L
/-/. /.J,
A HISTORY and DE-
SCRIPTION of ROMAN
POLITICAL INSTITUTIONS
BY
FRANK FROST ABBOTT
PROFESSOR OF LATIN IN THE UNIVERSITY OF CHICAGO
EX LIBRIS
ST, BASIL'S SCHOLASTICATE
BOSTON, U.S.A., AND
GINN & COMPANY, PUBLISHERS
SUfjenarttm |Jrrsfi
1901
ENTERED AT STATIONERS' HALL
COPYRIGHT, 1901
BY FRANK FROST ABBOTT
ALL RIGHTS RESERVED
PREFACE
THIS book is intended to serve as an introduction to the
study of Roman political institutions for those who may
wish to carry on more extended investigations in that field,
and to give a reasonable acquaintance with the subject to
the student of Roman life and literature. It may be said
with truth that the art and literature of Rome never had a
distinctively national character. Both are hybrid products.
Her political institutions, however, are essentially her own,
and are, one might almost say, the only characteristic prod-
uct of the Roman genius. We have tacitly recognized how
large a place they fill in Roman history, and how valuable
an inheritance they have been to modern civilization, but
strangely enough we have almost entirely neglectM the
study of them in this country. This neglect seems the
more surprising since, from the disciplinary point ol. view,
perhaps no subject furnishes a better training in practical
logic or gives us a clearer insight into the workings of the
average human mind. These facts have been mentioned,
not for the purpose of offering a plea for the study of
Roman political institutions, but rather in explanation of
the reasons which led to the writing of this book.
My aim has been to give a connected view of the devel-
opment of the constitution from the earliest times down
through the accession of Diocletian. Each one of the three
IV
PREFACE
periods in its history, — the monarchical, the republican,
and the imperial, — is presented as a unit, and its institutions
are treated first on the historical, then, on the descriptive,
side. The historical treatment seemed to me necessary
because without it one cannot get a conception of the con-
stitution as an organic whole nor can one understand how
the relation of the several parts to one another determined
in large measure the development of each. On the other
hand, few students will get a complete view and a clear
idea of any one institution without a separate description
of it. The book is so arranged, however, that teachers who
wish to do so may use either the historical or the descrip-
tive part separately.
The brevity at which I have aimed has made it necessary
&t times in discussing controverted questions to content
•myself with stating what seemed to me the most probable
theory. It has possibly at other points led to the omission
of certain details whose presentation might modify the
reader's conception of the institution in question. If this
has given a dogmatic tone to any part of the work, I hope
that the defect has been corrected by the fact that refer-
ence has been made to the sources for almost every impor-
tant statement, and that modern literature has been freely
, cited, so that the reader may form an independent judg-
ment or may acquaint himself with the views held by others
on the matter in question.
Of the works which I have found of service in the prepa-
ration of this book I would mention my great indebtedness
PREFACE V
to the treatises on the Roman constitution by Mommsen,
Herzog, Willems, and Schiller, and to the general histories
of Niese, Schiller, and Pelham. I wish also to express my
gratitude to Professor F. G. Moore, of Dartmouth College,
to Professor Edward Capps and Dr. E. A. Bechtel, of the
University of Chicago, for the many valuable suggestions
which they have made while the book was passing through
the press, and to Dr. J. D. Wolcott and Mr. Tenny Frank,
of the University of Chicago, and to Dr. W. K. Clement,
of the Northwestern University, for assistance in verifying
the references.
FRANK FROST ABBOTT
CHICAGO, July i, 1901
CONTENTS
PART I — MONARCHICAL PERIOD
Section I — Historical
CHAPTER PAGE
I. ROME UNDER THE KINGS I
Section n — Descriptive
II. MONARCHICAL INSTITUTIONS 12
PART II — REPUBLICAN PERIOD
Section I — Historical
III. THE PATRICIAN CITY 24
IV. THE STRUGGLE BETWEEN THE ORDERS .... 41
V. THE SUPREMACY OF THE NOBILITAS 63
VI. THE STRUGGLE BETWEEN THE DEMOCRACY AND
THE NOBILITAS 94
VII. THE PERIOD OF TRANSITION 129
Section n — Descriptive
VIII. THE ATTRIBUTES OF MAGISTRACY 150
IX. THE SEVERAL MAGISTRACIES 175
X. THE SENATE 220
XL THE PEOPLE 245
vii
viii CONTENTS
PART III — IMPERIAL PERIOD
Section I — Historical
CHAPTER PAGE
XII. THE ESTABLISHMENT OF THE EMPIRE . . . . 266
XIII. FROM TIBERIUS TO NERO 289
XIV. THE FLAVIAN EMPERORS 305
XV. FROM NERVA TO SEPTIMIUS SEVERUS 317
XVI. THE EMPIRE OF THE THIRD CENTURY AND THE
REFORMS OF DIOCLETIAN 329
Section n — Descriptive
XVII. THE EMPEROR 341
XVIII. IMPERIAL OFFICIALS 359
XIX. THE MAGISTRACIES 374
XX. THE SENATE ..." 381
XXI. THE PEOPLE 388
APPENDIX I. SENTENTIAE, SENATUS CONSULTA, AND OTHER
DOCUMENTS 401
APPENDIX II. SOME PASSAGES, DEALING WITH POLITICAL
INSTITUTIONS, FOUND IN LATIN WRITERS . . . 414
INDEX 429
ROMAN
POLITICAL INSTITUTIONS
PART I- -MONARCHICAL PERIOD
SECTION I — HISTORICAL
CHAPTER I
ROME UNDER THE KINGS
I . The Gens. The basis of political organization among
the early Romans was the gens or clan. This unit of organ-
ization, which in one form or another is common to the
Indo-European peoples, retained many of its characteristics
and some measure of its social and political importance to
a very late period. Cicero describes the gentiles of his day,
or the members of a clan, as those who could trace their
lineage back to a common ancestor, who could claim that
their ancestors had all been freemen, and who were in pos-
session of their full rights. The civil and political rights
of the individual came to him as a member of a family
belonging to a gens, and, since membership in a particular
gens was indicated by the possession of the nomen gen-
tilicium, or clan name, the legal and social importance
which attached to the name is readily understood. In
fact, in the earliest period, even the right £p use the land,
i
2 MONARCHICAL PERIOD: HISTORICAL
which was the property of the clan as a whole, was enjoyed
by the individual only by virtue of his membership in one
of those organizations. Attached to the various gentes, or
to families belonging to the gentes, were hereditary depend-
ents called dientes, who enjoyed some of the privileges
of members of a clan, and in return therefor owed to their
patronus such services as assisting in the payment of his
ransom, if captured in time of war, and contributing to
his daughter's dower. The control of clan affairs rested
probably with the members of the clan, or with its repre-
sentatives. Had the organization been under the head-
ship of an individual, some traces of such a system would
be discernible in historic times.
2. Pagi and their Confederation. The simplest purely
political community was formed by the settlement of sev-
eral clans about an arx or fortified point. These com-
munities, called pagi, were, like the gentes, either purely
democratic, or controlled by the elders. The union of
"hill settlements" adjacent to one another for mutual
protection in trade intercourse naturally followed. Per-
haps several of these confederacies were formed in Latium,
but of course the confederacy of greatest historic impor-
tance is the one having Alba Longa for its common point of
meeting. The choice of that town as the place at which,
even in historic times, the members of the confederacy met
to offer a joint sacrifice to Jupiter Latiaris, shows plainly
enough that Alba Longa was originally at the head of the
league, but before the dawn of history Rome had suc-
ceeded her in the headship of at least this group of
communities.
3. The Founding of Rome. According to the pictur-
esque account which Roman writers have left us in prose
and verse of tl|e founding of their native city, Rome was
ROME UNDER THE KINGS 3
an offshoot of Alba Longa, since Romulus and Remus were
grandsons of Numitor, the last of the line of Alban kings
who traced their lineage back to Ascanius, the son of
Aeneas. The tradition which traced the beginnings of
Rome to a descendant of Aeneas is only one of the many
accounts which sought to bring Rome into connection with
Greece. The stories of Evander, of Heracles, and of the
Pelasgi, as they are recounted, for instance, by Livy, illus-
trate the same tendency. Greek and Roman writers dated
the founding of the city all the way from 753 to 747 B.C.
The first mentioned date, which Varro adopted, is perhaps
the one most commonly accepted by the ancients. From
this time to the establishment of the republic, in 509 B.C.,
seven kings reigned, by name Romulus, Numa Pompilius,
Tullus Hostilius, Ancus Marcius, L. Tarquinius Priscus,
Servius Tullius, and L. Tarquinius Superbus.
4. The Regal Period. According to tradition, the first
king laid the political foundations for the city, by creating
the senate, and by dividing the people into curiae. He
also extended Roman power by successful wars. Numa
Pompilius is the antithesis, in many ways, of Romulus.
He organized priesthoods, established religious rites, and
sought to develop the religious life of the people. It was
the main purpose of Tullus Hostilius, as it had been that
of Romulus, to extend the material power of Rome. Ancus
Marcius, the fourth king, represents in a way the two types
in combination. The peaceful development of Rome was
furthered in his reign by the founding of Ostia and the
bridging of the Tiber, while her prestige in war was main-
tained with success. To L. Tarquinius, who was a Greek
by descent, but came to Rome from Tarquinii in Etruria,
many of the great public works of Rome, notably the
Circus and the Cloaca Maxima, were attributed. He
4 MONARCHICAL PERIOD: HISTORICAL
distinguished himself likewise in wars against the Latins and
Etruscans.
After Romulus, Servius Tullius was regarded as the
great political organizer of the Romans. To him tradi-
tion ascribed the division of the people into classes and
centuries, the introduction of the tribus as a local unit of
organization, and the completion of the great encircling wall.
Tarquinius Superbus is the typical tyrant, and the outrage
of Lucretia by his son Sextus marked the climax of the
autocratic course pursued by his family, and led to the
overthrow of the monarchy.
5. Sources of the Traditional Account. As has been
stated already, the part which the Greeks played in the
creation and elaboration of the story of the founding of
Rome, and of its history under the kings, is discernible
at many points. More or less cleverly dovetailed into
these productions of the Greek fancy, or into the tales bor-
rowed from Greek history, are folklore stories, explanations
invented at a comparatively late date to account for the
existence of ancient monuments, of old customs and long-
established institutions, and some residuum of authentic
tradition. These are the main elements in the traditional
accounts set down, for instance, by Livy in the first book
of his history, and by Cicero in his de Re Publica. So
far as we know, a literary form was first given to the story
by Fabius Pictor in his history of the Punic wars in the
third century. Out of this account the finished produc-
tions of the late republic and early empire developed,
thanks to the additions and embellishments of successive
generations.
6. The Making of Rome. It would take us too far from
our purpose to analyze the traditional accounts of the early
history of Rome, and to separate from one another the
ROME UNDER THE KINGS 5
constituent elements mentioned above. It is important for
us, however, to note certain parts of the story which can be
established with certainty, or with a high degree of proba-
bility. We can, for instance, rely upon the fact that the
original settlement out of which the city of Rome devel-
oped was made on the left bank of the Tiber, about fifteen
miles from the mouth of the river. Some portions of the
wall of the old Palatine settlement are still in situ, and
from them the compass of the early city can be fairly
well determined. Independent settlements existed on the
Quirinal, the Esquiline, the Capitoline, and the Caelian
also. These hills with the citadels upon them were places
of refuge also, in case of necessity, for the settlers upon
the adjacent plains, and at a very early date all these hill
settlements were fused into a single city. The territory of
this unified community was first extended, by conquest, to
the south of the city, and along the left bank of the
Tiber to its mouth. Tradition is undoubtedly right in
dating expansion in this direction from the early part of
the regal period.
7. Its Population. The various traditions connected
with the founding of the city agree in stating that the
population of Rome was divided into three parts. Accord-
ing to the commonly accepted form of the tradition, these
three parts, the Ramnes, Tities, and Luceres, were inde-
pendent elements of different origin, the Ramnes being
the original settlers of Roma quadrata, the Tities a Sabine
community, while the identity of the Luceres was a matter
of as great uncertainty to the ancients as it is to us to-day.
Some modern writers are inclined to accept this view of
the case. Others find in the division of the community
into three " tribes " only an instance of the adoption of a
system of political organization which was not unknown to
6 MONARCHICAL PERIOD: HISTORICAL
other Italian communities. The term tribus can of course
be urged in support of the latter view. The exact truth
in the matter will probably never be known. It may be
regarded as highly probable, however, that the original
Latin community was reinforced by a colony of Sabine
invaders, which in course of time was completely fused
with the Palatine settlements into a harmonious political
organization.
8. Early Form of Government. We have already seen
reason to believe that the affairs of the clan were managed
by the members or by the elders, who represented it.
With the founding of the city a new and predominant
element was introduced into the political organization. The
clans which were fused into a single community agreed in
accepting a single political head, called a rex, who was to
hold his position for life, while the elders or patres of the
various gentes formed the king's council. To this body
the control of the state fell on the death of the king.
9. Treatment of Conquered Peoples. The history of
Rome under the kings falls naturally into two epochs.
The second of these two periods covers the reigns of the
last three kings, and is characterized by the extension of
Rome's territory, by the development of the plebs and
their partial incorporation in the body politic, by the
appearance on the throne of kings of foreign birth, and
by the fact that the monarchy became hereditary. The
ambitious policy of conquest which the Tarquins adopted
was attended with success, but it brought the Romans face
to face with difficult political questions of great importance.
What disposition should be made of conquered territory ?
What standing should conquered peoples have in the state ?
The first problem was solved in most cases by the perma-
nent occupation of a part of the newly acquired territory
ROME UNDER THE KINGS 7
by the Roman state as ager publicus, and the assignment
of the rest to the conquered people with the right of use,
under certain conditions, but not of full ownership. A
majority of those who lived in these subjugated districts
probably accepted these conditions and remained upon the
land, but some of them came to Rome and settled there.
In a few cases the most prominent families among the new-
comers were admitted to the full rights of citizenship. This
was perhaps the plan adopted in the case of Alba Longa.
According to Livy's narrative, after the destruction of that
city, its leading clans were admitted among the gentes,
and their representatives were made patres. Such gener-
ous treatment of conquered peoples was, however, excep-
tional. Ordinarily, if we except those who were brought
to Rome as slaves, newcomers, whether they came to the
city after the conquest of their native land, or were attracted
to it by the possibilities of gain which its growth held out,
assumed one of two positions in the community. They
either attached themselves as clientes (cf. p. 2) to the
representatives of prominent Roman families and gained
certain rights and privileges through their patroni, or, while
maintaining their personal freedom, they were thought of
as bearing to the king a relation similar to that which the
client bore to his patron. This second class of inhabitants
was probably augmented by the gradual release of many
clients from the performance of the duties which they
owed to their patrons. In these two ways a new element
developed in the community, which had no part in the
management of affairs, an element whose very name of
plebes indicated its lack of organization.
10. Plebeians enrolled in the Army. But this narrow
policy, which not only denied to a large part of the commu-
nity all political privileges, and civil rights in some measure,
8 MONARCHICAL PERIOD: HISTORICAL
but also exempted the same element from the necessity of
performing military service, was entirely out of harmony
with the career of conquest on which the Roman state
had entered. The farther the limits of the Roman terri-
tory were extended, the more pressing became the need
of more fighting men to hold in check the newly subdued
peoples within its confines, and to ward off the attacks of
enemies from without. The king, as chief executive of the
state and commander-in-chief of the army, felt the necessity
first and most keenly, and tradition is undoubtedly right in
stating that on one or two occasions he took the initiative,
with more or less success, in admitting some plebeians to
the rights of citizenship. The citizens were naturally loath
to lose part of their privileges by sharing them with others,
but the military necessities of the case forced them to make
certain concessions, and under the constitution which is
connected with the name of Servius Tullius the plebeians
as well as the patricians, the members of the old gentes,
were enrolled in the army. We cannot say with certainty
what concessions on the part of the patricians made the
plebeians willing to undergo the hardships and expense of
military service, and insured their loyalty to the state. It
would seem, however, to have been the concession of the
right to the full ownership of land, which had probably
been denied to them before. From this time on, the ple-
beians had a stake in the community, and it was to their
interest to maintain order within its limits and to protect it
from its enemies. This change in their position was of no
immediate political significance. They were still excluded
from any share in the management of the state, but the estab-
lishment of an organization, of which plebeians as well as
patricians were members, even though it was a body of a
military character, had political possibilities for the future.
ROME UNDER THE KINGS 9
11. The Results of Rome's Narrow Policy. It may have
been well for the ultimate development of Rome that the
members of the old gentes adopted the narrow policy of
retaining all political power in their own hands. Had they
followed the precedent which Tullus Hostilius seems to
have set in the case of Alba Longa, and admitted new
gentes on a par with the old ones, the narrow tribal basis
of the state might have lasted for an indefinite time. Under
the ungenerous policy which was adopted, the right to
control the internal and the foreign affairs of the state was
the hereditary privilege of a comparatively small body of
men. Over against them was a large and rapidly growing
element in the community whose intolerable position would
force it to break down the opposing barriers, and thus to
overthrow the tribal system on which the state was based.
In this connection it is significant that the new Servian
organization recognized the individual as an individual and
not solely as a member of a certain clan, and that the
members of the new body were classified on the basis of
their property and not of their family connections.
12. Etruscan Supremacy. It is very difficult to under-
stand the foreign relations of Rome during the reigns of
the last three kings, which we are now considering. Accord-
ing to tradition, the first of the three, Tarquinius Priscus,
during the reign of his predecessor, Ancus Marcius, came
to Rome from Tarquinii in Etruria, and on the death of
the king succeeded to the throne. It has been suspected
that under the guise of the Etruscan ancestry of Tarquin
the conquest of Rome by the Etruscans has been con-
cealed, and it is true that many changes attributed to the
Tarquins may be urged in support of this hypothesis, but
this conclusion is at least open to serious doubt. The
favorable location of the city and its rapid growth would
10 MONARCHICAL PERIOD : HISTORICAL
undoubtedly attract many strangers to the city. These
newcomers, as we have already observed, were in some
cases admitted to the full rights of citizenship, and it would
not have been an extremely difficult thing for one of these
naturalized citizens, if he were a leader of skill and ability,
to gain the throne. Such a leader the first of the Tarquins
seems to have been, and there is no sufficient reason for
refusing to accept the tradition of Tarquinius Priscus at
its face value.
13. Political Changes. The form of government under-
went a noteworthy change under the Tarquins in the sub-
stitution of an hereditary for an elective monarchy, and
in the subordination of the senate to the king. The first
of these two changes is indicated plainly enough by the
kinship existing between the last three kings, and by the
passage of the scepter to Servius Tullius and to Tarquinius
Superbus without the observance of the interregnum. The
fact just mentioned illustrates also the autocratic attitude
which the reigning family assumed toward the senate. On
the death of the king under the old regime the auspicia
reverted to the senate, and that body, through representa-
tives chosen from its own number, exercised the supreme
executive power. The assumption of power by Servius
Tullius and Tarquinius Superbus, neque populi iussu neque
auctoribus patribus (Liv. I. 49. 3), made a serious breach in
the theory that the senate was the ultimate depositary of
supreme power, gave a dangerous continuity to the king's
office and prevented the choice by the senate of a monarch
satisfactory to it.
The jealousy which the patricians felt at this usurpation
of power by the king led to the overthrow of the monarchy.
There are some indications of a rapprochement between the
ROME UNDER THE KINGS II
king and the plebeians, but the plebeians were exhausted
and embittered by long-continued service in the army and
by forced labor in the construction of public works, so that
they either did not come to the defense of Tarquinius
Superbus, or helped the patricians to overthrow him.
SECTION II — DESCRIPTIVE
CHAPTER II
MONARCHICAL INSTITUTIONS
14. Sources of Information. The same difficulties which
beset one's path in seeking to trace the course of political
events during the regal period bring to naught in some
respects every effort to gain a clear conception of the
political institutions of the epoch in question. Our knowl-
edge of these institutions is derived in the main from tra-
dition, from the explanatory statements of Latin writers,
and from an investigation of the political institutions of the
republican period. Some further light is thrown on early
institutions by an investigation of early laws, treaties, legal
and religious formulae, and by a study of the fundamental
meaning of the titles of the several offices, as in the case of
the quaestores parricidii.
Let us confine our attention for the present to the three
principal sources, noting at the outset some of the points
at which these sources must be used with caution. Many
of the descriptions which we find in Livy of the Roman
constitution under the kings owe their existence to a delib-
erate attempt at a later date to account for a political term
or usage or institution, which in course of time had lost its
original meaning. This same inventive tendency vitiates in
some measure the explanations made by the later antiqua-
rians, whose views are also more or less colored by their
iz
MONARCHICAL INSTITUTIONS 13
knowledge of the form which an ancient institution had
taken in their own day. So, for instance, historians and
antiquarians of the first century B.C. may have been led by
their knowledge of the constitutional character of the con-
sulship to assume erroneously that certain corresponding
constitutional restrictions were put on the power of the
king. It is evident that in using the third source of infor-
mation, that is, in reconstructing the political institutions of
the regal period from our knowledge of the forms which
they had taken in republican times, we must make due
allowance for development or decay, and must not be
guilty of the same mistake which the Roman antiquarians
made. The way in which the nature of the interregnum is
determined illustrates the use which may be made of these
different sources of information. First of all, the tech-
nical term itself indicates the period elapsing between the
death, resignation, or dethronement of one king and the
accession of his successor. This general notion is ampli-
fied by the traditional account given in more or less detail
by Livy, Dionysius, and Cicero of the way in which the
affairs of state were conducted after the death of each one
of the first four kings ; explanatory remarks on the insti-
tution have been made by the commentators Asconius and
Servius, and these three sources of information have been
supplemented by the contemporaneous accounts which
Cicero and other writers have left us of the method of
procedure during the interregnums of 53 B.C.
15. The Senate as the Ultimate Source of Authority.
As we have already had occasion to notice (p. 2), in the
prehistoric tribal community the control of affairs was
largely, if not entirely, vested in the clan elders. On the
establishment of the monarchy, the supreme power was
transferred to a single individual, to be exercised by him
14 MONARCHICAL PERIOD: DESCRIPTIVE
during his lifetime. At his death the sovereignty naturally
reverted to the elders. This view of the situation Livy
has expressed, when, after mentioning the death of Tullus
Hostilius, he remarks (I. 32. i), res, ut institutum iam inde
ab initio erat, ad patres rediit. This view that the senate
was the ultimate source of authority was the aristocratic
theory of the constitution down to the end of the repub-
lican period, and was the cause of violent and protracted
struggles, first between patricians and plebeians, and later
between the nobilitas and the democracy.
16. Method of Selecting a King. The supreme execu-
tive power, which thus reverted to the senate, and in the
later republican period to the patrician senators, was exer-
cised by that body in a peculiar fashion. A member of
the senate, bearing the title of interrex, and chosen in a
way not entirely clear to us, assumed charge of affairs for
* period of five days. He nominated a second interrex,
and this system was continued until a king was selected.
The choice was made by the interrex in harmony with
the wishes of the senate, and was submitted by him for
approval to the people assembled by curiae. The senate
then ratified the selection by passing the auctoritas patrum,
and the candidate was formally declared king by the inter-
rex. The ceremony ended when the newly elected king had
taken the auspices and had been vested with the imperium
by the lex curiata de imperio. The selection of a king
rested essentially with the senate. His election or con-
firmation by the people was a matter of form, although,
since the king was primarily the leader of the army, the
hearty support of the fighting men of the community was
a matter of great importance. Since the real selection of
the king was made by the senate through one of its own
number, the auctoritas patrum had a formal significance
MONARCHICAL INSTITUTIONS I 5
only, although it was a safeguard which might take on a
real meaning in the case of a usurper or a headstrong
interrex. The passage of the lex de imperio, which is not
properly a part of the ceremony attending the choice, and
the inauguration of the king, were also matters of form in
so far as the choice of the king was concerned, since the
refusal of the curiae to pass the measure is inconceivable.
17. Powers of the King. Sallust characterizes the power
of the king as an imperium legitimum. This can mean little
more than that the king was to observe the mos maiorum.
So, for instance, he was expected, although not required,
to consult the senate on important matters. This general
limitation on the power of the king found definite expres-
sion, perhaps, in the lex de imperio, which was probably in
the nature of a contract, on the part of the people to
render obedience, on the part of the king to observe the
practices of the forefathers. Except for the limitations
just mentioned, the king was a supreme ruler, — the chief
executive, the chief priest, the lawgiver, and the judge of
the state. After war had been declared he had sole power
to levy and organize troops, to choose leaders, and to con-
duct the campaign. The property of the state was under
his control, and he was authorized to dispose of conquered
territory and to take charge of public works. He was the
official representative of the community in its relations with
the gods, as well as in its dealings with other communities.
Changes of a permanent or far-reaching character, how-
ever, such as the introduction of new deities, could only
be made with the consent of the priests. It would be
unwarrantable to import modern notions into our conception
of the king's position and to speak of him as legislating for
the people, but undoubtedly he formulated and executed
such measures as he thought essential to the community,
1 6 MONARCHICAL PERIOD: DESCRIPTIVE
except that matters affecting primarily the gentes, and
a declaration of war, must be referred to the people.
The adjudication of all civil and criminal cases was natu-
rally within the scope of his power. It is quite possible
that in civil cases, in some instances, the king may have
adopted the practice, which the praetor uniformly observed
under the republic, of conducting the case in its prelim-
inary stages (in iure), and then of referring it to a index
for settlement. Probably criminal cases involving the ques-
tion of life and death could, with the consent of the king,
be appealed to the people for trial.
18. Assistants and Insignia of the King. In the absence
of the king from the city, the duties of the office were per-
formed by a substitute, called the praefectus urbi. The
other political officials of the regal commonwealth were
two quaestores parriridii, or detective officers, the duum-
viri per duellionis, who assisted the king in cases of treason,
and the tribunus celerum, who commanded the cavalry.
These officials were all chosen by the king, and the power
which they exercised was delegated to them by him. In
time of war the king wore the trabea, a purple cloak, in
time of peace a purple toga. His seat on formal occasions
was the solium. He was attended by twelve lictors.
19. The Senate. In organizing the primitive Roman
senate a representative was chosen from each clan. As
the number of clans in the community increased, the num-
ber of members in the senate increased correspondingly,
until three hundred was fixed as a maximum. This num-
ber, on which the various traditions agree, gives a repre-
sentation of one hundred for each tribus and ten for each
one of the curiae. The choice of senators was made by
the king, but in accordance ' with principles handed down
by tradition. The title patres may be a mere term of
MONARCHICAL INSTITUTIONS I?
honor, but probably a minimum age limit was fixed for
membership in the body. The functions of the senate may
be considered from three points of view, viz., as an organ-
ization vested under certain circumstances with supreme
power, as a legislative body coordinate with the people
assembled in the curiae, and as the council of the king.
We have already noticed the fact (p. 14) that on the
death of the king the control of the state reverted to the
senate. The fact has also been noted (p. 14) that matters
on which the popular assembly acted came before the
senate for approval or rejection. Custom made it incum-
bent on the king to seek the advice of the senate in impor-
tant matters, but it was left for him to decide whether to
bring a subject before the senate or not, and he was free
to adopt or reject its advice, as he saw fit. This theory
of the relations existing between the senate and the chief
executive was maintained down through the republican
period even, although in practice the consul rarely failed to
follow the instructions of the senate. The senate could meet
only when called together by the king, and its meetings were
held in a templum, or place consecrated by an augur.
20. Patricii, Clientes, Plebeii. There were three princi-
pal classes in the community, — patricians, clients, and ple-
beians. The patricians were legitimate sons in families
belonging to the gentes recognized by the state. Patri-
cians alone had civitas Optimo lure, i.e., the full rights of
citizenship. This included, besides personal freedom, ius
commerdi, the right to hold and exchange property and be
protected in its possession ; ius conubii, the right to inter-
marry with other members of the gentes, and ius gentilitatis,
the right to a share in the worship of the clan. The main
political privileges enjoyed by the patricians were ius suf-
fragii, the right to vote, and ius honorum, the right to hold
18 MONARCHICAL PERIOD: DESCRIPTIVE
office. The clientes were strangers who had come to Rome
to better their condition, or the former inhabitants of con-
quered territory, or freedmen. Not being members of any
one of the recognized gentes, they gained certain privileges
by attaching themselves to the head of a family belonging
to a gens. Their protector was known as a patronus, who
represented them before the law. They did not have the
full right to own land, but were allowed to hold it on
condition of giving a part of the return from it to their
patronus. Clients, who were artisans, similarly gave to him
a part of the profits of their labor. The relation existing
between a cliens and his patronus was an hereditary one.
The origin of the plebeians and the relation which they
bore to the clientes is somewhat obscure, but they, were
probably strangers who settled in Rome with the king as
their patronus, or clientes whose relation of dependence
was brought to an end with the consent of their patronus,
or through the disappearance of the family to which they
were attached. In return for the service which they ren-
dered in the army the Servian reform granted them ius
commercii. They had the right to marry within their own
class, but they were not allowed to marry patricians.
21. The Curiae. The fundamental unit in the division
of the people for political purposes in the primitive state
was the curia, whose organization resembled that of the
family in that it had common religious rites, common festi-
vals, and a common hearth. The thirty curiae included not
only the patricians but also the clientes, — and probably the
plebeians, — although the plebeians and clients had no
vote. The curiae constituted the populus Romanus Quiri-
ttum, and the comitia curiata, the organization based on
them, was the only popular assembly of a political or
semi-political character during the regal period.
MONARCHICAL INSTITUTIONS 19
22. The Comitia Curiata. Only the king or inter rex had
the right to call together the people and lay matters before
them for consideration (agere cum populo]. The usual place
of meeting was the comitium. In all probability the will of
the people could ordinarily be indicated well enough by
informal signs of approval or disapproval on the part of the
multitude, but the systematic division of the people indi-
cates that from the outset, on certain matters at least, a
definite system of voting was adopted, perhaps by acclama-
tion, within the separate curiae. A majority of the curiae
determined the vote of the whole assembly. Stated meet-
ings of the comitia curiata were held on the Kalends and
Nones of the month to hear announcements with refer-
ence to the calendar, and on two fixed dates in the spring,
primarily to witness wills. Other meetings were held as
occasion might require. The matters which came before
this assembly may be roughly classified under four heads.
The people might be called together to elect a king, to
hear an appeal, to listen to announcements, or to vote on
rogationes or propositions. The first two points have been
discussed elsewhere (pp. 14, 16). The announcements
which the people were called together to hear were those
made at the stated meetings mentioned above. It would be
an anachronism to speak of the legislation of the period,
but in matters of great importance the king asked for the
approval of the people assembled in the comitia, and on
occasion of assuming the imperium (see pp. 14 f.) or declar-
ing an offensive war the consent of the people was neces-
sary. Questions concerning the gentes were those most
frequently brought before the comitia curiata. These were
mainly : adlectio, the admission of a new gens into a curia ;
restitutio^ the restoration of citizenship ; adrogatio, the reduc-
tion of a pater familias to a dependent position in another
20 MONARCHICAL PERIOD: DESCRIPTIVE
family, and detestatio sacrorum, release from the clan sacra.
Under the republic matters affecting the clans became the
main business of this body.
23. The Servian Reorganization of the Army. Under the
early monarchy the prehistoric division of the people into
three tribes served as a basis for the levy of troops ; but,
since the plebeians were not included in these three tribes,
the state lost the use of a large number of able-bodied men,
and there was no way in which they could very well be
included in a system based, as the old one seems to have
been, on kinship and vicinage. This state of things led to
the giving up of the old basis of organization, and to the
substitution in its stead of the property system of classifi-
cation. Under the Servian reform all freemen who had a
certain amount of landed property were enrolled in the
army without regard to their membership in a clan. The
enrollment was apparently based on the possession of landed
property, and comprised all those who had two acres or
more of land. The possession of twenty acres admitted
one to the first class, fifteen acres to the second, ten acres
to the third, five acres to the fourth, and two acres to the
fifth. The classes were divided into centuries, that is, into
subdivisions, which at the outset perhaps actually contained
one hundred men, but in course of time the term can have
scarcely indicated a fixed number. The iuniores, those
between seventeen and forty-six years of age, were drafted
for service in the field ; the seniores, men from forty-six to
sixty years of age, were expected to perform garrison duty
only. Each class contained an equal number of centuries
of seniores and iuniores. Those enrolled in the five classes
served as infantry. Cavalry service was rendered by
eighteen centuries made up of the richest men in the
community. There were also two centuries of sappers
MONARCHICAL INSTITUTIONS
21
and two of buglers, and at the outset, or somewhat later,
one century Q{ proktarii.
The probable details of the organization may be seen
from the following table :
Landed property
Centu
in acres.
Equites .
\ 2° I
18
\ (100,000 asses) )
ist class . .
< 20 ")
I (100,000 asses) >
seniores
iuniores
. . 40
. . 40
2d " . .
5 '5 )
\ (7 S,ooo asses) >
seniores
iuniores
. . 10
. . IO
3d « . .
( IO >
( (50,000 asses) |
seniores
iuniores
. . IO
. . 10
4th " . .
5 5 ?
( (25,000 tfj-jfj) )
seniores
iuniores
. . IO
. . 10
Sth •« . .
Fabri . . .
( 2 )
( (10,000 asses) y
seniores
iuniores
. . 15
• • '5
2
Cornicines .
2
Proletarii (?)
j
Total
. IQ1
The citizens were reclassified at regular intervals, and, for
convenience in classification, the city was divided terri-
torially into four tribus, called respectively Palatina, Subu-
rana, Collina, and Esquilina. Membership in a tribus was
hereditary.
This entire organization of the people by tribes, classes,
and centuries was for military purposes only, and the
comitia centuriata based upon it had no political functions
during the regal period.
22 MONARCHICAL PERIOD: DESCRIPTIVE
SPECIAL BIBLIOGRAPHY
Traditional accounts of the regal period : Livy, Bk. I ; Dionysius,
Bks. I-I V ; Cic. de Re Publ. II. 4-46 ; Plutarch, Lives of Romulus
and Numa; H. Peter, Veterum historicorum Romanorum relliquiae,
Vol. I, Leipzig, 1870. — Discussion of the sources : C. Peter, Zur Kritik
d. Quellen d. alteren rom. Geschichte, Halle, 1879 5 Schafer-Nissen,
Abriss d. Quellenkunde d. griech. u. rom. Geschichte, 2te Abt, 2te
AufL, Leipzig, 1885 ; Wachsmuth, Einleitung in das Studium d. alten
Geschichte, Leipzig, 1895 ; Soltau, Livius' Geschichtswerk, Leipzig,
^97. — Credibility: Schwegler-Baur, Rom. Geschichte, Tubingen,
1853-8 (Fortsetzung, Clason, 1873-6) ; Seeley, Livy, Bk. I3, Oxford,
1 88 1 ; Ihne, Early Rome, 8th ed., New York, 1895. — The king : Cuno,
Vorgeschichte Roms, Vol. I, Leipzig, 1878 ; Vol. II, Graudenz, 1888 ;
L. Lange, Das rom. Konigtum, Leipzig, 1881 ; H. Jordan, Die Konige
im alten Italien, Berlin, 1887. — The senate: Mommsen, Rom. For-
schungen, I, 250-268, 2te Aufl., Berlin, 1864 ; Fr. Hofmann, Der
rom. Senat zur Zeit der Republik, 1847 5 Bloch, Les origines du senat
remain, Paris, 1883. — The people, curiae, centuriae, etc. : Em. Hoff-
mann, Die patriz. u. pleb. Kurien, Vienna, 1879 ; Pelham, The Roman
Curiae (in Journ. of Philol., IX. 266-279) ; Mommsen, Die rom.
Tribus, Altona, 1844; Kubitschek, de Rom. trib. origine ac propa-
gatione, Vienna, 1882 ; Soltau, Ueber Entstehung u. Zusammen-
setzung d. altrom. Volksversammlungen, Berlin, 1880 ; Genz, Das
patrizische Rom, Berlin, 1878 ; M. Zoeller, Latium u. Rom, Leipzig,
1878.
GENERAL BIBLIOGRAPHY *
(The Monarchy and the Republic}
Th. Mommsen, History of Rome, 5 vols. (Eng. trans.). New York,
1894.
W. Ihne, History of Rome, 4 vols. (Eng. trans.). London, 1871-82.
1 Collections of inscriptions, like the Corpus Inscriptionum Latinarum, of docu-
ments, like that of Bruns, and treatises on coins, such as Eckhel's Doctrina Numo-
rum Veterum, may be consulted to advantage, but do not fall within the scope of
this list. Valuable lists of articles on various periods of Roman history, which have
appeared during the last fifteen years, may be found in the Jahresbericht uber die
Fortschritte der classischen Alterthums-wissensckaft, Bd. xlviii (1886), pp. 211-314,
Bd. Ivi (1888), pp. 1-30; Bd. Ix (1889), pp. 262-408; Bd. Ixiv (1890), pp. 114-185,
and Bd. xciv (1897), pp. 1-277.
MONARCHICAL INSTITUTIONS 23
E. Pais, Storia di Roma, Vol. I. Turin, 1899.
B. G. Niebuhr, History of Rome (Eng. trans.). London, 1855.
Schwegler-Clason, Romische Geschichte, 4 Bde. Tubingen, 1853-8 ;
Berlin, 1873-6.
C. Peter, Geschichte Roms, 3 Bde. 4te Aufl. Halle, 1881.
E. W. Fischer, Romische Zeittafeln. Altona, 1846.
H. F. Clinton, Fasti Hellenici, Vol. III. Oxford, 1841.
H. F. Clinton, Fasti Romani, 2 vols. Oxford, 1845-50.
H. Matzat, Romische Zeittafeln fiir die Jahre 219 bis i v. Chr.
Berlin, 1889.
H. Matzat, Romische Chronologic, 2 Bde. Berlin, 1883-4.
PART 1 1 REPUBLICAN PERIOD
SECTION I — HISTORICAL
CHAPTER III
THE PATRICIAN CITY
24. Credibility of Early Republican History. The tra-
ditional story of the kings is in large measure a transparent
fiction. After the establishment of the republic the narra-
tive descends into the realm of the possible and credible,
but we should be mistaken in accepting the early part of it
as trustworthy. Both the external and the internal evidence
show it to be otherwise. For the first century or more of
the republic contemporary records are completely lacking.
Everything of the sort must have been lost when the city
was taken by the Gauls in 390. Then, too, an examination
of the history of the early period, which ancient writers
have left us, reveals the fact that truth and fiction are con-
stantly interwoven, and that the greater part of the account
is the production of a later date. The meager records
which religious and political officials made in the fourth
century B.C., relying on tradition, were supplemented, as
time went on, by traditional tales of popular military heroes
and political leaders, and successive generations of writers
sought to remove inconsistencies, to suggest explanations,
and to embellish the narrative by the use of rhetorical
24
THE PATRICIAN CITY 25
devices, as they did in the case of the regal history. How-
ever, the constitutional struggle which is under way when
more trustworthy history begins is only a continuation of
that of the first century of the republic, and from our knowl-
.edge of its nature, and of the forces at work, we can make
fairly safe inferences concerning similar movements of the
early period, and in this way test the truth of the traditional
account. In a like manner the character of certain politi-
cal institutions in the historical period, and the line which
they take in their development, enable us to determine
their early form with considerable probability. In this way
the main features of the constitutional history of the early
republic can be made out.
25. The Chief Magistracy. Tradition is probably right
in making the transition from the monarchy to the repub-
lic a sudden one, — the outcome of a revolution. The
most important result of this revolution consisted in the
changes which the chief magistracy underwent. In place
of the rex, who under the old regal constitution was the
choice of the patres, and held office for life, two chief
executives, called practores, or leaders, were chosen annually
by the whole body of citizens. Two of the three changes
just mentioned in the position of the chief magistracy are
of immediate importance, while the third is of future sig-
nificance. A chief executive who holds office for a limited
period only can be held accountable for his conduct at the
close of his term of office. Furthermore, the participation
of a colleague in the exercise of supreme power will tend
to prevent a magistrate from becoming autocratic. These
are the two principal points in which the position of the
praetor, or, to give him his later title, the consul, differed
from that of the king. The change in the method of
choice was of less importance at first, since, as we shall
26 REPUBLICAN PERIOD: HISTORICAL
shortly find, the popular assembly, in which the consul
was chosen, was controlled by the patricians, just as was
the senate, which had practically chosen the king. The
consul was invested with the imperium, as the king had
been, and the strictly political power of the new magis-
trate was identical with that of the old one. If the expe-
rience of the Roman people were not a matter of history,
the practicability of a system of government, in which the
supreme power was placed in the hands of two magistrates,
elected for the same term of office, and could be exercised
by each of them at any moment, might well be questioned
by any one. However, the system did prove a workable
one, although the Romans found it wise a few years after
the founding of the republic to modify it slightly by estab-
lishing the dictatorship. The incumbent of this office, who
was to be appointed at moments of great danger, had no
colleague. We have said that the full political power of
the king descended to the consul. The new chief magis-
trate lost some of the religious functions of the old one.
Such religious duties as were not necessary preliminaries to
political action were assigned to the pontiffs and to a new
priest, the rex sacrorum.
26. The Senate. The position of the senate was essen-
tially unchanged, but its composition underwent a change.
A certain number of plebeians were admitted to member-
ship in it. The plebeian senators, called conscripti, could,
however, take no part in passing the auctoritas patrum, or
in choosing an interrex. These duties were always the
prerogative of the patrician senators.
27. The People. The centuriate comitia was at the
outset a military organization solely, and it was slow in
acquiring political functions, but the growth was a natural
one. In fact, it was inevitable that in matters touching the
THE PATRICIAN CITY 2/
safety and general welfare of the community, or the life of
individual citizens, an exclusive body like the curiate comitia
should give way before an organization made up of all the
fighting men of the state. It would be absurd, in fact, to
expect the plebeians to serve faithfully under a leader
whom they had had no part in choosing, or to fight in
a war which had been declared without consulting them.
Under these influences the centuriate assembly gradually
acquired a large share of the political functions which
under the monarchy had been exercised by the curiate
comitia. In it magistrates were elected, appeals were heard,
and measures affecting the whole community, excepting the
lex de imperio, were considered and acted on. Another
factor contributed to its political importance. Under the
monarchy, as we have already noticed (p. 16), an appeal
to the people in a case of life and death could be had only
with the consent of the king. By the lex Valeria (Cic.
de Re Publ. II. 53), which tradition assigns to the year
509, the right to an appeal to the comitia centuriata was
granted to all citizens, plebeians as well as patricians. This
action undoubtedly made frequent meetings of that body
necessary. The eighteen centuries of knights acting with
the eighty centuries of the first class constituted a majority,
and, since most of the rich landholders were probably patri-
cians, the body had a pronounced aristocratic character.
For this reason the action of the centuriate comitia in elect-
ing magistrates, in passing laws, and in deciding appeals
was of no great immediate value to the plebs, but the
time was likely to come when the plebeians could exert a
controlling influence through an increase in the number
of rich plebeian landholders. The organization, but not
the character, of the comitia centuriata was affected by
the formation of seventeen tribus rusticae, which tradition
28 REPUBLICAN PERIOD: HISTORICAL
assigns to the period immediately after the expulsion of
the kings.
The king had held his position for life. Class preju-
dice, therefore, would not count for much in his case.
His interests also lay in conciliating the plebeians. The
consul, who was chosen from the ranks of the patricians,
held office for a year only, and then returned to their
number. Consequently his action must have been largely
influenced by prejudice in favor of the patricians. We
are not surprised, therefore, that the plebeians found their
position intolerable under the new chief magistrates. The
condition of foreign affairs, however, helped them to wrest
from the aristocracy some protection against the patrician
consuls. In 494, when Rome was engaged in a fierce
struggle with the Aequi and Volsci, the plebeian soldiers
refused to march against the enemy, and took up their
position on a hill a few miles from the city. The patri-
cians proposed a compromise at once, and the plebeians
returned to their duties on condition that they should be
allowed to elect annual officials, perhaps five in number,
with sufficient power to protect them against the auto-
cratic action of the consuls. The new officials took their
title of tribuni plebis from the plebeian tribuni militum
whom the people had chosen as their leaders in the seces-
sion. We do not know how the tribunes were chosen at
the outset, but probably the plebeians were divided into
curiae, and the new officials were elected in a loosely
organized plebeian curiate assembly. They were to be
assisted in the performance of their duties by two aediles
plebei. From this time forth the plebeians had political
leaders of their own, and the great struggle between the
orders begins with their appearance, although important
political results cannot be seen for a generation or two.
THE PATRICIAN CITY 29
28. Improvement in the Organization of the Plebeians.
For a period of fifty years this struggle centers succes-
sively about three points. These three points were : the
improvement of the plebeian organization, the more equi-
table division of the ager publicus, and the codification
and publication of the customary law. At the outset, as
has been stated above, the tribunes were apparently elected
in a plebeian curiate assembly roughly modeled after the
patrician comitia curiata. To this body all those outside of
the old gentes who were not slaves were probably admitted.
In this organization the patricians may well have exerted
a strong influence through their dientes. To eliminate
this influence, in 471, in accordance with a law incor-
rectly attributed by tradition to Volero Publilius, the ple-
beians were organized on the tribal basis, and the election
of tribunes was turned over to the newly constituted ple-
beian tribal assembly, and to this organization probably
plebeian landowners only were admitted.
29. Agrarian Agitation. Under the monarchy the dis-
posal of land gained in war was left to the king (p. 15).
His fairly impartial attitude towards all classes would lead
him to make arrangements at least tolerable for the ple-
beians. But the patrician senate and consul inherited the
king's power in this matter, and the plebeians gained little
from the new territory which their own valor had helped
to secure. They suffered not only financially, but also
politically, from this state of things. Membership in the
classes, on which the centuriate organization was based,
depended on the ownership of land. Now, if no new
land was thrown open to the plebeians, as they increased
in number from generation to generation, the average hold-
ings of each one of them would decrease, and plebeians
would drop into lower classes, or become landless. This
30 REPUBLICAN PERIOD: HISTORICAL
was the state of things which led Spurius Cassius, himself
a patrician, to advocate the assignment of certain con-
quered territory to the plebeians. His proposition, which
tradition assigns to the year 486, brought no immediate
results, but, as Livy notices (II. 41. 3), it marks the begin-
ning of an agrarian agitation which went on to the close
of the republican period, the first milestone of which was
the lex Icilia, so called (Liv. III. 31. i), of 456, which
provided for the division among the plebeians of the ager
publicus on the Aventine.
30. The Decemvirate. The third great achievement of
the plebs during the period under consideration, the pub-
lication of the laws of the twelve tables, was the result of
a long and bitter struggle. The first proposition looking
to this end is said (Liv. III. 9. 5) to have been made by
the tribune C. Terentilius Harsa in 462, and in 451 a com-
promise between the two parties was arranged, to the effect
that the consuls and tribunes should alike give place to a
commission of ten men (decemviri legibus scribundis), who
should not only exercise the functions of chief magistrates,
but should be empowered to publish a code of laws bind-
ing on the whole community. The commission of the first
year drew up ten tables, but left their task unfinished at
the end of their term of office. The commission of the
second year, so the story goes, took up the work where
its predecessor had left off, but its conduct was so over-
bearing that the plebeians withdrew to the Aventine, and
the decemvirs were forced out of office. The real course
of events cannot be determined with certainty, but the
appearance of plebeian names in the list of decemvirs for
the second year makes it probable that a part of the second
commission was plebeian, that certain changes were pro-
posed which the patricians would not accept, and that
THE PATRICIAN CITY 31
they drove the commission out of office. The withdrawal
of the plebeians may be accounted for by their anger at
the course which the patricians took, or by the fact that
after the overthrow of the decemvirs they were left with-
out any adequate protection, since the tribunate had been
suspended or abolished. It is worth noticing incidentally
that if this explanation of the matter is correct, the decem-
virate was the first important magistracy to which ple-
beians were admitted. Whatever the truth of the whole
matter may have been, we know that the plebs demanded
and secured, as the price of their return, the restoration
of the tribunate, and the concession of certain rights which
the conservative leaders Valerius and Horatius secured for
them. Livy characterizes the body of laws which the
decemvirs prepared as fans omnis publici privatique iuris.
In point of fact, however, the primary importance of the
whole incident lay in the publication of the method of
procedure to be adopted, especially in civil cases. The
only laws of constitutional importance which the code
seems to have contained were those forbidding privilegia,
granting the right of appeal in case of a heavy fine (prob-
ably a reaffirmation of the lex Aternia Tarpeia and the lex
Menenia Sestia of 454 and 452 respectively), giving to the
comitia centuriata the sole right of passing sentence in
capital cases, and providing that a measure adopted by the
populus nullified all earlier constitutional or legal provisions
in conflict with it.
31. The Leges Valeriae Horatiae. The patricians carried
out faithfully the promises which had been made in their
behalf. In 449 the consuls Valerius and Horatius secured
the passage of a law guaranteeing to citizens the right of
appeal in cases of life and death. This enactment was in
a way a repetition of the lex Valeria and of one of the
32 REPUBLICAN PERIOD: HISTORICAL
provisions of the twelve tables, but the suspension of the
right of appeal during the existence of the decemvirate
justified the repetition. The dictatorship must have been
exempted from the action of this law. Another law of the
same year established the tribunate on a surer basis than
ever. A still more important piece of legislation, whose
passage Valerius and Horatius secured, was an enactment
with reference to the validity of plebisrita. Livy summa-
rizes (III. 55.3) its contents in this wise : quod tributim
plebes iussisset populutt\ teneret. It is impossible, however,
that the unsupported action of the plebeian tribal assembly
should have been binding on the whole people. The fact
that it was necessary to secure the approval of the senate
in the case of the Licinian laws in 367 (Liv. VI. 42. 9)
points to the probability that, after the passage of the leges
Valeriae Horatiae, the action of the plebeian tribal assembly
acquired the force of law, in case the auctoritas patrum
was secured. The constitutional importance of this Valerio-
Horatian measure lies in the fact that it gave to the tribune,
the plebeian leader, the right to initiate legislation, and to
plebeian political aspirations the strength which came to
them through their formulation by a legally recognized legis-
lative assembly. It will be seen that this action involves a
complete change in the nature of the tribunate. It gives
a positive character to it for the first time. The impor-
tance of the negative functions of that office also was aug-
mented shortly before the establishment of the decemvirate
by the increase of the number of tribunes to ten. This
increase made it possible for them to extend their protec-
tive power oyer a greater number of plebeians. The great
constitutional gains which the plebeians made during the
period under consideration, from the first to the second
secession, bear a close relation to the fact that Rome was
THE PATRICIAN CITY 33
harassed during this whole time by fierce raids on the part
of the Sabines, the Aequi, and the Volsci. The patrician
state needed the support of the plebeians, and that could
be had only in return for certain political concessions. The
stress of these wars also led Rome and the neighboring
peoples of the Latins and Hernici to form a league at the
beginning of the fifth century which continued in force
to 340.
32. The Comitia Tributa. It will be remembered that
in the regal period the king was assisted in the collection
of evidence by the quaestores parricidii. The power of
appointing these officials, which the king had enjoyed, de-
scended to the consul and was exercised by him up to the
year 447, when, as Tacitus tells us (Ann. XL 22), they
were for the first time elected by the people. This change
was in itself a direct gain for the plebeians, but the method
by which the quaestors were elected suggests a far more
important indirect advantage to the plebeians. The juris-
diction of the quaestors extended over patricians as well as
plebeians, and the only definite reference which we have to
the method of electing them (Cic. ad Fam. VII. 30. i) in-
dicates that they were chosen in a tribal assembly presided
over by a magistrate. We must consequently infer that
patricians as well as plebeians took part in the election.
From 447 on, then, there are two tribal assemblies, — one
an assembly of the populus under the chairmanship of a
magistrate, and therefore properly called the comitia tri-
buta, the other an assembly of the plebs presided over by
a tribune, to which Latin writers now and then refer as the
concilium plebis.
33. The Lex Canuleia. A great social change which led
to important political results was effected at about the
same time, to be exact in 445, by the passage of the lex
34 REPUBLICAN PERIOD: HISTORICAL
Canuleia de conubio, which recognized conubium between
patricians and plebeians. Mixed marriages between patri-
cians and plebeians had never been considered strictly illegal,
but the patrician who took a plebeian woman in marriage
lost his patrician standing by virtue of that fact. The pas-
sage of this law or plebiscite was therefore, in a way, to the
advantage of the patricians. Indirectly it furthered the cause
of the plebeians and benefited the whole community. It
was to the advantage of the entire state, because it served
to unify the interests of its citizens. It helped the ple-
beians, since through it influential patricians were some-
times led by kinship to support plebeian leaders at critical
moments. This was notably true in the case of Licinius in
the year 367.
34. Agitation for the Consulship. The great majority of
the measures whose passage the plebeians had secured since
509 had for their avowed object the restriction of the con-
sul's power. The plebeians now felt themselves in a posi-
tion to make a direct assault on the patrician stronghold by
demanding a representative in the consulship. A propo-
sition embodying this demand was made by the tribune
Canuleius in 445. The patricians could not be forced to
yield the point in question, but they granted a compromise
by providing that each year it should be decided whether
the chief magistrates should be consuls or tribuni militares
consulari potestate. The tribuni militiim alternated in com-
mand of the legion, and since the office was open to ple-
beians as well as to patricians, the demands of the plebeians
were nominally recognized. In point of fact the concession
was intended to be, and was in large measure, a nominal
one. The patricians hoped to save the consulship by sub-
stituting the consular tribunate temporarily in its stead, with
the intention of restoring the consulship when they found
THE PATRICIAN CITY 35
themselves strong enough to do so. In the interval they
felt that they had secured themselves by a number of safe-
guards. It was, for instance, within the power of the senate
to decide each year whether the chief magistrates should
be consuls or consular tribunes ; the election of consular
tribunes by the comitia centuriata required the ratification
of the patrician senators, and finally, since the number of
these officials was not fixed, it was probably possible in
some cases to reject successful plebeian candidates on the
ground of unfavorable auspices, or for similar technical
reasons. These legal restrictions, combined with the supe-
rior political ability of the patricians and the prestige
which their social position gave them, enabled them to
exclude the plebeians entirely from the office up to 400,
and after that date the number of plebeian successes was
small.
35. Economic Difficulties. The political situation, which
was already serious, in consequence of the repeated disap-
pointments of the plebeians, was still further complicated
by the development of an agrarian difficulty. We have
already had occasion to notice (p. 29) the unfair treatment
in the division of land to which the plebeians were subject,
and the economical and political hardships which resulted
from it. The difficulty steadily grew in seriousness. In
the first third of the fourth century B.C. there was an almost
unbroken series of wars with the Aequi, the Volsci, the
Latins, and the people of Veii. During these long cam-
paigns patrician estates could be cultivated by dependents,
but the returns from the little holdings of the poor ple-
beian grew smaller and smaller, and the land itself steadily
deteriorated in value. Undoubtedly, also, the peasant pro-
prietor was finding it more and more difficult to compete
with the owner of large estates.
36 REPUBLICAN PERIOD: HISTORICAL
36. The Leges Liciniae Sextiae. This was the political
and economic condition of the plebs which the two trib-
unes of the year 377, C. Licinius Stolo and L. Sextius,
endeavored to relieve. They accomplished their object in
367, after ten years of agitation, by securing the passage
of a lex satura, or law covering the various matters in dis-
pute. The contents of the law are somewhat in doubt,
but, if we may follow Livy and Appian, it included the fol-
lowing points : (i) restoration of the consulship, with the
provision that one of the two consuls should always be a
plebeian ; (2) a provision forbidding an individual to occupy
more than five hundred acres of arable land belonging to
the state, and to pasture more than one hundred head of
cattle and five hundred sheep on the common pasture land ;
(3) an article fixing the proportional number of free laborers
and slaves Jo be employed on any estate ; (4) a clause
providing that interest already paid on debts should be
deducted from the principal, and that three years should
be allowed for the payment of the rest ; (5) a provision
that the number of priests in charge of the Sibylline
books should be increased to ten, and that five of these
should be plebeians.
37. Results of the Struggle. The first point in these
laws marks the beginning of the end of the patricio-ple-
beian struggle. The other important magistracies to which
plebeians had been eligible, viz., the decemvirate and the
consular tribunate, were of a temporary character, and,
as we have seen, the patricians had easily thwarted their
efforts to attain them. From this time on, one of the
incumbents of a regular magistracy must be a plebeian,
and admission to the consulship foreshadowed admission
to the other offices also. The law was observed in the fol-
lowing year by the election of L. Sextius to the consulship.
THE PATRICIAN CITY 37
The second law differs from the lex Itilia (p. 30), and
from many agrarian laws of a later date, in being an
automatic principle of a general character, rather than a
measure for a specific case. The third provision was evi-
dently the result of an effort to check the growth of an
evil which ultimately drove peasant proprietors and free
laborers out of the country districts, and transformed Italy
into a land of large estates worked by slaves. The fourth
measure is a forerunner of the socialistic legislation of the
next century, and foreshadows a re-division of the people
into rich and poor, as soon as political equality has been
secured. The political significance of the last provision
lies in the fact that it made a breach in the integrity of
the aristocratic religious system. The plebeians might
hope soon to gain admission to the offices of augur and
pontiff, and thus wrest from the patricians one of their most
effective defensive weapons, the taking of the auspices.
38. The Establishment of the Offices of Censor, Praetor,
and Aedile. The civil duties of the chief magistracy were
increasing so rapidly in consequence of the growth of the
city that they could no longer be satisfactorily performed
by the two consuls. The difficulty of the situation was
increased by the frequent absence of the consuls from the
city in the performance of their military duties. This
state of things led to the establishment of the censorship
in 443 (or possibly in 435), and of the praetorship in 366.
A secondary motive for the establishment of the praetor-
ship may be found in the desire of the patricians to keep
in their own hands some of the powers of the chief magis-
tracy, for at the outset patricians only were eligible to the
office of praetor. The establishment in 366 of the curule
aedileship, to which plebeians were not eligible, was also
perhaps a part of the bargain on the basis of which the
38 REPUBLICAN PERIOD: HISTORICAL
patricians allowed the passage of the Licinian laws of the
year before.
39. The Senate and the Tribune. The relations which
the senate bore to the tribune and to the magistrates
underwent an interesting change in the period under con-
sideration, from 445 to 367. The original function of the
tribune was to protect citizens against the magistrate by
personal interference in specific cases. The increase of
the number of tribunes to ten, in the middle of the fifth
century, and the bitterness of the long struggle which the
plebeians made for the consulship, led to a continual clash-
ing between the tribunes and the magistrates executing
the decrees of the senate, and in many cases the working
of the governmental machinery was completely suspended.
It was felt, therefore, that it would be far better to get the
opinion of the tribunes with reference to a bill under con-
sideration in the senate, before action was taken on it.
With this purpose in mind they were given seats in the
senate, and were allowed to interpose their objections
formally at any point in the proceedings. At least no
better explanation can be suggested for the new role
which the tribunes play in the deliberations of the senate
in this period.
40. The Senate and the Magistracy. On the other hand,
the senate gained in power at the expense of the chief
magistrate, and perhaps at this time it took the first step
toward gaining that controlling influence in the state which
it exercised a century or more later. The explanation of
the change lies partly in the fact that it rested with the
senate each year to decide whether the chief magistrates
should be consuls or tribunes with consular power. This
fact in a way made the chief magistracy dependent on
that body.
THE PATRICIAN CITY 39
41. Foreign Affairs. In foreign affairs the period of the
consular tribunate is one of conquest. Rome's territory
was extended, and her influence over her neighbors was
greatly strengthened. These successes were due partly
to the rapid growth of Rome and to the improvement in
her domestic policy, partly to the weakening of her enemies
and rivals. The brilliant victories of M. Camillus over the
Volsci and Aequi in 389, followed by successes in subse-
quent years, broke the power of both peoples, who were
already hard pressed by the inroads of the Sabellians.
Paradoxical as it may seem, even the invasion of the
Kelts, which led to the capture of Rome in 390 (or
387?), was of permanent advantage to the city. The
losses which Etruria suffered from the Kelts, following
closely, as they did, on the fall of Veii in 396, made it
easy for Rome to extend her control over southern Etruria.
Rome's old allies, the Latins and Hernici, became jealous
of her growing power, and, availing themselves of the con-
fusion which followed the Keltic invasion, Praeneste, Tibur,
and other neighboring communities took up arms against
her. They were quickly conquered, and in the new treaty,
which was made in 358 between the Latin communities
and Rome, the former probably lost their position as co-
equal members of the confederacy. These successful wars
had a direct and an indirect effect on internal politics in
many ways. Among the direct effects were the establish-
ment of four new tribes, — the Stellatina, Tromentina, Saba-
tina, and Arnensis in 387 in southern Etruria, — and, to
pass for a moment beyond the period we are considering,
the addition of two new tribes, the Publilia and Pomptina,
in Volscian territory.
40 REPUBLICAN PERIOD: HISTORICAL
SELECTIONS FROM THE SOURCES
The consulship: Liv. I. 60. 4; II. i; III. 55. 12; Cic. de Re
Publ. II. 56; de Legg. III. 8. — Lex Valeria de provocatione : Cic.
de Re Publ. II. 53. — The dictatorship: Liv. II. 18; Cic. de Re
Publ. II. 56. — The first secession: Liv. II. 32-3. — The tribune:
Liv. II. 33. 1-3; II. 34-5; II- 58. i ; III. 20. 7; III. 30. 7; Cic. de
Re Publ. II. 57-9; de Legg. III. 9; III. 16-26; Dionysius, VI. 89;
IX. 41. — The concilia plebis : Liv. II. 56-7 ; II. 60. 4-5 ; Dionysius,
IX. 41-9. — The decemvirate: Liv. III. 33-59; Cic. de Re Publ.
II. 61-3; Dionysius, X. 55-61; XI. 1-46. — Leges Valeriae Horatiae :
Liv. III. 55 ; Dionysius, XL 45. — (Patricio-plebeian) comitia tributa :
Liv. IV. 44. 2; Cic. ad Fam. VII. 30. i; Tac. Ann. XL 22.—
The consular tribunate: Liv. IV. i. 2; IV. 6! 8; V. 12. 8-12.—
Lex Canuleia: Liv. IV. i. i; IV. 6. 3. — The censorship: Liv. IV.
8. 2-7. — Fall of Veii: Liv. V. 19-22. — The Keltic invasion: Liv.
V. 34-49. — The Volsci and Aequi: Liv. VI. 2; VI. 32. — The leges
Liciniae Sextiae : Liv. VI. 35. 4-5 ; Appian, B. C. I. 8; Liv. X. 13. 14 ;
X. 23. 13. — The praetorship: Liv. VI. 42. ii; VII. i. 1-2. — The
curule aedileship: Liv. VI. 42. 12-14. — The Sibylline books: Liv.
VI. 42. 2.
CRITICISM OF THE SOURCES*
Brocker, Untersuchungen iiber die Glaubwiirdigkeit der altro-
mischen Geschichte. Basel, 1862.
E. Herzog, Ueber die Glaubwiirdigkeit d. aus d. rom. Republik bis
zum Jahre 387 d. St. iiberlieferten Gesetze. Tubingen, 1881.
Niese, Grundriss d. rom. Geschichte (pp. 7-11). Munich, 1897.
Pais, Storia di Roma, Vol. I, Pt. II. Turin, 1899.
C. Peter, Zur Kritik d. Quellen d. alteren rom. Geschichte. Halle,
1879.
Soltau, Livius' Geschichtswerk (pp. 156-184, and bibliography,
pp. 9-14)- Leipzig, 1897.
Thouret, Ueber d. gallischen Brand in Fleckeisens Jahrb. Suppl.
(N.F.), XL 95-188.
Virck, Die Quellen d. Livius u. Dionysius fiir d. alteste Geschichte
d. rom. Republik. Strassburg, 1877.
1 See also general bibliography on p. 22.
CHAPTER IV
THE STRUGGLE BETWEEN THE ORDERS
42. The Period from 367 to 287. In the last chapter
we traced the course of events from the founding of the
republic down to the passage of the Licinio-Sextian laws
in 367. The history of the period in question is primarily
a history of the early efforts which the plebeians made to
gain political equality with the patricians. The passage of
the Licinian laws marks their first great success. Their
victory was made complete, and the struggle came to an
end when the Hortensian law was passed in the year 287,
making the assemblies independent legislative bodies. The
last-mentioned year, therefore, marks a new dividing line
in the development of Roman political institutions, so
that it is convenient to treat the history of internal affairs
during the years from 367 to 287 as a unit. It is in part
a matter of chance only that this period also constitutes a
natural epoch in the history of external politics. In 295,
at the battle of Sentinum, the Romans were called on to
face the combined forces of the Kelts and Samnites, the
two peoples who had most fiercely and persistently dis-
puted the supremacy of Rome in Italy. The victory of
Rome in that battle, followed by the submission of the
Samnites in 290, crushed the Kelts, broke the power of
the Samnites forever, and made the Romans the chief
people in Italy.
43. The Magistracies. The history of the period under
consideration may be conveniently considered from the
41
42 REPUBLICAN PERIOD: HISTORICAL
point of view of the magistracies, the senate, the people,
and foreign affairs. The magistracies provided for under
the constitution in 366 were those of consul, interrex, dic-
tator, censor, praetor, quaestor, and curule aedile. With
the magistracies the plebeian tribuneship and aedileship
should be mentioned. Notwithstanding the fact that the
law of 367 stipulated that one of the two consuls should
be a plebeian, on seven occasions in the twenty-five years
which followed both consuls were patricians. This state of
things may not have been due, however, to the bad faith
of the aristocracy. Probably the cleverest statesmen and
generals were still those of patrician descent, and the ple-
beians may well have put patriotism above class prejudice
in foregoing their claim to one of the two positions. The
right to hold the consulship naturally carried along with it
eligibility to the offices of dictator and censor, and it is
not surprising that a plebeian filled the former office in
356 and the latter in 351, without waiting for the formality
of a law throwing those positions open to his class. How-
ever, the plebeians thought it wise to secure the passage
of a law in 339, formulating their claim to one of the two
censors. They won still another success two years later,
when the great plebeian leader, Q. Publilius Philo, was
elected to the praetorship, in violation of the bargain in
accordance with which the patricians had conceded the
consulship. The quaestorship had been thrown open to
the plebeians in 421, when the number of quaestors was
increased from two to four. By establishing the curule
aedileship, which was not open to plebeians, and by grant-
ing the incumbents of that office special honors, the patri-
cians hoped to secure an offset to the office of plebeian
aedile, but they soon gave up their exclusive claim to the
office, and a peculiar arrangement was adopted for it. In
STRUGGLE BETWEEN THE ORDERS 43
one year it was thrown open to plebeians, in the next
patricians only were eligible. We have already noticed
the fact (p. 37) that the importance of opening one of
the priestly offices to the plebeians lay in the fact that
a precedent was established for the adoption of a similar
provision in the case of the augurate and pontificate.
The hopes of the plebeians in this respect were realized
by the passage of the plebiscitum Ogulnium in 300, which
reserved to the plebeians a certain number of places in
each of the colleges mentioned. These changes all bene-
fited the commonwealth and the plebs, in that they unified
the community and gave the plebeians such a representa-
tion in the several magistracies as their number and ser-
vices to the state entitled them to have, but they were
of special importance to those plebeians who were promi-
nent through wealth or ability, for they alone could hope
to secure election to a magistracy.
44. Reelection and Plurality of Offices. The special
interests concerned in the matter are in fact indicated
clearly by two plebiscites attributed to the year 342, one
of which provided that a citizen should not be reflected
to an office until an interval of ten years had elapsed, while
the other made it unlawful to hold more than one office
at a time. These provisions were not inspired by a fear
of autocracy, but by a desire on the part of rising poli-
ticians to keep as many offices open as possible. The
first-mentioned law was not well observed, however, since
T. Manlius Torquatus was consul in 344 and 340, and
M. Valerius Corvus in 343 and 335.
45. Promagisterial Government and the Prorogatio Im-
peril. The law which forbade immediate reelection to
an office made the military situation intolerable. In the
period which we are considering Rome was carrying on
44 REPUBLICAN PERIOD: HISTORICAL
a number of campaigns simultaneously at points remote
from the city. Several commanders, and a term of service
extending beyond twelve months, were absolutely necessary
to success. To meet the need of more than two command-
ing officers, as early as 465, according to tradition, an army
was placed in charge of a certain T. Quinctius, acting pro
consule, and in 326 Q. Publilius Philo, the consul of the
previous year, was authorized to remain in charge of his
army pro consule, until the campaign was finished. The
changes in the constitution which developed in after years
out of these two precedents were of tremendous impor-
tance. The first incident led in time to the development
of the whole system of promagisterial government which
was adopted for the provinces. The extension of an offi-
cial's term of office (prorogatio imperil) beyond one year,
which was first allowed in the case of Publilius, was out of
harmony with a fundamental principle of Roman govern-
ment, and the frequent adoption of the device accustomed
the Romans to the protracted exercise of supreme power
by an individual, and thus prepared the way for the empire.
46. The Tribunes and the Senate. In our examination
of an earlier period (p. 38) we noticed a rapprochement
between the senate and the tribunes. The case of Pub-
lilius in 326 offers another striking instance of the same
tendency, if we may accept the traditional narrative. The
measure extending Publilius' s term of office would seem to
have been laid before the concilium plebis by a tribune, at
the request of the senate. This fact seems to indicate,
not only greater harmony between the two elements in the
community, but also a recognition on the part of the aris-
tocracy of the possibility of using plebeian officials to
accomplish desired objects.
The willingness of the tribune on this occasion, and in
STRUGGLE BETWEEN THE ORDERS 45
other instances, to carry out the wishes of the senate in the
matter of legislation, is a natural return on his part for the
permission, which, as we have already seen, the senate had
given him to occupy a seat in the senate-house, and to
state formally his objection to any action under considera-
tion in that body. In this period, too, probably the tri-
bune acquired the right, which he exercised freely in later
times, of calling meetings of the senate and laying matters
before it for consideration. The friendly relations which
were thus developing between the senate and the tribune
were fostered by the large measure of success with which
the plebeian senators met in securing the tribunate for
members of their families, and in making it the stepping-
stone to a magistracy. The result of these changes in the
powers and functions of the tribune's office was the gradual
assimilation of his duties to those of a magistrate, and,
especially after the legislation of 339 and 287, which made
the action of the concilium plebis, over which the tribune
presided, unconditionally binding on all citizens, the tribune
may with practical, though not with technical, correct-
ness be called a magistratus plebeius. The plebeian char-
acter of the office of course consisted in the fact that its
incumbents must be of plebeian descent, and must be
elected by an assembly made up solely of plebeians. The
role which the tribune played during this period is a
characteristic and an important one. The life-and-death
struggle which the Romans were carrying on with the Sam-
nites during these years must have developed the military
spirit at home. The tribune sought to maintain the civil
liberty of the citizen against the encroachments of this
tendency. The services which he rendered to the commu-
nity were valuable, and his attitude was in harmony with
the traditions attaching to his office, which made him the
46 REPUBLICAN PERIOD: HISTORICAL
protector of the helpless individual against the tyranny of
autocratic power.
47. The Senate and the Ovinian Law. An examination
of the plebisdtum Omnium takes us naturally from the
magistracies to the senate, since its provisions affected both
the censor and the senate. Strangely enough, although
this measure was one of great importance, its contents are
not given by any of the historians. Festus, however, tells
us that senators were chosen by the consuls and consular
tribunes, donee Ovinia tribunicia intervenit qua sanctum est
ut censores ex omni ordine optimum quemque curiati (iurati T)
in senatum legerent, quofactum est ut qui praeteriti esse?it et
loco moti haberentur ignominiosi. There are two important
points in the law as stated by Festus : the transfer of the
lectio senatus from the consul to the censor, and the estab-
lishment of the basis on which the choice of senators was to
be made. The first provision placed the composition of
the senate and the fortunes of individual politicians, to some
extent, in the hands of the censor, and the great promi-
nence of that official during the next century is due in large
measure to the passage of this law. The term ordo, which
Festus uses, is often applied to any " class " of citizens, but
that can hardly be its meaning in the passage before us.
The Romans can scarcely have admitted members of the
ordo libertinus, for instance, to the senate at* this time.
Furthermore, the census rolls of the period show about
200,000 citizens, and it would have been absurd to stigma-
tize as ignominiosi the 199,700 whose names were not
placed on the senate's list. The term must be applied to
officials, as it is elsewhere at times, and the censor was
instructed to put in the senate all such magistrates or ex-
magistrates as were of approved character. Probably the
Ovinian law did not introduce an essentially new method
STRUGGLE BETWEEN THE ORDERS 47
of procedure, but it put into a more definite legal form a
principle which the consuls had followed in a general way
for many years. From this time forth the senate is a body
of ex-magistrates, and very important results followed in
the next century in consequence of this change in its com-
position. The following considerations enable us to fix
approximately the date of the Ovinian law. It was a plebi-
scite, and since by its provisions the right to make out the
list of senators was transferred from the consul to the censor,
we may be sure that it was not passed until after plebeians
were eligible to the censorship, that is, until after 339.
The earliest lectio senatus by a censor, of which we have
any record, dates from 312, so that the law must have
been passed between 339 and 312. At the time of its
passage plebeians were eligible to all the ordinary political
offices, so that under its operation the number of plebeian
senators must have increased greatly. In fact, it would
be only a question of time when the majority would be
plebeian.
48. The Appearance of the Nobilitas. Under the new
regime the choice of senators was made indirectly by the
people in their centuriate and tribal assemblies. A candi-
date of obscure position, however, had little chance of
election. Only unusual ability or a great danger enabled
an ignobilis, like Marius or Cicero, to secure a political
office ; for, since wealth became a more and more influential
factor in politics and society, and since the imagines of
distinguished families appealed in a forcible, concrete way
to the Roman's deeply rooted respect for the past, political
office, and consequently a seat in the senate, became prac-
tically the hereditary privilege of a few rich families, and
constituted the basis of a new patricio-plebeian aristocracy,
the nobilitas, which from this time on took the place in the
48 REPUBLICAN PERIOD: HISTORICAL
state and in society which the patricians had formerly held.
The exclusive rights of the old aristocracy had rested on
the law. By a revision of the law they could be and had
been removed. The privileges of the new aristocracy
depended, not on the law, but on the organization of
society. Nothing but a revolution could, therefore, take
them away. In this way the appearance of the nobilitas
marks a turning point in Roman history, and the whole
history of the republic falls into two great epochs. In one
the patricians are in the ascendant, in the other the nobilitas.
A contest of two hundred years had at last brought the
rich plebeians to the goal of their ambition, — political
equality with the patricians, — but the position of the poor
plebeian had not improved in like measure. In fact, the
establishment of the patricio-plebeian nobilitas not only
brought into more marked contrast the conditions of the
rich and the poor, but the fusion of prominent plebeian
families with the patricians into a new aristocracy with
exclusive privileges, and with common interests hostile to
those of the poor plebeians, robbed the latter of the help
of their most powerful leaders.
49. The Distress of the Poor. Their difficulties were
partly economical, partly political. It will be remembered
that some attempt had been made in the Licinian laws to
relieve the distress of the proletariat, but the measure
brought little help. Perhaps a resumption of the ager pub-
licus by the state, and its assignment to the needy with the
full right of ownership, might have relieved the difficulty
for a time, but probably nothing short of revolution or
another secession could have forced the rich to make this
concession. Resort was, therefore, had to other measures,
some of them excellent, some of them absurd. The old
laws against usury were enforced with more vigor, and new
STRUGGLE BETWEEN THE ORDERS 49
laws against the same offense were enacted. If tradition
can be relied on, even the taking of interest was forbidden.
A far more rational measure of relief was the lex Poetelia of
326, which alleviated the condition of such debtors as were
turned over to their creditors for failure to pay their debts.
In 352 an entirely new method of improving the credit
system was tried. A state bank was opened, if we may
apply so pretentious a term to the institution established
in that year under the control of a commission of five.
This commission was probably appointed to make state
loans, and to secure loans from individuals, on securities
not readily negotiable at reasonable rates of interest, but
the plan apparently met with very little success. The
greatest relief to the proletariat came indirectly as a result
of the long series of wars in which Rome was engaged
during the period under consideration. It is a significant
fact that one of the provisions of the so-called lex sacrata
mill tar is, whose passage was forced by a mutiny in the army,
directed that no soldier's name should be dropped from
the army rolls without his consent. Payment for military
service, the prospect of booty, and a share in conquered
land had evidently made service in the army a profitable
form of employment. The relief which the proletariat de-
rived from the acquisition of new territory can be readily
appreciated when we remember that between 367 and 287
twenty-one Latin colonies and six Roman colonies were
founded. In some of these cases a large number of colo-
nists was sent out. Thus, for instance, 2500 were sent to
Cales in the year 334.
50. The Lex Publilia and the Lex Hortensia. The great
political movements of this period, in which the mass of
the people were concerned, are connected with the passage
of the lex Publilia in 339, of the lex Hortensia in 287, and
50 REPUBLICAN PERIOD: HISTORICAL
with the career of Appius Claudius. It seems hopeless to
try to make out the circumstances under which the PublilianOvJ ^
law was passed. The patrician coloring given to the narra-
tive has wholly obscured the real truth of the case. The
legislation of 287 grew out of economic difficulties, and yet
here, too, the ground is very uncertain, since the eleventh
book of Livy, in which an account of the matter was pre-
served, is not extant, so that we must rely on the epitome
of that book, and on incidental references in other writers.
This much seems to be clear, however, with reference to
the movement in 287, that the debtors demanded a radical
measure of relief. To this the patricians in the senate, who
belonged in most cases to the creditor class, refused their
consent. Thereupon the needy withdrew to the Janiculum,
but returned to the city on condition of the enactment of
certain favorable legislation. Let us pass now to the laws
themselves, taking up first the lex Publilia. If we examine
its contents, we find that besides the clause to which ref-
erence has already been made (p. 42), providing that one
of the two censors should be a plebeian, the Publilian law
contained two provisions. One of these directed that a bill
should be approved by the patricians in the senate before
it was acted on by the centuriate comitia. Previously
the auctoritas patrum had followed the action of the comitia
centuriata. It would seem easier to defeat an undesirable
bill in its inchoate state than after the interest of the people
had been aroused and favorable action taken by a popular
assembly. One would, therefore, expect this change to
increase the importance of the auctoritas patrum, but such
was not the case. In point of fact, from this time on it
became a meaningless form. The mere fact, however, that
the approval of the patrician senators lost its significance
during this period is not difficult to understand, when we
STRUGGLE BETWEEN THE ORDERS 51
I
remember that the whole tendency of constitutional devel-
opment at this time was to rob the patricians of exclusive
political powers, but it is hard to see how the change made
in 339 can have helped to accomplish this end. The prin-
ciple which the Publilian law applied to legislation was
extended by the lex Maenia, passed probably in the year
287, to elections also. By the decadence of the influence
of the auctoritas patrum, which followed this legisla-
tion, the last serious obstacle was removed from the path
of the comitia centuriata as an elective and a legislative
body. Two clauses of the lex Publilia have been discussed.
The third clause, according to Livy's narrative, enacted ut
plebiscita omnes Quirites tenerent. This part of the Pub-
lilian law, at least in the form in which it has come down
to us, seems to be identical in force, not only with one of
the Valerio-Horatian laws of 449 (p. 32), but also with the
lex Hortensia of 287, which, according to the elder Pliny,
provided ut plebiscita universum populum tenerent. What
relation do these three laws bear to one another? It is
almost impossible to say. We can assume that the law of
449 made enactments of the plebeian assembly uncondition-
ally binding on the whole people, and that the measures
of 339 and 287 reaffirmed the principle already established,
and sought to strengthen it at weak points ; but on the one
hand it is incredible that the plebeian assembly was made
a supreme legislative body as early as 449, and on the other
hand it would be highly improbable to suppose that the
plebeians would have needed almost one hundred and
seventy-five years to secure the recognition of a principle
already formulated into law. Of one fact we are sure, viz.,
that after 287 plebiscita were unconditionally binding on
the whole community. We seem forced to assume, there-
fore, that under the Valerio-Horatian law enactments of the
52 REPUBLICAN PERIOD: HISTORICAL
plebeian assembly were valid under certain conditions, and
that the Publilian and Hortensian laws removed these
restrictions. In discussing the Valerio-Horatian law (p. 32)
an attempt was made to show that a measure adopted by
the concilium plebis acquired the force of law, if it was sub-
sequently ratified by the patrician senators. Between 449
and 339, then, in the case of both the comitia centuriata
and the concilium pkbis, a bill, in order to become a law,
required, first, favorable action by the popular assembly,
then the sanction of the patrician senators. In other words,
the method of procedure was the same in both cases. Now
one clause of the Publilian law, as we have already seen,
provided that in the case of the centuriate comitia the
auctoritas patrum should precede the action of the comitia.
If we assume that the same change was made in the case
of the plebeian assembly, and the assumption is not improb-
able, the relation which the three laws bear to one another
is clear. It may be stated as follows : from 449 to 339 a
bill became a law if it was favorably acted on by the centu-
riate comitia or by the plebeian tribal assembly, and subse-
quently approved by the patrician senators ; from 339 to
287 the auctoritas patrum preceded in both cases; after
287 the preliminary approval of the patrician element in
the senate was necessary in the case of the centuriate
assembly, but unnecessary for the action of the plebeian
tribal assembly. One difficulty in the situation has not yet
been spoken of. The fact has already been mentioned
(p. 33) that in 447 a patricio-plebeian tribal assembly comes
into existence. After that date, then, there are two tribal
assemblies, one made up of plebeians, the other of both
patricians and plebeians. Ancient writers do not carefully
distinguish between these two bodies, so that it is often
difficult to say to which one reference is made. However,
STRUGGLE BETWEEN THE ORDERS 53
since in the case of all three of the laws under consideration
distinct mention is made of the assembly of the plebs, we
seem to be safe in applying the principle to the plebeian
tribal assembly. In fact, the patricio-plebeian tribal assem-
bly seems to have been largely an electoral and judicial
and not a legislative body until the close of the fourth
century, since the first legislative enactment of the comitia
tributa, of which we have any record, belongs to the year
332. If the action of this body required the preliminary
approval of the patrician senators, that restriction must
have been removed in 287. In other words, the Horten-
sian law applied the same principle to both tribal assem-
blies, as, on general grounds, we should have expected
it to do.
One must not assume that the passage of these three
laws gave the popular assemblies practical control of legis-
lation and robbed the senate of all its powers in this field of
activity, or, to put it in another way, one must not infer that
the passage of the lex Hortensia marked the final triumph
of democracy over aristocracy. In point of fact, no one but
a magistrate could bring a bill before one of the popular
assemblies for action, and since, as we shall see later, the
senate found means of maintaining its control over the
magistrates, very few bills came before the popular assem-
blies of which the senate did not approve, and a way was
generally found to secure the passage of bills which the
senate favored. It was the patrician element in the senate,
not the senate itself, which lost power and prestige at this
time. In other words, the Hortensian law robbed the patri-
cians of the last exclusive political power of any importance
which they possessed, but the mantle of the old patriciate
fell, not on the shoulders of the democracy, but on those of
the new nobilitas.
54 REPUBLICAN PERIOD: HISTORICAL
51. The Policy of Appius Claudius Caecus. Attention
has already been called to the fact (p. 48) that the causes
of the distress among the lower classes were partly econom-
ical, partly political, and we have considered some of the
efforts which were made in this period to remove their
financial difficulties. These reforms were intended to help
poor debtors, and especially, we may suppose, farmers with
small holdings. The political movement toward the close
of the fourth century B.C., of which Appius Claudius
Caecus is the central figure, removed in part the political
disabilities of another element in the community, that is,
of the freedmen and of freemen with less than two acres
of land. Probably neither of these classes was enrolled in
the tribes at this time, while the proktarii, that is, the
citizens who owned no land or had less than two acres,
were massed in the centuriate assembly in a single century,
which exercised practically no influence in a body contain-
ing one hundred and ninety-three centuries.
Appius Claudius, as censor in 312, made a great change,
therefore, in the composition of the popular assemblies,
when he admitted landless freemen and freedmen to the
tribes, and in fact to any tribe which an individual might
choose, and when he also enrolled men belonging to these
two categories in such " classes " as their property, in what-
ever form it might be, entitled them to enter. By this
procedure wealth in any form was substituted for landed
property as the basis of admission to a tribe and of classifi-
cation in the centuriate assembly. By this change artisans
and tradesmen were to be enrolled in the popular assem-
blies, and those bodies were likely to lose the stability
which an organization composed solely of farmers or land-
owners is likely to have. The admission of freedmen
further increased the danger. Appius violated tradition in
STRUGGLE BETWEEN THE ORDERS 55
a still more striking way by putting the names of freedmen's
sons in the list of senators, which, under the Ovinian law,
it was his duty as censor to draw up. An equally revolu-
tionary proceeding was his conduct in securing the election
of Cn. Flavius, the son of a freedman, as curule aedile in
304. We have not space to consider at length the motives
of Appius in making these changes. The question is one
of high dispute. He was certainly far-sighted, and saw that
Rome was soon to be mistress of Italy. He may well have
felt that by strengthening the hands of the magistrate he
would secure for her that firmness and promptness of action,
and that consistency in policy, which would be essential
to her in her new role. By lowering the prestige of the
nobilitas in the senate, and of the petty landed aristocracy
in the assemblies, as his changes certainly did, he increased
the importance of the magistracies, and indirectly accom-
plished his purpose by essentially the same method as that
which Caesar adopted two centuries and a half later. The
independent course which he took during his censorship
was in harmony with the view which he held with reference
to the magistracies. In fact, his policy was reactionary. It
involved a return to the magistrate of many of the powers
of which two hundred years had robbed him. This is not
to say that his motives were purely patriotic, or that he had
a single purpose in mind. A fine patrician contempt for
the plebeian nobility in the senate and for the bourgeois
landholders of the assemblies, who had first pushed their
way into a position of equality with their betters, and were
now themselves following the policy of exclusion toward
their less fortunate fellow-townsmen, seems to have played
some part in his mind. But the Romans were not yet
ready for such revolutionary changes.
A conservative reaction came in 304. Some regard,
56 REPUBLICAN PERIOD: HISTORICAL
however, was paid to the changes made by Appius. Q.
Fabius Rullianus, one of the censors of that year, allowed
landless freemen and freedmen to remain in the tribal
organization, but assigned them to the four city tribes,
which were so large that individual votes were of compara-
tively little avail. The sons of freedmen were again treated
as ineligible to the senate or to a magistracy, but in other
respects they enjoyed the political rights of citizens. As
a result of the whole incident the position of the senate
and of the nobilitas was strengthened. It had proved itself
more powerful than its enemies. Two achievements of
Appius of a permanent character should be mentioned,
before we leave the discussion of his career, viz., the part
which he played in securing the publication of the calendar
and of the legis actiones in 304, and the construction of the
via Appia in 312. Exactly what happened in 304 is not
clear from the words of Livy, — civile ius repositum in pene-
tralibus pontificum (Cn. Flavins} evulgavit fastosque circa
forum in albo proposuit (IX. 46. 5). The general method
of procedure in civil cases and the calendar had both been
given in the laws of the twelve tables. The service which
Flavius rendered to the people consisted perhaps, as some
writers maintain, in the publication of the pertinent con-
tents of the laws of the twelve tables in book form, or he
may have set down for general use a list of court days and
a complete set of the forms which were to be employed
in civil cases. Whatever the exact truth of the case may
have been, information essential to everyday life, which
had formerly been confined to a few, became the common
property of all. To Appius, Rome was also indebted for
the first of those great military roads which proved such a
powerful factor in extending Roman commerce and Roman
ideas, and in facilitating the transfer of troops to all parts
STRUGGLE BETWEEN THE ORDERS $?
of the world. None of his achievements shows more
clearly the correctness with which he foresaw the future
of Rome and her needs as a world-power.
52. The Conquest of Central Italy. The period which
is under discussion in this chapter is one of rapid external
development. Rome waged war with all the peoples of
central Italy. Of them all the Samnites resisted her claim
to supremacy with the greatest valor and stubbornness.
When the Romans and Samnites were first brought into
close relations in the middle of the fourth century, they
apparently agreed to a peaceful division among themselves
of certain territory belonging to their weaker neighbors.
This seems to be the correct explanation of the course of
events of the years 343-1, which one tradition exalts into
a war. The ambitious spirit of expansion which Rome
showed in dealing with smaller states, supported as she
was now by Samnium, suggests also a sufficient explana-
tion of the desperate struggle which the Latin communities
at once made to break her power. The result of the war,
which followed, and lasted from 340 to 338, was most dis-
astrous to the Latins. Although they were assisted by the
Campanians and Volscians, they were defeated and lost
many of the rights which they had enjoyed since the
adoption of the foedus Cassianum in 493. Rome made a
separate treaty with each one of the Latin communities,
with the express purpose of preventing future confedera-
tions between them. The terms adopted varied from state
to state, but all the members of the old league were appar-
ently deprived of the right to trade with one another and
the right to intermarry. Both Rome and Samnium were
eagerly seeking to extend their influence in Campanian and
Volscian territory. A contest between the two powers was
inevitable. The immediate cause of the war between them
58 REPUBLICAN PERIOD: HISTORICAL
was the establishment of a colony at Fregellae in a Volscian
district claimed by the Samnites, and an attack which the
Romans made in 327 on Palaepolis, a little town on the
bay of Naples, to punish it for the incursions which its citi-
zens had made into Roman territory in Campania. War
was formally declared by Rome in the following year, and
was carried on by the two peoples with varying results until
304. The peace which Samnium concluded with Rome in
that year was of short duration. A few years later tidings
came to the city that the Samnites were bringing Lucania
under their control. The Romans protested without effect,
and war followed in 299 or 298. This time, although the
Samnites were assisted by the Kelts and Etruscans, their spirit
was finally broken, and they formed a permanent alliance
with Rome in 290. The overthrow of Samnium established
the supremacy of Rome in central Italy. Her success in
all these wars was due, not simply to the valor and skill with
which she carried them on, but also to a variety of external
circumstances. Her enemies rarely showed that harmony
among themselves and that singleness of purpose which
characterized the Romans, and Rome did her best to
develop the spirit of discord among them by arraying com-
munity against community and the aristocracy against the
democracy. An overpowering dread of the Kelts and the
Etruscans held many of the smaller states to the side of
Rome, while doubtless the comparatively mild treatment
which they received at the hands of Rome made her sway
seem less objectionable than that of Samnium. Further-
more, her central position, and the construction of a mili-
tary road into Campania, which was so frequently the seat
of war, gave her a great advantage. The terms made with
Samnium were alike honorable to her and to the Romans.
She was allowed to keep her territory and her independence.
STRUGGLE BETWEEN THE ORDERS 59
53. The Treatment of Conquered Territory. During these
wars .and at their close Rome devoted herself earnestly to
the assimilation of her newly allied and conquered peoples.
Her two great agents in this work were the construction of
roads and the establishment of colonies. The first of the
great roads was built in 312, and their importance has
already been noted. The twenty-seven colonies which
Rome sent out between 367 and 287 were a still more
important factor in Romanizing Italy. They not only
served as garrisons in controlling the surrounding country,
but they introduced the Latin language, and a knowledge
of Roman law and Roman political institutions wherever
they were established. The policy which Rome adopted
toward the Latin communities after their defeat in 338 was
typical of her method of dealing with all the peoples in
Italy. In general she isolated each town or tribe from its
neighbors and attached it to herself. These communities,
according to their political status, were either munidpia or
dvitates foederatae. The munidpia were dvitates sine suf-
fragio, that is, they had only the civil rights of commerdum
and conubium. In some cases they were given a local self-
government ; in other cases they were governed by praefedt
sent out from Rome. Ultimately they received the full
rights of citizenship. The privileges of the dvitates foede-
ratae depended in each instance on the special treaty made
with Rome. They were not allowed to declare war against
other communities, nor to make treaties with them, and
they were expected to furnish Rome with a certain number
of troops in case of need, but within their own borders
they were supreme.
54. The Status of Colonies. The founding of colonies
was one of the functions of the senate, which appointed
a commission to carry out its instructions. One third of
60 REPUBLICAN PERIOD: HISTORICAL
the land assigned for the purpose was usually given outright
to the colonists, another third was made ager publicus, and
the remainder was used for the construction of temples
and for other public purposes. The coloniae Romanae were
few in number and were located on the seacoast. The
colonists in these settlements, who rarely numbered more
than three hundred, had full political and civil rights. The
coloniae Latinae held the same relations with Rome as the
Latin cities did after 338. They were independent within
their own limits, and adopted Roman political institutions
or not, as they saw fit. To these colonies several thousand
settlers were often sent out. In time of war they served
as allies of Rome. In 268 they were deprived of some of
their political and civil rights which were restored to them
in 90 B.C. only as the result of the Social war.
55. Preparations for Conquest beyond the Sea. The or-
ganization and equipment of the Roman army were greatly
improved in the period under consideration. The troops
were now paid, and became accustomed to long periods
of service, and Roman commanding officers acquired the
ability to conduct serious campaigns, and control large
bodies of men. Rome was in a position to gratify, not
only in southern Italy, but beyond the sea also, that
appetite for conquest which her successes in central Italy
had developed. Even at this early date there are some
indications of her aspirations to be a sea power. The
founding of coloniae maritimae at Antium, Tarracina, Min-
turnae, Sinuessa, Sena Gallica, Castrum Novum, and on
the island of Pontia, all of which were established between
367 and 2 8 7, either shows the existence of a sea-going trade
or foreshadows its early development. In 311 for the first
time naval officers were chosen with the title of duoviri
navales. The treaty which was made with Carthage in
STRUGGLE BETWEEN THE ORDERS 6 1
348, and renewed in 306, is also an indication that for-
eign trade was developing, and that Roman interests were
extending beyond the limits of Italy.
SELECTIONS FROM THE SOURCES
First plebeian dictator: Liv. VII. 17. 6. — Laws concerning debt:
Liv. VII. 21. 5; VII. 27. 3; VII. 42. i; VIII. 28. — First plebeian
censor: Liv. VII. 22. 6-10. — Treaties with Carthage: Polybius,
III. 22-7; Diodor. XVI. 69. i; Liv. VII. 27. 2; IX. 43. 26.—
First Samnite war (so-called): Liv. VII. 29-VIII. 2. — Laws con-
cerning reelection and plurality of offices: Liv. VII. 42. 2. — Lex
sacrata militaris : Liv. VII. 41. — War with Latins: Liv. VIII.
3-12. — Peace of 338: Liv. VIII. 13-14. — The leges Publiliae Phi-
lonis : Liv. VIII. 12. 14-16. — First plebeian praetor: Liv. VIII.
15. 9. — Second Samnite war: Liv. VIII. 22-IX. 45; Diodor.
XIX, XX (passim); Dionysius, XV. 7-10. — Colony of Fregellae :
Liv. VIII. 22. 1-2; VIII. 23. 6; Dionysius, XV. 8. 7. — Attack on
Palaepolis : Liv. VIII. 22-3; Dionysius, XV. 5-6. — Caudine Pass:
Liv. IX. 1-12; Appian, Samn. IV. 2-7; Cic. de Off. III. 109. —
Peace with Samnium : Liv. IX. 45. 1-4. — Prorogatio imperii : Liv.
VIII. 23. 12; IX. 42. 1-2; X. 22. 9 (cf. III. 4. 10). — Plebiscitum
Ovinium : Festus, p. 246, ed. Miiller. — Censorship of Appius Clau-
dius : Liv. IX. 29. 6-1 1 ; IX. 33-34; IX. 46. 10, n ; Diodor. XX.
36. — Via Appia: Liv. IX. 29. 6; Diodor. XX. 36. 2; Frontinus,
de Aquaedtict. 5. — Duoviri navales : Liv. IX. 30. 4. — Cn. Flavius :
Liv. IX. 46; Cic. de Or. I. 186; Diodor. XX. 36. 6; Cell. VII.
(VI.) 9. — Reaction of 304: Liv. IX. 46. 14-15; XLV. 15; Val.
Max. II. 2. 9. — Lex Ogulnia : Liv. X. 6-9. — Third Samnite war:
Liv. X. 11-46; Ep. XI; Florus, I. 17; Eutropius, II. 9 f . ; Dionysius,
XVII (XVIII); Dio Cass. fr. 33. 29 f. —Outbreak of war : Liv. X.
11-12; Dionysius, XVII (XVIII) 1-3. — Sentinum : Liv. X. 27-30;
Polybius, II. 19. — Peace with Samnium : Liv. Ep. XI ; Eutr. II. 9.
— Sabine war: Liv. Ep. XL — Secession of 287: Liv. Ep. XI; Dio,
fr. 37.— Lex Hortensia: Plin. H. N. XVI. 10. 37 ; Cell. XV. 27.
4. — Lex Maenia: Cic. Brut. 55; Liv. I. 17. 9.
62 REPUBLICAN PERIOD: HISTORICAL
CRITICISM OF THE SOURCES l
Binneboessel, Untersuchungen liber Quellen u. Geschichte d.
zweiten Samniterkrieges. Halle, 1893.
A. Kiessling, De Dionysii Halicarnassensis antiq. auctt. lat. Bonn,
1858.
B. Niese, Das sogenannte licinisch-sextische Ackergesetz, Hermes
XXIII, pp. 410-423.
Schubert, Die Quellen Plutarchs, N. Jahrb. fur Philol. (N.F.), Suppl.
IX, pp. 647 ff.
Soltau, Livius' Geschichtswerk, pp. 117-140. Leipzig, 1897.
1 See also general bibliography on p. 22.
CHAPTER V
THE SUPREMACY OF THE NOBILITAS
56. The Period from 287 to 133. With the passage of
the Hortensian law the great struggle which had gone on
for more than two centuries was brought to an end. The
efforts of the plebeians to secure their political rights had
been crowned with complete success. In fact, in some
respects, the plebeians enjoyed a political advantage over
the patricians. So, for instance, under the new constitu-
tion one of the two consuls must be a plebeian, and both
of them might be plebeians. The discrimination which
the law made in their favor in this matter, and in certain
other matters, was only fair from the democratic point of
view, since at this time they must have far outnumbered
the patricians. Of course the social prestige which an old
nobility enjoys, and the solidarity of interests which binds
together the members of a close corporation, must have
given the patricians a political power which the plebeians
did not possess, but the law was powerless to secure equality
in this respect. As one might naturally expect, the settle-
ment of the great questions which had divided the Roman
people into two parties made the period after 287 one of
comparative political inactivity. Not only were the ques-
tions at issue settled, but the Romans were occupied in
adapting the new institutions to the needs of the com-
munity, and their energy was expended in the manage-
ment of foreign affairs. The wars of the period, in
fact, and the results which flowed from them, exerted a
63
64 REPUBLICAN PERIOD: HISTORICAL
controlling influence on the social and political development
of the community. The wars with Pyrrhus, with Carthage,
with Philip, Antiochus, and Perseus occupied the Romans
sixty-seven years, and three of these contests — that with
Pyrrhus, and the first and second wars with Carthage —
strained the resources of Rome to the utmost. In their
presence all the elements at Rome united in the common
defense, and, for the time, internal differences disappeared
and a remarkable political harmony prevailed. The intense
interest which the Romans felt in military affairs naturally
gave a political prominence to men who had won distinc-
tion in the field. Furthermore, the soldiers who came
back to the city did not look on their commander, as
their fathers had done, as a simple fellow-citizen, who had
like themselves been serving the state, and now resumed
his place by their side. Long periods of service abroad,
where the soldier was only one of a great army carrying
out an elaborate plan of campaign under the direction of
one man, had accustomed many of the Romans to follow
implicitly the guidance of an individual. Had Scipio
Africanus been an able and ambitious politician, it would
not have been difficult for him to exercise a paramount
influence in Roman politics. Had that been the case, the
senate would have lost its control, and the tide, which
was setting strongly toward oligarchical government, would
have been checked. But neither he nor any other success-
ful Roman general had the ability to devise a compre-
hensive political programme, or the ambition to make
himself a popular leader. This is not to say that all the
political leaders of the period were actuated by unselfish
motives. The strenuous efforts which certain noble families
made to use the campaign against Antiochus to further
their own selfish ends is a proof of the opposite state of
SUPREMACY OF THE NOBILITAS 65
affairs. As for the great mass of the people, the imme-
diate effect of the long wars was to bring into relief the
same sturdy qualities which they had shown in their strug-
gle with the Samnites. Their indirect result was a com-
plete change in the social and economic condition of the
whole Italian people. The political connection of the
period from 287 to 133 with that which precedes it lies
in the fact that in it the institutions created during the
preceding period were gradually developed and adapted
to the needs of the people. It is linked to the subsequent
period by the fact that in the latter the forces which devel-
oped out of the new social and political conditions result-
ing from the great wars took definite shape, and furnished
the basis of a new political reorganization. During these
years the state was ruled by the nobilitas, a fact which gives
the period its political unity. Its end is fixed by the deter-
mined stand which the Gracchi took against the oligarchy
in the name of the democracy.
57. The Senate and the Popular Assemblies. After the
passage of the Hortensian law the Roman government was
in theory essentially a democracy, in so far as landowners
were concerned. Its magistrates were elected by the
popular assemblies, and the measures enacted by those
bodies were valid without further condition in the case of
the tribal assemblies, or required only the formal prelimi-
nary approval of the patrician senators in the case of the
centuriate comitia. In reality, however, the government
was in the hands of an oligarchy, and almost all the legis-
lation of the period emanated from the senate. One might
almost say that the democracy was satisfied with the posses-
sion of power but did not care to exercise it. There is
indeed some truth in this way of stating the case. The
people recognized the fact that the senate was better able
66 REPUBLICAN PERIOD: HISTORICAL
to direct the policy of the state than they were themselves.
Now and then they asserted their constitutional rights.
This was the case in 232, when the concilium phbis, under
the leadership of the tribune C. Flaminius, passed a bill,
contrary to the wishes of the senate, dividing certain land
in Picenum and Gaul. Even in the second Punic war, in
the case of Scipio, the senate was forced to yield to the
people or to popular sentiment. In general, however, the
senate had a free hand in the administration of affairs.
The reasons are not far to seek. The number of voters
during this period ranged from 250,000 to 300,000. Many
of them lived at a great distance from the place of voting.
It was obviously inexpedient to call together such an
assembly for the passage of ordinary administrative legis-
lation. Many matters, especially in time of war, require
prompt action. This could not be secured through one of
the popular assemblies. Furthermore, the questions which
came up for consideration were far more difficult to settle
than those of earlier years had been. The scene of active
operations at present was far from Rome. The average
Roman knew little about the conditions abroad, and was
not, therefore, in a position to express an intelligent
opinion on the majority of the questions at issue. What
made matters worse was the fact that adequate discussion
in the contio, which preceded the casting of the ballots, was
impossible. The senate, however,- was eminently qualified
to meet all the conditions mentioned. It was a body of
only three hundred members, so that it could be called
together quickly, and could discuss fully any important
question laid before it. Its members were men of means
who could afford to meet frequently for the transaction of
public business. This fact alone would have given the
senate precedence over any one of the popular assemblies,
SUPREMACY OF THE NOBILITAS 67
for administrative legislation at least. A still greater advan-
tage which the senate had lay in the character of its com-
position after the passage of the Ovinian law. Under that
law it became a body of ex-magistrates, whose experience
in administration and knowledge of affairs at home and
abroad fitted them in a peculiar way to settle wisely the
complicated questions of foreign policy which engaged the
attention of the Roman people during this period. One
should also bear the fact in mind that the senate had
always played a leading part in directing the foreign policy
of the state. In managing foreign affairs during the period
of the great wars it was, therefore, in large measure follow-
ing well-established tradition, and as foreign questions
completely overshadowed domestic affairs in number and
importance, another reason for the ascendency of the senate
as a legislative body is apparent. Not only did the quali-
fications of the senate help it to acquire a supremacy in
legislative affairs, but it found means to prevent the popular
assemblies from taking the initiative in such matters. A
popular assembly could meet only when it was called
together by a magistrate or a tribune, and only to discuss
such matters as were laid before it by a magistrate or
tribune. Now both these classes of officials were under
the control of the senate, so that it was practically impos-
sible to get a bill of which the senate did not approve
before any one of the assemblies.
58. The Senate and the Magistrates. What has been
said will explain in part the influence which the senate
exercised over the magistracies. The Ovinian law had made
the senate a body of ex-magistrates. All of the senators
were men of experience in government. Some of them
were ex-consuls who had filled with distinction the same
office which their presiding officer was now filling. Some
68 REPUBLICAN PERIOD: HISTORICAL
of them had a greater technical knowledge of the questions
at issue than he had himself. Furthermore, strong motives
of self-interest bound the members of the senate together
in maintaining and extencjing its prestige. The consul
himself came from their number ; he was imbued with their
ideas of government and at the end of the year he would
return to their ranks. It was impossible for him to make
a stand against such influences as these. His submission
to the senate was inevitable. In the earlier period the list
of senators was drawn up by the consul and he probably
exercised some discretion in the matter of choice. This
duty was now performed by the censor, so that membership
in the senate was in no wise dependent on the favor or
approval of the consul. In fact, the senate was practically
independent of any magistrate in this respect. The Ovin-
ian law had instructed the censor to give preference to
ex-magistrates in the selection of senators, and the rather
extreme interpretation which was put on this law made its
action automatic and practically gave ex-magistrates the
right to a seat in the senate. The tribune was not much
more inclined than the consul to take the initiative in
matters of legislation. The influences which controlled the
consul affected him also. Furthermore, as we have already
noticed (p. 44), the senate had taken pains to cultivate
friendly relations with him. His office, too, was a stepping-
stone to the magistracies, in candidacy for which the support
of the nobilitas would be of great importance. The result
of all this was that the senate met, not to give the consul
advice which he was free to accept or reject, but to take
action which he was expected to carry out as its minister.
59. Benefits and Evils of Senatorial Government. The
system of senatorial government had both its light and its
dark side. Technical administrative questions were decided
SUPREMACY OF THE NOBILITAS 69
by a body of experienced administrators. A consistency
and continuity was given to Roman policy which would
hardly have been possible with the free initiative of magis-
trates holding office for a year only. The element of selfish
personal ambition was in large measure eliminated. In
fact, the senate checked in its own interest any attempt at
self-aggrandizement. However, this necessity of preventing
an individual from attaining eminence had its evil side.
Great success and the resultant popularity gave rise to
distrust in the minds of the oligarchy, so that at a critical
moment the state might be robbed of the services of a
valuable leader. The senate was undoubtedly actuated by
patriotic motives in almost all of its actions, but it was
impossible for it, in domestic affairs, to throw off entirely
its conservative bias. In foreign affairs the results of a
divided, and, therefore, a diminished, responsibility were
painfully apparent. The senate often adopted a policy in
dealing with another state which individual senators, had
they been magistrates vested with supreme power, would
have scorned to follow. The harmony which existed
between the senate and its commanders in the field during
this period is remarkable, and it is surprising that a series
of great wars could have been brought to a successful com-
pletion under the joint management of a commanding officer
in the field and a jealous legislative body of three hundred
members at home. It devolved upon the senate not only
to maintain a supervision over the military operations carried
on simultaneously at different points and to provide money
and troops for the various campaigns, but also to assume a
general care of newly acquired territory in Italy or abroad.
The last-mentioned duty imposed on the senate the respon-
sibility of drawing up a constitution for the community in
question, or of ratifying a treaty with it, of taking necessary
70 REPUBLICAN PERIOD: HISTORICAL
measures to protect it and hold it in subjection, of dividing
the provinces among the various classes of officials, and of
receiving foreign ambassadors and deputations.
60. Magistracies. The subordination of the magistrate
to the position of minister of the senate involved a certain
loss of prestige on his part, but it brought partial compen-
sation with it. The development of the powers of the
senate gave an added value to the magistracies, since elec-
tion to one of them carried with it admission to the senate.
Indeed, from this time on the importance of a magistracy
consisted largely in this fact. Furthermore, the immense
gain which the senate made, after the development of an
imperial policy, in the variety and importance of its func-
tions, increased correspondingly the scope of the powers
which the magistrate enjoyed who followed its mandatory
advice. The determination of the senate to protect itself
against ambitious individuals found expression in various
laws affecting the magistrates which were passed in this
period. In 180 the tribune L. Villius secured the passage
of a law which fixed, directly or indirectly, the age at which
citizens might become candidates for the more important
offices (guot annos nati quemque magistratum peter ent cape-
rentque} . By this measure the cursus honorum was estab-
lished. Its observance would prevent an ambitious politician
from riding into power on a wave of popular enthusiasm.
As early as the fourth century any one who had held a
given magistracy was ineligible for reelection to the same
office until an interval of ten years had elapsed. Even this
stringent provision did not satisfy the oligarchy, and toward
the close of the period we are considering, — that is, about
the middle of the second century, — reelection to the con-
sulship was absolutely forbidden. In the next century, how-
ever, Sulla reverted to the legislation of the earlier period.
SUPREMACY OF THE NOBILITAS /I
61. Bribery and Ballot Laws. The laws against bribery
and providing for a secret ballot are also to be attributed
largely to the desire of the oligarchy to protect itself against
ambitious and unscrupulous politicians. A careful study of
the legislation against bribery would throw a flood of light
on the history of Roman morals during the last century of
the republic, and undoubtedly men like Cato, in supporting
legislation to check the evil, were actuated mainly by a
desire to stem the tide of degeneracy, but the real pur-
pose of the early laws on that subject was political. A new
lex de ambitu was passed in 181. A second followed in
159. The lex Gabinia of 139, which provided for a secret
ballot at elections, the lex Cassia of 137, and the lex
Papiria of 131, which made the same provision for meet-
ings of the cotnitia, respectively as a court and as a legisla-
tive body, were intended to accomplish essentially the same
purpose as the laws against bribery, in a different but per-
haps in a more effective way.
62. Change in the Number and Functions of the Praetors.
The only change of any moment in the magisterial system
was the addition of another praetor toward the end of the
first Punic war, the increase in the number of these officials
from two to four in 227, and to six in 197. The second prae-
tor was chosen to take charge of cases in which foreigners
were concerned, and so received the title ®t praetor peregri-
nus, while his colleague, who presided in matters where only
citizens were parties to the suit, was known as the praetor
urbanus (cf. p. 187). The increase in the number of prae-
tors in 227 and 197 went along with a complete change in the
functions of certain members of the college, since the four
new praetors were not assigned to essentially judicial duties,
but were made governors of the newly acquired provinces
of Sicily, Sardinia, Nearer Spain, and Farther Spain.
7 2 REPUBLICAN PERIOD: HISTORICAL
63. The Quaestorship and Dictatorship. The addition of
four new quaestors in 267, which raised the number in the
college to eight, brought with it no radical change in the
duties of those officials. It was a natural consequence
of the extension of Roman territory. The new quaestors
were the financial representatives of the central govern-
ment in the various sections of Italy. It is significant of
the thoroughness which the senate showed in carrying out
its oligarchical policy that dictators for other than such
temporary and special purposes as the holding of an elec-
tion during the absence of both consuls, or the annual
driving of a nail in the wall of the temple of Jupiter, were
rarely appointed during this period, and, when they were
chosen, they deferred, not less than the consuls, to the
senate. The choice of a plebeian for the first time as
pontifex maximus in 253 is little more than an echo from
the din of battle of an earlier period.
64. The Censorship. The censor's office became one of
immense political and moral importance during the period
which we are considering. His main constitutional func-
tions consisted in assessing the property of citizens, in
preparing a register of them according to tribes, classes,
and centuries, in drawing up the list of senators, and in
managing the finances of the state. The increased impor-
tance of this magistracy was due to a variety of causes.
Foremost among these should be mentioned the precedent
set by Appius Claudius in his performance of the duties of
that office in 312. We have already noticed (p. 54) the
autocratic manner in which he changed the composition of
the tribes and the centuries. The reaction of 304 was not
a protest against the exercise of such powers by the censor,
but rather a reversal of the action of one censor by another.
The right of the censor to make such radical changes as
SUPREMACY OF THE NOBILITAS 73
Appius had made was, therefore, strengthened and not
weakened by the events of 304. In fact, the reform of
the centuriate assembly in 241 was probably due in large
measure to the efforts of the censor. The immense increase
in the income and the expenditure of the government which
resulted from the prosecution of a long series of wars and
the acquisition of provinces, was a still more potent factor
in giving importance to his office. The taxes levied in the
new provinces were farmed out to the highest bidders, and
the contracts were made by the censor in the name of the
state. Besides the income from this source, immense sums
of money came into the treasury in the form of booty.
Aemilius Paulus, for instance, brought home 300,000,000
sesterces after the war with Perseus.
It is difficult, with the scanty information we have, to
account for the development of the right to supervise the
morals of the people which the censor exercised in the
third century. This is the probable course of events, how-
ever : In drawing up a register of a tribe or -a class it was
necessary for him to inquire closely into such matters as
the name, age, residence, family, and property of each
citizen (cf. p. 192). It is probable that he gradually
extended the range of his inquiry to cover also the man-
ner of life of citizens, without waiting for legislation to
authorize him in taking such a course. Such action on his
part would find abundant justification in the determined
stand which the community was making against the degen-
erate tendencies of the time. In fact, the functions of the
censor made his office the natural agency to employ in the
effort to preserve the integrity of the Roman character.
65. Improvement in the Judicial System. A develop-
ment of some importance, which for convenience may be
mentioned in this connection, consisted in the improvement
74 REPUBLICAN PERIOD: HISTORICAL
of the judicial system, by sending praefecti iuri dicundo to
various points in Italy to represent the praetor, and by the
occasional establishment of judicial commissions to take
the place of the popular assemblies in the trial of certain
criminal cases. The advantage which a small, select body
had over a popular assembly in such cases was so apparent,
that by the lex Calpurnia of 149 a permanent court was
established for the trial of magistrates guilty of peculation
in office, the so-called quaestio (perpetua) de (pecuniis)
repetundis. The historical importance of this innovation
lies largely in the fact that it was the first step toward the
organization which Sulla made in the next century of a
fairly complete judicial system. It is interesting to note
that the offense, of which the first standing court was to
take cognizance, was extortion. Evidently the magistrates
had already found it necessary to seek reimbursement in
the provinces for the great expenses attendant on an elec-
tion to office at Rome. The establishment of a court to
try those guilty of peculation goes hand in hand with the
legislation against bribery. Little immediate gain could be
expected from the court, however, because its juries were
made up exclusively of senators, and could hardly be trusted
to convict senatorial governors.
66. Reform of the Centuriate Comitia. The most com-
prehensive political change of this period which affected
the whole people was the reform of the centuriate assembly
about 241. That body was completely reorganized on the
tribal basis. Each of the tribes was divided into seniores
and iuniores ; then the members of each of these two sec-
tions were assigned to classes according to their wealth, the
members of each class of seniores and iuniores forming a
century. The division of each of the thirty-five tribes into
centuries is indicated in the following diagram.
SUPREMACY OF THE NOBILITAS
75
Senior es
Tribus
Century of ist class
2d
4th
" " 5th "
luniores
Century of ist class
4th
" 5th "
To the three hundred and fifty centuries thus formed there
should be added eighteen centuries of knights, four supple-
mentary centuries, not definitely enrolled in the classes, and
one century of proletarii, making a grand total of three
hundred and seventy-three. The property qualification for
admission to the several classes was henceforth calculated
on a money basis, and was probably raised for each class,
but of this we cannot be sure. It is clear, at all events,
that the new organization was of a far more democratic
character than the old one. In the old body the number
of centuries in the first class, supplemented by the knights,
was greater than that in all the rest put together. The
eighteen centuries of knights combined with the eighty
centuries of that class constituted a majority. In the
reformed organization the number of centuries in each
class was the same, so that the only advantage which
wealth gave lay in the fact that the centuries of the upper
classes were probably smaller than those of the lower
classes, and yet had equal weight with them in voting.
76 REPUBLICAN PERIOD: HISTORICAL
In one other respect the organization fell short of being
strictly democratic. The seniores in a given tribe, that is,
the men between forty-six and sixty years of age, made up
five centuries, so that they had as great a voting power as
the iuniores, or men between seventeen and forty-six years
of age, although by the natural laws of mortality there can-
not have been more than half as many of the former as
of the latter in a tribe. Therefore, although the reformed
centuriate assembly was essentially democratic, wealth and
age enjoyed indirectly some advantages.
67. The Tribal Assemblies. Legislation of the fifth cen-
tury, possibly the lex Aternia Tarpeia of the year 454, had
allowed magistrates, tribunes, and plebeian aediles to impose
fines up to a certain limit. All cases involving a larger
amount than the minimum fixed could be appealed to the
tribal assembly. The effect of this arrangement was to
make the tribal assemblies criminal courts of appeal in all
but capital cases. This change had its political side. It
enabled the tribune to hold a magistrate responsible for his
conduct, but its value in this respect was in large measure
offset by the use of the court for partisan purposes. An
important step toward robbing the tribal assemblies of their
judicial functions altogether was taken toward the close of
this period by the establishment, in 149, of the first quaestio
perpetua (p. 74).
The most important laws of this period were passed in
the tribal assembly. For instance, the leges Villia (p. 70),
Gabinia (p. 71), Cassia (p. 71), Calpurnia (p. 74), and
various sumptuary laws, e.g., the lex Oppia and the lex
Orchia, were all plebiscita. The tribal assembly met within
the city and had a simpler organization than the centuriate
assembly. Furthermore, the tribune who presided over the
concilium plebis represented better than the magistrate the
SUPREMACY OF THE NOBILITAS 77
progressive sentiment of the community. The leges Aelia
et Fufia of about 155 applied the auspices to the tribal
assemblies . for the first time. The senate secured the
passage of this law for the purpose of preventing undesir-
able action in the tribal assembly, when all other forms of
opposition had failed. As a defensive weapon, however,
the measure was of little avail.
68. Growth of the Proletariat. The economic changes
in the condition of the people were far more serious than
the political. The immediate result of them was the
widening of the gap between the rich and the poor. A
number of reasons may be given for the growth of the
proletariat on the one hand, and, on the other, for the
acquisition of great wealth by the favored few. The long
wars had taken the peasant proprietors from home, and
their land, left without cultivation, rapidly deteriorated in
value. Hannibal's occupation of Italy increased the dam-
age which had resulted from neglect, and at the close of
the second Punic war a large part of the land in Italy had
passed out of cultivation. This change bore heavily on the
free laborer also. The demand for his services was greatly
diminished by the transformation of arable into pasture
land, and the introduction of a vast number of slaves
brought his wages down to a very low point and put a
stigma on manual labor. The massing of landed property
in the hands of a few and the employment of slave labor
made the business of the peasant proprietor unprofitable.
Competition with the newly acquired provinces was still
more disastrous to him. The ranks of the proletariat,
which were reinforced in this way by free laborers out of
work and by bankrupt peasant proprietors, were still further
swelled by the manumission of slaves. Many of the slaves
who had been brought to Rome as captives during the wars
78 REPUBLICAN PERIOD: HISTORICAL
outside of Italy were clever artisans or good farmers, and
their owners found it more profitable to manumit them, give
them a small capital, and share in the profits of the enter-
prise, than to retain them as slaves. This condition of
things was somewhat relieved in the early part of the period
by drawing off large numbers of the proletarii to the newly
established colonies. Ten or twelve colonies were founded
in the interval between 287 and the close of the second
Punic war, and twice as many in the early part of
the second century, but after 180 we hear of only one
new colony, so that the proletariat lost even this form of
relief.
69. Amassing of Great Fortunes. The aggrandizement
of the rich kept pace with the impoverishment of the mid-
dle classes. Several states in southern Italy, which had sided
with Hannibal, were punished after the close of the second
Punic war by being deprived of a large portion of their ter-
ritory. The rich men at Rome found little difficulty in get-
ting possession of the greater part of this confiscated land.
The acquisition of territory beyond the sea was of immense
value to the capitalist and successful politician. On the
one hand, it gave the Roman officials who were sent out to
the provinces a good opportunity to amass fortunes at the
expense of the provincials. On the other hand, the con-
quests in Spain and the East opened new outlets for trade,
which the special privileges granted to Roman citizens, and
the destruction of Rome's commercial rival, Carthage,
threw almost entirely into the hands of the Roman mer-
chant and banker, and Roman capitalists began to reap rich
returns for the investment of their money. Another profit-
able field for investment was the collection in the new
provinces of the taxes which the state let out by contract
to private citizens. Since the provincials were without
SUPREMACY OF THE NOBILITAS 79
defense, and the ruling class at Rome winked at the extor-
tionate demands of its representatives abroad, enormous
fortunes were made in a short time. The evils which
naturally follow a sudden increase in wealth were aggravated
by the fact that the conquest of Magna Graecia and the
East brought the Romans into contact with a highly devel-
oped civilization to which their previous simple life was in
marked contrast. The development of luxurious tastes and
the means of gratifying them came simultaneously, and the
rich Roman rushed into reckless expenditure on his house-
hold and his retinue with the intemperance which charac-
terizes the parvenu. The long series of sumptuary laws,
which began with the lex Oppia of 2 15, is in itself a striking
proof of the tendency of the time. The attempt to check
the growing evil by legislation was of as little effect as such
efforts usually are. In fact, the lex Oppia itself was repealed
after it had been in force only twenty years. The severe
measures which the censors took to check extravagance
were of as little permanent value.
70. Political Results. The immense increase, on the
one hand, in the number of freedmen, and of freemen out
of work, and, on the other, the acquisition of large fortunes
by a few, had a most disastrous effect on Roman politics.
A large number of freedmen and of those who had lost their
holdings or their occupation in the country districts drifted
to Rome and were admitted to the popular assemblies, in
so far as their property allowed it. Their votes were in
many cases to be had by the candidate who gave the most
for them, or whose games were the most magnificent. The
laws to punish bribery and to provide for a secret ballot, to
which reference has already been made (p. 71), furnish an
indication of the growing demoralization of the popular
assemblies. The great inequality in wealth had another
80 REPUBLICAN PERIOD: HISTORICAL
unfortunate political result. It gave rise to a spirit of
dependence among the great mass of the people, in some
cases of hostility toward the rich on the part of the poor,
which found expression in class legislation of various kinds.
Thus, in 217, the democratic leader Flaminius secured the
passage of a bill lowering the money standard ; in 216 a
commission was established to facilitate the negotiation of
loans ; and in the same decade a law was passed prohibiting
senators from owning ships of more than a certain tonnage.
71. The Conquest of Southern Italy. The conclusion of
the third Samnite war had already made Rome mistress
of central Italy. A petty quarrel with Tarentum, in 282,
opened the way for her conquest of southern Italy. In
the war which followed, the Tarentines and their allies in
southern Italy were unable to cope with Rome and sent to
Pyrrhus, the king of Epirus, for help. He inflicted a severe
defeat on the Romans near Heraclea in 280, and advanced
through Samnium and Campania to the borders of Latium ;
but at that point he turned back. Again, in 279, Pyrrhus
was successful at Asculum, and negotiations looking to
peace were entered into ; but the appearance of a Cartha-
ginian fleet at Ostia offering help induced the Romans to
refuse all terms. The urgent requests which the Greeks in
Sicily made for help, and his discouragement over the state
of affairs in Italy, led Pyrrhus to cross to Sicily in 278.
After an unsatisfactory campaign in that island, he returned
to Italy in 275, was defeated by the Consul M'. Curius at
Beneventum, and retired permanently from Italy, leaving
Rome free to bring the cities in the lower part of the
peninsula completely under her control.
72. The First Punic War. The harmonious relations
which existed between Carthage and Rome during the war
with Pyrrhus were brought to an untoward end by the
SUPREMACY OF THE NOBILITAS 8 1
course of events in Sicily. Besides her possessions in
Africa, Carthage controlled Sicily, with the exception of
Syracuse and Messana, and also Sardinia, Corsica, the
Balearic islands, and the south coast of Spain. An oppor-
tunity presented itself in 264 to make herself mistress of
Messana also, and she eagerly embraced it. One party in
this city, however, appealed to Rome for help, and the
senate was forced by popular clamor to send the consul
Appius Claudius to its assistance. The Romans were suc-
cessful on land, but they found that such success would
count for little as long as Carthage controlled the sea.
Accordingly they fitted out a fleet in the year 260 which
won a great victory off Mylae, and from this time on the
contest was in large measure a struggle for naval supremacy.
In fact, the defeat of the Carthaginian fleet by Catulus in
241 brought the war to an end. Had it not been for their
new allies, the Romans would have been helpless in such
a struggle, but the seamanship of the Greeks of southern
Italy, and the knowledge which they had of the Sicilian
coast, helped to offset the naval experience of Carthage.
By the terms of peace Carthage gave up Sicily to Rome,
surrendered her prisoners, and agreed to pay a war indem-
nity of 3200 talents. Three years after the close of the
war, in 238, when she was weakened by a long-continued
m*tiny in the army, she was forced to give up Sardinia and
Corsica also.
73. War with the Kelts and Illyrian Pirates. In the
years which followed the first Punic war, Rome strengthened
her position in Italy and on the Adriatic. She was startled
in 225, however, by the news of a fresh Keltic invasion on
the part of the Boii and Insubres and Transalpine merce-
naries. Notwithstanding the enrollment of 150,000 men
for the protection of Italy, the invaders advanced as far as
82 REPUBLICAN PERIOD: HISTORICAL
Clusium in Etruria, and defeated a detachment of the
Roman army; but the approach of another strong force
obliged them to retire, and they were crushed between the
two Roman armies at Telamon in Etruria. The submission
of the Boii followed in 224; that of the Insubres, who
resisted more stubbornly, in 222. The northern frontier
of Italy was secured by planting colonies at Mutina, Pla-
centia, and Cremona, and by building a military road, the
via Flaminia, to Ariminum. The war which broke out
against Illyria in 229 had the two practical results of freeing
Italian trade in the Adriatic from the depredations of the
Illyrian pirates, and of throwing Rome into the cauldron of
Greek politics.
74. The Second Punic War. The rapid progress which
Carthage was making in Spain disturbed the Romans to
such an extent that a treaty was made with her, by the
terms of which she agreed to limit her acquisitions to
the region south of the Ebro. The city of Saguntum lay
south of that river, but it was not considered necessary to
provide for her independence in the treaty mentioned,
because she was in alliance with the Romans. The attack
which Hannibal made on that city in 219 was, therefore,
a direct affront to Rome. The Carthaginians refused to
grant redress, and preparations were at once made in
Rome to fit out expeditions against Spain and Africa. But
Hannibal, by a rapid march into northern Italy, which he
reached with an army reduced to 26,000 men, put the
Romans on the defensive, and by brilliant victories on the
Ticinus and the Trebia in 218, at the Trasimene lake
in 217, and in the following year at Cannae, put the
supremacy of Rome in Italy in extreme peril. In fact,
the battle of Cannae was a signal for the withdrawal of
almost all the cities of southern Italy from their alliance
SUPREMACY OF THE NOBILITAS 83
with Rome. Only a few seacoast towns remained loyal,
or were held in subjection by garrisons. In spite of these
great disasters the spirit of the Romans was not broken.
They adopted, however, the policy of avoiding a direct
trial of strength with Hannibal, and devoted their energy
to cutting off all his sources of supply. With this object in
view they sought to regain the Italian cities which had
allied themselves with Hannibal, or had been conquered
by him. With the same purpose in mind they carried
on a vigorous campaign against the Carthaginians and
their allies in Spain and Sicily. The result of this policy
was that Spain, the great center of Carthaginian strength,
was overrun by the Romans, and Hasdrubal, Hannibal's
brother, after coming into Italy in response to Hannibal's
urgent request for reinforcements, was defeated and slain
at the Metaurus in 207, and Hannibal himself stood alone
with his little army in a corner of Italy. The Romans
were now ready for a bold stroke, and in 204 the senate,
yielding with some hesitation to popular demand, sent over
to Africa young Scipio, who had distinguished himself in
Spain. The audacity of this step was justified by the
complete victory which the Roman army won at Zama in
202 over Hannibal, whom the Carthaginians had hastily
recalled. By the terms of the peace, which was concluded
in the following year, Carthage was stripped of all her
foreign .territory, and even in Africa Numidia was declared
independent. She was, furthermore, forbidden to wage war
abroad, and in Africa except with the consent of Rome.
She gave up her fleet also, and agreed to pay an indemnity
of 10,000 talents.
75. First Macedonian War. The most important result
of the war against the Illyrian pirates, as we have already
noticed, was the fact that Rome's new acquisitions placed
84 REPUBLICAN PERIOD: HISTORICAL
her in a position where she would be easily involved in the
meshes of Greek politics. The inevitable entanglement
came in 2 14. King Philip of Macedon, with an envious eye
on the Roman possessions on the Illyrian coast, took advan-
tage of Rome's weakness, after the battle of the Trasimene
lake, to form an alliance with Hannibal, promising him help
in Italy in return for the above-mentioned Illyrian towns.
Rome was forced to accept Philip's challenge, but her main
purpose in the war which followed was to prevent him from
giving help to Hannibal, so that she was content, in the
main, with putting herself at the head of the Greek states
opposed to Philip, and not unwillingly made peace with him
in 205 on terms which extended the limits of Macedonian
territory.
76. Second Macedonian War. But the successful comple-
tion of the second Punic war left Rome free to deal with
the Eastern question, and the development of Philip's
ambitious plans seemed to make interference necessary.
He had formed a plan with Antiochus III of Syria for
the division of Egypt, and while Antiochus occupied him-
self with the conquest of Coele-Syria, Philip seized Egypt's
possessions on the Aegean. Rhodes came to their relief,
and later joined Athens and Egypt in asking help from
Rome. Philip refused to grant the demands which a
Roman embassy made on him at Abydos in 200 that he
should make peace with the Greeks, give up the territory
which he had taken from Egypt, and submit his quarrel
with Rhodes to arbitration — and war was declared at once.
Rome was assisted by Rhodes and by Attalus, king of Per-
gamum, and with their help forced Philip to yield after the
battle of Cynoscephalae in 197. Philip gave up his con-
quests, withdrew from Greece proper, surrendered his fleet,
and paid a war indemnity. The Greeks were declared free,
SUPREMACY OF THE NOBILITAS 85
and Rome's friends and allies in Greece were treated with
unparalleled generosity. By adopting this plan, instead of
following her usual policy of territorial aggrandizement,
Rome furnished a proof of her admiration for the Greek
civilization, and avoided rousing the passionate opposition
of the whole Greek world. What motive determined her
course it is hard to say.
77. War with Antiochus. In the meantime Antiochus
had completed the conquest of Coele-Syria, and in 197
proceeded to seize the Egyptian possessions on the south
coast of Asia Minor. Notwithstanding the urgent appeals
of Eumenes of Pergamum and the free Greek cities, Rome
could not be induced to interfere with the movements of
Antiochus in Asia, but when he crossed the Aegean sea in
192, on the invitation of the Aetolians, an army was sent
against him. His utter defeat at Thermopylae in the year
191 drove him out of Europe, and vindicated the main
principle for which Rome was contending, that of the non-
interference of foreign potentates in European politics ; but
the opportunity to break the power of Antiochus was so
promising that the Romans followed him into Asia, and
inflicted a crushing defeat on him at Magnesia in Lydia
in the year 190. Peace was made on condition that he
should retire beyond the Taurus, pay 15,000 talents, and
limit his fleet to ten ships of war. Rome's allies were flat-
tered by being allowed to take part in the peace negotia-
tions, and were rewarded for their services by valuable gifts
of territory.
78. The Third Macedonian War. Among others, Philip
of Macedon had supported the Romans loyally, and in
return he received Demetrias and a certain amount of
territory in Thessaly and Aetolia. But, suspicious of his
growing influence in Greece, the Romans a few years later
86 REPUBLICAN PERIOD: HISTORICAL
took his new possessions from him. Their suspicions were
not without justification. Jealousy of Rome's interfer-
ence in Greek politics was growing rapidly; the national
spirit of the Greeks was developing, and Philip cleverly
appealed to both these sentiments. His successor, Perseus,
strengthened the position of Macedonia by alliances with
his neighbors. The attempted assassination of Rome's
friend, Eumenes of Pergamum, at Delphi, at the supposed
instigation of Perseus, and the support which Rome gave
to a petty Thracian prince banished by Perseus, fanned
the smouldering embers into flame, and war broke out in
171. Success attended the Macedonians at the outset,
and the Romans pretended to consider favorably the pro-
posals of peace. Their real purpose, however, was to
crush Macedonia completely, and this object they accom-
plished by their success at Pydna in 168. The former
kingdom of Macedonia was divided into four parts, each
independent of the other, and one-half of the tribute for-
merly paid to the king was turned into the Roman treasury.
79. Subsequent Changes in Macedonia, Greece, and Spain.
The partition of the country led to endless confusion, and
a pretender, named Andriscus, took advantage of this state
of things to put himself at the head of reunited Macedonia.
He was defeated without much difficulty in 148, and Rome
at once made Macedonia a province, adding to it southern
Illyria, Epirus, and Thessaly. The settlement of affairs in
Greece proved to be equally unsatisfactory. The Greek
states were constantly quarreling. The hostility toward
Rome was persistent, and the Achaean league was devel-
oping strength and confidence in a way which threatened
to make it the central point of an uprising. The trouble
reached a climax in 147, when the Achaeans declared war
against Sparta, in spite of warnings from Rome against the
SUPREMACY OF THE NOBILITAS 87
adoption of such a course. The Romans put an army in the
field at once. The Achaeans on their side were joined by
the Boeotians, Euboeans, Phocians, and Locrians. The war
was of short duration, and after its conclusion the Achaean
league was disbanded, Corinth destroyed, and the greater
part of Greece was placed under the supervision of the
governor of Macedonia. The policy of Rome in Greece
and the Orient was, not to extend her sovereignty, but to
weaken the strong powers already existing in those quar-
ters and to prevent the growth of new ones. In the unciv-
ilized West her purpose was very different. In Spain she
acquired from Carthage, as a result of the second Punic
war, only the southern portion of the peninsula. This terri-
tory was divided into two provinces and assigned to prae-
tors. The unwise and cruel rule of the Roman governors
and their subordinates brought on an uprising in 154, which,
beginning first with the Lusitanians, spread far and wide,
and cost the Romans twenty years of determined effort to
crush. After the fall of Numantia in 133, the last point
of resistance, peace reigned in Spain for many years.
80. The Third Punic War. The Romans looked across
the Mediterranean at the regeneration of Carthage after
the second Punic war with unmixed anxiety. Masinissa of
Numidia took advantage of their jealous attitude to claim
on one pretext or another certain possessions of Carthage,
until at last the Carthaginians were driven to the point of
making war on him. This step was in contravention of the
treaty of 201, and Rome, therefore, sent a strong army
across to Carthage in 149 ; but three years of hard fight-
ing intervened before the city could be taken. Carthage
and the cities faithful to her were destroyed ; a part of the
surrounding territory was given to her neighbors, and part
was taken by Rome herself.
88 REPUBLICAN PERIOD: HISTORICAL
81. Development of Imperialism. The long series of wars
which came to an end with the capture of Carthage in 146,
left Rome in possession of large tracts of new territory
outside of Italy. Sicily, with the islands of Sardinia and
Corsica, she felt compelled to hold for the protection of
Italy. Spain had shown itself in the second Punic war
such a point of vantage for Carthage that it seemed neces-
sary to take it under Roman control. A large party at
Rome had come to feel that the safety and growth of their
native city required the destruction -of Carthage, and, after
she had been destroyed, it could be regarded as a matter
of duty to give the conquered peoples some form of stable
government. In the case of Macedonia, at the end of the
first war the form of government was left unchanged, and
even after the second war autonomy was granted to the
four sections into which the country was divided. A
Roman government was imposed on the people only after
other plans had failed. In other words, it seems clear that
Rome did not deliberately adopt a policy of conquest and
territorial aggrandizement outside of Italy, but the protec-
tion of her own interests seemed to make an extension of
territory necessary in each case. The successful prosecu-
tion of these wars, however, developed the thirst for con-
quest ; the legitimate and illegitimate profits from the new
territory appealed to the commercial spirit and the greed
A'bf the Romans, and the control of Spain, Italy, Sicily,
Sardinia, Macedonia, and Africa, which made Rome the
strongest power in the Mediterranean, suggested inevitably
the rounding out of her possessions by the conquest of Asia
and Egypt.
82. The Model adopted for Provincial Government. The
Romans organized a definite government in Sicily and in
Sardinia and Corsica in 227, in the two Spains in 197, and
SUPREMACY OF THE NOBILITAS 89
in Macedonia and in Africa in 146. The earliest form of
provincial government was an adaptation of the system
which had been introduced throughout Italy, with two
important modifications, however. The relations which
the Italian communities bore to one another were under
the direct supervision of the senate. Such supervision
would be impossible in most cases for territory outside of
Italy. Imperial interests were, therefore, placed in the
hands of a Roman governor. The second important differ-
ence consisted in the fact that the provincials were subject
to taxes which were not imposed on the Italians. This is
not to say that in other respects the provincials were as
well off as the Italians. In practice their condition was
much worse, partly because they were largely at the mercy
of a governor who was allowed a large liberty in his man-
agement of the province, whose transgression of the prin-
ciples laid down to check his exercise of autocratic power
it was almost impossible to punish.
83. The Lex Provinciae and the Governor. The govern-
ment of territory outside of Italy was a new problem for
the Romans, so that various experiments were tried with the
earliest provinces before an essentially permanent system
was adopted. But from 146 down to the later years of the
republic, the senate drew up a set of regulations for each
new province, and sent a commission of ten to the province
to cooperate with the commanding general in putting them
into execution, and in arranging such details as seemed
necessary. This body of regulations formed the lex pro-
vinciae, or constitution of the province. The first period in
the history of the provinces extends to the time of Sulla.
Up to that time provision was made for their government
by an increase in the number of praetors as provinces were
from time to time acquired. The provincial governor had
90 REPUBLICAN PERIOD: HISTORICAL
the right to collect money and supplies for war, commanded
the troops in the province, and exercised jurisdiction in
criminal and civil cases. In criminal cases he could even
impose a sentence of death, although Roman citizens, after
a certain date, had the right of appeal. In his administra-
tion of provincial affairs he was bound, at least theoretically,
by the lex provinciae. Money, troops, and subordinate
officials were provided by vote of the senate.
84. The Status of Communities in a Province. A uni-
form system of government was by no means adopted for
all the people within the limits of a single province. In
fact, the way in which the degree of civil liberty enjoyed by
the peoples in different cities under one governor varied is
one of the unique features of Roman provincial government.
The Romans accepted in most cases the political units
which they found already in existence, and treated the
different communities generously or harshly, according to
their previous attitude toward Rome. Cities which had
proved themselves faithful friends were made civitates
liberae. Those which surrendered became civitates stipen-
diariae, while those which resisted to the end, like- Carthage
or Numantia, were ordinarily destroyed. Civitates liberae
were classified as civitates foederatae or civitates sine foedere
immunes et liberae, according to the basis on which their
independence rested. The independence of communities
of the first class was formally recorded in duplicate on
bronze tablets. One of these tablets was preserved on the
capitol at Rome, the other in the city concerned. Commu-
nities of the second class received their independence by a
lex or senatus consultum. Its permanence was, therefore,
conditioned on the favor of the Roman people or senate.
The civitates liberae were not allowed to deal directly with
other states, but they were permitted to coin money and
SUPREMACY OF THE NOBILITAS 91
receive exiles, and in domestic affairs they were independ-
ent of Rome. The citizens of such a community were
tried before their own courts, were left untaxed by Rome,
and were subject to no other obligation than that of fur-
nishing such a number of ships or of troops as might be
stipulated in the treaty. The constitution of a civitas sti-
pendiaria was drawn up by a senatorial commission, or
embodied by the provincial governor in an edict. It
usually permitted the community to retain its senate, pop-
ular assemblies, magistrates, and courts, and to conduct in
general the administration of local affairs ; but all this was
done under the supervision of Roman officials. Thus the
governor supervised the choice of senators, allowed or
forbade the holding of the local comitia, and examined the
city's finances. Upon the land of such a community a
fixed tax, or stipefidium, was laid, or a certain proportion
of the annual returns, i.e., a vectigal, was paid to the Roman
government. As time went on, the Romans more and more
rarely granted to a community the rights of a civitas ttbera.
In some provinces munidpia and colonies were established,
but their position was the same as that of corresponding
communities in Italy, with the important exception that
such communities in the provinces were subject to all the
regular provincial taxes. The condition of things in one of
the earlier provinces may be illustrated by the case of Sicily,
in which there were three civitates focderatae, five rivitates
liberae et immuncs, thirty-four civitates decumanae, paying a
tenth of the produce from the land, and twenty-six civitates
censor iae, whose territory was made state land.
92 REPUBLICAN PERIOD: HISTORICAL
SELECTIONS FROM THE SOURCES
Outbreak of Tarentine war: Liv. Ep. XII. — Heraclea : Liv. Ep.
XIII; Plut. Pyrrh. 16-17. — Pyrrhus crosses to Sicily: Eutrop.
II. I4. — Beneventum: Liv. Ep. XIV; Eutrop. II. 14. — Outbreak
of first Punic war: Polyb. I. 10-12; Cell. XVII. 21. 40. — Blockade
of Agrigentum : Polyb. I. 17. — Naval victory of Duilius : Wilm. Ex.
Inscr. 609; Polyb. I. 22-3; Eutrop. II. 20; Tac. Ann. II. 49.—
Capture of Regulus : Polyb. I. 33-5; Liv. Ep. XVIII.— Naval
defeat at Drepana : Liv. Ep. XIX ; Eutrop. II. 26; Polyb. I. 49-52.
— Naval victory of Catulus : Eutrop. II. 27 ; Polyb. I. 60-61 ; Liv. Ep.
XIX. — Peace with Carthage: Polyb. I. 62-3; Liv. XXX. 44. i.
— Acquisition of Sardinia: Polyb. I. 79 and 88. — Lex Flaminia
agraria: Polyb. II. 21; Cic. de Inv. II. 52; de Sen. n. — Illyrian
war : Polyb. II. 8 ff . — Increase in number of praetors : Liv. Ep. XX.
— War with Insubres and Boii : Polyb. II. 23-34; Liv. Ep. XX.—
Fall of Saguntum (second Punic war): Polyb. III. 17; Liv. XXI.
14-15. — Ticinus: Polyb. III. 65 ; Liv. XXI. 39. 10; 45-6. — Trebia:
Polyb. III. 71-4; Liv. XXI. 52-7. — Lex Claudia: Liv. XXL 63. 3.
— Trasimene lake: Polyb. III. 83-4; Liv. XXII. 4-7. — Cannae:
Polyb. III. 107-1 1 7 ; Liv. XXII. 43-50. — Lex Minucia : Liv. XXIII.
21. 6. — Treaty between Hannibal and Philip: Polyb. VII. 9; Liv.
XXIII. 33-4; Eutrop. III. 12. — First Macedonian war: Liv. XXIV.
40. — Capua recaptured: Polyb. IX. 3-9; Liv. XXVI. 4-16.—
Treaty with the Aetolians : Liv. XXVI. 24. — Events in Spain: Liv.
XXVI. 41-51. — Colonies : Liv. XXVII. 9-10. — Hasdrubal defeated :
Polyb. XI. 1-3; Liv. XXVII. 46-9. — Carthaginians expelled from
Spain: Liv. XXVIII. 12-37. —Peace with Philip: Liv. XXIX. 12.
— Thirty-five tribes: Liv. XXIX. 37. 13-14. — Scipio crosses to
Africa: Liv. XXIX. 24-7. — Zama : Polyb. XV. 5-16; Liv. XXX.
29-35. — Peace with Carthage: Polyb. XV. 18; Liv. XXX. 43.
— Second Macedonian war : Liv. XXXI. 5 ff. — Cynoscephalae :
Polyb. XVIII. i-io; Liv. XXXIII. 7-10. — Treaty of peace
made : Liv. XXXIII. 30. — Number of praetors increased : Liv.
XXXII. 27. 6.-^- Lex Porcia de provocatione : Cic. de Re Pitbl. II.
54; pro Rab. perd. reo, 12; Cell. X. 3. 13; Liv. X. 9. 4. — Greece
proclaimed free: Polyb. XVIII. 27-9; Liv. XXXIII. 32; Plut.
Flamin. 10. — Lex Sempronia de pecunia credita : Liv. XXXV. 7. —
War with Antiochus : Liv. XXXVI. i ff. — Magnesia : Liv. XXXVII.
SUPREMACY OF THE NOBILITAS 93
37-44. — Leges sumptuariae: Liv. XXXIV. 1-8 ; Cell. II. 24;
Macrob. Saturn. III. 17. — Leges de ambitu and Leges tabellariae :
Liv. XL. 19. u; Cic. de Legg. III. 35; Brut. 106; Liv. Ep.
XLVIL — Lex Villia annalis: Liv. XL. 44. i; Cic. Phil. V. 47.—
Third Macedonian war : Liv. XLII. 52 ff. — Pydna: Liv. XLIV.
40-42; Plut. Aem. 18-22. — Third Punic war: Appian, Punic. VIII.
74 ff. ; Liv. Ep. XLIX. — Lex Calpurnia de pecuniis repetundis :
Cic. Brut. 106; de Off. II. 75. — Andriscus : Liv. Ep. XLIX.—
Carthage destroyed: Appian, Punic. VIII. 127 ff . ; Liv. Ep. LI. —
Achaean war: Liv. Ep. LII. — Numantia taken: Appian, Hisp. VI.
84-98; Liv. Ep. LVII.
CRITICISM OF THE SOURCES 1
C. Bottcher, Kritische Untersuchungen iiber d. Quellen d. Livius
im 21 u. 22 Buch, Fleckeisen, Jahrb. (N.F.) Suppl. V. 351-442.
Nissen, Kritische Untersuchungen iiber d. Quellen d. IV. u. V
Dekade d. Livius. Berlin, 1863.
Soltau, Livius' Geschichtswerk (pp. 21-84, and bibliography, pp.
9-14). Leipzig, 1897.
Soltau, De fontibus Plutarchi in secundo bello Punico enarrando.
Bonn, 1870.
R. B. Smith, Rome and Carthage. London, 1880.
1 See also general bibliography on p. 22.
FK LIBRIS
ST, BASH
CHAPTER VI
THE STRUGGLE BETWEEN THE DEMOCRACY AND
THE NOBILITAS
85. Tiberius Gracchus. An investigation of the preced-
ing period has revealed (pp. 77-80) the serious economic
and political changes which followed as a result of the
great wars. The republic had been at the outset, and for
several centuries afterward, a commonwealth of free land-
owners. This great middle class was now swept out of
existence, and with it went the foundation on which the
state rested. The object of the movement connected with
the name of Tiberius Gracchus was to build this class up
again. His attention is said to have been called to the
wretched condition of affairs in Italy when he was on a
visit to Etruria, where the evil had reached its greatest
height. He thought relief could be had by assigning state
land to citizens, and, with this purpose in mind, he secured
an election to the tribunate for the year 133 and at once
proposed a reenactment of that clause of the Licinian law
which limited the amount of land to be held by an indi-
vidual to five hundred acres, with the modification that for
each of two grown sons two hundred and fifty acres in
addition should be allowed. That portion of the ager publi-
cus, the control of which the state would resume under the
operation of this law, was to be divided among poor citizens
on condition of the payment of a yearly tax. Payment for
improvements was to be made to those already in posses-
sion, but this claim on the Roman treasury was met by
94
DEMOCRACY AND NOBILITAS 95
the inheritance which Attalus III of Pergamum had lately
bequeathed to the Romans. A standing commission of
three, whose members were to be chosen annually, ///
viri agris iudicandis adsignandis, was to carry out the pro-
visions of the law. This proposal was essentially different
from earlier colonizing projects. It was distinctly social-
istic. Earlier colonies had been sent out to points of danger
to hold, and to Romanize, newly acquired territory. The
protection which they gave the state was a sufficient return
for the land which the state gave them. The new colo-
nists were to be settled in peaceful sections of Italy and
received land from the government solely by virtue of their
poverty. The proposal of Tiberius naturally aroused the
violent opposition of the rich, whose profits from the ager
publicus would be materially diminished by its adoption.
It was opposed on the ground that it revived an obsolete
provision of a law passed two hundred years before, and
probably because it was a piece of class legislation, and
because it also diminished the public revenue. Believing
that he could not secure the support of the senate, Tiberius
submitted his proposal to the people at* once. This he had
a constitutional right to do under the Hortensian law, but
even here he was thwarted by the veto of his colleague
Octavius. Up to this point the question at issue had
been a social one. It took on a political character when
Tiberius secured the removal of Octavius from office by a
vote of the people. In fact, his agrarian proposal becomes
unimportant in comparison with the constitutional question
involved in the removal of Octavius. While the long agi-
tation which culminated in 287 had established the general
principle that the will of the people expressed in their
assemblies constituted the law of the land, their will had to
be ascertained in a certain way, and the expression of it
96 REPUBLICAN PERIOD: HISTORICAL
was subject to certain hindrances. One of the limitations,
for instance, on the freedom of the action of the people
in the comitia, consisted in the right of a tribune to inter-
pose his veto. Now, in securing the removal of Octavius
from office, Tiberius was acting on the theory that a rep-
resentative of the people ceases to be such when in a par-
ticular matter he acts out of conformity with the wishes of
a popular majority. The logical application of this theory
in all cases would remove all constitutional limitations upon
the expression and execution of the people's will, and would
put the state absolutely under the control of a temporary
popular majority. The principle was not only out of har-
mony with the genius of Roman political institutions, but
it is subversive of stable government. It found logical
expression in the democratic empire of Julius Caesar.
The agrarian law of Tiberius was adopted, but he himself
was killed while seeking reelection to the tribunate.
86. The Years following the Death of Tiberius. The
ten years which followed the tribunate of Gracchus were
years of comparative political inactivity. The development
of a democratic opposition to the nobilitas, however, went
on steadily. The passage of the agrarian law, and of other
less important measures, in a popular assembly against the
wishes of the senate had stimulated the activity of the tribal
assembly, and its importance, both as a legislative body and
as a center of political agitation, increased rapidly, and an
attempt was made to preserve its purity by the lex tabellaria
of the tribune C. Papirius Carbo, which supplemented the
lex Gabinia and the lex Cassia (p. 71) by providing for a
secret ballot, when the comitia met as a legislative body.
That the agrarian law of Gracchus was actively carried
out for some time is indicated by the census, which shows
an increase in the number of citizens from 318,000 in 135
DEMOCRACY AND NOBILITAS 97
to 395,000 in 124. A large majority of these 77,000 new
citizens must have gained their citizenship by becoming
landowners under the operation of the new law. The
death of Tiberius Gracchus, therefore, by no means put
an end to the agrarian movement. Another question, of
a political character, was brought into the foreground by
the agrarian legislation. The position of the Latins and
other Italians was already bad enough. The passage of the
new law made it worse, since it took from them some of
their privileges in the ager publicus, and therefore empha-
sized the disadvantage of their position when compared
with that of Roman citizens.
87. The Legislation of Gaius Gracchus. Accordingly, the
necessity of settling satisfactorily the land question and of
admitting the Italians to the rights of Roman citizenship
were the two questions which confronted Gaius, the brother
of Tiberius Gracchus, on his election to the tribunate in 123.
Two motives probably actuated him in the course which
he took, — a desire to avenge the death of his brother,
as well as to bring to an end the supremacy of the senate.
To accomplish the latter purpose he sought to bring to his
support the proletariat and the knights, the two non-sena-
torial elements in the community. He aimed at securing
the favor of the former by the passage of a lex frumentaria,
which put grain at the disposal of the poor at a price lower
than the market rate. He favored the knights at the
expense of the senate by substituting knights for senators
on the juries in the quaestio de repetundis. Since the equites
had very important financial interests in the provinces, while
the provincial governors, whose cases were heard in this
court, were senators, the change involved a great gain for the
former and at the same time put the latter in serious peril.
Although a number of laws had confirmed the citizen's
98 REPUBLICAN PERIOD: HISTORICAL
right to appeal to the people in cases of life or death,
the senate found means of suspending this right, when it
wished to get rid of an enemy, by establishing a special
judicial commission or by passing a senatus consultum ulti-
mum. Both these devices had been used successfully against
Tiberius and his followers. A lex Sempronia of Gaius for-
bade the appointment of such commissions, and denied
the validity of the interpretation put on the senatus con-
sultum ultimum. The agrarian law of Tiberius, which had
not been carried out for several years, was reenacted or
reaffirmed. The tribal assembly under the leadership of
Gaius encroached aggressively on the traditional preroga-
tive of the senate by taking part in the control of foreign
affairs, as it did in regulating the tax system in Asia and in
founding colonies. Of far-reaching importance was a law
which made it incumbent on the senate to decide which
provinces should be consular before the new magistrates
were chosen (cf. p. 237). Toward the end of his second
tribunate Gaius took up the second great political problem,
which, as we have seen, confronted him at the beginning
of his political career, and proposed to give Roman citizen-
ship to the Latins, and Latin rights to the other Italian
allies; but at this point the selfish democracy of Rome
deserted him. He became a candidate for the tribunate a
third time, was defeated, and, like his brother, met a vio-
lent death. The agrarian movement which had been insti-
tuted by Tiberius and Gaius was summarily checked by the
legislation of 118 and in, which gave the full rights of
ownership to those already occupying state land ; but the
other legislation of Gaius remained in force. A still more
important result of the Gracchan movement was the con-
sciousness which the democracy gained of its own strength
and of the weak points in the position of the senate.
DEMOCRACY AND NOBILITAS 99
88. Marius and the Wars with Jugurtha and the
Cimbri. In fact, the weakness of the nobilitas soon gave
the chance of success. In 112 the government was com-
pelled by public sentiment to declare war against Jugurtha,
the king of Wumidia, who had not only dispossessed of
their rights his cousins, Adherbal and Hiempsal, and put
them to death, but had treated the protests of the Romans
with scorn. In the war which followed, the open purse of
Jugurtha on the one hand, and the venality and incapacity
of the senatorial leaders on the other, brought disgrace to
the Roman name and defeat to the Roman arms. The
popular party insisted on a change, and in 107 succeeded
in electing to the consulship C. Marius, a man of humble
birth who had shown his ability at the siege of Numantia,
and to him the control of the forces acting against Jugurtha
was committed. Jugurtha was defeated and the war was
speedily brought to an end. Marius was still in Africa,
arranging the affairs of the province, when he was elected
to the consulship for the year 104 and intrusted with a
still more serious undertaking. A horde of barbarians, of
Germanic origin, from the shores of the North Sea, in
search of lands and booty, had swept southward toward
Italy, and in 113 defeated a Roman army under the con-
sul Cn. Papirius Carbo at Noreia (the modern Neumarkt).
After this victory the Cimbrian invaders were joined by
two Helvetian peoples, the Teutones and Tigurini, and in
Gaul in 109 inflicted a second defeat on the Romans under
M. Junius Silanus. Two years later the Roman consul
L. Cassius suffered a still more serious reverse at the hands
of the Tigurini, and in 105 at Arausio the combined forces
of the barbarians destroyed the two armies which the pro-
consul Q. Servilius Caepio and the consul Cn. Mallius
Maximus commanded, and left 60,000 Romans dead on
100 REPUBLICAN PERIOD: HISTORICAL
the field of battle. This was the condition of affairs when
Marius entered on his second consulship in 104. Great
anxiety prevailed in Italy, and complete distrust of the
senatorial regime. The withdrawal of the Cimbri toward
Spain and the inactivity of the other barbarians gave
Marius an opportunity to reorganize and train his forces,
so that later, when the enemy sought to enter Italy at two
different points, they were completely annihilated, the Teu-
tones at Aquae Sextiae in 102, and the Cimbri the following
year on the Raudine plain.
89. Saturninus and the Conservative Reaction. The bril-
liant successes which the novus homo Marius thus won in
the Jugurthine and Cimbrian wars, following, as they did, on
the disasters which the state had suffered under senatorial
leadership, inflicted a severe blow on the prestige of the
senate, and the democracy was quick to take advantage of
the situation by allying itself directly with Marius. For
the year 100 he was elected consul for the sixth time,
and liberal assignments of land in Africa were made to
his veterans in a measure introduced by the tribune
Saturninus ; but the radical character of the agrarian bills
which Saturninus brought forward in his second tribunate
in 100, and the forcible means which he and the praetor
Glaucia used to secure their passage, alienated a large part
of the people, and drove even Marius over to the opposi-
tion. In the reaction which followed, the laws of Satur-
ninus were repealed, and an attempt was made to check
hasty legislation in the comitia in the future by the lex
Caedlia Didia of the year 98, which provided that a bill
should be published seventeen days before it could be sub-
mitted to the people for action (cf. p. 254). This measure
also forbade the inclusion of different matters in the same
bill.
DEMOCRACY AND NOBILITAS IOI
90. Drusus and the Italians. It is a strange illustration
of the irony of fate that M. Livius Drusus, the son of the
conservative whose clever manoeuvres had brought political
disaster and death to the younger Gracchus when he tried
to ameliorate the political condition of the Italians, should
have been the man who revived the movement to relieve
the Italians, thereby losing his life. The ultimate political
aim of the younger Drusus, however, differed essentially
from that of his predecessor. C. Gracchus had tried to
overthrow the senate by combining all the other forces in
the state against it. Drusus, on the other hand, sought to
strengthen the conservative position by removing the prin-
cipal causes of discontent, not only in Rome but in all
Italy. He sought to conciliate the poor by an agrarian law
and a corn law. He tried to reconcile the senate and the
knights by a measure which made both senators and equites
eligible for jury duty, and finally he promised citizenship
to the discontented Italian allies. But the selfishness of
all the parties concerned brought his efforts to naught.
Despairing of the support of the senate, he submitted
directly to the popular assembly a bill with clauses embody-
ing his plans with reference to the distribution of grain, the
assignment of land, and the composition of the juries. The
measure was passed in spite of violent opposition, but his
subsequent proposal to give citizenship to the allies alien-
ated the people, who were unwilling to share their privileges
with others, and Drusus became a victim of popular passion,
as C. Gracchus had been. The senate had by this time
mustered courage enough to declare that the laws already
passed were in contravention of the lex Caecilia Didia, and
therefore invalid.
91. The Social War. The bill which Drusus submitted
in the year 9 1 was the last of many attempts to better the
102 REPUBLICAN PERIOD: HISTORICAL
condition of the Italians by conservative methods. When,
like its predecessors, it resulted in failure and was followed
by severe repressive measures directed against them, the
discontent of the Italians broke out into an open revolt, in
which all except the Latins and the aristocratic states of
Umbria and Etruria joined. The loosely organized con-
federacy which they formed had its capital at Corfinium,
and imitated the Roman system in having a senate with
five hundred members, two consuls, to represent respec-
tively the Oscan and Latin speaking peoples, and twelve
praetors. The Italians were as good soldiers as the
Romans; they found able leaders, and they were better
prepared for war than the Romans. Consequently, the
advantage in the early part of the war, which began in 90,
rested with them, and when the Umbrians and Etruscans
showed signs of joining the confederacy Rome thought it
wise to make concessions. Within a year after the out-
break of the war the consul L. Julius Caesar secured the
passage of a law granting citizenship to the allies who had
remained loyal, and in the early part of the next year, 89,
on the proposal of the tribunes M. Plautius Silvanus and
C. Papirius Carbo, the lex Plautia Papiria was passed, pro-
viding that Roman citizenship should be given to the citi-
zens of allied states who should register their names with
a Roman praetor inside of sixty days. The lex Pompeia of
the same year gave Latin rights to the Transpadanes. The
newly made citizens were, however, assigned to eight tribes,
and this fact limited their influence. These concessions
placated a majority of the Italians, and the smouldering
embers of revolt among the Bruttii, in Samnium, and in
Lucania were stamped out in the following year.
92. Sulla and the Mithridatic War. The state of affairs
in the East was the immediate cause of the next trial of
DEMOCRACY AND NOBILITAS 103
strength between the two parties at Rome. The Romans
had been so engrossed with affairs in Italy that they had
not heeded the rapid development of a new power in the
Orient. For twenty years or more Mithridates Eupator,
the king of Pontus, had extended his power without serious
hindrance in Asia Minor and along the north shore of the
Euxine. At last he came into conflict with the Romans in
Bithynia, and war broke out in 88. The Roman forces
in the East proved to be no match for Mithridates, and the
conduct of the campaign was intrusted to one of the con-
suls, L. Cornelius Sulla, who had distinguished himself in
the Social war and had some knowledge of the Eastern
question.
93. Sulla, Marius, and Cinna. Marius, however, coveted
the position and formed a compact with the tribune P.
Sulpicius Rufus, as he had earlier with Saturninus. Under
the leadership of Sulpicius laws were passed giving the
Italians access to all the tribes and assigning the command
of the forces acting against Mithridates to Marius. Sulla,
who had not yet left Italy, returned with his army ; Marius
fled, and the laws of Sulpicius were repealed. The power
of the tribune to do mischief was curtailed by a law which
made the preliminary approval of the senate necessary
before the concilium plebis could act upon a measure, and
probably the Servian organization of the comitia centiiriata
was restored. Then Sulla set out for the East, leaving as
consuls for 87 the aristocrat Cn. Octavius and the demo-
cratic leader L. Cornelius Cinna. Dissensions sprang up
between them at once. Cinna was driven out of Rome by
Octavius, but, with the assistance of Marius and his vet-
erans, he returned and made himself master of the city.
The democratic party was at last installed in power, but
the record which it made was not one to be proud of. Its
104 REPUBLICAN PERIOD: HISTORICAL
leaders not only violated well-established traditions, as,
for instance, in admitting young Marius to the consul-
ship before he had reached his twentieth year, but they
also transgressed the essential principles of democracy in
advancing men to the magistracies without waiting for a
formal election and in substituting magisterial edicts for
popular legislation. Furthermore, they had no comprehen-
sive political programme. Sulla concluded a peace with
Mithridates in 85. In the spring of 83 he landed in Italy
with his troops, and in the autumn of 82 overcoming all
resistance captured the city.
94. The Legislation of Sulla with reference to the Senate.
Sulla had himself made dictator for an indefinite period
with the express purpose of reforming the constitution. His
tendencies were naturally conservative, and these had been
strengthened by his observation of the results which had
followed the democratic government of Marius and Cinna.
It is not strange, therefore, that his legislation bore a
marked reactionary character. ' His primary purpose, in
so far as the home government was concerned, was to
strengthen the oligarchy, and especially the senate as the
official representative of that element in the community.
To increase its power as a law-making body, he reaffirmed
the principle that the preliminary approval of the senate
was necessary before a measure could be submitted to the
plebeian tribal assembly. This change robbed the tribune of
his power of initiating legislation and diminished the impor-
tance of the senate's greatest legislative rival. He lessened
the influence of individual magistrates by increasing mate-
rially the number of praetors and quaestors and by encour-
aging a system of dependence on the senate. Thereby the
importance of the senate as an administrative body was
correspondingly increased. The same change released it
DEMOCRACY AND NOBILITAS 105
also from the control of the censor. The number of magis-
trates was henceforth large enough to fill the senate, and
the censor no longer drew up the list of senators. Senators
were substituted for knights on the juries, and, since the
number and competence of the courts were greatly increased
(cf. p. 1 06), the judicial duties of the senators became very
important.
95. The Magistracies. To protect the oligarchy against
the preeminence of any one man, Sulla secured a reaffirma-
tion of the principle that no one could be reflected to an
ofrice until an interval of ten years had elapsed, and estab-
lished definitely the cursus honorum. The number of prae-
tors was increased to eight, and the number of quaestors
to twenty. This made the administration of the duties of
these offices more efficient, but at the same time decreased
their dignity. In the early period it had been customary
for magistrates to command the armies of the state during
their year of office. From this time on they were rarely
sent to a foreign post until their term of office had expired ;
that is, they became purely civil magistrates during their
first year of office, and provincial governors the second
year. In this way the promagisterial system was defi-
nitely instituted, although perhaps Sulla did not originate
it. It is possible that a practice already followed in many
cases was made the regular method of procedure after this
time. The importance of the tribunate he lessened by
taking from its incumbent the right to initiate legislation
(cf. p. 104), and still more effectively by providing that
an ex-tribune should be ineligible to any other office in the
state ; that is, a citizen by accepting the tribunate lost all
chance of further political advancement.
96. The Courts. In originality, permanence, and prac-
tical value Sulla's reform of the judicial system was perhaps
106 REPUBLICAN PERIOD: HISTORICAL
of more importance than any other change made by him.
He reorganized the juries, increased the number of perma-
nent courts, and extended the judicial system so as to include
many new classes of cases. Since the time of C. Gracchus
the juries had been composed exclusively of knights, and,
while the quaestio de repetundis, in view of its constitution,
had exercised a restraining influence on the rapacity of
senatorial governors, it had frequently been used by the
equites to punish upright governors who had checked the
extortionate practices of the financial representatives of
the knights in the provinces. The Gracchan change in
the composition of the juries had been made on purely
political grounds. It substituted one bad method for
another. When Sulla restored the old practice by putting
senators on the juries in place of the knights, he also was
actuated by political motives, and the judicial system
in this respect was in as bad a plight as it had been
before. Justice could hardly be hoped for when one
member of a closely knit political and social organization
was tried before a jury made up of other members of the
same body. In 149, as we have already noticed, a perma-
nent court, the quaestio (perpetea) de repetundis, had been
established for the trial of magistrates who were charged
with accepting bribes or otherwise unlawfully using offi-
cial positions for their own advantage. Somewhat later
another standing court had been established, the quaeslio
de sicariis et veneficis, to take cognizance of attempts on
the life of citizens. Following these precedents, Sulla pro-
vided for criminal courts to inquire into serious attacks on
popular freedom, or into conduct prejudicial to the interests
of the state (de maiestate), forgery (de false), the use of
unlawful means by candidates for office (de ambitu), and
embezzlement of public funds (de peculate). By the increase
DEMOCRACY AND NOBILITAS IO/
of the number of praetors to eight, presiding judges were
provided for these courts, and their establishment practi-
cally brought to an end the criminal jurisdiction of the
comitia. Henceforth justice was dispensed in a speedier,
simpler, and surer way than had been possible before a
popular assembly. This change also involved differentia-
tion and classification of criminal offenses, and furnished a
scientific basis for the development of a complete criminal
code.
97. The Priesthoods. In early times new members of
the colleges of priests were chosen by cooptation, and this
plan was followed up to the year 104. After that time,
under the operation of the lex Domitia, new members
of the more important colleges were elected in a partial
assembly of the tribes. Sulla restored the earlier method
of selection, but in 63 the lex Domitia was put in force
again.
98. Pompey and the War with Sertorius. In 79 Sulla
resigned the dictatorship and retired into private life. He
thought that he had established the oligarchy firmly and
that he had guarded it at every point, but his own career
indicated a fatal weakness in the conservative position.
The army was henceforth arbiter of the fortunes of the
state. In fact, within ten years after Sulla's death, two
of his own lieutenants, Pompey and Crassus, used the
prestige which successful campaigns brought them to undo
a great part of his work. Pompey 's success was achieved
in Spain ; that of Crassus in Italy itself. During the
ascendency of the democratic party in Rome the Marian
leader, Q. Sertorius, had been sent out as governor of
Nearer Spain, and by his personal qualities, and his ability
as a political and military leader, he had succeeded in
defeating the various leaders of the senatorial party, and
108 REPUBLICAN PERIOD: HISTORICAL
in making himself master of the greater part of the penin-
sula. He even formed an alliance with Mithridates, and
there seemed to be a possibility of his crossing to Italy
and putting the Marian party in power again. This was
the situation which forced the senate in 77 to give the
title of proconsul to Pompey, and send him out to Spain
with 40,000 troops, although he had not yet held even
the quaestorship. The war went on with varying success
for several years, but the reinforcements which Pompey
received from Italy and the treachery of the followers of
Sertorius at last turned the tide of battle in Pompey's
favor, and in 71 he was able to return victorious to Italy.
99. Crassus and the Slave War. Just as Pompey was
bringing the war in Spain to an end, Crassus was commis-
sioned to take charge of the campaign against the slaves in
southern Italy. The escape of a few gladiators from Capua
in 73 seemed an insignificant event ; but when in a few
months their number had increased to 70,000, and they had
defeated the praetors Clodius and Varinius, the Romans
were thoroughly frightened. In 72 both consuls took the
field, but were also defeated. The destruction of this dan-
gerous force in the following year by the praetor Crassus, in
a brilliant campaign of only six months, was, therefore, an
achievement which might well win for him the gratitude
and admiration of the Roman people.
100. Pompey, Crassus, and the Democracy. Both Pompey
and Crassus now returned to Rome to secure an election to
the consulship for 70 as a reward for their services in the
field. They found the democratic party fiercely attacking
the reactionary constitution of Sulla. In fact, as early as
78 the democratic leader Lepidus had tried as consul to
annul some of its provisions. That party now agreed to
elect Pompey and Crassus to the consulship in return for
DEMOCRACY AND NOBILITAS IOQ
the repeal of the most obnoxious Sullan laws ; and, thanks to
its support and to the presence of troops outside the gates,
their candidacy was successful. The new consuls loyally
carried out their part of the compact by removing the
restrictions placed on the tribunate, by providing that the
juries should be composed of senators, knights, and tribuni
aerarii, and by restoring the censorship with the right to
pass on the qualifications of senators.
101. The Gabinian and Manilian Laws. For several
years the Cilician pirates had threatened the safety of the
coast towns, and had seriously interfered with commerce
in the Mediterranean and with the transportation of grain
to Rome. To meet the popular demand for a vigorous
policy, and to gratify Pompey's ambition for an important
command, A. Gabinius, a tribune, proposed in 67 that the
forces acting against the pirates should be put in charge
of one man, with absolute power extending to a distance of
fifty miles from the coast. The bill was carried in spite of
the opposition of the conservatives to the extra-constitu-
tional provisions which it contained, and in a second meas-
ure Pompey was named as commander. The war with the
pirates had scarcely been brought to a successful conclusion,
when the recall of Lucullus from the East, and the incom-
petency of his successor, M'. Acilius Glabrio, gave Pompey's
adherents an opportunity to pass the Manilian law, which
conferred on him the conduct of the war against Mithridates.
The command which he assumed under this law removed
Pompey from all direct participation in politics up to the
close of the year 62.
102. The Conspiracy of Catiline. It is within this period
that the Catilinarian conspiracy falls. Looking at the polit-
ical side of the movement, at the outset it seems to have had
for its object the improvement of the condition of certain
1 10 REPUBLICAN PERIOD: HISTORICAL
classes in Rome and throughout Italy by constitutional,
or at least by peaceful, methods. The repeated disappoint-
ments which its leaders met in the years 66-64 led to the
formation of a secret conspiracy, ready to use any means
whatsoever for the accomplishment of its purpose. At this
point the timid, the judicious, and in large measure the
respectable, supporters of the movement fell away, and its
further development was left in the hands of moral and
financial bankrupts or of honest fanatics and adventurers.
So, for instance, Caesar and Crassus supported Catiline and
his sympathizers at the outset, just as they supported every
promising attack on the oligarchy ; but as the incompetency
of the Catilinarian leaders became apparent, and their plans
assumed a violent character, they withdrew from a venture
which was sure to fail and to wreck the fortunes of those
concerned. The Catilinarian movement is similar in its
inception, in its development, in the character of its sup-
porters, and in its methods, to the other uprisings of the
party of discontent during the first century, for instance,
to those under Sulpicius in 88 and under Lepidus in 78.
It may be worth while to illustrate this fact from the case
of Lepidus, who, like Catiline, was an aristocrat, and had
personal qualities remarkably similar to those of Catiline.
Like Catiline he had been a follower of Sulla and had taken
part in the Sullan proscriptions. Like Catiline he proposed
radical and socialistic measures for the benefit of the honest
and the dishonest poor. Both men found adherents in Rome
among the bankrupt aristocrats, the poor freemen and
freedmen, and the democrats, and among the discontented
peasant proprietors in the country districts. In both cases
the rallying point of the movement outside of Rome was
Faesulae, a natural hotbed of agrarian agitation. The
leaders in each case were ready, if necessary, to resort to
DEMOCRACY AND NOBILITAS III
riot and bloodshed. The plan of operations was the same
in the case of both movements. The rural malcontents
were to advance on Rome, and to be seconded by an upris-
ing in the city. The only essential difference between the
two movements lies in the fact that Lepidus at the head of
his Italian force succeeded in reaching the gates of Rome,
whereas Catiline's armed band was checked and destroyed
before it came to the city. On the side of the senatorial
party there was the same general alarm, hesitation, and
incompetency shown in both cases.
103. Political Effect of the Catilinarian Conspiracy. The
revolutionary tendencies of the Catilinarian movement and
its suppression inflicted a severe blow on the democratic
party, because that party had evidently fallen into the hands
of desperadoes. All the forces which stood for law and order
were united against it, and Cicero might well pride himself
on the fact that the union took place under his leadership.
C. Gracchus had practically detached the knights from the
conservative party by putting the juries in their hands, and
the partisan way in which they conducted the trials of sen-
atorial governors alienated the two factions still further.
By depriving the knights of the privilege which they had
enjoyed for almost fifty years, Sulla widened the breach
between them and the senate. The bitterness existing
between the two factions can hardly have been lessened by
the hostility which the senate showed to the restoration of
the knights to a place on the juries in 70. Furthermore,
senatorial governors and the financial representatives of the
knights were continually at odds in the provinces, and the
equites were undoubtedly provoked at the opposition of
the senate to the Gabinian law. Accordingly the harmo-
nious action in 63 of these hitherto discordant elements
was a political event of great importance.
112 REPUBLICAN PERIOD: HISTORICAL
104. The First Triumvirate. The senate was, in fact, so
elated by its success that, when Pompey returned from Asia,
toward the close of 62, it failed to confirm his arrangements
or to grant suitable rewards to his veterans, and he was
powerless to force it to yield. The result was that when
Caesar returned from the propraetorship of Spain at the close
of the year 6 1 , he found it easy to make a private arrange-
ment with Pompey to their mutual advantage. Crassus,
too, with whom Caesar was already on good terms, 'was
induced to cast in his lot with them, and a private compact,
commonly known as the first triumvirate, was formed be-
tween the three men. In the bargain it was stipulated
that Pompey's arrangements in Asia should be ratified,
that land should be assigned to his veterans, that Caesar
should have the consulship in 59 and a term of five years
as governor in Gaul, while to Crassus a future consulship
was promised and probably a place on the Pompeian land
commission, or else certain tax concessions.
105. Caesar's First Consulship. The triumvirs carried
out the first item in their programme by electing Caesar to
the consulship for 59, but Bibulus, an extreme aristocrat, was
his colleague. The senate rejected the agrarian measure
which he proposed for Pompey's benefit, but he secured its
passage in a more rac(ical form in the comitia, overcoming
by violent means the obstacles which his colleague threw in
his way. Pompey's course in the East was approved, and
on the proposal of the tribune P. Vatinius a bill was passed
assigning to Caesar, for five years, from March i, 59, the
provinces of Cisalpine Gaul and Illyricum, with an army of
three legions, to which the senate, apparently of its own
motion, added Transalpine Gaul and a fourth legion, but
probably not for a fixed period. It is worth while to notice
that Caesar's governorship in Gaul began during his term of
DEMOCRACY AND NOBILITAS 113
v
office as consul. Perhaps this enabled him to make certain
arrangements for his province which could not otherwise
have been made.
1 06. Humiliation of the Senate. Caesar did not care to
go to his province at the end of his consulship and leave
affairs in Rome in the hands of two such unskilful political
leaders as Pompey and Crassus, until he had crushed the
spirit of the senate and deprived it of its most dangerous
leaders, Cato and Cicero. Cato was accordingly sent to
Cyprus on a mission which would take him from Rome,
and which seemed pretty sure to ruin his reputation, while
Clodius, an ex-patrician, who was very bitter against Cicero,
was allowed to become tribune for 58. Clodius prepared
the way for his attack on Cicero by securing the passage
of popular measures, which provided that grain should be
given gratis to the poor, that an announcement of unfa-
vorable auspices should not interfere with the meetings
of the concilium plebis, and that certain clubs of a semi-
political character should no longer be unlawful. Then he
carried through two bills banishing Cicero on the ground
that he had put the Catilinarian conspirators to death
without granting them an appeal to the people.
107. Renewal of the Triumvirate. But Pompey and
Crassus showed themselves incapable of managing affairs at
Rome. Clodius terrorized the city with his armed bands,
and gratuitously affronted Pompey to such an extent that
he forced him to make common cause with the sena-
torial party to the extent of securing Cicero's recall in the
autumn of 57. Cicero's recall was a triumph for the opti-
mates. The political incapacity of Pompey and rumors of
disagreement between the triumvirs encouraged them still
more, so that in April of the year 56 the senate took under
consideration a proposition to repeal the Campanian land-law
114 REPUBLICAN PERIOD: HISTORICAL
of 59. This action, which was directed against both Caesar
and Pompey, brought about an immediate renewal of the
compact between them and Crassus, and in accordance
with its terms Pompey and Crassus were elected to the
consulship for the following year, and, during their term of
office, secured the passage of laws assigning Spain to Pompey,
and Syria to Crassus, for five years, and prolonging Caesar's
proconsulship for the same period. Crassus set out for the
East toward the close of the year, but Pompey remained in
Rome.
1 08. Estrangement of Pompey and Caesar. The violence
and disorder, with their accompaniment of bribery and
political intrigue, which prevailed almost uninterruptedly
from midsummer of the year 54, reached its climax in
January, 52, in a riotous contest between the followers of
Clodius and Milo which resulted in the death of the demo-
cratic leader Clodius, and, as a last resort, Pompey was
elected sole consul in the intercalary month of this year.
This sudden elevation to extraordinary power completed
the separation of Pompey and Caesar. Pompey thought
himself at last in a position to crush the rival, who alone,
since the death of Crassus in the East, stood between him
and the realization of his hopes for supreme power.
109. The Question at Issue between Caesar and the Senate.
After assuming office Pompey secured the passage of laws
imposing heavier penalties for bribery and violence, and
prolonging his proconsulship of Spain for five years, also of
a lex de iure magistratuum, providing that candidates for
office must appear in person a certain number of days
before the election, and that those who had held office in
Rome must wait five years before taking the government
of a province. Caesar, however, was exempted from the
operation of the first clause of the lex de iure magistratuum
DEMOCRACY AND NOBILITAS 11$
by a special measure, and also by a provision unconstitu-
tionally appended to the law itself, as an afterthought, by
Pompey. By a lex Pompeia Licinia of 55, as we have
already noticed, Caesar's term of office was extended for a
period of five years — probably, therefore, to March 1,49 —
and special legislation of the year 5 2 in his favor had allowed
him to sue for the consulship in 49, without personally
attending the canvass. His successor in the provinces
would not naturally begin his term of office until January i,
48, and, in accordance with the regular practice in such
cases, Caesar might count on holding his provinces until
that time, when he would pass directly from the provincial
government to the consulship at Rome, thus avoiding the
snares which his enemies would otherwise have set for him.
As early as April of the year 51, however, the senate began
to discuss his immediate recall ; but the clever and per-
sistent opposition of his representatives in that body,
and the hesitation of Pompey, prevented matters from
reaching a climax until, in December, 50, the consul
M. Marcellus, a bitter opponent of Caesar, went to Naples,
and on his own motion requested Pompey to take charge
of the legions near Luceria and defend the state. This
overt act hastened the course of events. When the senate
met, January i, 49, Curio, Caesar's agent, presented a formal
ultimatum. Caesar's proposals were not accepted, and a
resolution was passed declaring that he would be acting
adversus rent publicam if he did not give up his army
by July i, 49, while on January 7 the senatus consultum
ultimum was passed. Thereupon the tribunes Antonius
and Cassius, as well as Caesar's representatives, Curio and
Caelius, set out for his camp at Ravenna. As soon as he
had learned of the action of the senate, Caesar crossed
the Rubicon into Italy and marched toward Rome. On
Il6 REPUBLICAN PERIOD: HISTORICAL
January 14 the senate passed the decretum tumultus, but
the news of Caesar's rapid advance forced Pompey, the
consuls, and senators to leave the city, and even the forms
of civil government were given up.
no. The Conquest of the East. Some of the wars which
fall within the years under consideration in this chapter have
already been mentioned. Two great military achievements'
of this period, however, the conquest of the East and the
extension of Roman power to the west, call for separate
consideration. For sixty years after the defeat of Antiochus
at Magnesia (p. 85) the Romans took little active interest
in Asiatic politics, but when in 133 Attalus III, king of
Pergamum, bequeathed to them his territory, including
Ionia, Caria, Lydia, and Mysia, and the new province of
Asia was thus established, the possibilities in the East
appealed strongly to their political and commercial ambi-
tion. The weakness of the various Asiatic powers, and the
internal dissensions which prevailed in many states seemed
to hold out to the Romans the promise of an easy exten-
sion of territory, but the rapid development of a new power
on the southeastern shore of the Euxine seriously imperiled
their prospects.
in. The First Mithridatic War. In 121 Mithridates
Eupator succeeded his father on the throne of Pontus.
Seven years later he threw off the tutelage of his mother
Laodice and entered on a career of conquest, for which
his personal qualities and his skill as a soldier and a diplo-
mat eminently fitted him. In rapid succession he brought
under his control almost all the territory along the north
shore of the Euxine, Colchis and Armenia Minor, and
made alliances with the Scythians, Thracians, and Bastarnae.
Then he turned his attention to Paphlagonia, Cappadocia,
Galatia, and Bithynia. The Romans opposed his designs in
DEMOCRACY AND NOBILITAS I I/
Cappadocia and Bithynia, and even induced Nicomedes III
of Bithynia to invade the territory of Mithridates, where-
upon Mithridates declared war against Rome. He rapidly
overran Cappadocia, Bithynia, and Asia, instigated an in-
discriminate slaughter of Italians in the Greek cities of
Asia, and then sent his general, Archelaus, through Thrace
into Macedonia. A fleet was also dispatched across the
Aegean sea. All Greece, except Aetolia and Thessaly, was
quickly subdued, but Sulla's arrival in Greece at the head
of five legions quickly changed the aspect of affairs. His
victories in 86 at Chaeronea and Orchomenus brought the
war in Greece to an end, and his quaestor, L. Licinius
Lucullus, collected a fleet and freed the islands in the Aegean
the following year. These disasters, followed by disaffection
in Asia Minor, induced Mithridates to sue for a peace which
Sulla's eagerness to return to Italy to instal his party in
power again made him ready to accept. By the terms of
the treaty which was finally arranged at Dardanus in 85,
Mithridates agreed to give up the acquisitions which he had
made since the beginning of the war, viz., Cappadocia, Paph-
lagonia, Galatia, Bithynia, and Asia, to pay a war indemnity
of 2000 talents, and to surrender seventy ships.
112. The Second and Third Mithridatic Wars. The peace
at Dardanus proved to be little more than a truce. Two
years after its conclusion hostilities were resumed between
Mithridates and L. Licinius Murena, Sulla's successor in
Asia, and, when Nicomedes III of Bithynia died in 75,
bequeathing his kingdom to the Roman people, Mithridates,
who claimed Bithynia, invaded the territory of that state
without hesitation, and war broke out again. On the
Roman side, the provinces of Cilicia and Asia and the
conduct of the campaign were intrusted to L. Licinius
Lucullus, the consul for 74, while Bithynia with command
Il8 REPUBLICAN PERIOD: HISTORICAL
of the fleet was given to his colleague, M. Aurelius Cotta.
Mithridates easily defeated Cotta near Chalcedon, destroyed
the Roman fleet, and then laid siege to Cyzicus. But
before the city could be taken Lucullus came to its relief,
and Mithridates, after losing many of his troops from1 famine
and disease, was forced to raise the siege and withdraw into
Pontus. The rapid advance of Lucullus compelled him to
retire from Pontus also, and to take refuge with his son-in-
law, Tigranes, king of Armenia. Lucullus followed up the
campaign with vigor, and, when Tigranes refused to give
up his father-in-law, he entered Armenia, defeated him
near Tigranocerta in 69, and in the following year gained a
signal victory over the combined forces of Mithridates and
Tigranes. But the enemies of Lucullus in Rome, notably
the money-lenders and tax-gatherers, who had been embit-
tered by the strictness with which he had checked their
exorbitant demands in Asia, had for several years been
urging his recall, and on the eve of his final triumph
accomplished their purpose. He was recalled, and, by the
Manilian law of 66, Pompey was sent out to succeed him
as governor of the provinces of Bithynia and Cilicia, with
exceptional powers as commander-in-chief of the forces
in the East. The resources of Mithridates were already
well-nigh exhausted, and the vigorous campaign of Pompey
soon brought the war to an end. A crushing defeat was
inflicted on Mithridates on the banks of the Euphrates in
Lesser Armenia in 66, and, although the king himself
escaped, he was never again able to offer any effective
resistance to Roman arms. Three years later he com-
mitted suicide. Tigranes, harassed by troubles at home,
made his peace with Pompey.
113. The Pirates in the Mediterranean. Before taking
charge of the forces acting against Mithridates, Pompey had
DEMOCRACY AND NOBILITAS IIQ
rendered a valuable service to Rome by ridding the Medi-
terranean of the pirates who had infested it for many years.
The number of these freebooters had been largely aug-
mented by those who fled from Asia to escape the severe
measures which Sulla adopted during his campaigns in the
East, so that in a short time they were strong enough to
terrorize the islands in the Aegean, plunder almost all the
sanctuaries in Greece, and establish themselves securely in
western Cilicia. P. Servilius Isauricus, who carried on a
campaign against them from 78 to 74, and his successors,
M. Antonius and Q. Caecilius Metellus, failed to accomplish
permanent results, and the boldness of the pirates increased
to such an extent that the grain supply of Rome and the
safety of Italian coast towns were seriously threatened. The
passage of the Gabinian law in 67 was, therefore, in response
to the urgent popular demand for the complete suppression
of piracy in the Mediterranean. This measure gave Pom-
pey charge of the forces acting against the pirates for a
period of three years, and supreme control of territory on
the shores of the Mediterranean to a distance of fifty miles
from the coast. In forty days he drove the pirates out of
the western Mediterranean, and then captured their strong-
holds in Cilicia. The mild policy which he adopted after
their conquest, as well as the vigorous campaign which he
had carried on against them, effectually removed this menace
to Roman commerce.
114. The Empire in the East. In fact, the wisdom which
Pompey showed in his dealings with the conquered peoples
of the East and the thoroughness of his work of reorgani-
zation are as remarkable as his successes in the field. Not
only did his conquests extend Roman power to the Euphra-
tes, but the administrative arrangements which he made
secured permanent quiet throughout the newly acquired
I2O REPUBLICAN PERIOD: HISTORICAL
territory. Roman authority was henceforth recognized
in all parts of Asia Minor and Syria. The provincial status
of Asia had been finally fixed in 129. To Bithynia, which
Nicomedes III bequeathed to the Roman people in 74,
Pompey added western Pontus in 65. Cilicia, which was
made a province in 102, included after 64 Cilicia Campes-
tris, Cilicia Aspera, Pamphylia, Pisidia, Isauria, Lycaonia,
and a part of Phrygia. In Syria, which he made a province
in 64, Pompey established various free cities and principal-
ities under the Roman protectorate, wisely leaving time to
bring about that unity in administration which tradition
and existing political subdivisions made well-nigh impos-
sible at the moment. Cappadocia and Galatia were allowed
to retain a nominal independence under the suzerainty of
Rome. The ill-starred expedition of Crassus in 53 made
no change in the arrangements of Pompey, since the Par-
thians did not take advantage of their success to invade
the territory of Rome.
115. The Conquest of Gaul. Caesar's achievements in
the West between 58 and the outbreak of the Civil war in
49 were as noteworthy as those of Pompey in the East.
When he went north in the spring of 58 to take charge of
his three provinces, Cisalpine Gaul, Illyricum, and Trans-
alpine Gaul, he found two very serious questions facing
him. For nearly three years the Helvetii had been prepar-
ing to leave their old home and migrate westward into
Gaul. In the early part of 58 their arrangements were
complete, and the migration began. They had intended
to go through the Roman province, but by a rapid march
northward Caesar closed this route, forced them to pass
through the territory of the Sequani, ultimately inflicted a
crushing defeat on them near Bibracte, and forced the
remainder of the great host to return to its own country.
DEMOCRACY AND NOBILITAS 121
The other immediate danger threatening Rome and her
allies resulted from the ambitious projects of the Germans.
In 72 they had been invited by the Sequani to cross the
Rhine and assist them against their old enemies, the Aedui.
The invitation was accepted. But the coming of the
Germans proved to be more of a disaster to the Sequani
than to the Aedui, since a large number of them settled in
the territory of the Sequani and more were planning to
follow. The entreaties of the Aedui and the proximity of
the Germans to Farther Gaul induced Caesar to advance
against the German king Ariovistus. In a sharp, decisive
campaign Ariovistus was defeated and driven back across
the Rhine. The campaign of 57 was directed against the
Belgae, who were so irritated and alarmed by the presence
of Roman troops near their frontier that they declared war
and began to mass their forces to oppose the Romans.
The Nervii were the only Belgic tribe which made a serious
resistance to his progress, however, and they were subdued
before autumn, and the entire territory of Belgic Gaul recog-
nized the authority of Rome. In the year 5 6 Caesar built
a fleet, reduced the Veneti at the mouth of the Loire,
and subdued the Morini and the Menapii on the North
sea, while his lieutenant, P. Crassus, received the submission
of the Aquitani. The next two years were signalized by
two enterprises more suggestive and dramatic in their
character than of immediate practical value. In 55, after
driving out two German tribes, the Usipetes and Tencteri,
who had come over to the left bank of the river, the Roman
army crossed the Rhine for the first time, to deepen the
impression already made on the Germans, while in the
same year an armed reconnaissance was made into Britain.
Neither this expedition into Britain, nor the more carefully
planned one of the following year, produced results of value.
122 REPUBLICAN PERIOD: HISTORICAL
Toward the close of the year the revolt of the Treveri,
Eburones, and Nervii inflicted serious loss on the Romans,
and for a time put Q. Cicero, the brother of the orator, in
great peril ; but before the close of the year the insurrection
was quelled for the moment. In 53, however, trouble broke
out afresh in the same quarter, and the entire summer was
needed to restore order again. Report of a general uprising
in the central and southern sections of Gaul obliged Caesar
to hurry back from Italy across the Alps in the winter of
53-2. He found that the leaders in the movement were
the Arverni and Carnutes, who had united under the
Arvernian chief Vercingetorix. The attempt of the Gallic
forces to prevent Caesar from reaching his army failed, and
Vercingetorix was obliged to retire to Alesia and ultimately
to surrender, notwithstanding the vigorous efforts made by
the Gallic troops, which came to his relief, to force Caesar
to withdraw. After the fall of Alesia, Caesar encountered
no more serious resistance during his term of office as gov-
ernor. Roman authority was now recognized in Belgica,
Gallia Narbonensis, and in the districts known later as
Aquitania and Gallia Lugdunensis. The outbreak of the
Civil war, and the shortness of the interval between its
conclusion and his death, prevented Caesar from properly
organizing the newly acquired territory ; but the character
and the wisdom of his plans are evident from the fact that
he granted Roman citizenship to the Transpadane Gauls in
49, gave Latin rights to many other communities, and that
between 46 and the date of his death he sent out five new
colonies to points in Gaul. Everywhere, too, he sought by
his policy of moderation to avoid a clash between the old
national spirit and traditions and the new civilization.
116. The Condition of the Provinces. The form of gov-
ernment which Rome gave to her provinces has already
DEMOCRACY AND NOBILITAS 123
been discussed (pp. 88 ff.), but the condition in which they
really were was far different from that which an examination
of leges provinciarum would lead us to expect. The Roman
government and the Roman people looked at a province
solely as a possible source of profit to the state and the
individual. Care was taken, therefore, to develop the
material resources by improving methods of cultivation
and by promoting trade and building roads ; but the wel-
fare of the provincial was not a matter of concern, except
in so far as his prosperity helped to fill the pockets of gov-
ernment officials, of the publicani, and of the negotiators.
The former were, indeed, forbidden by the lex provinciae to
receive presents, engage in trade, or accept favors, but the
possibilities were so great, and the needs of the average
Roman official so pressing, that few of them resisted the
temptation. A special court had been established in Rome
for the trial of such offenders, it is true, but the provincials
found it almost impossible to secure a conviction. As for
the publicani, the Roman system of tax farming practically
put a premium on extortion, and the moneyed interests
at Rome behind the tax-gatherers effectually checked any
attempts which a merciful governor might make to protect
the provincials, as Lucullus found to his cost. The same
may be said of the negotiators, who had come into posses-
sion of almost all the landed property and the commercial
interests in the provinces, and exacted from needy individ-
uals and communities interest amounting in some cases, as
we learn from Cicero's correspondence, to 48 per cent.
117. General Political Results. The conquests of Pompey
and Caesar, which had brought within the sphere of Roman
influence the entire Mediterranean coast with the exception
of Egypt and Mauretania, and had extended the Roman
frontier to the Euphrates on the east and the Rhine on the
124 REPUBLICAN PERIOD: HISTORICAL
north, could not fail to exert a reflex influence on Italy
itself. The economic and political changes among the
masses, to which earlier extensions of Roman territory had
given rise (pp. 77-80), were accelerated by the conquests
made between 66 and 49. Furthermore, the general
machinery of government had broken down under the
strain put upon it by the policy of imperialism. All the
great achievements of Caesar and Pompey required a viola-
tion of the oligarchic, or republican, tradition. This is
notably the case in the matter of the term of office, the
special powers, and the great extent of territory granted to
both men. The danger to the republican form of govern-
ment which lay in the disappearance of the middle class,
and in the preeminence of individuals, was aggravated by
the change in the composition of the army and in its rela-
tions to its chief. We have already had occasion to notice
the transformation which had taken place in the attitude
of the Roman soldier toward his leader (p. 64) as a result
of long campaigns abroad. The new spirit of implicit
obedience and personal allegiance which he had begun to
show, became still stronger in the case of soldiers drawn
from the provinces, as were many of Caesar's soldiers, for
whom the civil traditions of Rome had no existence. An
extended term of office in the provinces had put at the
service of Caesar and Pompey resources greater than those
which the state could command, and armies which recog-
nized allegiance to their generals rather than to the Roman
government. The issue, therefore, lay not between the
state and one or the other of these great commanders, but
between these leaders themselves.
DEMOCRACY AND NOBILITAS 125
SELECTIONS FROM THE SOURCES
Livy, Epp. LVIII-CIX ; Plutarch, Lives of Ti. Gracchus, C.
Gracchus, Marius, Sulla, Sertorius, Lucullus, Crassus, Pompey,
Cicero, Caesar; Appian, Iberian, Numidian, Illyrian, Mithridatic,
Civil Wars ; Dio Cassius, XXXV-XL; Zonaras, X. 1-8; Diodorus,
XXXI V-XL; Velleius Paterculus, II. 2-49; Sallust, Histories (frag-
ments), Jugurthine War, Conspiracy of Catiline ; Cicero, Letters,
Orations' ; Asconius, Commentaries ; Caesar, Gallic War.
Lex agraria Ti. Gracchi: Liv. Ep. LVIII ; Appian, B. C. I. 9;
Veil. II. 2.3. — Rogatio Fulvia de civitate sociis Italicis danda: Val.
Max. IX. 5. i. — Lex Sempronia f rumentaria : Liv. Ep. LX; Schol.
Bob. ad Cic. pro Sest. pp. 300, 303, ed. Or. ; Cic. pro Sest. 103 ; de
Off. II. 72. — Leges Semproniae de provocatione : Cic. pro Rab. perd.
12 ; in Cat. IV. 10; in Verr. ii. 5. 163 ; pro Cluent. 151 ; Cell. X. 3;
Plut. C. Gracch. 4. — Lex Sempronia iudiciaria : Liv. Ep. LX ;
Appian, B. C. I. 22 ; Veil. II. 32. 3 ; Tac. Ann. XII. 60 ; Cic. in Verr.
Act. I. 38. — Lex Sempronia de provinciis consularibus : Cic. de Domo,
24 ; Sail. lug. 27. — Death of C. Gracchus : Liv. Ep. LXI. — Outbreak
of Jugurthine war: Sail. lug. 27 ff . ; Liv. Ep. LXIV. — Defeat of
Postumius: Liv. Ep. LXIV; Sail. lug. 38 f. — Close of the Jugur-
thine war: Liv. Ep. LX VI. — Invasion of the Cimbri : Liv. Ep.
LXIII; Tac. Germ. 37; Flor. III. 3. — Defeat of Silanus : lAv.Ep.
LXV. — Defeat of Cassius: Liv. Ep. LXV; Caes. B. G. I. 7. —
Battle of Arausio: Liv. Ep. LXVII ; Orosius, V. 16; Sail. lug.
114. — Aquae Sextiae and Campi Raudii : Liv. Ep. LXVIII; Veil.
II. 12. — Lex Domitia de Sacerdotiis : Cic. De Leg. Agr. II. 16-18;
Veil. II. 1 2. 3. — Marius, consul for sixth time : Veil. II. 12. 6 ; Liv. Ep.
LXIX. — Lex Apuleia agraria: Appian, B. C. I. 29. — Lex Apuleia
frumentaria : A net. ad Her. I. 21. — Lex Caecilia Didia : Schol. Bob.
ad Cic. pro Sest. p. 310, ed. Or.; Cic. de Domo, 41. — Condemnation
of P. Rutilius Rufus : Liv. Ep. LXX ; Veil. II. 13. 2. — Leges Liviae
Drusi: Appian, B. C. I. 35 ; Veil. II. 13; Liv. Epp. LXX-LXXI. —
Social war: Liv. Epp. LXXII-LXXVI, LXXX ; Appian, B. C. I.
39-53 ? Veil. II. 15 ff. — Lex lulia : Cic. pro Balbo, 21 ; Cell. IV. 4 ;
Appian, B. C. I. 49. — Lex Plautia Papiria : Cic. pro Arch. 7 ; Schol.
Bob. p. 353, ed. Or. — Lex Pompeia : Ascon. in Cic. Pis. p. 3, ed.
Or. — Outbreak of first Mithridatic war : Liv. Epp. LXX VII-
LXXVIII; Appian, Mith. 17 ff . ; Veil. II. 18. — Chaeronea:
126 REPUBLICAN PERIOD: HISTORICAL
Appian, Mith. 41 ff. ; Plut. Sulla, 15 ff . ; Eutr. V. 6. — Orchomenus :
Appian, Mith. 49-50; Plut. Sulla, 20-21; Eutr. V. 6. — Peace of
Dardanus : Plut. Sulla, 22 ; Appian, Mith. 54-8 ', Liv. ^/. LXXXIII;
Veil. II. 23. — Marius and Sulpicius : Liv. Ep. LXXVII ; Eutr. V.
4; Plut. Sulla, 7-10; Mar. 34-5 5 Appian, B. C. I. 55-6° 5 Vel1-
II. 18-19. — Cinna and Marius : Liv. Epp. LXXIX-LXXX ; Veil. II.
20 ff.; Plut. Mar. 41 ff.; Appian, B. C. I. 67 ff. — Sulla's return:
Liv. Epp. LXXXV-LXXXVIII ; Plut. Sulla, 27 ff. ; Appian, B. C.
I. 79 ff . ; Veil. II. 24 ff. — Sulla, dictator: Appian, B. C. I. 98;
Plut. Sulla, 33 ; Liv. Ep. LXXXIX. — Leges Corneliae de magistra-
tibus: Appian, B. C. I. 100; Cic. Phil. XL 11 ; Tac. Ann. XI. 22;
Caes. B. C. I. 32. 2. — Lex Cornelia tribunicia: Appian, B. C. I. 100;
Liv. Ep. LXXXIX; Cic. de Legg. III. 22; Caes. B. C. I. 5, 7. -
Leges Corneliae iudiciariae : Veil. II. 32 ; Tac. Ann. XI. 22 ; Cic.
in Pis. 50 ; pro Cluent. 148 ; in Verr. ii. i. 108 ; Tac. Ann. XII. 60 ;
Rogatio Quinctia de abrogandis legibus Corneliis: Plut. Luc. 5. —
Lex Terentia Cassia frumentaria : Cic. in Verr. ii. 3. 163 ; ii. 5. 52.—
— Sertorius murdered: Liv. Ep. XCVI ; Oros. V. 23. 13 ; Plut. Serf.
25 ff . — Spartacus defeated: Appian, B. C. I. 118 ff . ; Liv. Ep.
XCVII; Eutr. VI. 7. — Lex Pompeia tribunicia: Veil. 11.30; Cic.
in Verr. Act. I. 43-5 ; de Legg. III. 22, 26. — Lex Aurelia iudiciaria:
Ascon. in Pis. p. 16 ; Schol. Bob. p. 229. 17. — Outbreak of third
Mithridatic war: Plut. Luc. 7; Appian, B. C. I. in. — Relief of
Cyzicus: Appian, Mith. 72 ff.; Plut. Luc. n. — Invasion of Pontus :
Appian, Mith. 82 ff. ; Plut. Luc. 19 ff. — Tigranocerta : Plut. Luc.
25 ff.; Appian, Mith. 84-5. — Lex Gabinia : Cic. de Imp. Cn. Pomp.
52 f. ; Dio, XXXVI. 6-19; Plut. Pomp. 25; Veil. II. 31. — Lex
Manilla : Cic. de Imp. Cn. Pomp. ; Dio, XXXVI. 25-6 ; Plut. Pomp.
30; Veil. II. 33. — Defeat of Mithridates : Dio, XXXVI. 29-33;
Appian, Mith. 97-101. — Catilinarian conspiracy: Sail. Coni. Cat.;
Cic. Orationes in Cat: ; Dio, XXXVII. 29-42 ; Plut. Cic. 10-22.—
First triumvirate : Dio, XXXVII. 54-8; Appian, B. C. II. 9; Plut.
Crass. 14; Pomp. 47; Caes. 13. — Lex lulia agraria : Cic. ad Att.
II. 18. 2; Suet. lul. 20; Veil. II. 44. — Lex Vatinia de imperio
Caesaris: Suet. lul. 22 ; Schol. Bob. in Vat. p. 317 ; Dio, XXXVIII.
8. — The Helvetii: Caes. B. G. I. 1-30. — Ariovistus : Caes. B. G.
I. 31-54.— Belgae: Caes. B. G. II. — Veneti: Caes. B. G. III.
7-16. — Aquitani: Caes. B. G. III. 20-27. — Usipetes and Tencteri :
Caes. B. G. IV. 1-15. — Second British expedition: Caes. B. G.
V. 2, 5-23. — Nervii, etc.: Caes. B. G. VI. i-S. — Vercingetorix :
DEMOCRACY AND NOBILITAS 1 27
Caes. B. G. VII. — Cicero's banishment : Veil. II. 45 ; Cic. de Domo,
43-64 ; pro Plane. 86-90, 95-103. —His recall : Dio, XXXIX. 6-1 1 ;
Plut. Cic. 33; Cic. ad Att. IV. i. — Renewal of triumvirate: Plut.
Caes. 21 ; Pomp. 51 ; Appian, B. C. II. 17 ; Suet. lul. 24. — Crassus
killed: Dio. XL. 25-7; Plut. Crass. 28-31. — Pompey, sole consul:
Veil. II. 47; Dio, XL. 50. — Lex de iure magistratuum : Suet. /«/.
28; Cic. ad Att. VIII. 3. 3; Cic. Phil. II. 24. — First overt act in
civil war: Dio, XL. 64-6; Plut. Pomp. 58-9. — Negotiations in
senate : Caes. B. C. I. 1-6 ; Cic. ad Fam. XVI. 1 1. — Caesar marches
southward: Caes. B. C. I. 8 ff. ; Suet. ////. 32 ff. ; Appian, B. C.
II. 35 ff.
SELECTED BIBLIOGRAPHY *
W. Drumann, Geschichte Roms, 6 Bde., Koenigsberg, 1834-44
(Ikl. 1.2 Berlin, 1899).
G. Long, The Decline of the Roman Republic, 5 vols. London,
1864-74.
C. Neumann, Geschichte Roms wahrend des Verfalles der Repub-
lik, 2 Bde. Breslau, 1881-4.
K. W. Nitzsch, Die Gracchen, etc. Berlin, 1847.
Ed. Meyer, Untersuchungen zur Geschichte der Gracchen. Halle,
1894.
A. II. Beesly, The Gracchi, Marius and Sulla. New York, 1893.
W. Strehl, M. Livius Drusus, Volkjftribun 91 v. Chr. Marburg,
1887.
W. Forsyth, Life of M. Tullius Cicero, 2 vols. New York, 1863.
\V. W. Fowler, Julius Caesar and the Foundation of the Roman
Imperial System. New York, 1891.
J. A. Froude, Caesar. London, 1886.
Strachan-Davidson, Cicero and the Fall of the Roman Republic.
New York, 1894.
Erich Marcks, Die Ueberlieferung des Bundesgenossenkrieges
91-89 V. Chr. Marburg, 1884.
Th. Reinach, Mithridate Eupator, roi du Pont. Paris, 1890.
Th. Lau, L. Cornelius Sulla. Hamburg, 1855.
E. v. Stern, Catilina u. d. Parteikampfe in Rom d. Jahre 66-63 v.
Chr. Dorpat, 1883.
E. Beesly, Catiline, Clodius, and Tiberius. London, 1878.
1 See also general bibliography on p. 22.
128 REPUBLICAN PERIOD: HISTORICAL
Ch. Merivale, The Roman Triumvirates. New York, 1893.
Th. Mommsen, Die Rechtsfrage zwischen Casar u. dem Senat.
Breslau, 1857.
O. E. Schmidt, Der Briefwechsel d. M. Tullius Cicero. Leipzig,
1893.
H. Nissen, Der Ausbruch d. Biirgerkriegs 49 v. Chr., in von Sybel's
Hist. Zeitschr. (N.F.) VIII. 409-445, and X. 48-105.
CHAPTER VII
THE PERIOD OF TRANSITION
118. The Period from 49 to 29 B.C. The external his-
tory of the Roman Empire from the outbreak of the Civil
war in January, 49, to the summer of 29, when Octavius
returned to Rome from the battle of Actium, falls into two
sharply marked periods. The dividing line is the assassina-
tion of Caesar. From the point of view of constitutional
development or change there is no such clear division.
The same elements in society and in the state which sup-
ported the Pompeian cause in the early part of the first
period were in the main arrayed against Antony and the
triumvirs in 43 and 42. Furthermore, the means which
Julius Caesar adopted to hold the power in his hands served
the purpose of the triumvirs so well that they did not find
it necessary to make many changes in the governmental
machinery. So far as the essential character of the gov-
ernment is concerned, it makes little difference whether
an autocrat holds the title of dictator, as Caesar did, or of
triumvir, as in the case of Octavius. Consequently, from
the standpoint of internal history the twenty years in
question form a unit. Our interest in them consists largely
in the fact that in this period the development of the
Roman constitution along certain lines, which it had been
following almost imperceptibly for several generations, is
now evident and rapid, and that Rome begins to develop
out of a city-state with widespread dependencies into the
capital of a great empire.
129
130 REPUBLICAN PERIOD: HISTORICAL
119. Campaigns in Italy, Spain, and Africa. Even if
Pompey was intending to make a stand in Italy after the
precipitate departure of the senate from Rome in January,
49, as many of his party supposed, the rapidity of Caesar's
march southward and Caesar's continued success forced
him to change his plan at once, and on March 17, scarcely
more than two months after Caesar entered Italy, the
Pompeian troops hastily embarked for Epirus from the
city of Brundisium, to which siege was already being laid.
Pompey's departure from Italy was unfortunate from the
political point of view, since it left the recognized seat of
government and the machinery of the state in the hands
of his opponent ; but on military grounds it was wise,
for his name was a power in the East, while Caesar
was unknown, and the postponement of the inevitable
conflict gave him the time which he needed to collect
and train his newly recruited forces to meet the veteran
legions of his enemy. Caesar felt himself unprepared to
follow Pompey at once, and, after a few weeks' stay in
Italy, crossed over to Spain, which was held for Pompey
by his three lieutenants, Petreius, Afranius, and Varro.
Petreius and Afranius occupied a well-chosen position at
Ilerda, and their forces were equal in number to those of
Caesar; but by a clever move on his part they were cut
off from their supplies and forced to surrender. Varro's
submission soon followed, so that the Spanish campaign
was brought to an end within a month and a half after
Caesar's arrival in the peninsula. The expedition which
his representative, C. Curio, conducted into Africa at
the same time did not meet with a like success. The
complete destruction of Curio's two legions of raw troops
by King Juba, and his subsequent suicide, offset in some
measure the Pompeian losses in Spain.
THE PERIOD OF TRANSITION 131
120. The Campaign in Epirus. The breathing space
which Caesar's campaign gave him Pompey used to great
advantage in collecting troops and supplies. In the spring
of 48 the army of 30,000 which he had brought over to
Epirus had grown to nine legions, supported by a large
body of auxiliaries and a strong fleet. To them Caesar
could oppose the six legions with which he made a success-
ful landing at Oricum in Epirus in November, 49, and the
four legions which M. Antonius brought him in April of the
following year by the way of Lissus. Caesar's legions were
depleted by sickness and long campaigns, however, so that,
although his troops were more experienced than those of
Pompey, they were numerically far inferior to the opposing
force. Caesar placed his army between Dyrrachium and
Pompey's camp, and at once began offensive operations in
the hope of shutting Pompey in ; but the Pompeian forces
broke through his lines and inflicted upon him so severe
a loss that later, when Caesar advanced into Thessaly,
Pompey followed him and was induced by his over-confi-
dent advisers to risk a battle at Pharsalus on August 9, 48.
The battle resulted in a complete defeat for the Pompeians,
and Pompey himself, who fled for safety to Egypt, was put
to death by the orders of King Ptolemy as he was landing
at Peltisium.
121. Campaigns in Egypt, Asia Minor, and Africa. In
the autumn of 48 Caesar followed Pompey to Egypt,
but, on hearing of his death, occupied himself with the
settlement of Egyptian affairs. Ptolemy Auletes, the late
sovereign, had left the kingdom to his two oldest children,
Ptolemy and Cleopatra, but Cleopatra had been dispossessed
by her brother. Caesar's rather arrogant attempt to enforce
an understanding aroused the anger of the Egyptians, and
put him in such a perilous position that only the timely
132 REPUBLICAN PERIOD: HISTORICAL
arrival of reinforcements under Mithridates of Pergamum
saved his army from destruction. The settlement of politi-
cal affairs and the charms of Cleopatra held him in Egypt
until the late spring of 47, when the defeat in Armenia
Minor of his lieutenant, Calvinus, and the rapid develop-
ment of the ambitious projects of Pharnaces, the son of
Mithridates Eupator, made his presence in the East neces-
sary. Pharnaces sought delay, but Caesar forced an engage-
ment at Zela, August 2, and completely defeated him. The
disaffection among the troops in Italy who were being levied
for a campaign in Africa led Caesar to return to Rome in
September. The mutinous soldiers were soon brought
under control by his personal influence, and in December
he landed with them near Hadrumetum, defeated the
Pompeians at Thapsus, April 6, 46, and captured Utica
soon after, notwithstanding Cato's vigorous efforts to
defend it. Juba was conquered' by the old Catilinarian
leader, P. Sittius; his kingdom of Numidia was made a
Roman province, and the Pompeian power in Africa was
completely broken.
122. Second Spanish Campaign. On his return to Rome
in July he found time at last to put the government of
Italy on a more secure basis, and to introduce some much-
needed political and economic reforms. In the three
years which had elapsed since the battle of Ilerda the
Pompeian cause had made great headway in Spain. Their
forces had lately been largely increased by the arrival
of fugitives from Africa, and Caesar's representative,
C. Trebonius, was no match for them. Caesar's plans for
making comprehensive changes in the government of Italy
were, therefore, cut short by the necessity of recovering
the ground which had been lost in Spain. He left Rome
in the early part of November for this purpose, and,
THE PERIOD OF TRANSITION 133
although he found thirteen Pompeian legions opposed to
the eight legions which he had brought with him, he boldly
attacked the enemy at Munda, March 17, 45, and inflicted
a crushing defeat upon them.
123. Caesar's Assassination. After his return to the city
Caesar occupied himself partly with various administrative
reforms, but mainly in making preparations for a great
expedition against the Parthians. His plans, however,
were brought to a tragic end by his assassination on the
Ides of March, 44. The conspirators were actuated by
personal and by political motives. Many of them were
jealous of Caesar, or dissatisfied with the recognition they
had received from him. Many members of the senate
(for about sixty senators took part in the conspiracy) were
aggrieved at the loss of power and prestige which that
body had suffered at his hands. Their smouldering dis-
content was kindled into flame by the new. powers and
honors conferred on Caesar in the early part of 44, and by
the rumors, which were current, that he would be made
king and would transfer the seat of government to Alex-
andria. That the feeling of discontent, out of which the
conspiracy sprung, was vague, and that the conspirators
lacked a definite plan or purpose is plain from the sub-
sequent course of events.
124. Caesar's Policy. The work which Caesar had set
himself to do after the battle of Pharsalus, and which was
left unfinished at his death, was threefold. He wished to
suppress within the Roman territory all armed resistance
to a central authority, to establish in Rome a permanent
government strong enough to carry out a positive policy in
spite of all opposition, and finally to knit together all parts
of the Roman Empire. We have already seen the steps
which he took to accomplish the first-mentioned object.
134 REPUBLICAN PERIOD: HISTORICAL
To carry out the rest of his plan it was essential that his
control of all the functions of government should be undis-
puted. In 44, after Caesar's death, the dictatorship which
he had held for several years was characterized by Cicero
as one quae iam vim regiae potestatis obsederat, and it is
highly probable that during the last years of his life Caesar
did take into his hands all those powers which in their
natural development gave Augustus and his successors their
exalted position. He secured his supremacy in the state
partly by increasing his own power, partly by diminishing
the influence of other factors in the government. He
increased his own power directly by securing for himself
important magistracies, often with special prerogatives.
He accomplished the same object indirectly by controlling
the nomination of candidates, by placing a large number of
his own supporters in the senate, and by preventing hostile
measures from being brought before the popular assemblies.
125. His Offices and Titles. The sources of our informa-
tion are not precise and detailed enough to enable us to
determine the exact position which Caesar held in the
state. His constitutional power seems to have depended
largely, however, on the fact that he held the dictatorship,
tribunate, and, perhaps alternately, the consulship and pro-
consulship. Shortly after his first victory in Spain he was
nominated dictator by the praetor, M. Lepidus, under a
special law authorizing the establishment of that magistracy.
This position he held for a few days only, but in the
autumn of 48 he was again chosen to the same office,
apparently for an undefined period. In 46, after the
battle of Thapsus, he received the dictatorship for ten
years, and in 44 for life. Caesar's position as dictator was
probably like that of Sulla, and, therefore, differed in two
important particulars from the traditional magistracy. His
THE PERIOD OF TRANSITION 135
functions covered a wider field than those of the histori-
cal dictator did, and his term of office was much longer
(cf. pp. 183, 218). In 48 the tribunician power was given
to him for life. From the positive point of view this
enabled him to interpose a veto and to convoke the
plebeian assembly, and made his person inviolable. On
the negative side he hoped that his assumption of this
office, and the control which he exercised over the nomi-
nation of other members of the college, would protect him
against serious interference with his plans. This hope was
not always realized. On more than one occasion some
member of the college asserted his independence, and
once Caesar was obliged to resort to the theory of popular
sovereignty which Tiberius Gracchus had applied in the
case of Octavius (cf. pp. 95 f.). The offending tribunes in
this case, C. Epidius Marullus and L. Caesetius Flavus,
were brought before the senate, and on Caesar's complaint
were divested of office. This drastic proceeding probably
checked for the future any hostile action on the part of
members of the college. Caesar did not use the title of
tribune, however, in official documents, as his imperial
successors did. On several occasions he was regularly
elected to the consulship and performed the duties of
that office, and it is quite probable that he was invested
with the pro-consular power, so that, when he was not in
office as consul, he acted pro consule. This conclusion has
been drawn, at least, with great plausibility, from the fact
that on an important document he bears the titles dictator
consul prove consule. The praefectura morum, which he
created and held in 46, was new only in name. Its
functions were similar to those of the earlier censorship.
From the battle of Mtmda up to the close of his life
honors were heaped on him in profusion. He was given
136 REPUBLICAN PERIOD: HISTORICAL
the titles parcns patriae and imperator for life. The latter
ordinarily appears in official documents immediately after
his cognomen, and was made an hereditary title. Coins
bore his likeness, and the right was probably granted him
to express his opinion first in the senate.
126. Changes in Magisterial Functions. Some changes
were intentionally made in the functions of certain magis-
trates, or were the result of circumstances. Attention has
already been called to the fact that Caesar's dictatorship
was not that of the early republic, but was similar to
Sulla's ; that in 44 he was chosen permanently to this office
and given the tribunician power for life, whereas under the
old constitution the dictator and tribune had held office
for six months and a year respectively. Furthermore, the
judicial functions which Caesar exercised in criminal cases,
like that of Ligarius, did not belong to the republican dic-
tatorship. The magister equitum and praefectus urbi play a
more important part from 49 to 44 than they do in any
other period of Roman history, but their significance comes
solely from the fact that the dictator was frequently absent
from Italy and his power was exercised by these officials as
his representatives. In this connection the law of 46 may
be mentioned, which limited the term of office for gov-
ernors in praetorian provinces to one year, in consular
provinces to two years. Caesar's purpose in making this
regulation was evidently to guard against a possible rival.
127. Increase in the Size of Magisterial Colleges. The
increase which he made in the size of certain colleges of
magistrates was justified by the need of additional adminis-
trative officers. It also gave Caesar an opportunity to
reward some of his political followers, and incidentally
exalted his own position by decreasing the importance of
the individual members of the colleges affected. Thus the
THE PERIOD OF TRANSITION 137
number of praetors was first raised from eight to ten, then
to fourteen, and finally to sixteen, while the number of
quaestors was increased to forty. The establishment of the
office of aedilis cerialis with its two incumbents, and the
addition of a member to the college of the /// viri capi-
tales and the III viri monetales were probably dictated by
administrative considerations only.
128. Method of choosing Magistrates and Terms of Office.
To protect his interests at Rome during his absence on the
projected Parthian campaign, Caesar secured the passage
of a law which allowed him to name all the magistrates
for 43, as well as the consuls and tribunes for 42. This
measure would make the magistrates for the immediate
future official representatives of the dictator, and would at
the same time lessen the importance of the popular elec-
toral bodies. In the case of the consulship he introduced
an innovation of great importance. In October, 45, he
resigned that office, which he had held without a colleague,
and had two successors elected for the rest of the year. In
taking this step Caesar was restoring the traditional con-
sulship, since the constitution did not recognize a single
consul without a colleague. In a way, however, he was
establishing a precedent for the imperial system of consules
suffecti, and six years later, following this precedent, as it
were, the triumvirs, when holding the consular elections for
34-1, had terms of less than a year indicated for the vari-
ous candidates at the time of the election, and the Fasti of
the year 33 give the names of eight consuls.
129. The Senate and People. The senate was reduced
in number to such an extent by the Civil war, that imme-
diately after his return to Rome in 47 Caesar made numer-
ous additions to it, and two years later raised the number
of its members to 900. This change robbed the nobilitas
138 REPUBLICAN PERIOD: HISTORICAL
in large measure of its prestige and made the senate sub-
servient to his wishes. As for the people, they met as
before in the comitia, but the selection of candidates for
office by Caesar, and the fact that he alone was directly or
indirectly the author of all bills laid before them, made the
meeting of the comitia largely a matter of form. He sought
to relieve the congested condition of Rome, and to prevent
the idle from nocking thither, by founding colonies, and
by carefully regulating the list of those who received free
supplies of grain. As a result of the census of 46, the
number of these beneficiaries was reduced from 320,000 to
150,000.
130. Italy and the Provinces. But the plans of Caesar
were not limited to the city of Rome. They embraced all
Italy and the provinces. A year before his death he drew
up the lex lulia municipalis, a charter for all the Italian
municipalities, which gave them their own popular assem-
blies, senates, magistrates, and courts. To many cities in
Sicily and Gallia Narbonensis Latin rights were given, and,
what was of still more importance, provincial governors
were appointed by Caesar. Hitherto each one of the
provinces had been practically a principality which the
Roman governor used to fill his pocket or to advance his
political fortunes. The interests of the provincials and of
the home government were alike held in light esteem.
Under Caesar's regime a governor felt his subordination
to a central authority, and knew that he was responsible
to a man who regarded each province as an integral part
of the empire.
131. Course of Events after Caesar's Death. After
Caesar's death both his friends and the conspirators waited
in great suspense for some move on the part of the oppos-
ing faction, as well as for some indication of the attitude of
THE PERIOD OF TRANSITION 139
the Roman populace. M. Lepidus, who had been Caesar's
magister equitum, was the first to adopt a positive course.
He moved his troops into the city and thus gave a tactical
advantage to the Caesarians. The consul Antony strength-
ened their position still further by securing possession of
Caesar's papers and of the state treasure in the temple of
Ops. But both parties were ready for the compromise,
adopted by the senate March 17, which confirmed the
arrangements of Caesar, but provided that no investigation
should be made into the circumstances of his death. On
the basis of this action Antony laid directly before the
popular assembly a series of bills which he found, or which
he claimed to have found, among the papers of Caesar.
Furthermore, on the pretext that his safety was endangered
by disturbances in the city, he secured a bodyguard of
several thousand men. A systematic effort was made also
to win the favor of the veterans living in Italy. The sup-
port of his colleague, Dolabella, was secured by obtaining for
him the province of Syria. He had the province of Mace-
donia assigned to himself at first, with control of the legions
which Caesar had collected for the Parthian war ; but, feel-
ing that it would be better for him to be nearer Rome, he
had the popular assembly take Cisalpine Gaul from D.
Brutus, to whom it had been assigned, and give it to him.
Somewhat later the Macedonian legions were also placed
under his command.
132. Octavius. The arrival in Italy of Octavius, Caesar's
grand nephew, a young man in his nineteenth year, whom
the dictator had adopted and made his heir, seemed likely
to give affairs an unexpected turn. The deferential man-
ner which Octavius assumed toward certain senatorial
leaders on the one hand, and on the other hand his gener-
ous treatment of Caesar's followers, and the fact that he
140 REPUBLICAN PERIOD: HISTORICAL
bore their great leader's name, won for him at the same
time the respectful consideration of senators and the enthu-
siastic support of many Caesarians. Antony appreciated
how dangerous a rival he might become and tried to thwart
his plans at every point, but Caesar's veterans forced a
reconciliation between their two leaders.
133. The Liberatores. Meanwhile the liberatores, as
Cicero styled the conspirators, were without a plan and
without leaders. M. Brutus and Cassius thought it wise to
withdraw from the city. Cicero despondently set out for
Greece, and the other senatorial leaders gave little effective
support to the old regime. In September the Macedonian
troops arrived in Italy, but Octavius found means to detach
so many of them from Antony's service that two months
later Antony, for fear of losing the rest, hastily set out for
Gallia Cisalpina with his bodyguard and the three legions
which remained loyal to him.
134. The War about Mutina. With the departure of
Antony from Rome the senate began to assert itself once
more. Under the leadership of Cicero, who attacked
Antony vigorously in his Philippic orations, the senate was
induced to invest Octavius with the imperium, and to com-
mission him, in cooperation with the consuls of 43, to con-
duct the war against Antony. Acting under this authority,
in the early part of 43 Octavius set out from Rome with
Hirtius, one of the consuls, to relieve D. Brutus, while Pansa,
the other consul, followed in March with four legions of
recruits. After some preliminary skirmishing, in which
Antony gained the advantage, a decisive battle was fought
near Mutina, April 21, in which his army was completely
defeated. But the victory was dearly bought. Hirtius fell
on the field of battle and Pansa was mortally wounded,
dying two days later. The command of the forces acting
THE PERIOD OF TRANSITION 141
against Antony was assigned to D. Brutus. Octavius, who
had good reason to feel aggrieved at this slight, withdrew
from further participation in the struggle, and marched
to Rome at the head of eight legions, demanding the con-
sulship. There was no means at hand to withstand him,
and August 1 9 he was elected consul. Meanwhile, in the
North Antony was strengthened by the accession of Lepi-
dus, governor of southern Gaul, of Plancus, who had charge
of northern Gaul, and of Pollio, with troops from Spain.
D. Brutus was deserted by his troops, and while seeking to
escape was murdered at Aquileia.
135. The Second Triumvirate. In October Octavius
went north, and held a conference with Antony and Lepi-
dus at Bononia, which resulted in the formation of a com-
pact for the adjustment of affairs in Italy and for the
prosecution of the war in the East against M. Brutus and
Cassius ; and in November, by a vote of the tribal assembly,
Antony, Lepidus, and Octavius were made III viri rei
publicae constituendae for a period of five years. The second
triumvirate was, therefore, distinguished from the first by
the fact that it rested on a legal basis, while the compact
which Caesar, Pompey, and Crassus had formed was purely
a private arrangement. The triumvirs of 43 adopted the
principle of collegiality on its positive but not on its neg-
ative side. All three members were at all times vested with
the full power of their office, but the possibility of interpos-
ing a veto was not recognized. In so far as its exercise of
executive and legislative powers was concerned, the second
triumvirate differs little from Caesar's dictatorship. The
magistracies, the senate, and popular assemblies were all
directly or indirectly under the control of the new officials.
In Rome and Italy the triumvirs were confronted with the
problem of establishing a new regime and of maintaining
142 REPUBLICAN PERIOD: HISTORICAL
order, of punishing certain republican leaders, levying
troops, and apportioning suitable rewards to the veterans.
Outside of Italy there were still more urgent matters,
notably the task of bringing the provinces under their con-
trol and of prosecuting the war against M. Brutus and
Cassius. Their return to Rome was followed by a reign of
terror which rivaled that of Sulla. Cicero was one of the
early victims of their fury. In reaching an agreement for
the government of Italy and the provinces no immediate
difficulty was experienced. The several provinces were
assigned to the individual members of the triumvirate and
their followers, while the administration of affairs in Italy
and the war in the East were left to the joint direction of
all three triumvirs.
136. The Battle of Philippi. The situation in the East
called for immediate attention. In the early part of 43
M. Brutus entered Macedonia and was recognized as its
legal governor by his predecessor, Q. Hortensius. Cassius
also took possession of his province, Syria. Both of them
succeeded in levying large bodies of troops, and C. Antonius,
the brother of Marcus, and Dolabella, who had come out
to take possession of Macedonia and Syria respectively, by
virtue of measures whose passage Antony had secured, were
disastrously defeated. The two republican leaders met at
Sardis, and with nineteen legions of foot soldiers and 20,000
horsemen advanced to Philippi in the autumn of 42. Over
against them lay the army of the triumvirs, of about the
same size. Two battles followed. In the first the forces
under Cassius were defeated by Antony, and Cassius com-
mitted suicide. Brutus, however, gained a victory over
the troops of Octavius. In the second battle, which his
troops forced him to fight against his judgment, he was
defeated and took his own life.
THE PERIOD OF TRANSITION 143
137. The Movements of the Triumvirs. Lepidus was
suspected of being disloyal to his colleagues, and, in the
division of territory after the battle of Philippi, Spain and
Gallia Narbonensis, which had been placed under his con-
trol, were taken from him ; but later, on grounds of expedi-
ency, Octavius thought it wise to allot Africa to him. From
this time forth, however, Lepidus played a subordinate part
in the triumvirate. Antony remained in the East. At
Tarsus he met Cleopatra, who came to explain her con-
duct during the war, and accompanied her to Egypt. To
Octavius in Italy fell the hardest task.
138. The Perusian War and the Peace of Brundisium.
Nearly 200,000 veterans were demanding the land which
had been promised to them. High taxes, the scarcity of
food, and the confiscation of land for the soldiers devel-
oped a spirit of discontent. L. Antonius the brother, and
Fulvia the wife, of the triumvir, put themselves at the head
of the disaffected. All efforts at reconciliation proved fruit-
less, and civil war followed. L. Antonius was soon shut up in
Perusia, however, and after a long siege was forced to yield.
After the surrender of Perusia, Fulvia hurried to her hus-
band for help. A number of circumstances induced Antony
to listen to her appeals and to take an active part in the
management of Italy. One thing especially that influenced
him to adopt this course was the fact that Octavius had
taken possession of Gallia Narbonensis, because of the help
which its governor had given L. Antonius. This province
had been allotted to Antony, and its acquisition by Octavius
made the latter master of the entire West. The time for
action seemed a favorable one to Antony, since he had
secured the support of Sextus Pompeius, whose fleet con-
trolled the Mediterranean. He appeared before Brundisium,
therefore, in the summer of 40, and civil war seemed
144 REPUBLICAN PERIOD: HISTORICAL
imminent ; but the mediation of Octavius's friends, Cocceius
Nerva and Maecenas, and of Asinius Pollio, who repre-
sented Antony, as well as the strong stand which the
legionaries took in favor of peace, brought about a recon-
ciliation between the rivals. The need which Antony felt
of Italian reinforcements for the Parthian war also induced
him to listen to proposals of peace.
139. War with Sextus Pompeius and the Retirement of
Lepidus. As for Octavius, the prospect of carrying on a
war against the combined forces of Antony and Sextus
Pompeius may well have alarmed him. In fact, Pompeius
had made himself master of the Mediterranean, and, by
interfering with the transportation of grain, had Rome and
Italy in his power, in a measure. ( It was this state of things
which forced Octavius in 39 to recognize formally the
demands of Sextus Pompeius. His claim to the islands of
Sicily and Sardinia was confirmed ; he received compen-
sation for the loss of his father's property, and a consulship
in the future was promised to him. But Octavius felt that
his own position was a precarious one so long as Sextus
Pompeius controlled the Mediterranean. The treachery
of Menodorus, one of the fleet commanders of Pompeius,
put Sardinia in his power. Thereupon war broke out at
once. A misunderstanding with Antony seemed likely to
involve Octavius in still greater difficulty, but fortunately
a reconciliation was effected at Tarentum in 37 through the
mediation of Octavia, the wife of Antony and sister of
Octavius, and Antony as well as Lepidus sent a fleet to help
Octavius. Sextus Pompeius was defeated at Naulochus in
36, and fled to Asia. His forces surrendered themselves to
Lepidus, who thereupon took possession of Sicily, and
showed signs of an intention to regain his influence in
the triumvirate. His success was short-lived, however.
THE PERIOD OF TRANSITION 145
Octavius won over his troops, and Lepidus was deprived of
his provinces and forced into retirement. The result of this
war was of immense importance to Octavius. He had rid
himself of a rival who threatened his supremacy in the
West ; he had removed the danger of famine in Italy — a
most prolific cause of discontent in the peninsula — and
he had made himself master of the provinces and of the
forces of Lepidus.
140. Estrangement of Octavius and Antony. The en-
forced retirement of Lepidus from the triumvirate doubtless
intensified the rivalry between Octavius and Antony, just
as the death of Crassus had made the conflict between
Caesar and Pompey inevitable. Antony resented in par-
ticular the acquisition by Octavius of Sicily and of the
provinces which had belonged to Lepidus. On the other
hand, Antony's relations with Cleopatra and his plans
in the Orient excited suspicion and hostility at Rome.
Egypt, Cyrene, Cyprus, and portions of Crete and Cilicia
were placed under her control. Only Asia and Bithynia
retained the character of Roman provinces. In fact, there
was some reason for believing that Antony was planning
the establishment of a great rival power in the East with
Alexandria for its capital. The feeling which this suspicion
excited was intensified when the contents of Antony's will
were revealed by some of his former friends, and it became
known that the assignment of territory to Cleopatra was
therein confirmed. Antony's neglect of Octavia, and the
fact that he divorced her in 32, played no small part in
stirring the anger of the people. The policy of Octavius
was as well adapted to win the gratitude of the Italians as
that of Antony had tended to estrange them. The sup-
pression of the piratical enterprises of Sextus Pompeius in
the Mediterranean, the lightening of the taxes, and the
146 REPUBLICAN PERIOD: HISTORICAL
restoration of order in Italy, largely through the efforts of
Maecenas, and the far-reaching improvements which Agrippa
effected in Rome had won for Octavius the sympathy and
support of all classes in the peninsula.
During the years 35-3 Octavius was engaged in a
campaign against the Illyrians, who had taken advantage
of the disturbed condition of Italy to make incursions into
the peninsula. These peoples, as well as the Dalmatians,
were conquered, and points of great strategical and com-
mercial importance in Pannonia were occupied. Antony,
in the meantime, was carrying on operations in Armenia
and Media as a sequel to the war which he had been
unsuccessfully waging against the Parthians ever since the
year 40.
141. Outbreak of the War. At the close of the year
33 both of them were free from other complications, and
the election of two of Antony's supporters to the consul-
ship for the following year precipitated the conflict. The
attacks which the new consuls made on the policy of
Octavius in taking possession of Sicily and Africa were
without effect, and they left the city to go to Antony.
Adopting the policy which his great leader had proposed
in the year 50, Antony offered to give up his exceptional
powers if Octavius would adopt the same course ; but
Octavius had forestalled his action by deposing him from
his position as triumvir, and the war which followed was tech-
nically waged, not against Antony, but against Cleopatra.
142. Battle of Actium and Death of Antony. During
the year 32 Antony and Cleopatra collected a force of
more than 100,000 men and 500 ships. The fleet and
army of Octavius crossed from Brundisium in the spring
of 31, and the two armies lay encamped near one another
for several months. The issue was decided by a naval battle
THE PERIOD OF TRANSITION 147
near Actium, September 2, 31. The fleet of Antony and
Cleopatra was deserted by its leaders and forced to sur-
render, and after the battle the opposing army went over
to Octavius. Antony and Cleopatra fled to Egypt. Octa-
vius followed them thither a year later, and when Alexandria
had fallen into his hands and they had learned that he
would show them no mercy, they both took their own
lives. Egypt came under the personal control of Octavius.
The latter returned to Italy in the summer of 29, after set-
tling certain affairs in the Orient, and concluding a peace
with the Parthians.
SELECTIONS FROM THE SOURCES
Caesar becomes master of Italy: Caes. B. C. I. 7-29; Cic. ad
Att. Bks. VII-IX; ad Fam. Bks. XIV, XVI (passim); Plut.
Caes. 32-5 ; Pomp. 60-62 ; Appian, B. C. II. 35-8. — First Spanish
campaign: Caes. B. C. I. 37-55, 59-87 ; II. 17-21 ; Cic. ad Att.
X. i2a. 3. — Defeat of Curio: Caes. B. C. II. 23-44. — Pharsalus :
Caes. B. C. III. 84-99 ; Appian, B. C. II. 75-82 ; Plut. Caes. 42-6.—
Pompey's death : Caes. B. C. III. 96, 102-4 5 Appian, B. C. II. 81,
83-6; Plut. Pomp. 77-80; Dio, XLII. 3-5. — Events in Egypt:
Caes. B. C. III. 106-112; Bell. Alex. 1-33; Appian, B. C. II.
89-90; Plut. Caes. 48-9; Dio, XLII. 7-9, 34-44. — Zela : Appian,
B. C. II. 91; Plut. Caes. 50. — African campaign: Bell. Afr. ;
Appian, B. C. II. 95-100; Plut. Caes. 52-4; Cato, 56-73; Dio,
XLIII. 2-13. — Second Spanish campaign: Bell. Hisp. ; Appian,
B. C. II. 103-5; Plut. Caes. 56; Dio, XLIII. 28-40. — Caesar's
death: Appian, B. C. II. 111-117; Plut. Caes. 60-69; Brut. 14-17;
Suet. lul. 80-89; Vel1- IL 56; Dio» XLIV- 9-19- — Caesar's dicta-
torships: Caes. B. C. II. 21. 5 (cf. III. 2. i) ; Appian, B. C. II. 48;
Dio, XLII. 20; Plut. Caes. 51; Cic. ad Fam. IX. 15. 4-5; Dio,
XLIII. 14; Suet. lul. 76; Appian, B. C. II. 106; Plut. Caes. 57;
Dio, XLIV. 8; XLVI. 17. — Caesar's tribunate: Dio, XLII. 20.
— Title of imperator: Dio, XLIII. 44; Suet. lul. 76. — Praefectus
morum: Dio, XLIV. 5; Suet. lul. 76. — Praetorian governors, i yr.,
consular governors, 2 yrs. : Cic. Phil. I. 19; V. 7; VIII. 28. —
148 REPUBLICAN PERIOD: HISTORICAL
16 praetors, 40 quaestors: Dio, XLIII. 47, 49, 51 ; Suet. lul. 41. —
Power to nominate: Dio, XLIII. 47, 51 ; Cic. Phil. II. 80; Appian,
B. C. II. 128; Suet. lul. 76. — 900 senators: Dio, XLIII. 47.—
Bestowal of Latin rights : Cic. ad Att. XIV. 12. i ; Tac. Ann. XI. 24.
— Appointment of provincial governors: Dio, XLII. 20. — Consules
suffecti : Dio, XLIII. 46. — Seizure of Caesar's papers and treas-
ure: Cic. Phil. I. 17; II. 93; Appian, B. C. II. 125. — Meeting of
senate, March 17: Appian, B. C. II. 135-6; Dio, XLIV. 22-34;
Cic. Phil. I. i f.; I. 31 f.; Veil. II. 58. — Antony acquires Cis-
alpine Gaul: Cic. ad Att. XIV. 14. 4; Appian, B. C. III. 27-30;
Veil. II. 60; Appian, B. C. III. 55. — Octavius comes slowly to
Rome: Cic.ad Att. XIV. 5. 3; ibid. 10. 3; XV. 2. 3; Appian, B. C.
III. 9-23 ; Dio, XLV. 1-4. — His relations to Antony : Appian, B. C.
IH.28-45; Dio, XLV. 5-9; ibid. 11-15; Suet- AuS- IO- — Antony
marches north: Cic. Phil. III. i ; V. 24; Appian, B. C. III. 46.—
Battle near Mutina: Appian, B. C. III. 66-72; Dio, XLVI. 37.—
Lepidus joins Antony: Cic. ad Fam. X. 23. 2; Appian, B. C. III.
83-4. — Pollio and Plancus join Antony: Appian, B. C. III. 97 ; Dio,
XLVI. 53; Veil. II. 63. — Octavius is elected consul: Liv. Ep.
CXIX ; Appian, B. C. III. 88-94 ; Dio, XLVI. 40-45. — Death of
D. Brutus: Appian, B. C. III. 97-8; Veil. II. 64. — Second tri-
umvirate formed : Liv. Ep. CXX ; Appian, B. C. IV. 2 ff . ; Dio,
XLVI. 54-6; Suet. A ug. 27 ; Plut. Ant. 19. — Lex Titia : Appian,
B. C. IV. 7 ; Dio, XLVII. 2. — Death of Cicero : Plut. Cic. 47-8 ;
Appian, B. C. IV. 19-20; Veil. II. 66. — Macedonia, Illyricum, and
Greece allotted to M. Brutus: Cic. Phil. X. 13-14; Plut. Brut. 27;
Dio, XLVII. 22. — Syria assigned to Cassius : Cic. Phil. XI. 29 ff. ;
Dio, XLVII. 28; Veil. II. 62. — Philippi : Appian, B. C. IV.
109-131; Dio, XLVII. 37-49; Plut. Brut. 38-53; Veil. 11.70-72.
— Division of territory: Appian, B. C. V. 3; Dio, XLVIII. 1-2.—
Perusian war: Appian, B. C. V. 12-49; Dio> XLVIII. 4-15 ; Veil.
II. 74. — Treaty of Brundisium : Appian, B. C. V. 64-5; Dio,
XLVIII. 28-30 ; Veil. II. 76. — Concessions to Sex. Pompeius :
Appian, B. C. V. 72 ; Dio, XLVIII. 36. — War with Sex. Pom-
peius: Appian, B. C. V. 77-122; Dio, XLVIII. 45-XLIX. 10;
Veil. II. 79. — Treaty of Tarentum : Dio, XLVIII. 54; Appian,
B. C. V. 93-5 ; Tac. Ann. I. 10. — Retirement of Lepidus : Liv. Ep.
CXXIX; Suet. Aug. 16; Appian, B. C. V. 122-6; Dio, XLIX.
H-I2. — Parthian campaign of Antony: Dio, XLVIII. 24-7; ibid.
39-41; XLIX. 19 ff.; Plut. Ant. 37-52; Veil. II. 82.— niyrian
THE PERIOD OF TRANSITION
149
campaign of Octavius : Dio, XLIX. 34-8; Appian, Bell. III. 16-28;
Liv. Epp. CXXXI-CXXXII. — Territory given to Cleopatra: Plut.
Ant. 54; Dio, XLIX. 32, 41 ; L. i, 3. — War declared against Cleo-
patra: Plut. Ant. 60; Dio, L. 4, 6. — Actium: Plut. Ant. 64-8;
Dio, L. 31-5; Veil. II. 85. — Surrender of Antony's army: Plut.
Ant. 68. — Death of Antony : Dio, LI. 10; Plut. Ant. 76-7. — Death
of Cleopatra: Dio, LI. 11-14; Plut. Ant. 84-6.
SELECTED BIBLIOGRAPHY *
O. E. Schmidt, Der Briefwechsel des M. Tullius Cicero. Leipzig,
1893.
Tyrrell and Purser, The Correspondence of M. Tullius Cicero, Vols.
V and VI. London, 1897-9.
W. Drumann, Geschichte Roms, 6 vols. Koenigsberg, 1834-44.
A. Stoffel, Histoire de Jules Cesar : Guerre Civile, 2 vols. Paris,
1887.
A. v. Goeler, Caesars Gallischer Krieg. Tubingen, 1879.
W. Judeich, Caesar im Orient. Leipzig, 1885.
O. E. Schmidt, Die letzten Kampfe der rom. Republik (Neue Jahr.
f. Philol. u. Paed. XIII, Suppl. pp. 665-722).
A. v. Hagen, De bello Mutinensi quaestiones criticae. Marburg,
1886.
V. Gardthausen, Augustus und seine Zeit (I. i, 2; II. i, 2). Leip-
zig, 1891-6.
Th. Mommsen, Res gestae divi Augusti, 2d ed. Berlin, 1883.
1 See also general bibliography on p. 22.
SECTION II — DESCRIPTIVE
CHAPTER VIII
THE ATTRIBUTES OF MAGISTRACY
(a) Magistrates, Imperium, Potestas
143. Method of Treatment. Our historical survey of
the development of Roman political institutions has shown
that the right of initiating action was the peculiar preroga-
tive of the magistrate, and that in the early period he was
practically the supreme lawgiver and judge, as well as the
executive. To put it in another way, the functions acquired
later by other branches of the government were in the early
days exercised by the executive. We have traced the
process of differentiation. First of all, the senate, which
was at the beginning of the republic merely an advisory
body, found means to enforce its claim to a share in the con-
trol of the state. Later, the popular assemblies developed,
and finally a well-organized judicial system was established.
A systematic examination of Roman political institutions
will, therefore, follow the order of historical development, in
taking up first the magistracies, then the senate, the popular
assemblies, and finally the courts of law. Our historical
investigation has suggested one other important point in
the method of treatment. At the beginning of the repub-
lican period the magisterial power was vested in a single
college of magistrates. The establishment of new magis-
tracies, as time went on, meant simply the assignment of
MAGISTRATUS, IMPERIUM, POTESTAS 151
certain specific duties to the new officials. The new
magistracies had all the general characteristics of the
original magistracy out of which they sprang. Therefore,
before passing to an examination of the functions of the
individual magistrates, it will be natural and convenient to
consider the general attributes of the Roman magistracies
taken as a unit.
144. Definition of Magistratus. The term magistratus
was used of the office and of its incumbents! In the con-
crete sense the magistratus was the authorized representa-
tive of the people for the conduct of public business of
a secular character. His authorization came through an
election by the populus. The dictator, interrex, and magis-
ter equitum, who were appointed by a magistrate, and were,
therefore, only indirectly dependent on a popular election,
were relics of the monarchical constitution, and not prod-
ucts of the republic at all. The tribunes were chosen in
an assembly made up of plebeians only, so that in the strict
sense of the word they were not magistrates. Priests do
not fall in this category because their duties were of a
religious character.
145. Magistratus Maiores and Minores. According to
the point of view from which they are considered the
magistracies may be classified as magistratus maiores or
minores, patricii or plebeii, curule or not curule, ordinary
or extraordinary, cum imperio or sine imperio. The Romans
themselves differed in their classification of the magistra-
cies as magistratus maiores or minores. Thus the augur
Messala (Gell. XIII. 15. 4) maintained that the interrex,
consul, praetor, dictator, censor, magister equitum, and all
magistrates or pro-magistrates vested with consular or prae-
torian power, inasmuch as they had the right to take the
auspida maxima, were magistratus maiores. The others,
152 REPUBLICAN PERIOD: DESCRIPTIVE
who could take only the auspicia minora, were magistratus
minores. On the other hand, it seems better to draw the
line of distinction between these two classes of magistrates
Will. 1. 225 f. below the quaestorship, because the quaestors and aediles
with the higher magistrates were admitted to the senate in
the later republic by virtue of having held their respec-
tive offices, whereas magistrates of a lower rank were not
members of that body.
146. Magistratus Patricii and Plebeii. Up to the
middle of the fourth century B.C. the terms magistratus
patricii and plebeii were applied to the magistracies open
to patricians and plebeians respectively. After plebeians
had been made eligible to all the magistracies the distinc-
tion has no technical meaning. The tribunes are some-
times styled magistratus plebeii, but inaccurately, because,
as we have seen, the tribunes were strictly speaking not
magistrates at all.
147. Curule and non-Curule Magistracies. The right to
use the curule chair was a privilege belonging especially
to magistrates who had the imperium. When the curule
aedileship was established, however, the sella curulis was
made one of the insignia of the office, although the incum-
bent of the office did not have the imperium. The magis-
St. R. i. 401 f. trates (not including plebeian officials) above the quaestor
were magistratus curules.
148. Magistratus Ordinarii and Extraordinarii. Ordi-
nary magistrates were those who were chosen at fixed
intervals, like the consul or censor. Those who were
elected for an exceptional purpose were called magistratus
extraordinarii. Some of the magistracies of the latter class,
as, for instance, the dictatorship, formed a regular part of the
Roman administrative system, while others, like the decem-
virate or the consular tribunate, were extra-constitutional.
MAGISTRATUS, IMPERIUM, POTESTAS* 153
149. Magistratus cum Imperio and sine Imperio. The
consul, praetor, dictator, and magister equitum had the
imperium. The censor, aedile, quaestor, and of course
the plebeian officials, were sine imperio. The imperium
represents the supreme authority of the community in its
dealings with the individual. It is not strictly opposed to
potestas, which is a generic term to indicate the power Festus, v.
with which a magistrate was vested for the discharge of his p^o/^M0'
duties. Under the republic the exercise of the imperium
within the city was limited, especially by the right of appeal.
It was still enjoyed by the magistrate abroad, however, and
the term was practically restricted in its application to the
absolute power exercised by him.
150. Maior Potestas. The various magistrates exercised
functions of so different a character that the members of
the several colleges had the right of initiative, and within
their own sphere of duties were practically free from out-
side influence. However, to avoid the danger of conflict
and the consequent stoppage of the machinery of govern-
ment, in matters like the summoning of the senate or the
comitia, where the abstract right to take the contemplated
action was vested in more than one magistracy, the maior
potestas of one college over against another was recognized
by the constitution. On this basis the offices were arranged
in the order of dictator, consul, praetor, aedile, and quaestor. Lex Sal-
No one of the magistrates mentioned had the maior potes- cha^";'.
tas over the censor, but he enjoyed that right over the
quaestor and aedile, whose duties were in some respects akin
to his. In the exercise of his maior potestas a higher magis- Cell. 13. 16. i;
trate could either forbid a lower magistrate to take action in 2_!J'. \*% x.
a specific case, or suspend him from office altogether.
We have seen (p. 25) that the republican chief- magis-
trate, when compared with his monarchical predecessor,
154 'REPUBLICAN PERIOD: DESCRIPTIVE
was placed under two important limitations. He shared
his office with a colleague, who had the right to veto his
action, and he held office for a limited period. The sys-
tem of collegiality was one of the most peculiar features of
the Roman constitution. It promoted efficiency, in that
the functions of an office could be exercised simultaneously
by the several members of a college. This was not the
real purpose of the arrangement, however. It was rather
devised to protect the citizen from the arbitrary action of
a single magistrate.
151. Par Potestas and the Veto Power. Each member
of a college was at all times vested with the full power of
his magistracy, and his negative right to prevent the com-
pletion of a given undertaking took precedence of his
colleague's positive right to take the step in question.
The technical term for this exercise of the par potestas,
which existed between the members of a college, was inter-
cessio. The exercise of this negative power was subject
to three conditions. The protest must be made by a
[3.12.9; magistrate in person; it must be made against a magis-
trate, and directed against a matter already partially
advanced toward completion. The first limitation made
an oral exercise of the right necessary. The second
one theoretically exempted action taken by the comitia
from the scope of the intercessio. Even this limitation,
however, left it within the power of a magistrate to inter-
fere with the action of a colleague presiding over a popular
assembly up to the point where the people declared their
will with reference to a proposition.
The par potestas was, therefore, more restricted in its
application than the maior potestas, since the latter allowed
a higher magistrate not only to exercise the right of
intercession as just indicated, but also to forbid a lower
MAGISTRATUS, IMPERIUM, POTESTAS 155
magistrate to make a proposed arrangement, before any
preliminary steps looking to its establishment had been
taken, or to declare invalid such an arrangement when
perfected by him. A member of a magisterial college,
however, in the exercise of his par potestas, could inter-
pose his veto only when his colleague had made some
progress toward the accomplishment of his purpose. The
veto power" was rarely used by a magistrate against a
colleague. It was of little effect, because the magistrate
who disregarded it could not be called to account until
his term of office had expired. The tribune, however,
could veto the action of any regular magistrate, and could
impose an immediate penalty for the non-observance of
the veto, and since, as we have already seen (p. 45), at
an early period the tribune became the recognized repre-
sentative of the rights of the individual, as opposed to the
claims of the community, his veto power superseded that
of the magistrate, and put an effective limitation on the
"magisterial prerogative. In point of fact conflicts be-
tween members of a college were generally avoided by
taking joint action in a specific case, by adopting the
principle of alternation, by assigning functions on the basis Cic. de Re
of seniority or by lot, or by giving different provindae LIT. «.%?!•
to the several members of a college. Thus, in the early 22- *7- 1°;
period, the consuls, although both were in full possession
of the consular power throughout the year, in practice alter-
nated from month to month in the active exercise of that
power within the city. When they were in joint command
of an army in Italy they commonly alternated day by day. Liv. 4. 46. 5;
The possession of the fasces passed from one to the other
to indicate the change. In the case of most magistracies,
however, provinciae, or distinct spheres of action, were
assigned to the several members of a college, so that there
156 REPUBLICAN PERIOD: DESCRIPTIVE
was scarcely a possibility of conflict. This was true, for
instance, of the praetorship and the aedileship. In such
cases the system of collegiality dropped away altogether.
(b) Term of Office
152. Limited Term of Office and the Prorogatio Imperii.
The second limitation put on the republican magistracies
was of still greater importance than the one just discussed,
and perhaps no political change contributed more to the
downfall of the republic than the failure to observe it. All
magistrates held office for a fixed and brief period, and the
more exceptional the power of an official was, the briefer
his term of office was. Thus the consul and most of the
regular magistrates held office for one year, while the dic-
Cic. de Legg. tator's term was not to exceed six months. Two contin-
gencies might arise which would lead to a violation of this
practice. Exceptional circumstances might necessitate a
prorogatio imperil, or extension of the term of office
beyond the fixed period, or magistracies might become
vacant before the expiration of the legal term. The first
contingency arose now and then in case of an important
war. In 326, at the end of the consular year, the con-
Liv. 8. 23. 12. sul Q. Publilius Philo, who had charge of the forces act-
ing against the Samnites, was instructed to retain command
of the army until the war was brought to an end (cf.
p. 44). He was said to act pro consule, but his power
was less than that of a consul, since it could be exercised
for a specific purpose only and only within a limited terri-
tory. The precedent which was set in this case was not
infrequently followed later, but the prorogatio imperil was
Liv. 9. 42. 2. usually for a year or even for a shorter time. However,
when the era of territorial aggrandizement outside of
POWERS OF THE MAGISTRATE 157
Italy began, toward the close of the third century B.C.,
this occasional expedient became an integral part of the
Roman administrative system. Instead of directly choos-
ing officials to act as provincial governors, these positions
were filled by extending the term of office of magistrates
who had served for a year at Rome, and the governors in
the various provinces acted pro consule or pro praetore, as
the case might be, and in course of time the maximum
limit of one year set for such an extension of the term of
office was no longer observed.
153. Filling of Vacancies. On the other hand, a magis-
tracy might become vacant before the expiration of the
legal term. Such a contingency might arise, for instance,
from the death or resignation of one consul or of both.
If there was one vacancy in a college, it was filled by the
election of a new member to hold office for the rest of the Herz. I. 6n.
term. If both places were vacant, two new members were
chosen to hold office for a full year from the date of their St. R. I.
inauguration. Consequently in the early period the official 5
year does not begin at any fixed date in the calendar; but
from 217 the beginning of the official year was fixed at Herz. i. 614.
March 15. This continued to be the accepted date until
154. From that time on, the consuls regularly entered on
their offices January i.
(c) Constitutional Powers of the Magistrate
154. The Constitutional Powers of Magistrates. A mag-
istrate having the imperium represented the community in
all its dealings with gods and men. The imperium included
the power (i) to take the auspices and to supervise certain
other religious matters which had a bearing on political
action, (2) to represent the state in its dealings with
158 REPUBLICAN PERIOD: DESCRIPTIVE
individuals and with other communities, (3) to command
the army and navy, (4) to punish those who withstood
constituted authority, (5) to exercise civil and criminal
jurisdiction, (6) to issue proclamations and edicts, (7) to
summon the senate and popular assemblies for deliberation
and action on affairs of state, (8) to supervise administra-
tive matters affecting the welfare of the community or of
individual citizens.
155. The Taking of Auspices. As we have already
noticed (p. 26), after the establishment of the consulship,
the control of strictly religious affairs, whether of a general
or a particular character, rested with the priests ; but
religious matters having a political significance were left to
the magistrate, and the priests participated in such cases
only to the extent of assisting or giving technical advice.
The Romans believed that the pleasure of the gods in a
particular case could be learned by adopting the proper
means, and that it was desirable to govern one's action by
it. In particular it was necessary to consult the gods by
Cic. de Div. taking auspices before the election of a magistrate, before
Liv' 20 6. his assumption of office, before a meeting of the comitia as
21. 63. 7-9. a legislative body, and before a magistrate set out on a
campaign. In the first three cases the auspices must be
taken on the day and on the spot of the proposed action.
If unfavorable omens preceded or accompanied the election
of a magistrate, or the passage of a law, there existed a
legal defect (vitiiim), which in the one case made it incum-
bent on the magistrate to lay down his office, and in the
de Divg2242-; otner case necessitated the reenactment of the bill by the
in Vat. 20; comitia. In the last century of the republic, however, if a
8. 15. 6. " measure with a technical defect of this sort was taken up
later by the senate and favorably acted on, it became
valid. In all cases political action of which the gods
POWERS OF THE MAGISTRATE 159
disapproved could be taken on a subsequent occasion, if
the auspices were favorable. No legal penalty attached to
the non-observance of unfavorable omens. Thus Crassus
did not expose himself to a penalty at the hands of man
when he disregarded unfavorable auspices in crossing the
Euphrates, but the disaster which befell his Parthian expe-
dition vindicated sufficiently the dignity of the gods.
156. Auguria Oblativa and Auspicia Impetrativa. The
gods were supposed to indicate their will through unsought
manifestations (augur ia oblativa or dirae}, or by means
of auspicia imp etr atria, i.e., in answer to inquiries properly
made. The first class of warnings came, for instance, in the
form of a flash of lightning before a meeting of the comitia,
or took the shape of a case of epilepsy among the voters. Festus,
Officiating magistrates, or augurs commissioned by them,
obtained auspicia by watching for signs (spectio). They
were of three classes : signa ex avibus, signa ex quadru- Servius on
pedibus, and signa caelestia. Omens of the first two sorts and^ig;;
were to be had bv marking off a square (templum} on the F(rstlls> v-
minora
ground, or on the sky by drawing imaginary lines, and by templa and
.... .. sinistraeaves.
watching the progress across it of four-footed beasts or pp. 157, 339,
birds, as the case might be. Signa caelestia were obtained ed> M'
by noting the direction of flashes of lightning through a cic. de Div.
previously determined part of the heavens. In the field 2'
auspicia pullaria were commonly taken from the behavior Liv. io.4o.2f.
of chickens while eating.
157. Regulations governing the Auspices. The officiat-
ing magistrate could theoretically heed or disregard the
announcement (obnuntiatid] of unfavorable auspices by
another official. In case conflicting omens were observed
by different magistrates, the preference was given to those
of the magistrate who had the maior potestas. Ultimately,
however, the higher magistrates avoided such conflicts by Cell. 13. 15.1.
160 REPUBLICAN PERIOD: DESCRIPTIVE
forbidding the lower magistrates to take the auspices on a
given day. The practice of taking the auspices was a part
of the old patrician regime, so that for several centuries the
tribunes did not exercise the right, and omens played no
part in the meetings of the plebeian assembly ; but by the
lex Aelia Fufia, of about 155, they were applied to the
plebeian assembly, and could be taken by the tribunes, and
were also used by the magistrates against the tribunes.
The use of auspices afforded such a convenient means of
interfering with meetings of the popular assemblies that the
mere announcement of a magistrate's intention to take
them on a certain day was sufficient to cause a postpone-
ment of the comitia. Consequently, by the lex Clodia of
58, obnuntiatio was forbidden. Besides the taking of the
auspices, other religious matters, which rested with the mag-
istrate, sometimes with the cooperation of the senate or the
comitia, were the reception of new forms of worship, the
establishment of new priesthoods, the building of temples,
and the authorization of holy days.
158. Power to represent the State. As the authorized
representative of the state, the magistrate in time of war
could declare a truce with the enemy, and he could con-
clude peace with a hostile state, subject to the approval of the
people. Disposal of the spoils of war and control of the state
land had been part of the royal prerogative, but under the
republic the senate and the people took these matters into
their own hands. However, all current business connected
with conquered territory and the ager publicus, such as the
rental of state lands, was in the hands of the magistrates.
159. Rights as Commander-in-Chief. The centuriate
comitia alone had the right to declare war, but the prose-
cution of it was left to the chief-magistrate. As commander-
in-chief of the forces of the state he was empowered to
POWERS OF THE MAGISTRATE l6l
levy and organize troops, to conduct a campaign, and to Liv. 22. 38.
conclude a provisional treaty of peace with the enemy. A
strict line of distinction was drawn between the powers of
a magistrate at home (domi) and abroad (militiae). Up
to the first milestone outside the city the magisterial power Herz. I.
was limited by the right of appeal and by the tribunician 45' n<
veto. Beyond that point the magistrate, in whose favor
the lex curiata de imperio hafl been passed, acquired the
unlimited power of the imperium. The civil magistrate, as
well as the general in time of war, therefore, had the power
beyond the limit mentioned of inflicting the death sentence ;
but, sometime between the second Punic war and the period
of the Gracchi, the leges Porciae gave citizens, wherever they Cic. de Re
might be, the right of appeal in a question of life or death, p^ Rab.54
A Roman general, however, retained the right to inflict Per^- I2'
death as a military penalty, although in such a case a man ii. 5. 163 ;
could not be flogged to death. The possession of the full
power of the imperium was indicated to the eye by the fact
that beyond the first milestone the bundle of fasces borne St. R. i.
by the lictors included the ax (securis). On the other 67'379f-
hand, the magistrate lost the imperium and the insignia
indicating it, except in case of a triumph, when he entered
the city. The right to a triumph was implied in the pos-
session of the military authority which the imperium con-
ferred, but was conditional on winning a decisive battle Liv. 10. 37. 8 ;
in which the enemy lost 5000 men. The war must also aS.'^S.Vi'
have been carried on against a foreign foe, and must have ^
led to an extension of the limits of Roman authority. 8.
The honor could be claimed only by dictators, consuls, or
praetors, or by pro-magistrates acting with the authority of
the two last-mentioned officials. In the last years of the
republic the senate used its power of granting or refusing
a triumph to express its approval or disapproval of the
l62 REPUBLICAN PERIOD: DESCRIPTIVE
conduct of a campaign, without strictly observing the legal
Cic. Phil. requirements in the case. A supplicatio was also sometimes
granted by the senate, and a successful general might
Liv. 27. 19.4; receive the title of imperator from the senate, or on the
12*; Tac! Ami. field of battle by acclamation.
3- 74- !60. Disciplinary Power of the Magistrate. The Roman
magistrate had the power to punish the disobedient or
those who interfered with him in the discharge of his duty.
His exercise of this disciplinary power is to be distinguished
from his judicial functions. In the latter case offenses were
carefully defined and classified by law ; the facts were
elicited in accordance with a prescribed method of pro-
cedure, and the penalty was also prescribed. In discipli-
nary actions conducted by an executive officer the nature
of the offense and of the penalty were determined by the
magistrate, largely in accordance with his own discretion.
This disciplinary power belonged originally only to the
magistrates cum imperio, but was subsequently conferred
upon the censors, aediles, and even the tribunes. The
Cic. de Legg. common penalties inflicted were fines, corporal punishment,
imprisonment, and death. Within the city in the course of
time magistrates were forbidden to inflict corporal punish-
ment on citizens, and cases involving the death sentence
were tried before the centuriate comitia. After the passage
of the lex Aternia Tarpeia (cf. p. 76) all cases in which
the fine exceeded 3020 asses could be appealed to the
trfb j assembly.
161. Civil Jurisdiction of the Magistrate. The civil
jurisdiction of the magistrate might be inter privates or
inter pop ulum ct privates. In the early republican period
cases of both kinds were heard by the consul. In course
of time, however, the exercise of judicial functions became
the exclusive prerogative of certain magistrates chosen
POWERS OF THE MAGISTRATE 163
solely or partly for that purpose. Thus, in the year 366,
praetors were elected for the first time to relieve the con-
sul of his judicial duties (p. 37) in civil suits in which both
parties were private individuals. In Italy, outside of Rome,
similar functions were performed by circuit judges, known
as praefecti iuri dicundo (cf. p. 74). In the provinces the
governor administered justice. The collection of the taxes
and of rental from the state land gave rise to many civil
suits to which the state was a party. Such cases were
heard by censors, quaestors, and aediles, within whose
province the management of public finances fell. This
method of procedure was manifestly unfair to the indi-
vidual. Under it the magistrate who brought or defended
the suit in the name of the state also acted as the judge,
from whose decision no appeal could be taken.
162. Criminal Jurisdiction of the Magistrate. The exer-
cise of the magistrate's judicial functions, as well as his
disciplinary power, was limited by the right which citizens
had of appealing to the popular assembly when a magistrate
imposed the death sentence or a fine of more than 3020
asses. The establishment of quaestiones perpetuae, or stand-
ing courts, in the second century (cf. p. 74), and the
development which the system underwent during Sulla's
dictatorship (cf. p. 106), led to very important changes in
the criminal jurisdiction of the magistrate. Most of the
newly established courts were under the presidency of the
praetor, whose duty it was to conduct the preliminaries to
the trial, to preside during the trial proper, and to announce
the innocence of the accused person, or fix the penalty, in
accordance with the decision of the jury.
163. The Right to issue Proclamations. The right to
enforce obedience carries with it the right to announce pub-
licly regulations which shall be binding on the community.
164 REPUBLICAN PERIOD: DESCRIPTIVE
In Rome proclamations took the form of edicta, or magis-
terial announcements affecting the entire community or
whole classes of citizens, or of decreta concerning indi-
viduals. The proclamation of a magistrate naturally dealt
with matters over which he had special jurisdiction. It
was valid only during the term of office of the magistrate
who issued it. In this respect it differed from a law. It
acquired the practical force of a law, however, in the case
of the edictum tralaticium, i.e., when successive magistrates
adopted and announced the same body of regulations which
their predecessors had issued.
164. The Right to preside over Legislative and Electoral
Bodies. Public meetings for the discussion of political
questions had an official character, since they could be called
by officials only. Such gatherings, called contiones, were
under the presidency of an official, and no one could
address them without his consent. They usually preceded
the comitia, or assemblies held for electoral or legislative
Cic. de Legg. purposes. The higher magistrates had the ins agendi cum
populOy or the right to summon the comitia and preside over
them. Limitations put on certain magistrates in specific
cases will be noted later. The plebeian officials had only
the ius agendi cum plebe. The tribune, as well as the
higher magistrates, had the right to call the senate together
Cell. 14. 7. (ius agendi cum patribus}, lay matters before it, and ask for
a vote upon such motions as might be made.
165. General Powers as an Executive. It may go with-
out saying that to the magistrate, who represented the
legislative branch of the government, fell the superin-
tendence of administrative business and the execution of
judicial decisions. He had charge of such matters, there-
fore, as the erection of public buildings, the receipt and
payment of public moneys, and the maintenance of order.
EMOLUMENTS, INSIGNIA, ATTENDANTS 165
166. The Consilium. In the performance of important
duties he was assisted by a consilium, or board of technical
advisers. Such a board assisted the censor, for instance, St. R. n. 465.
and the praetor in rendering their decisions in certain judi-
cial matters. The theoretical relation also which the senate
bore to the consul was that of a consilium.
(d) Emoluments, Insignia, Attendants
167. Emoluments of Office. A Roman magistracy under
the republic was regarded as an honos pure and simple, so
that no salary was paid to any official. For this reason
only the well-to-do could hold office, and, during the last
century of the republic, when success in the elections
depended on extravagance shown in the games, candidacy
must have been confined to the rich — or at least to those
whose credit was good. The magistrate received compen-
sation out of the state treasury, however, for any money
which he might be required to pay out in the perform-
ance of his duty. In some cases the compensation fell
far short of the sum which he was required by necessity
or tradition to spend. This was true, for instance, of the
outlay which the aedile made for the public games. On the
other hand, the requisitions which commissioners and pro- Liv. 29. 11.4;
vincial governors could make for the suitable maintenance clc.2<ie lig
of themselves and their retinues became a source of great A&r; 2- 32 ;
in Verr.
profit. (passim).
1 68. Insignia of Office. The magisterial dignity was
indicated to the eye by insignia and by attendants. The
most characteristic mark of office was the toga praetexta, Plut.Q.R.Si.
which all magistrates from the consul to the aedile wore
within the city, while in the field they put on the paluda- Festus, v. pa-
mentum, a short red cloak. On occasion of a triumph a ed. M. P'
1 66
REPUBLICAN PERIOD: DESCRIPTIVE
Polyb. 3. 87.
7; Censo-
rinus, 24. 3 ;
Cic. in Verr.
ii. 5. 142.
Wilm. Ex.
Inscr. 1302.
successful general wore the toga purpurea. On formal
occasions, as when administering justice, dictators, consuls,
censors, praetors, and curule aediles sat on a sella curulis,
placed on a tribunal. In early times the magistrate also had
the right to ride in a vehicle within the city limits. Perhaps
no external mark of office was more highly prized and of
more practical importance than the ius imaginum. Every
family which included a curule magistrate in its number had
the right after his death to keep in the atrium a painted
waxen mask in his likeness with an inscription (libellus)
beneath it setting forth his offices and achievements.
These imagines constituted the patent of nobility for that
patricio-plebeian aristocracy which ruled the state for three
centuries.
169. Lictors. The higher magistrates were attended in
public by lictors, who protected them and cleared a way
for their passage. The lictors bore over their left shoulder a
bundle of rods, called fat fasces, which symbolized the magis-
trate's right to enforce obedience. The ax (securis) , placed
within the bundle and carried outside the city, indicated
his power of life and death. The number of lictors in
attendance varied according to the rank of the magistrate.
Twenty-four attended a dictator, and twelve a consul. The
praetor urbanus had two, while the praetor or propraetor
in a province was accompanied by six. Censors, and
magistrates from the aedile downwards, had no lictors. In
the provinces the lictors inflicted corporal punishment and
the punishment of death, when ordered to do so by the
magistrate.
170. Apparitores. The scribae held the most important
position among the subordinates of the several magistrates.
They were assigned to magistrates by lot, and from them
received the titles of scribae quaestorii, aedilirii, etc., as the
CONDITIONS OF ELIGIBILITY l6/
case might be. Viatores acted as messengers, and praecones Festus,p.37i,
announced a meeting of the senate or the people, and varro/L. L.
summoned individuals to court. Accensi were personal 6- 86~9I-
attendants of a magistrate, who were usually chosen from
his own household, and had, therefore, only a quasi-official
status. Most of these positions were held by freedmen
or the sons of freedmen, and the principles of civil service Cic. ad Q.
reform were observed to such an extent that an apparitor
was not only reasonably sure of retaining his office during
good behavior, but could usually transmit it to his son, or
sell it, provided, of course, that the new incumbent was
regarded as a suitable person for the position.
(e) Conditions of Eligibility
171. General and Special Conditions of Eligibility. In
early times, of course patricians only were eligible to the
magistracies, but after the middle of the fourth century
class distinctions counted for nothing, in so far as eligi-
bility to political office was concerned, except that patricians
could not be elected to plebeian offices, nor to certain
places in the magisterial colleges reserved for plebeians.
In Cicero's time it was required of all candidates for office
that they should be citizens, and that they should have a
respectable standing in the community. Furthermore, they
were not eligible to reelection until an interval of ten years
had elapsed (p. 70), nor could a person hold two offices
at the same time. Freedmen and their sons were in gen- St. R. 1.488.
eral not eligible. Some of these points were not strictly
observed during periods of political disturbance. The
magistrates who conducted the election passed on the
eligibility of all candidates. Special conditions of candi-
dacy were fixed for particular offices, notably the higher
168 REPUBLICAN PERIOD: DESCRIPTIVE
ones. The most important of these were the attainment
of a certain age and the observance of the certus ordo
magistratuum.
172. The Certus Ordo. From a comparatively early
period the tradition had grown up that certain offices must
be held before one could be elected to certain other
offices. This condition was given a legal form by the
lex Villia of 180 (cf. p. 70), and by one of the leges
Corneliae of 81 (cf. p. 105). These laws required one to
St. R. i. hold the quaestorship before assuming the praetorship, and
the praetorship before the consulship. Further than this
republican legislation does not seem to have gone, but
custom had set the quaestorship before the curule aedile-
ship, and the duties of the curule and plebeian aediles
were so similar that they both fell into the same place
in the series. The tribunate was so closely connected with
the plebeian aedileship that it was placed next in order
below it. However, since plebeian offices could not be
held by patricians, it was not necessary that a candidate
for a higher magistracy should hold them. Membership
in one of the colleges making up the XXVI viri, and
the office of tribunus militum, preceded the quaestorship.
St. R. i. 548. Finally it was customary to choose ex-consuls only to the
dictatorship and censorship, so that the certus ordo, estab-
lished partly by law and partly by custom, in the way
St. R. I. indicated above, was : dictator, consul, interrex, praetor,
magister equitum, censor, aedile, tribunus pie bis, quaestor,
one of the viginti sex viri, tribunus militum. Perhaps the
censorship was assigned in this official gradus honorum to
the position which it holds, below the consulship and prae-
torship, because the censor was not attended by lictors.
173- Age Requirement. In the early period of the
republic there was no minimum age requirement fixed for
CANDIDACY, ELECTION, RESPONSIBILITY 169
candidates for the various offices. The matter was left
wholly to the discretion of the magistrate who conducted
the election. It was, however, covered in part by the
lex Villia and by legislation of 81, but the provisions of
these two laws are not known with certainty. It is Wil1- Dr- 242>
probable, however, that after the time of Sulla thirty-one 668,'n. i ;
years was the minimum age for the quaestorship, and forty 56g #'.
years for the praetorship, and that an interval of at least two
years was required between the end of a term of office and
the assumption of the magistracy next above it. Indirectly
these two provisions also made forty-three the minimum
age for the consulship.
(/) Candidacy, Election, Resignation, Responsibility
174. Professio. Candidates were not formally nomi-
nated for office by their supporters, as is the case in this
country, but they announced their own candidacy, as in
England those who wish to be elected to membership in
the House of Commons usually do ; although, if we may
make an inference from the political posters found in
Pompeii, this personal announcement was often prompted
by the privately or publicly expressed desire of personal
friends or political supporters. Since the official who pre-
sided at an election exercised his discretion in passing on
the eligibility of a candidate, it was desirable to get his
opinion on that point before the election took place. For
this reason candidates came to adopt the practice of
formally notifying the prospective chairman of their inten- Liv. 7. 22.
tion to stand for a certain office. Thereupon the official yell. 2.59
formally announced his acceptance or rejection of their 3-4-
candidacy, although this did not prevent him from recon-
sidering his decision at the time of the election. This
I/O REPUBLICAN PERIOD: DESCRIPTIVE
practice of making a professio, or preliminary announce-
ment of one's candidacy, was crystallized, probably in 98,
into a law, which provided that the professio should be
made seventeen days before the election took place. This
law, as we have already noticed (p. 114), played an
important part in the quarrel between Caesar and the
senate.
175. Petitio. In the interval between the professio and
the election came the petitio, although in point of fact in
the last years of the republic the political canvass began at
least a year before the election. Candidates for office
appeared in the forum clad in a newly whitened toga.
They shook hands with voters, and took care to have a
well-attended salutatio, and to be accompanied by large
escorts in going to and fro. They sometimes gave lar-
gesses, contributed money out of their own pockets for the
public games, and aimed at securing the support of guilds
and political clubs. Of course success in a foreign war
gave a candidate prestige, and full use was made of this
fact. As the right of citizenship was extended beyond
the limits of Rome, electioneering tours were undertaken
throughout Italy. General public meetings to promote the
interests of a particular person do not seem to have been
held, but candidates probably had an opportunity to set
forth their political " platforms," and to criticise their
opponents at contiones called by friendly magistrates to
discuss public measures, and doubtless certain clubs and
guilds held meetings of a political character. That candi-
dates for office were not contented with the use of legiti-
mate political methods is shown by the passage of numerous
bribery laws from the early part of the second century
onwards (cf. p. 71), and by legislation against the sodalicia,
or political clubs.
CANDIDACY, ELECTION, RESPONSIBILITY
176. Elections. All elective magistrates were chosen
by the populus, i.e., in the comitia centuriata or the patricio-
plebeian comitia tributa. In the former the consuls, praetors,
and censors were elected. Curiile aediles and quaestors
were chosen in the comitia tributa. Tribunes and plebeian
aediles were elected in the concilium plebis. For the cen-
turiate comitia, meeting as an electoral body, the presiding
officer was the dictator, consul, or interrex ; for the tribal
comitia, the dictator, consul, or praetor; for the concilium
plebis, the tribune. After Sulla's time elections took place
usually in the latter part of July. The exact date was
fixed by the magistrate. A postponement was not uncom-
mon in the later years of the republic. Thus, in 59, the
elections were not held until October, while bribery and
violence prevented them from being held at all in 54.
Even after a majority of the votes had been cast for a
candidate his election did not become valid until a formal
announcement (renuntiatio) of the result had been made
by the presiding officer, and cases were by no means
unknown where the chairman had refused to declare a
certain person elected.
177. Entrance on Office and Retirement from It. In
Cicero's day the quaestors assumed office December 5,
the tribunes December 10, the consuls and all the other
magistrates January i. Early in the morning of the first
of January one of the newly elected consuls took the
auspices, went to the capitol, attended by senators, and
made a sacrifice to Jupiter. Later in the day he called
a meeting of the senate, which was attended by the other
magistrates, to consider public questions of a general char-
acter. Within five days after taking office, magistrates
were expected to take an oath to support the laws (iurare
in leges). Those magistrates who were to hold the imperium
Cell. 13.15.4.
Tac. Ann.
ii. 22;
Liv. 9. 46. i f .
Cic. ad Att.
9- 9- 3-
St. R. I.
584, n. 5.
Cic. ad Att.
2. 20. 6.
Cic. ad Q.
fr. 2. 16. 3;
Dio, 40. 17.
Veil. 2. 92.
3-45 Val.
Max. 3. 8. 3.
Cic. in Verr.
Act. i. 30 ;
C. I. L. I. 202.
Ov. Fast.
i. 79 *•;
Suet. Aug.
26;
Liv. 26. 26. 5.
1/2 REPUBLICAN PERIOD: DESCRIPTIVE
Cell. 13. 1 5. 4; were required to secure the passage of the lex curiata
Cic. de Leg.
Agr. 2. 26 ff. de imperio. Some fictitious importance was given to this
formal act in the later years of the republic by the oppo-
sition of the tribunes. A magistrate could resign before
his term of office had expired, and, in case of criminal con-
duct, moral pressure could* be brought to bear upon him
to induce him to resign, as was done in 63 in the case of
Lentulus. He could be removed from office, however, only
by the people who had elected him, but this radical step was
rarely taken in times of peace (cf. pp. 95, 135).
178. Responsibility of Magistrates. Theoretically, magis-
trates, like private citizens, were amenable to the laws, and
civil or criminal action could be brought against them
either during their term of office or after its expiration.
However, certain considerations of a theoretical and prac-
tical nature put a check on the application of this principle
in its extreme form. Thus action could not be brought
against a magistrate in office unless the judge before whom
Suet. iul. 17; the case came had the maior potestas. The consul was,
therefore, exempt from trial during his term of office,
because no magistrate had the maior potestas over him.
Furthermore, the danger of interfering with the transac-
tion of public business usually checked any attempts to
hold even a lower magistrate responsible in the courts,
until his term had expired. The dictator could not be
called to account in any case, and, although the censor
does not seem to have been exempted by law from
responsibility for his conduct, the proper performance of
his duties involved the exercise of so much discretion
that no successful action ever appears to have been
brought against him. The development of one phase of
the tribune's functions deserves special notice in this
connection. From the outset he was vested with the right
CANDIDACY, ELECTION, RESPONSIBILITY
to inflict a summary punishment on any one who violated
the sanctity of his person, or disregarded his veto power.
As we have already noticed (p. 76), the irregularity of
this procedure, and the theory that a failure to recognize
the rights of the representative of the plebs was an offense
against the dignity of the whole order, led to the practice
of bringing such cases, especially if magistrates were
offenders, before the concilium plebis. Before this court
ex- magistrates were freely held responsible for malfeasance
in office, embezzlement of public funds, and for other
offenses of a more or less political character. After the
establishment of the quaestiones de repetundis, de ambitu,
and de maiestate (cf. p. 106), offending magistrates, espe-
cially provincial governors, at the end of their term of
office were brought before these courts. The purpose of
these actions was often, not to secure justice, but to win an
advantage by discrediting a political opponent.
SELECTED BIBLIOGRAPHY r
Mommsen, Rom. Staatsrecht, 3 vols. (Vols. I and II in 3d ed.)
Leipzig, 1887. (Cited in reference, St. R.)
Herzog, Geschichte u. System d. rom. Staatsverfassung, 2 vols.
Leipzig, 1884-7. (Cited in reference, Iferz.)
Bouche-Leclercq, Manuel des institutions Romaines. Paris, 1886.
(Cited in reference, B.-L.)
Madvig, Verfassung u. Verwaltung d. rom. Staates, 2 vols. Leipzig,
1 88 1-2. (Cited in reference, Madv.)
Schiller, Staats- und Rechtsaltertiimer in Miiller's Handbuch, Bd.
IV.2 Munich, 1893. (Cited in reference, Sch.)
1 General works of reference like the Dictionaries of Classical Antiquities by
Seyffert (revised by Nettleship and Sandys), by Smith (revised by Wayte and
Marindin), by Daremberg and Saglio, and by Peck, and Pauly's Real-Encyclopadie
(4 vols. now published, revised by Wissowa) may also be consulted with profit in
connection with this chapter and with those which follow.
1/4 REPUBLICAN PERIOD: DESCRIPTIVE
Lange, Romische Alterthiimer, 3 vols. Berlin, 1876-9.
Mispoulet, Les institutions politiques des Remains, 2 vols. Paris,
1882.
Ad. Nissen, Das lustitium. Leipzig, 1877. (Cited in reference,
Nissen, lust.)
Mommsen, Die Rechtsfrage zwischen Casar u. dem Senat. Breslau,
1857-
Karlowa, Romische Rechtsgeschichte, Vol. I. Leipzig, 1885.
H. Nissen, Das Templum. Berlin, 1869.
Bruns, Fontes iuris Romani antiqui, ed. VI. cura Theodori Momm-
seni et Ottonis Gradenwitz. Lipsiae, 1893. (Cited in reference,
Bruns.)
Willems, Le droit public Romain, 6th ed. Louvain, 1888. (Cited
in reference, Will. Dr.)
CHAPTER IX
THE SEVERAL MAGISTRACIES
(a) The Consul
179. The Consul's Alternative Titles. At the begin-
ning of the republican period the two chief magistrates
were called praetores, indices, or consules. The significance
of the first two titles is correctly explained in Cic. de Legg.
III. 8 : regio imperio duo sunto, iique praeeundo, iudicando,
consulendo,praetores, indices, consules appellamino. Perhaps
it was because the functions of the chief-magistrate as
commander-in-chief of the army surpassed his civil duties
in importance and dignity that he was commonly styled Legg. xn.
praetor in the early period. Perhaps praetor indicated Liv. 3. 55. 12.
his military, and index his civil functions. At all events,
after 367, when the jurisdiction of the chief-magistrate in
civil cases was transferred to the incumbent of the newly
established magistracy, the former is regularly called consul.
Cicero's explanation of the word consul is not correct.
The title indicates rather that the supreme power was held
by more than one person. In this respect of course the
position of the republican chief-magistrate was distinguished
from that of the king.
180. Collegiality. What has been said (pp. 167-172) in
a previous chapter, dealing with the magistrates in general,
with reference to eligibility for office, method of nomina-
tion, candidacy, elections, entrance on office, and retire-
ment from it, is peculiarly applicable to the consulship.
I 76 REPUBLICAN PERIOD: DESCRIPTIVE
Both members of this college were at all times vested
with the full power of their office. To avoid a conflict
of authority, so far as it was possible to avoid it under
this system, in the early period, as we have already noticed
(p. 155), the consuls took turns month by the month in
exercising the right of the initiative, the older of the two
Cell. 2. 15.4. enj0ying this privilege for the first month of the official
year. The consul who was thus honored during a given
Festus, month was sometimes called consul maior. This method
p. 161, ed. M. . .
Suet lul 20 °* alternation, however, was probably given up before
Cicero's time, although it was restored by Caesar. The
other methods of avoiding a conflict which have been men-
tioned, were freely used. In time of war both consuls took
the field in the early period, but, after Sulla's reform of the
constitution (cf. p. 105), they rarely left the city and, there-
fore, rarely exercised the military imperium.
181. lus cum Populo Patribusque Agendi. The consul
was vested with all the powers which belonged to the
magistracy (pp. 157 f.). The functions peculiar to his office
may be conveniently considered from the point of view
of home politics and foreign politics. In the field of
domestic affairs his most important powers were those
which he exercised as chairman of the senate and of the
assemblies of the populus. He alone of the regular magis-
trates could preside over the centuriate comitia called
for the election of magistrates. The nomination of a
dictator was also intrusted to him. Furthermore, cus-
tom had conferred on him alone the right to bring impor-
tant bills before the comitia centuriata or the comitia
tributa. His relations with the senate are more difficult
to define. It was his duty to consult that body in impor-
tant matters, but the law laid down no provisions to govern
his action in specific cases, so that the question was left
THE CONSUL 1 77
to his own discretion. He could even propose a measure
in the popular assembly without securing the auctoritas
senatus, or previous approval of the senate. This was the
course which Caesar adopted in 59 in securing the passage
of his agrarian bill. But the senate could usually bring Liv. Ep. 103.
such an attempt to naught by interposing religious diffi-
culties, or by persuading a tribune to interpose his veto.
In fact, Caesar's course in 59 was regarded as almost revo-
lutionary. No satisfactory line of distinction can be drawn
between the kind of legislation which the consul secured
and that which was proposed by the tribune, except that
the latter usually had a more partisan bias.
182. Judicial Functions. The establishment of the prae-
torship in 367 took almost entirely from the consul his juris-
diction in civil cases (iurisdictio inter privates). Later only
friendly transactions which needed the confirmation of the
state's authority, like the manumission of a slave, or the
emancipation of a son from the patria potestas, came under
his jurisdiction. The laws establishing the right of appeal,
the assumption of judicial powers by the concilium plebis
(p. 76), and the establishment of the quaestiones perpetuae
under the presidency of the praetors (p. 106), robbed the
consul of his functions as a criminal judge, so far as citizens
were concerned. Important criminal proceedings against
foreigners and against slaves were, however, still left in his
charge.
183. Religious Duties. The revolution of 509 trans-
ferred the religious functions of the chief-magistrate to the
priests. The consul, however, still had certain religious
duties to perform, such as taking the auspices (p. 158),
making sacrifices, pronouncing and performing vows in Liv. 9. 46. 6;
the name of the state, dedicating temples, and supervising JJlJi?1
certain public games.
178 REPUBLICAN PERIOD: DESCRIPTIVE
184. Financial Duties. The control which the king, and
the consul in the early republican period, had had over the
finances of the state, was in later days exercised on the
one hand by the senate and the people, on the other by
the censor and the quaestor. The right to enact and repeal
Liv. 2. 9. 6; revenue laws was from the outset intrusted to the senate.
In the later period the consuls also adopted the practice
of consulting the senate with reference to the expenditure
of public funds, until in course of time that body acquired
Liv. 44.16. if.; in large measure the control of the public treasury. The
36. ' financial powers of the consul were still further limited by
the establishment of the censorship, and by the elevation of
the quaestorship to an independent elective office. The
quaestor alone could authorize the payment of public
moneys, and the censor, during his term of office at least,
had exclusive charge of the ager publicus, the farming of
the taxes, and the construction of public buildings and
public works. However, the consul took charge of most
matters of this sort during the last three and a half years
of a lustrum after the censor had gone out of office.
185. Functions of the Consul outside the City. As
we have already noticed (p. 161), a sharp line of distinc-
tion was drawn between the powers which a magistrate
could exercise at home (domi} and abroad (militiae). Up
to this point we have considered the consul's powers and
• duties in the city. Outside the city his functions consisted
mainly in conducting campaigns, and in representing the
home government in its dealings with Italy, the provinces,
and with independent states.
1 86. The Consul as Commander-in-Chief. A declaration
of war always required the favorable action of the centu-
riate comitia. The consul, however, retained the right to
call the citizens to arms in case of an emergency, but, as
THE CONSUL
179
the military operations of Rome increased in importance,
and more than two generals in the field were required, the
whole question of the levy and the organization of the
army was submitted to the senate for its consideration.
After 207 also the choice of the tribuni militum for the 1^.27.36.14.
four legions of the regular levy was taken out of the hands
of the consul and made by popular election. When mili-
tary operations were carried on at a single point, the con-
suls had the supreme command on alternate days. When Liv. 22. 45.
two campaigns were being carried on at the same time, the 4~5'
senate was often asked to assign the two consuls to their
respective fields, and in this way that body made its influ-
ence felt still further in the management of military affairs.
In the general conduct of a campaign the consul was given a
free hand, although at its close he might be held responsible
before the concilium plebis (pp. 172—3) for such military
offenses as cowardice or ill-treatment of prisoners. In the
early period apparently the chief-magistrate could conclude
a valid treaty of peace with an enemy, but in later times,
perhaps after the humiliating treaty of the Caudine Forks
in 321, the right to conclude a permanent treaty of peace Liv. 9. 5. i.
was taken by the people as its exclusive prerogative. The
magisterial right to sue for a triumph, for the title of
imperator, and for a supplicatio has already been discussed
(pp. 161 f.).
187. The Consul's Duties in Italy. The control which
the consul had over Italy outside of Rome and that which
he exercised over the provinces differed essentially, for two
reasons. In the first place, the provincials were not citi-
zens, while in the first century the Italians had the rights
of citizenship in full, or to a limited extent. Furthermore,
each province was a political unit subject to its governor,
while in Italy affairs other than those of a purely local,
180 REPUBLICAN PERIOD: DESCRIPTIVE
fiscal, or judicial character were directed from Rome.
The relations which the Italian communities bore to the
central government were determined by treaties (cf. p. 59),
and one of the principal duties of the consul was to secure
the observance of these treaty relations, and, with the
Liv. 10. i. 3. cooperation of the senate (cf. p. 236), to suppress con-
spiracies and put down serious uprisings. In his mili-
tary capacity he took charge of the contingents of troops
furnished by the Italian allies, and protected Italy from
inroads from across the frontier.
1 88. The Consul in the Provinces. In the early period,
foreign campaigns, as well as those in Italy, were conducted
by the consul. In case a praetor was already in charge
of the province where the war was being carried on, he
assumed the same relation to the consul which he would
have held to him if both magistrates had been in Rome.
If the province was not under a praetorian governor, the
consul took upon himself all civil and military duties.
Sulla's legislation extended to all the provinces the prac-
tice of sending out ex-magistrates as governors at the end
of their term of office at Rome, so that after his dictatorship
the consul had no occasion to go into a province during
his term of office. Sulla's arrangement was slightly modi-
Dio, 40. 56 ; fied by the law of 5 2 which fixed an interval of five years
i. 85. 9. between the incumbency of a magistracy at Rome and the
assumption of a provincial governorship.
Through the consul also negotiations were carried on with
other states. He received embassies, introduced them to
the senate, when he saw fit to do so, referred questions
of international politics to that body for discussion, and
laid before the popular assembly the recommendations of
the senate with reference to an offensive war or a treaty
of peace.
DICTATOR AND MAGISTER EQUITUM l8l
189. The Quaestio Extraordinaria, Senatus Consultum
Ultimum, and lustitium. Certain exceptional powers given
to the consul, or assumed by him on his own responsibility
in an emergency, are on the border line between his powers
domi and militiae. These extraordinary powers came to him
in one of three ways : through the establishment of a quaes-
tio extraordinaria, the passage of a senatus consultum ulti-
mum, or the announcement of a iustitium. When crimes
of a political character had been committed by private
citizens or by magistrates, for the adjudication of which
the ordinary courts seemed unsuitable, the investigation of
the accused persons, and their punishment, if found guilty,
were sometimes intrusted to special courts under the presi-
dency of the consuls and the .other higher magistrates. In Liv. 42. 21. 5 ;
such cases the right of appeal was suspended. When a con- 2 5'4
spiracy, an insurrection, or a revolution threatened public
security, or the integrity of the state, the senate at times,
instead of instructing the consul to appoint a dictator, passed
the senatus consultum ultimum, so called, which, under the Sali. Cat. ^9;
interpretation put on it for many years, suspended the right ^aes- B> c-
of appeal and the tribuniciari veto power. A iustitium cic. de Har.
could probably be declared by the consul on his own respon- p^p' 55 ;x .
sibility, but this was so extreme a step to take, that the Liv- 3- 27- 2.
senate was usually consulted beforehand. The iustitium
involved the suspension of public business, in particular of
fiscal and judicial business, and the closing of the shops.
(b) The Dictator and Magister Equitum
190. Appointment of a Dictator. The consul, as we have
already noticed (pp. 25 f.), inherited the political powers of
the king, except that he was subject, either at the outset
or at an early period, to the checks put on him by the
1 82 REPUBLICAN PERIOD: DESCRIPTIVE
principle of collegiality, the right of appeal, the tribunician
veto, and the possibility of being held accountable for his
conduct. From all these limitations the dictator in the
early period was relieved. A dictator was appointed when
the integrity of the commonwealth was threatened by wars
without or by dissensions within the borders of the state.
Liv.4. 26. ii ; The power to appoint was vested in the consuls. Some-
celhis, 24!^ times the two consuls acted together in making the choice.
At other times one of them was chosen by lot to select the
dictator. The veto of a colleague or of a tribune was not
recognized. Constitutionally the senate had no voice in
the matter, but, during the period of its supremacy, that
body usually passed on the advisability of choosing a dicta-
Cic. de Legg. tor, and secured the appointment of the individual favored
by it. An important change in the method of appointment
4 21.
was made during the second Punic war after the disastrous
defeat at Lake Trasimenus. The necessity of choosing
a dictator was recognized by every one, and, as if by com-
mon consent, an act authorizing the appointment was passed
Liv. 22. 8. by one of the popular assemblies. This irregular method
Liv 27 °f procedure was followed on one or two subsequent occa-
J4f- sions also. The choice was usually limited to ex-consuls,
but there does not seem to have been any legal restriction
covering this point.
191. His Powers and Duties. The consuls and other
magistrates continued in office after the appointment of
Liv. 5. 9. 6 ; a dictator, but he exercised the right of maius imperium
(p. 153) over them. He could, however, if he pleased,
force them to resign. Inasmuch as his duties involved
mainly the preservation of order or its restoration, the
exercise of his functions rarely brought him into conflict
with the praetor, censor, or aedile, so that the business of
those officials was carried on without interruption during
DICTATOR AND MAGISTER EQUITUM 183
a dictatorship. He was attended by twenty-four lictors, Polyb. 3.
who carried axes even within the city. The appointment L7iv.72. 18. 8.
of a dictator curtailed the rights of the individual citizen.
He was in a way also a representative of the conservative
party. It is not strange, therefore, that the party of prog-
ress fiercely attacked the institution, and as that party grew Liv. 27. 6. 5 ;
in power it succeeded in making good the right of appeal, p.ejg8%d. M.
perhaps in 300, and the right of a tribune to interpose his
veto — a right which was gained toward the close of the third
century. The dictator was never held responsible for his
conduct, however, and there is only one recorded instance Liv. 22. 25.
where a colleague was chosen. Still the two changes
mentioned above robbed the dictatorship of its impor-
tance in large measure, and the last incumbent of the office
was chosen in 202. Dictators were appointed not only
seditionis sedandae causa, but also to perform certain
political or religious acts which . could not well be per-
formed by the regular magistrates. Thus they were chosen
comitiorum habendorum, feriarum constituendarum, and Liv. 7. 22. 10 ;
davi figendi causa. %73^6!
192. Term of Office. The dictator was expected to lay
down his office when the business for which he had been
chosen had been brought to an end. The maximum term
was six months. The dictatorship of Sulla (p. 104) and of
Caesar (pp. 134 f.) in the first century B.C. was, there-
fore, essentially different in this respect from those of the
early period. Sulla assumed the office for an indefinite
period, and Caesar for life. Some of the other points in
which this new magistracy differed from the old one are
noted elsewhere (pp. 135, 218). On the motion of Antony cic. Phil,
the dictatorship was abolished after Caesar's death.
193. The Magister Equitum. At the outset the dictator
... . Cic. de Re
was called magtstcr popuh, a term which throws some light publ. i. 63.
184 REPUBLICAN PERIOD: DESCRIPTIVE
on the relation which his subordinate, the magister equitum,
bore to him. The dictatorship was primarily a military
office, and its incumbent commanded the infantry, while
Cic.de Legg. the magister equitum had charge of the cavalry. If we
L.9L. 5.a82? think of the dictator as vested for a short time with the
powers of the king, which is essentially true for the early
period, the magister equitum corresponds to the king's chief
military subordinate, the tribunus celerum (p. 16). He was
Liv. 9. 38. appointed by the dictator, was the dictator's immediate sub-
ordinate, and during the absence of that official received
his exceptional powers. He went out of office with his
Dio, 42. 27. superior. He was attended by six lictors, wore the prae-
texta, and probably used the curule chair on official occa-
sions. He ranked just below the praetor (p. 168). The
office became extinct when the dictatorship was given up,
but was revived by Caesar.
(c) The Consular Tribune
194. Origin of the Consular Tribunate. Roman histo-
rians give as one reason for the establishment of the con-
Liv. 4. 7. 2. sular tribunate the development of military operations and
the need of more than two generals in the field. This may
have been a subsidiary motive, but the real explanation
of the change is probably the one given in a previous
chapter (p. 34). From the earliest times the armed force
of the community had been commanded by tribwii mili-
tum. These were at first three in number, then six, and,
when more than one legion was levied, six for each legion.
The establishment of the office of tribwii militum consulari
potestate meant simply the investiture of a certain number
of these purely military officials with the political powers
of the consul. This was accomplished by an election in
THE CONSULAR TRIBUNE 185
the centuriate comitia. All citizens served in the army Liv. 5. 52. 16.
and were eligible to the office of tribunus militum, so
that the substitution of consular tribunes for consuls in-
volved the admission of plebeians to the chief magistracy, Liv. 4. 6. 8.
and satisfied their demands in part, while at the same time,
as we have already noticed (p. 34), the patricians left a
way open to restore to their own class its exclusive political
privileges, when a favorable opportunity presented itself.
195. Number of the Consular Tribunes and their Powers.
The normal number six was suggested by the number of
military tribunes in charge of each legion. The numbers
three and four, which are not uncommon in the college,
may be due to the fact that they adapted themselves
readily to the system of monthly sequence during the
year. As their title indicates, these officials had all the Liv. 4. 7. 2.
powers and insignia of the consul, even the right to take
the auspices and to name a dictator. The only partic-
ulars in which the power and dignity of the offiee were
inferior to those of the consul seem to have been that the
consular tribunes could not delegate their authority, could Liv.4.45.7f.;
not triumph at the close of their term of office, and did
not enjoy the privileges which ex-consuls had. The last
distinction is of both political and social importance.
Those who had been consular tribunes did not have the
right of priority in speaking and voting in the senate,
which was one of the privileges of ex-consuls. In fact,
plebeians who had filled the office were probably not
allowed to take part in the debate at all. This limitation St. R. in.
more than any other must have made the plebeians dis-
satisfied with the compromise. Furthermore, ex-consular
tribunes did not have the ius imaginum (p. 166).
196. Disappearance of the Office. The office lasted
from 444 to 367. It was abolished by the Licinian law, Liv. 6. 35. 5.
1 86 REPUBLICAN PERIOD: DESCRIPTIVE
During the period of its continuance there were fifty-one
St. R. II. 191. colleges of consular tribunes and twenty-two of consuls, and
for four years, from 375 to 371, there were no curule magis-
trates. In the year 53 it was proposed to reestablish the
consular tribunate, in order to satisfy the rival candidates for
the chief-magistracy by increasing the number of positions
available, but the plan was not carried out.
(d) The Praetor
197. Relation of the Praetor to the Consul. The circum-
stances under which the praetorship was established have
been noticed elsewhere (p. 37). The new magistrate was
Cell. 13.15.4; regarded as the collega consulum, and in the early period
9.9.3; f ex-consuls were not infrequently elected to the office.
LIV. 7.1.6. Certain important duties which had belonged to the consul
were taken from him and assigned to the praetor. It was
very natural, therefore, to regard the praetor as equal in
Liv. 6. 42. ii. dignity to the consul. In point of fact the sphere within
which he exercised his regular functions was so sharply
defined, and he was made so complete a master of it, that
there was little danger of conflict between him and the
consul. When such conflict came, however, the principle
0611.13.15.4. of mains imperium was recognized, and the praetor was
forced to yield. His inferior position was indicated to
the eye by the fact that he was attended by only six
Appian, lictors, and in the later period he was accompanied by
only two when performing his judicial duties in the city.
198. Method of Election ; Title. Certain practices ob-
served in electing praetors bring out in a concrete way
the relation which the consul and the praetor bore to each
other. As Aulus Gellius says (N. A. XIII. 15. 4): praetor,
etsi conlega consults est, neque praetorem neque consulem iure
THE PRAETOR
i87
rogare potest, . . . quia imperium minus praetor, mains habet
consul, et a minore imperio maius aut maior conlega rogari
iure non potest. Patricians only were eligible to the office
at first, but within thirty years of its establishment it
was thrown open to the plebeians also (p. 42), whether
by law or otherwise is not clear. The chief-magistrate
lost the title of praetor and it was given to the new
official (p. 175), although it did not suggest his duties as
well as iudex would have done.
199. Three Periods of the Praetorship. The history of
the praetorship, from the point of view of the functions
which the incumbents of the office exercised, falls into
three periods — from 367 to 227, from 227 to 81, and from
8 1 down into the empire. In the first period the special
duties of the praetor were judicial. In the second period
the college of praetors was divided into two sections. The
members of one section were judges ; those of the other
were provincial governors. In the third period, under the
republic, all of the praetors were judges at Rome, during
their first year of office, and provincial governors the
following year.
200. Development of the Praetorship. There was only
one praetor at the outset. This fact distinguishes the
praetorship from all the other magistracies. From the theo-
retical point of view, however, as we have seen, the praetor
was regarded as the colleague of the two consuls, and,
therefore, in a vague way may have been at first thought of
as a member of the college to which the consuls belonged.
The judicial duties of the praetor confined him to the city,
while the consuls, his two colleagues, if we may so call
them, were frequently engaged in carrying on wars abroad.
In consequence of this difference he was styled praetor
urbanus. The duties of the new magistracy increased to
1 88 REPUBLICAN PERIOD: DESCRIPTIVE
such an extent that in 242 it was found necessary to choose
Liv. Ep. 19. a second praetor. The praetor urbanus assumed charge
of all civil suits in which citizens only were interested,
while the new magistrate officiated when one party or
Liv. 22. 35. 5. both parties were peregrini. It was from this fact that he
received his distinguishing title of praetor peregrinus.
Along with the increase in the size of the college of
Liv. 22.35. 6; praetors in 227 to four, and in 197 to six, went a change
in the functions of certain of the incumbents of the office,
for, as we have already noticed (p. 71), the four new
praetors were added to take charge of the four newly
acquired provinces. To meet the increasing demand for
provincial governors, and to provide for the transaction of
judicial business in the city, the Romans were obliged to
St. R. II. resort frequently to the prorogatio imperii. The adoption
of this device in the case of the praetor made his office
practically one of two years. So far as the term of
office was concerned, it was not a radical change which
Sulla made, therefore, in formally assigning to every praetor
one year in Rome and one year in a province. The
importance of the change consisted in the fact that from
this time to the fall of the republic the functions of all the
praetors were essentially the same, and that all of them
St. R. II. assumed judicial duties for a year and undertook the gov-
ernment of a province for the following year. The number
of praetors, which Sulla raised to eight, was increased by
Dio, 42. 51; Caesar to ten, then to fourteen, and ultimately to sixteen.
43- 47 ; 43- 49- 20I ^ Division of Duties. From the time when more than
one praetor was chosen, the principle of collegiality, and
Cic. in Verr. the consequent possibility of exercising the veto power, was
recognized ; but it did not have much meaning for the
praetor's office, because the duties of the several praetors
were quite distinct from one another. It occasionally found
THE PRAETOR 189
expression in a positive way in the joint action of two or
more praetors in a matter concerning them all. The prae-
tor urbanus took precedence of all his colleagues, and Liv. 24. 9. 5.
assumed the chief-magistracy during the absence of both
the consuls. The assignment of each praetor to his pro-
vincia, or sphere of duties, was made by lot. From Sulla's
time the casting of lots took place after the election to deter-
mine the praetor's functions for the first year, and during
the first year of office to decide which provinces should be
governed by the several praetors during the second year.
202. Powers of tofl Praetor. The praetor's powers were
of three different sorts. He acted as a judge, as a pro-
vincial governor, and as an administrative officer. The
details of judicial procedure and the duties of a provincial
governor are given elsewhere, but one or two facts of a
general character bearing on his judicial duties may be
stated here.
203. The Praetor as a Criminal Judge. To the con-
stitutional changes already mentioned in the functions of
the praetor, which divide the history of his office into three
periods, may be added the change which resulted from the
establishment of the quaestiones perpetuae (cf. pp. 74, 106).
These courts were put under the presidency of the praetor.
Up to the time of their establishment he had been solely a
civil judge, but henceforth he conducted criminal cases also.
The development of the praetor's criminal jurisdiction out
of the civil is not hard to understand. The earliest quaestio
perpetua, that to try governors charged with extortion, was
from one point of view a civil court, in which those who
had suffered had the right of complaint. From another
point of view the proceeding assumed the character of a
criminal action, since the offense had been committed by
a state official and was to the detriment of the state.
1 90 REPUBLICAN PERIOD: DESCRIPTIVE
204. The Edictum Praetorium. Of the magisterial
powers mentioned above (pp. 157 ff.) the ius edicendi
assumed the greatest importance at the hands of the prae-
tor. On taking office he published the maxims of law and
the forms of procedure {formulae} by which he would be
Ascon. in governed throughout the year of his office. This edict was
ed°ror.'P 5 ' properly called, therefore, an edictum perpetuum. A praetor
commonly adopted the edict of his predecessor, making
such additions and changes as seemed to him and his
advisers desirable, and in this way a large part of the
Roman civil and criminal law was developed. The edicts
of the praetor peregrinus formed in a similar way the basis
of the ius gentium.
205. The Praetor as an Administrative Officer. Admin-
istrative action was taken by the praetor, either in his
capacity as an independent magistrate, or as the repre-
sentative of the consul. Action in the first case was usu-
ally taken under the authorization of the senate, and covered
Cic. pro such matters as presiding over the comitia when laws were
Liv s! 17 \z • Demg passed or inferior magistrates elected. Furthermore,
27. 5. 16. ne conducted civil and military affairs under the direc-
tion of the consul, and, as noted above, in the absence
of the consuls the praetor urbanus became with certain
limitations the chief-magistrate.
(e) The Censor
206. Collegiality. The censorship was established in
443 or 435 (cf. p. 37). In the case of this office the
collegiate principle was carried out in its extreme form.
A majority of the centuries must cast their votes for both
Liv. 5. 31.6; members of the college at the same meeting to make
45. 15. 8.' an election valid. If one censor retired from office, his
THE CENSOR • IQI
colleague must also withdraw, and joint action was necessary
in all important matters. This requirement of joint action
furnished the principal safeguard of the citizen against
the arbitrary action of one member of the college, since
the censors were practically unaccountable for their official
actions.
207. Election of Censors ; Term of Office. At the outset
patricians only were eligible. The first plebeian was elected
to the office in 351, and a few years later the principle Liv. 10. 8. 8.
governing eligibility to the consulship was applied to the
censorship also. One censor must be plebeian ; both might Liv. 8. 12. 16.
be. Censors were elected in the centuriate comitia under Liv. 32. 7. i ;
the presidency of the consul, and entered on their offices
immediately after their election. New censors were chosen Varro, L. L.
at intervals of four or five years, and held office for a year rinus', 18.13;
and a half. The business left unfinished at the end of "erz'sIt 7£9'
their term of office was turned over mainly to the consuls n. 332 ff.
and aediles. Technically the censorship stood below the
praetorship (p. 168), but in practical importance and in
public esteem it was rated much higher. In fact, during
the first half of the second century it surpassed all the
other magistracies in dignity and influence. Consuls and
praetors did not have the right to veto the action of the
censor, and the tribune rarely exercised it. The censor
sat in the curule chair on formal occasions, and was
allowed to wear the purple toga. On the other hand, he
was not vested with the imperium, and consequently was
not attended by lictors (cf. p. 166). He did not have the
right to convoke the senate or the comitia.
208. The Duties of the Censor. The administrative
duties of the office consisted ( i ) in assessing the property
of citizens and arranging them in tribes, classes, and cen-
turies, (2) in revising the lists of knights and senators,
REPUBLICAN PERIOD: DESCRIPTIVE
(3) in managing the finances of the state. In their per-
formance of these duties the censors exercised a general
supervision over the morals of the community.
209. Preliminaries to the Census. The first step in the
assessment of property was to summon all citizens to a
contio in the Campus Martius, where the formula census
which stated the principles to be followed in making the
assessment and the lists was announced. Those summoned
were omnes Quirites, \_eguites~\ pedites, armati privatique,
curatores omnium tribuum, si quis pro se sive pro altero
rationem dare volet (Varro, L. L. VI. 86). It will be noted
that those who were exempt from military service on the
score of age or physical disability, as well as those who
were subject to it, were required to present themselves.
Boys who were not under the patria potestas and women
who were not under the legal control of either father or
husband were required to appear, and were registered in a
special list. Those who failed to be registered, the incensi,
were liable to the loss of personal freedom and property,
but in the later period the assessment of their property
was made without their assistance, and they escaped
the penalty. The censors were assisted by the curatores
tribuum, or administrative representatives of the several
tribes, and by a concilium made up of officials and expert
advisers.
210. The Census and the Nota. Every citizen was
required to give his name, age, domicile, the name of his
father or former owner, his tribe, his family circumstances,
the number of years of military service which he had ren-
dered, and the amount of his taxable property. On the
basis of the information thus obtained the censors deter-
mined the taxes and drew up the lists of citizens according
to tribes, classes, and centuries. The basis of classification
THE CENSOR 193
is discussed elsewhere (pp. 250-251). Law or custom had
laid upon them, in the performance of this duty, the
obligation of inquiring into the manner of life (mores} of Liv. 4. 8. 2;
every citizen, and in particular of finding out the way de Legg. 3° 7.
in which each one had performed his duty to the state.
The commission of a crime like theft, an objectionable Cell. 4. 20. 6;
mode of life, cowardice in the presence of the enemy, c7ic.2de3Re
malfeasance in office, and similar matters might lead the 42 2° L
censors to assign a citizen to a large tribe (tribu movere)
and thus diminish the value of his vote, or to deprive
him of his vote altogether (inter aerarios referre), to take
from a knight his horse (adimere equum), or to remove a
name from the list of senators (senatu movere]. The inflic-
tion of this punishment was indicated by placing a nota
after a citizen's name in the list. The effect of the punish-
ment lasted until a new census was made. It was within
the censor's power also to issue proclamations forbidding
extravagance and scandalous methods of living.
211. The Recognitio Equitum. Admission to knight-
hood depended mainly on the possession of a certain
amount of property. In the late republic and early empire
the minimum required was 400,000 sesterces. The general Hor. Epist.
assessment of citizens in the Campus would, therefore, p'un.5N! H.
enable the censor to draw up the list of knights, but in 33- 32-
the case of the equites equo publico a special ceremony
took place in the forum. Each knight whose equipment
was furnished by the state was required to bring his horse
for inspection by the censors. If the state of his equip-
ment and his previous record were satisfactory, he received
the order, traduc equum ; otherwise, vende equum. Rewards Liv. 29. 37.
for distinguished service were also granted at this time.
212. The Lectio Senatus. The duty of revising the
list of senators was assigned to the censor by the Ovinian
IQ4 REPUBLICAN PERIOD: DESCRIPTIVE
law (cf. pp. 46 f.) toward the close of the fourth century, and
contributed largely to the importance of that magistrate's
office. He enjoyed, and, during the period of the censor-
ship's greatest influence, exercised freely the right to drop
men from the senate and to fill vacancies. The reform of
Sulla took this power from him (p. 105), and, even after
the repeal of a large part of Sulla's legislation, the censor
did not regain the right to add names to the list of sena-
tors. He recovered, however, the power of removal.
213. Management of Public Finances. To the censor
fell the collection of revenue (vectigalid) and the expendi-
ture of public moneys (ultro tributa}. The most important
matters under the first head consisted in farming out the
taxes to the highest bidder (maximis pretiis), in selling
or renting public land, and in granting for a fixed sum
certain privileges controlled by. the state. The most im-
portant expenditure which came under the control of the
censor was that entailed by the construction or repair of
public buildings, roads, bridges, and aqueducts. The range
of his duties in this respect, however, did not often extend
beyond Rome and the Italian roads. The work was com-
monly done by contractors (eonduttorts}, and paid for out
of funds placed at the disposal of the censors by the senate.
A record of the contracts made by them (leges censoriae)
was kept in the aerarium. Questions of taxation at issue
between the state and individual citizens, and matters in
dispute between the state and publicani or conduct or esy
were submitted to the censor for settlement (cf. p. 163),
and this phase of his official duties must have been very
Liv. i. 28. i; important.
2944'7I~2f\ 214. Completion of the Lustrum. The conclusion of
Suet. Aug. tne census was marked by a sacrificium lustrale, or offering
97 ; berv. on J
Aen. 8. 183. of a boar, a ram, and a bull (suoretaurilia), in the Campus.
THE CENSOR IQ5
After that the censor led the assembled army to the city
gate, dismissed it, drove a nail in the wall of a certain
temple, deposited the list of citizens in the aerarium,
and laid down his office. Unfinished business, and new
business which might arise before new censors were chosen,
were managed by the consuls, aediles, and quaestors.
215. Census outside of Rome. By the lex lulia muni-
cipals (cf. 11. i, 42 ff.) of the year 45, arrangements were
made for taking the census in the municipia throughout
Italy, and for reporting the results at Rome sixty days
before the completion of the Roman census.
216. Decline of the Censorship. The reasons for the
decline and disappearance of the censorship are not far to
seek. With the rapid increase of the population, and of
the financial interests of the state, the censors were unable
to perform within the specified time the duty assigned to
them. Toward the close of the second century, and in the
early part of the first century, their work was either left Herz. 1.796 f.
undone or done in an unsatisfactory manner. Further-
more, the method which Sulla introduced of filling the
senate (cf. p. 105), robbed the censor of one of his most
important duties. In fact, there were no censors between
80 and 70. A third agency which contributed to the
downfall of the censorship was the fact that with the growth
of the city the censors were unable to maintain their con-
trol over the morals of the community, and that to make
matters worse the nota came to be used as a political
weapon, so that the right to affix it was abolished by law Ascon., p. 9,
in 58. Although the law was repealed six years later, pro Ses't. 55°.
this function of the censor's office never regained its
significance.
196 REPUBLICAN PERIOD: DESCRIPTIVE
(f) The Tribune
217. Election, Number, Insignia, Assistants. The trib-
une never became a magistrate in the strict sense of the
word (cf. p. 151), but, inasmuch as his functions in the
later years of the republic closely resembled those of a
magistrate, the office may be conveniently discussed at
this point. The law always required a candidate for the
tribunate to be a plebeian. From 494 to 471, tribunes were
probably elected in a plebeian curiate assembly (cf. p. 29).
After the latter date they were chosen in the plebeian
tribal assembly, presided over by a tribune. The number
of tribunes at the outset is uncertain. Perhaps there were
five, one representing each class. In 457 the number was
increased to ten, and this continued afterwards to be the
size of the college. The tribunes had no insignia of office.
In fact, the democratic character of the position was in-
dicated by the simple subsellia on which they sat when
performing their official duties. At the outset the plebeian
aediles served as their assistants, but, as the importance and
also the duties of the aedile increased, the two offices drew
apart, and viatores were assigned to the tribune to help
him in the performance of his duties.
218. Fundamental Power of the Tribune. The tribunate
was established for one specific purpose, viz., to protect the
individual citizen, and especially the plebeian, from arbitrary
action on the part of a magistrate. His effective exercise
of this right was assured to him by two things. In the
Cell. 13. 12.9; first place, he could inflict punishment, even the punish-
Cic. pro Tull. '
47; Plut. Ti. ment of death, on the magistrate who persisted in taking
a step which he had forbidden. In the second place, he
Val. Max. himself was sacrosanct, and any one could be put to death
with impunity, and without process of law, who violated
THE TRIBUNE 197
the sanctity of his person. The prohibition of the tribune
must, however, be delivered in person, and at the moment Cell. 13. 12. 6.
when the contemplated action was being taken. This fact
accounts for the early increase of the number to ten, and Liv. 3. 30. 7.
for the establishment of the tradition that the tribune must
not be absent from home for a night, and must leave his
door open. The principle underlying these arrangements
explains also why the action forbidden by the tribune could
be taken later, and become valid, unless again vetoed by
him. This power (ius auxilii) could be exercised only
inside the first milestone. Even the ius cum plebe agendi
was possessed by the tribune before 449 only to the extent
of convoking the plebs to elect his successor.
219. Why the Tribune's Power increased. Three fac-
tors united to bring about a rapid and far-reaching devel-
opment of the tribune's powers. One of these was the
political tendency during the early centuries of repub-
lican history. The other two were the inviolability of the
tribune's person, and his power of inflicting punishment.
From the establishment of the republic down to the middle
of the fourth century there was a steady movement toward
the equalization of the political rights of the plebeians and
patricians. The tribunes were the natural leaders of the
plebeians in this movement, and an increase in their
powers was a natural concomitant of the growth of the
political rights of the plebeians. However, without the
protection which was given him by the sacrosanct charac-
ter of his person, and by his right to impose an immediate
penalty, he would have found it well-nigh impossible to
make good his claims to new power or to overthrow the
existing order of things. With these powers he was almost
invincible. No system of government could permanently
resist the ius auxilii, safeguarded as it was by the two
198 REPUBLICAN PERIOD: DESCRIPTIVE
privileges just mentioned. It is not easy to follow in the
traditional account the development of the tribune's
authority, but its course can be inferred with a high
degree of probability.
220. Powers of the Latest Tribunate. In the later
years of the republic these powers in the main were : (i)
the ius auxilii, extended into the ius intercedendi ; (2) the
ius coerritionis , with the complementary right of conducting
criminal trials; (3) the ius cum plebe agendi ; (4) the ius
cum pair ibus agendi ; and (5) certain general administrative
powers.
221. The Intercessio. The intercessio carried with it
the right to thwart any official act of administration. It
was directed against the magistrate and not, like the veto
of a president, governor, or mayor, against a measure. In
the case of the senate, the tribune had the right to impose
his veto on the magistrate at any stage in the proceed-
ings ; for instance, when a matter was being laid before
the senate for consideration, when the senators were asked
their opinions, or when the vote was ordered. In a similar
way, when the comitia met for legislative or judicial pur-
Ascon., p. 70, poses, the intercessio was admissible at any point, until the
Lives' 21 6 decision of the people had been finally announced. At
first sight this extraordinary power seems to have little in
common with the latio auxilii, which could only take place
when a specific thing was being done to an individual by a
magistrate, and when that individual called on the tribune
for help. The greater power may well have developed out
of the less, however, in this way : When the magistrate
was instructed by the senate, for instance, to adopt a cer-
tain course affecting a large number of citizens, before the
measure was carried into effect, the tribune may have
announced his intention to protect any citizen against
THE TRIBUNE 199
whom the magistrate should try to carry out the senate's
decree. The obvious result of such a declaration would be
to make the measure of no effect, and we may well believe
that a practical people like the Romans would consider it
far better to get the opinion of the tribune, when a measure
was under consideration, and to secure his approval, if
possible, than to run the risk of passing an ineffective law.
Furthermore, peaceable opposition to a bill under discus-
sion was preferable to forcible opposition to an enacted law
(cf. p. 38). The inter cessio of the tribune did not prevent
a magistrate from submitting a measure a second time to
the senate or comitia, however, and if the tribune inter-
posed no objection on the second occasion the bill became
a law. The tribune could exercise a modified form of his
veto, however, by asking for a night to consider the mat-
ter, instead of definitively prohibiting it. Occasionally the
senate sought to prevent a tribune from interposing his
veto by incorporating in a proposed measure a statement
that if any tribune vetoed it he would be acting contra rem cic. ad Fam.
Q Q f
publicam, but this device does not seem to have been of
much avail. The tribunician veto against a measure deal-
ing with the consular provinces was not admissible (unless cic. de Prov.
this restriction was removed in 52), nor could the tribune
prevent the election of a magistrate. It is not clear what
restrictions Sulla laid on the veto power of the tribune, cic.de Legg.
but they do not seem to have been of a permanent ^ " ; ^
character. T- 7- 3-
222. Criminal Jurisdiction of the Tribune. As we have
already noticed, the lex sacrata of 494 empowered the
tribune to punish the magistrate who persisted in a course
which he had forbidden, or who violated the sanctity of Cic. pro
his person. This power was given to him because he
represented in his person the rights of the plebeians. It
200 REPUBLICAN PERIOD: DESCRIPTIVE
was exercised by him when the magistrate had transgressed
in a specific case ; but the whole policy of a magistrate
might be prejudicial to the interests of the plebeians, and
it was a natural development of the tribune's power to hold
such a magistrate responsible for his conduct. A summary
punishment inflicted by the tribune in such a case would
hardly be appropriate, and, furthermore, the objectionable
acts might have been committed away from Rome, or
some time before. The practice, therefore, grew up of
allowing the tribune to prosecute such offending magistrates
before the plebeian assembly. But conduct prejudicial to
the best interests of the plebeians was prejudicial to the
whole state, for the patricians in the later period constituted
an element numerically almost negligible in the community ;
or, to put it in another way, the community was practically
a plebeian community, and offenses against the state could,
without a serious violation of equity, be tried before the
plebeian assembly. In this way the tribune became a
public prosecutor, and the concilium plebis developed into
a court for the trial of magistrates accused of such offenses
as cowardice, appropriation of public funds, or illegal reten-
tion of office. This method of judicial procedure was
gradually given up after the establishment of the quaestiones
perpetuae.
223. The lus cum Plebe Agendi. Down to 449 the con-
cilium plebis met to elect tribunes and aediles, and perhaps
also to adopt resolutions. The Valerio-Horatian laws of
the year mentioned gave it the power to legislate for the
whole community under certain conditions, and the legis-
lation of 339 and 287 removed even these restrictions
(pp. 49 ff.). Some of the effects of these changes on the
tribune's position have already been noted (p. 45). Sulla
limited the legislative competence of the tribune by making
THE TRIBUNE
2OI
the preliminary approval of the patrician members of the
senate necessary to secure the validity of a plebiscitum,
but this restriction was removed in the year 70.
224. The lus cum Patribus Agendi. In the early period
of the tribunate, the tribunes, as classical writers tell us, sat
outside the doors of the senate and waited for the passage
of bills by that body. The circumstances under which they
were Admitted to the senate-house and allowed to state
their objections there have already been noticed (p. 38).
This change would not have required the passage of a law.
The right which the tribune acquired, perhaps in connection
with the passage of the Hortensian law, to convoke the
senate and lay matters before it for consideration, was also
a sign of the rapprochement between the tribune and the
senate. The Hortensian law took the concilium plebis out
from under the control of the senate, but the senate may
well have hoped that, by allowing the tribune to bring
matters directly before it, he would be led to submit bills
to it for its consideration before presenting them to the
plebeian assembly for action.
225. Administrative Duties. Occasionally matters of an
administrative character, like the dedication of a temple,
or the supervision of the coinage, fell to the charge of
the tribune, but duties of this sort never assumed much
importance under the republic.
226. The Tribune as a Political Leader. The part
which the tribune played as a political leader has been
noticed here and there in the historical part of this book.
A simple solution of the question at issue between the
plebeians and patricians in 494 could have been secured
by giving the plebeians full political rights, but the patri-
cians were not willing to grant them, and the plebeians
were not strong enough to force them to take that step.
Appian, B. C.
i. 59; Liv.
Ep. 97 ; Caes.
B. C. i. 7;
Tac. Ann.
3- 27-
Val. Max.
2. 2. 7.
Cic. de Legg.
3- I0'>
ad Fam.
10. 28. 2.
Herz. I.
284 ff.
202
REPUBLICAN PERIOD: DESCRIPTIVE
In the period from 494 to 337 the plebeians gained their
object, however, under the leadership of the tribune, and
the tribunate of the first 150 years finds its real political
significance in the achievement of this result. In the
second period, after 337, when the plebeians had at last
gained admission to every magistracy, the tribune is prac-
tically no longer a representative of a class, but he stands
for the rights of the individual over against the rights, or
claims, of the community or of the state.
(g) The Aedile (Plebeian and Curule)
227. Relations of the two Colleges. These two colleges
of officials may properly be considered together, and under
the head of the magistracies, for, although the plebeian
aediles were not technically magistrates, their duties came
to be essentially the same as those of the curule aediles,
who were magistrates, and the two colleges are closely
allied to one another historically.
228. The Early Plebeian Aedileship. , The plebeian
aediles, whose office dates back to the beginning of the
republic (cf. p. 28), were two in number, and were always
elected by the concilium plebis. Only plebeians were
eligible to the office, and, like the tribunes, they were
sacrosanct. Their main business consisted in helping the
tribunes in the performance of their duties, and in preserv-
ing plebiscites and decrees of the senate in the temple
of Ceres. From the outset, as their title aediles indicates,
they seem to have supervised to some extent the construc-
Dionys. 6. 90. tion of public buildings. They had, also, a limited criminal
jurisdiction.
229. Development of the Office. Perhaps there is no
office which in its history better illustrates the practical
Festus, v.
sacrosanc-
tum, p. 318,
ed. M.
Dionys. 6. 90
6. 95 ; Liv.
3- 55- 13-
THE AEDILE
203
nature of the Romans and their tendency to adapt existing
institutions to new situations than the aedileship does, and
there is no case in which the successive steps by which
this adaptation took place are shown more, clearly. Fur-
thermore, the history of the aedileship presents in a con-
crete way the process by which the two distinct elements,
which originally made up the Roman community, were
merged into one body. As the city grew, the necessity for
a more efficient police service- developed, and the duties
which the aediles performed in assisting the tribunes made
it natural to employ them in this service. As early as the
middle of the fifth century they were apparently called on
to protect the city in moments of danger, and to see that Liv. 3. 6. 9.
grain was sold at a low price. Duties of this sort affected
patricians as well as plebeians.
230. Establishment of the Cunile Aedileship. At the
same time their connection with the tribune's office became
looser, and viatores were appointed in their stead to assist
the tribunes (cf. p. 196). In fact, they were rapidly
acquiring the positive functions of magistrates. Yet the
patricians had no voice in their election, although their
power extended over the patricians. It was under these
circumstances that the curule aedileship was established
in 366 (cf. p. 42), as an offset to the plebeian aedileship;
for patricians only were eligible to the new office. These
modifications in the character of the aedileship evidently
had their origin, partly in a tendency to assimilate the
plebs to the rest of the people, by eliminating the dis-
tinctive character of their representatives, and partly in
the need of officials for the performance of new duties.
231. Differences between the two Colleges. The curule
and plebeian aedileships were at first very different from
one another in respect of technical character and official
204 REPUBLICAN PERIOD: DESCRIPTIVE
dignity. The curule aediles were elected by the populus
Cic. pro meeting in the comitia tributa under the presidency of a
LivlV. 42.' 14. magistrate. They acquired the right to a seat in the senate
after the passage of the Ovinian law (pp. 46 fL). They had
the ius imaginum, and on formal occasions wore the toga
Liv. 7. i. 5-6; praetexta and sat in the curule chair. From this last mark
etc. in9Verr. of office they derived the distinguishing part of their title.
The plebeian aediles, on the other hand, were elected by
St. R. n. the ' concilium plebis under the presidency of a plebeian
official, and lacked all of the distinguishing marks of office
just mentioned. The exclusive right of the patricians to
the curule aedileship was given up in a very few years after
the establishment of the office, and the two positions in the
Liv. 7. i. 6. college were filled by plebeians in alternate years. The
two colleges were also brought nearer together by the
relinquishment on the part of the plebeian aediles of their
St. R. II. sacrosanct character, and by their acquisition in course of
time of a right to a seat in the senate.
232. Powers of the Aedile. The members of the two
colleges had essentially the same powers. They had the
supervision of public places (cura urbis] ; they had charge
of the corn supply and of commercial transactions (cura
annonae) ; they superintended the public games ; and they
had certain judicial powers.
233. The Cura Urbis. The cur a urbis was a natural
outgrowth of the police functions which the aediles had
first exercised as assistants of the tribunes. They had
Lex lul. charge especially of the streets, baths, temples, and other
11. "0-55 ; public works. It was their duty, for instance, to see
11. 69 f. tjiat orcjer was preserved in public places, and that the
regulations governing obstruction of the streets and the
cleaning of them were observed. The construction of
public works was in charge of the censor or consul, but
THE AEDILE 2O5
when they were completed the aedile assumed the respon-
sibility of keeping them in repair. Being charged with the
maintenance of order in public places, and having a super-
vision over the public games, as we shall presently see, it
was very natural that they should be held responsible for
the maintenance of good order, when public gatherings of a
secular or religious character, such as contiones, processions,
or games, were held.
234. The Cura Annonae. One of the most important
of their duties consisted in supplying the city with grain. Liv. 10.11.9;
After the acquisition of rich provinces to the south and east, *£ *e. 6.'
and when agriculture in Italy had declined, this function
was a matter of great moment, and increased steadily in
importance as the city grew. Since it was their primary
purpose to have food sold at a low price, the aediles had the
right to carry out the laws which fixed the price" of grain,
to inspect weights and measures, and to exercise a general C. I. L. x.
supervision of mercantile transactions, especially of the sale p^rs[ \] I30<
of articles of food. In the performance of these duties
they exercised judicial power, and issued edicts with ref-
erence to matters coming under their administrative super-
vision. In this way they developed a code of commercial
law, largely through the influence of the praetor pere-
grinus, who, in the adjudication of cases coming before
him, necessarily considered the laws of other commercial
peoples.
235. The Cura Ludorum. The ludi plebeii were, per- Liv. 23. 30. 17.
haps from the first, in charge of the plebeian aediles.
These officials also assisted the magistrates in the general
public celebrations. Out of these two facts naturally de-
veloped the practice of giving the aediles supervision of any
newly established games, so that in Cicero's time, for instance,
the curule aediles were in charge of the ludi Romani, the
2O6 REPUBLICAN PERIOD: DESCRIPTIVE
St. R. II. Floralia, and the Megalensia, while the plebeian aediles
conducted the ludi pkbeii and the Ceriales.
236. Judicial Functions. The power of the aedile to
act as a public prosecutor, and to summon those who
Liv. 7. 28.9; were charged with usury and certain other offenses before
25. a?9. the comitia tributa, was never of great importance, and lost
its significance in large measure after the establishment of
the quaestiones perpetuae.
237. Limits of Jurisdiction and Division of Duties. The
duties of the aediles were evidently of an urban character.
Furthermore, the historical relation which the plebeian
aedile bore to the tribune naturally limited the former
official too in the exercise of his power to the space within
the pomoerium. To this restriction the curule aediles also
conformed. As for the division of duties between the
two colleges, so far as concerns police supervision, it was
Lex. iul. local. The city was divided into four quarters, and each
one of these quarters was placed under the control of an
aedile. In other matters the assignment of duties was
determined by tradition or convenience. Each of the
four aediles had the right of veto against his colleague in
the same college, but not over a member of the other
college.
(h) The Quaestor
238. History of the Quaestorship. As we have already
seen (p. 16), there were quaestores parricidii under the
monarchy. Some light is thrown on the nature of their
duties by the definition which Festus gives of parricida.
He remarks, nam parricida non utique is, qui parentem
occidisset, dicebatur, sed qualemcumque hominem indemna-
tum. The office continued in the republican period, but
underwent an important change in its character. Beginning
THE QUAESTOR
207
with the establishment of the republic, the quaestor is
not only the representative of the state in criminal cases of
a non-political character, but he becomes the keeper of the
state funds. Under the monarchy the incumbents of the
office were appointed by the king, and the right of appoint-
ment was inherited by the consul, and exercised by him
until 447, when the office was made elective, and its
incumbents were chosen in the comitia tributa (p. 33).
Perhaps this change in the method of choosing the quaes-
tors came about in the following way : One of the most
important duties of the quaestor must have consisted in
conducting cases of appeal before the popular assembly.
As long as the quaestor was appointed, he acted, not by
virtue of the power vested in his own office, but solely as
the representative of Jhe chief-magistrate. The establish-
ment, however, of the right of appeal made the quaestorship
a necessary part of a judicial system which was entirely
independent of the chief-magistrate. It was natural, there-
fore, that the office should become independent, that is,
that it should be made elective. The ancient historians
have very little to say about the judicial functions of the
quaestors under the republic. They must still, however,
have performed the duties mentioned above, until, with
the establishment of the quaestiones perpetuae, such matters
passed altogether out of their hands. The increase in the
number of the quaestors, to four in 421, to eight in 267
(p. 72), to twenty under Sulla (p. 105), and to forty in the
year 45 (p. 137), involved no essential change in the char-
acter of the office. The size of the college was increased to
provide for the provinces and for the financial administra-
tion of Italy, and the functions of the office may be con-
veniently considered from the point of view of the quaestores
urbani, the quaestores militares, and the Italian quaestors.
208 REPUBLICAN PERIOD: DESCRIPTIVE
239. The Quaestores Urbani. The two principal duties
of the quaestores urbani have already been mentioned. So
little information can be had from the ancient sources with
reference to the quaestor's exercise of criminal jurisdiction,
that it is impossible to find out exactly what his functions
were in this respect, or to determine his relation to certain
other officials, such as the II viri perduellionis. His finan-
cial duties are better known. He received all money due
to the state, kept an account of the condition of the state
o^^r treasury, and made such payments from the public funds
3 ^42- 4 ; as he was empowered to make by special law or by the
proper magistrate. He represented the state, too, in the
smaller matters involved in the execution of contracts.
The care of the public records was also intrusted to him.
In this last matter the duties of .the quaestor and of
the plebeian aedile were similar (cf. p. 202), except that
the aediles took charge of certain documents only, while the
quaestor kept all records. Two special points of weak-
ness in the management of the finances by the quaestors
may be noticed. They were simply receiving agents and
paymasters for the state. They had no initiative in finan-
cial affairs, and could exercise their discretion in minor
matters only. Furthermore, they held office for a year
only, and in so short a time could not make themselves
familiar with all the affairs of their department, so that the
honesty with which accounts were kept depended largely
on the integrity of their trained assistants, the scribae,
whose tenure of office was permanent. The records and
the accounts of the quaestor were kept in the aerarium
in the temple of Saturn.
240. The Quaestores Militares and Provincial Quaes-
tors. The increase in the number of quaestors from two
to four, which took place in 421, was to provide a financial
THE VIGINTI SEX VIRI 2OQ
officer for each of the consuls when in command of an
army. Money intended for a campaign was delivered to Liv. 35. 1. 12 ;
them. They paid the soldiers, took charge of the spoils, H.10;.1^6™'
and exercised the same general functions in the field which "• 3- J77-
the quaestor urbanus exercised at Rome. This plan was
adopted for the provinces also, although, in the case of a
province, the quaestor held a somewhat more important
position than the quaestor militaris did, since he was next
in rank to the governor, and acted in his stead in case of Cic. ad Fam.
his absence or death.
241. The Italian Quaestors. In 267, as we have already
noticed, four new quaestors were appointed. They were
apparently assigned to duty in Italy, but the nature of
their functions is not perfectly clear. Their principal duty
seems to have been to look after the financial interests of
the federal government in Italy. Their headquarters were
in Cispadane Gaul, perhaps at Ariminum, at Ostia, and
possibly at Cales. It is not known where the fourth Italian
quaestor was stationed. The quaestor at Ostia had charge Cic. pro Sest.
of the grain supply.
(*) The Viginti Sex Viri
242. The XXVI Viri in General. Although the six col-
leges of magistrates below the quaestorship were inde-
pendent of one another, they formed a single group, so
far as the ordo magistratuum was concerned, and were
known as the XXVI viri. This group included the X viri
stlitibus iudicandis, the IIII praefecti Capuam Cumas, etc.,
the /// viri capitales, the /// viri monetales, the IIII viri
viis in urbe purgandis, and the I I viri viis extra urbem pur-
gandis. Several, if not all, of these offices were appointive,
when they were first established, but after a time they all
210 REPUBLICAN PERIOD: DESCRIPTIVE
became elective. The incumbents were chosen in the
comitia tributa. Besides the specific functions mentioned
Cic. de Legg. below, special duties were often intrusted to the several
colleges by the senate. The viginti sex viri had no insignia
of office.
243. The Several Colleges. The oldest of these minor
magistrates were the X viri stlitibus iudicandis. They are
Liv. 3. 55. 7. mentioned in the lex Valeria Horatia, and, therefore, go
back to at least the middle of the fifth century. They are
spoken of in the connection mentioned as sacrosanct, and
are associated with the tribunes and aediles, so that the
office was probably established to protect the plebeians.
Very likely they passed on questions involving the right to
citizenship — a matter in which the plebeians would be
Cic.proCaec. vitally interested. At least in Cicero's time questions of
97 ; de mo, ^at sort WQUJ(J geem to j^g COme before them. Probably
at first plebeians only were eligible to the office, but in later
Liv. 9. 20. 5 ; days that restriction was abandoned. The praefecti Capuam
Cumas were the judicial representatives of the praetor in
Campania, and at first were probably appointed by him.
They took their title from the two principal points within
their district. The college of /// viri capitales was estab-
Liv. Ep. ii. lished soon after 290, and appointments to it were at first
made by the praetor, but, some time within the next one
hundred and seventy-five years, the office became elective.
These officials were police magistrates, whose duty it was,
Sail. Cat. 55. under the supervision of the aediles, to preserve order in
° tne city? to arrest criminals, to sit in judgment on them and
cuent 38;
Liy1 23 3i V' Pumsn tnem if tney were strangers or slaves, and to obtain
evidence against persons under indictment. Caesar in-
creased the number in this college to four (p, 137). Little
more is known of the /// viri monetales or /// viri aere
argento auro flando feriundo, as they are sometimes called,
MAGISTRATES TO FILL VACANCIES 21 I
than is indicated by their title. The duties performed by
them were for a long time in charge of special commissions,
and the establishment of the magistracy comes at a com-
paratively late date. Caesar added a new member to this
college (cf. p. 137). The //// viri viis in urbe purgandis Lex lul.
and the II viri viis extra urbem purgandis, as the names of n."™0^.
these offices indicate, were charged with the duty of seeing
that the streets and roads were kept clean.
(j) Magistrates to fill Vacancies
244. Delegation of the Imperium. The Romans pro-
vided for the vacancy which resulted from the death or the
absence of a magistrate in a variety of ways. No serious
difficulties arose in the case of the lower magistracies,
because of the size of the colleges. In the case of the
censorship, the duties of the office during the last three
and a half years of a lustrum were performed by the con-
sul and aedile (p. 195). Real difficulty arose, however,
from the death or the absence of both consuls from the
city, from the withdrawal of a governor from his province,
and from the occasional necessity of providing more com-
manding officers in the field than the higher magistracies
furnished.
245. The Interrex. Provision was made to cover a
vacancy in the consulship by the institution known as the
interregnum. This institution goes back to the monarchy,
and the functions of the interrex during that period have
already been noticed (p. 14). Under the early republic,
when the armies were always commanded by the consuls,
the death of both chief-magistrates occurred in several will. n. 10-
instances. In such cases the method of procedure was
essentially the same as that which was followed on the
212 REPUBLICAN PERIOD: DESCRIPTIVE
Liv. 1. 17. 5 f. death of the king, except that under the republic the new
chief-magistrates were elected in the centuriate comitia,
summoned for that purpose by the interrex and presided
over by him. In fact, the interrex was appointed mainly
to hold the elections, and the interregnum ceased as soon
as the new consuls were chosen. At the same time, how-
St. R. 1. 660 f. ever, he was vested with all the powers and privileges of
the consul, but, as the term of office of each interrex lasted
Cic. ad Fam. only five days, it was impossible for him to carry on public
business in an orderly way. The last interregnum occurred
in the year 53-52.
246. Praefectus Urbi and pro Praetore. When both
consuls were obliged to leave the city, the last to depart
Liv. 3. 3. 6; appointed a praefectus urbi to represent him during his
absence. The prefect was vested with all the powers of
the consul. After 366, however, the praetor urbanus
became chief-magistrate in case both consuls were absent
from the city (cf. p. 189), and from that date down to
Caesar's time (cf. p. 136), the city prefect was chosen
only at the time of theferiae Latinae, when all the regular
magistrates were absent from the city in attendance on that
festival. In a somewhat similar way, when a consular gov-
ernor left his province before his successor arrived, he dele-
Cic. ad Fam. gated the imperium to his quaestor, who governed the
province with the title of quaestor pro praetore.
247. Privati cum Imperio. This practice of conferring
on a lower magistrate, or even on a private citizen, the
powers and privileges of a higher magistracy was occa-
sionally adopted in times of danger even by the home
government. It amounted to a virtual increase in the
size of the magisterial college affected. The individuals
upon whom the imperium was conferred received usually
the pro-magisterial title. Thus in 211 the tribunes were
MILITARY OFFICERS AND JUDGES 213
instructed by the senate to secure the passage of a law Liv. 26. 2. 5 ;
authorizing the appointment of some one as commanding 2<3' l8' 4 f'
officer in Spain. The law was passed, and P. Scipio, at
that time an ex-aedile, was made governor of the province
with the title pro consule. In the same year a senatus con-
sultum conferred the imperium on all the ex-dictators, ex- Liv. 26. 10. 9.
consuls, and ex-censors for the defense of the city against
Hannibal. This practice was carried to a still greater
length in 77, when Pompey, who had held no magistracy Liv. Ep. 91;
at all, was made commander of the forces in Spain with I7.ut
the title of proconsul. The senatus consultant ultimum
and the prorogatio imperil have been mentioned elsewhere
(pp. 156, 181), and do not properly come into consideration
here.
(K) Elective Military Officers and Judges
248. Elective Military Officers. There were two colleges
of officials, that of the tribuni militum and of the // viri
navales, whose members, like the magistrates, were elected
by the people, but they differed from the magistrates in
that they had no civil functions.
249. Tribuni Militum. Down to 362 the tribuni mili-
tum had been appointed by the consuls, but in that year for
the first time six of them were elected in the comitia tributa. Liv. 7. 5. 9 ;
In 311 the people were allowed to elect sixteen, and after J;.3^.3^.
207 they elected twenty-four. As six were required for a
legion, this last change provided for the usual levy of four
legions. If more than twenty-four tribunes were needed,
the additional appointments were made by the consuls. It
is a significant fact that the date of the election of the first
military tribunes coincides so nearly with the date of the
Licinian law. That law put an end to the consular tribu-
nate by substituting the consulship for it. Now the consular
214
REPUBLICAN PERIOD: DESCRIPTIVE
tribunes were merely military tribunes vested with political
power (p. 184). The abolition of the consular tribunate
meant a certain loss to the democracy. The concession
made in 362 was, therefore, by way of compensation for
that loss. The tribunes elected by the people were known
as tribuni militum a populo. Their duties were of a purely
military character, and differed in nowise from those of the
tribunes appointed by the commanding officer.
250. The II Viri Navales. The // viri navales held
essentially the same position in the fleet which the tribuni
militum held in the army. The office was at first an
appointive one, like that of military tribune, but in 311,
when the number of elected tribunes was raised to sixteen,
Liv. 9. 30. 4. the // viri navales were for the first time chosen by the
people. They were not elected annually, but as circum-
stances required, since under the republic there was no
permanent fleet, and, therefore, naval commanders were
not always needed. The holding of the election was
authorized by the senate. Nothing is heard of the office
in the later republic.
251. Elective Judges. Since the number of praetors
was not large enough to provide presiding judges for all
the quaestiones perpetuae, at intervals a index quaestionis
was chosen from the ex-aediles by popular election. In
dignity, then, the office stood between the aedileship and
Madv. I. the praetorship. The iudex quaestionis had charge of the
Il.9586 ff. • quaestio de sicariis et veneficis. The nature of the cases
Herz. I. 845, brought before this court made the position of its presiding
judge an important one. The first mention of this iudex
is in 98, but the epoch of greatest importance for the office
is from Sulla's dictatorship down to the time of Augustus,
when it disappears. The incumbents of the office had no
political functions.
EXTRAORDINARY OFFICIALS 21$
(/) Extraordinary Officials
252. Two Classes of Extraordinary Officials. All the
magistracies and offices which have been considered up to
this point formed for a longer or shorter period a regular
part of the Roman administrative system, but emergencies
arose when the regular officials did not seem capable of
dealing with the situation. Under such circumstances ex-
traordinary offices were created by special laws, or special
officials were chosen to carry out a particular undertak-
ing. It may be convenient to classify these extraordinary
officials in two categories, according as they were placed
under constitutional restrictions, or were above the con-
stitution. The principal officials of the first class were
the II *viri perduellionis, the commissioners agris dandis
adsignandis and coloniae deducendae, the commissioners
appointed to dedicate public buildings, or carry out some
financial undertaking, and the legati. The most celebrated
officials coming under the second head were the X viri
consulari imperio legibus scribendis, the dictator legibus
scribendis et rei publicae constituendae , and the III viri rei
publicae constituendae.
253. The II Viri Perduellionis. The college of II viri
perduellionis, which passed judgment on those charged with
treason, and represented the state in such cases before
the centuriate comitia, if appeal was taken, has little mean-
ing for the republican period. There are only two known Liv. 6. 20. 12;
c , TT • - , j 77- Cic. pro Rab.
instances after 509 when // virt perduelhoms were ap- perd. 12.
pointed, and in the second case, that of Rabirius in 63,
the institution was called into life for political purposes
only. The power attaching to the office was too great to
be granted to two men, while, on the other hand, the cen-
turiate comitia, to which appeal from their decision was
2l6 REPUBLICAN PERIOD: DESCRIPTIVE
carried, was too unwieldy a body to settle judicial matters.
The // viri perduellionis, therefore, gave way to the
quaestiones.
254. Special Commissions. The duties of land commis-
sioners consisted in dividing and assigning the land chosen
for allotments, and, in case a colony was to be established,
Cic. de Leg. in drawing up a charter and in providing for the imme-
gr. 2. 96. diate government of the community. The number of
members serving on these commissions ran all the way
from three to twenty. The commission expired when the
work for which it had been established was finished. The
Liv. 10. 21. size of the allotments and the methods and conditions of
y.\. 1-2; assignment were fixed in the law creating the commission.
From a very early period the principle was recognized that
state land could be given away only with the consent of
the people. When a temple or other public building was
to be constructed, the power to use public land for the
purpose in question was granted by law and // viri aedi
locandae were chosen. The dedication of a temple often
fell to the lot of one of the higher magistrates, but not
infrequently the matter was intrusted to // viri aedi
dedicandae. The execution of economic measures, espe-
cially those of a novel character, was sometimes intrusted
to a commission rather than to a magistrate. A case in
point was furnished by the V viri mensarii, or commission
appointed in 351 to assist individuals in securing loans
(cf. p. 49).
255. Legati. In its management of foreign affairs the
senate from time to time sent out legati. They were
Liv. 43. 1. 10. appointed by the magistrate or commanding officer at the
instance of the senate. They may be divided into two
classes according to the duties assigned to them. Those
of one class were sent to independent states to deliver a
EXTRAORDINARY OFFICIALS 2 1/
message from the senate or to carry on diplomatic nego-
tiations. Legati of the other class were sent to assist
generals in the field. As we have already seen (p. 69),
campaigns were carried on under the joint direction of the
senate and of the officer commanding the forces. The
legati attached to the staff of the general in command
were, therefore, the representatives of the senate, and, as
such, took part in the councils of war and held important Liv. 8. 35. 10 ;
commands. This right of the senate to send out commis-
sions was much abused in the later years of the republic.
The practice developed of granting to senators a legatio
libera, which allowed them to travel through the provinces Cic. ad Fam.
on their private business and enjoy all the privileges and "lacco', 86.°
honors of accredited commissioners. Midway between the
two classes of legati which have been mentioned were the
commissioners sent out by the senate to draw up, with
the help of the general in the field, the lex provindae
(cf. pp. 89-90) for the people of a newly acquired terri-
tory. Senatorial commissions varied in number from two Liv. 29. 11.3;
to ten. The commission appointed to draw up a provincial ^ 55. 4. '
constitution always numbered ten. Members of senatorial
commissions were almost always senators.
256. TheX Viri Legibus Scribendis. The cases in which
the Romans under the republic chose extraordinary officials
to revise the fundamental law of the state, and released
them from restrictions ordinarily laid on magistrates, are
few in number. The decemvirate of 451 (cf. pp. 30 f.) is,
however, an instance in point. That commission was
chosen to revise, or codify, and to publish the law of the
land. Its members were elected in the popular assembly,
and, like other magistrates, they were liable to a veto from
other members of the college. On the other hand, they
were not subject to the tribunician veto. In fact, the
2l8 REPUBLICAN PERIOD: DESCRIPTIVE
tribunate was suspended or abolished for the time. The
Liv. 3. 32. 6. term of office for the first decemviral college was a year.
The second was apparently to continue in office until its
Liv. 3. 55. 5; task was complete. The Valerio-Horatian law of appeal
Publ. 2. 54. forbade the establishment of such a magistracy in the
future.
257. The Later Dictatorship. Some of the points of
difference between the dictatorship of Sulla and the tradi-
tional dictatorship have already been noticed (pp. 134 f.).
Appian, B. c. The lex Valeria of 82, which conferred this position on Sulla,
Cic.9deLeg. authorized him to undertake a thorough revision of the
Agr-.3- 5- constitution, as the title of the office shows, viz., dictatura
kgibus scribendis et rei publicae constituendae. The unlim-
ited power of the office is indicated not only by Cicero's
characterization of it as an office of such a sort ut omnia,
quaecumque ilk (i.e., Sulla) fecisset, essent rata, but also by
the use which Sulla made of it. Caesar's dictatorship was of
the same sort. Sulla's term of office as dictator was prob-
ably unlimited. As for Caesar, we have already noticed
that in 48 the dictatorship was apparently given to him for
an undefined period, in 46 for ten years, and in 44 for life.
Some of the important powers exercised by Sulla and Caesar
Suet. lul. 41 ; by virtue of their dictatorship were : the right to name the
•/Jj.8 ] magistrates (cf. pp. 137 f.) and to add members to the
pro Lig. 12. senate, to name magistrates in the municipia, to impose
penalties without submitting to the right of appeal, and to
control the ager publicus.
258. The Triumvirate. The triumvirate to which Lepi-
dus, Antony, and Octavius were appointed held a posi-
tion in the state similar to that which Caesar had held
during his dictatorship. The office was established by the
St. R. li. 707. lex Titia of 43 (cf. p. 141) for a period of five years.
EXTRAORDINARY OFFICIALS 2IQ
In 38 it was renewed. As we have already noticed, the
members of the triumvirate adopted the principle of col-
legiality on its positive side. Like Caesar, they exercised
the right to name the magistrates for Rome and for the
municipia, to punish without appeal, and to manage state
land.
SELECTED BIBLIOGRAPHY l
The dictator : A. Dupond, De dictatura et de magisterio equitum,
Paris, 1875; E. Servais, La dictature, Paris, 1886; F. Haverfield,
The abolition of the dictatorship, Class. Rev. III. 77. — The con-
sular tribune : Heinze, De tribunis militum cons, pot., Stettin, 1861.
— The praetor: F. Faure, Essai historique sur le preteur remain,
Paris, 1878; O. Lenel, Das Edictum perpetuum, Leipzig, 1883. —
The censor: Servais, La censure, Luxemburg, 1880; Willems, Le
senat de la republique romaine, I. pp. 239-625, Louvain, 1883;
A. W. Zumpt, Die Lustra der Romer, Rhein. Mus. XXV. 465 ff. ;
XXVI. i ff. — The tribune of the plebs : Soldan, De origine, causis
et primo tribunorum plebis numero, Hanau, 1825 ; W. Ihne, Rhein.
Mus. XXI. 161 ff. ; Belot, De trib. pleb., Paris, 1872 ; P. Wehrmann,
Zur Geschichte des rom. Volkstribunats, Stettin, 1887. — The aedile:
E. Moll, Ueber d. rom. Aedilitat in altester Zeit, Philol. XLVI.
98 ff. ; Fr. Hofmann, De aedilibus romanis, Berlin, 1842. — The
quaestor: Wagner, De quaestoribus pop. romani, Marburg, 1848;
Dollen, De quaest. rom., Berlin, 1847. — The interrex : E. Herzog,
Das Institut des Interregnums, Philol. XXXIV. 497 ff. ; Willems,
II. 7 ff . — The city prefect : Franke, De praefectura urbis, Berlin,
1851. — The tribunus militum : Geppert, De trib. mil. legionum rom.,
Berlin, 1872. — The legati : O. Adamek, Die Senatsboten d. rom.
Republik, Graz, 1883; Willems, II. 491 ff. — The decemvirs: E.
Schmidt, Ueber d. rom. Decemvirat, Halberstadt, 1871.
1 See also p. 173.
CHAPTER X
THE SENATE
(a) Composition of the Senate and Senatorial Privileges
259. Method of choosing Senators. The right which
the king had enjoyed of making out the list of senators
(p. 1 6) was inherited by his successor, the consul. This
power had both a negative and a positive side. In his
exercise of it the chief-magistrate could strike names from
the list, or make such additions as would bring the number
up to the normal point. Since the right to exercise this
power probably belonged to each college of consuls, the
roll of senators was subject to revision each year. Towards
the close of the fourth century the plebiscitum Ovinium
(pp. 46 f.) transferred this power to the censor. It was
exercised by him under the restrictions imposed by tra-
dition and by the Ovinian law up to the dictatorship of
Sulla, when the censorship was allowed to lapse. The
office was reestablished in 70, but, although he recovered
the right to remove men from the senate, the censor did
not regain the power to make additions to that body
(cf. p. 194). Sulla and Caesar named senators in an
exceptional way by virtue of the dictatorship which they
held.
260. Number in the Senate. Before the downfall of the
monarchy the normal number in the senate was fixed at
three hundred (p. 16), and according to tradition one of the
Liv. 2. 1. 10. first things done by the patrician consuls after the expulsion
220
THE SENATE 221
of the kings was to fill up the depleted list of the senate.
Sulla raised the number to six hundred, and this continued Appian, B. c.
to be the normal size of the body, although it was tempo- suet.'iul.100'
rarily raised to nine hundred by Caesar. 41, 80.
261. Composition of the Senate. So far as the com-
position of the senate is concerned, its history falls into
four periods. The first extends to 509 ; the second to the
close of the fourth century ; the third to Sulla's dictatorship ;
and the fourth to the downfall of the republic. In the first
period, patricians only were eligible. According to tradition,
however, the establishment of the republic brought with it Liv. 2. 1. 10;
the admission of plebeians into the senate. This change p.^^'ed. M.
is somewhat out of harmony with the aristocratic character
of the revolution of 509, but it may have been inspired by will. I. 35-
a desire to secure the support of the influential plebeians in 4 ' '" ' 93'
the movement against the monarchy. At all events the evi-
dence justifies us in believing that plebeians were admitted
at a very early date. The new senators were called adlecti
or conscripti to distinguish them from the patres. As Festus
says (p. 7, ed. M.) : nam patres dicuntur qui sunt patritii gene-
ris, conscripti qui in senatu sunt scriptis adnotati. In the
third period, from the close of the fourth century to the
time of Sulla, the senate was largely made up of ex-magis-
trates. The change did not come abruptly, however. The
plebiscitum Ovmium, which instructed the censors to give
the preference to ex-magistrates in drawing up the list of
senators (pp. 46-7), probably only gave a legal sanction
to a practice which had been developing for some time.
Under the legislation of Sulla the senate became exclusively
a body of ex-magistrates.
262. Conditions of Eligibility. There were three princi-
pal conditions of eligibility to the senate in Cicero's time.
It was necessary that a senator should be a freeman and a
222 REPUBLICAN PERIOD: DESCRIPTIVE
citizen, that he should have held one of the magistratus
maiores, and that he should not be engaged in any one of
certain specified occupations.
263. Citizen and Freeman. Conformity to the first
condition implied that a candidate for senatorial honors
should have reached his majority, and that he should be in
possession of the full political rights of a Roman citizen.
Furthermore, the sons of freedmen, as well as freedmen
themselves, were ordinarily considered ineligible by the
censors, although probably the former were not excluded
from the senate by law.
264. A Senator must be an ex-Magistrate. The Ovinian
law did not make the holding of a magistracy a necessary
condition of eligibility to the senate, but preference was
given to ex-magistrates. The increase which Sulla made
in the size of the magisterial colleges (p. 105), however,
provided a sufficient number of ex-magistrates to keep the
number of senators up to the normal point, so that, after
his dictatorship, no one was eligible to the senate unless
he had held a magistracy. In the latter half of the first
century the tribune and aedile of the plebs, as well as the
magistrates down to and including the quaestor, had a right
to a seat in the senate. When this right was conferred on
the plebeian aediles it is impossible to say. At least it
would seem to have been granted to them before 122.
The plebeian tribunes acquired the right to a seat in the
senate under the plebiscitum Atinium, which was probably
passed toward the close of the second century. The
quaestor gained the same privilege in the year 81.
265. A Senator must abstain from Certain Occupations.
The Romans felt that certain occupations put a moral
stigma on an individual, that others were incompatible
with the dignity of a senator, that others prevented him
THE SENATE 223
from performing his duties as senator in a satisfactory way,
and that still others unfitted him for passing on public
questions in a disinterested manner. All these occupa-
tions, then, made a citizen temporarily or permanently
ineligible to the senate. To the first class, for instance,
belonged the professions of the lanista, the gladiator, and Lex lul.
the actor. To receive wages or a salary for one's services n.^s ff.
did not comport with the dignity of a Senator, so that the
occupation of a praeco or a scriba excluded the individual Cell. 7. 9. 2 f. ;
in question from the senate. In fact, if a citizen gained M^nic!
his livelihood in any business which required his constant u- 94 ff-
personal attention, that fact made it impossible for him to
perform satisfactorily the duties of a senator. As soon,
however, as he gave up the occupation in question, he became
technically eligible. Finally, since the senate managed the
finances of the state in large measure, men who had taken
public contracts could not be allowed to sit in that body.
266. Property and Age Requirement. Under the repub-
lic probably there was no property qualification for admis-
sion to the senate, but, since no salary was paid to a
senator, the position could be held only by men of means.
Furthermore, a reasonable fortune was required to maintain
the senatorial dignity. The censors must have taken these
facts into consideration in drawing up their lists. No age
requirement was definitely established by law or custom,
but the Ovinian law, when supplemented by the lex Villia
annalis, prevented any one from becoming a senator until
he had reached the age required for the quaestorship (cf.
p. 169). In fact, it may be said in general that obstacles
which prevented a person from becoming a magistrate
prevented him from becoming a senator also.
267. Classes of Senators. We have already had occasion
to notice that plebeians were admitted to the senate at a very
224 REPUBLICAN PERIOD: DESCRIPTIVE
early date (cf. p. 221). A plebeian senator never acquired,
however, two rights which his patrician colleague enjoyed,
viz., the right to act as an interrex, and the right to vote on
the passage of the patrum auctoritas. For a long time a
distinction was made also between the senators who had
the ius sententiae dicendae and the pedarii, who voted on
a motion already made, but were not called on to speak or
make a motion themselves. The composition of these two
Herz. I. classes is a matter of high dispute. As we shall presently
will.' i. 137 f.; see> the presiding officer asked senators their opinions in
Sl R'TTTILO the order of their rank, and it was within his power to
902 ; 111. 902.
terminate the discussion before all the members of the
senate had stated their views. Senators of inferior rank,
therefore, took part only in the discessio, and were called
on, as the Romans put it, only pedibus in alienam senten-
tiam ire. From this fact they derived their name pedarii.
Where the line of distinction was drawn between the pedarii
and their more fortunate colleagues is as unsettled to-day
as it was in the time of Aulus Gellius, who mentions (N. A.
will. 1. 143 f.; III. 1 8) several different explanations of the term. It seems
871 f. probable, however, that the pedarii were plebeian senators
who had never held a curule office. It is also probable
that the conscripti of the early period were restricted in
their exercise of senatorial rights in the same way as the
pedarii were in the period following the Ovinian law.
Herz. For the time of Cicero the term pedarii has no technical
meaning. As already intimated, senators were classed as
consulares, praetorii, aedilicii, tribunicii, and quaestorii, and
their opinions were asked in the order indicated. From
perhaps the third century down to the time of Sulla a patri-
cian senator of the rank of censor usually stood at the head
will. i. in f. of the list. He was called the princeps senatus, and his
opinion was asked first.
MEETINGS OF THE SENATE 22$
268. Insignia and Privileges. Members of the senate
in Cicero's day were distinguished by certain insignia,
indicating their position. These ornamenta senatoria, as
they were called, were the calceus scnatorius, the tunica Cic. Phil. 13.
latidavia, and the anulus aureus, although the gold ring i^.^f'.f
was not the peculiar mark of senatorial rank, but was worn Festuf>
v. mulleos,
by knights also. Senators who had held a curule office p- 142, ed. M.;
wore a special shoe called the mulleus. Certain special pun.' N! k45 '
privileges were also granted to senators. After 194 seats 33- " f-
Liv. 34. 54. 4 ;
were reserved for them at the public games. At dramatic Cic. de Har.
performances too the orchestra was set apart for them, and
a not unimportant privilege was the ius legationis liberae Mai- I7<
(cf. p. 217). They enjoyed, except for a period of about
fifty years (cf. pp. 97, 106, 109), the right of sitting on
the jury. Corresponding to these privileges were certain ,
restrictions which we have already considered.
(b) Meetings of the Senate
269. The Presidency of the Senate. The right to call
the senate and preside over it, the ius agendi cum patribus, Cell. 14. 7. 4;
was enjoyed by the dictator, consul, praetor, interrex, city 3.1i'0.e
prefect, master of the horse, and, after the middle of the
fourth century, by the plebeian tribune. Up to the time of
Sulla the consuls were absent from the city a great part of
the year, so that, strangely enough, the presiding officer in
the senate must usually have been, not the chief-magistrate,
but his representative, the praetor urbanus. In the early
period, in case both consuls were in the city, the presi-
dency of the senate fell to the consul who had the fasces
(cf. p. 155). Later it is impossible to tell how the matter
was decided. Each consul had the right to convoke the
senate, and he could not be prevented from doing so by
226 REPUBLICAN PERIOD: DESCRIPTIVE
the veto of his colleague. In the later years of the republic,
therefore, when the two consuls not infrequently belonged
to different political parties, cases of conflict must have
Suet. lul. 20. occurred. In one instance, at least, the weaker of the
two abstained altogether from political action. After the
senate had finished the business which the chief-magis-
trate had to lay before it, it was competent for any other
magistrate, having the ius referendi, to lay questions before
it, unless such action was forbidden by the chief-magistrate.
Consequently, the business which the tribune had to bring
before the senate was usually laid before it in that way.
The cases in which the tribune convoked the senate were
very few. It is evident that the three officials who pre-
sided over the senate most frequently were the consuls,
praetors, and tribunes. Accordingly, official communica-
tions were ordinarily addressed to them (e.g., M. Tullius
M. f. Cicero procos. s. d. cos. pr. tr. pi. senatui, Cic. ad
Fam. XV. i), and to them the senate intrusted the welfare
of the state in the senatus consultant ultimum. The ius
referendi carried with it, not only the right to convoke the
senate, to lay matters before it for consideration, and secure
legal action upon them, but also to determine the order of
business.
270. Place and Time of Meeting. The senate was
Liv. 3. 38. 8. called together by a praeco or by a proclamation. The
usual place of meeting was the curia Hostilia, at the
northeast corner of the forum. There were no days fixed
by law for the meeting of the senate. On the other hand,
Will. in the later years of the republic, perhaps after 61, it could
not be called on certain dies comitiales. A session ordi-
narily began early in the morning and ended before sunset.
Cell. 14. 7. 8. In fact, the legality of a senatus consultum passed at a night
session was questioned. The public were not admitted to
MEETINGS OF THE SENATE 22/
the senate chamber, but the doors were left open, so that
it was possible for them to follow the discussion, and their
expressions of approval and disapproval often interfered Cic. ad Q. fr
with the orderly transaction of business. On rare occasions 2' I0
the senate went into executive session. In such a case the
doors were closed, and the lictors and viatores, who acted Liv. 42. 14. i
as sergeants-at-arms, were excluded. In the senate chamber
each member chose the place on the subsellia which suited Cic. in Cat^
his fancy. The magistrates were on a raised dais, the adVam. *
consuls and praetors seated in their curule chairs, and 3- 9- 2-
the tribunes on a longum subsellium. Members rose when
addressing the senate and when the magistrates entered
and retired.
271. Quorum. A quorum does not seem to have been
necessary for the transaction of ordinary business, but action
on certain matters required the attendance of a specified c. I. L. 1. 196,
11 8 f •
number. In particular toward the end of the republic a Ascon.' p. 58,
quorum was necessary when senatus consulta were passed ^* ^;F
with reference to the assignment of the consular provinces. 8. 9. 2.
The presiding magistrate could enforce the attendance of
members who were absent without sufficient reason, but Cic. Phil,
recourse was rarely had to such extreme action. GeU 1+7.10.
272. Procedure during the Debate. The magistrate who
was to preside made an offering and took the auspices
before the meeting. At the beginning of the session Cic. ad Fam.
dispatches were ordinarily read, and statements were made GeU.^3 7. 9.
by the presiding officer, or by others who were authorized
by him to speak. Business was definitely brought before
the senate by the relatio 01* the presiding officer, whose
remarks began with the formula : quod bonum felixque sit
populo Romano Quiritium, referimus ad vos, patres con-
scripti .... The committee system was employed on rare
occasions. The presiding officer could make a simple
228 REPUBLICAN PERIOD: DESCRIPTIVE
statement of the facts, or he could advocate a certain course.
In rare cases he laid a definite motion before the house.
After having stated the case, he could call for a vote at
once. This plan was seldom adopted, except when a
matter was unimportant, or when the support of the
majority to a given proposition was assured beforehand.
The demand of a senator for an opportunity to debate a
question (consule) would scarcely be disregarded. Ordi-
narily, then, after the business before the senate had been
stated, the presiding officer, following the order of rank,
proceeded sententias rogare. The order was that already
indicated (p. 224), except that, after the middle of the
second century, the consuls-elect were first asked their
opinions. In a similar way the praetores designati took
precedence of the praetor ii. Preference was shown for the
opinion of the magistrates-elect, because they were likely
to be called on to carry out the measure under considera-
tion. The senators, as they were called on in turn, could
either address the house on the question at issue, closing
their remarks with a motion, or they could indicate their
agreement with a motion already made. In responding to
the request of the presiding officer for his opinion, a senator
was not required to confine his remarks to the question
before the house, but he could, if he wished, speak on
Cic. ad Fam. matters entirely foreign to it, and could request the presid-
ing officer to bring these matters before the senate. This
privilege was a very important one, and made up in large
measure for the lack of the right of initiative, which right
technically the presiding officer alone had. Senators spoke
on a question as long as they saw fit, so that the opponent
of a measure could prevent action on it by talking until
sunset. The chairman had the right to stop a member
adopting such a course by ordering a viator to take him into
MEETINGS OF THE SENATE 229
custody, but there is only one known instance where a Cell. 4. 10. 8.
presiding officer made such an attempt, and his efforts
ended in a practical failure. Speeches were often violent Cic. ad Q. fr.
and personal, and were frequently interrupted by cries of saii.3Cat.2'
approval and disapproval on the part of the senate. The 53> '•
presiding officer brought the discussions to an end when
he saw fit. Probably many of the senators were given no
opportunity to speak. Magistrates in office, who sat in the
senate, were not asked their opinions.
273. Method of Voting. If, during the debate, only one
motion had been made, the presiding officer, in case he
accepted it, put it to vote. If several propositions had
been made, he had the right to reject those which were
unacceptable to him, and to put the others to vote in any Caes. B. c.
order which he preferred. The first motion to receive the £ic.' piiii.
support of a majority constituted the action of the senate. Jtp2'
If a motion comprised several different propositions, a 10. 12. 3.
division of the question could be called for, but the pre- Cic. ad Fam.
siding officer was not obliged to grant the request. At
the request, qui hoc censetis, illuc transite ; qui alia omnia,
in hanc partem, the supporters of a measure passed to one
side of the house to be counted, the opponents to the
other. Magistrates in office did not vote. The result was
announced by the presiding officer.
274. The Intercessio in the Senate. The par potestas
(p. 154) conferred on the colleague of the presiding officer
the right to interpose his veto. In point of fact, however,
the veto power was rarely exercised by any other official
than the tribune, but, as we have already seen (pp. 198 f.),
he could exercise that power at any point in the proceed-
ings. An action of the senate which no official had vetoed
was called a senatus consultum. In case of an intercessio, the
action of the senate had no legal value, but, inasmuch as it
230 REPUBLICAN PERIOD: DESCRIPTIVE
represented the opinion of a majority of the senate, it had
moral force, and was set down in writing and preserved,
constituting what was known as a senatus auctoritas, to be
distinguished, of course, from an auctoritas patrum (p. 50).
275. Formulation and Publication of a Senatus Con-
sultum. The propositions appended to the third, eighth,
and ninth of Cicero's Philippic orations give one an idea
of the form of the motions on which the senate voted.
A motion was set down in writing in its final form after a
meeting by a committee chosen by the chairman. This
committee was usually made up of those who had sup-
C. I. L.I. 196; ported the measure. There were two essential parts in
Cic°ad Fam. sucn a document : the preamble, or praescriptio, and the
action proper. The preamble gave ordinarily the name of
the presiding officer, the place and time of meeting, and the
names of the members of the committee chosen to put the
measure in its final form (adesse scribendo}. Then came
a statement of the question on which action had been
taken, usually introduced by such a phrase as, quod M.
Marcellus cos. v(erba) f(ecif) de, etc., followed by the
action itself. At the end of the document, in the case of
a senatits consultant, stood the word c(ensuere) ; in the case
of a senatus auctoritas, the name of the magistrate or mag-
istrates who had interposed a veto. It was incumbent on
the presiding officer to see that the action of the senate
was communicated to those concerned, and, to deposit the
official copy of a motion in the aerarium (cf. p. 208).
Suet. lul. 20. One of the laws of Caesar of the year 5 9 provided that
official report's of the proceedings of the senate should be
made and published.
276. The Roman Senate and Modern Legislative Bodies.
The method of transacting business followed in the Roman
senate was in many respects in marked contrast to that of
MEETINGS OF THE SENATE 231
modern legislative bodies. In modern legislative assemblies
a large amount of the work is done by standing or special
committees, which carry on extended investigations, and,
on the basis of the information thus obtained, recommend
certain action to the main body which they represent.
The Romans made practically no use of the committee sys-
tem. The fact that in our modern legislative bodies there
are important committees, and that the presiding officer
in most cases determines their personnel, gives him great
influence in controlling members and in directing legis-
lation. The presiding officer in the Roman senate had
no such means of controlling that body. Furthermore,
there were no well-organized parties in Rome, nor was the
presiding officer in the senate a party leader to the same
extent that the Speaker, for instance, of our House of Rep-
resentatives is. Party government, with all that it implies
in the way of a definite programme, of caucuses, and of
concerted action, was practically unknown.
The senate was distinguished from most modern parlia-
ments in that it could meet only when it was convoked by
a magistrate. This state of things was consistent with the
theory that the senate was not a legislative body, but an
advisory council. It rested, of course, with the magistrate to
decide when he needed advice. The plan did not work in-
conveniently, since the members of the senate were within
call of the senate-house. In harmony with this theory of the
functions of the senate was the further fact that the order
of business was in the hands of the presiding officer, and
was not determined, as with us, by the house itself. This
theory also accounts for the fact that senators did not have
the right of initiating legislation, that they could not even
speak until they were called on, that the presiding officer
could stop a debate when he saw fit, and that he could
232 REPUBLICAN PERIOD: DESCRIPTIVE
refuse to put a motion unacceptable to him. As we have
seen, however, most of these limitations had little practical
meaning. The senate, for instance, had such effective
means of forcing a magistrate to convoke it, that no mag-
istrate ever succeeded in ruling without asking its coopera-
tion, and the right to initiate legislation, although theoreti-
cally denied, was practically exercised in a roundabout
way. It is a matter of surprise that the Roman senate was
able to transact complicated business in a wise and orderly
way under the loose system which it followed. We have
already noticed that business was not prepared for it by
committees, but almost all sorts of intricate matters were
taken up for the first time on the floor of the house.
Furthermore, a comparatively short time was given to the
settlement of important questions. There was little of that
parliamentary machinery which we think so essential to the
orderly transaction of public affairs. There was apparently
no fixed order of business. A quorum was not ordinarily
necessary. A dozen motions might be under consideration
at the same time, and what must have made the situation
still worse is the fact that the consul could not prevent
members from discussing matters entirely foreign to the sub-
ject which he had brought up for consideration. Motions
were rarely written down, and, in fact, no official minutes
were kept of a meeting, but the senate relied on the memory
of the presiding officer or on notes taken by individual sena-
tors. Finally, any one of the ten tribunes could interpose
his veto and make the action of the senate invalid. These
weak points in its method of doing business were offset by
its frequent meetings, by the fact that its members were
almost all experienced administrative officers, by its willing-
ness to profit by its own long experience and by the wisdom
of those best qualified to advise it.
POWERS OF THE SENATE 233
(c) The Powers of the Senate
277. Exclusive Rights of Patrician Senators. The spe-
cial rights which the patrician members of the senate
always retained have already been noticed (p. 224). Of
these the right to vote the auctoritas patrum was robbed
of all significance by the Publilian law of 339 (pp. 50 f.).
The right to choose an interrex from their own number was
very likely a political privilege of some value during the
stormy years of the late republic. At all events, the insti-
tution served to give continuity to the government.
278. Relations of the Senate to the Magistrate and the
Comitia. As for the senate taken as a whole, we have
already had occasion to notice (pp. 65 ff.) that the relations
which it bore to the magistrate and to the popular assem-
blies gradually underwent a radical change. In the period
of its ascendency the magistrate was little more than its
presiding officer and minister, while a great part of the
business of legislation came before the senate, not before
the comitia, and even the matters on which the popular
assembly ultimately took action were discussed and put in
final form for submission to it by the senate. Traditional
usage always determined under the republic, however, the
relation which its action bore to that of the popular
assemblies. A senatus consultant never stood on the same
plane as a lex. It could not annul a lex, nor was it valid
if its provisions violated those of a lex. It could, however,
interpret enactments of the popular assembly. It could
provide for, matters not already covered by them, even
when in so doing it seemed to usurp the constitutional
rights of the comitia, because in so doing, if the tribune did
not interpose his veto, it could be assumed that its action
was acceptable to the populus.
234 REPUBLICAN PERIOD: DESCRIPTIVE
279. Authority in Religious Matters. The three fields
in which its activity was greatest were those of religion,
finance, and foreign politics. The ordinary management of
religious matters was intrusted to the pontifex maximus
and the special colleges of priests. Certain regularly
recurring events of a religious character, like the celebra-
tion of the games, were in charge of the magistrates ; but
the welfare of the state depended on the favor of the gods,
and, therefore, when the gods indicated their will in some
extraordinary fashion, or when an important change in
the established religious order was contemplated, the fact
became one of great political concern, and it was important
to get the advice of the senate. For this reason, the senate
Cell. 4. 6. i f. ; was consulted when prodigies had occurred, when new rites
2 ff.;2^.1!. were to be introduced, or religious ceremonies to be regu-
lated. Ordinarily these matters were laid before the senate
by the magistrates, and that body instructed the proper
religious authorities to make investigations, on which ap-
propriate action could be based. This action consisted,
in the case of prodigia, in the removal of the cause of
offense, in making offerings, and appointing festivals. The
senate, by its control of appropriations, also exercised some
authority even over the ordinary management of religious
affairs.
280. Control of Public Finances. It has been well said
that the control of public finances under the republic was
an administrative rather than a constitutional question.
The right which the chief-magistrate originally had to
receive and to pay out public moneys passed over in part
to the senate ; in large measure because the magistrate
often voluntarily referred such matters to it, for the sake
of getting its advice and moral support. In short, the
same influences (cf. pp. 67 f.) which helped the senate to
POWERS OF THE SENATE 235
encroach on the traditional prerogative of the magistrate
in other matters were at work in this case also. A magis-
trate with a brief tenure of office could not maintain his
power over against a permanent assembly, whose members
held their position for life. In the case of the finances the
encroachment of the senate was encouraged by two special
facts. At a comparatively early date the supervision of the
treasury was taken from the consul and given to an inferior
official, the quaestor (p. 207), whose position made him
even more amenable to the senate than the consul might
have been. Furthermore, a large share of the consul's
financial business was transferred to the censor (p. 194)
after the middle of the fifth century. Notwithstanding
these changes, the consul still retained some freedom of
action, inasmuch as appropriations were made not in an
itemized form, but in lump sums, and the magistrate was
not required to give the senate an itemized account of the
receipts of the treasury. In other words, the control which
the senate had over the finances of the state was far less
complete and definite than that exercised by a modern
parliament. The senate appropriated money for the army, Liv.-24. n.
for the public games, and for the construction and main- J2ffy225'
tenance of public works. It authorized the imposition of
the tributum, and fixed the tribute to be paid by the Liv. 23. 31.
provinces. The control of state land was always in dispute ££; de off.
between the senate and the popular assemblies, and the 3- 87-
influence of the latter varied according to the democratic
or oligarchic tendency of the times.
281. Concluding Treaties, Declaring and Carrying on
War. The ultimate right to declare war and to conclude a
treaty of peace rested with the people. In practice, how- Polyb. 6. 14;
ever, both questions were really settled by the senate. In ^j^.1"*
the first place, a consul would never take the responsibility
236
REPUBLICAN PERIOD: DESCRIPTIVE
Liv. 8. 2 ;
21.6; 21. gf.
36. 27. 7 ;
38. 45. 5-6.
Liv. 9. 5. I ;
21. 17.4;
37- 55- i-3-
Cic. ad Fam.
15. i; 15. 2.
Liv. 23. 21.
i ff. ; 23. 34.
10 f . ;
Cic. ad Fam.
15. 4. 13.
Liv. 6. 1 6. 6.
of bringing such important matters before the comitia
without previously consulting the senate (cf. pp. 176 f.).
In the second place, the senate actually conducted all the
diplomatic negotiations which resulted in a treaty or a
declaration of war. These negotiations were usually carried
on, in the one case, between the senate and ambassadors
representing the power concerned, in the other case,
between a senatorial commission and the government of
the people concerned. Only when a definite conclusion
had been reached was the result submitted to the people
for action. In the early period, when wars were carried
on near Rome, the senate exercised a great influence over
their conduct. When, in the later period, the scene of
war was farther removed, the detailed control of a cam-
paign by it was, of course, impossible. However, com-
manding generals still deferred to its wishes, and reports of
military movements were regularly sent to it. The senate
found an effective means of controlling generals in the field
in the fact that with it rested the right to appropriate
money for a campaign, to provide reinforcements, and to
grant a triumph or a supplicatio in case of a success.
282. Administration of Italy. Every extension of
Roman citizenship required the consent of the people,
so that in founding a Roman colony a lex was necessary.
A Latin colony, however, could be established by virtue
of a senatus consultum, which could also determine the
number of colonists, and the amount of land to be assigned
to each of them (cf. pp. 59 f.). The general control of affairs
in Italy was divided between the consul and the senate.
The consul was charged with the protection of Italy from
incursions, and the maintenance of peace within its borders
(cf. pp. 179 f.). It was the duty of the senate to guard the
interests of the central government, and to provide for the
POWERS OF THE SENATE 237
administration of justice in certain cases. To cope with
cases of treason, conspiracy, riot, or insurrection, a magis- Liv. 9. 16.
2-10 ;
10. i. 3.
trate with the imperium was sent by the senate to conduct
an investigation and inflict punishment. Epidemics of
crime, which the local authorities did not seem able to Liv. 39. 41 ff.
control, were dealt with in the same way. When two
communities fell into a dispute the senate appointed a Liv. 45. 13.
commission from its own number with power to settle the c°ic. ad Att.
difficulty. Communities which seemed to have failed in 4- *s- 5-
their duties to Rome were required to send representatives Liv. 27. 38.
to the city to explain the situation. If their explanations 3~5' 2-
were not satisfactory, the towns in question were punished.
283. The Senate and the Provinces. The important
part which the senate played in the organization of a
province has been considered in another connection (pp.
89 ff.), but its control had by no means come to an end,
when the provincial charter had been drawn up. Usually
at the beginning of the year it decided which provinces Liv. 24.43. 9»
should be consular, and which praetorian. Thereupon the a&a&jff./
consuls and praetors cast lots for their respective provinces, 42; I0> " {
or came to a friendly agreement on the subject. Some- 42. 31. i.
times the decision was made after the election, but before
the end of the year. The lex Sempronia de provinciis of Cic. de Prov.
123 effected an important change in this arrangement by saSfiug.
requiring the senate to designate the consular provinces 27-3~4-
before the election of the consuls to whom they would be
assigned. This prevented it from favoring political friends
or punishing political opponents. The praetorian provinces
were still designated after the elections had been held.
The lex Cornelia of 81 definitely instituted the promagis-
terial system for the provinces (cf. p. 105), but made no
important change in the part which the senate played in
the appointment of provincial governors. The lex Pompeia Dio, 40. 56.
238 REPUBLICAN PERIOD: DESCRIPTIVE
de provinciis of the year 52, which provided that an interval
of five years should elapse between the time when one held
the consulship or praetorship at Rome and took the gov-
ernment of a province, also directed that the designation of
the provinces as consular or praetorian in a given case
should be made just before the governors went out to their
provinces, that is, about four years after their term of office
in Rome had come to an end. After the allotments had
been made, senatus consulta de provinciis ornandis were
passed, assigning troops and appropriating money for the
several provinces. Complaints made by the inhabitants of
a province were addressed to the senate, and, although it
rarely interfered in the management of a province, when
it did consider favorably a provincial appeal, its action
prevailed over the edict of the governor.
284. The Senate and Foreign Affairs. The conclusion
of a treaty with a people which had been at war with Rome
required, as we have seen (p. 235), the sanction of the
people, but the senate on its own motion was competent
to enter into a friendly alliance with a foreign nation in the
name of the Roman people, to assume the protectorate
of a territory, or to confer the title of king or friend of the
Roman people on a foreign potentate. To it also foreign
nations addressed their complaints against Rome or Roman
officials. Similarly, demands or requests addressed to foreign
countries were sent by the senate. Embassies from hostile
or friendly nations came to it. The representatives of
friendly powers were received into the city and entertained
at public expense. If the senate wished to hear the state-
ments of an embassy from a hostile people, a meeting was
held outside the city ; otherwise the ambassadors were
ordered to leave Italy at once. On the day when the mem-
bers of a friendly embassy were to be heard by the senate
POWERS OF THE SENATE 239
they were taken to the Graecostasis, a structure near the Varro, L. L.
curia, set apart for ambassadors, and later conducted into Lv! a& 31 1 ;
the senate by the magistrate, and allowed to make a state- 3°- 22- 5^
ment in the Latin language. After a certain date the use '
Val-
of Greek was permissible. Then they were questioned by
members of the senate, retired during its deliberations, but
returned to hear the decision which had been reached. In
some cases the senate appointed a committee to confer
with the ambassadors and to make a report to it. The
sending of embassies to foreign states was authorized by Liv. 34. 59. 8.
the senate, and all the members, usually three in number,
of such embassies were senators. Two circumstances in
particular robbed the senate in the first century of its influ-
ence in foreign affairs. In the first place, almost all the
peoples with whom the Romans had in the early period
carried on diplomatic relations were now subject to Rome,
and were therefore governed by Roman officials. In the
second place, campaigns were carried on at such a dis-
tance from Rome that it was usually impracticable for the
senate to dictate the terms of a treaty, and commanding
officers found it easy to carry on the negotiations with-
out paying it much attention. Furthermore, the extraor-
dinary powers which were granted to generals in the field,
as to Sulla, Pompey, and Caesar, or the powers which
circumstances allowed them to assume, contributed to the
same result.
285. Measures of Public Safety. In another connec-
tion (pp. 181 f.) reference has been made to the various
extraordinary measures which the senate took at moments
of great public danger. These measures included the
declaration of a tiimultus or a iustitium, the appointment
of a dictator, and the passage of the senatus consultum
ultimum.
240 REPUBLICAN PERIOD: DESCRIPTIVE
286. The Tumultus and lustitium. The dictator could
declare a tumultus or a iustitium without waiting for any
action on the part of the senate, but if a dictator was not
Liv. 10. 21.3; in office, the declaration was made by the senate. When
a tumultus had been proclaimed, the city was occupied with
troops, the citizens put on the sagum, and all exemptions
from military service were canceled. The declaration of
a iustitium involved the suspension of all business not
required by the exigencies of the case. After the period
of the Gracchi, both these measures were taken to supple-
ment the senatus consultum ultimum, but only when a
citizen had put himself at the head of an armed force,
and had been declared an hostis rei publicae.
287. Appointment of a Dictator and Passage of the
Senatus Consultum Ultimum. A dictator was named by
the consul, at the bidding of the senate, when the integ-
rity of the commonwealth was threatened by wars without,
or by disorders within the confines of the state (cf. p. 181).
A dictator was appointed for the last time in 202. Three
facts explain the disappearance of the office. It had been
used as a weapon by the patricians in their struggle with
the plebeians, but the assumption by the people in the year
2 1 7 of the right to pass the enabling act took the office out
of the hands of the senate and made it useless to it. In the
second place, the dictatorship had been gradually stripped
of the exceptional powers which differentiated it from the
consulship (cf. p. 183). Furthermore, during the first
seventy years of the second century, no critical situation
developed in Italy, and the ascendency of the senate was
unquestioned, so that it felt no need of passing exceptional
measures. But the agitations of the Gracchi arrayed the
democracy against the nobilitas, and the senate cast about
for means to hold the opposition in check. Now the
POWERS OF THE SENATE 241
appointment of a dictator meant the investiture of an
extraordinary magistrate with extraordinary powers, but
the right to make such an appointment was no longer
the exclusive prerogative of the senate. The same object
could be attained, however, by conferring extraordinary
powers on a regular magistrate. This step it took in 132 by
granting to the consuls of that year the right to judge and Plut. Ti.
condemn to death those found guilty of taking part in the vai.2Max.
revolutionary proceedings of Tiberius Gracchus. This led 4- 7- 1-
to the passage of the Sempronian law in 123 (cf. p. 98),
which forbade the execution of any citizen until he had
been heard by the people. Two years later, however, the
senate voted uti L. Opimius consul rem publicam defenderet, Cic. Phil.
and, under the authority of this action, the consul attacked 8' I4'
the Gracchan party, which had seized the Aventine hill
and killed C. Gracchus and several of his followers. In
the year 100, during the agitation of the tribune Saturninus
(cf. p. 100), the consuls, with the help of the tribunes
and praetors, were directed to see to it ut imperium populi Cic. pro Rab.
Romani maiestasque conseruaretur. Somewhat similar action F
was taken in the years 88, 83, 77, 63, 62, 52, 49, 48, 47,
and 43. The special power exercised by the magistrate
under this decree of the senate was that of putting citizens
to death without granting them the privilege of appealing
to the people. This proceeding was, of course, in direct
contravention of the lex Sempronia of the year 123, and
the popular party never recognized the constitutionality of
it. The modification which Cicero introduced in the plan
followed by earlier magistrates, of asking for a specific vote
by the senate on the disposition of the accused persons,
does not make his course more or less constitutional than
that of his predecessors \ for if the senate was competent to
act as a court of last resort, and to condemn citizens to
242 REPUBLICAN PERIOD: DESCRIPTIVE
death, it was competent to empower the consuls to impose
the death penalty through the s. c. ultimum, and specific
action was unnecessary. If it was not competent in the
first instance, it could not itself impose the penalty. The
whole question of the constitutionality of the s. c. ultimum is
a matter of high dispute. In point of fact, the question
seems to bring into conflict two irreconcilable theories of
government, each of which prevailed to a greater or less
degree at different periods. The senate maintained, as
Cic. de Legg. Cicero put it, salus populi suprema lex est. Furthermore,
it claimed to have the right to decide when the safety of
the state required the assumption on its part of extra-con-
stitutional powers, and it claimed to be the ultimate deposi-
tary of supreme power. The first one of these propositions
will scarcely be questioned. Various historical considera-
tions support the senate's contention on the other two
points. As we have seen (p. 10), when the chief-magistracy
became vacant through death or otherwise, the sovereignty
returned to the patres. Furthermore, up to the year 217,
the seriate exercised not infrequently the right to decide
when the public safety required the suspension of the consti-
tutional rights of the citizens, and in accordance with its
judgment instructed the consul to appoint a dictator. Its
failure to exercise that power for the next century or more
did not imply the loss of it. Opposed to this view of the
situation, on which the senate could rest its claim, was the
democratic theory that the will of the people is the law of
the land, and the successive achievements of the popular
party mark the advance made from time to time in forcing
the acceptance of that theory. The full recognition of
it, with a somewhat narrow interpretation of the word
"people" (cf. p. 51), was secured in 287. The failure of
the people to make full use of their power does not imply an
POWERS OF THE SENATE 243
abandonment of the principle. Indeed, the fact was freely
recognized that a decree of the senate could not stand
against the action of the popular assembly (cf. p. 233).
The position of the popular party was, therefore, a strong
one when it maintained that no se?iatus consultum could
suspend the action of the lex Sempronia de provocatione.
The special plea which was made on certain occasions by Cic. in Cat.
the advocates of the senatorial prerogative, that the indi-
viduals concerned had become enemies of the state and,
therefore, had forfeited the rights of citizenship, is a piece
of sophistry, because to concede to the senate the right on
its own authority of declaring that a citizen who had not
openly taken up arms against the government was an hostis
rei publicae was to grant it indirectly the power of suspend-
ing the action of a lex. The question is, therefore, like the
old problem of free will and necessity, and it will probably
be decided by different students according to the theory
of ideal government held by each of them. In this con-
nection we may mention the action of the senate declaring
that certain individuals were acting, or would act in a given Cic. ad Att.
case, contra rem publicam. Such a motion on the part of 2^24. 3;'
the senate, usually directed against magistrates, often pre- g^J™'
ceded the passage of. a s. c. ultimum, and indicated the Caes. B. c.
intention of the senate to pass that measure, if the persons
concerned persisted in the course which they had taken.
SELECTED BIBLIOGRAPHY :
Composition of the senate and senatorial privileges : Willems, Le
senat de la republique romaine, Vol. I, Louvain, 1883 ; Th. Momm-
sen, Romische Forschungen, I.2 218-284; G. Bloch, Les origines
du senat remain, Paris, 1883 ; Fr. Hofmann, Der rom. Senat zur
Zeit der Republik, Berlin, 1847 5 Lange, De plebiscitis Ovinio et Atinio
1 See also pp. 22, 173, 219.
244 REPUBLICAN PERIOD: DESCRIPTIVE
disputatio, Leipzig, 1878 ; Monro, On the pedarii, Journ. of Phil.
IV. (1872) 113-119.— Meetings of the senate: C. Bardt, Die Senats-
sitzungstage der spateren Republik (in Hermes, VII. 14 ff.) ; Zur
lex Caecilia Didia (ibid. IX. 305 ff.) ; Lange, Die lex Pupia (in
Rhein. Mus. (N. F.), XXIX. 321-336, and XXX. 350-397) ; Lanciani,
L'aula e gli uffici del senate romano (Mem. dell' Accad. dei Lincei,
XI) ; Mispoulet, La vie parlementaire a Rome sous la republique,
Paris, 1899; B. Pick, De senatus consultis Romanorum, Part I,
Berlin, 1884; Hiibner, De senatus populique actis, Leipzig, 1859;
Willems, Vol. II. — Powers of the senate : H. Genz, Das patri-
zische Rom, Berlin, 1878; Soltau, Altromische Volksversammlungen
(109-226), Berlin, 1880; Nissen, Das lustitium, Leipzig, 1877;
Willems, Vol. II.
CHAPTER XI
THE PEOPLE
(a) Citizens and their Rights
288. How Citizenship could be Acquired. The rights
of citizenship could be acquired by birth, by naturaliza-
tion, or by manumission. They belonged, therefore, to the
issue of a legal marriage (iustum matrimoniuni], contracted
between those who had the ius conubii. Before 445 the
ius conubii was enjoyed by the patricians only, but in
that year it was given to the plebeians also (cf. pp. 33 f.).
Foreigners could gain the rights of Roman citizenship only
through action of the popular assembly, although, in the Liv. 4. 4. 7.
later years of the republic, generals in the field seem to Cic. pro Arch,
have usurped this prerogative of the people in a few cases.
Special facilities were granted to the Latins and the allies
in acquiring citizenship, as we shall presently see. The
formal announcement of a slave's freedom by his master
made him a citizen. This announcement could be made
in the presence of a magistrate, or in a will, or the master
could confer freedom and citizenship on him at the same
time by having his name enrolled in the censor's list.
289. How it could be Lost. Roman citizenship implied
personal liberty. Consequently, any one who was captured
in war, turned over to the enemy, or sold into slavery, lost
it completely. This complete forfeiture of civic and family
rights, as well as of freedom, was known as the capitis
deminutio maxima. Captives who returned to the city
245
246 REPUBLICAN PERIOD: DESCRIPTIVE
could regain their rights. The capitis deminutio media im-
plied the loss of all civic and family rights, but not of personal
liberty. Those who had become citizens in another state,
who had gone into voluntary exile, or had been banished,
suffered this penalty. Capitis deminutio minima took place
in case of adoption. The adopted person lost the family
rights which he had formerly enjoyed, but he acquired the
rights of the family into which he was adopted.
290. Three Classes of Freemen. There were three
classes of freemen under the republic : (I) those who had
the full right of Roman citizenship ; (II) those who enjoyed
it only in part or when they had conformed to certain
conditions; and (III) those who in their own persons had
no rights before the law.
291. Equalization of the Rights of Citizenship. Under
the monarchy patricians alone had the full rights of Roman
citizenship. What these rights were, and what the position
of the plebeians was, we have already had occasion to notice
(pp. 17 f.). The remodeling of the army by Servius
Tullius (p. 20), and the development of the new organi-
zation into a political body under the republic (pp. 26 f.)
brought important civil and political rights to the plebeians.
Henceforth they participated in the meetings of the centu-
riate comitia for the enactment of laws and the election of
magistrates. The lex Valeria allowed them to appeal to
the popular assembly in case the death penalty had been
imposed by a magistrate (p. 27). The establishment of
the tribunate in 494 gave them greater protection against
patrician magistrates (p. 28), and at the same time secured
to them a political institution in which the patricians had
no part. By the lex Canuleia of 445 they gained the ins
conubii between themselves and the patricians. The polit-
ical agitation of the fourth century secured them admission
RIGHTS OF CITIZENS 247
to the magistracies and to certain priesthoods. The pas-
sage of the Valerio-Horatian, Publilian, and Hortensian
laws technically freed the popular assemblies, and in par-
ticular the plebeian tribal assembly, from the control of
the patrician element in the senate (pp. 49 f.).
(I) Content of the Civitas Romana. Henceforth citizen-
ship meant practically the same for patricians and plebeians.
It included the iura commercii, conubii, provocations, legis
actionis, suffragii, and the ins honorum. The privileges
retained by the patrician consisted in the right to hold the
priestly offices of flamen and of rex sacrorum, and to be
one of thefratres Arvales, Salii, and Luperci, to take part
in the passage of the anctoritas patrum, to act as an interrex,
and to be a member of a gens, and, consequently, of the
comitia curiata (cf., however, p. 252). On his side the
plebeian alone was eligible to the tribunate, and none but
plebeians could' participate in the meetings of the concilium
plebis.
(II) Restricted Citizenship, i . Freedmen. A second class
of freemen enjoyed the rights of Roman citizenship only in
part, or when they had satisfied certain conditions. In this
category were the freedmen. They never gained the right
to sit in the senate, and, up to the time of Appius Claudius,
they were not enrolled in the tribes. The radical improve-
ment which he made in their position (cf. pp. 54 ff.) was
partly lost in the reaction of 304, which restricted them to
the four city tribes (cf. p. 56). Numerous attempts were Herz. I. 996.
made by democratic leaders in the first century to secure
them admission to other tribes, but without permanent suc-
cess. The concession which was ultimately made to them
with reference to admission to the senate has been noted
in another connection. They had the ius commercii and
technically the ius conubii.
248 REPUBLICAN PERIOD: DESCRIPTIVE
As we have already seen, certain offenses, or a reprehen-
sible mode of living, might take from a citizen his right to a
vote, or might deprive him of its full value, and the magis-
trate presiding at an election could refuse to consider the
claims of an objectionable candidate (p. 169). This, of
course, amounted to a loss of the ius suffragii or the i'us
honorum, as the case might be.
2. Latini. Under \hzfoedus Cassianum, which tradition
assigns to the year 493, the members of the Latin league
enjoyed the ius commerdi, and probably also the ius conu-
bii. The war of 338 broke the power of the league and
enabled Rome to make with each one of its members
(cf. p. 57) separate arrangements, in all of which the ius
commerdi was seriously restricted. From that time the
rights of these communities depended entirely on their
treaties with Rome and differed in different cases. The
Latin colonies which the Romans began t'o found in the
fourth century held nearly the same relation to Rome as
the communities just mentioned, and a statement of the
rights which the settlers in these colonies enjoyed will
apply also to the members of the Latin communities allied
N with Rome. They had the ius commerdi and perhaps the
Liv. 25. 3. 16. ius conubii. In Rome they were allowed to vote in a tribe
determined by lot. Furthermore, a Latin could exercise
the rights of Roman citizenship in Rome, provided he had
left a son at home. In the colonies founded after 268 this
Appian, B. c. privilege was restricted to those who had held a magistracy
and, from the year mentioned, the ius conubii was no longer
given to new colonies. The civttas Romana was probably
granted to all communities in Latium in the early part of
the second century, and, as a result of the Social war, all
cities in Italy of the class under consideration acquired the
rights of Roman citizenship (cf. pp. 101 f.).
POLITICAL DIVISIONS 249
3. Gives sine suffragio. About 353 the Romans estab- Liv. 7. 20. 8;
lished, in the case of Caere in Etruria, the first of a new
class of communities known as municipia sine suffragio.
The people in these communities had the private rights of
Roman citizens, but they could not be enrolled in a tribe,
and, therefore, could not vote. The lex lulia and the lex
Plautia Papiria of 90—89 did away with all communities
of this class in Italy.
(Ill) Peregrin!, etc. In the eyes of the law every free-
man who was not a Roman citizen was &peregrinus. Strictly
speaking, therefore, those who had only the ius Latii came
under this head, but the term peregrini was commonly
applied to the citizens of independent states or of depend-
ent communities which did not have the rights of Roman
citizenship in whole or in part. Such a freeman, when at
Rome, secured protection either through a treaty made by Will. Dr.
his state with Rome, through the offices of the praetor pere- etc. b'iv. in
grinus, who administered the ius gentium, or by an hospitium Caec- 6;"
privation arranged with a Roman citizen, who was thus put
under moral obligation to protect him to the extent of his
power. Furthermore, women, minors, and those of unsound
mind had no political rights, and secured their civil rights
only through the kindly offices of a representative who was a
citizen. Slaves were regarded simply as chattels, for whom
their masters were responsible.
(b) Divisions of the People for Political Purposes
292. The Curiae. The division of the people under the
monarchy into curiae, tribes, classes, and centuries has
already been considered (cf. pp. 18, 20-21). The curiae
were in their origin local subdivisions for political purposes.
The local character of their origin seems to be indicated by
250 REPUBLICAN PERIOD: DESCRIPTIVE
such names as Foriensis and Veliensis. Membership in a
curia was handed down from father to son without regard
to change of residence.
293. The Tribes. We have already had occasion to
notice (pp. 5 f., 21) that the term tribus has two, perhaps
three, different meanings. The four Servian tribes were
Suburana, Esquilina, Collina, and Palatina. The seventeen
tribes added in the early years of the republic (cf. p. 27)
were Aemilia, Camilia, Claudia, Cornelia, Crustumina, Fabia,
Galeria, Horatia, Lemonia, Menenia, Papiria, Pollia, Pupinia,
Romilia, Sergia, Voltinia, and Voturia. All of these names
with the exception of Crustumina, which is of local origin,
are the names of patrician clans. To this number four new
tribes (Arnensis, Sabatina, Stellatina, and Tromentina) were
added in 387, two (Pomptina and Poplilia) in 358, two
(Maecia and Scaptia) in 332, two (Falerna and Oufentina)
in 318, two (Aniensis and Teretina) in 300, and two (Qui-
rina and Velina) in 241. The number never passed beyond
this maximum of thirty-five. That no additions were made
subsequent to 241 is probably due to the fact that about
this time the tribal organization was adopted as the basis of
the reformed centuriate assembly (cf. p. 74). After the date
mentioned, newly made citizens were apportioned among
the old tribes. The importance of the tribe as a political
unit depended, of course, on the fact that the three great
popular assemblies were based on it. Membership in a
tribe was the mark of citizenship, and was indicated in the
legal name, e.g., C. Lucilius C. /. Pup(inia fribu) Hirrus.
We have already considered (pp. 247 f.) the restrictions laid
upon certain classes of citizens with reference to their tribal
relations. Membership was determined at first by residence
or the ownership of land. A change of residence did not
entail a change of tribe, but a citizen could pass into a new
POPULAR ASSEMBLIES 251
tribe in case he settled in a colony, or he could be assigned
to a new tribe by the censors. Mention is made of two
classes of tribal officials under the republic, the curatores
tribuum and the tribuni aerarii, but their functions are
obscure. Perhaps the former had to do with the elections
and the census. Possibly the office of tribuni aerarii was
established when Rome began to raise the tributum. At all
events, for some time these officials seem to have been finan-
cial officers representing the several tribes. After the tribu-
tum was given up, their position was one of honor only.
294. The Classes and Centuries. The basis on which the
people were divided into classes and centuries has already
been touched on (cf. pp. 20 f., 54 f., 74 f.),and will be con-
sidered further when vwe come to discuss the centuriate
comitia. A new assignment was made by each college of
censors.
(c) Popular Assemblies
295. Comitia. There were three classes of popular
assemblies among the Romans, viz., comitia, concilia, and
contiones. Comitia were assemblies of all the citizens, i.e.,
of the populus Romanus, called for the purpose of taking
action on matters submitted to them by duly authorized
officials. There were three of these assemblies, the comitia
curiata, centuriata, and tributa, and they came into exist-
ence in the order indicated.
296. Concilia. Concilia, in the political sense of the
word, were formal assemblies of a part of the people. Thus a
concilium plebis was a legislative or electoral assembly of the
plebeians. The distinction between comitia and concilium
has been well indicated by Laelius Felix (Gell. N. A. XV.
27. 4) : is qui non universum populum, sed partem aliquam
adesse iubet, non " comitia" sed " concilium " edicere iubet.
252 REPUBLICAN PERIOD: DESCRIPTIVE
297. Contiones. Contiones differed from comitia and
concilia mainly in three particulars. The people came
together as individuals, and not as members of certain
political organizations, like the curia, century, or tribe.
Hence a strict test of citizenship was not applied. In the
second place, these gatherings were solely for the purpose
of receiving communications, and no action could be taken.
Finally, private citizens, with the consent of the presiding
magistrate, could address the assembly. Contiones resem-
bled the comitia and the concilia in that they could be
called by magistrates only, and that the procedure in them
was directed by the presiding magistrate. A contio was
usually held before the comitia or concilium met, to hear a
statement and a discussion of the questions which were to
be acted on later in the more formal body. They were not
a necessary part of the machinery of state, but they exerted
an important political influence, especially since political
meetings could not be called by private individuals.
(d) The Comitia Curiata
298. Admission of Plebeians. The organization and
functions of the comitia curiata under the monarchy have
been considered in another part of this book (cf. pp. 19 f.).
St. R. in. Whether the plebeians were admitted is a matter of great
Herz'.i. 1014; doubt. The statements of ancient writers, the fact that
plebeians were eligible to the office of curio maximus and
Solta'u, 67 f. took part in certain curial religious rites, seem to indicate
that they were admitted to the curiate assembly. They
Will. Dr. probably did not gain the right to vote, however, until
51, nn. i, 2. . j ... , .. . ,
midway in the republican period.
299. Formalities attending a Meeting. After the passage
of the lex Caecilia Didia (p. 100), announcement probably
THE COMITIA CENTURIATA 253
had to be made seventeen days before the assembly met.
The ordinary place of meeting was the comitium. The Varro, L. L.
presiding officer, when the lex curiata de imperio was pre- 5
sented for action, was a magistrate. On other occasions
the pontifex maximus presided. Formal actions of the
assembly did not become valid until they had received the
patrum auctoritas. The importance of this body disap- Cic. de Re
peared to such an extent that in the later years of the Liv.dfii.ia
republic the curiae were at times represented by thirty Cic. de Leg.
lictors and three augurs. The semi-political functions gr' '
which the curiate comitia had exercised under the mon-
archy (pp. 14, 19 f.) fell to the centuriate assembly, and the
older body kept its jurisdiction over clan affairs only.
(e) The Contitia Centuriata
300. Composition of the Comitia Centuriata. The compo-
sition of the centuriate comitia has already been sufficiently
described (pp. 20 f., 74 f.). In 88 B.C. Sulla restored the Appian, B. C.
Servian organization of the assembly, but the reformed
system was speedily reinstated again.
301. Presiding Officer. The centuriate comitia was in
its origin a military body. It could, therefore, be called
together only by magistrates who had the imperium, or by Varro, L. L.
lower officials commissioned or allowed by higher magis- ' ' ' 93'
trates to issue a summons. The right which the censor
exercised to call a meeting of the people by centuries in
taking the census was only an apparent exception to this
principle. No vote was taken in the assembly called by
him, so that the meeting was not properly a meeting of
the comitia centuriata. When the assembly met to elect
consuls, censors, or praetors, of the regular magistrates only
the consul could preside (p. 176).
254 REPUBLICAN PERIOD: DESCRIPTIVE
302. Dies Comitiales. The days on which the assembly
could meet (dies comitiales} numbered one hundred and
C. I. L. i. ninety in the early imperial period, and were indicated in
Varr6!/ L tne calendar by the letter C. Assemblies could not be held
6- 29- on holidays (dies nefasti), nor on days set apart for meet-
Gell. 15. 27. 5. ings of the courts (dies fasti). The regular place of meeting
was the Campus Martius.
303. Announcement of Meetings. After the passage of
the lex Caecilia Didia (p. 100), announcement had to be
made for a period of seventeen days before the date of
the proposed meeting. The announcement took the form
of a magisterial edict giving the date and purpose of the
meeting. This edict included the text of the proposed
bill, the list of candidates, or the names of persons accused,
with a statement of the charges made against them, accord-
ing as the comitia met as a legislative, electoral, or judicial
assembly.
304. The Auspices. Shortly after midnight on the day
of the proposed meeting the prospective presiding officer,
Liv. i. 36. 6; accompanied by an augur, took the auspices. If the inter-
6."i°!6. 95; pretation of them by the augur was unfavorable, the meet-
Sic, de Legg. mg was postponed to another day. Even if the auspices
were favorable, two religious difficulties might lead to a
postponement, viz., the announcement of another magis-
trate that he had seen unfavorable omens, or the occur-
rence of dirae at the time of the meeting. The plan which
the Romans finally adopted in dealing with cases of this
sort, and the responsibility of the presiding magistrate, have
already been considered (cf. pp. 158-160).
305. Other Formalities. In case he found no obstacles
in the way of holding the meeting, on the spot where he
had taken the auspices, the magistrate, through an assistant,
proceeded to summon the citizens to a meeting (vocare
THE COMITIA CENTURIATA 255
inlicium Quirites). The summons was repeated by a Varro, L. L.
trumpeter on the walls and on the Arx, and a red flag was £ ^^ '.
raised on the Arx. Immediately before the holding of Liv. 39.15.11.
the comitia, a contio was called at which the magistrate who Varro, L. L.
had summoned the comitia presided. After a sacrifice $! 94.'
had been made, and prayer had been offered, the busi- Liv. 39. 15. i ;
ness to come before the comitia was stated and discussed Mur.Pi°
(cf. p. 252). After the contio the magistrate summoned
the people to assemble by centuries in the comitia with the
words impero qua convenit ad comitia centuriata. There-
upon those who did not have the right to vote retired, and Liv. 2. 56. 10.
the citizens arranged themselves in centuries under their
respective centuriones.
306. Method of Voting. Before the reform of 241 the
eighteen centuries of knights voted first, all the centuries
voting simultaneously, and the result of their vote was
announced ; then came the centuries of the first and of the Liv. i. 43. n.
second class, and so on, until a majority of the centuries
had voted in favor of a certain proposition. In point of
fact the knights and the pedites of the first class usually
voted in the same way. If that proved to be the case, it
was not necessary to continue voting after the centuries of
the first class had cast their ballots, as their eighty centuries
with the eighteen equestrian centuries constituted a majority
of the assembly. Under the reform legislation of 241 the
knights lost their privilege of voting first. The order of
the classes was still observed, however, and a century was
chosen by lot {centuria praerogativd} from the first class, Liv. 24. 7. 12;
whose privilege it was to vote and have its vote announced cic. P^k
before the ballots of the other centuries were cast. A large 2- 82>
enclosure, called the saepta or ovile, was set apart for the Herz. I.
voters, with small sections for the members of each century, Lange^'ii.'
and as the voters went out of these enclosures through the 487 f-
256 REPUBLICAN PERIOD: DESCRIPTIVE
narrow passages (ponies), they cast their ballots. During
the early republican period, citizens gave their votes viva
voce, but after the passage of the leges tabellariae (cf. p. 71),
toward the end of the second century, balloting was secret.
At legislative meetings each voter received an affirmative
Cic. ad Att. ballot bearing the letters U. R. (i.e., uti rogas), and a
deiigg^S. negative ballot marked A. (i.e., antique}. At meetings to
Plut. Cat. elect magistrates each voter received a blank tabella, on
which he wrote the name of the candidate of his choice.
When the comitia met as a judicial assembly, he received
two tablets, one marked L. (i.e., liberd) and the other D.
(i.e., damnd). The proper ballot was placed by the voter
Cic. in Pis. 36. in the cista, which was guarded by the rogatores or diribi-
tores. A majority of the votes in the century determined
the vote of the century, and a majority of the centuries
decided the vote of the whole assembly. Announcement
of the result (renuntiatio) was made by the presiding officer,
who had a certain amount of discretionary power in the
case of the elections. It was necessary for the comitia to
adjourn before sunset.
307. The Centuriate Comitia as an Electoral Body. The
centuriate comitia met for three different purposes, viz., to
elect the higher magistrates, to enact laws, and to hear
appeals in cases involving the death penalty. Of the reg-
ular magistrates, it chose the consuls, the censors, and the
praetors; of the extraordinary magistrates, the decemviri
legibus scribundis and the consular tribunes. At the outset
it probably had the right only to accept or reject a nomi-
nation made by the presiding officer, but, at a compara-
tively early period, it acquired the power of choosing
between several candidates, although the presiding magis-
trate could always exercise some discretion with reference
to the eligibility of the candidates (cf. pp. 169, 171).
THE COMITIA CENTURIATA 257
Before the passage of the lex Maenia in 287 (cf. p. 51) an
election needed the ratification of the patrician senators,
expressed in the patrum atictoritas. After that date the
patrum atictoritas preceded the election and became a mere
matter of form. •
308. The Centuriate Comitia as a Legislative Assembly.
At the outset, in the field of legislation, the centuriate
comitia exercised only the right to declare an offensive war,
a right which was transferred to it from the curiate assem-
bly. Soon after the republic was established, however, it
acquired the power of legislating, under certain conditions,
on any subject (cf. p. 27). After 449 it shared this privi-
lege with the concilium plebis (cf. p. 32), and after 447
also with the patricio-plebeian tribal assembly (cf. p. 33).
The restrictions laid on both these bodies enabled it to
retain its supremacy, however, until 287. From that time
on, since they were as free as the centuriate comitia, or
freer than it, and since their method of procedure was
simpler than that of the centuriate comitia, their place of
meeting more convenient, and their composition more
democratic, the importance of the centuriate comitia de-
clined rapidly. No sure line of distinction can be drawn
between the legislation which the centuriate comitia could
enact and that which the two tribal assemblies could pass,
except that the centuriate assembly retained its exclusive
right to declare an offensive war, and to pass an act,
modeled on the lex de imperio of the curiate assembly,
conferring plenary power on the censor, an act known as
the lex de potestate censoria. The ordinary method of pro-
cedure in securing the passage of a lex in the centuriate
comitia was as follows : the consul laid a subject before
the senate for consideration ; its action, if not vetoed, was
known as a senatus consultum, and took the form of advice,
258 REPUBLICAN PERIOD: DESCRIPTIVE
or of a request that the magistrate should lay a certain
proposition before the popular assembly for its favorable
consideration. Announcement of the bill (promulgate
legis) had to be made by the magistrate seventeen days
before the assembly could vote on it. In this interval
probably the patrum auctoritas was secured. On the
appointed day the bill was read and discussed in a contio,
and the people voted on it immediately afterward in the
comitia. As we have already noticed (p. 177), the consul
was not required to consult the senate beforehand, nor
was he theoretically obliged to bring a proposition recom-
mended by the senate before the comitia, or if he did
propose the measure, he could oppose its passage, but, for
reasons already given, magistrates rarely exercised these
constitutional rights.
309. The Centuriate Comitia as a Court of Appeal. The
right to inflict capital punishment was included under the
imperium, but, from an early period, citizens in the city
who were condemned to death by a magistrate were allowed
to appeal to the people. This privilege was extended and
confirmed by the lex Valeria, the lex Valeria Horatia
Liv. 10. 9. (p. 31), the leges Porciae, and the lex Sempronia. The
Jic. pro Rab. appeal was heard by the centuriate comitia. The quaestors,
iHefz I2 ' H vir* perduellionis, or tribunes in charge of the matter,
1. 1081 f. appointed a day (diem dicere) for the first hearing. This
was known as the prima accusatio. In this meeting the
Liv. 3. 11.9; charge and defense were heard, and arrangements were
3! 24. 3; ' made for another hearing, known as the secunda accusatio,
ctc3de5Domo wnen tne investigation, with the taking of testimony, was
45- continued. After the third contio (tertia accusatio) the
magistrate gave his decision, and announced the penalty,
upon which the accused, if he wished, could appeal to the
centuriate assembly. That assembly voted on the simple
THE COMITIA TRIBUTA 259
question of guilt or innocence. It could not modify in
any way the proposed sentence. After a date, which we
cannot fix, the accused was allowed to go into voluntary
exile at any time before the vote was taken in the comitia.
The two classes of cases which were most commonly car-
ried before the centuriate assembly were those of murder
J(farricidium) and treason (fcrdtullie). The proceedings
in non-political cases were usually conducted by the quaes-
tor, in political cases by the tribune, under the presidency
of the praetor. The establishment of quaestiones extraor-
dinariae took many cases out of the hands of the quaestor
and the centuriate assembly. The lex Sempronia of the
year 123 (p. 98) was intended to correct this practice,
and in some measure it restored the importance of the
comitia centuriata as a court of appeal. That body lost its
judicial functions entirely, however, after the establishment
by Sulla of a complete system of permanent courts. Crim-
inal trials were conducted in them in a simpler and more
satisfactory way, and since the severest penalty which they
imposed was that of banishment, there were no appeals to
be taken to the comitia centuriata.
(/) The Cantitia Tributa
310. The Existence of a Patricio-Plebeian Tribal As-
sembly. No ancient historian mentions the establishment
of a tribal assembly including patricians as well as ple-
beians, nor is any distinction drawn between the comitia
tributa and the concilium plebis. In fact, in one case at Liv. 2. 56. 2.
least, the plebeian tribal assembly is spoken of as the comitia
tributa. This state of things has led some modern scholars m
Madv. I. 235
to maintain that there was only one tribal assembly, from ihne, Rhein.
whose meetings the patricians were excluded, an assembly 28U36; f.
260 REPUBLICAN PERIOD: DESCRIPTIVE
indifferently called the comitia tributa or the concilium
plebis. However, the people meeting in the comitia tributa
are designated by the term populus, which in the republican
period can properly be applied only to a body made up of
all citizens, patricians as well as plebeians. Furthermore,
in a tribal assembly, presided over by a magistrate, as we
shall presently see, certain officials were elected to whom
the term magistrates in its technical sense (cf. pp. 151,
171) was applied. Their election and the fact that a
magistrate presided presuppose an assembly containing
both patricians and plebeians. On the whole, then, the
existence of a patricio-plebeian tribal assembly is highly
probable. The assembly came into existence in the middle
of the fifth century (cf. p. 33), immediately after the organi-
zation of the plebeian tribal assembly.
311. Composition. We have no direct evidence bearing
on the composition of the comitia tributa, but it may be
safely assumed that all patricians and plebeians belonging to
the thirty-five tribes voted in the assembly.
312. Meetings. The comitia tributa were presided over
by a magistrate. It was necessary to take the auspices
before a meeting was held. The usual place of meeting
was the forum. The method of voting was that followed
in the centuriate comitia. After the passage of the Hor-
tensian law the action of the assembly did not need the
patrum auctoritas to be valid.
313. The Comitia Tributa as an Electoral, Legislative,
and Judicial Body. When the quaestorship became an
elective office its incumbents were chosen in this assembly
(p. 33), and this became the regular method of electing
them. Later the curule aediles were chosen in it, and in
fact all the lower magistrates, as well as the members of
certain special commissions (cf. pp. 204, 210, 216). The
THE CONCILIUM PLEBIS 26 1
tribal comitia could legislate apparently on any subject, and,
as we have already seen (p. 257), it is impossible to dis-
tinguish between the three popular assemblies with respect
to the character of the subjects on which they took action.
Certain judicial cases, conducted by the curule aedile, were
heard before it (cf. p. 206).
314. The Modified Comitia Tributa. A modified form of
the comitia tributa was adopted at an unknown date for the
choice of the pontifex maximus. Seventeen of the thirty-
five tribes were chosen by lot, and summoned to a meeting
for the election of this official from among the pontiffs.
The arrangement was a compromise. It gave a popular
character to the choice and yet retained in part the
religious principle of cooptation. In the same assembly,
and by a somewhat similar method, the pontifices, augures,
XVviri, and VHviri epulones were chosen after the passage
of the lex Domitia in 104 (cf. p. 107).
(g) The Concilium Plebis
315. Composition and Presiding Officer. We have had
occasion to notice the fact that the earliest plebeian, like the
patrician, assembly was probably organized on the curiate Will. Dr.
basis. The controlling influence which the patricians were
able to exercise over this assembly through their clients
(p. 29) may well have led to the adoption of the tribal
system in 471. Only plebeians could vote in this new Liv. 2.56.25.
body, and no change was ever made in this regulation.
Down to 312 this privilege was enjoyed by plebeian land-
owners only. The right was extended to landless plebeians
in 312, but after the reaction of 304 they, as well as freed-
men, were restricted to the four city tribes (cf. pp. 54,
56, 247). The Latins had the right also to vote in one
262 REPUBLICAN PERIOD: DESCRIPTIVE
tribe determined by lot (cf. p. 248). The meetings of
this body were technically concilia plebis (cf. p. 251), and
not comitia. Since the assembly was strictly plebeian, the
presiding officer was always a plebeian official — either a
tribune or an aedile.
316. Place and Time of Meeting. The authority of
the tribune did not extend beyond the pomoerium, so that
the concilium plebis met within the city, usually in the
comitium, occasionally, however, on the Capitol. There
were no specified dies comitiales, as in the case of the
centuriate comitia (cf. p. 254). Meetings were commonly
held on market days, when large numbers of people were
likely to come into the city. The time and place and the
business which was to be taken up were announced some
days before the meeting was held. In fact, from a compara-
tively early period the practice grew up of announcing on
a market day a meeting to be held a trinum nundinum, or
seventeen days, later. On the first and second market
days, as well as on the market day when the voting took
place, there were usually contiones.
317. Auspices and Other Formalities. The lex Aelia
Fufia of the year 155 (cf. p. 160) seems to have subjected
the concilium plebis to the same religious regulations which
applied to the centuriate comitia. After its passage it was
necessary for the tribune to take the auspicia pullaria
before calling the assembly together, and the meeting was
liable to the same kind of interference on religious grounds
as the other popular assemblies.
Before the concilium a contio met in the comitium or forum,
and was addressed from the rostra by the presiding officer,
or by speakers whom he allowed to address the meeting.
318. Voting. At the close of the contio the people
assembled by tribes, for the purpose of voting, in sections
THE CONCILIUM PLEBIS 263
marked off for the reception of the several tribes. A lot
was first cast to decide in which tribe the Latins were to
vote ; then one of the thirty-five tribes was chosen by lot
to cast its vote first (jprmcipium), and as soon as its vote
was announced the others voted simultaneously. The
method of voting was the same as in the centuriate assem-
bly (cf. pp. 255 f.). The assembly was essentially a demo-
cratic body. Certain considerations, however,, tended to
increase or diminish the value of an individual vote. The
larger the tribe was to which a citizen belonged, so much the
less influence his vote had. Now the four city tribes were
much larger than the country tribes created before 387, and
the tribes added after 387 were also larger than the early
country tribes, because of the additions which were made to
the list of citizens by conquest and by the grant of citizen-
ship. Those who belonged to the city tribes or to the new
rural tribes were, therefore, at a disadvantage when com-
pared with the members of the old rural tribes. One factor
tended to diminish still more the value of a vote in one of
the new country tribes, but to increase the importance of an
urban vote. It was easy for those who lived in the city to
attend a concilium, but difficult for those at a distance.
319. The Concilium Plebis as an Electoral Body. The
concilium plebis was established primarily for the purpose
of electing the tribunes, and those officials were always
chosen by it. The plebeian aediles were chosen in the
same assembly. An interesting extension of the electoral
rights of the body was made during the Gracchan period
when commissioners were elected in the concilium plebis for
the division of state land. This precedent proved to be of
great importance later, since the Gabinian and Manilian
laws, which conferred extraordinary powers on Pompey,
were passed in this body.
264 REPUBLICAN PERIOD: DESCRIPTIVE
320. As a Legislative Body. The combined effect of
the Valerio-Horatian law of 449, the Publilian of 339, and
the Hortensian of 287, was to make the concilium plebis an
independent legislative body (pp. 49 ff.). After 287 the
approval of the patrician element in the senate became
unnecessary, but the senate was still able to control legis-
lation in large measure (cf. pp. 65 ff.). The plebeian assem-
bly seems J;o have been competent in Cicero's time to legis-
late on any subject, except the declaration of an offensive
war, and such administrative questions as the assignment of
state land to individuals, the appointment of commissions,
and the prorogatio imperii, were brought up in the tribal
assemblies, preferably in the concilium. plebis, rather than in
the centuriate comitia. In the later period the plebeian
assembly even annulled contracts made by the censor and
in this way encroached on the rights of the magistrate and
the senate. Its enactments were called plebiscita. The
three laws just mentioned, however, gave such measures the
foroe of leges, so that the action of the assembly is not
infrequently termed lex plebeivescitum.
321. As a Judicial Body. The circumstances under
which the criminal jurisdiction of the tribune developed
have already been mentioned (pp 199 f.). One class of
cases, however, deserves special notice. The lex Aternia
Tarpeia of 454 would seem to have conferred on all magis-
trates the right of imposing a fine not to exceed two sheep
and thirty oxen, or, according to the money valuation of a
later day, 3020 asses. An appeal taken from the decision
of a magistrate was carried to the comitia tributa, but an
appeal from a fine imposed by a tribune or a plebeian aedile
was heard by the concilium plebis. The institution of the
quaestiones perpetuae did away, however, with the judicial
functions of the latter body.
THE CONCILIUM PLEBIS
265
SELECTED BIBLIOGRAPHY l
Citizens and their rights : M. Voigt, Ueber d. Klientel u. Liber-
tinitat, Ber. d. k. sachs. Ges. d. Wiss., Philol. hist. Kl:, 1878, i Abt.
146-219 ; F, Lindet, De 1'acquisition et de la perte du droit de cite
romaine, Paris, 1880; L. Pinvert, Du droit de cite, Paris, 1885;
A. Josson, Condition juridique des affranchis en droit rom., Douai,
1879; L. Pardon, De aerariis, Berlin, 1853. — Division of the
people for political purposes : Pelham, The Roman curiae, Journ.
of Phil. IX. 266-279; Soltau, Entstehung der altromischen Volks-
versammlungen, Berlin, 1881 ; Kubitschek, De rom. trib. origine ac
propagatione, Vienna, 1882 ; Plu'ss, Die Entwicklung d. Centurien-
verf., Leipzig, 1870. — Popular assemblies: Soltau, Altr. Volksver-
sammlungen; Ullrich, Die Centuriatkomitien, Landshut, 1873;
Genz, Die Centuriatkomitien nach der Reform, Freienwalde, 1882;
C. Berns, De comitiorum tributorum et conciliorum plebis discri-
mine, Wetzlar, 1875; Soltau, Die Giltigkeit der Plebiszite, Berlin,
1884 ; Ihne, Die Entwickelung d. Tributkomitien, Rhein. Mus. (N.F.),
XXVIII (1873), 353 ff. ; Lange, Die promulgatio trinum nundinum,
Rhein. Mus. (N.F.), XXX (1875), 35° ff- 5 E- Morlot, Les cornices
electoraux sous la republique romaine, Paris, 1884; Ch. Borgeaud.
Histoire du plebiscite, Paris, 1887; K. W. Ruppel, Die Teilnahme
der Patricier an den Tributkomitien, Heidelberg, 1887.
1 See also pp. 22, 173, 219, 243.
PART III- -IMPERIAL PERIOD
SECTION I — HISTORICAL
CHAPTER XII
THE ESTABLISHMENT OF THE EMPIRE
322. Restoration of Order in Italy. When Octavius
returned to Italy in the summer of 29, he was confronted
by a state of things not unlike that which faced him after
the battle of Philippi (cf. p. 143). It was necessary to
relieve the poverty-stricken people of Italy at once, to
provide lands for the veterans, and to decide upon a
policy with reference to the soldiers of Antony. The
prudence and moderation which he had shown on the
previous occasion encouraged friend and foe alike to look
for a wise policy now. This expectation was not disap-
pointed. His very arrival in Italy inspired that confidence
in the future which is the precursor of prosperity, while
immediate financial difficulties were relieved by a liberal
use of the treasures of Egypt. One hundred and twenty
thousand veterans were provided with land; not by con-
fiscation, but by purchase at a total cost of 600,000,000
sesterces, as Octavius himself tells us in the Monumentum
Ancyranum, and in pursuance of the same wise policy a
general amnesty was granted to the followers of Antony
and Sextus Pompeius. The beneficial results of this course
266
ESTABLISHMENT OF THE EMPIRE
26;
were apparent at once in the rise of the price of land and
in the revival of trade, and Octavius received immediate
recognition of his services in restoring prosperity in the
extraordinary popularity which he enjoyed, — a factor that
helped him in no small degree in making the great political
changes which he had in mind.
323. Constitutional Position of Octavius from 32 to 27.
It does not seem to be possible to make out with cer-
tainty the authority by virtue of which he made his pre-
liminary arrangements. In the year 32, when he deposed
Antony (cf. p. 146), he probably resigned his own posi-
tion as triumvir, but he would seem to have been vested
at once with extraordinary powers similar to those which
he gave up. This was the basis of his authority down to
29 B.C., when another change took place of which we know
as little. It seems rather probable, however, that in the
year 29 the consular imperium was conferred on him,
together with the control of the army and the provinces,
and the right to hold the census.
324. The Change made in 27 B.C. The problem which
he set himself to solve was to retain his position as master
of the state, yet at the same time to keep intact the old
forms of the constitution. Various methods of accom-
plishing this object seem to have occurred to him, and
to have been tried, before he established his authority on
the basis on which it finally rested. Two of these attempts
have been mentioned in the preceding paragraph. A third
essay was made in 27 B.C. At a meeting of the senate,
held on the i3th of January in that year, he transferred
the control of the state to the senate and people. As
he himself puts it in the Monumentum Ancyranum, rem
publicam ex mea potestate in senat[_us populique Romani
a~\rbitrium transtuli. This transfer of authority was only
268 IMPERIAL PERIOD: HISTORICAL
a temporary one, and ancient (e.g., Dio, LIII. 3-11) as
well as modern historians have not hesitated to characterize
it as a political manoeuvre, since he retained the consul-
ship and the tribunician power, and the senate immedi-
ately conferred on him the imperium proconsular for a
period of ten years, and the title of Augustus. It is quite
possible that he wished to make the Roman people feel
the need of his directing hand by bringing them face to
face with the possibility of his withdrawal from public life,
and to make the extraordinary powers which he received
afresh from them seem their free gift to him.
Modern historians have called attention to the fact,
however, that there is an essential constitutional difference
between his new and his old powers. His old position
was monarchical in some respects. His new authority
was not essentially out of harmony with republican tradi-
tion, and this change was undoubtedly in his mind a great
gain. It was a step also in harmony with his carefully
observed policy. His proconsular power was not radically
different from that which had been exercised at various
times under the republic. Furthermore, it was granted for
a limited period, of ten years, and was exercised only over
the border provinces, where troops were still necessary.
The management of the older provinces was intrusted to
the senate, and the control of Italy was vested in the
senate and the magistrates, as it had been under the
republic. As consul, and in his exercise of the potestas
tribunicia, which had been conferred on him in the year
36, the principle of collegiality was observed, and his
incumbency of the consulship, like that of his colleagues
in the office, depended upon an election in the popular
assembly. It is evident that the forms of the old consti-
tution had been preserved with great success. At the
ESTABLISHMENT OF THE EMPIRE
269
same time Augustus had secured the supreme power which
he wished. The proconsular imperium over the unsettled
provinces gave him command of the army and navy, and
the power of appointing indirectly all the governors in the
provinces where legions were stationed. Henceforth, too,
he would have no occasion to fear a rival. In his exer-
cise of the tribunician or consular power he was associated
with colleagues of nominally equal rank, but he was raised
so far above them in the eyes of the people, that inde-
pendent action on their part was scarcely conceivable.
325. The Titles of Augustus and Princeps. The title
Augustus had no direct political meaning, but, like the
laurels which were placed on the doorposts of Octavius'
house on the Palatine, it distinguished him from other citi-
zens, and was a mark of the preeminence which was freely
conceded to him. This preeminence was also well expressed
in the title princeps. It has sometimes been maintained
that this title was first applied to Octavius in the senate
in the restrictive and traditional sense of princeps senatus,
and came in time to characterize him as the first citizen
in the commonwealth, the princeps civitatis ; but it is more
probable that the title never had this restricted meaning,
and that from the outset it indicated the relation which
the new ruler bore to the whole body of citizens — that
it marked him out, in fact, as the foremost citizen of the
state.
326. Final Modifications of the Year 23. It is not per-
fectly clear why Augustus introduced into his system the
changes which he made in the year 23. Very likely the
four years' test which he had given to the new constitution
had brought out its weakness at certain points, and the
illness which threatened his life in the year mentioned
made him feel the necessity of strengthening it at once.
2/0 IMPERIAL PERIOD: HISTORICAL
His objection to the old system probably lay in two
facts. In the first place, he shared the administration of
Rome and Italy with his colleagues in the consulship, and,
although his prestige removed in large measure the dan-
ger of opposition from them, that danger existed in theory,
and might at a critical moment become a serious matter
in reality. At all events, the traditional etiquette existing
between the two members of the consular college may well
have hampered him in carrying out his plans. To have
himself made sole consul would have been too violent a
departure from tradition to be politic. He, therefore, gave
up his practice of holding the consulship every year, and
cast about him for a solution which would better meet the
needs of the case. Such a solution he found by modify-
ing and extending his proconsular imperium, and by giving
importance to the tribunician power. Not all the points in
which the proconsular imperium was extended by Augustus
and his successors are clear. However, the extant fragment
of the lex de imperio Vespasiani, the statements of Dio
Cassius, and an examination of the functions actually exer-
cised by the emperor, make it plain that, although he held
his imperium as a proconsul, a series of measures passed
in the year 23 and in subsequent years allowed him to
retain it within the city, and gave him a position equal in
rank and authority to that of the consul.
In giving a prominent place to the tribunician power,
he hit upon a happy idea. The associations connected
with the tribunate made it a popular office. In its early
history it had been the organ of the plebeians in their
struggle for civil and political rights. In its later history
it had protected the individual against the encroachments
of the state. Furthermore, the tribune had acquired posi-
tive and negative powers touching almost every field of
ESTABLISHMENT OF THE EMPIRE 2/1
administrative activity. He could summon the senate or
the popular assemblies for the transaction of business, and
he could veto the action of almost any magistrate. We
have seen one reason why Augustus turned from the con-
sulship to the tribunate. Another may perhaps be found
in the fact that the duties of the consul were exercised
within a certain sphere limited by tradition. The tribunate,
on the other hand, from its very nature and history, was
capable of indefinite extension in all directions. Poten-
tially Augustus had held the tribunician power ever since
the year 36. From this time, however, as an indication
of the new importance attaching to it, although he took
the title for life, he assumed it anew each year, and, after
23 B.C., in official documents indicated the year by setting
down the number of times he had held the tribunician
power. This practice his successors followed. The signifi-
cance attaching to this power is also indicated by the fact
that the assignment of it was accepted as marking out a
successor in the principate.
The system of Augustus was now essentially complete.
He accepted no other permanent extraordinary office, even
at the solicitation of the people. The proconsular impe-
rium gave him command of the legions, and his supremacy
in civil administration rested securely on his right to exer-
cise the imperium within the city and on his possession of
the potestas tribunicia. The few emergencies of a later
date which required the exercise for a brief time of powers
which he did not have were provided for by special legis-
lation, or by the natural extension of his tribunician or pro-
consular authority ; and when the ten years of his procon-
sular imperium expired, he secured a formal renewal of the
power for another period. The position of Augustus in
religious matters was almost as preeminent as it was in
272 IMPERIAL PERIOD: HISTORICAL
political affairs. He was made a member of the four great
priesthoods, and in the year 12, after the death of Lepidus,
he was elected pontifex maximus.
327. The Question of the Succession. It remained for
Augustus to complete his work by securing the succession
to the man of his choice. The question presented itself in
a definite form at the time of his severe illness in the year
23. At that time he wisely passed over his only male rela-
tive, Marcellus, the son of his sister Octavia, because he felt
that the young man was not old enough for such a responsi-
ble position, and, by giving his signet-ring to Agrippa, indi-
rectly designated him as his successor. Although he turned
to Marcellus on his recovery, the death of Marcellus caused
him to revert to his former plan, and in 2 1 B.C. he married
Agrippa to his daughter Julia, the widow of Marcellus, and
three years later had the tribunician power conferred on
him for a period of five years. The method which Augus-
tus had found for settling the question of the succession
was clear at once. His own powers were given to him for
a fixed term of years or for life. He could not transmit
them, therefore, to any one else at his death. He could,
however, during his own lifetime invest the man of his
choice with powers independent of his own and thus do
much toward securing the succession for him. This was
the plan which he adopted in the case of Agrippa. The
birth of two children to Julia from her marriage with Agrippa
involved a slight modification in the plan of Augustus. He
designated these two grandsons, Gaius and Lucius Caesar,
as his heirs, and made Agrippa their guardian. Upon the
death of the latter in 12 B.C. this guardianship was trans-
ferred to Tiberius, the stepson of Augustus, and in 6 B.C.
the tribunician power was conferred on him for a period
of five years. But Tiberius was aggrieved at his failure to
ESTABLISHMENT OF THE EMPIRE 273
be designated as the successor of Augustus, and retired to the
island of Rhodes. To the bitter disappointment of Augustus
both of his grandsons died, and he was at last forced to rec-
ognize the eminent ability of Tiberius, and his services to
the state, by adopting him as his heir and by conferring on
him again the tribunician power. The question of the suc-
cession was finally settled in A.D. 13 beyond the possibility
of change by the passage of a lex consularis associating
Tiberius with Augustus in the government of the prov-
inces. Henceforth his authority was independent of that
of Augustus, and also rested on a legal basis. Augustus
died the year after this arrangement was made.
328. Social Reforms. Nothing has been said up to this
point about the social and financial reforms of Augustus.
They were almost as far-reaching as his political changes.
His most important legislation on these matters was in-
tended to restore the integrity of the marriage relation and
to prevent a decrease of the native population. The influx
of foreigners, the development of luxurious tastes, the long-
continued civil wars, the public games, and a host of similar
influences had undermined public morality and subverted
the old idea of the family. Adultery and divorce were
not uncommon, and the number of the unmarried and of
childless married couples had increased in an alarming
way. A series of laws was directed against these evils.
The lex de adulteriis imposed severe penalties on those
convicted of adultery, while, under the lex de maritandis
ordinibus, restrictions were put on divorce, and the unmar-
ried and childless married were placed under disabilities in
the matter of inheriting property and suing for office.
This method of attacking the evil failing of effect, Augus-
tus approached the subject from the other direction. The
celebrated lex Papia Poppaea, instead of laying penalties
2/4 IMPERIAL PERIOD: HISTORICAL
on the unmarried and childless, encouraged child-bearing
by granting sums of money or privileges in canvassing for
office to the father, and certain exceptional property rights
to the mother of a family. An attempt was made to check
the growth of extravagant tastes, which kept many from
marriage, by the passage of sumptuary laws. The demor-
alizing influence of the public games was somewhat lessened
by placing restrictions on the attendance of women. In
particular the emperor strove to restore the Roman religion
to its old position of dignity by rebuilding the temples, by
celebrating religious festivals with great pomp, and by taking
certain priestly offices himself, and in no one of his social
reforms were the results of a more permanent character.
329. Financial Reforms. The restoration of peace, the
suppression of piracy, and a more equitable and intelligent
government of the provinces did much to restore prosperity
to Italy and the provinces. These beneficent reforms were,
however, supplemented by a systematic revision of the
financial system. The provinces profited in particular by
this change. The personal acquaintance which he made
with the condition of the provinces in the period from 27
to 24 B.C., and the census which he took in several of
them gave Augustus trustworthy information on which to
base his financial reforms. In place of the extortionate
requisitions made by provincial governors and the taxes,
many in number and oppressive in character, of the repub-
lican regime, he substituted a land tax and a personal tax.
Trade was relieved from harassing restrictions, and public
improvements were made. The burden of the provinces
was still further lightened by the imposition in Italy of a
legacy duty and a tax on the sale of slaves.
330. The Princeps and the Other Branches of Govern-
ment. In our discussion of the political institutions of
ESTABLISHMENT OF THE EMPIRE 275
previous periods it has been found convenient to consider
them from the point of view of the magistracies, the senate,
and the people. That division of the subject will be
adopted now, although it has less significance for the period
under consideration, since, in consequence of the subordi-
nation of the magistrates, the senate, and the popular assem-
blies to the will of the princeps, their separate activities
become matters of less moment, and it is difficult to draw
a definite line between them. The constitutional basis on
which the authority of the princeps rested has already been
discussed. It is a more difficult matter to state the theo-
retical relation which his office bore to the other branches
of government. The care which Augustus took to cloak
his extraordinary powers in traditional terms, and to reserve
for the old institutions the nominal exercise of their old
functions, is, of course, the cause of this difficulty. Perhaps
it may be safe to say that the functions of \hz princeps were
thought of as filling a gap, as supplementing those of the
magistrates and senate, rather than as encroaching upon
them.
331. The Magistracies. In the readjustment of affairs
perhaps the executive suffered a greater loss of impor-
tance than any other branch of government. The method
of electing the magistrates, the prestige of Augustus, and
his encroachment on their traditional functions, all con-
tributed to bring about this result. It will be remembered
that candidates were required to notify the magistrate, who
was to preside at the electoral meeting, of their intention
to stand for office (p. 169). Augustus was consul from 27
to 23 B.C., and during this period the announcement was
properly made to him. Even after this period, when he
no longer held the consulship, candidates made their pro-
fessio to him as well as to the consul. We may feel sure
2/6 IMPERIAL PERIOD: HISTORICAL
that his acceptance of their candidacy practically settled
the question of their eligibility. Election to office was
made still more dependent on the favor of Augustus, after
he had adopted the practice of recommending certain can-
didates. His commendatio must have insured an election.
This practice was not extended to the consulship, however,
by Augustus. After election, even in matters where the
legal powers of the two were equal, it was impossible for a
magistrate to maintain his position over against the princeps
whose prestige was so much greater, and whose long terms
of office relieved him from the danger of being held
responsible for his conduct.
There were few if any important executive functions
which the princeps was not authorized to perform. He, as
well as the consul, could convoke the senate and the popular
assemblies, for instance, and the consul would hardly venture
to take this important step without his approval. In this
way the magistrates lost their right of initiative in almost
all important matters. Certain powers were also formally
taken from the magistrates and given to the princeps.
Thus, for instance, the, consuls probably lost the super-
vision of the roads in Italy, the cura annonae was taken
from the aediles, and the ius intercessions of the tribune did
not avail against the emperor. The significance which the
magistracies still had was derived in fact from the social
distinction attaching to them, from the fact that magis-
trates were colleagues of the princeps, and that election to
a magistracy secured one admission to the senate and an
opportunity to hold an office in the provinces. No impor-
tant changes were made in the number of the magistracies
or in the size of the colleges. The number of praetors
was, however, raised to sixteen, while the college of quaestors
was reduced to twenty. The censorship disappeared, and
ESTABLISHMENT OF THE EMPIRE 277
various new offices, whose incumbents were subordinates of
the princeps, were established in the provinces. Certain
changes made in the functions of a few of the magis-
trates may be considered more conveniently in another
connection.
332. The Senate. The membership of the senate was
reduced from 900 to 600. Members were admitted, as
under the republic, by virtue of having filled certain magis-
tracies, but since the emperor's right of nominatio and
commendatio gave him a great influence over the selection
of magistrates, the rolls of the senate were in large measure
indirectly under his control. As we have already had occa- •
sion to notice, the senate was in its origin an advisory body ;
but it gradually acquired important powers, especially in the
matter of administrative legislation, and reduced the magis-
trate to the position of its minister (pp. 67 f., 233). All this
was changed by Augustus. The senate could not success-
fully assert, in dealing with him, the claims which it had
made good against an annually elected magistrate of much
less prestige and legal power. Furthermore, the republican
practice of submitting all important matters to the senate
for its consideration fell into comparative disuse. Finally,
the consilium which Augustus established in 27 B.C., and
reorganized in A.D. 12, must have taken from the impor-
tance of the senate. 'The consilium, as finally constituted,
contained the princeps and certain members of his house-
hold, the consuls, the consuls-elect, and a committee of
senators. This body, which must be distinguished from
the judicial consilium of a later period (cf. p. 331), was
allowed to pass measures, and these measures had the
validity of senatus consulta. In one respect the compe-
tence of the senate was extended. It was given jurisdiction
over important political cases.
2/8 IMPERIAL PERIOD: HISTORICAL
333. The Popular Assemblies. Under Augustus magis-
trates were still elected in the popular assemblies, but
the nominatio and commendatio of the princeps made the
elections largely a matter of form. Augustus called not
infrequent meetings of the popular assemblies to act on
important measures, but since almost all bills were drawn
up by the emperor, or with his approval, the meetings of
the comitia for legislative purposes did little more than
give the form of law to his wishes. This decadence of the
assemblies was not, however, a great loss to the cause of
popular government. An assembly made up of the rabble
of Rome, not only ignorant of the merits of the great
questions laid before them, but also ready to sell their
votes to the highest bidder, was as far from representing
the Roman empire as any assembly could be. It is sig-
nificant that the decline of the comitia, which represented
even more definitely than the senate the narrow conception
of the city-state, is coincident with the growth of the feel-
ing that there was a community of interests throughout the
Roman world, and the development of this idea brought
with it, of course, a more intelligent, uniform, and equitable
system of government for the provinces. The settlement
of important questions in secret was, however, a great loss
to the cause of popular government. Even when the sena-
torial regime was at the height of its power, all phases of
serious political questions were fully and freely discussed.
Now matters were settled by Augustus in private conference
with his ministers. The discussions in the senate were in
large measure perfunctory and superficial.
334. The New Senatorial Aristocracy. Augustus seems
to have consciously adopted the policy of creating social
classes, whose position depended upon his favor and whose
interests were, therefore, identical with his. At all events,
ESTABLISHMENT OF THE EMPIRE 2/9
this was the result of certain social and political changes
which he made. Under the repubHc the prestige of having
held a curule office was so great that candidates for a magis-
tracy who did not have the Jus imaginum had little chance
of success (cf. pp. 47, 166). Election to any one of the
higher magistracies secured for one admission to the senate.
This was the basis on which the nobilitas rested. In the
new aristocracy, created by Augustus, the order was reversed.
Only those who had the latus clavus were eligible to the
quaestorship, and since only those of senatorial rank had
the right to the latus clavus (p. 225), the sons of senators
and no others were eligible to the magistracies. It was
necessary to hold a magistracy before sitting in the senate.
Consequently, only the sons of senators and those whom
the emperor might honor with the latus clavus could
become magistrates, or members of the senate. Since
election to a magistracy depended largely on the favor cf
Augustus, the new aristocracy owed its privileges entirely
to him, and he could count on it for support.
335. The Knights. The great middle class was attached
to his interests in a similar way. The legislation of C. Grac-
chus, which turned the juries over to the knights, first gave
legal recognition to this class ; but its social and political
privileges had never been so clearly defined as those of the
senatorial order had been. Augustus gave definiteness and
importance to this social class by having lists of its mem-
bers, which he revised, drawn up at regular intervals. With
the knights he filled the important financial and adminis-
trative offices in Italy and in the provinces which were
under his control.
336. The Augustales. An aristocracy was also created
among the freedmen. Each year the decuriones in the muni-
cipal towns chose six rich freedmen as seviri Augustales,
280 IMPERIAL PERIOD: HISTORICAL
This board contributed money for some local improvement
or for the proper maintenance of the public games. No
political functions attached to the position, but the social
prestige which it conferred and the privilege which went
with it of wearing the praetexta and of being attended by
lictors probably made it eagerly sought for. Inasmuch as
the order was in some way connected with the cult of the
emperor, he could rely upon its support.
337. The City of Rome. The legislation of Augustus
which affected the welfare of the whole people has been con-
sidered above. It may not be out of place here to consider
certain administrative changes which concerned the several
parts of the empire, in particular the city of Rome, Italy,
and the provinces. We have already had occasion to notice
the incapacity which the republic showed in governing the
provinces. That fact is not strange. It was a natural
result of the selfishness and indifference of the Romans
toward the provincials. However, the thoroughly unsat-
isfactory character of the government of the city of Rome
seems at first hard to account for. In point of fact, Rome
had rapidly grown out of a village into a great city, but
the development of public improvements and of muni-
cipal government had not kept pace with the growth of
its population. Augustus set himself to remedy this state
of things.
338. Public Improvements and Municipal Government.
The supplement to the Monumentum Ancyranum gives us
a long list of the new buildings which he constructed, and
of the old ones which he repaired or rebuilt. The gen-
eral supervision of public works was put in charge of two
curatores operum publicorum. Many new aqueducts were
brought into the city, and the care of the water supply
and of the Tiber was intrusted to imperial commissioners.
ESTABLISHMENT OF THE EMPIRE 28 1
All of these officials were of senatorial rank. A still more
important matter was the cura annonae, which was intrusted
to an imperial praefectus of equestrian rank. It was the
duty of this official to see that Rome was supplied with
grain, to superintend its distribution to poor people, and
to control the price of it. All these municipal affairs had
previously been managed by the aediles and censors, so
that the establishment of these imperial offices abridged
their powers correspondingly.
339. Improvements in Municipal Government. The city
was lamentably in need of suitable arrangements for extin-
guishing fires and maintaining order. A long step toward
the accomplishment of these two objects was taken by the
organization of a fire and police department of 7000 or
Booo men in A.D. 6. For convenience in administration
the city had been divided into fourteen regiones, and each
one of the seven detachments, into which this force was
divided, was called on to protect two of these. The bri-
gade was in charge of a praefectus, appointed by Augustus.
This official had a limited criminal jurisdiction somewhat
like that of the III viri capitales (cf. p. 210). To main-
tain order during his absences from the city, the emperor
appointed a praefectus urbi (cf. p. 212). It was left for
his successor, however, to make this office permanent.
340. Condition of Italy. One of the greatest blessings
which Augustus conferred on Italy consisted in the encour-
agement of local self-government along the lines laid down
by Julius Caesar in his lex lulia municipalis. The roads
were also kept in good condition, and order was main-
tained. Very few of the Italians from this time on served
in the army, but in a way they paid for their exemption
from military service by a five per cent tax on legacies and
a four per cent tax on the sale of slaves.
282 IMPERIAL PERIOD: HISTORICAL
341. The Frontier Policy of Augustus. In dealing with
Roman territory outside of Italy, Augustus directed his
attention to the settlement of two important questions —
the establishment of a natural and secure frontier and the
reorganization of provincial government. In both direc-
tions his efforts were crowned with success. In the East,
at the beginning of his reign, the Parthian question was
still unsettled. The Roman standards and the Roman cap-
tives, taken at Carrhae in 53 B.C., were still in the pos-
session of Parthia, while the failure of Antony's campaigns
in the years 40 to 36 (cf. p. 146) had increased the feeling
of insecurity in the eastern provinces. This situation was
very happily relieved by the development of a dynastic
quarrel in Parthia in 20 B.C. Augustus took advantage of
this quarrel to secure the return of the standards, and King
Phraates was even induced to send four of his sons to Rome
as hostages. At the same time the Euphrates was made the
eastern frontier of the empire.
To the south the great desert of Africa formed a natural
boundary, and the provinces in that quarter of the world
were safe, except from the occasional incursions of nomad
tribes. On the west was the Atlantic. To the north the
problem was a more complicated one, and the frontier
policy of Augustus was, at the outset, less clearly deter-
mined. For a time the Romans seem to have intended
making the Elbe the line between them and the Germans,
but after the defeat of Varus, in A.D. 9, they withdrew to
the west and south of the Rhine and adopted that river,
with the Danube, as the northern frontier of their terri-
tory. Raetia was organized as a province in 15 B.C., Nori-
cum in the same year, and Moesia in A.D. 6, so that by
the reduction of Pannonia to the form of a province in
A.D. 10, Rome controlled all the country bordered on the
ESTABLISHMENT OF THE EMPIRE 283
north by the rivers Rhine and Danube from the North sea
to the Black sea.
342. Imperial and Senatorial Provinces. As we have
already noticed (p. 268), in the division of provinces
between Augustus and the senate, those in which a mili-
tary force was needed were assigned to the emperor.
After the division in 27 B.C. some transfers were made,
but at the death of Augustus the list of imperial provinces
included Sardinia and Corsica, Hither Spain, Lusitania,
" the three Gauls " (Aquitania, Lugdunensis, Belgica), Pan-
nonia, Dalmatia, Moesia, Galatia and Pontus Polemoniacus,
Cilicia, Cyprus, Egypt, Syria, Raetia, and Noricum. The
senate controlled Baetica, Gallia Narbonensis, Macedonia,
Achaea and Epirus, Asia, Bithynia, Crete and Cyrene, Africa,
Sicily, and Cyprus. Cisalpine Gaul had ceased to be a prov-
ince in 42 B.C., when the limits of Italy had been extended
to the Alps.
343. Improvements in Provincial Government. To no
part of the Roman Empire did the reforms of Augustus
bring greater relief than to the provinces. The financial
improvement which they experienced has already been
noticed (p. 274). The gain which they made in other
respects was equally great. This was particularly true of
the imperial provinces, for the governors of these provinces
were chosen, not by lot, but on the score of honesty and fit-
ness, and were personally responsible to Augustus, who had
an intimate acquaintance with the condition of the several
provinces and kept a watchful eye on their progress.
One of the defects of the republican system lay in the
fact that a provincial governor held office usually for only
one year, so that he could scarcely learn the needs of his
province before he would be recalled. The evils of the
republican system are laid bare by Cicero's letters from
284 IMPERIAL PERIOD: HISTORICAL
Cilicia in 51-50 B.C. In the imperial provinces the term of
office was invariably of considerable length. Under the
republic governors filled their pockets by requisitions, which
demoralized the government and crippled the resources
of the provinces. Under Augustus provincial governors
received a generous fixed salary, and service in the prov-
inces became an honorable and attractive profession, with
prospect of steady advancement for those who showed them-
selves capable and honest. The senatorial provinces still
labored under many of the evils of the old system, but even
over them Augustus exercised some supervision, and the
excellence of the government in the imperial provinces
could not fail to exert a beneficial influence.
344. System of Provincial Government. Augustus
directed the government of the provinces by virtue of his
proconsular imperium, and governors in imperial provinces,
who were all appointed by him, acted pro praetore regardless
of the office which they had previously held in Rome, and
were called legati Augusti pro praetore. The governors of
senatorial provinces, on the other hand, all had a procon-
sular title without regard to the magistracy which they had
held in Rome. Only ex -consuls, however, were sent to
Asia and Africa. The higher title which the senatorial gov-
ernors had did not make their position equal in dignity to
that of the imperial governors, however, because the latter
had charge of an army, while the senatorial governors
did not.
Provincial governors supervised the administrative affairs
of their provinces, and had jurisdiction in civil cases, and in
criminal cases where peregrini only were concerned. The
imperial governor had a military command also. In impe-
rial provinces an appeal could be taken from the governor's
sentence to the emperor; in senatorial provinces, to the
ESTABLISHMENT OF THE EMPIRE 28$
senate or the emperor. The financial interests of an impe-
rial province were in the hands of an official called a
procurator, chosen by Augustus himself. Imperial pro-
curators also cooperated with the proconsuls in managing
the finances of senatorial provinces. In military and judi-
cial matters the imperial governor was assisted by legati
Augusti legionum and by legati Augusti iuridid. In prov-
inces like Egypt or Judaea, where the emperor was regarded
as the legal successor of the previous ruler, a praefectus
or a procurator was placed in charge. Governors were
assigned to the senatorial provinces by lot, and held office
for a year. The law of 52 B.C., which required an interval
of five years between a magistracy at Rome and a governor-
ship in a province, was still in force. The senatorial gov-
ernors of consular rank were assisted by three legati and a
quaestor. Those of praetorian rank had one legatus and a
quaestor. The legati were appointed by the governor him-
self, but his appointments were subject to the approval of
the emperor.
345. Reforms in the Military System. The assignment
to Augustus of the provinces where troops were needed not
only gave to him the control of the army, but by implica-
tion took away from the senate the right of levying troops
for its own provinces. When disturbances arose in a sena-
torial province the emperor took charge of matters. The
necessity of protecting distant frontiers had made it impos-
sible even under the republic to adhere to the traditional
practice of discharging the soldiers each year and levying
and organizing a new force. However, the fiction was
conscientiously observed of reenlisting all the troops at the
end of the year. It was, therefore, a theoretical, not a
practical change in the military system which Augustus
made in 13 B.C., by enlisting troops for a fixed term of
286 IMPERIAL PERIOD: HISTORICAL
years. The term was at first made one of sixteen years for
the legionaries and twelve years for the guards, but in
A.D. 5 it was lengthened to twenty and sixteen years
respectively. A second important change which he made
in the military system consisted in the larger use of auxiliary
troops. The use of these troops, and the resulting dis-
taste of the Italians for military service, led to a decline
of the martial spirit in Italy, and made the peninsula inca-
pable of resisting a possible invasion ; but the strong line
of border provinces which Augustus established prevented
this danger from becoming a real one for many years.
SELECTIONS FROM THE SOURCES
Livy, Epp., CXXXIV-CXLII ; Res gestae divi Augusti (or the
Monumentum Ancyranuni] ; Velleius Paterculus, II. 89-123; Sue-
tonius, Augustus; Dio Cassius, LI. I9-LVI; Florus, II. 22-34;
Eutropius, VII. 8-10; Tacitus, Ann. I. 1-5.
Octavius returns to Rome in 29 B.C.: Dio, LI. 21 ; C. I. L. I.1
p. 399. — Extraordinary powers granted to him in 29 B.C. : Dio,
LII. 41; Suet. Aug. 27. — Gratuities to soldiers: Res gestae, ed.
Momm. III. 17. — Takes census: Res gest. II. 2-5 and pp. 36-8. —
Revises list of senators: Res gest. II. 1-2 and pp. 35-6; Dio,
LII. 42. — Princeps senatus : Dio, LIII. i. — Meeting of senate,
January 13, 27 B.C.: Dio, LIII. 3-11 ; Res gest. VI. 13-15 and
pp. 145-8. — Proconsular imperium for ten years : Dio, LIII. 13. —
Division of the provinces : Dio, LIII. 12. — Title of Augustus and
other honors: Res gest. VI. 16 f.; Suet. Aug. 7 ; C. I. L. I.1 p. 384;
Dio, LIII. 1 6. — Goes to Gaul and Spain for three years : Dio, LIII. 22.
— Praefectus urbi (25 B.C.): Tac. Ann. VI. n. — Galatia, province:
Dio, LIII. 26. — Augustus returns to Rome : Dio, LIII. 28. — Signet
ring to Agrippa (23 B.C.): Dio, LIII. 30. — New powers granted in
23 B.C. : Dio, LIII. 32. — Marcellus's death: Dio, LIII. 30. — Ten
praetors : Dio, LIII. 32. — Augustus assumes cura annonae (22 B.C.) :
Res gest. I. 33-5 and pp. 24-7 ; Dio, LIV. i. — Refuses dictatorship,
censorship, and consulship for life (22 B.C.) : Res gest. I. 31-6; Dio,
LIV. 1-2. — Cura ludorum from aediles to praetors: Dio, LIV. 2. —
ESTABLISHMENT OF THE EMPIRE 287
Sumptuary law (22 B.C.): Dio, LIV. 2. — Conspiracy of Murena and
Caepio (22 B.C.) : Dio, LIV. 3 ; Veil. II. 91. — Spends three years in
Oriental provinces (22 B.C.) : Dio, LIV. 6 ff. — Standards returned by
Parthia (20 B.C.) : Res gest. V. 40-43 and pp. 124-8 ; Dio, LIV. 8. —
Curatores viarum (20 B.C.): Dio, LIV. 8. — Names Q. Lucretius
consul (19 B.C.) : Dio, LIV. 10. — Returns to Rome (19 B.C.) : Dio,
LIV. 10. — Charge of provinces and armies ten years more (18 B.C.) :
Dio, LIV. 12. — Agrippa, tribunician power for five years : Dio, LIV.
12. — Senate, 600 members: Dio, LIV. 13-14. — Lex de adulteriis
(18 B.C.): Suet. Aug. 34. — Lex de maritandis ordinibus (18 B.C.):
Suet. Aug. 34; Dio, LIV. 16; Gaius, I. 178. — T. Statilius Taurus,
praefectus urbi : Dio, LIV. 19. — Defeat of Lollius by the Germans
(16 B.C-) : Dio, LIV. 20; Veil. II. 97; Suet. Aug. 23. — Augustus
goes to Gaul (16 B.C.) : Dio, LIV. 19. — Returns from Gaul (13 B.C.) :
Dio, LIV. 25. — Reorganization of the XX viri (13 B.C.): Dio,
LIV. 26. — Agrippa's trjbunician power renewed for five years
(13 B.C.): Dio, LIV. 28. — Augustus, pontifex maximus (12 B.C.):
Dio, LIV. 27 ; Suet. Aug. 31 ; Res gest. II. 23 f. and p. 45. — Agrippa
dies (12 B.C.): Dio, LIV. 28; Plin. N. H. VII. 8.— Campaigns of
Drusus and Tiberius: Dio, LIV. 31 ff.; LV. i, 291!.; LVI. 12 ff. ;
Veil. II. 110-115; Suet. Tib. i6f. — Tiberius marries Julia (n B.C.) :
Dio, LIV. 35. — Cura aquarum (u B.C.): Frontin. de Aquaed.
99 ff. — Quaestors take charge of archives (u B.C.) : Dio, LIV. 36. —
Death of Drusus (9 B.C.): Dio, LV. i. Augustus's charge of armies
and provinces renewed for ten years (8 B.C.) : Dio, LV. 6. — Tiberius
receives tribunician power for five years (6 B.C.) : Dio, LV. 9. —
Augustus receives title of pater patriae (2 B.C.): Suet. Aug. 58. —
Lucius and Gaius Caesar receive title of princeps iuventutis (2 B.C.):
Res gest. III. 4-6 and pp. 52-8. — Tiberius returns from voluntary
exile (A.D. 2) : Veil. II. 103. i ; Suet. Tib. 13. — Augustus's charge
of armies and provinces renewed for ten years (A.D. 3) : Dio, LV. 12. —
C. Caesar dies (A.D. 4) : C. I. L. XL 1421 (cf. Clinton, Fast. Hell.
III. p. 264). — Augustus adopts Tiberius (A.D. 4): Veil. II. 103;
Dio, LV. 13 ; Tac. Ann. I. 3, 10 ; IV. 57. — Tiberius receives tribu-
nician power for ten years (A.D. 4) : Dio, LV. 13; Veil. II. 103.—
Army reforms (A.D. 5): Dio, LV. 23; Tac. Ann. I. 17. — Praefectus
vigilum (A.D. 6) : Dio, LV. 26. — Tax on sale of slaves (A.D. 7) :
Dio, LV. 31. — Modification of the commendatio (A.D. 8): Dio,
LV. 34. — Defeat of Varus (A.D. 9?): Veil. II. 117-120; Dio,
LVI. 18 ff. ; Suet. Aug. 23; Tib. 17. — Lex Papia Poppaea
288 IMPERIAL PERIOD: HISTORICAL
(A.D. 9); Dio, LVI. 10. — Augustus receives armies and provinces
for ten years (A.D. 13): Dio, LVI. 28. — Tiberius receives tribuni-
cian power for indefinite period (A.D. 13) : Dio, LVI. 28. — Legislative
committee with powers (A.D. 13): Dio, LVI. 28. — Augustus dies
(A.D. 14) : Dio, LVI. 29 f. ; Suet. Aug. 99-100; Tac. Ann. I. 5.
SELECTED BIBLIOGRAPHY
A. The Empire in General
L. de Tillemont, Histoire des empereurs, etc., 5 vols. Venice, 1732.
Ch. Merivale, History of the Romans under the Empire, 7 vols. New
York, 1862.
H. Schiller, Geschichte der romischen Kaiserzeit, 2 vols. Gotha,
1882-7.
Edw. Gibbon, The History of the Decline and Fall of the Roman
Empire, revised by J. B. Bury. London, 1900.
L. Friedlander, Darstellungen aus der Sittengeschichte Roms, etc.,
3 vols., 6th ed. Leipzig, 1888.
Th. Mommsen, The Provinces of the Roman Empire, 2 vols. New
York, 1886.
Th. Mommsen, Romisches Staatsrecht (Vol. II). Leipzig, 1887.
H. Peter, Die geschichtliche Litteratur iiber die romische Kaiseizeit,
etc., 2 vols. Leipzig, 1897.
G. Goyau, Chronologic de 1'empire remain. Paris, 1891.
Prosopographia imperil romani saec. I, II, III, 3 parts. Berlin,
1897-.
B. The Reign of Augustus
V. Gardthausen, Augustus und seine Zeit (I. 1,2; II. I, 2). Leipzig,
1891-6.
W. W. Capes, The Early Roman Empire. London, 1876.
CHAPTER XIII
FROM TIBERIUS TO NERO
346. Tiberius becomes Emperor. With the death of
Augustus the principate legally came to an end. He had
made Tiberius his associate in the government (cf. p. 273),
but he could not confer upon him nor bequeath to him
his powers as princeps. Tiberius was placed in such a
preeminent position, however, that it was difficult to thwart
his ambition, and he understood how to make good use of
his opportunity. He felt that the support of the army was
the essential thing, and that the acquiescence of the senate
and people would follow as a matter of course. He at
once, therefore, assumed charge of the praetorian guard,
and had the armies take the oath of allegiance. Their
example was quickly followed by the magistrates and the
senate. This method of procedure forestalled any possible
opposition. In fact, when the senate met to confer on him
the powers of his predecessor, Tiberius was able to make his
acceptance of them appear a concession to its entreaties.
347. The two Periods of his Reign. The change which
took place in the character of Tiberius under the influence
of L. Aelius Sejanus is well known. The same influence
brought about a marked change in the character of his
government also. Sejanus became prefect of the praetorian
guard in the year 16, and greatly strengthened his influence
seven years later by bringing all the sections of that force
together into one station. However, even this exceptional
position did not count for so much as did the perfect
289
290 IMPERIAL PERIOD: HISTORICAL
confidence which Tiberius placed in him, and the fact that
Sejanus became his sole confidant. It is unnecessary for
our purpose to estimate the character of Tiberius, which
assumes such different aspects in the historical works of
Tacitus and Velleius Paterculus. Each account probably
presents one side of the truth. In the same way the period
before Sejanus acquired his influence over Tiberius, and the
subsequent period, reflect respectively the good and the
evil elements in the character of the emperor. When he
ascended the throne there was much to inspire the Romans
with confidence in his wisdom and justice. He was a man
of affairs ; he was simple in his personal tastes ; he had a
respect for tradition and a peculiar reverence for the policy
of his predecessor. Furthermore, he had a wide knowledge
of the condition of the empire, acquired by numerous cam-
paigns and by years of residence in the provinces, and the
early years of his reign seemed to justify the hope which
the possession of these qualities held out. But with the
ascendency of Sejanus, and the retirement of Tiberius from
Rome in the year 26, the aspect of things changed. The
results of the baneful influence of Sejanus were aggravated
by the death in A.D. 19 of Germanicus, the nephew of
Tiberius, and, in the year 23, of Drusus, his son. Both of
these young men enjoyed a popularity, perhaps undeserved,
which made it important for the emperor to keep the good-
will of the people. With their death this incentive dis-
appeared. The death of these two men also stimulated
the ambitious designs of Agrippina, the widow of Ger-
manicus, in behalf of her sons, and Tiberius had some
reason to fear cabals among the senators in their behalf.
The two weapons which he used against these senators,
and against others whom he suspected of ambitious designs,
were the processes de maiestate and de repetundis.
TIBERIUS TO NERO 29 1
348. Trials for Treason and Misgovernment. The con-
ception of minuta maiestas was a development viperduellio,
and in the late republic covered such offenses as attacks
on the freedom and sovereignty of the people or the safety
of the state, and neglect of important official duties. The
change involved in the actions brought during the second
part of Tiberius's reign lay in the substitution of the maie-
stas principis for the maiestas populi. Any acts which were
interpreted as prejudicial to the emperor's welfare or dig-
nity made the person committing them liable to the charge
of minuta maiestas. Trivial charges also were taken into
consideration; the ordinary rules governing criminal pro-
cedure were not observed, and the severity of the penalties
imposed was out of prop6rtion to the offenses committed.
The equitable treatment of the provinces is one of the
things which may be set down to the credit of Tiberius.
The most effective means which he found to hold provin-
cial governors to their duty was the institution of actions
de repetundis against them ; but it was very difficult for a
governor in the performance of duties which required the
exercise of discretion not to lay himself open to a technical
charge on this score. The evil features of the situation were
aggravated by the machinations of professional informers,
and by the fact that trials on both the above-mentioned
charges were held before the senate. Tiberius himself
would have hesitated to condemn on his own responsibility
men for whose condemnation this servile body, with its
divided responsibility and its dread of the emperor, cast
its vote.
349. Constitutional and Administrative Changes. The
most important constitutional change made by Tiberius
was the transfer of the elections from the people to the
senate. Henceforth the popular assemblies met in their
/
IMPERIAL PERIOD: HISTORICAL
electoral capacity only to hear an announcement of the
results of the elections in the senate. The change was
essentially only a formal one, since popular elections had
already lost their significance. This method of choosing
magistrates was in some respects a reversion to the system
in vogue under the monarchy (cf. p. 14), and, since ex-mag-
istrates were given seats in the senate, that body, nomi-
nally at least, chose its own members. It should be noticed,
too, that the new functions which Tiberius and his prede-
cessor assigned to the senate made it not only a legisla-
tive but also a judicial and an electoral body. The most
important changes in the magistracies consisted in making
the praefectus urbi a permanent official, and in putting
a single prefect at the head of the praetorian cohorts,
although some of the successors of Tiberius reverted to
the Augustan system and appointed two praefecti praetorio.
Some temporary importance was also given to the consul's
office by the prolonged absence of Tiberius from the city.
350. The Reign of Gaius. Upon the death of Tiberius
in A.D. 37 Gaius Caesar, the son of Germanicus, the adopted
son of Tiberius, who was supported by Macro, the praeto-
rian prefect, was proclaimed emperor by the senate. The
first measures of Gaius seemed to indicate that the .enthu-
siasm with which the death of Tiberius and the accession
of a son of the popular leader Germanicus were greeted
was justified. Actions for maiestas were suspended. Pro-
fessional informers were suppressed, and the elections were
turned over to the popular assemblies again ; but in each
one of these cases Gaius returned in a very short time to
the practices of Tiberius. Throughout his reign, in fact,
he was the creature of caprice, the victim of megalomania,
and represented absolutism in its crudest form. In an in-
credibly short time he had spent upon extravagant projects
TIBERIUS TO NERO 293
of all sorts the sum of 100,000,000 sesterces, which his
economical predecessor had saved, and proceeded to meet
the resulting deficit by confiscation and oppressive taxation.
The only constitutional change of any importance made
during his reign was the addition of a fifth decury of
jurymen, which brought the number of indices up to about
5000. The wrath of the people groaning under this tyran-
nous government found expression in one conspiracy after
another, until finally in the year 41 Gaius was murdered
by the officers of his own guard.
351. The Reign of Claudius. By his death the govern-
ment was left without a head once more, and for two
days the senate considered the advisability of restoring the
republic ; but the clamor of the populace and the interven-
tion of the soldiers decided the matter in favor of Claudius,
the nephew of Tiberius and uncle of Gaius. Claudius had
lived up to this time in retirement. In fact, the soldiers
found him hiding in the palace for fear of his life. A natu-
ral weakness of character and bodily defects had kept him
out of public life, and the contempt of those about him,
and the ill-treatment which he had received at their hands,
had made him distrustful of himself. His life had been
given up largely to antiquarian pursuits. These facts deter-
mined in large measure the character of his reign. His lack
of self-confidence made him lean helplessly on others, while
the interest which he had felt in the minutiae of gram-
matical study incapacitated him for developing compre-
hensive plans of government. As a result he was easily
managed by the members of his household, and the inner
history of his reign is a continuous story of intrigue by the
women and the freedmen about him, first by his freed-
man Narcissus and his wife Messalina, and, after her death,
by Narcissus and his second wife Agrippina, with the
294 IMPERIAL PERIOD: HISTORICAL
support of Pallas, and of Burrus, whom she had elevated
to the position of prefect of the praetorian guard. This
transfer of the real authority to men who were virtually
imperial ministers — for this was what the new system really
amounted to — had its advantages as well as its disadvan-
tages. Narcissus in particular, who played so important
a role during the greater part of Claudius's reign, had a
decided talent for public affairs, and the administration of
the government profited accordingly. Thus, for instance,
not only were public finances placed on a sound basis once
more, but public improvements of great importance were
made, such as the extension of the aqueduct system, and
the improvement of the harbor at Ostia. The antiquarian
tastes of Claudius were not wholly detrimental to the public
interests. They encouraged a regard for tradition and for
old institutions ; the senate in particular was treated with
respect. It became once more a deliberative body, and
acquired some part of its old-time independence. Although
the natural bent of Claudius and his early life had robbed
him in a measure of the power of taking the initiative in
important matters, it had developed in him an infinite
patience in perfecting a system already in existence. To
this characteristic is due largely the improvements in the
judicial system and in the police and water departments of
the city.
352. Accession of Nero. In her struggle with Narcissus,
Agrippina's first object was to secure the succession for
Nero, her son by Cn. Domitius Ahenobarbus. She pre-
vailed at last upon Claudius to adopt him, and, taking
advantage of the illness and absence of Narcissus in the
year 54, cleared the way for her son by having Claudius
poisoned. Her faithful supporter, Burrus, brought Nero
before the troops, and he was saluted emperor.
TIBERIUS TO NERO 295
353. Court Intrigue under Nero. His reign was like
that of his immediate predecessor in two respects. It was
full of intrigue, and the control of public affairs was left
largely in the hands of advisers and favorites. The char-
acter of the government depended on the character and
ability of those under whose influence Nero fell. When
Agrippina first formed her ambitious plans for her son, she
placed him under the tutelage of the philosopher Seneca
and the protection of the prefect Burrus. As soon as he
ascended the throne, the new emperor showed that he
cared only for the pleasures and the distinction which his
position gave him, and was content to leave the affairs of
state in the hands of his mother and her two advisers ; but
the outcome did not please Agrippina. She was by no
means satisfied with the small share in the government
which she soon found that Seneca and Burrus were willing
to allow her, and she cast about for means to force Nero to
recognize her authority. Her efforts were fruitless, and it
is a remarkable illustration of the irony of fate that her
downfall was finally brought about by the same means which
had raised her to power. Just as her personal charms had
been used to encompass the ruin of Messalina, so the beauty
of Poppaea Sabina, the wife of M. Salvius Otho, caused the
downfall of Agrippina. Ultimately she, as well as Britannicus
and Octavia, Nero's wife, fell a victim to the jealous sus-
picions of the emperor. The death of Burrus three years
later, in 62, the appointment of Tigellinus as one of the
prefects of the praetorian guard, and the forced retirement
of Seneca, left Rome at the mercy of Nero's passions, stim-
ulated as they were by Tigellinus and the freedmen of the
court.
354. Administration of Public Affairs under Nero. The
character of Nero's administration differed greatly in these
296 IMPERIAL PERIOD: HISTORICAL
two periods. Under the ministerial rule of Seneca the
senate was associated in the government, as it had been in
the time of Claudius (cf. p. 294), and, thanks to the cre-
ative ability of Seneca and the patience and energy of
Burrus, many important administrative reforms were intro-
duced. The legislation of the years 56-62 touching wills,
adoption, and certain abuses in the courts, as praevaricatio
and tergiversatio, was especially salutary. The finances
were managed with such wisdom that 60,000,000 sesterces
were annually turned into the state treasury. The second
period of the reign shows a far different state of affairs.
Life and liberty were held in light esteem, and the finances
of the state fell into a deplorable condition. The financial
difficulties of the empire were due in part to the great fire
of the year 64 and to the expenditure of large sums in
carrying on foreign campaigns ; but only in part, since the
extravagance of the court in building palaces and baths
and in giving public games was largely responsible for this
state of affairs ; and, to make matters worse, in meeting
this difficulty, the government resorted to the dangerous
expedient of debasing the coinage.
355. Galba, Otho, and Vitellius. The discontent to
which Nero's misgovernment gave rise found expression
in numerous conspiracies supported by the aristocracy and
members of the senate. But Nero had little to fear from
this source. The danger lay in another quarter. The
establishment of a standing army by Augustus, with a long,
fixed term of service (cf. pp. 285 f.), and the assignment of
legions for an indefinite period to a particular province,
where allegiance to the emperor was forgotten in devotion
to their commander, had divided the empire into a group
of inchoate principalities, in each of which the soldiers
and inhabitants had begun to feel the community of their
TIBERIUS TO NERO 297
interests. In fact, the tendency which was developing in
the provinces in the middle of the first century of our era,
unless it had been summarily checked, might have led to
the immediate disintegration of the Roman Empire. The
first clear indication of this nationalist movement appeared
in Gaul in 68, but the defeat of the leader of the move-
ment, C. Julius Vindex, by L. Verginius Rufus, the gov-
ernor of Upper Germany, crushed it out. Rufus himself,
however, was proclaimed imperator by his troops. He
declined the offer, it is true, but not so much because
of his loyalty to Nero or the central government as on
account of his own low origin, which would probably have
frustrated any designs on the throne. No such difficulty
stood in the way of Ser. Sulpicius Galba, the 'governor of
Hispania Tarraconensis, who belonged to an old and influ-
ential family. He was proclaimed emperor by his own
troops, was supported by the German legions, when their
commander, Rufus, had positively refused to accept the
position, and through the efforts of Numpidius Sabinus,
the prefect of the praetorian guard, secured the adherence
of that force. Nero, finding himself deserted by every
one, took his own life June 9, 68. The policy of Galba
did not prove to be a wise one. He punished the dis-
affected soldiers of the German legions. He removed their
popular leader, Rufus, and estranged the praetorian guard
by not fulfilling the promises which Numpidius had made
in his name. The legions in Lower Germany retaliated by
naming their commander, A. Vitellius, emperor, while the
praetorian guard in Rome proclaimed M. Salvius Otho.
Galba was assassinated in January, 69 ; the senate con-
firmed the choice of Otho, and the new emperor set out
for the North to check the advance of his rival. Otho
was defeated at Cremona, and later at Bedriacum, and left
298 IMPERIAL PERIOD : HISTORICAL
Italy and his Italian supporters a prey to the wrath and
the greed of the German legions by taking his own life in
April, 69. Vitellius was at once recognized as emperor by
the senate, and began his reign by adopting a conciliatory
policy toward the senate and the members of the opposite
faction.
356. Extinction of the Julian Line. Naturally very
little of constitutional or administrative significance was
done during this year of confusion. The most important
result of the death of Nero was the disappearance of the
partially recognized hereditary principle. The recognition
of this principle had tended to give continuity to the gov-
ernment. At least, the next of kin to a deceased emperor,
if supported by the praetorian guard, was reasonably sure
of the succession. The extinction of the Julian line, how-
ever, opened the door to any successful commander, and
the armies in the provinces became the effective electoral
bodies. The necessity of securing the confirmation of the
senate was recognized, but the acquiescence of that body
was naturally a matter of form.
357. The Frontier Policy from A.D. 14 to 68. The
successors of Augustus from A.D. 14 to 68 followed out
the frontier policy which he had indicated. They strength-
ened the frontiers of the empire, but made no serious
efforts to push them forward, except in the case of Britain.
In the East, the reduction of Cappadocia to the form of a
province in A.D. 17 helped to protect Roman territory, and,
after a long dispute over Armenia, a modus vivendi with
Parthia was reached in the year 63, under which Tiridates,
the brother of the Parthian king, received the Armenian
crown in Rome from the hands of Nero. Under Claudius
the southern frontier was fortified, and the two Maure-
tanian provinces, which had been established in 40, were
TIBERIUS TO NERO 299
completely pacified two years later. In the North no
determined effort was made to force the peoples beyond
the Rhine to recognize Roman authority, but the frontier
line along that river was protected, and the Germans were
encouraged to waste their strength in internecine warfare.
Disturbances in Thrace led to its annexation as a prov-
ince in 46, and thus the Danube continued the line of
the empire to the' Black sea. In the West only an impor-
tant increase of territory was made by the conquest of
southern Britain and its erection into a province in the
year 43.
358. Municipal Government in Italy. One of the most
noteworthy constitutional changes under the early empire
consisted in the development of municipal government in
Italy and the provinces, and in the tendency to secure
uniformity, at least within a given area. The prevailing
system adopted for the municipia in Italy was similar to
that in force in Rome. It comprised magistrates, a senate,
and a popular assembly. The magistrates were, known as
IV viri, formed two colleges, and were commonly called
// viri iure dicundo and // viri aedilicia potestate. They
were chosen in the popular assembly, although elections
were later transferred to the senate. The // viri iure di-
cundo had the right to convoke and preside over the local
senate and popular assembly, to exercise jurisdiction in civil
and criminal cases under certain restrictions, and in coop-
eration with the senate they had charge of the finances
and of the local military contingent. The // viri aedilicia
potestate had charge primarily of the police and of the
public games. In some communities quaestors were also
chosen. Otherwise minor financial duties were performed
by the aediles. All these officials were chosen annually,
and had insignia not unlike those of the magistrates at
3OO IMPERIAL PERIOD : HISTORICAL
Rome. Every five years 77 viri quinquennales censoria
potestate were elected to take the census. The senate
(ordo decurionum or senatus) usually comprised 100 mem-
bers. A senator held his position for life, subject to the
discretion of the censors, who made out the list of senators
on the same principle which the censors at Rome followed.
The relations which a municipal senate bore to the local
magistrates and popular assemblies were almost exactly the
same as those which the Roman senate bore to the Roman
magistrates and to the comitia. The inhabitants of the
municipalities fell into two classes, rives and incolae. Gives
were those who had the rights of citizenship by birth or by
special concession. Incolae were those who had taken up
their domicile in a town without severing their relations
with the community from which they had come. Both
classes were liable to military service and to the other
munera imposed by the community, but the rives only,
under the early empire, were eligible to office. The unit
in the popular assembly was the curia or the tribus, and
the method of voting was identical with that in force at
Rome.
359. Local Government in the Provinces. The unit of
government in the newly acquired provinces of the West
was the municipality, and to most of these municipalities,
as they gave evidence of becoming Romanized, the ius
Latii was granted. Those who had held magistracies or
a seat in the local senate received the full rights of citizen-
ship, and the adoption of this policy did much toward
attaching the leading families to the Roman regime. In
Germany and the other less civilized provinces to the north,
the cantonal or some similar unit of government was
adopted. The policy which Rome followed in the older
provinces of the East has already been discussed (cf.
TIBERIUS TO NERO 301
pp. 88 ff.). Some modifications of it had been intro-
Iduced in the later republican period, but in most cases the
old systems of local government with the traditional titles
for the several offices were retained, except that the
financial system was reorganized.
360. Changes in Provincial Government. The govern-
ors of imperial provinces were appointed by the emperor,
administered their provinces under his supervision, and
looked to him for advancement, and one of the most
marked but natural changes of the provincial system,
during the period under consideration, is the tendency
to leave all important matters of administration to the
decision of the emperor. This practice comes out very
clearly some fifty years later in Pliny's letters to Trajan,
where matters of almost a trivial character were referred
to the emperor for settlement. The senate theoretically
maintained its right to reverse the decisions of its own
governors, and on occasion actually exercised the right,
as we may infer from Pliny's correspondence (X. 56;
X. 72) ; but the commanding influence of the emperor in
the senate, his exalted position as proconsul of a large part
of the Roman world, and the deference shown him by the
governors of imperial provinces could not fail to have an
effect on the governors of senatorial provinces also. We
are not surprised, therefore, to find them, too, appealing to
the emperor for advice in difficult matters of administration.
Governors in both the imperial and senatorial provinces
seem to have taken more and more into their own hands the
supervision of the administrative affairs of the communities
located in their provinces. In particular, as we see from
Pliny's letters, they concerned themselves with the economic
affairs of these communities and the questions involved in
the construction of public buildings and public works.
302 IMPERIAL PERIOD: HISTORICAL
361. The Provincial Assemblies. A new and most
interesting political institution of the imperial period is
the provincial assembly, made up of representatives from
the communities lying within a given area. As early as the
time of Verres the commonwealth of Sicily (commune Sici-
liae, Cic. in Verr. ii. 2. 154) chose representatives to pay
certain honors to its governor. It was left for the im-
perial cult in the provinces, however, in its development
to direct this movement toward representative government.
The cult of the emperor appeared first in Augustus's own
lifetime in the Greek cities of Asia, and spread rapidly
through the western as well as the eastern provinces. The
imperial officials fostered it, because it knit the Roman
world together and developed a spirit of loyalty toward
the central government, as personified in the emperor.
To construct temples to him and to the Dea Roma,
and to celebrate festivals in honor of the new deities, a
provincial assembly (concilium proirinciae) met annually in
the principal city of the province under the presidency of
the flamen provinciae. Its main duties were of a religious
character. They consisted in arranging the details of the
imperial worship, and in imposing taxes for its proper main-
tenance on the cities of the province ; but these assemblies
also took it on themselves to discuss certain matters of
general interest to their respective provinces, and to send
deputations to the emperor to lay the results of their
deliberations before him. A large body of inscriptions
attests the activity of the concilia and shows the varied
character of the business which came before them. • The
institution acquired in time some political importance (cf.
p. 372), and it is interesting because it is one of the
earliest attempts to establish on a large scale our modern
system of representative government.
TIBERIUS TO NERO 303
SELECTIONS FROM THE SOURCES
Tacitus, Ann. I. 5- VI ; XI-XVI ; Hist. I; II. n-ioi ; Suetonius,
Tiberius, Caligula, Claudius, Nero, Galba, Otho, Vitellius ; Dio
Cassius, LVII-LXV; Josephus, Antiq. hid. XVIII-XX; Strabo;
Velleius Paterculus, II. 124 ff . ; Plutarch, Galba, Otho; Eutropius,
VII. 11-18.
Recommendations of Augustus read in senate : Dio, LVI. 33. —
Elections given to senate (A.D. 14) : Tac. Ann. I. 15 ; Veil. II. 126. 2.
— Mutiny in Germany: Ann. I. 31 ff. ; Dio, LVII. 4 f. — Minuta
maiestas : Ann. I. 72. — Curatores riparum et alvei Tiberis : Dio,
LVII. 14. — Recall of Germanicus (A.D. 16) : Ann. II. 26. — Cappa-
docia, Roman province (A.D. 17): Dio, LVII. 17. — Alliance with
Parthia (A.D. 18) : Ann. II. 58. — Death of Germanicus (A.D. 19):
Ann. II. 69-73. — Law governing price of grain (A.D. 19) : Ann. II.
87. — Death of Cn. Piso (A.D. 20) : Ann. III. 1 5. — Sumptuary laws :
Ann. II. 33; III. 52-5. — Drusus, the tribunicia potestas (A.D. 22) :
Ann. III. 56-7. — L. Aelius Sejanus: Ann. IV. 1-2. — Sejanus is refused
the hand of Livia (A.D. 25) : Ann. IV. 39-40. — Tiberius retiies to
Capri (A.D. 27): Ann. IV. 67. — Overthrow of Sejanus (A.D. 31):
Dio, LVIII. ii; Suet. Tib. 65. — Prosecutions: Ann. VI. 3 ff. —
Financial legislation (A.D. 33): Ann. VI. 17. — Death of Tiberius
(A.D. 37): Ann. VI. 50; Suet. Tib. 73. — Gaius succeeds: Suet.
Cal. 14. — Elections restored to comitia (A.D. 38) : Dio, LIX. 9. —
Prosecutions: Dio, LIX. 13, 16, 18. — Cruelties of Gaius: Dio, LIX.
25-6. — Murder of Gaius (A.D. 41): Suet. Cal. 58; Dio, LIX. 29.
— Claudius succeeds: Suet. Claud. 10-11; Dio, LX. i. — Charac-
ter : Suet. Claud. 2 f., 29 ff. ; Dio, LX. 2 ; Sen. Apoc. — Reforms :
Dio. LX. 6. — Provinces of Mauretania established (A.D. 42) : Dio,
LX. 9. — Conspiracy of Vinicianus (A.D. 42) : Dio, LX. 1 5. — Cam-
paigns of Plautius and Ostorius in Britain (A.D. 43 and 50) : Dio, LX.
19-22, 30; Ann. XII. 31-40; Agr. 13 f. — Achaea and Macedonia
become senatorial provinces (A.D. 44) : Dio, LX. 24. — Treasury under
two quaestors: Dio, LX. 24. — Advocates' fees limited: Ann. XL
5-7. — Census taken (A.D. 48): Ann. XI. 25. — Messalina killed
(A.D. 48) : Ann. XI. 26-38. — Agrippina: Ann. XII. 1-8. — Seneca,
tutor of Domitius, son of Agrippina: Ann. XII. 8. — Claudius adopts
Domitius with name of Claudius Nero (A.D. 50) : Ann. XII. 25 f. —
Lake Fucinus : Ann. XII. 56-7. — Aqua Claudia and Anio Novus :
Frontin. de Aquaed. 13. — Death of Claudius (A.D. 54): Ann. XII.
304 IMPERIAL PERIOD: HISTORICAL
66-8. — Nero succeeds: Ann. XII. 69; Dio, LXI. 3. — Burrus and
Seneca: Dio, LXI. 4; Ann. XIII. 2. — Nero poisons Britannicus
(A.D. 55): Ann. XIII. 16-17.— Agrippina killed (59 A. D.) : Ann. XIV.
3-8; Suet. Nero, 34. — Death of Burrus (A.D. 62) : Ann. XIV. 51.—
Tiridates accepts crown from Nero (A.D. 63) : Ann. XV. 29 ff. ; Dio,
LXIII. 2-7. —Death of Seneca (A.D. 65) : Ann. XV. 60 ff. — Vindex :
Dio, LXIII. 22. — Galba proclaimed emperor by his troops : Dio,
LXIII. 23. — Vindex defeated: Dio, LXIII. 24. — Death of Nero
(A.D. 68) : Suet. Nero, 47-9. — A. Vitellius proclaimed emperor by
his troops (A.D. 69): Hist. I. 56-7. — Galba adopts Piso : Hist. I.
14-19. — Otho declared emperor by praetorian guard: Hist. I. 27 f. —
Death of Galba : Hist. I. 41. — Bedriacum: Hist. II. 40-45. — Death
of Otho: Hist. II. 46 ff. ; Dio, LXIV. 1 5. — Vitellius recognized at
Rome: Hist. II. 55. — Character: Hist. II. 62, 73 ; Dio, LXV. 3.
SELECTED BIBLIOGRAPHY l
A. Stahr, Tiberius. Berlin, 1873.
G. Boissier, L'opposition sous les Cesars. Paris, 1892.
H. Lehmann, Claudius und Nero und ihre Zeit, Vol. I. Gotha,
1877-
Sievers, Studien zur Geschichte der romischen Kaiser. Berlin, 1870.
R. Bompard, Le crime de lese majeste. Paris, 1888.
Guiraud, Les assemblies provinciales dans 1'empire remain. Paris,
1887.
Hirschfeld, Zur Geschichte des rom. Kaisercultus, in Sitzungsb. d.
Akad. d. Wissensch. zu Berlin, 1888, 2ter Halbb. pp. 833 ff.
1 See also p. 288.
CHAPTER XIV
THE FLAVIAN EMPERORS
362. Vespasian proclaimed Emperor. When the news
of the battle of Bedriacum and of the death of Otho
reached Rome, the soldiers took the oath of allegiance
to Vitellius, and the senate accorded him imperial honors ;
but before he had reached the city a new aspirant for the
throne had arisen — this time in the East, in the person of
Vespasian. He was proclaimed emperor in Alexandria by
the prefect of Egypt, July i, 69, and from this date he sub-
sequently counted the years of his reign.- The legions in
Judaea, Syria, Moesia, Pannonia, and Illyricum supported
him, and Mucianus, governor of Syria, and his principal
lieutenant was sent into Italy. Antonius Primus, who
commanded seven legions in Illyricum, reached Italy in
advance of Mucianus, however, defeated the army of
Vitellius at Cremona in a bloody battle, marched rapidly
toward Rome, and entered the city December 20. Vitel-
lius, in attempting to escape, was seized and put to death.
On the following day Vespasian was made consul, and
received from the senate the title of Augustus and the
tribunician power.
363. Precarious Position of Vespasian. The outlook
for Vespasian, however, seemed anything but promising.
He was a man of humble birth, and, therefore, apparently
hampered by the same drawbacks which had prevented
Verginius Rufus from yielding to the temptation held out
to him by his soldiers (p. 297). He was a mere soldier,
306 IMPERIAL PERIOD: HISTORICAL
with no experience in civil affairs, and finally he followed
a series of pretenders, who had been set on the throne
by one army to be displaced by another. In fact, the
uprising of the troops in Germany under Claudius Civilis,
before he had ascended the throne, seemed to foreshadow
the same fate for him also.
364. The Character of Vespasian. His sterling qualities,
however, saved him from all these dangers. Indeed, from
a knowledge of his antecedents and character, one could
almost forecast the outcome of his reign and the political
and social changes which he would strive to effect. We
have noticed that he was of humble birth. His family
came from the little town of Reate, in the Sabine terri-
tory. His grandfather had been engaged in collecting
small debts ; his father was a tax-collector. The family
stock was not unlike that of the poet Horace, and the
picture which Horace has drawn of his father may well
serve to give us a fair impression of the grandfather and
father of Vespasian. He was already advanced in life —
he was sixty years old at this time — and he had received
the hardy training of a soldier. Both of these facts must
have emphasized the traits of character which he inherited
from his immediate ancestors. Having been born outside
the city, he had none of the narrow municipal prejudice
of the native Roman. His humble surroundings in early
life, and his experience as a soldier, had made his tastes
simple and his methods direct. Then, too, if he had been
brought up in Rome, he would have felt himself bound
by the social and political traditions, which prevented
several of his predecessors from aiming directly at the
object which they wished to accomplish. The fact that
he was born in a little country village left him free in this
respect. His obscure birth saved him also from paying
THE FLAVIAN EMPERORS 307
undue deference to aristocratic prejudice. Finally, he
inherited from his immediate ancestors shrewdness in deal-
ing with the practical affairs of life, and especially in
managing financial transactions.
365. Administrative and Constitutional Reforms during
his Reign. These traits of Vespasian's character found
expression in the administrative and constitutional reforms
which he introduced. His methodical tendency and his
sense of order led him to take immediate measures to
suppress the insurrection under Civilis, to restore order in
Germany, and to perfect the system of frontier defenses
on the borders of Moesia, of Pannonia, and in the East.
Most of the principalities and free states in the Orient
were made provinces, and were governed as the adjoining
countries. His regard for system led to the formulation,
though possibly not for the first time, of the constitutional
powers and privileges of the emperor in the celebrated
lex de imperio Vespasiani (cf. p. 407). This trait in his
character led him also to make early arrangements to take
the census, and from the information which the census-lists
gave him he was able to reorganize the senate and the
equestrian order, to pick out men who were qualified to
fill administrative positions, and to decide how and where
to levy troops. He gained exact information with reference
to the resources of the state, information which was of ines-
timable value to him in determining the most equitable
and profitable form and rate of taxation. On the other
hand, he learned the needs of the empire, in the way
of public works and public buildings. According to the
emperor's own estimate, the reorganization of the financial
system and the material needs of the empire called for
forty billions of sesterces. This enormous sum was raised
without apparently crippling industry or exciting serious
308 IMPERIAL PERIOD: HISTORICAL
opposition. In some cases the rate of taxation was in-
creased-, new taxes were levied, or larger contributions from
the provinces were required ; but the greatest gain was
made by doing away with the exemption of favored classes,
and by insisting on honesty and economy in raising the
levy. Here Vespasian's clear insight into financial matters
helped him greatly.
His freedom from native Roman and aristocratic preju-
dice allowed him to make important changes in the character
of the senate and the senatorial order. Some of his prede-
cessors had aimed at creating a new senatorial aristocracy
dependent on the emperor for its position and honors, and
Claudius had gone so far as to admit men from the provinces
who had distinguished themselves, but in most cases those
who received seats in the senate were natives of the city
of Rome and ex-magistrates. Vespasian, however, freely
gave the senatorial rank to provincials, and, with that
directness of purpose which characterized him, he did not
in all cases require a candidate for senatorial honors to
hold a magistracy, but he conferred the dignity upon him
directly. Vespasian's practice in this respect was followed
by his successors, and from the time of Domitian this
imperial prerogative was freely exercised. The senatorial
order thus ceased to be a Roman aristocracy ; it was no
longer based, even formally, on republican tradition. It
was an aristocracy of the empire, whose privileges were
within the gift of the emperor. This policy of conferring
privileges and honors upon deserving persons throughout
the Roman world was carried down into the lower strata
of society also. The rights of Latin citizenship were given
to all the hitherto subject communities in Spain, and to
some among the Helvetii. The practice of bestowing the
rights of citizenship and the privileges of senatorial rank
THE FLAVIAN EMPERORS 309
on provincials is a definite part of the Flavian policy, and
perhaps nothing did more to develop throughout the empire
a unity of interests and a loyalty to the central government.
Those who had received these honors were proud of them,
and grateful to the ruler who gave them. Those who had
not attained them were anxious to prove their fitness to
receive them. The fruits of this generous policy toward
the provincials are seen in the Spanish origin of Trajan,
Hadrian, and M. Aurelius, and in the Gallic origin of
Antoninus.
The power which Vespasian exercised in raising private
citizens to senatorial rank took from the magistracies the
greater part of the importance which they had had under
the early emperors. It was no longer necessary to hold
a magistracy in order to be admitted to the senate. The
practice of holding the consulship for only two months
also materially lessened the dignity of that office, which
was still further diminished by the encroachment of various
imperial offices.
366. The Reign of Titus. With all his care in defining
the powers of the emperor, and in introducing system into
the affairs of government, Vespasian had not settled the
principle of the succession. At his death, however, in the
summer of the year 79, it was rather a theoretical than a
practical question. He had secured for his son Titus a
point of vantage, by making him prefect of the praetorian
guard, by granting him the tribunician power in the year
7 1 , by allowing him to receive the title of imperator after
his success in Judaea, and by making him his colleague in
the censorship and the consulship. The reign of Titus,
which extends through a period of only about two years,
was scarcely long enough to enable us to estimate the
character of his administration. He seems to have been
310 IMPERIAL PERIOD: HISTORICAL
an amiable and mild ruler. His kindness to the people of
Campania after the eruption of Vesuvius shows this plainly
enough. But this amiability of nature had its unfortunate
side. It led him to spend large sums of money to amuse
the people, without counting the cost or considering the
unfortunate precedent which he set for the future. He
held the power firmly in his own hands, however, neither
recognizing the historic claims of the senate nor admitting
his brother Domitian to a share in the government.
367.' The Drift toward Monarchy under Domitian. The
theory upon which the government of Augustus was based,
that the Roman world was under the joint control of the
princeps and, the senate, had been seriously undermined by
the reorganization of the senate under Vespasian, and the
subordination of that body and of the whole senatorial
order to him. Domitian, who ascended the throne in
September, 81, rejected completely the theory that the
princeps and the senate jointly ruled the state, that the
government was a dyarchy, as it has been called, and took
a long step toward the establishment of the monarchy.
He was an autocrat by instinct, and consistently followed
the policy of keeping the supreme power entirely in his
own hands. Qn the fourth year of his reign he had himself
made censor for life. He did not take this office, as his
father had done, for the sake of reorganizing the finances of
[the state, but solely, or mainly, for the purpose of control-
ling the appointment of senators. In this way he was able
to degrade his enemies and to fill the senate with his sup-
porters. He also formally claimed the right of sitting in
judgment on senators charged with capital offenses. In the
year 84, in which he took the censorship for life, he had
himself made consul for a period of ten years, a step which
indicated his intention of taking from his colleagues in that
THE FLAVIAN EMPERORS 31!
office even an apparent equality with him. The same
intention is obvious in his decision to reserve for himself
the laurel wreath, and in his assumption of certain unusual
insignia of office. His autocratic attitude shows itself also
in the fact that he tolerated no favorites, and that he did
not rule through ministers. In fact, constant changes were
made in the personnel of the imperial household. In this
respect his course is in contrast to the policy of the tyrants
who had preceded him, like Tiberius and Nero. This
theory of government puts on the ruler's shoulders the
responsibility for the mistakes which may be made, as well
as for the wise measures which may be taken, and Domitian
seems to have felt the responsibility and to have tried in
many respects to do his duty conscientiously. The same
deliberate purpose to rule alone, reinforced perhaps by the
dread of a military uprising, led him to divide the pro-
vincial armies in such a way that not more than one or two
legions should be under the command of a single general.
It was probably a desire to maintain his prestige in all fields
of activity, and his knowledge of the fact that success, in
arms still offered the surest road to popularity, which led him
to take charge in person of the military operations against
the Chatti in 83, and in Moesia in 86, and to celebrate a
triumph on his return from the first expedition.
368. Social and Economic Reforms. As has been said,
Domitian accepted conscientiously the responsibility which
his attempt to hold all the power in his own hands laid
upon him. He worked faithfully, though not always wisely,
to improve the moral, religious, and economic condition of
the people in Italy and the provinces. The Julian laws,
passed to protect the purity and integrity of family life,
were vigorously enforced, and, like Augustus and Tiberius,
Domitian strove to stimulate the religious life of the people
312 IMPERIAL PERIOD: HISTORICAL
by building temples and by restoring the dignity of the
priesthoods. To combat the tendency towards luxurious
living he adopted the eccentric policy of discouraging and,
in some cases, of forbidding the cultivation of the vine.
All these measures for the moral and religious improve-
ment of the people naturally met with little success, but his
reforms in the judicial system and in the army were of
more importance. In particular, the administration of
justice profited greatly by his watchful supervision of the
courts. His management of the finances of the state,
which seems to have been in the main wise and econom-
ical, enabled him to construct many important buildings
and public works and to restore others which needed
repair. The jealous watch which he kept on provincial
governors in most cases fostered justice and economy in
the government of the empire outside of Italy.
369. Domitian's Jealousy and Tyranny. In spite of all
this, however, Domitian was a tyrant, and a tyrant with cer-
tain traits of character which always make autocracy odious.
His inordinate ambition and unscrupulous selfishness, which
had prevented his father and his brother from conferring on
him the honors that he would otherwise have had, took the
form, after he had ascended the throne, of a jealous sus-
picion of any one who opposed him or won any distinction.
As in the case of several of the Julian emperors (cf. pp.
289 f., 295 f.), his life falls into two periods. Before the
uprising under Saturninus in 88 his policy was reasonably
mild. After that event he pursued those who opposed
him, or excited his suspicion, with a vindictiveness which
knew no bounds. The fact that he was childless, and
hence that the way to the throne seemed open to any ambi-
tious aspirant, probably increased still more his suspicion of
any one whose ability raised him above the common level.
THE FLAVIAN EMPERORS
313
He fell by the hand of members of his own household in
September of the year 96.
370. Military Operations of the Flavian Period. The
disorder which had prevailed throughout the Roman world
in the year preceding the accession of the Flavian em-
perors was repressed within a year or more after Vespasian
ascended the throne. This spirit of unrest showed itself
in Pontus, Britain, Moesia, and on the banks of the Rhine,
and both native peoples and legionaries joined in several
of the movements. The most serious of these uprisings
was that of various German and Gallic tribes under Julius
Civilis, which was also supported by the Roman legions in
the vicinity. It seems to have been an expression of the
nationalist feeling (cf. pp. 296-7), for the Remi, who were
concerned in the movement, tried to convoke a Gallic
national assembly to lay plans for the future ; but at the
approach of Petilius Cerialis, one of Vespasian's lieutenants,
toward the close of the year 70, the various rebellious
peoples submitted one after another, and the Roman troops
returned to their allegiance. At about the same time the
war in Judaea was brought to an end by Titus, and the city
of Jerusalem was taken. For years religious teachers had
been going up and down in the land prophesying the
approaching triumph of the Jew over the Gentile, and the
fierce religious and racial hostility which resulted found
expression in wholesale massacres of Jews and their ene-
mies in Judaea and outside of it. The Roman officials
were incapable of dealing with the secret organizations
which the Jews formed, and the supine governor of Syria,
Cestius Gallus, allowed matters to drift until open war
broke out in 66. Thereupon Nero intrusted the conduct
of affairs in Judaea to Vespasian. For four years more the
Jews held out against the Roman legions, but in 70 Titus
314 IMPERIAL PERIOD: HISTORICAL
took Jerusalem, and Judaea for the second time was made
a separate province. Perhaps the greatest extension of
Roman territory was made in Britain, as a result of the
successful campaigns of Cerialis, Frontinus, and Agricola.
At the close of Nero's reign, Roman authority was recog-
nized as far north as Lincoln and Chester. Agricola
pushed his conquests to a point considerably farther north
and even carried on a successful campaign in Scotland.
The most serious danger from without, which threatened
the empire during the Flavian period, came from the
Dacians, who crossed over into lower Moesia, under their
leader, Decebalus, and defeated the governor, Oppius Sabi-
nus, as well as the prefect of the guard, Cornelius Fuscus.
The Romans seem at first to have underestimated the
fighting qualities of the enemy and the size of the coalition
formed against them, for they suffered repeated disasters.
The result was that, after the Dacians had been joined by
the Quadi, Sarmatians, Marcomanni, and other peoples in
that region, Domitian was forced to make peace on the
basis of certain annual gifts to the Dacian king, although
the latter, on his side, probably acknowledged in some
measure the suzerainty of the Roman emperor. The revolt
in the year 88 of L. Antonius Saturninus, the governor of
Upper Germany, excited a greater alarm in Domitian' s
mind than the more serious difficulty on the Danube, and
although it was suppressed within a few months, it per-
manently affected the character of Domitian's reign (cf.
p. 312).
371. General Changes in Provincial Government. The
most important changes made in the division of the prov-
inces between the emperor and the senate in the Flavian
period were the assignment of Sardinia and Corsica to
Vespasian, and the union of Achaea and Epirus, which
THE FLAVIAN EMPERORS 315
Nero had declared independent states, into a senatorial
province. Moesia was divided into two provinces, Upper
and Lower Moesia, by Domitian. Galatia was added to
Cappadocia by Vespasian and put under a consular legate.
But the most noteworthy administrative change in the prov-
inces consisted in the movement to introduce a uniform sys-
tem of government, by the reduction of principalities and
suzerain states to the form of provinces. This change was
made especially in the Orient, where several principalities,
like Commagene and Judaea, were placed directly under
a Roman governor. Egypt, however, still maintained its
anomalous position as the personal domain of the emperor.
It was ruled by a prefect of equestrian rank, and the admin-
istrative system of the Ptolemies was still retained.
372. Improvement in the Condition of the Provincials.
Vespasian's skill as an organizer, and Domitian's jealous
supervision of provincial governors, alike contributed to
the prosperity of the provinces. By the elevation of their
most distinguished citizens to the senatorial order (cf.
pp. 308-9), and by the grant of Latin rights to native
communities, they were made to feel themselves integral
parts of the empire and not dependencies, and their mate-
rial prosperity was promoted by the judicious construction
of public roads and public works and the improved man-
agement of local finances. In Baetica alone 120 cities
received the ius Latii under the Flavian emperors. The
extant charters of Salpensa and Malaca, in this province,
give us a clear idea of the nature of the government estab-
lished in these communities. Paradoxical as it may seem,
hand in hand with this extension of self-government there
seems to have developed a tendency on the part of pro-
vincial governors to concern themselves more and more
with local affairs (cf. p. 301).
316 IMPERIAL PERIOD: HISTORICAL
SELECTIONS FROM THE SOURCES
Tacitus, Hist. II. i-io ; III-V, and Agricola; Josephus, Bell.
lud. Ill ff.; Dio Cassius, LXVI-LXVII ; Suetonius, Vespasianus,
Titus, and Domitianus.
Vespasian proclaimed emperor in the Orient (69) : Tac. Hist. II.
80-8 1. — Battle of Cremona (Oct. 69): Hist. III. 22-33. — Disorders in
Rome (Dec. 69) : Hist. III. 69-74. — Vespasian made emperor (Dec.
21, 69) : Hist. IV. 3; Dio, LXVI. I. — Revolt under Civilis (69-70):
Hist. IV. 14-37; 54-79; V. 14-26. — Titus takes Jerusalem (70):
Jos. Bell. lud. VI. 8. 4-5. — Vespasian enters Rome (70) : Hist. IV.
53. — Improvements in Rome : C. I. L. VI. 931 ; VI. 1238 ; VI. 1257.
— Latin rights to Spain (74) : Plin. N. H. III. 30. — Death of Ves-
pasian and accession of Titus (79): Suet. Vesp. 24; Dio, LXVI. 17.
— Eruption of Vesuvius (79): Plin. Ep. VI. 16 and 20; Dio, LXVI.
21-3. — Relief for Campania : Dio, LXVI. 24. — Campaigns in
Britain: Tac. Agr. — Death of Titus: Suet. Tit. ii; Dio, LXVI.
26. — Charters of Salpensa and Malaca (82-4): C. I. L. II. 1963-4.
— Domitian consul for 10 yrs. (84): Dio, LXVII. 4. — War against
Dacians, etc. : Dio, LXVII. 6, 7, 10. — Death of Domitian (96) : Dio,
LXVII. 15-17.
SELECTED BIBLIOGRAPHY*
J. Asbach, Romisches Kaisertum u. Verfassung bis auf Traian.
Koln, 1896.
Chambalu, De magistratibus Flaviorum. Bonn, 1882.
Chambalu, Flaviana, Philol. XLIV (1885), pp. 106 ff . ; 502 ff., and
XLV (1886), pp. 100 ff.
Hirschfeld, Untersuchungen auf dem Gebiete der romischen Ver-
waltungsgeschichte, Bd. I. Berlin, 1876.
Frz. Pichlmayr, T. Flavius Domitianus. Erlangen, 1889.
Gsell, Essai sur le regne de 1'empereur Domitien. Paris, 1894.
1 See also pp. 288, 304.
CHAPTER XV
FROM NERVA TO SEPTIMIUS SEVERUS
373. Nerva. It is not clear what influences led to the
choice of M. Cocceius Nerva as emperor, but he was prob-
ably supported by the conspirators who had overthrown
Domitian. His reign lasted only two years, and there
were no important constitutional or administrative changes
in it. He was able, however, to right many of the abuses
which had grown up under his predecessor. Prosecutions
for lese-majeste were forbidden, and the impoverished con-
dition of the people in Italy was somewhat relieved by
loaning money to needy farmers, at a low rate of interest,
for the purchase of land.
374. Trajan. On the death of Nerva in January, 98,
M. Ulpius Trajanus, the governor of Upper Germany, whom
Nerva had adopted the year before, succeeded to the throne
without opposition. Trajan, like his predecessor, was punc-
tilious in his treatment of the senate. He renounced the
right to try senators on capital charges. He encouraged
freedom of speech at the meetings of the senate, and in
general carefully observed the fiction of the dual control
of affairs by the emperor and the senate. In fact, during
his prolonged absences from Rome, the senate acquired
some importance as a legislative body in administrative
matters. In his dealings with the magistrates he showed a
similar regard for republican traditions by accepting the
consulship only four times during the nineteen years of his
318 IMPERIAL PERIOD: HISTORICAL
reign, whereas Domitian had been consul ten times during
his reign of fifteen years. He checked delation, as Nerva
had done, and reformed the laws governing prosecution for
treason. The result of his attempts to carry out Nerva's
plans to improve the condition of the farmers, and to in-
crease the free population of Italy and the outcome of his
policy, and that of his successor, of remitting taxes, and of
encouraging the construction of public buildings in the small
towns, will be considered in another connection.
375. Hadrian. By far the most important administrative
change which Hadrian made consisted in the introduction
of a bureaucratic system into the civil service, with its fixed
gradation of offices and corresponding order of promotion.
The functions of each official were carefully marked out,
and the government took into its own hands certain mat-
ters, like the collection of taxes, which before had been
wholly or in part managed under private contract. Hadrian
made some important changes in the judicial system also.
He chose eminent jurists as members of his consilium, made
it a permanent body, and increased its judicial functions.
He took away from the republican magistrates the jurisdic-
tion in civil cases which they had exercised throughout
Italy and gave it to four imperial officials, later known as
iuridid. In this connection may be mentioned the codifi-
cation in a single edict by the jurist Salvius Julianus of the
principles and forms published by praetors and curule
aediles, in so far as such principles were still in force. The
provinces received as careful attention from him as Italy
did, and his long journeys, covering ten years of his reign,
into all parts of the empire made him familiar with their
condition and their needs. Having no children, he adopted
in 136 L. Ceionius Commodus Verus, giving him the title
of L. Aelius Verus. In 138, on the death of Aelius, Hadrian
NERVA TO SEPTIMIUS SEVERUS 319
named as his successor T. Aurelius Fulvus Boionius Arrius
Antoninus, who was known after his adoption as T. Aelius
Hadrianus Antoninus. Hadrian died the same year.
376. Antoninus Pius. Antoninus, or Antoninus Pius,
as he is commonly called, does not seem to have lacked
strength of character. The energy with which he checked
the plans of the senate to pass certain measures reflecting
on the reign of his adoptive father would disprove such a
theory. But he lacked the restless spirit of his predeces--
sor, his breadth of view, and his power of initiative. He
had no ambition to extend the limits of the empire, nor to
introduce important administrative reforms. To insure the
succession he had been required to adopt M. Annius Verus,
known later as M. Aurelius Antoninus, and also the son of
L. Aelius Verus, who was given the title of L. Aelius Aurelius
Commodus. It does not seem to have been the purpose
of Hadrian to grant equal powers to the two heirs of Anto-
ninus, but rather to insure a peaceful succession in case
M. Aurelius should die. At all events, Antoninus Pius
chose the latter as his associate in the government, and,
just before his death in 161, plainly indicated him as his
successor.
377. M. Aurelius. But, immediately after his acces-
sion to the throne, M. Aurelius raised L. Aelius to a
position of like power with himself, and the equal authority
of the latter was recognized up to the death of Aelius in
169. Seven years later M. Aurelius made his own son,
L. Aurelius Commodus, his colleague, and father and son
held the imperial authority together until M. Aurelius died,
in 1 80. This interesting reversion to the republican prin-
ciple of collegiality had its administrative advantages. The
Roman empire extended over so wide an area that a divi-
sion of the territory between two rulers, acting in harmony,
320 IMPERIAL PERIOD: HISTORICAL
would be to the advantage of both sections, and this was '
what the joint rule of M. Aurelius and L. Aelius amounted
to. The supervision of M. Aurelius was largely confined to
the West, that of his brother to the East. One may well
question whether such an exercise of autocratic power by two
emperors would be workable in ordinary cases, but in the
two cases mentioned the family relations existing between
the joint rulers made rivalry improbable and prevented a
serious conflict of authority. The amiable disposition and
the philosophic tastes of M. Aurelius had a good and a bad
influence on the character of his reign. On the one hand,
they made him strive to ameliorate the condition of the
slaves, to interpret the law in accordance with its spirit
rather than its letter, and to treat the senate with Consid-
eration. On the other hand, he showed an unwise gen-
erosity in giving largesses, in increasing the number of
those who received help from the state, and in remitting
taxes. His peaceful tastes also prevented him from giving
necessary attention to the needs of the army and to the
loyalty of his generals. The unwisdom of this neglect was
made clear before his death by the uprising under Avidius
Cassius, the governor of Syria.
378. Commodus. Commodus revived the evil memo-
ries of the later Julian emperors. During the greater part
of his reign, which extended from 180 fo 192, he was under
the influence of favorites. The prefect Perennis held the
reins of government from 180 to 185, and the freedman
Cleander from the downfall of Perennis to 189. The
overthrow of Perennis was due to the discontent which was
excited in the army by his attempt to substitute knights
for senators in important military commands. Cleander
owed his downfall to his general unpopularity and to
the machinations of his political enemies. Perennis had
NERVA TO SEPTIMIUS SEVERUS 321
executive ability and was in the main patriotic, but the loose
delegation of almost autocratic power to a single individual,
whose position was determined neither by law nor by tradi-
tion, and the encroachment of court favorites on the func-
tions which belonged to established officials, could not fail
to result in disorder and maladministration and to under-
mine the official system which Hadrian and his successors
had so carefully elaborated. In the end Commodus, who
had given himself up completely to the pursuit of pleasure,
fell by the hands of the court favorites, to whom he had
intrusted the government.
379. Pertinax and Didius Julianus. P. Helvius Perti-
nax, whom the conspirators placed on the throne, was like
Vespasian a man of humble birth, and had Vespasian's
shrewd knowledge of affairs and his ability as an organizer.
Although he was emperor for only three months, his success
in reforming the finances was remarkable, but his economi-
cal and upright management of affairs displeased the court
officials and the soldiers in the city, who had been accus-
tomed to the gratuities of Commodus, and he was murdered.
A senator named Didius Julianus, who surpassed all other
aspirants for the throne in his promises to the praetorian
guard, was invested with the purple. But the break in the
succession, and the unpopularity of Didius Julianus in
Rome, encouraged L. Septimius Severus in Pannonia, Pes-
cennius Niger in Syria, and Clodius Albinus in Britain, to
lay claim to the throne. Septimius Severus was nearer Italy
than his rivals, and, without meeting serious resistance, made
himself master of the peninsula and of Rome. The fright-
ened senate condemned Julianus to death, and Septimius
Severus was proclaimed emperor in the summer of 193.
380. The Senate during the Second Century. The con-
stitutional relations which the senate bore to the emperor
322 IMPERIAL PERIOD: HISTORICAL
at the beginning of this period when Nerva ascended the
throne were unchanged at the accession of Septimius
Severus. All of the emperors of the second century, with
the possible exception of Commodus, treated the senate,
however, with consideration. They encouraged also the
free discussion of matters brought before it, so that the
senate practically reverted to the position which it had
held under the monarchy and the early republic, and
became the consilium of the chief-magistrate. Its failure
to assert its independence seems to have been due in part
to the fact that it was overawed by the comprehensive
powers of the emperor, and in part to the bitter experiences
which many of its members had suffered under £ome of the
earlier emperors, — experiences which made individual
senators more anxious to protect their lives and their per-
sonal privileges than to uphold the traditional powers of
the senate as an independent branch of the government.
The passage of the formal act creating a new emperor was
still the prerogative of the senate, but there is no case
during this period in which the selection of the emperor
was left to its free choice.
381. The Equestrian Order. The members of the eques-
trian order gained greatly by Hadrian's reorganization of
the civil service, since many of the important positions
closely connected with the emperor's person were put into
their hands. Hadrian also freely made knights members
of his consilium, and Perennis, the favorite of Commodus,
even tried the unsuccessful experiment of giving them
important military commands. The senatorial order was
deeply offended at these encroachments on its preroga-
tives. It is important to notice that all of these changes
indicate the drift toward a leveling of the classes and
foreshadow the coming absolutism.
NERVA TO SEPTIMIUS SEVERUS 323
382. The People. The people counted for little polit-
ically during this period, except so far as the popular
dislike of an emperor might encourage some rival to at-
tempt his overthrow, as happened in the case of Didius
Julianus. The interest of the Italians in municipal poli-
tics was also dying out, and it was difficult to find candi-
dates for the municipal offices. This state of things was
partly due to the heavy financial burdens imposed on
municipal magistrates and partly to the encroachment of
imperial officials on the traditional functions of the local
magistrates. Furthermore, the people of Italy were so dis-
inclined to military service that little attempt was made to
recruit the army from this quarter. As a consequence, the
great mass of the Italians had no share whatever in civil
or military affairs. They became incapable of governing
or of defending themselves, and their horizon was limited
by their own personal interests. This period is character-
ized, however, by an improvement in the condition of
freedmen, slaves, orphans, and the aged poor. Freedmen
were given a much larger share in municipal life, and the
position of slaves before the law was greatly ameliorated.
Slaves, for instance, could no longer be put to death with-
out due process of law, nor could they be sold to a gladia-
torial trainer or a procurer at the pleasure of their owners.
These changes were largely due to the spread of the doc-
trine of the brotherhood of man, or to the recognition of
the ius naturale, as the Roman jurist styled it. The tend-
ency toward a leveling of all classes, which was a social
and political result of the exalted position of the emperor,
also had something to do with the movement. The sup-
port which the government gave to orphans and to needy
parents was inspired, partly by humane considerations, and
partly by a desire to keep up the population of Italy. At
324 IMPERIAL PERIOD: HISTORICAL
all events, the alimentatio became an important function of
the government from the time of Trajan.
383. The Provinces. The military operations of the
period under consideration fall mainly in the reigns of
Trajan and M. Aurelius. The former was a soldier by
nature. The latter had war forced on him. The most
important accession of territory during the period was
that of Dacia. The Romans must have chafed under the
humiliating peace which Domitian had made with the
Dacians (cf. p. 314), and the existence of a strong power
across the Danube under an able leader like Decebalus
certainly threatened Roman territory to tne south. The
raids of the Dacians gave Trajan a reasonable pretext for
declaring war against them in the year 101. After two
campaigns the country was subdued, and in 107 it was
reduced to the form of a province. Colonies were planted
in the new territory, the frontier along the Danube was
strengthened, military roads were built, and Pannonia and
Moesia were provided with numerous camps and walled
towns. This whole section was so well protected that for
sixty years perfect quiet prevailed there. But in the reign
of M. Aurelius, the Marcomanni, Quadi, and other tribes
to the north, pushed southward by the pressure of the
peoples beyond them, crossed the Danube, and even
entered Italy, carrying back with them on their return thou-
sands of captives. This incursion came at a most inop-
portune moment for the Romans. The empire was in
great financial straits ; a plague had made a serious reduc-
tion in the population, and many of the troops were
engaged in the Parthian war. M. Aurelius and his col-
league, L. Verus, took charge in person of the military
operations, but it required thirteen years to restore perfect
order on the Danube.
NERVA TO SEPTIMIUS SEVERUS 325
I In the East the only permanent acquisition of this period
was Arabia, which was made a province in 106. Of the
two provinces which Trajan acquired in his brilliant cam-
paign against the Parthians in 114-5, Mesopotamia was
given up by Hadrian, and Armenia was allowed to become
a suzerain state.
In no period of imperial history did Roman civiliza-
tion spread so rapidly and take such deep root as in
I the second century. The rapidity with which Dacia, for
instance, adopted Roman ideas is almost incredible. Much
of this improvement was due to the knowledge and admin-
istrative skill which Hadrian applied to provincial questions.
The great civilizing agencies which he used with such effect
were roads, colonies, public buildings, and the concession
of Roman or Latin rights. In fact, the whole tendency
of the period was to place the provinces on the same plane
as Italy.
384. Signs of Weakness in the Empire. Signs of
weakness, however, were visible in the empire, especially
in Italy. Some of them have already been noticed. The
loss of political interest and the disappearance of civic life
in the peninsula, and the unwillingness of the Italians to
serve in the army are symptoms of decline. An equally
serious matter was the wretched financial condition of
Italy during a great part of the period. Both Hadrian
and M. Aurelius, when they ascended the throne, found
it necessary to cancel large sums which were due the
state in the form of taxes. In Hadrian's case the taxes
which were remitted amounted to the enormous sum of
900,000,000 sesterces. The large amounts which were
spent by Trajan and his successors in helping the needy
also offer a striking proof of the widespread poverty. An
explanation of the impoverished state of the people may
326 IMPERIAL PERIOD: HISTORICAL
be found in a variety of reasons. Perhaps a faulty
system of taxation and an unfortunate industrial organ-
ization are partly responsible for it, but the real diffi-
culty undoubtedly lay in the lack of energy and the
incapacity of the people themselves, and in their tendency
during times of prosperity to assume financial responsi-
bilities which they could not maintain when unexpected
demands were made on their resources. The first factor
we have already had occasion to notice. The emperor
Hadrian was largely responsible for the second evil. Under
his encouragement, and following his example, the small
towns all through Italy and the provinces during the
period of peace, which lasted through his reign and that
of his successor, erected costly baths, theatres, and other
public buildings and works, whose construction exhausted
their resources at the time, and whose maintenance became
an intolerable burden, when supplemented by the financial
demands made by the wars of the next two reigns. A
clear indication of the way in which things were going
is furnished by the debasement of the coinage under
M. Aurelius. Thus, at the moment when Rome needed
all of her resources to stem the tide of invasion, the state
was almost bankrupt. The condition of affairs outside the
empire also grew more and more threatening as the period
drew to a close. The peoples from the north were press-
ing down toward Italy, and the pressure was so strong
that many barbarian communities were allowed to settle in
Roman territory, even in the peninsula itself. Yet the
Roman army was not in a good condition to withstand this
pressure, because Antoninus Pius and M. Aurelius, during
the early part of his reign at least, gave little attention to
its needs, and the questionable policy was adopted of filling
its ranks with the newly conquered barbarians.
NERVA TO SEPTIMIUS SEVERUS 327
385. The Drift toward Monarchy. The formal courtesy
with which almost all the emperors of this period treated
the senate tends to conceal the fact that the theory of the
int control of the state had almost entirely lost its mean-
ig. The contempt which Commodus showed for the sen-
ate, however, brought out clearly the true state of affairs.
It showed plainly that the independent cooperation of the
nate with the emperor was a fiction, which could take on
the semblance of reality only under emperors like Anto-
ninus Pius or M. Aurelius. The whole drift of the period
was toward the elimination of the senate from the control
of affairs. Neither in the choice of an emperor, nor in the
management of affairs after he had ascended the throne,
could it play an effective part. The theory of the suc-
cession rested on two irreconcilable things — heredity, or
adoption, and the free choice of the senate. These two
methods of selecting an emperor could not be followed at
the same time. As a consequence, the weaker power, the
senate, yielded, and accepted the candidate thrust on it.
As for the control of the state during the reign of an
emperor, Hadrian's bureaucratic system made such thor-
ough and systematic provision for the administration of
affairs that little or no place was left for the senate or for
the old republican magistracies.
SELECTIONS FROM THE SOURCES
Scriptores Historiae Augustae ; Marius Maximus ; Eutropius ;
Orosius ; Herodianus ; Sextus Aurelius Victor.
Reforms of Nerva : Dio, LXVIII. 2. — Indigent children succored :
Aur. Victor, Ep. 12; Plin. Panegyr. 28. — Election of magistrates
in senate made secret (100) : Plin. Ep. III. 20. — The capital of
Dacia taken by Trajan (102): Dio, LXVIII. 9. — Second Dacian
campaign (105-7): Dio, LXVIII. i o ff. — Parthian war (114-117):
328 IMPERIAL PERIOD: HISTORICAL
Dio, LXVIII. 17-33; Eutr. VIII. 3.— Accession of Hadrian: Dio,
LXIX. i; Eutr. VIII. 6; Ael. Spart. vita Hadr. 4. — Territorial
acquisitions of Trajan given up: Eutr. VIII. 6; vita Hadr. 5; Tac.
Ann. II. 61. — Hadrian's travels: vita Hadr. 11-14; Dio, LXIX.
9-11. — His severity: vita Hadr. 22-3. — Antoninus Pius adopted:
lul. Capit. vita Pit, 4. — Antoninus adopts M. Aurelius and
L. Verus : ibid. 4. — Faustina called Augusta: ibid. 5. — Parthian
war (162-6) : lul. Capit. Verus Imp. 7. — War against Marcomanni,
etc. (167-180): Dio, LXXI. 3; ibid. 7-21; lul. Capit. Ant. Phil.
12-17 > 21-7. — Reign of Commodus : Dio, LXXII ; Herod. I ; Lam-
prid. vita Comm. — Pertinax : Dio, LXXIII. i-io; Herod. II. 1-5;
lul. Capit. vita Pert. — Didius Julianus : Dio, LXXIII. 11-17;
Herod. II. 6-12; Ael. Spart. vita lul. — Septimius Severus : Dio,
LXXIV-LXXVI; Herod. II. I3-III; Ael. Spart. vita Sev.
SELECTED BIBLIOGRAPHY *
M. Pelisson, Rome sous Trajan. Paris, 1886.
De la Berge, Essai sur le regne de Trajan. Paris, 1877.
H. F. Hitzig, Die Stellung Kaiser Hadrians in der romischen
Rechtsgeschichte. Zurich, 1892.
Ferd. v. Gregorovius, Der Kaiser Hadrian. 3te Aufl. Stuttgart, 1884.
Julius Diirr, Die Reisen des Kaisers Hadrian. Wien, 1881.
Biidinger, Untersuchungen zur romischen Kaisergeschichte. Leip-
zig, 1868.
E. C. Bryant, The Reign of Antoninus Pius. (Cambridge Historical
Essays, VIII.)
G. Lacour-Gayet, Antonin le Pieux et son temps (Diss.). Paris, 1888.
W. W. Capes, The Age of the Antonines. London, 1876.
G. Hassebrauk, Kaiser Septimius Severus. Holzminden, 1890-91.
A. Wirth, Quaestiones Severianae. Leipzig, 1888.
A. v. Brinz, Alimentenstiftungen der rom. Kaiser (Sitzungsber.
d. k. bayr. Akad. d. Wiss., 1887, Hist. Klasse, pp. 209 ff.).
1 See also pp. 288 and 304.
CHAPTER XVI
THE EMPIRE OF THE THIRD CENTURY AND THE
REFORMS OF DIOCLETIAN
386. The Third Century. During the century which
elapsed between the accession of Septimius Severus and
the transformation of the government into a monarchy by
Diocletian, there was no continuous forward movement in
constitutional development, and no new political institu-
tions of great importance were created, so that the con-
dition of the empire may be described very briefly.
387. The Emperor and the Senate. The history of the
period brings out clearly the fact that the position of the
senate was what the emperor chose to make it. It is true
that, during the reigns of Severus Alexander, Pupienus and
Balbinus,/racitus, and Probus, the prestige of the senate
recalled the palmy days of that body under the republic,
and at times during these periods it showed some of its
former dignity and administrative capacity. The motives
which led these emperors to grant to it some of its tradi-
tional powers were various. Thus, for instance, it was
apparently the conservative policy of his mother, Julia
Mamaea, and of Ulpian, his chief adviser, strengthened
by a feeling that the influence of the senate might be used
to offset that of the praetorian guard, which led Severus
Alexander to delegate real power to that body. Pupienus
and Balbinus and Tacitus were ex-consuls, who represented
the free choice of the senate, and the consideration which
they showed for that body was a natural result of the
329
330 IMPERIAL PERIOD: HISTORICAL
gratitude which they felt for their advancement. The case
of Probus is different still. Under no emperor of the third
century did the senate exercise so much real power as it
did under him. The administration of civil affairs was
left almost entirely to it. This arrangement, however,
was not due to his respect for republican or Augustan
tradition, but rather to the fact that he was a soldier, and
was engaged in campaigns against the barbarians during
his entire reign, and had no time to give to civil affairs.
These apparent exceptions, therefore, merely confirm the
truth of the statement that, during the third century,
the emperor was master of the Roman world, and that the
senate exercised only such powers as he chose to delegate to
it. This fact comes out clearly enough, if we examine the
policy of the better emperors, like Septimius Severus or
Aurelian, or of the worse ones, like Caracalla and Gallienus,
under all of whom the senate failed to secure any recogni-
tion of its authority.
388. The Army as a Political Factor. The real powers
which made and unmade most of the emperors of this
period, and largely influenced their policy, were the army
and the praetorian guard, so that the condition of things
during the three months' reign of Didius Julianus, when,
besides the recognized emperor at Rome, there were
claimants to the throne in Pannonia, Britain, and Syria, is
a fair illustration of the course of events from the death of
Septimius Severus in 211 to the accession of Diocletian
in 284. During this period of seventy-three years there
were twenty-three different emperors, almost all of whom
owed their elevation to the throne to the force of arms,
and kept their position only so long as they kept the favor
of their armed supporters, or prevented some military rival
from acquiring too much power.
THE THIRD CENTURY 331
389. Administrative and Constitutional Changes. Per-
haps the most important administrative or constitutional
changes of the third century were the transformation
which the functions of the prefect of the praetorian guard
underwent, the development of the consilium, and the
separation of the civil and military administrations. The
judicial consilium, which had been organized on a perma-
nent basis by Hadrian (p. 318), became the most im-
portant civil and criminal court of the period. The
emperor presided in person and associated with him his
most eminent jurists. The members of this court even
accompanied him when he left the city. The most influ-
ential member of it was the praefectus praetorio. The fact
that the prefect of the praetorian guard held this impor-
tant judicial position is indicative of a great change in his
functions. Under the early empire the office was a purely
military position. Even in the first century, however, as we
noticed in the case of Burrus, the influence of this prefect,
as commander of the strongest military force in the city, led
the emperor to consult him in judicial and administrative
affairs. It was natural for Hadrian, therefore, in organizing
his eonsiUuni) to give the foremost position in it to the
prefect, and for Severus Alexander to make the same
official his minister also. Henceforth military experience
was not so important a prerequisite for the prefect of the
guard as administrative ability and knowledge of the law.
The military duties of the position were largely delegated
to subordinate officials. This change is in harmony with
the tendency, which is noticeable under Severus Alexander
and Gallienus especially, to separate the civil and military
administrations in the provinces where large armies were
required. The last-mentioned change is an anticipation
of one of the reforms of Diocletian.
332 IMPERIAL PERIOD: HISTORICAL
390. The Incursions of the Barbarians during the Reign
of Gallienus. During the century which we are consider-
ing, the provinces were thrown into confusion by the
incursions of the barbarians, and by the appearance of
usurpers, who maintained for a longer or shorter time their
sovereignty over one part or another of the empire. It
is unnecessary for our purpose to follow the fortunes of
these tyrants, or even of the emperors at Rome, through
the century. The reign of Gallienus from 260 to 268
is in some respects typical, and a sketch of it will give
one a clear, though perhaps an exaggerated, picture of
the state of affairs during the entire period which is under
consideration.
In these eight years no part of the Roman world, with the
possible exception of Africa and the islands, escaped the dev-
astating raids of the barbarians. In the East the Persians
had made a prisoner of Valerian, the father of Gallienus, and
his former colleague, and had overrun the province of Syria.
On the Danube the Goths entered Roman territory from
the north by land, and supplemented their land campaign
by an attack from the sea on the east, ultimately pushing
down as far as Achaea, and plundered Corinth and Athens.
In the North the Alemanni broke through the barriers
along the Rhine, and penetrated as far as Ravenna with-
out meeting serious opposition. The Franks entered Gaul,
pressed down into Spain, and even made their way across
the Mediterranean to Africa. These incursions were essen-
tially marauding expeditions, and when the lust for booty
had been satisfied, the barbarians usually withdrew as
speedily as they had come. No serious loss of territory,
therefore, resulted from them, but cities were destroyed,
the country was laid waste, and commerce in many cases
was ruined. The result was that the resources of the
THE THIRD CENTURY 333
people, already scarcely sufficient to support the burden
of taxation laid upon them, were still further impaired.
391. Usurpers during the Reign of Gallienus. The
appearance of usurpers both in the East and the West
during the reign of Gallienus, and the recognition of their
authority for a term of years over a well-defined territory,
seemed to portend the speedy dismemberment of the
empire. These nationalist movements, if we may so term
them, were a very natural result of the existing situation.
In their origin and character they were not unlike the suc-
cessful attempt which Sertorius made in the first century
B.C. to set up an independent government in Spain. The
interests of the people within a given province or group
of provinces were the same ; their foes were the same,
viz., the barbarians along their frontiers, and, since the
central government could not protect them effectually,
they felt it necessary to organize for their own defense^*
The provincials and soldiers, too, looked to the governors
of the respective provinces for leadership. The sense of
loyalty toward the emperor, far off in Rome, was seriously
impaired. It was a very easy thing, therefore, for ambi-
tious generals to usurp powers and titles which did not
legitimately belong to them.
The most notable cases of the sort are those of Postumus
in Gaul and Odaenathus in Palmyra. Postumus, after driv- [
ing back the Franks, was saluted as emperor by his troops ;
but instead of marching against Rome, as other aspirants
for imperial honors had done, he set up an independent
government in Gaul, established a court, appointed his own
generals, and took the titles of consul and pontifex maxi-
mus, like the emperors at Rome. He maintained his
position from 258 to 268,"and Tetricus, the governor of
Aquitania, who succeeded" him after a brief interval of
334 IMPERIAL PERIOD: HISTORICAL
confusion, seems to have added Spain to his empire. The
vigorous measures of Aurelian, however, and the mutinous
conduct of his own troops, forced him to resign his authority
to the central government in the year 273.
Postumus and Tetricus were never formally recognized
by Gallienus, but this cannot be said of Odaenathus in the
East. The entire charge of Asia, with the power to appoint
governors and generals, was given to him, and the titles of
king and queen of Palmyra, which he and his widow
Zenobia respectively took, do not seem to have been dis-
puted in Rome. Odaenathus had recognized the authority
of Gallienus, but Zenobia threw off Roman authority and
invaded and subdued Egypt in 269. She took the title of
Augusta, and her son that of Augustus. Her triumph, how-
ever, was of short duration. Her troops were driven out of
Egypt by Probus, the future emperor, in 271, and the city
of Palmyra was taken in the following year.
392. The Restoration of Order. The weakness of the
central government and the state of confusion in the
empire were at their worst during the reign of Gallienus.
With the accession of Claudius in 268 an improvement set
in. Although the raids of the barbarians continued inter-
mittently for many years, they were more quickly checked
than they had been before, so that when Diocletian ascended
the throne in 284, the continuance of the empire and its
unity were assured, at least for a time. The province of
Dacia, however, was given up, and the Rhine and the
Danube were henceforth taken as the limits of the empire
to the north.
393. The System of Diocletian. With the accession of
Diocletian in 284 a new epoch begins. He frankly broke
away from republican tradition; substituted a monarchy for
the nominal dyarchy of the thretf preceding centuries, and
THE THIRD CENTURY 335
reorganized completely the civil and military administrative
systems of the empire.j
394. The August!. His scheme of government involved
the appointment of two emperors who bore the title of
Augusti. The republican principle of collegiality was fully
recognized in the relations which they bore to each other.
All laws and edicts were issued in the name of both, and
all appointments to office were thought of as coming from
them conjointly. In point of fact, however, Diocletian
made Nicomedia his capital, or rather his headquarters,
and confined his attention to the East, while his colleague,
Maximian^ruled^in^ the West, with Milan for his seat
of government. This arrangement, therefore, involved
a virtual division of the empire, although its unity was
assumed in styling the territory of Diocletian partes Orientis,
and that of Maximian partes Occidentis. Under the old
regime the princeps exercised the right to issue edicts
whose binding force was recognized during his reign, just
as the proclamations of a republican magistrate were valid
during his term of office. The theory of the monarchy
was essentially different. The formally expressed will of the
Augusti became the law of the land, and, like the actions
of the senate and popular assemblies in the earlier period,
continued in force unless it was annulled by a later emperor.
The logical corollary of this principle was also unhesitatingly
accepted, that the emperor could not be legally controlled
or restrained by the action of any magistrate or legislative
body. The exalted position of the Augusti was indicated
to the eye by their imperial robes trimmed with precious
stones, by the imperial diadem, and by the elaborate cere-
monial required of all who approached them. Under the
influence of the Oriental environment, within which the
seat of Diocletian's government lay, the emperor was looked
336 IMPERIAL PERIOD: HISTORICAL
upon as more than mortal, and received during his lifetime
many of the honors paid to the gods.
395. The Caesares. Nine years after the accession
of Diocletian he and his colleague, Maximian, chose two
Caesares, who stood just below the Augusti in point of
dignity. Their position was, however, a dependent one.
They had no authority except that which was conferred on
them by the Augusti. The fact that they received a fixed
salary indicates clearly enough that their powers were dele-
V^galed to them. These powers consisted mainly in the right
to hear appeals, and to exercise a general supervision over
the governors whose provinces lay within their jurisdiction.
After the appointment of the two Caesars, the Roman world
was divided between them and the Augusti on the following
basis : Diocletian took Thrace, Egypt, Syria, and Asia Minor,
and assigned to Galerius, the Caesar whom he had person-
ally nominated, the Danubian provinces, lllyricum, Greece,
and Crete, while Maximian governed Italy and Africa,
assigning Gaul, Spain, and Britain to Constantius.
The main purpose of the institution of the Caesars was
to provide for the succession, and it was a part of Diocle-
tian's plan that, when one of the Augusti died or resigned,
his position should be filled at once by the advancement of
one of the Caesars, who, at the time of their elevation to
office, were adopted by the Augusti. In fact, Diocletian
intended to have the Augusti resign in favor of the Caesares
after a specified time, whereupon the latter were expected
to adopt two new Caesares.
396. The Senate. When Rome ceased to be the seat
of the central government, the Roman senate lost its
character as an imperial body. It became essentially an
organization with local powers. This state of things was
bluntly recognized by Constantine when he established a
THE THIRD CENTURY 337
senate with like functions at Constantinople. Further-
more, Diocletian did not ask the senate to confirm his
imperial powers, nor to approve his action in making Max-
imian his colleague. Now from the earliest times the senate
had maintained that the control of the state returned to it
whenever the chief-magistracy became vacant, and even
under the empire the choice of an emperor needed the
confirmation of the senate to be constitutional. Diocle-
tian's neglect to secure its approval was, therefore, in
violation of the theory that the senate was the ultimate
depositary of supreme power (cf. pp. 13 f.), or that it repre-
sented the continuity of the government. It, of course, lost
its power to legislate for the empire, and, since under the
new bureaucratic system the old magistracies had been
robbed of almost all their functions, its electoral rights had
little meaning. Its duties consisted mainly in electing the
consules suffecti, the praetors, and the quaestors, in legislat-
ing with reference to the public games and matters affect-
ing the senatorial order, and in sitting as a court on cases,
especially those of treason, referred to it by the emperor.
397. The Republican Magistracies. Under the later
empire the old magistrates had become in reality muni-
cipal officials. Their true political position was recognized
openly in Diocletian's constitution. The consul had no
other duty of importance than to preside at the meetings
of the senate ; the functions of the praetor and quaes-
tor were confined to the superintendence of the public
games, except that certain praetors exercised limited judi-
cial powers. The other magistracies disappeared. The
consules ordinarii, whose term of office expired April 21,
were appointed by the emperor, while the consules suffecti,
the praetors, and the quaestors were chosen by the senate,
subject to the approval of the emperor.
338 IMPERIAL PERIOD: HISTORICAL
398. The Administrative System. The system of Dio-
cletian, as elaborated by Constantine, was based upon a
complete separation of the civil and military administra-
tions and a carefully graded hierarchy of officials in each.
At the head of the civil administration were the four
praefectipraetorio, one of whom resided at Constantinople,
the second at Sirmium, the third at Milan, and the fourth
at Treves. They were styled, respectively, praefectus prae-
torio Orientis, Illyrici, Italiae, and Galliarum. The civil
governors of Rome and Constantinople were outside the gen-
eral scheme, inasmuch as they were directly responsible to
the emperor and not to the praefecti within whose jurisdic-
tion the cities in question lay. The powers of the praefectus
praetor io were varied and far-reaching. It was his privilege
to nominate the provincial governors to the emperor, to
supervise their conduct, and to suspend them from office, if
he thought it best to do so. He had the right to interpret
the law and to hear cases of appeal, and after 331 his judg-
ment was accepted as final. In particular he had complete
control of imperial finances within the territory assigned to
him. Up to the reign of Constantine he exercised certain
military functions, but from that time on these functions
were lost altogether. The prefects had such extensive
powers that, as a rule, they were allowed to hold office for
a short time only.
The prefectures were divided into dioceses, and these
again into provinces. In the fifth century there were
twelve dioceses, and some of them were made up of as
many as seventeen provinces, so that the unit of govern-
ment became a very small one. The governor of a diocese,
who bore the title of vicarius, and was named directly by
the emperor, exercised with the prefect a general supervi-
sion over the governors of the provinces and the financial
THE THIRD CENTURY 339
officers of his district. The governor of a province
(praeses, consularis, or corrector), like his superiors, the
vicarius and the praefectus praetorio, had charge of civil
administration only. At the head of the military admin-
istration there were from five to ten officials who bore such
titles as magistri militum per Orientem and per Illyricum,
and under them came the territorial commanders, who
were styled duces or comites. The ducatus, or unit of
military administration, did not in all cases correspond
exactly with the provincia.
399. The Relation between the Old and the New. In
discussing the history of the empire the gradual drift
toward monarchy has been mentioned (cf. pp. 310 f.,
327). In the first 150 years of our era the movement is
especially noticeable under Domitian and Hadrian. Per-
haps the most important changes which prepared the way \J/
for the reforms of Diocletian were the exercise of the cen-^/
sorial power by Domitian (cf. p. 310), the establishment
of a bureaucratic system of government by Hadrian (cf. ^
p. 318), and the gradual separation of the civil and mili-
tary administrations. These are not, however, the only""
distinctive features of the new system which are to be found
in the old one. In fact, almost all the important institu-
tions of Diocletian's government existed in an undeveloped
or in a fully developed form in the empire of the third cen-
tury. The principle of collegiality, carrying along with it
the practical division of the empire between two rulers, was
tried during the reign of M. Aurelius (cf. pp. 319 f.). The
practice of conferring the title of Caesar on the intended
successor to the throne goes back to the reign of Hadrian,
although it is true that under the empire a Caesar needed
the confirmation of the senate. The process of reducing
Italy to a level with the provinces, which became an
340 IMPERIAL PERIOD: HISTORICAL
accomplished fact under the new regime and was an essen-
tial part of Diocletian's system, had been going on for cen-
turies. The division of the larger provinces into smaller
units of government, which is a noticeable feature of Dio-
cletian's system, was carried out in many cases as early as
the time of Domitian, and many of the honorary titles and
insignia of office which Diocletian and his successors took
go back to the reigns of Domitian or Aurelian.
It is clear, therefore, that many of the features of his
system are to be found in the empire, so that, aside from
reorganizing the administration, the most important changes
which Diocletian effected consisted in breaking away from
the theory of the dyarchy, in securing formal recognition
thereby of the fact that the emperor was the sole source of
authority, and in putting the succession on a new basis.
SELECTIONS FROM THE SOURCES
All freemen become citizens (212) : Dio, LXXVII. 9. — Diocletian :
Eutr. IX. 19-28 ; Aur. Viet. Caes. 39 ; Lactant. de Mort. Pers. 7 ff. ;
Zonaras, XII. 31-2 ; Orosius, VII. 25.
SELECTED BIBLIOGRAPHY l
Th. Preuss, Kaiser Diocletian. Leipzig, 1868.
Budinger, Untersuchungen, etc.
A. W. Hunzinger, Die diocletianische Staats-Reform. Rostock,
1900.
Karlowa, Romische Rechtsgeschichte, Vol. I. Leipzig, 1885.
Walter, Geschichte d. romischen Rechts, Vol. I. Bonn, 1845.
1 See also pp. 288 and 304.
SECTION II — DESCRIPTIVE
CHAPTER XVII
THE EMPEROR
(a) The Succession; conferring Imperial Powers, Titles,
Insignia; Term of Office
400. Eligibility and the Succession. In the case of
the emperor there were no specified general conditions
governing eligibility, as there were for the higher republican
magistracies, but the principle was tacitly recognized that
an emperor must be a patrician and a senator, and the
successful candidates for the imperial purple, who did not
satisfy these two traditional requirements, were made patri- Spart. Did
cians or senators, as the case might be, at the time of their jJacr';
election. The senate was theoretically the ultimate source
of authority in the state, so that, on the death of an
emperor, the selection of his successor rested with it.
However, most of the emperors indicated their choice for
the succession by making certain persons heirs to their
private fortunes, and by conferring on the chosen candi-
dates the proconsular imperium and the tribunician power,
and the nomination thus indirectly made by the emperor
was invariably ratified by the senate. From the time of
Hadrian the title of Caesar was given to the person Capit. Ver.
designated by an emperor as his successor. v
401. Method of granting Imperial Powers. The essen-
tial acts in conferring the imperial power were the passage
34i
342
IMPERIAL PERIOD: DESCRIPTIVE
Append. I.
no. 10 ;
Tac. Hist. i.
47 ; Henz.
Act. Fr. Arv.
pp. 65 ff.
Tac. Hist,
i. 47 ; Suet.
Aug. 7.
of the lex de imperio and of the lex de tribunicia potestate.
These measures were the joint action of the senate and the
popular assembly. The cooperation of the popular assem-
bly, however, was from the outset a mere matter of form.
402. Imperial Titles. At the election of an emperor,
or shortly after his accession, various titles were conferred
upon him, some of which were purely honorary, while others
implied the grant of new powers. An inscription from the
early part of the reign of Augustus (C. I. L. III. 6070), and
another from the reign of Hadrian (C. I. L. VI. 967), may
illustrate the names and titles of the emperors during the
two periods in question. The first one reads Imperator
Caesar Divi Eilius Augustus Consul XII Tribunicia Potes-
tate XVIII Pontifex Maximus. In the other Hadrian is
styled Imperator Caesar Divi Traiani Parthici Filius
Divi Nervae Nepos Traianus Hadrianus Augustus Pon-
tifex Maximus Tribunicia Potestate II Consul II. With
few exceptions, the emperors, at the time of their election,
substituted the title Imperator for their former praenomina.
The same word also appears again, in many cases as an
honorary title, in the latter part of the name. Caesar was
the cognomen of the Julian house, and was transferred to
the members of the Claudian family. From the time of
Hadrian its use was restricted to the emperor and his candi-
date for the succession. In the first century it stood after
the praenomen or the nomen; but later it was usually
placed between Imperator and the praenomen or nomen.
After the indication of descent from the emperor's prede-
cessor or predecessors, and the nomina or cognomina, came
the title Augustus. This title was granted to Octavius in
27 B.C. (cf. p. 269), and was conferred by the senate on
all his successors when they ascended the throne. The
position of pontifex maximus was held by all the emperors,
IMPERIAL SUCCESSION AND TITLES 343
as well as membership in the colleges of the augurs, the
epulones, and the quindecemvirs. The tribunician power was
granted for life, but it was renewed from year to year. It St. R. n.
is, therefore, the surest indication in any document con- 795' n<
taining the emperor's name of the year to which the
document belongs. The consulship was held from time to
time by the emperor, at least for a part of the year, and
during these periods consul appears among his titles, with
an indication of the number of times he has taken the
office. After Trajan's reign the title proconsul was assumed St. R. n.
outside of Italy, while, from the time of Septimius Severus, 7;8' n' Xt
it was borne even in Rome. Other titles \i\iepaterpatriae,
or "epithets of distinction like plus felix, were conferred
on some of the emperors. Special titles like Parthicus or
Germanicus were taken after successful campaigns.
403. Insignia of Office. On formal occasions the emperor
sat on the subselttum of the tribunes, or on a curule chair Dio, 50. 2 ;
between the consuls. His robe of office in Italy was the ciaud. 23. 17
toga praetexta ; outside of Italy the paludamentum. From Lampr. He-
the time of Septimius Severus the latter was worn even in
Italy. Up to Domitian's reign the emperor was attended
by twelve lictors ; later by twenty-four.
404. Induction into Office. When the emperor ascended
the throne, a sacrifice was made on the Capitol, and on the
first of January of each year the senate, the magistrates, Tac. Ann.
and the soldiers took the oath of allegiance. Augustus \ ^
accepted his extraordinary powers for a limited period,
but his successors held theirs without such limitation. suet. Tib. 24,
405. The Memory of a Dead Emperor. The office became
vacant when the emperor died a natural death, or resigned,
or was overthrown. In the last instance an act was usually
passed, known as the damnatio memoriae, or a declaration
was made by the newly chosen emperor, in accordance
344 IMPERIAL PERIOD: DESCRIPTIVE
with which the wearing of mourning garments was for-
bidden, the statues of the deceased were destroyed, his
Suet. Claud, name was erased from public monuments, and his acta
60/4. 10 were annulled. In case the judgment of the senate on a
dead emperor was favorable, he received the title of divus
and a flamen was appointed in his honor.
(b) The Powers of the Emperor
406. Legal Basis of the Emperor's Power. The powers
of the emperor, so far as they had a purely legal basis, rested
on the imperium and the tribunicia potestas. After the
year 23 B.C. Augustus ceased to hold the consulship regu-
larly, and the imperium which he exercised he held pro con-
sule. By special enactments, however, he was allowed to
retain this imperium within the city, and to rank with the
consul in the exercise of its powers. The measures which
thus interpreted and extended the imperium of the prin-
ceps and freed him from certain restrictions ordinarily put
on magistrates, were reenacted at the beginning of each
reign, and have come down to us in a fragmentary form in
the celebrated lex de imperio Vespasiani. To facilitate a
comparison of the position of the emperor with that of the
republican chief-magistrate, it will be convenient to restate
here the powers covered by the imperium under the repub-
lic, and to discuss the several functions of the emperor in
the same order in which the similar powers of the republican
magistrate were taken up (cf. pp. 157 fL). The imperium
under the republic covered the right to supervise certain
matters of a politico-religious character, to represent the
state in its dealings with individuals and with other commu-
nities, to command the army and navy, to punish, to exer-
cise civil and criminal jurisdiction, to issue proclamations
POWERS OF THE EMPEROR 345
or edicts, to call and preside over the senate and the
popular assemblies, and to supervise certain administrative
matters.
407. Authority in Politico-Religious Matters. The em-
peror's magisterial right to supervise such religious matters
as had a political side was strengthened by his election to the
four great priesthoods and by his elevation to the position
vipontifex maximus (cf. pp. 342 f.), and was formulated in
the lex de imperio, which empowered him to do quaecumque
ex . . . maiestate divinarum . . . rerum esse censebit. By
virtue of this authority he had the right to name a certain
number of priests* to control the temples, and to exercise a
general supervision over religious affairs.
408. Foreign Affairs. In the management of foreign
affairs the princeps was supreme. The senate, which under
the later republic had taken such matters almost entirely
into its own hands, became purely an advisory body.
This change was merely a return to the early republican
theory, under which only the people or their authorized
representative, the magistrate, could carry on negotiations
with a foreign power. The senate had usurped the func-
tions which it exercised in such matters. The powers of
the republican magistrate in this field were, however, lim-
ited by the rights of the popular assembly ; those of the
princeps were unlimited. This extension of the imperium
was in all probability granted to him specifically by law.
He was empowered on his own authority to declare war, Append. I.
to make peace, or to carry on negotiations with foreign r
nations. This did not, of course, prevent him from asking
the senate for advice on such matters, or from compli-
menting it by allowing it to discuss them occasionally.
409. Command of the Army and Navy. Closely con-
nected with the power just mentioned was the right of the
346
IMPERIAL PERIOD: DESCRIPTIVE
Dio, 53. 17.
Tac. Ann.
2- 43-
Cic. pro
Quinct. 29.
Suet. Claud.
J4> 23 ;
Dio, 71. 6.
princeps to command the army and navy. He had the
exclusive right to levy and organize troops, and to direct
the movements of troops in the imperial provinces, and,
since the unsettled provinces were made imperial (cf. pp.
268, 283), practically the entire army and navy of the
state were under his control. The officers were appointed
by him; the soldiers took the oath of allegiance to him,
and were paid by him. The senate retained the power to
grant a triumph, or the ornamenta triumphalia. Even in
the senatorial provinces the princeps had the mains impe-
rium over the proconsuls, and they looked rather to him
than to the senate for instructions. In this whole matter
again the princeps resumed the power which the king and
the chief -magistrate of the early republic had exercised,
but which the senate, during the period of its ascendency,
had in large part usurped.
410. Judicial Powers of the Emperor as an Appellate
Judge. Perhaps the most important change which the
empire made in the judicial powers of the executive was
to introduce the principle of appeal. Under the republic
this right was unknown. The nearest approach to it lay in
the veto power which the tribune seems to have exercised
on rare occasions even in judicial matters. The appellate
power which the princeps freely used seems to have devel-
oped out of his magisterial right to exercise jurisdiction and
his tribunician power.
411. The Emperor's Jurisdiction in Civil Cases. In this
way he heard appeals in civil cases from the governors of
provinces, and from Roman or Italian magistrates. Such
appeals were sometimes heard by him in person. Some-
times they were heard before persons delegated by him for
the purpose ; in certain cases, before the consul or praetor
at Rome, or the governor in a province. Appeals from the
POWERS OF THE EMPEROR 347
decision of a magistrate in the city of Rome were usually
turned over to the praetor urbanus, or later to the prae- Suet. Aug.
fectus urbi. Appeals from the provinces were usually taken H } Dl0' 52
before ex-consuls appointed to hear such cases, but later
they came to the praefectus praetorio. A final appeal to
the emperor from the decision of his representative was
not forbidden, but in all probability was rarely taken. Dio, 52. 33.
Appeals were ordinarily not allowed in jury trials except
when there was evidence of bribery, or when there was a
fundamental legal defect in the constitution of the court
or in the conduct of the suit. The princeps could, of
course, hear a case in the first instance also. He was Suet. Dom. 8.
assisted by a consilium of jurists from the equestrian
and senatorial orders (cf. p. 331). The members of this
body received salaries ranging from 60,000 to 100,000
sesterces. The princeps presided ; the consiliarii gave Suet. Aug.
their opinions in writing, and the princeps rendered his xl'c Ann I5
decision. £»»«•
412. The Emperor's Jurisdiction in Criminal Cases. The
most interesting developments in the organization of the
system of criminal courts were the recognition of the right
of appeal, the gradual disappearance of the jury system,
and the assignment of judicial powers to the senate, and to Dio, 52. 31 ;
the emperor or imperial officials. The first point has been suet/dal. 53.
discussed in a preceding paragraph. As for the senate, it
seems to have acquired its judicial functions first in the
case of senators charged with capital offenses. This was a
very natural development. It was the aristocratic inter-
pretation of the principle that a man has a right to be
tried by his peers. The recognition of the principle was a
matter of much dispute, however, between the senate and Dio, 67. 2 ;
various emperors. The senate in criminal trials bore the 74'
same theoretical relation to the presiding consul as a jury to
348 IMPERIAL PERIOD: DESCRIPTIVE
the presiding judge, and the consul in conducting a court
which exercised the right to inflict capital punishment with-
out appeal was merely calling into existence again a pre-
rogative which the king and the early consuls had enjoyed
(p. 1 6). Hence the assumption of criminal jurisdiction in
capital cases by the consul and senate was merely another
case of reversion to the early theory of the constitution.
Inasmuch as cases in which senators were concerned often
involved men belonging to other classes, especially if the
offense in question was political, the criminal jurisdiction
of the senate was exercised over a greater number of per-
sons than would appear at first thought. The consul
presided, but of course the emperor exercised a controlling
influence. The senate seems to have lost its judicial powers
in the third or fourth century. From that time charges
against senators were heard before the praefectus urbi, the
praefectus praetorio, or the provincial governors.
The emperor himself heard only cases in which the per-
sons concerned were prominent, or the matter at issue was
important. The decision rested with him alone, but he
consulted his consiliarii. Gradually the practice grew up
of conferring on imperial officials the same right to exercise
criminal jurisdiction which the emperor himself enjoyed.
In this way persons charged with the commission of crimes
in Rome or its vicinity were tried before the praefectus
urbi, or in the case of minor offenses, or those of a special
character, before the praefectus vigilum or the praefectus
annonae. The praefectus praetorio heard such cases for
St. R. II. 270. Italy, and the governors in the provinces exercised the
same right for the territory under their control. Appeal
Plin. ad Tra. could be taken, in capital cases at least, to the emperor, but
St R II ^e usua^y delegated the praefectus praetorio to act in his
972 f. stead, from whose decision appeal could indeed be taken,
POWERS OF THE EMPEROR 349
t:>ut rarely was taken, to the emperor. Thus the tribunal of
:he praetorian prefect became the court of last resort. In
:his way the quaestiones perpetuae were gradually crowded
out, and disappeared, probably toward the close of the
second century of our era. The emperor and the imperial
officials reached their decisions without the help of a jury,
so that the substitution of the new system for the old
involved the disappearance of trial by jury.
413. Edicta, Decreta, Rescripta, etc. The emperor could
influence legislation directly or indirectly. He seems to
have had the power, for instance, to grant the rights of
Roman or of Latin citizenship on his own authority to
individuals or to communities (cf. pp. 308, 315), but his
greatest influence over legislation lay in an interpretation
and amplification of existing law by issuing edicta, decreta,
I or rescripta, which were not only applicable to the cases
immediately concerned, but furnished precedents for similar
cases in the future. The edicta were imperial proclamations Dig. 28. 2. 26;
addressed to citizens or peregrini, and dealt particularly c. I. L. x.
with matters affecting the army, the treasury, or the food 1, '
supply. The deer eta were judicial decisions of the emperor. 1016;
The rescripta, of which we hear frequently from the time Eph/Eptgr.'
of Trajan, were replies made by the emperor to important IV' 7^7'
questions submitted to him for decision by imperial officers 781; Plin. ad
. ,. ., , Tra. 71. 80.
or private individuals.
Mandata and epistulae contained official instructions
from the emperor. To all these classes of official docu-
ments the generic term constitutiones principis was applied,
although the same term was used in a more restricted
sense of documents in which a general legal principle was
stated. In this way, by interpreting authoritatively exist-
ing laws, and by supplementing them when necessary, the
emperors preceding Diocletian, although they did not have
350
IMPERIAL PERIOD: DESCRIPTIVE
Tac. Ann.
2. 50.
Capit. Macr.
6.
Tac. Ann.
ii. 24-5;
Boissieu,
Inscr. de
Lyon, p. 136.
the general power to legislate directly, exerted a controlling
influence on the development of the law.
414. The lus cum Patribus Agendi. The princeps had
the right to convoke the senate, to preside over it, to lay
matters before it for consideration, or to take part in its
deliberations, when it met under the presidency of another
magistrate. Even when the princeps did not preside, the
business brought up by him took precedence of all other
matters. In the second century of our era, in such cases,
as many as five propositions could be submitted by him
before the senate took up other business. Toward the end
of his reign, when Augustus was unable to attend all the
meetings of the senate, he sent propositions to it in written
form. Propositions of this sort, whether presented orally
or in writing, were out of courtesy adopted without change,
so that in the course of time these orationcs principis,
as they were called, were thought of as forming an essen-
tial part of the law of the empire. When the emperor
presided over the senate, his practice differed in one impor-
tant particular from that of the republican presiding officer,
in that he could propose, and ordinarily did propose, a
definite motion for adoption, whereas in important matters
the consul was expected merely to make a statement of the
business in hand (cf . p. 228); but whether he presided or
merely exercised the rights of a senator, whether he was
present or absent, the influence of the princeps controlled
the decisions of the senate. The authority which Augustus
received in his later years to establish a political consilium
has already (p. 277) been mentioned.
415. The lus cum Populo Agendi. Augustus took into his
own hands the control of foreign affairs. Tiberius trans-
ferred the election of magistrates to the senate (p. 291),
and there was a tendency to submit matters for legislation
POWERS OF THE EMPEROR 351
to the same body, so that the meetings of the popular
assemblies were few in number, and of little importance.
Thus the emperor's ius cum populo agendi did not amount
to much.
416. The Nomination of Magistrates and the Appointment
of Officials. In this connection it is convenient to mention
the emperor's practice of passing on the eligibility of candi-
dates for the magistracies, and of recommending certain
names to the electors (cf. pp. 275 f.). This privilege of
nominating candidates was legally recognized by the lex de
imperio Vespasiani in these words : utique quos tnagistratum Append. I.
potestatem imperium curationemve cuius rei petentes senatui
populoque Romano commendaverit, quibusque suffragationem
suam dederit promiserit, eorum comitis quibusque extra ordi-
nem ratio habeatur. Under Augustus the recommendation
was made to the popular assemblies ; under later emperors,
to the senate. The number of candidates recommended
under this law seems to have varied from reign to reign,
according to the degree of respect which the princeps
showed for the senate. The men thus recommended for
office were known as candidate Caesar is or Augusti. When
the princeps himself wished the consulship he could inform
the senate of that fact. The emperor, of course, had the
right to appoint imperial officials without even consulting
the senate. Such officials were, for instance, the various
procurators in the department of finance, the prefects in
the city, and the legati in the provinces.
417. The Finances. Under the republic the effective
control of the finances rested with the senate. In the
early period that body exercised the right to impose a
tributum or special taxes on citizens. It fixed the contri- Liv. 23. 31. i;
butions to be made by the provinces, and although the 24' T
control of the ager publicus was often a matter of dispute
352 IMPERIAL PERIOD: DESCRIPTIVE
between the senate and the popular assemblies, the former,
during the period of its ascendency, legislated with reference
to its rental or sale, as the case might be. In the matter
of expenditure it adopted a budget every five years
covering the amount to be expended by the censor on
public works, and annual appropriations were made by it
Cic. in Pis. 5 ; for the provinces.
418. Division of the Treasury. Under the dyarchy these
functions were divided between the princeps and the senate.
This fact was recognized by the organization of three sep-
arate treasuries, known as the aerarium Saturni, ihejisfus
Caesaris, and the aerarium militare.
419. The Aerarium Saturni. The control of the funds
in the aerarium Saturni rested with the senate, but when
Tac. Ann. in the year 44 Claudius took from that body the right to
dlaud.' 24!^ appoint the officials in charge of this treasury, its authority
Dio, 71. 33. in the matter became purely nominal. An appropriation
bill was necessary before money could be paid out, but the
passage of such a measure was merely a matter of form.
Little by little the revenues paid into the aerarium Saturni
were diverted to the fiscus, and although the distinction
between these two departments was kept up until the reign
of Diocletian, the funds in the former grew smaller steadily,
and in the third century it became simply a municipal
treasury. After 44 the administrative officers in charge of
it were regularly appointed by the emperor.
420. The Fiscus Caesaris. The revenues of the fiscus
Caesaris came mainly from the rental or sale of the ager
Dio, 52. 28 ; publicus in the provinces, from mines, from the vectigalia
Madv. II. ,. 'iii- • i • i •
43I ff. or stipenata paid by the imperial provinces and in some
Dio, 53. 15; measure by the senatorial provinces, from legacies left to
66 •" Don? 9. the emperor, from the aurum coronarium, and from customs
duties and other indirect taxes. The funds in the fiscus
POWERS OF THE EMPEROR 353
were used to support the army and navy, to meet the
expenses of provincial administration, to build roads and
maintain a post system, to cover the expenditure of the
emperor for charitable purposes, and to provide the city
of Rome with grain and water.
421. The Emperor's Private Fortune. Out of the pri-
vate fortune of the emperor his personal expenses and the
outlay necessary in maintaining the imperial household were
probably met, although a careful distinction does not seem
to have been made between the res privata and they?.$mr.
422. The Aerarium Militare. The aerarium militare
was established by Augustus in A.D. 6. It continued in Suet. Aug.
existence up to the third century of our era. He assigned A^'cyr.0^ 36 f.
to it a large sum from his private fortune, and gave it a
permanent income from the tax on inheritances (yicesima
hereditatium et legatorum) and on auction sales (centesima
rerum venalium}. Its funds were not expected to cover
the main expenses for military purposes, but were used
especially to provide for the veterans.
423. Taxation and Adjudication. It is doubtful if the
princeps had the right to impose new taxes. He could,
however, rate the property of citizens, and in the later
period at least he could raise or lower the rate of taxation. Suet.Dom.g;
In the collection of taxes the contract system was gradually
given up. In some cases collections were made by sub-
ordinate officials attached to the office of the procurators ;
in other cases, where communities were required to pay a
fixed sum, the local officials made their payments directly
into the treasury. Similarly, the construction of public
works was no longer let out by private contract. Ques-
tions arising between the aerarium Saturni and citizens
were heard by the officials in charge of the aerarium, with
the right of appeal to the senate. Matters at issue between
354 IMPERIAL PERIOD: DESCRIPTIVE
the fiscus and individuals, after some variation in the
method of procedure, were also adjudicated by the treasury
officials.
424. Coinage. Under the republic the senate had the
entire control of the coinage of money. By legislation of
the year 15 B.C., however, the minting of gold and silver
coins was intrusted to the emperor ; that of copper coins
was retained by the senate.
425. The Censorial Power and Adlectio. Much of the
financial business of which the emperor took charge, such
as the collection of the taxes and the construction of public
works, had been managed in the earlier period by the cen-
sor. Another function also of the censor, that of drawing
up the list of senators, was exercised by many of the
emperors. In the first century Augustus, Claudius, Vespa-
sian, and Domitian held the censorship, the latter taking
it for life. By virtue of this office they not only drew up
a formal list of senators, but men who had held no magis-
tracy they advanced to senatorial rank by the adlectio
C I L v inter quaestorios or inter tribunirios, inter praetorios, inter
1812; consulares, as the case might be. By a somewhat similar
vi. 1359. exercise of power senators of quaestorian rank were pro-
C. I. L. vin. moted inter tribunicios. and so on. The earlier emperors
7062 ;
Tac. Ann. who took the censorial power, and after Domitian all the
Ta? Ann emperors, exercised the right of removing members from
ii. 25. the senate.
426. The Government of Rome. The management of the
city of Rome passed over in time entirely into the hands
of the emperor. The principal branches of the municipal
government were the police and fire departments, the
cura annonae, and the bureaus which had charge of the
aqueducts, of the construction of public buildings, and of
the banks of the Tiber and the city sewers. Augustus,
POWERS OF THE EMPEROR 355
early in his reign, took to himself the right to maintain
public order in Rome, the cura urbis, and delegated this
power to his representative, the praefectus urbi, during his Tac. Ann.
absence from the city. The organization of \hzpraefectura tuet.'Aug. 37.
vigilum, to put 'out fires and protect the city at night, 010,55.26;
was effected in A.D. 6. A famine in 22 B.C. led the same D^ ' u^'3°'
emperor to make extraordinary arrangements for keeping Tac- Ann-
Rome supplied with grain, but he did not organize an
imperial bureau to take charge of the grain supply until late
in his reign. Augustus took the cura aquarum in 1 1 B.C., Frontin. de
and at about the same time the cura operum tuendorum. Aq' " ff'
In the first year of his reign Tiberius assigned the duty of
protecting the city against , inundations to commissioners, 010,57.14;
who after Trajan took charge of the sewers also, and were x ^
known as curatores alvei et riparum Tiberis et cloacarum C. I. L. V.
urbis. The details of the organization of these bureaus will ii. 1*242.
be considered in another connection. Only the emperor,
from the time of Claudius, had the right to extend the
pomerium.
427. The Government of Italy. The process of reduc-
ing Italy to the level of the provinces, and of making it,
like the rest of the empire, subject to the will of the
emperor, was completed in the third century of our era,
when a governor called a corrector was placed over it. The
movement in this direction had been continuous from the
beginning. Augustus had stationed a fleet at Ravenna, and Suet. Aug. 49.
another at Misenum, under officers of his own appointment.
Troops for the maintenance of public order were also Suet. Aug.
32 ; Tib. 37.
quartered by him at various convenient points. His com- "
missioners, the curatores viarum, took charge of the public
roads. In the reigns of Trajan and Hadrian the adminis-
trative supervision of the emperor over Italy was extended
still further by the establishment of the praefecturae
356 IMPERIAL PERIOD: DESCRIPTIVE
alimentorum (cf. pp. 323 f.), and by the usurpation, on the
part of the emperor, of the right to exercise a control over
the finances of Italian municipalities. The civil jurisdiction
Spart. Hadr. of the officials in these towns was restricted by Hadrian,
and in the third century criminal jurisdiction throughout
Italy was divided between the praefectus praetorio and the
praefectus urbi (cf. p. 364).
428. The Government of the Provinces. The ius pro-
consulare of the emperor made him master of the imperial
provinces, and the mains imperium gave him control over
the governors of senatorial provinces. In the imperial
provinces not only the governors but the officers in com-
mand of the legions were appointed by him. The close
surveillance which he exercised over the details of admin-
istration in his own provinces, and the tendency which
senatorial governors showed to defer to his judgment and
wishes and to follow the precedents established by him in
imperial provinces, have been noted in another connection
(p. 301). Roman citizens could appeal from the judicial
decisions of imperial governors in criminal cases to the
emperor or to his representative at Rome (cf. p. 348).
Appeals from the governors of senatorial provinces were
heard by the emperor or senate, and of course in these
cases the judgment of the emperor, or of his counsellors,
was the decisive factor.
429. The Tribunician Power. The possession of the
tribunician power had for the emperor more of a senti-
mental or traditional than legal value. Many of the con-
stitutional powers which it conferred, like the right to
convoke the senate, came to him in another way, but it did
invest his person with a sacrosanct character, and made him
the recognized champion of popular rights (cf. pp. 201 f.).
Since the sanctity of the tribune's person could be violated
POWERS OF THE EMPEROR 357
by offensive or threatening language, as well as by deeds of
violence, it is easy to see how prosecutions for minuta
maiestas under the empire (cf. p. 291) could be legally
based on this interpretation of the sacrosanct character of
the tribune's office. It is not probable that the emperor
found it necessary to use the ius auxilii or the ius inter-
cessionis directly in legislative or executive matters. The
prestige which his position gave him was so great that a
failure to conform to his wishes on the part of the senate or
of a magistrate is hardly conceivable. We have had occa-
sion to notice (pp. 346—7), however, that certain impor-
tant judicial functions of the emperor perhaps rested on
the ius intercessions . There is a subtle distinction under
the imperial constitution between holding the position of
tribune and having the tribunician power. The emperor,
by virtue of his tribunician power, could veto the action of St. R. n.
a tribune, but he was not himself a tribune, and his action
could not be vetoed by a tribune. This distinction was
probably of little practical importance, however, since no
tribune would dare to oppose him. The tribunician power
was given to the emperor for life. Augustus received it in
36 B.C., Tiberius in 6 B.C., the other emperors from the time
when they were associated in the government by their pre-
decessors, or, if they were not so associated, on the day of
their accession, or shortly after it.
430. Exemption from Certain Laws. In connection
with the tribunician power the fact may be mentioned that
the emperor was exempted from observing certain laws.
Although the laws in question are not specified in the lex
de imperio Vespasiani, the principle is distinctly stated : Append, i.
utique quibus legibus pkbeive scitis scriptum fuit, ne divus
Aug., Tiberiusve Julius Caesar Aug., Tiberiusque Claudius
Caesar Aug. Germanicus tenerentur, us legibus plebisque
358 IMPERIAL PERIOD: DESCRIPTIVE
scitis Imp. Caesar Vespasianus solutus sit, quaeque ex quaque
lege rogatione divum Aug., Tiberiumve, etc.,facere oportuit,
ea omnia Imp. Caesari Vespasiano Aug.' facer e liceat.
SELECTED BIBLIOGRAPHY x
F. B. R. Hellems, The lex de imperio Vespasiani. Chicago (in
press).
J. Kromayer, Die rechtliche Begriindung des Prinzipats. Strassburg,
1888.
H. Pelham, On some disputed points connected with the imperium
of Augustus and his successors, Journ. of Philol. XVII (1888),
pp. 27-52.
H. Pelham, Princeps or princeps senatus, ibid. VIII (1879), PP-
323-333-
1 See also bibliography on pp. 173, 288, 304, 316, 328.
CHAPTER XVIII
IMPERIAL OFFICIALS
(a) Officials Attached to the Imperial Household
431. Imperial Officials. The organization of the differ-
ent bureaus of civil administration under the empire was
effected gradually, and the functions of many officials
changed somewhat from one period to another, so that a
description of the powers and duties of an imperial officer
in one reign may not be strictly accurate for another reign.
Some officials even pass over from the military to the civil
side of the administration, as happens in the case of the
praefectus praetorio ; or the opposite change takes place. In
view of this development and these changes, it will be con-
venient to have in mind especially the imperial system in
the period subsequent to Hadrian, since that emperor did
so much to organize the several bureaus of administration
(cf. p. 318). No classification of imperial officials seems
satisfactory in all respects, but it will serve our purpose
best to group them as follows : (a) those attached to the
imperial household, (b) judges, (c) financial officials ; those
charged with the government (d) of Rome, (e) of Italy, and
(f) of the provinces.
432. The Imperial Family and the Caesar. Most closely
attached to the person of the emperor were the members
of his own family. Since the principate was not an heredi-
tary office, they had no extraordinary powers, titles, or
honors, except as these were conferred on them by the
359
360 IMPERIAL PERIOD: DESCRIPTIVE
senate at the request, or with the approval, of the emperor.
Tac. Ann. The empress usually received the title of Augusta, and the
princes of the imperial household bore the title of Caesar
until the time of Hadrian, who restricted it to the person
whom the emperor had picked out as his successor (cf.
Tac. Ann. p. 34i)« Upon the person selected for the succession the
75^ X I4' imperium proconsular and the potestas tribunicia were
conferred. He was thus made in a sense a colleague of
the emperor, and is designated by Tacitus (Ann. I. 3) as
collega imperil, consors tribuniciae potestatis. The relation
was one of imperfect collegiality, however, for, although
the prospective successor had the mains imperium over all
magistrates and imperial officials, in the exercise of both
his imperium and his tribunician power he must have been
subject to the emperor. The significance of the title of
Caesar and the passage of the two acts above mentioned
lay in the fact that they designated a certain person for
the succession (cf. p. 341). To the Caesar such honors
were ordinarily granted as the title of imperator, and the
right to participate in a triumph and to have his likeness
stamped on coins. He usually held the magistracies also
with the emperor. In the relation existing between Marcus
Aurelius and Lucius Aelius (cf. pp. 319 f.), the collegiate
principle in an almost pure form was recognized, the title
of pontifex maximus being the only one reserved by Marcus
Aurelius.
433. The Praefectus Praetorio. To the praefectus prae-
torio was committed the protection of the emperor's person,
so that, although in time his authority extended far beyond
the limits of the court, he may properly be considered as a
member of the emperor's household. Intrusted at first
only with the charge of the three praetorian cohorts at
Rome, he acquired the command in the course of time
COURT OFFICIALS 361
of all the troops stationed in Italy, with the exception of Dio. 52. 24.
the cohortes urbanae and one legion outside the city. The
control of this armed force in and near Rome, and the
power which it gave him to influence the succession, gave
the praetorian prefect the position which he held next in
importance to the emperor. The execution of imperial
decrees and a general supervision of imperial officials were,
therefore, naturally turned over to him.
His jurisdiction in civil and criminal cases has already
been noticed (cf. pp. 347 ff.). These functions were a
natural development of the original powers of his office.
His position as commander-in-chief of the forces in Italy
carried along with it the right to exercise military jurisdic-
tion over the troops under his command. This duty called
for judicial qualities, and when the principle of appeal was
introduced it was a not unnatural thing to place him in
charge of the appellate court. In this way the office of
praetorian prefect became in the later empire more of a
judicial than of a military position, and was held by the
most distinguished jurists of the period. The legal attain-
ments of the prefect naturally gave him also the leading
place in the judicial consilium of the emperor (p. 331).
The office was restricted to knights under the early empire.
434. The Amici and Comites August!. The amitiAugusti
held a semi-official position at court. They enjoyed the
personal favor of the emperor, and were employed by him
in various administrative matters. From their number he
made up in large measure his consilium, and by men chosen
from among them he was accompanied on his journeys to wilm. Ex.
the provinces. In fact, comes Augusti was essentially an pj. '
official title, and those who were honored with it were
steadily employed on imperial business. Only senators
became comites.
362 IMPERIAL PERIOD: DESCRIPTIVE
435. The Officials a Rationibus. The principal bureaus
attached to the imperial household were those a rationibus,
ab epistulis, a libellis, a cognitionibus, and a memoria. The
imperial fiscus (cf. p. 352) was managed at first by a freed-
c. i. L. man, but after Hadrian by a procurator Augusti a rationi-
bus, or a rationalis, chosen from the equestrian order.
The tabularii and other assistants in this department were
freedmen or slaves.
436. The Officials ab Epistulis. The officials designated
as ab epistulis had charge of the official correspondence of
the emperor. They received despatches from governors,
generals, towns, and embassies, and put into final form the
emperor's replies. Documents intended for Greek-speaking
peoples were written in Greek, so that the bureau was
Dio, 71. 12; divided into the two sections, ab epistulis Latinis and ab
VI. 8606. epistulis Graecis.
437. The Officials a Libellis. The bureau a libellis
received the petitions and memorials addressed by indi-
viduals to the emperor, and drew up decisions or replies
for the emperor's signature.
438. The Officials a Cognitionibus. The officials a cog-
nitionibus were charged with collecting information and
preparing opinions for the emperor on judicial questions
submitted to him for settlement. A legal training was very
important for those who held this office. In the early
period its incumbents were freedmen ; later it was filled
by members of the equestrian order.
439. The Officials a Memoria. Those who held the
office a memoria, which was established in the second
century, were employed in collecting materials for the
emperor's public utterances, or in putting the emperor's
decisions in a suitable form for public presentation.
:
:
JUDICIAL OFFICERS 363
(b) Imperial Judicial Officers
440. Criminal Jurisdiction of the Senate and the Quaes-
tiones Perpetuae. A few words must be said about the
different criminal courts before the judicial functions of
certain imperial officers will be understood. By the close
of the republican period the popular assemblies were no
longer called together as judicial bodies, so that all criminal
cases came before the quaestiones perpetuae (cf. pp. 74,
105 f.). From 70 to 46 B.C. the juries in these courts were
composed of senators, knights, and tribuni aerarii. The
tribuni aerarii were not represented on them after 46, and
Augustus excused the senators from jury duty, but he added
a certain number of men having property amounting to
200,000 sesterces (ducenarii). They served, however, only
on juries in civil cases of minor importance. The quaes-
tio?ies perpetuae disappeared in the third century. The
minal jurisdiction of the senate, which came in with the
pire (cf. p. 277), was exercised over serious political
flenses, especially if senators were concerned (cf. pp. 347 f.).
The penalties of banishment, deportation, or death could be
Jnposed. No appeal could be taken to the emperor, but
e could interpose his veto, if he' wished. The senate lost
its judicial powers in the third or fourth century.
441. Criminal Jurisdiction of Imperial Officials. The
emperor exercised his criminal jurisdiction in person, or
delegated it. When he sat in person he generally observed
the procedure of the criminal law, and was assisted by the
members of the bureau a cognitionibus (cf. p. 362), and by
ch members of his consilium (cf. p. 347) as ne nad chosen
for the case in hand. For special cases he delegated his
power to a index datus, but for cases belonging to certain
categories the praefectus praetorio, the praefectus urbi, the
-
364 IMPERIAL PERIOD: DESCRIPTIVE
praefectus vigilum, and the praefectus annonae were com-
petent without special authorization from him. The praeto-
rian prefect exercised criminal jurisdiction over the soldiers
in Italy, and in capital cases over civilians in Italy outside
of a radius of one hundred miles from Rome, and in the
later period on appeal from the governors of provinces (cf.
pp. 348 f., 361). In a similar way the city prefect tried
persons charged with capital offenses committed in Rome
or within one hundred miles of the city. He could even
delegate his judicial power to others. The praefectus vigi-
lum exercised jurisdiction over minor crimes. An appeal
could be taken from his decision to the emperor or the
praetorian prefect. The praefectus annonae heard criminal
cases coming within his special province, such as attempts
to create a corner in grain. The governors of provinces
had criminal jurisdiction, even in capital cases, over all
Roman citizens in their provinces, except that senators,
officers of a certain rank, and members of the municipal
senates had a right to be tried in Rome.
442. Civil Jurisdiction of Republican Courts. For the
adjudication of civil cases the empire inherited from the
republic the courts of the praetors (cf. p. 189), the curule
aediles, the X viri stlitibus iudicandis (cf. p. 210), and the
centum viri. The judicial functions of the curule aediles
were of little importance (cf. p. 206). The centumviral
Plin. Ep. court was increased in membership from 105 to 180.
6. TV Vff.; Sometimes it sat as a unit, but more frequently it was
Qumt. 5. 2. i. Divided into four sections. Under the empire its members
were probably chosen from among the regular iudices.
Suet. Aug. 36. From the time of Augustus the X viri stlitibus iudi-
candis acted as presiding officers in the several sections of
the centumviral court. The business which came before
the court was essentially the same as under the republic.
FINANCIAL OFFICERS
365
The civil jurisdiction of the praetors was somewhat extended
by the assignment to them of new classes of cases, notably
those arising between the fiscus and individuals.
443. Civil Jurisdiction of Imperial Officials. To the
several civil courts mentioned above we must add for the
empire the court presided over by the emperor or by some
one exercising authority delegated by him. The emperor
himself heard cases in the first instance or on appeal.
Special cases were assigned to a index. Cases falling within
certain categories were heard in the emperor's name by
praetors, consuls, or provincial governors, while questions
of appeal came before the praefectus urbi or the praefectus
praetorio (cf. p. 347). Civil and criminal jurisdiction in
the municipalities will be considered in another connection.
(c) Imperial Financial Officers
444. Census Officials. The valuation of property and
the levying of taxes were based on the census books (libri
censuales) prepared under the supervision of the censitores wilm. EX.
appointed by the emperor, one for each province or smaller ^*' I249 '
unit of territory. The method of procedure which they
adopted was similar to that followed by the censor at Rome
(cf. pp. 192 f.).
445. Officials of the Aerarium Saturni. At the begin-
ning of the imperial period the aerarium Saturni was in
charge of the city quaestors (cf. p. 208), but Augustus trans-
ferred it to two praefecti aerarii elected by the senate from Tac. Ann.
the list of praetorian senators. Later it was placed in charge Sig9^. U<
of praetors, and still later it was restored to the quaestors,
but the system finally established by Nero in 56, in accord-
ance with which prefects appointed by the emperor had Wilm. Ex.
Inscr. 1150,
control of it, was retained down to the time of Diocletian. 1152, n88.
366
IMPERIAL PERIOD: DESCRIPTIVE
Wilm. Ex.
Inscr. 638,
1271, 2809 b.
Wilm. Ex.
Inscr. 1253.
Wilm. Ex.
Inscr. 1155,
1162 b;
Dio, 55. 25.
Wilm. Ex.
Inscr. 1292.
Wilm. Ex.
Inscr. 1293.
446. Officials of the Fiscus. The management of the
fiscus was intrusted to an official known successively as the
patronus or procurator fisci, the procurator a ratio nibus,
and, toward the close of the second century, as the ratio-
nalis. From the time of Hadrian this position was filled by
a knight. A subordinate officer, called a procurator, was
appointed to collect the taxes in each province, or to take
charge of taxes of a particular sort, so that one hears, for
instance, of a procurator Asiae and a procurator vicesimae
hereditatium. The procurators sat in judgment on ques-
tions arising between the state and an individual, just as
the censors had done under the republic (p. 194).
447. Officials of the Aerarium Militare. The aerarium
military was managed by three praefecti aerarii militaris
chosen for a period of three years from senators of prae-
torian rank. Under Augustus they were selected by lot,
but later the emperor appointed them, and this change
constitutes one of the earliest instances of the encroach-
ment of the emperor on the traditional rights of the senate
in financial matters.
448. Officials of the Res Privata. To the res privata
or patrimonium of the emperor belonged the estates of
the imperial family and the additions made by legacies,
presents, or by confiscation. This property was in charge
of officials appointed by the emperor, and we hear, for
instance, of a procurator saltus Domitiani. A sharp dis-
tinction between the fiscus and the res privata of the
emperor was not made until the reign of Septimius Severus,
when we find mention of a procurator rerum privata-
rum, under whom in the various parts of the empire
were officials who bore such titles as procurator provincia-
rum Bithyniae Ponti Paphlagoniae tarn patrimoni quam
rationum privatarum.
OFFICIALS FOR ROME 367
(d) Imperial Officers Charged with the Government of
Rome
449. The Praefectus Urbi. The praefectura urbis was
established by Augustus to provide for the government of
the city during his absence. The creation of this office
involved an open recognition by him of the fact that he
was at the head of the state, and that when he left the city
it was without a chief-magistrate, because under the con-
stitutional republic the praefectura urbis was only called
into existence when both the consuls were absent (cf.
p. 212). Tiberius went a step farther than his predecessor,
by appointing a praefectus urbi to hold office whether he
himself was in Rome or not. The incumbent of the office
was named by the emperor for an undetermined period
from the senators of consular rank. He was intrusted with
the maintenance of order in the city, and his duties
required him to take charge in particular of public gather-
ings at the markets, in the theatres, or the circus. For
this purpose he had under his command at the outset
three, and later as many as six, cohortes urbanae, comprising
from 1000 to 1500 men each. Along with his functions
fs a police official in preventing disorder, he naturally
acquired criminal jurisdiction, at first in cases where the
lower classes only were concerned ; but in time these judicial
functions developed to such an extent that his court became
the most important criminal court in Rome, and even
extended its jurisdiction far beyond the limits of the city.
450. The Praefectus Vigilum. The provision which
had been made under the republic for the extinction of
fires having proved utterly inadequate, in A.D. 6 Augustus
organized seven cohorts of 1000 to 1200 men each, charged
with this duty. This body of men was also used as a police
368
IMPERIAL PERIOD: DESCRIPTIVE
Suet. Aug.
42; Tac.
Ann. 6. 13.
Frontin. de
Aq. 98 ff.
Frontin. de
Aq. 105.
force to protect the city at night, and, therefore, cooperated
with the cohortes urbanae in maintaining order. It was in
charge of the praefectus vigilum, who, like the city prefect,
acquired criminal jurisdiction, but in his judicial capacity
he was subordinate to the praefectus urbi. Since the
vigiles were usually freedmen, and were commanded by
an officer who held only the equestrian rank, they exer-
cised far less political influence than the praetorian or urban
cohorts.
451. The Praefectus Annonae. To supply grain to the
city without interruption was a matter of so great econom-
ical and political importance that a special department of
the government with numerous officials was established to
arrange for it (cf. p. 355). Upon this bureau, which was
in charge of an official known as the praefectus annonae,
devolved the duty of maintaining a general supervision of
the sources of supply in the provinces, of the transpor-
tation of grain to Rome, and of its distribution to the
needy. Incidental to its duties also were the maintenance
of suitable ports of entry and the control of the provision
markets in Rome. The prefect in charge had civil and
criminal jurisdiction over certain cases arising in commercial
transactions.
452. The Commissioners Having Charge of Aqueducts,
Buildings, and Sewers. The three boards which supervised
the aqueducts, public buildings, and sewers formed, with
the commission to which Italian roads were intrusted, a
college whose members were of senatorial rank and were
appointed by the emperor for an indefinite period. The
curatores aquarum were three in number, and took over
the aqueduct system as Agrippa left it at his death. From
the time of Claudius they were assisted by a freedman or
knight appointed by the emperor and bearing the title of
/OFFICIALS FOR ITALY 369
procurator aquarum. The curatores operum publicorum
had nothing to do with the construction of new buildings.
The emperor took charge of that matter himself, and met
the attendant expenses from the spoils of war, from private Mon. Ancyr.
contributions, and from sums appropriated by the senate 4'
for the purpose. The commissioners mentioned above
took upon themselves only the function, which the aediles
had formerly exercised, of keeping public buildings in
repair. The duties of the curatores alvei et riparum
Tiberis et cloacarum urbis have been mentioned already
(cf- P- 355)-
(e) Imperial Officers in Italy
453. Imperial Administration of Italy. The system of
local government adopted in the municipia throughout
Italy has been briefly discussed in another connection
(cf. pp. 299 f.), so that we are concerned here only
with the administrative officials appointed to represent
the central government. Augustus divided Italy outside
of Rome into eleven regiones, although these territorial
sections do not seem to have been the units adopted for
administrative purposes in all cases, as we should expect
them to have been. The principal matters of business of
which the central government took partial or complete
charge were the management of the roads, the control of
the alimentatiOy the supervision of local finances and of
the civil and criminal courts.
454. The Cura Viarum. The cura viarum came into
the hands of imperial officers in 20 B.C. Each of the great
roads was put in charge for an indefinite period of a
curator of senatorial rank, selected by the emperor. It
was his duty to keep the road in good condition and Ta,c;An£io
to protect public property connected with it from the 59. 15; 60. 17.
IMPERIAL PERIOD: DESCRIPTIVE
Asbach,
Rom. Kaiser-
turn, etc.
i88ff.
Wilm. Ex.
Inscr. 2844-8;
Plin. Pan.
26 ff . ;
Dio, 68. 5.
Wilm. Ex.
Inscr. 1179,
1194.
Wilm. Ex.
Inscr. 2167,
2479.
Spart. Hadr.
22 ; Appian,
B. C. 1.38;
Wilm. Ex.
Inscr. 1195,
1197.
encroachment of individuals. Branch roads were in the
care of procuratores of equestrian rank.
455. The Cura Alimentorum. Possibly Domitian estab-
lished the cura alimentorum, but more probably it dates
from the reigns of Nerva and Trajan (cf. pp. 323 f.),
who established foundations, from the interest of which
gratuities in the form of money or grain were given each
month to a selected number of children of free birth. The
immediate management of the funds set aside for the pur-
pose, and the distribution of the monthly allowance, were
in the hands of municipal officials ; but a general super-
vision of the matter was confided to a praefectus or a procu-
rator for each district, with perhaps a single praefectus
alimentorum in charge of the whole department. The
money which the state appropriated was in many cases
supplemented by the gifts of public-spirited citizens.
456. Supervision of Municipal Finances. It was Trajan
also who introduced the practice of bringing municipal
finances under imperial supervision. He and his successors
appointed for the municipalities curatores of senatorial or
equestrian rank, whose duty it was to audit the town
accounts, and whose consent must be obtained before a
town could contract a new debt or sell public property.
It is not clear whether one of these officials was appointed
for each Italian town or only when imperial supervision
seemed desirable.
457. luridici. The establishment of district courts, to
use a modern term, dates from the reign of Hadrian (cf.
p. 318). The institution was not kept up by Antoninus
Pius, but was restored by M. Aurelius. The judges were of
senatorial rank and bore the title of iuridici. Ultimately,
as we have already seen (p. 355), Italy lost entirely its
exceptional position and sank to the level of the provinces.
OFFICIALS FOR THE PROVINCES 3/1
(/) Imperial Officers in the Provinces
458. Imperial Control of the Provinces. The control
which the emperor exercised over imperial provinces was
supreme. The senate nominally supervised the govern-
ment of senatorial provinces, but the mains imperium of
the emperor, and his exalted position, led senatorial gov-
ernors to turn to him for advice and instructions. Further-
more, even in the senatorial provinces certain administrative
departments, for instance those which had to do with public
roads, the post, and some branches of the financial system,
were managed in the name of the emperor. Only in the
case of the finances, however, did the emperor have a per-
sonal representative, styled a procurator, in the senatorial Dio, 53. 15
provinces.
459. Limitations and Extensions of the Power of Imperial
Officers. The general system of government in the prov-
inces, and the limits put on the jurisdiction of governors
in civil and criminal cases, have been discussed elsewhere
(cf. pp. 284 f., 346 f., 348 f.), so that it only remains for us
to mention certain factors which tended to curtail in some
respects, and to extend in other ways, the power of the
emperor's representatives. In general it may be said that,
as time went on, the cause of local self-government lost,
while the rights of a province as a province increased.
The towns and cities lost their independence in some
measure, because they, like the municipalities in Italy
(cf. p. 370), were required from an early period to submit
to the supervision of imperial curatores in financial matters.
On the other hand, the autocratic power of the governor
was lessened, and the province gained to some extent, by
the more direct control which the emperor assumed, and
by the development of provincial assemblies. The strict
3/2 IMPERIAL PERIOD: DESCRIPTIVE
accountability to which governors were held naturally made
them hesitate about taking responsibility in important mat-
ters, and, when the practice of referring questions to the
emperor was once adopted (cf. p. 301), it must have devel-
oped rapidly. The inevitable result of it, however, was to
take from a governor the right of initiative in important
matters. The development of the provincial assemblies
(cf. p. 302) must have restricted the power of governors
Marq. St. still further. All, or almost all, the provinces had concilia
Vcrw I
503 ff. whose right to send deputations or petitions to the emperor,
Tac. Ann. without consulting the governor, came to be freely recog-
Ep. 3.4. 2. nized. The independent existence of the assembly was
Dig. 47. 14. i. recognized by the emperor in the fact also that his reply
was sent directly to it. The possibility which every gov-
ernor had to face, of seeing a document criticising his con-
duct sent to the emperor at the close of his term of office,
must have exercised a wholesome restraining influence on
his administration.
SELECTED BIBLIOGRAPHY x
\V. T. Arnold, The Roman System of Provincial Administration.
London, 1879.
Cagnat, Les impots indirects. Paris, 1882.
Carette, Les assemblies provinciales de la Gaule romaine. Paris,
1895.
E. Cuq, Le conseil des empereurs d'Auguste a Diocletien. Paris,
1884.
P. Guiraud, Les assemblies prov. dans 1'empire rom. Paris, 1887.
Cyprien Halgan, Essai sur 1'administration des provinces senato-
riales. Paris, 1898.
O. Hirschfeld, Untersuchungen auf dem Gebiete d. rom. Verwal-
tungsgeschichte, Bd. I. Berlin, 1877.
O. Hirschfeld, Das aerarium militare, N. Jahrb. f. Philol. XCVII
(1868), pp. 683-697.
1 See also bibliography on pp. 173, 288, 304, 316, 328, 358.
OFFICIALS FOR THE PROVINCES 373
O. Hirschfeld, Die Getreideverwaltung der rom. Kaiserzeit, Philol.
XXIX, pp. 1-96. /
E. Klebs, Zur Entwicklung d. kaiserl. Stadtprafektur, Rhein. Mus.
(N.F.), XLII, pp. 164-178.
Klein, Die Verwaltungsbeamten der Provinzen des rom. Reichs bis
auf Diocletian. Bonn, 1878.
G. Kretschmar, Das Beamtentum der rom. Kaiserzeit. Giessen,
1879.
W. Liebenam, Forschungen zur Verwaltungsgeschichte des rom.
Kaiserreichs, Bd. I. Leipzig, 1888.
W. Liebenam, Die Laufbahn der Prokuratoren. Jena, 1886.
W. Liebenam, Beitrage zur Verwaltungsgeschichte d. rom. Kaiser-
reichs. Jena, 1886.
W. Liebenam, Stadteverwaltung im romischen Kaiserreiche. Leip-
zig, 1900.
J. Marquardt, Romische Staatsverwaltung, 2*e Aufl., 3 vols. Leipzig,
1881-5.
Th. Mommsen, Die diocletianische Reichsprafectur, Hermes, XXXVI
(1901), pp. 201-218.
W. Schurz, De mutationibus in imp. Rom. ordinando ab imp. Hadr.
factis. Bonn, 1883.
CHAPTER XIX
THE MAGISTRACIES
(a) The Magistracies in General
460. The Cursus Honorum. In the election and ap-
pointment of citizens to official positions under the empire,
the division of society into the senatorial order, the eques-
trian order, and the plebs was strictly observed, and corre-
sponding to these three classes there were three careers of
official service, known as the cursus honorum. To citizens
of senatorial rank were assigned, along with certain impor-
tant imperial offices, all the old republican magistracies.
The full cursus honorum for men of this class, leaving out
of consideration the appointive offices, comprised member-
ship in the college of the XX viri, the position of tribunus
militum, the quaestorship, the aedileship, the tribunate of
the plebs, the praetorship, and the consulship. Before the
Flavian period the military tribunate could be held before
or after the vigintivirate, but after that time it took invari-
ably the second place.
461. Conditions of Eligibility. The conditions of eligi-
bility to the vigintivirate were senatorial rank and the
attainment of manhood, as indicated by the assumption
of the toga virilis. The office was, therefore, open to the
sons of senators, and to those whom the emperor had raised
Tac. Ann. to tne senatorial rank. The senatorial census (cf. p. 381)
3. 29; 15.28;
Quint. was of course required in both cases. For the quaestor-
Dio,"52.'2o. ship a candidate was required to have completed his
374
CONDITION OF THE MAGISTRACIES 375
twenty-fourth year and to have held the offices mentioned.
An interval of a year must elapse between the quaestor-
ship and the tribunate of the plebs or the aedileship, and St. R. i. 535.
another year before the praetorship could be held. Patri-
cians could pass directly from the quaestorship to the prae- St. R. 1. 555,
torship, although the minimum age requirement of thirty n' 3'
years for the praetorship took away the advantage which DH>, 52. 20.
they would otherwise have had over the plebeians. An inter-
val of two years was required between the praetorship and
the consulship, which practically fixed the age requirement St. R. 1. 528,
for the consulship at thirty-three. Candidates were eligible
to the same office again after a short interval, and it was
not illegal to hold a magistracy and an imperial office at the
same time. From the restrictions mentioned above candi-
dates for office could be relieved by the emperor, and fathers Plin. Ep.
of families were regularly given precedence over others.
462. Nomination ; Election ; Term of Office. The formali-
ties attending nomination were like those under the republic,
except that the emperor exercised the right of nomination
(cf. pp. 275 f., 351). From the reign of Tiberius magis-
trates were elected in the senate. The term of office con-
tinued to be a year, except in the case of the consulship.
463. Loss of Dignity and Power. The magistracies
suffered, of course, a serious loss of dignity and real power.
Since the emperor's power to nominate candidates for office
counted for so much, a citizen's political future depended
on imperial favor, and when he was elected he could not
hope to exercise freely the traditional functions of his office
with the emperor, or an appointee of the emperor, as his
colleague. Furthermore, the powers of the several magis-
trates were seriously curtailed by law, as we have already
seen, and by the assignment of magisterial functions to
imperial procurators and prefects.
3/6 IMPERIAL PERIOD: DESCRIPTIVE
(b) The Several Magistracies
464. The Consul. The most significant formal change
which the consulship experienced under the empire was
the shortening of the term of office. Up to the death of
Herz. ii. Nero the term was usually one of six months ; after that
date ordinarily of two or four months. The purpose of
the change was to lessen the importance of the office.
St. R.I. 588 f. The election of the first pair of consuls for a given year,
known as consumes ordinarii, usually took place in the
autumn of the preceding year. The consuks suffecti were
commonly chosen at the beginning of the year during
which they were to serve. Official documents were still
dated by mentioning the consuls of the year in question,
but the names of the consuks ordinarii were usually selected
for the purpose. This gave them a certain prestige over
the consuks suffecti.
The principal functions of the consul consisted in pre-
siding over the senate, in exercising judicial powers in
certain cases, and in taking charge of the ludi circenses and
other public games. The senate under the early empire
had nominal charge of Rome, Italy, and the senatorial
provinces, and the importance of the consulship depended
largely on the success which the senate had in making
good its constitutional rights within these limits — and its
success in this matter varied from reign to reign. The
criminal jurisdiction and, to some extent, the civil juris-
diction of the consul were exercised by him in conjunction
with the senate. Apart from that body, however, he heard
Suet. Claud, certain important classes of civil cases, assigned to him by
21. • Instit. ,,
lust. 2. 23. i. the emperor.
465. The Praetor. Julius Caesar had raised the number
of praetors to sixteen (cf. p. 137). Augustus reduced it to
THE SEVERAL MAGISTRACIES 377
twelve, but under succeeding emperors it was raised until
it reached its maximum, eighteen, under Claudius. The
praetor urbanus still took precedence over his colleagues.
Next him came the praetor peregrinus. The encroach-
ment of the emperor and of his officials, however, on the
prerogatives of the city praetor greatly diminished the
importance of his position. The significance of the office
of the praetor peregrinus was taken away in large measure
by Caracalla's edict. The powers of the whole college of
praetors were seriously abridged also by the publication of
Hadrian's edictum perpetuum (cf. p. 318), which robbed
them of the right to issue their annual edicts, by the assign-
ment of certain civil cases to the consuls (cf. p. 376), and
by the appointment of district judges for Italy (cf. p. 318).
A partial compensation for these losses may be found in
the fact that the supervision of certain public games was Dio, 54. 2 -,
given to them, and, for a time, the administration of the It I$. ,. 77.
aerarium Saturni (cf. p. 365). Their principal function,
that of presiding over the quaestio perpetua, was lost when
that court disappeared in the second or third century
(cf. p. 349).
466. The Censor. The censorship, as a republican insti-
tution, came to an end in 22 B.C. In that year the office
was held by P. Aemilius Lepidus and L. Munatius Plancus, Veil. 2. 95.
although the census was not completed. Claudius, with
his fondness for tradition, attempted to revive the office by
having himself and L. Vitellius made censors in the year 47 ; Nipperdey on
but the precedent was not followed. This seems to have IT I3
been the last effort made to treat the office as a separate
magistracy. In all other cases its functions were apparently
exercised by the emperor alone, or by the emperor in con-
junction with some other member of the imperial family.
Thus, in 8 B.C. Augustus took the census alone, in A.D. 14
3/8 IMPERIAL PERIOD: DESCRIPTIVE
with Tiberius, while in A.D. 73-4 Vespasian and Titus
cooperated in taking it. In the year 84 Domitian took
the censorial power for life (p. 310). The duties of the
office (cf. pp. 191 f.), as exercised by the emperors, consisted
in the assessment of property and in drawing up the lists of
senators and knights. The management of finances was, in
large measure, assigned to certain commissions and imperial
officers, as we have already seen (cf. pp. 354, 365 f., 369).
467. The Aedile. Julius Caesar had increased the
number of aediles to six, assigning to the new members
of the college supervision of the grain supply (cf. p. 137),
but during the reign of Augustus this function was turned
over to a board of commissioners (cf..pp. 355, 368). The
aediles lost the cura ludorum also (cf. p. 377), and their
right to maintain order in the city was in large measure
relinquished in favor of the praefectus vigilum and the
praefectus urbi (cf. pp. 367-8). There is no mention of
the office later than the middle of the third century.
468. The Tribune. The tribune retained under the
empire his sacrosanct character, his ins auxilii and ins
inter cessionis, his right to summon the senate and probably
the popular assembly also. But these were formal powers
with little meaning. Thus, for instance, his action could
be vetoed by the emperor, but he could not interfere with
the emperor (cf. p. 357). His right to summon the popular
assembly was of little importance because of the decadence
of that body. What little significance the office had lay
Tac. Ann. in the fact that the tribune could veto the action of the
'I3' '47* senate, protect citizens in the courts, and impose fines in
certain cases.
469. The Quaestor. Augustus seems to have reduced the
St. R. II. number of quaestors from forty to twenty. The college was
528, n. 2.
divided into two sections, one consisting of the provincial
THE SEVERAL MAGISTRACIES 379
quaestors, and the other of those whose functions kept
them in Rome. A quaestor was assigned to each one of
the eleven senatorial provinces, except that two were sent
to Sicily. Of the eight remaining members of the college,
two were quaestores urbani and two were assigned to each
of the consuls and to the emperor. In the provinces the
quaestor, who bore the tit|e quaestor pro praetore, repre-
sented the aerarium Saturni, and exercised the juris-
diction which had traditionally belonged to his office
(pp. 208-209). The quaestores urbani had charge of the
aerarium for a time, but this was taken from them in the
year 56 (cf. p. 365). Thereafter their principal duty con-
sisted in caring for the decrees of the senate. The two Dio, 54. 36.
quaestors selected by the emperor acted as his secretaries Tac. Ann.
in laying matters before the senate. The four quaestors
assigned to the consuls were subordinates in the service of
those officials.
470. The XX Viri and Extraordinary Magistrates. The
college of I II I praefecti Capuam Cumas (cf. p. 210), and
that made up of the // viri viis extra urbem purgandis,
were abolished under the empire, and the four remaining
groups were consolidated into a single college known as
the vigintivirate. The X viri stlitibus iudicandis, from the
time of Augustus, presided in the centumviral court (cf.
p. 364). The Iff viri monetales had charge of senatorial
coinage only (cf. p. 354). The functions of the /// viri
capitales were seriously abridged by the establishment of
the praefectura vigilum. Otherwise the duties of the
members of these groups of officials were unchanged.
Some significance was given to these offices, however, by
the fact that they were made the first step in the cursus Tac Ann
honorum (cf. p. 374). Of the extraordinary republican l
magistracies (cf. pp. 211 ff.), we hear of the praefectus 1132.
380 IMPERIAL PERIOD: DESCRIPTIVE
urbi feriarum Latinarum, of praefecti frumenti dandi
ex s. f., and occasionally of special commissioners sent out
by the senate.
SELECTED BIBLIOGRAPHY l
Julius Asbach, Zur Geschichte des Konsulats in d. rom. Kaiserzeit,
Histor. Untersuchungen, etc., pp. 190-217. Bonn, 1882.
J. Centerwall, Quae publica officia ante quaesturam geri solita sint
temporibus imperatorum. Upsala, 1874.
Chambalu, De magistratibus Flaviorum. Bonn, 1882.
G611, Ueber d. rom. Censur zur Zeit ihres Untergangs. Schleiz, 1859.
G611, Das Volkstribunat in d. Kaiserzeit, Rhein. Mus. (N.F.),
XIII. in ff.
Henzen, De nundinis consularibus aetatis imperatoriae, Ephem.
Epig. I. 187-199.
Lenel, Das Edictum perpetuum. Leipzig, 1883.
1 See also bibliography on pp. 173, 219, 288, 304, 316, 328, 358.
CHAPTER XX
THE SENATE
(a) Composition of the Senate
471. Size of the Senate. On at least three different
occasions, as he himself tells us (Mon. Ancyr. II, 1. 2),
Augustus revised the list of senators. As a result of these
revisions, the membership was reduced from 900 (cf.
p. 137) to 600, which was accepted as the normal number Dio, 54. 13 f.
under the empire. In drawing up his lists Augustus also
took occasion to exclude many men of low birth, whom Suet. Aug. 35;
Julius Caesar had admitted. In this way he restored the
aristocratic character of the senate.
472. Admission to the Senate. The conditions of eligi-
bility to membership in the senate included citizenship and
free birth, an acceptable reputation, and property rated at Dio, 54. 17;
1,000,000 sesterces. By those who fulfilled these condi- 37;'sUet.
tions admission to the senate could be had by securing Aus- 4*-
election to the quaestorship. Inasmuch as the magistracies
were open only to those of senatorial rank, that is, to the
sons of senators (cf. p. 374), the senate became a close
corporation. The emperor could, however, at his discretion
grant to men not of senatorial rank, who had the necessary
property, the right to wear the latus clavus, or broad
purple stripe on the tunic. This entitled them to become
candidates for a magistracy with the prospect later of
entering the senate. Furthermore, citizens with a fortune
of 1,000,000 sesterces, who had not held a magistracy,
381
382 IMPERIAL PERIOD: DESCRIPTIVE
were from time to time admitted to the senate by adkctio
(cf. p. 354).
473. The Album Senatorium. From 9 B.C. on, the album
senatorium, or official list of senators, was revised each year.
The names of those who had held a magistracy since the
last revision, and of those chosen by the method of adleetio,
were added to the old list, while those whose property had
fallen below the required minimum, and those who had
been convicted of an offense against the laws, were excluded
from the senate. In the list the names were arranged in
the order of official rank. After the emperor's name came
those of the consuldres, then the praetorii, etc. Those who
had held a given magistracy more than once ranked higher
in dignity than those who had held it once only. No
distinction was made between ex-consuls who had been
consules ordinarii and those who had been suffecti. Up to
the time of Pertinax those who were assigned to a given
group by adlectio were of equal rank with those who had
attained the position in question by virtue of having held a
magistracy.
(b) Meetings of the Senate
474. The Presidency of the Senate. The magistrates
who had the ius cum patribus agendi under the republic
(cf. p. 225) exercised that right under the empire also.
Of course the offices of dictator, master of the horse, and
interrex had disappeared, so that they do not come into
consideration. Whether the city prefect had the theoret-
ical right to convoke the senate or not is a matter of no
moment. He would scarcely have exercised it, except
during the absence of the other qualified officials, and such
a contingency could not arise. It is also probably true
that the tribune rarely made use of this privilege. The
MEETINGS OF THE SENATE 383
princeps took precedence of all the magistrates in calling
the senate together, and even when that body had been
convoked by a magistrate, a place of honor was given to
him between the two consuls, or on the tribunes' bench.
475. The Place and Time of Meeting. The ordinary
place of meeting was the curia lulia. Except during the
months of September and October, stated meetings were
held on the Kalends and Ides of each month. Otherwise Suet. Aug.
the senate met at the call of the qualified official.
476. A Quorum. The attendance of senators was
required, but the efforts made to enforce this regulation
were not effective. In the early part of the reign of Dio, 54. 18;
Augustus1 a quorum was fixed at 400 members, but later it l6> 22-
was found necessary to reduce this number and not to Dio, 54. 35 ;
require a quorum for action on unimportant matters.
477. The Transaction of Business. The purpose for
which the senate was convoked was indicated only in a Tac. Ann.
general way in the call which was issued. The subjects
to be considered were laid before the meeting by the pre-
siding officer. Individual senators still lacked theoretically
the right to introduce new business, but in discussing a
matter laid before them they were allowed, as under the
republic, to introduce extraneous questions, and to ask for Tac. Ann.
action by the senate. Senators were asked their opinions 4
in the traditional order (cf. p. 224), except that the Tac. Ann.
emperor gave his views first, or, if he chose, last. During
some reigns at least, when the emperor presided, the
magistrates in office were also called upon in the group Tac. Ann.
to which they belonged. As we have already had occasion 3> I7'
to notice (p. 350), the business of the emperor, whether
he was present or not, took precedence, within certain
limits, of all other matters. In any case the princeps con-
trolled the discussion and the action of the senate, and a
384 IMPERIAL PERIOD: DESCRIPTIVE
senator could indicate his disapproval of a measure only
by staying away from the meeting when the bill in question
was to be presented. The discessio was the accepted
method of voting, even upon candidates for the magis-
tracies. Trajan introduced the secret ballot for the latter
purpose, but the new arrangement did not become perma-
nent. It was the duty of the presiding officer to appoint a
committee for the formulation of each motion, and decrees
which were intended for the public eye were engraved on
bronze tablets. One of the quaestors, appointed for the
purpose by the emperor, and known as ab actis senatus,
Tac. Ann. prepared for the archives the acta senatus, or proceedings
Wilm. Ex. ' of the senate, which comprised the senatus consulta, official
J"^n 636' documents submitted to the senate, and the speeches made
by leading senators. From these records such extracts as
Plin. Pan. 75. the senate selected were published in the acta diurna.
(c) The Powers of the Senate
478. The Senate and the Princeps. In the last years
of the republic, and in the period of transition from the
republic to the dyarchy, the senate had been reduced to
the position which it theoretically held under the consti-
tution, viz., that of an advisory body. Under the new
regime its formal powers were much greater and more
explicitly recognized. It became a legislative, a judicial,
and an electoral body. Its real influence over affairs had
always depended, however, not on the powers which it
had received when the state was organized, but on the
measure of control which it was able to exercise over the
magistrates and over the resources of the commonwealth.
This was still the case under the empire. Bearing this fact
in mind, it is easy to understand how a formal extension
POWERS OF THE SENATE 385
of the powers of the senate by Augustus and Tiberius could
take place simultaneously with a real loss of influence.
The fact that the princeps held his position for life freed
him from the influences which had made the consul amen-
able to it (cf. pp. 67 f.). Furthermore, it lost outright the
management of foreign affairs, the control of the army and
navy (pp. 237 ff., 345 f.), the government of the important
provinces (pp. 283 if.), and consequently in large measure
the management of the finances.
479. The Senate as a Legislative Body. The decadence
of the comitia irfade the senate the sole legislative body in
the state. Senatus consulta had the force of law, and
touched every field of public activity, subject to the limita- Suet. Tib. 30.
tions mentioned in the preceding paragraph. The business
which required the greatest share of its attention was the
financial management and the administration of Rome,
Italy, and the senatorial provinces. Upon all these matters
it heard reports, and took the necessary action. It exer-
cised the right to raise or lower the rate of taxation, but 010,55.25.
only on the imperial initiative. The control of the ager
publicus was, however, transferred to the emperor. It
took action with reference to the introduction of foreign Tac. Ann.
cults, managed the temples, and provided for extraordinary 2
festivals ; but in all religious matters its action must have
been perfunctory, since the emperor was pontifex maximus
and a member of all the important priesthoods. Further-
more, it passed measures imposing penalties on those con-
victed of certain offenses, and granting honors, privileges, piin. Ep.
and dispensation from certain laws to favored individuals 5
or classes.
480. The Senate as a Judicial Body. The criminal
jurisdiction of the senate was exercised mainly in the case
of serious offenses, particularly those of a political nature
386 IMPERIAL PERIOD: DESCRIPTIVE
(cf. p. 347), where senators were concerned. Perha
those charged with such offenses were at the outset
allowed to have their cases heard either before a quaestio
or before the senate. Senators would naturally choose the
latter tribunal. When the practice was once established it
developed rapidly. The procedure, as can be seen from
Tac. Ann. the well-known case of Piso, seems to have been modeled
on that followed in the quaestiones. The consul presided,
Tac. Ann. and the senate delivered its verdict in the form of a senatus
Ta^ Ann37 consultum. Even the penalty of death could be imposed,
2. 32- and no appeal could be taken from the senate's decision,
Tac. Ann. although the emperor could virtually grant a pardon by
using his veto power. Appeals could also be taken to the
senate by senators and members of certain other favored
classes from the decisions of senatorial governors in capital
cases. In civil cases also appeals came to the senate from
the senatorial provinces, but they were usually referred by
it to the consuls.
481. The Senate as an Electoral Body. The most
important function of the senate as an electoral body
consisted in choosing the emperor (cf. p. 341), and in
joining with the popular assembly in conferring on him his
constitutional powers (cf. pp. 341 f.). The right to deify a
deceased emperor, or to pass the act known as the damna-
tio memoriae, was its exclusive prerogative (cf. pp. 343 f.).
Tiberius transferred the election of magistrates to the
senate, but its freedom of choice was in large measure
restricted by the emperor's right to name candidates for
the several offices (p. 351). Notwithstanding this fact,
there was a lively competition for the several magistracies,
Plin. Ep. and candidates for office gave costly presents and elabo-
rate dinners to their senatorial colleagues in the hope of
winning their suffrages.
=
POWERS OF THE SENATE
387
SELECTED BIBLIOGRAPHY *
Caduzac, Decadence du. senat rom. depuis Cesar jusqu'a Constantin.
Limoges, 1847.
E. Cuq, Le conseil des empereurs, d'Auguste a Diocletien. Paris,
1884.
Dumeril, De senatu romano sub imp. Augusto Tiberioque. Paris,
1856.
Diirr, Die Majestatsprozesse unter dem Kaiser Tiberius. Heilbronn
Progr., 1880.
Rotter, Ueber d. Verhaltniss zwischen Kaisertum u. Senat unter
Aug. u. Tib. Prague, 1875.
1 See also bibliography on pp. 243, 288, 304, 316, 328. 358.
CHAPTER XXI
THE PEOPLE
(a) Citizenship
482. The Methods of Acquiring Citizenship. Citizenship
could be acquired, as under the republic, by birth, by adop-
tion, by manumission, and by a special grant. The son of
a Roman citizen inherited the rights of citizenship. The
son of a Latin acquired them when he was adopted by a
Roman citizen. The other two methods of acquiring them
call for a fuller statement.
483. Citizenship Acquired by Special Grant or by Manu-
mission. Various classes of persons acquired the rights of
citizenship by virtue of having conformed to certain speci-
fied conditions. Thus, for instance, those who received an
honorable discharge, after having served twenty-five years
in the auxiliary force, or twenty-six years in the navy,
became Roman citizens. Latins gained the same privilege
when they were enrolled in the legions, and magistrates in
C. i. L. II. towns enjoying the Latin rights were honored with Roman
1945 ' ' 532' citizenship. Freedmen also, after serving a certain number
of years as vigiles, gained full civic rights. The conditions
on which citizenship was granted to individuals or particular
communities cannot be so exactly stated. Personal favor,
or political considerations, or a desire to reward those
Suet. Aug. who ha(j rendered a noteworthy service to the community,
Dio. 60. 17; were usually the deciding factors in these cases. Augustus
Tac. Hist.
i. s. gave the rights of Roman citizenship to few communities,
388
CITIZENSHIP 389
but his successors bestowed them upon towns in all parts
of the empire. The imperium proconsular of the emperor
entitled him to make these grants in the imperial provinces
(cf. p. 245), but, although Augustus may have consulted
the senate and popular assembly in cases outside the
imperial provinces, it is plain that his successors felt free, on
their own authority, to grant Roman citizenship to any indi-
vidual or community. The greatest addition to the number Dio, 57. 17
of citizens, however, came by way of manumission, and f
the rapid increase in the number of freedmen which resulted J4 ; Tac.
Ann. i. 58.
seemed so serious a matter to Augustus that he caused a
series of laws to be passed to restrict it (cf. p. 390).
484. The Loss of Citizenship. As under the republic
(cf. p. 245), those who had been captured in war, turned
over to the enemy, or sold into slavery suffered capitis
deminutio maxima. The third provision just mentioned
underwent a strange interpretation or extension in the case
of those known as servi poenae. The legal fiction involved
in the matter is clearly indicated by Pliny (ad Traianum,
XXXI. 2) : in plerisque civitatibus, maxime Nicomediae et
Nicaeae, quidam vel in opus damnati vel in ludum similiaque
his genera poenarum publicorum servorum officio ministerio-
quefunguntur atque etiam ut publici servi annua accipiunt.
Those became servi poenae, qui ad ferncm aut ad bestias
aut in metallum damnantur (Dig. XXVIII. i. 8. 4). Capitis
kminutio media was visited on those who suffered deportatio,
>r transportation to an island. Relegatio, or the penalty of
iing obliged to live within a certain section of the empire,
did not bring with it a loss of citizenship.
485. The Rights of Roman Citizens. All Roman citi-
zens, except freedmen, had the full enjoyment of the tra-
ditional iura commercii, conubii, provocations, legis actionis,
suffragii, and the ius honorum. In respect to their private
390 IMPERIAL PERIOD: DESCRIPTIVE
rights freedmen stood essentially on the same plane as
freemen, except that they were forbidden to marry with
members of the senatorial order and were liable to the
punishment of being obliged to live at least one hundred
miles from Rome for certain offenses against their patrons.
Freedmen thus punished were known as peregrini deditidi.
All freedmen were still restricted to four of the city tribes
(p. 247), but this restriction was of little moment because
of the decadence of the popular assemblies. The most
important limitations put on them were in the matter of the
ius honorum, and of admission to the equestrian order.
Not only freedmen, but their sons and grandsons, were
Plin. N. H. excluded from the equestrian order and from the magis-
tracies, and consequently from the senatorial order. It was
within the power of the emperor, however, by a natalium
restitutio to remove this disability. Reference has been
made above to the attempt which Augustus made to restrict
indiscriminate manumission. The most important step
which he took in this direction consisted in securing the
Herz. II. passage in A.D. 4 of the lex Aelia Sentia, which provided,
among other things, that slaves under thirty years of age
who were declared free, and those who were declared free
in the will of a deceased owner, did not become technically
free. Their legal status was more clearly defined by the
lex lunia Norbana of A.D. 1 9, which rendered them incapa-
ble of making a will, and gave them the rights, with certain
Nipperdey limitations, of Latini luniani.
2n59andAnn' 486- The Obligations of Citizenship. The two principal
J3- 27- obligations resting on Roman citizens were the payment of
taxes and service in the army. Roman citizens in Italy
paid no direct taxes. Those in the provinces were subject
St. R. in. to the tributum soli and the tributum capitis. This exemp-
tion of Roman citizens in Italy was the peculiar privilege
THE PLEBEIANS 391
going with the ius Italicum. Military service was incum-
bent on every freeman, but, since a sufficient number of
soldiers was usually to be had by voluntary enlistment, it
was rarely necessary to resort to a draft. In fact, after
the time of the Flavian emperors, the legions were never Herz. n.
recruited from Italy. The legions and the praetorian 349>f'
guard were made up exclusively of free-born Roman citi-
zens and of Latins or peregrini belonging to oppida.
Freedmen served in the navy and in the cohortes vigilum.
(b) The Plebeians
487. The Legal Status of the Plebeians. The old dis-
tinction between the plebeians and patricians is lost sight
of under the empire, but by a strange turn of the wheel of
fortune the term plebs came to indicate, just as it had
done in the early republic, those who were outside the
privileged classes. It comprised, in fact, all those who were
below the senatorial and equestrian orders. And just as
had been the case under the early republic, the plebeians
under the empire were essentially without political rights,
and were shut out of the classes above them by legal
restrictions. There was, however, this important difference
between the two cases. The barrier was not an insur-
mountable one. By acquiring the fortune required of a
knight or senator a plebeian freeman could rise into one of
the higher orders. The most important legal difference,
then, between the plebeians on the one hand and the
members of the equestrian and senatorial orders on the
other, was in the matter of political rights. In one respect
their private rights were less, since for a given offense they
were liable to a severer punishment than were those who Dig. 48.
belonged to the two upper classes.
392 IMPERIAL PERIOD: DESCRIPTIVE
488. The Plebs Urbana. The massing of property in
the hands of the few had practically blotted out the
independent middle class, and the great body of freemen
outside the two orders were partly or entirely dependent
on the state for support. The term plebs urbana was
Mon. Ancyr. practically applied to the 200,000 or more whose names
55/10.' 10' made up the list of recipients of grain.
489. The Plebeians outside Rome. The population in
the Italian municipal towns reproduced in miniature the
state of things in Rome. A freeman who had a rating of
100,000 sesterces, and was eligible in other respects, could
by election to one of the local offices secure admission to
the municipal senate. Those who did not have the requi-
site property were not eligible, so that these small towns
also had their senatorial order and their plebeians, although
the minimum sum which made one eligible to the senatorial
order in the municipalities was so small that the members
of that order constituted a middle class in Italy.
•
(c) T7te Equestrian Order
490. Admission to the Equestrian Order. The conditions
of eligibility to the equestrian order were the possession of
Plin. Ep. property valued at 400,000 sesterces, free birth, and a
respectable standing in the community. It was, however,
in the power of the emperor to pass over the condition of
Suet. Aug. free birth, and to elevate freedmen to the equestrian rank.
Hist. ia.Ci3. Admission to the order rested with the emperor, who estab-
lished a bureau, known as a censibuf equestribus, to receive
applications and collect the necessary information. If the
property of a member of the order fell below the required
minimum, or if his mode of life was objectionable, his name
was dropped from the list.
THE EQUESTRIAN ORDER
393
491. Limits put on the Order. Although up to the
reign of Tiberius the term ordo equester technically included
only the equites equo publico, it seems probable, while still
a matter of dispute, that there was a body of men, who
perhaps may be called equites equo private, who satisfied
the requirements of the equestrian order, but had not tech-
nically been admitted to it. The members of this group
did not have certain privileges conceded to the equites equo
publico, but they received some official recognition until
they were formally excluded from the order by the legislation
of Tiberius.
492. Seviri Equitum Romanorum. The way in which
the equites were organized into turmae is not clear. Men-
tion is made of six turmae of thirty men each under seviri.
Possibly only six of the turmae had special leaders. The
seviri were usually the sons of senators or the younger
members of the imperial family.
493. Insignia and Titles. The members of the eques-
trian order were distinguished by the anulus aureus, the
twiica angustidavia, and by the right to reserved seats in
the theatre and at the circus. From the time of M. Aurelius
the members of the order who were procurators bore the
title of viri egregii, the equestrian prefects were styled viri
perfectissimi, with the exception of the prefect of the prae-
torian guard, who was called vir eminentissimus. The title
vir splendidus was probably applied to the knights living
outside Rome who had held no office.
494. The Equestrian Cursus Honorum. The members
of the equestrian order were especially employed by the
emperor as his representatives in the imperial service, and
in the first century of our era a fixed equestrian cursus
honor um developed. At the bottom of the series were the
militiae equestres, including the praefectura cohortis, the
St. R. in.
481 ff.; Herz.
II. 961, n. i ;
II. 966, n. 3;
Will. Dr. 385.
Tac. Hist.
T- X3;
Suet. Galba,
14; Plin.
N. H. 33.29;
Liv. Ep. 99.
Wilm. Ex.
Inscr. 132,
1058, 1639,
2857.
C. I. L. V.
8659;
VI. 1625 b;
IX. 5439.
394 IMPERIAL PERIOD: DESCRIPTIVE
tribunatus legionis, the tribunatus cohortis vigilum, or
cohortis urbanac or cohortis praetoriae, the praefectura
alae, and the praefectura castrorum. An aspirant for
higher honors served in the early p.eriod in three, later
in four of these positions. After the bureaucratic system
of government had been fully developed by Hadrian, a
preliminary civil career could be substituted for the military
service just mentioned. After these preliminary military or
civil positions came the various procuratorships, which may
be classified according to the salaries received as sexa-
genarii (i.e., recipients of 60,000 sesterces), centenarii
(100,000 sesterces), ducenarii (200,000 sesterces), and
trecenarii (300,000 sesterces). The highest official posi-
tions of the equestrian career were the prefectures, such,
for instance, as the praefectura vigilum or the praefectura
annonae. The knights gained in prestige under Gallienus,
who transferred to the equestrian order all the important
military positions. Membership in certain priesthoods was
also reserved for the knights, and the most distinguished
cquites were from time to time admitted to the senate.
In the nature of things, the ordo equester could not be an
hereditary aristocracy, but the sons of knights who satisfied
the conditions governing admission to the order were
naturally preferred to others.
(d) The Senatorial Order
495. Admission to the Senatorial Order. The privileges
of the nobilitas under the republic had depended on the
organization of society (cf. pp. 47 f.). The exclusive rights
of the senatorial order under the empire had a legal basis.
The conditions governing admission to the order were the
same as in the case of the knights (cf. p. 392), except that
THE SENATORIAL ORDER 395
the property requirement was 1,000,000 sesterces. For
those who satisfied these conditions admission was to be had
by birth, or through an imperial grant of the latus davits
to those who were not the sons of senators. Exclusion
from the senatorial order was governed by the same prin-
ciples as those which led to exclusion from the equestrian
order (p. 392).
496. Insignia and Titles. The insignia of the order
were the anulus aureus, the calceus senatorius, and the Suet. Aug.
latus clavus. Like the knights, members of the senatorial 5.3.27!.;
order were entitled to reserved seats at the theatre and at WlU- L I35-
the circus. From the close of the first century of our era
they bore the title viri clarissimi, and even the younger
members of a senator's family were styled clarissimi pueri
or clarissimae puellae.
497. The Senatorial Cursus Honorum. The main privi-
lege which they enjoyed, however, was the exclusive right
to become candidates for the republican magistracies (cf.
p. 374), and thereby to gain admission to the senate.
Certain important imperial offices also were open only to
members of the order. The republican magistracies and
the imperial offices open only to senators constituted the
senatorial cursus honorum, which is illustrated in so many c. I. L. v.
62;
6006.
15262 ;
inscriptions. X.
(e) Latinitas and Peregrinitas
498. Latinitas. As a result of the Social war the rights
of Roman citizenship had been granted to the people of
Italy living south of the river Po (cf. p. 102). Julius
Caesar extended the same rights to the communities of
Transpadane Gaul (p. 122), so that there were no com-
munities with Latin rights in the peninsula at the begin-
ning of the imperial period. The ius Latii was, however,
396 IMPERIAL PERIOD: DESCRIPTIVE
conferred by Vespasian, Domitian, and other emperors
upon many cities in the provinces (p. 315). The citizens
of the municipia or oppida civium Latinorum or coloniae
civium Latinorum, as these Latin communities were vari-
ously called, had the ius commertii, and the prospect of
acquiring the rights of Roman citizenship, in case they
were elected to a local magistracy or admitted to the
local senate. They acquired Roman citizenship also if
they were enrolled in a legion, and individuals who had
rendered a noteworthy service to the state were rewarded
in the same way. Their right to vote in one of the
tribes at Rome (cf. p. 248) amounted to little under the
empire. In general they were subject to taxes and to mili-
tary service. Mention has already been made (p. 390) of
the Latini luniani.
499. The Peregrin!. Even those with Latin rights are
sometimes spoken of as peregrini, but the term is usually
applied only to freemen who had neither Roman nor Latin
citizenship. Into this category fell citizens of independent
states, and members of communities which Rome had con-
quered. Such legal rights as the peregrini had they gained
by treaties between their own states and Rome, or in the
court of the praetor, or through the charter of the province
in which they lived.
They were allowed to acquire property, to buy and to
sell, but they did not have the ius conubii, nor the right
to wear the toga, except as a specially granted privilege.
The peregrini dediticii (cf. p. 390) belonged to a special
category. A large addition was made by Marcus Aurelius
and some of his successors (p. 326) to the number of
the peregrini dediticii by the settlement of barbarian
colonists, especially on the banks of the Rhine and the
Danube.
POPULAR ASSEMBLIES 397
500. The Edict of Caracalla. The edict of Caracalla in
the year 212 granted Roman citizenship to all freemen
living in the Roman empire. This measure did not affect
the Latini luniani or the peregrini dediticii, nor did it
preclude the possibility of establishing new colonies of
peregrini. In point of fact, the first two classes are found
after Caracalla's time, but probably no new colonies of
peregrini were established.
(/) Political Divisions and Popular Assemblies
501. Tribes, Centuries, and Classes. The division of the *
people into thirty-five tribes continued under the empire,
but, since citizens were no longer subject to the tributum
or to military service, it served no other political purpose
than to indicate the citizenship of those whose names
appeared in the list. The one practical purpose which
the tribal list did serve was to give the names of those
who were entitled to gratuities of grain, or to such other
largesses as the state saw fit to dispense. Membership in
a tribe was usually hereditary. Almost all freemen were
assigned to the thirty-one country tribes ; freedmen to the St. R. in.
four urban tribes. Up to a late period the tribes were still 4
divided into centuries of seniores and iuniores. Even the C. I. L. vi.
division of the people into classes continued for a time,
but it ultimately disappeared before the new property
rating on which the equestrian and senatorial orders were
based.
502. The Comitia Curiata. After the fall of the republic
we hear nothing of the lex curiata de imperio (p. 14), the
one political measure upon which the comitia curiata had
the right to act. That body still met, however, to pass on Suet.Aug.65.
family affairs which required formal action.
398 IMPERIAL PERIOD: DESCRIPTIVE
503. The Comitia Centuriata. The machinery of the
comitia eenturiata was still in existence, and the external
forms were still observed, such as the taking of auspices
piin.Pan.63; and the displaying of a red flag on the Janiculum while
the assembly was in session ; but the centuriate comitia had
lost its meaning, and for the sake of convenience almost
all the measures which were submitted to a popular assem-
bly were brought before the comitia tributa. The one
legislative matter over which it had held exclusive control
under the republic, viz., the declaration of an offensive war,
was now within the competence of the emperor ; the elec-
tions were transferred to the senate by Tiberius, and,
although the assembly was called together a few days after
the senate had elected the magistrates, to hear the renun-
tiatio, that ceremony was a simple act of confirmation by
the multitude. The quaestiones had already supplanted
the centuriate comitia in judicial matters.
504. The Comitia Tributa. The comitia tributa assem-
bled for the renuntiatio in the case of the curule aediles,
Dio, 58. 20. the quaestors, and the XX viri, just as the centuriate
assembly met to hear the announcement made of the newly
elected consuls and praetors. In the field of legislation it
played a more important part for a time than the centuriate
comitia. Several of the important laws of Augustus were
Herz. II. passed in this body, and ever in the reign of Domitian
there is evidence of its activity, although, since most of the
bills brought before it were probably drawn up by the
princeps, its action can hardly have been free.
505. The Concilium Plebis. A similar state of things
robbed the concilium plebis of all significance. It was still
in existence under the early empire, but the measures
which it passed were submitted to it by the princeps by
virtue of his tribunician power.
POPULAR ASSEMBLIES 399
SELECTED BIBLIOGRAPHY l
A. v. Brinz, Alimentenstiftungen d. rom. Kaiser, Sitzungsber. d. k.
bayr. Akad. d. Wiss. 1887, Hist. Klasse, pp. 209 ff.
L. Cantarelli, I latini luniani. Bologna, 1883.
G. Cothenet, De la condition des peregrins. Dijon, 1885.
L. M. Hartmann, De exilio apud Romanes usque ad Severi Alexandri
principatum. Berlin, 1887.
H. Lemonnier, fitude hist, sur la condition privee des affranchis,
etc. Paris, 1887.
F. Lindet, De 1'acquisition et de la perte du droit de cite rom.
Paris, 1880.
N. H. Michel, Droit de cite rom. Paris, 1885.
Stobbe, Ueber die Komitien unter den Kaisern, Philol. XXXI.
288-295.
1 See also bibliography on pp. 265, 288, 304, 316, 328, 358.
APPENDIX I
SENTENTIAE, SENATUS CONSULTA, AND OTHER
DOCUMENTS
(a) Senatorial Documents
1. Motion made by Caesar with reference to the Cati-
linarian conspirators (Sail. Cat. 51. 43). Cf. pp. 228 f.
Sed ita censeo, publicandas eorum pecunias, ipsos in vinculis
habendos per municipia, quae maxume opibus valent, neu quis
de eis postea ad senatum referat neve cum populo agat ; qui
aliter fecerit, senatum existumare eum contra rem publicam et
salutem omnium facturum.
2. Motion made by Cicero in 43 B.C. with reference to
Antony's soldiers (Cic. Phil. 8. 33).
Quas ob res ita censeo : eorum, qui cum M. Antonio sunt,
qui ab armis discesserint et aut ad C. Pansam aut ad A. Hir-
tium consules aut ad Decimum Brutum imperatorem, consulem
designatum, aut ad C. Caesarem pro praetore ante Idus Martias
primas adierint, eis fraudi ne sit, quod cum M. Antonio fuerint.
Si quis eorum, qui cum M. Antonio sunt, fecerit quod honore
praemiove dignum esse videatur, uti C. Pansa, A. Hirtius
consules, alter ambove, si eis videbitur, de eius honore prae-
miove primo quoque die ad senatum referant. Si quis post
hoc senatus consultum ad Antonium profectus esset praeter
L. Varium, senatum existimaturum eum contra rem publicam
fecisse.
3. The senatus consultum de Bacchanalibus, so-called,
of the year 186 B.C. (C. I. L. I. 196 =X. I04).1 In reality
1 In most of the epigraphical documents which follow, the text of Bruns, Fontes
Juris Rotnani A ntiqui (6th edition, 1893), has been adopted.
401
402
APPENDIX I
it is a letter from the consuls embodying the decree, and
addressed to certain municipal magistrates.
[Q.~] Marcius L. £., S(p.) Postumius L. f. cos. senatum con-
soluerunt n(onis) Octob. apud aedem Duelonai.
Sc(ribendo) arf(uerunt) M. Claudi(us) M. f., L. Valeri(us)
P. f., -Q. Minuci(us) C. f.
De Bacanalibus quei foideratei esent ita exdeicendum
censuere :
Neiquis eorum ^acanal habuise velet ; sei ques esent,
quei sibei deicerent necesus ese Bacanal habere, eeis utei ad
pr(aitorem) urbanum Romam venirent, deque eeis rebus, ubei
eorum ver&a. audita esent, utei senatus noster decerneret, dum
ne minus senatorbus C adesent [quoin e~]a. res cosoleretur.
Bacas vir nequis adiese velet ceivis Romanus neve nominus
Latini neve socium quisquam, nisei pr. urbanum adiesent, isque
[d?]e senatuos sententiad, dum ne minus senatoribus C adesent
quom ea res cosoloretur, iousis^t. Ce[«]suere.
Sacerdos nequis vir eset ; magister neque vir neque mulier
quisquam eset. Neve pecuniam quisquam eorum comoine[#z
/t]abuise ve[/]et ; neve magistratum, neve pro magistratu^/,
neque virum \neque /«#/]ierein quiquam fecise velet. Neve
post hac inter sed conioura[j<? ««/]e comvovise neve conspon-
dise neve conpromesise velet, neve quisquam fidem inter sed
dedise velet. Sacra in ^quoltod ne quisquam fecise velet ; neve
in poplicod neve in preivatod neve exstrad urbem sacra quis-
quam fecise velet, nisei pr. urbanum adieset, isque de senatuos
sententiad, dum ne minus senatoribus C adesent quom ea res
cosoleretur, iousis<?t. Censuere.
Homines pious V oinvorsei virei atque mulieres sacra ne
quisquam fecise velet, neve interibei virei pious duobus, mulieri
bus pious tribus arfuise velent, nisei de pr. urbani senatuosque
sententiad, utei suprad scriptum est.
Haice utei in coventionid exdeicatis ne minus trinum noun-
dinum, senatuosque sententiam utei scientes esetis eorum sen-
tentia ita fuit : ' sei ques esent, quei avorsum ead fecisent, quam
SENATORIAL DOCUMENTS 403
suprad scriptum est, eeis rem caputalem faciendam censuere '
atque utei hoce in tabolam ahenam inceideretis, ita senatus
aiquom censuit, uteique earn figier ioubeatis, ubei facilumed
gnoscier potisit ; atque utei ea Bacanalia, sei qua sunt, exstrad
quam sei quid ibei sacri est, ita utei suprad scriptum est, in
diebus X, quibus vobeis tabelai datai erunt, faciatis utei dismota
sient— IN AGRO TEURANO.
4. An extract from the senatus consultum de Thisbaeis,
of the year 170 B.C., preserved on a marble tablet found in
Boeotia (Eph. Epigr. I, p. 278).
(a] KotvTO? Mcuvios Ttrov wo? o-rpaTTjyos rrji trw/cAr/ran crvve-
/JovAeixraro ev KO/utCTt'wt Trpo T7/xep[u>]i/ CTTTO. eiSvwv 'OKTa>/A/?ptW.
Fpa<£op;eVaH iraprjcrav Mai/ios'AKi'Aios Man'ou vios'OXreftvtJa,
TITOS No/Aicrtos TtVov vids.
Ilepi <Sv ®i<r[/:?]d? Xoyovs e7rot^(rai/ro Trepi roiv KaO' a{i[r]ovs
, oirtve? ev rfji <^>tA.tai r^t Ty/Aerepat eve/xetvav,
ojts TOL Ka0' avTOVS 7rpay/i.aTa €^ryy
irept TOTJTOU rov Trpay /AUTOS OVTWS ISo^cv OTTWS KOIVTO?
Mat'nos o-rpar^yos roiv CK T^S o-w/cXr/rov [TTJCVTC aTrora^^t, ot
av avrtot €K raiv 8^/xoo-tW 7rpa[y/u.Jarcov Kal T^9 tSw
(<5) Q. Maenius T. f. praetor senatum consuluit in comitio
a. d. VII idus Octobres.
Scribendo adfuerunt M'. Acilius M'. f. Vol(tinia), T. Numi-
sius T. f.
Quod Thisbaei verba fecerunt de rebus ad se pertinentibus
ii qui in amicitia nostra permanserunt, ut sibi darentur, quibus
res ad se pertinentes exponerent,
de ea re ita censuerunt : ut Q. Maenius praetor ex senatu
quinque delegaret, qui sibi e re publica fideque sua viderentur.
Censuere.
5. A senatus consultum, passed in 5 1 B.C. with reference
to Caesar's provinces (Cic. ad Fam. 8. 8. 5).
404 APPENDIX I
Pr. Kal. Octobris in aede Apollinis scrib. adfuerunt L.
Domitius Cn. f. Fab. Ahenobarbus, Q. Caecilius Q. f. Fab.
Metellus Pius Scipio, L. Villius L. f. Pom. Annalis, C. Sep-
timius T. f. Quir., C. Lucilius C. f. Pup. Hirrus, C. Scri-
bonius C. f. Pop. Curio, L. Ateius L. f. An. Capito, M. Eppius
M/f. Ter. Quod M. Marcellus cos. v(erba) f(ecit) de pro-
vinciis consularibus, d(e) e(a) r(e) i(ta) c(ensuere), uti L.
Paulus, C. Marcellus coss., cum magistratum inissent, ex Kal.
Mart, quae in suo magistratu futurae essent, de consularibus
provinciis ad senatum referrent, neve quid prius ex Kal. Mart.
ad senatum referrent, neve quid coniunctim, utique eius rei
causa per dies comitialis senatum haberent senatique consul-
turn facerent, et, cum de ea re ad senatum referretur, a con-
siliis, qui eorum in CCC. iudicibus essent, s(ine) f(raude)
s(ua) adducere liceret ; si quid de ea re ad populum plebemve
lato opus esset, uti Ser. Sulpicius, M. Marcellus coss., praetores
tribunique pi., quibus eorum videretur, ad populum plebemve
ferrent ; quod si ii non tulissent, uti, quicumque deinceps essent,
ad populum plebemve ferrent. C(ensuere).
6. A senatus auctoritas (cf. pp. 198 f., 229 f.) of the
year 51. Four tribunes interposed their vetoes (Cic. ad
Fam. 8. 8. 6).
Pr. Kal. Octobris in aede Apollinis scrib. adfuerunt L.
Domitius Cn. f. Fab. Ahenobarbus, Q. Caecilius Q. f. Fab.
Metellus Pius Scipio, L. Villius L. f. Pom. Annalis, C. Septi-
mius T. f. Quir., C. Lucilius C. f. Pup. Hirrus, C. Scribonius
C. f. Pop. Curio, L. Ateius L. f. An. Capito, M. Eppius M. f.
Ter. Quod M. Marcellus cos. v(erba) f(ecit) de provinciis,
d(e) e(a) r(e) i(ta) c(ensuere), senatum existimare neminem
eorum, qui potestatem habent intercedendi, impediendi, moram
adferre oportere, quo minus de r(e) p(ublica) p(opuli)
R(omani) q(uam) p(rimum) ad senatum referri senatique con-
sultum fieri possit: qui impedierit, prohibuerit, eum senatum
existimare contra rem publicam fecisse. Si quis huic s. c.
intercesserit, senatui placere auctoritatem prescribi et de ea
SENATORIAL DOCUMENTS 405
re ad senatum p(rimo) q(uoque) t(empore) referri. Huic s. c.
intercessit C. Caelius, L. Vinicius, P. Cornelius, C. Vibius
Pansa, tribuni pi.
7. The senatus consultum de nundinis saltus Beguensis,
found at Henschir Begar in Africa. Its date is A.D. 138
(C. I. L. VIII. 270 and Suppl. 11451).
SC. de nundinis saltus Beguensis in t(erritorio) Casensi,
descriptum et recognitum ex libro sententiarum in senatu
dic[ta]rum k(apite) VI T. luni Nigri, C. Pomponi Camerini
co(n)s(ulum), in quo scripta erant A[/r/V^]ni iura et id quod
i(nfra) s(criptum) est.
In comitio in curia
[6Vr]ibundo adfuerunt Q. Sa[/]onius Q. f. Ouf. [«Z>]ngus,
. . . [^4]ni Quar[/]inus, C. Oppius C. f. Vel. Severus, C.
For(?) . . C. f \Sex. JEVwjciuO], M. f. Quir. Clarus, P.
Cassius L. f. Aem. Dexter q(uaestor), P. Nonius M. f. Ou[y"].
Macrinus q(uaestor). In senatu fuerunt C.
SC. per discessionem factum.
Quod P. Cassius Secundus, P. Delphius Peregrinus Aleius
Alennius Maximus Curtius Valerianus Proculus M. Nonius
Mucianus coss. verba fecerunt de desiderio amicorum Lucili
Africani c(larissimi) v(iri), qui petunt : ut ei permittatur in
provincia Afric(a), regione Beguensi, territorio Musulamiorum,
ad Casas, nundinas II II nonas Novemb. et XII k. Dec., ex eo
omnibus mensibus I III non. et XII k. sui cuiusq(ue) mensis
instituere habere, quid fieri placeret,
de ea re ita censuerunt : permittendum Lucilio Africano,
c. v., in provincia Afric(a), regione Beguensi, territorio Musu-
lamiorum, ad Casas, nundinas I II I non. Novemb. et XII k.
Decembr. et ex eo omnibus mensibus I II I non. et XII k. sui
cuiusq(ue) mensis instituere et habere, eoque vicinis adve-
nisq(ue) nundinandi dumtaxat causa coire convenire sine iniuria
et incommodo cuiusquam liceat.
Actum idibus Octobr. P. Cassio Secundo, M. Nonio Muci-
ano. Eodem exemplo de eadem re duae tabellae signatae
406 APPENDIX I
sunt. Signatores: T. Fl. Comini scrib(ae), C. lull Fortunati
scrib(ae), M. Caesi Helvi Euhelpisti, Q. Metili Onesimi,
C. lull Periblepti, L. Verani Philerotis, T. Flavi Crescentis.
( b ) Actions of the Popular Assemblies
8. Selections from the fragments preserved in literature
of the Laws of the Twelve Tables, dating from 45 1-450 B.C.
Cf. pp. 30 f.
TABULA I
1. Si in ius vocat, ito. Ni it, antestamino : igitur em
capito. Si calvitur pedemve struit, manum endo iacito. Si
morbus aevitasve vitium escit, iumentum dato. Si nolet,
arceram ne sternito.
2. Assiduo vindex assiduus esto ; proletario iam civi quis
volet vindex esto.
3. Rem ubi pacunt, orato. Ni pacunt, in comitio aut in
foro ante meridiem caussam coiciunto. Com peroranto ambo
praesentes. Post meridiem praesenti litem addicito. Si ambo
praesentes, solis occasus suprema tempestas esto.
TABULA II
1 . ... Morbus sonticus . . aut status dies cum hoste . . quid
horum fuit unum iudici arbitrove reove, eo dies diffissus esto.
2, Cui testimonium defuerit, is tertiis diebus ob portum
obvagulatum ito.
TABULA III
i . Aeris conf essi rebusque iure iudicatis xxx dies iusti sunto.
Post deinde manus iniectio esto. In ius ducito. Ni iudicatum
facit aut quis endo eo in iure vindicit, secum ducito, vincito aut
nervo aut compedibus xv pondo, ne minore, aut si volet maiore
vincito. Si volet suo vivito. Ni suo vivit, qui eum vinctum
habebit, libras farris endo dies dato. Si volet, plus dato.
LEGES
407
2. Tertiis nundinis partis secanto. Si plus minusve secue-
runt, se fraude esto.
3. Adversus hostem aeterna auctoritas [esto].
9. The first paragraph of the lex Quinctia de aquaeduc-
tibus of 9 B.C. (Frontin. de Aq. 129). This is a plebisci-
tum. On the method of voting in the two tribal assemblies,
cf. pp. 262 f.
T. Quinctius Crispinus consul populum iure rogavit popu-
lusque iure scivit in foro pro rostris aedis divi lulii pr(idie)
[k.] lulias. Tribus Sergia principium fuit, pro tribu Sex
L. f. Virro [primus scivit].
10. The lex de imperio Vespasiani (cf. pp. 270, 307,
341 f., 345). It is of the year 69, and was found on a
bronze tablet at Rome (C. L L. VI. 930).
.... foedusve cum quibus volet facere liceat ita, uti licuit
divo Aug(usto), Ti. lulio Caesari Aug(usto), Tiberioque
Claudio Caesari Aug(usto) Germanico ;
utique ei senatum habere, relationem facere, remittere, sena-
tus consulta per relationem discessionemque facere liceat ita,
uti licuit divo Aug(usto), Ti. lulio Caesari Aug(usto), Ti.
Claudio Caesari Augusto Germanico ;
utique cum ex voluntate auctoritateve iussu mandatuve eius
praesenteve eo senatus habebitur, omnium rerum ius perinde
habeatur servetur, ac si e lege senatus edictus esset habe-
re turque ;
utique quos magistratum potestatem imperium curationemve
cuius rei petentes senatui populoque Romano commendaverit
quibusque suffragationem suam dederit promiserit, eorum
comitis quibusque extra ordinem ratio habeatur ;
utique ei fines pomerii proferre promovere cum ex re
publica censebit esse, liceat ita, uti licuit Ti. Claudio Caesari
Aug(usto) Germanico;
utique quaecunque ex usu rei publicae maiestate^z^ divina-
rum humawrtrum publicarum privatarumque rerum esse censebit,
408 APPENDIX I
ei agere facere ius potestasque sit, ita uti divo Aug(usto),
Tiberioque lulio Caesari Aug(usto), Tiberioque Claudio
Caesari Aug(usto) Germanico fuit;
utique quibus legibus plebeive scitis scriptum fuit, ne divus
Aug(ustus), Tiberiusve lulius Caesar Aug(ustus), Tiberiusque
Claudius Caesar Aug(ustus) Germanicus tenerentur, iis legibus
plebisque scitis imp(erator) Caesar Vespasianus solutus sit;
quaeque ex quaque lege rogatione divum Aug(ustum), Tibe-
riumve lulium Caesarem Aug(ustum), Tiberiumve Claudium
Caesarem Aug(ustum) Germanicum facere oportuit, ea omnia
imp(eratori) Caesari Vespasiano Aug(usto) facere liceat; —
utique quae ante hanc legem rogatam acta gesta decreta
imperata ab imperatore Caesare Vespasiano Aug(usto) iussu
mandatuve eius a quoque sunt ea perinde iusta rataq(ue) sint,
ac si populi plebisve iussu acta essent
Sanctio.
Si quis huiusce legis ergo adversus leges rogationes plebisve
scita senatusve consulta fecit fecerit, sive quod eum ex lege
rogatione plebisve scito s(enatus)ve c(onsulto) facere oportebit,
non fecerit huius legis ergo, id ei ne fraudi esto, neve quit ob
earn rem populo dare debeto, neve cui de ea re actio neve
iudicatio esto, neve quis de ea re apud [j]e agi sinito.
(c) Edicts
ii. Two sections from the edictum perpetuum praetoris
urbani, entitled respectively (A) De vi turba incendio rel.,
and (B) De iniuriis. Cf. pp. 190, 318.
A. De vi turba incendio rel.
i. Vi bonorum raptorum et de turba. Si cui dolo
malo hominibus coactis damni quid factum esse dicetur sive
cuius bona rapta esse dicentur, in eum, qui id fecisse dicetur,
iudicium dabo. Item si servus fecisse dicetur, in dominum
iudicium noxale dabo. Cuius dolo malo in turba damn/
quid factum esse dicetur, in eum in anno, quo primum de ea
EDICTS
409
re experiundi potestas fuerit, in duplum, post annum in sim-
plum indicium dabo.
. 2. De incendio ruina naufragio rate nave expugnata. In
eum, qui ex incendio ruina naufragio rate nave expugnata
quid rapuisse recepisse dolo malo damnive quid in his rebus
dedisse dicetur : in quadruplum in anno, quo primum de ea re
experiundi potestas fuerit, post annum in simplum iudicium
dabo. Item in servum et in familiam iudicium dabo.
B. De iniuriis. I Qui autem iniuriarum agit,
certum dicat, quid iniuriae factum sit, et taxationem ponat non
mrt/orem quam quanti vadimonium fuerit.
2. Qui adversus bonos mores convicium cui fecisse cuiusve
opera factum esse dicetur, quo adversus bonos mores convicium
fieret ; in eum iudicium dabo.
3. Ne quid infamandi causa fiat. Si quis adversus ea fece-
rit, prout quaeque res erit, animadvertam.
4. Qui servum alienum adversus bonos mores verberavisse
deve eo iniussu domini quaestionem habuisse dicetur, in eum
iudicium dabo. Item si quid aliud factum esse dicetur, causa
cognita isdicium dabo.
5. Si ei, qui in alterius potestate erit, iniuria facta esse
dicetur et neque is, cuius in potestate est, praesens erit neque
procurator quisquam existat, qui eo nomine agat : causa cognita
ipsi, qui iniuriam accepisse dicetur, iudicium dabo.
12. An extract from an edict of the curule aediles. Cf.
pp. 204 ff.
i. De mancipiis vendundis. Qui mancipia vendunt,
certiores faciant emptores, quid morbi vitiive cuique sit, quis
fugitivus errove sit noxave solutus non sit: eademque omnia,
cum ea mancipia venibunt, palam recte pronuntianto. Quod si
mancipium adversus ea venisset sive adversus quod dictum
promissumve fuerit, cum veniret, fuisset, quod eius praestari
oportere dicetur : emptori omnibusque, ad quos ea res pertinet,
(in sex mensibus, quibus primum de ea re experiundi potestas
fuerit} iudicium dabimus, ut id mancipium redhibeatur, si
410 APPENDIX I
quid autem post venditionem traditionemque deterius emptoris
opera familiae procuratorisve eius factum erit, sive quid ex eo
post venditionem natum adquisitum fuerit, et si quid aliud in
venditione ei accesserit, sive quid ex ea re fructus pervenerit
ad emptorem, ut ea omnia restituat, item, si quas accessiones
ipse praestiterit, ut recipiat. Item si quod mancipium capi-
talem fraudem admiserit, mortis consciscendae sibi causa quid
fecerit, inve harenam depugnandi causa ad bestias intromissus
fuerit, ea omnia in venditione pronuntianto : ex his enim causis
iudicium dabimus. Hoc amplius, si quis adversus ea sciens
dolo malo vendidisse dicetur, iudicium dabimus.
13. An edict of the censors of the year 92 B.C.
(Cell. 15. n). Cf. pp. 192 ff.
Renuntiatum est nobis esse homines, qui novum genus
disciplinae instituerunt, ad quos iuventus in ludum conveniat ;
eos sibi nomen imposuisse Latinos rhetoras ; ibi homines adu-
lescentulos dies totos desidere. Maiores nostri, quae liberos
suos discere et quos in ludos itare vellent, instituerunt. Haec
nova, quae praeter consuetudinem ac morum maiorum fiunt,
neque placent neque recta videntur. Quapropter et iis, qui eos
ludos habent, et iis, qui eo venire consuerunt, videtur faciundum,
ut ostenderemus nostram sententiam, nobis non placere.
14. A proclamation of the proconsul of Farther Spain
of the year 189 B.C. (C. I. L. II. 5041).
L. Aimilius L. f. inpeirator decreivit, utei quei Hastensium
servei in turri Lascutana habitarent, leiberei essent ; agrum
oppidumqu(e), quod ea tempestate posedisent, item possidere
habereque iousit, dum poplus senatusque Romanus vellet.
Act(um) in castreis a. d. XII k. Febr.
15. The praescriptio of a proclamation of the proconsul
of Sardinia of the year 69 (C. I. L. X. 7852).
Imp. Othone Caesare Aug. cos. XV k. Apriles descriptum
et recognitum ex codice ansato L. Helvi Agrippae procons(ulis),
EDICTS
411
quern protulit Cn. Egnatius Fuscus scriba quaestorius, in quo
scriptum fuit it quod infra scriptum est tabula Vc VIII
et VI I II etX, etc.
16. An extract from an edict of the Emperor Claudius
of the year 46, bearing the title de civitate Anaunorum
(C. I. L. V. 5050). Cf. p. 349.
M. lunio Silano Q. Sulpicio Camerino cos. idibus Martis
Bais in praetorio edictum Ti. Claudi Caesaris Augusti Ger-
manici propositum fuit id quod infra scriptum est :
Ti. Claudius Caesar Augustus Germanicus, pont(ifex) maxi-
m(us), trib(unicia) potest(ate) VI, imp(erator) XI, p(ater)
p(atriae), co(n)s(ul) designatus IIII, dicit:
Cum ex veteribus controversis pe^dfentibus aliquamdiu
etiam temporibus Ti. Caesaris patrui mei, ad quas ordinandas
Pinarium Apollinarem miserat, quae tantum modo inter
Comenses essent, quantum memoria refero, et Bergaleos,
isque primum apsentia pertinaci patrui mei, deinde etiam
Gai principatu quod ab eo non exigebatur referre, non stulte
quidem, neglexserit, et posteac detulerit Camurius Statutus ad
me, agros plerosque et saltus mei iuris esse : in rem praesentem
misi Plantam lulium amicum et comitem meum, qui cum
adhibitis procuratoribus meis quz'que in alia regione quique in
vicinia erant, summa cura inquisierit et cognoverit, cetera
quidem, ut mihi demonstrata commentario facto ab ipso sunt,
statuat pronuntietque ipsi permitto.
17. An oath of allegiance to the Emperor Gaius, on a
bronze tablet found in Lusitania (C. I. L. II. 172).
C. Ummidio Durmio Quadrato, leg(ato) C. Caesaris Ger-
manici imp(eratoris) pro pr(aetore).
I us iurandum Aritiensium.
Ex mei animi sententia, ut ego iis inimicus ero, quos
C. Caesari Germanico inimicos esse cognovero, et si quis
periculum ei salutiq(ue) eius in/er/ in/er^tque armis bello
internicivo terra mariq(ue) persequi non desinam, quoad
412 APPENDIX I
poenas ei persolverit: neq(ue) me \neque} liberos meos eius
salute cariores habebo, eosq(ue), qui in eum hostili animo
fuerint, mihi hostes esse ducam : si sciens fallo fefellerove,
turn me liberosq(ue) meos luppiter optimus maximus ac divus
Augustus ceteriq(ue) omnes di immortales expertem patria
incolumitate fortunisque omnibus faxint.
[A. d.~\ V idus Mai[^j] in Aritiense oppido veteri Cn. Acer-
ronio Proculo, C. Petronio Pontio Nigrino cos., mag(istris)
Vegeto Tallici, . . . ibio . . . arioni.
18. A tabula patronatus by which the pagus Gurzen-
sium in Africa makes L. Domitius Ahenobarbus, the grand-
father of Nero, its patron (C. I. L. VIII. 68).
P. Sulpicio Quirinio, C. Valgio cos. senatus populusque
civitatium stipendiariorum pago Gurzenses hospitium fecerunt
quom L. Domitio Cn. f. L. n. Ahenobarbo procos., eumque et
postereis eius sibi posterisque sueis patronum coptaverunt,
isque eos posterosque eorum in fidem clientelamque suam
recepit
Faciundum coeraverunt : Ammicar Milchatonis f., Cynasyn-
(ensis) ; Boncar Azzrubalis f., Aethogursensis, Muthunbal
Saphonis f., Cui. Nas. Uzitensis.
(d) Inscriptions illustrating the Cursus Honorum
19. Two inscriptions illustrating the cursus honorum
of a member of the senatorial order under the empire
(C. f. L. VI. 1333 and VI. 332). Cf. pp. 374, 395.
L. Aemilio L. f. Cam. Karo cos., leg. Aug. pr. pr. provinciae
Cappadociae, leg. Aug. pr. pr. censitori provinciae Lugdunen-
sis, leg. Aug. pr. pr. provinciae Arabiae, curatori viae Flami-
niae, leg. leg. XXX U. V., praet, trib. pleb., quaest. Aug.,
trib. militum leg. VIII Aug., trib. militum leg. VIIII His-
panae, X viro stlitib. iudic., sodali Flaviali, XV viro s. f.,
C. lulius Erucianus Crispus praef. alae primae Ulpiae Daco-
rum amico optimo,
THE CURSUS HONORUM 413
[/z^r]cul[i] Victori P. Plotius Romanus cos., sod. Aug. Cl.,
leg. Aug. pr. pr. prov. Arab, item Gal., praef. aer. Sat., leg.
Aug. cens. ace. Hisp. Cit., iur. per Aem. Lig., cur. viae Labic.,
cur. Verc., pr. urb., trib. pi., q. kand., VI vir eq. R. tur. TI,
trib. mil. legg. I Min. et II Adiut, IIII v. v. cur., aedem cum
omni cultu consecravit.
20. An inscription illustrating the cursus honorum of a
member of the equestrian order under the empire (C. I. L.
VIII. 9990). Cf. pp. 393 f.
P. Besio P. f. Quir. Betuiniano C. Mario Memmio Sabino
praef. coh. I Raetorum, trib. leg. X G. p. f., praef. alae
Dardanorum, procuratori imp. Caesaris Nervae Traiani Aug.
Germ. Dacici monetae, proc. provinc. Baeticae, proc. XX
hered., proc. pro leg. provinc. Mauretaniae Tingitanae, donis
donato ab imp. Traiano Aug. bello Dacico corona murali
vallari hastis pur. vexillo argent., exacti exercitus.
21. An inscription illustrating the official career of a
member of the third class (C. I. L. VI. 1808). Cf. pp.
39i f«
Sex. Caecilio Epagatho scrib. libr. tribunicio, apparitori
Caesarum, scrib. libr. q. Ill decur., viat. Ill vir. et IIII vir.,
scrib. libr. aed. cur., patri optimo, Sex. Caecilius Sex. f. Quir.
Birronianus et M. Caecilius Sex. f. Quir. Statianus.
APPENDIX II
SOME PASSAGES, DEALING WITH POLITICAL INSTITUTIONS,
FOUND IN LATIN WRITERS
(a) The Magistracies
1. The aediles, censors, praetors, and consuls.
Sunto aediles curatores urbis, annonae ludorumque sollem-
nium ; ollisque ad honoris amplioris gradum is primus ascensus
esto. — Censores populi aevitates, suboles, f amilias pecuniasque
censento ; urbis tecta templa, vias, aquas, aerarium, vectigalia
tuento ; populique partes in tribus discribunto ; exin pecunias,
aevitates, ordines partiunto ; equitum peditumque prolem descri-
bunto ; caelibes esse prohibento ; mores populi regunto ; probrum
in senatu ne relinquunto. Bini sunto ; magistratum quinquen-
nium habento [reliqui magistratus annui sunto] eaque potestas
semper esto. — luris disceptator, qui privata iudicet iudicarive
iubeat, praetor esto. Is iuris civilis custos esto. Huic pote-
state pari quotcumque senatus creverit populusve iusserit, tot
sunto. — Regio imperio duo sunto ; iique praeeundo, iudicando,
consulendo praetores, indices, consules appellamino ; militiae
summum ius habento ; nemini parento ; ollis salus populi
suprema lex esto. Eumdem magistratum, ni interf uerint decem
anni, ne quis capito. Cic. de Legg. 3. 7-9.
2. Collegiality ; magistratus maiores and minores. Cf.
pp. i54ff.
In edicto consulum, quo edicunt, quis dies comitiis cen-
turiatis futurus sit, scribitur ex vetere forma perpetua : ne quis
magistratus minor de caelo servasse velit. Quaeri igitur solet,
qui sint magistratus minores. Super hac re meis verbis nil
414
THE MAGISTRACIES
415
opus fuit, quoniam liber M. Messalae auguris de auspiciis
primus, cum hoc scriberemus, forte adfuit. Propterea ex eo
libro verba ipsius Messalae subscripsimus : Patriciorum auspi-
cia in duas sunt divisa potestates. Maxima sunt consulum,
praetorum, censorum. Neque tamen eorum omnium inter se
eadem aut eiusdem potestatis, ideo quod conlegae non sunt
censores consulum aut praetorum, praetores consulum sunt.
Ideo neque consules aut praetores' censoribus neque censores
consulibus aut praetoribus turbant aut retinent auspicia; at
censores inter se, rursus praetores consulesque inter se et vitiant
et obtinent Praetor, etsi conlega consulis est, neque prae-
torem neque consulem iure rogare potest, ut quidem nos a
superioribus accepimus aut ante haec tempora servatum est et ut
in Commentario tertio decimo C. Tuditani patet, quia imperium
minus praetor, maius habet consul, et a minore imperio maius
aut maior [a minore] conlega rogari iure non potest. Nos
his temporibus praetore praetores creante veterum auctoritatem
sumus secuti neque his comitiis in auspicio fuimus. Censores
aeque non eodem rogantur auspicio atque consules et praetores.
Reliquorum magistratuum minora sunt auspicia. Ideo illi
' minores,' hi ' maiores ' magistratus appellantur. Minoribus
creatis magistratibus tributis comitiis magistratus, sed iustus
curiata datur lege ; maiores centuriatis comitiis fiunt.
Ex his omnibus verbis Messalae manifestum fit, et qui sint
magistratus minores et quamobrem ' minores ' appellentur. Sed
et conlegam esse praetorem consuli docet, quod eodem auspicio
creantur. Maiora autem dicuntur auspicia habere, quia eorum
auspicia magis rata sunt quam aliorum. Cell. N. A. 13. 15.
3. The right of appeal. Cf. pp. 27, 31, 98, 240 ff.
(P. Valerius Publicola) legem ad populum tulit earn, quae
centuriatis comitiis prima lata est, ne quis magistratus civem
Romanum adversus provocationem necaret neve verberaret.
Provocationem autem etiam a regibus fuisse declarant ponti-
ficii libri, significant nostri etiam augurales, itemque ab
omni iudicio poenaque provocari licere indicant XII Tabulae
4l6 APPENDIX II
compluribus legibus, et,quod proditum memoria est, decem viros,
qui leges scripserint, sine provocatione creates, satis ostenderit
reliquos sine provocatione magistratus non fuisse ; Luciique
Valerii Potiti et M. Horatii Barbati, hominum concordiae
causa sapienter popularium, consularis lex sanxit ne quis
magistratus sine provocatione crearetur. Neque vero leges
Porciae, quae tres sunt trium Porciorum, ut scitis, quidquam
praeter sanctionem attulerunt novi. Itaque Publicola, lege
ilia de provocatione perlata, statim secures de fascibus demi
iussit postridieque sibi collegam Sp. Lucretium subrogavit,
suosque ad eum, quod erat maior natu, lictores transire iussit,
instituitque primus ut singulis consulibus alternis mensibus
lictores praeirent, ne plura insignia essent imperii in libero
populo quam in regno fuissent. Cic. de Re Publ. 2. 53-5.
4. History of the quaestorship. Cf. pp. 206 f.
P. Dolabella censuit spectaculum gladiatorum per omnes
annos celebrandum pecunia eorum qui quaesturam adipisce-
rentur. Apud maiores virtutis id praemium fuerat, cunctisque
civium, si bonis artibus fiderent, licitum petere magistratus ; ac
ne aetas quidem distinguebatur, quin prima iuventa consulatum
et dictaturas inirent. Sed quaestores regibus etiam turn impe-
rantibus instituti sunt : quod lex curiata ostendit, a L. Bruto
repetita. Mansitque consulibus potestas deligendi, donee eum
quoque honorem populus mandaret. Creatique primum Vale-
rius Potitus et Aemilius Mamercus, sexagesimo tertio anno post
Tarquinios exactos, ut rem militarem comitarentur. Dein,
gliscentibus negotiis, duo additi, qui Romae curarent Mox
duplicatus numerus, stipendiaria iam Italia, et accedentibus
provinciarum vectigalibus. Post lege Sullae viginti creati
supplendo senatui, cui iudicia tradiderat. Et, quamquam
equites iudicia recuperavissent, quaestura tamen ex dignitate
candidatorum aut facilitate tribuentium gratuito concedebatur,
donee sententia Dolabellae velut venundaretur. Tac. Ann.
II. 22.
THE SENATE 417
(b) The Senate
5. Rules governing meetings of the senate. Cf. pp.
225 ff.
Gnaeo Pompeio consulatus primus cum M. Crasso desi-
gnatus est. Eum magistratum Pompeius cum initurus foret,
quoniam per militiae tempera senatus habendi consulendique,
rerum expers urbanarum fuit, M. Varronem, familiarem suum
rogavit, uti commentarium faceret ctcrayooyiKov — sic enim
Varro ipse appellat — , ex quo disceret, quid facere dicereque
deberet, cum senatum consuleret. Eum librum commentarium,
quern super ea re Pompeio fecerat, perisse Varro ait in litteris,
quas ad Oppianum dedit, quae sunt in libro Epistolicarum
Quaestionum quarto, in quibus litteris, quoniam quae ante
scripserat non comparebant, docet nirsum multa ad earn rem
ducentia.
Primum ibi ponit, qui fuerint, per quos more maiorum sena-
tus haberi soleret eosque nominat : « dictatorem, consules, prae-
tores, tribunes plebi, interregem, praefectum urbi,' neque alii
praeter hos ius fuisse dixit facere senatusconsultum, quoti-
ensque usus venisset, ut omnes isti magistratus eodem tempore
Romae essent, turn quo supra ordine scripti essent, qui eorum
prior aliis esset, ei potissimum senatus consulendi ius fuisse
ait, deinde extraordinario iure tribunes quoque militares, qui
pro consulibus fuissent, item decemviros, quibus imperium
consulare turn esset, item triumviros rei publicae constituendae
causa creates ius consulendi senatum habuisse.
Postea scripsit de intercessionibus dixitque, intercedendi, ne
senatusconsultum fieret, ius fuisse iis solis, qui eadem potestate,
qua ii, qui senatusconsultum facere vellent, maioreve essent.
Turn adscripsit de locis, in quibus senatusconsultum fieri
iure posset, docuitque confirmavitque, nisi in loco per augurem
constitute, quod ' templum ' appellaretur, senatusconsultum
factum esset, iustum id non fuisse. Propterea et in curia
Hostilia' et in Pompeia et post in lulia, cum prof ana ea loca
4l8 APPENDIX II
fuissent, templa esse per augures constituta, ut in iis senatus-
consulta more maiorum iusta fieri possent. Inter quae id
quoque scriptum reliquit, non omnes aedes sacras templa esse
ac ne aedem quidem Vestae templum esse.
Post haec deinceps dicit, senatusconsultum ante exortum
aut post occasum solem factum ratum non fuisse, opus etiam
censorium fecisse existimatos, per quos eo tempore senatus-
consultum factum esset.
Docet deinde inibi multa : quibus diebus habere senatum
ius non sit; immolareque hostiam prius auspicarique debere,
qui senatum habiturus esset, de rebusque divinis prius quam
humanis ad senatum referendum esse ; turn porro referri opor-
tere aut infinite de re publica aut de singulis rebus finite ; sena-
tusque consultum fieri duobus modis : aut per discessionem, si
consentiretur, aut, si res dubia esset, per singulorum senteritias
exquisitas ; singulos autem debere consuli gradatim incipique
a consulari gradu. Ex quo gradu semper quidem antea primum
rogari solitum, qui princeps in senatum lectus esset ; turn
autem, cum haec scriberet, novum morem *institutum refert
per ambitionem gratiamque, ut is primus rogaretur, quern
rogare vellet qui haberet senatum, dum is tamen ex gradu
consulari esset. Praeter haec de pignore quoque capiendo
disserit deque multa dicenda senatori, qui, cum in senatum
venire deberet, non adesset. Haec et alia quaedam id genus
in libro, quo supra dixi, M. Varro epistula ad Oppianum scripta
executus est.
Sed quod ait, senatusconsultum duobus modis fieri solere,
aut conquisitis sententiis aut per discessionem, parum convenire
videtur cum eo, quod Ateius Capito in Coniectaneis scriptum
reliquit. Nam in libro IX. Tuberonem dicere ait, nullum
senatusconsultum fieri posse non discessione facta, quia in
omnibus senatusconsultis, etiam in iis, quae per relationem
fierent, discessio esset necessaria, idque ipse Capito verum esse
adfirmat. Sed de hac omni re alio in loco plenius accuratius-
que nos memini scribere. Cell. N. A. 14. 7.
THE SENATE 419
6. The expression of opinion and obstructive methods in
the senate. Cf. pp. 227 ff.
Ante legem, quae nunc de senatu habendo observatur, ordo
rogandi sententias varius fuit. Alias primus rogabatur qui
princeps a censoribus in senatum lectus fuerat, alias qui desi-
gnati consules erant ; quidam e consulibus, studio aut necessi-
tudine aliqua adducti, quern is visum erat honoris gratia extra
ordinem sententiam primum rogabant. Observatum tamen est,
cum extra ordinem fieret, ne quis quemquam ex alio quam ex
consulari loco sententiam primum rogaret. C. Caesar in con-
sulatu, quern cum M. Bibulo gessit, quattuor solos extra ordi-
nem rogasse sententiam dicitur. Ex his quattuor principem
rogabat M. Crassum ; sed, postquam filiam Cn. Pompeio
desponderat, primum coeperat Pompeium rogare.
Eius rei rationem reddidisse eum senatui Tiro Tullius,
M. Ciceronis libertus, refert, itaque se ex patrono suo audisse
scribit. Id ipsum Capita Ateius in libro, quem De Officio
Senatorio composuit, scriptum reliquit.
In eodem libro Capitonis id quoque scriptum est : C., inquit,
Caesar consul M. Catonem sententiam rogavit Cato rem,
quae consulebatur, quoniam non e re publica videbatur, perfici
nolebat. Eius rei ducendae gratia longa oratione utebatur
eximebatque dicendo diem. Erat enim ius senatori, ut sen-
tentiam rogatus diceret ante quicquid vellet aliae rei et quoad
vellet. Caesar consul viatorem vocavit eumque, cum finem
non faceret, prendi loquentem et in carcerem duci iussit.
Senatus consurrexit et prosequebatur Catonem in carcerem.
Hac, inquit, invidia facta Caesar destitit et mitti Catonem
iussit. Cell. N. A. 4. 10.
7. Pedarii senatores. Cf. pp. 223 f.
Non pauci sunt, qui opinantur, ' pedarios senatores ' appel-
latos, qui sententiam in senatu non verbis dicerent, sed in
alienam sententiam pedibus irent. Quid igitur ? cum senatus-
consultum per discessionem fiebat, nonne universi senatores
420 APPENDIX II
sententiam pedibus ferebant? Atque haec etiam vocabuli istius
ratio dicitur, quam Gavius Bassus in Commentariis suis scriptam
reliquit. Senatores enim dicit in veterum aetate, qui curulem
magistratum gessissent, curru solitos honoris gratia in curiam
vehi, in quo curru sella esset, super quam considerent, quae
ob earn causam l curulis ' appellaretur ; sed eos senatores, qui
magistratum curulem nondum ceperant, pedibus itavisse in
curiam ; propterea senatores nondum maioribus honoribus
c pedarios ' nominates. M. autem Varro in satira Menippea,
quae 'ITTTTOKTXDV inscripta est, equites quosdam dicit ' pedarios '
appellatos, videturque eos significare, qui nondum a censoribus
in senatum lecti senatores quidem non erant, sed, quia honori-
bus populi usi erant, in senatum veniebant et sententiae ius
habebant. Nam et curulibus magistratibus functi, si nondum
a censoribus in senatum lecti erant, senatores non erant et, quia
in postremis scripti erant, non rogabantur sententias, sed, quas
principes dixerant, in eas discedebant. Cell. AT. A. 3. 18. 1-6.
8. The praefectus urbi and the tribune as presiding officers
in the senate. Cf. pp. 225 f.
Praefectum urbi Latinarum causa relictum senatum habere
posse lunius negat, quoniam ne senator quidem sit neque ius
habeat sententiae dicendae, cum ex ea aetate praefectus fiat,
quae non sit senatoria. M. autem Varro in quarto Epistoli-
carum Quaestionum et Ateius Capito in Coniectaneorum IX.,
ius esse praefecto senatus habendi dicunt ; deque ea re adsen-
sum esse Capito [Varro]nem Tuberoni contra sententiam lunii
refert : Nam et tribunis, inquit, plebis senatus habendi ius erat,
quamquam senatores non essent, ante Atinium plebiscitum.
Cell. N. A. 14. 8.
9. Secret voting in the senate. Cf. p. 384.
Excesseramus sane manifestis illis apertisque suffragiis
licentiam contionum. Non tempus loquendi, non tacendi
modestia, non denique sedendi dignitas custodiebatur. Magni
undique dissonique clamores, procurrebant omnes cum suis
THE SENATE 421
candidatis, multa agmina in medio, multique circuli et indecora
confusio : adeo desciveramus a consuetudine parentum, apud
quos omnia disposita, moderata, tranquilla, maiestatem loci
pudoremque retinebant ! Supersunt senes, ex quibus audire
soleo hunc ordinem comitiorum. Citato nomine candidati
silentium summum. Dicebat ipse pro se, explicabat vitam
suarh, testes et laudatores dabat, vel eum sub quo militaverat,
vel eum cui quaestor fuerat, vel utrumque, si poterat ; addebat
quosdam ex suffragatoribus ; illi graviter et paucis loquebantur.
Plus hoc quain preces proderat. Nonnumquam candidatus aut
natales competitoris, aut annos, aut etiam mores arguebat.
Audiebat senatus gravitate censoria. Ita saepius digni quam
gratiosi praevalebant. Quae nunc immodico favore corrupta,
ad tacita' suffragia quasi ad remedium decucurrerunt Plin.
Ep. 3. 20. 3-7.
10. The frivolity of certain senators.
Scripseram tibi verendum esse ne ex tacitis suffragiis vitium
aliquod exsisteret. Factum est. Proximis comitiis in qui-
busdam tabellis multa iocularia atque etiam foeda dictu, in
una vero pro candidatorum nominibus suffragatorum nomina
inventa sunt. Excanduit senatus, magnoque clamore ei qui
scripsisset iratum principem est comprecatus. I lie tamen
fefellit et latuit, fortasse etiam inter indignantes fuit. Quid
hunc putamus domi facere, qui in tanta re, tarn serio tempore,
tarn scurriliter ludat? qui denique omnino in senatu dicax et
urbanus et bellus est? Tantum licentiae pravis ingeniis adicit
ilia riducia: " Quis enim sciet?" Poposcit tabellam, stilum
accepit, demisit caput : neminem veretur, se contemnit. hide
ista ludibria, scaena et pulpito digna. Quo te vertas? quae
remedia conquiras? Ubique vitia remediis fortiora. 'AAAot
TO.VTO. TO) v-rrep YJ^ /AtA^cm, cui multum cotidie vigiliarum,
multum laboris adicit haec nostra iners et tamen effrenata petu-
lantia. Plin. Ep. 4- 25.
422 APPENDIX II
(c) Popular Assemblies
11. Popular assemblies in Athens and Rome.
O morem praeclarum, disciplinamque, quam a maioribus
accepimus, si quidem teneremus ! sed nescio quo pacto iam
de manibus elabitur. Nullam enim illi nostri sapientissimi et
sanctissimi viri vim contionis esse voluerunt. Quae scisceret
plebes, aut quae populus iuberet, summota contione, distributes
partibus, tributim et centuriatim discriptis ordinibus, classibus,
aetatibus, auditis auctoribus, re multos dies promulgata et
cognita, iuberi vetarique voluerunt. Graecorum autem totae
res publicae sedentis contionis temeritate administrantur.
Itaque, ut hanc Graeciam, quae iam diu suis consiliis perculsa
et adflicta est, omittam, ilia vetus, quae quondam opibus,
imperio, gloria floruit, hoc uno malo concidit, libertate immo-
derata ac licentia contionum. Cum in theatre imperiti homines,
rerum omnium rudes ignarique, consederant, turn bella inutilia
suscipiebant, turn seditiosos homines rei publicae praeficiebant,
turn optime meritos cives e civitate eiciebant. Cic. pro Flacco,
15 f.
12. The ius cum populo agendi. Cf. p. 164.
Idem Messala in eodem libro de minoribus magistratibus ita
scripsit : Consul ab omnibus magistratibus et comitiatum et
contionem avocare potest Praetor et comitiatum et contionem
usquequaque avocare potest, nisi a consule. Minores magi-
stratus nusquam nee comitiatum nee contionem avocare possunt.
.Ea re, qui eorum primus vocat ad comitiatum, is recte agit,
quia bifariam cum populo agi non potest nee avocare alius alii
potest. Set, si contionem habere volunt, uti ne cum populo
agant, quamvis multi magistratus simul contionem habere
possunt. Ex his verbis Messalae manifestum est, aliud esse
« cum populo agere,' aliud ' contionem habere.' Nam ' cum
populo agere ' est rogare quid populum, quod suff ragiis suis aut
iubeat aut vetet, ' contionem ' autem ' habere ' est verba facere
ad populum sine ulla rogatione. Gell. N. A. 13. 16.
POPULAR ASSEMBLIES 423
13. Some points concerning the comitia and the concilium.
Cf. pp. 251 ff.
In libro Laelii Felicis ad Q. Mucium prlmo scriptum est,
Labeonem scribere, ' calata ' comitia esse, quae pro conlegio
pontificum habentur aut regis aut flaminum inaugurandorum
causa. Eorum autem alia esse ' curiata,' alia ' centuriata ' ;
' curiata ' per lictorem curiatum ' calari,' id est ' convocari,'
'centuriata' per cornicinem.
Isdem comitiis, quae ' calata ' appellari diximus, et sacrorum
detestatio et testamenta fieri solebant. Tria enim genera testa-
mentorum fuisse accepimus : unum, quod calatis comitiis in
populi condone fieret, alterum in procinctu, cum viri ad proe-
lium faciendum in aciem vocabantur, tertium per familiae
emancipationem, cui aes et libra adhiberetur.
In eodem Laelii Felicis libro haec scripta sunt : Is qui non
ut universum populum, sed partem aliquam adesse iubet, non
' comitia,' sed ' concilium ' edicere debet. Tribuni autem
neque advocant patricios neque ad eos referre ulla de re
possunt. Ita ne 'leges' quidem proprie, sed 'plebiscite'
appellantur, quae tribunis plebis ferentibus accepta sunt, qui-
bus rogationibus ante patricii non tenebantur, donee Q. Horten-
sius dictator legem tulit, ut eo iure, quod plebs statuisset,
omnes Quirites tenerentur. Item in eodem libro hoc scriptum
est : Cum ex generibus hominum suffragium f eratur, ' curiata '
comitia esse, cum ex censu et aetate 'centuriata,' cum ex regio-
nibus et locis, ' tributa ' ; centuriata autem comitia intra
pomerium fieri nefas esse, quia exercitum extra urbem imperari
oporteat, intra urbem imperari ius non sit. Propterea centu-
riata in campo Martio haberi exercitumque imperari praesidii
causa solitum, quoniam populus esset in suffragiis ferendis
occupatus. Cell. N. A. 15. 27.
14. Definition of a rogatio, a lex, and similar technical
terms. Cf. pp. 255 ff.
Quaeri audio, quid ' lex ' sit, quid ' plebiscitum,' quid
' rogatio,' quid 'privilegium.' Ateius Capito, publici privatique
424 APPENDIX II
iuris peritissimus, quid 'lex' esset, hisce verbis definivit :
Lex, inquit, est generale iussum populi aut plebis, rogante
magistratu. Ea definitio si probe facta est, neque de imperio
Cn. Pompei neque de reditu M. Ciceronis neque de caede
P. Clodi quaestio neque alia id genus populi plebisve iussa
'leges' vocari possunt. Non sunt enim generalia iussa neque
de universis civibus, sed de singulis concepta ; quocirca 'privi-
legia' potius vocari debent, quia veteres 'priva' dixerunt, quae
nos 'singula' dicimus. Quo verbo Lucilius in primo Satira-
rum libro usus est :
abdomina thynni
Advenientibus priva dabo cephalaeaque acarnae.
' Plebem ' autem Capito in eadem definitione seorsum a
populo divisit, quoniam in populo omnis pars civitatis omnes-
que eius ordines contineantur, 'plebes' vero ea dicatur, in qua
gentes civium patriciae non insunt. « Plebiscitum' igitur est
secundum eum Capitonem lex, quam plebes, non populus,
accipit.
Sed totius huius rei iurisque, sive cum populus sive cum
plebs rogatur, sive quod ad [singulos sive quod ad] universes
pertinet, caput ipsum et origo et quasi frons « rogatio ' est. Ista
enim omnia vocabula censentur continenturque 'rogationis'
principali genere et nomine ; nam, nisi populus aut plebs
rogetur, nullum plebis aut populi iussum fieri potest.
Sed quamquam haec ita sunt, in veteribus tamen scriptis
non magnam vocabulorum istorum differentiam esse animad-
vertimus. Nam et ' plebiscita ' et ' privilegia ' translaticio
nomine 'legis' appellaverunt eademque omnia confuso et
indistincto vocabulo ' rogationes ' dixerunt. Sallustius quo-
que, proprietatum in verbis retinentissimus, consuetudini con-
cessit et privilegium, quod de Cn. Pompei reditu ferebatur,
'legem' appellavit. Verba ex secunda eius Historia haec sunt:
Nam Sullam consulem de reditu eius legem ferentem ex con-
posito tr. pi. C. Herennius prohibuerat. Cell. N. A. 10. 20.
MISCELLANEOUS 425
(d) Miscellaneous
15. Origin of Roman law.
Necessarium nobis videtur ipsius iuris originem atque pro-
cessum demonstrare. Et quidem initio civitatis nostrae populus
sine lege certa, sine iure certo primum agere instituit, omnia-'
que manu a regibus gubernabantur. Postea, aucta ad aliquem
modum civitate, ipsum Romulum traditur populum in triginta
partes divisisse, quas partes curias appellavit propterea, quod
tune rei publicae curam per sententias partium earum expedie-
bat, et ita leges quasdam et ipse curiatas ad populum tulit ;
tulerunt et sequentes reges, quae omnes conscriptae exstant in
libro Sexti Papirii. ... Is liber appellatur lus Civile Papiri-
anum, non quia Papirius de suo quidquam ibi adiecit, sed quod
leges sine ordine latas in unum composuit. Exactis deinde
regibus lege tribunicia omnes leges hae exoleverunt iterumque
coepit populus Romanus incerto .magis iure et consuetudine
aliqua uti quam per latam legem, idque prope viginti annis
passus est. Postea, ne diutius hoc fieret, placuit publica
auctoritate decem constitui viros per quos peterentur leges a
Graecis civitatibus et civitas fundaretur legibus ; quas in
tabulas eboreas perscriptas pro rostris composuerunt. Digest,
I. 2. 2.
16. The laws of the twelve tables. Cf. pp. 30 f.
Fremant omnes licet, dicam quod sentio : bibliothecas meher-
cule omnium philosophorum unus mihi videtur XII Tabularum
libellus, si quis legum fontes et capita viderit, et auctoritatis
pondere et utilitatis ubertate superare. Ac si nos, id quod
maxime debet, nostra patria delectat, cuius rei tanta est vis ac
tanta natura at Ithacam illam in asperrimis saxulis, tamquam
nidulum affix, m, sapientissimus vir immortalitati anteponeret ;
quo amore tandem inflammati esse debemus in eius modi
patriam, quae una in omnibus terris domus est virtutis, imperii,
dignitatis. Cuius primum nobis mens, mos, disciplina nota
426 APPENDIX II
esse debet, vel quia est patria parens omnium nostrum, vel quia
tanta sapientia fuisse in iure constituendo putanda est, quanta
fuit in his tantis opibus imperii comparandis. Percipietis etiam
illam ex cognitione iuris laetitiam et voluptatem, quod quantum
praestiterint nostri maiores prudentia ceteris gentibus turn
facillime intellegetis, si cum illorum nostras leges conferre
volueritis. Incredibile est enim quam sit omne ius civile,
praeter hoc nostrum, inconditum ac paene ridiculum; de quo
multa soleo in sermonibus cotidianis dicere, cum hominum
nostrorum prudentiam ceteris omnibus et maxime Graecis
antepono. Cic. de Or. i. 195-7.
17. The optimates and the populates.
Duo genera semper in hac civitate fuerunt eorum qui versari
in re publica atque in ea se excellentius gerere studuerunt ;
quibus ex generibus alteri se populares, alteri optimates et
haberi et esse voluerunt. Qui ea quae faciebant quaeque
dicebant multitudini iucunda volebant esse, populares ; qui
autem ita se gerebant, ut sua consilia optimo cuique pro-
barent, optimates habebantur. Quis ergo iste optimus quis-
que? Numero si quaeris, innumerabiles : neque enim aliter
stare possemus. Sunt principes consilii publici ; sunt qui
eorum sectam sequuntur ; sunt maximorum ordinum homines,
quibus patet curia ; sunt municipales rusticique Romani ; sunt
negotia gerentes, sunt etiam libertini optimates. Numerus, ut
dixi, huius generis late et varie diffusus est ; sed genus univer-
sum, ut tollatur error, brevi circumscribi et definiri potest.
Omnes optimates sunt, qui neque nocentes sunt, nee natura
improbi, nee furiosi, nee malis domesticis impediti. Est igitur
ut ei sint, quam tu nationem appellasti, qui integri sunt, et
sani, et bene de rebus domesticis constituti. Horum qui
voluntati, commodis, opinionibus in gubernanda re publica
serviunt, defensores optimatium ipsique optimates gravissimi
et clarissimi cives numerantur, et principes civitatis. Cic. pro
Sest. 96.
MISCELLANEOUS 427
18. Municipia and coloniae. Cf. pp. 59 f., 90 f., 281 f.,
299 f.
* Municipes' et 'municipia' verba sunt dictu facilia et usu
obvia, et neutiquam reperias qui haec dicit, quin scire se plane
putet, quid dicat. Sed profecto aliud est, atque aliter dicitur.
Quotas enim fere nostrum est, qui, cum ex colonia populi
Romani sit, non se ' municipem ' esse et populares suos ' muni-
cipes ' esse dicat, quod est a ratione et a veritate longe aver-
sum ? Sic adeo et ' municipia ' quid et quo iure sint quantum-
que a 'colonia' differant, ignoramus existimamusque meliore
condicione esse ' colonias' quam ' municipia.'
De cuius opinationis tarn promiscae erroribus divus Hadri-
anus in oratione, quam de Italicensibus, unde ipse ortus fuit,
in senatu habuit, peritissime disseruit mirarique se ostendit,
quod et ipsi Italicenses et quaedam item alia municipia antiqua,
in quibus Vticenses nominat, cum suis moribus legibusque uti
possent, in ius coloniarum mutari gestiverint. Praenestinos
autem refert maximo opere a Tiberio imperatore petisse orasse-
que, ut ex colonia in municipii statum redigerentur, idque illis
Tiberium pro ferenda gratia tribuisse, quod in eorum finibus
sub ipso oppido ex capitali morbo revaluisset.
' Municipes ' ergo sunt cives Romani ex municipiis, legibus
suis et suo iure utentes, muneris tantum cum populo Romano
honorari participes, a quo munere capessendo appellati viden-
tur, nullis aliis necessitatibus neque ulla populi Romani lege
adstricti, nisi in quam populus eorum fundus factus est. Pri-
mos autem municipes sine suffragii iure Caerites esse factos
accepimus concessumque illis, ut civitatis Romanae honorem
quidem caperent, sed negotiis tamen atque oneribus vacarent
pro sacris bello Gallico receptis custoditisque. Hinc ' tabu-
lae Caerites' appellatae versa vice, in quas censores referri
iubebant, quos notae causa suffrages privabant.
Sed 'coloniarum' alia necessitudo est; non enim veniunt
extrinsecus in civitatem nee suis radicibus nituntur, sed ex
civitate quasi propagatae sunt et iura institutaque omnia populi
428 APPENDIX II
Romani, non sui arbitrii, habent. Quae tamen condicio, cum
sit magis obnoxia et minus libera, potior tamen et praesta-
bilior existimatur propter amplitudinem maiestatemque populi
Romani, cuius istae coloniae quasi effigies parvae simulacraque
esse quaedam videntur, et simul quia obscura oblitterataque
sunt municipiorum iura, quibus uti iam per innotitiam non
queunt. Cell. N. A. 16. 13.
INDEX1
Ab actis senatus 477.
Ab epistulis 436.
Accensus 170.
A censibus equestribus 490.
A cognitionibus 438.
Acta diurna 477.
Acta senatus 477.
Actium 142.
Adlectio 473.
Aediles ceriales instituted 127.
Aediles curules instituted 38,
230; plebeians eligible 43; re-
lation to plebeian aediles 231 ;
powers 232-6; division of du-
ties 237 ; under the empire 467.
Aediles plebei, instituted 27 ; early
functions 228; development of
office 229 ; relation to curule
aediles 231 ; powers 232-6;
division of duties 237 ; under
the empire 467.
Aelius, L., emperor 377.
Aelius Sejanus, L. 347.
Aerarium militare, the 422, 447.
Aerarium Saturni, the 419, 445.
Ager publicus, the 9, 29, 36, 85-6;
control of it 184.
Album senatorium, the 473.
A libellis 437.
A memoria 439.
Amici August!, the 434.
Antiochus 77.
Antoninus Pius 376.
Antonius, M., Caesar's lieutenant
120; consul in 44 B.C. 131 ; re-
lations with Octavius 134-142.
Apparitores 170.
1 The numbers refer to the sections
429
A rationibus 435.
Army, the, reformed by Servius
Tullius 23; its officers 159,
186; reformed by Augustus
345 ; under the empire 409.
Auctoritas patrum, the, and legis-
lation 50, 94. See also the
senate.
Augustus, restoration of order
by 322 ; legal position from 32
to 27 B.C. 323; receives con-
sular imperium in 29 B.C. 323 ;
Jan. 13, 27 B.C. 324; receives
proconsular imperium 324 ;
controls provinces 324 ; his
tribunician power 324, 326;
titles of Augustus and prin-
ceps 325; his proconsular im-
perium extended 326; his
settlement of the succession
327 ; social reforms 328; finan-
cial reforms 329 ; frontier policy
341 ; government of the prov-
inces 342-4 ; military reforms
345. See also the emperor and
Octavius.
Bibulus, M. 105.
Brutus, D. 134.
Brutus, M. 133, 136.
Caesar. See Julius.
Caesars, the 395, 432.
Candidati Caesaris 416.
Capitis deminutio, maxima 289,
484 ; media 289, 484 ; minima
289, 484-
430
INDEX
Caracalla, edict of 500.
Carthage, first war with 72; sec-
ond 74 ; third 80.
Cassius Longinus, C. 133.
Catiline. See Sergius.
Censitores, 444.
Censorship, the, established 38 ;
open to plebeians 43 ; develop-
ment of 64 ; collegiate prin-
ciple 206 ; election 207 ; term
of office 207; powers 208-213;
the nota 210, 216; the recog-
nitio equitum 211; the lectio
senatus 212 ; the lustrum 214;
the census outside Rome 215;
decline of the censorship 216;
under the empire 365, 466.
Centenarii, etc. 494.
Centum viri, the 442.
Centuries, constitution of the 23,
51, 66, 501 ; the centuria prae-
rogativa 306.
Cinna. See Cornelius,
Citizenship, how acquired under
the republic 288 ; how lost 289 ;
content 291 ; restricted citizen-
ship 291 ; how acquired under
the empire 482-3 ; how lost
484; content 485-6. See also
plebeians, the Latins.
Civitates, sine suffragio 53, 291 ;
foederatae 53 ; liberae 84 ; sti-
pendiariae 84. See also citizen-
ship.
Classes, the 23, 51, 66, 501.
Claudius, emperor, character 351 ;
reforms 351.
Claudius Caecus, Appius 51.
Cleopatra, and Caesar 121 ; and
Antony 140-142.
Clients I, 9.
Clodius Pulcher, P. 106-108.
Collegiality. See par potestas.
Colonies, 49, 53, 68, 115; status of
54 ; maritime 55.
Comites Augusti, the 434.
Comitia, the 295 ; under Augustus
333. See also comitia' centu-
riata, curiata, tributa.
Comitia centuriata, the 23; be-
come political 27 ; the com.
cent, and the auctoritas patrum
50; reformed 66; composition
300 ; presiding officer 301 ; dies
comitiales 302 ; formalities 303-
305 ; method of voting 306 ;
powers 307-309; under the
empire 503.
Comitia curiata, the, under the
monarchy 22; admission of
plebeians 298 ; formalities 299 ;
the plebeian com. cur. 28 ; the
com. cur. under the empire 502.
Comitia tributa, the, origin of
32, 310; become independent
50; composition 311; meetings
312; powers 313; for election
of priests 314; under the em-
pire 504.
Commendatio, the 331, 416.
Commissioners 254, 255. See
also legati.
Concilia, the 296.
Concilia provinciarum, the 361, 459.
Concilium plebis, the, established
28 ; acquires legislative powers
31; becomes independent 50;
judicial functions 178; com-
position 315; presiding officer
31 5 ; place and time of meeting
316; formalities 317; method
of voting 318; under the em-
pire 505.
Consilium, the 166; the legis-
lative consilium 332 ; the judi-
cial consilium 389, 411.
INDEX
43*
Constitutiones principis, the 413.
Consulship, the, established 25 ;
open to plebeians 37, 43 ; titles
179; collegiate principle 180;
powers 181-9; position under
the empire 464 ; consules suf-
fecti and ordinarii 128, 464.
Contiones 164, 297.
Cornelius Cinna, L. 93.
Cornelius Sulla, L. and Mithri-
dates 92, in; his legislation
94-7-
Corrector, the 398.
Courts, the, under the republic
182, 236, 238, 251, 309, 321 ;
under the empire 350, 410-412,
440-443, 480.
Crassus. See Licinius.
Cura alimentorum, the 455.
Cura alvei et riparum Tiberis et
cloacarum urbis, the 426, 452.
Cura annonae, the 234, 331, 426,
451-
Cura aquarum, the 426, 452.
Cura ludorum, the 235.
Cura operum tuendorum, the 426.
Curatores aquarum, the 452.
Curatores viarum, the 427, 454.
Cura urbis, the 233, 337-9-
Curiae, the 21, 292.
Curio. See Scribonius.
Cursus honorum, the, under the
republic 60, 95, 172; under
the empire 460 ; the equestrian
cursus honorum 494 ; the sen-
atorial 497.
Damnatio memoriae, the 405.
Decem viri legibus scribundis, the
30, 256.
Decem viri stlitibus iudicandis,
the 243, 442, 470.
Decreta 163, 413.
Deportatio 484.
Dictatorship, the 25, 31 ; ap-
pointment 190; the dictator's
powers 191 ; term of office 192 ;
Sulla's dictatorship 94, 257 ;
Caesar's 125-6, 257.
Dies comitiales 302, 316.
Diocletian 393-9.
Domitian, autocratic attitude 367 ;
reforms 368 ; character 369.
Duces 398.
Duo viri na vales 55, 250.
Duo viri perduellionis 253.
Edicta 163, 413.
Edictum perpetuum, the 465.
Emperor, the, succession of 400-
401 ; imperial titles 402 ; insig-
nia 403 ; powers 406-430 ; ex-
emption from certain laws 430 ;
the emperor and the senate
472-3, 477-9. See also Au-
gustus.
Epistulae 413.
Equites, the, placed on juries 87 ;
removed 96; restored 100; the
recognitio equitum 211; the
equites under the empire 335,
381, 490-494; insignia 493;
equites equo publico and
privato 491 ; seviri equitum
Romanorum 492.
Etruria 12, 41.
Fasces, the 169.
Finances, the 184, 213, 239, 280,
329, 384, 417-425.
Fiscus Caesaris, the 420, 446.
Flavius, Cn. 51.
Foreign affairs, control of 57, 59,
83, 117, 281, 283-4, 341-4,
408-9. See also the prov-
432
INDEX
Freedmen, admitted to the tribes
51; ineligible to office 171;
ineligible to senate 263 ; re-
stricted rights 291 ; under the
empire 484-6. See also Seviri
Augustales.
Gaius, emperor 350.
Galba. See Sulpicius.
Gallienus 390.
Gentes, the. See patricians.
Gracchus. See Sempronius.
Graecostasis, the 284.
Hadrian 375.
Hannibal 74.
Helvius Pertinax, P. 379.
Imperator, the title of 159, 402.
Imperium, definition of the 149,
1 54, 1 59 ; delegation of 244 ;
privati cum imperio 247.
Incolae 358.
Intercessio, the 151, 221, 274.
Interrex, the 16, 245.
Italians, the, and Drusus 90; the
Social war 91 ; the Italians
gain citizenship, 91. See also
the ius Italicum.
Italy, government of, 187, 282,
340, 427, 453.
luridici 457.
Ius auxilii, the 218.
Ius coercitionis, the 160, 222.
Ius cum patribus agendi, the 164,
181.
Ius cum plebe agendi, the 164,
223.
Ius cum populo agendi, the 164,
181,415.
Ius imaginum, the 168.
Ius intercedendi, the 221, 331.
Ius Italicum, the 486.
Ius Latii, the. See Latin citizen-
ship.
lustitium, the 189.
Jugurtha 88.
Julianus, Didius 379.
Julius Caesar, C. and Catiline 102;
consul in 59 B.C. 105; the lex
Vatinia 105 ; the lex Pompeia
Licinia 109; conquest of Gaul
115; campaigns against th,e
Pompeians 119-122; cam-
paigns in Egypt and Asia
Minor 121; assassination 123;
Caesar's policy 1 24 ; offices and
titles 125; events after his
assassination 131.
Kelts, the 41, 73.
King, the 4, 8 ; method of choice
16; powers 17 ; insignia 18.
Latins, the 41 ; made dependent
52-4; contest for Roman citi-
zenship 87 ; political rights 291 ;
under the empire 483. See
also Latin citizenship.
Latin citizenship 365, 372 ; under
the empire 498.
Legati, 255. See also commis-
sioners.
Legati Augusti pro praetore 344.
Legatio libera, the 255.
Leges (named after proposer), 1.
Aelia Fufia (155) 157, 317; 1.
Aelia Sentia (A.D. 4) 485;
1. Aternia Tarpeia (454) 30,
1 60, 321 ; plebiscitum Atinium
(2d century) 264; 1. Caecilia
Didia (98) 89 ; 1. Calpurnia
(149) 65 ; 1. Canuleia (445) 33 ;
1. Cassia (137) 61 ; leges Clodiae
(58) 106, 157; leges Corneliae
INDEX
433
(8i-8o) 94-7, 188, 283; 1.
Domitia (104) 97 ; 1. Gabinia
tabellaria (139) 61 ; 1. Gabinia
de provinciis consularibus (67)
101 ; 1. Hortensia (287) 50; 1.
lulia municipalis (45) 130 ; 1.
lulia Augusti de adulteriis 328 ;
lex lulia Augusti de maritandis
ordinibus 328 ; 1. lulia Norbana
(A.D. 19) 485 ; leges Liciniae
Sextiae (367) 36 ; 1. Maenia
(287) 50; 1. Manilla (66) 101 ;
1. Menenia Sestia (452) 30 ;
plebiscitum Ogulnium (300) 43 ;
plebiscitum Ovinium (339-312)
47, 259, 261 ; 1. Papia Poppaea
328; 1. Papiria (131) 61 ; 1.
Plautia Papiria (89) 91 ; 1.
Pompeia de civitate danda (89)
91 ; leges Pompeiae (52) 109,
1 88, 283; 1. Publilia (339) 50;
1. Sempronia de provinciis
(123) 283; 1. Sempronia de
provocatione (123) 87, 287;
I.Valeria de provocatione (509)
27 ; leges Valeriae Horatiae
(449) 31, 50; 1. Vatinia (59)
105 ; 1. Villia annalis (180) 60,
Leges (proposer's name not men-
tioned), 1. curiata de imperio
16, 177 ; 1. de potestate censoria
308 ; 1. de imperio Vespasiani
p. 407 ; 1. provinciae 83 ; 1.
sacrata militaris 49; leges de
ambitu 61 ; leges X tabularum
30, p. 406; leges de provoca-
tione 27, 30-31, 87, 159; leges
frumentariae 87 ; leges tabel-
lariae 61, 86, 306; paternal
laws 49.
Lepidus, M. after Caesar's death
131 ; member of triumvirate
135; suspected by colleagues
137; loses power 139.
Licinius Crassus, M. and the slave
war 99; consul in 70 B.C. 100;
relation to Catilinarian con-
spiracy 102 ; in Parthia 114.
Licinius Lucullus, L. 111-112.
Lictors 169.
Livius Drusus, M. 90.
Lucullus. See Licinius.
Lustrum, the 214.
Macedonia, first war with 7 5 ;
second 76 ; third 78 ; treat-
ment of 79.
Magister equitum 126, 193.
Magistracies, the, reelection to
44, 60 ; plurality of offices 44 ;
relations to the senate 58 ; can-
didates nominated by Caesar
1 28 ; definition of magistratus
144 ; magistratus, maiores and
minores, patricii and plebeii,
curule and non-curule, ordi-
narii and extraordinarii, cum
imperio and sine imperio 145-
9 ; term of office 152-3 ; vacan-
cies 153; powers 154-165;
emoluments of office 167 ; in-
signia of office 1 68 ; eligibility
171-3 ; candidacy 174-5 '> elec-
tions 176; inauguration 177;
retirement from office 177 ; re-
sponsibility 178 ; delegation of
the imperium 244; position
under the empire 331, 397,
460-463 ; eligibility 461 ; nom-
ination, election, term of office
349, 462 ; loss of power 463.
See also cursus honorum, im-
perium, and senate.
Magistri militum 398.
Maiestas, minuta 348.
434
INDEX
Mandata 413.
Marius, C. 88, 93.
Mithridates 92-3, 111-112.
Monumentum Ancyranum, the 322.
Munda 122.
Municipal government 130, 358,
456-
Municipia 53.
Natalium restitutio 485.
Nero, accession 352 ; court in-
trigue 353 ; Seneca and Burrus
353 ; character of reign 354.
Nerva 373.
Nobilitas, origin of the 48, 50,
65; influence curtailed 129.
Nominatio, the 331.
Octavius, C. Caesar's heir 132;
relations with Antony 135-142.
See also Augustus.
Otho. See Salvius.
Pagus, the 2.
Patricians, origin of the r; rights
20; eligibility to office 171;
exclusive privileges 277, 291.
Patronus, the i, 20.
Peregrin! 291, 499 ; peregrini
dediticii 485, 499-500.
Pertinax. See Helviiis.
Petitio, the 175.
Pharsalus 120.
Philippi 136.
Plebeians, origin of the 9, 20;
enrolled in the army 10-11 ;
under the empire 487-9.
Pompey, and Sertorius 98 ; consul
in 70 B.C. 100; the pirates
113; conquest of the East 114;
consul in 55 B.C. 107; sole
consul in 52 B.C. 108; war
with Caesar 119-120.
Porcius, M. Cato 106.
Postumus, emperor in Gaul 391.
Potestas, definition of 149 ; maior
potestas 150 ; parpotestas 151,
1 80, 269.
Praecones 170.
Praefectus aerarii, the 445.
Praefectus, alae, castrorum, co-
hortis, the 494.
Praefectus alimentorum, the 427,
455-
Praefectus annonae, the, 441, 451.
Praefectus Capuam, etc., the 243.
Praefectus iuri dicundo, the 65,
161.
Praefectus praetorio, the 349, 433,
44i» 443-
Praefectus urbi, the, under the
republic 126, 246; under the
empire 339; made permanent
official 349 ; functions 441-2,
449 ; the praefectus urbi feri-
arum Latinarum 470.
Praefectus vigilum, the 339, 441,
450.
Praeses, the 398.
Praetorship, the, established 38 ;
open to plebeians 43 ; changes
62; college enlarged 127, 331;
relation to consulship 197 ;
method of election 198; title
198; development of office
199-200; praetor urbanus 200,
246, 269, 465 ; praetor pere-
grinus 200, 465 ; assignment ol
duties 201; powers 202-205;
the edictum perpetuum 465;
under the empire 465.
Princeps the. See the emperor.
Principium, the 318.
Privati cum imperio 247.
Procuratores 446, 448.
Professio, the 174, 331.
INDEX
435
Proletarii 23, 51, 68.
Promagistracy, early instances
45 ; Sulla's system 95.
Prorogatio imperil, the 152. See
also the promagistracy.
Provinces, acquisition of the 81 ;
their government 82, 188 ; the
lex provinciae 83; condition
of the provinces 116; gov-
ernors' term limited 126;
Caesar's reforms 130 ; the prov-
inces under Augustus 343-4 ;
under the Julian emperors 360 ;
under the Flavian emperors
370-372; in the second cen-
tury A.D. 383; in the third
century 390-392 ; under Dio-
cletian 398 ; imperial and sen-
atorial provinces' 342, 428;
imperial officers in the prov-
inces 458-9; the provincial
assemblies 361, 459.
Punic wars, the. See Carthage.
Pyrrhus 71.
Quaestiones, extraordinariae, the
189.
Quaestiones perpetuae, the 65, 87 ;
Sulla's reforms 96; compo-
sition of juries 87, 96, 100;
under praetors 162, 203 ; po-
litical cases 178; under the
empire 440.
Quaestorship, the 18 ; open to
plebeians 43 ; college enlarged
63, 127 ; history of office 238;
quaestores urbani 239; quae-
stores militares 240; provin-
cial quaestors 240, 246 ; Italian
quaestors 241 ; college reduced
331 ; under the empire 469.
Quattuor viri iure dicundo, the 358.
Quinquennales, the 358.
Relegatio 484.
Religious affairs 25, 155-7, 183,
279, 326, 407.
Renuntiatio, the 306.
Res privata, the 421, 448.
Rome, government of, under
the empire 337-9, 449-452;
the regiones 339. See also the
cura urbis.
Salvius Otho, M. 355.
Samnites, the 52.
Saturninus 89.
Scribae, the 170.
Scribonius Curio, C. 109, 119.
Sella curulis, the 168.
Sempronius Gracchus, C. 87.
Sempronius Gracchus, Ti. 85.
Senate, the, under the monarchy
13, 15, 19; the conscripti 26,
261, 267 ; the senate and the
tribune 39, 46 ; and the pop-
ular assemblies 57, 278; and
the magistrates 58, 278 ; char-
acter of senatorial government
59; Sulla's reforms 94; the sen-
ate enlarged by Julius Caesar
129; relations to consul 181 ;
control of the finances 184 ;
the senatus consultum ulti-
mum 189, 287 ; the lectio sena-
tus 212 ; choice of members
259; number in senate 129,
260, 332 ; composition 261 ;
adlecti 261; eligibility 262-6;
age and property require-
ment 266 ; pedarii 267 ; in-
signia and privileges 268 ;
presiding officer 269; place
and time of meeting 270;
quorum 271; procedure 272;
classes of senators 267, 272;
method of voting 273; valid
436
INDEX
senatus consulta, 274-5; tne
senatus auctoritas 274 ; the
senate and modern parliaments
276 ; powers of the senate 277-
287 ; the tumultus 286 ; the
iustitium 286; the appoint-
ment of a dictator 287 ;
position of the senate under
Augustus 332, 47 1 ; in the
second century A.D. 380 ; in
the third 387 ; under Diocle-
tian 396; admission to the
senate under the empire 472;
classes of senators 473; presi-
dency of the senate 474 ;
place and time of meeting
475; quorum 476; procedure
477 ; the senate and the prin-
ceps 478 ; powers of the senate
479-481. See also the sena-
torial aristocracy and the ius
cum patribus agendi.
Senatorial aristocracy, the, cre-
ated by Augustus 334 ; enlarged
by Claudius and Vespasian
365 ; position under the em-
pire 495-7 ; insignia and titles
496; the senatorial cursus
honorum 497. See also the
senate.
Sergius Catilina, L. 102 ; effect of
the Catilinarian conspiracy
103 ; constitutionality of the
execution of the conspirators
287.
Sertorius, Q. 98.
Seviri Augustales, the 336.
Seviri equitum Romanorum 492.
Sextus Pompeius 1 38-9.
Sulla. See Cornelius.
Sulpicius Galba, Ser. 355.
Sulpicius Rufus, P. 93.
Supplicatio, the 159.
Thapsus 121.
Tiberius, associated in the gov-
ernment 327 ; made emperor
346 ; character 347 ; influence
of Sejanus 347 ; treason trials
348 ; transfers elections to
senate 349.
Titus, emperor 366.
Toga, praetexta, the 168; pur-
purea 168.
Trajan 374.
Ties viri capitales, the 127, 243,
470.
Tres viri monetales, the 127, 243,
470.
Tres viri rei publicae constituendae,
the 135, 258.
Tribuni aerarii, the 100, 293, 440.
Tribuni, coh<5rtis praetoriae, co-
hortis urbanae, cohortis vigi-
lum, legionis 494.
Tribuni militares consulari potes-
tate, the, instituted 34, 194 ;
number 195 ; powers 195 ; dis-
appearance of office 196.
Tribuni militum, the 194, 249.
Tribuni plebis, the, instituted 27 ;
acquire positive powers 3 1 ;
seat in senate 39 ; power to
convoke senate 46 ; powers
limited by Sulla, 94-5; re-
stored in 70 B.C. 100; election,
number, insignia, attendants
217 ; early powers 218 ; later
powers 220-225; as political
leaders, 226 ; under the empire
468.
Tribus, the 4, 7, 23,41 ; freedmen
and landless freemen admitted
51; membership in 293; list
of the tribes 293; the tribes
under the empire 501.
Triumph, a 159.
INDEX
437
Triumvirate, the first, formed
104; renewed 107 ; the second
triumvirate 135; discord be-
tween its members 138-141;
legal basis of its powers 258.
Tumultus, the 286.
Vatinius, P. 105.
Vespasian, proclaimed emperor
362 ; character 364 ; reforms
365 ; liberal policy 365.
Viatores 170.
Vicarius, the 398.
Viginti sex viri, the, under the
republic 242-3 ; under the em-
pire 470.
Vir, egregius, eminentissimus,
perfectissimus, splendidus 493.
Vitellius, A., emperor 355.
Zenobia 391.
Ablott, F.F.
L history and description of .
Roman political. .
83