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ENCYCLOPEDIA OF THE
V]REAT
EPRESSION
EDITORIAL BOARD
EDITOR IN CHIEF
Robert S. McElvaine
Millsaps College
ASSOCIATE EDITORS
Tony Badger
Sidney Sussex College, Cambridge University
Roger Biles
East Carolina University
Patricia Sullivan
University of South Carolina
W. E. B. Du Bois Institute, Harvard University
Joe W. Trotter
Carnegie Mellon University
ENCYCLOPEDIA OF THE
UREAT
EPRESSION
VOLUME 1: A-K
ROBERT S. McELVAINE
EDITOR IN CHIEF
MACMILLAN
REFERENCE
USA™
THOMSON
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GALE
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XHOIVISOIM
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GALE
Encyclopedia of The Great Depression
Robert S. McElvaine, Editor in Chief
©2004 by Macmillan Reference USA.
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LIBRARY OF CONGRESS CATALOGING-IN-PUBLICATION DATA
Encyclopedia of the Great Depression / Robert McElvaine, editor in chief,
p. cm.
Includes bibliographical references and index.
ISBN 0-02-865686-5 (set : hardcover)— ISBN 0-02-865687-3 (v. 1)—
ISBN 0-02-865688-1 (v. 2)
1. United States— History— 1933-1945— Encyclopedias. 2. United
States— History— 1919-1933— Encyclopedias. 3. United States-
Economic Conditions — 1918-1945 — Encyclopedias. 4. Depressions-
1929— United States— Encyclopedias. 5. New Deal, 1933-1939—
Encyclopedias. I. McElvaine, Robert S., 1947-
E806.E63 2004
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2003010292
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For Larry Levine, Bill Leuchtenburg,
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Sources of inspiration,
students of the Great Depression,
and friends.
CONTENTS
Preface ix
List of Articles xiii
List of Contributors xxix
Outline of Contents xlv
ENCYCLOPEDIA OF THE GREAT DEPRESSION 1
Timeline 1079
Index 1083
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ENCYCLOPEDIA E E H E GREAT DEPRESSION
PREFACE
The Great Depression, the worldwide economic
collapse that began in 1929 and ended only well
after the outbreak of World War II a decade later,
remains a topic of widespread fascination. There are
several reasons for such continuing interest. Among
them is the fact that the experience was seared into
the lives, memories, and outlooks of an entire gen-
eration, coloring its members' views of their subse-
quent experiences. Another reason for the intense
interest in the Depression is that it seemed to con-
tradict the expectations of most Americans and
their experiences of relative prosperity throughout
most of the time since. Then there is the era's defi-
ance of the modern trend toward individualism and
the identification of personal well-being with
material consumption. Those who object to the
modern rush toward ever greater selfishness and
self-indulgence are drawn to the alternate visions
of co-operation and rejection of consumerism evi-
dent in the Great Depression.
There are also the facts that the modern presi-
dency emerged, the role of the federal government
as a major force in citizens' lives was established,
the partial welfare state was begun, and the politi-
cal realignment that remained dominant for much
of the remainder of the century was forged during
the Great Depression.
Perhaps most of all, however, the Great
Depression continues to be a matter of great inter-
est because so many people remain uncertain about
the economic prospects in their own times. Anyone
who is at least vaguely aware that this massive eco-
nomic collapse was preceded by a period of
unprecedented prosperity in the 1920s is apt to ask
the question: "If it happened once, can it happen
again?" Whenever the unemployment rate raises
sharply, as it did in the early 1980s, or the stock
market plunges, as it did in 1987 and again, in a
much more prolonged slide, between 2001 and
2003, those of us who specialize in the era of the
Great Depression are asked to comment in the
popular media on whether another depression
might be coming. The fear that "hard times" could
return has never completely vanished, and this con-
cern stimulates continuing interest in the events of
the 1920s and 1930s.
The Great Depression was the worst domestic
crisis the United States faced in the twentieth cen-
tury and the second worst, after the Civil War, in
American history. However, it was by no means
confined to the United States. Rather, the econom-
ic collapse became a global phenomenon. The
worldwide ramifications of the Depression consti-
tute another major reason for contemporary inter-
est in the era. It is widely believed that the worst
horrors of the twentieth century — the rise to power
of Adolf Hitler and his Nazi followers, World War II,
and the Holocaust — would not have happened had
ENCYCLOPEDIA E THE GREAT DEPRESSION
IX
PREFACE
the economic collapse not provided an opening for
extremist views to gain credibility.
As its role in the appeal of dictatorship and
controlled economies indicates, the Great
Depression severely tested both democratic politi-
cal institutions and market-based economies. It
was the principal achievement of President
Franklin D. Roosevelt's New Deal programs in the
United States to demonstrate that democratic insti-
tutions and a slightly modified free market eco-
nomic system were viable. Indeed, the Great
Depression can be seen as providing a stage upon
which Roosevelt and Hitler presented to the world
sharply contrasting views of the proper way to
organize and lead societies, polities, and
economies. That contest was finally to be decided
under arms in World War II, which in a real sense
can be seen as the final act — the climax — of the
Great Depression.
The 542 articles in the two volumes that consti-
tute The Encyclopedia of the Great Depression are
intended to provide the widest audience, both the
general public and students of history, with accessi-
ble information and analysis, reflecting the latest
scholarship, on an extensive variety of topics relat-
ed to the Great Depression.
Although the bulk of the articles in this ency-
clopedia focus on the era of the Great Depression in
the United States, a substantial number of entries
address the worldwide dimensions of the econom-
ic collapse and deal with specific events and figures
from other parts of the world.
The Great Depression was, of course, first and
foremost an economic and, consequently, a social
phenomenon. As such it brings up images that
are — well, depressing. But anyone who sees the era
of the Depression as only grim misses much of its
flavor and significance. The decade of the 1930s
was, to be sure, a time of economic hardship that
was, with the exception of the South during the
Civil War, unprecedented in American history. But it
was much more. It was a period of political and
social innovation. It was also a time of extraordinary
cultural developments in the new medium of sound
cinema as well as in art, literature, music, theater,
and photography. Even a cursory look at the list of
articles under the heading of "Culture" in the out-
line of contents should give the reader a sense of
how diverse, significant, and, in many cases, "un-
depressing"the cultural aspects of the decade were.
The Depression decade came to be dominated
by the personality of Franklin D. Roosevelt, but it
was also populated by a vast array of other memo-
rable characters — women as well as men, minori-
ties as well as whites, international figures as well
as Americans — from the arts, labor, business, poli-
tics, government, civil rights, diplomacy, the media,
religion, academe, the law, social reform, agricul-
ture, and sports. Biographies of more than two hun-
dred of these individuals are to be found in the
pages of this compendium.
This encyclopedia constitutes the most com-
prehensive resource available on one of the most
important periods in our history and one that con-
tinues to affect us today in ways subtle and not-so-
subtle. A substantial number of articles in these two
volumes are, in my opinion, the best short analyses
of their subjects available in print. In many cases,
the articles are written by the leading scholars on
the subject. There is every reason to anticipate that
this publication will remain the standard reference
for the era of the Great Depression for many years
to come.
There are 542 articles in the Encyclopedia of the
Great Depression arranged alphabetically for easy
reference. The articles range in length from 300 to
5,000 words. Entries are written by 270 scholars
from around the world, active researchers in histo-
ry, American studies, economics, social science,
geography, political science, radio and television,
literature, and music. Each signed article features
several carefully chosen cross-references to related
entries as well as a bibliography of print and inter-
net resources. A topical outline appears in Volume I,
just after the alphabetical article list. It groups arti-
cles by broad categories, thereby offering teachers
and readers alike an informed map of the field. A
comprehensive index offers yet another entry point
for the set, encouraging readers to explore the
information contained in these two volumes.
In addition to the fine work of the contributors,
this project is the result of the great work of my
associate editors, Roger Biles, Joe Trotter, Tony
Badger, and Patricia Sullivan, and I thank them all.
Several people at Macmillan Reference USA and
the Gale Group have worked on this project over
ENCYCLOPEDIA OF E H E GREAT DEPRESSION
PREFACE
the course of its development and helped to assure
its successful completion. I want to thank Erin
Bealmear, Joe Clements, Judith Culligan, Jill Lectka,
and Elly Dickason.
My parents, Edward and Ruth McElvaine, lived
through the Great Depression, and their stories first
sparked my interest in the period and in history in
general. That interest was carried forward and
developed by a large number of instructors, schol-
ars, and writers over the years, including Carl
Youngman, Warren Susman, Lloyd Gardner,
Charles Forcey, Richard Dalfiume, Melvyn
Dubofsky James MacGregor Burns, Frank Freidel,
Joan Wallach Scott, Susan Ware, Harvard Sitkoff,
Lizabeth Cohen, Patrick Maney, the four associate
editors of this encyclopedia, and the four friends
and sources of inspiration to whom it is dedicated,
Lawrence W. Levine, William E. Leuchtenburg,
Arthur M. Schlesinger, Jr., and Studs Terkel.
My wonderful family, as always, deserves
the greatest thanks. Anne is my everything.
Kerri, Lauren, Allison, Brett, Scott, Evan, and Anna
add even more to my life, causing it to overflow
with joy.
Robert S. McElvaine
Clinton, Mississippi , August 2003
ENCYCLOPEDIA E THE GREAT DEPRESSION
LIST OF ARTICLES
Abraham Lincoln Brigade
Cary Nelson
Adamic, Louis
Daniel Geary
Advertising in the Great Depression
Daniel Pope
Africa, Great Depression in
Dietmar Rothermund
African Americans, Impact of the Great Depression on
Joe W. Trotter
Agee, James
Alan Spiegel
Agricultural Adjustment Act
David Hamilton
Agricultural Adjustment Administration (AAA)
David Hamilton
Agriculture
D. Clayton Brown
Aid to Dependent Children (ADC)
Jeff Singleton
Alabama Sharecroppers' Union
Mary Jo Binker
Allen, Frederick Lewis
David W. Levy
Amalgamated Clothing Workers (ACW)
Nancy Quam-Wickham
American Exodus, An
Kate Sampsell
American Farm Bureau Federation (AFBF)
Kimberly K. Porter
American Federation of Labor (AFL)
Frank A. Salamone
American Guide Series
Trent A. Watts
American Labor Party
John J. Simon
American Liberty League
Robert Burk
American Negro Labor Congress (ANLC)
Harvard Sitkoff
American Scene, The
Stuart Kidd
American Student Union
Robert Cohen
American Youth Congress
Robert Cohen
Ameringer, Oscar
Linda Reese
Ames, Jesse Daniel
Sarah E. Gardner
ENCYCLOPEDIA E THE GREAT DEPRESSION
XIII
LIST
F
T I C L E S
Amos 'n' Andy
Melvin Patrick Ely
Anderson, Marian
Mary L. Nash
Anderson, Sherwood
Kim Townsend
Anticommunism
M. J. Heale
Anti-lynching Legislation
Robert L. Zangrando
Anti-Semitism
Barbara S. Burstin
Appalachia, Impact of the Great Depression on
Jerry Bruce Thomas
Architecture
Sara A. Butler
Armstrong, Louis
William R. Bettler
Arnold, Thurman
William J. Barber
Art
Jonathan Harris
Arthurdale, West Virginia
Stuart Keith Patterson
Asia, Great Depression in
Dietmar Rothermund
Asian Americans, Impact of the Great Depression on
Kornel S. Chang
Association Against the Prohibition Amendment
(AAPA)
Ellis W. Hawley
Australia and Neio Zealand, Great Depression in
Stuart Macintyre
B
Back-to-the-Land Movement
Stuart Keith Patterson
Bakke, E. Wight
Alice O'Connor
"Ballad of Pretty Boy Floyd"
Mary L. Nash
Bankhead-Jones Farm Tenant Act of 1937
Paul E. Mertz
Banking Panics (1930-1933)
Elmus Wicker
Baruch, Bernard
Larry G. Gerber
Bauer, Catherine
John F. Bauman
Berkeley, Busby
Daniel J. Leab
Berle, Adolf A., Jr.
Stuart Kidd
Bethune, Mary McLeod
Harvard Sitkoff
Biddle, Francis
Christopher W. Schmidt
Big Band Music
Bradford W. Wright
Bilbo, Theodore
Chester M. Morgan
Black, Hugo
Mark Tushnet
Black Cabinet
John B. Kirby
Black Legion
John E. Miller
Black Metropolis
Vernon J. Williams, Jr.
Black Thirty-Hour Bill
Stuart Kidd
Bonnie and Clyde (Bonnie Parker and Clyde Barrow)
Laura Browder
Bonus Army/Bonus March
Roger Daniels
Boondoggle
June Hopkins
Borah, William
Leonard Schlup
Boulder Dam
Todd J. Pfannestiel
XIV
ENCYCLOPEDIA OF F H E GREAT DEPRESSION
LIST
ARTICLES
Bonrke-White, Margaret
Harvard Sitkoff
Boy and Girl Tramps of America
Errol Lincoln Uys
Brain(s) Trust
Michael V. Namorato
Brandeis, Louis D.
David W. Levy
Breadlines
Kim Richardson
Bridges, Harry
Robert Francis Saxe
"Brother, Can You Spare a Dime?"
Philip Furia
Brotherhood of Sleeping Car Porters (BSCP)
Beth Tompkins Bates
Browder, Earl
James G. Ryan
Bunche, Ralph
Jonathan Scott Holloway
Businessmen
Jason Scott Smith
Byrd, Harry
Larissa M. Smith
Byrnes, James F.
Henry C. Ferrell, Jr.
Cagney, James
Peter C. Holloran
Cahill, Holger
Stuart Kidd
Caldwell, Erskine
Joseph Entin
Canada, Great Depression in
John M. Bumsted
Capone, Al
Douglas Bukowski
Capra, Frank
Benjamin L. Alpers
Cardozo, Benjamin N.
Sean J. Savage
Cartoons, Political
William Arthur Atkins
Caste and Class
Alice O'Connor
Causes of the Great Depression
Robert S. McElvaine
Cermak, Anton
Douglas Bukowski
Chandler, Raymond
Austin Wilson
Chaplin, Charlie
Charles J. Maland
Charity
Michael Reisch
Chavez, Dennis
Caryn E. Neumann
Children and Adolescents, Impact of the Great
Depression on
Kriste Lindenmeyer
Cities and Suburbs
Bonnie Fox Schwartz
Joel Schwartz
Civilian Conservation Corps (CCC)
John A. Salmond
Civil Rights and Civil Liberties
Paul T. Murray
Civil Works Administration (CWA)
Jeff Singleton
Class
Kathy Mapes
Cohen, Benjamin V.
Michael V. Namorato
Collective Bargaining
Gregory Miller
Collier, John
Leonard Schlup
Comics
Bradford W. Wright
ENCYCLOPEDIA E THE GREAT DEPRESSION
xv
LIST
F
T I C L E S
Commodity Credit Corporation (CCC)
Lawrence J. Nelson
Communications Act of 1934
Barry Dean Karl
Communications and the Press
Gregory W. Bush
Communist Party
Gwen Moore
Congress of Industrial Organizations (CIO)
Daniel Clark
Conservation Movement
Sara M. Gregg
Conservative Coalition
Robert Burk
Consumerism
Meg Jacobs
Coolidge, Calvin
Robert Ferrell
Corcoran, Thomas G.
Donald A. Ritchie
Costigan, Edward
Jonathan W. Bell
Coughlin, Charles
Lisa Krissoff Boehm
Cowley, Malcolm
Mark C. Smith
Cradle Will Rock, The
Martin Halpern
Crime
Kim Phillips-Fein
Culture and the Crisis
William J. Maxwell
Cummings, Homer
Barry Cushman
Currie, Lauchlin
Roger J. Sandilands
Deficit Spending
Iwan Morgan
Democratic Party
Sean J. Savage
De Priest, Oscar
Kevin Mumford
Dewey, Thomas E.
Susan Estabrook Kennedy
Deioson, Mary (Molly)
Laura J. Hilton
Dictatorship
J. Simon Rofe
Dictatorship, Fear of in the United States
Kim Phillips-Fein
Disney, Walt
J. B. Kaufman
Documentary Film
George C. Stoney
Domestic Service
Bernadette Pruitt
Don't Buy Where You Can't Work Movement
BillV. Mullen
Dos Passos, John
Daniel Geary
Douglas, William O.
Tinsley E.Yarbrough
Dubinsky, David
James R. Barrett
Du Bois, W. E. B.
David Levering Lewis
Dust Bowl
R. Douglas Hurt
D
Davis, Chester
Lawrence J. Nelson
Earhart, Amelia
Susan Ware
Eccles, Marriner
Peter Fearon
XVI
ENCYCLOPEDIA OF F H E GREAT DEPRESSION
LIST
ARTICLES
Economists
William J. Barber
Economy, American
Peter Fearon
Economy Act of 1933
Iwan Morgan
Education
Daryl Webb
Elderly, Impact of the Great Depression on the
Ron Goeken
Election of 1928
Allan J. Lichtman
Election of 1930
Allan J. Lichtman
Election of 1932
Elliot A. Rosen
Election of '1934
Howard W. Allen
Election of 1936
Michael J. Webber
Election of 1938
David L. Porter
Election of 1940
John W. Jeffries
Ellington, Duke
Burton W. Peretti
Emergency Relief and Construction Act of 1932
Jeff Singleton
Emergency Relief Appropriation Act of 1935
Jeff Singleton
End Poverty in California (EPIC)
William J. Billingsley
Ethiopian War
Laura J. Hilton
Europe, Great Depression in
Patricia Clavin
Evans, Walker
Alan Spiegel
Ezekiel, Mordecai
David Hamilton
Fair Labor Standards Act
Larry G. Gerber
Family and Home, Impact of the Great Depression on
Dennis Bryson
Farley, James A.
Leonard Schlup
Farm Credit Administration (FCA)
Adrienne M. Petty
Farmers' Holiday Association (FHA)
Mark Love
Farmers Home Administration (FmHA)
Brian Q. Cannon
Farm Foreclosures
Adrienne M. Petty
Farm Policy
Kim Richardson
Farm Security Administration (FSA)
Stuart Kidd
Fascism
Martin Halpern
Father Divine
Jill Watts
Faulkner, William
Robert H. Brinkmeyer, Jr.
Fauset, Crystal Bird
Eric Ledell Smith
Federal Art Project (FAP)
Jonathan Harris
Federal Communications Commission (FCC)
Maurine H. Beasley
Federal Crop Insurance Corporation (FCIC)
Brian Q. Cannon
Federal Deposit Insurance Corporation (FDIC)
James S. Olson
Federal Emergency Relief Administration (FERA)
Peter Fearon
Federal Housing Administration (FHA)
Iwan Morgan
ENCYCLOPEDIA E THE GREAT DEPRESSION
XVII
LIST
F
T I C L E S
Federal Music Project (FMP)
Frank A. Salamone
Federal National Mortgage Association (FNMA)
Eduardo F. Canedo
Federal One
Stuart Kidd
Federal Reserve System
Peter Fearon
Federal Savings and Loan Insurance Corporation
(FSLIC)
David Eisenbach
Federal Surplus Commodities Corporation (FSCC)
Sara M. Gregg
Federal Theatre Project (FTP)
Gregory W. Bush
Federal Writers' Project (FWP)
BillV. Mullen
Fireside Chats
David W. Levy
Fish, Hamilton
Justus D. Doenecke
Flanagan, Hallie
Caryn E. Neumann
Flynn, Edward J.
Caryn E. Neumann
Folklorists
Jerrold Hirsch
Ford, Henry
Michael French
Ford, John
Charles J. Maland
Foreman, Clark
Patricia Sullivan
Foster, William Z.
Gwen Moore
Frank, Jerome
Lawrence J. Nelson
Frankfurter, Felix
Tinsley E.Yarbrough
Freaks
Gary D. Rhodes
Gabriel Over the White House
Michael B. Stoff
Gangster Films
Luca Prono
Garner, John Nance
Nancy Beck Young
Gastonia, North Carolina
John A. Salmond
Gays and Lesbians, Impact of the Great
Depression on
James Polchin
Gellhorn, Martha
Laura J. Hilton
Gender Roles and Sexual Relations, Impact of the
Great Depression on
Robert S. McElvaine
Gershwin, George and Ira
Natoma N. Noble
Glass, Carter
Larissa M. Smith
Glass-Steagall Act of 1932
Michael French
Glass-Steagall Act of 1933
James S. Olson
Gold Diggers of 1933
Jennifer Langdon-Teclaw
Golden Gate International Exposition (1939-1940)
Blanche M. G. Linden
Gold Standard
Patricia Clavin
Gone with the Wind
Jennifer Langdon-Teclaw
Goodman, Benny
Burton W. Peretti
Good Neighbor Policy
Joseph Smith
Government, United States Federal, Impact of the
Great Depression on
Paul B.Trescott
XVI
ENCYCLOPEDIA OF F H E GREAT DEPRESSION
LIST
ARTICLES
Governments, State, Impact of the Great
Depression on
William Arthur Atkins
Grand Coulee Project
James Stripes
Grapes of Wrath, The
David W. Levy
Grassroots Democracy
G. Wayne Dowdy
Green, William
Craig Phelan
Greenbelt Towns
Cathy D. Knepper
Guffey-Snyder Act of 1935
John Kennedy Ohl
Guffey-Vinson Act of 1937
John Kennedy Ohl
Guthrie, Woody
Bradford W. Wright
H
Hague, Frank
J. Christopher Schnell
Hammett, Dashiell
Sean McCann
Hansen, Alvin
Patrick D. Reagan
"Happy Days Are Here Again'
Philip Furia
Hard-Boiled Detectives
Sean McCann
Harlan County
Kim Phillips-Fein
Harlem Riot (1935)
Paul T. Murray
Harrison, Byron "Pat"
Martha H. Swain
Hatch Act of 1939
David L. Porter
Hazoley-Smoot Tariff
Michael French
Health and Nutrition
Gerald Markowitz
Hearst, William Randolph
David Nasaw
Hellman, Lillian
Michael T. Van Dyke
Henderson, Leon
Iwan Morgan
Herndon, Angelo, Case
Charles Martin
Heroes
Bradford W. Wright
Hickok, Lorena
Allida M. Black
Highlander Folk School
John M. Glen
Hillman, Sidney
Nancy Quam-Wickham
Hine, Lewis
Blanche M. G. Linden
History, Interpretation, and Memory of the Great
Depression
Trent A. Watts
Hitler, Adolf
Patricia Clavin
Holiday, Billie
Mary L. Nash
Hollyioood and the Film Industry
Bradford W. Wright
Holmes, Oliver Wendell, Jr.
Tinsley E.Yarbrough
Homelessness
Yael Schacher
Home Owners Loan Corporation (HOLC)
A. Scott Henderson
Hoover, Herbert
Susan Estabrook Kennedy
Hoover, J. Edgar
Kenneth O'Reilly
ENCYCLOPEDIA E THE GREAT DEPRESSION
XIX
LIST
F
T I C L E S
Hoover, Lou Henry
Susan Estabrook Kennedy
Hopkins, Harry
June Hopkins
House Un-American Activities Committee (HUAC)
M. J. Heale
Housing
Kristin Szylvian
Houston, Charles
Genna Rae McNeil
Howard University
Jonathan Scott Holloway
Howe, Louis McHenry
Alfred B. Rollins Jr.
Hughes, Charles Evans
Tinsley E.Yarbrough
Hughes, Langston
Arnold Rampersad
Hull, Cor dell
David B. Woolner
Humor
Joseph Boskin
Hundred Days
Tony Badger
Hunger Marches
Martin Halpern
Hurston, Zora Neale
Emily Bernard
I am a Fugitive From a Chain Gang
Robert S. McElvaine
Ickes, Harold
Michael V. Namorato
Income Distribution
Kim Phillips-Fein
Indian New Deal
Donald L. Parman
Indian Reorganization Act of 1934
Donald L. Parman
Individualism
Benjamin K. Hunnicutt
Industry, Effects of the Great Depression on
Michael French
Insull, Samuel
Douglas Bukowski
International Impact of the Great Depression
Peter Fearon
International Labor Defense (ILD)
Gwen Moore
International Ladies' Garment Workers' Union
(ILGWU)
John T. Cumbler
International Longshoremen's Association (ILA)
Bruce Nelson
Isolationism
Justus D. Doenecke
J
Jackson, Robert
Mark Tushnet
Jazz
Douglas Henry Daniels
Johnson, Hugh
John Kennedy Ohl
Johnson, Lyndon B.
Nancy Beck Young
Joint Committee for National Recovery (JCNR)
Jonathan Scott Holloway
Jones, Jesse
James S. Olson
K
Kaiser, Henry
Michael French
xx
ENCYCLOPEDIA OF F H E GREAT DEPRESSION
LIST
ARTICLES
Kennedy, Joseph P.
Jon Herbert
Kerr, Florence
Martha H. Swain
Keynes, John Maynard
Dean L. May
Keynesian Economics
Dean L. May
Keyserling, Leon
Meg Jacobs
Kristallnacht
Laura J. Hilton
Labor's Non-Partisan League
James S. Olson
La Follette, Philip
John E. Miller
La Follette, Robert M., Jr.
John E. Miller
La Follette Civil Liberties Committee
John E. Miller
La Guardia, Fiorello H.
Barbara Blumberg
Laissez-Faire
Iwan Morgan
London, Alfred M.
Michael J. Webber
Land Use Planning
Jess Gilbert
Lange, Dorothea
Linda Gordon
Latin America, Great Depression in
Joseph Smith
Latino Americans, Impact of the Great Depression on
Allison Brownell Tirres
Law Enforcement
William Arthur Atkins
League for Independent Political Action
John Sillito
Legal Profession
Mark Tushnet
LeHand, Marguerite (Missy)
Mary Jo Binker
Lehman, Herbert
Robert P. Ingalls
Leisure
William H.Young
Lewis, John L.
Craig Phelan
Lindbergh, Charles
Liesl Miller Orenic
Literature
Sean McCann
Little Caesar
Robert S. McElvaine
Little Steel Strike
Eduardo F. Canedo
Lomax, Alan
J. Marshall Bevil
London Economic Conference of 1933
Patricia Clavin
Long, Huey P.
Glen Jeansonne
Louis, Joe
David K. Wiggins
Luce, Henry
Maurine H. Beasley
Lynchings
Michael J. Pfeifer
M
Marcantonio, Vito
John J. Simon
Marx Brothers
John Parris Springer
ENCYCLOPEDIA E THE GREAT DEPRESSION
XXI
LIST
F
T I C L E S
Marxism
Paul Buhle
Mason, Lucy Randolph
Larissa M. Smith
Maverick, Maury
Nancy Beck Young
McWilliams, Carey
Daniel Geary
Means, Gardiner C.
Patrick D. Reagan
Mellon, Andrew
Susan Estabrook Kennedy
Memorial Day Massacre
Irwin M. Marcus
Men, Impact of the Great Depression on
Robert S. McElvaine
Mencken, H. L.
Charles A. Fecher
Mexico, Great Depression in
Marcos T. Aguila
Micheaux, Oscar
Thomas Cripps
Middletown in Transition
Paul T. Murray
Midwest, Great Depression in the
Ellis W. Hawley
Migration
Maurine H. Beasley
Migratory Workers
Kathy Mapes
Military: United States Army
Henry C. Ferrell, Jr.
Military: United States Navy
Henry C. Ferrell, Jr.
Mills, Ogden
William J. Barber
Minnesota Farmer-Labor Party
Richard M.Valelly
Missouri ex rel. Gaines v. Canada
Denton L. Watson
Mitchell, Arthur W.
Christopher E. Manning
Moley, Raymond
Michael V. Namorato
Monetary Policy
William J. Barber
Monopoly (Board Game)
Philip E. Orbanes
Morgan, J. P., Jr.
James G. Lewis
Morgenthau, Henry T., Jr.
Dean L. May
Moses, Robert
Michael T. Van Dyke
Moskoioitz, Belle
Elisabeth Israels Perry
Mr. Smith Goes to Washington
Daniel J. Leab
Mumford, Lewis
John F. Bauman
Murphy, Frank
Sidney Fine
Murray, Philip
Andrew A. Workman
Museums, Art
Blanche M. G. Linden
Museums and Monuments, Historic
Blanche M. G. Linden
Music
Natoma N. Noble
Mussolini, Benito
Patricia Clavin
Muste, A. J.
David W. Levy
N
National Association for the Advancement of Colored
People (NAACP)
Denton L. Watson
XXI
ENCYCLOPEDIA OF F H E GREAT DEPRESSION
LIST
ARTICLES
National Association of Manufacturers (NAM)
Jason Scott Smith
National Committee to Abolish the Poll Tax
Patricia Sullivan
National Farmers Union (NFU)
Kathy Mapes
National Housing Act of 1934
Iwan Morgan
National Industrial Recovery Act (NIRA)
John Kennedy Ohl
National Labor Relations Act of 1935 (Wagner Act)
Larry G. Gerber
National Labor Relations Board (NLRB)
Vernon J. Williams, Jr.
National Lawyers Guild
Ann Fagan Ginger
National Negro Congress
Kenneth O'Reilly
National Recovery Administration (NRA)
John Kennedy Ohl
National Resources Planning Board (NRPB)
Patrick D. Reagan
National Urban League
Richard W. Thomas
National Women's Party
Blanche M. G. Linden
National Youth Administration (NYA)
John A. Salmond
Native Americans, Impact of the Great
Depression on
Donald A. Grinde, Jr.
Nazi-Soviet Pact
James G. Ryan
New Deal
Tony Badger
New Deal, Second
John W. Jeffries
New Deal, Third
John W. Jeffries
Neio Masses
James Smethurst
New York World's Fair (1939-1940)
Isadora Anderson Helfgott
Niebuhr, Reinhold
Richard Wightman Fox
Norris, George
Richard Lowitt
Norris-La Guardia Act
Larry G. Gerber
Northeast, Great Depression in the
Bob Batchelor
o
Odum, Howard
Mark C. Smith
Okies
William H. Mullins
Old-Age Insurance
Steven B. Burg
Olson, Floyd B.
Edward A. Goedeken
Olympics, Berlin (1936)
Steven A. Riess
Organized Labor
Eduardo F. Canedo
Our Daily Bread
Daniel J. Leab
Owens, Jesse
William J. Baker
Patman, Wright
Nancy Beck Young
Peace Movement
Martin Halpern
Pecora, Ferdinand
Donald A. Ritchie
ENCYCLOPEDIA E THE GREAT DEPRESSION
XXIII
LIST
F
T I C L E S
Pendergast, Tom
Lawrence H. Larsen
Pepper, Claude
Tracy E. Danese
Perkins, Frances
Barbara Blumberg
Philanthropy
Judith Sealander
Photography
Blanche M. G. Linden
Planning
Patrick D. Reagan
Poetry
James Smethurst
Political Realignment
Sean J. Savage
Popular Front
BillV. Mullen
Post Office Murals
Stuart Kidd
President's Committee on Social Trends
Mark C. Smith
President's Emergency Committee for Employment
(PECE)
Jeff Singleton
President's Organization for Unemployment Relief
(POUR)
Jeff Singleton
Production Code Administration (Hays Office)
Daniel J. Leab
Prohibition
David E. Kyvig
Prostitution
Holly Allen
Psychological Impact of the Great Depression
Bob Batchelor
Public Power
Richard Lowitt
Public Utilities Holding Company Act
Donald A. Ritchie
Public Works Administration (PWA)
Jeanne Nienaber Clarke
R
Race and Ethnic Relations
Vernon J. Williams, Jr.
Radio
Burton W. Peretti
Randolph, A. Philip
Paula F. Pfeffer
Raper, Arthur
Clifford M. Kuhn
Raskob, John J.
Douglas Craig
Recession of 1937
Dean L. May
Reciprocal Trade Agreements
David B. Woolner
Reconstruction Finance Corporation (RFC)
James S. Olson
Regional Planning Association of America (RPAA)
John F. Bauman
Religion
Colleen McDannell
"Remember My Forgotten Man"
Robert S. McElvaine
Reorganization Act of 1939
Patrick D. Reagan
Report on the Economic Conditions of the South
Patricia Sullivan
Republican Party
Clyde P. Weed
Resettlement Administration (RA)
Paul E. Mertz
Reuther, Walter
Daniel Clark
Richberg, Donald
Andrew A. Workman
XXIV
ENCYCLOPEDIA OF F H E GREAT DEPRESSION
LIST
ARTICLES
Rivera, Diego
Larissa M. Smith
Road to Plenty, The
Stuart Kidd
Robeson, Paul
Harvard Sitkoff
Robinson, Edward G.
Daniel J. Leab
Robinson, Joseph
Cecil E. Weller, Jr.
Rogers, Will
Steven K. Gragert
Roosevelt, Eleanor
Blanche Wiesen Cook
Roosevelt, Franklin D.
Sean J. Savage
Rothstein, Arthur
Betsy Fahlman
Route 66
Steven Koczak
Ruml, Beardsley
Meg Jacobs
Rumsey, Mary Harriman
Mary Jo Binker
Rural Electrification Administration (REA)
D. Clayton Brown
Rural Life
D. Clayton Brown
Ryan, Father John A.
Bentley Anderson
San Francisco General Strike (1934)
Eduardo F. Canedo
Sanger, Margaret
Caryn E. Neumann
Science and Technology
Rick Szostak
Scottsboro Case
Robert Francis Saxe
Securities Regulation
Donald A. Ritchie
Shahn, Ben
David W. Levy
Sharecroppers
Paul E. Mertz
Shelterbelt Project
Mary W. M. Hargreaves
Sinclair, Upton
William J. Billingsley
Sit-Doion Strikes
Douglas J. Feeney
Slave Narratives
Jerrold Hirsch
Smith, Alfred E.
Allan J. Lichtman
Smith, Gerald L. K.
Glen Jeansonne
Snow White and the Seven Dioarfs
Robert S. McElvaine
Socialist Party
Paul Buhle
Social Science
Caryn E. Neumann
Social Security Act
Alice O'Connor
Social Workers
Felix L. Armfield
Soil Conservation Service (SCS)
Chris Rasmussen
Soup Kitchens
Gregory Baggett
South, Great Depression in the
Tony Badger
Southern Agrarians
Mark G. Malvasi
Southern Conference for Human Welfare (SCHW)
Christopher W. Schmidt
ENCYCLOPEDIA E THE GREAT DEPRESSION
XXV
LIST
F
T I C L E S
Southern Negro Youth Congress (SNYC)
Larissa M. Smith
Southern Tenant Farmers' Union (STFU)
Michael V. Namorato
Spanish Civil War
Cary Nelson
Sports
Steven A. Riess
Stalin, Joseph
Paul Le Blanc
Steel Workers' Organizing Committee (SWOC)
Bruce Nelson
Steinbeck, John
Austin Wilson
Stimson, Henry
David F. Schmitz
Stock Market Crash (1929)
Peter Fearon
Strikes
Eduardo F. Canedo
Subsistence Homesteads Division
Kathy Mapes
Suicide
Bogdan Balan
Brian L. Mishara
Superman
Bradford W. Wright
Supreme Court
Barry Cushman
Supreme Court "Packing" Controversy
Barry Cushman
Taxpayers Leagues
David T. Beito
Taylor Grazing Act
Mary W. M. Hargreaves
Temporary Emergency Relief Administration, New
York (TERA)
June Hopkins
Temporary National Economic Committee (TNEC)
John W. Jeffries
Tennessee Valley Authority (TVA)
Steven M. Neuse
Thomas, Norman
Burton W. Peretti
Thomas Amendment
Gregory Baggett
Thompson, Dorothy
Laura J. Hilton
Townsend Plan
John E. Miller
Transients
Maurine H. Beasley
Transportation
William Arthur Atkins
Tugwell, Rexford G.
Michael V. Namorato
Tully, Grace
Christopher Brick
Tuskegee Syphilis Project
Susan M. Reverby
U
Talmadge, Eugene
Caryn E. Neumann
Tammany Hall
Barbara Blumberg
Taxation
Mark H. Leff
Unemployed Councils
Jeff Singleton
Unemployment, Levels of
Kim Phillips-Fein
Unemployment Insurance
Jeff Singleton
Union Party
John E. Miller
XXVI
ENCYCLOPEDIA OF F H E GREAT DEPRESSION
LIST
ARTICLES
United Automobile Workers (UAW)
Nelson Lichtenstein
United Farmers' League (UFL)
Steven Koczak
United Mine Workers of America (UMWA)
Melvyn Dubofsky
United States Housing Authority (USHA)
Kristin Szylvian
V
Values, Effects of the Great Depression on
Robert S. McElvaine
Vann, Robert
Bernadette Pruitt
W
Wagner, Robert F.
John D. Buenker
Wallace, Henry A.
Richard S. Kirkendall
Washington Commonwealth Federation (WCF)
William Arthur Atkins
Weaver, Robert Clifton
John B. Kir by
Welfare Capitalism
Colin Gordon
Welles, Orson
Frank Brady
West, Great Depression in the American
William H. Mullins
West, Mae
Jill Watts
West, Nathanael
Ben Siegel
Wheeler, Burton K.
David L. Porter
"Which Side Are You On?"
Michael Honey
Mark Allan Jackson
White, Walter
Kenneth R. Janken
White, William Allen
Sally F. Griffith
Williams, Aubrey
John A. Salmond
Willkie, Wendell
Herbert S. Parmet
Wilson, Edmund
James Boylan
Wisconsin Progressive Party
John E. Miller
Wizard of Oz, The
Robert S. McElvaine
Women, Impact of the Great Depression on
Lisa Krissoff Boehm
Women's Emergency Brigade
Martin Halpern
Woodward, Ellen
Martha H. Swain
Workers Education Project
Rachel Rubin
Work Ethic
Gregory Miller
Works Progress Administration (WPA)
J. Christopher Schnell
World Court
Michael Dunne
World War II and the Ending of the Depression
John W. Jeffries
Wright, Richard
Trent A. Watts
ENCYCLOPEDIA E THE GREAT DEPRESSION
XXVII
LIST OF CONTRIBUTORS
MARCOS T. AGUILA
Universidad Autonoma Metropolitana, Xochimilco
Mexico, Great Depression in
Law Enforcement
Transportation
Washington Commonwealth Federation
HOLLY ALLEN
Middlebury College
Prostitution
HOWARD W. ALLEN
Southern Illinois University, Carbondale
Election of 1934
BENJAMIN L. ALPERS
University of Oklahoma
Capra, Frank
BENTLEY ANDERSON
St. Louis University
Ryan, Father John A.
FELIX L. ARMFIELD
Buffalo State College
Social Workers
WILLIAM ARTHUR ATKINS
Atkins Research and Consulting
Cartoons, Political
Governments, State, Impact of the Great
Depression
TONY BADGER
Sidney Sussex College, Cambridge University
Hundred Days
New Deal
South, Great Depression in the
GREGORY BAGGETT
Columbia University
Soup Kitchens
Thomas Amendment
WILLIAM J. BAKER
University of Maine, Orono
Owens, Jesse
BOGDAN BALAN
CRISE, University of Quebec, Montreal
Suicide
WILLIAM J. BARBER
Wesleyan University, Middletown, Conn.
Arnold, Thurman
Economists
Mills, Ogden
Monetary Policy
ENCYCLOPEDIA E THE GREAT DEPRESSION
XXIX
LIST OF C N T R I
U T R S
JAMES R. BARRETT
University of Illinois, Urbana-Champaign
Dubinsky, David
BOB BATCHELOR
Novato, Calif.
Northeast, Great Depression in the
Psychological Impact of the Great Depression
BETH TOMPKINS BATES
Wayne State University
Brotherhood of Sleeping Car Porters (BSCP)
JOHN F. BAUMAN
Muskie School, University of Southern Maine
Bauer, Catherine
Mumford, Lewis
Regional Planning Association of America
(RPAA)
MAURINE H. BEASLEY
University of Maryland, College Park
Federal Communications Commission (FCC)
Luce, Henry
Migration
Transients
WILLIAM J. BILLINGSLEY
California State University, Fullerton
End Poverty in California (EPIC)
Sinclair, Upton
MARY JO BINKER
The Eleanor Roosevelt Papers Project, George
Washington University
Alabama Sharecroppers' Union
LeHand, Marguerite (Missy)
Rumsey, Mary Harriman
ALLIDA M. BLACK
The Eleanor Roosevelt Papers, George Washington
University
Hickok, Lorena
BARBARA BLUMBERG
Pace University
La Guardia, Fiorello H.
Perkins, Frances
Tammany Hall
LISA KRISSOFF BOEHM
Worcester State College
Coughlin, Charles
Women, Impact of the Great Depression on
DAVID T BEITO
University of Alabama, Tuscaloosa
Taxpayers Leagues
JOSEPH BOSKIN
Boston University
Humor
JONATHAN W. BELL
University of Reading
Costigan, Edward
EMILY BERNARD
University of Vermont, Burlington
Hurston, Zora Neale
WILLIAM R. BETTLER
Hanover College
Armstrong, Louis
JAMES BOYLAN
University of Massachusetts, Amherst
Wilson, Edmund
FRANK BRADY
St. John's University, New York
Welles, Orson
CHRISTOPHER BRICK
The Eleanor Roosevelt Papers Project, George
Washington University
Tully, Grace
J. MARSHALL BEVIL
Houston
Lomax, Alan
ROBERT H. BRINKMEYER, JR.
University of Arkansas, Fayetteville
Faulkner, William
XXX
ENCYCLOPEDIA OF THE GREAT DEPRESSION
LIST
F C N T
U T R S
LAURA BROWDER
Virginia Commonwealth University
Bonnie and Clyde (Bonnie Parker and Clyde
Barrow)
GREGORY W. BUSH
University of Miami
Communications and the Press
Federal Theatre Project (FTP)
D. CLAYTON BROWN
Texas Christian University
Agriculture
Rural Electrification Administration (REA)
Rural Life
DENNIS BRYSON
Bilkent University
Family and Home, Impact of the Great
Depression on
JOHN D. BUENKER
University of Wisconsin, Parkside
Wagner, Robert F.
PAUL BUHLE
Brown University
Marxism
Socialist Party
SARA A. BUTLER
Roger Williams University
Architecture
EDUARDO F. CANEDO
Columbia University
Federal National Mortgage Association
(FNMA)
Little Steel Strike
Organized Labor
San Francisco General Strike (1934)
Strikes
BRIAN Q. CANNON
ham Young University
Farmers Home Administration (FmHA)
Federal Crop Insurance Corporation (FCIC)
DOUGLAS BUKOWSKI
Benvyn, III.
Cap one, Al
Cermak, Anton
Insull, Samuel
JOHN M. BUMSTED
University of Manitoba
Canada, Great Depression in
KORNEL S. CHANG
University of Chicago
Asian Americans, Impact of the Great
Depression on
DANIEL CLARK
Oakland University
Congress of Industrial Organizations (CIO)
Reuther, Walter
STEVEN B. BURG
Shippensburg University
Old-Age Insurance
ROBERT BURK
Zanesville, Ohio
American Liberty League
Conservative Coalition
BARBARA S. BURSTIN
Carnegie Mellon University
Anti-Semitism
JEANNE NIENABER CLARKE
University of Arizona
Public Works Administration (PWA)
PATRICIA CLAVIN
Jesus College, University ofOxf
Europe, Great Depression in
Gold Standard
Hitler, Adolf
London Economic Conference of 1933
Mussolini, Benito
ENCYCLOPEDIA E THE GREAT DEPRESSION
XXXI
LIST OF C N T R I
U T R S
ROBERT COHEN
New York University
American Student Union
American Youth Congress
G. WAYNE DOWDY
Memphis/Shelby County Public Library and
Information Center
Grassroots Democracy
BLANCHE WIESEN COOK
John Jay College, The City University of New York
Roosevelt, Eleanor
DOUGLAS CRAIG
Australian National University
Raskob, John J.
THOMAS CRIPPS
Morgan State University
Micheaux, Oscar
MELVYN DUBOFSKY
Binghamton University, SUNY
United Mine Workers of America (UMWA)
MICHAEL DUNNE
University of Cambridge
World Court
DAVID EISENBACH
Columbia University
Federal Savings and Loan Insurance
Corporation (FSLIC)
JOHNT. CUMBLER
University of Louisville
International Ladies' Garment Workers' Union
(ILGWU)
BARRY CUSHMAN
University of Virginia
Cummings, Homer
Supreme Court
Supreme Court "Packing" Controversy
MELVIN PATRICK ELY
College of William and Mary
Amos V Andy
JOSEPH ENTIN
Brooklyn College
Caldwell, Erskine
BETSY FAHLMAN
Arizona State University
Rothstein, Arthur
TRACY E. DANESE
Jacksonville, Fla.
Pepper, Claude
DOUGLAS HENRY DANIELS
University of California, Santa
Jazz
ROGER DANIELS
University of Cincinnati
Bonus Army/Bonus March
JUSTUS D. DOENECKE
New College of Florida
Fish, Hamilton
Isolationism
PETER FEARON
University of Leicester
Eccles, Marriner
Economy, American
Federal Emergency Relief Administration
(FERA)
Federal Reserve System
International Impact of the Great Depression
Stock Market Crash (1929)
CHARLES A. FECHER
Baltimore, Md.
Mencken, H. L.
DOUGLAS J. FEENEY
Three Rivers Community College, Norwich, Conn.
Sit-Down Strikes
XXXI
ENCYCLOPEDIA OF THE GREAT DEPRESSION
LIST
F C N T
U T R S
HENRY C. FERRELL, JR.
East Carolina University
Byrnes, James F.
Military: United States Army
Military: United States Navy
ROBERT FERRELL
Indiana University, Bloomington
Coolidge, Calvin
SIDNEY FINE
University of Michigan, Ann Arbor
Murphy Frank
RICHARD WIGHTMAN FOX
University of Southern California
Niebuhr, Reinhold
MICHAEL FRENCH
University of Glasgow
Ford, Henry
Glass-Steagall Act of 1932
Hawley-Smoot Tariff
Industry, Effects of the Great Depression on
Kaiser, Henry
PHILIP FURIA
University of North Carolina, Wilmington
"Brother, Can You Spare a Dime?"
"Happy Days Are Here Again"
SARAH E. GARDNER
Mercer University
Ames, Jesse Daniel
DANIEL GEARY
University of California, Berkeley
Adamic, Louis
Dos Passos, John
McWilliams, Carey
LARRY G. GERBER
Auburn University
Baruch, Bernard
Fair Labor Standards Act
National Labor Relations Act of 1935 (Wagner
Act)
Norris-La Guardia Act
JESS GILBERT
University of Wisconsin, Madison
Land Use Planning
ANN FAGAN GINGER
Meiklejohn Civil Liberties Institute
National Lawyers Guild
JOHN M. GLEN
Ball State University
Highlander Folk School
EDWARD A. GOEDEKEN
Iowa State University
Olson, Floyd B.
RON GOEKEN
University of Minnesota, Twin Cities
Elderly, Impact of the Great Depression on the
COLIN GORDON
University of Iowa
Welfare Capitalism
LINDA GORDON
New York University
Lange, Dorothea
STEVEN K. GRAGERT
Rogers State University, Claremore, Okla.
Rogers, Will
SARA M. GREGG
Columbia University
Conservation Movement
Federal Surplus Commodities Corporation
(FSCC)
SALLY F. GRIFFITH
Franklin & Marshall College, Lancaster, Pa.
White, William Allen
ENCYCLOPEDIA E THE GREAT DEPRESSION
XXXIII
LIST OF C N T R I
U T R S
DONALD A. GRINDE, JR.
State University of New York, Buffalo
Native Americans, Impact of the Great
Depression on
MARTIN HALPERN
Henderson State University
Cradle Will Rock, The
Fascism
Hunger Marches
Peace Movement
Women's Emergency Brigade
DAVID HAMILTON
University of Kentucky
Agricultural Adjustment Act
Agricultural Adjustment Administration (AAA)
Ezekiel, Mordecai
MARY W. M. HARGREAVES
University of Kentucky
Shelterbelt Project
Taylor Grazing Act
JONATHAN HARRIS
University of Liverpool
Art
Federal Art Project (FAP)
ELLIS W. HAWLEY
University of Iowa
Association Against the Prohibition
Amendment (AAPA)
Midwest, Great Depression in the
M. J. HEALE
University of Lancaster, England
Anticommunism
House Un-American Activities Committee
(HUAC)
ISADORA ANDERSON HELFGOTT
Harvard University
New York World's Fair (1939-1940)
JON HERBERT
Keele University
Kennedy, Joseph P.
LAURA J. HILTON
Muskingum College
Dewson, Mary (Molly)
Ethiopian War
Gellhorn, Martha
Kristallnacht
Thompson, Dorothy
JERROLD HIRSCH
Truman State University
Folklorists
Slave Narratives
PETER C. HOLLORAN
Worcester State College
Cagney, James
JONATHAN SCOTT HOLLOWAY
Yale University
Bunche, Ralph
Howard University
Joint Committee for National Recovery 0CNR)
MICHAEL HONEY
University of Washington, Tacoma
"Which Side Are You On?"
JUNE HOPKINS
Armstrong Atlantic State University
Boondoggle
Hopkins, Harry
Temporary Emergency Relief Administration,
New York (TERA)
BENJAMIN K. HUNNICUTT
University of Iowa
Individualism
A. SCOTT HENDERSON
Furman University
Home Owners Loan Corporation (HOLC)
R. DOUGLAS HURT
Iowa State University
Dust Bowl
XXXIV
ENCYCLOPEDIA OF THE GREAT DEPRESSION
LIST
F C N T
U T R S
ROBERT P. INGALLS
University of South Florida, Tampa
Lehman, Herbert
MARK ALLAN JACKSON
American University
"Which Side Are You On?"
MEG JACOBS
Massachusetts Institute of Technology (MIT)
Consumerism
Keyserling, Leon
Ruml, Beardsley
KENNETH R. JANKEN
University of North Carolina, Chapel Hill
White, Walter
GLEN JEANSONNE
University of Wisconsin, Milwaukee
Long, Huey P.
Smith, Gerald L. K.
JOHN W. JEFFRIES
University of Maryland, Baltimore County
Election of 1940
New Deal, Second
New Deal, Third
Temporary National Economic Committee
(TNEC)
World War II and the Ending of the
Depression
BARRY DEAN KARL
University of Chicago
Communications Act of 1934
J. B. KAUFMAN
Wichita, Kans.
Disney, Walt
SUSAN ESTABROOK KENNEDY
Virginia Commonwealth University
Dewey, Thomas E.
Hoover, Herbert
Hoover, Lou Henry
Mellon, Andrew
STUART KIDD
University of Reading
American Scene, The
Berle, Adolf A., Jr.
Black Thirty-Hour Bill
Cahill, Holger
Farm Security Administration (FSA)
Federal One
Post Office Murals
Road to Plenty, The
JOHN B. KIRBY
Denison University
Black Cabinet
Weaver, Robert Clifton
RICHARD S. KIRKENDALL
University of Washington, Seattle
Wallace, Henry A.
CATHY D. KNEPPER
Kensington, Md.
Greenbelt Towns
STEVEN KOCZAK
NewYork State Senate Research Service
Route 66
United Farmers' League (UFL)
CLIFFORD M. KUHN
Georgia State University
Raper, Arthur
DAVID E. KYVIG
Northern Illinois University
Prohibition
JENNIFER LANGDON-TECLAW
University of Illinois, Chicago
Gold Diggers of 1933
Gone with the Wind
LAWRENCE H. LARSEN
University of Missouri, Kansas City
Pendergast, Tom
ENCYCLOPEDIA E THE GREAT DEPRESSION
XXXV
LIST OF C N T R I
U T R S
DANIEL J. LEAB
Seton Hall University
Berkeley, Busby
Mr. Smith Goes to Washington
Our Daily Bread
Production Code Administration (Hays Office)
Robinson, Edward G.
PAUL LE BLANC
La Roche College
Stalin, Joseph
MARK H. LEFF
University of Illinois, Urbana-Champaign
Taxation
DAVID W. LEVY
University of Oklahoma
Allen, Frederick Lewis
Brandeis, Louis D.
Fireside Chats
Grapes of Wrath, The
Muste, A. J.
Shahn, Ben
DAVID LEVERING LEWIS
New York University
Du Bois, W. E. B.
JAMES G. LEWIS
Falls Church, Va.
Morgan, J. P., Jr.
NELSON LICHTENSTEIN
University of California, Santa
United Automobile Workers (UAW)
ALLAN J. LICHTMAN
American University
Election of 1928
Election of 1930
Smith, Alfred E.
BLANCHE M.G. LINDEN
Ft. Lauderdale, Fla.
Golden Gate International Exposition
(1939-1940)
Hine, Lewis
National Women's Party
Museums, Art
Museums and Monuments, Historic
Photography
KRISTE LINDENMEYER
University of Maryland, Baltimore County
Children and Adolescents, Impact of the Great
Depression on
MARK LOVE
Central Missouri State University
Farmers' Holiday Association (FHA)
RICHARD LOWITT
University of Oklahoma
Norris, George
Public Power
STUART MACINTYRE
University of Melbourne, Australia
Australia and New Zealand, Great
Depression in
CHARLES J. MALAND
University of Tennessee, Knoxville
Chaplin, Charlie
Ford, John
MARK G. MALVASI
Randolph-Macon College
Southern Agrarians
CHRISTOPHER E. MANNING
Loyola University, Chicago
Mitchell, Arthur W.
KATHY MAPES
State University of New York, Geneseo
Class
Migratory Workers
XXXVI
ENCYCLOPEDIA OF THE GREAT DEPRESSION
LIST
F C N T
U T R S
National Farmers Union (NFU)
Subsistence Homesteads Division
Values, Effects of the Great Depression on
Wizard of Oz, The
IRWIN M. MARCUS
Indiana University of Pennsylvania
Memorial Day Massacre
GENNA RAE MCNEIL
University of North Carolina, Chapel Hill
Houston, Charles
GERALD MARKOWITZ
John Jay College, The City University of New York
Health and Nutrition
CHARLES MARTIN
University of Texas, El Paso
Herndon, Angelo, Case
WILLIAM J. MAXWELL
University of Illinois, Urbana-Champaign
Culture and the Crisis
DEAN L. MAY
University of Utah
Keynes, John Maynard
Keynesian Economics
Morgenthau, Henry T., Jr.
Recession of 1937
SEAN MCCANN
Wesleyan University, Middletown, Conn.
Hammett, Dashiell
Hard-Boiled Detectives
Literature
PAUL E. MERTZ
University of Wisconsin, Stevens Point
Bankhead-Jones Farm Tenant Act of 1937
Resettlement Administration (RA)
Sharecroppers
GREGORY MILLER
University of Toledo
Black Legion
Collective Bargaining
Townsend Plan
Union Party
Wisconsin Progressive Party
Work Ethic
JOHN E. MILLER
South Dakota State University
La Follette, Philip
La Follette, Robert M., Jr.
La Follette Civil Liberties Committee
BRIAN L. MISHARA
CRISE, University of Quebec, Montreal
Suicide
COLLEEN MCDANNELL
University of Utah
Religion
ROBERT S. MCELVAINE
Millsaps College
Causes of the Great Depression
Gender Roles and Sexual Relations, Impact of
the Great Depression on
I am a Fugitive From a Chain Gang
Little Caesar
Men, Impact of the Great Depression on
"Remember My Forgotten Man"
Snow White and the Seven Dwarfs
GWEN MOORE
Indiana University
Communist Party
Foster, William Z.
International Labor Defense (ILD)
CHESTER M. MORGAN
Delta State University, Cleveland, Miss.
Bilbo, Theodore
IWAN MORGAN
London Metropolitan University
Deficit Spending
Economy Act of 1933
ENCYCLOPEDIA E THE GREAT DEPRESSION
XXXVII
LIST OF C N T R I
U T R S
Federal Housing Administration (FHA)
Henderson, Leon
Laissez-Faire
National Housing Act of 1934
BILL V.MULLEN
University of Texas, San Antonio
Don't Buy Where You Can't Work Movement
Federal Writers' Project (FWP)
Popular Front
WILLIAM H. MULLINS
Oklahoma Baptist University
Okies
West, Great Depression in the American
BRUCE NELSON
Dartmouth College
International Longshoremen's Association
(ILA)
Steel Workers' Organizing Committee (SWOC)
CARY NELSON
University of Illinois, Urbana-Champaign
Abraham Lincoln Brigade
Spanish Civil War
LAWRENCE J. NELSON
University of North Alabama
Commodity Credit Corporation (CCC)
Davis, Chester
Frank, Jerome
KEVIN MUMFORD
University of Iowa
De Priest, Oscar
PAUL T. MURRAY
Siena College
Civil Rights and Civil Liberties
Harlem Riot (1935)
Middletown in Transition
MICHAEL V NAMORATO
University of Mississippi
Brain (s) Trust
Cohen, Benjamin V.
Ickes, Harold
Moley, Raymond
Southern Tenant Farmers'Union (STFU)
Tugwell, Rexford G.
DAVID NASAW
The City University of New York Graduate Center
Hearst, William Randolph
CARYN E. NEUMANN
Ohio State University
Chavez, Dennis
Flanagan, Hallie
Flynn, Edward J.
Sanger, Margaret
Social Science
Talmadge, Eugene
STEVEN M. NEUSE
University of Arkansas, Fayetteville
Tennessee Valley Authority (TVA)
NATOMA N. NOBLE
Millsaps College
Gershwin, George and Ira
Music
ALICE O'CONNOR
University of California, Santa
Bakke, E. Wight
Caste and Class
Social Security Act
MARY L. NASH
Carnegie Mellon University
Anderson, Marian
"Ballad of Pretty Boy Floyd"
Holiday, Billie
JOHN KENNEDY OHL
Mesa Community College
Guffey-Snyder Act of 1935
Guffey-Vinson Act of 1937
Johnson, Hugh
XXXVI
ENCYCLOPEDIA OF THE GREAT DEPRESSION
LIST
F C N T
U T R S
National Industrial Recovery Act (NIRA)
National Recovery Administration (NRA)
JAMES S. OLSON
Sam Houston State University
Federal Deposit Insurance Corporation (FDIC)
Glass-Steagall Act of 1933
Jones, Jesse
Labor's Non-Partisan League
Reconstruction Finance Corporation (RFC)
PHILIP E. ORBANES
Winning Moves, Inc.
Monopoly (Board Game)
KENNETH O'REILLY
University of Alaska, Anchorage
Hoover, J. Edgar
National Negro Congress
LIESL MILLER ORENIC
Dominican University, River Forest, III.
Lindbergh, Charles
DONALD L. PARMAN
Purdue University
Indian New Deal
Indian Reorganization Act of 1934
HERBERT S. PARMET
Queensborough Community College, The City
University of New York
Willkie, Wendell
STUART KEITH PATTERSON
Emory University
Arthur dale, West Virginia
Back-to-the-Land Movement
BURTON W. PERETTI
Western Connecticut State University
Ellington, Duke
Goodman, Benny
Radio
Thomas, Norman
ELISABETH ISRAELS PERRY
Saint Louis University
Moskowitz, Belle
ADRIENNE M. PETTY
Columbia University
Farm Credit Administration (FCA)
Farm Foreclosures
TODD J. PFANNESTIEL
Clarion University
Boulder Dam
PAULA F. PFEFFER
Loyola University, Chicago
Randolph, A. Philip
MICHAEL J. PFEIFER
Evergreen State College
Lynchings
CRAIG PHELAN
University of Wales, Swansea
Lewis, John L.
Green, William
KIM PHILLIPS-FEIN
Columbia University
Crime
Dictatorship, Fear of in the United States
Harlan County
Income Distribution
Unemployment, Levels of
JAMES POLCHIN
New York University
Gays and Lesbians, Impact of the Great
Depression on
DANIEL POPE
University of Oregon
Advertising in the Great Depression
DAVID L. PORTER
William Venn University
Election of 1938
ENCYCLOPEDIA E THE GREAT DEPRESSION
XXXIX
LIST OF C N T R I
U T R S
Hatch Act of 1939
Wheeler, Burton K.
KIMBERLY K. PORTER
University of North Dakota
American Farm Bureau Federation (AFBF)
LUCA PRONO
Bologna, Italy
Gangster Films
BERNADETTE PRUITT
Sam Houston State University
Domestic Service
Vann, Robert
NANCY QUAM-WICKHAM
California State University, Long Beach
Amalgamated Clothing Workers (ACW)
Hillman, Sidney
ARNOLD RAMPERSAD
Stanford University
Hughes, Langston
CHRIS RASMUSSEN
Fairleigh Dickinson University
Soil Conservation Service (SCS)
PATRICK D. REAGAN
Tennessee Technological University
Hansen, Alvin
Means, Gardiner C.
National Resources Planning Board (NRPB)
Planning
Reorganization Act of 1939
LINDA REESE
East Central University, Ada, Okla.
Ameringer, Oscar
SUSAN M. REVERBY
Wellesley College
Tuskegee Syphilis Project
GARY D. RHODES
University of Oklahoma
Freaks
KIM RICHARDSON
LB] Library and Museum
Breadlines
Farm Policy
STEVEN A. RIESS
Northeastern Illinois University
Olympics, Berlin (1936)
Sports
DONALD A. RITCHIE
U.S. Senate Historical Office, Washington, D.C.
Corcoran, Thomas G.
Pecora, Ferdinand
Public Utilities Holding Company Act
Securities Regulation
J. SIMON ROFE
King's College, London
Dictatorship
ALFRED B. ROLLINS JR.
Old Dominion University
Howe, Louis McHenry
ELLIOT A. ROSEN
Rutgers University, Newark, N.J.
Election of 1932
DIETMAR ROTHERMUND
University of Heidelberg
Africa, Great Depression in
Asia, Great Depression in
MICHAEL REISCH
University of Michigan, Ann Arbor
Charity
RACHEL RUBIN
University of Massachusetts, Boston
Workers Education Project
xl
ENCYCLOPEDIA OF THE GREAT DEPRESSION
LIST
F C N T
U T R S
JAMES G. RYAN
Texas A&M University, Galveston
Browder, Earl
Nazi- Soviet Pact
FRANK A. SALAMONE
Iona College
American Federation of Labor (AFL)
Federal Music Project (FMP)
CHRISTOPHER W. SCHMIDT
Harvard University
Biddle, Francis
Southern Conference for Human Welfare
(SCHW)
DAVID F. SCHMITZ
Whitman College
Stimson, Henry
JOHN A. SALMOND
La Trobe University, Melbourne, Australia
Civilian Conservation Corps (CCC)
Gastonia, North Carolina
National Youth Administration (NYA)
Williams, Aubrey
KATE SAMPSELL
Bilkent University
American Exodus, An
ROGER J. SANDILANDS
University of Strathclyde
Currie, Lauchlin
SEAN J. SAVAGE
Saint Mary's College, Notre Dame, Ind.
Cardozo, Benjamin N.
Democratic Party
Political Realignment
Roosevelt, Franklin D.
ROBERT FRANCIS SAXE
Rhodes College
Bridges, Harry
Scottsboro Case
YAEL SCHACHER
Harvard University
Homelessness
LEONARD SCHLUP
Akron, Ohio
Borah, William
Collier, John
Farley, James A.
J. CHRISTOPHER SCHNELL
Southeast Missouri State University
Hague, Frank
Works Progress Administration (WPA)
BONNIE FOX SCHWARTZ
New York
Cities and Suburbs
JOEL SCHWARTZ
Montclair State University
Cities and Suburbs
JUDITH SEALANDER
Bowling Green State University
Philanthropy
BEN SIEGEL
California State Polytechnic University
West, Nathanael
JOHN SILLITO
Weber State University
League for Independent Political Action
JOHN J. SIMON
New York
American Labor Party
Marcantonio, Vito
JEFF SINGLETON
Boston College
Aid to Dependent Children (ADC)
Civil Works Administration (CWA)
Emergency Relief and Construction Act of
1932
ENCYCLOPEDIA E THE GREAT DEPRESSION
xli
LIST OF C N T R I
U T R S
Emergency Relief Appropriation Act of 1935
President's Emergency Committee for
Employment (PECE)
President's Organization for Unemployment
Relief (POUR)
Unemployed Councils
Unemployment Insurance
HARVARD SITKOFF
University of New Hampshire
American Negro Labor Congress (ANLC)
Bethune, Mary McLeod
Bourke -White, Margaret
Robeson, Paul
JAMES SMETHURST
University of Massachusetts, Amherst
New Masses
Poetry
ERIC LEDELL SMITH
The State Museum of Pennsylvania
Fauset, Crystal Bird
JASON SCOTT SMITH
Harvard Business School
Businessmen
National Association of Manufacturers (NAM)
JOSEPH SMITH
Exeter University
Good Neighbor Policy
Latin America, Great Depression in
LARISSA M. SMITH
Longwood University
Byrd, Harry
Glass, Carter
Mason, Lucy Randolph
Rivera, Diego
Southern Negro Youth Congress (SNYC)
MARK C. SMITH
University of Texas, Austin
Cowley, Malcolm
Odum, Howard
President's Committee on Social Trends
ALAN SPIEGEL
State University of New York, Buffalo
Agee, James
Evans, Walker
JOHN PARRIS SPRINGER
University of Central Oklahoma
Marx Brothers
MICHAEL B. STOFF
University of Texas, Austin
Gabriel Over the White House
GEORGE C. STONEY
New York University
Documentary Film
JAMES STRIPES
Whitworth College
Grand Coulee Project
PATRICIA SULLIVAN
University of South Carolina; W. E. B. Du Bois
Institute, Harvard University
Foreman, Clark
National Committee to Abolish the Poll Tax
Report on the Economic Conditions of the South
MARTHA H. SWAIN
Mississippi State University
Harrison, Byron "Pat"
Kerr, Florence
Woodward, Ellen
RICK SZOSTAK
University of Alberta
Science and Technology
KRISTIN SZYLVIAN
Western Michigan University
Housing
United States Housing Authority (USHA)
JERRY BRUCE THOMAS
Shepherd College
Appalachia, Impact of the Great Depression on
xlii
ENCYCLOPEDIA OF THE GREAT DEPRESSION
LIST
F C N T
U T R S
RICHARD W. THOMAS
Michigan State University
National Urban League
ALLISON BROWNELL TIRRES
Harvard University
Latino Americans, Impact of the Great
Depression on
KIM TOWNSEND
Amherst College
Anderson, Sherwood
PAUL B. TRESCOTT
Southern Illinois University
Government, United States Federal, Impact of
the Great Depression on
JOE W. TROTTER
Carnegie Mellon University
African Americans, Impact of the Great
Depression on
MARK TUSHNET
Georgetown University Law Center
Black, Hugo
Jackson, Robert
Legal Profession
ERROL LINCOLN UYS
Cambridge, Mass.
Boy and Girl Tramps of America
RICHARD M.VALELLY
Swarthmore College
Minnesota Farmer-Labor Party
MICHAEL T. VAN DYKE
Michigan State University
Hellman, Lillian
Moses, Robert
SUSAN WARE
Radcliffe Institute for Advanced Studies, Harvard
University
Earhart, Amelia
DENTON L. WATSON
The Papers of Clarence Mitchell, Jr., State University
of New York, Old Westbury
Missouri ex rel. Gaines v. Canada
National Association for the Advancement of
Colored People (NAACP)
JILL WATTS
California State University, San Marcos
Father Divine
West, Mae
TRENT A. WATTS
University of Missouri, Rolla
American Guide Series
History, Interpretation, and Memory of the
Great Depression
Wright, Richard
DARYL WEBB
Marquette University
Education
MICHAEL J. WEBBER
University of San Francisco
Election of 1936
Landon, Alfred M.
CLYDE P. WEED
Southern Connecticut State University
Republican Party
CECIL E. WELLER, JR.
San Jacinto College South, Houston
Robinson, Joseph
ELMUS WICKER
Indiana University, Bloomington
Banking Panics (1930-1933)
DAVID K. WIGGINS
George Mason University
Louis, Joe
VERNON J. WILLIAMS, JR.
Purdue University
Black Metropolis
National Labor Relations Board (NLRB)
Race and Ethnic Relations
ENCYCLOPEDIA E THE GREAT DEPRESSION
xliii
LIST OF C N T R I
U T R S
AUSTIN WILSON
Millsaps College
Chandler, Raymond
Steinbeck, John
DAVID B. WOOLNER
Marist College, Poughkeepsie, N.Y.
Hull, Cordell
Reciprocal Trade Agreements
ANDREW A. WORKMAN
Mills College
Murray, Philip
Richberg, Donald
BRADFORD W. WRIGHT
University of Maryland University College, European
Division
Big Band Music
Comics
Guthrie, Woody
Heroes
Hollywood and the Film Industry
Superman
TINSLEY E.YARBROUGH
East Carolina University
Douglas, William O.
Frankfurter, Felix
Holmes, Oliver Wendell, Jr.
Hughes, Charles Evans
NANCY BECKYOUNG
McKendree College
Garner, John Nance
Johnson, Lyndon B.
Maverick, Maury
Patman, Wright
WILLIAM H.YOUNG
Lynchburg, Va.
Leisure
ROBERT L. ZANGRANDO
University of Akron
Anti-lynching Legislation
xliv
ENCYCLOPEDIA OF THE GREAT DEPRESSION
OUTLINE OF CONTENTS
This outline of contents -provides a general overview of the conceptual scheme of the encyclopedia, listing the titles of each entry. The
outline is divided into twenty-one parts.
Agriculture; Biographies; Business; Culture; Economic Conditions; Environment; Events; Government; Intellectual Trends and
Developments; International Situation; Labor; Law, Justice, and Crime; New Deal; Places; Politics (The Left, The Right); Protest;
Race and Ethnicity; Religion; Society (Commentai-y, Lifestyles, Programs); Sports and Leisure; Women and Gender.
Because the section headings are not mutually exclusive, certain entries in the encyclopedia are listed in more than one section.
AGRICULTURE
Agricultural Adjustment Act
Agricultural Adjustment Administration (AAA)
Agriculture
Alabama Sharecroppers' Union
American Farm Bureau Federation (AFBF)
Back-to-the-Land movement
Bankhead-Jones Farm Tenant Act
Commodity Credit Corporation (CCC)
Davis, Chester
Dust Bowl
Ezekiel, Mordecai
Farm Credit Administration (FCA)
Farmers' Holiday Association (FHA)
Farmers Home Administration (FMHA)
Farm Foreclosures
Farm Policy
Farm Security Administration (FSA)
Federal Crop Insurance Corporation (FCIC)
Frank, Jerome
Migratory Workers
National Farmers Union (NFU)
Okies
Resettlement Administration (RA)
Rural Electrification Administration (REA)
Rural Life
Sharecroppers
Soil Conservation Service (SCS)
Southern Tenant Farmers' Union (STFU)
Subsistence Homesteads Division
Taylor Grazing Act
United Farmers' League (UFL)
Wallace, Henry A.
BIOGRAPHIES
Adamic, Louis
ENCYCLOPEDIA E THE GREAT DEPRESSION
xlv
U T L I N
F (
N T
N T S
Agee, James
Allen, Frederick Lewis
Ameringer, Oscar
Ames, Jesse Daniel
Anderson, Marian
Anderson, Sherwood
Armstrong, Louis
Arnold, Thurman
Bakke, E. Wight
Baruch, Bernard
Bauer, Catherine
Berkeley, Busby
Berle, Adolf A., Jr.
Bethune, Mary McLeod
Biddle, Francis
Bilbo, Theodore
Black, Hugo
Borah, William
Bourke -White, Margaret
Brandeis, Louis D.
Bridges, Harry
Browder, Earl
Bunche, Ralph
Byrd, Harry
Byrnes, James F.
Cagney, James
Cahill, Holger
Caldwell, Erskine
Capone, Al
Capra, Frank
Cardoza, Benjamin N.
Cermak, Anton
Chandler, Raymond
Chaplin, Charlie
Chavez, Dennis
Church, Robert R., Jr.
Cohen, Benjamin V.
Collier, John
Coolidge, Calvin
Corcoran, Thomas G.
Costigan, Edward
Coughlin, Charles
Cowley, Malcolm
Cummings, Homer
Currie, Lauchlin
Darrow, Clarence
Davis, Chester
De Priest, Oscar
Dewey, Thomas E.
Dewson, Mary (Molly)
Disney, Walt
Dos Passos, John
Douglas, William O.
Dubinsky, David
Du Bois, W. E. B.
Earhart, Amelia
Eccles, Marriner
Ellington, Duke
Evans, Walker
Ezekiel, Mordecai
Farley, James A.
Father Divine
Faulkner, William
Fauset, Crystal Bird
Fish, Hamilton
Flanagan, Hallie
Flynn, Edward J.
Ford, Henry
Ford, John
Foreman, Clark
Foster, William Z.
Frank, Jerome
Frankfurter, Felix
Garner, John Nance
Gellhorn, Martha
Gershwin, George and Ira
Glass, Carter
Goodman, Benny
Green, William
Guthrie, Woody
Hague, Frank
Hammett, Dashiell
Hansen, Alvin
Harrison, Byron "Pat"
Hearst, William Randolph
Hellman, Lillian
Henderson, Leon
Hickok, Lorena
Hillman, Sidney
Hine, Lewis
Hitler, Adolf
Holiday, Billie
Holmes, Oliver Wendell, Jr.
Hoover, Herbert
Hoover, J. Edgar
Hoover, Lou Henry
xlvi
ENCYCLOPEDIA OF F H E GREAT DEPRESSION
U T L I
OF CO
T E
T S
Hopkins, Harry
Houston, Charles
Howe, Louis McHenry
Hughes, Charles Evans
Hughes, Langston
Hull, Cordell
Hurston, Zora Neale
Ickes, Harold
Insull, Samuel
Jackson, Robert
Johnson, Hugh
Johnson, Lyndon B.
Jones, Jesse
Kaiser, Henry
Kennedy, Joseph P.
Kerr, Florence
Keynes, John Maynard
Keyserling, Leon
La Follette, Philip
La Follette, Robert M., Jr.
La Guradia, Fiorello H.
Landon, Alfred M.
Lange, Dorothea
LeHand, Marguerite (Missy)
Lehman, Herbert
Lewis, John L.
Lindbergh, Charles
Long, Huey P.
Louis, Joe
Luce, Henry
Marcantonio, Vito
Marx Brothers
Mason, Lucy Randolph
Maverick, Maury
McWilliams, Carey
Means, Gardiner C.
Mellon, Andrew
Mencken, H. L.
Micheaux, Oscar
Mills, Ogden
Mitchell, Arthur W.
Moley, Raymond
Morgan, J. P., Jr.
Morgenthau, Henry T., Jr.
Moses, Robert
Moskowitz, Belle
Mumford, Lewis
Murphy, Frank
Murray, Philip
Mussolini, Benito
Muste, A. J.
Niebuhr, Reinhold
Norris, George
Odum, Howard
Olson, Floyd B.
Owens, Jesse
Patman, Wright
Pecora, Ferdinand
Pendergast, Tom
Pepper, Claude
Perkins, Frances
Randolph, A. Philip
Raper, Arthur
Raskob, John J.
Reuther, Walter
Richberg, Donald
Rivera, Diego
Robeson, Paul
Robinson, Edward G.
Robinson, Joseph
Rogers, Will
Roosevelt, Eleanor
Roosevelt, Franklin D.
Rothstein, Arthur
Ruml, Beardsley
Rumsey, Mary Harriman
Ryan, Father John A.
Sanger, Margaret
Shahn, Ben
Sinclair, Upton
Smith, Alfred E.
Smith, Gerald L. K.
Stalin, Josef
Steinbeck, John
Stimson, Henry
Talmadge, Eugene
Thomas, Norman
Thompson, Dorothy
Tugwell, Rexford G.
Tully, Grace
Vann, Robert
Wagner, Robert F.
Wallace, Henry A.
Weaver, Robert Clifton
Welles, Orson
West, Mae
ENCYCLOPEDIA E THE GREAT DEPRESSION
xlvii
U T L I N
F (
N T
N T S
West, Nathanael
Wheeler, Burton K.
White, Walter
White, William Allen
Williams, Aubrey
Willkie, Wendell
Wilson, Edmund
Woodward, Ellen
Wright, Richard
CULTURE
BUSINESS
Advertising in the Great Depression
Banking Panics (1930-1933)
Businessmen
Collective Bargaining
Communications Act of 1934
Fair Labor Standards Act
Federal Communications Commission (FCC)
Federal Deposit Insurance Corporation (FDIC)
Federal National Mortgage Association (FNMA)
Federal Reserve System
Ford, Henry
Gold Standard
Guffey-Snyder Act of 1935
Guffey-Vinson Act of 1937
Hollywood and the Film Industry
Industry, Effects of the Great Depression on
Insull, Samuel
Johnson, Hugh
Jones, Jesse
Kaiser, Henry
Kennedy, Joseph P.
Luce, Henry
Mellon, Andrew
Morgan, J. P., Jr.
National Association of Manufacturers (NAM)
National Industrial Recovery Act (NIRA)
National Recovery Administration (NRA)
Pecora, Ferdinand
Raskob, John J.
Ruml, Beardsley
Securities Regulation
Stock Market Crash (1929)
Welfare Capitalism
Agee, James
American Exodus, An
American Guide Series
American Scene, The
Amos 'n' Andy
Anderson, Marian
Anderson, Sherwood
Architecture
Armstrong, Louis
Art
"Ballad of Pretty Boy Floyd"
Berkeley, Busby
Big Band Music
Bourke -White, Margaret
"Brother, Can You Spare a Dime?' -
Cagney, James
Cahill, Holger
Caldwell, Erskine
Capra, Frank
Cartoons, Political
Chandler, Raymond
Chaplin, Charlie
Comics
Communications Act of 1934
Communications and the Press
Cowley, Malcolm
Cradle Will Rock, The
Culture and the Crisis
Disney, Walt
Documentary Film
Dos Passos, John
Ellington, Duke
Evans, Walker
Faulkner, William
Federal Art Project (FAP)
Federal Music Project (FMP)
Federal One
Federal Theatre Project (FTP)
Federal Writers' Project (FWP)
Flanagan, Hallie
Folklorists
Ford, John
Freaks
Gabriel Over the White House
Gangster Films
Gershwin, George and Ira
xlviii
ENCYCLOPEDIA OF F H E GREAT DEPRESSION
U T L I
OF CO
T E
T S
Gold Diggers of 1933
Gone with the Wind
Goodman, Benny
Grapes of Wrath, The
Guthrie, Woody
Hammett, Dashiell
"Happy Days Are Here Again"
Hard-Boiled Detectives
Hellman, Lillian
Heroes
Highlander Folk School
Hine, Lewis
Holiday, Billie
Hollywood and the Film Industry
Hughes, Langston
Humor
Hurston, Zora Neale
I am a Fugitive From a Chain Gang
Jazz
Lange, Dorothea
Literature
Little Caesar
Lomax, Alan
Luce, Henry
Marx Brothers
Mencken, H. L.
Museums, Art
Museums and Monuments, Historic
Music
New Masses
Our Daily Bread
Photography
Poetry
Post Office Murals
Production Code Administration (Hays Office)
Radio
"Remember My Forgotten Man"
Rivera, Diego
Robeson, Paul
Robinson, Edward G.
Rogers, Will
Rothstein, Arthur
Shahn, Ben
Slave Narratives
Snow White and the Seven Dwarfs
Steinbeck, John
Superman
Thompson, Dorothy
Welles, Orson
West, Mae
West, Nathanael
"Which Side Are You On?'
White, William Allen
Wilson, Edmund
Wizard of Oz, The
Wright, Richard
ECONOMIC CONDITIONS
Africa, Great Depression in
Agricultural Adjustment Administration (AAA)
Agriculture
Arnold, Thurman
Asia, Great Depression in
Australia and New Zealand, Great Depression in
Banking Panics (1930-1933)
Breadlines
Canada, Great Depression in
Causes of the Great Depression
Charily
Class
Collective Bargaining
Consumerism
Currie, Lauchlin
Deficit Spending
Eccles, Marriner
Economists
Economy, American
Economy Act of 1933
Emergency Relief and Construction Act of 1932
Emergency Relief Appropriation Act of 1935
Europe, Great Depression in
Fair Labor Standards Act
Farm Credit Administration (FCA)
Farm Policy
Farm Security Administration (FSA)
Glass-Steagall Act of 1932
Glass-Steagall Act of 1933
Gold Standard
Hansen, Alvin
Hawley-Smoot Tariff
Income Distribution
International Impact of the Great Depression
ENCYCLOPEDIA E THE GREAT DEPRESSION
xlix
U T L I N
F (
N T
N T S
Joint Committee for National Recovery 0CNR)
Jones, Jesse
Keynes, John Maynard
Keynesian Economics
Laissez-Faire
Latin America, Great Depression in
London Economic Conference of 1933
Means, Gardiner C.
Mexico, Great Depression in
Midwest, Great Depression in the
Monetary Policy
National Industrial Recovery Act (NIRA)
Northeast, Great Depression in the
Planning
Public Utilities Holding Company Act
Recession of 1937
Reciprocal Trade Agreements
Reconstruction Finance Corporation (RFC)
Road to Plenty, The
Science and Technology
South, Great Depression in the
Stock Market Crash (1929)
Strikes
Taxation
Temporary National Economic Committee (TNEC)
Thomas Amendment
Transportation
Unemployment, Levels of
West, Great Depression in the American
World War II and the Ending of the Depression
EVENTS
ENVIRONMENT
Boulder Dam
Civilian Conservation Corps (CCC)
Conservation Movement
Dust Bowl
Grand Coulee Project
Greenbelt Towns
Land Use Planning
Regional Planning Association of America (RPAA)
Shelterbelt Project
Soil Conservation Service (SCS)
Tennessee Valley Authority (TVA)
Bonus Army/Bonus March
Earhart, Amelia
Golden Gate International Exposition (1939-1940)
Harlem Riot (1935)
Lindbergh, Charles
Lynchings
Nazi-Soviet Pact
New York World's Fair (1939-1940)
San Francisco General Strike (1934)
GOVERNMENT
Agricultural Adjustment Act
Agricultural Adjustment Administration (AAA)
Bankhead-Jones Farm Tenant Act of 1937
Boulder Dam
Civilian Conservation Corps (CCC)
Civil Works Administration (CWA)
Cohen, Benjamin V.
Commodity Credit Corporation (CCC)
Communications Act of 1934
Corcoran, Thomas G.
Cummings, Homer
Davis, Chester
Eccles, Marriner
Economists
Economy Act of 1933
Emergency Relief and Construction Act of 1932
Emergency Relief Appropriation Act of 1935
Fair Labor Standards Act
Farm Credit Administration (FCA)
Farmers Home Administration (FmHA)
Farm Policy
Farm Security Administration (FSA)
Federal Art Project (FAP)
Federal Communications Commission (FCC)
Federal Crop Insurance Corporation (FCIC)
Federal Deposit Insurance Corporation (FDIC)
Federal Emergency Relief Administration (FERA)
Federal Housing Administration (FHA)
Federal Music Project (FMP)
Federal National Mortgage Association (FNMA)
Federal One
Federal Reserve System
ENCYCLOPEDIA OF F H E GREAT DEPRESSION
U T L I
OF CO
T E
T S
Federal Savings and Loan Insurance Corporation
(FSLIC)
Federal Surplus Commodities Corporation (FSCC)
Federal Theatre Project (FTP)
Federal Writers' Project (FWP)
Glass, Carter
Glass-Steagall Act of 1932
Glass-Steagall Act of 1933
Government, United States Federal, Impact of the
Great Depression on
Governments, State, Impact of the Great
Depression on
Grassroots Democracy
Guffey-Snyder Act of 1935
Guffey- Vinson Act of 1937
Hatch Act of 1939
Hawley-Smoot Tariff
Home Owners Loan Corporation (HOLC)
Hopkins, Harry
House Un-American Activities Committee
(HUAC)
Hull, Cordell
Ickes, Harold
Johnson, Hugh
Jones, Jesse
Kennedy, Joseph P.
Keyserling, Leon
Land Use Planning
Lehman, Herbert
Mellon, Andrew
Monetary Policy
Morgenthau, Henry T., Jr.
National Housing Act of 1934
National Industrial Recovery Act (NIRA)
National Labor Relations Act of 1935 (Wagner Act)
National Labor Relations Board (NLRB)
National Recovery Administration (NRA)
National Resources Planning Board (NRPB)
National Youth Administration (NYA)
Norris-La Guradia Act
President's Committee on Social Trends
President's Emergency Committee for
Employment (PECE)
President's Organization for Unemployment Relief
(POUR)
Prohibition
Public Power
Public Utilities Holding Company Act
Public Works Administration (PWA)
Reconstruction Finance Corporation (RFC)
Reorganization Act of 1939
Resettlement Administration (RA)
Richberg, Donald
Roosevelt, Franklin D.
Ruml, Beardsley
Rural Electrification Administration (REA)
Securities Regulation
Shelterbelt Project
Social Security Act
Social Workers
Soil Conservation Service (SCS)
Stimson, Henry
Supreme Court
Taxation
Taylor Grazing Act
Temporary Emergency Relief Administration, New
York (TERA)
Temporary National Economic Committee (TNEC)
Tennessee Valley Authority (TVA)
Tugwell, Rexford G.
United States Housing Authority (USHA)
Wagner, Robert F.
Wallace, Henry A.
Woodward, Ellen
Works Progress Administration (WPA)
INTELLECTUAL TRENDS AND
DEVELOPMENTS
Architecture
Arnold, Thurman
Art
Culture and the Crisis
Economists
Education
History, Interpretation, and Memory of the Great
Depression
Individualism
Keynes, John Maynard
Keynesian Economics
Literature
Marxism
Mumford, Lewis
Museums, Art
ENCYCLOPEDIA E THE GREAT DEPRESSION
U T L I N
F (
N T
N T S
Museums and Monuments, Historic
Niebuhr, Reinhold
Poetry
Religion
Science and Technology
Social Science
Southern Agrarians
Values, Effects of the Great Depression on
INTERNATIONAL SITUATION
Abraham Lincoln Brigade
Africa, Great Depression in
Asia, Great Depression in
Australia and New Zealand, Great Depression in
Canada, Great Depression in
Causes of the Great Depression
Dictatorship
Ethiopian War
Europe, Great Depression in
Fascism
Gold Standard
Good Neighbor Policy
Hawley-Smoot Tariff
Hitler, Adolf
International Impact of the Great Depression
Isolationism
Keynes, John Maynard
Kristallnacht
Latin America, Great Depression in
London Economic Conference of 1933
Mexico, Great Depression in
Military: United States Army
Military: United States Navy
Mussolini, Benito
Nazi-Soviet Pact
Olympics, Berlin (1936)
Peace Movement
Popular Front
Reciprocal Trade Agreements
Roosevelt, Franklin D.
Spanish Civil War
Stalin, Joseph
Stimson, Henry
World Court
World War II and the Ending of the Depression
LABOR
Alabama Sharecroppers' Union
Amalgamated Clothing Workers (ACW)
American Federation of Labor (AFL)
American Labor Party
Bridges, Harry
Brotherhood of Sleeping Car Porters (BSCP)
Collective Bargaining
Congress of Industrial Organizations (CIO)
Dubinsky, David
Fair Labor Standards Act
Gastonia, North Carolina
Green, William
Harlan County
Highlander Folk School
Hillman, Sidney
International Labor Defense (ILD)
International Ladies' Garment Workers' Union
(ILGWU)
Labor's Non-Partisan League
La Follette Civil Liberties Committee
Lewis, John L.
Little Steel Strike
Mason, Lucy Randolph
Memorial Day Massacre
Murray, Philip
National Farmers Union (NFU)
National Labor Relations Act of 1935 (Wagner Act)
National Labor Relations Board (NLRB)
Norris-La Guradia Act
Organized Labor
Perkins, Frances
Randolph, A. Philip
Reuther, Walter
San Francisco General Strike (1934)
Sit-Down Strikes
Southern Tenant Farmers'Union (STFU)
Steel Workers' Organizing Committee (SWOC)
Strikes
United Automobile Workers (UAW)
United Mine Workers of America (UMWA)
Wagner, Robert F.
"Which Side Are You On?"
Women's Emergency Brigade
Mi
ENCYCLOPEDIA OF F H E GREAT DEPRESSION
U T L I
OF CO
T E
T S
LAW, JUSTICE, AND CRIME
Anti-lynching Legislation
Black, Hugo
Bonnie and Clyde (Bonnie Parker and Clyde
Barrow)
Brandeis, Louis D.
Cap one, Al
Cardoza, Benjamin N.
Civil Rights and Civil Liberties
Cohen, Benjamin V.
Corcoran, Thomas G.
Crime
Darrow, Clarence
Dewey, Thomas E.
Douglas, William O.
Frankfurter, Felix
Herndon, Angelo, Case
Holmes, Oliver Wendell, Jr.
Hoover, J. Edgar
Houston, Charles
Hughes, Charles Evans
International Labor Defense (ILD)
Jackson, Robert
La Follette Civil Liberties Committee
Law Enforcement
Legal Profession
Lynchings
Missouri ex. rel. Gaines v. Canada
Murphy, Frank
National Lawyers Guild
Scottsboro Case
Supreme Court
Supreme Court "Packing" Controversy
NEW DEAL
Agricultural Adjustment Act
Agricultural Adjustment Administration (AAA)
Aid to Dependent Children (ADC)
American Guide Series
Arnold, Thurman
Arthur dale, West Virginia
Bankhead-Jones Farm Tenant Act of 1937
Baruch, Bernard
Berle, Adolf A, Jr.
Black Cabinet
Boondoggle
Brain (s) Trust
Civilian Conservation Corps (CCC)
Civil Works Administration (CWA)
Cohen, Benjamin V.
Collier, John
Commodity Credit Corporation (CCC)
Communications Act of 1934
Conservation Movement
Corcoran, Thomas G.
Davis, Chester
Deficit Spending
Democratic Party
Dewson, Mary (Molly)
Documentary Film
Douglas, William O.
Eccles, Marriner
Election of 1932
Election of 1934
Election of 1936
Election of 1938
Election of 1940
Emergency Relief Appropriation Act of 1935
Ezekiel, Mordecai
Fair Labor Standards Act
Farley, James A.
Farm Credit Administration (FCA)
Farmers Home Administration (FmHA)
Farm Policy
Farm Security Administration (FSA)
Federal Art Project (FAP)
Federal Communications Commission (FCC)
Federal Crop Insurance Corporation (FCIC)
Federal Deposit Insurance Corporation (FDIC)
Federal Emergency Relief Administration (FERA)
Federal Housing Administration (FHA)
Federal Music Project (FMP)
Federal National Mortgage Association (FNMA)
Federal One
Federal Savings and Loan Insurance Corporation
(FSLIC)
Federal Surplus Commodities Corporation (FSCC)
Federal Theatre Project (FTP)
Federal Writers' Project (FWP)
Fireside Chats
Flanagan, Hallie
Flynn, Edward J.
ENCYCLOPEDIA E THE GREAT DEPRESSION
liii
U T L I N
F (
N T
N T S
Frank, Jerome
Frankfurter, Felix
Gellhorn, Martha
Glass- Steagall Act of 1933
Good Neighbor Policy
Government, United States Federal, Impact of the
Great Depression on
Governments, State, Impact of the Great
Depression on
Grand Coulee Project
Greenbelt Towns
Guffey-Snyder Act of 1935
Guffey-Vinson Act of 1937
Henderson, Leon
Hickok, Lorena
Home Owners Loan Corporation (HOLC)
Hopkins, Harry
Howe, Louis McHenry
Hundred Days
Ickes, Harold
Indian New Deal
Indian Reorganization Act of 1934
Johnson, Hugh
Jones, Jesse
Kennedy, Joseph P.
Keyserling, Leon
Labor's Non-Partisan League
LeHand, Marguerite (Missy)
Moley, Raymond
Morgenthau, Henry T., Jr.
National Housing Act of 1934
National Industrial Recovery Act (NIRA)
National Labor Relations Act of 1935 (Wagner Act)
National Labor Relations Board (NLRB)
National Recovery Administration (NRA)
National Resources Planning Board (NRPB)
National Youth Administration (NYA)
New Deal
New Deal, Second
New Deal, Third
Old-Age Insurance
Perkins, Frances
Planning
Post Office Murals
Public Power
Public Utilities Holding Company Act
Public Works Administration (PWA)
Recession of 1937
Reconstruction Finance Corporation (RFC)
Reorganization Act of 1939
Resettlement Administration (RA)
Roosevelt, Eleanor
Roosevelt, Franklin D.
Rural Electrification Administration (REA)
Securities Regulation
Shelterbelt Project
Slave Narratives
Social Security Act
Soil Conservation Service (SCS)
Subsistence Homesteads Division
Supreme Court "Packing" Controversy
Taxation
Taylor Grazing Act
Temporary National Economic Committee (TNEC)
Tennessee Valley Authority (TVA)
Tugwell, Rexford G.
Tully, Grace
United States Housing Authority (USHA)
Wagner, Robert F.
Wallace, Henry A.
Williams, Aubrey
Woodward, Ellen
Works Progress Administration (WPA)
PLACES
Africa, Great Depression in
Appalachia, Impact of the Great Depression on
Arthurdale, West Virginia
Asia, Great Depression in
Australia and New Zealand, Great Depression in
Boulder Dam
Canada, Great Depression in
Cities and Suburbs
Dust Bowl
Europe, Great Depression in
Gastonia, North Carolina
Grand Coulee Project
Harlan County
Latin America, Great Depression in
Mexico, Great Depression in
Midwest, Great Depression in the
Northeast, Great Depression in the
Route 66
liv
ENCYCLOPEDIA OF F H E GREAT DEPRESSION
U T L I
OF CO
T E
T S
South, Great Depression in the
West, Great Depression in the American
POLITICS
Agricultural Adjustment Act
American Labor Party
American Liberty League
Anticommunism
Anti-lynching Legislation
Association Against the Prohibition Amendment
(AAPA)
Bilbo, Theodore
Black Cabinet
Black Thirty-Hour Bill
Borah, William
Brain (s) Trust
Byrd, Harry
Byrnes, James F.
Cartoons, Political
Cermak, Anton
Chavez, Dennis
Communications and the Press
Communist Party
Congress of Industrial Organizations (CIO)
Conservative Coalition
Coolidge, Calvin
Costigan, Edward
Democratic Party
De Priest, Oscar
Dewey, Thomas E.
Dictatorship, Fear of in the United States
Election of 1928
Election of 1930
Election of 1932
Election of 1934
Election of 1936
Election of 1938
Election of 1940
End Poverty in California (EPIC)
Farley, James A.
Fireside Chats
Fish, Hamilton
Flynn, Edward J.
Garner, John Nance
Glass, Carter
Grassroots Democracy
Hague, Frank
Harrison, Byron "Pat"
Hatch Act of 1939
Hearst, William Randolph
Hoover, Herbert
Hopkins, Harry
House Un-American Activities Committee
(HUAC)
Howe, Louis McHenry
Ickes, Harold
Johnson, Lyndon B.
Joint Committee for National Recovery (JCNR)
Labor's Non-Partisan League
La Follette, Philip
La Follette, Robert M., Jr.
La Follette Civil Liberties Committee
La Guradia, Fiorello H.
Landon, Alfred M.
League for Independent Political Action
Lehman, Herbert
Lewis, John L.
Long, Huey P.
Marcantonio, Vito
Maverick, Maury
Micheaux, Oscar
Mills, Ogden
Minnesota Farmer-Labor Party
Mitchell, Arthur W.
Moses, Robert
Moskowitz, Belle
Murphy, Frank
National Women's Party
Norris, George
Olson, Floyd B.
Patman, Wright
Pecora, Ferdinand
Pendergast, Tom
Pepper, Claude
Political Realignment
Prohibition
Raskob, John J.
Reorganization Act of 1939
Republican Party
Robinson, Joseph
Roosevelt, Eleanor
Roosevelt, Franklin D.
Sinclair, Upton
ENCYCLOPEDIA E THE GREAT DEPRESSION
Iv
U T L I N
F (
N T
N T S
Smith, Alfred E.
Socialist Party
Social Security Act
Stimson, Henry
Supreme Court "Packing" Controversy
Talmadge, Eugene
Tammany Hall
Taxation
Taxpayers Leagues
Thomas, Norman
Thomas Amendment
Townsend Plan
Union Party
Wagner, Robert F.
Wallace, Henry A.
Washington Commonwealth Federation (WCF)
Wheeler, Burton K.
White, William Allen
Willkie, Wendell
Wisconsin Progressive Party
THE LEFT
Abraham Lincoln Brigade
Alabama Sharecroppers' Union
American Labor Party
American Negro Labor Congress (ANLC)
American Student Union
American Youth Congress
Bridges, Harry
Browder, Earl
Communist Party
Cradle Will Rock, The
Culture and the Crisis
End Poverty in California (EPIC)
Farmers' Holiday Association (FHA)
Foster, William Z.
Grassroots Democracy
Guthrie, Woody
Highlander Folk School
Hunger Marches
International Labor Defense (ILD)
League for Independent Political Action
Long, Huey P.
Marcantonio,Vito
Marxism
Minnesota Farmer-Labor Party
Muste, A. J.
National Lawyers Guild
New Masses
Olson, Floyd B.
Peace Movement
Popular Front
Sinclair, Upton
Socialist Party
Southern Conference for Human Welfare (SCHW)
Southern Negro Youth Conference (SNYC)
Southern Tenant Farmers'Union (STFU)
Spanish Civil War
Stalin, Joseph
Thomas, Norman
Unemployed Councils
United Farmers' League (UFL)
Washington Commonwealth Federation (WCF)
"Which Side Are You On?"
Wisconsin Progressive Party
Workers Education Project
THE RIGHT
American Liberty League
Anticommunism
Anti-Semitism
Black Legion
Boondoggle
Byrd, Harry
Conservative Coalition
Coughlin, Charles
Dictatorship, Fear of in the United States
Fascism
Ford, Henry
Hitler, Adolf
House Un-American Activities Committee
(HUAC)
Kristallnacht
Lindbergh, Charles
Mussolini, Benito
Smith, Gerald L. K.
Spanish Civil War
Taxpayers Leagues
Union Party
PROTEST
Bonus Army/Bonus March
Ivi
ENCYCLOPEDIA OF F H E GREAT DEPRESSION
U T L I
OF CO
T E
T S
Communist Party
Conservative Coalition
Coughlin, Charles
Don't Buy Where You Can't Work Movement
End Poverty in California (EPIC)
Farmers' Holiday Association (FHA)
Harlem Riot (1935)
Hunger Marches
Long, Huey P.
Marxism
Memorial Day Massacre
San Francisco General Strike (1934)
Sinclair, Upton
Socialist Party
Strikes
Townsend Plan
Unemployed Councils
Union Party
RACE AND ETHNICITY
African Americans, Impact of the Great
Depression on
American Negro Labor Congress (ANLC)
Ames, Jesse Daniels
Amos 'n'Andy
Anderson, Marian
Anti-lynching Legislation
Anti-Semitism
Armstrong, Louis
Asian Americans, Impact of the Great
Depression on
Bethune, Mary McLeod
Black Cabinet
Black Metropolis
Brotherhood of Sleeping Car Porters (BSCP)
Bunche, Ralph
Caste and Class
Chavez, Dennis
Church, Robert R., Jr.
Civil Rights and Civil Liberties
Collier, John
De Priest, Oscar
Domestic Service
Don't Buy Where You Can't Work Movement
Du Bois, W. E. B.
Ellington, Duke
Ethiopian War
Father Divine
Fauset, Crystal Bird
Foreman, Clark
Harlem Riot (1935)
Herndon, Angelo, Case
Holiday, Billie
Houston, Charles
Howard University
Hughes, Langston
Hurston, Zora Neale
Indian New Deal
Indian Reorganization Act of 1934
Latino Americans, Impact of the Great
Depression on
Louis, Joe
Lynchings
Mason, Lucy Randolph
Micheaux, Oscar
Missouri ex. rel. Gaines v. Canada
Mitchell, Arthur W.
National Association for the Advancement of
Colored People (NAACP)
National Committee to Abolish the Poll Tax
National Negro Congress
National Urban League
Native Americans, Impact of the Great
Depression on
Owens, Jesse
Race and Ethnic Relations
Randolph, A. Philip
Robeson, Paul
Roosevelt, Eleanor
Scottsboro Case
Slave Narratives
Southern Conference for Human Welfare (SCHW)
Southern Negro Youth Conference (SNYC)
Southern Tenant Farmers' Union (STFU)
Tuskegee Syphilis Project
Vann, Robert
Weaver, Robert Clifton
White, Walter
Williams, Aubrey
Wright, Richard
ENCYCLOPEDIA E THE GREAT DEPRESSION
Ivii
U T L I N
F (
N T
N T S
RELIGION
Father Divine
Niebuhr, Reinhold
Religion
Ryan, Father John A.
SOCIETY
COMMENTARY
Adamic, Louis
Agee, James
American Exodus, An
Ameringer, Oscar
Ames, Jesse Daniel
Anderson, Sherwood
Bakke, E. Wight
Boy and Girl Tramps of America
McWilliams, Carey
Middletown in Transition
Odum, Howard
President's Committee on Social Trends
Raper, Arthur
Report on the Economic Conditions of the South
Road to Plenty, The
Rumsey, Mary Harriman
Ryan, Father John A.
Sanger, Margaret
Social Science
Southern Agrarians
Steinbeck, John
LIFESTYLES
African Americans, Impact of the Great
Depression on
Agriculture
Asian Americans, Impact of the Great
Depression on
Back-to-the-Land Movement
Breadlines
Boy and Girl Tramps of America
Caste and Class
Causes of the Great Depression
Charity
Children and Adolescents, Impact of the Great
Depression on
Cities and Suburbs
Class
Consumerism
Crime
Domestic Service
Dust Bowl
Economy, American
Education
Elderly, Impact of the Great Depression on the
Family and the Home, Impact of the Great
Depression on
Farm Foreclosures
Gays and Lesbians, Impact of the Great
Depression on
Gender Roles and Sexual Relations, Impact of the
Great Depression on
Health and Nutrition
History, Interpretation, and Memory of the Great
Depression
Homelessness
Housing
Income Distribution
Individualism
Industry, Effects of the Great Depression on
Latino Americans, Impact of the Great
Depression on
Leisure
Men, Impact of the Great Depression on
Midwest, Great Depression in the
Migration
Migratory Workers
Native Americans, Impact of the Great
Depression on
Okies
Philanthropy
Prostitution
Psychological Impact of the Depression
Rural Life
Sharecroppers
Social Workers
Soup Kitchens
South, Great Depression in the
Suicide
Transients
Tuskegee Syphilis Project
Unemployment, Levels of
Iviii
ENCYCLOPEDIA OF F H E GREAT DEPRESSION
U T L I
OF CO
T E
T S
Values, Effects of the Great Depression on
West, Great Depression in the American
Work Ethic
Owens, Jesse
Radio
Sports
PROGRAMS
Aid to Dependent Children (ADC)
Civilian Conservation Corps (CCC)
Civil Works Administration (CWA)
Conservation Movement
Emergency Relief Appropriation Act of 1935
Farm Security Administration (FSA)
Federal Emergency Relief Administration (FERA)
Federal Surplus Commodities Corporation (FSCC)
Greenbelt Towns
Home Owners Loan Corporation (HOLC)
Hopkins, Harry
Ickes, Harold
Kaiser, Henry
Kerr, Florence
Old-Age Insurance
Public Works Administration (PWA)
Resettlement Administration (RA)
Social Security Act
Subsistence Homesteads Division
Temporary Emergency Relief Administration, New
York (TERA)
Townsend Plan
United States Housing Authority (USHA)
Works Progress Administration (WPA)
SPORTS AND LEISURE
Hollywood and the Film Industry
Leisure
Literature
Louis, Joe
Monopoly (Board Game)
Music
Olympics, Berlin (1936)
WOMEN AND GENDER
Dewson, Mary (Molly)
Domestic Service
Earhart, Amelia
Fauset, Crystal Bird
Gays and Lesbians, Impact of the Great
Depression on
Gellhorn, Martha
Gender Roles and Sexual Relations, Impact of the
Great Depression on
Grapes of Wrath, The
Hellman, Lillian
Holiday, Billie
Hoover, Lou Henry
Hurston, Zora Neale
Kerr, Florence
Lange, Dorothea
LeHand, Marguerite (Missy)
Mason, Lucy Randolph
Men, Impact of the Great Depression on
Moskowitz, Belle
National Women's Party
Perkins, Frances
Prostitution
"Remember My Forgotten Man"
Roosevelt, Eleanor
Rumsey Mary Harriman
Sanger, Margaret
Snow White and the Seven Dwarfs
Thompson, Dorothy
Tully, Grace
West, Mae
Women, Impact of the Great Depression on
Women's Emergency Brigade
Woodward, Ellen
ENCYCLOPEDIA E THE GREAT DEPRESSION
lix
AAA. See AGRICULTURAL ADJUSTMENT
ADMINISTRATION.
AAPA. See ASSOCIATION AGAINST THE
PROHIBITION AMENDMENT.
ABRAHAM LINCOLN BRIGADE
The name Abraham Lincoln Brigade refers to about
3,000 Americans who volunteered to defend the
Spanish Republic during Spain's 1936 to 1939 civil
war. The brigade included not only those who
fought in the Abraham Lincoln Battalion, but also
Americans who fought in other battalions or served
in medical units. Although the average age of the
American volunteers was twenty-seven, the bri-
gade included three members as young as eighteen,
and others as old as fifty-nine and sixty. Many vol-
unteers were students or teachers, but others were
seamen, autoworkers, steelworkers, electricians,
and doctors or nurses.
The International Brigades that fought in the
Spanish Civil War were entirely integrated, and
more than eighty members of the Abraham Lincoln
Brigade were African American. In fact, the Abra-
ham Lincoln Battalion was commanded, until he
died in battle, by Oliver Law, an African-American
volunteer from Chicago, marking the first time in
American history that an integrated military force
was led by an African-American officer. Most of the
American volunteers were unmarried, although, as
their letters reveal, many had relationships back
home that they tried to sustain by correspondence.
Most were from urban areas; about 18 percent came
from New York. Perhaps a third were Jews, which
was not surprising in view of Adolf Hitler's support
of the rebel general Francisco Franco. About two-
thirds of the American volunteers were Commu-
nists, but their primary motive for volunteering was
antifascism. Many of them believed a world war
would ensue if fascism were not defeated, and in
fact the Spanish Civil War effectively signaled the
opening of World War II.
The Abraham Lincoln Battalion officially en-
tered the war when volunteers fought at Jarama in
February 1937, though some American volunteers
had fought in Madrid in the fall of 1936 before the
International Brigades were organized. After Jara-
ma, the Abraham Lincoln Battalion fought in un-
bearable heat in the battle of Brunete in July 1937.
This battle was followed by battles at Quinto and
Belchite in August and Fuentes de Ebro in October.
Then, after a brief period of training, the Abraham
Lincoln Battalion endured the snows of Teruel in
January and February of 1938. In spring of that year
A C W
they faced continuous bombing from the air and
Panzer-style massed tank assaults at key points.
The battalion then crossed the Ebro Paver south-
west of Barcelona during the summer of 1938 to ini-
tiate the largest battle of the war. Barcelona and
Madrid fell to Franco's forces in early 1939, and the
war ended on April 1 with the surrender of the Loy-
alist forces. About seven hundred members of the
Abraham Lincoln Brigade died in Spain.
During the war and after, the Abraham Lincoln
Brigade symbolized internationalism for a country
that was often isolationist. The heroism and self-
sacrifice of the American volunteers, each of whom
made a personal decision to join the war effort, be-
came a model for succeeding generations. Al-
though the surviving members of the Abraham
Lincoln Brigade were often hounded during the an-
ticommunist McCarthy period of the 1950s, by the
1990s sentiment had changed, and several monu-
ments were erected in their honor.
See Also: SPANISH CIVIL WAR.
BIBLIOGRAPHY
Carroll, Peter. The Odyssey of the Abraham Lincoln Bri-
gade: Americans in the Spanish Civil War. 1994.
Nelson, Cary, and Hendricks, Jefferson, eds. Madrid
1937: Letters of the Abraham Lincoln Brigade from the
Spanish Civil War. 1996.
Wolff, Milton. Another Hill: An Autobiographical Novel
about the Spanish Civil War. 1994.
Cary Nelson
ACW. See AMALGAMATED CLOTHING WORKERS.
ADAMIC, LOUIS
the California leftist Carey McWilliams before mov-
ing back to New York in 1929. Like many intellectu-
als, Adamic was attracted to left-wing ideas during
the Great Depression, though he was suspicious of
the Communist Party. In the 1930s, Adamic be-
came one of the most prominent advocates of
American immigrant groups. Traveling across the
United States, he chronicled the experiences of
"new Americans" from southern and eastern Eu-
rope, concentrating his attention on second-
generation Americans. His Depression-era books,
My America: 1928-1938 (1938) and From Many
Lands (1940), were combinations of autobiographi-
cal writings, political journalism, and stories he had
collected in his journeys.
Though Adamic was a cultural pluralist who
sought to win respect and tolerance for ethnic mi-
norities, he bemoaned the cultural fragmentation of
American life. He thus sought both to combat the
discrimination faced by ethnic minorities and to
craft a notion of American identity that associated
the nation not with its Anglo-Protestant roots but
with ethnoracial diversity and democratic norms.
Like other left-liberals in the 1930s, Adamic saw the
labor movement as the most significant political
agency capable of achieving his goals. He believed
that the new labor federation, the Congress of In-
dustrial Organizations (CIO), much of whose
membership came from the "new American"
groups Adamic championed, would be an "impor-
tant factor in the delicate and vital process of inte-
gration of our heterogeneous population" (My
America). In 1940 Adamic founded Common Ground,
the most significant World War Il-era journal advo-
cating ethnoracial democracy.
See Also: CONGRESS OF INDUSTRIAL
ORGANIZATIONS (CIO); MCWILLIAMS, CAREY;
RACE AND ETHNIC RELATIONS.
The writer Louis Adamic (March 23, 1898-Septem-
ber 4, 1951) played a key role in the 1930s move-
ment for ethnoracial democracy. A Slovenian im-
migrant, Adamic came to New York in 1913, but
moved to southern California in the 1920s, where
he made a name for himself as a chronicler of Los
Angeles and established a lifelong friendship with
BIBLIOGRAPHY
Denning, Michael. The Cultural Front: The Laboring of
American Culture in the Twentieth Century. 1997.
Weiss, Richard. "Ethnicity and Reform: Minorities and
the Ambience of the Depression Years." Journal of
American History 66 (1979): 566-585.
Daniel Geary
ENCYCLOPEDIA OF THE GREAT DEPRESSION
ADVERTISING
I N
T H E
GREAT DEPRESSION
ADC. See AID TO DEPENDENT CHILDREN.
ADVERTISING IN THE GREAT
DEPRESSION
"Every advertisement is an advertisement for suc-
cess," claimed an advertising campaign in 1926.
During the Depression years of the 1930s, with suc-
cesses hard to find, the advertising business faced
severe challenges. Economic stringency, political
attacks, and a need to recast their appeals all made
the decade a difficult one for advertisers. Indeed,
the advertising industry's achievements during the
1920s in establishing its cultural and economic im-
portance may have made the challenges of the
Great Depression more severe.
Spending on advertisements — from local clas-
sified ads to major campaigns in national media —
plunged by more than 60 percent between 1929
and 1933, and it did not rise above pre-crash levels
until after World War II. Although advertising
agencies stressed the foolhardiness of cutting back
on promotion during hard times and argued that
advertising could help lift the nation out of its
slump, many businesses, with revenues plunging,
viewed advertising as an unnecessary expense.
After initially attempting to slow the economic
downslide by exhortation, advertising agencies
themselves began to cut back. High-salaried em-
ployees were dismissed, and competition for ac-
counts became more intense. Advertisers pressed
agencies to accept lower commissions; agencies in
turn wooed potential clients away from their rivals.
Despite this anxious environment, several new ad-
vertising agencies made headway, some by bor-
rowing the florid techniques of tabloid newspapers
and comic strips. Other agencies pioneered in radio
advertising as commercials became the main sup-
port of the medium.
As might be expected, advertising styles did not
respond uniformly to the Depression. In the first
few years, advertisers recycled themes of more
prosperous times. By about 1932, however, there
was a notable shift to hard-sell campaigns. Al-
though ads still portrayed an unrealistically afflu-
ent, racially and ethnically homogeneous America,
ominous threats, fear appeals, and insistent de-
mands to buy became more prominent. As Roland
Marchand observed in Advertising the American
Dream (1985), campaigns adopted tropes like the
"parable of the sickly child" or displayed images of
defeated, prematurely aged fathers to warn of the
dire consequences of failing to consume the appro-
priate products. Coupled with this, images of sun-
beams promised a hopeful future and clenched fists
symbolized the determination to persevere — and
purchase — despite hard times.
While advertisements depicted consumers
under pressure, the advertising business found it-
self beleaguered by a reinvigorated consumer
movement and the threat of regulation by New
Dealers. A bill introduced in 1933 proposed to give
the Food and Drug Administration power to pro-
hibit false and misleading advertising of the prod-
ucts it regulated. Advertising interests worked to
kill the measure. The 1938 amendments to the Pure
Food and Drug Act contained a less stringent defi-
nition of "misleading" than earlier versions. The
Wheeler-Lea Act, also passed in 1938, gave the
Federal Trade Commission explicit authority to act
against advertising that deceived consumers. Previ-
ously, the Commission's mandate had protected
only competitors. The new laws themselves made
no dramatic difference to advertisers, but industry
efforts to preempt government control by self-
regulation, along with public revulsion against the
most vulgar publicity of the decade, seems to have
reduced blatant dishonesty in advertising during
the thirties. Still, as the Japanese attack on Pearl
Harbor approached, advertising leaders saw them-
selves under siege from power-hungry bureaucrats
and radical ideologues.
Despite the Depression-era's adversities, in
several ways advertising and the consumer culture
it promoted gained ground. In big cities, as Liza-
beth Cohen demonstrated in Making a New Deal
(1990), economic pressures on workers and their
families weakened earlier loyalties to ethnic neigh-
borhood retailers and brought consumers into
chain stores offering low-priced, mass-produced
products. Commercial radio provided an effective
way to reach consumers with national advertising
ENCYCLOPEDIA T THE GREAT DEPRESSION
A F
campaigns. In the countryside, inducements to
modernize through consumption accompanied
drives for rural electrification. By 1940, nearly all
homes served by Rural Electrification Administra-
tion cooperatives had radios and more than half
had washing machines. Although wartime short-
ages soon replaced the privations of Depression-
era America, the industry's struggles during the
1930s marked a delay, not a denial, of advertising's
promises of fulfillment through consumption.
See Also: COMMUNICATIONS AND THE PRESS;
CONSUMERISM; RADIO.
BIBLIOGRAPHY
Cohen, Lizabeth. Making a New Deal: Industrial Workers
in Chicago, 1919-1939. 1990.
Kline, Ronald R. Consumers in the Country: Technology and
Social Change in Rural America. 2000.
Lears, T. J. lackson. Fables of Abundance: A Cultural Histo-
ry of Advertising in America. 1994.
Marchand, Roland. Advertising the American Dream: Mak-
ing Way for Modernity, 1920-1940. 1985.
Pease, Otis. The Responsibilities of American Advertising:
Private Control and Public Influence, 1920-1940. 1958.
Rorty, lames. Our Master's Voice: Advertising. 1934.
Daniel Pope
AFBF. See AMERICAN FARM BUREAU
FEDERATION.
elaborate land revenue systems, African peasants
did not pay taxes on land; rather, they paid a poll
tax or a hut tax. Such taxes did not require a sophis-
ticated system of assessment or a record of rights in
land. Colonial governments in Africa did not bother
much about land laws and protected "customary
law" if it suited them.
The export of African produce was controlled
by large European trading companies, and a few
major ports provided the channels through which
such exports had to pass. By collecting export taxes
in those ports, colonial rulers could conveniently
raise additional revenue.
The African colonies did not have currencies of
their own; they depended on the currencies of their
respective colonial rulers. At the time of the Great
Depression, this gave rise to differentiation in the
economic fate of the colonies. Great Britain and
Portugal left the gold standard in 1931, and their
currencies depreciated. France, on the other hand,
which had returned to the gold standard only in
1928 but at a much lower parity than other nations,
stuck to the gold standard until 1936. This caused
competition that was particularly keen when the
same type of produce was exported by colonies that
were adjacent to each other but used different cur-
rencies. In this context, African peasants were
sometimes forced to grow cash crops that gave
them no returns.
A few regional case studies illustrate the fate of
the peasants and the problems of the export of pro-
duce at the time of the Depression.
AFL. See AMERICAN FEDERATION OF LABOR.
AFRICA, GREAT DEPRESSION IN
African peasants were deeply affected by the steep
fall in agrarian prices caused by the worldwide De-
pression of the 1930s. Like peasants in Asia, they
would not have been affected by a fall in prices if
they had relied solely on subsistence agriculture,
but colonial taxation forced African peasants to
produce for the market to earn cash for paying
taxes. Unlike their counterparts in Asia, with its
WEST AFRICAN PEASANTS AND EUROPEAN
TRADING COMPANIES
The Ivory Coast, the Gold Coast (Ghana), Togo,
and Nigeria were producers of palm kernels and
cocoa. These products were exported by European
companies, which were also active in the import
trade. In the latter capacity they were interested in
maintaining the purchasing power of their African
customers, and lobbied colonial governments for a
reduction of the export tax, arguing that this would
help African peasants. But when the export tax was
lowered, the poll tax had to be increased, which the
companies did not mind because it forced the peas-
ants to produce for the market. If the peasants re-
ENCYCLOPEDIA OF THE GREAT DEPRESSION
A F R I C
GREAT DEPRESSION IN
belled, the government could suppress them. In the
French Ivory Coast, everybody above the age of
fourteen was required to pay a higher poll tax, a tax
that had already been increased as recently as the
late 1920s. At that time, the tax had been collected
without difficulty, but when the government chose
to raise rather than reduce it during the Depression,
many Ivory Coast peasants left the countryside and
disappeared into the slums of the towns.
The British Gold Coast levied no poll tax, and
the government relied entirely on the export tax.
The British departure from the gold standard gave
the Gold Coast a competitive edge over the French
colonies, and exports increased. The government in
Togo, which was by that time a French mandate
territory, relied heavily on the poll tax and had to
repress a peasant rebellion in 1933. British Nigeria
had a more diversified agrarian production, with
palm kernels in the Southeast, cocoa near Lagos,
and peanuts in the North. A poll tax, which had
been introduced in southern Nigeria in 1927, was
vigorously collected by 1931 and promptly caused
peasant unrest.
The European companies, however, tried to
make profits even at the worst of times. Many of
them failed, and only larger companies, such as the
United Africa Company and Lever Brothers, sur-
vived.
FORCED CULTIVATION IN THE BELGIAN
CONGO
Sixty percent of exports from the Belgian Congo
consisted of products from the mines; palm kernels
and cocoa made up most of the remaining 40 per-
cent. The colonial government in the Congo mainly
depended on the poll tax; in 1930 this tax had only
amounted to one-sixth of its revenue, but it had
risen to one-fourth by 1932. Rebellions were brutal-
ly suppressed, and the government resorted to an
old system of forced labor that had been replaced
by the poll tax in 1910. During the Depression, the
Congo's colonial rulers practically converted the
whole colony into a huge plantation, ordering the
peasants what to produce, dictating prices, and
controlling delivery. While imposing this system of
forced cultivation, the government also diversified
production, pushing the cultivation of cotton, cof-
fee, rice, and peanuts, in addition to the traditional
crops, such as palm kernels and cocoa. Cotton ex-
ports from this region tripled from 1929 to 1937.
The government could be proud of its economic
success, but the peasants suffered.
SETTLERS AND PEASANTS: KENYA AND
SOUTHERN RHODESIA
The presence of white settlers had a special im-
pact on African peasants because many of them
had to provide the settlers with cheap labor. The
case of Kenya's "white highlands" was particularly
striking. This area had been extensively cultivated
in the past by Kikuyu tribesmen, but when white
settlers arrived, they introduced a modern capitalist
system of agriculture. The tribesmen, who were tol-
erated as "squatters" on the settlers' large land-
holdings, had few options but to work for them at
low wages. Under colonial legislation, the breach of
a labor contract was a criminal offence, and those
who had entered into such contracts were practical-
ly treated like slaves. In shifting the burden of the
Depression onto the shoulders of their African la-
borers, white settlers could survive the Depression.
But some of these settlers found it difficult to make
ends meet, particularly if they produced maize and
not the more profitable cash crops, such as sisal,
coffee, and tea.
Maize had become so inexpensive that it was
hardly worth growing any longer. The colonial gov-
ernment in Kenya subsidized its cultivation, how-
ever, because it was required as food for the African
laborers. The maize subsidy ceased when the gov-
ernment could no longer afford it. White maize
farmers petitioned for a maize control act to regu-
late production, but its passage was prevented by
other settlers who would have had to pay higher
wages to their laborers so that they could afford to
buy maize. The maize farmers then stopped pro-
ducing maize, and turned their land over to African
tenants. When the Depression ended under the im-
pact of Word War II, the white settlers wanted to
recover their land from these tenants, calling them
"squatters" once more. This situation contributed
to a growing unrest that culminated in the Mau-
Mau rebellion.
In Southern Rhodesia maize was a major cash
crop produced by white settlers. Since they did not
ENCYCLOPEDIA E THE GREAT DEPRESSION
AFRICA, GREAT DEPRESSION IN
face the resistance of other settlers here, Rhodesian
maize farmers did manage to get a maize control
act passed. According to this act, output was se-
verely restricted, produce was procured by the gov-
ernment at a fixed price, and consumers had to buy
maize at a price well above the export price. The
maize control was exercised in such a way that only
white settlers benefited from it. But the government
soon realized that the restrictions prevented African
peasants from producing for the market, and they
were thus unable to pay the poll tax. The govern-
ment then commuted the poll tax, offering the
peasants the option of working for twenty-three
days on road construction instead. But so many
poor peasants took up this offer that the govern-
ment had to withdraw it. There could not have been
a more striking testimony to the terrible poverty
that had hit the peasantry.
FRENCH COLONIES IN NORTH AFRICA
The Arab countries of North Africa that were
under French colonial rule also experienced a pecu-
liar competition between European settlers and in-
digenous peasants. The main crop in Algeria, Mo-
rocco, and Tunisia was wheat, but there were two
varieties of it, hard wheat (Triticum durum) and nor-
mal wheat (Triticum vulgare). The latter was mostly
grown by European settlers, whereas hard wheat
was produced by indigenous people. Both varieties
were exported, hard wheat mostly to Italy, where it
was used for the preparation of pasta. When wheat
became the first major crop whose price fell due to
the Depression, the French colonial governments
were pressed by the settlers (mostly French) to sup-
port the price of normal wheat; they did this to
some extent, but showed no interest in the price of
hard wheat grown by the Arabs. Similarly the colo-
nial authorities ignored the problems of the indige-
nous producers of olive oil in Tunisia, many of
whom became heavily indebted during the Depres-
sion and lost their land to their creditors.
SOUTH AFRICA
At the opposite end of the continent South Af-
rica provided another striking contrast to the rest of
Africa. It was dominated by a white minority and
enjoyed political independence as a dominion in
the British Commonwealth. The country was rich in
natural resources and was the world's largest gold
producer. The average annual production in the
1930s amounted to eleven million ounces (311 met-
ric tons). Under such conditions it could hold on to
the gold standard even after Great Britain had
abandoned it in September 1931.
South Africa was governed by the Nationalist
Party, which was caught in a dilemma. It represent-
ed the white farmers, who were affected by the fall
in prices and stood to gain from a devaluation, but
the party was also pledged to upholding national
autonomy as embodied in the gold standard. There
was a fear that if South Africa abandoned that stan-
dard, gold would be given up as a standard of value
worldwide and that this would harm South African
gold production. The mine owners did not share
this fear. Gold prices had risen after September
1931 and this made the processing of low-grade ore
profitable, which would extend the life of the mines
considerably.
In the meantime, speculators invested their
money in the depreciating pound sterling in the
hope that they could shift it back to South Africa at
a profit once the South African currency was taken
off the gold standard. Banking business in South
Africa was in the hands of two British banks, Stan-
dard and Barclays, whose headquarters was in Lon-
don. Thus, South Africa was intimately linked with
the British financial market. In December 1932,
these various pressures combined and forced South
Africa to abandon the gold standard. The specula-
tors then repatriated their funds. The South African
economy was reflated. In February 1932, the South
African currency was pegged to the pound sterling
and maintained this relationship for a long time.
Great Britain absorbed the total production of
South African gold and built up massive reserves
for the sterling area. The fears that going off gold
would harm gold production proved to be un-
founded. From 1929 to 1936 world gold production
increased by 50 percent and the price of gold rose
by 66 percent. Because Great Britain and the United
States stored vast amounts of gold in their reserves,
the increase in the price of gold was not reflected
in commodity prices. Nevertheless, reflation did
push up prices in South Africa, which helped the
farmers. The black farmhands who worked for the
ENCYCLOPEDIA OF THE GREAT DEPRESSION
A F R I C
GREAT DEPRESSION IN
white farmers, and the miners in the gold mines did
not share the benefits of reflation because the em-
ployers managed to keep wages down.
EGYPT
Egypt stood in contrast to the countries sur-
veyed above. It had been a British colony but had
achieved a kind of independent status in 1922. Its
currency was still tied to the pound sterling, but the
Egyptian government was free to impose a gold ex-
port embargo after Britain left the gold standard. In
this way the distress gold of indebted peasants,
which would have poured out of the country as it
did elsewhere at that time, was retained by the
Egyptian government and could be used for fight-
ing the deflation of the national economy.
Another special feature of the Egyptian econo-
my was its dependence on the cultivation of cotton.
Cotton production was mostly controlled by absen-
tee landlords, who relied on the state for protection
of their interests. Egypt had expanded its cotton
production from 0.27 to 0.38 million metric tons
from 1920 to 1929, and cotton exports constituted
about 75 percent of total Egyptian exports. The
country was therefore particularly vulnerable to a
fall in cotton prices. In June 1929 the world price of
cotton stood at eighteen cents; by 1932 it had
dropped to six cents per pound, its lowest price dur-
ing the Depression. This two-thirds reduction with-
in three years was more severe than the price drop
for most other commodities. Nevertheless the rate
of cotton production was not reduced because de-
mand for it remained stable.
Egypt's system of taxation, a land revenue sys-
tem of the Indian type, differed from tax systems in
other African countries. The tax was fixed at about
one-third of the rental assets, and was collected
without remission even during the years of the De-
pression. The rigidity of this system was due to the
fact that the income from this tax had been pledged
to Egypt's foreign creditors.
Despite these problems there were attempts at
sponsoring industries that produced goods such as
textiles, which previously had to be imported. Egypt
was the only country in Africa where such an in-
dustry existed. The availability of cheap cotton was
a boon to an indigenous textile industry, and a
group of Egyptian entrepreneurs who had also
been behind the establishment of the Bank Misr as
a "national" bank now tried their hand at this type
of industrialization.
It is difficult to gauge the deterioration of the
standard of living in Egypt, and in other African
countries, during the Depression years. There are
only a few indicators that throw light on the condi-
tions of the people: The per capita consumption of
food and grain, for example, dropped by about 26
percent, even though wheat and barley became
much cheaper; school attendance receded; and the
number of Muslim pilgrims who performed the hajj
dwindled in 1933 to about one-tenth the 1920s fig-
ure.
In Egypt, as elsewhere in Africa, the burden of
the Depression was mostly shouldered by the rural
poor, whereas the urban classes, particularly those
who received salaries that had been fixed in better
times, lived very well. Thus the gap between town
and countryside widened considerably in the 1930s.
THE AFTERMATH OF THE DEPRESSION
In terms of the value of world trade, Africa suf-
fered less from the Depression than other parts of
the world. Whereas the value of world exports de-
clined by 66 percent from 1929 to 1934, the value
of African exports declined only by 48 percent. Ag-
riculturists were affected by this drop in value more
than mine owners.
The European colonists who depended entirely
on export production were discouraged by the ex-
perience of the Depression, and the declining reve-
nues affected colonial governments. The possession
of colonies was no longer profitable, but colonial
rulers were also creditors, who did not wish to re-
linquish their control. In the long run, the Depres-
sion contributed to the decolonization of Africa.
See Also: EUROPE, GREAT DEPRESSION IN;
ETHIOPIAN WAR; GOLD STANDARD;
INTERNATIONAL IMPACT OF THE GREAT
DEPRESSION.
BIBLIOGRAPHY
Brown, Ian, ed. The Economies of Africa and Asia in the
Inter-War Depression. 1989.
ENCYCLOPEDIA E THE GREAT DEPRESSION
AFRICAN A M E R I C
N S
IMPACT
f
T H E
GREAT DEPRESSION
N
Coquery-Vidrovitch, Catharine, ed. L'Afrique et la crise de
1930. Special issue. Revue frangaise a" outre mer 63
(1976).
Drummond, Ian M. The Floating Pound and the Sterling
Area, 1931-1939. 1981.
Hailey, Lord. An African Survey. 1957.
Jewsiewicki, B. "The Great Depression and the Making
of the Colonial Economic System in the Belgian
Congo." African Economic History 4 (1977): 153-171.
Lonsdale, John. "The Depression and the Second World
War in the Transformation of Kenya." In Africa and
the Second World War, edited by David Killingray
and Richard Rathbone. 1986.
Mejcher, Helmut. "Die Reaktion auf die Krise in Westa-
sien und Nordafrika." In Die Peripherie in der Welt-
wirtschaftskrise: Afrika, Asien, und Lateinamerika,
1929-1939, ed. Dietmar Rothermund. 1982.
Moor, Jaap de, and Dietmar Rothermund, eds. Our Laws,
Their Lands: Land Use and Land Laws in Modern Colo-
nial Societies. 1995.
Rothermund, Dietmar. The Global Impact of the Great De-
pression, 1929-1939. 1996.
Dietmar Rothermund
AFRICAN AMERICANS, IMPACT OF
THE GREAT DEPRESSION ON
The Great Depression brought mass suffering to all
regions of the country. National income dropped by
50 percent and unemployment rose to an estimated
25 percent of the total labor force. At the same time,
twenty million Americans turned to public and pri-
vate relief agencies for assistance. As the "Last
Hired and the First Fired," African Americans en-
tered the Depression long before the stock market
crash in 1929, and they stayed there longer than
other Americans. By 1933, African Americans found
it all but impossible to find jobs of any kind in agri-
culture or industry. As cotton prices dropped from
eighteen cents per pound on the eve of the Depres-
sion to less that six cents per pound in 1933, some
12,000 black sharecroppers lost their precarious
footing in southern agriculture and moved increas-
ingly toward southern, northern, and western cit-
ies. Mechanical devices had already slowly reduced
the number of workers required for plowing, hoe-
ing, and weeding, but now planters also experi-
mented with mechanical cotton pickers, which dis-
placed even more black farm workers. Despite
declining opportunities in cities, the proportion of
blacks living in urban areas rose from 44 percent in
1930 to nearly 50 percent by the onset of World War
II.
HARD TIMES AND RISE OF NEW DEAL FOR
BLACKS
As the number of rural blacks seeking jobs in
cities escalated, urban black workers experienced
increasing difficulties. Black urban unemployment
reached well over 50 percent, more than twice the
rate of whites. In southern cities, white workers ral-
lied around such slogans as, "No Jobs for Niggers
Until Every White Man Has a Job" and "Niggers,
back to the cotton fields — city jobs are for white
folks." The most violent episodes took place on
southern railroads, as unionized white workers and
the railroad brotherhoods intimidated, attacked,
and murdered black firemen in order to take their
jobs. Nearly a dozen black firemen lost their jobs in
various parts of the South. As one contemporary
observer succinctly stated, "The shotgun, the whip,
the noose, and Ku Klux Klan practices were being
resumed in the certainty that dead men not only tell
no tales, but create vacancies." For their part, in the
North and South, black women were forced into
the notorious Depression era "slave market,"
where even working-class white women employed
black women at starvation wages, as little as $5 per
week for full-time laborers in northern cities. In
their studies of the market in Bronx, New York, two
black women compared the practice to the treat-
ment of slaves in Harriet Beecher Stowe's novel
Uncle Tom's Cabin.
Despite mass suffering, the Republican admin-
istration of Herbert Hoover did little to aid the poor
and destitute. Instead, the federal government es-
tablished the Reconstruction Finance Corporation,
which relieved the credit problems of large bank-
ing, insurance, and industrial firms. Although Hoo-
ver believed that such policies would create new
jobs, stimulate production, and increase consumer
spending, benefits did not "trickle down" to the
rest of the economy and end the Depression. Still,
African Americans rallied to the slogan "Who but
Hoover" in the presidential contest of 1932. In the
ENCYCLOPEDIA OF THE GREAT DEPRESSION
AFRICAN AMERICANS, IMPACT OF THE GREAT DEPRESSION ON
During most of the 1930s, African Americans found it all but impossible to find jobs of any kind in agriculture or industry. The
father of this impoverished family, photographed in 1937 by Lewis Hine, was a miner who lost his job in the Scott's Run area of
West Virginia. National Archives and Records Administration
eyes of blacks, the Republican Party remained the
party of emancipation, partly because Democratic
candidate Franklin Delano Roosevelt had embraced
the segregationist policies of the Democratic Party.
Following his inauguration, Roosevelt's atti-
tude toward African Americans changed little. He
not only opposed vital civil rights legislation like the
anti-lynchingbill, designed to make lynching a fed-
eral offense, but showed little interest in challeng-
ing even the most blatant manifestations of racial
injustice in the proliferation of New Deal agencies.
The National Recovery Administration (NRA), Ag-
ricultural Adjustment Administration (AAA), the
Works Progress Administration (WPA), the Ten-
nessee Valley Authority (TV A), the Civilian Conser-
vation Corps (CCC), and the Federal Emergency
Relief Administration (FERA), to name only a few,
all failed to protect blacks against discriminatory
employers, agency officials, and local whites.
When the AAA paid farmers to withdraw cot-
ton lands from production, county officials barred
African Americans from representation and de-
prived them of government checks. For their part,
by exempting domestic service and unskilled labor
from minimum wage and participatory provisions,
the NRA and the social security programs eliminat-
ENCYCLOPEDIA OF THE GREAT DEPRESSION
AFRICAN AMERICANS
IMPACT OF THE 6 R E A F DEPRESSION ON
Many African-American children in the rural South, like these photographed by Dorothea Lange at their farm in Mississippi in
1936, lived in extreme poverty during the Depression years. Library of Concress, Prints & Photographs Division, FSA/OWI
Collection
ed nearly 60 percent of African Americans from
benefits. When the jobs of African Americans were
brought under the provisions of the NRA in south-
ern textile firms, employers reclassified such jobs
and removed them from coverage of the higher
wage code.
As they encountered various forms of discrimi-
nation in New Deal Agencies, many African Ameri-
cans concluded that the so-called New Deal was in-
deed a "raw deal." Only during the mid-1930s
would African Americans gain broader access to the
New Deal social programs. By 1939, income from
10
ENCYCLOPEDIA OF F H E GREAT DEPRESSION
AFRICAN AMERICANS, IMPACT OF THE GREAT DEPRESSION ON
A group of young men study radio operations in 1933 at a Civilian Conservation Corps camp for African-American men in Kane,
Pennsylvania. Franklin Delano Roosevelt Library
New Deal work and relief programs nearly matched
African -American income from private employ-
ment. African Americans occupied about one-third
of all federal low-income housing projects, and
gained a growing share of CCC jobs, Federal Farm
Security loans, and benefits from WPA educational
and cultural programs. African Americans now fre-
quently hailed the New Deal as "a godsend." Some
blacks even quipped that God "will lead me" and
relief "will feed me."
The emergence of a "new deal" for blacks was
closely intertwined with the growth of the Commu-
nist Party, the resurgence of organized labor, and
the increasing political efforts of blacks on their
own behalf. When the Communist Party helped
save nine black youths, the Scottsboro Boys, from
execution and secured the release of their own
black comrade Angelo Herndon from a Georgia
chain gang, the African -American community took
notice. When the party helped to initiate hunger
marches, unemployed councils, farm labor unions,
rent strikes, and mass demonstrations to prevent
the eviction of black families from their homes, its
work gained even greater recognition within the
African -American community. As one black news-
paper editor, William Kelley of the Amsterdam
News, reported, "The fight that they are putting up
. . . strike [s] forcefully at the fundamental wrongs
suffered by the Negro today."
The rise of the Congress of Industrial Organiza-
tions (CIO) in 1935 facilitated the emergence of a
ENCYCLOPEDIA OF THE GREAT DEPRESSION
II
AFRICAN AMERICANS, IMPACT OF THE 6 R E A F DEPRESSION ON
During the Depression, thousands of black sharecroppers lost their precarious footing in southern agriculture and moved
increasingly toward southern, northern, and western cities. This family was evicted from their farm in 1938 after drought caused
their crops to fail. They were photographed while encamped along the highway in New Madrid county, Missouri. Library of
Congress, Prints & Photographs Division, FSA/OWI Collection
real New Deal for African Americans. Unlike the
old American Federation of Labor (AFL), the CIO
made a firm commitment to organize both black
and white workers. The organization soon
launched the Packinghouse Workers Organizing
Committee (PWOC), the United Automobile
Workers (UAW), and the Steel Workers Organizing
Committee (SWOC). The new unions appealed to
civil rights organizations like the National Associa-
tion for the Advancement of Colored People
(NAACP) and the Urban League, recruited black
organizers, and advocated an end to unequal pay
scales for black and white workers. Although most
AFL unions continued to exclude black workers,
the national leadership gradually supported a more
equitable stance toward black workers. The union
finally approved an international charter for the
Brotherhood of Sleeping Car Porters (BSCP) in
1935 and endorsed efforts to free the Scottsboro
Boys and Angelo Herndon.
Following the lead of anthropologist Franz
Boas and his associates, social scientists encouraged
the lowering of racial barriers in American society.
As early as the 1920s, they had gradually turned
away from earlier biological definitions of race,
which defined African Americans as innately inferi-
or. The new social scientists challenged the biologi-
cal determinists to "prove" that African Americans
occupied a lower socioeconomic and political status
in American society because of their hereditary in-
feriority. Legal change lagged significantly behind
the new intellectual perspectives on race; yet, even
IZ
ENCYCLOPEDIA OF F H E GREAT DEPRESSION
AFRICAN AMERICANS, IMPACT OF THE GREAT DEPRESSION ON
Three young African-American women, trained in office skills by the National Youth Administration, work ■part-time in the offices
of the YWCA in Chicago, Illinois, in 1936. Franklin Delano Roosevelt Library
here, African Americans witnessed the slow transi-
tion to a new deal. As early as 1935, the Maryland
Court of Appeals ordered the University of Mary-
land to admit blacks to the state's law school or set
up a new separate and equal facility for blacks.
Rather than face the expense of establishing a new
all-black law school, university officials lowered ra-
cial barriers and admitted black students to the all-
white institution.
COMMUNITY AND INSTITUTIONAL
RESPONSES
Despite the rise of interracial alliances and the
emergence of anti-racist movements among
whites, African Americans developed their own
strategies for social change and helped to create
their own "new deal." African Americans cared for
each other's children, offered emotional support,
and creatively manipulated their family's resources.
As one Georgia relief official noted, "These people
are catching and selling fish, reselling vegetables,
sewing in exchange for old clothes, letting out
sleeping space, and doing odd jobs . . . Stoves are
used in common, wash boilers go their rounds, and
garden crops are exchanged and shared." Urban
blacks also maintained vegetable gardens, staged
rent parties, played the numbers game, and ex-
panded their church-based social welfare activities.
While rent parties provided "down home" food,
drink, music, and a place to dance for a small ad-
ENCYCLOPEDIA OF THE 6 R E A F DEPRESSION
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mission fee, the "policy" or numbers game em-
ployed large numbers of African Americans as run-
ners and as bookkeepers. According to some
observers, for example, Chicago's south side em-
ployed seven thousand people in the numbers
business and cushioned them from unemployment
even as it provided hope for thousands of blacks
seeking to make a "hit." For their part, some "num-
bers kings" provided donations to black churches
and charitable organizations, but religious organi-
zations launched their own social welfare activities.
In addition to the work of established denomina-
tions, new religious movements also expanded
their efforts to feed the poor. Started during the
1920s, for example, Father Divine's Peace Mission
moved its headquarters from Sayville on Long Is-
land to Harlem in 1932 and gained credit for feed-
ing the masses and offering relief from widespread
destitution. At about the same time, Bishop Charles
Emmanuel Grace, known as "Daddy Grace,"
founded the United House of Prayer of All People,
opened offices in twenty cities, and offered thou-
sands of people respite from suffering.
As African Americans used their community-
based social networks and institutions to address
their needs, they also turned toward the labor
movement. Under the growing influence of the
new CIO unions, African Americans expanded
their place in the house of labor. Perhaps more than
any other single figure, however, A. Philip Ran-
dolph epitomized the persistent struggle of black
workers to organize in their own interests. Born in
Crescent City, Florida, in 1889, Randolph had mi-
grated to New York City in 1911 and spearheaded
the formation of the Brotherhood of Sleeping Car
Porters and Maids in 1925. When New Deal federal
legislation (the Railway Labor Act of 1934) legiti-
mized the rights of workers to organize, Randolph
and the BSCP intensified its organizing drive
among black porters. By 1933, the union represent-
ed some 35,000 porters. Two years later, the union
defeated a company union and won the right to
represent porters at the bargaining table with man-
agement, which signed its first contract with the
union in 1937. The BSCP victory not only helped to
make African Americans more union conscious, but
increased their impact on national labor policy.
The NAACP, Urban League, and other civil
rights organizations also increased their focus on
the economic plight of African Americans. In 1933,
these organizations formed the Joint Committee on
National Recovery (JCNR) and helped to publicize
the racial inequities in New Deal programs. African
Americans also launched the "Don't Buy Where
You Can't Work" campaign in New York, Chicago,
Washington, D. C, and other cities. They boycotted
white merchants who served the African-American
community but refused to employ blacks except in
domestic and common laborer positions. When
Harlem store owners refused to negotiate, New
York blacks formed the Citizens League for Fair
Play and set up pickets around Blumstein's Depart-
ment Store. In 1938, their actions produced con-
crete results when the New York Uptown Chamber
of Commerce and the Greater New York Coordi-
nating Committee for Employment agreed to give
African Americans one-third of all new retail exec-
utive, clerical, and sales jobs.
African Americans usually expressed their
grievances through organized and peaceful action,
but sometimes they despaired and turned to vio-
lence. Racial violence erupted in Harlem in 1935
when a rumor spread that a black youth had been
brutally attacked and killed by police. Although the
rumor proved false, African-American crowds soon
gathered and smashed buildings and looted stores
in a night of violence that left one person dead, over
fifty injured, and thousands of dollars in property
damage. Some blacks believed that radicalism of-
fered the most appropriate response to the deepen-
ing crisis of African Americans. Some African
Americans joined the Socialist Southern Tenant
Farmers Union (STFU) and the Communist Ala-
bama Sharecroppers Union. Nate Shaw (Ned
Cobb), whose life became the subject of an oral bi-
ography, recalled that he had joined the sharecrop-
pers union to fight the system that oppressed him.
Shaw later recalled that he had to act because he
had labored "under many rulins, just like the other
Negro, that I knowed was injurious to man and dis-
pleasin to God and still I had to fall back." In Bir-
mingham, the Communist Party's League of Strug-
gle for Negro Rights (LSNR) and its energetic fight
on behalf of the Scottsboro Boys also attracted un-
employed workers, such as Al Murphy and Hosea
K
ENCYCLOPEDIA OF THE GREAT DEPRESSION
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Hudson. As Hudson put it, "I always did resent in-
justice and the way they used to treat Negroes. . . .
My grandmother used to talk about these things.
She was very militant herself, you know."
BLACKS AND THE NEW DEAL COALITION
Although some blacks joined radical social
movements and parties, most worked hard to
broaden their participation in the New Deal coali-
tion. As Republicans continued to take black votes
for granted, blacks increasingly turned toward the
northern wing of the Democratic Party. As early as
1932, the editor of the black weekly Pittsburgh Cou-
rier had urged African Americans to change their
political affiliation: "My friends, go turn Lincoln's
picture to the wall . . . that debt has been paid in
full." By the mid-1930s, nearly forty-five blacks had
received appointments to New Deal agencies. Re-
ferred to as the Black Cabinet, these black advisors
included Robert L. Vann, editor of the Pittsburgh
Courier, Robert C. Weaver, an economist, and Mary
McCleod Bethune, founder of Bethune-Cookman
College in Florida. In 1936, African Americans
formed the National Negro Congress (NNC),
which aimed to unite all existing political, fraternal,
and religious organizations and push for policies
designed to bring about the full socioeconomic re-
covery of the black community. Spearheaded by
Ralph Bunche, a professor of political science at
Howard University in Washington, D.C, and John
Davis, executive secretary of the Joint Committee
on National Recovery, the founding meeting of the
NNC brought together some six hundred organiza-
tions and selected A. Philip Randolph as its first
president. The NNC symbolized as well as promot-
ed the growing political mobilization of the Afri-
can-American community. In the presidential elec-
tion of 1936, African Americans voted for the
Democratic Party in record numbers; Roosevelt re-
ceived 76 percent of northern black votes.
After the election of 1936, African Americans
intensified demands on Roosevelt's New Deal ad-
ministration. They placed justice before the law
high on their list of priorities. As early as 1933, the
NAACP organized a Writers League Against
Lynching and intensified its national movement for
a federal anti-lynching law. The Costigan-Wagner
anti-lynching bill gained little support from Roose-
velt and failed when southern senators filibustered
the measure in 1934, 1935, 1937, 1938, and 1940.
Despite failure to pass a federal anti-lynching law,
partly because of the campaign, the number of re-
corded lynchings dropped from eighteen in 1935 to
two in 1939.
During the 1930s, black attorneys like Charles
Hamilton Houston and William Hastie assaulted
the legal supports of Jim Crow, while black histori-
ans, social scientists, and writers challenged its in-
tellectual underpinnings. Under the leadership of
historian Carter G. Woodson, the Association for
the Study of Negro Life and History (founded in
1915) continued to promote the study of African-
American history, emphasizing the role of blacks in
the development of the nation. African-American
intellectuals (e.g., E. Franklin Frazier, W. E. B. Du
Bois, Charles S. Johnson, Langston Hughes, and
Richard Wright) reinforced the work of Carter G.
Woodson.
As suggested by the role of black intellectuals
and attorneys on the one hand and the rent parties
of poor and working-class blacks on the other, Afri-
can-American responses to poverty were by no
means uniform. They varied across class, gender,
and generational lines. Women manipulated
household resources, while black men predominat-
ed in the organized labor and civil rights move-
ments. Moreover, elite men dominated the leader-
ship positions of civil rights and social service
organizations like the NAACP and the Urban
League. Yet, African Americans during the period
were united through a common history, color, and
culture. The emergence of Joe Louis as a folk hero
symbolized African Americans' sense of common
plight, kinship, and future. The exploits of Louis
helped to unify African Americans and gave them
hope that they could demolish the segregationist
system. When Joe Louis lost, African Americans la-
mented, as in his first fight with the German Max
Schmeling, who symbolized Adolf Hitler's doctrine
of Aryan supremacy. When Louis knocked out Max
Schmeling in the first round of their rematch, black
people celebrated. The singer Lena Home later re-
called that Joe Louis "was the one invincible Negro,
the one who stood up to the white man and beat
ENCYCLOPEDIA OF THE 6 R E A F DEPRESSION
15
AFRICAN A M E R I C
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IMPACT
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him down with his fists. He in a sense carried so
many of our hopes, maybe even dreams of ven-
geance."
Despite the transition from a raw deal to a new
deal between 1935 and 1939, the persistence of ra-
cial discrimination within and outside governmen-
tal agencies limited the achievements of the Roose-
velt administration. As whites returned to full-time
employment during the late 1930s, African Ameri-
cans remained dependent on public service and re-
lief programs. While the CIO aided blacks who
were fortunate enough to maintain or regain their
jobs during the Depression years, it did little to en-
hance the equitable reemployment of black and
white workers as the country slowly pulled itself out
of the Depression. The Communist Party helped to
change attitudes toward racial unity, but the bene-
fits of such changes were largely symbolic as racial
injustice continued to undermine the material posi-
tion of African Americans. As the nation increas-
ingly mobilized for War after 1939, African Ameri-
cans resolved that World War II would be fought on
two fronts. They wanted a "Double-V," victory at
home and victory abroad.
See Also: AMERICAN NEGRO LABOR CONGRESS
(ANLC); BLACK CABINET; BLACK METROPOLIS;
BROTHERHOOD OF SLEEPING CAR PORTERS
(BSCP); LYNCHINGS; NATIONAL ASSOCIATION
FOR THE ADVANCEMENT OF COLORED PEOPLE
(NAACP); NATIONAL NEGRO CONGRESS;
SCOTTSBORO CASE.
BIBLIOGRAPHY
Anderson, lervis. A. Philip Randolph: A Biographical Por-
trait. 1986.
Dickerson, Dennis C. Out of the Crucible: Black Steelwork-
ers in Western Pennsylvania, 1875-1980. 1986.
Drake, St. Clair, and Horace R. Cayton. Black Metropolis:
A Study of Negro Life in a Northern City, rev. edition,
1962.
Egerton, John. Speak Now Against the Day: The Generation
Before the Civil Rights Movement in the South. 1994.
Foner, Philip S. Organized Labor and the Black Workers,
1619-1973. 1974.
Franklin, John Hope, and August Meier, eds. Black Lead-
ers of the Twentieth Century. 1982.
Giddings, Paula. When and Where 1 Enter: The Impact of
Black Women on Race and Sex in America. 1984.
Grant, Nancy L. TV A and Black Americans: Planning for
the Status Quo. 1990.
Gray, Brenda Clegg. Black Temale Domestics during the De-
pression in New York City, 1930-1940. 1993.
Greenberg, Cheryl Lynn. Or Does It Explode?: Black Har-
lem in the Great Depression. 1991.
Harris, William H. Keeping the Faith: A. Philip Randolph,
Milton P. Webster, and the Brotherhood of Sleeping Car
Porters, 1925-37. 1977.
Harris, William H. The Harder We Run: Black Workers
Since the Civil War. 1982.
Hine, Darlene Clark. Black Women in White: Racial Con-
flict and Cooperation in the Nursing Profession,
1890-1950. 1989.
lones, lacqueline. Labor of Love, Labor of Sorrow: Black
Women, Work, and the Family, From Slavery to the
Present. 1985.
Kelley, Robin D. G. Hammer and Hoe: Alabama Commu-
nists during the Great Depression. 1990.
Kirby, lohn B. Black Americans in the Roosevelt Era: Liber-
alism and Race. 1992.
Kusmer, Kenneth L., ed. Black Communities and Urban
Development in America, 1720-1960, Vol. 6: Depres-
sion, War, and the New Migration, 1930-1960. 1991.
Lerner, Gerda, ed. Black Women in White America: A Doc-
umentary History. 1973.
Levine, Lawrence. Black Culture and Black Consciousness:
Afro-American Folk Thought from Slavery to Freedom.
1977.
Lewis, Earl. In Their Own Interests: Race, Class, and Power
in Twentieth-Century Norfolk, Virginia. 1991.
Meier, August, and Elliott Rudwick. Black Detroit and the
Rise of the UAW. 1979.
Naison, Mark. Communists in Harlem during the Depres-
sion. 1983.
Natanson, Nicholas. The Black Image in the New Deal: The
Politics ofFSA Photography. 1992.
Painter, Nell Irvin. The Narrative ofHosea Hudson: His Life
as a Communist. 1979.
Rosengarten, Theodore. All God's Dangers: The Life of
Nate Shaw. 1974.
Sitkoff, Harvard. A New Deal for Blacks: The Emergence of
Civil Rights as a National Issue, Vol. 1: The Depression
Decade. 1978.
Southern, Eileen. The Music of Black Americans: A History.
1971.
Sternsher, Bernard, ed. The Negro in Depression and War:
Prelude to Revolution, 1930-1945. 1969.
Sullivan, Patricia. Days of Hope: Race and Democracy in the
New Deal Era. 1996.
Trotter, Joe William, Ir. Black Milwaukee: The Making of
an Industrial Proletariat, 1915-45. 1985.
16
ENCYCLOPEDIA OF THE GREAT DEPRESSION
G E E
AMES
Trotter, Joe William, Jr. The African American Experience.
2001.
Watts, Jill. God, Harlem U.S.A.: The Father Divine Story.
1992.
Weiss, Nancy Joan. Farewell to the Party of Lincoln: Black
Politics in the Age of FDR. 1983.
Wolters, Raymond. Negroes and the Great Depression: The
Problem of Economic Recovery. 1970.
Wright, Richard, and Edwin Rosskam. 12 Million Black
Voices. 1941.
Zangrando, Robert L. The NAACP Crusade against Lynch-
ing, 1909-1950. 1980.
Joe W. Trotter
AGEE, JAMES
James Rufus Agee (November 27, 1909-May 16,
1955) was a gifted man of letters who in his brief
but intense life left an indelible touch on a variety
of literary forms: poetry, novels, film criticism,
screenplays, essays, and journalism. Born in Knox-
ville, Tennessee, Agee was one of America's best
film critics (for Time and The Nation, 1941-1948),
and the first to raise the mechanics of weekly re-
viewing to the level of prose art. His scripts for such
films as The African Queen (1951) and The Night of
the Hunter (1955) were generally judged superior to
their novelistic sources. His posthumous autobio-
graphical novel, A Death in the Family (1957), which
won the 1958 Pulitzer Prize for fiction, remains a
much-loved period evocation of southern Ameri-
cana, as well as an aching memoir of parents, chil-
dren, and the negotiation of loss. Arguably, his
greatest achievement was a product of his late
youth, the Depression-era classic Let Us Now Praise
Famous Men (1941), co-authored with the photog-
rapher Walker Evans. Part anatomy of the impover-
ished conditions surrounding a tenant farmer's life,
part poetic and metaphysical inquiry into the mys-
teries of existence, part intimate confession of the
author's search for his aesthetic identity and family
roots, Let Us Now Praise Famous Men is a book like
no other. Admittedly unclassifiable, it is without
doubt one of the most brilliant and original junc-
tures of image and text in the annals of mixed
media creation.
In the summer of 1936, Fortune magazine sent
Agee and Evans to the South "to prepare an article
on cotton tenantry in the United States." The co-
authors spent approximately six weeks on assign-
ment, much of the time actually living with three
tenant families in Hale County, Alabama. Agee
meant for the resulting text of almost five hundred
pages and Evans's thirty-one plates (later expanded
to sixty-two) to be understood as analogous but
very different views of the same subject. According-
ly, the images were lucid, surgical, and selfless,
while the prose was turbulent, extravagant, and
self-reflexive. Evans's models were connoisseurs of
fact, the photographers Eugene Atget and Matthew
Brady; Agee's were visionary poets, William Shake-
speare, Walt Whitman, and William Blake. Occa-
sionally self-indulgent, the author's language is fre-
quently breathtaking in its intellectual passion,
moral force, and near holographic reproduction of
the physical reality. Equally characteristic is the way
Agee refuses to view the farmer as a ready-made
protest symbol, or in any way as an applicant for the
reader's pity or patronization. Let Us Now Praise Fa-
mous Men remains honorably distinct in the litera-
ture of the Depression in its vision of the imperiled
family as exalted in tragedy, inheritors of a moral
aristocracy, and virtual gods in ruins.
See Also: EVANS, WALKER.
BIBLIOGRAPHY
Agee, James. Agee on Film, Vol. 1: Reviews and Comments.
1958. Reprint, 1983.
Agee, James. A Death in the Family. 1957. Reprint, 1969.
Agee, James, and Walker Evans. Let Us Now Praise Fa-
mous Men. 1941. Reprint, 1960.
Bergreen, Lawrence. James Agee: A Life. 1984.
Spiegel, Alan. James Agee and the Legend of Himself: A
Critical Study. 1998.
Stott, William. Documentary Expression and Thirties Amer-
ica. 1973.
Alan Spiegel
ENCYCLOPEDIA OF THE GREAT DEPRESSION
17
AGRICULTURAL ADJUSTMENT ACT
AGRICULTURAL ADJUSTMENT
ACT
The Agricultural Adjustment Act was signed into
law on May 12, 1933, and was a crucial part of the
New Deal recovery program of the First Hundred
Days. It passed Congress after many weeks of de-
bate between the Roosevelt administration, farm
organization leaders, and agrarian militants and
their representatives in Congress. Led by Secretary
of Agriculture Henry A. Wallace, the administration
wanted a farm program based on voluntary produc-
tion controls. Farmers who agreed to curtail pro-
duction would receive a benefit payment financed
by a tax on agricultural processors, such as flour
millers. The amount the farmers would curtail pro-
duction would be determined by a decentralized
system of farmer committees in cooperation with
the Department of Agriculture. This system, Wal-
lace and his advisers hoped, would reduce the mas-
sive surpluses glutting American markets and en-
gage farmers themselves in the administration of
the new farm program. Farm leaders wanted a
price-raising measure to boost prices and incomes,
but they were reluctant to endorse production con-
trols for fear such measures would entail a large bu-
reaucracy. Agrarian militants also opposed produc-
tion controls and demanded some form of currency
inflation and the power for government-mandated
prices to bring about immediate increases in farm
income. While Congress debated the bill, frustrated
farmers in the Midwest launched farm strikes and
mortgage foreclosure protests that sometimes
turned violent.
In its final form, Title I of the act authorized the
secretary of agriculture to create a production con-
trol program for eight major commodities and to
impose a tax on the processors of these commodi-
ties. It also authorized the secretary to establish
marketing agreements among producers of other
commodities, such as dairy goods, in order to per-
mit greater control over production and distribu-
tion. It committed the Department of Agriculture to
raising farm prices to a level that would gain farm-
ers the same purchasing power they had enjoyed
for the years 1909 to 1914 in order to achieve "pari-
ty" between the farm and non-farm economies.
Title II became the Emergency Farm Mortgage Act,
which authorized emergency mortgage loan refi-
nancing. Title III, introduced by Senator Elmer
Thomas, a Democrat from Oklahoma, granted the
president discretionary power to undertake curren-
cy inflation and to reduce the gold content of the
dollar. The act became the basis for the Agricultural
Adjustment Administration. On January 6, 1936,
the Supreme Court ruled the processing tax and
production control features of the Agricultural Ad-
justment Act unconstitutional in the Butler decision.
The act advanced farm policy beyond the failed
actions of the Hoover administration's Federal
Farm Board, made possible programs that con-
tained farm protest movements, and initiated a fun-
damental change in the role of the federal govern-
ment in the American farm economy.
See Also: AGRICULTURAL ADJUSTMENT
ADMINISTRATION (AAA); FARM POLICY;
HUNDRED DAYS.
BIBLIOGRAPHY
Fite, Gilbert C. George N. Peek and the Fight for Farm Pari-
ty. 1954.
Hamilton, David E. From New Day to New Deal: American
Farm Policy from Hoover to Roosevelt, 1928-1933.
1991.
Perkins, Van L. Crisis in Agriculture: The Agricultural Ad-
justment Administration and the New Deal, 1933. 1969.
Romasco, Albert U. The Politics of Recovery: Roosevelt's
New Deal. 1983.
David Hamilton
AGRICULTURAL ADJUSTMENT
ADMINISTRATION (AAA)
The Agricultural Adjustment Administration (AAA)
was established in 1933 to carry out the production
control and marketing agreement provisions of the
Agricultural Adjustment Act. Unlike the Federal
Farm Board of the Herbert Hoover administration,
the AAA was made a part of the U.S. Department
of Agriculture (USDA). The AAA was originally
conceived as an emergency program to meet the
farm crisis of the Great Depression, but it evolved
18
ENCYCLOPEDIA OF THE GREAT DEPRESSION
AGRICULTURAL ADJUSTMENT ADMINISTRATION (AAA
The Mattress Project Center in Newberry Country, South Carolina, offered temporary work to low -income farmers and their
families. The Center, pictured in early 1941, was established by the Agricultural Adjustment Administration in cooperation with
the Surplus Marketing Administration and the Extension Seroice of the U.S. Department of Agriculture. National Archives and
Records Administration
into a permanent system of price and income sup-
ports for American farmers. Although much criti-
cized, the AAA was able to resuscitate a devastated
system of agriculture and overcome the deep-
rooted constitutional and political obstacles to an
enlarged role for the federal government in Ameri-
can life.
THE CRISIS, CHALLENGES, AND PROGRAMS
At the start of the New Deal, agriculture's con-
dition was grim. Prices of staple commodities and
annual farm incomes were lower than they had
been in decades; the farm credit system had nearly
ceased to function, and massive unemployment
and a gnarled system of international trade were
depressing prices and causing commodity stocks to
pile up. The effects of the deflation were brutal be-
cause farmers could not shield themselves from
credit and price risks in the increasingly capital-
intensive farm economy of the twentieth century.
How to respond to the immediate crisis and how to
rebuild the farm economy posed formidable chal-
lenges because of deeply ingrained fears that gov-
ernmental programs would mean the creation of
ENCYCLOPEDIA OF THE GREAT DEPRESSION
19
A 6 R I C
L T U R A L ADJUSTMENT ADMINISTRATION
A A
coercive bureaucracies, and maybe even a police
state, in agriculture.
Deep divisions over the AAA's objectives fur-
ther complicated its task. Farmers, farm leaders,
members of Congress, and some USDA officials
wanted the AAA to restore farm purchasing power
to the more profitable levels of the 1909 to 1914 pe-
riod, or what had come to be known as parity price
levels. Major figures within the Department of Ag-
riculture, including the economists M. L. Wilson,
Mordecai Ezekiel, and Howard Tolley, saw the
AAA as an short-term "adjustment" program that
would stabilize the farm economy and serve as a
transition to a long-term farm program based on
trade liberalization, land use planning, and soil
conservation. Secretary of Agriculture Henry A.
Wallace hoped for both higher incomes and long-
term adjustments.
From 1933 through 1935, the AAA focused on
establishing production control programs for
wheat, cotton, tobacco, hogs, corn, milk and milk
products, rice, and potatoes. Participation was to be
voluntary and farmers who agreed to cooperate
would be paid a benefit payment for reducing acre-
age. The payments were financed by a tax on the
processors of agricultural goods. The program
would be administered through a decentralized
system of farmer committees in collaboration with
county extension agents, land-grant universities,
and the USDA. Curtailed production would im-
prove domestic prices while the benefit payments
would supply desperate farmers with immediate
income. The cooperative and voluntary nature of
the program, Wallace and other USDA officials
hoped, would create new forms of grassroots de-
mocracy within agriculture.
Implementing the AAA programs was an un-
precedented undertaking. It required establishing a
three-year production base for all participating
farmers, determining how much each farm would
have to cut back on acreage, ensuring compliance,
allocating benefit payments, and adjudicating dis-
putes. This array of tasks was made easier by the
prior development of the Department of Agricul-
ture's data-gathering capabilities, its county and
state extension system, and its economic research
divisions, but even so the AAA administrators faced
constant challenges.
CONTROVERSY AND OPPOSITION
The AAA was engulfed in controversy from the
start. Faced with gluts of hogs and cotton before
production controls could be instituted, the AAA
paid producers to slaughter pigs and plow up plant-
ed cotton. Critics denounced these attempts to
create artificial scarcities when many millions of
Americans were in need of food and clothing. Inter-
nal policy divisions marred the AAA's early months
as well. Its first administrator, George N. Peek, was
a prominent farm leader who objected to the em-
phasis on production controls and frequently
clashed with Wallace. He resigned after seven
months and was replaced by Chester Davis, also a
farm leader, but one who was more sympathetic to
reducing acreage. Under Davis, the AAA's cotton
program became the center of a national controver-
sy when southern landlords began exploiting the
production control contracts to evict sharecroppers
or deny them an equitable distribution of AAA ben-
efit payments. Davis investigated but, in spite of ex-
tensive evidence indicating wholesale violations of
the contracts by growers, he was unwilling to im-
pose new rules that would protect the South's rural
poor. When Jerome Frank, the head of the AAA's
legal division, tried to impose a stricter interpreta-
tion of the contract for the benefit of tenants and
sharecroppers in 1935, Davis responded by hastily
firing Frank and many of his staff. The New Deal
then tried to address rural poverty outside the AAA
by creating first the Resettlement Administration in
1935 and then the Farm Security Administration in
1937.
Economic and political crises also forced fre-
quent changes in AAA policies and programs. In
October and November of 1933, a sharp increase in
the prices of manufactured goods, caused in part by
the policies of the National Recovery Administra-
tion, brought new threats of farm strikes and de-
mands for currency inflation and price -fixing. Presi-
dent Roosevelt responded to the protests with an
executive order creating the Commodity Credit
Corporation (CCC) to make commodity loans to
farmers and to serve as an adjunct to AAA pro-
grams. The CCC could establish loan rates for com-
modities, and if prices fell below the rate, farmers
did not have to repay the loan. Political pressure
from growers also minimized the voluntary features
20
ENCYCLOPEDIA OF THE GREAT DEPRESSION
A G R I C
L T U R A L ADJUSTMENT
D M I N I S T R A T I N
of some commodity programs. Angry at the effect
non-cooperators were having on prices, growers of
potatoes, tobacco, and cotton succeeded in pressur-
ing Congress in 1934 and 1935 to make participa-
tion in their acreage control programs virtually
mandatory.
The processors and the Supreme Court posed
a more formidable problem. Bitterly resentful at
having to pay the processing tax, the middlemen
challenged its constitutionality and in a six to three
vote the Supreme Court ruled in their favor in the
United States v. Butler decision of January 6, 1936.
During the nearly three years before Butler, the
AAA succeeded in injecting $1.1 billion in benefit
payments into the farm economy and contributed
to a modest but desperately needed $2.5 billion in-
crease in gross farm income. The AAA did succeed
in involving many thousands for farmers in its com-
mittee system, but the results were not always what
the advocates of grassroots planning had envi-
sioned. In the south, the committees empowered
white landlords who took advantage of black and
white tenants and sharecroppers. The AAA also en-
couraged a dramatic growth in American Farm Bu-
reau Federation membership, which in turn fos-
tered a narrow interest group orientation on the
part of many farmers.
Following Butler, AAA programs shifted yet
again. In response to the devastating droughts of
1934 and 1936, which had greatly curtailed grain
production, Henry Wallace began to advocate the
creation of an Ever-Normal Granary. This would
involve extensive CCC commodity loans and stor-
age operations, which, Wallace argued, would en-
sure stable food supplies and also help maintain
higher levels of farm income. In addition, Congress
approved the Soil Conservation and Domestic Al-
lotment Act (1936), which authorized the AAA to
pay farmers to shift some portion of their acreage
to soil-conserving crops in place of surplus com-
modities. In 1937 Wallace campaigned for a more
extensive farm bill, which became the second Agri-
cultural Adjustment Act (1938). The act formally es-
tablished the CCC commodity loans and crop stor-
age programs, provided conservation payments for
growers who restricted production, established a
system of crop insurance, and provided mandatory
production controls, or marketing quotas, if two-
thirds of the producers of a commodity voted to ac-
cept them. The act was a compromise between
Wallace, who favored price supports as a means of
establishing economic security for farmers, and the
Farm Bureau, which wanted rigid production con-
trols and high price-support loans to ensure parity
prices.
Unlike the original Agricultural Adjustment
Act, the second act envisioned the Department of
Agriculture having a permanent role in supporting
farm prices and incomes. The efficacy of the new
tools, however, was almost immediately over-
whelmed by the combination of an economic reces-
sion, favorable growing weather, and a deteriorat-
ing world trade situation. Faced with a new round
of crises, the AAA and the CCC struggled to sustain
prices and needed both supplemental appropria-
tions from Congress and massive export subsidies
for wheat, cotton, and corn to avoid sharp price
breaks. Only the sudden increase in wartime de-
mand prevented a major farm crisis at the start of
the 1940s.
ASSESSMENT
Economists have criticized the AAA for its inef-
fective production controls, for limiting American
agricultural exports by pushing U.S. prices out of
line with world prices, and for impeding adjust-
ments in crop and livestock specializations. Histori-
ans and other critics have criticized the AAA for
programs that benefited successful commercial
farmers at the expense of the rural poor and for
spurring the growth of narrowly focused farm inter-
est groups. Such criticisms have validity, but they
should not obscure the fact that the AAA ended the
catastrophic unraveling of the farm economy dur-
ing the early Depression years, allowed many farm-
ers to survive the 1930s, and stabilized the farm
economy in ways that encouraged new investment
in tractors and technology later in the decade. Nor
should the AAA's critics overlook the limited tools
and strategies available for devising a farm program
amidst the Great Depression.
See Also: AGRICULTURAL ADJUSTMENT ACT;
COMMODITY CREDIT CORPORATION (CCC);
FARM POLICY; SUPREME COURT.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
Zl
A G R I C U L T
R E
BIBLIOGRAPHY
Badger, Anthony J. Prosperity Road: The New Deal, Tobac-
co, and North Carolina. 1980.
Clarke, Sally H. Regulation and the Revolution in United
States Tarm Productivity. 1994.
Conrad, David Eugene. The Porgotten Farmers: The Story
of Sharecroppers in the New Deal. 1965.
Daniel, Pete. Breaking the Land: The Transformation of
Cotton, Tobacco, and Rice Cultures since 1880. 1985.
Fite, Gilbert C. George N. Peek and the Fight for Farm Pari-
ty. 1954.
Hamilton, David E. From New Day to New Deal: American
Farm Policy from Hoover to Roosevelt, 1928-1933.
1991.
Kirkendall, Richard S. Social Scientists and Farm Politics in
the Age of Roosevelt. 1966.
McConnell, Grant. The Decline of Agrarian Democracy.
1953.
Nourse, E. G, Joseph Davis, and John D. Black. Three
Years of the Agricultural Adjustment Administration.
1937.
Perkins, Van L. Crisis in Agriculture: The Agricultural Ad-
justment Administration and the New Deal, 1933. 1969.
Saloutos, Theodore. The American Farmer and the New
Deal. 1982.
Schuyler, Michael W. The Dread of Plenty: Agricultural Re-
lief Activities of the Federal Government in the Middle
West, 1933-1939. 1989.
Skocpol, Theda, and Kenneth Finegold. State and Party
in America's New Deal. 1995.
David Hamilton
AGRICULTURE
Agriculture underwent fundamental changes dur-
ing the Great Depression because of the crushing
need of farmers to find relief from severe economic
hardship and their need to make adjustments to
their new position in American society. American
farmers had been shifting away from self-
sufficiency to commercialism since the Civil War,
but the speed of the process began increasing at the
start of the twentieth century and particularly since
World War I. In the mid 1920s the prices of com-
modities such as wheat and cotton slipped down-
ward, and they fell harshly in 1930. Only with
World War II did substantial improvement come.
During that interval the position of the farmer as an
independent yeoman changed to that of a busi-
nessman dependent on government support. This
development had been steadily creeping forward
for the past generation, and the farmer now had to
accept this role to remain a viable part of the Ameri-
can economy.
In 1930 agriculture found itself facing old and
unresolved problems. To begin with, farm prices
were simply too low. Cotton had been 28.7 cents
per pound in 1924, but hit bottom at 5.9 cents in
1931, and never rose above 12.4 cents during the
Depression. Wheat followed a similar pattern, ris-
ing in price but never reaching the level it had held
in some years of the previous decade. Exports, long
a vital part of the commodity market, also fell dra-
matically, but the loss of this market had begun in
the 1920s, partly because of America's new position
as a global creditor after World War I. This new
condition, along with the country's protective tar-
iffs, severely hampered the ability of foreign buyers
to tap the U. S. market and led to the collapse of ex-
port sales in 1930. By the 1920s, furthermore, the
United States had a surplus farm population, and
with their incomes falling, farm workers were un-
deremployed. In the South and Midwest, tenant
farming reached high proportions, about 40 percent
by 1930, and these farmers lived in extreme poverty.
Once the Depression hit, consumer demand for
farm produce dropped and sent agriculture spiral-
ing downward. Since farmers had been steadily be-
coming less self-sufficient and more dependent on
cash flow, they fell into one of their most extreme
periods of hardship.
Wretched conditions in agriculture during the
Depression had severe ramifications. For one thing,
the rural farm population in 1930 made up about 25
percent of the total U.S. population, but a larger
percentage of Americans depended on agriculture.
During the past generation urban America had be-
come more cosmopolitan, but rural residents lacked
the amenities of modern living, such as electric
lighting, radios, running water, adequate health
care, and education. For this segment of the popu-
lation, the standard of living was below the national
level, and rural educational and cultural opportuni-
ties were not keeping pace. Until farm incomes im-
22
ENCYCLOPEDIA OF I H E GREAT DEPRESSION
G R I C U L T
R E
During the 1930s many farmers continued to rely on mules and horses to work their fields. These brothers, photographed in 1939,
worked the land on their father's farm near Outlook in Yakima county, Washington. Library of Congress, Prints & Photographs
Division, FSA/OWI Collection
proved, the gap in lifestyles between urban and
rural Americans would remain. For these reasons,
the administration of President Franklin D. Roose-
velt believed that agriculture had equal importance
with industry in restoring prosperity to the nation,
and therein lay one of the important Depression-
era changes related to agriculture.
Under the aegis of the New Deal, numerous as-
sistance and relief programs went into operation in
hopes of bringing prosperity back to agriculture.
The price support programs, particularly the first,
the Agricultural Adjustment Administration (AAA),
which started in 1933, and the second AAA of 1938,
set a guaranteed minimum price under staple
crops. New Dealers thought improvements in sta-
ple prices would also bring hikes in other agricul-
tural goods. Along with the Commodity Credit
Corporation (CCC), which offered farmers an op-
portunity to store their crops in government ware-
houses until commodity prices rose, the support
ENCYCLOPEDIA E THE GREAT DEPRESSION
Z3
AGRICULTURE
«■■■■•
A Farm Security Administration country superoisor and his assistant examine the oat crop of a rural rehabilitation borrower in
West Carroll parish, Louisiana, in 1940. Many farmers kept their farms running during the Depression with loans and other aid
from the Farm Security Administration. Library of Congress, Prints & Photographs Division, FSA/OWI Collection
programs managed to raise prices, but only mod-
estly. On the eve of America's entry into World War
II, the United States still had large surpluses, or car-
ryovers, in cotton, corn, and wheat.
Price supports constituted only a portion of the
federal assistance programs initiated during the
Depression. In 1933 the Farm Credit Administra-
tion began refinancing mortgage loans at low inter-
est. Two years later the Farm Mortgage Moratorium
Act implemented a three-year moratorium against
seizure of farm property, which helped debt-laden
farmers refinance their farms. That same year the
Soil Conservation Service (SCS) went into opera-
tion, and the Resettlement Administration (RA)
undertook to furnish assistance to small farmers
trying to buy land or relocate into different areas.
The RA also offered assistance to tenants and
sharecroppers trying to establish their own home-
steads. In 1935 Roosevelt created the Rural Electri-
fication Administration (REA) by executive order,
but Congress gave it statutory authority in 1936.
The REA began a program using farmer-owned co-
operatives to provide rural residents with electricity.
In 1936 the Soil Conservation and Domestic Allot-
ment Act temporarily replaced the first AAA, which
had been declared unconstitutional by the Supreme
Court. Later in 1937 the Farm Security Administra-
tion went into operation. It absorbed and expanded
Z4
ENCYCLOPEDIA OF THE GREAT DEPRESSION
G R I C U L T
R E
This farmer in Door county, Wisconsin, stopped cultivating his field to discuss his plans with the Farm Security Administration
county supervisor in 1940. Library of Congress, Prints & Photographs Division, FSA/OWI Collection
the operations of the RA by offering small land-
owners, tenants, and sharecroppers opportunities
to buy land, refurbish their homes, and participate
in rural health cooperatives.
These New Deal agencies represented a new
effort to extend assistance and relief to agriculture.
They offered help to all classes of farmers and land-
owners, large and small, and to tenants and share-
croppers. Not all the agencies survived past the
New Deal, but a number of them, such as the REA,
continued. What was probably the most important
new concept of the Depression, the introduction of
subsidized farming, became a regular feature of the
American economy and continued into the twenty-
first century. At the close of the Depression, agri-
culture relied heavily on federal supports in various
forms, ending the independence of farmers as indi-
vidualistic yeomen. Farming was also on the road
to becoming more commercial, a practice that had
begun, however, prior to the Depression.
NEW AGRICULTURAL TECHNOLOGIES
Mechanization continued to advance during
the Depression, though at a much slower rate. The
Cotton Belt lagged drastically behind in the use of
tractors and other implements owing to the techni-
cal difficulty of developing machines to pick cotton
and remove weeds in cotton fields. Southern farm-
ers continued to rely heavily on hand labor and ani-
mal power, but there were efforts nonetheless to
develop a mechanical cotton picker by the Rust
brothers and International Harvester. It was not
ENCYCLOPEDIA E THE GREAT DEPRESSION
25
A I D
T
DEPENDENT
I L D R E N
A D C
until after World War II, however, that a mechani-
cal picker became available.
In 1937 rubber tires became available for trac-
tors, which made them more attractive for a variety
of chores and tasks other than the cultivation of
crops. During the nine-year period after 1930, the
number of tractors used in agriculture nearly dou-
bled; most were general purpose tractors used in
the grain belt, Corn Belt, and areas of specialized
production, such as dairying and vegetable farming.
Improvements in other devices like water pumps,
irrigation systems, and small motors also greatly
aided the farmer.
Advances in seed varieties greatly aided pro-
duction. Hybrid corn replaced much of the open-
pollinated varieties in the Corn Belt, and wheat that
was resistant to "rust" began to be more widely cul-
tivated during the Depression. Similar progress oc-
curred with sugar beets, soybeans, and grain sor-
ghum. New cotton varieties resistant to wind
damage encouraged the spread of cotton on the
Texas plains. And California began to expand its
acreage of cotton with the development of the acala
variety. Research into livestock production contin-
ued with advances in cross breeding, artificial in-
semination, nutritional feeds, and disease preven-
tion. All of these advances enabled farmers to
obtain greater yields and thereby increase the
country's total production. As animal power de-
clined, more land became available for food crop
production rather than animal feed. By the late
1930s manpower needs were expected to drop, par-
ticularly in the southern states where advances in
mechanization would soon occur.
Improvements in mechanization and technolo-
gy caused farmers to have greater capital needs,
shoving them into commercial operations. In order
to earn profit, landowners needed to expand the
size of their operations, meaning more land, larger
herds of livestock, and the use of more hybrid varie-
ties of crops. Higher production per acre and great-
er total volume of output became mandatory to re-
main a viable part of the economy.
CONCLUSION
Once war broke out in Europe in 1939 and the
economy began to improve from the effects of the
war, agriculture was on the threshold of entering a
new era. The federal government had become a
partner in farming operations. Small family farms,
or "dirt farmers," faced greater difficulty surviving
in the competitive economics of commercial farm-
ing, and tenants and sharecroppers began to sense
the draw of city life as the United States started in-
dustrializing for the war.
The Depression had brought recognition that
agriculture needed to modernize and overcome its
reliance on hand labor and animal power. It was
clear that small family operations would no longer
provide an adequate standard of living, and if farm
residents intended to keep pace in the increasingly
modern and cosmopolitan world, they would have
to abandon farming or operate on a commercial
basis. This process had been underway prior to the
Depression, of course, but the compelling hardship
of the era forced this realization upon agriculture.
See Also: AGRICULTURAL ADJUSTMENT ACT;
AGRICULTURAL ADJUSTMENT ADMINSTRATION
(AAA); AMERICAN FARM BUREAU FEDERATION
(AFBF).
BIBLIOGRAPHY
Conrad, David Eugene. The Forgotten Farmers: The Story
of Sharecroppers in the New Deal. 1965.
Saloutos, Theodore. The American Farmer and the New
Deal. 1982.
U. S. Department of Agriculture. Farmers in a Changing
World (Yearbook of Agriculture) . 1940.
D. Clayton Brown
AID TO DEPENDENT CHILDREN
(ADC)
Aid to Dependent Children (ADC), Title IV of the
Social Security Act of 1935, provided federal match-
ing grants to state programs for poor, "dependent"
children. Although it was one of the least contro-
versial provisions of the 1935 law, ADC paved the
way for the single-parent family entitlement
("welfare") that has provoked so much opposition
and public criticism since the Depression.
ADC federalized the state mothers' aid pro-
grams that had been passed during the World War
Z6
ENCYCLOPEDIA OF THE GREAT DEPRESSION
ID TO DEPENDENT CHILDREN (ADC)
The Aid to Dependent Children program was established to provide assistance to low -income families with minor children, like
these in Hale county, Alabama, photographed by Walker Evans in 1936. Library of Congress, Prints & Photographs Division,
FSA/OWI Collection
I era. These were state laws mandating that local
governments assist mothers in homes where the
"breadwinner" was incapacitated. A product of the
Progressive -era reform crusade, mothers' aid pro-
grams were often justified as a way of keeping low-
income families intact and keeping children out of
institutional care. The caseloads were generally
small, as authorities sought to restrict mothers' aid
to a few "deserving" recipients who conformed to
middle-class norms. Mothers' aid programs spread
quickly and were implemented by nearly every
state in the two decades that preceded the Great
Depression. In most localities, mothers' aid pro-
grams were administered separately from tradition-
al public and private "general relief" programs that
assisted impoverished families and single individu-
als.
During the early years of the Great Depression,
however, it was general relief that absorbed the
bulk of unemployed workers seeking aid. Mothers'
pension caseloads increased, but these programs
were dwarfed by the national unemployment relief
system, which by late 1932 was bankrolled in part
by federal funds from the Reconstruction Finance
Corporation. Mothers' aid programs were initially
not eligible to receive federal funding under the
New Deal's relief program, the Federal Emergency
Relief Administration.
When the Committee on Economic Security
(CES), which wrote the Social Security Act, was
created in June 1934, it was assumed that state
mothers' aid programs would receive federal funds
under the new legislation. This fact, coupled with
the decision later in the year to abandon the federal
ENCYCLOPEDIA E THE GREAT DEPRESSION
27
A I D
T
DEPENDENT
I L D R E N
A D C
general relief program, represented an abrupt
about-face for the New Deal. Now so-called "cate-
gorical" programs (programs targeted to the elder-
ly, children, and the disabled) would receive federal
aid, and general assistance would be returned to
the states.
The planning and legislative process that pro-
duced ADC attracted little public attention, yet
there was a good deal of behind-the-scenes ma-
neuvering for control of the program. Initially it was
assumed that the United States Children's Bureau,
the federal agency that oversaw national child wel-
fare polices, would administer ADC. Children's Bu-
reau officials actually wrote the initial policy draft
for the CES. But these officials were a minority on
the advisory committees that assisted the CES. Just
prior to the submission of the legislation to Con-
gress, the ADC program was taken from the Bureau
and given to the Federal Emergency Relief Admin-
istration, the New Deal agency that had been ad-
ministering relief since 1933. This was a small and
short-lived victory for the new federal bureaucracy
of the early New Deal.
Congress eventually decided to have ADC ad-
ministered by a Bureau of Public Assistance located
within the new Social Security Board. The Bureau
of Public Assistance was also charged with admin-
istering the larger and more politically important
grant program for the elderly (Old Age Assistance).
ADC, as the name implied, was now targeted to
children and the term "mothers' pensions" was
abandoned. Initially, federal grants provided for
one-third of state program expenditures. This was
expanded to a fifty-fifty matching grant in 1939.
The overall impact of the new federal program
was to liberalize the mothers' aid policies inherited
from the Progressive era. To be eligible for federal
aid, states were required to allocate funds for ADC
and operate programs in all local areas. As a result,
many states that had previously resisted appropri-
ating funds for needy families were now forced to
do so, and programs were established in many lo-
calities that had never implemented mothers' aid.
State and local policies that restricted aid to a limit-
ed number of "worthy" widows were weakened,
particularly by the influx of single parents who had
worked their way onto the federal general relief
rolls during the early years of the Depression.
Still, ADC incorporated many of the restrictive
features of the old mothers' pension programs. No
adequate standard of aid was established, and pay-
ments varied widely from state to state. States were
allowed to keep traditional mothers' aid provisions
requiring that aid be given only to those who main-
tained a "suitable home" for their children. While
such language could be used to increase benefit
payments to make the homes more "suitable" (the
approach federal officials advocated), it was also
used to deny aid to needy applicants who did not
conform to white middle-class norms. In southern
states, suitable home requirements were widely
used to deny aid to needy black families.
Some historians have argued that the limita-
tions inherent in ADC and the flaws in its early im-
plementation sowed the seeds of the modern wel-
fare dilemma. The New Deal's Social Security
legislation, it is suggested, created a two-tiered
welfare system: one set of popular national pro-
grams (old-age insurance and unemployment com-
pensation) existing side-by-side with an unpopular
and politically vulnerable welfare entitlement
(ADC). Others argue that the New Deal established
a limited but politically defensible entitlement for
children and suggest that the "welfare explosion"
of the 1960s altered the original intent of ADC. Yet
all agree that the ADC policy, which received virtu-
ally no attention when the Social Security Act was
passed in 1935, produced unforeseen consequences
in social policy and politics
See Also: CHILDREN AND ADOLESCENTS, IMPACT
OF THE GREAT DEPRESSION ON; SOCIAL
SECURITY ACT.
BIBLIOGRAPHY
Bell, Winifred. Aid to Dependent Children. 1965.
Brown, Tosephine. Public Relief, 1929-1939. 1940.
Gordon, Linda. Pitied but Not Entitled: Single Mothers and
the History of Welfare, 1890-1935. 1994.
Howard, Christopher. "Sowing the Seeds of 'Welfare':
The Transformation of Mothers' Pensions,
1900-1940." Journal of Policy History 4, no. 2 (1992):
188-227.
Piven, Frances Fox, and Cloward, Richard A. Regulating
the Poor: The Functions of Public Welfare. 1971.
Skocpol, Theda. Protecting Soldiers and Mothers: The Polit-
ical Origins of Social Policy in the United States. 1992.
Z8
ENCYCLOPEDIA OF THE GREAT DEPRESSION
ALABAMA SHARECROPPERS
N I N
Teles, Stephen M. Who's Welfare?: AFDC and Elite Poli-
tics. 1996.
Jeff Singleton
ALABAMA SHARECROPPERS'
UNION
The Alabama Sharecroppers' Union was the largest
Communist-organized, black-led mass organiza-
tion in the Deep South during the Great Depres-
sion. Composed of African-American sharecrop-
pers, tenant farmers, and agricultural wage
laborers, the union at its peak numbered an esti-
mated ten to twelve thousand members. However,
due to persistent opposition from white southern-
ers, shifts in agricultural production, unfavorable
New Deal policies, and, ultimately, lack of Commu-
nist support, the union was never able to effect per-
manent change in working conditions for rural
blacks in the South.
Founded in 1931, the Alabama Sharecroppers'
Union was part of a larger Communist Party effort
to organize African Americans as a separate group
of Americans that required "liberation" from capi-
talist society. Most of the union's first members
were semi-independent African -American farmers
and sharecroppers who had been displaced by in-
creasing farm mechanization and depressed com-
modity prices. Within months of the group's found-
ing, many members and nonmembers had to go
into hiding after local white authorities killed an Af-
rican-American union leader, Ralph Gray, in a dis-
pute over working conditions.
After Gray's death the organization regrouped
and adopted the name Sharecroppers' Union. Fear-
ing more white violence, the new secretary of the
union, Al Murphy, an African-American Commu-
nist from Georgia, turned the group into a secret
underground organization whose members were
armed for self defense. Under Murphy's leadership,
the union spread into Alabama's "black belt" coun-
ties and beyond to the Alabama-Georgia border;
white violence spread along with it. A confronta-
tion between white authorities and Sharecroppers'
Union members in Reeltown, Alabama, in 1932 left
three dead and several others wounded; eventually,
five Sharecroppers' Union members were convicted
and jailed for assault with a deadly weapon.
Still, the Sharecroppers' Union continued to
grow as African-American sharecroppers faced
with evictions resulting from New Deal acreage re-
duction policies joined in large numbers. By June
1933 the union's membership was estimated at two
thousand; fifteen months later estimates ran as
high as eight thousand members.
In 1934, a new white Sharecroppers' Union
leader, Clyde Johnson, tried to merge the group
with the newly formed Socialist-led Southern Ten-
ant Farmers' Union, but the effort failed when the
leadership of the Southern Tenant Farmers' Union
denounced the Sharecroppers' Union as a Commu-
nist front. Meanwhile, white violence persisted.
Two strikes in Alabama in the spring and summer
of 1935 left six dead and dozens of strikers jailed
and beaten.
In 1936 the Sharecroppers' Union, now at its
peak membership, moved into Louisiana and Mis-
sissippi as its leaders tried again to merge with the
Southern Tenant Farmers' Union. When that at-
tempt failed, the Communist Party ordered the
Sharecroppers' Union to disband. Sharecroppers
and tenant farmers were transferred to the National
Farmers' Union, while the agricultural wage labor-
ers of the Sharecroppers' Union were told to join
the Agricultural Worker's Union, an affiliate of the
American Federation of Labor (AFL). However,
some Sharecroppers' Union locals in Alabama and
Louisiana chose not to affiliate and remained inde-
pendent into the 1940s.
See Also: AFRICAN AMERICANS, IMPACT OF THE
GREAT DEPRESSION; COMMUNIST PARTY;
SOUTH, GREAT DEPRESSION IN THE.
BIBLIOGRAPHY
Dyson, Lowell K. Red Harvest: The Communist Party and
American Farmers. 1982.
Shaw, Nate. All God's Dangers: The Life of Nate Shaw,
compiled by Theordore Rosengarten. 1974.
Mary Jo Binker
ENCYCLOPEDIA OF THE GREAT DEPRESSION
Z9
A L E
A N D E R
WILLI
ALEXANDER, WILLIAM. See FARM
SECURITY ADMINISTRATION (FSA).
ALLEN, FREDERICK LEWIS
Frederick Lewis Allen (July 5, 1890-February 13,
1954) was a writer, magazine editor, and popular
historian. The son of an Episcopalian minister,
Allen was descended from a line of estimable New
Englanders that went back to the Mayflower. He re-
ceived a superb education at Groton School and
then at Harvard University, where he helped edit
the literary magazine, and earned a B A. in English
in 1912 and an MA. in modern languages in 1913.
In 1914, he was hired by the prestigious Atlantic
Monthly. After working for the Council on National
Defense from 1917 to 1918 and a stint as Harvard's
publicity manager from 1919 to 1923, Allen was
hired as an editor for Harper's Magazine and spent
the rest of his career there, becoming Harper's edi-
tor-in-chief in 1941. A skillful and sensitive editor,
Allen attracted distinguished contributors to Har-
per's and solidified the magazine's reputation for
intelligence and literary brilliance. He stole eve-
nings and weekends from his editorial duties, how-
ever, to write the books that were to make him fa-
mous.
In 1931, Allen published his best-known work,
Only Yesterday: An Informal History of the Nineteen-
Twenties. It was a remarkable survey of American
popular culture from 1919 to 1929, written in a live-
ly and engaging style, and filled with dramatic an-
ecdotes and colorful personalities. Notable both for
its acute perceptions of recent times and for its ap-
peal to the general reading public, Only Yesterday
sold more than a million copies and ran through
twenty-two printings. Although Allen's book,
along with numerous other influences, may have
helped to fasten to the 1920s its exuberant, carefree,
jazz-age image, it should not be dismissed as mere
popularization: The historian William Leuchten-
burg remarked that Only Yesterday was "written in
such a lively style that academicians often under-
rate its soundness."
Allen tried to duplicate his success with a look
at the 1930s, Since Yesterday: The Nineteen-Thirties
in America, published in 1940. It was inevitably a
more somber and serious portrait, emphasizing
economic hardship, Franklin Roosevelt, and the
darkening international scene. Since Yesterday re-
tained the absorbing literary style of the earlier
work and also became a best-seller, although it
never reached the success of Only Yesterday. In ad-
dition to these two works, Allen wrote three impor-
tant books in his trademarked manner: The Lords of
Creation (1935) was a study of Wall Street high fi-
nance, centering on the figure of J. P. Morgan, a
subject to which Allen returned in The Great Pier-
pont Morgan (1949). Finally, Allen attempted a sur-
vey of the first half of the twentieth century in The
Big Change: America Transforms Itself 1900-1950
(1952).
Allen was respected and admired by his col-
leagues, not only for his literary talents, but also for
his generosity, modesty, fairness, and compassion.
He died in New York City at the age of sixty-three.
See Also: COMMUNICATIONS AND THE PRESS;
HISTORY, INTERPRETATION, AND MEMORY OF
THE GREAT DEPRESSION.
BIBLIOGRAPHY
"F. L. A. (1890-1954)." Harper's Magazine 208 (April
1954): 74-75.
Payne, Darwin. The Man of Only Yesterday: Frederick
Lewis Allen. 1975.
David W. Levy
AMALGAMATED CLOTHING
WORKERS (ACW)
Founded in 1914, the Amalgamated Clothing
Workers of America (ACW) was one of the nation's
first independent industrial unions. Its leadership
was largely drawn from the Jewish political left, in-
cluding socialists like president Sidney Hillman,
anarchists, syndicalists, and others. Targeting
workers in the profitable men's clothing industry,
the ACW actively organized women and immi-
grant — especially southern and eastern Europe-
an — workers. The ACW experienced its first suc-
30
ENCYCLOPEDIA OF THE GREAT DEPRESSION
A M A L G
T E D
CLOT
I N G WORKERS
A C W
cesses in the 1910s, in an industry rapidly
undergoing structural changes, where labor orga-
nizers were bedeviled by production divisions be-
tween "primary sector" firms like Hart, Schaffner &
Marx that operated on a large-scale, rationalized
shop basis, and garment industry subcontractors
who engaged in the most exploitative forms of
sweated-labor production. By the time of the Great
Depression, the ACW had established itself as one
of the leading independent industrial unions, al-
though the most skilled workers in some shops, like
cutters and tailors (called "labor aristocrats," some-
times derisively), remained outside of the organiza-
tion.
The economic contraction of the early Depres-
sion years devastated the ACW. By some estimates,
only 10 percent of the members of the ACW were
employed in January 1932, while union officials ne-
gotiated temporary wage cuts (euphemistically
termed "loans") to keep shops open and members
employed. Both child labor and sweated labor ex-
panded within the industry; in Baltimore, nearly 25
percent of women workers in the industry labored
in illegal conditions, and enforcement of local labor
codes proved impossible. Open shop employers or-
ganized to protect their interests. In New York,
racketeering and criminal activity affected several
locals; Hillman himself brought charges against
corrupt union officials associated with the Jewish
underworld. As conditions worsened, president
Hillman vilified both the Herbert Hoover adminis-
tration and the craft-based American Federation of
Labor for their staunch adherence to the ethic of
voluntarism. Militant leaders like Hillman called for
a "new unionism" that linked workers' demands to
government intervention in the economy, a devel-
opment realized with the 1932 election of Franklin
D. Roosevelt and the institution of the New Deal.
The passage of the National Industrial Recov-
ery Act coincided with aggressive ACW organizing
drives. Hillman's influence within the Roosevelt
administration resulted in a men's clothing code in
the NRA that was advantageous to the ACW; con-
sequently, homeworkers (sweated labor) were re-
employed in manufacturing establishments, wages
rose significantly, child labor was prevented, and
membership surged within the union. Increasingly,
the union's membership included not only Jewish,
but also Italian workers; among the former, sectari-
an political differences sometimes threatened to
disrupt relations between the union's locals and its
national officials, as in New York and Wisconsin in
the late 1930s when Hillman prevented ACW locals
from affiliating with state CIO councils heavily in-
fluenced by Communist Party members. There
were some fascist tendencies among Italian work-
ers, especially in New York and Boston. Although
women were generally discouraged from pursuing
leadership positions within the ACW, the organiza-
tion's elaborate cultural program, including labor
colleges, helped to hold together an increasingly
ethnically diverse membership.
The ACW was a founding member of the Con-
gress of Industrial Organizations (CIO). With sup-
port from the CIO, the union expanded its mem-
bership, taking in garment workers in the
manufacture of nightclothes, work pants, and cov-
eralls, as well as workers in laundry and dry-
cleaning establishments. The ACW successfully ne-
gotiated its first nationwide contract in 1937, in-
cluding a significant wage increase. At the same
time, Hillman and ACW organizers embarked on
an ambitious plan to organize southern textile
workers into the Textile Workers Organizing Com-
mittee (TWOC), an undertaking that achieved only
moderate success despite favorable rulings from the
National Labor Relations Board (NLRB) in North
Carolina and elsewhere.
By the end of the 1930s, local ACW officials
often found themselves at odds with national union
officials, particularly in times of economic recession
when local officials negotiated "local agreements,"
often calling for lower wages or "give-backs," to the
national contract. On political issues, however, the
ACW rank-and-file generally worked in concert
with its leadership. Like Hillman and other leaders
within the union, workers had flirted with third
party movements, including New York's American
Labor Party, in the mid-1930s. But most had re-
turned to the Democratic Party by 1940, when Hill-
man turned the ACW annual convention into a ve-
hicle for Roosevelt's reelection in a grand "labor
unity" pageant. Members responded enthusiasti-
cally, voting in record numbers for Roosevelt and
ENCYCLOPEDIA OF THE GREAT DEPRESSION
31
k H [ H I C
[ X D U 5
k H
thus helping to further solidify the labor-
government coalition that characterized much of
the ACW's activities during the Depression years.
See Also: AMERICAN FEDERATION OF LABOR (AFL);
CONGRESS OF INDUSTRIAL ORGANIZATIONS
(CIO); HILLMAN, SIDNEY; INTERNATIONAL
LADIES GARMENT WORKERS UNION (ILGWU);
ORGANIZED LABOR.
BIBLIOGRAPHY
Argensinger, Jo Ann. Making the Amalgamated: Gender,
Ethnicity, and Class in the Baltimore Clothing Industry,
1899-1939. 1999.
Bernstein, Irving. The Lean Years: A History of the Ameri-
can Worker, 1920-1933. 1960.
Fraser, Steven. Labor Will Rule: Sidney Hillman and the
Rise of American Labor. 1991.
Seidman, Joel. The Needle Trades. 1942.
Zeiger, Robert. The CIO, 1935-1955. 1995.
Nancy Quam-Wickham
AMERICAN EXODUS, AN
In 1939 photographer Dorothea Lange and sociolo-
gist Paul Schuster Taylor collaborated to publish a
record of their social science observations and con-
clusions drawn from their experiences in the Great
Depression. They had collected the data for that re-
cord, An American Exodus: A Record of Human Ero-
sion, over the previous five years and while traveling
through rural America under the aegis of the Reset-
tlement Administration and, after the agency's
name changed on January 1, 1937, the Farm Securi-
ty Administration (RA-FSA). The book is divided
into five sections: Old South, Plantation Under the
Machine, Midcontinent, Dust Bowl, and Last West.
All but nine of the photographs in the book are
Lange's.
Agricultural reform, the agenda of the RA-FSA,
shaped American Exodus. Lange and Taylor con-
cluded that the migrants who fled to California
from devastated rural areas in the South and Mid-
west could be compared to Europeans who had fled
agricultural disasters to immigrate to America.
Lange and Taylor saw a close parallel to one cause
of European emigration: a process of agricultural
consolidation known as enclosure, which dissolved
small family-occupied or family-owned farms into
large single-owner tracts. Enclosure in America was
exacerbated by secondary hardships: agricultural
mechanization and disfranchisement due to the
poll tax. In addition, Lange and Taylor set the book
in the wider cultural narrative of Frederick Jackson
Turner's then-popular frontier thesis.
Many of the captions accompanying the photo-
graphs are descriptive of the subject of the photo-
graph or of conditions that Lange and Taylor per-
ceived had created the opportunity for the
photograph to be taken; other captions consist of
reported statistical data or historical quotes. Still
others are quotations recorded by Lange and Taylor
from the subjects in the photographs; some of these
captions are extracts from longer statements, repro-
duced out of context.
Lange and Taylor had difficulty persuading a
publisher to assume the expensive project. The suc-
cess of John Steinbeck's The Grapes of Wrath (1939)
and widespread attention drawn by Carey McWil-
liams's Factories in the Field (1939) ultimately con-
vinced Reynal & Hitchcock, Inc., to take the project
on. The book's distribution on January 19, 1940, five
days before the release of John Ford's highly popu-
lar film version of Steinbeck's novel, gave sales a
boost. Nonetheless, contemporary critics unfavor-
ably compared Lange and Taylor's self-styled social
science reportage/argument to the compelling dra-
matic narrative of the Joad family, notwithstanding
American Exodus's subsequent and enduring critical
acclaim.
With national attention turning to World War
II, An American Exodus went quickly out of print. It
was reissued by Yale University Press in 1969 for
the Oakland Museum of California and was pub-
lished in a facsimile edition in 1999 by Jean-Michel
Place.
See Also: AGRICULTURE; LANGE, DOROTHEA;
MIGRATION; PHOTOGRAPHY.
BIBLIOGRAPHY
Lange, Dorothea, and Paul Taylor. An American Exodus:
A Record of Human Erosion. 1939. Reprint, 1999.
32
ENCYCLOPEDIA OF THE GREAT DEPRESSION
AMERICAN
FARM
R E A
FEDERATION
A F B f
Mayer, Henry. "The Making of a Documentary Book." In
An American Exodus: A Record of Human Erosion
(1939). 1999.
Sampsell, Kate. "To Grab a Hunk of Lightning': An In-
tellectual History of Depression-Era American Pho-
tography." Ph.D. diss., Georgetown University.
2002.
Shindo, Charles J. Dust Bowl Migrants in the American
Imagination. 1997.
Stourdze, Sam. "Introduction." In An American Exodus:
A Record of Human Erosion (1939). 1999.
Kate Sampsell
AMERICAN FARM BUREAU
FEDERATION (AFBF)
Organized in 1919, the American Farm Bureau Fed-
eration (AFBF) initially sought educational and co-
operative marketing solutions to the economic
emergency gripping agriculture throughout the
1920s. However, as these failed and the crisis deep-
ened, membership waned. From a 1921 high of
466,422 families, membership fell to 205,348 by
1932.
Desperate, the traditionally Republican AFBF
offered its support to Franklin Roosevelt. Roosevelt
repeatedly declared that insufficient farm income
was at the root of the Depression and promised to
direct the nation's attention to the farm crisis. Even
before his election, Roosevelt met with farm lead-
ers, including AFBF President Edward O'Neal, to
discuss solutions to the emergency.
What ultimately arose was the Agricultural Ad-
justment Act (AAA). Allotting each producer a
share of the domestic market required the involve-
ment of tens of thousands of farmers. Counting pi-
glets, measuring ground, and examining productiv-
ity records dictated that extension agents enlist
volunteers, most of whom were farm bureau mem-
bers. Indeed, some argue that the AFBF's support
for the AAA was predicated on the use of extension
agents, assuming that their close association would
revive flagging membership and finances.
Membership climbed steadily during the 1930s,
particularly in the cotton states. Some farmers may
have been misled into joining the AFBF as a pre-
sumed prerequisite for participation in the AAA.
Elsewhere, membership rose with the suggestion
that dues be deducted from benefit checks. Others
joined hoping membership would gain them favor
from county agents. In 1937, the AFBF recorded
409,766 memberships.
The substitution of the Soil Conservation and
Domestic Allotment Act for the AAA gained initial
support from the AFBF. Both programs relied upon
the oversight of county agents and their associated
farm bureaus. The price supports and economic as-
sistance provided by the Commodity Credit Corpo-
ration and the Farm Credit Administration also gar-
nered AFBF favor. Members and leadership alike
perceived of both agencies as relief mechanisms for
commercially oriented, land-owning farmers. Sup-
port for the second AAA was similarly based.
Not all New Deal agricultural enterprises found
favor with the AFBF. Particularly distasteful to the
organization were the Resettlement Administration
and its successor, the Farm Security Administration
(FSA). According to the AFBF, FSA aid to tenant
and small-scale farmers hindered agriculture's re-
covery and prevented its efficient growth. The FSA
focused more on reform than relief and did not
have a particular role for county agents or farm bu-
reau members.
Whether a response to the increased visibility
of the AFBF during the New Deal years, the per-
ceived necessity of membership in the organiza-
tion, or the improved farm economy of the 1930s,
membership by 1940 reached 444,485 families. By
2003 the organization had grown to 5,000,000
members.
See Also: AGRICULTURAL ADJUSTMENT ACT (AAA);
FARM POLICY.
BIBLIOGRAPHY
American Farm Bureau. Homepage at: www.fb.com
Campbell, Christina McFadyen. The Farm Bureau and the
New Deal: A Study of the Making of National Farm Pol-
icy, 1933-40. 1962.
Kile, Orville M. The Farm Bureau through Three Decades.
1948.
Saloutos, Theodore. The American Farmer and the New
Deal. 1982.
ENCYCLOPEDIA OF THE 6 R E A F DEPRESSION
33
AMERICAN FEDERATION E L
B R
E L
Schuyler, Michael W. The Dread of Plenty: Agricultural Re-
lief Activities of the Federal Government in the Middle
West, 1933-1939. 1989.
Kimberly K. Porter
AMERICAN FEDERATION OF
LABOR (AFL)
American labor movement. The fact that it obtained
significantly improved working conditions for its
members is undeniable, and the federation pointed
to its record of gaining higher wages, shorter hours,
workmen's compensation, laws against child labor,
an eight-hour workday for government employees,
and the exemption of labor from antitrust legisla-
tion as proof of the success of its conservatism in
comparison with other unions of its day.
The American Federation of Labor (AFL) began as
a conservative response to earlier labor unions in
the United States. Late nineteenth-century labor
leaders who opposed the socialist ideals of the
Knights of Labor, as well as its belief in a central-
ized labor movement, organized what became the
AFL. The organization's founders believed that
each member union should have a considerable de-
gree of self-rule and the power to bring its concerns
and views to an executive board that would work
to implement agreed upon goals. Toward that end,
representatives of a number of craft unions met in
Pittsburgh, Pennsylvania, in 1881 and formed the
Federation of Organized Trades and Labor Unions
in the United States and Canada. Five years later at
a meeting in Columbus, Ohio, this group reorga-
nized and changed its name to the American Feder-
ation of Labor. Samuel Gompers was behind the
move of the cigar workers and other craft unions to
make a clean break from the Knights of Labor.
Gompers became the first president of the AFL and
held that post, except for one year (1895), from 1886
until his death in 1924.
Under the AFL's plan of organization, individ-
ual workers held membership in craft unions, while
those unions belonged to, or were affiliated with,
the AFL. These craft unions were made up of skilled
workers, such as plumbers or electricians. The AFL
resisted organizing or affiliating with industrial
unions that were made up of all the workers in a
particular industry, such as automobile workers.
In conformity with its conservative nature, the
AFL refused to form a labor party, generally re-
frained from political action, and tended to empha-
size its ability to promote labor-management har-
mony. Because the AFL opposed Socialist and
Communist influence, it considered itself a truly
THE AFL DURING THE GREAT DEPRESSION
During the Great Depression, the AFL began to
chart new paths while adapting older approaches to
new conditions. At the beginning of the Depres-
sion, for example, the AFL called for a broad ap-
proach that took into account production, employ-
ment, and consumption. The AFL's program called
for a federal employment service, public works, and
a federal program to stabilize management and
labor, with labor input. Moreover, the AFL called
for the establishment of a federal bureau of labor
statistics to compile accurate unemployment data.
The AFL also called on the president to estab-
lish a national relief committee, and supported
Herbert Hoover's President's Emergency Commit-
tee on Employment. The AFL's member unions do-
nated time and aid to get the relief movement
working, and later in the decade the federation
supported what became the Wagner Act (National
Labor Relations Act, 1935), which protected organi-
zation efforts and gave unions federal protection.
Although the AFL initially rejected unemploy-
ment insurance, branding it as un-American, mem-
ber unions supported it and pressed the federa-
tion's executive council to do likewise. The council
however, repeated its stand that unemployment in-
surance would foster idleness and retard recovery,
citing the experience of Great Britain and Germany
to support its opposition. During the year the AFL
executive council indicated repeatedly that it would
not alter its stand against unemployment insur-
ance. The council's further argument against un-
employment insurance was that it would require
registration of every worker and lead to control by
federal and state governments. This control would,
the council argued, lead to a limit on the rights of
union workers to fight for better conditions and
3<,
ENCYCLOPEDIA OF THE GREAT DEPRESSION
AMERICAN F E D E R
E I N
E LA
R
A F L
would weaken unions by forcing workers to take
jobs in non-union plants.
The AFL, in sum, had three basic ideas about
the Depression: (1) The Depression was caused by
the failure of wages and salaries to keep up with in-
dustry's power to produce; (2) management caused
the Depression because of its failure to maintain a
balance between production and consumption; and
(3) government had a responsibility to help workers
find jobs and should push management toward
adopting policies that promoted stability. To com-
bat the effects of the Depression, the AFL urged
that working hours be reduced to help stabilize in-
dustry. The federation also called for the govern-
ment to establish a national economic council to
maintain economic equilibrium through a national
employment system, efficient industry planning for
production, public works, vocational guidance and
retraining, studies of technological unemployment
and relief proposals, and a general program of edu-
cation to meet the changing needs of industry. The
AFL called, additionally, for a five-day workweek
and six-hour workday. Finally, the AFL called on
Hoover to convene a joint management-labor
meeting to develop a plan to end the Depression.
During the Depression, the AFL began to take
more notice of industrial unions. There were two
major industrial unions in the AFL at the beginning
of the Depression, the Brewery Workers and the
United Mine Workers. The United Mine Workers,
under John L. Lewis, began to push the AFL toward
organizing other industrial workers, and the feder-
ation was receptive to this stimulus. The problems
faced by the railway unions further moved the AFL
into support of industrial unionism. The railway
unions faced serious problems, including cuts in
wages, when the railway industry underwent major
reorganization, and railway workers became more
radical. The AFL's advocacy of industrial stabiliza-
tion with governmental aid made it important to
foster industrial unionism. Moreover, the AFL
changed its policy from one of opposition to gov-
ernment aid in union-management negotiations to
one of advocating such government intervention.
Federal protection for collective bargaining became
one of the AFL's major goals.
During the Depression the AFL did not cling
rigidly to conservative positions. Rather, it began to
embrace bolder views, reaching out for solutions to
various segments of the labor movement. The fact
that the Congress of Industrial Organizations (CIO)
embraced more radical positions long overshad-
owed the major changes that the Depression stim-
ulated in the AFL.
THE CREATION OF THE CIO AND ITS
CHALLENGE TO THE AFL
From its beginnings, the AFL had opposed in-
dustrial unions. Conditions, however, were greatly
different in the United States of the 1930s. World
War I had changed the country forever, and it had
become a great industrial power. The Great De-
pression further changed social and economic reali-
ty, making clear how closely and inextricably social
and economic conditions were intertwined.
A large minority of the AFL's members recog-
nized the necessity of organizing industrial work-
ers. The mass-production industries, including
steel, automobiles, and rubber, required organiza-
tion on an industry-wide basis. John L. Lewis, head
of the United Mine Workers of America, recognized
the need for industrial unions, and he became lead-
er of the group within the AFL that formed a Com-
mittee for Industrial Organization in 1935. The CIO
left the AFL in 1938, and changed its name to the
Congress of Industrial Organizations, immediately
launching organizing drives in the industrial sector
and achieving spectacular success with the aid of
President Franklin Delano Roosevelt's strong sup-
port.
The two confederations of unions remained
separated until 1955 when George Meany of the
AFL and Walter Reuther of the CIO led a drive to
merge them. The new organization, the American
Federation of Labor and Congress of Industrial Or-
ganizations (AFL-CIO), elected George Meany as
its president. Despite some problems, including
Reuther's withdrawal of the automobile workers
and the expulsion of the Teamsters Union, the
merger has held. The decline in union membership
and power since the 1950s has been a major factor
in keeping the AFL-CIO together.
See Also: COLLECTIVE BARGAINING; CONGRESS OF
INDUSTRIAL ORGANIZATIONS (CIO); GREEN,
ENCYCLOPEDIA OF THE GREAT DEPRESSION
35
A M E R I C
GUIDE
SERIES
WILLIAM; INTERNATIONAL LONGSHOREMEN'S
ASSOCIATION; LABOR'S NON-PARTISAN
LEAGUE; ORGANIZED LABOR.
BIBLIOGRAPHY
Bancroft, Gertrude, and the U.S. Social Science Research
Council. The American Labor Force: Its Growth and
Changing Composition. 1958.
Brody, David. Labor's Cause: Main Themes on the History
of the American Worker. 1993.
Browder, Laura. Rousing the Nation: Radical Culture in De-
pression America. 1998.
Galenson, Walter. The CIO Challenge to the ALL: A History
of the American Labor Movement, 1935-1941. 1960.
Goldberg, Arthur J. AFL-CIO, Labor United. New York:
McGraw-Hill, 1956.
Gompers, Samuel, ed. Seventy Years of Life and Labor: An
Autobiography. 1925.
Gould, William B. Black Workers in White Unions: fob Dis-
crimination in the United States. 1977.
Harris, Herbert. Labor's Civil War. 1940.
Jacoby, Daniel. Laboring for Freedom: A New Look at the
History of Labor in America. 1998.
Kennedy, David M. Freedom from Fear: The American Peo-
ple in Depression and War, 1929-1945. 1999.
McKelvey, Jean Trepp. AFL Attitudes toward Production,
1900-1932. 1952.
Millis, Harry A., and Emily Clark Brown. From the Wagner
Act to Taft-Hartley: A Study of National Labor Policy
and Labor Relations. 1950.
Northrup, Herbert R. Organized Labor and the Negro.
1944.
Northrup, Herbert, and Gordon F. Bloom. Government
and Labor: The Role of Government in Union-
Management Relations. 1963.
O'Brien, Ruth Ann. Workers' Paradox: The Republican Ori-
gins of New Deal Labor Policy, 1886-1935. 1998.
Frank A. Salamone
in length, and include a brief history of the state, as
well as descriptions of its geography, culture, in-
dustry, and agriculture. In addition to the state
guides, the series also produced shorter guides and
pamphlets for major cities, including Los Angeles,
New Orleans, and Philadelphia; regional guides for
such areas as the Oregon Trail and U.S. Route One,
which ran from Fort Kent, Maine, to Key West,
Florida; and local guides to such sites as Death Val-
ley and Mount Hood.
Produced by the Federal Writers' Project of the
Works Progress Administration (WPA), the Ameri-
can Guide series, like other WPA ventures, aimed
to give meaningful skilled work to unemployed
Americans. No comparable guide series existed,
while the seemingly neutral content of the guides
promised not to attract controversy. Generically,
the guides represent a combination of encyclopedia
and travel narrative; their prose is economical. Al-
though the writing in most guides is not credited,
the American Guide series employed the talents of
more than 7,500 writers, including major figures.
For instance, the Illinois guide featured the work of
Richard Wright, Saul Bellow, Nelson Algren, and
Jack Conroy.
The guides demonstrate Americans' growing
fascination with the country's regional variations
and its history. Each guide includes detailed direc-
tions for recommended tours of each state, thus en-
couraging domestic travel and tourism. The guides
also represent the New Deal's concern with region-
al interdependence and national planning. The se-
ries asserted the vitality of the nation during its
worst economic crisis. Finally, because of its size,
the series stands as a testimony to the New Dealers'
faith in large-scale projects.
See Also: FEDERAL ONE; FEDERAL WRITERS'
PROJECT (FWP); WORKS PROGRESS
ADMINISTRATION (WPA).
AMERICAN GUIDE SERIES
Published between 1935 and 1943, the American
Guide series of more than one thousand books and
pamphlets provided travel guides of the American
states, as well as the territories of Alaska and Puerto
Rico. The state volumes average five hundred pages
BIBLIOGRAPHY
Bold, Christine. The WPA Guides: Mapping America. 1999.
Mangione, Jerre. The Dream and the Deal: The Federal
Writers' Project, 1934-1943. 1972.
Schindler-Carter, Petra. Vintage Snapshots: The Fabrica-
tion of a Nation in the W.P.A. American Guide Series.
1999.
Trent A. Watts
36
ENCYCLOPEDIA OF THE GREAT DEPRESSION
AMERICAN
LABOR PARTY
FOUR COLOR ROAD MAP AND 14 MAPS
OF SPECIFIC AREAS • 624 PAGES
■I60GRAVURE ILLUSTRATIONS*
S *'CAH GU\^
FORNIA - WORKS PROGRESS ADM 1 N I STRATJO^
This Federal Art Project poster promoted an American Guide Series volume on California. Library of Congress, Prints &
Photographs Division. WPA Poster Collection
AMERICAN LABOR PARTY
In 1936 it was feared that traditional anti-Tammany
D emocratic voting habits among New York's immi-
grant and first generation working-class voters,
especially Jews, might cost Franklin D. Roosevelt
the electoral votes of his home state. Two
pro-Roosevelt labor leaders, Sidney Hillman
of the Amalgamated Clothing Workers Union
and David Dubinsky of the International Ladies'
Garment Workers' Union, formed the American
Labor Party (ALP) to appeal to voters who other-
wise might have voted for Socialist and even Re-
publican candidates. The effort was successful:
More than a quarter million voted for Roosevelt on
the ALP line.
The formation of the ALP coincided with other
third party efforts aimed at pressuring the New
Deal from the left, especially the midwestern Far-
mer Labor Party movement. Many independent
radicals, as well as members of the Communist
Party, joined these movements. In New York, leftist
trade unionists, Communists, and others organized
local constituency clubs. In return, the ALP was
courted by liberal candidates in both the major par-
ties. In 1937, New York mayor Fiorello La Guardia,
who had formed his own ad hoc "Fusion" party in
his first election, and had previously run for Con-
ENCYCLOPEDIA E THE GREAT DEPRESSION
37
AMERICAN LIBERTY LEAGUE
gress on Republican and Socialist tickets, received
nearly a half-million ALP votes, providing his mar-
gin of victory. La Guardia became an enrolled
member of the party. The ALP also elected two
New York city council members (something it con-
tinued to do for the next decade under New York's
proportional representation laws). In 1938 the ALP
secured the radical Vito Marcantonio's return to
Congress.
Providing unions and community activists with
an electoral voice — and maintaining an uneasy co-
alition of Communist and anti-Communist constit-
uencies — the ALP championed racial equality in
schools, housing, and employment, and subsidized
public housing and an array of welfare programs, at
the some time that it effectively muted the corrupt
Tammany machine's hold on political life. The
ALP's arrangement of constituent community ser-
vice, pioneered by Marcantonio, replaced Tamma-
ny's corrupt system, involving bribes, payoffs, and
election fraud. The party also played a central role
in the election of African Americans and Hispanics
to the New York city council, the U.S. Congress,
and the New York state legislature.
But with the Nazi- Soviet pact in 1939, the
Communist/non-Communist split became irrepa-
rable. Marcantonio and his pro-Communist sup-
porters gained control of the party and in 1944 the
an ti- Communist wing left to form the Liberal Party.
The ALP provided large vote totals for Roosevelt in
1944, for Henry A. Wallace's independent presi-
dential candidacy in 1948, and for Marcantonio's
mayoral race in 1949. But with the Cold War, anti-
Communism, and suburbanization sapping the
ALP's working-class voter base, the party vanished
in the mid-fifties.
See Also: LA GUARDIA, FIORELLO H.;
MARCANTONIO, VITO; ORGANIZED LABOR.
BIBLIOGRAPHY
Marcantonio, Vito. I Vote My Conscience: Debates, Speech-
es, and Writings of Vito Marcantonio, 1935-1950, ed-
ited by Annette T. Rubinstein and associates. 1956.
Meyer, Gerald. Vito Marcantonio: Radical Politician,
1902-1954. 1989.
Walzer, Kenneth Alan. "The American Labor Party:
Third Party Politics in New Deal-Cold War New
York, 1936-1954." Ph.D. diss., Harvard University,
1977.
John J. Simon
AMERICAN LIBERTY LEAGUE
On August 22, 1934, spokesman Jouett Shouse an-
nounced the creation of the American Liberty
League. According to Shouse, the group was
formed to defend the Constitution, to protect pri-
vate property rights, and to encourage the public to
support traditional American political values. The
league's founders were disgruntled business con-
servatives, Wall Street financiers, right-wing oppo-
nents of Franklin D. Roosevelt's New Deal, and de-
feated rivals within Roosevelt's Democratic Party.
The league's benefactors included the du Pont
brothers (Pierre, Irenee, and Lammot); their busi-
ness partner and former Democratic Party chair-
man, John J. Raskob; financier E. F. Hutton; and ex-
ecutive Sewell Avery of Montgomery Ward. Many
of the politicians active in the league were Republi-
cans, but more visible were anti-Roosevelt Demo-
crats such as 1924 and 1928 presidential nominees
John W. Davis and Alfred E. Smith. Many league
activists had worked together earlier for the relegal-
ization of the U. S. liquor industry through the As-
sociation Against the Prohibition Amendment.
Motivating league founders was a growing dis-
taste of the expansion of federal power and of gov-
ernment intrusions upon the prerogatives of private
businessmen. They condemned early New Deal re-
lief and public jobs programs, agricultural produc-
tion controls and subsidies, sponsorship of collec-
tive-bargaining rights, federal regulation of the
banking and securities industries, and creation of
public power facilities. Expansion in 1935 of federal
regulation and taxation of business, promotion of
labor rights, and income support for the poor and
elderly through the Works Progress Administra-
tion, the Wagner Act, Social Security, and the
Wealth Tax Act infuriated leaguers even more. But
critics effectively lampooned league members as
champions of privilege, ungrateful critics of an ad-
ministration that had saved capitalism, and vindic-
38
ENCYCLOPEDIA OF THE GREAT DEPRESSION
AMERICAN
NEGRO
L A
OR CONGRESS
N L C
tive and selfish individuals seeking revenge on a
president for betraying his social class.
The Liberty League raised money and financed
legal critiques of New Deal measures, published
anti-New Deal pamphlets and political propagan-
da, and aided the effort to defeat Roosevelt in 1936.
Despite the organization's help for Republican
nominee Alfred M. Landon, the incumbent won in
a landslide. With the 1936 election seen as a repudi-
ation of the league, it rapidly faded into obscurity,
playing but a minimal role in such battles as the
1937 court-packing fight. By 1940, the Liberty
League had ceased active operation. However, its
legacy of fund-raising tactics, ideology-driven is-
sues research and public education, and coordina-
tion with partisan legislative and electoral cam-
paigns foreshadowed today's political action
committees and independent-expenditure organi-
zations.
See Also: CONSERVATIVE COALITION; ELECTION OF
1936; RASKOB, JOHN J.; SMITH, ALFRED E.
BIBLIOGRAPHY
Burk, Robert F. The Corporate State and the Broker State:
The du Fonts and American National Politics,
1925-1940. 1990.
Burns, James MacGregor. Roosevelt: The Lion and the Fox.
1956.
Leuchtenburg, William E. Franklin Roosevelt and the New
Deal, 1932-1940. 1963.
Wolfskill, George. The Revolt of the Conservatives: A Histo-
ry of the American Liberty League, 1934-1940. 1962.
Robert F. Burk
AMERICAN NEGRO LABOR
CONGRESS (ANLC)
Organized in Chicago in October 1925 by the
American Communist Party and its Trade Union
Educational League, the American Negro Labor
Congress (ANLC) sought "the abolition of all dis-
crimination, persecution, and exploitation of the
Negro race and working people generally." In a sig-
nificant shift from the party's earlier strategy to or-
ganize black laborers along separatist black nation-
alist or "Pan-Africanist" lines in the African Blood
Brotherhood (ABB), the ANLC, led by former ABB
proponents Lovett Fort-Whiteman, H. V. Phillips,
Edward Doty, and Harry Haywood, planned to
achieve its goal by bringing black and white work-
ers and farmers together in a nondiscriminatory
trade union movement — an interracial proletarian
movement. The ANLC hoped to form local councils
in all centers of African-American population, es-
pecially in the South. The councils in turn would
form interracial labor committees to eliminate all
practices that divided black and white workers and
to support all efforts to unite them.
The few hundred black laborers who attended
the ANLC's opening session, however, quickly be-
came disenchanted with the organization when the
evening's entertainment turned out to be a Russian
ballet and a play by Alexander Pushkin, performed
in Russian. Only a handful attended the next day's
organizing meeting, and even fewer local councils
were formed. The National Association for the Ad-
vancement of Colored People, the National Urban
League, and the African-American press each casti-
gated the ANLC for being under the thumb of
Communists. Lacking popular support, the
ANLC's major activity became its opposition to the
Socialist and anti- Communist A. Philip Randolph,
the head of the Brotherhood of Sleeping Car Por-
ters (BSCP). When the BSCP applied for affiliation
with the American Federation of Labor in 1926, the
ANLC criticized Randolph and the BSCP leaders
for selling out: "They have forsaken the militant
struggle in the interests of the workers for the policy
of class collaboration with the bosses." By then,
however, the ANLC, beset by African -American in-
difference and disunity, as well as white hostility,
barely existed. Outside of several tiny units in Chi-
cago, only the ANLC's official paper, the Negro
Champion, subsidized by the American Communist
Party, struggled on. After several years of stagna-
tion, its objectives never realized, the ANLC ceased
existence in 1930, and was succeeded by the Na-
tional Negro Labor Congress the following year.
See Also: AFRICAN AMERICANS, IMPACT OF THE
GREAT DEPRESSION ON; BROTHERHOOD OF
SLEEPING CAR PORTERS (BSCP); RANDOLPH, A.
PHILIP.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
39
AMERICAN
SCENE
BIBLIOGRAPHY
Haywood, Harry. Black Bolshevik: Autobiography of an
Afro-American Communist. 1978.
Naison, Mark. Communists in Harlem During the Depres-
sion. 1983.
Solomon, Mark. The Cry Was Unity: Communists and Af-
rican-Americans, 1917-1936. 1998.
Spero, Sterling D., and Abram L. Harris. The Black Work-
er. 1931.
Harvard Sitkoff
AMERICAN SCENE, THE
The American Scene emerged in the 1920s and was
related to the earlier Ashcan school of New York re-
alists. It became the prevailing form of fine art ex-
pression during the 1930s as the economic Depres-
sion and the developing international crisis
prompted American artists to become more cultur-
ally introspective and more socially committed.
Echoing the New Deal's own values, its most sa-
lient characteristics were nationalism and de-
mocracy.
The American Scene is associated most closely
with the regionalist school of painters based in the
Midwest, such as Thomas Hart Benton (1889-1975)
of Missouri, Grant Wood (1892-1942) of Iowa, and
John Steuart Curry (1897-1946) of Kansas. The re-
gionalist artists were committed to an art of the lo-
cality and produced engaging images of their re-
gion, its landscape, and its people. Their ideal of
America was rural, and it is resonant in spirit of the
significance that historian Frederick Jackson Turner
attached to the frontier in molding American values
and institutions. Such an American particularism
was often sharpened by the fact that their practice
drew upon the "naive" school of nineteenth-
century American art. Unlike the "Lost Genera-
tion" of the 1920s, their work was inspired by
"commitment" and a determination to engage with
their society. This involved not only relating their
work to "the people," but also making it accessible
for their subjects to appreciate. Its strong represen-
tational emphasis and the incorporation of readily
recognizable symbols and images have given some
of their work lasting iconographic significance.
Wood's American Gothic (1930), for example, has
been copied, parodied, and recycled in diverse
forms.
Visits to Europe during the 1920s reinforced the
regionalists' determination to work with American
themes and idioms. In 1932 Benton claimed that
"No American art can come to those who do not
live an American life, who do not have an American
psychology, who cannot find in America justifica-
tion for their lives." Modernism provoked the scorn
of the regionalists. In 1935 Wood wrote a manifes-
to, "Revolt against the City," which proposed that
American art free itself of European influences, es-
pecially from abstractionism. The regionalists'
fierce patriotism, localism, anti-urbanism, and anti-
Marxism provoked the scorn of some critics who re-
garded the group as parochial and complacent.
Their celebration of such embattled qualities in De-
pression America as social order, organic commu-
nity, and the work ethic was dismissed as an embit-
tered restorationism. The regionalists were also
resented because of their influence in New Deal
agencies and the prestigious commissions that they
received.
However, the regionalists' work was never as
uncritical or unproblematic as is often claimed.
Benton's decoration of the Missouri State Capitol in
Jefferson City (1936) and Curry's murals for the
Kansas Statehouse in Topeka (1937-1942) pro-
voked considerable controversy. Despite the re-
gionalists' identification with the people of the
Midwest, some of their constituents complained
that the murals presented them as caricatures and
they objected to their states being associated with
the James Brothers, John Brown, and tornadoes. In-
deed, the regionalists' anti-modernism should not
be overemphasized, their rhetoric notwithstanding.
In the rhythmical lines and cartoon figures of Ben-
ton's canvases and the satirical and surreal aspects
of Wood's work, influences other than American
ones are readily apparent, and it should not be for-
gotten that Jackson Pollock was one of Benton's
pupils. The work of Benton, Curry, and Wood was
more diverse and less given to cliche than that of
their many imitators who worked for the Treasury
Department's Section of Fine Arts or the WPA's
Federal Art Project.
kO
ENCYCLOPEDIA OF I H E GREAT DEPRESSION
AMERICAN STUDENT
UNION
While the American Scene is often associated
with the midwestern regionalists, it should include,
also, social realist artists whose outlook was more
urban and whose point of view was more critical of
existing institutions and values. The didactic paint-
ings of Philip Evergood, Ben Shahn, Moses Soyer,
and their metropolitan colleagues provided cri-
tiques of the capitalist system, and by affirming
working-class lives and satirizing those of the
upper classes, they sought to prompt militant polit-
ical consciousness and action. Like the regionalists,
they were committed to an aesthetic of place and
to the principle of relating their work to ordinary
people, although their focus was upon the everyday
experience of the urban working class and the im-
pact of the Depression upon them. Stylistic accessi-
bility was also essential for art as a political project
and the social realists condemned the development
of modernist abstractionism as politically and so-
cially irrelevant. Although some social realists
hoped that the people would become their patrons
under the auspices of the union movement, more
artists gained the opportunity to communicate to a
wider public through federal employment. Their
style was ubiquitous, although necessarily political-
ly constrained, and social realists received major
commissions, such as Shahn's decoration of the So-
cial Security Building in Washington, D.C.
(1941-1942).
Both groups became objects of growing criti-
cism as the decade progressed and they came to be
associated with representational art in totalitarian
states. According to the influential critic Clement
Greenberg, "art for the millions" was tantamount
to "kitsch" that could be manipulated by the state
for its own purposes. He believed that cultural pres-
ervation and progress was possible only through
the promotion of a politically innocent avant-garde.
It is ironic that for all the strident Americanism of
the 1930s, it would be abstract expressionism that
would become recognized globally as the first truly
authentic American form of art.
See Also: ART; FEDERAL ART PROJECT (FAP).
BIBLIOGRAPHY
Baigell, Matthew. The American Scene: American Painting
of the 1930s. 1974.
Corn, Wanda M. Grant Wood: The Regionalist Vision.
1983.
Dennis, James M. Renegade Regionalists: The Modern Inde-
pendence of Grant Wood, Thomas Hart Benton, and
John Steuart Curry. 1998.
Doss, Erika. Benton, Pollock, and the Politics of Modernism:
From Regionalism to Abstract Expressionism. 1991.
Greenberg, Clement. "Avant-Garde and Kitsch." Parti-
san Review 6 (1939). Reprinted in Clement Green-
berg. Art and Culture: Critical Essays. 1961.
Heller, Nancy, and Julia Williams. Painters of the Ameri-
can Scene. 1982.
Kendall, M. Sue. Rethinking Regionalism: John Steuart
Curry and the Kansas Mural Controversy. 1986.
Shapiro, David, ed. Social Realism: Art as a Weapon. 1973.
Stuart Kidd
AMERICAN STUDENT UNION
The Depression decade witnessed the rise of the
first mass student protest movement in American
history. This movement, which crusaded against
war and fascism, and initially promoted a political
agenda to the left of the New Deal, was led by the
American Student Union (ASU), the largest U.S.
student activist organization of its time
(1935-1941). At its peak years of influence in the
mid and late 1930s, the ASU had some 20,000
members, mobilized almost half the nation's col-
lege students in antiwar protests, lobbied for great-
er federal aid to low income students and unem-
ployed youth, became a campus voice for racial
equality and workers' rights, championed student
free speech rights, attracted the support of Eleanor
Roosevelt, and even generated student activism in
some of the nation's high schools.
Although it arose during the Depression, the
ASU-led student movement's most massive mobi-
lizations focused on peace rather than the econo-
my. Convinced that World War I had served plutoc-
racy rather than democracy, and had paved the way
for the rise of Adolf Hitler and Benito Mussolini,
many college students embraced isolationism, paci-
fism, and anti-interventionism. This antiwar mood
facilitated the rise of a mass peace movement on
campus, which beginning in 1934 featured the first
ENCYCLOPEDIA T T H E GREAT DEPRESSION
u
AMERICAN STUDENT
UNION
national student strikes in American history, annual
one-hour peace rallies, and boycotts of classes held
on the anniversary of U.S. intervention in World
War I. These strikes, which mobilized 25,000 stu-
dents in April 1934 and more than 100,000 students
in 1935, were organized by the Communist-led Na-
tional Student League (NSL) and the Socialist-led
Student League for Industrial Democracy (SLID).
The success of these strikes, together with the
Communists' new Popular Front movement, which
urged unity against fascism, led NSL and SLID to
merge into the ASU during a national unity con-
vention of student activists in Columbus, Ohio, in
December 1935. The ASU's biggest successes in its
early life were the 1936 and 1937 antiwar strikes,
each of which rallied more than 500,000 students
for peace.
The ASU was emblematic of the shift leftward
of American student politics in the 1930s, marking
a sharp break with the conservatism that had domi-
nated the campuses in the 1920s, when students
endorsed Republican presidential candidates by
even larger majorities than did the American elec-
torate. Although its leaders were predominantly
leftists, the ASU found much common ground with
liberals as it urged students to show solidarity with
the burgeoning labor movement, supported the
New Deal's more egalitarian measures, and criti-
cized racial discrimination both on campus and off.
With this kind of left-liberal ideology setting the
tone of campus politics, Franklin D. Roosevelt in
1936 became the first Democratic presidential can-
didate in decades to win a plurality of the national
student straw vote. It is little wonder, then, that El-
eanor Roosevelt, attracted by their youthful ideal-
ism, befriended several ASU leaders, worked with
them in their campaign to expand federal aid to
needy students, and defended them when they
were attacked by the red-hunting House Commit-
tee on Un-American Activities.
International events, most notably the Spanish
Civil War, rocked the ASU and the student peace
movement and undermined their anti-
interventionist ethos. That war seemed to prove
that U.S. neutrality could not preserve peace, for
while the United States embargoed the Spanish Re-
public, Hitler gave military assistance to the fascist
rebels who ultimately crushed the young republic.
The ASU, influenced by these events — especially by
the deaths of several ASU members who joined the
International Brigade in its fight to save the Spanish
Republic — and by the Popular Front line of the
Comintern, shifted its emphasis from anti-
interventionism to collective security against fas-
cism. Although this shift alienated left-wing social-
ists, pacifists, and isolationists, it conferred upon
the ASU the elan of being at the forefront of the
battle against Hitlerism.
The ASU's demise was rooted in the machina-
tions of its Communist faction, which forced the or-
ganization into a series of disastrous flipflops on
foreign policy. This began in fall 1939 when, in the
wake of the Nazi-Soviet Pact, the ASU dropped its
anti-fascism in favor of an isolationist "Yanks Are
Not Coming" position at a time when Hitler
seemed more threatening than ever. This, together
with the ASU's refusal to criticize the Soviet inva-
sion of Finland in 1940 — which found an ostensibly
antiwar organization unwilling to protest Stalin's
military aggression — discredited the ASU with both
mainstream students and such key liberal allies as
Eleanor Roosevelt, who saw the organization as a
puppet of the USSR and the American Communist
Party, causing the collapse of the ASU by the time
the United States entered World War II. Not until
the 1960s would a student organization duplicate
the ASU's initial success in leading a mass protest
movement on American campuses.
See Also: AMERICAN YOUTH CONGRESS;
COMMUNIST PARTY; FASCISM; PEACE
MOVEMENT.
BIBLIOGRAPHY
Cohen, Robert. When the Old Left Was Young: Student
Radicals and America's First Mass Student Movement,
1929-1941. 1993.
Cohen, Robert, and Thomas Thurston. "Student Activ-
ism in the 1930s." New Deal Network. Available at:
www.newdeal.feri.org/students/index.htm
Draper, Hal. "The Student Movement of the Thirties: A
Political History." In As We Saw the Thirties: Essays
on Social and Political Movements of a Decade, edited
by Rita James Simon. 1969.
Eagan, Eileen. Class, Culture, and the Classroom: The Stu-
dent Peace Movement of the 1930s. 1982.
Lash, Joseph, P. Eleanor: A Friend's Memoir. 1964.
i.Z
ENCYCLOPEDIA OF THE GREAT DEPRESSION
AMERICAN V U T
CONGRESS
Wechsler, James A. Revolt on the Campus. 1935.
Robert Cohen
AMERICAN YOUTH CONGRESS
Coming of age at a time of war crises abroad and
economic crisis at home, Depression generation
youth embraced new forms of political activism.
They organized, for the first time in American his-
tory, a national youth lobby, the American Youth
Congress (AYC), which promoted a left-liberal
agenda, demanding expanded government assis-
tance to underprivileged youth and rallying against
war and fascism. At its peak in the late 1930s the
AYC assembled a broadly based youth coalition,
which claimed to represent some 4.5 million young
Americans from civil rights, labor, student, reli-
gious, fraternal, political party, and peace organiza-
tions. Arising in an era when the voting age was
twenty-one, and in a political system that had tra-
ditionally ignored young people — especially blue
collar, unemployed, student, and minority youth —
the AYC found daring and effective ways to give
voice to the needs of the young. The AYC organized
the first national youth marches on Washington
(demanding jobs and education), held international
congresses of young people, and sponsored its own
youth assistance legislation — the American Youth
Act. This activism made headlines and for a time at-
tracted influential allies to the AYC, most notably
First Lady Eleanor Roosevelt, who befriended AYC
national officers, raised money for the Youth Con-
gress, attended some its meetings, and defended
the Youth Congress's leaders when they came
under attack by the red-hunting House Committee
on Un-American Activities.
Although the Youth Congress's founder, Viola
lima, was a political moderate, the organization
would be dominated by the Left, beginning at its
first national meeting in 1934 when lima was oust-
ed from the Congress's leadership by a coalition
headed by young Communists and Socialists. Re-
flecting the radicalism of this new leadership, the
AYC was initially critical of the New Deal for failing
to solve the problems of unemployed youth and
needy students and for its other shortcomings, in-
cluding its refusal to challenge the discriminatory
racial practices of the Jim Crow South. Complaining
that the National Youth Administration (NYA), the
New Deal's primary youth relief organization, as-
sisted only a fraction of the five to eight million un-
employed young Americans and that NYA work-
study jobs were too few to assist most low income
students, the Youth Congress in 1935 wrote the
American Youth Act as an alternative to the NYA.
Unlike the NYA, the Youth Act would have helped
all unemployed youth and needy students. But the
Youth Act proved too expensive to ever get out of
committee on Capitol Hill. Critics estimated that its
annual cost would have been $3.5 billion, as op-
posed to the $50 million allocated to the NYA.
Even though the Youth Act never became law,
the AYC's campaign for this legislation, which in-
cluded a national march of some three thousand
young people on Washington in 1937, helped to
spotlight the problems of Depression-era youth,
calling attention to the "youth crisis" — the lack of
employment and educational opportunity that con-
fronted millions of young Americans in the 1930s.
By raising public awareness of the need for expand-
ing federal aid to low income youth, the AYC
helped to sustain a political climate friendly to the
New Deal's youth program. Indeed, by 1938, the
Youth Congress had dropped its advocacy of the
American Youth Act and instead campaigned for an
expanded NYA. This growing alliance with the
New Deal emerged because the Youth Congress
was concerned about Republican threats to cut the
NYA and because the AYC's influential Communist
faction — in accord with the new Comintern line ad-
vocating liberal-radical unity against fascism —
embraced Franklin Roosevelt and stressed the need
to defend the New Deal from the forces of reaction.
The high point of the AYC's alliance with the Roo-
sevelt administration came in summer 1938 when
Eleanor Roosevelt played a prominent role at the
AYC-sponsored World Youth Congress meeting,
which united young people from around the world
on behalf of a progressive antifascist platform.
The AYC's alliance with the Roosevelt adminis-
tration collapsed in a very public way during the
Youth Congress Citizenship Institute in February
ENCYCLOPEDIA OF THE GREAT DEPRESSION
u
A M E R I N G E R
OSCAR
1940, sending the AYC into a tailspin from which
it would never recover. Five thousand Youth Con-
gress delegates had come to Washington for this
Citizenship Institute, which was supposed to be a
pro-New Deal event, teaching young people about
government and involving them in lobbying for
federal jobs and student aid programs. But the
AYC's Communist faction — having dropped its an-
tifascist! in the wake of the 1939 Nazi-Soviet
Pact — converted the Institute into a demonstration
against Roosevelt's foreign policies, especially his
opposition to the Soviet invasion of Finland. Presi-
dent Roosevelt, irritated that the Youth Congress
had portrayed him as an imperialist war monger
merely because he had criticized that invasion, re-
sponded by delivering an angry speech to the Insti-
tute delegates who had assembled on the White
House lawn. Roosevelt told the delegates and a na-
tional radio audience that the Youth Congress's
charge that he was seeking war with Russia was
"unadulterated twaddle." This and other criticisms
that Roosevelt made of the Youth Congress and of
the Soviet Union provoked the Communists in the
crowd to raucous booing, and a similar response
followed when Eleanor Roosevelt addressed the
delegates. This public relations disaster, the Youth
Congress's flipflop on antifascism, and the organi-
zation's refusal to criticize Soviet policy, led young
people to abandon what once had been Depression
America's most dynamic youth lobby. With the col-
lapse of the AYC both the American Left and the
younger generation lost an invaluable political
asset, for the Youth Congress had represented one
of the most diverse movements of young Ameri-
cans — uniting black and white, rural and urban,
student and nonstudent, religious and secular,
lower and middle -class, immigrant and old stock,
liberal and radical — ever to organize on behalf of
egalitarian social change.
See Also: COMMUNIST PARTY; NATIONAL YOUTH
ADMINISTRATION (NYA).
BIBLIOGRAPHY
Cohen, Robert. When the Old Left Was Young: Student
Radicals and America's First Mass Student Movement,
1929-1941. 1993.
Cohen, Robert. "Revolt of the Depression Generation:
America's First Mass Student Protest Movement,
1929-1940." Ph.D. diss. University of California,
Berkeley, 1987.
Cohen, Robert, and Thomas Lhurston. "Student Activ-
ism in the 1930s." New Deal Network.
www.newdeal.feri.org/students/index.htm
Draper, Hal. "Lhe Student Movement of the Lhirties: A
Political History." In As We Saw the Thirties: Essays
on Social and Political Movements of a Decade, edited
by Rita James Simon. 1969.
Eagan, Eileen. Class, Culture, and the Classroom: The Stu-
dent Peace Movement of the 1930s. 1982.
Lash, Joseph, P. Eleanor: A Friend's Memoir. 1964.
Rawick, George. "The New Deal and Youth: The Civilian
Conservation Corps, the National Youth Adminis-
tration, and the American Youth Congress." Ph.D.
diss. University of Wisconsin, 1957.
Robert Cohen
AMERINGER, OSCAR
Oscar Ameringer (August 4, 1870-November 5,
1943) was a Socialist labor organizer, journalist, and
architect of the Socialist Party in Oklahoma. Born
in Germany, Ameringer immigrated to Cincinnati,
Ohio, as a teenager, furthering his education at
public libraries. He made unsuccessful bids for the
Ohio legislature and mayoralty of Columbus. Mar-
ried to Lulu Woods, he fathered three sons and
supported his family by selling insurance. In 1901,
Ameringer joined the Socialist Party and embarked
on full-time labor activism.
In 1934 and 1935, H. L. Mitchell and Clay East,
founders of the Southern Tenant Farmers' Union,
turned to Ameringer's organizing tactics and writ-
ings for guidance. Ameringer had organized pover-
ty-stricken Oklahoma tenant farmers by blending
Jeffersonian theories, Socialist positions, Marxist
philosophy, and homespun humor into a unique
agrarian socialism. Ameringer reached rural people
through speaker encampments and numerous pub-
lications. Although Ameringer lost the 1911 race to
become mayor of Oklahoma City by a narrow mar-
gin, by 1914 he had so broadened the appeal of the
Socialist Party that it won six seats in the state legis-
lature. Rebuilding after World War I, Ameringer
merged socialists with progressives in the Farmer-
U
ENCYCLOPEDIA OF THE GREAT DEPRESSION
AMES
JESSE
D A N I E L
Labor Reconstruction League to win the Oklahoma
governorship for the Democrat fusion candidate,
John Walton.
Throughout the 1930s, Ameringer, with his
second wife, Freda Hogan, published a variety of
newspapers, including the influential weekly The
American Guardian. His acclaimed columns, written
under the cryptic pseudonym Adam Coaldigger,
reached across the United States. Ameringer sup-
ported Frank Farrington over John L. Lewis for con-
trol of the United Mine Workers, losing an Illinois
publication because of the schism. Ameringer cam-
paigned extensively for Socialist candidates in other
states, and he testified about the desperation of
labor before the House Subcommittee on Unem-
ployment in 1932. Borrowing $55,000, he launched
an agricultural relocation project in Louisiana on
behalf of destitute miners and farmers. The enter-
prise succeeded without endorsement from the
New Deal Resettlement Administration. By the end
of the 1930s, Ameringer had completed his mem-
oirs, If You Don't Weaken, found rapprochement
with John L. Lewis's leadership, and expressed in-
terest in the War Resisters League.
See Also: SOCIALIST PARTY; UNITED MINE
WORKERS OF AMERICA (UMWA).
BIBLIOGRAPHY
Ameringer, Oscar. If You Don't Weaken: The Autobiogra-
phy of Oscar Ameringer. 1940. Reprint, 1983.
Bissett, Jim. Agrarian Socialism in America: Marx, Jefferson,
and Jesus in the Oklahoma Countryside, 1904-1920.
1999.
Green, James R. Grass-Roots Socialism: Radical Movements
in the Southwest, 1895-1943. 1978.
Thompson, John. Closing the Trontier: Radical Response in
Oklahoma, 1889-1923. 1986.
Linda Reese
AMES, JESSE DANIEL
Jesse Daniel Ames (November 2, 1883-February 21,
1972) was a southern progressive, suffragist, and
proponent of rights for African Americans. Ames
rose to national prominence as an anti-lynching
advocate during the 1930s. She was born in Pales-
tine, Texas, the third of James and Laura Daniel's
four children. Three years after graduating from the
"ladies annex" of the local college in 1902, she mar-
ried army surgeon Roger Post Ames. When Roger
died in 1914, Ames entered into a life of social re-
form, eventually holding a leadership position in
the Commission on Interracial Cooperation (CIC).
In 1930, Ames founded the Association of Southern
Women for the Prevention of Lynching (ASWPL).
As historian Jacquelyn Hall explains, Ames believed
that lynchers justified their crimes on cultural as-
sumptions that degraded white women as well as
black men. A women's campaign to end lynching,
Ames contended, could be particularly effective in
exposing the myths that gave rise to "lynch law" in
the South.
Historian Christopher Waldrep notes that
Ames's narrow definition of the crime was central
to her efforts to achieve a lynchless year in the Unit-
ed States. She held to the popular view that a mur-
der could be considered a lynching only if it re-
ceived community sanction. Her reform tactics thus
centered on efforts to deprive lynchers of a support-
ive environment in which to operate. Ames be-
lieved that whites would cease to lynch if they
thought they no longer had the community's back-
ing. A strict definition ensured that newspaper ac-
counts of lynching would be rare, suggesting that
most southern whites did not consider the practice
normal or routine. Stripped of a supportive envi-
ronment, whites would hesitate to lynch, according
to Ames. The ASWPL's goal of a lynchless year, as
Waldrep notes, demanded this narrow definition.
Ames's insistence on a strict definition of
lynching increasingly put her at odds with other
anti-lynching activists. The National Association
for the Advancement of Colored People (NAACP),
for example, pushed for a broadened definition as
it vied for members with rival organizations on the
left that sought to eclipse it as the premier anti-
lynching organization and defender of African-
American rights. The NAACP eventually aban-
doned the established view of lynching, arguing in-
stead that race-based murders perpetrated by indi-
viduals who operated without community support
should be considered lynchings. The dispute be-
ENCYCLOPEDIA OF THE GREAT DEPRESSION
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AMOS
ANDY
tween ASWPL and the NAACP revealed a funda-
mental difference in the way in which the two orga-
nizations understood the nature of the crisis
confronting the New South. Ames and the ASWPL
saw lynching as a blight on an otherwise healthy
southern society, whereas the NAACP regarded the
crime as merely symptomatic of a larger problem.
The NAACP recognized that the abolition of lynch-
ing would not necessarily signal an end to the per-
vasive and intractable racism that plagued the
South. Ames's definition, however, proved the
more persuasive.
On May 9, 1940, Ames announced that for the
first time in the history of the New South a year had
passed without a single lynching. Defenders of the
more expansive definition, however, argued that
Ames's pronouncement was premature. As Wal-
drep suggests, the debate has endured.
Ames's 1940 announcement that the ASWPL
had reached its goal signaled the beginning of the
end of the organization. Ames returned to her work
in the CIC but felt increasingly at odds with those
directing the course of modern liberalism. Ames,
forced to retreat from the national political scene,
turned her attention to local reform and to the
strained relationship with her family. She died in an
Austin, Texas, nursing home in 1972.
See Also: ANTI-LYNCHING LEGISLATION;
LYNCHINGS; NATIONAL ASSOCIATION FOR
THE ADVANCEMENT OF COLORED PEOPLE
(NAACP).
BIBLIOGRAPHY
Brundage, W. Fitzhugh. Lynching in the New South: Geor-
gia and Virginia, 1880-1930. 1993.
Hall, Jacquelyn Dowd. Revolt against Chivalry: Jessie Dan-
iel Ames and the Women's Campaign against Lynching.
1979.
Miller, Kathleen Atkinson. "The Ladies and the Lynch-
ers: A Look at the Association of Southern Women
for the Prevention of Lynching." Southern Studies 17
(1978): 221-240.
Waldrep, Christopher. "War of Words: Lhe Controversy
over the Definition of Lynching, 1899-1940." Journal
of Southern History 66 (2000): 75-100.
Sarah E. Gardner
AMOS 'N' ANDY
Amos 'n' Andy, the first and most popular daily se-
ries in the history of radio, made its debut on the
NBC Blue network in August 1929, some ten weeks
before the stock market crash. The comedy series,
in which two white actors played a pair of African-
American migrants to the big city, sometimes com-
mented on the Great Depression. The program's
characters occasionally talked about the need for
citizens to spend money to boost the economy, and
some of their adventures in the mid-1930s revolved
around a fictional New Deal-era model town called
Weber City. Andy's self-important but incompetent
performance as "president" of the pair's perennially
cash-strapped one-car Fresh Air Taxicab Company
seemed to satirize the pretensions of business exec-
utives who had promised the moon in the 1920s
and then helped lead the country into economic di-
saster.
Amos 'n' Andy's creators developed their major
themes and characterizations and built the show
into a national sensation before it reached NBC,
and before the Depression began. Though some
historians identify the series as the quintessential
Depression comedy, the mid and latter 1930s actu-
ally saw the show's nightly audience of forty million
dwindle.
Amos 'n' Andy's history began when Freeman
Gosden and Charles Correll, former professional
directors of minstrel shows, created a series called
Sam 'n' Henry for a Chicago radio station in 1926.
They changed stations and renamed the show Amos
'n' Andy in 1928, and moved to the network the fol-
lowing year. The pair adopted many comic stereo-
types of African Americans from minstrel shows
and vaudeville. But Gosden and Correll also used
their continuing storyline to develop vivid charac-
ters with universal human traits; they won listeners
ranging from ultra-racists to outspoken racial egali-
tarians such as Eleanor Roosevelt. Amos 'n' Andy's
creators were also the first popular artists to depict,
however distortedly, characters experiencing the
era's most profound change in African -American
life — the great migration to northern cities, which
had begun during World War I and renewed itself
in the 1930s.
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ENCYCLOPEDIA OF THE GREAT DEPRESSION
ANDERSON, MARIAN
Freeman Gosden (left) and Charles Correll perform as Amos V Andy for a radio broadcast in 1935. Bettmann/CORBIS
The responses of African Americans to the se-
ries likewise reflected Depression-era tensions that
had deeper roots. Many eagerly tuned in to Amos
'n' Andy, hearing in it elements of genuine African-
American humor, while other black individuals and
institutions protested that the series slandered Afri-
can Americans' intelligence and economic strivings.
That debate, like Amos 'n' Andy itself, outlived the
Great Depression; the show remained on radio in
one form or another until 1960 and spawned a tele-
vised version, and a new black protest, in the early
1950s.
See Also: RADIO.
BIBLIOGRAPHY
Boskin, Joseph. Sambo: The Rise and Demise of an Ameri-
can fester. 1986.
Ely, Melvin Patrick. The Adventures of Amos V Andy: A
Social History of an American Phenomenon. 1991, rev.
edition, 2001.
Gosden-Correll Papers. Cinema-Television Library and
Archives of Performing Arts. University of Southern
California, Los Angeles.
Wertheim, Arthur Frank. Radio Comedy. 1979.
Melvin Patrick Ely
ANDERSON, MARIAN
Marian Anderson (February 27, 189 7- April 8,
1993), best known as an opera singer, broke the
color barrier when she performed on Easter Sunday
in 1939 at the Lincoln Memorial in Washington,
ENCYCLOPEDIA OF T H E GREAT DEPRESSION
u
N D E R S N
MARIAN
Marian Anderson, 1937. Library of Congress, Prints &
Photographs Division, New York World -Telegram and the Sun
Newspaper Photograph Collection
D.C., marking the symbolic beginning of the civil
rights movement. Born in Philadelphia, Anderson
began her singing career in church, where her con-
gregation dubbed her the "baby contralto." She
gained public recognition in 1924 after winning a
New York Philharmonic voice competition. Racism,
however, forced her to study and perform in Eu-
rope, where she met the impresario Sol Hurok, who
became her manager. While she was performing at
the Salzburg Festival in 1935, conductor Arturo
Toscanini, impressed by her voice, said, "A voice
like yours is heard once in a hundred years." That
year, Hurok brought her back to the United States
for a successful New York concert. Thereafter, she
toured the United States, singing at the White
House in 1936 and performing seventy recitals in
1938.
Although Anderson had become an interna-
tionally famous recitalist and opera singer, racism
denied her many opportunities. Hurok tried to
shelter her from mounting racial hostilities by only
booking her in certain cities. In 1939, the Daughters
of the American Revolution refused to allow her to
perform at Constitution Hall in Washington, D.C.,
claiming that the venue was for "white artists only."
The incident created such a surge of protest that
First Lady Eleanor Roosevelt publicly resigned from
the organization. The National Association for the
Advancement of Colored People (NAACP), along
with African-American leaders at Howard Univer-
sity and Mrs. Roosevelt, worked to find Anderson
another setting for her concert. In the end, Secre-
tary of Interior Harold L. Ickes invited Anderson to
perform at the Lincoln Memorial. On Easter Sun-
day, April 9, 1939, Anderson sang before a crowd
of 75,000. The performance was broadcast over na-
tional radio, making it one of the most noteworthy
concerts in American history. In addition to inspir-
ing a generation of African -American artists and
activists, Anderson's performance at the Lincoln
Memorial caught the attention of Hollywood.
Twentieth Century Fox, which was producing John
Ford's Young Mr. Lincoln starring Henry Fonda, in-
vited her to sing at the film's premiere in Spring-
field, Illinois, on May 30, 1939. On July 2, at the
NAACP conference in Richmond, Virginia, Ander-
son was reunited with Mrs. Roosevelt, who pres-
ented her with the Spingarn Medal to celebrate her
accomplishments as a singer.
After World War II, Anderson resumed touring
abroad and in 1952 made her television debut on
the Ed Sullivan Show. In 1955 she sang the role of
Ulrica in Verdi's A Masked Ball, making her the first
African American to perform with New York's Met-
ropolitan Opera. In 1957, she traveled throughout
Asia as a goodwill cultural ambassador for the U.S.
Department of State. She also performed at the in-
augurations of presidents Dwight D. Eisenhower
and John F. Kennedy. In 1963, Anderson returned
to the Lincoln Memorial to sing at the March on
Washington for Jobs and Freedom, at which Martin
Luther King, Jr., delivered his "I Have a Dream"
speech. That same year, she won the presidential
Medal of Freedom. She died from congestive heart
failure in 1993.
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ANDERSON
SHERWOOD
See Also: AFRICAN AMERICANS, IMPACT OF THE
GREAT DEPRESSION ON; ELLINGTON, DUKE;
HOLIDAY, BILLIE; MUSIC.
BIBLIOGRAPHY
Anderson, Marian. My Lord, What a Morning: An Autobi-
ography. 1956.
Keiler, Allan. Marian Anderson: A Singer's Journey. 2000.
Sims, Janet L., ed. Marian Anderson: An Annotated Bibli-
ography and Discography. 1981.
Mary L. Nash
ANDERSON, SHERWOOD
A business man turned writer, Sherwood Anderson
(September 13, 1876-March 8 1941) was called by
H. L. Mencken, "America's most distinctive novel-
ist." Anderson grew up in a series of Ohio towns,
the second of seven children of an unsuccessful
harness maker and itinerant house painter and a
long-suffering mother. His spotty education ended
when at age twenty-three he graduated from Wit-
tenberg Academy. He sought his fortune in adver-
tising and then the mail-order business, and found
it with an Ohio company that manufactured roof
repair materials. By 1907 he was its president.
In fiction that he wrote at night, Anderson
sought to transcend the world in which he worked
by day. The worlds clashed in 1912 when he walked
out of his office in a fugue state and wandered for
days, ending up in a Cleveland hospital, not know-
ing who he was. When he recovered he dedicated
his life to writing. His midlife crisis became legend-
ary. Anderson was heralded as proof that America
was growing out of its infatuation with material
prosperity.
Anderson wrote seven novels, several autobi-
ographies and plays, and innumerable prose pieces.
He was at his best in his four volumes of short sto-
ries, the most famous of which is Winesburg, Ohio
(1919). In the late 1920s he bought and edited two
rival weeklies in southwestern Virginia.
It was there that he met Eleanor Copenhaver,
a social worker in the Industrial Division of the
YWCA. He accompanied her in her travels to textile
and steel mills, union halls, and workers' homes
throughout the South. In 1933, Eleanor joined him
in a happy marriage (his fourth) that lasted until his
death. Although drawn to radical causes and meet-
ings, he was too much the artist to toe any party
line; instead he wrote about workers' conditions
and the governmental and company policies that
improved or worsened them. In Perhaps Women
(1931) Anderson glossed his accounts of the dislo-
cations southern workers were experiencing with
the theory that men were being emasculated by
their machines and needed to turn to women for
their salvation. In Puzzled America (1935) he was
content to let those workers, the unemployed,
preachers, and the down-and-out speak for them-
selves. He discovered no prospect of revolution, no
danger of fascism, but instead "a hunger for belief,"
ENCYCLOPEDIA E THE GREAT DEPRESSION
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A N L C
a determination to find and follow the leadership
"we are likely to get out of democracy." The result,
according to Irving Howe, was "one of the few
books that convey a sense of what it meant to live
in depression America." In the years that followed,
he wrote Kit Brandon (1936), a novel about a female
bootlegger, and several plays. He died en route to
South America, where he had hoped to learn and
write about communal life in a version of his fa-
mous Winesburg.
See Also: LITERATURE.
BIBLIOGRAPHY
Howe, Irving. Sherwood Anderson. 1951.
Sutton, William A. The Road to Winesburg: A Mosaic of the
Imaginative Life of Sherwood Anderson. 1972.
Townsend, Kim. Sherwood Anderson. 1987.
Kim Townsend
ANLC. See AMERICAN NEGRO LABOR
CONGRESS.
ANTICOMMUNISM
Domestic anticommunism — fear of "red" subver-
sion — had once reflected the apprehensions of eco-
nomic and political elites of an insurrection from
below, but in the aftermath of the Russian Revolu-
tion and between the two world wars the red men-
ace was redefined. The threat now seemed to lie
less in class revolt than in conspiracy, directed from
Moscow and using infiltration and ideological se-
duction. This image of an invisible red menace un-
derlined the need for systems of surveillance,
whether by government agencies or by patriotic
groups. With the communist movement apparently
controlled by a hostile power, the issue increasingly
became one of national security, and hence of com-
pelling interest to politicians and bureaucrats. From
the 1930s, party competition became a primary en-
gine of anticommunist politics, but an array of in-
terest groups — the American Legion, the United
States Chamber of Commerce, the American Fed-
eration of Labor, among others — also urged action
against the dangers of domestic communism.
During the Depression the Soviet experiment
won some sympathetic interest among U. S. intel-
lectuals, and the American Communist Party itself
enjoyed a new vitality. At the same time the New
Deal's expansion of government and its closeness
to the labor movement evoked right-wing accusa-
tions that it was subject to communist influence.
The Republican platform in the 1936 election
claimed that American liberties were for the first
time "threatened by government itself." Labor ac-
tivists and political dissidents had long been de-
nounced for their alleged communist proclivities,
but now the federal government itself was being
targeted. Such charges had little effect in that elec-
tion, which Franklin Roosevelt resoundingly won,
but the course of events soon enhanced their plau-
sibility. U. S. communists were associating them-
selves with the Democratic Party and its allies, and
popular front formations (in which liberals, radicals,
and communists made common cause) appeared in
some states and among industrial union, farmer-
labor, and welfare groups. By 1938 a conservative
reaction was underway against the New Deal,
whose popular front associations rendered it vul-
nerable to red-baiting tactics. What is sometimes
known as "the little red scare" focused largely on
these popular front alignments, and was promoted
by conservative Republicans and Democrats and
right-wing patriotic and fringe groups. The scare
was aided in 1939 by the Nazi-Soviet Pact and the
outbreak of war in Europe, when U. S. communists
suddenly seemed to be the accessories of Nazi ag-
gression. While the pact devastated the popular
front formations, it left U. S. communists isolated
and encouraged the development of a liberal (as
well as conservative) anticommunism. The Roose-
velt administration itself began to act against do-
mestic communists (Communist Party leader Earl
Browder was arrested on a passport charge) and
liberal leaders of the Congress of Industrial Organi-
zations (CIO) began exploring ways of easing com-
munists out of CIO positions. As it turned out, the
gathering anticommunist momentum was stalled
by the Nazi invasion of the Soviet Union in June
1941; when the United States joined the war in De-
cember it found itself an ally of the Soviet Union,
and U. S. communists enthusiastically joined the
war effort. But the varieties of anticommunism —
50
ENCYCLOPEDIA OF THE GREAT DEPRESSION
A N T I - L V N C H I N 6 LEGISLATION
corporate, patriotic, liberal, labor, Catholic, and
others — did not disappear, and anticommunist pol-
itics were to emerge more strongly than ever with
the coming of the Cold War.
See Also: COMMUNIST PARTY; HOUSE UN-
AMERICAN ACTIVITIES COMMITTEE (HUAC).
BIBLIOGRAPHY
Heale, M. J. American Anticommunism: Combating the
Enemy Within, 1830-1970. 1990.
Latham, Earl. The Communist Controversy in Washington:
From the New Deal to McCarthy. 1966.
Miles, Michael. The Odyssey of the American Right. 1980.
Powers, Richard Gid. Not without Honor: The History of
American Anticommunism. 1995.
Rogin, Michael Paul. "Political Repression in the United
States." In Ronald Reagan, the Movie and Other Epi-
sodes in Political Demonology . 1987.
M. J. Heale
ANTI-LYNCHING LEGISLATION
Because certain white people in the United States
chose mob terrorism as a means of interracial social
control, 3,445 of the 4,742 lynching deaths reported
between 1882 and 1964 were black men and
women. Local and state governments might have
provided some protection, but Jim Crow laws had
stripped African Americans of basic citizenship
rights, especially the right to vote. Consequently,
white officials felt no political obligation to defend
a beleaguered minority or prosecute lynchers.
Often less concerned about black rights than
about the harm that violence could do to a state's
reputation nationally and to its citizens' respect for
the law, forty states from the 1890s to the early
1930s adopted codes to deal with lynching and race
riots. Not uniform by any means, some addressed
the protection of prisoners once in custody, some
held sheriffs liable if a lynching occurred, and some
established dependents' rights to sue the town or
county for damages or specified grounds for invok-
ing state militia help against an impending mob.
Especially in the South, these laws proved largely
ineffectual. Officials too often condoned mob ac-
tion; whites pretended that the victim had not been
in police custody, thereby absolving the county and
its leaders; coroners' juries compliantly ruled that
death had come "at the hands of parties unknown";
and in the 1930s lynchers increasingly utilized small
death squads to avoid public detection. Since the
states had failed to halt lynching, the National As-
sociation for the Advancement of Colored People
(NAACP) launched its own crusade for a federal
anti-lynching statute.
Founded in 1909, the NAACP gathered evi-
dence to inform the public of racist inequities, lob-
bied legislators, and initiated litigation in pursuit of
liberal reforms. In 1919, the association held a na-
tional conference on lynching and published its fa-
mous Thirty Years of Lynching in the United States,
1889-1918, which was followed by annual supple-
ments into the mid-1940s.
Under James Weldon Johnson's leadership, the
NAACP helped to formulate a model anti-lynching
bill that Republican Congressman Leonidas Dyer
from Missouri sponsored throughout the 1920s.
These NAACP-Dyer bills provided fines and im-
prisonment for local officials who allowed a lynch-
ing or failed to prosecute mob members, and they
set a fine of up to $10,000 on the county in question.
In January 1922 the Dyer bill passed the House of
Representatives but died under threat of a lengthy
filibuster in the Senate. House passage, nonethe-
less, indicated the growing strength of black voters
in northern and midwestern districts, brought
about by the heavy migrations of blacks from the
South during the preceding three decades.
With their emphasis on federal remedies, the
New Deal and Fair Deal eras seemed a suitable time
to renew the drive for a federal anti-lynching law,
and the NAACP, then headed by Walter F. White,
did so vigorously in the years from 1933 to 1950.
The chief House sponsor in the 1930s was Demo-
crat Joseph Gavagan from New York, while Robert
F. Wagner, also a New York Democrat, headed the
Senate effort. The NAACP mobilized impressive
support among ethnic minorities, labor unions,
women, liberal churches, and civil rights and civil
liberties groups, a coalition that effectively set in
motion the mid-century civil rights movement. Al-
ENCYCLOPEDIA OF THE GREAT DEPRESSION
51
A N T I - L Y N C H I N 6 LEGISLATION
Anti-lynching activists demonstrate in Washington, D.C., in 1934 to draw attention to the failure of the U.S. government to
include lynching in the -program of the national crime conference. Bettmann/CORBIS
though opposed to lynching, the Communist
Party-USA distanced itself from the anti-lynching
bills because of ideological differences with the
NAACP. The Association of Southern Women for
the Prevention of Lynching also stood apart from
the NAACP bills for fear of federal intervention in
southern life. Eleanor Roosevelt, however, lent the
NAACP her open support and consulted regularly
with Walter White about strategies in the Capital.
She urged her husband and his White House advis-
ers to back the cause, but the administration gave
only tacit encouragement rather than offend south-
ern Democrats who largely controlled both houses
of Congress through committee chairmanships.
The NAACP bill passed the House in 1937 and in
1940, but the customary alliance of northern con-
servative Republicans and southern segregationist
Democrats stopped its progress in the Senate. They
protested that a federal law would violate states
rights prerogatives, but they really worried that ex-
pansions of federal authority would undermine the
economic and social controls that their various sup-
porters had long enjoyed.
NAACP anti-lynching bills suffered the same
obstructions after World War II, despite being part
of President Harry S. Truman's civil rights packages
from 1947 to 1952. Nevertheless, the threat of a fed-
eral law had put the South on notice and helped to
52
ENCYCLOPEDIA OF THE GREAT DEPRESSION
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S E M I T I S M
hasten lynching's decline after the mid-1930s. In
the expansive social justice climate of the 1960s,
Congress enacted a section of the 1968 Civil Rights
Law that established some federal protections
against lynching.
See Also: AMES, JESSE DANIEL; LYNCHINGS;
NATIONAL ASSOCIATION FOR THE
ADVANCEMENT OF COLORED PEOPLE
(NAACP).
BIBLIOGRAPHY
Chadbourn, James Harmon. Lynching and the Law. 1933.
Huthmacher, J. Joseph. Senator Robert F. Wagner and the
Rise of Urban Liberalism. 1968.
Lash, Joseph P. Eleanor and Franklin: The Story of Their
Relationship, Based on Eleanor Roosevelt's Private Pa-
pers. 1971.
Levy, Eugene. ]ames Weldon Johnson: Black Leader, Black
Voice. 1973.
White, Walter. A Man Called White. 1948.
White, Walter. Rope and Faggot: A Biography of Judge
Lynch. 1929.
Zangrando, Robert L. The NAACP Crusade against Lynch-
ing, 1909-1950. 1980.
Robert L. Zangrando
ANTI-SEMITISM
Anti-Semitism during the Depression and into
World War II reached levels that had not been seen
before in the United States and have not been seen
since. The fear and insecurity that accompanied the
severe economic downturn exposed and fueled a
hostility and distrust of Jews that escalated as the
economy tumbled. Moreover, the hatred in the
United States was intensified by Adolf Hitler's as-
sumption of power in Germany in 1933. The vi-
ciousness of hate mongering on both sides of the
Atlantic grew throughout the 1930s, only to abate
in the United States well after the fall of Hitler and
the end of the World War II.
Anti-Semitism in the United States was not a
new phenomenon. Immigrant Americans had not
been immune to the prejudices of Christian Europe
that saw the Jews as perverse and stubborn in their
rejection of Christ and ultimately responsible for his
death. These notions had led over the generations
to all manner of discrimination, persecution, and
outright violence. Yet the United States was differ-
ent. Ancient prejudices had been submerged in the
business of nation building. Although negative reli-
gious images had persisted, the promise of Ameri-
can democracy and opportunity had lured Jews and
so many other immigrants to its shores. However,
the levels of anti-Semitism escalated in the last two
decades of the nineteenth century and the early
decades of the twentieth century as several million
Jews from Eastern Europe came to the United
States fleeing Russian persecution. Americans of
various stripes, including Henry Ford, had raised
their voices against Jews, who were increasingly
seen as unassimilable and even a threat to the Unit-
ed States.
Yet the anti-Semitism of the 1920s was to pale
in comparison to its shrillness in the 1930s. The De-
pression set the stage for the search for scapegoats
and for extensive Jew baiting by a variety of dema-
gogues, such as William Pelley, the leader of the
Silver Shirts, who fancied himself the American
counterpart of Hitler. Gerald B. Winrod headed up
the Defenders of the Christian Faith, another of
more than one hundred anti-Semitic organizations
formed mostly after 1933. One of these organiza-
tions, the German American Bund, was directly fi-
nanced by the Nazis. An expose by Look magazine
in 1939 indicated that there were sixty-two offices
in the United States that were distributing material
coming from Hitler's propaganda ministry in Ger-
many.
The most popular anti-Jewish preacher of the
era however, was a homegrown product, Father
Charles Coughlin. Through his weekly radio pro-
gram and his publication Social Justice, Coughlin
reached millions of people. By 1938 he was attack-
ing Franklin Roosevelt and the New Deal, and
claiming that the United States and Christianity
were being threatened by a vast conspiracy of
bankers and Communists whom he increasingly
identified as Jews. His Christian Front organization
urged sympathizers to "buy Christian," and his fol-
lowers on occasion attacked Jews on the streets of
ENCYCLOPEDIA E THE GREAT DEPRESSION
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A N T I
S E M I T I 5 M
Marchers parade through Cleveland, Ohio, on May 16, 1933, to protest Nazi persecution of Jews in Germany. National Archives
and Records Administration, Courtesy of United States Holocaust Memorial Museum Photo Archives
several cities and desecrated synagogues. Since
Coughlin was not silenced by his Church superiors
until after the war started, his words carried weight,
particularly among many Catholics.
Jew baiting was not just a phenomenon of the
streets; it was a practice in upper-class circles, in the
halls of Congress, and in American political dis-
course in general. Anti-Roosevelt partisans, in their
attack on the New Deal, blasted it as the "Jew
Deal." Moreover, in what they deemed a smear on
Roosevelt, they claimed he was of Jewish origin
(which he was not). The 1936 presidential election
and particularly the 1940 election were rife with al-
legations of a Jewish conspiracy and untold Jewish
power endangering the United States. Charles
Lindbergh and other members of the America First
organization accused Jews, along with the British
and the Roosevelt administration, of trying to push
the United States into an unnecessary and ill-
advised war against Hitler.
Although card carrying anti-Semites numbered
in the thousands rather than in the millions, their
hate literature was widely disseminated in the Unit-
ed States. Jews were likened to octopuses control-
ling much of American government, industry, and
public opinion. They were seen as Communist con-
spirators bent on takeover. The so-called "Jewish
problem" became a topic in the general press. The
5 4
ENCYCLOPEDIA OF THE GREAT DEPRESSION
A N T I
S E M I T I S M
level of anti-Semitism reached such proportions
that Fortune magazine in 1936 investigated the ex-
tent of "Jewish control." They found that, to the
contrary, Jews had virtually no control in major
manufacturing and banking sectors, and they rep-
resented no more than 15 percent of the members
of the Communist Party. In fact, Jews faced dis-
crimination in getting jobs in corporate America
and there were quotas limiting the number of Jews
in many institutions of higher learning.
But despite the reality of American Jewish life,
suspicions persisted. In a public opinion poll in
March 1938, 41 percent of Americans believed that
Jews had too much power in the United States.
When asked what to do about it, 18 percent were
in favor of restricting Jews in business, 24 percent
believed Jews should be kept out of government
and politics, and 20 percent were ready to drive
Jews out of the United States. By April 1940, the
percentage of those in favor of restricting Jews in
business had risen to 31 percent. In August 1940
the question was "what nationality, religious, or ra-
cial groups in this country are a menace to Ameri-
ca?" Jews were cited by 17 percent of the respon-
dents, whereas Germans were cited by 14 percent
and the Japanese by 6 percent. Ironically even at the
end of the war, after six million European Jews had
been brutally murdered, 20 percent of Americans
still believed that Jews in the United States had too
much power.
For the 4.5 million American Jews, many of
whom were immigrants or second-generation
Americans struggling like other Americans to earn
a living during hard times, the anti-Semitism that
accompanied the Depression and the rise of the
Nazis in Germany provoked profound anxiety.
How different was the United States after all?
Could the persecution evidenced in Europe take
hold here? What did the future hold? How much
would pushing for the cause of Jews overseas sub-
ject American Jews to charges of disloyalty and pro-
voke an even greater anti-Semitic backlash in the
United States?
The Jewish community in the United States
faced serious challenges as it sought not only to re-
spond to anti-Semitism at home, but to events
overseas as the number of Jewish refugees desper-
A Nazi storm trooper stands at the entrance of the Jewish-
owned Tietz department store in Berlin, Germany, in April
1933. The sign beside him urges German citizens to boycott
Jewish stores. National Archives and Records Administration,
Courtesy of United States Holocaust Memorial Museum Photo
Archives
ately trying to escape Hitler and find a new home
dramatically escalated. Over a decade earlier, in re-
sponse to what was perceived as unwanted hordes
of Jews and Catholics coming in from Southern and
Eastern Europe, Congress had passed the Johnson-
Reed Immigration Act, which not only had sharply
curtailed the total numbers of immigrants allowed
into to the United States, but had specified where
they had to come from. Countries from Eastern Eu-
rope were only allotted several thousand immi-
grants each, while the total German-Austria quota
was about 27,000 places. There was no special al-
lowance for refugees fleeing persecution. During
the 1930s, when refugee advocates wanted to urge
ENCYCLOPEDIA E THE GREAT DEPRESSION
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IMPACT
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Congress to liberalize the immigration law, they
were warned that if anything, an unsympathetic
Congress would act to cut the numbers, not in-
crease them. Neither Congress nor the American
public had an interest in increasing immigration
into the United States, particularly if some of those
immigrants would be Jews. Thus, the indifference,
suspicion, and outright anti-Semitism palpable to
so many American Jews in the 1930s had an impact
on the country's response to Hitler and the Holo-
caust. Ultimately, American Jews were stymied in
this cause by their own fears and impotence, and by
the determined opposition of the American public
to offering any more Jews a refuge in the United
States.
See Also: CASTE AND CLASS; COUGHLIN, CHARLES;
RACE AND ETHNIC RELATIONS.
BIBLIOGRAPHY
Dinnerstein, Leonard. Antisemitism in America. 1994.
"Jews in America." Fortune (February 1936): 79-144.
Mueller, William A. "Hitler Speaks and the Bund
Obeys." Look (October 10, 1939).
Scholnick, Myron I. The New Deal and Anti-Semitism in
America. 1990.
Shapiro, Edward S. "The Approach of War: Congressio-
nal Isolationism and Anti-Semitism, 1939-1941.
American Jewish History 74, no. 1 (1984): 45-65.
Strong, Donald S. Organized Anti-Semitism in America:
The Rise of Group Prejudice During the Decade,
1930-40. 1941. Reprint, 1979.
Barbara S. Burstin
APPALACHIA, IMPACT OF THE
GREAT DEPRESSION ON
The Great Depression came early in Appalachia, a
mountainous region of the southeastern United
States. The lumber industry faded soon after World
War I, and two other major regional employers —
textiles and coal — struggled with overproduction,
low wages, and rising unemployment throughout
the 1920s when most industries were enjoying
prosperity. Moreover, subsistence-oriented moun-
tain agriculture ceased to provide a viable livelihood
for large numbers of people well before the stock
market crash of 1929. Fifty years of industrial abuse
of the environment and the lack of a scientific ap-
proach to agriculture and forestry had left much
Appalachian land exhausted.
Mountain farm families struggled to survive on
subsistence family farms that produced food but lit-
tle cash. Often the burdens of tending the farm fell
upon women and children as men worked else-
where to earn needed cash. By the 1920s, many
families had abandoned the farms for work in coal
or textiles (in mills both within Appalachia and be-
yond the southeastern periphery). The coal industry
excluded women but employed African Americans
and immigrants, broadening the racial and ethnic
mix in the region. The textile industry employed
white men and women, but excluded African
Americans. Both industries faced bitter interregion-
al competition, and management in both insisted
that survival required non-union operations. Sym-
pathetic state and local governments supported the
anti-union efforts.
As industrial employment both inside and out-
side the region collapsed in the late 1920s, workers
who had earlier abandoned farming returned, in-
creasing pressure on land already unproductive and
overpopulated. The great southern drought of 1930
hit Appalachia especially hard, adding to the woes
of mountain farmers and stranded refugees from
the region's faltering industries.
In 1929, violent strikes erupted in mill towns of
the Appalachian foothills like Gastonia, Elizabeth-
ton, Marion, and Danville. Young mountain
women emerged as prominent leaders among the
strikers. Embittered by the low wages, long hours,
poor working conditions, and demanding produc-
tion goals (the "stretch-out"), many workers wel-
comed organizers of the American Federation of
Labor's United Textile Workers (UTW) and the
Communist-led National Textile Workers. The coal
fields also stirred as the National Miners Union and
the West Virginia Mineworkers Union sought to
steal the march on the United Mine Workers of
America (UMW), which was left virtually moribund
by its falling membership and failed organization
drives of the 1920s.
The election of Franklin D. Roosevelt in 1932
and the coming of the New Deal had immediate
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ENCYCLOPEDIA OF THE GREAT DEPRESSION
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A family pose with their hoes on the porch of their farmhouse in Knox county, Kentucky, in 1940. Library of Congress, Prints &
Photographs Division, FSA/OWI Collection
political consequences as Democrats ousted an en-
trenched Republican regime in West Virginia, and
Democrats generally prevailed in other parts of the
traditionally Republican region. While congressio-
nal Democrats usually supported the New Deal,
such conservative state governors as Guy Kump of
West Virginia and Ruby Laffoon of Kentucky
clashed bitterly with federal relief administrators.
Before 1933, organizing efforts in both coal and
textiles failed. The New Deal's National Industrial
Recovery Act affirmed labor's right to organize and
to bargain collectively. Soon after passage, the
UMW conducted a successful organizing drive
throughout the region. On September 21, 1933,
union and industry representatives signed an
agreement that set the eight-hour workday as stan-
dard and ended mandatory payment in scrip and
the requirements that employees live in company
houses and trade at company stores. Soon thereaf-
ter, West Virginia ended its practice of deputizing
mine guards.
Coal operators in Bell, Harlan, and Whitley
counties in eastern Kentucky remained defiant of
public opinion and pressures from the state and
federal government. Violent clashes characterized
labor-management relations as operators crushed
organizing drives of both the National Miners
Union and the UMW. Not until 1941 did the coal
operators of "Bloody Harlan" accept UMW con-
tracts. Despite a vigorous effort in 1934, neither the
UTW nor, later, the Congress of Industrial Organi-
zation's Textile Workers Organizing Committee
ENCYCLOPEDIA OF THE GREAT DEPRESSION
57
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This young son of a poor Appalachian miner steals coal from rail cars for use at his family's home in Chaplin, West Virginia, in
1938. Library of Congress, Prints & Photographs Division, FSA/OWI Collection
had much enduring success in breaking the anti-
union tradition in textiles.
By 1930 both agricultural and industrial coun-
ties reported growing unemployment and distress.
Local governments and community agencies
sought to fill their traditional roles as relief provid-
ers, but agents of President Herbert Hoover's un-
employment committee found the efforts inade-
quate. Hoover, hoping to avoid direct federal
action, enlisted the Red Cross and the American
Friends Service Committee to provide emergency
relief, especially food for children, in the hardest-hit
Appalachian counties. In 1932, federal loans
through the Reconstruction Finance Corporation
moved the states to establish relief agencies for the
first time.
Relief workers were shocked to discover the ex-
tent of need in Appalachia. Unemployment rates in
some counties reached as high as 80 percent. Even
with moderate economic recovery, welfare depen-
dence became an intractable problem. New Deal
programs provided much needed help through
both work relief and direct payments, and, with So-
cial Security, these programs sounded the death
knells of the orphanage and the poor house. In
generating work relief, the federal government also
invested heavily to help upgrade roads, bridges,
and public buildings. In addition, relief agencies
took care to see to work relief for women. African
Americans, although suffering discrimination from
some agencies, received desperately needed work
relief from the Works Projects Administration. The
effort to build a modern welfare system, however,
was compromised by the persistence of spoils poli-
tics and the reluctance of states to adequately fund
welfare agencies.
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ENCYCLOPEDIA OF THE GREAT DEPRESSION
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This farmer living near Barbourville, Kentucky, built this new barn in 1940 with assistance from the Farm Security
Administration and the Southern Appalachian Project. Library of Congress, Prints & Photographs Division, FSA/OWI Collection
New Deal policy toward Appalachian agricul-
ture reflected New Deal economic ambivalence,
tending at first to favor planning ideas, and later
seeking a suitable setting for capitalist enterprise to
flourish. Some tobacco growers benefited, but most
Appalachian farmers found the early New Deal's
main agricultural legislation, the Agricultural Ad-
justment Act, irrelevant to their needs. Resettle-
ment ideas flourished for a time, but subsistence
community experiments, such as Sublimity Farms
in Kentucky, which relocated farmers from poor
lands, and Arthurdale in West Virginia, which relo-
cated stranded miners, aroused much conservative
opposition. Beginning in 1937 with the Farm Secur-
ity Administration, the focus shifted to rehabilitat-
ing poor farms rather than moving farmers. The
planning concept reemerged in the later New Deal
years in combination with the idea of organizing
farmers for land-use planning and the removal of
land with excessive slopes from agricultural uses.
Federal and state parks absorbed some lands
judged agriculturally submarginal. New Deal poli-
cies helped some mountain farmers and promoted
erosion prevention and soil conservation, but the
long-term decline of mountain agriculture contin-
ued.
Another New Deal program that profoundly
affected a large part of Appalachia was the Tennes-
see Valley Authority (TV A), authorized by Congress
in the early days of the New Deal. TVA built dams
to control floods, encouraged farmers to combat
soil erosion, promoted reforestation, and sought to
ENCYCLOPEDIA E THE GREAT DEPRESSION
59
A R C
I T E C T U R E
remove submarginal lands from agriculture. Most
important, the TVA provided hydroelectric power,
despite the philosophical opposition of some in
Congress and the opposition of private utility com-
panies. TVA's many useful improvements came
with a substantial cost. Thousands of rural residents
were compelled to sell and relocate as TVA dams
inundated their homes and farms. Paradoxically,
TVA, whose purpose was largely conservation, also
became in time a major consumer of strip-mined
coal to generate power, contributing to the princi-
pal source of environmental degradation in the re-
gion.
The Depression years brought great trials to the
people of Appalachia. The New Deal provided re-
lief, but only the coming of World War II brought
a business recovery. Mountain agriculture contin-
ued to fade, however, and for many, migration to
wartime industrial plants outside the region provid-
ed the best hope of a better future.
See Also: ARTHURDALE, WEST VIRGINIA; GUFFEY-
SNYDER ACT OF 1935; GUFFEY -VINSON ACT OF
1937; HARLAN COUNTY; LEWIS, JOHN L.; RURAL
LIFE; TENNESSEE VALLEY AUTHORITY (TVA);
UNITED MINE WORKERS OF AMERICA (UMWA).
BIBLIOGRAPHY
Blakey, George T. Hard Times and New Deal in Kentucky,
1929-1939. 1986.
Eller, Ronald D. Miners, Millhands and Mountaineers: In-
dustrialization of the Appalachian South, 1880-1930.
1982.
Hall, Jaquelyn Dowd. "Disorderly Women: Gender and
Labor Militancy in the Appalachian South." Journal
of American History 73 (1986): 354-382.
Heavener, John W. Which Side Are You On: The Harlan
County Coal Miners, 1931-1939. 1978.
Kirby, Jack Temple. Rural Worlds Lost: The American
South, 1920-1960. 1987.
Lewis, Ronald L. Black Coal Miners in America: Race, Class
and Community Conflict, 1780-1980. 1987.
McDonald, Michael J., and John Muldowny. TVA and the
Dispossessed: The Resettlement of Population in the
Norris Dam Area. 1982.
Salstrom, Paul. Appalachia's Path to Dependency: Rethink-
ing a Region's Economic History, 1730-1940. 1994.
Taylor, Paul F. Bloody Harlan: The United Mine Workers
of America in Harlan County, Kentucky, 1931-1941.
1990.
Thomas, Jerry Bruce. An Appalachian New Deal: West Vir-
ginia in the Great Depression. 1998.
Trotter, Joe William, Jr. Coal, Class, and Color: Blacks in
Southern West Virginia, 1915-32. 1990.
Walker, Melissa. All We Knew Was to Tarm: Rural Women
in the Upcountry South, 1919-1941. 2000.
Jerry Bruce Thomas
ARCHITECTURE
The economic crisis in the 1930s upstaged but did
not alleviate the upheaval within the architectural
profession. A new austere, ahistoric architectural
language, imported from Europe, won fiery adher-
ents who proclaimed that tradition had no place in
the production of contemporary architecture. The
term modernism is used to denote this new style.
Despite the zeal of the converts, others, with equal
passion, rejected the new vocabulary. The debate
over modernism polarized the architectural com-
munity as a new generation of architects not only
rebelled against historic styles but also challenged
the privileged place held by prominent and estab-
lished practitioners. Patronage patterns also shifted
as the federal government, responding to the eco-
nomic distress, commissioned an unprecedented
body of work. While the production of architecture
for the private sector did not entirely cease, the fed-
eral government gave new prominence to specific
building types and activities. Federal and civic
buildings, as well as regional planning and its at-
tendant architecture, constituted important arenas
for New Deal design. The 1930s reshaped American
architecture and the national landscape. By the end
of World War II, modernism had triumphed, a new
elite occupied the pinnacle of the architectural pro-
fession, and the federal government had blanketed
the country with emblems of the federal presence.
STYLES AND THE ARCHITECTURAL
PROFESSION
Formally, the most striking characteristic of the
architecture of the period was the diversity of ex-
pressions competing for the label modern. Three
styles dominated. Classicism remained a viable ar-
chitectural language throughout the decade. John
60
ENCYCLOPEDIA OF THE GREAT DEPRESSION
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Russell Pope's National Gallery of Art (1935-1941),
on the National Mall in Washington, D.C., reaf-
firmed the time-honored notion that American
public architecture should be classical. Pope's clas-
sicism, however, was restrained and sober rather
than lavish and opulent. He simplified and reduced
the classical apparatus. Orders were suggested by
slightly projecting planes, and the whole was
bound together by sleek horizontals and delicately
scaled moldings. Despite the austerity of Pope's
classicism, proponents of modernism labeled his
continued commitment to the past as reactionary.
The style most often associated with the period was
an even more restrained, spartan interpretation de-
scribed as modernized classicism. Paul Cret's Folger
Shakespeare Library (1928-1932), also in the na-
tional capital, was a seminal work. The library was
a simple rectangular mass of taut, thin planes. The
orders, reduced to a series of fluted piers, were de-
tailed in a stripped, simplified manner. Twin entry
pavilions flank the screen of piers, which distill to
a minimal essence the image of a classical colon-
nade. Cret's modernized classicism served as the
model for many federal buildings in the New Deal
period.
In the commercial realm, the comparatively re-
served streamlined moderne tempered and replaced
the flamboyant Art Deco of the 1920s. Exuberant
flourishes, such as the telescoping spire of semicir-
cular aluminum panels articulated with radiating
lines and punched triangular openings of William
Van Alen's Chrysler Building (1926-1930) in New
York City, seemed out of place in the bleak eco-
nomic climate. Streamlined moderne originated in
the work of industrial designers such as Norman
Bel Geddes and Walter Dorwin Teague. For design-
ers of the period, the characteristic flat planar wall
surfaces, rounded corners, banded windows, thin
decorative horizontal stripes, and flat roofs gave
built form to the idea of speed. Streamlined mod-
erne appeared on buildings ranging from vernacu-
lar roadside diners to Frank Lloyd Wright's high-
style Johnson Wax Building (1936-1939) in Racine,
Wisconsin. Like Art Deco, streamlined moderne
represented an attempt to create a language appro-
priate for the machine age.
Unlike the promoters of revival architecture or
Art Deco, proponents of modernism insisted that
all connections to the past be broken. As a style,
modernism burst onto the architectural scene in the
United States through Henry-Russell Hitchcock
and Philip Johnson's exhibition on "Modern Archi-
tecture" at New York's Museum of Modern Art in
1932. Photographs, models, and drawings of recent
buildings, primarily by European architects, sup-
ported Hitchcock and Johnson's claim that a new
language, which they named the International Style,
had emerged. The new vocabulary, characterized
by exposed structural framing, non-load-bearing
walls, and absence of applied ornament, constitut-
ed a self-conscious rejection of tradition. In addi-
tion to the architecture of the Europeans, the two
curators identified George Howe and William Les-
caze's Philadelphia Savings Fund Society Building
(1929-1932) in Philadelphia as a seminal work. The
first American skyscraper inspired by European
modernism pointedly turned its back on the aes-
thetics that had guided the design of the relatively
new building type. The architects gave the Philadel-
phia Savings Fund Society Building's functional
components distinct expressions on the exterior.
The base, containing shops and the banking hall,
the shaft for the offices, and the service tower were
each distinguished by different materials and win-
dow treatments. The building was defiantly asym-
metrical. The presence of the structural frame was
clearly expressed on the exterior. There was no tra-
ditional ornament or detailing at door and window
openings. The building and others included in the
exhibition redirected American architecture in the
subsequent decades. The influence of modernism
was broad as well as deep.
Frank Lloyd Wright's Fallingwater (1936-1937)
at Bear Run, Pennsylvania, was an idiosyncratic
blend of romantic rusticity and influences from the
International Style. Eliel and Eero Saarinen and
Robert F. Swanson's 1939 competition-winning but
ultimately unrealized design for the Smithsonian
Gallery would have defiantly placed a fully modern
building directly opposite Pope's National Gallery
on the Mall in the federal capital. Supplanting the
stylistic diversity of the 1930s, modernism tri-
umphed as the appropriate language for high-style
buildings following World War II.
Within the architectural profession, the ascen-
dance of modernism represented more than the tri-
ENCYCLOPEDIA OF THE GREAT DEPRESSION
61
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umph of a novel architectural language. Aesthetic
allegiances polarized the profession along genera-
tional lines. The economic distress of the 1930s ex-
acerbated the breach, as architects, like much of the
country's workforce, faced the bleak lack of em-
ployment opportunities. Older, established archi-
tects, who were also most likely to receive commis-
sions for prominent buildings, clung to traditional
modes of expression. Aspiring architects, eager to
make a mark in the field, championed modernism
as they also challenged the privileged place that
their established colleagues held. At the convention
of the American Institute of Architects held in
Washington, D.C., in 1939, the Smithsonian Gal-
lery design served as the rallying point for the
younger architects eager to overturn professional as
well as aesthetic hierarchies. At stake was the de-
sign of buildings not only in the private sector but
also for the architecturally activist federal govern-
ment.
PATRONAGE AND BUILDING TYPES
To stimulate the depressed economy, the feder-
al government emerged as the primary architectural
patron of the period. Government agencies com-
missioned and produced a staggering body of work
during the Depression decade. The most well-
known fruit of government patronage was the fed-
eral building program that placed thousands of post
offices and courthouses in cities and towns across
the country. The Office of the Supervising Architect
of the Treasury Department oversaw the vast build-
ing program. The style most often associated with
the Supervising Architect in the 1930s was modern-
ized classicism. Shreve, Lamb, and Harmon's post
office (1931-1932) for Chattanooga, Tennessee,
was one of many reinterpretations of Cret's facade
composition for the Folger. However, the Office of
the Supervising Architect produced federal build-
ings in a range of revival styles. Reginald Johnson's
post office (1936-1937) for Santa Barbara, Califor-
nia, was a moderne Spanish colonial revival. Don-
ald G. Anderson's Petersburg, Virginia, post office
(1934-1936) was a federal reinterpretation of a fan-
ciful, contemporary reconstruction. The facade
drew heavily from the rebuilding of the colonial
capitol (1928-1934) at nearby Williamsburg, Virgin-
ia. Federal architects and their collaborators made
revival architecture the language of New Deal fed-
eral buildings.
Where Hitchcock and Johnson's International
Style was a purely aesthetic language divorced from
ideology and social purpose, a Utopian tradition
that extended from the English garden city move-
ment to twentieth-century Radburn, New Jersey,
inspired the New Deal's suburban town program.
The project brought together a talented group of
landscape architects, planners, and architects, in-
cluding Henry Wright, Clarence Stein, and Cather-
ine Bauer. The goal was to use architecture as a tool
of both economic and social reform. While the work
did provide models for city design, ultimately, the
numbers diminished the influence of the idealistic
experiment. Of the several satellite cities planned,
only Greenbelt, Maryland; Greendale, Wisconsin;
and Greenhills, Ohio, were built.
The boldest act of New Deal planning was the
creation of the Tennessee Valley Authority (TV A) in
1933. Treating the entire 900-mile river valley that
cuts through seven states as a single unit, the gov-
ernment corporation planned and erected a string
of dams to control flooding, create inexpensive
electricity, repair adjacent damaged forest and agri-
cultural lands, and stimulate industry. The goals of
the ambitious and visionary project were to bring
the backward and blighted region into the twenti-
eth century and to demonstrate the power and ben-
efits of coordinated regional planning. At Norris
Dam, Roland Wank, the authority's first chief archi-
tect, played off architecture treated as severe rec-
tangular masses against the dynamism of water in
the massive spillway beyond. Wank's grave, simple
buildings of textured concrete ornamented only
with crisply cut rectangular openings containing
bands of windows or integral sans-serif lettering
created an architectural image that vividly ex-
pressed strength, efficiency, and faith in the power
of technology to produce change.
The period of the Great Depression witnessed
the transformation of the architectural profession.
On the other side of the decade, modernism
emerged as the style of choice for high-style Ameri-
can buildings. A new group of talented designers,
promoters of modernism, replaced the masters of
academic architecture as the new leaders of the
62
ENCYCLOPEDIA OF I H E GREAT DEPRESSION
ARMSTRONG
LOUIS
profession. The Depression-driven Roosevelt ad-
ministration had commissioned an extensive body
of architecture that also attested to the expanded
presence of the federal government in the daily
lives of its citizens.
See Also: ART; PUBLIC WORKS ADMINISTRATION
(PWA); TENNESSEE VALLEY AUTHORITY (TV A).
BIBLIOGRAPHY
Bedford, Steven McLeod. John Russell Pope: Architect of
Empire. 1998.
Butler, Sara Amelia. "Constructing New Deal America:
Public Art and Architecture and Institutional Legiti-
macy." Ph.D. diss., University of Virginia, 2001.
Craig, Lois, and the staff of the Federal Architecture Proj-
ect. The Federal Presence: Architecture, Politics, and
National Design. 1984.
Cutler, Phoebe. The Public Landscape of the New Deal.
1985.
Grossman, Elizabeth Greenwell. The Civic Architecture of
Paul Cret. 1996.
Hitchcock, Henry-Russell, and Philip Johnson. The Inter-
national Style: Architecture since 1922. 1932.
Lee, Antoinette J. Architects to the Nation: The Rise and
Decline of the Supervising Architect's Office. 2000.
Reitzes, Lisa Beth. "Moderately Modern: Interpreting the
Architecture of the Public Works Administration."
Ph.D. diss., University of Delaware, 1989.
Short, C. W., and R. Stanley-Brown. Public Buildings: A
Survey of Architecture of Projects Constructed by Federal
and Other Governmental Bodies between the Years 1933
and 1939 with the Assistance of the Public Works Ad-
ministration. 1939. Reprint, Public Buildings: Architec-
ture under the Public Works Administration 1933-39,
Vol. 1. 1986.
Weber, Eva. Art Deco in America. 1985.
Wilson, Richard Guy, Dianne H. Pilgrim, and Dickran
Tashjian. The Machine Age in America, 1918-1941.
1986.
Wilson, Richard Guy. "Modernized Classicism and
Washington, D.C." In American Public Architecture:
European Roots and Native Expressions, edited by
Craig Zabel and Susan Scott Munshower. 1989.
Sara A. Butler
ARMSTRONG, LOUIS
Louis Armstrong (August 4, 1901-July 6, 1971), also
known as Pops and Satchmo, pioneered jazz music
as both a trumpet player and vocalist. Armstrong
created a musical style and image that reflected his
times and served as a catalyst for cultural change.
His early life was characterized by a struggle to
overcome poverty and racism. Growing up penni-
less in New Orleans' red light district, Armstrong
received his first formal musical training at the Col-
ored Waifs' Home. By 1918, he was playing cornet
in the Ory Creole Orchestra, replacing King Oliver,
who had moved to Chicago. Before long, Arm-
strong began playing on steamboats that sailed
north up the Mississippi River. He followed Oliver
to Chicago in 1922 and played second trumpet in
his band. Armstrong made his recording debut dur-
ing his tenure with Oliver. Legend has it that Arm-
strong was instructed to stand twenty feet behind
the band during recording sessions because of the
magnitude of his sound.
Armstrong developed an unerring sense of
swing and a virtuoso range. By 1925, he was leading
his own groups, which showcased his melodious-
ness, edgy rhythms, and breathtaking harmonic
leaps. These influential smaller ensembles became
known as the Hot Fives and the Hot Sevens. In
1929 Armstrong traveled to New York, where he
began to experiment with singing. His vocal work
included a rendition of Fats Waller's "Ain't Misbe-
havin'" that was featured in the 1929 Broadway
revue Hot Chocolates.
During the Great Depression, jazz helped to lift
the spirits of the country and created a popular cul-
ture that broke down many social barriers. At the
beginning of this era, Armstrong faced one of the
problems that threatened the nation — warring
gangster factions. Now a hot musical commodity,
Armstrong was courted by several potential man-
agers, including representatives from key crime
families in New York and Chicago. In order to avoid
the conflict, and guarantee his own safety, Arm-
strong toured the United States in 1930, carefully
side-stepping New York and Chicago. In 1933 he
embarked on the first of what would be many Euro-
pean tours. By 1935, the dispute was resolved when
he began a long association with manager Joe Gla-
ser. But Armstrong's challenges were far from over.
Years of touring had injured his lip and hampered
his recording career, leaving him without a record-
ing contract.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
63
ARNOLD
T H U R M
Under the management of Glaser, a nightclub
manager associated with the gangster Al Capone,
Armstrong began to brand himself as an entertain-
er. Armstrong's musical style changed as he began
leading larger bands, which would back him on
popular songs. In 1936 he became the first jazz mu-
sician regularly featured in Hollywood movies, ap-
pearing with Bing Crosby in Pennies from Heaven.
Although he often performed for segregated audi-
ences and played movie roles that perpetuated ra-
cial stereotypes, his music transcended racism and
appealed to audiences of all races. Armstrong's hit
1932 version of "All of Me" became closely associ-
ated with the trials and losses that Americans faced
during the Great Depression, and his noble spirit
and dignity became a model for facing these chal-
lenges.
Critic Stanley Crouch argues that Armstrong
intensified the "central ethos of American cul-
ture" — be yourself and do it well. After the Depres-
sion, Armstrong expanded his audience through
world tours, and he served as a spokesperson for
racial equality during the civil rights era. His popu-
larity was such that in 1964 he even replaced the
Beatles atop the Billboard charts with a recording of
the song "Hello Dolly." By the time of Armstrong's
death in 1971, he had served as musical innovator,
cultural ambassador, and entertainer.
See Also: JAZZ; MUSIC.
BIBLIOGRAPHY
Armstrong, Louis, and Richard Meryman. Louis Arm-
strong: A Self-Portrait. 1996.
Armstrong, Louis. The Complete RCA Victor Recordings
(sound recording). 1997.
Armstrong, Louis. The Complete Hot Tive and Hot Seven
Recordings (sound recording). 2000.
Collier, James Lincoln. Louis Armstrong: An American Ge-
nius. 1983.
Giddins, Gary. Satchmo: The Genius of Louis Armstrong.
2001.
Miller, March H., ed. Louis Armstrong: A Cultural Legacy.
1994.
William R. Bettler
ARNOLD, THURMAN
Thurman Wesley Arnold (June 2, 1891-November
7, 1969), lawyer, social theorist, and government of-
ficial, was born in Laramie, Wyoming. After earning
a bachelor's degree from Princeton in 1911 and a
law degree from Harvard in 1914, Arnold took up
the practice of law in Chicago. Following military
service in Europe, he returned to Laramie and en-
tered local politics. He won election to the Wyo-
ming House of Representatives in 1921, and served
as its sole Democratic member. He later served as
the mayor of Laramie. In 1927, he was appointed
Dean of the University of West Virginia Law
School. From this post, he launched an ambitious
program of procedural reforms in the state's courts.
Arnold was called to a professorship at the Yale
Law School in 1930. His activities there included
the publication of two books — Symbols of Govern-
ment (1935) and The Folklore of Capitalism (1937) —
that gained a national audience.
Arnold emerged on the Washington scene in
1938 when he was appointed to head the antitrust
division at the Department of Justice. His qualifica-
tions for this post were not immediately evident; in
The Folklore of Capitalism he had ridiculed antitrust
laws as largely symbolic exercises in "economic
meaninglessness" that enabled politicians to
mount "crusades, which were utterly futile but
enormously picturesque, and which paid big divi-
dends in personal prestige." Once in office, howev-
er, he embarked on a vigorous campaign of anti-
trust enforcement. During his five-year tenure, he
initiated nearly half of the proceedings brought
under the Sherman Act during the first fifty-three
years of its existence and he increased the division's
professional staff nearly five-fold. Far more than
had any of his predecessors, Arnold brought crimi-
nal indictments against perceived antitrust viola-
tors, but was prepared to drop them in favor of con-
sent decrees when alleged offenders agreed to
change their behavior. Arnold was convinced that
his attacks on market power in price-making con-
tributed to increased production and employment.
In 1941, when economic mobilization for war was
pending, he maintained that antitrust enforcement
was essential "to prevent restrictions of production,
64
ENCYCLOPEDIA OF THE GREAT DEPRESSION
A R T
particularly conspiracies which are blocking the de-
fense effort."
Arnold was never part of President Roosevelt's
inner circle of policy advisers. He was brought to
Washington when the Temporary National Eco-
nomic Committee's investigations into business
practices were underway, and senior members of
Roosevelt's economic team were uncertain about
the future direction of industrial policy. For a time,
Arnold was allowed to operate with a relatively free
hand. However, longstanding veterans of the New
Deal's economic bureaucracy, such as Leon Hen-
derson, became increasingly dissatisfied with Ar-
nold's publicity-seeking and with the economic
perspective that informed his decisions. After the
Japanese attacked Pearl Harbor in December 1941,
when policy makers were attempting to promote
business-government cooperation, little welcome
was left for Arnold's approach. In 1943, he was ef-
fectively kicked upstairs with an appointment to the
U. S. Court of Appeals for the District of Columbia,
a position from which he resigned in 1945.
Arnold then returned to the private practice of
law. In the early 1950s, he again came into national
prominence when representing a number of per-
sons whose loyalty had been challenged during the
McCarthy period.
BIBLIOGRAPHY
Arnold, Thurman. The Bottlenecks of Business. 1940.
Arnold, Thurman. Fair Fights and Foul: A Dissenting Law-
yer's Life. 1965.
Hawley, Ellis W. The New Deal and the Problem of Monop-
oly: A Study in Economic Ambivalence. 1966.
Kearney, Edward M. Thurman Arnold, Social Critic: The
Satirical Challenge to Orthodoxy. 1970.
William J. Barber
ART
The character and value of art produced in the Unit-
ed States during the 1930s has been the subject of
continuing controversy within the discipline of art
history since the 1960s. Though it is true that all art
is necessarily accounted for retrospectively, in par-
tial and selective histories, it is especially significant
that art from the Depression continues to present
a range of intellectual, political, ideological, and
aesthetic problems for historians and critics.
In orthodox survey histories, 1930s U. S. art is
represented as realist or documentary in form and
intention, highly parochial in relation to develop-
ments in European modern art, and mostly con-
taminated by left-wing political motivations. The
artists Andrew Wyeth, Ben Shahn, and Edward
Hopper are claimed to be the most significant in the
period, producing paintings, drawings and photo-
graphs that supposedly transcend the specific so-
ciopolitical circumstances of their production. But
many others who worked in various neoabstract,
expressionist, naturalist, realist, social-realist, or so-
cialist-realist styles, motivated by an equally wide
set of artistic and sociopolitical interests and values,
have little, if any, presence in post-1945 art-history
accounts of the so-called "dirty decade." William
Gropper, Lucienne Bloch, Jerome Klein, William
Zorach, Raphael Soyer, and Berenice Abbott, for
example, were all artists with reputations already
established by the mid-1930s, and their exhibitions
and views were discussed and advertised in con-
temporary mainstream art magazines such as The
American Magazine of Art and Art Digest, but they
virtually dropped out of history as work of the 1930s
was repressed or villified in the Cold War climate
of the later 1940s and 1950s.
By the mid-1960s there was a reappraisal, for a
variety of complex and interrelated reasons. Presi-
dent Lyndon B. Johnson's creation of the National
Endowment for the Arts evoked Franklin D. Roose-
velt's subvention of the arts in the United States as
part of the New Deal. The emergence of the New
Left, organized around civil rights for minorities
and women and opposition to U. S. involvement in
the Vietnam War, sparked interest again in the left
politics and debates of the 1930s in which artists,
through such organizations as the Artists' Union
(AU) and the American Artists' Committee Against
Racism and Fascism (AACARF), played an impor-
tant part. The high modernism of U. S. art in the
1950s, symbolized by abstract expressionism, had
begun to give way to a wide range of styles and an
interpenetration of art forms and practices that, in
ENCYCLOPEDIA OF THE GREAT DEPRESSION
65
R T
31 in
I
Tfo's Arf Center in Gold Beach, Oregon, was established during the 1930s by the WPA. Franklin Delano Roosevelt Library
turn, led to a less, or at least differently, prejudicial
reassessment of 1930s art and art debates.
Unsurprisingly, when scholars turned back to
the 1930s they found aspects that linked art practice
then to developments in the post-World War II pe-
riod. These included the art of the proto-abstract
expressionists, many of whom had used relatively
realist styles during the Depression, often as em-
ployees of the WPA's Federal Art Project (for exam-
ple, Jackson Pollock, Mark Rothko, and Willem de
Kooning). Other 1930s artists who produced rela-
tively abstract paintings, prints, and drawings, such
as Stuart Davis, Balcombe Greene, Hans Hofmann,
and Georgia O'Keeffe, also found their latter-day
champions, though for Stuart Davis the cost of this
revival in his artistic reputation was substantial ne-
glect of his pivotal role in left-wing art politics in
New York in the late 1930s. Francis V. O'Connor's
research into art in the Depression, conducted in
the later 1960s and published in the early 1970s,
highlighted the sociology and demography of U. S.
artists, and reconfirmed the significance of New
York City as the home and inspiration of perhaps
a third of all professional or aspiring professional
artists in the country. Study of black and women
artists active in the 1930s, including Vertis Hayes,
Aaron Douglas, Marion Greenwood, and Minna
Citron, reflected the growth of 1960s civil rights and
feminism as political and scholarly movements for
radical social change. What the 1930s meant in art-
historical terms had changed dramatically by the
end of the 1970s, though the determinants within
this process of reassessment were broadly social
and political.
No other decade in the last century attracts
such questions or analytic problems, nor com-
mands such putative coherence. To be called a
1930s artist is no mere chronological label: The
term implies that artist and his or her paintings or
sculptures somehow reflect or embody the combi-
66
ENCYCLOPEDIA OF THE GREAT DEPRESSION
A R T
The New Deal, a mural in the auditorium of the Leonardo Da Vinci Art School in New York City, was painted as a WPA
project in the mid 1930s by Conrad Albrizio, who dedicated the work to President Roosevelt. Franklin Delano Roosevelt Library
nation of realist intent, style, and socialist or Marx-
ist political motivation associated with the Depres-
sion and the New Deal. Edward Hopper, then,
though active in the 1930s, is not a 1930s artist and
his painting Early Sunday Morning (1930) is not in
any significant way a piece of art of the 1930s.
Georgia O'Keeffe, similarly, though productive in
the decade, created works such as Ram's Skull with
Brown Leaves (1936) whose value escapes the ideo-
logical posturings and political machinations of the
1930s. In contrast, Stuart Davis, socialist chairman
of both the AU and the AACARF (but always highly
skeptical of the U. S. Communist Party doctrine on
art and political matters), will never escape his as-
sociation with the 1930s. His Swing Landscape (c.
1938), for instance, is far more in debt to Piet Mon-
drian and Fernand Leger than to any indigenous
social art influence, but it remains a permanent
prisoner, too, of the "art of the 1930s." The 1930s,
then, means the Great Depression, the optimism
ENCYCLOPEDIA OF THE GREAT DEPRESSION
67
R T
"
This relief at the Forest Hills Station post office in New York
was completed by Sten Jacobsson in 1937 as part of the
Federal Art Project. Franklin Delano Roosevelt Library
(or naivete, depending on one's perspective) of the
New Deal, the moral disaster of the U. S. left's
alignment with Soviet communism, and the early
moves toward disengagement from ideological
commitment toward what Arthur Schlesinger
influentially called "the vital center" (Schlesinger
1962).
Roosevelt's reorganization and direction of the
Democratic Party and the federal government in
the 1930s shaped significant aspects of both artistic
production and major art institutions and agencies.
The Federal Art Project (FAP, 1935-1943) and the
Public Works of Art Project (1933-1934), run by two
faithful New Dealers, Holger Cahill and Edward
Bruce, respectively, are examples of sui generis New
Deal activity. Bruce purchased art works for the na-
tion throughout the decade within United States
Treasury-funded programs, though he always
claimed that acquiring masterpieces was his goal,
rather than developing what more radical New
Dealers called the "democratization of culture."
The progressive and populist image of the New
Deal attracted Thomas Hart Benton, one of the re-
gionalist painters of the period (along with Grant
Wood and John Steuart Curry). Benton's mural
cycle America Today (1930-1931) describes and cel-
ebrates small town American life. The Museum of
Modern Art in New York City, though indebted to
European artists and styles for its major exhibitions
from the decade, supported aspects of New Deal
arts policy with its 1936 show of federal art, New
Horizons in American Art. The Whitney Museum of
American Art was much more programmatic in its
support of contemporary artists in the United
States, and had initiated economic support for De-
pression-hit artists before the federal government
intervened in 1933.
The FAP and other agencies that employed art-
ists, designers, and photographers in the 1930s had
considerable autonomy from federal government
policy, perhaps because, on the whole, New Deal
administrators had little or no interest in culture
initiatives, which only ever received a minute pro-
portion of federal money. Even this support was
often cut off for a variety of political and budgetary
reasons, undermining the efforts of artists and peo-
ple in arts management who wished to see culture
become a central element in what they believed
was a genuine New Deal revolution. But this auton-
omy/lack of interest meant that, for the most part,
art created by federal employees was free of any re-
quired propagandistic meaning. If anything, federal
art was accused of left-wing bias. This was the case
with August Henkel's Mural (1938) at Floyd Ben-
nett Field in Brooklyn, New York, which was cen-
sored by the FAP on the doubtful grounds that it
contained communist symbolism, and with Diego
Rivera's Man at the Crossroads (1933-1934) at
Rockefeller Center in New York City, which also
was embroiled in ideological controversy.
By 1940, the network of organizations (over-
whelmingly based in New York City) set up by art-
ists to lobby for the extension of federal aid, or to
support socialist and communist activities against
fascism in Europe and capitalism in the United
States, had begun to unravel under the weight of
68
ENCYCLOPEDIA OF THE GREAT DEPRESSION
A R T
The Federal Art Project sponsored free art classes for children and adults in many cities, including these underway in 1941 at the
WPA Art Center in Oklahoma City. Franklin Delano Roosevelt Library
state-supported anticommunism. But throughout
the 1930s, the thriving of complex and intellectually
rich debates formed what was arguably the most
significant activity of these groups. This vitalization
had never been entirely, or even mostly, dominated
by the U. S. Communist Party; it involved indepen-
dent thinkers and artists such as Meyer Schapiro
and Stuart Davis, and it supported and sponsored
diverse art forms, ranging from the highly abstract
to the doctrinally socialist-realist. This creative plu-
rality is the real legacy of the art of the 1930s.
See Also: AMERICAN SCENE, THE; FEDERAL ART
PROJECT (FAP).
BIBLIOGRAPHY
Brown, Milton. The Modern Spirit: American Painting,
1908-1935. 1977.
Doss, Erika. Benton, Pollock, and the Politics of Modernism:
From Regionalism to Abstract Expressionism. 1991.
Harris, Jonathan. Federal Art and National Culture: The
Politics of Identity in New Deal America. 1995.
Hills, Patricia. Social Concern and Urban Realism: Ameri-
can Painting of the 1930s. 1983.
Marling, Karal A., and Helen A. Harrison. Seven Ameri-
can Women: The Depression Decade. 1982.
Mathey, Francois. American Realism: A Pictorial Survey
from the Early Eighteenth Century to the Nineteen Sev-
enties. 1976.
O'Connor, Francis V. Federal Support for the Visual Arts:
The New Deal and Now. 1969.
Rose, Barbara. Readings in American Art since 1900. 1968.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
69
A R T
R D
L E
WEST V I R G I N I
This homestead in West Virginia was built during the mid-1950s as -part of the Farm Security Administration's Arthurdale
project. Library of Congress, Prints & Photographs Division, FSA/OWI Collection
Schlesinger, Arthur. The Vital Center: The Politics of Free-
dom. 1962.
Schwartz, Lawrence. Marxism and Culture: The CPUSA
and Aesthetics in the 1930s. 1980.
Whiting, Cecile. Antifascism in American Art. 1989.
Jonathan Harris
ARTHURDALE, WEST VIRGINIA
The groundbreaking for the small new town of Ar-
thurdale, West Virginia, in late 1933 inaugurated
one of the New Deal's most ambitious and eventu-
ally most notorious projects in economic and social
engineering. The project began with efforts led by
Eleanor Roosevelt to expand American Friends Ser-
vice Committee relief work in Scott's Run, a long-
depressed coal mining area near Morgantown,
West Virginia. Mrs. Roosevelt helped turn Arthur-
dale into the showcase effort of the recently estab-
lished Division of Subsistence Homesteads. Ar-
thurdale was a prototype for a rural-urban
synthesis in which destitute farmers and miners
from the area were resettled into new homes with
enough land to maintain a household subsistence,
while planners also sought to provide homestead-
ing families with newly decentralized industrial
jobs.
Beyond such economic schemes, Mrs. Roose-
velt herself saw the new town as a "human experi-
ment station." She led a coterie of social and cultur-
al reformers aiming to build "community" among
residents, particularly by enlisting them in an array
70
ENCYCLOPEDIA OF THE GREAT DEPRESSION
A R T H U R D A L E , WEST VIRGINIA
Some Arthurdale residents, including these employees in a vacuum cleaner factory in 1937, were given the opportunity to combine
farming with part-time work in local industries. Library of Congress, Prints & Photographs Division, FSA/OWI Collection
of cooperative ventures that eventually included a
health clinic, a general store, a cemetery, an inter-
denominational church, a forge, a weaving room,
and a furniture factory, along with various agricul-
tural projects. But at the heart of the community's
experimental first years lay the school, designed by
educator Elsie Clapp around philosopher John
Dewey's pragmatic pedagogy. The school mirrored
the project by seeking to integrate a progressive so-
cial and economic agenda with revivals of residents'
"folkways," presumed lost over decades of industri-
al expansion. This emphasis on cultural rehabilita-
tion was abetted when planners acceded to local
pressures to select families of largely Scotch-Irish
descent, despite intense interest on the part of local
non-native and African -American applicants.
During the 1930s, Arthurdale's political reputa-
tion, and to some extent its residents, suffered from
confused and over-optimistic planning during the
ongoing Depression. Clapp's experimental school
closed in 1936 due to lack of private funding.
Worse, homesteaders endured years without
steady wage work after Congress denied plans to
give federal manufacturing contracts to homestead-
ers, citing unfair competition with private industry.
Through the 1930s, Resettlement Administration
and later Farm Security Administration officials
struggled to maintain employment at Arthurdale,
until the coming of the war effort brought lasting
jobs. By then, the government had begun selling off
the 165 homes and other properties built there, at
a significant loss against its total outlay.
In following decades, Arthurdale's families
prospered in relative anonymity. Following its fifti-
eth anniversary in 1984, however, residents created
Arthurdale Heritage, Inc., a small nonprofit organi-
ENCYCLOPEDIA E THE GREAT DEPRESSION
71
ASIA, GREAT DEPRESSION IN
zation that maintains the town's remaining com-
munity structures and offers a look back on its sto-
ried past.
See Also: APPALACHIA, IMPACT OF THE GREAT
DEPRESSION ON; ROOSEVELT, ELEANOR;
SUBSISTENCE HOMESTEADS DIVISION.
BIBLIOGRAPHY
Arthurdale Heritage, Inc. Homepage at: www
.arthurdaleheritage.org
Cook, Blanche Weisen. Eleanor Roosevelt, Vol. 2:
1933-1938. 1992.
Haid, Stephen Edward. "Arthurdale: An Experiment in
Community Planning, 1933-1947." Ph.D. diss.,
West Virginia University, 1975.
Ward, Bryan, ed. A New Deal for America (proceedings
from the National Conference on 1930s, Arthurdale,
and New Deal Homesteads, July 1994). 1995.
Stuart Keith Patterson
ASIA, GREAT DEPRESSION IN
All Asian countries were deeply affected by the
steep fall of agrarian prices that began in 1930 and
reached its lowest point around 1933. There was a
slight upward trend in subsequent years, but in
general, prices stagnated at a low level until they
rose again during World War II. Wheat and cotton,
which were widely traded in the world market, led
the downward trend, and they were soon followed
by other types of produce, such as millets, which
were grown only for local consumption. Normally,
prices reflect supply and demand; in the Depression
years there were no major changes in this respect
in Asia, but the prices were halved nevertheless.
The contraction of credit was the main cause of this
catastrophic decline. It upset forward trading,
which otherwise served to stabilize prices. Panic
sales spread like wildfire. Rural marketing was dis-
rupted and it took years to overcome this upheaval.
Economic historians have hardly taken note of
this Asian crisis of the 1930s. Theoretical assump-
tions caused this neglect: If a country did not expe-
rience industrial unemployment and a balance of
payments crisis, it was supposedly not affected by
the Depression. Most Asian countries were only
marginally industrialized at that time and the bal-
ance of payments was settled by an outflow of gold,
so on these two counts there was no depression in
Asia.
The fate of the Asian peasant has been disre-
garded, too. If the peasants had only practiced sub-
sistence agriculture, prices would have been irrele-
vant, but most Asian peasants were forced to
market much of their produce because they were
indebted and had to pay taxes. Debt service and
taxation were not adjusted to their reduced income
There was widespread agrarian distress in Asia, but
governments faced serious peasant revolts only in
a few areas. Long-term political effects that were
not immediately evident turned out to be more im-
portant than these incidents of violent revolt.
GOLD AND SILVER: THE FATE OF ASIAN
CURRENCIES
Before World War I the international gold stan-
dard had maintained an automatic equilibrium in
the world market, due to the powerful position of
London, which controlled the flow of gold world-
wide. After the war the United States emerged as
the arbiter of the flow of gold, but instead of letting
it flow, it hoarded it in the interest of internal price
stability. In spite of this, there was a concerted ef-
fort, led by London, to restore the international
gold standard. Great Britain returned to it at the
prewar parity in 1925 and had to abandon it again
in 1931. Japan returned to it as late as 1930, only to
abandon it again in 1932; its currency then experi-
enced a dramatic devaluation.
British India was completely at the mercy of the
currency policy made by the secretary of state for
India in London. India's silver currency had served
its colonial rulers very well, because it absorbed a
large amount of the silver that became redundant
in Europe when most countries demonetized it and
shifted to the gold standard. But the colonial gov-
ernment of India collected taxes in depreciating sil-
ver while it had to pay its "home charges" (such as
debt service) in gold. When it could not make both
ends meet any longer, the Indian mints were closed
to the free coinage of silver in 1893. The silver rupee
became a token currency that was managed by the
7Z
ENCYCLOPEDIA OF THE GREAT DEPRESSION
ASIA, GREAT DEPRESSION IN
secretary of state. In 1927 a currency act was passed
that pegged the rupee to the gold standard at a rate
above the prewar parity. This feat had been accom-
plished by a slow and steady deflation. Used silver
coins were not replaced by new ones but melted
down. The silver was quietly sold abroad by the
British. When the Depression hit India, the ex-
change rate of the overvalued rupee was defended
by further deflationary measures. This finally led to
an enormous outflow of "distress gold" (mostly
gold coins and ornaments) that indebted peasants
turned over to the moneylenders. Since the respec-
tive colonial governments did not impose gold ex-
port embargoes, this gold flowed freely to London
and other centers. This export filled the gap caused
by the decline of the value of commodity exports
and thus cured India's balance of payments prob-
lem with a vengeance.
In the meantime, China was shielded against
the initial impact of the Depression by its silver cur-
rency, because the price of silver fell like that of all
other commodities. Whereas some countries that
were in full control of their respective currencies re-
sorted to competitive devaluation, China's currency
was devalued automatically. Overseas Chinese
then converted their savings (in gold) into silver,
which they invested in China in a big way. But this
spree did not last long. President Roosevelt helped
the U. S. silver interests by means of a silver pur-
chasing policy that dramatically increased the price
of silver in the world market. The silver that had
poured into China around 1930 left it again in 1934,
and the Depression hit China in a delayed but very
dramatic action.
Other Asian countries that were colonies of dif-
ferent European powers were affected by the pecu-
liarities of the currency policies of their respective
masters. France had joined the gold standard only
in 1928 — and at one-fifth of the prewar parity. It
was thus in a more comfortable position than other
countries and could stay on the gold standard until
1936. In Indochina, the French maintained a colo-
nial currency, the piastre, which they pegged to the
French franc in 1931 in order to protect French in-
vestments. This aggravated the impact of the De-
pression on Indochina. In the Netherlands East In-
dies (now Indonesia) there was no colonial
currency. The Dutch currency circulated in the colo-
ny, but here, too, a deflationary policy led to an out-
flow of gold that benefited the colonial power.
Most Asian countries suffered from the com-
bined impact of deflationary policies and credit
contraction. Both were caused by creditors in the
central places of the world market who wanted to
prevent the depreciation of Asian currencies so as
to protect their investments, but also did not want
to provide fresh credit. This depressed prices, and
also subverted the old argument that access to colo-
nial raw materials was essential for the European
powers, and could only be secured by political con-
trol. In a world where raw materials were available
at very low prices, colonialism did not pay any lon-
ger. Colonial control was required only to keep
under control debtors who might cancel their debts.
The deflationary policy was an integral part of this
control of debtors. Its immediate effect was the
sharp decline of prices of agricultural produce.
WHEAT, RICE, AND SUGAR: THE FALL OF
AGRARIAN PRICES
All Asian crops were affected by the fall in
prices in the 1930s, but wheat, rice, and sugar were
by far the most important. Wheat was grown and
traded globally. Its overproduction in the United
States was one of the chief causes of the Depres-
sion. For some time the storage of wheat in the
United States had helped to keep prices at a com-
fortable level, but when credit contracted in the
United States due to the monetary policy of the
Federal Reserve Board, wheat poured out of the
storage houses in an avalanche of panic sales. Cred-
it signals then reached India, Australia, and other
wheat-producing regions very quickly.
Rice was not immediately affected by these
events. Wheat could not be easily substituted for
Rice: This was not just a matter of taste, but also of
the skills and implements required for preparing
the respective foods. Thus the rice price remained
high everywhere in Asia in the summer of 1930.
Moreover, rice was only marginally traded in the
world market. It was almost exclusively an Asian
crop, produced and consumed locally. Japan was a
crucial exception, and it played a decisive role in
triggering the global fall of the rice price. After
ENCYCLOPEDIA E THE GREAT DEPRESSION
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ASIA, GREAT DEPRESSION IN
World War I, Japan was a rice-deficit country. Rice
riots had shaken the government and arrange-
ments were made for a timely import of rice. In
Japan rice is harvested at the end of summer,
whereas in monsoon Asia (South and Southeast
Asia) the main harvest reaches the market in Janu-
ary. Rice from Burma (now Myanmar) and, to a
lesser extent, from Thailand and Indochina, would
reach Japan in March when it was needed most. But
by 1928 Japan had achieved self-sufficiency and im-
posed an import embargo on rice. In 1930 Japan
had a very plentiful rice harvest. At that time the
Japanese government was pursuing a deflationary
policy in order to support the yen, which had just
been pegged to the gold standard. The double im-
pact of deflation and the rich harvest caused the rice
price to fall by about one-third in October 1930.
This should have been a purely domestic concern
since Japan did not export or import rice, but grain
traders all over the world interpreted this as a signal
that the rice price would now share the fate of the
wheat price. In November 1930 the rice price in
Liverpool was reduced by half, and Calcutta fol-
lowed the Liverpool precedent in January 1931. At
that point, the rice price experienced a free fall, and
by 1933 rice was cheaper than wheat in India. Actu-
ally, the production, consumption, and export vol-
ume of rice did not decline very much in this peri-
od — only the price remained low, and so did the
income of the producers.
In 1930 in lower Burma, the world's major rice
export region at that time, the peasants rose in a vi-
olent revolt led by the charismatic Saya San. Bur-
mese peasants had to pay both poll tax and land
revenue. The poll tax was collected before the win-
ter harvest, forcing the peasants to market their
rice. Moneylenders and grain dealers usually eager-
ly provided credit for the tax payment against the
coming harvest, but in late 1930 they knew that the
price of rice would fall in January and thus they did
not provide any credit when the tax collector
pounced on the peasants. In response, Saya San,
who had earlier petitioned the government on be-
half of the peasants, led the peasants in a violent re-
bellion that took the British two years to suppress.
Other rice-growing provinces of British India re-
mained quiet during the period because peasants
did not have to pay poll tax or even land revenue,
but only rent to landlords. A peasant could get
away with paying no rent for some time, but then
the landlord could sue him and he would forfeit his
occupancy right. This produced an atmosphere of
smoldering discontent but no immediate revolt.
Unrest was more pronounced in India's wheat-
growing region, where peasants were in more di-
rect contact with the revenue authorities. The Na-
tional Congress, an Indian political party, had
sponsored agrarian campaigns in this region in
1930, and this contributed to the subsequent emer-
gence of the Congress as a peasant party.
Sugarcane was a major cash crop in several
Asian countries, particularly in India, the Nether-
lands East Indies, and the Philippines. Before the
Depression, the Netherlands East Indies was the
major exporter of refined white sugar. Much of this
white sugar was exported to India, where sugarcane
was mostly converted into brown sugar for rural
consumption, and imported refined sugar was in
demand in urban areas. In 1931 the British Indian
government imposed a prohibitive tariff on sugar,
thus greatly encouraging Indian sugar production.
By 1937 India was ready to export sugar, but the In-
ternational Sugar Agreement of that year classified
India as a sugar importing country, so India was de-
nied an export quota. The protective tariff of 1931
did not affect British imperial interests. But if India
had been permitted to export sugar in 1937, the
(British) Caribbean sugar planters would have faced
Indian competition. Thus the year 1937 marked a
setback for India. On the other hand, sugar produc-
tion expanded in the Philippines because of its free
access to the U. S. market.
ASIAN INDUSTRIES: LIMITED POSSIBILITIES
OF IMPORT SUBSTITUTION
Some scholars of Asian history have tried to
prove that the Depression was a boon in disguise
for Asian countries because they benefited from im-
port substitution (the replacement of imported in-
dustrial products such as cotton textiles by indige-
nous production). Actually, the scope of import
substitution was severely limited by the reduced
buying power of the rural masses. The textile indus-
try was the only major industry in Asia in the early
twentieth century. Japan did make a major advance
in the Depression years by buying cheap Indian
U
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cotton and using the cheap labor of Japanese peas-
ant girls to produce textiles. The devaluation of the
Japanese yen by about 60 percent in 1932 gave Jap-
anese products an enormous competitive advan-
tage. The British in India responded to this by insti-
tuting protective tariffs and securing preferential
access to the Indian market for their own products.
Under these arrangements the Indian textile indus-
try progressed somewhat in the 1930s, but the main
beneficiaries were the handloom weavers who got
cheap food and cheap cotton and competed with
the mills, which could not cut their costs easily. Ac-
tually, the Depression remains the only period in
which the real wages of labor increased in India.
China experienced similar developments. The in-
vestment spree of the early 1930s encouraged in-
dustrial growth. Even the Japanese invested in Chi-
nese mills. But all this was soon engulfed by the
delayed impact of the Depression, and then by the
ravages of war after the Japanese invasion of China.
Other Asian countries had hardly any industry that
could have profited from import substitution.
See Also: AGRICULTURE; GOLD STANDARD;
INTERNATIONAL IMPACT OF THE GREAT
DEPRESSION.
BIBLIOGRAPHY
Albert, Bill, and Adrian Graves, eds. The World Sugar In-
dustry in War and Depression. 1988.
Boomgaard, Peter, and Ian Brown, eds. Weathering the
Storm: The Economies of Southeast Asia in the 1930s
Depression. 2000.
Brown, Ian, ed. The Economies of Asia and Africa in the
Inter-War Depression. 1989.
Feuerwerker, Albert. The Chinese Economy, 1912-1949.
1968.
Rothermund, Dietmar. India in the Great Depression,
1929-1931. 1992.
Rothermund, Dietmar. The Global Impact of the Great De-
pression, 1929-1939. 1996.
Rothermund, Dietmar. "Currencies, Taxes and Credit:
Asian Peasants in the Great Depression,
"1930-1939." In The Interwar Depression in an Inter-
national Context, edited by Harold lames. 2001.
Dietmar Rothermund
ASIAN AMERICANS, IMPACT OF
THE GREAT DEPRESSION ON
The Great Depression had important political, eco-
nomic, and cultural implications for "Asian-
American" communities. In the United States, the
ethnic label Asian American encompasses groups of
people with diverse geographical, cultural, and his-
torical backgrounds, and ancestral roots in a num-
ber of different countries. The earliest Asian immi-
grants arrived in the United States from China, with
the first massive wave coming in the mid-
nineteenth century. As with other ethnic minori-
ties, the Chinese — and later the Japanese, Filipinos,
Asian Indians, Koreans, and a host of other
groups — emigrated to the United States to serve
primarily as a source of cheap labor. These migra-
tion patterns were related to larger global transfor-
mations initiated by industrial capitalism and Euro-
American colonialism. By the beginning of the
Great Depression, these groups formed the largest
Asian populations in the country. According to U.S.
census data and other published reports, there were
close to 75,000 Chinese, 140,000 Japanese, 56,000
Filipinos, and several thousand Asian Indians and
Koreans living in America in 1930, most residing on
the West Coast.
Like most other Americans, Asian Americans
endured hardships related to and caused by the
economic fallout of the late 1920s, with its effects
lasting well into the 1930s. Stories of massive un-
employment, housing evictions, lost savings, star-
vations, and in some cases suicide, were reported
throughout Asian-American communities in the
United States. In her autobiography, Quiet Odyssey:
A Pioneer Korean Woman in America (1990), Mary
Paik Lee, a Korean immigrant, describes the devas-
tating impact of the Depression on her and her
family. She recalls how her family's savings, gener-
ated from over a decade of operating a fruit stand
in southern California, were completely wiped out
during those years, forcing the family to move from
place to place in search of available land to support
a minimal level of subsistence. Preexisting levels of
racial hostility in most industries in California led
many Asian immigrants, such as the family of Mary
Paik Lee, to be disproportionately represented in
ENCYCLOPEDIA E THE GREAT DEPRESSION
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3^§m^S^ : " " ^m^^^^^
Japanese-American agricultural workers, photographed by Dorothea Lange in 1937, pack broccoli near Guadalupe, California.
Library of Congress, Prints & Photographs Division, FSA/OWI Collection
agriculture as laborers, farmers, and small entrepre-
neurs. Unfortunately, as the Depression dramati-
cally reduced the demand for specialized agri-
cultural goods (agricultural profits in California
dropped by more than 50 percent from 1929 to
1932), the economic fallout of the Depression led
to particularly harsh consequences for Asian
Americans in the region. The economic effects of
the Depression were also felt by Asian Ameri-
cans on the East Coast. Chinese hand laundry-
men, operating more than three thousand such
businesses in New York City, saw their earnings
and wages decline by about one-half during the
Depression.
As the economic crisis of the early 1930s deep-
ened, its impact, at least for Asian-American com-
munities, was felt beyond the boundaries of Ameri-
ca's borders. Many Asian immigrants, despite being
separated by long distances and long periods be-
tween visits, maintained close ties to their families
and villages in their homelands. In particular, the
Chinese, as a result of international migration, de-
veloped what some historians have called "transna-
tional communities." The combination of exclu-
sionary immigration laws, cultural norms in China,
and the prohibitive costs involved in the immigra-
tion process created an immigration population
overwhelmingly male, leading some observers to
76
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mistakenly characterize the Chinese communities
in America as "bachelor societies." Familial ties
across vast physical spaces were sustained by let-
ters, occasional visits, and scheduled remittances.
These remittances went to building new homes,
schools, hospitals, and orphanages for families and
villages back in China. However, the Depression
substantially reduced the funds that Chinese immi-
grants were able to send home, undoubtedly wors-
ening conditions for their families and villages in
China, which had come increasingly to rely on
these remittances. In short, for Asian immigrants,
the impact of the Great Depression was experi-
enced on both sides of the Pacific.
THE IMPACT OF RACISM
For Asian Americans, the debilitating effects of
the economic crisis were compounded by the his-
torical legacy of racism. During the latter half of the
nineteenth century, the American public increas-
ingly charged Asian immigrants, beginning with
the Chinese, with being "unassimilable," "racially
inferior," and a threat to the "American" way of life.
These anti-Asiatic sentiments were eventually en-
coded into American law. In 1882, the U.S. Con-
gress passed the Chinese Exclusion Act, making
Chinese immigration to the United States illegal. By
1924, Asians, which by law included peoples from
countries stretching from Afghanistan to the South
Pacific, were effectively excluded from the United
States as immigrants (with the exception of Filipi-
nos and certain exempt classes including mer-
chants, diplomats and students), were deprived of
the right to own land, and were denied the legal
right to citizenship. This history of exclusion and
oppression by racial and national proscription pro-
foundly effected the way Asians Americans and
their children experienced and responded to the
Depression. For example, Asian Americans, along
with other ethnic minorities, occupied the bottom
of a racially stratified labor market, making them
especially vulnerable during times of economic cri-
sis. Community histories describing, for instance,
New York City's Chinatown, have shown that the
unemployment rate among the Chinese population
was considerably higher than state and national av-
erages during the peak years of the Depression.
Furthermore, racist employment practices preclud-
This Filipino -American man found work in the lettuce fields of
California's Imperial Valley in 1939. Library of Congress,
Prints & Photographs Division, FSA/OWI Collection
ed many university educated Asian Americans from
entering the professional and white-collar ranks.
The comments of a certain college educated Nisei
(the American-born children of Japanese immi-
grants) reflected the frustrations of a generation of
educated Asian Americans: "They go to college,
learn a heterogeneous body of facts relating to any-
thing from art to architecture and end their days in
a fruit stand."
As with previous periods of economic crisis in
American history, racial antipathies toward Asian
Americans were expressed more frequently and
with greater intensity during the Depression. In the
face of an ever-diminishing labor market, white
Americans throughout the West Coast systemati-
cally and violently drove out Asian-American la-
borers, with Filipinos being the most frequent tar-
gets. As colonial subjects, Filipinos were given the
juridical status of U.S. nationals, which allowed
them, unlike other Asian groups, to move freely
back and forth from the Philippines to the United
ENCYCLOPEDIA E THE GREAT DEPRESSION
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1: ff..*!
Many Asian Americans earned a living as itinerant field hands during the Great Depression. This Chinese -American laborer
worked in a -potato field near Walla Walla, Washington, in 1936. Library of Congress, Prints & Photographs Division, FSA/OWI
Collection
States. However, Filipinos did not began to arrive
on American shores in significant numbers until the
1920s and 1930s. During this period, Filipinos expe-
rienced the same pattern of treatment as previous
generations of Asian immigrants; initially, they
were frequent victims of physical violence, and
eventually, they were excluded through govern-
mental legislation. During the Depression, the U.S.
government offered to repatriate Filipinos with the
stipulation that they forfeit the right to reentry into
the United States; not surprisingly, few Filipinos
took up the offer, though there were reported cases
of coerced repatriation. In 1935, Filipino immigra-
tion to the United States was all but halted with the
passage of the Tydings-McDuffie Act. Economic
uncertainty also produced similar efforts to discrim-
inate against Asian Americans on the East Coast.
For example, in 1933, a group of businessmen in
New York City, in an attempt to eliminate Chinese
competition from the industry, unsuccessfully ad-
vocated for a city ordinance that would require U.S.
citizenship to obtain a laundry license.
ASIAN-AMERICAN RESPONSE TO THE
DEPRESSION
Asian-American communities responded to
these difficult times in a variety of ways. Like many
Mexican Americans, some Asian immigrants sim-
78
ENCYCLOPEDIA OF THE GREAT DEPRESSION
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ply decided to return to their homelands; some re-
turned with the hope of finding better prospects,
and others returned as a temporary strategy, at least
until the situation improved in the United States. A
small number of Asian immigrants and their chil-
dren relocated to Central and South America. The
vast majority of Asian Americans, however, looked
to ethnic institutions and organizations to survive
the Depression. Long before the 1930s, mutual aid
societies, welfare agencies, and business organiza-
tions provided resources and services, such as relief,
job placement services, and legal counsel. Such or-
ganizations were generally located in ethnic en-
claves in large cities — the most notable being in San
Francisco, New York, Los Angeles, and Seattle —
where, due in part to racism in the housing and em-
ployment markets, the highest concentration of
Asian Americans resided. In addition, there were
informal community networks through which fam-
ilies and friends could mutually assist one another
in times of emergency. These institutions and net-
works worked to shelter Asian-American commu-
nities from the most debilitating effects of the De-
pression. In San Francisco's Chinatown, for
example, the expanding tourist industry (which was
facilitated by the repeal of prohibition laws in 1933),
together with New Deal federal assistance, helped
dramatically reduce Chinese unemployment in the
city by the late 1930s. Growing numbers of Chinese
men and women began finding jobs in newly reno-
vated restaurants, bars, and coffee shops. Similarly,
in Little Tokyo in Los Angeles, Japanese merchants
and community leaders organized the "buy in Lil'
Tokio" campaign, through which they hoped to re-
vive slumping Japanese-American businesses by
appealing to the community's sense of ethnic
loyalty.
However, the depth of the Depression crisis se-
verely tested the limits of ethnic institutions and
networks, leaving them, in many instances, unable
to adequately address the unprecedented levels of
need to be found in their respective communities.
As a result, Asian Americans, many for the first
time, turned to the federal government for assis-
tance. Government reports indicate that the rate at
which Asian Americans participated in public assis-
tance varied widely from city to city. For example,
San Francisco's Chinatown had the highest per-
centage of Chinese receiving relief benefits, nearly
approaching the national average. On the other
hand, in Chicago and New York, only 2 to 5 percent
of the Chinese population was on relief. In general,
Asian Americans were less likely to seek relief as-
sistance for a number of reasons. First, as frequent
victims of state powers in the past, Asian Americans
understandably feared government authorities.
Moreover, discriminatory federal policies excluded
them from certain government programs and bene-
fits. One clear example of this was the statutory re-
quirement that an individual must be an American
citizen to be eligible for a job through the Works
Progress Administration (WPA). Consequently,
Asian Americans, many of whom by law were ineli-
gible for citizenship, composed a disproportionate-
ly small percentage of people on WPA employment
rolls. Based on the calculations of one historian,
among the three largest Asian-American groups in
California in 1940, less than 14 percent of their un-
employed had jobs with the WPA as compared to
more than 60 percent of unemployed black Ameri-
cans. In addition to all of this, many Asian Ameri-
cans were simply unaware that they were entitled
to relief assistance, which also helps to explain their
lower participation rates.
Despite these shortcomings, the federal gov-
ernment did make positive contributions to Asian-
American communities during the Depression, and
in doing so, may have helped to bring about a
change in these groups' attitudes and perceptions
of the state. In San Francisco's Chinatown, for ex-
ample, New Deal legislation improved housing
conditions, established public health clinics, and
expanded educational and job-training programs,
in addition to traditional public relief allowances.
Furthermore, many of these federal programs pro-
vided professional opportunities for Asian-
American women in the fields of education and so-
cial work in a time when few professional occupa-
tions were considered suitable for women.
The growing emergence of women profession-
als was part of a larger trend in which Asian-
American women were gradually to become more
visible in the workplace and in the public more gen-
erally. As a result of the Depression, many Asian-
American women were forced to find employment
ENCYCLOPEDIA E THE GREAT DEPRESSION
79
ASSOCIATION
GAINST
PROHIBITION
A M E N D M T N T
A A P A
outside of the home, mainly in low-wage, service-
oriented industries. For some, this development
only created additional work — wage labor during
the day and household chores in the evening.
Asian-American women, like many women across
the country, had to work increasingly hard to keep
the family together in these trying times. Yet, for
other women, some of whom became household
breadwinners, the Depression presented opportu-
nities to challenge traditional gender roles. Indeed,
some Asian-American women, albeit a limited
number, actively participated in public affairs such
as local politics, union organizing, and community
reform.
As all this suggests, Asian Americans were ac-
tive participants in the unfolding drama that was
the Great Depression. Certain everyday scenar-
ios — Japanese-American families applying and re-
ceiving federal aid, Chinese-American women
walking to the garment factory to begin their work-
day, and Filipino-American workers organizing in
California's strawberry fields — reflected important
social and cultural changes taking place within
Asian-American communities at this time. Yet
these developments, prompted by the Great De-
pression, were only a prelude to even larger
changes and struggles that lay ahead for Asian
Americans. Nevertheless, the crisis of the 1930s
prepared them for a future that included World War
II, wartime internment, and the postwar struggle
for equality.
See Also: ASIA, GREAT DEPRESSION IN; MIGRATORY
WORKERS; RACE AND ETHNIC RELATIONS.
BIBLIOGRAPHY
Daniels, Roger. Asian America: Chinese and Japanese in the
United States since 1850. 1988.
Friday, Chris. Organizing Asian American Labor: The Pacif-
ic Coast Canned-Salmon Industry, 1870-1942. 1994.
Fugita-Rony, Dorothy B. American Workers, Colonial
Power: Philippine Seattle and the Transpacific West,
1919-1941. 2003.
Haney-Lopez, Ian. White by Law: The Legal Construction
of Race. 1996.
Hsu, Madeline Yuan-yin. Dreaming of Gold, Dreaming of
Home: Transnationalism and Migration between the
United States and South China, 1882-1943. 2000.
Ichioka, Yugi. Thelssei: The World of First Generation Japa-
nese Immigrants, 1885-1924. 1988.
Kurashige, Ron. Japanese American Celebration and Con-
flict: A History of Ethnic Identity and Festival,
1934-1990. 2002.
Kwong, Peter. Chinatown, New York: Labor and Politics,
1930-1950, rev. edition. 2001.
Lee, Mary Paik. Quiet Odyssey: A Pioneer Korean Woman
in America. 1990.
Matsumoto, Valerie J. Farming the Home Place: A Japanese
American Community in California, 1919-1982. 1993.
McKeown, Adam. Chinese Migrant Networks and Cultural
Change: Peru, Chicago, Hawaii, 1900-1936. 2001.
Saxton, Alexander. The Indispensable Enemy: Labor and the
Anti-Chinese Movement in California, rev. edition.
1995.
Sayler, Lucy E. Laws Harsh as Tigers: Chinese Immigrants
and the Shaping of Modern Immigration Law. 1995.
Shah, Nayan. Contagious Divides: Epidemics and Race in
San Francisco's Chinatown. 2001.
Yoo, David K. Growing Up Nisei: Race, Generation, and
Culture among Japanese Americans of California,
1924-49. 2000.
Yu, Renqui. To Save China, To Save Ourselves: The Chinese
Hand Laundry Alliance of New York. 1992.
Yung, Judy. Unbound Feet: A Social History of Chinese
Women in San Francisco. 1995.
Kornel S. Chang
ASSOCIATION AGAINST THE
PROHIBITION AMENDMENT
(AAPA)
The Association Against the Prohibition Amend-
ment (AAPA) was the leading political pressure
group helping to secure repeal of the Eighteenth
Amendment to the U.S. Constitution. Historians
credit the AAPA with fostering Republican-
Democratic polarization on the issue, giving repeal
greater respectability, and greatly speeding up the
repeal process.
Founded in 1918, the AAPA became the first
anti-prohibition organization operating outside the
affected industry. Its founder, William H. Stayton,
was a former naval captain concerned about cen-
tralized encroachment on state and local rights. Al-
though unable to block the Eighteenth Amend-
ment, he kept the organization alive, had it
80
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incorporated, and by 1926 was claiming 700,000
members. Initially, Stayton worked to secure voter
pledges, but he soon began stressing quality over
quantity and seeking members whose stature and
resources could sway public opinion and enhance
respectability. Among such recruits were John J.
Raskob, James W. Wadsworth, Henry H. Curran,
and Lammot, Pierre, and Irenee du Pont; in 1928
these men restructured Stayton's association. Stay-
ton became chair of a showcase board, while Cur-
ran became president, and operating power went to
a small committee headed by Pierre du Pont.
Following its reorganization, AAPA influence
grew, in part because Raskob became national
chairman of the Democratic Party and worked to
link the party with repeal. An outpouring of publici-
ty, stressing prohibition's costs and tying repeal to
economic recovery, also helped to change public
opinion. In addition, cooperation with upper-class
women, particularly the new Women's Organiza-
tion for National Prohibition Reform, produced
positive images of repeal's supporters. In 1932 the
AAPA succeeded in getting repeal into the Demo-
cratic platform, and subsequently Jouett Shouse,
having moved from Democratic headquarters to
become president of the AAPA, worked to make
repeal a central campaign issue and took encour-
agement from the sweeping Democratic victories.
Lawyers associated with the AAPA helped to shape
the Twenty-First Amendment and get it through
Congress; state ratification, completed in December
1933, proceeded largely according to AAPA guide-
lines.
Its mission achieved, the AAPA disbanded. Its
leaders, however, later became the core of the
American Liberty League, dedicated to fighting
New Deal centralization. This time they soon be-
came discredited, lending support to charges that
repeal had come through undemocratic manipula-
tion by selfish plutocrats. For a time this became the
standard historical interpretation, but further study
of the AAPA has brought greater appreciation of its
anti-centralist philosophy and its effectiveness and
influence in the context of changes being wrought
by the Great Depression.
See Also: AMERICAN LIBERTY LEAGUE;
PROHIBITION; RASKOB, JOHN J.
BIBLIOGRAPHY
Burk, Robert F. The Corporate State and the Broker State:
The Du Fonts and American National Politics,
1925-1940. 1990.
Dobyns, Fletcher. The Amazing Story of Repeal: An Expose
of the Power of Propaganda. 1940.
Kyvig, David E. "Raskob, Roosevelt, and Repeal." Histo-
rian 37 (1975): 469-487.
Kyvig, David E. Repealing National Prohibition, 2nd edi-
tion, 2000.
Ellis W. Hawley
AUSTRALIA AND NEW ZEALAND,
GREAT DEPRESSION IN
The Great Depression began in Australia and New
Zealand with a collapse in demand for their primary
products, which caused export prices to fall 40 per-
cent from 1929 to 1932. The loss of earnings caused
a severe liquidity crisis from mid-1929 in two coun-
tries that relied heavily on foreign borrowing to fi-
nance economic development, while disequilibri-
um in the balance of payments forced a reduction
of imports in 1930 to half their pre-Depression
level. The gross domestic product, measured in
constant prices, fell by nearly 10 percent between
1929 and 1932 in Australia and 20 percent in New
Zealand.
Both countries had enjoyed prosperity as enter-
prising and progressive colonies of British settle-
ment. The United Kingdom was the principal mar-
ket for Australian wheat, wool, and agricultural
products, as well as for New Zealand meat, wool,
and dairy products; these rural exports accounted
for over 20 percent of their nations' production. Yet
both countries were highly urbanized: The majority
of wage earners lived in the four principal cities of
New Zealand, while Sydney and Melbourne both
had more than one million inhabitants. Australia,
with a population of 6.5 million in 1930 (when the
New Zealand population was 1.7 million) was the
more ambitious in promotion of secondary industry
by tariff protection and government assistance.
Both sought to guarantee living standards through
national tribunals that determined minimum wage
levels.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
S T R A L I A AND NEW ZEALAND
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A Labor government took office in Australia at
the onset of the Depression and responded to the
crisis by encouraging greater production of rural ex-
ports and raising tariff levels to reduce imports. But
the serious deterioration in the balance of payments
caused difficulties in servicing the foreign debt, and
the Bank of England sent Sir Otto Niemeyer to ad-
vise on appropriate remedies. With the support of
the Australian banks, he made the federal and state
governments agree to reduce expenditures, balance
their budgets, and curtail borrowing. The Arbitra-
tion Court cut the minimum wage by 10 percent in
January 1931, and the Australian currency was si-
multaneously devalued against sterling by 30 per-
cent. The federal Labor government suffered defec-
tions and lost office at the end of 1931 to a
reconstituted United Australia Party, which main-
tained the retrenchments. The Labor premier of
New South Wales, Jack Lang, who defied the finan-
cial arrangements, was dismissed from office in
1932.
In New Zealand, two non-Labor parties with
rural and urban bases of support, the United and
the Reform parties, dominated the parliament and
came together in a coalition in 1931, leaving Labor
in opposition. The government followed deflation-
ary policies similar to those in Australia, though
New Zealand resisted devaluation until January
1933, when a 25 percent cut in the exchange rate
with sterling was made. The New Zealand Court of
Arbitration imposed a 10 percent wage cut in May
1931.
82
ENCYCLOPEDIA OF I H E GREAT DEPRESSION
S T R A L I A
N D
NEW ZEALAND
GREAT
DEPRESSION
I N
Recovery began in Australia and New Zealand
by 1933, assisted by the increase in the volume of
exports. The Ottawa Agreement of 1932, which
gave preferential trade arrangements to the British
Dominions, probably assisted Australian and New
Zealand producers. Their Depression was less se-
vere than in the United States. Estimates of unem-
ployment vary, ranging from 20 to more than 30
percent of the workforce in Australia; the New Zea-
land economy had a smaller proportion of employ-
ees, so its rate of unemployment was lower. There
was less work rationing than in the United States
and a high incidence of long-term unemployment.
Relief measures in Australia were initially in the
hands of local government and charities, and took
the form of food handouts. From 1930 state govern-
ments levied emergency income taxes to finance
sustenance payments and enlist unemployed men
in public works. The New Zealand government fol-
lowed similar policies, with a strong emphasis on
working for the "dole."
These measures were barely sufficient. Eviction
and homelessness became common. Shanty towns
sprang up on the outskirts of cities, while many un-
employed resorted to an itinerant existence in the
rural interiors. Protest demonstrations erupted oc-
casionally into violent city riots in 1931 and 1932,
and encouraged governments to provide public
works. The requirement that married men work for
the dole on such projects, often far from home, im-
posed strains on marriages, and younger men were
especially vulnerable to the social dislocation of
prolonged hardship. Marriages were deferred, and
the birthrate fell to an unprecedented low. Those
indigenous peoples of the two countries, the Ab-
originals and Maori, who were in the paid work-
force were mostly rural, casual workers, and were
hit hard. There were some cases of antagonism to
ENCYCLOPEDIA OF THE GREAT DEPRESSION
83
S T R A L I A AND NEW ZEALAND
GREAT
DEPRESSION
I N
foreign workers, mostly southern Europeans em-
ployed in mining and agriculture, though the cessa-
tion of migration during the Depression defused
such animosities. In societies that had valorized the
male breadwinner, there was also criticism of the
displacement of men by female workers, but the
trade unions were powerless to prevent such
changes in employment policy.
Several regional studies of the Depression sug-
gest that the unequal sacrifices it imposed on differ-
ent classes strained social cohesion and dented the
egalitarian ethos of these new-world nations. Oral
history and fictional treatments attest to the humili-
ations the Depression inflicted as well as the re-
sourcefulness of its victims. The failure of the Aus-
tralian Labor Party allowed the previously
ineffective Communist Party to channel discontent
into its Unemployed Workers Movement. Commu-
nism and the defiant radical populism of the pre-
mier of New South Wales alarmed conservatives,
who formed secret armies to defend God, king, and
empire. That was unnecessary in New Zealand,
where the Labour Party first gained office in 1935.
Its extensive program of economic management
and social welfare was heavily influenced by the
lessons of the Depression.
See Also: CANADA, GREAT DEPRESSION IN;
INTERNATIONAL IMPACT OF THE GREAT
DEPRESSION.
BIBLIOGRAPHY
Bolton, G. C. A Fine Country to Starve In. 1972.
Broomhill, Ray. Unemployed Workers: A Social History of
the Depression in Adelaide. 1978.
Gregory, R. G., and N. G. Butlin, eds. Recovery from the
Depression: Australia and the World Economy in the
1930s. 1988.
Hawke, G. R. The Making of New Zealand: An Economic
History. 1985.
Lowenstein, Wendy, ed. Weevils in the Flour: An Oral Re-
cord of the 1930s Depression in Australia, rev. edition.
1989.
Mackinolty, Tudy, ed. The Wasted Years?: Australia's Great
Depression. 1981.
Schedvin, C. B. Australia and the Great Depression. 1970.
Simpson, Tony. The Slump: The Thirties Depression, Its Or-
igins and Aftermath. 1990.
Stuart Macintyre
U
ENCYCLOPEDIA OF I H E GREAT DEPRESSION
BACK-TO-THE-LAND MOVEMENT
The back-to-the-land, or back-to-the-soil, move-
ment of the 1930s was a collection of relief and re-
form projects that sought agrarian solutions to the
decade's social and economic crises. A single basic
goal united the various groups and schemes associ-
ated with the movement: to open the nation's un-
used lands to a new class of small producers. But
this common theme found expression through ini-
tiatives ranging greatly in practical scope and intel-
lectual sophistication.
In the broadest sense, movement back to the
land in the United States began soon after the stock
market crash of 1929, when the country saw a tem-
porary but significant reversal of decades of urban-
ward migration as city jobs dried up and millions
sought what seemed simpler, cheaper living on old
family farms or bits of unused, marginal land. The
popular press fueled this widespread but largely
unorganized upwelling of interest in subsistence
gardening and small farming through a drumbeat
of articles from such leading figures as longtime
physical culture advocate Bernarr Macfadden.
A more organized movement took shape as a
variety of public and private initiatives to resettle
and retrain families for small production on both
individual and collective small farms. A number of
such programs were mainly ad hoc efforts by states
and municipalities to reduce relief rolls, reprising
similar efforts during previous depressions to use
open lands as a safely valve for urban overcrowding
and unemployment. But some leaders envisioned
more concerted, long-term land use planning, often
seeking to combine industrial decentralization with
workers' gardens in small new towns. Franklin
Roosevelt proposed such a plan as governor of New
York, as had industrialist Henry Ford in his 1926
book Today and Tomorrow.
Indeed, much of 1930s back-to-the-land activi-
ty predated the Depression, though the crisis lent
it new impetus. Sectarian groups like the American
Friends Service Committee, the rural life sections of
the Catholic church and various Protestant church-
es, and the Jewish Agricultural Society brought an
emphasis on economic and social cooperatives to
their own long-standing efforts at communal rural
rehabilitation. Newly mobilized county agricultural
and domestic agents revived a program for rural
improvements codified in 1908 by Theodore Roose-
velt's Country Life Commission. But all of the fore-
going strands of the movement had their culminat-
ing expression in a series of resettlement colonies
built by the New Deal's Division of Subsistence
Homesteads beginning in late 1933, which joined
plans for regional and cultural rehabilitation to a
85
K K E
WIGHT
new rural-urban synthesis of part-time farming and
factory work in localized, cooperative settings.
Beyond rural resettlement and rehabilitation
projects, the movement offered intellectual updates
to the tradition of Jeffersonian agrarianism. The
movement's unifying ideological positions included
ambitious calls for a general redistribution of prop-
erty and a return to localized production and gov-
ernment. These common themes found their most
forceful expression through the Southern Agrari-
ans, a group of intellectuals at Vanderbilt University
in Nashville who argued for a return to the institu-
tions and traditions of the landed Old South in their
volume I'll Take My Stand (1930), and Ralph Bor-
sodi, who had begun in the early 1920s to preach
and practice household production as an alternative
to unhealthy, wasteful mass consumerism.
See Also: AGRICULTURE; SOUTHERN AGRARIANS.
BIBLIOGRAPHY
Borsodi, Ralph. Flight from the City: An Experiment in Cre-
ative Living on the Land. 1933.
Carlson, Allan. The New Agrarian Mind: The Movement to-
ward Decentralist Thought in Twentieth-Century
America. 2000.
Conkin, Paul K. Tomorrow a New World: The New Deal
Community Program. 1959.
Lord, Russell, and Paul H. Johnstone. A Place on Earth:
A Critical Appraisal of Subsistence Homesteads. 1942.
Stuart Keith Patterson
BAKKE, E. WIGHT
Edward Wight Bakke (November 18, 1903-Novem-
ber 22, 1971) was a sociologist and professor of eco-
nomics at Yale University. Bakke is best known for
his investigations of long-term unemployment in
the Great Depression, published in the two-volume
1940 study The Unemployed Worker and Citizens
without Work. He played an important role in shap-
ing the fields of industrial relations, human re-
source management, and labor economics as they
were emerging in the 1930s through the post World
War II decades. As director of Yale's Labor and
Management Center, Bakke strove to bring an em-
pirically grounded, "real world" perspective to
union-management relations and labor market
policy. Bakke held key advisory positions on the
New Deal Social Security Board, the National War
Labor Board, and in the Department of Labor,
among other government appointments. Amidst
this distinguished record, Bakke's study of Depres-
sion-era unemployment remains his most influen-
tial and far-reaching work.
Conducted while he was director of Unemploy-
ment Studies at Yale's interdisciplinary Institute for
Human Relations, Bakke's eight-year study ex-
plored the social psychological, cultural, and eco-
nomic impact of joblessness on unemployed men
in New Haven, Connecticut. The study combined
methods of survey research, case study, ethno-
graphic observation, and personal interview,
through which Bakke tracked how workers who
fully embraced broader cultural values of work and
self-reliance coped with "the task of making a living
without a job." While capturing their frustration,
loss of dignity, fear, and, eventually, despair as the
Depression lingered on, Bakke also emphasized the
resourcefulness with which workers and their fami-
lies made "adjustments" to long-term joblessness.
Especially striking to contemporary readers was the
degree to which traditionally male providers would
exhaust every possible alternative — turning to sav-
ings, credit, cutting back on necessities, and finally
to the earnings of their wives and children — before
accepting public assistance, or "the dole." While
frequently invoked to shatter the stereotyped imag-
ery of the unemployed "welfare chiseller," for
Bakke this pattern was also a sign of something
more troubling: the unemployed worker's tendency
to blame himself for a situation over which he had
little control.
In its time and for future generations, Bakke's
study stood as a powerful statement of the impor-
tance of stable, adequately-paying work opportuni-
ties for individual well-being, as well as broader so-
cial well-being. For Bakke himself, it was also a
statement of the need for a strong and lasting pub-
lic sector commitment to making those opportuni-
ties available and protecting workers' rights to
achieve them.
86
ENCYCLOPEDIA OF THE GREAT DEPRESSION
BANK
E A D
JONES
f A R M
TENANT
C T
f
19 3 7
See Also: SOCIAL SCIENCE; UNEMPLOYMENT,
LEVELS OF.
BIBLIOGRAPHY
Bakke, E. Wight. The Unemployed Worker: A Study of the
Task of Making a Living without a fob. 1940.
Bakke, E. Wight. Citizens without Work: A Study of the Ef-
fects of Unemployment upon the Workers' Social Rela-
tions and Practices. 1940.
Alice O'Connor
"BALLAD OF PRETTY BOY FLOYD"
Dust Bowl balladeer Woody Guthrie wrote the
"Ballad of Pretty Boy Floyd" in March of 1939.
Guthrie, best known for singing and composing
songs about the plight of people dislocated from
their homes by poverty and the Dust Bowl, wrote
a series of ballads about outlaws, celebrating them
as populist heroes, poor people who preyed on the
rich. He composed songs about the Dalton gang,
the brazen female outlaw Belle Starr, and most fa-
mously, Charles Arthur Floyd, a bank robber and
killer known as Pretty Boy Floyd.
Born in Bartow County, Georgia, in 1904, Floyd
began his life of crime in the 1920s as a bootlegger
and petty gambler, but his criminal activities had
escalated to armed robbery and murder by the
1930s. During the Great Depression, poor individu-
als frequently lost their homes and property to
banks, and criminals like Pretty Boy Floyd, who
robbed the banks that foreclosed on their homes
and farms, became popular figures of the era. Even
before Guthrie immortalized Floyd in song, he was
already known as "the Sagebush Robin Hood."
When Guthrie first composed the "Ballad of
Pretty Boy Floyd," the song was intended to mock
the government, banks, and wealthy people. Guth-
rie's Pretty Boy was transformed into a heroic fig-
ure, a victim of circumstance who killed a deputy
sheriff in a fair fight, and then had to seek refuge
in the backwoods and live as an outcast because
"every crime in Oklahoma was added to his name."
Although the police considered Pretty Boy Floyd to
be a criminal, he was a hero to the poor farmers,
who gave him food and shelter and, in return for
their hospitality, often discovered, according to the
song, that their mortgage had been paid off or a
thousand- dollar bill had been left on the dinner
table.
Guthrie's song describes a hero who, like an
American Robin Hood, sent a truckload of groceries
to provide Christmas dinner for all the families on
relief in Oklahoma City. The last lines of the song
made Guthrie's message clear: "And as through
your life you travel/Yes, as through your life you
roam/You won't never see an outlaw/Drive a family
from their home." Songs such as the "Ballad of
Pretty Boy Floyd" helped victims of the Great De-
pression vocalize their anger against banks, while
reinforcing growing class tensions. In a time of ab-
ject poverty, this song offered hope, as well as a ca-
thartic release of indignation.
See Also: GUTHRIE, WOODY; HEROES.
BIBLIOGRAPHY
Guthrie, Woody. Dust Bowl Ballads (sound recording).
1940.
Klein, Joe. Woody Guthrie: A Life. 1981.
Wallis, Michael. Pretty Boy: The Life and Times of Charles
Arthur Floyd. 1992.
Mary L. Nash
BANKHEAD-JONES FARM TENANT
ACT OF 1937
The Bankhead-Jones Farm Tenant Act was passed
by Congress on July 22, 1937. It authorized a mod-
est credit program to assist tenant farmers to pur-
chase land, and it was the culmination of a long ef-
fort to secure legislation for their benefit. The law
was one part of the New Deal's program to address
the massive problems of rural poverty and landless-
ness, but its impact proved to be so limited that its
importance was mainly symbolic.
Federal financing of farm purchases by tenants
was first considered in Congress as the Bankhead
bill of 1935. That measure proposed a billion-dollar
bond issue to enable the government to purchase
ENCYCLOPEDIA T THE GREAT DEPRESSION
87
A N K I N G ACT
F
19 3 3
land, evaluate its suitability for cultivation, and re-
sell it on easy terms to tenants and sharecroppers
whose loans would be secured by mortgages and
supervision of their farming. Although promotion
of small farm ownership was hardly a radical con-
cept, the bill received strong conservative opposi-
tion. The Senate passed it in June 1935, but it died
in the House of Representatives.
By 1936 farm purchase lending was an admin-
istration objective, advocated by the Resettlement
Administration (RA) and supported by the presi-
dent. But the Bankhead-Jones Act of 1937 was far
short of what the RA desired. Instead of a large
bond issue, it appropriated a token $10 million for
loans for fiscal 1938, rising to a maximum of $50
million per year by fiscal 1940. Provision for gov-
ernment purchase and resale of land, regarded as
crucial by the RA, was eliminated; instead, all loans
and farms being financed required approval by
committees of local farmers. No farms could be fi-
nanced unless they were deemed viable family
units by local standards. Credit preference went to
an upper stratum of tenants who owned imple-
ments and who could make down payments. Al-
though not satisfied with such limited legislation,
RA leaders considered it the best that could be ob-
tained at the time. The new lending program was
assigned to the RA, which was renamed the Farm
Security Administration (FSA).
The Bankhead-Jones Farm Tenant Act was
passed near the end of the New Deal, as conserva-
tive opposition increased in Congress. Beginning in
1941, Congress tied loans to average farm values in
each county, a restriction that shut down the pro-
gram in hundreds of poor counties. From 1938 until
Congress terminated the FSA in 1946, the agency
made only 44,300 purchase loans. Moreover, ana-
lyzing the program in 1949, economist Edward
Banfield concluded that many of the farms financed
by the FSA had proved to be inadequate units as re-
quirements for successful farming rapidly in-
creased.
See Also: FARM POLICY; FARM SECURITY
ADMINISTRATION (FSA); RESETTLEMENT
ADMINISTRATION (RA).
BIBLIOGRAPHY
Baldwin, Sidney. Poverty and Politics: The Rise and Decline
of the Farm Security Administration. 1968.
Banfield, Edward C. "Ten Years of the Farm Tenant Pur-
chase Program." journal of Farm Economics 31 (1949):
469-486.
Bankhead-Jones Farm Tenant Act. U.S. Statutes at Large,
50, Part 1(1937): 522-33.
Dykeman, Wilma, and James Stokely. Seeds of Southern
Change: The Life of Will Alexander. 1962.
Maddox, James G. "The Farm Security Administration."
Ph.D. diss., Harvard University, 1950.
Mertz, Paul E. New Deal Policy and Southern Rural Pover-
ty. 1978.
Paul E. Mertz
BANKING ACT OF 1933. See
GLASS-STEAGALL ACT OF 1933.
BANKING PANICS (1930-1933)
More than nine thousand banks failed in the United
States between 1930 and 1933, equal to some 30
percent of the total number of banks in existence at
the end of 1929. This statistic clearly represents the
highest concentration of bank suspensions in the
nation's history. The data reveal at least four sepa-
rate intervals when there was a marked acceleration
and deceleration in the number of bank failures:
November 1930 to January 1931, April to August
1931, September and October 1931, and February
and March 1933. Milton Friedman and Anna
Schwartz designated these four episodes as bank-
ing panics, only one of which had causal macroeco-
nomic significance. If the 3,400 banks that were not
licensed by the Secretary of the Treasury to reopen
in March 1933 are excluded, only two out of five
bank suspensions occurred during banking panics.
It is well to bear in mind that 60 percent of bank
closings between 1930 and 1932 were not panic in-
duced and that the problem of understanding why
so many banks failed during the Great Depression
goes beyond simply explaining what happened
during banking panics. For example, one of the
causes of the nonpanic-induced failures during the
ENCYCLOPEDIA OF THE GREAT DEPRESSION
N K I N G PANICS (1930-1933)
Great Depression may have been related in part to
the over expansion of small, rural banks in the
twenties as well as to the distressed state of Ameri-
can agriculture following World War I. These fac-
tors may have operated during banking panics as
well but would have by no means been confined to
panic episodes.
Unlike previous banking panics of the national
banking era, the banking panics of the Great De-
pression occurred during the same cyclical contrac-
tion from 1929 to 1933, each compounding the ef-
fects generated in the previous panic.
Table 1
Number of Bank Suspensions, Domestic Hoarding, and
Panic Severity
(in Millions of Dollars)
Domestic
Panic
Panic Dates
Suspensions
Hoarding
Severity
Nov. 1930-Jan. 1931
806
164
3.4
April -Aug. 1931
573
348
2.95
Sept.-Oct 1931
827
270
4.27
Feb.-Mar. 1933
Bank Holidays
1502
DEFINITION AND CHARACTERISTICS OF
BANKING PANICS
A banking panic may be defined as a class of fi-
nancial shocks whose origin can be found in any
sudden and unanticipated revision of expectations
of deposit loss and during which there is an at-
tempt, usually unsuccessful, to convert checkable
deposits into currency. There are two principal
characteristics of banking panics: an increased
number of bank runs and bank suspensions and
currency hoarding as measured by the amount of
Federal Reserve notes in circulation seasonally ad-
justed. Table 1 shows the number of bank suspen-
sions, amount of hoarding, and panic severity in
each of the panics of the Great Depression, 1933 ex-
cepted. Panic severity is measured by the number
of bank suspensions in each panic divided by the
total number of banks in existence.
BANKING PANIC OF 1930
During the banking panic of 1930, over eight
hundred banks closed their doors between Novem-
ber 1930 and January 1931, and Federal Reserve
notes in circulation seasonally adjusted increased
by $164 million, or 12 percent (see table). The larg-
est number of bank closings was concentrated in
the St. Louis Federal Reserve District with approxi-
mately two suspensions out of every five banks.
These closings were related to the failure of the
largest regional investment banking house in the
South, Caldwell and Co. of Nashville, Tennessee.
The firm controlled the largest chain of banks in the
South with assets in excess of $200 million and also
the largest insurance group in the region with as-
sets of $240 million. The failure of Caldwell and Co.
had immediate repercussions in four states: Ten-
nessee, Kentucky, Arkansas, and North Carolina.
The collapse of Caldwell's financial empire raised
expectations of deposit loss throughout the sur-
rounding region. The 1930 panic was region specif-
ic, inasmuch as at least one-half of the twelve Fed-
eral Reserve Districts had fewer than 10 percent of
bank suspensions. Four Districts accounted for 80
percent of total bank suspensions and slightly over
one-half of the deposits of suspended banks. The
consensus view in the early twenty-first century
was that the 1930 banking crisis was a region spe-
cific crisis without perceptible national economic
effects.
THE TWO BANKING PANICS OF 1931
No more than two months elapsed between
the end of the first banking crisis in January 1931
and the onset of the second in April. The number
of bank suspensions was lower (573), but the
amount of hoarding doubled. One-third of the
bank suspensions were in the Chicago Federal Re-
serve District; there was a mini panic in Chicago in
June and a full scale panic in Toledo, Ohio, in Au-
gust. The Cleveland Federal Reserve District had
two-thirds of the deposits of suspended banks.
Nevertheless, in six Districts there was little or no
change in currency hoarding.
The onset of the third banking panic coincided
with Britain's departure from the gold standard in
September 1931. Bank failures, deposits of failed
banks, and hoarding rapidly accelerated after the
ENCYCLOPEDIA OF THE GREAT DEPRESSION
89
A N K I N G PANICS (1930-1933
Police stand guard outside the entrance to the closed World Exchange Bank in New York in March 1931. Herbert Hoover Library
British announcement. The immediate response of
the Federal Reserve was to raise the discount rate
in October 1931; this action was followed by an in-
crease in interest rates. The harmful effects of the
increase may have been exaggerated since in-
creased bank suspensions and hoarding had pre-
ceded the increase. Mini panics in Pittsburgh, Phil-
adelphia, and Chicago with their reverberating
effects occurred between September 21 and Octo-
ber 9, before the discount rate was increased. Sixty
percent of the increase in hoarding occurred before
the rate increase. The discount rate increase played
no causal role in precipitating the panic. Nor did the
Fed's failure to offset the decline in the money stock
represent ineptitude. Knowledge of the role of the
currency- deposit ratio as a determinant of the
money stock was simply unavailable. In sum, 60
percent of the 2,291 bank closings in 1931 occurred
during the two separate banking panics.
THE BANKING PANIC OF 1933
The 1933 panic was idiosyncratic. In no other
financial panic was there such a widespread use of
the legal device of the "bank holiday," whereby a
state official, usually the governor, closed all of the
banks for a short time. In March 1933 one of the
first acts of Franklin Roosevelt, the incoming presi-
dent, was to announce a nationwide banking holi-
day, an event without precedent in U.S. history.
Prior to Roosevelt's action many states had de-
90
ENCYCLOPEDIA OF THE GREAT DEPRESSION
N K I N G PANICS (1930-1933
Worried depositors gather outside the Bank of the United States in New York after its failure in 1931. Library of Congress, Prints
& Photographs Division. New York World-Telegram and the Sun Newspaper Photograph Collection
clared their own bank holidays. Such action was the
mechanism through which depositor confidence
was further eroded and was spread to contiguous
states. Officials in the individual states panicked.
Uncoordinated state initiatives led to a nationwide
banking debacle. The use of statewide moratoria
was not new. Five states had declared banking holi-
days during the 1907 panic. What was new was its
use by the president.
The timing of the national banking holiday was
dictated by two considerations simultaneously.
First, a banking system had virtually collapsed
without any prospects for recovery in the absence
of national leadership. The outgoing president,
Herbert Hoover, and the Federal Reserve had abdi-
cated their responsibility for what was happening.
Second, an external drain of gold allegedly threat-
ened gold convertibility of the dollar.
CAUSES OF BANKING PANICS
The importance of banking panics for under-
standing the Great Depression resides in determin-
ing their causal significance. Did bank failures cause
the decline in income and interest rates or did the
decline in income and interest rates cause bank fail-
ures? To have exerted a causal role, panic-induced
bank suspensions would have had to be indepen-
dent of interest rate and income changes. Friedman
ENCYCLOPEDIA OF THE GREAT DEPRESSION
91
A N K I N 6
PANICS
(19 3 0-1933)
Like many banks around the country that closed during the Great Depression, this small bank in Haverhill, Iowa, remained
deserted when it was photographed by Arthur Rothstein in 1939. Library of Congress, Prints & Photographs Division, FSA/OWI
Collection
and Schwartz assigned a causal role to bank sus-
pensions in order to explain why the money stock
fell; an autonomous increase in the currency-
deposit ratio, a money stock determinant, provoked
a rash of bank suspensions that caused the money
stock to contract, income to decline, and the con-
version of a mild recession into a major depression.
James Boughton and Elmus Wicker, in 1979 and
1984, showed that interest rates and income were,
in fact, important determinants of the money stock.
Their finding that the currency-deposit ratio was
sensitive to interest rate and income changes is
consistent with Peter Temin's view that causation
went from income and interest rates to the money
stock and not vice versa. As of the early twenty-first
century, a consensus was slowly emerging that
panic-induced bank suspensions were not causally
significant.
Why, people may ask, were there any banking
panics at all? Had not the Federal Reserve been es-
tablished to eliminate banking panics? Yet the
worst banking panics in U.S. history occurred
thereafter. How was that possible? Did the fault lie
in imperfect legislation creating the Fed or was Fed
leadership culpable? Friedman and Schwartz attri-
buted panics to inept Fed leadership. But they re-
jected a compelling alternative explanation that
9Z
ENCYCLOPEDIA OF THE GREAT DEPRESSION
A R U C
E R N A R D
deserves serious reconsideration. Structural weak-
nesses in the original Federal Reserve Act can ex-
plain equally well, if not better, why the Fed failed
to prevent the panics of the Great Depression.
There were at least three important structural
weaknesses in the original Federal Reserve Act: 1)
membership was not compulsory for state bank and
trust companies, 2) paper eligible for discount by
member banks was too narrowly defined and re-
stricted access to the Fed, and 3) power was so de-
centralized between the twelve Federal Reserve
Banks and the Board in Washington that leadership
was weak and ineffective. These combined struc-
tural weaknesses contributed to the Fed's poor per-
formance.
EMERGENCY BANKING ACT OF 1933
The Emergency Banking Act of March 9, 1933,
granted the government the necessary powers to
reopen the banks and to resolve the immediate
banking crisis. Only one-half of the nation's banks
with 90 percent of the total U.S. banking resources
were judged capable of doing business on March
15; these banks were presumably safe, meaning
that they were solvent. The other half remained un-
licensed. Forty-five percent of those were placed
under the direction of "conservators" whose func-
tion it was to reorganize the banks for the purpose
of eventually returning to solvency. The remaining
5 percent (about 1,000) would be closed perma-
nently. The reopening of the banks on March 13
witnessed a return flow of currency into the banks
for first time since the banking panic of 1930. By
April 12, some 12,817 banks had been licensed to
open with $31 billion of deposits.
See Also: FEDERAL RESERVE SYSTEM; GLASS-
STEAGALL ACT OF 1933; MONETARY POLICY.
BIBLIOGRAPHY
Boughton, James, and Elmus Wicker. "The Behavior of
the Currency-Deposit Ratio during the Great De-
pression." Journal of Money, Credit, and Banking. L 1
(1979): 405-418.
Boughton, James, and Elmus Wicker. "A Reply to Tre-
scott." Journal of Money, Credit, and Banking. 16
(1984): 336-337.
Friedman, Milton, and Anna Schwartz. A Monetary His-
tory of the United States 1867-1960. 1963.
Temin, Peter. Did Monetary Forces Cause the Great Depres-
sion? 1976.
Wicker, Elmus. The Banking Panics of the Great Depression.
1996.
Elmus Wicker
BARUCH, BERNARD
Bernard Mannes Baruch (August 19, 1870-June 20,
1965) was a Wall Street financier and adviser to nu-
merous presidents. He was born in 1870 in Cam-
den, South Carolina, but moved to New York in
1881. After graduating from the City College of
New York, he began working on Wall Street as an
office boy. By 1900 Baruch had become a millionaire
through speculation and stock trading.
Baruch financially supported Woodrow Wil-
son's presidential campaign in 1912. During World
War I, Baruch's developing relationship with Wil-
son led to his becoming a member and, in 1918,
chairman of the War Industries Board (WIB), the
principal government agency involved in the war-
time economic mobilization effort. Adept at self
promotion, Baruch gained a lasting reputation as an
effective public servant, though historians have
raised questions about the WIB's performance. Ba-
ruch advised Wilson on economic matters at the
Paris Peace Conference in 1919.
During the twenties, Baruch contributed heavi-
ly to Democratic congressional candidates, gaining
significant influence with such party leaders as Sen-
ator Joseph Robinson. In response to the Great De-
pression, Baruch quickly called for the establish-
ment of a government agency modeled on the WIB
to spearhead recovery efforts. He initially opposed
Franklin Roosevelt for the Democratic presidential
nomination in 1932, but when Roosevelt initiated
the New Deal, two men closely associated with Ba-
ruch, Hugh Johnson and George Peek, were ap-
pointed to head the National Recovery Administra-
tion and Agricultural Adjustment Administration,
respectively. Both men had worked on the WIB and
had business ties to Baruch during the 1920s, but
Baruch had little to do with either man's appoint-
ment and did not approve many of their actions in
ENCYCLOPEDIA OF THE GREAT DEPRESSION
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COUNT"
office. Although Baruch's position in the Democrat-
ic Party made him too important for Roosevelt to
ignore, the two men never had a close relationship
and Baruch's influence over the New Deal was
often exaggerated in press accounts.
After 1938, Baruch hoped to play a central role
in the nation's mobilization for war. He had influ-
ence in the War Department and in the various mo-
bilization agencies that were established, but the
only official position he held during World War II
was as head of a 1942 committee to make recom-
mendations for dealing with a critical rubber short-
age. Following the war, President Harry Truman
entrusted Baruch with developing a plan to present
to the United Nations for controlling all forms of
atomic energy. Failure to reach agreement with the
Soviet Union over the Baruch Plan contributed to
the emergence of the Cold War. Baruch retained
the status of elder statesman until his death in 1965,
but his influence in Washington was minimal dur-
ing the last fifteen years of his life.
See Also: BUSINESSMEN; JOHNSON, HUGH; NEW
DEAL.
BIBLIOGRAPHY
Baruch, Bernard M. Papers. Seeley G. Mudd Manuscript
Library, Princeton University, Princeton, New Jer-
sey.
Baruch, Bernard M. Baruch: My Own Story. 1957.
Baruch, Bernard M. Baruch: The Public Years. 1960.
Grant, lames. Bernard M. Baruch: The Adventures of a
Wall Street Legend. 1983.
Schwarz, lordan A. The Speculator: Bernard M. Baruch in
Washington, 1917-1965. 1981.
Larry G. Gerber
BASIE, "COUNT." See BIG BAND MUSIC.
BAUER, CATHERINE
Author of the acclaimed Modern Housing (1934), a
renowned "Houser" and urban planner, during the
mid-1930s Catherine Bauer (May 11, 1905-
November 22, 1964) served as the activist executive
secretary of the Labor Housing Conference. She
was the driving force behind passage of the 1937
Wagner- St eagall Housing Act, which established
public housing in America.
Born in 1905 in Elizabeth, New Jersey, Bauer
traveled extensively in Europe after graduating
from Vassar in 1926, writing articles for Vogue, La-
dies Home Journal, and the New York Times. Her fas-
cination with Europe's modern housing drew her
abroad again in 1930 and 1932, the second time
with author-intellectual Lewis Mumford (then her
lover), whom she met while working at the pub-
lishing company Harcourt-Brace and who enlisted
her in the Regional Planning Association of Ameri-
ca (RPAA). Bauer's 1934 book Modern Housing ex-
tolled Europe's experiment with government-aided
shelter, much of which, like Romerstadt in Frank-
furt, Germany, and Vienna's Karl Marx Hoff, fea-
tured the streamlined, functionalist Bauhaus archi-
tecture of the period. The United States, exhorted
Bauer, must, like Europe, make housing a right and
a "public utility."
Mass evictions and mortgage foreclosures dur-
ing the early Great Depression vindicated Bauer's
fears about the inadequacy of American housing.
Although President Herbert Hoover's 1931 Recon-
struction Finance Corporation (RFC) and President
Franklin D. Roosevelt's 1933 Public Works Admin-
istration (PWA) Housing Division both included
monies for low-income housing, Bauer believed
that impetus for a real modern housing program
must come from workers themselves. Her model
became Philadelphia's 184-unit Carl Mackley
Homes, a hosiery-worker-sponsored RFC project
completed in 1935 by the PWA. With Bauhaus de-
sign, it epitomized her ideal of "modern housing,"
although few hosiery workers could afford the
rents.
In 1934 Bauer took the executive secretary post
of the Labor Housing Conference and toured the
United States promoting a permanent, state-aided
low-cost housing program modeled on Mackley.
But Bauer's plan, embodied in the 1935 Robert
Wagner-Henry Ellenbogen bill, failed. The public
housing legislation that emerged — and Bauer sup-
ported — lacked the working-class stamp of the
9 4
ENCYCLOPEDIA OF THE GREAT DEPRESSION
E R K E L E Y
1935 bill. Introduced by Wagner but cosponsored
instead by Alabama's hard-line conservative con-
gressman Henry Steagall, it emphasized slum
clearance for the very poor, not the working class.
Bauer campaigned vigorously for Wagner- Steagall,
and it was passed in 1937. The projects built by the
new United States Housing Authority (USHA)
evinced much of "modern housing," but stripped of
frills, they bore a stark, institutional appearance.
Bauer briefly (1938-1939) administered the USHA's
Division of Research and Information, which as a
New Deal insider she had founded to be the re-
search and public relations arm of the new federal
housing agency.
After World War II she married the architect
William Wurster and took a professorship at the
University of California at Berkeley. She became ac-
tive in regional planning and an incisive critic of
1950s public housing policy. Bauer died in 1964
while hiking the rugged hills near her home north
of San Francisco.
See Also: HOUSING; MUMFORD, LEWIS; REGIONAL
PLANNING ASSOCIATION OF AMERICA (RPAA);
UNITED STATES HOUSING AUTHORITY (USHA).
BIBLIOGRAPHY
Bauer, Catherine. Modern Housing. 1934.
Oberlander, Peter H., and Eva Newbrun. Houser: The Life
and Work of Catherine Bauer. 1999.
Radford, Gail. Modern Housing for America: Policy Strug-
ies in the New Deal Era. 1996.
Iohn F. Bauman
BENNY, JACK. See HUMOR; RADIO.
BENTON, THOMAS HART. See AMERICAN
SCENE, THE.
BERKELEY, BUSBY
Busby Berkeley (November 29, 1895-March 14,
1976), innovative stage and film choreographer and
director, was born William Berkeley Enos in Los
Angeles into a theatrical family (his father was a di-
rector; his mother an actress). After graduating in
1914 from Mohegan Lake Military Academy,
Berkeley worked at various jobs, and during World
War I he became an "entertainment officer" with
the U.S. military in France. During the 1920s he be-
came a successful, well-known stage dance direc-
tor, working on over twenty musicals.
In 1930 Berkeley went to Hollywood at the be-
hest of independent film producer Sam Goldwyn
for whom he successfully choreographed various
musicals. He also worked for other producers. Be-
tween 1933 and 1939 Berkeley was employed by
Warner Brothers, primarily as a dance director
whose efforts were strikingly innovative and excit-
ing, and in the main deservedly well received. He
also directed various features, some of them not
musicals, such as the melodrama They Made Me a
Criminal (1938), for which he garnered a mixed re-
ception.
Berkeley, especially in his Warner's musicals,
which benefited much from the studio's technical
excellence, produced an exciting, intriguing blend
of sophistication, precision, and vulgarity. For film
critic David Thomson, Berkeley's dance sequences
in films such as Footlight Parade (1933), Dames
(1934), and Gold Diggers in Paris (1938) demonstrat-
ed that he was "a lyricist of eroticism." Bevies of
beautiful, scantily clad girls performing in military
precision in lavish settings resulted in beguiling al-
most shameless images. His work must be seen to
be appreciated. Berkeley developed exciting new
techniques of filming in order to achieve the effects
that he wanted: his cameras operated directly above
the action. What became known as "the Berkeley
top shot" allowed daring angled shots and stunning
rhythmic patterns. His films understandably ap-
pealed to weary Depression-era audiences. He was
also capable of injecting social realism into his
dance fantasies as in the biting "Forgotten Men"
sequence in Gold Diggers of 1933.
Berkeley moved to MGM in 1939, his initial
stay there ending in 1943 with the camp classic The
Gang's All Here. Subsequently he picked up occa-
sional feature film directing jobs, the last being
MGM's Take Me Out to the Ball Game (1949), and
ENCYCLOPEDIA E THE GREAT DEPRESSION
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ADOLF
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continued to stage musical numbers until the mid-
1950s. His last significant contributions were spec-
tacular water ballets in two MGM films of Esther
Williams, the swimmer/actress. He died in Palm
Springs, California, in 1976.
See Also: GOLD DIGGERS OF 1933; HOLLYWOOD
AND THE FILM INDUSTRY.
BIBLIOGRAPHY
Pike, Bob, and Dave Martin. The Genius of Busby Berkeley.
1973.
Thomas, Tony, and Jim Terry. The Busby Berkeley Book.
1984.
Thompson, David. Biographical Dictionary of Film. 1994.
Daniel J. Leab
BERLE, ADOLF A., JR.
Adolf Augustus Berle, Jr., (January 29, 1895-Febru-
ary 17, 1971) was a member of the "Brains Trust"
that advised Franklin D. Roosevelt from March
1932 until his inauguration. Berle was born in Bos-
ton, Massachusetts, in 1895. His father was a cler-
gyman and an educational reformer. Berle was a
child prodigy, entering Harvard University at the
age of fourteen and graduating at eighteen. A cor-
poration lawyer and foreign policy specialist, Berle
served in the Dominican Republic and in the Rus-
sian section in Paris during his army service in 1918
and 1919. While pursuing a career in law during the
1920s, he developed an interest in social reform. He
had connections with Lillian D. Wald's Henry
Street Settlement in New York City and John Col-
lier's American Indian Defense Association. In 1927
Berle became a professor of law at Columbia Uni-
versity in New York.
In 1932, Berle and the economist Gardiner C.
Means published The Modern Corporation and Pri-
vate Property. The book had a major impact on con-
temporary thinking about the structure and philos-
ophy of American capitalism. Not only did Berle
and Means reveal the separation between owner-
ship and control of America's largest firms, but they
documented the power and influence of large cor-
porations in the modern economy. The book chal-
lenged the assumption that competitive principles
underlie economic activity and emphasized the
power that corporate executives had gained as a re-
sult of the diffusion of stock ownership. Berle asso-
ciated scale with stability and public service, but he
looked to corporate executives to develop a greater
sense of social responsibility, and to the state to ex-
ercise economic management.
In 1932, when he joined the Brains Trust at the
suggestion of Raymond Moley, Berle was commit-
ted to vigorous federal intervention to initiate na-
tional planning and, in particular, he favored the re-
vision of antitrust law, the coordination and
rationalization of transportation, and an expansion
of credit. He supported Roosevelt's campaign by
writing position papers, speeches, and articles. His
most notable contribution was Roosevelt's Septem-
ber 1932 Commonwealth Club address in San
Francisco, which was based on a draft written by
Berle. Unlike other Roosevelt advisors, Berle did not
seek a permanent appointment after Roosevelt's
election, but served as general counsel of the Re-
construction Finance Corporation and advised the
president on an ad hoc basis. In 1933, New York
mayor Fiorello La Guardia appointed Berle to the
post of city chamberlain. In 1938, Berle became as-
sistant secretary of state, a post that he held until
1944. In this capacity Berle supported hemispheric
defense and economic development and attended
the Pan-American conferences of the 1930s. Berle
served as U.S. ambassador to Brazil in 1945 and
1946. He also vigorously pursued American inter-
ests in the development of postwar aviation agree-
ments, and he chaired the International Conference
on Civil Aviation in Chicago in 1944.
Despite his support for Roosevelt, Berle re-
mained politically independent. In 1947, he became
chair of New York City's Liberal Party, which he
had helped establish, and, beginning in 1951, he
chaired the Board of Trustees of the Twentieth Cen-
tury Fund. Berle was a strident critic of British impe-
rialism and Soviet expansionism, a view he ex-
pressed through his membership in the National
Committee for a Free Europe during the 1950s and,
later, through his support of America's involvement
in Vietnam. In 1961, President John F. Kennedy ap-
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ENCYCLOPEDIA OF IDE GREAT DEPRESSION
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MCLEOD
pointed Berle chair of an interdepartmental task
force on Latin America, which became associated
with the Bay of Pigs invasion of Cuba.
See Also: BRAIN(S) TRUST; ROOSEVELT,
FRANKLIN D.
BIBLIOGRAPHY
Berle, Beatrice Bishop, and Travis Beal Jacobs. Navigating
the Rapids, 1918-1971: From the Papers of Adolf A.
Berle. 1973.
Kirkendall, Richard S. "A. A. Berle, Jr.: Student of the
Corporation, 1917-1932." Business History Review
35, no. 1 (1961): 43-58.
Moley, Raymond. After Seven Years: A Political Analysis
of the New Deal. 1939.
Rosen, Elliot A. Hoover, Roosevelt, and the Brains Trust:
From Depression to New Deal. 1977.
Schwarz, Jordan A. Liberal: Adolf A. Berle and the Vision
of an American Era. 1987.
Tugwell, Rexford G. The Brains Trust. 1968.
Stuart Kidd
BETHUNE, MARY MCLEOD
Born to former slaves on a rice and cotton farm near
Mayesville, South Carolina, Mary Jane McLeod
(July 10, 1875-May 18, 1955) was the fifteenth of
seventeen children. Instilled with the belief that
God did not discriminate and that she could
"achieve whatever was worth achieving," she prog-
ressed through various Christian schools and,
choosing to be a missionary, enrolled in Dwight
Moody's Institute for Home and Foreign Missions,
graduating in 1895.
When her application for a missionary post was
rejected, McLeod returned to the South to teach. In
Sumter, South Carolina, in 1898, she met and mar-
ried Albertus Bethune, and bore a son, Albert, in
1899. Five years later, with "a dollar and a half, and
faith in God," she started the Daytona Educational
and Industrial Training School for Negro Girls in
Florida. Stressing vocational education, the school
grew gradually, and in 1923 Bethune agreed to
merge her 315 students and twenty-five faculty and
staff members with Cookman Institute, a Methodist
school for African -American boys, creating the
Bethune-Cookman College.
Mary McLeod Bethune, photographed by Gordon Parks in her
office at Bethune-Cookman College in 1943. Library of
Congress, Prints & Photographs Division, FSA/OWI
Collection
Bethune gained national acclaim as an educa-
tor, and served on presidential commissions for
Calvin Coolidge and Herbert Hoover. She also
served two terms as president of the National Asso-
ciation of Colored Women (1924-1928), and, in
1935, founded and became president of the Nation-
al Council of Negro Women — a broad coalition of
organizations that she headed until 1949. Dedicat-
ed to developing female black leaders and to the in-
tegration of African Americans in all walks of life,
the National Council of Negro Women campaigned
against lynching and the poll tax, pushed for the in-
clusion of African-American history in public
school curriculums, and protested racial discrimi-
nation in the armed forces and defense industry
during World War II. Bethune made a special effort
ENCYCLOPEDIA E THE GREAT DEPRESSION
97
I D D L E
FRANCIS
to get African-American officers into the Women's
Army Auxiliary Corps.
A personal friend of Eleanor Roosevelt, who
supported her reform agenda, Bethune was ap-
pointed to the National Advisory Committee of the
newly formed National Youth Administration
(NYA) in 1935. The following year she became ad-
ministrative assistant in charge of Negro affairs of
the NYA, and in 1939 the director of the NYA's Di-
vision of Negro Affairs. As such, she was the first
African-American woman to head a federal agency.
Her goal was to gain African Americans equal par-
ticipation, and equal pay, in NYA programs. Only
partially successful, Bethune did get the NYA to
eventually enroll black youths in numbers approxi-
mating their proportion of the national population,
but not in proportion to their need for assistance.
At the same time, Bethune helped organize the
Federal Council on Negro Affairs, an informal
group of African-American federal officials popu-
larly known as the Black Cabinet. It sought to se-
cure increased benefits for African Americans from
the federal government, as well as to increase the
number of blacks serving in New Deal agencies.
While she publicly acknowledged the benefits that
the New Deal brought to blacks, Bethune often met
privately with President Franklin Roosevelt to criti-
cize the administration for not doing enough to aid
African Americans.
After World War II, President Harry Truman
appointed Bethune as a consultant to the U.S. dele-
gation to the United Nations, and as his personal
representative at the presidential inauguration of
William Tubman in Liberia in 1952. Bethune died
of a heart attack at her home in Daytona Beach,
Florida, in 1955. The recipient of many awards and
tributes, including a dozen honorary degrees and
the Spingarn Medal of the National Association for
the Advancement of Colored People, Bethune be-
came the first woman and the first African Ameri-
can to be honored with a statue in a public park in
Washington, D.C.
See Also: AFRICAN AMERICANS, IMPACT OF THE
GREAT DEPRESSION ON; BLACK CABINET;
NATIONAL YOUTH ADMINISTRATION (NYA).
BIBLIOGRAPHY
Holt, Rackham. Mary McLeod Bethune: A Biography. 1964.
Peare, Catherine Owens. Mary McLeod Bethune. 1951.
Ross, B. loyce. "Mary McLeod Bethune and the National
Youth Administration: A Case Study of Power Rela-
tionships in the Black Cabinet of Franklin D. Roose-
velt." In Black Leaders of the Twentieth Century, edited
by John Hope Franklin and August Meier. 1982.
Smith, Elaine M. "Mary McLeod Bethune." In Black
Women in America: An Historical Encyclopedia, edited
by Darlene Clark Hine. 1993.
Harvard Sitkoff
BIDDLE, FRANCIS
Francis Biddle (May 9, 1886-October 4, 1968) was
a leading New Deal lawyer and labor reform propo-
nent who served during the 1940s as attorney gen-
eral under Franklin Roosevelt. Biddle was descend-
ed from the prominent Randolph family, with roots
in seventeenth-century Virginia. He was educated
at Groton School and Harvard University in Massa-
chusetts. Like Roosevelt, Biddle was the model of
a distinctive New Deal type: the son of privilege
turned social reformer. Biddle's transformation was
especially sharp. As a prominent Philadelphia at-
torney in the 1910s and 1920s, he was a registered
Republican and counsel to various corporate cli-
ents. But the onset of the Depression led to his dis-
illusionment with his earlier political commitments.
Biddle was particularly frustrated with President
Herbert Hoover's failure to support the cause of
workers' rights, an issue to which Biddle would be-
come increasingly committed in the coming years.
Biddle's support for Roosevelt and labor advo-
cacy led to his 1934 appointment as chairman of the
National Labor Relations Board (NLRB). Working
with tools ill-suited to the task, Biddle nonetheless
did an admirable job of employing the limited pow-
ers of the NLRB to establish critical federal labor
law precedents. Although his tenure on the com-
mittee was brief (he served for less than a year),
Biddle was a consistent and forceful defender of the
important role served by the Board. His testimony
before Congress influenced the shaping of the Na-
tional Labor Relations Act of 1935, which included
a strengthened NLRB.
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ENCYCLOPEDIA OF F H E GREAT DEPRESSION
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BAND
MUSIC
After leaving the NLRB, Biddle returned to pri-
vate practice in Philadelphia, but by 1938 he was
back in Washington, serving as chief counsel in
congressional hearings investigating accusations of
mismanagement of the Tennessee Valley Authority
(TV A). The hearings cleared the TVA of wrongdo-
ing, an accomplishment Biddle would later recall as
one of his most satisfying of the New Deal era. Bid-
dle went on to serve on the Federal Reserve Bank
for a brief period before being appointed to the U.S.
Court of Appeals for the Third Circuit, based in
Philadelphia. But almost as soon as he settled into
his new job, he was again moving back to Washing-
ton, this time to serve as the nation's solicitor gen-
eral. In 1941 he became U.S. attorney general, a job
he held until 1945. As attorney general, Biddle con-
tinued to support New Deal reform, although he is
most remembered for his role in coordinating the
internment of Japanese Americans during World
War II. Following his service in the Department of
Justice, Biddle went on to serve on the international
war crimes tribunal at Nuremberg and to author
numerous books.
See Also: NATIONAL LABOR RELATIONS ACT OF
1935 (WAGNER ACT); NATIONAL LABOR
RELATIONS BOARD (NLRB); TENNESSEE VALLEY
AUTHORITY (TVA).
BIBLIOGRAPHY
Biddle, Francis. A Casual Past. 1961.
Biddle, Francis. In Brief Authority . 1962.
Christopher W. Schmidt
BIG BAND MUSIC
The 1920s may have been the "Jazz Age," but the
1930s was the era of "The Big Band." Big band jazz
provided the soundtrack for a generation coming of
age in hard times. And from the big bands came
swing, a phenomenon that briefly made jazz the
most popular music in America and the first to truly
define a mass youth culture.
Already popular by the late 1920s, big bands
usually included at least ten musicians and empha-
sized written arrangements with consistent melo-
dies over spontaneous soloing and improvisation,
although band leaders like Duke Ellington, the
most innovative composer-arranger of his time,
often constructed such arrangements around the
strengths of soloists. While the stock market crash
of 1929 precipitated a drastic fall in record sales and
rising unemployment among musicians, the De-
pression actually proved to be a catalyst for big
band music. An excess of musicians looking for
work brought down wages and made it easier for
leaders to hire bands of a dozen or more. Increas-
ingly accessible radio broadcasts from venues like
the Cotton Club in Harlem helped to popularize the
big band sound and made stars of bandleaders like
Ellington, Louis Armstrong, and Cab Calloway.
Thousands of musicians spent the decade traveling
by any means available to dance halls and clubs in
virtually every city, town, and county in the nation.
Jazz musicians used the term swing as early as
the 1920s, and in 1932 Ellington's band had a hit
with "It Don't Mean a Thing If It Ain't Got That
Swing." But the birth of the popular swing era came
on the night of August 21, 1935, when teenage fans
at the Palomar Ballroom in Los Angeles burst into
dancing excitement during the performance of the
band led by twenty-six -year-old clarinetist Benny
Goodman. While the definition of swing itself re-
mained elusive, performers and fans could recog-
nize it when they heard it in the rhythm and when
it moved them to the dance floor. From the loose
jam-session-inspired performances of Count
Basie's band in Kansas City to the polished pop
sound of Glenn Miller's globetrotting orchestra,
swing became the most popular music in America
during the later Depression and World War II years.
Swing appealed to both genders and across
class lines. It transcended racial divisions, but failed
to bridge them. The music introduced millions of
young whites to African-American music and led
them to appropriate the slang, or "jive talk," of
black musicians. But segregation remained the rule
in both the bands and the dance halls, although ex-
ceptions did occur, such as Goodman's hiring of the
black vibraphonist Lionel Hampton and Billie Holi-
day's singing performances with the white Artie
Shaw band. White bandleaders and musicians gen-
ENCYCLOPEDIA OF THE GREAT DEPRESSION
99
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erally enjoyed better working conditions and great-
er public acclaim than their black peers, who often
found themselves playing to all-white audiences.
And despite the deep roots of jazz in African-
American culture, the public and press still crowned
a white man, Benny Goodman, "the King of
Swing."
See Also: ELLINGTON, DUKE; GOODMAN, BENNY;
HOLIDAY, BILLIE; JAZZ; MUSIC.
BIBLIOGRAPHY
Firestone, Ross. Swing, Swing, Swing: The Life and Times
of Benny Goodman. 1993.
Schuller, Gunther. The Swing Era: The Development of Jazz,
1930-1945. 1989.
Stewart, Rex W. Jazz Masters of the Thirties. 1972.
Stowe, David W. Swing Changes: Big Band Jazz in New
Deal America. 1994.
Tucker, Mark, ed. The Duke Ellington Reader. 1993.
Bradford W. Wright
BILBO, THEODORE
Theodore G. Bilbo (October 13, 1877-August 21,
1947), a major figure in twentieth-century Missis-
sippi politics, was an ardent and notorious advocate
of both white supremacy and white economic de-
mocracy. A native of south Mississippi's Piney
Woods, he rose to political prominence as the
champion of the state's poor farmers and laborers.
With white supremacy a settled issue, Bilbo consid-
ered racial politics a sham that obscured the real
struggle for power between his poor white constit-
uency and the planter-business elite who had ruled
the state since the overthrow of Reconstrution.
Consciously subordinating race to economics, he
sought to recast Mississippi politics as a battle be-
tween "the classes and the masses."
The youngest of ten children in a farm family
of modest means, Bilbo graduated from Poplarville
High School in Pearl River County, not far from
New Orleans. He attended Peabody College and
Vanderbilt University Law School, but earned a de-
gree from neither. After several years of teaching
school, he made a successful bid for the state legis-
lature in 1907, beginning a spectacular political rise
that carried him to the lieutenant governorship
(1912-1916) and two terms as chief executive
(1916-1920, 1928-1932).
The dramatic difference between his two gu-
bernatorial administrations underscores the impact
of the Depression on Mississippi and its politics.
Bilbo's first term was, as even his most severe critics
conceded, a resounding success, the culmination of
two decades of rising agrarian progressivism. His
second administration was a disaster. Thwarted by
a hostile legislature, he achieved none of his pro-
gressive goals and bequeathed to his successor an
empty treasury and a devastated economy.
Local impotence in the face of economic disas-
ter converted many Mississippians into advocates
of what they had long considered anathema —
federal intervention. Bilbo led the way, embracing
a doctrine of New Deal liberalism that strained the
sensibilities of some other southern progressives.
Elected to the United States Senate in 1934, he be-
came arguably the most dependable New Dealer
among southern Democrats. He eagerly followed
the president's lead, not only on agriculture, relief
spending, and social security, but also on public
housing and labor legislation. He was one of only
twenty Democratic die-hards who backed Roose-
velt's court-packing scheme to the bitter end, and
in 1940 he became Mississippi's self-proclaimed
"original third-termer" in favor of Roosevelt's un-
precedented re-election.
By the time of Bilbo's 1946 re-election cam-
paign, however, Harry Truman was edging Roose-
velt's refashioned Democratic Party inexorably to-
ward civil rights for black Americans. The tension
between Bilbo's commitment to economic equality
for whites and his increasingly virulent opposition
to political equality for blacks became unbearable.
In the end Bilbo succumbed to the very racial poli-
tics he had long sought to exorcise from public de-
bate in Mississippi. He won his own third term not
as an economic liberal but as the "archangel of
white supremacy." His enduring infamy for racist
bigotry ironically obscures a remarkably consistent
record as a loyal, if undistinguished, New Dealer.
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See Also: NEW DEAL; SOUTH, GREAT DEPRESSION
IN THE.
BIBLIOGRAPHY
Doler, Thurston E. "Theodore G. Bilbo's Rhetoric of Ra-
cial Relations." Ph.D. diss., University of Oregon,
1968.
Fitzgerald, Michael W. '"We Have Found a Moses': The-
odore Bilbo, Black Nationalism, and the Greater Li-
beria Bill of 1939." The Journal of Southern History 63,
no. 2 (May 1997): 293-320.
Green, A. Wigfall. The Man Bilbo. 1963.
Morgan, Chester M. Redneck Liberal: Theodore G. Bilbo
and the New Deal. 1985.
Smith, Charles Pope. "Theodore G. Bilbo's Senatorial
Career: The Final Years, 1941-1947." Ph.D. diss.,
University of Southern Mississippi, 1983.
Chester M. Morgan
BLACK, HUGO
Hugo Lafayette Black (February 27, 1886-Septem-
ber 25, 1971) was a U.S. Senator from 1926 to 1937
and associate justice of the U.S. Supreme Court
from 1937 to 1971. Raised in Alabama's hill country,
Black handled personal injury suits and cases in-
volving injuries to workers in his Birmingham law
practice. He served briefly as a police court judge
and county prosecutor. Black joined the Ku Klux
Klan in 1923, resigning just before he began his
1926 campaign for a seat in the U.S. Senate, which
he won with support from many Klan members.
Black became one of the Senate's most promi-
nent and vociferous defenders of the New Deal
after his reelection in 1932. His principal legislative
proposal sought the adoption of the thirty-hour
work week, which many in Roosevelt's circle re-
garded as irresponsible and radical. The Senate ap-
proved Black's bill, but the administration's Na-
tional Industrial Recovery Act superseded it. Black
chaired two Senate committees to investigate what
he regarded as corrupt ties between business and
the government in awarding government contracts
and in more general business lobbying. Black's
methods, which included extensive searches of the
personal files and papers of business leaders, were
intrusive, provoking outrage among those he inves-
tigated. Civil libertarians, however, had little to say
against Black's investigations. Black was one of the
most ardent defenders of Roosevelt's court-packing
plan.
Black's support of the New Deal made him an
ideal nominee for the Supreme Court from Presi-
dent Roosevelt's point of view after the court-
packing plan collapsed and Senate majority leader
Joseph Robinson, Roosevelt's first choice for the
Supreme Court, died unexpectedly. Black's perfor-
mance in the Senate generated substantial opposi-
tion from the business community, but the Senate
approved his nomination by a vote of sixty-three to
sixteen. Newspaper reports of Black's Klan mem-
bership were published after the Senate had ap-
proved his appointment, and the revelation pro-
voked a flurry of controversy, which died down
soon after Black gave a radio speech confirming his
former membership and pledging his fidelity to the
Constitution.
Black became one of the intellectual leaders of
the Roosevelt court. His guiding principle was that
the Constitution should be interpreted in light of its
words' plain meaning and its authors' understand-
ings. Black sometimes had idiosyncratic views on
what those original understandings were. Compat-
ible with the New Deal's economic focus, Black be-
lieved that the Constitution's grant of power to reg-
ulate interstate commerce gave Congress
essentially unlimited power to develop national
economic policy. Reacting against Supreme Court
decisions finding economic regulations unconstitu-
tional because they violated a liberty of contract
protected by the due process clause, Black became
an adamant opponent of those who concluded that
the Constitution protected other unenumerated
rights more readily described as civil liberties. Nev-
ertheless, Black vigorously defended civil liberties
that were listed in the Constitution. His insistence
that " 'no law' means 'no law' " in the First Amend-
ment's provision that "Congress shall make no law
. . . abridging the freedom of speech" led Black to
a rigid stance on free expression, which came under
pressure early in his court career in cases involving
labor picketing.
One of Black's early opinions as a justice
seemed addressed to those who thought his Klan
I N C Y C L P E D I A OF THE GREAT DEPRESSION
101
LACK
C A
I N E T
membership demonstrated hostility towards civil
rights and civil liberties. Reversing a conviction
based on a confession beaten out of an African-
American suspect, Black wrote, the courts "stand
against any winds that blow as havens of refuge for
those who might otherwise suffer because they are
helpless, weak, outnumbered, or because they are
non-conforming victims of prejudice and public ex-
citement" (Chambers v. Florida, 1940).
See Also: BLACK THIRTY-HOUR BILL; SUPREME
COURT; SUPREME COURT "PACKING"
CONTROVERSY.
BIBLIOGRAPHY
Freyer, Tony. Hugo L. Black and the Dilemma of American
Liberalism. 1990.
Newman, Roger K. Hugo Black: A Biography. 1994.
Williams, Charlotte. Hugo Black: A Study in the Judicial
Process. 1950.
Yarbrough, Tinsley E. Mr. Justice Black and His Critics.
1988.
Mark Tushnet
BLACK CABINET
Encouraged by African-American and interracial
organizations at the start of the New Deal, the Roo-
sevelt administration appointed over one hundred
prominent blacks to race relations advisory posi-
tions within federal departments and newly estab-
lished agencies throughout the 1930s and the war
years. Although some blacks had been given feder-
al positions by Republican administrations follow-
ing the Civil War, the Depression-era experience
was unique. Although the increased importance of
the black vote to the Democratic Party during the
Roosevelt years certainly influenced the decision to
bring racial advisers into the government, few
blacks were actually chosen because of their in-
volvement in partisan politics. An exception was
the former Republican stalwart, Pittsburgh Courier
editor and publisher Robert L. Vann, who became
an assistant attorney general in the Department of
Justice and whose selection was clearly aimed at
producing a favorable political response.
Most appointees, however, came from back-
grounds that more closely resembled that of the
black educator and activist Mary McLeod Bethune
or the Harvard educated economist Robert Clifton
Weaver. Bethune, adviser to the National Youth
Administration, and Weaver, first in the Depart-
ment of Interior and Public Works Administration
and later in the United States Housing Authority,
were also key figures in the formation in 1936 of the
Federal Council on Negro Affairs, also known as
the Black Cabinet. An informal organization in
which Bethune often served as chair and Weaver
vice chair, the Black Cabinet met on an irregular
basis, frequently at the home of individual mem-
bers. Its primary purpose was to coordinate Afri-
can-American opinion both in and outside the
Roosevelt administration. Black advisers often
shared information among themselves and kept
close ties with certain black and interracial organi-
zations. Some advisers, such as Forrester Washing-
ton in the Federal Emergency Relief Administration
and Eugene Kinckle Jones in the Department of
Commerce, had held positions in the National
Urban League. The majority of black advisers were
middle -class and most were college graduates and
trained professionals. The Black Cabinet provided
them with the opportunity to communicate com-
mon personal struggles in government as well as to
develop strategies to ensure African-American par-
ticipation in critical New Deal programs.
The impact of these advisers on departmental
and agency policies and in affecting conditions of
black people during the 1930s depended upon a va-
riety of factors. The ability to actually shape policy
was determined frequently by whom they worked
for and the willingness of their superiors to circum-
vent bureaucratic restrictions and resist adverse
public opinion. For many government administra-
tors, the adviser's role was viewed simply as provid-
ing information and serving as a public relations
spokesperson for existing New Deal programs.
Bethune's relationship to Aubrey Williams in the
National Youth Administration and Weaver's with
Clark Foreman and Harold Ickes in Interior were
unique in terms of the support and authority that
those white New Dealers gave to their black ap-
pointees. In contrast, Attorney General Homer
Cummings never even knew Robert Vann was in
102
ENCYCLOPEDIA OF THE GREAT DEPRESSION
LACK LEGION
the Justice Department, and Edgar Brown, who
served with the Civilian Conservation Corps,
worked out of a makeshift office at the end of a cor-
ridor. Moreover, civil rights legislation and racial
desegregation were never central to New Deal re-
form in the 1930s. Instead, New Deal economic and
class-oriented policies affirmed the ideal of equal
opportunity through the inclusion of all groups and
classes, and black advisers had to work within the
restraints of that political and ideological frame-
work. Few blacks were satisfied ultimately with
those limits, and some left in frustration. Yet the
Black Cabinet remained important as a symbol of
the New Deal's special recognition of black needs,
in the educating of white New Dealers on racial is-
sues, and the precedent established for future black
participation in the Democratic party and the na-
tional government.
See Also: AFRICAN AMERICANS, IMPACT OF THE
GREAT DEPRESSION ON; BETHUNE, MARY
MCLEOD; VANN, ROBERT; WEAVER ROBERT
CLIFTON.
BIBLIOGRAPHY
Green, Thomas Lee. "Black Cabinet Members in the
Franklin Delano Roosevelt Administration." Ph.D.
diss., University of Colorado, 1981.
Kirby, John B. Black Americans in the Roosevelt Era: Liber-
alism and Race. 1980.
Motz, Jane R. "The Black Cabinet: Negroes in the Ad-
ministration of Franklin D. Roosevelt." M.A. thesis,
University of Delaware, 1964.
Ross, B. Joyce. "Mary McLeod Bethune and the National
Youth Administration: A Case Study of Power Rela-
tionships in the Black Cabinet of Franklin D. Roose-
velt." Journal of Negro History 60 (1975): 1-28.
John B. Kirby
BLACK LEGION
Part of a native fascist movement that grew to men-
acing proportions in the United States in the midst
of the economic crisis occasioned by the Great De-
pression, the Black Legion stood out as an Ameri-
can counterpart to the rise of Nazism and fascism
in Europe. Probably started in Ohio in 1931 by a
group of former Ku Klux Klan members who dyed
their robes black after their expulsion from that
group, the organization experienced its greatest
success in the industrialized regions of Ohio, Indi-
ana, and Michigan. Its influence spread to a dozen
or more other states. Though claiming as many as
six million adherents, it is more likely that around
forty thousand different individuals joined the
Black Legion over time before legal investigations
and prosecutions led to its collapse in 1939.
Having attracted publicity for a series of flog-
gings during 1935, the terrorist group became
headline news after the ritual murder of a 32-year-
old Detroit relief worker by a dozen of its members
in May 1936. The Black Legion was an authoritari-
an, quasi-military organization, which forced disci-
pline upon its heavily-armed members by initiating
them at the point of a gun and threatening death
if they ever disclosed the secrets of the group to
outsiders. To join the organization, a person had to
swear that he was a white, native-born, Protestant
American citizen and agree to take up arms, when
called upon, against the group's enemies.
Racial prejudice, religious bigotry, union-
bashing, and red-baiting characterized the organi-
zation. Murder, intimidation, and violence were its
calling cards. Many of its members were former
rural residents who felt alienated in unfamiliar con-
ditions in northern cities. A typical member, ac-
cording to one journalistic account, was a southern-
born male, in his mid-thirties, and Anglo-Saxon in
background. While composed mostly of poorer,
marginalized, working-class whites, the Black Le-
gion also attracted a considerable number of mid-
dle-class businessmen and white-collar workers to
its banner. Politicians and even law-enforcement
officials sometimes became members.
Like the Ku Klux Klan and other similar groups,
which provided a fertile recruiting ground for the
Black Legion, its members spouted anti-black, anti-
Semitic, and anti-Catholic rhetoric. Religious sym-
bolism stood out prominently, and members acted
in authoritarian fashion to try to impose their mo-
rality on others. Exposure of the organization in
news articles, along with legal investigations and
prosecutions, led to its precipitate decline during
ENCYCLOPEDIA E THE GREAT DEPRESSION
103
LACK
METROPOLIS
the late 1930s. The Black Legion's rapid demise re-
sulted from its heavy dependence on violence, as
opposed to voluntary support, to attract members.
Afterwards, many of its adherents drifted into other
similar native fascist groups.
See Also: RACE AND ETHNIC RELATIONS; ANTI-
SEMITISM.
BIBLIOGRAPHY
Janowitz, Morris. "Black Legions on the March." In
America in Crisis: Fourteen Crucial Episodes in Ameri-
can History, edited by Daniel Aaron. 1952.
Freedom of Information Act: Black Legion. Available at
http://foia.fbi.gov/blackleg.htm
John E. Miller
BLACK METROPOLIS
In 1945 social scientist St. Clair Drake and his re-
search associate, Horace R. Cayton, published the
two-volume Black Metropolis: A Study of Negro Life
in a Northern City, which attempted to provide the
empirical foundation for the notion of a "black me-
tropolis." The term, as used by the public as well as
by social scientists, referred to a large and diverse
African-American social enclave composed princi-
pally of professionals, small business owners, and
a large working class of both unskilled and semi-
skilled laborers. These enclaves emerged during the
interwar years in large urban industrial areas in
midwestern cities such as Chicago, Cleveland,
Pittsburgh, and Milwaukee. The south side of Chi-
cago, the site of Drake and Cayton's study, con-
tained an elaborate institutional structure that rep-
licated those of native-born whites, as well as those
of recent immigrants from southern and eastern
Europe, who occupied distinct ethnic enclaves in
the city.
Black metropolises were the direct product not
only of residential segregation and other blatant
forms of discrimination, but also of the hard work
and ingenuity of their inhabitants. African Ameri-
cans' overall prosperity during the 1920s was possi-
ble primarily because of the dire need for their labor
as unskilled workers in midwestern factories.
With the onset of the Great Depression at the
end of the 1920s, the notion of a black metropolis
was transformed. In Chicago, for example, many
working-class African Americans were discharged
from unskilled jobs in factories in which many of
them had been gainfully employed since World
War I. Many African-American domestics also were
fired, and banks in Chicago's south-side ghetto
were closed.
President Franklin D. Roosevelt's policies pro-
vided public relief programs, employment, and
housing. Furthermore, presidential support for ini-
tiatives in collective bargaining between manage-
ment and labor benefited unskilled African-
American workers who had been able to retain em-
ployment. Additionally, many African Americans
left both the rural and urban South during the
1930s — a direct result not only of the Agricultural
Adjustment Administration (AAA) crop reduction
policies, but also because African Americans in
southern cities received less than their proportion-
ate share of allocations of relief and emergency em-
ployment. In short, the notion of a black metropolis
was transformed from that of a community with a
solid working class that had the potential to make
advances in the mass-production industries and
narrow the income gap between themselves and
whites to one in which most of its members were
on the dole or dependent on their working spouses
for support.
See Also: AFRICAN AMERICANS, IMPACT OF THE
GREAT DEPRESSION ON; NATIONAL URBAN
LEAGUE.
BIBLIOGRAPHY
Drake, St. Clair, and Horace R. Cayton. Black Metropolis:
A Study of Negro Life in a Northern City. 1945.
Gottlieb, Peter. Making Their Own Way: Southern Blacks'
Migration to Pittsburgh, 1916-30. 1987.
Kusmer, Kenneth L. A Ghetto Takes Shape: Black Cleve-
land, 1870-1930. 1976.
Trotter, Joe William, Jr. Black Milwaukee: The Making of
an Industrial Proletariat, 1915-45. 1985.
Vernon J. Williams, Jr.
104
ENCYCLOPEDIA OF THE GREAT DEPRESSION
N N I E AND CLYDE
N N I E PARKER
A N D
CLYDE
BARROW
BLACK THIRTY-HOUR BILL
The Black thirty-hour bill was introduced by Sena-
tor Hugo L. Black, a Democrat from Alabama, in
December 1932 to establish a thirty-hour maximum
workweek. The bill had diverse origins. During the
1920s some economists argued that the shorter
workweek would improve the quality of life for
working people and offset labor displacement re-
sulting from technological change. The dramatic
claims of the Technocracy movement, which
emerged in 1932, reinforced concerns that technol-
ogy contributed to unemployment. However, the
shorter workweek was primarily viewed as a short-
term expedient to ameliorate the Depression. Dur-
ing the Hoover years, it was central to the strategies
of the President's Emergency Committee for Em-
ployment (1930-1931) and its successor, the Presi-
dent's Organization for Unemployment Relief
(1931-1932). These agencies popularized work-
spreading on the basis of its voluntary implementa-
tion by corporations to combat the unemployment
emergency.
Herbert Hoover's establishment of the Share-
the-Work movement in September 1932 reflected
the president's commitment to this strategy. While
there were many dissenting voices who believed
that work-sharing was tantamount to spreading
misery rather than relieving it, others believed that
to be effective, work-sharing would have to be
mandatory. Black's bill would have prohibited the
interstate or international shipment of products
that had been manufactured in any establishment
where workers were on the job more than five days
per week or more than six hours per day. Black con-
tended that the shorter workweek was an alterna-
tive to public relief and a way of promoting eco-
nomic recovery by spreading purchasing power.
Despite widespread reservations, the Senate
passed the Black bill on April 6, 1933. This action
spurred the Roosevelt administration to formulate
a more comprehensive industrial recovery bill. Roo-
sevelt was particularly concerned that the hours
provision was too rigid and he condemned the
measure as a "one paragraph bill" that would not
contribute to economic recovery. After the bill's
passage by the Senate, Secretary of Labor Frances
Perkins formulated a "substitute" bill that made
provision for minimum wages, as well as maximum
hours. Perkins's bill received widespread criticism
from the business community, and business orga-
nizations sought to further their own interests in
antitrust reform and self-regulation through trade
associations. In April Roosevelt established a plan-
ning group that became the focus of intense lobby-
ing by business groups seeking to promote in-
dustrial self-regulation through cooperative agree-
ments, subject to government approval in the pub-
lic interest. Organized labor demanded a govern-
ment guarantee of the right of workers to belong to
unions and to bargain collectively through them. In
addition, Roosevelt's planning group considered a
number of schemes to "start up" the economy, in-
cluding federal subsidies and public works. Ulti-
mately, a comprehensive recovery program
emerged out of the brainstorming and lobbying
that the single-issue Black bill had provoked. Fed-
eral regulation of working hours was one dimen-
sion of the National Industrial Recovery Act signed
by Roosevelt on June 16, 1933.
See Also: BLACK, HUGO; NATLONAL INDUSTRLAL
RECOVERY ACT (NIRA).
BIBLIOGRAPHY
Farr, Grant N. The Origins of Recent Labor Policy. 1959.
Himmelberg, Robert F. The Origins of the National Recov-
ery Administration: Business, Government, and the
Trade Association Issue, 1921-1933. 1976.
Moley, Raymond. The First New Deal. 1966.
Perkins, Frances. The Roosevelt I Knew, rev. edition, 1964.
Stuart Kidd
BONNIE AND CLYDE (BONNIE
PARKER AND CLYDE BARROW)
During an era when the exploits of gangsters such
as Pretty Boy Floyd, Machine Gun Kelly, and the
Karpis-Barker gang filled the pages of newspapers
and provided plots for popular movies, Bonnie Par-
ker (October 1, 1910-May 23, 1934) and Clyde Bar-
row (March 24, 1909-May 23, 1934) stood out as
ENCYCLOPEDIA OF THE GREAT DEPRESSION
105
N N I E
N D
CLYDE
N N I E PARKER
A N D
CLYDE
R R W
Bonnie Parker jokingly points a shotgun at Clyde Barrow in
1932. Bettmann/CORBIS
icons. Between 1932 and 1934, when they drove
through Texas, Louisiana, Missouri, Kansas, Iowa,
Arkansas, New Mexico, and Oklahoma, commit-
ting the crimes for which they became notorious —
twelve murders, scores of robberies, and nearly a
dozen incidents of hostage-taking — Bonnie and
Clyde came to stand for a variety of sometimes con-
flicting images. They were known as romantic lov-
ers, and as a modern-day Robin Hood and Maid
Marian who fought back against the predatory rich.
Tabloid readers knew them as the "snake -eyed kill-
er" and "cigar- smoking gun moll" (an image Bon-
nie despised but helped create). The recipients of an
enormous amount of publicity on the radio, in
newspapers, and in crime magazines, they contrib-
uted to their own legend through photographs they
took of one another, poems written by Bonnie, sto-
ries they sent to detective magazines, and even
through a letter Clyde sent to the Ford Motor Com-
pany, extolling the Ford as the car he always stole
when he had the opportunity.
Both Bonnie and Clyde came from poor fami-
lies — Clyde, the son of tenant farmers, was born in
Ellis County, Texas, and Bonnie was born in
Rowena, Texas, and raised by a poor widow. They
met in 1930, when Bonnie was working as a wait-
ress in a Dallas cafe and Clyde was wanted by the
police on burglary charges. During the time that
they spent together, they became famous for their
abilities as escape artists. They drove their stolen
cars through the Texas countryside at speeds of up
to seventy miles an hour, evading police traps while
other gang members, including members of both
their families, were caught. They even managed to
smuggle weapons into the Texas prison system to
free their confederates.
Their crimes seemed to many emblematic both
of the frontier spirit of the West, and of the new
freedom made possible by the mass production of
the automobile. Before meeting Bonnie, Clyde was
just another two-bit crook — their romantic partner-
ship elevated their criminal status. His love of his
many guns, all of which he named, placed him
squarely in the tradition of the western outlaw.
However, as an armed woman during a period
when marriage rates plummeted, male unemploy-
ment rates were high, and pundits decried a crisis
of masculinity, Bonnie Parker simultaneously in-
habited the gun-toting role more familiar to men
and played the role of the supportive girlfriend,
highlighting the cultural contradictions of Ameri-
can womanhood.
Bonnie and Clyde were shot down by lawmen
in an ambush on May 23, 1934, in rural northwest
Louisiana. They died almost literally in one anoth-
er's arms; their "death car," which was exhibited at
public events for years thereafter, as well as their
bodies, became targets for souvenir hunters.
Clyde's funeral attracted thirty thousand spectators,
and Bonnie's was mobbed, too — the largest wreath
there was sent by an organization of Dallas news-
paper boys, perhaps in thanks for the half million
newspapers the account of the final ambush had
helped them to sell.
See Also: "BALLAD OF PRETTY BOY FLOYD"; CRIME;
HEROES.
106
ENCYCLOPEDIA OF I H E GREAT DEPRESSION
ONUS
A R M V /
ONUS
R C H
BIBLIOGRAPHY
Fortune, Jan. The Fugitives. 1934.
Jones, W. D. "Riding with Bonnie and Clyde." Playboy
15, no. 11 (November 1968): 151, 160-165.
Milner, E. R. The Lives and Times of Bonnie and Clyde.
1996.
Phillips, John Neal. Running with Bonnie and Clyde: The
Ten Fast Years of Ralph Fults. 1996.
Treherne, John. The Strange History of Bonnie and Clyde.
1984.
Laura Browder
There were those in Congress who wanted to
do more. A growing bloc led by three House Dem-
ocrats — William Connery of Massachusetts, John E.
Rankin of Mississippi, and Wright Patman of
Texas — campaigned for full and immediate cash
payment. All had served as enlisted men during the
war. Patman soon became the acknowledged lead-
er of the bonus forces in Congress. The bills he and
others introduced made the bonus a national issue
and were a spur for most of those who came to
Washington.
BONUS ARMY/BONUS MARCH
The veterans' bonus, more properly called "adjust-
ed service compensation," was approved by Con-
gress in both 1922 and 1924 and vetoed by presi-
dents Warren G. Harding and Calvin Coolidge.
Harding's veto was upheld, but Coolidge's was
overridden and the bonus bill became law. Its en-
actment came after four years of agitation by veter-
ans and veterans' groups. The law provided a cash
payment equal to one dollar for each day of war-
time military service, with an extra twenty-five
cents for each day spent overseas. Certificates with
varying face values were issued, but payment was
deferred until 1945. An insurance provision provid-
ed for full payment to heirs in case of death. The ac-
crued interest made the maximum possible pay-
ment some $1,800, a tidy sum at a time when the
average annual earnings of non-farm workers came
to just over $1,400. Other provisions allowed veter-
ans to borrow limited amounts of the value of their
bonus certificates at relatively high rates of interest.
THE BONUS: A DEPRESSION ISSUE
The payment deferral was widely accepted in
1924, but the end of the prosperity of the 1920s and
the onset of the Great Depression created wide-
spread agitation for "immediate cash payment."
The initial response of Congress during the Depres-
sion winter of 1930 to 1931 was to pass a bill allow-
ing veterans to borrow larger amounts on their cer-
tificates at lower interest rates. President Herbert
Hoover vetoed the bill, but a majority of the Repub-
licans in each house joined almost all the Demo-
crats to override Hoover's veto.
MARCHING ON WASHINGTON
As early as January 1931 a few veterans had
demonstrated in the nation's capital for immediate
cash payment, and a number of other demonstra-
tions took place before May 1932, none of which
had a significant impact. The one Washington
demonstration that caused a stir was the "National
Hunger March," a one-day affair on December 7,
1931, which was sponsored by a Communist Party
front, the Unemployed Councils. Early in May 1932
the Communist press announced that another front
organization, the Workers' Ex- Servicemen's
League (WESL or Weasels), would lead a similar
one -day March on June 8, 1932. But before that
happened an unheralded group of veterans from
Portland, Oregon, had crossed the nation in box-
cars and trucks, captured national attention, and
begun what would now be called a sit-in in the na-
tion's capital.
The Oregon veterans were led by an unem-
ployed ex-sergeant, Walter W. Waters, who had
spent almost eighteen months overseas with the
medical detachment of the 146th Field Artillery
until he was discharged in 1919. A handsome and
glib six-footer who had drifted from job to job in the
1920s, Waters inflated his resume in his 1933 mem-
oir, B.E.F.: The Whole Story of the Bonus Army. Even
there, however, he admitted that "my inability to
take root in fertile soil may have been due to the
unsettling effects of the war on me" and he referred
to an unspecified post-discharge illness with the
words "my health failed."
Waters and fewer than three hundred other
veterans set out riding in empty boxcars on March
11 or 12, 1932. Their slow but peaceful passage east
ENCYCLOPEDIA OF THE GREAT DEPRESSION
107
B N
A R M Y / B N U S MARC
Shacks built by members of the Bonus Army in Washington, D.C., burn after the battle with federal troops in 1932. National
Archives and Records Administration
was ignored by the national press until railroad offi-
cials at Council Bluffs, Iowa, tried without success
to stop them from reaching Saint Louis; the brief
stand-off in the Iowa rail yards was news. Waters
gave his first press conference on May 20 when the
bonus seekers arrived in Saint Louis. He said that
when they got to Washington they were going to
stay until a bonus bill was passed "if it takes until
1945." That statement, publicized nationally, acted
as a signal for groups of veterans across the country
to come to Washington. By the time the Orego-
nians reached the capital on May 29, hundreds of
other veterans were already there and thousands
more were on their way.
By mid-June some twenty thousand had come
to participate in what the press called a "bonus
march," although almost no one walked to Wash-
ington. Some drove their own cars and trucks. The
Washington, D.C., police force was commanded by
Pelham D. Glassford, a West Point graduate who
had been the youngest general in the American Ex-
peditionary Force and had retired from the army in
1931. Glassford sympathized with his fellow veter-
ans but understood that their cause was all but
hopeless. Interested in public order, he encouraged
the men to organize as a Bonus Expeditionary Force
(BEF), helped them obtain relief supplies, and got
most of the veterans to set up an encampment on
park land in Anacostia at the edge of the District of
Columbia. Some also camped in partially demol-
ished buildings on lower Pennsylvania Avenue
near the Capitol. There were few arrests and no sig-
nificant violence for almost two months.
10!
ENCYCLOPEDIA OF THE GREAT DEPRESSION
ONUS
A R M V /
ONUS
R C H
Patman's bonus bill had been locked up in
committee, but after the veterans arrived it was easy
to pry it out. On June 15 it passed in the House, 211
to 176. The Senate leadership agreed to a quick
vote, hoping that the men would go home once it
was defeated. On the evening of June 17, with sev-
eral thousand veterans massed in front of the Capi-
tol, the Senate defeated the bill. Only twenty-eight
of ninety-six senators favored it. Some feared that
the massed veterans would riot in response. Instead
they sang "America the Beautiful" and returned to
their encampments. But large numbers of them
stayed in Washington and some reinforcements ar-
rived.
THE BATTLE OF WASHINGTON
Before adjourning on July 16, Congress offered
railroad fare home plus a seventy-five cent per diem
allowance to any veteran who left by July 25. Some
five thousand veterans took advantage of this offer.
The Red Cross, which had refused any aid to the
veterans, financed the travel of nearly five hundred
accompanying wives and children. Once the July 25
deadline had passed, the Hoover administration,
acting through its appointees, the District Commis-
sioners, issued orders to force the now fewer than
ten thousand veterans to leave Washington. The
first step was ordering the police to remove the vet-
erans camped on Pennsylvania Avenue. Glassford
and his police commenced that task on July 28; two
violent outbursts occurred as some men resisted
eviction. The first, in the morning, caused no fatali-
ties, but resulted in the commissioners asking the
president for federal troops. Hoover obliged, order-
ing that the veterans be taken into custody. A few
minutes later, another fracas broke out and a po-
liceman who had been attacked drew his pistol and
fired several shots, which killed two veterans.
Glassford restored order and shortly thereafter
learned that the Army had been called out.
About six hundred soldiers — some two hun-
dred cavalry, three hundred infantry, and five
tanks — under the personal command of Chief of
Staff Douglas MacArthur, formed on the Ellipse be-
hind the White House, and at 4:30 P.M. they moved
up Pennsylvania Avenue at the height of the eve-
ning rush hour. The resulting "Battle of Washing-
ton" was no battle at all: Not a shot was fired by the
troops or the veterans, although the latter threw a
few bricks and a lot of curses and the former used
the points of sabers, bayonets, and tear gas. The
troops then moved toward Anacostia, positioned
three tanks on the bridge, and took a break for sup-
per. Those in the Anacostia encampment were
given notice, and then the soldiers advanced, driv-
ing the veterans and whoever was with them out of
the district and into Maryland like so many refu-
gees. MacArthur deliberately disobeyed Hoover's
order to take the veterans prisoner.
The Hoover administration claimed that most
of the expelled bonus marchers were Communists
and not really veterans, but such changes did not
sit well with the public. Rexford Guy Tugwell wrote
in The Brains Trust (1968) that he had an appoint-
ment with Franklin Roosevelt on the morning of
July 29. Entering the governor's Hyde Park, New
York, bedroom about 7:30 A.M., Tugwell found Roo-
sevelt, characteristically, in bed with the papers
spread around him. He told Tugwell that the pic-
tures of the troops driving the veterans from the na-
tion's capital were like "scenes from a nightmare."
Tugwell believed that from that point on Roosevelt
felt assured of his election, which almost certainly
would have come in any event.
In a letter written a few days before the 1932
election, Roosevelt, who, like Hoover, opposed a
bonus prepayment, told a correspondent that he
would have handled things differently. Roosevelt
got that opportunity when a smaller and more radi-
cal group of veterans came to Washington in May
1933. The president had Harry Hopkins arrange for
billets at underused military facilities outside the
district, sent his wife to meet with the veterans, and
changed the rules so that those who wished could
enroll in special veterans' units of the newly created
Civilian Conservation Corps.
In 1936 Congress passed a bill to pay the bonus
at once; Roosevelt vetoed it, but did not strenuously
attempt to stop Congress from overriding his veto.
Although the imaginative World War II programs
for veterans commonly known as the G. I. Bill of
Rights might have come about in any event, the
ENCYCLOPEDIA OF THE GREAT DEPRESSION
109
N D 6 6 L E
bonus experience spurred planning for future veter-
ans' benefits.
See Also: HOOVER, HERBERT.
BIBLIOGRAPHY
Best, Gary Dean. FDR
1933-1935. 1992.
and the Bonus Marchers,
Daniels, Roger. The Bonus March: An Episode of the Great
Depression. 1971.
Glassford, Pelham D. Papers. University of California,
Los Angeles.
Hoover, Herbert C. The Memoirs of Herbert Hoover, Vol.
3: The Great Depression, 1929-1941. 1952.
Lisio, Donald J. The President and Protest: Hoover, Conspir-
acy, and the Bonus Riot. 1974.
Lisio, Donald J. The President and Protest: Hoover, MacAr-
thur, and the Bonus Riot, 2nd edition. 1994.
MacArthur, Douglas. Reminiscences. 1964.
Roger Daniels
BOONDOGGLE
During the years of the New Deal, its critics used
the term "boondoggle" to refer to various work re-
lief programs that fell under the aegis of the Works
Progress Administration (WPA), a federal agency
created in 1935 and run by Roosevelt's federal relief
administrator, Harry Hopkins. The word implied a
politically motivated, trivial, wasteful, or impractical
government project funded to gain political favor.
The word originally meant a braided cord worn
by Boy Scouts as a neckerchief or ornament, that is,
a handmade article of simple utility and practical
use. It may have been used earlier to refer to a de-
vice rigged by Daniel Boone to carry his equipment
across rivers so that his hands would be free to
swim. Thus, the term can be used to refer to any-
thing people created for themselves to help them
work more easily and effectively.
During the 1930s, however, boondoggle be-
came a politically charged word expressing disdain
for government programs that provided various
types of work for the unemployed during the Great
Depression. Hopkins's WPA work relief programs
were especially vulnerable to criticism as "make-
work," especially those that had to do with the arts.
Although most WPA projects consisted of building
or repairing roads and public buildings, parks, hos-
pitals, and highways, one of its components, the
Federal Arts Project (known as Federal One), paid
thousands of unemployed artists, musicians, actors,
and writers for working at their craft.
Artists suffered inordinately during the Great
Depression because the market for art works virtu-
ally disappeared. In desperation, some artists
would barter their work for food and rent while
others tried selling on the street. The hard fact that
the unemployment rate for artists was even greater
than for the general population led the government
to create jobs for them. When critics accused Hop-
kins of giving boondoggling jobs to people commit-
ted to the creative impulse, he defended Federal
One as a way to keep the talents of millions of
Americans alive. Art patronage, in Hopkins's opin-
ion, was healthy and defined the artists' relation-
ship to their society as an ultimately useful one.
Government patronage made art accessible to the
public and insured that the artist would have a cre-
ative role in American society that would be de-
mocratizing and culturally enriching for the entire
nation.
See Also: FEDERAL ONE; HOPKINS, HARRY; WORKS
PROGRESS ADMINISTRATION (WPA).
BIBLIOGRAPHY
Hopkins, Harry L. "Boondoggling: It Is a Social Asset."
The Christian Science Monitor (August 19, 1936): 4,
14.
Hopkins, June. Harry Hopkins: Sudden Hero, Brash Re-
former. 1999.
Mclimsey, George. Harry Hopkins: Ally of the Poor, De-
fender of Democracy . 1987.
Iune Hopkins
BORAH, WILLIAM
William Edgar Borah (June 29, 1865-January 19,
1940) was a prominent Republican senator during
the Great Depression. Known as the "Lion of
110
ENCYCLOPEDIA OF THE GREAT DEPRESSION
U L D E R
D A M
Idaho," he defended Jeffersonian principles, upheld
civil libertarian doctrines, espoused constitutional-
ism, and safeguarded the special interests of his
home state. Despite his lengthy service in the upper
chamber, Borah lacked an understanding of power
plays in American politics. He remained a political
maverick whose oratorical skills outweighed a plan
of action, a characteristic that curtailed his effective-
ness as a leader. Essentially he remained a loner.
Yet for all his shortcomings, Borah possessed the
ability to arouse people on public issues.
Born in Jasper Township, Wayne County, Illi-
nois, Borah attended Tom's Prairie Public School
and Southern Illinois Academy but never complet-
ed high school. He matriculated at the University of
Kansas for a time in the 1880s. Thereafter Borah
studied law in his brother-in-law's office, relocated
to Idaho in 1890, earned a reputation as a good
criminal lawyer, became interested in politics,
chaired the Republican State Central Committee,
attacked the trusts, and supported William Jen-
nings Bryan, a Democrat, for president in the free
silver crusade of 1896. In 1902 Borah led the pro-
gressive Republican faction that defeated Idaho's
Old Guard candidates. Five years later state legisla-
tors elected him to the U.S. Senate, where he re-
mained until his death.
Borah was a reformer and individualist. He em-
braced Theodore Roosevelt but declined to follow
him in the Bull Moose campaign of 1912. Borah en-
dorsed legislation for labor revision and backed
constitutional amendments for a graduated income
tax, the direct election of U.S. senators, and nation-
al prohibition. He also belonged to the irreconcil-
able wing of senators who opposed any version of
a League of Nations. After World War I, Borah sur-
faced as a major voice for progressivism, isolation-
ism, and the outlawry of war. Although he whole-
heartedly championed Herbert Hoover for
president in 1928, Borah assailed the president's
farm and tariff policies and berated him for not pur-
suing more aggressive action to relieve the suffering
in the nation. Borah demanded relief for the needy
and unemployed. In a blistering Senate speech in
1931, he challenged the administration to respond
to the crisis. Borah's crusading voice against Hoo-
ver's economic philosophy helped prepare the way
for the New Deal.
The severity of the Great Depression in the
1930s convinced Borah of the necessity for govern-
ment intervention to combat the economic catas-
trophe, monitor the nation's financial condition,
and protect the general interest. He accepted much
of President Franklin D. Roosevelt's New Deal do-
mestic program, especially legislation that aided
farmers and arranged for work remedies and allevi-
ation. The senator favored the Tennessee Valley
Authority, the Securities and Exchange Commis-
sion, Social Security, the National Labor Relations
Act of 1935, the Revenue Act of 1935, and the Pub-
lic Utilities Holding Company Act of 1935, but he
remained steadfastly against the National Recovery
Administration with measures designed to benefit
the industrial segments of American society. He
suggested currency expansion as a means to ame-
liorate the Depression. Although the expansion of
federal bureaucratic agencies and the possible dan-
gers to individual rights worried Borah, he focused
attention on the activist role of government in the
1930s.
By the end of the 1930s, Borah devoted his time
primarily to foreign affairs and endeavors to avoid
United States entanglement in case of war. He died
at his home in Washington, D. C, three days after
a cerebral hemorrhage.
See Also: NEW DEAL.
BIBLIOGRAPHY
Borah, William E. Papers. Manuscripts Division, Library
of Congress, Washington, D. C.
Borah, William E. Bedrock: Views on Basic National Prob-
lems. 1936.
Johnson, Claudius O. Borah of Idaho. 1936.
McKenna, Marian C. Borah. 1961.
Leonard Schlup
BOULDER DAM
Located in the Black Canyon of the Colorado River
on the Arizona-Nevada state line, thirty-five miles
southeast of Las Vegas, the Boulder Dam, known
since 1947 as the Hoover Dam, stands as a monu-
ENCYCLOPEDIA OF THE GREAT DEPRESSION
111
U L D E R DAM
Laborers install steel bar reinforcements at the mid-section of Boulder Dam during construction in 1934. Library of Congress,
Prints & Photographs Division, FSA/OWI Collection
ment to modern engineering. It is a concrete gravity
arch dam that spans 1,244 feet across the canyon
and rises to a height of 726 feet; its width ranges
from 660 feet at the base to forty-five feet at the
crest. By controlling unpredictable floods, providing
water to drought-ridden areas, and generating
electrical power, the dam transformed the West and
encouraged settlement of the region.
On December 21, 1928, following extensive de-
bate over water rights and fiscal concerns, President
Calvin Coolidge signed the Boulder Canyon Project
bill, providing over $165 million to construct the
dam. The Bureau of Reclamation awarded the con-
tract to Six Companies, Inc., on March 11, 1931, en-
suring employment for five thousand workers at
the depths of the Depression. The government built
Boulder City, complete with a school, a hospital, a
general store, and a mess hall that served four thou-
sand meals a day, to provide housing for single men
and families.
Work on the dam began in May 1931 with the
excavation of two tunnels on each side of the can-
yon to divert the river during construction. Workers
then drained the site, stripped canyon walls of loose
rock to provide a smooth surface for abutment, and
drilled the canyon floor for the dam to rest on solid
bedrock. In June 1933 workers started pouring con-
crete blocks in a series of columns using bottom-
drop buckets hoisted into position by a cableway
that spanned the canyon. A U-shaped powerhouse,
with two arms extending downstream on either
side of the canyon and connected by an arm span-
ning the face of the dam, housed generators that
produced over 700,000 kilowatts of electricity, ren-
112
ENCYCLOPEDIA OF THE GREAT DEPRESSION
U R K E - W H I T E
R G A R E E
dering Boulder Dam the largest hydroelectric facili-
ty in the world until the Grand Coulee Dam in
Washington exceeded that level in 1949. Twin sets
of intake towers controlled the flow of water to the
powerhouse and reservoir outlets.
On February 1, 1935, workers sealed the diver-
sion tunnels and allowed water to rise behind the
dam, creating Lake Mead reservoir, named for El-
wood Mead, the former commissioner of the Bu-
reau of Reclamation. President Franklin Roosevelt
dedicated the dam on September 30, 1935, pro-
claiming it "a twentieth-century marvel" that trans-
formed the Colorado River "into a great national
possession." Congress renamed the structure Hoo-
ver Dam in 1947, ending a controversy that began
in 1930 when supporters proposed naming the dam
after President Herbert Hoover for his contribution
to the project. However, as more Americans began
blaming Hoover for the Depression, Roosevelt's
Secretary of the Interior, Harold Ickes, rejected the
proposal and named the project Boulder Dam in
1933. Once public opinion of Hoover softened,
Congress restored his name to the project that he
helped to initiate.
The Boulder Dam harnessed the power of the
Colorado River for the public good. It encouraged
settlement and development of the West by thou-
sands of farmers and businessmen who required a
stable water supply, power generation, and protec-
tion from unpredictable floods. Combined with its
contributions to municipal and recreational needs,
Boulder Dam eventually benefited millions of
Americans.
See Also: GE^AND COULEE PROJECT; PUBLEC POWER;
WEST, GREAT DEPRESSEON EN THE AMERECAN.
BIBLIOGRAPHY
Dunar, Andrew J., and Dennis McBride. Building Hoover
Dam: An Oral History of the Great Depression. 1993.
Kleinsorge, Paul L. Boulder Canyon Project: Historical and
Economic Aspects. 1941.
Records of the Bureau of Reclamation. Record Group No.
115: Project Histories, Boulder Canyon Project. Na-
tional Archives and Records Administration. Rocky
Mountain Region, Denver, Colo.
Simonds, William loe. The Boulder Canyon Project:
Hoover Dam. Available at: www.usbr.gov/history/
hoover.htm
Stevens, loseph E. Hoover Dam, An American Adventure.
1988.
United States Department of the Interior, Bureau of Rec-
lamation. Boulder Canyon Project: Final Reports,
Part IV— Design and Construction. 1941-1949.
Todd J. Pfannestiel
BOURKE-WHITE, MARGARET
Margaret Bourke-White (June 14, 1904-August 27,
1971) was born in the Bronx, New York, the daugh-
ter of Joseph White and Minnie Bourke, and grew
up in New Jersey. She acquired a fascination for
photography from her father and from a teacher,
Clarence H. White, a member of Alfred Stieglitz's
Photo- Secession movement. After briefly attending
two colleges, and getting married and divorced, she
enrolled in Cornell University in Ithaca, New York,
and supported herself by selling photographs of the
campus to students and alumni. She graduated in
1927 with a degree in biology. Bourke-White then
opened a photography studio in Cleveland, where
her dramatic industrial photographs of foundries
gained the attention of Henry Luce in 1929. Luce
brought her to New York to become a photogra-
pher for his new magazine, Fortune. Bourke-
White's assignment to take pictures of industrial-
ization in the Soviet Union in 1930 led to her first
book, Eyes on Russia (1931). After completing cele-
brated picture essays on the meatpacking plants of
Chicago, glass blowing in upstate New York, and
Indiana stone quarries, Bourke-White's emphasis
changed from industry to the human condition
while she photographed the Dust Bowl conditions
of the Plains states in 1934. She collaborated with
writer Erskine Caldwell, whom she would later
marry and divorce, on a photo-documentary of the
life of poor southern sharecroppers, You Have Seen
Their Faces (1937). In 1936 she signed on as one of
four photographers for Luce's new pictorial maga-
zine, Life. Her photographs of the construction of
Fort Peck Dam in Montana were chosen for the first
cover illustration and lead article of Luce's new
venture.
As a Life correspondent during World War II,
she was the only foreign photojournalist to be in
ENCYCLOPEDIA E E H E 6 R E A E DEPRESSION
113
or AN
6 I H L
TRAMPS Of A M f H I C A
the Soviet Union when the Germans invaded, the
only woman to be accredited by the U. S. armed
forces as a war photographer, the first female to ac-
company and record an Army Air Force bombing
mission, and the first to document the horrors of
the German concentration camp at Buchenwald.
After the war, she covered the Korean War, the
miners of South Africa, and the independence of,
and strife between, India and Pakistan. Discovering
that she had Parkinson's disease in 1956, Bourke-
White gradually turned from photography to writ-
ing, producing an autobiography, Portrait of Myself
(1963). She died in 1971 at the age of sixty-seven.
A pioneer in photojournalism who thrived on ad-
venture and craved a crisis, tirelessly and ruthlessly
doing whatever it took to get the photograph she
wanted, Bourke-White was widely hailed as a
woman doing a man's job in a man's world.
See Also: CALDWELL, ERSKINE; LANGE, DOROTHEA;
PHOTOGRAPHY; SHAHN, BEN.
BIBLIOGRAPHY
Brown, Theodore M. Margaret Bourke-White: Photojour-
nalist. 1972.
Callahan, Sean, ed. The Photographs of Margaret Bourke-
White. 1972.
Goldberg, Vicki. Margaret Bourke-White: A Biography.
1986.
Silverman, Jonathan. For the World to See: The Life of Mar-
garet Bourke-White. 1983.
Harvard Sitkoff
BOY AND GIRL TRAMPS OF
AMERICA
In 1933 and 1934, Thomas Minehan, a young soci-
ologist at the University of Minnesota, disguised
himself in old clothes and hopped freight trains
crisscrossing six midwestern states. He joined the
bands of boys, and more than a few girls, who
formed the ranks of a roving army of 250,000 chil-
dren torn from their homes in the Great Depres-
sion. Over a two-year period, Minehan associated
on terms of intimacy and equality with several
thousand transients, collecting five hundred life
During the Depression, some 250,000 young people took to the
road, often with the blessing of parents at their wits end to
feed and care for them. These boys were photographed
hopping a freight car in California in 1940. National Archives
and Records Administration
histories of the young migrants. The result was a
vivid portrayal of their harrowing existence, Boy and
Girl Tramps of America, a work unique in its ability
to reach beyond statistics and reveal the opinions,
ideas, and attitudes of the boxcar boys and girls.
Grinding poverty, shattered family relation-
ships, and financially strapped schools that locked
their doors were among the reasons most kids went
on the road. They usually did so with the blessing
of parents at their wits end to feed and care for
them. The first weeks away from home could be eu-
phoric, filled with a sense of romance and adven-
ture. Minehan observed that after six months on the
road, however, the boys and girls lost their fresh
outlook and eagerness. Trips across the country
were no longer educational, but were quests for
bread. "There comes a day when the boys are alone
and hungry, and their clothes are ragged and torn,"
wrote Minehan; "breadlines have just denied them
IK
ENCYCLOPEDIA OF THE GREAT DEPRESSION
B R A I N ( S ) TRUST
food, relief stations an opportunity to work for
clothes. Abrakie [brakeman] has chased them from
the yards. An old vagrant shares his mulligan with
them and they listen."
Riding with the road kids, Minehan estimated
that 10 percent of those he met were girls, dressed
in overalls or army breeches and boys' coats. They
traveled in pairs, sometimes with a boyfriend,
sometimes with a tribe of ten or twelve boys. Mine-
han described "Kay," who was fifteen: "Her black
eyes, fair hair, and pale cheeks are girlish and deli-
cate. Cinders, wind and frost have irritated but not
toughened that tender skin. Sickly and suffering
from chronic undernourishment, she appears to
subsist almost entirely upon her fingernails, which
she gnaws habitually."
For African-American youths, the road was
even rockier. They were often turned away from a
door where a white hobo would get a handout; on
occasion, too, black youths riding the rails in the
South were threatened with a lynching.
Danger was a constant companion that could
turn deadly in an instant. Railroad detectives, called
"bulls," handled illegal riders savagely. By 1932, the
Southern Pacific Company reported 683,457 tres-
passers on its property, 75 percent of these estimat-
ed to be from sixteen to twenty-five years old. In the
first ten months of 1932, the Interstate Commerce
Commission recorded 1,508 trespassers under
twenty-one killed or injured.
Minehan completed his research even as the
Civilian Conservation Corps (CCC) was being es-
tablished by the Roosevelt administration, the sin-
gle most vital program to meet the needs of the rov-
ing army. By July 1933, a quarter of a million young
men were serving in the CCC in 1,468 forest and
park camps. The National Youth Administration
later provided fifty camps that offered job training
and education for girls.
Minehan found that desperate as their lives
were, the child tramps remained defiant: "I can't
get a job anywhere," said a boy called Texas. "I
can't get into the CCC because I have no depen-
dents. I can't remain in any state unless I go to a
slave camp. What chance have I got? Less chance
than a man with two wooden legs in a forest fire.
I've seen a lot of the country in the last year and I'm
glad I've seen it but if a guy travels too much he be-
comes a bum, and I don't want to be a bum."
See Also: CHILDREN AND ADOLESCENTS, IMPACT
OF THE GREAT DEPRESSION ON; CIVILIAN
CONSERVATION CORPS (CCC).
BIBLIOGRAPHY
Abbot, Grace. Children's Bureau, Washington, D.C. State-
ment on Relief for Unemployed Transients. Hearing be-
fore a Subcommittee of the Committee on Manufac-
tures on S. 5121, United States Senate, 72nd Cong.,
2nd sess.
Anderson, Nels. "The luvenile and the Tramp." Journal
of the American Institute of Criminal Law and Crimi-
nology. (August 1, 1923): 290-312.
Carstens, C. C. Child Welfare League of America. State-
ment on Federal Aid for Unemployment Relief. Hearings
before a Subcommittee of the Committee on Manufac-
tures on S5125. United States Senate, 72nd Cong.,
2nd sess.
Lacy, Alexander. The Soil Soldiers: The Conservation Corps
in the Great Depression. 1976.
McMillen, A. Wayne. "An Army of Boys on the Loose."
The Survey Graphic (September 1933): 389-392.
Minehan, Thomas. Boy and Girl Tramps of America. 1934.
Uys, Errol Lincoln. Riding the Rails: Teenagers on the Move
During the Great Depression. 1999.
Errol Lincoln Uys
BRAIN(S) TRUST
The Brains Trust was a small group of academics se-
lected by Franklin D. Roosevelt and his political ad-
visors to help the Democratic candidate in 1932 in
his presidential bid. The term was originally coined
by Louis Howe, a long-time associate of Roosevelt.
It was later shortened to Brain Trust and made pop-
ular by New York Times reporter James Kieran.
Given the complexities of the modern Ameri-
can economy and the enormity of the Great De-
pression and its effects, Roosevelt's law partner,
Sam Rosenman, suggested to the Democratic can-
didate that he seek the advice of academics in at-
tempting to deal with the economic issues of the
I N C Y C L P E D I A OF THE GREAT DEPRESSION
115
B R A I N ( S ) TRUST
day, a practice Roosevelt had used previously dur-
ing his governorship of New York. Rosenman re-
cruited Raymond Moley, a political science profes-
sor at Columbia University in New York, to help
Roosevelt organize this academic group.
Raymond Moley had already worked with Roo-
sevelt during the Seabury investigation into corrup-
tion in the New York City government. An expert
in criminal justice, Moley was to help the candidate
in political matters and introduce him to other aca-
demics. After another Roosevelt law partner, Doc
O'Connor, joined the small group, Moley recruited
two more Columbia professors: Rexford G. Tugwell
and Adolf Berle.
Tugwell was a professor of economics at Co-
lumbia and a highly prolific author who had written
on the causes of the Great Depression and Herbert
Hoover's failure to address the crisis. Tugwell was
also familiar with the novel approaches being sug-
gested to resolve America's agricultural problems.
Adolf Berle was a well known legal expert who
published with the economist Gardiner Means an
important work on the modern corporation, The
Modern Corporation and Private Property (1933).
Moley, Tugwell, and Berle served as Roosevelt's
Brains Trust throughout the 1932 campaign.
The purpose of the Brains Trust was to educate
Roosevelt on current economic issues, assist in
speechwriting, and help the candidate formulate
his own ideas on how to approach and resolve the
Depression. Although the three academics would
later follow their own distinctive beliefs and career
paths, in 1932 they all agreed that big business was
inevitable, that the Wilsonian approach of breaking
up corporations into small units was unacceptable,
that regulation was the key to dealing with big
business, and that some form of planning in the
economic sector was necessary.
Throughout the 1932 campaign, the Brains
Trust met frequently with Roosevelt. They often re-
searched topics the candidate needed to know
about or was embracing, and they helped him draft
speeches, although Roosevelt typically put his own
imprint on any speech, sometimes changing the
wording and content as he delivered it. Moley
worked with Roosevelt on the "forgotten man"
speech in April 1932. Moley also helped Roosevelt
draft a speech delivered in Saint Paul, often referred
to as the "concert of interest" speech, in which the
term New Deal was first used. Berle helped Roose-
velt write the San Francisco Commonwealth Club
speech, which called for economic planning in the
future. Tugwell worked on a number of speeches,
usually writing parts of the draft, especially if the
speech dealt with agriculture and the domestic al-
lotment proposal.
In addition to speech writing, Moley tutored
Roosevelt on political issues, Tugwell on agricultur-
al matters, and Berle on finance and corporations.
Tugwell, for example, worked hard to educate Roo-
sevelt on domestic allotment, a plan to control farm
overproduction by paying farmers to not plant
crops. Although some Democratic leaders disliked
the idea of professors advising their candidate,
there was little they could do about it. Roosevelt re-
lied on his Brains Trust and listened to what they
had to say, whether or not he incorporated what
they told him into his speeches or, later, into his
New Deal programs. Election day marked the offi-
cial end of the Brains Trust, but not the end of the
role each member of the group played in Roose-
velt's administration.
Of the three, Berle was the only one who chose
not to accept an official appointment in 1933. Rath-
er, Berle returned to New York where he advised
Fiorello La Guardia in his mayoral campaign and
helped the newly elected mayor address New
York's financial crisis. Berle continued to help the
president in a variety of ways, however. For exam-
ple, he advised Roosevelt on the banking crisis, the
railroads, and foreign policy, especially concerning
Latin America and Cuba.
Raymond Moley was appointed assistant secre-
tary of state in 1933. Working under Cordell Hull,
Moley was closely associated with the president.
Moley advised Roosevelt for the 1933 London Con-
ference, but Roosevelt seemed to endorse Hull's
views, rather than Moley's, when he sent his fa-
mous "bombshell" message to the conference an-
nouncing his decision to promote American eco-
nomic nationalism to resolve the economic crisis.
This announcement so undermined Moley's posi-
tion that he gradually drifted away from the presi-
dent. He eventually left the administration and be-
116
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R A N D E I S
LOUIS
came a magazine editor. Moley's disappointment
with Roosevelt deepened as time went on, and he
finally broke openly with the president during the
1940 campaign. Thereafter, Moley became a consis-
tent critic of the Roosevelt presidency.
Rexford Tugwell fared much better. He re-
mained with Roosevelt after the election, serving as
an advisor until the inauguration, after which Tug-
well was officially appointed assistant secretary of
agriculture under Henry Wallace. Tugwell worked
diligently in the Department of Agriculture (USDA)
to implement domestic allotment under the provi-
sions of the Agricultural Adjustment Act. His clash
with the director of the Agricultural Adjustment
Administration, George Peek, and Peek's eventual
resignation, was seen as a victory for Tugwell, how-
ever short-lived. Although Peek's replacement,
Chester Davis, was committed to domestic allot-
ment, he was also a determined administrator who
did not tolerate disagreement from subordinates.
His famous "purge" of liberals in the USDA over
Southern sharecropping agreements was a direct
attack on Tugwell. Tugwell was so livid about
Davis's actions that he threatened to resign from
the New Deal. Roosevelt convinced him to stay,
and Tugwell became director of the Resettlement
Administration (RA) in 1935. Despite his good in-
tentions and administrative capabilities, Tugwell
was targeted by the press as a radical and as a threat
to America. He resigned from the RA in 1936, only
to return to the administration in 1941 when Roo-
sevelt appointed him governor of Puerto Rico. For
the rest of his life and career, Tugwell remained
loyal to Roosevelt, despite the disappointments he
felt with Roosevelt and the New Deal after 1936.
With Tugwell's departure from the administra-
tion in 1936, all three original members of the
Brains Trust were gone. Other advisers with aca-
demic backgrounds and business expertise joined
the administration, and the term associate member
of the Brains Trust is sometimes applied to such in-
dividuals as Hugh Johnson of the National Recov-
ery Administration (NRA) and Donald Richberg of
the NRA and the National Economic Council. Later
advisers like Benjamin Cohen and Thomas Corco-
ran are also sometimes referred to as Brains Trust-
ers. In the end, though, the Brains Trust remained
what it had started out to be — a small advisory
group of academics who helped Roosevelt in his
1932 bid for the presidency.
See Also: BERLE, ADOLF A. JR.; ELECTION OF 1932;
MOLEY, RAYMOND; TUGWELL, REXFORD G.
BIBLIOGRAPHY
Berle, Beatrice Bishop, and Travis B. Jacobs, eds. Navigat-
ing the Rapids, 1918-1971: From the Papers of Adolf
Berle. 1973.
Namorato, Michael V. Rexford G. Tugwell: A Biography.
1988.
Rosen, Elliot. Hoover, Roosevelt, and the Brains Trust: From
Depression to New Deal. 1977.
Schwartz, Jordan A. The New Dealers: Power Politics in the
Age of Roosevelt. 1993.
Michael V. Namorato
BRANDEIS, LOUIS D.
In November 1931, as the American economy was
sinking into frightening decline, U.S. Supreme
Court Justice Louis Dembitz Brandeis (November
13, 1856-October 5, 1941) turned seventy-five. Be-
hind him was an illustrious career as a prominent
Boston attorney, a leading reformer active in a
dozen progressive crusades, a close adviser to
Woodrow Wilson, and, after 1914, the leader of the
American Zionist movement. He had been on the
Supreme Court since 1916, and had earned a repu-
tation as an eloquent defender of civil liberties, a
champion of the rights of labor, a supporter of state
and local prerogatives against centralized federal
authority, and a bitter foe of "the curse of bigness,"
both in business and in government. By the time of
the Great Depression he had transcended much of
the controversy that had characterized his turbulent
years as a social activist, and he enjoyed nearly uni-
versal respect and admiration as a wise elder states-
man. Franklin D. Roosevelt occasionally referred to
him as "Isaiah."
His activities during the 1930s centered in three
general areas. First, he maintained his interest in
the Zionist project of establishing a Jewish home-
land in Palestine. He paid close attention to Jewish
ENCYCLOPEDIA OF THE GREAT DEPRESSION
117
R E A D L I N E S
affairs, assiduously studied Palestine develop-
ments, and grew increasingly worried about British
policy there. He was one of the earliest to see the
dangers to Jews in the rise of Adolf Hitler. Second,
of course, he continued his work on the Supreme
Court until his resignation in February 1939. Al-
though he joined in declaring some key New Deal
measures unconstitutional, he was numbered
among the Court's liberal wing. One of his most
significant opinions in this period was in Erie v.
Tompkins (1938), which limited the authority of fed-
eral courts and enhanced the judicial authority of
the states. Although Brandeis admired Roosevelt
personally, he was opposed to the president's at-
tempt, in 1937, to "pack" the Supreme Court.
Finally, Brandeis played an extremely impor-
tant role in the spirited debates raging around the
formation of New Deal policy. He did this, in part,
by utilizing extensive informal channels of influ-
ence — through Felix Frankfurter and Frankfurter's
many disciples, through numerous private conver-
sations with major and minor New Deal officials,
and even, occasionally, through direct and indirect
contacts with President Roosevelt himself. Soon
Brandeis came to be regarded as the symbolic lead-
er of that wing of New Deal thought that believed
in imposing limitations on federal authority, avoid-
ing centralization at the expense of local autonomy,
and enhancing free market competition rather than
relying upon federal measures that assumed and
accepted the inevitability of large-scale production.
Many historians of this period refer to those in
Washington who held these views as Brandeisians
or neo-Brandeisians.
See Also: BLACK, HUGO; DOUGLAS, WILLIAM O.;
FRANKFURTER, FELIX; HUGHES, CHARLES
EVANS; SUPREME COURT.
BIBLIOGRAPHY
Dawson, Nelson Lloyd. Louis D. Brandeis, Felix Frankfurt-
er, and the New Deal. 1980.
Purcell, Edward A., Jr. Brandeis and the Progressive Consti-
tution: Erie, the Judicial Power, and the Politics of the
Federal Courts in Twentieth-Century America. 2000.
Strum, Philippa. Louis D. Brandeis: Justice for the People.
1984.
Urofsky, Melvin I., and David W. Levy, eds., The Letters
of Louis D. Brandeis, Vol. 5: Elder Statesman,
1921-1941. 1978.
David W. Levy
BREADLINES
Breadlines, in which poverty-stricken and hungry
Americans queued for free food, were representa-
tive of the increasing unemployment and conse-
quent hunger caused by the Depression. Breadlines
became common in many cities during the 1930s,
and the sheer numbers of homeless and unem-
ployed people often overwhelmed the charities that
were giving out food. Rexford G. Tugwell, a New
Deal administrator and advisor to Franklin Roose-
velt, commented in his diary about the pervasive-
ness of hunger during the Depression: "Never in
modern times . . . has there been so widespread
unemployment and such moving distress from cold
and hunger."
With the onset of the Great Depression, com-
panies were forced to cut production and to lay off
many of their employees. By 1932 there were some
thirteen million Americans out of work, or one-
fourth of all workers. Even those who remained
employed often found their wages and hours
sharply reduced, and providing adequate food for
oneself and one's family became a daily struggle for
many Americans. One oft-repeated story tells of a
teacher in West Virginia who directed a young girl
to go home and eat. The girl replied, "I can't. This
is my sister's day to eat." In New York City one out
of five children attending school was reported to be
suffering from malnutrition. And in other areas,
such as the coal-mining regions of Illinois, Ken-
tucky, Ohio, Pennsylvania, and West Virginia,
thousands of children went hungry.
Breadlines were thus a necessity during the
1930s. They were run by private charities, such as
the Red Cross; private individuals — the gangster Al
Capone opened a breadline in Chicago; and gov-
ernment agencies. Breadlines became associated
with shame and humiliation because many Ameri-
cans felt responsible for their own downfall. As one
II!
ENCYCLOPEDIA OF THE GREAT DEPRESSION
R E A D L I N E S
A long line of people wait for free food in February 1932 in New York City. Because government relief programs were
inadequate during the early years of the Depression, private organizations and benefactors often provided the food. Franklin
Delano Roosevelt Library
ENCYCLOPEDIA OF THE GREAT DEPRESSION
119
RIDGES
A R R Y
distressed man during the Depression put it:
"Shame? You tellin' me? I would go stand in the re-
lief line [and] bend my head low so nobody would
recognize me."
See Also: CHARITY; SOUP KITCHENS; UNEM-
PLOYMENT, LEVELS OF.
BIBLIOGRAPHY
Bird, Caroline. The Invisible Scar. 1966.
Garraty, John Arthur. Unemployment in History: Economic
Thought and Public Policy. 1978.
Komarovsky, Mirra. The Unemployed Man and His Family:
The Effect of Unemployment Upon the Status of the Man
in Fifty-Nine Families. 1940.
McElvaine, Robert S. The Great Depression: America,
1929-1941, rev. edition. 1993.
Kim Richardson
BRIDGES, HARRY
One of the most successful and radical labor leaders
in the United States, Harry Bridges (July 28,
1901-March 30, 1990) was integral to the formation
of the International Longshoremen's and Ware-
housemen's Union (ILWU) and a strong voice for
the left in American labor throughout the Depres-
sion years and after.
Born in Australia to middle-class parents, Brid-
ges became a sailor in his teens, and emigrated to
San Francisco in 1920, eventually finding work as
a longshoreman. He had already been exposed to
the radicalism of the Industrial Workers of the
World (IWW) while working in Australia, and he
soon was involved in labor organizing on the San
Francisco docks. In 1933, Bridges, along with Com-
munists and other radicals, was at the forefront of
efforts to rebuild the faded International Long-
shoremen's Association (ILA). He and other labor
activists sought to unite all unions in the industry
into one federation. They proposed changes from
the top-down leadership structure of previous
unions, calling for regular union meetings, financial
accountability for union officers, and a democratic
constitution that would recognize the voices of
rank-and-file members.
In 1934, the newly revived ILA sought to nego-
tiate a contract that would organize West Coast
docks. Even after the intervention of President
Franklin Roosevelt and in the face of opposition
from the ILA's own president, the union voted to
strike, shutting down West Coast docks beginning
on May 9. Tensions during the strike also led to vio-
lent clashes between protesting workers and police,
most notably in San Francisco, where a general
strike ensued. During the strike, Bridges gained a
reputation as a dedicated organizer and successful
leader, particularly after employers were forced to
arbitrate with the union to end the strike. This no-
toriety also made him a target for anti-labor forces
who claimed Bridges was a Communist agitator, a
charge he would deny. Evidence from Soviet ar-
chives suggests that Bridges was a member of the
Communist Party in the 1930s.
After another large strike in 1936, Bridges was
elected president of the Pacific Coast District of the
ILA, but the district soon came into conflict with the
more conservative union leadership. In 1937, the
district's members voted to join the newly formed
Congress of Industrial Organizations (CIO), and
they renamed themselves the International Long-
shoremen's and Warehousemen's Union. With
Bridges as president, the ILWU was one of the most
radical unions in the country, engaging in hundreds
of job actions to improve working conditions and
retaining a large faction of Communist members.
With the rise of fascism in the late 1930s, Bridges
led the ILWU's boycott of Italian and German
ships, and the union later adopted a "no-strike"
pledge during World War II in order to support the
U.S. war effort.
Bridges's continued radicalism made him the
target of deportation hearings in the late 1930s, yet
he remained defiant, even after the ILWU was ex-
pelled from the CIO in 1950 for supporting its
Communist membership. Bridges continued as
president of the ILWU until 1977, remaining politi-
cally outspoken and ensuring his legacy as one of
America's most important labor leaders.
See Also: CONGRESS OF INDUSTRIAL
ORGANIZATIONS (CIO); INTERNATIONAL
LONGSHOREMEN'S ASSOCIATION (ILA); SAN
FRANCISCO GENERAL STRIKE (1934); STRIKES.
120
ENCYCLOPEDIA OF I H E GREAT DEPRESSION
R T H E R H D OF SLEEPING CAR PORTERS ( B S ( P )
BIBLIOGRAPHY
The Harry Bridges Project. Available at: www
.theharrybridgesproject.org
Kimmeldorf, Howard. Reds or Rackets? The Making of
Radical and Conservative Unions on the Waterfront.
1989.
Larrowe, Charles P. Harry Bridges: The Rise and Tall of
Radical Labor in the United States. 1972.
Nelson, Bruce. Workers on the Waterfront: Seamen, Long-
shoremen, and Unionism in the 1930s. 1988.
Robert Francis Saxe
more military ("buddy" is a military term for a fel-
low-soldier) and militant, "Buddy, can you spare a
dime?" The clear implication is that this powerful,
embittered man — and "half a million" like him —
could easily rise up against the political system that
betrayed them with its "Yankee-Doodle-de-dum."
After Americana opened on Broadway on Oc-
tober 5, 1932, a month before the presidential elec-
tion, reviewers singled out "Brother, Can You Spare
a Dime?" for praise, and recordings by Bing Crosby
and other singers made it a hit despite the fact that
some radio stations downplayed or even banned
the song.
"BROTHER, CAN YOU SPARE A
DIME?"
The popular song "Brother, Can You Spare a
Dime?," which became an anthem of the Great De-
pression, was written in 1932 by composer Jay
Gorney and lyricist E. Y. "Yip" Harburg as part of
a musical score for the satirical revue Americana.
The revue took its theme from Roosevelt's "Forgot-
ten Man" speech that launched his first presidential
campaign by reminding Americans of the men who
had fought our wars and worked in our factories
but now were out of work. "Brother, Can You Spare
a Dime?" was written for a scene in which men in
soldiers' uniforms form a breadline.
Gorney's melody starts out in a plaintive minor
key — an unusual beginning for a Broadway theater
song — and Harburg's lyric portrays a man who is
not a pitiful panhandler, but a strong man bewil-
dered to find himself in a breadline. In the past, he
says, he has built a railroad and fought bravely in
war, but now he is outraged to find that he must
beg for a dime. In the opening verse, he expresses
his bitterness, "They used to tell me I was building
a dream," and in the chorus, the main body of the
song, he recalls how jauntily he and other men
went off to war, only to find themselves later "slog-
ging through hell."
By the end of the song, as the music soars up-
ward in a crescendo, the singer's request becomes
ominously threatening as he confronts his listener
and repeats his request for money, but this time, in-
stead of addressing him as "brother," he uses the
See Also: BREADLINES; MUSIC.
BIBLIOGRAPHY
Furia, Philip. The Poets of Tin Pan Alley : A History of Amer-
ica's Great Lyricists. 1990.
Meyerson, Harold, and Ernie Harburg. Who Put the Rain-
bow in the Wizard of Oz? Yip Harburg, Lyricist. 1993.
Wilk, Max. They're Playing Our Song. 1973.
Philip Furia
BROTHERHOOD OF SLEEPING
CAR PORTERS (BSCP)
Pullman porters worked exclusively on railroad cars
called Pullman sleeping cars, the brain-child of
George Mortimer Pullman and the major means of
transportation used by the wealthy to travel long
distances before the era of air travel. George Pull-
man chose recently freed black men for the position
of porter on his sleeping cars in order to evoke the
comfort and style slaves had provided for the gentry
in the antebellum South. By the 1920s, the Pullman
porter was perhaps the most recognized African
American in white America, and the Pullman Com-
pany employed approximately twelve thousand Af-
rican Americans, making it the largest private em-
ployer of black men in the United States. In 1925 a
group of porters, fed up with long hours, low pay,
and the servile demeanor demanded by the Pull-
man Company, formed the Brotherhood of Sleep-
ing Car Porters (BSCP) in New York City, where it
enjoyed a measure of success.
ENCYCLOPEDIA 01 THE GREAT DEPRESSION
121
R T
E R H D
OF SLEEPING
C A R
PORTERS
S C P
The BSCP's campaign came to a halt when it
reached Chicago, headquarters of the powerful,
anti-union Pullman Company and home to more
than a third of Pullman porters. Through the years
Pullman executives had cultivated close relation-
ships with black leaders by pouring money into in-
stitutions in black Chicago and promoting the
image of Pullman as a friend not just of workers,
but the entire community. As a result, the majority
of black leaders opposed the BSCP. Utilizing a
community-based strategy, the BSCP set out to win
the hearts and minds of ministers, the press, and
politicians who did not appreciate the role labor
unions could play in the larger black freedom strug-
gle. By 1929, as significant numbers of black leaders
began supporting the BSCP and its organizing net-
works, a pro-labor perspective was taking shape in
black Chicago. The pro-labor stance increased the
union's credibility in the eyes of the community and
increased membership in the union. Shortly there-
after, fallout from the Depression, which included
a severe decline in travelers, fewer jobs for porters,
fewer tips for working porters, and fear associated
with joining a union during hard times, contributed
to a decline in BSCP membership. From a high of
7,300 members in 1927, BSCP membership had
dropped to 658 by 1933. While some observers de-
creed that the BSCP had died, union porters
dubbed the 1929 to 1933 period as the "dark days."
The union's fate changed through its relation-
ship with the American Federation of Labor (AFL)
and the coming of New Deal labor laws. The AFL,
which granted federal charters to thirteen BSCP lo-
cals in 1929, provided very little financial assistance,
but gave the BSCP a platform from which to ad-
vance its call for greater economic opportunity for
all black workers. Though the BSCP was reduced to
a skeleton crew, the Brotherhood carried the gospel
of unionism deep into the black community during
the dark days by forging cross-class alliances with
other groups challenging the racial status quo. Si-
multaneously, the AFL continued to support racist
unions while hundreds of thousands of black work-
ers in steel, meatpacking, and autos were poised for
organization.
Questions related to organizing black industrial
workers erupted at the 1935 AFL convention when
its leadership, refusing to endorse industrial union-
ism, set the stage for the emergence of the Con-
gress of Industrial Organizations (CIO). Although
the BSCP never left the AFL, the strength it had
gained within the black community by 1935 pushed
the AFL to grant the BSCP an international charter,
even as the AFL voted to sustain union color bars
against thousands of other black workers.
The BSCP's destiny was also altered by favor-
able legislation promoted by the federal govern-
ment. The Amended Railway Labor Act of 1934
guaranteed railroad workers the legal right of col-
lective bargaining, placing the National Mediation
Board at the service of the union during elections.
Finally, the Brotherhood gained recognition at the
national level as the voice of all black workers when
A. Philip Randolph, head of the BSCP, became
president of the National Negro Congress in 1936.
In 1937, the BSCP signed a historic labor contract
with the giant Pullman Company, marking the first
time representatives from a major American corpo-
ration negotiated a labor contract with a union of
black workers. But the larger significance of the
BSCP's community organizing during the Great
Depression lay in popularizing unions, thus provid-
ing an important foundation for widespread union-
ization of black workers.
See Also: AFRICAN AMERICANS, IMPACT OF THE
GREAT DEPRESSION ON; AMERICAN
FEDERATION OF LABOR (AFL); NATIONAL
NEGRO CONGRESS; ORGANIZED LABOR;
RANDOLPH, A. PHILIP.
BIBLIOGRAPHY
Anderson, lervis. A. Philip Randolph: A Biographical Por-
trait. 1973.
Arnesen, Eric. Brotherhoods of Color: Black Railroad Work-
ers and the Struggle for Equality. 2001.
Bates, Beth Tompkins. "A New Crowd Challenges the
Agenda of the Old Guard in the NAACP,
1933-1945." American Historical Review 102, no. 2
(1997): 340-377.
Bates, Beth Tompkins. Pullman Porters and the Rise of Pro-
test Politics in Black America, 1925-1945. 2001.
Brazeal, Brailsford Reese. The Brotherhood of Sleeping Car
Porters: Its Origin and Development. 1946.
122
ENCYCLOPEDIA OF THE GREAT DEPRESSION
R W D E R
EARL
Harris, William H. Keeping the Faith: A. Philip Randolph,
Milton P. Webster, and the Brotherhood of Sleeping Car
Porters, 1925-1937. 1977.
Beth Tompkins Bates
BROWDER, EARL
Earl Russell Browder (May 20, 1891-June 27, 1973)
led the American Communist Party (CPUSA) to its
greatest size and influence during the Great De-
pression and World War II. Meanwhile, he was re-
cruiting and directing, with a degree of autonomy,
spies for the Russian secret police and Soviet mili-
tary intelligence.
Browder, the eighth of ten children, was born
to Kansas parents who had lost their homestead to
drought, disease, and debt. Earl's disabled father,
William, and his homemaker mother, Margaret,
taught populism, socialism, and anticlericalism to
their offspring. Poverty forced the boys to leave ele-
mentary school. Earl drifted through left-wing
movements, most notably the Kansas City book-
keepers and accountants' union and the Socialist
Party. His opposition to World War I caused him to
be imprisoned for a time in Leavenworth Peniten-
tiary. There he read about the Russian Revolution,
and became a dedicated Marxist-Leninist. He en-
tered the Communist Party at mid-level, organizing
an American delegation to the first Congress of the
Red International of Labor Unions, held in Moscow
in 1921. Known by its Russian abbreviation, Profin-
tern, and subordinate to the Communist Interna-
tional (Comintern), it had its own staff, funds, and
networks in foreign countries. In mid-decade,
Browder became intimate with Raissa Lu-
ganovskaya, a Profintern attorney and former com-
missar of justice in the Ukrainian city of Kharkov
during the Russian Civil War. She helped him land
a position organizing illegal trade unions to resist
China's right-wing government. The post gave
Browder undercover experience that served him
well. After Soviet leader Joseph Stalin removed
CPUSA head Jay Lovestone in 1930, Browder be-
came part of a three-person leadership that also in-
cluded William Z. Foster and William W. Wein-
stone. There Browder proved a vicious infighter;
after Foster was debilitated by a heart attack in
1932, Browder won firm control of the CPUSA.
Browder soon championed the Popular Front
policy, directed by Moscow. Between 1933 and
1939, his CPUSA called for antifascist unity and
supported President Franklin D. Roosevelt's New
Deal. Browder painted the Communists as heirs to
American radical traditions, at the very time when
the CPUSA was changing from a sect of immigrants
to a party of ethnic and black Americans. It includ-
ed 82,000 members and influenced many times that
number. Browder even achieved a degree of auton-
omy in domestic politics, with Soviet approval. Yet
as early as 1933, he had begun building an espio-
nage network among federal employees.
The 1939 Nazi-Soviet Pact killed the Popular
Front and left the CPUSA morally bankrupt. When
Germany invaded the USSR on June 22, 1941,
Browder led the charge back to vigorous antifas-
cism. The CPUSA regained members and Browder
came to see himself as an independent Communist
leader. After Stalin dissolved the Comintern to pla-
cate the West, Browder propounded his Teheran
Thesis, arguing that the wartime conference of
United States, British, and Soviet leaders in Iran
signified the acceptance of Communism as a per-
manent force in the world. At home, big business
could play a role in defeating fascism and extending
prosperity into the postwar era. He also reconstitut-
ed the CPUSA as the Communist Political Associa-
tion, a nonpartisan leftist lobby. This action consti-
tuted a grave heresy because it violated V.I. Lenin's
concept of the vanguard role of the Communist
Party set forth in 1903. Once victory in Europe be-
came certain, the Soviets engineered Browder's re-
moval and took his espionage agents. When he
died not one Communist newspaper in the world
printed his obituary.
See Also: COMMUNIST PARTY; FOSTER, WILLIAM Z.
BIBLIOGRAPHY
Haynes, John Earl, and Harvey Klehr. Venona: Decoding
Soviet Espionage in America. 1999.
Isserman, Maurice. Which Side Were You On? The Ameri-
can Communist Party during the Second World War.
1982.
ENCYCLOPEDIA E THE GREAT DEPRESSION
123
S C P
Klehr, Harvey. The Heyday of American Communism: The
Depression Decade. 1984.
Ryan, James G. Earl Browder: The Tailure of American
Communism. 1997.
Weinstein, Allen, and Alexander Vassiliev. The Haunted
Wood: Soviet Espionage in America — the Stalin Era.
1999.
James G. Ryan
BSCP. See BROTHERHOOD OF SLEEPING CAR
PORTERS.
BUNCHE, RALPH
Ralph Bunche (August 7, 1904-December 9, 1971)
was the first black to win the Nobel Peace Prize. He
received the honor in 1950 for his efforts on behalf
of the United Nations (UN) in negotiating a truce
between Egypt and Israel. He eventually became
undersecretary-general of the UN. In the late
1960s, radical activists accused Bunche of ignoring
domestic civil rights concerns, but in the 1930s
Bunche had been a leading intellectual radical who
attempted to steer civil rights groups in a new, ac-
tivist direction that directly addressed black and
white working class needs.
Bunche received his B.A. degree from the Uni-
versity of California, Los Angeles, and his M.A. and
Ph.D. from Harvard University. Before he had com-
pleted his doctorate, Howard University hired
Bunche as an instructor, and he organized and
chaired the school's political science department. In
1934, when Bunche completed his dissertation on
colonial governance in Africa, he became the first
black American to earn the Ph.D. in political sci-
ence.
When Bunche started working at Howard Uni-
versity his liberal political views became more radi-
cal and pronounced. He called upon the National
Association for the Advancement of Colored Peo-
ple (NAACP) to abandon its legalistic civil rights re-
form strategy for one that was dedicated to building
an interracial workers' alliance. He argued that sup-
porting class politics and instituting dramatic eco-
nomic reform were the keys to solving blacks' sec-
ond-class status. He publicly claimed the New Deal
was a "raw deal" for blacks, and he openly worked
with communists and socialists in organizing the
National Negro Congress (NNC). The NNC, estab-
lished in 1936, sought to build a coalition of organi-
zations dedicated to solving the "Negro problem"
through a new class politics. The same year, Bunche
published A World View of Race, an aggressive cri-
tique of the imperialist and capitalist roots of rac-
ism.
Bunche's public political stances began to soft-
en as fascism spread across Europe and as the Unit-
ed States became increasingly involved in the Allied
war effort. He broke from the NNC when he con-
cluded that it had become a tool of the Soviet
Union. Due to his expertise in African affairs, the
federal government hired Bunche as an African and
Far East affairs analyst for what would become the
Office of Strategic Services. He would later work for
the State Department and then the UN.
Before he moved into the government, howev-
er, Bunche played a central role in the production
of one of the most important social science surveys
of black life in the United States: An American Di-
lemma: The Negro Problem and American Democracy
(1944). This study, directed by Swedish economist
Gunnar Myrdal, became the cornerstone of liberal
ideology on race issues for much of the civil rights
era. As Myrdal's assistant, Bunche supervised nu-
merous other researchers and produced several
thousand pages (collected in four long "memos") of
analysis of black political development in the
South, black betterment organizations, and black
leadership. One of these memoranda, The Political
Status of the Negro in the Age of FDR, was published
posthumously in 1973.
See Also: HOWARD UNIVERSITY; NATIONAL
ASSOCIATION FOR THE ADVANCEMENT OF
COLORED PEOPLE (NAACP); SOCIAL SCIENCE.
BIBLIOGRAPHY
Henry, Charles P. Ralph J. Bunche: Model Negro or Ameri-
can Other? 1999.
Holloway, Jonathan Scott. Confronting the Veil: Abram
Harris Jr., E. Franklin Frazier, and Ralph Bunche,
1919-1941. 2002.
IZ*.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
S I N E S S M E N
Urquhart, Brian. Ralph Bundle: An American Life. 1993.
Jonathan Scott Holloway
BURNS AND ALLEN. See HUMOR; RADIO.
BUSINESSMEN
Businessmen reached new levels of unpopularity
during the 1930s. Following the prosperity of the
1920s, the stock market crash of 1929 punctuated
the end of the "New Era" in dramatic fashion. By
1932, the nation's gross national product had
dropped 33 percent, nearly 25 percent of workers
had been thrown out of work, and the prices of
most goods were cut in half. Business executives
who had been seen as enlightened captains of in-
dustry, responsible for much of capitalism's ad-
vances during the years following the end of World
War I, were soon perceived as responsible for capi-
talism's collapse. Some, such as utility magnate
Samuel Insull, fled the country as their corporate
empires collapsed around them. In 1933 and 1934,
the Senate Banking and Currency Committee, led
by chief counsel Ferdinand Pecora, questioned
leading businessmen and financiers, including J. P.
Morgan, Charles Mitchell, Winthrop Aldrich, and
Thomas W. Lamont, about their practices. Morgan
acknowledged that he had (legally) avoided paying
any income tax in 1930, 1931, and 1932, while oth-
ers, such as Mitchell, eventually faced criminal
charges for their actions. The legitimacy of capital-
ism, itself, was increasingly called into question.
Businessmen reacted to this social, political,
and economic crisis, and to subsequent New Deal
policy measures, in different ways and in ways that
changed over time. To speak of "businessmen" as
an unchanging monolith does injustice to the com-
plexity of the historical record. It is, however, possi-
ble to make some generalizations. In reacting to the
Great Depression and the coming of the New Deal,
businessmen drew on the intellectual currents that
had been popular during the 1920s and earlier.
They at first welcomed the election of President
Franklin Roosevelt, and cautiously looked to the
federal government to provide stability and legiti-
mize the "associational" activities that antitrust
laws had long prevented. By 1935, however, many
businessmen were frustrated with the New Deal.
Although there were exceptions, businessmen gen-
erally opposed New Deal measures designed to in-
crease the bargaining power of organized labor,
provide public works projects, create unemploy-
ment insurance and old-age insurance, and regu-
late wages and hours. Businessmen could usually
be counted as reliable supporters of a balanced fed-
eral budget, and as vociferous opponents of mea-
sures designed to increase federal revenues, such as
Roosevelt's call to "soak the rich" with income tax
increases. Efforts to regulate the nation's banks and
financial markets, such as the 1933 Glass-Steagall
Banking Act and the creation of the Securities and
Exchange Commission, were also greeted with dis-
dain by most businessmen. With the coming of
World War II, though, New Dealers and business-
men achieved a rapprochement of sorts.
THE EARLY NEW DEAL AND THE NATIONAL
RECOVERY ADMINISTRATION
During the 1920s, a number of businessmen
and politicians, including such figures as George
Perkins, Frank Munsey, and Herbert Hoover,
championed the idea of business cooperation.
Through voluntary organizations, such as trade as-
sociations, businesses could attempt to plan pro-
duction, develop and implement codes of conduct,
and avoid competing on price. These anticompeti-
tive practices grew in part out of measures devel-
oped in World War I to regulate wartime produc-
tion, but they also expanded on the popular notion
of the "business commonwealth." Thanks to en-
lightened planning, supporters of the business
commonwealth assumed, business could coordi-
nate the economy and capitalism in such a way as
to ensure prosperity and stability for all firms.
Greater efficiencies would smooth out the business
cycle's oscillations, minimizing unemployment and
delivering a wider selection of goods to consumers.
In developing the National Industrial Recovery
Act (NIRA) in 1933, New Dealers explicitly drew on
associational activities in their effort to end the eco-
nomic depression. Businessmen welcomed Title I of
the NIRA, which suspended the nation's antitrust
ENCYCLOPEDIA E THE GREAT DEPRESSION
125
S I N E S S M E N
laws and called for business to participate in draft-
ing codes of conduct that would govern competitive
practices. Organizations such as the American Bar
Association and the U.S. Chamber of Commerce
supported this idea, and even the National Associa-
tion of Manufacturers offered a lukewarm endorse-
ment of the policy. Bernard Baruch and Hugh John-
son, both of whom had served on the War
Industries Board during World War I, backed the
NIRA, as did such leading businessmen as Gerard
Swope, Henry Dennison, and Charles Abbot. Many
of these individuals helped participate in the actual
drafting of the legislation, and Hugh Johnson was
placed in charge of the National Recovery Adminis-
tration (NRA), which emerged from this work. The
NRA not only reflected ideas about efficiency, plan-
ning, and competition that dated back to thinkers
such as Thornstein Veblen and Frederick W. Taylor,
it also found favor with such New Dealers as Rex-
ford Tugwell. Although reluctant to trust business-
men, New Dealers saw in the NRA the possibility
for the state to counter business's power by cham-
pioning the interests of consumers, farmers, and
labor. In practice, however, the codes of competi-
tion that were drafted under the NRA reflected the
power and interests of larger businesses. In sectors
as diverse as cotton textiles, steel, lumber, petrole-
um, and automobiles, for example, the NRA codes
served to put in place government-sanctioned car-
tels, largely achieving big business's goals while
minimizing the influence of consumers and labor.
As time passed, the NRA's popularity waned. By
the time the Supreme Court declared Title I of the
NIRA an unconstitutional use of federal power in
Schechter Poultry Corporation v. United States, the
NRA had few remaining supporters.
BUSINESS AND THE NEW DEAL, 1935-1939
While businessmen initially looked to the New
Deal to provide economic stability, they found most
of Roosevelt's political agenda unpalatable. They
were particularly upset by the New Deal's commit-
ment to organized labor. Section 7(a) of NIRA's
Title I, though, which enshrined the right of orga-
nized labor to collectively bargain with employers,
was initially met with guarded acceptance by the
business community. Businesses located in north-
ern, higher-wage environments generally assumed
that it would improve their competitiveness relative
to their southern counterparts, or simply accepted
its inclusion as a price to be paid for the suspension
of antitrust laws. When NIRA's Title I was struck
down in Schechter, stronger protections for workers'
rights to organize were incorporated into the lan-
guage of the National Labor Relations Act, which
became law in 1935 despite vigorous opposition
from many business organizations. Business oppo-
sition to the Social Security Act of 1935, while no-
ticeable, was somewhat less intense, in part be-
cause a number of firms characterized by welfare
capitalism saw Social Security as a way to, in effect,
transfer these sorts of programs to the federal gov-
ernment.
Measures such as the Fair Labor Standards Act
of 1938 were also passed by Congress despite ob-
jections from businessmen and firms concerned
about further government encroachment into what
they declared was their right to manage labor rela-
tions as they saw fit. These issues were particularly
salient in the steel, auto, and mining industries,
where such businessmen as Myron Taylor of U.S.
Steel and Alfred Sloan of General Motors confront-
ed labor leaders like John L. Lewis and Walter Reu-
ther. Such events as the 1936 to 1937 Flint sit-down
strike and the 1937 Memorial Day massacre outside
of Republic Steel in Chicago graphically demon-
strated the high stakes of the conflict between labor
and business, driving home to businessmen the im-
portance of trying to shape public policy and public
opinion. This effort had taken a number of forms
throughout the Great Depression, but one of the
most prominent organizations to emerge was the
American Liberty League, founded in 1934 with fi-
nancial backing from the DuPont family. Along
with the U. S. Chamber of Commerce, the National
Association of Manufacturers, and a number of
other organizations, the American Liberty League
led the public relations effort against President
Roosevelt and the New Deal. It opposed deficit
spending by the federal government, objected to
Roosevelt's court-packing plan, and tried to influ-
ence the rewriting of the federal tax code.
Although businessmen had little success in re-
habilitating their public image during the 1930s,
with the coming of war they found a new chance
1Z6
ENCYCLOPEDIA OF THE GREAT DEPRESSION
Y R D
A R R Y
to recapture the public's trust and respect. Many
businessmen took a leave of absence from their pri-
vate-sector employment in order to work for such
new government bodies as the War Production
Board, becoming "dollar-a-year men" (so named
because, while retaining their private salaries, they
took only minimal compensation from the govern-
ment). While working for the government, they
drew upon their expertise to advance the war effort.
Investment banker Ferdinand Eberstadt, for exam-
ple, developed and implemented the Controlled
Materials Plan, which solved many of America's
wartime production problems by controlling the al-
location of copper, aluminum, and steel. After con-
verting automobile production facilities to the
building of airplanes, the United States managed to
produce nearly 300,000 aircraft during the war, eas-
ily trumping the productivity of the other comba-
tant nations. By the time the war ended, business-
men had made some strides in changing public
opinion. By 1953, for example, David Lilienthal, a
staunch New Dealer, published Big Business: A New
Era, a glowing account of big business and its place
in American society.
See Also: AMERICAN LIBERTY LEAGUE; BANKING
PANICS (1930-1933); BARUCH, BERNARD;
CAUSES OF THE GREAT DEPRESSION;
JOHNSON, HUGH; MORGAN, J.P., JR.;
NATIONAL RECOVERY ADMINISTRATION (NRA).
BIBLIOGRAPHY
Gordon, Colin. New Deals: Business, Labor, and Politics in
America, 1920-1935. 1994.
Hawley, Ellis W. The New Deal and the Problem of Monop-
oly: A Study in Economic Ambivalence. 1966. Reprint,
1995.
Leff, Mark H. The Limits of Symbolic Reform: The New Deal
and Taxation, 1933-1939. 1984.
McCraw, Thomas K. American Business, 1920-2000: How
It Worked. 2000.
Jason Scott Smith
BYRD, HARRY
Senator Harry Flood Byrd (June 10, 1887-October
20, 1966) led the Democratic Party political ma-
chine in Virginia. According to historian James T.
Patterson, Byrd was one of the "irreconcilable
Democrats," who voted against the New Deal be-
ginning as early as 1935. He opposed the Franklin
Roosevelt administration 65 percent of the time;
only Senator Carter Glass, also from Virginia, op-
posed the New Deal more. Byrd became a signifi-
cant member of the Republican-Democratic con-
gressional coalition that emerged to oppose the
New Deal by 1938.
Born in Martinsburg, West Virginia, and raised
in Winchester, Virginia, Byrd was the scion of
prominent Virginia families. He traced his lineage
to the William Byrds, who had helped to settle colo-
nial Virginia. Harry Byrd, however, downplayed his
distinguished ancestry and preferred to think of
himself as a "self-made" man. He left school at age
fifteen to take over his father's bankrupt newspa-
per, the Winchester Evening Star. Byrd also began
to invest in apple orchards, eventually becoming
one of the largest apple producers in the country.
Both his father, Richard, and his maternal
uncle, Henry Flood, were active in state politics,
and they encouraged Byrd to run for office. Byrd's
uncle was one of the key architects and leaders of
the Democratic Party political machine, known
simply as the "Organization." As his uncle's pro-
tege, Byrd served in the state legislature from 1916
to 1925, and became chairman of the state Demo-
cratic Party upon his uncle's death. By the mid-
19203, Byrd had risen to lead the Organization. Effi-
cient management and a restricted electorate as-
sured the political success of Byrd and his favored
candidates for state offices. Elected governor in
1926, Byrd reorganized the state government in an
effort to eliminate waste and inefficiency. A fiscal
conservative, Byrd earned a reputation for himself
as a progressive. He focused on maintaining a bal-
anced state budget, keeping state taxes low, and
providing few social services.
In 1933, Byrd was appointed to the Senate
when Claude Swanson joined Roosevelt's cabinet.
Facing reelection in 1934, Byrd supported President
Roosevelt and the New Deal programs. Yet, as a fis-
cal conservative, he voiced his concerns about the
rapid expansion and reckless spending of the feder-
al government. A champion of self-help, Byrd as-
ENCYCLOPEDIA OF THE GREAT DEPRESSION
127
Y R N E S
AMES
serted that government work relief programs un-
dermined individual character. Moreover, the New
Deal, popular with both blacks and whites in Vir-
ginia, threatened to disrupt the political and social
control of the Byrd machine. By 1935, Byrd openly
opposed Roosevelt's policies, voting against the
Wagner Labor Relations Act and Social Security.
He secured an amendment to the Social Security
Act that allowed states to determine how much aid
they would contribute to the program. Through his
influence, Virginia was the last state to join the pro-
gram in 1938. Moreover, in 1936, at Byrd's urging,
the Senate created a Select Committee to Investi-
gate Executive Agencies of the Government and
appointed Byrd chair. Throughout his career in the
Senate, which lasted until his retirement in 1965,
Byrd consistently criticized federal government ex-
pansion, large federal expenditures, and deficit
spending.
See Also: CONSERVATIVE COALITION; DEMOCRATIC
PARTY; GLASS, CARTER; NEW DEAL.
BIBLIOGRAPHY
Heinemann, Ronald L. Depression and New Deal in Vir-
ginia: The Enduring Dominion. 1983.
Heinemann, Ronald L. Harry Byrd of Virginia. 1996.
Patterson, James L. Congressional Conservatism and the
New Deal: The Growth of the Conservative Coalition in
Congress, 1933-1939. 1967.
Larissa M. Smith
BYRNES, JAMES F.
Born in Charleston, South Carolina, of Irish Catho-
lic parents, James Francis Byrnes (May 2,
1879-April 9, 1972) matured into the most influen-
tial southerner in the Depression-era Senate.
Raised by his mother, a dress maker, and his mater-
nal grandmother, the young Byrnes received a pa-
rochial school education and became a full-time
clerk for a Charleston law firm at the age of four-
teen. He studied law independently, and was ad-
mitted to the South Carolina bar in 1904. In 1910
Byrnes won South Carolina's second district by
fifty-seven votes and entered the U.S. House of
Representatives. Dark haired and sharp featured,
the young politician possessed an encompassing
public persona that shielded a skillful, sly mind and
an industrious spirit.
Intent on maintaining white supremacy, South
Carolina's minority of Protestant white males con-
trolled Byrnes' electoral base, which had suffered
since 1876 from corrosive race baiting. Although
Byrnes could have appeal to racial prejudices, he
preferred to campaign on economic and social im-
provement platforms. He supported Woodrow Wil-
son's World War I administration and the forma-
tion of the League of Nations. He met Franklin
Roosevelt at the 1912 Democratic convention, and
during the Wilson years Byrnes benefited from
Roosevelt's friendship. Byrnes refused to join the
Ku Klux Klan and, in 1924, ran unsuccessfully for
the Senate against the demagogic Coleman L.
"Coley" Blease. Six years later, with the help of a
new friend, Bernard Baruch, and the growing eco-
nomic crisis, Byrnes defeated Blease.
Upon his nomination for president, Franklin
Roosevelt drew politically shrewd Byrnes into the
"Brains Trust," and the two men sustained a warm
relationship throughout the 1930s. Possessing such
confidants as Carter Glass, Joseph Robinson, and
Byron "Pat" Harrison, Byrnes emerged as a key leg-
islative leader for much New Deal legislation. Con-
vinced that the Depression's origins lay at home,
Byrnes opted for a planned economy. He partici-
pated as a calculating compromiser to help create
the Emergency Banking Act, the Farm Credit Act,
the Homeowners' Loan Act, the 1933 Economy
Act, and such agencies as the Agriculture Adjust-
ment Administration, the Civilian Conservation
Corps, and the National Recovery Administration.
As a member of the Senate conference committee
Byrnes also forged understandings that facilitated
the establishment of the Securities and Exchange
Commission in 1934.
Byrnes used work relief funds from the Public
Works and the Works Progress Administrations
(WPA) to alter the face of South Carolina. He sided
with veterans to override a presidential veto of a
bonus bill. Driven by the race-based politics of his
constituency, he fought in 1935 the Wagner-
Costigan proposal, a federal anti-lynching bill. Al-
128
ENCYCLOPEDIA OF THE GREAT DEPRESSION
V R N E S
JAMES
James Francis Byrnes, 1943. Library of Congress, Prints & Photographs Division, FS A/OWI Collection
though Byrnes was ill during passage of such 1935
reforms as the National Labor Relations Act, the
Eccles Banking Act, the Revenue Act, the Public
Utilities Holding Company Act, and the Social Se-
curity Act, he nonetheless endorsed them on the
basis that these new laws would benefit South Car-
olinians. In 1936 he easily won reelection to the
Senate.
In 1937 Byrnes joined Roosevelt's attempt to
reorganize the court system. Despite the alarm of
many wealthy South Carolinians, Byrnes under-
stood that the average voter preferred reform.
When the reform effort failed, Byrnes bemoaned
the political errors that prevented passage. Byrnes'
votes against the Fair Labor Standards and Child
Labor Acts also had their roots in the South Caroli-
na electorate and the increasingly urban tilt of the
New Deal. Concurrently, his resistance to extension
of the WPA was also rooted in the concerns of rural
precincts where the agency's wage scales drew
away labor and earned cotton growers' wrath.
Byrnes actions were further shaped by his belief
that the Depression was by this time lifting. After
telling Roosevelt that he would stand with his
friends, he supported conservative senators Walter
George, Millard Tydings, Guy Gillette, and Ellison
D. Smith when Roosevelt attempted to purge them
from the Congress in 1938. Yet, Byrnes also helped
reelect such New Dealers as Florida's Claude Pep-
per and Alabama's Lister Hill. While pundits
claimed these actions marked a break with Roose-
velt, the South Carolinian had refused to sign the
ENCYCLOPEDIA OF THE GREAT DEPRESSION
1Z9
Y R N E S
AMES
southern Conservative Manifesto authored by Josi-
ah Bailey, who touted a conservative opposition to
the course of the New Deal. Byrnes endorsed the
1938 Agricultural Adjustment Act, composed the
1939 Administrative Reorganization Law, and
managed the refunding of the WPA.
After trips to Japan and Germany in the mid-
1930s, Byrnes feared future aggression. In 1938 he
urged the Roosevelt administration to accept Jew-
ish emigres from Nazi persecution, and, as chair of
the Navy appropriations subcommittee, he sup-
ported the expansion and increased preparedness
of the U.S. Navy. Byrnes was appointed an asso-
ciate justice of the U.S. Supreme Court in 1941, but
he resigned that post in 1942 to serve as Roosevelt's
director of the economic stability. He later served as
secretary of state from 1945 to 1947 during the Tru-
man administration and as governor of South Car-
olina from 1951 to 1955.
See Also: BRAIN(S) TRUST; ISOLATIONISM; SOUTH,
GREAT DEPRESSION IN THE.
BIBLIOGRAPHY
Byrnes, James Francis. All in One Lifetime. 1958.
Byrnes, James Francis. Papers. Clemson University Spe-
cial Collections. Clemson, South Carolina.
Byrnes, James Francis. Speaking Frankly. 1947.
Hayes, Jack Irby, Jr. South Carolina and the New Deal.
2001.
Moore, Winfred B., Jr. "New South Statesman: Lhe Polit-
ical Career of James Francis Byrnes, 1911-1941."
Ph.D. diss., Duke University, 1976.
More, Winfred B., Jr. "'Soul of the South': James F.
Byrnes and the Racial Issues in American Politics,
1911-1941." The Proceedings of the South Carolina
Historical Association (1978): 42-52.
Morgan, Lhomas S. "James F. Byrnes and the Politics of
Segregation." Historian 56 (summer 1994): 645-654.
Robertson, David. Sly and Able: A Political Biography of
James F. Byrnes. 1994.
Henry C. Ferrell, Jr.
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CAGNEY, JAMES
Born in New York City, James Cagney (July 17,
1899-March 30, 1986) was the son of an Irish bar-
tender and his Norwegian wife. After graduating
from Stuyvesant High School, Jimmy Cagney at-
tended Columbia University. His show business ca-
reer began in 1918 when he appeared in local
vaudeville revues. This work led to his first role in
a major Broadway show Fitter Fatter in 1920. After
an unsuccessful visit to Hollywood in 1922, Cagney
danced with his wife, Frances Willard "Billie" Ver-
non, on the vaudeville circuit in New York. Cagney
won critical notice for small stage roles and by 1929
he was a star on Broadway.
Cagney's movie career began with the Warner
Brothers musical Sinner's Holiday (1930). The cocky
redhead from the Lower East Side and Yorkville
neighborhoods quickly became a movie star in the
1930s, often playing a fast-talking Irish-American
tough guy. His roles in Public Enemy (1931) and
Smart Money (1931) helped establish the gangster
movie genre. Cagney was handsome, athletic, and
versatile; his experience as a dancer was evident in
his unique body movement and dynamic screen
presence. But his ironic wit and comic talent led to
a wide variety of roles, including those in Blonde
Crazy (1931) and Taxi (1932).
Discontented with the Hollywood studio sys-
tem, the independent New Yorker left Los Angeles
for six months while renegotiating his contract in
1931. With his salary doubled, Cagney was one of
the first Irish-American actors to achieve megastar
status playing urban antiheroes. He had leading
roles in nineteen films in the next four years. De-
pression-era audiences were charmed by the feisty
big city wise guy in such hit movies as Winner Take
All (1932), Hard to Handle (1933), Lady Killer (1933),
and Jimmy the Gent (1934). His performance in Foot-
light Parade (1933) was among his most memorable.
In this movie he played a light-footed Broadway
stage director confronting the competition of talk-
ing motion pictures. Cagney danced and sang in
three Busby Berkeley production numbers and was
featured in the film's tribute to the National Recov-
ery Administration, reminding Depression-weary
viewers how much they depended on President
Franklin D. Roosevelt. Its lavish budget and strong
supporting cast distinguished Footlight Parade from
most of the Hollywood dream factory movies
Cagney made in the 1930s.
Cagney's performance in Comes the Navy (1934)
helped that picture earn an Academy Award nomi-
nation for best picture, but many of his movies in
the 1930s were less memorable. When Cagney
teamed with his friend Pat O'Brien in nine movies,
however, the Irish-American pair delighted audi-
131
C A G N E Y
AMES
James Cagney (second from right) as the gangster Tom Powers in the 1931 William Wellman film The Public Enemy. John
Springer Collection/CORBIS
ences with their wit and energy. The restless
Cagney left Warner Brothers in 1935 to work with
independent film companies but returned to earn
his first nomination as best actor in Angels with
Dirty Faces (1938). Among the best roles he played
in the 1930s was his part as a Prohibition racketeer
in The Roaring Twenties (1939).
While Cagney was often described as cocky or
pugnacious, his movie star qualities were more dif-
ficult to define. Perfectly suited for the hard times
of the thirties, he possessed a gritty character with
clipped speech and restless body language that mo-
viegoers found irresistible. His political conscious-
ness, as a founder of the Screen Actors Guild, his
criticism of Jack Warner's studio system, and his
being a subject of a HUAC investigation in the late
1930s and 1940s, also suited the times.
James Cagney made more than ninety movies
in his long and productive career, but he is best re-
membered for his tough guy roles in the fifty mov-
ies he made from 1930 to 1940. He retired to Mar-
tha's Vineyard in 1961 and received the American
Film Institute Life Achievement Award in 1974. He
died on March 30, 1986, at his farm in Stanfordville,
New York.
See Also: BERKELEY, BUSBY; HOLLYWOOD AND THE
FILM INDUSTRY.
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BIBLIOGRAPHY
McCabe, John. Cagney. 1997.
Schickel, Richard. James Cagney: A Celebration. 1985.
Sklar, Robert. City Boys: Cagney, Bogart, Garfield. 1992.
Peter C. Holloran
CAHILL, HOLGER
Holger Cahill (January 13, 1887-July 8, 1960) was
national director of the Federal Art Project of the
Works Project Administration (WPA) from its in-
ception in 1935 to its termination in 1943. Born
Sveinn Kristjan Bjarnarsson, Cahill was the child of
parents who immigrated to North Dakota from Ice-
land. He spent most his adolescence in a variety of
manual jobs from Winnipeg to Shanghai before
settling in New York City, where his connections
with the arts community led him into journalism.
He began taking courses at Columbia University
and, from 1922, working for the Newark Museum
in New Jersey, where he organized major exhibi-
tions of American folk art. In 1932 Cahill became
acting director of the New York City's Museum of
Modern Art, for which he arranged an exhibition
entitled "American Folk Art: The Art of the Com-
mon Man in America, 1750-1900." A prolific author
and a respected authority on art, Cahill rejected
conventional distinctions between "fine" and
"folk" art, and he idealized the antebellum period
when, he believed, the arts and society had been to-
tally integrated through universal practice. Federal
service provided Cahill with the opportunity to re-
store the arts to "the people," both as producers
and consumers.
While the provision of relief for destitute artists
was the Federal Art Project's principal function,
Cahill sought to recover the "American culture pat-
tern" in both the scope and diversity of its pro-
grams. This involved the promotion and dispersion
of art throughout the nation. Art projects were es-
tablished in thirty-eight states and the Federal Art
Project employed some ten thousand artists who
produced 128,000 murals, easel paintings, and
sculptures and 240,000 prints that decorated
schools, libraries, and other public buildings. The
sheer scale of the project was complemented by its
variety. There were four dimensions to the Federal
Art Project's work involving the promotion of cre-
ative art, art education, community service, and re-
search. Almost 50 percent of its personnel were en-
gaged in creative art, and the Federal Art Project
assisted painters who would later become interna-
tionally renowned, including Jackson Pollock, Mark
Rothko, and Willem de Kooning. Approximately,
25 percent of the Federal Art Project's workforce
was involved in establishing 103 art centers that of-
fered art classes in twenty-three subjects. Travelling
exhibits and "Art Weeks" brought art to a wider
public.
Cahill also oversaw the recording of an Ameri-
can vernacular tradition. The Index of American
Design employed five hundred workers in thirty-
five states and compiled 22,000 plates of textiles,
furniture, ceramics, and other artifacts. For Cahill,
the masses were crucial to the nation's art re-
sources, and in 1939 he organized the "Contempo-
rary Unknown American Painters" exhibition at the
Museum of Modern Art. In contrast to his counter-
part, Edward Bruce, who headed the Treasury De-
partment's Section of Fine Arts, Cahill did not dis-
criminate against the avant-garde, and major
commissions were given to artists such as Stuart
Davis and Arshile Gorky.
The WPA was a complex organization, and
much of Cahill's work as director was consumed by
administrative matters, such as liaison with state
authorities, negotiations with unions, and political
lobbying. Dependent upon annual congressional
appropriations, the existence of the Federal Art
Project was precarious and liable to the kind of
swingeing budget cuts that occurred in 1936 and
1937. Cahill understood that the Federal Art Project
was vulnerable because its per capita costs were 70
percent higher than for manual workers in the
WPA, and his efforts to maintain the project in the
face of widespread criticism required him, at times,
to work a nineteen-hour day. When Congress abol-
ished Federal One in 1939 and turned responsibility
for the remaining arts projects to states, Cahill re-
mained in a coordinating role, although he became
less influential. If his vision for the integration of
the arts and society was not fully realized, his efforts
ENCYCLOPEDIA E THE GREAT DEPRESSION
133
CALDWELL
E R S K I N E
provided relief for thousands of artists and nurtured
those artists who would form the vanguard of ab-
stract expressionism in the postwar era. After the
termination of the federal art project in 1943, Cahill
returned to New York City to concentrate on writ-
ing fiction.
See Also: ART; FEDERAL ART PROJECT (FAP);
FEDERAL ONE; WORKS PROGRESS
ADMINISTRATION (WPA).
BIBLIOGRAPHY
Cahill, Holger, and Alfred Barr, Jr., eds. Art in America:
A Complete Survey. 1935.
Contreras, Belisario R. Tradition and Innovation in New
Deal Art. 1983.
Mavigliano, George J., and Richard A. Lawson. The Ted-
eral Art Project in Illinois, 1935-1943. 1990.
McDonald, William F. Tederal Relief Administration and
the Arts: The Origins and Administrative History of the
Arts Projects of the Works Progress Administration.
1969.
McKinzie, Richard D. The New Deal for Artists. 1973.
O'Connor, Francis V., ed. Art for the Millions: Essays from
the 1930s by Artists and Administrators of the WPA
Tederal Art Project. 1973.
Stuart Kidd
CALDWELL, ERSKINE
Erskine Preston Caldwell (December 17, 1903-
April 11, 1987) was a prolific writer whose novels,
stories, and nonfiction about the American South
combined burlesque humor, social criticism, brutal
violence, and graphic sexuality. He was one of the
Depression-era's most prominent and controversial
literary figures.
The son of a reform-minded itinerant minister,
Caldwell lived in seven southern states by the time
he was twelve. Although he never received a high
school diploma, he attended the University of Vir-
ginia, which he left without a degree in 1925 to
work as a reporter for the Atlanta Journal. Dedicated
to becoming a professional fiction writer, Caldwell
quit the paper in 1926 and moved to Maine, where
he lived in dire poverty and obscurity, gradually
gaining notice for stories published in several of the
era's little magazines.
The central theme of Caldwell's Depression-
era writing is the agony of rural impoverishment.
His first two novels, Poor Fool (1929) and The Bas-
tard (1930), hard-boiled tales of amoral loners, at-
tracted little critical or popular notice. Caldwell
came to literary prominence with the publication of
Tobacco Road (1932), the story of a family of desti-
tute Georgia sharecroppers, the Lesters, stubbornly
clinging to farmland that has been ruined by soil
erosion. Lazy, licentious, and morally depraved, the
Lesters' brutal, often obscene behavior culminates
when one of the family's sons, Dude, backs his au-
tomobile over his grandmother, who is left unat-
tended for hours until she is thrown, still alive, into
an open grave. God's Little Acre (1933) narrates the
story of the Waldens, another indigent farm family
that has been digging futilely for gold on their bar-
ren land. The plot, noteworthy for the pornographic
rendering of an adulterous sex scene, also includes
the proletarian tale of a temporary takeover of a
closed mill by the locked-out workers.
The 1933 theatrical adaptation of Tobacco Road,
which became the decade's longest-running
Broadway play and toured the country, brought
Caldwell fame and financial security. The play's
popularity outside the South, however, stemmed in
part from the fact that the story was often played for
comedy rather than social critique, and quite likely
reinforced stereotypes about the degeneracy of
southerners.
In addition to writing two other novels during
the thirties, Journeyman (1935) and Trouble in July
(1940), Caldwell also published hundreds of short
stories, many about poverty, sex, and racism, in
magazines and in five collections, including the
critically-acclaimed Kneel to the Rising Sun (1935). In
later decades, many of Caldwell's Depression-era
novels were released as mass-market paperbacks,
with astonishing results. By the early 1960s, he had
sold over sixty million books and was being adver-
tised as "the best-selling novelist in the world."
A committed, if idiosyncratic, leftist, Caldwell
also wrote journalism designed to expose the hor-
rors of American poverty. A 1935 series for the New
York Post described the dire malnutrition suffered
by several Georgia families, claiming that "men are
so hungry that they eat snakes and cow dung." In
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1937, Caldwell collaborated with celebrated photo-
journalist Margaret Bourke-White, whom he would
marry in 1939, on the decade's first major photo-
essay book, You Have Seen Their Faces, which of-
fered a pointed critique of economic exploitation in
the rural South. However, some liberals, including
James Agee, contended that Bourke-White's pho-
tographs were manipulative and that the book's de-
piction of the poor was sentimental and conde-
scending.
Throughout his work, Caldwell sought to chal-
lenge romantic misconceptions of his native South
by exposing the human costs of soil erosion and
economic exploitation. However, the exceedingly
debased nature of his characters often reinforced
stereotypes of poor whites, African Americans, and
women, and seemed to place blame on the very
people Caldwell saw as victims, rather than on larg-
er social structures. Moreover, the pornographic
quality of his writing generated virulent protest, in-
cluding campaigns to have his work banned in sev-
eral cities.
Caldwell's work, a volatile blend of social pro-
test, ribald humor, sexual frankness, and shocking
violence, defies conventional aesthetic and political
categories. He remains one of the Depression era's
most enigmatic authors.
See Also: BOURKE-WHITE, MARGARET; LITERATURE;
SOUTH, GREAT DEPRESSION IN THE.
BIBLIOGRAPHY
Burke, Kenneth. "Erskine Caldwell: Maker of Gro-
tesques." In The Philosophy of Literary Form: Studies
in Symbolic Action, 3rd edition. 1973.
Caldwell, Erskine. The Bastard. 1929.
Caldwell, Erskine. Poor Fool. 1930.
Caldwell, Erskine. Tobacco Road. 1932.
Caldwell, Erskine. God's Little Acre. 1933.
Caldwell, Erskine. Journeyman. 1935.
Caldwell, Erskine. Kneel to the Rising Sun. 1935.
Caldwell, Erskine. Trouble in July. 1940.
Caldwell, Erskine. The Complete Stories of Erskine Cald-
well. 1953.
Caldwell, Erskine, and Margaret Bourke-White. You
Have Seen Their Faces. 1937.
MacDonald, Scott. Critical Essays on Erskine Caldwell.
1981.
McDonald, Robert L. The Critical Response to Erskine
Caldwell. 1997.
Miller, Dan B. Erskine Caldwell: The Journey from Tobacco
Road, a Biography. 1995.
Joseph Entin
CANADA, GREAT DEPRESSION IN
Like most of the industrialized world in the 1920s,
Canada enjoyed an uneven prosperity during the
latter years of that decade. Internal economic
growth was based on speculation (in real estate and
on the stock market) and a great wave of consumer
spending on houses, automobiles, and household
appliances, all financed on credit and promoted by
a newly-developed advertising industry. When
Wall Street led the way in a collapse of stock prices
in October 1929, Bay Street in Toronto was only a
heartbeat behind. Canadian businessmen did not
initially see Black Tuesday as more than a tempo-
rary setback, but it was soon associated with a gen-
eral economic collapse that was more serious and
protracted in Canada than in almost any other "ad-
vanced" nation of the world.
THE CANADIAN ECONOMY
The Great Depression was hardly a uniquely
Canadian phenomenon. It was the downward part
of a periodic international economic cycle that af-
fected all nations, although the industrialized suf-
fered more. On the other hand, the Depression was
arguably more severe in Canada than in almost any
other nation except the United States. Officially re-
corded unemployment reached almost one-fifth of
the labor force in Canada in 1933, but such statistics
were only the tip of the iceberg. In Montreal, in
1934, almost 30 percent of the population was liv-
ing on official assistance, and the figure for French-
Canadians was almost 40 percent. The relief alloca-
tion in Montreal — $21.88 per month — was well
below the estimated cost of a "restricted diet for
emergency use."
The government did not count independent
farmers as unemployed, although many had nega-
tive incomes in the early 1930s. The prairie farm
ENCYCLOPEDIA E THE GREAT DEPRESSION
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community, especially, suffered through drought
and bad harvests in these years, which meant that
farm families did not always have their own har-
vests to eat. Omnipresent dust became the symbol
for the Depression in western Canada. The govern-
ment did not count independent fishermen or tim-
berers as unemployed either, and most significantly
of all, it did not count women. In the worst years,
therefore, fewer than half of those Canadians who
wanted a paying job were able to find one.
Two major factors made the Canadian eco-
nomic situation so serious. One was proximity to
and involvement in the American economy because
the United States was even more hard-hit by the
depression than Canada. The other was the extent
of Canadian reliance on the production and sale
abroad of raw materials ranging from grain to lum-
ber to minerals. The bottom dropped out of the in-
ternational market for such goods in 1929, and it
did not recover until much later in the 1930s. Cana-
dian manufacturing production also dropped by
one-third between 1929 and 1933. But Canada had
other problems as well, including political and con-
stitutional arrangements that militated against ac-
tive policies of social assistance and social insurance
to those Canadians who were suffering.
CONSTITUTIONAL PROBLEMS
Canada was a federal state, and sections nine-
ty-one and ninety- two of the British North America
Act — the largest part of the Canadian constitution
created by act of the British Parliament in 1867 —
carefully distinguished between the powers of the
federal government and the powers of the prov-
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inces. Provincial powers included almost all of the
powers relevant to social conditions. But the prov-
inces were not given commensurate powers of tax-
ation and revenue -raising, largely because the
nineteenth-century Fathers of Confederation had
never anticipated vast amounts of expenditure on
health, welfare, and unemployment. Moreover, the
Canadian constitution made absolutely no mention
of cities or municipalities, which bore much of the
burden for urban unemployment but had little tax
base except real property. The municipalities dis-
pensed much-needed relief on a cheeseparing basis
that made no effort to maintain the dignity of the
recipients.
During the early 1930s, constant political strug-
gle occurred between the federal government and
the provincial governments, but also between the
provincial governments and the municipalities. The
federal government refused to expend money on
relieving unemployment because of "constitutional
limitations." Not until the 1935 election did the
government in power pay much attention to the
cries of the destitute. As for the provinces, they
blamed their failure to act on the "feds." In the
midst of the finger-pointing, a federal Employment
and Social Insurance Act of 1935 was declared un-
constitutional by the Supreme Court of Canada be-
cause it violated provincial authority.
Ideological constraints were probably as impor-
tant as constitutional limitations in hamstringing
federal action during the Depression. R. B. Bennett,
the Canadian prime minister from 1930 to 1935,
lacked imagination and a willingness to experiment
in active government. A typical Conservative, for
ENCYCLOPEDIA E THE GREAT DEPRESSION
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I N
most of his administration he balanced his budget
and sought international economic improvement
chiefly through a "Canada First" protectionist poli-
cy combined with imperial preference. In 1935 he
announced a sudden conversion to activism, how-
ever, telling a national radio audience, "I am for re-
form. I nail the flag of progress to the mast. I sum-
mon the power of the state to its reform." Most
Canadian voters did not believe that Bennett's new
policy was anything but opportunism though, and
voted instead for Mackenzie King's Liberals, who
had promised very little but had the solid backing
of the electorate in Quebec. What Bennett's "con-
version" did represent, however, was a growing re-
alization by large segments of the Canadian busi-
ness and professional community that only a
stabilized economy could stave off a major political
and social upheaval.
SOCIAL CONDITIONS
Given the extent of unemployment, especially
in the resource sector of the economy, and the lim-
ited forms of social assistance, life was extremely
hard for large numbers of Canadians during the
Depression. In many regions, particularly those
outside Ontario and Quebec, virtually the entire
population was on the dole or thrown entirely on
their own resources. Conditions were particularly
hard on women, upon whose shoulders as house-
wives and mothers was thrown the burden of
maintaining the coherence and integrity of the fam-
ily in the midst of economic crisis. Perhaps the most
publicized wife and mother was Elzire Dionne, who
gave birth to identical quintuplets in May of 1934.
The Dionnes were classic examples of impover-
ished farmers, living in a northern Ontario home
without plumbing and electricity. The province of
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ENCYCLOPEDIA OF I H E GREAT DEPRESSION
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Ontario swiftly removed the photogenic quints
from the control of their parents, declaring them
wards of the Crown, on the grounds that the Dion-
nes could not possibly bring them up appropriately.
For the half of the population that had employ-
ment, life during the thirties was often quite a
pleasant experience. Food, housing, and consumer
goods were relatively cheap, and servants and ser-
vices were readily available at bargain rates. In
Montreal, laundresses who washed and ironed by
hand in their own homes earned $2 per day. Eco-
nomic conditions certainly improved dramatically
in the late part of the decade, especially in the urban
areas of Ontario and Quebec.
For Canada's First Nations, especially the
Metis, there was a general sharing in the drought
conditions on the Prairies and the overall Depres-
sion markets and employment opportunities. At
the same time, the Department of Indian Affairs ex-
perienced administrative cutbacks leading to much
inactivity and confusion, and the 1930s actually saw
a considerable growth of organization among ab-
original peoples. The Metis organized 1' Association
des Metis d' Alberta in 1930, while on the West
Coast the Native Brotherhood of British Columbia
was founded in 1931, and the Pacific Coast Native
Fisherman's Association in 1936.
One of the major social effects of the Depres-
sion was to widen the gap in Canada between the
nation's poor — like the Dionnes — and a well-to-do
and well-educated elite. Contrary to predictions,
universities maintained or even added to their en-
ENCYCLOPEDIA E THE GREAT DEPRESSION
139
C A N
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DEPRESSION
I N
rollments during the decade, increasing the propor-
tion of females among their student bodies in the
process. Despite administrative belt-tightening, for
students and faculty alike, life within the ivory
tower was good. Canadians who spent the Depres-
sion on the wrong side of the economic divide
would be understandably extremely eager, after the
end of World War II, to ensure that they were al-
lowed to participate in the postwar era of pros-
perity.
MOVEMENTS OF POLITICAL PROTEST
Organized parties of protest and radical reform
abounded in the "Dirty Thirties." During the early
years of the Depression, however, only the Com-
munist Party of Canada offered a national voice for
Canadian popular discontent, creating in 1930 a
National Unemployed Workers' Association that
within a year had 22,000 members across the coun-
try. The Communists could be charged with follow-
ing the commands of the Communist International,
and were quickly repressed by section 98 of the
Criminal Code, introduced in 1919 during the earli-
er "red scare" to outlaw the advocacy of revolution-
ary agitation. Eight Communist leaders were arrest-
ed in August 1931, and although they were
subsequently released, the party had lost its mo-
mentum and never recovered it. A few Fascists
were to be found over the decade, but they were
never taken seriously.
The League for Social Reconstruction (LSR),
which held its first convention in Toronto in Janu-
ary 1932, sought a "planned and socialized econo-
my." The LSR was proudly non-Marxist and non-
revolutionary, and considered itself merely an elitist
educational organization. Not until 1933 did the
LSR participate in the formation of a new political
party, formed by representatives of farmers' and
labor organizations at Regina, Saskatchewan. The
Co-operative Commonwealth Federation (or CCF,
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ENCYCLOPEDIA OF I H E GREAT DEPRESSION
C A N A D
GREAT DEPRESSION IN
as it was usually called), emphasized economic
planning and a series of universal welfare measures
that would be introduced after necessary amend-
ments had been made to the British North America
Act. The CCF attracted over 300,000 votes in the
1933 British Columbia provincial election, and won
8.9 percent of the popular vote nationally (seven
parliamentary seats). The new MPs were led into
the House of Commons by J. S. Woodsworth and
T. C. Douglas. But the CCF would subsequently
enjoy strong support in only a few provinces (nota-
bly British Columbia and Saskatchewan) and would
make no inroads east of Ontario.
Other newly-organized movements of protest
existed on mainly a provincial or regional basis.
Most had populist roots. Perhaps the most influen-
tial of the new creations was the Social Credit Party
of Alberta, which emerged out of the travails of
farmers in that province. Social Credit was devel-
oped by a Calgary schoolmaster and radio preacher,
William Aberhart (1878-1943), who had broadcast
for the Prophetic Bible Institute over the West's
most powerful radio station, CFCN, since 1924. In
1932, Aberhart was converted to the economic the-
ories of a Scottish engineer named C. H. Douglas,
a monetary theorist who believed that capitalism
was incapable of distributing purchasing power to
the masses of people. Douglas advocated the distri-
bution of money, in the form of "social credit," to
enable people to buy the goods and services they
produced. Aberhart took over these theories, which
he did not fully understand, and converted them
into a practical platform overlaid with fundamen-
talist evangelicalism. He emphasized state inter-
vention in the economy and the issuance of a social
dividend (eventually set at $25 per month) to all cit-
izens as part of their cultural heritage. The new
party swept to victory at the polls in 1935. Over the
next few years, much of its economic program
would be disallowed by the federal courts as un-
constitutional. But the party remained in power in
Alberta until 1972. Versions of Social Credit sprang
up all over the western provinces, and a British Co-
lumbia variant would govern British Columbia for
over twenty years beginning in 1952.
In Quebec, a popular leader with tendencies to-
ward demagoguery emerged in 1933 in the person
of Maurice Duplessis (1890-1959). Duplessis rode
to power in 1935 on the backs of the Catholic social
action movement and a Quebec nationalism associ-
ated with the Action Liberal e Nationale (ALN).
These two movements merged to create a powerful
force for attacking the capitalist system. Duplessis
insisted that Quebec was owned by foreigners.
What was needed was "l'achat chez nous" ["buying
at home"] and the destruction of the great financial
establishments. When in power, Duplessis quickly
abandoned the reform program that brought him
into office, retaining mainly only a concern for pro-
vincial autonomy, a fervent anti- Communism — the
"Padlock Act" of 1937 closed any place suspected
of disseminating Communist propaganda — and a
paternalist program of grants and handouts for the
disadvantaged. Like Social Credit, the program of
Duplessis's Union Nationale Party was far different
from its campaign promises, but the party remained
in power until well after World War II.
Perhaps the most effective movement of Cath-
olic social action occurred in the Maritime region,
peopled by farmer-fishers who had no control over
marketing and distribution. The Antigonish move-
ment gained its impetus from two Roman Catholic
priests at St. Francis Xavier University in Antigon-
ish, Nova Scotia — Father James Tompkins and Fa-
ther Moses Coady — who advocated that small pro-
ducers regain power over their own production and
consumption through economic cooperation in the
forms of cooperative banks, stores, and marketing
agencies. The Antigonish ideology, like most popu-
list movements of the Depression in Canada, was
a curious mixture of radical rhetoric and conserva-
tive attitudes, well designed to appeal to small pro-
ducers.
From a political and constitutional perspective,
the most extreme action of the 1930s occurred not
in Canada but in its neighboring Dominion of
Newfoundland. The economy of Newfoundland
was so dependent on fish and other extractive re-
sources that failed to find markets in the early 1930s
that the government was not only forced to declare
bankruptcy but to place itself under the tutelage of
Great Britain, which administered Newfoundland
through appointed trustees. The trusteeship re-
mained until, by a series of contorted steps, New-
ENCYCLOPEDIA E THE GREAT DEPRESSION
HI
CANADA, GREAT DEPRESSION IN
foundland finally joined the Canadian Confedera-
tion in 1949.
PUBLIC VIOLENCE
The thirties in Canada were periodically punc-
tuated by outbreaks of public discontent that often
turned to violence. Some of the violence occurred
when spontaneous demonstrations were broken up
by authorities apprehensive of the threat to social
order. This was the case in both a famous riot in
Vancouver in 1935 and in a subsequent riot in Regi-
na that occurred when police armed with baseball
bats moved to disperse a group of unemployed Ca-
nadians travelling to Ottawa to protest their situa-
tion. Much of the violence resulted from confronta-
tions between organized labor and the authorities.
On the whole, labor unions did not flourish during
the hard times of the 1930s, but many workers
fought desperately to maintain their position. Po-
lice and even the militia were often called upon in
strike situations. Some strikes were gestures of des-
peration, such as that by coalminers in Saskatche-
wan in 1931, which ended in a riot in Estevan. Later
in the decade, when economic conditions were bet-
ter and workers attempted to organize industrial
unions in the factories, both management and gov-
ernments desperately opposed such actions. A no-
table strike occurred in 1937 in a General Motors
plant in Oshawa, which resulted in a victory by the
newly formed Committee of Industrial Organiza-
tion (CIO, later called the Congress of Industrial
Organizations). What is perhaps the outstanding
feature of public discontent in Canada was how sel-
dom it led to violence and how little damage was
done to life and property.
RISE OF SOCIAL WELFARE
As in most jurisdictions, the length and intensi-
ty of the Depression in Canada dramatized the in-
adequacy of the existing arrangements for social
justice, thus giving a substantial boost to debate
over schemes of social protection, especially in the
public sector. Contrary to much popular mythology,
a fair amount of social insurance was in existence
in Canada before the Depression and was extended
during the 1930s, almost entirely on a provincial
basis. Little reform occurred on a national or federal
level, however, leading critics to argue that Canada
lagged behind other nations in its social welfare
provisions, although by the early 1940s, all national
political parties were committed to reform.
A general old-age pension scheme had been
introduced by the federal government in 1927,
jointly financed by both levels of government and
administered by the provinces. It paid a maximum
of $20 per month to British subjects over the age of
seventy. Despite other constitutional limitations,
the federal government was clearly responsible for
veterans, and various health and pension schemes
for those who had fought in World War I took up
a substantial proportion of the federal budget in the
1930s. Several provinces attempted to introduce
public health-care insurance during the Depres-
sion, but were opposed by the medical profession.
On the other hand, the doctors in some provinces
did introduce their own schemes of health-care in-
surance, which became the basis of Blue Cross cov-
erage. Compulsory national unemployment insur-
ance was introduced in 1940 following a
constitutional amendment. However, most nation-
al Canadian social insurance schemes were intro-
duced on a piecemeal basis well after the Depres-
sion was over.
INTERNATIONAL RELATIONS
Canada had achieved world recognition as an
independent nation as a result of World War I, and
became a dominion, an autonomous community
within the British Empire, as a result of the West-
minster Conference of 1930. Throughout the De-
pression, Canada was an active member of the
League of Nations and during the decade devel-
oped a small but highly skilled Department of Ex-
ternal Affairs, with an extremely limited social view
of the world. In 1935 the nation executed a major
change of international policy by negotiating a
most-favored nation treaty with the United States.
This treaty signaled a new emphasis on the Canadi-
an-American relationship, as Canada began to dis-
engage from the British Empire and adopted a con-
tinentalist position. Like most of the participants in
World War I, Canada was slow to rearm. Indeed,
during most of the 1930s it spent less than $1 per
capita annually on its military establishment. Cana-
da was for obvious reasons reluctant to come out of
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ENCYCLOPEDIA OF THE GREAT DEPRESSION
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GREAT DEPRESSION IN
its isolationist shell, although events in Europe and
elsewhere around the world gradually forced its en-
gagement. The Canadian government fully sup-
ported the British policy of "appeasement" in the
later 1930s, and was hardly prepared for World War
II.
One of the consequences of events in Europe
was the emergence of a large number of refugees
from Nazi persecution, most of them Jews. Canadi-
an authorities showed little interest in assisting
these people, and in 1938 actually began limiting
Jewish immigration, despite desperate pleas from
its Jewish community, which offered to finance ref-
ugees at no cost to the government. A general Ca-
nadian suspicion of Jews was even more virulent in
Quebec, and the government of William Lyon Mac-
kenzie King was — like previous Canadian govern-
ments — obsessed by the need for assimilable new-
comers. Canada continued to drag its feet on
refugee policy, and never accepted more than a few
thousand Jewish refugees. Since the nation was
desperately short of scientific, intellectual, and cul-
tural talent, in even the crassest of non-
humanitarian terms its refugee policy was a disas-
ter. In moral terms, the Canadian attitude —
summed up by one of its mandarins as "None is too
many" — was unconscionable, particularly since the
country constantly lectured the world from a high
moral pedestal.
CANADIAN CULTURE
Perhaps paradoxically, the period of the De-
pression was in some ways a very positive one for
the development of a distinctive Canadian culture,
although most popular culture remained depen-
dent on the United States. Many of the unem-
ployed found solace in their local public libraries,
and more than one radical political critic and writer
first found his or her voice in the library stacks. The
federal government, which was publicly responsi-
ble for regulating the airwaves, had received a re-
port from a royal commission in 1929 calling for the
nationalization of radio, as in Great Britain, instead
of allowing private broadcasters, as in the United
States. The government eventually decided on a
dual system — both public and commercial —
establishing by the Broadcasting Act of 1932 the
Canadian Radio Broadcasting Commission, which
in 1936 became the publicly-operated Canadian
Broadcasting Corporation, with extensive English
and French language networks. Over the years, the
CBC has been the principal patron of Canadian cul-
tural content in the nation, and during the late
1930s it served as the Canadian equivalent of the
writers' branch of the Works Progress Administra-
tion.
On a less public level, the governor-general of
Canada, the Earl of Bessborough, spearheaded the
creation of the Dominion Drama Festival in 1932,
which served to promote amateur regional theater
throughout Canada. The Dominion Drama Festival
was able to take advantage of a strong upsurge of
interest in the theater during the Depression, which
came about partly because so many Canadians had
free time on their hands and partly because radical
intellectuals found drama, poetry, and art to be
ideal mediums for expressing their discontent with
the status quo. Much of the most original creative
work done in the 1930s in Canada came from the
radicals, who were neither part of the university es-
tablishment nor of Americanized popular culture.
CONCLUSION
Somehow Canada managed to survive the De-
pression with its social fabric relatively intact, only
to lurch unexpectedly into World War II. Many Ca-
nadians were forced to defer their expectations of
a better life for nearly an entire generation. They
were as a result eager both to participate in the
postwar prosperity and to insure through the grad-
ual elaboration of a network of social welfare provi-
sions that the people of Canada would never again
experience such privations.
See Also: AFRICA, GREAT DEPRESSION IN; ASIA,
GREAT DEPRESSION IN; AUSTRALIA AND NEW
ZEALAND, GREAT DEPRESSION IN; EUROPE,
GREAT DEPRESSION IN; INTERNATIONAL
IMPACT OF THE GREAT DEPRESSION; MEXICO,
GREAT DEPRESSION IN.
BIBLIOGRAPHY
Baillargeon, Denyse. Making Do: Women, Family, and
Home in Montreal During the Great Depression. 1999.
Baum, Gregory. Catholics and Canadian Socialism: Politi-
cal Thought in the Thirties and Forties. 1980.
ENCYCLOPEDIA E THE GREAT DEPRESSION
U3
C A P N E
Finkel, Alvin. Business and Social Reform in the Thirties.
1979.
Gray, James H. The Winter Years: The Depression on the
Prairies. 1966.
Horn, Michiel. The League for Social Reconstruction: Intel-
lectual Origins of the Democratic Left in Canada,
1930-1942. 1980.
Neatby, H. Blair. The Politics of Chaos: Canada in the Thir-
ties. 1972.
Peers, Frank W. The Politics of Canadian Broadcasting,
1920-1951. 1969.
Ryan, Toby Gordon. Stage Left: Canadian Theatre in the
Thirties. 1981.
Safarian, A. E. The Canadian Economy in the Great Depres-
sion. 1970.
Smiley, Donald S., ed. The Rowell-Sirois Report: An
Abridgement of Book One of the Rowell-Sirois Report on
Dominion-Provincial Relations. 1963.
Struthers, James. No Fault of Their Own: Unemployment
and the Canadian Welfare State 1914-1941. 1983.
Thompson, John Herd, with Allan Seager. Canada
1922-1939: Decades of Discord. 1985.
J. M. BUMSTED
CAPONE, AL
A child of Brooklyn, New York, Alphonse Capone
(January 17, 1899-January 25, 1947) found notori-
ety and wealth in Chicago through organized
crime. Capone was born to an Italian immigrant
family in 1899. Though a promising student, he left
school in the sixth grade, and from then it was a life
in the streets. Capone was probably twenty when
he killed his first victim. Three years later, he fol-
lowed Johnny Torrio, his mentor in crime, to Chica-
go. Together, they built a model criminal organiza-
tion.
Torrio was a modernizer who did for gambling,
prostitution, and the Prohibition-era sale of liquor
what John D. Rockefeller had for the oil business.
The automobile and telephone — as well as the
Thompson submachine gun — were some of the
modern tools Torrio employed. When a 1925 assas-
sination attempt left him wounded, Torrio retired
and left the business to his protege.
Like Torrio (and Rockefeller, Sr.), Capone ra-
tionalized the marketplace with a pool arrange-
ment, where different gangs were allowed control
of different sections of the city. Anyone dissatisfied
with their share met a bloody end. The seven vic-
tims of the 1929 St. Valentine's Day Massacre were
but one example.
Perhaps Capone's true genius lay in his crafting
a public image. "They call Capone a bootlegger," he
once complained. "Yes. It's bootleg while it's on the
trucks, but when your host at the club, in the locker
room or on the Gold Coast hands it to you on a sil-
ver platter, it's hospitality" (Bergreen, p. 268). Such
comments always served Capone well with the
public. So did his reputation for generosity: When
the Depression struck Chicago with nearly 50 per-
cent unemployment, Capone opened up soup
kitchens to feed the needy. The public did not care
that Capone "encouraged" others to pay the cost of
his project — Big Al lent a helping hand at a time
when government did not. "Capone has become
almost a mythical being in Chicago," (Bergreen, p.
402) one critic lamented in 1930. Hollywood gave
the story form a year later with Edward G. Robin-
son as Little Caesar, who was Capone by any other
name. The press had already made much of Capone
as a kind of street philanthropist.
Capone was grossing some $100 million annu-
ally by the late 1920s. This wealth proved his undo-
ing, or at least his failure to report it did — he was
convicted of income tax evasion in 1931 and spent
eight years in federal prisons, including Alcatraz. By
then, Capone had fashioned a myth for the Depres-
sion and beyond. He was the gangster as antihero.
Capone died from the ravages of syphilis in 1947.
See Also: CRIME; LAW ENFORCEMENT;
PROHIBITION.
BIBLIOGRAPHY
Bergreen, Laurence. Capone: The Man and the Era. 1994.
Kobler, John. Capone: The Life and World of Al Capone.
1971.
Douglas Bukowski
CAPRA, FRANK
Frank Capra (May 18, 1897-September3, 1991) was
a motion picture director, producer, and writer who
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C A P R A
FRANK
Clark Gable as reporter Peter Warne and Claudette Colbert as heiress Ellie Andrews in Frank Copra's 1934 romantic comedy It
Happened One Night. The Kobal Collection
won three Academy Awards for best director in the
1930s. Born in Bisacquino, Sicily, Capra emigrated
at the age of six with his family to Los Angeles,
where he grew up. In the early 1920s, after graduat-
ing from Throop College of Technology (now Cal-
tech), he wrote gags for movie producers Hal Roach
and Matt Sennett. After writing material for screen
comic Harry Langdon, Capra directed three films
starring Langdon in 1926 and 1927 before the two
had a falling- out.
In 1928, Capra was hired by Harry Cohn, head
of Columbia Pictures. Between 1928 and 1933,
Capra would direct nineteen features for Columbia,
including American Madness (1932), a film about the
collapse of a bank, which anticipated many of the
themes of Capra's later social films. In 1931, Capra
began working with screenwriter Robert Riskin,
who would go on to write most of Capra's major
films of the 1930s.
Although Capra had begun to make a name for
himself during the early 1930s, his first huge hit
came with It Happened One Night (1934). The film
concerns an heiress (Claudette Colbert) who is se-
cretly traveling from Miami to New York to escape
her father. She is discovered by an out-of-work
newsman (Clark Gable), who senses that her tale
might make a good scoop. Naturally, the two fall for
each other. It Happened One Night helped to create
the screwball comedy, one of Hollywood's most
important subgenres during the 1930s. It also es-
tablished Capra as one of Tinseltown's most popu-
lar and powerful directors. It Happened One Night
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swept the Oscars, garnering the awards for best
picture, director, writer, actor, and actress.
With the exception of Lost Horizon (1937), a
box-office disappointment that led to a bitter rift
with Cohn and tensions with Riskin, Capra's suc-
cess continued unabated over the next several
years. Mr. Deeds Goes to Town (1936) earned Capra
his second best director Oscar. A third arrived with
You Can't Take It with You (1938). Mr. Smith Goes to
Washington (1939) and Meet John Doe (1941) capital-
ized on the success of Mr. Deeds with similar plots
about a little man taking on corrupt and powerful
interests. The darkly comic Arsenic and Old Lace
(produced 1941-1942; released 1944) was just
wrapping production when the Japanese bombed
Pearl Harbor. Shortly thereafter, Capra became an
officer in the Army Signal Corps, where he super-
vised the Why We Fight series of propaganda films
during World War II.
After the war, Capra directed two more signifi-
cant films: It's A Wonderful Life (1946), which de-
spite later becoming his most watched film never
found an audience at the time of its release, and
State of the Union (1948). Thereafter, Capra's career
experienced a rapid decline.
Critics and audiences have sometimes seen
Capra's 1930s films, especially the social trilogy of
Mr. Deeds, Mr. Smith, and John Doe, as cinematic
embodiments of the spirit of the New Deal. On
closer inspection they are less clearly liberal.
Capra's own politics were far from Rooseveltian:
He was a lifelong conservative Republican. While
Capra's most important screenwriter, Riskin, was a
New Deal liberal, another important writer on his
pictures, Myles Connolly, was a reactionary anti-
Communist. Out of this political stew emerged
films that, perhaps unintentionally, illuminate the
ambiguities of American populism during the Great
Depression. Although Capra's films centered on
tribunes of the little man, often their heroes' most
implacable foe was the people themselves: the pan-
icked crowd trying to withdraw their money from
the bank in American Madness; the thousands of let-
ters calling for Senator Smith's resignation in Mr.
Smith; or the angry throng at the stadium in John
Doe.
See Also: HOLLYWOOD AND THE FILM INDUSTRY;
MR. SMITH GOES TO WASHINGTON.
BIBLIOGRAPHY
Capra, Frank. The Name above the Title: An Autobiography.
1971.
Carney, Raymond. American Vision: The Tilms of Frank
Capra. 1986.
Maland, Charles. Frank Capra. 1980.
McBride, Joseph. Frank Capra: The Catastrophe of Success.
1992.
Poague, Leland A. Another Frank Capra. 1994.
Sklar, Robert, and Vito Zagarrio, eds. Frank Capra: Au-
thorship and the Studio System. 1998.
Wolfe, Charles. Frank Capra: A Guide to References and Re-
sources. 1987.
Benjamin L. Alpers
CARDOZO, BENJAMIN N.
Benjamin Nathan Cardozo (May 24, 1870-July 9,
1938) served as an associate justice of the U.S. Su-
preme Court from 1932 until 1938. Cardozo was
born in New York City and earned his law degree
at Columbia University. He was admitted to the
New York bar in 1891 and gained a reputation for
his scholarly approach to law and his belief that the
law should be adapted to modern conditions. Car-
dozo was appointed to the New York Court of Ap-
peals in 1914 and was elevated to its chief judgeship
in 1926. He served on this state court until Presi-
dent Herbert Hoover appointed him to replace re-
tiring Supreme Court justice Oliver Wendell
Holmes, Jr., in 1932.
Like Holmes and Louis Brandeis, Cardozo was
a legal realist and a pre-New Deal progressive who
believed that the Constitution, especially as it af-
fected state governments, should be flexible, and
that states should have broad discretion to make
laws to solve or alleviate social and economic prob-
lems resulting from industrialization and urbaniza-
tion, such as child labor, unsafe working conditions,
and abusive business practices. In such cases as
MacPherson v. Buick (1916) and Ultramares Corpora-
tion v. Touche (1931), Cardozo wrote decisions for
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POLITICAL
New York that respectively expanded the legal re-
sponsibilities of businesses in product liability and
fraud cases. A series of lectures that Cardozo gave
at Yale Law School reflected these ideas and opin-
ions and was published as a book, The Nature of the
Judicial Process, in 1921.
Cardozo, like other pre-New Deal progressives,
was more willing to grant the states, rather than the
federal government, broader powers to enact labor,
social welfare, and regulatory reforms. Since the
early New Deal emphasized economic planning
and the regulation of prices, wages, and production
through codes made and enforced by the executive
branch, Cardozo joined the majority of the Su-
preme Court in striking down the National Indus-
trial Recovery Act in the Schechter decision of 1935.
Cardozo dissented, however, in the Supreme
Court's anti-New Deal decisions in the Butler and
Carter cases of 1936. In Butler, he and Brandeis
joined Harlan Stone's dissenting opinion. Harlan
claimed that the Agricultural Adjustment Act
should be upheld since because Congress had the
constitutional authority to regulate agricultural pro-
duction through excise taxes. In Carter, Cardozo
wrote a dissenting opinion arguing that the Guffey
Coal Act should be upheld since the commerce
clause gave Congress the authority to regulate the
prices, wages, and trade practices of the interstate
coal industry.
By 1937, he belonged to the pro-New Deal ma-
jority on the court. After Cardozo's death in 1938,
he was replaced on the Supreme Court by Felix
Frankfurter.
See Also: BRANDEIS, LOUIS D.; FRANKFURTER,
FELIX; HOLMES, OLIVER WENDELL, JR.;
SUPREME COURT.
BIBLIOGRAPHY
Cardozo, Benjamin N. The Nature of the judicial Process.
1921.
Kaufman, Andrew L. Cardozo. 1998.
Polenberg, Richard. The World of Benjamin Cardozo: Per-
sonal Values and the judicial Process. 1997.
Sean J. Savage
CARTOONS, POLITICAL
Political cartoons, or editorial cartoons, serve as a
commentary on current events. From the first use
of such cartoons in newspapers and periodicals in
the early nineteenth century to the Great Depres-
sion in the 1930s and thereafter, political cartoons
have played a major role in shaping public percep-
tions and opinions. By using satire rather than mere
humor, political cartoons communicate the views of
the cartoonist and add depth to an editorial in a
newspaper or magazine.
FAMOUS POLITICAL CARTOONISTS OF THE
1930s
Several political cartoonists gained fame for
their work during the Great Depression, including
Clifford Berryman, Herb Block, J. N. "Ding" Dar-
ling, Jerry Doyle, Rollin Kirby, and Fred O. Seibel.
/. N. "Ding" Darling. Jay Norwood Darling
(1876-1962) received the Pulitzer Prize twice for his
editorial cartooning (1924 and 1943) and was
named the best cartoonist by the nation's top edi-
tors in 1934. From 1906 until his retirement in 1949,
Darling chronicled the thoughts, ideas, trends, and
politics of the United States primarily for the Des
Moines Register, although his cartoons appeared in
newspapers throughout the United States. He was
particularly noted for his wit and his use of political
satire, especially in relation to conservation policy.
Darling's interest in conservation led in 1933 to his
being appointed chief of the Bureau of Biological
Survey by President Franklin D. Roosevelt. Al-
though Darling was a strong Republican and not a
supporter of Roosevelt's New Deal policies, he nev-
ertheless was an energetic promoter of conserva-
tion projects and his cartoons often emphasized the
value of governmental regulations that could bene-
fit the environment. The J. N. "Ding" Darling Na-
tional Wildlife Refuge on Sanibel Island in Florida
is named after him.
Herb Block. Another popular Depression-era car-
toonist was Herbert L. Block (1909-2001). Block
published his first editorial cartoon, titled "This is
the forest primeval — ", six months before the 1929
New York Stock Exchange crash that marked the
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POLITICAL
A 1938 cartoon by Clifford Berryman depicting President Roosevelt encircled by playful children, each symbolizing a New Deal
program. CORBIS
onset of the Great Depression. Like Darling, Block
was interested in protecting nature and the envi-
ronment, especially the cutting of America's virgin
forests, and he addressed these concerns in his car-
toons. Block's interest in nature later broadened
into concern for the economic and international en-
vironment that developed in the 1930s.
Block started his career as a cartoonist for the
Chicago Daily News in 1929. In 1933, he started
working as a syndicated cartoonist under the name
HerBlock for the Newspaper Enterprise Associa-
tion, a feature service headquartered in Cleveland.
He joined the Washington Post in 1946, and stayed
there for the rest of his career. During the Depres-
sion he provided superb commentary about unem-
ployment and poverty in the United States and the
rise of fascism in Europe. One cartoon, titled "Well
everything helps," depicts Hoover fishing at Rapi-
dan River with members of Congress and his ad-
ministration. Block comments on the deepening
Depression by showing Hoover reviewing his "eco-
nomic program" with his fishing line in the water,
and later selling his catch of fresh fish on a street
in Washington, D.C.
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Block's cartoons addressed many aspects of the
Great Depression and his editorial comments were
a rallying call for reform. Though Block was sup-
portive of New Deal policies, he nonetheless ques-
tioned Roosevelt's efforts in some areas, notably
the president's unsuccessful attempt in 1937 to
pack the U.S. Supreme Court. Block was awarded
the Pulitzer Prize for editorial cartooning in 1942,
1954, and 1979, honors that confirmed his reputa-
tion as one of the country's leading political car-
toonists.
jerry Doyle and Fred O. Seibel. Gerald "Jerry" Doyle
(1898-1986) and Fred O. Seibel (1886-1968) were
two of the more popular political cartoonists of the
New Deal era. They were especially noted for their
distinctive depictions of Roosevelt. Seibel was an
editorial cartoonist from 1926 to 1968 for the Rich-
mond Times-Dispatch, while Doyle spent most of his
career at The Philadelphia Record and Philadelphia
Daily News. Doyle's sophisticated drawings gener-
ally expressed support for Roosevelt, whom he de-
picted as tall, imposing, powerful, and larger-than-
life. Doyle usually showed Roosevelt smiling, gave
him titles such as "skipper" to show that he was in
charge, and sometimes depicted him as a quarter-
back in football games. Seibel, whose drawings
were less realistic in style, generally depicted Roo-
sevelt as struggling and lacking control, with a pro-
truding chin and a body like a penguin. Seibel's car-
toons sometimes included an image of a magician
pulling a rabbit out of a hat, which was meant to in-
dicate that Roosevelt's policies would only succeed
by magic. Neither Doyle nor Seibel, however,
would hesitate to reverse his usual depiction of
Roosevelt when, in the cartoonist's opinion, the
subject matter warranted it. One of Doyle's most
famous cartoons showed Roosevelt holding a pic-
ture of Hitler with Hitler's arms in a position of sur-
render and Roosevelt's elongated arms forming a V
for victory.
DRAWING PRESIDENTS
Hoover and Roosevelt were regular subjects of
political cartoons during the 1930s. In the first hun-
dred days of Roosevelt's administration in 1933,
cartoonists tended to show Roosevelt as a confi-
dent, strong, and energetic leader whose intentions
for the nation were good. These cartoons suggested
that Americans sensed that the new president had
faith in the future and could lead the nation out of
hard times. The February 1934 issue of Vanity Fair,
for example, includes a rugged-looking Roosevelt
riding a bucking horse in the shape of the United
States. By 1935, however, the country had only
achieved a modest degree of recovery, and some
political cartoonists began to express opposition to
Roosevelt and his programs.
See Also: COMMUNICATIONS AND THE PRESS;
HUMOR.
BIBLIOGRAPHY
Fred O. Seibel (1886-1968), Editorial Cartoonist, Richmond
Times-Dispatch. Virginia Commonwealth Univer-
sity. Available at: www.library.vcu.edu/jbc/speccoll/
exhibit/seibell .html
Herblock's History: Political Cartoons from the Crash to the
Millennium. Library of Congress, Washington, D.C.
Available at: www.loc.gov/rr/print/swann/herblock
/. N. "Ding" Darling Foundation. Homepage at:
www.dingdarling.org/cartoons.html
McCloud, Scott. Understanding Comics: The Invisible Art.
1994.
Robinson, Erik. Political Cartooning in Florida, 1901-1987.
1987.
William Arthur Atkins
CASTE AND CLASS
The terms caste and class are associated with an in-
terpretation of American race relations that came to
prominence in the late 1930s and was widely influ-
ential in both social scientific and applied social in-
quiry. Part of an older, historically-rooted trend to-
ward more social scientific understandings of racial
inequality, the caste and class school was neverthe-
less a product of Depression-era social thought and
investigation. At a time rightly associated with
deepening economic division and looming fear of
"class warfare," the caste and class concept offered
a powerful, if flawed, analysis of the depths and the
consequences of racism in the United States.
The caste and class concept was first laid out in
a brief 1936 essay by social anthropologist W. Lloyd
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Warner, and it was more fully developed in a series
of community studies conducted in the Depres-
sion-era South. Warner, who started his anthropo-
logical career studying aboriginal tribes in Australia,
was among the leaders of a broader trend towards
applying anthropological techniques honed in ob-
serving "primitive" cultures to "typical" American
communities. It was in this type of study that he
and others developed the caste and class concept.
Indeed, in important ways the concept emerged out
of the contrast between industrial New England
and the post-plantation agricultural South. While
still engaged in an ambitious study of the substan-
tially ethnic but predominantly white city of New-
buryport, Massachusetts, Warner launched a paral-
lel study in Natchez, Mississippi. In Newburyport,
as Warner reported in his famous Yankee City series,
social relations were organized around an elaborate
status hierarchy based on class, upheld not only by
differences of wealth and income, but even more
importantly by class-coded behavior, attitudes, and
cultural traits. In Natchez, however, the picture was
more complicated. In Natchez, there was not one,
but two separate class hierarchies, one black and
one white. They in turn existed within a rigid and
pervasive caste system — an all-encompassing eco-
nomic, political, social, and cultural system of racial
subordination that was aimed at maintaining white
supremacy. While at times caste and class worked
in tension with one another, the overwhelming
weight of the system was devoted to keeping Afri-
can Americans — and especially the small black
middle- and upper-classes — "in their place." Con-
versely, no matter how low they were on the class
hierarchy, whites always had the social, cultural,
and psychological advantage over African Ameri-
cans.
Although he was by no means the first to de-
scribe black/white relations as a caste system, War-
ner's framework proved more widely influential —
reflecting his own status as a prominent white so-
cial scientist, as well as the landmark empirical
studies conducted using the caste and class con-
cept. Studies such as John Dollard's Caste and Class
in a Southern Town (1937), Hortense Powder-
maker's After Freedom (1939), and Deep South (1941)
by Warner students Allison Davis, Burleigh Gard-
ner, and Mary Gardner elaborated the interlocking
mechanisms of caste and class subordination in
empirical detail. A series of studies commissioned
by the American Council on Education investigated
the impact of caste and class on black adolescent
personality development. Important though they
were in illuminating the structural and institutional
dimensions of southern racism, what these studies
shared — again reflecting a broader trend in con-
temporary social science — was a fascination with
the cultural and psychological scars it left. African
Americans in the South, or so the deeply flawed
portrait that emerged from these studies suggested,
had become "accommodated" to racial subordina-
tion in what threatened to become a self-
perpetuating complex of repressed frustration, self-
hatred, and, for the lower classes in particular, cul-
tural "pathology."
Criticized at the time for its basically static, pes-
simistic vision of American race relations, the caste
and class framework was nevertheless important
for drawing attention to the enduring reality of rac-
ism as a key factor in the persistence of African-
American poverty and economic subordination —
during and beyond the depths of the Great Depres-
sion. Its central analysis, however, left an ambigu-
ous legacy that also endures: on the one hand, an
argument for attacking the roots of white racism; on
the other, a distorted cultural and psychological im-
agery of the African -American lower class.
See Also: CLASS; RACE AND ETHNIC RELATIONS;
SOCIAL SCIENCE.
BIBLIOGRAPHY
Davis, Allison; Burleigh B. Gardner; and Mary R. Gard-
ner. Deep South: A Social Anthropological Study of
Caste and Class. 1941.
Davis, Allison, and John Dollard. Children of Bondage: The
Personality Development of Negro Youth in the Urban
South. 1940.
Dollard, John. Caste and Class in a Southern Town. 1937.
Powdermaker, Hortense. After Freedom: A Cultural Study
in the Deep South. 1939.
Scott, Daryl Michael. Contempt and Pity: Social Policy and
the Image of the Damaged Black Psyche, 1880-1996.
1997.
Warner, W. Lloyd. "American Caste and Class." Ameri-
can Journal of Sociology 42 (September 1936):
234-237.
Alice O'Connor
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CAUSES OF THE GREAT
DEPRESSION
Disagreement over the causes of the Great Depres-
sion began before the economic collapse that com-
menced in 1929 had even been given that name,
and the disagreement has persisted ever since. Nor
does the debate show any signs of imminent reso-
lution in the early twenty-first century. Arguments
over what caused the Great Depression are deeply
entwined with economic, social, and political phi-
losophy.
A major reason for the controversy is that the
Depression seemingly disproved the efficacy of the
unregulated free market. Defenders of the faith of
classical free market economics are, therefore,
obliged to seek elsewhere for the causes of the col-
lapse of the economy following a decade of lower-
ing taxes and lifting restrictions on business by suc-
cessive Republican administrations. It is an article
of dogma to them that an unfettered marketplace
is self-correcting. Accordingly, devotees of Adam
Smith's worldview must find fetters — some sort of
government interference or regulation — on which
to lay the blame.
WORLD WAR I AND THE ORIGINS OF THE
GREAT DEPRESSION
Although it was in many ways eclipsed by the
second installment of the twentieth century's world
conflict, World War I (or "the Great War" as it was
still known at the time of the Depression) was a
major source of much of what happened in the
world for most of the remainder of the century, in-
cluding World War II and the Cold War. The role
played by the Great War in helping to produce the
Great Depression was also significant. Although
the death toll from World War I was relatively small
for the United States, the war was catastrophic for
many European nations.
The war's economic impact was similarly pro-
found. The war stimulated and distorted the econo-
mies not only of the belligerent nations, but those
of many nonbelligerents as well. Wartime inflation
was followed by postwar deflation in most coun-
tries. During the war and for several months after
the armistice, demand for American farm products,
especially grains, soared, as did prices. Such profit-
able conditions led American farmers to go deeply
into debt to buy additional land and machinery.
These happy circumstances for American farmers
were, however, an artificial consequence of the war,
which severely disrupted European agriculture.
When the latter recovered rapidly after the war, the
demand for the expanded production of American
farms plummeted, helping (along with a sharp con-
traction in the money supply) to carry the economy
into a sharp recession in 1920 and 1921. Agriculture
was to remain in depressed conditions throughout
the period of more general prosperity from 1923 to
1929.
The war also radically altered international fi-
nance. It transformed the United States for the first
time from a net debtor nation into the world's larg-
est creditor. Massive war debts owed by the British
and French to American creditors were part of the
economic landscape of the 1920s, as were the huge
reparation payments the European victors de-
manded from Germany. The problem of war debts
and reparations was a continuing irritant to the in-
ternational economy in the twenties.
Perhaps more significant in its adverse effects
on the world economy was the war's establishment
of the United States in the role previously held by
Great Britain as the world's banker or creditor-in-
chief. This position carried with it responsibilities
for which the Americans were ill prepared and that
they were disinclined to shoulder. In particular,
American political leaders of the twenties were
committed to maintaining a favorable balance of
trade, meaning that they wanted the nation to ex-
port more than it imported. This posture was, in the
long term, incompatible with America's assump-
tion of the position of the world's leading lender,
because other countries had to sell more to the
United States than they bought from it if they were
to have the funds to repay the debts they owed to
American creditors.
THE STOCK MARKET CRASH
This much can be stated categorically: Popular
perceptions to the contrary notwithstanding, the
stock market crash of October 1929 did not cause
the Great Depression. Although hardly anyone re-
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alized it at the time, the economic contraction that
became the Depression had already begun in the
summer of 1929, when the economy started to slow
considerably.
"You know," Herbert Hoover once remarked to
journalist Mark Sullivan, "the only trouble with
capitalism is the capitalists; they're too damn
greedy." This is a truism that has been proven re-
peatedly, but it is also true that greed is a highly
contagious disease against which few people's im-
mune systems provide much protection. This is
particularly the case when those already infected
are actively working to spread the contagion, as
many of them were in the 1920s. (Du Pont execu-
tive and Democratic National Chairman John J.
Raskob, for example, wrote a 1929 article entitled,
"Everybody Ought to be Rich.") The result was an
epidemic of greed in the United States in the mid
and late 1920s.
The first major outbreak of the disease in the
decade occurred in Florida, where it took the form
of real estate speculation. It began with the reality
of the growing value of beachfront property in a
place with warm winters that had been made acces-
sible to well-to-do northeastern and midwestern
residents by the development of the automobile
and the construction of highways. Quickly, howev-
er, Florida real estate became a classic bubble in
which prices rose far beyond realistic values, simply
because they were rising. That is, speculators were
willing to pay ever higher prices for land because
they expected someone else to be willing to pay
even more for it a week or a month later. The Flori-
da bubble burst, as all bubbles that keep expanding
ultimately must, following a severe hurricane in
1926, but the greed virus had already infected a dif-
ferent area: Wall Street (which was, in any case, its
natural habitat).
The Great Bull Market of the late twenties was
fueled by easy credit in the form of margin buying
(buying stock by putting up a small percentage of
its cost in cash and borrowing the rest "on margin,"
using the stock itself as collateral for the loan). In
a rapidly rising market, the "leverage" provided by
margin buying made the possibilities for huge prof-
its extraordinary. By the time the Federal Reserve
sought to dampen the speculative fever in 1928 and
1929 by raising interest rates, the mania had taken
on a life of its own. "Nothing matters as long as
stocks keep going up," the New York World said as
1929 began. "The market is now its own law. The
force behind its advance are now irresistible."
Historian Maury Klein sums up the situation
well in his book Rainbow's End (2001): "Put simply,
too many people held too much stock on borrowed
money." When the economy began to slow in the
summer of 1929, it sent signals to Wall Street that
were disregarded by most investors, but heeded by
many of the richest insiders. Among those who
quietly got largely out of the market before the bot-
tom fell out were Raskob (who apparently thought
that he ought to remain rich while "everybody" lost
their shirts), Bernard Baruch, Joseph P. Kennedy,
and President Hoover himself.
The crash was a response to an already begun,
but as yet invisible to most observers, Depression.
It amounted to a spectacular funeral for the "New
Era" of eternal prosperity that had been proclaimed
a few years earlier. Funerals, it is worth remember-
ing, do not cause death; they recognize the dece-
dent's passing, which has already occurred. Such
was the relationship between the crash and the de-
mise of prosperity.
The crash did, however, accelerate the down-
ward spiral of the economy by wiping out much of
the paper wealth of investors and by altering the
previously euphoric outlook of so many people into
one of pessimism, which led them to be much more
cautious in their spending and investment. Both of
these consequences of the crash further eroded de-
mand.
MONETARY POLICY AND THE GOLD
STANDARD
There is no question that the money supply can
have profound effects on the economy. In the sim-
plest terms, if the money supply is insufficient,
prices must fall, which can lead to the sort of serious
deflation that contributed to the Panic of 1893, the
worst economic depression in American history
prior to the Great Depression. If, on the other hand,
the money supply grows faster than the demand for
money, prices will rise, causing inflation. In the late
1920s and early 1930s, the most notable and recent
152
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6 R E A E DEPRESSION
example of the potentially catastrophic conse-
quences of runaway price increases was the hy-
perinflation that had gripped Germany in 1922 and
1923, when the exchange rate between the German
and American currencies went in less than two
years from 192 marks to the dollar to 4.2 trillion
marks to the dollar. Annualized for the two years,
this was an inflation rate in excess of a trillion per-
cent a year. By November 1923, German money
was essentially worthless.
Germany's horrible experience with hyperin-
flation contributed to the coming of the Depression
in two important ways. First, it wreaked havoc on
the German economy and those of several other
central European countries, and they never fully re-
covered from the effects for the remainder of the
decade. Second, the German disaster caused other
nations to be unduly concerned with avoiding infla-
tion when the more dangerous economic predator
lurking in the shadows of late twenties prosperity
was actually deflation. In their efforts to defend
their nations against inflation, political and eco-
nomic leaders inadvertently strengthened the
building forces of deflation.
In the decades prior to World War I, most major
countries had been on the gold standard, meaning
that their currencies were convertible to a set
amount of gold. This meant that the value of all cur-
rencies on the gold standard had a stable exchange
rate with other currencies that were tied to gold.
The gold standard was abandoned by most of the
belligerents during World War I (the United States,
a late entrant into the war, remained on the gold
standard), but there was a concerted effort to re-
store it after the war. Because of the major disrup-
tions of the war, exchange rates were allowed to
float from 1919 to well into the 1920s. Such floating
rates provided some protection against the prob-
lems in one or a few countries spreading to other
countries, but most nations' governments were
committed to returning to the gold standard with
fixed rates of exchange as rapidly as possible. Great
Britain did so in 1925 and France followed in 1928.
By 1929, forty-five nations were on the gold stan-
dard.
By 1929, much of the world's gold was rapidly
flowing into the United States and France. At-
tempts by various countries to keep their currencies
at prewar exchange rates led them into deflationary
policies, intended to cheapen the prices of their
products on the international market and so bring
gold back into their countries to support their cur-
rencies. These deflationary actions contributed to a
worldwide contraction in economic activity.
TECHNOLOGY AND THE DEPRESSION
Technology was in three major respects a sig-
nificant factor in creating the conditions that pro-
duced the Great Depression.
First, new technologies provided much of the
impetus for the unprecedented prosperity of the
1920s. The development of important new products
that large numbers of people can be persuaded to
buy is often the driving force in periods of economic
boom, as appears to have been the case with per-
sonal computers and the Internet in the boom of
the 1990s. The development of such new consumer
products encourages investment in new plants and
equipment and provides employment for large
numbers of workers. This was plainly the case with
the automobile in the 1920s. The motor car was not
new in the twenties; nor was its method of mass
production, which had been perfected prior to
World War I. What was new in the decade follow-
ing that war was the enormous expansion of the
market for cars and the rapid development of nu-
merous industries that were stimulated by the mass
ownership of automobiles. Among these booming
industries of the prosperity decade that preceded
the Depression were petroleum (exploration, drill-
ing, refining, and retailing); steel production; road
and highway construction (which pulled along the
cement industry); and motels, diners, and tourist
attractions.
Nor was the automobile alone among new
technologies that had been developed by the early
1920s in providing fuel for the economy of the de-
cade. Radio, little more than a promising curiosity
at the decade's start, had spread across the nation
and into the homes of a majority of Americans by
1929. Along with the automobile and, to a lesser ex-
tent, a variety of new household appliances, the
swift rise of radio to the status of "necessity" for
middle-class life provided an enormous stimulus to
the economy.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
153
CAUSES
F
GREAT DEPRESSION
It should be noted that while the potential mar-
ket for radios and electrical appliances was huge, it
was limited to areas where electricity was available.
Although all densely populated parts of the United
States were electrified, large expanses of rural
America were not, so rural Americans were not part
of the potential market for electrical devices. Addi-
tionally, while there was no such access barrier to
farmers buying automobiles (and many did buy
them), the fact that agriculture remained economi-
cally depressed throughout the decade also reduced
the potential market for automobiles among the
nation's farmers.
A rapid economic expansion induced by the
products of new technology can be great while it
lasts, but it is, almost by definition, limited in its du-
ration. Once most consumers have purchased the
new products, demand for them must decline.
Businesses involved in the industries can try to less-
en the effects of a saturation of the market for their
products by trying to expand the potential number
of consumers through lower prices and installment
purchase plans. They can also use the introduction
of new models and planned obsolescence to churn
the market with repeat customers. Both of these
strategies were employed to considerable effect in
the second half of the 1920s. Even so, the trajectory
of new sales of a new technology will almost always
be downward as the market for the product ap-
proaches saturation.
If an economic boom that has been stoked by
one or more new technologies is to continue after
the market for it or them has been largely supplied,
new technologies that can be made to appear to be
necessities for consumers must be introduced. The
lack of such additional new products in the second
half of the 1920s is the second way in which tech-
nology played a significant part in causing the De-
pression. In terms of the development of new or
significantly improved products, the ten-year peri-
od beginning in 1925 was probably the least pro-
ductive time in the twentieth century. The only
major new product introduced during those years,
as the economy moved from extraordinary boom to
unprecedented bust, was the electric refrigerator.
If technological innovation failed to introduce
much in the way of new products during the late
1920s and early 1930s, that did not mean that there
was a hiatus in technological advance. On the con-
trary, there was great technological advance in the
methods for producing the products that had al-
ready been developed. During the 1920s, produc-
tivity of industrial workers increased by 50 percent
or more. And, even while huge numbers of workers
were jobless in the 1930s and wages were very low,
technological advances in manufacturing processes
continued, resulting in another 25 percent increase
in productivity in that decade.
The effects of this sort of technological advance
on the economy tend to be the opposite of those of
the development of new products, and the rapid in-
novation in productive processes in the 1920s was
the third major contribution of technology in laying
the groundwork for the Great Depression.
Certainly process innovation requires some
new investment, but it is usually on a much smaller
scale than that required for manufacturing new
products. Furthermore, improvements in the tech-
nology of production usually lead to the number of
machines and buildings used to make products
being decreased. Most important, the whole point
of such innovations in process is to increase pro-
ductivity, so they almost invariably result in fewer
workers being employed to manufacture a given
quantity of the ultimate consumer product. In the
six years from 1923 to 1929, output per person-hour
of labor in manufacturing in the United States in-
creased by nearly 32 percent.
To summarize the role of technology in the De-
pression: Technological advances that introduced
new products greatly stimulated the economy of
the 1920s, but the lack of new products in the late
1920s placed a drag on the economy when the mar-
ket for the earlier innovations became largely satu-
rated. Continuing advances in the technology of
producing already existing goods contributed to an
increase in unemployment and to a lessening of de-
mand, both because of the unemployment itself
and because increased productivity without corre-
sponding wage increases reduced the share of na-
tional income going to potential consumers (i.e.,
workers who remained employed).
15*.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
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T H E
6 R E A E DEPRESSION
INCOME DISTRIBUTION AND "UNDER-
CONSUMPTION"
Both types of technological advance — new
products and new processes to make them —
contributed to a fundamental shift in the economy.
Put simply, mass production necessitates mass con-
sumption. In this new economy, therefore, it was
essential that a large portion of the population have
both the desire and the means to buy products that
were not, by any standards of the past, necessary
for them to have. "Now you have taken over the job
of creating desire," Hoover told advertisers in 1925.
This meant that such traditional values as frugality
and deferred gratification had to be undermined.
Advertising served this objective by keeping "the
customer dissatisfied," as a 1929 article by a Gener-
al Motors executive put it.
The whole idea of the new consumption-driven
economy seemed odd to some observers. "It still
escapes me why a prosperity founded on forcing
people to consume what they do not need, and
often do not want," social critic Stuart Chase wrote
in 1929, "is, or can be, a healthy and permanent
growth."
Persuading people that they should buy what
they had not even known they wanted was, howev-
er, only the first step in achieving the level of mass
consumption needed to soak up the products of
mass production. Effective demand requires money
as well as motivation to buy. For this reason, as an
economy becomes more dependent on mass con-
sumption, it should move toward a less concentrat-
ed distribution of income. In the 1920s, just the op-
posite was happening. The slice of the national
income pie going to the richest one percent of
Americans grew from 12 percent in 1920 to 19 per-
cent in 1929. This increasing maldistribution of in-
come posed a serious threat to prosperity.
If a sufficient number of customers with desire
and money to buy what the nation's industry was
producing could not be found at home, a possible
solution would be to sell the excess abroad. But sev-
eral obstacles blocked this route: First, as the
world's principal lender, the United States could
not continually export more than it imported; sec-
ond, tariff barriers constrained international trade;
third, other industrial countries were facing similar
problems of overproduction and so they, too,
sought to export more than they imported.
In the absence of some means of transferring a
larger share of income to those who would buy the
products coming off assembly lines — through taxa-
tion, higher wages, or deficit spending by the gov-
ernment, all of which went against the grain of
popular thinking and the dominant political and
economic philosophy of the era (indeed, tax cuts on
upper income brackets in the Coolidge years helped
to increase the maldistribution) — the only way to
keep the economy going seemed to be to allow
people who did not have enough money to buy
products to buy them anyway. Advertising led peo-
ple to hunger for products; credit let them, however
briefly, satisfy that hunger. Selling products on
credit became ever more popular as the twenties
wore on. This process kept demand within shout-
ing distance of supply for a few years beyond when
the imbalance would otherwise have hit. But in
postponing the day of reckoning, the rising burden
of debt made the eventual fall much harder.
As he left a post-crash meeting of industrialists
called by President Hoover on November 21, 1929,
Henry Ford succinctly stated a major cause of the
Great Depression then underway: "American pro-
duction has come to equal and even surpass not our
people's power to consume, but their power to pur-
chase."
TARIFFS AND THE DECLINE OF
INTERNATIONAL TRADE
Once the Depression had begun, the policies
and actions of various governments around the
world in reaction to it worsened the situation. Tariff
barriers — led by the Hawley-Smoot Tariff in the
United States, passed in 1930 — were erected to
protect domestic markets. These impediments to
international trade added to the deflationary forces
already at work, and the world economy slipped
ever deeper into depression.
CONCLUSION
"One cannot recall when a new year was ush-
ered in with business conditions sounder than they
are today," the Wall Street Journal gushed on Janu-
ary 4, 1929. Exactly two months later, Herbert Hoo-
ENCYCLOPEDIA OF THE GREAT DEPRESSION
155
c c c
ver proclaimed in his inaugural address that he had
"no fears for the future of our country. It is bright
with hope." Following the stock market crash less
than eight months later, President Hoover reas-
sured the nation in the same terms the Journal had
used at the year's outset, saying that the economy
was "fundamentally sound."
The most comprehensive answer to the ques-
tion of what caused the Great Depression is that
conditions by the last year of the 1920s were quite
the opposite of these optimistic pronouncements.
Had the economy in fact been "fundamentally
sound," the stock market crash would surely have
produced some deleterious economic fallout, but
the decline would not have been nearly as steep,
deep, or prolonged as it turned out to be. The un-
fortunate truth was that, in a variety of ways out-
lined in this entry — from international banking,
war debts, and reparations, through the effects of
the gold standard on money supply, the wild spec-
ulation of the decade's orgy of greed, the lack of
major new products combined with rapid increases
in productivity, the economy's new dependence on
mass consumption, and widespread consumer
debt, to the growing maldistribution of income, the
economy was fundamentally unsound in 1929. That
many-faceted unsoundness caused the Great De-
pression.
See Also: EUROPE, GREAT DEPRESSION IN;
INTERNATIONAL IMPACT OF THE GREAT
DEPRESSION; KEYNESIAN ECONOMICS;
LAISSEZ-FAIRE; MONETARY POLICY; SCIENCE
AND TECHNOLOGY; STOCK MARKET CRASH
(1929).
BIBLIOGRAPHY
Chandler, Lester V. America's Greatest Depression,
1928-1941. 1970.
Eichengreen, Barry. Golden Fetters: The Gold Standard and
the Great Depression, 1919-1939. 1992.
Fearon, Peter. War, Prosperity, and Depression: The U.S.
Economy, 1917-1945. 1987.
Friedman, Milton, and Anna lacobson Schwartz. A Mon-
etary History of the United States, 1867-1960. 1963.
Galbraith, Lohn Kenneth. The Great Crash: 1929. 1955.
Hall, Thomas E., and J. David Ferguson. The Great De-
pression: An International Disaster of Perverse Econom-
ic Policies. 1998.
Kindleberger, Charles P. The World in Depression,
1929-1939, rev. edition. 1986.
Klein, Maury. Rainbow's End: The Crash of 1929. 2001.
McElvaine, Robert S. The Great Depression: America,
1929-1941, rev. edition. 1993.
Smiley, Gene. Rethinking the Great Depression. 2002.
Temin, Peter. Did Monetary Forces Cause the Great Depres-
sion? 1976.
Temin, Peter. Lessons from the Great Depression. 1989.
Robert S. McElvaine
CCC. See CIVILIAN CONSERVATION CORPS;
COMMODITY CREDIT CORPORATION.
CERMAK, ANTON
Before there was a Roosevelt coalition of reformers,
organized labor, and ethnics, there was a Cermak
coalition. This one elected a mayor of Chicago and
might have accomplished more had Anton Cermak
(May 9, 1873-March 6, 1933) not been assassinated
while meeting with president-elect Franklin Roose-
velt.
Cermak was born in Kladno, Bohemia, now
part of the Czech Republic. Cermak came with his
family to the United States as an infant, and grew
up in Braidwood, a coal-mining community south-
west of Chicago. He made his way to Chicago as a
teenager with limited education but great ambition.
Like other newcomers, Cermak naturally gravi-
tated to the Democratic Party, but with a differ-
ence — this regular politician never saw a need to
fear or war on reformers. His tolerance for diverse
viewpoints served Cermak in a career that saw his
election as alderman, bailiff of the municipal court,
president of the Cook County Board, and state rep-
resentative.
Cermak's politics combined advocacy for immi-
grants with opposition to Prohibition. For years be-
fore passage of the Eighteenth Amendment, Cer-
mak led the United Societies, an umbrella group
that fought to keep legal the sale and consumption
of liquor. While his standing as a "wet" on the issue
of Prohibition made enemies, it also had advan-
tages: By the mid-1920s, when voters later turned
against the Amendment, Cermak was vindicated.
156
ENCYCLOPEDIA OF THE GREAT DEPRESSION
A N D L E R
RAYMOND
Cermak spent the 1920s courting other ethnic
groups so that in 1931 he was ready to run for
mayor of Chicago. Opposing him was Republican
William Hale "Big Bill" Thompson. The three-term
incumbent derided Cermak as "Pushcart Tony," a
reference to Cermak's first real job in Chicago. Cer-
mak's reply could have been a motto for Democrats
in the Age of Roosevelt: "It's true I didn't come over
on the Mayflower, but I came over as soon as I
could." Cermak even reached out, in a way, to Afri-
can Americans. In the 1927 mayor's race, Demo-
crats circulated the rumor that a Republican win
would lead to a black takeover of the city, but Cer-
mak refused to engage in such demagogy. The Chi-
cago electorate picked Cermak by nearly 200,000
votes, and no Republican mayoral candidate has
won Chicago since. Unfortunately for the victor,
vote totals did not translate into the money neces-
sary to keep government running. The city ran on
funds generated mostly by real estate taxes, and
with nearly half the working population unem-
ployed, Chicagoans had stopped paying their taxes.
Cermak soon was forced to slash budgets and lay
off workers. At one point, the city owed its employ-
ees some $40 million in back wages. Cermak went
to Washington, D.C., requesting assistance from
the federal Reconstruction Finance Corporation,
only to have the Republican-controlled RFC turn
him down.
Because Cermak was a committed "wet" who
favored the speedy repeal of Prohibition, he favored
Al Smith over Franklin Roosevelt as Democratic
nominee for president in 1932. It was a decision
that ultimately cost Cermak his life. In February
1933 Cermak traveled to Miami to repair his rela-
tionship with the president-elect. Aiming at the
next president, assassin Joseph Zangara instead
shot Chicago's mayor, who was sitting alongside
Roosevelt in an open car. Cermak died of his
wounds three weeks later.
BIBLIOGRAPHY
Bukowski, Douglas. Big Bill Thompson, Chicago, and the
Politics of Image. 1998.
Gottfried, Alex. Boss Cermak of Chicago: A Study of Politi-
cal Leadership. 1962.
Douglas Bukowski
CHANDLER, RAYMOND
American writer of hard-boiled detective novels,
Raymond Chandler (July 23, 1888-March 26, 1959)
helped develop the genre and stretch its limitations.
Born in Chicago, Chandler was seven years old
when his parents divorced and his mother took him
to England to live. He attended Dulwich College, a
preparatory school, from 1896 to 1905. In 1907 he
became a British subject. After working as a civil
servant and a reporter, and after publishing poems,
literary essays, and fiction without achieving much
success, Chandler returned to the United States in
1912. In World War I he served at the western front
with the Canadian army. After the war Chandler
worked as a reporter and bookkeeper in California.
He married Cissy Pascal, a woman seventeen years
his senior, in 1924. In 1932, after ten years with the
Dabney Oil Syndicate, he was fired for drinking,
absenteeism, and involvement with women who
worked for him.
Out of work, he began writing "hard-boiled de-
tective stories," which were published in Black Mask
and other detective magazines. His first novel, The
Big Sleep (1939), introduced Philip Marlowe as
Chandler's detective and narrator. Marlowe's sar-
donic wisecracks and idealistic outlook gave The Big
Sleep and the novels that followed a style and sub-
stance that moved them beyond the limitations of
the detective novel towards the techniques and
concerns of the serious novel, particularly those
concerns raised by the Depression. Marlowe, as
Chandler's spokesman in the novels, pointedly
comments on class and wealth as corrupting influ-
ences on American society. Chandler's large cast of
characters provides a cross section of American life,
and his tangled plots and the atmosphere of the
urban jungle suggest the complexities of the mod-
ern world. Marlowe's idealism leads him to seek
meaning, order, and justice in the increasingly
meaningless, chaotic, and corrupt world, and Mar-
lowe's inevitable failure and disillusionment at the
end of the novels make him a particularly modern
antihero. Chandler's most highly regarded novels
besides The Big Sleep are Farewell, My Lovely (1940),
The High Window (1942), Lady in the Lake (1943),
The Little Sister (1949), and The LongGoodbye (1954).
ENCYCLOPEDIA OF THE GREAT DEPRESSION
157
A P L I N
A R L I E
Chandler also was a successful screenwriter, most
notably for such movies as Double Indemnity (1944),
The Blue Dahlia (1946), and Strangers on a Train
(1951). Devastated by his wife's death in 1954,
Chandler attempted suicide and was hospitalized
several times for depression and alcohol-related
health problems before he died on March 26, 1959.
See Also: HARD-BOILED DETECTIVES; HOLLYWOOD
AND THE FILM INDUSTRY; LITERATURE.
BIBLIOGRAPHY
Gardiner, Dorothy, and Kathrine Sorley Walker, eds.
Raymond Chandler Speaking. 1977.
Hiney, Tom. Raymond Chandler: A Biography. 1997.
MacShane, Frank. The Life of Raymond Chandler. 1976.
Speir, Jerry. Raymond Chandler. 1981.
Austin Wilson
CHAPLIN, CHARLIE
Charles Spencer ("Charlie") Chaplin (April 16,
1889-December 25, 1977), motion-picture actor,
director, producer, and writer, was born in London,
England, to two music-hall singers who separated
soon after his birth. Chaplin experienced a difficult
and often unstable childhood. A talented mimic, he
began acting early, and by 1913 the successful
music-hall performer signed a movie contract to
work for Keystone's Mack Sennett. Chaplin quickly
developed a comic persona, the Tramp, which
launched him to stardom, and began to write and
direct his short comedies. By 1919 he had built his
own movie studio and cofounded United Artists
with Mary Pickford, Douglas Fairbanks, and D. W.
Griffith. During the 1920s Chaplin shifted from
two-reel shorts to feature-length films, most nota-
bly The Gold Rush (1925).
During the Depression Chaplin completed one
film, City Lights (1931), and made two more, Mod-
ern Times (1936) and The Great Dictator (1940). City
Lights was planned before the stock market crash of
1929 and is best considered Chaplin's farewell to
the 1920s, particularly for its satirical portrayal of an
urban millionaire who is generous when drunk but
suicidal when sober.
The Depression left its imprint on both Modern
Times and The Great Dictator. In 1931 and 1932
Chaplin took a fifteen-month world tour, which
demonstrated his global fame and confronted him
with the suffering of the Depression. Responding to
calls for socially relevant works, Chaplin began
work in 1933 on a project, The Masses, that was re-
leased in 1936 as Modern Times. Although it resem-
bled earlier Chaplin features with its visual comedy,
romance, and pathos, Modern Times was more topi-
cal than his previous films, alluding to the Depres-
sion in images of frantic assembly lines, closed fac-
tories, and street clashes between protesters and
the police. Ideologically progressive, the film sym-
pathized with common people like his Tramp and
the gamin, and criticized authority figures like the
factory owner or the policeman who kills the
gamin's father. Critics and moviegoers were divid-
ed in their response to this new and more socially
aware Chaplin.
Chaplin's next film, The Great Dictator, aligned
itself with another progressive cause of the later
Depression years: antifascism. A pointed satirical
attack on fascism, the film starred Chaplin in two
roles — a gentle Jewish barber and the dictator of
Tomania, Adenoid Hynkel. Chaplin conceived the
film in the late 1930s, halted production on it briefly
when World War II erupted in 1939, then decided
that even during wartime, it was important to use
humor to combat what he considered to be cruel
totalitarianism. The Great Dictator was Chaplin's
biggest box-office success in its initial domestic re-
lease. Recognizing its popularity, Franklin D. Roo-
sevelt asked Chaplin to read the film's final speech
at a presidential inaugural ball in 1941. By the end
of the Depression, Chaplin was developing the rep-
utation of a politically aware and progressive film-
maker; that reputation would later cause him prob-
lems after the Cold War set in, when he faced
accusations that he was a Communist.
See Also: FASCISM; HOLLYWOOD AND THE FILM
INDUSTRY.
BIBLIOGRAPHY
Gehring, Wes D. Charlie Chaplin, a Bio-Bibliography.
1983.
Lynn, Kenneth Schuyler. Charlie Chaplin and His Times.
1997.
158
ENCYCLOPEDIA OF THE GREAT DEPRESSION
A R I T Y
The Salvation Army's charitable services during the Great Depression included meals and lodging for transients. This 1938
photograph by Ben Shahn shows the organization's Newark, Ohio, offices. Library of Congress, Prints & Photographs Division,
FSA/OWI Collection
Lyons, Timothy J. Charles Chaplin, a Guide to References
and Resources. 1979.
Maland, Charles J. Chaplin and American Culture the Evo-
lution of a Star Image. 1989.
Robinson, David. Chaplin, His Life and Art. 1989.
Charles J. Maland
CHARITY
Prior to the Great Depression, private charity
played a critical, if supplemental, role in the na-
tion's patchwork relief system. Although public and
private charities grew considerably between 1910
and 1929, private charity constituted barely one
quarter of all aid in 1929. But because private agen-
cies administered most relief funds, their values
shaped virtually all public programs that emerged
before and during the 1930s.
Between 1929 and 1931 most politicians and
professionals believed that the expansion of private
charity would help the nation overcome its devas-
tating economic problems. Through emergency ap-
peals, private charity quadrupled to $170 million in
two years — 34 percent of all relief funds. As its pri-
mary funders, the community chests remained
strong proponents of private charity, as did the
Herbert Hoover administration, which extolled its
virtues despite clear evidence that private charities
lacked adequate resources to cope with rising un-
employment.
The economic crisis quickly exhausted even the
best efforts of private charities. For example, the
ENCYCLOPEDIA OF THE GREAT DEPRESSION
159
CHARITY
Police officers in New York City augment civilian charity efforts by distributing eggs and bread to the needy in 1930. Library of
Congress, Prints & Photographs Division, New York World-Telegram and the Sun Newspaper Photograph Collection
number of families on relief in Detroit increased
from four thousand to forty-five thousand between
October 1930 and January 1931. In Cleveland, near-
ly ten times as many families received charily in
mid-1932 than had received it in 1929.
In 1930, the community chests raised $84.8 mil-
lion in 386 cities. This was only an $8 million in-
crease over the 1929 total and it had to be distribut-
ed among 33 more cities. Even a model city such as
Philadelphia, which was spending about $1 million
each month on private charity, could not cope with
the increasing need. Funds were stretched so thin
that 57,000 families received between $1.50 and $2
per person per week, plus a little coal, some food,
and used clothing. By November 1931, Philadelphia
had exhausted its charitable funds.
Although private charities feared that an ex-
panded public welfare system would hurt their abil-
ity to raise funds, by late 1931 they recognized that
existing networks of relief could not adequately re-
spond to increased demands for assistance, espe-
cially in major cities. Conflicts emerged, however,
between city officials, who faced growing pressure
to act, and business leaders, who argued that such
actions would stifle economic recovery.
Private charities also could not raise new re-
sources because their primary donors — working
and middle-class people — lacked the income to
160
ENCYCLOPEDIA OF THE GREAT DEPRESSION
A V E Z
DENNIS
contribute. By late 1931 their national organizations
reluctantly conceded that federal intervention was
imperative. The 1932 Republican platform, howev-
er, affirmed the parly's position that relief was pri-
marily a private responsibility.
As relief programs expanded during the De-
pression, traditional distinctions between the "wor-
thy" and "unworthy" poor persisted. In New York,
private charities classified the newly unemployed
separately and assigned their cases to unpaid junior
staff. Throughout the 1930s, racial discrimination
continued to create barriers for the receipt of charity
among African Americans, although they were
twice as likely as whites to be certified as eligible.
The policies of the Franklin Roosevelt adminis-
tration continued such practices even as they dra-
matically expanded public relief. In January 1935
Roosevelt spoke of the differences between the
"productive" and "unproductive" poor, and, at the
height of the New Deal, the government continued
to assume that private charity was best suited to ad-
dress the needs of the "old poor." Public relief pro-
grams maintained a central feature of private chari-
ties — their emphasis on investigation, which
persisted long after the Depression.
See Also: BREADLINES; PHILANTHROPY; SOUP
KITCHENS.
BIBLIOGRAPHY
Axinn, lune, and Mark Stern. Social Welfare: A History of
the American Response to Need, 5th edition. 2001.
Katz, Michael B. The Price of Citizenship: Redefining the
American Welfare State. 2001.
Margolin, Leslie. Under the Cover of Kindness: The Inven-
tion of Social Work. 1997.
Patterson, James. America's Struggle against Poverty in the
Twentieth Century. 2000.
Watkins, T. H. The Great Depression: America in the 1930s.
1993.
Wenocur, Stanley, and Michael Reisch. From Charity to
Enterprise: The Development of American Social Work
in a Market Economy. 1989.
Michael Reisch
CHAVEZ, DENNIS
Dennis Chavez (April 8, 1888-November 18, 1962)
was a U.S. Senator from New Mexico. One of only
a handful of Mexican Americans ever elected to the
Senate, Chavez ardently supported the New Deal
to bring jobs and educational opportunities to his
constituents.
Born Dionisio Chavez in Los Chaves, New
Mexico, the future New Dealer entered school for
the first time in 1895 when his family moved to Al-
buquerque. He quit after the seventh grade to help
support his parents and eight siblings. While work-
ing full time as a delivery boy, Chavez continued his
education by reading extensively. In 1917, he re-
ceived a Senate clerkship and eventually parlayed
this opportunity into admission at Georgetown
University Law School in Washington, D.C. At this
time, the only requirement to enter law school was
satisfactory completion of entrance examinations.
Chavez received his degree at the age of thirty-two
and returned to Albuquerque to practice law.
Although his father had served as a Republican
precinct captain, Republican neglect of his Mexi-
can-American neighborhood led Chavez to register
as a Democrat. In 1922, he won his first political
seat in the New Mexico House of Representatives.
Eight years later, he entered the U.S. House of Rep-
resentatives, receiving much of his support from the
large Hispanic electorate in the state. In 1934, Cha-
vez ran for the U.S. Senate but narrowly lost to in-
cumbent Bronson Cutting and then charged fraud.
Cutting's sudden death ended the dispute, and
Chavez received an appointment to the vacant seat.
He would remain in the Senate until his death in
1962.
In the 1930s, Chavez firmly backed the New
Deal, advocated neutrality, and sought to improve
relations with Latin America. Mostly associated
with the Works Progress Administration, Chavez
pushed the agency to provide jobs to New Mexico's
poor and to use its funds to construct schools to en-
able others to follow his footsteps out of poverty.
He supported the Good Neighbor policy of Frank-
lin Roosevelt that ended U.S. intervention in Latin
America and, in 1939, he advocated recognition of
Francisco Franco's Spain as a further means of im-
ENCYCLOPEDIA OF THE GREAT DEPRESSION
161
CHILDREN
N D ADOLESCENTS
proving relations with the countries to the south of
the U.S. border.
Still, Chavez did not become a national figure
until 1944, when he introduced a bill prohibiting
discrimination in employment on the basis of race,
creed, color, national origin, or ancestry. The legis-
lation died, but Chavez claimed a notable place in
history by laying the groundwork for subsequent
civil rights legislation.
See Also: LATINO AMERICANS, IMPACT OF THE
GREAT DEPRESSION ON; MEXICO, GREAT
DEPRESSION IN; RACE AND ETHNIC
RELATIONS.
The economic Depression of the 1930s led many
couples to have even fewer children, and a growing
number of young men who were unable to find em-
ployment postponed marriage. By 1940, individuals
under twenty years of age made up only 36 percent
of the nation's total population, and the country's
median age had risen to 29. Interestingly, as chil-
dren and adolescents became a smaller proportion
of the nation's total population, they became a
more visible part of public policy and American cul-
ture. Changes in public policy and culture that took
place during the 1930s established a universal defi-
nition of American childhood for the balance of the
twentieth century.
BIBLIOGRAPHY
Lujan, Roy. "Dennis Chavez and the National Agenda."
New Mexico Historical Review 74, no. 1 (1999): 55-74.
Nance, Arden R. "Partisan Politics and Progress: Roose-
velt's New Deal in New Mexico." Password 45, no.
1 (2000): 32-40.
Caryn E. Neumann
CHILDREN AND ADOLESCENTS,
IMPACT OF THE GREAT
DEPRESSION ON
The 1930s marked a seminal decade in the history
of American childhood. The onset of the Great De-
pression hit children and adolescents hard, but at
the same time new policies and changing public at-
titudes signaled positive changes for America's
youngest citizens. Since the mid-nineteenth centu-
ry, Americans had been moving toward a new defi-
nition of childhood and adolescence. Modern
childhood was viewed as a period distinct from
adulthood and separate from adult responsibilities.
For over one hundred years, longer life expectancy
and declining birth rates had lowered children's
proportion of the total U.S. population. In 1830, in-
dividuals nineteen years of age and under (the U.S.
Census Bureau's definition of children) constituted
56 percent of the country's population with a na-
tional median age of 16.7. In 1930, children's pro-
portion of the total population had declined to 38
percent, and the nation's median age rose to 26.4.
MODERN CHILDHOOD AND THE ONSET OF
THE GREAT DEPRESSION
Before the onset of the Great Depression, chil-
dren's diminished share of the total population par-
alleled a general improvement in their lives. An es-
timated U.S. infant mortality rate of 130 deaths per
1,000 live births in 1900 fell to 85.8 deaths in 1920
and to 64.6 in 1930. By 1930 most states had passed
compulsory school attendance laws for those under
sixteen, established public high schools (although
many were segregated), and placed restrictions on
the industrial employment of young people under
fourteen years of age. In addition, medical science
had made great strides in treating and preventing
childhood diseases such as diarrhea, rickets, and
diphtheria.
Child welfare experts attending President Her-
bert Hoover's 1930 White House Conference on
Child Health and Protection pointed to the prog-
ress that had been made for American children. In
his opening address, Hoover waxed sympathetic
about the value of children, but there were few pos-
itive results from the 1930 conference. The Hoover
administration seemed to turn a blind eye to the
worsening economic conditions for youngsters and
their families. Secretary of the Interior Ray Lyman
Wilbur, a medical doctor, argued in 1932 that the
economic Depression could actually be good for
children. Families with less money to spend, Wilbur
concluded, would be forced to depend upon each
other and live a more wholesome home life.
It was obvious to many others that a growing
number of American children and their families
16Z
ENCYCLOPEDIA OF THE GREAT DEPRESSION
CHILDREN
A N D
ADOLESCENTS
were living in miserable conditions during the
worsening economic crisis. By the time Franklin D.
Roosevelt took office in March 1933 it was clear that
children were experiencing some of the Depres-
sion's worst consequences. While the national di-
vorce rate did not rise, desertion became more
common. Although infant mortality rates had con-
tinued to fall during 1931 and 1932, they were
climbing again by 1933 for the first time since such
data had been collected in the United States. With
unemployment rates at 25 percent, many families
that had been middle-class during the 1920s
slipped into poverty, contributing to rising inci-
dence of hunger and malnutrition among children
and adolescents. Psychological stress on adults re-
sulted in domestic violence and child abuse. School
districts ran out of money, classrooms became more
crowded, school years were shortened, and many
young people dropped out of school to seek work.
Cash strapped business owners and parents ig-
nored or intentionally violated existing child labor
laws. Franklin Roosevelt noted that one-third of
America's citizens were ill-housed, ill-clothed, and
ill-fed. Of those, the majority were children.
A NEW DEAL FOR CHILDREN
Child welfare advocates attending the U.S.
Children's Bureau's Child Health Recovery Confer-
ence on October 6, 1933, called for emergency food
relief, school lunch programs, funds to pay the sala-
ries of public nurses, and reimbursement plans to
pay private physicians to care for needy children.
Government officials from the U.S. Children's Bu-
reau and the Federal Emergency Relief Administra-
tion (FERA) told attendees that more than six mil-
lion children lived in families on federal and state
relief. Responding to conference recommendations,
the FERA and Children's Bureau quickly imple-
mented the Child Health Recovery Program
(CHRP). This two-year effort concentrated on pro-
viding emergency food and medical care to Ameri-
ca's poorest children, especially those living in rural
areas. In the end CHRP did not live up to advo-
cates' ambitious expectations, but it marked the
first New Deal relief program directed at children
and the first established at the federal level to help
the nation's youngest citizens.
-'i^
,
The children of struggling sharecroppers, like this child in
Alabama in 1936, often worked long hours in the fields.
Library of Congress, Prints & Photographs Division, FSA/OWI
Collection
The 1935 Social Security Act was the New
Deal's next generation of programs and its most
ambitious. Besides the better known old-age pen-
sion plan, the 1935 Social Security Act included
three specific programs for children: Titles IV, V,
and VII. Title IV, the Aid to Dependent Children
program (ADC, later renamed Aid to Families with
Dependent Children), replaced the widely varied
state-based mothers' pension systems. As state
governments ran out of money for mothers' pen-
sions, families turned to FERA welfare funds. This
circumstance ran contrary to the U.S. Children's
Bureau's established argument that mothers' pen-
sion recipients were entitled to long-term aid, not
simply emergency unemployment relief. Pension
advocates wanted to keep mothers at home with
their children and out of the wage-labor force. The
federal ADC program was founded on this philoso-
ENCYCLOPEDIA E THE GREAT DEPRESSION
163
I L D R E N
N D ADOLESCENTS
Like many children during the Great Depression, these sons of unemployed miners at Miller Hill, West Virginia, in 1937 faced
poverty when their parents lost their jobs. National Archives and Records Administration
phy. It initially defined those eligible for aid as any
child under sixteen who lived with a parent or close
relative as caregiver, but had no breadwinner in the
home. Amendments to Title IV in 1939 expanded
the program to sixteen and seventeen year olds.
ADC established the idea that in the absence of pa-
rental support, the federal government was ulti-
mately responsible for needy children. States pro-
vided additional allotments to match federal ADC
funds, but payments were meager and caregivers
(mostly single mothers) received no stipend for
their own support. This situation left ADC families
in perpetual poverty. Furthermore, at the state level
many blacks and minorities, as well as youngsters'
whose mothers were judged as "immoral," found
themselves denied aid. Over time the debate con-
cerning who "deserved" ADC made it the most
controversial part of the Social Security Act.
Title V of the Social Security Act provided fed-
eral money for maternal and child health care for
needy women and children. Title V was the only
health care program included in the 1935 act, mak-
ing poor children and pregnant mothers the only
recipients of federally subsidized health care until
passage of the 1965 Medicare Act.
Title VII focused on young people with "special
needs." The Children's Bureau estimated that there
were approximately 300,000 orphaned, abandoned,
or physically and/or mentally handicapped children
living in the United States who were dependent on
the state for their support. By 1935, only one-fourth
161.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
CHILDREN AND ADOLESCENTS
of the states had established county welfare boards
to look after the needs of such children. Title VII
made the health and well-being of dependent chil-
dren a joint federal-state responsibility.
The Great Depression also focused attention on
adolescents. In 1933, the Children's Bureau esti-
mated that 23,000 adolescents traveled the country
riding the rails and hitchhiking along highways in
search of work. While some were females, most ad-
olescent "hobos" were males. Many felt they were
a burden on their already strapped families and hit
the road to find work. The unemployment rate for
American boys sixteen to twenty years of age was
twice that of adults. Many people were sympathetic
to the plight of unemployed youth, but some also
charged that homeless boys were dangerous juve-
nile delinquents. The infamous Scottsboro Boys'
case, in which nine black youths were accused of
raping two white women in Alabama in 1931, and
other high-profile criminal trials fueled such fears.
In March 1933 Congress established the Civilian
Conservation Corps (CCC). For the next nine years
the CCC employed more than 2.5 million males
aged seventeen through twenty-three. Enrollees
built recreational facilities and engaged in land con-
servation work. Life in the CCC was regimented
and many officials enforced Jim Crow rules within
the camps. CCC participants sometimes served as
scapegoats for local community problems, but
overall, the CCC was one of the New Deal's most
popular relief efforts, ending only after U.S. en-
trance into World War II.
Like the CCC, the National Youth Administra-
tion (NYA, 1935-1943) was also a popular New
Deal program directed at American youth. As a di-
vision of the Works Progress Administration
(WPA), the NYA provided part-time work-relief for
high school and college-aged students, as well as
full-time jobs for unemployed young people no
longer in school. The NYA was open to both males
and females and had a Division of Negro Affairs
headed by Mary McLeod Bethune. Like the CCC,
it was a popular program that ended only after the
United States entered World War II. Another WPA
program, day nursery schools, actually expanded
during World War II. Organized to provide jobs for
unemployed teachers, these high quality pre-
schools opened to children of all races and set the
standard for preschool education throughout the
United States.
Another side of the New Deal focused on get-
ting young people out of the wage-labor force. The
1938 Fair Labor Standards Act successfully wrote
child labor restrictions into federal law for the first
time. It outlawed the employment of individuals
under sixteen in the manufacture of goods shipped
across state lines. It also set regulations for the em-
ployment of sixteen and seventeen year olds, and
prohibited all minors from working in specific in-
dustries. The law ignored young people who
worked in agriculture or domestic service, but the
economic crisis of the 1930s increased pressure on
politicians to end child labor. For the first time in
history, American children were expected to spend
more of their time in school than on the job.
YOUTH CULTURE AND THE LEGACY OF
THE GREAT DEPRESSION
This fact underscores the new status of child-
hood by the 1930s. Popular radio shows appealed
to young consumers, even during dire economic
times. Films featuring the "Our Gang" kids, and
child stars such as Mickey Rooney, Judy Garland,
and Shirley Temple depicted an idealized child-
hood absent from adult responsibilities. Children's
lives on the big screen were filled with activities ex-
perienced with peers, not adults. By the late 1930s
a majority of seventeen year olds attended high
school for the first time in the nation's history. The
quality of schools varied widely, but communities
accepted the notion that education through high
school was a public responsibility.
The shift to high schools as a universal experi-
ence for American adolescents reinforced the de-
velopment of a distinct youth culture. Dating
moved adolescent boys and girls far from the
watchful eyes of parents. Clubs such as the Boy
Scouts, Girl Scouts, Young Men's Christian Associ-
ation, Young Women's Christian Association,
Young Men's Hebrew Association, and the Depart-
ment of Agriculture's 4-H Clubs gained new mem-
bers. Racial and ethnic segregation persisted, but
comic books and other "kid" centered aspects of
popular culture crossed social divisions. Highlight-
ENCYCLOPEDIA E THE GREAT DEPRESSION
165
I L D R E N
N D
ADOLESCENTS
Several New Deal programs offered sports and recreation opportunities to children around the country. This group of boys
exercises under the direction of a National Youth Administration counselor at a recreation center in Nampa, Idaho, in 1936.
Franklin Delano Roosevelt Library
ing the significance of youth culture, a 1941 article
in Popular Science introduced the word teenager into
the American print vocabulary. The important mat-
ter of growing up became the focus for most chil-
dren and teens. The economic crisis somewhat hin-
dered the development of a commercialized youth
culture dancing to the rhythm of swing music, but
the concentration of most young people into high
schools strengthened the trend.
The dramatic crisis that engaged Americans
during the 1930s clearly shaped the lives of children
and youth. Individuals who grew up during the
Great Depression were also the first generation to
experience a government that recognized a federal
responsibility for protecting and shaping the lives
of the nation's youngest citizens. Racial, gender,
and ethnic discrimination persisted, but the idea
that every child should have the right to basic eco-
nomic security, a childhood separate from adult re-
sponsibilities, and a high school education was ac-
cepted as an American entitlement.
See Also: AID TO DEPENDENT CHILDREN (ADC);
AMERICAN YOUTH CONGRESS; CIVILIAN
CONSERVATION CORPS (CCC); EDUCATION;
FAMILY AND HOME, IMPACT OF THE GREAT
DEPRESSION ON; HEALTH AND NUTRITION;
NATIONAL YOUTH ADMINISTRATION (NYA);
SOCIAL SECURITY ACT.
BIBLIOGRAPHY
Berkowitz, Edward D. America's Welfare State: From Roo-
sevelt to Reagan. 1991.
Bremner, Robert H., et. al, eds. Children and Youth in
America: A Documentary History. 1970-1774.
Graff, Harvey J., ed. Growing Up in America: Historical Ex-
periences. 1987.
166
ENCYCLOPEDIA OF THE GREAT DEPRESSION
CITIES
A N D
S U
R B S
Hawes, Joseph M. Children between the Wars: American
Childhood, 1920-1940. 1997.
Illick, Joseph E. American Childhoods. 2002.
Kett, Joseph F. Rites of Passage: Adolescence in America,
1790 to the Present. 1977.
Lindenmeyer, Kriste. "A Right to Childhood" : The U.S.
Children's Bureau and Child Welfare, 1912-1946.
1997.
Reiman, Richard A. The New Deal and American Youth:
Ideas and Ideals in a Depression Decade. 1992.
U.S. Bureau of the Census. Historical Statistics of the Unit-
ed States, Colonial Times to 1970. Bicentennial edi-
tion, part 1. 1976.
Kriste Lindenmeyer
CIO. See CONGRESS OF INDUSTRIAL
ORGANIZATIONS.
CITIES AND SUBURBS
With brute force, the Great Depression hit Ameri-
ca's metropolitan areas, the centers of economic
growth during the 1920s. The Wall Street crash
nearly halted construction of skyscrapers and resi-
dential housing, then staggered output of durable
goods. Pittsburgh steel mills, automobile assembly
lines in Detroit and Flint, and tire factories in Cleve-
land and Toledo were all stilled. Declines in freight
shipments laid off thousands from the docks of San
Francisco, Memphis, and New Orleans, and
slashed output at the American Locomotive Corpo-
ration in Schenectady. By 1933, idle blast furnaces
at Birmingham's Tennessee Coal and Iron brought
to that city the highest unemployment in the urban
South. Only a few cities weathered the storm.
Miami and Phoenix filled with sun worshippers,
federal spending on Hoover Dam buoyed Las
Vegas, and Washington, D.C., became the New
Deal's company town.
THE RELIEF CRISIS
Although millions of jobless lived in the cities,
few city governments distributed outdoor relief
(with the notable exception of Boston). Most relied
on voluntary charities and lodging shelters. Across
the South, businesses moved whites into jobs held
by African Americans, and New Orleans Mayor T.
Semmes Walmsley required municipal employees
to show poll-tax receipts. Officials in the Southwest
deported aliens; Los Angeles alone repatriated over
eleven thousand Mexicans, and the city dispatched
police to turn away migrants at California's borders.
By the fall of 1933, 59 percent of the Phoenix's Mex-
ican population was on relief, compared to 11 per-
cent of Anglos. Atlanta's jobless rate reached 25
percent, but was triple that in black neighborhoods.
Business-led voluntarism tried to stem the di-
saster. Mayor's committees in Buffalo and Nashville
prevailed on industrial leaders to stagger layoffs,
and Buffalo's Man-a-Block and Household Helper
schemes scrounged for part-time jobs. Philadel-
phia's (Horatio Gates Lloyd) Committee for Unem-
ployment Relief raised $4 million in private contri-
butions. But when voluntary resources were
exhausted in 1931, cities had to look elsewhere. The
business-led Allegheny County Emergency Associ-
ation launched a "Pittsburgh Plan" for quasi-public
improvements, while Kansas City boss Tom Pren-
dergast corralled the chamber of commerce behind
a $50 million "Ten Year Plan" for boulevards and
other public works. New York City's Welfare Coun-
cil forced Mayor James J. Walker to create a depart-
ment of public welfare.
In suburban New Jersey towns, governments
slashed public works, chiefly road and sewer re-
pairs, while regional school districts juggled the loss
in per-pupil reimbursements. Communities forced
salary givebacks from police, firemen, and teachers,
the latter stereotyped as single and female. Chari-
ties attempted to serve the "invisible" white-collar
jobless in the suburbs. Ramsey's Committee of the
Unemployed searched for odd jobs and collected
funds from churches and fundraisers like the Young
Ladies Community Club's "prosperity bridge."
Ridgewood disbursed charitable aid via the Social
Service Association, then in late 1931 formed the
Emergency Relief Bureau to provide direct relief
and made-work. By December 1933 the Ridgewood
Taxpayers Association obtained a voluntary 5 per-
cent salary cut from teachers, who acknowledged a
"clear understanding of civic affairs."
The relief crisis encouraged labor and liberal ac-
tivists to challenge business primacy. In Detroit,
ENCYCLOPEDIA E THE GREAT DEPRESSION
167
CITIES
A N D
s y
R B S
Thousands of unemployed urban Americans relied on -private charity during the early years of the Depression, before full-scale
federal relief efforts were underway. These men lined up outside a soup kitchen in Chicago in 1931. The food was reportedly being
supplied by the gangster Al Capone. National Archives and Records Administration
Frank Murphy scored an upset mayoral victory in
1930 over the issue of relief levels. The election in
Minneapolis of Farmer-Laborite William A. Ander-
son touched off demonstrations that ousted the
conservative relief administrator. But strong Re-
publican city-manager governments in Cleveland
and Cincinnati resisted deficits to finance relief, as
did property owners' leagues in Denver and Hous-
ton. Conservative bankers in New York, who
held Detroit's commercial paper, forced slashes
in Motor City relief, and Rochester's banking
fraternity threatened a credit strike against the city
manager's budget. In spring 1933, the House of
Morgan and Chase National Bank boycotted the
underwriting of New York municipal bonds until
the city agreed to cut relief and hold down property
taxes.
A GUARDED PARTNERSHIP
In May 1932, big-city mayors, led by Murphy of
Detroit, pleaded for credit from the Reconstruction
Finance Corporation, and in February 1933 they
launched the U.S. Conference of Mayors to de-
mand $5 billion for self-liquidating public works.
They nudged President Franklin D. Roosevelt to ac-
cept federal emergency relief, and thereafter lever-
aged much New Deal spending, notably via the
Civil Works Administration (CWA) and Works
Progress Administration (WPA). Such urban lead-
ers as New York settlement head Mary K. Sim-
161
ENCYCLOPEDIA OF THE GREAT DEPRESSION
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A N D
s y
R B S
khovitch and Cleveland activist Ernest J. Bonn, who
spearheaded the nation's first municipal housing
authority, demanded slum clearance and public
housing.
Localities responded guardedly, notably Balti-
more, Richmond, and Portland, Oregon, where
Democrats who favored states' rights attacked fed-
eral intervention. Although Roosevelt was reelected
on an urban tide in 1936, his sweep of 104 of the
country's 106 cities with populations greater than
100,000 blanketed pockets of disenchantment.
Roosevelt carried 68.3 percent of the vote in Balti-
more, including bellwether Polish and Italian
wards, but in Philadelphia, he suffered a falloff
among Irish and working-class Italians. Chicago's
African Americans were weaned from Republican
"race men" less by Roosevelt's appeal than by
Mayor Edward Kelly's deft politics of recognition.
Doubling his support from Chicago blacks, Roose-
velt still garnered only 49 percent in 1936.
New Deal welfare spending did not bring a
"Last Hurrah" for urban political machines. Relief
was politicized in Jersey City, where Frank Hague
controlled Public Works Administration (PWA)
spending for the Margaret Hague Medical Center;
and in Memphis, whose boss, Edward Hull Crump,
tithed WPA employees and directed Army Corps of
Engineers projects on the Mississippi River. The
power of Tammany Hall had declined in New York
City before Mayor Fiorello LaGuardia wielded New
ENCYCLOPEDIA E THE GREAT D E P R E S S I N
169
CITIES AND SUBURBS
Unemployed union members march in Camden, New Jersey, in 1935 to draw attention to their plight. Such parades were held in
many cities during the Depression as massive numbers of disgruntled and desperate unemployed men and women demanded jobs
and relief. Franklin Delano Roosevelt Library
Deal patronage to forge his own reform coalition,
and Bruce Stave concludes that David Lawrence's
Democratic organization in Pittsburgh "had its
roots in the New Deal."
MODERNIST URBANISM
In the absence of a national urban policy, feder-
al programs rested largely on 1920s social theory
and modernist design: assumptions about the "so-
cial disorganization" of the slums, the importance
of the "neighborhood unit," and economies of scale
that civic centers and hospital complexes provided
the sprawling metropolis. Bauhaus architects such
as Marcel Breuer, the visionary architect Le Corbu-
sier, famous for his "tower in the park," and indus-
trial designers like Norman Bel Geddes helped
popularize the Art Deco streamlined slab look,
which has been dubbed PWA Moderne. Against
machine-age efficiencies, proponents of small-
scale English "garden cities" made little headway.
Clarence Stein and Lewis Mumford of the Regional
Planning Association of America envisioned new
towns in suburban greenbelts. Although Resettle-
ment Administration head Rexford G. Tugwell
sympathized with this program, his agency realized
only three such cities.
170
ENCYCLOPEDIA OF THE GREAT DEPRESSION
CITIES AND SUBURBS
Many American cities confronted problems of homelessness and substandard housing during the Depression. These shacks on the
outskirts of Paterson, New Jersey, in 1935 housed about twenty-five people, most of them unemployed textile workers. National
Archives and Records Administration
Federal relief dollars enhanced modern urban-
ization that was already underway. Nashville and
New York finished civic centers with court houses
and state office buildings, although the completion
of the Federal Triangle on Pennsylvania Avenue in
Washington, D.C., proved the most imposing proj-
ect. The WPA financed the removal of trolley tracks
in 224 cities, replacing unsightly rails with green
medians and smooth asphalt. Planning depart-
ments designed schemes for traffic separation, in-
cluding beltways around central business districts,
a dream of vehicular flow inspired by the U.S. Bu-
reau of Public Roads' Toll Roads and Free Roads
(1936) and General Motors' Futurama exhibit at the
1939 New York World's Fair. Redevelopers cleared
decaying wharves for waterfront parks in Milwau-
kee and Des Moines and for riverside parkways like
Boston's Storrow Drive.
New York City was transformed under Mayor
La Guardia and Park Commissioner Robert Moses,
the city's de facto public works czar. With its own
WPA jurisdiction, the city accounted for one-
seventh of all WPA appropriations. The agency re-
furbished scores of parks and playgrounds, over
three hundred schools, and miles of parkways,
along with North Beach Terminal (renamed La
Guardia Field), the largest single WPA project in
the country. Federal works also had a significant
impact on cities in parts of the South, Southwest,
and West that would later be called the Sunbelt, a
region starved for such improvements. In New Or-
leans, the PWA improved sewerage, restored the
ENCYCLOPEDIA E THE GREAT DEPRESSION
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French Quarter, and built the Charity Hospital,
then the second largest health-care facility in the
country. The WPA overhauled Nashville's streets,
while the PWA built three high schools, including
Pearl High for African Americans. The WPA in-
stalled the sewerage and water mains of Albuquer-
que's Near Heights subdivision and completed Las
Vegas's War Memorial Building, vital to the town's
convention economy. California historian Kevin
Starr argues that federal public works — notably the
construction of Boulder (Hoover) Dam and Recon-
struction Finance Corporation (RFC) investment in
the San Francisco -Oakland Bay Bridge — made pos-
sible California's future as a sun-drenched, popu-
lous, vehicular world.
TRANSFORMATION OF HOUSING
To revive mortgage financing and construction,
in June 1933, the Roosevelt administration enacted
the Home Owners Loan Corporation (HOLC),
which over the next two years saved more than one
million non-farm residences from foreclosure. Ken-
neth T. Jackson has pointed out, however, that the
HOLC's standardized appraisals rated neighbor-
hoods A to D (with D indicating neighborhoods of
greatest risk, which were usually inhabited by East-
ern Europeans, Mexicans, and African Americans)
and daubed red on "Residential Security Maps."
Lizabeth Cohen found that 60 percent of HOLC's
Chicago loans went to C and D neighborhoods, but
redlining starved home refinance in inner-city De-
troit and Philadelphia. Discriminatory practices also
affected Federal Housing Administration mortgage
insurance. Jackson showed that substantial mort-
gage relief was provided to A and B districts in sub-
urban Essex County in New Jersey, and Ladue,
Clayton, and Webster Groves in Missouri, com-
pared to scant aid begrudged C and D streets in
central Newark and Saint Louis.
Federal support engaged scores of cities in slum
clearance and low-rent public housing. With data
from the CWA Real Property Inventory, activists in
Cleveland, Indianapolis, and Newark documented
the dimensions of the slum problem and won refer-
enda for municipal housing authorities. After the
National Industrial Recovery Act authorized grants
and loans to municipalities to clear lands and build
housing, PWA administrator Harold L. Ickes un-
dertook direct federal construction (until deterred
by the U.S. Court of Appeals' 1935 Louisville Lands
decision, which rejected the federal government's
use of eminent domain). By 1937, the PWA had
completed 22,600 units at a cost of $130 million, in-
cluding Atlanta's Techwood Homes, the 10,800-
room Cleveland Homes limited dividend, and Phil-
adelphia's Carl Mackley Homes, sponsored by the
Hosiery Workers Union. Working with more than
150 municipal authorities after 1937, the U.S.
Housing Authority sponsored an additional
130,000 units by 1941.
The low-rent program dovetailed with local
priorities by stimulating business districts and
maintaining segregation. Atlanta's all-white Tech-
wood cleared blacks from a twelve-block slum near
downtown, while the all-black (Joel Chandler) Har-
ris Homes reinforced a racial barrier. The Cleveland
Housing Authority built three projects in the heart
of the ghetto, while ignoring black applicants for
white projects. The PWA constructed the all-white
Williamsburg Houses in Brooklyn and the all-black
Harlem River Houses, for which the New York City
Housing Authority kept separate application of-
fices. The Phoenix Housing Authority built distinct
projects for Mexicans and blacks in South Phoenix
and for Anglos on the city's west side.
URBAN STYLE IN GRITTY TIMES
The concentration of the unemployed made
cities spawning grounds for radicalism (although
Lizabeth Cohen argues that in Chicago, the city's
common consumer culture provided a basis for
working-class solidarity). As millions gave up on
capitalism, self-help groups, such as Denver's Un-
employed Citizens' League, canvassed for jobs and
bartered work for food. In New York City, produc-
tion-for-use enthusiasts organized an Emergency
Exchange Association, which issued scrip and
sparked similar exchanges in other cities. Stirred by
African nationalists, eviction protests broke out in
Harlem, while Communist Unemployed Councils
stormed home relief offices. Communists staged
food riots in Minneapolis, San Francisco, and Saint
Louis, and led the epic Detroit Hunger March on
Ford Motor Company on March 7, 1932. Strikes
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also occurred among mortgage payers in Radburn,
New Jersey, and renters in New York's Sunnyside,
Queens, both garden city experiments of the 1920s.
In January 1934, Denver's unemployed invaded the
Colorado state capitol, demanding legislators fund
state relief.
In New York, hundreds of writers, artists, and
engineers were drawn to the Communist Party's
Cultural Section and its John Reed Clubs. Eviction
protests, sit-ins at relief offices, and other grass-
roots actions mobilized working-class anger behind
Toledo's Auto Lite strike in 1935 and sit-down
strikes in Flint and Detroit in 1937. San Francisco's
left-wing tradition, with its boisterous Embar-
cadero, energized the general strike of July 1934.
Cities provided the crucible for the Congress of In-
dustrial Organization's growth in the mass produc-
tion industries.
These urban pressures also transformed race
relations. Anger at inadequate relief allowances and
rage against evictions touched off African-
American self-help efforts and store boycotts in
Phoenix, in Cleveland's Woodland ghetto, and in
Harlem along 125th street. After the March 19,
1935, Harlem riot, Mayor La Guardia appointed a
commission that spotlighted the ghetto's over-
crowding. Outrage also spawned Reverend Adam
Clayton Powell's protest for equal employment,
which picketed the 1939 New York World's Fair.
The Depression-era American city gave a gritty,
hard-edge look to design and culture, while artists
became determined to document widespread want
and protest, producing the CWA's Public Works of
Art Project, the murals of the Treasury Relief Arts
Project, the Federal Art Project, the American Scene
style of painting, and Ben Shahn's proletarian real-
ism. The golden age of revelatory photography in-
spired Berenice Abbott and Arnold (Weegee) Felig
in New York and Dorothea Lange in San Francisco,
while the docudrama of the WPA "Living Newspa-
per" reflected what historian William Stott has
called the era's "sublime fidelity to fact."
THE LEGACY OF THE 1930s
The Depression accentuated regional discrep-
ancies in city development. Urban population
growth, which had risen to 27.3 percent in the
1920s, sank to 7.9 percent during the 1930s. Slow-
downs in immigration, slumping birthrates, and the
end of suburban annexations halted central city
growth across the industrial North. Five of the
twelve largest cities in the Midwest (Cleveland,
Saint Louis, Toledo, Akron, and Youngstown) suf-
fered losses in population during the 1930s. Among
cities with a population of 100,000 or more, the only
ones that grew by 20 percent or more were Wash-
ington, D.C., and Sunbelt wonders, including
Miami, San Diego, Houston, and Los Angeles.
While nearly all the northern metropolitan areas
grew by single-digit percentages, metropolitan Los
Angeles jumped by 25 percent, Houston grew 51
percent, and Miami soared 90 percent.
Subsidies from Washington sped expansion
and modernization of municipal government. With
federal dollars, cities took on more responsibilities,
ranging from social work for relief recipients and
felons to WPA day nurseries and city planning. City
governments streamlined tax assessment and col-
lection and turned functions over to special author-
ities, including ports, highways, and toll bridges.
The tax revolt also hastened the spread of manager
cities in Michigan, Virginia, Texas, and Florida. In
the suburbs, lean budgets spurred the amalgama-
tion of Jacksonville and Duval counties, consolidat-
ed services in Milwaukee County, and spirited the
move for "home rule" in Hamilton, Mahoning,
Cuyahoga, and Stark counties in Ohio. Most met-
ropolitan counties extended zoning and undertook
comprehensive plans for parks, parkways, and sub-
division regulations. Modern executive government
emerged in Arlington and other northern Virginia
counties and in Nassau and Westchester, New
York.
Nevertheless, the 1930s left American cities
with an uncertain future. While the New Deal
spurred an urban-Washington axis, and theoretical
statements like the National Resources Commit-
tee's Our Cities (1937) affirmed the role of cities in
national recovery, the country lacked an urban poli-
cy. Experts predicted that central cities would re-
main stagnant, with unemployment at permanent-
ly high levels. Yet cities were centers of
revitalization. A zeal to reclaim blighted districts
would galvanize the Pittsburgh Regional Planning
ENCYCLOPEDIA E THE GREAT D E P R E S S I N
173
CIVILIAN CONSERVATION CORPS ( C C C )
Association's postwar "renaissance" and fuel Rob-
ert Moses's ambitions for the arterial highways and
residential towers of modern New York. They re-
mained the centers of an urban liberalism that
would define American politics for the next two
generations.
See Also: ARCHITECTURE; FEDERAL HOUSING
ADMINISTRATION (FHA); GREENBELT TOWNS;
HARLEM RIOT (1935); HOUSING; HUNGER
MARCHES; LA GUARDIA, FIORELLO H.; MOSES,
ROBERT; MURPHY, FRANK; PLANNING; SAN
FRANCISCO GENERAL STRIKE (1934).
BIBLIOGRAPHY
Abbott, Berenice. Changing New York. 1939.
Argersinger, Jo Ann E. Toward a New Deal in Baltimore:
People and Government in the Great Depression. 1988.
Biles, Roger. Memphis in the Great Depression. 1986.
Caro, Robert A. The Power Broker: Robert Moses and the
Tall of New York. 1975.
Cohen, Lizabeth. Making a New Deal: Industrial Workers
in Chicago, 1919-1939. 1990.
Conkin, Paul K. Tomorrow a New World: The New Deal
Community Program. 1959.
Dorsett, Lyle W. Tranklin D. Roosevelt and the City Bosses.
1977.
Fine, Sidney. Trank Murphy, Vol. 1: The Detroit Years.
1975.
Fox, Bonnie R. "Unemployment Relief in Philadelphia,
1930-1932: A Study of the Depression's Impact on
Voluntarism." Pennsylvania Magazine of History and
Biography 93 (1969): 86-108.
Gelfand, Mark I. A Nation of Cities: The Tederal Govern-
ment and Urban America, 1933-1965. 1975.
Jackson, Kenneth T. Crabgrass Trontier: The Suburbaniza-
tion of the United States. 1985.
Kessner, Thomas. Tiorello H. La Guardia and the Making
of Modern New York. 1989.
Lubell, Samuel. The Tuture of American Politics. 1952.
Radford, Gail. Modern Housing for America: Policy Strug-
gles in the New Deal Era. 1996.
Schwartz, Bonnie F. The Civil Works Administration: The
Business of Relief in the New Deal. 1982.
Smith, Douglas L. The New Deal in the Urban South. 1988.
Starr, Kevin. Endangered Dreams: The Great Depression in
California. 1996.
Stave, Bruce M. The New Deal and the Last Hurrah: Pitts-
burgh Machine Politics. 1970.
Sternsher, Bernard, ed. Hitting Home: The Great Depres-
sion in Town and County. 1970.
Stott, William. Documentary Expression and Thirties Amer-
ica. 1973.
Trout, Charles H. Boston, the Great Depression, and the
New Deal. 1977.
Wye, Christopher G. "The New Deal and the Negro
Community: Toward a Broader Conceptualization."
Journal of American History 59 (1972): 621-640.
Joel Schwartz
Bonnie Fox Schwartz
CIVILIAN CONSERVATION CORPS
(CCC)
The Civilian Conservation Corps (CCC) was creat-
ed in March 1933 during the first frantic "hundred
days" of the New Deal. It was the first of a number
of agencies created to cope with one of the most
desperate and poignant of the social problems
caused by the Depression — massive unemploy-
ment and economic deprivation amongst the na-
tion's youth. It is impossible to get accurate figures
on the extent of youth joblessness at the nadir of
the Depression, but the best estimate would be that
at least 50 percent of young people between fifteen
and twenty-four years of age who were in the labor
market were unemployed. Of these, at least 250,000
were simply drifting about the country; the writer
Thomas Minehan labeled them the "boy and girl
tramps of America." Millions more were mired in
hopeless poverty and apathy, without the means
even to complete their education. Franklin D. Roo-
sevelt had built his election campaign in 1932
around his faith in the future. Clearly he had to do
something quickly to alleviate the deprivation and
the scarring of the generation who would inherit
the future.
There was also an urgent need to confront a
scar of a different kind-the havoc that generations
of waste and exploitation had wreaked on the
American landscape. Large-scale forest destruction
and the resultant soil and wind erosion had created
a potential environmental catastrophe. Roosevelt
had a life-long interest in conservation. More than
most he understood the urgency of repairing the
ravaged environment, and he was determined to
use his office to do so. Thus the CCC was in one
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CORPS ( C C C )
"V
A CCC unit from Idaho arrives at a camp near Andersonville, Tennessee, in October 1933 to assist in reforestation work on the
Clinch River watershed. National Archives and Records Administration
sense a catalyst by which two squandered re-
sources, young men and the land, were brought to-
gether in an attempt to save both.
The idea of putting young men to work in the
woods was not new. The philosopher William
James had long been an enthusiastic advocate of
such a program, and various European govern-
ments had established conservation camps for their
unemployed. Yet, of all the New Deal agencies, the
CCC bore the new president's personal stamp, ex-
pressing both his conviction in the superior quali-
ties of rural life and his concern for halting the de-
struction of America's natural environment.
Roosevelt had outlined his plans during the cam-
paign, and once inaugurated he moved quickly to
act on them. The enabling legislation quickly
passed through Congress, and on March 31 became
law: The CCC was born.
The new agency's administrative structure was
extremely simple. The need for speed was para-
mount, hence the decision to work through existing
federal departments rather than set up a completely
new structure. The CCC would be open to young
men between the ages of eighteen and twenty-five
who were already on the relief rolls. They would be
enrolled in camps or companies of two hundred
men each, put to work on conservation tasks, and
paid $30 monthly, $25 of which went straight home
to their families. The men were to be initially en-
rolled for six months, but enrollment could be re-
newed for up to two years. The Department of
Labor had the responsibility of selecting the enroll-
ees, and the War Department transported them to
the camps, which it administered, while the depart-
ments of Agriculture and the Interior supervised
the actual work projects. Coordinating the whole
ENCYCLOPEDIA OF THE GREAT DEPRESSION
175
CIVILIAN CONSERVATION CORPS ( C C C )
Members of a CCC unit in Idaho display beavers they captured in 1938. The animals, which were destroying crops, were
relocated to a forest watershed area, where their presence would aid conservation efforts. Franklin Delano Roosevelt Library
endeavor was a director and a small central office
staff. Roosevelt's choice as director was Robert
Fechner, a conservative southern-born labor leader,
who was appointed, in part, to allay American Fed-
eration of Labor (AFL) disquiet at CCC wage scales.
Fechner was hardly a typical New Dealer, but he
ran the CCC efficiently until his death in 1939. He
was succeeded by his deputy James J. Mclntee, also
of the AFL.
THE CCC BEGINS
Mobilization began quickly, and given the scale
of the enterprise, it proceeded with surprising
smoothness. By July 1 nearly 300,000 young men
were already at work in more than 1,300 CCC
camps. Moreover, those eligible for enrollment had
already been extended. On April 14 it was decided
to enroll fourteen thousand native Americans of all
ages, and a month later the president directed that
250,000 World War I veterans should also be en-
rolled, again regardless of age. Many of the veterans
had marched in 1932 with the Bonus Army, which
President Herbert Hoover had ordered dispersed at
gunpoint; now a new president gave them a chance
to work in the woods instead. The contrast was not
lost. Finally, the CCC enrolled twenty-five thou-
sand local woodsmen to help with the projects.
Once the CCC had been mobilized, Fechner
and his staff began to think about possible policy
developments. An early decision was to add an ed-
ucation program under the general direction of the
commissioner for education, George F. Zook. A di-
rector of CCC education was appointed in Decem-
ber 1933 and given the responsibility of developing
a suitable education program for the camps. The
program was initially challenging, and the War De-
partment opposed it, yet a prime measure of its suc-
cess was that within three years thirty-five thou-
sand enrollees had learned to read and write, and
one thousand high school diplomas had been
awarded, as well as thirty-nine college degrees.
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CORPS ( C C C )
Members of a CCC unit put up fencing in Greene county, Georgia, in 1941. Library of Congress, Prints & Photographs Division,
FSA/OWI Collection
In January 1934, buoyed by both the CCC's ini-
tial success and the extremely favorable public reac-
tion to it, the president decided to expand the pro-
gram. Enrollment grew steadily, peaking in
September 1935 with more than 500,000 enrollees
in 2,514 camps. Numbers were slowly reduced
thereafter, partly because a second youth agency,
the National Youth Administration (NYA), had
been created in 1935, but also because of Roose-
velt's increasing desire to cut spending. The efforts
to close camps in the interest of economy, however,
were often thwarted by local politicians, who were
anxious not to lose the $5,000 to $10,000 spent
monthly by camps in the local market, and the at-
tendant community goodwill that resulted.
The CCC was the most popular of all the New
Deal agencies, enjoying wide bipartisan political
support. The corps was supported by those directly
connected to it — the communities where the camps
were established and the enrollees and their fami-
lies. But the CCC was also popular with millions of
ordinary Americans who received no direct benefits
from it, but liked its image; most Americans could
easily recognize the value of the work performed,
while the idea of young men working with their
hands in the wilderness appealed to the romantic
and nostalgic imagination of a nation whose presi-
dent had recently announced the closing of its last
frontier. Ironically, the only group dubious about
the corps was the liberal left, usually the New
ENCYCLOPEDIA OF THE GREAT DEPRESSION
177
CIVILIAN CONSERVATION CORPS ( C C C )
Deal's most vocal supporters, whose members were
disturbed by the military's dominant presence in
the camps.
The CCC was extremely effective. Though as-
sociated in the public mind with reforestation, CCC
enrollees were actually engaged in a myriad of
tasks. They battled forest fires, developed camping
grounds and park trails, improved grazing lands,
fought soil erosion, protected wildlife (particularly
in the nation's wetlands), constructed dams and ir-
rigation ditches, and preserved and restored histor-
ical sites. Still, reforestation was the corps' most im-
portant task, and its contribution to the nation's
environment was crucial, best measured by a single
statistic. Of all the trees planted on public lands be-
tween 1789 and 1942, more than 75 percent were
planted by the CCC.
The CCC conserved human beings along with
the landscape. Its enrollees benefited physically
from the hard work and healthy living, while also
gaining a deeper perspective on their country.
Many of them had traveled far from home to go to
camp because many of the reforestation projects
were located in western states. There they met and
worked alongside people from many different eth-
nic or regional backgrounds.
White enrollees, however, were unlikely to find
themselves living and working alongside black
youths, and to some of those critical of the corps,
this was its most serious shortcoming. The 1933 act
that created the CCC contained a clause stating
specifically that there should be no discrimination
"on account of race, color or creed" in the selection
of enrollees. Yet within a few weeks it was obvious
that these provisions were being ignored, especially
by southern selection agents. Black youths, despite
the desperate nature of their poverty, were simply
being passed over, and Department of Labor offi-
cials had to threaten to stop all selection in the
South before local agents, reluctantly, began to
comply. In addition, local white communities in
many parts of the country were inclined to protest
if a black camp was established nearby, in contrast
to their enthusiastic welcoming of white corpsmen.
This was a national rather than a regional response,
although southern communities were generally less
hostile to black camps than communities in other
regions, especially the Rocky Mountain states.
Eventually, Fechner and his staff evolved a policy
covering black enrollment. There was to be strict
segregation in the CCC; as far as possible, black
men would not be sent out of their home states,
black camps would not be forced on local commu-
nities, and blacks would be selected according to
their ratio in the general population (one in ten)
and not according to need. Fechner, a conservative
southerner, had no intention of engaging in social
engineering, and though most black enrollees
clearly benefited from their time in the CCC, it
never provided them with the opportunities avail-
able to white members. They were not allowed the
latitude of movement accorded white enrollees,
command in black camps was firmly retained in
white hands, and unlike its sister agency, the NYA
(also directed by a southerner, the liberal Aubrey
Williams), Fechner made no attempt to move
against prevailing racial attitudes. The CCC did not
fail its black enrollees; it simply ignored their partic-
ular circumstances and needs.
THE LAST YEARS
In January 1937 Roosevelt, fulfilling a campaign
promise and in accordance with his strong personal
wish, recommended that the CCC become a per-
manent agency of government, and legislation to
effect this was introduced in March. It was never
passed, for though the ensuing debate showed that
bipartisan support for the agency remained strong,
Congress was reluctant to concede that it should
become more than a relief measure. Moreover, after
Roosevelt's court-packing bill poisoned the legisla-
tive atmosphere, legislators decided to hand the
president a rebuff by refusing to make permanent
his pet project. Congress eventually renewed the
program for three more years.
Beginning in 1939, the CCC slowly lost its im-
portance as the economy started its long-awaited
revival. Enrollee and camp numbers were steadily
reduced, particularly as the demand for munitions
and war materials absorbed the remaining pockets
of unemployment. Fechner's successor, James
Mclntee, did what he could to meld the corps' ac-
tivities into the nation's defense needs, but the de-
mand for the abolition of all government spending
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not directly relevant to the winning of the war be-
came too strong to resist. In 1941, Congress created
a Joint Committee on Non-Essential Federal Ex-
penditures, charging it with recommending the
elimination of all non-essential bodies. In Decem-
ber 1941 it recommended an end to the CCC. The
president fought to save the corps, but to no avail.
In June 1942 the Senate finally concurred with an
earlier House resolution to deny further funding to
the agency, and the CCC was abolished.
Although the CCC came to an end, it was cer-
tainly not forgotten. Both the California Conserva-
tion Corps, established in 1979, and the Wisconsin
Conservation Corps, established in 1983, used the
New Deal agency as their model, and for good rea-
son. Despite its relatively high cost, the CCC added
far more to the national wealth than the sum spent
on it, not to mention the benefits to the health and
morale of otherwise jobless young men. In its nine-
year existence, nearly three million young men had
passed through this essentially makeshift agency.
Moreover, by the time of the CCC's abolition the
United States was at war, and CCC members had
received valuable experience in the military life-
style, which the Army was able to build upon. More
importantly, the members of the CCC made a gen-
uine contribution to the heritage of every American
in the billions of trees they planted or protected, the
parks and recreation areas they developed, and the
millions of acres they saved from soil erosion or
flooding.
See Also: BOY AND GIRL TRAMPS OF AMERICA;
CONSERVATION MOVEMENT; HUNDRED DAYS;
NEW DEAL.
BIBLIOGRAPHY
Cole, Olen, Ir. The African-American Experience in the Ci-
vilian Conservation Corps. 1999.
Harper, Charles P. The Administration of the Civilian Con-
servation Corps. 1939.
Holland, Kenneth, and Frank E. Hill. Youth in the CCC.
1942.
Salmond, lohn A. The Civilian Conservation Corps,
1933-1942: A New Deal Case Study. 1967.
Iohn A. Salmond
CIVIL RIGHTS AND CIVIL
LIBERTIES
The Great Depression is not remembered as a time
of major advances in human rights, yet during the
1930s significant steps were taken in both civil
rights and civil liberties: The U.S. Supreme Court
established important protections for criminal de-
fendants; Congress granted new powers to labor
unions; and the civil liberties of unpopular groups
were strengthened.
In the case of the "Scottsboro boys," the most
infamous legal controversy of the decade, the Su-
preme Court demonstrated a newfound concern for
the rights of accused criminals and a willingness to
challenge judicial racism in the South. This case in-
volved nine African-American males ranging in age
from sixteen to twenty who were arrested in March
1931 near Scottsboro, Alabama, and charged with
raping two white women. The young men were
hastily tried and eight were sentenced to death. Al-
though a lawyer was present at their trial, he was
neither competent nor given time to prepare a de-
fense. Activists who investigated the case found
that the evidence against the young men was flim-
sy. The women who were their chief accusers were
of dubious character, their testimony was inconsis-
tent, and one later recanted her accusations. Inter-
national Labor Defense retained Samuel Leibowitz
to pursue the Scottsboro boys' appeals and mount-
ed a worldwide campaign on their behalf.
Leibowitz petitioned the Supreme Court for re-
lief and in Powell v. Alabama (1932) it ordered a new
trial because the Scottsboro boys had been denied
effective counsel, violating their right to a fair trial.
The young men were tried a second time in 1934.
Again they were convicted and sentenced to death
and again their appeal reached the Supreme Court.
In Norris v. Alabama (1935) the justices unanimous-
ly overturned their convictions on the grounds that
African Americans had been excluded from the
jury.
The Court further strengthened the rights of
the accused in Brown v. Mississippi (1936). Here the
justices rejected murder charges against three black
men whose convictions were based solely on co-
erced confessions. In fohnson v. Zerbst (1938) the
ENCYCLOPEDIA OF THE GREAT DEPRESSION
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Court ruled that indigent federal defendants were
entitled to legal counsel. Twenty-five years later
this right was extended to all defendants in Gideon
v. Wainwright (1963).
When it came to voting rights the Supreme
Court was less courageous. In Nixon v. Condon
(1932) the justices invalidated the whites-only
Texas Democratic primary election, ruling that
states cannot discriminate against voters on the
basis of race. But when the state legislature gave
political parties complete authority over primaries,
the Court approved. In Grovey v. Townsend (1935)
it ruled that parties were voluntary associations and
thus allowed to discriminate. This decision would
be reversed nine years later in Smith v. Allwright
(1944). The Court further demonstrated its reluc-
tance to meddle in political affairs by upholding the
constitutionality of poll taxes in Breedloue v. Suttles
(1937).
During the 1930s the National Association for
the Advancement of Colored People (NAACP) fo-
cused much of its energy on passage of a federal
anti-lynching law. Senators Robert F. Wagner of
New York and Edward Costigan of Colorado intro-
duced such a bill in 1934, but maneuvering by
southern opponents blocked it from being consid-
ered by the full Senate. The NAACP executive sec-
retary, Walter White, sought President Roosevelt's
support for the bill, but Roosevelt was unwilling to
antagonize powerful southern legislators: "If I
come out for the anti-lynching bill now, they will
block every bill I ask Congress to pass to keep
America from collapsing. I just can't take that risk."
In 1937 another anti-lynching bill sponsored by
New York Representative Joseph Gavaghn passed
in the House 277 to 120. A Gallup poll reported that
70 percent of Americans favored such legislation,
but southern senators launched a filibuster and pre-
vented a vote. Although Alabama's Tuskegee Insti-
tute recorded the lynching of twenty-four African
Americans in 1933, this number steadily dwindled
until only two such atrocities were logged in 1939.
The NAACP was responsible for much of this de-
cline.
In education, racial separation was the rule, but
during the 1930s a small crack appeared in the wall
of segregation. Donald Murray applied for admis-
sion to the University of Maryland Law School in
1934. When his application was refused, Thurgood
Marshall brought suit arguing that Murray should
be admitted since Maryland provided no opportu-
nities for blacks to study law. Baltimore City Court
Judge Eugene O'Dunne agreed and Murray entered
law school in September 1935.
In 1938 Charles Houston argued a similar case.
Lloyd Gaines had applied to the University of Mis-
souri Law School. Missouri also provided no legal
education for black students. In Missouri ex. rel.
Gaines v. Canada (1938) the Supreme Court ordered
the state to admit Gaines. Although the justices
were not yet willing to repudiate "separate but
equal," the Gaines decision was the first step on the
road to Brown v. Board of Education (1954).
African Americans enjoyed few civil rights dur-
ing this decade, but they built a foundation for fu-
ture gains. In the words of Robert S. McElvaine, au-
thor of The Great Depression (1984), "The rebirth of
that dream of true racial equality . . . was the real
achievement of the New Deal years in race rela-
tions."
Without question, workers and organized labor
enjoyed the greatest expansion of rights during the
1930s. Three major pieces of legislation were re-
sponsible for this progress: the Norris-La Guardia
Act (1932), the National Industrial Recovery Act
(1933), and the National Labor Relations Act
(1935). Each of these bills, using different language,
guaranteed workers the right to organize unions
and bargain collectively with employers. Observers
wondered whether the Supreme Court would fol-
low its longstanding pro -business bias and strike
down these laws. In the case of Schechter Poultry
Corp. v. United States (1935), the Court invalidated
most provisions of the National Industrial Recovery
Act, including section 7(a), which covered union or-
ganizing. However, in five separate 1937 decisions
the Court upheld key provisions of the National
Labor Relations Act, finding that the ability of
workers to organize and engage in collective bar-
gaining was "a fundamental right."
Subsequent decisions further expanded work-
ers' rights. In Senn v. Tile Layers Union (1937) the
Court recognized that picketing was a form of free
speech protected by the Constitution. This decision
180
ENCYCLOPEDIA OF THE GREAT DEPRESSION
CIVIL
R I G
T S
A N D
CIVIL
L I
E R T I E S
was broadened in Thornhillv. Alabama (1940). Afri-
can Americans picketing stores as part of a "don't
buy where you can't work" campaign received sim-
ilar protection in New Negro Alliance v. Sanitary Gro-
cery (1938). In Hague v. Congress of Industrial Orga-
nizations (1939) the Court struck down a Jersey City
anti-union ordinance requiring permits to hold
public meetings or distribute literature in public
places. Labor's rights were also strengthened by the
Senate in 1936 when it established a committee
under the chairmanship of Senator Robert M. La
Follette, Jr., "to make an investigation of violations
of the rights of free speech and assembly and undue
interference with the right of labor to organize and
bargain collectively."
In several important cases the Supreme Court
expanded the rights of free speech and assembly. In
Stromberg v. California (1931) the Court overturned
the conviction of a counselor at a Communist youth
camp for displaying a red flag. A few weeks later,
in Near v. Minnesota, it ruled that the First Amend-
ment free press guarantee protected even the publi-
cation of a malicious anti-Semitic scandal sheet. In
1933 New York federal court Judge John Munro
Woolsey struck a blow against censorship by ruling
that James Joyce's novel Ulysses (1922) was not ob-
scene. In Dejonge v. Oregon (1937) the Supreme
Court overturned the conviction of a speaker at a
Communist sponsored rally. Writing for a unani-
mous court, Chief Justice Charles Evans Hughes
said that the state could not make "mere participa-
tion in a peaceable assembly and a lawful public
discussion . . . basis for a criminal charge." The
Court relied on a somewhat different logic when it
rejected the conviction of Communist Party orga-
nizer Angelo Herndon, who was given a twenty-
year sentence for violating a Georgia anti-
insurrection statute. In Herndon v. Georgia (1937)
the majority opinion held that speech could not be
punished "by reason of its supposed dangerous
tendency even in the remote future."
The Supreme Court also considered religious
freedom cases with mixed results. In Lovell v. City
of Griffin (1938) the Court ruled unconstitutional a
local ordinance used to prevent Jehovah's Witness-
es from distributing religious tracts on city streets.
The Court, however, was not willing to extend this
protection to other areas. In Minersville School Dis-
trict v. Gobitis (1940) it upheld the expulsion of two
Pennsylvania students who refused to join in a
compulsory salute to the flag in keeping with their
religious beliefs. In the face of surprisingly strong
public criticism, the justices admitted they had
erred and three years later the Court reversed itself.
Meanwhile, developments in Congress indicat-
ed growing intolerance for radical political beliefs.
In 1938 the House Select Committee on Un-
American Activities, under the leadership of Repre-
sentative Martin Dies, began a decades-long hunt
for subversive influences. Its sensational public
hearings became a platform for wild accusations of
Communist infiltration in labor unions and New
Deal agencies with a chilling effect on free speech.
During the Depression there were important
gains, especially for organized labor. But the picture
was not uniformly sanguine: the Jim Crow system
remained in place in the South; African Americans
would have to wait a quarter of a century before
gaining full civil rights; and an anti- Communist
crusade that would erode civil liberties began. With
respect to civil rights, the 1930s were most signifi-
cant for establishing the basis for advances that
would be fully realized in later decades.
See Also: ANTL-LYNCHING LEGISLATION;
INTERNATIONAL LABOR DEFENSE (ILD); LA
FOLLETTE CIVIL LIBERTIES COMMITTEE;
NATIONAL ASSOCIATION FOR THE
ADVANCEMENT OF COLORED PEOPLE
(NAACP); SCOTTSBORO CASE; SUPREME COURT.
BIBLIOGRAPHY
Braeman, John. Before the Civil Rights Revolution: The Old
Court and Individual Rights. 1988.
Carter, Dan T. Scottsboro: A Tragedy of the American South.
1969.
Howard, John R. The Shifting Wind: The Supreme Court
and Civil Rights from Reconstruction to Brown. 1999.
Walker, Samuel. In Defense of American Liberties: A Histo-
ry of the ACLU, 2nd edition. 1999.
Zangrando, Robert L. The NAACP Crusade against Lynch-
ing, 1909-1950. 1980.
Paul T. Murray
ENCYCLOPEDIA OF THE GREAT DEPRESSION
181
CIVIL
WORKS
ADMINISTRATION
( C W A )
Men employed by the Civil Works Administration clean and paint the dome of the Denver capitol building in 1934. National
Archives and Records Administration
CIVIL WORKS ADMINISTRATION
(CWA)
The Civil Works Administration (CWA), created in
the fall of 1933 and disbanded the following spring,
was the first, public employment experiment of the
New Deal. At its peak in January of 1934, CWA em-
ployed approximately four million workers. The
program initiated many projects that later were ab-
sorbed by the Works Progress Administration
(WPA, 1935 to 1941). Perhaps most importantly,
CWA took several million relief recipients off of the
federal "dole" and gave them employment and reg-
ular wages.
The CWA reflected the values of Franklin D.
Roosevelt and his relief administrator Harry Hop-
kins, both of whom favored employment over di-
rect relief. Both feared that the federal relief pro-
gram (FERA) would institutionalize a permanent
national "dole." During the summer of 1933, the
New Deal had reduced the federal relief caseload
significantly and forced some states to finance a
larger share of the relief burden. But both the ca-
seload and federal expenditures threatened to rise
again during the coming winter. In late October,
Hopkins's assistant Aubrey Williams prevailed on
Hopkins to propose a dramatic expansion of public
employment. The program would take large num-
182
ENCYCLOPEDIA OF THE GREAT DEPRESSION
CLASS
bers of "employable" recipients off the relief rolls
and also employ several million unemployed work-
ers who were not on relief. The program would be
financed by the large unexpended balances of the
New Deal's slow-moving public works program,
the PWA. Hopkins presented the plan to Roosevelt
on October 29. The president stunned Hopkins by
immediately accepting the extraordinary proposal.
The CWA was one of the most dramatic policy ex-
periments of the New Deal era. Between November
1, when the program was announced, and Decem-
ber 15, approximately three and a half million
workers were placed on hastily constructed federal
projects. In mid-November, a large portion of fed-
eral resources was devoted entirely to issuing the
first CWA paychecks. Although civil works drew on
the staff and resources of the federal relief program,
state Civil Works administrations hired engineers,
efficiency experts, and professionals in the field of
labor relations, making the program much more
like public employment than work relief. Workers
were paid regular wages and were not supervised
by social workers.
During its brief lifetime CWA workers built ap-
proximately 500,000 miles of roads and worked on
thousands of schools, airports, and playgrounds.
Reflecting a gendered division of labor, CWA em-
ployed women in primitive workshops, sewing gar-
ments for the unemployed. Although civil works
absorbed many projects from work relief programs
established earlier in the Depression, a key goal of
CWA was to move beyond traditional "made work"
to projects of permanent value. The program's pio-
neering "Civil Works Service" program for "white
collar" professionals produced surveys of coast-
lines, harbors, and public buildings. The CWA em-
ployed artists, musicians, and actors on projects
that were precursors to the more well known WPA
arts projects.
The CWA was enormously popular. Hopkins
later estimated that approximately ten million
workers "walked up to a window and stood in line,
many of them all night, asking for a [CWA] job."
The program also generated significant support in
Congress for a permanent federal employment pro-
gram. But the growing political support for CWA
alarmed may New Deal officials, who feared that
public employment would become an expensive
"habit" and create a permanent drain on the federal
treasury. Fiscal conservatives within the New Deal,
led by Bureau of the Budget Director Lewis Doug-
las, successfully lobbied Roosevelt to discontinue
the program in the early spring of 1934.
The mercurial history of CWA once led histori-
ans to view the program as a noble but haphazard
experiment, plagued by corruption and inefficiency.
Recent research, however, has suggested that proj-
ects were relatively well run, free of graft, and rep-
resented a significant improvement over traditional
"made work." Perhaps most important, the CWA
experiment greatly increased support for public
employment, creating pressure both within the
New Deal and in Congress for the administration
to end the general relief grant program and launch
the WPA in 1935.
See Also: HOPKINS, HARRY; NEW DEAL; WORKS
PROGRESS ADMINISTRATION (WPA).
BIBLIOGRAPHY
Bremer, William W. "Along the American Way: The New
Deal's Work Relief Programs for the Unemployed."
The Journal of American History 62 (1975): 636-652.
Charles, Searle F. Minister of Relief: Harry Hopkins and the
Depression. 1963.
Mcjimsey, George. Harry Hopkins: Ally of the Poor and
Defender of Democracy . 1987.
Schwartz, Bonnie Fox. The Civil Works Administration:
The Business of Emergency Employment in the New
Deal. 1984.
Salmond, lohn. Southern Rebel: The Life and Times of Au-
brey Williams. 1983.
Singleton, Jeff. The American Dole: Unemployment Relief
and the Welfare State in the Great Depression. 2000.
Walker, Forrest. The Civil Works Administration: An Ex-
periment in Eederal Work Relief, 1933-1934. 1979.
Jeff Singleton
CLASS
The Great Depression had a significant impact on
class relations in the United States. Although the
Depression did not create class divisions, it did help
ENCYCLOPEDIA OF THE GREAT DEPRESSION
183
CLASS
to magnify the divisions that already existed. The
working class, the group most likely to criticize cap-
italism as immoral, was joined by growing ranks of
middle-class Americans who not only sympathized
with those in the working class but also began to
question the system that had caused so much grief.
These class divisions became a battle over values.
As historian Robert S. McElvaine explains in his
book The Great Depression (1984), the working class
and middle class valued the ideals embodied in co-
operative individualism, calling for more equity, co-
operation, ethics, and justice in the economic sys-
tem, while elite Americans remained wedded to the
ideal of acquisitive individualism, which was gener-
ally amoral, self-interested, and competitive.
While motion pictures certainly provided an
opportunity for people to escape from the economic
and emotional hardships of the Depression, many
of the films also offered critical windows on to that
very world. Many of the most popular gangster
films of the era, including Little Caesar (1930) and
The Public Enemy (1931), offered critiques of unbri-
dled acquisitive individualism. Other films, includ-
ing I Am a Fugitive from a Chain Gang (1932) and
Dead End (1937), offered more explicitly stinging
critiques of the amoral marketplace that had rav-
aged the lives of millions of moviegoers. One sign
of the growing influence of the state in society is the
fact that films in the post-1933 era increasingly por-
trayed the federal government as a moral institu-
tion capable of addressing real questions of inequity
and injustice.
While President Roosevelt proved adept at
using class rhetoric to forge his New Deal coalition,
he also found himself pushed further to the left by
grassroots militancy on the streets and in the voting
booths. In 1934, workers in San Francisco and Min-
neapolis engaged in successful general strikes with
a great deal of support from the middle class. The
1934 congressional elections were a victory not only
for Democrats but for those who were politically
much further to the left than Roosevelt himself.
Moreover, the popularity of governors Floyd Olson
of Minnesota, who was elected on the Farmer-
Labor Party ticket in 1930, and Philip La Follette of
Wisconsin, who helped to bring that state's Social-
ist and Progressive parties together in 1935, was a
clear sign that many working-class and middle -
class Americans were willing to consider radical al-
ternatives. And perhaps most important, the phe-
nomenal popularity of Louisiana senator Huey
Long and "Radio Priest" Charles Coughlin, both of
whom gathered a great deal of support from mil-
lions of lower-middle-class Americans tenaciously
trying to hold on to their status, was a clear sign
that the early New Deal alone could not satiate the
appetite of an increasingly discontented, vocal, and
class-conscious (albeit not necessarily in the Marx-
ist sense) populace.
The growing influence of working-class Ameri-
cans who questioned the morality of the market
helped to convince Roosevelt that his political fu-
ture lay with meeting their demands legislatively
and not just rhetorically. The fruits of this influence
were apparent in the most significant legislation of
the second New Deal, including the 1935 National
Labor Relations Act, which gave workers the legal
right to bargain collectively and offered govern-
ment oversight with the creation of the National
Labor Relations Board. Congress also passed the
Social Security Act in 1935, which provided unem-
ployment insurance and old-age pensions to work-
ers and their dependents. And finally, in 1938 Con-
gress passed the Fair Labor Standards Act, which
established minimum wages, maximum working
hours, and child labor laws. All of these acts, al-
though not completely supported by organized
labor, insured that questions of equity would be-
come a part of the emerging welfare state. In other
words, the state would no longer simply protect
property; rather, it would recognize class differ-
ences and attempt to broker those differences.
One of the most significant developments re-
garding class relations during the Great Depression
was the creation of the Committee for Industrial
Organization (later called the Congress of Industri-
al Organizations, or CIO) in 1935. While United
Mine Workers president John L. Lewis became the
organization's first leader, it is clear that the impe-
tus for industrial unions arose from below, among
the ranks of industrial workers who had been ex-
cluded from the craft-oriented American Federa-
tion of Labor (AFL). Although the CIO is best re-
membered for organizing mass production
m
ENCYCLOPEDIA OF THE GREAT DEPRESSION
CLASS
workers, it is also important to remember that it
represented not just an organizational shift, but an
ideological one as well. Unlike the AFL, which
often excluded racial and ethnic minorities, the CIO
unions confronted racism and segregation by invit-
ing African Americans, eastern and southern Euro-
pean immigrants, and other ethnic Americans into
their organizations. The CIO also pioneered in the
use of new tactics, including sit-down and slow-
down strikes, which paved the way for unionization
in some of the nation's most powerful industries,
including most famously General Motors. Howev-
er, the CIO grew increasingly conservative by the
end of the decade by helping to contain grassroots
militancy within the parameters set up by the state
for union organizing and bargaining.
Although the Great Depression exacerbated
class differences between the working and elite
classes, it also helped to remake the working class
itself. As historian Lizabeth Cohen argues in her
book Making a New Deal (1990), thousands of im-
migrant and ethnic Americans who had previously
identified primarily with their ethnic communities
came to see themselves in class terms. Certainly
this process had begun before the decade of the
Depression, as thousands of immigrants participat-
ed in a burgeoning national consumer culture and
experienced the homogenizing influences of wel-
fare capitalism during the 1920s. However, during
the Depression, thousands of immigrant and ethnic
Americans were disappointed by the inability of
their own communities — from churches to ethnic
banks to mutual aid societies — to meet the needs
of their members. Increasingly, ethnic Americans,
many of whom had joined CIO unions and had
begun voting for the first time, began to look to-
ward their unions and the state to address their
needs.
Social scientists, who had largely ignored class
as a conceptual tool to explain society before 1929,
grew increasingly interested in analyzing American
society in class terms during the Great Depression.
In their 1929 study Middletown, sociologists Robert
Lynd and Helen Lynd played a pioneering role in
developing the concept of class. Although they re-
lied largely on a notion of class that revolved
around income and occupation, they also paid close
attention to social behavior, individual expecta-
tions, and consumption patterns. In Muncie, Indi-
ana, they identified two main classes — a business
class and a working class. In a later study, Middle-
town in Transition (1937), they further refined their
definition of class by identifying six main classes.
Based on these studies, the Lynds warned that ei-
ther American democracy would transform the
economy or that the economy, as represented by
big business, would overwhelm and take over
American democracy.
Though less well known than the Lynds, social
scientist W. Lloyd Warner also played an important
role in creating new conceptions of class to explain
American society. After taking part as a consultant
in a study of industrial fatigue among workers at
the Western Electric Plant in Hawthorn, Illinois,
Warner began his own investigation into class rela-
tions in Newburyport, Massachusetts. Like the
Lynds, Warner identified six classes; however, he
focused more on the cultural and social compo-
nents of class by highlighting the important role
that housing, neighborhoods, source of income, so-
cial contacts, and voluntary activity played in creat-
ing class divisions. While Warner largely accepted
the necessity of class divisions because of the com-
plex division of labor in modern industrial society,
he nonetheless asserted that opportunity and mo-
bility remained essential to maintaining a demo-
cratic nation and ideals.
See Also: AMERICAN FEDERATION OF LABOR (AFL);
CASTE AND CLASS; CONGRESS OF INDUSTRIAL
ORGANIZATIONS (CIO); SOCIAL SCIENCE.
BIBLIOGRAPHY
Bernstein, Irving. A Caring Society: The New Deal, the
Worker, and the Great Depression. 1985.
Cohen, Lizabeth. Making a New Deal: Industrial Workers
in Chicago, 1919-1939. 1990.
Fox, Richard Wightman. "Epitaph for Middletown: Rob-
ert S. Lynd and the Analysis of Consumer Culture."
In The Culture of Consumption: Critical Essays in
American History, 1880-1980, edited by Richard W.
Fox and T. J. lackson Lears. 1983.
Fraser, Steve, and Gary Gerstle. The Rise and Tall of the
New Deal Order, 1930-1980. 1989.
Gilkeson, John S., Jr. "American Social Scientists and the
Domestication of 'Class' 1929-1955." Journal of the
History of the Behavioral Sciences 31 (1995): 331-346.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
185
COHEN
B E N
A M I N
Gordon, Colin. New Deals: Business, Labor, and Politics in
America, 1920-1935. 1994.
Jacobs, Meg. "'Democracy's Third Estate': New Deal Pol-
itics and the Construction of a 'Consuming Public.'"
International Labor and Working-Class History 55
(1999): 27-51.
Kelley, Robin. Hammer and Hoe: Alabama Communists
During the Great Depression. 1990.
Kessler-Harris, Alice. In Pursuit of Equity: Women, Men,
and the Quest for Economic Citizenship in 20th-century
America. 2001.
McElvaine, Robert S. The Great Depression: America,
1929-1941, rev. edition. 1993.
Vittoz, Stanley. New Deal Labor Policy and the American
Industrial Economy. 1987.
Kathy Mapes
COHEN, BENJAMIN V.
Benjamin Victor Cohen (September 23, 1894-Au-
gust 15, 1983) was a well-known lawyer, public ser-
vant, author, and New Dealer. Born in Muncie, In-
diana, to a wealthy family, Cohen received a
bachelor's degree from the University of Chicago in
1914, a doctorate in jurisprudence from the Univer-
sity of Chicago Law School in 1915, and a doctorate
in judicial science from the Harvard Law School in
1916. While at Harvard, Cohen met Felix Frankfurt-
er, who became his mentor. Frankfurter, in turn,
was the protege of Louis Brandeis, who was best
known for his commitment to the small business
ideal. Brandeis's ideas and Frankfurter's influence
would have a great impact on Cohen's career.
After graduation from Harvard, Cohen served
as Judge Julian Mack's legal secretary in the federal
circuit court system. In 1917, Cohen began working
for the U.S. Shipping Board and, between 1919 and
1922, he worked for the American Zionists. By
1922, Cohen had decided to enter private practice
while continuing to serve gratis for the National
Consumers League and helping Frankfurter pre-
pare a minimum-wage bill for women. By 1933,
Cohen had achieved the confidence of his mentor,
and Frankfurter recommended him to Franklin D.
Roosevelt for service in his New Deal.
Working closely with fellow Frankfurter pro-
tege Thomas Corcoran, Cohen helped to draft a
number of important New Deal laws in 1933 and
1934, including the Truth-in-Securities Act and the
Securities Exchange Act. Cohen also worked as
legal counsel for Secretary of Interior Harold Ickes.
Cohen's importance in New Deal legislation con-
tinued to grow, especially after he worked on the
1935 Public Utilities Holding Company Act, which
regulated large utility corporations. Again working
alongside Corcoran, Cohen contributed his legal
expertise to such New Deal laws as the Rural Elec-
trification Act (1935) and the Fair Labor Standards
Act (1938).
Cohen's political reputation was bruised when
he became identified with Roosevelt's 1937 court-
packing plan. Instead of working behind the
scenes, Cohen now became a public figure subject
to criticism by New Deal opponents. Also, his asso-
ciation with court packing identified him even more
with Tommy Corcoran who was already being la-
beled as one of Roosevelt's political "hatchet" men.
As World War II erupted, Cohen helped the
president implement the Lend-Lease plan, which
gave aid to countries fighting the Axis Powers.
Cohen also served as legal counsel to America's
wartime ambassador to Great Britain, John G. Wi-
nant. As the war drew to a close, Cohen participat-
ed in the Dumbarton Oaks conference, which set
the stage for the formation of the United Nations.
Cohen then served from 1948 to 1952 as a member
of the U.S. delegation to the U.N. general assembly.
Thereafter, Cohen retired to private life, although
he remained active in Washington affairs. A private,
humble man, Benjamin Cohen was a brilliant legal
expert who used his talents to advance not only the
New Deal, but world peace and disarmament.
See Also: CORCORAN, THOMAS G.; FRANKFURTER,
FELIX; SECURITIES REGULATION.
BIBLIOGRAPHY
Lash, Joseph. Dealers and Dreamers: A New Look at the
New Deal. 1988.
Lasser, William. Benjamin V. Cohen: Architect of the New
Deal. 2002.
Schwartz, Jordan A. The New Dealers: Power Politics in the
of Roosevelt. 1993.
Michael V. Namorato
186
ENCYCLOPEDIA OF I H E GREAT DEPRESSION
COLLECTIVE
R G A I N I N 6
COLLECTIVE BARGAINING
Collective bargaining, which is considered to be the
main purpose of labor unions today, first gained
permanent government sanction in the New Deal
era. Collective bargaining is defined by the U.S. De-
partment of Labor's Bureau of Labor Statistics as
the process by which "representatives of employees
(unions) and employers determine the conditions
of employment through direct negotiation, normal-
ly resulting in a written contract setting forth the
wages, hours, and other conditions to be observed
for a stipulated period." Since the founding of the
American Federation of Labor (AFL) in 1886,
unions had sought to bargain collectively. This
method worked for unions when they were power-
ful enough to bargain directly with employers, or in
times of national emergency, such as during World
War I, when the federal government decided that
the best interests of the nation were served by col-
lective bargaining. It was not until the onset of the
Great Depression, however, that a permanent gov-
ernment body was created to promote collective
bargaining agreements.
Senator Robert Wagner of New York was the
leading politician in the promotion of collective
bargaining. Wagner advocated expanding the gov-
ernment's role in planning the economy of the
United States. As a part of the National Industrial
Recovery Act, which allowed companies within tar-
geted industries to form legal cartels and set prices
and production quotas, Wagner insisted upon the
insertion of section 7a, which guaranteed employ-
ees the right to join unions of their own choosing
and to bargain collectively. This was the first time
that the government claimed the obligation to play
a constructive role in managing industrial relations.
The creation of this legislation was spurred by a bill
introduced by Senator Hugo Black of Alabama, and
drafted by the AFL, which would have created a
thirty-hour workweek; although the National In-
dustrial Recovery Act undermined that effort, the
AFL enthusiastically endorsed the Act, section 7a in
particular.
Soon after enactment of the legislation, the Na-
tional Labor Board (NLB) was formed to adjudicate
labor disputes. The NLB had members drawn from
industry, labor, and government. Wagner hoped
the NLB would serve as a mediator between labor
and management, but neither labor nor manage-
ment was enthusiastic about this development.
William M. Leiserson, who was appointed the
NLB's secretary, warned Wagner that reliance upon
mediation as a first step would simply reproduce
the conflict within the NLB, which is indeed what
happened. Leiserson recommended to Wagner that
the NLB become an arbitral body that only consid-
ered matters of policy, and that a separate body of
mediators be established, which is the direction to-
ward which the NLB slowly evolved. The NLB is-
sued rulings regarding the behavior of the two sides
in the course of collective bargaining, but it did not
mediate disputes itself. The NLB declared that each
side had obligations that it had to meet during the
collective bargaining process — management had to
meet and bargain with employee representatives
and sign written contracts, and unions had to pres-
ent grievances and demands to the employer before
striking. By obliging management to meet with rep-
resentatives of employees, the NLB began to devel-
op the idea of majority rule within union represen-
tation elections, which it began to oversee.
In response to the strike wave of 1934, howev-
er, it became apparent to the Roosevelt administra-
tion that the NLB was ineffective. After obtaining
passage from Congress of public resolution 44, in
which Congress gave to the president the power to
establish one or more labor boards for a one-year
period, Roosevelt created the National Labor Rela-
tions Board (NLRB), which had the authority to
hold hearings and make findings of fact concerning
violations of section 7a. Despite these changes, it
became clear that new legislation was needed, and
in 1935 the National Labor Relations Act, more
popularly known as the Wagner Act, was passed.
This act authorized the NLRB to oversee union
elections in order to determine majority representa-
tion of employees by unions. The act also autho-
rized the NLRB to investigate "unfair labor prac-
tices" by both employers and unions, and to seek
injunctive relief from the courts while these investi-
gations were ongoing. This induced both employ-
ers and unions to seek collective bargaining agree-
ments in signed contracts. Industrial strife was not
ended by this legislation; numerous strikes took
ENCYCLOPEDIA OF THE GREAT DEPRESSION
187
COLLIER
JOHN
place throughout the second half of the New Deal
era, including the famous sit-down strike in Flint,
Michigan, in early 1937. A structure was put in
place, however, which eventually diminished the
violence that had characterized strikes in earlier
eras.
See Also: AMERICAN FEDERATION OF LABOR (AFL);
CONGRESS OF INDUSTRIAL ORGANIZATIONS
(CIO); NATIONAL LABOR RELATIONS ACT OF
1935 (WAGNER ACT); NATIONAL LABOR
RELATIONS BOARD (NLRB); ORGANIZED
LABOR; WAGNER, ROBERT F.
BIBLIOGRAPHY
Bernstein, Irving. The New Deal Collective Bargaining Poli-
cy. 1950.
Dickman, Howard. Industrial Democracy in America: Ideo-
logical Origins of National Labor Relations Policy. 1986.
Tomlins, Christopher L. The State and the Unions: Labor
Relations, Law, and the Organized Labor Movement in
America, 1880-1960. 1985.
United States Department of Labor, Bureau of Labor
Statistics. Glossary. Available at: www.bls.gov/bls/
glossary.htm
United States National Labor Relations Board. Home-
page at: www.nlrb.gov
Gregory Miller
COLLIER, JOHN
John Collier (May 4, 1884-May 8, 1968) was com-
missioner of Indian affairs from 1933 to 1945. Col-
lier championed Native American concerns and ad-
vocated legislation under the New Deal banner to
alleviate their suffering. Serving under Secretary of
the Interior Harold L. Ickes, Collier, an astute pro-
moter and publicist, held the commissionership of
Indian affairs for twelve years, the longest reign in
that division's history. During that time, a new con-
cept of self-government emerged that delineated
the federal government's approach to American In-
dian policy and forever changed the way Native
Americans defined themselves.
A reformer of federal policy toward Native
Americans, Collier was born in Atlanta, Georgia.
He graduated from Atlanta High School, studied at
Columbia University, worked as civic secretary of
the People's Institute in New York City, edited the
Civil Journal, which sanctioned progressive urban
reform, and established the Home School, a Utopi-
an experiment saturated with John Dewey's theo-
ries. After watching Native American dances at
Taos, New Mexico, in 1920, Collier recognized the
importance of preserving tribal life. He taught soci-
ology at San Francisco State College in the early
1920s and then accepted an appointment as re-
search agent for the Indian Welfare Committee of
the General Federation of Women's Clubs. Op-
posed to the Bursum Bill, named for U.S. Senator
Holm O. Bursum of New Mexico, which would
have terminated Pueblo water and land rights with-
out proper remuneration, Collier successfully cam-
paigned for its defeat. In 1923, one year before Con-
gress enacted the Indian Citizenship Act, Collier
organized and began serving as executive secretary
of the American Indian Defense Association.
A lobbyist in the nation's capital for a decade,
Collier promulgated his views in various ways. He
favored the termination of the land allotment sys-
tem, supported the revamping of the Indian Bureau
in an attempt to improve services and avoid mis-
management, and advocated the cognizance and
freedom of Native American cultures and the right
of self-rule. Collier urged federal credit for reserva-
tions, accepted Native religious independence, en-
dorsed the Indian Oil Act of 1927, wrote essays for
American Indian Life, and emphasized the necessity
for conserving tribal resources.
Collier's criticisms forced the Interior Depart-
ment under Secretary Hubert Work and Indian Af-
fairs Commissioner Charles Henry Burke to request
an outside organization, the Brookings Institution,
to examine the Indian Bureau. A task force led by
Lewis Meriam submitted a report, The Problem of
Indian Administration, issued in 1928. It concurred
with some of Collier's suggestions, recommended
an increase in federal appropriations for Native
Americans, and proposed ending land allotment.
Touring western reservations to investigate Native
American living conditions and criticizing Interior
Department officials under Secretary Ray L. Wilbur
for not implementing the Meriam Report, Collier
188
ENCYCLOPEDIA OF THE GREAT DEPRESSION
COLLIER
JOHN
kept himself visible and vocal during President
Herbert Hoover's administration.
In April 1933, President Franklin D. Roosevelt
selected Collier to serve as commissioner of Indian
affairs. With this appointment, Roosevelt offered a
New Deal to Native Americans and provided Col-
lier, who had an ally in First Lady Eleanor Roose-
velt, with the opportunity to put his ideas into prac-
tice. Almost immediately changes occurred for
Native Americans. Collier approved congressional
legislation to compensate Pueblos whose lands had
been lost to encroaching white settlers. He encour-
aged the dissolution of the Board of Indian Com-
missioners, ended the selling of Native trust land,
and by limiting missionary work at Native Ameri-
can schools, he affirmed the right of freedom of reli-
gion for native peoples. Active in advancing Native
American education and civil liberties, Collier sur-
faced as a dedicated and competent public official
during the Great Depression.
The most important piece of Native American
legislation that passed Congress under Collier's
stewardship was the Indian Reorganization Act of
1934, which marked a major turning point in the re-
lationship between Native Americans and the Unit-
ed States government. It signaled a fundamental
reversal of federal policy. Instead of forcing Native
Americans to forsake their traditions for new lives
on farms or cities, the 1934 act, also known as the
Wheeler-Howard Bill, conceded their right to exist
as a separate culture. Tribes were allowed to form
their own governments, and reservations continued
to be strongholds of Native identity. The main pro-
visions of the Indian Reorganization Act were to re-
store to Native Americans management of their as-
sets, prevent further depletion of reservation
resources, build a sound economic foundation for
the people of the reservations, and return to Native
Americans local self-government on a tribal basis.
The measure also established federal revolving
credit to foster economic development and scholar-
ships to encourage education. Government officials
vigorously pursued the objectives of the bill until
the outbreak of World War II.
Other reforms in Collier's New Deal for Native
Americans included the creation in 1935 of an Indi-
an Arts and Crafts Board within the Interior De-
partment to market the production and distribution
of Native goods. The Johnson-O'Malley Act of 1934
offered general federal assistance to some Native
American students to attend public schools and
permitted the Indian Office to contract with the
states to provide education, health, and welfare ser-
vices to Natives on reservations within their bor-
ders. The Indian Civilian Conservation Corps en-
listed Natives in relief programs. Collier also
secured funds for Native service activities from the
Public Works Administration. In fact, New Deal
agencies funded 29 percent of Native service ex-
penditures in 1934.
Despite his lofty aspirations, Collier frequently
suffered setbacks. He met with native opposition to
certain regulations and proposals and encountered
criticism from Congress. Secretary of War Henry
Stimson repudiated Collier's suggestion that the
government create separate Native American mili-
tary units for wartime purposes, preferring an inte-
grated service during World War II. These and
other problems enveloped Collier at times during
his tenure.
Collier envisioned a time when Native Ameri-
can tribes would have their own governmental in-
stitutions to replace the Bureau of Indian Affairs.
He believed that consolidation of individual and
communal land under a tribal government was the
means by which to achieve this independence. Puz-
zled by the lack of native support for the Indian Re-
organization Act, Collier learned that his plans for
consolidation offended tribes who had come to
value personal ownership of land, some of whom
angrily accused the commissioner of communism.
Following his resignation as commissioner of
Indian affairs in January 1945, three months prior
to the death of President Roosevelt, Collier became
president of the Institute of Ethnic Affairs in Wash-
ington, D. C. Later he taught sociology and anthro-
pology at the City College of New York, pursued re-
search on Native America, and wrote newspaper
columns. In 1964 Collier received a distinguished
service award from the Interior Department headed
by Stewart L. Udall. Collier died in Taos, New Mex-
ico, having left a significant impression on govern-
ment relations with Native Americans during the
Great Depression.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
189
COMICS
See Also: INDIAN NEW DEAL; INDIAN
REORGANIZATION ACT OF 1934; NATIVE
AMERICANS, IMPACT OF THE GREAT
DEPRESSION ON.
BIBLIOGRAPHY
Collier, John. The Indians of the Americas. 1947.
Collier, John. Papers. Yale University Library, New
Haven, Conn.
Deloria, Vine, Jr., ed. The Indian Reorganization Act: Con-
gresses and Bills. 2002.
Kelly, Lawrence C. The Assault on Assimilation: John Col-
lier and the Origins of Indian Policy Reform. 1983.
Parman, Donald. The Navajos and the New Deal. 1976.
Philp, Kenneth R. John Collier's Crusade for Indian Reform.
1977.
Taylor, Graham D. The New Deal and American Indian
Tribalism: The Administration of the Indian Reorgani-
zation Act, 1934-45. 1980.
Leonard Schlup
COMICS
The comics had been a familiar daily distraction for
Americans ever since Richard Outcault's The Yellow
Kid debuted in Joseph Pulitzer's New York World in
1896. But it was during the Depression decade that
they truly earned an enduring place in American
culture, not only in the newspapers but also in the
pulp magazines known as comic books. Still com-
monly known as "the funnies," comics of the 1930s
actually branched out into genres of adventure,
crime, and superhero fantasy. Generally dismissed
as escapist entertainment of little social value,
comic books in fact exerted a powerful influence on
the popular imagination. They confronted the poli-
tics, contradictions, and social dislocations of the
Great Depression in a way that young readers espe-
cially responded to. They presented a means for
those readers to purchase entry into uniquely ap-
pealing fantasy worlds. And in the process they
helped to invent the concept of commercial youth
culture.
With a daily audience in the millions, newspa-
per comics were the property of powerful and
mostly conservative syndicates like the Chicago Tri-
bune, United Features, and William Randolph
Hearst's King Features. Popular funnies such as
Popeye, Mutt and Jeff, and/oe Palooka dealt in apoliti-
cal slapstick humor, sometimes with vague populist
undertones. But the Tribune's serialized adventure
strip Little Orphan Annie featured the benevolent
corporate billionaire, Daddy Warbucks, and rankled
the Roosevelt administration with its attacks on the
New Deal. Other comic strips, such as Buck Rogers,
Tarzan, Flash Gordon, and The Phantom, offered he-
roic fantasies set in future times, distant worlds, and
remote jungles — places where injustice could be re-
dressed and order restored without challenging the
status quo at home.
But there was plenty of domestic disorder else-
where in the comics page. Based on the FBI's popu-
larized crusade against organized crime, Chester
Gould's Dick Tracy was an unusually streetwise
strip featuring an angular-jawed detective and a
wonderfully grotesque rogues gallery. The quintes-
sential Depression-era comic strip, Dick Tracy
picked up where the Hollywood gangster films of
the early 1930s left off, and it played to the popular
taste for urban violence and mayhem.
In 1933 the Eastern Color Printing Company
published the pioneering Funnies on Parade. Featur-
ing reprinted newspaper comic strips on pulp paper
bound together under a slick cover with a ten-cent
price tag, it launched a new publishing trend soon
to be called comic books. By 1935 some comic
books began to feature original material not owned
by the syndicates. None of these made much of a
commercial impact until 1938, when National Peri-
odical's (later known as DC Comics) Action Comics
hit the newsstands featuring on its cover a cos-
tumed superhero named Superman. The creation
of teenagers Jerry Siegel and Joe Shuster, Super-
man immediately broadened the popularity of
comic books and gave the medium its distinct iden-
tity. Within a year, Superman's comic books were
selling close to a million copies per month. His suc-
cess led very quickly to a proliferation of costumed
heroes, including Batman, Captain Marvel, Green
Lantern, Wonder Woman, and Captain America.
Unlike their more conservative elders in the
newspapers, comic books proved very adaptable to
190
ENCYCLOPEDIA OF THE GREAT DEPRESSION
COMICS
idealistic, absurdist, and culturally subversive mate-
rial aimed directly at youth sensibilities. Most cre-
ators working in the industry were young urban
sons of immigrants with liberal politics and populist
social values. Based in and around New York City,
the fledgling comic book industry comprised novice
but enthusiastic artists and writers, experienced il-
lustrators down on their luck, and businessmen
who shared an "anything-for-a-buck" philosophy
of publishing. Resulting from this unusual associa-
tion was a comic-book image of Depression-era
America, crude and outrageous, yet oddly sincere
and hopeful as well.
The superheroes symbolized American ideals
filtered through the cynical reality of the 1930s.
Typically cast as "champions of the oppressed,"
colorfully costumed heroes aligned themselves
squarely on the side of common people. Batman
apprehended crooks who eluded the police and the
courts on technicalities. Superman's enemies in-
cluded greedy stockbrokers, heartless mine-
owners, and wicked munitions manufacturers. The
Green Lantern protected poor citizens from mali-
cious corporate leaders and their crooked lawyers.
By acting as a benevolent outside force to redress
the power imbalance between virtuous common
people and abusive corporate interests, su-
perheroes championed the interventionist and col-
lectivist spirit of the New Deal. Comic books im-
plicitly, and sometimes explicitly, endorsed
President Roosevelt's leadership and identified the
enemies of the New Deal as the enemies of the na-
tion.
Garish and direct, the entry of comic books into
American discourse was the cultural equivalent to
a sock on the jaw. Whereas adults generally read
and adored the newspaper funnies — some of which
were already being hailed as national treasures —
comic books had a polarizing effect on the public.
Even as they won legions of young fans, comic
books sometimes left their parents bewildered and
concerned. Critics accused them of inducing eye-
strain, degrading cultural sensibilities, and desensi-
tizing children towards violence. Comic books thus
pointed toward a new era of "generation gaps" di-
vided along lines of cultural preference. Initially re-
garded as a fad for young people in need of Depres-
National Periodical's Action Comics, featuring a superhero
named Superman, hit the newsstands in 1938. Within a year,
Superman comic books were selling close to one million copies
per month. This young fan was photographed in 1942. Library
of Congress, Prints & Photographs Division, FSA/OWI
Collection
sion-era escapism, few would have predicted that
these comics would still be a vital part of American
culture into the twenty-first century.
See Also: CARTOONS, POLITICAL; HUMOR;
SUPERMAN.
BIBLIOGRAPHY
Benton, Mike. Superhero Comics of the Golden Age: The Il-
lustrated History. 1992.
Chabon, Michael. The Amazing Adventures of Kavalier and
Klay. 2000.
Feiffer, Jules. The Great Comic Book Heroes. 1965.
Gordon, Ian. Comic Strips and Consumer Culture,
1890-1945. 1998.
Goulart, Ron. The Adventurous Decade. 1975.
Gould, Chester. Dick Tracy: The Thirties, Tommy Guns,
and Hard Times. 1978.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
191
COMMODITY CREDIT CORPORATION
( C C C )
Harvey, Robert C. Children of the Yellow Kid: The Evolu-
tion of the American Comic Strip. 1999.
Wright, Bradford W. Comic Book Nation: The Transforma-
tion of Youth Culture in America. 2001.
Bradford W. Wright
COMMODITY CREDIT
CORPORATION (CCC)
The boost in the farm economy in mid-1933 occa-
sioned by early New Deal efforts in monetary re-
form and commodity reduction was threatened by
a bearish fall slump unless significant amounts of
cash could be quickly infused into farmers' pockets.
Demands for inflated currency and above-market
government loans reflected panic from both the
Congress and the farm belt, especially the cash-
deprived cotton South.
The Roosevelt administration showed no panic
but acceded to a suggestion apparently made by
Oscar G. Johnston, a big-time cotton planter from
Mississippi and finance director of the Agricultural
Adjustment Administration (AAA), that the gov-
ernment make ten-cent-per-pound non-recourse
loans to cotton farmers who agreed to participate
in the New Deal's 1934 cotton reduction program.
Such a loan would be slightly less than actual or
spot market prices. The controversial non-recourse
feature, which Jerome Frank, head of the AAA's
Legal Division, thought was outrageous and a dan-
gerous precedent, freed the borrower from any lia-
bility if prices fell. In such a case, the government
would possess title to the cotton, but nothing more.
When President Franklin Roosevelt told Jesse
Jones, head of the Reconstruction Finance Corpora-
tion, to provide for the loans, a new agency, the
Commodity Credit Corporation (CCC), was created
to make them. With Congress out of session the
CCC was authorized by Executive Order 6340 and
chartered under the laws of Delaware on October
17, 1933. The quasi-public CCC was incorporated
by Secretary of Agriculture Henry Wallace, Trea-
sury Secretary Henry Morgenthau, and Oscar John-
ston from the AAA. The new agency represented a
creative legal and fiscal response to a very serious
economic threat to the cotton economy in the fall
of 1933. Millions of loan dollars soon flowed into
the cotton belt covering approximately two-and-a-
half million new bales, thus permitting orderly
marketing by producers. In fact, by early 1934,
prices rose above the loans, vindicating the early
process.
Developed to dispense funds to producers and
support normal lending institutions, the CCC soon
helped rescue commodities other than cotton. Ac-
cording to Commodity Credit's own internal study,
its loans throughout the Depression (October 1933
to June 1940) pumped nearly $900 million into the
cotton economy, more than $470 million into corn,
nearly $167 million into wheat, more than $46 mil-
lion into tobacco, and smaller amounts into figs,
pecans, raisins, peanuts, and other crops. The result
was an increase in commodity prices — nearly dou-
bling cotton and tobacco prices, even more for corn,
and dramatic increases for other commodities. The
balance sheet registered a mere $26 million loss
during that time. Negatively, in some years, the
CCC made loans excessively above market levels
which led to the amassing of huge carry-over com-
modities; only World War II relieved the pressure
and avoided a potential disaster. Positively, by em-
ploying a pragmatic mixture of government inter-
vention and market forces, the CCC promoted price
stability and orderly commodity marketing. In
doing so, it quietly became an excellent antidote to
poverty in the Great Depression and one of the
most effective institutions to emerge from the New
Deal.
See Also: FARM POLICY; FEDERAL SURPLUS
COMMODITIES CORPORATION;
RECONSTRUCTION FINANCE CORPORATION
(RFC).
BIBLIOGRAPHY
Benedict, Murray R. Farm Policies of the United States,
1790-1950: A Study of Their Origins and Development.
1953.
Benedict, Murray R., and Oscar C. Stine. The Agricultural
Commodity Programs: Two Decades of Experience.
1956.
Jones, Jesse, and Edward Angly. Fifty Billion Dollars: My
Thirteen Years with the RFC (1932-1945). 1951.
192
ENCYCLOPEDIA OF THE GREAT DEPRESSION
COMMUNICATIONS AND THE
PRESS
Nelson, Lawrence J. King Cotton's Advocate: Oscar G.
Johnston and the New Deal. 1999.
New York Times, January 9, 1941.
Records of the Commodity Credit Corporation. Record
Group 161. National Archives, Washington, D.C.
Lawrence J. Nelson
COMMUNICATIONS ACT OF 1934
The congressional architects of federal policy regu-
lating communications were determined to not
make the mistakes Congress had made in the de-
velopment of the railroads. In that case Congress
had invited corruption by distributing lands to the
owners of the railroads, and aided in what became
a continuing problematic relationship between pri-
vate ownership of railroads and the industry's pub-
lic service function.
The Communications Act of 1927 was an an-
nouncement by progressives that the federal gov-
ernment would own and administer the airwaves.
The 1927 legislation established an experimental
commission to oversee communications; the Com-
munications Act of 1934 made that body, the Fed-
eral Communications Commission (FCC), perma-
nent. The Communications Act of 1927 was built
upon the belief that the new technology of radio
would serve the public by facilitating national edu-
cation and the dissemination of valuable informa-
tion collected by the federal government, such as
weather reports to aid agriculture. The act also ad-
dressed the potential use of radio in transportation,
and anticipated that seagoing vessels, for example,
would come to rely on radio communication in that
same way the railroads had relied on the telegraph.
The Communications Act of 1934 — a forty-
page document that was compiled after a single day
of hearings — reaffirmed the FCC's authority and
the federal government's control, but it also ad-
dressed the relationship between local radio sta-
tions and new national networks, a relationship
that would produce confusion and political conflict
for years to come. Later additions to the 1934 act
extended the government's responsibility for public
education and the dissemination of news, and pro-
vided for licensing with controls and limits that
were politically useful. These and later amend-
ments to the Communications Act of 1934 have
continued to wrestle with the evolving relationship
between the communications industry and the fed-
eral government. Try as they might, the progres-
sives who had shaped the Communications Act of
1927 reached the same point their predecessors had
reached in their effort to require national control
over the railroads. By providing for local ownership
of radio stations, the authors of the Communica-
tions Act of 1934 continued the debate between
local independence and national control that had
tormented the railroads.
See Also: COMMUNICATIONS AND THE PRESS;
RADIO.
BIBLIOGRAPHY
McChesney, Robert W. Telecommunications, Mass Media,
and Democracy: The Battle for Control of U.S. Broad-
casting, 1928-1935. 1993.
Paglin, Max D. A Legislative History of the Communications
Act of 1934. 1989.
Rosen, Philip T. Modern Stentors: Radio Broadcasters and
the Federal Government, 1920-1934. 1980.
Barry Dean Karl
COMMUNICATIONS AND THE
PRESS
Modern communications had congealed during the
1920s. Fashion and design, news, film, radio, pro-
motion, and popular culture became intertwined
and profitable as corporate entities. They projected
public excitement about modern consumer culture,
often from New York and Los Angeles, while
slighting regional and ethnic variety. The conden-
sation of news, seen in the newly established Read-
er's Digest, Time Magazine, the tabloid press, and the
fast paced newsreels, exuded a gauzy glorification
of the modern that often mocked traditional values
while ostensibly speaking for the "democratic mar-
ket."
With the Great Depression, the political stakes
related to the corporate definitions of news and
ENCYCLOPEDIA T THE GREAT DEPRESSION
193
COMMUNICATIONS AND T H E PRESS
rrwt.
■w&w
Depression-era headlines in the San Francisco Examiner, photographed by Dorothea Lange in January 1939. Library of Congress,
Prints & Photographs Division, FSA/OWI Collection
prevalent cultural values took on sharper relief and
more urgency. The sliding economy devastated the
communications industry, while business slipped in
public esteem. Movie attendance was off by a quar-
ter and many of the major studios declared bank-
ruptcy. Newspaper circulation was down; advertis-
ing revenue was off 45 percent. In this context,
however, the consequences of bringing sound and
sight together for the first time in feature films and
newsreels were far reaching but subtle. Half of
American homes had a radio by the mid 1930s.
Warren Susman has written that "sound helped
mold uniform national responses; it helped create
or reinforce uniform national values and beliefs in
194
ENCYCLOPEDIA OF THE GREAT DEPRESSION
COMMUNICATIONS AND THE
PRESS
a way that no previous medium had ever before
been able to do. Roosevelt was able to create a new
kind of Presidency and a new kind of political and
social power through his brilliant use of the medi-
um."
Franklin Roosevelt's ability to make news was
reinforced by his adept use of press conferences (he
held 337 in his first term alone) and fireside chats.
Photographers collaborated by not featuring him as
a man without the use of his legs. Rivals such as
Senator Huey Long and Father Charles Coughlin
competed with Roosevelt for attention through
commercial radio, and all of them received thou-
sands of letters from listeners each week.
The National Industrial Recovery Act, through
its codes of fair competition, put the stamp of ap-
proval on media oligopolies in 1933. The next year
Roosevelt signed the momentous Communications
Act, which updated the 1927 Radio Act and created
the Federal Communications Commission. Corpo-
rate media gained a largely compliant commission
and what was lost in the legislative rush was any
significant place for noncommercial or educational
broadcasting. As Robert McChesney has shown,
NBC and a gaggle of lawyers and lobbyists re-
framed questions about the value of noncommer-
cial stations so that network control of broadcast
frequencies was made to look patriotic. Educational
radio was effectively limited, and commercial
broadcasters were given free use of the public air-
waves with little financial return to the public or
control by regulators. That structure has dominated
American cultural life and the communications in-
dustry with few challenges ever since.
Modern propaganda was being developed in
Germany during the same years that New Dealers
experimented with forms of mass persuasion.
America's limited efforts resulted in controversy,
such as the response to Pare Lorentz's pathbreak-
ing Resettlement Administration documentary The
Plow That Broke the Plains (1936), which highlighted
the plight of those in the Dust Bowl and implicitly
called for greater federal assistance. Republicans
decried its message as overly partisan in an election
year.
Reporting on social issues took on new urgen-
cy, as writers traveled about the land as never be-
A boy in Chicago sells the March 21, 1942, issue of The
Chicago Defender, a leading African-American newspaper.
Library of Congress, Prints & Photographs Division, FSA/OWI
Collection
fore. They developed a passion for documenting
concrete facts and facing authentic misery by ob-
serving conditions firsthand, then translating their
concerns into powerful writing, seen notably in the
work of Edmund Wilson, Lorena Hickok, and
James Agee, and in magazines such as Survey
Graphic and Life. The documentary form expanded
through the widespread use of photojournalism,
under both government auspices and commercial
syndicates. Dorothea Lange, Margaret Bourke-
White, Walker Evans, and Paul Strand all galva-
nized public attention through the sensitivity and
intimacy of their photographs. The picture of pov-
erty described in John Steinbeck's novel The Grapes
of Wrath (1939) was so powerful that it was spun off
as a feature film, although director John Ford gave
the story a more conservative slant.
ENCYCLOPEDIA Of THE GREAT DEPRESSION
195
COMMUNICATIONS AND T
PRESS
Newspaper chains, largely controlled by
ideologically conservative owners, featured editori-
als that bristled with anti-Roosevelt invective, while
their news columns often dished out the New Deal
press releases. The larger chains included those
controlled by William Randolph Hearst, Roy How-
ard, and Colonel Robert McCormick. New maga-
zines created during the Depression years, includ-
ing Life, Look and Fortune, all featured compelling
photo essays.
Interpretive reporting, columnists, and special-
ized experts became more widely read in the 1930s
as well. Louis Stark of the New York Times became
the preeminent expert on labor relations. Promi-
nent political columnists included Walter Lippman
and David Lawrence. Dorothy Thompson wrote on
international affairs for the Herald Tribune. Drew
Pearson initiated his popular political gossip col-
umn. Americans could read the right-wing vitriol of
Westbrook Pegler or the more gentle counsel of
First Lady Eleanor Roosevelt's column "My Day."
Censorship of news stories, feature films, and
literature included such examples as the banning of
Henry Miller's book Tropic of Cancer (1934). The
Catholic Legion of Decency pressured Hollywood
to adopt the Production Code in 1934. Yet in 1931,
a landmark Supreme Court decision, Near v. Min-
nesota, had overturned state gag laws as unconsti-
tutional forms of prior restraint, thus strengthening
First Amendment guarantees.
Depression-era promotional strategies, the
measurement of the public taste, and altered de-
signs for consumer goods were masterfully ex-
plored in two books by Roland Marchand. He notes
how advertising appeals often reinforced consum-
ers' guilt over their economic failure as personal
rather than systemic while championing products
to make them more successful or attractive job ap-
plicants. Public relations efforts sought to identify
corporations as patriotic community builders rather
than union busters. Opinion surveys were becom-
ing institutionalized, most often identified through
the work of George Gallup or Elmo Roper and their
organizations.
The prevailing view of communications has
long told a story of growing homogenization of the
public through the mass media. Propaganda
studies that began emanating from universities in
larger numbers by the 1930s reinforced such a view.
Yet in recent years, scholars have focused on resis-
tance to mainstream media by workers, ethnic
groups, and diverse regional affinities. The continu-
ing attraction of "race movies" and the black press,
the regional theaters promoted by the Federal The-
atre Project, and the work of regional muralists,
such as Thomas Hart Benton, all helped promote
diverse local contexts, ideas, and images. Spanish-
language radio had its first female host in 1932
when Maria Latigo Hernandez became host of a
show called La Voz de las Americas, a daily afternoon
program on KABC in San Antonio. Hernandez
used the show as a platform for civil rights and
other local issues. That same year the Japanese
American Citizens League, organized in 1929 in
California, first published Pacific Citizen, aimed at
combating anti-Japanese sentiment in the United
States.
Labor unions initiated their own newspapers,
journals, and documentary film units during the
1930s. The Film and Photo League was created in
the early 1930s by radical documentary filmmakers,
some of whom were associated with the Commu-
nist International. The League covered strikes, hun-
ger marches, racism, and other issues of social ineq-
uity that were often ignored by the mainstream
media. Upton Sinclair, the famous writer and critic,
ran for the governorship of California in 1934 and
lost, but he aroused a strong constituency and the
powerful wrath of the conservative movie moguls,
who used newsreels and a major media campaign
to bury his candidacy. In Lords of the Press (1938),
journalist George Seldes attacked William Ran-
dolph Hearst and groups like the National Associa-
tion of Manufacturers for assisting Spain's Francis-
co Franco, Germany's Adolf Hitler, and Italy's
Benito Mussolini.
Americans were soon drawn to the crackling
urgency of Edward R. Murrow's broadcasts describ-
ing the London bombings. Yet fundamental ques-
tions addressing the democratization of informa-
tion and the oligarchic power of commercial media
raised by Seldes and others had largely been fi-
nessed during the previous decade, and the new
wartime climate would obfuscate them even more.
196
ENCYCLOPEDIA OF THE GREAT DEPRESSION
COMMUNIST
R T Y
See Also: ADVERTISING IN THE GREAT DEPRESSION;
COMMUNICATIONS ACT OF 1934; FEDERAL
COMMUNICATIONS COMMISSION (FCC);
HOLLYWOOD AND THE FILM INDUSTRY;
RADIO.
BIBLIOGRAPHY
Best, Gary Dean. The Critical Press and the New Deal: The
Press Versus Presidential Power, 1933-1938. 1993.
Carlebach, Michael L. American Photojournalism Comes of
Age. 1997.
Emery, Michael, and Edwin Emery. The Press and Ameri-
ca: An Interpretive History of the Mass Media, 6th edi-
tion. 1988.
Fielding, Raymond. The March of Time, 1935-1951. 1978.
Jowett, Garth. Film: The Democratic Art. 1976.
Lange, Dorothea, and Paul Schuster Taylor. An American
Exodus: A Record of Human Erosion in the Thirties.
1939.
Marchand Roland. Advertising the American Dream: Mak-
ing Way for Modernity, 1920-1940. 1985.
Marchand, Roland. Creating the Corporate Soul: The Rise
of Public Relations and Corporate Imagery in American
Big Business. 1998.
Marzolf, Marion. Civilizing Voices: American Press Criti-
cism, 1880-1950. 1991.
McChesney, Robert W. Telecommunications, Mass Media,
and Democracy: The Battle for the Control of U.S.
Broadcasting, 1928-1935. 1993.
Mitchell, Greg. The Campaign of the Century: Upton Sin-
clair's Race for Governor of California and the Birth of
Media Politics. 1993.
"The 1930s in Print: Magazines." America in the 1930s.
American Studies at University of Virginia. Available
at: www.xroads.virginia.edu/∼1930s/PRINT/
magazines.html
Ponder, Stephen. Managing the Press: Origins of the Media
Presidency, 1897-1933. 1999.
Roffman, Peter, and Jim Purdy. The Hollywood Social
Problem Film: Madness, Despair, and Politics from the
Depression to the Fifties. 1981.
Rorty, James. Our Master's Voice: Advertising. 1934.
Susman, Warren. Culture as History: The Transformation
of American Society in the Twentieth Century. 1984.
William, Stott. Documentary Expression and Thirties Amer-
ica. 1973.
Winfield, Betty Houchin. FDR and the News Media. 1990.
Gregory W. Bush
COMMUNIST PARTY
The Communist Party of the United States
(CPUSA) dominated the Left during the 1930s and
was in the forefront of struggles for social change.
From the beginning of the Great Depression to the
onset of World War II, the party enjoyed unprece-
dented influence and attained its highest member-
ship totals. With added contingents of fellow trav-
elers and numerous sympathizers, the Communist
Party had considerable impact on reform and pro-
test movements of the time.
Central to the Communist Party's growth and
stature was its quick and ready response to the im-
mediate needs and concerns of the masses of peo-
ple to conditions stemming from the country's eco-
nomic crisis. During the period, the party either
initiated or substantially contributed to several
highly visible grassroots struggles, among them the
agitation on behalf of the unemployed, the fight for
black rights, the antifascist campaign, and the
unionization of workers.
A number of factors coalesced to place the party
in a favorable position to assume a leading role in
Depression-era struggles. Internally, the factional
fighting that had occupied the party for much of the
1920s was settled with the expulsion of party leader
Jay Lovestone and the ascension of a three-man
secretariat consisting of William Z. Foster, William
Weinstone, and Earl Browder. The leadership was
further stabilized in 1934 with the election of
Browder as general secretary; Browder led the party
for the remainder of the 1930s and through the war
years, directing policies and activities with a mini-
mum of dissension. Moreover, the party had a
functional base from which to launch its cam-
paigns, and a skilled and disciplined cadre of expe-
rienced workers. Through the Trade Union Educa-
tional League and its successor, the Trade Union
Unity League, party members had worked diligent-
ly to organize workers and gained credibility as de-
termined and forthright fighters. The party had
other established wings with solid reputations, in-
cluding the International Labor Defense (ILD) and
the Young Communist League, and quickly formed
others to appeal to specific groups.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
197
COMMUNIST PARTY
Additionally, the party's critique of capitalism
meant that it was ideologically armed to deal with
the economic cataclysm. "Third period" analysis
(first articulated at the Sixth World Congress of the
Communist International [Comintern] anticipated
a crisis in Western capitalism and predicted eco-
nomic collapse followed by a revolutionary up-
swing. Accordingly, Communists expected to seize
the time, aggressively assume leadership, and lead
the disgruntled masses in a radical working-class
movement. By virtue of its political stance, the party
offered explanations and alternatives and was
poised for its anticipated vanguard role.
Despite the opportune circumstances, the
party's sectarianism hindered its effectiveness. In
accordance with third period analysis, the Commu-
nist Party saw itself as the leading light of the
movement and thus disdained alliances and coali-
tions with groups with similar interests and con-
cerns. Party rhetoric was vociferous in attacks on
reformists and other radicals, whom it wildly la-
beled as enemies of the working class and "social
fascists." Hence, Communist stridency precluded
any cooperation with likeminded progressives and
for the first half of the decade kept the party isolat-
ed from the mainstream of American liberalism.
Despite its sectarian stance, the party's accom-
plishments were substantial. In March of 1930,
Communists launched an unemployment cam-
paign with nationwide demonstrations. Nearly half
a million people in over thirty cities answered the
call, with an estimated 100,000 participating in New
York alone. The party followed up with the organi-
zation of unemployed councils and the staging of
local and national demonstrations. The party's pro-
gram included demands for emergency relief, un-
employment insurance, no evictions, and a seven-
hour workday and five-day workweek. Through the
councils, communist organizers called attention to
the plight of the unemployed, obtained some con-
crete benefits for them, and gave political voice to
suffering masses.
In addition to its activities with the unemployed
the party expanded its outreach to African Ameri-
cans. In keeping with the mandates of the Sixth
World Congress, which defined blacks as an op-
pressed nation within a nation requiring special at-
tention, the CPUSA was intent on representing it-
self as the party of black Americans. In 1932 (and
again in 1936 and 1940) an African American,
James W. Ford, was the vice-presidential nominee
on the Communist Party ticket. Beyond symbolic
gestures, Communists aggressively recruited blacks
and courageously entered the hostile South, where
they attempted to organize blacks and whites to-
gether in defiance of law and etiquette. Facing con-
siderable peril, in 1931 they helped form a share-
croppers union in Alabama that sought better
conditions and fairer treatment for agricultural
workers.
The party probably made its greatest inroads
with blacks through the ILD's vigorous defense of
black prisoners. The group's long-running cam-
paign surrounding the "Scottsboro Boys," nine
black youths convicted of raping two white women
in Alabama in 1931, attracted worldwide attention
and contributed greatly to the party's image as a
militant opponent of racism and discrimination.
By the end of 1934, the party had began moder-
ating its tone and moving closer to cooperation
with other groups. The Seventh World Congress of
the Comintern affirmed the shift in mid-1935 with
its call for a united front of democratic forces to
combat the growing threat of fascism. Attacks on
liberals and socialists ceased as the CPUSA sought
alliances with groups that it had formerly assailed.
This new policy, the People's or Popular Front (later
rechristened the Democratic Front), was reflected
in support for President Franklin D. Roosevelt and
New Deal policies, the abandonment of dual
unionism, and generally a less doctrinaire and sec-
tarian posture. In the wake of this changed attitude,
the CPUSA took the lead in uniting its National
Student League with the Socialist Student League
for Industrial Democracy in 1935 to form the Amer-
ican Student Union (ASU). The ASU combined ac-
tivism on college campuses with involvement in
labor, antifascist, and civil rights issues. In the
South, the ASU had its close counterpart in the
Southern Negro Youth Congress (SNYC), a federa-
tion of black youth groups brought together by
young African -American Communists in 1937.
With a base originally in Richmond, Virginia, the
SNYC spread to several southern states, where it
spearheaded labor and civil rights initiatives.
191
ENCYCLOPEDIA OF THE GREAT DEPRESSION
CONGRESS OF INDUSTRIAL ORGANIZATIONS ((10
The Popular Front's most enduring success was
in the area of labor. John L. Lewis, head of the
Committee for (later Congress of) Industrial Orga-
nizations (CIO), relied heavily on experienced and
skilled Communist organizers when he undertook
the task of unionizing the mass productions indus-
tries. Communists and others strongly linked to the
party could be found at nearly every level of the
early CIO and came to dominate a number of CIO
unions.
The CPUSA's successful foray into mainstream
progressive movements came to an abrupt halt with
the 1939 Nazi-Soviet nonaggression treaty. Al-
though membership was largely unaffected, Demo-
cratic Front alliances dissolved because the party's
shift from collective security to neutrality seemed a
betrayal of its previously principled stand against
fascism. The party sought to resurrect its former al-
liances during the 1940s, but its credibility had been
undermined and its image badly tarnished.
See Also: ALABAMA SHARECROPPER'S UNION;
AMERICAN STUDENT UNION; BROWDER EARL;
FOSTER WILLIAM Z.; INTERNATIONAL LABOR
DEFENSE (ILD); POPULAR FRONT; SCOTTSBORO
CASE; SOUTHERN NEGRO YOUTH CONGRESS
(SNYC).
BIBLIOGRAPHY
Draper, Theodore. Roots of American Communism. 1957.
Draper, Theodore. American Communism and Soviet Rus-
sia: The Formative Period. 1960.
Klehr, Harvey, and John Earl Haynes. The American Com-
munist Movement: Storming Heaven Itself. 1992.
Klehr, Harvey. The Heyday of American Communism: The
Depression Decade. 1984.
Ottanelli, Fraser M. The Communist Party of the United
States: From the Depression to World War II. 1991.
Gwen Moore
CONGRESS OF INDUSTRIAL
ORGANIZATIONS (CIO)
Dismal working conditions for millions of Ameri-
can industrial laborers inspired the creation of the
CIO. Originally called the Committee for Industrial
Organization, the CIO began in November 1935 as
a reformist movement within the American Federa-
tion of Labor (AFL), which had traditionally fo-
cused on organizing skilled workers, such as elec-
tricians and carpenters, into their own trade unions.
The AFL had made only halfhearted efforts to orga-
nize the millions of workers in such basic industries
as steel, automobiles, rubber, and meatpacking.
These industrial workers had almost universal com-
plaints about the general climate of job insecurity
during the Great Depression, the lack of any mean-
ingful input concerning their working conditions,
and the arbitrary power of their foremen to hire,
fire, and transfer. For most workers, having so little
control over their lives proved to be humiliating and
degrading. Anyone who was fortunate enough to
work at an industrial job during the Depression had
to accept long hours and the increasingly fast pace
of the machinery. The combination proved to be ex-
hausting, and often dangerous. If workers spoke up
or complained, they risked losing their jobs, with no
recourse.
ORIGINS
The CIO sought to change the balance of power
in American factories. Three presidents of existing
AFL unions — John L. Lewis of the United Mine-
workers (UMW), David Dubinsky of the Interna-
tional Ladies' Garment Workers' Union, and Sid-
ney Hillman of the Amalgamated Clothing
Workers — pushed hardest for the creation of the
CIO and offered resources from their union trea-
suries to support the cause. Lewis's UMW had a di-
rect interest in organizing the steel industry, be-
cause large steel companies owned a significant
percentage of the nation's coal mines. Dubinsky
and Hillman saw potential in linking the fortunes
of industrial workers, through the CIO, with Frank-
lin Roosevelt's New Deal. All early CIO leaders
feared that unrest among American workers, if not
harnessed in positive ways, could be channeled into
potential Communist or fascist movements.
Industrial workers had made their discontent
obvious after the passage in 1933 of Roosevelt's
National Industrial Recovery Act, which was de-
signed primarily to allow businesses to regulate
ENCYCLOPEDIA 01 THE GREAT DEPRESSION
199
CONGRESS OF INDUSTRIAL ORGANIZATIONS (CIO)
Members of the CIO's Ford Local 600 carry flags and banners in Detroit's 1942 Labor Day parade. Library of Congress, Prints &
Photographs Division. FSA/OWI Collection
themselves out of the Great Depression, but which
also contained a clause (section 7a) that guaranteed
American workers the right to organize into unions
without interference from their employers.
Throughout 1934, hundreds of thousands of labor-
ers, across industries and across regions, went on
strike to claim their legal right to join unions, many
of which were affiliates of the AFL. In most cases,
however, employers ignored the law and fought
hard, often violently, against their employees.
Many leading union supporters lost their jobs,
while the federal government did nothing to pre-
vent or punish these blatant violations of the Na-
tional Industrial Recovery Act. The prospects for
widespread gains for organized labor fizzled with
the 1934 organizing defeats. But what would be-
come of the unrest that prompted the uprisings?
Lewis, Dubinsky, and Hillman hoped that it could
be funneled into effective industrial unions within
the AFL, making organized labor a significant na-
tional political force. The AFL's leadership, howev-
er, did not share this vision, and very shortly after
its creation the CIO began to operate, for all practi-
cal purposes, as an independent labor organization.
AMBIGUOUS BREAKTHROUGHS
Two months after the Supreme Court declared
the National Industrial Recovery Act unconstitu-
tional in May 1935, President Roosevelt signed the
ZOO
ENCYCLOPEDIA OF THE GREAT DEPRESSION
CONGRESS OF INDUSTRIAL ORGANIZATIONS ((10
National Labor Relations Act — also known as the
Wagner Act, after its chief sponsor, Senator Robert
Wagner from New York — which once again guar-
anteed American workers the right to join unions
without employer opposition. Workers were un-
derstandably wary. Likewise, while CIO officials
appreciated the symbolic importance of the bill,
they had no illusions that business owners would
obey it. CIO leaders also faced the difficult task of
convincing workers that the CIO was serious about
supporting them, and that it had the power to stand
up to intransigent managements.
In February 1936, rubber workers at Goodyear
Tire in Akron, Ohio, forced these dynamics into the
open with their fight for long-simmering demands:
a measure of control over both their hours and their
method of payment, and protection for union activ-
ists, who were being fired in violation of the Wag-
ner Act. The struggle was far more complex than
simply workers versus management. The CIO com-
peted for the workers' allegiance with an AFL
union and with Goodyear's company union, which
was not an independent bargaining agent and
which should have been outlawed under the Wag-
ner Act. Rubber workers set the pace in this conflict,
largely rejecting the AFL, but not entirely content
with their alternatives. The CIO hoped to harness
the workers' anger and use it to establish a perma-
nent union with a collective bargaining agreement
with Goodyear, but the company was still far
stronger than any union. In late March, Goodyear
offered minor changes in working hours, but re-
fused to sign a formal contract. This was an ambig-
uous result, like many of the CIO's experiences in
the 1930s. The rubber workers were not crushed,
which was a major triumph when compared with
earlier years, but by no means did the CIO create
a solid institutional base in Akron, and rubber
workers were without either a collective bargaining
agreement or any other means to resolve their
grievances.
The CIO also sought to organize steelworkers,
who shared common complaints about the arbi-
trary power of foremen, but who also had experi-
enced numerous routs at the hands of manage-
ment, most recently in 1934. Steel was the heart of
American industrial might, however, and there
were half a million potential steelworker union
members. Girding for battle, the CIO created the
Steel Workers' Organizing Committee (SWOC) in
June 1936. Funded primarily by Lewis's UMW,
SWOC ignored any AFL claims to jurisdiction over
skilled steelworkers and began mass organizing.
While still technically part of the AFL, the CIO
now operated independently and faced strong op-
position from its parent organization. The CIO also
acted on its own by supporting President Roosevelt
in his successful bid for reelection in 1936. Whether
or not they were influenced by the CIO's endorse-
ment, most working-class Americans voted for
Roosevelt, and CIO leaders hoped that this display
of political power would help protect the fledgling
industrial union movement.
The CIO's fortunes rose with the success in
early 1937 of the famous Flint, Michigan, sit-down
strike against General Motors (GM). Although it
appears that most autoworkers in Flint desired
greater control over their working lives, only a few
were willing to risk their livelihoods by openly as-
sociating with a unionization drive sponsored by
the upstart United Auto Workers (UAW). By orga-
nizing workers to stay inside factories rather than
to picket outside them, UAW activists neutralized
much of the power that GM (or any other intransi-
gent employer) traditionally wielded in such con-
flicts. A police assault on the sit-down strikers
would damage company property, and it was im-
possible to operate machines with strikebreakers
while strikers occupied the plant. Although the Su-
preme Court would later declare the sit-down tactic
to be an unconstitutional violation of a company's
property rights, for a brief period, refusing to leave
factories tipped the balance of power in labor con-
flicts. The CIO was not involved in the day-to-day
conduct of the Flint strike. Lewis, however, person-
ally negotiated with GM and government officials
to broker the final settlement. As a result, the CIO
gained much favorable publicity and the UAW be-
came one of its largest and most important affili-
ates. The UAWs first agreement, however, proved
to be more important for its symbolism than its
substance. GM pledged to recognize the UAW as
its labor force's sole bargaining agent for six
months, but much remained unclear about what
ENCYCLOPEDIA OF THE G R E A F DEPRESSION
201
CONGRESS OF INDUSTRIAL ORGANIZATIONS (CIO)
concrete differences that would bring in labor-
management relations.
With an eye toward GM's loss of market share
during the Flint sit-down strike — the economy was
experiencing a minor upswing in the midst of the
Depression — U.S. Steel president Myron Taylor
unexpectedly settled with SWOC in early March
1937. Once again, the agreement was an ambigu-
ous triumph. U.S. Steel employees won a wage in-
crease and a forty-hour workweek, but SWOC did
not extract the right to be the sole bargaining agent
for the company's workers. Nevertheless, the CIO
benefited from having won any concessions at all
from the nation's largest steelmaker, which had re-
buffed all previous organizing campaigns. The fol-
lowing month, Chrysler Corporation signed a labor
agreement with the UAW-CIO, and the Supreme
Court declared the Wagner Act constitutional.
Hundreds of thousands of workers across the coun-
try, from a staggering variety of jobs, soon joined
ClO-affiliated unions. There was certainly reason to
be hopeful about the future of the CIO's industrial
union project.
DAUNTING CHALLENGES
However, there were also ominous develop-
ments. Ford Motor Company violently resisted
UAW organizing efforts, and the Roosevelt admin-
istration failed to enforce the Wagner Act. Likewise,
smaller steel companies fought successfully, some-
times lethally, against SWOC's efforts to complete
organization in steel. These campaigns drained re-
sources from the CIO, which, despite increasing its
institutional presence around the country, was
often unable to offer adequate support to the mass-
es of hopeful workers in other industries who had
recently joined unions. The CIO also relied heavily
on organizers, and top leaders in a few affiliated
unions, who were members of the Communist
Party. Communist union activists, perhaps a quar-
ter of the CIO organizing staff, were essential to the
industrial union mission and appear almost without
exception to have placed their commitment to
workers above their party allegiances. Yet the pres-
ence of Communists in the CIO made the organiza-
tion vulnerable to red-baiting politicians and indus-
trialists. During the Depression years, however, top
CIO officials shrugged off such attacks and utilized
the Communists' talents.
The biggest threat to the CIO proved to be the
deep recession that began in late 1937. Industrial
employment plummeted, severely reducing union
membership and dues payments. When it officially
split from the AFL in November 1938 — changing its
name to the Congress of Industrial Organiza-
tions — the CIO was far weaker than it had been a
year earlier. The recession further emboldened
anti-union employers like Ford and Republic Steel
to flaunt the Wagner Act, the AFL continued its
counterattack against what it considered to be the
CIO's renegade operations, and John L. Lewis as-
sumed increasing, often erratic, control of the CIO
while still leading the UMW. It is unclear how many
workers still belonged to CIO unions in late 1938,
but it seems certain that the numbers were far
lower than those released by CIO officials.
As the defense buildup for World War II
brought the nation out of the Great Depression, the
CIO's prospects for survival increased dramatically.
The war years, indeed, would bring relative institu-
tional stability, but with many constraints on union
behavior. The central question continued to be
whether or not industrial unionism, through the
CIO, could maintain a lasting presence and im-
prove the lives of millions of American workers.
The jury remained out as the Depression ended.
The alternative, however, seemed to be the grim,
arbitrary autocracy that had prompted unioniza-
tion. Adding to the complexity, while the CIO
sought better lives for masses of Americans, the
working class itself was not united. Improving op-
portunities for all workers would require serious
challenges to racial and gender discrimination, hi-
erarchies that were dear to many members of CIO
unions. The CIO, indeed, faced daunting chal-
lenges.
See Also: AMERICAN FEDERATION OF LABOR (AFL);
COLLECTIVE BARGAINING; DUBINSKY, DAVID;
HILLMAN, SIDNEY; LEWIS, JOHN L.; NATIONAL
LABOR RELATIONS ACT OF 1935 (WAGNER
ACT); SIT-DOWN STRIKES; STEEL WORKERS'
ORGANIZING COMMITTEE (SWOC); UNITED
AUTOMOBILE WORKERS (UAW); UNITED MINE
WORKERS OF AMERICA (UMWA).
Z02
ENCYCLOPEDIA OF THE GREAT DEPRESSION
CONSERVATION
MOVEMENT
BIBLIOGRAPHY
Bernstein, Irving. The Turbulent Years: A History of the
American Worker, 1933-1941. 1970.
Cohen, Lizabeth. Making a New Deal: Industrial Workers
in Chicago, 1919-1939. 1990.
Dubofsky, Melvyn, and Warren Van Tine. John L. Lewis:
A Biography. 1977. Abridged edition, 1987.
Faue, Elizabeth. Community of Suffering and Struggle:
Women, Men, and the Labor Movement in Minneapolis,
1915-1945. 1991.
Fine, Sidney. Sit-Down: The General Motors Strike of
1936-1937. 1969.
Fraser, Steven. Labor Will Rule: Sidney Hillman and the
Rise of American Labor. 1991.
Halpern, Rick. Down on the Killing Roor: Black and White
Workers in Chicago's Packinghouses, 1904-1954. 1997.
Hodges, James A. New Deal Labor Policy and the Southern
Cotton Textile Industry, 1933-1941. 1986.
Irons, Janet. Testing the New Deal: The General Textile
Strike of 1934 in the American South. 2000.
Kelley, Robin D. G. Hammer and Hoe: Alabama Commu-
nists during the Great Depression. 1990.
Meier, August, and Elliott Rudwick. Black Detroit and the
Rise of the UAW. 1979.
Nelson, Bruce. Workers on the Waterfront: Seamen, Long-
shoremen, and Unionism in the 1930s. 1988.
Preis, Art. Labor's Giant Step: Twenty Years of the CIO.
1964.
Ruiz, Vicki. Cannery Women, Cannery Lives: Mexican
Women, Unionization, and the California Tood Process-
ing Industry, 1930-1950. 1987.
Zieger, Robert H. The CIO: 1935-1955. 1995.
Daniel Clark
CONSERVATION MOVEMENT
Popular wisdom has it that in times of scarcity or
economic contraction the relative luxury of land or
resource conservation loses its viability and appeal.
Yet, during the Great Depression, the conservation
movement, which had reached an apogee during
the Progressive era, continued within a core of or-
ganizations and especially within the federal gov-
ernment to evolve as the New Deal linked conser-
vation projects with its relief programs.
The Depression in agriculture that accompa-
nied the end of World War I had drawn the atten-
tion of economists and agricultural planners to the
challenges of inefficient agriculture and overpro-
duction. Agricultural economists and politicians
had spent the 1920s casting about for a solution to
deflated commodity prices, and most had been at-
tracted to the idea of parity price controls and gov-
ernment intervention in the marketing of agricul-
tural surpluses. Yet, with the onset of nationwide
Depression in 1929, and especially by 1931, many
of the most progressive of the nation's planners and
agricultural economists had begun to discuss land
utilization and overproduction as the most pressing
concerns facing American agriculture. The leading
thinkers of this latter group, M. L. Wilson, Rexford
G. Tugwell, Henry A. Wallace, and L. C. Gray, en-
tered the upper ranks of the agricultural establish-
ment after the inauguration of Franklin D. Roose-
velt, and they were pivotal in determining federal
conservation policy during the Depression. The
principal accomplishments of the conservation
movement during the 1930s took place mostly
within the programs of federal government through
the coordination of forward-thinking policymakers.
FEDERAL CONSERVATION PROJECTS
Tugwell suggested in 1934 that the moment for
action on conservation measures had arrived, not
only because of the national emergency and its eco-
nomic causes, but also because of the new leader-
ship in which the American people had placed their
trust. Roosevelt was a natural leader for conserva-
tionist thinking in government because of his con-
cern for the conservation of resources and the effi-
ciency of agriculture and forestry, which he had
demonstrated during his career as a farmer and
politician in New York state. In a speech in Mont-
gomery, Alabama, in January 1933 the incoming
president encompassed many of his ideas about
conservation and planning: "We have an opportu-
nity of setting an example of planning not just for
ourselves but for the generations to come, tying in
industry and agriculture and forestry and flood pre-
vention, tying them all into a unified whole ... so
that we can afford better opportunities and better
places for living for millions of yet unborn, in the
days to come."
The continuation of the conservation move-
ment during the Great Depression was most evi-
ENCYCLOPEDIA T THE GREAT DEPRESSION
203
CONSERVATION
MOVEMENT
¥■
Conseroation workers plant trees in 1937 to promote reforestation in support of the Withlacoochee Land Use Project in Florida.
Library of Congress, Prints & Photographs Division, FSA/OWI Collection
dent in federal land use planning, and the conser-
vation projects of the New Deal were deeply rooted
in progressive ideas about efficient land use that
had characterized the early twentieth century. Sig-
nificant among these was the identification and re-
tirement of so-called submarginal land (agricultural
land unsuited for the purposes for which it was
being used), a project that began in divisions of the
Agricultural Adjustment Administration (AAA) and
the Federal Emergency Relief Administration
(FERA). Retiring surplus, unprofitable farmland
from production had been an element of New
York's land use planning programs under Governor
Roosevelt during the 1920s, but not until the New
Deal did federal agencies embrace the idea of pro-
moting similar reforms in land use. In 1935, the
Tugwell's Resettlement Administration took over
the land utilization and land retirement work of the
AAA and FERA, and attempted, in spite of wide-
spread opposition, to conserve human and natural
resources through the reorganization of the agricul-
tural landscape.
Another corrective conservation measure, the
Shelterbelt Project, was in part a response to the
dust storms of the mid-1930s. The Shelterbelt was
designed to include the planting of over two hun-
dred million trees along the country's 100th meridi-
an as a means of moderating drought and reducing
dust storms, thus protecting crops and livestock.
Soil conservation was no less important to the
prevention of dust storms and agricultural ineffi-
Z(H
ENCYCLOPEDIA T TUT GREAT DEPRESSION
CONSERVATION
MOVEMENT
ciency, and shortly after $5 million was allotted to
erosion control in 1933, Ickes created the Soil Ero-
sion Service (SES) in the Department of Interior,
where it developed into an agency committed to
spreading the use of such techniques as contour
plowing and strip farming. With a 1934 study the
SES drew attention to the plague of erosion, report-
ing that within the United States only 578 million
of over two billion acres were unaffected by soil
loss. In March 1935 the SES was transferred to the
Department of Agriculture and renamed the Soil
Conservation Service. In 1936, in response to the
growing awareness of the destructive powers of
erosion, Congress passed the Soil Conservation
and Domestic Allotment Act, which offered in-
ducements to farmers for replacing soil-draining
commercial crops like cotton, wheat, or corn with
grasses and legumes that returned nutrients to the
soil and remained rooted in the soil yearlong. This
legislative descendent of the AAA linked conserva-
tion to the earlier aims of reducing production, and
it gave soil protection a permanent place in govern-
ment.
Regional planning was no less important a part
of the federal agenda during the New Deal, and the
Tennessee Valley Authority (TV A) embodied re-
gional planning through the development of dams
that provided flood control and generated electrici-
ty, the construction of new highways, and agricul-
tural reforms that combined to transform the eco-
nomic life of the region. Though no other regions
received as much reorganization as the Tennessee
Valley, this model of intensive regional planning in-
formed national policies elsewhere.
The nation's forests were another subject of
widespread interest among government officials,
and the Forest Service's 1933 National Plan for
American Forestry recommended that the federal
government begin purchasing cutover and tax-
delinquent land. As a consequence, between 1933
and 1936 the federal government doubled the size
of the national forest system.
Work in the national forests was performed in
large part by one of Roosevelt's, and the nation's,
favorite New Deal programs, the Civilian Conser-
vation Corps (CCC), which was designed as a ref-
uge for the millions of unemployed young men be-
tween the ages of eighteen and twenty-five. Corps
enrollees worked on both private and public land,
constructing trails, reforesting national parks and
forests, working to prevent erosion, and fighting
forest fires, among dozens of other pursuits. The
CCC's work offered tangible proof of the federal
government's interest in the conservation of both
human and natural resources, and as it offered new
opportunities to the nation's young men it fur-
thered the conservation agenda dramatically in the
years preceding World War II.
With the national appeal of programs like the
CCC and the growing attention in government to
conservation issues, the historic conflict between
the Department of Agriculture and the Department
of Interior over programs and power continued.
During the 1930s Secretary of Agriculture Henry A.
Wallace and Secretary of the Interior Harold L.
Ickes battled for control over the New Deal conser-
vation projects. Both administrators saw the logic of
combining the conservation functions of govern-
ment in one department, but both also sought con-
trol over the programs. Ickes sought to change the
name of the Department of the Interior to the De-
partment of Conservation and Works, with an as-
sociated swapping of bureaus with Agriculture, but
Wallace refused, arguing that the functions of for-
estry and soil conservation belonged with other ag-
ricultural pursuits in his department. Ultimately, in
1935 and 1936, both President Roosevelt and Con-
gress refused to consolidate the government's con-
servation programs into one department, and the
distribution of conservation bureaus through the
several departments remains to the present.
BEYOND GOVERNMENT
Outside government, such advocacy groups as
the Sierra Club similarly worked during the De-
pression to forward their agenda of expanding and
preserving national parks, forests, and monuments,
like Death Valley, Kings Canyon, and Olympic Na-
tional Park. A newcomer to the conservation move-
ment during the Depression was the Wilderness
Society, founded by a small group of wilderness ad-
vocates who rejected the growing automobility of
recreation and devoted themselves to the preserva-
tion of wilderness. One of the founding members,
ENCYCLOPEDIA T THE GREAT DEPRESSION
205
CONSERVATIVE ( A E I T I N
Benton MacKaye, who worked for the TVA during
the early 1930s, had been a primary advocate for the
creation of the Appalachian Trail. MacKaye was
concerned that the natural areas for which conser-
vation activists had worked during the 1920s were
being threatened by unprecedented government
intrusion into conservation and recreational devel-
opment. The Wilderness Society campaigned
against the government's make -work programs,
such as the Shenandoah National Park's Skyline
Drive, which brought tourists — and their cars — to
the wildest parts of the nation's parks and forests.
By the end of the 1930s, hundreds of millions
of acres of land had come under federal manage-
ment and been improved by the labor of relief
workers. The subsidies and supervision provided to
agriculture and public lands through the various
federal agencies meant that the landscapes of pro-
duction and recreation had changed, with conser-
vation being a new and fundamental aspect of agri-
cultural and land-management policy within the
federal government.
See Also: CEVELIAN CONSERVATION CORPS (CCC);
RESETTLEMENT ADMINISTRATION (RA);
SHELTERBELT PROJECT; SOIL CONSERVATION
SERVICE (SCS); TENNESSEE VALLEY AUTHORITY
(TVA).
BIBLIOGRAPHY
Clements, Kendrick A. Hoover, Conservation, and Con-
sumption: Engineering the Good Life. 2000.
Cohen, Michael P. The History of the Sierra Club,
1892-1970. 1988.
Cronon, William. "Landscapes of Abundance and Scar-
city." In The Oxford History of the American West, ed-
ited by Clyde A. Milner II, Carol A. O'Connor, and
Martha A. Sandweiss. 1994.
Lehman, Tim. Public Values, Private Lands: Farmland Pres-
ervation Policy, 1933-1985. 1995.
Merchant, Carolyn. Earthcare: Women and the Environ-
ment. 1995.
Nixon, Edgar 13., ed. Franklin D. Roosevelt and Conserva-
tion, 1911-1945, Vol. 1: 1911-1937. 1957.
Pisani, Donald. "Natural Resources and the American
State, 1900-1940." In Taking Stock: American Govern-
ment in the Twentieth Century, edited by Morton Kel-
ler and R. Shep Melnick. 1999.
Schlesinger, Arthur M., Jr. The Coming of the New Deal.
1959.
Steinberg, Ted. Down to Earth: Nature's Role in American
History. 2002.
Sternsher, Bernard. Rexford Tugwell and the New Deal.
1964.
Sutter, Paul S. Driven Wild: How the Fight against Automo-
biles Launched the Modern Wilderness Movement.
2002.
Swain, Donald C. Federal Conservation Policy, 1921-1933.
1963.
Williams, Michael. Americans and Their Forests: A Histori-
cal Geography. 1989.
Worster, Donald. Dust Bowl: The Southern Plains in the
1930s. 1979.
Sara M. Gregg
CONSERVATIVE COALITION
The roots of a conservative coalition opposing the
New Deal of Franklin D. Roosevelt can be traced
back to shifts in the major parties that predated the
1930s. As early as 1920, the Republican Party had
jettisoned much of its progressive wing and defined
itself as a more ideologically homogenous, conser-
vative organization anchored in New England, the
Midwest, and the West. The Democrats of the
1920s, for their part, were not a unified liberal party,
but an ideological muddle of rural southerners and
urban northerners, anti-alcohol drys and anti-
Prohibition wets, nativists and immigrants, and
Protestants and non-Protestants. Hungry to regain
national power they had lost since the Wilson
years, the Democrats' gratitude for Franklin Roose-
velt's victory in 1932 encouraged short-term unity
within the president's party in Congress during the
first hundred days. But as early as 1934, the emer-
gence of the American Liberty League, with its sup-
port from not only Republicans but also past Dem-
ocratic leaders such as 1928 presidential nominee
Al Smith, showed the potential for a bipartisan co-
alition of conservatives unified in support of states'
rights, anticommunism, opposition to federal taxa-
tion and spending, and resistance to organized
labor and civil rights.
As Roosevelt's programs increasingly redefined
the national Democrats in the 1935-1936 period as
a party championing the interests of the urban, in-
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ENCYCLOPEDIA OF THE GREAT DEPRESSION
CONSUMERISM
dustrial working class, some veteran Democratic
lawmakers from the South openly resisted the shift.
Conservatives from both parties fought vainly
against the Wagner Act (National Labor Relations)
and Social Security Acts, and Senator Carter Glass
of Virginia led successful efforts to water down the
president's "soak-the-rich" Wealth Tax Act of 1935.
Roosevelt's 1936 landslide re-election appeared to
foretell a pending rout of his remaining conserva-
tive adversaries in Congress, but the unpopularity
of the president's "court-packing" bill in 1937 and
the onset of a major economic recession reinvigo-
rated conservative critics in both parties. During the
1937 session, an ever-more-formal partnership be-
tween southern Democrats and congressional Re-
publicans, both often representing traditionalist
white, rural constituencies, began to flex its legisla-
tive muscle.
In the "Conservative Manifesto" of December
1937, written mainly by North Carolina Democrat
Josiah Bailey, anti-New Deal legislators from both
parties attacked the sit-down strikes launched by
organized labor, demanded lower taxes and a bal-
anced federal budget, endorsed states' rights and
private property rights, and attacked relief pro-
grams for fostering permanent dependency. With
the exceptions of a watered-down Wagner- Steagall
National Housing Act in 1937 and the Fair Labor
Standards Act the following year, most Roosevelt
domestic initiatives floundered. When the presi-
dent tried to reverse his political fortunes by work-
ing to defeat his conservative Democrat nemeses in
party primaries, the voters repudiated him, return-
ing anti-New Deal senators Ellison Durant, "Cot-
ton Ed" Smith of South Carolina, Walter George of
Georgia, and Millard Tydings of Maryland to
Washington, and giving Republicans their greatest
gains since 1928.
For all intents and purposes, the New Deal era
had ended by 1938. Texas congressman Martin
Dies led the House Un-American Activities Com-
mittee in headline-grabbing hearings alleging
Communist influence in New Deal programs and
the labor movement. Conservatives killed anti-
lynching legislation, and pushed through passage
of the Hatch Act, prohibiting federal employees, in-
cluding relief workers, from participation in politi-
cal campaigns. As the danger of world war deep-
ened by the late 1930s, the conservative coalition's
asking price for its cooperation with the executive
branch on foreign policy was the winding down of
the New Deal — a price the Roosevelt administra-
tion increasingly paid. During World War II and for
several decades after, as Cold War fears of commu-
nism at home and abroad mushroomed and civil
rights emerged as an even more central and divisive
national issue, bipartisan coalitions of conservative
lawmakers would continue to act as a powerful
brake on liberal presidential initiatives.
See Also: AMERICAN LIBERTY LEAGUE; ELECTION
OF 1938; NEW DEAL; RECESSION OF 1937;
SUPREME COURT "PACKING" CONTROVERSY
BIBLIOGRAPHY
Allswang, John. The New Deal and American Politics. 1978.
Burns, James MacGregor. Roosevelt: The Lion and the Tox.
1956.
Kennedy, David M. Freedom from Fear: The American Peo-
ple in Depression and War. 1999.
Leuchtenburg, William E. Franklin D. Roosevelt and the
New Deal, 1932-1940. 1963.
Patterson, James T. Congressional Conservatism and the
New Deal. 1929-1945. 1967.
Robert F. Burk
CONSUMERISM
In the 1920s, America became a modern consumer
society. The number of automobiles, radios, refrig-
erators, and other new appliances exploded as fac-
tories introduced mass production techniques and
advertisers developed new ways of selling these
goods. But reformers feared that modern consum-
ers found themselves powerless in the face of ma-
nipulative advertising, mass technology, and a
maldistribution of income. Consumers could no
longer judge the quality of packaged, technically
complex items simply by taste, touch, or smell, nor
could they bargain over prices. Those concerns gave
rise to a consumer movement in the 1920s. The
movement began with the publication of Stuart
Chase and F. J. Schlink's Your Money's Worth
ENCYCLOPEDIA E THE GREAT DEPRESSION
207
CONSUMERISM
(1927), a best-selling book that exposed false ad-
vertising and adulteration of nationally advertised
brand-name goods. In response to this book's suc-
cess, Chase and Schlink established Consumers'
Research, the country's first product-testing agen-
cy. Although the organization had only several
thousand members, the idea that consumers need-
ed help in reforming modern capitalism gained
widespread acceptance during the Great Depres-
The Depression led to the creation of new gov-
ernmental agencies dedicated to protecting con-
sumers. Facing economic devastation and dire
need, consumers wanted more for their money.
Though the economy experienced massive defla-
tion, not all prices declined as fast as wages, espe-
cially as large corporations sought to maintain
prices and cut production as an attempt to stabilize
profits. In addition, many manufacturers resorted to
cheapening the quality of products as a way to cut
costs. But the biggest problem that consumers faced
during the Great Depression was lack of income.
Indeed, many New Dealers believed that under-
consumption resulting from a lack of mass purchas-
ing power caused the Depression. Though capital
spending fell far more than consumption, the idea
of underconsumption as the country's main eco-
nomic problem had widespread popular appeal.
When President Franklin Roosevelt introduced
the New Deal, he adopted a purchasing power ra-
tionale and promised an expansion of governmen-
tal authority to end underconsumption and in-
crease purchasing power: "The aim of this whole
effort is to restore our rich domestic market by rais-
ing its vast consuming capacity." But the National
Industrial Recovery Act and the Agricultural Ad-
justment Act were necessarily inflationary. The Na-
tional Recovery Administration (NRA) suspended
antitrust provisions to allow businesses to stabilize
production and prices. As a result, the NRA codes
worsened the problem of what New Dealer Gardi-
ner Means called "administered prices." Section 7a
of the National Industrial Recovery Act was intend-
ed to increase wages, but industry noncompliance
rendered collective bargaining ineffective. The ef-
forts of the Agricultural Adjustment Administration
(AAA) to increase the purchasing power of farmers
by raising commodity prices was also inflationary.
The initiatives of both the NRA and the AAA led to
higher prices without substantially increasing na-
tional income, and higher prices threatened to un-
dermine public support for the New Deal. As a re-
sult, Congress created new bodies to look out for
the interests of consumers and to contain consumer
protest.
The creation of the NRA's Consumer Advisory
Board signaled the incorporation of a progressive
attitude into the New Deal and the official recogni-
tion of the importance of consumers to economic
recovery. The board's first chairman was Mary
Rumsey. Born in New York in 1881 to E. H. Harri-
man, a railroad financier, Rumsey grew up in elite
circles, but she maintained a lifelong interest in so-
cial welfare. During World War I, Rumsey helped
organize community councils under the Council of
National Defense. Those councils played an impor-
tant role in monitoring wartime prices and served
as the basis of cooperatives after the war. During
the 1920s, Rumsey developed close ties to the fe-
male reform community, and she received her ap-
pointment to the Consumer Advisory Board at the
behest of her close friend and roommate Frances
Perkins. Rumsey, who also had the ear of Eleanor
Roosevelt, appointed to the board representatives
from women's groups that were sympathetic to
consumer issues, including the American Home
Economics Association, the General Federation of
Women's Clubs, the National Consumers' League,
the Women's Trade Union League, the League of
Women Voters, and the American Association of
University Women. Rumsey also appointed social
scientists, such as Gardiner Means, Robert Lynd,
and Paul Douglas.
In the AAA, Secretary Henry Wallace created
the Consumers' Counsel to protect consumer inter-
ests, and he appointed Frederic Howe as its first
head. Howe was a leading municipal reformer who
had long advocated the need for public markets.
World War I was a formative experience for Howe,
as it had been for Rumsey. While serving as com-
missioner of immigration at Ellis Island in New
York Harbor, Howe wrote The High Cost of Living
(1917), in which he argued that food monopolies
paid farmers too little for their products and
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ENCYCLOPEDIA OF THE GREAT DEPRESSION
CONSUMERISM
charged urban consumers too much. As head of the
Consumers' Counsel, Howe argued that processors
raised prices more than was necessary to make up
the value of the processing tax, and thus gouged the
American public. Howe's theories about monopo-
listic pricing in the food industry, as well as in other
important industrial sectors, received support from
Gardiner Means, who served as Wallace's econom-
ic adviser. In addition, liberals within the AAA,
such as Modercai Ezekiel, Louis Bean, and Jerome
Frank, along with Undersecretary of Agriculture
Rexford Tugwell, supported the Consumers' Coun-
sel's attack on high prices, low wages, and degrad-
ed quality, which they believed to be impediments
to economic recovery.
Although the NRA Consumer Advisory Board
and the AAA Consumers' Counsel were estab-
lished to diffuse consumer protests, they legiti-
mized and fueled growing activism. At the policy
level, they had little impact, but at a popular level,
they gave administrative endorsement to the idea
of high prices as profiteering and low wages as eco-
nomically unsound. In the fall of 1933, the forma-
tion of the Emergency Conference of Consumer
Organizations, which represented fifty consumer
groups, signaled a growing unrest, as did the hun-
dreds of thousands of letters that citizens sent to
Washington with details of economic difficulty. Es-
pecially telling were the thousands of bread wrap-
pers that consumers sent to demonstrate what they
believed to be, and what Secretary Wallace had told
them were, unjustified prices. In response to in-
creasing agitation, Eleanor Roosevelt invited the
Emergency Conference of Consumer Organiza-
tions to the White House for a high profile meeting
on consumer problems. One of the most vocal rep-
resentatives, Leon Henderson, condemned the
Consumer Advisory Board as ineffective. As the di-
rector of the remedial loan division for the Russell
Sage Foundation, Henderson saw first-hand how
economic necessity drove low-income wage earn-
ers into the grips of loan sharks. After the White
House meeting, NRA administrator Hugh Johnson
hired Henderson as an advisor on consumer prob-
lems. He was soon promoted to the post of chief of
the NRA research and planning division, a position
he used to continue his attack on high prices and
low wages.
New Deal consumer advocates pushed for
three programs. First, they sought to organize
county consumer councils to create a consumer
movement. In response, the NRA created the Bu-
reau of Consumer Economic Education under the
direction of economist Paul Douglas and undercon-
sumption theorist William Trufant Foster. The bu-
reau established councils in two hundred counties;
each council included home economists and county
agents, as well as housewives, wage earners, and
farmers of modest means. These councils, along
with women's clubs, churches, labor unions, and
other organized groups, received new government
publications on consumer issues. The Consumers'
Counsel, for example, sent out tens of thousands of
copies of Consumers Guide, which listed average
prices for basic goods like meat, milk, and bread,
and urged consumers not to pay more. Second, in
addition to grassroots organizing, consumer advo-
cates pushed for an end to price fixing in NRA
codes. Finally, consumer advocates called for a gov-
ernment system of quality standards to provide
consumers with essential product information. The
Consumer Advisory Board hired well-known soci-
ologist Robert Lynd and consumer advocate Caro-
line Ware to investigate the possibility of govern-
ment-imposed grade labeling on the theory that
even if consumers were not well organized, they
could benefit from knowing more about the goods
they purchased. Demands for better standards cul-
minated in the Federal Food, Drug, and Cosmetic
Act of 1938 that required better product labeling
and extended the Food and Drug Administration's
regulation to the cosmetic industry.
New Deal rhetoric aroused consumers who felt
entitled to fair prices and good quality, especially
during a time of serious economic need. In the
spring of 1935, when record-breaking droughts
caused a shortage of cattle, consumers protested
rising meat prices. In cities across the country,
housewives formed High Cost of Living Commit-
tees to demand price cuts on meat, milk, and bread.
Regardless of the real causes for price increases,
these angry consumers blamed food monopolies
and demanded justice in the marketplace. Some of
this movement's leaders came from the country's
most politically radical groups, including the Com-
munist Party, but many of the movement's follow -
ENCYCLOPEDIA E THE GREAT DEPRESSION
209
C L I D 6 E
CALVIN
ers were ordinary housewives having a hard time
making ends meet. The League of Women Shop-
pers, for example, was a Popular Front organization
that gained a middle-class following during the
meat crisis by mobilizing housewives against price
increases. In Detroit, Mary Zuk, another radical ac-
tivist, led housewives on a meat boycott while also
helping to form the United Auto Workers.
By the late 1930s, business was forced to ac-
knowledge the presence of a growing consumer
movement as testified by the popularity of Con-
sumers' Research and the spread of consumer boy-
cotts. Business Week argued that the business com-
munity should support the demands of consumer
groups for a Department of the Consumer as a way
to keep track of this burgeoning threat. The mobili-
zation for World War II bolstered the consumer
movement. Both New Deal consumer advocates
and grassroots organizations staffed the newly cre-
ated Office of Price Administration (OPA), which
was set up to curb wartime inflation. Its first admin-
istrator was Leon Henderson, who implemented a
national system of price controls, rationing for fair
distribution, and government grade labeling. To
enforce compliance, the OPA set up "little OPAs"
in every community. These boards were the heirs of
the NRA county councils. Though not the Depart-
ment of the Consumer that advocates had desired,
the OPA pushed for many of the programs that had
been at the heart of the consumer movement dur-
ing the Depression.
See Also: ADVERTISING IN THE GREAT DEPRESSION;
HENDERSON LEON; NATIONAL RECOVERY
ADMINISTRATION (NRA); SCIENCE AND
TECHNOLOGY.
BIBLIOGRAPHY
Angevine, Erma, ed. Consumer Activists: They Made a Dif-
ference, a History of Consumer Action Related by Lead-
ers in the Consumer Movement. 1982.
Campbell, Persia. Consumer Representation in the New
Deal. 1940.
Glickman, Lawrence. "Lhe Strike in the Lemple of Con-
sumption: Consumer Activism and Twentieth-
Century American Political Culture." Journal of
American History 88 (2001): 99-128.
lacobs, Meg. "'Democracy's Lhird Estate': New Deal Pol-
itics and the Construction of a 'Consuming Public.'"
International Labor and Working-Class History 55
(1999): 27-51.
Orleck, Annelise. '"We Are that Mythical Lhing Called
the Public': Militant Housewives during the Great
Depression." Feminist Studies 19 (1993): 147-172.
Sorenson, Helen. The Consumer Movement: What It Is and
What It Means. 1941.
Meg Iacobs
COOLIDGE, CALVIN
Calvin Coolidge (July 4, 1872-January 5, 1933) was
vice president of the United States in the adminis-
tration of President Warren G. Harding and be-
came president upon Harding's death on August 2,
1923. Elected in his own right the next year, Coo-
lidge served a full term, until March 4, 1929.
Coolidge was born and raised in Plymouth
Notch, Vermont, a tiny locality, and after gradua-
tion from Amherst College in Massachusetts he
moved to nearby Northampton, where he read for
the law in a local law office. Passing the bar at the
age of twenty-five he soon turned to Republican
politics and thereafter occupied a series of local of-
fices, eventually ascending to the houses of the
state legislature, the mayoralty of Northampton,
and lieutenant governor and governor of Massa-
chusetts.
In the politics of Massachusetts Coolidge was
by no means a conservative and took interest in is-
sues of workers' rights, voting for them during the
Progressive era. He came to believe, however, that
social and economic legislation had advanced too
rapidly and he withdrew his support of it. As gover-
nor of Massachusetts he chose to reorganize the
state's bureaucracy, abolishing dozens of depart-
ments in the name of efficiency.
It was the Boston police strike of 1919 that cata-
pulted Coolidge into national prominence. His
statement that "There is no right to strike against
the public safety by anybody, anywhere, any time"
caught the attention of the nation.
As vice president Coolidge was almost invisi-
ble, so much so that when he became president the
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ENCYCLOPEDIA OF THE GREAT DEPRESSION
C L I D 6 E
CALVIN
Calvin Coolidge with labor leader Mary Harris "Mother" Jones in 1924. Library of Congress, Prints & Photographs Division
nation's reporters at first were at a loss to define his
personality, not to mention his economic ideas, and
took refuge in descriptions of "Silent Cal." They
predicted a tight-fisted chief executive of pure Ver-
mont lineage. To be sure, Coolidge's economic
ideas were largely the truisms and prejudices of the
time. He was against government spending to
stimulate the economy. He appears to have agreed
with Secretary of the Treasury Andrew W. Mellon
that taxation, institutional and personal, should be
held at a minimum, not to stimulate spending but
to encourage investment, especially by wealthy
Americans. He and Mellon agreed that the wealthy
needed to take chances in investment while low-
income citizens should invest cautiously, in only
the most conservative ways.
During Coolidge's years in the presidency the
expenditures of the federal government hovered
around $3.3 billion. In 1923 the top five percent of
the population received 22.89 percent of the na-
tional income and in 1929 it received 26.09 percent.
Married couples with incomes below $3,500, a very
comfortable income for the time, paid no taxes
(leaving only 2.5 million taxpayers).
The above arrangements were no prescription
for the debacle of the stock market in 1929 and the
subsequent Great Depression. The best that can be
said for President Coolidge's leadership was that he
followed the nation's leaders, business and finan-
cial, who beheld ever higher plateaus of prosperity.
The president did not give much attention to the
Federal Reserve System, presuming that everything
ENCYCLOPEDIA OF THE GREAT DEPRESSION
211
CORCORAN
M A 5
President Calvin Coolidge signing the tax bill in February 1926. Library of Congress, Prints & Photographs Division
was all right, and when the system moved timidly
against the speculation already visible in 1927, he
did nothing. Against the rising numbers of holding
companies and investment trusts he said little be-
yond telling a press conference in January, 1926,
that he had spoken with William Z. Ripley of Har-
vard University, who was complaining about hold-
ing company excesses. The president advocated in-
stallment buying, saying it was better than allowing
credit at his father's Vermont store. He offered no
criticism of the rise of brokers' loans, relating that
they were not too large, a remark that lifted stock
prices the next day.
Not long before Coolidge died, he told a report-
er friend that he had lived beyond his time — the
Great Depression was then reaching its lowest
point — which was true enough.
See Also: CAUSES OF THE GREAT DEPRESSION;
MONETARY POLICY; REPUBLICAN PARTY;
TAXATION.
BIBLIOGRAPHY
Ferrell, Robert H. The Presidency of Calvin Coolidge. 1998.
Fuess, Claude M. Calvin Coolidge: The Man from Vermont.
1940.
McCoy, Donald R. Calvin Coolidge: The Quiet President.
1967.
Sobel, Robert. Coolidge: An American Enigma. 1998.
Robert H. Ferrell
CORCORAN, THOMAS G.
Thomas Gardiner Corcoran (December 29,
1900-December 6, 1981) was an ebullient New
Deal legislative draftsman and presidential confi-
dant. Born in Pawtucket, Rhode Island, Corcoran
overcame anti-Irish prejudices to graduate at the
head of his class at Brown University and the Har-
vard Law School, and to clerk for Supreme Court
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ENCYCLOPEDIA OF THE GREAT DEPRESSION
C S T I G A N
EDWARD
Justice Oliver Wendell Holmes, Jr. At the Wall
Street law firm of Cotton & Franklin, Corcoran
handled securities issues and aimed at making his
own fortune in the stocks, but he lost badly when
the market crashed in 1929. In 1932 Corcoran went
to Washington as a counsel to the Reconstruction
Finance Corporation (RFC).
At the start of the Roosevelt administration,
Harvard law professor Felix Frankfurter recruited
Corcoran, James M. Landis, and Benjamin V.
Cohen to draft the federal Securities Act of 1933.
Corcoran spent most of his time keeping peace be-
tween his brilliant but high-strung collaborators.
Winning acclaim for their work, the young lawyers
were dubbed the "Happy Hotdogs" for their pa-
tron. Afterwards, Landis was appointed to the Fed-
eral Trade Commission to help enforce the Securi-
ties Act, while Corcoran joined Cohen to work on
other legislation. Together they drafted the Securi-
ties Exchange Act of 1934, the Public Utilities Hold-
ing Company Act of 1935, and the Fair Labor Stan-
dards Act of 1938. As a team, Cohen was the more
innovative thinker, while Corcoran was the ener-
getic lobbyist for their ideas. Both bachelors at the
time, Corcoran and Cohen rented a large house in
Georgetown and made it a social as well as political
center for other liberal New Dealers.
Corcoran drew the personal attention of Presi-
dent Roosevelt, who nicknamed him "Tommy the
Cork." At social gatherings, Corcoran entertained
the president by playing the accordion and singing
Irish ballads. Roosevelt also appreciated his talents
as a writer. Corcoran drafted Roosevelt's speech ac-
cepting renomination in 1936, with its memorable
imagery of a "rendezvous with destiny." On Frank-
furter's advice, however, Roosevelt kept Corcoran
and Cohen in their lower-level positions to do utili-
ty work on a range of New Deal projects rather than
appoint them to the higher offices they expected.
Although he worked temporarily in the Treasury
and Justice departments and frequently at the
White House, Corcoran spent most of his govern-
ment service on the RFC's payroll. He loyally sup-
ported Roosevelt's efforts to enlarge the Supreme
Court in 1937 and was suspected of being an insti-
gator of the president's efforts to purge conserva-
tive Democrats from the party in 1938.
Corcoran married his secretary, Margaret
(Peggy) Dowd, in 1940, and had five children. To
provide for his family he returned to private prac-
tice, anticipating that Roosevelt would name him
solicitor general during this third term. But Corco-
ran had become too controversial and the threat of
a divisive confirmation fight dissuaded Roosevelt
from nominating him. Corcoran shifted from New
Dealer to wheeler-dealer, growing wealthy as a
Washington lobbyist who represented corporate
interests on Capitol Hill and at the federal agencies.
Although he never held another government post,
he remained close to such prominent politicians as
Lyndon Johnson. Corcoran's K street office con-
spicuously displayed photographs of himself and
Johnson to confirm his status as an insider, along
with copies of the conservative magazine National
Review to reassure his clients.
See Also: COHEN, BENJAMIN V.; FRANKFURTER,
FELIX; SECURITIES REGULATION.
BIBLIOGRAPHY
Corcoran, Thomas G. "Rendezvous with Destiny" (an
unpublished memoir). Manuscript Division, Library
of Congress, Washington D.C.
Lash, loseph P. The Dealers and the Dream: A New Look
at the New Deal. 1988.
Niznik, Lynne. "Thomas G. Corcoran." Ph.D. diss., Uni-
versity of Notre Dame, 1981.
Donald A. Ritchie
COSTIGAN, EDWARD
Edward Prentiss Costigan (July 1, 1874-January 17,
1939) was a U.S. senator from Colorado from 1930
to 1936. Born in Virginia, Costigan moved to Colo-
rado when he was three years old. He became po-
litically active as a young adult, campaigning for
William McKinley in the 1896 and 1900 presidential
elections. After finishing his Harvard degree and
entering the bar in 1897, Costigan returned to Den-
ver dedicated to political activism for the underpriv-
ileged and opposed to the self-interested political
machines that dominated Colorado politics.
Frustrated by Republican Party conservatism,
Costigan helped found the Progressive Republican
ENCYCLOPEDIA 01 THE GREAT DEPRESSION
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R L E S
Club of Denver in 1910, which joined the new Na-
tional Progressive Republican League the following
year, setting the stage for Theodore Roosevelt's
third party campaign for the presidency in 1912.
Costigan took a leading role in that campaign, run-
ning for governor of Colorado on the Progressive
ticket and coming in a solid second.
Costigan's political activism found full expres-
sion after the Ludlow coal strike in 1914, when he
successfully acted as defense counsel to the strike
leaders accused of inciting violence against the
mine-employed militia. The issue served to crystal-
lize Costigan's developing views on the need for
the fair treatment of industrial workers in the new
age of industrial capitalism. With the decline of the
progressive movement, Costigan felt he had no
choice in 1916 but to endorse Democratic President
Woodrow Wilson for re-election. Costigan was re-
warded with a place on Wilson's new Tariff Com-
mission, on which he served until his resignation in
1928.
The onset of the Great Depression provided
Costigan with a campaign issue with which to re-
turn to active political life. Fighting on the issue of
Republican paralysis in the face of unprecedented
nationwide poverty and economic collapse, he won
a convincing victory as a Democrat in the 1930 Sen-
ate race in Colorado.
Costigan was at the forefront of legislative ef-
forts to create a federal welfare safety net to combat
the Depression in 1931 and 1932; he participated in
a conference of progressive legislators in March
1931 and drew up plans for a joint federal-state
program of grants-in-aid to the destitute the fol-
lowing November. The Costigan-La Follette bill
failed in the Senate, but a less ambitious version
passed in early 1932. In September 1932 Costigan
became vice-chairman of a National Progressive
League, which worked for the election of Franklin
Roosevelt to the presidency.
One of the most significant acts of the First
Hundred Days of the Roosevelt administration in
1933 was the signing of the Federal Emergency Re-
lief Act, which was based on the Costigan-La Fol-
lette proposals. The first allocation of aid under this
act went to Colorado in recognition of Costigan's
role in passing the bill. Costigan also drew up plans
for six billion dollars of federal public works, sup-
plemented by loans and grants to states for further
local construction. He was also co-sponsor of an
unsuccessful anti-lynching bill, and of successful
efforts to strengthen emergency banking legislation
by forcing the government to guarantee bank de-
posits. The strain of his intensive legislative duties
took its toll: Costigan suffered a stroke in 1934 that
was to lead to his decision not to seek renomination
to his Senate seat in 1936.
See Also: ANTI-LYNCHING LEGISLATION; FEDERAL
EMERGENCY RELIEF ADMINISTRATION (FERA);
HUNDRED DAYS.
BIBLIOGRAPHY
Feinman, Ronald L. Twilight ofProgressivism: The Western
Republican Senators and the New Deal. 1981.
Greenbaum, Fred. Tighting Progressive: A Biography of Ed-
ward P. Costigan. 1971.
Ickes, Harold L. The Secret Diary of Harold L. Ickes, Vol.
1: The Tirst Thousand Days, 1933-1936. 1953.
Rable, George. "The South and the Politics of Antilynch-
ing Legislation, 1920-1940." Journal of Southern His-
tory 51 (1985): 201-220.
Schwarz, Jordan. Interregnum of Despair: Hoover, Con-
gress, and the Depression. 1970.
Schwarz, Jordan. The New Dealers: Power Politics in the
Age of Roosevelt. 1993.
Wickens, James. Colorado in the Great Depression. 1979.
Jonathan W. Bell
COUGHLIN, CHARLES
Charles Coughlin (October 25, 1891-October 27,
1979) was a Roman Catholic priest and a radio pio-
neer who used the new medium to broadcast popu-
lar but anti-Semitic and isolationist views during
the Depression. Coughlin was born in Hamilton,
Ontario, to Thomas and Amelia Mahoney
Coughlin, pious Catholics who immersed their son
in the Church. Charles attended Saint Michael's
College in Toronto, where he established himself as
a strong student and a talented public speaker. The
school was run by the Basilan Fathers, an order that
stressed social action and justice. After graduating
in 1911, Coughlin entered Saint Basil's Seminary in
Toronto. He became an ordained priest in 1916.
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ENCYCLOPEDIA OF THE GREAT DEPRESSION
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MALCOLM
After seven years teaching at Assumption Col-
lege outside of Windsor, Ontario, Coughlin was as-
signed as a parish priest to the Archdiocese of De-
troit, Michigan. He served as an assistant pastor in
both Kalamazoo and Detroit before securing his
own parish in North Branch, Michigan. After six
months, Coughlin was moved to the growing com-
munity of Royal Oak, Michigan. Here, in 1926,
Coughlin arranged for a loan of $79,000 and over-
saw the building of a new church that would seat
six hundred congregants. To bolster his new
church, which was known as the Shrine of the Little
Flower, Coughlin purchased radio time and began
broadcasting, at times right from his pulpit. By
1928, Coughlin's popular shows had attracted nu-
merous new congregants and pulled in enough
money to fund the construction of a larger church
with an 111-foot granite tower.
Detroit was one of the first cities to feel the ef-
fects of the Great Depression because the automo-
bile industry, which was the city's main source of
employment, was hit hard by the economic down-
turn. Coughlin's Sunday radio show, which by 1929
was broadcast by stations in Chicago and Cincin-
nati as well as Detroit, eased the pain of the De-
pression for many listeners. In 1930, Coughlin
signed a deal with CBS to broadcast his Golden Hour
of the Little Flower to a potential audience of up to
forty million listeners. When Coughlin's increas-
ingly controversial views caused CBS to refuse to
renew his contract in 1931, he established contracts
with individual radio stations and continued to
reach millions of listeners. Coughlin's magazine,
Social Justice, which was launched in 1936 and pub-
lished until 1942, also claimed six hundred thou-
sand subscribers.
Coughlin's early broadcasts were delivered in a
mainstream rhetorical style. By 1930, however,
Coughlin's style had changed, and he exhibited a
growing obsession with the international banking
industry, which he blamed for many of the nation's
problems and which he considered the bastion of
Jews. He initially supported President Franklin D.
Roosevelt and considered himself, erroneously, to
be one of Roosevelt's key advisors. But despite the
efforts of Joseph Kennedy to bring the men togeth-
er, the relationship was rocky at best. In 1934,
Coughlin spearheaded the National Union for So-
cial Justice, which was built around support of an
annual living wage for workers, greater profit for
farmers, and central control of the monetary sys-
tem. Coughlin insisted the group was a lobbying
organization only and not a third party. Yet in 1936,
Coughlin, along with Dr. Francis E. Townsend and
Rev. Gerald L. K. Smith, founded the Union Party.
The party was based on similar principles as the
NUSJ and supported the presidential bid of William
Lemke of North Dakota. The party pulled in only
2 percent of the national vote, greatly hurting
Coughlin's credibility. By 1938, Coughlin's radio
broadcasts had become blatantly isolationist and
anti-Semitic in tone and content, and he expressed
sympathy for Adolf Hitler and Benito Mussolini.
Although he continued to attract millions of listen-
ers, Coughlin bowed to church pressure and
stopped broadcasting in 1940. Under the order of
his bishop, Coughlin ceased all political activity by
1942, although he was allowed to continue serving
as a parish priest until 1966. He died in Bloomfield
Hills, Michigan, in 1979.
See Also: ANTL-SEMLTISM; DLCTATORSHIP, FEAR OF
IN THE UNITED STATES; ISOLATIONISM; RADIO;
RELIGION.
BIBLIOGRAPHY
Brinkley, Alan. Voices of Protest: Huey Long, Lather
Coughlin, and the Great Depression. 1982.
Fraser, Steve. "The 'Labor Question'." In Lhe Rise and
Lall of the New Deal Order, 1930-1980, edited by
Steve Fraser and Gary Gerstle. 1989.
Kazin, Michael. Lhe Populist Persuasion: An American His-
tory. 1995.
Tull, Charles J. Lather Coughlin and the New Deal. 1965.
Warren, David. Radio Priest: Charles Coughlin, the Lather
of Lalk Radio. 1996.
Lisa Krissoff Boehm
COWLEY, MALCOLM
Malcolm Cowley (August 24, 1898-March 28, 1989)
was a critic, editor, and literary historian, and the
preeminent chronicler of the 1920s literary genera-
ENCYCLOPEDIA E THE GREAT DEPRESSION
215
C P A D I [ WILL
HOCK
I H [
tion. Born in western Pennsylvania, Cowley grew
up in Pittsburgh with a number of future literary
figures, including his lifelong friend, the critic Ken-
neth Burke. In 1915 Cowley matriculated in Har-
vard, where he associated with a literary circle that
included Conrad Aiken and e. e. cummings. De-
spite being ranked second in his class, Cowley
withdrew from Harvard to drive a munitions truck
for the American Field Service in France and later
served in the U.S. Army. He graduated Phi Beta
Kappa in 1920.
Cowley studied French literature at the Univer-
sity of Montpelier from 1921 to 1922. While there,
he became friends with, among others, Tristan
Tzara, Louis Aragon, Ernest Hemingway, Gertrude
Stein, and John Dos Passos. These were the key
years described in his classic memoir Exile's Return
(1934). Back in the United States, Cowley did vari-
ous literary jobs and wrote for the little magazines
of the day.
In 1929 Cowley became literary editor of the
New Republic, the most powerful position of its type.
As Cowley became more involved with editorial re-
sponsibilities and political activities, he became a
leader in the political movement leftward of Ameri-
can writers. In 1935 he helped organize the League
of American Writers and became its vice president.
Cowley was sympathetic to the Soviet Union and
Joseph Stalin, but conspicuously never joined the
American Communist Party. He justified the show
trials, but quickly cut all Communist connections
after the 1939 Nazi-Soviet Pact. After joining the
Office of Facts and Figures in 1940, Cowley was at-
tacked for his earlier radical positions and forced to
resign.
Cowley made some of the great literary discov-
eries of his day, most notably John Cheever, Jack
Kerouac, Ken Kesey, and Larry McMurtry, and his
championing of William Faulkner led to Faulkner's
rediscovery.
After World War II, Cowley became an editor
at Viking where he made some of the great literary
discoveries of his day, most notably Jack Kerouac,
John Cheever, and Ken Kesey, and successfully
championed the republication of such neglected
figures as William Faulkner, Nathaniel Hawthorne,
and Walt Whitman. In his own work, Cowley con-
tinued to mine the veins begun in Exile's Return in
such autobiographical works as The Dream of the
Golden Mountain: Remembering the 1930s (1980) and
And I Worked at the Writer's Trade, and such critical
works as After the Genteel Tradition (1964) and A
Many-Windowed House (1970).
See Also: LITERATURE.
BIBLIOGRAPHY
Bak, Hans. Malcolm Cowley: The Tormative Years. 1993.
Kempf, James Michael. The Early Career of Malcolm Cow-
ley: A Humanist among the Moderns. 1985.
Young, Thomas Daniel, ed. Conversations with Malcolm
Cowley. 1986.
Mark C. Smith
CRADLE WILL ROCK, THE
The Cradle Will Rock, a modernist labor opera pro-
duced by the Federal Theatre Project, opened on
June 16, 1937, and immediately made headlines. It
told the story of the struggle between steel union-
ism and Mister Mister in Steeltown, USA, and of
the middle-class members of the Liberty Commit-
tee who had prostituted themselves to Mister Mis-
ter. Composer Marc Blitzstein's opera effectively
combined vernacular speech and diverse musical
styles to tell a compelling story of the pressures on
professionals, artists, small business people, and
union leaders to sell out, but also of the ultimate tri-
umph of a powerful working-class movement.
Opening night came just two weeks after the
Memorial Day massacre by Chicago police of sup-
porters of the Steel Workers' Organizing Commit-
tee. Conservative opposition to the New Deal was
rising in the wake of the sit-down strikes and Presi-
dent Roosevelt's 1937 court-packing proposal.
Works Progress Administration (WPA) arts project
workers in New York conducted a one-day work
stoppage on May 27, 1937, and some theater people
and audiences sat down to protest threatened cuts.
Responding to conservative pressures, however,
the WPA announced a 30 percent staffing cut in the
New York project, and, in a move aimed at The Cra-
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ENCYCLOPEDIA OF THE GREAT DEPRESSION
CRIME
die Will Rock, a suspension in the opening of any
new play, musical performance, or art gallery before
July 1, 1937.
Determined to see the play performed,
Blitzstein, director Orson Welles, and producer
John Houseman planned a performance at the
Venice Theatre, twenty-one blocks north of the
Maxine Elliot Theatre where they had rehearsed
and expected to open in a benefit performance for
the left-wing Downtown Music School. Performers
Will Geer and Howard da Silva led a march up-
town. Officials of the Musicians Union and Actors
Equity had told their members that they could not
perform, and nonprofessional relief workers feared
being cut off relief if they participated. Houseman
suggested that Equity members could play their
roles from the audience without violating union in-
structions against appearing on stage. As the cur-
tain went up in the packed house, Blitzstein was on
stage alone, prepared to perform the entire opera
himself. As he began to sing the lead female role of
Moll, however, Olive Stanton, a relief worker,
joined in and sang her part from her place in the
audience. Most other cast members followed in
turn to play their parts from the audience. The play
was a hit and ran for another two weeks, with the
actors continuing to perform from the audience
with the approval of Equity. Welles and Houseman
staged the play again at their new Mercury Theatre,
as did amateur theater groups throughout the
country. The success of The Cradle Will Rock owed
much to the growth of a new left-wing working-
class audience.
The Federal Theatre Project provided the op-
portunity for the creators of The Cradle Will Rock to
develop their vision, but it did not share in its tri-
umph due to the WPA suspension. At its height,
the Federal Theatre Project staged hundreds of
classical and contemporary plays, successfully im-
plementing project director Hallie Flanagan's vision
of a "relevant theatre."
See Also: FEDERAL THEATRE PROJECT (FTP);
FLANNAGAN, HALLIE; WELLES, ORSON.
Flanagan, Hallie. Arena: The History of the Federal Theatre.
1940.
Gordon, Eric A. Mark the Music: The Life and Work of
Marc Blitzstein. 1989.
Houseman, John. Run-Through: A Memoir. 1972.
Robbins, Tim, director; Jon Kilik, Lydia Dean Pilcher, and
Tim Robbins, producers. Cradle Will Rock. 1999.
Martin Halpern
CRIME
In the popular imagination, the Great Depression
is not seen as an era of violence or of criminality.
Viewed through the lens of nostalgia, it is thought
to be a simpler, calmer time. But nothing could be
further from the truth. The early Depression saw a
stunning increase in the homicide rate, and was
one of the most violent periods to that point in
American history. In the late 1920s and early 1930s,
criminals also played an important role in American
culture, with many Americans following their ac-
tions closely — and, one imagines, identifying with
them on some level, despite the fear many people
had of violence or of being a target of crime.
It is difficult to come by meaningful crime sta-
tistics for the period before the 1930s. The federal
government only began to count crime statistics in
1930, and experts believe that crime was systemati-
cally underreported early in the century, so it is
hard to make valid comparisons for property
crimes, burglaries, robberies, rapes, and other crim-
inal activity between the Great Depression and ear-
lier periods. The significant exception is the murder
rate. During the early part of the twentieth century
the murder rate in the United States rose from 1.2
homicides per 100,000 people in 1900 to 6.8 in 1920.
Between 1920 and 1930, it climbed again, reaching
8.8 in 1930 — a higher murder rate than in the
1970s. In the early 1930s it reached a high point for
the entire century, peaking at 9.7 homicides per
100,000 people in 1933, and declining afterwards
for the rest of the decade.
BIBLIOGRAPHY
Denning, Michael. The Cultural Front: The Laboring of
American Culture in the Twentieth Century. 1996.
THE CRIMINAL AS BUSINESSMAN
Why was American society so violent in the
1920s and early 1930s? The most generally accepted
ENCYCLOPEDIA E THE GREAT DEPRESSION
217
(RIME
/''' ■'"
The FBI's most wanted criminals in 1934 included (clockwise from top left) John Dillinger, Arthur Barker, Charles Arthur "Pretty
Boy" Floyd, Homer Van Meter, Alvin Korpis, and Baby Face Nelson. Bettmann/CORBIS
explanation is that rampant violence was one of the
unexpected consequences of prohibition, the ban
on producing, distributing, or selling intoxicating
beverages that began with the Eighteenth Amend-
ment to the Constitution in 1919 and the Volstead
Act the next year. Bound by the fiscal conservatism
of the times, the federal government quickly found
that it was all but impossible to enforce prohibition.
Alcohol intended for any variety of commercial or
industrial purposes was re-distilled and sold as
drinking liquor, produced in shops that employed
sweated labor. People smuggling alcohol from
other countries did a brisk business. In 1925 alone,
prohibition agents shut down 172,000 illegal alco-
hol shops.
Most important, however, was the rise of a $2
billion illegal industry of producing and selling al-
cohol, run by organized crime. Paralleling the rise
of the corporation, organized crime became big
business during the prohibition years. Contracts
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ENCYCLOPEDIA OF I H E GREAT DEPRESSION
CRIME
between producers, distributors and salesmen
could not be enforced through any courts, and the
market was highly competitive. So the bootleggers
sought to make their agreements stick and elimi-
nate their competitors through shootings, beatings,
threats, and other kinds of violence. Often, Italian
and Irish immigrants ran these criminal organiza-
tions, and for many they represented one of the few
chances working-class ethnics had to make phe-
nomenal amounts of money and join the American
elite. Despite the extreme violence of the gangs, for
many working-class Americans — especially those
who resented prohibition — the wealth and notori-
ety of the ethnic mobs became a point of identifica-
tion and pride.
The Torrio-Capone gang in Chicago was the
model for this new kind of organized crime. A few
months after the passage of the Volstead Act, Fran-
kie Yale of Brooklyn, New York, executed one of
Chicago's preeminent mobsters, James "Big Jim"
Colosimo. Legend has it that Johnny Torrio, one of
Colosimo's henchmen, hired Yale to commit the
murder so that Torrio could diversify the gang from
brothels and illegal gaming into the purchase and
sale of liquor. Torrio brought in a group of hired
guns from Brooklyn, one of whom was Alphonse
"Al" Capone. Capone was one of the most colorful
characters in Chicago's underworld. A young man
who listed his occupation on his business cards as
"secondhand furniture dealer," he ran the Chicago
gang's business to the tune of two hundred gang-
related murders a year in Chicago in the mid-1920s.
He was very open with reporters and the press —
who covered him enthusiastically — about his role
in murders, such as that of Dion O'Banion, a neme-
sis of the Torrio-Capone gang, in 1924. The rivalry
between the Torrio-Capone gang and the
O'Banions reached its peak with the St. Valentine's
Day massacre of 1929, when members of the Ca-
pone gang dressed as police officers slaughtered
seven unarmed O'Banions. When Capone finally
was brought down for income tax evasion, federal
investigators estimated that his organization's an-
nual income from liquor, prostitution, loan-
sharking, extortion, slot machines, and gambling
was $70 million. He was truly the big businessman
of the crime world, and his power seemed to mirror
that of corporations during the 1920s.
With the stock market crash of 1929 came reve-
lations of corporate malfeasance often not captured
in crime statistics. The great crash may have made
it appear to ordinary Americans that some kind of
massive criminal operation was afoot — how else
could all that money simply vanish? But while ordi-
nary speculation and irresponsible lending deci-
sions were primarily responsible for driving stock
prices sky-high during the bubble, there were spec-
ulative "bull pools" and insider trading operations.
There were also white-collar criminals like Ivar
Kreuger, a Swedish mogul who ran the Interna-
tional Match Company, which sold $150 million
worth of stock before being revealed as little more
than Ponzi scheme in the crash.
THE CRIMINAL AS FOLK HERO
The early 1930s saw a dramatic acceleration of
violent crime — murders, robberies, and kidnap-
pings alike. The late days of prohibition may have
been one cause, and the social dislocation of the
Depression another. The baby of aviation celebrity
Charles A. Lindbergh was kidnapped and mur-
dered. Businessmen were kidnapped and held for
ransom. The Barker-Karpis Gang stole $240,000
from the Cloud County Bank at Condordia, Kansas.
But the imagination of the American public was
especially captivated in the early 1930s by a pair of
robbers who drove the back roads of Texas, holding
up banks and stores: Clyde Barrow and Bonnie Par-
ker. The young duo met in 1930, as the Depression
swept across the country. Parker, born to a poor
family in West Dallas, had waited tables as a teen-
ager in the late 1920s as her first marriage fell apart.
Barrow had grown up in a desperately poor family
outside of Dallas, and was involved in car theft and
robbery as a teen in the late 1920s. They met, fell
in love, and — though separated for two years by
imprisonment — embarked in 1932 on a series of
bank robberies and hold-ups at stores such as the
Piggly Wiggly, which would lead to the deaths of
twelve people and the wounding of several more.
Bonnie and Clyde were on the run for a year
and a half, driving aimlessly through Texas, Kansas,
Oklahoma, and Arkansas (Barrow wrote a letter to
Henry Ford, telling him that the Ford was the best
car ever made), committing robberies and killing
ENCYCLOPEDIA E THE GREAT DEPRESSION
ZI9
(RIME
police officers and paying occasional visits to family
members, to whom they were deeply attached. In
May 1934, they were ambushed and shot in Louisi-
ana. Bonnie was twenty-three years old at the time
of her death, and Clyde was twenty-five. Quickly,
they became legends. Before being killed, Bonnie
had already started to contribute to the story of
their nihilistic romance, writing "The Ballad of Bon-
nie and Clyde" and other poems in the country-
ballad tradition celebrating her hopeless life on the
road. After their deaths, crowds gathered around
the ambush site to seek bits of the bullets that had
killed them, and their funerals were mass public
events.
Bonnie and Clyde were not the only violent
criminals to gain a public following. There were
other bank robbers and criminals who became al-
most like folk heroes in the early 1930s. Charles Ar-
thur "Pretty Boy" Floyd was the son of a tenant far-
mer, born in Georgia and raised in Arkansas. He
stole from banks and acquired the status of a Robin
Hood figure, with the desperation of a small farmer
in the Great Depression. George "Machine Gun"
Kelly gained his notoriety by kidnapping Charles F.
Urschel, an Oklahoma City oil millionaire. John
Dillinger, scion of a strict Indianapolis grocer, be-
came a juvenile delinquent at an early age, leading
a child gang known as the Dirty Dozen. The Dil-
linger Gang was one of the best known bank-
robbing gangs of the early 1930s. It flaunted au-
thority and mocked the F.B.I, and the police, and
the gang members claimed legitimacy by present-
ing themselves as the people's thieves. As Henry
Pierpont, one member of the gang, said, "I stole
from the banks who stole from the people." F.B.I,
agents shot Dillinger down in front of Chicago's Bi-
ograph Theater in the summer of 1934. He had had
plastic surgery while on the run, however, and as
befits a larger than life legend, there were many
people who doubted that he had really died.
Although it is difficult to know why certain fig-
ures attract so much more cultural attention than
others, it does seem that in the late 1920s and early
1930s, each historical era had the criminals best
suited to it. For people in the business-crazed world
of the late 1920s, there was little to separate legiti-
mate business from crime. Figures like Al Capone
dramatized the violent competition of the free mar-
ket and represented the anarchic dimensions of
market hysteria. In the early years of the Depres-
sion, the evaporation of possibility, the dire poverty
of unemployment, and the absence of direction ex-
emplified by the wandering rage of Bonnie and
Clyde struck a deep chord in people across the
country, for whom the young, desperate, and
doomed pair seemed less violent murderers than
star-crossed lovers, outmatched by the law. The vi-
olence of the early Depression began to decline
later in the decade, as liquor became legal once
again, mob activity declined, and political activism
began to replace the fear and uncertainty of the
early 1930s. But the spike in violence of the early
1930s should make people who rhapsodize about
the calm and social cohesion of the past think twice,
for the chaos and criminality of the era — both its fa-
mous criminals and its less well-known high crime
rate — easily match the crime waves of the more re-
cent past.
See Also: "BALLAD OF PRETTY BOY FLOYD";
BONNIE AND CLYDE (BONNIE PARKER AND
CLYDE BARROW); CAPONE, AL; HEROES; LAW
ENFORCEMENT; PROHIBITION.
BIBLIOGRAPHY
Allen, Everett S. The Black Ships: Rumrunners of Prohibi-
tion. 1979.
Bureau of the Census, U.S. Dept. of Commerce. Histori-
cal Statistics of the United States, Colonial Times to
1970. 1975. Reprint, 1989.
Court TV's Crime Library: Criminal Minds and Methods.
Available at: www.crimelibrary.com
Helmer, William J., with Rick Mattix. Public Enemies:
America's Criminal Past, 1919-1940. 1998.
Kobler, John. Capone: The Life and World of Al Capone.
1971.
Milner, E. R. The Lives and Times of Bonnie and Clyde.
1996.
Parrish, Michael E. Anxious Decades: America in Prosperity
and Depression, 1929-1941. 1992.
Loland, John. The Dillinger Days. 1963.
Lreherne, John. The Strange History of Bonnie and Clyde.
1984.
Wallis, Michael. Pretty Boy: The Life and Times of Charles
Arthur Tloyd. 1992.
Kim Phillips -Fein
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ENCYCLOPEDIA OF I H E GREAT DEPRESSION
C U M M I N 6 S
M E R
CROSBY, BING. See MUSIC; RADIO.
See Also: COMMUNIST PARTY; FOSTER, WILLIAM Z.,
LITERATURE; POPULAR FRONT; SOCIALIST
PARTY.
CULTURE AND THE CRISIS
Culture and the Crisis: An Open Letter to the Writers,
Artists, Teachers, Physicians, Engineers, Scientists, and
Other Professional Workers of America was an influ-
ential pamphlet-manifesto issued in 1932 by the
League of Professional Groups. Its immediate goal
was to boost support among American profession-
als for the Communist Party's 1932 presidential
ticket of William Z. Foster and James W. Ford. The
pamphlet maintained that the Communist candi-
dates alone acknowledged the collapse of capital-
ism behind the suffering of the Great Depression.
The pamphlet struck a more distinctive note in ar-
guing that only a Communist America would allow
professionals freedom in the studio, classroom, or
lab. Professionals composed a social class in their
own right, one distinct from the class of "muscle
workers" and that of the "irresponsible business
men." The economic crisis presented this class of
professional "brain workers" with the historic op-
portunity to join with their "true comrades," the
muscle workers, and to liberate themselves from
"false money-standards."
Historians justly remember Culture and the Cri-
sis for signaling the radical turn of American litera-
ture in the early 1930s. Sherwood Anderson, Mal-
colm Cowley, Theodore Dreiser, John Dos Passos,
Waldo Frank, Langston Hughes, and Edmund Wil-
son were among the fifty-two signatories willing to
declare their intent to vote Communist. No less sig-
nificant, however, is the pamphlet's trailblazing ef-
fort to theorize the rise of a technical-intellectual
"New Class" in modern society, a central concern
of social theory beginning in the 1970s. Culture and
the Crisis is also notable for predicting the focus on
the political economy of culture that would charac-
terize the Popular Front years of 1935 to 1939, and
for announcing what Michael Denning calls the
"cultural front" of mid-century America, "the ter-
rain where the Popular Front social movement met
the cultural apparatus during the age of the CIO"
(Congress of Industrial Organizations).
BIBLIOGRAPHY
Denning, Michael. The Cultural Tront: The Laboring of
American Culture in the Twentieth Century. 1996.
Rideout, Walter B. The Radical Novel in the United States,
1900-1954: Some Interrelations of Literature and Soci-
ety, rev. edition. 1992.
William J. Maxwell
CUMMINGS, HOMER
Homer Stille Cummings (April 30, 1870-September
10, 1956) was the attorney general of the United
States from March 4, 1933, to January 2, 1939. Born
in Chicago, he took his undergraduate and law de-
grees from Yale University in New Haven, Con-
necticut. He developed a successful trial practice in
Stamford, Connecticut, founding the firm of Cum-
mings and Lockwood in 1909. Always active in
Democratic politics, Cummings was a floor leader
in support of Franklin D. Roosevelt in 1932, and
was rewarded with the attorney generalship.
While in office Cummings sponsored a number
of reforms, which included establishing uniform
rules of practice and procedure for the federal
courts and expanding the functions of the Federal
Bureau of Investigation. He secured legislation
beefing up federal authority over firearms and such
interstate crimes as kidnapping and bank robbery,
and his penal reforms included the establishment
of the penitentiary at Alcatraz in San Francisco Bay.
Yet while he successfully defended the administra-
tion's monetary policy in the "gold clause" cases,
his department was unable to replicate the feat in
cases challenging such central New Deal programs
as the National Industrial Recovery Act and the Ag-
ricultural Adjustment Act. These frustrations
prompted President Roosevelt to instruct Cum-
mings to draft the ill-fated Court-packing bill,
which was introduced in 1937.
History's judgment of Cummings's tenure has
not been altogether favorable. Many prominent
ENCYCLOPEDIA OF THE GREAT DEPRESSION
221
C U R R I E
U C H L I N
New Dealers criticized the quality of legal work
produced by Cummings's staff. The department,
they complained, was staffed with too many politi-
cal appointees and too few able lawyers. Nor did
Cummings enjoy the confidence of the justices of
the Supreme Court. Associate justices Louis Bran-
deis and Harlan Fiske Stone each expressed to Roo-
sevelt concern over the department's competence.
At the height of the Court-packing fight, Chief Jus-
tice Charles Evans Hughes privately complained to
New Deal Senator Burton Wheeler that under
Cummings's supervision New Deal statutes had
been poorly drafted and the briefs and arguments
offered in their defense badly drawn and poorly
presented. Had the office been occupied by a differ-
ent attorney general, Hughes suggested, the trou-
bled history of New Deal legislation might have
been quite different.
Cummings resigned in January of 1939. He re-
mained in Washington, where he practiced law
until his death.
See Also: LAW ENFORCEMENT; SUPREME COURT
"PACKING" CONTROVERSY.
BIBLIOGRAPHY
Cushman, Barry. Rethinking the New Deal Court: The
Structure of a Constitutional Revolution. 1998.
Irons, Peter H. The New Deal Lawyers. 1982.
Lash, Joseph P. Dealers and Dreamers: A New Look at the
New Deal. 1988.
Leuchtenburg, William E. The Supreme Court Reborn:
Constitutional Revolution in the Age of Roosevelt. 1995.
Barry Cushman
CURRIE, LAUCHLIN
Lauchlin Currie (October 8, 1902-December 23,
1993) was born in a small fishing village in Nova
Scotia, Canada, where his father owned a fleet of
vessels. When his father died in 1906 his family
moved to the town of Bridgewater, but Currie's
early schooling also included short periods in Mas-
sachusetts and California. After two years at
St. Francis Xavier's University, Nova Scotia
(1920-1922), Currie studied at the London School
of Economics (1922-1925) where his teachers in-
cluded Edwin Cannan, Hugh Dalton, A. L. Bowley,
and Harold Laski. In 1925 Currie joined Harvard's
graduate program, where his chief inspiration was
Allyn Abbott Young. His Ph.D. was on banking
theory, and he remained at Harvard until 1934 as
assistant to, successively, Ralph Hawtrey, John H.
Williams, and Joseph Schumpeter. In 1934 he be-
came a U.S. citizen and joined Jacob Viner's famous
"freshman brain trust" at the U.S. Treasury. There
he outlined an "ideal" monetary system for the
United States (including a 100 percent reserve
banking plan) and teamed up with Marriner Eccles
shortly before the latter became governor of the
Federal Reserve Board (November 1934). Eccles re-
cruited Currie as his personal assistant.
At the Fed Currie drafted what became the
1935 Banking Act, which created a true central bank
for the United States with increased control over
money. At Harvard he had bitterly attacked Fed
policy, blaming its "commercial loan theory" of
banking (or real bills doctrine) for monetary tight-
ening at a time when the economy was already de-
clining (mid-1929), and then for its passivity in the
face of mass liquidations and bank failures from
1929 to 1933. In a January 1932 Harvard memoran-
dum on anti-Depression policy, Currie and two fel-
low instructors, Harry Dexter White and Paul T.
Ellsworth, urged large fiscal deficits, open-market
operations to expand bank reserves, the removal of
tariffs, and the relief of inter-allied debts. White,
another "freshman brain trust" recruit in 1934, be-
came top adviser (and later the assistant secretary)
to Treasury Secretary Henry Morgenthau. White
and Currie worked closely in their respective roles
at the Treasury and Fed, from 1934 to 1939, and also
after 1939 when President Roosevelt appointed
Currie as his White House adviser on economic af-
fairs.
At the Fed Currie constructed an important
"net federal income-creating expenditure series" to
show the influence of fiscal policy in acute Depres-
sion. When, after four years of recovery, the econo-
my declined sharply in 1937, he was able to explain
to President Roosevelt, in an unprecedented four-
hour interview, how damaging was the declared
222
ENCYCLOPEDIA OF THE GREAT DEPRESSION
C W A
aim of balancing the budget "to restore business
confidence." This dialogue was part of the "struggle
for the soul of FDR" between Secretary Morgen-
thau and Governor Eccles. At first the president
sided with Morgenthau and disaster followed. Not
until April 1938, after the worst period of his long
tenure in the White House, did Roosevelt at last ask
Congress for more than $3 billion of spending on
relief and public works. In May 1939 Currie joined
Harvard's Alvin Hansen in testimony before the
Temporary National Economic Committee (TNEC)
to explain the additions and offsets to the circular
flow of income and expenditure and the role of gov-
ernment in stabilizing this flow at full employment.
As the White House economist from July 1939,
Currie advised on budgetary policy, social security,
and peacetime and wartime production plans. In
March 1940, at the President's request, he prepared
a lengthy Memorandum on Full Employment Poli-
cy that attempted to allay the President's fears that
the large expenditures being planned for defense,
housing and social security were economically un-
sound. Currie wrote: "I have come to suspect that
you are somewhat bothered by the apparent con-
flict between the humanitarian and social aims of
the New Deal and the dictates of 'sound econom-
ics.' I feel convinced that in place of conflict there
is really complete harmony and for that reason only
the New Deal can solve the economic problem."
After a mission to China in January 1941 Currie
advised that China be added to the lend-lease pro-
gram, which he then administered. In 1943 and
1944 he ran the Foreign Economic Administration,
and in early 1945 he headed a mission to Switzer-
land to secure the freezing of Nazi assets. After the
war Currie was one of those blamed for "losing"
China. It was also alleged that he had participated
in wartime Soviet espionage. No charges were laid
and in 1949 and 1950 he headed an important
World Bank mission to Colombia. He stayed on to
advise on the implementation of his report. He as-
sumed Colombian citizenship in 1958 and was the
country's leading economic adviser until his death
in 1993. Currie's extensive collected papers are ar-
chived at Duke University's Special Collections.
See Also: BRAIN(S) TRUST; ECCLES, MARRINER;
FEDERAL RESERVE SYSTEM; MONETARY POLICY.
BIBLIOGRAPHY
Currie, Lauchlin. The Supply and Control of Money in the
United States. 1934.
Laidler, David, and Sandilands, Roger J. "An Early Har-
vard Memorandum on Anti-Depression Policies."
History of Political Economy 34(2) (2002): 515-552.
Sandilands, Roger J. The Life and Political Economy of
Lauchlin Currie: New Dealer, Presidential Adviser, and
Development Economist. 1990.
Sandilands, Roger J. "Guilt by Association? Lauchlin
Currie's Alleged Involvement with Washington
Economists in Soviet Espionage." History of Political
Economy 32(3) (2000): 473-515.
Stein, Herbert. The Fiscal Revolution in America. 1969.
Tobin, James. "Hansen and Public Policy." Quarterly
Journal of Economics 90 (1976): 32-37.
Roger J. Sandilands
CURRY, JOHN STEUART. See AMERICAN
SCENE, THE.
CWA. See CIVIL WORKS ADMINISTRATION.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
223
DAVIS, CHESTER
Born in rural Iowa, Chester C. Davis (November 17,
1887-September 25, 1975) graduated from Grinnell
College in 1911 and became a journalist in South
Dakota and Montana. While editor of the Bozeman
Weekly Courier, Davis became seriously interested
in farm issues and his career in journalism yielded
to agricultural advocacy instead. He became editor
of the Montana Farmer in 1917, involved himself in
various agricultural groups, and won gubernatorial
appointment as Montana's commissioner of agri-
culture and labor in 1921.
Sharply analytical, full of reformist ideas, and
demonstrating patience and executive skill, Davis
earned the confidence of farmers. In the 1920s, he
joined farm advocate George N. Peek in the cam-
paign for national farm parity, a formula designed
to improve farmers'purchasing power, and worked
for passage of the doomed McNary-Haugen bills,
which would have authorized federal acquisition of
farm commodities. Success proved elusive until the
onetime Republican joined the farmer-friendly
New Deal administration of Franklin Roosevelt in
1933.
When George Peek became head of the new
Agricultural Adjustment Administration (AAA), he
turned to Davis to run the AAA's Production Divi-
sion. They were joined by others who saw the
AAA's task as primarily to raise prices for farm
commodities, a view not shared by socially con-
scious liberals in the AAA's Legal Division and
Consumers Counsel who wanted justice for farm
tenants. When internecine conflict in the AAA
forced Peek out by the end of 1933, he was replaced
by Davis, whose personality seemed better suited to
mitigate differences within the agency. However,
more than a year later — in early 1935 — when the
Legal Division tried to reinterpret a controversial
section of the AAA's cotton contract for 1934 and
1935 in favor of retention of the same tenants on
plantations despite acreage reduction, an angry
Davis, with the pragmatic support of Secretary of
Agriculture Henry Wallace, fired a number of liber-
als in both the Legal Division and Consumers
Counsel. Both Wallace and Davis knew that the
agency could not alienate the conservative landlord
establishment in or out of government. Davis even
believed that Wallace would be forced out of the
cabinet if the firings were not sustained.
Davis left the AAA in 1936 but continued to
hold a series of federal positions, including mem-
bership on the Board of Governors of the Federal
Reserve, War Food Administrator (briefly) during
World War II, and advisor to the Office of War Mo-
bilization and Reconversion. Active in postwar
famine relief and European reconstruction, he also
225
DEFICIT SPENDING
served as associate director of the Ford Foundation,
working with programs in India and Pakistan.
Davis retired in the 1950s and died in Winston-
Salem, North Carolina, in 1975.
See Also: AGRICULTURAL ADJUSTMENT ADMIN-
ISTRATION (AAA); WALLACE, HENRY A.
BIBLIOGRAPHY
Conrad, David E. The Forgotten Farmers: The Story of
Sharecroppers in the New Deal. 1965.
Davis, Chester C. Columbia Oral History Collection, But-
ler Library, Columbia University, New York.
Fite, Gilbert C. George N. Peek and the Fight for Farm Pari-
ty. 1954.
Grubbs, Donald H. Cry from the Cotton: The Southern Ten-
ant Farmers' Union and the New Deal. 1971.
Nelson, Lawrence. King Cotton's Advocate in the New
Deal: Oscar G. Johnston and the New Deal. 1999.
Nelson, Lawrence. "The Art of the Possible: Another
Look at the 'Purge' of the AAA Liberals in 1935,"
Agricultural History, 57 (1983): 416-435.
Lawrence J. Nelson
DEFICIT SPENDING
The Great Depression marked a turning point in
America's fiscal history. Prior to the 1930s, balanced
federal budgets in which tax receipts exceeded ex-
penditure were the norm, but thereafter they have
been rare. The unbroken sequence of unbalanced
budgets that operated from fiscal year 1931 to fiscal
year 1947 heralded the predominance of deficit
budgets in the second half of the twentieth century.
In contrast to the post-World War II period, how-
ever, Depression-era fiscal policy was only belated-
ly influenced by the new Keynesian economic theo-
ries.
The budget moved from a $734 million surplus
in fiscal year 1929 to a $2.7 billion deficit in fiscal
year 1932. President Herbert Hoover initially re-
garded deficits as a short-term necessity while the
economy underwent correction. Under his lead,
Congress cut taxes, increased public-works spend-
ing, and established loan programs to assist state
and local public works and state unemployment re-
lief. These measures were utterly insufficient to
boost recovery, but Hoover held back from large-
scale deficit spending for fear of engendering big
government. Moreover, the tax-increasing Revenue
Act of 1932 vainly attempted to restore balanced-
budget orthodoxy so that government borrowing
would not crowd out business from tight credit
markets. Its reduction of purchasing power only ag-
gravated economic decline with the consequence
that the deficit remained stubbornly high.
Hoover came under attack most often not for
the inadequacy of his deficit spending but for its ex-
cess. Business leaders feared that unbalanced bud-
gets would have severe inflationary consequences
if government expanded the money supply to ease
its borrowing requirements. To the mass public,
deficits were evidence of government extravagance
and mismanagement. In the 1932 presidential elec-
tion, therefore, economic and political consider-
ations induced Democratic candidate Franklin D.
Roosevelt to promise that his administration would
balance the budget.
The core ideas of what became known as
Keynesianism — that consumption rather than in-
vestment drove economic growth and that public
spending could stimulate mass purchasing power
when the private economy was in recession — had
few adherents. In the 1890s, University of Pennsyl-
vania economist Simon Patten had pioneered the
idea that increased consumption was the founda-
tion for economic well-being, a view later promot-
ed by his students, Wesley Mitchell and Rexford
Tugwell, and journalist Stuart Chase in the 1920s
and 1930s. Meanwhile, lay analysts William Truf-
fant Foster and Waddill Catchings turned the con-
ventional economic belief that consumption was
the result of production on its head in a number of
popular tracts, such as Plenty (1925), Business with-
out a Buyer (1927), and The Road to Plenty (1928).
They further contended that government spending
was the best means to counteract recession when
many people lacked private income to spend. Brit-
ish economist John Maynard Keynes promoted
similar views in works like The Means to Prosperity
(1933). "Too good to be true — You can't get some-
thing for nothing," Roosevelt had commented in
the margin of his copy of The Road to Plenty. He was
Z26
ENCYCLOPEDIA OF THE GREAT DEPRESSION
DEFICIT
SPENDING
similarly unimpressed with Keynes, whom he
dubbed "a mathematician rather than a political
economist" after their 1934 meeting.
Nevertheless, Roosevelt had no more success
than Hoover in balancing the budget. New Deal
emergency spending on public works, relief, and
rural programs drove up federal outlays to $6.6 bil-
lion in fiscal year 1934 and $8.2 billion in fiscal year
1936, well above Hoover's largest budget of $4.7
billion in fiscal year 1932. Tax revenues could not
cover this expansion in a depressed economy, so
the deficit grew to $4.3 billion in fiscal year 1936
compared with $2.6 billion in Hoover's fiscal year
1933 budget. Ever mindful of his campaign pledge,
Roosevelt viewed the New Deal deficits as an em-
barrassment rather than an instrument for recov-
ery. Accordingly, he repeatedly raised taxes — both
direct and indirect — and was a reluctant spender.
Significantly, congressional enactment over the
presidential veto of a $2.2 billion appropriation for
immediate payment of the World War I veterans'
bonus helped make the fiscal year 1936 deficit the
largest operated by the New Deal. The true mea-
sure of New Deal fiscal activism was not the actual
deficit but the full-employment deficit that would
have accrued had the economy been operating to
its full potential. This hypothetical index differenti-
ates between intentional policy and the effect of de-
pressed economic activity on the tax base. It reveals
that only four New Deal budgets — fiscal years 1934,
1936, 1939, and 1940 — operated expansionary defi-
cits, while the others provided no greater stimulus
than Hoover's budgets of fiscal years 1930 to 1932.
Moreover, in contrast to Hoover, Roosevelt could
have operated larger deficits without fear of driving
up interest rates because the early New Deal had
liberated monetary and credit policy from Federal
Reserve control.
faced a stark choice of adhering to orthodoxy or
spending his way out of recession. Conservative
advisers led by Treasury Secretary Henry Morgen-
thau insisted that a balanced budget was vital to re-
store business confidence. Conversely, Federal Re-
serve chairman Marriner Eccles, a longtime
advocate of counter-cyclical policy, warned that
only deficit spending would restore purchasing
power in the economy. The effort to speed recovery
by placating business, he told Roosevelt, had
"borne no fruits in either dollar terms or goodwill."
Once a lone voice, Eccles now found himself at the
center of a group of liberal New Dealers whom the
recession had converted to the same cause. These
included such cabinet members as Harry Hopkins,
Harold Ickes, and Henry Wallace, as well as youn-
ger officials spread throughout the federal bureau-
cracy, such as Laughlan Currie, Mordecai Ezekiel,
Leon Henderson, and Aubrey Williams. They
found theoretical justification in Keynes's recently
published master work, General Theory of Employ-
ment, Interest, and Money (1936), which contended
that in advanced industrial economies permanent
deficits were needed to boost consumption and full
employment.
The battle for the president's ear ended in vic-
tory for the spenders. Though unconvinced about
permanent deficits, Roosevelt adopted Keynesian
remedies against the recession and justified these
with Keynesian rhetoric. In April 1938 he recom-
mended that Congress appropriate $3 billion for
emergency spending and credit programs without
corollary tax increases to boost "the purchasing
power of the Nation." Federal spending conse-
quently rose beyond $9 billion in both fiscal years
1939 and 1940, and the deficit grew from $0.1 bil-
lion in fiscal year 1938 to $2.8 billion in fiscal year
1939.
In 1937 Roosevelt's fiscal orthodoxy prompted
his decision to balance the fiscal year 1938 budget
as an anti-inflation precaution in advance of full re-
covery. The reduction of federal spending coincided
with the first collection of the social security taxes,
which sucked purchasing power from the economy,
and the tightening of monetary policy. The com-
bined effect of these three actions tipped the recov-
ering economy into deep recession. Roosevelt now
In marked contrast to the early New Deal, the
later New Deal adopted deficit spending as its prin-
cipal weapon against recession. Presidential state-
ments that routinely justified deficits as necessary
to compensate for underconsumption helped to
break down the public's antipathy to unbalanced
budgets. By 1940 important socioeconomic groups,
including farmers and organized labor, had come to
regard fiscal activism as essential. Deficit spending
ENCYCLOPEDIA E THE GREAT DEPRESSION
227
DEMOCRATIC PARTY
also acquired intellectual legitimacy with the grow-
ing acceptance of Keynesian doctrine among pro-
fessional economists. However the triumph of the
new thinking was far from complete. Lacking a
strategy to determine the requisite level of compen-
satory finance, the New Deal deficits of fiscal years
1939 and 1940 were too small to generate full re-
covery, which had to await the expansion of de-
fense expenditure in 1941. Moreover, a congressio-
nal coalition of Republicans and conservative
Democrats had been emboldened by liberal re-
verses in the recession-affected 1938 midterm elec-
tions to enact reductions in New Deal appropria-
tions in 1939. For this group, deficits had become
a political evil as the embodiment of big govern-
ment.
America's experience in World War II finally in-
stitutionalized deficit spending as national eco-
nomic policy. Driven by military needs, the federal
deficit skyrocketed from $6.2 billion in fiscal year
1941 to $57.4 billion in fiscal year 1943. The con-
junction of massive deficits and dramatic growth of
the economy by 56 percent between 1941 and 1945
seemingly provided justification of Keynesian theo-
ry, even in the eyes of business leaders. This was
the foundation for enactment of the Employment
Act of 1946, which consolidated Roosevelt's eco-
nomic legacy. Like New Deal fiscal policy, the legis-
lation was imprecise and limited, most notably in
its failure to guarantee full employment. Neverthe-
less it formally mandated the federal government's
obligation to combat recession and rising unem-
ployment and established the president as the
manager of prosperity. In essence, the priority of
fiscal policy had changed from protecting capital
markets in 1932 to protecting and creating jobs by
1946, and deficit spending had become the essen-
tial instrument to achieve this new purpose.
See Also: ECONOMY, AMERICAN; KEYNES, JOHN
MAYNARD; KEYNESIAN ECONOMICS.
BIBLIOGRAPHY
Brinkley, Alan. The End of Reform: New Deal Liberalism in
Recession and War. 1995.
Ippolitto, Dennis S. Uncertain Legacies: Federal Budget Pol-
icy from Roosevelt to Reagan. 1990.
Morgan, Iwan. Deficit Government: Taxes and Spending in
Modern America. 1995.
Stein, Herbert. The Fiscal Revolution in America, 2nd rev.
edition. 1996.
Iwan Morgan
DEMOCRATIC PARTY
As the oldest existing political party in the world,
the Democratic Party of the United States experi-
enced its most significant expansion in voter regis-
tration and party organization, consistent electoral
success in national elections, and fundamental
changes in its coalition, policy agenda, and ideology
during the Great Depression. Despite Democratic
presidential nominee Alfred E. Smith's resounding
defeat in the 1928 election, there was evidence of
the potential for a future political realignment fa-
voring the Democratic Party. Smith was the first
Democratic presidential nominee in many years to
win pluralities in the twelve largest American cities.
He also carried the two most Catholic, urban states:
Massachusetts and Rhode Island. The presidential
election of 1928 also stimulated a sharp increase in
voter registration and turnout among foreign-born
citizens and the voting-age children of immigrants,
especially women, who voted overwhelmingly for
Smith.
After being nominated for president, Smith had
designated John J. Raskob, a wealthy, Catholic,
anti-prohibition or "wet," former Republican and
General Motors executive, as chairman of the Dem-
ocratic National Committee (DNC). Through his
vigorous fund-raising among his business contacts,
Raskob succeeded in liquidating the DNC's $1.5
million campaign debt. He also created and fi-
nanced a full-time publicity division for then DNC.
Its director, Charles Michelson, researched and
publicized the policy behavior and statements of
Republican president Herbert Hoover, the RNC
chairman, and Republicans in Congress so that
Raskob and other Democrats could regularly and
publicly criticize and oppose Republican policies,
especially after the Great Depression began in late
1929.
Nonetheless, Raskob wanted to continue to
focus the efforts of the Democratic Party in general
Z28
ENCYCLOPEDIA OF THE GREAT DEPRESSION
DEMOCRATIC
PARTY
and the DNC's apparatus in particular on repealing
the national prohibition of alcohol. By concentrat-
ing on the prohibition issue, Raskob hoped that the
Democratic Party would nominate Smith for presi-
dent in 1932 and adopt a platform as conservative
and pro-big business as the Republican platform on
economic issues. Like other conservative Demo-
crats, Raskob blamed the worsening economic con-
ditions on excessive spending, bureaucratic bloat,
and an unbalanced federal budget by the Hoover
administration.
FRANKLIN D. ROOSEVELT
The major obstacle to Raskob's strategy for the
1932 presidential election was Democratic governor
Franklin D. Roosevelt of New York. Roosevelt had
served as assistant secretary of the navy during the
Woodrow Wilson administration and as the Demo-
cratic vice presidential nominee of 1920. He had
also made nominating speeches for Al Smith at the
1924 and 1928 Democratic national conventions,
earning Roosevelt the respect of many Catholic
Democrats. Reluctantly accepting Smith's request
that he run for governor in 1928, Roosevelt won by
a narrow margin as Smith decisively lost his home
state to Hoover.
Frustrated by his failed efforts throughout the
1920s to change the national Democratic Party's or-
ganization, decision-making processes, ideology,
and future economic platform, Roosevelt used his
governorship and titular leadership of the New
York Democratic Party as a role model for his future
national party leadership as president. In order to
attract the support of traditionally Republican, rural
upstate New Yorkers, Roosevelt's policy agenda in-
cluded property tax relief for farmers, the construc-
tion of farm-to-market roads, and the development
of state-sponsored hydroelectric power for rural
areas. With James A. Farley serving as secretary and
later chairman of the New York Democratic state
committee, Roosevelt directed Farley and Secretary
of State Edward J. Flynn to secure the removal of
local Democratic chairmen in heavily Republican
areas who had been collaborating with Republican
politicians in exchange for patronage. The governor
also encouraged Farley and Flynn to recruit Demo-
cratic candidates for state and local offices in order
to provide contested elections in Republican-
dominated areas and increase Democratic repre-
sentation in the Republican-controlled state legis-
lature. Shrewdly attuned to the power of publicity
through modern technology, Roosevelt had Farley
arrange and finance monthly radio broadcasts and
later, for his 1930 reelection campaign, talking
movies.
Reelected governor in 1930 with 62 percent of
the votes and a winning margin of more than
167,000 votes in upstate counties, Roosevelt used
his second term to develop a successful campaign
for the Democratic presidential nomination of 1932.
He distinguished himself as the first governor to
advocate unemployment insurance and old age
pensions. Roosevelt also educated himself on policy
issues that were of greater concern in the South and
West, such as cotton prices, railroad rates, soil and
forest conservation, flood control, and rural electri-
fication. Meanwhile, James A. Farley and Roose-
velt's aide Louis Howe traveled throughout the
United States, but especially in the South and West,
to lobby for delegate support for Roosevelt at the
1932 Democratic national convention. Roosevelt,
Farley, and Howe assumed that most northern del-
egates controlled by Catholic Democratic politi-
cians would probably vote for Smith at the conven-
tion. Consequently, their strategy was to gradually
develop a consensus-building yet ideologically di-
verse coalition of southern conservatives and west-
ern progressives whose delegates would eventually
provide Roosevelt with at least the two-thirds ma-
jority needed for the presidential nomination. But
this strategy also required the pro-Roosevelt Dem-
ocrats to discourage and minimize the number of
favorite son and other minor presidential candida-
cies at the convention. After they persuaded Speak-
er of the House John N. Garner of Texas to end his
presidential candidacy in exchange for the vice-
presidential nomination, Roosevelt was nominated
for president on the fourth ballot.
With approximately one third of the voters
identified as Democrats in 1932, Roosevelt recog-
nized the need to attract the votes of disaffected Re-
publicans, independents, and minor party members
so that he could win a decisive victory that would
provide a mandate for major policy changes and for
ENCYCLOPEDIA T THE GREAT DEPRESSION
229
DEMOCRATIC PARTY
transforming the Democratic Party into the new
majority party in the two-party system. Therefore,
Roosevelt rarely used the word Republican in his
post-convention campaign speeches. His policy
proposals and the Democratic national platform
were a dichotomous, contradictory mixture of
promises to balance the federal budget, reduce bu-
reaucratic centralization, and protect states' rights,
but also to provide vigorous presidential leadership
and more federal intervention to reduce unemploy-
ment, raise farm prices, and protect Americans
against the economic abuses and mistakes of banks
and big business.
Franklin D. Roosevelt defeated Republican
president Herbert Hoover with 59 percent of the
popular votes and carried forty-two states in the
electoral college. Although about 65 percent of
black voters supported Hoover, Roosevelt's elector-
al support from white Republicans and indepen-
dents was broadly distributed among income levels
and various ethnic groups and between urban and
rural areas. Only 25 percent of Roosevelt's plurality
in 1932 was derived from the nation's twelve largest
cities.
From 1932 until 1940, James A. Farley served as
DNC chairman. Roosevelt agreed with Farley that
the DNC apparatus and activities should be used to
promote intra-party harmony at such events as Jef-
ferson-Jackson Day dinners and through fund-
raising efforts. For example, the Colored Division,
a special division of the DNC that concentrated on
black voters, cultivated the realignment of non-
southern blacks from the Republican to the Demo-
cratic Party, but ignored controversial racial issues
like segregation and the disfranchisement of south-
ern blacks. Other DNC special divisions, such as
those for labor, agriculture, and foreign-language
ethnic groups, were used to promote the expansion
and diversification of the Democratic coalition dur-
ing this era.
By far, though, the most innovative, effective,
and regularly active special division of the DNC
from 1932 to 1940 was the Women's Division. Mary
"Molly" Dewson, director of and later adviser to
this division, shrewdly realized that Democratic
women could increase their status and influence in
the party organization and the Roosevelt adminis-
tration if they impressed the president, DNC chair-
man, and other male Democratic politicians with
their ability to raise funds, distribute publicity, mo-
bilize voters, and win elections. For example, in the
1936 election, the DNC Women's Division pro-
duced and distributed about 80 percent of all Dem-
ocratic campaign literature. It also published the
Democratic Digest, a monthly newsletter, and in-
creased the number of female Democratic cam-
paign workers from approximately 73,000 in 1936
to 109,000 in 1940. Dewson used these impressive
campaign accomplishments and her long-time
friendships with Eleanor Roosevelt and Secretary of
Labor Frances Perkins to lobby and persuade the
president and Farley to increase DNC funding of
the Women's Division, the representation of
women on party committees and at national con-
ventions, and the number and status of federal jobs
given to women. By the time of the 1940 election,
however, Edward J. Flynn replaced the disgruntled
Farley as DNC chairman, Dewson had left the
Women's Division, and the DNC's apparatus
played a smaller role in campaign finances and ser-
vices.
NEW DEAL
Roosevelt hoped that the New Deal's economic
policies would not only unite and satisfy the voting
blocs and interest groups that elected him in 1932
but would eventually persuade enough disaffected
Republican and independent voters to become
loyal Democrats so that the Democratic Party
would become the new majority party in the two-
party system for a long time. However, after the Su-
preme Court struck down the National Industrial
Recovery Act (NIRA) and similar New Deal policies
that emphasized economic cooperation and plan-
ning, Roosevelt moved New Deal liberalism and
the national Democratic Party in a more controver-
sial, leftist, divisive programmatic and ideological
direction that favored labor and northern urban
policy interests and was more antagonistic toward
big business and upper-income Americans. Roose-
velt wanted this more liberal, social welfare charac-
ter of his administration and party to co-opt grow-
ing grassroots support for various economic protest
movements, such as those led by Huey Long and
Francis Townsend, before the 1936 election. Enact -
Z30
ENCYCLOPEDIA OF THE GREAT DEPRESSION
DEMOCRATIC
PARTY
ment of the Social Security Act of 1935 and the
Wealth Tax Act of 1935 served to satisfy much of
this demand for a broader redistribution of income
by the federal government.
WAGNER ACT OF 1935
Likewise, Roosevelt's support of the National
Labor Relations (or Wagner) Act of 1935 helped to
prevent the possibility of labor unions creating their
own party for the 1936 election and to attract the
endorsement of John L. Lewis, a Republican and
the most powerful labor leader in the nation. De-
spite growing complaints from southern Democrats
in Congress that Roosevelt's policies and party
leadership pandered to blacks, Roosevelt cultivated
black voters by appointing a so-called black cabi-
net. This was an informal group of black federal of-
ficials who tried to reduce racial discrimination in
the distribution of federal relief benefits and public
works jobs. For the first time ever, a black minister
delivered the opening prayer at a Democratic na-
tional convention in 1936.
No matter how controversial the New Deal and
the Democratic Party under Roosevelt had become
among conservatives and business interests, Roo-
sevelt's landslide reelection in 1936 confirmed that
a political realignment had occurred. Roosevelt de-
feated Alfred Landon, the Republican presidential
nominee, with more than 60 percent of the popular
votes and carried all but two states in the electoral
college. Approximately 65 percent of black voters
supported Hoover in 1932, but 76 percent of them
voted for Roosevelt in 1936. In addition, 80 percent
of Catholics, 90 percent of Jews, and 60 percent of
low-income, non-southern white Protestants voted
for Roosevelt in 1936.
REALIGNMENT
The fact that these voting statistics signaled a
partisan realignment, rather than merely a personal
following for Roosevelt, is evident in the increasing
number and proportion of non-southern Demo-
cratic seats in Congress as a consequence of the
1930 to 1936 congressional elections. In 1920, 82
percent of the Democratic representatives and 70
percent of the Democratic senators were southern-
ers. By 1936, only 35 percent of the Democrats in
Congress were southerners, and only 23 percent of
Roosevelt's electoral college votes in that election
came from the South. Even more ominous for the
decline of southern influence in the Democratic
Party, the Democratic national convention of 1936
repealed the two-thirds rule. This requirement of at
least a two-thirds majority of delegate votes for
presidential nominations had, in effect, given the
South as a region the power to reject any presiden-
tial candidate objectionable to it, especially on racial
issues.
Determined to solidify the policy accomplish-
ments of the New Deal and to further develop the
national Democratic Party as a liberal party, Roose-
velt became embroiled with southern Democrats in
Congress on two especially divisive issues: the court
reform bill of 1937 and the Fair Labor Standards Act
of 1938. Most southern Democrats in Congress op-
posed Roosevelt on both bills, claiming that his ap-
parent attempt to "pack" the Supreme Court with
liberal justices violated the spirit of the Constitution
and that the minimum wage legislation would un-
fairly punish the South for its lower labor costs and
threaten race relations by requiring southern em-
ployers to pay blacks and whites the same wages.
Frustrated with the increasing intra-party opposi-
tion in Congress from southern Democrats, Roose-
velt decided to dramatically enforce party discipline
by attempting to "purge" several conservative
southern Democratic senators by opposing their re-
nomination in their states' 1938 Democratic prima-
ries. Roosevelt and his preferred Democratic candi-
dates failed to defeat any of these senators, and the
Republicans made substantial gains in the 1938
congressional elections.
After the 1938 elections, southern Democrats
and Republicans in Congress cooperated with each
other more openly and regularly, especially within
the committee system, by forming a bipartisan con-
servative coalition that could prevent, defeat, or
weaken any new liberal legislation. But the ever
growing intra-party influence of blacks, labor
unions, big city mayors, and liberal activists on
Roosevelt's presidency and the party leadership
was evident in his creation of the Fair Employment
Practices Commission (FEPC) by an executive order
in 1940. The FEPC was authorized to investigate
ENCYCLOPEDIA T THE GREAT DEPRESSION
Z31
D E
PRIEST
OSCAR
and prohibit racial discrimination in hiring by de-
fense contractors.
Despite the regional and ideological diversity of
Democratic support in Congress for Roosevelt's
pre-Pearl Harbor foreign and defense policies, the
Democratic national convention of 1940 proved to
be unusually restless and rancorous because of the
controversy over the anticipation of Roosevelt's
nomination for an unprecedented third term. For-
mer DNC chairman James A. Farley and Vice Presi-
dent John N. Garner both ran against Roosevelt for
the presidential nomination. But Roosevelt was
easily and overwhelmingly renominated on the first
ballot after Chicago machine politicians organized
a rousing pro-Roosevelt demonstration. By con-
trast, Roosevelt's new running mate, Henry A. Wal-
lace, was nominated by a narrow margin because
of his reputation among delegates as a politically
inept former Republican who was outspoken in his
liberalism on race and other matters.
Franklin D. Roosevelt was reelected president
in 1940 with 55 percent of the popular votes and he
carried thirty-eight states in the electoral college.
American entry into and participation in World War
II finally ended the lingering economic effects of the
Great Depression and slowed the rising southern
white rebellion against the increasingly liberal,
northern-dominated national Democratic Party,
especially on racial issues. Nonetheless, the imme-
diate political and economic effects of the Great
Depression stimulated a realignment that enabled
the Democratic Party under Franklin D. Roosevelt
to transform itself into the new majority party with
a broad, diverse coalition, a new ideology based on
New Deal liberalism, and a policy agenda that ap-
pealed to a wide range of voting blocs and interest
groups that dominated the presidency, Congress,
policy making, and even the internal politics of the
Republican Party until the 1970s.
See Also: DEWSON, MARY (MOLLY); ELECTION OF
1928; ELECTION OF 1930; ELECTION OF 1932;
ELECTION OF 1934; ELECTION OF 1936;
ELECTION OF 1938; ELECTION OF 1940; FARLEY,
JAMES A.; POLITICAL REALIGNMENT; RASKOB,
JOHN J.; ROOSEVELT, FRANKLIN D.; SMITH,
ALFRED E.
BIBLIOGRAPHY
Brinkley, Alan. Voices of Protest: Huey Long, Father
Coughlin, and the Great Depression. 1982.
Burner, David. The Politics of Provincialism: The Democrat-
ic Party in Transition, 1918-1932. 1986.
Burns, lames MacGregor. Roosevelt: The Lion and the Fox.
1956.
Savage, Sean J. Roosevelt: The Party Leader, 1932-1945.
1991.
Sundquist, James. The Dynamics of the Party System:
Alignment and Realignment of Political Parties in the
United States. 1973.
Weiss, Nancy J. Farwell to the Party of Lincoln: Black Poli-
tics in the Age of FDR. 1983.
Sean J. Savage
DE PRIEST, OSCAR
On April 15, 1929, Oscar Stanton De Priest (March
9, 1871-May 12, 1951) took the oath of office as
representative for the First District in Illinois, be-
coming the first African American elected to the
U.S. Congress from the North. Born in the Recon-
struction South in the heyday of enfranchisement,
De Priest helped to reestablish black citizenship by
serving Chicago's Loop, Gold Coast, and black
South Side districts. Soon after De Priest's historic
victory, the black historian Carter G. Woodson or-
ganized a $1.50-a-plate banquet for "living con-
gressmen" that featured three Reconstruction-era
congressmen and Rep. De Priest.
Born in 1871, the light-skinned son of former
slaves from Alabama, De Priest migrated with his
family to Kansas when he was a child. He ran away
to Ohio with a white friend at the age of seventeen
and later began working as a teamster in Chicago.
De Priest cut his political teeth on the Chicago Re-
publican Party machine, winning favors from con-
gressmen, election to the post of Cook County
Commissioner, and, after building a decorating
business, a seat on the city council to become Chi-
cago's first black alderman. When the incumbent
representative in the district died, De Priest was
widely assumed to be the frontrunner. The election,
however, was close, in part because of an untimely
fraud and vice investigation that ensnared De Priest
232
ENCYCLOPEDIA OF THE GREAT DEPRESSION
D E W E V
M A S
in controversy. The investigation was dropped due
to insufficient evidence. De Priest won the 1928
election by four thousand black votes, but lost vir-
tually every white vote.
De Priest won instant recognition as a black
congressman; he also won notoriety. Before mov-
ing to Washington, he applied to occupy offices in
the House of Representatives building, but a senior
congressman challenged De Priest's assignment.
Although De Priest graciously conceded, his next
assignment was also challenged when a southern
congressman threatened to vacate his offices rather
than neighbor a black man. Liberals from the Re-
publican Party came to De Priest's aid. An econom-
ic conservative in the mold of Booker T. Washing-
ton, De Priest served his party in a non-ideological
fashion, although he did address racial issues. He
lobbied for appropriations for Howard University
and pensions for ex-slaves. He also lectured at vari-
ous black functions, and accepted invitations to
speak on black politics to state legislatures. During
his term, De Priest's most controversial activities
concerned desegregation of a congressional dining
room. Although De Priest was permitted to dine,
neither his black staff nor black visitors could enter,
while all whites were welcomed. De Priest intro-
duced a measure to the floor to integrate the dining
room but lost in committee by a two (Republicans)
to three (Democrats) vote. He blasted the decision
as a betrayal of equal protection.
De Priest faced a tough reelection in 1934, pri-
marily because of black disaffection from the Re-
publican Party. He was opposed by Arthur Wergs
Mitchell, a well-educated and astute New Deal
Democrat who employed cartoons and able oratory
against the De Priest campaign. At one point De
Priest lost his characteristic calm demeanor and
sharply criticized the black religious community,
particularly local Baptists, for bolting to the Demo-
crats with their promises of relief. Then, given Re-
publican Party disarray in Chicago, his strategists
could not regain control of the local machine, sig-
naling voter disaffection. As part and parcel of the
realignment of black voters from the Republican
Party of Frederick Douglass to the New Deal coali-
tion, Mitchell outpolled De Priest by three thou-
sand votes in 1934. Bitter with disappointment, De
Priest conducted several recounts of the ballots, but
in the end graciously conceded defeat. That year he
was named Man of the Year by the Chicago Defender
in recognition of the esteem he received from Afri-
can Americans. De Priest continued to serve in a
public capacity until his death in 1951.
See Also: AFRICAN AMERICANS, IMPACT OF THE
GREAT DEPRESSION ON; FAUSET, CRYSTAL
BIRD; MITCHELL, ARTHUR, W.
BIBLIOGRAPHY
Greene, Lorenze. "Dr. Woodson Prepares for Negro His-
tory Week, 1930." Negro History Bulletin 28, no. 8
(1965): 174-175.
Mann, Kenneth Eugene. "Oscar Stanton De Priest: Per-
suasive Agent for the Black Masses." Negro History
Bulletin 35, no. 6 (1972): 134-137.
Nordin, Dennis S. The New Deal's Black Congressmen: A
Life of Arthur Wergs Mitchell. 1997.
Rudwick, Elliot, M. "Oscar De Priest and the Jim Crow
Restaurant in the U.S. House of Representatives."
Journal of Negro History 35, no. 1 (1966): 77-82.
Kevin Mumford
DEWEY, JOHN. See LEAGUE OF INDEPENDENT
POLITICAL ACTION.
DEWEY, THOMAS E.
Thomas Edmund Dewey (March 24, 1902-March
16, 1971) was a spectacularly successful prosecutor
of racketeers, a three-term governor of New York
state, and a twice unsuccessful Republican presi-
dential candidate. Born in Owosso, Michigan, the
son of a local newspaper editor, Dewey graduated
from the University of Michigan and earned his law
degree at Columbia University in 1925. Admitted to
the bar the following year, he was an associate in
the law firms of Larkin, Rathbone, and Perry (from
1925 to 1927), and MacNamara and Seymour (from
1927 to 1931). While pursuing vocal training, he
met fellow vocalist Frances Ellen Hutt, whom he
married in 1928. They had two sons.
Dewey entered public service in 1931 as chief
assistant to United States attorney for the southern
ENCYCLOPEDIA E THE GREAT DEPRESSION
233
DEWEY
M A S
district of New York. Establishing efficient control
over that office's administrative duties, he soon en-
tered the courtroom, where he delivered dramatic
performances anchored in tenacious examination
of details gleaned from bank and telephone re-
cords, handwriting analyses, wiretaps, and inter-
views with hundreds of witnesses. Briefly serving as
U.S. attorney in 1933, he successfully prosecuted
bootlegger Waxey Gordon (Irving Wexler) for tax
evasion. When President Franklin D. Roosevelt
named a Democrat to the post at the end of the
year, Dewey established a promising private prac-
tice.
Recalled to public service in 1935 by New York
Governor Herbert Lehman, Dewey was named a
special prosecutor to investigate organized crime.
Over the next two and a half years, he earned fame
as a "rackets buster," winning seventy-two convic-
tions out of seventy-three cases. Dewey and his
staff were especially interested in industrial racke-
teering, where payoffs and bribes added as much as
20 percent to the cost of living in New York. Since
1933, Dewey had pursued Dutch Schultz (Arthur
Flegenheimer), a bootlegger who had moved into
the "policy" or "numbers" racket, as well as loan-
sharking. Dewey's staff was gathering evidence to
prosecute Schultz when the mobster was fatally
shot only two days before the date Schultz had set
for Dewey's own assassination.
While investigating racketeers' involvement
with prostitution, the special prosecutor's staff de-
veloped a compelling case against Lucky Luciano
(Salvatore Luciania, also know as Charley Lucky),
the capo di tutto capi (boss of all bosses), whose
major interests involved narcotics and gambling.
Using his established technique of engaging minor
miscreants to impugn their superiors, Dewey again
captured headlines with his successful prosecution
of Luciano and his co-defendants in 1936. Dewey's
account of his racket-busting years, part of an in-
complete autobiography, was published a few years
after his death as Twenty against the Underworld.
Dewey entered electoral politics in 1937, win-
ning the race for district attorney for New York
County, a post he held until 1943. After a widely
publicized mistrial, he eventually won the convic-
tion of Tammany boss Jimmy Hines. Defeated in
the 1938 New York gubernatorial contest, Dewey
failed to win the Republican presidential nomina-
tion in 1940. But in 1942, he was elected governor
of New York and was reelected in 1946 and 1950.
His tenure was marked by moderate progressivism,
fiscal conservatism, efficient administration, and
careful attention to patronage. Under his leader-
ship, New York became the first state to legislate
against racial or religious discrimination in employ-
ment. He also promoted the development of the
New York State Thruway.
In 1944, the Republicans nominated Dewey for
president of the United States, but incumbent
Franklin D. Roosevelt won a fourth term. In 1948,
Dewey again headed the Republican ticket and
seemed the likely victor. However, Harry S. Tru-
man's attacks on the record of the Republican-
dominated eightieth Congress and his now-
legendary "whistle-stop" campaign out-paced
Dewey's overconfident middle-of-the road can-
vass.
At the end of his third term as governor, Dewey
returned to private law practice as a member of the
Dewey, Ballantine, Bushby, Palmer, and Wood firm
in New York City. In the 1950s and 1960s, Dewey
became both elder statesman and kingmaker in the
Republican Party, where he was a prominent mem-
ber of the eastern internationalist wing. He was in-
strumental in Dwight Eisenhower's defeat of Rob-
ert Taft for the 1952 nomination, and he also
fostered the political career of Richard M. Nixon. A
collection of lectures Dewey delivered at Princeton
University in 1950 was published in 1966 as Thomas
E. Dewey and the Two-Tarty System. It presaged a re-
defined Republican Party in the wake of the Gold-
water debacle in 1964.
The same meticulous attention to facts and ra-
tional analysis that brought him fame as a rackets
buster and wealth in private law practice may well
account for Thomas E. Dewey's lack of success in
presidential politics, where the game had come to
be played in very different terms.
See Also: CRIME; LAW ENFORCEMENT; REPUBLICAN
PARTY.
234
ENCYCLOPEDIA OF I H E GREAT DEPRESSION
D E W S N
MARY (MOLLY
BIBLIOGRAPHY
Beyer, Barry K. Thomas E. Dewey, 1937-1947: A Study in
Political Leadership. 1979.
Dewey, Thomas E. The Case against the New Deal. 1940.
Dewey, Thomas E. Journey to the Tar Pacific. 1952.
Dewey, Thomas E. Twenty against the Underworld, edited
by Rodney Campbell. 1974.
Donaldson, Gary. Truman Defeats Dewey. 1999.
Hughes, Rupert. Attorney for the People: The Story of
Thomas E. Dewey. 1940.
Smith, Richard Norton. Thomas E. Dewey and His Times.
1982.
Stolberg, Mary M. Tighting Organized Crime: Politics, Jus-
tice, and the Legacy of Thomas E. Dewey. 1995.
Walker, Stanley. Dewey: An American of this Century.
1944.
Susan Estabrook Kennedy
DEWSON, MARY (MOLLY)
Mary Williams "Molly" Dewson (February 18,
1874-October 21, 1962) was one of the most influ-
ential women in the Democratic Party in the 1930s
and in Roosevelt's New Deal administration. She
held numerous posts, including serving as an advi-
sor to the National Recovery Administration. Dew-
son's service culminated with a position on the So-
cial Security Board.
Dewson graduated from Wellesley College in
Massachusetts in 1897 with a degree in social work.
She was first employed by the Domestic Reform
Committee of the Women's Educational and In-
dustrial Union, where she provided assistance to
domestic workers and taught at a housekeeping
school. In 1900, she took a job with the Massachu-
setts State Industrial School for Girls, where she
worked until 1912. This work and several publica-
tions brought her to the attention of state officials,
who asked her to help lead an inquiry into mini-
mum wages for workers in Massachusetts. This
project led to the nation's first minimum wage law
in 1912.
During World War I, Dewson volunteered for
the American Red Cross, worked with war refugees
in France, and led the Red Cross Mediterranean op-
erations by 1918. During the 1920s, Dewson be-
came involved with political issues in New York, as
well as at the national level. She worked with Flor-
ence Kelley to push New York to adopt a minimum
wage for women and children, and she lobbied suc-
cessfully to limit the workweek for women to forty-
eight hours. These efforts brought her to the atten-
tion of Eleanor Roosevelt. At Mrs. Roosevelt's re-
quest, Dewson became the organizer of women for
the Democratic Party, assisting in the campaigns of
Al Smith in 1928 and Franklin Roosevelt in 1930
and 1932.
Due to her success in mobilizing female voters,
the Democratic National Committee asked Dewson
to head their Women's Division, a full-time posi-
tion she used to secure jobs for women throughout
the government, including Francis Perkins's ap-
pointment as secretary of labor. Dewson's work in
this regard stressed the importance of women play-
ing more prominent roles in the day-to-day work
of the government and the party. To this end, she
organized a "Reporter" program, which educated
women on New Deal issues and had a significant
impact on the tremendous electoral victory of 1936.
Due to ill health, Dewson withdrew from poli-
tics in 1938 and retired to Castine, Maine, with her
longtime partner, Polly Porter. Dewson was Ameri-
ca's first female political boss, a reformer who ex-
panded employment opportunities for women and
pushed for their equal protection under the law.
See Also: BETHUNE, MARY MCLEOD; DEMOCRATIC
PARTY; NATIONAL WOMEN'S PARTY;
ROOSEVELT, ELEANOR.
BIBLIOGRAPHY
Badger, Anthony. The New Deal: The Depression Years,
1933-1945. 1989.
Braeman, lohn; Robert Bremner; and David Brody. The
New Deal, Vol. 1: The National Level. 1975.
Ware, Susan. Partner and 1: Molly Dewson, Teminism, and
New Deal Politics. 1987.
Laura J. Hilton
ENCYCLOPEDIA E THE GREAT DEPRESSION
235
DICTATORSHIP
DICTATORSHIP
The response to the problems posed by the Great
Depression in countries such as Germany, the Sovi-
et Union, Italy, and elsewhere, was the rise or tight-
ening of dictatorial regimes to the point that dicta-
torship was considered by many people to be a
feasible alternative to liberal democracy during the
1930s. Certain features characterized these dicta-
torships: the concentration of power in the hands
of a single leader, a one-party system with mass
membership, a secret police prepared to use terror
as a tool of policy, and a control of the popular
media to promote the regime's doctrine. These fea-
tures were certainly all present to varying degrees
under the Nazi regime in Germany, Communism
in the Soviet Union, and Fascism in Italy.
In Germany, against a backdrop of economic
chaos caused by the Great Depression, Adolf Hitler,
without ever winning a national election or having
a popular majority, was appointed chancellor on
January 30, 1933, just four weeks before Franklin
Roosevelt took office. Once in office Hitler em-
ployed the attributes of a dictatorship to remove
domestic opposition and established the preemi-
nence of the Nazi Party. He sought to increase in-
dustrial production, especially through rearmament
and public works schemes, and so provide work for
millions of unemployed Germans. Considerable
scholarly debate exists over how far Hitler intended
to follow the foreign policy espoused in Mein Kampf
(1925) or whether he was merely pragmatic in pur-
suing an expansionist foreign policy during the late
1930s. In remilitarizing the Rhineland in March
1936, completing the Anschluss (unification) of Aus-
tria and Germany in February 1938, and then secur-
ing the Sudetenland in September 1938, Hitler
seemed to be rectifying the perceived deficiencies
of the Treaty of Versailles. This was widely popular
within Germany and received tacit support abroad.
Even after Hitler invaded Poland in September
1939, the quick successes of Nazi Germany in 1940
made many consider that Hitler's dictatorship pro-
vided the way ahead.
Joseph Stalin had become leader of the Soviet
Union following V. I. Lenin's death in 1924. By 1929
Stalin had consolidated his leadership, totally over-
coming opponents within the Communist Party
and eliminating all organized opposition outside
the party. In 1928 Stalin embarked the Soviet Union
upon the first Five-Year Plan. This plan for eco-
nomic growth through mass industrialization and
collectivization of agriculture came under the ban-
ner of "Socialism in One Country" and saw notable
achievements, such as the establishment of the city
of Magnitogorsk in the Urals dedicated to steel pro-
duction. This success and others seemed to show
that despite Western scepticism, with Stalin as dic-
tator Communism could avoid the problems of the
Great Depression. However, the price for economic
progress in the Soviet Union was extremely high.
Stalin deported over ten million people to Siberia,
and purged the Soviet officer corps with disastrous
effect during World War II.
In Italy, Benito Mussolini, prime minister since
1922, tightened the grip of his dictatorship in the
face of the Great Depression. The policy of the
"Corporate State," combined employer-employee
syndicates established during the 1920s, seemed to
prevent Italy from suffering the worst effects of the
economic downturn. However, the regime failed to
wholly implement an integrated economic pro-
gram, as state investment did not begin until the
1930s and then only sporadically. Mussolini also
sought to promote Italian national prestige in for-
eign affairs, most notably through the invasion and
subsequent occupation of Abyssinia in 1935. Italy
was criticized by the League of Nations and this en-
couraged closer collaboration with Nazi Germany.
An Axis with Berlin encouraged Mussolini to claim
that Italy was ready for war, despite Italian industry
and military being underprepared. Indeed, when
Mussolini joined the war in June 1940, Italy proved
a drain on German resources.
While these three regimes would be devastated
in different ways during World War II, the era of the
Great Depression saw the rise of other dictator-
ships. The Francisco Franco regime in Spain began
in 1936 and overcame the republicans in the Span-
ish civil war by 1939 with the support of Germany
and Italy. Franco modeled his regime on Mussoli-
ni's corporate state under a single party (the Fa-
lange), and remained in office until his death in
1975. Other dictatorships were also established
Z36
ENCYCLOPEDIA OF THE GREAT DEPRESSION
DICTATORS
I P
f E A R
T IN
UNITED
STATES
during this era in South America. The influence of
Fulgencio Batista in Cuba, although receiving tacit
approval from the United States, became increas-
ingly dictatorial during the period, as did the regime
of President Getulio Vargas, who had assumed
power in Brazil in 1930.
Whatever the fate of the dictatorships of the
1930s their most remarkable feature was their
physical and intellectual control over their own
populations, which in the case of Stalin and Hitler
allowed for the mass slaughter of millions of peo-
ple.
See Also: DICTATORSHIP, FEAR OF IN THE UNITED
STATES; EUROPE, GREAT DEPRESSION IN;
HITLER ADOLF; MUSSOLINI, BENITO; STALIN,
JOSEF.
BIBLIOGRAPHY
Bosworth, Richard. Mussolini. 2002.
Brooker, Paul. Twentieth-Century Dictatorships: The Ideo-
logical One-Party States. 1995.
Bullock, Alan. Hitler and Stalin: Parallel Lives, 2nd edition.
1998.
Kershaw, Ian. The Nazi Dictatorship: Problems and Perspec-
tives of Interpretation, 4th edition. 2000.
Noakes, Jeremy, and Geoffrey Pridham, eds. Nazism
1919-1945, 2nd edition. Vol. 1: The Rise to Power,
1919-1934; Vol. 2: State, Economy, and Society,
1933-1939. 1998.
Pauley, Bruce F. Hitler, Stalin, and Mussolini: Totalitarian-
ism in the Twentieth Century. 1997.
Siegelbaum, Lewis H., and Andrei Sokolov. Stalinism as
a Way of Life: A Narrative in Documents, translated by
Thomas Hoisington and Steven Shabad. 2000.
J. Simon Rofe
DICTATORSHIP, FEAR OF IN THE
UNITED STATES
Franklin Delano Roosevelt's presidential adminis-
tration reinvented the federal government in the
United States during the Great Depression and
World War II. From being a minimal state with
scant taxing power, which played little role in the
economy and made no effort to guarantee material
or social wellbeing, the New Deal created and de-
fined public responsibility for ensuring a minimal
level of economic well-being for the American peo-
ple.
The rise of the federal government was a great
transformation in American life. It elicited a pro-
longed reaction from conservatives and from busi-
nessmen whose power it seemed to limit, while tra-
ditional liberal intellectuals were alarmed by what
they perceived as the rise of a newly powerful fed-
eral government. During the New Deal years, the
idea that the Roosevelt administration might be-
come a dictatorship circulated throughout nervous
conservative and liberal circles alike. The rise of fas-
cism in Germany and Italy accentuated the fear that
the National Recovery Administration and other
early New Deal planning efforts might be harbin-
gers of fascism in the United States. Especially after
Roosevelt introduced his plan to expand the num-
ber of judges on the Supreme Court in 1937, con-
servatives sought to paint him as a politician who
wished to eliminate the checks and balances pro-
vided in the Constitution. In addition, the rise of
populist leaders like Huey Long of Louisiana and
Father Charles Coughlin of Detroit frightened liber-
als and conservatives who thought that these fire-
brands could be fascist dictators in the making.
In reality, there was never any danger that the
Roosevelt administration would become a dictator-
ship, nor of it sliding into fascism. In fact, the cries
of dictatorship accelerated later in the New Deal,
when Roosevelt undertook the kind of controver-
sial legislation permitting the self- organization of
workers — such as the Wagner Act — that Europe's
fascist governments had sought to destroy as soon
as they came into power. Still, even during World
War II, conservatives compared the New Deal to
Nazi Germany and Fascist Italy. For example, David
Sarnoff, the president of RCA, said in a 1943 speech
criticizing wartime social legislation, "If we have
learned anything from the history of the past ten
years, we have learned how empty were the claims
of those demagogues who wheedled away the free-
doms of their people with the mirage of an all-
powerful state that would provide security at the
expense of liberty."
In the early 1940s, fears about dictatorship and
fascism changed into anxieties about Communism.
ENCYCLOPEDIA E THE GREAT DEPRESSION
237
D I L L I N G E R
JOHN
Ex-Trotskyist James Burnham's The Managerial
Revolution (1941) and Austrian exile Friedrich
Hayek's The Road to Serfdom (1944) both marked
the rising level of anxiety about centralized govern-
ment power. This intellectual shift transformed the
anti-fascism of World War II, with its egalitarian di-
mensions and support of social democracy, shifting
it to a more conservative politics after the war was
over. Often, the measures denounced as evidence
of totalitarianism were simply those that sought
greater welfare state protections or an expansion of
social democracy. By targeting these as dictatorial
or totalitarian politics, conservatives were able to
use the language of World War II to support their
own aim of rolling back social democracy in the
postwar period.
The new paranoia about totalitarianism afflict-
ed liberals as well. Anxious and frustrated by the
limitations and failures of the New Deal and horri-
fied by Stalinist Russia, some liberal intellectuals in
the United States began during the late Depression
days to fear the rise of a brutal central state as much
as the power of corporations or the plight of the
poor. They became afraid that their efforts to create
a welfare state would have the unintentional effect
of moving the country towards dictatorship. This
fear prompted many to draw back from the radical
politics they had espoused in an earlier era, and to
seek ways to regulate capitalism without excessive-
ly strengthening the state. This new liberal timidity
and radical self-doubt was the real victory of the ris-
ing conservative reaction at the end of the New
Deal. Unfounded fears of totalitarianism — which
never threatened the United States — would con-
strain postwar liberalism, especially when it came
to domestic social and economic policy.
See Also: AMERICAN LIBERTY LEAGUE;
CONSERVATIVE COALITION; DICTATORSHIP.
BIBLIOGRAPHY
Brinkley, Alan. Voices of Protest: Huey Long, Father
Coughlin, and the Great Depression. 1982.
Brinkley, Alan. The End of Reform: New Deal Liberalism in
Recession and War. 1995.
Burnham, James. The Managerial Revolution. 1941.
Ekirch, Arthur, E., Jr. Ideologies and Utopias: The Impact of
the New Deal on American Thought. 1969.
Hayek, Friedrich A. The Road to Serfdom. 1944.
Kim Phillips -Fein
DILLINGER, JOHN. See CRIME.
DISNEY, WALT
Walter Elias Disney (December 5, 1901-December
15, 1966) was a motion picture and television pro-
ducer and entrepreneur. After a childhood and
youth in the Midwest, Walt Disney entered the field
of animated cartoon films in the 1920s and ulti-
mately achieved world fame with the creation of
Mickey Mouse. He went on to a long and successful
career producing cartoons, feature-length films,
and wildlife documentaries, then branched out into
television during the 1950s and broke new ground
in that medium as well. He also pioneered the con-
cept of theme parks with Disneyland in Anaheim,
California, and Walt Disney World in Orlando,
Florida, the latter in progress at the time of his
death.
Although Disney achieved recognition in a va-
riety of fields during his life, his lasting reputation
as an artist rests on his work in animated cartoons.
The Disney studio introduced technological inno-
vations and a new level of artistic brilliance into ani-
mation, transforming a relatively crude medium
into a dazzling and sophisticated form. The years of
this transformation, and Walt Disney's peak years
as an artist, were the 1930s and early 1940s — a peri-
od corresponding almost exactly to the Great De-
pression — during which Disney produced a series
of one-reel Mickey Mouse and Silly Symphony car-
toons, then ambitiously tackled the making of fea-
ture-length animated films. Snow White and the
Seven Dwarfs (1937), Disney's first full-length ani-
mated film, was a commercial success that captivat-
ed audiences and demonstrated the viability of the
genre. By the early 1940s, in films like The Old Mill
(1937), Snow White, and Fantasia (1940), the studio
had established a standard of artistic excellence in
animation that has never since been equaled.
The Depression years lent more than a back-
drop to this creative phenomenon; they had a direct
Z38
ENCYCLOPEDIA OF THE GREAT DEPRESSION
DISNEY
WALT
bearing on the process. In the early 1930s, when
Disney's explosive growth was beginning, numer-
ous artists were drawn to his studio out of simple
necessity. Veterans of the period have testified that,
in those bleak economic times, jobs for artists were
exceedingly scarce. Cartoonists, fine draftsmen,
skilled painters, and other artists flocked to the Dis-
ney studio, grateful for a chance at steady employ-
ment. Disney, in turn, displayed an uncanny knack
for assessing the varied gifts of these artists, and en-
couraged them to use their distinctive abilities to el-
evate the quality of the films.
In addition, the films themselves reflected the
spirit of their time. Mickey Mouse, created in 1928,
gradually achieved nationwide recognition during
1929, and thus the rise of his popularity coincided
with the onset of the Depression. Mickey, with his
humble barnyard origins, made an ideal mascot for
an America faced with hard times; his unflagging
good cheer and plucky resourcefulness seemed to
symbolize the indomitable spirit of the country. In
his very first film, Plane Crazy, he improvises an air-
plane out of an old jalopy and other found objects,
and in many succeeding films he similarly makes do
with whatever unlikely items may be at hand.
An even more striking morale builder was the
1933 Silly Symphony Three Little Pigs. In this im-
mensely popular cartoon, a nation facing a figura-
tive "wolf at the door" saw the title characters de-
feat their Big Bad Wolf through a combination of
optimism and hard work. The Pigs and their taunt-
ing theme song, "Who's Afraid of the Big Bad
Wolf?" sparked a nationwide craze in 1933, and ob-
servers have often seen the film as an antidote to
the Depression. Other Silly Symphonies like Grass-
hopper and the Ants and The Wise Little Hen (both
1934) entertainingly stressed the benefits of dili-
gence and industry.
The happy antics of Mickey, the Pigs, and other
Disney creations made life a little more bearable for
millions of Americans during the 1930s. Small
wonder that those same Americans continued to
reward Disney with their loyal support in succeed-
ing decades.
See Also: HOLLYWOOD AND THE FILM INDUSTRY;
SNOW WHITE AND THE SEVEN DWARTS.
Walt Disney, 1935. Library of Congress, Prints & Photographs
Division, New York World -Telegram and the Sun Newspaper
Photograph Collection
BIBLIOGRAPHY
Barrier, Michael. Hollywood Cartoons: American Animation
in Its Golden Age. 1999.
Greene, Katherine, and Richard Greene. The Man behind
the Magic: The Story of Walt Disney. 1991.
Isbouts, Jean-Pierre, director. Walt: The Man behind the
Myth. 2001.
Kaufman, J. B. "Three Little Pigs: Big Little Picture."
American Cinematographer 69, no. 11 (November
1988): 38-44.
Merritt, Russell, and J. B. Kaufman. A Companion to Walt
Disney's Silly Symphonies. 2004.
Watts, Steven. The Magic Kingdom: Walt Disney and the
American Way of Life. 1997.
J. B. Kaufman
ENCYCLOPEDIA OF THE GREAT DEPRESSION
239
DOCUMENTARY
FILM
DOCUMENTARY FILM
The American people spent more time at the mov-
ies during the Depression years than in any other
decade, and they wanted their money's worth. Be-
fore each feature they expected to see a cartoon, a
short comedy, and a newsreel.
Newsreels were the documentaries of the
1930s, and the newsreel archives are an important
source of visual evidence of the period. All five
major studios produced their own twice-weekly
editions. Five items were generally packaged to-
gether, and few items ran for more than two min-
utes. The studios, ever conscious of their vulnera-
bility to government censorship and the
disapproval of powerful religious and special inter-
est groups, favored lighthearted fare. Beauty pag-
eants, animal acts, and novelties were staples.
Many items were faked by stringers, the freelance
cameramen who got paid only when their coverage
appeared on the screen. So it is astounding to see
the degree to which the true life of the times actual-
ly got recorded, in spite of all the obstacles.
In many newsreels, it was the voiceover narra-
tion that provided both the comedy and the politi-
cal bias. Stripped of this sound, as most footage is
in today's archives, modern filmmakers use this
haphazard documentation to say something more
than the original filmmakers intended. It is impor-
tant to keep in mind that a great deal of the most
revealing material recorded at the time was never
projected in theaters. Considered too gloomy and
depressing to please audiences who had come to
escape their own dark times, the unused footage
went directly into the vaults, considered hardly
worth the storage costs involved.
By 1967, when the last of the newsreel makers
went out of business, the owners of these archives
gave them to universities and the U.S. government
in exchange for generous tax write-offs. Given the
highly biased origins of the newsreels, today's film-
makers and their audiences need to view their lega-
cy with caution, if not outright skepticism. Yet
when guided by historians and witnesses with
hindsight, the material the 1930s cameramen left us
can help bring the period to life in a way that print-
ed evidence alone seldom can. This is best seen,
perhaps, in the seven-part series The Great Depres-
sion, made for the Public Broadcasting Service by
Blackside in 1993.
The March of Time, a newsreel-like affiliate of
Time magazine that appeared in 1935, was pro-
duced by filmmakers with more serious intent.
Chapters were issued monthly, ran as long as twen-
ty minutes, and were devoted to a single topic. In
1937 the series showed the bombing of Manchuria
by the Japanese. The next year a chapter called "In-
side Nazi Germany" showed American audiences
vivid pictures of the racial policies of a rapidly re-
arming future enemy. In 1939, The March of Time
included film of sharecroppers in Mississippi in a
pathetically unequal struggle with plantation own-
ers. The series often resorted to dramatized recre-
ations when reality footage could not be obtained,
a practice much criticized at the time by profession-
al observers and now considered unethical. Though
the series received an Academy Award in 1937, its
producers lacked the bargaining power of the stu-
dio-sponsored newsreels, and many theater man-
agers found their audiences did not clamor for The
March of Time's tendency to present unpleasant
news. The series ceased production in 1951, a de-
cade and a half before television brought all news-
reels to an end.
The early days of the Depression were also re-
corded by a small group of politically radical mem-
bers of the New York Film and Photo League, an
organization that for a short time had correspond-
ing chapters in half a dozen other cities. Thanks to
the Film and Photo League, the major protest
movements of the 1930 to 1934 period can still be
brought to life, though the bulk of their footage was
not saved. The Museum of Modern Art in New
York circulates brief compilations, silent with titles
(as they were originally shown), that are powerful
reminders of the days when tens of thousands of
people were thronging the streets carrying banners
for such "socialist" programs as unemployment in-
surance and subsidized public housing.
The most notable documentary filmmaker of
the period was Pare Lorentz, a film critic turned
producer, who persuaded the Roosevelt adminis-
tration to present the need for its reform programs
in films of such power and quality that they could,
ZtO
ENCYCLOPEDIA OF F H E GREAT DEPRESSION
DOMESTIC SERVICE
and did, win widespread theatrical distribution in
spite of strong film industry opposition. Lorentz's
first film, The Plow that Broke the Plains (1936),
dramatized the disasters caused by unwise land
use, a condition made all too evident by massive
dust storms that swept across middle America that
spring. His next film, The River (1937), was an
equally powerful lesson about flood control, again
made vividly current by news of recurring disas-
trous floods along the Mississippi. Building on his
critical success, Lorentz and his New Deal support-
ers established the U.S. Film Service, which they
hoped would nurture the production of still more
"films of merit." However, both of Lorentz's films,
although popular with critics and the public, were
greeted by howls of protest from local and state
government officials, who resented their cities and
states being depicted as problem areas. Only three
other films were finished and released by the U.S.
Film Service, with increasingly less success.
Many contemporary viewers find both The Plow
and The River flawed by the features that won them
widespread critical and public acceptance at the
time of their release: namely, narrations composed
in Whitmanesque poetics and delivered with over-
whelming stridency. But it would be a mistake to
ignore the message underlying the persuasive visu-
als; Lorentz, in these two films of less than one half
hour each, managed to state the essential philoso-
phy of the New Deal, both its willingness to accept
responsibility for correcting the sins of the past and
its certainty that its methods of alleviation, its "so-
cial engineering," would triumph over all adversity.
Many contemporary environmentalists and social
scientists, however, question the "solutions" pres-
ented in Lorentz's films.
Toward the end of the 1930s, a small but grow-
ing group of filmmakers was beginning to produce
documentaries that were more in line with contem-
porary documentary film. Film was an expensive
medium, so the filmmakers were dependent on
foundations or corporations for sponsorship, with
the inevitable artistic and political compromises this
type of partnership implies. Yet some veterans of
the Film and Photo League and some who had
gained experience under Lorentz managed to make
a few films that are clear-eyed about the hard truths
the nation faced as it reluctantly prepared for war.
Ralph Steiner and Willard Van Dyke's The City
(1939) remains a sharp, poignant, and even witty
comment on urban society and its discontents,
though its Utopian solutions now seem unconvinc-
ing. Van Dyke's Valley Town (1940) probes the di-
lemmas of automation, unemployment resulting
from new technology, and social upheavals that are
as baffling now as then. These films put us inside
the heads and hearts of those who lived in the
1930s in a way rarely achieved in any other medi-
um.
See Also: COMMUNICATIONS AND THE PRESS;
HOLLYWOOD AND THE FILM INDUSTRY.
BIBLIOGRAPHY
Alexander, William. Film on the Left: American Documen-
tary Film from 1931 to 1942. 1981.
Barnouw, Erik. The Documentary: A History of the Non-
Fiction Film, 2nd rev. edition. 1993.
Blackside, Inc.; WGBH Boston; and BBC, producers. The
Great Depression (a seven-part television series).
1993.
Fielding, Raymond. The American Newsreel: 1911-1967.
1972.
Lorentz, Pare, director. The Plow that Broke the Plains.
1936.
Lorentz, Pare, director. The River. 1937.
MacCann, Richard Dyer. The People's Films: A Political
History of XI. S. Government Motion Pictures. 1973.
Seltzer, Leo, ed. Film and Photo League: Compilations
1930-34. 1982.
Snyder, Robert L. Pare Lorentz and the Documentary Film.
1968.
Steiner, Ralph, and Willard Van Dyke, directors. The
City. 1939.
Stoney, George C, and Robert Wagner, directors. Images
of the Great Depression: A Two Hour Compilation.
1988.
Van Dyke, Willard, director. Valley Town. 1940.
George C. Stoney
DOMESTIC SERVICE
Although the Great Depression adversely affected
a broad spectrum of Americans between 1929 and
ENCYCLOPEDIA OF THE GREAT DEPRESSION
I 41
DOMESTIC SERVICE
Young men practice serving a meal at the WPA household workers training center in Phoenix, Arizona, in 1936. Franklin Delano
Roosevelt Library
1941, the economic calamity was particularly dev-
astating for the millions of workers employed in the
domestic and personal service labor force. New
Deal programs did little to remedy the financial dif-
ficulties of this group. Before the 1929 stock market
crash, domestic and personal service employees,
such as maids, cooks, washerwomen, and laun-
dresses, comprised 8 percent of the American
workforce. The crash, along with falling manufac-
turing sales, increased debt, the shrinking money
supply, bank failures, small business closings, tariff
policies, the boll weevil epidemic, and the overpro-
duction of agricultural goods, increased the size of
the domestic and personal service sector slightly to
10 percent of the labor force by 1930.
The domestic labor force in the early twentieth
century was comprised mostly of immigrants from
Ireland, Eastern Europe, Mexico, Japan, and China,
as well as many native-born, single white females
and married and single African-American women,
whose fathers, husbands, and sons faced routine
periods of underemployment and unemployment.
Between 1900 and 1920, native whites and immi-
grants from northern and western Europe made up
the majority of domestics. However, a gradual racial
and ethnic shift occurred during and after World
War I. In the northern United States, Eastern Euro-
pean immigrants and African Americans began to
replace German, Scandinavian, Irish, and native-
born single white women as household help. As
2W
ENCYCLOPEDIA OF THE GREAT DEPRESSION
DOMESTIC SERVICE
native-born and foreign-born white females found
better-paying jobs outside the domestic labor sec-
tor, the numbers of black servants increased sub-
stantially. African-American females comprised 40
percent of all female household workers in 1920, 36
percent in 1930, and 47 percent the following de-
cade. Not surprisingly, they led in the numbers of
domestics in the Jim Crow South. In the southwest-
ern United States, Mexican and Mexican-American
women comprised a large percentage of household
workers. Like African-American women, they in-
creasingly dominated the domestic and personal
service sector after their white counterparts found
employment opportunities elsewhere. In 1930, La-
tina household workers comprised 45 percent of all
Mexican females employed outside the home. In
major southwestern cities such as El Paso, Denver,
and Albuquerque, young unmarried female domes-
tics constituted two-thirds of all Mexican women
employed outside the home.
Although women overwhelmingly dominated
the domestic service sector, men also worked as
household help, mainly as butlers, chauffeurs, gar-
deners, and cooks. Only in California and Wash-
ington state, where high numbers of Chinese male
immigrants lived, did men lead in the domestic ser-
vice area. For the duration of the Depression, men
made up 10 percent of all household servants in the
nation.
White women remained the largest segment of
the female domestic service category — 54 percent
in 1930 and 53 percent in 1940. Still, some of them
had other options. Those with skills increasingly
found work in the growing female-oriented service
sector economy, where they worked in nursing, ed-
ucation, newly created government agencies, social
services, and sales, as well as in business as clerical
staff. Although they dominated the domestic sec-
tor, those working as servants made up only 10 per-
cent of the overall white female labor force.
Black women, of whom 60 percent labored as
domestics, had a different experience, and found
themselves at the bottom rung of the labor sector.
Like their white counterparts, black wives, mothers,
and sisters, attempted to supplement the meager
earnings of their husbands, fathers, or brothers.
During the Depression, however, they faced com-
petition from both whites and other black women
for their domestic jobs. Although the white female
labor force increased by 17 percent, the black fe-
male labor force declined by 5 percent during the
Depression. Given a choice, many employers pre-
ferred white domestics over black domestics. Fur-
thermore, unemployed African-American high
school and college graduates — displaced teachers,
secretaries, sales consultants, and social workers —
sought domestic work in growing numbers after
losing their jobs. Faced with this uncertainty, Afri-
can-American domestics sought alternatives.
A newly elected President Franklin Delano
Roosevelt, with the help of advisers, unleashed a
number of programs that attempted to increase in-
dustrial profits, improve consumer spending, allevi-
ate unemployment, and relieve destitution: These
programs included the Federal Emergency Relief
Administration (FERA) and the Works Progress
Administration (WPA). Legislation with similar
aims included the National Industrial Recovery Act,
which improved working conditions and wages and
guaranteed employees the right to unionize; the
Fair Labor Standards Act, which created maximum
working hours and minimum wages; and the Social
Security Act, which established unemployment
compensation and retirement pensions for the un-
employed. Unfortunately, this legislation excluded
domestics and farm laborers because many New
Dealers, especially southerners, argued that the
provisions would have put undue financial strain
on the employers of household help and agricultur-
al workers. Domestics, thus, continued to experi-
ence economic contraction and widespread dis-
crimination. Many household workers went on
temporary relief, provided by such agencies as
FERA and the WPA. Other disillusioned household
workers abandoned domestic work altogether.
Only with the entry of the United States into World
War II in December 1941 did the Depression end
for domestic workers.
See Also: AFRICAN AMERICANS, IMPACT OF THE
GREAT DEPRESSION ON; FAMILY AND HOME,
IMPACT OF THE GREAT DEPRESSION ON;
UNEMPLOYMENT, LEVELS OF.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
2U
N ' T
U Y WHERE
Y U
CAN'T
WORK
MOVEMENT
BIBLIOGRAPHY
Blackwelder, Julia Kirk. Now Hiring: The Feminization of
Work in the United States, 1900-1995. 1997.
Bureau of Census. Fifteenth Census of the United States,
1930, Population: Occupations. 1932.
Bureau of Census. Sixteenth Census of the United States,
1940, Population: The Labor Force, Part 1. 1943.
Jones, Jacqueline. Labor of Love, Labor of Sorrow: Black
Women, Work, and the Family from Slavery to the Pres-
ent. 1985.
Katzman, David M. Seven Days a Week: Women and Do-
mestic Service in Industrializing America. 1978.
Romero, Mary. Maid in the U.S.A. 1992.
Bernadette Pruitt
DON'T BUY WHERE YOU CAN'T
WORK MOVEMENT
The "Don't Buy Where You Can't Work" move-
ment, also known as the "Buy Where You Can
Work" movement, emerged in major northern U.S.
cities during the Great Depression to protest black
unemployment rates that often were double or tri-
ple the national average. In 1929 the Chicago news-
paper the Whip, under editor Joseph Bibb, spon-
sored a campaign to boycott Chicago stores that
refused to hire blacks. Supported by the Reverend
J. C. Austin of the Pilgrim Baptist Church, the pro-
gram resulted in the hiring of more than two thou-
sand blacks, mostly as clerks in Chicago depart-
ment stores.
The movement spread rapidly to other cities,
drawing support from the major civil rights organi-
zations. In 1931 black ministers, politicians, and
businessmen published appeals in Harlem newspa-
pers to follow Chicago's example. Calls for boycotts
came from the Harlem Business Men's Club and
from supporters of the black nationalist Marcus
Garvey. Harlem Reverend John H. Johnson of Saint
Martin's Protestant Episcopal Church formed the
Citizens League for Fair Play and used Harlem
newspapers to promote its picketing efforts. In 1933
in Washington, D.C., the New Negro Alliance, Inc.,
created the motto "Buy Where You Work — Buy
Where You Clerk." Responding to layoffs of black
workers at a Washington hamburger grill, the alli-
ance targeted such black district stores as Kaufman
department stores, the A. & P., and the High Ice
Cream Company stores. Overall, the alliance devel-
oped a comprehensive agenda advocating in-
creased black employment, opportunities for black
advancement and promotion, combined African
Americans' purchasing power, and the creation of
larger black businesses.
The "Don't Buy Where You Can't Work"
movement had several legacies. In some cities such
as New York, it helped to create hiring programs
that were among the first affirmative action pro-
grams in U. S. history. The movement also provided
a model for 1960s direct-action civil rights protests,
such as lunch counter sit-ins, and led the way for
later federal efforts to address structural unemploy-
ment and equal purchasing and earning power in
black communities.
See Also: AFRICAN AMERICANS, IMPACT OF THE
GREAT DEPRESSION ON; UNEMPLOYMENT,
LEVELS OF.
BIBLIOGRAPHY
Bunche, Ralph J. "Negroes in the Depression: Ralph J.
Bunche Describes a Direct-Action Approach to
Jobs." In Black Protest Thought in the Twentieth Centu-
ry, edited by August Meier, Elliott Rudwick, and
Francis L. Broderick. 1971.
Drake, St. Clair, and Horace R. Cayton. Black Metropolis:
A Study of Negro Life in a Northern City. 1993.
McKay, Claude. "Harlem: Negro Metropolis, 1940." In
Negro Protest Thought in the Twentieth Century, edited
by Francis L. Broderick and August Meier. 1966.
Naison, Mark. Communists in Harlem during the Great De-
pression. 1983.
Trotter, Joe William, Jr. "From a Raw Deal to a New
Deal? 1929-1945." In To Make Our World Anew: A
History of African Americans, edited by Robin D. G.
Kelley and Earl Lewis. 2000.
Bill V. Mullen
DOS PASSOS, JOHN
John Roderigo Dos Passos (January 14, 1896-Sep-
tember 28, 1970) was a prominent leftist and one of
2U
ENCYCLOPEDIA OF THE GREAT DEPRESSION
DOUGLAS
WILLIAM
the great writers of the Depression era. The illegiti-
mate son of a Portuguese immigrant, Dos Passos
graduated from Harvard University in 1916 and
volunteered as an ambulance driver in France and
Italy during World War I. In the 1920s, Dos Passos
established himself as a writer of some talent with
works such as Manhattan Transfer (1925). Yet he is
best known for his epic 1930s trilogy, U.S.A., widely
hailed by contemporaries as the great American
novel. The trilogy consists of The 42nd Parallel
(1930), 1919 (1932), and The Big Money (1936). An
ambitious 1,200-page attempt to depict "the slice of
a continent" and "the speech of the people," U.S.A.
blends the experimental modernism of the 1920s
with the social novel of the 1930s. The novel con-
sists of four different types of writing: biographical
portraits of important Americans, "newsreels"
quoting the headlines and popular culture of the
time, "camera eye" sections of free-form prose po-
etry (often autobiographical in nature), and a series
of interlocking narratives of a dozen fictional char-
acters who appear rootless and directionless while
trying to make their way through modern America.
When combined, these sections form an elegy on
the decline of American democracy in the first dec-
ades of the twentieth century and offer a sharply
critical view of the dominance of "big money" in
the contemporary United States.
U.S.A. won the respect of literary critics, and it
also achieved political significance in the 1930s as
the Popular Front coalition of Communists and lib-
erals adopted it as essential reading. Dos Passos,
however, had professed left-wing ideas prior to the
Great Depression; in fact, it was the execution of
Italian anarchists Nicola Sacco and Bartolomeo
Vanzetti in 1927 that radicalized him. In the late
1920s and early 1930s, Dos Passos was close to the
Communist Party. He helped found the Commu-
nist literary magazine New Masses, and he famously
denounced the Socialist Party as "near beer." In
1931, along with a number of other writers, Dos
Passos traveled to Harlan County in Kentucky to
publicize the unjust working conditions of striking
miners. Dos Passos also helped organize American
support for the antifascist side in the Spanish civil
war. He traveled to Spain in 1937, where he learned
of the brutality of Stalinist Communists who secret-
ly used ruthless tactics against their antifascist al-
lies. After hearing of the murder of a friend by
Spanish Communists, Dos Passos drifted away
from the left in the late 1930s.
After Dos Passos publicly criticized the Com-
munists, the New Masses suddenly declared Ernest
Hemingway a better writer than Dos Passos. After
the 1930s, Dos Passos turned toward conservative
politics, associating himself with the National Re-
view and writing a right-wing counter-trilogy to
U.S.A. Dos Passos's literary reputation suffered as
his right-wing turn discredited his work among lib-
erals and his new conservative friends had little lik-
ing for his earlier leftist work. Thus, after the 1930s,
too many forgot that Dos Passos's U.S.A. is one of
a select number of works worthy of the title "great
American novel."
See Also: LITERATURE; SPANISH CIVIL WAR.
BIBLIOGRAPHY
Denning, Michael. The Cultural Front: The Laboring of
American Culture in the Twentieth Century. 1997.
Ludington, Townsend. John Dos Passos: A Twentieth Cen-
tury Odyssey. 1980.
Rosen, Robert C. John Dos Passos: Politics and the Writer.
1981.
Daniel Geary
DOUGLAS, WILLIAM O.
William Orville Douglas (1898-1980), Supreme
Court justice, was born in Maine, Minnesota, the
second of the three children of Julia Fisk and Wil-
liam Douglas, a Presbyterian minister. At age three,
Douglas moved west with his parents, first to Es-
trella, California, then to Cleveland, Washington.
When his father died in 1904, his mother settled
with her children near relatives in Yakima, Wash-
ington.
Douglas had been crippled with polio before
his family moved west, and life in Yakima was hard
for his practically penniless mother and her chil-
dren. Eventually, however, Douglas not only re-
gained the use of his legs but became an inveterate
mountain hiker, developing the love of nature and
ENCYCLOPEDIA 01 THE GREAT DEPRESSION
21.5
DOUGLAS
WILLIAM
solitude that later characterized his lifestyle and
personality. He, his sister, and his younger brother
helped their mother financially with odd jobs and
work in area orchards. He excelled academically,
becoming valedictorian of his high school class in
1916 and a 1920 Phi Beta Kappa graduate of Whit-
man College in Walla Walla. After teaching English
and Latin for two years at Yakima's high school,
and reportedly with only $75 in his pocket, Douglas
took a train east, herding a carload of sheep to pay
his fare, and enrolled at Columbia Law School. Al-
though obliged to devote much of his time to tutor-
ing and odd jobs, he graduated second in his class.
Douglas had hoped to clerk for Supreme Court
Justice Harlan Fiske Stone after law school. But
when the clerkship went to another Columbia
graduate, he reluctantly joined a prominent Wall
Street firm. After two unsatisfying years there, he
left private practice to teach law, first at Columbia,
then at Yale, where he specialized in corporate law,
became one of the school's youngest endowed
chair professors, and enthusiastically embraced the
legal realist movement then flourishing at Yale, in-
cluding its conception of judges as social engineers.
When the Depression returned the Democrats
to power in Washington and gave birth to the New
Deal, Douglas, like many other prominent scholars,
went to work in the Roosevelt administration. In
1936, he became a member of the Securities and
Exchange Commission (SEC), and the next year its
chair. He also developed close ties with members
of the Roosevelt inner circle, often joining the
weekly poker games at the White House.
Ultimately, such connections paid off hand-
somely. Roosevelt had no opportunities to fill Su-
preme Court vacancies during his first term, but be-
ginning with his appointment of Hugo Black in
1937, the president eventually was able to com-
pletely remake the Court. Black and Roosevelt's
second appointee, Stanley Reed, were southerners,
Felix Frankfurter, his third selection, was an east-
erner; and Roosevelt promised to appoint a west-
erner to the next vacancy on the Court.
Justice Louis Brandeis's retirement in 1939 gave
the president another appointment. Although
Douglas had spent his youth on the west coast,
Roosevelt considered the SEC chairman an east-
erner from Yale. The depth of Douglas's commit-
ment to the New Deal and rigorous regulation of
the stock market was questionable as well. But a
Douglas speech applauding New Deal programs
and attacking financial interests helped to calm
such concerns, and in late March, the president
submitted Douglas's name to the Senate. In early
April, the Senate confirmed the nomination 62-4;
those voting no, all Republicans, complained, ironi-
cally, that Douglas was a tool of Wall Street.
As a member of the Court, Douglas enthusias-
tically joined the justices in completing the disman-
tling of the pre-1937 Court's laissez-faire economic
precedents. Indeed, his opinion for the Court in
Olsen v. Nebraska (1941) remains a classic Roosevelt
Court repudiation of the Old Court's assumption of
superlegislative powers in regulatory cases. Albeit
with a number of lapses, most notably his stance in
Korematsu v. United States (1944) and in other
World War II cases involving sanctions against Jap-
anese Americans, Douglas was also a leader in the
modern Court's increasing scrutiny of laws restrict-
ing First Amendment freedoms, the rights of sus-
pects and defendants in criminal cases, and racial
equality.
Unlike his frequent ally Justice Black, however,
Douglas did not rest his jurisprudence on a positiv-
ist framework, championing only those individual
liberties and other restrictions on governmental au-
thority that are rooted in constitutional language or
evidence of the framers' intent. Instead, he ulti-
mately rejected the laissez-faire Court's decisions
as simply inconsistent with society's needs, while
readily embracing the modern Court's use of due
process and equal protection in recognizing sexual
privacy, abortion, and related rights that have no
basis in the Constitution's text or records of histori-
cal intent.
Justice Douglas's expansive reading of civil lib-
erties infuriated conservative politicians. His unor-
thodox personal life attracted controversy as well.
In the early 1950s, he divorced his wife of nearly
thirty years. He later remarried three times, on the
last occasion to a twenty-six-year-old when he was
sixty-six. A 1970 impeachment effort — ostensibly
directed at ethical improprieties but more likely at
Douglas's judicial record — failed. A severe stroke in
21,6
ENCYCLOPEDIA OF THE GREAT DEPRESSION
D U B I N S K Y
DAVID
1975 forced his retirement, but not before he had
served thirty-six and a half years on the high bench,
the record to date for Supreme Court service. Before
his death in 1980, Congress recognized the veteran
justice's love of hiking and nature by designating
parkland along a favorite Washington walking trail
as the William O. Douglas National Park.
See Also: BLACK, HUGO; FRANKFURTER, FELIX;
HOLMES, OLIVER WENDELL, JR.; HUGHES,
CHARLES EVANS; SECURITIES REGULATION;
SUPREME COURT.
BIBLIOGRAPHY
Ball, Howard, and Phillip J. Cooper. Of Power and Right:
Hugo Black, William O. Douglas, and America's Con-
stitutional Revolution. 1992.
Countryman, Vern. The Judicial Record of Justice William
O. Douglas. 1974.
Douglas, William O. The Court Years, 1939-75: The Auto-
biography of William O. Douglas. 1980.
Douglas, William O. Go East, Young Man, The Early Years:
The Autobiography of William O. Douglas. 1974.
Simon, James F. Independent Journey: The Life of William
O. Douglas. 1980.
Urofsky, Melvin, and P. E. Urofsky, eds. The Douglas Let-
ters: Selections from the Private Papers of Justice Wil-
liam O. Douglas. 1987.
Wasby, Stephen L., ed. He Shall Not Pass This Way Again:
The Legacy of Justice William O. Douglas. 1990.
TlNSLEY E. YARBROUGH
DUBINSKY, DAVID
The life of the labor leader and political activist
David Dubinsky (February 22, 1892-September 17,
1982) was governed by three great passions: trade
unionism, social reform, and anticommunism.
Raised as the youngest son of a Jewish baker in
Lodz in Russian Poland, Dubinsky started his labor
activism early. After a rudimentary secular Zionist
education, he went to work for his father at the age
of eleven and led his first strike at fifteen. Dubinsky
also joined the Jewish Bund, a socialist organization
banned by czarist authorities. Imprisoned and later
exiled to Siberia at eighteen, he escaped. Recogniz-
ing that he was a hunted man, Dubinsky left Po-
land, arriving in New York on New Year's Day,
1911.
Dubinsky became a U.S. citizen and joined the
Socialist Party and garment cutters' Local 10 of the
International Ladies' Garment Workers' Union
(ILGWU). He embraced the cutters' craft culture,
moderate socialism, and practical trade unionism.
Elected president of his local in 1921, he played a
vital role in the bitter "civil war" between Commu-
nists and Socialists that decimated New York's gar-
ment unions during the 1920s. Several factors led
to the ILGWU's demise, but Dubinsky blamed an
ill-fated 1926 strike and supported the expulsion of
the Communists. ILGWU membership fell from a
high of 120,000 in the early 1920s to only 40,000 in
early 1933 shortly after Dubinsky's ascent to the
presidency. His tenure became closely entwined
with Franklin D. Roosevelt's New Deal. Taking ad-
vantage of the National Recovery Administration's
nominal recognition of collective bargaining rights,
Dubinsky launched organizing drives in sixty cities,
as well as a series of successful strikes. By May 1934
membership in the ILGWU had jumped to more
than 400,000, and Dubinsky emerged as a major
figure in New Deal labor circles. Placing its new
strength behind the NRA code authority, the
ILGWU established a thirty-five hour work week,
substantially raised wages, and transformed condi-
tions in its industry. In the process, it provided a
model for the industrial union explosion of the late
1930s.
Convinced that the labor movement's future
lay in the development of giant industrial unions,
in late 1935 Dubinsky formed the Committee for
Industrial Organization with Sidney Hillman, John
L. Lewis, and other American Federation of Labor
(AFL) leaders to push the AFL into organizing basic
industry. Although he supported organizing drives
throughout 1936 and 1937 and recognized the need
to revitalize the labor movement, Dubinsky op-
posed the formation of the CIO as a separate labor
federation in November 1938, fearing dual union-
ism and Communist Party influence in the new
group. He led his union back into the AFL in 1940
and rejoined the Federation's executive board in
1945. Dubinsky retired from the ILGWU presiden-
cy in 1966.
ENCYCLOPEDIA 01 THE GREAT DEPRESSION
2U
D U
I S
Dubinsky's political life was shaped both by his
strong commitment to social justice and his staunch
anti-Communism. He helped to form the American
Labor Party in 1936 but eventually renounced it, al-
leging Communist influence. He cofounded the
New York Liberal Party, Americans for Democratic
Action, and the International Confederation of
Trade Unions, all bastions of Cold War liberal anti-
Communism. Throughout, he remained an avid
supporter of Roosevelt and later Democratic presi-
dents.
See Also: AMALGAMATED CLOTHING WORKERS
(ACW); AMERICAN FEDERATION OF LABOR
(AFL); ANTICOMMUNISM; CONGRESS OF
INDUSTRIAL ORGANIZATIONS (CIO);
ORGANIZED LABOR.
BIBLIOGRAPHY
Bernstein, Irving. The Turbulent Years: A History of the
American Worker, 1933-1941. 1969.
Danish, Max. The World of David Dubinsky. 1957.
"David Dubinsky, the I.L.G.W.U., and the American
Labor Movement: Essays in Honor of David Dubin-
sky." Labor History 9 (1968), special supplement.
Dubinsky, David, and A. H. Raskin. David Dubinsky: A
Life with Labor. 1977.
James R. Barrett
DUBOIS, W. E. B.
William Edward Burghardt Du Bois (February 23,
1868-August 27, 1963), who was born in Great Bar-
rington, Massachusetts, in the year of Andrew
Johnson's impeachment and died ninety-five years
later in the year of Lyndon Johnson's installation,
cut an amazing swath through four continents. He
was a Lenin Peace Prize laureate and his birthday
was officially celebrated in China. He wrote four-
teen pioneering books of sociology, history, and
politics, and in his eighties a second autobiography
and three historical novels, complementing the two
large works of fiction he wrote in the first two dec-
ades of the twentieth century. The premier architect
of the civil rights movement in the United States,
Du Bois was among the first American intellectuals
to grasp the international implications of the strug-
gle for racial justice, memorably proclaiming at the
dawn of the century that the problem of the twenti-
eth century would be the problem of the color line.
The Souls of Black Folk, his 1903 collection of four-
teen essays, transformed race relations in the Unit-
ed States and, by redefining the terms of the three-
hundred-year-old interaction between blacks and
whites, reshaped the cultural and political psychol-
ogy of peoples of African descent not only through-
out the western hemisphere but on the African
continent as well.
By 1910, the problem of the color line in Ameri-
ca had become so acute that Du Bois gave up his
Atlanta University professorship for the editor's
desk at the National Association for the Advance-
ment of Colored People (NAACP) in New York. Du
Bois's magazine, The Crisis, was entirely the editor's
creature, its policies virtually independent of the
NAACP's board of directors, and its extraordinary
monthly circulation of more than 100,000 by 1920
due almost entirely to Du Bois's pen. For fourteen
years, Du Bois spoke through The Crisis to demand
full civil rights and complete racial integration as
the NAACP grew from a small operation into a cor-
porate body increasingly staffed by lawyers, lobby-
ists, and accountants. Du Bois grew increasingly
impatient with the legalistic tack of the NAACP
after the onset of the Great Depression.
Having failed to reform the NAACP, Du Bois
devoted the years after 1934 to reading Karl Marx
and supervising graduate students. Du Bois's peri-
od of Talented Tenth Marxism (1935 to 1948) was
distinguished by a deepening economic radicalism,
but also by a renewal of his social science melio-
rism. He wrote with increasing enthusiasm for
communism in Russia and with mounting condem-
nation for European imperialism in Africa and Asia.
His 1935 book, Black Reconstruction in America, was
ultimately to transform the historiography of a peri-
od, although initially it appalled most professional
historians by positing a general strike by the slaves
during the Civil War and a proletarian bid for power
in the South after the war. Flaws it certainly had,
but Du Bois's sprawling monograph would return
the African American to the Reconstruction drama
as a significant agent. Historians Howard K. Beale
2U
ENCYCLOPEDIA OF THE GREAT DEPRESSION
DUST
BOWL
and C. Vann Woodward wrote the author of their
admiration for the work and of its influence upon
them.
Pressured by several members of the NAACP
board, secretary Walter White invited the septuage-
narian back. As consulting delegate with White and
Mary McLeod Bethune to the founding of the Unit-
ed Nations in May 1945, Du Bois began what would
become ever sharper public attacks upon the poli-
cies of an international body whose charter was
ambiguous about the rights of colonial peoples. His
1947 United Nations petition, "An Appeal to the
World: A Statement on the Denial of Human Rights
to Minorities in the Case of Citizens of Negro De-
scent in the United States of America," was a bold
initiative for the NAACP. Although the NAACP
board had unanimously endorsed the document
the previous August, by June 1948 new board
member and UN delegate Eleanor Roosevelt made
it plain that international circulation of the petition
and repeated attempts at General Assembly pre-
sentation "embarrassed" her and the nation. By
then, Du Bois had virtually endorsed Henry Wal-
lace's Progressive Party candidacy, denounced the
Marshall Plan and NATO as building blocks in the
aggressive American containment of the Soviet
Union, and roiled the NAACP directorate by dis-
tributing a detailed memorandum for restructuring
the national headquarters. Already shaken in 1947
by historian Arthur Schlesinger Jr.'s charges in Life
magazine of Communist infiltration, the NAACP
chose Mrs. Roosevelt and fired Du Bois in Septem-
ber 1948.
During the 1950s Du Bois aligned himself in-
creasingly with the communist-dominated peace
movement. Tried and acquitted in 1951 as an agent
of a foreign power, he was barred from travel
abroad until the return of his passport in 1958. After
several years of extensive travel in the Soviet Union,
China, and Eastern Europe, Du Bois joined the
American Communist Party in 1961 and departed
for Accra, Ghana. He died there in 1963 on the eve
of the March on Washington.
See Also: AFRICAN AMERICANS, IMPACT OF THE
GREAT DEPRESSION ON; RANDOLPH, A. PHILIP;
ROBESON, PAUL.
BIBLIOGRAPHY
Du Bois, W.E.B. Dusk of Dawn: An Essay Toward an Auto-
biography of a Race Concept. 1940.
Home, Gerald. Black and Red: W.E.B. Du Bois and the
Afro-American Response to the Cold War, 1944-1963.
1968.
Lewis, David Levering, ed. W.E.B. Du Bois: A Reader.
1995.
Lewis, David Levering. W.E.B. Du Bois: The Fight for
Equality and the American Century, 1919-1963. 2000.
Marable, Manning. W.E.B. Du Bois: Black Radical Demo-
crat. 1986.
David Levering Lewis
DUST BOWL
The Dust Bowl refers to a ninety-seven-million-
acre area in the southern Great Plains where
drought and wind erosion were the most severe
during the 1930s. Extending approximately four
hundred miles from north to south and three hun-
dred miles from east to west, the Dust Bowl encom-
passed southeastern Colorado, northeastern New
Mexico, western Kansas, and the panhandles of
Texas and Oklahoma. The region of the southern
Great Plains that became known as the Dust Bowl
received its name after a gigantic dust storm,
known as a black blizzard, struck the area on April
14, 1935. Robert E. Geiger, a reporter for the Asso-
ciated Press who was traveling in the area, sent a
series of articles from the region to the Washington,
D.C. Evening Star. Geiger referred to the southern
Great Plains as a "dust bowl." The public and the
Soil Conservation Service quickly adopted the term,
and it became the sobriquet for this windblown,
drought-stricken area.
CAUSES
Sandy loess soil, drought, lack of soil-holding
vegetation, and wind have caused the dust to blow
on the southern Great Plains since the prehistoric
period. During the nineteenth century, drought and
prairie fires sometimes destroyed the grass and ex-
posed the soil to wind erosion. During the late
nineteenth and early twentieth centuries the settle-
ment of the region and drought contributed to dust
ENCYCLOPEDIA OF THE GREAT DEPRESSION
249
DUST
W L
This farmer in Cimarron Country, Oklahoma, put up fencing in 1936 to protect his farm from drifting sand. Library of Congress,
Prints & Photographs Division, FSA/OWI Collection
storms as farmers plowed the grassland for crops.
Similarly, between 1900 and 1930, farmers on the
southern plains broke even more native sod for
wheat. Steam traction engines, gasoline-powered
tractors, and one-way disc plows helped farmers
plow the sod and expose the soil to the nearly cons-
tant wind. High agricultural prices stimulated by
World War I and adequate precipitation encour-
aged agricultural expansion on the southern plains,
and few farmers gave much thought to soil conser-
vation. Many factors, then, contributed to the cre-
ation of the Dust Bowl — soils subject to wind ero-
sion, drought that killed the soil-holding vegetation
(including wheat), the incessant wind, and techno-
logical improvements that facilitated the rapid
breaking of the native sod.
Z50
ENCYCLOPEDIA OF THE GREAT DEPRESSION
DUST
BOWL
This massive cloud of dust hit Rolla, Kansas, in April 1935. Franklin Delano Roosevelt Library
THE STORMS
In 1931, drought struck the southern Great
Plains. By late January 1932, dust storms began to
sweep across the Texas Panhandle, and wind ero-
sion became a common problem for the region dur-
ing the spring. During the worst storms of the de-
cade, the dust drifted like snow, halted road and
railway travel, and made breathing difficult. Work
crews shoveled the railway tracks clear of drifted
dust so the trains could pass. Railroad engineers
sometimes missed their stations. During the worst
dust storms, residents sealed windows with tape or
putty and hung wet sheets in front of windows to
filter the air. Others spread sheets over their uphol-
stered furniture, wedged rags under doors, and
covered keyholes to keep the dirt out of their
homes. Mealtime during a storm meant that plates,
cups, and glasses were often covered with a thin
coat of dust, and the dust made the food and one's
teeth gritty. Electric lights dimmed to a faint glow
along streets during the middle of the day. Travel
on highways was hazardous during a dust storm
because of poor visibility and dust drifts across
highways. Static electricity accompanied the storms
and caused automobile ignition systems to fail and
cars to stall during the storms. Motorists attached
drag wires and chains to their automobiles and
trucks to ground this static electricity and prevent
their vehicles from stalling. Even windmills, pump
handles, and cooking pans became so highly
charged that a mere touch caused a good shock.
Residents often wore masks when they went out-
side during a storm, because the dust contained sil-
ica that irritated the mucus membranes of the respi-
ratory system and made people feel ill. Many
residents died from "dust pneumonia." Surgeons
and dentists confronted the problems of steriliza-
tion. Between 1932 and 1939, dust storms made life
miserable and sometimes dangerous for residents
of the Dust Bowl.
Throughout the 1930s, continued drought and
crop failure caused the soil to blow. The number of
dust storms increased across the region from 1934
to 1938. The acreage subject to wind erosion also
expanded during the period, despite the increased
efforts of farmers and government officials to bring
ENCYCLOPEDIA OF THE GREAT DEPRESSION
231
DUST
W L
Many families abandoned their farms during the Dust Bowl and traveled west in search of work. Dorothea Lange photographed
this family group from Texas at an overnight roadside camp near Calipatria, California, in 1937. Library of Congress, Prints &
Photographs Division. FSA/OWI Collection
fields under control by various soil and water con-
servation methods. The dust storms that began in
1932 and peaked in 1935 continued intermittently,
primarily during the spring "blow months" of Feb-
ruary, March, and April, when the wind velocity is
the highest in the region. By spring 1936, the
coarse, granular structure of the soil particles had
broken down due to drought and the constant
blowing and shifting of the soil. Much of the topsoil
had become a fine powder that even low-velocity
winds could easily lift into the air and carry for hun-
dreds of miles. During the winter the alternate
freezing and thawing of the ground pulverized the
soil still further, making it even more susceptible to
wind erosion. The dust storms remained severe into
1937, and the prevailing winds carried the soil to
the Middle Atlantic and Gulf Coast states. During
the worst storms, sand and soil lacerated the wheat
and cotton crops, and covered pastures and killed
the grass used for grazing and hay.
252
ENCYCLOPEDIA OF THE GREAT DEPRESSION
DUST
BOWL
This dust-covered farm, photographed in 1938 near Dalhart, Texas, remained occupied, but many in the area were abandoned
during the Dust Bowl years. Library of Congress, Prints & Photographs Division, FSA/OWI Collection
SOIL CONSERVATION
By 1933 the wind erosion conditions in the
southern Great Plains became so serious that farm-
ers looked to the federal government for technical
and financial support to help them bring the blow-
ing lands under control. In March the Forest Service
became the first federal agency to try to stop the
dust storms in the region after President Franklin
Delano Roosevelt asked the agency to investigate
whether a major tree-planting program could sub-
stantially reduce wind erosion on the Great Plains.
Working with nearly record speed, in August the
Forest Service reported that it could. This plan,
known as the Shelterbelt Project, advocated the
creation of a zone a hundred miles wide that would
stretch from Canada to northern Texas, with the
western edge running along a line from Bismarck
North Dakota, to Amarillo, Texas. Within that area,
shelterbelts, that is, rows of trees, would be planted
across the entire zone to slow the prevailing winds.
With the wind controlled, the dust storms would
end or become less severe, and the land could be
restored to normal agricultural productivity when
the drought ended.
In 1935, after nearly two years of studying the
climate, soils, native vegetation, and earlier tree
plantings on the Great Plains, the Forest Service re-
affirmed the practicality of the project but recom-
mended that the western edge of the zone be
moved eastward to follow a line from Devil's Lake,
ENCYCLOPEDIA OF THE GREAT DEPRESSION
Z53
DUST
W L
North Dakota, to Mangum, Oklahoma; this new
border area received twenty-two inches of precipi-
tation annually, compared to sixteen inches in the
border area originally proposed. The Forest Service
then began the Prairie States Forestry Project, as it
became known in 1937, planting shelterbelts on se-
lected lands leased from farmers. As the trees grew,
the shelterbelts shielded wheat fields from the wind
and slowed the blowing soil. By the time the project
terminated in 1942, the Forest Service had planted
nearly 18,600 miles of shelterbelts that had nearly
a 60 percent survival rate. Although the return of
normal precipitation enabled nature to heal the
wounds to the soil from drought and wind, the
shelterbelts helped check soil erosion and protected
farmsteads, livestock, and fields.
The Soil Erosion Service (SES) in the Depart-
ment of the Interior and the Department Agricul-
ture also developed plans to end wind erosion in
the Dust Bowl. On August 25, 1933, the Public
Works Administration provided $5 million to the
Soil Erosion Service to support a conservation pro-
gram. The SES used these funds to establish dem-
onstration projects on private lands where nearby
farmers could observe the best soil conservation
practices. The work of the SES, however, duplicated
many projects of the Department of Agriculture
and, in 1935, the agency was renamed the Soil
Conservation Service and moved under the juris-
diction of the United States Department of Agricul-
ture.
The Soil Conservation Service also established
demonstration projects to persuade farmers to
adopt proper conservation techniques. By the late
1930s, the work of the Soil Conservation Service
(along with federal dollars and the return of near
normal precipitation) helped farmers bring their
blowing lands under control. Most farmers who fol-
lowed the technical advice and procedures of the
SCS adopted proper tillage and cropping practices,
such as contour plowing, terracing, strip cropping,
and planting drought-resistant crops such as grain
sorghum. In order to halt dust storms completely,
though, the grazing lands had to be restored. Ac-
cordingly, the SCS advised farmers to rotate, rest,
and reseed pastures and to use contour furrowing
and ridging techniques on their grasslands to derive
the maximum benefit from precipitation and pre-
vent runoff. The soil conservation practices promot-
ed by the SCS were designed to restore the land to
predrought, pre-Dust Bowl conditions.
The soil conservation projects depended on
persuasion and voluntary agreements between the
farmers and the agency. Officials in the SCS did not
believe the agency had the constitutional authority
to impose mandatory land-use regulations. Conse-
quently, the SCS encouraged the state govern-
ments to require farmers to practice the best soil
conservation techniques. On May 13, 1936, the SCS
drafted a model state law, titled A Standard Soil
Conservation District Law, which provided for the
creation of state conservation districts by local peti-
tion and referendum. After a district organized
under the direction of the state soil conservation
authority, committee, or agency, the farmers in the
district worked in a common effort to halt soil ero-
sion, particularly from the wind, and to follow the
best soil conservation practices. District supervisors
provided technical information and financial aid to
help farmers conduct various conservation practices
and purchase gasoline, oil, and horse feed to meet
basic soil conservation expenses. Dust Bowl farmers
adopted SCS programs because they were geared
to practicality and low cost, and the SCS and other
agencies provided funds to help them initiate the
recommended soil conservation practices. By 1940,
most farmers who participated in SCS conservation
programs credited the agency with improving their
farm practices, increasing their land values, and
boosting their incomes. Most Dust Bowl farmers
planned to continue their newly learned soil con-
servation practices.
The most optimistic attempt to help farmers in
the Dust Bowl end the wind erosion menace in-
volved the land-use program of the Resettlement
Administration (RA) and Farm Security Adminis-
tration (FSA). The Resettlement and Farm Security
administrations, like the SCS, contended that if se-
verely eroded lands could be removed from cultiva-
tion and restored to grass, and the blowing range
lands reseeded, then the soil could be stabilized, the
dust storms ended, and the land returned to a graz-
ing economy similar to that of the Great Plains be-
fore the sod was broken for crops. Accordingly, in
254
ENCYCLOPEDIA OF THE GREAT DEPRESSION
DUST
BOWL
1935 the Resettlement Administration, and later
the Farm Security Administration (which assumed
this responsibility in 1937), began a land-purchase
program to acquire the most severely wind-eroded
lands on the Great Plains in order to restore them
with grass and the best soil conservation tech-
niques, and to move the farmers from the lands that
it acquired to better federally owned lands. By the
time the SCS assumed responsibility for this work
in 1938, the land-purchase program had become an
unprecedented experiment in environmental and
social planning. The SCS continued to restore the
wind-eroded lands in the purchase areas after nor-
mal precipitation returned. Since 1960, many of
these land-utilization projects have been known as
national grasslands, such as the Cimarron National
Grassland in Kansas, the Comanche National
Grassland in Colorado, the Rita Blanca National
Grassland in Oklahoma, and the Kiowa National
Grassland in New Mexico.
FEDERAL RELIEF
As the wheat and cotton crops withered under
the sun on the southern Great Plains, farmers
looked to the federal government for aid beyond
soil conservation. Although the federal government
provided many programs for economic relief from
drought and depression, the aid from the Agricul-
tural Adjustment Administration (AAA) became
the most significant. Without the financial aid of
the AAA, many farmers in the Dust Bowl would
have suffered bankruptcy and lost their lands. The
AAA paid farmers nationwide to reduce production
by withdrawing a specific acreage from production.
In the Dust Bowl, the AAA paid them to reduce
production of wheat and cotton, mostly. With fewer
acres planted in these crops, agency officials be-
lieved that the surplus of these commodities na-
tionwide would disappear and agricultural prices
would rise, thereby increasing farm income. Eco-
nomic necessity compelled nearly all Dust Bowl
farmers to participate in the AAA program, but the
drought, not the AAA, played a greater role in re-
ducing production than did the allotment or acre-
age reduction program. Until World War II rapidly
increased agricultural prices, AAA checks provided
the most important income for many of them.
Dust Bowl farmers also received financial aid
from the Resettlement Administration. Only those
farmers who could not qualify for loans at banks or
other lending institutions could apply for RA reha-
bilitative loans. These loans allowed farmers to pur-
chase necessities such as food, clothing, feed, seed,
and fertilizer in order to remain on their land and
ultimately return to self-sufficiency when the
drought ended. Before making a loan, the RA pre-
pared a farm management plan that budgeted the
farmer's income for daily home and operating
needs as well as loan and mortgage obligations. Re-
settlement Administration loans in the Dust Bowl
averaged about $700 per family. In 1937, the Farm
Security Administration continued this loan pro-
gram for the most destitute farmers, on the condi-
tions that the farmers' operations could become
profitable and they had adequate credit to obtain
equipment, seed, and livestock. The FSA also en-
couraged Dust Bowl farmers to diversify by raising
more cattle and less wheat.
Despite aid from the AAA, RA, FSA, and other
federal agencies and programs, Dust Bowl residents
often did not have enough income to meet their fi-
nancial obligations. In some areas drought, dust,
and economic depression caused property values to
decline as much as 90 percent. As farm valuations
shrank, tax revenues decreased and some local gov-
ernments responded by imposing higher property
taxes. As income from wheat and cotton fell and as
property tax rates rose, tenancy and nonresident
ownership increased more than 40 percent in some
areas, and tax delinquencies and bankruptcies in-
creased.
MIGRATION
Although wheat and cotton prices fell because
of overproduction and although drought and dust
storms ruined crops and caused additional eco-
nomic hardship, farmers did not emigrate in great
numbers from the Dust Bowl. The migrant charac-
ters in John Steinbeck's The Grapes of Wrath were
not from the Dust Bowl, but from the cotton region
east of the most drought-stricken areas. Migrants
from this area had been tenant farmers or share-
croppers whom landowners evicted in order to
keep the total amount of the AAA allotment checks
ENCYCLOPEDIA OF THE GREAT DEPRESSION
255
DUST
W L
for reducing cotton production (farmers were re-
quired to share the aid with any tenants, but they
ignored this provision of its AAA program). These
thousands of displaced cotton farmers and field
workers were the Okies who headed west to Cali-
fornia. Still, between 1930 and 1940, the counties in
the Oklahoma Panhandle lost 8,762 people, but
they did not create a great Dust Bowl migration.
Many Dust Bowl farmers moved to the nearest
town, where they sought employment or relief from
government agencies such as the Civil Works Ad-
ministration or Works Progress Administration.
Some areas rich in natural gas and oil gained popu-
lation as the petroleum industry expanded and cre-
ated job opportunities. Similarly, in the Texas Pan-
handle twenty-three counties lost fewer than
fifteen thousand inhabitants between 1930 and
1940.
In southwestern Kansas, the number of farmers
actually increased in a twenty-seven county area
between 1930 and 1935 as the children of resident
farmers and townspeople returned home from cit-
ies, often in other states, seeking refuge from the
economic hard times of the Great Depression. Be-
tween 1935 and 1940, however, the population of
southwestern Kansas dropped dramatically, with
losses ranging from 18 percent to 53 percent in
many Dust Bowl counties. As the farm population
decreased, the number of farms declined and farm
sizes increased by 24 percent due to the consolida-
tion of farms. Most residents who left the Kansas
portion of the Dust Bowl were single men and
women or young married couples who perceived
better opportunities elsewhere in the region or be-
yond. Tenant farmers often left the Dust Bowl but
landowners usually stayed because they were un-
willing to lose their investments in the land, and the
agricultural and work-relief programs of the federal
government kept most farmers on the land and the
majority of the nonfarm population in the towns.
Certainly, a large number of people moved within
the Dust Bowl area and from the Great Plains states
during the 1930s, but most were not people dis-
placed by drought and wind erosion.
NORMALCY
During the spring of 1938 precipitation in-
creased and the wheat, grass, and cotton grew and
helped hold the soil against the wind. As a result,
the black blizzards ended and even the lesser dust
storms diminished in number and intensity. By the
spring of 1939 only 9.5 million acres were still sub-
ject to severe wind erosion, compared to fifty mil-
lion acres in 1935. Only a few dust storms occurred
throughout the year. By December 1939, the Dust
Bowl encompassed only southwestern Kansas and
southeastern Colorado. During the early 1940s, the
return of near-normal amounts of precipitation
ended the drought, and weeds, grass, and crops
covered much of the land, preventing the wind
from lifting and blowing the soil.
A combination of factors, then, created the
Dust Bowl in the southern Great Plains — the plow-
ing of too much marginal land for wheat and cot-
ton, the failure to practice soil conservation, the
drought, and the relentless wind. The dust storms
of the 1930s forced farmers and the federal govern-
ment to utilize all of the technical expertise and fi-
nancial resources they could command to bring the
wind erosion problem under control. When
drought and dust storms returned to the region
during the 1950s, the technology and conservation
practices that Dust Bowl farmers had been using for
twenty years prevented the region from reverting to
the severe conditions of the 1930s.
See Also: AGRICULTURAL ADJUSTMENT ACT (AAA);
GRAPES OF WRATH, THE; LAND USE PLANNING;
MIGRATION; WEST, GREAT DEPRESSION IN THE
AMERICAN.
BIBLIOGRAPHY
Bonnifield, Paul. The Dust Bowl: Men, Dirt, and Depres-
sion. 1979.
Cunfer, Geoffrey Alan. "Common Ground: The Ameri-
can Grassland, 1870-1970." Ph.D. diss., University
of Texas at Austin, 1999.
Droze, Wilmon H. Trees, Prairies, and People: A History of
Tree Planting in the Plains States. 1977.
Floyd, Fred. "A History of the Dust Bowl." Ph.D. diss.,
University of Oklahoma, 1950.
Gregory, James N. American Exodus: The Dust Bowl Mi-
gration and Okie Culture in California. 1989.
Henderson, Caroline. "Letters from the Dust Bowl." At-
lantic Monthly 157 (May 1936): 540-551.
Hewes, Leslie. The Suitcase Farming Frontier: A Study of
the Historical Geography of the Central Great Plains.
1973.
Z56
ENCYCLOPEDIA OF THE GREAT DEPRESSION
DUST
BOWL
Hurt, R. Douglas. "Federal Land Reclamation in the Dust
Bowl." Great Plains Quarterly 6 (1986): 94-106.
Hurt, R. Douglas. The Dust Bowl: An Agricultural and So-
cial History. 1981.
Hurt, R. Douglas. "Gaining Control of the Environment:
The Morton County Land-Utilization Project in the
Kansas Dust Bowl." Kansas History 19 (1996):
140-153.
Hurt, R. Douglas. "The National Grasslands: Origin and
Development in the Dust Bowl." Agricultural History
59 (1985): 246-259.
Johnson, Vance. Heaven's Tableland: The Dust Bowl Story.
1947.
Lockingbill, Brad. Dust Bowl, USA: Depression America
and the Ecological Imagination, 1929-194. 2001.
Lowitt, Richard. The New Deal in the West. 1984.
McDean, Harry. "Dust Bowl Historiography." Great
Plains Quarterly 6 (1986): 117-126.
McDean, Harry. "Federal Farm Policy and the Dust
Bowl: The Half-Right Solution." North Dakota Histo-
ry 47 (1980): 21-31.
Riney-Kenrberg, Pamela. Rooted in Dust: Surviving the
Drought and Depression in Southwestern Kansas. 1994.
Rutland, Robert Allen. A Boyhood in the Dust Bowl,
1926-1934. 1995.
Saloutos, Theodore. The American Farmer and the New
Deal. 1982.
Schuyler, Michael W. The Dread of Plenty: Agricultural Re-
lief Activities of the Federal Government in the Middle
West, 1933-1939. 1989.
Sears, Paul B. Deserts on the March. 1980.
Shindo, Charles J. Dust Bowl Migrants and the American
Imagination. 1997.
Stein, Walter J. California and the Dust Bowl Migration.
1973.
Svobida, Lawrence. Farming in the Dust Bowl: A First-
Hand Account From Kansas. 1986.
Ware, James Wesley. "Black Blizzard: The Dust Bowl of
the 1930s." Ph.D. diss., Oklahoma State University,
1977.
Worster, Donald. The Dust Bowl: The Southern Plains in
the 1930s. 1979.
R. Douglas Hurt
ENCYCLOPEDIA OF THE GREAT DEPRESSION
257
EARHART, AMELIA
Amelia Earhart (July 24, 1897-July 1937) was an
aviator and feminist who symbolized the excite-
ment of early aviation and new roles for women to
Depression-era Americans. Always a restless and
independent spirit, Earhart (photograph overleap)
took her first plane ride in 1921 and earned her li-
cense soon after. While working at a Boston settle-
ment house in 1928, she jumped at the chance to
be a passenger on a flight from Newfoundland to
Wales, thus earning the distinction of being the first
woman to cross the Atlantic Ocean by plane. In-
stantly compared to Charles Lindbergh (to whom
she bore an uncanny resemblance), Earhart found
herself lionized as a popular heroine even though
she had done none of the actual flying.
On May 20, 1932, Earhart claimed her place in
aviation history by soloing the Atlantic in her bright
red single-engine Lockheed Vega. She was the first
woman and only the second person to do so since
Lindbergh's 1927 flight. Once again she was front-
page news nationwide, enabling her to promote her
belief in the viability of commercial aviation and her
equally fervid conviction that women could do any-
thing they set their minds to. In 1937 she an-
nounced plans for a round-the-world flight in her
new Lockheed Electra, accompanied only by navi-
gator Fred Noonan. The first east-to-west attempt
ended prematurely when she damaged her plane in
Hawaii. On June 1 she set off in a west-to-east di-
rection. On the hardest leg of the flight, from New
Guinea to tiny Howland Island in the mid-Pacific,
the plane disappeared. For weeks the country fol-
lowed the story, but an extensive search turned up
no evidence of the aviators' fate and they were pre-
sumed lost at sea. Amelia Earhart's last flight re-
mains one of the twentieth century's greatest un-
solved mysteries, but it should not deflect attention
from her significance as a record-breaking aviator
and a compelling symbol of women's emancipa-
tion.
See Also: GENDER ROLES AND SEXUAL RELATIONS,
IMPACT OF THE GREAT DEPRESSION ON;
LINDBERGH, CHARLES.
BIBLIOGRAPHY
Butler, Susan. East to the Dawn: The Life of Amelia Earhart.
1997.
Earhart, Amelia. The Fun of It: Random Records of My Own
Flying and of Women in Aviation. 1932.
Earhart, Amelia. Papers. Arthur and Elizabeth Schlesin-
ger Library on the History of Women in America.
Radcliffe Institute for Advanced Study, Cambridge,
Mass.
Ware, Susan. Still Missing: Amelia Earhart and the Search
for Modern Feminism. 1993.
Susan Ware
Z59
E C C L E S
R R I N E R
Amelia Earhart, 1930s. Archive Photos
ECCLES, MARRINER
Marriner Eccles (September 9, 1890-December 18,
1977) was born in Logan Utah. He was a high
school graduate of Brigham Young College in 1909
and shortly afterwards left for Scotland, where he
worked for just over two years as a Mormon mis-
sionary. The Eccles family had extensive business
interests and Eccles became fully engaged in them
on his return from Scotland. His family responsibil-
ities increased after the death of his father in 1912,
but he thrived on challenges and effectively man-
aged the family enterprises through the Eccles In-
vestment Company. In 1913 he married Mary
Campbell Young, whom he had met while in Scot-
land.
During the 1920s Eccles built up a formidable
reputation as a banker and achieved considerable
personal wealth. During the period from 1930 to
1933 U.S. banks in general, and Utah banks in par-
ticular, exhibited high failure rates. During this
time, Eccles presided over a number of banks which
demonstrated such resilience in the face of adversi-
ty that he was invited to testify before the Senate
Finance Committee in February 1933.
The shock of the Depression had a profound
influence upon Eccles's political philosophy. He be-
lieved that the economic crisis had been caused by
underconsumption and that this trend should be
corrected by a variety of government funded initia-
tives. Because Eccles's views were unorthodox by
bankers' standards, and because he was willing, es-
pecially after the recession of 1937 and 1938, to
contemplate budget deficits, he has been described
as a Keynesian. In fact Eccles developed his views
independently and they were the product of com-
monsense observation not high-level economic
theory. Perhaps his lack of formal education en-
abled Eccles to free himself from old ideas when it
was clear that they were not working.
Eccles chose to work in Washington, initially as
special assistant on monetary and credit issues to
Henry Morgenthau, Jr., who recommended him to
Roosevelt as someone who would make a very ef-
fective head of the Federal Reserve Board. Eccles
agreed to accept this post on condition that legisla-
tive changes would move power over money and
credit matters away from the Federal Reserve Banks
towards a newly constituted Board. Eccles was to
the fore in drafting and lobbying for the Banking
Act of 1935, which centralized monetary policy and
gave formidable powers to the Board. The fact that
Z60
ENCYCLOPEDIA OF THE GREAT DEPRESSION
ECONOMISTS
he was not a Wall Street banker endeared him to
many New Dealers. Although Eccles was a strong
supporter of government intervention to ameliorate
the effects of depression, the restrictive monetary
policies pursued by the Fed played a significant role
in causing the serious economic contraction of
1937-1938.
Eccles served as chairman of the Board of Gov-
ernors of the Federal Reserve System until 1948 and
remained a board member until 1951. He died on
December 18, 1977.
See Also: FEDERAL RESERVE SYSTEM; MONETARY
POLICY.
BIBLIOGRAPHY
Burns, Helen, M. The American Banking Community and
New Deal Banking Reforms 1933-1935. 1974.
Eccles, Marriner, S. Beckoning Frontiers. Public and Person-
al Recollections. 1951.
Peter Fearon
ECONOMISTS
The Great Depression presented formidable chal-
lenges to mainstream economists of the day. The
slump following the stock market crash in the au-
tumn of 1929 was not itself that perplexing. Ortho-
dox doctrine then held that downturns in economic
activity were part of the business cycle's natural
rhythm. The real problem was to account for the
economy's failure to right itself. In a well-
functioning market system, it was expected that
downward adjustments in wages and prices would
generate the correctives needed to restore condi-
tions of high production and employment. By late
1931, it was clear that the expectations of the ortho-
dox did not mesh with the observable reality. This
observation did not mean that mainstream econo-
mists were ready to reject their original "model."
For most of them, confidence in its Tightness could
still be salvaged with the argument that the state of
the economy — not the state of economic theory —
was out of joint. It could thus be argued that the
many impediments to wage-price flexibility — some
generated by the market power of businesses and
trade unions, some generated by governments —
had kept the normal adjustment mechanisms from
functioning properly. This intellectual maneuver
may have stiffened the morale of economists in the
mainstream, but it did nothing to improve their
public image.
In the popular estimation, some critics of main-
stream economics were also discredited by the flow
of events. In the 1920s, two strands of argument
were developed that purported to demonstrate that
there was nothing inevitable about "so-called"
business cycles and that appropriate policy inter-
ventions could effectively stabilize aggregate eco-
nomic activity at a high level. One variant of this
approach maintained that expenditures on public
works should be timed to compensate for fluctua-
tions in private spending. This strategy formed an
important part of the "new era" economics associ-
ated with studies inspired by Herbert C. Hoover as
Secretary of Commerce. It is important to note that
Hoover expected that the overwhelming bulk of ex-
penditures on public works would be undertaken
by state and local governments and that the Federal
government's primary role was to signal when to
open or close the spending tap. (This strategy was
indeed deployed in 1930 — but without the antici-
pated results — when Hoover was in the White
House.) A second variant insisted that the alleged
"laws" of the business cycle could be repealed
through the appropriate conduct of monetary poli-
cy. The leading spokesman for this position — Irving
Fisher of Yale — maintained that variations in the
general price level were at the root of fluctuations
in production and employment. Hence, it seemed
to follow that stabilizing the general price level — a
task that could be performed by the Federal Re-
serve — would stabilize the economy. These vestiges
of "new era" thinking did not fare well in face of the
events of 1929 through 1931.
Events did, however, enhance the credibility of
economists associated with the heterodox school of
institutional economics. Those of this persuasion
had long been skeptical of the claims of the main-
stream regarding the beneficent properties of un-
regulated markets. In their view, economists sym-
pathizing with a regime of laissez-faire were
ENCYCLOPEDIA OF THE GREAT DEPRESSION
Z61
ECONOMISTS
hopelessly out of touch with the modern economy.
The notion that markets were effectively competi-
tive might have had some validity in an earlier, sim-
pler, and less concentrated economic order. The
central truth about the current economy was totally
otherwise: It was characterized by a fundamental
asymmetry inherent in the economy's structure. In
one sector — in which large manufacturing firms
were predominant — producers had the capacity to
administer prices. It was often in their interest as
profit-maximizers to raise prices by restricting out-
puts, which meant that production and employ-
ment were inevitably held below their potential. By
contrast, the myriad producers in the agricultural
sector were inevitably price-takers, not price-
makers, and the prices they faced tended to be no-
toriously unstable. Depression conditions lent
some plausibility to the institutionalist position.
(These conditions might also have been read as
compatible with a Marxist claim that the Depres-
sion foreshadowed the imminent collapse of the
capitalist system. This interpretation was indeed ar-
ticulated, but its impact was never more than mar-
ginal in the United States.)
Advocates of the institutionalist heterodoxy got
a public hearing in the early 1930s, but they also got
more. A number of their most prominent
spokespersons were invited to walk in the corridors
of power in the early days of the Roosevelt adminis-
tration. Rexford Guy Tugwell, for example, was a
member of Roosevelt's "Brains Trust" during the
presidential campaign of 1932 and remained a key
adviser in the shaping of policy in the First New
Deal. Tugwell was amply on record in holding that
laissez-faire amounted to "competition and con-
flict" and that it should be displaced by a regime of
"coordination and control" — that is, central plan-
ning. This intellectual posture underpinned the
supply-restriction programs administered by the
newly formed Agricultural Adjustment Administra-
tion as well as the "codes of fair competition" that
industrial trade associations were expected to pre-
pare (and to submit for governmental approval) in
the National Recovery Administration. Tugwell's
influence was also noteworthy in the recruitment of
economists to staff these emergency agencies,
which in turn gave economists a greater presence
in the Washington bureaucracy than they had ever
before enjoyed.
While most American economists tended to
view the world through familiar analytic lenses,
there were some notable instances in which econo-
mists fundamentally rethought their original posi-
tions. Irving Fisher is a case in point. In the 1920s,
he had pronounced that the United States was ap-
proaching an era of permanent prosperity — a fore-
cast that was to be disastrous, both professionally
and personally. By 1932, he had produced an inno-
vative reformulation to explain what had gone
wrong. The root of the difficulties, as he then saw
matters, could be traced to two diseases: the "debt
disease" and the "dollar disease." The American
economy of 1929 was fragile because of overindeb-
tedness (a vulnerability that had gone largely unno-
ticed at the time). But once the dimensions of this
problem had been recognized, alarm spread among
some creditors and debtors, sparking an initial
round of liquidations. A chain reaction followed, in-
volving distress selling, the contraction of bank de-
posits as loans were paid off or called in, and a con-
sequent collapse in the general price level. The
"dollar disease" had exacerbated this situation:
That is to say, as prices fell, the real burden of debts
increased. Deflation thus became cumulative. Price
reductions in response to shrinking demand should
thus no longer be seen as part of a normal readjust-
ment leading to recovery. Instead deflation simply
generated more deflation, with no end in sight
short of universal bankruptcy. The remedy was im-
plicit in the diagnosis: reflating the price level back
to its pre-Depression norm and then stabilizing it
at that level. Debt burdens would thereby be re-
lieved and liquidations halted. Debtors, with more
discretionary income available for spending on
goods and services, would spur resurgence in pur-
chasing power that would reinvigorate production
and employment.
Economists in the Washington bureaucracy
also displayed some analytic originality, particularly
in evidence as they groped to understand a sharp
downturn in economic activity in the late summer
of 1937 which was, in fact, more precipitous than
the drop in production in the months immediately
following the crash of 1929. The recession of 1937
Z6Z
ENCYCLOPEDIA OF THE GREAT DEPRESSION
ECONOMISTS
and 1938 was especially puzzling because it oc-
curred when the economy was still experiencing ex-
cess productive capacity and high levels of unem-
ployment. In the post-mortem on this epi-
sode, governmental insiders — most importantly,
Lauchlin Currie (then on the staff of the Federal Re-
serve Board) — detected a significant turnaround in
"government contribution to spending" between
1936 and 1937. In 1936, the fiscal impact of govern-
ment had been decidedly stimulative owing to the
payout of a bonus to veterans of World War I, a
once-and-for-all transaction for which there would
be no counterpart in 1937. Governmental fiscal op-
erations in 1937 turned contractionary when payroll
taxes to finance the newly created Social Security
system were introduced. It had long been under-
stood that governmental budgetary outcomes were
influenced by the state of economy, with revenues
rising or falling in response to fluctuations in eco-
nomic activity. It now appeared that changes in tax-
ing and spending by government could influence
the level of economic activity. This basic insight is
explored in John Maynard Keynes's General Theory
of Employment, Interest, and Money, published in
1936. American experience in the recession of 1937
and 1938 appeared to provide empirical validation
of that finding.
Analysis of this episode was also a watershed
in the thinking of the economist who was to be-
come the leading interpreter of the Keynesian mes-
sage in the United States. Harvard's Alvin H. Han-
sen had reviewed Keynes's General Theory
unsympathetically when it first appeared. By late
1937, however, Hansen had undergone a conver-
sion experience. His reading of the course of eco-
nomic events then meshed with Currie's: He was
convinced by the Keynesian argument that identi-
fied deficiency in aggregate demand as the cause of
excess capacity and underemployment. He was fur-
ther persuaded that — in American conditions — full
recovery could not be achieved unless the govern-
ment mounted an aggressive deficit spending pro-
gram to compensate for inadequacies in private de-
mand.
Hansen and Currie became the point men in
delivering the Keynesian message, and they used
the platform provided by hearings before the Tem-
porary National Economic Committee in 1939 to
present it at some length. In mid-1939, Currie was
elevated to the White House staff as the "economic
adviser to the president," a title he was the first to
hold. By that time, his commitment to the Keynes-
ian conceptual system was complete. He drew the
argumentative threads together in a lengthy mem-
orandum on full employment, which he placed be-
fore Roosevelt in March 1940. Though its structure
was inspired by the Keynesian framework, the pri-
mary remedy he then offered for a deficiency in ag-
gregate demand was not the one that Keynes had
emphasized. Unlike Keynes, Currie downplayed
deficit spending on public works: Further increases
in the national debt were politically sensitive in the
American context and should be constrained. The
main weight of policy should instead be assigned to
government programs in order to shift consump-
tion upward. This objective could be reached, he
maintained, by combining a "truly progressive" tax
system with redistributive transfer payments and
enlarged public outlays for health, education, and
welfare. Thus, the "humanitarian and social aims of
the New Deal" could be reconciled with "sound
economics."
Pearl Harbor precluded the implementation of
this policy strategy, but it did not slow the spread
of an Americanized version of a Keynesian-style of
thinking in the highest echelons in official Wash-
ington. Indeed, within the bureaucracy, it ap-
proached the status of an orthodoxy. But this think-
ing was a long distance removed both from the
mainstream orthodoxies of the 1920s and from the
heterodoxies that had guided the Roosevelt admin-
istration's initial approaches to Depression-
fighting.
See Also: CURRIE, LAUCHLIN; ECONOMY,
AMERICAN; HANSEN, ALVIN; KEYNES, JOHN
MAYNARD; KEYNESIAN ECONOMICS;
TUGWELL, REXFORD G.
BIBLIOGRAPHY
Barber, William J. From New Era to New Deal: Herbert
Hoover, the Economists, and American Economic Policy,
1921-1933. 1985.
Barber, William J. Designs within Disorder: Franklin D.
Roosevelt, the Economists, and the Shaping of American
Economic Policy, 1933-1945. 1996.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
263
ECONOMY
M E R I C A N
Brinkley, Alan. The End of Reform: New Deal Liberalism in
Recession and War. 1995.
Hawley, Ellis W. The New Deal and the Problem of Monop-
oly. 1966.
Lash, Joseph P. Dealers and Dreamers: A New Look at the
New Deal. 1988.
Stein, Herbert. The Fiscal Revolution in America. 1969.
Tugwell, Rexford Guy. The Brains Trust. 1968.
Tugwell, Rexford Guy. Roosevelt's Revolution: the First
Year — a Personal Perspective. 1977.
William J. Barber
ECONOMY, AMERICAN
The popular description of the U.S. economy dur-
ing the 1920s, "Prosperity Decade," was no mere
slogan; it was reality. From the depths of the very
severe post-war Depression of 1920 and 1921, the
economy embarked upon a rapid and sustained re-
covery. Between 1922 and 1929, real gross national
product (GNP) grew by 22 percent, with the most
rapid rate of expansion evident during the opening
and closing years of the decade. This economic
growth was not exceptional by the standards that
had been set before 1914, but it was at the least
highly satisfactory.
THE PROSPEROUS TWENTIES
During the twenties, high levels of investment
and productivity growth, which delivered stable
prices and full employment, characterized the
economy. The output of durable consumer goods,
which include automobiles, radios, electric cookers,
and refrigerators, grew at about 6 percent per year.
Non-durables, examples of which include clothing,
shoes, and foodstuffs, expanded at a more modest
3 percent annually. In fact 80 percent of the growth
in GNP was in the flow of consumer goods of
which the most important was the automobile.
Factory sales of all autos rose from 1.9 million
in 1919 to 4.4 million in 1929, during which period
U.S. manufacturers built approximately 85 percent
of the world's passenger vehicles. Even more re-
markable is the fact that just two companies, Ford
and General Motors, accounted for 65 percent of all
U.S. sales. An insignificant industry before 1914,
motor vehicle production, together with the manu-
facture of bodies and parts, employed some 447,000
wage earners in 1929. The nation's largest manu-
facturing grouping, foundry and machine shop
products, had 454,000 wage earners.
Although domestic sales were impressive, the
instability that is the hallmark of the durable goods
sector was evident. In 1921, in 1924, and in 1927
automobile output actually declined. However,
1928 and the first half of 1929 saw a boom of such
magnitude that automotive products accounted for
nearly 17 percent of the total value of fully and
semi-manufactured goods. This growth was so vig-
orous that it is difficult to see how it could have
been sustained. Although the auto producers were
confident, the sector was highly vulnerable to ad-
verse changes in demand at home and abroad.
The contribution of different parts of the econ-
omy to National Income is revealing. In 1929 the
largest was manufacturing (25.2%), followed by
trade (15.5%), finance (14.7%), services (10.1%),
and agriculture (9.7%). Although manufacturing
represented the largest part, it is clear that other
areas of the economy made a great contribution to
national wealth. This distribution was also reflected
in employment patterns. In 1929 the nation's facto-
ries employed 10.7 million workers but large num-
bers found work outside manufacturing. The
wholesale and retail trade employed 6.1 million,
transport and public utilities 3.9 million, services 3.4
million, finance 1.5 million, and construction 1.5
million.
In 1929 manufacturing reached a new peak,
producing a 38 percent larger physical output than
in 1919 even though in 1929 factory employment
was 1.8 percent less. The increase in output was the
result of a large rise in productivity, which had been
achieved by judicious investment in, especially,
electric power and specialised machinery funded
mainly by high company profits. Within manufac-
turing some businesses shed labor while others re-
cruited. Employment expanded in the production
of electrical machinery (including radios), bakery
products, furniture, petroleum refining, and motor
vehicle parts. Contraction occurred in railroad re-
pair shops, in leather goods, in chemicals, and in
264
ENCYCLOPEDIA OF I H E GREAT DEPRESSION
ECONOMY
A M E R I C
cotton textile factories located in the northeast re-
gion. During the pre-Depression decade, twenty-
two states experienced growth in their factory pop-
ulations. The most vigorous expansion took place
in South Carolina followed by Tennessee, North
Carolina, Georgia, Texas, and Arizona. A variety of
industries were responsible for the industrial suc-
cess of these states and among them were cotton
goods, knitwear including rayon, lumber, furniture,
and cigarette manufacture. In contrast, manufac-
turing employment declined in the Mid-Atlantic,
New England and West North Central regions. For
example, traditional manufacturing states, such as
Connecticut, Massachusetts, New York, New Jer-
sey, and Pennsylvania, lost jobs. However, growth
was not entirely confined to the less industrialized
states; Indiana and Michigan also experienced
gains. Nor had the absolute dominance of the tradi-
tional states been broken. In 1929 there were more
manufacturing wage earners in either New York or
Pennsylvania than in the entire South Atlantic re-
gion, though the fastest rates of factory job creation
were evident in states where the industrial base was
relatively undeveloped
Between 1920 and 1929 an additional four mil-
lion jobs were created outside agriculture. Since
manufacturing as a whole did not generate any ad-
ditional positions, where did the expanding labor
force find work? The biggest increase in employ-
ment was in the wholesale and retail trade (2.1 mil-
lion additional jobs) followed by finance, insurance,
and real estate (0.6 million additional jobs). Vigor-
ous construction activity also created many new
employment opportunities. From a low point of
0.85 million in 1920, the construction industry ex-
panded to an employment peak of 1.7 million dur-
ing 1927 and 1928 before declining to 1.5 million in
the following year.
The construction industry played a significant
role in the twenties expansion. A residential build-
ing boom reached its peak in 1926 but was already
in decline by 1929. However, aggregate construc-
tion activity was still buoyant in 1929 as public con-
struction and non-residential building expanded to
fill the slack created by the reduction in home
building. Residential building was strongly influ-
enced by national prosperity and by the demands
of a highly mobile population. Migration from rural
to urban areas, especially to the major metropolises,
combined with the flexibility of location made pos-
sible by the automobile helped create a vigorous
housing market. Auto owners' demands for new or
improved roads encouraged higher levels of public
construction. As has been noted, the construction
industry was a major employer; it was also notori-
ously prone to booms and slumps. A sharp fall in
general economic activity would inevitably dent
private and corporate confidence with serious con-
sequences for the industry.
Major changes had been taking place in the
socio-economic composition of the labor force
since the beginning of the twentieth century. One
of the most significant was an increase in both male
and, especially, female clerical workers, a trend that
continued into the twenties. This trend reflects a
general movement of the native born white work-
force away from heavy, unpleasant, and unskilled
tasks towards the more professionally rewarding
and secure white-collar work.
In 1929, 25.2 percent of the U.S. population
lived on 6.5 million farms. The farm sector was the
source of 40 percent of U.S. exports, measured by
value, and also responsible for the provision of a
vast range of foodstuffs, feedstuffs, and raw materi-
als for the domestic market. However, over 2.4 mil-
lion farms were less than 50 acres, over 700,000
farmers worked for more than one hundred days
away from farms that could not support their fami-
lies, and about half the nation's farms produced no
appreciable surplus for market. Over 2.6 million
tenants farmed only rented land and tenancy was
on the increase. Although some small enterprises
were profitable, the vast majority were hopelessly
uneconomic, and the families living on them were
mired in debt, poverty, poor health, and low levels
of education. There was a marked difference be-
tween the major commercial operators, who invest-
ed in the most up-to-date farm machinery and who
belonged to effective farm pressure groups and in-
efficient operators trying to eke out a miserable ex-
istence on infertile soil. Indeed, in 1929 about one
million farm families had a net annual income of
between $100 and $300, far below the sum required
to avoid poverty.
ENCYCLOPEDIA E THE GREAT DEPRESSION
265
ECONOMY
M E R I C A N
Given the sharp disparity that existed between
rural and urban incomes it is not surprising that so
many Americans migrated to cities. During the
twenties there was a net movement of approxi-
mately six million people from the countryside to
urban centers, in particular to New York, Los Ange-
les, Chicago, and Detroit where building activity
was stimulated. The states that lost most residents
were Georgia, Pennsylvania, South Carolina, and
Kentucky. Many African Americans left the racially
oppressive, low-income South and headed for Chi-
cago, Cleveland, New York, Philadelphia, Detroit,
Washington D.C., and Baltimore. The migration of
so many Americans during the twenties was bene-
ficial to the economy, which could no longer de-
pend on a substantial flow of European immigrants
as permanent controls on entry were introduced in
1924.
1929-1933: THE GREAT SLUMP
The Depression, which began in the middle of
1929, hit a booming economy with savage intensity.
By the time a trough was reached in March 1933,
manufacturing output had fallen by almost half,
unemployment, estimated at just over 3 percent in
1929, had risen to over 25 percent, business profits
were negative, and investment had fallen to a his-
toric low. At the same time wholesale prices fell by
38 percent, bank crises paralysed the financial sys-
tem and farm income plummeted. This Depression
embraced industrial and rural America.
By 1933, some 3.4 million manufacturing jobs
disappeared, as had 1.4 million in the wholesale
and retail trades, 688,000 in construction, 567,000
in services, and 214,000 in finance insurance and
real estate. Within manufacturing, the durable
goods sector was most seriously affected and out-
put declined by 70 to 80 percent and employment
by 55 percent. Among the industries most seriously
hit were machinery manufacture, cement, automo-
biles, bricks, and locomotives. On the other hand,
the manufacture of shoes, tobacco, foodstuffs, tex-
tiles, and other non-durables fell by a more modest
10 to 20 percent and employment by 30 percent. In-
dustrial structure accounts for the significant re-
gional variations in unemployment. Factory em-
ployment was most Depression resistant in the
South Atlantic states where, unfortunately, there
were few wage earners. However, the East North
Central region, which includes the highly industri-
alized states of Illinois, Indiana, and Ohio, was very
badly affected.
The problems facing the consumer durable sec-
tor can be illustrated by an examination of automo-
bile manufacture, which had produced a record
output of 4.5 million passenger vehicles in 1929. In
1932, production had collapsed to a mere 1.1 mil-
lion. Employment had fallen by approximately 45
percent, but pay cuts and short time working had
decreased the sector's wage bill by 75 percent. With
consumer confidence low and the stock of vehicles
both high and relatively new, further consolidation
took place in the industry. General Motors, Ford,
and Chrysler were better able to produce cheap cars
than small independent producers, many of which
failed. Of the big three, General Motors was by far
the most successful, controlling 41 percent of the
market by 1933 compared to Chrysler's 25 percent
and the ailing Ford Motor Company, 21 percent.
Even General Motors suffered a loss in 1932; Ford
losses were substantial. The decline in auto produc-
tion had adverse repercussions on a range of indus-
tries including steel, safety glass, nickel, tin, uphol-
stery, and wrought iron. However, the manufacture
and sale of petroleum products held up well; Amer-
icans bought few new autos, but they continued to
drive.
Together with automobile production, con-
struction had been a mainstay of the twenties econ-
omy, but the industry now experienced a staggering
decline. In 1929 there were 509,000 housing starts;
in 1933 there were 93,000. Low company profits
and surplus office accommodation led to a contrac-
tion in commercial construction. Cutbacks in state
and local spending reduced the road building and
maintenance program. The collapse in the con-
struction industry had dire consequences for struc-
tural steel, plate glass, brick making, and the furni-
ture industry. Railroads responded to the lack of
freight business by cutting orders for locomotives
and cars and, of course, by firing employees.
When farm prices fell even more steeply than
those in manufacturing, farm income collapsed.
The average net farm income fell from $945 in 1929
Z66
ENCYCLOPEDIA OF I H E GREAT DEPRESSION
ECONOMY
A M E R I C
to a mere $304 in 1932. In spite of growing farm
misery, however, the migratory flow from the coun-
tryside to the town was reversed. With jobs scarce,
fewer rural people left for the city and at the same
time many urban unemployed took part in a "back
to the land" movement. Returning to family farms,
or even occupying abandoned farms in order to
practice subsistence agriculture, was a preferable
option for many. Some politicians mistakenly saw
the farm as a sensible solution to mounting unem-
ployment. However, the lack of urban job opportu-
nities and a growing rural population ensured that
underemployment was a persistent feature of life in
the countryside throughout the thirties.
When Franklin Roosevelt delivered his inaugu-
ral address in March 1933 the American economy
was in deep crisis. Unemployment and farm misery
were widespread, the financial system was in a state
of paralysis, and business confidence was at an all
time low.
1933-1937: THE RECOVERY
From March 1933 to July 1937 real GNP grew
at an impressive 8 percent per annum. At the peak
of recovery the economy had struggled back to le-
vels of output and employment that had prevailed
in 1929. However, this expansion was halted and
put into reverse temporarily by a sharp recession in
1937 and 1938, after which GNP resumed its up-
ward trajectory.
During the recovery phase the expansion of
non-durable goods was much greater than that of
durables. Indeed, by 1937 textiles and cigarettes,
the latter an exceptionally Depression-proof indus-
try, had improved upon their pre-Depression out-
put figures. However, the durable sector lagged,
sometimes very badly. The output of machinery
and of iron and steel had only just failed to reach
1929 levels when the recession struck. The automo-
bile sector had just exceeded its pre-Depression
peak in 1937 only to fall spectacularly from it over
the next year. Meanwhile, construction and related
industries such as lumber, bricks and furniture con-
tinued to languish, with late 1920s levels of output
a distant dream.
Even by 1937 the manufacturing labor force
had not recovered to its pre-Depression position in
New England and in the Mid-Atlantic states. Out-
side these regions, Illinois and Indiana registered
modest gains while Michigan recorded a massive
rise of 27 percent, which the recession of 1937 and
1938 totally erased. Indeed, the recession had an
adverse effect on employment everywhere, except
in the South Atlantic and East South Central re-
gions, which remained surprisingly buoyant.
Between 1929 and 1937 the number of manu-
facturing wage earners expanded by 17.9 percent in
the South Atlantic region; the figure for the East
South Central region was 8.4 percent. On average,
in Virginia and the Carolinas manufacturing wage
earners grew more numerous by just less than 25
percent. North Carolina, with cigarette manufac-
ture and low cost textiles, was the most Depression
proof state in the nation. Unfortunately the indus-
tries that displayed the fastest rate of output growth
during the recovery, that is, after 1933, were not
major employers. New jobs were created producing
refrigerators, rayon, glass bottles and jars, tin cans,
canned fruit, washing machines, and radios, but
these were industries in which technical progress
often acted as a barrier to maximizing employment.
They could not fully compensate for jobs lost since
1929 in transport and public utilities (550,000), con-
struction (385,000), and finance real estate and in-
surance (100,000). The industries most seriously af-
fected by the economic collapse were among the
nation's most dominant employers. By contrast, in
1937 there were 470,000 more jobs in the retail and
wholesale trade than in 1929, and an additional
300,000 people worked for the federal government.
Agricultural income revived from its desperate-
ly low position during the worst years of the De-
pression but not to the levels that had prevailed
during the late twenties. The problem of small inef-
ficient farms, rural poverty, and a surplus popula-
tion remained. Migration to urban centers resumed
as the "back to the land" movement petered out,
but only on a relatively small scale as the job oppor-
tunities in cities were so limited. In 1940 virtually
the same number of people (30.2 million) lived on
farms as in 1929. Agriculture remained a troubled
sector.
It is important to remember that many of the
structural changes that have been identified as part
ENCYCLOPEDIA E THE GREAT DEPRESSION
267
ECONOMY ACT
F
19 3 3
of the Depression were evident before 1929. Manu-
facturing employment as a proportion of national
employment had been declining since 1920. The
same can be said for mining and agriculture. More
people took jobs outside the factory and the farm.
Clerical work and employment in the retail and
wholesale trades became increasingly attractive.
Note too the rise of manufacturing in the South.
We can detect in the 1920s the roots of the structur-
al revolution, which led, after 1945, to the rise of the
Sun Belt.
However, unemployment remained a persis-
tent problem. Even in 1937 unemployment stood at
14.3 percent of the labor force, significantly above
the 1929 level of 3.2 percent. The plight of the job-
less was made more acute by a change in the age
structure of the population, which in turn led to a
substantial increase in the numbers available for
work. There was also a rise in the numbers of fe-
males who wanted to work. In 1937 there were as
many people employed as there had been in 1929,
but in the meantime an additional six million
Americans had been added to the labor force. The
recovery had not created sufficient additional jobs
to employ all those who wanted to work. It was not
until 1942 that full employment returned.
See Also: AGRICULTURE; CAUSES OF THE GREAT
DEPRESSION; STOCK MARKET CRASH (1929);
UNEMPLOYMENT, LEVELS OF.
BIBLIOGRAPHY
Bernstein, Michael A. The Great Depression: Delayed Re-
covery and Economic Change in America, 1929-1939.
1987.
Bordo, Michael D.; Goldin, Claudia; and White, Eugene
N., eds. The Defining Moment: The Great Depression
and the American Economy in the Twentieth Century.
1998.
Chandler, Lester V. America's Greatest Depression:
1929-1941. 1970.
Engerman, Stanley L., and Gallman, Robert E., eds. The
Cambridge Economic History of the United States, Vol.
Ill: The Twentieth Century. 2000.
Fabricant, Solomon. The Output of Manufacturing Indus-
tries. 1940.
Fearon, Peter. War, Prosperity, and Depression: The U.S.
Economy 1917-1945. 1987.
Smiley, G. The American Economy in the Twentieth Centu-
ry. 1994.
Peter Fearon
ECONOMY ACT OF 1933
The Economy Act was enacted on March 20, 1933,
during the so-called First Hundred Days of anti-
Depression activism by President Franklin D. Roo-
sevelt's new Democratic administration. It cut $400
million from federal payments to veterans and $100
million from the payroll of federal employees. The
measure reflected the fiscal conservatism of the
early New Deal and Roosevelt's antipathy to deficit
spending.
The legislation was drafted by budget director
Lewis Douglas, who shared Roosevelt's determina-
tion to deliver on his 1932 campaign pledge that a
Democratic administration would balance the bud-
get. The president was much impressed by Doug-
las, whom he described as "the real head of the
Roosevelt cabinet." Both found themselves at odds
with those Democratic congressmen who worried
that the bill would alienate the veterans' lobby and
that federal retrenchment would worsen the De-
pression. To overcome their opposition, Roosevelt
delivered a special message to Congress on March
10 that blamed the Hoover administration's deficit
budgets for continued economic stagnation and for
the banking collapse of early 1933. "For three long
years," he warned, "the federal government has
been on the road toward bankruptcy."
Although ninety Democrats broke ranks, the
measure gained speedy approval in the House on
March 11 under the skilled parliamentary leader-
ship of John McDuffie of Alabama. The power of
the president during this time of unprecedented
economic crisis was convincingly demonstrated. As
Representative John Young Brown, a Kentucky
Democrat, avowed, "I had as soon start a mutiny in
the face of a foreign foe as start a mutiny today
against the program of the President of the United
States." Routine approval later followed in the
upper house. Nevertheless, the measure was in-
strumental in prompting the share -the -wealth
Z68
ENCYCLOPEDIA OF THE GREAT DEPRESSION
EDUCATION
campaign launched in 1934 by Senator Huey P.
Long of Louisiana, who saw the Economy Act as
evidence of Roosevelt's capture by big business and
banking interests.
The Economy Act did not prevent the growth
of the budget deficit during the early New Deal, but
it diminished the expansionary effects of new
spending programs. The $500 million in savings
that it yielded was precisely the sum that was ap-
propriated for federal unemployment relief in May
1933. The legislation was signal proof of the ab-
sence of influence of the new economics soon to be
known as Keynesianism on the early New Deal and
it reflected Roosevelt's initial belief that deficit
spending was harmful to economic recovery be-
cause it impaired the restoration of business confi-
dence.
See Also: DEFICIT SPENDING; HUNDRED DAYS.
BIBLIOGRAPHY
Freidel, Frank. Franklin D. Roosevelt: Launching the New
Deal. 1973.
Sargent, James E. "FDR and Lewis Douglas: Budget Bal-
ancing and the Early New Deal." Prologue 6 (1974):
33-43.
Iwan Morgan
EDUCATION
In the first years of the 1930s, educators failed to
recognize the severity of the Great Depression. By
1932, however, it had become apparent to them
that the Great Depression was a crisis that would
have a dramatic impact on the nation's educational
system.
One of the most striking ways the Depression
affected schools was by altering enrollment pat-
terns. Elementary school enrollment declined as fi-
nancial necessity forced people to postpone mar-
riage and children, causing the birth rate to decline.
By 1940 there were 2.3 million fewer children in the
nation's primary schools than in 1930. Conversely,
high school enrollment skyrocketed, jumping from
4.8 million students in 1930 to 7.1 million by the
end of the decade. Many young people extended
their school careers because they could not find
jobs. Additionally, more stringent child labor and
mandatory school attendance laws were enacted,
keeping youths off the job market and inside the
classroom.
Although the Great Depression brought chil-
dren to school, there was less money spent on edu-
cation. As tax revenues declined, government and
business leaders argued that schools were too ex-
travagant and deep cuts were made in education.
By 1934 the nation's school spending had declined
by 34 percent from pre-Depression levels. Admin-
istrators stopped school construction, discontinued
classes, eliminated teaching positions, and reduced
salaries. Some of the worst cuts took place in rural
districts, particularly in the South, which spent the
least money on education. Arkansas, for example,
spent only $33.56 per student annually, while New
York invested $137.55 on each of its pupils. In many
rural districts the shortage of money led to school
closures. By 1934 an estimated twenty thousand
rural schools were forced to close. Other districts
had to shorten the school year. In the 1933 to 1934
period, ten rural states reported school years of less
than three months.
These cuts hit African -American students par-
ticularly hard. During the 1930s in the South and in
most of the rest of the nation, schools were segre-
gated by race. Schools for black children received
less money and resources than those attended by
white children. A survey of educational conditions
in the South, where most black children lived,
showed per capita spending on African-American
students was only $12 per child annually. This was
a full $32 less than was spent on southern white
children and $75 less than the national average.
Many schools for black children were merely run-
down shacks that did not even have desks. The
Urban League reported that 230 counties in fifteen
states had no high school for black students to at-
tend.
As school budgets shrank, educators fought
back. Teachers worked to preserve both their jobs
and the quality of education. The National Educa-
tion Association created the Joint Committee on
the Emergency in Education to raise public aware-
ENCYCLOPEDIA E THE GREAT DEPRESSION
269
EDUCATION
A 7:30 a.m. bus carries the children of migratory cotton pickers from a Farm Services Administration camp to the Eloy district
school in 1940 in Pinal county, Arizona. National Archives and Records Administration
ness of the problem and to lobby public officials for
solutions. Other state and local organizations fol-
lowed, and by the mid-1930s, thirty-two states had
increased aid to education. New cost-saving re-
forms were also enacted. Schools emphasized guid-
ance programs and grouped students with similar
abilities so they could be taught more efficiently.
Additionally, pupils were automatically promoted
to the next grade level to prevent the added cost of
having them repeat courses or entire grades.
Although school leaders remained committed
to complete local control of schools, they called on
the federal government to provide aid. They want-
ed federal dollars, but not federal intervention.
President Franklin Roosevelt obliged them. His
New Deal programs provided aid without taking
control by granting assistance directly to students
and providing money for capital improvements.
The National Youth Administration provided poor
high school and college students with part-time
270
ENCYCLOPEDIA OF THE GREAT DEPRESSION
EDUCATION
The young children of unemployed miners attend a Works Progress Administration nursery school near Scott's Run, West
Virginia, in 1937. National Archives and Records Administration
jobs to help them stay in school. Students did cleri-
cal work, served as teacher and library assistants,
and worked in school cafeterias. New Deal pro-
grams also provided free hot lunches to poor chil-
dren, funded 70 percent of all new school construc-
tion, and helped build playgrounds and athletic
fields.
In addition, Roosevelt created federal programs
that provided alternatives to schools. These pro-
grams were primarily designed to provide work for
the unemployed, but also had educational compo-
nents. The Civilian Conservation Corps, for exam-
ple, provided unemployed youths with conserva-
tion jobs. Participants lived in military style camps,
where education programs occupied their free time
and helped them develop work skills. The New
Deal, moreover, provided education to people that
schools ignored. Over forty thousand preschool
children were educated in 1,500 federally operated
nursery schools. Adult education courses in every-
thing from vocational training to parenting skills
were also available through New Deal programs.
While the New Deal aided schools, it did not
offset the dramatic impact the Great Depression
had on student life. Pupils had to adjust to packed
classrooms, less attention from instructors, crowd-
ed extracurricular activities, and reduced course of-
ferings. In some places pupils became so discour-
aged with the situation that they took action. In
Chicago and New York students joined their par-
ents in marches to protest cuts in education. Stu-
ENCYCLOPEDIA E THE GREAT DEPRESSION
271
ELDERLY
IMPACT
F
THE GREAT DEPRESSION
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Posters like this one publicized the WPA adult education
program, which encouraged adults to return to school by
offering free classes in many subjects. Library of Congress,
Prints & Photographs Division, WPA Poster Collection
dents also went on strike when popular teachers or
administrators were laid off.
For poor students the school experience created
anxiety. They felt left out by the materialism of
school culture. High school students, in particular,
felt the need to dress in stylish clothes, buy the
school newspaper, and attend dances, proms, and
graduations. Poor students felt ashamed when they
could not afford these things and sometimes re-
sponded by becoming critical of the elitism and
snobbery of their classmates.
School, however, also served as a refuge for
poor children. They attended classes to get a show-
er and a hot meal and to warm up in the cold winter
months. Teachers donated money to provide
clothes, meals, and glasses to their needy pupils.
Poor students were also aided by their classmates.
In Milwaukee, for example, textbook drives were
held to provide books to students who could not af-
ford them, and the Washington High School Girls
club provided no-interest loans to needy members
so they could buy school supplies. These efforts,
along with the New Deal programs, helped schools
and their students endure one of the most difficult
periods of the twentieth century.
See Also: CHILDREN AND ADOLESCENTS, IMPACT
OF THE GREAT DEPRESSION ON; FAMILY AND
HOME, IMPACT OF THE GREAT DEPRESSION
ON.
BIBLIOGRAPHY
Ashby, LeRoy. "Partial Promises and Semi-visible Youth:
The Depression and World War II." In American
Childhood: A Research Guide and Historical Handbook,
edited by loseph M. Hawes and N. Ray Hiner. 1985.
Cohen, Robert, ed. Dear Mrs. Roosevelt: Letters from Chil-
dren of the Great Depression. 2002.
Elder, Glen H., Ir. Children of the Great Depression: A So-
cial Change in Life Experience. 1974.
Fass, Paula S. "Without Design: Education Policy in the
New Deal." American Journal of Education 9 (1982):
36-64.
Fass, Paula S. Outside Ln: Minorities and the Transforma-
tion of American Education. 1989.
Hawes, loseph M. Children between the Wars: American
Childhood, 1920-1940. 1997.
Krug, Edward A. The Shaping of the American High School,
Vol. 2: 1920-1941. 1972.
Moreo, Dominic W. Schools in the Great Depression. 1996.
Tyacke, David; Robert Lowe; and Elisabeth Hansot. Pub-
lic Schools in Hard Times: The Great Depression and
Recent Years. 1984.
Daryl Webb
ELDERLY, IMPACT OF THE GREAT
DEPRESSION ON THE
The perception that the elderly constitute a unique
group with special needs is a relatively recent his-
in
ENCYCLOPEDIA OF THE GREAT DEPRESSION
ELDERLY
I M P A C E E E
G R E A E
DEPRESSION
N
torical phenomenon. Widespread concern for the
well-being of the elderly became prevalent by the
late nineteenth century, as social reformers began
to warn that industrialization and urbanization had
negatively affected the status and welfare of many
older Americans. Although the elderly were, in fact,
overrepresented among the population of the era's
almshouses and poorhouses, these fears were gen-
erally exaggerated. Rather, most older Americans at
this time managed to accumulate sufficient re-
sources, often supplemented by the assistance of
supportive kin networks, to live their final years rel-
atively comfortably. This was, however, far more
the case for white, higher income people than for
minorities and the poor. Nor is this to suggest that
the elderly as a group were affluent, but that there
is little evidence to suggest that their standard of
living was deteriorating. The historical record also
discloses that despite continued lobbying efforts by
reformers and social workers, few programs de-
signed to help the elderly poor were enacted during
the early decades of the twentieth century.
This situation changed dramatically during the
1930s. Although the Great Depression had a pro-
found impact on all segments of society, the eco-
nomic downturn and subsequent social upheaval
presented unique problems for elderly Americans.
As the economic crisis worsened, many employers
were reluctant to rehire or keep on older workers.
Widespread bank failures often wiped out savings
accumulated over a lifetime of labor. At a time
when home ownership was a long and arduous
process for working-class families, poor employ-
ment prospects and the loss of savings brought the
threat of foreclosure. Given the inability of private
and public aid organizations to provide adequate
relief, those in need were forced to rely on the assis-
tance of friends and relatives. Even those older
Americans who managed to avoid the immediate
impact of the Depression often had less fortunate
kin, resulting in the day-to-day stress of providing
economic assistance or sharing living space.
The magnitude of the crisis eventually induced
a governmental response. In addition, a huge
movement calling for generous old-age pensions
arose around an idea put forth by Dr. Francis
Townsend. By 1934 a majority of state governments
MORE SECURITY FOR
THE AMERICAN FAMILY
FOR INFORMATION WRITE OH CALL AT THE NEAREST FIELD OFFfCE OF THE
SOCIAL SECURITY BOARD
As this Depression-era poster testified, the Social Security
Board promised to help elderly Americans by providing
insurance to those reaching retirement age. Franklin Delano
Roosevelt Library
had enacted old-age assistance programs based on
economic need. Eventually all states provided for
elderly relief, which was subsidized by the federal
government under the Social Security Act of 1935.
This groundbreaking legislation also established
Social Security Old Age Insurance, which provided
retirement benefits (based on employee and em-
ployer contributions) to eligible workers when they
reached the age of sixty-five. Unfortunately, there
were no provisions for workers retiring before 1935,
and the original program covered less than half of
the American labor force, such predominantly mi-
nority occupations as farm and domestic work hav-
ing been excluded in order to secure the backing of
southern Democrats. In addition, significant bene-
ENCYCLOPEDIA E THE GREAT DEPRESSION
273
ELDERLY
IMPACT
F
THE GREAT DEPRESSION
N
Many elderly Americans traveled with their families in search
of work during the Bust Bowl years. This grandmother was
living in California's Kerns County migrant camp in 1936.
She cared for her two grandsons while their parents worked in
the fields. Library of Congress, Prints & Photographs Division,
FSA/OWI Collection
fits would only accrue over a lifetime of work; thus
older workers still in the labor force during the
1930s would ultimately receive reduced benefits.
Despite these limitations, the Social Security Act of
1935 would have important consequences for sub-
sequent generations of America's elderly.
Retirement was not uncommon prior to Social
Security, but it was most prevalent among white-
collar workers covered by private pension plans.
For the American working class, industrialization
generally brought higher standards of living, but re-
tirement funds were largely dependent on personal
savings (a significant exception would be Union
Army veterans covered by Civil War pensions). Be-
cause of concerns about the stability of private sav-
ings institutions, many older workers attempted to
supplement these funds with income derived from
part-time work as they passed what would today be
considered retirement age. This practice became
less common after World War II, and retirement
became a well-defined life stage characterized by
leisure activities. Some researchers argue that the
impact of Social Security has been relatively minor,
since employee contributions that finance Old Age
Insurance would have had a comparable effect if in-
vested in personal savings or private pension plans.
Nonetheless, the mandatory aspects of Social Se-
curity — compulsory participation with induce-
ments to retire at a specified age — have contributed
to the normalization of retirement.
Old Age Insurance benefits also helped bring
about significant changes in the living arrange-
ments of older Americans. Prior to the twentieth
century, relatively few formerly married elderly
maintained independent households — the more
common pattern was to live with adult children. Al-
though the trend away from co-residency with
adult children was underway before the Great De-
pression, it was most common among middle- and
upper-class elderly, since establishing and main-
taining a separate residence is typically more ex-
pensive than sharing living space with kin. The es-
tablishment in 1939 of survivor's benefits under
Social Security had a significant effect on the ability
of widows to maintain independent households
after the death of their spouses. A luxury at the be-
ginning of the twentieth century, residential auton-
omy increasingly became the cultural norm in the
decades following World War II.
Although the Social Security Act of 1935 did
not provide health care insurance for the elderly, it
did set a precedent for the establishment of services
designed to care for the elderly, which was consis-
tent with the eventual establishment of Medicare in
1965. Universal health insurance for the elderly, in
combination with Old Age Insurance and the ex-
tension of survivor's benefits, reinforced the long-
term trends in retirement and residential autono-
my. These social programs also had the secondary
effect of fostering an increased political awareness
and influence among older Americans. This is par-
tially the result of growing numbers —
approximately 13 percent of the American popula-
tion was over the age of sixty-five in 1990, com-
pared to 4 percent a century earlier — resulting from
increased longevity and the post-baby boom fertili-
ty decline. But as the magnitude of society's finan-
m
ENCYCLOPEDIA OF THE GREAT DEPRESSION
ELDERLY, I M P A C E OF THE G R E A E DEPRESSION ON E H E
Thousands of elderly Americans, like this man photographed by Dorothea Lange near Washington, Pennsylvania, in 1935, lived,
in extreme poverty during the Depression. Library of Congress, Prints & Photographs Division, FSA/OWI Collection
cial commitment to the elderly has grown, older
Americans have come to understand that maintain-
ing these benefits requires an active participation in
the political process.
The federal government's commitment to pro-
vide significant social services represents an impor-
tant transformation. During the latter half of the
twentieth century, issues related to the elderly have
moved from the private to the public sphere as gov-
ernment has replaced the family as the institution
most responsible for the well-being of older Ameri-
cans. Today, most of the elderly maintain emotional
intimacy with their kin, but these relationships gen-
erally lack a significant financial or day-to-day care
component. Although some commentators feel
that this has contributed to an increasingly seg-
mented society based on age, the attempt to pro-
vide for the welfare of the elderly has been success-
ful as old age in the United States has become
characterized by residential autonomy and financial
independence.
See Also: FAMILY AND HOME, IMPACT OF THE
GREAT DEPRESSION ON; OLD-AGE INSURANCE;
SOCIAL SECURITY ACT; TOWNSEND PLAN.
BIBLIOGRAPHY
Bordo, Michael D.; Claudia Goldin; and Eugene N.
White; eds. The Defining Moment: The Great Depres-
ENCYCLOPEDIA E THE GREAT DEPRESSION
275
[LECTION
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sion and the American Economy in the Twentieth Cen-
tury. 1998.
Chudacoff, Howard P. How Old Are You?: Age Conscious-
ness in American Culture. 1989.
Costa, Dora L. The Evolution of Retirement: An American
Economic History, 1880-1990. 1998.
Graebner, William. A History of Retirement: The Meaning
and Function of an American Institution, 1885-1978.
1980.
Haber, Carole, and Brian Gratton. Old Age and the Search
for Security: An American Social History. 1994.
Kennedy, David M. Freedom from Fear: The American Peo-
ple in Depression and War, 1929-1945. 1999.
Quadagno, Jill S. The Transformation of Old Age Security:
Class and Politics in the American Welfare State. 1988.
Van Tassel, David, and Peter N. Stearns, eds. Old Age in
a Bureaucratic Society: The Elderly, the Experts, and the
State in American History. 1986.
Ron Goeken
ELECTION OF 1928
The election of 1928 was the last of a Republican era
extending back to the 1860s. The realignment that
broke the Republican Party's hold on the electorate
began only after the advent of the Great Depression
and was not rooted in the old politics of the 1920s.
America's Depression thus established the most
significant discontinuity in American political his-
tory since the Civil War.
America's two major parties nominated their
leading public officials in 1928. President Calvin
Coolidge's withdrawal from the presidential con-
test led to the nomination of Herbert Hoover, who,
as secretary of commerce, had become the driving
force of domestic policy in the 1920s. The Demo-
crats nominated Al Smith, the four-term governor
of New York, who had earned a national reputation
as a progressive devoted to social welfare and effi-
ciency in government.
Al Smith's Catholicism and other social issues
overshadowed the record and policies of the presi-
dential candidates. Anti- Catholics launched a cam-
paign against Smith's candidacy that ranged from
fulminations against papal control of the country to
scholarly debates on the relationship between
church and state in Catholic theology. Protestant
and Catholic voters split decisively in 1928 as Smith
benefited from a pro-Catholic and Hoover from an
anti-Catholic vote. Al Smith's opposition to prohi-
bition won him support from "wet" voters, while
"dry" voters united behind Hoover. Religion also
became tied to race in 1928 as the Republicans
cracked the solidly Democratic south by exploiting
Smith's Catholicism, his stand on prohibition, and
his alleged sympathy for racial equality.
The combination of economic prosperity, tran-
quility at home, and stability abroad guaranteed
Republican success in 1928. Hoover garnered 58
percent of the popular vote, and his party, with vic-
tories in both houses of Congress, controlled the
national government for a third consecutive term.
The bright spot for Democrats was the election of
Franklin D. Roosevelt as governor of New York.
Roosevelt had tried to avoid running in what
looked to be a bleak year for Democrats, insisting
on more time for rehabilitation from polio. He suc-
cumbed, however, to a personal plea from Al
Smith, who thought Roosevelt would help him win
votes in upstate New York.
In the aftermath of the Republican landslide,
one of Roosevelt's correspondents wrote that no
Democrat could again be elected president without
a protracted campaign to educate the public in favor
of progressive reform. Beginning in 1929, however,
the Great Depression reeducated the public far
more quickly than Roosevelt would have dreamed
possible from the perspective of 1928. Roosevelt,
who reluctantly attempted a political comeback that
he had thought was premature, ironically found
himself ideally situated as governor of New York to
exploit Hoover's failed response to the challenges
of the Great Depression.
See Also: HOOVER, HERBERT; REPUBLICAN PARTY;
SMITH, ALFRED E.
BIBLIOGRAPHY
Burner, David. "The Brown Derby Campaign." New York
History 46 (1965): 356-380.
Craig, Douglas B. After Wilson: The Struggle for the Demo-
cratic Party, 1920-1934. 1992.
Z76
ENCYCLOPEDIA OF THE GREAT DEPRESSION
ELECTION
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THE Republican Party isn't a "Poor Man's
Party:* Republican prosperity lias erased thai
degrading phrase from our political vocabulary.
The Republican Party is equality's party —
opportunity's party- — democracy's party* the
party of national development, not sectional interests — the
impartial servant of every State and condition in the Union,
Under higher tariff and lower taxation, America has
stabilized output, employment and dividend rates.
Republican efficiency has filled the workingman's
dinner pail — and his gasoline tank besides — made tele,
phone, radio .and sanitary plumbing standard household
equipment. And placed the whole nation in the silk
stocking class.
During eight years of Republican management, we
have built more and better homes, erected more sky-
scrapers, passed more benefactory laws, and more laws to
regulate and purify immigration, inaugurated more con-
servation measures, more measures to standardize and
increase production, expand export markets, and reduce
industrial and human junk piles, than in any previous
quarter century.
Republican prosperity is^wrTtten on Juliet wage efti»
velops, written in factory chimney smoke, written on the
walls of new construction, written in savings bank books,
written in mercantile balances, and written in the peat
value of stocks and bonds.
Republican prosperity has reduced hours and
increased earning capacity, silenced discontent, put the
proverbial "chicken in every pot." And a car in every
backyard, to boot.
It has raised living standards and lowered living costs.
It has restored financial" confidence and enthusiasm,
changed credit from a rich man's privilege to a common
utility, generalised the use of time-saving devices and re-
leased women from the thrall of domestic drudgery.
It has provided every county in the country with its
concrete road and knitted (he highways of the nation into
a unified traffic system.
Thanks to Republican administration, farrner, dairy-
mati and merchant can make deliveries in less lime and at
less expense, can borrow cheap money to refund exorbitant
mortgages, *fx) stock their pastures, ranges and shelves.
Democratic management impoverished arid demora-
lized the railroads, led packing plants and tire factories into
receivership, squandered billions on impractical programs,
Democratic maladministration issued further billions
on mere "scraps of paper," then encouraged foreign
debtors to believe that their loans would never be called,
and bequeathed to the Republican Party the job of mopping
up the: mess.
Republican administration has restored to the railroads
Solvency, efficiency and par securities*
It has brought rubber trades through panic and chaca.
fesmfa 'rlnwa the prices of crude rubber by smaifuaj?
monopolistic rings, put the tanner's books in the bUck tat
secured from the European powers formal acknowledg-
ment of their obligations.
The Republican Party rests its case on a record of
stewardship and performance.
Its Presidential and Congressional candidates stand
for election on a platform of sound practice. Federal vigi-
lance, high tariff. Constitutional integrity, the conservation
of natural resources, honest and constructive measures for
agricultural relief, sincere enforcement of the laws, and the
right of all citizens, regardless of faith or origin, to share
the benefits of opportunity and justice.
Wages, dividends, progress and prosperity say,
"Vote for Hoover"
-n. -- ■ , P'lCMrb^MBifc.riif tMB—Mt— _ Bmtot— Mm. Ib-
L F. L«tv, . hi id. VpkTsji
Vu. a. iui.iiil.1
■jENERAL COMMITTEE
Bemgt HtntTP.me, Chsiivii_
Inc. 4 West Mitt Street
WkiJ Lett r, SL x<K,ii,hc w™, Cccmt j-witr R, B. !
Eflrncnd F- Wis* Altwrt IthKfa
This advertisement ran in newspapers in October 1928 during Hoover's campaign for president. Four years later, during his 1932
campaign for reelection, Hoover's opponents tried to discredit him by recalling his alleged promise of "a chicken for every pot."
Herbert Hoover Library
ENCYCLOPEDIA OF THE GREAT DEPRESSION
277
{LECTION
f
19 3
Lichtman, Allan. Prejudice and the Old Politics: The Presi-
dential Election of 1928, rev. edition. 2000.
Allan J. Lichtman
ELECTION OF 1930
The midterm election of 1930 was the first in a four-
election cycle (1930, 1932, 1934, and 1936) follow-
ing the 1929 stock market crash that ended an era
of Republican Party domination, forged the New
Deal coalition, and established the Democrats as
the dominant party in the United States. The elec-
tion was also pivotal to the careers of such impor-
tant Depression-era politicians as Floyd B. Olson,
elected Farmer-Labor governor of Minnesota;
Huey Long, elected democratic Senator from Loui-
siana while still serving as governor; and Franklin
D. Roosevelt, whose election to a second term as
governor of New York made him the front-runner
for the Democratic presidential nomination of 1932.
On the eve of the elections of 1930, the editors
of Business Week warned that the economy was
"sliding further into the final stages of depression,
under the weight of still unbroken financial fatal-
ism, business inertia, and popular fear." Predict-
ably, voters punished the party in power. Republi-
cans lost a net of more than fifty House seats, eight
Senate seats, six governor's mansions, and at least
one chamber of the legislatures in five states. With
stunning ideological precision, voters rebuked the
conservative economic consensus of the 1920s by
dismissing dozens of conservatives, but not a single
progressive Republican from Senate and House
seats. Although it appeared after the election that
Republicans would narrowly hold both chambers of
Congress, special elections gave Democrats a nar-
row majority in the new House, while Republicans
clung to a single vote margin in the Senate.
The 1930 elections marked a new era in Ameri-
can politics as a revived Democratic Party launched
the permanent campaign that continued for the
four years between presidential elections, with no
deference paid to the incumbent president. The
Democratic National Committee set up the first en-
during national party publicity bureau. Under the
direction of journalist Charles Michelson, it laid
down a barrage of anti-Hoover propaganda that
staggered an administration unprepared for inces-
sant political war. Still, the Republican Party suf-
fered relatively modest losses for the party holding
the White House in a slumping economy. And Re-
publicans still led Democrats by large margins in
the party affiliations of registered voters. The most
optimistic of Republicans believed that both the
Depression and their political fortunes had reached
rock bottom and would turn upwards during the
next two years. But history was not to vindicate
their belief that by 1932 a revived economy would
return Americans to their senses and restore the
nation's normal Republican majority.
See Also: DEMOCRATIC PARTY; HOOVER, HERBERT;
LONG, HUEY P.; OLSON, FLOYD B.; REPUB-
LICAN PARTY; ROOSEVELT, FRANKLIN D.
BIBLIOGRAPHY
Lichtman, Allan J. "Critical Election Theory and the Re-
ality of American Politics, 1916-1940." American
Historical Review 81 (1976): 317-351.
Mayer, George H. The Political Career of Floyd B. Olson.
1951.
Williams, T. Harry. Huey Long. 1970.
Allan J. Lichtman
ELECTION OF 1932
The presidential election of 1932 marked a turning
point in United States political and economic histo-
ry. The Democratic Party, reduced to minority sta-
tus following the Civil War and particularly after the
financial panic of 1893, emerged as the nation's
majority party with the ushering in of the New
Deal. The transition from the Herbert Hoover ad-
ministration to the Franklin D. Roosevelt adminis-
tration also witnessed the appearance of a peace-
time activist central government in response to the
crisis brought on by the Great Depression.
HOOVER'S VULNERABILITIES
A successful mining engineer, Herbert Hoover
had made his reputation as a humanitarian when
Z78
ENCYCLOPEDIA OF THE GREAT DEPRESSION
ELECTION OF I 9 3 I
franklin D. Roosevelt (in car, left) and his running mate, John Nance Garner, campaign in Peekskill, New York, in August 1932.
Franklin Delano Roosevelt Library
he served as head of Belgian relief during World
War I, and later as food administrator for President
Woodrow Wilson after the United States entered
the war. At war's end, both major parties consid-
ered him a presidential prospect. Hoover identified
himself as a Republican and served as secretary of
commerce from 1921 to 1929 during the Warren
Harding and Calvin Coolidge administrations.
Hoover turned the Department of Commerce into
a force for rationalizing the nation's economy
through standardization and the elimination of
waste, as well as by the promotion of cooperative
activity among corporations, farmers, and trade as-
sociations.
Hoover's success as an administrator won him
the Republican presidential nomination and victory
over Alfred E. Smith in 1928 in a decade that valued
business acumen; yet, Hoover's earlier accomplish-
ments condemned him to criticism as president in
light of his inability to counter the economic col-
lapse. By the winter of 1932 to 1933, at least 25 per-
cent of the nation's workforce was unemployed.
The causes of the Depression were complex. Trade
was stifled by a high tariff system and other protec-
tionist mechanisms designed by European powers
in order to hoard gold and hard currencies and to
foster domestic employment. The Hawley-Smoot
tariff, signed by Hoover in 1930, further curbed in-
ENCYCLOPEDIA E THE GREAT DEPRESSION
279
ELECTION
F
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ternational trade. On the domestic front, expressed
in later (Keynesian) terms, the economy was crip-
pled by demand deficiency, indicating the inability
of consumers' income to absorb the output of in-
dustry. Once the Depression struck, a misguided
effort by the Hoover administration and the Federal
Reserve System to maintain the dollar based on its
gold value led to the final and most devastating
stage of the economic collapse — a massive defla-
tion that weakened a fragile banking system.
Revisionist historians and economists since the
1960s have attempted to credit Hoover with paving
the way for the interventionist state, but such a
view is debatable. Hoover's response to the domes-
tic Depression was circumscribed by his limited
view of the presidency, his opposition to intrusion
by the federal government in the economy, and his
insistence on community responsibility for the re-
lief of distress. As an example, the Reconstruction
Finance Corporation (RFC), legislated early in 1932,
limited its activities to loans made for self-
liquidating public works; designed to pump liquidi-
ty into the banking system, RFC lending absorbed
the soundest assets of banks, weakening their capi-
tal structures. When public revenues fell and defi-
cits grew during the 1931 to 1932 period, Hoover
and his treasury secretary, Ogden L. Mills, sought
cuts in expenditures and secured passage of the
1932 Revenue Act, which increased tax levels virtu-
ally to wartime rates, a move that had a negative
impact on both consumption and investment.
THE NOMINATION OF ROOSEVELT
Reelection to a second term as governor of New
York in 1930 put Franklin D. Roosevelt in the posi-
tion of front-runner for the Democratic Party nomi-
nation. He had established himself as a progressive,
and there was "magic" in the Roosevelt name. In
his quest for the nomination, Roosevelt put togeth-
er a political team made up of Louis M. Howe, a
one-time journalist who devoted much of his life to
securing the White House for Roosevelt, and James
A. Farley, an affable Catholic who could appeal to
the party's Smith faction. Farley's principal task was
recruiting delegates for the nomination, especially
in the western states, and managing the Roosevelt
fortunes at the Chicago nominating convention.
But there were obstacles en route to the nomi-
nation. Roosevelt had been crippled by polio, and
rumors circulated regarding his physical and men-
tal capacities. Party conservatives, led by the finan-
cier Bernard Baruch, viewed Roosevelt as a light-
weight, susceptible to control by radicals, a view
widely circulated by the newspaper columnist Wal-
ter Lippmann. A Roosevelt nomination was op-
posed as well by the Du Pont family of Delaware,
anti-statists who funded and controlled the party
machinery through the national chairman, John J.
Raskob, and its executive director, Jouett Shouse,
and feared federal intrusion into their business em-
pire.
In the early stages of the Chicago convention,
dark-horse hopefuls banded together in a stop-
Roosevelt coalition managed by Baruch. The Du
Pont group looked to Al Smith, who believed he
was entitled to a second chance at the White
House, and to Newton D. Baker, Woodrow Wil-
son's secretary of war. In addition, William Gibbs
McAdoo, Wilson's son-in-law and wartime admin-
istrator of the railroads, enjoyed considerable sup-
port in the Bible belt. The coalition's hopes depend-
ed on the two-thirds rule, which required that a
candidate receive a two-thirds proportion of dele-
gates to secure the nomination; the anti-Roosevelt
coalition believed that a stalemate would produce
a compromise (conservative) candidate, likely
Baker. These aspirations were dashed when McA-
doo abandoned the coalition, and John Nance Gar-
ner of Texas, speaker of the House of Representa-
tives, relinquished his favorite son status and
shifted that state's delegation to Roosevelt. Garner
was determined to avoid repetition of the 1924 con-
vention deadlock that nearly destroyed the party.
Roosevelt was nominated on the fourth ballot and
chose Garner as his running mate.
In his acceptance speech, Roosevelt pledged "a
new deal for the American people." The term ini-
tially signified a shift away from the party's domi-
nation by big businessmen in the 1920s and to-
wards farmers, labor, and small entrepreneurs. The
expression, popularized in the press, came to en-
compass Roosevelt's domestic program.
Z80
ENCYCLOPEDIA OF THE GREAT DEPRESSION
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THE CAMPAIGN
In the spring of 1932, Roosevelt had been per-
suaded by a long-time political adviser, Judge Sam-
uel I. Rosenman, that his experience as governor
had not prepared him or the Albany team for meet-
ing the Depression crisis. The result was recruit-
ment of the Brains Trust, headed by Raymond
Moley, a Columbia University political scientist.
Gifted at speech drafting, Moley proved capable as
well of assimilating memoranda on economic and
social issues. During the primary campaign, Roose-
velt and Moley collaborated in key addresses begin-
ning with the "forgotten man" speech, in which
they pointed to massive urban unemployment and
the impoverishment of rural Americans and
claimed that no nation could endure half boom,
half broke. In Saint Paul, Minnesota, they chal-
lenged party conservatives by affirming a "concert
of interests," or the interdependence of society's
components.
Catch-phrases and generalizations, while polit-
ically appealing, were no substitute for a substan-
tive program designed to tackle the Depression's
causes and consequences. Thus, the Moley memo-
randum of May 15, 1932, delineated a program re-
quiring expanded federal functions. Excess corpo-
rate profits, a result of improved machinery,
management, and labor productivity, needed to be
taxed and diverted to labor. A proposed public-
works relief package of $2.6 billion went well be-
yond Hoover's estimate of some $1.1 billion. Public
works would be funded in part by an emergency
budget, which Roosevelt later used as a fig leaf to
claim budget balance for ordinary expenditures.
Provision of unemployment and old-age insurance
would cushion the economy and individuals
against future downturns. Furthermore, the col-
lapse of security values, market manipulation by
pools, and the issuance of worthless paper required
the divorce of commercial banking from investment
banking and the regulation of securities issues and
exchanges.
Given the range of expertise involved in these
and other problems, Moley recruited two col-
leagues, Rexford Guy Tugwell and Adolf A. Berle,
Jr., to form the original Brains Trust. Tugwell, an ex-
pert in agrarian issues, entered the picture on the
basis of Roosevelt's conviction that the farm de-
pression of the 1920s left farmers unable to meet
their debts and thus unable to consume the output
of industry. Roosevelt was also aware that a perma-
nent Democratic Party majority required that the
depressed Midwest be persuaded to detach itself
from its traditional Republican Party moorings.
Tugwell urged the candidate to consider acreage
controls or the tailoring of farm output to meet
market demand. Once farmers voted for acreage al-
lotment, subvention would be provided by a tax
levied on processors, superseded later by direct
government payments. Berle, author of the classic
Modern Corporation and Private Property (1932), sug-
gested use of the credit of the United States to sal-
vage farm and urban mortgages, a principle soon
applied to the banking system. His main thesis, that
of business accountability, found expression in the
Commonwealth Club Speech, delivered by Roose-
velt in San Francisco during the campaign.
On September 12, 1932, one of history's most
formidable political campaigners boarded the Roo-
sevelt Special for a rail tour of the Midwest and Pa-
cific Coast states. Roosevelt's love of the hustings
and approbation of the crowds aside, the Demo-
cratic candidate wanted to demonstrate his physical
capacity for the nation's highest office. In the pro-
cess, he planned to enunciate a broad outline of his
plans for meeting the Depression and to offer hope
for the future. At a small Missouri town, a tiny el-
derly woman wearing a faded black dress, a bou-
quet of flowers in hand, pressed towards Roosevelt:
"Pound Hoover," she shouted as she presented her
gift, "Pound him hard!"
At Topeka, Kansas, based on the input of Tug-
well and Milburn L. Wilson, an agrarian economist,
Roosevelt proclaimed the need for a better eco-
nomic balance between rural and industrial in-
comes, which would require federal planning for
control of the farm surplus. At Portland, Oregon,
Roosevelt expressed approval of the development
of the public power potential of the nation's great
river valleys, a program favored by Republican pro-
gressives who had sought federal development of
Muscle Shoals, Alabama, a scheme Hoover had re-
jected because of his opposition to public owner-
ship of generating facilities and the sale of electrici-
ENCYCLOPEDIA E THE GREAT DEPRESSION
Z81
ELECTION
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ty in competition with private utilities. Roosevelt
also proposed the use of Muscle Shoals as a yard-
stick for measuring rates levied by holding compa-
nies, which he regarded as too high, and the regu-
lation of capital issues and interstate rates by the
Federal Power Commission. In time, he hoped, the
Tennessee Valley model would be applied to the
Columbia River Valley and other watershed areas.
Roosevelt's Commonwealth Club Address in
San Francisco constituted his most important state-
ment on business-government relations. Just as the
Declaration of Independence called for restraint on
the excesses of government, Roosevelt argued that
the time had arrived to impose similar restraints on
business. Private economic power, he asserted, had
become a public trust. This development necessi-
tated a new constitutional order consisting of a bet-
ter economic balance, better distribution of pur-
chasing power, restored wages, and the end of
unemployment. He hoped that business would put
its house in order; otherwise government would in-
tervene to attain these ends.
On October 19th in Pittsburgh, Ohio, Roose-
velt pledged, on the insistence of party conserva-
tives led by Baruch, to restore a balanced federal
budget. Fiscal prudence was widely regarded as
necessary to sustain business confidence in the pre-
Keynesian era. In reality, the Roosevelt peacetime
budgets were never balanced as a result of declining
revenues and the demands of relief and public
works.
The Hoover campaign proved ineffective; the
incumbent was unpopular, overworked, and a poor
public speaker. The president believed he was en-
gaged in a nonpartisan effort to salvage the Ameri-
can system, which, in his view, was embodied in
limited government, voluntarism, and freedom
from federal economic interference in the market-
place. In his August 11 speech accepting the nomi-
nation in Washington, D.C., Hoover expressed his
view that the Depression originated in Europe and
was beyond his control. He did not gloss over his
fundamental conviction that the powers of the fed-
eral government should be limited even during
times of Depression. He opposed "haphazard ex-
perimentation" or reliance on a state -directed so-
cial and economic system, which he equated with
tyranny.
At New York's Madison Square Garden on Oc-
tober 31, with defeat at the polls imminent, Hoover
claimed that his opponent's program would under-
mine the nation's basic institutions because it pro-
posed the enlargement of the federal bureaucracy,
which would extend its reach into every corner of
American society. Roosevelt, he believed, promised
a radical departure from the nation's foundations,
threatening suffocation of free speech and free en-
terprise. Short-term, Hoover underestimated the
depth and persistence of the Depression; long-
term, he warned of the potential excesses of a bu-
reaucratic welfare state.
THE ELECTION
Voters had a clear choice between two ap-
proaches for resolving the economic crisis. Hoover
preferred reliance on individual effort, buttressed
by private charities and local and state government.
Roosevelt pledged that the federal government
would assume responsibility for recovery and social
sustenance. On election day, November 8, 1932,
voters chose the latter option, expressing their ac-
ceptance of the interventionist state. Roosevelt won
472 electoral votes (42 states); Hoover won 59 elec-
toral votes (6 states). The popular vote for Roosevelt
was 22,809,638 (57.4%), for Hoover 15,758,901
(39.7%).
Roosevelt's sizable victory represented a sea
change in American politics, for Hoover had won
60.4 percent of the popular vote only four years ear-
lier. While Democratic candidates for the presiden-
cy could usually rely on the South, Alfred E. Smith's
unsuccessful effort in 1928 nevertheless brought
first-time immigrant, Catholic, and urban workers
into the fold. As a result, Roosevelt bested Hoover
in all but one of the nation's major urban centers,
establishing the basis for a long-term New Deal
majority. The farm depression cut into traditional
Republican majorities in the western states. Roose-
velt's buoyant personality also determined the final
outcome. Hoover's voting strength was concentrat-
ed in the New England states, a Republican bastion,
where he won 48.4 percent of the vote, and in the
middle Atlantic region, where he won 45.4 percent
of the vote. The Democratic Party won 310 seats in
the House of Representatives, as opposed to 117 for
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ENCYCLOPEDIA OF THE GREAT DEPRESSION
ELECTION
F
1 9 3 A
the Republicans and 5 for minority parties. The
Senate vote gave the Democrats a clear majority —
sixty Democratic seats to thirty-five Republican and
one Farmer-Laborite.
Third party hopefuls offered no effective chal-
lenge to the major party candidates, winning only
1,163,181 votes, or 3 percent of the total cast. The
largest proportion by far, 872,840 ballots, went to
Norman Thomas, the Socialist Party candidate.
Thomas was a minister and one-time settlement
house worker who exemplified the party's depar-
ture from its radical working-class origins. By 1932,
the Socialists depended for their support on intel-
lectuals, reform-minded ministers, well-educated
middle -class liberals, the Jewish leadership of the
major garment workers' unions, and a sprinkling of
auto workers. While vague on the issue of public
ownership of basic industries, Thomas ran on a
platform of massive federal funding for relief and
public works, old-age pensions and unemployment
insurance, government aid to farmers and home-
owners, and minimum wage legislation, a program
that was soon subsumed by the New Deal.
The Communist Party candidate, William Z.
Foster, secured only 103,000 votes, hardly more
than the Prohibition Party candidate. Riven by fac-
tionalism, unwilling to compromise with "social
fascists" (meaning democratic socialists and those
who held that capitalism was susceptible of re-
form), the Communist Party's chief support came
from foreign-born workers in New York City and
Chicago and exploited southern textile workers
seeking unionization of the mills. Foster's cam-
paign, based on the overthrow of capitalism as an
exploitative system, pictured Hoover and Roosevelt
as Tweedledum and Tweedledee. A centrist society
opted for capitalism's reform.
See Also: BRAIN(S) TRUST; GARNER, JOHN NANCE;
HOOVER, HERBERT; NEW DEAL; ROOSEVELT,
FRANKLIN D.
BIBLIOGRAPHY
Burner, David. Herbert Hoover: A Public Life. 1979.
Farley, James A. Behind the Ballots: The Personal History
of a Politician. 1938.
Fausold, Martin L. The Presidency of Herbert C. Hoover.
1985.
Freidel, Frank B. Franklin D. Roosevelt, Vol. 3: The Tri-
umph. 1956.
Meyers, William Starr, ed. The State Papers and Other
Public Writings of Herbert Hoover, Vol. 2: October 1,
1931, to March 4, 1933. 1934.
Moley, Raymond. After Seven Years. 1939.
Robinson, Edgar E. They Voted for Roosevelt: The Presiden-
tial Vote, 1932-1944. 1947.
Rollins, Alfred B., Jr. Roosevelt and Howe. 1962.
Rosen, Elliot A. Hoover, Roosevelt, and the Brains Trust:
From Depression to New Deal. 1977.
Rosenman, Samuel I, compiler. The Public Papers and Ad-
dresses of Franklin D. Roosevelt, Vol. 1: The Genesis of
the New Deal, 1928-1932. 1932.
Rosenman, Samuel I. Working with Roosevelt. 1952.
Shannon, David. The Socialist Party of America: A History.
1955.
Sternsher, Bernard. "The Emergence of the New Deal
Party System." Journal of Interdisciplinary History 8
(summer 1975): 127-150.
Tugwell, Rexford G. The Brains Trust. 1968.
Elliot A. Rosen
ELECTION OF 1934
The election of 1934 took place during the early
stages of the electoral realignment of the 1930s.
This basic change in national voting behavior
brought about the election of Franklin D. Roosevelt
in 1932 for the first of four times, Democratic con-
trol of the United States Congress, and the creation
of a Democratic majority or plurality in the elector-
ate. The "Roosevelt Revolution," to use Samuel Lu-
bell's term, ended a Republican-dominated era that
dated back to the 1890s.
The realignment process probably began in the
mid-term election of 1930, when the impact of the
Great Depression first began to influence the politi-
cal process. In that election Democrats gained con-
trol of the House of Representatives for the first
time since the election of 1916. In the Senate, where
only one-third of the membership was up for elec-
tion, Republicans maintained the thinnest of mar-
gins for one more Congress despite the election of
eight new Democrats. It was the first of a series of
ENCYCLOPEDIA OF THE GREAT DEPRESSION
283
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Democratic victories that established Democratic
control of both houses of the United States Con-
gress with only a few exceptions until the final dec-
ades of the twentieth century. In his first election,
in 1932, Franklin D. Roosevelt defeated the incum-
bent President Herbert Hoover with 57.4 percent of
the popular vote, and the Democrats won substan-
tial majorities in the House of Representatives and
the Senate. Probably any one of the leading Demo-
cratic candidates for the nomination in 1932 could
have defeated Hoover, given the severity of the
economic collapse, so it is not clear that a Demo-
cratic realignment had in fact occurred at that point.
As the authors of The American Voter have suggest-
ed, if Roosevelt and the New Deal program had
failed to win the support of a substantial portion of
the electorate by the mid-1930s, voter behavior
could have reverted to the voting patterns of the
1920s (Campbell et al. 1960). In other words, a per-
manent realignment of the electorate depended
upon the success of Roosevelt's administration and
a series of Democratic victories to persuade voters
to repeatedly vote Democratic and begin to think of
themselves as Democrats.
Much depended, then, upon the success of
Roosevelt's New Deal. Beginning immediately
upon his inauguration, Roosevelt led the Congress
in the enactment of an unprecedented flood of leg-
islation to deal with the Depression. This list in-
cluded the Emergency Banking Act, the Agricultur-
al Adjustment Act, the Civilian Conservation Corps
Reforestration Act, the act that created the Tennes-
see Valley Authority, the National Industrial Recov-
ery Act, and the Federal Emergency Relief Act. At
its close, precisely one hundred days after it first
met, the first Roosevelt Congress had enacted more
important legislation in a shorter time period than
any Congress in U. S. history.
The election of 1934 was the first national elec-
tion held after the passage of the legislation of the
hundred days. It was and still is a rule of U. S. poli-
tics that the party that won the previous presiden-
tial election should expect to lose congressional
seats in the following mid-term election, but in
1934 the Democratic Party substantially increased
its majority in both the House of Representatives
and the Senate. In the Congress elected in 1934,
Democrats added to their already overwhelming
majority in the Senate with a net increase of nine
seats. Republicans actually lost ten seats — nine to
the Democrats and one to Wisconsin Senator Rob-
ert M. LaFollette, Jr., who, along with his brother
Philip LaFollette, broke with the Republican orga-
nization to form the Progressive Party. Thus the
party distribution in the Senate when the 75th Con-
gress met in 1935 was sixty-nine Democrats, twen-
ty-five Republicans and one Progressive.
Democratic victories in the Senate were fo-
cused in the Northeast (Connecticut, New Jersey,
Pennsylvania, and Rhode Island), the Midwest (In-
diana and Ohio) and the border states (Maryland,
Missouri, and West Virginia). Many of the new
Senate Democrats elected in 1934 were northern
liberals eager to add their support to Roosevelt and
the New Deal, including Joseph F. Guffey, the first
Democrat from Pennsylvania to serve in the Senate
since 1881. Guffey would become a loyal New
Dealer and the cosponsor of the Guffey-Snyder Bi-
tuminous Coal Conservation Act of 1935, one of
several New Deal laws struck down by the Supreme
Court in 1936. The group also included Missouri
Senator Harry S. Truman, who would become vice
president in 1944 and president upon the death of
Roosevelt in 1945.
Results of the election of 1934 in the House of
Representatives were similar. In the 75th House,
Democrats had a majority of 319 seats. The Repub-
licans controlled 103 seats, and there were three
members of the Minnesota Farmer-Labor Party and
seven Wisconsin Progressives. This total represent-
ed a net Democratic increase of eight seats. The pri-
mary source of new seats was Pennsylvania, where
the number of Democratic seats increased by
twelve. Excluding changes resulting from vacant
seats, Democrats also gained two seats in Califor-
nia, Connecticut, Illinois, and Massachusetts, and
one in Wyoming. Again excluding vacancies, Re-
publicans picked up five seats in Michigan and one
seat in Delaware, Indiana, Kentucky, Missouri, Ne-
braska, and Oregon. The Republicans also won two
seats in 1934 from the Farmer-Labor Party in Min-
nesota, but in Wisconsin the Progressive Party cap-
tured House seats from both major parties — five
from the Republicans and two from the Democrats.
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ENCYCLOPEDIA OF THE GREAT DEPRESSION
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With a few exceptions, Democratic gains in 1934
were concentrated in the states with large urban
populations, and most losses (except those in Mich-
igan) were in more rural, less populated states.
In the gubernatorial elections Democratic can-
didates won elections from Republicans in four
states (Nevada, North Dakota, Oregon, and Penn-
sylvania), but lost three states to the Republicans
(Maryland, Michigan and New Jersey). In Wiscon-
sin the Democratic incumbent lost to Philip LaFol-
lette, who, having lost a bid for re-election in the
1932 Republican primary, won on the Progressive
ticket. The only other successful third-party candi-
date for governor in 1934 was incumbent governor
Floyd B. Olson, the Farmer-Labor candidate, who
was re-elected in Minnesota. In California, Upton
Sinclair, the author of The Jungle and a lifelong so-
cialist, also attracted much attention by winning the
1934 Democratic gubernatorial primary on a pro-
gram he called End Poverty in California. Sinclair's
views were far to the left of those of both President
Roosevelt and the California Democratic organiza-
tion; failing to get their support, Sinclair lost deci-
sively to a Republican. Even though the gubernato-
rial election returns in 1934 could be described as
a draw, after the election Democratic governors
controlled the state houses of thirty-eight of the
forty-eight states and the Republicans controlled
only eight.
Many New Deal Democrats concluded from
the election results that the voting public had re-
soundingly endorsed the leadership of President
Roosevelt and the legislation of early New Deal.
Harry Hopkins, one of the leading figures in the
Roosevelt administration, summed up the reaction
of many New Dealers with his often quoted obser-
vation: "Boys — this is our hour. We've got to get
everything we want — a works program, social se-
curity, wages and hours, everything — now or
never" (Leuchtenburg 1963, p. 117). Most of Hop-
kins's expectations were realized as the 75th Con-
gress in 1935 enacted some of the New Deal's most
significant laws, including the Social Security Act,
the National Labor Relations Act, and the Emer-
gency Relief Appropriation Act.
The election of 1934 was a milestone in the
voter realignment of the 1930s. Those who voted
Democratic in 1934 and in the other elections of the
decade were predominantly new voters concentrat-
ed in urban, industrial areas. These new Democrats
were largely working-class, low-income voters —
many of them first- or second-generation immi-
grants, in many cases Catholics and Jews from
southern and eastern Europe. They were among
those who suffered most from the unemployment
of the 1930s, and they constituted a major source of
support that made the Roosevelt Revolution possi-
ble.
See Also: DEMOCRATIC PARTY; END POVERTY IN
CALIFORNIA (EPIC); LA FOLLETTE, PHILIP; LA
FOLLETTE, ROBERT M, JR.; MINNESOTA
FARMER-LABOR PARTY; OLSON, FLOYD B.;
REPUBLICAN PARTY; SINCLAIR, UPTON;
WISCONSIN PROGRESSIVE PARTY.
BIBLIOGRAPHY
Andersen, Kristi. The Creation of a Democratic Majority,
1928-1936. 1979.
Burns, James MacGregor. Roosevelt: The Lion and the Tox.
1956.
Campbell, Angus; Philip E. Converse; Warren E. Miller;
and Donald E. Stokes. The American Voter. 1960.
Clubb, Jerome M.; William H. Flanigan; and Nancy H.
Zingale. Partisan Realignment: Voters, Parties and
Government in American History. 1980.
Congressional Quarterly, Guide to U.S. Elections, 1975.
Kennedy, David M. Preedom from Fear: The American Peo-
ple in Depression and War, 1929-1945. 1999.
Ladd, Everett C, Jr., and Charles D. Hadley. Transforma-
tion of the American Party System: Political Coalitions
from the New Deal to the 1970s. 1978.
Leuchtenburg, William E. Franklin D. Roosevelt and the
New Deal, 1932-1940. 1963.
Lubell, Samuel. The Future of American Politics. 1951.
Sundquist, James L. Dynamics of the Party System: Align-
ment and Realignment of Political Parties in the United
States. 1973.
Howard W. Allen
ELECTION OF 1936
The crushing defeat by Democratic President
Franklin D. Roosevelt of his Republican challenger
ENCYCLOPEDIA E THE GREAT DEPRESSION
285
ELECTION E 1936
Banners flew in support of Roosevelt and Garner in Hardwick, Vermont, in September 1936. Library of Congress, Prints &
Photographs Division, FSA/OWI Collection
Alfred M. Landon in the presidential election of
1936 was a watershed in American politics. In polit-
ical terms, it brought together northern wagework-
ers and southern racial conservatives in an uneasy
coalition that was to provide a relatively stable elec-
toral base for the Democratic Party until the 1960s,
when disagreements over civil rights, social welfare,
and the control of organized labor could no longer
be kept off the national agenda. In ideological
terms, the election amounted to a referendum on
whether the new interventionist welfare state
should replace the laissez-faire state that had domi-
nated politics since the early twentieth century. In
class terms, the Democratic and Republican parties
were more sharply divided on economic and social
issues than ever before (with the possible exception
of 1896) and the struggle between the parties was
often couched in the rhetoric of class conflict, a
struggle between the wealthier classes and those
seeking a more just and equitable share of Ameri-
can economic wealth and power.
ROOSEVELT AND THE NEW DEAL
COALITION
By November 1936, the New Deal had reached
its high point. Important reform measures had been
enacted into law, including such landmark legisla-
tion as the Agricultural Adjustment Act (1933), the
National Industrial Recovery Act (1933), the Securi-
ties Exchange Act (1934), the Banking Act (1935),
the Social Security Act (1935), and the National
Labor Relations Act (1935). While economic recov-
ery would prove elusive until the early 1940s, by the
fall of 1936 Roosevelt could point to the fact that
nearly six million jobs had been created, industrial
output had doubled, corporate profitability had
risen from a $2 billion deficit in 1933 to a $5 billion
surplus in 1936, and New Deal agencies were well
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ENCYCLOPEDIA OF THE GREAT DEPRESSION
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on the way to providing relief and assistance to the
forty-five million people (35 percent of the popula-
tion) they were to aid by the end of the decade.
While scholarly debate has raged about the
purposes and achievements of the New Deal, the
American people perceived it as having alleviated
the worst effects of the Depression. Roosevelt's
popularity soared and people saw him as a strong
and compassionate leader, one who genuinely
cared about their welfare and one who had at-
tempted to democratize government by employing
racial, ethnic, and religious minorities in unprece-
dented numbers. Most importantly, Roosevelt was
seen as the defender of the common person against
the selfish and atavistic business community that
seemed intent on destroying the New Deal's at-
tempts to help the poor and marginalized.
Though Roosevelt had come to power in March
1933 with broad popular support and had attempt-
ed to forge an alliance that transcended class
boundaries, by mid-1936 the administration had
abandoned its conciliatory approach to business
and adopted a more anti-business, pro-labor orien-
tation intended to redistribute wealth and power to
those outside the mainstream of the American
power structure. The disaffection of business lead-
ers with the president began with unease over their
lack of power within the National Recovery Admin-
istration (NRA) early in Roosevelt's first term, and
it continued to escalate as Roosevelt rhetorically
pushed "soak-the-rich" taxation, public utilities re-
form, and social security legislation. The split be-
tween Roosevelt and business became an un-
bridgeable chasm after the labor unrest of 1935 and
the passage of the National Labor Relations Act
(also known as the Wagner Act). The Wagner Act
was particularly odious to business because it pro-
vided workers with the means of compelling em-
ployers to recognize unions that had won represen-
tative elections and it outlawed company unions
and a number of other unfair labor practices.
By the 1936 election, therefore, most business
leaders were firmly committed to a Republican vic-
tory and provided up to 80 percent of the $8.8 mil-
lion that Republicans spent on the campaign.
Prominent business people also supported a variety
of anti-New Deal organizations, with the du Pont,
Pitcairn, Morgan, Rockefeller, and Hutton groups
providing 90 percent of their funding. The du Pont
family alone provided 25 percent of the funding for
the most prominent anti-Roosevelt organization,
the American Liberty League. Business also funded
the attempts of dissident conservative Democrats,
who formed the National Jefferson Democrats in
August 1936, to unseat Roosevelt.
Roosevelt wished to take full electoral advan-
tage of these class antagonisms, and his campaign
staff was directed to focus attention on symbols of
corporate wealth and privilege rather than the Re-
publican Party itself. Roosevelt mentioned the
Democratic Party by name no more than three
times throughout the campaign, and he supported
progressive candidates such as Senator George
Norris of Nebraska even when it meant supporting
Republicans over Democrats. In campaign speech-
es across the nation, Roosevelt trumpeted the
achievements of the New Deal and denounced the
shortsighted and self-seeking "economic royalists"
in big business, banking, and Republican-owned
newspapers, who had changed the American econ-
omy into "privileged enterprise not free enter-
prise." Roosevelt's rhetoric indicated that he was
willing to use the power of the federal government
to protect ordinary Americans against the "eco-
nomic tyranny" of wealthy business leaders.
As part of his winning electoral strategy, Roo-
sevelt institutionalized the "New Deal coalition"
that had begun to emerge as early as 1928. By the
presidential election of 1936, the Democratic
Party's electoral base rested largely upon the sup-
port of the "Solid" South, northern cities, immi-
grants, African Americans, ethnic and non-
Protestant religious groups, women, working peo-
ple, and organized labor. The shift in African-
American allegiance from the Republicans to the
Democrats was particularly significant because
their migration from the South had increased their
political power in northern cities. The move of or-
ganized labor into the Democratic camp was also
momentous. Previously constrained by a hostile
state and conservative craft leadership, the dynamic
and militant leaders of the new industrial unions
had presided over dramatic increases in union
membership. They were eager to protect their hard
ENCYCLOPEDIA E THE GREAT DEPRESSION
287
ELECTION
F
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won gains (particularly the Wagner Act) and thus
became a crucial source of votes, campaign work-
ers, and finance. Given the hostility of business,
union campaign contributions were decisive and it
has been estimated that organized labor provided
more than $800,000 to Roosevelt's reelection, near-
ly 16 percent of total Democratic campaign expen-
ditures. Indeed, in 1936 the Democrats received
most of their campaign contributions from the
same place as their votes, namely, the emerging
New Deal coalition.
ALF LANDON AND THE REPUBLICAN
CHALLENGE
The man given the unenviable task of trying to
unseat President Franklin D. Roosevelt in 1936 was
Alfred Mossman Landon, the forty-eight year old
Republican governor of Kansas. Having narrowly
won the gubernatorial election in 1932, he was the
only Republican governor in the nation to win re-
election in 1934, a fact that immediately propelled
him into the race for the Republican nomination for
the presidency. With the newspapers of publisher
William Randolph Hearst giving him national ex-
posure, Landon had little difficulty in securing the
nomination at the Republican National Convention
in Cleveland, Ohio, in June 1936, and he immedi-
ately named conservative Chicago publisher Frank
Knox as his running mate.
Landon's political and economic views were
less conservative than the majority in his own party.
As governor, he had attempted to maintain bal-
anced budgets while also recognizing the impor-
tance to his state of the federal money pouring in
through various New Deal programs, and he had
spoken in favorable terms about the general pur-
poses of the New Deal. But Landon's strategic di-
lemma was how to avoid alienating supporters of
the New Deal while also projecting a sharply fo-
cused identity that distinguished him from Roose-
velt in the eyes of the electorate. Republicans
thought he would win votes in the farm states of
the Midwest and hoped that his unpretentious
down-home style would appeal to voters disillu-
sioned with the urbane sophistication of Roosevelt.
At the outset of the campaign, Landon empha-
sized his more liberal qualities despite the ferocious
attack launched by the Republican right on the
New Deal. But as the campaign progressed, Lan-
don showed that there were limits to his liberalism.
His campaign speeches raised the terrifying specter
of government intrusion into private life and at-
tacked the "communistic" drift of the Roosevelt ad-
ministration. By October 1936, as opinion polls
showed Roosevelt gaining a significant lead (with
the exception of the infamous Literary Digest poll
that predicted a Landon landslide), Landon's at-
tacks on the New Deal became increasingly ex-
treme. However, by then it had became clear that
Landon's only hope of victory was if third parties
could attract votes away from the president.
POLITICAL ALTERNATIVES TO ROOSEVELT
ON THE LEFT AND RIGHT
The success of the New Deal in ameliorating
the worst effects of the capitalist system without
destroying it had undermined support for parties of
the left and right who might have expected a politi-
cal windfall given the economic and social crisis
generated by the Depression. The Communist
Party, whose membership grew from seven thou-
sand in 1930 to nearly 100,000 in 1939, developed
strong grassroots support during its principled
struggles for southern textile workers, Appalachian
mineworkers, and civil rights, as well as through
the party's involvement in union organizing. But its
electoral impact was minimal due to internal doctri-
nal disputes, high membership turnover, and the
Popular Front strategy adopted in 1936, which
urged support for liberal and social democratic par-
ties against the menace of fascism. The Socialist
Party fared even worse, with membership collaps-
ing to only 6,500 in 1937 from a high of around
twenty thousand in 1931, and the party's appeal
was muted by ideological disputes, lack of a work-
ing-class base, and its electoral opposition to Roo-
sevelt. Both parties found that leftist political con-
victions merged easily with the policies and
programs of the New Deal, and radicals discovered
by 1936 that some of their ideological commitments
could be represented in the new Democratic Party
coalition.
Opposition from new domestic demagogues
was a far more potent electoral force than were the
traditional parties of the left in 1936, and the Roose-
ENCYCLOPEDIA OF THE GREAT DEPRESSION
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velt campaign was deeply concerned about the
populist appeal of demagogues, such as radio priest
Father Charles Coughlin, pension movement lead-
er Francis Townsend, and "Share the Wealth" lead-
er Reverend Gerald L. K. Smith, who had assumed
leadership of the organization following the assas-
sination of Senator Huey Long of Louisiana in Sep-
tember 1935. In June 1936, these forces came to-
gether to form the Union Party, which nominated
Representative William E. Lemke of North Dakota
for the presidency. Despite the Union Party's os-
tensibly progressive and populist leanings, liberals
sensed its conservative proclivities and many voters
were repelled by the party's growing anti-Semitism
and its vitriolic personal attacks on Roosevelt. Ulti-
mately, the demagogues were unable to counteract
the enormous loyalty Roosevelt engendered among
ordinary voters who had benefited from the New
Deal.
ELECTION RESULTS
Roosevelt's campaign manager Jim Farley had
predicted that Roosevelt would win every state on
November 3 except for Maine and Vermont. What
initially appeared a wildly optimistic prediction
turned out to be uncannily accurate. Turnout was
high as 83 percent of eligible voters (around forty-
six million Americans) cast a ballot, with Roosevelt
receiving 27,751,841 votes compared to Landon's
16,679,491. Roosevelt received 60.8 percent of the
popular vote and the plurality (11,072,350) was the
largest in presidential election history. This gave
Roosevelt the largest victory in the electoral college
(523 to 8) since James Monroe's unopposed reelec-
tion in 1820. The results were equally convincing in
the congressional elections, where Democrats won
large majorities in the Senate (75-16) and the
House of Representatives (331-88). The third-party
threat failed to materialize as Union Party candi-
date William Lemke received only 892,763 votes (2
percent of the vote), Socialist candidate Norman
Thomas won 187,342 votes (0.4 percent of the vote,
down from the 2.2 percent he received in 1932), and
Communist Party candidate Earl Browder won only
80,000 votes.
Furthermore, Roosevelt won 76 percent of
lower income voters (but only 42 percent of upper
income voters), 81 percent of unskilled laborers, 80
percent of union members, 84 percent of relief re-
cipients, 76 percent of northern African Americans,
between 70 and 81 percent of Catholics, and 86 per-
cent of the Jewish vote. Roosevelt ran well in the
South and West, but for the first time the northern
cities emerged as the real power brokers in the
Democratic Party. Roosevelt won 104 of America's
cities with populations of 100,000 or more; Landon
won two. The results have been heralded as one of
the most striking examples of critical realignment in
the twentieth century, a seismic shift in voting pat-
terns that redefined the basis of political loyalties
for a generation. Debate has raged, however, about
whether the results signify that the Democrats were
able to convert large numbers of voters from the
Republican Party or rather that the Democrats were
able to mobilize many first-time voters, particularly
in immigrant communities. Whatever the outcome
of such debates, there can be little doubt that the
1936 presidential election was a pivotal moment in
American political history, marking one of the few
occasions when a coalition of minorities normally
outside the American power structure was able to
exert a significant influence on the political process.
See Also: COMMUNIST PARTY; GARNER, JOHN
NANCE; LANDON, ALFRED M.; NEW DEAL;
ROOSEVELT, FRANKLIN D.; SOCIALIST PARTY;
UNION PARTY.
BIBLIOGRAPHY
Badger, Anthony J. The New Deal: The Depression Years,
1933-1940. 1989.
Brinkley, Alan. Voices of Protest: Huey Long, Tather
Coughlin, and the Great Depression. 1982.
Clubb, Jerome M.; William H. Flanigan; and Nancy H.
Zingale. Partisan Realignment: Voters, Parties, and
Government in American History. 1980.
Domhoff, G. William. "The Wagner Act and Theories of
the State: A New Analysis Based on Class-Segment
Theory." Political Power and Social Theory 6 (1987):
159-185.
Ladd, Everett Carl, and Charles D. Hadley. Transforma-
tions of the American Party System: Political Coalition
from the New Deal to the 1970s, 2nd edition. 1978.
Leuchtenburg, William E. The FDR Years: On Roosevelt
and His Legacy. 1995.
Leuchtenburg, William E. Franklin D. Roosevelt and the
New Deal, 1932-1940. 1963.
ENCYCLOPEDIA E THE GREAT DEPRESSION
289
ELECTION
F
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McCoy, Donald R. Landon of Kansas. 1966.
Manza, Jeff. "Political Sociological Models in the U.S.
New Deal." Annual Review of Sociology 26 (2000):
297-322.
Nardulli, Peter F. "The Concept of a Critical Realign-
ment, Electoral Behavior, and Political Change."
American Political Science Review 89 (1995): 10-22.
Nie, Norman; Sidney Verba; and John R. Petrocik. The
Changing American Voter. 1979.
Swenson, Peter. "Arranged Alliance: Business Interests
in the New Deal." Politics and Society 25 (1997):
66-116.
Wald, Kenneth D. Religion and Politics in the United States,
3rd edition. 1997.
Webber, Michael J. New Deal Fats Cats: Business, Labor,
and Campaign Finance in the 1936 Presidential Elec-
tion. 2000.
Wolfskill, George. The Revolt of the Conservatives: A Histo-
ry of the American Liberty League, 1934-1940. 1962.
Zieger, Robert H. American Workers, American Unions,
2nd edition. 1994.
Michael J. Webber
ELECTION OF 1938
In the 1938 congressional primaries, President
Franklin D. Roosevelt sought party realignment
along ideological lines by advocating the defeat of
selected conservative Democratic senators and rep-
resentatives. His efforts largely failed, as conserva-
tives gained strength in Congress in the 1938 elec-
tion.
In 1936 President Roosevelt had won a second
presidential term by a landslide and had helped the
Democrats widen their overwhelming congressio-
nal majorities. He interpreted the outcome as a
mandate to complete his New Deal reform pack-
age. In his January 1937 inaugural address, he had
urged Congress to adopt more comprehensive New
Deal programs for "ill-housed, ill-clad, ill-
nourished" Americans.
The Roosevelt administration entered the 1938
election campaign on the defensive. During the
75th Congress, conservative Democrats had
aligned with Republicans to prevent Roosevelt from
attaining his New Deal reform programs. The con-
servative coalition, which protested the expansion
of federal power and especially executive authority,
had rejected Roosevelt's U. S. Supreme Court and
executive reorganization plans and had stalled
other New Deal reform measures. The economic
recession of 1937 and 1938 had weakened Roose-
velt's position further and made his New Deal pro-
grams more vulnerable to attack. Democrats were
expected to lose congressional seats as presidential
parties had done in every off-year election since the
Civil War except 1902 and 1934.
ROOSEVELT ANNOUNCES PARTY
REALIGNMENT PLANS
President Roosevelt denounced the conserva-
tive coalition tactics as undemocratic and intolera-
ble. He considered the 1938 primaries an oppor-
tune time to remove anti-New Deal Democrats
from the party and bring conservatives in line with
the party's national platform. In a June 1938 fireside
chat, Roosevelt publicly announced his intentions
to campaign for liberals in selected Democratic
congressional primaries and inform Americans
about which candidates supported his New Deal
programs. He backed twenty-one of the thirty-one
Democratic senators seeking reelection. The presi-
dent, who complained that the 75th Congress had
not fulfilled his party's "uncompromisingly liberal"
1936 platform, pictured the primaries and elections
as ideological contests between New Deal liberals
and anti-New Deal conservatives. As Democratic
party leader, he declared, "I feel that I have every
right to speak in those few instances where there
may be a clear issue between candidates for a Dem-
ocratic nomination involving those principles, or
involving a clear misuse of my name." Roosevelt's
realignment strategy encountered several prob-
lems. Besides belatedly launching his party realign-
ment effort, Roosevelt did not define what he
meant by a conservative or indicate what specific
strategy he would utilize. White House assistants
Tom Corcoran, Harold Ickes, and Harry Hopkins
supported the president's tactics, but other advisors
dissented. Newspapers accused Roosevelt of at-
tempting to purge conservative Democrats. The
president did not organize his strategy well, adopt-
ing various tactics as he zigzagged across the nation
by train.
290
ENCYCLOPEDIA OF THE GREAT DEPRESSION
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Roosevelt targeted for defeat ten conservative
Democratic senators: Alva Adams of Colorado,
George Berry of Tennessee, Bennett Champ Clark
of Missouri, Walter George of Georgia, Guy Gillette
of Iowa, Augustus Lonergan of Connecticut, Pat
McCarran of Nevada, Ellison Smith of South Caro-
lina, Millard Tydings of Maryland, and Frederick
Van Nuys of Indiana. Political leaders quickly con-
vinced Roosevelt that four of the targeted candi-
dates could not be removed. The president did not,
therefore, intervene in the primaries involving
Adams, Clark, Lonergan, or McCarran, all of whom
won party renomination. Several New Deal Demo-
crats endorsed by President Roosevelt triumphed in
primaries. Congressman Lister Hill defeated segre-
gationist J. Thomas Heflin in Alabama, while Sena-
tor Claude Pepper withstood conservative chal-
lenger J. Mark Wilcox in Florida. Senate majority
leader Alben Barkley outpolled conservative gover-
nor Happy Chandler in Kentucky. Senators Hattie
Caraway of Arkansas, Robert Bulkley of Ohio, and
Elmer Thomas of Oklahoma and Representative
Lyndon Johnson of Texas also won their primaries.
The president campaigned against New York repre-
sentative John O'Connor, helping James Fay oust
the conservative House Rules Committee chair-
THE 1938 PRIMARIES AND ELECTION
Roosevelt's party realignment efforts, however,
suffered setbacks in key midwestern and western
Senate primaries. The Roosevelt administration
campaigned in Iowa for liberal congressman Otha
Wearin against incumbent Guy Gillette, who had
opposed the president's court plan. Gillette, solidly
backed by the state party organization, easily with-
stood Wearin's challenge. The Indiana Democratic
party organization could not find a New Dealer to
unseat the moderate Van Nuys. Conservative con-
gressman D. Worth Clark benefited from Republi-
can crossover votes to upset Senator James Pope in
the Idaho primary.
The most critical setbacks for Roosevelt came in
southern Senate primaries, where Roosevelt had
intervened most directly, speaking on behalf of
lesser known liberal Democrats against conserva-
tive incumbents George of Georgia, Smith of South
Carolina, and Tydings of Maryland. At a Democrat-
ic meeting in Barnesville, Georgia, Roosevelt
backed youthful attorney Lawrence Camp against
George. George, however, nearly doubled Camp's
vote total in a three-way primary. In Greenville,
South Carolina, the president endorsed Governor
Olin Johnston against agriculture committee chair-
man Smith. Smith, a states' rights segregationist
and senator since 1909, won his primary, in part be-
cause of reaction against Roosevelt's intervention.
Roosevelt stumped Maryland for two days in sup-
port of Representative David Lewis, who was run-
ning against Tydings. Tydings, nonetheless, easily
prevailed in the primary. In the House, liberal
Maury Maverick of Texas was unseated and House
rules committee conservative Howard Smith of Vir-
ginia handily won renomination.
Roosevelt launched his party realignment strat-
egy too late for it to be effective and he damaged
his prestige with his impulsive effort. Ten of the
twenty-five Democratic Senate candidates with
prior voting records on national legislation were
conservatives, showing Roosevelt's vulnerability.
The president did not plan his strategy well, varied
his tactics too much from state to state, and relied
too heavily on often divided state party organiza-
tions. The American electorate disapproved of in-
terference by federal officials in state politics and
prevented the personally popular Roosevelt from
realigning the political parties ideologically. The
primaries stiffened conservative resistance and in-
tensified the liberal- conservative split within his
party. Roosevelt did not attempt again to develop
a strong liberal party.
That November the Democrats retained sixty-
nine seats and controlled over two-thirds of the
Senate. Lonergan was the lone conservative Demo-
crat to lose. The Republicans kept all their Senate
incumbents and gained eight Senate seats, six of
them replacing New Deal Democrats. Robert Taft
unseated Bulkley in Ohio and quickly emerged as
a Republican leader. The president thus faced a
Senate that included twenty-three Republicans and
twenty to thirty anti-New Deal Democrats. Al-
though the Democrats maintained a comfortable
majority in the House, holding 260 seats, the New
Deal coalition was crippled, as public opinion shift -
ENCYCLOPEDIA E THE GREAT DEPRESSION
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ELECTION
F
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ed in a more conservative direction. The seventy
defeated House Democrats were mostly liberals
from industrial northeastern and midwestern
states. Most anti-New Deal Democrats won reelec-
tion. Around eighty Democrats held at least strong
reservations about New Deal reform programs. The
Republicans gained eighty House seats, nearly dou-
bling their strength from eighty-nine to 169, with
thirteen governorships. Liberal governors Philip
LaFollette of Wisconsin, Frank Murphy of Michi-
gan, Elmer Benson of Minnesota, and George Earle
of Pennsylvania lost reelection bids, while Republi-
cans John Bricker of Ohio, Leverett Saltonstall of
Massachusetts, and Harold Stassen of Minnesota
won governorships. In Roosevelt's home state of
New York, Thomas Dewey attracted national atten-
tion by nearly defeating incumbent Governor Her-
bert Lehman.
THE DRIVE FOR POLITICAL REFORM
Irregularities in three 1938 senatorial cam-
paigns provoked the Hatch Act of 1939, regulating
the political involvement of federal employees in
primaries and elections. Several New Deal liberals
who were either seeking renomination or attempt-
ing to unseat conservative incumbents were ac-
cused of manipulating the Works Progress Admin-
istration (WPA) to enhance their electoral
prospects. In the Kentucky primary, WPA authori-
ties had solicited $24,000 in contributions from
WPA employees to help Barkley defeat Chandler.
Party officials had raised these funds directly, with
WPA personnel being canvassed to ascertain their
political affiliations. In neighboring Tennessee,
WPA administrators had requested numerous do-
nations from WPA workers to help insure the tri-
umph of New Dealer Thomas Stewart over Berry in
the primary. Democratic senatorial aspirants had
benefited from political malpractices in the Novem-
ber election against Republican candidates. The
Pennsylvania WPA director had manipulated WPA
finances in an unsuccessful attempt to help Gover-
nor Earle unseat incumbent James Davis. Besides
selling tickets to WPA workers at party gatherings,
WPA administrators had ordered many Republican
employees to change their registration to Demo-
cratic.
Disclosures from the Senate campaign expen-
ditures committee in January 1939 intensified the
drive for reform. The committee, led by Democrat
Morris Sheppard of Texas, upheld accusations that
WPA officials diverted relief funds for political pur-
poses in Kentucky, Tennessee, and Pennsylvania.
They spiked similar allegations concerning con-
gressional races in Indiana, Maryland, Missouri,
New Jersey, New York, and Ohio. The Committee
recommended legislation prohibiting government
officials from either soliciting or receiving contribu-
tions from WPA workers and other federal employ-
ees. The Hatch Act of 1939 banned the assessment
or solicitation of funds from WPA employees or re-
moval of any personnel because of refusal to
change political affiliation. Federal officials and
workers were prevented from using their positions
to interfere in presidential or congressional prima-
ries or elections.
Following the 1938 election, the conservative
coalition controlled both the Senate and the House.
Conservative Democrats aligned with Republicans
to stymie any Roosevelt initiatives and to search for
ways to reduce New Deal programs. In 1939, Con-
gress slashed WPA appropriations, authorized an
investigation of the National Labor Relations
Board, and rejected self-liquidating projects and
housing bills. The failure of party realignment di-
minished Roosevelt's personal power because he
was serving the final two years of what most Amer-
icans expected to be his last presidential term. Roo-
sevelt denied that the election was a rejection of his
domestic reform program, but the New Deal re-
mained on the defensive in Congress.
See Also: CONSERVATIVE COALITION; FIRESIDE
CHATS; PEPPER, CLAUDE; ROOSEVELT,
FRANKLIN D.
BIBLIOGRAPHY
Allswang, lohn M. The New Deal and American Politics: A
Study in Political Change. 1978.
Burns, lames MacGregor. Roosevelt: The Lion and the Fox.
1956.
Davis, Kenneth M. FDR, Into the Storm, 1937-1940: A
History. 1993.
Hopper, lohn E., "Lhe Purge: Franklin D. Roosevelt and
the 1938 Democratic Nominations." Ph.D. diss.,
University of Chicago, 1966.
29Z
ENCYCLOPEDIA OF THE GREAT DEPRESSION
[LECTION
F
I 9 t
Kennedy, David M. Freedom from Fear: The American Peo-
ple in Depression and War, 1929-1945. 1999.
Leuchtenburg, William E. Franklin D. Roosevelt and the
New Deal, 1932-1940. 1963.
Mulder, Ronald A. The Insurgent Progressives in the United
States Senate and the New Deal, 1933-1939. 1979.
Patterson, James T. Congressional Conservatism and the
New Deal: The Growth of the Conservative Coalition in
Congress, 1933-1939. 1967.
Patterson, James T. "The Failure of Party Realignment in
the South, 1937-1939." Journal of Politics 27 (August
1965): 602-617.
Plesur, Milton, "The Republican Comeback of 1938." Re-
view of Politics 24 (1962): 525-562.
Polenberg, Richard, "Franklin Roosevelt and the Purge
of John O'Connor: The Impact of Urban Change on
Political Parties." New York History 49 (1968):
306-326.
Porter, David L. Congress and the Waning of the New Deal.
(1980).
Price, Charles M., and Joseph Boskin. "The Roosevelt
Purge: A Reappraisal." Journal of Politics 26 (1966):
660-670.
Savage, Sean J. Roosevelt: The Party Leader, 1932-1945.
1991.
Weed, Clyde P. The Nemesis of Reform: The Republican
Party During the New Deal. 1994.
Ziegler, Luther H., Jr. "Senator Walter George's 1938
Campaign." Georgia Historical Quarterly 43 (1959):
333-352.
David L. Porter
ELECTION OF 1940
In the election of 1940, President Franklin D. Roo-
sevelt defeated Republican nominee Wendell L.
Willkie to win an unprecedented third term in the
White House. Carrying 54.8 percent of the popular
vote to Willkie's 44.8 percent (27.3 million votes to
22.3 million), Roosevelt won thirty-eight of the
forty-eight states and 449 of the 531 votes in the
Electoral College. Democrats retained substantial
majorities in both houses of Congress.
The election of 1940 came at the juncture of the
Great Depression and World War II. Unemploy-
ment remained at 17 percent in the United States
early in 1940, but after Europe went to war in Sep-
tember 1939, and especially after the Nazi blitzkrieg
overran Western Europe in the spring of 1940, the
American defense program began to galvanize the
economy. At the same time, national attention
turned increasingly to defense and foreign policy.
The election thus provided the first major test of the
new Democratic majority, forged in the much dif-
ferent context of the hard times and domestic con-
cerns of the Depression decade.
The war affected American politics throughout
1940, perhaps most importantly in determining the
presidential nominees. Early in the year, Roosevelt
seemed uncertain about his intentions, but the in-
ternational situation evidently convinced him to
run again and made the public willing to support a
third term. Among Republican candidates, the war
in Europe made Ohio Senator Robert A. Taft seem
too isolationist and New York district attorney
Thomas E. Dewey too young; utilities magnate
Willkie, a dynamic dark-horse candidate, won the
nomination. Democrats nominated Secretary of
Agriculture Henry A. Wallace for vice president,
while Republicans chose Oregon Senator Charles
McNary.
Willkie and the Republicans tried without
much success to capitalize on the third term issue,
and they had little more success with charges that
Roosevelt's anti-Axis policies were leading the
United States to war. Responding to Republican ac-
cusations that he intended to enter the war, Roose-
velt memorably declared that "I have said this be-
fore, but I shall say it again and again and again:
Your boys are not going to be sent into any foreign
wars." For his part, Roosevelt stressed the improv-
ing economic situation and the New Deal's empha-
sis on employment, economic security, and rising
living standards — issues that opinion surveys indi-
cated remained central to public concerns and vot-
ing decisions.
The outcome of the election reflected not only
the impact of the war but also powerful continuities
from the politics of the Depression decade. Roose-
velt's margin fell below that of 1936 when he had
won 60.8 percent of the vote, partly because of di-
minished support among isolationists, especially in
the Midwest, and among Irish Americans, German
Americans, and Italian Americans unhappy about
ENCYCLOPEDIA E THE GREAT DEPRESSION
293
ELLINGTON
DUKE
American foreign policy. The president also lost
ground among wealthy voters opposed to the New
Deal. Roosevelt gained some strength among sup-
porters of his internationalist, anti-Axis policies,
and his experience as president was reassuring
given the global situation, but his victory came
above all from the millions of working-class and
lower-middle -class voters who continued to see
him as the architect of the New Deal and the guar-
antor of security. Voting patterns, like party images,
thus remained substantially like those of the 1930s,
and the New Deal coalition of urban, working-
class, lower-middle-class, ethnic, black, and white
southern voters remained mostly intact; indeed it
was solidified by the politics of 1940.
See Also: ROOSEVELT, FRANKLIN D.; WALLACE,
HENRY A.; WILLKIE, WENDELL; WORLD WAR II
AND THE ENDING OF THE DEPRESSION.
BIBLIOGRAPHY
Burke, Robert F. "The Election of 1940." In History of
American Presidential Elections, 1789-1968, Vol. 3,
edited by Arthur M. Schlesinger, Jr. 1971.
Jeffries, John W. Testing the Roosevelt Coalition: Connecti-
cut Society and Politics in the Era of World War II
1979.
Lazarsfeld, Paul F.; Bernard Berelson; and Hazel Gaudet.
The People's Choice: How the Voter Makes up his Mind
in a Presidential Campaign, 3rd edition. 1968.
Lubell, Samuel. "Post-Mortem: Who Elected Roose-
velt?" Saturday Evening Post 25 (January 1941): 9ff.
Parmet, Herbert S., and Marie B. Hecht. Never Again: A
President Runs for a Third Term. 1968.
John W. Jeffries
ELLINGTON, DUKE
Bandleader and composer Edward Kennedy Elling-
ton (April 29, 1899-May 24, 1974) was born in
Washington, D.C., of middle-class parents. Young
Ellington's dignified bearing earned him the nick-
name "Duke." Drawn in his teens to ragtime piano,
he began to play for money and to compose. At
nineteen, married with an infant son, Ellington or-
ganized a band that included the drummer Sonny
Greer, saxophonist Toby Hardwick, and trumpeter
Arthur Whetsol. In 1923 they moved to New York
City and worked in Harlem nightclubs. Assuming
leadership, Ellington added the trumpeter Bubber
Miley and studied with the veteran composers Will
Vodery and Will Marion Cook. He also gained an
able white manager, Irving Mills. The orchestra
made its first recordings in 1926, and the following
year began its residence at Harlem's exclusive Cot-
ton Club.
Ellington continued to build his band, hiring
the clarinetist Barney Bigard, trombonist Sam Nan-
ton, and saxophonist Johnny Hodges. Their work in
the Cotton Club's famed "jungle revues" helped to
publicize Ellington's increasingly innovative re-
corded compositions. These numbers cannily ex-
ploited his soloists' distinctive sounds and blended
them in harmonically striking ensemble passages.
Hodges, Greer, Nanton, and some later recruits re-
mained with Ellington for decades, allowing him to
mold his band into a unique "instrument." The or-
chestra was a Harlem institution, performing at
fundraisers for the National Association for the Ad-
vancement of Colored People and at other commu-
nity functions, and Ellington became Harlem's self-
styled musical chronicler and spokesman. His band
soon gained a national radio audience, and in 1931
he joined an African-American delegation that met
with President Herbert Hoover.
Ellington left the Cotton Club that year. After
classical musicians compared his compositions fa-
vorably to those of the French Impressionists, he
began to create extended concert works, including
Creole Rhapsody and Reminiscing in Tempo. Wildly
successful European tours also stimulated this
work, but his success continued to lie with popular
dance numbers and ballads. Some of them, such as
"Concerto for Cootie" (written for the trumpeter
Cootie Williams), showcased his soloists, while
others (such as "Take the A Train") were written by
Billy Strayhorn, a young arranger who quickly be-
came indispensable to Ellington. Despite Elling-
ton's popularity as a leader, composer, and pianist,
he had to contend with society's racism and with
discrimination in the music business. He valued
Mills's assistance, but the latter also demanded a
share of writing credit and royalties from Elling-
zn
ENCYCLOPEDIA OF THE GREAT DEPRESSION
EMERGENCY RELIEF
A N D
CONSTRUCTION
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ton's songs, and in 1939 the two parted ways. At
great expense Ellington used a private railroad car
for his constant touring (to avoid segregated ac-
commodations) and established his own music
publishing company. He was outspoken in inter-
views and occasional written pieces about the bur-
dens of prejudice, and he remained dedicated to
celebrating the black experience in music.
The saxophonist Ben Webster and the bassist
Jimmy Blanton augmented the great band of the
late 1930s, resulting in what are generally regarded
as its finest recordings (1939-1941). Ellington's per-
sonnel choices and extraordinary compositions of
the 1930s were the foundation for the rest of his ca-
reer, which, despite uneven commercial fortunes,
produced an astonishing body of concert and popu-
lar works and achieved worldwide fame and re-
spect.
See Also: ANDERSON, MARIAN; BIG BAND MUSIC;
HOLIDAY, BILLIE; JAZZ; MUSIC.
BIBLIOGRAPHY
Collier, James Lincoln. Duke Ellington. 1987.
Ellington, Edward Kennedy. Music Is My Mistress. 1973.
Hasse, John Edward. Beyond Category: The Life and Genius
of Duke Ellington. 1993.
Peretti, Burton W. The Creation of Jazz: Music, Race, and
Culture in Urban America. 1992.
Tucker, Mark. Ellington: The Early Years. 1991.
Burton W. Peretti
EMERGENCY RELIEF AND
CONSTRUCTION ACT OF 1932
The Emergency Relief and Construction Act
(ERCA) of 1932, signed by President Hoover on July
27, 1932, appropriated funds for federal relief loans
to the states and new public works construction.
While the public works provisions of the law
proved to be a disappointment, the $300 million re-
lief appropriation financed the first large-scale fed-
eral public welfare program in American history.
Two forces combined to produce the congres-
sional majorities that approved the law: mounting
Duke Ellington, performing with his band in New York City
in 1943. Library of Congress, Prints & Photographs Division,
FSA/OWI Collection
political pressure for new public works construction
and the collapse of state and local relief programs
then assisting the unemployed. Numerous con-
gressional proposals for expanded public works
spending had surfaced in 1930 and 1931. Even
Hoover's own relief officials had initially supported
a large public employment program. At the same
time, supporters of direct federal relief to the unem-
ployed through local welfare agencies garnered
considerable support for a measure that would have
provided $375 million in relief grants to the states
(the so-called LaFollette-Costigan Bill introduced
in Congress in December 1931). Hoover and mod-
erates in Congress had opposed both these mea-
sures, instead advocating voluntarist alternatives
such as the private fund drive organized by the
President's Organization for Unemployment Relief.
By the spring of 1932, however, it was clear that
the large emergency relief organizations in cities
ENCYCLOPEDIA OF THE 6 R E A F DEPRESSION
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EMERGENCY RELIEF APPROPRIATION
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such as Chicago and Philadelphia would collapse
without federal aid. On May 12, Hoover announced
that he would enlarge the coffers of the newly cre-
ated Reconstruction Finance Corporation (RFC) to
provide funds for public works and relief loans to
the states. There followed a politically charged de-
bate over the scope of the public works program
and the policies of the RFC, but there now existed
a consensus about the need for direct relief aid. In
late July, with relief having been discontinued in
Philadelphia and on the verge of collapse in Chica-
go, Hoover signed the ERCA.
The ERCA allocated $322 million for federal
public works and authorized the RFC to provide
funds for "self-liquidating" state, local, and private
public works. The law also allocated $300 million in
direct relief loans to local welfare agencies through
states. These loans were to be repaid through de-
ductions from future federal highway funds. The
implementation of the public works provisions of
the law proved to be a disappointment to the public
works lobby. States and municipalities hesitated to
apply for the funds, which would place them fur-
ther in debt, and the administration was also slow
to allocate the $322 million for federal public works.
The impact of the provisions for direct relief,
however, was significant. Federal aid financed the
bulk of relief during the winter of 1932-1933. RFC
aid not only bailed out large urban relief organiza-
tions on the verge of collapse, it also financed a sig-
nificant expansion of relief in smaller industrial
communities and rural regions that had supplied
relatively little relief prior to 1932. The RFC was
forced to play a more active role in policymaking
and administration than had been intended when
the law was passed. Federal funds helped finance
new state-level relief organizations and federal offi-
cials played key roles in lobbying for new state wel-
fare appropriations.
By the time Franklin D. Roosevelt was inaugu-
rated, the federal government was financing over
60 percent of all relief nationally. In the end, the
$300 million in relief loans to the states was never
repaid, and the federal government had perma-
nently entered the field of public assistance.
See Also: HOOVER, HERBERT; RECONSTRUCTION
FINANCE CORPORATION (RFC).
BIBLIOGRAPHY
Brock, William R. Welfare, Democracy, and the New Deal.
1988.
Brown, losephine. Public Relief, 1929-1939. 1940.
Huthmacher, J. loseph. Senator Robert F. Wagner and the
Rise of Urban Liberalism. 1968.
Sautter, Udo. Three Cheers for the Unemployed: Govern-
ment & Unemployment before the New Deal. 1991.
Schwarz, lordan. The Interregnum of Despair. 1970.
Singleton, Jeff. The American Dole: Unemployment Relief
and the Welfare State in the Great Depression. 2000.
Williams, Edward A. Federal Aid for Relief. 1939.
Ieff Singleton
EMERGENCY RELIEF
APPROPRIATION ACT OF 1935
The Emergency Relief Appropriation Act of 1935
was the New Deal's effort to end the "dole" and re-
place it with public employment. The act appropri-
ated approximately $4.8 billion to finance the last
months of the Federal Emergency Relief Adminis-
tration (FERA) and initiate what became the Works
Progress Administration (WPA).
The administration's decision to replace relief
with the WPA reflected the values of Franklin D.
Roosevelt and his relief administrator, Harry Hop-
kins. Both believed that relief demoralized the un-
employed and produced a condition of dependen-
cy. Furthermore, most unemployed workers
preferred work relief to the direct "dole." The end
of the Civil Works Administration (CWA) in the
spring of 1934 had produced a mass protest move-
ment that demanded work instead of a return to di-
rect relief, and protest organizations proliferated
under the "work program" of the FERA, which re-
placed the CWA. But work relief was enormously
expensive and was opposed by influential New
Dealers who feared that it would unbalance the
federal budget. Roosevelt, despite his clear prefer-
ence for public employment, shared this concern
and terminated the CWA. The end of civil works
produced a debate within the administration be-
tween "spenders," who favored public employ-
ment, and fiscal conservatives who opposed it.
In the end, Roosevelt came to support public
employment because he feared that the high feder-
296
ENCYCLOPEDIA OF THE GREAT DEPRESSION
E N D
POVERTY
N
C A L I E R N I A (EPIC)
al relief caseload, which by the end of 1934 ap-
proached five million, would create a permanent
federal "dole." In October he began meeting with
key advisers to plan a new work program to replace
relief. By the end of December the administration
had determined to ask Congress for $4.8 billion, ap-
proximately two-thirds of which to finance work
relief and the rest to draw down the FERA. The pro-
gram would not be administratively linked to the
Social Security Act, the administration's proposed
"permanent program" to deal with "economic in-
security." Public employment would be a tempo-
rary policy to deal with the Depression crisis, not a
permanent public employment program.
The administration's proposal to Congress at
first appeared to be adequately funded and have
broad-based political support. Eight hundred mil-
lion dollars would be sufficient to phase out the re-
lief program during the summer of 1935, leaving $4
billion to employ approximately 3.5 million former
relief recipients (70 percent of the FERA caseload).
The remaining relief recipients, termed "unemploy-
ables," would be returned to the states, which
would receive some federal relief aid under the So-
cial Security Act.
But the transition from relief to public employ-
ment in 1935 encountered political and administra-
tive obstacles that seriously undermined the policy.
First, the appropriation bill was delayed in Con-
gress by demands from organized labor that the
program pay prevailing wage rates. Then congres-
sional leaders insisted on allocating the portions of
the appropriation to specific employment catego-
ries and federal agencies, making it much more dif-
ficult to implement a smooth transition from the
existing relief program. When the bill finally passed
in the late spring, a battle erupted between the
FERA's Harry Hopkins and Harold Ickes, the interi-
or secretary and director of the PWA, over control
of the program. The conflict between Hopkins and
Ickes was not only a power struggle; it was a debate
over whether the new program should resemble
public works, with capital intensive projects em-
ploying relatively little relief labor, or work relief,
which employed more recipients but often seemed
to be "made work."
By September 1935 the administration's new
program appeared on the verge of collapse. Less
than one-quarter of the projected 3.5 million work-
ers had been employed and barely $1 billion of the
original appropriation remained unallocated. To
meet the crisis, Roosevelt handed the remaining
funds to Harry Hopkins, who quickly began to
transfer work relief projects to the program that
came to be known as the WPA. By the end of De-
cember, nearly three million workers were on the
WPA payrolls and the administration declared its
program "99 7/8% successful." But the smaller than
expected WPA employment levels left a large relief
burden for the states, generating an on-going crisis
in the emerging state public welfare system of the
late 1930s. The WPA, by contrast, proved enor-
mously popular and contributed to Roosevelt's re-
sounding victory in the 1936 election.
See Also: FEDERAL EMERGENCY RELIEF
ADMINISTRATION (FERA); HOPKINS, HARRY;
WORKS PROGRESS ADMINISTRATION (WPA).
BIBLIOGRAPHY
Amenta, Edwin. Bold Relief: Institutional Politics and the
Origins of American Social Polio/. 1998.
Charles, Searle. Minister of Relief: Harry Hopkins and the
Depression. 1963.
Howard, Donald S. The WPA and Federal Relief Policy.
1943.
Mclimsey, George. Harry Hopkins: Ally of the Poor and
Defender of Democracy . 1987.
McMahon, Arthur W.; lohn D. Millett; and Gladys
Ogden. The Administration of Federal Work Relief.
1941.
Singleton, Jeff. The American Dole: Unemployment Relief
and the Welfare State in the Great Depression. 2000.
Williams, Edward A. Federal Aid for Relief. 1939.
Jeff Singleton
END POVERTY IN CALIFORNIA
(EPIC)
End Poverty in California (EPIC) was a series of
proposals defining the platform upon which Upton
Sinclair hoped to win the governorship of Califor-
nia in 1934. A prominent socialist and writer, Sin-
clair won acclaim early in the century with The Jun-
ENCYCLOPEDIA E THE GREAT DEPRESSION
297
E N D
POVERTY
I N
C A L I E R N I
EPIC
gle (1906), an expose of the putrid conditions of
meatpacking facilities and the exploitation of work-
ers in American industry. In 1914 Sinclair left New
Jersey and took up residence in California, where
he threw his energies into politics, campaigning on
the Socialist Party ticket. By 1933, however, with
California mired in the throes of depression and
possessed of an anemic Democratic Party, Sinclair
realized the immediacy of the problem facing the
unemployed as well as an opportunity to imple-
ment his ideas. Switching to the Democratic Party,
Sinclair announced his candidacy in a sixty-page
book, I, Governor of California, and How I Ended Pov-
erty. Declaring that there was "no excuse for pover-
ty in a state as rich as California," Sinclair proposed
a program to end unemployment and poverty
based upon the principle of production-for-use.
Such a principle was believed conducive to a possi-
bility of full employment, something that capitalism
with its profit motive could not accomplish. The
centerpieces of the EPIC plan were a full employ-
ment program that would turn over idle land and
factories to the unemployed and a pension plan
that would provide those sixty years and older with
fifty dollars a month, financed by higher income
and inheritance taxes. Sinclair overwhelmed his ri-
vals in the Democratic primary and, with support
from hundreds of EPIC clubs — citizens groups that
had sprung up to advocate the cooperative princi-
ples of his program — appeared to be the favorite in
the general election against Republican incumbent
Frank Merriam. Alarmed that Sinclair would pre-
vail, powerful economic interests in southern Cali-
fornia organized the first modern electoral cam-
paign in U. S. history. Financed and directed by the
Metro-Goldwyn-Mayer film studio, the Southern
California Citrus Growers (Sunkist), and the Los
Angeles Times, the anti- Sinclair forces used mislead-
ing cartoons and editorials to inflame voters with
allegations that Sinclair was anti-marriage, anti-
religion, pro-Soviet, and a free-love radical. The
most controversial component of the attack on
EPIC was a series of ostensibly factual newsreels
screened to moviegoers that portrayed pro-Sinclair
voters as poorly informed and lazy, while Merriam
supporters appeared articulate and industrious.
Particularly notorious were the newsreels that pres-
ented as fact an incipient flood of hoboes and un-
employed transients preparing to come to Califor-
nia should Sinclair be elected.
The outcome of the election hinged on the level
of support provided by Democratic regulars, many
of whom remained deeply suspicious of Sinclair's
ideas, especially his call for the use of scrip as a me-
dium of exchange among producers. Scrip was to
be used as a token between producers and coopera-
tives in addition to money. Hoping to palliate the
regulars and lead a united party, Sinclair dropped
the more controversial of his proposals while ap-
pealing to Democratic leaders for full support. The
linchpin of EPIC's fate would be an endorsement
from President Franklin Delano Roosevelt. Early in
the campaign, Sinclair traveled east and conversed
at length with Roosevelt. In the end, however, Roo-
sevelt refused his support, and the party leadership
attempted to persuade Sinclair to step down in
favor of a candidate deemed more favorable by the
national leadership. When Sinclair refused, the
Democratic leadership negotiated an agreement
with the Merriam camp to support the Republican
in exchange for a bipartisan administration that
would support the middle road of New Deal re-
form. Democratic support proved crucial to Repub-
lican victory on election day.
The legacy of the EPIC challenge was its role in
pulling the New Deal leftward as Roosevelt, re-
sponding to Sinclair (among others), embraced a
broader series of social and economic reforms after
1934. The response of the Democratic leadership,
however, illuminated the ideological fissures within
its brokerage politics, and firmly indicated that it
would not support a social democratic insurgency
at the grassroots level that managed to nominate
candidates unsuitable to the party elite.
See Also: ELECTION OF 1934; SINCLAIR, UPTON.
BIBLIOGRAPHY
Harris, Leon A. Upton Sinclair, American Rebel. 1975.
Mitchell, Greg. The Campaign of the Century. 1992.
Sinclair, Upton. The Epic Plan for California. 1934.
Sinclair, Upton. I, Candidate for Governor: And How I Got
Licked, rev. edition. 1994.
Upton Sinclair Papers. Lilly Library, University of Indi-
ana.
William J. Billingsley
Z98
ENCYCLOPEDIA OF THE GREAT DEPRESSION
ETHIOPIAN
W A R
EPIC. See END POVERTY IN CALIFORNIA.
ETHIOPIAN WAR
The Italian government of Benito Mussolini in-
vaded the African nation of Ethiopia on October 3,
1935, in order to provide Italy with additional colo-
nial territory, to stimulate Italy's economic growth
and lower unemployment, and to create an outlet
for Italy's excess population. Historians have specu-
lated that with the rise of Adolf Hitler in Germany,
Mussolini was also driven by a desire to maintain
equal standing with Europe's other fascist dictator,
and he saw the conquest as a means to do so. Ethi-
opia, which had been one of the last independent
African countries, was conquered by Mussolini's
forces by May 1936. The Ethiopian monarch, Haile
Selassie I, and his family were driven into exile in
Great Britain.
The brutality of the Italian military, particularly
its use of low-flying bombing raids and poison gas
against both civilians and soldiers, brought it con-
demnation from the international community. The
League of Nations issued economic sanctions
against Italy, but the sanctions were applied hap-
hazardly because France and Great Britain wanted
to avoid harming their long-standing alliance with
Italy. The sanctions also allowed the continued
shipment of oil to Italy and did not restrict Italy's
use of the Suez Canal. Once victory was assured,
the League lifted the minor sanctions against Italy
in July 1936, almost indicating that they endorsed
the action.
The general response of the United States gov-
ernment to the war was disinterest. The United
States maintained its isolationist stance and con-
centrated its energies on the Great Depression. It
had no colonies in Africa and so did not fear Italian
encroachment into its overseas holdings. Economi-
cally, the area represented a tiny fraction of the na-
tion's overseas trade, and few Americans had in-
vestments in the region that needed to be
protected. Lastly, 1936 was an election year, and
neither Franklin Roosevelt nor Alfred Landon
wanted to make U.S. involvement in the war a cen-
tral political concern.
Haile Selassie, Emperor of Ethiopia, posed with his foot on an
unexploded bomb after an Italian air bombardment in January
1936. Hulton-Deutsch Collection/CORBIS
Although the war engendered little interest
among the white population of the United States,
many African Americans followed the conflict
closely and lobbied their government to take a
stronger stand. They were motivated by several fac-
tors, including the historical importance that Afri-
ca's longest-lasting black nation represented to the
continued struggle of African Americans for equali-
ty. The civil rights activism of the 1930s increasingly
emphasized social and economic equality as Afri-
can Americans struggled to cope with the Great
Depression. They clearly empathized with Ethio-
pia's attempt to remain free and equal among the
world's nations.
Major urban areas, such as New York and
Cleveland, became centers of political agitation,
prayer meetings, and demonstrations. Organiza-
tions such as the Ethiopian Research Council,
founded in Washington, D.C., in 1934, and the Na-
tional Association for the Advancement of Colored
ENCYCLOPEDIA E THE GREAT DEPRESSION
299
EUROPE, GREAT DEPRESSION IN
People kept news of the conflict prominent in Afri-
can-American communities. The interest of African
Americans in this conflict was matched by people
of African ancestry across the globe, and the war
provoked anti-Italian protests in Jamaica, Barbados,
and Trinidad, as well as inquiries regarding the pos-
sibility of volunteer soldiers from southern Africa,
the United States, and Great Britain.
In contrast, the Italian-American community
and its organizations repeatedly urged the U.S.
government not to intervene. They held fundraising
drives and mass demonstrations to show their sup-
port for Mussolini's actions, and they contributed
food, clothing, and money to assist Italy in its con-
quest. In addition, Italian Americans volunteered to
serve with Mussolini's forces. This staunch support
for Italy's actions brought about conflict between
Italian Americans and African Americans, most no-
tably a large riot that occurred in March 1935 in
New York City.
Italian occupation of Ethiopia ended in 1941, as
Italian forces were expelled by British and Com-
monwealth troops working in concert with Ethiopi-
an exiles and guerilla forces, and Haile Selassie re-
turned to power.
See Also: AFRICAN AMERICANS, IMPACT OF THE
GREAT DEPRESSION ON; ISOLATIONISM; RACE
AND ETHNIC RELATIONS.
BIBLIOGRAPHY
Baer, George W. The Coming of the Italian-Ethiopian War.
1967.
Harris, Brice, Jr. The United States and the Italo-Ethiopian
Crisis. 1964.
Harris, Joseph E. African-American Reactions to War in
Ethiopia, 1936-1941. 1994.
Scott, William R. The Sons of Sheba's Race: African-
Americans and the Italo-Ethiopian War, 1935-1941.
1993.
Laura J. Hilton
EUROPE, GREAT DEPRESSION IN
World War I exacerbated old problems and created
new challenges. The struggle to overcome these
difficulties played an important role in determining
the character and duration of the Great Depression
in Europe.
THE LEGACY OF THE WAR
The first challenge was to overcome the loss
and suffering of war. Somewhere between nine and
eleven million Europeans had died, with even
greater numbers seriously injured. The slaughter
cost France and Germany around 10 percent of
their male workforce, Austria-Hungary and Italy
more than 6 percent, and Britain 5 percent. If this
unprecedented slaughter was not bad enough,
widespread famine and a voracious influenza epi-
demic brought yet more death in the aftermath of
the war. The conflict also damaged industry, trans-
port networks, and homes, with France, western
Russia, Poland, and Belgium the worst affected.
But, however deeply the pain of this destruction
was felt by Europe's population, it did not take long
for the workforce and infrastructure to recover. By
the mid-1920s population levels had begun to rise,
and factories, farms, and railways had been rebuilt.
Of greater consequence to Europe's long-term
prospects were many of the economic and financial
changes induced by the war. While Europe's lead-
ing industrial powers had been preoccupied with
producing war supplies, American and Japanese
businessmen had grown rich thanks to both in-
creased demand and the absence of European com-
petition. The disruption to established patterns of
trade was damaging to the European economy and
made it hard to recover the financial costs of the
war. It proved difficult for Europe to recapture these
markets, especially as American economic suprem-
acy was underlined by its enthusiasm for new tech-
nologies and innovative ways of managing labor,
with the average American factory worker produc-
ing twice as much per hour as his or her counterpart
in Europe. Europe's nineteenth-century strength in
heavy industry, by contrast, was now a source of
weakness, and the war exacerbated an overcapacity
in industries like coalmining and shipbuilding that
was already evident in 1913.
Not only were American manufactured goods
usually superior to and less expensive than those
made in Europe, so too were many American agri-
300
ENCYCLOPEDIA OF THE GREAT DEPRESSION
EUROPE
GREAT DEPRESSION IN
cultural and primary products. This disadvantage
hit central and eastern Europe especially hard, inas-
much as around 70 percent of its workforce relied
on the land to earn a living. The peace treaties ne-
gotiated between 1919 and 1923 added to the chal-
lenge of effecting economic stability in this part of
Europe. Such new countries as Yugoslavia had to
build the trappings of a modern national economy
almost from scratch, while the defeated Central
Powers were banned from working together to
overcome their economic problems (the conse-
quences of this prohibition were especially difficult
for Austria and Hungary), and they were forced to
pay heavy reparations to the European Allied Pow-
ers, although not to America.
Reparations were payments of money and
goods levied against Germany and its Central
Power allies at the peace conference in 1919. Britain
and France demanded an indemnity to cover not
just the physical damage wrought by the war, but
the cost of waging the entire conflict. It took until
1921 for a reparations commission to fix a precise
amount; Germany, for example was to pay 132 bil-
lion gold reichsmarks. The findings of the commis-
sion's report were, and remain, highly controver-
sial. In American "Reparations" to Germany,
1919-1933 (1988) Stephen Schuker argued that al-
though Germany was plagued by temporary diffi-
culties, the long-term prospects for Germany's ca-
pacity to pay were excellent given the economic
record of the German Empire before 1913. But this
view was challenged by Gerald Feldman in The
Great Disorder (1993), which underlined the pro-
found harm done by reparations to the Weimar Re-
public.
Anglo-French demands for reparations were
also fuelled by the need to pay back their war debts
to the United States. Although President Woodrow
Wilson declined to demand reparations from the
Central Powers, successive U.S. administrations in-
sisted that Britain, France and Italy, among others,
pay back some $12 billion worth of loans. As Presi-
dent Calvin Coolidge put it, "They hired the money,
didn't they?" After 1919, the victorious European
powers hoped to trade concessions they might
make on reparations for a reduction in their war
debts. Although many European countries were
able to negotiate some kind of reduction in the
amounts owed, the United States consistently de-
nied any link between the ability of the Central
Powers to pay their reparations to the Allied ability
to meet its war debts.
World War I also generated political change
that affected how economic policy was made and
what it was expected to achieve. After the sacrifices
demanded of them in war, voters now expected
politicians to deliver improved social provisions and
work opportunities, and when governments failed
to manage national economies to benefit the ma-
jority of voters, they were increasingly likely to be
voted out of office. This tendency was all the more
pronounced in Europe because many countries, like
Germany and Austria, became democracies for the
first time, while established democracies extended
the franchise. Britain, for example, gave women and
young men the vote for the first time in 1921. The
need to manage the home economy to the satisfac-
tion of the electorate also complicated relations be-
tween countries. In the 1920s, there were a rising
number of trade wars both within and beyond Eu-
rope's frontiers as governments tried to meet the
expectations of farmers and businessmen to protect
home markets. These economic conflicts damaged
diplomatic relations, the operation of the gold stan-
dard, and prospects for long-term stability of the
international economy.
The first big test for the ability of Europeans to
deal with new economic problems came early in the
1920s as the demands of reconstruction and repara-
tions unleashed inflation in many European coun-
tries, notably in Germany, Austria, and Hungary. At
first the German government was unwilling to take
decisive action to calm the rising currency crisis, but
after the French invaded Germany's industrial
heartland, the Ruhr, in January 1923, inflation spi-
raled to over 2,000 percent, and decisive action to
save the most important economy in Europe be-
came imperative. It came in the shape of a plan de-
vised by the American general Charles G. Dawes,
who proposed a revised schedule for reparation
payments and a German return to the gold stan-
dard. Announced in 1924, the plan also encouraged
foreign investors to purchase German bonds. But
the scheme quickly snowballed beyond the expec-
ENCYCLOPEDIA E THE GREAT DEPRESSION
301
EUROPE, GREAT DEPRESSION IN
tations of its inventors. By 1928, almost eight billion
dollars had been sunk into Europe, with four billion
dollars invested in Germany alone.
The impact of the postwar inflation that spi-
raled into hyperinflation in much of central and
eastern Europe played a crucial role in shaping gov-
ernment economic policy after 1924. The dominant
preoccupation of government policy became cur-
rency stabilization centered on the gold standard.
But the determination to avoid inflation or any sig-
nificant shift in monetary policy, both of which
were seen as a gateway to currency chaos, was to
make little sense in the world after 1929, with fall-
ing prices, diminishing demand, and rising levels of
unemployment. The reconstructed gold standard
helped to tie the fate of the European economy to
that of the United States. So, too, did the messy
tangle of war debts, reparations, and Dawes Plan
loans. Although each type of debt was notionally
separate, in practice one type of payment was seen
as dependent on the other. When American com-
mercial loans began to dry up, as they did after
1928, the European economy was in very big trou-
ble.
THE EUROPEAN BANKING CRISES
By 1928 it was clear that the Dawes Plan was
failing. The once mighty stream of American in-
vestment into Europe had slowed to a trickle. Ne-
gotiations for a new scheme, dubbed the Young
Plan, were underway when Wall Street crashed and
the Great Depression set in. The American Federal
Reserve's decision to increase interest rates in 1929
and 1930, coupled with the economic downturn in
the United States, meant that the American loans
that had helped to smooth over the cracks in the
European economy were no longer available. By
1931, the level of U.S. investment in Europe
dropped to zero. In response, European countries
tried to be as "good as gold"; they raised interest
rates and tried hard to prevent the national budget
from sliding into deficit, with the aspiration of at-
tracting back some of the foreign investment they
had lost. But the strategy had painful consequences.
Political developments also played a role. Any dis-
putes about taxation increases or government
spending, like those that gripped Germany in the
summer of 1931, had serious financial implications,
as well as political consequences.
By June and July 1931 British banks were strug-
gling to fill the breach in central European finances
left by the United States. But as much as politicians
from the left and right of the political spectrum
blamed "greedy, foreign capitalists" for their woes,
many of the problems facing banks in central Eu-
rope in the summer of 1931 were homegrown. Not
only had much of the foreign investment on which
the region had become so dependent been spent on
unproductive projects designed to generate pres-
tige rather than profits (in Romania over 30 percent
of international loans had been spent this way),
banks in central Europe also had a close relation-
ship with local industry that made them especially
vulnerable. Austrian industry, for example, was
very dependent on bank loans, while the banks, in
turn, owned a large number of shares in Austrian
industry. When industry failed, so did the banks.
Until the summer of 1931, Austrian banks worked
hard to cover up industrial losses, in part by merg-
ing with other banks. But the wheels came off this
strategy in spectacular fashion on May 8, 1931,
when it was revealed that Austria's largest bank,
the Creditanstalt, had incurred losses of 140 million
schillings. Investors rushed to the bank to withdraw
their savings; over a period of twelve days the bank
lost more than 300 million schillings in domestic
withdrawals, and a further 120 million schillings
were removed by foreign investors. No private in-
stitution had sufficient funds to bale out the Credi-
tanstalt, so the Austrian government reluctantly
stepped in to end the crisis by effectively taking
control of the bank. As a consequence, the Austrian
state became the owner of sixty-four different Aus-
trian companies and 65 percent of the nominal cap-
ital in Austrian businesses.
The collapse of Austria's banks also triggered a
wave of selling in the Austrian schilling that the
Austrian government was powerless to stop. It was
only by breaking the "rules of the gold standard
game" in October 1931, through the introduction of
exchange controls designed to restrict the amount
and destination of gold and foreign currency leav-
ing Austria, that the crisis came to an end. These
controls became an elaborate network of bilateral
302
ENCYCLOPEDIA OF THE GREAT DEPRESSION
EUROPE
GREAT DEPRESSION IN
payment agreements that controlled the movement
of money and goods between Austria and other
countries.
Banking crises similar to that which had taken
place in Austria soon engulfed other countries, in-
cluding Italy, Bulgaria, Yugoslavia, and Czechoslo-
vakia. But Germany, once again, experienced the
most dramatic collapse. The biggest commercial
banks — the Darmstadter und Nationalbank
(DANAT Bank), the Dresdener, and the Deutsche
bank — began to sustain enormous loses as industry
failed and nervous investors withdrew their cash. In
an effort to hang on to their reserves, the banks put
up interest rates and cut back on loans to business,
so that even companies that had remained relative-
ly healthy found their working credit withdrawn
and faced the prospect of bankruptcy.
Chaos reigned in the German banking system
for over two months until 13 July 1931, when all
German financial institutions closed down. They
reopened after a few days, but the financial, eco-
nomic, and political landscape in which they now
operated had changed dramatically. Political and
social changes were immediately visible. Confi-
dence in the future had evaporated, which meant
that companies and individuals spent even less.
Unemployment rocketed to over six million people,
around one-fifth of the German working popula-
tion, and the extremist political parties, the Com-
munists and the National Socialist Party of Germa-
ny (NSDAP, or Nazis), experienced a huge surge in
political support. There were also economic and fi-
nancial changes that were less visible to contempo-
rary observers. The German state, like Austria, had
taken on important new powers that enabled it to
control the amount of gold and foreign exchange
leaving the country. Not only did this mean that
American and British investors now found their in-
vestments frozen inside Germany, giving Germany
important bargaining leverage in diplomatic nego-
tiations with those two countries, it also meant that
bilateral payment schemes were set up giving the
state power to control German trade. Together,
these developments changed the nature of Germa-
ny's relationship with the international economy
and helped make it much easier for the Nazis to
manage the economy after they took power in
1933.
A very different banking crisis took place in
Britain in September 1931. Here it was not the com-
mercial banks that came under pressure, but the
central bank, the Bank of England. The widespread
collapse of confidence in Europe in the summer of
1931 had taken its toll on the British economy: The
pound was sold heavily on the international ex-
change, interest rates rose, and the financial prob-
lems for companies, banks, and households multi-
plied at a frightening rate. As the British
government argued over whether, and how best, to
cut the rising budget deficit, the political and finan-
cial pressure rose. On August 24, 1931, Britain re-
sorted to a new national government comprised of
representatives from the Conservative, Labour, and
Liberal parties to underline national unity in the
face of the crisis. But the step was not enough to
keep the pound on the gold standard, nor were the
efforts of the world's most powerful central banks.
On September 20, 1931, Britain, along with its im-
perial and commonwealth partners, left the gold
standard. It was a move that enabled these coun-
tries to take the first tentative steps on the road to
economic recovery.
POPULAR AND POLITICAL REACTIONS
The decision of Britain's leading political parties
to work together to present a unified political front
was followed by France, Belgium, and the Nether-
lands in the mid-1930s. The step was triggered, in
part, by political developments in central and east-
ern Europe, where traditionally dominant political
parties — the Conservatives (including National-
ists), the Liberals, and the Social Democrats — were
discredited by the economic collapse and their fail-
ure to develop any new policies. They increasingly
lost out to those on the far left and far right, typified
by revolutionary Communist and Fascist parties
that appeared to offer radical answers to the suffer-
ing of an increasingly desperate electorate. But it is
important not to oversimplify the relationship be-
tween economic misery and political radicalism.
Many countries around the world experienced in-
tense economic hardship yet did not succumb to
political extremism; the United States was the most
notable example.
On a human level the most visible measure that
politicians had failed to staunch the crisis by 1931
ENCYCLOPEDIA E THE GREAT DEPRESSION
303
EUROPE, GREAT DEPRESSION IN
was the tremendous surge in unemployment. By
1932 the official figures were impressive, with 6
million unemployed in Germany and 2.7 million
jobless in Britain, but it is very likely the real figures
were much higher. This is especially true in agricul-
tural Europe, where unemployment was disguised
as underemployment and characterized by a silent
slide into abject poverty.
Some groups in society were hit disproportion-
ately hard. Young men were especially affected by
the social and psychological effects of unemploy-
ment. Theirs was a strong contributory voice to the
rising intolerance of groups or individuals who
were perceived to be economic rivals or outsiders.
The crisis triggered a rising culture of blame as peo-
ple began to point accusatory fingers at other social
groups, including bankers and industrialists, or at
those who appeared to be different from them-
selves, such as Jews and gypsies. Women workers
were also vulnerable in this climate. In Britain and
Germany, for example, married women teachers
were sacked as part of a campaign against what
were called "double-earners" (because their hus-
bands also brought home a wage packet). However,
in industries beyond the state's control it was often
male employees who lost out to the women be-
cause women were cheaper to employ and more
prepared to work part-time.
GOVERNMENT RECOVERY POLICY
Relations between European countries became
increasingly bitter as the Depression deepened.
Diplomatic cooperation proved difficult in the at-
mosphere of intense economic competition, even
between countries like Britain and France that
shared a common interest in defending democracy
and capitalism. Desperate to respond to the clamor
of French farmers who demanded protection from
cheap imports, by 1932 France had introduced strict
quotas on over three thousand different imports,
German tariffs had risen by over 50 percent, and
most dramatically of all, Britain retreated into pro-
tection in the autumn of 1931, ending a commit-
ment to the ethos of free trade that had lasted
eighty-five years. Europe was now divided into
competing economic blocs.
Freed from gold, the British government
dropped interest rates, increased spending, and be-
came the first country in Europe to show signs of
recovery. The British government's first priority be-
came fostering domestic recovery; internationalism,
characterized by its unwavering support for the
gold standard in the 1920s, was at an end. Belgium,
the Netherlands, and France, by contrast, clung to
gold until the 1935 to 1936 period, which helps ex-
plain why they experienced the worst of their eco-
nomic and political crises during the mid-1930s —
terrible timing when it came to facing German ex-
pansionism and civil war in Spain.
In Germany, as in a number of other countries
in central and eastern Europe, the break with eco-
nomic internationalism was much more overt than
in Britain. Under the Nazis, emergency measures
taken by previous governments, notably during the
banking crisis in 1931, evolved into a complex sys-
tem of trade and monetary restrictions. The regime
stepped in to manage trade, the movement of for-
eign exchange, prices, wages, private investment
banks, and all other aspects of investment in its
drive to achieve national self-sufficiency (autarky).
In common with other countries, the states in
central and eastern Europe also became heavily in-
volved in trying to stimulate demand in the econo-
my. But as the international climate deteriorated, it
became difficult to distinguish industrial recovery
from preparations for national defense. In Poland
in 1936, the government introduced a six -year in-
vestment plan under which, by 1939, the state con-
trolled about one hundred industrial enterprises
and all of Poland's transportation networks. Unfor-
tunately, the strategies adopted to fight the Depres-
sion by the smaller countries of central and eastern
Europe neither assisted the development of their
economies in the long-run, nor helped to secure
them from the expansionist ambitions of their
neighbors, Germany and the Soviet Union.
See Also: ANTI-SEMITISM; DICTATORSHIP; GOLD
STANDARD; INTERNATIONAL IMPACT OF THE
GREAT DEPRESSION.
BIBLIOGRAPHY
Clavin, Patricia. The Failure of Economic Diplomacy: Brit-
ain, Germany, France, and the United States, 1931-36.
1996.
Clavin, Patricia. The Great Depression in Europe,
1929-1939. 2000.
301.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
EVANS
WALKER
Costigliola, Frank. Awkward Dominion: American Political,
Economic, and Cultural Relations with Europe,
1919-1933. 1984.
Feinstein, Charles; Peter Temin; and Gianni Toniolo. The
European Economy between the Wars. 1997.
Feldman, Gerald D. The Great Disorder: Politics, Econom-
ics, and Society in the German Inflation, 1914-1924.
1993.
Garside, R. W. British Unemployment, 1919-1939: A Study
in Public Policy. 1990.
Hodne, Fritz. The Norwegian Economy: 1920-1980. 1983.
Jackson, Julian. The Politics of Depression in France,
1932-1936. 1935.
James, Harold. "Financial Flows across Frontiers in the
Great Depression." Economic History Review 45
(1992): 594-613.
James, Harold. The German Slump: Politics and Economics,
1932-1936. 1986.
Johansen, Hans Christian. The Danish Economy in the
Twentieth Century. 1987.
Jonung, Lars, and Rolf Ohlsson, eds. The Economic Devel-
opment of Sweden since 1870. 1997.
Kaser, Michael C, ed. The Economic History of Eastern Eu-
rope, 1919-1975, Vol. 2: Interwar Policy, the War, and
Reconstruction, edited by Michael C. Kaser and E. A.
Radice. 1986.
Kent, Bruce. The Spoils of War: The Politics, Economics, and
Diplomacy of Reparations, 1918-1932. 1989.
Maier, Charles. In Search of Stability: Explorations in His-
torical Political Economy. 1987.
Mazower, Mark. Greece and the Interwar Economic Crisis.
1991.
Moure, Kenneth. Managing the Franc Poincare: Economic
Understanding and Political Constraints in French
Monetary Policy, 1928-1936. 1991.
Royal Institute for International Affairs. The Balkan States:
A Review of the Economic and Financial Development
of Albania, Bulgaria, Greece, Romania and Yugoslavia
since 1919. 1939.
Schuker, Stephen. American "Reparations" to Germany,
1919-1933: Implications for the Third World Debt Cri-
sis. 1988.
Teichova, Alice. The Czechoslovak Economy, 1918-1980.
1988.
Tracy, Michael. Government and Agriculture in Western
Europe, 1888-1999, 3rd edition. 1989.
Whiteside, Noel. Bad Times: Unemployment in British So-
cial and Political History. 1991.
Williamson, Philip. National Crisis and National Govern-
ment: British Politics, the Economy, and Empire,
1926-1932. 1992.
Patricia Clavin
BSfe.,
This small country church in Georgia was one of many
photographs Walker Evans shot of churches, shops, and other
buildings during the 1930s while on assignment in the South
for the Farm Security Administration. Library of Congress,
Prints & Photographs Division, FSA/OWI Collection
EVANS, WALKER
Walker Evans (1903-1975) was one of the great
photographers of the twentieth century, a pivotal
figure in establishing the documentary arts move-
ment in the United States, and among the signal
artists responsible for fixing the exact look of the
Depression for subsequent generations.
He was born Walker Evans III on November 3,
1903, in St. Louis, and moved to Kenilworth, Illi-
nois, a suburb of Chicago, in 1908, and to Toledo,
Ohio, in 1915. A sensitive but indifferent student,
Evans suffered his education in a series of mostly
private boarding schools, including the Loomis In-
stitute in Connecticut, Mercersbury Academy in
Pennsylvania, and briefly, Philips Andover Acade-
ENCYCLOPEDIA OF THE GREAT DEPRESSION
305
EVANS
WALKER
my in Massachusetts. Following a rejection from
Yale University, he began and ended his university
career with a single semester at Williams College in
Massachusetts in December 1923.
After a number of clerical jobs in New York City
and a renovative thirteen-month stay in Paris,
Evans returned to New York City in 1927 and began
the study and practice of the camera in earnest. For
the next decade and a half, he engaged in a remark-
able string of publications, exhibitions, and field
trips that constitute not only the most fecund peri-
od of his creative life, but also one of the indelible
landmarks in the history of American photography.
Starting in 1931 and for the next several years,
Evans conducted a photographic study of the van-
ishing Late -Victorian architecture, mostly in New
England. In 1933, the Museum of Modern Art pres-
ented "Walker Evans: Photographs of 19th Century
Homes," which according to biographer James R.
Mellow was "the first one man photographic exhi-
bition mounted by a major museum in the United
States" (Mellow 1999, p. 624). In Havana, Cuba
(1933), Evans documented the social terrain under
the dictatorship of Gerado Machado in thirty-one
illustrations for the radical journalist Carleton Beal's
text The Crime of Cuba. Beginning in 1935 and for
the next two years, Evans produced a sweeping cat-
alog of the American scene in a series of field trips,
mostly in the southern and central regions, as an
information specialist for the photographic unit of
the historical section of the Resettlement Adminis-
tration (later the Farm Security Administration), a
unit which ultimately produced some 270,000 pho-
tographs, including the work of photographers like
Dorothea Lange, Ben Shahn, Carl Mydans, and Ar-
thur Rothstein. On loan to Fortune magazine in the
summer of 1936, he made an excursion to Hale
County, Alabama, with the writer James Agee;
Evans's photographs and Agee's text would be-
come the classic study of three tenant families, Let
Us Now Praise Famous Men (1941). In 1938, before
embarking on a three-year project of subway por-
traits with a hidden camera (eventually published
in 1966 as Many Are Called) he attained national
prominence with the Museum of Modern Art's ex-
hibition "Walker Evans: American Photographs," a
summary statement of more than a decade's work,
and his single most famous collection.
An Evans composition was the result of both a
contrarian spirit and a deliberated aesthetic that
planted itself in opposition to the dominant photo-
graphic trends in the first quarter of the century;
specifically, the mystical aestheticism of Alfred
Stieglitz, the commercial gloss and celebrity por-
traiture of Edward Steichen, the staged theatrics of
Margaret Bourke -White, and even the machine -
age formalism of Laszlo Mholy Nagy (of which pre-
cocious examples can be found in Evans's early ex-
periments). Against these, his taste ran to the im-
mediacy of raw fact, the unadorned directness of
non- or even anti-art: newsreels, tabloid journal-
ism, and the home snapshot. An Evans photo can
disarm the casual eye in its avoidance of romance
or prettification, frippery or melodrama, its freedom
from overt forms of camera rhetoric and embellish-
ment. Actually the restraint of the shot belies a
fierce distillate of mental energy, an astringent ap-
preciation of form, and a personal preference for
the poetics of entropy and depletion, the harmonics
of disarray and adventitions moments. Evans's
characteristic subjects were torn posters and bill-
boards cropped with a surrealist wit; shop fronts
scrabbled with a patchwork of graffiti and rusty slo-
gans; gas stations, junk yards, and railway depots;
dusty vistas of replicated housing and stretch land-
scapes of smoking factory and clapboard shanty;
aging Victorian homes, peeling Greek Revival
buildings, and the chipped framewood of Black
Baptist churches; and the faces and figures of the
anonymous caught unguarded in the nick of an in-
terior event. Evans's treatment of the forms of ne-
glect and the scourings of time coincided almost ex-
actly, whether by accident or design, with the look
and fact of the ongoing social crisis of the Great De-
pression, and become its representative expression.
Starting in 1945, Evans spent twenty years as a
full-time staff photographer for Fortune magazine,
and another eight years (1964-1972) as professor of
graphic design at the Yale School of Art and Archi-
tecture. Throughout the last phase of his career, he
never stopped collecting penny postcards or road-
side bric-a-brac, or working obsessively with a Po-
laroid color camera, with which he produced more
than two thousand photographs before his death
on April 10, 1975, in New Haven, Conneticut.
306
ENCYCLOPEDIA OF THE GREAT DEPRESSION
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M R D E C A I
See Also: AGEE, JAMES; FARM SECURITY
ADMINISTRATION; PHOTOGRAPHY;
RESETTLEMENT ADMINISTRATION (RA).
BIBLIOGRAPHY
Agee, James, and Walker Evans. Let Us Now Praise Fa-
mous Men. 1960.
Beals, Carlton. The Crime of Cuba. 1933.
Evans, Walker. American Photographs. 1938.
Evans, Walker. Many Are Called. 1966.
Evans, Walker. Walker Evans. 1971.
Hambourg, Maria Morris; Jeff L. Rosenheim; Douglas
Elkund; and Mia Finemon. Walker Evans. 2000.
Mellow, James R. Walker Evans. 1999.
Rathbone, Belinda. Walker Evans: A Biography. 1995.
Alan Spiegel
EZEKIEL, MORDECAI
Mordecai Joseph Brill Ezekiel (May 10, 1899-Octo-
ber 31, 1974) was economic adviser to Secretary of
Agriculture Henry A. Wallace from 1933 to 1944.
Ezekiel helped draft the Agricultural Adjustment
Act of 1933 and other New Deal farm legislation,
and he was an active participant in the debates of
the 1930s over planning, fiscal policies, and recov-
ery strategies.
Ezekiel earned his doctorate from the Brook-
ings Institution in 1927 while working for the De-
partment of Agriculture's Bureau of Agricultural
Economics. During the 1920s, he gained an inter-
national reputation for his brilliant applications of
statistics to economic analysis. In 1930 Ezekiel took
a position as assistant chief economist for the Fed-
eral Farm Board, and the experience of the Farm
Board's ill-fated attempts to stabilize cotton and
wheat prices convinced him that farmers needed a
bolder form of government intervention to rescue
them from the price collapse of the Great Depres-
sion. Consequently, he collaborated with the econ-
omist M. L. Wilson of Montana State College to
propose a government-backed system of emergen-
cy production controls and benefit payments
known as the Voluntary Domestic Allotment Plan.
Major elements of their proposal were incorporated
in the Agricultural Adjustment Act.
The Agricultural Adjustment Administration
(AAA), Ezekiel argued, might assist farmers in the
Depression crisis, but it could not restore farm
prosperity because of agriculture's dependence on
urban and industrial demand and on international
trade. Consequently, he argued throughout the
1930s that agricultural recovery demanded reduc-
ing tariffs and trade barriers and creating systems
of economic planning to achieve full employment.
Ezekiel criticized the National Recovery Adminis-
tration and other New Deal measures for embrac-
ing economic restriction in place of a broad-based
recovery strategy. He proposed instead a program
of "industrial expansion" that he popularized in
two books, $2,500 a Year: From Scarcity to Abun-
dance (1936) and Jobs for All through Industrial Ex-
pansion (1939). Building in part on the "adminis-
tered price" thesis developed by the economist
Gardiner Means, Ezekiel argued for a cooperative
planning system that would use tax incentives and
production quotas to initiate an expansion of the
non-farm economy. He also joined with the so-
called spenders in the New Deal to advocate
Keynesian policies of fiscal expansion to counter
the recession of 1937 to 1938.
Ezekiel's advocacy of economic planning and
his status as one of the New Deal's highest ranking
and most visible Jewish figures made him a favorite
target of New Deal critics. Anti-Semitic diatribes
often warned of his influence in the "Jew Deal." But
although he was a respected economist, his plan-
ning proposals never gained a serious hearing from
Franklin Roosevelt, and among economists Eze-
kiel's proposals were far less influential than the fis-
cal policies advocated by the economist Alvin Han-
sen.
During World War II, Ezekiel worked briefly
with the War Production Board and also helped or-
ganize the Food and Agriculture Organization
(FAO). He joined the FAO staff in 1946 after being
forced to resign from the Department of Agriculture
under pressure from conservative congressmen.
Ezekiel stayed with the FAO until 1961 and worked
to develop its economic research division and its
policies for economic development.
ENCYCLOPEDIA 01 THE GREAT DEPRESSION
307
E Z E K I E L , M R D E C A I
See Also: AGRICULTURAL ADJUSTMENT Hawley, Ellis W. The New Deal and the Problem ofMonop-
ADMINISTRATION (AAA); FARM POLICY; oh/: A stud y in Economic Ambivalence. 1966.
Rosenof, Theodore. Economics in the Long Run: New Deal
Theorists and Their Legacies, 1933-1993. 1997.
BIBLIOGRAPHY
Hamilton, David E. Trom New Day to New Deal: Hoover,
Roosevelt, and American Tarm Policy, 1928-1933. n Wamtttom
1991. " VJI> A ' " S ' X
30 8 E N C V C L P E D I A F T H E 6 R E A T D E P R E S S I N
FAIR LABOR STANDARDS ACT
The Fair Labor Standards Act, also known as the
Wages and Hours bill, was signed into law by Presi-
dent Franklin Roosevelt on June 25, 1938. The Fair
Labor Standards Act mandated minimum wage,
maximum weekly hours, and child labor standards
for workers engaged in interstate commerce. The
law represented a departure from the policy of strict
voluntarism that organized labor had supported
prior to the Great Depression. However, continuing
concerns on the part of American Federation of
Labor (AFL) leaders about the state determining
wage standards helped to shape a law that fell short
of the aim of those New Dealers who wanted to re-
quire employers to pay a "living wage."
The Progressive era had witnessed various at-
tempts by individual states to regulate working
conditions for women, children, and those involved
in hazardous jobs. Judicial hostility to any interfer-
ence with "liberty of contract" and union fears of
government intervention becoming a substitute for
workers' self- organization severely limited the
scope and effectiveness of such efforts prior to the
Great Depression. The federal government did not
become directly involved in trying to enforce mini-
mum wage and maximum hours standards
throughout the economy until the National Recov-
ery Administration (NRA) was established in 1933.
When the Supreme Court ruled in 1935 that the
National Industrial Recovery Act was unconstitu-
tional, Roosevelt considered offering a labor stan-
dards bill to salvage the wages and hours provisions
of the industry codes set up under the NRA, but he
waited until after his reelection to begin pressing
Congress to pass such legislation.
New Deal lawyers Benjamin Cohen and Thom-
as Corcoran prepared the original version of the
Fair Labor Standards Act, which in May 1937 was
introduced by Hugo Black in the Senate and by
William Connery in the House. The Black-Connery
bill called for fixing an unstated minimum wage
(widely assumed to be forty cents an hour) and a
maximum hours standard (assumed to be forty
hours per week) for workers involved in interstate
commerce. Workers involved in agriculture or
holding administrative or supervisory positions
were deemed "exempt" from coverage under the
law, as were workers in firms with fewer than six
employees. Overtime work was to be paid at a rate
of time and a half. In addition, the bill provided for
the establishment of a five-person Labor Standards
Board with discretionary power to set higher wage
and lower hours requirements for individual indus-
tries in which there was a demonstrated "inade-
quacy or ineffectiveness of facilities for collective
bargaining." Implicit in such a provision was the
hope that the law would contribute to the establish -
309
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merit of "living wage" standards. New Deal propo-
nents of the law saw the forty-forty standard itself
as a means of raising the wage level and boosting
the level of employment, and thereby contributing
to efforts to end the Depression. The proposal also
included a ban on child labor.
In spite of Roosevelt's backing, the Black -
Connery bill faced tough going in Congress. The
proposal encountered stiff opposition from the na-
tion's business leaders and also failed to win the
support of the AFL, whose leaders feared allowing
a government board to exercise such wide authority
over wages. The congressional battle over the Fair
Labor Standards Act lasted fourteen months, and
the law that finally emerged was significantly dif-
ferent from Cohen and Corcoran's original draft. In
response to the concerns of the AFL and the secre-
tary of labor, the independent and potentially pow-
erful Labor Standards Board was eliminated. Ad-
ministration of the law was given to the
Department of Labor. The Fair Labor Standards Act
set an initial minimum wage of only twenty-five
cents, while providing for the rate to go to forty
cents in seven years. The law set an initial weekly
hours standard of forty-four, but called for a reduc-
tion to forty over three years. Although the law al-
lowed individual industries to reach the forty-forty
standard before the end of the phase-in period, the
limited flexibility in the final bill was intended pri-
marily to make it possible for southern employers
to maintain regional differentials for several more
years.
The Fair Labor Standards Act was path-
breaking legislation that immediately improved
wages for approximately 300,000 workers while re-
ducing hours for more than one million employees.
Yet, the standards established by the law were so
low that full-time workers receiving the law's pro-
tection could still have incomes that would leave
them in poverty. Subsequent increases in the mini-
mum wage have only marginally improved this sit-
uation. Moreover, by excluding agricultural labor
and domestic workers, who were not considered to
be engaged in interstate commerce, the law failed
to provide any benefits to large numbers of African-
American and women workers.
See Also: COLLECTIVE BARGAINING; GUFFEY-
SNYDER ACT OF 1935; GUFFEY -VINSON ACT OF
1937.
BIBLIOGRAPHY
Douglas, Paul H., and loseph Hackman. "The Fair Labor
Standards Act of 1938: I." Political Science Quarterly
53 (1938): 491-515.
Douglas, Paul H., and loseph Hackman. "The Fair Labor
Standards Act of 1938: II." Political Science Quarterly
54 (1939): 29-55.
Forsythe, fohn S. "Legislative History of the Fair Labor
Standards Act." Contemporary Problems 6 (1939):
464-490.
Hart, Vivien. Bound by Our Constitution: Women, Workers,
and the Minimum Wage. 1994.
Paulsen, George E. A Living Wage for the Forgotten Man:
The Quest for Fair Labor Standards 1933-1941. 1996.
Larry G. Gerber
FAMILY AND HOME, IMPACT OF
THE GREAT DEPRESSION ON
The Great Depression challenged American fami-
lies in major ways, placing great economic, social,
and psychological strains and demands upon fami-
lies and their members. Families of various class,
ethnic, racial, and regional backgrounds, exhibiting
various styles of marital and familial relationships,
responded in different manners to the stresses and
demands placed upon them. In 1933, the average
family income had dropped to $1,500, 40 percent
less than the 1929 average family income of $2,300.
Millions of families lost their savings as numerous
banks collapsed in the early 1930s. Unable to make
mortgage or rent payments, many were deprived of
their homes or were evicted from their apartments.
Both working-class and middle -class families were
drastically affected by the Depression.
FAMILY DISORGANIZATION AND
DEPRIVATION
From one perspective, the story emerging from
the Great Depression can be described as one of
family "disorganization" and deprivation. Marriage
rates declined, although they started to rise in 1934,
310
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and the trend toward decreasing birthrates, already
underway, accelerated during the 1930s. Although
divorce rates also declined, this seems to have been
largely the consequence of the inability to pay law-
yers' fees; desertion rates increased during the de-
cade. In some cases, two or more families crowded
together in apartments or homes designed as sin-
gle-family residences. Some 250,000 youths were
on the road, travelling by freight train or hitchhik-
ing in order to find work or more favorable circum-
stances. From 1929 to 1931, the number of children
entering custodial institutions increased by 50 per-
cent. In many economically deprived families, chil-
dren suffered from malnutrition and inadequate
clothing.
Things seemed to be especially difficult for un-
employed and underemployed male heads of fami-
lies. Traditional conceptions of gender roles pre-
vailed during the 1930s; accordingly, men were
expected to be the breadwinners of their families.
Unemployed men felt like failures as a result of
their inability to provide for their families. Such
feelings of inadequacy were accentuated when,
often after having used up their life savings, these
men were forced to endure the humiliating experi-
ence of applying for relief. Unemployed men often
found themselves hanging around their homes, ir-
ritating their wives; quarrels became more frequent
between husbands and wives. At times, men with-
drew emotionally and even physically from their
families and friends. Children of impoverished fam-
ilies, recalling memories of family life during the
1930s, often remembered their fathers as emotion-
ally distant and indifferent. Some unemployed men
took up drinking. Others went off on long trips,
looking for employment in other cities. Some de-
serted their wives and families altogether.
ADAPTING TO THE DEPRESSION
From a different perspective, another story of
the family emerges — one that emphasizes the resil-
ience and ability of the family to adapt in the face
of adverse economic circumstances. Some families,
of course, were not affected by major economic de-
privation during the 1930s, but even among those
that were, many were able to maintain relatively
"normal" patterns of family life — with the father
MORE SECURITY FOR
THE AMERICAN FAMILY
FOR INFORMATION WRITE OR CALL AT THE NEAREST FIELD OFFICE OF THE
SOCIAL SECURITY BOARD
The Social Security Board promised to provide greater security
to American families, as this Depression-era poster testified.
Franklin Delano Roosevelt Library
securely positioned as the head of the family and
relatively harmonious relationships prevailing
within the home. In the years after the Depression,
many recalled the era, perhaps with an exaggerated
sense of nostalgia, as a period of family together-
ness and solidarity. Family members listened to the
radio together (by the 1930s, millions of urban fam-
ilies owned at least one radio) or engaged in such
activities as playing Monopoly, a popular game that
appeared in the mid-1930s.
Features that could be considered symptoms of
family disorganization, especially the employment
of women and children outside the home, can per-
haps best be regarded as ways in which families ac-
tively adapted to and coped with economic depri-
vation. In order to help provide economic support
for their families, married women increasingly
ENCYCLOPEDIA T THE GREAT DEPRESSION
311
FAMILY AND HOME, IMPACT OF F H E GREAT DEPRESSION ON
A Texas family of migrant agricultural laborers lived in this trailer south of Chandler, Arizona, in 1940 during the cotton picking
season. Library of Congress, Prints & Photographs Division, FSA/OWI Collection
came to work outside the home during the 1930s,
generally in low-status, low-paying jobs, often in
the service and light manufacturing sectors. In spite
of widespread condemnation of the employment of
married women and the refusal of many govern-
ment agencies, schools, libraries, and so on to em-
ploy them, the percentage of married women in the
workforce continued to rise during the Depression
years. Married women also contributed to the liveli-
hood of their families by intensifying their house-
hold labor — by, for example, maintaining vegetable
gardens and preserving the resulting produce, or
patching and remaking old clothes. Children con-
tributed to their families as well. Boys worked, usu-
ally on a part-time basis, in activities such as deliv-
ering newspapers, doing janitorial tasks, and
assisting as store clerks. Girls, on the other hand,
tended to stay home and help with domestic tasks,
especially when their mothers worked outside the
home.
Another example of how family life was actively
adapted to the social and economic circumstances
that Americans encountered during the Depression
era was the creation of a family-oriented union cul-
ture by the Congress of Industrial Organizations
(CIO) in late 1930s. As historian Lizabeth Cohen
has demonstrated, CIO unions came to emphasize
family life, especially family-oriented social and
recreational activities, as a means of enhancing soli-
312
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darity among the diverse ethnic and racial groups
involved in the CIO. Recognizing that working-
class women played a key role as decision-makers
in their families, unions attempted to enlist them in
such activities as campaigns to buy union-made
products and social events aimed at breaking down
racial and ethnic barriers between working-class
families. Indeed, women were conceived of as play-
ing a guiding role in the elaboration of a family
union culture.
Efforts to adapt the family to economic adversi-
ty during the 1930s did not result in a challenge to
conventional gender roles. Many married women
worked for wages outside their homes during the
Depression years, but their children, often coming
of age during the post-World War II era, did not
come to see the employment of married women as
in itself a positive good. Accustomed at an early age
to assuming conventional gender roles — as boys
worked at part-time jobs outside their homes, while
girls worked at domestic chores within the home —
the children of the 1930s saw their mothers' em-
ployment as perhaps necessary under the circum-
stances, but not as an indication that married
women should pursue careers rather than devote
themselves to being housewives. Similarly, al-
though the CIO encouraged women to join unions
in industries such as meat-packing, demanded
equal pay for women, and enlisted working-class
wives as guides of family union culture, CIO union-
ists persisted in seeing men as the primary family
breadwinners. Women were not encouraged to as-
sume leadership roles in CIO unions, and little ef-
fort was made to organize workers in the clerical
ENCYCLOPEDIA T THE GREAT DEPRESSION
313
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Like many families during the Depression, this unemployed miner from Zeigler, Illinois, depended on government relief to support
his wife and nine children in 1939. Library of Congress, Prints & Photographs Division, FSA/OWI Collection
and service sectors, which tended to be dominated
by women.
With the advent of the New Deal in March
1933, the federal government came to assume a
new role in fostering the economic security and
welfare of American families. As critics have sug-
gested, however, New Deal programs tended to as-
sume the primacy of the male breadwinner within
the family, thus shoring up traditional gender roles.
Work relief programs, such as the Works Progress
Administration (WPA), discriminated against
women, and women workers were generally not
adequately covered by the retirement pension and
unemployment insurance programs established by
the Social Security Act of 1935. Although the New
Deal welfare state owed much of its inspiration to
the idea of the "maternal commonwealth" formu-
lated by female reformers during the late nine-
teenth century and the Progressive era, and despite
the major role that female administrators and social
workers played in implementing the New Deal
welfare state, there was little concern for advancing
the specific interests and rights of women during
the 1930s.
African-American families were especially hard
hit by the Depression. Unemployment rates were
significantly higher for blacks than for whites in
Northern cities, and in the South, where most of
the African-American population continued to live
during the 1930s, economic conditions were espe-
cially bad. Black sharecroppers in the South were
forced to subsist on a minimal level, and increasing-
3H
ENCYCLOPEDIA OF THE GREAT DEPRESSION
FARLEY
AMES
ly they were evicted from their farms as the result
of Agricultural Adjustment Administration policies.
In urban areas, there was an especially high per-
centage of female-headed families due to high
mortality rates among black males and their inabili-
ty to provide for their families as breadwinners.
Moreover, the eligibility requirements of the Aid to
Dependent Children program, established by the
Social Security Act of 1935, apparently contributed
to the problem by driving black fathers from house-
holds. Again, however, the issue of female domi-
nance in many black families is more than simply
a story of the "disorganization" of the black family.
In fact, in both Northern cities and the rural South,
black women tended to be the centers of networks
of kin, friends, and neighbors — networks by means
of which scarce resources were shared, thus en-
abling families to survive under conditions of ex-
treme economic adversity. In general, New Deal
measures benefitted blacks less (and sometimes not
at all) in comparison to whites, though New Deal
work relief and welfare programs did provide sig-
nificant assistance for black families, especially in
Northern cities.
BIBLIOGRAPHY
Cohen, Lizabeth. Making a New Deal: Industrial Workers
in Chicago, 1919-1939. 1990.
Denning, Michael. The Cultural Front: The Laboring of
American Culture in the Twentieth-Century . 1997.
Elder, Glenn H., Ir. Children of the Great Depression: Social
Change in Life Experience. 1974.
Evans, Sara. Born for Liberty: A History of Women in Amer-
ica, 2nd edition. 1989.
Foner, Eric. The Story of American Freedom. 1998.
Tones, lacqueline. Labor of Love, Labor of Sorrow: Black
Women, Work, and the Family from Slavery to the Pres-
ent. 1985.
Lynd, Robert S., and Helen Merrell Lynd. Middletown in
Transition: A Study in Cultural Conflicts. 1937.
May, Elaine Tyler. Homeward Bound: American Families in
the Cold War Era. 1988.
McElvaine, Robert S. The Great Depression: America,
1929-1941. 1984.
Mintz, Steven, and Susan Kellogg. Domestic Revolutions:
A Social History of American Family Life. 1988.
Wandersee, Winifred D. "Families Face the Great De-
pression (1930-1940)." In American Families: A Re-
search Guide and Historical Handbook, edited by Jo-
seph M. Hawes and Elizabeth I. Nybakken. 1991.
Dennis Bryson
THE LEGACY OF THE DEPRESSION
The Depression era bequeathed a mixed legacy
to American families and households. Perhaps the
major positive aspect of this legacy was the idea
that the economic security and welfare of the family
should be a fundamental national goal. To be sure,
this idea was imperfectly realized in the New Deal
welfare state, which often discriminated against
women wage-earners and relegated the families of
blacks and other nonwhites to second-class status.
Nevertheless, during the 1930s and subsequent
decades, the federal government did come to play
a major role in providing for the health, welfare, ed-
ucation, and housing of American families.
See Also: CHILDREN AND ADOLESCENTS, IMPACT
OF THE GREAT DEPRESSION ON; EDUCATION;
ELDERLY, IMPACT OF THE GREAT DEPRESSION
ON; GENDER ROLES AND SEXUAL RELATIONS,
IMPACT OF THE GREAT DEPRESSION ON;
HOMELESSNESS; MEN, IMPACT OF THE GREAT
DEPRESSION ON.
FAP. See FEDERAL ART PROJECT.
FARLEY, JAMES A.
James Aloysius Farley (May 30, 1888-June 9, 1976),
postmaster general of the United States and chair
of the Democratic National Committee from 1933
to 1940, was a shrewd political organizer and one
of President Franklin D. Roosevelt's closest political
advisers during the Great Depression. Ideologically,
Farley registered opposition to much of the New
Deal program, but until he and Roosevelt parted
company in 1940, they made a formidable team
that benefited both men and the nation.
A preeminent New York politician who helped
orchestrate Roosevelt's presidential landslides in
1932 and 1936, Farley was born in Grassy Point,
New York. After graduating from Stony Point High
ENCYCLOPEDIA E THE GREAT DEPRESSION
315
f A R L E Y , JAMES A
James Farley (right) with Franklin D. Roosevelt in Warm Springs, Georgia, in December 1931. Franklin Delano Roosevelt Library
School in 1905, he held various Democratic party
offices, including town clerk. He later formed a
business and served one term in the state legisla-
ture before becoming secretary of the New York
State Democratic Committee, in which capacity he
organized Roosevelt's successful gubernatorial
campaigns in 1928 and 1930. In 1932 Farley ar-
ranged the deal that made John Nance Garner of
Texas the Democratic vice presidential nominee.
The postmaster generalship provided Farley
with immense patronage potentialities, making his
position crucial for constructing the foundations of
support for the New Deal. Farley knew personally
most party leaders throughout the country, corre-
sponding with them regularly and signing his name
in green ink. These acquaintances and friendships
enabled Farley to fortify and invigorate loyalty to
the Democratic party and the administration. His
outgoing personality, persuasive techniques, and
political skills proved effective in securing congres-
sional and state endorsements for Roosevelt's New
Deal. First Lady Eleanor Roosevelt, with whom Far-
ley enjoyed a constructive relationship, encouraged
him to recommend appointments for women, who
constituted 7,560 of the 28,092 postmasters com-
missioned between 1933 and 1938.
Although at first a moderate liberal, Farley, un-
versed with the economic ramifications that result-
ed in the Great Depression, exhorted the president
in his second term to balance the budget and re-
duce public works programs. Farley's disillusion-
ment deepened steadily. His presidential aspira-
316
ENCYCLOPEDIA OF THE GREAT DEPRESSION
FARM CREDIT ADMINISTRATION ( T ( A )
tions and strong opposition to Roosevelt's third-
term nomination strained the relations between the
two by 1940, when Farley submitted his resignation
as postmaster general and head of the national
committee. This ideological rift led the increasingly
conservative Farley to assail New Deal policies.
After his unsuccessful efforts to block Roosevelt's
nomination in 1940 (when Farley sought the nomi-
nation himself) and 1944, Farley devoted attention
to business concerns while maintaining interests in
local, state, and national politics. He died in New
York City, leaving a legacy as an astute campaign
manager and political operative during the Great
Depression.
See Also: DEMOCRATIC PARTY; ROOSEVELT,
FRANKLIN D.
BIBLIOGRAPHY
Farley, James A. Behind the Ballots: The Personal History
of a Politician. 1938.
Farley, James A. Jim Farley's Story: The Roosevelt Years.
1948.
Newquist, Gloria A. "James A. Farley and the Politics of
Victory, 1928-1936." Ph.D. diss., University of
Southern California, 1966.
Leonard Schlup
FARM CREDIT ADMINISTRATION
(FCA)
To combat the deepening debt crisis that was van-
quishing farm owners nationwide, Franklin D. Roo-
sevelt issued an executive order on March 27, 1933,
establishing the Farm Credit Administration (FCA).
The agency extended vital relief to debt-ridden
farmers throughout the country by refinancing farm
mortgages and offering credit under favorable
terms. The FCA was an important part of the Roo-
sevelt administration's broad program of federal as-
sistance to agriculture. During its first two years
alone, the FCA refinanced one-fifth of all farm
mortgages and saved tens of thousands of farmers
from foreclosure.
By 1933 farmers urgently needed mortgage re-
lief and loans to cover their annual crop-production
costs. The vast network of locally owned banks that
had served as the primary source of farm finance in
rural areas could no longer support loans to farm-
ers. As farm income and commodity prices plum-
meted, the system of farm credit collapsed. In 1930
and 1931, more than 3,600 banks failed. Among the
hardest hit ones were undercapitalized rural banks
serving small farming communities.
In creating the FCA, the Roosevelt administra-
tion set out to alleviate the indebtedness of farmers
and to overhaul the government's large but ineffec-
tual system of farm credit. Nine existing farm agen-
cies fell under the control of the FCA, including the
Federal Farm Board, the Federal Farm Loan Board,
the federal land banks, the federal intermediate
credit banks, and the loaning activities of the secre-
tary of agriculture and the Reconstruction Finance
Corporation. William I. Myers, a Cornell University
economics professor, conceived this consolidation
and reorganization of disparate farm agencies into
the FCA. As David E. Hamilton argues in From New
Day to New Deal (1991), Myers was committed to
cooperative public-private partnerships and asso-
ciative principles. Although the farm debt crisis re-
quired that the government take the lead in making
credit available to farmers, the ultimate goal of the
FCA was to create a cooperative credit system run
by farmers themselves, financed privately and ad-
ministered through local credit associations. Roose-
velt appointed Henry Morgenthau, who had served
as Roosevelt's commissioner of agriculture when he
was governor of New York, to the position of gov-
ernor of the FCA, and he named Myers the deputy
governor. When Morgenthau became secretary of
the treasury in 1934, Myers took his place as head
of the FCA and retained the post until 1938.
The FCA included four divisions. The Land
Bank Division controlled the twelve federal land
banks and fifty joint-stock land banks. The Inter-
mediate Credit Division supervised the twelve in-
termediate credit banks that made direct loans to
cooperatives and helped private banks become ac-
tive lenders. The Production Credit Division direct-
ed the twelve regional production credit corpora-
tions, and the Cooperative Bank Division
supervised the Central Bank for Cooperatives,
which made short- and long-term loans to the agri-
cultural cooperatives.
ENCYCLOPEDIA E THE GREAT DEPRESSION
317
FARMERS
L I D A Y ASSOCIATION
( f
In addition to refinancing one-fifth of all farm
mortgages, the FCA reduced the interest rates on
federal loans to 3.5 percent and, between 1933 and
1936, extended about $800 million in long-term
loans. By 1939, the federal land banks held nearly
40 percent of the farm mortgage debt. That same
year, the FCA fell under the control of the depart-
ment of agriculture, then regained its status as an
independent agency in 1953. Since 1971, the FCA
has continued to provide credit to farmers, and has
assumed the additional responsibility of regulating
the farm credit system.
See Also: AGRICULTURE; FARMERS' HOLIDAY
ASSOCIATION (FHA); FARMERS HOME
ADMINISTRATION (FMHA); FARM
FORECLOSURES; FARM POLICY.
BIBLIOGRAPHY
Case, H. C. M. "Farm Debt Adjustment during the Early
1930s." Agricultural History 34, no. 4: 173-181.
Feder, Ernest. "Farm Debt Adjustment during the De-
pression — The Other Side of the Coin." Agricultural
History 35, no. 2: 78-81.
Hamilton, David E. From New Day to New Deal: American
Farm Policy from Hoover to Roosevelt, 1928-1933.
1991.
Hoag, W. Gifford. The Farm Credit System: A History of Fi-
nancial Self-Help. 1976.
Stokes, W. N., Jr. Credit to Farmers: The Story of the Federal
Intermediate Credit Banks and Production Credit Asso-
ciations. 1973.
Adrienne M. Petty
FARMERS' HOLIDAY
ASSOCIATION (FHA)
The national Farmers' Holiday Association, or FHA,
was an organization born of the downturn in farm
and crop prices brought about by the Great Depres-
sion. FHA members took part in some of the most
intense agrarian protests of the early years of the
Depression. In February 1932, Glen Miller, a writer
for the publication Iowa Union Farmer, argued that
Iowa farmers should declare a "holiday" in which
farm products would be kept at the farms where
they were produced until politicians and the gener-
al public began to appreciate the importance of
farmers. This idea resonated with the three thou-
sand farmers who gathered in Des Moines, Iowa, in
May 1932 to found the national Farmers' Holiday
Association. The group consisted primarily of farm-
ers from Iowa, but also included farmers from Min-
nesota, Nebraska, Illinois, and Wisconsin, as well as
many other states. Milo Reno, a popular agricultur-
al activist and leader of the Iowa Farmers' Union,
was elected president of the organization.
Reno's constant campaign theme as leader of
the Iowa Farmers' Union was that farmers deserved
the right to be compensated for the costs of farm
production and to make a reasonable profit on the
sale of their goods. Reno continued this theme as
he assumed control of the FHA, and one of the first
resolutions adopted by the organization called for
withholding agricultural products from the market-
place until farmers received fair compensation for
the cost of production.
In August 1932, members of the FHA launched
the first withholding protests in Sioux City, Iowa,
picketing along highways and threatening farmers
who refused to cooperate and were attempting to
bring their goods to market. The farm strikes quick-
ly spread to other midwestern states as members of
the local Farmers' Holiday Associations in those
states began to stage their own protests. Violent en-
counters continued between protesters and nonco-
operative farmers in other midwestern states until
Reno called for an end to the strikes on September
1, 1932.
Following Franklin D. Roosevelt's election as
president in November 1932, Reno and leaders of
local holiday organizations in several midwestern
states met in Omaha, Nebraska, to discuss the po-
tential effect of Roosevelt's presidency on the plight
of the farmer. The convention crafted a resolution
that called for the suspension of strikes and block-
ades of farm commodities to give the new president
sufficient time to act on the concerns of farmers.
In the meantime, the FHA focused its attention
on preventing farm foreclosures through so-called
penny auctions. During January and February of
1933, fifteen penny auctions took place in which a
farm undergoing foreclosure would be auctioned
318
ENCYCLOPEDIA OF THE GREAT DEPRESSION
R M E R S
M E
ADMINISTRATION
T M
off at an extremely low price, sometimes through
physical intimidation of potential bidders, to a bid-
der who would sell the property back to its original
owner. While never condoning the illegal methods
used by some participants during penny auctions,
the FHA did actively support the practice in order
to prevent farm foreclosures.
In May 1933, Reno and the FHA once again
called for farm strikes following the U.S. Senate's
rejection of the Norris- Simpson amendment,
which would have provided cost of production
prices for farmers. Reno, however, called off the
strike after receiving a letter from Minnesota gover-
nor Floyd Olson expressing his belief that the Roo-
sevelt administration would address FHA concerns
and after hearing an encouraging statement on the
matter from the president.
During the summer months of 1933 Reno
began to lose confidence in Roosevelt's New Deal
farm program, the Agricultural Adjustment Admin-
istration. The FHA saw the program as an extension
of the American Farm Bureau Federation, which
the FHA viewed as a tool of large commercial farm-
ers. In September 1933 Reno again called for farm
strikes until the administration and the Congress
passed measures to address cost of production and
currency inflation. This time, however, the strike
movement received a tepid response from many
midwestern farmers and collapsed within a few
days.
Following the collapse of the farm strikes in the
fall of 1933, the power of the FHA began to de-
crease rapidly and Reno went from popular nation-
al figure to relative obscurity. Over the next several
years, the FHA turned its attention away from cost
of production issues to other causes of interest to
farmers. The organization also backed the potential
third-party candidacies of such political figures as
Father Charles Coughlin and Senator Huey Long.
Milo Reno's death on May 5, 1936, effectively
spelled the end of the FHA, which was absorbed
back into the Iowa Farmers' Union in 1937.
See Also: AGRICULTURE; FARM FORECLOSURES.
BIBLIOGRAPHY
Olson, lames S., ed. Historical Dictionary of the 1920s:
From World War I to the New Deal, 1919-1933. 1988.
Payne, John. "Reno, Milo." In Historical Dictionary of the
New Deal: From Inauguration to Preparation for War,
edited by lames S. Olson. 1985.
Shover, John L. Cornbelt Rebellion: The Farmers' Holiday
Association. 1965.
Mark Love
FARMERS HOME
ADMINISTRATION (FMHA)
In 1946 Congress replaced the Farm Security Ad-
ministration (FSA) with the Farmers Home Admin-
istration (FmHA). Congress's action grew out of its
wartime investigations of the FSA, in which the
agency was criticized for deliberately disregarding
congressional intent and misusing funds to estab-
lish and maintain resettlement projects, cooperative
farms, and land purchase associations. Congressio-
nal disillusionment with these unconventional pro-
grams reflected legislators' broader retreat from
New Deal reforms and their more traditional ap-
proach to domestic issues during and after the war.
In creating the FmHA, Congress authorized it to in-
sure loans, as well to lend money directly. Although
some FSA programs, including loans to low-
income individuals who lacked other sources of
credit for farm purchase, farm operating and reha-
bilitation loans to individuals, and loans for rural
water systems, were continued by the new agency,
the FSA's more controversial rural rehabilitation
and resettlement projects, migratory labor camps,
and loans to cooperative associations for land pur-
chase were discontinued. The FmHA also contin-
ued the emergency crop and feed loan program for-
merly administered by the Farm Credit Association.
In the ensuing decades the scope of the
FmHA's programs expanded. The Federal Housing
Act of 1949 broadened the agency's role in issuing
and guaranteeing loans to farmers for housing. In
1961 Congress authorized the agency to finance
housing for nonfarm rural residents and general
water projects for rural municipalities. Soon there-
after the FmHA extended credit for construction of
low-cost rural apartments and certain types of rural
recreational facilities. Increasingly during the 1960s
ENCYCLOPEDIA OF T H E GREAT DEPRESSION
319
FARM
F R E C L S
R E S
the agency shifted away from direct loans for hous-
ing and toward insuring loans from private sources.
During the 1970s, concerns about revitalizing rural
regions led to additional changes. In 1972, the
agency began loaning funds for health facilities and
public buildings such as fire stations and communi-
ty centers in rural areas. Two years later the agency
became involved in guaranteeing private loans to
businesses in an effort to encourage business and
industrial development in the countryside. By 1983
the agency had invested $52.9 billion in programs
for farmers, such as farm operating, ownership, and
emergency loans; $42.1 billion for rural housing;
$13.3 billion for development of community facili-
ties, most notably water and sewage systems; and
nearly $5.5 billion in guaranteed loans to rural busi-
nesses. In 1994, in an attempt to streamline rural
services, the Rural Development Mission Area
within the Department of Agriculture was created
to replace agencies including the FmHA.
See Also: FARM POLICY; FARM SECURITY
ADMINISTRATION (FSA); HOUSING.
BIBLIOGRAPHY
Baldwin, Sidney. Poverty and Politics: The Rise and Decline
of the Farm Security Administration. 1968.
Benedict, Murray R. Farm Policies in the United States,
1790-1950: A Study of the Origins and Development.
1953.
United States Department of Agriculture. A Brief History
of the Farmers Home Administration. 1984.
Brian Q. Cannon
FARM FORECLOSURES
During the Great Depression, farm foreclosures be-
came a disturbingly routine feature of rural life. Be-
tween 1929 and 1933, a third of all American farm-
ers lost their farms in the worst disaster to hit
American agriculture. Hundreds of thousands of
farm-owning families had their hard-earned land
seized from under them. The record number of
foreclosures during the late 1920s and 1930s disillu-
sioned farmers and contributed to an unprecedent-
ed degree of federal intervention to improve the
farm economy.
What contributed to the large number of fore-
closures was a farm debt problem that began during
the agricultural depression of the 1920s and grew
more severe by 1929. Farmers were knee-deep in
debt, with about two-fifths of all farmers holding a
mortgage and nearly three-fourths requiring credit
to produce a crop from year to year. With crop
prices declining, farmers were not able to pay off
their mortgage loans. For instance, farm prices for
cash crops, such as wheat, cotton, tobacco, and
corn, fell steadily beginning in 1920. The price of
corn dropped 78 percent, from 1.85 per bushel in
June 1920 to 41 cents per bushel in December 1921.
Prices rebounded somewhat during the mid-1920s,
but plunged once again after the stock market crash
in 1929. Between 1929 and 1932, crop and livestock
prices plummeted by almost 75 percent. The impact
on farm earnings was staggering. Farm income de-
clined by 60 percent, from $13.8 billion to $6.5 bil-
lion, and the cash proceeds from marketing farm
products in 1932 were about one-third lower than
they had been in 1919.
As farmers defaulted on loans and made fewer
deposits, many small country banks were forced to
go out of business. In 1930 and 1931, more than
3,600 banks failed. Those banks, life insurance
companies, and farm mortgage lenders that man-
aged to survive had little choice but to drastically
reduce the amount of credit they made available to
farmers.
Consequently, farm foreclosures became more
prevalent throughout the 1920s, and grew to sober-
ing proportions by the 1930s. While the average
foreclosure rate between 1913 and 1920 was 3.2 per
1,000 farms, it jumped to 17.4 per 1,000 farms in
1926, and by 1933 had reached 38.8 per 1,000 farms.
During 1933, at the height of the Great Depression,
more than 200,000 farms underwent foreclosure.
Foreclosure rates were higher in the Great Plains
states and some southern states than elsewhere. As
Lee J. Alston argues in his article "Farm Foreclo-
sures in the United States During the Interwar Peri-
od" (1983), farm distress also was more severe in
rural areas that were far from urban areas because
farm families had fewer opportunities to supple-
ment their earnings with off-farm employment.
The devastating scale of foreclosures prompted
many farmers to challenge the workings of capital-
320
ENCYCLOPEDIA OF I H E GREAT DEPRESSION
FARM FORECLOSURES
This farm foreclosure sale, held in Iowa in 1933, was one of many such sales that occurred throughout the Midwest during the
Depression. Franklin Delano Roosevelt Library
ism. Throughout the country, farmers vented their
anger at public auctions that banks held to sell fore-
closed property. In a phenomenon that came to be
known as "penny auctions," farmers attending the
auctions placed ridiculously low bids on the avail-
able land. Anyone who attempted to significantly
outbid these farmers faced jeers from the crowd and
often risked violent reprisals. In many cases, dis-
gruntled farmers managed to block foreclosure
sales.
As farmers decried the increase in farm foreclo-
sures and bank failures, the Herbert Hoover admin-
istration attempted to tackle the farm debt problem
by establishing for the first time a government bu-
reaucracy dedicated to helping farmers maintain
prices. With a budget of $500 million, the Federal
Farm Board was charged with making loans to farm
marketing cooperatives and establishing corpora-
tions that would raise farm prices by buying sur-
pluses. However, Hoover did not commit enough
money to the Farm Board to make it work.
It was left to the Franklin Roosevelt administra-
tion to address the farm debt crisis through its New
Deal programs. The Agricultural Adjustment Act of
1933 grappled with the underlying problem of fall-
ing farm prices through its crop production control
program. The Farm Credit Administration provided
much-needed mortgage relief to farmers. The Fed-
eral Farm Bankruptcy Act of 1934, also known as
the Frazier-Lemke Farm Bankruptcy Act, enabled
ENCYCLOPEDIA OF F U E 6 R E A F DEPRESSION
321
FARM
POLICY
some dispossessed farmers to regain their land
even after foreclosure on their mortgages. Howev-
er, the Supreme Court ruled this law unconstitu-
tional in 1935. A number of states passed laws that
attacked farm foreclosures directly. Between 1933
and 1935, twenty-five states passed farm foreclo-
sure moratorium laws that temporarily prevented
banks and other creditors from foreclosing on farm-
ers who could not afford to make their mortgage
payments. Despite these measures, there was no
significant decline in the average rate of farm fore-
closures until after 1940.
See Also: FARM CREDIT ADMINISTRATION (FCA);
FARMERS' HOLIDAY ASSOCIATION (FHA).
BIBLIOGRAPHY
Alston, Lee J. "Farm Foreclosures in the United States
During the Interwar Period." Journal of Economic
History 43 (1983): 885-903.
Hamilton, David E. From New Day to New Deal: American
Farm Policy from Hoover to Roosevelt, 1928-1933.
1991.
Perkins, Van L. Crisis in Agriculture: The Agricultural Ad-
justment Administration and the New Deal, 1933. 1969.
Saloutos, Theodore, and John D. Hicks. Agricultural Dis-
content in the Middle West, 1900-1939. 1951.
Adrienne M. Petty
FARM POLICY
Farmers were among those hardest hit by the Great
Depression. Their problems, however, had been
around for nearly a decade. During World War I,
European agriculture had been largely destroyed,
and the U.S. government had been purchasing
farm products. The result was inflated prices for
many crops. From 1916 to 1919, for example, net
farm income rose from $4 billion to $10 billion. In
1920, however, a combination of agricultural recov-
ery in Europe and an end to government purchases
of wheat created a situation in which the market
was flooded with surplus crops. A bushel of wheat
quickly fell from $2.50 to less than a dollar. As
prices tumbled, a decline exacerbated by the stock
market crash of 1929, American farmers went from
producing 16 percent to 9 percent of the national
income.
When Franklin D. Roosevelt became president
in 1933, he promised in his inaugural speech on
March 4, 1933, to restore the health of agriculture.
If the purchasing power of farmers was restored, he
believed, farmers would in turn help boost the de-
mand for manufactured goods. This could be ac-
complished, Roosevelt and many others believed,
by decreasing production. Throughout the 1920s,
agriculture had been characterized by overproduc-
tion as more crops were produced than the market
could handle, thereby effectively driving down the
prices. Farmers, then, were seen by Roosevelt as the
key to bringing the nation out of the Depression.
Under the direction of Secretary of Agriculture
Henry A. Wallace, the Roosevelt administration
drew up the Agricultural Adjustment Act. The the-
ory was that if production could be limited, then
prices would rise, demand for farm commodities
would more nearly match supply, and agriculture
would recover. With these aims, the Act was
pushed through Congress in May 1933. The Agri-
cultural Adjustment Act gave subsidies to farmers
based on the acreage of farmland that landowners
either allowed to lie fallow or used for the produc-
tion of non-surplus crops. For every bushel of corn,
for example, that corn farmers did not raise, the
government would pay them thirty cents. Over the
next two years, while many Americans were starv-
ing, over thirty million acres of cotton, corn, and
wheat fields were taken out of production, with
farmers receiving over $1.1 billion in government
subsidies.
The goals of the Agricultural Adjustment Act
were largely attained; from 1932 to 1936, the price
of a bushel of wheat almost tripled. And hogs,
which had been selling at $3.34 per hundred
pounds, rose to $9.37. In terms of overall income,
farmers witnessed a rise of $1.8 billion to $5 billion.
If landowners benefited from the Agricultural Ad-
justment Act, those who worked their lands, such
as tenant farmers and sharecroppers, did not. Al-
though landowners were supposed to share the
government payments with their tenants, they
often failed to do so. Landowners, particularly in
the South, pocketed the cash while evicting their
tenants or sharecroppers, or cutting their acreage
and simply not allowing them to grow cash crops.
322
ENCYCLOPEDIA OF F H E GREAT DEPRESSION
FARM
POLICY
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A Farm Security Administration representative tries to convince three brothers in Box Elder county, Utah, in 1940 to form a
cooperative to buy a tractor to replace their horses. Library of Congress, Prints & Photographs Division, FSA/OWI Collection
In addition to the Agricultural Adjustment Act,
the Roosevelt administration launched the Tennes-
see Valley Authority, which was designed, in part,
to aid the farmers of the rural South. In short, this
public corporation held as central goals the genera-
tion of electricity along the Tennessee River and the
making and distributing of nitrogen-based fertiliz-
er. Thus, while attempts were made to limit the
production of cash crops through the Agricultural
Adjustment Act, other attempts were simulta-
neously made to increase the productivity of the
farmers of the rural South.
While the droughts, floods, and dust storms
(such as the 1935 to 1940 dust storms that caused
the Dust Bowl in the states of Oklahoma, Texas,
Kansas, and Colorado) helped to reduce harvests
and push up prices, new technologies counteracted
the effects of such natural disasters, increasing pro-
ductivity and driving small farmers from the land.
In the 1930s, hybrid corn was developed and be-
came increasingly popular among farmers in the
Midwest. This new type of corn proved more resis-
tant to disease and insects. In addition, the stalks
grew straight and strong, the crop ripened all at
once, and the ears were all at the same height,
which meant that by using another new technolo-
gy — the gasoline tractor — productivity would be in-
creased. Even with other crops, such as cotton and
new mechanical cotton-pickers, technology was
used to increase production while the Roosevelt ad-
ministration was simultaneously attempting to
limit production.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
323
f A R M SECURITY ADMINISTRATION ( T S A )
In Butler v. U.S. (1936) the U.S. Supreme Court
ruled the Agricultural Adjustment Act to be uncon-
stitutional. To replace it, Congress passed the Soil
Conservation and Domestic Allotment Act in 1936.
This law aimed at eliminating soil-depleting crops
and subsidizing farmers with general revenues
rather than a special tax. In 1938, however, produc-
tion quotas returned with a second Agricultural Ad-
justment Act. This farm bill, much like the original
1933 Act, gave the federal government the authori-
ty both to pay farmers not to plant crops and to set
market prices for agricultural goods. Until World
War II pulled the nation out of the Depression, sub-
sidization served to reduce price inflation for agri-
cultural goods and to increase net farm income.
See Also: AGRICULTURAL ADJUSTMENT ACT; AGRI-
CULTURAL ADJUSTMENT ADMINISTRATION
(AAA); AGRICULTURE; LAND USE PLANNING.
BIBLIOGRAPHY
Badger, Anthony J. The New Deal: The Depression Years,
1933-40. 1989.
Conrad, David E. The Forgotten Farmers: The Story of
Sharecroppers in the New Deal. 1965.
Fraser, Steve, and Gary Gerstle. The Rise and Fall of the
New Deal Order, 1930-1980. 1989.
Hamilton, David E. From New Day to New Deal: American
Farm Policy from Hoover to Roosevelt, 1928-1933.
1991.
Kennedy, David. Freedom from Fear: The American People
in Depression and War, 1929-1945. 1999.
Kirkendall, Richard S. Social Scientists and Farm Politics in
the Age of Roosevelt. 1966.
Perkins, Van. Crisis in Agriculture: The Agricultural Adjust-
ment Administration and the New Deal, 1933. 1969.
Kim Richardson
FARM SECURITY
ADMINISTRATION (FSA)
Through such novels as Erskine Caldwell's Tobacco
Road (1932) and John Steinbeck's The Grapes of
Wrath (1939), the American public became aware
of the extent of farm poverty in the United States,
which was not merely a product of the Depression
but of long-term structural forces in the economy.
The growth of tenancy, the impoverishment of
soils, chronically low income, high levels of debt,
and poor social services had produced a rural popu-
lation that was "ill-housed, ill-clad, and ill-
nourished," in the words of President Franklin D.
Roosevelt's second inaugural address.
Initially, the New Deal's agricultural programs
actually contributed to rural misery. The Agricultur-
al Adjustment Administration's (AAA) crop subsi-
dization programs often did not reach the tenants
and sharecroppers who were in most need of feder-
al support, and these programs also encouraged
landowners to displace tenants and mechanize
their holdings. The Farm Security Administration
(FSA), however, followed a different trajectory than
the AAA, giving priority to welfare and social re-
form goals and targeting poor, marginal farmers.
The FSA succeeded the Resettlement Adminis-
tration (RA), which had been created by executive
order in May 1935. Various existing federal pro-
grams relating to land conservation, resettlement,
subsistence homesteads, greenbelt communities,
and rural rehabilitation were consolidated under
the RA. Rexford G. Tugwell, the RA's first adminis-
trator, had ambitions for a technocratic program of
land reform, reclamation, and relocation as the ad-
ministration's primary initiatives against rural pov-
erty.
THE FSA'S DEPRESSION-ERA PROGRAMS
The FSA was created by the Bankhead-Jones
Farm Tenancy Act of July 1937 and was established
as a division within the Department of Agriculture.
Its first administrator was Will Alexander, who re-
signed in 1940 and was succeeded by Calvin B. Bal-
dwin. The FSA developed a more focused agenda
and a more practical range of measures to help
small farmers stay on the land and to improve the
farmer's lot within agriculture. Rural rehabilitation
grants or loans constituted the most important as-
pect of the agency's work. The bulk of the FSA's ex-
penditures were used for rehabilitation loans of be-
tween $240 and $600, which were intended to
finance farm improvements. Some 700,000 families,
about one-ninth of the total number of farm fami-
lies in the United States, received FSA loans. The
324
ENCYCLOPEDIA OF THE GREAT DEPRESSION
FARM SECURITY
D M I N I 5 T R A T I N
F S A
An FSA county supervisor examines a sheep belonging to a rehabilitation client in Gage county, Nebraska, in 1938. Library of
Congress, Prints & Photographs Division, FSA/OWI Collection
FSA also inherited from the RA some 195 commu-
nity resettlement projects, which were designed to
provide small farmers with productive land and
modern facilities, the economic benefits of group
marketing and purchasing arrangements, the social
benefits of cooperative community services, and the
expertise of the FSA's agricultural and home man-
agement supervisors. Although these "instant com-
munities" were criticized by FSA opponents for
their flouting of the "American way," the resettle-
ment projects never accounted for more than 10
percent of the FSA's expenditures and they were
downgraded in importance after 1937.
Central to the political defense of the FSA's
work was its role in helping tenants to become
landowners. It is ironic that, while historians have
come to regard the AAA as the New Deal's most
revolutionary agency because of its influence in
driving small farmers off the land, the FSA, conven-
tionally described as one of the New Deal's most
progressive agencies, was trying to retain them
there. However, the FSA's performance never
matched its Jeffersonian rhetoric. The adminis-
tration helped only 44,300 tenants to purchase
land, with applications exceeding awards by a ratio
of about twenty to one. Tenant purchase alloca-
tions accounted for only 13 percent of the aid
dispensed by the Administration. The FSA also
established camps for migratory laborers, and
group medical services for small farmers, as well as
various cooperative projects and debt adjustment
programs.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
325
f A R M SECURITY ADMINISTRATION ( T S A )
A rura/ couple in Weld County, Colorado, discuss their farm plan with an FSA supervisor in October 1939. Library of Congress,
Prints & Photographs Division, FSA/OWI Collection
Such an ambitious agenda required a large and
decentralized bureaucracy; thus the FSA was divid-
ed into twelve administrative regions. Each regional
headquarters was supplemented by offices at state,
district, and county levels, with project managers
directing operations at the grass roots. By 1941 the
FSA was organized in every state. Approximately
three thousand county offices employed more than
four thousand rural rehabilitation supervisors and
more than four thousand home management su-
pervisors around the country. However, the south-
ern United States was the FSA's primary focus.
More than 50 percent of county offices were located
in the South, as were more than 60 percent of the
rehabilitation and home management supervisors
employed by the administration. Some eight thou-
sand group projects were established in the South,
and southern farmers accounted for 60 percent of
all rehabilitation loans issued, 47 percent of the re-
habilitation credit advanced, and 70 percent of all
tenant purchase loans. Furthermore, over 20 per-
cent of the FSA's resettlement projects were located
in FSA region 4, which comprised the states of Ar-
kansas, Louisiana, and Mississippi.
Southern blacks accounted for approximately
22 to 25 percent of the FSA's rehabilitation clients,
tenant purchase borrowers, and resettled farmers.
Although this percentage did not equal the need
among black farmers, the administration sought to
ensure that its programs would benefit black Amer-
icans. Will Alexander, who was also director of the
Commission on Interracial Cooperation, was sup-
ported by administrators within the FSA, including
326
ENCYCLOPEDIA OF THE GREAT DEPRESSION
FARM
S E C
R I T Y
D M I N I 5 T R A T I N
F S A
Constance Daniel and Joseph H. B. Evans, who
were given specific responsibility for racial matters.
To promote the agency to African Americans, the
FSA purposefully channelled information about its
programs through the black press and sought to ex-
pand the number of African-Americans in the
FSA's own workforce. However, localism often un-
dermined these efforts, despite the fact that each of
the three southern regional directors had a black
advisor; by 1941 there were only eighteen African-
American employees among the 1,500 total em-
ployees of FSA's region 4.
Although the FSA's programs and leaders were
not radical, the agency was regarded with suspicion
and hostility in some quarters. In the South, espe-
cially, the FSA was underappreciated by the re-
gion's leadership groups, in part because the ad-
ministration challenged the central aspects of the
plantation system: landlords' control of labor, mer-
chants' monopoly of credit, and white control of
race relations. The agency also worked outside
those institutions, including the Extension Service,
land grant colleges, county agricultural agents, and
the American Farm Bureau Federation, that main-
tained close relationships with the Department of
Agriculture and through which federal aid to agri-
culture was traditionally channelled. In addition,
the FSA attracted criticism from representatives of
the constituencies that it intended to serve. The
Southern Tenant Farmers' Union and the Socialist
Party derided the administration's maintenance of
the small farmer as "subsidized peasantry" and
called for the establishment of agricultural coopera-
tives to make farming efficient by achieving econo-
mies of scale. Furthermore, the FSA often encoun-
tered the opposition of local communities,
particularly when it attempted to establish camps
for migratory laborers nearby.
The FSA's own clients provided no significant
political counterweight to these powerful and well-
connected adversaries. Invariably poor, disfran-
chised, and unorganized, the FSA's constituency
was politically marginal. It was, therefore, vital to
the future of federal aid for small farmers to culti-
vate a public and congressional mood of sympathy
for their plight. This entailed overcoming reserva-
tions about the "un-American" nature of assistance
programs, reassuring individualist Americans who
were apprehensive about the social and economic
expansion of the federal government's role, and
convincing the economy-minded that the cost was
justified.
To this end, the FSA maintained an Informa-
tion Division, which was responsible for promoting
the agency to the media and to politicians, as well
as for disseminating policy and good practice in the
regions. The Information Division's Historical Sec-
tion, headed by Roy E. Stryker, compiled a visual
documentary record of America in Depression and
wartime. Over an eight-year period, FSA photogra-
phers took more than 145,000 negatives, of which
77,000 were developed into prints. Although initial-
ly intended to provide instructional material to re-
gional offices, the Historical Section organized ex-
hibitions, developed filmstrips, and supplied
photographic copy to the media in order to gener-
ate support for the FSA's programs and raise
awareness of the issues that they addressed. Many
of the photographs produced by the project are re-
garded as exemplary works of cultural significance,
and the photographers who produced them, in-
cluding Walker Evans, Dorothea Lange, and Ben
Shahn, are celebrated as leading exponents of doc-
umentary photography.
THE FSA DURING WARTIME
After Roosevelt's announcement of a program
of national defense in May 1940, the FSA adjusted
its role to support preparedness. It initiated a "Food
for Defense" program that sought to increase pro-
duction of premium foodstuffs, such as hogs, chick-
ens, and dairy products. The agency also became
responsible for farm families displaced by the ac-
quisition of land for defense purposes, and the FSA
was assigned to provide accommodation for de-
fense workers. Under the Lanham Defense Hous-
ing Act of October 1940, the FSA embarked on a
number of prefabricated housing programs, such as
those at Radford and Pulaski in western Virginia.
After Congress appropriated funds for the Tempo-
rary Shelter Program for defense workers in March
1941, the FSA established trailer parks in the princi-
pal industrial centers. There were strong elements
of continuity in the agency's wartime preparedness
ENCYCLOPEDIA E THE GREAT DEPRESSION
327
FASCISM
work, which grew out of the FSA's well-established
organizational and policy objectives of stimulation
of productivity, diversification of small farms, and
provision of aid to displaced persons and homeless
workers.
Although the FSA sought to adapt to the na-
tion's wartime needs, its political position eroded as
agriculture became crucial to lend-lease and to the
war effort. The Farm Bureau, which represented the
nation's larger farmers, was determined to termi-
nate the FSA, and the bureau found allies in con-
servatives of both parties, including Senator Ken-
neth McKellar of Tennessee, Representative
Clarence Cannon of Missouri, and Representative
Everett M. Dirksen of Illinois. In December 1941
there was a serious move by Senator Harry Byrd of
Virginia to abolish the agency; although Byrd's ef-
fort was unsuccessful, the FSA's funding was cut by
30 percent for the 1942 to 1943 fiscal year. In April
1943, the House passed an appropriations bill that
effectively terminated the FSA, although the agency
was not officially disbanded until 1946 and some of
its credit functions were subsequently adopted by
the Farmers Home Administration. The FSA was
unable to survive the prospering of the agricultural
community during wartime and the burgeoning
power of the Farm Bureau, whose administrators
were able to use the wartime emergency to disman-
tle much of the apparatus by which the federal gov-
ernment managed the agricultural economy, as
well as eliminate competition and ensure an ade-
quate labor supply for its members. The Farm Bu-
reau and its political allies were united by an under-
lying ideological objection to the FSA that related
not only to the social class and race of the FSA's
constituents, but to the association of welfare and
state intervention with alien and radical ideas.
See Also: EVANS, WALKER; FARM POLICY; LANGE,
DORTHEA; RESETTLEMENT ASSOCIATION (RA);
SHAHN, BEN.
BIBLIOGRAPHY
Baldwin, Sidney. Poverty and Politics: The Rise and Decline
of the Farm Security Administration. 1968.
Conkin, Paul K. Tomorrow a New World: The New Deal
Community Program. 1976.
Conrad, David E. The Forgotten Farmers: The Story of
Sharecroppers in the New Deal. 1965.
Daniel, Pete. Breaking the Land: The Transformation of
Cotton, Tobacco, and Rice Cultures since 1880. 1985.
Dykeman, Wilma, and James Stokely. Seeds of Southern
Change: The Life of Will Alexander. 1976.
Grubbs, Donald H. Cry from the Cotton: The Southern Ten-
ant Farmers' Union and the New Deal. 1971.
Holley, Donald. Uncle Sam's Farmers: The New Deal Com-
munities in the Lower Mississippi Valley. 1975.
Hurley, F. Jack. Portrait of a Decade: Roy Stryker and the
Development of Documentary Photography in the Thir-
ties. 1972.
Kidd, Stuart. "Bureaucratic Dynamics and Control of the
New Deal's Publicity: Struggles between Core and
Periphery in the FSA's Information Division." In The
Roosevelt Years: New Perspectives on American History,
1933-1945, edited by Robert A. Garson and Stuart
Kidd. 1999.
Kirkendall, Richard. "The New Deal and Agriculture." In
The New Deal, Vol. 1: The National Level, edited by
John Braeman, Robert H. Bremner, and David
Brody, 1975.
Mertz, Paul E. New Deal Policy and Southern Rural Pover-
ty. 1978.
Stuart Kidd
FASCISM
The Communist International in 1933 defined fas-
cism in power as "the open terrorist dictatorship of
the most reactionary, most chauvinistic, most im-
perialist elements of finance capital." Others have
interpreted fascism as a middle-class radical move-
ment, a cultural revolution, a state power indepen-
dent of classes, and as a reaction to or a force for
modernization.
Fascism is an ultra-right movement that
emerged in a period of crisis in European society.
Like other right-wing parties and movements be-
fore World War II, fascism opposed democracy, lib-
eralism, socialism, and communism and empha-
sized support for hierarchy, nationalism, militarism,
aggressive imperialism, and women's subordina-
tion. In seeking power, fascist movements were or-
ganized around a charismatic leader, used the tech-
niques of mass politics to win support from the
middle strata of war veterans, shop owners, arti-
sans, and white-collar workers, and sought to con-
328
ENCYCLOPEDIA OF THE GREAT DEPRESSION
FASCISM
trol the streets with the use of paramilitary bands.
When they came to power, fascists ended parlia-
mentary systems and terrorized their opponents.
The Nazi variant claimed a race-based superiority
for "Aryans" and embraced a virulent anti-
Semitism both to designate a scapegoat for Germa-
ny's problems and to be able to bribe supporters
with property and positions taken from German
Jews.
The first fascist movement was that of Italy's
Benito Mussolini, who came to power with the aid
of conservative elites seeking to put down the revo-
lutionary workers' movement arising after World
War I. The international influence of fascism greatly
increased when the Nazis assumed power in Ger-
many in 1933 in the midst of the Great Depression.
Significant fascist movements arose in Hungary,
Austria, and Romania, and smaller fascist move-
ments, such as the Falange in Spain, became im-
portant with support from Germany and Italy. Ger-
many's power led many authoritarian leaders in
Europe to ally with the Nazis. Support for the fas-
cist example existed in Latin America, but only Ar-
gentina favored the Axis in World War II. The third
Axis power, Japan, was authoritarian, militaristic,
nationalist, anticommunist, and aggressive, but its
attempt at a fascist mass politics, the Imperial Rule
Assistance Association, had limited impact.
Fascism had limited appeal in the United States
in the 1930s, but, given its growth internationally,
liberals and leftists were worried about the poten-
tial for it. Important cultural manifestations of this
fear were Sinclair Lewis's play It Can't Happen Here,
performed simultaneously by seventeen Federal
Theatre Project troupes in 1935, and such films as
Anatole Litvak's Confessions of a Nazi Spy (1939)
and Frank Capra's Meet John Doe (1941).
Small, distinctly fascist organizations in the
United States included the Silver Shirt Legion and
the Defenders of the Christian Faith, but more im-
portant were ethnic-based groups. Mussolini re-
ceived favorable press coverage in the United States
before his alliance with Adolf Hitler, and there was
majority support for his government in Italian-
American communities on nationalist grounds.
Most Italian -American newspapers supported
Mussolini, and fascist organizations were influen-
Fascist leaders Benito Mussolini (left) of Italy and Adolf Hitler
of Germany during a parade ceremony, 1939. Muzej Revolucije
Narodnosti Jugoslavia, courtesy of United States Holocaust
Memorial Museum Photo Archives
tial in the community. However, Italian Americans
opposed the anti-Semitic decrees issued by Musso-
lini in 1938. The German-American Bund, which
emphasized anti-Semitism, anti- communism, and
alleged unfair treatment in the United States of
German Americans, gained a degree of control over
some German-American community groups. Re-
calling the negative attacks on everything German
in the World War I period, German-American or-
ganizations were slow to criticize the Nazis. In
1938, with increased criticism of Nazi anti-
Semitism and fears rising that Nazism was an ex-
ternal and internal danger to the United States,
German Americans spoke out against Nazism.
Important movements that may be regarded as
semi-fascist include the National Union for Social
ENCYCLOPEDIA OF THE GREAT DEPRESSION
3Z9
FATHER DIVINE
Justice led by Father Charles Coughlin. Emerging as
an important radio personality in the early Depres-
sion years, Coughlin's organization was anti-
communist and organized around devotion to him
personally. Coughlin was stridently anti-Semitic
and hostile to the Allied cause in World War II.
Whether the movement led by Huey Long can also
be characterized as fascist or semi-fascist is in dis-
pute. Long was authoritarian in his conduct of the
government of Louisiana, anti- communist, and
demagogic in his calls to make "Every Man a King"
and "Share Our Wealth." On the other hand, Long
opposed the oligarchy in Louisiana, called for tax-
ing the rich, and did not appeal to racism in a region
in which movements of the political right usually
emphasized racism.
Important Americans who lent support to fas-
cism included Henry Ford, who disseminated the
Protocols of the Learned Elders of Zion forgery in the
1920s, employed the leader of the Bund, and ac-
cepted a medal from Nazi Germany in 1938. Famed
aviator and isolationist Charles Lindbergh likewise
accepted a medal, as did IBM president Thomas J.
Watson, although Watson returned his in 1940.
See Also: COUGHLIN, CHARLES; DICTATORSHIP;
EUROPE, GREAT DEPRESSION IN; HITLER,
ADOLF; MUSSOLINI, BENITO; SPANISH CIVIL
WAR.
BIBLIOGRAPHY
Baldwin, Neil. Henry Ford and the Jews: The Mass Produc-
tion of Hate. 2001.
Bayor, Ronald H. Neighbors in Conflict: The Irish, Ger-
mans, Jews, and Italians of New York City, 1929-1941.
1988.
Bennett, David H. The Party of Fear: From Nativist Move-
ments to the New Right in American History. 1988.
Brinkley, Alan. Voices of Protest: Huey Long, Father
Coughlin, and the Great Depression. 1982.
Hobsbawm, Eric. The Age of Extremes: A History of the
World, 1914-1991. 1994.
Jeansonne, Glen. Messiah of the Masses: Huey P. Long and
the Great Depression. 1993.
Levine, Lawrence W. The Unpredictable Past: Explorations
in American Cultural History. 1993.
Payne, Stanley G. A History of Fascism, 1914-1945. 1995.
Warren, Donald. Radio Priest: Charles Coughlin, the Father
of Hate Radio. 1996.
Martin Halpern
FATHER DIVINE
Father Divine (May 1879-September 10, 1965), the
noted and controversial founder of the Peace Mis-
sion movement, gained national prominence dur-
ing the Great Depression for his ability to feed and
provide jobs for the poor, as well as for his follow-
ers' claims that he was God.
Born George Baker in Rockville, Maryland, in
1879, Divine grew up in poverty and segregation,
the son of ex-slaves who were menial laborers. Al-
though he had limited educational opportunities,
he became an avid reader of religious literature. In
1899, he moved to Baltimore, where he worked as
a gardener and taught Sunday school in a storefront
church. During these years, Baker formulated a
unique theology that blended New Thought (the
mind power philosophy that encouraged believers
to channel God's inner presence for happiness,
prosperity, and health), African-American Chris-
tianity, Pentecostalism, and other religious ideolo-
gies. In 1912, convinced that he had achieved one-
ness with God, he set out as an itinerant preacher
and attracted a small following who recognized his
divinity.
In 1919, Baker, now known as Father Divine,
settled with his flock and lived peacefully in Sayvil-
le, Long Island. But with the onset of the Depres-
sion, Divine's congregation expanded and his white
neighbors turned hostile and complained, which
lead to his conviction in 1932 for maintaining a
public nuisance. Only four days after handing down
the maximum sentence, the presiding judge died
suddenly. The incident propelled Father Divine into
the national limelight.
After his conviction was overturned, Divine re-
located his headquarters to Harlem, where interest
in his teachings boomed. Thousands attended
Peace Mission banquets and rallies. Nationwide
disciples followed his example by pooling their re-
sources to open up Peace Missions and collective
business endeavors. Additionally, Divine cam-
paigned vigorously for civil rights, sponsoring voter
registration drives and various challenges to segre-
gation. Divine emerged as a critic of Franklin De-
lano Roosevelt. Charging that Roosevelt's New
Deal perpetuated dependency, Divine preached
330
ENCYCLOPEDIA OF THE GREAT DEPRESSION
F A
L K N £ R
WILLIAM
self-reliance and collective capitalism. He also at-
tacked Roosevelt's refusal to address racial issues
and endorse anti-lynching legislation.
The Peace Mission movement was one of the
few genuinely integrated organizations of the 1930s
and offered hope to a variety of Americans. Cer-
tainly, many were drawn to Father Divine for their
basic needs. But his social agenda, as well as his
conviction that everyone could achieve success
through positive thinking, was particularly empow-
ering for both blacks, whose community had his-
torically languished economically in depression,
and whites who were also confronting economic
chaos.
See Also: AFRICAN AMERICANS, IMPACT OF THE
GREAT DEPRESSION ON; CHARITY; RELIGION.
BIBLIOGRAPHY
Watts, Jill. God, Harlem U.S.A.: The Father Divine Story.
1992.
Weisbrot, Robert. Father Divine and the Struggle for Racial
Equality. 1983.
Jill Watts
FAULKNER, WILLIAM
William Cuthbert Faulkner (September 25,
1897-July 6, 1962) is one of America's most impor-
tant and highly regarded writers of fiction. Al-
though his literary career spanned four decades, al-
most all of his most important work dates from
between 1929 and 1942, a period beginning with
the appearance of his novels Sartoris (1929) and The
Sound and the Fury (1929), and closing with Go
Down, Moses (1942). Faulkner's work is perhaps
most noted for its complex narrative structure and
its dazzling use of language and voice.
Born in New Albany, Mississippi, into a promi-
nent (though somewhat declining) north Mississip-
pi family, Faulkner spent most of his childhood
down the road in Oxford, where his family moved
in 1902. In 1915, Faulkner dropped out of high
school to pursue a career in writing, first as poet
and later as fiction writer. Encouraged and sup-
ported by Oxford lawyer Phil Stone, Faulkner
began a series of travels that took him to the North-
east, Canada, Europe, and New Orleans, with occa-
sional stops back in Oxford. Strongly influenced by
Sherwood Anderson, whom he first met in 1924
while living in New Orleans, Faulkner published
his first two novels, Soldier's Pay (1926) and Mos-
quitoes (1927), to limited critical success.
In the late 1920s, Faulkner returned to Oxford
and turned his literary efforts almost exclusively to
works exploring life in north Mississippi. In a num-
ber of his best novels and stories, including Sartoris
(1929), The Sound and the Fury (1929), As I Lay
Dying (1930), Sanctuary (1931), Light in August
(1932) , Absalom 1 . Absalom! (1936), The Unvanquished
(1938), The Hamlet (1940), and Go Down, Moses
(1942), Faulkner portrayed with often dizzying
complexity the life and history of his fictional Mis-
sissippi county, Yoknapatawpha. Something close
to tragic doom cloaks almost all of Faulkner's work,
particularly in his portrayal of the South's massive
cultural transformations wrought by forces of intol-
erance, modernization, and greed.
Faulkner's critical reputation — and financial
solvency — floundered precariously until the late
1940s, when publication of Malcolm Cowley's The
Portable Faulkner initiated a resurgence of interest.
Capping this stunning critical reappraisal was
Faulkner's receiving of the 1949 Nobel Prize for Lit-
erature. Although he continued to write until his
death in 1962, little of Faulkner's later fiction
matches the power, intensity, and complexity of his
work from the late 1920s through the early 1940s.
Faulkner is now regarded as one of America's
and the world's greatest writers. His writing style,
dense and packed at times to the bursting point,
embodies his belief that every moment of existence
is pressured almost to suffocation by all that has
come before — the past, as he said, is never past. His
experiments with narrative form and structure mark
Faulkner as one of the greats of high modernism,
and profoundly influenced the shape of the twenti-
eth-century novel. Nowhere was his influence
more dominant than in the development of twenti-
eth-century Southern literature, where not only his
narrative fireworks but also his thematic con-
cerns — particularly the grinding conflict between
ENCYCLOPEDIA OF THE GREAT DEPRESSION
331
F A U S E T
CRYSTAL
BIRD
the traditional and the modern — became for several
generations touchstones of Southern expression.
See Also: LITERATURE.
BIBLIOGRAPHY
Blotner, Joseph. Faulkner: A Biography, 2 vols. 1974.
Brooks, Cleanth. William Faulkner: The Yoknapatawpha
Country. 1963.
Gray, Richard. The Life of William Faulkner: A Critical Bi-
ography. 1994.
Minter, David. William Faulkner: His Life and Work. 1980.
Singal, Daniel. William Faulkner: The Making of a Mod-
ernist. 1997.
Williamson, Joel. William Faulkner and Southern History.
1993.
Robert H. Brinkmeyer, Jr.
FAUSET, CRYSTAL BIRD
Elected as a Democrat from Philadelphia, Pennsyl-
vania, Crystal Bird Fauset (June 27, 1894-March 28,
1965) was the first African-American woman state
legislator in the United States. She was born in
Princess Anne, Maryland, and grew up in Boston.
From 1918 to 1926, she worked for the Young
Women's Christian Association (YWCA) as field
secretary and adviser for the Program for Younger
Girls. In 1931, Bird graduated with a bachelor's de-
gree from the Teachers College of Columbia Uni-
versity in New York. She was married to Arthur
Huff Fauset from 1935 to 1944.
During the early years of the Great Depression,
Oscar DePriest was the lone black congressman
and thus blacks sought political change primarily at
the state and local level. Here Bird was effective.
From 1933 to 1935 she worked for Swarthmore
College's Institute of Race Relations in Pennsylva-
nia. When Franklin Delano Roosevelt became pres-
ident, Crystal Bird became a member of the Demo-
cratic Party; as director of Negro women's activities
in Philadelphia, she encouraged black women to
participate in politics. After this, she was appointed
director of the Women and Professional Project in
the Works Progress Administration (WPA) pro-
gram in Philadelphia, where she succeeded in get-
ting more black women employed.
In 1935, while serving on the Federal Housing
Advisory Board, Fauset advocated better urban
housing for the poor. In 1938 she won election to
the Pennsylvania House of Representatives, where
she sponsored legislation protecting women in the
workplace. In 1939, however, Fauset resigned her
house seat, and through the influence of her friend,
first lady Eleanor Roosevelt, she became assistant
director of education and recreation programs for
the Pennsylvania WPA. Two years later, Fauset be-
came a member of the so-called Roosevelt black
cabinet in Washington, D.C., which included Mary
McLeod Bethune and Arthur W. Mitchell, among
others. As head of the race relations division of the
Office of Civilian Affairs (OCD), Fauset promoted
civil defense planning in the black community, re-
cruited blacks for the military, and monitored com-
plaints about race discrimination. Disappointed
with the Roosevelt administration's record on civil
rights, she bolted the Democratic Party in 1944 to
support Republican presidential candidate Thomas
E. Dewey, who rewarded Fauset's switch to the
GOP by appointing her to the Republican National
Committee's division on Negro affairs. During the
postwar period Fauset was a strong supporter of
African independence and she was active in local
politics in Philadelphia. She died in Philadelphia in
1965.
See Also: AFRICAN AMERICANS, IMPACT OF THE
GREAT DEPRESSION ON; DE PRIEST, OSCAR;
RACE AND ETHNIC RELATIONS.
BIBLIOGRAPHY
Banner-Haley, Charles Pete T. To Do Good and To Do
Well: Middle-Class Blacks and the Depression, Phila-
delphia, 1929-1941. 1993.
Smith, Eric Ledell. "Crystal Bird Fauset Raises Her Vote
for Human Rights." Pennsylvania Heritage 13, no. 1
(winter 1997): 34-39.
Weatherford, Doris. "Crystal Bird Fauset." In American
Women's History: An A to Z of People, Organizations,
Issues, and Events. 1994.
Eric Ledell Smith
FCA. See FARM CREDIT ADMINISTRATION.
332
ENCYCLOPEDIA OF THE GREAT DEPRESSION
FEDERAL
R T PROJECT ( F A P )
FCC. See FEDERAL COMMUNICATIONS
COMMISSION.
FCIC. See FEDERAL CROP INSURANCE
CORPORATION.
FDIC. See FEDERAL DEPOSIT INSURANCE
CORPORATION.
FEDERAL ART PROJECT (FAP)
The Federal Art Project (FAP) was created in Au-
gust 1935 as one of several cultural programs within
the Works Progress Administration (WPA) of the
New Deal. Other agencies were established simul-
taneously to support American theater, writing, and
music. The FAP, under the direction of Holger
Cahill from its inception until its closing in 1943,
marked an important symbolic change in federal
governmental subvention for the visual arts. Before
its creation, state art patronage had been funded
entirely by the U. S. Treasury and had been gov-
erned by the principle of commissioning great art
that celebrated the United States and its history
since the American Revolution. Murals were com-
missioned and painted in federal buildings such as
courts, customs houses, and post offices. Works of
the highest quality, based on European history-
painting conventions and values, were placed in all
the federal buildings in Washington, D.C., essen-
tially as propagandistic adornments. In contrast,
the purpose of the FAP, as part of the WPA, was not
to commission the best artists to celebrate the na-
tion-state, but to provide work relief for the thou-
sands of painters, sculptors, and graphic designers
who had been thrown out of work by the Depres-
sion in the early 1930s.
Holger Cahill, who had been a museum direc-
tor and specialist in American crafts history before
leading the FAP, had a Utopian sense of the possi-
ble future of his organization and its role in creating
a cultural democracy in the United States. Although
this vision chimed with the idealism of some radical
Crystal Bird Fauset, 1943. Library of Congress, Prints &
Photographs Division. FSA/OWI Collection
(left-wing) New Dealers in government, the actual
history of the FAP demonstrates the pragmatism of
New Deal agencies and the contingent turns and
twists in Roosevelt's statecraft during the 1930s.
The FAP operated a number of programs that
utilized artists and artworks in different and some-
times contradictory ways. Cahill had overall control
but considerable power was held by the managers
of specific sections that dealt with recruitment of
artists, organization of their work patterns, and de-
termination of their art tasks. The FAP operated na-
tionally, in every state, and was fairly decentralized
in management. The majority of artists, however,
were based in New York City, and it was their work
that attracted the most attention, both from the
mass media and from other parts of government
disturbed by the leftist profile the arts program
began to develop by 1936.
The FAP Easel Division paid artists to paint and
sculpt in return for a weekly wage. This employ-
ENCYCLOPEDIA E THE GREAT DEPRESSION
333
FEDERAL ART PROJECT (TAP
Among its many initiatives, the Federal Art Project (FAP)
organized free art classes, as announced by this poster during
the late 1930s. Library of Congress, Prints & Photographs
Division, WPA Poster Collection
merit of artists as wage laborers in some ways was
the most radical aspect of the program because it
ostensibly treated painters and sculptors as no dif-
ferent from any other kind of worker in American
society. Controversies recurred over how and
whom to select for the program, and how to assess
their work alongside all the other forms of manual
labor supported by New Deal agencies. Many well-
known artists found work on this scheme in New
York, including Stuart Davis and Willem de Koo-
ning. Unfortunately, many of the thousands of
paintings and sculptures produced were destroyed
either directly by the government (who retained
control of them) on a variety of grounds — some
local officials had reasoned, for instance, that the art
works were created only for the duration of the
Federal Art Project and therefore should be de-
stroyed when the project ended — or inadvertently,
through its lack of care in their storage or mainte-
nance in situ.
The FAP also operated a mural division that
commissioned artists to design and install large-
scale paintings in a range of federal buildings, in-
cluding hospitals, prisons, and airports. Some of
these artists who produced work as part of this
scheme became well known in the 1950s as abstract
expressionists, including Arshile Gorky, who paint-
ed a mural called Aviation: Evolution of Forms under
Aerodynamic Limitations (1936) at Newark Airport,
and Philip Guston, who worked on a mural called
Maintaining America's Skills (1939-1940) at the New
York World's Fair WPA pavilion. Many hundreds of
murals were placed in buildings across the country
in a process that involved the local representatives
of prospective host institutions. Relatively few cases
of dissatisfaction are recorded. FAP art, on the
whole, was subject to relatively few charges of pro-
paganda.
By the late 1930s, however, anticommunist
forces in government and in the press attacked the
FAP as a left-wing organization, saw that its fund-
ing was reduced or suspended, and attempted to
intimidate its administrators, who, for the most
part, continued to believe that the program was an
instrument for radical social change in the country.
By that time, however, the radicalism of the New
Deal had evaporated, a casualty of the decline in
popular support for peacetime Roosevelt, the re-
emergence of a conservative coalition in Congress,
and the end of already heavily strained alliances be-
tween the administration and antifascist organiza-
tions in the United States.
By the end of 1943 the FAP had been wrapped
up, reorganized, and renamed, shorn entirely of the
idealism and populism that had motivated its lead-
ers and many of its artists for nearly eight years.
Artists who had painted easel pictures, or murals in
federal buildings, or organized art education in the
FAP's community art center scheme, or contributed
drawings to its Index of American Design, had either
been sacked or set to work for the military, produc-
ing camouflage patterns or illustrations for guide-
334
ENCYCLOPEDIA OF THE GREAT DEPRESSION
FEDERAL ARE P R J E C E ( F A P )
The Federal Art Project sponsored the -painting of murals in public buildings across the country, including these by Reginald
Marsh on the dome of the New York City Customs House in Manhattan. Franklin Delano Roosevelt Library
books for U. S. soldiers about to invade the coun-
try's enemies. Only about $35 million was ever
spent on FAP activities — less than one percent of
federal works funding in the New Deal. In symbolic
terms, however, as an intervention into the nation's
culture motivated by a history of democratic ideal-
ism that long preceded Roosevelt's presidency, the
FAP was important, and it continues to figure in de-
bates about the role of artists and the place of art
in contemporary American society.
See Also: AMERICAN SCENE, THE; ART; CAHILL,
HOLGER; FEDERAL ONE; WORKS PROGRESS
ADMENISTRATION (WPA).
BIBLIOGRAPHY
Berman, Greta. The Lost Years: Mural Painting in New
York City under the Works Progress Administration
Federal Art Project, 1935-1943. 1978.
Cahill, Holger. New Horizons in American Art. 1936.
Christensen, Erwin O. The Index of American Design.
1950.
Contreras, Belisario R. Tradition and Innovation in New
Deal Art. 1983.
Harris, Jonathan. "Art, Histories and Politics: The New
Deal Art Projects and American Modernism." Ideas
and Production 5 (spring 1986): 104-119.
Harris, Jonathan. Federal Art and National Culture: The
Politics of Identity in New Deal America. 1995.
Harrison, Helen A., ed. Dawn of a New Day: The New York
World Fair, 1939-40. 1980.
ENCYCLOPEDIA E THE GREAT DEPRESSION
335
FEDERAL COMMUNICATIONS COMMISSION
F C C
McDonald, William F. Federal Relief Administration and
the Arts: The Origins and Administrative History of the
Arts Projects of the Works Progress Administration.
1969.
McKinzie, Robert. The New Deal for Artists. 1973.
Marling, Karal A. Wall-to-W all America: A Cultural Histo-
ry of Post-Off ce Murals in the Great Depression. 1982.
Melosh, Barbara. Engendering Culture: Manhood and
Womanhood in New Deal Public Art and Theatre. 1991.
O'Connor, Francis V. Federal Support for the Visual Arts:
The New Deal and Now. 1969.
O'Connor, Francis V., ed. Art for the Millions: Essays from
the 1930s by Artists and Administrators of the Works
Progress Administration Federal Art Project. 1973.
Park, Marlene, and Gerald E. Markowitz, eds. New Deal
for Art: The Government Art Projects of the 1930s, with
Examples from New York City and State. 1977.
Jonathan Harris
FEDERAL COMMUNICATIONS
COMMISSION (FCC)
The Federal Communication Commission (FCC),
an independent governmental agency, has the re-
sponsibility of regulating both wired and wireless
communication in the United States. Created in
1934, the FCC took over responsibilities that had
been divided between the Interstate Commerce
Commission, the U.S. Post Office and the Depart-
ment of Commerce. Its broad mandate gave it juris-
diction over radio, telegraph, wire, and cable opera-
tions and, by extension, made it responsible for
television and other forms of new communication
as they appeared on the scene in ensuing decades.
It replaced the Federal Radio Commission, set up
by the Radio Act of 1927, and was charged with the
orderly development of broadcasting — but not cen-
sorship of content — as well as with ensuring tele-
phone and telegraph services at reasonable rates. It
also was given supervision of the National Emer-
gency Broadcast system, a coordinated effort to use
licensed communications services for national de-
fense purposes.
The importance of radio during the Depression
helped lead to quick passage of the legislation es-
tablishing the FCC. There was widespread agree-
ment that the Radio Commission had failed to solve
technical, economic, and political questions in-
volved in broadcasting and that unified regulation
of communications was needed. President Herbert
Hoover, who had been behind passage of the 1927
legislation, however, blocked a more comprehen-
sive act with a pocket veto in 1933. Soon after tak-
ing office, President Franklin D. Roosevelt estab-
lished a committee to study communication issues.
It recommended in January 1934 that a federal
agency be set up to ensure competition, regulate
charges, extend services, and oversee mergers in
the communications field. In a message to Con-
gress on February 26, 1934, Roosevelt proposed
transferring existing regulatory functions to a new
federal commission.
The president's position was in line with New
Deal policies on regulation in general. Under his
leadership Congress established three other regula-
tory bodies, the National Labor Relations Board,
the Civil Aeronautics Authority, and the Securities
and Exchange Commission. Including the FCC,
these bodies were vested with wide-ranging discre-
tionary power limited only by narrow judicial re-
view. Their aim was to provide a forum in which the
clash of business and governmental interests could
be resolved peacefully in the depths of the Depres-
sion. The establishment of these agencies showed
New Deal interest in regulating combinations of
businesses rather than protecting individual small
businesses. In the case of the FCC, Congress acted,
in effect, to permit a concentrated radio system,
which became increasing dominated by commer-
cial networks, as radio grew in political, economic,
and social importance during the 1930s.
The FCC came into existence when Congress
passed the Communications Act on May 31, 1934,
and Roosevelt signed it into law on June 19. Pas-
sage came after David Sarnoff, president of the
Radio Corporation of America (RCA), and other in-
dustry leaders testified at congressional hearings
that consolidated regulation was essential for es-
tablishment of effective national communication
policy. Under the act, the Congress vested almost
unlimited discretion in the FCC, giving it authority
to allocate the airwaves by issuing licenses to
broadcasters for a period of three years. The com-
336
ENCYCLOPEDIA OF F H E GREAT DEPRESSION
FEDERAL CROP INSURANCE C R P R A E I N ( F C I C )
mission was directed to take into account public
convenience, interest, and necessity.
The legislation called for a bipartisan commis-
sion of seven members appointed by the president
with the consent of the Senate to serve for seven
years each, with one member to be named chair.
The commission held its first meeting in Washing-
ton on July 11, 1934, and voted unanimously to
continue the status quo in broadcast regulation put
in place by the Federal Radio Commission. Herbert
L. Pettey, who had been named secretary of the
radio commission after serving as radio director of
Roosevelt's 1932 presidential campaign, was ap-
pointed FCC secretary, and other employees of the
radio commission also moved over to the FCC.
The agency was organized into four main oper-
ating divisions. The common carrier bureau regu-
lated communications services; the broadcast bu-
reau licensed radio stations; the safety and special
radio service bureau supervised aviation, emergen-
cy, taxi, and amateur communications; and the en-
gineering bureau conducted licensing examina-
tions. Established with a budget of $1,146,885 and
a staff of 442, the FCC initially oversaw about eight
hundred commercial and educational radio sta-
tions.
In following years, a multitude of technical and
political issues confronted the FCC as television,
computers, and satellite communication emerged.
Critics contended the FCC was too responsive to
business and not attuned to educational interests.
Nevertheless, the wide-ranging and vaguely de-
fined powers given the commission in 1934 allowed
it to deal with enormous changes in communica-
tion in the twentieth century.
See Also: COMMUNICATIONS ACT OF 1934;
COMMUNICATIONS AND THE PRESS; RADIO.
BIBLIOGRAPHY
Barnouw, Eric. The Golden Web: A History of Broadcasting
in the United States, 1933-1953, Vol. 2. 1968.
Emery, Walter B. Broadcasting & Government: Responsibili-
ties and Regulations. 1971.
Federal Communications Commission Annual Reports,
1935-1940.
General Records of the Federal Communications Com-
mission, 1934-1971. Record Group 173.5. U.S. Na-
tional Archives and Records Administration, Wash-
ington, D.C.
Herbert L. Pettey Collection. Library of American Broad-
casting. University of Maryland, College Park, Mary-
land.
Rosen, Philip. The Modern Stentor: Radio Broadcasting &
the Federal Government. 1920-1934. 1980.
Schwartz, Bernard, ed. The Economic Regulation of Busi-
ness and Industry: A Legislative History of U.S. Regula-
tory Agencies, Vol. 4. 1973.
Taishoff, Sol. "Radio Status Quo as FCC Convenes."
Broadcasting 6, no. 1 (1934): 30-31.
Maurine H. Beasley
FEDERAL CROP INSURANCE
CORPORATION (FCIC)
The Federal Crop Insurance Corporation (FCIC)
was established by Congress under the Federal
Crop Insurance Act, or Title V of the Agricultural
Adjustment Act of 1938. Thereby, the United States
became the first nation to extend crop insurance to
farmers. Secretary of Agriculture Henry A. Wallace
championed crop insurance not only as a means of
reducing farmers' economic risk but as a way to sta-
bilize grain supplies and promote what Wallace
called an ever-normal granary.
Wallace chaired a presidential Committee on
Crop Insurance from 1936 to 1937. Acting upon the
committee's recommendation, Congress created
the FCIC within the Department of Agriculture.
Congress authorized the FCIC to insure 50 to 75
percent of a farmer's average wheat harvest against
losses from "unavoidable" calamities, including
"drought, flood, hail, wind, winterkill, lightning,
tornado, insect infestation, [or] plant disease."
County committees for the Agricultural Adjustment
Administration calculated premiums for the pro-
gram. Premiums and claims could be paid in wheat
or cash, but the FCIC maintained its reserves in
grain in order to be able to compensate for changes
in wheat prices. Planners hoped the program would
even out the grain supply, with the government
stockpiling wheat in abundant years when few
claims were payable, and selling wheat from its
storehouses in years of low harvests and numerous
claims.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
337
FEDERAL CROP INSURANCE CORPORATION ( F C I C
A farmer -posts an ever-normal granary sign to his corn crib. Franklin Delano Roosevelt Library
In 1939, its first year of operation, the FCIC in-
sured 165,775 farms and disbursed 2.6 million more
bushels in indemnities than it collected in premi-
ums. In 1940 the agency began insuring cotton as
well as wheat. From 1939 to 1943, the U.S. Treasury
heavily subsidized the FCIC. As a result of the
FCIC's poor financial performance, Congress elimi-
nated the program in mid-1943, only to reinstitute
and expand it while doubling the FCIC's budget in
1944. Beginning in 1945, Congress also permitted
the FCIC to experiment with insuring any crop if
adequate data existed for determining premiums.
As a result of continued losses, Congress scaled
back the FCIC's operations in 1947. In 1948, the
agency insured farmers in only 375 counties, down
from 2,500 counties in the preceding year. The
changes helped to place the FCIC on a firmer finan-
cial footing, and during the 1950s and 1960s the
agency gradually extended its activities as it experi-
mented with insuring many crops on a piecemeal
basis. Despite the modest expansion, by 1974 the
agency insured only 7.5 percent of the nation's har-
vested cropland. In 1980, Congress removed key re-
strictions that it had imposed on the agency in 1947
and permitted the FCIC to insure any crop for
which sufficient actuarial data existed in any agri-
cultural county. In 1994, the nation's lawmakers
made crop insurance a prerequisite for federal loans
or payments under governmental price support
programs. Congress ended its experiment with
mandatory participation in 1996, but it prohibited
growers from receiving any disaster benefits from
the government unless they had purchased crop in-
surance. In 2000, Congress permitted private com-
338
ENCYCLOPEDIA OF F H E GREAT DEPRESSION
FEDERAL DEPOSIT
INSURANCE
C R P R A T
N
( E D I C )
panies to submit proposals to the FCIC for insur-
ance plans that either supplemented or supplanted
insurance contracts offered by the agency.
See Also: AGRICULTURAL ADJUSTMENT ACT; FARM
POLICY; WALLACE, HENRY A.
BIBLIOGRAPHY
Benedict, Murray R. Farm Policies in the United States,
1790-1950: A Study of the Origins and Development.
1953.
Kramer, Randall A. "Federal Crop Insurance,
1938-1982." Agricultural History 57 (1983): 181-200.
Risk Management Agency Online. U.S. Department of
Agriculture . http://www.rma.usda. gov/aboutrma/
history.html
United States Department of Agriculture. Farmers in a
Changing World: The Yearbook of Agriculture, 1940.
1940.
United States Department of Agriculture. First Annual
Report of the Manager of the Federal Crop Insurance
Corporation. 1939.
Brian Q. Cannon
FEDERAL DEPOSIT INSURANCE
CORPORATION (FDIC)
They became, unwittingly, the most powerful
image of the Great Depression, standing nervously
in long lines, clutching their deposit books, hoping
against hope to get inside before the bank closed its
doors, leaving them penniless. Today, their visages
survive only in the memories of America's "greatest
generation" or in the imaginations of television
viewers watching another holiday season broadcast
of Frank Capra's 1946 film It's a Wonderful Life. The
long lines of nervous bank depositors disappeared,
thanks to the Federal Deposit Insurance Corpora-
tion (FDIC), arguably the New Deal's most endur-
ing and least controversial legacy. Knowing that the
FDIC, an agency of the federal government, would
guarantee all individual bank deposits up to a cer-
tain maximum, anxious depositors no longer need-
ed to demand cash at teller windows, and bankers
no longer had to engage in fire sale liquidations of
assets to satisfy them. In doing so, the Federal De-
posit Insurance Corporation ended the gravest
threat ever to financial instability in the United
States.
During the 1920s and early 1930s, the Ameri-
can banking system underwent a financial melt-
down because of undercapitalization, real estate
speculation, the agricultural depression, problems
on Wall Street, and overcompetition in some mar-
kets. Between 1918 and 1933, more than thirty
thousand financial institutions — banks, savings
banks, savings and loan associations, credit unions,
and insurance companies — declared insolvency.
The problem became so severe in the spring of 1933
that recently inaugurated President Franklin D.
Roosevelt had to declare a national bank holiday,
closing every bank in the United States and scram-
bling for short-term and long-term solutions to the
problem.
During the end stage of the Herbert Hoover ad-
ministration, when the banking crisis was reaching
catastrophic proportions, Congressman Henry
Steagall, a Democrat from Alabama, proposed the
establishment of a federal agency to insure individ-
ual bank accounts. Such an agency, Steagall ar-
gued, would help preserve bank capital and prevent
another crisis. If individual depositors knew that
the government guaranteed their deposits, they
would be less likely to make a so-called run on the
bank to empty their accounts. Bankers would then
be saved from the need to generate cash by calling
in loans and selling stocks, bonds, and real estate,
often at highly deflated prices, which badly eroded
their capital reserves and permanently weakened
them. Most private bankers, however, bitterly op-
posed the measure, and President Hoover was not
inclined to undertake such a vast expansion of fed-
eral authority.
By March 1933, however, with Hoover out of
the White House, the opposition of private bankers
melted away. The nation was caught in an unprece-
dented financial crisis, and the private sector pos-
sessed neither the resources nor the will to address
it. Congressman Steagall attached his proposal for
a federal agency to guarantee bank deposits to what
later became known as the Banking Act of 1933. At
first, President Franklin D. Roosevelt opposed the
notion of federal deposit insurance, not so much
ENCYCLOPEDIA E THE GREAT DEPRESSION
339
FEDERAL EMERGENCY R E L I E E A D M I N I S E R A E I N ( F E R A )
because of any personal philosophical disagree-
ments but because Senator Carter Glass of Virginia,
the influential chairman of the Senate Appropria-
tions Committee, worried that federal deposit in-
surance would concentrate too much power in
Washington, D.C. As the legislation was written
and debated, however, Glass's opposition waned,
and so did the president's.
The measure went through Congress with little
opposition, and on June 16, 1933, President Frank-
lin D. Roosevelt signed it into law. The legislation
established the Federal Deposit Insurance Corpora-
tion (FDIC), which insured individual bank ac-
counts up to $5,000. All national banks had to sign
up for FDIC insurance, and all state banks wanting
to enroll also had to agree to become part of the
Federal Reserve System, requirements that auto-
matically brought more stability to financial mar-
kets. The insurance program went into effect on
January 1, 1934, financed with $150 million in fed-
eral appropriations and premium payments by
member banks.
In a matter of weeks, the value of the FDIC be-
came obvious. Americans treated non-FDIC banks
like financial pariahs. Bankers had no choice, if they
had any hope of surviving and profiting, but to join
the FDIC. By the end of 1935, more than 14,400
banks had enrolled for FDIC insurance, and bank-
ers displayed the FDIC sign at every teller's win-
dow. Those signs became American icons, proof
that every bank displaying one was safe; if it was
not, the federal government would make good on
the deposit. During 1934, only thirty-two banks
failed in the United States, the fewest in a genera-
tion. Since then, the American banking system,
from the perspective of depositors, has become the
safest in the world, thanks largely to the FDIC.
See Also: BANKING PANICS (1930-1933); GLASS -
STEGALL ACT OF 1933.
BIBLIOGRAPHY
Burns, Helen M. The American Banking Community and
New Deal Banking Reforms: 1933-1935. 1974.
Kennedy, Susan E. The Banking Crisis of 1933. 1973.
Olson, James S. Herbert Hoover and the Reconstruction Fi-
nance Corporation, 1931-1933. 1977.
Olson, James S. Saving Capitalism: The Reconstruction Fi-
nance Corporation and the New Deal, 1933-1940.
1988.
James S. Olson
FEDERAL EMERGENCY RELIEF
ADMINISTRATION (FERA)
Before 1929 public relief was not designed to cope
with the continuing effects of mass unemployment.
The responsibility for helping the destitute lay with
towns, townships, and county governments whose
efforts were supplemented by private charities.
There was great faith in the ability of community
representatives to judge who was, and who was
not, entitled to public assistance. In order to pre-
vent the growth of dependency, relief was always
minimal and usually given in kind rather than cash.
As early in the Great Depression as the winter
of 1930 to 1931, however, it was clear that the exist-
ing system could not provide sufficient help for the
destitute in some parts of the country. Legitimate
demands for assistance grew, but tax revenues de-
clined and taxpayers resisted further calls on their
contributions to local budgets. Gradually states
were obliged to assist their local units, but state cof-
fers were soon exhausted and in some cases consti-
tutional limitations severely restricted the contribu-
tions states could make to the relief problem.
Private charities engaged in vigorous fund-raising,
but by 1932 many donors had lost the will, or the
ability, to maintain contributions at a high level. In
the vast majority of cases, public and private relief
was given without proper investigation by a trained
social worker, and record keeping ranged from
poor to nonexistent. Many relief agencies expected
the able-bodied to perform a physical task, such a
wood chopping, before assistance would be given.
Before long the demands for federal interven-
tion, which had previously been limited to help
with natural disasters, became too strong to resist.
In July 1932 the Emergency Relief and Construction
Act made $300 million available for distribution to
the states by the Reconstruction Finance Corpora-
tion (RFC). Federal funding could be secured by
3t0
ENCYCLOPEDIA OF F H E GREAT DEPRESSION
FEDERAL EMERGENCY RELIEF ADMINISTRATION ( F E R
These unemployed men wait outside the FERA office in New Orleans, Louisiana, in 1935 in hope of finding temporary work.
Library of Congress, Prints & Photographs Division, FSA/OWI Collection
governors in the form of a loan, but only if it was
shown that the resources of their states were insuf-
ficient to meet legitimate relief needs. In other
words, federal loans were to supplement, but not
replace, the states' own efforts. By March 1933 the
$300 million had been exhausted, but the problems
remained acute, and the public waited to see how
the new president would respond.
THE FOUNDATION OF THE FERA
On May 12, 1933, Congress established the
Federal Emergency Relief Administration (FERA).
Initially $500 million was made available for the
FERA to distribute to the states as grants rather
than loans. The loan policy of the RFC was discon-
tinued, and in June 1934 the requirement that the
loans be repaid was waived. However, as with the
RFC, all FERA applications had to be made by gov-
ernors, who were required to give detailed informa-
tion on how the grant would be used and to provide
a full accounting of the resources available within
the state. Like RFC funds, FERA funds were allocat-
ed on the understanding that they supplemented
rather than replaced local efforts. The FERA, under
its administrator, Harry Hopkins, was authorized to
analyze requests and distribute the funds to indi-
vidual states within the constraints of a newly de-
vised regulatory framework.
The $500 million allocated by Congress was di-
vided into two equal parts, with $250 million avail-
able to states on a matching basis. States could se-
cure one dollar of federal money for every three that
had been spent on unemployment relief over the
previous three months, provided the standards of
ENCYCLOPEDIA T THE GREAT DEPRESSION
3tl
FEDERAL EMERGENCY R E L I E E A D M I N I S E R A E I N
F E R A )
relief administration were consistent with those laid
down by the FERA. The majority of grants ad-
vanced during the first few months of the FERA
were made using this rigid formula, but it was soon
clear that many states were unable to meet the
matching requirements.
The second portion of $250 million was given
to the administrator to allocate on a discretionary
basis, and all future funding was distributed in this
manner. This was a recognition that the impact of
the Depression was regionally variable, as was the
ability of individual states to cope with the prob-
lems posed by it. The imposition of a national for-
mula was, therefore, unrealistic, but the FERA
wanted to ensure that each state did what it could
to help its own destitute. Hopkins was also deter-
mined to impose minimum professional standards
for the delivery of relief, including the development
of useful work relief projects that would both raise
the morale of those employed on them and gener-
ate public support. Because its principal concern
was loan repayment, the RFC had required gover-
nors to provide financial information with their ap-
plications. However, the FERA had a more broadly
based agenda.
In order to make equitable discretionary alloca-
tions, the FERA demanded from all states monthly
reports that included details of the numbers receiv-
ing relief, the case load, case load costs, the admin-
istration of relief operations, and the influence of
seasonal factors on relief numbers. In addition, the
states provided information on economic condi-
tions, on taxation policy, on current and future
debt, and on the possibility of raising additional tax
revenue. The data played a crucial role in determin-
ing monthly discretionary allocations and in build-
ing up an accurate national picture of a wide range
of complex social problems. Moreover, FERA field
officers advised state relief administrations on fed-
eral policy; they also encouraged the adoption of
best practice in, for example, determining eligibility
for relief and methods of social investigation, and
they provided a valuable link between Washington
and those implementing policy. As the quality of
the monthly state reports improved and the ac-
counts of the field agents were absorbed, it became
clear that hardship had many different causes and
affected a wide variety of individuals and families.
The relationships that developed between the
FERA, the states, and their political subdivisions
were important to the functioning of FERA. Each
state was required to create a central body known
as the State Emergency Relief Administration
(SERA), which each month would distribute FERA
grants, usually to county relief committees. Ap-
pointments to SERAs had to be approved by Hop-
kins and private welfare agencies were excluded
from the administration of FERA funds. Relief cli-
ents did not receive their wages or their grocery or-
ders directly from the FERA, but from local relief
agencies. The FERA was a state- and locally-run
initiative based on cooperation with the federal
government. However, where Hopkins judged co-
operation deficient, the FERA could assume control
of the state's relief administration, and during 1934
and 1935 six states had their relief programs feder-
alized.
THE BUDGETARY DEFICIENCY PRINCIPLE
All applicants for relief were investigated by so-
cial workers at a local relief station in order to deter-
mine their eligibility. There was widespread sup-
port for the view that successful applicants for relief
who were fit for work should perform some task
that would help maintain work habits. Hopkins and
his colleagues were determined that FERA work re-
lief would emphasize projects that were of value to
the community, and they encouraged the elimina-
tion of demeaning make-work tasks designed sole-
ly as a deterrent.
The general rule with all work relief projects
was that they should not compete with private
business and that remuneration must be sufficient
to maintain morale but not so generous that private
sector jobs became unattractive. The FERA issued
regulations outlining the types of projects that were
acceptable, but the selection, planning, and man-
agement of them was a matter for states and locali-
ties. Relief work was heavily skewed towards road
improvements and the construction of public build-
ings. The unskilled were easily accommodated, but
there were relatively few opportunities for white-
collar workers and women. Hourly wage rates
matched those for similar work in the private sec-
tor.
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ENCYCLOPEDIA OF F H E GREAT DEPRESSION
FEDERAL EMERGENCY R E L I E E A D M I N I S E R A T I N
F E R
However, the weekly relief wage, or the value
of relief in kind, was determined by the budgetary
deficiency principle. In the course of assessing relief
eligibility, social workers, following FERA guide-
lines, conducted a detailed investigation of the pos-
sible sources of income for each applicant. For ex-
ample, help from churches or local charities,
income from part-time work or the sale of garden
produce, or the existence of savings were recorded.
The investigation also required the social worker to
visit the applicant's home, and an assessment was
made of the applicant's needs: What was the cost
of food, housing, fuel, and other necessities re-
quired to ensure that living standards did not fall
below an unacceptable minimum. The difference
between the incomings and the needs represented
the deficiency in the applicant's budget and the
amount of relief, either in work relief wages or in
kind, to which the applicant was entitled.
The advantage of this system was that differ-
ences in circumstances, including the cost of living,
could be taken into account. Moreover each relief
applicant was, in theory, subject to a proper case-
work investigation. However, the exercise was ini-
tially very time consuming and also called for regu-
lar reinvestigation to ensure that any changes in the
client's deficiency budget could be taken into ac-
count. There were also formidable managerial
problems on relief projects because there was no
standard working week. Each worker was em-
ployed only for as long as it took to earn the defi-
ciency in his or her budget.
Although the FERA emphasized the need for
carefully planned work relief projects paying wages
in cash, it proved difficult for some states to deliver
this program for their fit needy unemployed. In No-
vember 1933, the federal government decided to
introduce a new initiative, the Civil Works Admin-
istration (CWA), which took over the FERA's role
until April 1934. For a short while the CWA provid-
ed work for some four million unemployed, wheth-
er they were in need of relief or not.
EMERGENCY RELIEF PROGRAMS
After the CWA wound down, a new work relief
program was introduced with the FERA and the
states resuming the relationship they had estab-
lished before November 1933. The budgetary defi-
ciency principle that had been suspended under the
CWA was reactivated and over five million cases re-
ceived emergency relief each month during the first
half of 1935. Although FERA officials were strong
supporters of work relief for the able-bodied, dur-
ing the first six months of 1935 less than half of all
relief cases received work relief wages; the remain-
der were direct relief cases. Only some of the direct
relief recipients were unemployable. It was clear
that a number of states lacked the zeal and mana-
gerial efficiency required to establish effective work
relief projects. In 1935 Roosevelt announced a
major change in relief policy. With the creation of
the Works Progress Administration (WPA), the
federal government would provide a work relief
program that would cater to the needy able-bodied.
Unemployables would be cared for by the states
and would no longer be a federal responsibility.
When the president stated that he wanted the fed-
eral government to quit the business of relief, it was
care of unemployables he had in mind. During the
second half of 1935 the FERA was gradually elimi-
nated.
The realization of the complexity of economic
distress had persuaded FERA administrators to de-
velop four special emergency relief programs that
targeted specific groups. They were Rural Rehabili-
tation, Relief for Transients, College Student Aid,
and Emergency Education. With the demise of the
FERA, care for transients became the responsibility
of the states.
CONCLUSION
The FERA was a bold initiative of great signifi-
cance. The federal government assumed responsi-
bility for the welfare of millions of Americans, both
employable and unemployable, and did so by
means of grants, not loans. FERA staff sought to
improve relief administration standards, and they
accommodated local problems and tried to support
work relief wherever possible. Thanks to the FERA,
relief provision became more generous and pay-
ment in cash rather than kind became much more
common. The collection of detailed information on
relief provision across the nation meant that both
urban and rural hardship was better understood
and could be addressed more systematically.
ENCYCLOPEDIA E THE GREAT DEPRESSION
3U
FEDERAL
U S I N 6 A D M I N I S T R
T I N
f H A
Total FERA grants to the states amounted to
$3,022,602,326, which represented just over 70 per-
cent of the entire expenditure on emergency relief
during this period. Because so much of the alloca-
tion was distributed on a discretionary basis, some
poverty-stricken states, mostly in the South, had
over 90 percent of their spending on emergency re-
lief provided by the federal government. This was
an extraordinary and necessary intervention by
Washington. The flexibility of the FERA and the
high administrative standards it sought to impose
on all states made it an excellent foundation for fu-
ture relief initiatives.
See Also: CIVIL WORKS ADMINISTRATION (CWA);
EMERGENCY RELIEF AND CONSTRUCTION ACT
OF 1932; HOPKINS, HARRY; WORKS PROGRESS
ADMINISTRATION (WPA).
BIBLIOGRAPHY
Brock, William R. Welfare, Democracy, and the New Deal.
1988.
Brown, Josephine Chapin. Public Relief , 1929-1939. 1940.
Burns, Arthur E., and Edward A. Williams. Federal Work,
Security, and Relief Programs. 1941.
Final Statistical Report of the Federal Emergency Relief Ad-
ministration. 1942.
Hopkins, Harry. Spending to Save: Fhe Complete Story of
Relief 1936.
Patterson, James T. The New Deal and the States: Federal-
ism in Transition. 1969.
Peter Fearon
FEDERAL HOUSING
ADMINISTRATION (FHA)
Created by the Federal Housing Act of 1934, the
Federal Housing Administration (FHA) was the
core of the early New Deal's strategy to revive the
construction industry and expand home ownership.
The agency did not build homes or loan money but
provided federal insurance for private mortgages to
protect creditors against default and thereby en-
couraged banks to loan more money for housing
construction and home improvements. Federal
mortgage insurance also enabled private lenders to
charge lower interest rates and extend mortgage re-
payment periods, which helped to reduce the na-
tional rate of mortgage foreclosure from 250,000
non-farm units in 1932 to 18,000 in 1951. It also
brought about lower down payment requirements
(average FHA-backed mortgages were for 93 per-
cent of home value compared with 58 percent for
savings and loan association mortgages in the
1920s). Furthermore, the FHA's real assessment
regulations did much to establish minimum stan-
dards for housing construction throughout the
building industry. From 1935 to 1939, the agency
insured 400,000 housing units, representing 23.4
percent of the total number of units financed
through the mortgage market during this period.
Over the next five-year period its mortgage insur-
ance was substantially extended to cover 806,000
units, 45.4 percent of total units that received mort-
gage finance. Between 1934 and 1972 the FHA
helped nearly eleven million families to own their
homes and another twenty-two million to improve
their properties. Thanks in part to its insurance pro-
gram, middle-income and lower-middle-income
families gained access to home ownership and the
number of families living in owner-occupied units
rose from 44 percent to 63 percent over this period.
Reflecting the rationale for its creation, the FHA
was more concerned to revive home construction
than to help cities. In the words of its first adminis-
trator, oil executive James Moffett, it also acted like
a "conservative business operation" intent on en-
couraging sound loans by lending agencies, with
the agency itself delivering a small profit on its op-
erations for the federal government. As a result, the
FHA was reluctant to insure rental housing, the
predominant form of accommodation for low-
income inner-city residents, because it viewed such
property as a relatively nonliquid asset, capable of
delivering only long-term profits, and subject to
profit constraints like rent control, maintenance
costs, and tenant problems. Between 1934 and 1937
it insured only twenty-one rental projects, none of
which was intended to provide low-income accom-
modation. There was a brief policy change in 1938
when the agency insured a low-cost prefabricated
municipal project constructed by Works Progress
Administration labor in Fort Wayne, Indiana, that
was planned to become a model for other munici-
3U
ENCYCLOPEDIA OF FHE GREAT DEPRESSION
FEDERAL MUSIC P R J E ( E
F M P
pal ventures until the American Federation of
Labor's opposition to the use of relief labor killed
off the scheme.
The FHA also favored suburban over inner-city
development as a sounder actuarial risk. Its ideal
home was a bungalow or a colonial set on an ample
lot with a driveway and garage. Consequently its
insurance of single-family units exceeded that of
multi-family units by a ratio in excess of four to one
between 1940 and 1950. The agency also evaluated
the suitability of neighborhoods for mortgage risk
through adoption of the conservative appraisal
methods of the Home Owners Loan Corporation.
It trained underwriters to measure the quality of an
area based primarily on its social and economic sta-
bility and its protection from so-called adverse in-
fluences. Consequently the FHA refused to insure
in neighborhoods that suffered blight or were
deemed likely to do so. As late as 1966, for example,
it did not insure a single mortgage in Camden, New
Jersey, a declining industrial city. Its banker-like ap-
proach to what constituted sound property invest-
ment also made it prejudicial against heteroge-
neous and racially mixed neighborhoods, as well as
districts where African Americans were deemed
likely to settle. FHA redlining excluded half of De-
troit's neighborhoods and one-third of Chicago's
from its insurance program in 1940. The agency
also promoted racial segregation through its active
encouragement of restrictive covenants, even after
these were ruled unenforceable by the U.S. Su-
preme Court's Shelley v. Kraemer judgment in 1948.
The FHA worked in favor of white suburban-
ization and against the interests of the increasingly
nonwhite inner cities. It helped to transform the
American suburb from a rich person's preserve into
a middle-class enclave. The consequences for the
other America became evident when urban disor-
der focused attention on the nation's ghettos in the
1960s. In 1968 former Senator Paul Douglas of Illi-
nois reported for the National Commission on
Urban Problems: "The poor and those on the
fringes of poverty have been almost completely ex-
cluded. These and the lower middle class, together
constituting the 40 percent of the population whose
housing needs are greatest, [have] received only 11
percent of the FHA mortgages."
See Also: CETIES AND SUBURBS; HOME OWNERS
LOAN CORPORATEON (HOLC); HOUSENG;
NATEONAL HOUSENG ACT OF 1934.
BIBLIOGRAPHY
Gelfand, Mark I. A Nation of Cities: The Federal Govern-
ment and Urban America, 1933-1965. 1975.
Jackson, Kenneth T. "Race, Ethnicity and Real Estate Ap-
praisal: The Home Owners Loan Corporation and
the Federal Housing Administration." journal of
Urban History 6 (1980): 419-452.
Morgan, Iwan. "The Fort Wayne Plan: The FHA and Pre-
fabricated Municipal Housing in the 1930s." The
Historian 47, no. 4 (1985): 538-559.
Iwan Morgan
FEDERAL MUSIC PROJECT (FMP)
The U. S. federal government created the Federal
Music Project (FMP) in July 1935 as part of the
Works Progress Administration (WPA). Because it
was a relief project, the Federal Music Project es-
caped much of the controversy that Congress and
other sources aimed at many other New Deal pro-
grams. Nikolai Sokoloff, the director of the project,
was given the responsibility of elevating America's
musical standards. To do this, he employed well-
trained and highly skilled music teachers, singers,
and instrumentalists, and he promoted the under-
standing of and an appreciation for music in line
with the ideals of President Franklin Roosevelt.
The Federal Music Project pursued its goals in
a number of ways. It offered free or low-cost con-
certs to the public, as well as music lessons for poor
adults, music appreciation programs for children,
and training for music teachers. The project ulti-
mately led to higher standards for musical perfor-
mance in the United States, and encouraged in-
creased participation by amateurs in music
presentation. The project established new orches-
tras throughout the country in cities that had never
had orchestras, and it set up bands, theater groups,
opera and vocal companies, black music groups,
dance troops, and many other forms of musical en-
sembles. The Federal Music Project also sponsored
radio programs and summer park performances, as
ENCYCLOPEDIA E E U E 6 R E A E DEPRESSION
31.5
FEDERAL MUSIC P R J E C E ( F M P )
This violin class, held in New York City in 1936, was one of many music classes sponsored by the WPA's Federal Music Project.
Franklin Delano Roosevelt Library
well as numerous concerts by itinerant musical
groups, many given in high schools.
The program provided work to composers,
teachers, and performers, as well as copyists and li-
brarians, who did a great service by compiling, pre-
serving, and centralizing scores, indexes, bibliogra-
phies, and other materials that had previously been
scattered throughout the country. The Federal
Music Project also created a permanent body of un-
published orchestral works.
Foremost among the project's significant
achievements was the establishment of composers'
forum laboratories, which helped define American
music by promoting its performance. The first
forum was set up in New York in 1935, and they
were later established in other cities. Composers
whose work was selected for laboratory perfor-
mances rehearsed the musicians themselves, con-
ducted the orchestra, and essentially organized the
entire performance. The composer and musicians
also conducted after-performance discussions,
where they described what they felt made the
music distinctly American.
The Federal Music Project achieved a number
of firsts in its list of accomplishments. It was the first
federal project to use money for a cultural under-
taking, and its creation marked the first time the
government assumed responsibility for improving
3t6
ENCYCLOPEDIA OF E H E G R E A F DEPRESSION
FEDERAL MUSIC PROJECT
F M P
American cultural life and encouraging Americans
to use their leisure time more creatively. Moreover,
the project was egalitarian in that it was explicitly
established to serve all Americans.
There were, of course, many problematic as-
pects of the project. Although the Federal Music
Project promoted culture, there were questions
about whose version of culture should be pres-
ented? Should "lowbrow" as well as "highbrow"
culture be promoted by the project? What did the
phrase "quality of American life" really mean?
What constitutes fine art? Moreover, the very idea
of a national music proved controversial.
Despite these issues, the project made an hon-
est attempt to grapple with the challenge laid down
by nineteenth-century poet and essayist Ralph
Waldo Emerson: Emerson challenged American
artists and intellectuals to create a distinctively
American intellectual and artistic tradition. The
issue was relevant in the 1930s when most Ameri-
can composers still preferred to study and perform
in Europe before returning to the United States,
and the American musical elite worshipped the Eu-
ropean masters. Many American musicians thus
found themselves at odds with the direction of
American popular culture, in which a lively popular
music scene was challenging old assumptions.
The recreation and education divisions of the
Federal Music Project sought to solve this problem
by identifying ways in which people who were not
performers could participate in the music. The proj-
ect set great emphasis on teaching music to the
masses, and during the 1930s music programs be-
came part of the public school curriculum. In addi-
tion, the WPA began to develop rural music pro-
grams in 1936. These programs initially focused
entirely on art music, and ignored indigenous
music. This neglect ended in November 1937 when
Charles Seeger became deputy director of the Fed-
eral Music Project and began to promote many va-
rieties of American music. Under Seeger, the proj-
ect began to promote folk music and recreation
associated with music. Seeger's goal was to have
every American singing, playing an instrument, or
both. The project also sponsored fieldwork on folk
music, most of it in the South and Appalachian
Mountain area, where, in spite of terrible rural pov-
erty, there was a vital and rich folk tradition.
Seeger enlisted the support of First Lady Elea-
nor Roosevelt in his endeavors. She commissioned
Seeger to plan a program of American folk music
for the visiting British Royal Family. Seeger next
turned to music education as a means of encourag-
ing appreciation and performance of American
music; he also promoted the collection and preser-
vation of American folk and ethnic music. Seeger
was aware that Europeans regarded jazz as the
greatest American musical contribution of the
twentieth century, whereas "serious" American
composers tended to neglect it. Seeger thus began
a program to encourage the performance and study
of British folk music, colonial music, and African -
American music.
By 1939, Congress began to cut the Federal
Music Project budget, along with the budgets of
other New Deal programs and agencies. In 1939 the
project was renamed the WPA Music Program.
After a year under state control, Congress ended
the program entirely.
In spite of setbacks, the Federal Music Project
can claim a great number of achievements. The
project helped bring about social change by, for ex-
ample, hiring many women and placing them in
charge of arts projects. The Federal Music Project
also influenced the style of American musical and
theatrical performance, engendered a great interest
in American music, especially American folk music,
and through its programs for collecting and docu-
menting America's indigenous music, aided the
understanding of the development of American art
forms. Despite its accomplishments, however, the
Federal Music Project never became a model for
subsequent federal aid to the arts.
See Also: EDUCATION; FEDERAL ONE; MUSIC;
WORKS PROGRESS ADMINISTRATION (WPA).
BIBLIOGRAPHY
Alexander, Charles C. Nationalism in American Thought,
1930-1945. 1969.
Bailey, Walter 13., ed. The Arnold Schoenberg Companion.
1998.
Botkin, Benjamin A., ed. A Treasury of Southern Folklore:
Stories, Ballads, Traditions, and Folkways of the People
of the South. 1949.
Browder, Laura. Rousing the Nation: Radical Culture in De-
pression America. 1998.
ENCYCLOPEDIA E THE GREAT DEPRESSION
3U
FEDERAL N A E I N A L M R E G A G E A S S C I A E I N
F N M A )
Canon, Cornelius Baird. "The Federal Music Project of
the Works Progress Administration: Music in a De-
mocracy." Ph.D. diss., University of Minnesota,
1963.
Durham, Weldon B., ed. American Theatre Companies,
1931-1986. 1989.
Ekirch, Arthur A., Jr. Ideologies and Utopias: The Impact of
the New Deal on American Thought. 1969.
Graff, Ellen. Stepping Left: Dance and Politics in New York
City, 1928-1942. 1997.
Kennedy, David M. Freedom from Fear: The American Peo-
ple in Depression and War, 1929-1945. 1999.
Mulcahy, Kevin V., and C. Richard Swaim, eds. Public
Policy and the Arts. 1982.
Mulcahy, Kevin V., and Margaret Jane Wyszomirski, eds.
America's Commitment to Culture: Government and the
Arts. 1995.
Pescatello, Ann M. Charles Seeger: A Life in American
Music. 1992.
Santoro, Gene. Myself When I Am Real: The Life and
Music of Charles Mingus. 2000.
Tick, Judith. Ruth Crawford Seeger: A Composer's Search for
American Music. 1997.
Frank A. Salamone
FEDERAL NATIONAL MORTGAGE
ASSOCIATION (FNMA)
At the request of President Franklin Roosevelt, the
Federal National Mortgage Association (FNMA),
popularly known as Fannie Mae, was chartered on
February 10, 1938, as a wholly owned and con-
trolled subsidiary of the federal Reconstruction Fi-
nance Corporation (RFC). Fannie Mae was de-
signed primarily to increase the availability of
mortgage credit in order to stimulate the home
construction industry and reduce unemployment.
When credit was in short supply due to a recession,
Fannie Mae would purchase home mortgages that
were made by private lenders and had been insured
by the Federal Housing Administration (FHA).
When credit became more plentiful, Fannie Mae
would resell the mortgages to other lenders, there-
by smoothing out the highs and lows of the eco-
nomic cycle. It was also hoped that Fannie Mae's
purchases would lower national interest rates and
generate lender confidence in FHA-insured loans.
The establishment of Fannie Mae marked the
culmination of the federal government's involve-
ment in housing markets during the Great Depres-
sion. Both the Home Owners Loan Corporation,
created in 1933 to refinance troubled mortgages,
and the FHA, established in 1934 to insure new
mortgages, substantially increased funds available
to homeowners. The National Housing Act, which
created the FHA, also authorized the chartering of
private national mortgage associations to help mar-
ket federally insured mortgages. The mortgage as-
sociations were to be supervised by the head of the
Federal Housing Administration and they were au-
thorized to purchase mortgages with funds raised
through the public sale of notes, bonds, and other
obligations. It was hoped that primary lenders who
sold their existing mortgages would use their new
funds to finance additional mortgages.
Contrary to the expectations of policymakers,
investors did not form private mortgage associa-
tions and home financing continued to be scarce.
The first, reluctant experiment with federal mort-
gage acquisition occurred when the RFC Mortgage
Company, set up in March 1935 to support the
commercial real estate market, agreed to purchase
some FHA-insured mortgages in order to help the
ailing construction industry. Fannie Mae finally
opened its doors in 1938 with a charter issued by
the Federal Housing Administration and $11 mil-
lion provided by the RFC.
Fannie Mae remained a relatively small opera-
tion in its early years. Under its founding president,
Sam Husbands, Fannie Mae issued just two series
of obligations to pay for mortgage acquisitions,
raising $29.7 million in 1938 and $55.5 million in
1939. Since its inception Fannie Mae has under-
gone many changes. In 1948 it was authorized to
purchase loans insured by the Veterans Adminis-
tration as well. Congress partially privatized Fannie
Mae in 1954 and completed the process in 1968
when it set up a new scaled-back federal agency,
the Government National Mortgage Association
(Ginnie Mae). Fannie Mae has continued to grow,
becoming the third largest corporation in the Unit-
ed States, with total assets of $800 billion in 2001.
Fannie Mae is credited with helping to expand
homeownership in the immediate postwar years.
3U
ENCYCLOPEDIA OF E H E G R E A E DEPRESSION
FEDERAL
N E
However, critics have charged that the secondary
mortgage market, which it created, hurt urban
communities by allowing financial institutions to
transfer savings funds out of cities and into mort-
gage loans made in profitable suburban develop-
ments throughout the country.
See Also: CITIES AND SUBURBS; FEDERAL HOUSING
ADMINISTRATION (FHA); HOME OWNERS LOAN
CORPORATION (HOLC); HOUSING;
RECONSTRUCTION FINANCE CORPORATION
(RFC).
BIBLIOGRAPHY
Bartke, Richard W. "Fannie Mae and the Secondary
Mortgage Market." Northwestern University Law Re-
view 66 (1971): 1-78.
Federal National Mortgage Association. Background and
History. 1975.
Hays, R. Allen. The Federal Government and Urban Hous-
ing: Ideology and Change in Public Policy. 1995.
Jackson, Kenneth T. Crabgrass Frontier: The Suburbaniza-
tion of the United States. 1985.
Musolf, Lloyd D. Uncle Sam's Private, Profitseeking Corpo-
rations: Comsat, Fannie Mae, Amtrak, and Conrail.
1983.
Eduardo F. Canedo
FEDERAL ONE
Federal One was established with an appropriation
of $27 million under the auspices of the Works
Progress Administration (WPA) in 1935. It was to
provide work relief to unemployed artists and to
preserve their skills until they could be absorbed
into the private sector. In effect, Federal One sought
to occupy the vacuum left by private patronage of
the fine arts and mass support for the popular arts
due to the austerity of the Depression. Between
1929 and 1933, as the prices paid for paintings de-
clined by two-thirds and magazines dismissed
graphic artists because of declining revenues, ten
thousand artists became unemployed. Theater
workers were equally hard hit as the number of
Broadway productions was drastically reduced and
the number of employed actors fell by 50 percent.
Creative and commercial writers also suffered as
the revenues of the publishing industry were
halved, and when newspapers sales declined, the
employment of many journalists and advertising
copywriters was terminated. Musicians, whose job
security had already been hurt by the advent of
sound in motion pictures, experienced the impact
of the Depression as hotels cancelled their small
ensembles, symphony orchestras were disbanded,
and fewer pupils paid for private music lessons. In
1933, two-thirds of the membership of the Ameri-
can Federation of Musicians was unemployed.
Efforts by professional associations and unions
to promote self-help were ineffective, and, with the
exception of New York and a handful of state relief
agencies, no major initiative was taken by govern-
ment to provide relevant work for unemployed
artists. Some of the New Deal's earliest agencies,
including the Federal Emergency Relief Adminis-
tration, the Civilian Conservation Corps, and, in
particular, the Civil Works Administration, aided
artists, but the effort did not match the need.
Four major arts were organized under the aegis
of Federal One: the Federal Art Project, the Federal
Theatre Project, the Federal Music Project, and the
Federal Writers' Project. Their respective national
directors — Holger Cahill, Hallie Flanagan, Nikolai
Sokoloff, and Henry Alsberg — headed complex and
extensive bureaucracies with a network of state and
local offices throughout the United States. Howev-
er, the directors were not exclusively concerned
with the disbursement of funds and the develop-
ment of projects to provide assistance to unem-
ployed artists. The four directors had clear ideas
about the nature of culture and sought to use the
federal government to promote them.
Historian Jane De Hart Mathews refers to the
New Deal elite's "quest for a cultural democracy";
its aim was to make art more accessible ("art for the
millions") by creating new civic institutions for the
arts and by transforming attitudes and values about
how art was produced and to whom it communi-
cated. Federal One challenged the metropolitan
dominance of the arts by taking arts to the people
through gallery and company tours, and the Feder-
al Music Project, with its three hundred ensembles,
established orchestras in states such as Oklahoma
ENCYCLOPEDIA E THE GREAT DEPRESSION
349
FEDERAL
N E
and Utah, where none had existed previously. Fed-
eral One also sought to reach wider audiences by
making art more comprehensible and relevant to
contemporary issues and by incorporating regional
and ethnic distinctions in its productions and pre-
sentations. The Federal Theatre Project established
production companies in forty states, organized six-
teen African -American units in eleven cities, and
performed plays in languages other than English.
Its Living Newspaper productions courted contro-
versy by addressing contemporary issues, such as
slum housing, the Italian invasion of Ethiopia, and
the plight of American agriculture. It is estimated
that the Federal Theatre Project organized some
1,200 productions that played to twenty-five mil-
lion Americans, 65 percent of whom were attend-
ing the theater for the first time.
Federal One sought to stimulate involvement
as well as appreciation. The Federal Art Project pro-
vided free art classes for sixty thousand people each
month, while the Federal Music Project employed
six thousand music teachers who organized pro-
grams in schools, parks, and hospitals, developing
the music skills of some fourteen million pupils.
The vision of Federal One was extremely ambitious.
It sought to sponsor a cultural renaissance in Amer-
ica through a mass movement. The aim was to inte-
grate the artist into society and to make the arts in-
tegral to everyday life.
Despite frequent criticisms of some American
failings, the projects were self-consciously and as-
sertively nationalistic in both their themes and their
forms; one WPA poster declared, "Out of the spirit
of a people arises its art." The nationalism of Feder-
al One is most evident in the Federal Writers' Proj-
ect's American Guide series, a collection of 378
books and pamphlets describing all of America's
states, principal cities, and highways. Federal One
sought to orient Americans to their history, as well
as to their geography. The arts projects worked to
connect contemporary life with American tradi-
tions. The Federal Writers' Project, for example,
employed writers to make inventories of state and
local archives and to collect the testimony of ex-
slaves; a Folklore Studies Division launched oral
history projects to preserve American folklore and
humor. The Federal Art Project's Index of American
Design recorded the history of the decorative arts
from early settlement to 1890, while the Federal
Writers' Project compiled an index of American
composers that catalogued about seven thousand
compositions by 2,200 composers. In addition, a
joint committee on folk arts organized recordings of
the songs and music of Latino Americans, Native
Americans, African Americans, and Cajuns, as well
as music from the Appalachian region. These were
not antiquarian endeavors; the sponsors of these
projects believed that they were accumulating re-
positories of American art and expression that
would inspire contemporary musicians, artists, and
writers. Such an emphatic nationalism has led
some cultural historians to claim that Federal One
sought to distract Americans from the crisis of the
Depression by affirming the United States and by
imposing a false, purposeful consensus upon
America's history and the character of its people.
However, if a cultural hegemony to buttress the lib-
eral economic and social programs of the New Deal
was ever a goal, it was never attained.
Initiatives in 1938 to make Federal One a per-
manent agency met with failure. A broad range of
interests was hostile to the organization. Some pol-
iticians were concerned about waste and inefficien-
cy and questioned the relevance of the subsidiza-
tion of culture in a period of mass unemployment.
Republican politicians, in particular, claimed that
the cultural projects were a propaganda arm of the
Democratic Party. Federal One was also associated
with radicalism and, during its investigations in
1938 and 1939, the House Committee on Un-
American Activities claimed that the projects had
been infiltrated by Communists. Even the arts "es-
tablishment" did not favor making Federal One
permanent because of the inconsistent quality of
the work it produced.
In 1939, following an investigation by the
House Committee on Appropriations, the Federal
Theatre Project was terminated and Federal One
was abolished. The remaining projects were trans-
ferred to the supervision of the states with the ex-
pectation that the states would contribute 25 per-
cent of their costs and terminate the contracts of
workers who had served for eighteen months. De-
prived of central direction, the remaining arts proj-
350
ENCYCLOPEDIA OF F H E GREAT DEPRESSION
FEDERAL
RESERVE S Y S E E M
ects began to lose their creative dynamism, and
after 1940 project workers were transferred to the
war preparedness campaign. However, it is doubt-
ful that, even at its height, Federal One came close
to challenging the metropolitan bias of American
cultural production or to integrating the artist se-
curely in American life. Perhaps Federal One will be
best remembered by those who were assisted by
the projects during the Depression and who estab-
lished international reputations in the postwar pe-
riod: artist Jackson Pollock, stage and screen direc-
tor Elia Kazan, actor Burt Lancaster, and writers
Richard Wright, Saul Bellow, and Arthur Miller, to
name but a few.
See Also: AMERICAN GUIDE SERIES; FEDERAL ART
PROJECT (FAP); FEDERAL MUSIC PROJECT (FMP);
FEDERAL THEATRE PROJECT (FTP); FEDERAL
WRITERS' PROJECT (FWP); SLAVE NARRATIVES;
WORKS PROGRESS ADMINISTRATION (WPA).
BIBLIOGRAPHY
Alexander, Charles C. Here the Country Lies: Nationalism
and the Arts in Twentieth Century America. 1980.
Billington, Ray Allen. "Government and the Arts: The
W.P.A. Experience." American Quarterly 13 (1961):
467-479.
Bindas, Kenneth J. All of This Music Belongs to the Nation:
The WPA's Federal Music Project and American Soci-
ety. 1996.
Harris, Jonathan. Federal Art and National Culture: The
Politics of Identity in New Deal America. 1995.
Mathews, Jane De Hart. "Arts and the People: The New
Deal Quest for a Cultural Democracy." Journal of
American History 62 (1975): 316-339.
McDonald, William F. Federal Relief Administration and
the Arts: The Origins and Administrative History of the
Arts Projects of the Works Progress Administration.
1969.
McKinzie, Richard D. The New Deal for Artists. 1973.
Meltzer, Milton. Violins and Shovels: The WPA Arts Proj-
ects. 1976.
O'Connor, John, and Lorraine Brown, eds. The Federal
Theatre Project: "Free, Adult, Uncensored." 1980.
Penkower, Monte N. The Federal Writers' Project: A Study
in Government Patronage of the Arts. 1977.
Stuart Kidd
FEDERAL RESERVE SYSTEM
The Federal Reserve System (Fed) came into exis-
tence in 1913. To overcome fears that a unified U.S.
central bank would become too closely allied to the
federal government and to big money interests, the
Fed was made up of twelve regional reserve banks
each with a high degree of local autonomy. A Fed-
eral Reserve Board, located in Washington D.C.,
operated as a supervisory body with a duty to en-
sure that the Federal Reserve banks complied with
the law. All national banks, that is institutions that
had received their charter from the federal govern-
ment, were required to join the Fed. State banks
were permitted to join if they could meet the rela-
tively high reserve requirements laid down by the
new system.
THE EARLY EXPERIENCE: 1913-1921
Few bankers wanted a strong central bank, and
there was widespread support for regional division.
In fact the dual system of national and state banks
that the majority of bankers wished to retain had
been preserved. After 1913 the commercial banking
sector was made up of national banks, which were
members of the Fed, and state banks, some of
which joined the Fed while others remained non-
members. In 1921, only 9,779 of the 29,018 com-
mercial banks were members of the reserve system.
Even in 1929 the structure was essentially the same.
The Fed had 8,522 members while non-members
numbered 15,173.
Among the objectives of the new system were
the provision of ample credit for legitimate busi-
ness, the stabilization of interest rates, and the
maintenance of the gold standard. A key aspiration
stressed by the supporters of central banking was
the avoidance of financial panics and the attendant
bank failures to which the American financial sys-
tem was prone. Multiple bank failures during the
depression of 1907 had proved to be a decisive
turning point in the argument for the creation of a
central bank.
Almost as soon as the Fed was established, the
economy was affected by the demands of World
War I. The Fed successfully lubricated the wheels of
credit and after April 1917, when the United States
ENCYCLOPEDIA E THE GREAT DEPRESSION
351
FEDERAL RESERVE S Y S E E M
entered the conflict, it directed credit to essential
users and also supported the Treasury in its aim of
keeping interest rates low so that the costs of war
borrowing would be minimized. Unfortunately this
action helped to fan the flames of inflation. When,
in 1920, the Fed raised interest rates in order to
bring rising prices under control, the severe post-
war Depression of 1920 and 1921 quickly followed.
Only after 1921 did the Fed begin to operate under
normal peacetime conditions.
MONETARY POLICY: 1922-1928
During this period the New York Reserve Bank,
under its influential governor, Benjamin Strong,
emerged as the leading institution. It had become
apparent that if the reserve banks insisted on be-
having independently, each raising or lowering dis-
count rates or purchasing or selling securities, mon-
etary policy would lack cohesion. Strong advocated
the coordination of open market operations, and in
1922 a committee was formed to supervise the sale
and purchase of government securities. With this
tool, Monetary policy could be used to counter the
impact of both booms and slumps and seasonal
fluctuations in credit, so that the monetary authori-
ties could influence events rather than simply react
to them.
Some scholars believe that the Fed intervened
directly to ensure that the minor recessions of 1924
and 1927 did not develop into full-blown Depres-
sions. During each, the Fed adopted liberal credit
policies by purchasing government securities and
lowering discount rates. As the economy recovered
rapidly in both cases, it would seem that the policies
were very effective. However, compelling evidence
suggests that the motives for the Fed's actions were
linked to international rather than domestic issues.
The Reserve wanted to keep U.S. interest rates low
in order to assist European countries in either re-
turning to the gold standard or staying on it. Credit
was extended to European central banks, and low
U.S. interest rates encouraged capital to flow to the
old world. In other words, the domestic benefits of
expansionary monetary policy were entirely sec-
ondary.
While the Fed encouraged the adoption of the
gold standard overseas, it efficiently managed the
massive influx of gold into the United States during
the war and post-war years. The gold was effective-
ly sterilized and not allowed to exert inflationary
pressure. Indeed, this period is one of remarkable
price stability given the economy's vigorous
growth. However, the actions of the Fed in accu-
mulating a large gold reserve, a strategy also pur-
sued by the French, put pressure on other gold
standard countries that were attempting to operate
the system with inadequate reserves.
By 1928 the domestic advantages of reserve
bank monetary co-operation had become apparent.
For example, collective action had reduced seasonal
fluctuations in interest rates, and bankers were be-
coming more confident in their ability to use mone-
tary policy effectively. Bank failures, however, con-
tinued to be a problem. Between 1921 and 1929,
some 776 national banks, 229 state banks, and
4,416 non-member banks closed their doors. The
vast majority of the failed institutions were small
banks adversely affected by farm misfortune. The
figures reflect the fact that big banks joined the Fed,
and the small, usually under-capitalized unit banks,
remained outside and were unable to call on central
bank help when in need.
THE FED AND THE ONSET OF THE
DEPRESSION
In 1928 danger signals from the New York
Stock Exchange (NYSE) were becoming a concern.
The Fed reacted to growing stock market specula-
tion by introducing a tight money policy. Intended
to make borrowing for speculation less attractive,
the higher interest rates were expected to reduce
frenetic speculative activity. Unfortunately, this pol-
icy was totally ineffective as speculative activity ac-
tually increased. However, the policy did have an
adverse effect on economic performance, and in the
middle of 1929 it was clear that the economic boom
had come to an end. Wall Street quickly absorbed
these signs, the stock market collapsed in October
1929, and then the Fed, seeing speculation
quashed, reduced interest rates.
The economic recovery that followed the crash
did not last long. From the middle of 1930 the econ-
omy began a long slide, which took it to a trough
in the winter of 1932 and 1933. A sustained recov-
35Z
ENCYCLOPEDIA OF F H E G R E A E DEPRESSION
FEDERAL
RESERVE S Y S E E M
ery did not begin until the spring of 1933. A central
feature of the Great Depression was extensive bank
failure. Indeed, in mid-March 1933 there were ap-
proximately 12,600 fewer commercial banks than
had been open for business in June 1929. Yet one
of the duties of the reserve system was to act as a
bulwark against bank failure. Why did the Fed fail
in this task?
Scholars usually identify three banking crises in
which the failures were concentrated: the first took
place in 1930, the second in the fall of 1931, and fi-
nally the banking system reached an almost total
state of collapse in the winter of 1932 and 1933.
There is now widespread agreement that the 1930
wave of bank failures was part of a regional prob-
lem and had little national impact. However, the
1931 crisis was far more serious and occurred after
Great Britain left the gold standard and devalued
sterling. Speculators who had previously worried
about the ability of the Bank of England to support
the pound now turned their attention to the dollar.
To give speculators a clear message that protecting
the currency was a priority, the Federal Reserve
raised interest rates and pursued a tight money pol-
icy. This was a logical move to protect the dollar,
but it was disastrous for a banking system under
great pressure. The beleaguered banks needed low
interest rates and an easy money policy that would
give them ready access to central bank support,
quite the reverse of what was provided. As some in-
stitutions failed, panic spread and even soundly run
banks could not keep their doors open when faced
with so many customers who wished to withdraw
deposits. Exactly the same thing happened during
the "lame duck" period between Roosevelt's elec-
tion in November 1932 and his inauguration in
March 1933. Uncertainty led to further speculation
against the dollar and the Fed responded by raising
interest rates. By this time the financial sector had
been exposed to such shocks that most state gover-
nors were forced to close their banks in order to
save them from failing. The creation of the Recon-
struction Finance Corporation in January 1932, with
powers to assist troubled banks, is a clear indication
that the Fed was failing to do its job. In February,
the Glass- Steagall Act liberalized the Fed's dis-
count provisions but, unfortunately, this move
came too late to have a major impact.
Milton Friedman and Anna Schwartz are highly
critical of the Federal Reserve and believe that its
perverse decisions, which led to the failure of so
many banks and a severe contraction in the money
supply, transformed a recession into a major de-
pression. However, the actions of the Fed in de-
fending the dollar were consistent with the policies
that seemed so effective in 1924 and in 1927, when
external factors determined action. Elmus Wicker,
the most authoritative of banking historians for this
period, is cautious in his assessment of Federal Re-
serve policy. Unlike most commentators he does
not believe that the Fed initiated the 1931 banking
crisis, but he is critical of the failure to implement
vigorous open market operations in 1930 and in
1931 that could have prevented the dramatic fall in
depositor confidence. Even though most of the
failed banks were not reserve members, the Fed
wins few friends for its policy choices in the worst
years of the Depression. Most scholars debate
whether the failures were just bad or disastrous.
THE FEDERAL RESERVE AND THE NEW
DEAL
There was unanimous agreement that the
banking sector needed assistance to achieve stabili-
ty, and the first response of the Roosevelt adminis-
tration was to create a breathing space by declaring
a national bank holiday. On March 9, 1933, the
Emergency Banking Act gave the executive branch
of the government power to reopen banks once
they had been examined and declared sound. The
Banking Act (June 16, 1933), gave the Fed increased
control over bank credit, called for greater co-
ordination of open market operations and the legal
recognition of an Open Market Committee. The act
forbade the payment of interest on demand depos-
its by member banks and also regulated the interest
payments on time deposits. The decision to sepa-
rate commercial and investment banks so that the
former could no longer underwrite securities
gained widespread support. In spite of a lack of en-
thusiasm on the part of both the president and
bankers, the Federal Deposit Insurance Corpora-
tion (FDIC) was established to ensure that deposi-
tors would be so confident in the security of their
deposits that bank runs would become a thing of
ENCYCLOPEDIA E THE GREAT DEPRESSION
353
FEDERAL SAVINGS
AND LOAN
I N S
RANGE
C R P R A E I N
the past. All members of the Federal Reserve Sys-
tem were obliged to join FDIC.
A further refinement of the banking system
came with the Banking Act (1935), which brought
about fundamental changes in the Federal Reserve
System. Marriner Eccles had assumed the chair-
manship of the Board of Governors. An experi-
enced banker with a forceful personality and
known by Congress to be no friend of Wall Street,
Eccles insisted on greater centralization and more
power for the board. The 1935 Act was one of the
most significant pieces of legislation in U.S. finan-
cial history establishing with its predecessor a
structure for banking that was to last half a century.
It created a Federal Reserve Board consisting of
seven members to be appointed by the president
and confirmed by Senate. The Federal Open Mar-
ket Committee, which had consisted of the twelve
governors of the Federal Reserve banks, was re-
placed by one consisting of the board and just five
representatives from the Reserve Banks. The new
Committee, which had far more authority than the
one it replaced, came to play a leading role in shap-
ing policy. It exercised a firm control over interest
rates, the provision of credit, and the money supply.
The board also gained the power to approve the ap-
pointments of the presidents, as they came to be
called, of reserve banks and the authority to alter
the reserve requirements of member banks.
The 1935 act transferred power from the re-
serve banks to the Reserve Board. This shift was
possible because of Eccles's determination and au-
thority combined with a congressional distrust of
the reserve bankers that was shared by many mem-
bers of the public. The U.S. president also acquired
new powers of appointment to the board.
It is ironic that the Fed, having relentlessly pur-
sued policies that most scholars believe made the
impact of the Depression more acute, was given so
much additional power by New Dealers. Moreover,
an early action of the newly constituted board was
to tighten the reserve requirements of member
banks, which were viewed as excessive and a po-
tential inflationary threat. This action, together with
the imposition of a restrictive fiscal policy as Roose-
velt strove to balance the federal budget, contribut-
ed to the onset of the deep recession of 1937 and
1938.
See Also: BANKING PANICS (1930-1933); FEDERAL
DEPOSIT INSURANCE CORPORATION (FDIC);
GOLD STANDARD; GLASS-STEAGALL ACT OF
1933; MONETARY POLICY; RECESSION OF 1937;
STOCK MARKET CRASH (1929).
BIBLIOGRAPHY
Calomiris, Charles W. and Eugene N. White, "The Ori-
gins of Federal Deposit Insurance." In The Regulated
Economy. A Historical Approach to Political Economy,
edited by Claudia Goldin and Gary D. Libecap.
1994.
Chandler, Lester V. American Monetary Policy 1928-1941.
1971.
Eccles, Marriner, S. Beckoning Frontiers. Public and Person-
al Recollections. 1951.
Friedman, Milton, and Anna J. Schwartz, A Monetary
History of the United States 1867-1960. 1963.
Kennedy, Susan Estabrook. The Banking Crisis of 1933.
1973.
Smiley, Gene. The American Economy in the Twentieth
Century. 1994.
Wheelock David C. The Strategy and Consistency of Feder-
al Reserve Monetary Policy, 1924-1933. 1991.
White, Eugene N. "Banking and Finance in the Twenti-
eth Century." In The Cambridge Economic History of
the United States, Vol. Ill: The Twentieth Century, ed-
ited by Stanley L. Engerman and Robert E. Gallman.
2000.
Wicker, Elmus. Federal Reserve Monetary Policy
1917-1933. 1966.
Wicker, Elmus. The Banking Panics of the Great Depression.
1996.
Peter Fearon
FEDERAL SAVINGS AND LOAN
INSURANCE CORPORATION
(FSLIC)
The Federal Savings and Loan Insurance Corpora-
tion (FSLIC) was created by the federal government
on June 27, 1934, to secure the stability of the sav-
ings and loan industry. The main purpose of sav-
ings and loans, also known as S&Ls, was to receive
deposits from individuals and institutions and rein-
vest those funds in residential mortgages. During
the banking crisis of the late 1920s and early 1930s,
354
ENCYCLOPEDIA OF F H E GREAT DEPRESSION
FEDERAL
SAVINGS AND LOAN
I N S
R A N C E CORPORATION
many savings and loans collapsed. If a bank or sav-
ings and loan failed, depositors who had not with-
drawn their money lost everything. After the onset
of the Great Depression many unemployed work-
ers could not repay their loans and nearly one-
quarter of all home mortgages went into default.
Between 1930 and 1935 nearly one thousand sav-
ings and loans collapsed, wiping out almost $300
million in assets.
In 1934 Congress moved to boost both the sav-
ings and loan and the residential construction in-
dustries with the National Housing Act. One provi-
sion created the Federal Housing Administration
(FHA) that encouraged banks and savings and
loans to make loans for building homes, farm build-
ings, and small business establishments. The FHA
insured the loans so that if the debtor defaulted, the
FHA would reimburse the creditor. Because of the
reduced risk, creditors demanded lower down pay-
ments and extended the length of mortgages. More
people were able to manage these new loans and
buy their own homes. Title IV of the National
Housing Act created the FSLIC to insure deposits
in savings and loans up to $5,000. Depositors knew
that if their savings and loan failed the FSLIC would
reimburse them for the amount in their account up
to a $5,000 limit. Federally chartered savings and
loans had to pay a mandatory fee for coverage,
while those with state charters could voluntarily in-
sure their deposits with the FSLIC by paying the
fee. The FSLIC, modeled after the Federal Deposit
Insurance Corporation (FDIC) created the previous
year, revived public confidence in the stability of the
industry. As a result, people returned their deposits
to savings and loans and the frequency of runs was
diminished. Smaller savings and loans were more
able to compete with larger institutions because
they also held the confidence of the public. Savings
and loans were able to loan more money for hous-
ing purchases and construction and consequently
contributed to the recovery of the residential real-
estate market.
The housing policies of the New Deal that cre-
ated the FSLIC, FHA, Home Owners Loan Corpo-
ration, and Federal National Mortgage Association
(Fannie Mae) stimulated private home building and
individual homeownership by coordinating private
and public institutions. Before the New Deal only
two out of five Americans owned their homes. The
New Deal built a system of home building finance
that allowed private money to fund the construc-
tion of postwar suburbia. By the 1970s two out of
three Americans lived in owner-occupied houses.
Along with insurance for the industry came
regulation. In 1934 Congress established the Feder-
al Home Loan Bank Board to maintain the stability
of savings and loans by restricting their financial
practices. The New Deal housing and banking poli-
cies ultimately demonstrated, however, that the ex-
pansion of the state did not result in the reduction
of private power and flexibility. In fact historian
David M. Kennedy argues in Freedom from Tear
(1999) that these reforms actually liberated capital.
Government regulations made people secure about
depositing their money in banks and savings and
loans. As a result, banks and S&Ls had a reliable
cash reserve which freed them to make loans and
invest in mortgages.
Traditionally most savings and loans were mu-
tuals or community-based institutions owned by
the depositors themselves. But in the 1980s the fed-
eral government initiated deregulatory measures,
which transformed the savings and loan industry.
Speculators were allowed to convert savings and
loans into stock corporations. This freedom enabled
savings and loans to raise more capital but the new
owners were less concerned with the local commu-
nity and more interested in quick profit. The De-
pository Institutions Deregulation and Monetary
Control Act of 1980 raised the deposit insurance
from $40,000 to $100,000. This change, along with
higher interest rates, doubled the amount of money
deposited in the savings and loans and as a result
increased the taxpayers' burden when savings and
loans failed in great numbers at the end of the de-
cade. As more money was deposited, savings and
loans were forced to meet rising interest rate pay-
ments to depositors. Congress freed them to en-
gage in commercial lending and non-mortgage
consumer lending to help them meet the new com-
mitments. Many critics contend the increase in cov-
erage emboldened savings and loans to provide ris-
kier loans than they might have otherwise. The
1984 Depository Institutions Act permitted devel-
ENCYCLOPEDIA E THE GREAT DEPRESSION
355
FEDERAL S U R P L
S COMMODITIES CORPORATION
T S C C
opers to own savings and loans and allowed own-
ers of these institutions to lend to themselves. Sav-
ings and loans quickly took advantage of the new
rules to engage in high-risk speculation, particular-
ly in commercial real estate. When these deals
failed so did many savings and loans. Over five
hundred savings and loans collapsed during the
1980s and created a crisis that forced the FSLIC into
insolvency in 1989. Responsibility for FSLIC's in-
surance obligations fell to the FDIC. The U.S. gov-
ernment expects taxpayers will have to pay more
than $500 billion over thirty years to bail out the
failed savings and loan associations.
See Also: CITIES AND SUBURBS; FEDERAL HOUSING
ADMINISTRATION (FHA); FEDERAL NATIONAL
MORTGAGE ASSOCIATION (FNMA); HOME
OWNERS LOAN CORPORATION (HOLC);
HOUSING; NATIONAL HOUSING ACT OF 1934.
BIBLIOGRAPHY
Burns, Helen M. The American Banking Community and
New Deal Banking Reforms 1933-1935. 1974.
Eichler, Ned. The Thrift Debacle. 1989.
TDIC Learning Bank: The Educational Source for Students,
Teachers, and Parents. Available from http://
www.fdic.gov/about/learn/learning/index.html
Jackson, Kenneth T. Crabgrass Trontier: The Suburbaniza-
tion of the United States. 1985.
Kennedy, David M. Treedom from Tear: The American Peo-
ple in Depression and War, 1929-1945. 1999.
Phillips, Ronnie J. The Chicago Plan & New Deal Banking
Reform. 1995.
Turck, Karsten F. The Crisis of American Savings & Loan
Associations: A Comprehensive Anaysis. 1998.
Waldman, Michael. Who Robbed America? A Citizen's
Guide to the S&L Scandal. 1990.
Woerheide, Walter. The Savings and Loan Industry: Cur-
rent Problems and Possible Solutions. 1984.
David Eisenbach
FEDERAL SURPLUS COMMODITIES
CORPORATION (FSCC)
The famous "slaughter of the innocents" (the
slaughter of some six million piglets to prevent a
surplus of pork in the market) that took place dur-
ing the early months of the Agricultural Adjustment
Administration's (AAA) surplus reduction program
led to a public outcry against the emergency pur-
chases. The idea of government-sponsored waste at
a time of intense need nationwide led to a redirec-
tion of federal policy, and the creation of a new di-
vision, the Federal Surplus Relief Corporation
(FSRC), within the country's primary relief organi-
zation, the Federal Emergency Relief Administra-
tion (FERA). The mission of the FSRC was to divert
surplus agricultural commodities from the open
market to state and local relief administrations for
the use of destitute families, thus redistributing
products as it removed price-depressing surpluses
from the market. The original members of the FSRC
were Henry A. Wallace, the secretary of agriculture;
Harold L. Ickes, the emergency administrator of
public works; and FERA head Harry L. Hopkins.
The governor of the Farm Credit Administration
was later added to the group. Thus, some of Presi-
dent Franklin Roosevelt's top aides were involved
with this aspect of federal relief.
The commodities that the FSRC accumulated
for redistribution came from the Agricultural Ad-
justment Administration's crop adjustment pro-
gram purchases, as well as from state relief pur-
chases. The FSRC was responsible not only for
processing the commodities, work that was often
contracted out, but also for initial storage and distri-
bution of the surplus goods. Once the FSRC re-
ceived surplus crops it passed title to the states; thus
state and local relief agencies were directly respon-
sible for distributing the goods under the regulatory
control of the federal corporation.
Between October 1933 and October 1935, the
FSRC distributed to the states a variety of surplus
commodities with a value totaling $265,271,056. In
November 1935, the program was transferred to
the AAA and renamed the Federal Surplus Com-
modities Corporation (FSCC). The corporation was
reorganized again in 1937, though it still retained its
function as a purchaser and distributor of surplus
agricultural commodities.
The FSCC sought to encourage consumption,
and its primary function was to distribute products
to relief clients "over and above" the aid they re-
356
ENCYCLOPEDIA OF THE GREAT DEPRESSION
FEDERAL
S U R P L
COMMODITIES
CORPORATION
( F S C C )
Surplus foods being sold at bargain prices in 1936. Franklin Delano Roosevelt Library
ceived based upon need. Thus the FSRC and FSCC
augmented relief benefits, while avoiding direct
competition with private industry. Among the
foods the corporation distributed were beef, pork,
sausage, mutton, lard, rice, fruits, eggs, and cereals.
The corporation also handled various processed
goods that had been produced by state work relief
industries, including clothing, mattresses, bedding,
and towels from textile factories, and preserved
meats, fruits, and vegetables from canneries. In ad-
dition, the FSCC coordinated a state-level school
lunch program from 1936 to 1940; in 1939 it initiat-
ed an experimental Food Stamp Program, the pre-
cursor to the modern food stamp program. The cor-
poration was abolished in 1940 and its functions
were reorganized into the Surplus Marketing Ad-
ministration, with duties shifting to meet wartime
demand.
See Also: AGRICULTURAL ADJUSTMENT ADMIN-
ISTRATION (AAA); FEDERAL EMERGENCY RELIEF
ADMINISTRATION (FERA).
BIBLIOGRAPHY
Watkins, T. H. The Hungry Years: A Narrative History of
the Great Depression in America. 1999.
Williams, Edward Ainsworth. "Federal Aid for Relief."
Ph.D. diss., Columbia University, 1939.
Sara M. Gregg
ENCYCLOPEDIA T THE GREAT DEPRESSION
357
FEDERAL E H E A E R E P R J E C E ( F E P
Bossa Moona, a musical that ran in New York City in 1935, was one of numerous shows produced by the African-American
unit of the WPA's Federal Theatre Project. Franklin Delano Roosevelt Library
FEDERAL THEATRE PROJECT (FTP)
The Federal Theatre Project (FTP) was a New Deal
initiative that was spawned by hard times. Part of
the Works Progress Administration (WPA), the
Federal Theatre Project democratized modern
American culture, signaling a distinct openness to
new formats and ideas. Devised in part as a welfare
measure, the American theater in the 1930s gained
a major infusion of federal money, fostered an ex-
plosion of new talent, and stimulated wide public
involvement. The actor, director, and producer John
Houseman later saw this as "the most creative and
dynamic approach that has yet been made to an
American National Theater." Although the project
was terminated in 1939 due to its political vulnera-
bility and the overall erosion of support for the New
Deal, its influence as a model for expanding the
public sphere remains.
The Depression accentuated a broad set of
problems affecting the theater industry. More than
twenty thousand theater workers were unem-
ployed. Half of New York City's theaters closed and
regional theaters across the nation were hard hit.
Yet the Federal Theatre Project also grew out of the
inadequacies of American commercial theater, in-
adequacies that had become clear to many by the
early 1930s. Syndicates and the star system had
grown powerful, reinforcing formulaic productions
that standardized content, form, promotion, and
358
ENCYCLOPEDIA OF E H E G R E A E DEPRESSION
FEDERAL E H E A E R E P R J E C E ( E E P )
distribution of the theater industry's product. The
movie industry had also siphoned off much of its
market. Vaudeville, as well as regional and reperto-
ry theater companies, was badly hurt by the grow-
ing Depression. Yet even within this context there
were signs of creative vitality: the "little theater
movement," the Group Theater, and the attractions
of European and Soviet theater all created an atmo-
sphere of expectation, experimentation, and the
politicization of social issues in American theater.
Although some theater workers had earlier re-
ceived minor assistance from the Civil Works Ad-
ministration and the Civilian Conservation Corps
(CCC), funding for a full-scale Federal Theatre
Project was tunneled through the WPA, which was
created in April 1935. The Federal Theatre Project
was officially launched that August when the direc-
tors of the writers', music, art, and theater projects,
collectively known as Federal Project Number One,
were announced. President Roosevelt's close asso-
ciate and WPA head Harry Hopkins chose Hallie
Flanagan, an old friend from Iowa, to be director of
the Federal Theatre Project.
Hopkins made an inspired choice. Born in
1890, Flanagan was a gifted drama teacher and pro-
ducer who had worked at Vassar College in Pough-
keepsie, New York. Upon taking office she noted
that "while our aim is to put to work thousands of
theater people, our more far-reaching purpose is to
organize and support theatrical enterprises so ex-
cellent in quality, so low in cost and so vital to the
communities involved that they will be able to con-
tinue after federal aid is withdrawn." She later
noted the novelty of the government getting into
the theater business, saying, "We all believed that
theater was more than a private enterprise, that it
was also a public interest which, properly fostered,
might come to be a social and educative force." En-
ergetic and politically sensitive, Flanagan originally
worked out of the old McLean Mansion in Wash-
ington, D.C., and dealt with a welter of bureaucratic
nightmares — workers needed to prove residence
for a year in a city where they would collect their
checks, for example.
The Theatre Project employed more than
twelve thousand theater workers at its peak, in-
cluding numerous actors and directors who later
LLhi\ W
A 1935 stage production by the Jewish unit of the Federal
Theatre Project. Franklin Delano Roosevelt Library
became famous, such as Orson Welles, E.G. Mar-
shall, Sidney Lumet, John Houseman, Burt Lancas-
ter, and Will Geer. Units were established in thirty-
one states and New York City. Overall the Federal
Theatre Project produced more than one thousand
productions and one thousand performances each
month before nearly a million people. Seventy-
eight percent of these audience members were ad-
mitted free of charge. Major radio networks carried
the Federal Theatre of the Air to an estimated ten
million listeners, while the Federal Theatre Project's
National Service Bureau provided research, consul-
tation, and play-reading services to all the units. It
even created a Federal Theater Magazine and an Au-
dience Research Department in October 1936 to
track public interest in its productions.
Numerous productions were staged that raised
provocative questions about the social and eco-
nomic conditions of the time. Classic or ideological-
ly conservative dramas such as Shakespeare's Mac-
ENCYCLOPEDIA E THE 6 R E A E DEPRESSION
359
FEDERAL E H E A E R E PROJECT
F E P
beth and T. S. Eliot's Murder in the Cathedral were
counterpoised with contemporary themes and new
formats. One of the most controversial was a pro-
duction of It Can't Happen Here, based on Sinclair
Lewis's novel about fascism in the United States.
The "Living Newspapers" productions were de-
rived from social issues of the day and were often
produced simultaneously in several cities. They
used photographs, short films, animated se-
quences, and other novel techniques to gain audi-
ence attention.
The Federal Theatre Project placed special em-
phasis on promoting minority culture. Black theater
companies were established in a dozen cities. For-
eign language companies performed works in Yid-
dish, French, German, Italian, and Spanish. Al-
though Flanagan wielded power from Washington,
the Federal Theatre Project allowed considerable
regional variation in its productions. States experi-
mented with theaters for the blind, and puppeteers
toured CCC camps. Some project employees assist-
ed local dramatic clubs, while others provided his-
torical information for playwrights.
However, the Federal Theatre Project was the
most vulnerable of all New Deal cultural programs
when it came to censorship. Its productions were
sometimes provocative and many theater workers
were outspoken advocates on the political left.
Some Federal Theatre Project employees demon-
strated when the government cut the project's
funding. WPA chief Harry Hopkins had originally
said that "what we want is a free, adult, uncensored
theater," but that proved difficult to accomplish, es-
pecially after southern committee chairmen in Con-
gress began voicing their concerns. Censorship
quickly reared its head against the first Living
Newspaper production, Ethiopia, which addressed
the Italian invasion of that African nation. The
White House feared international repercussions
and sought to constrain elements of the production,
which led to the resignation of the Federal Theatre
Project's New York director, the playwright Elmer
Rice.
Issues surrounding federal cutbacks, censor-
ship, and criticism of the leftist political content of
some of the Federal Theatre Project's productions
grew after the 1936 election. By 1938, the Dies
Committee held hearings into what some of its
members labeled communist subversion of the
Federal Theatre Project. Newspapers provided few
opportunities for the Federal Theatre Project to de-
fend itself against committee allegations of work-
ers' association with the Communist Party. On June
30, 1939, the House Appropriations Committee
suspended use of WPA funds for any theater activi-
ties, and the Federal Theater Project ended abrupt-
ly. A grand experiment had ended in a manner that
presaged the red-baiting of the postwar era.
See Also: CRADLE WILL ROCK, THE; FEDERAL ONE;
FLANAGAN, HALLIE; WELLES, ORSON; WORKS
PROGRESS ADMENESTRATION (WPA).
BIBLIOGRAPHY
De Hart, Jane Sherron. The Federal Theater, 1935-1939:
Plays, Relief, and Politics. 1967.
Dworkin y Mendez, Kenya C. "The Tradition of Hispanic
Theater and the WPA Federal Theater Project in
Tamp-Ybor City, Florida." In Recovering the U.S. His-
panic Literary Heritage, Vol. 2, edited by Erlinda
Gonzalez-Berry and Charles M. Tatum. 1996.
Flanagan, Hallie. Arena: The History of the Federal Theater.
1940.
Fraden, Rena. Blueprints for a Black Federal Theater,
1935-1939. 1996.
Mangione, Jerre G. The Dream and the Deal: The Federal
Writers' Project, 1935-1943. 1972.
Manning, Susan. "Black Voices, White Bodies: The Per-
formance of Race and Gender in How Long
Brethren." American Quarterly 50, no. 1 (1998).
Melosh, Barbara. Engendering Culture: Manhood and
Womanhood in New Deal Public Art and Theater. 1991.
Redd, Tina. "Birmingham's Federal Theater Project
Negro Unit: The Administration of Race." In Afri-
can-American Performances and Theater History: A
Critical Reader, edited by Harry ]. Elam, Ir., and
David Krasner. 2001.
Schwartz, Bonnie Nelson. Voices from the Federal Theater.
2003.
Sporn, Paul. Against Itself: The Federal Theater and Writ-
ers' Projects in the Midwest. 1995.
Witham, Barry. "Lhe Economic Structure of the Federal
Theater Project." In The American Stage: Social and
Economic Changes from the Colonial Period to the Pres-
ent, edited by Ron Engle and Tice L. Miller. 1993.
Gregory W. Bush
360
ENCYCLOPEDIA OF E H E GREAT DEPRESSION
f E D E R A L WRITERS
PROJECT
F W P
FEDERAL WRITERS' PROJECT
(FWP)
The Federal Writers' Project (FWP) was created in
1935 as part of the service branch of the Works
Progress Administration (WPA) to provide work
relief for writers and to develop writing and re-
search projects approved by the WPA. In July 1935
Henry Alsberg was appointed project director. The
project was organized into state branches across the
country, and special units were also established in
Puerto Rico, New York City, and Washington, D.C.
From 1935 until the WPA's demise in 1943, about
seven thousand people worked for the FWP, in-
cluding a number of the most important American
writers of the 1930s and 1940s. It produced several
keystone anthologies of American writing that re-
main central to the study of American literature.
The FWP also made the first comprehensive at-
tempt to document American folklore and oral his-
tory, and created a series of guidebooks to states
and regions of the United States that remain unpar-
alleled in scope and quality.
The largest state branches of the Federal Writ-
ers' Project existed in Illinois and New York. Chica-
go was the center of the Illinois Project, which at-
tracted the most important writers of the Midwest.
Among them were Arna Bontemps and Jack Con-
roy, who gathered material for their important mi-
gration study They Seek a City; novelist Nelson Al-
gren, author of The Man with the Golden Arm;
dancer and choreographer Katherine Dunham;
novelists Willard Motley and Frank Yerby; novelist
Saul Bellow; and poet Margaret Walker. While
working for the FWP, Richard Wright gathered ma-
terials for his 1941 book, Twelve Million Black Voices,
in collaboration with Farm Security Administration
photographer Edward Rosskam. Many of these
Chicago writers comprised what critic Robert Bone
later termed the Chicago Renaissance in American
literature.
Notable writers who worked for the New York
City Project included novelist and short story writer
John Cheever; poet Waring Cuney; novelist Ralph
Ellison (who drew on FWP interviews with Harlem
residents in writing the 1952 classic Invisible Man);
poet Claude McKay; social historian Roi Ottley;
poet Kenneth Fearing; and novelist Anzia Yezier-
ska. Many of the New York City writers, such as
Earl Conrad, Sol Funaroff, and Claude McKay, had
ties to the organized Left, including to the Commu-
nist Party; FWP writer Philip Rahv famously broke
with the Communist Party and became an editor at
the important literary journal Partisan Review.
Other major American writers who participated in
state FWPs include Zora Neale Hurston in Florida,
John Steinbeck in California, and Conrad Aiken in
Massachusetts. Among the important literary an-
thologies to emerge from the Federal Writers Proj-
ect were American Stuff: An Anthology of Prose and
Verse, published in 1937, and Poetry, published in
1938. Special issues of literary journals, such as the
winter 1938 Frontier and Midland, were devoted en-
tirely to FWP writings, and the May 11, 1938, New
Republic included a feature titled "Federal Poets: An
Anthology."
Yet it was in folklore and ethnic studies that the
FWP made its most original contributions. From
1936 to 1937 scholar John A. Lomax served as na-
tional advisor on folklore to the FWP. Between 1936
and 1938, project writers conducted interviews with
former slaves in more than a dozen states. During
1938, Benjamin A. Botkin served as both folklore
consultant and folklore editor to the Federal Writ-
ers' Project. In 1944, Botkin assembled a selection
of the slave interviews into Lay My Burden Down:
A Folk History of Slavery. Botkin also collected in-
dustrial folktales gathered such writers as Jack Con-
roy and Nelson Algren into A Treasury of American
Folklore, which was published in 1944. FWP record-
ings of African-American musicians led to the re-
lease of records by Louis Armstrong and such com-
pilations as News and the Blues: Telling It Like It Is.
Other significant ethnic studies conducted by the
project include The Italians of New York, published
in 1938, Jewish Families and Family Circles of New
York, published in 1939, The Armenians in Massa-
chusetts, published in 1937, and The Hopi and The
Navaho, published by the FWP in Arizona in 1937
and 1938, respectively.
In addition to the state and area guidebooks,
the project also produced regional studies, both se-
rious and light. Notable studies of regional folklore
and folk music included Sodbusters: Tales of South-
ENCYCLOPEDIA E THE GREAT DEPRESSION
361
F E R
eastern South Dakota and South Carolina Folk Tales:
Stories of Animals and Supernatural Beings. Baseball,
bird-watching, reptiles and amphibians, and skiing
were subjects of other FWP books. Materials col-
lected by FWP staffers also appeared in important
books published after the demise of the project, in-
cluding Horace Cayton and St. Clair Drake's Black
Metropolis, a monumental study of Chicago's South
Side, and Jerre Mangione's The Dream and the Deal,
still the most comprehensive first-person account
of the Federal Writers' Project.
In September 1939 the Works Progress Admin-
istration changed its name to the Work Projects
Administration, and the Federal Writers' Project
became known as the WPA Writers' Program. The
FWP, hobbled by funding cuts and accusations of
communist influence, produced its last guidebook
(on Oklahoma) in 1941. The WPA itself disbanded
June 30, 1943.
The Federal Writers' Project was one of the
great successes of the Roosevelt administration. It
nurtured and sustained some of the most important
American literary careers of the 1930s and 1940s,
and its focus on social documentary approaches in-
fluenced the realism and naturalistic themes of
American letters during the Depression and World
War II. Oral historians such as Studs Terkel and ar-
chival enterprises such as Folkways Records ex-
tended the methods and findings of the FWP into
the contemporary period. The FWP's attention to
migration, urbanization, folk culture, ethnic studies,
labor, and race also predicted the themes of gov-
ernment and university study of American culture
and society in the postwar period.
See Also: AMERICAN GUIDE SERIES; FEDERAL ONE;
FOLKLORISTS; WORKS PROGRESS ADMIN-
ISTRATION (WPA).
BIBLIOGRAPHY
Bone, Robert. "Richard Wright and the Chicago Renais-
sance." Callaloo 9, no. 3 (1986): 446-468.
Botkin, B. A., ed. Lay My Burden Down: A Folk History of
Slavery. 1945.
Brewer, leutonne. The Federal Writers' Project: A Bibliog-
raphy. 1994.
Cappetti, Carla. Writing Chicago: Modernism, Ethnogra-
phy, and the Novel. 1993.
Drake, St. Clair, and Horace R. Cayton. Black Metropolis:
A Study of Negro Life in a Northern City. 1993.
Federal Writers' Project. American Stuff: An Anthology of
Prose and Verse by Members of the Federal Writers'
Project. 1937.
Mangione, lerre. The Dream and the Deal: The Federal
Writers' Project, 1935-1943. 1972.
Stott, William. Documentary Expression and Thirties Amer-
ica. 1973.
Susman, Warren, ed.
1929-1945. 1973.
Culture and Commitment
Swados, Harvey, ed. The American Writer and the Great
Depression. 1966.
Bill V. Mullen
FERA. See FEDERAL EMERGENCY RELIEF
ADMINISTRATION.
FHA. See FARMERS' HOLIDAY ASSOCIATION;
FEDERAL HOUSING ADMINISTRATION.
FIELDS, W.C. See HOLLYWOOD AND THE FILM
INDUSTRY; HUMOR.
FIRESIDE CHATS
During his twelve years as president, Franklin Roo-
sevelt delivered thirty-one radio addresses called
"fireside chats," a name coined in May 1933, imme-
diately before the second of them, by Harry M.
Butcher, a CBS radio executive. The public, the
press, and Roosevelt himself adopted the homey
appellation, and the label stuck. These speeches
were intended to be relatively brief and informal re-
ports to the American people, delivered in a con-
versational tone and in simple, unadorned lan-
guage. Roosevelt, who had experimented with this
use of the radio when he was governor of New
York, was a master of that form of communication;
he had a clear, bell-like voice and developed an un-
pretentious and good-humored style that endeared
him to millions of Americans across the country.
The first fireside chat was given on March 12,
1933, only a week after Roosevelt's inauguration. It
362
ENCYCLOPEDIA OF I H E GREAT DEPRESSION
FIRESIDE C H A E S
President Franklin D. Roosevelt, preparing to deliver a fireside chat in April 1935. Franklin Delano Roosevelt Library
addressed the banking crisis, and the everyday lan-
guage and easy tone of the opening sentences set
the pattern for all the fireside chats that were to fol-
low: "My friends, I want to talk for a few minutes
with the people of the United States about bank-
ing — to talk with the comparatively few who un-
derstand the mechanics of banking, but more par-
ticularly with the overwhelming majority of you
who use banks for the making of deposits and the
drawing of checks. I want to tell you what has been
done in the last few days, and why it was done, and
what the next steps are going to be."
The first thirteen of these radio talks (aired from
March 1933 through July 1938) were devoted to do-
mestic policy, explaining aspects of the New Deal
and asking for political support for his various pro-
grams. The final eighteen talks (aired from Septem-
ber 1939 through January 1945) addressed the is-
sues and dangers raised by the war in Europe and,
once the United States entered, reported on the
progress toward ultimate victory. Although Roose-
velt occasionally shared bad news in the fireside
chats, their prevailing tone was patriotic, inspira-
tional, and upbeat — the president of the United
States trying, in his neighborly way, to encourage
optimism, pride in America, and confidence in the
future.
Most of the fireside chats were delivered by
Roosevelt from the diplomatic reception room on
the first floor of the White House, seated at a table
loaded with microphones from the major radio net-
works. About a third of the talks were given on
Sunday evenings. Normally the president invited a
small audience to be present — twenty or thirty
ENCYCLOPEDIA E THE GREAT DEPRESSION
363
F I S
MILTON
friends, civil servants, and houseguests, all seated
on folding chairs. The president would be wheeled
into the room about ten minutes before airtime,
carrying his reading copy and smoking the usual
cigarette.
Roosevelt had the benefit of a team of talented
speechwriters. Some of them were political opera-
tives with other duties, advisers such as Samuel
Rosenman, Harry Hopkins, Rexford Tugwell,
Adolph Berle, and a half dozen others. The wartime
fireside chats had the additional advantage of two
legendary American writers, Robert Sherwood and
Archibald MacLeish. But the accounts of all the par-
ticipants agree that the president himself was an
active participant in the speechwriting process. He
would dictate initial versions of certain passages,
review each draft meticulously, require changes
and rearrangements, and practice speaking the
sentences until he had the material just the way he
wanted it. He also sometimes changed words here
and there as he delivered the speech.
The impact of these talks on the American peo-
ple would be difficult to overestimate. The first fire-
side chat was carried by around 150 radio stations
and entered an estimated twenty million homes
(reaching perhaps sixty million Americans). By the
late 1930s, around five hundred of the nation's
eight hundred radio stations were carrying the
speeches, and estimates of the audience range as
high as one hundred million. It was not unusual for
the White House to receive forty thousand letters
from around the country after a broadcast. The pic-
ture of a family gathered around the kitchen table
listening to the president on the radio, became one
of the enduring images of the 1930s and early
1940s.
See Also: COMMUNICATIONS AND THE PRESS;
RADIO; ROOSEVELT, FRANKLIN D.
BIBLIOGRAPHY
Braden, Waldo W., and Earnest Brandenburg, "Roose-
velt's Fireside Chats." Speech Monographs 22, no. 5
(November 1955): 290-302.
Buhite, Russell D., and David W. Levy, eds. FDR's Fire-
side Chats. 1992.
Levine, Lawrence W., and Cornelia R. Levine. The People
and the President. 2002.
Michelson, Charles. The Ghost Talks. 1944.
Perkins, Frances. The Roosevelt I Knew. 1946.
Rosenman, Samuel. Working with Roosevelt. 1952.
Sharon, lohn H. "The Fireside Chat." Franklin D. Roose-
velt Collector 2 (November 1949): 3-20.
David W. Levy
FISH, HAMILTON
Hamilton Fish (December 7, 1888-January 18,
1991) served in the U.S. Congress as Republican
representative from New York from 1925 to 1945.
Fish was best known for his investigations into do-
mestic communism. A Hudson Valley blueblood
whose grandfather had been secretary of state, Fish
graduated from Harvard University in 1910, sat in
the New York state assembly from 1914 to 1916 as
a member of the Progressive Party, served overseas
as an infantry captain during World War I, and
helped to organized the American Legion in 1919.
Though he hailed from New York's Dutchess coun-
ty, the home of Franklin Roosevelt, Fish voiced
strong opposition to Roosevelt's foreign policy.
In May 1933 Fish claimed that the extraordinary
powers that had been given to Roosevelt constitut-
ed "an American dictatorship based on the consent
of the governed." In 1933 Fish voted for the Econo-
my Act, while opposing the Agricultural Adjust-
ment Act, the Tennessee Valley Authority, and in-
flationary measures. In January 1934 Fish backed an
increase in Civil Works Administration payments,
but that March he found the New Deal dominated
by "professors, radicals, and near-Socialists." In
February 1935 Fish accused the National Recovery
Administration of strangling small enterprises, and
he fought pending banking legislation for giving
the Federal Reserve Board too much power. He
continually sought compromise on veterans' bonus
legislation, opposing the bills of Congressman
Wright Patman, a Democrat from Texas, while fa-
voring installment payments to veterans. To solve
the depression in agriculture, Fish endorsed the
McNary-Haugen bill, which centered on dumping
surpluses overseas.
36*.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
F L
N A 6
L L I E
As the 1936 campaign approached, Fish ex-
pressed interest in the Republican presidential
nomination, and was backed by Representative
Harold Knutson from Minnesota. A man as far to
the left as New York Representative Vito Marcan-
tonio wanted Fish to serve as a delegate to the party
convention, saying he stood "for social and eco-
nomic justice and a square deal for labor and small
business interests." Like Marcantonio, Fish en-
dorsed the candidacy of William E. Borah, advanc-
ing the argument that the Idaho senator, as the
most liberal of the contenders, could best carry
New England, New York, and Pennsylvania.
Though he supported the Supreme Court's ruling
against the Agricultural Adjustment Administra-
tion, Fish was disturbed enough by the Tipaldo de-
cision, which struck down a state minimum wage
law, to offer a constitutional amendment giving
each state the power to fix minimum wages for
workers. In the wake of the Republican defeat in
1936, he called for the resignation of conservative
party chairman John Hamilton and maintained that
his party must endorse old-age pensions and pro-
tection for children.
Though Fish found Roosevelt's court-packing
scheme a "revolutionary, unlawful and a monstrous
doctrine," he pledged to vote for mandatory retire-
ment of aged Supreme Court justices and desired
a constitutional amendment that would require a
two -thirds vote to invalidate congressional legisla-
tion. He welcomed the court's decisions backing
the National Labor Relations Act (Wagner Act), ar-
guing that the court showed that liberal legislation
would receive "a square deal." In October 1937 he
blamed the president for the stock market decline,
saying business lacked confidence in his rule. In
1938 Fish accused the Works Progress Administra-
tion of political corruption, supported the wages
and hours bill, and wanted his state party organiza-
tion to endorse Democrats Al Smith and Herbert
Lehman for the Senate. That year the American
Federation of Labor, pleased with Fish's pro-labor
stance, endorsed his reelection. In 1944, Fish lost
the House race by a decisive margin, partly as a re-
sult of the gerrymandering of his district. As a pri-
vate citizen, he increasingly espoused rightwing
views until his death at age 102.
See Also: ELECTION OF 1936; NATIONAL
RESOURCES PLANNING BOARD (NRPB);
REPUBLICAN PARTY.
BIBLIOGRAPHY
Current, Richard Nelson. "Hamilton Fish: Crusading
Isolationist." In Public Men in and out of Office, edited
by J. T. Salter. 1946.
Fish, Hamilton. Hamilton Fish: Memoir of an American Pa-
triot. 1991.
Hanks, Richard Kay. "Hamilton Fish and American Iso-
lationism, 1920-1944." Ph.D. diss., University of
California at Riverside, 1971.
Troncone, Anthony C. "Hamilton Fish, Sr., and the Poli-
tics of American Nationalism, 1912-1945." Ph.D.
diss., Rutgers University, 1993.
Justus D. Doenecke
FLANAGAN, HALLIE
A theater director, educator, and playwright, Hallie
Mae Ferguson Flanagan (August 27, 1890-July 23,
1969) served as the administrator of the Federal
Theatre Project from 1935 to 1939. Born in Redfield,
South Dakota, Flanagan graduated in 1911 from
Iowa's Grinnell College, where she was a classmate
of Harry Hopkins. Flanagan taught high school be-
fore marrying insurance salesman Murray Flanagan
in 1912. The couple produced two sons, one of
whom survived to adulthood. After her husband's
1919 death, Flanagan returned to the classroom.
A charismatic woman who loved to be at the
center of attention, Flanagan ventured into the dra-
matic arts in 1921. While an assistant director at
Grinnell's Colonial Theatre, she penned several
plays. The Curtain, about two likable liars, won the
Iowa State Playwriting Contest in 1922 and pro-
pelled Flanagan into Harvard professor George
Pierce Baker's 47 Workshop for playwriting. In
1924, after completing her master of arts degree at
Radcliffe College in Cambridge, Massachusetts,
Flanagan returned to Grinnell College to head the
theater program. She left in 1925 to teach at Vassar
College in Poughkeepsie, New York.
Flanagan's Vassar duties were delayed when
she won a Guggenheim Fellowship for study
ENCYCLOPEDIA OF THE GREAT DEPRESSION
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F L Y N N
EDWARD
abroad. During her year in Europe she saw not only
new plays but also new methods of staging. Politi-
cally to the left of center, Flanagan appreciated the
Soviet Union's employment of drama as an instru-
ment of social and political change. Once back in
the United States, she developed a reputation as an
authority on Soviet drama and contributed regular-
ly to various theater publications. At the Vassar Ex-
perimental Theatre, she became one of the first
Americans to use agitprop plays to rouse public
opinion against poverty and unemployment.
In 1935 Harry Hopkins, head of the Works
Progress Administration, asked his friend Flanagan
to run the new Federal Theatre Project (FTP). Flan-
agan saw the mission of the FTP as providing a so-
cial and educational contribution to the country
through the establishment of a federation of non-
commercial theaters. She spent most of her tenure
battling administrators who had no interest in cul-
ture and wanted only an inconspicuous jobs pro-
gram. To educate through drama without building
expensive sets, Flanagan created Living Newspaper
productions similar to works she had seen in Rus-
sia. Innovative and controversial, these plays docu-
mented current social and political issues. The FTP
ended in 1939, amidst charges of Communist infil-
tration.
Flanagan returned to Vassar. She joined Smith
College in Northampton, Massachusetts, in 1942 as
a dean and then resumed full-time theater teaching
in 1946. She died in Old Tappan, New Jersey.
See Also: CRADLE WILL ROCK, THE; FEDERAL
THEATRE PROJECT (FTP).
BIBLIOGRAPHY
Bentley, Joanne. Hallie Flanagan: A Life in the American
Theatre. 1988.
Swiss, Cheryl Diane. "Hallie Flanagan and the Federal
Theatre Project: An Experiment in Form." Ph.D.
diss., University of Wisconsin, Madison, 1982.
Caryn E. Neumann
FLYNN, EDWARD J.
Longtime boss of the Bronx, Edward (Ed) Joseph
Flynn (September 22, 1891-August 18, 1953)
helped Franklin D. Roosevelt rise to power and
then served as his presidential campaign organizer
and chief political advisor on urban machine poli-
tics.
Unlike most city bosses, Flynn came from a
comfortable background. The son of a college -
educated Irish immigrant father, Flynn was born in
New York City in 1891. He earned a law degree
from Fordham University in 1912 and quickly be-
came a successful Bronx attorney. Flynn's name
recognition brought him to the notice of the Tam-
many Hall machine, a Democratic organization that
had controlled New York City politics for decades.
Tammany Hall pushed Flynn into running for the
New York State Assembly in 1917. He served two
terms and then in 1921 was elected sheriff of Bronx
County. In 1925, Mayor James J. Walker named
Flynn as New York City chamberlain. Already one
of the mightiest men in New York City, Flynn
showed more interest in politics than power. In
1922 he became chairman of the Bronx County
Democratic Executive Committee — in effect, the
political chief of the county — a position that he re-
tained until his death thirty years later.
Quiet, reserved, and more comfortable with
books than people, Flynn proved to have a flair for
behind-the-scenes politics. As boss, he tightened
up the Democratic organization in the Bronx by
running an efficient borough, judiciously distribut-
ing patronage, and avoiding the corruption scan-
dals that had plagued earlier administrations. In
1928, he campaigned hard for Roosevelt's success-
ful New York gubernatorial campaign and earned
the loyalty of the rising star. Upon taking office in
1929, Roosevelt appointed Flynn to be secretary of
New York state, a post that he held for ten years.
After setting his sights on the White House,
Roosevelt relied on Flynn to gather the support of
Democrats in big-city machines throughout the na-
tion. Flynn, a pragmatic liberal who appreciated
creative solutions to vexing problems, emerged
from the campaign as one of Roosevelt's closest ad-
visors. Always a loyalist, Flynn supported the presi-
dent even when the two disagreed over political
matters, such as Roosevelt's support of New York
City mayor Fiorello La Guardia.
Roosevelt appointed Flynn to positions as re-
gional administrator of the National Recovery Ad-
366
ENCYCLOPEDIA OF F H E GREAT DEPRESSION
F L K L R I S T S
ministration public works program and as U.S.
commissioner general to the New York World's
Fair, but Flynn's political actions were more signifi-
cant. In the mid-1930s, Flynn joined other politi-
cians who advised Roosevelt of the potential im-
portance of the African-American vote and of the
need to take action to bring black voters into the
party. Flynn also assisted James A. Farley with the
second presidential campaign and then, as a propo-
nent of Roosevelt's third presidential bid, replaced
Farley in 1940 as chairman of the Democratic Na-
tional Committee. After Congress rejected Flynn's
1943 nomination as ambassador to Australia, he
gradually withdrew from national politics, although
he continued to serve as chairman of the Bronx
County Democrats. Flynn succumbed to a heart at-
tack while visiting Dublin.
See Also: CITIES AND SUBURBS; DEMOCRATIC
PARTY; ELECTION OF 1940; TAMMANY HALL.
BIBLIOGRAPHY
Dorsett, Lyle W. Franklin D. Roosevelt and the City Bosses.
1977.
Flynn, Edward J. You're the Boss. 1947.
Caryn E. Neumann
FMHA. See FARMERS HOME ADMINISTRATION.
FMP. See FEDERAL MUSIC PROJECT.
FNMA. See FEDERAL NATIONAL MORTGAGE
ASSOCIATION.
FOLKLORISTS
The key figures in charting new directions in folk-
lore studies in the 1930s were New Deal folklorists
B. A. Botkin (national folklore editor, Federal Writ-
ers' Project, 1938-39; chief editor, Writers' Unit, Li-
brary of Congress Project, 1939-1941; head, Ar-
chive of American Folksong, 1942-1945); Alan
Lomax (head, Archive of American Folksong,
1937-1942); and Charles Seeger (head, Resettle-
ment Administration's Special Skills Division,
1935-1937; assistant director, Federal Music Proj-
ect, 1937-1939). These three men paid special at-
tention to the culture of marginalized rural and
urban communities. They saw themselves as con-
tributing to a new liberal/Popular Front culture for
an emerging, pluralistic, and industrial society.
Botkin, Lomax, and Seeger rejected traditional
folklore scholarship's privileged hierarchies regard-
ing what constituted the object of study — the lore
over the folk, the past over the present, the rural
over the urban, the agrarian over the industrial, sur-
vivals over revivals, older genres over newer emer-
gent forms, oral transmission over technological
media, homogeneous groups over heterogeneous
ones. The New Deal provided an institutional base
for an approach to folklore that would have been
virtually impossible to pursue at that time in the
university world. The New Deal folklorists argued
for a rejection of evolutionary anthropology and for
a functionalist approach to the role of lore in a cul-
ture. They were also cultural nationalists, who
sought to reconcile romantic nationalist assump-
tions about the need for a homogenous folk tradi-
tion on which to build a national culture with the
reality of American diversity. They envisioned the
study and use of American folklore as playing an
important role in a democratic culture.
Botkin most fully articulated the views of New
Deal folklorists. He disagreed with those folklorists,
and other students of American culture, who felt
there were no folk in America and with those who
felt threatened by American diversity. He declared
that "there is not one folk [in America] but many
folk groups — as many folk groups as there are re-
gional cultures or occupational groups within a re-
gion." He also insisted that it was time "to recog-
nize that we have in America a variety of folk
groups, representing different racial, regional, and
even industrial cultures." Botkin argued that while
once geography had been a key factor in creating
folklore, in the modern world the social structure it-
self produces the isolation and separation out of
which comes a folklore of the educated, as well as
the uneducated.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
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F L K L R I S T S
Federal Writers' Project director Henry Alsberg
was convinced that Botkin's appointment would
help the project move into a new phase of cultural
studies focusing on the contemporary life of the na-
tion's ethnic minorities and working class. Al-
though John Lomax, Alan's father and Botkin's pre-
decessor as Federal Writers' Project folklore editor,
was a great folksong collector who broadened the
canon of American folksong, he also saw folklore as
flourishing only when the folk who valued it were
separated from the mainstream of modern life. In
sharp contrast, Botkin pioneered in the study of
urban and labor lore and created experimental Fed-
eral Writers' Project Living Lore units consisting of
creative writers. He believed folklore had an impor-
tant role to play in a democratic culture: "The WPA
looks upon folklore research not as a private but as
a public function, and folklore as public, not private
properly."
In 1937 Alan Lomax succeeded John Lomax as
head of the Archive of American Folksong. Like
Botkin, but unlike his father, Alan Lomax thought
the creation of folklore was a permanent and ongo-
ing activity. He formed close ties with other New
Deal folklorists and shared their left-of-center poli-
tics, egalitarian values, and functionalist approach.
In an unprecedented manner, Alan Lomax used
commercial radio to share the materials folklorists
collected and his view that although folklore re-
flected specific traditions it could also help create
intercultural understanding.
New Deal folklorists strove to institutionalize
the informal supportive network that existed
among them. Like Botkin and Lomax, Charles See-
ger also regarded American folklore as hybrid forms
best understood by documenting their function in
cultures in transition. After becoming national Fed-
eral Writers' Project folklore editor, Botkin estab-
lished a Joint WPA (Works Progress Administra-
tion) Folklore Committee. Botkin and Seeger co-
chaired the committee. When it became apparent
that the days of the Federal Writers' Project and
Federal Music Project were numbered, Botkin and
Seeger used the contacts they had made through
the Committee to try to find a permanent home in
the Library of Congress for the projects they had
begun and those they still wanted to undertake.
As it turned out, New Deal folklorists were not
able to establish a permanent federal agency to pro-
mote such work. Nevertheless the episode was
hardly without value. Botkin, Lomax, and Seeger
would find ways to continue their work along lines
they had established during the New Deal. Botkin
published for general readers a collection of Federal
Writers' Project ex-slave narratives, Lay My Burden
Down: A Folk History of Slavery (1945). Although
much of the Living Lore and other Federal Writers'
Project folklore material remained unpublished,
Botkin would draw on it in A Treasury of American
Folklore (1944), and in his later regional and topical
folklore treasuries. In the 1950s, he argued for ap-
plied folklore, a new term that embodied the values
of New Deal folklorists. The work that Alan Lomax
began in the 1930s later earned him the title "god-
father of the folksong revival." Charles Seeger be-
came one of the founders of the discipline of ethno-
musicology.
In the 1950s, folklorist Richard Dorson, who as
a young scholar in 1939 had sought Botkin's guid-
ance, worked to secure a foothold in academe for
folklore as a Ph.D. granting discipline. To achieve
this he sought to enforce a narrow definition of
what folklorists studied and to define the role of the
folklorist strictly in terms of academic scholarship.
He viewed the New Deal folklorists' ideas about
folklore for the public as a threat to the academic
identity of folklore, the authority of folklore as an
academic discipline, and most importantly as a
threat to the authority of academic folklorists.
Even during the postwar years, when New Deal
folklorists' opponents in folklore studies sought to
marginalize their influence, some younger folklor-
ists sought contact with them and received the en-
couragement they sought in resisting narrow ap-
proaches to the material of folklore studies and to
the role of the folklorist in the larger culture. In
time, a group of folklorists, including some who
had participated in the folksong revival, and who
had been brought up on Botkin and Lomax's folk-
lore anthologies, supported (1) the establishment in
1967 of the Smithsonian Institution's Annual Festi-
val of American Folklife; (2) folklorist Archie
Green's efforts to create an American Folklife Cen-
ter, established in the Library of Congress in 1976;
368
ENCYCLOPEDIA OF I H E GREAT DEPRESSION
FORD
E N R Y
and (3) the creation of a network of public sector
folklorists funded by the National Endowment for
the Arts' Folk Arts Program, which was established
in 1974. Given that much of the theory and practice
of New Deal folklorists needs further study and
given the constant ferment of a multicultural and
advanced technological society, there is reason to
think that the New Deal folklorist have left future
generations a living legacy.
See Also: FEDERAL WRITERS' PROJECT (FWP);
LITERATURE; LOMAX, ALAN; MUSIC; POETRY;
SLAVE NARRATIVES.
BIBLIOGRAPHY
American Memory Project. Library of Congress, http://
memory.loc.gov/ammem/collections/finder.html
Baron, Robert, and Nicholas B. Spitzer, eds. Public Folk-
lore. 1992.
Bindas, Kenneth J. All of This Music Belongs to the Nation:
The WPA's Federal Music Project and American Soci-
ety. 1995.
Botkin, B. A. "Introduction." In Folk-Say: A Regional Mis-
cellany, 1930, edited by B. A. Botkin. 1930.
Botkin, B. A. "The Folkness of the Folk." English Journal
26 (1937): 465-469.
Botkin, B. A. "The Folk and the Individual: Their Creative
Reciprocity." English Journal 27 (1938): 121-135.
Botkin, B. A. "The Folk in Literature: An Introduction to
the New Regionalism." In Folk-Say: A Regional Mis-
cellany, edited by B. A. Botkin. 1929.
Botkin, B. A. "WPA and Folklore Research: 'Bread and
Song.'" Southern Folklore Quarterly 3 (1939): 7-14.
Botkin, B. A., ed. A Treasury of American Folklore: Stories,
Ballads, and Traditions of the People. 1944.
Bronner, Simon. Following Tradition: Folklore in the Dis-
course of American Culture. 1998.
Denning, Michael. The Cultural Front: The Eahoring of
American Culture in the Twentieth Century. 1996.
Dorson, Richard. "Folklore and Fake-Lore." American
Mercury 70 (1950): 335-343.
Filene, Benjamin. Romancing the Folk: Public Memory and
American Roots Music. 2000.
Hirsch, Jerrold. "Folkore in the Making: B. A. Botkin."
Journal of American Folklore 100 (1987): 3-38.
Hirsch, Jerrold. "Cultural Pluralism and Applied Folk-
lore: The New Deal Precedent." In The Conservation
of Culture: Folklorists and the Public Sector, edited by
Burt Feintuch. 1988.
Hirsch, Jerrold. "Modernity, Nostalgia, and Southern
Folklore Studies: The Case of John Lomax." Journal
of American Folklore 105 (1992): 183-207.
Hirsch, Jerrold. "'A Yorker by Preference, a Folklorist by
Persuasion': B. A. Botkin Public (Folklore) Intellec-
tual." New York Folklore 21 (1995): 75-102.
Hirsch, Jerrold. Portrait of America: A Cultural History of
the Federal Writers' Project. 2003.
Jerrold Hirsch
FORD, HENRY
Henry Ford (July 30, 1863-April 7, 1947), who
gained international fame as an innovator and en-
trepreneur in the automobile industry, was born
into a farm family in present-day Dearborn, Michi-
gan. Ford channeled an engineering background
and a notable stint as a motorcar racer into a career
as a pioneer in the development of mass production
systems and the manufacture of low-priced vehi-
cles, beginning with the Model T in 1908. The spec-
tacular expansion of the Ford Motor Company be-
tween 1910 and 1923 established it as the country's
leading automobile producer, transformed the au-
tomobile industry, and enabled Henry Ford to se-
cure complete control of his business. The associat-
ed publicity established Henry Ford's international
reputation as the inventor of mass production and
a symbol of successful entrepreneurship. Promi-
nent aspects of this public persona included the in-
troduction of the $5 per day wage, peace campaign-
ing during World War I, and a virulent anti-
Semitism that was propounded through Ford's own
newspaper, the Dearborn Independent, between
1920 and 1927. Henry Ford's anti-Semitic views re-
flected a strand of midwestern populist thought
that was also reflected in his distrust of financial in-
terests and international agencies. It created con-
siderable controversy that tarnished his public
image considerably by 1927.
Although Ford Motor Company was the indus-
try leader and extended its multinational operations
considerably from 1911 to 1926, General Motors
and Chrysler were potent competitors after 1923.
Ford's investment in associated enterprises, such as
mines, steelworks, and shipping, and the firm's
focus on a single model imposed higher fixed costs
than the less integrated General Motors, which of-
ENCYCLOPEDIA OF THE 6 R E A F DEPRESSION
369
FORD
HENRY
fered a range of models. Moreover, Henry Ford's
autocratic style alienated key managers and de-
layed modernization of the Model T. Model T pro-
duction ended in 1927, and the Ford Motor Compa-
ny's vast River Rouge plant was shut down for re-
tooling in preparation for the manufacture of the
new Ford Model A. Thousands of auto workers
were left idle. Public interest in the new Model A
focused on the Ford Motor Company's reputation
and status, and initial sales were promising, with
Ford regaining its leading position in 1929 and
1930. But industry sales slumped from more than 5
million new cars in 1929 to 1.4 million in 1932, and
sales recovered only slowly. For such a capital-
intensive industry, the result was persistent overca-
pacity, even after the failure of many small firms.
The Ford Motor Company's own sales and profits
fell steeply, and the firm followed the general pat-
tern of dismissing workers and operating shorter
hours. Although Henry Ford's financial control pre-
cluded external threats from banks, the crisis di-
minished his reputation for transcending economic
trends. The virtues of mass production as a means
of extending consumption and, thus, employment
became associated with fear of technological unem-
ployment during the 1930s.
Although Ford remained a major public figure
during the Depression years, his self-help ideals as-
sociated him with aspects of a discredited form of
conservatism. In addition, his company's competi-
tive strength ebbed as the aging Ford's arbitrary
and intermittent authority impeded technological
changes and inhibited an effective succession to his
only son, Edsel Ford. The Ford Motor Company's
management systems were weak compared to
those at General Motors. Above all, Henry Ford's
opposition to labor unions created a sour atmo-
sphere within the company. The company's pio-
neering and paternalistic labor practices, including
the $5 per day wage and the sociological de-
partment, which administered the scheme, were at-
tempts to support and stabilise the firm's expand-
ing and diverse workforce. Sociological Depart-
ment's inspectors used questionnaires and home
visits to determine whether workers qualified for
the highest hourly rates. Despite positive aspects,
the system had an authoritarian edge that con-
tained the seeds of later problems. By the late 1920s
Ford's industrial relations were explicitly coercive,
especially in the giant Rouge plant. Henry Ford
placed control of labor policies in the hands of
Harry Bennett and his Service Department. Bennett
oversaw a network of spies, employed violence to
intimidate workers, awarded catering contracts to
underworld associates, and parlayed his control of
personnel and his close relationship with Henry
Ford into wider influence. The latter element com-
pounded the disunity and turnover among execu-
tives, but the consequences were more direct for
the workers. Competitive pressures translated into
wage reductions and "speed-up" of the assembly
line, as well as an intense work regime, favoritism,
and a repressive management culture. By the 1930s
Ford was among the worst examples of industrial
practices in American manufacturing.
Always eager for complete control, Ford was
hostile to New Deal initiatives and to the emer-
gence of union organizing campaigns. This was
demonstrated graphically on March 7, 1932, when
three thousand people marched to the River Rouge
demanding work-sharing, union representation,
and reforms to labour practices. The Dearborn po-
lice and members of Ford's service department
acted violently to disburse the crowd, eventually fir-
ing directly into them. Four people were killed and
at least twenty seriously wounded. Antipathy to the
New Deal, combined with distaste for trade associ-
ations, was reflected in Ford's refusal to participate
in the automobile industry code under the National
Recovery Administration (NRA) between 1933 and
1935. Since the industry monitored its trade prac-
tices effectively, the NRA code centered on labor
relations. Despite federal rhetoric, Ford's opposi-
tion to the NRA had little adverse impact on the
company. However, union organizing activities
gained momentum with the creation of United Au-
tomobile Workers (UAW) in 1935 and its transfer
to the newly formed Committee for Industrial Or-
ganization, later called the Congress of Industrial
Organizations (CIO). Legal support for the union
came from the National Labor Relations Act of
1935. A series of sit-down strikes and organizing
drives, plus the revival of business, persuaded Gen-
eral Motors and Chrysler to recognize the UAW in
1937. Yet Henry Ford ensured that his firm contin-
ued to resist unionization through intimidation and
370
ENCYCLOPEDIA OF I H E GREAT DEPRESSION
FORD
JOHN
legal challenges. The most striking public images of
this opposition came in May 1937 when photogra-
phers captured the "Battle of the Overpass" at the
Rouge plant as Bennett's men assaulted UAW or-
ganizers. Similar tactics were used at Ford plants in
Dallas and Kansas City. Finally, in 1941 Ford faced
a more unified UAW after the U.S. Supreme Court
ruled against the firm's labor practices. A strike and
blockade of the Rouge plant in April convinced
Ford to negotiate, and the UAW emerged from the
resulting National Labor Relations Board (NLRB)
election as the representative union. The first union
contract was signed in June in spite of Henry Ford's
opposition.
During the 1930s Henry Ford's other interests
included opening Greenfield Village, a museum
that symbolized the rural childhood that had
shaped his attitudes, including his preference for
political isolationism and his suspicion of finan-
ciers. Ford also promoted "village industries" by lo-
cating plants in rural areas, and he promoted exper-
iments in the cultivation of soybeans and their use
in manufacturing. World War II revived Ford's paci-
fist ideals: In 1940 he refused to manufacture Rolls
Royce engines for Great Britain. Once the United
States entered the war, Ford concentrated the com-
pany's production on defense contracts, including
trucks, jeeps, munitions, and aircraft. After a stroke
in 1941, Ford became less active, though more ca-
pricious, in management, and the death of his son
Edsel in 1943 weakened the firm's leadership.
Henry Ford became company president and his
grandson, Henry Ford II, was released from the
navy to join management. Bennett's ambitions for
control were thwarted by Clara Ford and Eleanor
Ford, the wives of Henry and Edsel respectively,
who mobilized the family's financial power and
Clara's influence over Henry to ensure a transition
to Henry Ford II. In 1947, Ford died quietly at the
Fair Lane estate. His lying "in state" in Greenfield
Village attracted thousands and his funeral was a
major civic occasion.
See Also: ANTI-SEMITISM; ORGANIZED LABOR; SIT-
DOWN STRIKES; STRIKES; UNITED AUTO
WORKERS (UAW).
BIBLIOGRAPHY
Fine, Sidney. The Automobile under the Blue Eagle: Labor,
Management, and the Automobile Manufacturing Code.
1963.
Hounshell, David. From the American System to Mass Pro-
duction, 1800-1932: The Development of Manufactur-
ing Technology in the United States. 1984.
Lewis, David L. The Public Image of Henry Ford: An Ameri-
can Folk Hero and his Company. 1976.
Nevins, Allan, and Frank Ernest Hill. Ford: Expansion and
Challenge, 1915-1933. 1957.
Nevins, Allan, and Frank Ernest Hill. Ford: Decline and
Rebirth, 1933-1962. 1963.
Rae, John B. The American Automobile Industry. 1984.
Henry Ford Estate. University of Michigan-Dearborn.
http://www.umd.umich.edu/fairlane
Henry Ford Museum and Greenfield Village. Dearborn,
Michigan, http://www.hfmgv.org
Wilkins, Mira, and Frank Ernest Hill. American Business
Abroad: Ford on Six Continents. 1964.
Wik, Reynold M. Henry Ford and Grass-Roots America.
1972.
Michael French
FORD, JOHN
John Ford (Febrary 1, 1894-August 31, 1973), mo-
tion-picture director, was born John Martin Feeney
in Cape Elizabeth, Maine, to first-generation Irish
Catholic immigrants. He spent his childhood in
Portland, Maine, and in July 1914 he followed his
older brother Francis, a movie actor and director, to
California. There he began working in silent films
as a crew member, stuntman, actor, and, from 1917
on, director. Until the start of the Depression, he
was best known as a director of westerns, for Uni-
versal through 1921 and for Fox thereafter. The Iron
Horse (1924) was his most famous western during
the silent era. Between 1930 and 1941, Ford direct-
ed thirty-one films in a number of genres for a vari-
ety of studios, often working with screenwriter
Dudley Nichols. His reputation and confidence
grew after he was awarded an Oscar for best direc-
tion for The Informer (1935), an honor he also re-
ceived for Grapes of Wrath in 1940 and for How
Green Was My Valley in 1941.
Although Ford's political views evolved
throughout his life, the progressive and antifascist
ENCYCLOPEDIA OF THE GREAT DEPRESSION
371
FORD
JOHN
Henry Fonda (center) as Tom Joad, with Jane Darwell and Russell Simpson as Ma and Pa Joad, in John Ford's 1940 film version
of John Steinbeck's novel The Grapes of Wrath. Bettmann/CORBIS
political climate in Hollywood in the late 1930s and
the influence of liberal screenwriters with whom he
worked (such as Nichols) helped move his political
views further left during the Depression than at any
other time of his life. During that period he joined
several leftist organizations, including the Motion
Picture Democratic Committee, the Motion Picture
Artists Committee to Aid Republican Spain, and
the Hollywood Anti-Nazi League.
Two of Ford's films in particular bear the im-
print of this political climate. In Ford's first western
of the 1930s, Stagecoach (1939), the most sympa-
thetically portrayed characters are the escaped con-
vict Ringo, the prostitute Dallas, and the drunken
Doc Boone, and the chief antagonist is the banker
Gatewood. In line with Roosevelt's New Deal coali-
tion, the common people are celebrated while
greedy elites are scorned. Grapes of Wrath (1940),
the adaptation of John Steinbeck's celebrated 1939
novel about Oklahoma farmers displaced by the
Dust Bowl and seeking a new life in California, like-
wise drew a sympathetic portrait of the Joad family,
who struggle to survive in a system stacked against
them, even if Ford softened the novel's dark ending
by concluding with Ma Joad's optimistic speech
about the endurance of the common people.
In 1939 Ford fed the growing American nation-
alism on the eve of World War II with two historical
films, Drums along the Mohawk and Young Mr. Lin-
coln. His final film before the U. S. entered World
372
ENCYCLOPEDIA OF F H E GREAT DEPRESSION
FOREMAN
CLARK
War II, How Green Was My Valley (1941), nostalgi-
cally portrayed a Welsh coal-mining family from
the adult point of view of the family's youngest son.
Together, these three films foreshadowed Ford's
evolution from leftist politics to concerns of patrio-
tism, national myths, and memory that would pre-
occupy him in his films of the next decade.
See Also: HOLLYWOOD AND THE FILM INDUSTRY.
BIBLIOGRAPHY
Eyman, Scott. Print the Legend: The Life and Times of John
Ford. 1999.
Ford, Dan. Pappy: The Life of John Ford. 1979.
Gallagher, Tag. John Ford: The Man and His Films. 1986.
lohn Ford Papers. Lilly Library, Indiana University,
Bloomington.
McBride, Toseph. Searching for John Ford. 2001.
Studlar, Gaylyn, and Matthew Bernstein, eds. John Ford
Made Westerns: Filming the Legend in the Sound Era.
2001.
Charles J. Maland
FOREMAN, CLARK
Clark Howell Foreman (February 19, 1902-June 15,
1977) served in the Franklin Roosevelt administra-
tion from 1933 to 1941. As a New Deal administra-
tor and a founding member of the Southern Con-
ference for Human Welfare, Foreman was a leading
advocate of racial integration and actively sup-
ported the expansion of economic and political de-
mocracy in the South.
Foreman, the grandson of the founder of The
Atlanta Constitution, had rejected the racial mores of
his native Georgia by the time he joined the Roose-
velt administration in 1933. He supported an activ-
ist role for the federal government in advancing the
economic and social welfare of all citizens. As spe-
cial advisor on the economic status of Negroes from
1933 to 1935 under Secretary of the Interior Harold
Ickes, Foreman and his assistant Robert Weaver ac-
tively promoted full and fair inclusion of African
Americans in New Deal programs. In 1935, Weaver
succeeded Foreman in that post and Foreman be-
came director of the Public Works Administration's
Division of Public Power, where he developed an
expanded program of grants and loans to cities to
establish municipally owned power plants. This
ambitious effort withstood a major legal challenge
from private power companies.
In 1938, Roosevelt sought Foreman's advice re-
garding the president's effort to defeat southern
congressional opponents of the New Deal during
the 1938 Democratic primary elections. Foreman
recommended that the president sponsor a report
documenting what the New Deal had done for the
South, and the importance of federal assistance to
the region's economic development. As a result,
Foreman and other southerners compiled The Re-
port on the Economic Conditions of the South, and
Foreman went on to help organize the Southern
Conference for Human Welfare (SCHW) in No-
vember of 1938 as an expression of southern sup-
port for the New Deal.
Foreman became director of defense housing in
1940. A year later a major controversy developed
around a housing project built for black defense
workers in Detroit in an area bordering a predomi-
nantly white neighborhood. When Foreman re-
fused to give in to demands that the Sojourner
Truth housing project be changed to white occu-
pancy, southern conservatives in Congress joined
with Republicans and successfully pressured for
Foreman's dismissal. After leaving the federal gov-
ernment, Foreman became chairman of the SCHW,
and devoted his efforts towards challenging segre-
gation and voter restrictions in the South, and ex-
panding the political participation of both blacks
and whites.
See Also: REPORT ON THE ECONOMIC CONDITIONS
OF THE SOUTH; SOUTH, GREAT DEPRESSION IN
THE; SOUTHERN CONFERENCE FOR HUMAN
WELFARE (SCHW).
BIBLIOGRAPHY
Foreman, Clark. The New Internationalism. 1934.
Sullivan, Patricia. Days of Hope: Race and Democracy in the
New Deal Era. 1996.
Patricia Sullivan
ENCYCLOPEDIA E THE GREAT DEPRESSION
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FOSTER
WILLIAM
FOSTER, WILLIAM Z.
William Zebulon Foster (February 25, 1881-Sep-
tember 1, 1961), a leading member of the Commu-
nist Party for four decades, was possibly the best-
known radical activist of Depression-era America.
Born in Taunton, Massachusetts, the son of immi-
grants, Foster grew up in an impoverished commu-
nity in Philadelphia. His formal education ended at
the age of ten, and, after a brief stint as an appren-
tice to a craftsman, he worked at a variety of un-
skilled jobs.
In 1901, at the age of nineteen, Foster joined
the Socialist Party and for the next two decades
crisscrossed the country as an itinerant worker. In
1909 he became a member of the International
Workers of the World (IWW) but left the organiza-
tion in 1911 over the issue of dual unionism, advo-
cating instead capturing and radicalizing main-
stream unions. To that end he joined the American
Federation of Labor (AFL) and became one of its
most effective organizers. Foster gained a national
reputation for his leading role in major organizing
campaigns in the meat and steel industries.
Foster joined the Communist Party in 1921 and
assumed a prominent role in party work. As a high-
ly respected labor organizer he directed trade union
activities throughout the 1920s and the early 1930s.
In 1924, he became party chairman (a position he
held until 1957) and also headed the party's ticket
for president, as he did in 1928 and 1932. By the end
of the 1920s he had risen to the top of the Commu-
nist Party hierarchy as a member of a three-man
secretariat that included Earl Browder and William
Weinstone.
In 1930, Foster launched the party's unem-
ployed campaign with a mass demonstration of an
estimated 100,000 in New York City. While cam-
paigning in 1932, he suffered a heart attack and for
the next three years was unable to engage in active
party work. Once recuperated, Foster found
Browder firmly in control and his role limited pri-
marily to "literary activities." A prolific writer, he
made good use of this period. Between 1932 and
1939, he penned three books, including two autobi-
ographies, and numerous articles and tracts.
Throughout the 1930s Foster wrangled with
Browder over the direction of the party. Respected
but isolated, he regained a dominant voice in party
affairs after Browder's removal from leadership and
expulsion from the party in 1945. In 1957, Foster's
health again collapsed, and he died four years later
in the Soviet Union, where he had gone to seek
medical treatment. Foster's widow returned his
ashes to the United States and deposited them near
the graves of the Haymarket martyrs in Chicago.
See Also: BROWDER, EARL; COMMUNIST PARTY.
BIBLIOGRAPHY
Barrett, lames R. William Z. Foster and the Tragedy of
American Radicalism. 1999.
Foster, William Z. From Bryan to Stalin. 1937.
Foster, William Z. Pages from a Worker's Life. 1939.
lohanningsmeier, Edward P. Forging American Commu-
nism: The Life of William Z. Foster. 1994.
Zipser, Arthur. Workingclass Giant: The Life of William Z.
Foster. 1981.
Gwen Moore
FRANK, JEROME
Born in New York City to parents of German-
Jewish descent, Jerome Frank (September 10,
1889-January 13, 1957) grew up there and in Chica-
go, where his family moved in his youth. Excep-
tionally bright, Frank graduated Phi Beta Kappa
from the University of Chicago in 1909 and set a
new academic standard at Chicago's law school
three years later. A corporate lawyer in Chicago, he
dabbled in Progressive politics and underwent
Freudian analysis to confirm that the legal profes-
sion was for him. It was. Joining a New York law
firm in the late 1920s, he soon published the first of
several books, Law and the Modern Mind, wherein
Frank championed "Legal Realism," a Freudian-
informed assault on the rigidity of law and jurispru-
dence. Appointments at Yale and the New School
in New York followed, as did his entree into nation-
al public service in the New Deal, mediated by his
friend, Harvard law professor Felix Frankfurter. As
general counsel of the new Agricultural Adjustment
m
ENCYCLOPEDIA OF THE GREAT DEPRESSION
F R A N K F
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FELIX
Administration (AAA) in 1933, Frank assembled a
legendary cadre of brilliant lawyers, including fu-
ture Democratic presidential nominee Adlai Ste-
venson, future Supreme Court justice Abe Fortas,
future trustbuster Thurman Arnold, and Alger Hiss,
later convicted of perjury over passing secrets to the
Soviet Union in the trial-of-the-century.
While the AAA's huge Legal Division included
communists or sympathizers, Frank remained a lib-
eral pragmatist within the profit system, paralleling
the New Deal itself. But clashes between the Legal
Division and the conservative landlord and proces-
sor establishment were inevitable. Led first by AAA
administrator George N. Peek and then by Chester
C. Davis, the conservatives wanted to raise com-
modity prices and limit production but resisted up-
setting landlord-tenant relationships or making the
AAA an instrument of land reform. Tensions over
policy and procedure flared frequently in 1933 and
1934 but climaxed in early 1935 when the liberals
tried to reinterpret a controversial paragraph in the
cotton acreage reduction contract in favor of share-
croppers against landlords. That led to the infa-
mous "purge" wherein Davis ousted Frank along
with others in the Legal Division and the AAA's
Consumer's Counsel. The firings were confirmed
by Secretary of Agriculture Henry Wallace, while
President Franklin D. Roosevelt, with friends on
both sides, pleaded ignorance and remained aloof.
The purge ended any liberal hope of serious agri-
cultural reform in the AAA. Professionally un-
harmed by his ouster, Frank held other federal jobs
before his 1941 appointment to the U.S. Court of
Appeals for the influential Second Circuit, a posi-
tion he held until his death in January 1957.
See Also: AGRFCULTURAL ADJUSTMENT ADMFN-
FSTRATFON (AAA); WALLACE, HENRY A.
BIBLIOGRAPHY
Frank, Jerome. Columbia Oral History Collection, Butler
Library, Columbia University, New York.
Glennon, Robert. The Iconoclast as Reformer: Jerome
Frank's Impact on American Law. 1985.
Grubbs, Donald H. Cry from the Cotton: The Southern Ten-
ant Farmers' Union and the New Deal. 1971.
Irons, Peter. The New Deal Lawyers. 1982.
Nelson, Lawrence. "The Art of the Possible: Another
Look at the 'Purge' of the AAA Liberals in 1935."
Agricultural History 57 (1983): 416-435.
Nelson, Lawrence. King Cotton's Advocate in the New
Deal: Oscar G. Johnston and the New Deal. 1999.
Paul, Julius. The Legal Realism of Jerome N. Frank: A Study
of Fact-Skepticism and the Judicial Process. 1959.
Shamir, Ronen. Managing Legal Uncertainty: Elite Lawyers
in the New Deal. 1995.
Volkomer, Walter. The Passionate Liberal: The Political and
Legal Ideas of Jerome Frank. 1970.
Lawrence J. Nelson
FRANKFURTER, FELIX
Felix Frankfurter (November 15, 1882-February 21,
1965) was associate justice of the U.S. Supreme
Court from 1939 to 1962. He was born in Vienna,
Austria, one of six children of Leopold and Emma
(Winter) Frankfurter. In 1894, the family moved to
New York. Financial fortune proved elusive to
Frankfurter's father; selling linen door-to-door and
from their apartment, the kindhearted tradesman
managed only a meager living and often spent any
extra money he acquired on fruit baskets for less
fortunate neighbors.
EARLY LIFE AND CAREER
Felix's two older brothers had to work to sup-
plement their father's income, but the future justice
was largely spared that fate. Leopold's brother Sol-
omon had become a successful scholar in Vienna,
and Emma seemed determined to give Felix the
same opportunity, allowing her precocious son to
attend lectures and spend hours in the Cooper
Union library. After graduating third in his class at
the City College of New York, Felix attended Har-
vard Law School, ranking first each of his three
years there. One of his Harvard examinations was
so impressive that a faculty member regularly read
it aloud to classes over the years.
In 1906, Frankfurter joined Hornblower, Byrne,
Miller and Potter, becoming the first Jewish person
ever hired by that New York firm. He quickly be-
came bored with private practice, however, and
ENCYCLOPEDIA OF THE 6 R E A F DEPRESSION
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F R
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FELIX
when an opening became available in the office of
the U.S. attorney for New York's southern district,
Frankfurter jumped at the opportunity. Despite
marked differences in their backgrounds, Frank-
furter and Henry Stimson, the patrician federal at-
torney for the district, worked well together, pursu-
ing corporate misconduct and more mundane law
violators with equal zeal. When President William
Howard Taft named Stimson secretary of war,
Frankfurter also went to Washington, becoming
counsel in the War Department's Bureau of Insular
Affairs.
A master at flattery, the diminutive and effusive
Frankfurter, with his piercing bird-like eyes and
keen intellect, cultivated many new and influential
Washington friends, not least among them justices
Oliver W. Holmes and Louis D. Brandeis. The
Washington house he shared with several friends
became a center for nightly gatherings and frank
intellectual discussions — Holmes, apparently,
dubbed it "The House of Truth." There Frankfurter
met the love of his life, Marion Denman, the Con-
gregational minister's daughter he would marry in
1920, over his mother's intense opposition, after a
six-year courtship. The couple would have no chil-
dren, and Marion suffered periodic bouts of depres-
sion, but Frankfurter remained totally devoted to
her throughout their marriage.
In 1914, Frankfurter took a position on the law
faculty at Harvard. A natural teacher (to both will-
ing and unwilling students), he enjoyed his new
role immensely, particularly the opportunity his
professorship offered him for continued involve-
ment in contemporary political and policy issues.
Like Brandeis before him, Frankfurter represented
clients defending wage and hour legislation before
the Supreme Court. On special assignments for the
Wilson administration, he filed a report charging
that the conviction and death sentence handed
labor leader Tom Mooney for a San Francisco
bombing was based on perjured evidence and he
concluded that Arizona copper miners had been
subject to gross brutality and injustice. He also
spoke out vehemently against Wilson attorney gen-
eral Mitchell Palmer's raids on suspected subver-
sives, became a very vocal critic of the Sacco and
Vanzetti convictions and executions, and urged
U.S. diplomatic recognition of the Soviet Union.
ADVISER TO ROOSEVELT
As the nation became preoccupied with the
Depression, Frankfurter was again a figure of influ-
ence in Washington. He and Franklin D. Roosevelt
had first met when Frankfurter was working in the
War Department and Roosevelt was assistant Navy
secretary. Frankfurter became a close friend and ad-
viser to the future president during Roosevelt's ten-
ure as governor of New York. When Roosevelt went
to the White House in 1933, he offered Frankfurter
the post of solicitor general, chief representative of
the United States before the Supreme Court.
Frankfurter declined, explaining that he could make
a more substantial contribution as a source of per-
sonnel and ideas for the New Deal.
The future justice quickly became a major
Washington figure. He played a prominent role in
drafting and pushing recovery legislation through
Congress. Holding Wall Street and big business
primarily responsible for the nation's economic
woes, Frankfurter relished the opportunity to over-
see drafting of the Securities Act, subjecting the
stock market to extensive federal control. Although
others were primarily responsible for writing that
legislation, Frankfurter mounted a brilliant defense
of its provisions in testimony before Congress.
The future justice obviously had competition in
his efforts to influence the direction of New Deal
policies. James Farley and certain others in Roose-
velt's inner circle were essentially political tacti-
cians, largely unconcerned with substantive policy.
But three Columbia University academics —
Raymond Moley, Adolph Berle, and Rexford Tug-
well — became Frankfurter's major intellectual ri-
vals. The trio contended that continued domination
of the economy by giant businesses was inevitable
and favored the administration's use of centralized
planning to channel that power toward service of
the public interest. Frankfurter, on the other hand,
was suspicious of concentrated economic power
and the notion that national affairs could be man-
aged best by Tugwell and other Washington ex-
perts. Instead, he favored heavy spending for public
works and substantial corporate taxation as major
weapons of economic recovery. Roosevelt never
became the complete captive of either side, but
Frankfurter would gradually gain influence over his
Columbia counterparts.
376
ENCYCLOPEDIA OF F H E G R E A F DEPRESSION
F R A N K F
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Frankfurter became what one administrative
official termed "the most influential single individ-
ual in the United States," largely through his re-
cruitment of talented individuals — who were called
Felix's "Happy Hot Dogs" — for the new adminis-
tration. He brought Benjamin V. Cohen and James
M. Landis, principal authors of the Securities Act,
to the administration's attention. Tommy Corcoran,
one of Frankfurter's Harvard students in the 1920s
and a clerk to Justice Oliver Wendell Holmes large-
ly on Frankfurter's recommendation, was the future
justice's most spectacular "hot dog," becoming one
of the most influential players in Depression-era
Washington.
Frankfurter also assumed a key role in Roose-
velt's growing attachment to the ideas of British
economist John Maynard Keynes, who considered
massive deficit government spending a major rem-
edy for a stagnant economy. Long a supporter of
balanced budgeting, Frankfurter came to know
Keynes and admire his economic philosophy while
teaching as a professor at Oxford in 1933 and 1934.
Back in the United States, Frankfurter helped per-
suade Roosevelt to partially embrace Keynesian
economics, especially during the 1937 recession. In
fact, as a result of his immense knowledge and con-
tacts, not to mention his constant flattery of the
president, Frankfurter became one of Roosevelt's
closest advisers. He even lived in the White House
during much of the summer of 1935.
During Roosevelt's first term, Congress enacted
much recovery legislation. But a laissez-faire Su-
preme Court coalition rejected most of those stat-
utes, including the National Industrial Recovery Act
(NIRA) and Agricultural Adjustment Act (AAA). To
a degree, such rulings played into Frankfurter's
hands. Drawing on the thinking of Moley, Berle,
and Tugwell, the early New Deal had emphasized
the development of a planned economy through,
among other things, business participation in the
creation of industry codes. Suspicious of business
leaders, Frankfurter favored legislation directly im-
posing federal controls over the economy and cre-
ating social programs. The Court's invalidation of
the National Industrial Recovery Act in Schechter
Poultry Corporation v. United States (1935) helped to
convince Roosevelt that the administration should
pursue Frankfurter's approach.
Frankfurter privately opposed and refused to
defend publicly, however, Roosevelt's 1937 plan to
enlarge the judiciary in an effort to defeat conserva-
tive domination of the bench. Ever optimistic,
Frankfurter suggested patience, hopeful that the
justices might alter the Court's course; if not, a con-
stitutional amendment could be passed modifying
the Court's composition and powers. When the
president opted for Court-packing legislation rath-
er than the more time-consuming amendment pro-
cess, Frankfurter assured his friend and political
benefactor that he would take no public stance on
the controversial measure, then privately suggested
ways Roosevelt might get it through Congress. But
Frankfurter resented Roosevelt's failure to inform
him of the plan until the eve of its submission to
Congress.
SUPREME COURT JUSTICE
Although the Court-packing plan failed, Roo-
sevelt was given the opportunity, beginning early in
his second term, to fill all but one seat on the high
bench. His first choice was Senator Hugo Black of
Alabama, his second Stanley Reed of Kentucky, his
solicitor general. With the untimely death of Frank-
furter's esteemed friend Justice Benjamin N. Cardo-
zo in 1938, the president had a chance to name a
third justice. Whether out of a sincere concern for
regional balance or simply because he wanted to
keep the supremely confident Frankfurter dangling
for a time, Roosevelt at first told his friend that since
the current Court was composed entirely of east-
erners, Cardozo's successor must come from the
West. Roosevelt even asked Frankfurter to compile
files on prospective candidates. But members of the
president's inner circle were virtually unanimous
that Roosevelt choose Frankfurter for the position.
On the evening of January 4, 1939, the president
telephoned Frankfurter's home to offer him the
seat, but only after a lengthy, and for Frankfurter
exasperating, conversation in which Roosevelt ap-
peared determined not to appoint his adviser to the
bench.
In those days, Supreme Court nominees rarely
attended Senate judiciary committee confirmation
hearings, and none had done so since Harlan F.
Stone's brief appearance in 1925. But after a parade
ENCYCLOPEDIA OF THE 6 R E A F DEPRESSION
377
F R
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FELIX
of anti-Semitic witnesses appeared, viciously mis-
representing Frankfurter's views, the committee
decided to ask the nominee to appear as a witness.
Only Senator Pat McCarran subjected Frankfurter,
though, to extensive interrogation. Twelve days
after the nomination was announced, the Senate,
by voice vote, unanimously confirmed Roosevelt's
choice.
Once on the bench, Frankfurter readily joined
in the dismantling of the Court's laissez-faire pre-
cedents that a majority had begun in 1937. The new
justice had long been firmly convinced that policy
issues should be left to elected representatives and
that judges should overturn statutes only when
they lacked any rational basis. He thus had no diffi-
culty affirming Roosevelt's New Deal program and
comparable state recovery legislation.
The Roosevelt Court not only rejected the pre-
1937 Court's laissez-faire precedents, but in a foot-
note to United States v. Carolene Products Co. (1938),
decided the year before Frankfurter's appointment,
Justice Stone laid the foundation for a constitution-
al double standard: The courts would defer to the
political branches of government in economic
cases, but would subject laws impinging on non-
economic personal rights, such as the guarantees of
the Bill of Rights, to close judicial scrutiny.
Contrary to the expectations of his liberal
friends, however, Justice Frankfurter was almost
equally willing to defer to the political branches
when non-economic civil liberties were at stake as
he was in economic cases; he had little use for the
notion that the Constitution contained clear consti-
tutional commands invulnerable to countervailing
societal interests. In Minersville School District v. Go-
bitis (1940), he spoke for the Court in upholding
compulsory school flag programs over the objec-
tions of Jehovah's Witness parents who considered
such exercises contrary to their religious beliefs.
When the Court overturned Gobitis in West Virginia
Board of Education v. Barnette (1943), Frankfurter
dissented, emphasizing his sensitivity as a Jew to
religious liberty claims, but also insisting that in
wartime individual freedom must yield to society's
overriding interest in promoting patriotism.
Frankfurter assumed the same stance in cases
involving free speech claims, repeatedly attacking
the First Amendment absolutism of Justice Black,
his principal jurisprudential antagonist on the
bench. A staunch apostle of federalism, Justice
Frankfurter accorded state laws and proceedings
particularly broad latitude. Justice Black, convinced
that the Fourteenth Amendment's first section was
intended by its framers to apply the Bill of Rights
to the states, first set forth his total incorporation
thesis extensively in his dissent for Adamson v. Cali-
fornia (1947). Frankfurter was equally certain that
the states would never have ratified the Fourteenth
Amendment had they thought it would bind their
officials to the specifics of the Bill of Rights — that
"eighteenth century straitjacket," as Frankfurter
characterized those fundamental guarantees.
Frankfurter was especially reluctant to interfere
in state criminal proceedings. In Wolf v. Colorado
(1949), he spoke for the Court in concluding that
the Fourteenth Amendment's due process clause
included within its scope a right of privacy compa-
rable to the Fourth Amendment's guarantee
against unreasonable searches and seizures. But he
refused to extend the exclusionary rule to the states,
preferring instead that states adopt their own de-
vices for deterring police misconduct. In Rochin v.
California (1952), the Court, per Frankfurter, over-
turned a conviction based on morphine extracted
from the defendant with a stomach pump, but only
because he found such conduct "shocking to the
conscience" and thus in violation of the right of the
accused to a fair trial. When the Court, in Mapp v.
Ohio (1961), ultimately rejected Frankfurter's
"shock-the-conscience" standard as, among other
things, highly subjective, the justice dissented, em-
phasizing once again his regard for state autonomy
and rejection of the incorporation doctrine.
But Frankfurter's deference to the states was
not absolute. When a five-four majority, speaking
through Justice Black, espoused a separatist inter-
pretation of the religious establishment guarantee
in Everson v. Board of Education (1947), yet upheld
state reimbursement of bus fares for parochial
school students, Frankfurter dissented. Although
reluctant to have the federal judiciary interfere in
local education, he ultimately joined Chief Justice
Earl Warren's unanimous school desegregation de-
cision in Brown v. Board of Education of Topeka
378
ENCYCLOPEDIA OF F H E G R E A F DEPRESSION
f l [ k K 5
(1954). In an effort to underscore the Court's unity
on the issue, all nine justices signed the opinion in
Cooper v. Aaron (1958), rejecting further delay in the
desegregation of Little Rock's high school and un-
derscoring the final authority of the courts to deter-
mine the Constitution's meaning. Characteristical-
ly, however, Frankfurter insisted on filing a
concurrence, outraging, among others, Black and
William J. Brennan (Frankfurter's former law stu-
dent), who prepared but ultimately withdrew an
opinion indicating that Frankfurter's concurrence
should in no way be viewed as a "dilution" of the
Court's firm stance in the case.
Frankfurter spoke for the Court in Gomillion v.
Lightfoot (1960), striking down on Fifteenth
Amendment grounds Alabama's racial gerryman-
der of the city of Tuskegee, which excluded all but
a few of the community's African-American voters
from local elections. The justice was unwilling,
however, to join the Court's reapportionment revo-
lution of the sixties. Speaking for a plurality in Cole-
grove v. Green (1946), he had rejected judicial inter-
vention in that "political thicket." When the Court,
in Baker v. Carr (1962), rejected such thinking, de-
claring that malapportioned governmental bodies
raised justiciable constitutional questions, Frank-
furter filed one of his most caustic dissents, reiterat-
ing his Colegrove stance and warning — forcefully, if
not prophetically — that courts would be unable to
force reapportionment on unwilling legislators.
Frankfurter's Baker dissent would be his last
opinion. Shortly after the decision was announced,
he suffered a serious stroke. On August 28, he sent
President John F. Kennedy his letter of retirement.
Through much of his tenure, Frankfurter had often
been able to muster majorities to defeat civil liber-
ties claims, especially in national security cases. The
1955 appointment of Justice John M. Harlan had
given him another ally on the bench. Gradually,
however, Frankfurter's principal judicial antago-
nists — Black, Warren, and Brennan — had come to
dominate the Court. With his 1962 retirement, and
replacement with Arthur Goldberg, the Court was
poised to embark upon the most ambitious expan-
sion of civil liberties in its history, including sub-
stantial incorporation of Bill of Rights safeguards
into the Fourteenth Amendment.
Even in retirement, however, Frankfurter
sought to influence the Court's work. Concerned
that, without his presence at the Court, Justice Har-
lan might falter in his opposition to court-ordered
reapportionment, he even attempted to enlist Har-
lan's clerks in a campaign to strengthen his col-
league's resolve, an effort neither Harlan nor his
clerks appreciated. Frankfurter also encouraged
Justice Black to file a dissent from rulings overturn-
ing the trespass convictions of restaurant sit-ins.
And when Black registered vigorous dissents in two
1964 sit-in cases, arguing that even bigoted restau-
rant proprietors had the right to choose their clien-
tele, absent a valid statute to the contrary, Frank-
furter wrote his old adversary an admiring letter.
Less than a year later, Frankfurter died. Along with
Black, he had been the most controversial justice of
his era.
See Also: BLACK, HUGO; DOUGLAS, WILLIAM O.;
HOLMES, OLIVER WENDELL, JR.; HUGHES,
CHARLES EVANS; SUPREME COURT.
BIBLIOGRAPHY
Baker, Leonard. Brandeis and Frankfurter: A Dual Biogra-
phy. 1986.
Frankfurter, Felix, and J. E. Landis. The Business of the Su-
preme Court. 1927.
Hirsch, H. N. The Enigma of Felix Frankfurter. 1980.
Lash, Joseph P. From the Diaries of Felix Frankfurter. 1975.
Murphy, Bruce A. The Brandeis/Frankfurter Connection:
The Secret Political Activities of Two Supreme Court
Justices. 1982.
Parrish, Michael E. Felix Frankfurter and His Times: The
Reform Years. 1982.
Silverstein, Mark. Constitutional Faiths: Felix Frankfurter,
Hugo Black, and the Process of Judicial Decision Mak-
ing. 1984.
Simon, James F. The Antagonists: Hugo Black, Felix Frank-
furter, and Civil Liberties in Modern America. 1989.
TlNSLEY E. YARBROUGH
FREAKS
Even among the myriad of 1930s horror films, per-
haps no movie of the Great Depression was as bi-
ENCYCLOPEDIA 01 THE GREAT DEPRESSION
379
{ l £ k K 5
Director Tod Browning (standing center) poses with cast members from his 1932 film Freaks. Archive Photos
zarre or as disturbing as director Tod Browning's
Freaks (1932). Browning built a noted film career
during the 1920s on a series of collaborations with
actor Lon Chaney, Sr., and he also ushered in the
era of sound horror films with his highly successful
Dracula (1931), starring Bela Lugosi. At MGM in
1932, Browning promised that he would direct the
ultimate horror film: Freaks.
Based on the short story "Spurs" by Tod Rob-
bins, Freaks offers a tale of circus and carnival per-
formers who, despite their various physical defor-
mities, exist within a kind of mutually caring family.
When the dwarf Hans decides to marry the physi-
cally "normal" Cleopatra, the family accepts her as
"one of us." But then they learn the truth: Cleopatra
is plotting to poison Hans, inherit his money, and
then marry the strong man Hercules. The film's ep-
ilogue shows her as a physically deformed side-
show act, the result of the "freaks'" vengeance.
Browning's cast, which included a "half boy"
and "Siamese twins," was largely made up of actual
sideshow performers who possessed a range of
physical deformities. The emphasis on actual
"freaks," as the studio called them, rather than the
use of actors with makeup, created concern even
before the film was released. By the time of its pre-
miere, publicity hype around Freaks emphasized
both the "real life" qualities of the players, as well
as the oddity of a love affair between a dwarf and
a "normal" woman.
The story of the film's release has become leg-
endary, with historians generally claiming that
MGM shelved Freaks due to audience outrage. The
movie was even banned outright in England. While
this is certainly true, what is often forgotten is that
the film did receive some positive reviews and gar-
nered strong box office receipts in some American
cities, while being vilified in others. Many Depres-
380
ENCYCLOPEDIA OF THE GREAT DEPRESSION
F W P
sion-era audience members found the film to be lit-
tle different from what they had actually seen at
carnival sideshows. For those who were outraged,
their alarm seems to have stemmed less from con-
cerns over cast exploitation than from the shock of
simply seeing them on screen.
See Also: HOLLYWOOD AND THE FILM INDUSTRY.
BIBLIOGRAPHY
Clarens, Carlos. An Illustrated History of Horror and Sci-
ence-Fiction Films: The Classic Era, 1895-1967. 1997.
Skal, David J. The Monster Show: A Cultural History of
Horror. 1993.
Skal, David J, with Elias Savada. Dark Carnival: The Secret
World of Tod Browning, Hollywood's Master of the Ma-
cabre. 1995.
FSA. See FARM SECURITY ADMINISTRATION.
FSCC. See FEDERAL SURPLUS COMMODITIES
CORPORATION.
FSLIC. See FEDERAL SAVINGS AND LOAN
INSURANCE CORPORATION.
FTP. See FEDERAL THEATRE PROJECT.
Gary D. Rhodes FWP. See FEDERAL WRITERS' PROJECT.
ENCYCLOPEDIA 01 THE GREAT DEPRESSION
381
GABRIEL OVER THE WHITE HOUSE
Gabriel Over the White House, released in 1933 in the
midst of the Great Depression and on the eve of
Franklin D. Roosevelt's inauguration, is a political
fable based on T. F. Tweed's novel, Rinehard. In the
film, newly elected President Judson Hammond
(played by Walter Huston) is transformed from a
corrupt city politician to a benevolent dictator after
a near-fatal car crash. He miraculously awakens
from a coma, divinely inspired by the Archangel
Gabriel, to rescue the nation from crime and eco-
nomic disaster. Employing the radio to explain his
aim to do "the greatest good for the greatest num-
ber," Hammond creates a dole to feed the hungry,
musters an "Army of Construction" for the unem-
ployed, declares war on rum-running criminals,
imposes martial law, and steamrolls Congress into
giving him dictatorial powers. He then invites
world leaders to the presidential yacht and de-
mands that they disarm to save their treasuries
from bankruptcy and the world from war. The
heads of state watch in horror as an American
bomber plane destroys a battleship while Ham-
mond warns that in the future warplanes will
"bomb cities, kill populations." Mobilizing the navy
and threatening force, he bullies the statesmen into
promising to repay their war debts and into signing
a new disarmament proclamation (with the same
quill pen used by Abraham Lincoln to sign the
Emancipation Proclamation). His work on earth
done, Hammond dies a martyr to strains of "The
Battle Hymn of the Republic."
To the modern eye, the film seems naive,
heavy-handed, and dangerously fascistic, relying as
it does on the not-so-subtle message that the Unit-
ed States required a benevolent dictator in order to
solve its problems, and the world required a well-
armed United States to keep the peace. Yet at the
time, it was among the top six releases in the spring
of 1933. In the days before the rise of Nazi Germa-
ny, the film reflected the belief in some quarters
that the country — and the world — needed an iron
fist to set things right. Certainly that was the feeling
of William Randolph Hearst, the newspaper mag-
nate whose Cosmopolitan Pictures produced and
released the movie in conjunction with Metro-
Goldwyn-Mayer Studios. Indeed, some historians
have concluded that the film was a thinly veiled
"blueprint" for the New Deal. Admittedly, it did
foretell, albeit in extreme fashion, Roosevelt's use of
broad executive power to combat the Depression,
of radio to rally public support, and of air power to
wage war.
See Also: HEARST, WILLIAM RANDOLPH;
HOLLYWOOD AND THE FILM INDUSTRY.
383
GAMBLING
BIBLIOGRAPHY
Cripps, Thomas. Hollywood's High Noon: Moviemaking &
Society before Television. 1997.
McElvaine, Robert. The Great Depression: America,
1929-1941. 1984.
Nasaw, David. The Chief: The Life of William Randolph
Hearst. 2000.
Roffman, Peter, and Jim Purdy. The Hollywood Social
Problem Tilm: Madness, Despair, and Politics from the
Depression to the Tifties. 1981.
Michael B. Stoff
GAMBLING. See CRIME.
GANGSTER FILMS
The gangster genre became codified and prominent
during the early 1930s due to the success and the
public outcry following the releases of such films as
Mervyn LeRoy's Little Caesar (1930), William Well-
man's Public Enemy (1931), and Howard Hawks's
Scarf ace (1932). Celluloid gangsters did not have a
literary source like the cowboy and the hard-boiled
detective; gangsters were transferred onto the
screen directly from the front-page headlines of
contemporary newspapers. Gangster films there-
fore had a strong topical impact on audiences, and
they based their narratives on events derived from
criminal activity that was taking place in America's
shadowy metropolises during the prohibition and
Depression years.
Although the genre refined its conventions and
reached its box-office popularity during the 1930s,
there are important forerunners to the Depression
gangster films that date back to the silent era. D. W.
Griffith's The Musketeers of Pig Alley (1912) was
probably the first film to fully exploit urban-based
crime for its plot. This prototype was followed by
two other silent films that would lay the founda-
tions for what was to become the gangster genre:
Lewis Milestone's The Racket (1927) and Josef von
Sternberg's Underworld(1928) .
According to Thomas Schatz, the catalyst for
the evolution of the gangster film is to be found in
the confluence of technical innovation and the pe-
culiar social context in which it took place. Warner
Brothers' conversion to sound movies in the late
1920s coincided with a desperate economic and so-
cial climate. A year after the introduction of sound,
the studio had already produced the first sound film
in the gangster genre, Bryan Foy's Lights of New
York (1928). Although it has not enjoyed the critical
consideration of later gangster films, Lights of New
York showed that sound could be effectively used
in the genre to increase its impact on audiences.
Sound gave to gangster films the screams, gun
shots, and other audio effects they needed to devel-
op incisive narratives. Warner Brothers was to lead
the production of gangster films for years.
Gangster films focus on the rise to power of
cold-blooded criminals who were modelled after
notorious men of the era, such as Al Capone and
Hymie Weiss, although several critics have argued
that the impact of the genre was so strong that
these real-life models tended to modify their man-
nerism and outlook so that they would resemble
their celluloid counterparts. The conventions of the
genre usually require a contrast between two men,
either related through friendship or kinship, with
one of them getting an honest job while the other
resorts to crime. The contrast is usually set in an
urban environment at night. The criminal is always
the one gaining status, and this rise on the social
ladder makes him, in Schatz's definition, "the per-
verse alter-ego of the ambitious, profit-minded
American male." The criminal's growing status is
visually signalled by the expensive clothes, flashy
cars, and attractive women he acquires.
Because of their thematic and visual conven-
tions, classic gangster films such as Little Caesar,
The Public Enemy, and Scarface were accused of
glamorizing violence and thus presenting the crimi-
nal as an appealing hero. The enforcement of the
Motion Picture Production Code posed several im-
portant problems to the genre, so that studios tried
to balance the social and economic career of the
gangster with elements that could effectively de-
glamorize it. The gangster usually dies, showing
that crime does not pay after all, a concept that in
some films, such as Scarface, is reinforced by added
scenes (not shot by Hawks) where reformers and
38 A
ENCYCLOPEDIA OF THE GREAT DEPRESSION
GARNER
JOHN
NANCE
officers speak out against gangland and its culture.
The struggle with censors not only affected the
films' content, but also their distribution and pro-
motion strategies. The press books for Little Caesar
and The Public Enemy clearly claimed to present an
exciting narrative of crime. Yet this is said not to be
the ultimate purpose of the movies, which is in-
stead, it is asserted, to present a serious social prob-
lem affecting urban America. Thus, the press book
for The Public Enemy advised the managers of the
cinemas where the film was being shown to send
free tickets and a letter of invitation to "such orga-
nizations as the Parent-Teacher Association, the
Y.M.H.A, the Y.M.C.A., Big Brothers, Catholic Big
Brothers, Boy Scouts, Campfire Girls, School
Teachers, [and] Sunday Schools." The invitation
claimed that the film "is more vital and more im-
portant to everybody interested in child welfare
than any picture we have ever shown before" and
assured that "the work of your organization ties in
directly with the powerful message embodied in
The Public Enemy."
Strong censorship pressure ultimately brought
to the genre significant modifications that were de-
signed to redeem it, but that ultimately led to its de-
mise. In such films as William Keighley's G-Men
(1935) the cops become more prominent than the
criminals and are played by actors, such as James
Cagney and Edward G. Robinson, who are strongly
associated with the genre's classic phase. The gang-
ster also becomes less central in films that contrast
him with a socially integrated and positive figure.
Clear examples of this variation are William Wyler's
Dead End (1938), based on a screenplay by Lillian
Hellman, and Michael Curtiz's Angels with Dirty
Faces (1938), both of which openly advise youth
against taking a gangster as a role model.
See Also: HOLLYWOOD AND THE FILM INDUSTRY;
LITTLE CAESAR; ROBINSON, EDWARD G.
BIBLIOGRAPHY
Mason, Fran. American Gangster Cinema: From Little Cae-
sar to Pulp Fiction. 2003.
Munby, Jonathan. Public Enemies, Public Heroes: Screening
the Gangster from Little Caesar to Touch of Evil. 1999.
Neale, Steve. Genre and Hollywood. 2000.
Ruth, David E. Inventing the Public Enemy: The Gangster
in American Culture, 1918-1934. 1996.
Schatz, Thomas. Hollywood Genres: Tormulas, Tilm Mak-
ing, and the Studio System. 1981.
Shadoian, Jack. Dreams and Dead Ends: The American
Gangster/Crime Tilm. 2003.
Thompson, Kristin, and David Bordwell. Film History: An
Introduction. 1994.
Luca Prono
GARNER, JOHN NANCE
John Nance "Cactus Jack" Garner (November 22,
1868-November 7, 1967) served in Congress from
his election in 1902 until 1933, holding the post of
minority leader between 1929 and 1931 and speak-
er of the House for the last two years. He was elect-
ed vice president of the United States on the Demo-
cratic ticket with Franklin D. Roosevelt in 1932 and
1936. Garner was a hard-drinking, poker-playing,
straight-talking politician, who believed that com-
promise always superceded demagoguery. In his
earliest days in the Texas state legislature, he advo-
cated railroad and insurance company regulation.
As he matured politically in the U.S. House,
though, he became more pragmatic in his outlook,
becoming close friends with Republicans as well as
Democrats.
Garner quickly advanced in the Democratic
leadership, becoming the whip in 1911. His pre-
Depression era agenda included legislation provid-
ing construction projects for his district and tariff
protection for agricultural producers. However, his
greatest influence on national politics came from
his behind-the-scenes leadership. He operated a
hideaway office called the Board of Education dur-
ing the Depression and New Deal years, in which
he counseled members on the art of compromise.
His years as speaker were less productive legisla-
tively; he took an increasingly conservative and in-
dependent view of major economic questions on is-
sues such as a national sales tax, which he favored,
thus making it difficult to unify the Democratic con-
gressional opposition to Herbert Hoover and the
Republicans. One historian has called the period an
"interregnum of despair."
Garner made an aborted run for the presidency
in 1932, taking the vice presidential nomination
ENCYCLOPEDIA OF THE GREAT DEPRESSION
385
GARNER, JOHN NANCE
John Nance Garner (seated right) with Franklin D. Roosevelt and Harry Woodring in Topeka, Kansas, in September 1932.
Franklin Delano Roosevelt Library
when it became clear after three ballots that a con-
tinued push for the presidency would likely dead-
lock his party and spell defeat in the November
election. During his first term in office, he master-
minded the strategy necessary for passage of much
of the New Deal legislation and he maintained a
solid working relationship with Roosevelt, differing
with the president on issues such as diplomatic rec-
ognition of the Soviet Union and deficit spending.
Garner's frustration with the vice presidency
emerged after the 1936 election when Roosevelt
pushed to expand membership on the Supreme
Court in 1937 and attempted to purge conservative
southern Democrats from Congress in 1938, moves
that Garner opposed. Garner attempted a run for
the presidency in 1940 but gave up after leading
Texas Democrats refused to back him. His national
political career ended unceremoniously, and Gar-
ner returned to Uvalde, Texas, where his wife later
burned his public papers.
See Also: ELECTION OF 1932; ELECTION OF 1936;
ELECTION OF 1940.
BIBLIOGRAPHY
Garner, John Nance. Scrapbooks. Center for American
History, University of Texas at Austin.
Roosevelt, Franklin D. Papers. Franklin D. Roosevelt
Presidential Library, Hyde Park, New York.
386
ENCYCLOPEDIA OF THE GREAT DEPRESSION
GAYS
A N D
L E S
I A N S
Schwarz, Jordan A. Interregnum of Despair: Hoover, Con-
gress, and the Depression. 1970.
Nancy Beck Young
GASTONIA, NORTH CAROLINA
The strike in the Loray Mill, in Gastonia, North
Carolina, which began in April 1929, had lasting re-
percussions for the community. Though not the
most violent of that year's industrial outbreaks in
the South's textile mills, it has passed into the my-
thology of the American left, largely because its
leaders were not from the country's homegrown
textile unions. Rather, they were young activists
from the National Textile Workers Union (NTWU),
an adjunct of the Communist Party of the United
States.
The immediate cause of the strike was the
steady deterioration of the Loray Mill's working
conditions as management attempted to cut costs
to deal with the industry's massive overproduction.
Quickly the NTWU leadership pictured it as a sym-
bol of capitalism in its death throes. Their propa-
ganda bore little relationship to reality, and the
strike was largely ineffective. Nevertheless the cli-
mate of tension in the town soon led to violence
against the NTWU leadership, who fought back.
National guardsmen were deployed, vigilante
groups patrolled the streets, and in June the town's
chief of police, Orville Aderholt, was fatally shot
during a fracas between deputies and strike leaders.
For the rest of the year the repercussions of his
death kept the town divided. The NTWU leaders
were all charged with Aderholt's murder, and vigi-
lantes took their revenge, murdering one of the
local strike leaders, twenty-nine year old Ella May
Wiggins, a mill worker, mother of nine young chil-
dren, and the strikers' balladeer. Convicted after an
emotive and highly politically charged trial, and
freed on bail pending appeal, most of the strike
leaders escaped into the vastness of the Soviet
Union. No one was ever convicted of Wiggins's
murder, though mill management was generally
believed to have been behind it.
The strike at the Loray Mill was celebrated by
the American left as a serious challenge to capital-
ism, and both Wiggins and the convicted strike
leaders became its martyrs. In fact, the strike was a
comprehensive failure. Never again did Commu-
nist union organizers venture below the Mason-
Dixon line. The territory was deemed too hostile.
Moreover, the violence they had provoked made
the task of organizing southern textile mills even
more difficult for those who followed the NTWU.
The events in Gastonia cast a very long shadow.
See Also: COMMUNIST PARTY; ORGANIZED LABOR;
SIT-DOWN STRIKES; STRIKES.
BIBLIOGRAPHY
Draper, Theodore. "Gastonia Revisited." Social Research
38, no. 1 (1971): 3-29.
Hall, Jacquelyn Dowd; James Leloudis; Robert Korstad;
Mary Murphy; Lu Ann Jones; and Christopher B.
Daly. Like a Family: The Making of a Southern Cotton
Mill World. 1987.
Salmond, John A. Gastonia 1929: The Story of the Loray
Mill Strike. 1995.
John A. Salmond
GAYS AND LESBIANS, IMPACT OF
THE GREAT DEPRESSION ON
The 1930s marked a particularly important moment
for the transformation of sexuality within the Unit-
ed States. While the 1920s, with its economic and
sexual exuberance, significantly rejected Victorian
notions of sexuality, such changes were seen as
much more threatening to the social order with the
economic collapse that began in 1929. The prohibi-
tion era ushered in an increased visibility of homo-
sexuality that peaked in the early years of the De-
pression. Indeed, on the theater and cabaret stages
in large cities, in a number of Hollywood films, and
in popular novels, implicit and explicit images of
gay men and lesbians reached a wide audience. In
speakeasies in New York City's Greenwich Village,
nightclubs in Harlem, cabarets in Times Square,
jazz clubs on Chicago's South Side, upper- and
middle-class men and women enjoyed the specta-
cle of drag performers and mingled with overtly gay
men, lesbians, and transvestites. During prohibi-
ENCYCLOPEDIA OF THE GREAT DEPRESSION
387
GAYS
N D
L E S
I A N S
tion, these commercialized venues coupled sexual
and legal transgressions that gave visibility and ac-
ceptability to homosexuality as an exotic feature of
urban nightlife.
However, as the Depression deepened, homo-
sexuality increasingly symbolized the prohibition
era's excess and frivolity that undermined tradition-
al values. Whereas homosexuality was seen as an
entertaining diversion during the 1920s, by the late
1930s it was viewed much more as a threat to social
and economic stability.
The repeal of the Eighteenth Amendment in
1933 ushered in new state agencies that regulated
the sale of alcohol and set laws regarding the activi-
ties of bars, restaurants, and cabarets. Often these
laws required owners to maintain an "orderly" en-
vironment or risk the loss of their liquor licenses.
While the definition of orderly was often left vague,
these laws had a severe impact on gay and lesbian
sociability because the presence of overtly homo-
sexual patrons was taken as indicative of a disorder-
ly establishment. Police, with the backing of city of-
ficials and community leaders, raided such
establishments and closed them down. Thus, these
agencies became increasingly powerful in control-
ling the nature of social life in the 1930s, and served
as vehicles in the larger campaigns to police homo-
sexuality in the city.
In 1930, the Hayes Office, which was estab-
lished as a self-monitoring agency set up by the film
industry in 1922, instituted a strict Production Code
that censored a range of behaviors on screen. Made
even more stringent in 1934 under pressure from
the Catholic organization the Legion of Decency,
the Production Code censored any film that por-
trayed, among other things, cohabitation, seduc-
tion, violence, nudity, and, more specifically, any
references to homosexuality. While homosexuality
was expressed on screen through highly coded im-
ages, overt references were impossible until the
1960s. Lesbians were often coded as masculine
through clothing, such as Greta Garbo's famous at-
tire in Queen Christina (1933), in which the queen
passionately kisses another woman on screen.
More often, suggestions of lesbianism held tragic
implications, where homosexuality was coupled
with destructive and deadly power. Films such as
Girls in Uniform (1931) and These Three (1936),
based on the hugely successful 1934 Broadway play
The Children's Hour by Lillian Hellman, take place
in all-girl boarding schools, and end with the tragic
death of the lesbian character.
Films suggested the gay nature of male charac-
ters through effeminate behavior and the associa-
tion of these characters with the seedy underworld
of urban culture. Films such as The Warrior's Hus-
band (1933), Sailor's Luck (1933), and Wonder Bar
(1934), which showed two men dancing together,
implied gay characters through feminine body lan-
guage and gestures. Other films, such as Little Cea-
sar (1931) and Blood Money (1933), portrayed sug-
gestive relationships between mobsters and their
sidekicks. In these coded portrayals, gay men and
lesbians were increasingly depicted as tragic victims
set within the margins of society.
Unlike Hollywood producers, publishers were
less constrained by censorship. Radcylff Hall's The
Well of Loneliness was the most popular homosexual
novel of the 1930s, a popularity promoted when its
publisher was taken to court on obscenity charges
in 1929 and ultimately won on appeal. Gertrude
Stein's Autobiography of Alice B. Toklas (1932) and
Djuna Barnes's Nightwood (1936) explicitly portray
relationships between lesbians in the expatriate
community of Paris. These works have become
central to the modernist canon of American litera-
ture. Publishers of more popular literature pro-
duced a number of novels with lesbian themes.
While novels such as Hellcat (1934), Scorpion (1933),
Love Like a Shadow (1935), Queer Patterns (1935),
and Pity for Women (1937) preached a moral disap-
proval of homosexuality, other works such as Gale
Wilhelm's We Too Are Drifting (1935), Sheila Donis-
thorpe's Loveliest of Friends (1931), and Elizabeth
Craigin's Either Is Love (1937) presented less judg-
mental portrayals of lesbian relationships, even as
most of these novels ended with the tragic death or
suicide of the main character.
Publishers were also producing a number of
gay male novels that promoted or proscribed ho-
mosexuality. Popular works such as Blair Niles's
Strange Brother (1931), Andrew Tellier's Twilight
Men (1931), Robert Scully's The Scarlet Pansy
(1932), Kennilworth Bruce's Goldie (1933), Richard
ENCYCLOPEDIA OF THE GREAT DEPRESSION
G E L L
R N
R T H A
Meeker's Better Angel (1933), and Lew Levenson's
Butterfly Man (1934) brought stories of gay male ex-
perience to a large audience. While these works
portrayed the complexities of homosexual experi-
ence, they, like their lesbian counterparts, often
concluded with the tragic demise of the protago-
nist. However, since these works were circulated in
stores and rental libraries in many large cities, they
conveyed a homosexual sensibility that promoted a
shared identity for the men who read them. Indeed,
many of these novels, as well as films, promoted the
formation of a gay and lesbian subculture where
such individuals began to see themselves as part of
a larger group.
Research on sexuality grew significantly in the
1930s as a number of institutions conducted and
published studies investigating the nature of sexu-
ality and homosexuality in particular. La Forest Pot-
ter's Strange Loves: A Study of Sexual Abnormalities
and James Segal's Sex Life in America, along with a
number of other studies, represent the first wide-
ranging, multi-institutional effort to study and ana-
lyze sexuality in the United States. While some of
these studies were sympathetic to homosexuality,
such as the exhaustive study Sex Variants, directed
by George Henry and begun in 1935, most were ef-
forts to cure sexual abnormalities that the research-
ers often explicitly interpreted as a social disease.
Concerns for sexuality entered into many discus-
sions about migrant labor and homelessness. For
example, the writers of Twenty-Thousand Homeless
Men: A Study of Unemployed Men in Chicago Shelters
(1936) suggested that one cause for the men's un-
employment was a lack of normal sexual experi-
ences with women. These studies reflect the era's
concern with gender and sexual abnormalities,
which were increasingly viewed as a crucial social
problem and a threat to the already fragile family
and gender stability brought on by the Depression.
Eventually these studies began to circulate
within legal and legislative venues, effecting the
creation of a whole new set of crimes focused on
sexual deviancy. The term sex crime emerged in
newspapers and court rooms alike, encompassing
a range of behaviors, including rape, child molesta-
tion, indecent exposure, and homosexuality. The
sex crime laws set up the first extensive legislative
efforts that criminalized homosexuality within a
broader category of violent crimes. By the late
1930s, homosexuals were increasingly the target of
violence and scapegoats for social campaigns
meant to "clean up" the moral standards of the
community.
See Also: CHILDREN AND ADOLESCENTS, IMPACT
OF THE GREAT DEPRESSION ON; FAMILY AND
HOME, IMPACT OF THE GREAT DEPRESSION
ON; GENDER ROLES AND SEXUAL RELATIONS,
IMPACT OF THE GREAT DEPRESSION ON.
BIBLIOGRAPHY
Austen, Roger. Playing the Game: The Homosexual Novel
in America. 1977.
Chauncey, George. Gay New York: Gender, Urban Culture,
and the Makings of the Gay Male World, 1890-1940.
1994.
D'Emilio, John, and Estelle Freedman. Intimate Matters:
A History of Sexuality, 2nd edition. 1997.
Faderman, Lillian. Odd Girls and Twilight Lovers: A Histo-
ry of Lesbian Life in Twentieth Century America. 1991.
Freedman, Estelle. "'Uncontrolled Desires': The Re-
sponse to the Sexual Psychopath, 1920-1960." Jour-
nal of American History 74 (June 1987): 83-106.
Henry, George W. Sex Variants: A Study in Homosexual
Patterns, 2nd edition. 1948.
Kahn, Samuel. Mentality and Homosexuality. 1937.
Potter, La Forest. Strange Loves: A Study of Sexual Abnor-
malities. 1933.
Ruso, Vito. The Celluloid Closet: Homosexuality in the Mov-
ies, rev. edition, 1987.
Terry, Jennifer. An American Obsession: Science, Medicine,
and Homosexuality in Modern Society. 1999.
James Polchin
GELLHORN, MARTHA
Martha Gellhorn (November 8, 1908-February 15,
1998) was a relief investigator for the Federal Emer-
gency Relief Administration (FERA) during the
1930s. Gellhorn later provided vivid coverage of the
Spanish Civil War (1936-1939) as a reporter for Col-
lier's Weekly. In addition, she is known for fictional
accounts of her experiences, including What Mad
Pursuit (1934), The Trouble I've Seen (1936), and The
Lowest Trees Have Tops (1967).
ENCYCLOPEDIA OF THE GREAT DEPRESSION
389
6 E N D E R ROLES
A N D
S E
U A L
RELATIONS
Gellhorn began her college studies at Bryn
Mawr in 1924, but she left in 1927 before complet-
ing her degree. She wrote briefly for the Albany
Times Union, and then began sending pieces to The
New Republic, which published her first signed
piece, a review of a Rudy Vallee performance, in
August 1929. Gellhorn then traveled to France in
1930 and struggled to find permanent journalistic
employment for several years.
In October 1934, Gellhorn returned in New
York and secured an interview with Harry L. Hop-
kins, the director of FERA. Her new job required
her to travel extensively and interview average
Americans about their economic well-being, in-
cluding their access to adequate food and medical
care and their overall outlook for the future. She
traveled to small textile towns in North Carolina,
large urban areas such as Boston and Providence,
Rhode Island, and desperate manufacturing towns
like Camden, New Jersey. She wrote Hopkins me-
ticulous reports, detailing malnutrition, rates of tu-
berculosis, lack of running water, and people's in-
ability to secure employment at a living wage. She
severely criticized local relief officials, particularly
for graft and corruption, but she noted that most
people with whom she talked did not blame Presi-
dent Roosevelt. Instead they held him in very high
esteem. She met with Eleanor Roosevelt, and the
two soon became good friends. Gellhorn worked as
a FERA investigator for almost a year, and by the
time she was done, she noted that the mood in the
country was becoming more pessimistic and skepti-
cal regarding the government's plans for reform.
After leaving FERA, she wrote a fictionalized ac-
count of her travels and experiences, published in
1936 as The Trouble I've Seen.
Gellhorn met Ernest Hemingway in 1936, and
they struck up a companionship that later led to a
brief marriage. In March 1937, she arrived in Spain
and began to cover the war for Collier's Weekly. This
launched her journalistic career, and she moved
from the Spanish Civil War, to the tumult in Ger-
many, and finally to World War II.
Following World War II, Gellhorn continued
her focus on wartime reporting, covering the Six-
Day War in the Middle East, the Vietnam War, and
conflicts in Central America. In addition to publish-
ing regular articles in the Atlantic Monthly, Gellhorn
tackled issues of social justice, including the Mc-
Carthy trials, in her novel The Lowest Trees Have
Tops.
See Also: FEDERAL EMERGENCY RELIEF
ADMINISTRATION (FERA); HOPKINS, HARRY.
BIBLIOGRAPHY
Gellhorn, Martha. The Face of War. 1959.
Rollyson, Carl. Nothing Ever Happens to the Brave: The
Story of Martha Gellhorn. 1990.
Williams, Edward A. Federal Aid for Relief. 1939.
Laura J. Hilton
GENDER ROLES AND SEXUAL
RELATIONS, IMPACT OF THE
GREAT DEPRESSION ON
Among the many momentous effects of the mas-
sive unemployment and deprivation caused by the
Great Depression, those on gender roles and sexual
relations can easily be overlooked, but they are pro-
foundly important.
THREATENED MASCULINITY
In most societies, that of the United States
prominent among them, men have traditionally de-
fined their principal roles as being providers and
protectors. The gender definition of a "real man" is
one who has authority, who is in charge. The char-
acter Muley Graves speaks for this understanding
of manhood when he proclaims in John Steinbeck's
The Grapes of Wrath (1939): "Jesus Christ, a man
can't [do something], when he's tol' to!" Men were
seen as the ones who rightfully made decisions.
"Ma looked to Tom to speak, because he was a
man," Steinbeck wrote. "She let him have the
chance that was his right." That "right," however,
was linked to his fulfillment of the roles assigned to
men. For millions of American men who lost their
jobs during the Great Depression, the loss of the
ability to provide for their families posed a direct
threat to their sense of manhood.
It was bad enough for a man's ego to be unable
to provide; it was worse for him to become depen-
390
ENCYCLOPEDIA OF THE GREAT DEPRESSION
GENDER ROLES
A N D
SEXUAL R E L A E I N S
dent on a woman. And this circumstance was more
common during the 1930s than one might expect.
Women's employment increased during the De-
pression, in part because the jobs from which they
had been excluded, such as those in heavy industry,
were most often in the areas of the economy hard-
est hit by the collapse, while some of the jobs that
had been defined as "women's work," such as
teaching, clerical work, and domestic service, were
less severely affected by the Depression.
Many people saw the differential between fe-
male and male employment as a major cause of
male unemployment. "Simply fire all the women,
who shouldn't be working anyway, and hire the
[unemployed] men," Norman Cousins wrote in
1939, summarizing this simplistic argument. "Pres-
to! No unemployment. No relief rolls. No depres-
sion." Such arguments ignored a fundamental fact
about the power of gender roles in the era: No mat-
ter how desperate they were for work, most men
would not consider taking a job that was culturally
defined as "women's work."
It is highly significant in terms of just how pow-
erful was men's desire to avoid threats to their self-
perceived masculinity that many white men during
the Depression were willing to take jobs that had
previously been defined as "Negro work," but not
those that had been classified as "women's work."
While women's employment actually increased
during the Depression, African Americans were
displaced by whites to an extraordinary degree. It
has been estimated that black unemployment
across the United States reached 50 percent in 1932.
But take a job that was "woman's work"? Most
men, it seemed, would sooner starve. The reason
for this rigidity is not hard to discern. If one of the
worst aspects for a man of being unable to provide
was the effect of this circumstance on his sense of
masculinity, taking on a woman's role would be
seen as a remedy worse than the problem. To have
no job was a serious blow to a man's masculinity;
to have a woman's job was to abandon the argu-
ment that one was a "real man" at all.
A fictional depiction of a man attempting to go
against this perception occurs in The Grapes of
Wrath when Preacher Jim Casy offers to perform a
kitchen task and Ma is taken aback. "It's women's
work," she says. "'It's all work,' the preacher re-
plied. They's too much of it to split it up to men's
or women's work.'" More often during the Depres-
sion, though, the problem was that there was too
little work to split it up into men's and women's
work, but the line of division remained sharp none-
theless.
DECREASING DEPENDENCE OF WOMEN
Men without work tended to lose their authori-
ty within the family. "The eyes of the whole family
shifted back to Ma," Steinbeck wrote. "She was the
power. She had taken control." Nor was such a
power shift in families merely a fictional creation.
In his 1940 book Citizens without Work, sociologist
E. Wight Bakke found instances of men who lost
their jobs and within a year or two the center of au-
thority in the family had shifted to the wife.
Steinbeck uses the image of a stick as an appro-
priate metaphor for this transfer of authority from
men to women. "Time was when a man said what
we'd do," Pa Joad complains. "Seems like women
is tellin' now." He threatens to get out his stick to
put women in their place. "Times when they's food
an' a place to set," Ma responds, "then maybe you
can use your stick an' keep your skin whole. But
you ain't a-doin' your job, either a thinkin' or a-
workin'. If you was, why, you could use your stick,
an' women folks'd sniffle their nose an' creep-
mouse aroun'. But you jus' get you a stick now and
you ain't lickin' no woman; you're a-fightin', cause
I got a stick all laid out, too."
Men whose self-perceived masculinity was a
casualty of unemployment yearned for a return to
what they believed to be the natural order of gen-
der. This vision was perhaps best captured in the
words of the 1933 song, "Remember My Forgotten
Man": "Ever since the world began, a woman's got
to have a man."
During the Depression that male profession of
faith in female dependence no longer seemed cer-
tain. We not only see increasing images of women
who don't fit either of the categories in the tradi-
tional dichotomy, we see whores who are "virgins,"
such as Dallas in the 1939 John Ford film Stage-
coach, and women with "sticks," such as Mae West
in She Done Him Wrong and her other films and
ENCYCLOPEDIA E THE 6 R E A E DEPRESSION
391
6 E N D E R ROLES
A N D
S E
U A L
RELATIONS
Scarlett O'Hara in Gone with the Wind. And even if
women didn't have sticks, they still had the female
powers that had for so long been the source of feel-
ings of inferiority in many men, as Steinbeck so
memorably indicated with the novel's ending: a
helpless, starving man being breast-fed by the
Joads' daughter Rose of Sharon. The female is
plainly the provider and the male the dependent
one in that scene.
MARRIAGE AND SEXUALITY IN THE
DEPRESSION
"It's no wonder these young girls refuse to
marry, refuse to rear children," Meridel LeSueur
wrote in her 1932 article, "Women on Breadlines."
She asserted that they were like the women in
some parts of the world "who, when they have
been conquered, refuse to breed."
Such an analysis seemed plausible and, with so
many men unable to fulfill the role of provider,
marriage rates did drop sharply early in the Depres-
sion, reaching a low of 7.9 marriages per 1000 pop-
ulation in 1932, down from 10.1 in 1929. Yet the
rate of marriage rebounded in 1934 and remained
at levels similar to those of the relatively prosperous
1920s for the remainder of the Depression. Birth
rates, which had already been trending downward
in the 1920s as women gained more independence,
declined sharply under the impact of the Depres-
sion. The birth rate in the United States bottomed
out at 126 per 10,000 23-year-old women in the
United States in 1935 (compared with 181 in 1921
and 152 in 1928).
In her 1940 book The Unemployed Man and His
Family, sociologist Mirra Komarovsky found that
sexual activity virtually ceased in some families after
the man lost his job. Another sociologist, Eli Gins-
burg, reported that some women had "supposed it
was [the husband's] right to have sexual relations"
as long as he "was working and supporting her,"
but that changed when he was no longer earning
the pleasure he derived from her acquiescence.
Even for those young people who postponed
marriage, however, sexual desires were not easily
switched off. Nor did the fact that married couples
could not afford to have children mean that most
of them would simply refrain from having sex. Ac-
cordingly, there was a boom in the number and
business of birth-control clinics during the Depres-
sion and, following favorable court rulings in 1930
and 1936, physicians were allowed to provide birth
control devices in most states. Being able to pur-
chase birth control legally was of scant help,
though, to people on relief who had no money. And
it was in such destitute families that it often seemed
more necessary to have sex because the men were
so psychologically devastated and in need of having
their self-respect boosted.
A man shorn of the sources of masculine iden-
tification usually found in the roles of provider and
protector is left with one other means of asserting
his masculinity — the most basic role of his sex.
"You don't know what it's like when your hus-
band's out of work," a woman in California's San
Joaquin Valley told federal relief investigator
Lorena Hickok in 1934. Of course they did not want
to have additional mouths to feed, the woman ex-
plained, "but you don't have any money to buy
anything at the drug store." Abstinence was not a
realistic option, she maintained. "He's gloomy and
unhappy all the time. Life is terrible. You must try
all the time to keep him from going crazy. And
many times — that's the only way," she said, allud-
ing to sexual intercourse.
SNOW WHITE AND THE VISION OF A
RETURN TO GENDER "NORMALCY"
Men in search of their lost masculinity could
turn to Hollywood for the prescription they sought
to cure their ailment. Most notably, Walt Disney's
1938 animated feature, Snow White and the Seven
Dwarfs, reflected the male fears and longings of the
Depression years. The film portrays the "two kinds
of women" view of the world with a vengeance.
The Wicked Queen is a woman with power, like all
too many women seemed, in the view of many
men, to have in the 1930s. The heroine, on the
other hand, is domestic, naive, and finally com-
pletely helpless. Snow White must be restored to
life by a man's kiss, reversing the reality of the De-
pression years for many men, who were in their
own form of sleeping death, from which they could
be brought back to life, however briefly, only by a
woman's "kiss" (i.e., intercourse).
39Z
ENCYCLOPEDIA OF THE GREAT DEPRESSION
GERSHWIN
GEORGE AND IRA
Thus Disney's fairy tale world of 1938 served as
an architect's sketch for a reconstructed post-
Depression (and, as it happened, postwar) world of
gender relations.
See Also: FAMILY AND HOME, IMPACT OF THE
GREAT DEPRESSION ON; GAYS AND LESBIANS,
IMPACT OF THE DEPRESSION ON; GRAPES OF
WRATH, THE; MEN, IMPACT OF THE GREAT
DEPRESSION ON; PSYCHOLOGICAL IMPACT OF
THE GREAT DEPRESSION; "REMEMBER MY
FORGOTTEN MAN"; SNOW WHITE AND THE
SEVEN DWARFS; WOMEN, IMPACT OF THE
GREAT DEPRESSION ON.
BIBLIOGRAPHY
Hapke, Laura. Daughters of the Great Depression: Women,
Work, and Fiction in the American 1930s. 1995.
Kessler-Harris, Alice. Out to Work: A History of Wage-
Earning Women in the United States. 1982.
Komarovsky, Mirra. The Unemployed Man and His Family.
1940.
McElvaine, Robert S. The Great Depression: America,
1929-1941. 1984, 1993.
McElvaine, Robert S. Eve's Seed: Biology, the Sexes, and the
Course of History. 2001.
Melosh, Barbara. Engendering Culture: Manhood and
Womanhood in New Deal Public Art and Theater. 1991.
Mettler, Suzanne. Dividing Citizens: Gender and Federal-
ism in New Deal Public Policy. 1998.
Scharf, Lois. To Work and to Wed: Female Employment,
Feminism, and the Great Depression. 1980.
Steinbeck, John. The Grapes of Wrath. 1939.
Woloch, Nancy. Women and the American Experience, 3rd
edition. 2000.
Robert S. McElvaine
GERSHWIN, GEORGE AND IRA
George Gershwin (September 26, 1898-July 11,
1937) and his brother Ira Gershwin (December 6,
1896-August 17, 1983) were children of Russian
Jewish parents who emigrated to the United States
in the late nineteenth century. Their surname was
changed from Gershovitz to Gershvin and finally to
Gershwin. George studied classical piano at an
early age with Charles Hambitzer and music theory
with Edward Kilenyi. He began writing songs after
working as an accompanist on New York City's Tin
Pan Alley in the early part of the twentieth century.
George Gershwin wrote many popular songs, in-
cluding "Swanee," memorably sung by Al Jolson in
1920, and he soon began writing musicals, which
included Lady Be Good! (1924), Funny Face (1927),
and Girl Crazy (1930). His musical Of Thee I Sing
(1931), a socio-political satire concerning ineffectu-
al government policies, was the first Broadway mu-
sical to win a Pulitzer Prize.
George Gershwin was ebullient, friendly, and
outgoing, whereas his older brother Ira was quiet
and introspective. Nevertheless, they began what
became a long and successful collaboration, com-
bining George's music with lyrics by Ira, who was
a masterful wordsmith. This partnership resulted in
songs that have stood the test of time, including
"The Man I Love" (1924), "Fascinating Rhythm"
(1926), "Someone to Watch over Me" (1926), and
"Embraceable You" (1930). Although written in
1926, Gershwin's "Someone to Watch over Me"
took on special significance for many Americans
during the Depression years. Gershwin sought to
span the chasm between popular and classic musi-
cal styles by writing such works as the piano con-
certo Rhapsody in Blue (1924), An American in Paris
(1928), and a group of preludes for piano. These
compositions contain elements of jazz and blues
couched in traditional romantic orchestration, as
does George Gershwin's folk opera, Porgy and Bess,
produced in 1935. Before writing this opera, which
was based on DuBose Heyward's book Porgy and
set on South Carolina's coastal islands, Gershwin
traveled to South Carolina and lived among the
people portrayed in the book, absorbing their
rhythms, dialect, and culture. He then incorporated
what he had learned into his music for the opera,
with lyrics by Ira. Porgy and Bess was not an imme-
diate success because audiences were confused by
its tone, which was too heavy for Broadway and too
light for serious opera. Though it appeared in 1935
to mixed reviews, it eventually, though not in
George Gershwin's lifetime, became a great success
around the world, possibly the first American opera
to do so.
ENCYCLOPEDIA 01 THE GREAT DEPRESSION
393
GLASS
CARTER
George Gershwin continued to compose and
remained productive until his untimely death in
July 1937. Ira Gershwin later wrote lyrics for other
composers, including Kurt Weill, Aaron Copland,
and Jerome Kern, but he is best known for his col-
laborations with his brother.
See Also: MUSIC.
BIBLIOGRAPHY
Conte, Bob. Portrait of American Music. 1989.
Lloyd, Norman. The Golden Encyclopedia of Music. 1968.
Gershwin, George. Music by Gershwin. Forward. 1975.
Green, Stanley. "The Thirties" in Songs of the Thirties: The
Decade Series. 1989.
Natoma N. Noble
pointed Glass to the U.S. Senate. The efficiency of
the Virginia Democratic Party machine, along with
its tightly restricted electorate, ensured Glass's re-
peated reelection to the Senate. This enabled Glass
to become an early and outspoken critic of the New
Deal. As one of the architects of the national finan-
cial system, he decried currency devaluation and
the abandonment of the gold standard. He believed
such federal programs as the Agricultural Adjust-
ment Administration and Social Security under-
mined states' rights. Illness prevented Glass from
being an active senator after 1942, but he remained
in office until his death in 1946.
See Also: BYRD, HARRY; CONSERVATIVE COALI-
TION; GLASS-STEAGALL ACT OF 1932; GLASS-
STEAGALL ACT OF 1933.
GLASS, CARTER
Carter Glass (January 4, 1858-May 28,1946) was a
U.S. senator from Virginia. Along with his col-
league Senator Harry Byrd, Glass was a leading
member of the Republican-Democratic congressio-
nal coalition that emerged to oppose the New Deal
by 1938. In 1934 Glass declared that the New Deal
"is not only a mistake; it is a disgrace to the Na-
tion." According to historian James T. Patterson,
Glass voted against the Roosevelt administration 81
percent of the time, more than any other Democrat.
Born in Lynchburg, Virginia, Carter Glass
began his career in 1880 as city editor of the Lynch-
burg News; he soon rose to the position of editor
and purchased the newspaper in 1888. As an out-
spoken editor, Glass grew more involved in politics.
He was elected to the Virginia State Senate in 1899,
and in 1901 he served as a delegate to the Virginia
state constitutional convention, where he helped to
devise voting restrictions that disfranchised African
Americans. In 1902, Glass was elected to the U.S.
House of Representatives from the sixth district of
Virginia. As a member of the House Banking and
Currency Committee, Glass was responsible for
drafting the Federal Reserve Act of 1913. A close
ally of President Woodrow Wilson, Glass became
his secretary of the treasury in 1919.
In 1920, upon the death of Senator Thomas
Martin, Virginia Governor Westmoreland Davis ap-
BIBLIOGRAPHY
Palmer, James E., Jr. Carter Glass: Unreconstructed Rebel.
1938.
Patterson, James T. Congressional Conservatism and the
New Deal: The Growth of the Conservative Coalition in
Congress, 1933-1939. 1967.
Smith, Rrxley, and Norman Beasley. Carter Glass: A Biog-
raphy. 1939.
Larissa M. Smith
GLASS-STEAGALL ACT OF 1932
Waves of commercial bank failures and a progres-
sive contraction of credit to businesses and individ-
uals were central features of the economic collapse
beginning in 1930. Both were exacerbated by the
Federal Reserve's policy of reducing the money
supply and by its decision to raise interest rates in
the fall of 1931 with the aim of protecting the value
of the dollar after Great Britain quit the gold stan-
dard. President Herbert Hoover's administration
supported such orthodoxy, but recognized the need
to buttress the banking system and the supply of
credit. The administration's preferred strategy of
bank cooperation and "self-help" via the National
Credit Corporation failed in 1931, in part because
of the unwillingness of leading bankers to lend to
weaker institutions. Hoover was compelled to pro-
39*.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
6 L A S S - S T E A G A L L ACT OF 1933
vide federal loans to banks and other businesses
through the Reconstruction Finance Corporation.
As the credit crisis worsened both Hoover and
Congress supported more liberal credit policies. By
early 1932 a group of governors from the Federal
Reserve temporarily sought a more expansionary
policy based on buying government securities from
banks so as to increase the banks' reserves. The Re-
serve banks could lend only on gold, government
securities, or short-term commercial loans (known
as eligible paper), in line with the conventions of
commercial loan banking theories. However the
banking system's gold reserves appeared inade-
quate; many banks lacked sufficient government
securities or eligible paper to support further bor-
rowing. Banks might also use extra funds to reduce
their overall borrowings, leaving the Federal Re-
serve more reliant on its own gold reserves.
The Glass- Steagall Act of February 1932 was an
emergency measure designed to support the ex-
pansion of bank credit through lending by district
or regional Federal Reserve banks to banks that
were members of the Federal Reserve System.
Sponsored by Senator Carter Glass of Virginia and
Representative Henry Steagall of Alabama, the Act
widened the range of assets against which com-
mercial banks could borrow to include promissory
notes or government bonds if they had no other eli-
gible assets. Senator Glass, who disliked such liber-
alization, ensured that these loans attracted higher
interest rates. The measure eased the immediate
availability of credit between February and August
1932, but the Act did not signal a full commitment
to expansion by the Federal Reserve Board; its pro-
visions were marginal amid the atmosphere of di-
minishing confidence among the public, business-
es, and the banking community. More active use of
the Reconstruction Finance Corporation's powers
and more interventionist banking legislation had to
await the New Deal.
See Also: FEDERAL RESERVE SYSTEM; GLASS,
CARTER; GLASS-STEAGALL ACT OF 1933.
BIBLIOGRAPHY
Burns, Helen M. The American Banking Community and
New Deal Banking Reforms, 1933-1935. 1974.
Chandler, Lester V. America's Greatest Depression,
1929-1941. 1970.
Friedman, Milton, and Anna Jacobson Schwarz. A Mone-
tary History of the United States: 1867-1960. 1963.
Michael French
GLASS-STEAGALL ACT OF 1933
Severe problems in the money markets were readily
visible in the 1920s, but the prevailing economic
prosperity blinded most Americans to the looming
catastrophe. More than 5,600 banks failed during
the 1920s, primarily because of undercapitalization,
over competition, real-estate speculation, and cor-
porate venality, and the stock market rocketed to
new heights based more on mindless euphoria than
on sound company profits. In the process, the line
between commercial banking and investment
banking grew perilously thin, with the money of
millions of depositors leaking into stock and bond
accounts of Wall Street securities affiliates. The
stock market crash of October 1929 created a li-
quidity crisis of unprecedented proportions, leading
to the meltdown of 1932 to 1933, when the nation's
banking system finally collapsed. Senator Carter
Glass of Virginia and Representative Henry Steagall
of Alabama proposed reform legislation, but the
outgoing Herbert Hoover administration refused to
act. In 1931, Congressman Ferdinand Pecora had
launched an investigation of the banking system,
setting the stage for reform legislation.
In March 1933, with President Franklin D. Roo-
sevelt recently inaugurated, Glass and Steagall
found more support in the White House. By then,
of course, the crisis demanded action. The president
had declared a nationwide banking holiday, shut-
ting down every bank in the country and assuring
Americans that only sound banks would reopen.
He also promised reforms in the banking system
that would prevent future systemic catastrophes in
the money markets. During the famous first "One
Hundred Days" of the Roosevelt administration,
Glass and Steagall resubmitted the legislation. Both
houses of Congress passed the measure in mid-
June, and on June 16, 1933, President Roosevelt
signed it into law.
The Glass-Steagall Act, also known as the
Banking Act of 1933, formally separated investment
ENCYCLOPEDIA E THE GREAT DEPRESSION
395
6 I
I 6 6 [ H S
Of 19 3 3
banking and commercial banking and prohibited
individual banks from engaging in both. Each insti-
tution had to declare itself either a commercial bank
or an investment bank, and commercial banks had
one year to divest themselves of securities affiliates.
To prevent panic-stricken depositors from making
runs on banks and forcing them into bankruptcy,
the law established the Federal Deposit Insurance
Corporation (FDIC) to guarantee individual bank
accounts. To limit the possibilities of external ma-
nipulation of domestic money markets, the legisla-
tion also handed over control of the foreign opera-
tions of all Federal Reserve member banks to the
Federal Reserve Board. Commercial banks were al-
lowed to underwrite the securities only of state and
local governments. Finally, the measure tightened
Federal Reserve control over bank credit and pro-
vided more careful coordination of Federal Reserve
open market operations. The Banking Act of 1933
helped restore confidence and liquidity to the
money markets.
See Also: BANKING PANICS (1930-1933); FEDERAL
RESERVE SYSTEM; FEDERAL DEPOSIT
INSURANCE CORPORATION (FDIC); GLASS,
CARTER; GLASS -STEAGALL ACT OF 1932.
BIBLIOGRAPHY
Burns, Helen M. The American Banking Community and
New Deal Banking Reforms: 1933-1935. 1974.
Kennedy, Susan E. The Banking Crisis of 1933. 1973.
Olson, James S. Herbert Hoover and the Reconstruction Fi-
nance Corporation, 1931-1933. 1977.
Olson, James S. Saving Capitalism: The Reconstruction Fi-
nance Corporation and the New Deal, 1933-1940.
1988.
James S. Olson
GOLD DIGGERS OF 1933
In the 1930s, Warner Bros., a studio most often as-
sociated with gangster and social problem films,
also pioneered in the musical genre. Drawing on
the talents of choreographer Busby Berkeley and a
stable of former vaudeville and Broadway perform-
ers, the studio produced three hugely popular back-
stage musicals in 1933: Gold Diggers of 1933, Foot-
light Parade, and 42nd Street. Budgeted at only
$433,000, but ranking second at the box office for
the year, Gold Diggers of 1933 infused its predictable
rags-to-riches romance and show-stopping musi-
cal numbers with a working-class elan and escapist
glamour that appealed to Depression-era audi-
ences.
When Broadway producer Barney Hopkins
(Ned Sparks) can't pay the bills, the cops close
down his show, and plucky chorus girls Polly (the
ubiquitous Ruby Keeler), Carol (Joan Blondell),
Trixie (Aline MacMahon), and Fay (Ginger Rogers)
find themselves out of work and flat broke. Luckily,
Polly's songwriter boyfriend Brad Roberts (Dick
Powell) is really Robert Bradford, the scion of a
wealthy Boston family that is opposed to his career
in show business. Brad puts up the money for
Barney's new show, and Barney hires Brad to write
all the songs. When the male lead gets lumbago on
opening night, the girls and Barney convince the
reluctant Brad that he must step in to save the
show. However, his secret is out and his older
brother J. Lawrence Bradford (Warren William) and
Faneul H. Peabody (Guy Kibbee), the family bank-
er, soon arrive to put a stop to Brad's stage career
and to his marriage to Polly. Offering her a bribe to
leave Brad, J. Lawrence mistakes Carol for Polly.
Thus begins a madcap charade as Carol and Trixie
pretend to be "gold diggers" to teach the blue
bloods a lesson in manners and class. In the end,
of course, the mistaken identity farce is resolved,
true love triumphs over class differences, and each
chorus girl gets her man.
Though Mervyn LeRoy directed the narrative
sections of Gold Diggers, Busby Berkeley both cho-
reographed and directed the wildly extravagant
musical numbers. The ironic opening number,
"We're in the Money," is classic Berkeley: frag-
mented, interchangeable female bodies scantily
costumed in huge gold coins, the precision chore-
ography and elaborate geometric patterns high-
lighted by dizzying close-ups and innovative cam-
era shots. In contrast to the glitzy spectacle and
tongue-in-cheek frivolity of much of the film, Gold
Diggers closes with "Remember My Forgotten
Man," which invokes breadlines, homelessness,
396
ENCYCLOPEDIA OF THE GREAT DEPRESSION
GOLDEN
GATE
INTERNATIONAL
EXPOSITION
( I 9 3 9 - I 9 A )
An elaborate dance number from Mervyn LeRoy's Gold Diggers of 1933. Archive Photos
and the Bonus Marchers, World War I veterans who
had marched on Washington in 1932 demanding
payment for their war service.
See Also: BERKELEY, BUSBY; HOLLYWOOD AND THE
FILM INDUSTRY; "REMEMBER MY FORGOTTEN
MAN."
BIBLIOGRAPHY
Bergman, Andrew. We're in the Money: Depression Ameri-
ca and Its Films. 1971.
Cohan, Steven, ed. Hollywood Musicals: The Film Reader.
2002.
Jennifer Langdon-Teclaw
GOLDEN GATE INTERNATIONAL
EXPOSITION (1939-1940)
San Francisco's rebirth after its 1906 earthquake
and fire culminated in 1939 with the Golden Gate
International Exposition. The fair celebrated the re-
cent completion of two landmark bridges — the San
Francisco-Oakland Bay Bridge, which spans San
Francisco Bay, and the Golden Gate Bridge, which
crosses the strait at the entrance to the Bay. Still in-
tent on capitalizing on boosterism, San Francisco
started planning its third exposition in fifty years in
1934. The Bureau of International Exhibitions, how-
ever, refused to recognize the Golden Gate Interna-
tional Exposition, although it did endorse the 1939
New York World's Fair.
ENCYCLOPEDIA Of THE GREAT DEPRESSION
397
GOLD
S T
N D A R D
The setting for the fair was Treasure Island, an
artificial 400-acre island built on the shoals near
Yerba Buena Island between San Francisco and
Oakland. The Works Progress Administration
chipped in with 300,000 tons of boulders for a sea-
wall that was filled with sand and silt dredged from
the Bay. Treasure Island became accessible by auto-
mobile when the Bay Bridge was completed in
1936. The city was planning to use the island for an
airport once the fair closed.
The fair opened on February 17, 1939, with the
theme "A Pageant of the Pacific." Architect Arthur
Brown, Jr., a beaux arts classicist who designed San
Francisco's City Hall, designed the island's land-
scape and some of the buildings. Brown headed a
panel of architects who decided on a blend of orien-
tal and occidental styles that would symbolize the
city's role linking East and West. Two massive Ele-
phant Towers designed by Donald Macky flanked
the entrance to the island. Ralph Stackpole's
eighty-foot sculpture of the allegorical goddess Pa-
cified was the central emblem of peaceful Oriental
trade. Lewis P. Hobart melded styles in his coral-
colored, quasi- oriental, ninety-foot-tall Arch of Tri-
umph in the Court of Flowers, with included a
fountain called Rainbow Girl by O. C. Malmquist.
George W. Kelham designed the Court of the
Moon and Stars, which was topped by sculptor Et-
tore Cadorin's allegoric Evening Star. Timothy L.
Pflueger's Federal Building featured forty-eight col-
umns for the number of states. The fair also fea-
tured exhibitions of over $40 million worth of "edu-
cational" art, largely from Europe.
Attractions included the Pan-American or
"China" Clipper, promising continuing trade with
Asia. "The Cavalcade of the Golden West" and
"America! Cavalcade of a Nation" provided historic
pageantry. Site themes varied from South Sea Is-
lands to Chinatown to the Old West. There was a
scale model of San Francisco as it was predicted to
appear in 1999 and dioramas of futuristic college
campuses, vacation resorts, and industries.
The entertainment zone featured mechanical
rides and numerous shows by such performers as
Count Basie, Bing Crosby, Eddie Duchin, Benny
Goodman, and the Folies Bergere from Paris. Es-
ther Williams swam in Billy Rose's Aquacade. Sally
Rand, the fan dancer, performed in her Nude
Ranch. Military bands and roaming Mexican folk
musicians played amid camels and rickshaws giving
tourists rides.
Despite predictions of "California's greatest
tourist season," the fair was a financial disaster, los-
ing $4,166,000 in 1939. A court order forestalled
bankruptcy, awarding creditors eighty-two cents on
the dollar and permitting a second season. The fair
closed in the red in September 1940, despite seven-
teen million visitors, most from the West. Stack-
pole's Pacifica fell to planned destruction six weeks
after the Japanese attacked Pearl Harbor in Decem-
ber 1941. The U.S. Navy began using Treasure Is-
land as a base during World War II and continued
to occupy the site until 1997, when the Navy began
the process of turning the island over to the control
of the city of San Francisco.
See Also: NEW YORK WORLD'S FAIR (1939-1940).
BIBLIOGRAPHY
Reinhardt, Richard. Treasure Island: San Trancisco's Expo-
sition Years. 1973.
"San Francisco Golden Gate International Exposition,
1939-40." Donald G Larson Collection on Interna-
tional Expositions and Fairs, 1851-1940. Henry
Madden Library, California State University, Fresno.
Available at: lib.csufresno.edu/subjectresources/
specialcollections/worldfairs/1939sanfrancisco.html
Schnoebelen, Anne. Treasures: Splendid Survivors of the
Golden Gate International Exposition. 2003. Available
at: www.treasureislandmuseum.org/treasures
Blanche M. G Linden
GOLD STANDARD
The end of World War I triggered a heartfelt desire
across much of the world to make a new world. But
when it came to economics, it was a different story.
The spectacular growth of the international econo-
my before 1914 persuaded almost everyone that the
main objective was to recreate the international
gold standard system, a stable currency exchange
mechanism that facilitated the movement of money
and goods around by globe by stabilizing currency
values at a fixed rate.
398
ENCYCLOPEDIA OF THE GREAT DEPRESSION
6 H £ WITH THE
W I H
The war had caused most countries to abandon
"gold," the shorthand term for the mechanism;
however, by 1919 the need to recreate the gold
standard seemed imperative thanks to the currency
instability and inflation that were sweeping Europe.
The lead was taken by the United States and Great
Britain, which, sometimes with the assistance of the
League of Nations, organized stabilization loans
and technical support to help countries back onto
gold, but the lion's share of the work was un-
dertaken by national governments and their central
banks. To be a member of the gold standard, coun-
tries had to follow the three central rules of what
has become known as "orthodox economic policy."
The first two rules applied to governments, which
had to sustain a positive balance of payments
(spending could not exceed income levels) and a
positive balance of trade (exports should exceed im-
ports). The third rule affected central banks, which
were expected to shadow the interest rates of all the
other members of the system and use all their re-
sources to stay on gold when the national currency
was under speculative pressure.
By 1928 forty-four countries had returned to
the gold standard. Cracks in the system quickly
began to appear, however, as countries struggled to
follow the rules of economic orthodoxy, particularly
after 1930. The effective end of the gold standard
order came when its chief supporter, the United
States, left the system on April 19, 1933. A tempo-
rary shortage of gold within the U.S. banking sys-
tem had prompted Franklin Roosevelt to call an ex-
tended bank holiday, but the real reason for the
U.S. break with gold was to free Roosevelt to make
economic policy as he saw fit. Subsequently, inter-
est rates were allowed to fall (bank loans now cost
less) and the dollar fell on the international ex-
change by almost 40 percent, helping prices to rise
and making U.S. exports cheaper and imports from
gold countries more expensive. Equally important-
ly, Roosevelt was now able to increase government
spending.
This U.S. shift in policy greatly increased the
pressures on countries such as France and Poland,
which were still committed to the system. In con-
trast to the 1920s, there were now competing views
on monetary policy, making international co-
operation all the more difficult to achieve given the
increasingly nationalist climate of the 1930s.
See Also: MONETARY POLICY.
BIBLIOGRAPHY
Drummond, Ian M. The Gold Standard and the Interna-
tional Monetary System, 1900-1939. 1987.
Eichengreen, Barry. Golden Tetters. The Gold Standard and
the Great Depression, 1919-1939. 1992.
Feinstein, Charles and Katherine Watson, eds. Banking,
Currency and Tinance in Turope between the Wars.
1995.
Patricia Clavin
GONE WITH THE WIND
Margaret Mitchell's bestselling novel of the Civil
War and Reconstruction revolves around the tem-
pestuous love triangle of fiery southern belle Scar-
lett O'Hara, the noble but weak Ashley Wilkes, and
the dashing scoundrel Rhett Butler. At the story's
opening in the halcyon days of a romanticized Old
South, the willful and spoiled Scarlett schemes to
win Ashley's love, despite his impending marriage
to his cousin Melanie. Over the course of this
thousand-page novel, Scarlett survives the burning
of Atlanta and the devastation of Tara, the O'Hara
family plantation, by the Union army; picks cotton
side-by-side with her former slaves to keep her
family from starving; marries her sister's beau in
order to pay the taxes on Tara; makes a fortune sell-
ing lumber during Atlanta's postwar boom; pro-
vokes a Ku Klux Klan raid on the local shantytown;
and marries Rhett for his money only to find, after
he no longer gives "a damn," that it is Rhett, not
Ashley, whom she truly loves.
Outraged black and liberal critics condemned
Gone with the Wind as an apologia for American rac-
ism, arguing that Mitchell's unabashedly pro-
Confederate depiction glossed over the realities of
slavery and condoned the atrocities of the Klan.
Nonetheless, Scarlett's indomitable will to survive
war, poverty, and heartbreak resonated powerfully
for many readers in the midst of the trials of the
Great Depression and with the prospect of a second
ENCYCLOPEDIA OF THE GREAT DEPRESSION
399
GOODMAN
E N N Y
world war on the horizon. Published by Macmillan
in the summer of 1936, Gone with the Wind sold
over a million copies in the first six months.
Independent producer David O. Selznick pur-
chased the film rights for $50,000, a hefty sum at the
time for the first work of an unknown novelist. The
making of Gone with the Wind, which took three
years and cost over $4 million, became an obsession
for Selznick. His unwillingness to compromise his
grand vision for the film ultimately cost him control
of his studio, Selznick International Pictures. Selz-
nick spent $100,000 on the now-legendary "search
for Scarlett," a brilliant publicity campaign that in-
volved screen tests for dozens of major Hollywood
actresses, including Bette Davis, Paulette Goddard,
and Katherine Hepburn, as well as beauty queens
from around the country. Ultimately the part went
to Vivien Leigh, a relatively unknown British ac-
tress. Fan mail convinced Selznick that only Clark
Gable could play Rhett, and he paid MGM an exor-
bitant sum for Gable's services. Olivia de Havilland
was cast as Melanie, Leslie Howard as Ashley, and
Hattie McDaniel as Mammy.
Capturing the historical sweep and political
themes of Mitchell's epic novel without offending
the sensibilities of either African-American or white
Southern audiences required eleven screenwriters,
including F. Scott Fitzgerald and Ben Hecht, though
playwright Sidney Howard received a sole writing
credit. Similarly, four directors worked on the film,
though only Victor Fleming received screen credit.
Filmed in Technicolor, Gone with the Wind is a visu-
ally opulent extravaganza, thanks to set designer
Lyle Wheeler and production designer William
Cameron MacKenzie, who also directed key scenes,
including the burning of Atlanta.
Gone with the Wind was a blockbuster hit with
mainstream audiences and critics. At the film's pre-
mier in Atlanta on December 15, 1939, over one
million spectators crowded the streets to catch a
glimpse of the motorcade of Hollywood stars. The
film grossed over $1 million on opening weekend
and eventually won eight Academy Awards, in-
cluding Best Picture, Best Director, Best Actress,
and Best Supporting Actress for Hattie McDaniel,
the first African-American to win an Oscar. Though
picketers protested in several major cities, for the
most part black leaders and critics chose to overlook
the film's questionable racial politics and stereo-
typical "darky" performances (particularly Butterfly
McQueen as Prissy), emphasizing instead the more
rounded character of Mammy and the break-
through of McDaniel's Oscar. Ranked as the top-
grossing film for nearly thirty years, Gone with the
Wind is still considered one of the best films ever
made.
See Also: HOLLYWOOD AND THE FILM INDUSTRY.
BIBLIOGRAPHY
Cripps, Thomas. Making Movies Black: The Hollywood
Message Movie from World War II to the Civil Rights
Era. 1993.
Dirks, Tim. One Hundred Greatest Films. "Gone with the
Wind (1939)." Available at: www.filmsite.org
Harmetz, Aljean. On the Road to Tara: The Making of Gone
with the Wind. 1996.
Taylor, Helen. Scarlett's Women: Gone with the Wind and
Its Female Fans. 1989.
Jennifer Langdon-Teclaw
GOODMAN, BENNY
Jazz clarinetist and bandleader Benjamin David
Goodman (May 30, 1909-June 13, 1986) was born
in Chicago, the ninth of twelve children of poor im-
migrant parents. The children worked at early ages
but also studied music. Benny showed talent on the
clarinet, and he soon acquired a professional com-
petence. While in Chicago Benny was exposed to
"hot" African-American jazz, which deeply influ-
enced his tastes.
At sixteen Goodman joined Ben Pollack's rising
orchestra and began touring and recording. In 1929
he began freelancing in New York City to help sup-
port his family. He hoped to form his own band, but
prospects during the Depression were dim. In 1933,
though, the important young jazz promoter John
Hammond (Goodman's future brother-in-law)
hired the clarinetist to lead a recording ensemble.
The two soon created a "hot" orchestra that chal-
lenged the dominance of "sweet" band music.
Skilled white musicians, such as the trumpeter
too
ENCYCLOPEDIA OF THE GREAT DEPRESSION
GOOD
N E I 6
OR POLICY
Bunny Berigan, drummer Gene Krupa, and Good-
man's brother Harry, a bassist, were hired, as was
the African-American arranger and ex-bandleader
Fletcher Henderson. In 1935, appearances on the
NBC Radio program Let's Dance inspired a cross-
country tour. The final engagement at Los Ange-
les's Palomar Ballroom was a wild success. The
band's youthful hot "swing" — performed by white
musicians — arrived just as economic optimism
stirred and young listeners were spending more on
leisure. Extended bookings and recording contracts
resulted; Goodman was dubbed "the King of
Swing," and the big-band era had begun.
Hammond, a civil rights activist, encouraged
the hiring of the pianist Teddy Wilson and the vi-
braphonist Lionel Hampton for recordings also fea-
turing Goodman and Krupa. When the quartet ap-
peared in public with the band, Goodman was
credited by many with breaking jazz's color line.
The combo's brilliant improvisations enhanced
swing artistically and inspired other bandleaders to
integrate. Goodman later hired such fine white and
black players as the trumpeters Harry James and
Cootie Williams and the guitarist Charlie Christian.
The 1938 Carnegie Hall concert, instigated by
Hammond, was a highlight of this period.
In the late 1930s Goodman confronted frequent
personnel changes and competition from other
bands. His popularity fluctuated, but his almost fa-
natical work ethic kept the band (and his own play-
ing) at artistically high levels. After 1940 he would
commission clarinet works from Bela Bartok and
Aaron Copland and increasingly perform classical
music. Jazz's most important white bandleader and
clarinetist, Goodman established his reputation in
his twenties and maintained it for the rest of his
long career.
See Also: BIG BAND MUSIC; ELLINGTON, DUKE;
JAZZ; MUSIC.
BIBLIOGRAPHY
Collier, James Lincoln. Benny Goodman and the Swing Era.
1989.
Firestone, Ross. Swing, Swing, Swing: The Life and Times
of Benny Goodman. 1993.
Goodman, Benny, and Irving Kolodin. The Kingdom of
Swing. 1939.
Burton W. Peretti
GOOD NEIGHBOR POLICY
The term "Good Neighbor Policy" is used to de-
scribe the Latin American policy of the United
States from 1933 to 1945. But the policy did not ac-
tually begin in 1933. During the 1920s there had
been increasing criticism in Latin America that the
United States was an aggressive and overbearing
power. President Herbert Hoover, who was elected
president in 1928, sought an improvement in inter-
American relations and visited a number of Latin
American countries prior to his inauguration. This
conciliatory policy was continued by Hoover's suc-
cessor, Franklin D. Roosevelt. In fact it acquired a
name as a result of part of Roosevelt's inaugural ad-
dress of March 4, 1933, in which he stated that
American foreign policy would in future be dedicat-
ed to "the policy of the good neighbor." The con-
cept of acting as a good neighbor implied equality
and mutual respect among adjacent nations and
was specifically applied by Roosevelt to the coun-
tries of the Western Hemisphere. Thus, it was Roo-
sevelt and not Hoover who became popularly re-
garded as the originator of the Good Neighbor
Policy.
Roosevelt's speech in 1933 affirmed American
good intentions but was vague on detail. Indeed,
the resulting Good Neighbor Policy was neither
planned nor systematically implemented. Behind
the uplifting rhetoric, however, was a desire to pro-
mote commercial relations to help the American
economy recover from the Great Depression. In
practical terms, closer economic contact was se-
cured by the negotiation of a series of reciprocal
trade agreements. Starting with Cuba in 1934, reci-
procity arrangements were concluded with eleven
Latin American countries by 1939. Trade was also
expanded by the creation in 1934 of the Export-
Import Bank to provide foreign countries with cred-
it for the purchase of imports from the United
States. Further inter-American contact and cooper-
ation was achieved by cultural and educational ex-
change programs that facilitated the movement of
scholars and scientists.
For Latin Americans the sincerity of U.S. pre-
tensions to be a good neighbor was contingent on
U.S. disavowal of the policy of military intervention
ENCYCLOPEDIA OF THE GREAT DEPRESSION
401
GOVERNMENT
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T E S F E D E R
in Latin American domestic affairs. Hoover had al-
ready ordered the withdrawal of U.S. marines from
Nicaragua. Roosevelt accelerated a similar plan for
withdrawal from Haiti. The right of the United
States to interfere in Cuba ended in 1934 with the
abrogation of the Piatt Amendment, which had
been incorporated into the 1901 Cuban Constitu-
tion and gave the U.S. the legal right of military in-
tervention in Cuban affairs. Similar evidence of
good neighborliness was illustrated by the U.S. re-
fusal to give military support to American oil com-
panies in their disputes with the governments of
Bolivia and Mexico. These actions contributed to a
distinct improvement in inter- American relations,
so that most Latin American countries joined the
United States in organizing resistance against the
fascist threat posed by Germany and Italy during
World War II. The Good Neighbor Policy was,
therefore, successful in improving the image of the
United States in Latin America. At the same time,
however, the policy also served to increase U.S.
economic and military influence. The Latin Ameri-
can nations were nominal equals of the United
States, but they remained vulnerable to the great
power of their northern neighbor.
See Also: INTERNATIONAL IMPACT OF THE GREAT
DEPRESSION; LATIN AMERICA, GREAT
DEPRESSION IN.
BIBLIOGRAPHY
Gardner, Lloyd C. Economic Aspects of New Deal Diploma-
cy. 1964.
Gellman, Irwin F. Good Neighbor Diplomacy: United States
Policies in Latin America, 1933-1945. 1979.
Wood, Bryce. The Making of the Good Neighbor Policy.
1961.
Joseph Smith
GOVERNMENT, UNITED STATES
FEDERAL, IMPACT OF THE GREAT
DEPRESSION ON
Prior to 1930, the economic role of the federal gov-
ernment was relatively small. Federal civilian em-
ployment barely exceeded 1 percent of total em-
ployment, and the government's share of the gross
national product (GNP) was a mere 1.6 percent.
Aside from veterans' pensions, the federal govern-
ment did not provide a social safety net of transfer
payments to the aged, the unemployed, or the
merely poor. Larger banks were federally regulated,
but there was no federal deposit insurance, and fail-
ures among smaller banks were common in the
1920s. The stock market boom of the 1920s pro-
ceeded without significant federal oversight. Only
2.5 million families paid any federal income tax in
1929.
After 1929, the federal government's economic
role increased substantially. By 1940 its civilian pay-
roll exceeded one million workers, and federal pur-
chases of goods and services accounted for over 6
percent of the GNP. From the New Deal period be-
ginning in 1933 came many programs that have re-
mained important into the twenty-first century,
including Social Security, unemployment compen-
sation, the minimum wage, agricultural price sup-
ports, deposit insurance, and protection for labor
unions.
The decrease in aggregate demand that under-
lay the Depression caused production to fall. By
1933, about one-fourth of the labor force was un-
employed. Falling prices increased the burden of
debt on farmers, business firms, and home owners,
and bankruptcies and foreclosures increased.
The federal government under President Her-
bert Hoover moved promptly to try to deal with the
Depression. Hoover pressed employers not to re-
duce wages, and he increased federal funding for
public works projects. He also persuaded Congress
to reduce income tax rates in December 1929. De-
spite misgivings, he accepted a bill to pay about $1
billion as a bonus to war veterans in 1931. Beyond
this, Hoover opposed giving federal money to the
unemployed. In June 1930, he signed the Hawley-
Smoot Tariff bill, which greatly increased the taxes
imposed on imports. The tariff reduced U.S. im-
ports and helped spread the Depression to other
countries.
Worsening business led to a rising tide of bank
failures, beginning in late 1930. This in turn pro-
voked depositors to withdraw currency and gold
coin. Hoover refused to suspend convertibility of
A02
ENCYCLOPEDIA OF THE GREAT DEPRESSION
GOVERNMENT
N I T E D
STATES F E D E R A L
dollars into gold, and gold outflows exerted a
strong deflationary force. At Hoover's urging, Con-
gress created the Reconstruction Finance Corpora-
tion (RFC) in January 1932. It provided funds to dis-
tressed banks.
The federal government entered the Depres-
sion with a substantial surplus of revenues over ex-
penditures. Hoover was willing to see federal
spending increase as long as it did not lead to deficit
spending. However, as declining incomes led to de-
clining tax revenues and a deficit of $2 billion in
1931, Hoover reduced federal spending and per-
suaded Congress to enact the largest peace-time
tax increase in American history.
ROOSEVELT AND THE NEW DEAL
During the presidential campaign of 1932,
Franklin Roosevelt criticized the deficits under
Hoover, and on taking office in March 1933 he
moved to cut federal spending, including veterans'
benefits. He also suspended the convertibility of
dollars into gold; private individuals were required
to turn in all their gold coins. Roosevelt ordered all
the banks to close and be examined, so the sound
ones could be reopened. When they reopened, de-
positors stopped drawing out funds, and the tide of
bank failures ceased. In June 1933, Congress creat-
ed the Federal Deposit Insurance Corporation
(FDIC), which successfully prevented a recurrence
of the massive deposit withdrawals.
Roosevelt then undertook an extensive eco-
nomic program that sought relief, recovery, and re-
form. Unlike Hoover, Roosevelt was willing to use
federal money to make direct assistance payments
to the unemployed. The Federal Emergency Relief
Act of May 1933 authorized $500 million for such
purposes. In June 1933 the government created the
Public Works Administration (PWA), which was
empowered to undertake government construction
projects that would provide employment and pro-
duce useful infrastructure. Among its many activi-
ties were slum clearance and the development of
public housing projects. These activities were ex-
tended by the U.S. Housing Act of September 1937.
Greater stress on job creation was provided by the
Civil Works Administration (CWA), begun in De-
cember 1933. Lasting for only four months, the
CWA employed approximately five million people
and spent nearly $1 billion. By early 1934, about
one-fifth of American families were receiving direct
benefits from one or more of these programs. The
Works Progress Administration (WPA), established
in August 1935, gave primary emphasis to provid-
ing jobs for the unemployed, with secondary atten-
tion to the quality of the projects undertaken. WPA
employment through the rest of the 1930s averaged
slightly over two million persons. Much more pop-
ular was the Civilian Conservation Corps (CCC),
established in April 1933. It recruited young men
for outdoor work, such as tree planting and improv-
ing national parks.
In May 1933 Congress created the Tennessee
Valley Authority (TV A). Initiated out of the debate
over the disposition of the government power dam
and nitrate plants built at Muscle Shoals, Alabama,
during World War I, the TVA was designed as a
comprehensive economic development plan for the
region. Multipurpose dams provided cheap elec-
tricity and created recreational facilities on the re-
sulting lakes.
In the area of international trade, the high-tariff
policy adopted in 1930 with the Hawley-Smoot
Tariff was modified by the Trade Agreements Act
of May 1934. This authorized the government to
negotiate reciprocal trade agreements with other
countries, providing for mutual reduction of trade
barriers. It helped expand the value of U.S. mer-
chandise exports from $1.6 billion in 1932 to $5 bil-
lion in 1941.
"RECOVERY" MEASURES: THE NATIONAL
INDUSTRIAL RECOVERY ACT AND THE
AGRICULTURAL ADJUSTMENT ACT
The National Industrial Recovery Act of June
1933 authorized — even pressured — business firms
in each industry to adopt codes of "fair competi-
tion." Such codes, when approved by the National
Recovery Administration (NRA), were binding on
all firms in the industry that joined the NRA and
were exempt from antitrust laws. Each code was re-
quired to contain pro-labor provisions, such as
minimum wages, maximum hours, and protection
for collective bargaining. Many of the codes con-
tained provisions to reduce competition. Since the
ENCYCLOPEDIA T THE GREAT DEPRESSION
403
GOVERNMENT
N I T E D
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T E S F E D E R
program did nothing to increase the demand for
goods and services, it also did little to improve em-
ployment and was generally condemned by econo-
mists. The Supreme Court held it to be unconstitu-
tional in 1935. However, measures to limit
competition in individual industries, such as air-
lines, motor transport, petroleum, and coal, were
subsequently adopted.
The New Deal recovery program also involved
agriculture. On average, farm prices in 1932 were 56
percent below their 1929 levels. Raising farm prices
and farm incomes was the major goal of the Agri-
cultural Adjustment Act of May 1933. This legisla-
tion provided for cash benefits to farmers who
agreed to reduce their output. To finance the bene-
fits, the government levied a "processing tax" on
firms that processed farm products. In addition, the
government created the Federal Surplus Relief Cor-
poration, which purchased farm products and dis-
tributed them to needy persons.
In response to these programs and to the inter-
national depreciation of the dollar, farm prices rose
more than 50 percent from 1933 to 1935. The price
increases benefited the wealthiest farmers and
tended to burden consumers in proportion to their
food consumption, falling most heavily on low-
income families.
Like the National Industrial Recovery Act, the
first Agricultural Adjustment Act was declared un-
constitutional, in January 1936. Congress respond-
ed by adopting the Soil Conservation and Domestic
Allotment Act in February 1936. This paid farmers
to reduce output of soil-depleting crops. The sec-
ond Agricultural Adjustment Act of February 1938
sought to implement the principle of the ever-
normal granary — buying up surplus products in
times of abundant production to be carried over for
periods of less abundance. Emphasis tended to shift
from reducing farm output to buying surplus prod-
ucts, but all with the goal of raising farm incomes.
The New Deal "reform" campaign extended
into numerous industries and activities. Notable
were the regulations imposed on corporate finance
by the Securities Act of May 1933 and the Securities
Exchange Act of June 1934. The latter created the
Securities and Exchange Commission (SEC). Any
firm wishing to issue new securities (stocks and
bonds) was required to publish information about
the company and how it would use the money.
Companies whose securities were traded on orga-
nized exchanges were also required to file periodic
reports of their condition and activities. Various un-
fair methods of securities trading, such as insider
trading, were outlawed.
THE LABOR MARKET
The Depression fell heavily on workers through
loss of jobs, shorter hours, and reduced wages.
Labor unions pressed for measures to improve their
bargaining position. In 1932 the Norris-LaGuardia
Act restricted the use of injunctions as an anti-
union practice. As noted, the National Industrial
Recovery Act of 1933 had contained provisions re-
lating to minimum wages and collective bargaining.
In May 1935 Congress enacted the National Labor
Relations Act (Wagner Act), which gave workers
the right to organize unions and to bargain collec-
tively with employers. It also outlawed a number of
anti-union practices and created the National
Labor Relations Board, which had the authority to
conduct elections among workers to determine if
they wanted to be represented by a union. When a
union was certified by the National Labor Relations
Board, the employer was required to bargain with
it in good faith.
In June 1938 Congress approved the Fair Labor
Standards Act, which instituted a minimum wage
law. Employers in interstate commerce were re-
quired to pay workers at least twenty-five cents per
hour and to pay extra for overtime in excess of (ini-
tially) forty-four hours per week, and ultimately
forty hours per week. The minimum wage was
steadily increased over time, as was the proportion
of workers covered by the law.
SOCIAL SECURITY
One of the most far-reaching of New Deal eco-
nomic measures was the Social Security Act of Au-
gust 1935. It created three types of programs: (1)
old-age pensions to be financed by a tax on
wages — benefits were paid as a matter of right, not
according to need; (2) unemployment insurance to
be administered by states, financed by another
wage tax — both of these programs developed into
<,(H
ENCYCLOPEDIA OF THE GREAT DEPRESSION
GOVERNMENT
N I T E D
STATES F E D E R A L
large elements of the federal fiscal system over the
rest of the twentieth century; and (3) federally
funded, state-administered programs to aid low-
income families — benefits were based on need and
financed from general revenue. The most contro-
versial was the program of aid to families with de-
pendent children — "welfare."
From fiscal year 1932 to fiscal year 1940, federal
cash payments to the public roughly doubled, from
$4.8 billion to $9.6 billion. Higher tax rates raised
the government's cash receipts from the public by
almost the same dollar amount, from $2 billion to
$7 billion. Most economists now believe this high-
tax policy held down the potential stimulating effect
of federal expenditures.
The New Deal economic program did not suc-
ceed in producing rapid recovery of production and
employment, but recovery was rapid after the Unit-
ed States went to war in 1941. Most of the relief and
recovery measures lapsed. However, the scale and
scope of the federal government were vastly en-
larged in response to the Depression. Notable areas
that persisted through the twentieth century in-
cluded:
1. Agricultural price supports and production
controls.
2. The social "safety net" associated with Social
Security, which transfers payments to the el-
derly, the unemployed, and the unfortunate.
3. Measures to protect workers through the mini-
mum wage law and support for labor unions.
4. A vast array of regulatory programs directed at
individual industries, including railroads, high-
way transport, airlines, electric power, and nat-
ural gas.
5. Regulation of banking and finance, particularly
through the Securities and Exchange Commis-
sion and the Federal Deposit Insurance Corpo-
ration and through direct loan and loan guar-
antee programs, particularly involving housing.
Influenced to an extent by the macroeconomic
ideas of John Maynard Keynes, the government be-
came committed to "demand management" to pro-
mote full employment, stable prices, and economic
growth. Abolition of the gold standard enabled the
money supply to be controlled by the government
through the Federal Reserve System. Commitment
to the balanced budget was replaced by a willing-
ness to use deficit finance to combat depression. As
a result, no serious economic depression occurred
in the remaining years of the twentieth century.
One of the most significant legacies of the
Great Depression was the dramatically altered rela-
tionship between the people and the federal gov-
ernment. The role of the federal government would
continue to grow in later years, but it is clear that
the decisive shift occurred during the Depression.
See Also: CIVILIAN CONSERVATION CORPS (CCC);
CIVIL WORKS ADMINISTRATION (CWA);
GOVERNMENTS, STATE, IMPACT OF THE GREAT
DEPRESSION ON; NATIONAL INDUSTRIAL
RECOVERY ACT (NIRA); NEW DEAL; SOCIAL
SECURITY ACT.
BIBLIOGRAPHY
Ball, Robert M. Social Security, Today and Tomorrow. 1978.
Benedict, Murray R. Farm Policies in the United States,
1790-1950: A Study of their Origins and Development.
1953.
Bernstein, Irving. The Turbulent Years: A History of the
American Worker, 1933-1941. 1970.
Bernstein, Irving. A Caring Society: The New Deal, the
Worker, and the Great Depression. 1985.
Bodie, Zvi, and Alicia Munnell, eds. Pensions and the
Economy: Sources, Uses, and Limitations of Data. 1992.
Chandler, Lester V. America's Greatest Depression,
1929-1941. 1970.
Daugherty, Carroll R. Labor Problems in American Indus-
try, rev. edition. 1941.
Gagliardo, Domenico. American Social Insurance, rev. edi-
tion. 1955.
Hawley, Ellis W. The New Deal and the Problem of Monop-
oly: A Study in Economic Ambivalence. 1966.
Howard, Donald S. The WPA and Federal Relief Policy.
1943.
Lyon, Leverett S. The National Recovery Administration:
An Analysis and Appraisal. 1935.
Mitchell, Broadus. Depression Decade: From New Era
Through New Deal, 1929-1941. 1947.
Myers, Robert J. Social Security, 4th edition. 1993.
Ohl, John Kennedy. Hugh S. Johnson and the New Deal.
1985.
Peterson, John M. Minimum Wages: Measures and Indus-
try Effects. 1981.
Rapp, David. How the U.S. Got into Agriculture, and Why
It Can't Get Out. 1988.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
405
6 V £ R N M £ N T S
STATE
Rau, Allan. Agricultural Policy and Trade Liberalization in
the United States, 1934-1956: A Study of Conflicting
Policies. 1957.
Rejda, George E. Social Insurance and Economic Security,
6th edition. 1999.
Salmond, John A. The Civilian Conservation Corps,
1933-1942: A New Deal Case Study. 1967.
Temin, Peter. Lessons from the Great Depression. 1991.
"Symposium: The Great Depression." Journal of Economic
Perspectives 7, no. 2 (Spring 1993): 19-102.
Wilcox, Clair, et al., eds. America's Recovery Program.
1934.
Paul B. Trescott
GOVERNMENTS, STATE, IMPACT
OF THE GREAT DEPRESSION ON
The New Deal policies enacted by the Franklin D.
Roosevelt administration during the 1930s in re-
sponse to the Great Depression are traditionally in-
terpreted in terms of how they affected the nation
as a whole. However, New Deal policies also had
a dramatic impact at the state and local level. Be-
cause many officials of state and local governments
were unwilling to work in cooperation with the fed-
eral government, their response to New Deal poli-
cies often did not help the nation to recover as
quickly and fully as it could have.
During the 1920s the states, rather than the
federal government, led social reform efforts by im-
proving schools and highways, establishing mini-
mum labor standards, and regulating corporations.
During this decade, state and local governments ac-
counted for about three-fourths of public spending,
while the federal government discouraged most re-
form efforts, concentrating only on such major re-
forms as prohibition, immigration restriction, and
tariff revision.
State reform efforts, however, could not accu-
rately be called progressive. Most state officials
were only willing to spend money on necessities,
such as hospitals and bridges, and rarely were eager
to fund such non-essentials as factory inspections
and public housing. More importantly, whatever
legislation was enacted by the states was usually
poorly financed, incompetently administered, and
indifferently enforced. Still, the readiness of most
states to go into debt for these social programs
meant that they were poorly prepared for the Great
Depression.
WHY STATE GOVERNMENTS FAILED
Historians offer several explanations for the
failure of state governments to deal with the mag-
nitude of the Depression: (1) diminishing tax reve-
nues, (2) constitutional/statutory debt restrictions,
such as a balanced budget requirement, (3) local-
ism, (4) outdated administrative organizations, and
(5) inefficient and weak political leadership. The
latter three reasons are most relevant to the De-
pression.
The southern states were especially immersed
in localism. The South persisted in clinging to its
traditional "southern way of life" throughout the
Depression. Their region having been forced to suf-
fer defeat and humiliation from the federal govern-
ment during the Civil War and Reconstruction,
southern politicians fought to preserve what they
considered a superior way of life, which they saw
embodied in racial segregation, fundamentalist re-
ligion, and one-party politics. Because political
groups in each southern state were based primarily
in localities, coordinated state action at the federal
level was difficult even under normal conditions.
Similarly, in the fiercely independent West, the re-
curring comment from county officials was similar
to this statement from a Colorado report: "We will
not need nor ask for any help outside our county as
we have a great deal of local pride and will not ask
for outside help as long as we can help ourselves."
Archaic administrative structures were rampant
in state legislatures where inexperienced men, who
were poorly prepared and paid, operated under
outdated constitutions. For example, Pennsylva-
nia's relief agencies broke down completely as 425
state boards under the control of 920 directors han-
dled all public relief.
States benefited significantly from liberal New
Deal programs, yet state politicians often blocked
specific federal initiatives that did not parallel their
conservative views. These defenders of states'
rights did not appreciate the federal government
i.06
ENCYCLOPEDIA OF THE GREAT DEPRESSION
GOVERNMENTS
S T
T E
delving into state matters, but during the Depres-
sion relief funds, employment, and construction
overrode most concerns. Although most politicians
continued to support Roosevelt's general policies,
they increasingly disagreed with his New Deal poli-
cies. Because of this, state politicians often used
corrupt or anti-federal methods against New Deal
programs. In fact, historian Lyle W. Dorsett stated
that politicians could be dishonest and incompe-
tent, but little was said about their behavior as long
as they remained loyal to the president. Mayor Ed
Crump of Memphis, Tennessee, for example, sup-
ported nearly all of Roosevelt's New Deal measures
because they brought thousands of jobs to Mem-
phis. But all federal money first had to pass through
Crump's organization, which was empowered to
appoint local dispensing agents, who distributed to
constituents. Crump's political organization was
the frequently object of federal investigation into
such practices as using federal jobs and relief to co-
erce voters. Even though newspapers such as the
Memphis Press- Scimitar regularly published articles
on the chicanery of the Crump machine, little ac-
tion was taken against Crump because he was a
strong Roosevelt supporter.
FEDERAL GOVERNMENT TO THE RESCUE
From the end of 1929 to 1933, most state gov-
ernments clearly demonstrated that they were inca-
pable of dealing with the economic conditions that
left millions of Americans destitute. Social pro-
grams were often studied rather then implemented,
and most governors were unwilling to call special
sessions to handle the problems. Many governors
and state legislators simply made reassuring, but
hollow, public statements about self-sufficiency.
Unfortunately, many states were deep in debt from
deficit spending during the 1920s, and during the
Depression they strained under rising welfare costs
and falling tax revenues.
State governments eventually called on the
federal government for help, albeit reluctantly.
Roosevelt decisively called for broad executive
power in 1933 and Congress responded quickly.
Such a positive response was primarily due to the
growing realization that national problems, such as
the Great Depression, required national remedies.
After 1933, federal government programs were
much more successful than state efforts in provid-
ing relief and promoting recovery. However, the
New Deal programs were often hampered by the
partnership between federal, state, and local gov-
ernments. For the most part, conflict occurred more
frequently than cooperation between the federal
government and state governments. That conflict
occurred primarily within three areas: (1) the re-
quirement of state matching funds for many New
Deal programs, (2) the federal requirement to cen-
tralize and professionally manage welfare adminis-
tration, and (3) the efforts by state and local politi-
cians to exploit federal money and programs for
their own political advantage.
Various improvements to state governments
helped support the impression that federal match-
ing funds strengthened the states. Eleven states
passed reorganization statutes during the decade,
while others removed administrative control and fi-
nancial responsibility from archaic local units. Most
matching funds came from the newly created (in
1933) Federal Emergency Relief Administration
(FERA), which initially distributed a total of about
$500 million, of which $250 million was targeted for
matching grants, with states contributing $3 for
every $1 of federal funds, and the remaining $250
million earmarked for states facing immediate
emergencies. Over the next two years a total of
about $3 billion was distributed.
In 1933 the FERA offered relief funds, for exam-
ple, to Louisiana. Louisiana officials had requested
additional money, pleading that state funds were
insufficient, while, at the same time, local parishes
exploited the FERA money by inappropriately using
portions of it for unemployable people (FERA's fed-
eral money was reserved solely for employable peo-
ple who were out of work, while state money was
meant for people who were unemployable). By
mid-1939, Louisiana had received about $750 mil-
lion in federal grants and loans, but as the flow of
funds increased, so did state political corruption.
The federal government initiated investigations
into the use of federal relief funds, and numerous
indictments were levied against Louisiana officials.
A number of politicians in other states, including
Governor William Langer of North Dakota, were
convicted of misusing funds and served time in jail.
ENCYCLOPEDIA E THE GREAT DEPRESSION
1.07
GRAND
COULEE PROJECT
A variety of relief and recovery measures were
introduced into Colorado, including approximately
$330 million dollars each month from FERA as long
as state and local funds contributed their share.
However, the Colorado legislature did not approve
any such funds. Because of Colorado's failure to
contribute, the federal government threatened to
remove all federal aid, and pressure from citizens
forced the state to divert highway funds and tax
gasoline sales in order to match federal funds.
Before the Great Depression, politicians all too
often were elected on the basis of their ability to
control the state and demolish opposition. Such
political machines included those of Huey Long of
Louisiana, James Michael Curley of Massachusetts,
and C. Ben Ross of Idaho. Because of New Deal
programs, the 1930s saw noticeable expansion of
performance-based merit systems within the states.
Five states passed workable statutes in 1937 and 6
others applied the merit system to various depart-
ments. After nearly two decades of ignoring perfor-
mance-based policies, the trend toward improving
state merit systems continued throughout the for-
ties, fifties, and sixties. The insistence of FERA ad-
ministrators on merit in order to professionally
manage state governments and later requirements
in 1939 with regard to civil service procedures
helped to increase state administrative efficiency.
Most governors, however, resented federal stipula-
tions calling for merit appointments.
FEDERAL-STATE PARTNERSHIP
Roosevelt's New Deal relief efforts rested large-
ly on the development of a strong federal-state
partnership. A state's support of federal expendi-
tures had little to do with the acceptance or rejec-
tion of the New Deal or any reinterpretation of fed-
eralism. When a state desperately needed
immediate help for relief and recovery, it usually re-
ceived it. In the short-term, the New Deal helped
the states survive the Depression. In the long-term,
the states lost authority to a more powerful federal
government. With a stronger federal government
now in charge, state and local officials had to ac-
count to powerful federal entities for their actions,
and corrupt or inefficient officials were consequent-
ly more likely to lose office.
See Also: GOVERNMENT, UNITED STATES FEDERAL,
IMPACT OF THE GREAT DEPRESSION ON;
SOUTH, GREAT DEPRESSION IN THE.
BIBLIOGRAPHY
Biles, Roger. The South and the New Deal. 1994.
Fabricant, Solomon. The Growth of Governmental Activity
in the United States since 1900. 1952.
Lowitt, Richard. The New Deal and the West. 1984.
Miller, Zane, L. The Urbanization of Modern America: A
Brief History. 1973.
Patterson, lames T. The New Deal and the States: Tederal-
ism in Transition. 1969.
William Arthur Atkins
GRAND COULEE PROJECT
Construction of Grand Coulee Dam, built from
1934 to 1942, began as a New Deal works project.
The dam is located on the Columbia River in east-
ern Washington state north of the semi-arid Co-
lumbia Basin. It remains among the world's most
productive sites for generating hydroelectric power,
irrigates more than one-half million acres (the larg-
est reclamation project in the United States), and
creates the 151 -mile long Lake Roosevelt. Touted
as "the Mightiest thing ever built by a man" by folk-
singer Woody Guthrie when he was employed in
May 1941 by the Bonneville Power Administration
to compose songs about the project, Grand Coulee
was smaller, in fact, than the earth-fill Fort Peck
dam built at the same time in Montana. Still, at the
time of its completion Grand Coulee Dam was the
largest concrete structure in the world. The size and
scope of the project, combined with its rural isola-
tion, resulted in achievements in technology, inno-
vations in employer-provided health care, and the
nation's first completely electric city.
The project was originally proposed in the
1890s as one of two ambitious schemes for irrigat-
ing the Big Bend region; the other proposal would
have resulted in a canal flowing into the region
from the east from near Albeni Falls, Idaho, on the
Pend Orielle River. In the battles between advo-
cates of these contrasting visions for agricultural
1.08
ENCYCLOPEDIA OF THE GREAT DEPRESSION
GRAND C L E E PROJECT
\ 'W&-* r ft
T/je massive Grand Coulee Dam, under construction in 1936 on the Columbia River in Washington. Library of Congress, Prints
& Photographs Division. FSA/OWI Collection
development, and within Congress after the project
began, hyperbolic rhetoric characterized the dis-
pute as between socialism on the one hand, and
undemocratic control of the government and the
economy by under-regulated power companies on
the other. The New Deal promoted federal
government-funded economic development of the
Columbia River and other Western waters in the
name of jobs and reclamation. Grand Coulee's
power production and irrigation established a
strong foundation for economic growth in the Pa-
cific Northwest, but the loss of the salmon fishery
devastated tribal economies.
When construction began the Roosevelt ad-
ministration approved only a low dam, funded
through the Public Works Administration — the low
dam would provide power, but not irrigation. The
MWAK Company began construction in July 1934,
contracted to build a dam 350 feet high above bed-
rock with the proviso that the contract might
change prior to completion. In August 1935 plans
for a higher dam (550 feet above bedrock) were ap-
proved by Congress. After MWAK concluded its
work by completing the foundation in February
1938, Consolidated Builders Incorporated built the
rest of the structure.
ENCYCLOPEDIA E THE GREAT DEPRESSION
409
6 l k P [ 5 OF W H A I H
I U E
Over 12,000 workers were employed over the
course of construction, with as many as 7,400 em-
ployed at one time. Wages were good while there
was work, but most workers endured frequent lay-
offs as the project moved through several stages of
construction, and as cold winters forced slow-
downs. Although a disproportionate number of the
workers were white, American Indians from the
Colville Reservation (which occupies the north
shore of the Columbia where the dam is located)
were also hired, as were some African Americans.
Clearing the land that would be flooded became the
largest single Works Progress Administration proj-
ect, employing two thousand men by the end of
1939.
See Also: BOULDER DAM; PUBLIC POWER; WEST,
GREAT DEPRESSION IN THE AMERICAN; WORKS
PROGRESS ADMINISTRATION (WPA).
BIBLIOGRAPHY
Dietrich, William. Northwest Passage: The Great Columbia
River. 1995.
Guthrie, Woody. Columbia River Collection (sound re-
cording). 1987.
Pitzer, Paul C. Grand Coulee: Harnessing a Dream. 1994.
White, Richard. The Organic Machine: The Remaking of the
Columbia River. 1995.
Woods, Rufus. The 23 Year Battle for Grand Coulee Dam.
1944.
James Stripes
GRAPES OF WRATH, THE
For several years before 1939, John Steinbeck had
been familiarizing himself with the plight of the
Okies, the Depression-era Oklahoma migrants to
Steinbeck's native California. He had written about
oppressed agricultural workers in his 1936 novel In
Dubious Battle and that same year in a series of re-
ports on "the Harvest Gypsies" in the San Francisco
News. Steinbeck had also visited migrant camps
around his hometown of Salinas and at Bakersfield.
In the fall of 1937, he retraced the migrants' west-
ward journey along Route 66. He began his master-
piece in May 1938, and finished the final draft in
late October. The Grapes of Wrath was released by
Viking on April 14, 1939.
The novel tells the story of the Joads, a poverty-
stricken, uneducated, and "dusted out" family of
Oklahoma farmers. The first fifth of the book de-
scribes the desolate and dreary landscape of Dust
Bowl Oklahoma, the Joads' hopeless situation, and
the excruciating decision to load their meager pos-
sessions on an ancient jalopy and head for the
promised land of California. Another fifth of the
novel depicts the arduous cross-country trek and
the hardships endured by the steadily dwindling
Joad family. The rest of the story traces the disap-
pointments of California, disappointments in the
midst of plenty, caused by the selfishness, heartless
dishonesty, and paranoia of the landowners and
their law-enforcement lackeys. The only relief the
Joads know comes during their stay at a "govern-
ment camp," where they temporarily find demo-
cratic self-government, communal good-fellow-
ship, and dignity.
The raw oppression of the migrants leads Tom
Joad and Jim Casy, a former preacher traveling with
the family, to become labor organizers. Casy, a kind
of secularized Christ figure, is killed, and Tom is
forced to leave the family and continue his work in
the shadows. The novel ends with a controversial
scene: The remaining Joads find a starving man in
a barn, and Rose of Sharon, her own baby stillborn
because of the horrid conditions the family faces,
feeds the stranger with her breast milk. Alternating
with the chapters about the family, Steinbeck bril-
liantly inserts brief "interchapters." These comprise
about a sixth of the novel and attempt by dramatic
episodes, eloquent exposition, and sometimes out-
right preaching to generalize and make universal
the experience of the Joads.
The Grapes of Wrath was an instantaneous sen-
sation. Despite angry responses from some who
objected to the novel's "vulgarity," and from some
proud Californians and Oklahomans (one Oklaho-
ma congressman branded the work "a lie, a black,
infernal creation of a twisted, distorted mind"), the
book sold 430,000 copies its first year. It has never
been out of print. It was also adapted into an ac-
claimed film with the same title, produced by Darryl
Zanuck and directed by John Ford and rushed into
release on January 24, 1940.
UO
ENCYCLOPEDIA OF THE GREAT DEPRESSION
GRASSROOTS DEMOCRACY
The novel's high reputation springs in part
from Steinbeck's ability to deftly combine two pur-
poses within the same work. First, he presents a
graphic, realistic, heartrending account of a terrible
social problem of the Great Depression era. In this
way the book resembles other sociological novels,
such as Harriet Beecher Stowe's Uncle Tom's Cabin
(1851-1852) and Upton Sinclair's The Jungle (1906);
like those works, The Grapes of Wrath raised the
awareness and aroused the sympathies of Ameri-
cans. Second, The Grapes of Wrath is a literary tri-
umph, beautifully and movingly written, artistically
interweaving great themes of westward movement,
Biblical sacrifice, human courage and endurance,
the centrality of the family and of women within
the family, the importance of community and
human brotherhood, and the evils of selfish indi-
vidualism. In the end, Steinbeck's skill in employ-
ing magnificent writing to explicate a shocking so-
cial injustice of the 1930s will insure the
continuance of the book's reputation as a national
epic and a classic expression of the courage and vi-
tality of the American spirit in the face of adversity.
See Also: FORD, JOHN; GENDER ROLES AND
SEXUAL RELATIONS, IMPACT OF THE GREAT
DEPRESSION ON; OKIES; STEINBECK, JOHN.
BIBLIOGRAPHY
Davis, Robert Con, ed. The Grapes of Wrath: A Collection
of Critical Essays. 1982.
Ditsky, John, ed. Critical Essays on Steinbeck's The Grapes
of Wrath. 1989.
French, Warren, ed. A Companion to The Grapes of
Wrath. 1963.
Heavilin, Barbara A. Critical Response to John Steinbeck's
The Grapes of Wrath. 2000.
Heavilin, Barbara A. John Steinbeck's The Grapes of
Wrath: A Reference Guide. 2002.
Steinbeck, John. Working Days: The Journals of The
Grapes of Wrath, 1938-1941, edited by Robert De-
Mott. 1988.
David W. Levy
GRASSROOTS DEMOCRACY
Born of desperation and political impotence, grass-
roots democratic action in the 1930s sought to force
government and business leaders to assist in pro-
viding direct assistance to individuals while at the
same time improving overall economic conditions.
As the effects of the Great Depression spread across
the United States, most Americans had few options
for seeking relief. Private charities were quickly
overwhelmed, while state and local governments
did not have the financial resources to combat the
economic crisis. On the federal level, a mechanism
did not exist to provide support for these belea-
guered institutions.
Spontaneous demonstrations erupted across
the nation as more Americans found themselves
entangled in poverty. Starving farmers rioted for
food in the South while their brethren in the Mid-
west violently opposed property foreclosures and
destroyed crops in the hope of increasing farm
prices. In the cities, industrial workers struck for in-
creased wages, apartment dwellers refused to pay
high rent and ignored eviction notices, and proper-
ty owners refused to pay taxes.
Hunger marches held simultaneously in several
cities on March 6, 1930, brought 500,000 people
into the streets demanding government assistance
for the unemployed. Sixteen thousand World War
I veterans marched on Washington, D.C., in June
1932 demanding early payment of their promised
bonus for military service. This grassroots organiz-
ing influenced both of the major political parties
and began to subtly alter the relationship between
citizen and government.
The first major shift came in July 1932 when
Congress passed the Emergency Relief and Con-
struction Act, which authorized the Reconstruction
Finance Corporation to provide $300 million in
loans to states for relief payments and $1.5 million
for public works projects. The relationship between
the federal government and the people evolved
dramatically after the inauguration of President
Franklin Roosevelt in March 1933. The New Deal
programs and government agencies adopted by
Roosevelt and the Congress were not only designed
to provide assistance to the thousands suffering
from economic disaster, but were also a response to
the grassroots activism of the American people.
Several New Deal agencies adopted measures
demanded by citizens. In 1933 the Department of
ENCYCLOPEDIA OF THE GREAT DEPRESSION
411
GREEN
WILLIAM
Agriculture, under the aegis of the Agricultural Ad-
justment Act, ordered the destruction of crops in an
attempt to raise farm prices, just as Midwestern
farmers had advocated. Responding to the discon-
tent over property foreclosures, the Federal Hous-
ing Administration regulated and underwrote
home mortgages. Agitation by Francis Townsend
and his millions of followers for federally guaran-
teed old-age retirement pensions helped lead to the
adoption of the Social Security Act in 1935.
Politics was also influenced by this marriage
between grassroots democracy and government
bureaucracy. Much of the discontent evidenced be-
fore 1933 was absorbed by the New Deal and redi-
rected into the traditional two-party system. Farm-
ers, industrial workers, African Americans, and
progressive liberals recast the Democratic Party, al-
tering the American political landscape. The re-
forms introduced by the Roosevelt administration
transformed the economic and social life of the na-
tion, but they were largely adopted because of
grassroots democracy practiced by the American
people.
See Also: EMERGENCY RELLEF AND CONSTRUCTLON
ACT OF 1932; HUNGER MARCHES.
BIBLIOGRAPHY
Brinkley, Alan. Voices of Protest: Huey Long, Father
Coughlin and the Great Depression. 1982.
Kennedy, David M. Freedom from Fear: The American Peo-
ple in Depression and War, 1929-1945. 1999.
Levine, Lawrence W., and Cornelia R. Levine, eds. The
People and the President: America's Conversation with
FDR. 2002.
McElvaine, Robert S. The Great Depression: America,
1929-1941. 1984.
G. Wayne Dowdy
GREEN, WILLIAM
William Green (March 3, 1870-November 21, 1952)
was a labor leader and president of the American
Federation of Labor (AFL). Green was born in
Coshocton, Ohio, the son of Hugh Green, a coal
miner, and Jane Oram. He completed the eighth
grade and aspired to the Baptist ministry, but at
fourteen he began work as a water boy for the rail-
road. Two years later he became his father's helper
in the mines, and within a few years he was a
skilled pick miner. In 1892 he married Jennie Mob-
ley, daughter of a local miner. In time he fathered
six children, and he remained in the mines for nine-
teen years.
In 1891 Green was elected secretary of his Unit-
ed Mine Workers (UMW) local, and the union
movement became the calling he had once sought
in the ministry. He was elected president of the
Ohio district in 1906. In 1913 miners elected Green
UMW national secretary-treasurer, a post he would
hold until 1924. Also in 1913, Green was appointed
to the powerful AFL executive committee. When
AFL president Samuel Gompers died in December
1924, executive council members chose Green to
succeed him. Green served as AFL president for the
next twenty-eight years.
Although Green was a moralistic man who
pursued a policy of peaceful cooperation with em-
ployers in the 1920s, the Great Depression clearly
proved that his strategy had failed. By 1932, Green's
speeches were replete with militant rhetoric about
the need for "forceful methods" to bring about full
employment. But militancy never suited Green.
With rising rank-and-file pressure to seek legisla-
tive redress, Green happily assumed his chores as
leading lobbyist for labor. His efforts helped to
shape and pass many New Deal reforms, including
the National Industrial Recovery Act (1933), the
National Labor Relations Act (1935), the Social Se-
curity Act (1935), and the Fair Labor Standards Act
(1938).
When many AFL organizing campaigns during
the Depression failed, a rupture developed between
conservative craft union leaders, who dominated
the AFL executive council, and more militant in-
dustrial union advocates. The second group, led by
John L. Lewis of the UMW, pushed for aggressive
campaigns to organize mass-production workers
on an industry wide basis. The defeat of Lewis's
resolutions at the 1935 AFL convention and the
subsequent rise of the Committee for Industrial Or-
ganization (in 1938 to become the Congress of In-
dustrial Organizations, CIO) shaped the remainder
U2
ENCYCLOPEDIA OF THE GREAT DEPRESSION
6 R E E N
E L T TOWNS
of Green's career as a labor official. Green voted
with the executive council majority in 1936 to sus-
pend the CIO unions and in 1938 to expel them. For
the rest of his life his energies would be consumed
by a crusade against the rebel movement. Although
he attended peace conferences with the CIO, the
two labor federations remained divided until after
his death.
By 1939, however, Green's power and influence
within the AFL began to decline with the rise of an
ambitious George Meany in the post of secretary-
treasurer. Green did spearhead a vigorous but un-
successful campaign to repeal the Taft-Hartley Act
of 1947, but by the time of his death in 1952 he had
become a largely forgotten figure.
See Also: AMERICAN FEDERATION OF LABOR (AFL);
CONGRESS OF INDUSTRIAL ORGANIZATIONS
(CIO); LEWIS, JOHN L.; ORGANIZED LABOR;
UNITED MINE WORKERS OF AMERICA (UMWA).
BIBLIOGRAPHY
Bernstein, Irving. Turbulent Years: A History of the Ameri-
can Worker, 1933-1941. 1969.
Madison, Charles A. "William Green: In Gompers' Foot-
steps." In American Labor Leaders: Personalities and
Forces in the Labor Movement. 1950.
Phelan, Craig. "William Green and the Ideal of Christian
Cooperation." In Labor Leaders in America, edited by
Melvyn Dubofsky and Warren Van Tine. 1987.
Phelan, Craig. William Green: Biography of a Labor Leader.
1989.
Craig Phelan
GREENBELT TOWNS
The Greenbelt town program originated as part of
Franklin Roosevelt's New Deal, aiding the poor by
hiring the unemployed to build the towns and then
by providing housing for low-income families.
Placed within the Resettlement Administration
headed by Rexford Tugwell, the Suburban Division,
administered by John Lansill, constructed three
towns: Greenbelt, Maryland, outside of Washing-
ton, D.C.; Greendale, Wisconsin, outside of Mil-
waukee; and Greenhills, Ohio, outside of Cincin-
nati. A fourth, Greenbrook, New Jersey, was
initiated but not completed. Economist Tugwell
yearned for a collectivized society and incorporated
his desires into the town plans, placing an emphasis
on economic and social cooperatives to serve town
residents. Tugwell hoped to have 3,000 such com-
munities built.
Tugwell left the design of the towns to planners
who relied heavily on Clarence Perry's concept of
the neighborhood unit, in which neighborhood
boundaries consisted of major streets, but interior
neighborhood roads carried only local traffic. In
Perry's design, a central area containing shops, a
park, and an elementary school that also served as
a community center provided focus for the neigh-
borhood and were within walking distance of resi-
dents. The planners for Greenbelt and Greenhills
were also influenced heavily by Clarence Stein's
design of Radburn, New Jersey, which utilized su-
perblocks with central greens, separation of auto-
mobile and pedestrian traffic, cul-de-sacs, and
homes facing their gardens with backs facing the
street. In addition, a surrounding greenbelt provid-
ed land for parks or farming.
Frederick Bigger functioned as the chief plan-
ner for all three towns, and Hale Walker was the
town planner for Greenbelt. Tenants first occupied
Greenbelt's 885 rowhouses and apartment units in
September 1937. Justin Hartzog and William
Strong were the town planners for the 676 units of
Greenhills, which looked much like Greenbelt, with
rowhouses and apartments built in contemporary
or "international" style. Residents first moved into
Greenhills in April 1938 and into Greendale in May
1938. Jacob Crane and Elbert Peets, town planners
for Greendale, used recently restored Colonial Wil-
liamsburg, Virginia, as a model for their work,
copying the style of restored Williamsburg for its
public buildings, as well as placing homes only a
few feet from the street. The town consisted of 572
units, of which 274 were single-family detached
homes and the remainder rowhouses.
The greenbelt town program in general and
Tugwell in particular received much negative press
coverage. Congressional critics of the New Deal fo-
cused on the expense of the towns, and business-
men clamored against the perceived communistic
ENCYCLOPEDIA OF THE GREAT DEPRESSION
U3
G U F F E Y - S N V D E R ACE OF 1935
and socialistic aspects. As a result, Tugwell resigned
and Roosevelt dismantled the Resettlement Ad-
ministration at the end of 1936, and the Farm Se-
curity Administration oversaw the completion of
the towns. After World War II, the government re-
solved to sell the towns; in response, town residents
who wanted to maintain their communities as
planned cooperatives formed groups to purchase
the government housing. In both Greenbelt and
Greenhills, residents formed cooperatives to buy
their homes, and Greenhills managed to retain
most of its greenbelt. In 2000, each of the three
towns had a population of about 20,000. The ideas
and plans used in the Greenbelt towns reappeared
briefly in the 1960s with the development of cities
such as Reston, Virginia, and Columbia, Maryland,
and appeared again in the 1990s in the guise of the
New Urbanism or Neotraditional development.
See Also: CFTIES AND SUBURBS; HOUSING;
TUGWELL, REXFORD G.
BIBLIOGRAPHY
Alanen, Arnold R., and Joseph A. Eden. Main Street
Readymade: The New Deal Community of Greendale,
Wisconsin. 1987.
Arnold, Joseph L. The New Deal in the Suburbs, A History
of the Greenbelt Town Program, 1935-1954. 1971.
Knepper, Cathy D. Greenbelt, Maryland: A Living Legacy
of the New Deal. 2001.
Mayer, Albert. Greenbelt Towns Revisited. 1968.
Stein, Clarence S. Toward New Towns for America. 1966.
Cathy D. Knepper
GUFFEY-SNYDER ACT OF 1935
Under Title I of the National Industrial Recovery
Act, the bituminous coal industry in late 1933 draft-
ed a code governing business and labor practices in
an effort to stabilize an industry long plagued by
cutthroat competition and labor conflict. The code
brought higher profits and wages, an increase in
union membership, and a reduction in strikes. But
the industry's peace and prosperity were fleeting,
for within months the code began to collapse in the
face of widespread violations. Thereupon, the Unit-
ed Mine Workers (UMW), with the support of
many operators in the northern coalfields, fash-
ioned a bill to bring stricter controls to the industry
than the National Recovery Administration (NRA)
had provided.
Introduced in Congress in January 1935 by
Senator Joseph F. Guffey and Representative J.
Buell Snyder, both Democrats from Pennsylvania,
the bill initially made little headway. Large con-
sumers of coal contended it would unreasonably
increase prices; southern and western operators
said it would discriminate against low-wage and
nonunion mines; and political conservatives, fear-
ing it would set a precedent for regulatory measures
affecting other industries, questioned its constitu-
tionality.
After the U.S. Supreme Court declared Title I of
the National Industrial Recovery Act unconstitu-
tional in May 1935, proponents of coal stabilization
urged Congress to pass the Guffey-Snyder bill or
see the industry degenerate into chaos, a warning
given added weight when John L. Lewis, head of
the UMW, threatened a strike if Congress did not
act. Nevertheless, the bill remained stalled until
President Franklin D. Roosevelt asked legislators to
leave constitutional questions to the courts,
prompting the House of Representatives to approve
it on August 20 by a vote of 194 to 168 and the Sen-
ate on August 23, 45 to 37.
The Guffey-Snyder Act established a National
Bituminous Coal Commission to determine prices
and approve and enforce trade practices and mar-
keting agreements. It also guaranteed workers the
right to collective bargaining and uniform wages
and hours. To enforce compliance, it prescribed a
penalty tax on the selling price of coal, most of
which would be rebated to those who adhered to
the law.
Sometimes called "a little NRA," the Guffey-
Snyder Act was designed to favor those who had
benefited from the coal code. From the outset,
however, it was ineffective. Operators feuded over
prices, and restraining orders crippled the commis-
sion's authority. Finally, on May 18, 1936, the U.S.
Supreme Court declared the act unconstitutional in
Carter v. Carter Coal Company. In the majority's
opinion, the labor provisions were a federal intru-
4,K
ENCYCLOPEDIA OF E H E G R E A I DEPRESSION
GUFFEY-VINSON A C F OF 19 3 7
sion on states rights and therefore made the price
provisions invalid since the two were inextricably
intertwined.
See Also: COLLECTIVE BARGAINING; GUFFEY -
VINSON ACT OF 1937; LEWIS, JOHN L.;
ORGANIZED LABOR; UNITED MINE WORKERS
OF AMERICA (UMWA).
BIBLIOGRAPHY
Halt, Charles Eugene. "Joseph P. Guffey: New Deal Poli-
tician from Pennsylvania." D.S.S. diss., Syracuse
University. 1965.
Hawley, Ellis W. The New Deal and the Problem of Monop-
oly: A Study in Economic Ambivalence. 1966.
Johnson, James P. The Politics of Soft Coal: The Bituminous
Industry from World War I through the New Deal.
1979.
Schlesinger, Arthur M., Jr. The Age of Roosevelt, Vol. 3: The
Politics of Upheaval. 1960.
John Kennedy Ohl
GUFFEY-VINSON ACT OF 1937
In May 1936 the U.S. Supreme Court invalidated
the Guffey- Snyder Act, a measure enacted in 1935
to curb the destructive effects of cutthroat competi-
tion in the bituminous coal industry through agree-
ments on business practices and prices and the im-
provement of wages and labor conditions. Anxious
to preserve the essentials of the act, proponents of
federal legislation to stabilize the industry, primari-
ly operators in the northern coalfields and the Unit-
ed Mine Workers (UMW), pressed Congress to ap-
prove a revised measure, minus the labor
provisions the court had found objectionable.
Sponsored by Senator Joseph F. Guffey, Democrat
of Pennsylvania, and Representative Fred Vinson,
Democrat of Kentucky, it passed the House of Rep-
resentatives in June 1936, but was killed in the Sen-
ate by a filibuster.
Aided by the decisive Democratic victory in the
1936 election and the growing political power of
John L. Lewis, head of the UMW, the bill's propo-
nents in 1937 overcame the opposition of southern
operators, who had argued that it would negate the
competitive advantage they enjoyed from the use of
low-wage nonunion labor. The House approved
the bill without a record vote on March 11, while
the Senate passed it on April 5 by a vote of 58 to 18.
The Guffey-Vinson Act, which was to run for
four years, provided for a National Bituminous Coal
Commission (NBCC) with authority to determine
minimum prices for coal and enforce marketing and
fair practices agreements. Almost immediately im-
plementation floundered. Patronage squabbles in-
volving the filling of the hundreds of posts within
the NBCC divided the commissioners, and the pro-
cess of getting operators to establish coal classifica-
tions and fix prices dragged on for years, running
afoul of the regional splits that had long bedeviled
the industry. Complaints about increased prices
from such large consumers of coal as railroads and
public utilities and disputes over the lack of public
hearings added fuel to the commission's difficulties.
Tiring of the turmoil, President Franklin D. Roose-
velt in the summer of 1939 transferred the NBCC's
functions to the Department of the Interior.
Despite Roosevelt's action, the wrangling over
prices continued, and not until October 1940 did
the coal authorities promulgate the minimum
prices sought by northern operators and the UMW.
By this time prices were already climbing because
of the emerging war economy, eliminating the need
for minimum prices. Nevertheless, Congress in
1941extended the Guffey-Vinson Act for two more
years, but in 1943, no longer seeing any need for
legislation to protect operators and miners from
competitive pressures, Congress let the act die
when it reached its legal limit.
See Also: GUFFEY-SNYDER ACT OF 1935; LEWIS,
JOHN L.; ORGANIZED LABOR; UNITED MINE
WORKERS OF AMERICA (UMWA).
BIBLIOGRAPHY
Halt, Charles Eugene. "Joseph P. Guffey, New Deal Poli-
tician from Pennsylvania." D.S.S. diss., Syracuse
University. 1965.
Hawley, Ellis W. The New Deal and the Problem of Monop-
oly: A Study in Economic Ambivalence. 1966.
Johnson, James P. The Politics of Soft Coal: The Bituminous
Industry from World War I through the New Deal.
1979.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
U5
G U T
R I E
WOODY
Woody Guthrie, 1943. Library of Congress, Prints &
Photographs Division, New York World -Telegram and the Sun
Newspaper Photograph Collection
St. Clair, James E., and Linda C. Gugin. Chief Justice Fred
M. Vinson of Kentucky: A Political Biography. 2002.
John Kennedy Ohl
GUTHRIE, WOODY
Woodrow Wilson Guthrie Quly 14, 1912-October 3,
1967) was arguably the most influential songwriter
and performer in twentieth-century American folk
music. As the first major artist to combine tradition-
al American folk melodies with lyrics about con-
temporary political, social, and personal concerns,
Guthrie left behind an unparalleled collection of
ballads and populist anthems. Both his music and
performing style have continued to influence artists
long after his death.
Guthrie was born in Okemah, Oklahoma. As a
youth, he saw his family disintegrate in a series of
personal and financial tragedies. During his adoles-
cent years, he worked odd jobs and learned the gui-
tar in his spare time. When the dust storms of 1935
hit the area, Guthrie took his guitar and drifted,
hitchhiked, and hopped freight trains, eventually
joining other "Okie" refugees in California. Already
a keen observer of the world, Guthrie became radi-
cally politicized by what he saw and experienced
there. Empathizing with the migrant orchard work-
ers, union organizers, and other victims of greed
and social injustice, Guthrie channeled his populist
patriotism and moral outrage into songwriting.
Singing his plainspoken lyrics in high nasally vocals
to the tune of simple chords and melodies derived
from traditional Appalachian folk songs, Guthrie
established a mythic voice for beaten-down Ameri-
cans. Radio performances from Los Angeles won
Guthrie wide renown, especially with intellectuals
and activists associated with the Popular Front and
the Communist Party.
In 1939 Guthrie moved to New York City,
where he became more active in left-wing politics,
writing articles for Communist newspapers and
penning some of his best-known songs, including
"God Blessed America" (usually known as "This
Land Is Your Land"). A passionate antifascist and
champion of the Popular Front, Guthrie felt dis-
mayed and conflicted by the Nazi- Soviet nonag-
gression pact of 1939. But the 1941 German inva-
sion of the Soviet Union removed any doubts that
he had about the need for America to enter World
War II. Guthrie emblazoned his guitar with the slo-
gan, "This Machine Kills Fascists," and he contrib-
uted to the war effort not only with patriotic ballads
like "Reuben James," but by serving for two years
in the American merchant marine. Upon returning,
he resumed his songwriting and toured in the late
1940s with his protege Pete Seeger and the Alma-
nac Singers. Cold War blacklists and a debilitating
affliction with Huntington's chorea limited Guth-
rie's activities in his later years, but in the 1960s a
new generation of songwriters and performers re-
vived both his songs and his spirit with their own
contemporary folk music.
A prolific songwriter with far more versatility
than his common image suggests, Guthrie's sub-
U6
ENCYCLOPEDIA OF THE GREAT DEPRESSION
GUTHRIE
WOODY
jects ranged from political corruption and hunger to
romantic love and children's songs. But he has al-
ways been best known for his Dust Bowl ballads
and common-man anthems written in the late
1930s and first recorded in 1940 by folklorist Alan
Lomax. These included songs about poverty and
deprivation ("Dust Bowl Blues" and "I Ain't Got No
Home"), greed and intolerance ("Do Re Mi" and
"Vigilante Man"), and odes to mythical heroes and
outlaws ("Pretty Boy Floyd" and "Tom Joad"). The
first few verses of his most famous composition,
commonly known as "This Land Is Your Land,"
rank among America's most recognizable anthems.
Less well known are the rest of the original lyrics,
which include reference to the traveling narrator
being obstructed by a sign reading "Private Proper-
ty" and witnessing hungry people waiting outside
a relief office.
A figure of towering importance in the history
of both folk and popular music, Woody Guthrie
helped to revolutionize what songs could mean in
American culture. His 1988 induction into the Rock
and Roll Hall of Fame speaks to a legacy that tran-
scends the boundaries of Depression-era topical
songs. The moral authority and personal integrity
at the heart of Guthrie's music truly make him a
hero for all artists who have aspired to move the
conscience and soul of an audience with a song.
See Also: "BALLAD OF PRETTY BOY FLOYD;" MUSIC.
BIBLIOGRAPHY
Guthrie, Woody. Bound for Glory. 1943.
Guthrie, Woody. Dust Bowl Ballads (sound recording).
1995.
Klein, Joe. Woody Guthrie: A Life. 1980.
Lomax, Alan, comp., and Pete Seeger, ed. Hard Hitting
Songs for Hard Hit People. 1967.
Santelli, Robert, and Emily Davidson, eds. Hard Travelin':
The Life and Legacy of Woody Guthrie. 1999.
Woody Guthrie Foundation and Archives. Available at:
http://www.woodyguthrie.org
Bradford W. Wright
ENCYCLOPEDIA OF THE GREAT DEPRESSION
417
HAGUE, FRANK
Of all the bosses who ruled their machines during
the 1930s, none exerted greater power or held it
longer than Mayor Frank Hague (January 17,
1876-January 1, 1956) of Jersey City, New Jersey.
Hague's influence not only made him the most
powerful Democrat in his state, it helped nominate
Franklin D. Roosevelt and delivered New Jersey's
electoral vote to Roosevelt in all four presidential
elections in which Roosevelt ran. Critics con-
demned Hague as the "Hitler of Hudson County,"
where he was also accurately called "the law."
Hague's career began in a Jersey City slum
known as the Horseshoe, where he was born to
Catholic parents. Juvenile delinquency, tempered
by an occasional appearance at Sunday Mass, char-
acterized his childhood. A sixth-grade dropout,
Hague learned the political game from local Demo-
cratic bosses and became mayor in 1917. Thirty
years would pass before he relinquished power.
During the Depression, Hague's machine cared
for the poor, built social clubs for the middle class,
and gave tax breaks to the rich and money to all re-
ligions, especially the Catholic Church. People
loved and feared the dapper mayor. In 1932 he
dropped his support for Al Smith and delivered
New Jersey to Franklin D. Roosevelt for the first of
four consecutive presidential elections.
In turn, the New Deal funneled massive
amounts of patronage and money, as well as nu-
merous projects, through Hague's organization.
Choosing to ignore the machine's scandals, Roose-
velt allowed the Jersey boss to add hundreds of
thousands of federal jobs and millions of dollars to
the power that the machine already wielded
throughout the state. The Public Works Adminis-
tration (PWA), the Civil Works Administration
(CWA), and the Works Progress Administration
(WPA) enabled the mayor to exert national influ-
ence and near total control over New Jersey. The
machine coerced 115,000 CWA and WPA employ-
ees to support its candidates. As a result, Hague
manipulated governors, senators, and congressmen
because he could (sometimes illegally) produce
huge election-day majorities.
Roosevelt wanted to prosecute the machine's
criminals, but he also wanted to provide Depres-
sion relief and New Jersey's electoral vote, both of
which the mayor controlled. This reality proved
crucial to Roosevelt's election to an unprecedented
third term in 1940. Thanks to 173,000 ballots pro-
duced by the mayor in Hudson County, Roosevelt
overcame Wendell Willkie's lead of 101,500 and
won the state's electoral vote by a plurality of
71,500. Although most of the ballots were legal,
critics complained of extensive fraud.
U9
A M M E T T
D A S
I E L L
The New Deal's Department of Justice did not
investigate Republican complaints because Roose-
velt appreciated the electoral and legislative sup-
port rendered by the machine and its senators and
representatives. For these and other reasons, Roo-
sevelt never got around to ousting the totalitarian
mayor who outlasted him by two years before vol-
untarily retiring in 1947. When Frank Hague died
on New Year's Day, 1956, obituary writers noted
that his rule constituted perhaps the most excep-
tional exhibition of power wielded by any city lead-
er in American history.
See Also: ELECTION OF 1932.
BIBLIOGRAPHY
Childs, Marquis. "Dictator — American Style." Readers
Digest 33 (1938).
Conners, R. J. "The Local Political Career of Mayor Frank
Hague." Ph.D. diss., Columbia University, 1966.
Dorsett, Lyle W. Franklin D. Roosevelt and the City Bosses.
1977.
McKean, Dayton D. The Boss: The Hague Machine in Ac-
tion. 1940.
Steinberg, Alfred. The Bosses. 1972.
J. Christopher Schnell
HAMMETT, DASHIELL
Dashiell Hammett (May 27, 1894-January 10, 1961)
was born on a tobacco farm in St. Mary's County,
Maryland, and raised in Baltimore, where he at-
tended school until the age of 14. He worked for
several years in low-paying jobs before joining the
Pinkerton National Detectives, where he gathered
the detective lore that would be crucial to his later
writing. During World War I, he served in the Army
(though without leaving the United States) and
contracted a case of tuberculosis that would com-
promise his health for the remainder of his life. In
the mid-twenties, Hammett began publishing sto-
ries in the pulp magazine Black Mask, where the
verisimilitude of his detective fiction soon made
him the magazine's marquee writer. Leaping to the
prestigious publishing house of Alfred A. Knopf,
Hammett published four novels in quick succes-
sion: Red Harvest and The Dain Curse (1929), The
Maltese Falcon (1930), and The Glass Key (1931).
Widely praised for their streamlined construction
and their coolly dispassionate tone, the novels
made Hammett an instant literary celebrity, suc-
cessful with popular readers and prominent intel-
lectuals alike.
Yet, though he achieved fame during the early
thirties and though he influenced writers who
would become successful later in the decade, Ham-
mett was not truly a writer shaped by the Depres-
sion. His most significant work was done during
the late twenties and reflected the attraction to in-
tellectual sophistication prevalent among intellec-
tuals at the time. Emphasizing the professional skill
of his detective heroes, Hammett's fiction placed
great stress on the values of discipline and expertise
and showed consistent doubtfulness about the in-
telligence of ordinary people. By 1931, his burst of
creative energy was drawing to a close. After The
Glass Key, Hammett published one additional
novel, The Thin Man (1934), whose renowned wit
barely conceals the fears of the novel's playboy de-
tective that he is slipping toward decadence.
For the remainder of the thirties, the bulk of
Hammett's energies were devoted to left-wing po-
litical activity, to which he and his lover, the play-
wright Lillian Hellman, were fiercely committed.
During World War II, he served as an enlisted man
on an Alaskan military base. In 1951, he served six
months in federal prison for contempt of court after
he refused to disclose the names of contributors to
the bail bond fund of the Civil Rights Congress, an
organization associated with the Communist Party,
of which he was a trustee. Hammett died in 1961.
See Also: HARD-BOILED DETECTIVES; LITERATURE.
BIBLIOGRAPHY
Hammett, Dashiell. The Dain Curse. 1929.
Hammett, Dashiell. The Maltese Falcon. 1930.
Hammett, Dashiell. The Glass Key. 1931.
Hammett, Dashiell. The Thin Man. 1934.
Johnson, Diane. Dashiell Hammett: A Life. 1985.
Layman, Richard. Shadow Man: The Life of Dashiell Ham-
mett. 1981.
Sean McCann
WO
ENCYCLOPEDIA OF THE GREAT DEPRESSION
A P P V DAYS ARE HERE AGAIN
HANSEN, ALVIN
Alvin Harvey Hansen (August 23, 1887-June 6,
1975) transformed American economics from 1933
to 1945. Born into a Danish family in Viborg, North
Dakota, Hansen studied economics at Yankton
College and the University of Wisconsin. He taught
at Wisconsin and Brown University before joining
the University of Minnesota, where he worked from
1919 to 1937. Known for his Business Cycle Theory
(1927), Hansen advised Social Science Research
Council commissions and Secretary of State Cordell
Hull on international trade policy. Hansen came to
Keynesian economics via orthodox ideas in the
work of Knut Wicksell, Arthur Spiethoff, Joseph
Schumpeter, Gustav Cassel, and E. H. Robertson.
Combining these with his interest in business cy-
cles, Hansen evolved into an advocate of govern-
ment compensatory spending policy.
In September 1937, Hansen moved to Harvard
University to teach the Fiscal Policy Seminar with
Dean John H. Williams. Participants included John
Kenneth Galbraith, Walter S. Salant, Paul A. Sam-
uelson, and James Tobin. In December 1938 in the
presidential address to the American Economic As-
sociation, Hansen presented his "secular stagna-
tion thesis." Lagging private investment, consumer
credit, and decreased federal spending led to long-
term stagnation. As population, land, natural re-
sources, and technological innovation slowed, the
economy went through a structural shift with few
private investment opportunities. Only more con-
sumer and government spending could spark in-
creased production, consumption, and employ-
ment. On May 16, 1939, Hansen testified about his
policy ideas before the Temporary National Eco-
nomic Committee in Congress.
Between 1935 and 1943, Hansen advised the
Social Security Board, the National Industrial Con-
ference Board, the Federal Reserve Board, and the
National Resources Planning Board (NRPB). When
he promoted Keynesian spending policy in NRPB
pamphlets during the war, outraged conservatives
in Congress demanded abolition of the board. In
1958, he retired from Harvard. Known as the
"American Keynes," Hansen helped to educate an
entire postwar generation of Keynesians who
changed professional economics into a policy disci-
pline.
See Also: ECONOMISTS.
BIBLIOGRAPHY
Barber, William J. "The Career of Alvin H. Hansen in the
1920's and 1930's: A Study in Intellectual Transi-
tion." History of Political Economy 19 (1987): 191-205.
Barber, William J. Designs within Disorder: Franklin D.
Roosevelt, the Economists, and the Shaping of American
Economic Policy, 1933-1945. 1996.
Brazelton, W. Robert. "Alvin Harvey Hansen: Economic
Growth and a More Perfect Society: The Econo-
mist's Role in Defining the Stagnation Thesis and in
Popularizing Keynesianism." American Journal of
Economics and Sociology 48 (1989): 427-440.
Galbraith, lohn Kenneth. "How Keynes Came to Ameri-
ca." New York Times Book Review (May 16, 1965). Re-
printed in A Contemporary Guide to Economics, Peace,
and Laughter. 1972.
lones, Byrd L. "The Role of Keynesians in Wartime Policy
and Postwar Planning, 1940-1946." American Eco-
nomic Review 62 (May 1972): 125-133.
Lekachman, Robert. The Age of Keynes. 1966.
Miller, lohn E. "From South Dakota Farm to Harvard
Seminar: Alvin H. Hansen: America's Prophet of
Keynesianism." The Historian 64 (2002): 603-622.
Rosenof, Theodore. Economics in the Long Run: New Deal
Theorists and Their Legacies, 1933-1993. 1997.
Sweezy, Alan. "The Keynesians and Government Policy,
1933-1939." American Economic Review 62 (May
1972): 116-124.
Patrick D. Reagan
"HAPPY DAYS ARE HERE AGAIN"
This popular song was written by lyricist Jack Yellen
and composer Milton Ager in 1929 for a joyous
scene in the MGM motion picture Chasing Rain-
bows, in which American soldiers celebrate the ar-
mistice that concluded World War I. When the
composer asked the lyricist to suggest a title for a
song to fit the celebratory scene, Yellen uttered the
first phrase that popped into his head, "Happy
Days Are Here Again."
Although the motion picture was not released
until 1930, "Happy Days Are Here Again" was pub-
ENCYCLOPEDIA E THE GREAT DEPRESSION
1.21
A R D
OILED
DETECTIVES
lished in sheet music. George Olsen's society or-
chestra performed it at New York's Hotel Pennsyl-
vania on October 24, 1929, which was Black
Thursday, the day of the stock market crash. Noting
the discrepancy between his despondent audience
and the ebullient sentiments of the song, Olsen
passed out the music to his musicians and told his
soloist to "sing it for the corpses." The audience
roared with laughter, rose, and danced, shouting
the title phrase sardonically with the singer.
The song became an ironic anthem for the
Great Depression, a risible counterpart to the grim
"Brother, Can You Spare a Dime?" "Perhaps the
success of 'Happy Days Are Here Again,'" Michael
Lasser observes in American Song Lyricists,
1920-1960 (2002), "derives from its directness and
naivete. The brief lyric has only two words of more
than one syllable. Its sentiments are as simple as its
words ... Its narrow melodic range, its insistent
repetition of the title, and triple rhymes ('here
again/ clear again/ cheer again') zip us through the
chorus."
In 1932, then-Governor Franklin Delano Roo-
sevelt took "Happy Days Are Here Again" as the
theme song for his presidential campaign because
its optimistic sentiments and rousing melody reso-
nated with his hopes that the New Deal would
bring back prosperity. The party used it again for
the campaigns of John F. Kennedy, Hubert Hum-
phrey, and other nominees.
The song has become an enduring expression
of optimism in the face of dire events, and it has
transcended its era to become a familiar standard.
In 1963, the American Society of Authors, Compos-
ers, and Publishers, the licensing organization that
controls performing rights for the songs of the
twentieth-century's greatest songwriters, named
"Happy Days Are Here Again" as one of sixteen
songs on its All-Time Hit Parade, alongside classic
songs by such songwriters as George and Ira
Gershwin, Irving Berlin, and Cole Porter.
See Also: MUSIC.
BIBLIOGRAPHY
Craig, Warren. Sweet and Lowdown: America's Popular
Songwriters. 1978.
Ewen, David. American Songwriters: An H. W. Wilson Bio-
graphical Dictionary. 1987.
Lasser, Michael. "Jack Yellen," in American Song Lyricists,
1920-1960, edited by Philip Furia. 2002.
Philip Furia
HARD-BOILED DETECTIVES
The hard-boiled detective story is a genre of popu-
lar fiction that reached the height of its creative ex-
pression and popular acclaim during the middle
decades of the twentieth century. Focusing on the
exploits of tough, often cynical detectives who rely
on their fists, wits, and the skills of their trade as
much as on their intellects, the hard-boiled crime
story created a workingman hero especially suited
to the industrial city. Pitching him against intracta-
ble sources of corruption, the genre tended to con-
vey a populist anger at the abuses of the wealthy
and powerful that made it particularly appealing
during the Depression.
Hard-boiled detective stories first appeared in
pulp magazines of the mid-1920s, especially the re-
nowned Black Mask, in which they drew directly on
pre-existing conventions of the western and of
nineteenth-century urban melodrama. Adapting
those conventions to the modern city, such innova-
tive writers as Dashiell Hammett and Carroll John
Daly used the genre to explore the anxieties created
by the crime wave that accompanied Prohibition.
Like the closely related gangster fiction of the peri-
od, such as W. R. Burnett's Little Caesar (1929),
hard-boiled crime fiction portrayed a disordered
city in which traditional legal institutions were too
corrupt or impotent to secure justice. In novels such
as Daly's The Hidden Hand (1928) or Hammett's Red
Harvest (1929), hard-boiled writers depicted their
hero's often extra-legal efforts to search out the
roots of corruption and to impose order on a law-
less environment.
While the genre grew steadily in popularity in
the pulps through the 1920s, it came to new promi-
nence during the 1930s as Hammett and later Ray-
mond Chandler brought sophistication and intel-
lectual prestige to the fiction. Chandler, who began
his literary career during the mid-1930s, was partic-
ularly important in adapting the genre to concerns
422
ENCYCLOPEDIA OF THE GREAT DEPRESSION
A R L A N
COUNTY
raised by the Depression. Abandoning the cool
skepticism of Hammett's fiction, Chandler imag-
ined his detective hero as a knight-errant crusading
for justice in a corrupt world and driven by senti-
mental affection for the victims of an unjust society.
In subsequent years, many other writers would
follow Chandler and use the genre as a potent vehi-
cle for exploring corruption and social injustice,
making the hard-boiled detective story an ever-
vital vein of popular mythology. Beginning with
John Huston's film adaptation of The Maltese Falcon
(1940) and Howard Hawks's version of The Big
Sleep (1946), the hard-boiled story also became a
staple of the movies and, from there, of radio and
TV.
See Also: CHANDLER, RAYMOND; HAMMETT,
DASHIELL; HEROES; HOLLYWOOD AND THE
FILM INDUSTRY; LITERATURE; LITTLE CAESAR.
BIBLIOGRAPHY
Chandler, Raymond. The Big Sleep. 1939.
Chandler, Raymond. Farewell, My Lovely. 1940.
Hammett, Dashiell. The Maltese Talcon. 1930.
Hammett, Dashiell. The Glass Key. 1932.
Nolan, William F. The Black Mask Boys: Masters in the
Hard-Boiled School of Detective Fiction. 1985.
Sean McCann
HARLAN COUNTY
Harlan County, Kentucky, is a rural county located
in a major coal-mining region in the Appalachian
Mountains. The county became nationally famous
in 1931 and 1932 when it was the site of one of the
earliest and bloodiest labor battles of the decade.
The desperation and the courage of the miners of
Harlan County, and the violent repression visited
upon them by the coal operators of the region when
they attempted to organize a union, attracted na-
tional attention.
Most of the miners in Harlan County were local
people, with deep roots in the Appalachian coun-
tryside. By contrast, the coal operators were primar-
ily absentee owners. There was virtually no other
industry in the region. The result was that the coal
operators tightly controlled the Appalachian com-
munities. They owned the houses in which the
miners lived, the stores from which they bought
food, and even the funeral homes that would bury
them when they died. The miners, however, shared
an intense local culture, giving them a measure of
political independence from the coal operators.
When the Great Depression hit the coal fields,
the paternalism that had characterized coal town
life vanished. Coal operators slashed wages and
fired thousands of miners. Workers contacted the
United Mine Workers (UMW), which was at that
time a fragile organization with low membership,
and started to organize. The first mass meetings
were held in February and March of 1931. The com-
panies responded harshly, immediately evicting
thousands of miners from their homes. In April,
2,800 men, women, and children from Harlan
County marched into town and demanded money
and food from the company. Strikes spread through
the coal fields. On May 5, one hundred armed min-
ers engaged in open warfare with company depu-
ties in a skirmish that left one miner and three com-
pany men dead. Hundreds of state troopers arrived
to quell the conflict, and the UMW, overwhelmed,
declared that the miners were on their own. Even
though over 11,000 miners joined the union in the
spring organizing drive, the UMW did not have the
institutional resources to provide strike relief.
Still seeking to organize, the miners turned to
the National Miners' Union, a group that was sup-
ported by the Communist Party. The National Min-
ers' Union attempted to organize a strike beginning
in the first days of January 1932. On the eve of the
strike, two miners were shot and killed, and in the
days that followed, organizers were arrested and
more people were killed. One 19-year-old organiz-
er who had come from New York was murdered;
his body was sent back to New York and thousands
of people marched in a funeral procession from
Penn Station to Union Square. But under the re-
pression of the coal operators and their deputies,
the strike fell apart.
Unionism finally came to Harlan County in
May 1933, when section 7(a) of the National Indus-
trial Recovery Act recognized the legal right of
ENCYCLOPEDIA 01 THE GREAT DEPRESSION
1.23
A R L E M
RIOT (1935)
workers to organize unions. The UMW organized
the coal mines in a matter of months. By autumn
of 1933, the workers signed their first collective bar-
gaining agreement with the coal operators.
One of the most important things about Harlan
County is that it attracted national attention to the
plight of the coal miners, much as the civil rights
demonstrations of the early 1960s brought the in-
justice of segregation to the awareness of the na-
tion. In late 1931, novelist Theodore Dreiser and a
team of writers came down to report on (as Dreiser
put it) "terrorism in the Kentucky coalfields." And
during the strike, writer Waldo Frank organized an
"Independent Miners Relief Committee" to bring
food to the miners. Busloads of northern college
students came South to support the miners, hand-
ing out food and copies of the Bill of Rights. Flor-
ence Reece's song, "Which Side Are You On?" also
served to spread the word about the conflict, and
became a lasting favorite of labor and civil rights ac-
tivists.
For people around the country, the Harlan
County uprising of the early 1930s demonstrated
the limits of the company paternalism and welfare
capitalism of the 1920s. In this way, it helped pave
the way for the Wagner Act of 1935, which guaran-
teed workers the right to organize and created a
legal process for attaining union recognition. The
northern writers and organizers who told the story
of Harlan County to the rest of the country helped
to cast union organization as American and demo-
cratic, and the actions of the companies as tyranni-
cal, violent, and arbitrary. Finally, the ultimate vic-
tory of the miners showed that even under the most
difficult conditions, in the most rural communities,
workers could organize and win union representa-
tion. The mineworkers' union, with its stronghold
in Harlan County and Appalachia, would remain a
powerful force in the United States throughout the
1930s, 1940s, and the entire postwar era.
See Also: APPALACHIA, IMPACT OF THE GREAT
DEPRESSION ON; UNITED MINE WORKERS OF
AMERICA (UMWA); "WHICH SIDE ARE YOU
ON?"
BIBLIOGRAPHY
Dreiser, Theodore, et al. Harlan Miners Speak: Report on
Terrorism in the Kentucky Coal Fields. 1932.
Gaventa, lohn. Power and Powerlessness: Quiescence and
Rebellion in an Appalachian Valley. 1980.
Hevener, lohn W. Which Side Are You On? The Harlan
County Coal Miners, 1931-39. 1978.
Kopple, Barbara, director and producer. Harlan County,
U.S.A. 1976.
Taylor, Paul F. Bloody Harlan: The United Mine Workers
of America in Harlan County, Kentucky, 1931-1941.
1990.
Kim Phillips -Fein
HARLEM RIOT (1935)
On the afternoon of March 19, 1935, Lino Rivera,
a 16-year-old Puerto Rican youth, was observed
stealing a ten-cent pocket knife from the E. H.
Kress store on 125th street in New York's Harlem.
When two store employees attempted to detain
him, Rivera resisted, biting both of his captors. A
police officer was called. To avoid a hostile crowd
gathering at the front of the store, the patrolman
escorted the suspect from the store through the
basement to a rear entrance. Rumors began to cir-
culate that Rivera had been beaten by the police.
Soon reports claimed that he had been killed. Police
attempted to persuade irate shoppers that no harm
had come to the boy, but they refused to be calmed.
At 5:30 the store was closed and the crowd spilled
out onto the streets. A group of men tried to hold
a public meeting to protest the alleged beating, but
two speakers were arrested and charged with "un-
lawful assembly."
The mob spread to 7th Avenue and Lennox Av-
enue, smashing store windows and looting shops
as they went. More than five hundred police officers
were summoned to put down the disturbance. They
were pelted with rocks and bottles; eight were in-
jured. The New York Times reported that one hun-
dred people were treated at local hospitals. Four
people, three of them African American, died from
injuries suffered during the night of rioting. More
than one hundred persons were arrested. Two hun-
dred stores were sacked and property damage was
estimated at two million dollars.
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ENCYCLOPEDIA OF THE GREAT DEPRESSION
R R I S N
V R N
P A T
The following day, Mayor Fiorello La Guardia
claimed that the riot was "instigated and artificially
stimulated by a few irresponsible individuals." Dis-
trict Attorney William C. Dodge announced that he
was launching a grand jury investigation into Com-
munist influence behind the rioting. Rev. Adam
Clayton Powell, Jr., writing in the New York Post,
discounted charges of radical agitation. He blamed
the unrest on "empty stomachs, overcrowded tene-
ments, filthy sanitation, rotten foodstuffs, chiseling
landlords and merchants, discrimination in relief,
disenfranchisement, and ... [a] disinterested ad-
ministration."
The committee of prominent citizens appointed
by LaGuardia to investigate the causes of the riot
found no evidence that it had been instigated by
Communists, terming it a "spontaneous outbreak."
Their unpublished report echoed Powell's charges,
identifying the riot's causes as "the injustices of dis-
crimination in employment, the aggressions of the
police, and the racial segregation." Another factor,
not mentioned by the committee, was the "don't
buy where you can't work" campaign against white
merchants organized by Powell and other commu-
nity activists.
The Harlem Riot has been identified by sociolo-
gist Allen D. Grimshaw, in his work Racial Violence
in the United States (1969), as the first manifestation
of a "modern" form of racial rioting. He cites three
distinctive features that set it apart from previous
instances of urban racial conflict: (1) violence "di-
rected almost entirely against property," (2) the ab-
sence of clashes between racial groups, and (3)
"struggles between the lower-class Negro popula-
tion and the police forces." Previous race riots had
been characterized either by mobs of whites attack-
ing blacks or by clashes between groups of both
races. Most subsequent racial disturbances would
resemble the Harlem riot.
See Also: AFRICAN AMERICANS, IMPACT OF THE
GREAT DEPRESSION ON; BLACK METROPOLIS;
DON'T BUY WHERE YOU CAN'T WORK
MOVEMENT; RACE AND ETHNIC RELATIONS.
BIBLIOGRAPHY
Greenburg, Cheryl. Or Does It Explode?: Black Harlem in
the Great Depression. 1998.
Greenberg, Cheryl. "The Politics of Disorder: Reexamin-
ing Harlem's Riots of 1935 and 1943." Journal of
Urban History (18) 1984: 395-411.
Paul T. Murray
HARRISON, BYRON "PAT"
Byron Patton ("Pat") Harrison (August 29,
1881-June 22,1941) was a United States senator
and strategist for major New Deal legislation. He
was born in Crystal Springs, Mississippi, to Robert
A. Harrison, a Civil War veteran, and Anna Patton
Harrison. He was educated in the public schools of
Crystal Springs and attended Louisiana State Uni-
versity on a baseball scholarship for two years.
Later, while a high school teacher and principal, he
studied law in the evenings. After admission to the
bar in 1902 he moved rapidly into political office
through election for two terms as a state district at-
torney and then U.S. congressman from 1911 to
1919.
Harrison was an ardent supporter of President
Woodrow Wilson, but his reservations about signif-
icant aspects of New Freedom legislation suggested
that Harrison was not truly committed to progres-
sivism. In 1918, as a strong advocate of Wilson's
preparedness program, however, Harrison defeated
the obstructionist James K. Vardaman in a cam-
paign for the U.S. Senate. He was reelected three
times. During the 1920s, as one of the leaders of the
Democratic minority, he was known as an effective
and zestful "gadfly."
The ascension of the Democrats to majority
control in 1933 placed Harrison as chair of the Fi-
nance Committee, where he wielded enormous in-
fluence based on congressional longevity and a
happy combination of personal qualities that made
him perhaps the most popular man in the Senate.
He was a consummate legislative broker who suc-
ceeded in steering to passage major components of
the New Deal: fourteen revenue bills, including the
Wealth Tax Act (1935) and the undistributed profits
tax (1936); the 1935 Social Security Act and the
1939 amendments; the National Industrial Recov-
ery Act; and the Reciprocal Trade Agreements Acts
ENCYCLOPEDIA 01 THE GREAT DEPRESSION
1.25
A T C H ACT
F
19 3 9
of 1934 and 1940. Harrison's support of the early
New Deal was based upon his devotion to the
Democratic Party and the exigencies of the Great
Depression. He differed with President Franklin D.
Roosevelt over revenue measures that redistributed
wealth and New Deal reform that veered toward
social engineering. The president's support for the
election of Alben W. Barkley as Senate majority
leader in 1937, a contest Harrison lost by one vote,
led to an open break. The breach was not healed
until Roosevelt turned to Harrison in 1940 to win
passage of the Lend-Lease Act. He was voted in
1939 by Washington correspondents as the most
influential of all senators. In January 1941, six
months before his death due to colon cancer, Harri-
son became Senate president pro tempore.
See Also: DEMOCRATIC PARTY.
BIBLIOGRAPHY
Harrison Papers, Williams Library, University of Missis-
sippi. Oxford.
Patterson, James T. Congressional Conservatism and the
New Deal Coalition. 1967.
Swain, Martha. "The Lion and the Fox: Senator Pat Har-
rison and President Franklin D. Roosevelt." Journal
of Mississippi History 38 (1976): 333-359.
Swain, Martha. Pat Harrison: The New Deal Years. 1978.
Martha H. Swain
HATCH ACT OF 1939
The Hatch Act of 1939 banned federal employees
from participating actively in political campaigns or
from using their official positions to coerce voters.
The Pendleton Act of 1883 and several executive or-
ders had limited partisan political activity by career
civil servants. During the 1930s, the number of fed-
eral government relief workers ballooned. Conser-
vative Democrats and Republicans hoped to pre-
vent Democratic President Franklin Roosevelt's
administration from using relief monies to influ-
ence congressional primaries and elections. In
1938, New Deal liberal candidates seeking renomi-
nation or to unseat conservative Democrats in Ken-
tucky, Tennessee, and Pennsylvania were accused
of diverting Works Progress Administration (WPA)
funds to enhance their electoral prospects. The
Senate Campaign Expenditures Committee upheld
those accusations in January 1939.
Democratic Senator Carl Hatch of New Mexico
complained that several relatives of rival New Mex-
ico Democratic Senator Dennis Chavez had coerced
WPA officials. In January 1939 Hatch introduced
legislation prohibiting the assessment or solicita-
tion of funds from WPA employees and the remov-
al of any personnel because of refusal to change po-
litical affiliation. Section 9 prevented federal
officials and workers from using their positions to
interfere in presidential or congressional primaries
or elections. Enforcement was left to department
heads, and violators were subject to a $1,000 fine or
imprisonment for one year.
Hatch Act supporters claimed that a politically
neutral civil service would achieve an impartial gov-
ernment and protect federal workers from coercion
or threats by superiors. Critics countered that the
Hatch Act was vague and overly broad, denied mil-
lions of federal employees freedom of speech and
association, and discouraged political participation
among political activists.
The Senate adopted the Hatch measure in April
1939 and the House followed suit in July. President
Roosevelt disliked Section 9, but reluctantly signed
the bill into law on August 2. The Hatch Act initially
magnified the influence of local bosses, rural legis-
lators, and labor unions. The original law, therefore,
was extended in 1940 to include 250,000 state em-
ployees paid wholly or partially from federal funds
and to require the nonpayment and removal of vio-
lators. A 1950 amendment reduced the penalty to
90 days suspension without pay.
Divided Supreme Courts upheld the constitu-
tionality of the Hatch Act in 1947 and 1972, regard-
ing public employment as a privilege subject to rea-
sonable conditions. The Commission on Political
Activity of Government Personnel in 1966 recom-
mended relaxing restrictions and penalties. In 1993
Congress adopted the Federal Employees Political
Activities Act, which permitted most federal civil
servants to run for public office in nonpartisan elec-
tions, contribute money to political organizations,
and campaign for or against candidates in partisan
elections.
W6
ENCYCLOPEDIA OF THE GREAT DEPRESSION
W L E Y
S M T
TARIFF
See Also: WORKS PROGRESS ADMINISTRATION
(WPA).
BIBLIOGRAPHY
Eccles, James. The Hatch Act and the American Bureaucra-
cy. 1981.
Ponessa, Jeanne. "The Hatch Act Rewrite." Congressional
Quarterly Weekly Report (13 November 1993):
3146-3147.
Porter, David L. Congress and the Waning of the 'New Deal.
1980.
Porter, David L. "Senator Carl Hatch and the Hatch Act
of 1939." New Mexico Historical Review 47 (April
1973): 151-164.
David L. Porter
HAWKS, HOWARD. See GANGSTER FILMS.
HAWLEY-SMOOT TARIFF
The Hawley-Smoot Tariff Act of June 17, 1930, was
the final act in a phase begun in the 1860s, during
which, with occasional counter movements, duties
on imports increased, particularly under Republi-
can administrations. The destabilizing economic ef-
fects of World War I led Congress to raise duties
substantially via the Fordney-McCumber tariff in
1922 in response to the traditional protectionist
pleas from manufacturers in labor-intensive indus-
tries. The trigger for renewed tariff debate in 1929
was the crisis in American agriculture. After facing
high prices and increasing indebtedness during the
wartime expansion, American farmers experienced
an abrupt collapse of prices, land values, and in-
comes in the early 1920s. With increased world pro-
duction, the terms of trade shifted against primary
producers, especially for staples crops. In response,
a vocal and more politically organized farm lobby
campaigned for various public policies to alleviate
their economic problems. New measures attempt-
ed to bolster farm credit, but schemes to raise agri-
cultural prices via federal intervention were vetoed
by President Calvin Coolidge in 1927 and 1928.
In 1929 President Herbert Hoover called a spe-
cial session of Congress to consider the agricultural
crisis; one result, fourteen months later, was the
Hawley-Smoot Act. The pro-tariff elements among
the farming interests included western sugar beet
growers, wheat producers, and farmers who were
vulnerable to imports from Canada. Once the con-
gressional debate was initiated, these groups
formed a coalition with labor-intensive manufac-
turers; through standard lobbying and political
deal-making, the coalition persuaded Congress to
extend the scale and scope of the increased duties
on agricultural produce and selected manufactured
products. In the latter case, the Hawley-Smoot Act
built on the 1922 tariff. Overall Hawley-Smoot sub-
stantially increased U.S. tariff levels. Indeed, the ef-
fective levels of duties, which were fixed in dollar
terms, increased steeply as the general level of
prices fell during the economic slump. President
Hoover had a mixed view of the tariff bill, but was
not prepared to veto a measure that was in line with
Republican trade policies.
The consequences of the Hawley-Smoot Tariff
Act remain debatable. The early and conventional
view was that the higher tariffs were a key step in
the downward spiral of protectionism in the early
1930s. This interpretation stressed the decline in
imports to the United States and the associated fall
in incomes overseas as contributing to the interna-
tional transmission of the slump. Hawley-Smoot
was also associated with a spread of protectionism
overseas, either in retaliation or in response to the
loss of export earnings. More recently, economic
historians have noted that trade was a relatively
small sector of the U.S. economy, and duties would
have advantaged domestic producers, so Hawley-
Smoot was not a major contractionary force domes-
tically. Many European nations had already extend-
ed their protection of farmers in the late 1920s, so
the American action continued a trend rather than
initiating it. Even so, Hawley-Smoot signaled an
American emphasis on domestic priorities and a
further constraint on flows of trade and finance that
compounded the destabilization of the internation-
al economy in 1930 and 1931.
See Also: INTERNATIONAL IMPACT OF THE GREAT
DEPRESSION.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
W7
E A L T
A N D
NUTRITION
BIBLIOGRAPHY
Eichengreen, Barry. "The Political Economy of the
Smoot-Hawley Tariff." Research in Economic History
12 (1989): 1-43.
Engerman, Stanley L., and Robert E. Gallman. The Cam-
bridge Economic History of the United States, Vol. 3:
The Twentieth Century. 2000.
Fearon, Peter. War, Prosperity, and Depression: The US
Economy, 1917-45. 1987.
Schattschneider, E. E. Politics, Pressure, and the Tariff: A
Study of Free Private Enterprise in Pressure Politics, as
Shown in the 1929-30 Revision of the Tariff. 1935.
Michael French
HEALTH AND NUTRITION
The Great Depression was both the cause of in-
creased suffering and a decline in the health status
of millions of Americans, and, through the New
Deal, the occasion for some of the most innovative
and substantive federal reforms in American health
care. Ironically, while some historically disadvan-
taged groups, especially rural Americans, gained
greater access to health care than they had had
prior to the Depression, this period also marked the
beginning of one of the worst scandals in American
public health and medical ethics.
The massive unemployment and wage cuts of
the early years of the Depression had a conspicuous
negative effect on the ability of workers and farmers
to take care of their medical needs and assure ade-
quate nutrition for their families. As a result there
was a marked decline in the quantity and quality of
health care for those in the lower income brackets,
a consequent increase in doctors having to provide
free consultations, and an increase in free care in
clinics and hospitals. Rural areas, especially in the
South, were particularly hard hit, with about half of
the South's population not capable of paying for
medical care. Cities slashed their appropriations for
health and sanitation, and some used fear of conta-
gion to justify violence against migrants and the
dispossessed who gathered in Hoovervilles within
their borders.
Some studies suggest that those on relief were
almost twice as likely to endure a chronic disease
as those who made $3,000 a year (a moderate in-
come), but other studies suggested that those who
had fallen from middle-class or strong working-
class positions suffered the most because of their
unwillingness to take advantage of food and relief
programs. One study found, for instance, that in
several major cities undernourishment increased
noticeably among school children of families who
had undergone a dramatic decline in their econom-
ic fortunes.
Out of these conditions, cities and states started
to provide food and medical care as early as 1930,
but these efforts were soon overwhelmed by the
massive need, and in 1933 the New Deal's Federal
Emergency Relief Administration intervened to
provide direct medical care for the indigent. Subse-
quent programs provided support for states and cit-
ies to build and improve hospitals, sanatoria, and
medical clinics; hundreds of such buildings were
constructed during the New Deal years. The Social
Security Act of 1935 appropriated funds for the ex-
pansion of institutions for children with various dis-
abilities and the development of health education
all over the country.
Probably the most important New Deal health
programs were the Resettlement Administration's
(1935-1937) efforts to provide medical care for the
poor in the South, and later the programs of the
Farm Security Administration (FSA, 1937-1946),
which, as Michael Grey's New Deal Medicine docu-
ments, made "medical care delivery a cardinal fea-
ture of the New Deal's rural rehabilitation pro-
gram." Over the course of the next six years, the
FSA established medical care cooperatives in one-
third of the rural counties in the United States, con-
centrated in the South and the West. The coopera-
tives were open to all FSA borrowers and their fam-
ilies and covered ordinary medical care, obstetrical
care, emergency surgery, some hospitalizations,
and ordinary drugs. FSA leaders involved county
and state medical societies in the planning process,
ensuring that participation by clients and doctors
was voluntary, and allowing a free choice of doc-
tors. While these medical cooperatives were critical
to the melioration of rural health care, the FSA's
migrant health program was probably the most in-
novative and pathbreaking New Deal health initia-
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ENCYCLOPEDIA OF THE GREAT DEPRESSION
DEALT
A N D
NUTRITION
tive. Emphasizing health education and prevention,
as well as treatment, the migrant health program
depended upon nurses (all women) and stretched
professional boundaries to give them widespread
clinical and administrative responsibility.
The tumultuous economic, political, and social
environment of the New Deal was also the occasion
for major initiatives in occupational health. Work-
ers who were thrown out of work in what were
known as the dusty trades (jobs in mining, con-
struction, foundries, steel mills, etc. that exposed
workers to a wide variety of poisonous dusts) ar-
gued that industry bore the responsibility for their
predicament. They contended that their plight was
not the result of individual failing or bad luck, but,
rather, was due to the inadequate protection of-
fered them by their employers, and they turned to
the courts for redress. Thousands of workers in the
dusty trades, laid off during the Depression,
brought lawsuits against employers seeking dam-
ages for exposure to silica. This led to a broad liabil-
ity crisis threatening the closing of industrial plants
and a vast economic loss. For the first time, the
problem of occupational disease moved out of the
domain of professionals and a few labor unions into
the arenas of politics, public policy, and popular
culture, with the result that silicosis (a chronic occu-
pational lung disease caused by the inhalation of
finely ground sand) came to be called the "king of
occupational disease." Before the Depression
ended, novels, movies, national magazine exposes,
and intense media attention forced the issue of in-
dustrially caused chronic disease, especially silico-
sis, onto the national agenda.
The financial crisis was addressed, however in-
adequately, through the eventual inclusion of sili-
cosis in the various state compensation systems.
But the political crisis remained as long as the issue
was in the public arena, and during the mid- 1930s
came the revelation that perhaps as many as 1,500
workers had been killed by exposure to silica dust
while working on a tunnel project in Gaul ey Bridge,
West Virginia, an incident that Martin Cherniack
describes in The Hawk's Nest Incident as "America's
worst industrial disaster." Newspapers and wee-
klies all over the country made silicosis a national
scandal, telling the story of how workers had died
:\m\\m
During the 1930s, posters like this one prepared under the
auspices of the Federal Art Project drew attention to pressing
issues of health and nutrition. Library of Congress, Prints &
Photographs Division, WPA Poster Collection
of acute silicosis and other respiratory diseases
while constructing this tunnel for the Union Car-
bide Company. The two thousand workers were
mostly southern rural blacks drawn to the job and
away from their families farther south by the prom-
ise of steady pay during the Depression. They had
been ordered to drill through a mountain that was
composed of nearly pure silica, even then known as
a substance that destroyed lung tissue, incapacitat-
ing and killing its victims. The fact that the workers
were primarily poor, black migrants far away from
ENCYCLOPEDIA E THE GREAT DEPRESSION
429
E A L T H AND NUTRITION
These New Mexico schoolchildren, photographed in 1941, enjoy lunch supplied by the WPA school lunch program, which paid
cooks to prepare healthful meals using food from the surplus commodities program. National Archives and Records Administration
their loved ones led management to believe that
they could cover up the deaths.
As a result of the publicity and subsequent con-
gressional hearings, Secretary of Labor Frances
Perkins sponsored a conference in 1936 that
brought together representatives of government,
labor, and industry to help resolve the silicosis cri-
sis. The importance of a national approach that
gave workers a voice was represented institutional-
ly through the creation of the Division of Labor
Standards, which for the first time focused the at-
tention of the federal government on occupational
diseases and the need for engineering reforms to
protect the work force. Indeed, under the Social Se-
curity Act, the Public U.S. Health Service provided
funds to state departments of health for the estab-
lishment of industrial hygiene divisions.
The Public Health Service also initiated a vari-
ety of programs to improve sanitation and health,
especially in rural areas, but it was one project that
it began in 1932 and continued for forty years that
would overshadow the constructive work that the
Public Health Service did during the Depression. In
1972 it was revealed that the Public Health Service
had been engaged in a study of the effects of un-
treated syphilis on black men in Macon County,
Alabama. The study involved 399 men who had
syphilis, and 201 more who were disease-free
and used as controls. Macon County was one of
the poorest counties in the South, with an epi-
U0
ENCYCLOPEDIA OF THE GREAT DEPRESSION
HEALTH AND NUTRITION
/OXOID
WILL ttOTKI rilEM
DIPHTHERIA
The FSA agricultural workers camp in Bridgeton, New Jersey, included a clinic, where this child was treated in 1942. Library of
Congress, Prints & Photographs Division, FSA/OWI Collection
demic of chronic malnutrition and other serious
health problems. Rather than deal with the wide-
spread syphilis among its residents, the Public
Health Service chose to study what happened to
these men if their syphilis was left untreated. Ac-
cording to Jim Jones's Bad Blood, the Tuskegee
Study of Untreated Syphilis in the Negro Male, as
it was called, was the longest-running non-
therapeutic experiment on human beings in medi-
cal history. The Tuskegee study is probably the
best-known health-related activity of the Depres-
sion era, and it casts a shadow over the govern-
ment's many positive accomplishments in health
and nutrition during the period.
See Also: BREADLINES; CHILDREN AND
ADOLESCENTS, IMPACT OF THE GREAT
DEPRESSION ON; FAMILY AND HOME, IMPACT
OF THE GREAT DEPRESSION ON; HOME-
LESSNESS; TUSKEGEE SYPHILIS PROJECT.
BIBLIOGRAPHY
Beardsley, Edward H. A History of Neglect: Health Care for
Blacks and Mill Workers in the Twentieth-Century
South. 1987.
Cherniack, Martin. The Hawk's Nest Incident: America's
Worst Industrial Disaster. 1986.
Collins, Selwyn D., et al. Research Memorandum on Social
Aspects of Health in the Depression. 1937.
ENCYCLOPEDIA E THE GREAT DEPRESSION
Ul
E A R S T , WILLIAM RANDOLPH
Fee, Elizabeth. "The Pleasures and Perils of Prophetic
Advocacy: Socialized Medicine and the Politics of
American Medical Reform." In Making Medical His-
tory: The Life and Times of Henry E. Sigerist, edited by
Elizabeth Fee and Theodore M. Brown. 1997.
Grey, Michael. New Deal Medicine: The Rural Health Pro-
grams of the Farm Security Administration. 1999.
Jones, Jim. Bad Blood: The Tuskegee Syphilis Experiment,
rev. edition. 1993.
Markowitz, Gerald, and David Rosner. Slaves of the De-
pression: Workers' Letters About Life on the Job. 1987
Reverby, Susan. Tuskegee 's Truths: Rethinking the Tuskegee
Syphilis Study. 2000.
Rosner, David, and Gerald Markowitz. Deadly Dust:
Silicosis and the Politics of Occupational Disease in
Twentieth-Century America. 1991.
Wailoo, Keith. Drawing Blood: Technology and Disease
Identity in Twentieth- Century America. 1997.
Gerald Markowitz
HEARST, WILLIAM RANDOLPH
William Randolph Hearst (April 29, 1863-August
14, 1951) was from the 1890s until his death the
most powerful newspaper publisher in the United
States. Born in San Francisco to millionaire miner
George Hearst and philanthropist Phoebe Apper-
son Hearst, William Randolph Hearst, known to his
friends and employees as "the Chief," built a media
empire that at its height in the late 1920s encom-
passed twenty-six daily newspapers in eighteen cit-
ies; a Sunday supplement; nine magazines, includ-
ing Good Housekeeping and Cosmopolitan; newsreel,
wire, and syndicated feature services; a film pro-
duction company; and several radio stations.
When, in October and November of 1929, the
stock market crashed, Hearst called for calm, argu-
ing that the American economy was fundamentally
sound. Although his personal fortunes were not
immediately harmed — his primary investments
were in real estate — his media empire, particularly
his newspapers, suffered from a fall in advertising
revenues. Hearst had borrowed heavily to support
his extravagant lifestyle and purchase new media
properties, and he could not afford the slightest loss
of revenues. In May 1930, to raise funds to pay off
outstanding debts, he incorporated Hearst Consoli-
dated Publications, Inc., and offered preferred stock
in the new corporation to the public. While the pre-
ferred stock offered a 7 percent dividend, which
was paid regularly until mid 1938, it carried no vot-
ing rights.
By the late spring of 1931, when it had become
apparent that no rapid economic recovery was in
store, Hearst urged President Herbert Hoover to
authorize the immediate expenditure of $5 billion
to provide public works jobs for the unemployed at
prevailing wages. When Hoover declined to follow
his advice, Hearst became determined to oppose
his bid for reelection. Instead, Hearst endorsed
Texas congressman and Speaker of the House John
Nance Garner for the Democratic nomination for
the presidency in 1932, but Hearst switched his en-
dorsement to Franklin Delano Roosevelt when it
became clear that Garner could not win the nomi-
nation. Hearst became an enthusiastic supporter of
Roosevelt and contributed advice and funds to his
campaign. Though the publisher opposed the Na-
tional Industrial Recovery Act and other New Deal
economic measures, he did not turn against the
Roosevelt presidency until 1935, when Roosevelt
notified Hearst that he was going to raise income
taxes in an effort to preserve democracy and capi-
talism from threats on the left and on the right.
Hearst, still deeply in debt from overspending for
business and personal purposes, responded that
Roosevelt's graduated income tax was "communis-
tic" because it redistributed wealth. Hearst prom-
ised to oppose the president and the tax increase
with all his resources.
Hearst's an ti- Communist tirades and his news-
papers' attacks on Roosevelt and the New Deal
were so vicious, especially during Roosevelt's cam-
paign for a second term in 1936, that many of
Hearst's readers were forced to choose between the
president and the publisher. When large numbers
chose Roosevelt and boycotted the Hearst publica-
tions, the resulting circulation and advertising de-
cline pushed the Hearst corporations towards
bankruptcy. In 1937, the Hearst corporations went
into receivership and Hearst was forced to sell off
many of his assets, including significant real estate
holdings, portions of his art collections, and several
publications.
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ENCYCLOPEDIA OF I H E GREAT DEPRESSION
E L L M A N
L I L L I
As newspaper circulations increased during
World War II and costs declined with the rationing
of newsprint and the printing of smaller issues, the
Hearst corporations were able to refinance their
outstanding loans. By the middle of the 1940s, Wil-
liam Randolph Hearst had regained control of his
publishing empire. He spent the last years of his life
in Beverly Hills, and died in August 1951 at age
eighty-eight.
See Also: COMMUNICATIONS AND THE PRESS;
ELECTION OF 1932; ISOLATIONISM.
BIBLIOGRAPHY
Coblentz, Edward D., ed. William Randolph Hearst: A Por-
trait in His Own Words. 1952.
Hearst, William Randolph. Correspondence and Papers.
Bancroft Library, University of California, Berkeley.
"Hearst." Fortune 13 (October 1935): 42-55, 123-161.
Los Angeles Examiner. Archives. Regional History Collec-
tion, University of Southern California, Los Angeles.
Nasaw, David. The Chief: The Life of William Randolph
Hearst. 2000.
David Nasaw
HELLMAN, LILLIAN
Lillian Florence Hellman (June 20, 1905-June 30,
1984) was one of the greatest American playwrights
of the twentieth century. She is best known for The
Children's Hour (1934), The Little Foxes (1939),
Watch on the Rhine (1941), and Toys in the Attic
(1960). Many of her plays have been turned into
successful motion pictures. Hellman's focus on the
basic human problems of jealousy, greed, coward-
ice, and ambition give her dramas a weight of emo-
tional depth, while they also shed light on the
broader historical and political conflicts of Western
society in the middle of the twentieth century. The
Little Foxes, staged at the end of the Great Depres-
sion with Tallullah Bankhead in a starring role, pro-
vided a withering indictment of the American capi-
talist system through its portrayal of a southern
family torn apart in the course of haggling over seed
money for the construction of a mill. The radical
sentiments expressed in the play were a possible
outgrowth of Hellman's peripheral involvement in
various Communist front organizations in the
1930s. Though she later claimed to have never be-
longed to the Communist Party, Hellman also
never avoided relationships with those who did.
This proximity to possible Communists eventually
led to her being called before the House Committee
on Un-American Activities in 1952, an ordeal that
she recounts in one of her famous memoirs, Scoun-
drel Time (1976).
Hellman was born in New Orleans, Louisiana.
As a child, she spent half of each year in the South,
and half in New York City, where her father did
business. Though she preferred the more easygoing
lifestyle of New Orleans, she went to college in
New York and got a job at a publishing house after
leaving school. Her vivacious personality could not
endure an office environment for long, however,
and when the writer Arthur Krober offered to marry
her and take her to California, she jumped at the
chance to escape. The working relationship Hell-
man established with Hollywood lasted much lon-
ger than her marriage, and by the early 1930s she
was living with mystery writer Dashiell Hammett.
The two writers remained close companions until
Hammett's death in 1961.
Due to her accomplishments and growth as a
writer during the 1930s, Hellman became one of
America's foremost public intellectuals. She was
never shy about confronting inflammatory topics.
For instance, her acclaimed play The Children's Hour
explored issues of lesbianism while also examining,
twenty years before McCarthyism, the damage
caused by unsubstantiated public accusations.
Other writers often criticized her by calling her a
publicity hound, and author Mary McCarthy once
said that "everything [Hellman] writes is a lie, in-
cluding and and the." But these surly critics rarely
matched Hellman's natural ability to be a true pub-
lic figure. In her later years, Hellman turned to
teaching and to the writing of her much-acclaimed
memoirs, the first volume of which, An Unfinished
Woman, was awarded the National Book Award in
1969. Hellman died on Martha's Vineyard in 1984.
See Also: HAMMETT, DASHIELL; HOUSE UN-
AMERICAN ACTIVITIES COMMITTEE (HUAC).
ENCYCLOPEDIA E THE GREAT DEPRESSION
t33
E N D E R S N
LEON
BIBLIOGRAPHY
Bryer, Jackson R., ed. Conversations with Lillian Hellman.
1986.
Hellman, Lillian. Pentimento: A Book of Portraits. 1973.
Hellman, Lillian. Six Plays. 1960.
Michael L. Van Dyke
HENDERSON, LEON
Economist and administrator Leon Henderson
(May 26, 1895-October 19, 1986) was born in Mill-
ville, New Jersey. He earned a bachelor's degree in
economics from Swarthmore College in Pennsylva-
nia in 1920, and gained a national reputation as a
consumer credit specialist after joining the Russell
Sage Foundation in 1925.
Henderson was a prominent critic of the early
New Deal's pro-business orientation. To assuage
consumer interests, National Recovery Administra-
tion (NRA) chief Hugh Johnson appointed Hender-
son as special adviser in December 1933 and then
as director of the NRA's research and planning di-
vision in February 1934. However, Henderson re-
mained a persistent critic of the NRA's industry-
written Blue Eagle codes, which supported restrict-
ed production and high prices. Henderson's
research revealed the inequity and inefficiency of
the codes, a conclusion presented at the NRA's
price hearings in January 1935, which helped to dis-
credit the agency prior to its abolition.
Henderson's ideas influenced the evolution of
the New Deal. He believed that strong competition,
government enforced if necessary, would generate
prosperity and that monopolies and price-fixing by
big business deterred competition. Henderson also
championed economic planning that empowered
the government to make basic decisions about pro-
duction and prices in major industries. Moreover,
the recession of 1937 to 1938 convinced him that
increased deficit spending was needed to stimulate
consumption and bring recovery. As economic ad-
viser to Works Progress Administration director
Harry Hopkins, Henderson helped Federal Reserve
chairman Marriner Eccles persuade President
Franklin D. Roosevelt to accept this approach in
April 1938. Accordingly, Henderson acted as a
bridge between New Dealers who favored a trust-
busting solution to America's economic problems
and those who advocated an approach that would
later be called Keynesianism. Henderson hoped to
integrate both elements into a broad liberal agenda
with his appointment as first executive secretary of
the Congressional Temporary Economic Commit-
tee, established in June 1938. Disappointed that its
final report in March 1941 focused on antimono-
poly concerns, Henderson called for a comprehen-
sive statement of national economic needs and a
broad program to meet these needs.
In April 1941 Roosevelt appointed Henderson
to head the Office of Price Administration (OPA),
which regulated the production, distribution, and
price increases of retail goods. Henderson's robust
use of government powers to protect consumers in-
creased his unpopularity with business and con-
gressional conservatives. Suffering from ill health
and overwork, Henderson left government after the
Republicans gained seats in the 1942 congressional
elections, in which the OPA was an issue. His vi-
sion of a reform agenda that combined the regula-
tory, planning, and fiscal powers of government
went unfulfilled. With the success of wartime deficit
spending, it was the more limited Keynesian ap-
proach that became the liberal orthodoxy.
See Also: ECONOMISTS; KEYNES, JOHN MAYNARD.
BIBLIOGRAPHY
Brinkley, Alan. The End of Reform: New Deal Liberalism in
Recession and War. 1995.
Hawley, Ellis. The New Deal and the Problem of Monopoly.
1966.
Iwan Morgan
HERNDON, ANGELO, CASE
During a five-year period in the mid-1930s, the An-
gelo Herndon case focused national attention on
racial inequality within the southern legal system
and on the politicized nature of southern justice.
The affair began in June 1932, when Angelo Hern-
U<.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
E R N D N
A N 6 E L
CASE
don, a nineteen-year-old black Communist, helped
organize a large interracial demonstration of unem-
ployed workers in Atlanta, Georgia. Fearful that the
worsening Depression provided a fertile environ-
ment for radical political groups, local authorities
arrested Herndon the following month. Utilizing an
old law originally enacted to prohibit slave revolts,
they charged him with "attempting to incite insur-
rection" against the state of Georgia, a capital of-
fense.
While in jail Herndon turned for assistance to
the International Labor Defense (ILD), a radical
legal defense organization. Established by Commu-
nists and other leftists in 1925 in order to defend
"class war prisoners," the ILD contended that in a
capitalistic society most legal prosecutions were po-
litically based. Thus the organization insisted that
a proper defense must involve not only skillful
courtroom maneuvers but also "mass pressure"
outside the courthouse. To defend Herndon the
ILD violated deep South racial etiquette by retain-
ing two local African-American attorneys, Benja-
min J. Davis and John Geer. At Herndon's contro-
versial trial in January 1933, Davis and Geer
challenged the constitutionality of the insurrection
law, arguing that it unreasonably restricted free
speech. Judge Lee B. Wyatt promptly rejected their
motions. Following three days of testimony marked
by prosecutors' emotional attacks on Communism
and interracial activity, an all-white jury returned a
verdict of guilty and sentenced the young organizer
to eighteen to twenty years in prison.
The ILD promptly initiated a national cam-
paign on Herndon's behalf, eventually developing
the case into a cause celebre. After the state supreme
court rejected Herdon's appeal, the ILD retained
several specialists in constitutional law and took the
case to the United States Supreme Court. But in
May 1935 the court dismissed the appeal, conclud-
ing that the constitutional issues had not been
properly raised at the original trial. While the ILD
prepared to initiate a new round of legal action back
in Georgia, the group sought additional allies for
the Herndon campaign. As part of "united front"
efforts by Communists to organize a broad political
coalition against fascism in Europe, the ILD now
sought assistance from non-Communist organiza-
tions that it had previously disdained. The organi-
zation eventually formed the Joint Committee to
Aid the Herndon Defense, which included the Na-
tional Association for the Advancement of Colored
People and the American Civil Liberties Union. In
December 1935 in Atlanta, Judge Hugh M. Dorsey
unexpectedly struck down the insurrection law, but
the state supreme court promptly reversed his rul-
ing, setting the stage for another trip to the U.S. Su-
preme Court. In April 1937 the high court ruled by
a vote of five to four in Herndon v. Lowry that the
insurrection law, as construed and applied, was un-
constitutional. Justice Owen J. Roberts wrote that
the Georgia statute "amounts merely to a dragnet
which may enmesh anyone who agitates for a
change of government." The ruling not only freed
Herndon but virtually eliminated further prosecu-
tions under the controversial law.
The Herndon case has often been compared to
the epic Scottsboro case in Alabama, since both
highlighted racial injustice in southern courtrooms.
But unlike Scottsboro, the Herndon Case was also
an important civil liberties case, one that demon-
strated that southern prosecutors and judges were
quite willing to violate first amendment rights in
order to silence radical political movements. Finally,
by vigorously defending Herndon and openly chal-
lenging white supremacy in Dixie, the ILD and
American Communists earned new respect from
African Americans.
See Also: COMMUNIST PARTY; INTERNATIONAL
LABOR DEFENSE (ILD); SCOTTSBORO CASE.
BIBLIOGRAPHY
Davis, Benjamin J. Communist Councilman from Harlem:
Autobiographical Notes Written in a Federal Penitentia-
ry. 1969.
Herndon, Angelo. Let Me Live (1937). Reprint, 1969.
Herndon v. Lowry. 301 U.S. 242. 1937.
Martin, Charles H. The Angelo Herndon Case and Southern
Justice. 1976.
Martin, Charles H. "The Angelo Herndon Case and
Southern Justice." In American Political Trials, edited
by Michal R. Belknap, rev. edition. 1994.
Thomas, Kendall. "'Rouge Et Noir' Reread: A Popular
Constitutional History of the Angelo Herndon
Case." In Critical Race Theory: The Key Writings That
ENCYCLOPEDIA E THE GREAT DEPRESSION
U5
E R E S
Formed the Movement, edited by Kimberle Crenshaw,
et al. 1995.
Charles H. Martin
HEROES
Heroes serve a vital function in every culture and
every time. They reconcile existing social tensions,
affirm community values, and give people symbols
to help shape their identities. Heroes are what peo-
ple imagine them to be, they exist only so long as
they are needed, and are transformed according to
people's needs and expectations. Such needs were
acute during the Depression years when much of
what Americans had come to assume about their
culture was in a state of disarray and disintegration.
New types of heroes emerged to address this con-
fusion. In an age of disorder, heroes defied, em-
braced, or subverted the chaos. In so doing, they
helped the public survive it. Traditional heroes no
longer sufficed during the Great Depression, when
scarcity and widespread unemployment called into
question the traditional middle-class axiom that
success followed hard work. As millions were vic-
timized by forces beyond their control, the "self-
made men" and Horatio Alger heroes of yesterday
gave way to the suffering, outlaw, and trickster he-
roes of the Great Depression.
Throughout 1930s American culture, victims
assumed heroic proportions: the impoverished Joad
family of John Steinbeck's Grapes of Wrath, the
tragically afflicted Lou Gehrig, the resolute Rhett
Butler at the end of Gone with the Wind, and the mi-
grant workers and union organizers celebrated in
the songs of Woody Guthrie. Herbert Hoover, the
most famous self-made man in America, had be-
come the chief villain of the Depression, his very
name synonymous with misery and hopelessness.
Taking his place was a son of wealth and privilege
struck unexpectedly by a debilitating disease.
Franklin Roosevelt's struggle with polio and his
courageous triumph over adversity mirrored how
suffering Americans imagined their own plight.
Outlaw heroes, on the other hand, refused to
be victimized. Turning the Victorian work ethic
inside-out, they cynically demonstrated the bene-
fits of subverting and assaulting the system. Such
Hollywood gangster films as Scarface (1932), Public
Enemy (1931), and Little Caesar (1931) mocked im-
migrant and business success stories with Italian
and Irish-American antiheroes who advanced in
their "professions" through ruthless ambition, de-
ceit, and murder. The exploits of such real-life
bank-robbers as Bonnie and Clyde and John Dil-
linger excited Americans so much that the authori-
ties felt compelled to remind people that these were
criminals and not folk heroes.
Other heroes found it more suitable to simply
work around the system. The hard-boiled detec-
tives of pulp fiction and film existed alongside the
legal authorities, going places where the police
would not and achieving results that they could not
by circumventing the law. Pulp and comic book su-
perheroes such as the Shadow, Batman, and even
Superman sometimes came into conflict with the
police in the course of their own vigilante crusades.
At a time when the institutions of power seemed
inadequate in the face of social crises, these heroes
appealed to the desire for swift and righteous jus-
tice.
Sometimes humor is the best response to a bad
situation, and Depression-era trickster heroes
spoke to that virtue. Building upon the comedic
working-class sensibilities of Charlie Chaplin and
pioneering in the art of improvised anarchy on film,
the Marx Brothers ridiculed the ruling classes even
as they dished out self-deprecating humor for the
unemployed. Mae West mocked the "important"
men in her films and demonstrated the sexual
power that women could wield over them. Warner
Brothers cartoon characters like Bugs Bunny and
Daffy Duck provided even more outrageous laughs
at the expense of snobs, fat-cats, and blowhards. In
such heroes, powerless Americans could see the
qualities of resilience, resourcefulness, and wits that
would get them through the difficult days. For these
were the true heroes of the Great Depression, the
common people themselves.
See Also: GANGSTER FILMS; HARD-BOILED
DETECTIVES; SUPERMAN.
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ENCYCLOPEDIA OF I H E GREAT DEPRESSION
I C K K
L R E N
BIBLIOGRAPHY
Levine, Lawrence W. "American Culture and the Great
Depression." Yale Review 74 (winter 1985): 196-223.
Sklar, Robert. City Boys: Cagney, Bogart, Garfield. 1992.
Susman, Warren I. Culture as History: The Transformation
of American Society in the Twentieth Century. 1984.
Wright, Bradford W. Comic Book Nation: The Transforma-
tion of Youth Culture in America. 2001.
Bradford W. Wright
HICKOK, LORENA
Lorena Alice Hickok (March 7, 1893-May 3, 1968),
Eleanor Roosevelt's trusted confidante, was born in
East Troy, Wisconsin. Beaten by a father who
moved frequently to find work, Hickok left home at
fourteen, and struggled to finish one year of college
before joining a Battle Creek, Michigan, newspaper
as a personal features writer. In 1915, she returned
to Wisconsin to become the society editor for the
Milwaukee Sentinel. Bored, Hickok convinced her
editor to assign her to the city desk, where she de-
veloped a reputation as a skilled interviewer. She
transferred to the Minneapolis Tribune in 1917
where, under the guidance of Tribune editor Thom-
as J. Dillon, Hickok became such a skilled political
and sports reporter that in 1928 the Associated
Press (AP) hired her as a wire reporter. At the AP,
she became so adept at covering politics, the Lind-
bergh baby kidnapping, and other dramatic assign-
ments that her byline appeared atop her stories.
Hickok, who first met Eleanor Roosevelt in
1928 when Hickok covered the New York Demo-
cratic Committee, grew close to Mrs. Roosevelt dur-
ing the 1932 campaign. The women soon trusted
one another, with Mrs. Roosevelt speaking honest-
ly to Hickok about politics, social issues, and her
fears about her life should her husband win the
election. The two woman become so close that
Hickok let Mrs. Roosevelt see her stories before she
submitted them, and in one case, agreed to Mrs.
Roosevelt's request that a story be delayed. Their
campaign experience led to a lifetime of devotion to
one another.
In 1933, Hickok, who had fallen in love with
Mrs. Roosevelt, left the AP because she felt she
could not write objectively about the Roosevelts.
The First Lady then recommended that Harry Hop-
kins hire Hickok to investigate for the Federal
Emergency Relief Administration (FERA) the con-
ditions average Americans confronted during the
Depression. From 1933 to 1935, Hickok visited
thirty-two states and provided detailed reports on
New Deal policy, living conditions, and politics to
Franklin D. Roosevelt, Mrs. Roosevelt, and Hop-
kins. An astute and engaged observer, Hickok as-
sessed the problems a community faced quickly
and solicited trenchant comments that helped the
Roosevelts and Hopkins see their policies from a
citizen's perspective.
Hickok provided invaluable advice to Mrs. Roo-
sevelt as the First Lady struggled to adjust to White
House life. Hickok recommended that Mrs. Roose-
velt hold press conferences with women reporters
and encouraged her to resume writing, most nota-
bly the First Lady's monthly column Mrs. Roose-
velt's Page and her daily column My Day. Hickok
also edited articles Mrs. Roosevelt submitted for
publication, and served as her friend's trusted
sounding board, especially after Louis Howe's
death in 1935 and the president's death in 1945.
Hickok's intense concern for unemployed coal
miners spurred Eleanor Roosevelt's interest and
helped introduce her to the West Virginia resettle-
ment community later known as Arthurdale. In the
early years of the New Deal, the two women vaca-
tioned together and Hickok accompanied Mrs.
Roosevelt on her official visit to Puerto Rico. When
Hickok's FERA assignment ended, the First Lady
arranged for Hickok to work for the New York
World's Fair from 1937 to 1940, to serve as execu-
tive secretary of the women's division of the Demo-
cratic National Committee from 1940 and 1945, and
to live in the wartime White House.
Hickok's worsening diabetes forced her to
leave her job with the Democratic National Com-
mittee. In 1947, Eleanor Roosevelt helped her
friend secure a job with the New York State Demo-
cratic Committee. Hickok's health continued to de-
cline, and in 1954, a frail, partially blind Hickok
moved to Hyde Park to be closer to Mrs. Roosevelt.
The two women collaborated on Women of Courage
and Eleanor Roosevelt tried to stabilize Hickok's fi-
ENCYCLOPEDIA OF THE GREAT DEPRESSION
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LANDER FOLK
S (
L
Lorena Hickok (far right) with Eleanor Roosevelt (second from left) and friends. Franklin Delano Roosevelt Library
nances. Hickok would write a biography of Mrs.
Roosevelt and six children's biographies before her
death in 1968.
See Also: ROOSEVELT, ELEANOR.
BIBLIOGRAPHY
Black, Allida M. Casting Her Own Shadow: Eleanor Roose-
velt and the Shaping of Postwar Eiberalism. New York:
Columbia University Press, 1996.
Cook, Blanche Wiesen. Eleanor Roosevelt, Vol. 1:
1884-1933; Vol. 2: 1933-1938. New York: Viking,
1992, 1999.
Lowitt, Richard, and Maurine Beasley, eds. One Third of
a Nation: Eorena Hickok Reports on the Great Depres-
sion. Urbana: University of Illinois Press, 1981.
Allida M. Black
HIGHLANDER FOLK SCHOOL
Established near Monteagle, Tennessee, in 1932,
the Highlander Folk School was an important out-
post of labor education and union organizing in the
South during the 1930s. Through residential work-
shops, off-campus extension efforts, and communi-
ty-based programs, the staff, headed by Myles Hor-
ton, simultaneously attempted to educate leaders
for a new social order while enriching the cultural
values of the southern Appalachian region.
In its initial years, Highlander's objectives usu-
ally outpaced its actual achievements. The school
involved itself in local strikes that were no more
than temporarily successful, and internal differ-
ences over policies, curriculum, finances, and ideol-
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ENCYCLOPEDIA OF THE GREAT DEPRESSION
I L L M A N
SIDNEY
ogy were almost constant concerns. Highlander's
staff members sincerely supported the interests of
the working class and the cause of racial integra-
tion. But the faculty's participation in socialist-
related activities in the early and mid-1930s did lit-
tle to increase the school's appeal to southern wage
earners, and it repeatedly found itself compelled to
acquiesce to southern white sentiment and not
admit black workers as students.
Nonetheless, in aiding mine, lumber, textile,
and relief workers in Tennessee, and in introducing
ways to overcome racial prejudice, Highlander an-
ticipated the efforts of the Congress of Industrial
Organizations (CIO) to form interracial industrial
unions in the South. Staff members served as union
organizers for the 1937 Textile Workers Organizing
Committee campaign and managed the education-
al component of several other union drives thereaf-
ter, assisting locals in maintaining and expanding
their activities and teaching workers how to bargain
collectively and live successfully under union con-
tracts. Through its fieldwork, the Highlander faculty
learned more about the problems facing unionizing
southern laborers and used these experiences to
improve the school's promotion of the southern
labor movement. Indeed, by the late 1930s High-
lander was a vital source of labor education in the
South, holding semiannual residence terms for
men and women representing nearly every labor
and progressive organization in the region and ex-
perimenting with educational ventures such as
music and drama programs, writers' workshops,
and junior union camps. It would become fully in-
tegrated in 1944.
Such initiatives generated both controversy and
support. Attacked on the one hand by southern in-
dustrialists, some Tennessee newspapers, and local
officials angered by Highlander's mobilization of a
labor-led political coalition, and on the other by
leftists impatient with the school's refusal to be suf-
ficiently doctrinaire, staff members adhered to a
loosely-defined set of democratic principles that
they believed offered concrete solutions to the con-
cerns of southern workers. This broad-based com-
mitment led to a decade of close cooperation be-
tween Highlander and the CIO.
That relationship soured after World War II,
however. Frustrated by what it considered to be the
narrowing of organized labor's agenda, and unable
to forge a farmer-labor coalition, the school's lead-
ership resolved that it would not attain its goals
until it challenged southern segregation. Highland-
er subsequently became a significant forum for the
civil rights movement in the 1950s and 1960s. The
center remains committed to ongoing struggles for
social justice in Appalachia and the Deep South in
the twenty-first century.
See Also: AMERICAN FEDERATION OF LABOR (AFL);
CONGRESS OF INDUSTRIAL ORGANIZATIONS
(CIO); RACE AND ETHNIC RELATIONS.
BIBLIOGRAPHY
Adams, Frank. Unearthing Seeds of Fire: The Idea of High-
lander. 1975.
Glen, John M. Highlander: No Ordinary School, 2nd edi-
tion. 1996.
Horton, Aimee Isgrig. The Highlander Folk School: A His-
tory of Its Major Programs 1932-1961. 1989.
Horton, Myles, with ludith Kohl and Herbert Kohl. The
Long Haul: An Autobiography. 1990.
Iohn M. Glen
HILLMAN, SIDNEY
Sidney "Hilkie" Hillman (March 23, 1887-July 10,
1946) was president of the Amalgamated Clothing
Workers of America (ACW), founding member of
the Congress of Industrial Organizations (CIO), co-
director of the federal Office of Production Man-
agement (OPM) during World War II, and director
of the CIO Political Action Committee. Born in Za-
gare, Lithuania, to a family of merchants and rab-
bis, Hillman's intellectual achievements at a young
age enabled him to pursue rabbinical studies. At
Yeshiva, Hillman chafed under severe restrictions
against secular training, and in 1903, he joined the
socialist Bund. As a young revolutionary and labor
organizer, Hillman fled Russia in late 1906 to avoid
the czar's persecution. He immigrated to the Unit-
ed States the following year.
Settling in Chicago, Hillman went to work in
the needle trades where he experienced oppressive
ENCYCLOPEDIA OF THE GREAT DEPRESSION
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labor conditions. He emerged as a local leader of in-
dependent immigrant garment workers during the
violent Chicago garment strike of 1910, garnering
notice from such Progressive leaders as Jane Ad-
dams. In 1914 Hillman assumed the presidency of
the new Amalgamated Clothing Workers of Ameri-
ca, an organization devoted to industrial unionism,
led largely by socialists, anarchists, and Bundists,
and made up predominantly of women and Jewish
immigrants — three factors that encouraged the en-
mity of the American Federation of Labor (AFL)
and conservative craft unions. Hillman's organizing
talents were prodigious: by the end of World War
I the ACW represented nearly 50 percent of the na-
tion's garment workers.
In the reactionary 1920s, employers, AFL offi-
cials, and government representatives increasingly
targeted Hillman for his allegiance to left-labor po-
litical organizations, especially his close relation-
ship to supporters of the Russian revolution. Some
of the nation's leading attorneys, including Har-
vard's Felix Frankfurter, rushed to defend Hillman.
The 1924 convention of the ACW endorsed the
presidential candidacy of Progressive Robert M. La
Follette, signaling a moderation in Hillman's social-
ist activism. For founding ACW cooperative banks
and housing programs, and for instituting a union
unemployment insurance plan, Hillman was recog-
nized by the St. Louis Post-Dispatch as "the flaming
genius of union labor in the U.S." by the late 1920s.
As the Depression worsened in the early 1930s,
Hillman's commitment to a workers' vision of "in-
dustrial democracy," in which workers' organiza-
tions were made more powerful without revolu-
tionary class struggle, led him to endorse a cautious
course of action for the ACW, including agreeing to
wage cuts, endorsing prohibitions against child
labor, and boycotting sweatshop -manufactured
goods. He campaigned vigorously for a national
unemployment insurance plan. Hillman was well
regarded within the Democratic Party of Franklin
Delano Roosevelt, and he counted among his con-
fidantes such leading New Dealers as Frankfurter,
Louis Brandeis, Harold Ickes, and Senator Robert
Wagner. Although Hillman held reservations about
the labor provisions of the National Industrial Re-
covery Act, he did accept appointment to the Na-
tional Industrial Recovery Board (NIRB) and quickly
emerged as labor's most audible voice in the Na-
tional Recovery Administration (NRA) and in
Washington.
Hillman found his service on the NIRB acutely
frustrating, though by 1935 the ACW had recovered
from its early Depression-era slump and its mem-
bers had achieved significant wage increases. With
the Schechter decision, which declared the NRA un-
constitutional, Hillman's optimism that govern-
ment intervention in the economy would lead to
economic recovery faded. In response, Hillman
turned to the solution of mass industrial unionism.
At the 1935 AFL convention, Hillman advocated
the right of autoworkers to industrial union repre-
sentation in a series of floor debates that culminat-
ed in a fight between the United Mineworkers'
John L. Lewis and the craft-based carpenter's presi-
dent William Hutcheson. Within days, the Com-
mittee for Industrial Organization, later called the
Congress of Industrial Organizations, was founded
as a federation of industrial unions closely tied to
the Democratic Party. Among the unions newly af-
filiated with the CIO were those in mining, the nee-
dle trades, typography, auto, steel, rubber, radio,
oil, millinery, and mill and smelting. Initially, the
CIO attempted to work within the institutional
framework of the AFL, but by mid-1936 the AFL
executive council suspended the ten founding
unions of the new federation; expulsion of the ren-
egade unions followed in 1937. Hillman served as
vice-president of the fledgling organization.
Although considered a labor moderate, Hill-
man himself had little patience for peacemaking
within the AFL; instead, his experience as president
of the ACW led him to endorse a "new unionism,"
incorporating a mass movement for industrial
unionism with bureaucratic interventionism of the
sort expressed most clearly by Roosevelt's Second
New Deal and the expansion of the welfare state.
A significant component of the new unionism vi-
sion was rationalization within the workplace with
the intent of eliminating outmoded work practices
and bringing efficiency in production to employers.
Roosevelt's secretary of labor, Frances Perkins,
called regularly on Hillman for advice. That advice
was respected even by Roosevelt, who reportedly
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ENCYCLOPEDIA OF THE GREAT DEPRESSION
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LEWIS
said upon encountering congressional opposition
to the 1937 Fair Labor Standards Act, "I will never
let Hillman down."
Hillman was so wedded to the Roosevelt ad-
ministration and the new unionism ideal that by
the late 1930s his political opponents within and
outside of organized labor questioned his commit-
ment to the CIO rank and file. As a supporter of
Roosevelt's reelection to an unprecedented third
term, Hillman found himself in opposition to
Lewis, the president of the CIO, and to members
of the Communist Party. Hillman's support proved
key to Roosevelt's reelection in 1940, while the
Hillman -Roosevelt coalition secured the election of
Philip Murray to the presidency of the CIO in the
same year. For his unwavering support, the admin-
istration rewarded Hillman with positions on the
National Defense Advisory Commission, the Office
of Production Management, and in 1942 the War
Production Board. Hillman also directed the CIO's
Political Action Committee, an organization seen
by opponents as too closely tied to the Roosevelt
administration.
Troubled by President Harry Truman's unpre-
dictable attitudes toward progressive labor, alarm-
ed by what seemed an impending red scare, and
frustrated by failures of the CIO's southern orga-
nizing campaign Operation Dixie, Hillman died of
heart disease in July 1946.
See Also: AMALGAMATED CLOTHING WORKERS
(ACW); AMERICAN FEDERATION OF LABOR
(AFL); CONGRESS OF INDUSTRIAL ORGA-
NIZATIONS (CIO); ORGANIZED LABOR.
BIBLIOGRAPHY
Dubofsky, Melvyn. The State and Labor in Modern Ameri-
ca. 1994.
Fraser, Steven. Labor Will Rule: Sidney Hillman and the
Rise of American Labor. 1991.
Josephson, Matthew. Sidney Hillman: Statesman of Ameri-
can Labor. 1952.
Nancy Quam-Wickham
A 1936 photograph by Lewis Hine of a miner's child in the
Scotts Run area of West Virginia. National Archives and
Records Administration
HINE, LEWIS
Lewis Wickes Hine (September 26, 1874-Novem-
ber 3, 1940) was born in Oshkosh, Wisconsin. After
taking extension courses from Frank E. Manning,
professor at the Wisconsin Normal School, he at-
tended the University of Chicago for one year in
1900. Manning, just appointed superintendent of
New York's Ethical Culture School (ECS), hired
Hine in 1901 as an assistant teacher of geography
and nature study. Hine used his camera as an edu-
cational tool and ran the ECS photography club.
After completing his degree in education at New
York University, Hine decided to forge a free-lance
career in sociological photography. In 1904 he di-
rected his attention to photographing immigrants
ENCYCLOPEDIA OF THE GREAT DEPRESSION
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HISTORY
INTERPRET
T I N
A N D
MEMORY
arriving at Ellis Island in New York Harbor. In 1907,
he began illustrating the six -volume Pittsburgh Sur-
vey (1909-1914) of steelworkers' working and living
conditions. He then gained renown among social
reformers when the National Child Labor Commit-
tee enlisted him to document the problem of work-
ing children in America, a project he pursued from
1908 to 1918. Hine also photographed the after-
math of World War I in France and Belgium for the
American Red Cross.
In the early 1920s Hine concluded, "I had done
my share of negative," and he decided to turn his
lens toward the "intelligent interpretation of the
world's workers" through a "new-worker" series of
photographs depicting heroic visions of human
strength, dignity, and productivity in the context of
the machine age. The most important series from
this project, published as Men at Work (1932), fol-
lowed laborers during the construction of New
York's Empire State Building. Although one critic
decried Hine's "exaggerated desire to glorify the
working class," Hine insisted that his work was "in-
terpretative" rather than "documentary." He noted,
"If I could tell the story with words, I wouldn't need
to lug around a camera." He further declared, "I
wanted to show the things that had to be corrected
. . . that had to be appreciated." Still, he experi-
mented with "art" photography while taking a few
commercial assignments. The first major exhibition
of his work was held at the Yonkers Art Museum
in New York in 1931.
The American Red Cross sent Hine to drought-
ridden rural Arkansas and Kentucky in 1931. After
the publishing of his portfolio of mill workers,
Through the Loom (1933), and its exhibition at the
1933 World's Fair, the Tennessee Valley Authority
hired Hine to photograph construction of two
dams. Roy Stryker, head of the Historical Section of
the Farm Security Administration, chose not hire
Hine for the FSA photography staff; although
Stryker admired Hine's work, he knew his artistic
temperament demanded more control over images
than Stryker permitted FSA photographers. How-
ever, in 1936 the Works Progress Administration
appointed Hine head photographer for the Nation-
al Research Project studying productivity and tech-
nological change for the Bureau of Labor Statistics.
He focused on Civilian Construction Camps, un-
employed miners, rural communities, and urban
workers, but his work was not completed by 1937
due to poor health.
In 1938, the Columbia Broadcasting Corpora-
tion and the British Broadcasting Corporation hired
Hine to prepare specials on the working man. Life
magazine later bought some of his photos, the New
York State Museum assembled a permanent collec-
tion of his work, and the New York Public Library
began collecting it, as did a number of major art
museums. The reformist Russell Sage Foundation
funded two folios of his images of Ellis Island and
child laborers. Applauded for the pioneering quality
of his documentary vision, Hine nevertheless strug-
gled financially throughout his career, and he died
in near poverty in 1940.
See Also: PHOTOGRAPHY.
BIBLIOGRAPHY
Gutman, ludith Mara. Lewis W. Hine and the American
Social Conscience. 1967.
Gutman, ludith Mara. Lewis W. Hine, 1874-1940: Two
Perspectives. 1974 .
Kemp, lohn R., ed. Lewis Hine: Photographs of Child Labor
in the New South. 1986.
Hine, Lewis. Men at Work: Photographic Studies of Modern
Men and Machines. 1932. Rev. edition, 1977.
Rosenblum, Walter; Alan Trachtenberg; and Naomi
Rosenblum. America and Lewis Hine: Photographs
1904-1940. 1984.
Steinorth, Karl, ed. Lewis Hine: Passionate journey , Photo-
graphs, 1905-1937. 1997.
Blanche M. G. Linden
HISTORY, INTERPRETATION, AND
MEMORY OF THE GREAT
DEPRESSION
From Franklin Roosevelt through Ronald Reagan,
the legacy and memory of the Great Depression
shaped American culture and politics, and continue
to stand as major interpretive questions for schol-
ars. Because of the Depression and New Deal, gen-
erations of Americans supported an active presi-
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ENCYCLOPEDIA OF THE GREAT DEPRESSION
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INTERPRETATION
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M E M R V
dency and expansive national government, and
insisted that frugality was a virtue, even as they en-
joyed economic prosperity. Perhaps the most en-
during political legacy of the Great Depression was
the Democratic Party's half-century hold on Con-
gress. A coalition crafted by Roosevelt insisted that
Social Security, farm commodity price supports,
and the regulation of banking, securities, wages,
and working hours remained essential duties of the
national government. Generations of labor union
members voted for the party that secured their right
to organize. As direct memories of the Depression
receded, Americans' loyalties to particular New
Deal programs waned, but most citizens still look
to the president and Congress for economic initia-
tives and leadership in times of crisis, both legacies
of the Depression years.
Great Depression scholarship has focused not
only on the event's causes, but also on the govern-
ment's responses to the challenge. Herbert Hoo-
ver's presidency was long judged a failure on the
grounds that he did little to ameliorate the crisis. By
the 1970s a more nuanced version of Hoover ap-
peared, one that emphasized his progressive im-
pulses and recognized that he took unprecedented
government action in the face of hard times. Many
Americans of the 1930s and later assumed a direct
causal relationship between the stock market crash
of October 1929 and the Great Depression. Most
scholarship (e.g., Robert S. McElvaine) has pointed
to the more fundamental problem — that consumer
demand could no longer keep up with produc-
tion — and has emphasized the weakness of the na-
tion's banking system and relatively unregulated
securities markets of the 1920s. Historians and
economists continue to debate the roots of Ameri-
can economic conditions of the 1930s, although
practically all agree that the phenomenon was in-
ternational rather than strictly American in charac-
ter. Such interpretations trace the Depression to the
unstable international economic situation created
by post-World War I tariff barriers and war repara-
tions.
From the 1930s through the 1960s Roosevelt
himself stood as the central figure in most accounts
of the Great Depression. The image of Roosevelt as
master pragmatist and unparalleled politician
reached its zenith in Arthur Schlesinger's Age of
Roosevelt trilogy (1957-1960). By the 1960s some
historians viewed the Depression less as the occa-
sion for the emergence of Rooseveltian consensus
than as the crisis of liberal capitalism; the New Deal
thus became not a triumph of moderate reform, but
a successful maneuver by capitalists to save the old
order (e.g., Barton Bernstein). By the 1970s and the
1980s, historians continued to produce a rich litera-
ture on the Depression years, assessing the particu-
lar impact of the Depression on minorities and
women (e.g., Harvard Sitkoff and Susan Ware), for
instance, and exploring the social and cultural his-
tory of the Depression (e.g., Richard Pells). Recent
scholarship on Depression-era politics has empha-
sized not the boldness and initiatives of the New
Deal, but the relatively limited bureaucratic capacity
of the American government.
Representations of the Depression have ap-
peared regularly in American culture from the
1930s to the present. In the 1930s, comic strips such
as Dick Tracy and Little Orphan Annie noted the
country's hard times, sometimes excoriating the
rich, but always assuring Americans that their insti-
tutions were sound. Films such as William Well-
man's The Public Enemy (1931) and Frank Capra's
Meet John Doe (1941) attempted to explain the De-
pression. John Steinbeck's novel The Grapes of
Wrath (1939) and John Ford's 1940 film adaptation
provided the most enduring representation of Dust
Bowl poverty. Economic hard times also appeared
in popular songs, such as "Brother, Can You Spare
a Dime?" However, most music painted a rosier
picture; "Happy Days Are Here Again" became the
Democratic Party theme song until the Clinton
years. During the prosperous years of the 1950s and
1960s fewer writers and artists gave their works a
Depression setting, perhaps because some 1930s
communitarian responses to the Depression ap-
peared suspect in the context of the Cold War, but
also because of a changed focus on civil rights and
other contemporary struggles. By the 1970s some
television series, such as The Waltons (1972-1981),
rediscovered the Depression. But such images were
tinged by nostalgic longing for home and commu-
nity bonds rather than an anxious memory of sys-
temic economic failure. The musical and movie
Annie (1982) emphasized grit, individualism, and
ENCYCLOPEDIA OF THE GREAT DEPRESSION
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I T L E R
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luck. Studs Terkel's oral history of the Depression
reminded readers that for millions of Americans the
1930s were not the good old days, but hard times.
Nostalgia for World War II during the late 1990s
and early 2000s again focused popular attention on
the generation that weathered the Depression, al-
though the lessons drawn emphasized individual
character rather than the need for bold, large-scale
government responses to common national prob-
lems.
See Also: ALLEN, FREDERICK LEWIS; CAUSES OF
THE GREAT DEPRESSION; HOOVER, HERBERT;
NEW DEAL; ROOSEVELT, FRANKLIN D.
BIBLIOGRAPHY
Bernstein, Barton. "The New Deal: The Conservative
Achievements of Liberal Reform." In Toward a New
Past: Dissenting Essays in American History, edited by
Barton Bernstein. 1970.
Brinkley, Alan. The End of Reform: New Deal Eiberalism in
Recession and War. 1995.
Garraty, John A. The Great Depression: An Inquiry into the
Causes, Course, and Consequences of the Worldwide
Depression of the 1930s as Seen by Contemporaries and
in the Light of History. 1986.
McElvaine, Robert S. The Great Depression: America,
1929-1941. 1984, 1993.
Pells, Richard. Radical Visions and American Dreams: Cul-
ture and Social Thought in the Depression Years. 1973.
Schlesinger, Arthur M., Jr. The Age of Roosevelt.
1957-1960.
Sitkoff, Harvard. A New Deal for Blacks: The Emergence of
Civil Rights as a National Issue. 1978.
Stock, Catherine McNicol. Main Street in Crisis: The Great
Depression and the Old Middle Class on the Northern
Plains. 1992.
Terkel, Studs. Hard Times: An Oral History of the Great
Depression. 1970.
Ware, Susan. Holding Their Own: American Women in the
1930s. 1982.
Wilson, foan Hoff. Herbert Hoover, Forgotten Progressive.
1975.
Trent A. Watts
HITLER, ADOLF
Adolf Hitler (April 20, 1889-April 30, 1945) was a
founding member and leader of the National So-
cialist Party of Germany (NSDAP, Nazi Party) from
1922. He became chancellor of Germany on Janu-
ary 30, 1933, a post he held until taking his own life
as the victorious Allied powers marched on Berlin
in April 1945.
BEGINNINGS
Hitler was born into lower-middle-class re-
spectability in the small Austrian town Braunau am
Inn near the border with Germany. Unsuccessful
and unhappy at school, he left at the age of sixteen
to pursue a career as a painter in the imperial capital
but twice was rejected by the Academy of Graphic
Arts in Vienna. The rejection was a serious blow to
his pride, and he spent the years from 1907 to 1913
in Vienna, eking out an impoverished existence by
selling his paintings and sleeping in flophouses.
Life in Vienna played a crucial role in shaping Hit-
ler's anti-Semitism, which was to become his guid-
ing principle in NSDAP policies. Moreover, his de-
cision to join a Bavarian infantry regiment in 1914
(he was rejected as unfit by the Austrian army)
helped to cement his prejudices and his determina-
tion to right the wrongs that, he believed, had
brought on Germany's World War I defeat and the
Treaty of Versailles, the peace agreement signed at
the palace of Versailles in June 1919. Hitler believed
this treaty humiliated the German people.
Twice decorated with the Iron Cross by the
German Imperial government, Hitler nonetheless
failed to rise above the lowly rank of lance-corporal
during the war because he was deemed to lack the
right qualities to make him an effective leader. In-
jured in combat, he was employed by the German
army to collect intelligence against extremist politi-
cal groups operating in Munich. In September 1919
the work brought him into contact with the Ger-
man Workers' Party, a small group consisting of no
more than forty members. By July 1921 Hitler had
become leader of the party, demonstrating his par-
ticular skills as an orator who was both appealing
and charismatic while articulating bigoted views
and woolly promises. He now exuded the self-
confidence of a man who believed his destiny was
to lead the German people. Hitler experienced a
short period of notoriety as leader of an attempted
putsch against the regional government in Bavaria
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ENCYCLOPEDIA OF I H E GREAT DEPRESSION
H I T L E R
ADOLF
and the national government in Weimar — the small
town in the state of Thuringia that was home to
Germany's first republican government — in No-
vember 1923, which landed him in jail for less than
a year. It took the following five years for the
NSDAP or Nazi Party to begin making political in-
roads in the Weimar Republic.
THE ROAD TO POWER
Hitler used the years from 1924 to 1928 to
strengthen the party and his grip on it, while the
early half-baked policies of the NSDAP developed
into a cohesive ideology. The Nazi Party's first po-
litical victory came in May 1928 when the town of
Coburg in Bavaria gave the NSDAP a majority in
local elections. The timing of the Nazis first elector-
al success coincided with early signs that German
economic performance was stalling: industrial out-
put had dropped for the first time since 1924, levels
of foreign investment had fallen, and the number
of people employed had begun to slide downward.
By the following year, Germany was in the midst of
a full-blown economic crisis. Declining levels of
foreign investment and rules governing monetary
policy imposed on the German government and
the central bank, the Reichsbank, meant that gov-
ernment at every level, local, regional, and national,
found itself desperately short of funds to pay for
even the most basic of services.
The rules governing membership in the gold
standard meant that the successive German gov-
ernments found it almost impossible to formulate
an effective policy to combat the crisis. In order to
regain the foreign investment they had lost, the
Reichsbank raised interest rates, while the minority
government of the "Hunger Chancellor" Heinrich
Bruning, which took office in March 1930, adhered
to the principles of economic orthodoxy by raising
interest rates and acting to limit government
spending. Germany had become very dependent
on foreign investment, and Bruning believed he
had to go along with what the bankers wanted —
gold standard orthodoxy — if he were to regain for-
eign investment in Germany. However, this strate-
gy lay in tatters in the wake of the banking crisis
that gripped Germany in the summer of 1931.
Briining's inability to offer the German elector-
ate any real solutions to the second major economic
Adolf Hitler (standing in car) salutes parading troops in
Nuremberg in 1935. National Archives and Records
Administration
crisis to grip the country in less than ten years re-
flected the widespread failure of all politicians in
the center of German politics to offer either viable
or appealing solutions to the economic collapse. In-
stead, it was the extremist political parties, the Ger-
man Communist Party (KPD) and the Nazi Party,
which were the political beneficiaries. The crisis
provided Hitler with the opportunity to capture the
support of more than one-third of the voting popu-
lation. Hitler became chancellor on January 30,
1933, because of a potent combination of well-
organized party activism (the NSDAP was success-
ful in capturing the support of farmers by combin-
ing party political rallies with practical agricultural
advice for example), winning slogans, and the col-
lusion of leading political figures who, while not
Nazis, supported Hitler's rise to power because
they believed he would prevent Germany's slide
into civil war. The Nazis also made enthusiastic use
of political violence, particularly against the Com-
ENCYCLOPEDIA E THE GREAT DEPRESSION
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I T L E R
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munists. But the NSDAP made it clear that Jews,
Poles, and other groups whom they considered so-
cially undesirable were their enemies too. After Jan-
uary 1933 these groups were to become Nazism's
first victims.
The first big electoral breakthrough came on
September 14, 1930, when the NSDAP became the
second-largest party in the German parliament, the
Reichstag. By July 1932 Hitler had run Germany's
aging president and war hero Paul von Hindenburg
a close race in presidential elections, and Hitler's
position in the Reichstag was strengthened by elec-
tions in which the NSDAP gained 37.3 percent of
the vote, making it the largest party in the Reichs-
tag. Although the Nazi vote fell by some four per-
cent in the November elections of 1932, the machi-
nations of power-brokers in the German state, such
as former Director of the Reichsbank Hjalmar
Schacht and ex-Chancellor Franz von Papen, en-
sured that the chancellorship was delivered into
Nazi hands. Although at first in a cabinet dominat-
ed by conservatives, by March 1933 the Nazis had
succeeded in suspending civil rights in Germany,
arrested their leading left-wing opponents, and
with the passage of the Enabling Act on March 23,
1933, secured comprehensive law-making powers
and unprecedented control of German society.
THE NAZI RECOVERY
Part of the Nazis' electoral appeal lay in their
bold prescriptions for economic recovery. They
promised to reorganize the economy to serve the
interests of the nation and not the greedy demands
of foreign bankers; they proposed new schemes to
generate employment and to value the "ordinary
German." But they skillfully avoided any talk of re-
distributing wealth, so as not to put off middle -class
supporters, including big business groups. The
Nazis intended to exploit capitalism, not destroy it.
The measures put in place to quell the German
banking crisis of 1931 provided the foundation for
Nazi economics. In September 1934, Schacht, now
restored as director of the Reichsbank, issued the
"New Plan," which turned the 1931 exchange con-
trols into a complex system of monetary and trade
restrictions. All imports had to be authorized by the
German government, and German capital could
not be moved abroad freely. (Of course, this action
had implications for Jews and other groups who
were trying to escape the country.) Germany be-
came increasingly detached from the international
economy, signing only bilateral trading agreements
with countries that either sold essential commodi-
ties or whose governments were central to German
diplomatic ambitions.
Under the Nazis, state policy came to control
prices, wages, private investment banks, and all
other aspects of investment. Despite all the hype,
however, not all Nazi public works schemes were
as effective as they claimed to be in soaking up un-
employment or generating recovery more broadly.
The most effective schemes centered on public
building and construction programs that involved
renovating houses and building new roads. From
1935, the state's management of the domestic
economy took a sinister turn as public investment
in rearmament replaced civilian job creation as the
basis for continued economic expansion — a move
cemented by the introduction of the Four -Year Plan
under the control of Nazi Minister and Chief Com-
mander of the Luftwaffe (airforce) Hermann Go-
ring. Aircraft production, for example, now leaped
from its 1935 level of around three thousand aircraft
a year to an annual average well in excess of five
thousand. But this emphasis on military output also
meant that consumables like clothing and house-
hold goods became a poor second in Nazi priorities.
Nazi spending policies were also used as a lever
to extend the party's control over German society.
Trade unions were destroyed; the government con-
trolled wage rates (between 1933 and 1938 they
dropped by around seven percent) and introduced
compulsory labor service for some 400,000 men be-
tween 1933 and 1935. The drop in German unem-
ployment from a level of more than six million in
1932 to less than a million by 1937 was spectacular,
but the cost to civil liberties in Germany was incal-
culable. In 1933 the Nazi publication the Volkischer
Beobacher was proud to claim that Franklin Roose-
velt had adopted the policies of Hitler and Mussoli-
ni. There were parallels, albeit superficial ones, be-
tween, for example, U.S. and German public-works
schemes and the declared ambitions of the Reich
Labor Service and the Civilian Conservation Corps.
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I L L I E
But the curtailment of individual and corporate
freedoms in Germany was the clearest indication
that U.S. and German recovery policies differed
fundamentally from one another.
See Also: DICTATORSHIP; EUROPE, GREAT
DEPRESSION IN; KRISTALLNACHT; MUSSOLINI,
BENITO; STALIN, JOSEPH; WORLD WAR II AND
THE ENDING OF THE DEPRESSION.
BIBLIOGRAPHY
Barkai, A. Nazi Economics: Ideology, Theory and Policy.
1990.
Bessel, Richard, ed. Fascist Italy and Nazi Germany: Com-
parisons and Contrasts. 1996.
Borchard, Knut. Perspectives on Modern German Economic
History and Policy. 1991.
Burleigh, Michael. The Third Reich: A New History. 2000.
Fischer, Conan. The Rise of the Nazis, rev. edition. 2001.
Garraty, John. "The New Deal, National Socialism and
the Great Depression." American Historical Review
78 (1973): 907-944.
James, Harold. The German Slump: Politics and Economics,
1932-36. 1986.
Kershaw, Ian. Hitler: 1889-1936: Hubris. 1998.
Kershaw, Ian. Hitler: 1936-1945: Nemesis. 2000.
Kershaw, Ian. The Nazi Dictatorship: Problems and Perspec-
tives of Interpretation, rev. edition. 1993.
Overy, Richard. The Nazi Economic Recovery, 1932-38,
rev. edition. 1995.
Overy, Richard. War, Economy and the Third Reich. 1994.
Patricia Clavin
HOLC. See HOME OWNERS LOAN
CORPORATION.
HOLIDAY, BILLIE
One of the most innovative jazz singers of all time,
Billie Holiday (April 7, 1915-July 17, 1959) began
her legendary singing career in Harlem nightclubs
at the height of the Great Depression, catching the
public's attention with her unique diction, phras-
ing, and emotive vocals.
Born Eleanora Fagan Gough in 1915 to teenage
parents, Holiday spent her early years in poverty in
Baltimore, Maryland. Her father, a jazz guitarist
with Fletcher Henderson's band, never supported
his family. Young Holiday dropped out of school in
the fifth grade to run errands for a brothel. In 1927,
she and her mother moved to New York City. Des-
perate for money, she auditioned as a dancer in a
Harlem speakeasy, Pod and Jerry's Log Cabin, but
was hired as a singer instead. Growing up imitating
Louis Armstrong and Bessie Smith, singing came
naturally to Holiday.
In 1933, jazz writer and producer John Ham-
mond heard Holiday perform. Impressed with her
bluesy renditions of jazz standards, he signed her
to Columbia Records. The Depression created fi-
nancial and racial difficulties for many African
Americans, but black artists prospered during the
1930s because New Deal legislation established the
Works Progress Administration (WPA) in 1935,
providing unemployed artists and writers with
work. The WPA contributed to the flourishing cul-
tural scene in Harlem, in which Holiday was an in-
tegral figure. She spent much of the 1930s perform-
ing and touring with jazz legends Count Basie,
Benny Goodman, and Duke Ellington, but it was
her collaboration with saxophonist Lester Young,
who nicknamed her "Lady Day," that highlighted
her unique vocal talents, jumpstarting her record-
ing career. Between 1935 and 1938, she released
approximately eighty songs marketed for the black
jukebox audience. In 1935, she made her first of
many appearances at Harlem's Apollo Theater, and
in 1939 she became the first black performer to in-
tegrate Artie Shaw's band.
The same year, she performed her trademark
song "Strange Fruit," a powerful condemnation of
lynching, to an integrated audience at the Cafe So-
ciety, a New York nightclub. The song came to rep-
resent the black artist's experience with racism. In-
creasing racial hostilities slowed Holiday's touring
and hindered her commercial success. She spent
the majority of the 1940s in New York performing
and recording hit songs for Decca Records to avoid
the violence of the South. In 1946, she appeared
alongside Louis Armstrong in the film New Orleans,
but expressed anger over having to portray a do-
mestic. Her popularity as a singer afforded her little
protection from the racial discrimination of the era.
ENCYCLOPEDIA 01 THE GREAT DEPRESSION
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Although a success professionally, addiction
and abusive relationships marred her personal life.
She died in 1959 of complications from drug addic-
tion. Despite poverty, racism, and sexism, Holiday
remains one of the most influential American sing-
ers of all time.
See Also: AFRICAN AMERICANS, IMPACT OF THE
GREAT DEPRESSION ON; ELLINGTON, DUKE;
JAZZ; MUSIC.
BIBLIOGRAPHY
Clarke, Donald. Wishing on the Moon: The Life and Times
of Billie Holiday. 1994.
Greenberg, Cheryl Lynn. "Or Does It Explode?" Black Har-
lem in the Great Depression. 1991.
Holiday, Billie, with William Duffy. Lady Sings the Blues.
1956.
Margolick, David. Strange Truit: Billie Holiday, Cafe Soci-
ety, and an Early Cry for Civil Rights. 2000.
Mary L. Nash
HOLLYWOOD AND THE FILM
INDUSTRY
Motion pictures had already occupied a central
place in American entertainment for nearly thirty
years prior to the onset of the Great Depression.
But during the ensuing decade, the Hollywood film
industry assumed a new level of importance in the
lives of Americans and in the shaping of a national
culture. Movies offered needed escape for Depres-
sion-weary audiences, and they created powerful
myths to reconcile social tensions and affirm tradi-
tional values. Indeed, by the time the nation went
to war, the products of Hollywood had become vir-
tually synonymous with America itself.
SOCIAL DISORDER IN THE MOVIES,
1930-1934
The stock market crash of 1929 came at a par-
ticularly difficult moment for Hollywood movie stu-
dios caught in the process of financing the transi-
tion from silent to talking pictures. Initially, the
popular novelty of sound was enough to keep audi-
ences coming to the movies, and moviegoers in
1930 actually outnumbered those in 1929. But by
1931 attendance had dropped, and Hollywood lost
millions of dollars over the next several years. The
movie industry cut salaries and production costs,
lowered admission prices, and closed up to a third
of the nation's theaters. Despite the steady popular
demand for entertainment and escape, Hollywood
appeared far from Depression-proof. Desperate to
lure audiences back into theaters, the motion pic-
ture industry experimented with new genres,
themes, and subject matter. Hollywood's own fi-
nancial depression had largely ended by 1934, but
not before the industry had tested the boundaries
of cultural acceptability in its drive to win over
moviegoers wracked by social dislocation.
Certainly the most controversial films to
emerge from this era were the gangster pictures.
Director Mervyn LeRoy's Little Caesar (1930), star-
ring Edward G. Robinson as the Al Capone-
inspired nemesis, established the basic elements of
the genre. An ethnic criminal protagonist would
climb his way to the top of the mob, leaving a path
of bullet-riddled corpses behind him, only to meet
his fatal comeuppance in a hail of police gunfire at
the end. The recent introduction of sound allowed
for gunshots, screams, and squealing tires to ampli-
fy the unprecedented violence central to all these
films. The Public Enemy (1931) included an unfor-
gettable scene of Jimmy Cagney's gangster charac-
ter shoving a grapefruit into Mae Clarke's face. Di-
rector Howard Hawk's Scarf ace (1932), starring Paul
Muni, featured characters and situations so disturb-
ing that it was almost too explosive for its time.
While there are many ways to interpret such
films, it seems clear that Depression-era audiences
must have experienced a vicarious thrill by seeing
nihilistic gangster antiheroes shoot their way
through a society in chaos, for such disorder paral-
leled the lives of millions of suffering and frustrated
Americans. Gangster pictures also reflected a cyni-
cal view of society, in which the Victorian middle -
class success ethic had been perverted into a drive
fueled by merciless and ultimately self- destructive
ambition — a suitable metaphor for the causes of the
Depression itself.
Some movies spoke even more directly to the
theme of common Americans victimized by cruel
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Eleanor Roosevelt with Shirley Temple, one of the most popular movie stars of the Depression era, in 1938. Franklin Delano
Roosevelt Library
economic and social forces. In LeRoy's powerful I
Am a Fugitive from a Chain Gang (1932), Paul Muni
plays an unemployed war veteran wrongly impli-
cated in a robbery and sentenced to hard labor in
a brutal Southern prison. After escaping, he estab-
lishes a new life as a respected engineer, but is sent
back to prison after his vengeful wife betrays his
identity to the authorities. He escapes once again,
but only to the life of a fugitive, running from shad-
ows and stealing to survive. An unjust society thus
forces a good man to become a criminal.
Comedies of the early 1930s also captured the
prevailing mood of disorientation. The Marx Broth-
ers (Groucho, Chico, Harpo, andZeppo) developed
an inimitable style of lightning- quick improvisation
and anarchic humor that sometimes left even their
supporting cast confused but had audiences literally
rolling in the aisles. In such films as Animal Crackers
(1930), Horse Feathers (1932), and A Night at the
Opera (1935) the Marx Brothers typically played the
role of unemployed charlatans who mocked the
pretensions and snobbery of the upper class. In
Duck Soup (1933) Groucho satirized a "reforming"
national leader who was in fact out for himself. At
a time when much of the nation was pinning their
hopes on Franklin D. Roosevelt, the film was not as
well received as it was to be in later years. Mae West
became the most influential female comedian of
her time by subverting middle-class norms of sexu-
al propriety and male dominance with smirking
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double entendres. W. C. Fields sharply satirized
family life in The Man on the Flying Trapeze (1935)
and established a funny, yet vaguely unsettling,
screen character deeply at odds with civilization.
The search for a winning formula to get audi-
ences into the theaters led some studios to exploit
the fantastic, the bizarre, and the grotesque. Uni-
versal Pictures found a youthful market for horror
with such films as Dracula (1931), Frankenstein
(1931), and The Mummy (1932). PJCO's King Kong
(1933) employed pioneering special effects to tell
the story of a gigantic ape captured from his tropical
island home and brought to New York City by
greedy promoters. After escaping, rampaging
through the city, and scaling the Empire State
Building with his captive woman, Kong is killed by
American fighter planes, and the audience is left
oddly ambivalent about the justice in his tragic fate.
The Depression era also saw the birth of the ex-
ploitation film. Certainly the most bizarre stab at
winning an audience through shock was Freaks
(1932), which documented the underworld of actu-
al deformed sideshow performers. Not for the
squeamish, this oddity has since become a cult fa-
vorite, but it is doubtful whether many contempo-
rary moviegoers were ready for it. The remarkably
lurid and inept Reefer Madness (1938) purported to
be an expose of the demented marijuana subcul-
ture. Its effect, however, was probably more likely
to titillate and inspire curiosity in the "devil weed."
While most of Hollywood's output during the
early Depression years remained well within the
bounds of mainstream social acceptability, the at-
tention generated by the most lurid, violent, and
sexually provocative films supplied new ammuni-
tion to those calling for greater censorship. Since
the earliest days of the motion picture industry,
such interest groups as the Catholic Legion of De-
cency had worked to restrain the cultural influence
of movies and control their content, but the studios
had so far resisted most outside pressure. Con-
fronted with diminishing profits and the uncertain-
ties of a Depression-wracked market, however,
Hollywood capitulated. In 1934 the industry ap-
pointed Joseph Breen to supervise the Motion Pic-
ture Production Code Administration. When Mar-
tin Quigley, a Catholic layman and motion picture
trade publisher, first prepared the Production Code
in 1930, moviemakers had treated it mainly as a
public relations tool. But now Breen would have the
absolute authority to approve, censor, or reject any
Hollywood movie subject to the code. The code
prohibited a whole range of actions and expres-
sions, including the kind of suggestive sexuality
that had recently made its way into the movies. It
also dictated that all "bad" acts had to be followed
by sure punishment or rehabilitation, and insisted
on no ambiguity between good and evil. The en-
forcement of the Production Code effectively ended
Hollywood's brief era of adventurism in the early
1930s.
THE RETURN TO ORDER, 1935-1940
The films of the second half of the decade re-
flected both the influence of the code and the desire
of leading moviemakers to shift the artistic focus of
their industry. Top Hollywood producers like Dar-
ryl Zanuck at Twentieth Century Fox and MGM's
Irving Thalberg and David O. Selznick decided that
there was greater prestige and profit to be gained
from more conservative and dignified pictures that
appealed to the ideals, dreams, and traditional val-
ues of moviegoers. As a result, the films of the later
Depression years tended to reinforce and reaffirm
the social order, rather than challenge or disrupt it.
One could see the changes, for example, in the
new style of comedy. Gone was the edgy and sub-
versive humor of the early 1930s, and in its place
were such lighthearted "screwball" comedies as My
Man Godfrey (1936), Topper (1937), and The Phila-
delphia Story (1940). Although these films some-
times played with social conventions, they ulti-
mately affirmed the sanctity of marriage, accepted
class divisions, and upheld the status quo. Mae
West, W. C. Fields, and the Marx Brothers contin-
ued to make movies, but only with their wilder im-
pulses tamed into more insipid vehicles that traded
on past glories. The most anarchic and irreverent
humor in film could no longer be found in live-
action features, but survived in the madcap animat-
ed shorts directed by Leon Schlesinger and Chuck
Jones at Warner Brothers and by Tex Avery at
MGM.
The later Depression years also saw the steady
release of big-budget films based on classic novels
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and respectable best-sellers. Such pictures as Muti-
ny on the Bounty (1935), The Wizard of Oz (1939),
and the biggest film of the decade, Gone with the
Wind (1939) provided high-quality entertainment
couched within conservative morality: respect au-
thority, cherish small-town communities, and per-
severe with individual courage in the face of adver-
sity. Likewise, Walt Disney produced dazzling
animated films adapted from classic fairy tales and
children's stories like Snow White and the Seven
Dwarfs (1937) and Pinocchio (1940), each of which
extolled respect for traditional values.
Two of the most important directors of the de-
cade, Frank Capra and John Ford, produced films
that aimed to reconcile traditional Jeffersonian val-
ues with the new reality of big government inter-
ventionism in the New Deal era. Americans would
prevail in these hard times, so assured the movies,
because of their intrinsic morality and simple integ-
rity. Capra celebrated the decency of the common
man and praised the virtues of small-town America
in films like Mr. Smith Goes to Washington (1939),
which pitted the plainspoken idealist Jefferson
Smith, played by Jimmy Stewart, against corrupt
senators presiding over an ineffectual U.S. govern-
ment. Ford reinvented the Western film as cine-
matic art and a symbol of patriotic regeneration
with Stagecoach (1939), featuring a star-making per-
formance by John Wayne. He then went on to di-
rect the greatest of all motion pictures about the
Depression, The Grapes of Wrath (1940). While ac-
knowledging the positive role played by federal
New Deal agencies, the true heroes in Ford's adap-
tation of John Steinbeck's novel are the Joad family
themselves, who maintain their heartland spirit and
noble dignity throughout a grim exodus from the
Oklahoma Dust Bowl to the wretched migrant
camps of California. As Tom Joad, actor Henry
Fonda delivered the film's definitive speech, prom-
ising his mother as he bids her farewell, "I'll be all
around . . . Wherever there's a fight so hungry
people can eat . . . Wherever there's a cop beating
a guy, I'll be there . . . And when the people are
eatin' the stuff they raise and livin' in the houses
they build, I'll be there too." In further affirmation,
his mother closes the film with another rallying
speech, "Can't wipe us out. Can't lick us. We'll go
on forever. 'Cause we're the people."
With few exceptions, Hollywood's image of the
"common man" did not include a place for black
Americans. Aside from a few roles allotted for ser-
vants and slaves, such as Hattie McDaniel's charac-
ter in Gone with the Wind and Paul Robeson's sing-
ing performance in Showboat (1936), blacks found
expression primarily in independently-produced
"race movies." Oscar Micheaux, the pioneering
black filmmaker of the silent era, directed several
films during the 1930s. And the gangster genre
lived on in black films like Am I Guilty (1940) years
after the Production Code effectively killed it in
Hollywood.
Various political winds blew through the mo-
tion picture industry during the 1930s, some with
a far-lasting impact. Frightened by the 1934 Cali-
fornia gubernatorial campaign of socialist Upton
Sinclair, the studios distributed to theaters reels of
what amounted to campaign attack ads that helped
to foil his election bid. But the film industry as a
whole tilted toward liberal causes. In 1936, despite
wide mainstream isolationist sentiment, the Holly-
wood Anti-Nazi League organized to highlight the
menace of international fascism and champion the
Loyalist cause in the Spanish Civil War. The leftist
politics of the Popular Front attracted idealists
within Hollywood, and the film industry also
became a base for Communist Party organizers,
who successfully recruited a number of movie
workers. Within a decade many of these leftist writ-
ers, directors, and actors would find themselves
under attack and sometimes even blacklisted for
their Depression-era politics, as Hollywood suc-
cumbed to the red-baiting of the Cold War.
See Also: CAGNEY, JAMES; CAPRA, FRANK;
CHAPLIN, CHARLIE; DISNEY, WALT; FORD,
JOHN; FREAKS; GABRIEL OVER THE WHITE
HOUSE; GANGSTER FILMS; GOLD DIGGERS OF
1933; GONE WITH THE WIND; I AM A FUGITIVE
FROM A CHAIN GANG; LITTLE CAESAR; MARX
BROTHERS; MR. SMITH GOES TO WASHINGTON;
OUR DAILY BREAD; PRODUCTION CODE
ADMINISTRATION (HAYS OFFICE); SNOW WHITE
AND THE SEVEN DWARFS; WELLES, ORSON;
WEST, MAE; WIZARD OF OZ.
ENCYCLOPEDIA 01 THE GREAT DEPRESSION
i.5 1
L M E S
OLIVER WENDELL
J R
BIBLIOGRAPHY
Bergman, Andrew. We're in the Money: Depression Ameri-
ca and Its Films. 1971.
Buhle, Paul, and Dave Wagner. Radical Hollywood: The
Untold Story Behind America's Favorite Films. 2002.
Ceplair, Larry, and Steven Englund. The Inquisition in
Hollywood: Politics in the Film Community,
1930-1960. 1980.
Cripps, Thomas. Slow Fade to Black: The 'Negro in Ameri-
can Film, 1900-1942. 1993.
Hamilton, Marybeth. "When I'm Bad, I'm Better": Mae
West, Sex, and American Fntertainment. 1995.
Home, Gerald. Class Struggle in Hollywood, 1930-1950:
Moguls, Mobsters, Stars, Reds, and Trade Unionists.
2001.
Kendall, Elizabeth. The Runaway Bride: Hollywood Ro-
mantic Comedy of the 1930s. 1990.
Louvish, Simon. Monkey Business, the Lives and Legends
of the Marx Brothers: Groucho, Chico, Harpo, Zeppo,
with Added Gummo. 2000.
May, Lary. The Big Tomorrow: Hollywood and the Politics
of the American Way. 2000.
McBride, Joseph. Frank Capra: The Catastrophe of Success.
1992.
Munby, Jonathan. Public Enemies, Public Heroes: Screening
the Gangster from Little Caesar to Touch of Evil. 1999.
Roberts, Randy, and James Olson. John Wayne: American.
1995.
Sarris, Andrew. "You Ain't Heard Nothin' Yet": The Ameri-
can Talking Film: History, and Memory, 1927-1949.
1998.
Schatz, Thomas. Hollywood Genres: Formulas, Filmmaking,
and the Studio System. 1981.
Schatz, Thomas. The Genius of the System: Hollywood
Filmmaking in the Studio Era. 1988.
Schickel, Richard. The Disney Version: The Life, Times, Art,
and Commerce of Walt Disney. 1968.
Sklar, Robert. City Boys: Cagney, Bogart, Garfield. 1992.
Sklar, Robert. Movie-Made America: A Cultural History of
American Movies. 1975.
Smoodin, Eric. Animating Culture: Hollywood Cartoons
from the Sound Era. 1993.
Bradford W. Wright
HOLMES, OLIVER WENDELL, JR.
Oliver Wendell Holmes, Jr. (March 8, 1841-March
6, 1935) was born in Boston, Massachusetts. His fa-
ther was a physician and literary figure; his mother,
Amelia Lee Jackson, a prominent society leader ac-
tive in charitable causes. Holmes's mother, to
whom the future Supreme Court justice bore a
close physical resemblance, was the daughter of a
prominent Boston lawyer and judge. Holmes at-
tended private schools and Harvard but he benefit-
ed especially from the strong intellectual influence
of his parents, whose visitors regularly included
major writers and thinkers of the day.
A student at Harvard when the nation erupted
in civil war, Holmes promptly enlisted in the infan-
try, graduated from college, and was given a com-
mission as a second lieutenant. As a member of the
Army of the Potomac, he developed an impressive
record and was injured in combat on three occa-
sions. When his injuries forced his resignation from
the service in 1864, he held the rank of captain.
On returning to Boston, Holmes attended Har-
vard Law School, then toured Great Britain and the
continent of Europe to complete his education. A
clerkship in Boston and admission to the bar in
1867 followed. In 1872, Holmes married his child-
hood friend Fanny Dixwell and joined a Boston firm
specializing in commercial and admiralty law. But
he also had an enduring interest in legal scholar-
ship, and in 1881, a few days before his fortieth
birthday, his Lowell Lectures in Boston were pub-
lished as a book. The Common Law would become
one of the most influential studies of its kind, exert-
ing a major impact on the development of the so-
ciological and legal realist schools of jurisprudence.
Following publication of The Common Law,
Holmes taught a semester at Harvard University,
then accepted an appointment as a justice of the
Massachusetts Supreme Judicial Court, on which
he served twenty years, becoming its chief justice in
1899.
In 1902, President Theodore Roosevelt ap-
pointed Holmes to a seat on the United States Su-
preme Court. In his scholarly writings, Holmes had
stressed the degree to which judges' life experi-
ences, rather than logic, guided their decisions. As
a justice, however, he generally opposed judicial in-
terference with legislative judgments, especially in
regulatory cases. Dissenting in Lochner v. New York
(1905) and related cases, striking down maximum
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hour (Lochner), minimum wage, and other state
and federal regulations, he attacked the Court's use
of substantive due process as a weapon against eco-
nomic legislation. Personally, he was skeptical of
government efforts to control the economy. But in
his view such decisions rested with legislators and
the electorate, not with the courts.
Holmes usually gave non-economic substan-
tive guarantees a narrow reading as well, refusing
to equate laws forbidding tenant farmers to break
their labor contracts with involuntary servitude. But
the version of the clear and present danger test he
ultimately embraced in Abrams v. United States
(1919) and other World War I dissents was clearly
more protective of free speech than the majority in-
terpretation of the First Amendment in that era. He
also joined Justice Louis Brandeis's dissent in Olms-
tead v. United States (1928), declaring that wiretap-
ping should be subjected to Fourth Amendment re-
quirements.
When Chief Justice William Howard Taft re-
signed from the bench in 1930, Holmes thrived in
his brief role as acting chief justice. He also contin-
ued to challenge the Court's growing body of rul-
ings restricting federal and state regulatory authori-
ty. When a majority, in Farmers Loan and Trust Co.
v. Minnesota (1930), overturned his opinion gener-
ously construing state tax power in Blackstone v.
Miller (1903), the justice dissented, expressing his
"anxiety" over the Court's further encroachment on
"the Constitutional rights of the States."
After Holmes' beloved wife Fanny died in 1929,
however, his own health had begun to decline, as
had his ability to keep abreast of the Court's work.
In 1932, Chief Justice Charles Evans Hughes visited
his home, explaining that a majority of the Court
had asked Hughes to suggest that Holmes resign.
Without apparent opposition or resentment,
Holmes complied, sending the president his retire-
ment letter on January 12, 1932. In 1935, he died at
his home in Washington. He had served thirty
years on the bench, under four chief justices. He is
remembered as one of the Court's most outstand-
ing jurists.
See Also: BLACK, HUGO; DOUGLAS, WILLIAM O.;
FRANKFURTER, FELIX; HUGHES, CHARLES
EVANS; SUPREME COURT.
BIBLIOGRAPHY
Alschuler, Albert W. Law without Values: The Life, Work,
and Legacy of Justice Holmes. 2000.
Baker, Liva. The Justice from Beacon Hill: The Life and
Times of Oliver Wendell Holmes. 1991.
Novick, Sheldon M. Honorable Justice: The Life of Oliver
Wendell Holmes. 1989.
White, G. Edward. Justice Oliver Wendell Holmes: Law and
the Inner Self. 1993.
TlNSLEY E. YARBROUGH
HOMELESSNESS
Poor people without permanent shelter have al-
ways had a presence in the United States, and the
homeless were much noticed on the edges of grow-
ing cities or riding the railroads during the nine-
teenth century. But Hooverville shantytowns and
migrant Okie families driving West during the De-
pression brought unprecedented national attention
and federal intervention to the problem of home-
lessness. Even during the Depression years, howev-
er, the experience of the homeless was not uniform
and aid programs were far from comprehensive.
Public response to the homeless alternated be-
tween antagonism and empathy.
In the late 1920s there were already increasing
numbers of homeless people in community shel-
ters. When the Depression hit, many of the newly
unemployed headed to cities looking for jobs, over-
whelming municipal lodging houses and private
agencies. In 1931, for example, the number of
homeless using shelters in Minneapolis increased
fourfold over the previous year. Local and regional
response was mixed, but certain patterns emerged.
Cities could be more or less lenient in enforcing set-
tlement laws, which mandated prior residency for
relief and the return of potential public charges to
their state of legal residence. In practice, though,
few cities offered more than a night's shelter and a
meal for nonresidents. In the Deep South, tran-
sients could be arrested and sent to work on chain
gangs, and the few cities that had municipal shel-
ters for the local poor excluded African Americans
from them. Chicago expanded separate services for
ENCYCLOPEDIA OF THE GREAT DEPRESSION
1.53
H M E L E S S N E S S
....
Homeless people lived in shacks under the arches of the D Street Bridge in Marysville, California. Photographed by Dorothea
Lange in February 1940, there were about twenty-eight shacks under the bridge, mostly housing single men. Native Archives and
Records Administration
the homeless of both races, and a 1931 protest of
the homeless in New York City led to improve-
ments at the municipal lodging house. Still, much
of the additional shelter was provided by private or-
ganizations like the Salvation Army. Religious mis-
sions provided shelter regardless of residency sta-
tus, though they required that the homeless attend
religious services. Small charities started soup
kitchens and breadlines for anyone who was hun-
gry-
Contemporary depictions of the homeless por-
trayed those waiting in breadlines as iconic victims
of the nation's economic ruin. Though single
women were frequently absent from the lines and
rarely represented, they made up an increasing,
though still small, percentage of the conservatively
estimated 1.25 million unattached (i.e., not in fami-
lies) homeless tallied in a 1933 census of 765 cities.
The standard social work policy was to send tran-
sient women back to the residence of their families
or husbands, so some homeless women avoided
urban aid agencies. Many traveled on trains dressed
in men's clothes, though this did not insure their
safety. As "Boxcar" Bertha Thompson recalled, fe-
male hobos, like their male counterparts, took to
the road for lack of money and the desire for free-
dom.
More visible was the increasing number of beg-
gars. It became untenable to enforce anti-begging
laws when some poor people deliberately tried to
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ENCYCLOPEDIA OF THE GREAT DEPRESSION
M E L E S S N E S S
get arrested for the shelter of a lockup and when
the increasing number of newly unemployed semi-
skilled and white-collar workers elicited public
sympathy. Most visible, perhaps, were the home-
less who rode in boxcars and set up hobo camps or
"jungles" at junctions and in cities. In 1932, World
War I veterans traveled by train to Washington,
D.C., and set up a large shantytown that swelled
with those who supported their demand for ad-
vance payment of war bonuses. When President
Herbert Hoover sent the U.S. Army to route this
"bonus army" of the country's "worthiest" poor,
public opinion turned even more against him.
The increasing number of homeless children —
an estimated one-fifth of the homeless population
was nineteen or younger — also attracted the atten-
tion of advocates. Many of these youngsters left
home so as not to burden their families, which
often were already disrupted or on relief. In 1932 a
coalition of welfare advocates urged the Senate to
pass a federal homeless program that would, in
providing relief for the transient homeless, save the
character of America's children.
In May 1933, President Roosevelt established
the Federal Transient Service (FTS) as part of the
Federal Emergency Relief Act. FTS was designed to
provide aid for homeless people who were ineligi-
ble for local relief because they had not lived in any
given state for more than the year required for set-
tlement status. FTS eventually established pro-
grams in every state except Vermont. The service al-
lotted the most money to California, which, with
4.7 percent of the nation's population, handled 14
percent of the nation's transients. FTS ran shelters
that provided food, clothing, and medical care to
residents, as well as work training and education
programs to some who stayed for long periods. FTS
also started camps in rural areas where homeless
men were assigned public work and conservation
projects, such as flood control and park improve-
ment. Many camps and centers were partly self-
governed and staffed by residents. FTS also paid for
rooms in boarding houses or YMCAs to accommo-
date transient women, and the agency allotted
apartments and relief payments to families; as
Harry Hopkins, director of the Federal Emergency
Relief Administration, wrote, "shelter care for fami-
Many sharecroppers, like these living along the highway in
New Madrid county, Missouri, in 1939, became homeless
when they were evicted from their farms after drought caused
their crops to fail. Library of Congress, Prints & Photographs
Division, FSA/OWI Collection
lies was taboo." FTS left the issue of integration and
equality up to local practice. Many urban FTS cen-
ters were segregated, and in the South separate
black shelters were, according to a 1934 FTS report,
"not quite equal to those provided for the whites."
In 1935, FTS was phased out because, accord-
ing to Hopkins, transients had "to be recognized as
being no different from the rest of the unem-
ployed." The end of FTS marked a general shift
away from direct relief and toward work-related
and constituency-specific New Deal programs.
However, only about 20 percent of the unemployed
transients formerly housed by FTS were able to get
jobs with the Works Progress Administration; few
young transients were eligible for the Civilian Con-
ENCYCLOPEDIA OF THE GREAT DEPRESSION
455
H M E L E S S N E S S
Homeless men take shelter in the heal homeless men's bureau dormitory in Sioux City, Iowa, in 1936. Library of Congress, Prints
& Photographs Division, FSA/OWI Collection
servation Corps, and the Resettlement Administra-
tion's forty-five camps for migratory workers could
not meet demand. Meanwhile, the number of
homeless people increased in the latter half of the
decade as factories closed and tenant farmers were
displaced. Moreover, between January 1938 and
October 1939, eight states increased residency re-
quirements for relief. Few states allowed settlement
status to carry over until acquired in another state
so that typically those who moved were ineligible
for aid. In most cities, overwhelmed private shelters
and police stations led to increased hostility to-
wards transients. Some communities, especially in
the South and West, used extralegal means, such as
border patrols, forced removals, and unwarranted
arrests, to keep the homeless out.
John Steinbeck's portrayal of a transient farm
family's struggle for survival in The Grapes of Wrath
(1939) raised public sympathy for the homeless,
though it did not address the majority of the home-
less population, which lived in cities, and the dis-
proportionate number of homeless African Ameri-
cans and Mexican seasonal workers. A month after
the premier of John Ford's 1940 film version of
Steinbeck's story, a House committee began hear-
ings on interstate migration of the destitute, but the
advent of World War II shifted its focus to an inves-
tigation of defense migration. As many of the
homeless joined the army and found employment
in war industries, relief programs were reduced and
city shelters closed; those homeless who remained
were left to the missions, casual employment agen-
cies, and skid row hotels. It was not until 1969 that
the Supreme Court declared unconstitutional the
residency requirements for benefit eligibility.
Homelessness would not recapture the national at-
tention it had during the Depression until the late
456
ENCYCLOPEDIA OF THE GREAT DEPRESSION
M E
OWNERS
LOAN
C R P R A E I N
H L C
1970s, when it was thrust to the fore as a result of
deindustrialization and urban renewal.
See Also: BONUS ARMY/BONUS MARCH;
BREADLENES; CHARETY; CHELDREN AND
ADOLESCENTS, EMPACT OF THE GREAT
DEPRESSEON ON; FAMELY AND HOME, EMPACT
OF THE GREAT DEPRESSION ON; SOUP
KITCHENS; TRANSEENTS.
BIBLIOGRAPHY
Anderson, Nels. On Hobos and Homelessness, edited by
Raffaele Rauty. 1998.
Box-Car Bertha with Ben Reitman. Boxcar Bertha: An Au-
tobiography. 1937.
Crouse, Joan M. The Homeless Transient in the Great De-
pression: New York State, 1929-1941. 1986.
Gold, Christina Anne Sheehan. "Hoovervilles: Home-
lessness and Squatting in California during the
Great Depression." Ph.D. diss., University of Cali-
fornia, Berkeley, 1998.
Golden, Stephanie. The Women Outside: Meanings and
Myths of Homelessness. 1992.
Kusmer, Kenneth L. Down and Out, On the Road: The
Homeless in American History. 2002.
Reed, Ellery F. Tederal Transient Program: An Evaluative
Survey, May to July 1934. 1934.
Uys, Michael, and Lexy Lovell, directors and producers.
Riding the Rails. 1997.
Wickenden, Elizabeth "Reminiscences of the Program
for Transients and Homeless in the Thirties." In On
Being Homeless: Historical Perspectives, edited by Rick
Beard. 1987.
Yael Schacher
HOME OWNERS LOAN
CORPORATION (HOLC)
Diminished wages, widespread unemployment,
and few, if any, refinancing options made it difficult
for home owners to meet monthly mortgage pay-
ments during the Great Depression. By the spring
of 1933, with almost a thousand foreclosures a day,
President Franklin D. Roosevelt asked Congress on
April 13, 1933, for "legislation to protect small
home owners from foreclosure." Lawmakers re-
sponded by creating the Home Owners Loan Cor-
poration (HOLC) on June 13, 1933.
The HOLC, which was under the supervision
of the Federal Home Loan Bank Board, did not ac-
tually lend money to home owners. Instead, the
agency purchased and refinanced mortgages in de-
fault or foreclosure from financial institutions
(lenders). In exchange for mortgages, the HOLC
gave lenders government bonds paying 4 percent
interest (later reduced to 3 percent). Capitalized
with $200 million from the U.S. Treasury, the
HOLC was authorized to issue $2 billion in bonds,
an amount eventually increased to $4.75 billion.
During a peak period in the spring of 1934, it pro-
cessed over 35,000 loan applications per week and
employed almost 21,000 people in 458 offices
throughout the country. The law authorizing the
HOLC's lending activities expired on June 12, 1936.
By that time, the HOLC had made 1,021,587 loans,
making it the owner of approximately one-sixth of
the urban home mortgage debt in the United
States. The HOLC's operations were not officially
terminated until February 3, 1954.
The Roosevelt administration credited the
HOLC with a restoration of economic morale, a re-
duction of foreclosure rates, and payment of almost
$250 million in delinquent taxes to state and mu-
nicipal governments. Subsequent scholars have
generally agreed with this positive evaluation, as-
serting that the HOLC was significant because it in-
troduced the long-term, self-amortizing mortgage.
Indeed, with HOLC mortgages refinanced at 5 per-
cent interest over fifteen years, home ownership
became feasible for those who had been previously
unable to afford short-term mortgages at high in-
terest rates.
Some commentators, however, criticized the
HOLC's practice of indirectly assisting home own-
ers through programs that directly aided mortgage
lenders. The urban reformer Charles Abrams point-
ed out that, on average, the HOLC refinanced the
mortgages it purchased for only 7 percent less than
the previous, admittedly inflated, value of the prop-
erty in question (the value of residential real estate
had risen appreciably during the 1920s). The
HOLC, for example, might refinance a $10,000
mortgage as if the initial amount loaned to the
home owner had been $9,300, but that figure —
$9,300 — could still be significantly higher than the
ENCYCLOPEDIA E E H E 6 R E A E DEPRESSION
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current deflated market value of the property.
Under this arrangement, lenders only had to forego
a small part of their capital, plus they received
government-backed bonds in place of frozen mort-
gages. On the other hand, by propping up the face
values of its refinanced mortgages, the HOLC com-
pelled home owners to repay inflated 1920s mort-
gage loans with deflated 1930s wages.
The HOLC also developed a neighborhood
mortgage rating system. The lowest rated neigh-
borhoods — those with high concentrations of racial
minorities — were "redlined" by the HOLC, a term
denoting an area considered too risky for govern-
ment mortgage assistance. Redlining was adopted
not only by private lenders, but also by public agen-
cies, most notably the Federal Housing Administra-
tion (FHA), which was part of the National Hous-
ing Act of 1934. The FHA, by extending mortgage
insurance to lenders, encouraged banks to liberalize
financing terms for potential homeowners. Thus,
while the HOLC and the FHA assisted some Amer-
icans in keeping their homes or in purchasing new
ones, they both used redlining to prevent minority
groups, especially African Americans, from doing
likewise. This practice helped perpetuate and ex-
tend the pattern of segregated neighborhoods and
suburbs throughout America.
See Also: FEDERAL HOUSING ADMINISTRATION
(FHA); HOUSING; NATIONAL HOUSING ACT OF
1934.
BIBLIOGRAPHY
Abrams, Charles. The Future of Housing. 1946.
Henderson, A. Scott. Housing and the Democratic Ideal:
The Life and Thought of Charles Abrams. 2000.
Jackson, Kenneth T. Crabgrass Frontier: The Suburbaniza-
tion of the United States. 1985.
Keith, Nathaniel S. Politics and the Housing Crisis Since
1930. 1973.
Radford, Gail. Modern Housing for America: Policy Strug-
gles in the New Deal Era. 1996.
A. Scott Henderson
HOOVER, HERBERT
Herbert Clark Hoover (August 10, 1874-October
20, 1964) was an engineer, financier, humanitarian,
public servant, president of the United States, and
elder statesman. Born in West Branch, Iowa, he was
the second of three children of Jesse Clark Hoover,
a blacksmith, inventor, and seller of farm imple-
ments, and his wife, Huldah Minthorn, a minister
of the Society of Friends. Both parents died before
"Bertie" was ten. He spent his adolescence in Ore-
gon in the household of his maternal uncle and at-
tended the Quaker academy his uncle superintend-
ed before going to work as an office boy in his
uncle's land development office.
At age seventeen, Hoover became the youngest
member of the "pioneer class" of Leland Stanford
Junior University in Palo Alto, California. He stud-
ied geology, engaged in campus politics as an anti-
fraternity "barbarian," was elected treasurer, intro-
duced fiscal responsibility in the football program,
and met his future wife, Lou Henry, a fellow Iowan.
He graduated in May 1895, not yet twenty-one
years old. Always a loyal alumnus and generous
contributor, in 1912 Hoover began half a century of
service on Stanford's board of trustees. His bene-
factions included the Stanford Union, the Food Re-
search Institute, and the Graduate School of Busi-
ness. In 1919, he founded at Stanford the Hoover
Institution on War, Revolution, and Peace, a vast
archive of records relating to political events of the
early and mid-twentieth century.
Hoover worked briefly as a common miner be-
fore joining a prestigious San Francisco engineering
firm. In 1897, Bewick, Moreing and Company of
London hired him as an "inspecting engineer" to
find and develop new properties in Australia, the
most spectacular of which was the Sons of Gwalia
mine. Success led to an assignment to China as
technical consultant to the director-general of
mines in Chihli province, at a substantial increase
in salary. En route, Hoover stopped in Monterey,
California, to marry Lou Henry. In Tientsin, they
came under fire during the Boxer Rebellion. Again,
success earned promotion, a partnership in Bewick,
Moreing, which lasted until he established his own
firm in 1908. As an engineer and financier, Hoover
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ENCYCLOPEDIA OF E H E GREAT DEPRESSION
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became known as the "doctor of sick mines," trav-
eling around the world five times with his wife and
two sons. In addition, Hoover and his wife collabo-
rated in the translation of a sixteenth-century Latin
mining text, De Re Metallica, by Georg Bauer
(known as Agricola). Hoover also published exten-
sively in mining journals and lectured at the Co-
lumbia School of Mines. By 1914, he had made a
considerable fortune and was looking for a way to
enter public life, perhaps as the publisher of an
American newspaper.
FOOD RELIEF DURING WORLD WAR I
When war broke out in Europe in August 1914,
both Hoovers aided the repatriation of stranded
Americans. Herbert Hoover next established the
Commission for Relief in Belgium, which provided
millions of tons of food to starving people in Bel-
gium and France from 1914 until the American dec-
laration of war in 1917. Hoover then returned to the
United States as food administrator in the Wilson
administration. Orchestrating a massive but decen-
tralized campaign for voluntary cooperation in food
conservation to support the war effort, Hoover be-
came a master of public relations as well as a valued
member of Wilson's war cabinet. At the end of the
war, he resumed international food relief with the
American Relief Administration, which combined
humanitarian aid with major contributions to the
economic reconstruction of Europe.
SECRETARY OF COMMERCE
Although briefly considered by both parties as
a presidential nominee in 1920, Hoover became
secretary of commerce in the cabinet of Warren G.
Harding, remaining in that post through most of
the administration of Calvin Coolidge as well.
Hoover energetically reorganized and expand-
ed the Department of Commerce from a minor
agency into a complex organization with far-
sweeping domestic and international influence.
Major divisions dealt with industry, trade, and
transportation. A new bureau collected and distrib-
uted statistics, consistent with Hoover's belief that
business efficiency depended on accurate and
shared information. The Bureau of Standards en-
couraged systematization of industrial technology.
Herbert Hoover (left) and Secretary of Labor James }. Davis
outside the White House in the early 1920s, when Hoover
was secretary of commerce. Library of Congress, Prints &
Photographs Division
Appropriations for the Bureau of Foreign and Do-
mestic Commerce increased by nearly half, its
branch offices at home and abroad doubled, and
personnel grew five-fold. The workforce was racial-
ly desegregated. New divisions supervised aviation,
radio, and housing.
With an engineer's concern for efficiency and a
progressive's dedication to community responsibil-
ity, Hoover advocated a form of capitalism based on
associationalism and cooperation. Believing that
waste, selfishness, and destructive competition led
to inefficiency and unemployment, he sought to
make government a servant of self-regulating eco-
nomic units. He favored diversification of stock
ownership, attacked the twelve-hour workday in
the steel industry, and encouraged trade associa-
tions and individual firms to standardize products
and processes to eliminate waste. The Department
of Commerce undertook massive educational cam-
ENCYCLOPEDIA E THE 6 R E A E DEPRESSION
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V E R , HERBERT
President Herbert Hoover (seated) signs the farm relief bill in June 1929. Library of Congress, Prints & Photographs Division
paigns to convince business leaders and the public
to embrace fact-based planning, voluntary cooper-
ation, and community responsibility. More than
two hundred conferences addressed topics ranging
from unemployment to highway safety, housing,
conservation, and child health. Experts highlighted
conditions, disseminated information, and rallied
public support for already-developed solutions.
In 1927 when the Mississippi River flooded a
20,000 square mile area, leaving 600,000 people
homeless, Hoover took personal charge, mobilizing
local and state resources, the Red Cross, the Army
Corps of Engineers, the Coast Guard, and countless
volunteers to evacuate, shelter, and feed flood vic-
tims; to provide sanitation and combat epidemics;
and to finance low-cost rehabilitation loans. In an-
other example of federal, local, and private partner-
ship, he negotiated an interstate agreement for ac-
cess to the waters of the Colorado River and federal
construction of a dam in Boulder Canyon that
would provide hydroelectric power to municipal
and private distributors. He advocated a network of
waterways that eventually became the Saint Law-
rence Seaway.
Hoover articulated his philosophy of "Ameri-
can Individualism" in a small book published in
1922. A unique combination of individual enter-
prise and community obligation, it called for educa-
tion, competition, individual liberties, and "volun-
tary organizational cooperation for the common
good."
PRESIDENCY
When Calvin Coolidge did not "choose to run"
for another term as president in 1928, Hoover rode
"Republican prosperity" to an easy victory over
Alfred E. Smith, who also suffered the political
liabilities of being a Roman Catholic and an oppo-
nent of prohibition. The president-elect then made
a "good neighbor" tour of eleven Latin American
countries.
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President Hoover (left) and President-elect Franklin D. Roosevelt, on the way to Roosevelt's inauguration in Washington, D.C., on
March 4, 1933. Franklin Delano Roosevelt Library
Hoover hoped for a presidency in which Amer-
ican individualism, associationalism, expertise, and
technology would bring greater rationality, efficien-
cy, humanity, and more widespread prosperity to
the American people. As he had during his years as
secretary of commerce, he recruited experts and
commissioned extensive research, expecting that
their data and analysis would form the basis for en-
lightened public policy. The White House Confer-
ence on Child Health and Protection produced a
nineteen-point Children's Charter as well as a 35-
volume report that influenced social workers for
many years and inspired much local legislation.
Ironically, a major set of findings, published in 1933
as Recent Social Trends documented the extraordi-
nary modernization of the United States at precise-
ly the time when public belief in the "American
dream" was at its lowest.
Events forced Hoover's administration to focus
primarily on the domestic economy rather than for-
eign affairs. He welcomed the London Treaty of
1930, which reduced all categories of naval arma-
ments, but he failed to obtain abolition of offensive
weapons, such as bombers and chemical warfare,
by participants at the World Disarmament Confer-
ence in Geneva in 1932. In Latin America, he re-
nounced dollar diplomacy, repudiated the Roose-
velt Corollary, removed the Marines from their
twenty-year occupation of Nicaragua, and prepared
for withdrawal of U.S. troops from Haiti. When
ENCYCLOPEDIA E THE 6 R E A E DEPRESSION
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Japan invaded China, Hoover's belief in voluntary
international cooperation, collective persuasion,
and moral force led him to insist on a doctrine of
nonrecognition of territorial acquisitions obtained
by force in violation of treaty rights.
As one of the few who had recognized eco-
nomic imbalances and warned about a runaway
stock market in the 1920s, Hoover anticipated that
he would have to oversee remedies and corrections.
To combat the long-standing agricultural depres-
sion, the Federal Farm Board encouraged creation
of farmers' organizations to withhold surpluses
until prices became more favorable. The stock mar-
ket crash of 1929 revealed serious structural weak-
nesses in the domestic and international econo-
mies. Depressed farm incomes, values, and
purchasing power led to failures of country banks
that gradually expanded to undermine larger finan-
cial institutions. Sales declined; manufacturers
stockpiled inventories of durable goods. Overpro-
duction in industries like automobiles had an im-
pact on collateral production, such as steel. Building
stagnated. European financial dependence on the
United States required an increase in exports or a
decrease in debt, but the Hawley-Smoot tariff
proved an insurmountable obstacle.
Hoover struggled to persuade industrial, labor,
agricultural, utility, and financial leaders to main-
tain wages, hence purchasing power, and plan for
renewed business progress. Believing that the na-
tion suffered from a crisis in confidence, he worked
tirelessly to restore faith in the spiritual and eco-
nomic strength of the country. He appealed to the
traditions of voluntary cooperation, private charity,
and community responsibility to combat human
suffering and launched an anti-hoarding campaign
to encourage Americans to spend their way out of
the Depression. His efforts failed. Employers fur-
loughed first a few and then more workers. Bankers
refused to risk loans without full collateral. Relief
needs outstripped the resources of private and local
relief agencies. And frightened Americans hid cash
they might soon need if conditions worsened. Hoo-
ver's own optimistic statements rang hollow in the
face of mounting unemployment. A devastating
drought in the summer of 1930 accelerated farm
problems and rural bank closings. Hoover resisted
demands for direct federal relief because he feared
undermining the character of independent, self-
reliant Americans. He hoped that construction of
public works that would eventually pay for them-
selves would provide employment until the econo-
my revived. He left direct relief to local and state
governments, but their resources proved insuffi-
cient to stem the tide of economic decline and
human suffering.
Hoover traced the origins of America's Depres-
sion to Europe. American loans, German repara-
tions, and Allied war debts formed a vicious cycle.
Federal Reserve manipulation of credit to aid Euro-
pean countries had created too-easy money in the
United States during the 1920s. And, beginning in
1931, a series of European financial debacles
marched inexorably toward the United States.
French withdrawals from Central European banks
brought them to the verge of collapse. Hoover
countered with a one-year moratorium on inter-
governmental debts and reparations to provide a
respite for retrenchment. That September, howev-
er, Britain was forced to abandon the gold standard,
and the gold drain shifted to New York. The Glass-
Steagall Act of 1932 shored up American currency,
but bank failures escalated.
At this point, Hoover substantially modified his
resistance to federal government intervention. To
stem the tide of bank failures, he first encouraged
private bankers to form the National Credit Corpo-
ration to make loans to industrial concerns and
banks. When their efforts proved perfunctory and
problems increased, he proposed the Reconstruc-
tion Finance Corporation (RFC), primarily funded
by the Treasury, for the same purposes. RFC loans
significantly reduced the number of bank failures in
1932. He would soon support RFC financing of
public works and loans to states for direct relief.
But Hoover labored under serious political
handicaps. He had never run for public office before
winning the presidency. His previous experiences
with public persuasion had been fueled by wartime
patriotism or 1920s optimism. During his presiden-
cy, however, even when the Republicans controlled
both houses of Congress in the first two years, he
proved too progressive for the conservatives and
too conservative for the progressives. The 1930 in-
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terim election brought about a Democratic-
controlled House of Representatives, where presi-
dential hopeful John Nance Garner presided as
speaker. Garner obstructed the Hoover administra-
tion whenever possible, most particularly by delay-
ing passage of the Relief and Reconstruction Act
until July 1932. Although Hoover's analysts claimed
that the Depression was coming to an end that
summer, it would take six months for the impact to
"trickle down" to the ordinary citizen. The presi-
dential election was four months away.
By summer 1932, in an effort to boost prices,
farmers were using roadblocks to prevent delivery
of milk and livestock to markets. Cities such as De-
troit saw hunger marches and demonstrations de-
manding half- wages for those laid off. The destitute
lived in tarpaper shacks in "Hoovervilles" and ex-
isted on handouts or scraps from garbage cans. Vet-
erans journeyed to Washington to demand early
payment of a war service bonus but were routed by
the army commanded by General Douglas MacAr-
thur. Hoover received the blame. Meanwhile,
Democratic Party publicist Charles Michaelson or-
chestrated a highly effective smear campaign
against Hoover. The 1932 election was less a victory
for Franklin D. Roosevelt than a resounding defeat
for Hoover.
The lame-duck administration remained in of-
fice for nearly four months, an interregnum that
was nearly as calamitous as that in 1860 to 1861.
Hoover tried to tie his successor to his repudiated
policies. Roosevelt avoided that contamination,
while appearing ignorant of economics and the in-
ternational situation. European countries defaulted
on their World War I debts in December. Publica-
tion of RFC loans, at the initiative of Speaker and
Vice President-elect Garner, precipitated new and
disastrous runs on the banks in January. Revela-
tions before the Senate Banking and Currency
Committee in February uncovered gross improprie-
ties by major banks and bankers during the 1920s
that further undermined public morale. Roosevelt
first ignored and then rejected Hoover's proposal of
a joint statement to bolster public confidence. On
March 3, 1933, the eve of the inauguration, even the
biggest New York and Chicago banks were in peril.
Despite pleas from the Federal Reserve Board and
others, Hoover refused to act without an endorse-
ment from Roosevelt, which the president-elect re-
fused to give. The governors of New York and Illi-
nois declared bank holidays, bringing to thirty-four
the number of states that had closed their banks
rather than face ruin. Roosevelt subsequently de-
clared a national bank holiday and holdovers from
Hoover's administration crafted the plans for re-
opening the banks.
POST-PRESIDENTIAL YEARS
After he left office on March 4, 1933, Hoover re-
mained publicly silent for eighteen months, primar-
ily out of concern that his criticism of the new ad-
ministration's policies might be blamed for
impeding economic recovery. During this time,
however, he arranged for publication of collections
of public papers to demonstrate the effectiveness of
the policies of his presidency. In the fall of 1934, he
broke his silence with the publication of The Chal-
lenge to Liberty. Originally conceived as an updated
reissue of American Individualism, The Challenge re-
affirmed Hoover's belief in American liberalism and
expressed his alarm at the social and economic
changes he perceived in "National Regimentation"
in fascist regimes abroad and, by implication, in the
New Deal at home. Liberty, liberalism, and the
sanctity of the United States Constitution became
recurring themes as Hoover spoke out during the
1930s. He became a major critic of the New Deal,
arguing that it failed to bring the United States out
of the Great Depression while undermining both
the capitalist economic system and the indepen-
dent initiative of American citizens.
Simultaneously, Hoover pursued his own re-
entry into the political arena, unsuccessfully seek-
ing the 1936 and 1940 Republican presidential
nominations. Hoping to persuade Republicans to
vindicate his anti-Depression activities as president
and to affirm his political philosophy, he tried to
persuade the party to initiate a new "interim con-
vention" in 1938 to craft a platform for the next na-
tional contest that would shape the choice of a can-
didate in 1940. The party resisted transformation
according to the Hoover model. Meanwhile, the
Democrats established a pattern of running against
Hoover in every presidential election from 1932 on-
ENCYCLOPEDIA E THE 6 R E A E DEPRESSION
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V E R
H E R
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wards, while Republican candidates did their best
to avoid association with him.
Facing continued rejection at home, Hoover re-
turned to Europe in 1938, his first visit since Ver-
sailles. Lauded by governments and those he had
fed, he also received a first-hand education in Euro-
pean politics. He returned home convinced that an-
other great war was coming and that the United
States should stand aside from the conflagration.
He devoted himself to that position from the out-
break of war in Europe in 1939 until the attack on
Pearl Harbor in 1941. Hoover loyally supported the
declaration of war and hoped that he might be of
service. Ignored again, he and his longtime asso-
ciate, former ambassador Hugh Gibson, were
among the many prominent persons who pub-
lished plans for a framework of postwar peace.
The new war produced new human suffering,
and Hoover tried to recreate his feeding activities of
the 1914 to 1917 period, but he failed in the face of
resistance by Roosevelt and Winston Churchill.
Hoover would have to wait for Roosevelt's succes-
sor to recall him to national service. In 1946, Presi-
dent Harry Truman dispatched the "Great Human-
itarian" on a worldwide mission to assess the needs
of the hungry and the capabilities of food-
producing nations to contribute to postwar relief.
The following year, he went abroad again to ad-
dress hunger in Germany and Austria. His reports
also contributed to the mitigation of harsh postwar
treatment of defeated Germany.
Truman, and his successor, Dwight Eisenhow-
er, also drafted Hoover to address the enormous
growth of federal bureaucracy resulting from the
New Deal and the war. In both cases, the Commis-
sion on Organization of the Executive Branch of the
Government, known as the Hoover Commission,
concluded in 1949 and in 1955 with recommenda-
tions for increasing efficiency, streamlining federal
bureaucracy, and rolling back New Deal encroach-
ments. Some of its proposals, such as the creation
of a Department of Defense, were enacted.
After his presidency, Hoover devoted himself to
the preservation and propagation of the historical
record of his public life. Virtually every speech and
public statement between 1933 and 1960 was re-
printed in eight volumes called Addresses upon the
American Road. He published three volumes of
memoirs and edited several collections of docu-
ments, ranging from The Ordeal ofWoodrow Wilson
about Versailles to An American Epic, a four-volume
annotated collection of papers from his long career
in international relief. At the end of his life, he had
completed a volume tentatively entitled Freedom
Betrayed, as yet unpublished, dealing with the for-
eign policy of the Roosevelt administration.
Hoover also devoted himself to gentler sub-
jects. As chairman of the Boys' Clubs of America, he
took particular pleasure in establishing clubs for a
million of those he described as "pavement boys."
He published a collection of his correspondence
with children under the title On Growing Up. He
wrote a slim volume of his observations on angling,
called Fishing for Fun and to Wash Your Soul. He was
the force behind the creation of the humanitarian
organization CARE and the United Nations agency
UNICEF.
Herbert Hoover — orphan boy from West
Branch, self-made millionaire, public servant more
than politician — personified the American dream.
If his presidency was blighted by the crisis of that
dream in the Great Depression, he lived long
enough to be acknowledged as both an elder
statesman and a world humanitarian.
See Also: ELECTION OF 1928; ELECTION OF 1932;
HOOVER, LOU HENRY; PRESIDENT'S
EMERGENCY COMMITTEE FOR EMPLOYMENT
(PECE); PRESIDENT'S ORGANIZATION FOR
UNEMPLOYMENT RELIEF (POUR); REPUBLICAN
PARTY.
BIBLIOGRAPHY
Best, Gary Dean. Herbert Hoover: The Post-presidential
Years, 1933-1964. 1983.
Best, Gary Dean. The Politics of American Individualism:
Herbert Hoover in Transition, 1918-1921. 1975.
Burner, David. Herbert Hoover: A Public Life. 1978.
Dodge, Mark M., ed. Herbert Hoover and the Historians.
1989.
Fausold, Martin L. The Presidency of Herbert C. Hoover.
1985.
Fausold, Martin L., and George L. Mazuzan, eds. The
Hoover Presidency: A Reappraisal. 1974.
Gelfand, Lawrence E., ed. Herbert Hoover: The Great War
and Its Aftermath, 1914-23. 1979.
U<.
ENCYCLOPEDIA OF E H E GREAT DEPRESSION
HOOVER
EDGAR
Hawley, Ellis, ed. Herbert Hoover as Secretary of Commerce:
Studies in New Era Thought and Practice. 1981.
Herbert Hoover Reassessed: Essays Commemorating the Fif-
tieth Anniversary of the Inauguration of our Thirty-first
President. 1981.
Hoover, Herbert. Addresses upon the American Road, 8
vols. 1938-1961.
Hoover, Herbert. An American Epic, 4 vols. 1959-1964.
Hoover, Herbert. American Individualism. 1922.
Hoover, Herbert. The Challenge to Eiberty. 1934.
Hoover, Herbert. The Memoirs of Herbert Hoover, 3 vols.
1951-1952.
Hoover, Herbert. The Ordeal of Woodrow Wilson. 1958.
Hoover, Herbert, and Hugh Gibson. The Problems of Last-
ing Peace. 1942.
Hoover, Herbert, and Lou Henry Hoover, trans. De Re
Metallica. 1912.
Myers, William Starr, ed. The State Papers and Other Pub-
lic Writings of Herbert Hoover, 2 vols. 1934.
Myers, William Starr, and Walter H. Newton, eds. The
Hoover Administration: A Documented Narrative.
1936.
Nash, George H. The Life of Herbert Hoover: The Engineer,
1874-1914. 1983.
Nash, George H. The Life of Herbert Hoover: The Humani-
tarian, 1914-1917. 1988.
Nash, George H. Herbert Hoover and Stanford University.
1988.
Nash, George H. The Life of Herbert Hoover: Master of
Emergencies, 1917-1918. 1996.
Nash, Lee, ed. Understanding Herbert Hoover: Ten Perspec-
tives. 1987.
Robinson, Edgar Eugene, and Vaughn Davis Bornet.
Herbert Hoover: President of the United States. 1975.
Smith, Richard Norton. An Uncommon Man: The Triumph
of Herbert Hoover. 1984.
Smith, Richard Norton, and Timothy Walch, eds. Fare-
well to the Chief: Former Presidents in American Public
Life. 1990.
Thalken, Thomas T., ed. The Problems of Lasting Peace Re-
visited. 1986.
Wilbur, Ray Lyman, and Arthur Mastick Hyde, eds. The
Hoover Policies. 1937.
Wilson, Joan Hoff. Herbert Hoover: Forgotten Progressive.
1975.
Susan Estabrook Kennedy
/. Edgar Hoover, circa 1950. National Archives and Records
Administration
HOOVER, J. EDGAR
John Edgar Hoover (January 1, 1895-May 2, 1972)
was appointed director of the Federal Bureau of In-
vestigation (FBI) in 1924 and served until his death
forty-eight years later. Founded in 1908 as the Bu-
reau of Investigation (the word Federal was added
in 1935), the FBI blossomed under Hoover during
the Great Depression and particularly during the
New Deal years.
A lifelong resident of Washington, D.C., Hoo-
ver worked in the Library of Congress while study-
ing law at George Washington University. He
joined the Department of Justice in 1917, working
in the Alien Enemies Bureau. Appointed chief of
the General Intelligence Division in 1919, Hoover
helped organize the notorious Palmer Raids that
rounded up aliens suspected of radicalism. Five
years later, Attorney General Harlan Fiske Stone
appointed the 29-year-old Hoover director of the
ENCYCLOPEDIA E THE GREAT DEPRESSION
US
HOOVER
L U
E N R Y
Bureau of Investigation. In the wake of Teapot
Dome and other Warren G. Harding administration
scandals, the new director had a mandate to termi-
nate all domestic political surveillance and confine
all investigations to violations of federal law.
Having quickly purged the FBI of corrupt
agents, Hoover had little to do because there were
few federal criminal statutes on the books. He filled
the time, in direct defiance of Stone's order, by dab-
bling in surveillance. This was especially true after
the Great Depression commenced. The FBI opened
files on such things as Communist Party involve-
ment in the Scottsboro Boys rape case and occa-
sionally provided political intelligence to the Her-
bert Hoover White House. For the Depression's
first four years, however, the director's bureaucracy
remained a tiny and relatively insignificant part of
the federal government.
Things began to change in 1933 with the De-
pression era's creeping nationalization of crime
control. In effect, the FBI emerged as one of the
New Deal's alphabet agencies with a mission to in-
vestigate a rapidly expanding list of federal crimes.
This included spectacular combat against John Dil-
linger and other high-profile bank robbers. For ex-
ample, the New Deal's Federal Deposit Insurance
Corporation (FDIC) provided the wherewithal for
the FBI to investigate any robbery of a bank insured
by the FDIC. The Roosevelt administration also
helped Hoover with a massive media campaign to
portray G-men as heroic defenders of public life
and limb, property and virtue. A public relations ge-
nius in his own right, Hoover tilted this campaign
to construct what might best be described, with
only a hint of exaggeration, as a cult of personality.
Pumped up into a formidable crime fighting
force as the Great Depression wound down in the
late 1930s, Hoover's FBI moved on to exploit a cau-
tious Roosevelt administration mandate to revive
political surveillance under the rubric of "subversive
activities." If the White House was principally con-
cerned with native fascism as the nation reluctantly
prepared for the possibility of war with Germany
and Japan, Hoover was principally concerned with
domestic Communist activities. In one of the De-
pression era's greater ironies, the director defined
subversive activities on the left broadly enough to
encompass the very New Deal liberals who had res-
cued the FBI from oblivion. Another irony is that
the director did so while successfully cultivating
what several cabinet officials described as a close
personal relationship with the president. Secretary
of the Interior Harold Ickes, for one, claimed that
Roosevelt believed that Hoover was devoted to him
personally.
In the wake of the Great Depression and World
War II, Hoover and his FBI went on to help shape
the history of McCarthyism and the modern civil
rights movement. The latter included not only ex-
tensive surveillance of Martin Luther King, Jr. (e.g.,
wiretaps), but systematic harassment pursued with
a startling ferocity. The pressures of the Depression
had simply reinforced the things Hoover had
learned as a young man, in the aftermath of World
War I, on his old Alien Enemies and General Intelli-
gence desks. The pressures of the 1960s would do
the same. By the time of his death, Hoover had, in
his own way in both cases, enforced the law and
spied on law abiding citizens in seven different dec-
ades.
See Also: CRIME; LAW ENFORCEMENT;
PROHIBITION.
BIBLIOGRAPHY
Gentry, Curt. /. Edgar Hoover: The Man and the Secrets.
1991.
O'Reilly, Kenneth. Hoover and the Un- Americans: The FBI,
HUAC, and the Red Menace. 1983.
Powers, Richard Gid. G-Men: Hoover's FBI in American
Popular Culture. 1983.
Powers, Richard Gid. Secrecy and Power: The Life of J.
Edgar Hoover. 1988.
Summers, Anthony. Official and Confidential: The Secret
Life of J. Edgar Hoover. 1993.
Lheoharis, Athan, and John Stuart Cox. The Boss;/. Edgar
Hoover and the Great American Inquisition. 1988.
Kenneth O'Reilly
HOOVER, LOU HENRY
Best known as the wife of Depression-era president
Herbert Hoover, Lou Henry Hoover (March 29,
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ENCYCLOPEDIA OF THE GREAT DEPRESSION
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1874-January 7, 1944) was also actively involved in
organizations that promoted independence and
health for girls and women. Born in Waterloo,
Iowa, the elder of two daughters of a banker who
encouraged her independence and love of the out-
doors, she moved with her family to Whittier, Cali-
fornia, and later to Monterey. After completing nor-
mal school, she earned a degree in geology at
Stanford University, where she met Herbert Hoo-
ver. They married in 1899 and immediately sailed
for China, where they survived the Boxer Rebellion.
Many more journeys took them and their two sons
around the world several times in the first decade
of the twentieth century, while Herbert prospered
as a consulting engineer and financier. An accom-
plished linguist, Lou Hoover, with assistance from
her husband, also translated from Latin and pri-
vately published De Re Metallica, a sixteenth-
century mining text.
With the outbreak of war in Europe in 1914,
both Hoovers assisted Americans stranded abroad
and later headed relief organizations for starving
Europeans. Lou Hoover became an effective speak-
er and fundraiser in the United States. America's
declaration of war in 1917 brought the couple to
Washington, D.C., he as food administrator and
she to engage in civic works, including creating liv-
ing and eating facilities for the growing number of
young women in war agencies. A quiet philanthro-
pist throughout her life, Lou Hoover "lent" college
tuition money to young people but did not cash
their repayment checks.
When Herbert Hoover became secretary of
commerce, Lou embraced the Girl Scouts as an
ideal organization to foster education, recreation,
and independence of young women. She served
the organization as national commissioner, nation-
al president from 1922 to 1925, vice president and
chairman of the national board of commissioners,
and, after she became first lady, honorary president.
During the 1920s, she focused on organization and
emphasized recruitment and training of leaders,
obtaining grants to support these activities. In the
1930s, she was again named national Girl Scout
president and she became a more public voice, trav-
elling extensively on Girl Scout business. Mean-
while she was an early supporter of the National
Amateur Athletic Federation and served as presi-
dent of its women's division. She encouraged
women to pursue careers as well as marriage and
motherhood.
During Herbert Hoover's term as president of
the United States from 1929 to 1933, the first lady
attended to social obligations and also arranged the
first extensive inventory and history of White
House furnishings. She was severely criticized for
entertaining the wife of the only black member of
Congress. She promulgated her husband's volun-
tary approaches to the Great Depression with
women's groups and the Girl Scouts. Hiring her
own staff, she became a clearinghouse for relief ap-
peals.
After leaving the White House, Hoover sup-
ported the Friends of Music at Stanford, the Salva-
tion Army, and Republican organizations. When
her husband crusaded for relief of the "small de-
mocracies" at the start of World War II, she again
supported his efforts. In all her activities, Lou Henry
Hoover lived by two mottoes: "don't forget joy"
and "lead from behind."
See Also: HOOVER, HERBERT.
BIBLIOGRAPHY
Allen, Anne Beiser. An Independent Woman: The Life of
Lou Henry Hoover. 2000.
Cottrell, Debbie Mauldin. "Lou Henry Hoover," in
American First Ladies: Their Lives and Their Legacy,
ed. Lewis L. Gould. 1996.
Mayer, Dale C. "Not One to Stay at Home: The Papers
of Lou Henry Hoover." Prologue 19 (Summer 1987):
85-97.
Mayer, Dale C. "An Uncommon Woman: The Quiet
Leadership Style of Lou Henry Hoover," in Presiden-
tial Studies Quarterly 20 (Fall 1990): 685-698.
Mayer, Dale C, ed. Lou Henry Hoover: Essays on a Busy
Life. 1994.
Pryor, Helen P. Lou Henry Hoover: Gallant First Lady.
1969.
Susan Estabrook Kennedy
HOPKINS, HARRY
Harry Lloyd Hopkins (August 17, 1890-January 29,
1946) was a progressive -era social worker, federal
E N C Y C t P E D I A OF THE GREAT DEPRESSION
U7
P K I N S , HARRY
Harry Hopkins (right, at microphone) speaks at the dedication of the Louisiana State University Stadium, a WPA construction
project, in November 1936. Franklin Delano Roosevelt Library
relief administrator during the Great Depression,
and wartime presidential advisor who carved out a
unique niche for himself in Franklin D. Roosevelt's
administrations. Hopkins and Roosevelt developed
a close relationship based on mutual trust and ad-
miration, a position that afforded Hopkins a con-
siderable amount of power. From 1933 to 1938,
Hopkins played a crucial role in the development
of social policies and legislation devised by the ad-
ministration to counteract the devastating effects of
the Depression. In this sense, Hopkins became one
of the major architects of the American welfare sys-
tem. Beginning in 1939, Roosevelt educated Hop-
kins in international affairs, and during the war
years, Hopkins served as the president's unofficial
wartime emissary to Winston Churchill and Joseph
Stalin, as administrator of war production, and as
an advisor at most of the major conferences.
EARLY LIFE AND CAREER
Harry Hopkins was born in 1890 in Sioux City,
Iowa, the fourth child of David Aldona (Al) Hop-
kins and Anna Pickett Hopkins. The family, always
struggling financially, moved numerous times
around the Midwest before finally settling in Grin-
nell, Iowa, in 1901, a town selected by Anna mainly
because Grinnell College was located there. During
Hopkins's four years at Grinnell, where he was a
mediocre student but a first-rate athlete and stu-
dent leader, he absorbed a blend of the Social Gos-
1.68
ENCYCLOPEDIA OF THE GREAT DEPRESSION
P K I N S
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pel and the practical workings of the American re-
public as taught in his political science and applied
Christianity courses. In addition, Hopkins's profes-
sors impressed upon him a reverence for democra-
cy and a dedication to public service.
Soon after his graduation in 1912, Hopkins left
rural Iowa to pursue a career as a social worker at
Christodora Settlement House in New York City's
Lower East Side, where he quickly became attuned
to the squalid conditions in the urban slum and the
destitution that so often accompanied the instabili-
ty of waged labor in industrial centers. His first job
there was as a counselor for the settlement house's
summer camp for boys in Bound Brook, New Jer-
sey. He later served as head of boys' activities at the
settlement house on Avenue B. There he met and
married his first wife, fellow settlement worker and
suffragist Ethel Gross, who initiated Hopkins into
the exciting reform environment of lower Manhat-
tan. This work in progressive -era New York City
had a profound effect on Hopkins. He began to for-
mulate a secular view of poverty and came to un-
derstand that there were profound consequences to
unemployment, that most people wanted to be
self-sufficient, and that the dole took away a per-
son's pride.
In 1913, in the midst of an economic recession,
Hopkins accepted a position with New York City's
Association for Improving the Condition of the
Poor (AICP), a private charitable agency dedicated
to both relieving poverty and reforming the individ-
ual. Hopkins joined the agency first as a friendly
visitor, but soon, having demonstrated his capabili-
ties as an observant and efficient social worker, he
was appointed superintendent of the Association's
Employment Bureau. His mandate was to suggest
ways to eliminate unemployment, which was seen
by the AICP as the second most frequent cause of
poverty, illness being the first. Hopkins went into
the tenements of the largely immigrant population
of the Lower East Side and saw firsthand the de-
grading effects of poverty, a condition he agreed
was caused largely by unemployment. During this
phase of his career, he began to develop a set of
convictions concerning poverty and unemployment
that came to define the relief policies he later pro-
posed to the Roosevelt administration in the midst
of the Great Depression, according to which those
who wanted to work and, for whatever reason,
could not find employment would be provided jobs
by the government; those unable to work would be
provided government assistance.
In 1915, Hopkins and an AICP colleague, Wil-
liam Matthews, worked creatively to try to solve the
problem of increasing unemployment in New York
City. When they learned that the Bronx Zoological
Park had received a generous donation of land but
could not afford to develop it for use, Hopkins and
Matthews proposed a solution by devising what
was likely the first work relief program in New
York. The two social workers offered to provide un-
employed men to clear the land, and, moreover,
raise enough money from private sources to pay
their wages if the Bronx Zoo would provide the staff
to supervise the work. This Bronx Zoo project (even
though privately funded) provided a loose proto-
type for future public work programs.
Another main cause of poverty during this peri-
od was single motherhood. The New York state
legislature, encouraged by social workers and pro-
gressive reformers, addressed that issue by passing
the 1915 Mothers' Assistance Act, which allocated
local public funds to support poor but deserving
single mothers. New York Mayor John Purroy Mit-
chel appointed Hopkins as head of the Board of
Child Welfare (BCW), the agency established to ad-
minister this program. From 1915 to 1917 Hopkins
administered what was called the widows' pension
to women considered worthy of help. This work re-
flected some of the most important political issues
of the era, especially the value placed on home life
that had been articulated at the 1909 White House
Conference on Children — no child should be re-
moved from the home for reasons of poverty alone.
Furthermore, the enabling legislation that allotted
money for such programs established the legitima-
cy of public outdoor relief, that is, using state
money to assist the needy outside of institutions.
This experience reinforced Hopkins's belief that it
was the responsibility of the government, through
agencies such as the BCW, to devise effective, state-
funded programs to help the deserving needy.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
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P K I N S
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WORLD WAR I AND THE 1920s
With America's entrance into World War I,
Hopkins (ineligible for the draft because of poor
eyesight) joined the American Red Cross, first in
New Orleans (Gulf Division) working in the Civil-
ian Relief Division. Also called Home Service, this
division was central to the Red Cross because it
aided families of servicemen, as well as wounded
and demobilized soldiers and sailors. During this
time, because the South lacked both an established
network of trained social workers and an integrated
group of agencies, Hopkins had the opportunity to
create an organization from the ground up. He con-
sequently built Civilian Relief into a smoothly oper-
ating service agency for military families experienc-
ing hardships because of the war. To accomplish
this, Hopkins initiated an array of educational pro-
grams in order to train social workers in the South.
Hopkins and his staff of about two hundred work-
ers served approximately ten to fifteen thousand
families each month. To further professionalize the
work he and his colleagues were engaged in, he
joined with other social workers to draft the charter
for the American Association of Social Workers in
June of 1920. When the Red Cross Gulf Division
merged with the Southwestern Division after the
war, Hopkins went to Atlanta as general manager
in 1921. Through his work in the American Red
Cross, Hopkins became nationally known and en-
tered into the upper ranks of the social work profes-
sion.
In 1922, Hopkins returned to New York City
with his family. He worked for the AICP until 1923
when he took a job as general director of the New
York Tuberculosis Association and directed his en-
ergies toward public health issues. For him, illness
resulting from an unfriendly and unhealthy envi-
ronment was merely another form of social injus-
tice and a preventable cause of poverty. During his
tenure with the Tuberculosis Association, Hopkins
expanded the agency by absorbing the New York
Heart Association. True to his liberal, progressive
social work background, he cared little for the bot-
tom line and was often criticized for his free-
spending style. When he joined the association it
had a surplus of $90,000; when he left it seven years
later, it carried a deficit of $40,000. Still, everyone
close to the association was delighted with Hop-
kins's work there.
THE GREAT DEPRESSION YEARS
With the onset of the Great Depression, Hop-
kins drew on his previous experiences to address
the problems brought about by the high levels of
unemployment. The crisis reinforced his belief that
public works programs, federally funded and ratio-
nally planned, could be used to mitigate the effects
of widespread unemployment. In 1931, New York
State governor Franklin D. Roosevelt called on
Hopkins to run the first state relief organization, the
Temporary Emergency Relief Administration
(TERA), which provided both direct relief and work
relief to the state's unemployed. The TERA was the
first instance of a state accepting responsibility for
citizens suffering from the effects of the Depres-
sion.
In 1933, President Roosevelt named Hopkins as
federal relief administer. Convinced that jobs were
the antidote to poverty, Hopkins used his growing
influence with the president to push for govern-
ment-sponsored jobs programs that would put
money immediately into the pockets of newly-
employed workers. These programs included the
Federal Emergency Relief Administration (FERA),
the Civil Works Administration (CWA), and the
Works Progress Administration (WPA). The pro-
gressive-era notion that the industrial system lay at
the heart of the economic ills threatening the nation
shaped Hopkins's early New Deal policies and pro-
grams. With an original allocation of $500 million,
the FERA provided the states with matching grants,
one federal dollar for every three they raised, in
order to provide relief for the unemployed. While
direct relief (known as the dole) proved crucial for
the survival of many families, recipients also re-
ceived FERA jobs in exchange for needs-based re-
lief payments. For Hopkins the important element
of a jobs program was that it would ensure that
American workers could retain their dignity as the
breadwinners. Under the more radical and short-
lived Civil Works Administration (CWA), the un-
employed got a job and did not have to undergo
any investigation to ascertain need. Under this pro-
gram, one did not have to be on relief to get a job
W0
ENCYCLOPEDIA OF THE GREAT DEPRESSION
P K I N S
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and wages were based not on need but on the work
performed. The CWA reflected Hopkins's firm con-
viction that most people simply wanted to work
and that jobs were always the best antidote to pov-
erty. The issues that shaped relief policy during the
First New Deal continued to define the much de-
bated relationship between relief and recovery and
between citizens and the government that plagued
the administration for the next several years. Much
of this debate had to do with the widespread fear
that continued government relief, even in the form
of jobs, would foster dependency.
Early in 1934, Harry Hopkins began formulat-
ing a new program for the nation's unemployed
that emphasized the importance of work, not only
as a relief measure but as an integral part of the na-
tional recovery effort. The unemployed needed the
opportunity to work for wages and industry needed
consumer dollars in order to survive. Hopkins be-
came convinced that a permanent national pro-
gram of employment assurance, working in concert
with unemployment insurance, would not only
lead to economic recovery for the nation, but would
ensure real security for American families and pre-
serve the nation's democratic values. Hopkins and
other New Deal liberals believed that under-
consumption was retarding the nation's economic
recovery. The solution lay in cooperation between
the government and private industry to insure that
the American worker earned a sufficient wage to af-
ford a decent standard of living.
In late 1934, Roosevelt named Hopkins to the
cabinet-level committee for economic security di-
rected to write legislation that would protect Amer-
ican citizens from the vagaries of life in a modern
industrial society. The Social Security Act, passed in
August 1935, laid the foundations for the American
welfare system by enacting legislation that estab-
lished old-age pensions, unemployment insurance,
and aid to dependent children. This legislation built
the foundation of the American welfare system that
defined American social policy until 1996. Howev-
er, the act contained no permanent program for un-
employment. Instead, with the president's vigorous
encouragement, Congress passed the Emergency
Relief Appropriation Act, which gave Roosevelt the
broad authority to create the National Emergency
Council on May 6, 1935, out of which emerged the
Works Progress Administration (WPA). Roosevelt
named Hopkins as WPA director, with the mandate
to find government-funded jobs for the vast army
of unemployed workers on relief. Despite critics
who castigated the WPA and its director as being
either too liberal or too political, the WPA was
enormously successful. In 1938, Hopkins presented
to Roosevelt a report that listed an impressive array
of 158,000 projects undertaken by approximately
five million WPA workers earning an average of $52
a month. Although 80 percent of WPA funds were
spent on construction projects, including roads,
bridges, parks, playgrounds, air landing fields, and
public buildings, there were also numerous non-
construction jobs available. Sewing, educational,
health, and clerical projects abounded; WPA work-
ers provided disaster relief, did scientific research,
restored historic sites, and engaged in conservation
programs. Over the course of seven years, the WPA
generated more than three million jobs each year,
at a total cost of $10.7 billion.
Despite the overwhelming number of unem-
ployed men seeking relief, women formed a critical
portion of the unemployed in 1935. Therefore,
Hopkins, with the wholehearted support of Eleanor
Roosevelt, established a Women's and Professional
Division within the WPA, headed by Ellen Wood-
ward. In addition, Hopkins extended aid to the ar-
tistic community and received a great deal of criti-
cism when he developed the WPA Federal Arts
Project, known as Federal One. This program had
roots in FERA and CWA programs to help the
country's thousands of unemployed artists, musi-
cians, actors, and writers. The Federal Music Project
provided work for musicians under the directorship
of Nokolai Sokoloff. The Federal Theatre Project,
under the direction of former Grinnellian Hallie
Flanagan, brought live theater to about a million
people each month in forty cities and twenty-two
states. Holger Cahill directed the Federal Artists'
Project, which provided work for thousands of un-
employed muralists, easel painters, sculptors, and
art teachers. The main program of the Federal Writ-
ers' Project, under the leadership of Henry Alsberg,
was the production of the American Guide series,
which included volumes providing detailed infor-
mation on various states.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
Wl
U S E UN-AMERICAN ACTIVITIES COMMITTEE
U A C
In late 1938, Roosevelt appointed Hopkins as
Secretary of Commerce, thinking that this would
set him up as a viable liberal candidate for president
in 1940. However, the public perception of Hop-
kins's tax and spend and elect policy proved to be
too much of a political liability. In addition, his in-
creasingly poor health kept him out of the presi-
dential race.
AFTER THE DEPRESSION
During World War II, Hopkins acted as Roose-
velt's unofficial assistant and advisor. In 1941, at the
president's request, Hopkins traveled to England
and Russia on diplomatic missions to ascertain the
allies' defense needs. On his return, Roosevelt di-
rected Hopkins to oversee the massive buildup of
war production after the passage of the legislation
establishing the Lend-Lease plan. After Pearl Har-
bor was attacked in December 1941, Hopkins be-
came a central figure in the nation's mobilization
and a trusted confidante to the president. The
worldwide attention that Hopkins received as Roo-
sevelt's wartime advisor and emissary to Winston
Churchill and Joseph Stalin, as administrator of
Lend-Lease and mastermind of war production,
and as the shadowy figure behind Roosevelt at the
war conferences has somewhat subsumed his role
as an architect of the American welfare system. Yet
Hopkins always took great pride that he was able
to marshal the resources of the federal government
to champion the rights of the poorest one-third of
the nation.
Hopkins died in early 1946 as a result of long-
term digestive illness and complications relating to
stomach cancer.
See Also: CIVIL WORKS ADMINISTRATION (CWA);
FEDERAL EMERGENCY RELIEF ADMINIS-
TRATION (FERA); WORKS PROGRESS
ADMINISTRATION (WPA).
BIBLIOGRAPHY
Adams, Henry H. Harry Hopkins: A Biography. 1977.
Charles, Searle F. Minister of Relief: Harry Hopkins and the
Depression. 1963.
Hopkins, lune. Harry Hopkins: Sudden Hero, Brash Re-
former. 1999.
Mclimsey, George T. Harry Hopkins: Ally of the Poor and
Defender of Democracy. 1987.
Tuttle, Dwight William. Harry L. Hopkins and Anglo-
American-Soviet Relations, 1941-1945. 1983.
Iune Hopkins
HOUSE UN-AMERICAN
ACTIVITIES COMMITTEE (HUAC)
Between 1938 and 1968, the House of Representa-
tives maintained a committee with a remit to inves-
tigate "subversive and un-American propaganda,"
a mission that it often and controversially pursued
with indiscriminate enthusiasm. Samuel Dickstein,
a New York congressman of Russian Jewish de-
scent, had long been concerned about the behavior
of fascistic and anti-Semitic groups during the De-
pression, and in January 1937 he introduced a reso-
lution in the House calling for an investigation of
organizations promoting "un-American propagan-
da." The resolution was tabled, but soon after,
Texas Democrat Martin Dies introduced a similar
motion. The anti-labor Texan's targets were on the
left, but the two congressmen cooperated and se-
cured a majority for the proposal in May 1938, with
the tacit support of the House leadership and Vice
President John Nance Garner, and HUAC was es-
tablished as a temporary special committee. Con-
tradicting Dickstein's original intent, HUAC fo-
cused less on Nazi groups and more on
Communists, who were said to have penetrated
New Deal agencies. Dies became the committee
chair, and Dickstein was excluded.
HUAC was the product of the conservative co-
alition of Republicans and rural and southern Dem-
ocrats who had turned against the New Deal and
had become the dominant political force in the
lower House. The committee won the blessings of
radio priest Father Charles Coughlin, patriotic
groups such as the Paul Reveres, right-wing colum-
nists such as George Sokolsky, and anticommunist
leaders of the American Federation of Labor (AFL).
It was largely guided by its head of research, Dr. J.
B. Matthews, who, after a career as a prominent fel-
low traveller (a term mainly applied to intellectuals
sympathetic to the Communist cause but not party
members), had turned on his former associates
W2
ENCYCLOPEDIA OF THE GREAT DEPRESSION
HOUSE
U N
AMERICAN A C T I V I E I E S C M M I E T E E ( H II A C )
with an apostate's zeal. With the American Com-
munist Party reaching its heyday, war looming in
Europe, and fears growing of fifth column activities
in the United States, HUAC secured broad public
approval.
Under Dies, HUAC was a vehicle for attacking
the New Deal and its labor and popular front allies,
some of which were Communist fronts. It paid
some attention to fascist groups such as the Ger-
man-American Bund, but its principal targets were
New Deal agencies such as the Works Progress Ad-
ministration (especially its suspect Federal Theater
Project), New Deal allies such as the Congress of
Industrial Organizations (CIO), and such popular
front groups as the American League for Peace and
Democracy. HUAC initially relied on voluntary wit-
nesses, often drawn from anticommunist groups
eager to denounce the left. John P. Frey of the AFL
testified that Communists were operating through
the CIO, and Walter Steele, head of the American
Coalition of Patriotic Societies, which represented
over a hundred patriotic organizations, named
hundreds of other organizations as subject to com-
munist influence. Early on, HUAC acquired a repu-
tation for biased proceedings. One target in 1938
was the CIO-Democratic Party alliance in Michi-
gan, which was identified with the celebrated 1937
sit-down strikes at General Motors in Flint. The
strikers had been afforded the protection of the Na-
tional Guard by the New Deal governor Frank Mur-
phy, who was running for re-election in the fall of
1938. In October HUAC visited Detroit as part of a
series of hearings into the labor movement. Wit-
nesses attributed the sit-down strikes to Commu-
nists, whom they recklessly linked to Murphy. A fu-
rious Franklin Roosevelt made his first public
assault on HUAC, but Murphy, a major symbol of
the New Deal, lost re-election, apparently the vic-
tim of red-baiting.
With the midterm elections over, HUAC be-
came a bit less energetic. Criticized for its preoccu-
pation with Communist and front groups, it made
some effort to investigate anti-Semitic and Nazi
groups in 1939 and 1940, particularly after the
Nazi-Soviet Pact of 1939 and the outbreak of war
in Europe. But resident aliens and the Communist
Party and its alleged New Deal links remained fa-
vorite targets, and Dies relished harassing the Roo-
sevelt administration. With Dies warning of sub-
version in the defense industries as German armies
swept across Europe, the committee rose in public
estimation and its appropriation was increased. But
beginning in 1941, when the United States entered
the war as an ally of the Soviet Union and American
communists became enthusiastic supporters of the
war effort, the "little red scare" faded. Thereafter,
HUAC rarely held public hearings, and its activities
consisted of little more than the cavortings of the
chairman, who mostly used his office to release the
names of federal employees he thought should be
dismissed for their alleged front associations.
HUAC might have redeemed itself in 1943 when it
investigated the internment of Japanese Americans,
but it used the occasion to encourage scare stories
about Japanese subversion. By that time HUAC was
being accused of hindering the war effort and its
public support had diminished; in 1944 Martin Dies
decided not to seek re-election to Congress. In Jan-
uary 1945, in a skilful parliamentary maneuver,
Representative John Rankin of Mississippi secured
a resolution making HUAC a permanent commit-
tee. It would re-emerge powerfully in the Cold War
era.
See Also: ANTICOMMUNISM; COMMUNIST PARTY.
BIBLIOGRAPHY
Bentley, Eric, ed. Thirty Years of Treason: Excerpts from
Hearings before the House Committee on Un-American
Activities, 1938-1968. 1971.
Goodman, Walter. The Committee: The Extraordinary Ca-
reer of the House Committee on Un-American Activities.
1968.
Heale, M. J. American Anticommunism: Combating the
Enemy Within, 1830-1970. 1990.
Ogden, August Raymond. The Dies Committee: A Study
of the Special House Committee for the Investigation of
Un-American Activities, 1938-1944. 1945.
Powers, Richard Gid. Not without Honor: The History of
American Anticommunism. 1995.
Taylor, Telford. Grand Inquest: The Story of Congressional
Investigations. 1955.
Wreszin, Michael. "The Dies Committee, 1938." In Con-
gress Investigates, 1792-1974, edited by Arthur M.
Schlesinger, Jr. and Roger Bruns. 1975.
M. J. Heale
ENCYCLOPEDIA E THE GREAT DEPRESSION
W3
U S I N G
HOUSING
The devastating effects of the Great Depression on
both the U. S. home -building industry and the
homeowner were immediately visible. Residential
home building and home repair came to a near
standstill, contributing to unemployment in thou-
sands of related industries ranging from lumber to
real estate. Historian Kenneth Jackson calculated
that between 1928 and 1933 new home construc-
tion dropped 95 percent and expenditures on home
maintenance fell 90 percent. By early 1933 half of
the nation's homeowners were in default on their
mortgages.
In his famous oral history of the Great Depres-
sion, Hard Times (1970), Studs Terkel recounted
how Americans blamed themselves or other family
members for the humiliation of repossession. The
nation's foremost symbol of individualism and se-
curity was revealed to be just another commodity
subject to seizure. In a typical account, Slim Collier
recalled how his father, a tool and die maker, re-
sponded to the loss of his real estate with "anger
and frustration [that] colored my whole life." A de-
cade earlier, local bankers and businessmen proba-
bly applauded the real estate investments made by
Collier's father as a sound strategy to improve his
economic and class standings.
Families who could not afford to pay their
mortgages or rents had few options. In order to
avoid the public humiliation of eviction, most
moved in with other family members or friends be-
fore legal proceedings were instituted. In both rural
and urban areas, some families remained as squat-
ters in their own houses or apartments or in homes
vacated by others who had been evicted by banks
or landlords. A small minority sought shelter or
housing assistance from religious or private charita-
ble organizations. Homeless families gathered in
makeshift communities called Hoovervilles, devoid
of safe drinking water and sanitation facilities. Au-
tomobiles, railroad cars, grain bins, barns, sheds,
and shacks also provided shelter for members of
the peaceful army of the dispossessed.
The devastation of the home-building industry
and the dissolution of the American Dream of
home ownership destroyed any vestiges of a
laissez-faire approach to the housing market.
Seemingly moved by the plight of the millions of
families who suffered the social and economic in-
dignities of eviction, deferred ordinary home main-
tenance, or abandoned hope of purchasing a home,
Congress and the administrations of Presidents
Herbert Hoover and Franklin D. Roosevelt passed
a plethora of housing bills. Both administrations
and Congress considered the revitalization of the
home construction, real estate, and home finance
sectors of the economy to be paramount in solving
the housing problems faced by ordinary Americans.
Seeking to maintain the status quo, the 1931
President's National Conference on Home Building
and Home Ownership downplayed calls for the
creation of a federally financed public housing pro-
gram. Instead, it promoted housing legislation and
policy that encouraged suburban growth and urban
decline — trends that had emerged a decade earlier
with the rise of automobile ownership and road
construction. The first piece of housing legislation
supported by President Hoover, the Federal Home
Loan Bank Act (1932), increased the amount of
capital available to banks to lend to home builders.
The Emergency Relief and Reconstruction Act,
passed in 1932 with support of Hoover, authorized
the Reconstruction Finance Corporation to offer
loans to limited-dividend housing corporations for
the construction of urban housing. The only project
instituted under the program was New York City's
Knickerbocker Village — New York was the only
state that had the necessary enabling legislation.
Under President Roosevelt's New Deal, the
number, scope, and effectiveness of federal housing
programs increased dramatically. As historian Gail
Radford observed in 1996, under Roosevelt, a "bi-
furcated" federal housing policy emerged that . . .
provided broad political and financial support for
housing agencies that aided upper- and middle-
income families, such as the Home Owners Loan
Corporation (HOLC), established in April 1933,
and the Federal Housing Administration (FHA),
created in June 1933. By contrast, programs that as-
sisted families who could not afford to purchase or
rent a home on the private market, such as those
created under the Federal Emergency Administra-
tion of Public Works Administration (PWA) in 1933
W,
ENCYCLOPEDIA OF THE GREAT DEPRESSION
HOUSING
This dark hallway in a Chicago rooming house was typical of the living conditions facing many poor urban Americans during the
Depression. Library of Congress, Prints & Photographs Division, FSA/OWI Collection
ENCYCLOPEDIA OF THE GREAT DEPRESSION
W5
U S I N G
These dilapidated buildings stood on the Georgia State Capitol Homes site in Atlanta, Georgia, before the U.S. Housing Authority
demolished them and began a construction project on the site during the late 1930s. Franklin Delano Roosevelt Library
and the United States Housing Authority (USHA)
in 1937, were poorly funded and subject to political
attack.
The HOLC and the FHA did not directly spur
economic recovery, but they did help to preserve
the economic and social value of home ownership
among wage-earning families. According to one
estimate, the HOLC refinanced approximately one-
tenth of the nation's nonfarm residences between
1933 and 1935. At the same time, the policies
adopted by these agencies supported informal
practices of racial and social class residential segre-
gation and urban divestment. Through its sale of af-
fordable home mortgage insurance and its creation
of minimal construction standards, the FHA en-
couraged the growth of outlying suburban areas,
which were usually segregated by race and class,
and discouraged investment in older, urban neigh-
borhoods where greater racial, ethnic and religious
diversity often existed.
Ironically perhaps, the New Deal agencies that
helped to preserve the commercial housing market,
such as the FHA, are less celebrated than two other
Roosevelt administration initiatives that frequently
are portrayed as political failures — the federally
subsidized, low-income public housing program
and the model community programs. In 1933 and
1934 the PWA's Division of Housing offered low-
interest loans to several limited-dividend housing
corporations for the construction of urban housing.
476
ENCYCLOPEDIA OF THE GREAT DEPRESSION
HOUSING
The Georgia State Capitol Homes site in Atlanta in the early 1940s after completion of the U.S. Housing Authority construction
project. Franklin Delano Roosevelt Library
Catherine Bauer, author of the classic 1934 study
Modern Housing, regarded Philadelphia's PWA-
financed Carl Mackley Houses as a model commu-
nity, partly because of the way architects Alfred
Katsner and Oscar Stonorov used architectural de-
sign and community planning to foster resident in-
teraction. The optimism Bauer and other reformers
expressed in the early days of the public housing
movement began to erode when the PWA discon-
tinued the loan program in 1934 and began to build
public housing directly. Although a few PWA-built
public housing developments, such as Atlanta's
Techwood Homes, featured sleek international-
style architecture, civic art, and community facili-
ties, inadequate funding resulted in the elimination
from most developments of the amenities advocat-
ed by reform-minded planners.
The USHA inherited the public housing pro-
gram from the PWA in 1937 upon the passage of
the United States Housing Act, commonly known
as the Wagner- Steagall Act. The USHA provided
long-term, low-interest loans to local public hous-
ing authorities for the construction of public hous-
ing developments, and then it subsidized their op-
eration. Strict per-unit construction cost limits
inserted into the Wagner-Steagall Act by the politi-
cal allies of the home -building, real estate, and
banking sectors resulted in housing that was fre-
quently inferior in terms of location and appear-
ENCYCLOPEDIA OF THE GREAT DEPRESSION
W7
U S T N
CHARLES
ance, and its inhabitants were economically and so-
cially stigmatized.
In 1937 the Farm Security Administration was
assigned responsibility for the Greenbelt Town and
Subsistence Homestead programs started three
years earlier. Originally under the direction of Roo-
sevelt braintruster Rexford G. Tugwell, the three
Greenbelt towns — Greenbelt, Maryland; Green-
dale, Wisconsin; and Greenhills, Ohio —
demonstrated the social and economic value of
comprehensive community planning and the merit
of alternatives to commercial housing. Subsistence
Homesteads such as Arthurdale, West Virginia,
which combined subsistence agriculture and indus-
trial labor shared at least two characteristics with
the low-income, public housing program: Both
were woefully underfunded, and both were highly
vulnerable to political attack. Neither the low-
income public housing developments nor the ex-
perimental communities built under the New Deal
excited sufficient interest to muster the political and
economic power necessary to bring about a funda-
mental shift in patterns of housing development
and ownership.
The Great Depression threatened the American
Dream of homeownership, practically extinguished
the demand for new residential home building, and
dramatically curtailed home improvements. Un-
willing to accept the political consequences of a fur-
ther reduction in housing standards, Congress and
Presidents Hoover and Roosevelt assembled the
funds necessary to shore up the declining private
fortunes of the home-building industry and vali-
date the sanctity of home ownership. But the Unit-
ed States's housing woes did not end with the
Great Depression: mobilization for World War II
only worsened the problem wage-earning families
in rural and urban areas encountered during the
Depression — a scarcity of affordable housing. De-
spite massive federal government intervention, the
United States remained one-third poorly housed
throughout the Great Depression.
See Also: BAUER, CATHERINE; CITIES AND SUBURBS;
FEDERAL HOUSING ADMINISTRATION (FHA);
FEDERAL NATIONAL MORTGAGE ASSOCIATION
(FNMA); FEDERAL SAVINGS AND LOAN
INSURANCE CORPORATION (FSLIC);
GREENBELT TOWNS; HOMELESSNESS;
REGIONAL PLANNING ASSOCIATION OF
AMERICA.
BIBLIOGRAPHY
Arnold, Joseph. A New Deal in the Suburbs: A History of
the Greenbelt Town Program, 1935-1965. 1971.
Bauer, Catherine. Modern Housing. 1934.
Biles, Roger. "Nathan Straus and the Failure of U.S. Pub-
lic Housing, 1937-1942." The Historian 53 (Autumn
1990): 33-46.
Conkin, Paul K. Tomorrow a New World: The New Deal
Community Program. 1959.
Fisher, Robert Moore. Twenty Years of Public Housing.
1959.
Friedman, Lawrence. Government and Slum Housing.
1968.
Gelfand, Mark I. A Nation of Cities: The Federal Govern-
ment and Urban America. 1975.
Hays, R. Allen. The Federal Government and Urban Hous-
ing: Ideology and Change in Public Policy. 1985.
lackson, Kenneth. Crabgrass Frontier: The Suburbanization
of the United States. 1985.
Keith, Nathaniel. Politics and the Housing Crisis Since
1930. 1973.
Knepper, Cathy. Greenbelt: A Living Legacy of the New
Deal. 2001.
Lubove, Roy. "Homes and a 'Few Well-Placed Fruit
Trees': An Object Lesson in Federal Housing." Social
Research 27 (Winter 1960): 469-486.
McDonnell, Timothy. The Wagner Housing Act: A Case of
the Legislative Process. 1957.
Pommer, Richard. "The Architecture of Urban Housing
in the United States During the Early 1930s." Journal
of the Society of Architectural Historians 37 (December
1978): 235-264.
Radford, Gail. Modern Housing for America: Policy Strug-
gles in the New Deal Era. 1996.
Vale, Lawrence. From the Puritans to the Projects: Public
Housing and Public Neighbors. 2000.
Wright, Gwendolyn. Building the Dream: A Social History
of Housing in the United States. 1981.
Kristin M. Szylvian
HOUSTON, CHARLES
Charles Hamilton Houston (1895-1950), law pro-
fessor, litigator, and civil rights legal strategist,
W8
ENCYCLOPEDIA OF THE GREAT DEPRESSION
H
S T N
A R L E S
played a principal role in conceptualizing, defining
and setting the pace of the legal phase of the
African -American struggle against racial discrimi-
nation and segregation in education from the 1930s
to 1950. His work was pivotal in the education of
African -American lawyers; the development of a
legal strategy to destroy the constitutional under-
pinnings of racial segregation; the litigation of suits
challenging racial discrimination in education, em-
ployment, and housing; and the incorporation of an
activist philosophy of social engineering into the ju-
risprudential matrix of the United States.
Born Charles Hamilton Houston in Washing-
ton, D.C., on September 3, 1895, to William LePre
Houston, a lawyer, and Mary Ethel Hamilton
Houston, a hairdresser and former teacher, Hous-
ton attended racially segregated public schools until
his graduation from M Street High School in 1911.
He graduated with honors from Amherst College in
Massachusetts in 1915. After teaching briefly at
Howard University and serving as an officer in the
segregated armed forces during World War I,
Houston attended Harvard Law School. There he
became the first African-American editor of the
Harvard Law Review (in 1921) and earned both his
LL.B. with honors (1922) and the Doctorate in Ju-
ridical Science (1923). He was admitted to the Dis-
trict of Columbia bar in 1924 and joined his father
to form a law practice, Houston and Houston.
During the Great Depression and the New
Deal era, Houston practiced and taught law. As the
chief academic officer and Vice Dean of Howard
University's Law School, Houston not only institut-
ed new procedures and standards, but also re-
allocated funds to satisfy the requirements for the
law school's approval by the American Bar Associa-
tion and accreditation by the Association of Ameri-
can Law Schools. As a professor of law, Houston
introduced to Howard's students a non-traditional
philosophy of law he called social engineering. The
principal concepts of Houston's philosophy of so-
cial engineering were two: first, the propriety of cre-
ative and strategic use of the legal system by law-
yers to bring about just results and equal protection
of the law; second, the duty of lawyers in the United
States to use law as an instrument of social change,
democratic advancement, and racial justice. Beyond
that, he challenged African-American lawyers to
serve as interpreters and proponents of the race's
rights and aspirations. Practicing lawyers and How-
ard's students, among them Thurgood Marshall
and Oliver Hill, were further challenged to work for
African Americans' full citizenship rights and
equality under the law.
As the first salaried special counsel for the Na-
tional Association for the Advancement of Colored
People (NAACP) from 1934 to 1950, Houston con-
ceptualized and implemented, with Thurgood Mar-
shall as his assistant special counsel, a protracted
litigation campaign to have racial segregation in
public education declared illegal. Taking into ac-
count institutionalized racism and the Supreme
Court's reliance upon precedent, the campaign's
scores of skilled and committed lawyers affiliated
nationally and locally with the NAACP and its sep-
arately incorporated legal defense and educational
fund focused on gradually but systematically invali-
dating the controlling precedent for racial segrega-
tion — the "separate but equal" doctrine set forth in
Flessy v. Ferguson (1896) — and on establishing new
precedents for interpretation of the Fourteenth
Amendment's equal protection clause. These law-
yers included, but were not limited to Marshall,
Hill, Robert Carter, William Hastie, Z. Alexander
Looby, James Nabrit, Constance Baker Motley,
Conrad Pearson, Louis Redding and Arthur Shores.
With Houston's direction during the latter 1930s
and his advice to Thurgood Marshall, the NAACP's
Legal Defense Fund, and cooperating attorneys
throughout the 1940s, test cases were argued until
adequate precedents had been established to
launch in 1950 a direct attack on the legality of ra-
cially segregated schools in the states and the Dis-
trict of Columbia. This final phase of the litigation
campaign culminated in the 1954 Brown v. Board
and Boiling v. Sharpe rulings of the U.S. Supreme
Court,that declared racially segregated public
schools illegal.
Although serving as a consultant-legal counsel
to the NAACP and its Legal Defense Fund after re-
turning to private practice in 1940, Houston focused
his practice on racial discrimination in employment
and housing. With Joseph Waddy, Spottswood
Robinson III and other attorneys, Houston won
ENCYCLOPEDIA E THE GREAT DEPRESSION
W9
HOWARD
UNIVERSITY
precedent-setting cases before the U.S. Supreme
Court concerning the duty of fair representation of
workers and African Americans seeking to pur-
chase homes. In 1944, efforts to protect African
American railroad workers against discriminatory
treatment and racially-motivated violence culmi-
nated in two cases before the U.S. Supreme Court,
William Steele v. Louisville & Nashville Railroad
and Tom Tunstall v. Brotherhood of Locomotive
Firemen & Enginemen. Agreeing with Charles
Houston's argument, Supreme Court justices
handed down an opinion in Steele and Tunstall
that established the duty of statutory bargaining
agents to represent fairly and impartially all work-
ers whose interest by statute they were designated
to represent in negotiations with employers. In
Hurd v. Hodge and Urciolo v. Hodge, Houston suc-
cessfully argued against judicial enforcement of ra-
cially restrictive covenants to purchase agreements
in the District of Columbia and in 1948 the U.S. Su-
preme Court prohibited court enforcement of cove-
nants to housing contracts that restricted by race
the sale of homes.
On April 20, 1950, Charles Houston succumbed
to a heart attack in Washington, D.C. Although best
known as Thurgood Marshall's mentor-teacher,
Houston's lasting legacy includes his transforma-
tion of Howard University's law school during the
Great Depression and his training of civil rights
lawyers, his articulation of a jurisprudence of social
engineering, and his contributions as legal architect
and strategist of the legal phase of the early civil
rights movement.
See Also: CIVIL RIGHTS AND CIVIL LIBERTIES;
HOWARD UNIVERSITY; NATURAL ASSOCIATION
FOR THE ADVANCEMENT OF COLORED PEOPLE
(NAACP); RACE AND ETHNIC RELATIONS.
BIBLIOGRAPHY
Harper, Conrad. "Houston, Charles H," in Dictionary of
American Negro Biography, edited by Rayford Logan
and Michael Winston. 1982.
Hastie, William H. "Charles Hamilton Houston." Negro
History Bulletin 13 (1950): 207.
Houston, Charles H. "Lhe Need For Negro Lawyers."
Journal of Negro Education 4 (1935): 49-52.
Kluger, Richard. Simple Justice. 1976.
McNeil, Genna Rae. Groundwork: Charles Hamilton Hous-
ton and the Struggle for Civil Rights. 1983.
Robinson, Spottswood W. "No Lea for the Feeble: Lwo
Perspectives on Charles Hamilton Houston." How-
ard Law Journal 20 (1977): 3-4.
Smith, J. Clay, Jr. Emancipation. 1993.
"Lributes to Charles Hamilton Houston." Harvard Law
Review 111 (1998).
Genna Rae McNeil
HOWARD UNIVERSITY
Howard University was founded in 1867 by an act
of Congress and was named for General Oliver Otis
Howard, former head of the Freedmen's Bureau.
Howard's leadership was exclusively white until
1926, when Reverend Mordecai Johnson became its
first black president. Virtually coinciding with John-
son's arrival was a pledge by Congress to provide
an annual appropriation to support the university's
endowment. Congress's financial support allowed
Johnson to implement his plan to improve the aca-
demic quality of the school. (When Johnson ar-
rived, only the medical and dental schools — out of
ten professional and graduate schools — were ac-
credited.) Johnson made his first move with the law
school. He hired Charles Houston as the new dean
and gave him the mandate to secure accreditation.
Houston, who would become the first legal counsel
for the National Association for the Advancement
of Colored People (NAACP) and one of the archi-
tects of the NAACP's civil rights legal strategies,
hired William Hastie and James Nabrit, among oth-
ers. In 1931, Howard's law school was accredited
and, more importantly, became nationally recog-
nized for its leadership in civil rights law. Civil
rights pioneers Thurgood Marshall and Robert Car-
ter graduated in 1933 and 1940, respectively. Fur-
thermore, Nabrit, who participated in virtually
every civil rights brief from 1927 to 1954, created
the nation's first civil rights law class in 1938.
Howard's academic prominence was not limit-
ed to the law school. Scientists like zoologist Ernest
Everet Just, chemist Percy Julian, anthropologist
Montague Cobb, and the medical school's Charles
U0
ENCYCLOPEDIA OF THE GREAT DEPRESSION
HOWE
LOUIS MCHENRY
Drew were all leaders in their disciplines. Alain
Locke, whose anthology The New Negro gave form
to the Harlem Renaissance, taught philosophy at
Howard. Poet and literary critic Sterling Brown was
also on the faculty, as were pioneering historians
Charles H. Wesley and Rayford Logan, actor Todd
Duncan, economist Abram Harris, political scientist
Ralph Bunche, sociologist E. Franklin Frazier, and
education specialists Dorothy Porter Wesley,
Charles Thompson, and Doxey Wilkerson.
Many leading education philanthropists added
to the government's support, thus providing finan-
cial security for Howard throughout the Great De-
pression. With its concentration of academic talent,
Johnson's accreditation and building campaign,
and secure finances, Howard was the most success-
ful black academic center in the country. Fisk Uni-
versity in Tennessee and Atlanta University in
Georgia were Howard's only competitors, but their
resources paled in comparison.
This privileged position, however, did not
translate into a peaceful existence. During the 1930s
Howard undergraduates led marches against seg-
regation in the House of Representatives' dining
room, protested a national crime conference that
ignored lynching, held peace rallies, and helped
lead economic boycotts of local white merchants
who refused to hire black workers. Faculty mem-
bers arranged conferences that attacked New Deal
policies, led community pickets, and organized a
teachers' union that aligned itself with national
labor causes and protested local segregation poli-
cies. Even Mordecai Johnson's actions occasionally
inspired calls for his ouster: Because he thought the
economic experiment in the Soviet Union was
worth further study and because he defended the
freedom of speech of even his most radical faculty,
several congressmen were convinced that Johnson
was a Communist, that he supported Communist
teachings on campus, and that he harbored Com-
munists. Federal investigations into Howard's af-
fairs and teaching practices, however, failed to turn
up sufficient evidence to fire Johnson or end finan-
cial support for the university.
When Howard attained academic excellence in
the late 1920s it became the seed ground for several
generations of intellectual and political activists. Al-
though its popularity among federal officials was
not unanimous during the Depression, it enjoyed
public support from such prominent figures as
Franklin and Eleanor Roosevelt and Secretary of the
Interior Harold Ickes. This support continued even
despite strong faculty criticism of the New Deal. It
is likely that Roosevelt believed that the symbolic
importance of a national Negro university far out-
weighed the significance of any critiques that came
from its campus.
See Also: AFRICAN AMERICANS, IMPACT OF THE
GREAT DEPRESSION ON; BUNCHE, RALPH;
EDUCATION; HOUSTON, CHARLES.
BIBLIOGRAPHY
Dyson, Walter. Howard University, the Capstone of Negro
Education, a History: 1867-1940. 1941.
Holloway, Jonathan Scott. Confronting the Veil: Abram
Harris Jr., E. Franklin Frazier, and Ralph Bunche,
1919-1941. 2002.
Logan, Rayford. Howard University: The First Hundred
Years, 1867-1967. 1967.
Manning, Kenneth R. Black Apollo of Science: The Life of
Ernest Everett Just. 1983.
McNeil, Genna Rae. Groundwork: Charles Hamilton Hous-
ton and the Struggle for Civil Rights. 1983.
Winston, Michael R. "Through the Back Door: Academic
Racism and the Negro Scholar in Historical Perspec-
tive." Daedelus 100, no. 3 (1971): 678-719.
Jonathan Scott Holloway
HOWE, LOUIS MCHENRY
Louis McHenry Howe (1871-1936) was Franklin D.
Roosevelt's close friend and chief political aide from
1912 until his death at the end of the president's
first term. Born in Indianapolis, Howe grew up in
Saratoga Springs, New York. After high school he
worked for his family's weekly newspaper and part-
time for New York City papers during the Saratoga
horse racing season and the Albany legislative ses-
sion. He wrote speeches and ran campaigns for var-
ious upstate Democratic politicians. When Roose-
velt arrived in Albany as a state senator in 1911,
both he and Howe were identified with the anti-
Tammany Democratic League's commitment to
conservation of resources and clean government.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
Ul
OWE, LOUIS MCHENRY
Louis McHenry Howe (seated second from left) with Franklin D. Roosevelt and others in Hyde Park, New York, in July 1932.
Franklin Delano Roosevelt Library
Desperately ill during his 1912 state senate re-
election bid, Roosevelt hired Howe to run his cam-
paign. They won. Roosevelt soon learned that the
country newsman was a skilled tactician, building
networks, writing speeches, and planting favorable
news stories. Roosevelt the public figure and Howe
the private manipulator complemented each other.
In 1913 Roosevelt became assistant secretary of the
Navy and Howe became his chief aide. His princi-
pal assignment was to manage patronage and in-
fluence to make his boss the state's chief represen-
tative in the Wilson administration. They never
displaced Tammany, but in 1920 Roosevelt was
nominated for vice president on a ticket headed by
Ohio's Governor James Cox. They lost, and Roose-
velt returned to a business career.
When Roosevelt fell victim to polio in 1921
Howe shared reponsibility for his care with Eleanor
Roosevelt and moved into the Roosevelt's New
York City house. While Roosevelt concentrated on
regaining the use of his paralyzed legs, Howe fo-
cused on rebuilding his boss's political strength in
New York and reassuring Roosevelt that he could
still be a major national figure. Roosevelt relied
heavily on Howe, but made his own major deci-
sions. In 1928, as Alfred E. Smith sought the presi-
dency, he allowed himself to be drafted for gover-
nor, a move that Howe strongly opposed. He won
the governship; Smith lost the presidency.
Roosevelt, Howe, and James A. Farley man-
aged Roosevelt's successful 1932 campaign for the
A 8 2
ENCYCLOPEDIA OF THE GREAT DEPRESSION
h y g
E S
A R L E S EVANS
presidency, using a team of scholars — a brain trust
they had assembled during Roosevelt's governor-
ship — to develop issues and legislation. They were
pioneering an approach that later, in Washington,
would create a substantial network of staff and spe-
cial offices — a fourth branch of government. Howe
went to Washington as secretary to the president
and lived in the White House with unlimited per-
sonal access to his old friend. He had helped to
build the brain trust, but he had to fight for power
with its members. He died on April 16, 1936. Howe
is buried in Fall River, Massachusetts, where his
grave is marked by a monument that is a smaller
copy of Roosevelt's at Hyde Park.
See Also: DEMOCRATIC PARTY; ELECTION OF 1928;
ELECTION OF 1932; ROOSEVELT, ELEANOR;
ROOSEVELT, FRANKLIN D.
BIBLIOGRAPHY
Howe Papers, Franklin D. Roosevelt Library, Hyde Park,
N.Y.
Rollins, Alfred B., Jr. Roosevelt and Howe. 1962. With a
new introduction, 2001.
Stiles, Lela. The Man behind Roosevelt: The Story of Louis
McHenry Howe. 1954.
Alfred B. Rollins, Jr.
HUAC. See HOUSE UN-AMERICAN ACTIVITIES
COMMITTEE.
HUGHES, CHARLES EVANS
Jurist and statesman Charles Evans Hughes (April
11, 1862-August 27, 1948) was born in Glen Falls,
New York, the only child of David Charles Hughes,
an evangelical minister, and Mary Catherine Con-
nelly, a schoolteacher. His father's calling carried
the family to a number of New York and New Jer-
sey communities during Charles's youth. A preco-
cious child, he studied at home until age nine, at-
tended three years of public school in Newark and
another year in Manhattan before entering college
at Colgate (then Madison University). After two
years at Colgate, he transferred to Brown Universi-
ty, finishing third in his class.
After graduating first in his Columbia law class,
Hughes passed the New York bar with a record
high score and joined a New York firm in 1884. He
became a partner three years later and married the
daughter of the firm's senior partner the next year.
Overcome by work and poor health, he left private
practice briefly for a teaching position at Cornell
Law School, but he soon returned to the firm, be-
coming a prominent figure in commercial law.
Hughes would also become active in public ser-
vice and politics. As counsel to committees of the
New York legislature, he led inquiries into corrup-
tion and mismanagement of the state's gas, electric,
and insurance industries. A reluctant but winning
candidate for governor on the Republican ticket in
1906 and 1908, he pushed successfully for creation
of two utility regulatory commissions and the first
significant workman's compensation program in
the nation.
Although Theodore Roosevelt had backed
Hughes in his two gubernatorial races, the future
justice's distaste for the give and take of politics
caused strains in their relationship. In 1910, howev-
er, President William Howard Taft appointed
Hughes to a seat on the United States Supreme
Court, where he served with distinction until re-
signing in 1916 to make a losing bid for the White
House against President Woodrow Wilson. Follow-
ing the election, he returned to private practice in
New York, then served as secretary of state in the
Warren Harding administration.
In 1930, President Herbert Hoover brought
Hughes back to the Supreme Court, this time as
chief justice. Hughes held the Court's center seat
during one of the most tumultuous periods in
its-and the nation's-history. Although never as
committed to the laissez faire philosophy of the
Court's "Four Horsemen of the Apocalypse," which
critics had dubbed the most conservative justices of
the period, Hughes wrote or joined a number of de-
cisions rejecting New Deal programs and state leg-
islation designed to pull the country out of the
depths of the Depression. He spoke for the Court,
for example, in Schechter Poultry Corp. v. United
States (1935), invalidating provisions of the Nation-
al Industrial Recovery Act (NIRA). But he also au-
thored Home Building & Loan v. Blaisdell (1934),
ENCYCLOPEDIA E THE GREAT DEPRESSION
U3
HUGHES
L A N G S T N
substantially narrowing the scope of the contract
clause as a restriction on state power. And when
the Court began dismantling its laissez faire prece-
dents during the 1937 court-packing episode,
Hughes wrote the first two opinions signaling an
end to that era: West Coast Hotel v. Parrish (1937),
upholding a state minimum wage law for women
virtually identical to one the Court had struck down
the previous year; and National Labor Relations
Board v. Jones & Laughlin (1937), upholding federal
regulation of labor-management relations. Chief
Justice Hughes retired from the Court in 1941 and
died at age eight-six in 1948.
See Also: BLACK, HUGO; DOUGLAS, WILLIAM O.;
FRANKFURTER, FELIX; HOLMES, OLIVER
WENDELL, JR.; SUPREME COURT; SUPREME
COURT "PACKING" CONTROVERSY.
BIBLIOGRAPHY
Danelski, David J., and J. S. Tulchin, eds. The Autobio-
graphical Notes of Charles Evans Hughes. 1973.
Glad, Betty. Charles Evans Hughes and the Illusions of Inno-
cence: A Study in American Diplomacy. 1966.
Hendel, Samuel. Charles Evans Hughes and the Supreme
Court. 1951.
Pusey, Merlo. Charles Evans Hughes. 1951.
TlNSLEY E. YARBROUGH
HUGHES, LANGSTON
Langston Hughes (February 1, 1902-May 22, 1967),
poet, dramatist, fiction writer, journalist, and lyri-
cist, was perhaps the most versatile of African-
American writers and, especially as a poet, the most
beloved. Born in Joplin, Missouri, he grew up in
Lawrence, Kansas, and Cleveland, Ohio, where he
attended high school from 1916 to 1920. In Kansas,
his maternal grandmother, an ardent abolitionist
whose first husband had died at Harpers Ferry in
1859 as a member of John Brown's band, taught
Hughes to revere the cause of social justice. In high
school, Hughes was further influenced by his class-
mates, many of whom were the children of immi-
grants from eastern Europe. His first books, The
Weary Blues (1926) and Tine Clothes to the few
(1927), were volumes of poetry that reflected both
his lively social conscience and his commitment to
the vernacular culture of black America, especially
its music. A landmark essay, "The Negro Artist and
the Racial Mountain" (published in the June 23,
1926, issue of The Nation), in which Hughes called
on younger blacks to be proud of their ethnic heri-
tage even as they insisted on artistic freedom,
helped establish him as a key figure of the flourish-
ing Harlem Renaissance. By 1930, however,
Hughes began to sense the coming economic disas-
ter. "New York began to be not so pleasant that
winter," he would write in his 1940 autobiography,
The Big Sea. "People were sleeping in subways or
on newspapers in office doors, because they had no
homes. And in every block a beggar appeared."
In 1931 and 1932 Hughes toured the South and
the West by car, consciously trying to take his poet-
ry to the people; he also publicly protested the
treatment of the Scottsboro Boys. In 1932, he went
to the Soviet Union to help make a film about race
relations in the United States; when that venture
collapsed, he stayed on for a year. About this time,
Hughes, although never a Communist, wrote his
most radical poems, including "Good Morning
Revolution," "Goodbye Christ," and "One more 'S'
in the U.S.A." (to make it Soviet). In 1933 and 1934,
living in Carmel, California, he wrote the often bit-
ter short stories that comprise The Ways of White
Tolks (1934). While there, he also worked on a play
(never produced) about labor unrest in agricultural
California. In 1935, his tragedy Mulatto opened on
Broadway, but Hughes saw little of its profits be-
cause of the hostility of its producer, a white man.
Disillusioned, he wrote "Let America Be America
Again," a long poem intended as an anthem for the
nation during the Depression.
In 1937, he spent three months in Spain as a
war correspondent for the Baltimore Afro-American
newspaper. Returning to America, he founded the
Harlem Suitcase Theatre. Its first production, Don't
You Want to Be Tree? (1938), was a loosely con-
structed play-with-music that culminates in a rous-
ing call for the unity of black and white workers.
That year, 1938, the Communist International
Workers Order published A New Song, a collection
of Hughes's radical poems. However, he soon an-
<.U
ENCYCLOPEDIA OF I H E GREAT DEPRESSION
HULL
C R D L L L
gered the left by working on a Hollywood film, Way
Down South (1939), that employed many movie ste-
reotypes about black folk in Dixie. Although
Hughes pleaded truthfully that he was destitute,
certain critics lambasted him. A greater threat came
from the right. In 1940, just before a gala book lun-
cheon in California to mark the appearance of The
Big Sea, supporters of an evangelist attacked in
Hughes's "Goodbye Christ" forced its organizers to
cancel the event. Retreating, Hughes issued a state-
ment renouncing the poem. His role as a major lit-
erary commentator on the ills of capitalism in
America was over, just as the Depression itself ap-
proached its end.
See Also: AFRICAN AMERICANS, IMPACT OF THE
GREAT DEPRESSION ON; LITERATURE; WRIGHT,
RICHARD.
BIBLIOGRAPHY
Rampersad, Arnold. The Life of Langston Hughes, Vol. 1:
1902-1941: I Too Sing America. 1986.
Rampersad, Arnold. The Life of Langston Hughes, Vol. 2:
1941-1967: I Dream A World. 1988.
Rampersad, Arnold, and David Roessel, eds. Collected
Poems of Langston Hughes. 1994.
Arnold Rampersad
Langston Hughes, photographed by Gordon Parks in 1943.
Library of Congress, Prints & Photographs Division, FSA/OWI
Collection
HULL, CORDELL
Cordell Hull (October 2, 1871-July 23, 1955) was
the longest serving secretary of state in U.S. history.
Hull was born in a rented log cabin in Overton
County, Tennessee, in the foothills of the Cumber-
land Mountains. He was the third of five sons born
to William and Elizabeth Riley Hull. Of humble
background, Hull was educated by his mother and
by an itinerate tutor who would spend two to three
months during the winter teaching Hull and other
neighborhood children. At fourteen, Hull enrolled
at the Montvale Institute in Celina, Tennessee. This
was followed by a stint in university and eventually
law school, which Hull finished in 1891.
Hull's association with politics began at the age
of nineteen when he was elected chairman of the
Democratic Party for his county. At twenty-one,
Hull entered the state legislature. He then served
for a time as a judge, and in 1906 was elected to the
U.S. House of Representatives. Hull kept this seat
until 1920, when, along with many of his fellow
Democrats, he fell victim to the anti-Wilsonian sen-
timent that followed World War I and Wilson's
drive to involve the United States in the League of
Nations. Without a place in Congress, Hull took up
the chairmanship of the Democratic National Com-
mittee, a post that he kept until 1924. This gave
Hull his first real national exposure, which he used
to regain his congressional seat in the 1922 election.
For a time, Hull entertained the hope that he might
become his party's nominee for president in the
1928 election, but he eventually dropped the idea,
resolving instead to run successfully for the Senate
two years later.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
us
U M R
Hull enjoyed a good reputation among his con-
gressional colleagues, and was widely regarded as
a moderate, cautious, and hardworking Democrat
who had a knack for bringing antagonists together
in a spirit of cooperation. With the exception of his
persistent advocacy of free trade, Hull rarely took a
stand on controversial issues and in general sought
to avoid confrontation. Hull's critics have argued
that these characteristics meant that Hull left no
real mark as a legislator, and much the same charge
was laid against him as secretary of state. But Hull's
moderation (particularly his moderate internation-
alism) and the broad public and party support he
enjoyed made him a political asset. Franklin D.
Roosevelt recognized this, and when he decided to
run for president in 1932, he sought Hull's support.
Hull campaigned vigorously for Roosevelt, and was
rewarded for his loyalty with a seat in the cabinet
as secretary of state, a post he would retain until
November 1944.
Hull's memoirs, published in 1948, are littered
with references to his frustration over Roosevelt's
tendency to act as his own secretary of state, and
there is no question that on a wide range of issues,
Roosevelt often chose to ignore or bypass Hull. This
tendency became even more pronounced during
World War II. Hull played little role, for example,
in the intimate and almost continuous communica-
tion between British Prime Minister Winston Chur-
chill and Roosevelt. Hull also remained largely out-
side the summit diplomacy that became the
hallmark of the Grand Alliance led by Churchill,
Roosevelt, and Soviet Premier Joseph Stalin. But in
other areas, Hull did have an impact. During the
1930s, for example, Hull played a significant role in
the development of the Good Neighbor Policy, and
he is largely responsible for the passage of the 1934
Reciprocal Trade Agreements Act, which led to a
significant expansion of U.S. trade in the mid to late
1930s. During the war, Hull also became intimately
involved in the negotiation of the 1942 Lend-Lease
Consideration Agreement, which was designed to
obtain trade and other economic concessions from
the British as a quid pro quo for Lend-Lease aide,
and later he was involved in postwar planning and
preparation. With Roosevelt's encouragement, Hull
helped engineer U.S. commitment to postwar in-
ternationalism and the establishment of the United
Nations through his effective involvement in the
1943 Foreign Ministers Conference in Moscow, the
1944 Dumbarton Oaks Conference in Washington,
and the 1945 San Francisco Conference, where the
United Nations was officially born. In recognition
of his key role in the establishment of the UN, Hull
was awarded the Nobel Prize for peace in 1945.
See Also: GOOD NEIGHBOR POLICY;
ISOLATIONISM.
BIBLIOGRAPHY
Dallek, Robert. Franklin D. Roosevelt and American Foreign
Policy, 1932-1945. 1979.
Dobson, Alan. U.S. Wartime Aide to Britain, 1940-1946.
1986.
Gellman, Irwin F. Secret Affairs: Franklin Roosevelt, Cordell
Hull, and Sumner Welles. 1995.
Grabner, Norman A. American Values Projected Abroad.
1985.
Hull, Cordell. The Memoirs of Cordell Hull. 1955.
Kimball, Warren F. The Most Unsordid Act: Lend Lease
1939-1941. 1969.
Kimball, Warren F., ed. America Unbound: World War II
and the Making of a Superpower. 1992.
Langer, William L., and S. Everett Gleason. The Challenge
to Isolation, 1937-1940. 1952.
Pratt, Julius W. Cordell Hull, 1933-44. 1964.
Reynolds, David. The Creation of the Anglo-American Alli-
ance, 1937-41: A Study in Competitive Co-operation.
1981.
David B. Woolner
HUMOR
Sigmund Freud's astute observation about the de-
sign of humor broadly refracted the tone of laughter
throughout the Great Depression: "Humour is not
resigned, it is rebellious. It signifies the triumph not
only of the ego, but also of the pleasure principle,
which is strong enough to assert itself here in the
face of the adverse real circumstances."
From the earliest settlements in the seven-
teenth century, humor has been axial in American
culture, a rebellious, rallying, and ribald dynamic.
Pinpointing its enduring relevance, Constance
U6
ENCYCLOPEDIA OF THE GREAT DEPRESSION
HUMOR
Rourke noted in American Humor: A Study of the Na-
tional Character (1931) that "Humor has been a
fashioning instrument in America, cleaving its way
through the national life, holding tenaciously to the
spread elements of that life. ..." Its ultimate ob-
jective, Rourke asserted, was uniting "the uncon-
scious objective of a disunited people . . . and the
rounded completion of an American type."
Salient motifs of humor, a melange of resis-
tance and rebellion, irony and nonsense, coursed
through the travails of the Great Depression, as
they had during previous domestic crises. The artic-
ulation of humor mirrored and uplifted people in
their attempt to cope with events that were confus-
ing, contradictory, and seemingly incessant: "We'll
hold the distinction of being the only country in the
history of the world that ever went to the poor
house in an automobile," offered Will Rogers, the
popular crackerbarrel wit in the early decades of the
twentieth century.
The comical is often a spirited interplay with in-
congruity. Initially, the stock market convulsion
and swift economic decline recorded instant disbe-
lief. Theatrical comedian Ed Wynn, playing the
classic fool in Richard Rodgers and Lorenz Hart's
Simple Simon (1930), would lay flat on his back on
the stage and insist that business was looking up.
As financial adversity mounted, the urge to retaliate
against the power elite, the Wall Street bankers, in-
vestment brokers, and corporate managers, as-
sumed robust comic proportions. Will Rogers
cracked that "every international banker ought to
have printed over his office door, 'Alive today by
the grace of a nation that has a sense of humor.'"
At the same time, distrust of political and eco-
nomic institutions loomed large. The memorable
song, "Whatever It Is, I'm Against It," rendered by
Groucho Marx in Horsefeathers (1932), summed up
the pervasive, anarchistic feeling that nothing was
going right and everything deserved condemna-
tion. Several films spoofed the state outright. The
public's rebellious resentments could be scene in
the Marx Brothers' Duck Soup (1933) and W. C.
Fields's Million Dollar Legs (1932), both set in ficti-
tious countries beset with chaotic economic condi-
tions and corrupt politicians. As the president of
"Freedonia," Groucho Marx sings "If you think this
country's bad off now, wait till I get through with
it," while W. C. Fields, head of "Klopstockia," man-
ages to remain in office as long as he triumphs at
arm wrestling.
Virtually every major segment of media, includ-
ing the stage, novels, magazines, cinema, and
radio, sought in humor a means of expressing peo-
ple's desire to escape from the economic distress
while grappling with its tangled meaning. Reaching
the largest audience throughout the decade was the
comic film. Across the regions, an astonishing sixty
to seventy-five million persons, approximately 61
percent of the population, went to the movie the-
aters each week.
Several themes infused the early films. The
comedy of pathos, of irony and frustration, in the
early years gave way to the humor of aggression
and an expression of hope later in the decade. The
major film figures of the 1920s were small, wiry,
and resilient. Against the antagonistic environs of
the modern city, Charlie Chaplin, Buster Keaton,
Harold Lloyd, and Harry Langston survived with
classical, comedic dignity. The Great Depression
forced a shift from the comedy of individual poi-
gnancy to the comedy of resilience and retaliation.
W. C. Fields, the Marx Brothers, Mae West, Carol
Lombard — as well as the radio comedians, Fred
Allen, Jack Benny, George Burns, and Grade
Allen — used their comedy as a buffer against the
economic harshness. On occasion, their routines
plunged deep into working-class hostility.
A prominent cinematic take-off of the theatrical
comedy of manners was the screwball comedy: In
addition to Duck Soup, Horse Feathers, and Million
Dollar Legs, these include Bringing up Baby (1938),
It Happened One Night (1934), My Man Godfrey
(1936), and You Can't Take It with You (1938). This
farcical leitmotif satirized the harsh realities of eco-
nomic plight and lampooned the upper class, their
negative impact and banal life style. Invoking the
homeless in My Man Godfrey (1936) — particularly
"the forgotten man" emphasized in President
Franklin D. Roosevelt's speech — was a scene of
men in a Hooverville shelter by a city dump that
dramatically contrasted the woeful condition of the
unemployed against the asinine game of a scaven-
ger hunt of the wealthy elite.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
U7
N D R E D
DAYS
Concomitantly, the application of the "Produc-
tion Code" in 1934 that promulgated "the moral
importance of entertainment" altered the language
and plot of comedy films. Eschewing the amoral,
dark, and surreal comedy that had formed the key-
stone of farcical routines early in the 1930s, the Pro-
duction Code led to a rollicking, subversive sexual
humor, an imaginative comedy that suggested but
never exposed sexual antics. Mae West, whose co-
medic fare had incited the Code, wrote, directed,
and starred in films where her sexual innuendoes
became repeatable rejoinders: Night after Night
(1932), She Done Him Wrong (1933), and My Little
Chickadee (1940). Entering a speakeasy in Night after
Night, for example, West replies to a hatcheck girl
who exclaims, "Goodness, what lovely diamonds,"
that "Goodness had nothin' do with it, dearie."
Additionally, radio comedy was a coalescing
comedic force that extended through the difficult
times of World War II. The most popular shows fea-
tured Jack Benny, Amos 'n Andy (Freeman Gosden
and Charles Correll), Fred Allen, George Burns and
Grade Allen, Fibber McGee and Molly (Jim and Mar-
ian Jordan), Eddie Cantor, Bob Hope, and Edgar
Bergen and Charlie McCarthy, plus a comedy
panel, audience-participation program, Can You
Top This?
Writers, poets, novelists, and essayists fash-
ioned comic plots that directly or obliquely spanned
the economic rupturing: James Thurber, E. B.
White, S. J. Perelman, Langston Hughes, H. L.
Mencken, and Stephen Leacock. Cartoonists in the
preeminent literary magazine, The New Yorker, of-
fered sharp social criticism together with a sardonic
look at the crumbling conditions, as well as changes
in social mores shaped by the Depression.
In sum, the vast resource of rebellious humor
was in full play as the populace confronted the
enormous distress and mystery engendered by the
Great Depression.
See Also: COMMUNICATIONS AND THE PRESS;
HOLLYWOOD AND THE FILM INDUSTRY;
LEISURE; MARX BROTHERS; RADIO; ROGERS,
WILL; WEST, MAE.
BIBLIOGRAPHY
Bier, Jesse. "Interwar Humor." In The Rise and Tall of
American Humor. 1968.
Gates, Robert A. American Literary Humor during the
Great Depression. 1999.
Hausdorff, Don Mark. "Magazine Humor and the De-
pression." New York Tolklore Quarterly 20 (1964):
199-214.
MacDonald, Dwight. "Laugh and Lie Down." Partisan
Review 4 (1937): 44-53.
Martin, Jay, ed. Humor in Economic Depressions (issue
title). Studies in American Humor 3, nos. 2 and 3
(Summer/Fall 1984).
Robbins, L. H. "American Humorists." New York Times
Magazine 8 (September 1935): 8-9.
Rubin, Louis D., Jr. "The Great American Joke." The
South Atlantic quarterly 70 (Winter, 1973): 82-94.
Wertheim, Arthur Frank. Radio Comedy. 1979.
Joseph Boskin
HUNDRED DAYS
On March 4, 1933, Franklin Roosevelt returned to
the White House after his inaugural, and Mrs. Roo-
sevelt served hot dogs for the lunch guests. The
president then reviewed the inauguration parade,
giving pride of place on the stand to Mrs. Woodrow
Wilson and the surviving members of the Wilson
administration. While the band played the "Frank-
lin D. Roosevelt Inauguration March," composed
by the new secretary of the treasury, William
Woodin, the incoming attorney general, Homer
Cummings, studied the Trading with the Enemy
Act of 1917. He decided that it could be used to
close the banks and to halt the shipment of gold out
of the country. Holdover Republican officials clos-
eted with Roosevelt's advisers worked round the
clock to find some method of reopening the na-
tion's banks. The country's banking system had
come to a halt when the governors of New York
and Illinois had bowed to the inevitable and closed
their state's banks in the early morning of inaugu-
ration day. On Sunday evening, Roosevelt signed
proclamations closing the banks and called Con-
gress into special session. By early Tuesday morn-
ing Woodin and Ray Moley had agreed that they
U8
ENCYCLOPEDIA OF THE GREAT DEPRESSION
N D R E D
DAYS
should implement the plans outlined by departing
Republican officials for reopening and reorganizing
the banks, that they should make a "tremendous
gesture" for economy in government, and that
Roosevelt should make a "man to man appeal" for
public confidence.
REOPENING THE BANKS
By the time Congress came into session on
Thursday, March 9, the chairman of the House
Banking Committee only had one copy of the bill
that had finally been drafted at 3:00 that morning.
He "came down the center aisle of the House wav-
ing this thing. 'Here is this bill, let's pass it'." And
the House passed it in forty minutes. The Senate
was more deliberate but had still passed it by 8:30
that evening. Two days later the House voted to
give the president the power he asked for to cut and
to reform veterans' benefits and to cut federal sala-
ries. On Sunday Roosevelt gave his first fireside
chat explaining the banking crisis and how banks
would reopen. The next day the first ones did.
Roosevelt had not originally intended that
Congress should stay in session past the ten days
that it took to reopen the banks. But by the time
Congress assembled he had been persuaded to take
advantage of Congress's presence and ask for farm
legislation and unemployment relief. The opportu-
nity to develop recovery and reform legislation as
quickly as possible was irresistible. By the time
Congress finally adjourned on June 16, the first one
hundred days of the Roosevelt administration had
produced sixteen major pieces of legislation. The
cantankerous Congress, which had been gridlocked
in bitter recrimination with the outgoing president,
responded enthusiastically to the appeals of the
new president. The politicians laid aside previous
divisions, discarded long-held principles, and both
grasped for themselves and gave to the executive
vast, often unspecified powers, unheard of in
peacetime. The federal government was given the
power to decide which banks should reopen, to
regulate the stock exchange, to determine the gold
value of the dollar, to prescribe minimum wages
and prices, to pay farmers not to produce, to pay
money to the unemployed, to plan and regenerate
a whole river basin across six states, to spend bil-
lions of dollars on public works, and to underwrite
credit for bankers, homeowners, and farmers.
These first "Hundred Days" of the New Deal
have served as a model for future presidents of bold
leadership and executive legislative harmony.
Jimmy Carter's adviser Stuart Eizenstat noted that
since Roosevelt "the first hundred days of an ad-
ministration have been closely watched as a sign of
what can be expected over the course of the entire
administration." Richard Nixon, conscious that the
"dam against criticism" would come crashing down
after a hundred days, created a "100 days group"
that would push departments to bring in legislative
proposals by the twelve-week deadline so that a
"First Quarter Report" could be produced to show
that the administration had met the hundred-day
"test." But Arthur Schlesinger warned of the hun-
dred-day "trap." "Roosevelt's 100 days was," he
said "a unique episode which grew out of a unique
crisis." What were the particular circumstances that
enabled Roosevelt, but not subsequent presidents,
to exercise such bold leadership and to command
such congressional support?
ECONOMIC CRISIS AND CONSTITUENCY
PRESSURE
The unprecedented scale of the economic ca-
tastrophe faced by the United States led many to
equate the position with war and to turn to the
model of 1917, when the federal government had
exercised vast emergency powers to mobilize men
and resources to fight a European war. The passage
in Roosevelt's inaugural address that drew the most
sustained applause was his promise that if Con-
gress did not act, he would ask Congress for "broad
executive power to wage war against the emergen-
cy, as great as the power that would be given to me
if we were in fact invaded by a foreign foe." Roose-
velt and his advisers turned to old wartime statutes
to handle the new crisis. They consciously modeled
new action agencies, such as the National Recovery
Administration (NRA), on wartime predecessors.
They used the emergency as the constitutional ra-
tionale for bold new powers. Men and women who
had had their first taste of public life running those
wartime agencies returned to Washington in 1933
from private life to sign on for the duration.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
U9
N D R E D
DAYS
This need for action in an emergency and the
willingness to contemplate dictatorial powers for a
president certainly infused Congress in the first
days of the Roosevelt administration. Republican
minority leader Bertrand Snell said of the banking
bill, "The house is burning down and the president
of the United States says this is the way to put out
the fire. And to me, at this time, there is only one
way to answer that question and that is to give the
president what he demands and says is necessary
to meet the situation."
But more conventional politics also assisted the
president. The Democrats enjoyed healthy majori-
ties in both houses of Congress: 311 to 116 in the
House, 60 to 35 in the Senate. They also confronted
a Republican opposition that was split between a
progressive wing prepared to support many New
Deal measures, particularly those assisting farmers,
and a stand-pat conservative faction for whom the
New Deal was anathema. Many members of Con-
gress had been elected for the first time in 1932, but
congressional leadership was in the hands of skilled
and experienced southern Democrats. They were
loyal party men, particularly comfortable with mea-
sures, such as financial regulation, that they could
interpret as the legacy of Wilsonian reform. They
were anxious to build a legislative record, and they
were personally friendly to Roosevelt, whose nomi-
nation most of them had supported in opposition
to the hated Al Smith. From his time in Washington
under Wilson to his stays at Warm Springs, Roose-
velt had, in turn, established a warm and personal
rapport with these congressmen, and he never un-
derestimated their almost limitless susceptibility to
presidential flattery. In addition, the traditional pa-
tronage available to any new administration was
vastly increased by the proliferation of emergency
agencies. The prospect of these jobs kept many
congressmen in line, especially since most of them
were not filled until the end of the Hundred Days.
But constituency pressure pushed Congress
into line with the legislation of the Hundred Days.
The desperate unemployed and farmers and home-
owners threatened with eviction demanded help.
Roosevelt quickly demonstrated his ability to in-
spire ordinary Americans. He cultivated the press.
He held the first of 377 press conferences on March
8. The relaxed and informal gathering in his office
was in stark contrast to the suspicion and distance
created by Herbert Hoover. As one journalist noted,
"in that first sitting . . . the new president gave the
correspondents more sensational news than some
of his predecessors had handed out in four years."
The hardboiled newsmen were bowled over and
spontaneously applauded. Roosevelt's first fireside
chat on March 12 even more effectively spoke over
the heads of Washington politicians directly to the
American people. The president took great care to
make his case to an audience he envisaged sitting
round the fireside. His preparations were meticu-
lous: the right angle of the microphone, a false
tooth to close a gap in his two lower front teeth, the
speed of delivery (about one hundred words a min-
ute), and the language (over three quarters of the
words were among the thousand most commonly
used). The people responded: Over 450,000 wrote
to the White House in the first week.
Congress however was not browbeaten into
blanket submission to Roosevelt. In the first place,
there was no presidential masterplan for the Hun-
dred Days. Much was piecemeal and opportunistic:
seeking the repeal of prohibition, for example, to
soften the unpopularity of the Economy Act. Much
was inserted by Congress: inflationary measures in
the Agricultural Adjustment Act and the federal in-
surance of bank deposits. The great National Indus-
trial Recovery Act was prompted by the likely pas-
sage of the Black thirty-hour bill, which Roosevelt
considered unworkable. Roosevelt set his advisers
on the task of pulling together existing recovery
proposals into an administration proposal. The
great recovery measures in agriculture and industry
were largely enabling measures: The farm act and
the recovery act laid out sometimes contradictory
policy options. Which options would be adopted
would depend on the administrators. Other more
presidentially inspired measures, such as the Ten-
nessee Valley Authority (TV A) and the Civilian
Conservation Corps (CCC), were hurried onto the
statute book to take advantage of the favorable po-
litical climate.
The passage of legislation was certainly helped
by the relative weakness of organized interest
groups. Labor was enfeebled, farmers were divided,
i.90
ENCYCLOPEDIA OF THE GREAT DEPRESSION
N 6 E R MARCHES
and businessmen, especially bankers, were discred-
ited. Roosevelt faced down the veterans' lobby with
Republican support. It is difficult to think that a re-
gional authority like the TVA could have been cre-
ated if the individual southern states had not been
in such a weak position. Nevertheless, the vast
powers given to the federal government were cir-
cumscribed. The federal government simply lacked
the "state capacity" to implement coercive central-
ized measures; it lacked both the bureaucracy and
the information to drive through top-down pro-
grams. Bankers would have to provide advice on
which banks could be reopened; farmers would
have to administer the production control pro-
grams; businessmen would have to staff the NRA
code authorities; and the states would have to ad-
minister the relief program.
Some of the prominent figures in the Hundred
Days — Harry Hopkins, Henry Wallace, and Harold
Ickes — would still be central figures in the Roose-
velt government when the president died in 1945.
Others who survived, like Henry Morgenthau, Jr.,
and Frances Perkins, played a relatively minor role
in the early months of the New Deal. By contrast,
some key players in the Hundred Days would
quickly pass from the stage or from the good graces
of the administration: Brains Truster Ray Moley; the
advocate of rigid economy Lewis Douglas; the pro-
tege of Bernard Baruch Hugh Johnson; the Wilsoni-
an warhorse Daniel Roper — all were influential in
1933 but played little role afterwards.
In a similar vein, the Hundred Days bought re-
lief for the unemployed, the protection of labor
standards, farm price supports, liberalized credit for
homeowners and farmers, public works spending,
securities regulation, and the TVA. But they also
bought measures designed to slash government
spending, to increase the tax burden through re-
gressive excise taxes, and to foster business-
government cooperation. It was unclear at the end
of the Hundred Days whether the former or the lat-
ter would be the force of the New Deal future.
See Also: FIRESIDE CHATS; NEW DEAL; ROSSEVELT,
FRANKLIN D.
BIBLIOGRAPHY
Freidel, Frank B. Franklin D. Roosevelt, Vol. 4: Launching
the New Deal. 1973.
Sargent, lames E. Roosevelt and the Hundred Days: Strug-
gle for the Early New Deal 1981.
Tony Badger
HUNGER MARCHES
When the Great Depression began, the Communist
International called for unified protests by the un-
employed on a single day. In the United States, the
Communist Party and allied organizations publi-
cized International Unemployment Day in their
newspapers, in leaflets, and in preparatory demon-
strations and meetings. Hundreds of thousands of
unemployed people turned out in cities across the
country on March 6, 1930, for militant protests for
"Work or Wages," to which the police responded
harshly. The Communist movement then orga-
nized Unemployed Councils, neighborhood orga-
nizations of the unemployed that fought evictions
and put pressure on governmental authorities to
provide assistance. Major protests were often
dubbed "hunger marches."
In 1931 there were local hunger marches and
marches on state capitols in about a dozen states,
often with marchers converging from different
parts of the state to demand relief and unemploy-
ment insurance. The first national hunger march
took place on December 7, 1931, timed to coincide
with the opening of Congress. The demands of the
march included unemployment insurance and a so-
cial insurance system to cover maternity care, ill-
ness, accidents, and old age. There were local dem-
onstrations and conferences to select 1,670
delegates who converged on Washington from four
separate columns. The marchers were unsuccessful
in their attempts to address Congress or meet with
the president, but they held mass meetings on their
return homeward and brought public attention to
the plight of the jobless.
The most famous of the hunger marches was
the March 7, 1932, Ford Hunger March. Three
thousand marchers gathered in Detroit with the
ENCYCLOPEDIA E THE GREAT DEPRESSION
491
N G E R MARC
E S
goal of presenting demands at the Ford employ-
ment office in the suburb of Dearborn, a company
town where Ford's main complex was located. Po-
lice used tear gas to stop the marchers from enter-
ing Dearborn. In response, some marchers threw
stones. When the marchers reached the plant, the
police opened fired, killing five. Authorities initially
blamed Communists for what they called a riot,
sought to arrest Communist leader William Z. Fos-
ter, and launched raids against left-wing organiza-
tions reminiscent of the hysteria following the Chi-
cago Haymarket bombing of 1886. The massive
funeral march of thirty thousand and the growth of
left-wing organizations after the march indicated
that repression would not break up the movement.
Even within the company town of Dearborn, the
Unemployed Council developed a significant base.
The second national hunger march in Decem-
ber 1932 had about twice as many delegates (3,200)
as the first march. Delegations this time were able
to meet with the presiding officers of the House and
the Senate to present demands for cash winter re-
lief, unemployment insurance, an end to military
spending, and the taxing of corporations. Some
members of Congress visited the hunger marchers'
encampment.
Three months later, Franklin Roosevelt's New
Deal established federal support for state relief ef-
forts and jobs programs for the unemployed, but
the organizations of the unemployed continued
their activity. They provided sustained grassroots
and leftward pressure on the administration. The
hunger march tactic was still employed and a com-
bination of repressive measures against demonstra-
tors, as well as concessions by the authorities, like-
wise continued.
Hunger marches were interracial events both in
their composition and their attention to the issue of
racial injustice. Marchers emphasized the higher
rate of black unemployment, racial discrimination
in relief programs, and the heavier repression of the
African-American unemployed. Delegations of
hunger marches conducted street meetings to ex-
plain the Scottsboro case and marchers protested
segregated eating and sleeping facilities on the
route to the nation's capital. African Americans
were prominent in the leadership of the movement.
Although the Communist-led Unemployed
Councils were the principal organizers of hunger
marches, Socialists and followers of A. J. Muste also
created substantial organizations of the unem-
ployed. The Socialists emphasized lobbying, hear-
ings, and conferences, while the Musteites focused
on self-help groups, but both movements also con-
ducted demonstrations and helped individuals with
their grievances. The three unemployed move-
ments united in 1935 into one organization, the
Workers Alliance, which lobbied for relief funds
and unemployment insurance, negotiated with re-
lief agencies and the Works Progress Administra-
tion on behalf of recipients and relief workers, con-
ducted public demonstrations, and supported trade
unions.
In conducting hunger marches, fighting against
evictions, helping to solve grievances, and speaking
out for racial equality, activists in the unemployed
movement developed as class-conscious workers
while they helped to inspire a new moral vision of
caring among a large section of the public. Many of
these class-conscious workers went on to lead
unionization campaigns, helped along by the sym-
pathetic public opinion and worker hopefulness
that the unemployed movement did so much to de-
velop.
See Also: COMMUNIST PARTY; UNEMPLOYED
COUNCILS.
BIBLIOGRAPHY
Fine, Sidney. Frank Murphy, Vol. 1: The Detroit Years.
1975.
Folsom, Franklin. Impatient Armies of the Poor: The Story
of Collective Action of the Unemployed, 1808-1942.
1991.
Keeran, Roger. The Communist Party and the Auto Workers
Unions. 1980.
Lorence, James J. Organizing the Unemployed: Community
and Union Activists in the Industrial Heartland. 1996.
Piven, Frances Fox, and Richard A. Cloward. Poor People's
Movements: Why They Succeed, How They Fail. 1977.
Rosenzweig, Roy. "Organizing the Unemployed: The
Early Years of the Great Depression." In Workers'
Struggles, Past and Present: A "Radical America" Read-
er, edited by lames R. Green. 1983.
Solomon, Mark. The Cry Was Unity: Communists and Af-
rican Americans, 1917-1936. 1998.
Z.9Z
ENCYCLOPEDIA OF THE GREAT DEPRESSION
R S T N , Z R A N E A L E
Sugar, Maurice. The Ford Hunger March. 1980.
Martin Halpern
HURSTON, ZORA NEALE
Zora Neale Hurston (January 7, 1891-January 28,
1960) was a folklorist, fiction writer, playwright,
and essayist. She was a central figure in the Afri-
can-American cultural movement known as the
Harlem Renaissance. Her gravestone in Fort Pierce,
Florida, bears an inscription coined by the writer
Alice Walker, "A Genius of the South." The epitaph
sums up not only the formidable nature of Hurs-
ton's accomplishments, but also the symbolic im-
portance that she and her work claim in the annals
of African -American cultural history.
More myths have circulated about Zora Neale
Hurston than perhaps any other African-American
woman writer. Recently, scholars have revealed her
birthplace as Notasulga, Alabama, but for years his-
torians and biographers believed that Hurston was
born in Eatonville, Florida, the country's first incor-
porated all-black town. Hurston spent most of her
childhood in Eatonville, whence she drew much of
her literary inspiration. Hurston contributed to the
illusions that continue to dominate popular stories
about her life by fabricating details of her personal
history, such as her date of birth, which was misi-
dentified for many years as 1901. In Wrapped in
Rainbows: The Life of Zora Neale Hurston (2002), au-
thor Valerie Boyd speculates that Hurston began
revising her birth date in 1917, when she subtracted
ten years in order to qualify for free schooling.
Hurston attended Howard University in Wash-
ington, D.C., sporadically between 1919 and 1925,
and published her first short story, "John Redding
Goes to Sea," in Stylus, the university literary mag-
azine. By 1925, the Harlem Renaissance was in full
swing, and Hurston moved to New York, where she
collected prizes for her fiction and drama, and stud-
ied anthropology with Franz Boas at Columbia Uni-
versity. Hurston graduated from Barnard College
with a bachelor's degree in 1928.
The Great Depression was particularly disas-
trous for African-Americans, and the economic
Zora Neale Hurston, 1937. Library of Congress, Prints &
Photographs Division, New York World-Telegram and the Sun
Newspaper Photograph Collection
devastation caused by the Depression extinguished
the better part of the Harlem Renaissance. Zora
Neale Hurston thrived in the 1930s, however, find-
ing success in the literary arena and beyond. During
the 1930s, she did anthropological fieldwork in
Haiti, Jamaica, the Bahamas, South Carolina, and
the Florida Everglades. Her books on folklore,
Mules and Men (1935) and Tell My Horse (1938), re-
flect the depth and breadth of her research. Hurs-
ton's father inspired her first book, Jonah's Gourd
Vine (1934), a novel. She wrote her second and
most influential novel, Their Eyes Were Watching
God (1937), in Haiti in seven weeks. The novel is a
lyrical exploration of a black woman's search for ro-
mantic love and self-definition. Her third novel,
Moses, Man of the Mountain (1939), is a retelling of
the biblical story of Exodus. Hurston's final novel,
Seraph on the Suwanee (1948), breaks convention
with its focus on white characters. Her final pub-
ENCYCLOPEDIA E THE GREAT DEPRESSION
t93
R S T N
Z R A
N E A L E
lished work was Dust Tracks on the Road (1942), an
autobiography whose inconsistencies have led
many critics to treat it more like fiction than fact.
Hurston's productivity did not result in financial se-
curity, however, and she would always scramble for
work to support her creative ambitions. She died in
1960 of hypertensive heart disease in Fort Pierce,
Florida.
See Also: AFRICAN AMERICANS, IMPACT OF THE
GREAT DEPRESSION ON; LITERATURE.
BIBLIOGRAPHY
Carby, Hazel. Reconstructing Womanhood: The Emergence
of the Afro -American Novelist. 1987.
Hemenway, Robert. Zora Neale Hurston: A Literary Biog-
raphy. 1977.
Hurston, Zora Neale. I Love Myself When I am Laughing
. . . and Then Again When I Am Looking Mean and
Lmpressive: A Zora Neale Hurston Reader, edited by
Alice Walker. 1979.
Hurston, Zora Neale. Zora Neale Hurston: A Life in Letters,
edited by Carla Kaplan. 2002.
Emily Bernard
491.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
I AM A FUGITIVE FROM A CHAIN
GANG
The year 1932 was probably the most desperate
faced by the American people since the end of the
Civil War. With the nation mired in an economic
depression for which there was no end in sight, un-
employment growing to ever more unprecedented
levels, and a government that seemed totally un-
able to make any effective response to the disaster,
it was a bleak time indeed.
Rarely has the mood of a year been so accurate-
ly reflected in a feature film as the hopelessness of
1932 was in director Mervyn LeRoy's I Am a Fugitive
from a Chain Gang. Based on the story of a man,
Robert Elliot Burns, who had escaped from a Geor-
gia chain gang, the movie is a forceful expose of the
brutal conditions on southern chain gangs. Screen-
ings were banned in Georgia, and the state unsuc-
cessfully sued Warner Brothers for libel. But this
powerful film turned out to be much more: a mirror
held up to a nation's outlook at the depth of the
Great Depression. In it, a veteran of World War I
with great ambition, James Allen (Paul Muni), re-
turns from the war and finds an ungrateful nation
and no suitable work. He drifts around the country
and is wrongly arrested in a robbery in a southern
state that is not named. Put on a chain gang, Allen
is harshly treated. Eventually, with the assistance of
a black prisoner, Allen escapes from the hell of
lashings and total dehumanization.
During the prosperous 1920s, Allen James, as
he now calls himself, achieves great success as an
architect — the sort of "man's job," building some-
thing, that he had originally said he wanted. He be-
comes a pillar of the community, but he is betrayed
by an evil woman who learns his secret, blackmails
him into marrying her, cheats on him, and finally
exposes him.
Jim voluntarily returns to the state where he ex-
perienced a living hell because the authorities as-
sure him he'll only have to do a few months of
"easy time." Instead, the state authorities send him
back to the chain gang. In a memorable statement
reflective of widespread public attitudes toward
government in the last year of the Herbert Hoover
administration, Allen complains bitterly, "The
state's promise didn't mean anything. It was all
lies!"
The protagonist escapes again, but this time, as
a hunted man, he has to subsist in ways similar to
those to which many Depression victims resorted.
In the unforgettable closing scene, Muni's charac-
ter, hovering in the shadows and seeming animalis-
tic, answers the question "How do you live?" with
a desperate, hopeless: "I steal!" Such a situation
was all too understandable in much of America in
1932.
495
I C K E S
R L D
See Also: GANGSTER FILMS; HOLLYWOOD AND
THE FILM INDUSTRY; LAW ENFORCEMENT;
VALUES, EFFECTS OF THE GREAT DEPRESSION
ON.
BIBLIOGRAPHY
Baxter, John. Hollywood in the Thirties. 1968.
Bergman, Andrew. We're in the Money: Depression Ameri-
ca and Its Films. 1971.
McElvaine, Robert S. The Great Depression: America,
1929-1941. 1984, 1993.
Pells, Richard H. Radical Visions and American Dreams:
Culture and Social Thought in the Depression Years.
1973.
Robert S. McElvaine
ICKES, HAROLD
Harold LeClaire Ickes (March 15, 1874-February 3,
1952) was a political activist, social reformer, au-
thor, and New Deal administrator who actively
sought to help minorities, preserve America's natu-
ral resources, use the federal government to pro-
mote the general welfare, and loyally promoted and
supported Franklin D. Roosevelt and what he stood
for in his New Deal.
EARLY LIFE AND CAREER
Born on a farm in Frankstown Township near
Hollidaysburg, Pennsylvania, Harold Ickes was the
son of Jesse Boone Williams and Matilda McCune
Ickes. Raised by his aunt and uncle after his moth-
er's death when he was sixteen years old, Ickes
graduated from Englewood high school at the top
of his class. From there, he went to the University
of Chicago, where he received his undergraduate
degree in 1897. During his college days, Ickes made
money teaching English to immigrants.
Ickes started his career as a newspaper reporter
in Chicago, where in 1900 he covered the Demo-
cratic and Republican conventions for the Chicago
Record. Never totally satisfied with this life, he re-
turned to the University of Chicago in 1904, and in
1907 he received his law degree. Even before com-
pleting his legal studies, Ickes's political inclina-
tions began to take shape. He started working in
political campaigns, and managed John Harlan's
1903 mayoralty race. Working with Donald Rich-
berg as a partner in their Chicago law firm, Ickes
became more and more involved in progressive
politics. By 1911, Ickes was well-known in Chicago
circles as a reformer. This reputation contributed to
his marriage to a college classmate and the daugh-
ter of a wealthy manufacturer of gas fixtures, Anna
Wilmarth Thompson. Anna herself was politically
active, eventually serving several terms in the Illi-
nois General Assembly. She and Ickes had a son
who would be raised by his father after Anna died
in a car accident in 1935. Ickes later would remarry
and have two more children.
Ickes continued his political career by serving as
the Cook County campaign manager for Theodore
Roosevelt's Bull Moose Party in 1912. In 1916, Ickes
supported Charles Evans Hughes for the presiden-
cy. During World War I, Ickes went abroad and
served in the YMCA. In 1920, he attended the Re-
publican national convention as a delegate who
worked against the nomination of Warren G. Har-
ding.
During the 1920s Ickes took on a number of
legal cases (some gratis) involving civil liberties,
anti-utility campaigns, and municipal reform. He
also worked at Hull House, a Chicago settlement
house run by Jane Addams, helping immigrants
obtain citizenship. A reformer by nature, Ickes was
appalled by the policies of Chicago mayor "Big" Bill
Thompson, and consistently spoke out against him.
He had a similar dislike for Samuel Insull, the mu-
nicipal utilities emperor of the 1920s.
NEW DEAL ADMINISTRATOR
As the 1932 presidential election approached,
Ickes became more interested in the reform pro-
grams of New York governor Franklin D. Roosevelt.
Heading a Western Independent Republican com-
mittee for Roosevelt, Ickes worked to secure his vic-
tory against Herbert Hoover. Having been a tireless
reformer and a strong advocate for minorities, Ickes
thought that the president-elect might reward him
with a position in his administration, perhaps com-
missioner of Indian affairs.
Ickes openly campaigned for the secretaryship
of the Department of the Interior after Roosevelt in-
i.96
ENCYCLOPEDIA OF THE GREAT DEPRESSION
I C K E S , HAROLD
Franklin D. Roosevelt (seated, third from right) in August 1933 with (left to right) Paul Malone, Louis McHenry Howe, Harold
Ickes, Robert Fechner, Henry Wallace, and Rexford Tugwell at a Civilian Conservation Corps camp in the Shenandoah Valley in
Virginia. Franklin D. Roosevelt Library
vited him to attend a conference in February 1933
to discuss general economic problems. Given
Ickes's background, his commitment to conserva-
tion, and his deep-seated feelings for Native Amer-
icans and other minorities, his decision to seek the
Interior position made sense. Roosevelt agreed and
Ickes was appointed secretary of the Interior. Ickes
would serve in this capacity throughout the entire
Roosevelt presidency and into the administration of
Harry Truman.
In terms of personality, Ickes was a difficult in-
dividual. Describing himself as a curmudgeon, he
was moody, short-tempered, stubborn, and always
concerned that people were trying to take things
from him. But Ickes was also an emotionally driven
man who wanted very much to help others and
who believed that the federal government should
do its part in promoting the welfare of Americans.
Personally honest, Ickes took his Interior depart-
ment responsibilities seriously. He spent taxpayers'
monies wisely for projects benefiting the general
welfare. Nicknamed Honest Harold, Irascible Har-
old, and Harold the Curmudgeon, Ickes went to
work in 1933 determined to make a difference. He
took charge of a department that had more than
thirty thousand employees and controlled the Na-
tional Park Service, America's public lands and
abundant natural resources, and all territories, in-
ENCYCLOPEDIA OF THE GREAT DEPRESSION
1.97
I C K E S
R L D
eluding Hawaii, Puerto Rico, and Alaska. In addi-
tion, the secretary of the Interior was responsible
for the Bureau of Indian Affairs, the Bureau of Rec-
lamation, and the U.S. Geological Survey. With all
of this already on his plate, Ickes took on more.
Working with Secretary of Agriculture Henry
Wallace and other New Dealers, Ickes helped set
up the Civilian Conservation Corps (CCC), which
was designed to put young men to work under the
jurisdiction of the War Department. Ickes's most
important appointment came when Roosevelt
placed him in charge of the Public Works Adminis-
tration (PWA). Created by the National Industrial
Recovery Act in 1933, the PWA expended over $5
billion on sewage systems, bridges, highways,
dams, and other major projects. In projects involv-
ing electrical power and dams, the PWA completed
the Boulder Dam and built the Bonneville and
Grand Coulee dams. Under Ickes's direction, the
PWA also helped local governments develop their
own utility systems, despite the protests of private
utility companies. Ickes's PWA even delved into
low-cost housing projects. All of the PWA's work
was completed slowly and methodically, but it was
also completed with a minimum of administrative
costs and no corruption. "Honest Harold" proved
himself a good agency administrator who got
things done.
Given Ickes's personality and Roosevelt's incli-
nation to let subordinates step over one another, it
was inevitable that conflicts would develop. Ickes
clashed especially with Harry Hopkins, who head-
ed the Civil Works Administration and the Works
Progress Administration, as well as with Henry
Wallace in the Department of Agriculture. Other
conflicts arose, many of them stemming from
Ickes's fear that people were encroaching on his
turf, although in most cases, no such activity was
occurring.
CONTRIBUTIONS TO CIVIL RIGHTS AND
CONSERVATION
Other accomplishments by Ickes stand out. He
was committed to helping black Americans by de-
manding that they be given equal pay for govern-
ment jobs and by permitting no discrimination in
hiring. Working with the National Association for
the Advancement of Colored People, Ickes tried
hard to implement these policies in whatever agen-
cy he directed. In 1939 he helped Eleanor Roosevelt
arrange for the black contralto Marian Anderson to
sing at the Lincoln Memorial after the Daughters of
the American Revolution denied her the use of
Constitution Hall.
Ickes was also committed to helping Native
Americans. Living in deplorable conditions on res-
ervations, as evidenced by the Meriam Report of
the 1920s, and disinherited of their lands under the
assimilationist policies of the Dawes Act of 1887,
Indians were burdened by many injustices, and
Ickes worked to correct them. Fully supporting the
Wheeler-Howard Act, which unraveled the Dawes
allotment provisions, Ickes appointed John Collier
to head the Bureau of Indian Affairs. Collier's com-
mitment to the Indian New Deal was so strong that
he worked hard to implement all the provisions of
the Wheeler-Howard Act and, in so doing, he
began to lay the groundwork for later Indian self-
determination policies of the 1980s and 1990s.
Finally, Ickes's commitment to conservation
was genuine. During his tenure in the Department
of the Interior, the Soil Conservation Service was
set up, the idea of wilderness areas in the National
Park System was developed, and several major na-
tional parks were established. In some respects,
Ickes's commitment to conservation explained his
attacks on big business and the wealthy. He railed
against businessmen and wealthy individuals for
only thinking about themselves, for not caring
about protecting and preserving America's natural
wealth, and for refusing to help those in need.
As World War II approached, Ickes turned his
attention more and more to what was happening
in the world. A midwestern isolationist almost by
nature, Ickes underwent a transformation in the
1930s. He was one of the first New Dealers to open-
ly condemn Nazism and fascism. His attacks were
so noteworthy that even Nazi leaders came to know
who Ickes was. In addition, Ickes was the first New
Dealer to realize the importance of maintaining
presidential leadership as world politics became in-
creasingly tense. He strongly supported Roosevelt's
bid for a third term in 1940, while he himself con-
sidered running for the mayoralty of Chicago.
A9 8
ENCYCLOPEDIA OF THE GREAT DEPRESSION
INCOME D I S T R I
T I N
AFTER THE DEPRESSION
As the United State was drawn into world con-
flict, Ickes was named the head of the Petroleum
Administration. During the war, Ickes held sixteen
separate positions within the Roosevelt administra-
tion. He was the virtual czar of the production and
distribution of petroleum products in the United
States. A pragmatist by nature, Ickes put aside his
former ideas and hostilities towards petroleum in-
dustry executives and worked so well with industry
representatives that they tried to convince Roose-
velt not to transfer Ickes to any other department
or agency.
With Roosevelt's death in April 1945, and the
end of the war, Ickes stayed on as secretary of the
Interior under President Harry Truman. Within one
year, however, Ickes resigned in protest over what
he considered to be a political appointment of
Edwin Pauley as undersecretary of the Navy. Just as
Ickes's personal views changed, his views on Amer-
ica's relationships with its former allies trans-
formed. By 1945 and 1946, the one-time friend and
ally of the Soviet Union began to openly distrust
and criticize Joseph Stalin and his policies. Ickes
strongly supported the United Nations and stood
solidly behind Truman during the Korean War.
After his 1946 resignation, Ickes returned to
journalism. He wrote columns for the New Republic
and the New York Post, and even started publishing
his memoirs in the Saturday Evening Post. Still
working prodigiously, Ickes died on February 3,
1952, in Washington, D.C. His massive three-
volume Secret Diary of Harold L. Ickes was published
shortly after his death.
Harold Ickes was probably the most accom-
plished secretary of the Interior in American histo-
ry. He was a reformer, a man of deep convictions,
and a highly capable administrator. His honesty,
hard work, and drivenness were reflected in every-
thing he did. Given his irascible personality, it is not
surprising that he frequently clashed with others.
But this was a small issue when one considers the
magnitude of his accomplishments in the PWA,
conservation, civil liberties, World War II, and other
areas of American life.
See Also: CIVILIAN CONSERVATION CORPS (CCC);
INDIAN NEW DEAL; PUBLIC WORKS
ADMINISTRATION (PWA).
BIBLIOGRAPHY
Ickes, Harold L. The Secret Diary of Harold L. Ickes, 3 vols.
1953-1954.
ssive Progressive,
Lear, Linda. Harold L. Ickes: The
1874-1933. 1981.
Watkins, T. H. Righteous Pilgrim: The Life and Times of
Harold Ickes, 1974-1952. 1990.
White, Graham, and John Maze. Harold Ickes of the New
Deal: His Private Life and Public Career. 1985.
Michael V. Namorato
ILA. See INTERNATIONAL LONGSHOREMEN'S
ASSOCIATION.
ILD. See INTERNATIONAL LABOR DEFENSE.
ILGWU. See INTERNATIONAL LADIES' GARMENT
WORKERS' UNION.
INCOME DISTRIBUTION
The Great Depression and the New Deal had a par-
adoxical effect on the distribution of income in the
United States. On one level, even though the in-
comes of the rich declined precipitously as the
economy fell apart, the Depression exacerbated
economic inequality by increasing the numbers of
the poor; the New Deal and economic recovery in
the late 1930s only slightly mitigated this rising in-
equality. But although the reforms of the New Deal
did not greatly reduce economic inequality — either
by lowering unemployment or by creating a more
progressive tax system — they did create the political
architecture that would permit the reduction of
economic inequality during World War II and the
postwar era. In addition, the very wealthiest frac-
tion of the American population lost their control
over the national income during the Depression
ENCYCLOPEDIA OF THE GREAT DEPRESSION
t99
INCOME D I S T R I
T I N
and World War II, a loss from which they never
completely recovered. In 1915, the top .01 percent
of the population earned incomes 400 times the na-
tional average. In 1970, they earned 50 times the
average income, and by 1998 they still had not re-
gained the control of the pre-World War I era,
earning "only" 250 times the average income.
During World War II the United States saw
truly progressive income taxes for the first time.
This economic redistribution through the tax sys-
tem was one feature among many (including steady
increases in the minimum wage, high levels of
unionization, and low unemployment) that would
lead to the remarkably equal distribution of eco-
nomic growth during the 1940s, 1950s, and 1960s.
While the New Deal did not directly create this pro-
gressive tax system, the political and intellectual
framework that was built during the 1930s made
the progressive tax system and the liberal political
economy of the postwar period possible.
Income distribution in the United States was
becoming steadily more unequal during the early
years of the twentieth century. During the 1920s,
income inequality widened rapidly, and during the
early years of the Depression, the distribution of in-
comes became more dispersed as poverty spread,
reaching its peak for the century. But in the late
1930s income inequality began to decline, and dur-
ing World War II it narrowed rapidly. After the war,
the distribution of incomes remained fairly stable,
though it continued to narrow slightly throughout
the postwar economic expansion. In the mid-1970s,
income inequality began to expand once again, a
trend that accelerated in the 1980s and 1990s.
Clearly, something happened during the 1930s and
1940s that created a stable political economy of
equally distributed economic growth. The ques-
tions concern what and when these changes took
place.
Throughout the twentieth century, there have
been two distinct tax systems in the United States.
The first and older one is a regressive system of sales
taxes (and, later, payroll taxes) that fall equally on
everyone in society regardless of income, and thus
penalize the poor more heavily. The second, newer
system is progressive taxation that seeks to tax
wealthier people at a higher rate than poor people
in order to collect an adequate revenue base for the
government. Prior to the New Deal, the federal tax-
ation system was heavily skewed towards regres-
sive taxes on "sin" or "luxury" products. This did
not change in the early years of the New Deal,
when early federal expenditures, such as the Feder-
al Emergency Relief Administration, were funded
out of sales taxes and deficit spending.
Early in the Great Depression, populists and
liberal reformers began to call for tax reform and a
reduction of economic inequality. Louisiana gover-
nor Huey Long started a network of "Share Our
Wealth" clubs, which sought to tax the rich and re-
distribute the income in a plan dubbed "Every Man
a King." Long's staff claimed that there were 27,000
such clubs in the South. The Townsend move-
ment's calls for monthly old-age pensions, the radi-
cal writer Upton Sinclair's EPIC campaign against
poverty in California, Father Charles Coughlin's
National Union for Social Justice, and the new
strength of the Farmer-Labor Party in the Midwest
all created rising political pressure on Roosevelt for
a program that seemed to address the maldistribu-
tion of income.
Historians and political writers, at the time and
since, have pointed out that these various proposals
lacked economic sense and wherewithal. Even if all
of Long's proposed taxes were enacted, the income
produced would not have been adequate to provide
the riches he promised it would purchase for ordi-
nary people. But the importance of these move-
ments is not their blueprints for social policy. It was
that they mobilized millions of people around the
issue of income distribution, and so helped to bring
about major changes in the tax system.
In the Revenue Act of 1935 (otherwise known
as the "wealth tax"), President Franklin Delano
Roosevelt sought to meet these populist critics. The
law boosted the top personal income tax rate from
63 to 79 percent, expanded estate taxes, and in-
creased the corporate income tax to fall more heavi-
ly on large corporations. Even though the law in re-
ality affected a very small number of people, and
did not dramatically expand the federal govern-
ment's revenues, the wealth tax generated tremen-
dous opposition from business to Roosevelt and the
New Deal. The law coincided with the Wagner Act
500
ENCYCLOPEDIA OF THE GREAT DEPRESSION
INDIAN
N E W
DEAL
and the legislation creating Social Security and the
Works Progress Administration. Taken together,
even though the immediate fiscal effect of the tax
law was small, it seemed to promise a new day in
government, and businessmen were frightened. As
one Congressman said of the Revenue Act of 1935,
"This is a hell raiser, not a revenue raiser." In some
ways, the anti-tax politics that would characterize
so much business mobilization against liberalism
throughout the rest of the twentieth century began
in the crusade against the wealth tax of 1935.
The question of economic distribution was also
addressed in one of the great failed initiatives of the
New Deal, the Temporary National Economic
Committee (TNEC). This congressional committee
was established late in the 1930s, purportedly to
study issues of monopoly and economic power. The
committee produced many excellent surveys of the
state of industry in the late 1930s, a boon to later
historians. However, whatever legislative impact
the TNEC might have had was scuttled by the war,
and the committee quietly fizzled to a close.
During World War II, the personal income tax
was applied to the general population for the first
time, becoming, as historian Mark Leff puts it, no
longer "an indicator of affluence" but instead "a
token of citizenship." The withholding system was
established during the war. Prior to the war, the in-
come tax had affected at most 5 percent of the pop-
ulation, but during the war, 74 percent of Ameri-
cans began to pay tax. After the war, Congress
brought back some exemptions and lowered tax
rates slightly, but the basics of the system were in
place. This system, along with the strength of labor
unions, the full employment policies of the postwar
period, and other interventions in social policy,
such as increasing Social Security payments and
steadily raising the minimum wage, contributed to
the relatively more egalitarian — albeit still
skewed — economic growth of the postwar period.
The dramatic arguments over income distribu-
tion and economic power during the 1930s cast a
long symbolic shadow. The memory of the time
when a president railed against "economic royal-
ists" would long survive in the hearts and minds of
businessmen, helping to fuel their ultimate reaction
against liberalism and the New Deal. But the tax
policies of the New Deal era are of more than sym-
bolic importance. Although the postwar liberal sys-
tem did not come about during the New Deal, the
philosophy of the New Deal created its intellectual
framework and political architecture. Roosevelt's
willingness to change the tax system in response to
mass political pressure and to levy taxes on the in-
comes of the rich helped make it possible to use the
progressive income tax more broadly as the basis
for federal revenues and social wealth.
See Also: TAXATION; TEMPORARY NATIONAL
ECONOMIC COMMITTEE (TNEC).
BIBLIOGRAPHY
Brinkley, Alan. Voices of Protest: Huey Long, Father
Coughlin & the Great Depression. 1982.
Leff, Mark. The Limits of Symbolic Reform: The New Deal
and Taxation, 1933-1939. 1984.
Piketty, Thomas and Saez, Emmanuel. "Income Inequal-
ity in the United States, 1913-1998." Working Paper
8467, National Bureau of Economic Research. Sep-
tember 2001.
Wolff, Edward. Top Heavy: The Increasing Inequality of
Wealth in America. 1994.
Kim Phillips -Fein
INDIAN NEW DEAL
The Indian New Deal was preceded by over a de-
cade of reform agitation, an important investigation
of field administration from 1926 to 1927, and sev-
eral moderate changes during the Herbert Hoover
administration. Before Franklin D. Roosevelt was
inaugurated in 1933, Harold L. Ickes, a Chicago at-
torney, sought to become Indian commissioner, but
the president-elect named Ickes secretary of the in-
terior instead. This left John Collier, an Indian re-
former, Nathan Margold, a New York attorney, and
Lewis Meriam, an Institute for Government Re-
search employee, as leading candidates for com-
missioner. Margold became a solicitor in the De-
partment of the Interior and Meriam withdrew. In
a showdown meeting in April 1933, Roosevelt
chose Collier over Edgar Meritt, former assistant
Indian commissioner.
The appointment was unorthodox, but promis-
ing. Twelve years of Indian reform work gave Col-
ENCYCLOPEDIA OF THE GREAT DEPRESSION
501
INDIAN
N E W
DEAL
lier a deep understanding of Indian affairs, a strong
belief in cultural pluralism, and a commitment to
improve the Office of Indian Affairs (OIA). In addi-
tion, he hoped to achieve Indian self-support and
self-government.
The first months of the Collier commissioner-
ship mostly dealt with organizing Indian Emergen-
cy Conservation Work. This flexible program oper-
ated as a special branch of the national emergency
agency popularly known as the Civilian Conserva-
tion Corps (CCC). The Indian CCC started field op-
erations in July 1933, and for the next nine years it
provided jobs for many enrollees and greatly im-
proved reservation forests, grazing lands, and
farms. One of the key factors in Collier's commis-
sionership was his ability to supplement his regular
OIA budget with money from the Indian CCC, the
Public Works Administration (PWA), the Agricul-
tural Adjustment Administration, the Federal
Emergency Relief Administration, the Soil Conser-
vation Service, the Works Progress Administration,
and other New Deal programs.
In late 1933, Collier turned to drafting legisla-
tion for a complete overhaul of Indian administra-
tion. The Indian Reorganization Bill, introduced in
mid-February 1934, centered on restoring tribal
governments, ending land allotment, consolidating
checkerboard lands, protecting Indian cultural heri-
tages, and creating a special Indian court. The Indi-
an Reorganization Act of June 1934 did not contain
an effective land program or a special Indian court,
but it banned allotment, endorsed tribal govern-
ments, and authorized revolving loan money and
several other benefits. Laurence M. Hauptman con-
siders the measure, "the most important and far-
reaching . . . legislation affecting Native Ameri-
cans in the twentieth century."
With the passage of the Indian Reorganization
Act, the OIA initiated a two-year campaign to per-
suade Indian groups to approve it, a first step in cre-
ating tribal governments and corporations. The
canvassing tactics appeared more like "guided de-
mocracy." Collier and his spokesmen often remind-
ed Indians that without an Indian Reorganization
Act government, they would never enjoy the eco-
nomic benefits promised by the legislation. He also
tried to create a bandwagon effect by scheduling
early elections on those reservations believed to
favor the Act. This partially worked, but in June
1935 Collier experienced a crushing defeat when
the large Navajo Nation rejected the Indian Reor-
ganization Act despite an all-out effort to win ap-
proval. J. C. Morgan, a bilingual mission worker
and dedicated advocate of assimilation, took ad-
vantage of the Navajos' hostility to recent livestock
reductions to narrowly defeat the proposal. Accord-
ing to historian Lawrence C. Kelly, 263 tribes and
bands voted on the Indian Reorganization Act; 174
approved it and 73 opposed it.
For tribes that approved the Act, the OIA
moved to form tribal governments by drafting con-
stitutions, bylaws, and chartering corporations. In
1935 Collier established the Indian Organization
Division (IOD) to assist the process. The new agen-
cy dispatched field workers to help superintendents
and tribal leaders in forming the new governments.
The IOD workers relied on a "model constitution"
to serve as a guide. Although this could be modified
to suit local needs and preferences, some observers
have complained that the constitutions ignored In-
dian traditions and imposed white forms of govern-
ment, that the new governments too closely resem-
bled the model constitution, and that the focus was
always on creating tribal governments even if Indi-
ans were accustomed to local units such as bands
or communities. Once the tribes completed a con-
stitution and it received the secretary of interior's
endorsement, another referendum had to approve
it. Out of the 174 tribes and bands that voted for the
Indian Reorganization Act, 92 drafted constitutions,
and 71 then formed business corporations that
qualified them for revolving loans. Although a mi-
nority of Indians came under the Indian Reorgani-
zation Act, Collier tended to treat all as if they had
come under it.
The natives of Alaska and the Indians of Okla-
homa had largely been excluded from the Indian
Reorganization Act, but both areas later received
their own legislation. The Alaskan Reorganization
Act of May 1, 1936, and the Oklahoma Indian Wel-
fare Act of June 26, 1936, resembled the Indian Re-
organization Act, but each was designed to fit the
situation in its area.
In terms of improving the OIA's regular ser-
vices, the Indian New Deal made some progress
502
ENCYCLOPEDIA OF I H E GREAT DEPRESSION
INDIAN
N E W
DEAL
but fell short of a major breakthrough. Health care
offers one key example. Because of the Depression,
Collier was able to hire younger and better trained
doctors and nurses, and the emergency programs
built eleven new and well-equipped hospitals. One
major victory was the use of sulfanilamide against
trachoma in 1939. The incidence of this dreaded eye
disease dropped from 30 percent in 1939 to 5 per-
cent by 1943. The OIA, however, never received the
funds needed for a successful campaign against tu-
berculosis, the Indians' most serious health prob-
lem.
Indian education also improved, but fell short
of Collier's hopes. His basic goals included improv-
ing existing schools, closing some boarding schools,
developing day schools, and, above all, teaching In-
dian children to appreciate their own tribal heri-
tages. Unfortunately, virtually all the Indian Service
teachers were white and had little understanding of
such goals or a desire to learn. Indian students,
however, benefited from nearly a hundred new day
schools, mostly built with PWA funds, and these
often doubled as community centers.
White and Indian opposition to the Indian New
Deal arose early and became serious by 1937. Sev-
eral witnesses at the Indian Reorganization Bill
hearings in 1934 charged that Collier's cultural plu-
ralism was retrogressive and would isolate Indians
from society. Others testified that his ideas were
un-American and communistic. The Indian critics
formed the American Indian Federation (AIF) in
Gallup, New Mexico, in August 1934. Joseph
Bruner, a Creek, headed the group, but Alice Lee
Jemison, a Seneca, acted as the AIF's Washington
lobbyist and most effective opponent of the Indian
New Deal. The AIF membership was diverse, but all
demanded Collier's resignation and the repeal of
the Indian Reorganization Act. The AIF cooperated
closely with the Indian Rights Association, an old-
line and conservative reform organization in Phila-
delphia. More importantly, members of the House
and Senate Indian Affairs Committees welcomed
Jemison and other AIF spokesmen to testify against
the Collier administration after 1934. Bills were in-
troduced in 1937 and 1939 to repeal the Indian Re-
organization Act, the centerpiece of the Indian New
Deal. Although these attempts failed, Collier's crit-
ics forced him into a defensive posture. Only Secre-
tary Ickes's support allowed Collier to continue.
The economic revival around 1940 tended to
offset the growing problems that the Indian New
Deal faced. Initially, the economic upturn mainly
benefited Indian CCC enrollees who found good
jobs in the private sector. Special arrangements in
1941 between the OIA, the states, and the U.S. De-
partment of Education established national defense
training programs for CCC workers. These included
welding, sheet metal work, carpentry, radio opera-
tion and repair, and other skills. Hundreds of en-
rollees completed the training and found outside
jobs.
World War II brought major changes for Indi-
ans and further weakened the Indian New Deal.
The exodus of Indians from reservations greatly in-
tensified. An OIA survey, for example, reported
that 46,000 Indians found off-reservation employ-
ment in 1943 and earned a total of over $40 million.
The agency later estimated that 24,521 Indian men
and women served in the military. The migration of
Indians during the war unquestionably played a
major role in the postwar movement to cities.
The war, however, had devastating effects on
the New Deal programs. Although Collier desper-
ately tried and failed to make his agency relevant to
the war, the OIA was moved to Chicago. Serious
budget cuts, the disbanding of emergency pro-
grams, and shortages of doctors, nurses, teachers,
and other personnel hampered operations. Collier's
problems with congressional opponents continued,
and in June 1943 the Senate Indian Affairs Com-
mittee released Partial Report 310, which contained
a scathing attack on the Collier administration.
Worn down and frustrated, Collier resigned on Jan-
uary 19, 1945.
Scholars have studied the Indian New Deal ex-
tensively but thus far no real consensus has
emerged. Clearly Collier's ability to secure emer-
gency funds not only helped Indians survive the
Depression, but government jobs provided many
Indians with work skills that they used in outside
employment during World War II. Accomplish-
ments relating to gains in self-government, the
preservation of Indian cultural heritages, and the
achieving of self-support are less clear cut. Some
ENCYCLOPEDIA OF THE GREAT DEPRESSION
503
INDIAN
R E R G A N I Z A T
N
A C T
F
19 3/,
Indians actively hated Collier. The Navajos, for ex-
ample, never forgave him for livestock reductions
aimed at checking overgrazing. Perhaps evaluation
of the Indian New Deal requires looking at each
reservation and evaluating such factors as the avail-
ability of resources, the competence of tribal lead-
ers, and the role played by the superintendent and
his staff.
See Also: COLLIER, JOHN; INDIAN
REORGANIZATION ACT OF 1934; NATIVE
AMERICANS, IMPACT OF THE GREAT
DEPRESSION ON.
BIBLIOGRAPHY
Collier, lohn. From Every Zenith: A Memoir and Some Es-
says on Eife and Thought. 1963.
Kelly, Lawrence C. "The Indian Reorganization Act: The
Dream and the Reality." Pacific Historical Review 44
(1975): 291-312.
Parman, Donald L. The Navajos and the New Deal. 1976.
Prucha, Francis Paul. The Great Father: The United States
Government and the American Indians, Vol. 2. 1984.
Rusco, Elmer R. A Fateful Time: The Background and Legis-
lative History of the Indian Reorganization Act. 2000.
Donald L. Parman
INDIAN REORGANIZATION ACT
OF 1934
The Indian Reorganization Act represented a basic
shift in federal Indian policy. It overturned forced
assimilation, revived tribal governance, and ended
land allotment. The act grew out of a dozen years
of criticism of federal Indian administration, espe-
cially the agitation of reformer John Collier, who
became Indian commissioner in 1933.
Felix S. Cohen and Marvin Siegel, assistant so-
licitors, and Ward Shepard, a land management ex-
pert, started drafting the reorganization bill in late
1933. Commissioner Collier and his top assistants
oversaw the process. Indians played no role in writ-
ing the measure. The lengthy draft bill contained
four titles. The first permitted tribes to organize res-
ervation governments and to form business corpo-
rations. Title II called for educational loans and
scholarships and strongly endorsed preservation of
Indian heritages. Title III ended further allotment,
outlined a complex program for land consolidation
on checker-boarded reservations, gave the secre-
tary of the interior extraordinary authority to imple-
ment consolidation, and provided for some acquisi-
tion. Title IV established a special Indian court with
original jurisdiction over cases involving Indians or
tribes.
The bill faced serious opposition after congres-
sional hearings opened in mid-February 1934. Op-
ponents during House sessions complained it
would isolate Indians and condemned the arbitrary
powers associated with land consolidation. In the
midst of the hearings, Collier conducted ten gener-
ally successful Indian congresses to explain the bill
to tribal representatives, answer questions, and
gain delegates' support. When Collier returned to
Washington, Burton K. Wheeler, chairman of the
Senate Indian Affairs Committee, severely attacked
the bill on various grounds and threatened to stall
passage. Only the last minute intervention of Presi-
dent Franklin D. Roosevelt and a "summit" be-
tween Assistant Indian Commissioner William F.
Zimmerman, Jr., and Wheeler overcame the latter's
objections. Essentially, the Montana senator re-
wrote the bill to suit his own beliefs.
The final act of June 18, 1934, differed greatly
from the original bill in substance and form. The
special Indian court and involuntary land consoli-
dation were entirely omitted. Provisions such as
tribal governance, business corporations, a ban on
further allotment, land acquisition, educational
benefits, and Indian hiring preference remained,
but in highly abbreviated form. Despite its major
revisions, the Indian Reorganization Act became
the centerpiece of Collier's administration.
Subsequently, 174 tribes with an adult popula-
tion of 132,425 approved the Indian Reorganization
Act in referenda, but only 92 tribes later drafted
constitutions. Seventy-three tribes with 78,415
members rejected it. Approximately 103,000 Indi-
ans came under the Act and 113,000 did not. De-
spite this, after 1934 Collier habitually acted as if all
tribes had approved the law. Some reservations
later came under the Indian Reorganization Act by
5(H
ENCYCLOPEDIA OF THE GREAT DEPRESSION
INDIVIDUALISM
special legislation, but far more simply utilized gov-
ernments that operated without a written constitu-
tion.
Placed in its best light, the Indian Reorganiza-
tion Act strengthened tribal governments during
the New Deal and helped preserve Indian cultures.
It also served as an important model for Indians of
the 1970s and 1980s who demanded stronger tribal
sovereignty. In this sense, Collier planted the seeds
that later generations of Indians harvested.
See Also: COLLIER, JOHN; INDIAN NEW DEAL;
NATIVE AMERICANS, IMPACT OF THE GREAT
DEPRESSION ON; WHEELER BURTON K.
BIBLIOGRAPHY
Deloria, Vine, Jr. The Indian Reorganization Act: Congresses
and Bills. 2002.
Deloria, Vine, Jr., and Clifford M. Lytle. The Nations
Within: The Past and Future of American Indian Sover-
eignty. 1984.
Kelly, Lawrence C. "The Indian Reorganization Act: The
Dream and the Reality." Pacific Historical Review 44
(1975): 291-312.
Rusco, Elmer R. A Fateful Time: The Background and Legis-
lative History of the Reorganization Act. 2000.
Taylor, Graham D. The New Deal and American Indian
Tribalism: The Administration of the Indian Reorgani-
zation Act, 1934-1945. 1980.
Washborn, Wilcomb E. "Fifty-Year Perspective on the
Indian Reorganization Act." American Anthropologist
86 (1984): 279-289.
Donald L. Parman
INDIVIDUALISM
Individualism as the free, unfettered expression and
development of the self in life's social arenas — the
political, cultural, and economic — is one of the few
consistent American ideals, tracing a bright line
through the course of the nation's history. Whereas
European observers such as Alexis de Tocqueville
tended to see American individualism as a danger-
ous centrifugal social force, Americans have gener-
ally embraced the individual as a self-contained,
value -creating, contract-making actor whose pres-
ervation and encouragement were consistent with
the needs of society and the community. Disagree-
ments have emerged primarily about how best the
individual may be reconciled with and included in
society.
In the early part of the nation's history, a nar-
row brand of communitarian Reformed Protestant-
ism gave shape to American individualism. But
during the twentieth century the reconciliation of
the individual with the needs of the community was
increasingly based on a vision of society as a volun-
tary collection of individuals seeking their own ad-
vantage in the marketplace, with government act-
ing primarily as a guarantor of individual rights.
Ideally, through the function of the free market, in-
dividuals are automatically attracted to work that is
useful, producing a product or service that others
need. Acting through the free market individuals
are able to find that work for which they are best
suited, and which will provide the maximum op-
portunity for individual self expression and devel-
opment. Relying on their own efforts, individuals
are free to improve their social and economic
standing, improving the fortunes of the groups to
which they belong in the process.
Through work that is at once free and of service
to others, society forms as a network of bridges of
self-interest between individuals, creating intricate
interdependencies. As Emile Durkheim famously
observed, work may be the tie that binds societies
together. Individualism has emerged as a public
issue primarily when Americans have lost faith in
the automatic function of the free market to support
the individual, the Great Depression being a key
example.
The massive unemployment of the Great De-
pression appeared to many to challenge the ideal of
work-based free market individualism. However,
unemployment compounded work and market-
place failures that had been festering for decades.
Since the turn of the century, modern jobs that re-
quired little skill and offered few opportunities for
creativity had eroded the hope that work could be
the avenue for self expression and craftsmanship.
The jobs that still existed offered little chance for
pleasure and satisfaction. The rise of corporations,
advertising, and mass society further complicated a
ENCYCLOPEDIA OF THE GREAT DEPRESSION
505
INDIVIDUALISM
simplistic faith in individualism. Concentrations of
wealth and political power appeared to be limiting
social mobility, casting serious doubts on one of the
nation's other precious ideals: an egalitarian, class-
less society of individuals.
Even the strongest supporter of the traditional
idea of American individualism, Herbert Hoover,
saw the need to find new ways to preserve individ-
ualism in an era of giant bureaucracies, corpora-
tions, and standardization. Hoover sought to rede-
ploy large-scale organization in the service of "self-
help," "spiritual development," and the individual
through "purposeful planning" and his "associa-
tion idea," a strategy largely dependent on govern-
ment encouragement of business voluntarism.
Others, however, veering to the political left,
sought to reenergize the Progressive movement's
corporate ideal, emphasizing the need for commu-
nity and the importance of solidarity and state ac-
tion to assure the "public interest." Arguing for a
planned society, such critics of excessive individual-
ism as John Dewey, Lewis Mumford, Robert Lynd,
and George Soule sought to counter the Depres-
sion's threats to both the individual and the com-
munity. Turning increasingly to the state to regulate
the free market, leaders such as Henry Wallace
(Roosevelt's secretary of agriculture and third-term
vice president) emphasized "cooperative achieve-
ment" and "organic" communities, and stressed
the need for increasing cooperation in American
life.
Such critics hoped that by becoming more co-
operative in its economic life, the United States
could redeem the individual, establishing a new
cultural and political foundation for free associa-
tions, replacing the failing work-based free market
individualism. Social scientists, socialists, and
Marxists proposed to free Americans from excessive
concerns about economic matters, liberating them
in life's more important venues — the cultural, com-
munal, and, as Hoover had hoped, the spiritual.
Still others supported a more practical, tradi-
tional remedy. One of the most important political
issues of the Great Depression was legislated work-
sharing. The Black-Connery bill of 1933, limiting
hours of work to thirty a week, attracted critics of
work-based free market individualism, who, stop-
ping short of the cooperationists' remedy, saw in
steadily increasing leisure the best way to reestab-
lish individualism outside the economy. Seeking, in
the words of Richard Pells in his Radical Visions and
American Dreams, "to liberate the American people
from the bondage of economic anxiety — to shift
their attention from material to moral and existen-
tial concerns" people such as William Green, presi-
dent of the American Federation of Labor, "libera-
tion capitalists" such as W. K. Kellogg, and
progressive reformers such as Stuart Chase pro-
posed that a shorter workweek would provide time
for alternate, free forms of association. Through in-
creased leisure, the family, the community, church-
es, voluntary groups, and local governments would
flourish as never before. These, instead of work and
the market, would become the new media for indi-
vidual growth and expression.
Roosevelt was lukewarm to the new coopera-
tionist schemes and to work-sharing. Such mea-
sures as the National Recovery Administration and
Social Security were primarily designed to provide
industrial stabilization and a safety net for a free-
swinging economy. Instead, Roosevelt attempted
to redeem work-based free market individualism by
marshaling government in support of perpetual
economic growth and work-creation, employing
the now familiar New Deal reform strategies: public
works, liberal monetary policy, deficit spending,
and direct expansion of government jobs.
With Roosevelt, leaders of the women's move-
ment and the emerging civil rights struggle reaf-
firmed the importance of work-based free market
individualism. The Harlem Renaissance matured
and began to recognize the importance of the indi-
vidual's struggle with society. Similarly, the nascent
civil rights movement began to direct its efforts to-
ward gaining equality through the marketplace,
with jobs becoming a primary arena for struggle.
Advancing beyond the suffrage victories of the pre-
vious decade, American women also began to make
inroads into the workforce, and, like African Ameri-
cans, they began to look for independence and in-
dividual liberation through work. African Ameri-
cans and women turned to the government to open
free and equal access to jobs, and thus extend the
ideal of work-based individualism to previously ex-
cluded groups.
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The rise of authoritarian, repressive regimes in
Europe and the coming of World War II curtailed
cooperationist talk in the United States. Work-
based free market individualism entered the 1940s
vigorous and growing, made stronger by the chal-
lenges offered to it during the Great Depression.
See Also: COLLECTIVE BARGAINING; ORGANIZED
LABOR; WORK ETHIC.
BIBLIOGRAPHY
Dewey, lohn. Individualism, Old and New. 1930.
Durkheim, Emile. The Division of Labour in Society, trans-
lated by W. D. Halls. 1984.
Hawley, Ellis Wayne. Herbert Hoover and the Crisis of
American Capitalism. 1973.
Hoover, Herbert. American Individualism. 1922.
Pells, Richard H. Radical Visions and American Dreams:
Culture and Social Thought in the Depression Years.
1973.
Shain, Barry Alan. The Myth of American Individualism:
The Protestant Origins of American Political Thought.
1994.
Shannon, Christopher. Conspicuous Criticism: Tradition,
the Individual, and Culture in American Social Thought,
from Veblen to Mills. 1996.
Thomson, Irene Taviss. In Conflict No Longer: Self and So-
ciety in Contemporary America. 2000.
Tocqueville, Alexis de. Democracy in America
(1835-1840), translated by George Lawrence, edited
by ]. P. Mayer and Max Lerner. 1966.
Benjamin Kline Hunnicutt
INDUSTRY, EFFECTS OF THE
GREAT DEPRESSION ON
From a low point of recession in 1921 to its cyclical
peak in 1929, the index of U.S. manufacturing pro-
duction increased from fifty-four to one hundred.
Within the overall upswing, the main expansion oc-
curred during the 1922 to 1923 and 1928 to 1929 pe-
riods, and it was most pronounced in the automo-
bile, electrical goods, and (to 1926) construction
industries. Each of these sectors was associated
with the expansion of "blocs" of interrelated activi-
ties, such as the rubber, paint, glass, steel, lumber,
and engineering firms that supported the growth of
the automotive industry. The other aspect of struc-
tural change in the 1920s was the performance of
"sick" industries, notably cotton and woolen tex-
tiles, coal mining, and railroads. Their mature status
was reflected, respectively, in relocation to the
South in search of cheaper labor, the exhaustion of
mineral resources in older mining districts, and the
competitive challenge from automobiles and
trucks. Other notable features of American manu-
facturing during the 1920s included relatively stable
prices after 1922, modest wage increases, substan-
tial growth in productivity, and rising levels of in-
vestment. Consequently, the expansion of produc-
tion was achieved with limited growth of the
industrial workforce; new employment was gener-
ated in the service sector.
Although certain trends continued into the
1930s, the favorable environment was transformed
by the economic collapse of 1929 to 1932, which
ushered in a difficult decade for manufacturers. The
index of industrial production in the United States
fell from one hundred in 1929 to fifty-five in 1932,
a steeper contraction than in most other industrial
economies, since elsewhere rates of growth had
been modest during the 1920s.
During 1930 President Herbert Hoover encour-
aged industrialists to maintain wages and hours of
work and to proceed with investment plans on the
assumption that the recession would be brief. By
mid-1931, however, retrenchment was gathering
pace: consumers postponed the replacement of du-
rable goods, such as automobiles, and, with the real
value of debt increasing, they retreated from buying
on credit. Simultaneously, the crisis of confidence
in financial institutions and declining sales and
profits undermined business confidence and new
investment. Private investment fell from $16.2 bil-
lion in 1929 to only $1.4 billion in 1933, a level that
was not sufficient to maintain existing productive
capacity as firms abandoned plans for new factories
and had no reason to replace idle equipment. Prof-
its, though difficult to chart fully, dwindled: net
profits of 488 leading industrial corporations had
fallen from $3,174 million in 1929 to $662.2 million
by 1932. Many firms posted losses or were forced
into closure. Employment in manufacturing de-
ENCYCLOPEDIA OF THE 6 R E A F DEPRESSION
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dined to 67 percent of its 1929 level by 1933. Such
conditions broke the characteristic pattern of fre-
quent bouts of short-term unemployment among
industrial workers. Factory payrolls fell more than
employment as employers and workers both ac-
cepted the adoption of short-term work or "share-
the-work" programs. Indeed, there was a vigorous
public debate about the threat of technological un-
employment, particularly automation, in the 1930s.
Senator Robert Wagner, for instance, supported a
"technotax" on innovations as a means to finance
relief; unions advocated a thirty-hour workweek;
and industrialists and scientists were forced to de-
fend technology as a source of growth rather than
instability.
In this context of falling prices and profits, some
industrialists and trade associations embraced no-
tions of cooperation as a route to either higher
prices or stability. The Cotton Textile Institute influ-
enced the development in the National Recovery
Administration (NRA) of codes that were designed
to raise prices and wages and to standardize trade
practices in order to end "destructive" competition.
Although the scale of the crisis, plus New Deal
pressure, resulted in the establishment of hundreds
of NRA codes, many firms opposed such interven-
tion, especially in industrial relations. Some ana-
lysts attribute significant increases in wages and
prices to NRA intervention, which, in effect, offset
a potential stimulus to employment and production
from an increase in the supply of money between
1933 and 1935. If this was the case, the defensive
strategy of the codes achieved its narrow aims for
business and workers, but delayed the revival of
output and employment. In some cases the price
data underlying this analysis may overstate actual
prices since competitive pressures ensured exten-
sive discounting. When the NRA came to an end in
1935, the oil and coal industries still sought federal
backing for controls over their production, but most
manufacturers welcomed the end of the codes.
Although a brief revival of industrial production
had occurred during the second quarter of 1933 as
demand rose in anticipation of higher prices with
the imminent introduction of the NRA, sustained
expansion only came between 1934 and 1937 when
U.S. growth compared favorably to other econo-
mies. Real wages in manufacturing tended to rise,
despite the persistence of high rates of unemploy-
ment. To some degree, wage rates did not reflect
the full impact of economic trends because fluctua-
tions in the number of hours worked were a signifi-
cant part of adjustments during the 1930s. Another
possible influence was the effect of "internal" labor
markets in which the wages of people who were
working were set without full reference to the avail-
ability of unemployed workers. The expansion of
union organizing compelled some employers to
concede higher wages after 1935, either in the hope
of deterring the entry of unions or as a consequence
of increased bargaining power, though the latter
was achieved very unevenly in the face of aggres-
sive resistance from many employers.
Trends in industrial production after 1933 can,
on one level, be explained in terms of the severity
of the slump between 1929 and 1933. Following the
expansion of industrial investment in the late
1920s, the downturn left underutilized capacity
during the 1930s that deterred new investment.
Key growth industries, notably construction and
automobile manufacturing, were particularly sus-
ceptible to the declines in consumer confidence and
incomes. The falls in profitability were especially
marked in the steel, oil, machinery, and automobile
sectors. Michael Bernstein's analysis of U.S. manu-
facturing highlights the contrasting experiences of
the different sectors. Cyclical trends are a central
factor in the fluctuations of industrial output and
employment: the steepest contractions in produc-
tion in the early 1930s occurred in the iron and
steel, coke, lumber, and cement industries, with a
major factor being their dependence on the de-
pressed construction industry.
The automobile industry illustrates the difficul-
ties faced by manufacturers of durable goods, espe-
cially where production involved high capital costs.
Given the geographical distribution of manufactur-
ing activity, the loss of industrial jobs was concen-
trated in the northeastern and midwestern states.
The flip side was less steep falls in the production
of the nondurable products that consumers pur-
chased regularly, such as food, textiles, clothing,
footwear, and tobacco. As a result, employment in
these industries did not fall so dramatically. The
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distinction should not be overstated since both tex-
tiles and footwear, though large employers, were
already less dynamic in the 1920s, and sales of radi-
os, a recent addition to the list of consumer dura-
bles, continued to expand throughout the 1930s.
The contrasting fortunes of "heavy" industries,
such as steelmaking, and "light" industries, such as
food processing, were reflected in larger increases
in rates of unemployment among men than among
women in manufacturing. A further group of indus-
tries achieved impressive increases in production
during the 1930s, notably chemicals, tobacco prod-
ucts, and paper products. The chemical and petro-
leum manufacturers combined new product inno-
vations, such as artificial fibres and improvements
in the cracking of oil, with capital and labor-saving
innovations in production. Firms in the paper busi-
ness developed new applications in packaging, a
successful strategy also adopted by the glass and
canning industries. Although a growing demand
for cigarettes enabled the tobacco industry to in-
crease its output rapidly, sustained productivity
growth ensured that its workforce changed little.
A rise in the real incomes of employed people
during the 1930s shifted effective demand for goods
and services towards more affluent consumers,
which may have delayed the recovery in terms of
employment. This trend was reflected in an in-
crease in sales of luxury goods, such as high-priced
cars, refrigerators, and fashionable clothing, as well
as in an increase in the purchases of services. More
broadly, the largest industries in terms of employ-
ment, such as textiles and leatherworking, were in
long-term decline, creating structural employment
as their workers struggled to find alternative jobs.
Durable goods producers, such as automotive man-
ufacturers and steelmakers, remained depressed
and offered few employment opportunities until
the impact of rearmament and war could be felt. Fi-
nally, the most innovative sectors, including chemi-
cals and petroleum, accounted for a relatively small
share of the workforce. This, combined with their
increasing labor productivity, prevented these more
vigorous industries from providing sufficient new
employment to counter the loss of dynamism else-
where.
When recovery stalled during the 1937 to 1938
recession, New Deal liberals came to regard the
weakness of investment, the persistence of high
rates of unemployment, and rising prices as symp-
toms of monopolistic practices or even of a politi-
cally-motivated investment strike by corporate in-
terests. As a result, the NRA phase of support for
regulating prices and trade practices was replaced
beginning in 1938 with an antitrust campaign, led
by Thurman Arnold at the Department of Justice,
that was intended to promote more competitive be-
havior as a route to recovery.
Manufacturing output and employment were
transformed by rearmament and the switch to a war
economy from 1941. Military demands stimulated
the metalworking trades, vehicle production, air-
craft manufacturing, and the chemical and petrole-
um industries, and also supplied a general stimulus
to the production of raw materials. Although civil-
ian consumption was restricted during the war,
pent-up demand and increased savings were the
foundations for renewed prosperity during the
1950s based on automobiles, electrical goods, and
housing, as in the 1920s. In the longer run, industri-
al restructuring gained momentum, but from the
mid-1950s services displaced manufacturing as the
largest source of employment.
See Also: NATIONAL RECOVERY ADMINISTRATION
(NRA).
BIBLIOGRAPHY
Bernanke, Ben S. "Employment, Hours, and Earnings in
the Depression: An Analysis of Eight Manufacturing
Industries." American Economic Review 73 (1983):
82-109.
Bernstein, Michael A. The Great Depression: Delayed Re-
covery and Economic Change in America, 1929-1939.
1987.
Bix, Amy Sue. Inventing Ourselves out of jobs? America's
Debate over Technological Unemployment, 1929-1981.
2000.
Fabricant, Solomon. The Output of Manufacturing Indus-
tries, 1899-1937. 1940.
Fearon, Peter. War, Prosperity, and Depression: The U.S.
Economy, 1917-45. 1987.'
Weinstein, Michael M. Recovery and Redistribution under
the NIRA. 1980.
Wells, Wyatt. Antitrust and the Formation of the Postwar
World. 2002.
Michael French
ENCYCLOPEDIA OF THE 6 R E A F DEPRESSION
509
I N S
L L
SAMUEL
INSULL, SAMUEL
Both before and after the stock market crash in
1929, Wall Street had no more potent symbol than
Samuel Insull (November 11, 1859-July 16, 1938).
He was the utilities magnate who either made for-
tunes or stole them. By the time of Insult's death on
a Paris subway platform in 1938, most Americans
had come to see him only as a thief.
Before October 1929, few American business-
men were more respected than Insull, who had a
bit of Horatio Alger about him. Born in 1859 to
a London family of modest means, Insull was
twenty-one years old when he left England for a job
in America. He came to work as Thomas Edison's
personal secretary, a position that led him to a ca-
reer in generating and selling electricity. In 1891,
Edison's electrical holdings were folded into a new
company, General Electric, with Insull named as a
vice president. Soon dissatisfied with his position,
Insull left the company to try his hand at running
an electrical utility in Chicago. His efforts led to the
creation of Commonwealth Edison, a model utility
that quickly won over commercial and residential
customers.
Insull preached what historian Harold Piatt has
called the "gospel of consumption," spreading the
virtues of Commonwealth Edison through aggres-
sive advertising and promotion. "Give Something
Electrical," urged one Christmas ad campaign. Cu-
rious shoppers could visit a Commonwealth Edison
"Electric Shop" to behold new appliances, or they
could travel to the suburb of River Forest and see
a model electric home. Samuel Insull had seen the
future, and it was electric. Insult's ambition was to
wire the entire United States. By late 1929, the com-
panies he controlled generated one-eighth of all the
electricity consumed nationwide. It was an activity
that affected one million investors and forty-one
million customers.
Insull raised money through the creation of
holding companies. These were, in effect, corporate
shells that allowed Insull to issue ever more stock.
Investors bought the stock on Insull's reputation,
and Insull used the proceeds to buy more utilities.
The strategy worked until the great bear market of
October 1929. Stock in four Insull holding compa-
nies declined $150 million in value by 1931. Small
investors were especially hurt, and anyone who lost
heavily in the crash was likely to hold Insull respon-
sible for chasing the bull out of the market. The
worsening Depression only furthered that view.
Newspapers that had once viewed Insull as a ge-
nius now portrayed him as a pariah. During the
1932 presidential election, Democratic candidate
Franklin Roosevelt lashed out at "the lone wolf, the
unethical competitor, the reckless promoter, the
Ishmael or Insull." In response, Insull fled the
country, a move that only guaranteed more bad
publicity. When he was extradited from Turkey two
years later, Insull became a page-one story that
simply would not go away.
The onetime protege of Edison was indicted for
embezzlement, larceny, and mail fraud. Despite
three separate trials Insull was never convicted,
perhaps because Americans realized no one person
could have caused such an economic calamity. Now
stripped of one reputation and saddled with anoth-
er, Insull retired to Paris, where he died in July
1938.
See Also: STOCK MARKET CRASH (1929).
BIBLIOGRAPHY
Leuchtenburg, William E. Franklin D. Roosevelt and the
New Deal: 1932-1940. 1963.
McDonald, Forrest. Insull 1962.
Piatt, Harold L. The Electric City: Energy and the Growth
of the Chicago Area, 1880-1930. 1991.
Schlesinger, Arthur M., Jr. The Crisis of the Old Order,
1919-1933. 1957.
Douglas Bukowski
INTERNATIONAL IMPACT OF THE
GREAT DEPRESSION
Any analysis of the Great Depression must start
with World War I. This conflict had a dramatic eco-
nomic impact, which went far beyond the massive
military casualties. It embraced non-belligerents as
well as those directly involved in the conflict. The
war encouraged but also grossly distorted economic
effort.
510
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DEPRESSION
WORLD WAR I: THE PROBLEM OF
INDEBTEDNESS
All wars are inflationary and World War I was
no exception. Everywhere farm and factory prices
rose inexorably and continued their upward course
even after the conflict ended in 1918. For most
countries the postwar depression of 1920 and 1921
was the sharp deflationary shock, which brought to
an end war-induced price increases. In Germany,
however, hyperinflation continued and currency
stability was not achieved until 1924, and then only
with the assistance of U.S. bankers.
War needs radically altered international in-
debtedness. In order to pursue the conflict with full
vigor, the British and French governments bor-
rowed extensively from U.S. private lenders and
also, after America had joined the conflict in April
1917, from the federal government. Once the war
was over, Washington insisted upon repayment of
the debt even though the economies of both Allied
nations had been seriously weakened by four years
of conflict. For other stricken European countries,
international indebtedness continued to rise after
1918. Desperately short of foodstuffs and raw mate-
rials, these countries had to contract postwar relief
loans from the U.S. government and use the dollars
they received to purchase American products.
The British and the French did not worry undu-
ly as they ran up a large war debt bill because they
assumed that a vanquished Germany would meet
the costs of the war. In 1921 a reparations total was
agreed upon by the non-U. S. allies and imposed
upon Germany. The Germans viewed the repara-
tions bill as outrageous and the sum far too large for
them to pay. The victors were convinced that Ger-
many could pay if its exports were competitive and
the foreign currency they earned was transferred to
the Allies. However, the prospect of maintaining a
low-wage, high-tax economy for many decades
after the hardships of war and postwar turmoil had
no appeal to Germans.
The United States did not take part in the repa-
rations negotiations and did not seek payment from
Germany. Reparations were paid principally to Brit-
ain and France, which had begun payment of their
war debts to the United States. One problem was
that neither of the two recipients could be confident
of regular payments while hyperinflation consumed
Germany. Eventually the fear of mounting eco-
nomic instability became so great that American in-
tervention to stabilize the German currency was
proposed. The intervention was not governmental
because Washington did not want to enter any ne-
gotiations in which concessions on war debts might
be demanded. American bankers produced the
Dawes Plan, which in 1924 brought the frightening
hyperinflation to an end and gave a New World
stamp of approval to Germany. To support the
Dawes Plan, the Federal Reserve (Fed) resolved to
keep U.S. interest rates low, thus making Germany,
where rates were high, attractive to the American
investor. Soon Germany became the world's lead-
ing international borrower and American citizens
very willing lenders.
The war created a new group of indebted na-
tions and transformed the United States, the
world's leading debtor nation in 1914, into the sta-
tus of leading creditor nation four years later. Dur-
ing the 1920s the United States assumed the role of
leading international lender.
WORLD WAR I: PRIMARY PRODUCTS
High war prices encouraged the producers of
foodstuffs and raw materials to expand output. In-
deed, many countries were prepared to go into debt
to fund roads, which would open up new areas of
production, and docks that were vital to an expand-
ed export trade. The United States was the only
source of funds for virtually all borrowers. Howev-
er, the depression of 1920-1921, which reduced
prices savagely and suddenly, had a devastating ef-
fect on primary producers, virtually all of whom
were in debt. Moreover, once European agriculture
recovered from the war, surpluses in internationally
traded commodities such as wheat began to appear.
European countries, with the exception of the Unit-
ed Kingdom, protected their exposed farmers with
high import duties. As stocks of coffee, cotton, and
sugar mounted, exporters of these products found
it difficult to pay for the imports of manufactured
goods they wished to consume. Indeed, some
found it difficult to fund the interest on the debt
that they had run up when times were good and
prices high. It was tempting, but not realistic, to
ENCYCLOPEDIA OF THE GREAT DEPRESSION
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INTERNATIONAL IMPACT T TUT
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view such problems as temporary and to borrow,
usually from the United States, to meet bills and
pay for imports. There is some evidence to suggest
that American international lending, which was
poorly regulated, became more unsound as the
twenties progressed. Many U.S. banks, new and
enthusiastic entrants to this profitable business,
were as devoid of good judgement as were the
eager borrowers. By 1928 many primary product
producers had become dependent upon a steady
stream of American funding.
THE GOLD STANDARD
Many countries had temporarily abandoned
the gold standard during the war, and there was a
widespread conviction that this discipline should be
embraced again as soon as possible. In part this be-
lief was connected to the pre-1914 era view that the
gold standard had ensured stability. Moreover, the
devastating hyperinflations in central Europe
seemed to indicate that a rigid discipline was need-
ed if the worst excesses of economic mismanage-
ment were to be avoided. Indeed the return to gold
was seen as an essential prerequisite for the resto-
ration of normality to war devastated economies.
Contemporaries debated about how soon their
economies could return to gold and at what ex-
change rate, but never questioned if this move was
wise in a world so different from the one before Au-
gust 1914. The choice of exchange rate was crucial.
The wrong rate would lead to formidable problems
if it proved difficult to defend during an economic
crisis, as devaluation was not an option. Gold stan-
dard countries that came under pressure had to de-
flate in order to make their exports more competi-
tive through cost reductions, which inevitably
caused rising unemployment and wage cuts.
Nations returned to gold not in an orderly, but
in a piecemeal, fashion and many had slender gold
reserves. Moreover they returned at different ex-
change rates. For example, Britain returned in 1925
at the exchange rate that had been in force in 1914:
£1 = $4.86. This rate would be difficult to defend
given Britain's reduced economic circumstances.
On the other hand, the French franc that went back
on gold in 1926 was worth only one-fifth of the
1914 franc. Thus the low value franc made it far eas-
ier for the French to penetrate export markets than
British business, which was handicapped by an
overvalued currency. Far from being a source of
strength, the gold standard during the twenties did
not provide the means to avoid economic catastro-
phe; it gave weaker economies no protection once
crisis came
THE FIRST SHOCK: 1928-1930
In early 1928 the Fed moved to curb growing
stock market speculation by introducing a tight
money policy. As interest rates rose, Fed officials
believed that borrowing for speculative purposes
would become too expensive and the furious buy-
ing would fade away. This strategy was a complete
failure. It did, however, have serious repercussions
for international lending because it altered the rela-
tionship between U.S. interest rates and those in
the rest of the world. Since 1924 the Fed had kept
rates low in order to encourage U.S. money to flow
overseas, and many economies had become highly
dependent on the continuation of the flow. Howev-
er, borrowers began to see that much of the inter-
national capital was short term and highly volatile.
Indeed the term "hot money" had been coined to
describe its chief characteristic. Responding to
higher interest rates, U.S. savers decided that the
domestic opportunities had become so attractive
that money which previously would have been sent
overseas remained at home. But the United States
was the world's leading international investor dur-
ing the 1920s, with central Europe and Latin Amer-
ica being especially favored. How could interna-
tional borrowers entice Americans to send more
capital to them?
An obvious response for the borrowing coun-
tries was to raise interest rates themselves and pre-
serve their relative appeal to the international in-
vestor. Many did just that, but the imposition of
even higher rates of interest was not without its
cost. For countries moving into recession, the im-
position of a restrictive monetary policy would ac-
celerate the economic decline. For example, in Ger-
many the economy had reached a peak in 1927 and
had already begun to contract when the supply of
U.S. capital, on which rising German living stan-
dards relied, became less certain. All countries try-
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ing to attract international capital had to reject eco-
nomic plans that would cause a budget deficit.
International lenders became alarmed when poli-
cies they judged imprudent were introduced, but
with tax receipts falling and legitimate claims for re-
lief rising, maintaining a balanced budget was very
difficult. Unfortunately, the gold standard restricted
the freedom of nations to implement expansive
economic policies that might counteract the effect
of severe depressions.
After the Stock Market Crash in October 1929,
the Fed reduced interest rates, and for a short while
international lending recovered. However, this re-
vival was a false dawn. In the middle of 1929 the
U.S. economy had reached a cyclical peak and
began to contract rapidly. At the same time there
was a sharp fall in international foodstuff and raw
material prices, which was serious for primary
product nations as it lowered the value of their ex-
ports relative to imports and quickly led to balance
of payments deficits. Most primary producing
countries were in debt and deflation increased the
real burden. In other words, more pounds of coffee
or tons of copper had to be exported to pay off in-
terest charges on the debts already accumulated.
Nor was there any easy way to check falling prices.
In fact, sometimes the response of producers to de-
flation was to produce more, which only com-
pounded the problem.
As the economies of major industrial powers,
such as Germany, Great Britain and the United
States, deteriorated, their purchases of imports de-
clined. Primary product countries now faced a two-
fold problem. First their exports could not find mar-
kets even at very low prices; second, it was
becoming increasingly difficult to attract foreign
capital. In these circumstances nations were forced
to cut imports. Countries reacted by increasingly
desperate measures, such as the introduction of tar-
iffs and quotas and the production of import substi-
tutes. As one country's imports are another's ex-
ports, this move only shifted the problem and
invited retaliatory action.
The use of tariff increases was not confined to
debtor nations. In 1930 Congress approved and, in
spite of the appeals of hundreds of economists,
President Hoover refused to veto the Hawley-
Smoot tariff. The decision to raise duties on U.S.
imports was one of narrow self-interest; policy
makers failed to understand the need for debtor
countries to earn dollars by selling goods to the
United States. Although Hawley-Smoot invited
and received retaliation, it would be a mistake to
view this legislation as playing more than a minor
role in reducing international trade. Growing de-
pression and contracting income explain the de-
cline in the purchase of internationally traded
goods.
THE EUROPEAN FINANCIAL CRISIS: 1931
After two years of depression, financial institu-
tions in many countries were in a highly vulnerable
position. Moreover, such was the intensity of the
economic collapse that new international lending
had virtually ceased.
The failure of Austria's largest bank, the Credit
Anstalt, in the spring of 1931, rang alarm bells. The
Austrian government had conscientiously followed
the rules of the gold standard but had not been able
to fight off the crisis. Calls for help to the interna-
tional financial community had generated only
modest assistance. In July 1931, a crisis of confi-
dence enveloped the German banking system.
Since the first signs of depression, the German gov-
ernment had been rigorously deflating the econo-
my, doing so at enormous social cost as unemploy-
ment mounted and serious political unrest began to
attract international attention. German banks had
a large amount of foreign debt, about forty percent
of which was American. To ease the strain on Ger-
man banks, President Hoover unilaterally proposed
a moratorium on all inter-governmental debts.
The Hoover Moratorium suspended war debts
and reparations payments for one year but expected
the repayment of private debts to U.S. citizens to
continue. The Germans were delighted with this
initiative, but the French, who had not been con-
sulted, were furious, suspecting that this action
spelled the end of reparations payments. Unfortu-
nately the Moratorium did not halt the assault on
the banking system. As the uncertainty increased,
those Germans and Americans who could shift
their money out of marks into gold or currencies
less at risk of devaluation did so quickly, thus mak-
ENCYCLOPEDIA T THE GREAT DEPRESSION
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INTERNATIONAL IMPACT T TUT
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ing the threat of devaluation even more likely. Who
could help Germany?
The United States felt that with the Hoover
Moratorium it had done enough. Great Britain, low
on gold reserves, could offer no more than minor
assistance. France had accumulated a massive gold
stock but insisted on attaching political conditions
to assistance that Germany found unacceptable. In
the summer of 1931, Germany introduced ex-
change controls and froze foreign-owned credits,
making it impossible for U.S. citizens to withdraw
their capital. This action was a stark warning to
holders of foreign currency everywhere. The mark
was not devalued, but severe deflation and import
controls became even more draconian. As a result,
unemployment rose, farm income plummeted, and
Communists battled for political control with fas-
cists.
As the crisis gathered pace in Germany, inves-
tors became increasingly anxious about sterling,
widely considered overvalued. Britain's highly pub-
licized budget and balance of payments deficits in-
tensified anxieties, as did the presence of a new La-
bour government. The orthodox deflationary
policies imposed by the country's first socialist gov-
ernment were in vain. The Bank of England did not
have sufficient reserves to withstand the persistent
selling of sterling, and in September 1931 Britain
devalued the pound and became the first major
country to leave the gold standard. Virtually all the
countries that had strong trading links with Britain
quickly followed London's example and cut their
links with gold. Investors everywhere saw this ac-
tion as a warning that no currency was safe from
devaluation. It is important to remember that Brit-
ain was forced to abandon gold and did not take
this action as part of a measured policy initiative. It
is also significant that Britain, and the other econo-
mies that cut themselves free from the shackles of
the gold standard, soon showed signs of a rapid re-
covery from the Depression.
The reaction of many countries that had close
trading links with Britain was to abandon gold and
devalue their currencies, too. However, once deval-
ued, sterling was considered safe. Speculators
turned away from London and made an assessment
of the next most vulnerable currency. They quickly
concluded that it was the U.S. dollar.
Once the speculators began to attack the dollar,
the Fed moved quickly to protect the external value
of the currency by instituting a tight money policy.
Raising interest rates was the appropriate course of
action for a defense of the currency, but unfortu-
nately it was exactly the wrong policy for the belea-
guered banking system. However, the Fed wanted
to send a strong signal to speculators that defend-
ing the dollar was a priority. Sadly, at the same time
an already serious depression was made even
worse by a cluster of bank failures which required
an easy money policy if the Fed was to render cen-
tral bank assistance to distressed bankers and de-
positors. After a while speculation eased but re-
turned with a vengeance during the winter of 1932
and 1933. Again the Fed raised interest rates to de-
fend the dollar, and by March 1933 virtually every
state had closed its banks.
THE GOLD STANDARD AND THE
TRANSMISSION OF THE DEPRESSION
The gold standard, which was held in awe, was
supposed to guarantee stability. It imposed a set of
rules on participating economies, and the adjust-
ments required to maintain equilibrium were sup-
posed to minimize economic fluctuations. But the
gold standard did not work in that way. During the
1920s, France and the United States acquired the
bulk of the world's gold stock but chose to sterilize
it rather than let it increase the money supply. The
latter course of action would have introduced infla-
tionary pressures, made their exports more expen-
sive, and eventually have led to a loss of gold that
would have benefitted the nations which received
it. Apart from France and the United States, many
gold standard countries lived on the margin with
inadequate reserves. Once these countries began
losing gold they had limited choices. They were
forced to deflate their economies, so that their ex-
ports became more competitive, and cut back on
imports in order to reduce gold losses. But defla-
tionary policies raised unemployment, increased
business failures, and lessened the demand for
someone else's exports. International borrowing,
which had been a useful way of avoiding the full
rigors of deflation in the past, was not a possibility
after the middle of 1930 when nervous investors
began to repatriate their funds — and with great
5H
ENCYCLOPEDIA OF TUT GREAT D T P R T S S I N
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speed once the first payment defaults added to the
anxiety. Even in robust democracies such as Great
Britain, deflation imposed evident strains. In other
nations, breaking the backs of the people was even-
tually viewed as a cure worse than the disease. De-
fault, or devaluation, seemed preferable. Even dur-
ing this deflationary spiral, many policy makers and
members of the public associated devaluation with
damaging inflation. Reducing the external value of
the currency was a weapon of last resort in societies
with recent experience of destabilizing price rises.
Devaluation had also the disadvantage of antago-
nizing international investors, but this disincentive
was no longer powerful once there was no interna-
tional capital to attract. Countries that devalued
gained a competitive advantage for their exports,
but in doing so they put an even greater strain on
nations that strove to maintain the external value
of their currencies. Sometimes competitive, or
"beggar-thy-neighbor," devaluations took place
with countries striving to stay ahead of the game.
Those who declined to devalue, responded with in-
creased tariffs and quotas or the imposition of ex-
change controls.
The depression was transmitted through for-
eign trade, and the United States was at the heart
of the contraction. The supply of dollars to the rest
of the world, which resulted both from American
overseas lending and payment for U.S. imports, fell
drastically from $7.4 billion in 1929 to $2.4 billion
in 1932. The growing shortage of dollars became a
serious problem. Once Debtor countries used up
their meagre reserves, they had to take steps to cut
their imports. Unfortunately, in doing so they
helped to export the Depression. Primary produc-
ing nations found that the prices of their exports fell
far more steeply than the prices of the manufac-
tured goods that they wished to import. In Europe,
the inter-related war debts and reparations were
fundamentally destabilizing. Unfortunately, the
gold standard functioned as a mechanism for
spreading the Depression rather than containing it.
In April 1933, Roosevelt, who was less commit-
ted to orthodoxy than Hoover, devalued the dollar
and the U.S. abandoned the gold standard. The
president was clearly signalling his intention to put
domestic recovery to the fore. The aim of devalua-
tion was to stimulate the U.S. economy and it was
an essential prerequisite for New Deal policies de-
signed to raise export-oriented farm prices. Indeed,
the devaluation of the dollar was welcomed by
farmers who also hoped that some beneficial infla-
tion of farm prices would follow.
In 1931, forty-seven countries embraced the
gold standard. By late 1933 only a small rump com-
prising, principally, Belgium, France, the Nether-
lands and Switzerland still clung to the old ortho-
doxy. To remain competitive the "gold bloc"
nations had to resort to savage deflation, which im-
posed serious social costs on their populations. As
their economies declined their currencies came
under severe speculative pressure, to which the or-
thodox solution was even more deflation and pro-
tection. However, raising tariff barriers was not a
solution since countries that had already devalued
their currencies also used tariffs as a retaliatory de-
vice.
By 1936, Germany no longer paid reparations,
and Britain and France ignored their war debt pay-
ments to the United States. In that year, 77 percent
of Latin American loans were in default — for Chile
and Peru the figure was 100 percent. September
1936 also marked the demise of the gold standard
as France, the Netherlands and Swizerland were
forced to concede that the cost of staying on gold
far outweighed any possible advantages. With this
round of devaluations, the governments of these
countries had more freedom to address the formi-
dable economic problems that loyalty to the gold
standard had intensified.
As Eichengreen shows, the countries that fol-
lowed Britain off gold in 1931 managed to avoid the
worst effects of the Depression. However, although
devaluation presented policy makers with the op-
portunity to implement vigorous recovery policies,
few nations embraced expansionary fiscal and
monetary initiatives. Caution prevailed, and al-
though the abandonment of the gold standard, to-
gether with devaluation, was essential for economic
recovery, the subsequent expansion was often dis-
appointingly weak.
During World War II, commentators became
convinced that the selfish economic nationalism
that characterized the 1930s had played a key role
ENCYCLOPEDIA OF THE GREAT DEPRESSION
515
INTERNATIONAL LABOR D E T E N S E ( I L D )
in exacerbating the international tensions that ulti-
mately led to armed conflict. War debts and repara-
tions, inadequate international co-operation and
the absence of international institutions that could
assist economies in trouble all helped to make the
prewar decade so troubled. The Bretton Woods
Agreement (1944) sought to correct the deficiencies
of the 1930s by setting up two new institutions.
They were the International Monetary Fund (IMF)
and the International Bank for Reconstruction and
Development, which became known as the World
Bank. These institutions were designed to provide
an effective structure for international co-operation
and to render unnecessary the "beggar-thy-
neighbor" policies that proved so destabilizing be-
fore 1939.
See Also: AFRICA, GREAT DEPRESSION IN; ASIA,
GREAT DEPRESSION IN; AUSTRALIA AND NEW
ZEALAND, GREAT DEPRESSION IN; CANADA,
GREAT DEPRESSION IN; EUROPE, GREAT
DEPRESSION IN; GOLD STANDARD; LATIN
AMERICA, GREAT DEPRESSION IN; MEXICO,
GREAT DEPRESSION IN.
BIBLIOGRAPHY
Eichengreen, Barry. Golden Fetters: The Gold Standard and
the Great Depression, 1919-1939. 1992.
Eichengreen, Barry. "Twentieth-Century U.S. Foreign
Financial Relations." In The Cambridge Economic His-
tory of the United States, Vol. Ill: The Twentieth Cen-
tury, edited by Stanley L. Engerman and Robert E.
Gallman. 2000.
Foreman-Peck, lames. A History of the World Economy.
International Economic Relations since 1850. 1983.
lames, Harold. The German Slump: Politics and Economics,
1924-1936. 1985.
Kindleberger, Charles P. The World in Depression,
1929-1939. 1973.
McNeil, William, C. American Money and the Weimar Re-
public. 1986.
Schuker, Stephen A. American "Reparations" to Germany,
1919-1933: Implications for the Third-World Debt Cri-
sis. 1988.
Temin, Peter. Lessons from the Great Depression. 1989.
Peter Fearon
INTERNATIONAL LABOR DEFENSE
OLD)
The International Labor Defense (ILD), founded in
1925 for the purpose of providing free legal services
and support for "labor and political prisoners" and
their families, was the legal arm of the Communist
Party and was closely associated with the Interna-
tional Red Aid (an organization founded by Comin-
tern in Moscow in 1922 to provide relief for martyrs
of the revolution). The ILD attracted a significant
following during the 1930s due to its spirited de-
fense of numerous poor and working-class defen-
dants, immigrants, and blacks, contributing consid-
erably to the Communist Party's reputation as a
militant proponent of workers' rights and a cham-
pion of oppressed black Americans.
James P. Cannon, an influential Communist
Party member, led the drive to create the ILD, and
was at its helm until he was expelled from the Com-
munist Party in 1928. Membership in the ILD was
open, but Communists generally held positions of
leadership. National directors during the 1930s in-
cluded J. Louis Engdahl, who succeeded Cannon;
William L. Patterson, a prominent African-
American party member; and Anna Damon.
Shortly after its founding the organization be-
came engaged in the failed campaign to save the
lives of Nicola Sacco and Bartolomeo Vanzetti, two
Italian immigrants and anarchists convicted and
sentenced to die for a 1927 robbery and murder.
The ILD went on to agitate for the release of labor
activists Tom Mooney and Warren Billings, who
were unjustly confined for a 1916 bombing in San
Francisco.
During the 1930s the ILD began to direct more
of its activities toward African Americans. As part
of its constitution, the ILD made special conces-
sions to "the defense of the Negro people;" howev-
er, it was subsequent to 1928 and the mandates of
the Sixth Congress of the Comintern (the interna-
tional Communist body headquartered in Moscow)
that it began to concentrate on cases of racial injus-
tice. Its efforts included the successful nationwide
campaign to free Angelo Herndon, a young black
organizer imprisoned in Georgia for leading a hun-
516
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ger march in Atlanta in 1932, and numerous other
less celebrated cases of southern racial repression.
Unquestionably, it was the struggle surround-
ing the "Scottsboro Boys," nine black youths
wrongfully condemned for the rape of two white
women on an Alabama freight car in 1931, that pro-
pelled the ILD and the Communist Party into the
forefront of American consciousness. The organiza-
tion mounted an aggressive legal defense bolstered
by its hallmark strategy of "mass pressure": massive
publicity, demonstrations, rallies, and speaking
tours. Largely through its efforts, the ILD trans-
formed a local miscarriage of justice into a national
and international indictment of racism.
In 1937, the ILD selected its first non-
Communist head, Vito Marcantonio. Under his
leadership, the organization continued its vigorous
defense of targeted groups and initiated an attack
on debt peonage in the South. The ILD began to
lose momentum in the next decade and merged
with the Civil Rights Congress in 1946.
See Also: COMMUNIST PARTY; HERNDON, ANGELO,
CASE; SCOTTSBORO CASE.
BIBLIOGRAPHY
Carter, Dan T. Scottsboro: A Tragedy of the American South.
1969.
Home, Gerald. Communist Front? The Civil Rights Con-
gress, 1946-1956. 1987.
Martin, Charles H. The Angelo Herndon Case and Southern
justice. 1976.
Martin, Charles H. "The International Labor Defense
and Black America." Labor History 26 (1985):
165-194.
Gwen Moore
INTERNATIONAL LADIES'
GARMENT WORKERS' UNION
(ILGWU)
Two dramatic strikes in the pre-World War I period
contributed to making the International Ladies'
Garment Workers' Union (ILGWU) one of the larg-
est and most successful unions in the nation at the
end of the war. The famous 1909 "uprising of the
20,000" New York City shirtwaist makers and the
1910 cloakmakers' strike that established the "Pro-
tocol of Peace" gave the ILGWU a solid base and
stable membership through the teens. The Protocol
limited homework and inside subcontracting or
sweating, and established a six-day, 54-hour work-
week. During this period of strength the union also
developed an extensive education program, health
insurance, and unemployment insurance for its
members.
Following World War I, conflict broke out be-
tween radicals and moderates within the ILGWU.
The union was wracked with dissention and fac-
tionalism for the first half of the 1920s. In 1926,
some 35,000 cloakmakers led by the Communist
faction went on strike over the issue of job security.
The strikers lost; manufacturers would not negoti-
ate with the radicals, while the radicals were ac-
cused of refusing to support compromise agree-
ments that would have ended the strike. As a result
of the defeat, most of the Communists were driven
out of the union by the end of the decade. By then
the Depression was settling into the garment
trades. By 1933 union membership had dropped to
40,000, down from almost 100,000 in 1920. The
ILGWU lost over 3,300 members in 1930 alone.
Benjamin Schlesinger, a moderate, was elected
ILGWU president in 1928 on a campaign to stabi-
lize the union's finances and increase membership.
David Dubinsky followed Schlesinger into the pres-
idency with the latter's death in 1932. Meanwhile,
shifts were also occurring within the industry. With
the growth of the readymade dress industry in the
1920s, female dressmakers were replacing male
cloakmakers. With the coming of the Depression
employers began replacing male workers with fe-
male workers. The percentage of women workers
in the garment trades increased from 64 percent in
1925 to 74 percent in 1935.
Confronted with a growing number of female
workers in the garment trades, the ILGWU began
aggressively organizing women, often taking ad-
vantage of campaigns initiated by the women
themselves. The success of female dressmakers in
their strike against the nonunion dress industry in
ENCYCLOPEDIA OF THE GREAT DEPRESSION
517
INTERNATIONAL LADIES' GARMENT WORKERS' UNION (ILGWU
Members of Local 89 of the International Ladies' Garment Workers' Union in New York make uniforms for the Women's Army
Auxiliary Corps in 1943. Library of Congress, Prints & Photographs Division, FSA/OWI Collection
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Philadelphia spurred on organizing efforts, and
membership began to climb after 1933. Even
though many of the union's social programs had
been cut back (financial difficulties even led to the
suspension of the union newspaper Justice), the
ILGWU continued to maintain its Education De-
partment, the Union Health Center in New York,
and its unemployment insurance services in Cleve-
land, Ohio.
Franklin D. Roosevelt's election and the pas-
sage of the National Industrial Recovery Act offered
new opportunities for the ILGWU. The National
Recovery Administration (NRA) established codes
for each industry and gave the workers the right to
organize under Section 7a. Although workers in
many of the heavily industrialized occupations
found the NRA to be of limited value, garment
workers were well positioned to take advantage of
the new law. Sidney Hillman of the Amalgamated
Clothing Workers union was on the NRA board to
set codes, and Dubinsky served as a labor advisor
to the NRA. Using Section 7a the ILGWU extended
its organizing efforts. In the summer of 1933 the
ILGWU called a general strike of dressmakers in
the Northeast; 60,000 workers walked out. The
union won the strike and enforced the new NRA
code. By the end of 1934 union membership had
climbed to over 200,000. The ILGWU also cam-
paigned for shorter hours and a voice in setting job
conditions. The union had fought against the piece
rate system in the prewar years, but with the com-
ing of the Depression, manufacturers began using
hourly rates and firing slower workers. Piecework
allowed for more widely distributed work and em-
ployers were less likely to lay off older and less effi-
cient workers, but the concern was the rates. The
union won a voice in setting standard piece rates.
The national codes established a 35-hour work-
week.
Although Dubinsky was loyal to the American
Federation of Labor (AFL) and close to its presi-
dent, William Green, most ILGWU officials sup-
ported industrial organizing. In 1935 Dubinsky
served on the AFL Committee for Industrial Orga-
nizations (CIO). When the CIO unions were sus-
pended from the AFL, Dubinsky resigned from the
AFL executive committee and withdrew his union
from the AFL. The ILGWU did not join the CIO,
but remained independent until 1940, when it re-
joined the AFL.
While the union retained its membership base
and won a voice in setting rates and hours, it faced
the continuing challenge of runaway shops. For
many years, New York had been the center of the
trade. For manufacturers the city offered a huge
pool of capable labor, was close to the fashion in-
dustry, and had extensive networks of external
economies. Yet New York was also the center of
union activity and had extensive radical networks
and reinforcing institutions. In the pre-Depression
years, moving a shop entailed the necessity of lo-
cating new space and a willing and capable labor
force. With the coming of the Depression manufac-
turers could move at significantly less cost. Empty
factories begged for occupation, particularly in the
depressed old textile centers, such as Fall River or
New Bedford, Massachusetts. These were places
with an abundance of unemployed women familiar
with industrial work and piece work, and city lead-
ers were more than willing to encourage the move-
ment of manufacturers into their empty textile
mills. Garments were a low capital-intensive indus-
try. Manufacturers could load bolts of cloth and
sewing machines in trucks and drive into New En-
gland, unload them into an abandoned textile mill,
hire workers as learners, and begin work. The
union tried to follow these plants but it was a diffi-
cult and frustrating task at best. The ILGWU ap-
proached the problem of runaway shops with a
dual campaign of publicizing the union label and
the urging of the passage of a minimum wage. The
industry was also expanding on the West Coast. In
the 1920s Jewish and Italian women made up the
heart of the West Coast garment workers, but with
the coming of the Depression, employers turned
more and more to the larger pool of Hispanic and
Asian women who were desperate to find work at
any wage. Although the ILGWU maintained a non-
discrimination policy, the new, more conservative,
leadership that had taken over following the purge
of radicals in the late 1920s held tight control over
the union. This discouraged more aggressive orga-
nizing of minority women.
ENCYCLOPEDIA OF THE GREAT DEPRESSION
519
INTERNATIONAL L N 6 S H R T M T N ' S ASSOCIATION ( I L A )
See Also: AMERICAN FEDERATION OF LABOR (AFL);
CONGRESS OF INDUSTRIAL ORGANIZATIONS
(CIO); ORGANIZED LABOR.
BIBLIOGRAPHY
Leeder, Elaine J. The Gentle General: Rose Pesotta, Anar-
chist and Labor Organizer. 1993.
Levine, Louis. The Women's Garment Workers: A History
of the International Ladies Garment Workers Union.
1924.
McCreesh, Carolyn D. Women in the Campaign to Orga-
nize Garment Workers, 1880-1917. 1985.
Stein, Leon. Out of the Sweatshop: The Struggle for Indus-
trial Democracy. 1977.
John T. Cumbler
INTERNATIONAL
LONGSHOREMEN'S ASSOCIATION
(ILA)
For several decades after its founding in 1895, the
International Longshoremen's Association (ILA)
functioned mainly as a collection of local unions
and regional federations. The ILA faced a sharp
challenge from One Big Union advocates during
the era of World War I; it suffered major losses dur-
ing the "lean years" of the 1920s; and in 1937 the
union's rebellious Pacific Coast District split off to
form the International Longshoremen's and Ware-
housemen's Union (ILWU). But in the face of per-
sistent charges that it was corrupt, undemocratic,
and "in no real sense of the word a labor union at
all," the ILA survived and in some locations thrived.
The ILA's origins can be traced to the founding
of local unions of lumber handlers and tugboatmen
on the Great Lakes in the 1870s. A number of these
unions combined to form the National Longshore-
men's Association of the United States in 1892. Fol-
lowing the affiliation of Canadian locals, the orga-
nization changed its name to the International
Longshoremen's Association, and it received a
charter from the American Federation of Labor in
1896.
By the turn of the century, the ILA had thou-
sands of members on the Great Lakes. But New
York, home to one third of the nation's longshore-
men, remained the key to the union's future. The
ILA signed its first port-wide agreement in New
York in 1916. Although union members were
granted preference in employment, the contract did
not address the vast surplus of labor that was the
hallmark of the port.
Between 1916 and 1945, the hourly wage on the
New York waterfront increased from 40 cents to
$1.45. But there were no authorized strikes until
1948. There was also no democratic procedure
within the union and no effective advocacy of the
members' interests. To many observers, it appeared
that the ILA's principal function was to "keep the
lid on."
The man who warmed to that task was the col-
orful Joseph P. Ryan, who emerged as the union's
central figure during the 1920s and eventually be-
came its "president for life." On his watch the ILA
began the rapid descent into "gangsterism" that
was so vividly portrayed in Elia Kazan's film On the
Waterfront (1954). New York's longshoremen re-
mained more or less quiescent in the 1930s, in part
because of organized crime's ominous presence in
and around the union, but also because the dock-
workers were enmeshed in a cultural network that
offered few openings to the forces of change. In
Irish-American neighborhoods such as Chelsea,
family, ethnicity, and faith were the foundation
stones of daily life, and outsiders were unwelcome.
But it was different on the West Coast, where
the union's Pacific Coast District called a walkout
in May 1934 that mobilized longshoremen from
San Diego in the south to Vancouver, British Co-
lumbia, in the north. The legendary "Big Strike,"
which lasted for eighty-three days, spread to other
seafaring crafts and eventually triggered a four-day
general strike in the San Francisco Bay area. The
walkout also ushered in a "Pentecostal" era of
union militancy among West Coast dockworkers
that eventually propelled them out of the ILA and
the AFL and into the welcoming arms of the Com-
mittee for Industrial Organization (later called the
Congress of Industrial Organizations, or CIO). Led
by Australian immigrant Harry Bridges — "Red
Harry" to his friends, as well as his enemies — the
ILWU confidently set out to topple the ILA by at-
520
ENCYCLOPEDIA OF THE GREAT DEPRESSION
ISOLATIONISM
tacking its New York stronghold and the strategic
southern port of New Orleans.
Joe Ryan's "goons" easily repelled Bridges's
men in New York, making New Orleans all the
more important to the ILWU's, and the ILA's, fu-
ture. In the Crescent City, race would play a critical
role, because black longshoremen outnumbered
whites by a three-to-one margin and were deter-
mined to defend their turf against white encroach-
ment. In an election conducted by the National
Labor Relations Board in 1938, New Orleans long-
shoremen voted overwhelmingly for the ILA in a
bitter contest with the ILWU. In a competitive labor
market, they believed that racially separate union-
ism would serve their interests better than the racial
egalitarianism of the ILWU. Even in the midst of
the post-World War II civil rights revolution that
demolished de jure segregation, black longshore-
men in New Orleans and other southern ports
clung to their "separate but equal" organizations,
until a federal court compelled them to merge with
white ILA locals in the early 1980s.
Meanwhile, in New York, Catholic "labor
priests" developed close ties with rank-and-file in-
surgents at the end of World War II, and for the
next decade the waterfront became a hotbed of
conflict. A wave of wildcat strikes helped bring
down the Ryan regime and nearly destroyed the
union in the nation's largest port. But the ILA sur-
vived and adapted — unevenly — to the new rights-
conscious environment and to the mechanization
of cargo handling.
See Also: AMERICAN FEDERATION OF LABOR (AFL);
BRIDGES, HARRY; CONGRESS OF INDUSTRIAL
ORGANIZATIONS (CIO); ORGANIZED LABOR;
SAN FRANCISCO GENERAL STRIKE (1934).
BIBLIOGRAPHY
Kimeldorf, Howard. Reds or Rackets? The Making of Radi-
cal and Conservative Unions on the Waterfront. 1988.
Markholt, Ottilie. Maritime Solidarity: Pacific Coast
Unionism, 1929-1938. 1998.
Mers, Gilbert. Working the Waterfront: The Ups and Downs
of a Rebel Longshoreman. 1988.
Nelson, Bruce. Divided We Stand: American Workers and
the Struggle for Black Equality. 2001.
Nelson, Bruce. Workers on the Waterfront: Seamen, Long-
shoremen, and Unionism in the 1930s. 1988.
Russell, Maud. Men along the Shore. 1966.
Bruce Nelson
ISOLATIONISM
U.S. isolationism has traditionally involved opposi-
tion to participation in war outside the Western
Hemisphere, particularly in Europe; avoidance of
binding military alliances; and refusal to participate
in organizations of collective security. Above all, the
isolationist desires to maintain the United States's
freedom of action. Such people differ from pacifists,
who withhold support for any conflict and re-
nounce any war. Proponents of the isolationist po-
sition usually consider the label perjorative: As
most oppose isolating the United States from either
the world's culture or its commerce, they have long
preferred such terms as "neutralist," "nationalist,"
"non-interventionist," or "anti-interventionist."
By the above definition, U. S. foreign policy was
isolationist until the twentieth century. Only when
President Woodrow Wilson sought entry into the
League of Nations in 1919 did isolationism emerge
as a distinctive political position. Moreover, only in
the 1930s, when President Franklin D. Roosevelt
sought discretionary power to aid victims of aggres-
sion, was the general isolationist consensus threat-
ened. Opponents of Roosevelt's policies fought so
successfully that the years 1934 to 1937 marked the
high tide of isolationist legislation.
In April 1934 Roosevelt signed the Johnson
Debt Default Act, introduced by Senator Hiram
Johnson (R-Calif.), who had been prominent in the
fight against the League of Nations. The Senate
passed the measure without a recorded vote, the
House without dissent. The bill prohibited private
loans to nations in default of obligations contracted
during World War I to the U.S. Government.
In January 1935 the Senate turned down Roo-
sevelt's bid for U.S. entry into the World Court by
seven votes. Founded in 1921, the Permanent Court
of International Justice (as the court was formally
called) was closely tied to the League of Nations.
The League Assembly and Council had to approve
ENCYCLOPEDIA OF THE GREAT DEPRESSION
521
ISOLATIONISM
all nominations; the World Court's budget was un-
derwritten by the League; the League Covenant re-
quired the court to give "an advisory opinion upon
any dispute or question referred to it by the Coun-
cilor by the Assembly." Contrary to myth, Roose-
velt's defeat did not result from unscrupulous pro-
paganda fostered by publisher William Randolph
Hearst and radio priest Charles E. Coughlin. Rather
it was due to Congress's hostile predisposition and
Roosevelt's own lack of leadership.
In the spring of 1935, however, investigators for
the Senate's Special Committee Investigating the
Munitions Industry began to collect material con-
cerning U.S. entry into World War I. During this
time such revisionist works as journalist Walter
Millis's Road to War: America, 1914-1917 (1935)
portrayed the Great War as a futile crusade. Muni-
tions committee chairman Gerald P. Nye (R-
N.Dak.), together with his committee colleague
Senator Bennett Champ Clark (D-Mo.), introduced
bills for an impartial arms embargo against belliger-
ents, a prohibition on loans to belligerents, and de-
nial of passports to Americans wishing to enter war
zones. When the Roosevelt administration, which
was opposed to mandatory isolation, countered
with a bill that would permit discriminatory embar-
goes, its proposal found little response.
In August 19, 1935, as Italy was poised to in-
vade Ethiopia, members of the Senate Foreign Re-
lations Committee reported a joint resolution.
"Arms, ammunition and implements of war" could
not be sent to belligerents once the president de-
clared that a state of war existed. (Roosevelt later
defined "implements of war" to include airplanes,
various chemicals, and armored vehicles, but not
such items as cotton, oil, scrap iron, and trucks).
Submarines of belligerent nations could not use
U.S. ports. The president possessed discretionary
authority to proclaim that Americans traveling on
ships registered in belligerent nations did so at their
own risk. Though the administration deplored the
fact that its hands were being tied, it permitted the
bill to pass, although it did secure an amendment
limiting its term to six months. The legislation
passed the Senate 77 to 2 and the House without
a recorded vote.
When Roosevelt signed the bill on August 31,
he warned that "the inflexible provisions might
drag us into war instead of keeping us out" (Cole
1983, p. 178). He did not, however, want to jeopar-
dize pending New Deal legislation, such as the reg-
ulation of the coal industry, over foreign policy
matters. In addition, he thought the bill would
probably injure the aggressor Italy far more than it
would injure its victim. On October 6, three days
after fighting broke out in East Africa, Roosevelt in-
voked the new bill. No munitions could be sold to
either side.
Because the neutrality law was due to expire in
February 1936, that month Congress passed the
Neutrality Act of 1936. The House voted 353 to 27;
the Senate took no roll call. The act was almost
identical to the 1935 law, with the addition of one
feature: it forbade the United States to lend money
to belligerent nations, though exceptions were
made for wars in Latin America. It did not, as Roo-
sevelt had hoped, prohibit any trade with the bel-
ligerents beyond peacetime levels. Like the previ-
ous act, the new one was temporary, scheduled to
expire on May 1, 1937.
This measure imposed more restrictions upon
a president already opposed to mandatory legisla-
tion. Yet the president signed it without comment.
Roosevelt feared that a fight would risk further
stripping of his power, produce debate that could
only comfort Italian dictator Benito Mussolini, and
risk votes in the impending presidential race.
In July 1936 rebel forces in Spanish Morocco led
by General Francisco Franco attacked the Spanish
Republic, triggering a civil war that would last al-
most three years. Within a month the U.S. govern-
ment announced a "moral embargo" on arms ship-
ments to either side, but not until January 1937, on
Roosevelt's recommendation, did Congress pass a
nondiscriminatory arms embargo, with the Senate
voting 81 to and the House 406 to 1.
On May 1, 1937, the Neutrality Act of 1936
would expire. In return for sections forbidding
Americans to travel on belligerent ships and pro-
hibiting the arming of U.S. merchantmen, anti-
interventionists accepted discretionary authority on
cash-and-carry, a scheme by which nations at war
could collect goods in U.S. ports and pay for them
on the spot. The cash-and-carry provision would
remain in force until May 1, 1939. The president
522
ENCYCLOPEDIA OF THE GREAT DEPRESSION
ISOLATIONISM
could also ban shipment on U.S. vessels of com-
modities that he might specify, close U.S. ports to
belligerent warships, and declare U.S. territorial
waters off-limits to belligerent submarines and
merchantmen. The measure kept the arms embar-
go and loan prohibition of the old law, and it ap-
plied to civil wars as well as international ones. On
April 29, 1937, the new bill was passed, and was
signed by the president a day later. Roosevelt of-
fered no objection, undoubtedly because he real-
ized that cash-and-carry favored Britain and
France, two major sea powers, rather than the in-
land nations of Germany and Italy. Engaged in a
dispute over enlarging the Supreme Court, which
had struck down much New Deal legislation, Roo-
sevelt sought no additional conflict. By remaining
aloof from debate while quietly backing the con-
gressional moderates, he was able to maintain
some flexibility.
In January 1938, in the wake of a crisis in which
Japanese forces in China sunk a gunboat, the
Panay, the House considered the Ludlow Amend-
ment. Congressman Louis Ludlow (D-Ind.) sought
an amendment to the U.S. Constitution by which
Congress's power to declare war would be restrict-
ed to cases of actual or imminent invasion of the
United States or its territories or attack by a non-
American nation on a state in the Western Hemi-
sphere. In any other case, Congress must allow vot-
ers to choose, by means of a national referendum,
whether they wished to go to war. On January 10,
1938, the House voted 209 to 188 to return the pro-
posed amendment to committee. Just before the
vote, House Speaker William Bankhead (D-Ala.)
read a public letter from Roosevelt that claimed that
the amendment would "cripple" the president's
ability to conduct foreign policy and encourage
other nations to "violate American rights with im-
punity."
Meanwhile, Roosevelt sought to revise the 1937
Neutrality Act. As the cash-and-carry provision of
this law was scheduled to expire on May 1, 1939,
the administration sought a new bill that would re-
tain cash-and-carry while repealing the arms em-
bargo. At the end of June the House, by a vote of
200 to 188, passed an amended bill that included
cash-and-carry but also added an arms embargo
introduced by Congressman John Vorys (R-Ohio).
Because the Senate did not act, most of the 1937
law, including the arms embargo, remained in ef-
fect.
Once Hitler invaded Poland on September 1,
1939, isolationism declined. As the United States
emerged from the Depression, Roosevelt defeated
his foes on one issue after another. In November
1939 Congress voted for military sales to Britain and
France on a cash-and-carry basis. In September
1940 it adopted military conscription, and sup-
ported extending the terms of army draftees less
than a year later. In November 1941 it authorized
the arming of U.S. merchant vessels and permitted
them to carry cargoes to belligerent ports. Acting on
his own authority, Roosevelt occupied Greenland
and Iceland, froze Japanese asserts, issued a set of
war aims with Britain, and entered into an unde-
clared naval war with Germany. Isolationism was
over well before Pearl Harbor.
See Also: ETHIOPIAN WAR; HULL, CORDELL;
SPANISH CIVIL WAR; WORLD COURT.
BIBLIOGRAPHY
Cole, Wayne S. Roosevelt and the Isolationists, 1932-1945.
1983.
Dallek, Robert. Franklin D. Roosevelt and American Foreign
Policy, 1932-1945. 1979.
Divine, Robert A. The Illusion of Neutrality. 1962.
Doenecke, Justus D. Anti-Intervention: A Bibliographical
Introduction to Isolationism and Pacifism from World
War I to the Early Cold War. 1987.
Dunne, Michael. The United States and the World Court,
1920-1935. 1988.
Jonas, Manfred. Isolationism in America, 1939-1941. 1966.
Justus D. Doenecke
ENCYCLOPEDIA OF THE GREAT DEPRESSION
523
JACKSON, ROBERT
Robert H. Jackson (1892-1954) served as U.S. solic-
itor general from 1938 to 1940, as attorney general
in 1940 and 1941, and as associate justice of the Su-
preme Court from 1941 to 1954. Raised in upstate
New York, Jackson studied law with a local attorney
active in the Democratic Party. While developing a
successful law practice, Jackson advised Franklin
Roosevelt during his service as New York's gover-
nor.
Jackson came to Washington with the Roose-
velt administration, working first as general counsel
to the Internal Revenue Service and then in the De-
partment of Justice, where he helped develop the
legal arguments used to defend the Public Utilities
Holding Company Act, regarded by many as one of
the New Deal's key statutes. Jackson's foremost
contribution was as Roosevelt's legal adviser; in
that capacity he made a major speech describing
the obstacle the Supreme Court posed to the New
Deal, and he drafted the legal opinion defending
the president's power to lend U.S. ships to Great
Britain early in World War II when the United
States was still technically a neutral party.
As associate justice, Jackson wrote opinions
that defined one part of the New Deal's constitu-
tional revolution. Wickard v. Filburn (1942) crystal-
lized the new doctrine that the Constitution's grant
of power to regulate interstate commerce allowed
Congress to regulate seemingly local activities
(such as raising wheat for consumption on the
farm) .
Jackson's nationalism led him to support civil
liberties, as in Edwards v. California (1941), where
the majority struck down as interfering with inter-
state commerce a California law barring "Okies"
(poor emigrants from Oklahoma) from entering the
state. His affirmation of principles of free expres-
sion in West Virginia State Board of Education v. Bar-
nette (1943) remains one of the most eloquent in the
reports: "If there is any fixed star in our constitu-
tional constellation, it is that no official, high or
petty, can prescribe what shall be orthodox in poli-
tics, nationalism, religion or other matters of opin-
ion." Later in his career on the Court, Jackson, who
also served as chief prosecutor in the Nuremberg
war crimes trials, became skeptical about toleration
of subversive speech.
Jackson believed that Roosevelt had promised
to make him chief justice of the Supreme Court
when the position became available, but the ap-
pointment fell instead to President Harry Truman,
who did not feel obliged to honor Roosevelt's
promise. Jackson suspected that Justice Hugo Black
had poisoned Truman's mind against the appoint-
ment, and relations between the two New Dealers
525
JAZZ
on the Court were permanently soured. Having re-
jected his doctor's advice that he should retire after
his first heart attack in early 1954, Jackson returned
to the bench and suffered a fatal heart attack in the
fall. He died on October 9, 1954.
See Also: SUPREME COURT.
BIBLIOGRAPHY
Gerhart, Eugene. America's Advocate: Robert H. Jackson.
1958.
White, G. Edward. The American Judicial Tradition: Pro-
files of Leading American Judges. 1976.
Mark Tushnet
JAZZ
When Joseph "King" Oliver died in the spring of
1938, his protege, Louis Armstrong, and other
bandleaders, such as Cab Calloway and Earl Hines,
claimed at his funeral that Oliver was the true "king
of swing." Others who wore the title, and swing
musicians in general, they insinuated, owed a great
debt to the leader of the Creole Jazz Band. This was
a way of suggesting that the music of the big band
era, known as swing since the 1930s, was an out-
growth of early forms of jazz. This idea contrasts
with the fans' notion that swing music, like New
Orleans jazz or Dixieland, is a discrete and separate
entity from bebop.
Scholars disagree on how to define jazz and
swing, but many assert that the earlier bands of
James Reese Europe, Fletcher Henderson, and
Duke Ellington, as well as Oliver, were fundamen-
tal to swing's evolution. On the eve of World War
I, James Europe's orchestra performed at New York
City's Carnegie Hall — one full decade before Paul
Whiteman and a generation before the jazz con-
certs of the late 1930s were staged in this hall.
James Europe's music grew out of ragtime and pop-
ular dance music, as did Henderson's and Elling-
ton's. Don Redman, Henderson's arranger, is often
credited with having the reed or brass sections per-
form passages in call-and-response sequences, but
Ferdinand "Jelly Roll" Morton also used this dis-
tinctive voicing and organization. Besides employ-
ing the rhythms of ragtime and the harmonies of
blues and popular dance music, Ellington's compo-
sitions and arrangements contained unusual har-
monies and unique combinations of instruments.
These outfits, and southwestern orchestras
such as those of Alphonso Trent, Bennie Moten,
and the Oklahoma City Blue Devils, grew in size
from six to eight to twelve and thirteen or more mu-
sicians in the late 1920s and early 1930s. In the
rhythm section, the string bass replaced the tuba
and the guitar was used instead of banjo, and light-
er more flexible rhythms were played in 4/4 instead
of 2/4. Swing bands also alternated ensemble pas-
sages with improvised sections by "hot" soloists,
while other band members "riffed" or played highly
rhythmic motifs in the background. These exciting
new sounds buoyed dancers and musicians alike,
sending them into climactic moments when music,
musicians, and dancers melded for an evening into
a symphony of sound and movement. New jitter-
bug dances, such as the Lindy Hop and the Big
Apple, illustrated these distinctive rhythms with
not only new steps, but also highly acrobatic moves
in which one partner propelled the other up and
away from the floor in what were known as air
steps.
These changes occurred gradually, however,
and in the 1930s, there were still many bands,
African-American and white swing orchestras, that
included New Orleans styles, songs, and collective
improvisation. Nonetheless, as evident from the
1932 recordings by Fletcher Henderson and Bennie
Moten, as well as others, musicians perfected the
swing idiom and arrangements in songs such as
"King Porter Stomp" and "Moten Swing." By the
mid and late 1930s, bands led by Benny Goodman,
Artie Shaw, Glenn Miller, and the Dorsey brothers
also thrilled jitterbug dancers, as well as radio lis-
teners from coast to coast. The white bands often
utilized African-American arrangers — Fletcher
Henderson, Sy Oliver, and Eddie Durham — to
write the more soulful aspects of swing arrange-
ments.
In several respects, swing bands contained
within them the seeds of future developments in
music and culture for decades to come. Most if not
526
ENCYCLOPEDIA OF THE GREAT DEPRESSION
A Z Z
One of the most popular jazz musicians of the Depression era was Louis Armstrong (front right), shown with his band in 1937.
Library of Congress. Prints & Photographs Division. New York World-Telegram and the Sun Newspaper Photograph Collection
all of the contemporary dance music in the United
States stemmed from this tradition. The enhanced
role of the drummers, of long drum solos, of melo-
dies that were basically riffs, and of the incessant
dance beat foreshadowed the rhythm and blues of
the 1940s, which came to be known as rock and roll
in the 1950s. Drummers who were leaders also con-
tributed to these developments; Chick Webb in the
1930s was one of the first to bring drums front and
center, a role popularized by Gene Krupa and lead-
ing to Max Roach and Art Blakey, among others. In
another respect, the small combos within the big
bands, Count Basie's Kansas City combos, for ex-
ample, or Goodman's Quartet, presaged bebop
bands, such as those led by Charlie "Bird" Parker
and Dizzy Gillespie, and progressive jazz ensem-
bles, such as the Modern Jazz Quartet. Even the fu-
sion of European classical music with jazz, as in the
compositions, arrangements, and playing of band
leaders Artie Shaw and Eddie South, were compa-
rable to Third Stream developments in the 1950s.
In the midst of the Depression, U.S. workers
and unemployed men and women danced, social-
ized, and wooed to hits of the swing era — "One
O'Clock Jump," "Mood Indigo," and "In the
Mood." Notably during the swing decade, blues
moved to the forefront — not the country blues of
Blind Lemon Johnson or city blues of Ma Rainey,
but the urban versions of this music played by El-
ENCYCLOPEDIA OF THE GREAT DEPRESSION
527
JAZZ
Fats Waller, a popular Depression-era jazz pianist and
songwriter, in 1938. Library of Congress, Prints &
Photographs Division, New York World-Telegram and the Sun
Newspaper Photograph Collection
lington, Henderson, Basie, and Jimmy Lunceford.
By the late 1930s, guitarists Eddie Durham, Charlie
Christian, and T-Bone Walker electrified the instru-
ment and amplified the sound, integrating the gui-
tar with large orchestras and using it to solo like a
saxophone or trumpet. Their efforts and the com-
bos of Nat "King" Cole, Slim Gaillard and Slam
Stewart, Stuff Smith, and Louis Jordan led to rock
and roll and the music of Muddy Waters, Chuck
Berry, and eventually Elvis Presley and the British
rock bands. Electrification of the guitar in the 1930s
also presaged fusion with the electric piano, bass,
and other instruments in the 1970s.
Along with blues and jazz dancing, a distinctive
way of speaking, swing slang or jive talk, accompa-
nied the music and was even adopted in articles
about the music and musicians. Some attributed
this slang to Louis Armstrong's influence, but the
jazz world, the underworld, and entertainment cir-
cles have always had their distinctive argots. These
merged in the swing band milieu, and expressions
such as "Hit that jive, jack" and "Let's get racy with
Count Basie" punctuated the repartee and banter of
not only musicians, but dancers, listeners, writers,
and others in the "hip" crowd and became part of
common parlance. Even the humor of, for example,
"Nagasaki," "Flat Foot Floogie," and "Is You Is or
Is You Ain't My Baby?" was to be found in rock and
roll songs of subsequent decades.
The social aspects of swing bands were as im-
portant as the music, as they provided staging
grounds for assaults on racial segregation. In jam
sessions, white musicians and black musicians per-
formed together on the bandstand, a practice that
was illegal in the South because it meant racial inte-
gration. Bandleaders such as Benny Carter hired
white musicians, and Benny Goodman and Artie
Shaw hired black musicians, a practice that was a
frontal assault on segregation. Integrated bands
traveling in the South encountered threats of arrest
or violence when they defied the law by demanding
equal rights for all band members. Up north, Billie
Holiday, Oran "Hot Lips" Page, and others fought
back in nightclubs and bars when whites attacked
them. Thus, in a social sense as well as in the music,
dance, and language, swing prepared the ground
for future developments in subsequent decades of
the twentieth century.
See Also: ARMSTRONG, LOUIS; BIG BAND MUSIC;
ELLINGTON, DUKE; GOODMAN, BENNY;
HOLIDAY, BILLIE; MUSIC.
BIBLIOGRAPHY
Allen, Walter C. Hendersonia: The Music of Fletcher Hen-
derson and His Musicians. 1973.
Bryant, Clora, et al., eds. Central Avenue Sounds: jazz in
Los Angeles. 1998.
Dahl, Linda. Morning Glory: A Biography of Mary Lou
Williams. 1999.
Dance, Stanley. The World of Count Basie. 1980.
Dance, Stanley. The World of Earl Hines. 1977.
Daniels, Douglas Henry. Lester Leaps In: The Life and
Times of Lester 'Pres' Young. 2002.
Ellington, Edward Kennedy. Music Is My Mistress. 1973.
Margolick, David. Strange Fruit: Billie Holiday, Cafe Soci-
ety, and An Early Cry for Civil Rights. 2000.
528
ENCYCLOPEDIA OF THE GREAT DEPRESSION
H N S N
H U 6
O'Meally, Robert G. Lady Day: The Many Faces of Billie
Holiday. 1991.
Murray, Albert. Good Morning Blues: The Autobiography of
Count Basic. 1985.
Pearson, Nathan W., Jr. Goin' to Kansas City. 1987.
Russell, Ross. ]azz Style in Kansas City and the Southwest.
1971.
Shaw, Artie. The Trouble with Cinderella: An Outline of
Identity. 1952.
Douglas Henry Daniels
JCNR. See JOINT COMMITTEE FOR NATIONAL
RECOVERY.
JOHNSON, HUGH
Hugh Johnson (August 5, 1882-April 15, 1942),
head of the New Deal's National Recovery Admin-
istration (NRA), was born in Kansas and raised in
Kansas and Oklahoma. He graduated from the U.S.
Military Academy at West Point in 1903 and was
commissioned in the cavalry. In the early stage of
his military career, Johnson served with the First
Cavalry Regiment in Texas, the Philippines, and
California. During these years the essential ele-
ments of his personality emerged. A heavy drinker,
he was pugnacious and ready to harshly criticize
the transgressor of even the most minor army regu-
lation. This gruff side later led a pundit to dub him
"Old Iron Pants." Yet Johnson also had a sentimen-
tal side, and his quick mind for wisecracks and abil-
ity to tell good stories made him popular with
messmates. From 1914 to 1916 he attended the
University of California Law School, and immedi-
ately upon graduation he joined the Punitive Expe-
dition in Mexico that was chasing Pancho Villa,
serving as judge advocate.
During World War I, Johnson rose to the tem-
porary rank of brigadier general while playing a
major role in the mobilization of the nation's man-
power and industry. Initially he was the principal
assistant for Major General Enoch H. Crowder,
head of the Judge Advocate General's Department
and the Provost Marshal General's Office. In this
capacity Johnson helped formulate and implement
the selective service system. Transferred to the War
Department General Staff in 1918, Johnson spear-
headed the restructuring of the army supply organi-
zation to end the inter-bureau competition that had
made a mess of procurement. He also represented
the army on the War Industries Board (WIB), which
was mobilizing the nation's industries for war
through a program of industrial self-government.
Through his stint with the WIB, Johnson acquired
considerable knowledge of American industry and
became good friends with many of the business-
men serving with the WIB, including Bernard M.
Baruch, its chairman, and George N. Peek.
Disappointed by his failure to serve in France
and anxious to make some "real" money, Johnson
resigned his commission in 1919 and joined with
Peek to take over the management of the struggling
Moline Plow Company. Their efforts to turn Moline
Plow into a profitable concern failed, and after an
acrimonious break with Peek, Johnson supervised
the company's liquidation during the late 1920s. In
the meantime, Johnson became an associate of Ba-
ruch, a figure of great influence as a result of his
success on Wall Street and his twin roles as a politi-
cal strategist and publicist on national issues.
Among other things, Johnson helped Baruch publi-
cize the need for ongoing planning for economic
mobilization and was an investigator on business
and economic conditions. At Baruch's request, fu-
eled by a sizable campaign contribution, Johnson
was admitted to Franklin D. Roosevelt's "brains
trust," an informal group of academicians who
served as speechwriters and thinkers in his 1932
presidential race. As Baruch's man, Johnson saw
that Baruch's views on recovery from the Depres-
sion were heard.
In 1933 Johnson emerged as a key figure in
Roosevelt's New Deal. During the spring he partici-
pated in the drafting of the National Industrial Re-
covery Act (NIRA), an ambitious attempt to stimu-
late recovery through industrial self-government
and public works spending that Roosevelt ap-
proved on June 16. Impressed with his vigor,
knowledge of the industrial sector, and experience
with the WIB, Roosevelt wanted Johnson to admin-
ister the act. However, after hearing from Baruch
ENCYCLOPEDIA OF THE GREAT DEPRESSION
529
JOHNSON
U G H
that Johnson was too impulsive to be "a number-
one man," Roosevelt restricted him to the adminis-
tration of the agency to implement industrial self-
government, the NRA, and the president placed
public works in a separate agency, the Public Works
Administration.
Johnson's initial task was the drafting of the
"fair codes of competition" that were at the heart
of industrial self-government. Designed to mini-
mize the cutthroat competition that many argued
had weakened American industry and to bring a
degree of social justice to labor, the codes were to
include provisions for production, price, and mar-
keting agreements; minimum wages; maximum
hours; and the right of workers to organize and bar-
gain collectively. In each of the nation's industries,
businessmen and labor representatives would draft
a code that had the force of law once it received the
president's signature. Through the codes, predatory
practices would be extinguished and labor stan-
dards improved, increasing stability, employment,
and investor confidence, and encouraging general
economic progress and social harmony.
At the outset, Johnson concentrated on codes
for the nation's largest industries, such as cotton
textiles, steel, petroleum, automobiles, and coal.
Fearing constitutional problems, Johnson es-
chewed the coercive features of NIRA, which in-
cluded federal licensing of business and presiden-
tial authority to impose codes. Moreover, convinced
that NRA could succeed only if he worked with
business, Johnson generally relied on the voluntary
cooperation of business and regularly made con-
cessions to the dominant elements in an industry to
get it codified. These actions often led to codes that
included restrictive economic policies and gave
short shrift to the aspirations of workers. When
code drafting stalled, Johnson instituted a voluntary
blanket code for all industries covering minimum
wages and maximum hours that was to be in effect
until the end of 1933 or until an employer's specific
industry was codified. Employers who abided by
the code would display the emblem of the NRA, the
"Blue Eagle," in their windows or on their products.
Through the fall of 1933 Johnson presided over
a massive publicity campaign to enlist public sup-
port for NRA. Marked by giant rallies and parades,
the campaign made Johnson the nation's number-
one Depression fighter, a status Time magazine
confirmed by naming him its "Man of the Year" for
1933. Next to Roosevelt, he was the most talked-
about man in Washington. His pithy quotes, tough
talk, gravel voice, rugged looks, and military de-
meanor made him good copy for reporters. For
weeks Johnson worked at a non-stop pace, at one
moment bargaining with business and labor leaders
to finalize a code and the next moment flying across
the country to give a speech. Through a mixture of
cajolery, pleas to patriotism, bluster, and horse-
trading, he broke the logjam in code drafting. Even-
tually more than five hundred codes, covering
twenty-two million workers, were implemented.
By 1934 Johnson and NRA were engulfed in
controversy. Many complained that price-control
devices in codes were hindering recovery by raising
prices faster than wages. Labor leaders argued that
business was undermining the right of workers to
form unions by herding them into company unions.
"Chiseling," or the refusal to abide by code provi-
sions, was widespread. In response Johnson agreed
to limit price-fixing arrangements, rushed into
labor disputes to avert or end strikes, and threat-
ened to "crack down" on "chiselers."
Under the stress of running NRA, Johnson
made contradictory statements, lost his temper,
branded criticism of NRA as "treason," and feuded
with detractors. His self-control sapped by over-
work, he drank too much, slept too little, and at
times appeared on the verge of exhaustion. He per-
mitted his secretary to become a power in NRA,
and many speculated that there was something im-
proper about their relationship because she always
seemed to be at his side. Unwilling to delegate au-
thority, he tended to run a one-man show and put
off bureau cratizing the organization of NRA, result-
ing in low morale and administrative chaos. By the
late summer of 1934 Roosevelt concluded that
Johnson had outlasted his usefulness, and at the
president's request Johnson resigned in September.
Eight months later the U.S. Supreme Court de-
clared NRA unconstitutional.
In March 1935 Johnson became a syndicated
columnist for the Scipps-Howard newspaper chain.
Still loyal to the president, he spoke out against Fa-
530
ENCYCLOPEDIA OF THE GREAT DEPRESSION
JOHNSON
LYNDON
ther Charles Coughlin and Senator Huey P. Long,
two of Roosevelt's most vocal critics, and in June he
became temporary director of the newly created
Works Progress Administration (WPA) program in
New York City. A massive federal public works pro-
gram, WPA was intended to provide emergency
public employment, and in his brief tenure as its
head Johnson got WPA off to a flying start in New
York City, hiring more than two hundred thousand
people before he left the position in October 1935.
Over the next years Johnson turned against
Roosevelt and the New Deal. In his columns and
speeches he questioned the failure to balance the
budget, charged that anti-business elements had
too much influence on policy, and warned that
Roosevelt was concentrating too much power in the
White House. As war loomed in the late 1930s
Johnson became an outspoken isolationist, and in
1940 he supported Wendell Willikie, the Republi-
can Party candidate for the presidency. Johnson's
isolationism and attacks on Roosevelt soured his
relationship with the White House and cost him
many readers, prompting Scripps-Howard to drop
his column in 1941. After his column was picked up
by King Features Syndicate, Johnson continued to
be unrelenting in his criticism of Roosevelt and his
policies until the United States entered World War
II in December 1941. Despite failing health brought
on by his drinking, Johnson continued with his col-
umn until his death.
Johnson's place in history rests on his leader-
ship of NRA. Under his direction it provided a tem-
porary psychological stimulus and brought several
social innovations, like labor's right to organize, to
the national scene. But ultimately NRA failed to
spur recovery, floundering on its inability to get the
various segments of the economy to look beyond
self-interest and exhibit a concern for the national
welfare. Johnson contributed to the failure of NRA.
He was a poor administrator, was too pro-business,
and let code-making become an end in itself. His
personal excesses compounded these weaknesses.
Yet for all of his failings, Johnson's frenzied direc-
tion of NRA and colorful style made him one of the
most influential and memorable figures of the early
New Deal era.
See Also: NATIONAL RECOVERY ADMINISTRATION
(NRA); NEW DEAL.
BIBLIOGRAPHY
Bellush, Bernard. The Failure of the NRA. 1975.
Johnson, Hugh S. The Blue Eagle from Egg to Earth. 1935.
Johnson, Hugh S. Hell-Bent for War. 1941.
Johnson Papers. Franklin D. Roosevelt Library, Hyde
Park, NY.
Josephson, Matthew. "The General." New Yorker (18 Au-
gust 1934): 21-25; (25 August 1934): 23-28; and (1
September 1934): 22-28.
Martin, George. Madam Secretary: Frances Perkins. 1976.
Ohl, lohn Kennedy. Hugh S. fohnson and the New Deal.
1985.
Schlesinger, Arthur M., Jr. The Age of Roosevelt, Vol. 2: The
Coming of the New Deal. 1958.
Schwarz, Jordan A. The New Dealers: Power Politics in the
Age of Roosevelt. 1993.
Schwarz, Jordan A. The Speculator: Bernard M. Baruch in
Washington, 1917-1965. 1981.
Vadney, Thomas E. The Wayward Liberal: A Political Biog-
raphy of Donald Richberg. 1970.
John Kennedy Ohl
JOHNSON, LYNDON B.
Lyndon Baines Johnson (1908-1973) was a con-
gressional aide, director of the Texas National
Youth Administration, U.S. congressman, U.S. sen-
ator, vice president, and president of the United
States. Reared by his politically active parents for a
career of public service, Johnson learned early the
importance of choosing powerful mentors such as
Sam Rayburn and Franklin Roosevelt. His political
legacy is mixed: as president, Johnson enacted far-
reaching civil rights legislation while also further
miring the nation in the Vietnam War. Johnson's
political style was pragmatic and activist, for he was
committed to a reform agenda rooted in New Deal
economic liberalism.
After graduating from college, Johnson taught
briefly in a Mexican-American school in Cotulla,
Texas, where he observed firsthand the viciousness
of poverty and segregation. In 1931 his father
ENCYCLOPEDIA OF THE GREAT DEPRESSION
531
JOINT COMMITTEE FOR NATIONAL RECOVERY ( J C N R )
helped him gain a post as secretary to Congress-
man Richard Kleberg, a Democrat from south
Texas. Since Kleberg cared little about the daily du-
ties of his office, many of the responsibilities of
managing legislation and constituent concerns fell
to Johnson, who handled them with aplomb. Fur-
ther recognition of his political acumen came with
his leadership of the "little congress," an important
behind-the-scenes organization of congressional
aides and Johnson's growing list of older, more
powerful political confidants. In 1935 he was a ris-
ing star in the Democratic Party and was tapped by
President Roosevelt to become the director of the
National Youth Administration in Texas. In that po-
sition, Johnson oversaw a successful jobs program
that included the construction of countless state
roadside parks; a student aid program that funded
high school, college, and graduate students; and an
employment referral service. During his tenure,
Johnson ensured that African-American and Mexi-
can-American students received equitable treat-
ment.
In 1937, the congressman from Texas's tenth
district died, opening a seat to be filled in a special
election. Johnson, a virtual unknown in the district,
bested a field of nine candidates. His campaign slo-
gan was "Franklin D. and Lyndon B.," and he pres-
ented himself as the consummate New Dealer,
even endorsing Roosevelt's Supreme Court packing
plan. Once in Congress, Johnson worked hard for
New Deal issues such as rural electrification. He
helped bring a series of dams and water projects to
the lower Colorado River in Texas, completely re-
making the economics of the Texas Hill Country.
Johnson's eleven years in Congress were successful,
and his ambitions and his political talent ultimately
took him to the White House.
See Also: DEMOCRATIC PARTY; ELECTION OF 1938;
NATIONAL YOUTH ADMINISTRATION (NYA).
BIBLIOGRAPHY
Conkin, Paul. Big Daddy from the Pedernales: Lyndon
Baines Johnson. 1986.
Dallek, Robert. Lone Star Rising: Lyndon Johnson and His
Times, 1908-1960. 1991.
Lyndon Baines lohnson Papers. Lyndon Baines Johnson
Presidential Library, Austin, Tex.
Schwarz, lordan A. The New Dealers: Power Politics in the
of Roosevelt. 1993.
Nancy Beck Young
JOINT COMMITTEE FOR
NATIONAL RECOVERY (JCNR)
The Joint Committee for National Recovery (JCNR)
was the mechanism by which some black activists
sought to represent a collective black voice on polit-
ical, economic, and social policies in the New Deal
era. The JCNR was the brainchild of John P. Davis,
a graduate of Harvard Law School.
In 1933 Congress began debating the imple-
mentation of the National Recovery Administration
(NRA), one of Franklin Roosevelt's key New Deal
agencies. The NRA was created to establish codes
that would promote fair competition and standard-
ize wages and hours. Davis, along with fellow Har-
vard graduate student of economics Robert C. Wea-
ver, noticed that during code hearings Congress
devoted very little attention to blacks in the work-
place. Davis and Weaver decided to represent
blacks' interest on Capitol Hill and formed the
Negro Industrial League (NIL) in order to highlight
racial discrimination in the NRA's wage codes.
The NIL only existed for the summer of 1933 —
it collapsed when Weaver was recruited into Roose-
velt's administration as an assistant to Clark Fore-
man, the race advisor to the Department of the In-
terior. Many hailed Weaver's appointment as a
great step forward for black Americans, but Davis
felt that Foreman had co-opted the work of the
NIL. Davis remained convinced of the need for a
group that represented black organizations on Cap-
itol Hill. By the end of 1933, Davis persuaded the
National Association for the Advancement of Col-
ored People (NAACP) to support his plan for the
JCNR. By December 1933 the JCNR represented
eighteen organizations. A year later, twenty-four
organizations considered the JCNR their voice on
Capitol Hill. Of these twenty-four, however, the
only major group was the NAACP. The NAACP felt
that the JCNR could not survive without its support
and therefore tried to control the group. When
532
ENCYCLOPEDIA OF THE GREAT DEPRESSION
ONES
ESSE
Davis rejected the NAACP's directives, the NAACP
withdrew its support, effectively ending the JCNR.
Before the JCNR disappeared at the end of
1935, however, it organized a major conference at
Howard University — "The Position of the Negro in
Our National Economic Crisis." This conference, in
the spring of 1935, attracted New Deal administra-
tors, labor activists, academics, political party lead-
ers, and laborers from around the country. It re-
ceived negative press from those who alleged that
conference organizers promoted communism. In
truth, many of the conference speakers were highly
critical of the New Deal's treatment of black Ameri-
ca, claiming that racial discrimination undercut the
support that the New Deal policies promised, but
a congressional investigation after the conference
found no evidence that attendees advocated a turn
to communism. Several conference leaders, howev-
er, did call for a new political organization. Less
than a year after the JCNR collapsed and the con-
ference ended, this new organization, the National
Negro Congress, held its first meeting in Chicago.
Labor leader A. Philip Randolph was its first presi-
dent and John P. Davis, still committed to the idea
of a national umbrella organization dedicated to ar-
ticulating blacks' collective voice, ran the organiza-
tion on a day-to-day basis.
See Also: FOREMAN, CLARK; RACE AND ETHNIC
RELATIONS; WEAVER ROBERT CLIFTON.
BIBLIOGRAPHY
Holloway, lonathan Scott. Confronting the Veil: Abram
Harris Jr., E. Franklin Frazier, and Ralph Bunche,
1919-1941. 2002.
Kirby, lohn. Black Americans in the Roosevelt Era: Liberal-
ism and Race. 1980.
Wolters, Raymond. Negroes and the Great Depression: Fhe
Problem of Economic Recovery. 1970.
Jonathan Scott Holloway
JONES, JESSE
Jesse Holman Jones (April 22, 1874-June 1, 1956)
was born to a farming family in Robertson County,
Tennessee. Like so many Tennesseans seeking eco-
nomic opportunity in the nineteenth century, the
Jones family headed for Texas, settling in Dallas.
Blessed with a keen eye for good business deals,
Jesse Jones attended Hill's Business College in
order to secure at least a rudimentary knowledge of
accounting and marketing, and he graduated there
in 1891. He accepted a job in his uncle's local lum-
ber business, learning all he could about construc-
tion and real-estate development. But Jones want-
ed to be his own boss. Deciding that Houston
offered a more fertile business climate, he invested
in real estate and oil and gas properties there. With-
in a decade he had become one of the city's most
influential developers, responsible for founding
Texas Commerce Bank, what later became Exxon,
and the Houston Chronicle. As chairman of the
Houston Harbor Board, Jones built the Houston
Ship Channel, which eventually made the city one
of the country's busiest ports.
Jesse Jones also became the most powerful man
in the state's Democratic Party. During World War
I, he moved to Washington, D.C., to work for the
American Red Cross, and there he became a close
friend of President Woodrow Wilson. In 1928,
Jones managed to bring the Democratic national
convention to Houston. When the nation's banking
system disintegrated in 1932, President Herbert
Hoover needed a Democrat on the board of the
newly-created Reconstruction Finance Corporation
(RFC), and Jones accepted the appointment. The
RFC made loans to troubled financial institutions,
and in 1933 newly-elected President Franklin D.
Roosevelt selected Jones to chair the RFC.
During the next twelve years, the RFC became
the most powerful agency in the federal govern-
ment, dispensing tens of thousands of loans to
banks, railroads, savings and loan associations, in-
surance companies, and private businesses. Be-
cause Jones was so well connected with the Texas
congressional delegation and such influential Tex-
ans as Sam Rayburn, Tom Connally, John Nance
Garner, and Marvin Jones, and because he could
deliver so many perquisites to their constituents, he
became one of the most powerful men in the coun-
try. And because the RFC operated on a revolving
loan basis, it always had hundreds of millions of
dollars in its accounts, money that could be used to
ENCYCLOPEDIA E THE GREAT DEPRESSION
533
ONES
JESSE
fund other federal agencies. Between 1932 and
1940, the RFC dispensed more than $10 billion in
federal assistance to tens of thousands of business-
es, prompting one historian to label its work as
"saving capitalism." At one point during the Great
Depression years, Jesse Jones, by presiding over the
RFC and the money it tunneled to other agencies,
had substantial influence on numerous federal
agencies, including the Federal Relief Administra-
tion, the Public Works Administration, the Works
Progress Administration, the Federal Deposit In-
surance Corporation, the Tennessee Valley Author-
ity, and the Rural Electrification Administration.
When World War II erupted, and the federal
budget grew geometrically, Jones, as the man who
headed the RFC, the so-called "Fourth Branch of
Government," virtually presided over the econo-
my's shift to wartime production. Congress created
and placed under RFC control the Rubber Reserve
Company, the Metals Reserve Company, the Unit-
ed States Commercial Company, the Petroleum
Reserve Company, the Defense Plant Corporation,
the Defense Supplies Corporation, and the Smaller
War Plants Corporation. More than $40 billion
passed through Jones's hands during World War II.
It's no wonder that journalists often referred to
Roosevelt as "Mr. President" and Jesse Jones as
"The Czar." When the war ended, Jones retired to
Houston to manage his real-estate empire and to
engage in philanthropic activities. He died there in
1956.
See Also: RECONSTRUCTION FINANCE
CORPORATION (RFC).
BIBLIOGRAPHY
Jones, lesse H. Fifty Billion Dollars: My Thirteen Years with
the RFC (1932-1945). 1951.
Olson, lames S. Herbert Hoover and the Reconstruction Fi-
nance Corporation, 1931-1933. 1977.
Olson, James S. Saving Capitalism: The Reconstruction Fi-
nance Corporation and the New Deal, 1933-1940.
1988.
Timmons, Bascom. Jesse H. Jones: The Man and the States-
man. 1956.
James S. Olson
534
ENCYCLOPEDIA OF THE GREAT DEPRESSION
KAISER, HENRY
Henry John Kaiser (May 9, 1882-August 24, 1967)
became a national figure through involvement in
New Deal public-works projects and wartime de-
fense contracts. Initially a salesman in New York
and Spokane, Washington, Kaiser was a small-
scale contractor on highway projects in western
Canada and then California during the 1920s. Kai-
ser's business was transformed by major public-
works contracts, beginning with the Six Companies
consortium of western construction firms that won
the Hoover (Boulder) Dam contract in 1931. The
immense project required effective coordination of
a large workforce in hazardous conditions, major
investments in raw material supplies, and the con-
struction of Boulder City. Kaiser was the consor-
tium's key link to politicians, officials, and insiders
in Washington, D.C., during the bidding phase, and
he later maintained support and confidence during
the lengthy construction phase. Kaiser was a prime
example of a "government entrepreneur" and a
model for positive working relationships between
business and the government during the New Deal
era. Further public-works contracts followed the
Hoover Dam. When unsuccessful in bidding for the
prime contract for the Shasta Dam in northern Cali-
fornia in 1938, Kaiser won contracts to supply ce-
ment for the project, establishing Permanente Ce-
ment.
During World War II, Kaiser's contacts and am-
bition resulted in spectacular diversification into
shipbuilding, steel manufacturing, and the produc-
tion of magnesium and aluminium. All were major
elements in western economic development, in
which federal support and contacts, including Re-
construction Finance Corporation loans, were fun-
damental. Kaiser's public profile attained great
heights, aided by his own attention to public rela-
tions and by regular and favorable coverage in
Henry Luce's Time/Life media during the 1940s. In
1944 Roosevelt even considered Kaiser as a poten-
tial vice-presidential running mate. Kaiser's con-
struction companies maintained a tough relation-
ship with workers and unions, but beginning with
the Grand Coulee contract in 1938 Kaiser adopted
more liberal views on collective bargaining. The
Grand Coulee project included a medical-care plan,
and similar provisions were made for Kaiser's ship-
yard workers during the war. After 1945 the health-
care plan developed into the Kaiser Permanente
Medical Care Program, which proved his most du-
rable business. By contrast, a postwar venture into
car manufacturing via the Kaiser-Frazer company
was short-lived.
Kaiser's achievements depended on effective
networking to negotiate the complex but lucrative
535
KENNEDY
S E P H
challenges of federal contracting. Moreover, his
greatest achievements were in projects that fulfilled
the goals of key New Deal policymakers, whether
in public works, defence contracts, or efforts to in-
crease competition in monopolistic industries.
See Also: GRAND COULEE PROJECT.
BIBLIOGRAPHY
Adams, Stephen B. Mr. Kaiser Goes to Washington: The
Rise of a Government Entrepreneur. 1997.
Foster, Mark S. "Giant of the West: Henry J. Kaiser and
Regional Industrialization, 1930-1950." Business
History Review 59 (1985): 1-23.
Foster, Mark S. "Prosperity's Prophet: Henry J. Kaiser
and the Consumer/Suburban Culture, 1930-1950."
Western Historical Quarterly 17 (1986): 165-184.
Foster, Mark S. Henry J. Kaiser: Builder in the Modern
American West. 1989.
Kaiser, Henry J. Papers. Bancroft Library, University of
California, Berkeley.
Michael French
KENNEDY, JOSEPH P.
Joseph Patrick Kennedy (September 6, 1888-
November 19, 1969) amassed enormous personal
wealth as a businessman and became both the first
chairman of the Securities and Exchange Commis-
sion (SEC) and the first Irish-American Catholic to
be U.S. ambassador to Great Britain.
Kennedy was born in Boston, Massachusetts,
into an Irish-American family active in the local
Democratic Party. After an education at Boston
Latin School and Harvard University, he began a
successful business career. In 1914, at age twenty-
five, he became the country's youngest bank presi-
dent, heading the Columbia Trust Company. After
a brief period in shipbuilding during World War I,
he joined Hayden, Stone and Company, where he
developed expertise in stock dealing. In 1922, he
began to speculate in the stock market full-time,
quickly proving himself an exceptional corporate
predator and a skilled manipulator of Wall Street.
Kennedy portrayed himself as both talented and
lucky, but questionable ethics assisted his progress.
The Bostonian mastered the use of inside informa-
tion, participated in stock pools, and often sold
short, earning money from falls in stock prices.
Kennedy also invested in the film industry, creating
the famous Radio-Keith-Orpheum (RKO) corpora-
tion. Most accept that Kennedy also gleaned sub-
stantial profits from liquor trading during the prohi-
bition years, a process that demanded dealings with
organized crime syndicates. By the mid-1920s,
Kennedy's fortune was estimated at $2 million. This
wealth not only survived the Wall Street crash, as
Kennedy sold long-term holdings beforehand, but
was enhanced as he sold short to profit from the
crisis.
By 1931, Kennedy had entered politics by con-
tributing to Franklin D. Roosevelt's campaign cof-
fers and collecting donations from businessmen
who wished to remain anonymous. Arguably, Ken-
nedy also helped Roosevelt secure the 1932 Demo-
cratic Party nomination; by scaring his friend,
William Randolph Hearst, with tales that interna-
tionalist Newton D. Baker might be nominated,
Kennedy persuaded the influential Hearst to sup-
port Roosevelt.
In 1934, Roosevelt appointed Kennedy to the
SEC. The new commission was designed to regu-
late the worst corporate excesses, but conservatives
feared development of an anti-business agency.
Kennedy's appointment proved a masterstroke.
Portraying the SEC as improving conditions for
business, Kennedy bolstered investor confidence,
particularly by emphasizing negotiation and self-
enforcement over federal coercion. He established
an effective administrative system, with excellent
staff, and won respect from all quarters. Quickly
bored, Kennedy resigned in 1935. Roosevelt,
though, retained his ally, appointing Kennedy the
first chairman of the Federal Maritime Commission
in 1936.
Kennedy assisted the president beyond fund-
raising and winning business support for New Deal
measures. His friendship with Hearst proved use-
ful, and Kennedy also managed to temper the anti-
Roosevelt rhetoric of radio demagogue Father
Charles Coughlin. Yet, tensions developed between
Roosevelt and Kennedy. Kennedy's successes,
helped by his penchant for self-publicity, won press
536
ENCYCLOPEDIA OF THE GREAT DEPRESSION
KERR
FLORENCE
attention. Reflecting Kennedy's own ambitions,
coverage emphasized Kennedy's presidential po-
tential. When Kennedy resigned from the Maritime
Commission in 1937, and pressured Roosevelt to
appoint him ambassador to Great Britain, the presi-
dent obliged. Roosevelt took the opportunity to
maneuver a rival out of Washington before the 1940
election.
Kennedy's tenure as ambassador earned him
notoriety. In 1938, the threat of Adolf Hitler's Ger-
many loomed large. Kennedy worried that war
would jeopardize economic progress. Overlooking
the moral issues, he searched for accommodation
with the Nazis. Even as appeasement failed, Ken-
nedy made pro-German statements and advocated
U.S. neutrality. His claim that Britain lacked the will
and weaponry to resist German power upset his
hosts. Furthermore, Kennedy's position contrasted
with Roosevelt's growing internationalism. The
ambassador appeared ready to endorse isolationist
Republican Wendell Willkie in the 1940 presiden-
tial election. However, on returning to the United
States, Kennedy met with Roosevelt. While histori-
ans debate the deal agreed to, or blackmail em-
ployed, Kennedy endorsed Roosevelt's candidacy
two days later.
Shortly after the election, Kennedy blundered.
His statement that "democracy is all finished in En-
gland ... it may be here" drew overwhelmingly
negative public reaction. Amid the subsequent
furor, Kennedy and Roosevelt met again. No record
of the ten-minute meeting remains, but it left Roo-
sevelt furious. Kennedy resigned the ambassador-
ship in early 1941. Loathed for his defeatism and
estranged from his former ally, Kennedy never held
political office again. Instead, he groomed his sons
for political success, seeing his son, John F. Kenne-
dy, become president in 1961.
See Also: HEARST, WILLIAM RANDOLPH;
PROHIBITION.
BIBLIOGRAPHY
Beschloss, Michael R. Kennedy and Roosevelt: The Uneasy
Alliance. 1980.
De Bedts, Ralph F. Ambassador Joseph Kennedy,
1938-1940: An Anatomy of Appeasement. 1985.
Kennedy, loseph P. Hostage to Fortune: The Letters of Jo-
seph P. Kennedy, edited by Amanda Smith. 2001.
Kessler, Ronald. The Sins of the Father: Joseph P. Kennedy
and the Dynasty He Founded. 1996.
Whalen, Richard J. The Founding Father: The Story of Jo-
seph P. Kennedy. 1964.
Ion Herbert
KERR, FLORENCE
Florence Stewart Kerr (June 30, 1890-July 29, 1974),
women's relief work administrator, was born in
Harriman, Tennessee, but was early moved to Mar-
shalltown, Iowa. She graduated in 1913 from Grin-
nell College where both she and her classmate
Harry Hopkins were students of George Herron, a
teacher of Applied Christianity. She was teaching
English at Grinnell in 1930 when she was named a
member of Iowa's Unemployment Relief Council.
At the creation of the Works Progress Administra-
tion (WPA) Hopkins had her appointed as one of
five (later seven) regional directors of the WPA
Women's and Professional Division with head-
quarters in Chicago from which she supervised re-
lief work activities in thirteen midwestern states.
The most extensive of the projects she supervised
were sewing and library projects for women, but
she also oversaw work by men and women em-
ployed by the white-collar Federal Art, Music, The-
ater, and Writers' Projects.
Kerr was viewed as the strongest of the regional
supervisors and, as a longtime associate of Hop-
kins, she was named in December 1938 to replace
Ellen S. Woodward as WPA assistant administrator
for the Women's and Professional Projects (WPP).
She assumed those duties early in 1939 at a time
when executive reorganization reconstituted the
WPA as the Work Projects Administration under
the new Federal Security Agency. She faced diffi-
culties stemming from successive budget cuts and
the necessity to adapt toward defense preparedness
almost all of the work projects within her division.
For example, library programs were created for the
armed forces and defense-impacted area, and sew-
ing projects produced parachutes and sandbags.
She managed to retain most of the community-
centered and institutional service aspects of the
ENCYCLOPEDIA 01 THE GREAT DEPRESSION
537
KEYNES
JOHN
M A Y N A R D
women's program that were showcased in 1940 in
a nationwide "This Work Pays Your Community"
promotion touted by First Lady Eleanor Roosevelt.
Kerr especially defended before congressional com-
mittees nursery and daycare centers as vital for
mothers engaged in defense work. Many of the
women's projects remained until final liquidation of
the WPA in 1943.
From 1944 until her resignation from govern-
ment at the war's end, Kerr directed the war service
program of the Federal Works Agency. She then
became an executive with Northwest Airlines,
based in Minneapolis. In the mid-1950s she re-
signed and returned to Washington where she
died.
See Also: ROOSEVELT, ELEANOR; WOMEN, IMPACT
OF THE GREAT DEPRESSION ON.
BIBLIOGRAPHY
Florence Kerr interview (July 29, 1974), Columbia Oral
History Collection, New York.
Obituary, Washington Post, July 10, 1975.
Record Group 69, National Archives, Washington, D.C.
Swain, Martha H. Ellen S. Woodward; New Deal Advocate
for Women.1995.
Martha H. Swain
KEYNES, JOHN MAYNARD
John Maynard Keynes (June 5, 1883-April 21, 1946)
was a brilliant, colorful, and outspoken English
economist whose General Theory of Employment, In-
terest, and Money (1936) provided the academic ra-
tionale for governmental use of a compensatory fis-
cal policy in countering the peaks and valleys of
economic cycles. Keynes was born in Cambridge;
his father, John Neville Keynes, was a noted philos-
opher and economist, and his mother, Florence
Ada Keynes, was mayor of the city.
John Maynard Keynes was educated at the fin-
est British schools, Eton and then King's College,
Cambridge, becoming in his youth a part of the
Bloomsbury Group, which consisted of a dozen
privileged aesthetes, including Virginia Woolf, Lyt-
ton Strachey, and Clive Bell. Unsettled as to metier,
Keynes took a position with the Foreign Service,
but soon tired of his assignment at the India desk.
In 1915 Keynes joined the British Treasury staff,
distinguishing himself in the effort to manage na-
tional financing of World War I. He gained interna-
tional fame as a key member of the British delega-
tion to the Paris Peace Conference during the
drafting of the Versailles treaty in 1918 and 1919.
Deeply concerned about the vindictive peace treaty
and the impossible level of reparations imposed on
Germany, he published in 1919 The Economic Con-
sequences of the Peace, a book sharply critical of the
treaty and the heads of state who drafted it.
Keynes continued to write and offer advice on
public economic issues during the 1920s, publish-
ing at the end of the decade what he considered to
be his magnum opus, the two-volume A Treatise on
Money (1930). Critics noted that it failed to address
adequately key economic issues of the time, includ-
ing especially the relationship between production,
employment, and money. Keynes immediately
began to address the criticism through another
project, which became his General Theory.
Deeply concerned about the economic crisis of
the 1930s, Keynes quickly became persuaded of the
wrong-headedness of the widely held business
cycle theory of the time that advised policy makers
to let "natural" adjustment of money supply and
interest rates ameliorate the crisis without govern-
mental intervention. In Keynes's view, when times
were so bad that potential investors were unwilling
to borrow and initiate new enterprises, even with
interest rates near zero, the government should
step in and stimulate demand by borrowing and in-
vesting. Keynes advocated these views in an open
letter to Franklin D. Roosevelt published in the New
York Times on December 31, 1933, and in a meeting
with the president in June 1934. Yet, neither the let-
ter, the meeting with the president, nor the publica-
tion of the General Theory were significant in shap-
ing New Deal economic policy. When, during the
recession of 1937 to 1938, Roosevelt's advisors
moved him toward acceptance of a rationale for a
compensatory fiscal policy, they did so principally
on the basis of their independently-derived obser-
vations and experience.
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ENCYCLOPEDIA OF THE GREAT DEPRESSION
KEYNES
A N
ECONOMICS
Though Keynes had little direct influence upon
New Deal policy formation, his General Theory pro-
vided the most coherent after-the-fact academic
explanation for the crisis and recovery of the 1930s
and 1940s, and it became the foundation of postwar
economic policies and perspectives. In 1944 Keynes
was the chief British Treasury representative at the
Bretton Woods Conference held in New Hamp-
shire to provide a foundation for the postwar world
economy. His influence there helped in the design
and establishment of the World Bank and the Inter-
national Monetary Fund.
Keynes was knighted in 1942; his ideas, as in-
terpreted against the backdrop of the Great De-
pression, informed a generation of economic think-
ers and made him the best-known economist of the
twentieth century.
See Also: ECONOMISTS; KEYNESIAN ECONOMICS.
BIBLIOGRAPHY
Keynes, lohn Maynard. Essays in Persuasion. 1932.
Skidelsky, Robert. John Maynard Keynes: The Economist as
Savior 1920-1937. 1992.
Dean L. May
KEYNESIAN ECONOMICS
John Maynard Keynes (1883-1946) was a brilliant,
well-born British economist who during the Great
Depression laid the foundations for an alternative
to classical economics, which dominated economic
thought and policy in the Western democracies
from the late 1930s through the end of the century.
In the public mind, Keynes is most commonly
thought of as offering the rationale for a compensa-
tory fiscal policy to regulate the swings of economic
cycles. The centrality of his thought is underscored
by the efforts of scholars only in the last decade of
the twentieth century to evolve what they call a
post-Keynesian economics.
In the conclusion to his General Theory of Em-
ployment, Interest, and Money (1936) Keynes main-
tained that "the ideas of economists and political
philosophers, both when they are right and when
they are wrong, are more powerful than is com-
monly understood. Indeed the world is ruled by lit-
tle else." The twists and turns in the story of the role
of Keynesian economics during the Great Depres-
sion and its enduring connection to that crisis in the
public mind are fascinating and revealing.
Though he became well-known early in the
century through his critique of the Treaty of Ver-
sailles and considered his major work to be his two
volume A Treatise on Money (1930), Keynes is best
known for his General Theory, an uncharacteristical-
ly turgid and poorly organized tome that explained
in highly theoretical language how a calamity such
as the Great Depression could have happened and
what policies governments might employ in coun-
tering the extremes of business cycles.
From the beginning of his career Keynes was
keenly interested in the practical world and quick
to offer advice to politicians and public officials. He
did so frequently and eloquently during the 1920s
and the Great Depression. He was particularly con-
cerned about the state of the American economy,
which seemed more fragile than the British econo-
my and which was more sharply affected by the
stock market crash of 1929.
In April 1931 Keynes made a radio address to
the people of the United States, warning that busi-
nessmen and financiers were too optimistic and
that the Depression could easily last another five
years. A month later he came to the United States
to deliver a lecture at the University of Chicago in
which he argued that in the United States regula-
tion of credit would be more effective than public
works spending in countering the Depression. In
December 1933 Keynes wrote for the New York
Times a somewhat condescending open letter to
President Franklin Roosevelt, warning him to avoid
such reform measures as those undertaken by the
National Recovery Administration, that, as Keynes
saw it, were shaking business confidence and thus
impeding recovery. In June 1934 Keynes came to
the United States again, this time meeting person-
ally with Roosevelt, presenting calculations on the
level of spending needed to achieve recovery. Ac-
counts of the meeting suggest that the two were
mutually unimpressed.
Clearly, advice from Keynes was abundant. Yet
hardly anyone formulating policy at the time was
ENCYCLOPEDIA E THE GREAT DEPRESSION
539
K E Y N E S I A N
ECONOMICS
listening. Nevertheless, the essential components
of both his analytical framework and policy recom-
mendations were developed independently by ad-
ministration officials, especially presidential advi-
sors Stuart Chase and Harry L. Hopkins, several of
their staff, and Reserve Board Chairman Marriner
S. Eccles. All drew from their practical experience,
the work of a broad range of economists and advi-
sors, and most importantly, all were pressed by an
imperative to respond to the obvious human needs
that the crisis engendered. As Eccles later put it,
"we came out at about the same place in economic
thought and policy by very different roads." Thus,
one might be understandably suspicious of
Keynes's conclusion concerning the ideas of aca-
demics that "the world is ruled by little else."
Nonetheless, Keynesian economics ultimately
became, in the minds of some, almost synonymous
with the New Deal. Why so? Because Keynes of-
fered a powerful theoretical analysis of the eco-
nomic conditions underlying the crisis of the 1930s
at precisely the moment when Western democra-
cies were desperately in need of an authoritative
and coherent explanation of the Depression, and of
hope that there was a way out consistent with their
ideology.
Of initial concern was the duration and depth
of the Depression. Prevailing business cycle theory,
offered by eminent scholars such as Jacob Viner and
Wesley C. Mitchell, proposed that cycles were an
inevitable, even necessary, part of the progression
of capitalist economies. During downturns the de-
cline in prices, wages, and interest rates would
reach a point where investors could not resist the
potential profits these conditions offered and would
start borrowing, investing, and propelling the econ-
omy back onto an upward trajectory. Similarly, in
upturns, high prices, wages, and interest rates
would restrict investment and lead to a downturn.
The implication for policy was that governments
should intervene as little as possible and let "natu-
ral" forces right the economy in their own due time.
Yet during the Great Depression the downturn
went deeper and lasted longer than anyone had
imagined, and still no "natural" forces were leading
to recovery. It seemed that the economy might not
be self-correcting and could reach equilibrium at le-
vels far below full employment and adequate living
standards.
The use of public works to offer jobs to the un-
employed and build public infrastructures at mini-
mal cost had become legitimized during the 1920s.
Herbert Hoover had implemented such programs
before leaving office and the policy was continued
in the New Deal under Harold Ickes's Public Works
Administration. Yet federal spending for relief was
regarded by both Hoover and Roosevelt as an expe-
dient to mitigate suffering, a galling necessity (and
hence a symbol) of bad times. It was difficult for
them to accept spending, other than on well-
planned and needed public works, as a deliberate
and continuing instrument of economic policy.
Moreover, how could one reasonably argue that tax
money given back to taxpayers, who would have
spent it had the government not taken it in taxes,
could provide a stimulus to the economy?
These concerns could be pushed to the back-
ground as long as there seemed to be progress,
however halting, towards recovery. But when the
recession of 1937 struck, the nation was faced with
not a Hoover but a "Roosevelt Recession," which
had to be addressed. The domestic political impli-
cations were clear to New Dealers, but so also were
the implications for the worldwide ideological
struggle among fascism, communism, and liberal
democracy.
As the recession deepened during the winter of
1937 and 1938 there were widespread complaints
in the press that the administration was adrift and
had no coherent policy, a criticism that could justly
be applied to the various pragmatic, need-driven
programs of the early New Deal. Secretary of the
Treasury Henry Morgenthau, Jr., urged a return to
a balanced budget. Eccles, Hopkins, and others
urged a resumption of spending. The president fi-
nally resumed spending, but only after being pres-
ented with arguments that the policy was consis-
tent with American historical experience and with
liberalism, and that the resulting growth would
bring in enough to pay back the deficits incurred.
That decision was announced in April 1938. By
August there were clear signs of recovery and it was
assumed by all that the renewed spending program
had caused the recovery. But by the time the reces-
5t0
ENCYCLOPEDIA OF I H E GREAT DEPRESSION
KEYNES
A N
ECONOMICS
sion struck, the General Theory was being read and
avidly embraced by young American economists
within and outside of the administration. Several
addressed the recession crisis by restating Keynes's
ideas in a brief, accessible manifesto, An Economic
Program for American Democracy, published in No-
vember 1938. The book was, in effect, a simplified,
policy-oriented, Americanized distillate of Keynes's
General Theory. It immediately became a best seller.
Eccles was so impressed with its argument that he
used his personal funds to buy copies for every
member of the U.S. Congress. The Washington Star
called it "the first authentic attempt to tell compact-
ly and in simple language the complete economic
and social ideology of the New Deal." The Boston
Globe concluded that "for the first time the effects
of haphazard spending and investment policies of
the New Deal are dispassionately analyzed and
given academic sanction."
Of course, as economists and other policy mak-
ers were beginning to understand, the base of that
academic sanction was Keynes's General Theory. In
it Keynes provided elaborate explanations for why
it was possible for the economy to reach equilibri-
um at levels well below full employment. His analy-
sis of "liquidity preference" explained that in some
circumstances potential investors might wish to re-
tain rather than invest their resources. Thus, con-
trary to classical economic theory, interest rates
could fall to zero without attracting new invest-
ment. His description of the "propensity to con-
sume" explained what proportion of incomes citi-
zens would, under various circumstances, re-inject
into the economy through consumption. His "mul-
tiplier" concept borrowed from economist R. F.
Kahn to offer clearer answers to the question of
how much stimulus would be given by a specific
amount of public investment as it moved through
the economy. The multiplier concept offered the
possibility of predicting levels of increased econom-
ic activity and tax yields, and thus assurance that an
invigorated economy could eventually pay the defi-
cits such investment created.
None of these ideas appeared early enough in
analytical form to affect New Deal policy, including
even the resumption of spending in 1938. They did,
however, as the Boston Globe reporters understood,
provide academic sanction and legitimization of
that policy. Informed observers quickly came to
conflate Keynesian economics and the later New
Deal. As Eccles put it, New Deal policies, now bol-
stered by Keynes's academic sanction, offered
"some assurance that we can go forward in the fu-
ture."
Keynes, the economic theorist, had little direct
influence on the formulation of policy. The world,
in fact, was ruled by others. But his work suggested
that the United States was on the right path and
thus brought hope and promise to a generation of
young academics disheartened by the ideological
choices that leaders of Italy, Germany, Spain, and
Japan had made in their efforts to cope with the
Great Depression. As the United States spiraled
into recession in 1937, Western civilization seemed
to hang in the balance. And in the minds of those
persuaded by Keynes, the "academic scribbler," by
explaining what was happening, had tipped that
balance in the direction of the liberal democracies.
Having thus grasped a hand of rescue at so critical
a time, it is understandable that over six decades
later Keynesian economics continued to be the pre-
dominant paradigm for economic thought and pol-
icy in much of the world, including even most so-
cieties that had once embraced fascism and
Marxism.
See Also: ECONOMISTS; KEYNES, JOHN MAYNARD.
BIBLIOGRAPHY
Feis, Herbert. The Fiscal Revolution in America. 1969.
Hamouda, O. F., and B. B. Price, eds. Keynesianism and
the Keynesian Revolution in America: A Memorial Vol-
ume in Honour of Lorie Tarshis. 1998.
May, Dean L. From New Deal to New Economics: The
American Liberal Response to the Recession of 1937.
1981.
Pasinetti, Luigi L., and Bertram Schefold, eds. The Impact
of Keynes on Economics in the 20th Century. 1999.
Wells, Paul, ed. Post-Keynesian Economic Theory. 1995.
Dean L. May
ENCYCLOPEDIA E THE GREAT DEPRESSION
5tl
K E Y S E R L I N G
LEON
KEYSERLING, LEON
Leon Hirsch Keyserling (January 22, 1908-August
9, 1987) was a leading New Deal economic and
legal adviser. After working briefly in the Agricul-
tural Adjustment Administration (AAA), he served
as Senator Robert F. Wagner's chief legislative aide
from 1933 to 1937. From 1937 until 1946, Keyser-
ling was the general counsel for federal housing au-
thorities. His last government appointment was as
a member of President Harry S. Truman's Council
of Economic Advisers (CEA).
Born in Charleston, South Carolina, the son of
Jewish immigrants, Keyserling graduated from Co-
lumbia University in New York in 1928 and re-
ceived a law degree from Harvard University in
Massachusetts in 1931. He returned to Columbia
for graduate work in economics with institutional
economist Rexford Tugwell. Keyserling soon fol-
lowed Tugwell to Washington, working first for the
AAA and then for Wagner. In helping to draft the
1935 National Labor Relations Act, also called the
Wagner Act, Keyserling incorporated a purchasing
power rationale into its preamble. In addition to
quelling industrial unrest, the Wagner Act sought
to restore equality of bargaining between employ-
ers and employees so that workers could bargain
for higher wages that would in turn sustain con-
sumer demand. A strong labor movement could co-
ordinate wages and profits to bring about economic
recovery and prevent a return of economic decline.
Keyserling believed that only trade unions orga-
nized by industry with majority representation
could serve as an effective check on corporate
power. Having seen the failures of the labor provi-
sions in section 7a of the National Industrial Recov-
ery Act, Keyserling sought to insure that the Wag-
ner Act endowed workers with sufficient rights to
representation on the shop floor and created the
National Labor Relations Board to enforce those
rights.
In addition to the maldistribution of income,
the other major problem that Keyserling and other
New Dealers saw was the failure of the heavy goods
industry, which was responsible for so much unem-
ployment. The Wagner-Steagall Housing Act of
1937, which Keyserling helped to draft, was intend-
ed to help stimulate the production of durable
goods by giving a boost to home construction. After
its passage, Keyserling used his authority as the
general counsel for the United States Housing Au-
thority to lobby for increased federal spending and
government insured loans for home construction.
In 1940, Keyserling married Mary Dublin, exec-
utive secretary of the National Consumers' League.
At the end of the war, Keyserling helped to draft the
Employment Act of 1946 to commit the govern-
ment to maintaining maximum employment, pro-
duction, and purchasing power. The Act created the
CEA, on which Keyserling served until 1953, first as
vice-chairman and then as chairman. In the post-
war period, Keyserling continued to support a vig-
orous labor movement as the way to redistribute
national income and sustain economic growth. In
the 1960s, he emerged as a leading critic of the
Kennedy era tax cuts, arguing that they ignored
fundamental questions of income distribution.
See Also: INCOME DISTRIBUTION; NATIONAL
LABOR RELATIONS ACT OF 1935 (WAGNER
ACT).
BIBLIOGRAPHY
Flash, Edward S., Ir. Economic Advice and Presidential
Leadership: The Council of Economic Advisers. 1965.
Irons, Peter. The New Deal Lawyers. 1982.
Louchheim, Katie, ed. The Making of the New Deal: The
Insiders Speak. 1984.
Meg Tacobs
KRISTALLNACHT
Kristallnacht was the first massive, government-
endorsed, violent action against Jews in Nazi Ger-
many's Third Reich. It occurred on the night of No-
vember 9/10, 1938, and its name, German for "crys-
tal night," stems from the enormous amount of
broken glass that covered the streets the following
morning.
The violence was precipitated by the govern-
ment's decision to round up fifteen thousand Polish
Jews in Germany late in October 1938, even though
5W
ENCYCLOPEDIA OF THE GREAT DEPRESSION
K R I S T A L L N A C H T
Pedestrians in Berlin pass by the shattered window of a Jewish-owned shop that was destroyed in November 1938 during
Kristallnacht. National Archives and Records Administration, Courtesy of United States Holocaust Memorial Museum Photo
Archives
it knew that the Polish government was not willing
to grant them entrance visas. The family of Her-
schel Grynszpan, a Polish youth living in Paris, was
among those left in a precarious situation on the
border between Germany and Poland. In retalia-
tion, Grynszpan assassinated Ernst vom Rath, the
Third Secretary at Germany's embassy in Paris.
Vom Rath died in the afternoon of November 9,
and the news reached Adolf Hitler that evening,
which was the anniversary of his attempt to over-
throw the Weimar Republic in 1923. Hitler met
with his propaganda chief, Joseph Goebbels, and
soon thereafter orders to wreak havoc on Jews were
given to the Nazi paramilitary force, the Sturm-
abteilung, or SA.
This night resulted in widespread destruction of
Jewish homes, businesses, and synagogues. The SA
also took action against spiritual objects as they
forced rabbis and other Jews to desecrate the Torah
and to stand inside of synagogues and read from
Mein Kampf. The SA smashed windows and set
buildings ablaze. Over one hundred Jews were
killed in this night of violence. The SA, assisted by
Schutzstaffel (SS) troops, also engaged in the first
major round-up of German Jews. They seized ap-
proximately 25,000 Jewish men and placed them in
ENCYCLOPEDIA OF THE GREAT DEPRESSION
5U
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5 T A L L N A C
the concentration camps of Dachau, Buchenwald,
and Sachsenhausen. The attacks on the Jewish
communities of Germany resulted in the destruc-
tion of over two hundred synagogues and more
than seven thousand Jewish-owned businesses.
The Third Reich declared that the Jewish communi-
ties had to pay a fine in the amount of one billion
reichsmarks as punishment.
While many Jews had earlier believed that
Hitler would eventually be taken out of power,
Kristallnacht signaled a different kind of Germany,
one that threatened their lives directly. The push to
emigrate intensified, but would-be emigrants faced
many barriers. The Third Reich blocked their bank
accounts, and countries would not accept immi-
grants who could not provide for themselves. In
1939, 185,000 Jews emigrated, but often they could
only obtain entrance visas for another European
country. Once the German occupation of Western
Europe began in 1940, they were back under the
control of the Third Reich, and many of these refu-
gees were shipped to killing centers in the east dur-
ing the Holocaust.
In response to the pogrom, on November 15
President Franklin D. Roosevelt announced that he
had taken the unusual step of recalling the Ameri-
can ambassador to Germany for consultation. Roo-
sevelt stated that the recent events in Germany had
shocked him, but reiterated that additional visas
would not be made available for Jewish refugees.
Within the week, however, Roosevelt did agree to
extend the visas of approximately 14,000 Jews who
had entered on tourist visas until they had fulfilled
citizenship requirements. One of the Jews who
benefited from this decision was Albert Einstein.
See Also: ANTI-SEMITISM; EUROPE, GREAT
DEPRESSION IN; HITLER, ADOLF.
BIBLIOGRAPHY
Abzug, Robert H. America Views the Holocaust, 1933-
1945: A Brief Documentary Reader. 1999.
Kaplan, Marion. Between Dignity and Despair: Jewish Life
in Nazi Germany. 1996.
Pehle, Walter, ed. November 1938: From "Reichskristall-
nacht" to Genocide, translated by William Templer.
1991.
Thalmann, Rita, and Emmanuel Feinermann. Crystal
Night: 9-10 November 1938, translated by Gilles Cre-
monesi. 1974.
Yahil, Leni. The Holocaust: The Fate of European Jewry,
1932-1945, translated by Ina Friedman and Haya
Galai. 1991.
Laura J. Hilton
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ENCYCLOPEDIA OF THE GREAT DEPRESSION