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INSTITUTE  OF  PACIFIC  RELATIONS 


HEARINGS 

BEFOBE  THE 

SUBCOMMITTEE  TO  INVESTIGATE  THE  ADMINISTEATION 

OF  THE  INTEENAL  SECUEITY  ACT  AND  OTHEE 

INTEENAL  SECUEITY  LAWS 

OF  THB 

COMMITTEE  ON  THE  JUDICIAEY 
UNITED  STATES  SENATE 

EIGHTY-SECOND  CONGEESS 

SECOND  SESSION 

ON 

THE  INSTITUTE  OF  PACIFIC  RELATIONS 


PART  10 


MARCH  4,  5,  6,  7,  10,  14,  AND  21,  1952 


Printed  for  the  use  of  the  Committee  on  the  Judiciary 


INSTITUTE  OF  PACIFIC  RELATIONS 

I  ^ 

'  HEARINGS 

BEFORE  THE 

SUBCOMMITTEE  TO  INVESTIGATE  THE  ADMINISTRATION 

OF  THE  INTERNAL  SECURITY  ACT  AND  OTHER 

INTERNAL  SECURITY  LAWS 

OF  THE 

COMMITTEE  ON  THE  JUDICIAEY 
UNITED  STATES  SENATE 

EIGHTY-SECOND  CONGRESS 

SECOND  SESSION 

ON 

THE  INSTITUTE  OF  PACIFIC  llELATIONS 


PART  10 


MARCH  4,  5,  6,  7,  10,  14,  AND  21,  1952 


Printed  for  the  use  of  the  Committee  ou  the  Judiciary 


UNITED   STATES 
GOVERNMENT  PRINTING  OFFICE 
88348  WASHINGTON  :   1952 


COMMITTEE  ON  THE  JUDICIARY 

PAT  AIcCARRAN,  Nevada,  Chairman 
HARLEY  M.  KILGORE,  West  Virginia  ALEXANDER  WILEY,  Wisconsin 

JAMES  O.  EASTLAND,  Mississippi  WILLIAM  LANGER,  North  Dakota 

WARREN  G.  MAGNUSON,  Washington  HOMER  FERGUSON.  Michigan 

HERBERT  R.  O'CONOR,  Maryland  WILLIAM  E.  JENNER,  Indiana 

ESTES  KEFAUVER,  Tennessee  ARTHUR  V.  WATKINS,  Utah 

WILLIS  SMITH.  North  Carolina  ROBERT  C.  HENDRICKSON,  New  Jersey 

J.  G.  SouRwiNK,  Comifiel 


Internal  Security  Stbcujimittee 

PAT  McCARRAN,  Nevada,  Chairman 
JAMES  O.  EASTLAND,  Mississippi  HOMER  FERGUSON,  Michigan 

HERBERT  R.  OCONOR,  Maryland  WILLIAM  E.  JENNER,  Indiana 

WILLIS  SMITH,  North  Carolina  ARTHUR  V.  WATKINS,  Utah 


Subcommittee  Investigating  the  Institute  of  Pacific  Relatione 

JAMES  O.  EASTLAND,  Mississippi,  Chairman 
PAT  McCARRAN,  Nevada  HOMER  FERGUSON,  Michigan 

Robert  Morris,  Special  Counsel 
Ben.tamin  Mandbl,  Director  of  Research 
II 


CONTENTS 


Page 

Testimony  of  Lattimore,  Owen 3277-3674 

Appendix    I 3680-3714 


Digitized  by  the  Internet  Archive 
in  2008 


http://www.archive.org/details/instituteofpacif10unit 


INSTITUTE  OF  PACIFIC  KELATIONS 


TUESDAY,   XHARCH  4,    1952 

United  States  Senate, 
Subcommittee  To  Investigate  the 

Administration  of  the  Internal 
Security  Act  and  Other  Internal  Security 

Laws,  op  the  Committee  on  the  Judiciary, 

Washington,  D.  G . 
The  subcommittee  met  at  10 :15  a.  m.,  pursuant  to  recess,  in  room 
424,  Senate  Office  Building,  Hon.  Pat  McCarran   (chairman)   pre- 
siding. 

Present:  Senators  McCarran,  Smith,  O'Conor,  Ferguson,  Wat- 
kins,  and  Jenner. 

Also  present :  Senator  McCarthy,  J.  G.  Sourwine,  committee  coun- 
sel; Robert  Morris,  subcommittee  counsel;  and  Benjamin  Mandel, 
research  director. 

The  Chairman.  The  committee  will  come  to  order. 

TESTIMONY  OF  OWEN  LATTIMORE,  ACCOMPANIED  BY  THURMAN 
ARNOLD,  ESQ.,  COUNSEL— Resumed 

Senator  Ferguson.  Mr.  Chairman,  the  other  day,  at  the  close  of 
the  hearing,  I  said  I  had  some  questions  to  ask  in  relation  to  the  reports 
that  came  out  of  the  Moscow  meeting. 

It  was  indicated  that  Mr.  Lattimore  did  not  know  anything  about 
these  reports  that  appeared  now  in  the  evidence. 

Is  that  still  your  contention,  Mr.  Lattimore? 

Mr.  Lattimore.  Yes,  sir.  To  the  best  of  my  recollection,  I  don't 
remember  them. 

Senator  Ferguson.  What  is  it  ? 

Mr.  Lattimore.  I  say  to  the  best  of  my  recollection,  I  don't  re- 
member ever  seeing  those  minutes  before. 

Senator  Ferguson.  You  wrote  Ordeal  by  Slander  ? 

Mr.  Lattimore.  That  is  right. 

Senator  Ferguson.  And  you  feel  that  you  are  responsible  for  all 
that  is  in  it  ? 

Mr.  Lattimore.  That  is  right. 

Senator  Ferguson.  Then  I  ask  you  to  look  at  page  51.  It  is  a 
chapter  by  your  wife : 

We  had  breakfast  with  Edward  C.  Carter.  Mr.  Carter  had  been  secretary- 
general  of  the  Institute  of  Pacific  Relations  when  Owen  had  edited  Pacific 
Affairs,  and  I  wanted  to  see  him  because  McCarthy's  speech  had  dealt  at  length 
with  the  IPR  and  Owen's  connection  with  it,  all  still  based  on  Kohlberg  and 
China  Lobby,  and  had  laid  great  stress  on  Owen's  one  visit  to  Moscow  where 
he  had  spent  10  days  with  Carter  on  IPR  business  in  1936. 

3277 


3278  INSTITUTE    OF   PACIFIC   RELATIONS 

Now,  that  is  the  meeting  that  we  were  talking  about  the  other  day ; 
is  it  not  ? 

Mr.  Lattimore,  That  is  right. 

Senator  Ferguson.  Then  I  read  further : 

The  present  secretary-general,  William  Holland,  and  his  family,  also  old 
friends  of  ours,  were  staying  at  the  Carters',  and  it  made  me  happy  to  know 
that  I  had  won  support  and  help  of  all  of  them.  Mr.  Carter  gave  me  copies  of 
old  reports  he  and  Owen  had  made  to  the  IPll  about  the  Moscow  visit,  and 
also  a  copy  of  a  statement  about  it  he  had  released  to  the  press  the  night 
before. 

Now,  where  are  those  reports? 

Mr.  Lati'imore.  We  have  them  in  our  file  now. 

Senator  Ferguson.  Are  they  the  same  as  this  report? 

Mr.  Lattimore.  No,  sir ;  I  don't  believe  so. 

Senator  Ferguson.  Wliy  did  you  not  tell  us  before  about  these  re- 
ports ? 

Mr.  Lattimore.  Why  should  I? 

Senator  Ferguson.  Why  should  you? 

Mr.  Latitmore.  Yes. 

Senator  Ferguson.  Were  you  not  sworn  to  tell  the  truth,  the  whole 
truth,  and  nothing  but  the  truth  ? 

Mr.  Lattimore.  At  the  time  of  these  hearings,  this  whole  business 
that  some  reports  that  I  had  written  at  that  time  had  been  shown  to 
my  wife  had  completely  slipped  my  mind.    It  is  in  a  printed  book. 

Senator  Ferguson.  "VVlien  we  produced  the  reports  out  of  the  files 
that  we  obtained  up  in  the  barn,  did  you  not  indicate  to  us  that  you 
were  in  no  way  responsible  for  any  of  those  reports,  and  inferred  any 
other  reports? 

Mr.  Latitmore.  I  didn't  infer  anything  of  the  kind.  Senator. 

Senator  Ferguson.  Will  you  produce  the  reports  now  that  are 
mixed  in  here? 

Mr.  Lattimore.  They  are  in  a  })rinted  book  somewhere.  I  will  try 
and  find  them  for  you  and  bring  them  to  you. 

Senator  Ferguson.  Were  they  made  from  these  typewritten  re- 
ports ? 

Mr.  Lattimore.  No,  sir. 

Senator  Ferguson.  How  do  you  know  that  ? 

Mr.  Lattimore.  Because  I  remember  that  the  general  procedure 
w^as  that  when  I  came  back  from  a  trip  of  that  kind,  I  think  I  would 
write  in  a  sort  of  letter  report. 

Senator  Ferguson.  But  here  wei-e  official  reports  as  if  they  were 
taken  at  the  meetings ;  is  that  not  true  ? 

The  Chairman.  Answer  audibly,  please. 

Mr.  Lattimore.  That  is  what  they  appear  to  be;  yes. 

Senator  Ferguson.  And  did  you  not  infer  in  j^our  answers  that  you 
felt  that  we  should  not  use  that  kind  of  report,  because  you  had  no 
knowledge  of  them? 

Mr.  Lattimore.  No,  sir.  All  that  I  inferred  was  that  the  state- 
ments there  made  about  what  was  being  discussed  were  reports  of 
my  words  and  were  not  a  stenographic  record  of  what  I  had  actually 
said,  and  I  also  stated  that  I  did  not  recall  ever  having  seen  those  re- 
ports. 

Senator  Ferguson.  Do  you  not  suppose  that  those  reports  were 
used  by  Carter,  at  least,  in  making  up  the  reports  ? 


INSTITUTE    OF   PACIFIC   RELATIONS  3279 

Mr.  Lattimore.  I  have  no  idea  how  Carter  made  up  his  reports. 

Senator  Ferguson.  It  says  here  that  you  and  Carter  made  them  up. 

Mr.  Lattimore.  I  made  a  report,  and  Carter  made  a  report,  I 
beheve. 

Senator  Ferguson.  Is  that  what  this  says? 

Mr.  Lattimore.  May  I  see  that? 

(A  document  was  handed  to  the  witness.) 

Senator  Ferguson.  Will  you  give  us  the  report  that  you  made  ? 

Mr.  Lattimore.  I  will  try  and  find  the  book  in  which  it  is;  yes,  sir. 

Senator  Ferguson.  Let  us  have  the  report.  The  report  was  not  in 
a  book ;  you  did  not  write  the  book  and  give  it  to  them  ? 

Mr.  Laitimore.  No,  sir;  I  wrote  a  report  to  the  IPR,  I  believe, 
which  was  included  in  one  of  the  IPR  publications. 

Senator  Ferguson.  Did  you  keep  a  copy? 

]\rr.  Laitimore.  When  I  wrote  it? 

Senator  Ferguson.  Yes. 

Mr.  Lattimore.  I  may  have.    I  don't  know. 

Senator  Ferguson.  Will  you  look  and  see? 

Mr.  Lattimore.  I  haven't  seen  it. 

Senator  Ferguson.  Does  that  show  that  you  wrote  a  report  or  you 
and  Carter  wrote  a  report? 

Mr.  Lattimore  (reading)  : 

Mr.  Carter  gave  me  copies  of  old  reports.    *    *    * 

That  is  indicating  more  than  one  report — 

*    *    *    He  and  Owen  had  made  to  the  IPR  about  the  Moscow  visit. 

That  would  indicate  to  me  that  he  had  made  a  report  and  I  had 
made  a  report — 

And  also  a  copy  of  a  statement  about  it  he  had  released  to  the  press  the  night 
before. 

Senator  Ferguson.  Did  you  ever  see  that  press  release  ? 

Mr.  Lattimore.  I  don't  recall  ever  seeing  it,  no. 

Senator  Ferguson.  You  passed  off  rather  lightly  this  meeting  with 
Moscow  in  your  Ordeal  by  Slander ;  did  you  not  ? 

Mr.  Lattimore.  I  didn't  think  it  was  a  very  important  meeting. 

Senator  Ferguson.  You  did  not  think  it  was  important.  That  is 
all  at  the  present  time.  I  will  have  further  questions  when  we  see 
your  report. 

The  Chairman.  All  right,  Mr.  Morris. 

Mr.  Sourwine,  I  think  you  drew  my  attention  to  the  fact  that  a 
question  was  pending  when  we  concluded. 

Mr.  Sourwine.  That  is  correct,  Mr.  Chairman,  according  to  my 
memory.  The  witness  had  begun  an  answer  and  had  not  concluded 
at  the  time  the  recess  was  called. 

The  Chairman.  Is  the  record  of  yesterday's  proceedings  available  ? 

Mr.  Morris.  It  will  be  here  in  a  moment,  Mr.  Chairman. 

The  Chairman.  All  right,  Mr.  Morris ;  you  may  proceed. 

Mr.  Morris.  Mr.  Chairman,  will  you  receive  into  the  record  at  this 
time  the  date  of  the  Russian-Japanese  Nonaggression  Pact  that  was 
signed  in  1941  ? 

The  Chairman.  Very  well. 

Mr.  Morris.  Mr.  Mandel  ? 


3280  INSTITUTE    OF    PACIFIC   RELATIONS 

Mr.  Mandel.  I  read  from  the  World  Almanac  of  1944,  page  36,  under 
the  heading  of  Japan:  "Signed  5  year  neutrality  pact  with  Russia 
April  13,  1941." 

The  Chairman.  What  is  the  object  of  that?  Will  you  please  con- 
nect that  up? 

Mr.  Morris.  Mr.  Chairman,  the  witness  yesterday  gave  testimony 
concerning  a  meeting  that  was  held  in  Washington  on  June  18,  1931, 
and  we  were  trying  to  determine  the  political  atmosphere  that  pre- 
vailed at  that  time. 

The  Chairman.  Proceed,  sir. 

Before  you  proceed,  I  have  here  page  5337  of  the  record  of  these 
proceedings.  Mr.  Lattimore  was  under  examination  by  Mr.  Morris. 
I  read  from  that  page  to  connect  it  up : 

Mr.  MoKRis.  Wlio  was  present  at  the  meeting? 

Does  that  give  you  a  connection,  Mr.  Lattimore  ? 

Mr.  SouRwiNE.  Reference  was  being  had  to  the  luncheon  with 
Rogov,  I  believe. 

Mr.  Laitimore.  I  don't  think  it  was  a  luncheon. 

Mr.  SouRwiNE.  That  is  correct.  You  stated  that  it  was  not  a 
luncheon.     I  am  sorry. 

The  Chairman  (reading)  : 

Mr.  SouKwiNE.  It  was  pretty  late  in  the  afternoon  to  have  a  luncheon? 
Mr.  Lattimore.  The  middle  of  the  afternoon. 
Mr.  Morris.  How  long  did  it  last,  Mr.  Lattimore? 
Mr.  Lattimore.  I  don't  recall. 
Mr.  Morris.  Who  was  present  at  the  meeting? 

Mr.  Lattimore.  The  only  person  that  I  clearly  recall  being  present,  because  I 
walked  out  with  him  afterward     *     *     * 

Do  you  wish  to  finish  that  ? 

Mr.  Latiimore.  The  only  person  I  recall  was  Mr.  C.  F.  Remer, 
who  was  at  that  time,  I  believe,  connected  with  OSS,  one  of  the  United 
States  intelligence  agencies,  and  I  believe  I  recall  commenting  to  him 
as  we  went  out  about  some  of  the  questions  that  had  been  asked  Rogov. 

I  may  say  that  I  remember  asking  Rogov  only  one  question  myself. 

Mr.  Morris.  Mr.  Lattimore,  how  long  did  that  meeting  last? 

Mr.  Lattimore.  I  don't  know. 

Mr.  Morris.  Was  John  Carter  Vincent  present  ? 

Mr.  Lattimore.  I  don't  remember  whether  he  was  present  or  not. 

Mr.  Morris.  Mr.  Chairman,  on  our  exhibit  No.  26,  introduced  into 
the  open  hearings,  is  the  document  f  I'om  Rose  Yardumian,  of  the  Insti- 
tute of  Pacific  Relations,  to  Mr.  Edward  C.  Carter. 

The  postcript  on  that  reads : 

Rogov  and  Bill  have  been  at  the  Cosmos  Club  for  the  last  two  and  a  half  hours, 
talking  with  Lattimore,  Remer,  and  Vincent. 

That  is  the  notation  on  this  letter  which  describes  the  meeting  that 
the  witness  is  now  testifying  to.  That  is  already  in  our  record,  Mr. 
Chairman. 

The  Chairman.  Very  well. 

Senator  Ferguson.  Does  that  refresh  your  memory? 

Mr.  Lattimore.  Not  very  much. 

According  to  my  memory,  there  would  have  been  more  people  pres- 
ent than  that. 

Senator  Ferguson.  Does  it  refresh  your  memory  that  you  were  there 
for  several  hours,  two  and  a  half  hours  ? 


INSTITUTE    OF    PACIFIC    RELATIONS  3281 

Mr.  Lattimore.  Not  very  clearly,  no. 

Mr.  Morris.  It  could  have  been" longer,  too,  could  it  not  have  been, 
Mr.  Lattimore  ? 

At  that  point  it  lasted  two  and  a  half  hours. 

Mr.  Lattimore.  It  could  have  been  longer,  or  it  could  have  been 
shorter. 

Senator  Ferguson.  The  only  Vincent  that  was  indicated  there 
would  have  been  Vincent  of  the  State  Department,  would  it  not? 

Mr.  Lattimore.  That  is  right. 

Senator  Ferguson.  Up  here  in  the  letter  itself  it  is:  "talked  with 
Owen  Lattimore,  Carl  Eemer,  and  John  Carter  Vincent." 

Mr.  Lattimore.  I  may  point  out,  Mr.  Senator,  that  here  was  a  Kus- 
sian  who  had  been  in  Japanese  occupied  Shanghai,  and  it  was  a 
highly  proper  thing  at  that  time  for  American  Government  personnel 
to  interview  such  a  person  and  see  if  they  could  get  any  information 
out  of  him. 

Senator  Ferguson.  But  there  was  not  any  doubt  about  him  being  a 
Communist,  was  there  ? 

Mr.  Lattimore.  No,  sir. 

Nor  was  there  any  doubt  even  of  the  fact  that  American  Government 
personnel  should  try  to  get  any  information  they  could  out  of  Japanese 
occupied  Shanghai,  in  1944. 

Senator  Ferguson.  But  did  not  your  book  say  that  you  did  not 
know  any  Russians  or  Communists? 

Mr.  Lattimore.  I  think  if  you  will  read  the  context  of  that,  Sena- 
tor Ferguson,  you  will  see  that  it  clearly  shows  that  my  wife  was  writ- 
ing in  1950,  that  as  of  1950  I  didn't  know  any  Russians  in  this  country. 

Mr.  Morris.  When  you  say  you  didn't  know 

Senator  Ferguson.  Just  a  mhiute. 

Do  I  understand  you  want  to  convey  to  us  now  that  your  wife  was 
writing  and  you  approved  it  in  your  book  that,  as  of  the  date  that 
you  wrote  the  book,  you  did  not  know  any  Russians  or  Communists? 
In  1950  ?    Why  do  you  limit  it  to  1950  ? 

Mr.  Lattimore.  I  am  not  limiting  it  in  that  manner  at  all,  Sena- 
tor. 

Senator  Ferguson.  Wliat  did  you  mean  by  1950  ? 

Mr.  Lattimore.  This  was  written  in  1950.    Where  is  the  reference  ? 

The  Chairman.  Just  one  moment.  I  would  like  to  have  the  record 
read  back  there,  if  you  please. 

(The  record,  as  heretofore  transcribed,  was  read  by  the  reporter.) 

Mr.  Lattimore.  I  limit  it  to  1950  because  it  was  written  in  1950,  and 
the  context  clearly  shows  that  she  was  writing  about  the  general  period 
of  1950,  and  the  McCarthy  charges. 

Senator  Ferguson.  Were  you  charged  as  of  1950  of  associating  with 
the  Communists  on  the  day  that  she  wrote  it  ?  It  does  not  say  anything 
about  1950  there. 

Mr.  Lattimore.  I  still  haven't  been  able  to  find  the  exact  reference. 
Mr.  Morris.  It  is  page  35,  Mr.  Lattimore.    You  will  probably  find  it 
underlined. 

Mr.  Lattimore.  Yes ;  here  is  the  context. 
Senator  Ferguson.  Read  it. 

Mr.  Lattimore  (reading)  : 

McCarthy  had  replied  that  this  is  completely  untrue.  This  man  has  a  desk  at 
the  State  Department  and  has  access  to  the  files,  at  least  he  had  until  4  or  5  weeks 
ago.  He  is  one  of  the  top  advisers  on  Far  Eastern  affairs,  has  been  for  a  long 
timie,  and  they  know  it. 


3282  INSTITUTE    OF    PACIFIC    RELATIONS 

Nothing  in  McCarthy's  description  fitted  Owen,  but  the  thought  crossed  my 
mind  that  Tydings'  description  did.  He  had  been  on  tlie  Reparations  Mission  to 
Japan  5  years  ago.  It  was  a  White  House  mission,  but  I  just  discovered  in  look- 
ing through  old  records  that  he  Iiad  been  paid  by  the  State  Department.  But  the 
thought  was  too  fantastic.  He  didn't  know  any  Russians  in  this  country  or  any 
Communists.  He  didn't  have  access  to  any  secret  material.  How  could  anybody, 
even  McCarthy,  accuse  him  of  being  a  spy? 

Senator  Ferguson.  You  claim  that  that  refers  only  to  the  time  that 
she  was  writing  ? 

Mr.  LA'rriMORE.  That  refers  to  the  general  period  in  which  she  was 
writing,  and  in  which  McCarthy  was  saying  that  I  was — apparently 
McCarthy  meant  at  that  time — the  top  Soviet  agent  in  this  country. 

Senator  Ferguson.  And  also  does  it  not  say  that :  "He  had  been  on 
the  Reparations  Commission  to  Japan  5  years  ago"  ? 

Mr.  Lattimore.  That  is  right. 

Senator  Ferguson.  Did  that  refer  to  the  time  she  was  w^riting? 

Mr.  Lattimore.  It  would  mean  that  at  the  time  she  was  wanting, 
she  was  actually  stating  that  5  years  before  I  had  been  in  Japan. 

Mr.  Morris.  Mr.  Lattimore,  would  not  Mrs.  Lattimore  have  written 
"he  doesn't  know  any  Russians''  if  she  were  talking  about  that  present 
time  ? 

Mr.  Lattimore.  Mr.  Morris,  I  think  this  is  a  rather  quibbling  ques- 
tion about  grammar. 

The  Chairman.  Just  a  minute. 

Mr.  Morris.  It  is  not  quibbling.  She  would  have  said  "He  doesn't 
know  any  Russians,"  to  bear  out  your  interpretation. 

Mr,  Lattimore.  She  is  writing  a  chapter  there  about  her  experiences 
before  I  got  home  from  Afghanistan,  and  slie  was  saying  that  as  of  this 
time  of  her  experiences,  before  I  got  back  from  Afghanistan,  she  was 
saying  that  I  didn't  know  any  Russians  in  this  country. 

Senator  Ferguson.  And  also  she  was  writing  at  a  time,  Mr.  Latti- 
more, was  she  not,  when  you  were  coming  back,  and  you  approved 
this? 

Mr.  Lattimore.  She  was  not  writing  at  that  time.  She  was  writing 
about  it. 

The  Chairman,  Wait  until  the  Senator  finishes  his  question. 

Senator  Ferguson.  But  she  w^as  also  writing,  and  putting  it  in  your 
book,  and  had  it  distributed  after  the  Tydings  hearings;  is  that  not 
right  ? 

Mr.  Lattimore.  That  is  right. 

Senator  Ferguson.  And  did  you  not  feel  that  that  was  the  end  of 
all  hearings  on  that  question  ? 

Mr.  Lattimore.  I  certainly  hoped  it  was.  However,  I  M'as  already 
somewhat  aware  of  the  new  jjractice  of  nudtiple  jeopardy. 

Senator  Ferguson,  Do  you  call  this  multiple  jeopardy? 

Mr.  Lattimore.  Yes,  sir;  I  do. 

Senator  Ferguson.  Do  you  think  this  was  all  brought  out  in  the 
Tydings  hearings  ? 

Mr.  Lattimore.  I  think  it  w^as  quite  sufficiently  brought  out  in  the 
Tydings  hearings. 

Senator  Ferguson.  I  would  think  that  you  would  think  it  was  suf- 
ficiently brought  out  there,  but  we  did  not. 

Now,  the  Tydings  hearings  have  access  to  the  documents  in  reply 
to  this,  showing  that  you  did  know  Communists? 


INSTITUTE    OF   PACIFIC   RELATIONS  3283 

Mr.  Lattimore.  None  of  the  documents  that  had  been  brought  out 
show  that  I  knew  Communists  in  1950,  or  Kussians,  in  this  country. 

Senator  Ferguson.  So  you  want  to  limit  this  now  to  your  activities 
in  1950? 

Mr.  Lattimore.  No,  sir;  I  would  just  like  a  distinction  kept  clear 
between  the  period  that  my  wife  was  quite  obviously  writing  about 
and  the  period  ranging  up  to  10  and  more  years  previously,  covered 
by  these  various  items  from  the  IPK  files  that  Mr.  Morris  has  been 
bringing  out. 

Senator  Ferguson.  Mr.  Lattimore,  when  did  you  leave  the  IPE,? 

Mr.  Lattimore.  When  did  I  leave  it  ? 

Senator  Ferguson.  Yes. 

Mr.  Lattimore.  You  mean  its  employ  ? 

Senator  Ferguson.  Yes. 

Mr.  Lattimore.  I  left  its  employ  in  1941. 

Senator  Ferguson.  When  did  you  cease  being  a  member  of  the 
trustees  ? 

Mr.  Lattimore.  I  believe  I  am  still  a  trustee. 

Senator  Ferguson.  You  still  are  a  trustee? 

Mr.  Lattimore.  Yes. 

Senator  Ferguson.  And  you  think  that  your  activities  as  far  as 
this  book  was  concerned,  you  were  limiting  them  to  1950? 

Mr.  Lattimore.  No,  sir;  I  am  saying  that  my  wife's  statement  was 
limited  to  the  general  period  of  1950. 

Senator  Ferguson.  That  did  not  become  your  statement  by  the  pub- 
lishing of  the  book? 

That  is  not  a  legal  problem  ? 

Mr.  Lattimore.  Would  you  repeat  that.  Senator  ? 

Senator  Ferguson.  Did  it  not  become  your  statement  when  you 
published  the  book  ? 

Mr.  Lattimore.  It  became  the  statement  in  a  book  published,  of 
which  I  was  listed  as  the  author,  certainly. 

Senator  Ferguson.  Is  that  the  way  you  want  to  answer  the  question  ? 

Mr.  Lattimore.  That  is  the  way  I  want  to  answer  it ;  yes. 

The  Chairman.  All  right,  Mr.  Morris. 

Mr.  Morris.  ]\Ir.  Chairman,  in  connection  with  this  mention  of  the 
man  Rogoff  in  this  line  of  questioning,  I  would  like  to  have  a  little 
background  from  the  previous  testimony  about  this. 

Mr.  Mandel,  will  you  read  from  the  bottom  of  page  528  in  the 
Budenz  testimony  ? 

The  Chairman.  The  Budenz  testimony  is  before  this  committee? 

Mr.  Morris.  Before  this  committee,  Senator. 

The  Chairman.  Just  a  moment. 

Mr.  Budenz  w\as  then  under  oath? 

Mr.  Morris.  That  is  right,  Mr.  Chairman. 

Mr.  Mandel.     (Reading)  : 

Mr.  Morris.  Mr.  Budenz,  can  you  tell  us  of  another  meeting  you  attended  which 
Mr.  Field  reported  for  the  IPR? 

Mr.  Budenz.  That  was  a  meeting  of  1943  when  I  began  to  anticipate  and  then 
thought  of  the  1940  series  of  meetings.  At  this  meeting  of  the  political  bureau 
at  which  Earl  Browder  I  know  definitely  was  present,  and  I  believe  Robert 
William  Weiner.  His  name  strikes  me  because  he  was  not  always  present  at 
these  meetings,  and  other  members  of  the  Politburo  who  were  not  generally 
there,  including  Trachtenberg.  At  this  meeting  Mr.  Field  stated  that  he  had 
received  word  from  Mr.  Lattimore.  It  is  my  impression  that  he  had  seen  Mr. 
Lattimore  personally  just  a  day  or  two  before,  but  I  may  be  mistaken.     It  was  a 


3284  INSTITUTE    OF    PACIFIC    RELATIONS 

communication  either  iKjrsonally  or  in  some  other  way.  Mr.  Field  just  returned 
from  a  trip  and  I  set  the  impression  that  he  had  talked  to  Mr.  Lattimore  person- 
ally, and  Mr.  Lattimore  stated  that  information  comins  to  him  from  the  inter- 
national Communist  apparatus  where  he  was  located  indicated  that  there  was 
to  be  a  change  of  line  very  sharply  on  Chiang  Kai-shek,  that  is  to  say  that  the 
negative  opposition  to  Chiang  Kai-shek  was  to  change  to  a  positive  opposition 
and  that  more  stress  was  to  be  put  upon  attacking  Chiang  Kai-shek. 

Mr.  Morris.   Did  the  Communist  Party  line  change  at  that  time? 

Mr.  BUDENz.  The  Communists  took  action  to  discover  the  accuracy  of  this. 
They  were  advised  that  there  was  in  the  course  of  preparation  an  article  by 
Vladimir  Rogoff,  the  Tass  correspondent,  written  at  Moscow's  request  on  this 
question  which  would  attack  the  appeasers  in  China  and  Chiang  Kai-shek. 

The  Chairman.  The  Tass  correspondent,  you  say? 

Mr.  BuDENz.   Yes,  sir. 

The  Chairman.   Can  you  explain  what  Tass  was? 

Mr.  BuDENz.  Tass  was  the  official  Soviet  news  agency  in  this  country  and  so 
far  as  I  know  still  is,  but  I  knew  it  then  quite  definitely. 

Mr.  Morris.  Was  this  article  subsequently  communicated  to  the  Daily  Worker? 

Mr.  BuDENZ.  This  article  was  communicated  to  the  Daily  Worker.  The  first 
message  was  received  through  Grace  Granich  who  had  been  in  charge  of  the 
Intercontinent  News,  a  Soviet  agency,  which  had  been  put  out  of  business  by  the 
Department  of  Justice,  but  who  continued  to  maintain  her  relations  with  the 
Soviet  Embassy,  consulate,  and  other  sources  of  information,  including  commu- 
nications to  Moscow  and  we  were  advised  of  the  coming  of  this  article  and  then 
we  received  it. 

Mr.  Morris.  And  was  the  Communist  line  actually  changed  as  a  result  of  these 
steps  that  were  taken? 

Mr.  BuDBNz.  The  Politburo  suggested  that  someone,  and  the  name  of  T.  A. 
Bis.son  was  mentioned  in  that  connection,  be  enlisted  to  write  an  article  in  con- 
nection with  the  Institute  of  Pacific  Affairs  publication  on  this  matter  explaining 
the  democratic  character  of  the  Chinese  Communists  and  indicating  that  Chiang 
Kai-shek  and  his  group  represented  antidemocracy. 

Mr.  SouRwiNE.  Pardon  me,  Mr.  Budenz,  but  you  mentioned  the  Institute  of 
Pacific  Affairs.  You  were  referring  to  the  Institute  of  Pacific  Relations  and 
its  publication  Pacific  Affairs? 

Mr.  BuDENz.  That  is  correct.    I  sort  of  got  the  two  together. 

Mr.  Morris.  Mr.  Lattimore,  did  T.  A.  Bisson  write  an  article  for 
the  IPR  at  that  time? 

Mr.  Lattimore.  I  believe  he  did;  yos. 

Mr.  Morris.  What  was  the  name  of  the  article,  Mr.  Lattimore? 

Mr.  Lattimore.  I  don't  recall  the  name  of  the  article.  I  recall  that 
it  was  not  published  in  Pacific  Affairs  as  implied  in  the  testimony 
just  read. 

Mr.  Morris.  Mr.  Mandel,  is  the  article  by  Mr.  Bisson  which  was 
written  for  the  Institute  of  Pacific  Relations  in  our  record  now? 

Mr.  Mandel.  It  is  in  our  record  on  page  534  of  our  hearings. 

Senator  Ferguson.  What  is  the  date  of  that  article  ? 

Mr.  Mandel.  The  date  of  the  article  is  July  14,  1943,  published  in 
the  Far  Eastern  Survey. 

Mr.  Morris.  Is  the  Far  Eastern  Survey  an  official  publication  of 
the  Institute  of  Pacific  Relations? 

Mr.  Mandel.  It  is  an  official  organ  of  the  American  Council  of  the 
Institute  of  Pacific  Relations. 

The  Chairman.  Let  me  get  this  straight,  now. 

This  article  that  you  are  about  to  read,  the  witness  says  was  not 
published  in  the  publication  Pacific  Relations? 

Mr.  Lattimore.  Not  published  in  Pacific  Affairs. 

The  Chairman.  You  are  now  reading  from  another  magazine? 

Mr.  Morris.  There  were  only  two  publications  of  the  Institute  of 
Pacific  Relations,  one  Pacific  Affairs  and  the  other  Far  Eastern 
Survey. 


INSTITUTE    OF    PACIFIC    RELATIONS  3285 

The  Chairman.  And  this  is  from  the  Far  Eastern  Survey. 
Senator  Smith.  AVhat  connection  did  he  have  with  that? 
Mr.  Morris.  It  is  going  to  be  brought  out,  Senator,  the  connection 
there. 
Will  you  read  the  two  passages  ? 
Mr.  Mandel  (reading)  : 

However,  tbese  are  only  party  labels.  To  be  more  descriptive,  the  one  might 
be  called  Feudal  China  ;  the  other  Democratic  China.  These  terms  express  the 
actualities  as  they  exist  today,  the  real  institutional  distinctions  between  the 
two  Chinas. 

Then  further: 

The  key  to  the  successful  mobilization  of  the  war  potential  of  so-called  Com- 
munist China  lies  in  the  extent  to  which  its  leaders  have  thrown  ofC  the  feudal 
incubus  which  has  weighed  China  down  for  centuries.  No  single  measure  can 
be  pointed  to  as  the  open  sesame  which  has  increasingly  achieved  this  objective. 
Economic  reforms  have  been  intertwined  with  political  reforms,  the  one  sup- 
porting the  other.  Basic  to  the  whole  program  has  been  the  land  reform  which 
has  freed  the  peasant — the  primary  producer  in  these  areas,  and,  indeed,  over 
most  of  China — from  the  crushing  weight  of  rent,  taxes,  and  usurious  interest 
charges  as  levied  by  a  feudal  economy. 

Mr.  Morris.  Mr.  Lattimore,  does  not  Mr.  T.  A.  Bisson  there  label 
Nationalist  China  feudal  China,  and  Communist  China  a  democratic 
China? 

Mr.  Lattimore.  Apparently  he  does. 

Mr.  Morris.  Did  that  particular  article  provoke  the  Chinese  Council 
ofthelPR? 

Mr.  Lattimore.  I  believe  I  have  subsequently  read  somewhere, 
maybe  in  the  transcript  of  these  proceedings,  that  it  did.  I  had 
nothing  to  do  with  the  article  at  that  lime. 

Mr.  Morris.  Did  you  read  tlie  article? 

Mr.  Lattimore.  I  don't  believe  I  did.  At  that  time  I  was  exceed- 
ingly busy  as  Deputy  Director  of  OWI  in  San  Francisco,  and  I  don't 
believe  I  was  keeping  up  with  the  Institute  of  Pacific  Relations'  publi- 
cations at  all. 

Mr.  Morris.  Do  you  agree  with  that  particular  article  by  Mr. 
Bisson? 

Mr.  Lattimore.  I  would  have  to  read  the  whole  article  to  deter- 
mine whether  I  agreed  with  it. 

Mr.  Sourwine.  Might  I  ask  a  question  ? 

The  Chairman.  Yes. 

Mr.  Sourwine.  You  knew  about  this  article,  did  you  not,  Mr. 
Lattimore  ? 

Mr.  Lattimore.  At  the  time  ? 

Mr.  Sourwine.  At  the  time  and  here,  as  of  today,  yesterday,  the 
day  before  yesterday  ? 

ikr.  Lattimore.  Subsequently  I  have  seen  it  mentioned  in  the  tran- 
scripts that  I  have  read.     I  haven't  reread  the  article. 

Mr.  Sourwine.  As  a  matter  of  fact,  did  you  not  have  this  article 
so  clearly  in  mind  that  when  Senator  Ferguson  the  other  day  referred 
to  the  matter  you  corrected  him  both  as  to  the  name  of  the  author  and 
as  to  the  place  where  the  article  had  appeared  ? 

Mr.  Lattimore.  Yes ;  I  remember  it  clearly  enough  for  that. 

Senator  Ferguson.  And  you  knew  that  that  was  the  change  in 
policy,  did  you  not  ? 


3286  INSTITUTE    OF    PACIFIC    RELATIONS 

Mr,  Lattimore.  No,  sir ;  I  knew  from  reading  tlie  transcript  of  these 
proceedings,  and  also,  I  believe,  the  Tydings  proceedings,  that  this 
had  been  referred  to  as  having  something  to  do  with  a  change  in  line. 

With  the  article  I  had  no  connection  whatever.  I  don't  know 
enough  about  the  history  of  the  Comnmnist  line  to  know  whether  that 
was  in  fact  a  switch  in  the  Communist  line;  but  whether  it  was  a 
switch  or  a  continuation  of  an  old  line,  or  whatever  it  may  be,  it  cer- 
tainly did  not  coincide  with  what  I  was  saying  and  writing  at  the 
time. 

Senator  Ferguson.  Did  you  know  there  was  a  party  line,  that  the 
Communists  had  a  party  line? 

Mr.  Lattimore.  I  know  in  general  that  the  Communists  have  a  party 
line;  yes. 

Senator  Ferguson.  When  would  you  say  that  you  acquired  that 
knowledge  ? 

Mr.  Lattimore.  It  would  be  impossible  to  say. 

Senator  Ferguson.  About  when  ? 

Mr.  Lattimore.  It  would  be  impossible  to  say.  The  party  line  is 
something  that  is  generally  associated  with  Communists. 

Senator  Ferguson.  And  has  been  for  years,  has  it  not? 

Mr.  Lattimore.  And  has  been  for  years.  I  don't  know  how  long. 
I  have  never  been  a  specialist  in  Comnmnist  politics,  and  I  have  never 
made  it  my  business  to  analyze  the  Communist  Party  line  or  the 
switches,  or  anything  of  that  kind. 

Mr.  Morris.  Is  it  your  testimony,  tlien,  Mr.  Lattimore,  that  yon 
did  not  at  that  time  read  the  Bisson  article  and  that  the  Bisson  article 
was  contrary  to  things  you  were  writing  at  that  time? 

Mr.  Lattimore.  It  is  my  testimony  that,  to  the  best  of  my  recol- 
lection, I  did  not  read  the  article  at  that  time,  didn't  even  know  of  it 
until  some  vague  time  later,  and  most  of  my  knowledge  of  it  at  this 
moment  is  based  on  reading  the  transcripts  of  these  proceedings. 

Mr.  Morris.  And  could  it  not  coincide  with  what  you  were  saying 
at  that  time  ? 

Mr.  Lattimore.  If  it  is  a  line  that  says — what  is  it  supposed  to  have 
said  ? 

Mr.  Morris.  That  Nationalist  China  was  feudal  China,  and  that 
Communist  China  was  democratic  China. 

Mr.  Lattimore.  All  I  remember  is  that  as  of  1943  I  gave  a  couple 
of  lectures  down  at  Pomona  College  in  San  Francisco. 

The  Chairman.  That  is  not  an  answer. 

Will  you  read  the  question,  please,  Mr.  Reporter?  Read  Mr.  Mor- 
ris's question. 

(The  record,  as  heretofore  recorded,  was  read  by  the  reporter). 

The  Chairman.  The  question  was,  Was  it  contrary  to  the  line  you 
were  writing  at  that  time? 

Mr.  Lattimore.  Yes,  I  believe  it  is  completely  contrary. 

Mr.  Morris.  Mr.  Mandel,  will  you  identify  this  letter,  please? 

Mr.  Mandel.  This  is  a  photostat  of  a  document  from  the  files  of  the 
Institute  of  Pacific  Relations,  on  the  letterhead  of  the  Office  of  War 
Information  at  111  Center  Street,  San  Francisco,  Calif.,  dated  July 
2(),  1943,  addressed  to  Mr.  W.  L.  Holland,  signed  "Owen,"  and  typed 
signature  "Owen  Lattimore,  Director,  Pacific  Operations." 

Mr.  Morris,  Mr.  Lattimore,  will  you  look  at  that  letter  and  testify 
as  to  whether  or  not  you  wrote  that  letter? 


INSTITUTE    OF    PACIFIC    RELATIONS  3287 

Mr.  Lattimore.  I  must  have  written  this  letter,  yes. 
Mr.  Morris.  Will  you  read  the  first  paragraph,  please? 
Mr.  Lattimore.     Yes,  sir.     [Reading :] 

Dear  Bill  :  Your  letter  of  July  20  arrived  just  as  I  was  reading  T.  A.  Bisson's 
article  on  China.  I  was  trying  to  formulate  for  myself  some  way  of  expressing 
an  opinion.  I  think  you  do  this  very  well.  Bisson's  terminology  will  turn  away 
a  number  of  people  whom  he  might  have  persuaded  with  use  of  a  different  ter- 
minology. Nevertheless,  I  think  his  main  points  are  as  sound  as  you  think  they 
are. 

It  is  just  Bossible  that  I  may  get  to  Washington  at  the  end  of  this  month  and 
if  so  I  hope  to  see  you  and  Carter  before  you  leave. 

Mr.  Morris.  There  is  no  use  reading  the  rest  of  it  unless  you  care 
to,  Mr.  Lattimore. 

Mr.  Lattimore.  No,  I  don't  need  to.  This  apparently  indicates 
that  I  agreed  with  some  opinion  that  Mr.  Holland  expressed  at  that 
time  which  I  had  not  seen.  ^ 

Mr.  Morris.  Mr.  Chairman,  may  that  be  received  in  the  record  ? 

The  Chairman.  It  may  be  received  in  the  record. 

(Document  referred  to  was  marked  "Exhibit  No.  512"  and  is  as 
follows :) 

Exhibit  No.  512 

Office  of  War  Information, 

111  Sutter  Street, 
San  Francisco,  Calif.,  July  26,  19.'f3. 
Mr.  W.  L.  Holland, 

Institute  of  Pacific  Relations,  129  East  Fifty-second  Street, 

New  York  City  22,  N.  T. 

Dear  Bill:  Your  letter  of  July  20  arrived  just  as  I  was  reading  T.  A.  Bisson's 
article  on  China.  I  was  trying  to  formulate  for  myself  some  way  of  expressing 
an  opinion.  I  think  you  do  this  very  well.  Bisson's  terminology  will  turn  away 
a  number  of  people  whom  he  might  have  persuaded  with  use  of  a  different 
terminology.  Nevertheless  I  think  his  main  points  are  as  sound  as  you  think 
they  are. 

It  is  just  possible  that  I  may  get  to  Washington  at  the  end  of  this  month 
and  if  so  I  hope  to  see  you  and  Carter  before  you  leave. 

I  am  very  much  ashamed  of  having  fallen  down  on  my  review  assignment. 
I  think  I  can  assure  you  of  the  review  article  by  September  15.  However,  the 
difference  in  publication  date  is  not  serious  as  the  dating  of  the  book  itself  now 
makes  it  a  matter  of  the  historical  record  of  stages  in  Russian  opinion  about 
China,  rather  than  an  urgent  current  presentation. 

If  the  University  of  California  Press  write  to  me  for  an  opinion  on  Norin's 
manuscript,  I  shall  be  very  glad  to  give  a  recommendation. 
Yours, 

Owen  /s/ 
Owen  Lattimore, 
Director,  Pacific  Operations. 

Mr.  Morris.  Did  T.  A.  Bisson  go  with  you  when  you  went  to 
Yenan  ? 

Mr.  Lattimore.  Yes ;  he  did. 

Mr.  Morris.  When  did  you  make  that  trip  to  Yenan  ? 

Mr.  Lattimore.  It  was  in  the  spring  of  1937  sometime. 

Mr.  Morris.  What  arrangement  did  you  make  for  that  trip,  Mr. 
Lattimore  ? 

Mr.  Lattimore.  We  traveled  from  Peking  by  rail  up  to  Shansi 
Province,  then  down  south  through  Shansi  Province,  then  west  into 
Shensi  Province,  and  got  to  what  I  think  was  the  railhead  at  the  city  of 
Sian,  and  then  we  chartered  a  motor  car  and  drove  up  to  Yenan. 

The  Chairman.  You  say  we.    We  was  in  the  party  ? 

Mr.  ISIoRRis.  Who  accompanied  you  on  that  trip  ? 


3288  INSTITUTE    OF   PACIFIC   RELATIONS 

Mr.  Lattimore.  Mr  Bisson  and  Mr.  and  Mrs.  Jaffe. 

Mr.  Morris.  Did  you  confer  with  Mao  Tse-tung  when  you  were  in 
Yenan  ? 

Mr.  Lattimore.  We  had  an  interview  with 

The  Chairman.  The  question  is:  Did  you  confer  with  Mao  Tse- 
tung  ? 

Mr.  Lattimore.  No,  sir;  I  did  not  call  it  conferring. 

Mr.  Morris.  How  much  time  did  you  spend  with  Mao  Tse-tung? 

Mr.  Lattimore.  I  don't  remember.  I  think  there  were  a  couple 
of  interviews  at  which  he  was  asked  questions,  principally  by  Mr. 
Bisson  and  Mr.  Jaflfe.  Each  of  those  interviews  would  probably 
last  anliour  or  two.    T  am  not  sure  how  long. 

Mr.  Morris.  Where  did  you  stay?  Did  you  stay  at  the  Foreign 
Office  in  Yenan  ? 

Mr.  Lattimore.  We  stayed  at,  I  believe,  a  sort  of  hostel  that  they 
liad  for  visitors. 

Mr.  Morris.  Did  you,  Mr.  Lattimore,  confer  with  Chu  Teh  ? 
'  Mr.  Lattimore.  I  would  not  say  that  we  conferred  with  him,  no. 

Mr.  Morris.  Did  you  speak  with  him  ? 

Mr.  Lattimore.  Yes,  I  spoke  with  him. 

Mr.  Morris.  Did  you  speak  with  Chou  En-lai  ? 

Mr.  Lattimore.  Yes. 

Mr.  Morris.  Did  you  address  a  mass  meeting  in  Yenan  ? 

Mr.  Lattimore.  I  made  some  general  remarks,  yes. 

Mr.  Morris.  Mr.  Lattimore,  did  you  write  an  account  of  that  for- 
the  London  Times,  that  trip  to  Yenan  ? 

Mr.  Lattimore.  I  don't  remember  that.    JNIaybe  I  did. 

Mr.  Morris.  Mr.  Mandel,  will  you  identify  that  document,  please? 

Mr.  Mandel.  This  is  a  photostat  of  a  document  from  the  files  of 
the  Institute  of  Pacific  Relations,  marked  in  the  corner  "F.  V.  F. 
etc."  The  title  is  "The  Strongholds  of  Chinese  Communism,  a  Jour- 
ney to  North  Shensi,"  by  Owen  Lattimore.  In  the  upper  left-hand 
corner  it  says :  "Sent  by  O.  L.  to  Times,  London  (may  not  be  published, 
of  course)." 

Mr.  Morris.  Do  you  recall  that  article,  Mr.  Lattimore  ? 

Mr.  Lattimore.  No,  I  don't  recall  it,  and  I  don't  recall  whether 
it  was  published,  or  not.  I  did  occasionally  publish  articles  in  the 
London  Times. 

Mr.  Morris.  Then  does  that  recall  anything  to  you,  Mr.  Lattimore? 

The  Chairman.  You  are  referring  to  the  exhibit  identified  by 
Mr.  Mandel  ? 

Mr.  Morris.  That  is  right,  Mr.  Chairman. 

Does  not  that  purport  to  be  an  article  that  you  prepared  for  the 
London  Times,  Mr.  Lattimore? 

Mr.  Lattimore.  It  certainly  appears  to  be.  I  had  completely  for- 
gotten it,  forgotten  about  it. 

Mr.  Morris.  Is  that  a  true  account  of  your  experiences  in  Yenan  ? 

Mr.  Lattimore.  Presumably  it  is.  I  haven't  read  it  yet.  May  I 
read  it? 

Mr.  Morris.  You  may. 

Mr.  Lattimore.  This  is  headed  "One,"  indicating  that  there  may 
have  been  a  later  one.    [Reading :] 


INSTITUTE    OF    PACIFIC    RELATIONS  3289 

(Exhibit  No.  513) 

Many  people  at  Nanking  will  tell  you  that  Chinese  communism  is  finished. 
The  appeal  to  class  war  has  been  drop-ped.  The  landlords  are  no  longer  being 
appropriated.  The  territory  held  by  the  Communists  is  poor  in  agriculture  and 
almost  barren  of  other  resources.  The  Communists  are  already  accepting  sub- 
sidy from  Nanking,  and  are  offering  to  accept  incorporation  into  Nanking's 
armies.  This  must  mean,  in  the  end,  the  "fading  army"  of  the  Communists  as 
a  separate  political  and  military  force,  unless  perhaps  theiy  faintly  survive  as  a 
left-wing  group  within  the  orthodox  Chinese  nationalism. 

Yet,  if  this  be  collapse,  the  Communists  are  not  in  the  least  anxious  to  cover 
it  up.  On  the  contrary,  they  claim  that  the  present  situation  is  chiefly  of  their 
own  asking.  It  was  they  who  relaxed  tlie  lockjaw  silence  of  the  Sian  crisis 
last  winter  with  the  magic  of  their  united-front  slogans.  They  did  not  inter- 
vene until  after  Marshal  Chiang  Kai-shek  had  been  made  prisoner  by  the 
mutinous  remnants  of  the  old  Manchurian  armies.  When  they  did  intervene,  it 
was  to  save  the  life  of  the  Generalissimo,  their  mortal  enemy  of  10  years  of  civil 
war.  This  they  did  to  show  that  they  were  more  eager  to  rally  the  nation  against 
Japan  than  to  triumph  over  Nanking.  The  implication  of  what  they  say  is 
that  they  do  not  intend  to  wither  away  in  the  ravines  and  loess  plateau  of  north 
Shensi.  There  is  more  than  a  hint,  in  the  assured  maneuvering  of  the  youthful 
veterans  who  led  the  Red  armies,  that  they  believe  already  that  they  have  a 
negative  control  strong  enough  to  prevent  Nanking  from  doing  what  they  do 
not  like,  which  may  yet  be  converted  into  positive  control  and  full  command 
of  the  situation. 

All  of  this  makes  north  Shensi  not  only  a  mystery,  but  a  region  in  which  i)er- 
haps  can  be  discovered  important  clues  to  the  unfolding  history  of  eastern 
Asia ;  the  struggle  for  unity  in  Cliina ;  the  forces  welding  illiterate  millions  into 
increasingly  solid  and  formidable  resistance  against  Japan;  the  convergence 
on  China,  from  different  directions,  of  Japan  and  the  Soviet  Union. 

Not  knowing  of  any  underground  tunnels  that  would  lead  me  to  north  Shensi, 
I  set  about  planning  the  journey  in  trustful  innocence.  I  sent  a  letter  to  the 
Red  capital,  by  ordinary  mail,  with  my  address  candidly  printed  on  the  back  of 
the  envelope — and  got  in  answer  a  cordial  invitation.  Accordingly,  I  went  by 
train  to  Sian,  the  capital  of  Shensi,  and  then  by  car  to  Yenan,  the  Red  capital, 
about  250  miles  to  the  north. 

Mr.  Morris.  Mr.  Lattimore,  may  I  interrupt  at  that  point? 

Is  tliat  a  true  account  of  your  preliminary  arrangements  to  Yenan? 

Mr.  Lattimore.  It  sounds  like  it.  I  liacl  completely  forgotten 
about  it. 

Mr.  Morris.  Mr.  Chairman,  may  I  read  from  the  testimony  of  Mr. 
Lattimore,  taken  in  executive  session  before  this  committee? 

The  Chairman.  Very  well. 

Mr.  Morris.  I  am  reading  from  page  71 : 

Mr.  Morris.  And  before  you  went  beyond  that  line — 

That  is  the  line  separating  Communist  China  from  Nationalist 
China— 

demarkation,  it  would  be  necessary  to  have  the  Communist  authorities'  permis- 
sion; isn't  that  right? 

Mr.  Lattimore.  No. 

Mr.  Morris.  You  mean  anyone  could  go  up  there? 

Mr.  Lattimore.  At  that  time,  the  Communists  were  welcoming  anybody  who 
would  go  in.  The  government  authorities  were  trying  to  stop  people  from 
goinir  in. 

Mr.  Morris.  The  Nationalist  Government? 

Mr.  Lattimore.  The  Nationalist  Government. 

Mr.  Morris.  So  the  only  objection  to  going  up  there  would  come  from  the  Na- 
tionalist Government? 

Mr.  Lattimore.  The  only  objection  came  from  the  Nationalist  Government. 

Mr.  Morris.  Is  it  your  testimony  that  you  or  anybody  in  your  party  did  not 
make  any  prearrangements  with  the  Communist  Party  in  order  to  get  in? 

Mr.  Lattimore.  None  whatever. 

88348— 52— pt.  10 2 


3290  INSTITUTE    OF    PACIFIC    RELATIONS 

Senator  Ferguson.  Which  is  correct? 

Mr.  Lattimore.  I  see  no  conflict,  Senator  Ferguson. 

Apparently,  according  to  this  account,  I  wrote  up  to  the  Reds  and 
said,  ''Would  it  be  all  right  if  I  came  up  ^"  and  they  said,  "Sure,  fine," 
and  I  went  on  up.    They  didn't  make  the  arrangements. 

And,  as  I  state  in  this  article,  which  I  had  completely  forgotten, 
I  didn't  know  about  any  underground  tunnels  leading  up  there.  I 
just  got  on  a  train  and  went. 

Senator  Ferguson.  Read  the  last  answer. 

Mr.  Morris  (reading)  : 

Mr.  Morris.  Is  it  your  testimony  that  you  or  anybody  in  your  party  did  not 
malie  any  prearrangements  with  the  Communist  Party  in  order  to  get  in? 
Mr.  Lattimore.  None  whatever. 

Senator  Ferguson.  You  did  not  tell  us  about  writing  the  letter. 

Mr.  Lattimore.  No  ;  I  had  completely  forgotten  about  it.  I  wrote 
from  Peking  and  I  didn't  consider  that  this  indicates  a  prearrange- 
ment  for  travel  arrangements  at  all. 

Senator  Ferguson.  You  felt  that  you  could  not  got  in  without  the 
consent  of  the  Communists  or  you  would  have  never  written  them. 

Mr.  Lattimore.  No,  sir;  I  wanted  to  have  the  whole  thing  com- 
pletely in  the  open,  so  I  wrote  a  letter  up  there  saying,  "Would  it  be 
all  right  if  I  wanted  to  come?" 

I  knew  in  general  that  all  of  the  newspapermen  were  trying  to  get 
up  there.  I  don't  know  whether  other  newspapermen  used  the  same 
method  that  I  did,  or  not. 

Senator  Ferguson.  Do  you  know  other  newspapermen,  whether 
they  did  get  up  ? 

Mr.  Lattimore.  Yes,  other  newspapermen  did  get  up. 

Senator  Ferguson.  Who  did  you  take  with  you  ? 

Mr.  Lattimore.  I  went  with  Mr.  Bisson  and  Mr.  and  Mrs.  Jaffe. 

Senator  Ferguson.  And  did  your  letter  state  you  wanted  them  to 
come  along? 

Mr.  Lattimore.  I  have  no  recollection  whatever.  It  may  well 
have.  I  don't  know  about  Mr.  and  Mrs.  Jaffe,  but  the  suggestion  of 
going  up  there  was,  to  the  best  of  my  recollection,  originally  made 
to  me  by  Mr.  Bisson. 

Senator  Ferguson.  Bisson  suggested  it? 

Mr.  LAT'riMORE.  I  think  so ;  yes,  sir. 

Senator  Ferguson.  Then,  when  you  wrote,  would  you  not  include 
Bisson  and  Jaffe  if  they  were  to  go  along  with  you? 

Mr.  Lati^imore.  I  don't  know.  It  depends  on  what  tiiuo  the  letter 
was  written. 

Mr.  SouRWiNE.  To  Avhom  did  you  address  your  letter,  Mr.  Latti- 
more, do  you  remember  that? 

Mr.  Lattimore.  I  have  no  idea,  no. 

Mr.  SouRWiNE.  Did  you  know  anyone  in  Yenan  ? 

Mr.  Lattimore.  No,  I  didn't  know  anyone  in  Yenan. 

Senator  Ferguson.  Then  you  would  write  to  the  government, 
would  you  not  ? 

]VIr.  Lattimore.  I  might  write  to — I  don't  know  that  I  would  have 
called  it  the  government  at  that  time. 

Senator  Ferguson.  To  whom  did  you  write,  then?  What  would 
you  write  a  letter  for  ? 


INSTITUTE    OF   PACIFIC   RELATIONS  3291 

Mr.  Lattimore,  I  would  write  a  letter  to  indicate  that  I  was  not 
somebody  trying  to  sneak  in;  that  T  was  just  somebody  who  wanted 
to  come  up. 

Senator  Ferguson,  Who  would  be  inclined  to  keep  you  out?  You 
would  have  to  write  to  those  persons.    Who  would  they  be  ? 

Mr.  Lattimore.  That  would  depend,  Senator,  on  what  was  the 
terminology  being  used  at  that  time.  After  the  Sian  incident  in  De- 
cember 1936,  the  Nationalist  Government  had  given  the  Communists 
up  there  some  kind  of  status — I  don't  remember  exactly  what  it  was — 
and  I  would  presumably  write  to  whatever  aduiinistrative  organ  was 
indicated  by  the  terminology  of  the  time. 

The  Chairman.  You  wrote  a  letter  up  there,  but  you  say  now  you 
cannot  recall  to  whom  you  wrote  it;  is  that  right,  Mr.  Lattimore? 

Mr.  Lattimore.  That  is  right. 

The  Chairman.  To  whom  you  addressed  the  letter  is  something 
you  cannot  remember? 

]\Ir.  Lattimore.  That  is  right.  It  was  presumably  addressed  to 
some  sort  of  office  rather  than  a  person. 

Senator  Ferguson.  Will  you  help  me  ?  I  have  trouble  at  times  with 
your  testimony  along  this  line,  that  you  know  nothing  about  com- 
munism, and  at  other  times  it  appears  to  me  the  testimony  indicates 
that  you  know  all  about  communism. 

On  this,  will  you  know  al^out  this  comnumism  in  China? 

Mr.  Lattimore.  I  knew  that  there  were  Communists  in  northwest 
China,  and  I  was  very  eager  to  go  up  and  see  something  about  it. 

Just  not  long  before  that,  a  10-year  news  famine  on  the  Chinese 
Communists  had  been  broken  by  Mr.  Snow,  who  had  succeeded  in  com- 
ing up  there  and  coming  out  with  a  story  that  had  set  every  other 
newspaperman  in  China  trying  to  get  up  there. 

Senator  Ferguson.  Did  not  this  article  in  the  London  Times, 
whether  it  appeared  or  not,  that  you  are  reading,  did  not  the  first  part 
of  it  indicate  that  you  were  well  familiar  with  Comnmnists  in  China 
and  Communist  activities  ? 

Mr.  Lattimore.  No,  sir;  it  indicates  that  I  was  familiar,  as  the  first 
paragraph  shows,  with  what  people  at  Nanking  were  saying  and 
thinking,  and  it  indicates,  as  the  second  paragraph  shows,  that  I  was 
familiar  with  whatever  I  was  able  to  observe  while  I  was  up  there, 
for  about  4  days. 

Senator  Ferguson.  Mr.  Lattimore,  does  not  this  letter  that  was 
read  to  you  just  a  few  moments  ago,  July  26,  about  the  Bisson  article, 
indicate  that  you  knew  something  about  Communists  when  you  said : 

Bisson's  terminology  will  turn  away  a  number  of  people  whom  be  might  have 
persuaded  with  the  use  of  a  different  terminology. 

In  other  words,  he  was  calling,  in  that  article,  the  Communists  of 
China  the  democrats.  Did  this  not  indicate  that  you  knew  all  about 
communism  and  that  the  line  was  not  to  use  words  here  in  the  articles 
to  turn  people  away  ?    ^ 

Mr.  Lattimore.  No,  sir ;  it  indicates  that 

Senator  Ferguson.  What  was  the  terminology  that  you  were  talk- 
ing about  here  ? 

Mr.  Lattimore.  I  would  have  to  reread  the  article  to  know  that. 
Senator. 

Mr.  Morris.  May  I  see  that,  Mr.  Lattimore  ? 


3292  INSTITUTE    OF    PACIFIC   RELATIONS 

I  am  going  to  suggest  that  since  it  is  two  and  a  lialf  pages  long, 
rather  than  to  go  into  the  whole  thing,  I  would  just  like  one  more 
paragraph  placed. 

But  if  you  care  to  read  the  whole  thing 

Mr.  Arnold.  I  haven't  seen  it.  He  would  like  to  read  tlie  whole 
thing. 

Mr.  Morris.  Mr.  Chairman,  the  witness  has  expressed  a  wish  to 
read  the  whole  letter. 

The  Chairman.  He  may  read  the  whole  letter. 

Mr.  SouRwiNE.  For  the  sake  of  continuity  of  the  record,  Mr.  Chair- 
man, may  I  ask  that  the  witness  be  permitted  to  read  it  all  the  way 
through  ? 

The  Chairman.  Beginning  at  the  first? 

Mr.  Sourwine.  No,  beginning  where  he  left  off. 

Mr.  Lattimore  (reading)  : 

It  took  4  days  to  get  there  from  Sian  and  6  to  get  back,  because  the  rains 
were  on  and  we  were  driving  through  the  heart  of  the  loess  country.  The 
yellow,  wind-dropped  soil  lies  hundreds  of  feet  thick  over  what  used  to  be  the 
face  of  the  earth.  Tlie  hills  are  smothered,  but  a  network  of  streams  has  cut 
down  to  the  ancient  valley  beds,  so  that  the  formation  is  now  one  of  innumerable 
plateaux,  some  of  them  higher  and  some  lower,  but  all  flat-topped  and  all  divided 
from  each  other  by  straight-sided  ravines.  "When  it  rains,  the  whole  landscape 
becomes  a  nightmare  of  rather  inferior,  pale-colored  chocolate.  The  sti-eams 
boil  up  in  flood  and  the  cubes  of  tableland  sag  and  slump.  As  a  matter  of  fact, 
it  is  not  a  country  made  for  wheels  at  all.  The  local  inhabitant  prefers  pack 
mules,  when  it  is  dry,  and  when  it  is  wet,  he  gives  up  altogether,  because  even 
a  mule  skids  on  wet  loess.  Only  the  foreigner,  winching  and  flinching  from 
the  memory  of  fleas  indoors,  and  the  revolutionary,  who  has  been  trained  to 
follow  a  line  even  when  skidding,  stay  out  in  the  wet  and  strive  to  make  progress. 
It  is  not  easy,  because  the  newly  and  crudely  made  motor  road  traverses  the 
pale  chocolate  nightmare  in  appalling  ascents  and  descents.  From  each  ravine 
it  attacks  the  next  cube  of  tableland  at  a  corner,  climbing  at  angles  that  are 
difficult  even  for  trucks  with  five  gears ;  it  then  rushes  across  the  top  of  the  cube 
and  falls  over  the  far  edge  in  a  series  of  even  more  terrifying  swoops. 

In  spite  of  this,  it  has  become  a  pilgrim's  highway.  Chinese  educators  and 
students  are  going  up  by  the  hundred,  and  many  of  them  stay  to  take  courses 
in  the  Red  academy.  Foreign  visitors  are  welcomed,  and  missionaries  are  be- 
ing urged  to  come  up  and  see  for  themselves  that  their  preujises  are  undamaged 
and  the  Chinese  Christians  left  undisturbed  to  preach  in  public  or  pray  in  pri- 
vate, as  they  like.  The  only  foreign  visitors  thus  far  have  been  Americans, 
but  the  Communists  profess  impatience  to  see  representatives  of  other  nations, 
and  judging  from  the  way  tliey  talk,  the  first  Englishman  to  arrive  will  be  a 
good  deal  of  a  hero. 

There  is  in  this  a  slightly  wry  contract  with  the  history  of  the  last  10  years, 
when  missionaries  fled  at  tlie  whisper  of  a  Red  raid,  and  when  Great  Britain, 
rather  than  Japan,  was  the  bull's  eye  in  the  target  of  Communist  propaganda. 
What  does  this  reversal  mean?  Is  this  the  true  end  of  the  long  march?  When 
the  ghost  army  of  the  Reds  was  flitting  from  Kiangsi  round  by  the  fringes  of 
Tibet  to  the  uneasy  lands  of  the  partly  Muslim,  partly  Chinese,  partly  Mongol 
northwest,  a  curious  thing  became  noticeable.  Whenever  it  was  officially  re- 
ported that  a  detachment  of  the  Red  army  had  been  surrounded  and  annihilated, 
that  particular  column  invariably  turned  up,  a  little  later,  50  or  a  hundred 
miles  farther  ahead  on  its  appointed  line  of  march.  Bearing  this  in  mind  I 
was  particularly  eager,  when  the  Sung  pagoda  overlooking  Yenan  came  in  view 
to  find  out  whether  the  famed,  almost  fabulous,  leaders  of  the  Red  army  showed 
any  signs  of  that  fading-out  so  knowingly  predicted  of  them  in  tlie  best  semi- 
official quarters.  As  a  matter  of  fact,  one  of  the  first  things  I  heard  was  that 
in  a  blockhouse  on  another  hill,  opposite  the  pagoda,  built  before  the  Reds  came, 
to  defend  the  town  from  them,  there  still  stand  the  proclamations  offering  large 
rewards  for  INIao  Tse-tung  and  Chu  Te,  dead  or  alive.  The  Reds  had  never 
assaulted  the  town.  It  was  the  defense  that  laded  out,  leaving  only  the  notices 
behind  it.     Another  omen? 


INSTITUTE    OF   PACIFIC   RELATIONS  3293 

Mao  Tse-tung,  the  first  of  the  leaders  that  I  met,  did  not  look  faded.  In  fact, 
they  say  he  has  put  on  a  little  weight  during  the  recent  months  of  relative  in- 
activity. It  is  absurd,  looking  at  him,  to  think  of  the  rumors  current  for 
years  that  he  was  about  to  die  of  tuberculosis.  It  would  be  equally  absurd  to 
think  of  him  as  a  ravening  bandit  or  as  a  cold  doctrinaire. 

The  Chairman.  Who  is  that  you  are  speaking  of  there  ? 

Mr.  Lattimore.  Mao  Tse-tung. 

Senator  Ferguson.  Might  I  inquire? 

That  was  your  own  opinion?  That  was  not  what  somebody  was 
telling  you? 

Mr.  Lattimore.  That  was  my  opinion  at  that  time. 

Senator  Ferguson.  Yes. 

Mr.  Lattimore.  Indicating  that  I  didn't  know  much  about  com- 
munism. 

Senator  Ferguson.  Was  he  one  of  the  revolutionary  people  that  you 
were  talking  about  following  the  line  that  you  referred  to  before  ? 

Mr.  Lattimore.  I  presume  he  would  be  generally  included,  yes. 
•    Senator  Ferguson.  You  knew  about  the  party  line,  then? 

Mr.  Lattimore.  I  knew  there  was  such  a  thing,  yes. 

Senator  Ferguson.  And  you  knew  how  Communists  followed  it, 
as  indicated  in  your  remarks  in  there  ? 

Mr.  Lattimore.  Generally  speaking,  yes. 

Senator  Ferguson.  That  was  specific ;  was  it  not  ? 

Mr.  Lattimore.  What  ? 

No;  it  is  just  a  general  reference  to  the  fact  that  there  is  such  a 
thing  as  a  Communist  line,  and  that  Communists  follow  the  line  even 
when  they  skid,  or  try  to. 

Senator  Ferguson.  All  right,  proceed. 

Mr.  Lattimore  (reading)  : 

In  the  course  of  a  few  days  I  saw  him  in  many  moods ;  at  interviews  that 
lasted  for  hours;  at  meals,  at  the  theater  (in  the  church  of  the  English  Baptist 
Mission),  where  sketches  and  short  plays  were  being  put  on  that  substituted 
United  Front  propaganda  for  Communist  indoctrination.  One  of  my  most  vivid 
impressions  was  on  the  evening  of  my  departure.  The  room  was  full ;  Chu  Te 
and  Chou  En-lai  had  their  heads  together  over  a  statement  to  the  press;  others 
were  arguing,  laughing,  giving  verbal  and  written  messages  to  be  taken  "out" — 
for  communication  between  the  Red  world  and  the  outside  world  is  not  yet 
entirely  free.  I  happened  to  glance  at  Mao  Tse-tung,  who  was  sitting  in  the 
middle  of  it  all.  His  head  had  sunk  forward  a  little,  his  arms  hung  limp,  his 
face  was  expressionless,  and  his  eyes  without  luster.  He  had  completely 
withdrawn  himself  from  his  surroundings.  Then  someone  spoke  to  him,  and 
he  joined  in  at  once,  as  though  he  had  subconsciously  kept  up  with  all  the 
conversation  going  on  around  him. 

This  is  a  trivial  example  of  a  flexibility  that  is  really  amazing.  Mao  Tse-tung 
can  range  from  the  widest  philosophical  concepts  on  which  the  Communist 
IK)licy  is  based  to  the  narrowest  detail  of  practical  application,  without  haste, 
without  delay,  and  without  the  slightest  blurring  of  focus.  He  has  fire  and 
passion,  but  so  matured  and  tempered  that  there  seems  to  be  no  personal 
warping  of  his  thought;  and  yet,  in  a  long  extemporaneous  discussion  of  a 
complicated  subject  there  will  not  be  a  single  cliche  (and  Chinese  is  more  full 
of  cliches  than  even  English)  ;  every  phrase  has  a  personal  stamp. 

It  would  be  misleading,  however,  to  give  too  many  personal  details  about 
Mao,  Chu  Te,  and  other  leaders.  So  little  is  known  of  the  inside  workings  of 
the  Communist  movement  in  China  that  it  is  almost  always  spoken  of  in  terms 
of  its  leading  personalities.  At  Yenan  a  contrast  is  immediately  noticeable: 
The  Communists  themselves  never  speak  of  Nanking  in  terms  of  Chiang  Kai- 
shek,  or  any  other  leader.  They  stick  to  estimates  of  groups  and  movements 
and  economic,  social,  and  political  forces. 

From  this  alone  it  is  obvious  that  they  are  not  either  bandit's  preying  on 
society  or  condottieri  aiming  at  power  for  the  sake  of  power.    This  is  as  true 


3294  INSTITUTE    OF   PACIFIC   RELATIONS 

now  that  they  have  compromised  ou  a  united  front  as  it  was  when  they  were 
at  open  war  witla  Nanking.  Some  of  tlieir  more  positive  characteristics  I  shall 
try  to  describe  in  a  second  article. 

Senator  Ferguson.  Did  you  do  that  ^ 

Mr.  Lattimore.  I  don't  remember.  If  I  did,  it  must  be  in  this  file. 
I  don't  have  it. 

Senator  Ferguson.  How  would  this  get  into  the  IPR  files? 

Mr.  Lattimore.  Evidently  I  sent  it,  marked  in  the  top  corner  FVF, 
who  was  at  that  time,  I  believe,  secretary  of  the  American  Council. 

Senator  Ferguson.  Who  was  that? 

Mr.  Lattimore.  Mr.  Field,  F.  V.  Field. 

Senator  Ferguson.  Did  you  have  to  have  clearance  by  Field  ? 

Mr.  Lattimore.  No,  sir. 

Senator  Ferguson.  Why  would  you  send  this  article  to  Field? 

Mr.  Lattimore.  I  was  following  the  usual  IPR  practice  of  send- 
ing articles  for  information  to  the  IPR  office,  and  since  Mr.  Field 
was  the  secretary,  he  was  the  obvious  person  to  send  it  to. 

The  Chairman.  This  instrument  that  is  being  discussed  is  not  in 
the  record.     Do  you  wish  it  in  the  record? 

Mr.  Morris.  Yes,  sir. 

The  Chairman.  It  will  be  inserted  in  the  record. 

(The  document  referred  to  was  marked  "Exhibit  No.  513"  and  was 
read  in  full  by  Mr.  Lattimore  beginning  on  page  3289.) 

Senator  Ferguson.  Mr.  Lattimore,  was  all  of  your  time  taken  by 
the  IPR? 

Mr.  Lattimore.  At  that  time? 

Senator  Ferguson.  Yes. 

Mr.  Lattimore.  No. 

Senator  Ferguson.  I  cannot  understand  why  you  would  be  sending 
this  to  Field,  an  article  that  you  were  trying  to  sell  to  the  London 
Times. 

Mr.  Lattimore.  It  was  an  article  I  was  sending  to  the  New  York 
office,  Mr.  Field  being  secretary. 

I  had  just  been  up  to  a  then  still  mysterious  and  exciting  part  of 
China  that  everybody  was  trying  to  get  to,  and  I  thought  that  my  best 
chance  of  writing  an  article  would  be  for  the  London  Times. 

But  rather  than  write  a  long  description  of  a  journey  that  I  knew 
would  be  of  interest  to  the  New  York  office,  since,  after  all,  the  IPR 
was  studying  China,  among  other  countries,  I  simply  sent  a  carbon 
copy  of  the  article.  That  would  be  my  present  reconstruction  of  what 
happened. 

Senator  Ferguson.  Were  you  paid  personally  or  was  the  IPR  paid 
on  an  article  like  this  ? 

Mr.  Lattimore.  On  an  article  like  this,  I  would  be  paid  personally. 

Mr.  SouRwiNE.  Mr.  Chairman,  may  I  inquire? 

The  Chairman.   Yes,  sir. 

Mr.  SouRwiNE.  This  goes  back  just  a  little  way,  Mr.  Lattimore: 
Did  you  find  Yenan  in  any  way  crowded  with  non-Communist 
tourists  ? 

Mr.  Latitmore.  Yes ;  I  should  say  fairly  crowded. 

Mr.  SouRwiNE.  You  have  said  several  times  that  everyone  was  try- 
ing to  get  up  there. 

Mr.  Lattimore.  That  is  right. 

Mr.  SouRwiNE.  Was  everyone  able  to  get  up  there? 


INSTITUTE    OF   PACIFIC   RELATIONS  3295 

Mr.  Lattimore.  No;  not  everybody.  A  number  of  people  were 
stopped  by  the  Chinese  Government  authorities. 

I  remember  in  the  papers  at  the  time  there  was  a  good  deal  of  talk 
about  the  fact  that  the  correspondent  of  the  New  York  Herald  Trib- 
une was  forced  to  leave  the  plane  on  which  he  was  trying  to  fly  up 
there. 

Mr.  SouRWiNE.  How  did  you  send  up  your  original  letter  asking 
if  vou  could  come? 

Mr.  Lati'IMORe.  Judging  from  the  account  that  has  just  been  read 
out,  I  stuck  it  in  the  mail  with  my  return  address  on  the  back,  and 
it  went  on  up. 

Mr.   SouRWiNE.  Were  the  mails  operating  into  Communist-held 

China? 

Mr.  Lattimore.  They  were ;  yes. 

Mr.  SouRwiNE.  Do  you  not  say  in  this  article  that  as  you  were 
ready  to  leave,  they  were  crowding  around  to  give  you  messages, 
because  communications  were  difficult,  or  words  to  that  effect? 

Mr.  Lattimore.  I  don't  know  whether  those  communications  were 
given  to  us,  or  not.  There  were,  I  think,  several  cars  leaving  at  the 
same  time. 

The  Chairman.  The  question  is :  Do  you  not  say  in  this  article  that 
they  were  crowding  around  to  give  you  messages?  That  is  the 
question. 

Mr.  Lattimore.  I  am  trying  now  to  throw  my  memory  back.  Let's 
see 

The  Chairman.  You  do  not  have  to  tlirow  your  memory  back.  It  is 
right  there  in  the  article. 

Mr.  Lattimore.  It  is  15  years  or  more. 

The  Chairman.  Read  the  article,  Mr.  Lattimore. 

Mr.  Lattimore.  Do  you  want  me  to  read  that  passage  again  ? 

The  Chairman.  Yes.     Read  the  article,  Mr.  Lattimore. 

The  question  is :  Do  you  not  say  in  that  article  that  they  were  crowd- 
ing  around  to  give  you  messages? 

Mr.  Lattimore  (reading)  : 

others  were  arguing,  laughing,  giving  verhal  and  written  messages  to  be  taken 
out,  for  communication  between  the  Red  world  and  the  outside  world  is  not 
yet  entirely  free. 

I  suppose  that  indicates  that  the  mails  were  censored.     * 

Senator  Ferguson.  That  was  not  the  question.  The  question  was 
whether  or  not  they  were  giving  to  you  and  your  party  the  messages. 

Mr.  Lattimore.  I  don't  believe  they  were. 

As  far  as  my  recollection  goes,  Mrs.  Edgar  Snow  was  up  there  at  the 
time  and  asked  us  to  take  a  letter  back  to  her  husband  for  her,  and  I 
believe — here  my  memory  is  extremely  uncertain — that  she  may  have 
also  asked  us  to  take  down  to  her  husband  some  of  the  material  that 
she  had  been  collecting  up  there  so  as  to  have  it  in  Peking  when  she 
got  back. 

Senator  Ferguson.  Then,  as  I  understand  it,  there  was  one  lady. 

Mr.  Lattimore.  That  is  right. 

Senator  Ferguson.  You  wrote  this  wliole  paragraph  around  the 
fact  that  Mrs.  Snow  wanted  you  to  take  a  letter  to  her  husband. 

Mr.  Lattimore.  That  is  all  that  I  remember  that  our  party  took  out. 

Senator  Ferguson.  No  ;  I  did  not  ask  you  what  you  took  out  at  all. 
I  want  to  know  what  you  were  describing  in  that  article,  and  now 


3296  INSTITUTE    OF   PACIFIC    RELATIONS 

you  leave  us  with  the  opinion  that  all  you  were  doing  was  describing 
the  fact  that  Mrs.  Snow  was  sending  a  letter  down  to  her  husband 
with  you  or  one  of  your  party. 

Mr.  Arnold.  May  he  read  the  article  again  ? 

Senator  Ferguson.  Yes. 

But  it  is  what  he  is  telling  us  what  he  meant  by  that,  now. 

Mr.  Arnold.  I  thought  it  was  what  was  in  the  article. 

The  Chairman.  Let  him  read  the  article  again. 

Mr.  Lattimore  (reading)  : 

Others  were  arguing,  laughing,  giving  verbal  and  written  messages  to  be  taken 
out,  for  communication  between  the  Red  world  and  the  outside  world  is  not  yet 
entirely  free. 

Mr.  SouRwiNE.  The  important  thing,  Mr.  Lattimore,  is  that  ques- 
tion of  what  the  communications  between  the  Red  world,  as  you  have 
spoken  of  it,  and  the  outside  world,  were. 

I  do  not  mean  to  labor  the  point,  sir,  but  I  would  like  to  know: 
Are  you  testifying  here  that  you  sent  your  letter  to  Yenan  and 
received  an  answer  through  the  ordinary  course  of  the  mails;  that 
you  made_  no  special  arrangements  to  have  that  letter  delivered 
in  Red  China  ? 

Mr.  Lattimore.  That  is  right. 

Mr.  SouRWiNE.  Is  that  your  testimony  ? 

Mr.  Lattimore.  That  is  my  testimony. 

And  if  I  had  received  no  reply  to  that  letter,  I  would  have  con- 
sidered it  an  indication  of  the  extent  to  which  the  Red  region  was  still 
being  blockaded  or  sequestered,  or  whatever  you  like  to  call  it. 

The  Chairman.  All  right,  Senator  Ferguson. 

Senator  Ferguson.  Does  the  word  "others"  describe  Mrs.  Snow 
alone  ? 

Mr.  Lattimore.  At  this  moment,  I  have  no  recollection,  sir.  There 
were  a  number  of  people  preparing  to  leave  Yenan  at  that  time,  and 
I  was  just  giving  a  journalist's  general  impression  of  what  was 
going  on. 

I  think  the  fact  that  I  was  writing  it  for  a  London  newspaper, 
with  a  hope  of  publication,  is  a  fairly  obvious  indication  that  it  was 
nothing  that  anybody  regarded  as  surreptitious. 

Senator  Ferguson.  But  you  do  not  mean  to  convey  the  idea,  do 
you,  that  when  you  were  selling  these  articles  you  were  not  writing 
the  truth? 

Mr.  Lattimore.  I  was  certainly  writing  the  truth  as  I  understood 
it  at  that  time. 

Senator  Ferguson.  Then  we  would  take  the  idea  that  it  was  more 
than  Mrs.  Snow  that  wanted  to  send  articles  out. 

Mr.  Lattimore.  Presumably,  it  was.     That  is  the  way  it  reads. 

Then  I  will  distinguish  from  that  as  significant  that  the  only 
things  that  I  remember  our  party  taking  out  were  some  messages  and 
manuscripts  of  Mrs.  Snow's. 

I  think  the  way  to  settle  this  would  be  to  ask  some  of  the  other 
people  who  were  up  there  at  that  time. 

Senator  Ferguson.  Where  was  this  particular  meeting  that  you  de- 
scribe Mao  sitting  in  the  meeting  ? 

Mr.  Lattimore.  Somewhere  in  one  of  the  offices  in  Yenan,  I  sup- 
pose, or  guest  rooms,  or  hostel,  or  somewhere. 

Senator  Ferguson.  But  it  was  not  a  public  place  ? 


INSTITUTE    OF   PACIFIC   RELATIONS  3297 

Mr.  Lattimore.  Oh,  yes ;  everything  there  was  pretty  public. 
Senator  Fergusox.  Was  not  he  one  of  the  leaders  of  this  movement? 

Mr.  Lattimore.  Yes,  he  was  one  of  the  leaders  in  the  movement. 

Senator  Ferguson.  Who  was  the  head  of  that  government  ? 

Mr.  Latitmore.  He  was. 

The  Chairman.  Referring  to  whom  ?    Mao  Tse-tung  ? 

Mr.  Lattimore.  Mao  Tse-tung;  yes. 

Senator  Ferguson.  Was  not  this  in  one  of  his  residences,  or  offices  ? 

Mr.  Lattiimore.  I  don't  recall  clearly  at  the  time,  but  I  would  say 
it  was  much  more  probably  at  the  guest  hostel  where  a  lot  of  them 
came  to  say  good-by  to  people  who  were  leaving. 

Mr.  SouRwiNE.  Mr.  Chairman,  I  have  a  bypath  I  would  like  to 
follow  briefly,  if  I  may,  for  2  or  3  minutes. 

The  Chairman.  Very  well. 

Mr.  SouRwiNE.  You  were  with  Mr.  Bisson  in  Yenan ;  is  that  right, 
Mr.  Lattimore  ? 

Mr.  Lattimore.  Tliat  is  right. 

Mr.  SoURWiNE.  When  you  were  in  Japan  in  the  fall  of  1945,  did 
you  see  Mr.  Bisson  there? 

Mr.  Lattimore.  Yes ;  I  met  Mr.  Bisson  very  briefly. 

As  I  remember,  the  United  States  strategic  bomb  survey  mission 
was  arriving  in  Tokyo  just  about  the  time  the  reparations  mission 
was  leaving,  and  ]Mr.  Bisson  was  attached  to  the  strategic  bomb  sur- 
vey, and  I  saw  him  just  before  he  left  Tokyo. 

Mr.  SdURWiNE.  Did  you  travel  anywhere  with  him  in  Japan  in  the 
fall  of  1945  ? 

Mr.  Lattimore.  Xo,  I  don't  believe  I  did. 

Mr.  SouRwiNE.  Mr.  Lattimore,  do  you  know  Shiro  Takeda? 

Mr.  Lattimore.  No,  I  don't  believe  I  do. 

Mr.  SouRwiNE.  Do  you  know  Nobuyoshi  Nakamura  ? 

Mr.  Lattimore.  Xo,  I  don't  believe  I  do. 

Mr.  SouRwiNE.  Do  you  know  Teiji  Koide? 

Mr.  Lattimore.  I  don't  believe  I  do. 

Mr.  SouRw^NE.  Do  you  know  who  any  of  those  three  men  are? 

Mr.  Lattimore.  No  ;  I  cannot  place  them. 

Mr.  SouRWiNE.  Did  they  accompany  you  to  or  within  Japan  in 
1945  ? 

jNIr.  Lattimore.  Not  than  I  can  recall. 

Mr.  SouRwiNE.  Did  you  make  any  trips  with  them  ? 

Mr.  LA-rriMORE.  I  don't  think  so.  Let  me  see.  I  don't  think  I  made 
any  trips  out  of  Tokyo. 

Mr.  SouRwiNE.  Did  you  go  around  Tokyo  with  them?  Did  they 
accompany  you,  or  did  you  accompany  them  in  Tokyo  on  any  oc- 
casions ? 

Mr.  Lattimore.  I  may  have.     I  can't  recall  it  at  the  moment. 

Mr.  SouRwiNE.  Thank  you. 

Mr.  Morris.  Mr.  Chairman,  may  I  add  into  the  record  at  this 
time  an  article  which  appeared  in  the  New  Masses  on  October  12, 
1937,byMr.  Philip  Jaffe? 

The  Chairman.  We  have  a  peculiar  situation  here  now.  You 
have  the  witness  saying  that  he  did  not  know  these  parties  named 
by  counsel. 

Mr.  Lattimore.  That  I  don't  recall  them.  I  don't  believe  I  met 
them. 


3298  INSTITUTE    OF   PACIFIC   RELATIONS 

The  Chairman.  And  that  they  may  have  conducted  him  around 
Tokyo. 

Do  ,you  want  to  straighten  that  out,  or  not? 

Mr.  Lattimore.  I  would  like  to  explain,  Mr.  Chairman,  a  number  of 
times  in  these  hearings  the  names  of  people  have  been  mentioned  whom 
I  totally  failed  to  recall,  and  later  on  some  memorandum  or  other  docu- 
ment is  brought  out  which  indicates  that  I  did  meet  them.  This  is  part 
of  the  whole  procedure,  which  I  should  very  respectfully  like  to 
criticize. 

The  Chairman.  That  part  will  be  stricken  from  the  record.  You 
are  not  here  for  the  purpose  of  criticizing ;  you  are  here  for  the  purpose 
of  testifying  under  oath,  and  you  are  under  oath. 

Mr.  Morris.  Mr.  Chairman,  may  I  introduce  into  the  record  the 
article  by  Philip  J.  Jaffe  who,  as  the  witness  has  testified,  was  one  of 
the  four  people  in  his  party  at  Yenan  ? 

This  appeared  in  the  New  Masses  of  October  12, 1937. 

The  Chairman.  You  had  better  listen  to  the  question,  Mr.  Lattimore. 

Senator  Smith.  Mr.  Chairman,  would  you  let  me  ask  one  question, 
before  Mr.  Morris  proceeds  ? 

The  Chairman.  Yes,  sir. 

Senator  Smith.  Mr.  Lattimore,  you  referred  in  your  testimony  to 
interviews  with  Mao  Tse-tung. 

Mr.  Lattimore.  That  is  right. 

Senator  Smith.  How  many  interviews  did  you  have  with  him  ?  You 
mentioned  several  hours.  How  many  times  did  you  interview  Mao 
Tse-tung,  or  were  you  present  with  him  in  the  interview? 

Mr.  Lattimore.  I  think  I  myself  personally,  not  more  than  two. 

Senator  Smith.  Were  you  present  when  others  were  interviewing 
him? 

Mr.  Lattimore.  As  far  as  I  remember,  the  only  interviewing  was 
done  by  others. 

Senator  Smith.  Who  were  present  with  you  at  those  interviews? 
What  other  individuals  ? 

Mr,  Lattimore.  To  the  best  of  my  recollection,  Mr.  Bisson  and  Mr. 
Jaffe. 

Senator  Smith.  Were  Mrs.  Snow  and  Mrs.  Jaffe  present  at  those 
interviews  ? 

Mr.  Lattimore.  I  don't  think  so. 

Senator  Smith.  Were  any  other  individuals  present  besides  you 
and  Mr.  Jaffe  and  Mr.  Snow  and  Mr.  Bisson  ? 

Mr.  Lattimore.  The  only  other  person  that  I  recall  was  a  young 
Chinese  who  was  acting  as  Mr.  Mao's  interpreter. 

Senator  Smith.  So  that  each  time  you  had  an  interview  with  Mao 
Tse-tung,  it  was  just  the  three  or  four  of  you? 

]\Ir.  Lattimore.  That  is  right. 

Senator  Smith.  So  it  was  more  or  less,  then,  you  might  say,  a  private 
interview  or  private  hearing  with  Mao  Tse-tung,  was  it  not? 

Mr.  Lattimore.  It  was. 

I  don't  know  whether  "private"  is  the  right  word  to  characterize 
it.  He  was  giving  some  foreigners  some  information  for  publication 
if  they  felt  it.     So  I  wouldn't  call  it  very  private. 

Senator  Smith.  Did  he  give  you  permission  to  publish  everything 
he  said  to  you  there  ? 


INSTITUTE    OF   PACIFIC   RELATIONS  3299 

Mr.  Lattimore.  To  the  best  of  my  recollection,  that  was  the  basis 
on  which  the  interviews  were  held,  just  like  a  journalistic  interview 
which  is  for  the  purpose  of  publication. 

Senator  Smith.  At  that  time  he  was  the  commander  in  chief,  was 
h^  not,  and  the  head  man,  so  to  speak,  of  the  Chinese  Connnunists? 

jSIr.  Latomore.  Yes;  that  would  be  my  assumption.  I  don't  know 
exactly  how  the  connnittee  structure  of  the  Communists  went  at  that 
time ;  whether  he  was  regarded  as  a  member  of  a  committee  or  as  the 
individual  head. 

Senator  Smith.  Did  he  not  have  a  residence,  an  official  residence? 

Mr.  Lattimore.  He  had  a  small  mud  house  off  in  a  corner  of  the 
town. 

Senator  Smith.  You  do  not  mean  to  convey  the  impression  just 
now,  then,  do  you,  that  he  just  met  you  around  in  any  particular  public 
places  ? 

Mr.  Lattimore.  He  also  met  us  around  in  public  places. 

Senator  Smith.  How  many  times? 

Mr.  Lattimore.  We  were  there  4  days.  I  don't  remember  whether 
we  saw  him  each  of  those  4  days,  or  not. 

Senator  Smith.  Did  you  inquire  about  the  people  in  attendance  at 
the  Red  academy  which  you  mentioned  ? 

Mr.  Lattimore.  Xot  in  detail ;  no. 

Senator  Smith.  Did  you  write  an  article  about  the  work  being  done 
in  the  Red  academy  ? 

Mr.  Lattimore.  I  don't  believe  I  did,  unless  there  is  a  second  article 
for  the  London  Times  here,  in  which  I  said  something  about  it. 

Senator  Smith.  I  believe  that  is  all  at  the  moment,  Mr.  Chairman. 

The  Chairman.  All  right ;  Mr.  Morris. 

Mr.  Morris.  Mr.  Chairman,  will  you  receive  in  the  record  the  article 
I  described,  namely,  the  newspaj)er  article  of  October  12, 1937,  written 
by  Philip  J.  Jatfe,  who  was  one  of  the  party  of  four  accompanying 
Mr.  Lattimore  on  this  trip  to  Yenan,  about  which  we  have  had  testi- 
mony today  ? 

The  Chairman.  Where  do  you  get  that  ? 

Mr.  Morris.  This  is  from  the  New  Masses  of  October  12,  1937. 

The  Chairman.  Very  well. 

Senator  Ferguson.  Mr.  Chairman,  it  can  be  tied  in  to  Mr.  Latti- 
more's  visit. 

Mr.  Morris.  Mr.  Chairman,  I  would  like  to  read  two  passages  here 
which  relate  to  the  witness  today. 

Mr.  Arnold.  Do  you  have  a  copy  ? 

Mr.  Morris.  No  ;  we  do  not. 

Senator  Smith.  Is  the  New  Masses  a  Communist  publication  ?  Is 
it  true,  or  is  it  not? 

What  is  the  proof  you  have  up  to  now  ? 

ISIr.  Morris.  Mr.  Mandel,  will  you  give  us  the  document  on  the 
New  Masses  ? 

]Mr.  Mandel.  The  New  Masses  was  cited  as  a  Communist  periodical 
by  the  Attorney  General  Francis  Biddle  in  September  1942. 

Mr.  Morris.  I  am  now  reading  from  page  5,  column  1.  This  is  by 
Mr.  Jafl'e,  who  accompanied  Mr.  Lattimore,  according  to  Mr.  Latti- 
more's  testimony,  on  that  trip  to  Yenan : 

While  in  Yenan  our  party  which  included  beside  myself,  T.  A.  Bisson  of  the 
Foreign   Policy   Association,    and    Owen    Lattimore,   editor   of   Pacific   Affairs, 


3300  INSTITUTE    OF   PACIFIC   RELATIONS 

stayed  at  the  foreign  office.  The  building  was  soon  buzzing  with  excitement. 
We  had  barely  finished  our  first  dinner  in  Yenan,  when  guests  arrived :  Ting 
Ling,  China's  foremost  woman  writer ;  Li  Li-san,  an  old  associate  of  Dr.  Sun 
Yat-sen,  the  only  two  non-Chinese  then  in  the  region,  Agnes  Smedley  and  Peggy 
Snow,  wife  of  tlie  American  writer,  Edgar  Snow,  and  many  Communist  leaders. 
Before  long,  we  were  talking  and  singing  in  a  variety  of  languages.  In  the 
midst  of  our  animated  discussion,  somebody  entered  quietly  and  sat  down. 
''Comrade  Mao"  someone  said — Mao  Tse-tung,  the  political  leader  of  the  then 
Chinese  Soviet  Government. 

I  would  now  like  to  turn  to  page  10,  reading  from  column  2. 
The  Chairman.  The  same  article? 
Mr.  Morris.  The  same  article,  sir. 
The  Chairman.  By  whom  ? 

Mr.  Morris.  By  Philip  J.  Jaffe,  who  was  one  of  the  people  on  that 
trip. 

Our  visit  to  Yenan  was  climaxed  by  a  huge  mass  meeting,  addressed  by 
Chu  Teh— 

Who  is  now  the  head  of  the  Chinese  Communists;  is  he  not,  Mr. 
Lattimore  ? 

Mr.  Lattimore.  I  couldn't  answer  that. 

Mr,  Morris  (reading)  : 

Bisson,  Lattimore,  and  myself  and  attended  by  the  1,500  cadet  students  of  the 
People's  Anti-Japanese  Military-Political  University  and  about  500  from  other 
schools.     *     *     * 

The  Chairman.  I  would  like  to  have  you  go  back  to  the  first  excerpt 
you  read  there,  where  it  speaks  of  those  who  were  there. 
Mr.  Morris.    Yes,  sir. 

The  Chairman.  Will  you  read  it  again,  please  ? 
Mr.  Morris  (reading)  : 

While  in  Yenan  our  party,  which  included  besides  myself  T.  A.  Bisson  of  the 
Foreign  Policy  Association,  and  Owen  Lattimore,  editor  of  Pacific  Affairs,  stayed 
at  the  Foreign  Ofiice.  The  building  was  soon  buzzing  with  excitement.  We  had 
barely  finished  our  first  dinner  in  Yenan  when  guests  arrived  :  Ting  Ling,  China's 
foremost  woman  writer ;  Li  Li-san,  an  old  associate  of  Dr.  Sun  Yat-sen ;  the 
only  two  non-Chinese  then  in  the  region,  Agnes  Smedley  and  Peggy  Snow,  wife 
of  the  American  writer,  Edgar  Snow ;  and  many  Communist  leaders.    *    *    * 

The  Chairman.  I  want  to  refer  to  that  one  remark  about  the  only 
two  non-Chinese  in  the  region. 

Mr.  Morris.  "The  only  two  non-Chinese  then  in  the  region."  That 
is  in  contradiction  of  the  testimony  we  have  had  here  today ;  yes,  sir. 

The  Chairman.  The  witness  stated  here  today  that  there  were 
many  people  there. 

Mr.  Lattimore.  Excuse  me,  Mr.  Chairman.  I  didn't  state  they 
were  there  at  the  time  I  was  there.  A  number  of  them  got  there  before 
I  was  there  and  a  number  got  there  after  I  was  there. 

Mr.  SouRwiNE.  Mr.  Lattimore,  I  asked  you  if  you  found  the  place 
crowded  with  tourists. 

Mr.  Lattimore.   Chinese.     Chinese  are  also  tourists  sometimes. 

Senator  Ferguson.  Mr.  Lattimore,  were  you  restricted  in  any  way 
while  you  were  there? 

Mr.  Lattimore.   Yes.     I  would  say  I  was. 

Senator  Ferguson.   How? 

Mr.  Lattimore.  One  of  my  principal  interests  in  being  there  was  to 
try  to  find  out  how  the  Communists  were  dealing  with  minority  groups 
such  as  the  Chinese  Moslems  and  the  Mongols. 


INSTITUTE    OF    PACIFIC    RELATIONS  3301 

This  was  near  to  Mongol  territory.  And  I  heard  while  I  was  there 
that  there  was  a  school  for  such  people  situated  just  outside  of  Yenan, 
very  close,  and  I  repeatedly  asked  to  be  taken  there  and  allowed  to 
interview  people.     But  this  was  not  permitted. 

Finally,  they  said  that  they  would  bring  in  a  delegation  from  there, 
and  they  brought  in  a  number  of  what  they  called  students  in  a  school 
for  minorities  that  they  had  there.  These  included  Moslems,  Tibetans, 
Mongols,  and  various  tribal  people  like  Lolos  and  so  forth.  And  they 
had  a  Chinese  there  in  charge  of  them,  and  he  was  an  English-speaking 
Chinese,  and  he  started  to  ask  them  various  routine  questions  in 
Chinese. 

Presumably,  part  of  their  education  in  this  school  was  that  they 
were  all  learning  Chinese,  which  he  would  then  interpret  into  English. 

Having  spotted  a  couple  of  Mongols,  I  started  talking  to  them  in 
Mongol.  They  were  delighted  to  find  someone  who  spoke  Mongol 
and  began  to  respond  very  eagerly.  But  the  Chinese  in  charge  of 
them  became  so  obviously  agitated  at  my  having  direct  access  to  them 
without  his  control  that  I  broke  it  off  for  fear  of  getting  the  poor 
boys  into  trouble. 

Senator  Ferguson.  Did  you  have  a  camera? 

Mr.  Lattimore.  Yes,  I  did. 

Senator  Ferguson.  Were  you  restricted  in  taking  pictures? 

Mr.  Lattimore.  I  don't  think  we  were  restricted  at  all  in  taking 
pictures. 

Senator  Ferguson.  You  seem  to  have  a  very  fine  memory  on  this 
conversation  when  you  had  the  Chinese  interpreter  who  brought  in 
these  people. 

Mr.  Lattimore.  Naturally.  These  Chinese  minorities  were  my 
special  subject  of  interest  and  research  study. 

Senator  Ferguson.  You  did  not  mention  them,  though,  in  your 
article,  did  you,  in  the  London  Times  ? 

Mr.  Lattimore.  I  don't  know  whether  I  mentioned  them  in  a  sub- 
sequent article,  if  there  was  one,  or  not. 

Senator  Ferguson.  Will  you  try  and  find  if  you  have  a  copy  of  that 
article  ? 

Mr.  Lattimore.  Surely  I  will. 

The  Chairman.  Does  Mao  Tse-tung  speak  English  ? 

Mr.  Lattimore.  No,  sir. 

The  Chairman.  Did  he  speak  Russian? 

Mr.  Lattimore.  I  don't  believe  so. 

Senator  O'Conor.  IMr.  Chairman,  could  I  ask  a  question  right  there  ? 

The  Chairman.  Yes. 

Senator  O'Conor.  Mr.  Lattimore,  was  any  conversation  had,  prior 
to  your  addressing  the  students,  as  to  under  what  circumstances  you 
would  address  them,  or  in  what  manner? 

Mr.  Lattimore.  No.  There  was  an  address  of  some  sort  by,  I  think, 
Chu  Teh,  who  was  presiding.  And  he  said :  "We  have  many  visitors 
here,  including  some  foreign  visitors,  and  we  welcome  them  all,"  and, 
you  know,  that  kind  of  thing.  And  then  somebody  who  was  stand- 
ing beside  them  said,  "One  of  these  foreigners  talks  Chinese;  how 
about  having  him  come  up?"  and  there  was  a  sort  of  clamor  from  the 
crowd,  and  they  said,  "Make  the  foreigner  talk  Chinese." 

So  I,  unwilling,  scrambled  on  the  platform.  At  that  time  I  had 
never  made  a  public  speech  in  Chinese ;  I  had  nothing  prepared,  and 


3302  INSTITUTE    OF   PACIFIC   RELATIONS 

SO  I  got  up  and  made  some  remarks.  And  there  were  a  lot  of  guffaws 
because  I  used  rather  colloquial  language  instead  of  formal  lecture 
language,  and  then  I  scrambled  down. 

There  was  a  mixture  of  laughter  and  applause. 

Senator  O'Conor.  About  what  were  your  remarks? 

Mr.  Lattimore.  A  general  kind,  that  we  were  very  glad  to  be  up 
there  and  we  thanked  them  for  their  hospitality,  and  we  wanted  to 
see  what  was  going  on — that  sort  of  thing,  you  know. 

Senator  O'Conor.  How  about  Mr.  Jaffe's  and  Mr.  Bisson's  re- 
marks ? 

Mr.  Lattimore.  I  don't  recall  whether  they  made  remarks  or  not. 
If  they  did,  it  would  have  to  be  through  interpreters,  of  course. 

Senator  O'Conor.  Of  course,  you  noted  Mr.  Jaffe's  reference  to  the 
article  in  the  New  Masses. 

Mr.  Lattimore.  I  skipped  that.     Did  he  say  they  addressed  the 

Senator  Ferguson.  Yes.     He  said  three  of  them. 

Senator  O'Conor.  All  three  of  them  addressed. 

Will  you  read  that  please,  Mr.  Morris  ? 

Mr.  Morris  (reading)  : 

Our  visit  to  Yenan  was  climaxed  by  a  huge  mass  meeting,  addressed  by  Clui 
Teh,  Bisson,  Lattimore,  and  myself.     *     *     * 

Senator  O'Conor.  That  is  to  what  I  was  referring. 

What  have  you  to  say  with  reference  to  their  addressing  the  group  ? 

Mr.  Lattimore.  I  have  no  recollection  of  what  they  were  talking 
about.  Senator.  My  recollection  is  one  of  sort  of  mingled  pleasure 
at  having  been  able  to  scramble  througli  a  speech  in  Chinese  and  em- 
barrassment in  having  made  slips  in  the  use  of  colloquial  language 
that  made  people  laugh.  So  I  was  not  psychologically  in  the  right 
mood  for  paying  close  attention  to  what  other  people  were  saying. 

Senator  O'Conor.  In  view  of  the  other  observations  that  were  made, 
as  to  the  difficulties  confronting  others  in  getting  up  there,  the  impres- 
sion is  left,  at  least  on  me,  that  you  were  not  only  welcome,  but  that 
you  were  given  more  or  less  free  rein  to  do  as  you  pleased  while  you 
were  there.     Would  that  be  correct  ? 

Mr.  Lattimore.  Roughly  correct,  Senator. 

If  I  may  explain,  we  were  certainly  given  remarkable  opportunities 
to  interview  people  and  to  ask  questions. 

As  I  say,  I  personally  found  restriction  on  my  movements  and  op- 
portunities when  I  tried  to  get  into  the  one  thing  that  interested  me 
most. 

I  can't  answer  for  the  journalists  who  got  there  before  me  and  got 
there  after  me,  except  in  the  general  sense  that  the  newspaper  accounts 
published  by  such  people  at  the  time  all  laid  stress  on  at  least  the 
relative  frankness  and  willingness  to  talk  of  Communist  leaders  when 
interviewed  up  there. 

Senator  O'Conor.  Mr.  Lattimore,  the  only  other  question  I  would 
like  to  ask  is  this :  You  have  previously  indicated  or  stated  that  you 
are  unfamiliar  with  the  Communist  line  and  with  Communist  teach- 
ings and  precepts. 

In  the  article  in  the  London  Times,  in  your  reference  to  Mao,  you 
not  only  speak  quite  approvingly  of  him,  but  you  indicate  that  lie  was 


INSTITUTE    OF   PACIFIC   RELATIONS  3303 

quite  adept  at  speaking  on  the  philosophies  and  other  things.  How  do 
you  know  that  he  was  adhering  to  those  things  of  the  Communist  line 
if  you  did  not  know  the  Communist  line  ? 

Mr.  Lattimore.  That  is  the  impression  that  I  got  by  sitting  by 
while  Bisson  and  Jaffe  were  interviewing  him.  And  this  was  the 
general  period  when,  by  agreement  between  both  the  Communists  and 
the  Nationalist  Government,  the  united  front  was  being  worked  out, 
and  they  were  asking  him  a  lot  of  technical  questions  about  "What  do 
you  mean  by  'united  front'?"  et  cetera,  et  cetera. 

And  my  impression,  from  listening  to  those  answers,  was  that  he 
was  in  full  command  of  exactly  what  he  meant  and  exactly  what  he 
didn't  mean. 

Senator  Smith.  Mr.  Lattimore,  did  you  have  any  form  or  type  of 
letter  of  introduction  or  credentials ;  anything  of  that  sort,  to  present 
there  to  Mao's  government,  or  Mao's  officials  when  you  arrived  ? 

Mr.  Lattimore.  No,  sir ;  I  don't  think  we  had  anything  whatever  of 
the  kind. 

Senator  Smith.  Were  you  just  accepted  at  face  value  by  Mao  and 
his  attendants  ? 

Mr.  Lattimore.  That  is  right.  That  was  the  practice  at  the  time. 
Senator.  They  were  accepting  any  kind  of  journalists,  particularly 
any  foreign  visitor  who  would  come  up. 

Senator  Smith.  I  thought  you  told  us  earlier,  though,  that  you 
feared  you  would  have  some  trouble  getting  up  there,  and  that  was 
the  reason  you  wrote  that  first  letter.  That  there  was  a  line  beyond 
which  the  Communists  did  not  allow  journalists  to  come,  except  by 
prearrangement. 

Mr.  Lattimore.  No.  I  don't  think  my  writing  them  a  letter  implies 
that  at  all.  All  I  was  doing  was  trying  to  let  the  Communists  know 
that  I  had  the  intention  to  come  up  there  and  see  things,  if  I  was  al- 
lowed to  see  things,  and  that  I  was  not  trying,  so  to  speak,  to  sneak  in 
on  them. 

Senator  Smith.  Do  you  recall  where  you  posted  that  letter  ? 

Mr.  Lattimore.  I  think  just  in  an  ordinary  letter  box  in  Peking 
City. 

Senator  Smith.  I  missed  that. 

Mr.  Lattimore.  I  would 

The  Chairman.  All  right,  Mr.  Morris. 

Mr.  Morris.  Mr.  Chairman,  I  would  like  to  leave  that  as  soon  as  I 
have  Mr.  Lattimore  identify  one  picture  in  this  article. 

Mr.  Lattimore,  I  offer  you  page  7  and  call  your  attention  to  the  top 
picture. 

The  Chairman.  Page  7  of  what  ? 

Mr.  Morris.  That  is  the  New  Masses  article  which  has  been  intro- 
duced into  the  record,  Mr.  Chairn^an. 

Mr.  SouRwiNE.  Was  it  admitted,  Mr.  Morris? 

Mr.  Morris.  Mr.  Chairman,  will  you  admit  it  into  evidence? 

The  Chairman.  The  article  may  be  admitted.  It  will  have  to  be 
copied  out  of  there. 

(The  document  referred  to  was  marked  "Exhibit  No.  514"  and  is  as 
follows:) 


3304  INSTITUTE    OF    PACIFIC    RELATIONS 

Exhibit  No.  514 

[New  Masses,  October  12,  1937] 

China's  Communists  Told  Me — A  Specialist  in  Far  Eastern  Affairs  Inter- 
views THE  Leading  Men  of  Red  China  in  Their  Home  Territories 

(By  Philip  J.  Jaffe) 

Fifteen  clays  before  Japanese  troops  opened  fire  on  a  Chinese  garrison  near 
Peiping,  I  was  seated  in  the  one  bare  room  which  is  the  home  of  Mao  Tse-tung, 
the  political  leader  of  the  Chinese  Communist  Party.  In  the  course  of  the 
interview  Mao  Tse-tung  said  to  me:  "Japan  cannot  stop  now.  Japan  wants 
to  swallow  China.  Its  next  step  will  not  be  long  delayed.  You  ask  about  the 
future  of  the  united  front?  The  united  front  is  inevitable  because  Japan's 
invasion  farther  into  the  heart  of  China  is  inevitable." 

Twenty-four  hours  later,  in  the  military  headquarters  of  the  former  Chinese 
Red  Army,  only  two  big  rooms,  walls  covered  with  huge  military  maps,  I  asked 
the  most  famous  of  the  Communist  commanders.  General  Chu  Teh:  "Why  do 
you  think  that  General  Chiang  Kai-shek  will  have  to  accept  the  aid  of  the  Red 
Army?" 

Chu  Teh  replied :  "A  form  of  the  united  front  has  now  existed  for  several 
months  and  has  resulted  in  a  large  measure  of  internal  peace.  The  Chinese 
bourgeoisie,  however,  is  not  easily  able  to  forget  its  ten-year  tight  against 
the  Red  Army.  But  when  the  war  with  Japan  eventually  begins,  it  will  not 
be  a  question  of  what  the  bourgeoisie  wants ;  they  will  have  to  have  the  Red 
Army.  In  a  war  with  Japan,  it  will  not  only  be  a  question  of  regular  troops. 
China  must  also  depend  on  its  peasants  and  workers  whom  the  Communists 
alone  can  lead.  It  is  not  merely  the  numbers  of  the  army  which  count ;  it  is 
the  mass  population  as  well.  If  Chiang  Kai-shek  thinks  that  he  can  raise  a 
large  army  to  fight  Japan,  without  at  the  same  enrolling  the  masses  as  the 
backbone  of  the  struggle,  then  he  will  be  rudely  disappointed.  No  war  against 
Japan  can  be  successful  without  a  correct  organization  of  the  peasants  and 
workers,  and  this  only  the  Red  Army  can  successfully  carry  out." 

Two  weeks  later  I  know  that  the  prophecy  made  by  the  two  famous  leaders 
of  the  former  Chinese  Red  Army  had  been  fulfilled.  On  July  7,  Japan  invaded 
North  China.  On  August  22,  the  first  stage  of  the  united  fi'ont — that  of  military 
cooperation — was  concluded  between  the  Nanking  and  Red  Armies.  In  the 
words  of  the  official  communique  fi'om  Nanking,  "the  Chinese  government  and 
the  Communist  army  have  been  fighting  for  the  last  ten  years ;  this  is  the 
oflScial  conclusion  of  the  war."  Mao  Tse-tung  has  since  been  appointed  governor 
of  the  former  Soviet  region,  now  renamed  the  Special  Administrative  District. 
Chu  Teh  has  been  appointed  commander  in  chief  of  the  former  Red  Army,  now 
called  the  Eighth  Route  Army.  Chou  En-lai,  another  outstanding  Comumnis^t 
with  whom  I  spoke,  is  the  official  Communist  representative  on  the  general  staff 
in  Nanking. 

Mao  Tse-tuny,  political  leader. — Yenan  is  the  capital  of  the  former  Soviet 
region.  On  June  21,  after  four  days'  travel  from  Sian,  the  capital  of  Shensi 
province,  scene  of  the  Chiang  Kai-shek  incident  of  last  December,  through  semi- 
starved  villages,  on  bridgeless  rivers,  and  roads  deep  with  gullies,  we  finally 
passed  through  the  beautiful,  ancient  main  gate  of  Yenan.  We  were  greeted 
at  the  gate  by  Agnes  Smedley,  the  distinguished  American  writer  and  an  old 
friend  of  the  Chinese  people.  While  in  Yenan  our  party  which  included  beside 
myself,  T.  A.  Bisson  of  the  Foreign  Policy  Association,  and  Owen  Lattimore, 
editor  of  Pacific  Affairs,  stayed  at  the  Foreign  Ofticf ,  The  building  was  soon 
buzzing  with  excitement.  We  had  barely  finished  car  first  dinner  in  Yenan, 
when  guests  arrived :  Ting  Ling,  China's  foremost  woman  writer ;  Li  Li-san, 
an  old  associate  of  Dr.  Sun  Yat-sen  ;  the  only  two  non-Chinese  then  in  the  region  ; 
Agnes  Smedley  and  Peggy  Snow,  wife  of  the  American  writer,  Edgar  Snow ; 
and  many  Communist  leaders.  Before  long  we  were  talking  and  singing  in  a 
variety  of  languages.  In  the  midst  of  our  animated  discussion  somebody  entered 
quietly  and  sat  down.  "Comrade  Mao,"  someone  .said — Mao  Tse-tung,  the 
political  leader  of  the  tlien  Chinese  Soviet  Government. 

We  spent  many  hours  with  him  after  that  evening — at  interviews,  during 
meals,  at  the  theater — and  we  were  increasingly  impressed  by  the  complete 
sincerity  and  lack  of  ostentation  that  is  so  typical  of  him  and  of  the  other  leadei's 
we  saw.  It  was  during  these  visits  that  we  grew  to  feel  his  tremendous  force, 
a  force  likely  to  be  overlooked  at  first  because  of  the  low,  even  voice,  the  quiet 


INSTITUTE    OF   PACIFIC   RELATIONS  3305 

restraiut  of  his  movemeuts,  aud  the  beautiful  bands,  almost  too  delicate  for  a 
soldier,  but  so  dextrous  with  the  writing  brush.  But  the  quiet  voice  speaks  with 
brilliance  and  authority,  the  movements  of  the  tall,  slim  body  with  slightly 
stooped  shoulders  are  sure  and  well  coordinated.  Like  all  other  Red  Army 
commanders,  Mao  wears  exactly  the  same  uniform  as  the  rank-and-file  soldiers, 
eats  the  same  food,  sleeps  on  the  same  sort  of  k'ang  (a  low,  long  bed  of  stone), 
avoids  all  social  ceremonies,  and  altogether  lives  an  extremely  simple  life.  It 
becomes  easy  to  understand  the  tremendous  personal  appeal  which  Mao  has 
as  a  leader.  This  leadership  dates  from  the  first  organizational  meeting  of  the 
committee  which  organized  the  Chinese  Communist  Party  in  Shanghai  in  1920. 
Mao  was  an  important  figure  at  that  meeting. 

Our  interviews  with  Mao  Tse-tung  were  many  and  on  a  host  of  topics :  the 
evolution  of  Nanking's  policy ;  the  inner  political  struggle  within  Nanking ;  the 
Sian  incident ;  the  united  front ;  the  student  movement ;  the  role  of  other  powers 
in  Far  Eastern  affairs ;  and  the  perspective  of  China's  future  development,  etc. 
But  since  Mao  Tse-tung  asked  me  to  transmit  a  message  to  the  American  people, 
it  is  perhaps  best  to  confine  his  remarks  to  those  concerning  America  and  its 
isolationist  policy. 

"Though  there  are  many  Americans  who  are  isolationist  in  principle,"  he 
began,  "America  is  not  and  cannot  be  isolationist.  America  is  in  this  respect 
like  other  capitalist  countries;  part  proletariat,  part  capitalist.  Neither  one 
nor  the  other  can  be  isolationist.  Capitalism  in  the  imperialist  countries  is  world- 
wide, and  so  is  the  problem  of  liberation  which  needs  the  effort  of  the  world 
proletariat.  Not  only  does  China  need  the  help  of  the  American  proletariat, 
but  the  American  proletariat  also  needs  the  help  of  the  Chinese  peai^.aits  and 
workers.  The  relation  of  American  capitalism  to  China  is  similar  to.  that  of 
other  capitalist  countries.  These  countries  have  common  interests  as  well  as 
conflicting  ones— common  in  that  they  all  exploit  China,  conflicting  in  that  each 
wants  what  the  other  has,  as  exemplified  by  the  conflict  between  Great  Britain 
and  the  United  States,  as  well  as  between  Japan,  Britain,  and  the  United  States. 
If  China  is  subjugated  by  Japan,  it  will  not  only  be  a  catastrophe  for  the  Chinese 
people,  but  a  serious  loss  to  other  imperialist  powers." 

At  this  point  Mao  was  handed  a  wireless  message  announcing  both  the  fall  of 
Bilbao  and  the  resignation  of  France's  premier,  L^on  Blum.  We  discussed  the 
probable  causes  of  both  these  events.  Mao  clearly  showed  his  grasp  of  the  world 
situation,  despite  the  isolating  distance.  "We  took  time  oft"  to  answer  a  host  of 
questions,  this  time  by  him.  What  is  comparative  strength  of  the  Socialist 
and  Communist  Parties  in  America?  Did  we  know  the  life  stories  of  John  L. 
Lewis  and  Earl  Browder?  The  strength  of  the  American  labor  unions?  The 
Trotskyites?     American  official  opinion  on  the  Far  East? 

Then  Mao  Tse-tung  continued :  "The  Chinese  revolution  is  not  an  exception ; 
it  is  one  part  of  the  world  revolution.  It  has  special  characteristics,  but  funda- 
mentally it  is  similar  to  the  Spanish,  French,  American,  and  British  struggles. 
These  struggles  are  all  progressive.  Therein  lies  their  similarity.  It  is  this 
similarity  that  evokes  the  broad  sympathy  of  the  American  masses  and  their 
concern  with  the  fate  of  the  Chinese  people.  We,  on  our  part,  are  also  concerned 
with  the  fate  of  the  American  people.  Please  convey  this  message  to  your  people. 
The  difference  between  our  peoples  lies  in  this :  the  Chinese  people,  unlike  the 
Americans  are  oppressed  by  outside  invaders.  The  American  people  are,  of 
course,  oppressed  from  the  inside,  but  not  by  feudal  forces.  It  is  the  hope  com- 
mon to  all  of  us  that  our  two  countries  shall  work  together." 

Chu  Teh,  military  leader. — Though  Chu  Teh  is  known  to  the  outside  world 
for  his  military  exploits,  his  other  activities  are  many  and  varied.  We  first  met 
Chu  Teh  in  a  class  he  was  teaching  on  the  "Fundamental  Problems  of  the 
Chinese  Revolution."  Wearing  spectacles,  he  could  very  well  have  been  mis- 
taken for  a  professional  teacher.  At  the  People's  Anti-Japanese  Military  Polit- 
ical University  at  Yenan,  he  teaches  both  military  tactics  and  Marxist-Leninist 
principles.  From  1922  to  1925,  Chu  Teh  studied  political  and  economic  science, 
philosophy,  and  military  strategy  in  Germany.  As  a  result  he  speaks  German 
freely.  His  favorite  recreations  are  reading,  conversation,  horseback  riding, 
and  basketball.  The  latter  sport  is  a  subject  for  much  fun  among  the  troops. 
His  love  for  the  game  is  greater  than  his  ability  and  he  can  often  be  found  hang- 
ing about  a  group  which  is  choosing  sides.  If  he  is  not  picked,  he  quietly  moves 
on  to  the  next  court  in  the  hope  that  there  his  luck  w^ill  turn.  My  gi'eatest  dis- 
appointment ^t  Yenan  was  that  rain  ruined  an  appointment  we  had  to  play 
basketball  with  him. 

88348— 52— pt.  10 3 


3306  INSTITUTE    OF    PACIFIC    RELATIONS 

Chu  Teh,  commander  in  chief  of  the  Eighth  Route  Army,  is  the  personification 
of  the  spirit  of  these  armies  which  for  10  years  have  been  continuously  victorious 
in  the  face  of  overwlielming  odds.  His  career  has  been  devoted  mainly  to  the 
military  side  of  revolutionary  activities.  Fifty-one  years  old,  he  has  taken  part 
in  the  entire  development  of  modern  China,  from  the  overthrow  of  the  Manchu 
dynasty  in  1911  to  the  pi-esent  struggle  against  Japan.  Beginning  with  August 
1,  1927,  when  together  with  another  famous  Red  commander.  Ho  Lung,  he  organ- 
ized the  Nanchang  uprising,  he  participated  in  exploits  which  have  now  become 
legend.  In  November  1931,  the  first  All-Soviet  Congress  in  Juikin,  Kiangsi,  be- 
stowed upon  him  the  title  of  commander  in  chief  of  the  army.  Even  in  Nan- 
king I  heard  many  call  Chu  Teh  the  greatest  military  genius  in  all  China. 

There  is  strength  and  assurance  in  that  square,  stocky  figure,  in  that  strong 
peasant  face,  weather-beaten  by  a  life  of  campaigning,  and  in  those  small  bright 
eyes  which  are  quite  hidden  when  he  laughs,  and  he  laughs  frequently.  We  took' 
a  picture  of  him  standing  with  legs  apart  and  hands  on  hips.     That  is  Chu  Teh. 

"The  Red  Army  in  this  region  under  our  direct  command  numbers  about  ninety 
thousand,"  he  began.  "This  force  occupies  a  contiguous  territory  extending 
from  North  Shensi  to  East  Kansu  and  South  Ninghsia.  From  Yenan  to  Sanyan 
there  are  some  partisan  troops  in  Kuomintang  uniforms.  In  this  region  pro- 
fessional full-time  partisans  number  from  ten  to  twenty  thousand.  The  number 
of  part-time  partisans  is  much  larger ;  their  duties  are  to  maintain  order  in  their 
districts. 

"Of  the  ninety  thousand  regular  troops  here,  only  twenty  to  thirty  thousand 
come  from  the  original  Kiangsi  district.  About  thirty  thousand  were  recruited 
on  the  way,  chiefly  in  Szechwan,  and  the  rest  are  from  local  areas. 

"In  other  partisan  areas  there  are  various  groups  numbering  from  one  to  three 
tliousand  soldiers,  but  it  is  hard  to  estimate  the  total  figure  ;  we  ourselves  are  not 
certain  about  this.  These  partisan  areas  are  located  in  soiithern  Shensi  (south- 
west of  Sian),  the  Fukien-Kiangsi  border,  the  Honan-Hupeh-Anhwei  border, 
northeastern  Kiangsi,  the  Hunan-Hupeh-Kiangsi  border,  the  Kwangtung-Hunan 
border,  the  Kiangsi-Hunan  border,  and  the  Shensi-Szechwan  border.  Connec- 
tions with  several  of  these  are  still  maintained,  but  not  with  all ;  and  these  con- 
nections are  irregular  and  uncertain."  Asked  if  we  might  publish  this,  Chu 
Teh  replied  "It  doesn't  matter.     The  fact  is  well  known  throughout  China." 

Having  seen  many  Red  troops  carrying  on  their  maneuvers  with  excellent  new 
rifles,  machine  guns,  automatic  rifles,  and  the  ubiquitous  Mausers,  we  were 
curious  to  know  how  well  armed  they  were  as  a  whole.  Chu  Teh  replied,  "Our 
regular  ninety  thousand  troops  in  the  Shensi-Kansu-Ninghsia  region  are  in  gen- 
eral well  armed.  Other  equipment,  such  as  clothes,  food,  and  supplies,  is  not 
satisfactory.  Although  it  greatly  improved  after  the  Sian  incident,  it  is  still  far 
from  sufficient.  Though  we  had  established  contact  with  Chang  Hsueh-liang 
before  the  Sian  affair,  it  was  only  during  the  two  v/eeks  following  the  actual 
incident  that  any  large  quantity  of  munitions,  clothing,  and  food  reached  ns." 

As  Chu  Teh  continued  the  conversation,  punctunted  frequently  by  his  broad, 
genial  smile,  he  came  to  the  discussion  of  his  well-known  theory  of  the  military 
tactics  necessary  to  defeat  Japan,  namely,  to  avoid  decisive  engagements  in  the 
early  stages  in  favor  of  guerrilla  tactics  to  encircle  the  enemy  and  harass  it 
until  its  morale  was  shattered.  We  wanted  to  know  something  about  the  Man- 
churian  volunteers.  Were  they  really  well  organized  or  were  they  mere  hungry 
"bandits"? 

"At  first."  Chu  Teh  said,  "the  Manchurian  volunteers  were  largely  impoverished 
peasants  and  the  scattered  remnants  of  the  defeated  Manchurian  troops.  They 
operated  without  a  plan,  could  not  accomplish  much,  and  finally  were  almost 
destroyed.  The  Communist  Party  then  began  to  organize  new  peasant  detach- 
ments, who  were  later  joined  by  what  remained  of  the  original  volunteers.  As 
a  result,  most  of  these  formerly  leaderless  forces  have  been  converted  into  im- 
portant detachments  with  wide  popular  support.  This  year  there  has  been  some 
increase  in  the  number  of  volunteers  along  the  Korean  border,  in  eastern  Feng- 
tien,  and  in  eastern  Kirin.  The  increase  has  been  more  systematic  than  hitherto. 
New  groups  have  recently  been  formed  in  Jeliol  and  Chahar.  About  three  months 
ago  a  report  to  me  stated  that  the  total  number  of  Manchurian  volunteers  ranged 
from  fifty  to  sixty  thousand."  In  reply  to  a  statement  made  by  the  Japanese  to 
the  effect  that  70  percent  of  the  Manchurian  volunteers  are  Communists,  Chu  Teh 
said  that  this  was  not  an  exaggeration. 

On  the  United  Front. — Of  all  the  questions  facing  China  and  the  former  Soviet 
area  the  most  important  is  that  of  the  united  front.  No  one  in  Soviet  China 
knows  the  details  of  the  negotiations  more  intimately  than  Chou  En-lai,  vice 
chairman  of  the  Revolutionary  Military  Council,  and  second  in  importance  only 


INSTITUTE    OF   PACIFIC   RELATIONS  3307 

to  Mao  Tse-tung.  It  was  he  who  carried  on  all  the  negotiations  with  Chiang 
Kai-shek.  Born  thirty-nine  years  ago  of  a  mandarin  family,  Chou  En-lai  joined 
the  revolutionary  movement  in  1911.  Upon  his  return  to  China  in  1924  fi"om 
a  stay  abroad,  he  became  chief  of  the  political  department  of  the  Whampoa 
Military  Academy  under  the  direction  of  Chiang  Kai-shek.  It  is  said  that  even 
today  the  generalissimo  has  a  great  fondness  for  Chou.  When  asked  why  the 
united-front  conversations  were  then  not  moving  very  fast,  Chou  En-lai  said : 
"The  form  of  the  Chinese  united  front  is  quite  different  from  that  in  Europe  or 
the  United  States.  In  China  two  parties  fought  each  other  for  ten  years.  The 
Communist  Party  representing  the  proletariat  and  peasantry  was  a  revolutionary 
party  with  its  own  areas  and  military  forces  as  well  as  its  own  social,  political, 
and  economic  system.  The  Kuomintang  represented  the  ruling  social  groups 
throughout  the  rest  of  China.  But  the  position  of  the  Chinese  bourgeoisie  was 
such  that  the  obstacles  arising  from  their  class  position  could  not  forever  bar 
a  united  struggle  against  Japan.  The  bourgeoisie  of  China  have  at  last  come  to 
realize  that  tlie  Japanese  invasion  harms  all  classes  and  that,  standing  alone, 
they  are  too  weak  to  safeguard  China's  freedom  and  independence." 

Up  to  the  time  of  Japan's  most  recent  invasion,  the  united-front  negotiations 
had  progressed  quite  slowly  though  not  without  positive  results.  Internal  peace 
had  been  achieved,  and  the  two  armies  no  longer  fought  each  other.  Confisca- 
tion of  land  in  the  Soviet  regions  was  abolished.  The  name  of  the  Red  Army 
was  changed.  Dramatic  troupes  began  to  tour  the  countryside  to  teach  the 
peasants  the  meaning  of  democratic  elections.  Nanking  began  to  contribute  a 
considerable,* though  as  yet  insufficient,  sum  of  money  monthly  to  the  Soviet 
area.  Technical  difficulties  made  a  complete  united  front  often  seem  impossible. 
But  Japan's  military  aggression  scattered  all  the  major  obstacles. 

The  land  proWem. — Ever  since  October  1935,  when  the  main  body  of  the  Com- 
munist armies  from  Central  and  South  China  began  to  arrive  in  north  Shensi, 
their  immediate  objectives  have  been  twofold.  First,  to  build  a  permanent  base 
for  internal  development,  and  second  and  more  important,  to  use  this  base  as  a 
spearhead  for  unifying  all  elements  in  China  for  a  successful  war  of  defense 
against  the  invading  Japanese  militarists.  Despite  the  fact  that  the  former 
Soviet  area,  the  largest  single  contiguous  territory  ever  held  under  Communist 
rule,  stated  as  one  of  the  most  economically  backward  areas  in  China,  the  wel- 
fare of  the  peasants  and  workers  has  been  improved  considerably.  There  is  not 
sufficient  room  here  to  tell  all  that  we  saw  and  heard,  but  a  few  high  spots,  in 
the  words  of  Po  K'u,  one  of  the  important  leaders  of  the  region,  will  perhaps 
shed  some  light. 

Po  K'u's  home  and  office  is  in  the  abandoned  compound  of  an  English  Baptist 
mission.  When  we  expressed  surprise  at  finding  religious  pictures  hanging  on 
his  walls.  Po  K'u  said  that  he  left  the  compound  just  as  he  found  it  in  the  hope 
that  the  missionaries  would  return. 

In  reply  to  several  questions  on  the  land  confiscation  problem,  Po  K'u  said 
in  quite  good  English:  "When  the  first  Soviets  were  established  in  1933  in 
Shensi,  all  the  good  land  along  the  river  banks  was  in  the  hands  of  rich  land- 
lords who  used  the  great  famine  of  1930  as  a  lever  for  confiscating  this  land. 
From  then  until  the  Sian  incident  in  December  1936,  all  this  land  was  divided 
among  the  peasants ;  all  taxation  and  levies  were  abolished ;  democratic  liberty 
was  extended  to  all;  peasants  built  up  their  own  armed  forces  for  their  pro- 
tection instead  of  relying  on  landlords'  forces;  and  peasants  enjoyed  the  aid 
and  direction  of  the  Soviet  government  to  increase  production,  improve  the 
land,  and  develop  constimer  cooperatives. 

"After  the  Sian  incident  when  the  unitefl-front  organizations  had  already 
begun,  the  redivision  of  land  among  the  peasants  was  stopped  in  districts  oc- 
cupied after  the  beginning  of  the  negotiations.  In  general,  the  ownership  of 
land  is  not  the  main  problem  in  this  territory.  Land  is  plentiful,  for  Shensi  is 
thinlv  populated,  with  an  average  of  one  family  to  every  thirteen  miles.  The 
form' of  exploitation  and,  therefore,  the  main  problems  are  usury  and  excessive 
interest  rates  on  money  and  cattle.  Land  rents  and  money  lending  rates, 
therefore,  have  been  reduced  drastically.  The  maximum  rent  now  permitted  in 
the  Soviet  areas  is  30  percent  of  the  land  produce,  and  peasants  can  bargain 
with  landlords  to  further  reduce  this  percentage,  while  the  money-lending 
rate  has  been  reduced  from  a  general  10  percent  monthly  rate  to  a  maximum 
of  2  percent.  Even  last  year,  when  warfare  was  still  going  on,  the  Soviet 
government  spent  one  hundred  thousand  dollars  for  ploughs,  seeds,  etc.,  while 
this  year  there  will  be  an  additional  cash  distribution  of  sixty  thousand  dollars." 

Apparently  there  has  been  a  great  deal  of  confusion  about  this  abandonment 
of  land  confiscation.     Mao   Tse-tung's  pithy   words  perhaps  explain   it   most 


3308  INSTITUTE    OF    PACIFIC    RELATIONS 

simply.  He  said :  "It  is  not  so  much  a  question  now  of  whether  our  lands  be- 
longs to  the  peasants  or  the  landlords,  but  whether  it  is  Chinese  or  Japanese." 
The  same  reasoning  is  applied  by  the  Communist  leaders  to  the  larger  question 
of  China  as  a  whole.  To  all  of  them  "it  is  not  a  qiiestion  now  of  which  general 
controls  which  province,  but  whether  the  land  will  remain  Chinese  or  come 
imder  Japanese  control.  If  the  latter  should  happen,  the  original  problem 
disappears." 

Life  in  the  Special  Administrative  District. — Our  visit,  however,  did  not  con- 
sist only  of  a  series  of  interviews.  We  visited  stores  and  shops,  noting  with 
interest  how  nmch  cleaner  and  more  orderly  they  were  than  any  we  had  seen 
<m  otir  trip,  and  how  relatively  well-stocked  they  were.  And  the  cheesecloth 
covering  the  food  for  sale  stood  in  marked  contrast  to  the  cities  in  non-Soviet 
areas  where  the  only  coverings  we  had  seen  were  armies  of  flies.  Even  the 
dogs,  the  most  miserable  of  all  living  things  in  China,  were  active  and  barking. 
Anyone  who  has  seen  the  worm-eaten,  starved,  gaunt  dogs  of  China,  too  weak 
to  move  out  of  the  way  of  a  passing  vehicle,  will  understand  the  meaning  of 
that. 

Culturally,  too,  the  Soviet  region  is  making  great  strides.  Besides  Yenan, 
the  iiresent  capital,  three  other  cities  are  being  developed  as  cultural  centers: 
Tingpien,  Yenchang,  and  Chingyang.  Anti-Japanese  academies  and  dramatic 
groups  are  the  axes  around  which  the  cultural  life  is  being  developed.  Study 
classes,  reading  room,  theatricals,  dances,  lectures,  and  mass  meetings  are 
regular  features  of  life  in  the  Soviet  territories.  We  were  amused  to  hear 
the  universal  complaint  of  all  librarians.     "They  keep  the  books  out  too  long." 

But  most  interesting  and  important  of  all  was  our  visit  to  the  theater.  A 
troupe  of  players  was  scheduled  to  go  on  the  road  the  following  day,  and  they 
graciously  went  through  their  repertoire  for  us  as  well  as  for  their  own  de- 
lighted audience.  In  a  packed  auditorium,  seated  on  low,  narrow,  backless 
wooden  benches,  before  a  crude  stage  whose  footlights  were  flickering  candles, 
we  sat  through  four  hours  of  amazingly  excellent  plays,  superbly  acted.  With 
perfect  realism  (so  different  from  the  classical  Chinese  theater)  and  delightful 
humor,  they  presented  plays  designed  to  teach  the  peasants  how  to  vote  and  how 
to  unite.  They  explained  the  value  of  cleanliness,  of  vaccination,  of  education, 
and  the  stupidity  and  danger  of  superstitions.  At  one  point,  for  instance,  one 
character  complained  of  being  tired.  "We  weren't  tired  on  our  seven  thousand- 
mile  march,"  was  the  reply.  And  the  audience  roared  as  did  Mao-  Chu  Teh, 
and  the  rest  of  the  leaders  who  sat  next  to  us,  having  as  good  a  time  as  any- 
one. The  high  spot  of  the  evening  was  a  really  professional  performance  of  a 
scene  from  Gorki's  Mother,  which  had  been  given  at  the  Gorki  memorial  evening 
celebrated  in  Yenan,  and  a  Living  Newspaper  by  the  young  people  on  such 
subjects  as  bribery,  bureaucracy,  and  hygiene.  All  these  plays  were  being  sent 
out  to  the  villages. 

Our  visit  to  Yenan  was  climaxed  by  a  huge  mass  meeting,  addressed  by  Chu 
Teh,  Bisson,  Lattimore,  and  myself  and  attended  by  the  one  thousand  five  hun- 
dred cadet  students  of  the  People's  Anti-Japanese  Military-Political  University 
and  about  five  hundred  from  other  schools.  Here  are  some  questions  asked  of 
me.  "What  is  the  position  of  woman  in  the  U.S.A.?  How  do  American  workers 
live  and  how  developed  is  their  movement?  What  are  the  results  of  Roose- 
velt's N.R.A.  campaign?  What  is  the  present  situation  in  the  Left  literary  move- 
ment in  America?  What  do  the  American  people  think  of  our  long  march 
west?"  And  innumerable  questions  concerning  America's  attitude  in  the  event 
of  a  Sino-Japanese  conflict,  the  American  attitude  toward  the  war  in  Spain, 
and  what  Americans   think  of  the  Kuomintang-Communist  cooperation. 

This  stress  on  the  role  of  the  United  States  is  altogether  typical  of  the  reac- 
tion throughout  China.  These  people  have  ti-aditionally  considered  Americans 
as  their  friends  and  they  do  not  w^ant  us  to  fail  them  now.  A  few  days  after  our 
arrival  in  Shanghai,  I  received  a  letter  from  Agnes  Smedley  which  tells  better 
than  I  am  able  how  much  hope  and  enthusiasm  the  visit  of  Americans  evoked  in 
the  former  Soviet  regions. 

"In  my  imagination  I  follow  your  journey  from  here,  and  my  friends  and  I 
speculate  as  to  your  exact  location  day  by  day,  and  your  exact  occupation.  I 
want  to  tell  on  that  you  left  behind  remarkable  friends.  I  did  not  realize  the 
effect  of  that  meeting  until  two  or  three  days  had  passed.  Then  it  began  to 
roll  in.  I  have  no  reason  to  tell  yeu  tales.  But  the  meeting,  and  your  speech 
in  particular,  has  had  a  colossal  effect  upon  all  people.  One  was  so  moved  by 
it  that  he  could  not  sleep  that  night  but  spent  the  night  writing  a  poem  in  praise 


INSTITUTE    OF   PACIFIC   RELATIONS  3309 

of  you  all.  I  enclose  the  poem.  It  is  not  good  from  the  literary  viewpoint.  But 
from  the  viewixtint  of  the  emotion  behind  it,  it  is  of  value.  It  is  a  deeply  pas- 
sionate poem.  It  is  not  good  enough  to  publish,  but  it  is  good  enough  to  carry 
next  to  your  heart  in  the  years  to  come.  To  that  meeting,  it  may  interest  you 
to  know",  came  delegations  sent  by  every  institution.  Many  institutions  could 
not  cross  the  rivers.  But  they  sent  activists,  groups  of  six  to  a  dozen.  They 
later  gave  extensive  reports.  I  am  getting  those  reports  from  instructors  day 
by  day.  All  are  deeply  impressed  and  moved  and  grateful  to  you  and  all  of  you. 
There  has  never  been  anything  like  this  here  before." 

Mr.  Lattimore.  Do  you  want  me  to  read  the  caption  of  this  photo- 
graph ? 

Mr.  Morris.  Please. 

Mr.  Lattimore.  The  photograph  is  captioned : 

Troops  marching  through  the  main  gate  of  Yenan  to  their  drill  grounds.  The 
crouching  figure  with  the  camera  is  Owen  Lattimore,  editor  of  Pacific  Affairs. 

Mr.  Morris.  Is  that  a  picture  of  you,  Mr.  Lattimore? 

Mr.  Lattimore.  As  well  as  a  man  can  identify  a  rather  distant  pro- 
file picture  of  himself,  I  would  say  so,  yes. 

Mr.  Morris.  Is  there  any  evidence  there  of  your  being  supervised  ? 

Mr.  Lattimore.  There  is  no  evidence  in  that  picture,  except,  of 
course,  that  this  was  an  arranged  parade.  I  suppose  you  might  call 
that  being  supervised. 

The  Chairman.  Did  they  parade  for  you  by  arrangement? 

Mr.  Lattimore.  As  I  recall,  we  asked  if  we  could  take  some  photo- 
graphs of 

The  Chairman.  Wait  a  minute.  I  asked  if  they  paraded  for  you  by 
arrangement. 

Mr.  Lattimore.  Yes ;  I  believe  it  was  by  arrangement. 

My  recollection  is  rather  hazy,  but  I  believe  we  asked  if  we  could 
take  some  pictures  of  troops. 

The  Chairman.  You  reviewed  them? 

Mr.  Li\TTiM0RE.  No,  sir. 

And  they  said,  "We  will  have  some  troops  out  on  the  parade  ground 
tomorrow  and  you  can  come  and  take  pictures,  if  you  like." 

The  Chairman.  All  right,  Mr.  Morris. 

Senator  Watkins.  May  I  ask  a  question? 

The  Chairman.  Yes. 

Senator  Watkins.  Was  this  before,  or  after  you  were  adviser  to 
the  Nationalist  Government  of  Chiang  Kai-shek  ? 

Mr.  Lattimore.  It  was  long  before. 

The  Chairman.  What  was  that  question  ? 

Senator  Watkins.  I  asked  him  if  it  was  before  or  after  he  was  ad- 
viser to  the  Generalissimo. 

Mr.  Lattimore.  I  may  say.  Senator,  that  the  Generalissimo  was 
very  much  interested  in  my  having  been  up  there  at  that  time,  and 
we  had  quite  a  talk  about  it. 

The  Chairman.  All  right,  Mr.  Morris. 

Mr.  Morris.  Mr.  Chairman,  I  would  like  now  to  get  back  to  Rogoflf 
and  War  and  the  Working  Class,  which  started  out  this  questioning 
aljout  the  change  in  line. 

The  Chairman.  All  right. 

jSIr.  Morris,  We  have  introduced  into  the  record,  Mr.  Chairman,  as 
our  exhibit  Xo.  26,  the  letter  from  Rose  Yardumian  to  Mr.  Edward 
Carter.    I  would  like  to  read  it  at  this  time. 


3310  INSTITUTE    OF   PACIFIC   RELATIONS 

This  is  January  20,  1944 : 

Dear  Mr.  Carter  :  I  received  your  letter  of  January  17  with  copies  of  the  tele- 
grams you  sent  Mr.  Hiss  and  Mr.  Currie.  I  called  Alger  Hiss  yesterday  morn- 
ing and  he  told  me  that  he  had  received  your  wire,  but  was  sure  that  1  would 
understand  that  he  could  not  make  the  first  advance  in  arranging  a  private  talk 
with  Rogoff.  He  mentioned  the  RogofE  articles  In  War  and  the  Working  Class 
and  that  Rogoff's  material  had  caused  considerable  controversy  in  circles 
here.     *     *     * 

Mr.  Lattimore,  is  it  your  testimony  that  you  know  nothing  of  those 
articles  in  War  and  the  Working  Class  at  that  time? 

Mr.  Lattimore.  I  believe  at  that  time  I  knew  nothing  about  it. 

Mr.  Morris.  So  Rose  Yardumian  knew  about  it,  but  you  did  not? 

Mr.  Lattimore.  I  know  about  that  now ;  yes. 

Mr.  Morris.  I  mean  is  it  your  testimony  that  at  that  time,  Rose 
Yardumian,  who  wrote  this  letter,  knew  about  the  articles  of  Rogoff 
AVar  and  the  Working  Class,  but  that  you  did  not  ? 

Mr.  Lattimore.  That  would  be  my  presumption  from  the  wording 
of  the  letter  that  she  knew  about  it.  I  don't  recall  knowing  about  the 
article  at  all.  I  did  get  hold  of  the  article  later  on,  I  think  several 
years  later,  and  looked  it  up. 

Mr.  Morris.  Did  you  know  Rose  Yardumian? 

Mr.  Lattimore.  Yes ;  I  knew  her. 

Mr.  Morris.  She  was  the  secretary  of  the  Washington  office  of  the 
IPR,  was  she  not  ? 

JNIr.  Lattimore.  I  believe  she  was. 

I  can't  recall  now  whether  she  was  the  secretary  or  one  of  the  girls 
in  the  office,  or  what. 

Mr.  Morris.  Are  you  acquainted  with  the  testimony  before  this 
committee  that  she  was  on  the  board  of  a  Communist  piiblication  last 
year  in  Communist  China? 

Mr.  Lattimore.  No,  I  don't  remember  seeing  that. 

Mr.  Morris.  You  did  not  read  that  part  of  your  testimony  ? 

Mr.  Lattimore.  I  don't  think  so.  No.  I  read  so  nuich  testimony, 
I  am  not  sure  of  the  details. 

Mr.  Morris.  I  am  continuing  reading  now : 

*  *  *  He  said  that  if  Larry  Todd  wanted  to  bring  Rogoff  to  Hornbeck's 
office,  they  would  not  refuse  to  see  him.  I  am  not  sure  that  1  understand  the 
mechanizations  of  our  State  Department.  Bill  Johnstone  saw  no  point  in  my  try- 
ing to  get  in  touch  with  Mr.  Hornbeck  directly,  since  presumably  Hiss  had  con- 
sulted with  Hornbeck. 

Mr.  Currie  has  arranged  to  see  Rogoff  at  12  o'clock  today.  Colonel  Faymon- 
ville  is  returning  to  Washington  from  New  York  this  morning  and  is  supposed 
to  get  in  touch  with  our  office  then. 

Rogoff  visited  our  offices  yesterday  afternoon  and  Bill  and  I  had  a  little 
talk  with  him  about  the  small  meeting  which  we  had  hoped  to  hold  Thursday  at 
5 :  30.  Rogoff  said  that  he  thought  that  it  was  unwise  for  us  to  hold  the  meet- 
ing ;  that  certain  Chinese  groups  in  Washington  were  very  distressed  at  the 
fact  that  he  was  talking  so  much.  He  thinks  that  it  would  be  bad  for  the 
Institute  of  Pacific  Relations  to  have  him  speak  under  its  auspices.     *     *     * 

Do  you  understand  the  reasoning  of  Mr.  Rogoff  there,  Mr.  Latti- 
more ? 

Mr.  Lattimore.  No  ;  I  am  afraid  I  don't. 
Mr.  Morris  (reading)  : 

*  *  *  Bill  and  Anne  Johnstone  had  hoped  to  get  a  small  group  of  people 
together  at  their  home  this  evening — the  Hornbecks,  Remers,  Blakeslees,  and  a 
few  others — but  time  is  very  short  and  many  of  these  people  have  already  made 
plans  for  this  evening,  so  the  Johnstone  idea  will  probably  not  come  off.     How- 


INSTITUTE    OF   PACIFIC    RELATIONS  3311 

ever,  RogofE  is  coming  into  our  office  at  2  o'cloclc  today.  Bill  is  planning  to  take 
him  to  the  Cosmos  Club  to  talk  with  Owen  Lattimore,  Carl  Remer,  and  John  Car- 
ter Vincent.  After  he  talks  with  these  people,  we  are  making  arrangements  to 
take  him  to  the  Library  of  Congress  and  a  few  other  places. 

I  am  sorry  that  our  meeting  did  not  work  out  for  him,  as  I  know  that  there 
are  many  people  hei-e  would  have  enjoyed  hearing  him. 
Sincerely  yours, 

Rose 

Rose   Yardtjmian. 

P.  S. — I  am  enclosing  a  list  of  the  Army-Navy  people  who  have  accepted  to  date. 
P.  P.  S. — Rogoft"  and  Bill  have  l^een  at  the  Cosmos  Club  for  the  last  21/2  hours 
talking  with  Lattimore,  Remer,  and  Vincent. 

The  Chairman.  To  whom  was  that  letter  addressed  ? 

Mr.  Morris.  Mr.  Edward  C.  Carter,  of  the  International  Secretariat. 

The  Chairman.  What  is  the  date  of  that  'I 

Mr.  Morris.  January  20,  1944. 

The  Chairman.  That  is  in  the  record,  is  it  not  ? 

Mr.  Morris.  Yes,  sir. 

This  bears  on  the  knowledge  that  the  Institute  of  Pacific  Kelations 
had  with  respect  to  Eogoff's  article,  which,  according  to  testimony 
before  this  committee,  signalized  the  cliange  in  Conmmnist  Party 
thinking  in  1943. 

Mr.  Lattimore,  did  yon  know  Mr.  Vladimir  Komm  in  this  country  ? 

IMr.  Lattimore.  Yes.  I  met  him  at  the  Yosemite  Conference  of  the 
IPK  in  the  summer  of  1936,  at  which  he  was  one  of  the  two,  I  think, 
Soviet  delegates. 

Mr.  Morris.  Did  you  meet  Mr.  Motiliev  in  this  country? 

Mr.  Lattimore.  Yes ;  at  the  same  time, 

Mr,  Morris.  Have  you  ever  met  INIr.  Litvinoff  in  this  country? 

Mr.  Lattimore.  Yes.  I  called  on  Mr.  Litvinoff  when  I  was  Chiang 
Kai-shek's  adviser  when  I  was  back  here  on  leave  in  1942. 

Mr.  Morris.  On  how  many  occasions  did  you  see  ^Ir.  Litvinoff? 

Mr.  Lattimore.  One,  I  think. 

Mr.  Morris.  Have  you  ever  seen  jMr.  Panyushkin,  Soviet  Ambas- 
sador in  this  country? 

Mr.  Lattimore.  I  don't  think  I  have  seen  him  in  this  country.  I 
saw  him  in  Chungking. 

Mr.  Morris.  Did  you  ever  give  him  or  his  office  something  for  the 
Soviet  pouch? 

Mr.  Lattimore.  I  don't  believe  that  it  would  be  accurate  to  describe 
it  as  giving  it  to  him  for  the  Soviet  pouch.  I  wrote  to  him  stating 
that  I  would  like  to  try  to  make  a  trip  to  Outer  Mongolia  and  as  there 
was  no  Outer  Mongolian  representation  in  this  country,  I  would  ap- 
])reciate  it  if  he  would  convey  my  request  to  the  Outer  Mongolian 
Embassy,  or  whatever  it  may  be,  in  Moscow. 

Mr,  Morris.  Mr.  Lattimore,  did  you  ever  meet  Mr.  Gromyko  in  the 
United  States  ? 

Mr.  Lattimore.  I  don't  think  I  ever  did. 

Mr,  Morris.  Mr.  Lattimore,  did  yon  make  an  arrangement  with 
IMr.  Gromyko  to  have  your  book  Solution  in  Asia  published  in  the 
Soviet  Union  ? 

Mr.  Lattimore.  I  don't  think  I  did.  I  seem  to  remember  reading 
something  about  that  in  the  testimony.  Carter  may  have  suggested 
it,  or  something  of  that  sort. 

Mr.  Morris,  But  it  is  your  testimony  that  you  did  not,  is  it? 


3312  INSTITUTE    OF   PACIFIC   RELATIONS 

Mr.  Lattimore.  My  memory  is  very  vague  on  the  subject,  but  I 
don't  think  that  I  did  myself. 

Mr.  Morris.  Mr.  Mandel,  will  you  identify  these  two  letters,  please? 

Mr.  Mandel.  This  is  a  photostat  of  a  carbon  copy  of  a  document 
from  the  files  of  the  Institute  of  Pacific  Relations,  dated  February 
26,  1945,  addressed  to  Mrs.  Owen  Lattimore,  Ruxton,  Md.,  with  the 
typed  signature  of  Edward  C.  Carter. 

Mr.  Morris.  And  the  second? 

Mr.  Mandel.  The  second  is  a  photostat  of  a  carbon,  a  document, 
from  the  files  of  the  Institute  of  Pacific  Relations,  dated  INIarch  3, 
1945,  addressed  to  Owen  Lattimore,  with  the  typed  signature  of 
Edward  C.  Carter. 

Mr.  Morris.  Mr.  Chairman,  I  would  like  to  have  these  letters  read 
into  the  record  at  this  time  since  they  bear  on  the  series  of  questions 
being  addressed  to  the  witness. 

The  Chairman.  Very  well. 

(The  documents  referred  to  were  marked  "Exhibits  Nos.  515  and 
516,"  and  were  read  by  Mr.  Mandel.) 

Mr.  Morris.  Mr.  Mandel,  will  you  read  those  two  letters,  please? 

Mr.  Mandel.  The  letter  of  February  26, 1945  (exhibit  No.  515)  : 

Dear  Eleanor:  This  is  just  to  tlianli  you  for  your  lovely  hospitality  on  Sun- 
day. Your  place  is  so  lovely,  the  food  so  good,  and  the  conversation  so  stimulat- 
ing  that  I  do  want  you  to  know  what  great  pleasure  and  profit  you  gave  me. 

I  had  a  good  talk  with  Owen  on  the  train  and  I  hope  I  can  be  of  a  little 
assistance  in  carrying  out  his  project. 

A  part  of  my  purpose  in  getting  a  number  of  low-cost  copies  of  Solution  in 
Asia  fits  right  into  the  build-up  which  is  desirable  as  preparation  for  getting 
an  invitation  from  across  the  water  for  Owen  to  go  abroad. 

I  have  discovered  that  Owen's  40-percent  discount  is  better  for  the  IPR  than 
anything  we  can  get  from  the  publisher.     I  would  be  grateful  therefore  if  you 
could  have  12  copies  sent  me  as  speedily  as  possible  to-gether  vpith  your  bill. 
Ever  gratefully  yours, 

Edward  C.  Carter. 

The  second  letter  is  dated  March  3,  1945  (exhibit  No.  516)  : 

Dear  Owen  :  Would  you  be  willing  to  do  a  review  of  Rowe's  book  China  Among 
the  Powers  for  Pacific  Affairs? 

Our  reviewers  still  have  to  do  their  reviews  as  a  labor  of  love  even  though 
they  may  have  no  burning  affection  for  the  book  to  be  reviewed.  If  you  are 
willing  to  undertake  this  task  we  would  like  to  have  your  review  by  March  27, 
but  if  this  is  impossible  and  you  could  do  it  for  us  later  we  would  prefer  to 
have  a  review  from  your  pen  in  a  subsequent  issue  rather  than  to  get  a  sub- 
stitute writer  for  the  next  issue.  If  you  will  accept  I  will,  of  course,  send 
you  immediately  a  reviewer's  copy  of  the  book. 

As  soon  as  possible  after  recepit  of  extra  copies  of  Solution  in  Asia  I  am 
going  to  descend  upon  Gromyko  and  begin  to  lay  the  plans  for  exploring  the 
feasibility  of  your  recent  proposal. 

I  felt  that  of  all  the  speakers  you  did  by  far  the  best  job  at  the  town  hall. 
Sincerely  yours, 

Edward  C.  Carter. 

Mr.  Morris.  Mr.  Lattimore,  what  did  Mr.  Carter  mean  when  he 
said  he  was  going  to  "descend  upon  Gromyko  and  begin  to  lay  the 
plans  for  exploring  the  feasibility  of  your  recent  proposal"  ? 

Mr.  Lattimore.  Subject  to  the  limitations  of  being  able  to  say 
what  was  in  another  man's  mind 

Mr.  Morris.  He  is  talking  about  "your  recent  proposal,"  Mr.  Latti- 
more. 


INSTITUTE    OF   PACIFIC   RELATIONS  3313 

Mr,  Lattimore.  I  would  saj'  that  my  "recent  proposal"  must  have 
been  my  same  old  proposal  that  went  on  for  years  and  years,  of  trying 
to  get  into  Outer  Mongolia. 

Mr.  Morris.  And  that  bore  no  relation  to  having  a  publishing  of 
Solution  in  Asia  done  for  Soviet  internal  consumption? 

Mr.  Lattimore.  I  have  no  idea  what  that  would  be. 

Mr.  Morris.  You  have  read  ISIr.  Carter's  testimony  on  that  point, 
liave  you  not? 

Mr.  Latitmore.  Yes,  I  have  read  it. 

Mr.  Morris.  Which  is  contradictory  to  what  your  understanding- 
was  at  that  time  ? 

jVIr,  La'itimore.  No.     In  what  way  ? 

Mr.  Morris.  Did  he  not  testify  that  there  was  such  a  project? 

Mr.  LAi^riMORE.  A  project  for 

Mr.  Morris.  Having  the  Soviets  publish  a  version  of  your  book,  a 
copy  of  your  book,  an  edition  of  your  book. 

Mr.  Laitimore.  Oh,  I  didn't  remember  that.  As  far  as  I  can  see 
from  this  present  correspondence,  he  was  trying  to  get  some  copies  of 
my  book  to  send — what  is  it  now — to  send  presumably  to  Russia,  but 
whether  the  project  included  a  translation  or  a  Russian  edition,  I 
don't  know. 

Mr.  Morris.  You  did  send  copies  of  Solution  in  Asia  to  the  Soviet 
Union,  did  you  not? 

Mr.  Lattimore.  I  think  I  sent  them  to  Mr.  Carter.  I  don't  think  I 
remember  sending  any  to  the  Soviet  Union. 

Mr.  Morris.  Mr.  Mandel,  will  you  identify  that  document? 

Mr.  ISIandel.  This  is  a  photostat  of  a  memorandum.  In  the  corner 
is  "OL.''  This  is  a  j^hotostat  from  the  documents  from  the  files  of  the 
Institute  of  Pacific  Relations.     It  reads  as  follows : 

(Exhibit  No.  517) 
Distribution  of  12  copies  of  Solution  in  Asia — 
and  these  names  are  listed : 

W.  K.  Hancoclf — for  review  3-12-45 — Mrs.  V.  L.  Pandit 

K.  P.  Clien 

Gromyko  (2) — 1  for  Ztiukov 
Kisselev — for  Kemenov  and  Voi 
Litvinoff — for  Yarga  and  Voitinsky 

3-14-45 — Stepanov — for  Mikoyan   (for  Lozovsky  and  Voitinsky??) 

The  Chairman.  What  do  you  want  done  with  that  ? 

Mr.  Morris.  Mr.  Lattimore,  from  your  knowledge  of  IPR  docu- 
ments, the  fact  that  "OL''  appears  in  the  upper  right-hand  corner 
indicates,  does  it  not,  that  you  were  to  get  a  copy  of  that  distribution 
made  of  your  book  ? 

Mr.  Lattimore.  Presumably.  AVell,  it  w^ould  mean — I  question  that 
I  had  received  a  copy. 

Is  that  my  initial?  I  mean  did  I  initial  that  to  show  I  had  received 
it,  or  did  somebody  else  ? 

Mr.  SouR^VINE.  Look  at  the  photostat  and  see  if  those  are  your 
initials. 

Mr.  Lattimore.  No,  the  "OL"  there  isn't  my  w^riting. 

Mr.  Morris.  But  from  your  knowledge  of  markings  of  institute 
papers,  does  that  not  indicate  to  you  that  that  meant  a  copy  of  that 
should  go  to  you  for  distribution  ? 


3314  INSTITUTE    OF   PACIFIC   RELATIONS 

Mr.  Lattimore.  Very  probably;  yes.  It  might  mean  simply  that 
it  was  to  be  put  in  the  "OL"  file  in  the  IPR  office.  I  wouldn't  be  able 
to  tell  you. 

Mr.  SoDRAViNE.  Mr.  Morris,  could  you  find  out  from  the  witness  if 
he  knows  who  these  people  are  that  are  mentioned  here  ? 

Mr.  Morris.  Yes. 

May  we  have  that  introduced  in  the  record  first  ? 

The  Chairman.  It  may  be  introduced  in  the  record. 
(The  document  referred  to  was  marked  "Exhibit  No.  517"  and  was 
read  in  full.) 

The  Chairman.  What  is  the  question? 

Mr.  Morris.  Do  you  know  Mr.  Lozovsky,  Mr.  Lattimore? 

Mr.  Lattimore.  No,  I  don't  think  I  do. 

Mr.  Morris.  Do  you  know  Mr.  Voitinsky  ? 

Mr.  Lattimore.  Voitinsky  I  met  in  1936. 

Mr.  Morris.  Do  you  know  Mr.  Stepanov? 

Mr.  Lattimore.  No,  I  can't  place  him. 

Mr.  Morris.  Do  you  know  Mr.  Mikoyan  ? 

Mr.  Lai"it]M()Re.  I  presume  he  is  the  same  Mikoyan  whose  name 
I  have  seen  in  the  press  as  a  Soviet  official. 

The  Chairman.  The  question  is  do  you  know  him? 

Mr.  Lattimore.  No,  I  don't  know  him. 

Mr.  Morris.  Do  you  know  Mr.  Zhukov  ? 

Mr.  Lattimore.  No,  I  don't  think  I  do. 

Mr.  Morris.  Do  you  know  Mr.  Kemenov  ? 

Mr.  Lattimore.  No,  I  can't  place  him. 

Mr.  Morris.  Do  you  know  Mr.  Varga  ? 

Mr.  Lattimore.  ^Ir.  Varga  ?  I  know  that  he  is  a  Soviet  economist, 
but  I  don't  think  I  have  met  him. 

Mr.  Morris.  But  you  know  who  these  people  are? 

Mr.  Lattimore.  Yes. 

The  Chairman.  Is  Gromyko's  name  in  there  ? 

Mr.  Morris.  Gromyko's  name  does  appear  there ;  yes,  sir. 

Do  you  know  Mr.  Gromyko  ? 

Mr.  Lattimore.  No,  I  don't  think  I  met  him. 

Mr.  Morris.  Mr.  Chairman,  identification  of  these  men  can  be  made 
at  a  later  time. 

Mr.  Lattimore.  The  other  names  at  the  top  of  this  list,  Mr.  W.  K. 
Hancock,  I  don't  think  I  have  ever  heard  of  him. 

Mrs.  V.  L.  Pandit  is,  of  course,  the  recent  Indian  Ambassador  in  this 
country. 

K.  P.  Chen  is  one  of  the  leading  bankers  of  China. 

Senator  Ferguson.  Is  he  in  China  now? 

Mr.  Lattimore.  I  believe  he  is  in  Hongkong.     I  am  not  sure. 

The  Chairman.  You  may  proceed,  Mr.  Morris. 

Mr.  Morris.  Mr.  Lattimore,  do  you  know  that  Soviet  officials  col- 
lected information  on  economic  geography  and  statistics  from  United 
States  Government  departments  for  the  IPK  in  the  United  States  ? 

Mr.  Lattimore.  No,  I  didn't  know  that.  At  least,  I  don't  believe 
I  ever  knew  it.  It  would  seem  to  me  to  be  quite  an  ordinary  procedure, 
if  they  did. 

Mr.  Morris.  Mr.  Chairman,  I  have  here  the  minutes  of  a  meeting 
of  April  2,  1936,  and  I  am  asking  Mr.  Mandel  if  he  will  identify  this 
document. 


INSTITUTE    OF   PACIFIC   RELATIONS  3315 

The  Chairman.  Meeting  of  what? 

Mr.  Morris.    Meeting  in  Moscow. 

Mr.  Manclel  will  identify  it. 

The  Chairman.    Very  well. 

Mr.  Mandel.  This  is  a  photostat  of  a  document  from  the  files  of  the 
Institute  of  Pacific  Relations,  headed  "Meeting,  April  2, 1936,  Moscow : 
Mr.  Carter,  Mr.  and  Mrs.  Lattimore,  H.  M.  Harondar." 

Mr.  Morris.  "H.  M."  is  different  from  Harondar ;  is  it  ? 

Mr.  Mandel.  Yes,  sir. 

Mr.  Morris.  Will  a  copy  of  that  be  made  available  to  Mr.  Lattimore, 
please? 

This  is  April  2,  1936. 

Mr.  Lattimore,  will  you  read  the  sixth  paragraph  on  the  front  page, 
which  begins  with  "Motiliev." 

Mr.  Lattimore.  The  sixth  ? 

Mr.  Morris.  The  one  that  says : 

Motiliev  said  that  he  was  interested  in  receiving     *     *     *. 

Mr.  Lattimore  (reading)  : 

Motiliev  said  that  he  was  Interested  in  receiving  from  the  United  States  more 
material  on  the  economic  geography  of  the  country ;  the  official  publications  of 
Government  departments,  particularly  the  statistical  reports. 

Mr.  Morris.  Mr.  Lattimore,  did  the  IPR  serve  as  a  conduit  for  the 
Soviet  officials  to  receive  such  information  from  the  United  States? 

Mr.  Lattimore.  I  have  no  idea. 

Mr.  Morris.  I  ask  you  to  turn,  Mr.  Lattimore,  to  page  2  and  take 
up  the  second  item  there  on  the  top  of  the  page,  "II.  In  re:  Pacific 
Affairs." 

Mr.  Lattimore  (reading)  : 

The  discussion  of  this  point  was  postponed  until  Voitinsky  could  be  present. 

Mr.  Morris.  Why  should  that  discussion  be  postponed  until  Voitin- 
sky was  present,  Mr.  Lattimore?  Did  you  know  at  that  time  Mr. 
Voitinsky  was  the  head  of  the  far  eastern  section  of  the  Comintern? 

Mr.  Lattimore.  No,  I  did  not. 

As  far  as  my  recollection  serves,  Voitinsky  was  the  editor,  or  one  of 
the  editors,  of  the  publication  which  was  regarded  as  the  official  pub- 
lication of  the  Soviet  council  of  the  IPR  and,  therefore,  would  be  a 
natural  person  to  include  in  an  editorial  conference. 

Mr.  Morris.  Mr.  Lattimore,  may  I  call  your  attention  to  VII  on 
page  3,  just  about  the  middle. 

Mr.  Lattimore.  "In  re  International  Secretariat  Policy"  ? 

Mr.  Morris.  Yes. 

The  Chairman.  What  do  you  want  ? 

Mr.  Morris.  I  want  Mr.  Lattimore  to  read  it,  Mr.  Chairman. 

The  Chairman.  Very  well. 

Mr.  Lattimore  (reading)  : 

Motiliev  said  that  Voitinsky  had  not  yet  read  ECG's  report  on  the  policy.  He 
thought  that  there  would  be  no  objections  in  principle,  although  there  might  be 
some  on  details.  He  said  that  he  had  received  a  letter  from  Honolulu  criticizing 
the  policy  and  would  like  to  discuss  the  whole  question  when  Voitinsky  was  here. 

Mr.  ]MoRRis.  And  then,  finally,  Mr.  Lattimore,  I  would  like  you  to 
turn  to  the  last  page. 
Mr.  Lattimore.  Yes. 


3316  INSTITUTE    OF    PACIFIC    RELATIONS 

The  Chairman.  Who  is  "ECC"  ? 
]\Ir.  Lati'imori:.  Mr.  Edward  C.  Carter. 

Mr.  Morris.  Beginning  in  the  first  paragraph  on  the  last  page,  Mr. 
Lattimore. 
Mr.  Lattimore  (reading)  : 

Motiliev  said  that  he  would  like  to  wait  to  discuss  this — 

I  don't  know  what  "this"  is — 

when  Voitinsky  was  here.  He  said  that  he  did  not  think  there  would  be  any 
critique  of  the  general  policy  of  the  IPR.  There  would  be  definite  questions 
about  Pacific  Affairs,  not  as  to  its  policy  and  contents  but  as  to  its  juridical  posi- 
tion as  to  the  instrument  of  the  IPR.  He  said  there  would  be  discussions  and 
negotiations  in  connection  with  the  question  of  preventing  the  publishing  of 
articles  which  are  in  some  way  harmful  to  the  U.  S.  S.  R.  IPR  position. 

Mr.  Morris.  Mr.  Lattimore,  did  you  know  at  that  time  Mr.  Voitin- 
slry's  position  with  the  Communist  International  ? 

Mr.  Lattimore.  No  ;  I  don't  believe  I  did. 

Mr.  Morris.  Mr.  Mandel,  does  your  research  of  Pacific  Affairs  at 
this  period  of  time  indicate  that  anything  appeared  therein  along  the 
description  I  just  gave? 

Mr.  Mandel.  In  the  issue  of  September  1936  of  Pacific  Aifairs 

Mr.  Morris.  That  is  just  shortly  after  the  meeting  you  were  dis- 
cussing, Mr.  Lattimore. 

Mr.  Mandel.  Cited  under  the  title  '"Literature  on  the  Chinese  Com- 
munist Movement"  is  the  following  notation  of  an  article  on  British 
imperialism  in  China,  from  the  Communist  International,  No.  6, 
November  1924,  and  another  article  by  Mr.  Voitinsky,  entitled  "The 
Situation  in  China,"  from  the  Communist  International,  No.  21,  April 
1925. 

This  is  taken  from  Pacific  Affairs  of  September  1936,  listing  the 
writings  of  G.  Voitinsky. 

Mr.  Morris.  And  you  were  editor  at  that  time,  were  you  not,  Mr. 
Lattimore  ? 

Mr.  Lattimore.  Of  Pacific  Affairs;  yes. 

Mr.  Morris.  Mr.  Chairman,  might  that  whole  document  be  received 
into  the  record  ? 

The  Chairman.  It  may  be  received  into  the  record. 

(The  document  referred  to  was  marked  "Exhibit  No.  518"  and  is 
as  follows:) 

Exhibit  No.  .518 

Meeting  April  2,  1936,  Moscow:  Mr.  Carter,  Mr.  and  Mrs.  I>attimore,  H.  M. 

■  Harondar 

1.  In  re  exchange  of  books  and  periodicals. 

ECC  said  that  of  the  member  countries  those  most  interested  in  Soviet  ma- 
terials are  the  English,  Chinese,  and  American  Councils.  The  American  Council 
is  best  equipped  to  use  them.  The  two  Chinese  who  know  Russian  are  at  present 
not  in  China.  In  England  the  Russian  materials  are  used  by  some  of  the 
members  of  the  Chatham  House,  but  the  staff  is  not  able  to  make  full  use  of  them. 
Since  the  American  Council  could  best  use  the  books,  the  decision  was  to  have 
the  main  IPR  collection  in  New  York  temporarily. 

HM  explained  that  the  exchange  was  very  successful  to  date,  but  that  there 
was  difficulty  in  choosing  what  books  were  wanted  because  it  was  impossible  to 
tell  about  their  contents  without  some  kind  of  bibliographical  exchange. 

Motiliev  said  that  it  would  be  po.ssible  to  provide  almost  all  the  materials 
printed  in  the  Soviet  Union.  Since  the  American  Council  is  interested  in  books 
on  the  Soviet  Union  in  general,  it  will  be  necessary  to  work  out  a  system  for 
selection. 


INSTITUTE    OF    PACIFIC    RELATIONS  3317 

Harondar  said  that  he  had  already  sent  to  New  York  the  list  of  all  the  periodi- 
cals which  the  U.  S.  S.  R.  IPR  is  receiving  for  I\Irs.  Barnes  to  choose  which  ones 
were  wanted  in  the  U.  S.  He  said  that  he  now  received  librai-y  cards  of  all  the 
books  on  pertinent  subjects,  with  a  short  resume  of  the  contents.  He  will  have 
these  sent  to  the  U.  S.  to  serve  as  a  basis  for  selection. 

Motiliev  said  that  the  annual  plan  figures  and  the  publications  of  the  statistical 
institute  would  be  sent  regularly  without  a  preliminary  exchange  of  the  bibli- 
ographical cards. 

Motiliev  said  that  he  was  interested  in  receiving  from  the  U.  S.  more  material 
on  the  economic  geography  of  the  country ;  the  official  publications  of  Govern- 
ment departments,  particularly  the  statistical  reports. 

Harondar  said  that  their  library  on  Japan,  in  English,  was  meagre  and  they 
would  like  more  books  on  this.  If  it  is  possible  to  have  sent  from  America  the 
Japanese  Government  reports  in  English,  they  would  like  to  have  them. 

ECC  said  that  Usiiibe  should  be  able  to  furnish  those. 

Lattimore  asked  if  there  were  important  materials  in  Mongolian  and  Chinese 
available  here. 

Motiliev  said  that  there  is  very  little.  There  is  a  magazine  published  in 
Mongolia  in  Russian.  There  is  also  a  Russian  newspaper  in  Buriat-Mongolia. 
There  are  ftlongolian  and  Chinese  newspapers  for  those  peoples  in  the  Soviet  Far 
East.     All  of  these  can  be  sent. 

Motiliev  said  that  there  was  very  little  use  made  of  latinized  Chinese  due  to 
the  difficulties  of  retaining  contacts  and  connections  with  older  Chinese  literature 
and  with  contemporary  publications  in  China.  The  Chinese  newspai)er  occasion- 
ally publishes  a  supplement  in  latinized  Chinese. 

Motiliev  said  that  it  was  easy  to  get  materials  on  Buriat-Mongolia,  but  more 
tlifficult  on  Mongolia.  Harondar  will  check  on  the  publications  available  here 
in  Mongolian. 

Motiliev  presented  everyone  with  a  copy  of  U.  8.  S.  R.  Handbook  published  by 
Gollanz.  He  aLso  gave  HM  the  latest  number  of  Sovietskie  Kraebedenie  which 
is  devoted  entirely  to  Buriat-Mongolia.  He  shows  Lattimore  the  new  Mon- 
golian Atlas  and  said  that  he  would  try  to  get  a  copy  for  him. 

B.  In  re  Exhibit  of  periodicals  at  Yosemite. 

ECC  explained  that  at  Yosemite  he  wanted  to  have  an  exhibit  of  the  most 
important  periodicals  appearing  in  the  U.  S.  S.  R.  on  the  Far  East,  the  Soviet 
Far  East,  and  on  the  U.  S.  S.  R.  in  general.  He  would  like  two  copies  of  the 
monthly  and  quarterly  magazines  and  four  of  the  weekly  magazines. 

IMotiliev  said  that  there  were  few  magazines  on  the  Far  East  as  such,  but 
many  general  magazines  that  had  important  information  on  the  Far  East. 

II.  In  re  Pacific  Affairs. 

The  di.scussion  of  this  point  was  postponed  until  Voitinsky  could  be  present. 

III.  In  re  the  appointment  of  a  Soviet  member  of  the  staff  of  the  Sec'y  GenT. 
Motiliev  said  that  this  question  could  not  be  settled  immediately,  but  he  would 

like  to  know  what  type  of  person  was  wanted. 
ECC  said  that  the  Soviet  member  should  be  able  to  do  the  following : 

1.  Visit  the  IPR  library  in  N.  Y.  to  find  out  in  what  particular  fields  it  was 
weak. 

2.  To  visit  the  other  important  libraries  in  the  country  at  universities  to 
find  out  how  far  they  are  equipped  to  supply  people  who  are  studying  the  Soviet 
Union. 

3.  To  prepare  summaries  in  English  and  descriptions  of  the  Soviet  periodicals 
for  the  exhibit  in  Yosemite. 

4.  To  meet  the  people  working  in  the  universities  on  the  Soviet  Union. 

5.  To  help  on  Pacific  Affairs. 

Motiliev  said  that  this  meant  the  Soviet  member  should  be  one  of  the  leading 
people  in  the  IPR  group  here  and  well-informed  on  the  Far  East,  etc.  This 
would  be  very  difficult,  because  the  institutions  where  such  people  are  working 
are  very  hesitant  to  let  them  go  ftu-  a  long  period.  In  principle  he  felt  that 
such  an  arrangement  would  be  a  good  thing. 

IV.  In  re  Motiliev's  visits  en  route  to  Y'osemite. 

ECC  reported  that  Liu  Yu-Wan  was  very  anxious  to  meet  Motiliev  in  Shang- 
hai. Liu  Yu-Wan  has  now  been  made  secretary  of  the  Society  for  Sino-Soviet 
Cultural  Relations,  of  which  the  Soviet  ambassador  is  one  of  the  officers. 

Motiliev  said  that  he  was  not  sure  that  he  would  get  to  Shanghai  before  Liu 
Yu-Wan  had  left. 

ECC  said  that  Liu  Yu-Wan  was  ready  to  wait  for  him.  He  also  w^ants  to 
come  to  Moscow  after  the  conference. 


3318  INSTITUTE   OF    PACIFIC   RELATIONS 

ECC  reported  the  invitation  to  Motiliev  from  Chatham  House.  Chatham  House 
suggested  that  the  middle  of  May  might  be  a  good  time  for  such  a  visit. 

iNIotliliev  said  that  it  would  be  very  difficult  for  him  to  do  it.  This  year 
is  a  very  busy  one  for  him  since  the  first  volume  of  the  Atlas  is  to  appear  during 
the  year.  Likewise  Voitiusky  is  very  busy,  as  editor  of  the  new  quarterly.  How- 
ever, it  might  be  possible  to  arrange  for  someone  else  to  visit  London.  Motiliev 
is  planning  to  finish  his  reports  during  the  end  of  April  and  May.  He  considers 
that  it  is  less  important  for  him  to  visit  England  than  China,  since  the  opinions  of 
leading  English  are  more  easily  found  in  their  articles  and  books  than  is  the  case 
with  the  Chinese. 

V.  In  re  Soviet  participation  at  Yosemite. 

(a)  Personnel :  ECC  said  that  he  was  anxious  to  have  as  large  a  delegation  as 
possible.  He  suggested  that  Romm  would  be  very  acceptable  to  the  other  coun- 
tries.    He  also  mentioned  Neymann. 

Motiliev  said  that  this  could  not  I)e  settled  immediately.  Romm  would  un- 
doubtedly represent  Izvestia,  and  might  be  a  member  of  the  delegation. 

(6)   Documentation:  Motiliev  reported : 

1.  The  Symposium  on  the  Soviet  Far  East  is  almost  ready.  The  last  articles 
are  going  to  be  received  soon.    By  the  end  of  May  it  should  be  printed  in  English. 

2.  The  Symposiixm  on  international  relations  in  the  Pacific  Area  will  be  ready 
at  the  same  time.  Most  of  the  articles  in  it  will  be  entirely  new,  but  they  may 
translate  some  of  the  articles  from  Tikhi  Okean.  He  asked  that  HM  give  an 
opinion  as  to  which  articles  would  be  more  interesting. 

3.  Nationality  Policy  in  the  Soviet  Far  East.  This  paper  was  to  be  prepared 
by  Dimanshtein.  H»^  is  very  busy  and  not  very  prompt.  His  secretary  says  that 
he  probalily  cannot  do  it  before  the  conference,  but  maybe  it  will  be  done 
afterwards. 

4.  Paper  on  Pacific  relations  in  general,  in  connection  with  the  fifth  round-table. 
This  paper  is  being  prepared  by  Motiliev.  It  should  be  ready  in  May.  He  does 
not  know  how  long  and  full  he  will  be  able  to  make  it. 

Motiliev  asked  if  May  would  be  too  late  for  the  papers. 

ECC  said  that  it  would  be  too  late  for  Australia  and  New  Zealand,  but  in  any 
case  the  most  important  use  of  the  documentation  comes  after  the  conference. 

Motiliev  said  that  It  might  be  possible  to  send  mimeographed  copies  earlier. 
He  said  that  the  two  symposiums  would  be  of  value  for  several  years  and  that 
the  Symposium  on  the  Soviet  Far  East  would  be  printed  in  50,000  copies,  since 
there  was  no  such  study  in  existence  here. 

Motiliev  said  that  part  of  the  Standard  of  Living  study  should  be  done  by  the 
conference.  This  is  being  written  by  Kravel  who  is  vice  president  of  Gosplan 
and  director  of  all  the  statistical  work. 

VI.  In  re  finance  and  budget. 

ECC  said  that  he  would  discuss  this  later  alone  with  Motiliev. 

VII.  In  re  international  secretariat  policy. 

Motiliev  said  that  Voitinsky  had  not  yet  read  ECC's  report  on  the  policy. 
He  thought  that  there  would  be  no  objections  in  principle,  although  there  might 
be  some  on  details.  He  said  that  he  had  received  a  letter  from  Honolulu 
criticizing  the  policy  and  would  like  to  discuss  the  whole  question  when  Voitinsky 
was  here. 

VIII.  In  re  HM's  visit  to  Buriat  Mongolia. 

Motiliev  said  that  he  would  be  only  too  glad  to  ari-ange  it,  but  due  to  the 
unstable  conditions  there,  it  was  impossible  to  arrange  it  at  present.  Last 
year  when  he  inquired  as  to  the  possibilities,  the  military  institutions  objected. 
At  present  Americans  are  allowed  in  Birobidjan.  With  Buriat-Mongolia  it  is 
just  a  question  of  time  until  the  conditions  become  normal.  If  HM  wants 
to  visit  other  minor  nationalities,  as  for  instance  in  the  Caucasus,  it  can  be 
arranged. 

IX.  In  re  Lattimore's  visit  to  Mongolia. 

Motiliev  said  tliat  the  same  thing  applies  to  Mongolia  as  to  Buriat-Mongolia, 
but  there  the  question  is  more  complicated  since  Mongolia  is  an  independent 
country.  Mongolia  now  is  constantly  ready  for  war  and  conditions  are  very 
unstable. 

There  is  a  Mongolian  representative  in  Moscow,  with  whom  Motiliev  spoke 
when  Lattimore  first  applied  for  permission.  This  representative  did  not  refuse, 
but  said  he  would  have  to  write  to  Ulan  Bator  for  permission  and  seemed  reluctant 
to  ti*y  to  get  permission.  Moreover,  there  would  not  have  been  sufficient  time 
to  arrange  this. 


INSTITUTE    OF   PACIFIC   RELATIONS  3319 

Motiliev  did  not  try  to  get  permission  through  Narkomindel.  Since  the 
U.  S.  S.  R.  IPR  is  in  no  way  connected  with  the  Narkomindel,  he  couldn't  try 
to  get  permission  from  them  witliout  the  approval  of  I>attimore  and  the  Institute. 

Lattimore  said  that  he  would  rather  not  go  by  getting  permission  via  Nar- 
komindel. 

Motiliev  said  that  it  would  then  be  necessary  to  wait  until  conditions  improved. 

X.  In  re  Soviet  critique  of  international  policy  of  IPR. 

Motiliev  said  that  he  would  like  to  wait  to  discuss  this  when  Voitinsky  was 
here.  He  said  that  he  did  not  think  there  would  be  any  critique  of  the  general 
policy  of  the  IPR.  There  would  be  definite  questions  about  Pacific  Affairs, 
not  as  to  its  policy  and  contents,  but  as  to  its  juridical  position  as  the  instru- 
ment of  tlie  IPR.  He  said  there  would  be  discussions  and  negotiations  in  con- 
nection with  the  question  of  preventing  the  publishing  of  articles  which  are  in 
some  way  harmful  to  the  U.  S.  S.  R.  IPR  position. 

Motiliev  said  that  although  there  were  few  subscriptions  to  Pacific  Affairs 
here,  it  was  read  by  many  specialists  and  they  found  it  very  interesting. 

Lattimore  said  that  he  would  also  like  to  discuss  the  institutional  position 
of  Pacific  Affairs. 

Motiliev  said  that  the  circulation  of  Tikhi  Okean  was  between  3,000  and  5,000. 
The  circulation  is  limited  by  a  lack  of  paper  rather  than  a  lack  of  readers.  "When 
he  was  in  the  Far  East  he  had  great  difficulty  in  finding  any  copies  and  it  is 
impossible  to  get  back  numbers. 

Mr.  Lattimore.  May  I  point  out  that  at  that  time,  I  don't  think 
that  my  knoAvledge  of  tlie  Russian  set-np  included  any  assumption 
that  the  fact  that  a  man  had  printed  something  for  the  Communist 
International  meant  that  he  held  a  position  on  the  Comintern. 

Mr.  Morris.  Mr.  Lattimore,  did  you  offer  to  supply  military  infor- 
mation to  the  Soviet  officials  of  the  Listitute  of  Pacific  Relations? 

Mr.  Lattimore.  No  ;  I  don't  believe  I  did. 

Mr.  Morris.  Mr.  Mandel.  will  you  identify  this  document,  please? 

Senator  Ferguson.  Mr.  Chairman,  before  proceeding  with  that,  I 
am  not  clear  on  one  position,  back  on  page  4. 

The  Chairman.  Of  the  last  exhibit  ? 

Senator  Ferguson.  Yes. 

*  *  *  he  said  there  would  be  discussions  and  negotiations  in  connection 
with  the  question  of  preventing  the  publishing  of  articles  which  are  in  some 
way  harmful  to  the  U.  S.  S.  R.  IPR  position. 

In  these  previous  minutes  of  the  meeting  we  found  that  there  was 
to  be  a  line  or  policy,  and  we  find  articles  carrying  that  out. 

What  do  you  say  is  meant  by  "the  U.  S.  S.  R.  IPR  position"? 

Your  wife  just  handed  j^ou  a  paper.     Is  that  in  relation  to  it? 

Mr.  Lattimore.  That  is  in  relation  to  the  previous  questioning 
here  several  days  ago  about  the  question  of  line  in  Pacific  Affairs,  on 
which  I  should  like  to  make  some  amplifying  remarks. 

Senator  Ferguson.  You  can  make  those  later. 

Mr.  Lattimore.  All  right. 

Senator  Ferguson.  I  would  like  to  have,  though,  what  you  mean 
here,  or  what  was  meant  here  by  the  "U.  S.  S.  R.  IPR  position." 

Mr.  Lattimore,  I  have  no  recollection  of  Avhat  that  meant.  That 
is  something  I  didn't  write.  I  don't  remember  ever  seeing  these 
minutes  before,  and  it  seems  to  me  the  wording  is  rather  obscure,  but 
may  have  something  to  do  with  institutional  arrangements  at  that 
time. 

Senator  Ferguson.  Mr.  Lattimore,  does  it  not  sound  reasonable  that 
if  you  and  Mr.  Carter  were  to  make  up  reports  on  this  meeting  later — 
which  you  claim  that  you  did  and  which  was  in  your  possession  at  the 
time  you  wrote  the  book — that  you  would  get  the  minutes  that  were 
taken,  which  are  now  before  you? 


3320  INSTITUTE    OF   PACIFIC   RELATIONS 

Mr.  Lattimore.  No  ;  it  doesn't,  Senator,  I  don't  think  that,  as  of 
1950,  I  knew  there  were  such  minutes. 

Senator  Ferguson.  I  am  not  talking  about  1950.  I  am  talking 
about  the  time  that  you  claim  the  reports  were  written. 

Mr.  Lattimore,  No  ;  I  would  write  a  report  on  my  own  recollections 
of  what  there  was  to  report  about. 

I  remember  that  at  the  Yosemite  Conference  in  1936  I  was  called 
upon  to  make  a  report  to  some  kind  of  special  committee  for  the  pur- 
pose, on  the  editorial  problems  and  policy  of  Pacific  Affairs,  and 
]:)resumably  there  was  some  reference  there  to  the  visit  that  I  had  just 
then  recently  made  to  Moscow,  the  details  of  which  were  presumably 
then  much  more  fresh  in  my  head. 

Senator  P'erguson.  But  is  it  not  clear,  from  the  minutes  of  the 
meetings  that  were  taken  by  the  IPR  and  placed  in  their  files,  that 
there  was  to  be  a  U.  S.  S.  E.  policy  line  ? 

Mr.  Lattimore.  No,  sir. 

Senator  Ferguson.  How  do  you  explain  the  expression  that  I  read  ? 

Mr.  Lattimore.  The  expression  that  concerns  the  "preventing  the 
]:)ublishing  of  articles  which  are  in  some  way  harmful  to  the  U.  S.  S.  R. 
IPR  position." 

And  I  say  that  is  an  obscure  wording,  which  at  this  time  I  can't 
identify,  especially  as  I  didn't  write  it  and  don't  believe  I  have  ever 
seen  it  before. 

Senator  Ferguson,  But  taking  all  the  other  documents  that  we 
have  had  on  the  IPR,  your  meeting  in  Moscow,  is  it  not  a  fair  infer- 
once  that  there  was  a  policy  line  and  that  that  is  the  policy  line  that 
(hey  were  talking  about  there ? 

Mr.  Lattimore.  No,  sir,    I  see  no  reason  for  such  an  inference. 

May  I,  Senator  Ferguson,  at  this  moment  advert  to  the  question  of 
line,  as  it  was  discussed  the  other  day,  because  I  think  we  may  have 
been  talking 

Senator  Ferguson.  I  don't  have  any  question  now,  but  I  just  want 
to  say  that  I  cannot  agree  with  the  witness'  explanation  that  he  has 
given  at  all. 

Senator  Smith.  May  I  ask  one  question  about  this  line  ? 

The  Chairman.  All  right,  Senator  Smith. 

Senator  Smith.  Mr.  Lattimore,  where  this  memorandum,  prepared, 
l)y  Mr.  Carter,  says : 

He  said  there  would  be  discussions  aud  negotiations  in  connection  with  the 
question  of  preventing  the  publishing  of  articles  which  are  in  some  way  harmful 
to  the  U.  S.  S.  R.  IPR  position— 

does  not  that  sentence  indicate  that  the  U.  S.  S.  R.  position  and  the 
IPR  position  were  one  and  the  same,  because  it  is  in  the  singular  and 
refers  to  the  positions  of  the  two  ? 

Mr.  Lattimore.  That  wouldn't  be  my  conclusion.  Senator. 

Senator  Smith,  It  would  not  be? 

Mr,  Lattimore,  No, 

Senator  Smith,  What  would  be  your  conclusion  about  that,  then  ? 

Mr,  Lattimore,  Well,  as  I  said,  I  think  this  wording  is  very  ob- 
scure, but  it  seems  to  me  that  it  refers  to  a  U,  S,  S,  R.  and  IPR  posi- 
tion and  possibly  the  relationship  between  the  two. 

Senator  Smith,  It  does  not  say  "positions,"  Does  not  that  sentence 
indicate  that  they  are  one  and  the  same,  U,  S,  S,  R.  IPR  position? 

Mr.  Lattimore,  No,  sir. 


INSTITUTE    OF   PACIFIC    RELATIONS  3321 

Senator  Smith.  If  there  had  been  two,  would  not  that  have  said 
two,  phiral? 

Mr.  Lattimore.  To  put  what  I  said  before  in  a  different  way,  it 
might  refer  to  the  position  of  the  U.  S.  S.  E.  in  the  IPR. 

Senator  Smith.  Of  course,  it  did  not  say  that,  though,  did  it? 

Mr.  Lattimore.  No.  That  is  what  I  say,  that  my  interpretation  is 
unauthoritative  and  I  think  the  whole  wording  is  obscure. 

Senator  Ferguson.  Mr.  Lattimore,  was  not  there  a  new  policy  laid 
down  at  the  Moscow  meetings  ? 

Mr.  Lattimore.  No,  sir ;  not  in  my  opinion. 

Mr.  Morris.  Mr.  Lattimore,  were  there  not  articles  published  in 
Pacific  Affairs  that  the  Soviet  officials  not  like  and  brought  up  with 
you? 

Mr.  Lattimore.  There  had. 

Mr.  Morris.  And  did  not  you  and  Mr.  Carter  say  that  there  had 
been  mistakes  in  publishing? 

Mr.  Lattimore.  I  would  have  to  review  the  transcript  at  that  point. 

Senator  Ferguson.  And,  Mr.  Lattimore,  did  they  object,  after  the 
meeting  in  Moscow,  to  any  articles  ? 

Mr.  Lattimore.  I  couldn't  recall  offliand. 

Senator  Ferguson.  But  they  had  before  ? 

Mr.  Lattimore.  If  you  will  look  over  again  those  Moscow  memo- 
randa, one  of  the  things  that  stands  out  is  that  we  were  trying  to  get 
the  Russians  to  promise  to  contribute  articles,  which  never  came 
through. 

Senator  Ferguson.  That  was  not  my  question  at  all. 

Mr.  Morris.  That  is,  you  and  Harriet  Moore  ? 

Mr.  Lattimore.  That  is  the  IPR. 

Mr.  Morris.  Who  was  with  you  at  the  time  ? 

Harriet  Moore  was  present,  was  she  not,  Mr.  Lattimore  ? 

Mr.  Lattimore.  I  think  she  was  one  of  those  present;  yes. 

Mr.  Morris.  Was  she  a  Communist  at  that  time? 

Mr.  Lattimore.  Not  to  my  knowledge. 

Mr.  Morris.  Was  Kathleen  Barnes  present  at  that  time  ? 

Mr.  Lattimore.  I  don't  believe  so. 

Mr.  Morris.  She  was  present  at  these  meetings,  was  she  not? 

Mr.  Lattimore.  I  don't  think  so. 

Mr.  Morris.  Was  she  a  Communist  at  that  time,  Mr.  Lattimore? 

Mr.  Lattimore.  Not  to  my  knowledge. 

Mr.  Morris.  You  know  they  both  have  refused  to  testify  before 
this  committee,  on  the  ground  that  their  answers  would  incriminate 
them,  when  asked  whether  or  not  they  were  members  of  the  Commu- 
nist Party. 

Mr.  Lattimore.  They  have  done  so,  to  my  great  astonishment  and 
distress. 

The  Chairman.  Senator  Smith. 

Senator  Smith.  Mr.  Chairman,  there  is  one  other  question  I  would 
like  to  ask  Mr.  Lattimore. 

The  Chairman.  Very  well. 

Senator  Smith.  Mr.  Lattimore,  did  you  ever  have  a  copy  of  the 
U.  S.  S.  R.  handbook,  the  Soviet  Handbook  ? 

Mr.  Lattimore.  In  English,  or  Russian? 

Senator  Smith.  I  do  not  know.     Either  one. 

88348— 52— pt.  10 4 


3322  INSTITUTE    OF   PACIFIC   RELATIONS 

Mr.  Lattimore.  Is  that  an  IPR  publication  ? 
Senator  Smith.  No. 

I  refer  to  the  third  paragraph  from  the  bottom  on  page  1  of  the 
exhibit — and  it  mentions  your  name  up  in  there — where  it  says : 

Motiliev  presented  everyone  with  a  copy  of  U.  S.  S.  R.  Handbook  published 
by  GoUanz.     *     *     * 

Then  it  also  refers  to  this : 

He  shows  Lattimore  the  new  Mongolian  Atlas  and  said  that  he  would  try  to 
get  a  copy  for  him. 

Do  you  remember  that  handbook  ? 

Mr.  Lattimore.  No;  I  don't  remember  that  handbook. 

Senator  Smith.  You  do  not  have  it? 

Mr.  Lattimore.  I  may  have  it ;  I  don't  know. 

Senator  Smith.  All  right. 

The  Chairman.  Gentlemen,  I  think  we  will  recess  now  until  1 :  30, 
if  that  will  be  satisfactory  to  the  Senators. 

(Thereupon,  at  12:15  p.  m.,  the  subcommittee  recessed,  to  recon- 
vene at  1 :  30  p.  m.,  of  the  same  day.) 

after  recess 

The  Chairman.  The  committee  will  come  to  order.  You  may  pro- 
ceed, Mr.  Morris. 

Mr.  Morris.  Senator,  I  had  reached  the  question,  did  you  offer  to 
supply  military  information  to  Soviet  officials  through  the  Institute 
of  Pacific  Relations,  and  the  witness,  I  believe,  had  answered  no. 

Mr.  Lattimore.  I  had  answered  that  I  had  no  recollection.  Since 
my  memory,  however,  is  incomplete,  if  you  have  a  document  to  re- 
fresh my  recollection  I  shall  be  glad  to  see  it. 

]\Ir.  Morris.  Have  you  identified  that  document,  Mr.  Mandel  ? 

Mr.  INIandel.  This  is  a  photostat  of  a  document  from  the  files  of 
the  Institute  of  Pacific  Relations,  headed  "Meeting  April  6;  Motiliev; 
ECC;  OL;  FD;  Harondar;  HM,"  and  then  the  penciled  note  1936. 

Mr.  Morris.  Who  is  FD,  Mr.  Lattimore  ? 

]\Ir.  Lattimore.  I  don't  know  who  FD  was.  It  may  have  been  one 
of  Mr.  Carter's  secretaries. 

Senator  Ferguson.  How  many  people  had  gone  over  to  this  meet- 
ing in  Moscow? 

Mr.  Lattimore.  My  wife  and  I  came  from  Peking,  accompanied 
by  Miss  Tyler,  who  had  been  doing  some  research  on  teaching  of 
English  in  China,  and  we  were  met  in  ISIoscow  by  Mr.  Carter,  Miss 
Moore,  and  a  secretary  of  INIr.  Carter's  whose  name  I  forget. 

Senator  Ferguson.  Could  that  be  the  name  that  has  been  given 
to  you  ? 

Mr.  Lattimore.  That  is  why  I  suggested  that  might  be,  FD,  yes. 

Senator  Ferguson.  Who  is  Harondar? 

Mr.  Lattimore.  He  was  secretary  of  the  Soviet  Council  of  the  IPR. 

Senator  Ferguson.  Do  you  know  whether  or  not  you  discussed  mili- 
tary activities  at  all  at  that  meeting? 

Mr.  Lattimore.  I  have  no  present  recollection  of  it  whatever. 

Mr.  Morris.  Mr.  Chairman,  will  this  be  introduced  into  the  record? 

The  Chairman.  Yes.     Have  you  identified  it  ? 

Mr.  Morris.  Yes,  Mr.  Chairman,  we  have. 


INSTITUTE    OF   PACIFIC    RELATIONS  3323 

The  Chairman.  This  is  a  photostat  of  a  document? 

Mr.  Morris.  It  is  of  a  document  taken  from  the  files  of  the  Institute 
of  Pacific  Relations. 

The  Chairman.  And  so  testified  by  Mr.  Mandel  ? 

Mr.  Morris.  That  is  correct,  sir. 

The  Chairman.  It  ma}-  be  inserted  in  the  record. 

(The  document  referred  to  was  marked  "Exhibit  No.  519"  and  is 
as  follows:) 

Exhibit  No.  519 

Meeting  April  6  ;  Motiliev  ;  ECC  ;  OL ;  FD  ;  Harondar  ;  HM 

ECC  explained  about  Cressey's  proposed  study  of  Soviet  geography.  Motiliev 
said  that  in  principle  he  welcomed  the  idea,  as  there  was  so  little  work  done  in 
English  on  this  phase  of  the  Soviet  Union.  He  asked  whether  the  plan  included 
economic  geography.  ECC  answered  that  while  it  would  be  largely  physical 
geography,  some  attention  would  be  paid  to  economic  geography.  ECC  gave 
Motiliev  a  copy  of  Cressey's  outline  and  Motiliev  said  that  he  would  discuss  it 
later. 

In  re  the  preliminary  agenda  for  the  Conference:  Motiliev  said  that  the  ques- 
tions on  the  Soviet  Union  included  in  the  section  headed  "International  Implica- 
tions" reflect  a  negative  valuation  of  the  Soviet  Far  Eastern  policy.  E.  G.  the 
question  "Does  the  industrialization  of  the  Far  East  work  for  or  against  the 
Peace  Policy"  is  all  right  taken  by  itself,  but  wlien  grouped  with  many  other 
questions  of  this  nature,  the  general  impression  is  unfavorable  to  the  policy. 

Motiliev  said  that  some  of  the  questions  would  be  very  ditficult  to  answer,  since 
the  delegation  did  not  represent  Narkomindel  e.  g.  the  questions  of  the  strategic 
significance  of  industrialization  and  the  questions  on  Sinkiang. 

Motiliev  said  that  it  was  not  correct  to  lump  Sinkiang  and  Outer  Mongolia 
in  one  question.  Outer  Mongolia  is  an  independent  state  while  Sinkiang  is  part 
of  China.  The  policy  in  regard  to  Sinkiang  is  just  a  detail  of  the  general  policy 
in  regard  to  China.  It  is  true  that  Sinkiang  is  very  closely  linked  to  the  U.  S. 
S.  R.  economically  due  to  its  geographical  position,  but  it  is  part  of  China  politi- 
cally. Likewise  Outer  Mongolia  should  be  called  the  Mongolian  People's  Re- 
public to  keep  clear  the  difference  in  status  between  these  places. 

Motiliev  said  that  the  questions  reflect  the  fears  of  their  Far  Eastern  policy 
rather  than  the  real  essence  of  it. 

Some  of  the  questions  which  are  included  in  the  Soviet  section  would  be  im- 
possible for  them  to  answer,  e.  g.  the  question  of  whether  or  not  other  powers 
would  let  the  U.  S.  S.  R.  give  China  aid  in  its  reconstruction ;  question  in  re  Ger- 
man-.Tapanese  alliance  which  belongs  in  the  section  on  the  balance  of  power;  the 
question  in  re  U.  S.  recognition  (No.  47). 

In  the  questions  on  other  countries  many  of  the  real  problems  of  the  Pacific  are 
not  treated  adequately,  e.  g.  the  question  of  naval  rivalry  ;  of  English-.Iapanese- 
Chinese  relations;  of  America n-.Iapanese  relations  and  American  interests  in 
China;  of  American  public  opinion  in  re  the  Far  East  (does  the  opinion  of  the 
authors  of  Empire  in  the  East,  not  including  Pfeffer,  reflect  the  opinion  of  the 
general  people,  of  the  intelligensia,  or  of  the  controlling  groups  of  bankers,  etc.?) . 
Many  of  these  questions  need  additions  and  changes. 

Motiliev  said  that  some  of  the  more  fundamental  problems  and  analyses 
would  be  included  e.  g.  in  his  data  paper  he  was  going  try  to  show  that  Orchard's 
analysis  of  Japan  was  illogical.  (Lorwin  agreed  with  Motiliev's  criticisms  of 
Orchard.)  He  feel  that  the  analysis  is  superficial.  Orchard  finds  that  the 
density  of  population  and  the  lack  of  land  are  the  fundamental  problems  for 
Japan.  If  this  is  true  then  expansion  is  the  only  way  out,  and  this  justifies 
expansion  as  in  the  increases  of  the  whole  nation.  Orchard's  contentions  are 
not  supported  statistically.  Penrose,  for  instance  does  not  come  to  the  same 
conclusions  about  the  population.  Motiliev  will  try  to  prove  that  the  funda- 
mental problems  are  in  the  internal  structure  of  the  society  and  can  be  solved 
by  changing  that  structure.  One  of  the  main  problems  is  the  fact  that  there 
are  remnants  of  feudalism  mixed  up  with  capitalism.  For  instance  70  percent 
of  the  agricultural  population  are  tenants. 

Another  interesting  question  is  about  the  real  causes  for  the  American  with- 
drawal from  the  Philippines.  Motiliev  found  Quincy  Wright's  analysis  very 
convincing. 


3324  INSTITUTE    OF    PACIFIC   RELATIONS 

Motiliev  said  that  there  were  many  articles  in  Pacific  Affairs  with  which 
they  did  not  agree.  After  the  organizational  question  of  P.  A.  has  been  dis- 
cussed, they  would  like  to  discuss  some  of  these  articles. 

In  re  question  48,  on  the  effect  of  U.  S.  recognition  of  the  U.  S.  S.  R.,  ECC  said 
that  Roosevelt  probably  thought  that  recognition  had  prevented  Japanese  in- 
vasion of  Siberia.  Motiliev  said  that  the  main  thing  that  had  prevented  that 
was  the  military  preparation  of  the  U.  S.  S.  R.  U.  S.-U.  S.  S.  R.  relations 
have  not  been  close.    They  have  been  passive  both  economically  and  politically. 

Motiliev  said  that  questions  that  have  no  direct  political  significance  should 
be  included  e.  g.  the  questions  of  the  economic  development  of  the  Aleutian 
Islands  and  Alaska,  and  the  Kurile  Islands.  Although  the  strategic  import- 
ance of  these  places  may  have  greater  significance,  it  would  be  interesting  to 
know  of  their  economic  importance.  The  Japanese  have  a  fuelling  station  very 
near  Kamachatka,  which  is  in  reality  a  military  base. 

Motiliev  suggested  that  in  order  to  prepare  the  final  agenda,  each  Coimcil 
be  asked  to  submit  proposals  and  changes.  These  suggestions  should  then  be 
sent  to  the  Councils  concerned  with  the  question  for  approval  or  disapproval. 
He  does  not  want  to  have  questions  included  which  are  embarrassing  to  any 
of  the  Councils.  ECC  said  that  previously  those  questions  were  included  which 
were  approved  by  three  or  four  Councils.  The  publication  of  the  preliminary 
agenda  in  IPR  Notes  was  done  in  an  effort  to  get  such  criticisms  and  suggestions 
from  all  the  Councils. 

Motiliev  said  that  another  interesting  question  was  whether  the  position  re- 
flected in  Empire  in  the  East  was  due  to  the  fact  that  questions  of  internal 
recovery  had  been  so  important  in  the  last  few  years.  If  this  were  so,  the 
position  might  be  just  temporary. 

Motiliev  said  that  the  British  Policy  in  the  Pacific  was  the  key  to  the  situa- 
tion. The  policy  is  very  indefinite  and  vaccilating,  just  as  in  the  European 
policy  of  England.  While  it  was  possible  to  see  the  general  line,  it  was  impossible 
to  know  what  the  policy  would  be  tomorrow.  He  asked  about  the  possibility  of 
a  renewal  of  the  Anglo-Japanese  alliance,  and  expressed  the  opinion  that  in  the 
next  few  years  it  would  be  impossible,  and  on  the  contrary  there  would  be  grow- 
ing contradictions  between  England  and  Japan.  OL  said  that  in  an  article  by 
Asiaticus  for  PA  on  Financial  Imi>erialism  in  the  Far  East,  the  opinion  was 
expressed  that  England  was  drifting  toward  recognition  of  Japanese  pre- 
dominance in  North  China ;  consolidation  of  British  influence  and  interests  in 
South  China ;  and  the  establishment  of  a  "common  hunting  ground"  in  the 
Yangtze  valley.  At  the  same  time  Japan  will  not  recognize  a  British  sphere  in 
China,  even  if  it  is  of  much  smaller  size.  OL  said  that  there  was  great  opposi- 
tion to  the  Anglo-Japanese  alliance  in  England  from  the  navy,  the  interests  on 
the  China  Coast,  the  home  financial  interests,  and  from  the  Dominions.  This 
is  reflected  in  the  British  attitude  toward  the  Philippines.  Motiliev  said  that 
the  British  want  tlie  U.  S.  to  keep  the  Philippines  to  act  as  a  wall  between  Japan 
and  the  Empire. 

Motiliev  said  that  in  the  U.  S.  S.  R.  the  general  opinion  as  to  the  cause  of 
the  U.  S.  liberation  of  the  Philippines  was  that  they  were  very  complex.  The 
interests  of  the  sugar  industry  were  very  important  but  not  decisive.  Here  it  is 
considered  that  it  was  a  conscious  step  taken  by  the  U.  S.  government  to  bring 
greater  British  activity  in  the  Pacific.  This  is  the  idea  expressed  by  Quincy 
Wright.  Another  idea  is  that  from  the  military  point  of  view  the  U.  S.  is  glad 
not  to  have  to  protect  the  Philippines  which  are  practically  impossible  to  de- 
fend. On  the  other  hand  the  independence  is  not  real  and  for  the  next  ten  years 
the  U.  S.  has  the  right  to  defend  and  use  the  Islands  for  military  bases. 

01  asked  if  there  was  any  special  interest  in  the  U.  S.  S.  R.  about  the  ques- 
tion of  air  bases  in  the  Pacific.  Motiliev  said  tliat  formerly  the  Soviet  attitude 
was  that  war  in  the  Pacific  between  Japan  and  the  U.  S.  was  impossible  because 
of  the  distance  between  them.  Now  the  development  of  aviation  has  changed 
this.  The  question  of  Guam  is  considered  important  here.  Motiliev  said  that 
the  Trans-Pacific  air  service  was  considei*ed  primarily  of  military  importance 
in  the  Soviet  Press,  but  it  of  course  had  some  commercial  value.  ECC  said  that 
he  thought  the  Trans-Pacific  line  was  started  partly  to  keep  the  British  Im- 
perial line  out  of  that  service;  and  partly  because  of  the  American  idea  that 
China  was  the  great  potential  market  for  the  U.  S.  INIotiliev  said  that  at  present 
the  competition  between  different  countries  on  technical  aspects  of  aviation 
is  very  great.  The  development  of  stratosphere  airplanes  was  of  greatest  signi- 
ficance. In  April  there  is  to  be  a  conference  of  specialists  on  this  question 
here. 


INSTITUTE    OF   PACIFIC    RELATIONS  3325 

Mr.  Morris.  Mr.  Lattimore,  will  you  read  the  last  paragraph  of  that 
document  ? 

The  Chairman.  The  last  paragraph,  did  you  say  ? 
Mr.  Morris.  That  is  right,  Mr.  Chairman. 
Mr.  Lattimore  (reading)  : 

OL  asked  if  there  was  any  special  interest  in  the  U.  S.  S.  R.  about  the  question 
of  air  bases  in  the  Pacific.  ^lotiliev  said  tliat  formerly  the  Soviet  attitude  was 
that  war  in  the  Pacific  between  Japan  and  the  United  States  was  impossible  be- 
cause of  the  distance  between  them.  Now  the  development  of  aviation  has 
changed  this.  The  question  of  Guam  is  considered  impoi'taut  here.  Motiliev 
said  that  the  Trans-Pacific  Air  Service  was  considered  primarily  of  military 
importance  in  the  Soviet  press,  but  it  of  course  had  some  commercial  value. 
P^CC  said  that  he  thought  the  Trans-Pacific  line  was  started  partly  to  keep  the 
British  Imperial  line  out  of  that  service ;  and  partly  because  of  the  American 
idea  that  China  was  the  great  potential  market  for  the  United  States.  Motiliev 
said  that  at  present  the  competition  between  different  countries  on  technical 
aspects  of  aviation  is  very  great.  The  development  of  stratosphere  airplanes 
was  of  greatest  significance.  In  April  there  is  to  be  a  conference  of  specialists 
on  this  question  here. 

The  Chairman.  What  is  the  next  question  ? 

Mr.  Morris.  Wlien  you  dealt  with  the  Soviet  officials  in  Moscow,  Mr. 
Lattimore,  did  you  deal  with  them  as  if  they  could  possibly  be  Com- 
munist intelligence  agents? 

Mr.  Lattimore.  No.  We,  at  least  I,  assumed  that  they  were  all  con- 
nected with  the  Soviet  Government  in  one  form  or  another,  but  we 
had  no  knowledge  of  the  individual  status  of  the  people  beyond  the 
way  they  described  themselves  when — you  know,  when  we  were  intro- 
duced, and  so  on. 

Of  course,  at  the  present  time,  I  would  generally  assume  that  any 
Soviet  citizen  or  subject  is  an  intelligence  agent  or  a  potential  one. 

Senator  Ferguson.  Mr.  Lattimore,  back  when  you  were  discussing 
these  problems  with  these  people,  you  knew  that  they  were  Govern- 
ment officials? 
Mr.  Lattimore.  Yes. 

Senator  Ferguson.  And,  therefore,  anything  that  you  told  them 
could  be  used  by  their  Government  ? 
Mr.  Lattimore,  Of  course  it  could. 

Senator  Ferguson.  Well  then,  how  do  you  distinguish  between  an 
intelligence  agent  now  and  one  then  ? 

Mr.  Lattimore.  I  suppose  I  mean  in  terms  of  belonging  to  organized 
intelligence  services  of  any  country.  But,  of  course,  we  had  no  great 
concern  on  the  subject  since  nobody  connected  with  the  IPE.  had  access 
to  secret  information  of  any  kind.  We  were  entirely  an  organization 
dealing  with  published  materials  in  the  open  market,  and  international 
discussion. 

Senator  Ferguson.  "Wliy  w^ere  you  then  discussing  this  question 
of  war  bases  in  the  Pacific  ? 

Mr.  Lattimore.  I  was  asking  if  they  would  be  interested  in  an 
article  in  Pacific  Affairs  on  the  subject.  During  my  editorship  of 
Pacific  Affairs  in  those  years,  we  published  an  article  on  submarine 
warfare  as  related  to  possibilities  of  submarine  warfare,  as  related 
to  Japan.     That  was  by  an  American  author. 

We  had  an-  article  on  the  significance  of  the  Dutch  Navy  in  the 
Pacific  generally,  that  was  by  a  Dutch  naval  officer  or  former  naval 
officer.     We  had  articles  on  guerrilla  warfare  in  China,  and  so  forth. 


3326  INSTITUTE    OF   PACIFIC   RELATIONS 

Senator  Ferguson.  But,  Mr.  Lattimore,  if  a  person  had  written  the 
article  that  you  had  an  interest  in  mind,  in  the  first  sentence,  he  would 
have  had  to  obtain  some  information  from  the  United  States  along 
that  line. 

Mr.  Lattimore.  I  wouldn't  say  so.  Senator.  That  is,  any  more 
than  we  had  to  obtain  information  from  Government  sources  for 
the  other  articles  we  wrote  on  general  questions  of  strategy  in  the 
Pacific. 

Senator  Ferguson.  Where  would  you  get  the  information  if  you 
did  not  get  it  from  our  Government? 

OL  asked  if  there  was  any  special  interest  in  tlie  U.  S.  S.  R.  about  the  question 
of  air  bases  in  the  Pacific. 

Mr.  Lattimore.  Well,  Senator,  as  of  1936  I  should  say  that  the  ob- 
vious question  in  that  connection  was  Singapore,  about  which  a  great 
deal  had  been  published.  There  had  been  a  good  deal  of  discussion 
about  whether  Singapore,  as  an  air  base,  was  a  substitute  for  a  naval 
base  or  in  addition  to  its  use  as  a  naval  base,  and  so  on. 

There  was  wide  area  of  discussion  of  that  kind  of  problem. 

Senator  Ferguson.  Did  you  ever  write  any  articles  or  have  them 
written  on  this  question? 

Mr.  Lattimore.  No  ;  we  never  did,  and  I  don't  believe — no,  I  think 
I  can  be  quite  sure  in  saying  that  we  didn't  even  approach  anyone 
to  write  such  an  article. 

The  Chairman.  All  right,  Mr.  Morris. 

Mr.  Morris.  Mr.  Chairman,  I  would  like  to  read  another  paragraph 
here. 

Mr.  Lattimore.  Is  this  from  the  same  minutes? 

Mr.  Morris.  From  the  same  minutes.  I  am  reading  now  a  para- 
graph beginning  with  "Motiliev  said  that  questions" — it  is  in  the  mid- 
dle of  page  2 : 

Motiliev  said  that  questions  that  have  no  direct  political  significance  should  be 
included,  e.  s-,  the  questions  of  the  economic  development  of  the  Aleutian  Is- 
lands and  Alaska,  and  the  Kurile  Islands.  Although  the  strategic  importance 
of  these  places  may  have  greater  significance,  it  would  be  interesting  to  know 
of  their  economic  importance.  The  Japanese  have  a  fueling  station  very  near 
Kamchatka,  which  is  in  reality  a  military  base. 

Then  there  are  other  paragraphs  here  along  the  same  nature.  Mr, 
Chairman,  the  whole  thing  is  in  the  record. 

I  would  like  to  ask  Dr.  Lattimore:  In  view  of  the  desires  being 
expressed  by  the  Soviet  officials  here,  whether  or  not  General  Bar- 
mine's  testimony  to  the  effect  that  the  Soviet  military  intelligence  was 
using  IPE  as  a  cover  shop  to  secure  military  information  from  the 
United  States  and  from  Japan  and  China,  whether  or  not  that 
becomes  plausible. 

Mr.  Lattimore.  No  ;  I  think  it  is  absolutely  implausible.  It  seems 
to  me  that  these  are  perfectly  legitimate  questions  for  general  discus- 
sion as  possibilities  for  articles  in  an  international  publication  in  1936. 

We  did,  in  fact,  have  articles  on  the  Soviet  fisheries  in  the  North 
Pacific,  and  on  the  disputes  between  the  Russians  and  the  Japanese 
over  those  fisheries,  involving  Kamchatka  and  the  Kurile  Islands, 
and  so  on.  So  if  you  want  to  be  very  far-fetched  and  say  that  this 
kind  of  thing  was  intelligence  information,  it  was  intelligence  infor- 
mation about  the  Russians  rather  than  to  them. 


INSTITUTE    OF   PACIFIC    RELATIONS  3327 

Senator  Ferguson.  Is  that  not  a  fact,  that  Mr.  Carter  has  already 
testified  that  when  he  returned  from  some  of  these  trips  he  reported 

toourG-2?  .  o       .       -17 

Mr.  Lattimore.  I  don't  remember  that  testimony,  Senator  J^er- 

guson. 

Senator  Ferguson.  Would  you  say  that  you  had  never  heard  that 

he  had  ? 

Mr.  Lattimore.  This  is  the  first  time  I  remember  hearing  it. 

Senator  Ferguson.  Were  you  ever  requested  to  report  to  G-2  ? 

Mr.  Lattimore.  I  have  been  asked  to  meet  with  various  groups  of 
people 

The  Chairman.  That  is  not  the  question. 

Mr.  Lattimore.  Of  our  Armed  Forces  after  returning  from  trips ; 
not  specifically  G-2,  as  far  as  I  know. 

Senator  Ferguson.  If  it  was  not  specifically,  when  you  returned 
is  it  not  true  that  you  reported  to  some  of  our  Armed  Forces? 

Mr.  Lattimore.  I  was  asked  to  give  general  talks  about  my  observa- 
tions abroad  to  groups  that  included  military  personnel,  yes. 

Senator  Ferguson.  And  did  it  not  include  G-2  officers? 

Mr.  Latitmore.  I  couldn't  be  precise  about  that  without  having  a 
list  of  the  people  who  attended. 

Senator  Ferguson.  And  were  you  not  asked  questions  about  it? 

Mr.  Lattimore.  My  memory  is  very  unclear  at  the  present  time.  I 
think  that  I  was  asked  my  opinion  about  this  and  that,  yes. 

Senator  Ferguson.  That  being  true,  did  you  not  feel  that  the  Rus- 
sian authorities  would  be  questioned  by  at  least  their  intelligence 
officers,  if  they  were  not  intelligence  officers  themselves? 

Mr.  Lattimore.  No,  sir.  As  of  1936  I  had  no  feelings  of  the  kind 
because  I  didn't  have  experience  of  that  kind. 

Senator  Ferguson.  You  have  had  no  feeling  about  it  atall? 

Mr.  Lattimore.  I  had  no  feeling  about  it  at  all.  If  questions  of  real 
military  importance  had  come  up,  I  would  certainly  have  mentioned 
them  to,  for  instance,  Colonel  Faymonville,  who  was  our  military 
attache  in  Moscow  under  Ambassador  Bullitt. 

Mr.  Morris.  Was  that  not  the  Colonel  Faymonville  who  was  sent 
back  because  he  was  too  pro-Soviet,  Mr.  Lattimore? 

Mr.  Lattimore.  I  don't  know  for  what  reason  he  was  sent  back. 
I  know  that  there  is  a  tribute  to  him  in  a  book  by  former  Assistant 
Secretary  Sumner  Welles  as  being  the  best-informed  military  officer 
we  had  on  Russia. 

Senator  Ferguson.  Of  course,  that  would  not  conflict  with  the  fact 
that  he  was  pro-Russian? 

Mr.  Lattimore.  As  far  as  I  knew  Colonel  Faymonville,  I  had  no 
reason  to  consider  him  pro-Russian. 

Senator  Ferguson.  How  many  times  would  you  say  that  you  had 
been  interviewed  by  our  authorities  on  the  question,  for  instance,  of 
this  trip  to  Moscow  ? 

Mr.  Lattimore.  On  this  trip  to  ISIoscow,  I  don't  remember  any  ques- 
tioning. I  do  remember  having  dinner  at  the  American  Embassy  with 
various  Embassy  personnel,  at  which  Colonel  Faymonville  and  others 
were  present,  and  which  the  general  subject  of  our  talks  with  the  Rus- 
sians was  a  part  of  the  topic  of  conversation. 

Senator  Ferguson.  ^Y[\o  was  the  Ambassador  at  that  time? 

Mr.  Lattimore.  William  Bullitt. 


3328  INSTITUTE    OF    PACIFIC    RELATIONS 

Senator  Ferguson.  Did  you  visit  any  high  Russian  officials  at  that 
time? 

Mr.  Lattimore.  At  Ambassador  Bullitt's  suggestion,  he  took  me  to 
see  a  Russian  official.  I  think  he  was  a  Vice  Commissar  of  Foreign 
Affairs,  or  something  of  that  sort. 

Senator  Ferguson.  And  what  did  you  talk  about? 

Mr.  Lattimore.  I  gave  some  opinions  on  Inner  Mongolia.  May  I 
explain  ? 

Senator  Ferguson.  Yes. 

Mr.  Lattimore.  Just  about  at  this  time,  there  had  been  some  clashes 
on  the  Outer  Mongolia  frontier,  between  the  Russian  and  Mongol 
forces  and  the  Japanese.  Roy  Howard  had  just  had  an  interview  with 
Stalin,  at  which  Stalin  had  made  what  was  then  considered  a  sensa- 
tional statement  that  the  Russians  would  defend  Outer  Mongolia  in 
case  of  any  invasion. 

Li  connection  with  this,  Ambassador  Bullitt  asked  me  about  supple- 
mentary information  from  Inner  Mongolia.  I  didn't  know  Outer 
Mongolia.  But  he  was  asking  about  general  conditions  in  Inner  Mon- 
golia. And  I  told  him  what  I  knew,  and  my  opinions  about  it  as  of 
that  time,  and  I  believe  I  mentioned  the  fact  that  the  Russians  had  at- 
tacked my  publications  on  the  subject  and  had  very  strongly  insinuated 
that  I  was  pro-Japanese,  and  so  on. 

Mr.  Bullitt  said,  "Well,  I  think  what  you  are  saying  is  extremely 
interesting,  and  I  think  the  Russians  ought  to  hear  about  it.  Suppose 
I  fix  up  an  appointment.    Would  you  mind  talking  to  them?" 

I  said,  "No;  I  will  say  to  them  just  what  I  have  said  to  you,  if  you 
think  that  is  all  right." 

So  he  made  the  appointment  and  took  me  down  there  and,  in  his 
presence,  I  talked  with  the  Soviet  Vice  Commissar. 

Senator  Ferguson.  Did  you  meet  anyone  else  ? 

Mr.  Lattimore.  I  don't  believe  we  met  anyone  else. 

Senator  Ferguson.  Just  the  one  occasion  ? 

Mr.  Lattimore.  I  know  it  was  just  that  one  occasion. 

Mr.  SouRWiNE.  Mr.  Chairman,  miglit  I  inquire  ? 

The  Chairman.  Very  well. 

Mr.  Sourwine.  Is  this  Colonel  Faymonville  that  you  are  speaking 
of  here,  is  he  the  same  Colonel  Faymonville  about  whom  Mr.  Carter 
wrote  you  in  June  of  1941,  that  letter  which  went  into  the  record 
yesterday  ? 

Mr.  Lattimore.  That  is  right. 

Mr.  Sourwine.  Are  you  saying  now  that  you  knew  Colonel  Fay- 
monville as  early  as  1936  ? 

Mr.  Lattimore.  I  first  met  him  in  Moscow  in  1936. 

Mr.  Sourwine.  Do  you  know  whether  Mr.  Carter  knew  that  you 
knew  him  ? 

Mr.  Lai^iimore.  I  presume  he  did,  since  we  were  both  in  Moscow 
at  the  same  time.     He  may  have  forgotten,  of  course. 

Mr.  Sourwine.  In  his  letter  of  June  20,  1941,  Mr.  Carter  suggested 
that  if  you  had  time  in  San  Francisco  you  and  Mr.  Holland  might 
want  to  arrange  a  private  talk  with  Colonel  Faymonville,  and  he 
gave  the  headquarters,  and  then  he  described  him  to  you. 

He  said,  "He  would,  I  think,  have  been  thoroughly  at  home  and  atj 
ease  if  he  had  luncheon  with  us  at  the  Mayflower  on  Wednesday."     ■ 


INSTITUTE    OF    PACIFIC    RELATIONS  3329 

That  was  that  hincheon  with  Ambassador  Oumansky,  was  it  not? 
Mr.  Lattimore.  That  is  right. 

Mr.  SouRwiNE.  And  he  said,  "I  think  yon  get  the  idea.  It  may 
be  that  if  yon  get  the  same  favorable  impression  of  him  which  Har- 
riet Moore  and  I  have,  he  might  be  someone  who  conld  be  exception- 
ally nseful  to  yon  and  the  Generalissimo  at  some  fntnre  time  in 
Chungking." 

Would  you  take  it  from  that  that  Mr.  Carter  knew  that  you  knew 
Mr.  Faymonville  ? 

Mr.  Lattimore.  It  is  not  clear  to  me  from  that  whether  he  knew 
it  or  not.  I  would  assume  he  knew  it  since  we  were  both  in  Moscow 
at  the  same  time  and  dined  at  the  Embassy  together,  and  so  on. 

Mr.  SouRWiNE.  Do  you  know  definitely  whether  Mr.  Carter  knew 
that  you  were  acquainted  with  Colonel  Faymonville? 

Mr,  Lattimore.  I  don't  know  definitely. 

Mr.  SotjRwiNE.  Thank  you. 

Mr.  Lattimore.  May  I  explain  a  little  bit  more?  One  reason  why 
I  personally  was  very  much  interested  in  Colonel  Faymonville  was 
the  fact  that  he  had  started  life  as  an  expert  on  Japan  rather  than 
Russia.  He  spoke  Japanese  in  addition  to  Russian,  and  there  were 
very  few  American  military  or  civil  personnel  who  had  that  kind  of 
accomplishment.  Hence,  I  would  think  that  Faymonville's  opinions 
on  questions  in  northeast  Asia,  involving  both  Japan  and  Russia, 
would  be  valuable  opinions. 

The  Chairman.  All  right,  Mr.  Morris. 

Mr.  Morris.  Before  this  next  document,  Mr.  Chairman,  I  would 
like  the  record  to  show  that  the  last  paragraph  makes  no  mention 
of  Mr.  Lattimore  supplying  an  article. 

The  first  sentence  is:  "OL  asked  if  there  was  any  special  interest 
in  the  U.  S.  S.  R.  about  the  question  of  air  bases  in  the  Pacific." 

Mr.  Lattimore,  did  Soviet  officials  collect  economic  and  financial 
information  on  China  and  Japan  for  the  IPR? 

Mr.  Lattimore.  I  don't  remember  whether  they  did  or  not,  but 
if  3^ou  have  a  document  on  the  subject  to  refresh  my  memoiy  I  shall 
be  glad  to  see  it. 

Mr.  Sourwine.  Mr.  Morris,  are  you  about  to  leave  this  document? 

Mr.  Morris.  Yes. 

Mr.  Sourwine.  Before  we  leave,  may  I  ask  a  question  ? 

You  will  recall,  Mr.  Lattimore,  that  on  a  previous  occasion  we  have 
discussed  here  the  meeting  of  the  8th  of  April. 

Mr.  Lattimore.  Yes. 

Mr.  Sourwine.  That  was  the  meeting  at  which  the  minutes  indi- 
cated that  you  had  spoken  of  an  article  by  a  Communist  writer  to 
be  published  in  Pacific  Affairs. 

Mr.  Lattimore.  That  is  right. 

IMr.  Sourwine.  And  we  had  some  colloquy  about  whether  you  were 
referring  to  Asiaticus.  The  memorandum  subsequently,  that  is,  in 
one  of  its  latter  paragraphs,  did  mention  Asiaticus. 

Mr.  Lattimore.  Yes. 

Mr.  Sourwine.  I  believe  some  point  was  made  of  the  fact  that  that 
]nention  of  Asiaticus  in  the  same  memorandum  was  quite  some  time 
subsequent  to  the  mention  of  an  article  by  the  Communist  writer. 

Mr.  Lattimore.  Yes. 


3330  INSTITUTE    OF    PACIFIC    RELATIONS 

Mr.  SouRWiNE.  I  would  like  to  call  your  attention  to  the  fact  tliat 
in  this  document,  being  the  minutes  of  the  meeting  of  April  6,  there 
is  also  mention  of  Asiaticus,  and  I  ask  yon  if  you  recall  that  there 
had  been  such  mention  at  the  conference  which  this  document  pur- 
ports to  recount? 

Mr.  Lattimore,  No  ;  I  don't  recall  it. 

This,  again,  is  a  copy  of  some  minutes  that  I  don't  remember 
seeing  at  the  time  or  since.  But,  looking  over  those  previous  min- 
utes, something  has  occurred  to  me  which  might  clarify  the  questions 
you  were  asking  me  at  that  time  about  deadline  for  Pacific  Affairs, 
and  so  on. 

There  are  two  points  here :  One  is  that  I  was  not  in  control  of 
the  daedline  of  Pacific  Affairs;  that  thatw  as  all  handled  in  Wash- 
ington, and  sometimes — in  New  York,  I  mean — and  sometimes  I 
didn't  know  until  an  issue  came  out  exactly  what  was  in  it. 

The  other  thing  is  that  very  possibly,  as  subject  matter  for  these 
discussions  with  the  Kussians,  I  had  with  me  carbon  copies  of  what 
I  was  expecting  to  be  in  the  "June  issue  of  Pacific  Affairs,  and  that 
therefore  the  next  issue  would  refer  to  the  September  issue.  That 
is  a  possibility.    But  it  might  straighten  things  out. 

Mr.  SouRWiNE.  Mr.  Lattimore,  as  bearing  on  the  question  of 
whether  the  article  by  Asiaticus  did  appear  in  the  June  issue,  was 
in  fact  in  existence  at  the  time  of  these  conferences,  you  will  note 
that  at  the  bottom  of  page  2,  beginning  in  the  middle  of  the  para- 
graph, these  minutes  read : 

OL  said  that  in  an  article  by  Asiaticus  for  PA  on  financial  imperialism  in 
the  Far  East,  the  opinion  was  expressed  that  England  was  drifting  toward 
recognition  of  Japanese  predominance  in  north  China ;  consolidation  of  British 
influence  and  interests  in  south  China,  and  the  establishment  ot  a  "common 
hunting  ground"  in  the  Yangtze  Valley. 

That  would  indicate  that  the  article  was  in  being  at  that  time, 
would  it  not? 

Mr.  Lattimore.  It  would  indicate  that  it  was  in  being  in  manu- 
script. 

Mr.  Sourw^ine.  At  least  in  manuscript  ? 

Mr.  Lattimore.  At  least  in  manuscript ;  yes. 

The  Chairman.  All  right. 

Senator  Ferguson.  Mr.  Chairman,  1  want  to  offer  at  this  time  for 
the  appendix  of  the  record  an  article  about  Gen.  Philip  R.  Faymon- 
ville,  military  aide  to  President  Eoosevelt,  who  "has  spent  15  years  in 
the  U.  S.  S.  P.  His  views  on  Soviet  aims  are  somewhat  at  variance 
with  'Red  menace'  tales." 

Tliis  is  an  article  in  the  Daily  People's  World,  Friday,  February 
18,  1949. 

I  think  this  paper  has  been  described,  has  it  not? 

Mr.  Mandel.  Yes,  sir;  described  in  connection  with  the  Senator 
Knowland  comment. 

Senator  Ferguson.  Yes;  the  editorial.  And  also  of  the  ad  con- 
cerning the  witness'  book. 

Mr.  Morris.  That  is  described  as  a  Communist  paper? 

Mr.  Mandel.  That  is  correct. 

The  Chairman.  You  want  that  to  go  into  the  appendix  of  the 
record  ? 

Senator  Ferguson.  Yes. 


INSTITUTE    OF   PACIFIC   RELATIONS  3331 

The  Chairman.  All  right. 

(The  document  referred  to  appears  in  the  appendix  of  the  record 
as  exhibit  No.  472  on  3700.) 

Mr.  Morris.  The  next  question  is,  Did  Soviet  officials  like  the  mili- 
tancy of  Amerasia  and  understand  why  Pacific  Affairs  could  not  quite 
take  the  same  line  ? 

The  ChairjMan.  Let  us  hear  the  question  again. 

Mr.  Morris.  The  question  to  Mr.  Lattimore  is,  Did  Soviet  officials 
like  the  militancy  of  Amerasia  and  understand  why  Pacific  Affairs 
could  not  quite  take  the  same  line? 

Mr.  Lattimore.  They  may  have. 

Mr.  Morris.  Mr.  Mandel,  will  you  identify  this  document,  please? 

Mr.  Mandel.  This  is  a  photostat  of  a  carbon  copy  from  the  files  of 
the  Institute  of  Pacific  Relations,  dated  July  11,  1939,  addressed  to 
Mr.  Owen  Lattimore,  with  the  typed  signature  of  Edward  C.  Carter. 

The  Chairman.  It  will  be  shown  to  the  witness. 

Mr.  Morris.  Mr.  Lattimore,  do  you  recall  having  received  that 
lett^^r? 

Mr.  Lattimore.  I  must  have  received  it.     I  don't  recall  it. 

Mr.  Morris.  Mr.  Chairman,  may  that  go  into  the  record? 

Tlie  Chairman.  It  has  been  identified. 

Mr.  Morris.  I  would  like  the  witness  to  read  that  letter,  commenc- 
hig  at  the  outset. 

JNIr.  Lattimore.  Dated  July  11, 1939,  on  board  steamshijD  Aquitania. 

(Exhibit  No.  520) 

Dear  Owen  :  The  Chinese  are  more  unanimously  enthusiastic  about  Pacific 
Affairs  than  the  members  of  any  other  group. 

I  might  mention,  of  course,  that  this  means  the  Chinese  of  the 
official  Chinese  Council : 

Franklin  Ho  was  immensely  impressed  by  Guenther  Stein's  The  Yen  and 
the  Sword.  Ushiba  assured  me  that  the  office  of  the  Japanese  Council  was  taking 
seriously  your  request  for  additional  Japanese  articles.  Motylev  was  eager 
for  much  more  intimate  factual  details  giving  both  very  recent  economic  infor- 
mation and  also  personal  observations  as  to  what  is  going  on  in  China  and  Japan. 

As  you  will  see  from  the  enclosed  copy  of  my  letter  to  Jaffe,  he  likes  the  mili- 
tancy of  Amerasia.  He  recognizes  that  Pacific  Affairs  cannot  quite  take  this  line 
but  lie  still  insists  that  no  one  can  legitimately  criticize  you  if  you  do  decide 
to  adopt  his  request  to  you  of  3  years  ago  that  Pacific  Affairs  come  out  strong 
consistently  and  repeatedly  for  the  collective  system. 

Senator  Ferguson.  Mr.  Lattimore,  may  I  interrupt  your  letter 
there  ?     Is  that  not  going  back  to  your  meeting  with  them  in  Moscow  ? 

Mr.  Lattimore.  That  is  going  back  to  that  meeting  and  indicating 
that  apparently  Motylev  considered  that  for  3  years  I  have  not  ful- 
filled his  suggestion  that  Pacific  Affairs  take  a  stronger  line  de- 
nouncing Japanese  aggression. 

Senator  Ferguson.  Does  it  not  also  show  the  opposite,  that  also  you 
had  agreed  at  that  time  with  the  Russians  to  take  a  line  for  the 
Russians  'I 

Mr.  Lattimore.  No,  it  doesn't.  It  indicates  that  at  that  time  the 
Russians  repeatedly  brought  up  the  idea  that  Pacific  Affairs  should 
take  an  editorial  line  of  characterizing  Japanese  policy  in  China  as 
aggression,  and  we  repeatedly  pointed  out  that  Pacific  Affairs  was 
controlled  by  a  number  of  National  Councils,  and  that  we  had  to  try 


3332  INSTITUTE   OF   PACIFIC   RELATIONS 

to  please  everybody,  and  usually  wound  up  by  displeasing  somebody 
in  practically  every  issue. 

Senator  Ferguson.  Had  the  Kussians  asked  you  to  use  your  maga- 
zine, the  Pacific  Affairs,  to  advocate  the  collective  system? 

Mr.  Lattimore.  What  is  clearly  meant  here  by  collective  system  is 
collective  security  system. 

The  Chairman.  Now  go  back  to  the  question,  please. 

Senator  Ferguson.  Did  he  request  you,  when  you  were  in  Mos- 
cow  

Mr.  Lait'imore.  I  don't  remember  that  request  in  Moscow.  As  I 
remember  just  now,  the  minutes  don't  show  it,  but  Carter  after  8  years 
apparently  feels  that  that  was  the  general  tenor  of  the  conversation. 

Senator  Ferguson.  But  is  not  that  all  they  are  talking  about? 

Mr.  Lattimore.  Because  characterizing  the  Japanese  policy  in 
Asia  as  aggression  would  be  one  way  of  saying,  "Well,  there  ought  to 
be  some  collective  security  measures  taken  through  the  League  of 
Nations  to  stop  it." 

Senator  Ferguson.  Did  not  Eussia  enter  into  a  pact  with  Japan  on 
this  question  ? 

Mr.  Lattimore.  The  next  year. 

Senator  Ferguson.  The  next  year  ? 

Mr.  Lattimore.  Some  8  months  later. 

Senator  Ferguson.  And  does  not  this  indicate  that  at  least  one 
thing  was  discussed,  that  collective  system  by  you  and  the  Russian 
people  at  the  Russian  meeting  in  Moscow  ? 

Mr.  Lattimore.  That  indicates  that  from  Mr.  Carter's  recollection 
3  years  later,  it  was  that  we  talked  about  collective  security. 

iSenator  Ferguson.  Does  it  say  collective  security  there  ? 

Mr.  Lattimore.  It  seems  to  me  that  the  context  clearly  indicates 
collective  security. 

The  Chairman.  The  question  is:  Does  it  say  collective  security. 
Can  you  not  answer  that  question  ? 

Mr.  Lattimore.  What  it  says  is  "come  out  strong  consistently  and 
repeatedly  for  the  collective  system."  And  I  can  read  the  context  in 
no  other  way  than  meaning  collective-security  system. 

The  Chairman.  All  right,  Senator,  are  there  any  further  questions  ? 

Senator  Ferguson.  Not  at  the  moment. 

Mr.  SouRwiNE.  Mr.  Morris,  did  you  want  Mr.  Lattimore  to  con- 
tinue reading  ? 

Mr.  Morris.  Yes.  But  my  question  was — there  were  two  points 
that  I  made  there — one  of  the  questions  was  did  Soviet  officials  collect 
economic  and  financial  information  on  Japan  through  the  IPR,  and 
did  Soviet  officials  like  the  militancy  of  Amerasia  and  understand  why 
Pacific  Affairs  could  not  quite  take  the  same  line. 

Question  two  was  partly  answered  by  the  first  paragraph,  but  it 
will  not  be  answered  until  we  get  to  the  paragraph  starting: 

One  of  Motylev's  most  urgent  requests  was  for  information  regarding  Chinese 
internal  economic  and  financial  position. 

However,  if  the  witness  would  like  to  read  the  whole  letter,  I  have 
no  objection. 

Mr.  Lattimore.  I  answered  Senator  Ferguson  that  the  difference 
referred  to  here  between  Amerasia  and  Pacific  Affairs  can  easily  and 
clearly  be  established ;  namely,  that  Amerasia  did  repeatedly  charac- 


INSTITUTE    OF    PACIFIC    RELATIONS  3333 

terize  Japanese  policy  in  China  as  imperialism,  Amerasia  being  an 
^Vmerican  magazine  published  in  America,  and  therefore  quite  able 
to  be  strong  on  such  a  subject;  whereas,  Pacific  iVffairs,  being  under 
the  control  of  a  number  of  National  Councils,  some  of  whom  objected 
to  characterizing  one  member  of  the  Institute  as  an  aggressor,  was 
always  much  milder  in  that  respect. 

Senator  Ferguson.  Did  you  ever  have  any  doubt  that  the  Amerasia 
was  a  Communist  magazine  ? 

Mr.  Lattimore.  It  never  occurred  to  me  to  think  that  Amerasia  was 
a  Communist  magazine.  If  you  will  go  back  over  the  issues  of  Amer- 
asia at  the  time  that  was  connected  with  it,  up  to  1941,  you  will  see 
that  it  could  not  be  characterized  as  even  a  left-wing  magazine  in  those 
years  [reading] : 

Both  he  and  Voitinsky  regret  that  there  is  no  evidence  of  our  having  taken 
seriously  their  request  for  this  3  years  ago.  They  feel  the  necessity  for  this  was 
never  greater  than  today.  Their  insistence  was  of  great  interest  to  me  for  two 
reasons.  First,  because  it  is  evidence  that  they  treat  the  IPR  seriously  and 
have  orderly  memories  of  their  suggestion.  Second,  because  it  contraverts  the 
assertions  of  the  reactionaries  in  Paris,  London,  and  Washington  that  the  retire- 
ment of  Litvinoff  meant  that  the  Kremlin  was  throwing  over  its  commitment  to 
tlie  collective  system. 

Could  you  use  the  present  appearance  of  Sir  Arthur  Salter's  "Security — Can  It 
Be  Retrieved?"  as  the  occasion  for  an  early  full  length  treatment  that  will  be  so 
fundamental  as  to  appeal  to  the  more  thoughtful  members  of  the  institute  in 
every  member  country  and  so  militant  as  to  convince  Motylev  and  Voitinsky 
that  we  are  responding  to  their  suggestion. 

One  of  Motylev's  most  urgent  requests  was  for  information  regarding  Chinese 
internal  economic  and  financial  position.  Happily  this  will  be  supplied  bjr 
Chi's  study  for  the  inquiry.  (You  have  doubtless  seen  his  Virginia  Quarterly 
article.)  I  am  going  to  reopen  with  Jessup  and  Angus  the  question  of  publica- 
tion of  some  Inquiry  material  in  Pacific  Affairs  when  it  is  of  such  a  nature  as 
to  fit  in  with  your  own  policy  as  editor  and  when  it  is  of  a  kind  which  will 
make  important  and  authentic  information  of  which  scholars  and  statesmen  are 
in  need  available  to  a  wide  Pacific  Affairs  audience. 

Your  many  friends  all  along  the  line  inquired  for  you  and  sent  you  their 
warmest  greetings.    All  are  asking  when  your  book  will  be  published. 

I  learned  in  one  or  two  quarters  that  Miss  Virginia  Thompson's  book  on  Indo- 
china is  not  being  taken  seriously  because  there  is  a  criticism  of  Pelliot  or  an 
implied  criticism  of  Pelliot's  position.  Do  you  happen  to  know  what  would  be 
the  basis  of  this  and  whether  scholars  in  other  countries  regard  Pelliot  with 
the  same  degree  of  infallibility  as  he  regards  himself? 

The  Chairman.  All  right,  Mr.  Morris. 

Mr.  Morris.  That  letter  is  in  the  record,  Mr.  Chairman;  is  it  not? 

The  Chairman.  Very  well,  it  is. 

(The  document,  as  previously  read  in  full  by  the  witness  beginning 
on  p.  3331  was  marked  "Exhibit  No.  520.") 

Mr.  Morris.  Mr.  Lattimore,  did  you  employ  Y.  Y.  Hsu  with  the 
Office  of  War  Information? 

Mr.  Lattimore.  No  ;  I  don't  believe  I  did.  My  recollection  is  imper- 
fect on  the  subject.  If  you  have  a  document  to  refresh  it,  I  would  be 
glad  to  see  it.  But  in  the  meantime  I  can  tell  you  to  the  best  of  my 
recollection  what  the  situation  w^as. 

The  Chairman.  Just  a  minute. 

Mr.  Morris.  Did  you  employ  Y.  Y.  Hsu  with  the  OWI  ? 

Mr.  Lattimore.  I  believe  I  didn't.  I  have  some  recollections  on  the 
subject,  but  I  don't  believe  that  they  included  my  employiiig  him. 

The  Chairman.  Can  you  say  you  did  or  you  did  not,  Mr,  Lattimore? 

Mr.  Lattimore.  I  believe  I  did  not. 


3334  INSTITUTE    OF   PACIFIC   RELATIONS 

Mr.  Morris.  Did  you  offer  to  employ  Y.  Y.  Hsu  in  the  OWI? 

Mr.  Lattimore.  I  believe  I  did  not.  If  you  would  allow  me  to  state 
my  recollection  on  the  subject 

Mr.  Morris.  Go  ahead,  Mr.  Lattimore. 

Mr.  Lattimore.  Then  we  will  see  if  it  corresponds  with  whatever 
documents  you  have.  ^ 

Mr.  Morris.  Please  do. 

Mr.  Lattimore.  My  recollection  is  that  the  Office  of  War  Informa- 
tion, the  New  York  office,  needed  materials  to  put  out  in  Chinese 
language  material  to  be  sent  to  China,  that  the  library  resources  for 
that  kind  of  thing  in  New  York  were  very  restricted,  and  that  a  request 
was  made  to  the  New  York  office  of  IPR  to  know  whether  OWI  could 
draw  on  the  IPR's  file  of  Chinese  materials ;  that  this  w^as  consented 
to  and  that  Y.  Y.  Hsu  was  the  man  who  was  in  charge  of  that  material 
in  the  IPR  office  at  that  time. 

Mr.  Morris.  How  well  did  you  know  Mr.  Hsu? 

Mr.  Lattimore.  Eather  slightly. 

Mr.  Morris.  Did  he  ever  visit  you  at  your  home  ? 

Mr.  Lattimore.  Yes.     He  and  his  wife  visited  us  in  Baltimore. 

Mr.  Morris.  How  frequently  ? 

Mr.  Lattimore.  Once,  I  think. 

Mr.  Morris.  Did  you  ever  visit  him  at  his  home  ? 

Mr.  Lattimore.  We  went  and  had  dinner  with  him  and  his  wife  on 
Long  Island  somewhere  once,  I  think. 

Mr.  Morris.  Did  you  know  at  that  time  of  his  Communist  record? 

Mr.  Lattimore.  No  ;  I  did  not. 

Mr.  Morris.  Where  is  Mr.  Hsu  now  ? 

Mr.  Lattimore.  I  believe  he  is  in  China. 

Mr.  Morris.  Is  he  an  official  of  the  Red  Chinese  Government? 

Mr.  Lattimore.  I  have  no  knowledge  on  the  subject. 

Mr.  Morris.  But  you  do  believe  he  is  in  Red  China  ? 

Mr.  Lattimore.  I  believe  he  is  in  Red  China. 

Mr.  Morris.  Mr.  Mandel,  would  you  put  into  the  record  at  this  time 
Mr.  Y.  Y.  Hsu's  Communist  record  as  it  existed  in  1942  ? 

Mr.  Mandel.  I  have  here  a  clipping  from  the  Daily  Worker  of 
December  14,  1929,  page  5. 

Senator  Ferguson.  What  date  ? 

Mr.  Mandel.  1929. 

The  Chairman.  Just  a  moment.  What  was  the  date  of  these  dinner 
parties  ? 

Mr.  Morris.  Mr.  Lattimore,  what  is  the  date  of  the  dinner  party  at 
your  home  and  Mr.  Hsu's  home  that  you  just  testified  to  ? 

Mr.  Lattimore.  After  the  war,  I  think. 

Mr.  Morris.  That  is  sometime  subsequent  to  1945  ? 

Mr.  Lattimore.  I  think  so ;  yes. 

The  Chairman.  All  right,  Mr.  Mandel. 

Mr.  Mandel.  This  article  describes,  and  I  quote : 

Tonight  in  six  great  demonstrations  the  New  York  workers  will  protest  against 
the  butchery  of  thousands  of  thousands  of  workers  in  Haiti  and  China  and 
will  denounce  the  American  Government,  which  is  mobilizing  all  its  forces  for 
war  against  the  Soviet  Union,  fatherland  of  the  workers  of  the  world. 

Listed  as  speakers  at  these  meetings  are  the  following,  who  have 
recently  been  indicted  as  Communist  leaders.     I  read  the  name  of 


INSTITUTE    OF   PACIFIC    RELATIONS  3335 

I.  Amter,  Alexander  Traclitenberg,  and,  listed  also  as  a  speaker,  Y.  Y. 
Hsn. 

I  have  here  another  clipping  from  the  Daily  Worker  of  November 
6,  1933,  which  says,  in  part,  that  38  workers'  organizations  have  en- 
dorsed the  Commnnist  Farty  ticket  and  program  in  the  New  York 
mnnicipal  elections.  Listed  as  endorsing  that  program  and  ticket 
is  Y.  Y  Hsn. 

The  Chairman.  That  was  what  date,  the  date  of  that  ? 

Mr.  Morris.  That,  Mr.  Chairman,  was  1933. 

Mr.  Mandel.  I  have  here  another  clipping  from  the  Daily  Worker 
of  August  13,  1928,  page  1,  which  describes  that  15  workers  partici- 
pated in  a  Chinese  tag  day  under  the  auspices  of  the  Committee  to  Aid 
the  Chinese  Trade-Unions,  and  it  lists  also  the  names  of  individuals 
who  were  arrested  in  connection  with  that  tag  day. 

Among  those  arrested  was  Y.  Y.  Hsu,  spelled  here  S-h-u,  secretary 
of  the  New  York  Worker  Peasant  Alliance.  A  photograph  is  given 
with  the  article. 

Mr.  Morris.  Mr.  Chairman,  may  these  go  into  the  record? 

The  Chairman.  They  may  be  inserted  in  the  record. 

(The  documents  referred  to  were  marked  "Exhibit  No.  521"  and 
areas  follows:) 

[Source :  Daily  Worker,  December  14,  1929,  p.  5] 

Smash  Attack  on  Haiti,  U.  S.  S.  R. — Mass  Meets  Mobilize  Against 

Imperialism 

Tonight  in  six  great  demonstrations  the  New  York  workers  will  potest  against 
the  butchery  of  thousands  of  workers  in  Haiti  and  China  and  will  denounce 
the  American  Government,  which  is  mobilizing  all  its  forces  for.  war  against 
the  Soviet  Union,  Fatherland  of  the  workers  of  the  world. 

Meetings  will  be  held  at  St.  Luke's  Hall,  12.5  West  130th  St.;  Manhattan 
Lyceum,  66  East  Fourth  St.  Speakers,  H.  Benjamin,  Anna  Daman,  George 
Siskind,  James  Mo.  Bryant  Hall,  Sixth  Ave.  near  42d  St.  Speakers,  I.  Amter, 
Max  Bedacht,  Harriet  Silverman,  Joseph  Boruchowitz,  Alexander  Trachtenberg, 
T.  H.  Li,  Sam  Darey.  Rose  gardens,  1.347  Boston  Rd.,  Bronx.  Speakers,  Bill 
Dunne,  T.  Y.  Hu,  Leon  Plott,  G.  Green,  H.  Sazer.  318  Grand  St.,  Brooklyn. 
Speakers,  J.  L.  Engdahl,  Rose  Wortis,  J.  Williamson,  Y.  Y.  Hsu.  Hopkinson 
Mansions,  428  Hopkinson  Ave.,  Brooklyn.  Speakers,  M.  J.  Olgin,  Otto  Hall, 
T.  P.  Hu,  Gertrude  Welsh.  Bohemian  Hall,  Second  and  Woolsey  Aves.,  Astoria, 
L.  I.     Speakers,  A.  Markoff,  Richard  Moore,  Tong  Ping. 

Tomorrow  afternoon  at  1 :  15  New  York  workers  are  urged  to  gather  at  Park 
Row  and  Broadway  in  front  of  the  Federal  Building  to  demonstrate  against 
Wall  Street's  oppression,  aided  by  the  Washington  Executive  Council,  of  the 
Colonial  and  American  workers  and  its  attacks  on  the  Soviet  Union. 

Dozen  of  organizations  will  participate  in  these  demonstrations.  At  the 
Bryant  Hall  meeting,  which  takes  place  at  6  o'clock  instead  of  8,  as  at  other 
demonstrations,  leading  members  of  the  Needle  Trades  Workers'  Industrial 
Union  will  speak  also  on  the  organization  movement  among  the  dressmakers 
and  the  false  strike  of  the  I.  L.  G.  W.  U. 


[Source:  Daily  Worker,  November  6,  1933,  p.  2] 

Thirty-eight  Workers'  Organizations  Endorse  Communist  Party  Program — 
Party's  Fight  for  Masses'  Needs  Cited  in  Statement — Industrial  Unions, 
Unemployed,  Councils,  AVomen's  Councils  Among  Backers  of  Red  Can- 
didates 

New  York. — Thirty-eight  workers'  organizations  liave  endorsed  the  Commu- 
nist Party  ticket  and  program  in  the  New  York  municipal  elections.  No  other 
has  shown  dally  its  stubborn  and  ceaseless  fight  in  the  shops  and  streets  for  the 


3336  INSTITUTE    OF    PACIFIC    RELATIONS 

needs  of  the  masses,  says  the  statement  signed  hy  tliese  unions,  unemployed 
councils,  and  fraternal  organizations. 

Headed  by  such  fighting  unions  as  the  Marine  Workers  Industrial  Union,  the 
Needle  Trades  Workers  Industrial  Union,  the  Steel  and  Metal  Workers  Indus- 
trial Union,  the  organizations  supporting  the  Communist  Party  state : 

"Only  the  Communist  Party  as  the  party  of  the  working  class  represents  the 
interests  of  the  entire  working  iwpulation,  stands  squarely  on  the  principle 
that  the  provision  of  adequate  food,  clothing  and  shelter,  and  the  defense  of 
the  rights  and  living  standards  of  the  workers  are  the  primary  issues  in  this 
campaign." 

Among  the  organizations  signing  endorsement  for  the  Communist  candidates 
are  the  Unemployed  Councils,  Friends  of  the  Soviet  Union,  Councils  of  Working 
Class  Women,  Anti-Imperialist  League,  Workers  Ex-Servicemen's  League,  and 
the  Labor  Sports  Union. 

Needle  Trade  Industrial  Union  : 

Ben  Gold,  General  Secretary 

Louis  Hyman,  I'resident 

Irving  Potash,  Secretary 

Isadore  Weisberg,  Manager,  Dress  Dept. 

Joseph  Boruchowitz,  Manager  of  Cloak  Dept. 

Samuel  Burt,  Fur  Dressing  Dept. 

Ben  Stallman,  Org.  of  Bathrobe  Dept. 

Dominick  Montello,  Org.  of  Custom  Tailors 

Steel  and  Metal  Workers  Industrial  Union 

James  Lustig,  Organizer 

James  Matlis,  Secretary 
Marine  Workers  Industrial  Union  : 

Roy  Hudson,  National  Secretary 

Thomas  Ray,  Secretary 
Food  Workers  Industrial  Union : 

Jay  Rubin,  General  Secretary 

William  Albertson,  Org.  of  Hotel  and  Restaurant  Dept. 

Sam  Kramberg,  Org.  of  Cafeteria  Dept. 
Alteration  Painters  Union :  Morris  Kushinsky,  Secretary 
Shoe  and  Leather  Workers  Industrial  Union : 

Fred  Biedeukapp,  Organizer 

Isadore  Rosenberg,  Secretary 
Building  Maintenance  Workers  Industrial  Union :  Mort  Sher,  Secretary 
Drygoods  Workers  Union : 

Louis  Kfare,  Vice  Chairman 

Chester  Fierstein,  Chairman 
Furniture  Workers  Industrial  Union:  Morris  Pizer,  Secretary 
Independent  Cari^enters  Union  : 

Isaac  Berman,  Organizer 

Herman  Bogartz,  Secretary 

Nathan  Ellin,  Treasurer 
Taxi  Workers  Union : 

Harold  Eddy,  Organizer 

Abner  Feigin,  Financial  Secretary 
Cleaners  and  Dyers  Union :  Max  Rosenberg,  Secretary 
Laundry  Workers  Industrial  Union :  Sam  Berland,  Secretary 
Building  and  Construction  Workers  League : 

Jack  Taylor,  Secretary 

Sam  Nessin,  General  Secretary 
Trade  Union  Unity  Council : 

Andy  Overgaard,  Secretary 

Rose  Wortis,  Assistant  Secretary 

Sheppard,  Organizer 
Office  Workers  Union  :  liaura  Carmon,  Organizer 
Unemployed   Council : 

Israel  Amter,  National  Secretary 

Carl  Winter,  Secretary  of  Greater  New  York 

Richard  Sullivan,  Org.  of  Greater  New  York 
International  Labor  Defense : 

William  Lawrence,  Secretary,  New  York  District 

William  Patterson,  National  Secretary 

William  Fitzgerald,  Org.,  Harlem  Section 


INSTITUTE    OF    PACIFIC    RELATIONS  3337 

Workers  International  Relief: 

Pauline  Rogers,  New  York  City  Secretary 

Alfred  Watrenkneclit,  National   Secretary 
Friends  of  the  Soviet  Union :  B.  Friedman,  Secretary 
Anti-Imperialist  League : 

William  Simons,  National  Secretary 

John  Bruno,  Secretary,  New  York 
Anti-Imperialist  Alliance:  Y.  Y.  Hsu,  National  Secretary 
Workers  Ex- Servicemen's  League  : 

Harold  Hickerson,  National   Secretary 

Joseph  Singer,  Secretary,  City  Committee 

Emanuel  Levin,  National  Chairman 

P.  Cashione 
Council  of  Working  Class  Women : 

Clara  Bodian,  Secretary 

Clara   Shavelson,  Educational  Director 

Sarah  Licht,  Org.  Secretary 
Labor  Sports  Union :  Mack  Gordon,  Secretary,  New  York  District 
International  Workers  Order : 

Max  Bedacht,  National  Secretary,  Jewish  Section 

Harry  Schiller,  New  York  City  Secretary 

Sadie  Doroshkin,  Secretary  City  Central 
Russian  Mutual  Aid :  Joseph  Soltan,  President,  New  York  District  Committee 
English  Workers  Clulis : 

J.  Landy 

Edith  Zucker 
Finnish  Workers  Federation 
Jewish  City  Club  Committee 

[Source  :  Daily  Worker,  New  York,  Monday,  August  i;^,  1928] 

Fifteen  Jailed  by  New  York  Police  in  Retjef  Collections  for  Chinese  Trade- 
Unionists — Aruests  Aided  by  Followers  of  Kuomintang — Soliciting  With- 
out Permit  Charged 

Fifteen  workers,  who  participated  in  the  Chinese  Tag  Day  under  the  auspices 
of  the  Committee  to  Aid  the  Chinese  Trade-Unions,  were  arrested  yesterday 
in  Chinatown.  They  were  charged  with  "soliciting  without  a  permit"  and  were 
released  on  $500  bail  each,  furnished  by  the  local  International  Labor  Defense. 
The  collectors  are  to  appear  at  the  First  District  Court,  White  and  Center  Sts., 
at  9  a.  m.  today  (Monday),  where  they  will  be  defended  by  Jacques  Buitenkant, 
retained  by  the  New  York  Section  of  the  International  Labor  Defense. 

Those  arrested  were  Y.  Y.  Shu,  secretary  of  the  New  York  Worker-Peasant 
Alliance ;  David  Wee,  27 ;  H.  T.  Tsiang,  28 ;  David  Kanner ;  Max  Postolsky,  21 ; 
W.  Martin,  IS;  Du  Peld,  22;  Yekelchik;  M.  Levin,  12;  I.  Kleinman,  19;  R.  Kleid- 
mann,  20 ;  B.  Winnick,  17 ;  B.  Rosenberg,  22;  and  L.  Chansik. 


[Picture  head:   Arrested  Leader] 

Above  is  Y.  Y.  Sliu,  secretary  of  the  New  York  Worker-Peasant  Alliance,  who 
was  among  the  15  workers  arrested  yesterday.  Shu  was  active  in  the  Chinese 
Relief  Tag  Days  held  yesterday  and  Saturday.  Thousands  of  dollars  were  con- 
tributed by  the  workers  of  New  York  to  aid  the  Chinese  workers  in  their  fight 
against  imperialism  and  the  Kuomintang  reactionaries.  Photo  was  taken  dur- 
ing the  recent  antiwar  demonstration  at  Union  Square. 

Mr.  Morris.  Mr.  Mandel,  vvill  you  identify  these  next  two  docii- 
menis? 

Mr.  Mandfx.  Tliis  is  a  carbon  copy  of  a  letter  taken  from  the  files 
of  the  Institute  of  Pacific  Relations,  dated  April  24,  1942,  addressed 
to  Mr.  Joseph  Barnes,  Coordinator  of  Information.  It  has  a  type- 
written signature  of  Yung-ying  Hsu.    It  is  dated  April  24, 1942. 

Mr.  INIoRRis.  Mr.  Chairman,  will  you  receive  that  into  the  record? 

The  Chairman.  It  has  been  identified  as  having  come  from  the 
files  of  the  Institute  of  Pacific  Relations  ? 

Mr.  Morris.  Yes,  sir. 

88348— 52— pt.  10 5 


3338  INSTITUTE    OF    PACIFIC    RELATIONS 

Mr.  Mandel,  will  you  read  that  letter  for  us,  please '. 
The  Chairman.  To  whom  is  it  addressed  ? 

Mr.  Mandel.  To  Mr.  Joseph  Barnes,  Coordinator  of  Information. 
[Reading:] 

(Exhibit  No.  522) 

Dear  Sir:  It  is  a  great  pleasure  to  receive  your  letter  of  the  21st  instant.  I 
have  just  requested  my  alma  mater,  Lelancl  Stanford  University,  for  a  transcript 
of  my  academic  records  to  enable  me  to  fill  out  the  application  blank  with 
greater  accurai-y.  The  application  will  be  sent  to  you  at  the  earliest  possible 
time. 

Under  Mr.  Edward  C.  Carter's  capable,  enlightening  and  benevolent  leader- 
ship I  find  my  work  in  the  Institute  of  Pacific  Relations  extremely  interesting 
and  enjoyable.  However,  if  you  think  I  can  be  of  any  help  to  your  work,  I  will 
ask  Mr.  Carter  to  release  me  from  my  present  position. 

As  you  have  been  associated  with  the  Institute,  you  might  agree  with  me 
that  its  equipment  and  environment  are  a  great  asset  to  writers  either  on  or  for 
the  Far  East.  For  the  past  14  months  I  have  been  in  charge  of  the  Chinese 
collection  here.  It  might  be  beneficial  for  both  the  institute  and  the  Coordinator 
of  Information  that  part  of  the  work  of  the  latter  be  done  in  the  former.  It 
is  my  opinion  that  Mr.  Carter  would  be  glad  to  offer  the  facilities  of  his  organiza- 
tion to  the  war  effort  and  welcome  such  an  arrangement. 

Permit  me,  sir,  to  express  my  deep  appreciation  of  both  your  and  jNIr.  Owen 
Lattimore's  kindly  attention. 

Sincerely  yours. 

The  Chairman.  Who  is  it  signed  by  ? 

Mr.  Mandel.  Yung-ying  Hsu. 

Senator  Ferguson,  that  is  Y.  Y.  Hsu? 

Mr.  Mandel.  Yes. 

The  Chairman.  It  will  be  inserted. 

(The  previous  document  as  read  by  counsel  was  marked  "Exhibit 
No.  522.") 

The  Chairman.  Let  us  get  this  straight.  Y.  Y.  Hsu  and  Yung-ying 
Hsu  are  one  and  the  same  individual  % 

Mr.  Morris.  Is  that  right,  Mr.  Lattimore  ? 

Mr.  Lati^more.  Probably,  yes.  I  don't  know  anj^thing  about  the 
Y.  Y.  Hsu  of  the  1920's  or  1936's.    This  is  all  new  to  me. 

Mr.  Morris.  It  is  your  testimony  you  did  not  know  the  Communist 
record  of  Y.  Y.  Hsu  ? 

Mr.  Laitimore.  Yes;  that  is  my  testimony.  I  have  no  recollection 
of  it. 

The  Chairman.  Did  you  receive  copies  of  the  Daily  Worker? 

Mr.  Lattimore.  No,  sir. 

The  Chairman.  That  is,  as  they  were  i.ssued  ? 

Mr.  Lattimore.  No,  sir. 

The  Chairman.  At  no  time? 

Mr.  Lattimorpl  At  no  time. 

The  Chairman.  You  were  not  a  contributor  to  the  Daily  Worker  ? 

Mr.  Laitimore.  No,  sir. 

The  Chairman.  Nor  a  subscriber  ? 

Mr.  Lattimore.  No,  sir. 

Senator  Ferguson.  Mr.  Lattimore,  when  you  were  with  the  OWI, 
did  you  make  any  investigation  prior  to  employment  of  personnel? 

Mr.  Lattimore.  No,  sir.  Investigation  of  personnel  was  the  fimc- 
tion  of  a  separate  personnel  branch  of  OWI. 

Senator  Ferguson.  Did  you  know  whether  they  made  any  examina' 
tion  or  investigation  of  personnel? 


INSTITUTE    OF    PACIFIC    RELATIONS  3339 

Mr.  Latitmore.  I  believe  that  all  people  employed  by  OWI,  includ- 
ing myself,  were  subject  to  investigation  by  the  Civil  Service  Commis- 
sion which,  my  recollection  is,  was  able  to  check  with  other  investigat- 
ing agencies,  such  as  the  FBI. 

Senator  Ferguson.  Were  there  any  investigations  for  security  pui^ 
poses,  to  3'our  knowledge  ? 

j\Ir.  Lattimore.  Well,  there  was  an  investigation  of  individuals 
before  they  could  be  hired. 

Senator  P'erguson.  That  is  what  I  had  in  mind. 

Mr.  Lattimore.  Yes. 

Senator  Ferguson.  That  is  along  the  security  line? 

Mr.  Lattimore.  I  think  every  single  person  had  to  be  investigated 
along  lo3'alty  and  security  lines. 

The  Chairman.  When  w^as  OWI  set  up  first  ?    Do  you  remember  ? 

Mr.  Lattimore.  I  don't  know  the  precise  date.  Senator.  It  grew  out 
of  COI,  Coordinator  of  Information,  which  was  at  some  time  split  into 
OSS  and- OWL 

The  Chairman.  You  did  not  come  in  then  until  it  was  OWI  ? 

Mr.  Lattimore.  That  is  right. 

The  Chairman.  And  you  came  into  it  after  what  year,  or  about 
what  time  ? 

Mr.  Lattimore.  I  came  into  it,  I  think,  in  late  December  1942. 

The  Chairman.  Wliat  is  the  date  of  these  articles  in  the  Daily 
Worker? 

Mr.  Morris.  The  last  one  is  1933,  Senator,  the  latest  one  is  1933. 

Mr.  Lattimore,  I  had  asked  you  the  question  in  connection  with  that 
letter  Mr.  Mandel  read,  what  your  recollection  is  of  the  kindly  atten- 
tion referred  to  in  the  last  paragraph  that  you  showed  to  Mr.  Hsu. 

Mr.  Lattimore.  I  have  no  present  recollection  whatever.  May  I 
say  that  the  set-up  of  OWI  at  that  time,  as  far  as  Chinese  work  was 
concerned,  was  that  all  radio  transmissions 

The  Chairman.  Mr.  Lattimore,  I  do  not  think  you  are  answering 
the  counsel's  question  now.  If  you  want  to  go  back,  if  you  want  to  go 
back  to  a  former  question,  that  would  be  something  else. 

Mr.  Lattimore.  I  am  explaining  why  it  is  difficult  for  me  to  answer 
this  question,  Senator. 

The  Chairman.  Read  the  question,  IVIr.  Reporter,  of  the  counsel, 
Mr.  Morris. 

( The  record  was  read  by  the  reporter.) 

The  Chairman.  That  was  his  answer. 

Mr.  Lattimore.  The  Chinese  personnel  of  the  New  York  Office  were 
under  Mr.  Barnes'  jurisdiction,  not  under  mine. 

The  Chairman.  That  does  not  belong  to  this  question.  That  be- 
longs to  another  question  asked  by  Senator  Ferguson.  If  you  want 
to  let  it  stand  that  way,  it  is  all  right,  but  it  involves  the  thing  more. 

Mr.  Morris.  Mr.  Lattimore,  did  you  have  any  dealings  with  Mr.  Hsu 
when  he  was,  as  he  says  there,  in  charge  of  the  Chinese  collection 
of  thelPR? 

Mr.  Lattimore.  No,  no  direct  dealings,  as  far  as  I  remember. 

Mr.  :Morris.  Mr.  Mandel,  will  you  identify  that  document,  please? 

Mr.  Mandel.  I  have  here  a  photostat  of  a  document  from  the  files 
of  the  Institute  of  Pacific  Relations,  showing  a  letterhead  of  the  Office 
of  War  Information,  111  Sutter  Street,  San  Francisco,  Calif.,  dated 
March  12,  1943,  addressed  to  Mr.  W.  L.  Holland  and  signed  "Owen." 


3340  INSTITUTE    OF    PACIFIC    RELATIONS 

Mr.  Morris.  Mr.  Lattimore,  can  you  recall  sending  that  letter  to 
Mr.  Holland^ 

Mr.  Lattimore.  No,  I  can't  recall  sending  it  to  him,  but  obviously 
I  sent  it. 

Mr.  Morris.  Does  that  look  like  your  .signature  at  the  bottom'^ 

Mr.  Lattimore.  Yes,  it  is. 

Mr.  Morris.  Mr.  Mandel,  will  you  read  that  letter,  please? 

Mr.  Mandel.  It  is  to  Mr.  W.  L.  Holland,  Institute  of  Pacific  Rela- 
tions, 129  East  Fifty-second  Street,  New  York,  N.  Y. : 

(Exhibit  No.  523) 

Dear  Blll  :  Several  weeks  ago  I  was  in  New  York,  but  only  on  Saturday  and 
Sunday,  and  saw  no  one  but  people  in  our  own  office,  except  for  the  fact  that  I 
had  lunch  in  the  Hsu's  apartment  with  old  Prof.  Chi  and  his  wife  and  Harriet  Chi. 

Anytime  that  it  would  be  useful  to  you  to  have  Hsu  working  out  here  for  the 
IPR,  we  should  be  very  glad  to  take  him  on  as  a  part-time  consultant  or  research 
man  for  our  Chinese  Section. 

Would  you  let  me  know  if  you  have  any  ideas  on  the  subject  that  I  could  help 
to  follow  up? 

We  are  enjoying  being  in  San  Francisco  again.  Feels  just  like  home  (only 
a  hell  of  a  lot  more  crowded).     David  is  taking  Chinese  lessons,  writing  and  all. 

Love  from  us  too  to  Doreen,  Mrs.  McGari-y,  and  Patricia. 
Yours, 

Owen. 

Mr.  Morris.   Mr.  Chairman,  may  that  be  inserted  into  the  record? 

The  Chairman.   It  may  be  inserted. 

(The  document  referred  to  was  marked  "Exhibit  No.  523''  and  was 
read  in  full.) 

Mr.  Morris.  Mr.  Lattimore,  is  that  meeting  that  you  had  in  Mr. 
Hsu's  apartment  still  another  meeting  in  addition  to  the  one  you 
testified  to  took  place  out  on  Long  Island  somewhere? 

Mr.  Lattimore.  Probably  the  same,  but  I  am  not  sure. 

Mr.  Morris.  You  also  testified  the  other  was  after  the  war,  did  3'ou 
not? 

Mr.  Lattimore.  I  thought  it  was  after  the  war ;  yes. 

Mr.  Morris.  And  on  Long  Island  ? 

The  Chairman.  This  is  a  different  meeting.  This  was  not  on  Long 
Island,  as  I  understand  it.     This  was  in  New  York. 

Mr.  Lattimore.  I  don't  know  from  this  letter  whether  the  apart- 
ment was  in  New  York  or  on  Long  Island. 

Mr.  Sourwine.   Where  was  Mr.  Hsu's  apartment,  Mr.  Lattimore? 

Mr.  Lattimore.  I  don't  recollect.  The  only  place  that  I  recollect  is 
an  apartment  on  Long  Island,  and  I  thought  I  was  there  after  the 
war. 

Mr.  Sourwine.  Do  you  recollect  an  apartment  on  Long  Island  which 
was  ]\Ir.  Hsu's  apartment? 

Mr.  Lattimore.  Yes. 

Mr.  Sourwine.  So  that  if  Mr.  Y.  Y.  Hsu  Avas  not  living  on  Long 
Island  in  1943,  this  was  a  different  apartment  and  a  separate  and 
second  visit ;  is  that  right  ? 

Mr.  Lattimore.   Presumably;  yes. 

Mr.  Sourwine.  All  right. 

Mr.  Morris.  And  you  knew  Mr.  Hsu  well  enough  for  him  to  be  the 
only  person  you  visited  for  that  Avhole  weekend  ? 

Mr.  Lattimore.  No;  I  say  here  "saw  no  one  but  people  in  our 
office." 


INSTITUTE    OF    PACIFIC    RELATIONS  3341 

The  Chairman.  Now  go  back  to  the  question  again.  What  is  your 
question  ?  Do  you  know  JNIr.  Hsu  well  enough  so  that  he  is  the  only 
one  you  visited  during  that  weekend  % 

Mr.  Morris.  In  addition  to  the  people  in  your  own  office? 

The  Chairman.  That  is  right. 

Mr.  Lattimore.  I  don't  remember  whether  I  had  lunch  outside  the 
office  with  anybodjj  else,  or  not. 

Mr.  Morris.  Is  that  Harriet  Chi  mentioned  in  the  first  paragraph, 
was  she  ever  your  secretary  % 

Mr.  Lattimore.  She  was  my  secretary  for  about  2  weeks  in  1936. 

Mr.  Morris.  She  is  the  wife  of  the  Chao-ting  Chi  that  we  have 
talked  about  at  great  length  in  this  testimony,  is  she  not? 

Mr.  Lattimore.  She  was  at  one  time. 

Mr.  Morris.  Mr.  Chairman,  w^ill  you  accept  that  into  the  record  % 

The  Chairman.  The  one  that  has  been  read  ? 

It  is  in  the  record. 

Mr.  Morris.  Mr.  Lattimore,  did  you  employ  Jack  Dinichi  Kimoto 
as  a  translator  for  the  Office  of  War  Information? 

]\lr.  Latitmore.  I  have  no  recollection  of  it. 

But  if  you  have  a  document  there  to  refresh  my  memory,  I  may  be 
able  to  recall. 

]Mr.  Morris.  Xow,  INIr.  Lattimore,  have  you  ever  met  the  Chinese — 
and  here  I  am  afraid  I  must  spell  them  for  you — C-h-a  I-a-o  M-u? 

Mr.  Lattimore.  Not  that  I  can  recall,  unless  he  was  one  of  the 
numerous  staff  we  had  at  OWI,  or  unless  you  have  some  document 
there  that  I  can  refresh  my  memory  with. 

Mr.  Morris.  How  about  Mr.  Kung  P-eng  ? 

Mr.  Laiitmore.  The  same  answer. 

]\lr.  Morris.  Did  you  ever  meet  those  two  gentlemen  in  China  ? 

Mr.  Lattimore.  In  China? 

Mr.  Morris.  Yes. 

JSIr.  Lattimore.  I  don't  believe  so ;  no. 

Mr.  Morris.  I  wish  you  would  recall,  Mr.  Lattimore,  whether  you 
ever  met  those  two  gentlemen  in  China. 

Mr.  Lattimore.  If  you  could  bring  forward  something 

Mr,  Morris.  That  is,  at  the  time  you  were  adviser  to  the  Generalis- 
simo. 

jNIr.  Lattimore.  I  don't  recall  the  names  at  all,  but  they  may  be 
people  that  I  met  in  connection  with  my  official  duties,  working  for 
the  Generalissimo. 

]\Ir.  MoRius.  Did  you  ever  pass  on  to  them  reports  and  information 
of  any  kind  ? 

^Ir.  Lattimore.  Again,  not  that  I  recall,  unless  you  can  refresh 
my  necessarily  imperfect  memory. 

Mr.  Morris.  Did  you  ever  send  coded  messages  to  Yenan  while  you 
were  in  Chungking? 

]Mr.  Latttmore.  Coded  messages  to  Yenan  ? 

The  Chairman.  While  you  were  in  Chungking. 

Mr.  Lattimore.  No,  I  wouldn't  believe  so,  unless  it  was  in  connec- 
tion with  some  of  my  official  duties. 

Mr.  Morris.  It  is  possible  that  you  may  have  done  it  in  connection 
with  your  official  duties  ? 

jVlr.  Lattimore.  I  should  say  so. 


3342  INSTITUTE    OF    PACIFIC    RELATIONS 

Mr.  Morris.  Mr.  Lattiniore,  after  you  sent  your  dispatch  to  Lauch- 
lin  Currie  on  November  25,  1941,  urging  a  rejection  of  the  modus 
vivendi,  will  you  tell  us  what  your  itinerary  was  through  December 
7,1941? 

On  the  25th  you  sent  to  Lauchlin  Currie,  on  the  25th  of  November 
1941,  a  dispatch  suggesting  that  the  proposed  modus  vivendi,  whereby 
a  truce  would  be  effected,  a  temporary  truce  would  be  effected,  between 
.Fapan  and  the  United  States  in  order  to  avert  a  war — you  remember 
that  dispatch,  do  you  not,  Mr.  Lattimore? 

Mr.  Lattimore.  Yes,  of  course ;  I  was  not  urging  the  modus  vivendi. 

Mr.  Morris.  You  sent  the  dispatch,  did  you  not,  Mr.  Lattimore  ? 

Mr.  Lattimore.  Yes;  I  was  reporting  at  the  Generalissimo's  re- 
quest.   I  was  reporting  his  action  to  that  proposal. 

Mr.  Morris.  Mr.  Lattimore,  will  you  tell  us  what  your  itinerary 
was  after  you  sent  that  dispatch  on  November  25,  from  Chungking, 
sir? 

Where  did  you  go  up  until  December  7,  1941  ? 

Mr.  Lattimore.  Beginning  at  the  end  of  that,  I  remember  that  on 
December  7 — that  is.  Pearl  Harbor  day — I  was  in  Chungking,  and  I 
don't  believe  that  I  was  out  of  Chungking  between  those  two  dates. 

Mr.  Morris.  Were  you  in  Hong  Kong  at  that  time,  Mr,  Lattimore? 

Mr.  Lattimore.  Possibly ;  no  I  wasn't. 

Mr.  Morris.  When  were  you  in  Hong  Kong  ? 

Mr.  Lattimore.  I  was  in  Hong  Kong — let's  see — I  was  in  Hong- 
Kong  once  between  July,  when  I  went  out  to  Chungking,  and  Pearl 
Harljor.  But  I  don't  memember  the  exact  time.  I  believe  it  was 
earlier  than  November — more  likely  September  or  October. 

But  my  memory  is  not  at  all  clear. 

Mr.  Morris.  And  how  about  December  8  ? 

Mr.  Lattimore.  December  8? 

December  8  I  was  booked  to  fly  from  Hong  Kong  on  a  clipper  ship 
which  was  sunk  at  its  moorings  in  Hong  Kong.    I  never  went  down. 

Mr.  Morris.  You  were  to  go  to  Hong  Kong  by  ship  ? 

Mr.  Lattimore.  No;  I  was  to  fly  to  Hong  Kong  by  plane  from 
Chungking,  and  catch  the  Pan-American  Clipper  to  fly  for  home.  At 
something  like  2  or  3  o'clock  in  the  morning,  before  my  plane  was  due 
to  take  off,  one  of  the  Generalissimo's  aides  rang  me  up  and  said  the 
Japanese  have  attacked  Pearl  Harbor,  "so  your  trip  is  obviously  off." 

Mr.  Morris.  And  then  what  did  you  do  after  that,  Mr.  Lattimore? 

Mr.  Lattimore.  Then  I  stayed  in  Chungking  until  I  left  for  Amer- 
ica via  Burma  and  the  "hump"  sometime  early  in  1942. 

Mr.  Morris.  Was  Mr.  Chi  over  there  at  that  time  I  He  flew  over 
with  you  when  he  went  to  the  Generalissimo's  assignment,  did  he  not? 

Mr.  Lattimore.  He  and  Genei-al  Chennault  and  I  all  went  out  on  the 
same  plane ;  yes. 

Mr.  Morris.  And  you  frequently  saw  him  while  you  were  serving 
that  term  with  the  Generalissimo,  did  you  not? 

Mr.  Lattimore.  I  saw  him  fairly  frequently,  because  he  was  one 
of  the  confidential  secretaries  of  H.  H.  Kung,  who  was  very,  very 
close  to  the  Generalissimo. 

Mr.  Morris.  And  all  during  that  time,  it  is  your  testimony,  is  it 
not,  that  you  did  not  know  that  he  was  a  Communist? 

Mr.  Lattimore.  That  is  right. 


INSTITUTE    OF   PACIFIC    RELATIONS  3343 

Mr.  Morris,  Mr.  Lattimore,  you  have  testified,  have  you  not,  that 
you  did  not  know  that  James  S.  Allen  was  a  Communist  ? 

Mr.  Lattimore.  That  is  right.  To  the  best  of  my  knowledge,  I 
never  knew  that  he  was  a  Communist  until  quite  recently. 

Mr.  Morris.  Did  you  testify  that  you  never  met  James  S.  Allen? 

Mr.  Lattimore.  To  the  best  of  my  knowledge  I  never  met  him. 

Mr.  Morris.  Mr.  Chairman,  we  have  an  exhibit  No.  53  which  has 
already  been  introduced  in  open  session.  This  is  a  carbon  copy  of  a 
letter  from  I\Ir.  Carter  to  Mr.  Holland.  I  would  like  to  show  it  to  Mr. 
Lattimore  and  ask  him  if  reading  the  last  paragraph  of  that  will  re- 
fresh his  recollection  on  the  negative  answer  he  gave  to  the  question. 

The  Chairman.  Does  that  bear  any  identification  as  having  been 
admitted  ? 

Mr.  iNIoRRis.  That  has  been  admitted  and  is  exhibit  No.  58. 

]Mr.  Arnold.  May  we  have  a  copy? 

Mr.  Morris.  I  ask  Mr.  Lattimore  to  read  the  last  paragraph. 

Mr.  Lattimore.  The  last  paragi'aph  of  this  letter  from  Mr.  Carter 
to  Mr.  Holland  says : 

Last  week  we  had  a  special  meeting  on  Soviet  policy  in  the  Pacific,  made  up  of 
some  members  of  Corbett's  group,  but  it  was  an  ad  hoc  meeting.  Those  present 
were  Kathleen  Barnes,  Lockwood,  Grajdanzev,  Corbett,  Nuhle,  Bisson,  Moore, 
Field,  James  Allen.  Bill  Carter,  E.  C.  Carter,  and  Owen  Lattimore,  and  Leaning. 

Mr.  Morris.  Does  not  that  letter  indicate  that  you  and  Mr.  Allen 
met  together  ? 

Mr.  Lattimore.  I  don't  believe  it  does,  Mr.  ISIorris.  I  have  seen 
this  before,  when  it  was  issued  as  an  exhibit,  and  I  believe  that  it  is  a 
mistake  on  Mr.  Carter's  part.  Maybe  he  had  a  list  of  people  who  had 
been  invited  to  such  a  conference,  but  I  don't  remember  taking  part 
in  it,  and  there  is  at  least  one  person  there  besides  Mr.  Allen  whom  I 
never  remember  meeting. 

I  note  that  in  this  letter  he  says :  "last  week,"  and  he  may  have  been 
writing  from  a  faulty  recollection. 

Mr.  Morris.  Do  you  know  that  James  S.  Allen  has  testified  before 
this  committee  that  he  did  attend  that  meeting? 

Mr.  Lattimore.  No  ;  I  didn't  know  that. 

Mr.  Sourwine.  Do  you  know,  ISIr.  Lattimore,  what  the  group  is 
that  is  referred  to? 

Mr.  Lattimore.  I  have  only  a  very  imperfect  recollection  of  the  fact 
that  at  that  time,  1940,  Professor  Corbett  of  Yale,  who  is  an  expert  on 
Roman  law  and  international  law,  and  later  made  a  special  study  of 
Soviet  law,  was  conducting  some  kind  of  a  study,  I  believe,  under  the 
auspices  of  the  IPR. 

Mr.  Sourwine.  And  his  students  were  referred  to  as  "Corbett's 
group;"  is  that  what  you  mean? 

Mr.  Lattimore.  No;  I  don't  know  whether  they  were  students  or 
other  people  who  took  part  in  a  discussion  group  under  the  auspices 
of  the  IPR,  or  exactly  what  the  arrangement  was. 

Mr.  Sourwine.  Were  you  a  member  of  that  group,  Mr.  Lattimore? 

Mr.  Lattimore.  No;  I  don't  believe  I  was. 

Mr.  Sourwine.  Did  you  attend  any  meetings  of  that  group  ? 

Mr.  Lattimore.  No ;  I  don't  remember  attending  this  or  any  other 
meeting. 

The  Chairman.  Would  you  say  that  you  did  not  attend  that  meet- 
ing that  is  referred  to  there  ? 


3344  INSTITUTE    OF   PACIFIC   RELATIONS 

Mr.  Lattimore.  To  the  best  of  my  recollection,  I  never  attended  that 
meeting;  no. 

The  Chairman.  The  names  there  are  all  familiar  to  you,  are  they 
not? 

Mr.  Lattimore.  Not  all  of  them;  no.  There  is  somebody  here 
named  Mnhle,  whom  I  can't  place  at  all. 

The  Chairman.  That  is  the  only  one  that  is  not  familiar  to  you? 

Mr.  Lattimore.  The  others  are  familiar  to  me,  that  is,  they  are  peo- 
ple I  know  or  know  of,  know  of  slightly. 

Mr.  Morris.  Mr.  Lattimore.  I  am  now  going  to  call  your  attention 
to  our  exhibit  455,  which  was  introduced  into  the  record  on  February 
21,  1952.  It  takes  the  form  of  a  memorandum  on  Philippine  research, 
dated  April  14,  1938,  WWL  to  ECC.  WWL  is  Mr.  Lockwood,  is  it 
not,  and  ECC  is  Mr.  Carter? 

I  ask  you  if,  in  the  course  of  your  duties  as  editor  of  Pacific  Affairs, 
which  you  were  at  that  time,  that  memorandum  would  have  been  in 
the  purview  of  the  documents  available  for  your  research  ? 

Mr.  SouRwiNE.  Before  that  question  is  answered,  I  think  the  ques- 
tion before  the  question  last  asked  was  not  responded  to. 

I  think  the  record  should  show  that  in  response  to  the  previous 
question,  Mr.  Lattimore  nodded,  but  made  no  sound. 

Mr.  Morris.  The  nodding  was  yes,  was  it? 

Mr.  Lattimore.  The  nodding  was  that  I  was  prepared  to  look  at 
this  exhibit. 

This  exhibit  I  have  also  seen,  because  it  was  previously  issued. 

Until  I  saw  it,  I  had  no  previous  recollection  of  it,  and  I  believe  that 
I  never  saw  it  before.  You  will  see  that  it  is  headed  "Research."  I 
was  not  connected  with  American  Council  Research  at  that  time,  and 
I  was  not  in  New  York  at  that  time.  I  was  living  in  California,  and 
had  not  been  in  New  York  for  a  couple  of  years. 

The  Chairman.  When  did  you  first  see  that  document  ? 

Mr.  Lattimore.  Some  months  ago,  after  it  had  been  released  by 
this  committee. 

Mr.  Morris.  Some  months  ago,  that  is  February  21,  Mr.  Lattimore. 

Mr.  Lattimore.  February.    I  thought  you  read  February  21,  19 — — 

Mr.  Morris.  No,  1952. 

Mr.  L.\TTiM0RE.  1952? 

Mr.  Morris.  This,  Mr.  Chairman,  is  obviously  what  Mr.  Lattimore 
is  referring  to,  judging  by  the  period  of  time,  and  is  a  copy  of  the 
letter,  and  the  Institute  of  Pacific  Relations  also  retained  a  copy 
of  this  letter.    So  a  copy  is  also  available  in  their  office. 

The  paragraph  I  would  like  to  read,  since  you  have  seen  it,  Mr. 
Lattimore,  is  the  third  paragraph  on  the  second  page. 

The  Chairman.  Let  us  go  back  and  get  the  letter  from  whom  to 
whom? 

Mr.  Morris.  Mr.  Lockwood  is  writing  to  Mr.  Carter.  This  is  in 
1938,  at  a  time  when  Mr.  Lattimore  is  the  editor  of  Pacific  Affairs. 
He  has  testified  that  in  1938  he  was  on  the  west  coast. 

The  Chairman.  All  right. 

Mr.  Morris.  The  paragraph  reads: 

Are  you  in  touch  with  James  Allen?  I  uuderstand  he  is  going  to  the  islands 
in  July  to  continue  his  investigation.  His  recent  Pacific  Affairs  article  on  the 
agrarian  question  was  n)ost  interesting  and  gave  evidence  of  heing  a  careful 
and  scholarly  piece  of  work.     His  earlier  book  on  the  Negro  problem  in  the 


INSTITUTE    OF   PACIFIC    RELATIONS  3345 

United  States  was  praised  by  scholars  as  an  excellent  piece  of  research,  even 
though  his  Communist  ideology  led  him  off  into  a  proposal  for  "national  self- 
determination"  in  the  Black  Belt  which  most  people  thought  rather  fantastic. 

Does  not  that  indicate  to  you,  Mr.  Lattimore,  tliat  the  people  in 
the  New  York  office  knew  that  James  S.  Allen  was  a  Communist? 

^Ir.  Lattimore.  It  certainly  indicates  that  Mr.  Lockwood  thought 
he  had  a  Communist  ideology. 

Senator  Ferguson.  Of  course,  that  would  not  make  him  a  Com- 
munist, would  it? 

Mr.  Lattimore.  Xot  necessarily  a  Connnunity  Party  memher. 

Senator  Ferguson.  Did  he  ask  you  anything  about  membership  I 

IVIr.  Lattimore.  I  thought  that  question  was  usually  asked  with 
regard  to  membership,  Senator. 

Senator  Ferguson.  I  think  you  had  better  watch  the  questions  and 
do  not  read  into  this  "membership''  if  it  is  not  in  it. 

Mr.  Lattimore.  All  right. 

There  are,  after  all,  Senator,  many  are,  and  have  been,  many 
general  Marxist  writers  who  are  sometimes  loosely  called  Commu- 
nists who  have  never  engaged  in  Communist  organizations. 

Senator  Ferguson.  That  is  all  right.  If  you  want  to  answer  the 
particular  question  that  way,  and  if  you  want  to  give  that  answer  as 
far  as  Allen  is  concerned,  is  that  your  opinion? 

Mr.  Lattimore.  Well,  I  don't  have  enough  to  go  on  to  make  any 
opinion  one  way  or  the  other. 

Senator  Ferguson.  Then  why  did  you  giA'e  us  that  answer  ? 

Mr.  Lattimore.  Because  I  didn't  want  to  make  my  opinion  positive 
in  one  sense  or  another  when  I  don't  know  enough  about  it  to  be 
positive. 

]Mr.  Morris.  ]Mr.  Lattimore,  did  you  know  that  Mr.  Allen  at  that 
time  was  associated  with  the  Daily  Worker? 

Mr.  Lattimore.  No  ;  I  don't  believe  I  did. 

Mr,  Morris.  Did  you  read  the  testimony  before  this  committee  that 
lie  was  an  agent  for  the  Communist  International? 

Mr.  Lattimore.  I  think  I  have  seen  some  reference  to  that  in  the 
transcript;  yes. 

Mr.  jNIorris.  And  do  you  not  know  that  he  had  a  byline  in  the  Daily 
Worker  for  a  long  ])eriod  during  the  war,  and  was  known  as  the 
foreign  editor  of  the  Daily  Worker? 

Mr.  Lattimore.  I  don't  know  all  of  that  in  detail.  According  to 
my  recollection  at  the  time  of  the  Tydings  hearings  2  years  ago,  the 
fact  was  brought  up  that  he  had  some  sort  of  Daily  Worker  connection. 

I  don't  remember  the  details.  But  I  believe  that  that  was  the  first 
I  know  of  it. 

Mr.  Morris.  Does  it  not  show  at  least  a  lack  of  coordination,  let  us 
say,  Mr.  Lattimore,  that  the  New  York  office  should  know  that  James 
Allen  was  a  Communist,  and  that  you,  as  editor  of  Pacific  Affairs, 
for  which  he  was  writing,  should  not  know  that? 

Mr.  Lattimore.  I  think  no  more  lack  of  coordination  that  was 
fairly  general  around  the  IPR  office.  After  all,  we  were  not  a 
Government  office  with  chains  of  command  and  regular  protocol  on 
what  went  to  who,  when,  and  how,  and  so  on. 

]Mr.  ]Morris.  When  you  wanted  to  be  in  touch  with  Mr.  Allen,  how 
did  you  get  his  address  ? 


3346  INSTITUTE    OF    PACIFIC    RELATIONS 

Mr.  Lattimore.  Presumably  I  got  it  either  from  the  IPR  or  per- 
haps he  wrote  to  me.     I  don't  know. 

Mr,  Morris.  Did  you  ever  get  his  address  from  Mr.  Field  ? 

Mr.  SouRWiNE.  Mr.  Morris,  if  I  might  interpose  at  that  point: 
Your  question  was  when  you  wanted  to  get  in  touch  with  Mr.  Allen, 
"How  did  you  get  his  address?" 

I  do  not  believe  the  witness  means  to  say  that  when  he  wanted  to 
get  in  touch  with  Mr.  Allen,  Mr.  Allen  wrote  to  him. 

Is  that  what  you  meant  to  say,  Mr.  Lattimore? 

]\Ir,  Lattimore.  Mr.  Allen  may  have  written  to  me  in  connection 
with  the  fact  that  I  published  a  couple  of  articles,  and  I  may  have  had 
his  address  that  way. 

Mr.  Sourwine.  The  question  was,  when  you  wanted  to  get  in  touch 
with  Mr.  xillen,  how  did  you  get  his  address? 

Mr.  Lattimore.  Well.  I  don't  remember. 

Mr.  Morris.  Did  you  ever  get  his  address  from  Mr.  Field? 

Mr.  Lattimore.  I  have  no  recollection  on  the  subject,  but  if  you 
have  a  document  there  I  shall  be  glad  to  have  my  memory  refreshed. 

Mr.  Morris.  Mr.  Mandel,  will  you  identify  that  document,  please? 

Mr.  Mandel.  This  is  a  photostat  of  a  carbon  copy  from  the  files  of 
the  Institute  of  Pacific  Relations,  dated  April  27,  1939,  addressed  to 
Mr.  Owen  Lattimore  from  Frederick  V.  Field. 

Mr.  Morris.  Mr.  Lattimore,  do  you  recall  having  received  that  docu- 
ment ? 

Mr.  Lattimore.  No  ;  I  don't  recall  receiving  it. 

Mr.  Morris.  Will  you  read  it,  Mr.  Lattimore?     It  is  short. 

Mr.  Lattimore  (reading)  : 

Dear  Owen  :  Carter's  office  reports  that  James  Allen  may  be  reached  at — 

Then  I  can't  read  this  clearly — 

*     *     *     508  West  One  Hundred  and  Thirty-ninth  Street— 

I  think  it  is — 

New  York  City. 

Sincerely  yours, 

(The  document  as  previously  read  by  the  witness  was  marked  "Ex- 
hibit No.  524,"  as  above.) 

Mr.  Lattimore.  I  presume  that  Mr.  Field  was  at  that  time — when 
was  this,  1939  ? 

I  think  he  was  still  secretary  of  the  American  IPR.  So,  presumably, 
I  wrote  to  him  for  the  address. 

Mr.  Morris.  Did  you  not  testify  several  days  ago  that  at  that  time 
you  realized  that  Frederick  Field  was  at  that  time  a  member  of  the 
Communist  Party? 

Mr.  Laiitmore.  No,  sir;  I  didn't.  I  testified  that  in  1952,  seeing 
a  letter  wa-itten  by  Field  in  1939,  I  w^ould  now  say  that  my  memory 
may  have  been  in  error  by  2  years  as  to  the  time  when  I  thought  he 
was  beginning  to  be  a  close  fellow  traveler  of  the  record. 

However,  that  projection  of  my  memory  back  from  1952  to  1939 
is  not  worth  a  great  deal. 

After  all,  the  way  people  were  writing  about  Russia  and  Russian 
policy  in  1939  was  pretty  loose. 

Senator  Ferguson.  ]\lr.  Lattimore,  did  you  not,  in  your  voluntary 
statement  that  you  brought  in  here,  say  that  you  knew  Field  was  a 
Communist  in  the  1940's  ? 


INSTITUTE    OF   PACIFIC    RELATIONS  3347 

1  even  corrected  you  to  show  what  you  had  said. 

Mr.  Lattomore.  I  think  I  said  that  I  believe  that  by  the  1940's  he 
had  become  a  Communist,  or  something  of  that  sort.  I  forget  the 
exact  wording. 

Senator  Ferguson.  All  right. 

You  are  now  talking  about  1950.  Well,  then,  did  you  know  that 
in  the  lOlO's,  back  in  the  1940's,  he  was  a  Communist? 

Mr.  Lattimore.  No;  as  of  the  1950's,  I  remember  that  in  the  194:0's 
I  considered  him  a  Russian  fellow  traveler,  or  possibly  a  Communist 
fellow  traveler.  But  I  don't  remember  when  I  began  to  feel  that 
way. 

The  Chairman.  You  came  in  here  with  your  statement  voluntarily. 
Do  you  recall  your  statement?  It  was  to  the  effect  that  he  was  a 
Communist  in  the  forties. 

Mr.  Lattimore.  I  said  in  my  statement 

Senator  Ferguson.  What  page  is  that  ? 

Mr.  Lattimore.  Page  14 — 

I  had  no  reason  to  consider  him  a  Communist  during  the  period  when  he  was 
secretary  of  the  American  IPR  in  the  1930's,  althougli  I  have  no  doubt  he  became 
one  during  tlie  1940's. 

That  is,  I  have,  in  1952,  no  doubt  that  he  became  one  during  the 
1940's.  I  may  say  that  that  is  based  not  so  much  on  my  own  recol- 
lection as  on  some  testimony  that  I  read  in  the  transcript  of  the  hear- 
ings of  Mr.  Carter  here,  much  of  which  was  entirely  new  to  me. 

Senator  Ferguson.  Then  there  are  some  truths  in  this  hearing  that 
you  take  for  granted  ? 

Mr.  Lattimore.  My  opinion  of  Mr.  Carter  has  always  been  that 
he  is  an  extremely  honest  man. 

Senator  Ferguson.  Is  that  where  you  got  the  idea  "although  I  have 
no  doubt  that  he  became  one  during  the  1940"  ? 

Mr,  Lattimore.  As  I  say,  it  is  partly  from  recollection,  which  is 
very  vague,  and  difficult  for  me  to  specify  as  to  year,  but  I  also  read 
some  things  in  Mr.  Carter's  testimony  which  would  now,  in  1952, 
indicate  to  me  that  Field  definitely  became  a  Communist  in  the 
1940's. 

Senator  Ferguson.  Then  it  would  indicate  that  Carter's  testimony 
shows  the  fact  to  be  that  Field  l)ecame  a  Communist  in  the  1940's? 

Mr,  Lattimore.  Not  Carter's  opinion,  but  some  of  the  facts  given  by 
Carter. 

Senator  Ferguson.  The  facts  given  by  Carter.  It  would,  therefore, 
appear  that  while  Field  was  connected  with  the  Institute  of  Pacific 
Relations,  he  was  a  Communist,  and  Carter's  facts  show  it;  is  that 
correct  ? 

Mr.  Lait^imore.  As  of  1952  they  create  a  strong  presumption. 

]\Ir.  Morris.  Mr.  Lattimore,  have  you  read  the  testimony  of  Mr. 
Nathaniel  Weyl  before  this  committee,  which  was  to  the  effect  that 
Mr.  Field  became  a  Communist  in  1935? 

Mr.  Lattimore.  No,  I  haven't.     Is  that  part  of  the 

Mr.  Morris.  That  is  public  testimony. 

Mr.  Lattimore.  Has  that  part  of  the  transcript  been  printed  yet? 

Mr.  Morris.  It  has  not  been  printed  yet.  But  you  do  read  tran- 
scripts that  the  Institute  of  Pacific  Relations  obtains  in  New  York,  do 
you  not  ? 

Mr.  Lattimore.  I  read  some  of  them ;  by  no  means  all  of  them. 


3348  INSTITUTE    OF    PACIFIC    RELATIONS 

Mr.  Morris.  But  they  are  available  to  you. 

Will  you  identify  that  letter,  Mr.  Manclel  ? 

Mr.  jSIaxdel.  This  is  a  carbon  copy  taken  from  the  files  of  the 
Institute  of  Pacific  Relations,  dated  November  3,  1938,  addressed  to 
Mr.  James  S.  Allen,  care  of  American  Express  Co.,  Manila,  Philippine 
Islands.    It  has  the  typed  signature  of  Owen  Lattimore. 

Mr.  Morris.  Mr.  Lattimore,  I  ask  you  if  you  recall  having  written 
that  letter  to  Mr.  Allen. 

Mr.  Lati^imore.  I  don't  recall  having  written  it,  but  I  obviously 
wrote  it. 

Mr.  IMoRRis.  Mr.  Lattimore,  will  you  read  the  letter,  please? 

Mr.  Lattimore  (reading)  : 

(Exhibit  No.  525) 

Dear  Allen  :  Immediately  on  receipt  of  your  letter  of  which  I  herewith  en- 
close a  copy,  I  wrote  to  your  American  address.  As  I  received  no  reply,  and  the 
deadline  for  the  December  number  of  Pacific  Aifairs  was  fast  approaching,  I 
iiad  perforce  to  schedule  the  letter  for  publication  without  reply  for  you. 

That  must  be  a  misprint  for  "from  you" : 

I  added  an  editorial  note  to  the  effect  that  we  expected  a  reply  from  you 
for  our  March  number. 

Now  I  have  just  heard  from  your  wife,  giving  your  Manila  address.  Although 
it  is  too  late  for  you  to  send  a  reply  for  December  publication,  I  am  forwarding 
this  by  clipper  mail  in  the  hope  that  it  may  reach  you  before  you  leave  the 
I'hilippines.  I  hope  that  this  will  not  merely  give  you  extra  time  before  our 
March  number,  but  possibly  enable  you  to  make  a  last-minute  check-up  on  the 
data  on  which  you  founded  your  original  statements. 

As  your  article  appeared  to  me,  as  a  nonexpert,  to  have  every  external  char- 
acteristic of  careful  observation  and  reasoned  statement,  while  the  vigor  of 
the  attached  letter  of  refutation  indicates  great  confidence  on  the  part  of  the 
protesting  company,  I  shall  be  extremely  interested  in  following  up,  in  due 
course,  the  discrepancy  between  the  two  statements. 

Please  note,  by  the  way,  my  new  permanent  address,  as  given  above. 
Yours  very  sincerely. 

Mr.  Morris.  May  that  be  inserted  into  the  record,  Mr.  Chairman  ? 

The  Chairman.  It  will  be  inserted  into  the  record. 

(The  document  referred  to  was  marked  "Exhibit  No.  525"  and  read 
in  full.) 

Mr.  Morris.  To  what  extent  did  you  know  James  Allen's  wife? 

Mr.  Lattimore.  I  never  met  her,  to  the  best  of  my  knowledge. 

Mr.  Morris.  What  name  did  she  use  when  you  spoke  to  her? 

Mr.  L  vmMORE.  I  don't  think  I  spoke  to  her.  My  recollection  of 
this  correspondence  is  that — what  was  the  date  of  that  letter  from 
Field  giving  his  address? 

Mr.  Morris.  That  is  April  27, 1939. 

Mr..  Lattimore.  April  27,  1939.  This  is  previous.  I  must  have 
written  to  Allen  care  of  IPR,  or  whatever  address  I  had  for  him,  and 
the  letter  was  presumably  forwarded  to  his  wife  who  told  me  that  he 
was  out  of  the  country. 

Mr.  Morris.  When  did  she  tell  you,  Mr.  Lattimore? 

Mr.  Lattimore.  I  presume  she  told  me  by  letter. 

Mr.  Morris.  How  did  she  sign  letters — Mrs.  James  S.  Allen? 

Mr.  Lattimore.  I  don't  remember. 

Ml'.  Morris.  Do  vou  know  that  James  Allen  is  not  the  man's  name 
at  all? 

Mr.  Lattimore.  I  have  seen  recently  something  in  the  newspapers  to 
that  effect.     That  was  the  first  of  it  I  knew. 


INSTITUTE    OF    PACIFIC    RELATIONS  3349 

Mr.  Morris.  How  did  she  identify  herself  when  she  spoke  to  you 
or  wrote  to  yon  ? 

Mr.  Lattimore.  Presumably  as  Mrs.  Allen. 

Mr.  Morris.  Mr.  Chairman,  the  man  we  have  been  discussing,  James 
S.  Allen,  has  testified  before  this  committee  and  he  stated  that  his 
name  is  Sol  Auerbach,  but  that  he  writes  in  these  various  publica- 
tions under  the  name  of  James  S.  Allen. 

Mr.  Lattimore.  Incidentally,  Mr.  Morris,  I  am  all  confused  about 
this  man  Allen.  I  got  the  impression  some  time  ago — I  think  it  may 
have  been  at  the  time  of  the  trial  of  the  11  Communists  in  New  York — 
from  reading  the  press,  that  Mr.  Allen  was  a  Negro,  Now  I  am  sure, 
if  I  had  met  a  Negro  expert  on  the  Philippines,  I  would  remember  it. 

Now,  I  see  that  his  name  is  given  as  Sol  Auerbach  which  doesn't 
sound  to  me  like  a  Negro  name,  so  I  don't  know  what  he  is. 

Senator  Ferguson.  Had  you  ever  heard  the  name  Sol  Auerbach? 

Mr.  Lattimore.  Auerbach,  I  don't  believe  I  ever  have ;  no. 

Mr.  Morris.  May  I  take  one  more  letter  ? 

The  Chairman.  Yes. 

Mr.  Morris.  There  has  been  identified  a  letter,  Mr.  Chairman,  as 
exhibit  49,  August  2,  1951 :  This  is  a  letter  that  Mr.  Lattimore  wrote 
to  Mr.  Allen  in  1939.     Would  you  care  to  read  it,  Mr.  Lattimore? 

This  is  to  Mr.  James  S.  Allen. 

Mr.  Lattiiniore.  It  is  dated  February  27,  1939,  addressed  to  Mr. 
James  S.  Allen,  508  West  One  Hundred  and  Thirty-ninth  Street, 
Apartment  42,  New  York  City  [reading] : 

Dear  Ali.en  :  Excuse  my  writing  to  you  by  dictaphone,  as  I  am  away  from 
my  office  and  Ivind  of  crowded  for  time. 

It  was  good  to  hear  from  you  again,  and  I  am  only  sorry  that  your  Letter  to 
the  Editor  was  not  in  time  for  publication  in  our  March  number.  It  will  have 
to  come  out  in  June.  I  am  returning  to  you  herewith  a  copy  of  the  letter  as 
set  xip  to  go  to  the  printer.  I  am  also  sending  copies  to  the  Compania  and  to 
the  Philippine  Branch  of  the  IPR. 

What  about  some  more  on  the  Philippines  sometimes?  We  are  really  rather 
hard-pressed  to  get  enough  material  that  is  not  directly  about  the  Japanese  war 
on  China.  At  the  same  time  I  needn't  apologize  for  pointing  out  to  you  that  we 
couldn't  guarantee  to  take  another  article  from  you  on  the  Philippines  right 
away,  if  it  would  look  to  the  Philippines  IPR  as  though  we  only  printed 
"radical"  stuff  on  the  islands.  Have  you  done  any  work  in  French  Indochina, 
the  Malay  Straits,  or  Netherlands  Indies? 

By  the  way,  have  you  any  ideas  that  I  could  use  in  expanding  circulation  in 
the  Philippines  for  Pacific  Affairs?  I  think  it  is  a  healthy  thing  not  to  depend 
entirely  on  the  organizational  efforts  of  the  IPR  in  each  area  for  subscriptions. 
The  more  we  can  widen  out  everywhere  by  getting  people  who  are  not  just 
members  or  joiners  to  subscribe  to  Pacific  Affairs,  the  better  for  us. 

I  may  be  in  New  York  toward  the  end  of  March.     If  so,  I  very  much  hope 
that  I  may  be  able  to  make  your  acquaintance  personally. 
Yours  very  sincerely, 

Owen  Lattimore. 

Mr.  Soitrw^ine,  May  I  inquire  ? 

The  Chairman.  Yes. 

Mr.  SouRwiNE.  Mr.  Lattimore,  can  you  explain  why  you  were  con- 
cerned over  the  reaction  of  the  Philip])ine  IPR  to  your  publication  of 
fundamental  stuff  on  the  Philippine  Islands? 

Mr.  Lattimore.  Was  that  the  reaction  of  the  Philippine  IPE.  I  was 
concerned  about,  or  the  reaction  of  the  tobacco  company  ^ 

Mr.  Sotjrwixe.  The  letter  said,  sir — 

at  the  same  time  I  needn't  apologize  for  pointing  out  to  you  that  we  couldn't 
guarantee  to  take  another  article  from  you  on  the  Philippines  right  away,  if  it 


3350  INSTITUTE    OF    PACIFIC    RELATIONS 

would  look  to  the  Philippines  IPR  as  though  we  only  printed  "radical"  stuff 
on  the  islands. 

I  was  asking  what  was  the  basis  for  your  feeling  that  the  Philippine 
IPK  would  be  concerned  about  your  printing  fundamental  stuff  on 
the  Philippine  Islands  ? 

Mr.  Lattimore.  I  suppose  it  was  because  of  that  protest  from  the 
tobacco  company  that  disliked  Allen's  article.  The  Philippines  coun- 
cil was  one  of  the  councils  from  which  we  had  often  tried  unsuccess- 
fully to  get  articles. 

Then  I  got  an  article  from  somebody  who  had  been  to  the  Philip- 
pines, which  raised  a  controversy  in  the  Philippines.  So  I  suppose  the 
Philippines  council  might  be  concerned  about  it. 

Incidentally,  the  tobacco  company's  criticism  of  Allen's  figures  and 
statements  had  raised  absolutely  no  question  of  his  being  a  Com- 
munist, and  as  far  as  concerns  the  conditions  that  he  dealt  with  the 
accuracy  of  his  investigation  seems  to  be  fully  upheld  by  the  report 
of  the  Joint  Preparatory  Committee  on  Philippine  Affairs  appointed 
by  the  President  of  the  United  States. 

The  Chairman.  Are  you  reading  that,  Mr.  Lattimore? 

Mr.  Lattimore.  Yes,  sir. 

The  Chairman.  Are  you  reading  that  from  some  document  ? 

Mr.  Lattimore.  I  am  reading  that  from  some  notes  I  have  pre- 
pared. 

The  Chairman.  Why  do  you  not  answer  the  question  without  read- 
ing it  ? 

Who  presented  that  to  you ?    Where  did  you  get  that? 

Mr.  Lattimore.  I  asked  my  wife  for  it. 

Senator  Smith.  Is  that  a  memorandum  you  prepared  yourself,  Mr. 
Lattimore  ? 

Mr.  Lattimore.  Yes ;  it  is  a  memorandum  that  I  prepared  myself. 

Senator  Ferguson.  When  did  you  prepare  that? 

Mr.  Lattimore.  In  preparation  for  these  hearings. 

Senator  Ferguson.  When  did  you  prepare  that  ? 

Mr.  Lattimore.  I  am  not  quite  sure  at  what  time.  I  have  been  pre- 
paring for  these  hearings  for  months. 

Senator  Ferguson.  Let  us  get  a  definite  answer  to  this  question : 
When  did  you  prepare  this  document  ? 

Mr.  Lattimore.  In  the  course  of  preparing  for  these  hearings. 
Senator. 

Senator  Ferguson.  Is  that  the  closest  you  can  get  to  it? 

Mr.  Lati'Imore.  That  is  the  closest  I  can  get  to  it. 

The  Chairman.  Within  how  many  months?  Within  a  period  of 
liow  many  months  ? 

Mr.  Lattimore.  Within  a  period  of  approximately  8  months. 

Senator  Ferguson.  AVliat  made  you  think  that  you  might  be  asked 
about  this  article  and  about  Allen?  Wliat  made  you  think  that  you 
might  be  asked  about  this  article  and  Allen  ? 

Mr.  Latomore.  Because  of  previous  testimony,  both  at  the  time 
of  the  Tydings  hearings  and  before  this  committee,  for  example 

Senator  Ferguson.  Did  you  refresh  your  memory  about  Allen,  try 
to  find  any  of  these  letters  to  him  ? 

Mr.  Lattimore.  I  looked  u])  to  see  what  I  might  have  on  the  subject 
(jf  Allen.  Then  I  looked  up  the  question  of  the  situation  at  that  time 
in  the  Philippines. 


INSTITUTE    OF    PACIFIC    RELATIONS  3351 

Senator  Ferguson.  What  is  it  that  your  counsel  wants  to  call  to 
your  attention  ? 

Mr.  Lattimore.  The  entries  on  the  subject  of  Sol  Auerbach  in  the 
printed  transcript  of  this  hearing,  part  1,  July. 

The  Chairman.  What  date  ? 

Mr.  LArriMORE.  Part  1,  July  25,  26,  31 ;  August  2,  7,  1951. 

Mr.  Morris.  Mr.  Lattimore,  it  is  the  import  of  your  testimony  to 
the  effect  that  James  S.  Allen's  article  was  not  a  Communist  article  ? 

Mr.  Lattimore.  That  is  the  import  of  my  testimony. 

The  Chairman.  "VAHiat  did  you  mean  by  the  word  "radical"  in 
that? 

Mr.  Lattimore.  Well,  I  meant  the  word  radical,  in  quotes,  in  the 
sense  that  as  of  that  time  any  article  which  was  contested  by  a  planta- 
tion company  about  conditions  of  plantation  labor  might  have  been 
called  radical  by  the  plantation  company. 

Mr.  SouRwiNE.  You  mean  you  did  not  here  use  it  in  the  sense  of 
fundamental  ? 

Mr.  Latitmore.  Here  I  did  not  use  it  in  the  sense  of  fundamental, 
and  I  had  it  in  quotes. 

Mr.  Morris.  Mr.  Lattimore,  knowing  what  you  do  now  about  James 
S.  Allen,  do  you  think  that  he  still  could  write  an  article  that  would 
not  be  a  Communist  article  ? 

Mr.  Lattimore.  Mr.  Morris,  I  don't  know  any  way  of  preventing  a 
Communist  from  occasionally  taking  an  intelligent  interest  in  an  im- 
portant problem.  I  should  think  that  under  certain  circumstances  a 
Communist  would  be  quite  capable  of  writing  an  article  that  could 
not  be  regarded  as  slanted  in  a  Communist  direction. 

The  Chairman.  Even  if  he  was  writing  under  an  assumed  name? 

Mr.  Lattimore.  Even  if  he  was  writing  under  assumed  names. 
Other  people  also  write  under  assumed  names. 

The  Chairman.  The  committee  will  stand  in  recess  until  tomorrow 
morning  at  10  o'clock. 

(Whereupon,  at  3 :  15  p.  m.  the  committee  recessed,  to  reconvene  at 
10  a.  m.,  Wednesday,  March  5,  1952.) 


INSTITUTE  OF  PACIFIC  RELATIONS 


WEDNESDAY.   MARCH   5,    1952 

United  States  Senate, 
Subcommittee  to  Investigate  the 

Administration  or  the  Internal 
Security  Act  and  other  Internal  Security 

Laws,  of  the  Committee  on  the  Judiciary, 

Washington,,  D.  C. 
The  subcommittee  met  at  10  :15  a.  m.,  pursuant  to  recess,  in  room 
424,  Senate  Office  Building:,  Hon.  Pat  McCarran,  chairman,  presiding. 
Present :  Senators  McCarran,  Eastland,  Smith,  CConor,  Ferguson, 
und  Watkins,  and  Jenner. 

Also  present :  J.  G.  Sourwine,  committee  counsel ;  Robert  Morris, 
subcommittee  counsel;  Benjamin  Mandel,  research  director. 
The  Chairman.  The  committee  will  come  to  order. 

TESTIMONY  OF  OWEN  LATTIMORE,  ACCOMPANIED  BY  THURMAN 

ARNOLD— Resumed 

Mr.  Morris.  Mr.  Lattimore,  do  you  have  a  copy  of  the  letter  that 
you  mentioned  in  the  article  to  the  London  Times  yesterday,  of  per- 
mission to  go  to  Yenan? 

Mr.  Lattimore.  No  ;  I  don't  have  it. 

Mr.  Morris.  You  do  not  have  a  cop}'  of  that. 

Mr.  Lattimore.  did  you  ever  express  disagreement  with  the  policy 
of  the  United  States  Government,  that  all  aid  to  China  should  go 
through  the  accredited  Chinese  Nationalist  Government? 

Mr.  Latiimore.  I  have  no  recollection  of  that,  but  my  recollection 
isn't  complete.     If  you  have  a  document  I  would  be  glad  to  discuss  it. 

Mr.  Morris.  Did  you  ever  recommend  or  protest  that  aid  should 
be  given  to  the  Chinese  Communists  lest  the  United  States  appear 
partisan  in  withholding  aid  from  the  Chinese  Communists? 

Mr.  Lattimore.  I  don't  remember  that,  either,  but  again  my  recol- 
lection isn't  complete. 

Mr.  Morris.  Did  you  ever  prepare  a  j^rotest  to  an  article  written 
by  Max  Eastman  and  J.  B.  Powell,  in  the  Reader's  Digest,  in  1945, 
wdiich  was  destined  for  the  New  York  Times,  over  the  signature  of 
Thomas  Lamont? 

Mr.  Lattimore.  Yes;  I  participated  in  that. 

Mr.  Morris.  Will  you  explain  what  happened  at  that  time,  Mr. 
Lattimore  I 

Mr.  Lattimore.  Mr.  Eastman  and  Mr.  Powell  had  printed  in  the 
Reader's  Digest  which  cast  slurs  on  me  and  others.  I  wrote  to  the 
Reader's  Digest  and  asked  for  an  opportunity  to  reply,  received  what 

88348— 52— pt.  10 6  3353 


3354  INSTITUTE    OF    PACIFIC    RELATIONS 

I  considered  a  very  curt  and  rude  reply,  and  a  little  bit  later,  I  be- 
lieve, Mr.  Carter  wrote  to  me  and  suggested  that  a  letter  be  published, 
be  offered  to  the  New  York  Times  for  publication.  He  believed  that 
Mr.  Thomas  Lamont  might  sign  such  a  letter,  and  suggested  that  I 
draft  it  so  that  what  I  considered  the  relevant  material  would  be  in  it. 

Mr.  Morris.  So  the  views  in  that  memorandum  were  your  views? 

Mr.  Lattimore.  I  don't  know  about  the  final  state  oi  it.  I  pre- 
pared a  draft. 

The  Chairman,  The  question  is,  are  the  views  in  that  draft  your 
views  ? 

Mr.  Lattimore.  In  the  views  in  my  original  draft  were  my  views; 
yes,  sir. 

Senator  Ferguson.  Did  you  ever  read  the  letter  that  actually  ap- 
peared in  the  New  York  Times  ? 

Mr.  Lat^tmore.  I  don't  think  a  letter  did  appear  in  the  New  York 
Times. 

Senator  Ferguson.  Did  it  appear  anywhere? 

Mr.  Lattimore.  I  don't  believe  so. 

Mr.  Morris.  Mr.  Mandel,  will  you  identify  these  documents, 
please  ? 

Mr.  Mandel.  This  is  photostat  of  a  carbon  copy  of  a  letter  from 
the  files  of  the  Institute  of  Pacific  Relations,  dated  Jime  14,  1945, 
addressed  to  Owen  Lattimore,  with  the  typed  signature  of  Edward 
C.  Carter. 

Attached  thereto  is  a  photostat  of  a  letter  to  the  editor  of  the  New 
York  Times,  consisting  of  five  pages.     It  is  unsigned. 

Mr.  Morris.  Mr.  Lattimore,  I  ask  if  you  will  look  at  that  and  an- 
swer whether  or  not  that  letter  is  addressed  to  you,  whether  that 
is  a  copy  of  a  letter  addressed  to  you,  and  whether  the  draft  therein 
is  your  draft. 

(A  document  was  handed  to  the  witness.) 

The  Chairman.  As  I  understand  it,  all  of  this  matter,  a  photo- 
static copy  of  which  was  presented  to  the  witness  here,  was  taken 
from  the  files  of  the  Institute  of  Pacific  Relations;  is  that  correct, 
Mr.  Mandel  ? 

Mr.  Mandel.  Yes,  sir. 

Mr.  Lattimore.  The  letter  from  Mr.  Carter  to  me  is  clearly  writ- 
ten by  him  and  received  by  me.  If  I  may  just  look  at  this  draft 
here — 

I  do  not  believe  the  di-aft  is  entirely  my  draft.  I  think  it  is  probably 
a  combined  draft  of  some  sort. 

Senator  Ferguson.  Whose  work  besidee  yours? 

Mr.  Lattimore.  I  don't  know,  unless  it  was  Mr.  Carter  or  if  he 
asked  somebody  else  in  New  York  to  help  him. 

Senator  Ferguson.  Did  Mr.  Lamont  know  anything  about  this 
subject  ? 

Mr.  Lattimore.  Yes,  I  believe  there  was  some  correspondence  be- 
tween Mr.  Carter  and  Mr.  Lamont  on  the  subject. 

Senator  Ferguson.  But  did  he  know  anything  personally  about 
it,  or  was  he  merelv  the  mouthpiece  for  you  and  Mr.  Carter? 

Mr.  Lattimore.  Mr.  Lamont  had  long  been  interested  in  China. 

Senator  Ferguson.  He  had  been  ? 
_  Mr.  Lattimore.  I  believe  he  had  long  been  interested  in  China;  yes, 
sir. 


INSTITUTE    OF    PACIFIC    RELATIONS  3355 

Senator  Ferguson.  What  do  you  say  is  in  this  document  that  is  not 
yours  ? 

Mr.  Lattimore.  It  is  impossible  for  me  to  recall  at  this  time  ex- 
actly what  phrases  were  mine  and  what  phrases  were  somebody  else's. 

The  Chairman.  Is  it  a  matter  of  phrases,  Mr.  Lattimore? 

Mr.  Lattimore.  Maybe  partly  a  matter  of  phrases,  partly,  perhaps, 
a  matter  of  paragraphs. 

The  Chairman.  Is  it  a  matter  of  substance? 

Mr.  Lattimore.  May  I  read  it  out,  Mr.  Chairman  ? 

Mr.  Morris.  Before  doing  that,  you  will  be  given  that  opportunity, 
Mr.  Lattimore;  I  would  like  to  ask  a  few  questions  beforehand. 

Will  you  read  that  letter  that  accompanies  the  draft  ? 

Mr.  Lattimore  (reading)  : 

(Exhibit  No.  526) 

Dear  Owen  :  Although  last  night's  suggestion  for  ghost  writing  for  a  down- 
town big  shot  has  certain  attractive  features,  my  second  thought  is  that  my 
original  suggestion  should  not  be  lightly  discarded. 

You  are  a  pretty  big  shot  yourself  and  a  great  many  people  will  listen  to  you. 

If  on  further  thought  you  think  that  there  would  be  even  greater  advantages 
in  the  proposal  advanced  last  evening,  I  am  willing  to  exploiv  the  possibility 
of  it,  but  my  original  suggestion  still  is  my  first  choice. 
Sincerely  yours, 

Mr.  Morris.  At  this  point,  Mr.  Chairman,  will  you  receive  both 
the  draft  and  the  letter  into  evidence? 

The  Chairman.  The  draft  and  the  letter  have  been  identified  as 
having  been  taken  from  the  files  of  the  Institute  of  Pacific  Relations 
and  will  be  received  in  evidence. 

(Documents  referred  to  were  marked  "Exhibit  No.  526,"  which  was 
read  in  full  above,  and  "Exhibit  No.  527,"  which  is  as  follows:) 

To  the  Editor  of  the  New  York  Times  : 

The  San  Francisco  Conference  has  shown  us  that  Soviet  Russia  is  a  country 
with  which  we  can  cooperate.  The  statesmanship  of  the  Russian  delegates,  and 
concessions  made  by  the  Soviet  Government,  have  contributed  to  this  fortunate 
outcome.     Tensions  have  eased,  especially  in  Europe. 

On  the  other  hand  there  is  cause  for  uneasiness  in  a  new  trend,  which  is  now 
developing,  toward  criticism  of  Soviet  motives  and  Soviet  policies  in  Asia.  We 
shall  be  well  advised  to  consider  this  trend  now,  in  advance  of  President  Tru- 
man's first  Big  Three  meeting  with  Mr.  Churchill  and  Marshal  Stalin.  When 
that  meeting  is  held  public  interest  and  public  comment  and  si^eculation  will 
inevitably  he  drawn  toward  Russia's  position,  and  Russia's  relationship  to  us, 
in  Asia  and  the  Pacific.  We  shall  do  well  to  prepare  now  for  the  thinking  which 
will  absorb  our  interest  then.  Should  we  prepare  ourselves  for  this  occasion 
by  hardening,  within  our  minds,  the  assumption  that  Soviet  and  American  in- 
terests in  Asia  are  inherently  in  conflict  with  each  other?  Ought  we  not  rather 
to  search  for  a  larger  framework  of  policy  within  which  American  and  Soviet 
interests  can  be  accommodated  to  each  other"? 

An  example  of  anticipatory  alarm  about  Russia  is  to  be  found  in  the  influential 
magazine  Reader's  Digest,  under  the  title  "The  Fate  of  the  World  Is  at  Stake  in 
China,"  by  Max  Eastman  and  J.  B.  Powell.  In  this  article  it  is  suggested  that 
there  is  a  danger  that  American  policy  might  disastrously  "sell  out"  President 
Chiang  Kai-shek  to  the  Chinese  Communists,  and  "bring  under  totalitarian  regi- 
mentation 450  million  people."  To  bolster  the  case,  the  article  casts  doubts  on 
the  authoritativeness  of  several  of  those  Americans  who  have,  in  fact,  contributed 
most  authoritatively  to  a  clear  American  understanding  of  contemporary  China 
and  Contemporary  Russia— including  Owen  Lattimore,  Harrison  P'orman,  and 
EMgar  Snow.  The  publication  of  such  an  article  invites  a  review  of  both  Ameri- 
can and  Soviet  policy  in  China.  In  making  such  a  review,  w^e  should  examine 
American  policy  just  as  closely  as  Soviet  policy,  and  make  (Mir  criticisms  where 
they  are  due. 


3356  INSTITUTE    OF    PACIFIC    RELATIONS 

Under  Pearl  Harbor,  the  American  policy  was  to  support  China  while  avoiding, 
as  far  as  possible,  a  direct  challenge  to  Japan.  Since  Pearl  Harbor,  our  policy 
has  been  to  give  China  the  maximum  aid  permitted  by  difficulties  of  transport  and 
the  demands  of  other  theaters  of  war.  We  have  also,  until  quite  recently,  en- 
couraged political  unity  in  China,  in  order  to  facilitate  the  most  effective  resist- 
ance in  Japan. 

Soviet  Russia  has  followed  a  parallel  policy.  Even  during  the  period  when  there 
was  a  danger  that  Russia  might  be  attacked  from  two  sides  by  Germany  and 
Japan,  the  Soviet  Government  accepted  whatever  risk  there  might  be  in  giving 
aid  to  China.  Moreover,  Soviet  aid,  like  American  aid,  encouraged  political  unity 
in  China.  No  attempt  was  made  to  channel  Soviet  aid  toward  the  Chinese  Com- 
munists. All  aid  was  delivered,  with  no  restrictions  attached,  to  the  National 
Government  lieaded  by  Generalissimo  Cliiang  Kai-shelc.  After  the  German 
invasion  of  Russia  the  flow  of  aid  understandably  decreased  ;  but  Madame  Chiang 
has  given  us  an  authoritative  statement  of  the  extent  and  significance  of  Soviet 
aid  up  to  1941.     Writing  in  Liberty  magazine  (January  21,  1941)  she  said  : 

"Intellectual  honesty  constrains  me  to  point  out  that  throughout  the  first  three 
.years  of  resistance,  Soviet  Russia  extended  to  Cliina,  for  the  actual  purchase  of 
war  materials  and  other  necessities,  credits  several  times  larger  than  the  credits 
given  by  either  Great  Britain  or  America.  Both  these  countries,  indeed,  cii'cum- 
scribed  tlieir  advances  with  conditions  which  prevented  even  one  cent  of  the 
money  from  being  used  for  badly  needed  munitions,  equipment,  or  war  materials 
of  any  kind  *  *  *  when  Japan  protested  through  the  Ambassador  at  Moscow 
that  the  aid  extended  was  a  breach  of  neutrality,  Russia  did  not  wilt,  or  surren- 
der, or  compromise,  but  continued  to  send  supplies  of  arms  to  China.  It  will 
doubtless  be  said  that  Russia  has  been  aiding  China  for  selfish  interests.  In 
reply  to  this  I  may  point  out  that  Russian  help  has  been  unconditional." 

Russian  and  American  policy  in  China  can  be  made  parallel,  and  we  know  from 
experience,  not  by  guesswork,  tliat  the  Russians  are  capable  of  contributing,  at 
the  very  least,  an  equal  share  in  making  the  policies  of  the  two  countries  parallel. 

At  the  present  moment  there  is  a  danger  that  the  parallel  policy  may  not 
continue.  This  danger  has  not  yet  arisen  from  Russian  policy,  but  it  has  arisen 
from  American  policy.  Whereas  Russian  policy  has  never  yet  demanded  the 
inclusion  of  the  Cliinese  Communists  in  the  benefits  of  Russian  aid  to  China, 
American  policy  has  recently  explicitly  excluded  them  from  the  benefits  of  Ameri- 
can aid.  Recent  statements  by  General  Hurley,  our  Ambassador  to  Chungking, 
and  General  Wedemeyer,  the  ranking  American  officer  in  the  theater,  have  re- 
stricted the  benefits  of  Lend-Lease  to  the  forces  politically  identified  with  Presi- 
dent Chiang  Kai-shek,  and  have  restricted  American  personnel  from  acting  in 
ways  that  might  benefit  forces  other  than  those  politically  identified  with  Presi- 
dent Chiang. 

As  a  result,  American  aid  to  China  is  now  confined  to  such  politically  limited 
channels  that,  while  we  continue  to  aid  China  the  nation,  our  aid  now  favors  one 
political  group  against  all  others  and  is  withheld  from  one  major  group,  the 
Chinese  Communists,  which  has  armed  forces  in  combat  with  the  Japanese. 
American  aid  to  China  has  thus  become  politically  partisan  at  a  time  when  the 
Russians  are  still  scrupulously  refraining  from  partisan  activity.  If  this  diver- 
gence of  policy  should  create  a  strain  in  Russian-American  relations,  the  blame 
cannot  be  thrown  upon  the  Russians.  On  the  contrary,  if  the  Russians  should 
in  the  future  begin  to  extend  direct  aid  to  the  Chinese  Communists,  they  could 
justify  themselves  on  the  groimd  that  they  were  merely  following  an  American 
precedent. 

Many  issues  are  here  involved.  Not  the  least  of  them  is  the  possibility  of  a 
complete  reversal  of  the  time-honored  American  policy  of  supporting  the  terri- 
torial and  political  integrity  of  China.  American  aid  to  one  party  in  China, 
leading  to  Riissian  aid  to  another  party,  could  easily  result  in  inflicting  on 
China  a  terrible  civil  war,  following  more  tban  eight  years  of  heavy  sacrifice  in 
a  war  for  national  survival.  American  policy,  which  traditionally  has  always 
opposed  the  partition  of  China,  might  thus  actually  precipitate  a  partition  by 
making  the  government  of  part  of  China  dependent  on  American  control  and 
virtually  compelling  political  opponents  of  that  government  to  look  for  foreign 
support  elsewhere. 

To  those  who  can  think  of  American  policy  only  in  terms  of  an  anti-Russian 
coalition,  like  the  authors  of  the  article  in  Reader's  Digest  from  which  I  have 
quoted,  such  a  prospect  may  seem  to  be  only  a  bold  move  in  power-politics.  It 
is  ironical  to  recall  that  one  of  them,  Mr.  Eastman,  was  long  a  supporter  of 
Leon  Trotsky,  and  is  the  translator  of  his  works.     Were  Leon  Trotsky  in  the 


INSTITUTE    OF   PACIFIC    RELATIONS  3357 

Kremlin  today,  and  not  Marshal  Stalin,  the  prospect  of  the  division  of  China 
between  Russia  and  America,  setting  the  stage  for  a  world  war  between 
Communism  and  capitalism,  might  well  be  enticing  to  American  Communists  of 
the  Trotskyist  persuasion. 

To  other  Americans  it  should  be  alarming  to  contemplate  the  possibility  of 
an  irrevocable  reversal  of  historic  American  policy  in  China,  leading  to  irre- 
mediable antagonism  between  us  and  Soviet  Russia,  threatening  the  foundations 
of  world  security  that  have  been  laid  at  San  Francisco  with  Russian  aid,  and 
luaking  America  responsible  for  a  new  world  phase  of  the  politics  of  hostility. 

The  safeguard  against  these  dangers  lies  not  in  limited  support  of  one  nation, 
or  one  party  within  a  nation,  but  in  wider  and  better-balanced  cooperation  with 
China,  with  Russia,  and  with  Great  Britain.  Mr.  Owen  Lattimore,  in  his  recent 
Solution  in  Asia,  has  wisely  warned  against  an  American  policy  which  would 
make  the  Chinese  Government  "dependent  on  us  to  the  point  where  it  cannot 
deal  with  other  governments  without  our  backing,"  and  has  urged  that  "it  is 
essential  that  America  should  cease  to  lie  so  conspicuously  the  main  link  between 
China  and  the  United  Nations.  Our  interests  are  great,  but  they  are  not  isolated. 
China  policy  must  be  brought  into  proper  liaison  with  our  Soviet  and  British 
policies." 

Our  interest — and  it  can  be  made  a  common  interest  with  Great  Britain  and 
Russia — is  that  China  should  be  strong,  united,  and  independent.  Only  a 
China  which  is  strong  because  it  is  united,  and  therefore  capable  of  true  inde- 
pendence, can  inspire  the  permanent  confidence  of  the  American  people  and 
provide  the  conditions  for  expanding  investment  and  trade  which  are  needed 
by  the  rest  of  the  world  almost  as  much  as  they  are  needed  by  China  herself. 

At  President  Truman's  forthcoming  meeting  with  the  others  of  the  Big  Three 
the  necessary  adjustments  can  and  should  l)e  made,  and  they  should  have  the 
widest  support  throughout  tlie  American  Nation.  American  policy  should  be 
brought  back  to  its  traditional  support  for  a  politically  and  territorially  united 
China,  and  this  paramount  requisite  for  the  future  stability  of  Asia  should  not 
be  jeopardized  by  factious  attacks  on  any  of  our  allies. 

Mr.  SouRWiNE.  Might  I  ask  a  question  there,  Mr.  Chairman? 
Mr.  Morris.  We  are  still  on  the  same  subject. 
The  Chairman.  Yes ;  yon  may. 

Mr.  SouRwiNE.  Mr.  Lattimore,  would  von  look  at  page  3  of  this 
draft? 

This  is  the  draft  of  the  article? 

Mr.  Latiimore.  Yes. 

Mr.  SouRWiNE.  The  paragraph  at  the  bottom  of  that  page. 

Mr.  Lattimore.  Yes. 

Mr.  Sourwine.  It  says : 

As  a  result,  American  aid  to  China  is  now  confined  to  such  politically  limited 
channels  that,  while  we  continue  to  aid  China  the  nation,  our  aid  now  favors 
one  political  group  against  all  others  and  is  withheld  from  one  major  group,  the 
Chinese  Communists,  which  has  armed  forces  in  combat  with  the  Japanese. 
American  aid  to  China  has  thus  become  politically  partisan  at  a  time  when 
the  Russians  are  still  scrupulously  refraining  from  partisian  activity.  If  this 
divergence  of  policy  should  create  a  strain  in  Russian-American  relations,  the 
blame  cannot  be  thrown  upon  the  Russians.  On  the  contrary,  if  the  Rusisans 
should  in  the  future  begin  to  extend  direct  aid  to  the  Chinese  Communists,  they 
could  justify  themselves  on  the  ground  that  they  were  merely  following  an 
American  precedent. 

Can  you  say  Avhether  that  is  one  of  the  portions  of  the  draft  which 
is  yours? 

Mr.  Lattimore.  I  believe  that  was  probably  mine ;  yes.  This  is  in 
line  with  the  thinking  that  was  very  common  at  the  time,  of  w^hich  I 
was  aware,  as  I  said  in  my  statement,  prepared  statement  for  this 
committee,  on  page  44 : 

Some  experienced  observers  were  already  beginning  to  believe  the  Chiang  Kai- 
.^hek  part  of  free  China  was  In  danger  of  being  completely  conquered  by  the 
Japanese.     Some  of  these  observers,  including  American  military  officers,  even 


3358  INSTITUTE    OF    PACIFIC    RELATIONS 

felt  that  the  Aniericau  Governmeut  ought  to  assert  its  i-ight  to  seud  supplies  to 
the  CoDimunist  areas  of  resistance. 

Mr.  SouRWiNE.  Did  you  believe  what  you  wi-ote  here  in  this  para- 
graph that  I  have  just  read  ? 

Mr.  Laitimore.  Why,  certainly,  I  believed  it  at  the  time;  yes. 

Mr.  SouRwiNE.  Did  j'ou  realize  that  this  paragraph  includes  the 
statement  that:  "*  *  *  the  Russians,"  at  this  time,  which  was 
1945 ;  "*  *  *  ai-e  still  scrupulously  refraining  from  partisan 
activity"  ? 

Did  you  believe  that? 

The  Chairman.  Just  a  moment,  Mrs.  Lattimore. 

The  Chair  has  borne  with  you  now  for  several  days  in  what  appears 
to  be  your  whispered  answers  to  the  witness  on  the  stand.  If  it  oc- 
curs again,  the  Chair  will  be  constrained  to  have  you  moved  from 
your  position.  I  do  not  like  to  do  that.  I  want  to  be  as  courteous  to 
you  as  I  can.    The  Chair  is  not  going  to  endure  tliis  much  longer. 

That  is  an  end  to  it,  and  that  is  all. 

Mr.  Lattimore.  Your  question,  Mr.  Sourwine  ? 

Mr.  Sourwine.  Do  you  realize,  Mr.  Lattimore,  that  that  paragraph 
infers  the  statement  that  at  the  time,  that  is,  in  June  of  1945,  the  Rus- 
sians were,  to  use  the  words  of  the  article :  "Still  scrupulously  re- 
fraining from  partisan  activity." 

Did  you  believe  that  at  the  time  ? 

Mr.  Lattimore.  I  believed  that  at  the  time,  and  I  should  like  to  ask 
permission  to  read  a  note  on  the  subject  in  a  printed  book  by  General 
Chennault. 

Mr.  Sourwine.  Mr.  Chairman,  if  I  might  pursue  this  for  just  a 
moment  before  we  have  any  extraneous  matter  put  in  ? 

The  CiL\iRMAN.  Vei-y  well. 

Mr.  Sourwine.  Did  you  not  testify  here,  sir,  I  believe  the  day  be- 
fore yesterday,  that  you  have  believed,  and  now  believe,  since  1940, 
the  Russians  were  supporting  and  have  been  supporting  the  Chinese 
Communists? 

]\Ir.  Laitimore.  I  cleai'ly  remember  making  that  statement.  The 
support  of  the  Russians  to  the  Chinese  Communists  during  the  war 
period,  to  the  best  of  my  knowledge,  then  and  at  this  time,  was  j)roga- 
ganda  support,  moral  support,  anything  except  direct  support  in  the 
way  of  arms  and  supplies. 

Mr.  Sourwine.  Do  you  think,  sir,  that  that  support,  such  as  you 
speak  of,  even  it  was  confined  to  moral  support,  propaganda  support, 
and  all  of  the  other  support  short  of  arms,  do  you  think  that  meets  the 
description  "scrupulously  refraining  from  partisan  activity?" 

Mr.  Lattimore.  Yes,  I  believe  it  does,  Mr.  Sourwine.  I  believe  the 
Russian  support  of  those  years  emphasized  the  need  for  continuing 
unity  in  China,  and  not  resorting  to  civil  war  at  a  time  when  all  Chinese 
ought  to  be  fighting  the  Japanese. 

Mr.  Sourwine.  Do  you  believe,  Mr.  Lattimore,  that  the  Russians 
were  strictly  impartial  as  between  the  Chinese  Communists  and  the 
Chinese  Nationalist  Government? 

Mr.  Lattimore.  I  have  no  doubt,  Mr.  Sourwine,  that  the  Russians 
were  not  impartial.  But  whatever  their  reasons,  they  were  at  that 
time,  as  far  as  I  know  to  tliis  day,  scrupulously  following  an  inter- 
national policy  of  supporting  the  joint  Chinese  resistance  to  the 
Japanese. 


INSTITUTE    OF   PACIFIC    RELATIONS  3359 

Mr.  SoURWiNE.  Is  that  what  you  meant  when  you  said  the  day 
before  yesterday  that  the  Chinese  Communists  were  being  supported 
by  Russia? 

Mr.  LATriMORE.  That  is  what  I  meant,  yes.  I  did  not  mean  military 
support  or  support  of  supplies. 

I  should  like  at  this  moment  to  read  tliis  citation  from  General 
Chennault,  which  I  found  quite  recently  when  I  was  looking  over  the 
I'ecords. 

The  Chairman.  Refer  that  to  the  counsel,  please. 

Mr,  Morris.  What  relevancy  does  that  have,  Mr.  Lattimore? 

The  Chairman.  Before  we  go  into  that,  just  refer  it  to  the  counsel, 
please. 

Have  you  got  it  with  you  i 

Mr.  Lattimore.  Yes,  I  think  I  have  it. 

The  Chairman.  Let  us  have  it,  please. 

Now  you  may  pursue  your  questions.  You  may  read  it  at  a  later 
time. 

Mr.  Morris.    Mr.  Mandel,  will  you  identify  that  last  document? 

Mr.  Mandel.  This  is  a  carbon  copy  of  a  letter  which  was  taken  from 
the  files  of  the  Institute  of  Pacific  Relations,  dated  June  19,  1945,  ad- 
dressed to  Owen  Lattimore,  with  the  typed  signature  of  Edward  C. 
Carter. 

Mr.  Morris.  Mr.  Lattimore,  I  ask  if  you  recall  having  received  that 
letter. 

(A  document  was  handed  to  the  witness.) 

Mr.  Lattimore.  No,  I  don't  recall  receiving  it,  but  obviously  I  did. 

Mr.  Morris.  Mr.  Chairman,  will  you  receive  it  into  the  record? 

The  Chair3Ian.  It  has  been  established  as  having  come  from  the 
files  of  the  Institute  of  Pacific  Relations  ? 

Mr.  Morris.  Yes,  sir. 

Mr.  Lattimore,  will  you  read  that  letter,  please  ? 

Mr.  Lattimore.  This  one? 

Mr.  Morris.  Yes,  the  one  I  just  handed  you. 

This  is  already  introduced,  I  understand,  as  exhibit  29,  in  the 
printed  hearings,  before  this  committee. 

Mr.  SouRW^iNE.  Could  we  have  an  extra  copy  for  Mr.  Arnold? 

Mr.  Arnold.   Thank  you. 

Mr.  Morris.  Would  you  read  that,  Mr.  Lattimore,  please? 

Mr.  Lattimore  (reading)  : 

Dear  Owen  :  Here  is  a  typed  copy  of  the  draft  you  handed  me  yesterday.  Late 
last  evening  I  went  up  to  One  Hundred  and  Sixty-sixth  Street  and  saw  the  son.  I 
discovered  that,  alas,  his  father  left  yesterday  for  Maine  and  probably  will  be 
gone  all  summer. 

I  explained  the  general  situation  to  the  son  and  said  that  I  would  like  his 
advice  as  to  who  would  be  the  best  single  person  or  group  of  three  or  four  to 
sign  such  a  letter.  He  made  some  academic  suggestions  and  then  finally  sug- 
gested the  possibility  of  his  father. 

He  thought  it  would  be  better  for  me  to  approach  him  than  for  him  to  do  so, 
though  he  said  the  chances  weren't  very  good  because  his  father  is  fatigued  and 
doesn't  usually  like  to  take  on  extra  burdens  during  his  holiday. 

;Mr.  Morris.  Excuse  me,  Mr.  Lattimore.  Who  is  the  person  he 
referred  to  there  as  the  son  ? 

Mr.  Lattimore.  I  don't  know  of  my  own  knowledge,  Mr.  Morris.  I 
presume,  from  reading  the  transcript  of  these  hearings,  that  it  is  Mr. 
Corliss  Lamont,  the  son  of  Mr.  Thomas  Lament. 


3360  INSTITUTE    OF    PACIFIC    RELATIONS 

Mr.  Morris.  At  the  time  you  received  this  letter  from  Mr.  Carter, 
he  presumed  that  you  knew  who  the  son  would  be  when  he  wrote 
this  letter,  did  he  not? 

Mr.  Laitimore.  I  presume  so. 

Mr.  Morris.  So  it  is  your  testimony  that  you  may  have  known  that 
the  son  at  that  time  was  Corliss  Lamont,  but  at  least  the  testimony  to 
date  has  refreshed  your  recollection  on  that  score  ? 

Mr.  Lattimore.  The  testimony  to  date  has  refreshed  my  recollection 
on  that  score,  and  I  presume  that  I  knew^  at  the  time. 

Senator  Ferguson.  Is  there  any  doubt  about  that,  that  you  knew 
who  the  son  was  ? 

Mr.  La'itimore.  No,  I  presume  there  was  no  doubt  about  it,  sir. 

Mr.  Morris.  Why  was  Mr.  Carter  using  the  cryptic  language  em- 
ployed there? 

]\Ir.  Lait-imore.  You  would  have  to  ask  Mr.  Carter  that. 

Mr.  Morris.  Will  you  continue  reading,  Mr.  Lattimore  ? 

Mr.  Lattimore  (reading)  : 

He  also  confirmed  what  I  suspected,  that  the  father  likes  to  do  his  own  writing. 
I  am,  however,  prepared  in  2  or  3  days  to  send  the  draft  to  him,  with  as  strong 
and  tactful  a  letter  as  I  can  write  on  the  off  chance  that  he  might  be  willing  to 
do  something. 

There  is  just  one  section  of  your  draft  that  I  question  slightly,  and  this  is 
at  the  bottom  of  page  3  and  top  of  page  4. 

Is  that  the  same  3  and  4  that  is  on  this  mimeographed  copy? 

This  possibility  is  precisely  what  your  critics  are  always  advancing.  They 
say  tiiat  the  Soviet  Union  is  definitely  going  to  annex  Manchuria,  et  cetera,  while 
you  put  it  in  reverse. 

I  would  hate  to  have  your  critics  pounce  on  this  and  announce  that  even  Latti- 
more admits  that  Manchuria  is  to  become  a  pai't  of  the  Soviet  Union.     Do  you 
see  any  way  of  avoiding  this? 
Sincerely  yours, 

Edward  C.  Carter. 

P.  S. — May  I  make  one  more  suggestion,  that  is,  that  you  add  a  final  paragraph 
in  which  the  author  puts  in  a  plea  for  a  strong,  united,  independent  China,  a 
China  which  would  in.spire  confidence  of  the  American  people  in  general,  and -a 
Cliina  which  would  give  confidence  to  those  American  businessmen  who  seek 
mutually  advantageous  trade  between  the  United  States  and  China? 

Mr.  Morris.  Mr.  Lattimore,  I  show  you  that  original  of  the  draft 
again,  and  the  paragraph  questioned  about,  the  paragraph  Mr.  Sour- 
wine  questioned  you  about. 

It  does  appear  at  the  bottom  of  page  3  and  the  top  of  page  4. 

Mr.  Lattimore.  Of  the  original  ? 

Mr.  Morris.  Of  the  one  that  we  have  been  discussing. 

Mr.  Lattimore.  Yes. 

Mr.  Morris.  Does  not  that  appear  to  be  the  same  paragraph? 

Mr.  Lattimore.  That  is  right,  yes.  That  is  page  3  of  the  mimeo- 
graphed copy. 

Mr.  Morris.  And,  Mr.  Chairman,  to  complete  this  episode,  I  would 
like  to  put  into  the  record  the  answer  of  Mr.  Thomas  Lamont,  wdiich 
he  w^'ote  on  July  5,  1945,  wherein  he  declined  the  invitation  of  Mr. 
Carter  to  publish  the  draft  over  his  signature  in  the  New  York  Times. 

Mr.  Mandel,  will  you  identify  that  document? 

Mr.  Mandel.  This  is  a  photostatic  copy  of  a  letter  dated  July  5, 
1945,  addressed  to  Edward  C.  Carter  from  Thomas  W.  Lamont,  on  his 
letterhead. 


INSTITUTE    OF   PACIFIC    RELATIONS  3361 

Mr.  Morris.  Will  you  receive  that  into  the  record,  Mr.  Chairman  ? 
The  Chairman.  It  is  a  j^art  of  the  files  of  the  Institute  of  Pacific 
Relations '? 

Senator  Ferguson.  Could  the  whole  letter  be  read  into  the  record? 
Mr.  Morris.  It  reads  as  follows : 

(ExHiBrr  No.  528) 

Many  thanks  for  yours  of  Jmie  29.  You  are  too  flattering  about  my  casual 
letters  to  the  New  York  Times.  I,  too,  have  been  concerned  over  the  steady 
drip  against  Russia  by  various  commentators.  ]Max  Eastman  has  always  been 
a  weather  cock,  veering  from  pro-Trotsky  to  bitter  anti-Soviet.  Powell  I  had 
thought  better  of. 

I  iiave  read  the  Reader's  Digest  article  and  have  gone  over  with  care  your 
memorandum.  In  effect  I  think  you  are  suggesting  that  I  write  to  the  Times 
a  letter  urging  our  Government  to  alter  its  apparent  present  policy,  and  to 
make  available  lend-lease  supplies  to  the  so-called  Communist  armies  in  north- 
west China.  Quite  aside  from  any  question  of  transport  to  such  a  remote 
region,  the  principle  involved  seems  to  be  that  I  should  assume  knowledge  of 
the  situation,  and  of  the  proper  policy  to  be  drawn  from  same,  more  adequate 
than  our  Government  has. 

Of  course,  I  have  no  such  knowledge  and  could  not  justify  myself  in  attempt- 
ing to  correct  the  policy  adopted.  My  way  would  always  be  first  to  seek 
information  from  the  department  at  Washington.  As  a  matter  of  fact,  even 
in  my  letters  to  the  Times  when  any  possible  question  of  current  policy  was 
involved,  I  have  first  shown  the  letters  to  the  Department  of  State,  not  for 
approval,  but  for  clearance  as  to  any  question  of  crossing  wires. 

You  know  your  China  better  than  I  do,  for  my  stay  there  was  hardly  more 
than  a  month  or  two.  But  we  both  realize  how  exceedingly  complicated  the 
situation  is  and  is  bound  to  be.  Chiang's  government  now  loosely  rules  all 
eastern  and  southern  China  (subject  to  Japanese  occupation).  The  area 
includes  all  the  great  cities.  Now.  if  Chiang  has  his  doubts  as  to  the  effec- 
tiveness of  the  Chinese  Comnunust  armies  against  the  .lapanese,  and  such 
question  has  been  many  times  raised,  and  if  Chiang  is  fearful  that  once  Japan 
is  ousted,  then  those  northern  armies  will  turn  on  him,  perhaps  he  is  justified 
in  feeling  that  the  meager  supplies  available  for  China  should  be  furnished 
for  his  armies,  and  not  for  the  other  boys.  In  your  memorandum  you  point 
out  that  Russia  has  been  scrupulous  to  send  supplies  to  Chiang  alone.  Well, 
if  that  be  true,  why  is  that  not  additional  argument  for  iis  to  do  the  same? 

I  am  really  discussing  things  about  which  I  have  no  first-hand  information. 
And  in  reading  your  memorandum  I  may  well  have  just  been  stupid.  Am  I  all 
wrong? 

With  personal  regards. 
Sincerely  yours, 

T.  W.  Lamont. 

The  Chairman,  It  will  be  inserted  into  the  record. 

(The  document  referred  to  was  marked  "Exhibit  No.  528,"  and 
was  read  in  full.) 

Senator  Ferguson.  Mr.  Lattimore,  after  hearing  that  read  do  you 
now  say  that  the  Institute  of  Pacific  Relations  was  not  trying  to  in- 
fluence public  opinion? 

Mr.  Lattimore.  No,  sir;  I  do  not  say  that. 

I  say  that  I  had  been,  I  and  others  had  been,  attacked  in  a  grossly 
distorted  article  in  the  Reader's  Digest,  that  I  had  tried  to  get  space 
for  a  reply  and  had  been  refused. 

Senator  Ferguson.  IVlio  refused  you? 

Mr.  Lattimore.  The  editors  of  the  Reader's  Digest,  to  whom  I 
wrote  directly. 

Senator  Ferguson.  Have  you  copies  of  those  letters? 

Mr.  Lattimore.  I  haven't  found  them,  but  I  remember  the  incident 
very  clearly. 


3362  INSTITUTE    OF    PACIFIC    RELATIONS 

Mr.  Carter  then,  as  an  individual,  suggested  to  me  that  there  might 
be  a  Tray  of  finding  publications  somewhere  else.  He  suggested  that 
I  write  a  letter  myself  as  is  clear  here  from  his  letter  to  me  of  June 
14. 

My  feeling  was  that  I  was  disgusted  with  the  whole  business,  and 
that  if  the  Reader's  Digest  wouldn't  allow  me  space  for  reply,  I  didn't 
want  to  go  to  the  New  .York  Times  individually,  but  if  ]SIr.  Carter 
thought  that  there  was  an  individual  or  possibly  a  ^oup  of  individuals 
who  would  put  forward  the  view,  or  part  of  the  view  that  I  shared,  I 
would  not  mind  making  a  draft  of  material. 

That  is  a  question  of  individual  action  and  not  a  question  of  the 
action  of  the  Institute  of  Pacific  Relations. 

Senator  Fekguson.  Was  the  Institute  of  Pacific  Relations  attacked 
in  any  way  in  the  article  in  the  Reader's  Digest? 

Mr.  Lathmore.  That  I  don't  recall. 

Senator  Ferguson.  Was  not  your  book.  Solution  in  Asia,  which 
the  testimony  in  this  record  now  shows  from  one  witness,  used  as 
Communist  propaganda,  for  the  line  here  in  America  by  the  Com- 
munist Party? 

Is  that  not  a  fact  ? 

Mr.  Lattimore.  No,  sir,  Senator.  I  believe  you  are  in  error.  I 
believe  there  has  been  testimony  here  that  Communist  bookshops 
sold  my  book  along  with  other  non-Communist  books  as  background 
reading. 

The  Chairman.  That  is  not  the  question. 

Senator  Ferguson.  That  is  not  my  question.  You  heard  the  testi- 
mony read  here  of  the  witness  who  said  that  it  was  used  as  the  back- 
ground for  Communist  line  in  America,  and  that  book  was  being  at- 
tacked in  this  article  in  the  Reader's  Digest.    Is  that  not  a  fact? 

Mr.  Lattimore.  Senator,  I  don't  believe  that  the  record  shows  tJiat 
anybody  testified  that  it  was  being  used  as  a  background  for  the  Com- 
munist-line propaganda. 

I  believe  the  testimony  shows  that  it  was  sold  as  background  read- 
ing.   The  book  was  also  criticized  in  Communist  publications. 

The  Chairman.  You  distinguish  between  background  reading  and 
backgi'ound  what? 

Senator  Ferguson.  For  the  Communist  line? 

Mr.  Lattimore.  Certainly  I  do. 

Senator  Ferguson.  Wliat  is  the  difference?  Wliat  is  the  difference 
between  backgi-ound  reading  for  a  Communist  and  Communist-line 
reading  ? 

Mr.  LATriMt)RE.  The  difference  in  this  case  is  that  my  book  was  sold 
in  a  gi^eat  many  bookshops  besides  Connnunist  booksliops,  and  that 
Communist  publications  criticized  by  views. 

Mr.  Morris.  Mr.  Chairman,  may  I  read  testimony  at  this  point  into 
the  record  ? 

Senator  Ferguson.  I  wish  you  would  read  what  the  witness  said 
about  the  Communist  line. 

Mr.  Morris.  This  is  the  testimony  of  Mr.  Matusow  taken  in  executive 
session  on  February  13,  1952.  Mr.  Mandel  is  interrogating  Mr. 
Matusow  [reading]  : 

Mr.  Mandel.   Did  the  bookshop — 


INSTITUTE    OF   PACIFIC    RELATIONS  3363 

lliat  is,  the  Communist  bookshop — 

ever  promote  any  of  the  publications  of  Owen  Lattimore? 

Mr.  Matusow.  Yes,  it  did. 

Mr.  Mandel.  Will  you  tell  us  about  that? 

Mr.  Matusow.  The  book,  Solution  in  Asia,  by  Owen  Lattimore,  published  by 
Little  Brown  &  Co.— 

Mr.  Mandel.  AVhat  year? 

Mr.  Matusow.  1945 — it  was  one  of  the  books  used  in  the  bookshop  and  sug- 
gested reading  for  a  background  of  the  party  line,  the  Communist  Party  line, 
in  Asia. 

Mr.  Mandbx.  What  do  you  mean  by  suggested  reading? 

Mr.  Matusow.  You  see,  this  was  the  Jefferson  School  Book  Shop,  and  there 
were  many  courses  conducted. 

During  this  period,  as  I  said,  the  war  in  China,  the  Communist  revolution  in 
China,  was  taking  place,  and  many  people  professed  a  great  interest  in  that,  and 
the  party,  the  Communist  Party,  line,  as  disseminated  had  not  caught  up  with 
the  tide  of  events,  we  might  say.  The  party  had  been  caught  for  a  while  flat- 
footed  in  the  terms  of  the  actual  literature  put  out  by  the  Communist  Party 
interntaional  publishers. 

Things  were  moving  too  fast  for  them.  The  State  education  committee  got 
together  and  decided  which  books  would  be  good  background  material,  and  which 
supported  the  Communist  Party  line. 

They  came  out  with  a  decision  that  Solution  in  Asia  was  one  of  those  books 
which  could  give  a  Communist  Party  member  a  correct  line,  a  Communist  line, 
on  the  Asiatic  situation  in  China  and  China  specifically. 

That  is  the  end  of  the  pertinent  testimony. 

Senator  Ferguson.  Was  the  IPK  concerned  with  this  dispute  in  the 
Reader's  Digest  ? 

Mr.  Lattimore.  I  don't  recall.  Senator. 

Senator  Ferguson.  Then  what  did  Mr.  Carter  have  to  do  with  it? 
Why  did  you  not  defend  yourself  instead  of  using  the  ruse  of  having 
Laniont,  as  if  it  was  something  for  the  IPR  to  be  concerned  with? 

Mr.  Lattimore.  I  attempted  to  put  my  point  of  view  before  the 
editors  of  the  Readers  Digest  and  was  refused  an  opportunity. 

Mr.  Carter  then  took  the  initiative  in  suggesting  that  some  other 
way  be  found  of  publishing  the  vie^v  which  I  and  many  others  held 
at  that  time. 

Senator  Ferguson.  Were  you  an  employee  of  the  Government  of  the 
L^nited  States  at  the  time  this  was  going  on  ? 

INIr.  Lattimore.  I  don't  believe  so,  sir. 

Senator  Ferguson.  You  gave  as  your  address  on  June  20,  1945,  the 
OWI  here  in  Washington,  If  you  Avere  not  a  member  what  were  you 
doing  in  the  OWI  ? 

]Mr.  Laitimore.  June  20,  1945? 

Senator  Ferguson.  I  wnll  get  the  exact  date  here.  On  June  20, 
1945,  you  wrote  a  letter  to  Matthew  Connelly,  the  secretary  of  the 
President,  and  you  gave  tele])hone  OWI,  Washington,  REpublic  7500, 
Extension  72228. 

If  you  were  not  an  employee,  what  were  you  doing  in  the  OWI  ? 

Mr.  Laitimore.  At  that  time  I  was  an  occasional  consultant  to  the 
OWI.  and  if  I  had  been  in  Washiuiiton  cm  any  day  which  Mr.  Con- 
nelly telephoned  me  at  my  home  in  Ruxton  and  couldn't  find  me,  he 
could  have  very  likely  have  found  me  at  OWI. 

Senator  Ferguson".  Then  you  were  an  employee  of  the  United 
States  Government  ? 

Mr.  Lattimore.  I  was  an  occasional  considtant,  which  meant  that  I 
was  an  employee  on  any  day  that  I  actually  worked  there  to  act  as 
consultant. 


3364  INSTITUTE    OF    PACIFIC    RELATIONS 

Senator  Ferguson.  How  much  did  you  receive  a  day  as  being  a 
consultant. 

Mr.  Lattimore.  I  don't  recall.     The  records  will  show,  doubtlessly. 

Senator  Ferguson.  Were  you  or  were  you  not  on  the  payroll  of 
the  United  States  Government  while  this  was  going  on  with  Mr. 
Lamont  ? 

Mr.  Lattimore.  No,  sir;  I  was  an  independent  citizen  who  was 
occasionally  consulted  and  on  the  days  when  I  was  consulted  I  re- 
ceived a  consultant's  fee,  or  whatever  you  like  to  call  it,  from  the 
United  States  Government. 

It  had  absolutely  no  limiting  effect  on  my  expressing  my  own  views 
as  a  citizen. 

Senator  Ferguson.  How  much  did  you  draw  from  the  United 
States  Treasury  in  1945  ? 

Mr.  Lattimore.  I  don't  know,  sir.  I  am  sure  that  the  records  would 
show. 

Senator  Ferguson.  We  will  get  that  and  put  it  in  the  record,  if  it 
is  not  one  of  those  matters  that  is  a  secret  and  we  cannot  obtain  it. 

It  may  be  the  question  that  your  employment  was  that  way,  as  you 
indicate  now. 

Mr.  Arnold.  If  there  is  any  question  of  secrecy,  we  will  waive  it, 
Senator. 

Senator  Ferguson.  I  want  to  ask  you  this :  I  was  asking  you  the 
other  day  about  the  article  of  Bisson,  where  the  party  line  was  changed 
in  relation  to  China  in  1943.  That  has  been  discussed  quite  a  bit  in 
this  record. 

The  question  came  up  as  to  changing  the  line  and  calling  the  Com- 
munists of  China  democrats,  and  that  their  government  was  the  de- 
mocracy, and  that  the  Nationalist  Government  was  the  feudal  system. 

Now,  I  ask  you  whether  that  was  not  the  same  kind  of  a  question 
that  was  raised  in  the  article  in  the  Reader's  Digest,  and  I  ask  you  to 
read,  on  page  15,  ''Deception  No.  1."  See  whether  the  IPR  was  in- 
volved.    Kead  it  out  loud. 

The  Chairman.  What  page  is  that,  Senator? 

Senator  Ferguson.  15. 

Mr.  Morris.  May  that  whole  article,  and  it  is  only  nine  pages,  go 
into  the  record  at  this  point? 

( See  exhibit  No.  549,  p.  3498,  for  article. ) 

Mr.  Lattimore.  Senator  Ferguson,  may  I  say  first  that  I  never  dis- 
cussed the  Bis.son  article  with  anybody  as  a  change  in  the  Communist 
line ;  did  not  consider  it  to  be  anything  of  the  kind. 

Senator  Ferguson.  Your  memory  is  becoming  much  better  on  the 
Bisson  article  as  we  go  along. 

Now,  will  you  read  this  "Deception  No.  1"? 

Mr.  Lattimore  (reading)  : 

Deception  1 :  That  Russia  is  a  "democracy"  and  that  China  can  therefore 
safely  be  left  to  Russian  "influence." 

Owen  Lattimore  is  perhaps  the  most  subtle  evangelist  of  this  erroneous  con- 
ception. Mr.  Lattimore  appraised  the  net  result  of  the  Moscow  trials  and  the 
blood  purge  by  which  Stalin  secured  his  dictatorship  in  1936-39,  as  a  "triumph 
for  democracy."  He  now  urges  our  Government  in  a  book  called  Solution  in 
Asia  to  accept  cheerfully  the  spread  of  "the  Soviet  form  of  democracy"  in  central 
Asia. 

Senator  Ferguson.  AVill  you  read  it  so  as  to  give  the  quotes  out  of 
your  book,  so  that  we  can  tell  what  is  a  quote  and  what  is  not  a  quote? 


INSTITUTE    OF   PACIFIC    RELATIONS  3365 

Mr.  Lattimore  (reading)  : 

to  accept  cheerfully  the  spread  of  "the  Soviet  form  of  democracy"  in  Central 
Asia.     His  publishers  thus  indicate  the  drift  of  his  boolv  on  its  jacket. 

He  [Mr.  Lattimore]  shows  that  all  the  Asiatic  peoples  are  more  interested  in 
actual  democratic  practices,  such  as  the  ones  they  can  see  in  action  across  the 
Russian  border,  than  they  are  in  the  sign  series  of  Anglo-Saxon  democracies 
which  come  coupled  with  ruthless  imperialism. 

This  deception  was  set  going  in  Moscow  in  1936,  when  a  new  constitution  was 
filled  with  jazzed-up  phrases  from  our  Bill  of  Rights  so  that  it  could  be  advertised 
as  more  academic  than  ours.  Instead  of  establishing  popular  government,  how- 
ever, it  legitimized  the  dictatorsliip  of  the  Russian  Communist  Party  (article 
126).  Stalin  himself,  addressing  tlie  Congress  which  I'atified  the  draft  of  the 
constitution,  frankly  stated  this  fact : 

"I  must  admit  that  the  draft  of  the  new  constitution  actually  leaves  in  force 
the  regime  of  the  dictatorship  of  the  working  class  and  preserves  unchanged  the 
present  leading  position  of  the  Communist  Party.  In  the  Soviet  Union  only 
one  party  can  exist,  the  party  of  Communists"  (Pravda,  November  26,  19.36). 

In  the  "elections"  held  under  this  constitution  in  1937  and  1938,  only  one 
candidate's  name  appeared  on  each  ballot.  He  had  been  endorsed  by  the  party 
and  the  "voting"  consisted  of  assenting  to  the  party's  choice.  The  ceremony 
has  not  been  repeated  and  would  make  no  difference  if  it  had.  The  constitu- 
tion is  merely  a  facade  for  dictatorship,  and  anyone  who  protests  the  fact  is 
shot  or  sent  to  a  concentration  camp.  In  Siberia  full  regions  are  given  up 
to  these  concentration  camps,  where  from  15  to  20  millions — 

Footnote : 

Alexander  Barmine,  former  brigadier  general  in  the  Red  army,  estimates  that 
the  number  is  about  12  million.  Boris  Souvarine,  French  historian  of  Bol- 
shevism, estimates  15  million.  Victor  Kravchenko,  recently  resigned  from  the 
Soviet  Purchasing  Commission  in  Washington,  who  has  visited  many  camps 
and  had  official  relations  with  their  managements,  says  these  estimates  are  low 
and  puts  the  figure  at  20  million. 

Senator  Ferguson.  Would  you  let  me  liave  it  ? 

Mr.  Lattimore,  I  cite  this  as  an  example  of  an  extremely  unfair 
attack  on  me,  wliicli  makes  one  brief  quotation  from  what  I  wrote  en- 
tirely out  of  context.  It  says  that  I  recommended  that  the  United 
States  cheerfully  accept  something  which  I  did  not  recommend  that 
the  United  States  cheerfully  accept,  then  ties  it  in  with  a  whole  lot 
of  extraneous  matter  which  has  no  concern  whatever  with  me. 

It  was  against  that  kind  of  treatment  that  I  protested  to  the  edi- 
tors of  the  Header's  Digest. 

Senator  Ferguson.  And  it  was  this  that  you  were  trying  to  answer 
by  getting  Mr.  Lamont,  over  his  own  signature,  to  write  your  let- 
ter? 

Mr.  Latitmore.  I  was  not  trying  to  get  ]\Ir.  Lamont  over  his  own 
signature  to  answer  my  own  letter.    I  was  acceding 

Senator  Ferguson.  You  say  that  this  record  does  not  show  that? 

Mr.  Lattimore.  I  do,  Senator.  The  record  shows  that  I  was  acced- 
ing to  a  request  from  Mr.  Carter. 

Senator  Ferguson.  What  did  Mr.  Carter  have  to  do  with  it  ? 

Mr.  Latti3iore.  Mr.  Carter  wrote  to  me  and  made  some  suggestions, 
to  which  I  acceded. 

Senator  Ferguson.  Have  you  a  copy  of  his  letter,  Carter's  letter  to 
you  ?    Is  that  the  one  that  was  read  ? 

Mr.  Lattimore.  This  is  the  one  that  was  read. 

Senator  Ferguson.  Who  approached  Carter  first?  Did  he  ap- 
proach you,  or  did  vou  approach  him  ? 

Mr.  Lattimore.  %ly  distinct  recollection  is  that  he  approached  me. 
I  am  sure  you  can  check  that  by  asking  him. 


3366  ixstitutp:  of  pacific  relations 

Seiiiitor  Ferguson.  Who  else  did  you  contact  on  one  of  the  dis- 
putes, as  to  wliether  or  not  America  should  furnish  aid  to  the  Com- 
munists, direct  aid  to  the  Communist  army  and  not  through  the  Na- 
tional Government  or  the  Government  of  Ohina  ? 

Mr.  Lattimore.  I  don't  remember  consulting  anybody. 

Senator  Ferguson.  Did  you  consult  anybody? 

Mr.  Lattimore.  I  don't  remember  consulting  anybody. 

Senator  Ferguson.  I  will  ask  you  whether  or  not  you  did  consult 
anyone.    Think  about  it. 

Mr.  Lattimore.  I  don't  remember  consulting  anybody,  Senator. 

Senator  Ferguson.  This  was  just  about  the  time  that  you  were 
talking — what  is  the  date  on  that  ?    The  19th  of  June? 

Mr.  Lattimore.  14th  of  June  and  19th  of  June,  from  Mr.  Carter; 
yes. 

Senator  Ferguson.  The  10th  of  June  was  when  you  Avrote  the  first 
letter,  as  I  recall  that  letter.  Did  the  fact  that  you  wanted  to  go  and 
see  the  President  have  anything  to  do  with  this  dispute  you  were 
having? 

Mr.  Lattimore.  No,  sir;  it  had  nothing  whatever  to  do  with  this 
dispute.  At  that  time  I  held  certain  views  on  China.  The  whole  sub- 
ject of  China  was  a  subject  of  very  keen  public  discussion  at  the  time. 

I,  like  others,  was  reading  and  talking  about  it.  I,  like  others,  was 
writing  or  trying  to  write  on  the  subject.    My  views  were  my  own. 

Senator  Ferguson.  Will  you  give  us  some  of  the  others  that  were 
talking  along  the  same  line  that  you  advocted,  of  giving  aid  to  the 
Communists  in  China  and  building  them  up  ? 

The  Chairman.  Do  you  understand  the  question,  Mr.  Lattimore? 

If  not,  we  will  have  it  read  back  to  you. 

Mr.  Lattimore.  Yes,  I  understand  the  question,  Mr.  Chairman. 

Are  you  ready,  Senator  ? 

Senator  Ferguson.  Yes,  I  am  ready. 

Mr.  Lattimore.  I  cannot  possibly  recall  offliand  as  of  1952  exactly 
who  was  writing  and  discussing  these  subjects  in  1945.  I  M'ould  be 
glad  to  look  up  the  record  for  you,  if  you  are  intei-ested. 

Senator  Ferguson.  The  reason  I  ask  that  question,  in  one  of  your 
letters — I  think  it  was  the  one  to  Mr.  Matt  Connelly — you  said:  "The 
views  I  represent." 

Wliose  views  did  you  represent? 

Mr.  Lattimore.  My  own. 

Senator  Ferguson.  Did  you  mean,  when  you  said  the  "views  I  rep- 
resent," your  views  alone? 

Ml-.  Lattimore.  I  can't  recall  exactly  what  I  meant  7  or  8  years  ago 
in  writing  that  letter.  I  presume  I  meant  my  own  views  and  pos- 
sibly—  don't  want  to  quibble  about  it — I  may  have  represented  what 
I  considered  to  be  a  body  of  views  then  current. 

Senator  Ferguson.  A^Hiose  views  were  they  outside  of  yours? 

Mr.  Lattimore.  I  don't  know  at  this  time.  I  have  pointed  out  in 
the  statement  I  prepared  for  this  committee  that  these  views  were 
held  by  many  of  the  American  observers  in  China,  including  military. 

Senator  Ferguson.  Did  you  advocate  that  the  Soviet  tJnion  take 
over  and  annex  Manchuria? 

Mr.  Latpimore.  No,  I  don't  believe  I  did. 

The  Chairman.  Can  we  have  an  answer  to  that  ?  That  seems  to  be 
a  clear-cut  question. 


INSTITUTE    OF    PACIFIC    RELATIONS  3367 

Mr.  Arnold.  I  wish  you  would  read  the  record  back.  I  think  we 
answered  it. 

The  Chairman.  I  want  an  answer.  Did  you  or  did  you  not^  He 
did  not  answer.     He  answered  "I  don't  believe  I  did." 

Mr.  Lattimore.  I  will  change  that  answer,  Senator. 

I  am  sure  I  didn't. 

Senator  Ferguson.  Do  you  know  what  Mr.  Carter  was  then  talking 
about  ? 

There  is  just  one  section  of  your  draft  that  I  question  slightly  and  this  is  at 
the  bottom  of  page  3  and  top  of  page  4.  This  possibility  is  precisely  what  your 
critics  are  always  advancing.  They  say  that  the  Soviet  Union  is  definitely  go- 
ing to  annex  Manchuria  and  so  forth,  while  you  put  it  in  reverse.  I  would  hate 
to  have  your  critics  ijounce  on  this  and  announce  that  even  Lattimore  admits  that 
Manchuria  is  to  become  a  part  of  the  Soviet  Union.  Do  you  see  any  way  of 
avoiding  it? 

Mr.  Lati'uviore.  Apparently,  Mr.  Carter  thought  my  wording  was 
unclear  and  ought  to  be  made  clear. 

Senator  Ferguson.  The  question  is,  did  you  discuss  with  Carter  the 
question  of  Manchuria  becoming  a  part  of  Russia  ? 

Mr.  Lattimore.  Xo.  I  am  certain  I  didn't.  Senator. 

Senator  Ferguson.  Did  3"ou — do  you  know  anyone  else  besides  your- 
self that  was  advocating  the  sending  of  material.  Army  equipment  and 
so  forth,  to  the  Communists  in  China  and  not  have  the  Nationalist 
Government  take  care  of  the  government  in  China  ? 

Mr.  Lattimore.  That  was  a  view  that  was  quite  prevalent 

The  Chairman.  Do  you  know  anyone  else? 

Mr.  Lattimore.  Yes,  the  American  military,  or  a  large  part  of  the 
American  military  in  China. 

Senator  Ferguson.  Were  you  in  touch  with  the  State  Department 
policy  at  this  time  ? 

Mr.  Lattimore.  No,  sir ;  not  particularly. 

The  Chairman.  In  any  way  ? 

Senator  Ferguson.  Do  you  know  what  our  policy  was? 

Mr.  Lattimore.  As  far  as  it  could  be  seen  from  the  newspapers  and 
so  on,  I  knew  it. 

Senator  Ferguson.  What  was  our  State  Department's  policy  as  of 
June  10  on  this  question  ? 

The  Chairman.  Wliat  year? 

Senator  Ferguson.  1945. 

Mr.  Lattimore.  Subject  to  an  imperfect  recollection,  Senator,  I 
believe  that  this  was  a  period  of  controversy  in  which  statements  were 
being  made  by,  I  think.  General  Hurley  and  others,  which  resulted 
in  a  great  deal  of  public  discussion  and  a  general  belief  that  State 
Department  policy  as  of  that  moment  was  unclear. 

Senator  Ferguson.  Prior  to  going  to  the  "Wliite  House,  did  you 
give  any  information  to  any  Communist? 

Mr.  Lattimore.  That  I  was  going  to  do  so,  you  mean? 

Senator  Ferguson.  Yes. 

Mr.  Lattimore.  No,  I  don't  believe  I  did. 

Senator  Ferguson.  Did  you  talk  to  any  radio  commentators? 

Mr.  Lattimore.  Not  that  I  can  recall.  I  frequently — no,  not  fre- 
quently— I  occasionally  saw  radio  commentators  and  newspapermen 
at  that  time. 


3368  INSTITUTE    OF    PACIFIC    RELATIONS 

The  Chairman.  Senator,  I  think  the  date  of  that  Wliite  House 
matter  should  be  in  the  record. 

Senator  Ferguson.  The  date  of  July  3  was  the  date  that  you  went 
to  the  Wliite  House  ? 

Mr.  Lattimore.  I  don't  have  the  documents  before  me,  Senator. 
I  will  accept  your  date. 

Senator  Ferguson.  Was  the  draft  of  the  memorandum  that  you 
left  with  the  President  the  day  you  were  there  dated  July  3  ? 

Mr.  Lattimore.  Was  it  ? 

Senator  Ferguson.  The  draft  that  you  left  with  the  President,  it  is 
dated  the  3d. 

Mr.  Lattimore.  It  is  dated  the  3d,  yes,  the  3d  of  July. 

Senator  Ferguson.  Is  that  the  day  you  were  there  ? 

Mr.  Lattimore.  I  presume  so ;  yes. 

Senator  Ferguson.  Do  you  know  what  day  of  the  week  you  were 
there  ? 

Mr.  Lattimore.  No;  I  don't  recall  what  day  of  the  w^eek  it  was. 

Senator  Ferguson.  Do  you  know  of  anybody  having  knowledge, 
outside  of  the  White  House  and  you,  that  you  were  going  to  the  White 
House  ? 

Mr.  Lattimore.  I  don't  recall  at  this  moment.  I  wouldn't  have 
]-egarded — yes,  I  do.  I  know  that  I  talked  with  President  Bowman, 
of  Johns  Hopkins,  about  the  whole  idea  of  writing  to  the  President, 
and  asking  for  an  opportunity  to  speak  with  him. 

I  quite  likely  talked  to  other  people  about  it.  There  was  no  secrecy 
about  the  subject. 

Senator  Ferguson.  Did  you  talk  to  any  radio  conunentators  as  to 
anything  that  you  would  take  up  with  the  President? 

Mr.  Lattimore.  I  may  have.  My  recollection  doesn't  include  it. 
The  manner  of  your  questioning,  Senator,  suggests  that  maybe  you 
know  I  did. 

The  Chairman.  That  will  be  stricken.    He  says  he  does  not  recall  it. 

Senator  Ferguson.  But  I  am  at  least  fair  on  the  question  suggesting 
that  you  might. 

I  will  be  a  little  more  explicit. 

Did  you  have  any  conversation  or  any  direct  or  indirect  communi- 
cation with  Drew  Pearson  before  you  went  to  the  White  House? 

Mr.  Lattimore.  No  ;  I  don't  believe  so,  sir. 

Senator  Ferguson.  Did  you  know  that  the  night  before  you  went 
to  the  White  House,  or  at  least  before  you  went  to  the  White  House, 
it  was  announced  by  Drew  Pearson  as  to  one  thing  that  you  would 
take  up  at  the  IVliite  House? 

Mr.  Lattimore.  No;  I  didn't  know  that. 

Senator  Ferguson.  You  did  not  know  that? 

Mr.  Lattimore.  No. 

Senator  Ferguson.  Did  you  ever  hear  it  ? 

Mr.  Lattimore.  No  ;  I  don't  think  I  did. 

The  Chairman.  Pardon  me.  Senator. 

Mr.  Reporter,  will  you  read  back  the  last  two  or  three  questions  and 
answers?    My  attention  was  taken  away. 

(Thereupon,  the  portion  of  the  record  referred  to,  as  heretofore 
recorded,  was  read  by  the  reporter.) 

Mr.  Lattimore.  I  may  have  heard  later,  of  course. 


INSTITUTE    OF   PACIFIC    RELATIONS  3369 

Senator  Ferguson.  Did  you  know  Drew  Pearson  at  that  time  ? 

Mr.  Lat^i'imoke.  I  don't  think  I  had  ever  met  him.  I  may  have, 
but  I  doubt  it,  at  that  time. 

Senator  Ferguson.  1945  ;  right  before  June  3^ 

Mr.  Lattimore.  July  3. 

Senator  Ferguson.  July  3.    Thank  you  for  correcting  me. 

JNIr.  Lattimore.  No  ;  I  don't  think  at  that  time  I  knew  Drew  Pear- 
son, 

Senator  Ferguson.  When  you  went  to  the  White  House,  was  there 
any  member  of  the  State  Department  present  at  the  meeting? 

Mr.  Lattimore.  No,  sir.  I  believe  it  was  only  the  President  and 
myself. 

Senator  Ferguson.  Did  you  know  David  Karr,  a  leg  man  for  Drew 
Pearson  ? 

Mr.  Lattimore.  No,  sir;  I  don't  believe  I  ever  met  him. 

Senator  Ferguson.  Did  you  know  any  representative  prior  to  that 
time  of  Drew  Pearson  ? 

Mr.  Lattimore.  No,  sir;  I  didn't,  to  the  best  of  my  recollection. 

Senator  Ferguson.  Do  you  know  how  Drew  Pearson  would  know 
that  you  were  going  to  the  White  House  ? 

Mr.  Lattimore.  Senator,  I  think  a  lot  of  people  would  like  to  know 
how  Drew  Pearson  knows  a  lot  of  things. 

The  Celvirman.  That  answer  will  be  stricken.  The  question  is 
did  you  know  how  he  knew  that  you  were  going  to  the  White  Housed 

Mr.  Lattimore.  No,  sir;  I  don't  believe  he  could  possibly  have 
known  from  me. 

Senator  Ferguson.  You  quote  him  quite  elaborately  in  your  Ordeal 
by  Slander,  do  you  not? 

Mr.  Lattimore.  You  mean  that  I  quoted  him  5  or  6  years  later  about 
something  quite  different,  yes,  I  did.  Senator. 

Senator  Ferguson.  Well,  now,  you  say  there  was  no  member  of  the 
State  Department  present  at  your  conversation  when  the  President 
was  there  ? 

Mr.  Lattimore.  To  the  best  of  my  recollection  it  was  only  the 
President  and  myself. 

Senator  Ferguson.  The  President  knew  in  advance  what  you 
wanted  to  discuss  with  him  ? 

Mr.  Lattimore.  In  general,  yes,  in  the  letter  I  had  written  to  him 
sometime  before.  The  memorandums  that  I  left  with  him  had  not 
been  submitted  to  him  before. 

Senator  Ferguson.  I  will  ask  you  whether  or  not,  while  you  were 
in  the  White  House,  you  saw  any  member  of  the  State  Department  ? 

Mr.  Lattimore.  Yes,  but  I  had  a  very  brief  conversation  with  Mr. 
Joseph  Grew,  at  that  time,  I  think.  Under  Secretary  of  State  or  Assist- 
ant Secretary,  or  something  of  that  kind,  who  was  waiting  in  the 
anteroom  to  see  the  President,  and  who  came  over  to  speak  to  me. 

Senator  Ferguson.  AYell,  now,  did  you  talk  to  him  before  you  saw 
the  President? 

Mr.  Lattimore.  I  forget  whether  it  was  before  I  saw  the  President, 
or  after.  I  didn't  really  talk  to  him.  He  came  over  and  asked  me 
one  question  which  I  answered. 

Senator  Ferguson.  What  was  the  question? 

Mr.  Lattimore.  The  question  was  whether  I  had  ever  lived  in 
Japan  for  any  consecutive  period,  and  the  answer  was  "no." 

88348 — 52— pt.  10 7 


3370  INSTITUTE    OF    PACIFIC    RELATIONS 

Senator  P^erguson.  And  what  did  he  say? 

Mr.  Lattimore.  He  said,  to  the  best  of  my  recollection,  he  said,  "I 
thon*iht  so." 

Senator  Ferguson.  Is  that  the  only  conversation  you  had  with  the 
Under  Secretary  ? 

Mr.  Lattimore.  That  is  tlie  only  conversation. 

Senator  Ferguson.  And  was  that  before  you  went  in  to  the  Presi- 
dent, or  after? 

Mr.  T^iATriMORE.  As  I  say,  I  forgot  whether  it  was  before  or  right 
after. 

Senator  Ferguson.  Did  you  discuss  Ambassador  Joseph  Grew  with 
the  President  ? 

Mr.  Lattimore.  No,  sir. 

Senator  Ferguson.  Was  his  name  mentioned? 

Mr.  Lattimore.  No,  sir. 

Senator  Ferguson.  Did  you  know  that  Drew  Pearson  announced 
on  the  radio,  I  think  it  was  the  night  before  or  a  few  days  before, 
if  you  went  in  Monday  morning  which,  I  think,  was  the  f3rd  of 
July — I  may  be  incorrect  on  that  date — that  Drew  Pearson  announced 
that  you  were  going  to  the  A^^iite  House  to  ask  the  President  not  to 
appoint  Ambassador  Joseph  Grew  as  an  adviser  in  the  Far  East  ? 

Mr.  Lattimore.  I  don't  recall  that.  If  Mr.  Pearson  said  that,  he 
was  completely  in  error,  wdiich  sometimes  happens  with  even  om- 
niscient columnists. 

Senator  Ferguson.  And  you  think  he  is  one  ? 

Mr.  Lattimore.  Well,  I  think  it  is  a  mark  of  the  trade  of  col- 
umnists to  appear  to  be  as  omniscient  as  possible. 

Senator  Ferguson.  I  wnll  ask  you  who  you  had  in  mind.  Do  you 
have  a  copy  of  your  memorandum  to  the  President  ? 

Mr.  Lattimore.  Yes,  I  have  a  copy  of  it  here. 

Senator  Ferguson.  No  ;  it  is  the  copy  of  the  letter. 

Mr.  Lattimore.  The  copy  of  the  letter  ? 

Senator  Ferguson.  The  last  paragraph. 

The  Chairman.  That  is  the  letter  to  the  President? 

Senator  Fercjuson.  Yes,  the  letter  to  the  President  dated  the  10th 
of  June  1945 : 

With  the  utmost  earnestness,  I  venture  to  urge  you  to  have  America's  policy 
toward  China  impartially  reviewed  by  advisers  who  are  not  associated  with 
either  the  formulation  or  the  implementation  of  that  policy  as  recently  practiced. 

Who  were  you  talking  about  ? 

Mr.  Latomore.  I  was  talking  about  advisers  who  are  not  associated 
with  the  formulation  or  the  im|)lementation  of  that  policy  as  re- 
cently })racticed.     I  had  nobody  particularly  in  mind. 

I  remember  quite  clearly  that  part  of  the  occasion  of  my  asking 
for  this  interview  was  that  American  policy  in  the  Far  East,  and 
particularly  with  regard  to  China,  was  becoming  controversial  in  the 
papers,  and  I  thought  it  was  a  good  moment  for  an  impartial  review. 

Senator  Ferguson.  Was  Joseph  Grew  one  of  the  people  you  were 
talking  about? 

Mr.  Lai^tmore.  As  an  impartial  adviser? 

Senator  Ferguson.  In  that  paragraph,  is  he  ojie  of  the  |)eople  that 
you  were  talking  about  ? 

Mr.  La'itimore.  Well,  Mr.  Grew  at  that  time  was,  as  I  say,  an 
associate — no ;  an  assistant  or 


INSTITUTE    OF    PACIFIC    RELATIONS  3371 

The  Chairman.  That  is  susceptible  of  an  answer  of  "Yes"'  or  "No," 
and  then  yon  may  explain,  Mr.  Lattiniore.  The  question  calls  for 
an  answer  of  "Yes"  or  "No." 

Mr.  Lattimore.  The  answer  was  "Yes";  Mr.  Grew  was  one  of  those 
who  were  concerned  with  American  policy  in  the  Far  P^ast. 

I  don't  know  Avhether  he  was  concerned  with  policy  toward  China. 

Senator  Fergi'son.  Was  he  one  of  the  formulators  ? 

Mr.  Lattimore.  I  can't  answer  as  to  the  internal  structure  of  the 
fornudation  of  ])olicy  at  that  time,  Mr.  Senator. 

Senator  Ferguson.  Was  he  one  of  the  implementers  ? 

Mr.  Lattimore.  Neither  can  I  answer  that  question,  except  that  he 
was  a  high  executive  officer  of  the  State»Department. 

Senator  Ferguson.  He  had  been  in  China  in  the  Far  East ;  had  he 
not? 

Mr.  Lattimore.  He  had  been  in  Japan.     I  don't  know  about  China. 

Senator  Ferguson.  He  had  been  in  Japan  and  had  been  the  Am- 
bassador to  Japan? 

Mv.  Lattimore.  That  is  right. 

Senator  Ferguson.  Was  Vincent  one  of  the  formulators  ? 

Mr.  Lattimore.  I  couldn't  tell  you  that.  Senator. 

Senator  Ferguson.  Was  he  one  of  the  implementers  ? 

Mr.  Lattimore.  I  couldn't  tell  you  that,  except  that  he  had  a  posi- 
tion in  the  State  Department  at  that  time.  As  I  say,  I  don't  know 
what  the  chain  of  command  in  the  State  Department  was  at  that 
time  as  between  policy  formulation  and  policy  implementation. 

Senator  Ferguson.  You  knew  Ballantine ;  did  you  not  ? 

Mr.  Lattimore.  Yes;  I  knew  Mr.  Ballantine. 

Senator  Ferguson.  Is  his  name  Joseph  or  Thomas  ? 

ISIr.  Lattimore.  Joseph. 

Senator  Ferguson.  Was  he  one  of  the  formulators  ? 

Mr.  Lattimore.  I  don't  remember,  Senator,  whether  Ballantine 
had  at  that  time  already  retired  from  the  State  Department,  or  not. 

Senator  Ferguson.  He  had  not  at  this  time. 

Mr.  I^ATTiMORE.  He  had  not  at  that  time. 

Senator  Ferguson.  AVas  he  one  of  the  implementers  ? 

Mr.  LA'rriMORE.  Again  I  don't  know-  enough  about  the  internal 
structure  of  the  State  Department  to  answer. 

Senator  Ferguson.  Who  were  you  talking  about  here,  that  you 
were  telling  the  President  in  a  letter? 

Mr.  Lattimore.  Senator,  I  was  not  talking  about  wdio,  I  was  talk- 
ing about  what.  I  was  saying  that  I  thought  it  would  be  a  good 
idea  to  have  America's  policy  toward  China  impartially  reviewed. 

And,  as  an  extension  of  impartially  reviewed,  I  didn't  think  that 
a  policy  could  be  impai-tially  reviewed  by  those  wdio  had  been  recently 
making  or  practicing  it. 

Therefore,  I  suggested  that  outside  people  who  had  not  recently 
been  concerned  be  called  in  for  such  an  impartial  review. 

The  Chairman.  I  think  the  excerpt  should  be  read  again  to  the 
witness,  Senator. 

Senator  Ferguson  (reading)  : 

With  the  utmost  earnestness,  I  venture  to  urge  you  to  have  America's  policy 
toward  China  impartially  reviewed  by  advisers  who  are  not  associated  with 
either  the  formulation  or  the  implementation  of  that  policy  as  recently  prac- 
ticed. 


3372  INSTITUTE    OF    PACIFIC    RELATIONS 

Mr.  Laitimore.  I  think  that  is  quite  a  clear  suggestion,  Senator. 

I  should  say,  to  anybody  in  Government,  that  would  be  a  suggestion 
that  a  question  of  policy  be  reviewed  by  some  kind  of  a  board,  the 
individual  members  of  which  had  not  recently  been  connected  with 
the  question  to  be  reviewed. 

I  believe  that  is  not  unknown  practice  in  the  conduct  of  government. 

Senator  Ferguson.  All  right. 

Now,  will  you  state,  Mr.  Lattimore,  what  the  policy  was  that  you 
describe  as  "recently  practiced"  ? 

What  was  the  policy? 

Mr.  Lattimore.  I  think  I  was  somewhat  unclear  on  the  subject, 
Senator,  or  I  wouldn't  have  suggested  a  review.  I  thought  that  I, 
myself,  and  a  good  many  other  people,  could  do  with  some  clarifi- 
cation. 

Senator  Ferguson.  You  wanted  people  that  had  nothing  to  do 
with  the  policy,  and  you  now  tell  us  that  you  did  not  know  what  the 
policy  was  ? 

The  Chairman.  He  said  he  was  unclear  on  it. 

Mr.  Lattimore.  I  said  I  was  unclear  on  it. 

Senator  Ferguson.  Tell  us  what  you  knew  about  the  policy  that 
you  were  objecting  to,  that  you  wanted  reviewed,  and  you  were  telling 
the  President  that  he  ought  to  get  people  who  had  nothing  to  do 
with  the  policy. 

That  would  indicate  it  was  a  very  erroneous  policy,  would  it  not? 

Mr.  Lattimore.  Not  necessarily,  Senator.  I  think  that  is  quite 
clearly  stated  in  the  second  paragraph  of  my  letter  to  the  President. 

Senator  Ferguson.  Tell  us  what  the  policy  was. 

Mr.  Lattimore.  May  I  read  that? 

Senator  Ferguson.  I  want  an  answer  to  the  question  as  to  what 
the  policy  was. 

The  Chairman.  What  was  the  policy  to  which  he  was  objecting; 
is  that  right? 

Senator  Ferguson.  Yes. 

You  said  that  policy  "as  recently  practiced." 

The  Chairman.  Confine  yourself  to  the  question,  will  you,  please, 
Mr.  Lattimore  ? 

Mr.  Lattimore.  Senator,  I  cannot  at  this  moment  give  you  an 
accurate  statement  of  what  I  thought  in  1945  the  policy  was. 

But  my  letter  to  the  President,  and  the  second  paragraph  of  my 
letter  to  the  President,  clearly  shows  what  I  thought  made  review 
and  discussion  desirable. 

May  I  read  that  article? 

Senator  Ferguson.  Just  a  moment. 

You  said  in  the  article  that  you  wanted  Lamont  to  write,  that  one  of 
the  policies  was  that  they  were  not  furnishing  arms  to  the  Communists, 
and  you  wanted  a  change  in  that  policy,  did  you  not  ? 

Mr.  Lattimore.  May  I  consult  my  own  statement  on  that  ? 

Senator  Ffjjguson.  Yes. 

Mr.  Lattimore.  The  Senator  has  just  restated  what  he  thinks  was 
my  opinion.  Senator  McCarran,  and  I  should  like  to  see  what  my 
opinion  was. 

The  Chairman.  I  understood  he  has  quoted  from  the  Lamont  letter. 

Mr.  Laitimore.  He  has  paraphrased  it. 

Senator  Ferguson.  I  paraphrased  it. 


INSTITUTE    OF   PACIFIC    RELATIONS  3373 

The  Chairman.  All  right.  What  do  you  want  to  read  from,  the 
Laniont  letter? 

Mr.  Lattimore.  From  the  proposed  draft  for  a  letter  by  Mr.  La- 
mont;  yes.     Following  page  3  of  the  mimeographed  copy  [reading]  : 

As  a  result,  American  aid  to  China  is  now  confined  to  such  politically  limited 
channels  that,  while  we  continue  to  aid  China  the  nation,  our  aid  now  favors 
one  political  group  against  all  others  and  is  withheld  from  one  maj<n'  group,  the 
Chinese  Communists,  which  has  armed  forces  in  combat  with  the  Japanese. 
Amei'ican  aid  to  China  has  thus  become  politically  pai'tisan  at  a  time  when  thei 
Russians  are  still  scrupulously  refraining  from  partisan  activity.  If  this  di- 
vergence of  policy  should  create  a  strain  in  Russian-American  relations,  the 
blame  cannot  be  thrown  upon  the  Russians.  On  the  contrary,  if  the  Russians 
should  in  the  future  begin  to  extend  direct  aid  to  the  Chinese  Communists,  they 
could  justify  themselves  on  the  ground  that  they  were  merely  following  an 
American  precedent. 

I  think  this  shows  concern,  Senator,  that  American  policy  should 
not  furnish  the  Russians  with  a  pretext  for  direct  intervention  in  the 
internal  policies  of  China. 

Senator  FerCxUSon.  Do  you  say,  Mr.  Lattimore,  that  that  paragraph 
did  not  convey  the  idea  that  you  were  favoring  aid  to  the  Communists 
as  well  as  to  the  Nationalists? 

Mr.  Lattimore.  This  paragraph.  Senator,  clearly  shows  that  I  be- 
lieved that  the  Comminiist  armies,  as  armies  in  combat  with  the 
Japanese,  could  be  of  greater  use  if  some  of  the  American  supplies  to 
China  were  used  by  them. 

Senator  Ferguson.  Mr.  Lattimore,  going  to  your  letter  of  June  10 
to  the  President,  do  you  not,  in  other  words,  say  the  same  thing  in  this 
paragraph  [reading]  : 

Until  quite  recently,  great  care  was  taken  to  avoid  any  inference  that  America, 
in  aiding  China  as  a  nation,  was  committing  itself  to  all-out  support  of  one  party 
in  China's  domestic  affairs.  There  now  appears  to  be  a  fundamental  change. 
Public  statements  by  men  regarded  as  spokesmen  for  American  ix)licy  encourage 
many  Chinese  to  believe  that  America  now  identifies  the  Chinese  Government  with 
one  party  and  only  one  party,  connuits  itself  to  the  maintenance  of  that  party, 
'and  may  in  the  future  support  that  party  in  suppressing  its  rivals. 

The  Chairman.  What  is  your  question  ? 

Senator  Ferguson.  What  is  the  diiference  between  the  two  state- 
ments, the  paragraph  that  you  read,  begining  with,  "As  a  result  xlmeri- 
can  aid  to  China  is  now  confined  to  such  politically  limited  channels," 
and  so  forth  ? 

Mr.  Lattimore.  The  two  paragraphs.  Senator,  state  or  restate,  in 
somewhat  different  ways,  my  concern  about  the  same  primary  question ; 
namely,  that  our  aid  to  China,  as  a  nation  and  an  ally,  should  not  be 
allowed  to  involve  us  in  partisan  support. 

It  has  always  been  my  belief  that  one  of  the  mistakes  of  American 
policy  was  to  treat  China  in  that  way,  differently  from  the  way  in 
which  we  treated,  say  Great  Britain.  We  never  in  Great  Britain  spec- 
ified aid  in  terms  of  the  Conservative  Party  or  the  Labor  Party. 

At  the  end  of  the  war,  when  the  British  had  an  election  and  the 
Labor  government  came  in  instead  of  Churchill,  we  did  not  attem])t 
to  affect  that  election  by  saying  that,  "Unless  Churchill  is  reelected, 
we  won't  play." 

I  believe  that  a  great  deal  of  damage  was  done  by  creating,  in  fact, 
an  impression  that  China  was  committed  not  to  a  nation,  but  to  a 
party. 


3374  INSTITUTE    OF    PACIFIC    RELATIONS 

Senator  Ferguson.  Is  that  your  explanation  as  to  the  difference 
between  these  two  paragraphs^ 

Mr.  Lattimore.  That  is  my  explanation  as  to  the  similarity  between 
these  two  paragra])hs. 

Mr.  SouRWiNE.  May  I  ask  one  question,  Mr.  Chairman  ? 

The  Chairman.  Yes,  sir. 

Senator  Ferguson.  Go  ahead. 

Mr.  Sourwine.  Mr.  Lattimore,  did  you  regard  the  Chinese  Nation- 
alists and  Chinese  Communists  as  just  two  eom])eting  political  parties 
iu  China? 

Mr.  Lattimore.  I  regarded  them  as,  among  other  things,  two  com- 
peting parties  in  China. 

Mr.  Sourwine.  You  would  have  had  them  treated  on  the  basis 
of  two  comj)eting  jiolitieal  parties,  as  we  treated  the  competing  politi- 
cal parties  in  England,  which  you  used  as  an  example;  is  that  right? 

Mr.  Lattimore.  In  terms  of  the  war  against  Japan,  I  was  in  favor 
of  using  any  forces  that  would  fight  the  Japanese  and  thereby  diminish 
American  casualties. 

As  regards  domestic  politics,  I  was  afraid  that  support  for  one  party 
against  another  party  in  Chinese  domestic  politics  would  lead  to 
failure  rather  than  success. 

Senator  Ferguson.  Mr.  Lattimore,  going  now  to  your  letter  of  June 
10, 1945,  in  the  first  ])aragraph,  about  the  policy  which  you  were  talk- 
ing about  in  the  last  paragraph,  you  say  there : 

There  appears  now  a  major  change  in  our  iwlicy.     *     *     * 

Mr.  Lattimore.  That  is  right. 

Senator  Ferguson.  What  was  the  policy,  and  what  was  the  change? 
Mr.  Lattimore.  The  policy  is  stated  in  the  first  sentence  of  the 
letter : 

When  Generalissimo  Chiang  Kai-shels,  on  the  recommendation  of  President 
Koosevelt,  appointed  me  his  political  adviser  in  1941,  the  policy  of  the  United. 
States  was  to  support  a  United  China.  There  appears  now  to  be  a  major  change 
in  our  policy,  which  may  invite  the  danger  of  a  political  and  even  a  territorial 
division  of  China  and  the  further  danger  of  conflict  and  rivalry  between  America 
and  Russia. 

I  have  not  looked  up  the  context  of  the  Times  in  the  newspapers  of 
the  day,  but  I  believe  I  am  correct  in  stating  that  this  refers  to  state- 
ments that  were  beginning  to  be  made  in  the  press  at  the  time  by — I 
ho])e  I  am  not  quoting  him  incorrectly — General  Hurley  and  others, 
indicating  that  thei'e  was  a  conflict  of  opinion  among  top  American 
personnel  on  tliis  subject. 

And  I  though  that  if  there  were  such  a  conflict,  it  would  be  sound 
]n'actice  to  have  an  impartial  review  of  American  policy  by  people  not 
lecently  involved  in  it. 

Senator  Ferguson.  Mr.  Lattimore,  you  indicated  in  one  of  your 
answers  tliat  you  tliought  I  drew  the  wrong  conclusion  about  that  you 
were  advocating  aid  to  the  Comnnniists. 

I  want  to  read  from  the  Lamont  letter,  in  the  second  paragraph: 

*  *  *  in  effect,  I  think  you  are  suggesting  that  I  write  to  the  Times  a  letter 
urging  our  Government  to  alter  its  apparent  i)resent  policy  and  to  make  available 
lend-lease  supplies  to  the  so-called  Communist  armies  in  Northwest  China. 

Did  not  Mr.  Lamont  understand  your  article  to  mean  that  you  were 
advocating  that  they  send  lend-lease  supplies  directly  to  the  (>)nnnu- 
nists,  as  a  government? 


INSTITUTE    OF    PACIFIC    RELATIONS  3375 

The  Chairman,  Listen  to  the  question,  Mr.  Lattimore. 

Senator  Ferguson.  Did  not  Mr.  Laniont  draw  the  conclusion  that 
you  Mere  asking  him  to  write  a  letter  to  the  Times  under  his  name,  for 
your  benefit,  in  a  dispute  that  you  were  having  with  some  men  that 
wrote  an  article  in  the  Reader's  Digest,  that  you  were  advocating  a 
change  in  America's  policy  of  only  giving  lend-lease  to  the  National- 
ists of  China,  being  the  Government  of  China,  and  that  you  were  advo- 
cating that  the  lend-lease  goods  go  directly  to  the  Communists  as  well 
as  to  the  Nationalists  ? 

Mr.  Lattimore.  Senator  Ferguson,  I  believe  that  if  you  will  read 
that  letter  as  a  whole,  you  will  see  that  Mr.  Lamont  was  stating  a  tenta- 
tive opinion,  which  he  carefully  modified  by  saying  tliat  he  had  been 
out  of  touch  for  some  time. 

Senator  Fer(;uson.  Mr.  Lattimore,  had  you  ever  used  any  other  man 
or  woman  as  you  were  trying  to  use  Lamont  in  this  letter  to  the. New 
York  Times  ? 

]Mi'.  Laitimore.  Senator,  I  was  not  trying  to  use  Mr.  Lamont,  and 
1  don't  believe  that  I  have  made  it  a  usual  practice  to  ask  other  people 
to  write  for  the  papers  for  me. 

Senator  Ferguson.  I  did  not  ask  you  whether  you  inade  it  the  usual 
practice ;  I  asked  you  whether  you  ever  did  it. 

Mr.  Latitmore.  I  don't  recall  anything  of  the  kind,  Senator. 

I  would  like  to  emphasize  at  this  moment  that 

The  Chairman.  Mr.  Lattimore,  do  you  think  that  if  you  did  you 
would  recall  it? 

Mr.  Lattimore.  I  should  think  it  would  be  quite  likely.  It  would 
depend  on  how  serious  the  matter  was. 

Senator  Ferguson.  Mr.  Lattimore,  how  many  memorandums  did 
you  leave  with  the  President? 

Mr.  Lattimore.  I  left  him  2  one-page  memoranda,  which  are  in  the 
mimeographed  exhibit  here  run  together  like  one  memorandum;  one 
on  Japan  policy  as  related  to  China,  and  one  on  China  policy. 

Senator  Ferguson.  Did  you  tell  us  in  your  statement,  on  page  33, 
where  you  mentioned  going  to  the  President,  that  you  had  left  any 
memorandum  with  him? 

Mr.  Lattimore.  No,  I  don't  think  I  did. 

Senator  Ferguson.  Why  not? 

Mr.  Lattimore.  I  don't  see  why  I  should  have.  I  said  that  I  tried 
to  see  the  President,  and  I  think  it  is  quite  the  usual  practice  when 
one  goes  to  see  the  President,  to  leave  a  memorandum  of  what  the  inter- 
viewer would  like  to  talk  about. 

Senator  Ferguson.  You  say,  then,  that  you  did  not  feel  that  in 
this  statement  you  should  give  us  anything  other  than  the  fact  that 
you  had  written  a  letter,  "I  wrote  to  the  President  expressing  my 
views  on  China  policy"? 

Mr.  Lattimore.  That  is  right. 

Senator  Ferguson,  "And  the  President,  in  response,  asked  me  to 
come  to  see  him,  and  I  did." 

Mr.  Lattimore.  That  is  right. 

Senator  Ferguson.  "Our  conference  lasted  about  3  minutes." 

Mr.  Lattimore.  Tliat  is  right. 

Senator  Ferguson.  "Neither  my  letter  nor  my  visit  had  the  slightest 
effect  on  American  policy." 

Mr.  Lattimore.  That  is  right. 


3376  INSTITUTE    OF    PACIFIC    RELATIONS 

Senator  Ferguson.  What  was  the  policy  that  you  tried  to  affect,  so 
that  we  can  ascertain  whether  or  not  it  had  any  effect  on  the  American 
policy  ? 

Mr.  Lattimore.  The  policy,  as  I  have  thought  I  saw  it  at  the  time, 
was  to  drift  into  a  position  of  appearing  to  take  sides  in  Chinese 
domestic  politics,  which  I  thought  was  an  alarming  drift. 

Senator  Ferguson.  It  was  not  to  furnish  material  to  the  Com- 
munists ? 

Mr.  Lattimore.  In  my  interview  with  the  President  ? 

Senator  Ferguson.  Yes. 

Mr.  Lattimore.  No. 

Senator  Ferguson.  You  stated  it  in  your  letter  when  you  asked  him 
to  aid  both  sides. 

Mr.  Lattimore.  I  was  not  thinking  of  that  as  aid  to  the  Com- 
munists ;  I  was  thinking  of  that  as  prosecution  of  the  American  policy 
of  not  promoting  a  divided  China  and  of  prosecuting  the  war  against 
Japan  as  actively  as  possible. 

Senator  Ferguson.  Mr.  Lattimore,  were  you  not  trying,  at  the  exact 
time,  to  influence  American  public  opinion  by  getting  Mr.  Lamont  to 
write  a  letter  to  the  New  York  Times  so  that  it  would  be  published  to 
the  world  under  his  name,  to  get  aid  to  the  Communists  ? 

Mr.  Lattimore.  Mr.  Ferguson,  I  was  not  trying  to  get  Mr.  Lamont 
to  do  anything. 

The  Chairman.  You  can  answer  that  "Yes"  or  "No." 

Mr.  Lattimore.  The  answer  is  "No." 

I  was  acceding  to  Mr.  Carter's  request,  suggestion  to  furnish  some 
material  for  a  letter  to  be  signed  by  Mr.  Lamont,  which  he  could  accept 
or  reject,  and  which  he  finally  rejected. 

It  was  my  opinion  at  that  time  that  part  of  avoidance  of  a  dis- 
astrous split  in  China,  as  the  end  of  the  war  was  approaching,  was  to 
spread  American  aid  over  all  forces  fighting  the  Japanese  and  avoid 
creating  a  pretext  for  the  Russians  to  take  a  hand  in  Chinese  internal 
politics. 

Senator  Ferguson,  Did  Carter  know  that  you  were  going  to  the 
White  House  ? 

Mr,  Lattimore.  No,  sir;  I  am  sure  he  didn't. 

Senator  Ferguson,  So  the  Institute  of  Pacific  Relations  had  noth- 
ing to  do  with  this  visit? 

Mr.  Lattimore.  No,  sir. 

Senator  Ferguson.  Did  you  review  the  policy  after  you  had  been 
to  the  White  House? 

Mr.  Lattimore.  No,  sir. 

Senator  Ferguson.  To  know  whether  or  not  you  had  influenced  it. 

Mr.  Latitmore.  Oh,  I  am  speaking  simply  from  my  general  recol- 
lection, which  I  think  has  been  tested  over  a  good  many  years,  that 
I  have  never  had  any  influence  on  American  policy. 

Senator  Ferguson.  Do  you  think  that  a  man  who  had  written  a 
book  entitled  "Solution  in  Asia"  might  have  an  influence  on  the  Pres- 
ident if  he  went  to  see  him  personally  and  left  a  memorandum  with 
him,  particularly  where  he  advocates  getting  a  new  set-up  in  the  State 
Department  to  review  the  policy? 

Mr.  Lattimore.  No,  sir. 

When  I  asked  for  that  interview  I  was  not  thinking  of  myself  as 
the  author  of  any  particular  book.     I  was  thinking  of  myself  as  a 


INSTITUTE    OF    PACIFIC    RELATIONS  3377 

person  who  had  been  familiar  with  President  Koosevelt's  policy  in 
China  at  the  time  that  Generalissimo  Chiang  Kai-shek  appointed  me 
as  his  adviser. 

Senator  Ferguson.  Did  yon  ever  have  a  conversation  with  anyone 
connected  with  the  State  Department  along  this  line,  of  the  change  in 
policy,  or  the  policy? 

Mr.  Lati^imore.  I  don't  recall,  nnless  I  casnally  talked  with  State 
Department  people  as  I  did  with  newspaper  people,  people  back  from 
China,  everybody  who  was  interested  in  the  snbject  at  the  time. 

As  I  say,  this  was  a  subject  of  very  general  discussion  at  the  time. 

Senator  Ferguson.  With  whom  would  j'ou  say  you  had  talked 
about  it  ? 

Mr.  Lattimore.  At  this  time,  Senator,  I  couldn't  possibly  tell  you. 

Senator  Ferguson.  Ion  did  not  have  a  very  long  conversation  with 
Mr.  Grew  about  it,  did  you? 

Mr.  Lattimore.  No;  I  didn't. 

Senator  Fp^rguson.  Mr.  Ballantine  ? 

Mr.  Lattimore.  No. 

Senator  Ferguson.  Mr.  Dooman  ? 

Mr.  Lattimore.  Dooman  ? 

Senator  Ferguson.  Dooman  ? 

Mr.  Lattimore.  No. 

Senator  Ferguson.  Is  it  not  true  that  after  you  went  to  see  the 
President,  that  within  a  short  time  Mr.  Grew  left  the  Department; 
was  replaced  ? 

Mr,  Lattimore.  I  couldn't  tell  you  today,  Senator  Ferguson,  when 
Mr.  Grew  resigned. 

Senator  Ferguson.  Is  it  not  true  that  shortly  after  you  went  to  the 
White  House,  that  Mr.  Ballantine  was  replaced  ? 

Mr.  Lattimore.  I  don't  recall  the  calendar  of  events  in  that  con- 
nection. Senator. 

Senator  Ferguson.  Do  you  not  know,  as  a  matter  of  fact,  that  after 
you  went  to  the  White  House,  that  in  a  short  time  ]Mr.  Dooman  was 
replaced,  Eugene  Dooman  ? 

Mr.  Lattimore.  I  recall  that  there  was  a  change  at  that  time.  I 
believe  that  these  were  senior  personnel  who  were  reaching  normal 
retirement  age  in  any  case. 

Senator  Ferguson.  And  do  you  not  know  that  afte'r  you  went  there, 
that  your  friend  that  you  placed  so  highly  in  your  statement  here  to 
this  committee,  Mr.  John  Carter  Vincent,  was  promoted  and  took  over 
the  work  of  the  Far  East  ? 

Mr.  Lattimore.  I  remember  that  Mr.  Vincent,  after  his  return  from 
China,  was  promoted  in  the  State  Department,  which  at  that  time  I 
would  certainly  have  regarded  as  an  excellent  promotion ;  yes. 

Senator  Ferguson.  And  do  you  not  know  that  it  took  place  after  you 
had  been  at  the  "\Miite  House  ? 

Mr.  Lattimore.  Until  I  looked  up  these  memoranda.  Senator,  I 
wouldn't  have  recalled  which  came  first. 

Senator  Ferguson.  But  is  it  not  a  fact  that  it  did  take  place,  that  the 
three  replacements  happened  after  you  were  there,  that  the  promotion 
of  Mr.  Vincent  and  the  others  took  place  after  you  were  there? 

Mr.  Lattimore.  Senator,  you  seem  to  be  trying  to  impute  to  me 
power  that 


3378  INSTITUTE    OF    PACIFIC    RELATIONS 

The  Chairman.  Cannot  you  answer  "Yes"  or  "No"  ? 

Please  answer  it.    Do  not  argue  with  the  Senator. 

Mr.  Lattimore.  Senator,  you  are  now  saying  that  these  promotions 
took  place  subsequently. 

Senator  Ferguson.  Well,  the  record  shows  it. 

Mr.  Lattimore.  So  you  say.    I  haven't  looked  up  the  record. 

Senator  Ferguson.  That  being  a  fact,  how  can  you  tell  the  world 
tliat  you  did  not  have  any  influence  on  the  policy  ? 

Mr.  Lat^'imore.  I  don't  think  I  had  the  slightest  influence  on  the 
policy.  Senator. 

Senator  Ferguson.  Do  you  know  what  the  Marshall  mission  was  to 
China '^ 

Mr.  Lattimore.  I  know  that  General  Marshall  went  out  to  China ; 
yes. 

Senator  Ferguson.  Did  you  know  what  was  in  his  instructions? 

The  Chairman.  The  question  is  Did  you  know  what  was  in  his 
instructions  ? 

Mr.  Lattimore.  I  didn't  know  at  the  time,  no.  I  know  very  roughly 
now. 

Senator  Ferguson.  Mr.  Lattimore,  do  you  want  to  tell  this  com- 
mittee, this  Senate,  that  you,  as  a  private  citizen,  after  having  this 
dispute  with  the  Reader's  Digest  in  the  writing  of  the  memorandum 
for  Lamont  and  the  writing  of  the  letter  to  the  President  and  the 
urging  to  the  President,  that  you  had  to  see  him,  in  fact,  before  he 
went  to  Potsdam ;  that  after  you  had  been  there,  you  failed  or  neglected 
to  look  into  the  State  Department  or  its  policies  after  that  date  and 
you  cannot  tell  us  what  happened  ?  Is  that  what  you  want  to  leave 
with  this  committee? 

Mr.  Lattimore.  No,  Senator.  What  I  want  to  leave  with  this  com- 
mittee is  that  this  extremely  brief  interview  with  the  President  had 
no  consequences  whatever,  as  far  as  I  ever  knew. 

Nobody  in  the  White  House  or  in  the  State  Department  called  me 
back  to  consult  me  on  any  steps  that  were  about  to  be  taken. 

Senator  Ferguson.  That  doesn't  answer  my  question,  Mr.  Latti- 
more. 

Mr.  Latitmore.  Well,  I  don't  believe  that  this  very  brief  interview 
of  mine  with  the  President  had  any  consequence  at  all. 

Senator  Ferguson.  We  are  having  gi-eat  difficulty  in  getting  from 
you  this  morning  what  policy  you  wanted  changed.  What  1  want  to 
know  is  why  you  tell  this  committee  in  your  statement  that  what 
you  wanted  done  and  what  you  presented  to  the  President,  had  not  the 
slightest — and  you  use  the  word  "slightest" — etfect  on  American  policy, 
and  you  never  followed  it  up  to  know  what  the  Marshall  mission  to 
China  w^as. 

Mr.  Lattimore.  Senator,  I  don't  believe  that  my  interview  with 
the  President  or  uiy  letter  to  him  or  the  meuioranda  that  I  left  with 
him  had  the  slightest  effect. 

Senator  Ferguson.  How  can  you  tell  us  whether  it  had  the  slightest? 
Mr.  Lattimore.  I  am  not  telling  you  whether  it  had  the  slightest. 
Senator  Ferguson.  Yon  did  in  your  statement.    You  told  the  whole 
world  that  it  had  the  slightest  effect,  on  the  top  of  page  34. 
Mr.  Lattimore.  I  don't  believe  it  had  the  slightest  effect. 
Senator  Ferguson.  Read  your  statement  of  what  you  told  us. 


INSTITUTE    OF   PACIFIC    RELATIONS  3379 

Mr.  La'itimore.  "Neitlier  my  letter  nor  my  visit  had  the  slightest 
effect  on  American  policy." 

I  believe  that  is  a  true  statement. 

Senator  Fercuson.  Is  not  there  in  issue  today  before  tliis  com- 
mittee the  (|uestion  as  to  \vhether  or  not  you  had  any  influence  on  our 
American  foreign  policy? 

Mr.  Lattimork.  If  you  choose  to  put  it  that  ^vay,  Senator. 

Senator  Ferguson.  Is  it  not  in  issue  as  to  whether  or  not  the  In- 
stitute of  Pacific  Relations,  of  which  you  were  a  trustee  at  this  time, 
had  any  influence  on  the  foreign  policy  of  America? 

Mr.  Lattimore.  Senator,  I  think  that  my  brief  contact  with  the 
President  on  this  occasion  had  no  effect  whatever  on  American  policy, 
and  it  certainly  had  no  connection  with  the  Institute  of  Pacfic  Rela- 
tions. 

The  CiiAiRMAx.  Again,  that  is  not  an  answer  to  the  question. 

Read  the  question,  Mr.  Reporter. 

(The  pending  question,  as  heretofore  recorded,  was  read  by  the 
reporter,  as  follows:) 

Senator  Ferguson.  Is  not  there  in  issue  today  before  this  committee  the  ques- 
tion as  to  whether  or  not  you  had  any  influence  on  our  American  foreign  policy? 

Mr.  Lattimore.  That  is  your  statement  of  the  issue.  Senator. 

Senator  Ferguson.  Mr.  Lattimore,  I  am  not  willing  to  allow  you 
to  draw  the  conclusion,  and  have  it  become  final,  as  to  whether  or 
not  you  had  the  slightest  influence  on  American  policy. 

That  is  why  I  am  asking  these  questions. 

And  I  am  sorry  it  is  taking  so  long. 

Mr.  Lattimore.  Senator.  I  am  sorry.  I  can  say  that,  to  the  best  of 
my  knowlege  and  belief 

The  Chairman.  Just  a  moment. 

Senator  Ferguson.  That  is  the  reason  why  it  is  taking  so  long  here. 
You  gave  us  many  conclusions.  We  discovered  many  of  them  were 
based  purely  upon  hearsay  and  that  you  asked  this  connnittee  to  draw 
those  conclusions  with  you. 

I,  for  one,  as  a  Senator,  am  not  willing  to  take  your  conclusions 
when  I  think  there  are  outstanding  facts,  and  I  want  to  question  you 
about  those  facts. 

]\Ir.  Lattimore.  Go  ahead  and  question.  Senator. 

Senator  Fergison.  Let  us  take  the  memorandum  that  you  left  with 
the  President.  You  say  that  you  did  not  go  there  for  the  purpose  of 
influencing  him. 

I  would  like  now  for  you  to  answer  why  you  went. 

Mr.  Lattimore.  Did  I  say  that  I  did  not  go  there  for  the  purpose 
of  influencing  him  ? 

Senator  Ferguson.  That  is  the  inference  you  leave. 

Mr.  Lattimore.  No,  sir. 

The  Chairman.  Did  you  go  there  for  the  purpose  of  influencing 
the  President  ? 

Senator  Ferguson.  Did  you  go  there  for  that  purpose  ? 

The  Chairman.  Answer  that  "Yes"  or  "No,"  now,  and  then  make 
an  explanation. 

Did  you  go  there  for  the  purpose  of  influencing  the  President? 

Mr.  Lattimore.  Yes ;  of  course,  I  did. 


3380  INSTITUTE    OF    PACIFIC    RELATIONS 

Senator  Ferguson.  Did  you  write  the  Lamont  letter  with  the  in- 
tent that  you  were  going  to  try  to  influence  the  State  Department, 
the  President,  and  the  public  ? 
Mr.  Lattimore.  No,  sir. 
Senator  Ferguson.  What  was  its  purpose? 

Mr.  LAT'riMORE.  I  acceded  to  Mr.  Carter's  request  to  draft  some 
material  for  a  letter  by  Mr.  Lamont  for  the  specific  and  limited  pur- 
pose of  correcting  gross  distortions  of  my  views  which  had  appeared 
in  the  Eeader's  Digest. 

Senator  Ferguson.  Will  you  say  that  the  Reader's  Digest  raised  the 
question  about  your  advocating  the  sending  of  lend-lease,  or  any  other 
materiel,  to  the  Chinese  Communists  as  a  government?  Was  that 
raised  in  the  Reader's  Digest  issue? 

Mr.  Lat'I'imore.  I  have  not  recently  read  the  Reader's  Digest,  and 
I  can't  answ^er  for  their  editorial  intentions.  I  can  only  speak  to  the 
point  that  I  considered  that  what  they  published  was  grossly  unfair 
to  me. 

Senator  Ferguson.  Did  they  publish  anything  that  was  grossly 
unfair  to  you  about  your  advocating  the  sending  of  lend-lease  or  any 
other  materiel  to  the  Chinese  Communists  ? 

Mr.  Lattimore.  I  don't  believe  that  they  said  that  I  advocated  that. 

Did  they? 

Senator  Ferguson.  No  ;  I  do  not  think  so.  I  wondered  wh}^  put  it  in 
the  Lamont  letter. 

Mr.  Lattimore.  Because  the  Reader's  Digest  had  misrepresented 
my  views,  and  I  wanted  to  make  a  statement  of  what  my  views  ac- 
tually were. 

Senator  Ferguson.  How  would  your  views  in  the  letter  that  you 
gave  to  Lamont,  to  be  under  his  signature,  how  would  they  get  to  the 
]:)ublic  as  your  views  ?  You  do  not  say  in  the  Lamont  letter  than  "Owen 
Lattimore  advocates  this."  You  wanted  Thomas  Lamont  to  advo- 
cate it. 

Mr.  Lattimore.  May  I  take  a  moment  to  look  at  this  Lamont  draft? 

Senator  Ferguson.  Yes ;  I  wish  you  would. 

The  Chairman.  What  is  it  that  you  want  to  look  at  now,  Mr.  Latti- 
more ? 

Mr.  Lattimore.  I  would 

Senator  Ferguson.  He  wants  to  look  whether  he  advocated  Thomas 
Lamont  to  advocate  that  he  had  advocated. 

Mr.  Lattimore.  Carter  had  asked  me  to  provide  him  with  some 
material.    My  reference  to 

The  Chairman.  What  are  you  reading  from  now? 

Mr.  Lattimore.  From  this  draft  that  I  sent  to  i\Ir.  Carter. 

The  Chairman.  To  Mr.  Carter  ? 

Mr.  Lattimore.  To  Mr.  Carter ;  yes.    I  didn't  send  it  to  Mr.  Lamont. 

Senator  Ferguson.  He  had  a  man  take  it  to  Lamont. 

Mr.  Lattimore  (reading)  : 

To  bolster  the  case,  the  article  casts  doubts  on  the  anthnritativeness  of  several 
of  those  Americans  *  *  *  inchulins  Owen  Lattimore.  Harrison  Forman, 
and  Edsar  Snow.  The  publication  of  such  an  article  invites  a  review  of  both 
American  and  Soviet  policy  in  China. 

The  Chairman.  What  is  the  question,  Senator?  Do  you  want  the 
question  read? 

Senator  Ferguson.  Is  that  the  answer  ? 


INSTITUTE    OF   PACIFIC    RELATIONS  3381 

Mr.  LA'rriMORE.  That  is  the  answer. 

Senator  Fergusox.  Did  tlie  Dio:est  article  raise  the  question  of  your 
advocating  the  furnishing  of  tliis  material  to  Communist  China? 

Mr.  Lattimore.  The  Digest  article,  as  you  will  see  from  that  extract 
that  I  recently  read  into  the  record,  describes  me  as  advocating  that 
the  American  Government — I  think  the  words  were — cheerfully 
accept  things  which  I  did  not  advocate  the  American  Government 
cheerfully  accepting. 

The  Chairmax.  That  does  not  answer  the  question  of  the  Senator. 
I  want  tliat  question  read  to  the  witness  again. 

And  I  ask  you,  Mr.  Lattimore,  to  answer  it,  if  you  please,  if  you  care 
to  answer  it.     If  you  do  not,  you  may  say  so.. 

Read  the  question  of  the  Senator  from  Michigan. 

(The  pending  question,  as  heretofore  recorded,  was  read  by  the  re- 
porter, as  follows :) 

Senator  Ferguson.  How  would  your  views  in  tlie  letter  that  you  gave  to  La- 
niont,  to  be  under  his  signature,  how  would  they  get  to  the  public  as  your  views? 
You  do  not  say  in  the  Laniont  letter  that  "Owen  Lattimore  advocates  this.'' 
You  wanted  Thomas  Lamont  to  advocate  it. 

Mr.  Arnold.  Mr.  Chairman.  I  submit  that  is  responsive. 
The  Chairman.  The  Chair  does  not  think  so. 
Mr.  Arnold.  Well,  then,  try  and  answer  it. 
Mr.  Lattimore.  Will  you  read  it  again? 

(The  pending  question,  as  heretofore  recorded,  was  again  read  by 
the  reporter,  as  follows:) 

How  would  your  views  in  the  letter  that  you  gave  to  Lamont,  to  be  under  his 
signature,  how  would  they  get  to  the  public  as  your  views? 

The  Chairman.  That  is  the  gist  of  the  question. 

Mr.  Arnold.  I  would  like  to  have  read  the  balance  of  the  question. 

The  Chairman.  Read  the  whole  thing, 

Mr.  Arnold.  I  do  not  want  to  say  much  here. 

Would  you  read  the  answer  back?  Because,  with  all  due  respect, 
I  believe — — 

Mr.  Lattimore.  Would  you  read  my  previous  answer  back. 

Tlie  Chairman.  Read  that  entire  portion  of  the  record. 

(The  portions  of  the  record  referred  to,  as  heretofore  transcribed, 
were  read  by  the  reporter  as  follows  :) 

Senator  Ferguson.  How  woiild  your  views  in  the  letter  that  you  gave  to  La- 
mont, to  be  under  his  signature,  how  would  they  get  to  the  public  as  your  views? 
You  do  not  say  in  the  Lamont  letter  that  "Owen  Lattimore  advocates  this."  You 
wiinted  Thomas  Lamont  to  advocate  it. 

Mr.  Lattimore.  ]\Iay  I  take  a  moment  to  look  at  this  Lamont  draft? 

Senator  Ferguson.  Y'^es,  I  wish  .vou  would. 

The  Chairman.  What  is  it  that  you  want  to  look  at  now,  Mr.  Lattimore? 

Mr.  Lattimore.  I  would 

Senator  Ferguson.  He  wants  to  look  whether  he  advocated  Thomas  Lamont 
1o  advocate  that  he  had  advocated. 

Mr.  Lattimore.  Carter  had  asked  me  to  provide  him  with  some  material.  My 
reference  to 

The  Chairman.  What  are  you  reading  from  now? 

Mr.  Lattimore.  From  this  draft  that  I  sent  to  Mr.  Carter. 

The  Chairman.  To  Mr.  Carter? 

Mr.  Lattimore.  To  Mr.  Carter,  yes.     I  didn't  send  it  to  Mr.  Lamont. 

Senator  Ferguson.  He  had  a  man  take  it  to  Lamont. 

Mr.  Lattimore.  "To  bolster  the  case,  the  article  casts  doubts  on  the  authorita- 
tiveness  of  several  of  these  Americans     *     *     *     including  Owen  Lattimore, 


3382  INSTITUTE    OF    PACIFIC    RELATIONS 

Harrison  Forman.  and  Edgar  Snow.  The  publication  of  such  an  article  invites 
a  review  of  both  American  and  Soviet  Policy  in  China." 

The  Chairman.  What  is  the  question,  Senator?  Do  you  want  the  question 
read? 

Senator  Ferguson.  Is  that  the  answer? 

Mr.  Lattimore.  That  is  the  answer. 

Senator  Ferguson.  I  will  put  another  question  to  you  along  the 
same  line. 

You  were  asking  Mr.  Lamont  to  raise  an  issue  in  the  letter  to  the 
New  York  Times  that  was  not  raised,  you  say,  in  the  Digest  article, 
and  tliat  issue  was  America's  policy  being  changed  to  send  annnuni- 
tion,  lend-lease,  and  military  aid  of  any  description  to  the  Commun- 
ist government  in  China. 

Now  I  ask  you,  in  your  raising  that  new  issue,  as  to  whether  or  not 
you  were  asking  Mr.  Lamont  to  raise  it,  not  in  your  name,  but  in  his 
name;  that  that  was  his  opinion,  that  it  should  be  done  so  as  to  influ- 
ence the  President  of  the  United  States,  the  State  Department  offi- 
cials, and  tlie  American  public? 

Mr.  Lattimore.  No,  sir.  I  think  that  is  a  complete  mis- 
construction. 

Senator  Ferguson.  Why  were  you  advocating  it,  then,  in  the 
Lamont  letter? 

Mr.  LAi^riMORE.  In  the  first  place,  I  was  not  advocating  a  change  in 
American  policy;  I  was  advocating  a  continuity  of  American  policy 
of  supporting  united  Chinese  resistance  as  a  whole  to  the  Japanese. 

Mr.  Carter  had  suggested  that  I  write  a  letter  myself  to  the  New 
York  Times.  I  didn't  want  to  do  it  because  I  was  disgusted  with  the 
wliole  subject. 

The  Chairman.  That  has  been  gone  over  now.  I  do  not  see  why 
we  should  go  over  it  again. 

Senator  Ferguson.  I  realize,  Mr.  Lattimore,  that  Mr.  Carter 
twisted  your  aim  and  finally  compelled  you  to  write  the  memorandum 
to  Lamont. 

Mr.  Lattimore.  No,  sir. 

Senator  Ferguson.  But  let  us  get  back  about  this  policy. 

You  say  that  you  did  not  advocate  the  change.  Then  1  ask  you  why 
you  say  there  in  your  letter  that  there  now  appears  to  be  a  funda- 
mental change,  and  in  the  last  paragraph  you  say : 

Witli  the  utmost  earnestness,  I  venture  to  urge  you  to  have  America's  i>olicy 
toward  China  impartially  reviewed  by  advisers  who  are  not  associated  with 
either  the  formulation  or  the  implementation  of  that  policy  as  recently  practiced. 

That  indicates  clearly  that  tliere  was  a  change  in  the  policy. 

Senator  SMrrH.  Is  that  the  letter  to  tlie  President,  Senator?  You 
did  not  say  what  letter  it  is. 

Senator  Ferguson.  The  letter  to  the  President  dated  June  10,  1945. 

Now,  do  you  say  there  never  was  a  change  ? 

Mr.  Lattimore.  No,  sir;  I  did  not  say  there  never  was  a  change.  I 
said  I  did  not  advocate  a  change,  that  I  advocated  the  maintenance  of 
the  continuity  of  American  policy. 

Senator  Ferguson.  But  you  indicated  in  the  letter  that  America  had 
changed  its  policy,  and  you  wanted  them  to  go  back  to  the  old  policy; 
is  that  right? 

Mr.  Lattimore.  No,  sir.    I  think  that  is  not  quite  correctly  stated. 


INSTITUTE    OF    PACIFIC    RELATIONS  3383 

I  indicated  in  my  letter  to  the  President  that  a  change  was  coming 
about  in  America  policy. 

I  thought  that  such  a  change,  if  it  finally  took  place,  would  raise 
very  serious  questions,  and  I  advocated  an  impartial  review  of  the 
whole  subject.    I  was  not  myself  advocating  a  change. 

Senator  Ferguson.  What  you  claim  now  you  AVere  trying  to  do  was 
to  prevent  a  change. 

Mr.  Lattimore.  No,  sir.  I  was  saying  that  before  any  change  was 
made  there  should  be  an  impartial  review  of  policy. 

Senator  Ferguson.  Did  we  not  have  a  policy  not  to  furnish  aid  to 
the  Communists  as  such? 

Mr.  Lattimore.  No,  sir.  I  don't  believe  our  policy  was  formulated 
in  those  terms. 

Senator  Ferguson.  What  was  it? 

Mr.  Lattimore.  Our  policy  was  formulated  in  terms  of  aid  to  the 
nation  of  China  and  in  terms  of  not  encouraging  any  form  of  split  or 
civil  war  in  China  while  the  really  very  desperate  war  for  survival 
against  Japan  was  going  on. 

Senator  Ferguson.  Now  let  us  get  to  the  letter  or  memorandum  that 
you  left  with  the  President.  Is  this  the  only  memorandum  that  you 
left  with  the  President? 

Mr.  Lattimore.  That  is  the  only  one. 

Senator  Ferguson.  Do  you  know  whether  or  not  this  memorandum 
was  ever  sent  to  the  State  Department? 

Mr.  Lattimore.  No,  sir;  I  have  no  knowledge  whatever. 

Senator  Ferguson.  Did  you  know  as  to  whether  or  not  Mr.  Vincent, 
who  was  promoted  to  take  over  the  far-eastern  work  of  the  State  De- 
partment, ever  saw  your  memorandum  ? 

•Mr.  Lattimore.  I  doubt  it  very  nnich,  indeed,  but  I  have  no  personal 
knowledge. 

Senator  Ferguson.  Did  you  ever  talk  to  him  about  it  ? 

Mr.  Lat'itmore.  I  don't  believe  I  did. 

Senator  Ferguson.  Let  us  examine  it. 

Senator  Watkins.  I  would  like  to  know :  Is  the  witness  undecided 
on  that?     He  said.     "I  don't  believe  I  did." 

You  would  know,  would  you  not,  whether  you  did  or  did  not  talk 
on  a  matter  as  important  as  this  ? 

The  Chairman.  We  will  get  that  answer. 

Senator  Watkins.  I  am  a  little  disturbed  on  the  witness  having  a 
keen  memory  on  so  many  things  and  how  his  answer  is  "I  don't  be- 
lieve I  did.'' 

The  Chairman.  I  am  trying  to  get  him  to  answer  "Yes"  or  "No"  for 
4  days,  and  I  still  get  that  answer. 

Mr.  Watkins.  I  would  like  to  know  if  he  answers  "Yes"  or  "No'' 
on  that. 

The  Chairman.  I  did  not  know. 

Mr.  Lattimore.  Senator,  I  can't  answer  "Yes"  on  that. 

Senator  Watkins.  Can  you  answer  "No"? 

Mr.  Lattimore.  No,  I  can't  answer  "No"  on  that,  either. 

This  was  a  period  of  acute  and  active  discussion  all  over  America  at 
that  time  on  questions  of  foreign  policy.  I  would  certainly  talk  to 
anybody  whom  I  met  in  those  days  about  my  duties. 

Senator  Watkins.  Were  you  meeting  ]Mr.  Vincent? 

Mr.  Lattimore.  I  met  him  occasionally. 


3384  INSTITUTE    OF    PACIFIC    RELATIONS 

Senator  Watkins.  Did  you  talk  with  him  about  our  foreign  policy 
durino;  that  period  of  time? 

Mr.  Lattimore.  No. 

Senator  Watkins.  How  can  you  remember  that,  if  you  cannot  re- 
member the  other  ? 

Mr.  Lattimore.  Because  I  remember  that  Mr.  Vincent,  like  all  the 
State  Department  people  I  know,  was  an  extremely  correct  member 
of  the  Foreign  Service,  who  would  talk  with  people  outside  the  Gov- 
ernment only  in  extremely  restricted  terms  of  getting  information 
from  them,  but  not  giving  information  to  them. 

Senator  Watkins.  You  do  admit,  however,  during  that  period  of 
time,  or  about  that  time,  that  you  did  have  conversations  with  him  ? 

Mr.  Latitmore.  Yes,  I  had  conversations  with  him  in  that  general 
period,  and  in  those  conversations  I  would  certainly  express  my  views, 
as  I  have  always  expressed  my  views — completely  openly,  whether 
po])ular  or  not. 

But  what  I  can't  guarantee,  and  what  I  think  extremely  unlikely, 
is  that  I  ever  talked  to  anybody  in  terms  of  a  complete  repetition  of 
the  memorandum  that  I  left  with  the  President. 

The  natural  course  of  events  would  be  that  I  would  talk  about  what- 
ever topic  seemed  to  me  to  be  of  iiiterest,  wdiich  would  naturally  over- 
lap with  the  subject  matter  of  memoranda  like  this. 

But  I  can't  say  that  I  ever  discussed  with  anybody  these  matters  in 
precisely  the  terms  or  the  words  that  I  presented  them  to  the  President. 

Senator  Watkins.  Did  you  have  conversation  with  him  prior  to 
presenting  the  memorandum  to  the  President? 

Mr.  Lattimore.  I  certainly  had  conversations  prior,  in  time,  to  this 
memorandum. 

Senator  Watkins.  Is  it  not,  as  a  matter  of  fact,  very  likely  that  if 
you  met  him  at  all,  this  subject  was  on  your  mind  ?  You  felt  it  was 
so  important  that  you  wanted  to  take  it  to  the  President,  that  you 
would  discuss  it  with  your  friends  in  the  State  Department,  a  man 
that  you  knew? 

JVfr.  Lattimore.  In  terms  of  going  to  see  the  President,  no. 

Senator  Watkins.  Before  you  went  to  the  President,  would  you 
not  discu!-s  it  with  them  first,  before  you  finally  went  to  him  ? 

Mr.  Lattimore.  In  terms  of  my  interest  in  the  subject 

The  Chairman,  He  did  not  ask  you  about  t^rms  of  anything. 

Mr.  Lattimore.  I  thought  he  did. 

Senator  Watkins.  I  did  not  ask  about  terms.  Did  you  discuss  it 
with  them  ? 

Mr.  Lattimore.  I  talked  of  this  whole  tojiic  of  policy  in  China  and 
controversy  beginning  to  rise  over  policy  in  China  with  all  and  sundry. 

Senator  Watkins.  You  were  very  nuich  alarmed  about  it,  as  a 
matter  of  fact ;  were  you  not? 

Mr.  Latitmore.  I  wouldn't  say,  perha])s,  very  much  alarmed.  I 
don't  want  to  quibble.    I  would  say  very  much  concerned. 

Senator  Watkins.  You  thought  it  of  enough  importance  to  take 
it  to  the  President ;  did  you  not  ? 

Mr.  Lattimore.  Certainly  I  was  very  much  concerned. 

Senator  Watkins.  You  "would  not 'take  it  to  the  President  unless 
you  were  somewhat  alarmed  at  the  drift  that  American  policy  was 
taking  at  that  time :  would  you  ? 


INSTITUTE    OF    PACIFIC    RELATIONS  3385 

Mr.  Lattimcre.  I  will  accept  your  word,  Senator.  My  own  word 
ATonld  have  been  "concerned."' 

Senator  Watkins.  "What  I  want  to  find  out  is  the  basis  for  yonr 
statement  that  you  do  not  believe  you  discussed  it  with  him  when  you 
said  you  were  discussing  it  with  all  and  sundry. 

Mr.  Lattimore.  No,  no.  That  I  discussed  the  actual  memorandum 
with  him. 

Senator  Watkins.  You  could  not  discuss  that  because  it  had  not 
been  prepared  beforehand.  I  am  talking  about  your  conversations 
immediately  prior  to  your  going  to  the  President. 

Mv.  Lattijiore.  No. 

Undoubtedly,  my  conversations  with  all  and  sundry  touched  on  this 
general  field. 

Senator  Watkins.  And  if  you  talked  to  Mr.  Vincent  you  probably 
talked  to  him  about  it? 

Mr.  Laitimore.  And  I  probably  mentioned  what  I  thought  about 
it,  yes. 

Senator  "Watkins.  But  you  say  you  do  not  believe  you  did  not. 
You  said  awhile  ago  you  did  not  believe  you  did  not. 

Mr.  Lattimore.  No,  sir. 

I  want  to  make  it  quite  clear,  and  not  to  get  confused  by  the  ques- 
tioning, that  I  am  trying  to  distinguish  between  talking  with  State 
Department  people  and  other  people  about  the  general  topic  of  in- 
terest— which,  of  course,  I  would  do  at  that  time — but  that  I  do  not 
believe  that  I  discussed  with  anybody  a  project  for  leaving  a  memo- 
randum with  the  President,  or  the  words  in  which  I  should  draw  up 
that  memorandum. 

The  Chairman.  State  Department  people  do  not  come  into  the  term 
"all  and  sundry." 

Senator  "Watkins.  I  thought  they  were  Americans  and  they  would 
come  in  with  the  rest  of  them. 

Mr.  Arnold.  Do  you  think  they  come  in  with  "sundry"  ? 

Mr.  Lattimore.  Not  all.  but  ])erhaps  sundry. 

Senator  Watkins.  As  I  recall.  Mr.  Lattimore,  you  have  at  great 
length  pointed  out  how  close  a  friend  Mr.  Vincent  was  and  other 
people  in  the  State  Department,  particularly  three  of  them  that  you 
felt  so  keenlv  about  here  a  few  days  ago,  and  it  seems  to  me  that  if 
vou  knew  them  that  well,  it  would  only  be  a  natural  thing  that  you 
would  discuss  with  them,  if  they  were  available  at  all,  this  thing  you 
had  in  mind,  this  thing  you  felt  was  really  dangerous  to  the  country 
and  it  would  be  to  the  best  intrests  of  the  country  if  you  had  a  change 
in  that  policy. 

That  is  what  I  wanted  to  know:  If  you  did  not  discuss  with  them, 
prior  to  going  to  the  President,  the  very  project  you  had  in  going 
there  and  leaving  that  memo  with  him. 

Mr.  Lattimore.  No  :  I  did  not  discuss  that  very  project. 

And  I  Avant  again.  Senator  Watkins,  if  I  may.  to  make  very  clear 
my  admiration  of  the  training  and  disci]:)line  which  enables  State 
Department  men.  when  talking  with  members  of  the  general  public, 
always  to  restrict  their  contribution  to  the  conversation  to  such  mat- 
ter as  are  generallv  known  in  the  press,  so  that  they  don't  reveal  the 
inside  workings  of  the  State  Department  while,  at  the  same  time, 
as  good  State  Department  men  should,  they  acquire  a  knowledge  of 

88348— 52— pt.  10 8 


3386  INSTITUTE    OF    PACIFIC    RELATIONS 

both  the  factual  kiiowle(l<i:;e  and  the  opinions  of  others.  That  is  ex- 
actly the  way  the  certain  State  Dejiartnient 

Senator  Watkins.  If  yon  did  talk  with  them,  yon  did  not  get  any 
sympathy  from  them,  any  support  or  encouragement;  did  you? 

Mr.  Lattimore.  I  never  got  from  them  any  inside  dope. 

Senator  "Waticins.  But  shortly  after  yon  had  been  there,  at  least 
one  of  those  men  was  ap]winted  to  a  very  important  position:  Mr. 
Vincents 

Mr.  Lattimoke.  AVhich  1  think,  Senator,  was  clearly  in  the  cards 
at  the  time,  in  terms  of  his  special  knowledge,  seniority,  regular 
process  of  people  going  up. 

Senator  Watkins.  You  say  it  was  in  the  cards.  Did  you  not  have 
in  inind  when  yon  went  to  the  President 

Mr.  Lai-toiore.  No,  sir. 

Senator  Watkins.  To  get  such  a  change? 

Mr.  Lattimore.  In  my  memorandum  to  the  President.  I  pointed 
out 

The  (^HAiRMAN.  The  (juestion  is,  Did  you  not  have  that  in  mind? 

Mr.  Lattimore.  I  wanted  to  show  what  T  did  have  in  mind,  Senator. 

Senator  Ferguson.  Mr.  Chairman,  could  I  interrupt  just  a  moment? 

The  Chairman.  Yes. 

Senator  Ferguson.  These  letters  and  memorandum  were  made  part 
of  the  record  and  not  actually  received  in  evidence. 

I  do  not  know  wdiether  or  not  they  have  been  distributed.  I  now 
move  that  they  become  officially  part  of  the  record. 

We  have  been  reading  from  them,  and  I  move  they  be  distributed 
because  I  know  it  is  difficult  for  the  press  to  follow  this.  It  is  the 
only  medium  we  have  for  the  public  to  know  what  is  going  on. 

The  Chairman.  I  will  have  to  have  them  designated. 

Senator  Ferguson.  I  will  designate  them  as  follows: 

They  refer  to  his  testimony,  pages  33  and  34. 

The  first  is  the  letter  dated  June  10,  1945,  from  Owen  Lattimore  to 
the  President,  and  was  marked  "Exhibit  No.  473." 

The  second  is  a  copy  of  a  letter  from  the  White  House,  tlie  Presi- 
dent, on  June  14,  1945,  to  Mr.  Lattimore. 

The  third  is  a  Western  Union  wire  from  Matthew  A.  Connelly, 
Secretary  to  the  President,  to  Mr.  Owen  Lattimore. 

Next  is  a  copv  of  a  letter  from  Owen  Lattimore  to  the  Presi- 
dent, dated  June  20,  1945. 

Next  is  the  memorandum  for  the  President,  which  was  left  with 
the  President  in  two  parts,  but  is  now  as  one  in  this  memorandum; 
interview  of  the  3d  day  of  July  1945. 

Last  is  a  letter  dated  June  20,  1945,  from  Owen  Lattimore  to 
Matthew  Connelly. 

That  is  where  I  cited  the  OWI  address. 

The  Chairman.  Do  you  ask  that  they  be  inserted  in  the  record? 

Senator  Ferguson.  Yes,  made  part  of  the  record. 

The  Chairman.  Very  well;  they  will  be  inserted  in  the  record. 

Mr.  SouRw^NE.  I  might  say,  Mr.  Chairman,  that  these  were  offered 
for  the  record  several  days  ago,  subject  to  the  Chair's  determination. 

The  (Chairman.  That  is  correct.  At  that  time  they  had  not  been 
referred  to  in  the  record. 


INSTITUTE    OF   PACIFIC    RELATIONS  3387 

(The  documents  referred  to  were  marked  "Exhibits  Nos.  530-A, 
530-B,  530-C,  530-D,  530-E,"  and  are  as  follows:) 

Exhibit  No.  530-A 

The  White  House, 
Washiiif/ton,  June  I4,  1945. 

Mr.  Owen  Lattimore, 

The  Johns  Hopkhis  Unircr.sity, 

Baltimore,  MJ. 
My  Dear  Mr.  Lattimore:  I  appreciate  very  imich  yours  of  .Imie  tenth. 
The  Chinese  situation  is  developing-  alrinht.     The  polic-y  has  been  definitely 
outlined   to   the  Chinese.      The  Russians   and   the   British   and   ourselves  have 
reached  an  agreeinent  which  I  think  is  in  the  best  interest  of  China. 

I  would  be  glad  to  discuss  it  with  you  sometime,  if  you  feel  inclined. 
Sincerely  yours, 

[s]   Harry  Truman. 

Exhip.it  No.  r.3(1-P. 

[  Telegram  ] 

WA21(il7— GOVT— Washington.  D.  C,  29  52  9P. 
Dr.  Owen  Lattimore, 

The  Johns  Hopkins  Universiti/,  Ball i more,  Md.: 
The  President  will  be  glad  to  see  you  11 :  30  a.  m.,  Tuesday,  July  3.     Please 
confirm.    Regards. 

Matthew  A.  Connexly. 
Secretary  to  the  President. 


Exhibit  No.  .".30-C 

June  20,  1945. 
Hon.  PIarry  S.  Truman, 

President  of  the  United  States, 

The  White  Hou^e,  Washington,  D.  C. 
Dear  Mr.  President:  I  most  sincerely  appreciate  your  letter  of  June  14,  and 
the  opp<n-tunity  you  offer  me  for  a  discussion  of  policy  in  China. 

If  the  views  which  I  earnestly  wish  to  place  before  you  for  your  consideration 
.should  be  of  any  value  to  you,  they  would  be  of  more  value  before  your  forth- 
coming meeting  with   Prime   Minister   Churchill  and   Marshal   Stalin. 

In  the  hope  of  causing  the  mininuim  inconvenience  in  taking  up  some  of  your 
heavily  burdened  time,  I  am  writing  to  your  secretary,  Mr.  Connelly,  asking 
if  it  will  be  po.ssible  to  arrange  an  appointment  soon  after  your  return  from 
San  Francisco. 


Yours  very  sincerely, 
OL :  ec. 


[s]   Owen  LATTiitoBE. 


Exhibit  Xo.  530-D 


Intei'view  of  July  3,  1945. 
;Memorani)u.\i   for  the  President 

Japan  Policy  as  Related  to  China  Policy 

Japan,  politically,  now  banks  everyting  on  the  hope  of  peace  terms  that  will 
make  possible  a  come-back  and  another  war.  The  only  possible  come-back  is  as 
leader  of  an  Asiatic  coalition  under  the  racial  battle  cry  of  '"down  with  the  white 
man."  Therefore,  unlike  Germany,  where  the  principal  Nazi  underground  will 
be  in  Germany,  the  Japanese  underground  nuist  be  largely  in  other  parts  of 
Asia.    China  is  the  key  to  this  problem. 

Like  Germany,  Japan  must  also  do  its  best  to  pit  the  Western  Allies  against 
Russia.     China  is  also  the  key  to  this  jiroblem. 


3388  INSTITUTE    OF    PACIFIC    RELATIONS 

Therefore,  in  China  the  Japanese  problem  is  not  Whether  they  are  going  to 
be  defeated,  but  How  to  manage  the  process  of  beinK  defeated  to  their  own  future 
advantage.  The  Japanese  have  already  begun  to  handle  this  problem  by  seeing 
to  it  that  their  defeat  contributes  to  both  the  political  and  the  territorial  disunity 
of  China.  Where  they  can  manage  to  retreat  in  favor  of  Chiang  Kai-shek  and 
not  in  favor  of  Communist  guerrillas,  they  do  so.  Where  there  are  no  Commu- 
nists, they  try  to  retreat  in  favor  of  provincial,  regional,  or  war-lord  troops, 
instead  of  Chiang  Kai-shek  troops,  so  as  to  contribute  to  territorial  disunity. 
They  hope  that,  if  China  can  be  led  into  both  ideological  civil  wars  of  landlords 
against  peasants  and  regional  civil  wars  of  provinces  against  the  Central  Gov- 
ernment, Japan  will  not  be  eclipsed  during  its  years  of  postwar  weakness. 

To  counteract  this  Japanese  policy,  the  American  policy  in  China  must  work 
steadily  for  peace,  unity,  and  modern  political  foi-ms. 

At  the  same  time  Japan  hopes  that  fear  of  Russia  will  induce  Britain  and 
America  to  be  "soft"  with  "antirevolutionary"  Japanese  big  business  and  to  wink 
at  the  fact  that  big  business  in  Japan  is  as  militarist  as  the  militarists. 

To  handle  American  policy  in  the  new  phase,  it  is  necessary  to  make  adjust- 
ments to  the  fact  that  China,  rather  than  Japan,  is  now  the  key  to  Far  Eastern 
policy  as  a  whole.  In  most  government  agencies  at  the  present  time  the  tendency 
is  to  find  Japan-trained  men  in  higher  policy-making  posts  than  China-trained 
men,  simply  because  Japan  used  to  be  a  more  important  Great  Power  than  China. 

CHINA  POLICY 

There  are  two  alternatives  in  China  : 

1.  Division  of  the  country  between  Chiang  Kai-shek  and  the  Communists  :  This 
would  mean,  for  Chiang,  a  permanent  policy  of  getting  American  support,  for 
which  he  would  give  anything  America  wants ;  and,  for  the  Communists,  a 
similar  policy  of  getting  Russian  support,  with  similar  results.  The  eventual 
consequences  would  almost  inevitably  be  war  between  America  and  Russia. 

2.  A  unified  China  :  To  unify  China,  there  must  be  a  settlement  between  Chiang 
and  the  Communists  and  simultaneously  an  agreement  between  America,  Russia, 
and  Britain  to  build  up  China  as  a  whole.  The  Comnuuiists  would  have  to  accept 
minority  standing  as  a  long-term  status ;  but  Chiang  would  have  to  give  them 
real  power  within  a  coalition  government,  propoi'tionate  to  their  real  strength, 
not  just  token  representation. 

In  other  words,  we  can  have  either  a  divided  China,  with  Chiang  having  dic- 
tatorial power  in  his  territory,  subject  to  acting  as  an  instrument  of  American 
policy ;  or  we  can  have  a  whole  China,  at  the  price  of  pretty  drastic  political 
change,  including  limitation  of  the  personal  power  of  Chiang. 

Unless  he  is  certain  of  American  policy,  Chiang  would  rather  have  imlimited 
power  in  a  small  China  than  limited  power  in  a  larger  China.  He  still  thinks 
that  America  is  on  the  fence,  but  will  be  stampeded  into  jumping  down  on  his 
side,  against  Russia,  if  he  hits  the  right  timing  in  a  civil  war  against  'the 
Bolshevik  menace."  Influential  advisers  tell  him  that  America  is  headed  for  a 
long-term  conservative  trend,  with  Republican  ascendance,  and  that  Henry  Luce, 
Walter  Judd,  etc.,  have  guessed  the  trend  correctly. 

The  basic  American  interest  is  represented  by  policy  No.  2.  It  can  be  success- 
fully worked.  Chiang  is  tenacious  but  has  shown  in  the  past  that  he  knows 
when  to  give  in  and  try  a  new  policy.  But  he  will  only  play  ball  if  America  and 
Russia,  with  Bi'itish  approval,  make  it  plain  that  they  are  going  to  be  joint 
umpires.  America  alone  cannot  either  coax  or  bluff  Chiang  into  a  settlement 
with  the  Communists  involving  real  concessions ;  but,  if  Washington  and  Moscow 
agree,  both  Chungking  and  Yenan  will  carry  out  the  agreement. 


Exhibit  No.  530-E 

June  20,  1945. 
Mr.  Matthew  Connelly, 

Secretary  to  the  President, 

The  White  House,  Washinrjton,  D.  C. 
Dear  Mk.  Connelly  :  On  June  14  the  President  wrote  to  me  that  he  would  be 
glad  to  discuss  with  me  some  questions  of  policy  in  China  which  I  had  ventured 
to  raise  in  a  letter  to  him  on  June  10. 

Since  I  am  most  anxious  that  the  views  which  I  represent  should  be  laid  before 
the  President  for  his  consideration  before  his  forthcoming  meeting  with  Prime 


INSTITUTE    OF   PACIFIC    RELATIONS  3389 

Minister  Churcliill  and  Marshal  Stalin,  I  hope  very  much  that  you  will  find  it 
possible  to  arrange  an  appointment  for  me  as  soon  as  possible  after  the  President's 
return  from  San  Francisco.    I  can  l)e  reached  through  the  following  points : 
Home  address  (postal)  Ruxton,  Md. 
Telephone  (home)  Towson  846. 

Telephone  (Johns  Hopkins  University,  Baltimore)  University  0100,  Ext.  72. 
Telephone  (OWI,  Wasliingtou)  Republic  7500,  Ext.  72228. 
Yours  very  sincerely, 

[s]     Owen  Lattimore. 
OL :  ec. 

Senator  Ferguson.  I  had  many  more  questions,  Mr.  Chairman,  but 
1  tliink  perhaps  Senator  Watkins  Avoukl  want  to  continue. 

Senator  WATiiiNs.  I  will  let  it  go  now. 

Senator  Fergusox.  I  would  like  to  recess.  I  have  no  questions  on 
the  document  itself. 

The  Chairman.  What  is  the  pleasure  of  the  committee  about  re- 
convening ( 

Senator  Ferguson.  Any  time  the  Chair  desires,  I  will  come  back. 

I  would  also  like  to  put  in  the  record,  for  your  information,  Mr. 
Lattimore,  the  fact  on  the  Clubb  case  that,  as  I  understand,  Mr.  Ache- 
son,  at  a  press  conference,  now  said  that  he  did  reverse  the  board  in 
the  Clubb  case  and  reinstated  Mr.  Clubb ;  that  his  finding  was  opposite 
to  the  board. 

That  is  for  your  information.  I  asked  you  about  it,  and  you  seemed 
to  know  nothing  about  it  the  other  day. 

I  will  put  that  press  release  in. 

The  Chairman.  We  will  recess  now  until  1 :  30. 

(Thereupon,  at  12  noon,  the  committee  recessed,  to  reconvene  at 
1 :  ?>0  p.  m.,  same  day.) 

after  recess 

The  Chairman.  The  committee  will  come  to  order. 

Mr.  Arnold.  Mr.  Chairman,  the  witness  had  a  quotation  from 
General  Chennault's  book  which  you  said  we  would  read  later. 

The  Chairman.  I  do  not  know  Avhether  it  is  a  quotation  or  not. 
There  is  an  excerpt  here  which  was  handed  to  me ;  and,  without  the 
opportunity  to  present  it  to  the  committee,  I  withheld  action  on  it. 
It  presents  certain  phases  that  I  should  think  would  be  for  the  con- 
sideration of  the  committee. 

Mr.  Arnold.  It  is  very  short,  Mr.  Chairman. 

The  Chairman.  It  is  short. 

Mr.  Arnold.  And  you  can  strike  it  if  you  think  so.  Could  it  be 
read  subject  to  being  stricken? 

The  Chairman.  No.  I  will  submit  it  to  the  committee  just  as  soon 
as  I  get  the  opportunity. 

Senator  Ferguson.  Mr.  Chairman,  might  I  proceed? 

The  Chairman.  This  presents  a  phase  of  quoting  an  excerpt,  pre- 
sumably quoting  an  excerpt,  from  a  publication  by  a  party  who  is 
not  present,  not  subject  to  cross-examination  or  to  inquiry.  But 
those  phases  will  be  presented  to  the  committee. 

Mr.  Arnold.  I  would  appreciate  it  because  many  such  quotations 
are  in  the  record. 

Senator  Ferguson.  May  I  proceed  ? 

The  Chairman.  You  may  proceed. 


3390  INSTITUTE    OF    PACIFIC    RELATIONS 

Senator  Fek(;usox.  Mr.  Lattiiiiore,  if  von  will  place  before  your- 
self the  letter  to  Times  by  Mr.  Laniont. 

Mr.  IMoRRis.  Designed  for  Mr.  Lamont. 

Senator  Fergusox.  Designed;  yes;  written  by  you  to  be  placed  in 
the  Times,  if  possible,  by  ]\Ir.  I^amont.  The  second  paragraph  is 
what  I  am  interested  in.    1  want  to  go  back  to  this  change. 

You  seem  to  know  in  these  letters  much  al)out  the  policy,  but  I 
do  not  find  it  in  the  ansAver  that  you  are  making  here.  Let  us  take 
one  of  these  quotes : 

On  the  other  hand,  there  is  causp  for  uneasiness  in  a  new  trend,  which  is 
now  developin.i;  toward  criticism  of  Hoviet  motives  and  Soviet  iiolicies  in  Asia. 
We  shaU  be  well  advised  to  consider  this  trend  now,  in  advance  of  President 
Trnnian's  first  Bii;-  Three  meeting  with  Mr.  Churchill  and  Marshal  Stalin. 

What  was  that  trend,  and  who  was  responsible  for  the  new  trend 
that  you  are  talking  about? 

ISIr.  Lattimore.  May  I  say  that  I  have  not  loo^ced  up  the  newspaper 
record  of  the  period.  I  assume  that  it  was  part  of  the  trend  toward 
feeling  that  Russia  was  not  a  country  we  could  cooperate  with,  wdiile 
there  was  also  at  the  same  time,  the  general  period  of  the  San  Fran- 
cisco conference,  a  very  strong  feeling  among  many  people  that  post- 
war cooperation  would  be  possible. 

I  thouglit  that  as  much  public  discussion  of  that  as  possible  w^ould 
contribute  to  a  well-informed  i)ublic  opinion. 

Senator  Fer<;uson.  And  it  was  ]iublic  opinion  you  were  trying  to 
sway?  V/hat  you  call  a  well-informed  public,  but  it  w-as  public 
opinion  that  you  wanted  to  sway  ? 

Mr.  Lattimore.  I  wanted  to  contribute  to  public  opinion. 

Senator  Ferguson.  Did  you  not  want  to  sway  it  any  way  ? 

Mr,  Lattimore.  I  wanted  to  advocate  my  own  opinions  and  to  have 
them  honestly  discussed  like  anybody  else's  opinions,  and  I  resented 
the  manner  in  Avhicli  my  opinions  had  been  misrepresented  in  the 
article  in  the  Reader's  Digest. 

Senator  Fercjuson.  You  claim  to  be  an  authority  on  China  aiul  the 
Far  East,  did  you  not? 

Mr.  Lattimore.  1  claim  to  be  a  person  who  has  studied  China  and 
the  Far  East  for  many  years.  I  do  not  and  have  never  claimed  to  be 
an  exclusive  authority. 

Senator  Ferguson.  I  did  not  ask  you  wdiether  it  was  an  exclusive 
authority.  That  would  be  another  question.  But  were  you  an 
authority? 

Mr.  Lattimore.  I  think  that  would  be  a  (juestion  for  somebody 
else's  judgment,  Senator. 

Senator  Ferguson.  Your  counsel  suggests  that  you  are  too  modest. 
I  could  only  suggest,  maybe,  that  you  are  not  truthful  enough  on  it, 
and  I  want  to  read  something  for  that. 

Mr.  Lattimore.  Senator,  may  I  say  that  I  resent  it? 

Senator  Ferguson.  You  may  resent  it,  but  let  me  ask  you  to  read 
now.  where  you  have  not  been  modest,  when  you  printed  it  under 
another  man's  name.    Read  the  last  paragraph. 

Mr.  Lattimore.  On  this  J^age? 

Senator  Ferguson.  Yes. 

Mr.  Lattimore  (reading)  : 

An  example  of  anticipatory  alarm  about  Russia  is  to  be  found  in  the  influen- 
tial magazine  Reader's  Digest,  under  the  title  "The  Fate  of  the  World  Is  at  Stake 


INSTITUTE    OF    PACIFIC    RELATIONS  3391 

in  China."  by  Max  Eastman  and  J.  B.  Powell.  In  this  article  it  is  suggested  that 
there  is  a  danger  that  American  policy  might  disastrously  "sell  out"  President 
Chiang  Kai-shek  to  tlie  Chinese  Communists,  and  "'bring  under  totalitarian  regi- 
mentation 4.")0,000,()00  people."  To  bolster  this  case,  the  article  casts  doubts  on 
the  authoritativeness  of  several  of  tliose  Americans  who  have,  in  fact,  contrib- 
uted most  authoritatively  to  a  clear  American  understanding  of  contemporary 
China  and  contemporary  Russia — including  Owen  Lattimoi'e,  Harrison  Forman, 
and  Edgar  Snow.  The  publication  of  such  an  article  invites  a  review  of  both 
American  and  Soviet  policy  in  China.  In  making  sucli  a  review,  we  should  exam- 
ine American  policy  just  as  closely  as  Soviet  policy,  and  make  our  criticisms 
where  they  are  due. 

Senator  FERGuyox.  You  were  perfectly  willing-  to  have  Mr.  Thomas 
Lamont  call  you  an  authority. 

Mr.  Lattimore.  This  was  something  that  I  had  submitted  to  INIr. 
Carter  at  his  request  to  be  submitted  to  Mr.  Lamont. 

Senator  Fergusox.  I  have  heard  that  a  dozen  times. 

The  CnAiRMAX.  Answer  the  question. 

Senator  Fergusox.  We  will  move  along  quickly  here  if  you  will 
keep  to  the  answer. 

You  were  perfectly  willing  to  have  Mr.  Thomas  Lamont  tell  the 
public  that  you  were  an  authority. 

Mr.  Lattimore.  If  he  approved  of  the  wording,  he  could  do  so. 

Senator  Ferguson.  Did  you  not  request  him  to  approve  through 
your  agent,  Mr.  Carter  ? 

]Mr.  Lattimore.  No,  sir;  I  made  no  such  request.  I  submitted  a 
rough  draft  of  a  memorandum. 

Senator  Fergusox.  Why  did  you  put  your  name  in  there  ? 

Mr.  Lattimore.  Because  my  reference  was  to  Eeader's  Digest  and 
the  article  in  the  Reader's  Digest,  and  my  name  was  a  part  of  it. 

Senator  Fergusox.  And  you  did  not  hesitate  to  say  that  you  were 
an  authority  as  well  as  Mr.  Forman  and  Mr.  Fdgar  Snow  ? 

Mr.  Lattimore.  No ;  I  didn't  hesitate. 

Senator  Fergusox^  Going  to  this  sentence : 

We  have  also,  until  quite  recently,  encouraged  political  unity  in  Cliina  in 
order  to  facilitate  the  most  effective  resistance  to  Japan. 

What  was  the  change  there  that  you  were  talking  about  ? 

Mr.  Lattimore.  May  I  ask  where  that  quotation  is  from  ? 

Senator  Fergusox.  The  next  paragraph  after  the  one  you  com- 
pleted reading,  on  page  2. 

Mr.  Lattimore.  Yes. 

Senator  Fergusox.  I  suppose  the  word  "Under''  is  "Before,"  "Be- 
fore Pearl  Harbor,"  or  is  that  "after"  ? 

Yes;  because  the  next  sentence  says  "Since,"  so  that  word  appar- 
ently, instead  of  "Lender  Pearl  Harbor" 

INlr.  Lattimore.  It  probably  is  "L'ntil  Pearl  Harbor." 

Senator  Fergusox^  It  is  in  that  paragraph. 

Mr.  Lattimore.  Yes.     [Reading:] 

Since  Pearl  Harbor,  our  policy  has  been  to  give  China  the  maximum  aid  per- 
mitted by  difficulties  of  transport  and  the  demands  of  other  theaters  of  war. 
We  have  also,  until  quite  recently,  encouraged  political  unity  in  China  in  order 
to  facilitate  the  most  effective  resistance  to  Japan. 

Senator  Fergusox.  What  was  the  chano-e? 

Mr.  Lattimore.  The  change,  as  I  recall  it,  in  the  discussion  of 
the  period — I  repeat,  I  have  not  looked  up  the  newspaper  record  of 
the  time — was  that  it  was  being  advocated  that  we  should  restrict 


3392  INSTITUTE    OF    PACIFIC    RELATIONS 

aid  entirely  to  Chiang  Kai-shek's  own  armies  while  other  people  be- 
lieved that  as  we  approached  the  coast  of  China,  as  we  w^ere  nearing 
Japan,  made  direct  contact  with  the  Chinese  armies  on  the  mainland, 
we  should  also  be  entitled  to  cooperate  with  the  Communists  and 
Communist-led  guerrillas. 

Senator  Ferguson.  Mr.  Lattimore,  these  letters  and  this  memoran- 
dum were  written  prior  to  the  end  of  the  war  between  the  United 
States  and  Japan? 

Mr.  Lattimore.  They  were  written  as  the  end  of  the  war  was 
rapidly  approaching,  yes. 

Senator  Ferguson.  Did  you  know  that  it  was  rapidly  approach- 
ing? 

Mr.  Lattimore.  No  ;  it  was  the  general  opinion  at  the  time  because, 
through  General  MacArthur's  island-hopping  campaign,  in  combina- 
tion with  the  United  States  Navy,  we  were  getting  wnthin  reach  of 
both  the  home  islands  of  Japan  and  the  mainland  of  China. 

Senator  Ferguson.  You  knew,  then,  that  the  war  was  about  over? 

Mr.  Laitimore,  I  didn't  know.  My  feeling  was  that  the  war  was 
approaching  an  end. 

Senator  Ferguson.  Is  it  not  true  that  during  the  war  there  were 
battles  between  the  Chinese  Communists  and  the  Chinese  Nationalists  ? 

Mr.  Lattimore.  There  were  some  clashes,  yes. 

Senator  Ferguson.  How  many  divisions  or  armies  did  Chiang  Kai- 
shek  have  to  put  on  his  border  up  at  the  Communist  border  to  pre- 
serve the  integrity  of  his  rule  ? 

Mr.  Lattimore.  I  don't  recall  the  figure.  Senator,  but  I  do  recall 
that  in  the  opinion  of  some  of  the  American  diplomatic  and  military 
representatives  in  China,  some  of  those  troops  were  being  unneces- 
sarily immobilized. 

Senator  Ferguson.  That  was  not  my  question.  My  question  was 
how  many  did  he  use  on  the  border? 

Mr.  Laitimore.  I  don't  know. 

Senator  Ferguson.  Did  he  use  any  ? 

Mr.  Lattimore.  There  were  troops  at  the  corner  of  northwest  China 
where  Chiang  Kai-shek's  free  China  and  the  Communist-held  part  of 
China  joined. 

Senator  Ferguson.  But  it  is  your  contention  now  that  they  were  not 
there  to  keep  the  Conmiunists  from  moving  into  the  Nationalist  terri- 
tory ? 

Mr.  Lattimore.  No  ;  it  is  my  contention  that  many  of  the  Americans 
in  the  field  at  the  time  considered  that  the  blockade  of  the  Com- 
munists was  unnecessarily  large  and  severe,  immobilized  an  uneces- 
sarily  large  number  of  Chiang's  troops. 

Senator  Fergi  son.  But  they  did  inunobilize  some  of  his  troops? 

Mr.  Lattimore.  That  is  right. 

Senator  Ferguson.  And  at  the  very  time  that  at  least  Chiang  Kai- 
shek  felt  that  it  was  necessary  to  preserve  his  own  army  to  keep  the 
Communists  back,  you  were  advocating  arms  and  supplies  and  muni- 
tions to  the  Communists  ? 

Mr.  Lattimore.  No,  sir;  you  are  talking  about  two  different  situa- 
tions. 

Senator  Ferguson.  Please  do  not  tell  me  what  I  am  talking  about. 
1  am  just  asking  you  the  question. 


INSTITUTE    OF    PACIFIC    RELATIONS  3393 

Mr.  Lattimore.  Well,  in  my  opinion,  then,  Senator,  there  were  two 
different  situations.  One  was  during  the  period  when  the  United 
States  had  no  access  and  no  hope  of  immediate  access  to  the  coast  of 
China. 

The  second  was  the  period  when  we  were  rapidly  approaching  the 
coast  of  China  and  when  many  people  thought,  as  was  discussed  in 
the  press  at  the  time,  I  remember,  that  the  Japanese  would  withdraw 
from  the  home  islands  of  Japan  and  make  a  last  stand  in  Manchuria, 
in  Avhicli  case  the  question  of  combined  American-Chinese  operations 
on  the  mainland  against  Manchuria  would  have  been  very  important. 

Senator  Ferguson.  All  right.  Now  let  us  go  back  to  the  question 
I  Avas  asking. 

In  June  of  1945  was  it  not  true  that  Chiang  Kai-shek  had  im- 
mobilized some  of  his  troops  against  Japan  and  in  order  that  he  may 
protect  his  army  from  the  Chinese  Communist  Army? 

Mr.  Lattimore.  It  is  true,  Senator,  that  he  had  immobilized  part 
of  his  army.  It  is  also  true  that  in  the  opinion  of  many  American 
observers  there  at  the  time  it  was  unnecessary. 

Senator  Ferguson.  Mr.  Lattimore,  we  are  not  going  to  get  through 
today  unless  we  can  get  the  answers  to  these  questions.  I  can  stay 
over  here  as  long  as  you  can  stay  over  there. 

Mr.  Arnold.  Mr.  Chairman,  he  is  answering. 

The  Chairman.  Jnst  a  minute,  counsel.  I  told  the  counsel  when 
he  first  commenced  this  hearing  as  to  what  their  limitations  were. 
When  he  wants  advice,  he  can  ask  you  for  advice.  You  will  not  par- 
ticipate in  the  proceedings. 

Mr.  Arnold.  I  am  sorry.  Senator.  He  permitted  me  to  read  the 
answer  to  the  question  before,  and  I  thought  I  could  be  helpful  in  the 
proceedings  by  merely  striking  out  the  last  part  of  that  answer. 

Senator  Ferguson.  That  is  what  I  think  ought  to  be  stricken  out, 
and  if  he  will  just  stick  to  the  answers  he  and  I  will  get  along. 

The  Chairman.  You  just  tell  the  witness  to  answer  the  question, 
and  you  will  give  him  some  pretty  good  advice. 

Mr.  Arnold.  I  think  he  is  trying,  Senator. 

Mv.  Lattimore.  I  think  the  trouble  here.  Senator  Ferguson,  is 
merely  that 

Senator  Ferguson.  Are  you  answering  my  question? 

Mr.  Lattimore.  Yes. 

Senator  Ferguson.  All  right. 

Mr.  Lattimore.  I  cannot  accept  your  statement  of  the  question  as 
if  it  were  my  opinion  on  the  question. 

Senator  Ferguson.  It  was  a  fact,  therefore  you  would  have  to  know. 
Did  you  or  did  you  not  know  whether  or  not  Chiang  Kai-shek  was 
demobilizing  or,  as  you  called  it  that,  part  of  his  troops  between  his 
part  of  China  and  the  Communist  part  of  China,  to  protect  his  part 
of  China  from  the  Communists  ? 

Mv.  Lattimore.  I  knew  that  he  was  immobilizing  part  of  his  troops 
in  that  area,  and  I  also  knew  that  many  Americans  in  China  con- 
sidered that  he  was  immobilizing  in  excessive  number. 

The  Chairman.  That  is  no  part  of  the  answer.  That  is  another 
part. 

Senator  Ferguson.  Thank  you,  Mr.  Chairman.  That  was  in  June 
1945? 


3394  INSTITUTE    OF    PACIFIC    RELATIONS 

Mr.  La'fiimoke.  Generally  speaking  in  that  period ;  yes, 

Senator  Febguson.  Yes.  And  that  was  the  very  time  that  you  were 
advocating  Mr.  Lamont,  over  his  signature,  to  advocate  that  we 
furnish  to  the  Communists  in  China  munitions  and  arms.  You  can 
answer  that  question  "Yes""  or  "No."' 

Mv.  Lattimore.  I  don't  think  that  question  is  susceptible  to  a  "Yes" 
(u-  "No"'  answer.  Senator. 

llie  Chairman.  Do  you  want  to  answer  it  "Yes"  or  "No,""  or  not 
answer  it  ?    Just  say  whether  you  do  or  do  not. 

jNIr.  Lati^imore.  No;  I  don't  want  to  answer  it  "Yes"  or  "No." 

Senator  Ferguson.  Then  I  will  take  it  for  granted  that  the  two 
documents  speak  for  themselves,  the  answer  before  and  the  documents. 

Mr.  Lat'I'imore.  I  should  like  to  explain.  Senator,  that  I  am  referring 
to  a  new  situation,  not  an  old  one. 

The  Chairman.  If  you  say  you  cannot  answer  the  question,  there  is 
no  explanation,  if  you  cannot  answer  it  "Yes"'  or  "No."'  If  you  cannot 
answer  it,  you  cannot  answer  it. 

Mr.  Lattimore.  May  I  not  explain  why  I  can't  answer  it.  Senator? 

Senator  Ferguson.  No;  I  did  not  ask  you  that  question,  to  explain 
why. 

Mr.  Lattimore,  we  will  go  to  the  document  that  you  wrote  for  the 
President.  I  will  just  take  the  China  part.  The  Japanese  part,  I 
think,  speaks  for  itself,  at  the  present  time  [reading]  : 

Division  of  tlie  country  between  Chiang  Kai-shek  and  the  Communists.  This 
would  mean,  for  Chiang,  a  permanent  policy  of  getting  American  support,  for 
which  he  would  give  anything  America  wants  :  and  for  the  Communists,  a  similar 
policy  of  getting  Russian  support,  with  similar  results.  The  eventual  consequence 
would  almost  inevitably  be  war  between  American  and  Russia. 

Mr.  Lattimore.  That  is  prefaced.  Senator,  by  the  statement,  "There 
are  two  alternatives  in  China." 

Senator  Ferguson.  Yes.     That  was  one  of  them.     Is  that  true? 

Mr.  Lattimore.  That  was  one  of  them;  yes. 

Senator  Ferguson.  Wliat  made  you  think  that  if  America  gave 
Chiang  Kai-shek  support,  Russia  would  give  the  Communists  support? 

Mr.  LAT-riMORE.  I  was  not  certain  of  it.  I  thought  that  this  was  a 
]n'obability  or  one  of  the  alternatives,  and  I  so  stated  it.  Obviously, 
I  had  no  positive  knowledge.     I  was  stating  a  theory  or  opinion. 

The  Chairman.  This  is  the  memorandum  to  the  Presiclent  ? 

Senator  Ferguson.  Yes ;  the  memorandum. 

Mr.  Lattimore.  That  is  right. 

The  Chairman.  This  was  advice  to  the  President? 

Senator  Ferguson.  Yes ;  that  this  is  what  would  ha]:)pen. 

Mr.  Sourwine.  Might  I  ask  a  question,  Mr.  Cliairman? 

The  Chairman.  Very  well. 

Mr.  Sourwine.  At  that  point,  Mr.  Lattimore,  as  a  matter  of  fact, 
did  you  not  then  know^  that  the  Russians  were  supporting  the  Chinese 
Communists  ? 

Mr.  Lattimore.  Mr.  Sourwine,  I  did  not  know  that  they  were  sup- 
porting them  in  any  sense  of  giving  them  arms,  and  I  don't  believe  that 
at  that  time  they  were  giving  them  arms. 

We  have  been  over  that  previously.  I  certainly  considered  that  the 
Communists  had  the  moral  and  political  support  of  the  Russians. 

The  Chairman.  Did  you  know  that  Russia  was  supporting  them? 
That  is  the  question. 


INSTITUTE    OF    PACIFIC    RELATIONS  3395 

Mr.  Lattimore.  I  know  that  Russia  was  supporting  them  in  that 
sense,  but  not  in  the  sense  of  arniino;  them. 

Senator  Fkrguson.  Going  back  to  your  Lamont  letter,  I  read  you 
this: 

At  the  present  moment,  there  is  a  danger  that  the  parallel  policy  may  not 
continue. 

You  are  talking  about  the  previous  paragraph,  where  it  says: 

Riissian  and  American  policy  in  China  can  he  made  parallel,  and  we  know 
from  exiierieiice,  not  hy  .uuesswork,  that  the  Russians  are  <-upahle  of  contrihutini; 
at  the  very  least  an  etjual  share  in  makinii"  the  policies  of  the  two  countries 
liarallel. 

AAliere  did  you  get  that  information;!  That  was  from  experience 
and  not  from  guesswork. 

Mr.  Lattimore.  From  exj)erience  and  from  my  work  with  Chiang. 
Kai-shek  1  knew  that  Russia  and  America  had  followed  a  parallel 
])olicy  in  China  of  encouraging  united  resistance  to  the  Japanese, 

Senator  Ferguson.  When  did  you  cease  being  adviser  to  Chiang 
Kai-shek? 

Mr.  Lattimore.  In  1942 ;  at  the  end  of  1942. 

Senator  Ferguson.  Going  to  the  next  paragraph : 

At  the  present  moment  there  is  dancer  that  the  parallel  policy  may  not  con- 
tinue. This  danger  has  not  yet  arisen  from  Russian  policy,  but  it  has  arisen 
from  American  policy. 

What  change  did  we  make  ? 

Mr.  Lattimore.  I  was  referring  again  there,  Senator,  to  the  changes 
t  hat  I  thought  I  saw  coming  about  from  statements  in  the  press  at  the 
time. 

Senator  Ferguson.  The  next  sentence : 

Whereas  Russia's  policy  has  never  yet  demanded  the  inclusion  of  China  Com- 
numists  in  tlie  benefit  of  Russian  aid  to  China.  American  policy  has  recently 
explicitly  excluded  them  from  the  benefit  of  American  aid. 

Where  did  you  get  that  information? 

Mr.  Lattimore.  From  the  press,  I  believe. 

Senator  Ferguson.  Was  it  a  fact? 

Mr.  Lattimore.  I  believe  so.  Reference  to  the  press  of  the  time 
would  show. 

Senator  Ferguson.  So  up  to  that  time  Conmiunist  Russia  was  not 
asking  that  Communist  China  be  included  in  its  aid? 

Mr.  La'itimore.  I  believe  that  is  true.  That  is  supported  by  that 
quotation  from  General  Chennault  written  after  the  end  of  the  war, 
which  I  wished  to  read  into  the  record. 

Senator  Ferguson.  I  know  you  want  to  get  that  in,  but  we  will  get 
that  in  later. 

In  your  statement  to  the  President  you  said,  "For  the  Communists 
a    similar    policy    of    getting    Russia's    support    with    similar    re- 
sults    *     *     *."" 

Wliy  did  3'ou  say  that  their  policy  would  not  continue  to  give  aid 
to  Cliiang  Kai-shek?  Was  it  for  the  reason  that  they  were,  at  that 
time,  able  to  have  the  Yalta  agreement  where  we  were  to  give  them 
certain  benefits  out  of  China,  and  was  it  that  they  were  about  to 
make  a  treaty  with  Chiang  Kai-shek,  recognizing  Chiang  Kai-shek 
us  the  real  i:-overnment  of  China  ? 


3396  INSTITUTE    OF    PACIFIC    RELATIONS 

Was  that  their  reason  for  not  stipulating  or  not  saying  that  they 
wanted  to  aid  the  Communists  in  China  ? 

Mr.  Lattimore.  I  have  no  means  of  knowing  what  their  policy  was 
at  that  time,  Senator, 

My  paragraph  clearly  refers  to  anticipation  of  a  future  situation. 

Senator  Ferguson.  Your  paragraph  does  not,  if  I  might  go  back  to 
it.  "Whereas  Russia's  policy  has  never" — you  are  telling  Mr.  Lamont 
that  the  Russian  policy  has  never  yet  demanded  the  inclusion  of  Com- 
munists, Chinese  Communists,  in  the  benefit  of  Russian  aid  to  China. 

America's  policy  has  recently  explicitly  excluded  them  from  the  benefit  of 
American  aid. 

Mr.  Latomore.  On  which  page  is  that  ? 

Senator  Ferguson.  On  page  3. 

Mr.  Lattimore.  I  undoubtedly  believed  that  was  true  at  the  time, 
and  I  believe  it  is  true,  too. 

Senator  Ferguson.  Then  you  knew  it? 

Mr.  Lattimore.  No;  I  say  that  Russian  policy  has  never  yet  de- 
manded the  inclusion  of  the  Chinese  Communists,  et  cetera.  That  is 
obviously  stated  to  the  best  of  my  knowledge  at  the  time. 

Senator  Ferguson.  You  were  going  to  ask  Mr.  Lamont  to  put  it  in  a 
statement  over  his  signature  ? 

Mr.  Lattimore.  No,  sir ;  I  was  not  going  to  ask  Mr.  Lamont  to  put 
it  in  a  statement  over  his  signature. 

Senator  Ferguson.  You  were  just  going  to  ask  Mr.  Carter,  who  w^ent 
to  Mr.  Lamont's  son  in  order  that  they  may  get  it  put  over  his  signa- 
ture, is  that  the  way  you  want  to  leave  it  ? 

Mr.  Lattimore.  No,  sir.  I  was  supplying  some  material  which  could 
be  considered,  used,  or  rejected  by  Mr.  Lamont,  according  to  his 
judgment. 

Senator  Ferguson.  Did  you  know  what  Mr.  Lamont's  son's  thinking 
was? 

Mr.  Lattimore.  No,  sir. 

Senator  Ferguson.  Had  you  ever  heard  about  it? 

Mr.  Lattimore.  I  had  heard  about  him  vaguely. 

Senator  Ferguson.  Just  vaguely? 

Mr.  Lattimore,  Just  vaguely. 

.  Senator  Ferguson.  Did  you  talk  to  Mr,  Carter  after  you  received  his 
letter  mentioning  the  son? 

Mr,  Lattimore.  I  don't  believe  I  did.  There  w^as  just  this  cor- 
respondence, and  then  I  believe  Mr.  Carter  sent  me  a  copy  of  Mr. 
Lamont's  letter  to  him,  and  there  the  matter  dropped. 

In  other  words,  Mr.  Lamont  had  exercised,  according  to  his  own 
judgment,  exactly  the  option  that  was  implied  in  my  submitting  any 
material  at  all. 

Senator  Ferguson,  Why  did  you  not  go  to  see  Mr.  Lamont? 

Mr.  Lattimore.  I  didn't  know  Mr.  Lamont.  The  idea  was  not 
mine.    The  whole  idea  came  from  Mr.  Carter. 

Senator  Ferguson.  Did  you  state  to  Mr.  Carter  to  tell  Mr.  Lamont 
that  you,  as  an  authority,  were  writing  this  article  foi-  the  New  York 
Times,  and  to  tell  Mr.  Lamont  who  was  writing  it  ? 

]\rr.  Lattimore.  No,  sir,  Mr.  Carter  asked  me  for  a  draft,  and  I 
gave  him  a  draft. 

Senator  Ferguson.  Do  you  know  whether  he  represented  it  as 
your  thinking  or  as  Carter's  thinking? 


INSTITUTE    OF    PACIFIC    RELATIONS  3397 

Mr.  Lattimore.  I  have  no  idea. 

Senator  Ferguson.  Do  you  know  wliether  or  not  Laniont  knew 
that  you  prepared  the  draft  ? 

Mr.  Lattimore.  I  do  not. 

Senator  Ferguson.  Let  us  take  the  next  statement  in  your  China 
policy. 

A  unified  China  :  To  unify  Cliina,  there  must  be  a  settlement  between  Chiang' 
and  the  Connuunists  and  simultaneously  an  agreement  between)  America, 
Russia,  and  Britain  to  build  up  China  as  a  whole. 

At  that  very  time  that  you  were  wa'iting  to  the  President,  you 
said  that  up  to  that  time  Russia  showed  no  desire  or  requirement, 
let  me  put  it  that  way,  that  there  was  to  be  a  unification  between  the 
Communists  and  the  non-Comnninists  in  China.  Is  that  not  true? 
That,  is,  to  at  least  require  her  aid  to  be  gjiven  only  to   the  one? 

Mr.  Lattimore.  That  is  right. 

Senator  Fer(;uson.  You  said  Russia's  policy  has  never  yet  de- 
manded  

Mr.  Lattimore.  Has  never  yet  demanded,  that  was  true  to  the 
best  of  my  knowledge. 

The  Chairman.  That  is  the  Lamont  article? 

Senator  Ferguson.  That  is  the  Lamont  article. 

At  the  same  time,  you  were  telling  the  President  this : 

To  unify  China,  there  must  be  a  settlement  between  Chiang  and  the  Com- 
munists and  simultaneously  an  agreement  between  America,  Russia,  and  Britain 
to  build  up  China  as  a  whole.  The  Commimists  will  have  to  accept  minority 
standing  as  a  long-term  status ;  but  Chiang  would  have  to  give  them  real  power 
within  a  coalition  government,  proportionate  to  their  real  strength,  not  just  token 
representation. 

You  wrote  that  ? 

]\Ir.  Lattimore.  I  wrote  both  of  those,  one  referring  to  the  past, 
and  one  referring  to  a  problem  that  I  anticipated  in  the  future. 

Senator  Ferguson.  And  you  were  then  advocating  to  the  President 
a  coalition  government  ? 

Mr.  Laitimore.  No,  sir,  I  was  stating  to  the  President,  as  I  believe, 
an  alternative.     Let  me  see,  I  supported  the  second  alternative. 

Senator  Ferguson.  So  you  were  telling  the  President  that  the 
Communists  would  have  to  accept  a  minority  standing  as  a  long- 
term  status,  but  Chiang  would  have  to  give  them  real  power  within 
a  coalition  government  ? 

Mr.  Lattimore.  That  is  right. 

Senator  Ferguson.  And  proportionate  to  their  real  strength,  not 
just  token  representation. 

Mr.  Lattimore.  That  is  right.  That  was  my  assessment  of  the 
situation  that  I  thought  was  coming  up. 

Senator  Ferguson.  Is  that  not  exactly  what  General  Marshall  went 
to  China  to  do  ? 

Mr.  Lattimore.  I  believe  that  is  roughly  what  w^as  indicated  in  the 
directive  to  General  Marshall,  yes. 

Senator  Ferguson.  Is  that  not  what  Mr.  Carter  gave  as  one  of  the 
ways  of  solving  the  problem  when  he  got  the  first  memorandum  out 
on  the  Marshall  mission  ?    It  is, Vincent  that  I  mean. 

Mr.  Lattimore.  I  don't  remember  that  memorandum. 

Senator  Ferguson.  You  have  seen  the  Vincent  testimony? 


3398  INSTITUTE    OF    PACIFIC    RELATIONS 

Mr.  Laitimoke.  I  liave  read  througli  it,  yes.  There  was  a  great 
deal  of  it,  and  I  don't  remember  every  bit  of  it  in  detail. 

Senator  Ferguson.  Do  yon  remember  the  memorandum  of  Decem- 
ber 9,  1945? 

Mr.  LAT'nMORE.  No;  I  don't.  I  would  like  to  see  it  to  refresh  my 
memory. 

The  Chaikman,  That  is  by  Vincent? 

Senator  Ferguson.  Yes,  Vincent. 

The  Chairman.  And  Vincent  was  then  in  what  position  ( 

Senator  Ferguson.  He  had  been  promoted  to  what  position,  Mr. 
Lattimore  ? 

Mr.  Lattimore.  I  couldn't  tell  you  exactly,  at  that  time,  whether 
he  was  head  of  the  China  desk  or  of  the  whole  Far  Eastern  Division. 
1  believe  it  was  one  or  the  other. 

The  Chairman.  He  was  head  of  the  Far  East,  was  he  not? 

Mr.  Lattimore.  1  am  not  sure,  sir,  when  he  was  promoted  from 
head  of  the  China  desk  to  head  of  the  Far  Eastern  Division. 

Mr.  Morris.  He  was  head  of  the  Far  Eastern  Division  on  Decem- 
ber 7,  1945. 

Mr.  Lattimore.  He  was? 

Senator  Ferguson.  Will  you  read  the  memorandum? 

Mr.  Lattimore.  This  seems  to  be  signed  "J.  F.  B." 

Senator  Ferguson.  On  the  other  side  it  is  "Fe :  Vincent."  Wlio  is 
J.  F.  B.? 

Mr.  Morris.  That  is  James  F.  Byrnes. 

Senator  Ferguson.  But  it  was  written  by  Vincent. 

Mr.  Lattimore.  Is  tliat  what  the  notation  indicates? 

Senator  Ferguson.  Yes,  that  is  what  it  indicates.    Will  you  read  it? 

Mr.  Lattimore  (reading  from  exhibit  No.  389  of  hearings  before 
this  committee)  : 

The  President  and  the  Secretary  <if  State  aie  hoth  anxious  that  the  uniticatiou 
of  China  l)y  peaceful,  democratic  uietliods  lie  achieved  as  soon  as  possible. 

At  a  public  hearing  before  the  Foreign  Relations  Coniniittee  of  the  Senate 
on  December  7.  the  Secretary  of  State  said  : 

"During  the  war  the  immediate  goal  of  the  Tinted  States  in  ("hina  was  to 
promote  a  military  union  of  the  several  political  factions  in  order  to  bring 
their  combined  power  to  liear  upon  our  common  enemy,  Japan.  Our  longer-range 
goal,  then  as  now,  and  a  goal  of  at  least  equal  importance,  is  the  development 
of  a  strong,  united,  and  democratic  China. 

"To  achieve  this  longer-range  goal,  it  is  essential  that  the  Central  Govern- 
ment of  China  as  well  as  the  various  dissident  elements  approach  the  settlement 
of  their  differences  with  a  genuine  willingness  to  compromise.  We  believe,  as 
we  have  long  believed  and  consistently  demonstrated,  that  tlie  government  of 
(Jeneralissimo  Chiang  Kai-shek  affords  the  most  satisfactory  liase  for  a  de- 
veloping democracy.  But  we  also  lielieve  tiiat  it  must  be  liroadened  to  include 
the  rei)resentatives  of  tliose  large  and  well-organized  groups  who  are  now  with- 
out any  voice  in  the  Government  of  China. 

"This  problem  is  not  an  easy  one.  It  requires  tact  and  discretion,  patience, 
and  restraint.  It  will  not  be  solved  by  slogans.  Its  solutitm  depends  primarily 
upon  the  good  will  of  the  ('liinese  leaders  themselves.  To  the  extent  that  our 
intiuence  is  a  factor,  success  will  depend  upon  our  capacity  to  exercise  that 
influence  in  the  light  of  shifting  conditions  in  such  a  way  as  to  encourage  con- 
cessions by  the  Central  Government,  by  the  so-called  Communists,  and  by  the 
other  factions." 

Senator  Ferguson.  Is  that  not  just  what  you  were  saying  in  your 
second  letter,  that  the  Communists  would  have  to  accept  a  minority 
standing  as  a  long-term  status,  but  Chiang  would  have  to  give  them 


INSTITUTE    OF   PACIFIC    RELATIONS  3399 

real  power  within  a  coalition  g:overnment  proportionate  to  their  real 
strength,  not  just  token  representation  ? 

The  Chairman.  That  is  the  memorandum  to  the  President  ? 

Senator  Ferguson.  Yes,  sir. 

Mr.  Lattimore.  That  indicates  close,  similar  thinking. 

Senator  Ferguson.  Will  you  read  the  next  paragraph  ( 

Mr.  Lattimore  (reading)  : 

The  President  has  asked  General  Marshall  to  go  to  China  as  his  special  rei>- 
reseiitative  for  the  purpose  of  bringing  to  bear  in  an  appropriate  and  practieable 
manner  the  influence  of  the  United  States  for  the  achievement  of  the  ends  set 
forth  above. 

Senator  Ferguson.  That  is  the  end  of  the  coalition  government  ? 
Mr.  Lattimore.  Presumably.     [Reading:] 

Specifically,  General  Marshall  will  endeavor  to  influence  the  Chinese  Gov- 
ernment to  call  a  national  conference  of  representatives  of  the  major  political 
elements  to  bring  about  the  unification  of  China  and,  concurrently,  effect  a 
cessation  of  hostilities,  particularly  in  north  China. 

Senator  Ferguson.  Would  that  not  indicate  that  your  second  al- 
ternative, a  unified  China,  was  exactly  what  the  State  Department 
and  the  President  were  doing? 

Mr.  Lattimore.  It  indicates  that  my  thinking  was  similar  to  that 
which  led  the  State  Department  or  the  State  Department  and  the 
Armed  Forces  in  combination  to  that  decision.  I  see  no  cause  and 
etl'ect  relationship. 

The  Chairman.  This  memorandum  had  been  placed  liefore  the 
President  before  General  Marshall  was  sent  abroad  ( 

Senator  Ferguson.  Yes,  by  almost  6  months. 

How  can  you  then  say,  with  this  in  mind,  Mr.  Vincent  writing  it, 
that  youhad  not  the  slightest  effect,  or  your  memorandum  did  not  have 
the  slightest  effect  ? 

Mr.  Lattimore.  I  am  convinced.  Senator,  that  it  did  not  have  the 
slightest  effect.  1  saw  the  President  for  about  3  minutes.  1  got  a 
Presidential  brush-off  in  a  nice,  polite  way,  and  I  went  out. 

I  should  say  it  is  much  more  likely  that  the  State  Department  formed 
its  o])inions  from  the  material  gathered  in  the  field  in  China,  where  I 
had  not  been  recently,  from  its  own  representatives,  and  from  military 
representatives. 

Senator  Ferguson.  Is  this  the  first  time  that  you  told  us  you  had  a 
brush-off'  from  the  President  ? 

Mr.  Lattoiore.  I  had  said  that  I  had  seen  the  President  for  about 
3  minutes. 

Senator  Ferguson.  You  left  a  memorandum  with  your  arguments 
in  it? 

Mr.  Lattimore.  I  think  that  is  included  in  the  classification  of  a 
polite  brush-off. 

Senator  Ferguson.  Will  you  get  for  the  witness  a  copy  of  the  white 
paper  ? 

(Document  handed  to  witness.) 

Mr.  Lattimore.  :May  I  at  this  moment.  Senator,  read  into  the  record 
the  President's  letter  to  me  ? 

Senator  Ferguson.  You  mean  the  first  letter  where  he  stated  the 
policy  was  already  formed  ? 

JSIr.  Lattimore.  That  is  right. 


3400  INSTITUTE    OF    PACIFIC    RELATIONS 

Senator  Ferguson.  Yes ;  you  can  read  that. 

The  Chairman.  It  is  in  the  record  already. 

Mr.  Lattimore.  "Well,  may  I  refer  to  the  fact  that  tlie  President  had 
already  told  me  that  atfairs  in  China  were  well  in  hand? 

The  Chairman.  In  the  meantime,  Mr.  Vincent  had  been  promoted  ? 

Senator  Ferguson.  Mr.  Grew  was  put  out,  Mr.  Ballantine  was  put 
out,  and  Mr.  Dooman  was  put  out. 

Mr.  Lattimore.  In  the  meantime  of  what,  may  I  ask? 

The  Chairman.  In  the  meantime  between  the  time  you  left  the 
memorandum  with  the  President  and  the  time  Marshall  was  sent  to 
Asia.   Is  that  right  ? 

INIr.  Lattimore.  Also  in  the  meantime  the  President  was  telling  me 
that  affairs  concerning  China  were  well  in  hand. 

The  Chairman.  Yes. 

Senator  Ferguson.  And  you  in  all  earnestness,  utmost  earnestness, 
told  him  to  have  the  Amei'ican  policy  in  China  impartially  reviewed 
by  advisers  "who  are  not  associated  with  either  formulation  or  imple- 
mentation of  the  policy  as  recently  practiced.'' 

Mr.  Lattimore.  Yes,  Senator,  that  indicates  that  I  thought  that  an 
impartial  review  would  be  more  authoritative  and  have  results  than 
any  personal  opinions  of  mine. 

Senator  Ferguson.  Let  us  look  at  page  10  of  the  letter  of  transmittal 
by  Mr.  Acheson. 

By  the  way,  what  was  Mr.  Acheson's  position  with  the  State  De- 
partment when  you  went  to  see  the  President  ? 

Mr.  Lattimore.  I  couldn't  tell  you,  sir. 

Senator  Ferguson.  He  was  in  the  State  Department,  was  he  not? 

Mr.  Lattimore.  That  is  my  general  recollection.  I  can't  tell  you 
exactly. 

Senator  Ferguson.  He  held  a  high  position  ? 

Mr.  Lattimore.  I  suppose  so. 

Senator  Ferguson.  Well  now,  there  was  a  letter  of  transmittal  of 
the  wliite  paper,  and  if  you  will  turn  to  page  10  of  that,  which  is  signed 
l)y  Dean  Acheson,  you  may  start  and  read  what  he  says  on  the  letter 
of  transmittal  of  the  white  paper  to  the  public. 

Mr.  Lattimore  (reading)  : 

When  peace  came,  the  United  States  was  confronted  with  tliree  possihle  al- 
ternatives in  China  : 

1.  It  could  have  pulled  out  lock,  stock,  and  barrel. 

2.  It  could  have  intervened  militarily  on  a  major  scale  to  assist  the  Nationalists 
to  destroy  the  Communists. 

8.  It  could,  while  assisting  the  Nationalists  to  assert  their  authority  over  as 
much  of  China  as  possible,  endeavor  to  avoid  a  civil  war  by  working  for  a 
compromise  between  the  two  sides. 

Senator  Ferguson.  Riglit  there,  is  that  not  exactly  what  you  told 
the  President  ? 

Mr.  Lattimore.  That  indicates  similai*  thinking  but  no  cause  and 
effect. 

Senator  Ferguson.  No  cause  and  effect.  Woidd  you  think,  then, 
that  the  only  way  Ave  could  get  a  cause  and  effect  would  be  for  the 
President  to  say,  or  have  Dean  Acheson  say  in  here,  "This  was  the 
policy  proposed  by  Owen  Lattimore,  the  authority  on  the  far  eastern 
affairs"? 

Mr.  Lattimore.  No,  sir;  I  don't. 


INSTITUTE    OF   PACIFIC   RELATIONS  3401 

Senator  Ferguson.  How  would  you  get  it  ? 

Mr.  Lattimore.  I  think  one  of  the  gaps  in  our  knowledge  here  is 
whether  the  President  ever  transmitted  my  memoranda  to  the  Depart- 
ment of  State,  or  whether  they  were  ever  considered  or  accepted.  I 
have  never  heard  they  were. 

Senator  Ferguson.  Mr.  Lattimore,  do  you  think  that  the  President 
would  submit  your  memorandum  if  he  had  any  intentions  of  following 
it  to  the  men  who  were  responsibile  for  that  policy  in  the  State  De- 
partment, with  the  expression  in  the  letter  that  you  wanted  them  all 
taken  out  of  the  authority  ? 

Mr.  Lattimore.  Senator,  I  don't  know  how  matters  were  handled, 
matters  of  policy  were  handled,  at  that  time  between  the  White  House 
and  the  State  Department. 

Senator  Ferguson.  Will  you  read  on,  Mr.  Lattimore,  from  Dean 
Acheson's  letter,  the  Secretary  of  State.    It  is  on  page  10,  continuing. 

Mr.  Lattimore  (reading)  : 

The  first  alternative  would,  and  I  believe  American  pnblic  opinion  at  the 
time  so  felt,  have  represented  an  abandonment  of  our  international  respon- 
sibilities and  of  our  traditional  policy  of  friendship  for  China  before  we  had 
made  a  determined  effort  to  be  of  assistance. 

Senator  Ferguson.  That  is  after  the  war  and,  naturally,  that  would 
not  be  included  in  your  suggestion  to  the  President  because  you  were 
talking  as  to  when  the  war  was  on.     Is  that  not  correct  ? 

Mr.  Lattimore.  That  is  correct. 

Senator  Ferguson.  All  right.     Continue  reading. 

Mr.  Lattimore.  I  was  talking  while  the  war  was  on,  but  looking 
forward  to  postwar  situations. 

Senator  Ferguson.  Yes. 

Mr.  Latitmore  (reading)  : 

The  second  alternative  policy,  while  it  may  look  attractive  theoretically  and 
in  retrospect,  was  wholly  impracticable.  The  Nationalists  had  been  unable  to 
destroy  the  Communists  during  the  10  years  before  the  war.  Now,  after  the  war, 
the  Nationalists  were,  as  indicated  above,  weakened,  demoralized,  and  unpopu- 
lar. They  had  quickly  dissipated  their  popular  support  and  prestige  in  the 
areas  liberated  from  the  Japanese  by  the  conduct  of  their  civil  and  military 
officials.  The  Communists,  on  the  other  hand,  were  much  stronger  than  they 
had  ever  been,  and  were  in  control  of  most  of  North  China. 

Senator  Ferguson.  There,  if  thev  had  followed  in  June  of  1945  your 
suggestion  of  giving  arms  to  the  Communists,  they  would  have  been 
even  stronger  than  they  were  as  Acheson  found  them,  is  that  not  true  ? 

The  Chairman.  That  is,  the  Communists  would  have  been  ? 

Senator  Ferguson.  Yes. 

Mr.  Lattimore.  No  ;  not  necessarily  true,  Senator.  I  was  looking 
forward  to  a  final  phase  of  the  war  when,  like  many  other  people,  I 
expected  that  there  might  be  considerable  fighting  on  the  mainland 
of  China  for  the  recovery  of  Manchuria  in  case  the  Japanese  made 
a  last  stand  there,  and  I  think  it  is  highly  hypothetical  what  might 
have  come  out  of  that  one  way  or  another.  It  is  something  that  never 
happened  and  therefore  one  could  not  tell  what  the  results  would  have 
been. 

Senator  Ferguson.  Would  you  say  now  that  they  would  not  have 
been  stronger  if  they  had  received  the  arms  that  you  suggested  ? 

Mr.  Lattimore.  I  say  I  have  no  way  of  knowing. 

Senator  Ferguson.  I  think  the  committee  can  draw  that  conclusion. 
Go  on  and  read  the  next  part. 

88348— 52— pt.  10 9 


3402  INSTITUTE    OF    PACIFIC    RELATIONS 

Mr.  Lattimore  (reading)  : 

Because  of  the  ineffectiveness  of  the  Nationalist  forces,  which  was  later  to  be 
tragically  demonstrated,  the  Comnuinists  probably  could  have  been  dislodged 
only  by  American  arms.  It  is  obvious  that  the  American  people  would  not  have 
sanctioned  such  a  colossal  ccmimitment  of  our  armies  in  194:i  or  later.  We 
therefore  came  to  the  third  alternative  policy,  wliereunder  we  faced  the  facts 
of  the  situation  and  attempted  to  as.sist  in  working  out  a  modus  vivendi  which 
would  avert  civil  war  but,  nevertheless,  preserve  and  even  increase  tlie  in- 
fluence of  the  Nationalist  Government. 

Senator  Ferguson.  That  is  really  what  yon  were  advocating  in  the 
nnified  China. 

Mr.  Lati'imore.  That  indicates  a  similar  line  of  thought,  but  not 
cause  and  effect. 

Senator  Ferguson.  Will  you  explain  what  you  mean  by  cause  and 
effect  ? 

Mr.  Lattimore.  It  does  not  indicate  that  the  policies  adopted 
were  based  on  any  recommendation  of  mine,  and  I  submit  that  it  was 
an  obvious  probability  that  the  State  Department  based  its  policy 
on  its  own  information  and  military  information  from  the  field  in 
China. 

Senator  FeR(;uson.  Mr.  Lattimore,  why  are  you  disclaiming  so 
vehemently  that  you  had  any  influence  on  the  State  Department  when 
their  policy  did  follow  the  line  that  you  suggested  ?  Is  there  a  rea- 
son ? 

Mr.  Lattimore.  There  is  a  reason.  Senator. 

Senator  Ferguson.  What  is  it? 

Mr.  Lattimore.  The  reason  is  that  there  was  a  general  category  of 
thinking  along  this  line  at  the  time,  that  I  participated  in  it,  and 
that  I  think  it  would  be  an  absurd  exaggeration  for  me  to  claim  that 
I  molded  policy. 

Senator  Ferguson.  Then  it  is  only  because  you  would  feel  it  would 
be  an  exaggeration  ? 

Mr.  Lattimore.  Exaggeration  is  a  relative  word.  I  put  before  it 
absurd,  an  absurd — if  you  prefer,  I  will  say  an  absurd  invention. 

Senator  Ferguson.  Yes.  But  you  had  in  the  Lamont  memorandum 
said  that  you  were  one  of  tlie  authorities  on  the  Far  East.  You  sought 
the  President's  audience.  You  took  the  memorandum  and  left  it 
there. 

Mr.  Lattimore.  That  is  right. 

Senator  Ferguson.  Did  you  not  intend  to  influence  him  as  an  au- 
thority? 

Mr.  Latitmore.  I  hoped  to  influence  the  President  primarily  toward 
an  impartial  review  of  problems  of  policy  as  they  then  stood. 

Senator  Ferguson.  Did  you  know  any  way  that  you  could  have 
put  this  proposition  up  to  the  President  in  any  stronger  language 
or  way  than  you  did? 

Mr.  LA-miMORE.  I  stated  my  oj^inions  to  the  President  as  clearly 
as  I  could,  based  on  the  best  knowledge  available  to  me  at  the  time. 

Senator  Ferguson.  Will  you  read  now  the  rest  of  your  letter.  I 
want  to  ask  you  some  questions  about  it,  about  your  argument  in 
your  memorandum  to  the  President. 

Mr.  Lattimore  (reading)  : 

In  other  words,  we  can  have  either  a  divided  China,  with  Chiang  having 
dictatorial  power  in  his  territory,  subject  to  acting  as  an  instrument  of  American 
policy ;  or  we  can  have  a  whole  China,  at  the  price  of  pretty  drastic  political 
change,  including  limitation  of  the  personal  power  of  Chiang. 


INSTITUTE    OF    PACIFIC    RELATION'S  3403 

Shall  I  go  on '? 

Senator  Fkrguson.  That  was  part  of  your  argument  telling  him 
tliat  the  unified  China  was  what  you  were  asking  him  for? 

Mr.  Lati'imore.  That  is  right. 

Senator  Ferguson.  And  that  we  would  have  to  insist  upon  pretty 
drastic  political  changes,  including  the  limitation  of  the  personal 
power  of  Chiang.  That  meant  a  coalition  government,  did  it  not, 
taking  the  Communists  in? 

Mr.  Lattim(^re.  That  meant  a  coalition  government,  yes.  That 
ineant  recognition  of  the  fact  that,  in  my  opinion,  the  Communist- 
controlled  |)art  of  China  could  not  be  conquered  by  the  force  available 
to  Chiang. 

Senator  Ferguson.  Up  until  that  time,  had  you  ever  known  a  gov- 
ernment that  had  survived  when  it  took  in  the  Communists  and  made 
a  coalition  government  ? 

]\Ir.  Laitimore.  I  don't  recall  that  there  was  a  previous  example, 
Senator. 

Senator  Ferguson.  Do  you  not  think  that  communism  was  such  at 
that  time  that  it  was  impossible  to  have  such  a  coalition  government 
and  have  it  successful,  without  it  becoming  a  Communist  government? 

Mr.  Lai^more.  No;  I  did  not  think  so.  If  I  thought  so,  I  would 
have  made  different  proposals. 

Senator  Ferguson.  Will  you  read  the  next  paragraph? 

Mr.  Lattimore  (reading)  : 

Unless  he  is  certain  of  American  policy,  Chiang  would  rather  have  unlimited 
j)ower  in  a  small  China  than  limited  power  in  a  larger  China.  He  still  thinks 
that  America  is  on  the  fence,  hut  will  he  stami>ede(l  into  jumping  down  on  his 
side,  against  Russia,  if  he  hits  the  right  timing  in  a  civil  war  against  the  "Bol- 
.shevik  menace."  Intluential  advisers  tell  him  that  America  is  headed  for  a  long- 
term  conservative  trend,  with  Republican  ascendance,  and  that  Henry  Luce 
Walter  .Judd,  et  cetera,  have  guessed  the  trend  correctly. 

Senator  Ferguson.  There  you  were  warning  the  President  that 
Chiang,  if  he  got  aid  from  America  alone,  and  there  was  not  aid  going 
to  tlie  Communists,  and  there  was  not  a  coalition  government,  that  he, 
in  a  civil  war,  would  be  against  the  Communists,  the  Bolshevik  menace, 
jind  you  [nit  that  in  quotations,  is  that  correct? 

Mr.  L.\nTiM()RE.  That  is  correct.  I  mean,  that  is  correct  as  far  as 
it  being  in  quotations.  It  is  not  correct  so  far  as  your  interpretation 
of  wliat  I  was  saying. 

Senator  Ferguson.  Why  did  you  put  it  in  quotations? 

Mr.  Lattimore.  I  don't  know  why  I  put  it  in  quotations  at  that 
time.  Senator. 

Senator  Ferguson.  You  must  have  believed  that  it  was  not  quite  ac- 
curate, the  Bolshevik  menace,  or  you  would  not  have  put  it  in  quotes. 

Mr.  Latfimore.  No;  my  general  opinion  at  the  time  was  that  com- 
munism in  China  could  be  contained,  so  to  speak,  and  that  the  Gen- 
eralissimo could  maintain  the  ascendancy. 

Senator  Ferguson.  Even  in  a  coalition  government? 

Mr.  Lattimore.  Even  in  a  coalition  government,  or,  in  fact,  the 
oidy  way  he  could  would  be  through  a  coalition  government. 

Senator  Ferguson.  What  did  you  think  to  be  the  diiference  between 
the  Republican  policy  on  that  and  the  President's  policy,  when  you 
say  "influential  advisers  tell  him  that  America  is  headed  for  a  long- 
term  conservative  trend"  (  AAHiat  do  you  mean  there  by  ''conservative 
trend"? 


3404  INSTITUTE    OF   PACIFIC   RELATIONS 

Mr.  Lattimore.  I  don't  know  exactly  what  I  meant  by  conservative 
trend  in  1945,  but  it  is  clearly  here  in  connection  with  Republican 
ascendance  and  the  mention  of  what  I  identified  at  that  time  as  the 
opinions  on  China  policy  of  Mr.  Luce  and  Congressman  Judd. 

The  Chairman.  He  was  predicting  the  election  of  Stassen,  perhaps, 

Mr.  Lattimore.  I  was  saying  that  that  was  the  way  that  Chiang's 
advisers  were  talking  to  him. 

Senator  Ferguson.  How  did  you  learn  that  ? 

Mr.  Lattimore.  Well,  I  knew  some  of  Chiang's  advisers  quite  well. 

Senator  Ferguson.  Where  did  you  get  this  information,  in  this 
country  or  in  China  ? 

Mr.  Lattimore,  My  latest  information  on  the  subject  was  in  this 
country. 

Senator  Ferguson.  "Wlio  gave  it  to  you  ? 

Mr.  Lattimore.  A  Chinese  connected  with  the  Chinese  Government. 

Senator  Ferguson.  Who  was  he  ? 

Mr.  Lattimore.  One  man  w^hom  I  recall  particularly  was  one  of 
Chiang's  oldest  and  closest  associates,  a  Mr.  Tseng  Yang-fu. 

Senator  Ferguson.  "N^-liere  is  he  now  ? 

Mr.  Lattimore.  I  don't  know  where  he  is  now. 

Senator  Ferguson.  When  was  the  last  you  saw  of  him  ? 

Mr.  Lattimore.  The  last  I  saw  of  him  was  when  he  was  in  this 
country  in  1945,  received  medical  treatment  at  the  Johns  Hopkins 
Hospital,  and  then  stayed  with  me  for  several  days  before  going  back 
to  China. 

Senator  Ferguson.  Is  he  in  China  or  Formosa  ? 

Mr.  Lattimore.  I  presume  he  is  in  Formosa. 

Senator  Ferguson.  Have  you  heard  from  him  in  Formosa  ? 

Mr.  Lattimore.  May  I  ask  my  wife? 

Senator  Ferguson.  Yes ;  you  may  inquire  from  your  wife. 

Mr.  Laitimore.  The  last  I  heard  of  him — no,  this  is  previous. 
This  is  just  before  he  came  here,  so  I  don't  remember  when  I  heard 
from  him  last. 

Senator  Ferguson.    May  we  see  the  memorandum? 

Mr.  Lattimore.  Surely.     [Document  handed.] 

Senator  Ferguson.  Read  the  next  paragraph. 

The  Chairman.  The  next  paragraph  of  what? 

Senator  Ferguson.  Of  the  memorandum  to  the  President:  "The 
basic  American  interest  is  represented  by  policy  No.  2." 

That  is  the  one  that  appears  to  be  at  least  the  same  line  as  was 
carried  out  in  the  white-paper  letter  of  transmittal;  is  it  not? 

Mr.  Lattimore.  That  is  the  one  that  indicates  that  I  belong  to  that 
general  school  of  thinking ;  yes. 

Senator  Ferguson.  "It  can  be  successfully  worked,"  you  say. 
"Chiang  is  tenacious,  but  has  shown  in  the  past  that  he  knows  when 
to  give  in  and  try  a  new  policy." 

Mr.  Lattimore.  That  is  right. 

Senator  Ferguson  (reading)  : 

But  he  will  only  play  ball  if  America  and  Russia,  with  British  approval,  make 
it  plain  that  they  are  going  to  be  joint  umpires. 

Is  that  right? 

Mr.  Lattimore.  That  is  right. 


INSTITUTE    OF   PACIFIC   RELATIONS  3405 

Senator  Ferguson.  What  you  wanted,  then,  was  a  policy  where 
Russia  and  America,  and  with  at  least  the  consent  of  Britain,  were  to 
be  umpires  in  running  China  'I 

Mr.  Lattimore.  I  believe  not  the  umpires  in  running  China.  I  be- 
lieved that  the  situation  coming  up  at  the  end  of  the  war  in  China  was 
one  that  the  United  States  would  not  be  able  to  control  single-handed. 
I  thought  it  had  to  be  part  of  a  general  international  agreement. 

Seiuitor  Ferguson.  What  do  you  mean  by  joint  umpires? 

Mr.  Lattimore.  Joint  umpires  in  the  sense  that  primarily,  if  the 
Communists  accepted  a  minority  position  in  a  coalition  government, 
it  would  have  to  be  seen  to  that  they  didn't  try  to  get  away  with  any 
monkey  business. 

Senator  Fergusox.  And  you  think  that  America  should  have  stepped 
in  and  Russia  would  have  stepped  in,  to  keep  the  Communists  in  line? 

Mr.  Lattimore.  I  thought,  as  I  said  in  the  final  sentence  here : 

America,  alone,  cannot  either  coax  or  bluff  Chiang  into  a  settlement  with  the 
Communists  involving  real  concessions;  but  if  Washington  and  Moscow  agree, 
l)oth  Chungking  and  Yenan  will  carry  out  the  agreement. 

Senator  Ferguson.  Is  it  not  true  that  at  Yenan  the  Communists 
would  have  had  to  have  carried  it  out,  if  Russia  had  said  so? 

Mr.  Lattimore.  I  don't  know  that  I  could  have  said  so  authorita- 
tively at  that  time,  Senator,  and,  at  the  present  time,  the  degree  of  in- 
dependence of  the  Chinese  Communists  from  the  Russians  is  a  matter 
of  considerable  debate. 

Senator  Ferguson.  Then  you  are  not  one  of  those  observers  that 
believe  that  the  Communists  in  Korea  today  are  under  the  control  of 
the  Communists  in  Moscow? 

Mr.  Lattimore.  I  have  no  final  answer  on  that.  Senator.  All  I  am 
aware  of  is  that  there  is  one  school  of  thought  that  believes  the  situation 
is  primarily  controlled  by  the  Chinese  Communists,  and  another  school 
of  thought  that  believes  that  the  whole  thing  is  dictated  from  the 
Kremlin. 

Senator  Ferguson.  What  do  j^ou  think  about  it  ? 

Mr.  Lattimore.  I  don't  have  sufficient  information  to  make  a  strong 
declaration  of  opinion  in  either  direction. 

Senator  Ferguson.  At  least  you  do  not  think  they  are  controlled  by 
Russia,  you  do  not  have  any  evidence  that  they  are? 

Mr.  Lattimore.  My  opinion  is  that  they  are  more  allies  of  Russia 
than  subordinates  of  Russia,  and  I  believe  that  the  Russians  would 
have  considerable  difficulty  in  running  China  completely. 

Senator  Ferguson.  Then  it  may  be  that  Russia  could,  in  your  opin- 
ion, act  as  a  neutral  in  any  truce? 

Mr.  Lattimore.  No,  sir.  The  whole  wording  here  does  not  indicate 
neutrality.  It  indicates  an  agreement  between  the  great  powers  of 
America,  Russia,  and  Britain  and,  therefore,  an  agreement  between 
interested  parties. 

Senator  Ferguson.  Did  you  know  that  in  1946  Mr.  Acheson,  Secre- 
tary of  State — and  which  was  just  about  a  year  after  the  memorandum 
was  given — took  somewhat  the  same  line  before  the  House  Foreign 
Affairs  Committee  ? 

Mr.  Lattimore.  I  didn't  know  it,  Senator.  I  shouldn't  be  surprised. 
As  I  say,  this  was  part  of  a  general  school  of  thought,  to  which  I  was 
a  minor  adherent,  and  not,  I  think,  a  shaper  of  that  school  of  thought. 


3406  INSTITUTE    OF    PACIFIC    RELATIONS 

Senator  Ferguson.  Mr.  Chairman,  at  this  time,  I  would  like  to 
make,  as  a  part  of  the  record  here,  the  memorandum  and  the  press 
release;  that  is,  the  memorandum  to  (xeneral  Marshall  out  of  the 
white  paper  that  is  set  forth  in  our  record,  and  the  letter  of  trans- 
mittal, so  that  it  would  all  be  in  and  not  be  taken  out  of  context. 

I  would  like  to  have  the  testimony  of  Dean  Acheson  before  the 
House  Foreign  Affairs  Committee  as  of  June  19,  1946,  a  hearing  on 
H.  R.  6795,  become  a  part  of  the  record. 

Mr.  Morris.  Tliat  portion  of  the  testimony  relating  to  the  subject, 
Senator  ? 

Senator  Ferguson.  Yes,  relating  to  the  subject.  I  would  like  to 
have  that  read  into  the  record  at  this  time. 

The  Chairman.  It  may  be  read. 

Senator  Ferguson.  I  w^ould  like  to  have  it  read  at  least  down  to 
page  5,  if  Mr.  Mandel  would  read  it  into  the  record. 

The  Chairman.  Very  well. 

Mr.  Mandel.  Testimony  of  Dean  Acheson  before  the  House  Foreign 
Affairs  Committee,  June  19,  1946,  hearings  on  H.  R.  6795  [reading]  : 

Chairman  Bloom.  Thank  you,  Mr.  Secretary. 

Mr.  Johnson.  Mr.  Secretary,  your  statement,  coupled  with  that  of  Secretary 
Patterson  and  that  of  General  Marshall,  I  think  constitutes  not  only  a  reason, 
but  shows  the  necessity  for  the  enactment  of  this  legislation.  So  I  shall  ask 
no  questions. 

Chairman  Bloom.  Dr.  Eaton. 

Mr.  Eaton.  In  my  judgment,  I  consider  the  association  with  China  in  the 
future  as  probably  of  more  importance  to  the  destiny  of  the  Nation  and  the 
world  than  any  other  single  relationship.  That  is  wliy  I  am  strongly  in  favor 
of  this  legislation. 

I  notice  on  page  3  of  your  statement,  Mr.  Secretary,  that  General  Marshall 
arranged  for  the  training  by  our  American  people,  with  the  use  of  American 
equipment,  of  certain  Communist  leaders  who  are  to  become  incorporated  into 
the  National  army.  Are  those  fellows  now  fighting  the  National  army  in  Man- 
churia ? 

Mr.  Acheson.  No.  I  think  the  situation  is  this,  Mr.  Eaton :  I  do  not  believe 
that  any  such  training  has  gone  on  in  the  past,  or  is  now  going  on.  What  Gen- 
eral Marshall  was  asked  to  do  and  agreecl  to  do,  and  what  is  necessary  to  be 
done,  is  that  when  the  plan  for  the  amalgamation  of  the  two  armies  is  accepted 
and  begins  to  go  into  effect,  those  units  of  the  Communist  army  which  are  going 
to  be  amalgamated  with  the  National  army  will  receive  a  period  of  training  from 
60  to  90  days  before  they  march  out  to  join  their  opposite  numbers  in  the  other 
army.  The  plan  roughly  contemplates  that  a  certain  number  of  months  from 
the  day  on  which  it  is  to  go  into  effect  certain  divisions  of  the  Communist  army 
and  certain  divisions  of  the  National  army  will  be  amalgamated.  When  that 
occurs  it  is  essential  that  the  troops  from  the  Communist  side  which  go  into 
the  troops  of  the  new  Chinese  Army  have  a  mininnim  of  the  same  sort  of  train- 
ing that  their  compatriots  have  had.  Some  of  the  divisions  in  the  present 
National  army  have  been  trained  by  United  States  forces.  These  American 
training  forces  that  we  are  talking  about  will  be  forces  that  will  take  a  Com- 
munist outfit  which  is  to  be  amalgamated  with  the  new  army  and  put  it  in 
shape  so  that  it  can  readily  go  into  the  outfit.    That  is  the  program. 

Mr.  Eaton.  The  objective  of  General  Marshall's  plan  is  that  when  tlie  Com- 
munist forces  are  taken  into  the  National  army,  he  will  then  have  a  Nationalist 
army,  not  an  army  composed  of  two  parts,  one  Nationalist  and  one  Communist. 
What  guaranty  have  we,  since  history  has  taught  us  a  few  lessons,  I  hope, 
that  that  will  be  the  actual  situation? 

Senator  Ferguson.  Who  asked  that  question? 
Mr.  Mandel.  Mr.  Eaton.  [Reading:] 

Mr.  Acheson.  You  know  better  than  an.vone  in  the  world.  Dr.  Eaton,  there 
is  no  guaranty  about  anything  in  human  affairs ;  but  the  problem  they  are 
facing  in  China  is  one,  at  the  present  time,  of  having  two  armies  separated 
in  organization,  space,  and  everything  of  that  sort.     Now,  if  those  armies  can 


INSTITUTE    OF    PACIFIC    RELATIONS  3407 

he  amalgamated  unit  by  unit — not  trying  to  take  one  whole  army  and  put  it 
with  the  other,  but  by  taking  separate  units  of  each  army  and  integrating 
them  in  one  force — then  the  chances  of  division  are  tremendously  reduced. 

Mrs.  Rogers.  Mr.  Secretary,  how  many  Communists  is  it  anticipated  will  be 
trained  under  the  proposed  plan? 

Mr.  AcHESoN.  I  think  that  they  will  try  to  take  all  the  units  that  are  going  to 
be  put  into  the  new  army  immediately  preceding  their  joining  the  new  army 
and  give  them  a  60-  or  90-day  schooling. 

Mrs.  Rogers.  But,  can  you  give  us  any  approximate  number  that  will  be 
trained? 

Mr.  AcHESON.  I  do  not  know.  If  the  total  size  of  the  army  is  going  to  be 
60  divisions,  I  do  not  know  what  proportion  of  the  personnel  would  be  Communist. 

Mrs.  Rogers.  Could  you  get  that  proportion  for  us? 

Mr.  Acheson.  The  information  that  I  have  had  handed  me  is  that  of  the  60 
divisions  which  are  contemplated  the  personnel  which  would  l)e  equivalent  to 
50  divisions  will  come  from  the  national  army  and  the  personnel  which  would 
be  equivalent  to  10  divisions  will  come  from  the  Communist  army. 

Mrs.  Ro<",ers.  That  question  will  be  asked  on  the  floor.  That  is  the  reason 
I  wanted  to  have  that  information. 

Mr.  Acheson.  Five-sixths  will  be  taken  from  the  national  army  and  one-sixth 
from  the  Communist  army. 

Chairman  Bl(X)M.  Mr.  Chiperfield. 

Mr.  CHiPEKFiEi.D.  Mr.  Secretary,  besides  the  assistance  this  country  gave  to 
China  which  you  have  recited  in  your  statement,  did  not  the  United  States  also 
furnish  credit  amounting  to  $900,000,000? 

Mr.  AcHESON.  I  presume  you  are  referring  to  the  $500,000,000  loan  made  in 
1942. 

Mr.  Chiperfiet.d.  There  was  not  any  particular  reason  for  not  mentioning 
that ;  it  was  simply  because  you  were  referring  to  the  military  assistance? 

Mr.  Acheson.  That  is  correct. 

Mr.  Chipekfield.  I  have  no  questions  now,  Mr.  Chairman. 

Mrs.  Rogers.  Do  you  think  that  China  will  turn  to  Russia  if  we  do  not  offer 
the  assistance? 

Mr.  Acheson.  I  have  no  views  cm  that  subject.  I  am  sure  that  we  will  assist 
China.    I  do  not  think  I  want  to  speculate  on  what  would  happen  if  we  did  not. 

Mrs.  Rogers.  Is  there  any  way  we  could  have  an  agreement  with  China 
whereby  she  would  not  use  our  arms  against  us? 

Mr.  Acheson.  Well,  I  suppose  we  have  that  in  the  United  Nations  Charter. 
There  all  the  nations  agree  that  they  will  not  employ  force  against  any  country 
except  in  accordance  with  the  principles  and  under  the  procedure  of  the  Charter. 
Under  the  principles  and  procedure  of  the  Charter,  if  anyone  wished  to  employ 
force  against  us,  I  am  sure  that  we  would  veto  that.  They  will  not  do  it.  That 
is  the  technical  and  legal  answer  to  your  question. 

I  think  we  can  rest  assured  that  the  Chine.se  will  not  do  that. 

Mrs.  Rogers.  I  suppose  a  fight  could  start  before  that  was  decided,  could 
it  not? 

Mr.  Acheson.  Do  you  mean  that  the  Chinese  would  attack  us?  I  do  not  think 
so. 

Chairman  Bi>oom.  The  Chair  thinks  that  we  should  not  go  into  that. 

Mr.  Acheson.  I  am  sure  that  we  do  not  need  to  worry. 

Mrs.  Rogers.  I  think  if  there  were  any  way  to  have  an  agreement  it  would 
be  very  helpful.  I  thought  in  the  passage  of  lend-lease  we  should  have  some 
agreement  with  the  nations.  I  find  it  impossible,  and  many  other  members  find 
it  impossible,  to  find  out  just  exactly  what  is  going  on  in  lend-lease.  That  is 
all  I  have. 

Chairman  Bloom.  Mr.  Gordon. 

Mr.  Gordon.  I  have  no  questions  at  this  time. 

Chairman  Bloom.  Mr.  Vorys. 

Mr.  Vorys.  Mr.  Secretary,  sooner  or  later,  and  probably  sooner,  the  question 
mav  arise  as  to  whether  our  furnishing  arms  to  the  Republic  of  China  is  in 
accordance  with  the  provisions  of  the  United  Nations  Charter,  and  I  note  in 
your  statement  you  mentioned  the  obligations  of  the  Charter  for  the  preservation 
of  peace,  at  various  times.  I  think  it  would  be  very  helpful  if  you  would  spell 
out  for  us  who  are  not  as  familiar  with  the  provisions  as  you  are  and  our 
chairman  and  our  ranking  Republican  member,  who  were  there  when  it  was 
drafted,  just  how  this  operates. 


3408  INSTITUTE    OF   PACIFIC   RELATIONS 

Mr.  Lattimore.  Mr.  Chairman,  I  have  some  material  from  the 
Congressional  Record  here  that  I  should  like  to  read  into  this  record 
as  pertinent  to  my  own  thinking  in  the  year  1945. 

Senator  Ferguson.  I  am  going  to  ask  you  about  what  Mr.  Acheson 
was  thinking  in  1946.  Do  you  know  what  change  there  was  between 
June  of  1945  and  June  of  1946,  other  than  the  peace,  other  than  the 
stopping  of  the  shooting?     I  do  not  mean  the  peace. 

Mr.  Lattimore.  I  don't  know  about  the  change.  General  Marshall 
had  been  carrying  on  his  mission  in  China,  had  succeeded  in  halting 
the  civil  war  to  a  certain  extent,  and  was  trying  to  negotiate  a  form 
of  settlement  that  would  leave  the  dominant  control  of  power  in  the 
hands  of  Chiang  Kai-shek. 

Senator  Ferguson.  Did  you  recognize  at  the  time  what  Mrs.  Rogers 
apparently  recognized  in  1946;  that  is,  in  1945  when  you  were  asking 
for  this  unity,  particularly  the  aid  to  the  Communists,  and  the  unifica- 
tion by  virtue  of  a  joint  government?    Such  as  is  said  here  [reading]  : 

Mrs.  Rogers.  Is  there  any  way  we  could  have  an  agreement  with  China  whereby 
she  would  not  use  our  arms  against  us  ? 

Then  Mr.  Acheson  said : 

Mr.  Acheson.  Well,  I  suppose  we  have  that  in  the  United  Nations  Charter. 
There  all  the  nations  agree  that  they  will  not  employ  force  against  any  country 
in  accordance  with  the  principles  and  under  the  procedure  of  the  Charter.  Under 
the  principles  and  procedure  of  the  Charter,  if  anyone  wished  to  employ  force 
against  us,  I  am  sure  that  we  would  veto  that.  They  will  not  do  it.  That  is  the 
technical  and  legal  answer  to  your  question. 

Did  you  have  the  same  view  back  in  1945  ?  You  talked  about  the 
Charter  and  the  protection  under  the  Charter,  and  what  had  happened. 
Did  you  think  all  we  had  to  do  to  stop  a  war  was  to  veto  it  ? 

Mr.  Lattimore.  No,  sir ;  I  don't  think  I  referred  to  the  Charter  at  all. 
My  view  was  that  the  postwar  situation  in  China  was  one  that  could 
be  kept  manageable  only  by  international  agreement. 

Senator  Ferguson.  Mrs.  Rogers  then  said,  to  that  answer,  when  he 
ended  up  by  saying  "I  think  we  can  rest  assured  that  the  Chinese  will 
not  do  that,"  meaning  they  would  not  use  the  arms  we  gave  them 
against  us,  Mrs.  Rogers  said :  "L  suppose  a  fight  could  start  before 
that  was  decided ;  could  it  not?" 

Then  Mr.  Acheson  seems  to  be  quite  surprised  at  that,  because  he 
said :  "Do  you  mean  that  the  Chinese  would  attack  us  ?  I  do  not  think 
so." 

Had  you  the  same  idea  ? 

Mr.  Lattimore.  No,  sir;  I  did  not  have  the  same  idea.  My  ideas 
went  no  further  in  June — July  1945  than  a  belief  that  the  situation  in 
China  could  only  be  controlled  by  agreement  between  the  major 
powers. 

Senator  Ferguson.  And  then  Chairman  Bloom  said : 

The  Chair  thinks  that  we  should  not  go  into  that. 
Mr.  Acheson.  I  am  sure  that  we  do  not  need  to  worry. 

Was  that  your  thinking  at  the  time :  that  there  was  no  worry  about 
bringing  these  Communists  in  and  bringing  Russia  into  this  Chinese 
situation  ? 

Mr.  Lattimore.  No,  sir.  You  are  making,  I  tliink,  an  unjustifiable 
link  between  Mr.  Acheson's  worries  in  1946  and  the  problem  that  I 
was  trying  to  consider  in  1945. 


INSTITUTE    OF   PACIFIC   RELATIONS  3409 

Senator  Ferguson.  The  only  thing  I  can  see  now  is  the  difference 
that  we  did  not  give  the  Communists  arms ;  but,  if  so,  there  may  have 
been  some  worry  back  in  those  days. 

Is  it  not  true  that  as  soon  as  they  did  get  arms  we  found  them 
moving  down  in  North  Korea,  down  across  the  imaginary  line  that  we 
used  to  divide  the  country;  and,  in  November  of  the  same  year,  we 
find  the  Communists  in  China  using  arms  against  the  United  States. 

]Mr.  Lattimore.  I  would  not  put  it  quite  the  same  way,  Senator. 

Senator  Ferouson.  How  would  you  put  it? 

Mr.  Lattimore.  I  would  put  it  that,  when  we  supplied  arms  in 
large  quantities  to  armies  that  proved  incompetent  to  use  them,  they 
passed  very  rapidly  into  the  hands  of  the  Chinese  Communists  and 
were  turned  against  our  policy. 

Senator  Ferguson.  Mr.  Lattimore,  was  the  reason  for  your  going 
to  the  President  with  this  letter  and  this  memorandum  the  point  that 
you  felt  that  Ambassador  Grew,  Mr.  Dooman,  and  Mr.  Ballantine 
were  opposed  to  your  views  and  your  philosophy  ? 

Mr.  Lattimore.  No,  sir.  My  feeling  was,  as  is  shown  in  my  letter 
and  memoranda  quite  clearly,  that  controversial  problems  of  Ameri- 
can policy  were  arising,  and  that  the  most  important  thing  to  do  was 
to  get  an  impartial  review. 

Senator  Ferguson.  Did  you,  directly  or  indirectly,  contact  Dean 
Acheson  about  your  visit  to  the  Wliite  House  ? 

Mr.  Lattimore.  No,  sir. 

Senator  Fer.^uson.  Were  you  surprised  when  you  saw  Ambassador 
Grew  coming  out  of  the  President's  office  the  morning  that  you  called 
on  him? 

By  the  way,  it  was  Tuesday  morning,  the  3d,  instead  of  Monday. 

Mr.  Lattimore.  No  ;  it  struck  me  as  quite  natural  to  see — I  still 
forget  whether  he  was  Assistant  Secretary  or  Under  Secretary  of 
State — him  in  the  President's  anteroom. 

Senator  Ferguson.  You  did  not  get  the  urge  to  say,  "xA.mbassador 
Grew,  I  am  going  to  talk  about  the  Far  East.  Will  you  not  come  into 
the  President's  office  and  we  will  talk  it  over  together?" 

Mr.  Lattimore.  No,  sir ;  I  didn't  think  it  was  a  privilege  of  a  citizen 
going  in  to  see  the  President  to  do  the  President's  inviting  for  him. 

Senator  Ferguson.  Did  you  think  that  you  were  just  acting  as  a 
private  citizen  when  you  took  this  message  to  the  President? 

Mr.  Lattimore.  I  did. 

Senator  Ferguson.  No  more? 

Mr.  Lattimore,  No  more. 

Senator  Ferguson.  And  no  less  ? 

Mr.  Lattimore.  And  no  less. 

Senator  Ferguson.  That  is  all  at  the  present  time. 

Mr.  Lattimore.  Mr.  Chairman,  I  have  some  material  here  from  the 
Congressional  Eecord  pertinent  to  the  general  question  of  discussion 
of  the  subject  of  China  in  1945  that  I  should  like  to  read  into  the 
record. 

The  Chairman.  Let  me  see  it  first,  please. 

Senator  Ferguson.  I  have  something  before  he  puts  that  in,  Mr. 
Chairman. 

Mr.  Lattimore.  One  is  from  Re])resentative  Walter  Judd,  and  the 
other  is  from  Representative  Mike  Mansfield. 


3410  INSTITUTE    OF    PACIFIC    RELATIONS 

Senator  Ferguson.  Mr.  Chairman,  I  said  that  I  would  produce  for 
the  minutes  a  matter  concerning  the  Secretary  of  State.  1  have,  from 
the  ticker,  this  announcement  as  of  11 :  3.3  this  morning,  3-5,  meaning 
today  [reading]  : 

Secretary  Adiesoii  said  todav  he  personally  had  cleared  Foreign  Service 
Officer  O.  Ednuind  CUibb  after  the  State  Department's  Loyalty  and  Security 
Board  had  decided  Clubb  was  a  security  risk. 

Last  evening  I  asked  Mr.  Michael  McDermott  to  furnish  to  me  a 
CODY  of  all  press  releases  by  the  State  Department,  or  any  officer 
thereof,  concerning  the  Clubb  case.  At  about  1 :  25  he  called  me  and 
said  that  they  had  not  assembled  them  all,  but  that  he  would  send 
them  up  to  me.  I  will  want  to  put  those  into  this  record  also,  becaiise 
I  think  it  is  very  material  to  the  issue  that  we  cannot  get  information 
from  the  officers  under  oath  but  when  they  desire  it  they  can  release 
statements  to  the  press.  ..i  • 

I  am  o-oing  to  ask  that  the  whole  matter  be  taken  up  m  this  com- 
mittee as  to  the  Clubb  case  so  that  we  may  get  it  under  sworn  testi- 
mony and  not  only  in  press  releases. 

You  will  note  that  this  says  "The  State  Department  Loyalty  and 
Security  Board  has  decided  Clubb  was  a  security  risk." 

That  is  under  the  McCarran  rider  to  the  appropriation  bill  and  not 
the  President's  Loyalty  Board,  the  question  of  security. 

I  believe  that,  uiider  the  law,  he  has  absolute  discretion  to  discharge 
a  person  for  security  risk ;  but,  if  they  try  the  person  under  the  loyalty 
and  then  he  sets  aside  an  order  of  the  Loyalty  Board,  the  Appeal 
Board  of  the  Loyalty  Board  would  have  the  right  to  post-audit. 

But,  if  they  do  it  under  the  security  risk,  there  is  no  right  for  the 
Appeal  Board  to  come  into  the  picture  at  all.  This  would  be  a  method 
of  cutting  off  the  Appeal  Board.  It  seems  significant  that  this  is 
done  in  this  way,  after  the  Service  case  was  reversed  by  the  Loyalty 
Appeal  Board.  "  I  think  the  record  ought  to  show  that. 

The  Chairman.  Let  me  say  to  you.  Senator,  that  this  matter  was 
taken  up  in  the  Appropriations  Committee,  incidentally,  and  the  sub- 
stance of  Mr.  Humelsine's  statement  was— and  I  quote  the  substance 
only—that  he  was  precluded  from  giving  the  information  to  the 
committee. 

As  far  as  1  am  concerned,  whether  it  be  m  this  committee  or  in 
the  Appropriations  Committee,  the  matter  should  and  must  be  gone 
into.  If  men,  after  having  been  considered  unfit  to  continue  in 
service  by  the  Loyalty  Board,  are  relieved  of  that  decision  so  that 
they  may  become  "inheritors  of  pensions  from  the  (Tovernment,  it  is 
time  forCongress  to  take  very  decisive  action. 

Do  you  have  something  else  that  you  want  to  say? 
Senator  Fercsuson.  Mr.  Chairman,  I  might  say  that  last  evening 
I  had  asked  the  State  Department  also,  by  letter,  to  furnish  to  the 
Ai)i)ropriations  Committee  the  number  of  employees  that  have  been 
allowed  to  resign,  or  have  resigned  after  a  loyalty  case  has  been 
started,  the  number  of  employees  that  have  resigned  or  have  been 
permitted  to  resign  after  an  investigation  of  their  loyalty  was  started, 
the  amount  of  salary  of  each  such  employee  and  the  amount  of  pension 
that  they  are  now  drawing. 

The  Chairman,  I  might  say  to  you  that  that  request  was  also  made 
by  Mr.  Humelsine  by  the  chairman  of  the  subcommittee  having  the 
appropriation  at  hand.    I  understancl  it  is  being  prepared. 


INSTITUTE    OF    PACIFIC    RELATIONS  3411 

Senator  Ferguson.  I  did  not  have  the  privilege  of  being  here,  and 
I  did  not  have  the  privilege  of  being  in  the  Appropriations  Subcom- 
mittee, of  which  I  am  a  member,  and  I  asked  that  it  be  furnished  to 
you.  I  did  not  know  that  it  was  going  to  be  furnished  to  you,  or  I 
would  not  have  asked. 

The  Chairman.  The  two  excer])ts  here,  assertedly  from  the  Con- 
gressional Record,  I  think  counsel  will  check  with  the  Congressional 
Record ;  and,  if  they  are  to  go  in,  they  will  go  in  in  context,  and  I  will 
reserve  the  ruling  on  the  matter. 

As  regards  this  matter  that  was  submitted  to  the  Chair  this  morn- 
ing, asserted  to  be  a  quotation  from  General  Chennault,  I  have  sub- 
mitted this  to  the  committee. 

Is  there  any  objection  to  its  going  into  the  record? 

Senator  Ferguson.  I  have  read  it,  and  I  have  no  objection. 

The  Chairman.  If  there  is  no  objection,  it  will  go  in  the  record. 

On  the  other,  the  ruling  of  the  Chair  will  be  withheld  until  we  can 
check  the  context  of  the  Congressional  Record. 

Mr.  Arnold.  May  the  witness  read  it  at  this  point  ? 

The  Chairman.  Yes. 

Mr.  LAT-riMORE.  The  quotation  is  from  Way  of  a  Fighter,  by  Claire 
Lee  Chennault,  published  in  New  York,  1949.  That  is  well  after  the 
end  of  the  war.    It  is  chapter  5,  page  61  [reading]  : 

Soon  after  .lapan  attacked  at  Shaniihai,  the  Chinese  sent  an  official  call  for 
help  to  all  the  major  powers.  Only  Russia  responded.  The  Russians  didn't 
pause  to  play  partisan  politics  or  trip  over  ideological  folderol  when  their 
national  interests  were  at  stake  in  China.  All  of  the  Soviets'  aid  went  to  the 
Central  Government  of  the  Generalissimo.  The  Russians  had  had  no  love  for 
the  Generalissimo  since  the  1927  split  when  he  drove  the  Russian-supported 
Chinese  Communists  from  the  Kuomintang  and  slaughtered  them  by  the  thou- 
sands. For  nearly  "20  years  he  fought  a  ruthless  war  of  extermination  against 
communism  in  China.  The  Russians  sent  their  aid  to  the  Generalissimo  solely 
because  he  represented  the  strongest  and  most  effective  force  opposing  Japan, 
and  they  supported  him  exclusively,  igncn-ing  the  Chinese  Communist  armies, 
which  badly  needed  external  support. 

Mr.  Morris.  As  of  what  time  was  General  Chennault  writing  there  ? 

Mr.  Lattimore.  He  is  describing  the  early  years  of  the  war  in 
China,  before  Pearl  Harbor. 

Mr.  Morris.  That  is  not  apparent,  however,  from  that  article;  is  it? 

Mr.  Lattimore.  Yes;  it  is  apparent  that  this  aid  began  when  Japan 
was  attacked  at  Shanghai,  which  would  be  the  summer  of  1937. 

Senator  Ferguson.  When  did  you  first  get  that  memorandum  ? 

Mr.  Lattimore.  This  one? 

Senator  Fergltson.  Yes;  that  information. 

Mr.  Lattimore.  I  think  about  2  weeks  ago.  I  had  a  moment  to 
spare  in  my  university  office,  and  1  noticed  there  was  this  book  by 
General  Chennault  which  was  in  the  book  case.  I  pulled  it  out  just 
to  look  through  it,  to  see  if  there  might  be  anything  pertinent,  and 
then  ran  on  to  this  passage. 

Senator  Ferguson.  And  it  backs  up  what  part  of  your  thinking 
as  of  that  time  ? 

Mr.  Lattimore.  It  backs  up  my  thinking  that,  while  the  Russians 
supported  the  Chinese  Connnunists  politically  and  in  their  world 
propaganda,  they  disregarded  them  during  the  period  of  the  war  in 
China  in  favor  of  assistance  to  China  as  a  nation,  delivered  exclusively 
through  Chiang  Kai-shek. 


3412  INSTITUTE    OF   PACIFIC   RELATIONS 

Senator  Ferguson.  Do  you  not  think  that  could  have  been  for  the 
purpose  of  their  getting  the  Yalta  agreement,  and  also  getting  the 
agreement  or  the  treaty  with  the  Nationalist  Government,  not  being 
quite  sure  that  the  Communists  could  not  throw  out  the  Nationalists? 
Mr.  Lattimore.  That  is  not  my  interpretation,  Senator,  My  inter- 
pretation is  that  the  Russians  were  afraid  of  Japan  and  would  sup- 
port anything  that  was  against  Japan. 

The  Chairman.  Do  you  know  that  General  Chennault  has  testi- 
fied before  the  watchdog  committee  of  the  Appropriations  Committee 
and  before  the  Appropriations  Committee  itself  of  the  Senate  in 
reference  to  that  subject? 

Mr.  Lattimore.  No,  sir. 

The  Chairman.  You  did  not  know  that.  Are  there  any  further 
questions? 

Mr.  Sourwine.  Mr.  Chairman,  if  I  might  inquire,  I  have  a  few 
loose  ends  we  can  tie  up  here. 

The  Chairman.  All  right. 

Mr.  Sourwine.  First,  Mr.  Lattimore,  with  regard  to  the  letter  and 
memoranda  to  the  White  House,  wdiich  has  been  discussed  here  at 
some  length  today,  do  you  feel  that  the  letter  itself,  the  letter  of  June 
10,  adequately  conveyed  to  the  President,  and  did  you  intend  by  it 
to  convey  to  him,  your  belief  that  the  Chinese  Communists  were  then 
and  had  been  since  at  least  1940  supported  by  Russia,  along  with  what 
I  assume  was  your  belief  stated  here  that  "If  America  then  identified 
itself  with  one  party,  Russia  would  be  justified  in  following  that  lead 
in  committing  itself  to  the  other  major  party";  namely,  the  Com- 
munists ? 

Mr.  Lattimore.  Mr.  Sourwine,  my  letter  wns  intended  solely  to 
indicate  to  the  President  that  I  would  like  very  much  to  see  him  and 
lay  my  opinions  before  him. 

The  Chairman.  I  would  like  to  have  the  question  read.  It  is  an 
involved  question.    I  would  like  to  have  it  read. 

(The  record  was  read  by  the  reporter.) 

The  Chairman.  You  use  the  term  "letter"  there.  1  wonder  if  it 
would  be  clarified  to  say  "memoranda." 

Mr.  Sourwine.  No,  I  meant  letter,  Mr.  Chairman. 

Mr.  Lattimore.  The  letter  w\as  intended  to  convey  only  what  was 
in  the  letter,  and  the  matter  that  was  in  the  memoranda  was  matter 
that  I  considered  only  when  I  sat  down  to  write  the  memoranda. 

The  Chairman.  All  right. 

Mr.  Sourwine.  Do  you  care  to  assert  a  belief,  Mr.  Lattimore,  as  to 
whether  there  is  any  intellectual  dishonesty  of  this  letter  of  June  10 
to  the  President? 

Mr.  Lattimore.  I  should  say,  Mr.  Sourwine,  that  I  should  resent 
any  indication  of  intellectual  dishonesty. 

Mr.  Sourwine.  Did  you  intend  to  mislead  the  President  in  that 
letter? 

Mr.  Lattimore.  No,  I  did  not. 

Mr.  Sourwine.  In  your  letter  of  June  10,  addressed  to  the  Presi- 
dent  

The  Chairman.  By  that  last  question,  do  you  mean  to  intend  to 
this  committee  that  you  meant  to  lead  him  and  that  you  presented  an 
honest  view  in  leading  him? 


INSTITUTE    OF    PACIFIC    RELATIONS  3413 

Mr.  Lattimore.  No,  sir,  I  meant  to  imply  solely  that  I  wanted  to 
have  a  chance  to  put  some  opinions  before  the  President. 

The  Chairman.  It  was  for  the  purpose  of  leading  the  President, 
was  it  not  ?  It  was  for  the  purpose  of  influencing  his  judgment,  was  it 
not?    It  was  net  just  for  the  purpose  of  laying  a  paper  before  him. 

Mr.  Lattimore.  I  certainly  hoped  that  the  President  would  con- 
sider my  opinions.  To  that  extent,  I  wanted  to  influence  him.  I  did 
not  want  to  influence  him  exclusively.  I  took  it  for  granted  that  the 
President  would  consider  the  opinions  of  many  people. 

Mr.  SouRwiNE.  If  you  will  look  at  your  letter  of  June  20  to  the 
President,  June  20,  1945,  the  middle  paragraph,  the  second  para- 
graph, quoting  from  the  letter :  "Your  forthcoming  meeting  with  the 
Prime  Minister  Churchill  and  Marshal  Stalin." 

I  ask  you,  sir,  did  you  have  any  private  information  with  regard 
to  that  forthcoming  meeting? 

Mr.  Latttmore.  No,  I  didn't.  My  best  recollection  is,  in  looking 
over  these  memoranda,  that  that  had  not  been — that  that  had  just  come 
out  in  the  press  and,  therefore,  made  me  feel  that  if  anything  I  had 
to  say  was  worth  consideration  at  all,  it  was  worth  consideration  at 
that  time. 

Mr.  SouRWiNE.  You  refer,  of  course,  by  that,  to  the  Potsdam 
meeting  ? 

Mr.  Lattimore.  Yes,  I  think  that  must  be  the  Potsdam  meeting. 

Mr.  SouRWiNE.  Would  you  be  surprised  to  learn  that  the  public 
announcement  of  the  Potsdam  meeting  had  not  vet  been  made  on  the 
20th  of  June? 

Mr.  Lattimore.  I  should  be  very  mueh  surprised.  Had  it  not  been 
mentioned  in  the  press? 

Mr.  Sourwine.  I  do  not  know  what  the  fact  is,  sir.  I  am  just  mak- 
ing a  record  as  to  your  recollection  as  to  whether  you  had  any  private 
recollection. 

Mr.  Lattimore.  My  recollection  is  that  I  had  no  private  recol- 
lection. 

Mr.  Sourwine.  Looking  up  to  the  memorandum  itself,  sir,  I  have 
just  three  questions  about  it. 

There  were  some  things  in  this  memorandum  that  were  intended 
as  recommendations,  were  there  not,  and  I  speak  of  that  portion  of 
the  memorandum  which  is  labeled  as  related  to  Japanese  policy  as 
related  to  China  policy. 

Mr.  Lattimore.  Yes. 

Mr.  Sourwine.  This  paragraph,  the  third  paragraph,  to  counter- 
act this  Japanese  policy,  the  American  policy  in  China  must  work 
steadily  for  peace,  unity,  and  modern  political  forms,  was  in  the 
nature  of  a  recommendation ;  was  it  not  ? 

Mr.  Lattimore.  I  should  agree  to  that ;  yes. 

Mr.  Sourwine.  It  called  for  an  American  policy  favoring  unity 
in  China  ? 

Mr.  Lattimore.  Yes;  that  is  right. 

Mr.  Sourwine.  And  that  was  the  American  policy  for  some  time 
thereafter,  was  it  not? 

Mr.  Lattimore.  It  was. 

Mr.  Sourwine.  The  next  paragraph  says,  at  the  same  time,  Japan 
hopes  that  fear  of  Russia  will  induce  Britain  and  America  to  be  soft 


3414  INSTITUTE    OF   PACIFIC   RELATIONS 

with  antirevolutionary  Japanese.big:  business     That  was  was  it  not, 
an  implicit  recommendation  against  a  soft  policy  with  Japanese  big 

business  ? 

Mr.  Laitimore.  Implicitly;  yes. 

Mr  SouRWiNE.  As  a  matter  of  fact,  American  policy  was  a  haid 
policy  with  Japanese  big  business  thereafter ;  was  it  not  '• 

Mr".  LA-rriMORE.  No,  not  particularly  hard;  not  hard,  not  soft.    In 

^Mi?SouRwiNE.  At  the  end  of  that  memorandum  you  find  this  sen- 
tence [reading]  : 

In  most  Govenuiient  agencies  at  the  present  time  the  tendency  is  to  find 
Japin'Slned  men  in  higher  policy-makir.g  posts  than  ^^-^-^J^^^^'  ^^"^- 
ply  because  Japan  used  to  be  a  more  important  i;reat  power  than  China. 

That  is  an  implicit  recommendation  for  more  China-trained  men  in 
hio-her  policy-making,  posts,  is  it  not  ? 

'^Ir.  Latiimore.  Yes ;  it  is.  p^      i     i  u 

Mr  SoTiRWiNE.  And  the  State  Department  thereafter  had  a  sub- 
stantial number  more  of  China-trained  men  m  high-policy  posts; 
did  it  not? 

Mr.  La'itimore.  It  did.  i    it    ^  i 

I  would  say  that  there  is  no  question  of  cause  and  effect  here. 

Mr  SouRWiNE.  Can  you  name  some  of  those  China-trained  men 
who  came  into  power  in  higher  policy-making  posts  at  a  period  subse- 
quent to  the  date  of  this  memorandum  ?  . 

Mr.  Latomore.  I  think  I  am  correct  m  saying  that  it  was  after  this 
memorandum  that  Mr.  Vincent  was  promoted.  ,  .     ,,  . 

Senator  Ferguson.  Mr.  Chairman,  I  wanted  to  piit  in  the  record 
here  a  quotation  from  The  Present  Situation  and  the  ^ext  Tasks  It 
is  a  draft  resolution  of  the  national  board.  Communist  Political  Asso- 
ciation, as  amended  and  approved  by  the  national  committee  on  June 

^%he^source  is  Political  Affairs,  of  July  11)45,  pages  579  to  591,  Earl 

Browder,  Editor.  i  •.  •   .    ^i  a 

I  will  ask  that  our  director,  Mr.  Mandel,  read  it  into  the  recoid 
Mr   Mvnuel.  These  are  excerpts  from  the  draft  resolution  ot  the 
National  Board  of  the  Communist  Political  Association : 

Now  that  the  war  against  Hitler  Germany  has  been  won,  the  American  eco- 
non  <  rovalists,  like  their  British  Tory  counterparts  are  alarmed  at  tbe  strength- 
ened positions  of  world  labor,  at  the  den.ocrati.-  advan<-es  ui  Europe  and  at  the 
n,s  rge  of  the  national  liberation  movements  in  the  coh.nml  and  independent 
"  .unti-ies  ^  *  *  They  are  trying  to  organize  a  new  cordon  sanitaire  against- 
the  Soviet  Union  *  *  * 
That  is  from  page  580. 
Further,  from  page  581 : 

It  is  this  reactionary  position  of  American  big  business  which  explains  why 
Washington  along  with  London,  are  pursuing  the  dangerous  policy  of  preventing 
a  strong^  united  and  democratic  China  ;  why  they  bolster  up  the  reac-tionary,  in- 
competent Chiang  Kai-sheli  regime  and  why  they  harbor  the  idea  of  coming  to 
terms  with  the  Mikado  in  the  hope  of  maintaining  Japan  as  a  reac-tionary  bul- 
wark in  the  Far  East.  It  accounts,  too,  for  the  renewed  campaign  of  antl-So^  let 
slander  and  incitement  calculated  to  undermine  American-Soviet  friendship  and 
cooperation     *      *     * 

I'heii  on  page  584 :  ^'Remove  from  the^  State  Department  all  pro- 
fascist  and  reactionary  officials     * 

The  Chairman.  Mr.  Sourwine  has  one  more  question. 


INSTITUTE    OF    PACIFIC    RELATIONS  3415 

Senator  Fergusox.  Just  a  moment. 

Mr.  Mandel,  I  take,  from  your  experience  as  director  of  this  com- 
mittee, that  is  what  is  known  as  the  commie  Hne  as  of  that  time  'i 

Mr.  Maxdel.  That  was  a  resolution  presented  to  the  Plenary  meet- 
ing'. That  is  a  full  meeting  of  the  national  committee  of  the  Com- 
munist Political  Association,  which  was  held  June  18  to  20,  1945,  and 
sets  the  line  for  the  coming  period. 

Senator  Ferguson.  Yes. 

The  Chairman.  "VVliere  ^ 

Mr.  Mandel.  In  the  United  States.  That  was  held  in  New  York 
City.     It  sets  the  line  for  the  United  States. 

The  Chairman.  Who  was  then  the  head  of  the  Comnnmist  Party? 

Mr.  Mandel.  In  this  same  issue  of  the  Political  Affairs,  the  state- 
ment of  Jacques  Duclos,  which  laid  the  basis  for  the  removal  of  Earl 
Browder,  is  included  in  this  issue  and  the  resolutions  included  here 
marked  the  change  of  line  of  the  Communist  Party  from  one  of 
cooperation  with  the  Ignited  States  and  Great  Britain  to  one  of  hostil- 
ity; which  was  symbolized  by  the  removal  of  Browder  and  the  selec- 
tion of  Eugene  Dennis  as  the  executive  secretaiy. 

The  Chairman.  Senator  Smith,  do  you  have  any  questions? 

Senator  Smith.  I  have  two  questions.     They  are  very  short. 

Mr.  Lattimore,  did  you  know  young  Lamont  ? 

Mr.  Lattimore.  In  1945  ? 

Senator  Smith.  Yes ;  at  the  time  this  letter  was  prepared,  when  you 
prepared  that  communication '( 

Mr.  Lattimore.  No;  I  don't  think  I  had  ever  met  him  at  that  time. 

Senator  Smith.  Had  he  been  active  at  that  time  in  the  Institute  of 
Pacific  Relations? 

Mr.  Lattimore.  No:  I  don't  believe  so. 

Senator  Smith.  Do  you  know"  whether  or  not  Mr.  Carter  knew  him 
at  that  time  ? 

Mr.  Lattimore.  It  is  evident  that  Mr.  Carter  knew  him  to  the  extent 
of  seeing  him  at  that  time ;  but  how  well  he  knew  him,  I  don't  know. 

Senator  Smith.  You  do  not  know  of  any  relations  that  existed  be- 
tAveen  Mr.  Carter  and  the  Institute  of  Pacific  Relations  and  young  Mr. 
Lamont  ? 

Mr.  Latt'imore.  No,  sir. 

Senator  Smith.  You  had  never  met  him  then  ? 

Mr.  Lattimore.  At  that  time,  I  don't  believe  I  had  met  him. 

Senator  Smith.  Did  you  get  acquainted  with  him  shortly  thereafter  ? 

Mr.  Lattimore.  Not  shortly  thereafter,  I  don't  think. 

At  sometime  thereafter,  after  the  war,  he  spoke  at  a  meeting  of  the 
Foreign  Policy  Association  in  Baltimore,  and  I  met  him  then. 

Senator  Smith.  At  the  time  you  pi-epared  this  proposed  letter  for 
Mr.  Lamont,  Sr.,  to  sign,  did  you  know  then  Mr.  Lamont.  Jr.'s  politi- 
cal thinking  on  communism? 

Mr.  Lattimore.  I  knew  nothing  whatever  about  him,  sir. 

Senator  Smith.  Did  Mr.  Carter  at  that  time,  Avhen  he  proposed  this 
plan  for  you  to  prepare  the  text  for  a  letter  for  young  Mr.  Lamont  to 
get  old  Mr.  Lamont  to  sign ;  did  Mr.  Carter  tell  you  anything  at  all 
about  young  Mr.  Lamont's  signature? 

Mr.  Lattimore.  He  told  me  no  more  than  is  in  that  letter. 

Senator  Smith.  That  is  all. 

The  Chairman.  All  right,  Mr.  Sourwine. 


3416  INSTITUTE    OF   PACIFIC   RELATIONS 

Mr  SoTJRWiNE.  I  have  one  more  question  on  the  memorandum. 
The  memorandum  on  China  policy  starts  out  with:  "There  are  two 

ahernatives  in  China."  .       ,    ^i    ,  . , 

Did  you  intend  in  that  memorandum  to  state  or  imply  that  there  were 

two,  and  only  two,  alternatives  in  China,  m  the  context  h 

Mr.  LA-rriMORE.  I  presume  so.  ,     .1  •    i   i    • 

Mr.  SouRWiNE.  As  a  matter  of  fact,  was  there  not  a  third  choice  very 

clearly  indicated  ? 

Mr.'LATTiMORE.  Whatis  that?  t^  •    i    1    4-^ 

Mr.  SouRWiNE.  To  wit,  American  support  of  Chiang  Kai-shek  to 
drive  the  Communists  out  or  overcome  them? 

Mr.  Lattimore.  I  think,  if  you  call  that  an  alternative,  it  is  certainly 
taken  up  here  by  implication ;  isn't  it? 

Mr.  Sourwine.  You  think  it  is? 

Mr.  Lattimore.  Yes.  -,  p     ^i    .       j  i.    „^,.^^ 

Mr.  Sourwine.  You  intended  to  have  regard  for  that  and  to  cover 
in  your  memorandum  for  the  President,  did  you  ? 

Mr  Lattimore.  That  is  the  way  I  read  this  memorandum. 

Mr"  Sourwine.  You  question  whether  it  was,  in  fact,  an  alternative. 

It  is,  as  a  matter  of  fact,  an  alternative  which  Dean  Acheson  recog- 
nized ;  is  it  not  ? 

Mr.  Lattimore.  After  the  end  of  the  war ;  yes. 

Mr.  Sourwine.  Yes. 

Mr.  Lattimore.  No.     Is  it?  ,,      .   ,  -^x. 

I  thought  the  third  alternative  that  Mr.  Acheson  gave  was  with- 
drawal from  China.  ■      ^^        ^.         4.-        f 

Mr.  Sourwine.  Did  not  Mr.  Acheson  recognize  the  alternative  ot 

all-out  American  aid  to  Chiang  ? 

Mr.  Lattimore.  Maybe  he  did.  •       .-u 

Mr    Sourwine.  Let  us  go  back  to  you.     Did  you  recognize  the 

alternative  of  all-out  American  aid  to  Chiang  at  the  time  you  wrote 

this  memorandum ?  ^    •  iv  ^     ^         ^  ;„f^ 

Mr  Lattimore.  I  don't  think  the  term  "all-out  aid"  had  come  into 

use  then,  and  I  doubt  if  those  were  the  terms  in  which  I  was  thinking. 
Mr  Sourwine.  Did  you,  in  whatever  terms  you  thought  ot  it,  tlunk 

of  the  alternative  of  American  aid  to  Chiang  against  the  Chinese 

Communists  for  the  unification  of  his  nation  under  him  by  eliminating 

the  Communist  forces  as  a  revolutionary  force? 

Mr.  Lattimore.  I  think  this  is  implied  m  this  memorandum,  Mr. 

Sourwine.  ,  t  n  ^^i  •   i     ^  -j.    *.  ^.i  „ 

Mr.  Sourwine.  Is  your  answer,  then,  that  you  did  think  of  it  at  the 

time  you  wrote  this  memorandum  ? 

Mr.  Lattimore.  I  suppose  I  must  have.      ,.    ^    .        .  ,      ^  , 

Mr.  Sourwine.  You  could  not  have  implied  it  without  having 

thought  it,  could  you  ?  . 

Mr.  Lattimore.  I  can  only  read  this  memorandum  now  with  the 

interpretation  I  put  on  it  in  1952. 

Mr  Sourwine.  Do  you  mean  you  have  now  no  memory  ot  whether 

you  thought  of  that  alternative  at  the  time  you  wrote  this  memo- 
Mr  Lattimore.  The  only  memory  I  have  is  that  I  placed  before  the 

President  what  I  thought  were  the  two  alternatives :  Division  of  the 

country,  or  unification  of  the  country. 


INSTITUTE   OF   PACIFIC   RELATIONS  3417 

And,  under  division  of  the  country,  I  envisaged  the  possibility 
of  American  support  for  one  side  and  Kussian  support  for  the  other. 

The  Chairman.  Mr.  Morris  has  a  question. 

INIr.  Morris.  Mr.  Lattimore,  in  connection  with  the  memorandum 
you  prepared  for  ISIr.  Carter,  do  you  know  whether  that  memorandum 
was  shown  to  Mr.  Bisson  before  it  was  sent  to  Mr.  Lamont  ? 

Mr.  Lattimore.  I  have  no  clear  recollection  on  that  subject,  but  if 
you  have  a  document  to  refresh  my  memory,  I  should  be  glad  to  see  it. 

Mr.  Morris.  I  just  want  your  recollection  at  this  time,  Mr.  Latti- 
more. 

The  Chairman.  He  says  he  has  no  recollection. 

Is  that  right? 

Mr.  Lattimore.  Xo,  I  don't  believe  I  have. 

Maybe  I  should  have. 

Wa's  it  mentioned  in  JNIr.  Carter's  testimony,  or  something  of  that 
sort? 

Mr.  ]\Iorris.  I  will  give  you  the  executive  session  minutes  of  your 
testimony,  Mr.  Lattimore. 

At  the  bottom  of  the  page  there,  does  that  refresh  your  recollection  ? 

Mr.  Lattimore.  Oh,  yes  [reading:] 

Mr.  MoEKis.  Now,  I  would  like  to  introduce  into  the  record  in  conjunction 
with  this,  and  I  would  like  to  show,  first  of  all,  to  Mr.  Lattimore,  a  memorandum 
from  the  files  of  the  institute,  "TAB  from  ECC,"  "TAB"  generally  standing  for 
Mr.  Bisson  and  "ECC"  standing  for  Mr.  Carter,  dated  June  20,  1945,  and  ask 
you  if  that  means  anything  to  you? 

And  I  replied  that  I  had  never  seen  this  before,  it  has  my  initials 
on  it,  but  I  didn't  recall  seeing  it  before. 

Mr.  ISIoRRis.  Does  that  refresh  your  recollection  that  it  was  shown 
to  Mr.  Bisson  ? 

Mr.  Lattimore.  That  is  right. 

The  Chairman.  Is  your  answer  "that  is  right"? 

Mr.  Lattimore.  Yes. 

The  Chairman.  We  will  stand  in  recess  until  10  o'clock  tomorrow 
morning. 

(Thereupon,  at  3:25  p.  m.,  the  hearing  recessed,  to  reconvene  at 
10  a.  m.,  Thursday,  March  6, 1952.) 


88348— 52— pt.  10 10 


INSTITUTE  OF  PACIFIC  RELATIONS 


THURSDAY,   MARCH  6,    1952 

United  States  Senait:, 
Subcommittee  To  Ixvestigate  the  Administration 
OF  THE  Internal  Security  Act  and  Other  Internal 
Security  Laws,  of  the  Commiittee  on  the  Judiciary, 

Washing  tan.,  D.  C. 
The  subcommittee  met  at  10 :  15  a.  m.,  pursuant  to  recess,  in  room 
424,  Senate  Office  Building,  Hon.  Pat  McCarran,  chairman,  presiding. 
Present:  Senators  McCarran,  Smith,  O'Conor,  Ferguson,  Watkins, 
and  Jenner. 

Also  present :  J.  G.  Sourwine,  committee  counsel ;  Robert  Morris, 
subcommittee  counsel,  and  Benjamin  Mandel,  research  director,  and 
Senator  McCarthy. 

The  Chairman.  The  committee  will  come  to  order. 
Mr.  Morris,  you  may  proceed. 

TESTIMONY  OF  OWEN  LATTIMORE,  ACCOMPANIED  BY 
ABE  rORTAS,  COUNSEL— Resumed 

Mr.  Morris.  Mr.  Lattimore,  did  Mr.  Carter  ever  ask  you  for  the 
best  possible  Soviet  defense  of  the  Soviet  invasion  of  Finland? 

Mr.  Latitmore.  I  believe  I  remember  some  correspondence  on  that 
subject;  yes. 

Mr.  Morris.  Would  you  tell  us  what  you  remember  about  that? 

The  Chairman.  The  question  was :   Did  Mr.  Carter  ever  ask  you  ? 

He  said  he  believes  he  remembers  some  correspondence  on  this. 

Mr.  Lattimore.  Yes.  I  should  be  glad  to  have  my  memory  , re- 
freshed, if  you  have  correspondence. 

Senator  Ferguson,  Mr.  Chairman,  let  us  go  ahead  without  refresh- 
ing memories.    Let  us  find  out  what  the  witness  now  knows. 

The  Chairman.  But  he  does  not  tell  you  what  he  knows.  He  says 
lie  believes  that  he  received  some  communication,  in  answer  to  a  ques- 
tion, "Did  Mr.  Carter  ever  ask  you?" 

Senator  Ferguson.  That  does  not  take  a  memorandum  to  refresh 
your  memory. 

Mr.  Lattimore.  The  best  of  my  recollection  at  the  moment  is 
that  I  think  Mr.  Carter  wrote  to  me  on  the  subject  of  the  Russian  in- 
vasion of  Finland  and  asked  my  opinion  on  the  subject. 

Senator  Ferguson.  When  was  that,  Mr.  Lattimore? 

Mr.  Lattimore.  Presumably  about  the  time  of  the  invasion  of 
Finland. 

Senator  Ferguson.  Do  you  know  when  that  was  ? 

Mr.  Lattimore.  That  was  the  winter  of  1940-41,  wasn't  it? 

3419 


3420  INSTITUTE    OF   PACIFIC   RELATIONS 

Senator  Fp:rguson.  That  was  from  the  IPR.  I  mean  he  was  repre- 
senting the  IPR  ? 

Mr.  Lattimore.  No  ;  I  believe  it  was  an  individual  inquiry  on  his 
part. 

Senator  Ferguson.  A  personal  matter  ? 

Mr.  Lattimore.  A  personal  matter. 

Senator  Ferguson.  And  he  wrote  you  about  it  ? 

Mr.  Lattimore.  I  believe  so. 

Senator  Ferguson.  And  did  you  answer  ? 

Mr.  Lattimore.  Yos. 

Senator  Ferguson.  What  was  your  opinion  ?  What  did  he  want  to 
know  about  the  invasion  of  Finland  ? 

]\Ir.  Lattimore,  My  recollection  is — and,  as  I  say,  it  is  not  very 
precise — that  at  that  time  there  was  a  great  deal  of  discussion  about 
the  significance  of  the  Russian  invasion  of  Finland. 

My  feeling  was  that  the  invasion  of  Finh^nd  was  an  outrageous 
thing  on  the  part  of  the  Russians,  but  I  also  believed  that  the  politics 
of  Europe  at  that  time  had  sunk  to  a  pretty  low  level. 

The  previous  betrayal  of  Czechoslovakia  by  Britain  and  France  had 
created  a  situation  in  which  there  was  a  general  scramble  for  advan- 
tage among  the  great  powers,  and  the  ethics  of  international  relations 
were  not  very  conspicuous. 

Senator  Ferguson.  So  you  would  say,  then,  that  if  France  and 
Britain  did  something,  then  you  think  that  the  morals  were  lowered 
so  as  to  justify  Russia  in  doing  something  like  the  invasion  of  Finland  ? 

Mr.  Lattimore.  I  don't  think  that  I  thought — I  am  sure  that  I 
didn't  think  that  the  Russian  invasion  of  Finland  was  justified,  be- 
cause I  supported  the  local  branch  in  Baltimore  that  was  of  some  sort 
of  organization  that  was  collecting  fluids  for  Finland, 

On  the  other  hand,  I  remember  that  at  that  time  there  were  some 
people  who  were  advocating  going  to  war  with  Russia  on  the  subject 
of  Finland,  and  that  seemed  to  me  to  be  a  rather  unrealistic  proposition. 

Senator  Ferguson.  Did  Carter  ever  ask  you  for  a  pro  or  a  con 
opinion  ? 

Mr.  Lattimore.  My  recollection  is  that  he  asked  me  for  my  opinions 
on  the  subject. 

I  would  have  to  see  the  correspondence  again. 

Senator  Ferguson.  But  did  you  take  that  he  had  an  opinion  ? 

Mr.  LAi'riMORE.  I  don't  remember  whether  he  had  an  opinion  or  not, 
or  whether  he  was  trying  to  form  an  opinion  and  was  asking  me  what 
I  thought  of  it. 

Senator  Ferguson,  And  that  time  was  he  pro-Russian  ? 

Mr,  Lattimore.  I  wouldn't  be  able  to  say.  No ;  I  don't  think  he  was 
particularly  pro-Russian. 

Senator  Ferguson,  Now,  wait ;  you  "don't  think,"  You  put  in  the 
word  "particularly." 

Was  he  pro-Russian,  or  do  you  want  the  answer  to  be  that  he  was 
not  particularly  pro-Russian  ? 

Mr.  Lattimore.  I  don't  think  that  he  was  pro-Russian, 

Senator  Ferguson.  Was  he  pro-Soviet  at  that  time? 

Mr.  Lattimore,  No;  I  don't  think  he  was  pro-Soviet. 

Senator  Ferguson.  You  do  not  think  so  ? 

Mr,  Lattimore.  No;  I  don't  think  so. 


INSTITUTE    OF   PACIFIC   RELATIONS  3421 

Senator  Ferguson.  What  did  Britain  and  France  do  that  you 
thought  justified  Eussia,  or  the  Soviets,  invading  Finland? 

Mr,  Lattimore.  I  did  not  think  that  the  British  and  French  had 
done  anything  that  justified  Russia  in  invading  Finland.  At  least, 
that  is  my  recollection. 

Senator  Ferguson.  You  mentioned  them  here  this  morning.  What 
did  they  do  to  mitigate  Finland's  aggression  ? 

Mr.  Lattimore.  I  thought  that  the  British  and  French  had  be- 
trayed Czechoslovakia  and  had  thereby  contributed  to  creating  a  very 
nasty  situation  in  Europe,  in  which  everybody  v^as  engaged  in  a 
bare-faced  scramble  for  power,  and  ethical  considerations  were  being 
trampled  underfoot. 

Senator  Ferguson.  Will  you  explain  what  the  "betrayal"  was — 
so  the  record  will  show  it — of  Britain  and  France,  of  Czechoslovakia ; 
what  you  thought  it  was  ? 

Mr.  Lattimore.  My  recollection,  without  looking  up  the  documents 
of  the  time,  is  that  the  French  had  a  treaty  of  mutual  defense  of 
some  kind  with  Czechoslovakia  and  the  British  had  some  kind  of 
treaty  or  understanding  for  the  support  of  France — and  let  me  see — 
I  believe  the  Russians  also  had  a  treaty  for  the  support  of  Czecho- 
slovakia; that  the  Czechoslovaks  appealed  to  the  French,  but  the 
French  and  British,  at  Munich,  decided  to  put  pressure  on  the  Czecho- 
slovak s  to  surrender  their  western  defense  system  to  Hitler,  and  that 
tliat  destroyed  the  security  system  for  the  containment  of  Gennan 
aggression  that  had  been  built  up  after  the  First  World  War. 

Senator  Ferguson.  And  because  Britain  and  France  had  failed  to 
carry  out  their  treaty  obligation  to  Czechoslovakia,  you  felt  that  had 
something  to  do  with  a  justification  of  the  Soviets  invading  Finland, 
did  you  ? 

Mr.  Lattimore.  No,  sir;  I  did  not  think  it  was  justification. 

Senator  Ferguson.  Then  why  did  you  mention  it,  Mr.  Lattimore  ? 

Mr.  LATriMORE.  I  don't  think  I  called  it  a  justification.  Senator.  _ 

Senator  Ferguson.  You  mentioned  here  this  morning — what  is  it? 
Mitigation  ? 

Senator  Smith.  Are  we  not  getting  off  the  beam  a  little  bit,  Mr. 
Chairman? 

Senator  Ferguson.  I  think  this  is  important. 

Senator  Smith.  I  just  wonder  if  it  is  because  I  can  understand 
that  if  it  was  a  trail — and  I  am  inclined  to  think  a  little  bit  it  was — 
that  is  something  about  another  question  entirely,  about  the  Czecho- 
slovakian  situation. 

I  assume  that  what  Dr.  Lattimore  meant  was  that  that  so  lowered 
the  level  of  public  morals  in  Europe  that  that  was  one  of  the  reasons 
understanding  Russian  aggression  in  Finland. 

The  Chairman.  In  other  words,  the  morals  were  so  lowered  by  the 
Czechoslovakia!!  incident  that  anything  might  follow. 

Senator  Ferguson.  Yes ;  that  is  right. 

Senator  Smith.  Yes.  The  Russians  might  be  encouraged  to  do 
anything. 

i  happen  to  know  a  little  bit  about  that,  because  the  Russians  had 
agreed  to  go  to  the  aid  of  Czechoslovakia — Dr.  Benes  wrote  me  that, 
incidentally— if  England  and  France  bad  laid  down  on  Czecho- 
slovakia. 


3422  INSTITUTE    OF    PACIFIC    RELATIONS 

I  want  to  go  ahead,  except  I  am  thinking  of  the  time  we  are 
taking. 

Senator  Ferguson.  I  am  trying  to  go  ahead. 

Now,  you  say  that  was  a  personal  matter  between  you  and  Mr. 

Carter. 

Mr.  Lattimore.  That  is  the  best  of  my  recollection. 

The  Chairman.  Wait  just  a  minute. 
•    Mr.  Carter  was  then  the  secretary-general  of  the  Institute  of  Pacihc 
Relations,  just  the  same  as  he  has  been  all  the  time;  is  that  right? 

Mr.  Lati'IMOre.  That  is  right.  •  ,     *    • 

But  Finland  was  not  connected  with  the  Pacific  or  with  Asia,  and 
any  correspondence  between  me  and  Mr.  Carter  on  the  subject  would 
not  have  been  institute  correspondence,  but  personal  correspondence. 

Senator  Ferguson.  If  it  was  personal  correspondence,  would  Mr. 
Field  have  anything  to  do  with  it? 

Mr.  Lattimore.  I  don\  remember  whether  Mr.  Field  had  anything 
to  do  with  it,  or  not. 

Senator  Ferguson.  Would  he  be  consulted  if  it  was  personal  cor- 
respondence ? 

Mr.  Lattimore.  Might  be.  Anybody  in  Mr.  Carter  s  and  my  per- 
sonal acquaintainceship  might  have  been  consulted. 

As  I  remember,  at  that  time,  everybody  was  talking  to  everybody 
else,  and  a  good  many  people  were  writing  to  a  good  many  people 
about  this. 

Here  was  one  of  the  most  perplexing  situations  that  had  ever  arisen 
in  the  history  of  Europe. 

Senator  Ferguson.  Yes,  your  long  answers. 

Will  you  tell  us  now  whether  or  not  you  felt  at  the  time  that  Mr. 
Carter  asked  you  about  the  Soviet  invasion  of  Finland  that  he  was 
pro-Soviet?  ^     . 

Mr.  Lattimore.  No;  I  would  not  say  he  was  pro-Soviet. 

Senator  Ferguson.  Mr.  Morris,  do  you  have  a  letter? 

The  Chairman.  Go  ahead,  Mr.  Morris. 

Mr.  Morris.  Mr.  Mandel,  will  you  identify  this  document,  please  ? 

Mr.  Mandel.  This  is  a  photostat  of  a  carbon  copy  of  a  document 
from  the  files  of  the  Institute  of  Pacific  Relations,  dated  April  26, 
1940,  addressed  to  Owen  Lattimore,  Esq.,  with  the  typed  signature  of 
Edward  C.  Carter. 

Mr.  Morris.  Mr.  Lattimore,  I  show  you  that  letter  and  ask  you  if 
you  can  recall  having  received  that? 

Mr.  Lattimore.  This  must  be  the  letter  that  I  recall. 

Mr.  Morris.  Mr.  Chairman,  will  that  be  received  into  the  record? 

The  Chairman.  Yes. 

I  want  to  know  if  that  is  an  answer  that  you  recall  having  received. 

Mr.  Lattimore.  Yes;  I  recall  having  received  it. 

Mr.  Morris.  Mr.  Lattimore,  will  you  read  that  letter,  please? 

Mr.  Lattimore.  This  is  dated  April  26,  1940  [reading]  : 

ExiiiRiT  No.  .531 

Dkab  Owen 

Senator  Ferguson.  What  was  your  address  at  that  time?  Will 
you  give  it? 


INSTITUTE    OF   PACIFIC   RELATIONS  3423 

Mr.  Laitimore.  My  address  was  Johns  Hopkins,    [Reading :] 

Where  in  English  or  French  or  Russian  has  there  appeared  the  most  convinc- 
ing (I  mean  convincing  to  bourgeoisie  readers)  statement  as  to  the  U.  S.  S.  R.'s 
justification  for  the  Finnish  campaign?  The  Soviets  clearly  regard  the  action 
as  a  necessary  defense  measure.  Three-fourths  of  the  rest  of  the  world  still 
regards  it  as  unprovoked  aggression. 

Have  you  yourself  written  or  are  you  writing  anything  along  this  line? 
Sincerely  yours, 

This  is  dated  April  26,  1940. 

Mr.  Morris.  Mr.  Chairman,  will  you  receive  it  into  the  record? 

The  Chairman.  Yes,  it  will  be  admitted  into  the  record. 

(Document  referred  to  was  marked  ''Exhibit  No.  531"  and  was  read 
in  full  beginning  on  p.  3422.) 

Senator  Ferguson.  Mr.  Lattimore,  would  that  indicate  as  to  whether 
or  not  Mr.  Carter  was  pro-Soviet? 

Mr,  Lattimore,  No,  sir, 

I  would  say  that  this  indicates  that  Mr.  Carter  was  trying  to  form 
an  opinion  on  the  subject  and  that,  as  a  necessary  part  of  forming 
an  opinion  on  the  subject,  he  was  trying  to  find  out  whether  there  had 
been  a  convincing  statement  from  the  Russian  point  of  view  or  of  the 
Russian  point  of  view  ? 

The  Chairman.  He  says,  "Where  in  English  or  French  or  Russian 
has  there  appeared  the  most  convincing" — and  then  in  parentheses : 
"I  mean  convincing  to  bourgeoisie  readers." 

Mr.  Lattimore.  That  is  right. 

The  Chairman.  "Bourgeoisie  readers"  are  non-Soviet  readers;  are 
they  not  ? 

Mr.  Lattimore.  Non-Soviet,  and,  I  should  say,  non-Communist. 

The  Chairman.  And  he  wanted  to  convince  the  non-Soviet  reader. 

Mr.  Lattimore.  No,  sir ;  I  do  not  agree  that  he  wanted  to  convince 
a  non-Soviet  reader. 

The  Chairman.  He  said,  "I  mean  convincing  to  bourgeoisie  read- 
ers" ?    What  does  that  mean  ? 

Mr.  Lattimore.  He  is  obviously  considering  himself  as  a  non-Soviet 
and  non-Communist  person,  and,  as  such,  he  wants  to  know  where  the 
Russian  case  is  stated  for  people  like  himself. 

He  obviously  means  he  wants  to  compare  it  with  other  opinions. 

The  Chairman.  Just  a  moment.    Read  the  sentence  again. 

So  as  to  make  it  complete,  leaving  out  the  parentheses,  it  states : 

AVhere  in  English  or  French  or  Russian  has  there  appeared  the  most  con- 
vincing *  *  *  statement  as  to  the  U.  S.  S.  R.'s  justification  for  the  Finnish 
campaign? 

Mr.  Lattimore.  That  is  riarht. 

The  Chairman.  That  is  what  he  is  looking  for;  is  it  not? 

Mr.  Lattimore.  I  would  say  that  is  a  reasonable  step  for  an  im- 
partial man  to  take  when  he  was  trying  to  assemble  evidence  and 
opinions  on  a  very  complicated  problem. 

Senator  Ferguson.  Mr.  Lattimore,  was  this,  or  was  it  not,  an 
IPR  matter? 

Was  he  trying  to  do  this  personally? 

Mr.  Lattimore.  I  should  say  that  that  letter  is  clearly  a  personal 
letter  and  not  an  organizational,  institutional  letter. 


3424  INSTITUTE   OF   PACIFIC   RELATIONS 

Senator  Ferguson.  Mr.  Lattimore,  when  we  get  to  a  case  like  this, 
do  you  not  see  anything  in  this  letter  at  all  to  indicate  that  Mr. 
Carter  was  pro-Soviet  in  this  letter  ? 

Mr.  Lattimore.  No,  sir ;  I  see  nothing  of  the  kind.  I  see  he  states 
that:  "Three-fourths  of  the  rest  of  the  world  still  regards  it  as  un- 
provoked aggression." 

Senator  Ferguson.  Yes.  But  is  he  not  asking  you  to  give  him  the 
best  possible  defense  for  the  Russians  ? 

Mr.  Lattimore.  He  is  trying,  it  is  obvious,  to  find  that  out 

The  Chairman.  Just  a  moment.    Let  us  hear  the  question. 

Please  read  the  question,  Mr,  Reporter. 

I  am  asking  you  to  address  yourself  to  the  question. 

(Thereupon,  the  pending  question,  as  above  transcribed,  was  read 
by  the  reporter.) 

The  Chairman.  That  can  be  answered  "Yes"  or  "No,"  then  you 
can  explain,  if  you  wish. 

Mr.  Lattimore.  Yes. 

Obviously,  as  a  part  of  trying  to  inform  himself  on  all  points  of 
view  of  a  very  complicated  question,  which  was  the  subject  of  great 
political  discussion  at  the  time. 

The  Chairman.  You  have  to  read  that  into  the  letter,  do  you  not, 
that  last  statement  of  yours  ? 

Mr.  Lattimore.  No,  sir. 

Senator  Ferguson.  Where  do  you  get  the  idea  that  he  wanted  all 
points  of  view  when  he  was  trying  to  get  the  best  for  the  Russians 
and  said  nothing  about  any  other  point  of  view  at  all  ^ 

Mr.  LA-rriMORE.  He  is  saying:  "Three-fourths  of  the  rest  of  the 
world  still  regard  it  as  unprovoked  aggression." 

Senator  Ferguson.  Yes.  And  does  he  not  also  in  the  letter  assume 
that  you  would  be  writing  on  the  Soviet  side  when  he  said,  "Have 
you  yourself  written,  or  are  you  writing  anything  along  this  line?"— 
meaning  along  the  line  of  the  Soviet  side  ? 

Mr.  Lattimore.  No,  sir. 

Senator  Ferguson.  He  does  not? 

Mr.  Lattimore.  I  consider  it  impossible  to  read  any  such  implica- 
tion into  the  letter. 

Mr.  Morris.  Mr.  Lattimore,  you  said  that  this  was  not  an  organ- 
izational letter. 

Mr.  Lattimore.  That  is  right. 

Mr.  Morris.  Was  Mr.  Field  sent  a  copy  of  that  letter  ? 

Mr.  Latoimore.  I  don't  know.    It  doesn't  say  here  that  he  was. 

Mr.  Morris.  Mr.  Field,  did  he  venture  an  answer  to  Mr.  Carter's 
questions  ? 

Mr.  Lattimore.  That  I  don't  recall. 

Mr.  Morris.  You  cannot  recall  anything  on  that  ? 

]\Ir.  Lattimore.  No. 

Senator  Smith.  May  I  ask  you  this  question : 

Was  129  East  Fifty-Second  Street  the  address  of  the  Institute  of 
Pacific  Relations? 

Mr.  Lattimore.  Yes,  that  was. 

Mr.  Morris.  Mr.  Mandel,  will  you  identify  that  document,  please? 

Mr  Mandel.  I  have  here  a  memorandum  from  the  files  of  the  In- 
stitute of  Pacific  Relations,  dated  April  30,  1940,  headed  "Memo- 
randum to:  E.  C.  C.  from  F.  V.  F.» 


INSTITUTE   OF   PACIFIC   RELATIONS  3425 

The  Chairman.  Who  is  ECC  and  who  is  FVF  ? 

Mr.  Morris.  That  is  presumably  Mr.  Edward  C.  Carter  and  Fred- 
erick Vanderbilt  Field. 

Mv.  Chairman,  this  letter  bears  on  the  question  about  which  the  wit- 
ness is  now  testifying,  and  I  would  like  Mr.  Mandel  to  read  this  letter 
into  the  record. 

The  Chairman.  Let  me  see  it.  • 

Senator  Ferguson.  It  that  original  out  of  the  files  of  the  IPR? 

Mr.  Mandel.  Yes,  sir. 

Mr.  Morris.  Mr.  Mandel,  will  you  read  that  letter,  please  ? 

Mr.  Mandel.  April  30,  1940:  "Memorandum  to:  E.  C.  C.  from 
F.  V.  F." 

Mr.  Morris.  This  is  4  days  after  the  previous  letter,  Mr.  Chairman. 

Mr.  Mandel  (reading)  : 

Exhibit  No.  .532 

I  noticed,  in  a  letter  from  you  to  Lattimore,  or  vice  versa,  which  passed  over 
my  desk  today,  a  question  about  good  sources  for  the  Soviet  point  of  view  on  the 
Finnish  campaign.  I  wonder  if  you  have  seen  a  booklet  of  130  pages  just  issued 
by  Soviet  Russia  Today,  entitled  "War  and  Peace  in  Finland — A  Documented 
Survey."  It  contains  most  of  the  pertinent  documents  and  if  you  are  looking  for 
an  analysis  which  is  admittedly  from  the  Soviet  point  of  view,  this  is,  I  think,  as 
good  as  anything  which  has  come  to  hand. 

Mr.  Morris.  Will  that  be  admitted  into  the  record,  Mr.  Chairman? 

The  Chairman.  It  may  be  admitted  into  the  record. 

(Document  deferred  to  was  marked  "Exhibit  No.  532"  and  was  read 
in  full.) 

Mr.  Fortas.  Excuse  me. 

Senator  Ferguson.  Do  you  want  to  ask  your  counsel  something  ? 

Mr.  Fortas.  He  said  "no." 

Mr.  INIorris.  Mr,  Lattimore,  do  you  notice  there  in  the  first  line 
that  Mr.  Field  is  looking  upon  you  and  Mr.  Carter  as  interchangeable 
in  connection  with  that  particular  query  ?  He  could  not  recall  whether 
the  letter  was  from  Carter  to  Lattimore,  or  Lattimore  to  Carter. 

Mr.  Lattimore.  I  would  not  say,  Mr.  Morris,  that  he  regards  me 
and  Carter  as  interchangeable. 

The  Chairman.  He  is  speaking  of  the  language  now,  Mr.  Lattimore. 

The  first  line  of  the  note  reads :  "I  noticed,  in  a  letter  from  you  to 
Lattimore  or  vic€  versa  which  passed  over  my  desk  today    *    *    *." 

Mr.  Lattimore.  Mr.  Morris'  question  is :  Do  I  regard  that  as  indi- 
cating that  Field  says  that  Lattimore  and  Carter  were,  or  regarded 
Lattimore  and  Carter  as  interchangeable  ? 

Mr.  Morris.  With  respect  to  this  query. 

Mr.  Lattimore.  With  respect  to  this  query. 

The  Chairman.  That  is  not  the  question. 

Mr.  Lattimore.  My  answer  is  "No,"  and  I  would  like  to  explain. 

Mr.  Fortas.  We  want  the  question  read. 

The  Chairman.  Reframe  the  question.  You  can  get  at  it  in  an- 
other way. 

Mr.  Morris.  Mr.  Lattimore,  does  not  that  first  sentence  indicate 
to  you  that,  with  respect  to  this  particular  query,  namely,  where  to 
find  the  most  convincing,  to  bourgeoisie  readers,  defense  of  the  Soviet 
invasion  of  Finland,  did  he  not  consider  in  his  mind  that  you  and 
Carter  were  interchangeable  with  respect  to  being  the  originator  of 
that  particular  query  ? 


3426  INSTITUTE    OF    PACIFIC    RELATIONS 

Mr.  Lattimore.  My  answer  is  "No." 
May  I  explain? 

Tlie  Chairman.  I  do  not  think  it  is  necessary  for  an  explanation. 
The  answer  is  "No."    That  is  all  there  is  to  it. 

It  is  a  question  of  the  construction  of  the  language. 

Mr.  Lattimore.  I  think  I  have  something  pertinent  to  say  on  the 

subject.  .  . 

The  Chairman.  I  do  not  think  there  is  anything  pertinent.  When 
you  say  "no,  it  is  not  interchangeable,"  then  it  is  not  interchangeable. 
That  is  your  decision.  .  „ 

Mr.  Lai'timore.  May  I  explain  why  I  think  the  answer  is    JNo    >. 

The  Chairman.  No.     The  language  speaks  for  itself. 

Senator  Ferguson.  Mr.  Lattimore,  it  appears  that  Mr.  Field  had 
on  his  desk  that  particular  day,  which  would  seem  to  be  the  30th  of 
April,  the  Soviet  literature.  War  and  Peace  in  Finland;  would  it  not? 

Mr.  Lattimore.  Yes. 

Senator  Ferguson.  And  that  when  it  passed  over  the  desk,  he  was 
not  quite  sure  whether  it  was  a  letter  from  you  to  Carter,  or  Carter 

to  you  ?  -(.^11 

]\Ir.  Lattimore.  No,  sir ;  that  is  not  my  construction  of  the  language. 

Senator  Ferguson.  That  is  not  your  construction  >. 

The  Chairman.  Just  a  moment,  Senator. 

If  there  is  any  more  evidence  of  expression  in  the  rear  of  the  room, 
any  more  disturbance  in  the  rear  of  the  room,  the  room  will  be 
cleared.     I  have  said  that  once  or  twice  before.     I  hope  it  will  not 

occur  lagain.  ,     •      t-»       •    r^    i 

Mr.  Morris.  JNIr.  Lattimore,  did  you  know  that  Soviet  Kussia  loday 

was  a  Soviet  publication?  .       „     -r   i     ,    i    v 

Mr.  Lattimore.  The  answer  is  "No,  at  that  time.       I  don  t  believe 

at  that  time  I  knew  the  publication  Soviet  Kussia  Today  at  all. 
Mr.  Morris.  Did  you  know  at  that  time  that  Frederick  V.  P leld 

was  a  Communist?  n     ^■ 

Mr.  Lai-itmore.  No,  sir;  I  didn't.  To  the  best  of  my  recollection, 
I  did  not  believe  then  that  he  was  Communist— 

The  Chairman.  Just  a  moment. 

A  moment  ago,  in  listening  to  the  question,  1  think  the  Chair  ruled 
erroneously,  and  I  want  to  correct  my  ruling.  I  refused  to  permit 
the  witness  to  explain  his  view  on  the  first  two  lines,  or  three  lines 
of  the  letter.  I  think  I  ruled  hastily  and  I  want  to  correct  that  ruling. 
I  want  him  to  have  that  opportunity. 

You  may  have  it  now. 

Mr.  P'oRTAS.  We  want  the  question  and  the  answer  read  back. 

The  Chairman.  You  may  have  the  question  and  the  answer  read 
back,  if  you  want  to  clarify  your  position. 

Mr.  Lattimore.  Y"es.     May  I? 

The  Reporter  (reading)  : 

Mr  Moiiius  Mr.  Lattimore,  does  not  that  first  sentence  indicate  to  you  that, 
with  respect  to  this  particular  query,  namely,  where  to  tind  tlie  most  convincing, 
lo  h(.uri;eoisie  readers,  defense  of  the  Soviet  invasion  of  Finland,  did  he  not 
considei-  in  his  mind  that  you  and  Carter  were  interchangeaitle  with  respect  to 
Iteing  the  ori^'inator  of  that  particular  (luery? 

The  Chairman.  The  reason  why  I  changed  my  ruling  is^that  I 
caught  the  expression  "in  your  mind"  as  to  what  was  in  Mr.  Carter  s 
mind.  .      , 

Senator  Ferguson.  And  not  what  was  in  Field  s  mmd  ? 


INSTITUTE    OF   PACIFIC    RELATIONS  3427 

The  Chairman.  That  is  right. 

Mr.  FoRTAs.  In  Mr.  Lattimore's  mind. 

The  Chairman.  It  is  liis  analysis  of  wliat  might  liave  been  in  the 
writer's  mind. 

Mr.  FoRTAS.  He  said  Carter.     I  thonght  he  said  Lattimore. 

The  Chairman.  That  is  right^     In  his  analysis. 

If  he  wants  to  give  it  after  looking  at  the  language  and  listening 
to  the  question  again,  I  think  the  Chair  was  erroneous  in  its  ruling. 

Mr.  Lattimore.  I  simply  wanted  to  explain.  Mr.  Chairman,  that 
it  was  the  practice  in  the  institute  to  circulate  letters  and  copies  of 
letters  to  everybody  in  the  office  and  people  outside  the  office,  and  my 
construction  of  this  language  is  simply  that  Mr.  Field  remembered 
seeing  some  correspondence  some  days  before  and  hadn't  bothered  to 
look  up  who  wrote  the  correspondence  when  he  sent  this  little  note 
to  Mr.  Carter. 

The  Chairman.  That  is  a  fair  explanation  of  it,  if  you  can  guess 
what  was  in  the  writer's  mind. 

He  is  making  a  guess  at  it,  and  that  is  all  there  is  to  it. 

Let  us  proceed. 

Senator  Smith.  With  that  language,  ''vice  versa.''  I  do  not  quite 
agree  with  the  chairman. 

Senator  Ferguson.  Had  you  ever  seen  before  that  time  the  publica- 
tion Soviet  Russia  Today? 

Mr.  Lattimore.  I  don't  believe  I  had. 

Senator  Ferguson.  Did  you  ever  furnish  a  document  to  Mr.  Carter 
in  reply  to  his  letter? 

Mr.  Lattimore.  I  recall  writing  to  Mr.  Carter  expressing  some 
opinions.    I  don't  recall  the  exact  language. 

Senator  Ferguson.  But  did  you  furnish  a  documejit? 

Mr,  Latiimore.  Do  you  mean  a  document  other  than  writing  him 
a  letter? 

Senator  Ferguson.  Yes. 

Mr.  Laitimore.  No ;  I  don't  believe  I  did. 

Senator  P^erguson.  Did  he  ever  ask  3^ou  for  any  more  than  an  an- 
swer to  his  letter? 

Mr.  Lattimore.  I  can't  recall  that  he  did.     I  don't  believe  he  did. 

Senator  Ff:rguson.  Did  vou  ever  read  AVar  and  Peace  in  Fin- 
land? 

Mr.  Lattimore.  Xo,  I  don't  think  I  ever  read  it. 

Mr.  Morris.  Did  you  endeavor  to  answer  his  question  about  what 
is  nicest  convincing  to  bourgeoisie  readers  in  defense  of  the  Soviet  in- 
vasion of  Finland  ? 

Mr.  Lattimore.  Xo;  I  don't  believe  I  did.  I  believe  that  what  I 
did  was  to  expi-ess  my  own  opinions  about  some  of  the  factors  in- 
volved. 

Mr.  Morris.  As  the  most  convincing  defense? 

Mr.  LA'rriMoRE.  Xo.  I  don't  recall.  I  don't  believe  that  I  responded 
to  any  such  point,  that  I  simply  wrote  down  some  general  observations 
that  were  in  my  mind  at  the  time  as  to  what  I  thought  about  the 
situation. 

Mr.  Morris.  Is  it  your  testimony,  Mr.  Lattimore,  that  you  did  not 
reply  to  this  particular  query  of  Mr.  Carter? 

Mr.  LAT'riMoRE.  To  the  question  about  some  source  in  English, 
French,  or  Russian? 


3428  INSTITUTE    OF   PACIFIC   RELATIONS 

Mr.  Morris.  Yes. 

Mr.  Lattimore.  I  don't  believe  I  replied  to  that  point. 

Mr.  Morris.  Did  you  attempt  to  give  the  best  possible  defense  of  the 
Soviet  invasion  of  Finland  ? 

Mr.  Lattimore.  No,  sir.  I  believe  that  I  expressed  my  own  opinion. 
My  own  opinion  may  have  included  some  expression  about  what  sort  of 
case  I  thought  the  Russians  could  make  for  themselves,  or  something 
of  that  sort. 

But  I  certainly  did  not  do  any  research  on  the  subject. 

Senator  Ferguson.  Mr.  Lattimore,  do  you  think  that  the  memo- 
randum from  Field  to  Carter  indicated  that  Field  believed  Carter 
wanted  a  pro-Soviet  opinion? 

Mr.  Lattimore.  Yes.  The  language  is :  "A  question  about  good 
sources  for  the  Soviet  point  of  view." 

Senator  Ferguson.  Yes. 

Mr.  Lattimore.  Which,  it  seems  to  me,  would  be  a  reasonable  point — 
let  me  repeat  once  more — for  anybody  who  was  trying  to  find  out  what 
the  score  was  on  Finland. 

The  Chairman.  The  language  of  this  note  is,  again,  interesting. 
This  was  a  note  from  Frederick  V.  Field  to  the  secretary  general  of  the 
Institute  of  Pacific  Relations,  Mr.  Carter. 

He  says  in  this  note :  "I  notice,  in  a  letter  from  you  to  Lattimore  or 
vice  versa,  which  passed  over  my  desk  today  *  *  *."  In  other 
words,  the  note  which  Carter  had  written  to  you  passed  over  Field's 
desk.  You  said  that  you  did  not  know  whether  or  not  that  note  was 
referred  to  Mr.  Field. 

It  is  evident,  from  this  letter,  that  it  had  been  referred  to  Mr.  Field. 

Mr.  Lattimore.  That  is  right. 

The  Chairman.  And  he  says :  "A  question  about  good  sources  for 
the  Soviet  point  of  view  on  the  Finnish  campaign." 

Then  he  refers  Carter  to  what  he  considers  a  good  source : 

I  wonder  if  you  have  seen  a  booklet  of  130  pages  just  issued  by  Soviet  Russia 
Today,  entitled  "War  and  Peace  in  Finland — A  Documented  Survey."  It  con- 
tains most  of  tlie  pertinent  documents — 

This  was  Field  giving  advice  to  Carter,  who  had  written  you. 

*  *  *  It  contains  most  of  tlie  pertinent  documents  and  if  you  are  looking 
for  an  analysis  which  is  admittedly  from  the  Soviet  point  of  view,  this  is,  I  think, 
as  good  as  anything  which  lias  come  to  hand. 

He  was  rather  praising  it ;  was  he  not  ? 

Mr.  Lattimore.  He  was  rather  what? 

The  Chairman.  Praising  it.  In  other  words,  he  was  recommending 
it. 

Mr.  Lattimore.  He  was  recommending  that  anybody  who  wanted  to 
find  out  what  the  Soviet  point  of  view  was  would  find  in  this  publica- 
tion the  documents  which  the  Russians  had  considered  it  pertinent  to 
publish. 

The  Chairman.  All  right,  Mr.  Morris,  go  ahead. 

Senator  Ferguson.  Would  you  say  that  Field's  statement  was  pro- 
Soviet  ? 

Mr.  Lattimore.  No,  sir. 

Mr.  Morris.  Mr.  Mandel,  will  you  identify  that  document,  please? 

Mr.  Mandel.  I  have  here  a  photostat  of  a  carbon  copy  of  a  letter 
from  the  files  of  the  Institute  of  Pacific  Relations,  dated  April  29, 


INSTITUTE    OF    PACIFIC   RELATIONS  3429 

1940,  addressed  to  Mr.  E.  C.  Carter,  with  the  typed  signature  of  Owen 
Lattimore.  In  the  upper  part  of  the  sheet  we  have  the  initials  F.  V.  F. 
and  K.  B.,  presumably  Frederick  Vanderbilt  Field  and  Kathleen 
Barnes. 

Mr.  Morris.  Does  K.  B.  stand  for  Kathleen  Barnes  ? 

Mr.  Lattimore.  Presumably. 

Senator  Ferguson.  Would  you  explain  what  you  believe  those 
initials  mean  on  the  top  of  that  photostat  ? 

Mr.  Lattimore.  Wliat  I  believe  they  mean? 

Senator  Ferguson.  Yes. 

Mr.  Lattimore.  My  assumption  would  be  that  Mr.  Carter  had 
initialed  them  for  circulation  in  the  office  to  Kathleen  Barnes  and 
Frederick  V.  Field. 

Senator  Ferguson.  And  your  name  being  on  the  top  would  indi- 
cate that  it  was  later  to  be  filed,  I  assume,  under  your  name? 

Mr.  Lattimore.  Probably  woidd  be  put  in  the  file  of  Carter's  cor- 
respondence with  me;  yes. 

Mr.  Morris.  So,  certainly  the  Institute  of  Pacific  Relations  con- 
sidered it  an  organizational  letter,  did  it  not,  Mr.  Lattimore? 

Mr.  Lattimore.  I  wouldn't  say  so. 

Senator  Ferguson.  Do  you  think  it  still  indicates  what  is  before 
you  now,  that  this  is  purely  a  personal  matter  between  you  and  Mr. 
Carter? 

]\Ir.  Lattimore.  As  far  as  I  was  concerned,  it  was  a  purely  personal 
matter  between  me  and  Mr.  Carter. 

Senator  Ferguson.  That  was  not  the  question. 

Mr.  Lattimore.  Yes,  I  would  still  say  it. 

Senator  Ferguson.  From  the  evidence  before  you 

Mr.  Lattimore.  That  is  right. 

Senator  Ferguson.  And  what  has  been  produced  here  in  the  case? 

Mr.  Lai-timore.  Knowing,  as  I  do,  that  it  was  Mr.  Carter's  regular 
practice  to  circulate  a  great  deal  of  his  personal  correspondence  to 
other  people. 

The  Chairman.  "Wliat  was  the  address  of  the  Institute  of  Pacific 
Relations  ? 

Mr.  Lattimore.  At  that  time? 

The  Chairman.  Yes,  sir. 

Mr.  Lattimore.  129  East  Fifty-second,  I  think. 

The  Chairman.  What  is  the  address  on  the  letter? 

Mr.  Lattimore.  129  East  Fifty-second. 

The  Chairman.  That  was  the  address  of  the  Institute  of  Pacific 
Relations. 

All  right. 

Mr.  Morris.  Mr.  Lattimore,  will  you  read  the  last  paragraph  in 
your  letter. 

]\Ir.  Chairman,  first,  will  it  be  admitted  into  the  record  ? 

The  Chairman.  It  has  been  identified  by  Mr.  Mandel,  has  it  not, 
as  having  come  from  the  files  of  the  Institute  of  Pacific  Relations? 

ISIr.  Morris.  Yes,  sir. 

The  Chairman.  It  may  be  admitted  into  the  record. 


3430  INSTITUTE    OF    PACIFIC   RELATIONS 

(The  document  referred  to  was  marked  "Exhibit  No.  533''  and  is 
as  follows:) 

Exhibit  No.  533 

300  Oilman  Hall,  Johns  Hopkins  University, 

Baltimore,  Md.,  April  29,  1940. 
Mr.  E.  C.  Carter, 

Institute  of  Pacific  Relations,  129  East  Fifty-second  Street, 

New  York  City. 

Dear  Carter:  Thanks  very  iiiucli  for  putting  me  wise  to  the  correspondence 
and  editorial  comments  in  the  Herald-Tribune.  I  thought  your  letter  was  per- 
fectly justifiable,  and  the  tone  taken  by  the  editorial  writer  in  commenting  on  it 
rather  nasty.     I  enclose  a  copy  of  the  letter  I  have  just  written  them. 

With  regard  to  the  Gayer  book  on  "American  Economic  Foreign  Policy,"  am  I 
to  understand  that  Holland  has  received  a  review  copy,  or  that  he  is  merely  rec- 
ommending it  to  youV  Let  me  know  if  I  should  write  for  a  review  copy.  Off- 
hand, I  should  concur  with  the  selection  of  Pluniptre  as  reviewer. 

We  are  so  far  advanced  in  the  process  of  getting  the  June  issue  of  Pacitic  Af- 
fairs through  the  press  that  it  would  be  difficult  now  to  get  in  the  suggested 
notice  of  the  nonparticipation  committee  pamphlet  "Shall  America  Stop  Arm- 
ing Japan,"  for  reasons  of  both  time  and  space.  What  should  be  our  future 
policy  about  matters  of  this  kind?  Would  it  not  be  making  Pacific  Affairs  too 
"American"  for  subscribers  abroad? 

Your  (luestion  al)Out  where  to  find  the  most  convincing  statement  as  to  the 
Soviet  justification  for  tlie  Fiimish  campaign  is  one  that  I  have  been  asking  my- 
self. It  seems  to  me  that  everybody  takes  a  too  simple  approach  to  this  prob- 
lem, the  Russians  from  their  side  and  everybody  else  from  his  own  side.  It 
seems  to  me  that  even  If  the  Russians  had  more  detailed,  plausible  and  docu- 
mented evidence  of  "plots''  in  or  concerning  Finland  than  I  have  yet  seen,  and 
even  if  they  had  strong  justification  in  "realistic"  terms,  from  the  strategic 
point  of  view,  they  nevertheless  made  a  political  blunder  in  attacking  Finland. 
On  the  other  hand,  I  think  there  is  apt  to  be  a  certain  smugness  in  the  peojjle  who 
either  unconsciously  assume  or  explicity  state  that  what  Russia  did,  after  a  great 
war  had  already  broken  out,  was  much  worse  than  what  the  French  iind  British 
did  in  letting  down  first  Spain  and  then  Czeclioslovakia.  The  Russians  may  have 
been  feeling  and  hoping  for  years  for  a  chance  to  do  this  very  thing :  but  as  far  as 
the  evidence  goes,  the  Russians  stood  by  collective  securit.y  and  the  honoring  of 
treaties  until  these  principles  had  been  violated  by  some  of  the  great  powers 
with  which  Russia  was  dealing,  and  betrayed  by  others.  The  moral  guilt  of 
Russia  is  presumably  as  great  as  that  of  any  of  the  others,  since  if  you  assume 
that  there  is  an  absolute  morality,  then  by  definition  tliere  can  be  no  degree  of 
morality;  but  if  justification  be  jileaded.  the  Russians  can  point  out  that  they  did 
not  lead  off  in  the  scramble  of  aggression,  and  can  cla'ni  that  there  is  a  difference 
between  being  the  first  to  start  aggression  and  committing  what  might  be  called 
an  act  of  "self-protective  aggression"  after  the  general  sci'ainble  had  begun. 
Yours  very  sincerely, 

Owen  Lattimore. 

P.  S. — Who  is  in  charge  of  the  Pacific  Council  Library  now  that  Lilienthal  has 
left?  I  should  like  to  know  if  you  have,  and  if  I  may  borrow,  "League  of  Nations 
Mission  of  Educational  Experts:  The  Reoi-ganization  of  Educati(tn  in  China," 
Paris,  1032. 


Mr.  Lattimore.  The  paragraph  reads : 


Your  question  about  where  to  find  the  most  convincing  statement  as  to  the 
Soviet  justificati<m  for  the  Finnish  campaign  is  one  that  I  have  been  asking 
myself.  It  seems  to  me  that  everybody  takes  a  too  simple  approach  to  this  prob- 
lem, the  Russians  from  their  side  and  everybody  else  from  his  own  side.  It  seems 
to  me  that  even  if  the  Russians  had  more  detailed,  plausible  and  documented 
evidence  of  "jilots"  in  or  concerning  Finland  that  I  have  yet  seen,  and  even  if 
they  had  strong  justification  in  "realistic"  terms,  from  the  strategic  point  of 
view,  they  nevertheless  made  a  political  blunder  in  attacking  Finland. 

On  the  other  hand,  I  think  there  is  apt  to  be  a  certain  snuigness  in  the  ijeople 
4  ho  either  unconsciously  assume  or  explicitly  state  that  what  Russia  did,  after 
a  great  war  had  already  broken  out,  was  much  worse  than  what  the  French 
and  British  did  in  letting  down  first  Spain  and  then  Czechoslovakia.  The  Rus- 
sians may  have  been  feeling  and  hoping  for  years  for  a  chance  to  do  this  very 


INSTITUTE    OF    PACIFIC   RELATIONS  3431 

tliiiij;.  but  as  far  as  the  evidence  goes,  the  Russians  stood  by  collective  security 
and  the  honoriuir  of  treaties  until  these  principles  had  been  violated  by  some 
(if  the  jrreat  powers  with  which  Russia  was  dealing,  and  betrayed  by  others. 
The  moral  guilt  of  Russia  is  presumably  as  great  as  that  of  any  of  the  others, 
since  there  can  be  no  de.gree  of  morality;  but  if  justification  be  pleaded,  the 
Russians  can  point  out  that  they  did  not  lead  off  in  the  scramble  of  aggression, 
and  can  claim  that  there  is  a  difference  between  being  the  first  to  start  aggres- 
sion and  committing  what  might  be  called  an  act  of  "self-protective  aggression," 
after  the  general  scramble  had  begun. 

The  expression  "self-protective  aggression"  is  in  quotes. 

Mr.  Morris.  Mr.  Lattimore,  were  yon  thereby  answering  Mr.  Car- 
ter's query  as  to  what  was  the  most  convincing  statement  as  to  the 
Soviet  justification  for  the  Finnish  campaign? 

Mr.  Lattimore.  No,  sir;  I  don't  think  I  was.  I  was  replying  to  Mr. 
Carter's  letter  as  a  whole  anci  not  to  a  particular  point  of  it. 

Mr.  Morris.  Is  that  your  answer,  Mr.  Lattimore,  or  Mr.  Fortas" 
answer^ 

Mr.  Lattimore.  My  answer  has  been  introduced  by  the  phrase, 
"Your  question  about  where  to  find  the  most  convincing  statement 
as  to  the  Soviet  justification  for  the  Finnish  campaign  is  one  that  I 
have  been  asking  myself." 

But  the  language  shows  that  I  had  not  looked  up  the  matter. 

May  I  add  a  word  of  explanation? 

The  Chairman.  You  Mere  asking  yourself  for  a  justification  of 
the  Russian  invasion,  were  3'ou  not  ? 

Mr.  Lattimore.  No;  I  was  not. 

The  Chairman.  That  is  what  you  say  here. 

Mr.  Lattimore.  I  was  asking  where  to  find  the  most  convincing- 
statement. 

The  Chairman.  You  said  it  was  a  question  that  you  had  been  asking 
yourself. 

Mr.  Lattimore.  Yes.  In  other  words,  like  Mr.  Carter,  I  thought 
that  here  was  an  extremely  complex  and  confusing  question,  and  I 
would  like  to  know  more  evidence  on  all  sides. 

Mr.  Morris.  Mr.  Lattimore,  was  that  your  answer  to  my  question,  or 
was  that  Mr.  Fortas'  answer  to  my  question  ? 

Mr.  Lattimore.  That  was  my  answer  to  your  question. 

Mr.  Fortas.  Mr.  Morris,  I  object.     I  don't  think  that  is  called  for. 

The  Chairman.  I  have  not  caught  Mr.  Fortas  suggesting  an.swers 
as  yet. 

Mr.  Fortas.  No,  sir:  and  you  won't. 

Mr.  Chairman,  I  believe  I  should  be  given  the  courtesy  of  making  a 
statement.  I  unconsciously  and  without  deliberation  commented  on 
Mr.  Morris'  question,  I  am  afraid,  audibly.  I  said  that  that  is  not 
what  Mr.  Carter  had  asked  JNIr.  Lattimore. 

And  the  record  speaks  for  itself. 

Mr.  Morris'  question  was  whether  this  was  the  most  convincing- 
statement  of  the  Soviet  position  that  Mr.  Carter  had  asked  for.  Now, 
that  is  not  what  the  record  shows  Mr.  Carter  asked  Mr.  Lattimore  for. 

The  Chairman.  I  do  not  think  you  intentionally  broke  in. 

Mr.  Fortas.  I  did  not. 

Mr.  SouRWiNE.  As  long  as  we  are  all  testifying,  Mr.  Chairman 

The  Chairman.  I  hope  that  that  will  not  occur  again. 

Senator,  you  were  asking. 


3432  INSTITUTE    OF   PACIFIC   RELATIONS 

Senator  Ferguson.  Yes.  I  was  going  to  ask  a  question  on  that,  in 
line  with  what  the  Chair  asked. 

Your  question  about  where  to  find  the  most  couvincting  statement  as  to  the 
Soviet  justification  for  the  Finnish  campaign  is  one  that  I  have  been  asking 
myself. 

Mr.  Lattimore,  does  not  that  clearly  indicate  that  you  stated  to 
Carter  that  you  had  been  asking  yourself  just  what  he  asked  you  ? 
Mr.  Lattimore.  That  is  right. 

The  Chairman.  Something  to  justify  the  Finnish  campaign. 
Mr.  Lattimore.  No,  sir;  not  something  to  justify  the  Finnish  cam- 
paign ;  a  statement  of  the  Soviet  point  of  view  as  a  necessary  ingredient 
for  anybody  who  was  trying  to  find  out  what  the  score  was  on  Finland. 
Senator  Ferguson.  Wliat,  Mr.  Lattimore,  was  a  "self-protective 
aggression"  ? 

Mr.  Lattimore.  I  presume,  in  1952 

Senator  Ferguson.  No,  no.     In  1940. 

Mr.  Lattimore.  In  1952,  trying  to  reconstruct  what  I  was  thinking 

in  1940, 12  years  previously,  that  I  meant  here  that — what  is  it  now 

Senator  Ferguson.  "Self-protective  aggression." 
Mr.  Lattimore.  Yes;  that  if  justification  be  pleaded  I  presume  that 
the  Russians  might  put  up  a  case  of  saying  that  this  was  self -protective 
aggression  after  other  people  had  started  aggression. 

I  might  add  that  I  doubt  if  anywhere  in  the  record  have  the  Russians 
ever  admitted  to  such  a  thing  as  self-protective  aggression. 

Senator  Ferguson.  Have  you  had  any  trouble  solving,  in  your  own 
mind,  the  problem  as  to  who  was  the  aggressor  in  Korea  ? 

Mr.  Lattimore.  The  aggressor  in  Korea  was  clearly  the  North 
Korean  Communists. 

Senator  Ferguson.  And  you  would  not  say  that  Russia  now  calls 
that  "self -protective  aggression"  ? 

Mr.  Lattimore.  I  would  doubt  very  much  if  the  Russians  would 
admit  to  such  a  damaging  formula. 
The  Chairman.  All  right,  Mr.  Morris,  go  ahead. 
Mr.  SouRwiNE.  Might  I  ask  one  question,  Mr.  Chairman? 
The  Chairman.  Yes,  sir. 

Mr.  SouRwiNE.  Mr.  Lattimore,  when  you  wrote  that  letter,  did  you 
really  believe  that  Russia  had  only  become  a  treaty  breaker  because 
Britain  and  France  had  set  her  a  bad  example? 

The  Chairman.  Are  you  referring  now  to  Mr.  Lattimore's  letter 
of  April  29, 1940  ? 

Mr.  SouRwiNE.  That  is  correct. 

Mr.  Lattimore.  May  I  have  your  question  again,  Mr.  Sourwine? 
Mr.  Sourwine.  Did  you  really  believe  that  Russia  had  become  a 
treaty  breaker  only  because  she  had  been  set  a  bad  example  by  Britain 
and  France  ? 

Mr.  Lattimore.  I  don't  remember  what  I  meant  at  the  moment, 
Mr.  Sourwine,  beyond  the  language  of  this  letter. 
Mr.  Sourwine.  Now,  I  am  using  plain  English. 
Mr.  Lattimore.  The  language  of  this  letter  does  not  support  the 
twist  that  you  are  trying  to  put  on  it,  sir. 

Mr.  Sourwine.  What  are  you  saying  in  that  letter?  Are  you  not 
saying  in  that  letter  that  Russia  really  stood  by  her  treaties  until 
Britain  and  France  set  her  a  bad  example,  and  then  she  became  way- 
ward? 


INSTITUTE   OF   PACIFIC   RELATIONS  3433 

Mr.  Lattimore.  No.    I  am  saying : 

The  Russians  may  have  been  feeling  and  hoping  for  years  for  a  chance  to  do 
this  very  thing.  But  as  far  as  the  evidence  goes,  the  Russians  stood  by  collec- 
tive security  and  the  honoring  of  treaties  until  these  principles  had  been 
violated  by  some  of  the  great  powers  with  which  Russia  was  dealing  and 
betrayed  by  others. 

Mr.  SouRWiNE.  What  do  you  mean  by  that? 

Mr.  Lattimore.  I  meant  there  that  there  were  two  possibilities. 
One  was  tliat  the  Kussians  may  have  been  feeling  and  hoping  for 
years  for  a  chance  to  do  this  very  thing. 

Mr.  Sourwine.  Yes.    You  underlined  the  "may,"  did  you  not? 

Mr.  Lattimore.  Yes ;  I  put  that  in  as  a  possibility,  and  I  doubt  if 
any  pro-Soviet  or  pro-Communist  person  would  have  allowed  for  that 
possibility. 

The  Chairman.  What  is  the  other  ? 

Mr.  Sourwine.  Now,  you  said,  "as  far  as  the  evidence  goes." 

Mr.  Lattimore.  Then  I  said,  "as  far  as  the  evidence  goes." 

Obviously,  as  far  as  the  evidence  known  to  me  went  at  that  time. 

jNIr.  Sourwine.  What  I  want  you  to  do,  ]\Ir.  Lattimore,  is  to  put 
into  different  language  what  you  meant  there.  You  are  a  man  very 
facile  with  language.    Express  your  thought  there  another  way. 

Mr.  FoRTAS.  He  wants  to  consult  with  me. 

The  Chairman.  All  right. 

(Consultation  between  witness  and  counsel.) 

The  Chairman.  Just  before  proceeding,  I  would  like  to  have  the 
record  read  back  just  a  little.  I  think  Mr.  Lattimore  said  there  were 
two — I  do  not  think  he  called  them  alternatives,  but  he  dwelt  on  one. 

One  was  that  Russia  may  have  for  a  long  time  been  hoping  for  this, 
or  that  is  the  substance  of  it. 

The  other  was  something  else.    He  did  not  dwell  on  the  other. 

Mr.  Morris.  The  other  alternative  was  that  the  Russians  had  stood 
by  collective  security  and  the  honoring  of  treaties  until  the  treaty 
structure  had  been  violated  by  others. 

The  Chairman.  And  that  they  had  taken  that  as  a  justification; 
is  that  right  ? 

Mr.  Lattimore.  No,  not  that  they  had  taken  it  as  a  justification. 

But  I  suggested  that  if  justification  be  pleaded,  the  Russians  can 
point  out  that  they  did  not  lead  off  in  the  scramble  of  aggression. 

Mr.  Sourwine.  I  accept  that  as  an  answer,  Mr.  Chairman.  I  think 
the  witness  has  rephrased  what  he  said  in  the  letter. 

The  Chairman.  I  think  it  is  an  answer. 

Do  you  accept  that  as  an  answer  ? 

Mr.  SouR^viNE.  Yes,  sir. 

The  Chairman.  All  right,  proceed,  Mr.  Morris. 

Mr.  Morris.  INIr.  Lattimore,  do  you  recall  making  an  effort,  after  a 
Soviet  protest,  to  prevent  the  appearance  of  an  article  by  Mr.  L.  M. 
Hubbard,  in  1938,  from  appearing  in  Pacific  Affairs? 

Mr.  Lattimore.  Do  I  recall  what  ? 

Mr.  Morris.  Your  making  an  effort  to  prevent  an  article  by  Mr. 
L.  M.  Hubbard  from  appearing  in  Pacific  Affairs. 

Mr.  Lattimore.  No  ;  I  don't  remember  that.  If  you  have  a  docu- 
ment to  refresh  my  memory,  I  should  be  glad  to  see  it. 

Mr.  Morris.  You  do  recall  some  controversy  about  Mr.  Hubbard's 
article,  do  you  not? 

88348— 52— pt.  10 11 


3434  INSTITUTE    OF   PACIFIC   RELATIONS 

Mr.  La'fi'imore.  I  do  recall  that  Mr.  Hubbard  wrote  an  article.  I 
don't  recall  a  controversy. 

The  Chairman.  The  question  is,  Do  you  recall  a  controversy  about 
Mr.  Hubbard's  article?    It  calls  for  a  simple  answer,  "Yes"  or  "No." 

Mr.  Laitimork.  I  don't  recall  a  controversy  beyond  the  fact  that — 
now,  wait  a  niinue. 

Mr.  FoRTAs.  What  year  was  this,  Mr.  Morris  ? 

Mr.  Morris.  In  1938.    That  is  in  the  question. 

The  Chairman.  Do  you  recall  a  controversy  about  Mr.  Hubbard's 
article? 

Just  answer  that,  if  your  memory  serves  you. 

Mr.  Latiimore.  I  remember  not  exactly  a  controversy,  but  a  ques- 
tion of  whether  another  point  of  view  should  also  be  expressed. 

The  Chairman.  All  right. 

Mr.  ]\IoRRis.  Mr.  Mandel,  will  you  identify  that  document? 

Mr.  Mandel.  1  have  here  a  photostat  of  carbon  copy  of  a  letter  from 
the  files  of  the  Institute  of  Pacific  Relations,  dated  February  8,  1938, 
addressed  to  Dr.  V.  E.  Motylev,  20  Razin  Street,  Moscow,  with  the 
typed  signature  of  Owen  Lattimore,  and  the  initials  ECC,  in  the  upper 
lefthand  corner. 

Mr.  SouRWiNE.  Mr.  Mandel,  what  you  mean,  is  it  not,  is  that  you 
have  there  a  photostat  of  a  document  from  the  files  of  the  IPR?  Is 
that  correct  ? 

Mr.  Mandel.  That  is  correct. 

Mr.  Morris.  The  document  itself  was  a  carbon  copy  of  a  letter. 

Mr.  Mandel.  That  is  correct. 

Mr.  Morris.  Mr.  Lattimore,  I  show  you  this  document  and  ask  you 
if  you  recall  having  sent  it? 

Mr.  Lattimore.  No;  I  don't  recall  having  sent  it.  But  I  obviously 
did  send  it. 

Mr.  Morris.  Mr.  Chairman,  will  it  be  received  into  the  record. 

The  Chairman.  That  document,  as  I  understand  it,  is  a  photostatic 
copy  of  a  document  in  the  nature  of  a  carbon  copy,  found  in  the  files 
of  the  Institute  of  Pacific  Relations. 

Mr.  Morris.  That  is  right,  sir. 

The  Chairman.  The  witness  says  he  obviously  had  sent  it. 

It  will  be  received  into  the  record. 

(The  document  i-eferred  to  was  marked  "Exhibit  No.  534"  and  is  as 
follows:) 

Exhibit  No.  .534 

1795  California  Street, 
t^iin  Franciffco,  Calif.,  February  8,  1938. 
Dr.  V.  E.  MoTYi.Ev, 

20  Razin  Street,  Moscoiv. 

Dkar  Dr.  Motyi.kv:  Inuiiediately  on  receipt  of  .V(inr  letter  of  in  .Taniiai'y  I 
ciihled  yon  reqne.stini^  an  article  on  possibilities  of  constrnctive  international  ac- 
tion, to  be  considered  as  part  of  a  general  defense  auainst  inipei-ialist  and  fasciKSt 
aggression;  this  article  to  be  nsed  as  the  leading  contribntion  in  onr  June 
nnmbei-. 

I  hope  very  much  that  you  will  be  able  to  provide  such  an  article.  Naturally, 
I  have  suggested  only  geiuM'al  terms  :  the  particular  terms  are  for  you  to  decide. 
I  may  adcl  that  in  the  December  number  I  tried  to  set  a  tone  that  would  enccmrage 
such  articles  from  all  sf)Urces.  The  response  up  to  date  has  not  been  too  encourag- 
ing; therefore  it  will  be  all  the  moi-e  helpful  to  me  if  you  can  now  supply  the 
suggested  article. 


INSTITUTE    OF    PACIFIC    RELATIONS  3435 

In  regard  to  L.  M.  Hubliard's  article.  I  have  carefully  noted  your  criticisms. 
I  am  sorry  that  I  seem  to  have  expressed  myself  clumsily  in  regard  to  the  question 
of  anti-Soviet  articles  in  Pacific  Affairs.  The  real  difiiculty  is  this :  the  member- 
ship of  the  IPR  is  predominantly  of  the  "democratic  nations."  These  nations 
continue  to  set  great  store  by  the  principle  of  free  speech.  Many  individual 
members  of  the  IPR  appeal  to  this  principle  for  the  purpose  of  criticising  the 
USSR.  If  I,  as  editor  of  Pacific  Affairs,  prevent  them  from  doing  so,  they  will 
criticise  Pacific  Affairs  as  "an  organ  of  Soviet  propaganda"  and  largely  destroy 
its  usefulness. 

Realization  of  the  urgent  necessity  for  promoting  all  that  is  really  democratic 
in  the  public  life  of  the  "democratic  nations,"  and  resisting  the  forces  that  favor 
imperialist  aggression  and  fascism,  is  only  gradually  spreading.  In  the  cir- 
cumstances the  only  wise  and  constructive  thing  for  me  to  do  is  to  favor  publi- 
cation of  positive  and  constructive  articles,  while  not  prevent'mn  entirely  the 
expression  of  negative  and  defeatist  views.  This  means  that  whenever  we  find  it 
impossible  to  prevent  publication  of  such  an  article  as  this  one  by  Hubbard 
we  should  at  least  make  sure  that  in  the  same  number  there  shall  appear  an 
article  which  deals  with  the  true  values  of  the  same  questions,  and  deals  with 
them  constructively. 

Now  as  to  L.  M.  Hubbard  bimself.  Of  course  I  do  not  propose  to  print  his 
article  simply  because  he  is  a  brother  of  G.  E.  Hubbard  of  Chatham  House. 
The  reason  that  I  find  it  difficult  to  reject  his  article  is  that  he  is  an  "expert" 
of  the  P>ank  of  England,  he  has  written  a  book  on  Soviet  finance  that  is  con- 
sidered authoritative  in  Great  Britain  and  America,  and  to  reject  his  article 
would  cause  the  majority  group  represented  in  the  Royal  Institiite  of  Inter- 
national Affairs  to  accuse  Pacific  Affairs  of  being  partisan — thus  damaging  its  in- 
fiuence  in  Great  Britain.  The  accident  that  this  Hubbard  is  a  brother  of  the  Hub- 
bard who  is  appointed  by  Chatham  House  to  be  in  charge  of  communications  with 
Pacific  Affairs  merely  increases  the  difficulty  of  dealing  with  the  situation. 

In  the  circumstances,  I  am  taking  the  following  course  of  action: 

(1)  I  am  deleting  from  the  article  one  of  its  most  objectionable  paragraphs. 
A  copy  of  the  article,  thus  revised,  is  attached  to  this  letter. 

(2)'  I  am  writing  to  G.  E.  Hubbard,  of  Chatham  House,  asking  him  to  with- 
draw the  article  altogether,  on  behalf  of  Chatham  House.  It  however,  he 
officially  insists  on  publication  of  the  article,  I  shall  have  to  publish  it,  in  our 
June  number. 

(3)  Finally.  I  urge  yon  to  write,  immediately,  a  reply  to  the  article,  to  be 
published  in  the  same  number.  This  must  be  received  in  New  York  not  later 
than  the  last  week  of  March.  It  will  be  used  only  in  case  Chatham  House  insists 
on  publication  of  the  original  article. 

In  concluding  this  letter  I  wish  to  concur  with  you  in  the  sentiment  that  at 
this  time  of  extreme  crisis  in  the  Far  East,  Pacific  Affairs  ought  to  find  more 
suitable  subjects  for  publication  than  anti-Soviet  articles.  To  the  best  of  my 
ability,  within  the  limits  impo.sed  on  me  by  the  different  national  bodies  which 
have  a  voice  in  the  conduct  of  Pacific  Affairs,  I  shall  publish  only  material 
which  emphasizes  the  true  issues  which  the  world  is  facing.  In  this,  the  USSR 
Council  of  the  Institute  of  Pacific  Relations  can  come  to  my  aid  with  indis- 
pensable assistance. 
Yer.v  sincerely, 

Owen  Lattimore. 

The  Ch AIRMAN.  In  ofoino:  along  here,  we  have  not  attempted  to  nnin- 
ber  or  designate  tliese  documents.  They  .should  be  numbered  in  the 
record  when  the  record  is  ]~>ut  up.  They  should  be  numbered  or 
desiginited  so  that  they  will  have  some  designation. 

The  Chair  has  not  attempted  to  do  it,  bu^  it  must  be  done. 

Mr.  SouRWiNE.  Mr.  Chairman,  under  a  previous  order  of  the  Chair, 
these  documents  were  ordered  numbered  consecutively  as  introduced. 
They  have  not  been  marked,  however.  Avhich  T  think  is  what  the  Chair 
is  referring  to. 

The  Chairman.  Yes. 

Mr.  Morris.  Mr.  Lattimore,  will  you  read  that  letter  commencing 
with  paragraph  3,  which  is  where  the  pertinent  reference  commences? 


3436  INSTITUTE    OF   PACIFIC   RELATIONS 

Mr,  Lattimore  (reading)  : 

In  regard  to  L.  M.  Hubbard's  article,  I  have  carefully  noted  your  criticisms. 
I  am  sorry  that  I  seem  to  have  expressed  myself  clumsily  in  regard  to  the  ques- 
tion of  anti-Soviet  articles  in  Pacific  Affairs.  The  real  diflSculty  is  this :  The 
membership  of  the  IPR  is  predominantly  of  the  "democratic  nations."     *     *     * 

Mr.  Morris.  That  "democratic"  is  in  quotes,  is  it  not  ? 

Mr.  Lattimore.  Yes ;  "democratic  nations"  is  in  quotes  [reading]  : 

*  *  *  These  nations  continue  to  set  great  store  by  the  principle  of  free 
speech.  Many  individual  members  of  the  IPR  appeal  to  this  principle  for  the 
purpose  of  criticizing  the  U.  S.  S.  R.  If  I,  as  editor  of  Pacific  Affairs,  prevent 
them  from  doing  so,  they  will  criticize  Pacific  Affairs  as  "an  organ  of  Soviet 
propaganda"  and  largely  destroy  its  usefulness. 

Senator  Ferguson.  That  organ  of  Soviet  propaganda  is  in  quotes. 
]\Ir.  Lattimore.  Is  in  quotes,  yes  [reading]  : 

Realization  of  the  urgent  necessity  for  promoting  all  that  is  really  democratic 
in  the  public  life  of  the  "democratic  nations,"  and  resisting  the  forces  that  favor 
imperialist  aggression  and  fascism,  is  only  gradually  spreading.  In  the  circum- 
stances the  only  wise  and  constructive  thing  for  me  to  do  is  to  favor  publication 
of  positive  and  constructive  articles,  while  not  preventing  entirely  the  expression 
of  negative  and  defeatest  views.  This  means  that  whenever  we  find  it  impossible 
to  prevent  publication  of  such  an  article,  as  this  one  by  Hubbard,  we  should  at 
least  make  sure  that  in  the  same  number  there  shall  appear  an  article  which 
deals  with  the  true  values  of  the  same  questions,  and  deals  with  them  con- 
structively. 

Now  as  to  L.  M.  Hubbard  himself.  Of  course,  I  do  not  propose  to  print  his 
article  simply  t)ecause  he  is  a  brother  of  G.  E.  Hubbard,  of  Chatham  House. 
The  reason  that  I  find  it  difficult  to  reject  his  article  is  that  he  is  an  "expert" 
of  the  Bank  of  England,  he  has  written  a  book  on  Soviet  finance  that  is  con- 
sidered authoritative  in  Great  Britain  and  America,  and  to  reject  his  article 
would  cause  the  majority  group  represented  in  the  Royal  Institute  of  Inter- 
national Affairs  to  accuse  Pacific  Affairs  of  being  partisan — thus  damaging  its 
infiuence  in  Great  Britain.  The  accident  that  this  Hubbard  is  a  brother  of  the 
Hubbard  who  is  appointed  by  Chatham  House  to  be  in  charge  of  communications 
with  Pacific  Affairs  merely  increases  the  difficulty  of  dealing  with  the  situation. 

In  the  circumstances,  I  am  taking  the  following  course  of  action : 

1.  I  am  deleting  from  the  article  one  of  its  most  objectionable  paragraphs. 
*     *     * 

Senator  Ferguson.  Do  you  know  what  that  paragraph  was? 
Mr.  Lattimore.  No ;  I  don't  [reading]  : 

*  *     *     A  copy  of  the  article,  thus  revised,  is  attached  to  this  letter. 

2.  I  am  writing  to  G.  E.  Hubbard,  of  Chatham  House,  asking  him  to  withdraw 
the  article  altogether,  on  behalf  of  Chatham  House.  If,  however,  he  officially 
insists  on  publication  of  the  article,  I  shall  have  to  publish  it.  in  our  June 
number. 

3.  Finally,  I  urge  you  to  write,  immediately,  a  reply  to  the  article,  to  be 
published  in  the  same  number.  This  must  be  received  in  New  York  not  later 
than  the  last  week  of  March.  It  will  be  used  only  in  case  Chatham  House 
insists  on  publication  of  the  original  article. 

In  concluding  this  letter,  I  wish  to  concur  with  you  in  the  sentiment  that  at 
this  time  of  extreme  crisis  in  the  Far  East,  Pacific  Affairs  ought  to  find  more 
suitable  subjects  for  publication  than  anti-Soviet  articles.  To  the  best  of  my 
ability,  within  the  limits  imposed  on  me  by  the  different  national  bodies  which 
liave  a  voice  in  the  conduct  of  Pacific  Affairs.  I  shall  publish  only  material 
which  emphasizes  the  true  issues  which  the  world  is  facing.  In  this,  the 
U.  S.  S.  R.  Council  of  the  Institute  of  Pacific  Relations  can  come  to  my  aid  with 
indispensable  assistance. 
Very  truly  yours, 

Owen  Lattimore, 


INSTITUTE    OF   PACIFIC   RELATIONS  ^  3437 

May  I  comment  ? 

The  Chairman.  Yes. 

Mr.  Lattimore.  This  letter  begins  with  a  paragraph  not  yet  read 
into  the  record,  showing  that  I  had  received  a  letter  from  Mr.  Motylev, 
evidently  a  letter  criticizing  the  article  I  was  about  to  publish. 

Senator  Fergusox.  Had  you  submitted  it  to  Motylev  in  order  that 
he  could  censor  it? 

Mr.  Latiimore.  No  ;  not  for  censorship. 

In  the  course  of  the  usual  practice  of  Pacific  Affairs,  I  liad  circu- 
lated the  article  in  advance. 

Senator  Ferguson.  To  whom  did  you  circulate  those  that  were  pro- 
Soviet?  Who  in  America  censored  them  or  looked  them  over  for 
the  pro-Soviet  article? 

Mr.  Lattimore.  All  articles  were  circulated  to  those  who  might  be 
considered  most  interested,  in  the  first  place.  Many  of  them  were 
sent  additionally  to  people  who  might  be  considered  to  have  no  posi- 
tion one  way  or  the  other. 

The  Chairman.  That  is  not  an  answer  to  the  question. 

Senator  Ferguson.  That  does  not  answer  my  question. 

The  Chairman.  That  is  not  an  answer  to  that  question  at  all. 

Read  the  question,  Mr.  Reporter. 

The  question  was  propounded  twice. 

Mr.  LA'riTMORE.  I  recall  only  one  article. 

The  Chairman.  Just  a  moment. 

(The  pending  question,  as  heretofore  recorded,  was  read  by  the 
reporter. ) 

The  Chairman.  I  think  there  was  more.    He  doubled  back. 

Senator  Ferguson.  You  say  you  circulated  this  because  it  was 
anti-Soviet.  It  is  clear  from  the  letter  that  you  did  that.  I  want  to 
know 

Mr.  Lattimore.  In  the  same  way- 


The  Chairman.  Let  the  Senator  ask  his  question,  and  answer  it. 

Senator  Ferguson.  To  whom  did  you  submit  pro-Soviet  articles 
so  that  they  could  be  censored,  or,  as  least,  criticized  before  they  were 
published  ? 

Mr.  Laitimore.  That  would  depend  on  the  content  of  the  article. 
Any  article  would  be  circulated 

Senator  Ferguson.  Suppose  it  was  an  article  criticizing  Russia, 
written  by  a  United  States  writer. 

Mr.  Lattimore.  An  article  criticizing  Russia  by  a  United  States 
writer  would  be  circulated  to  the  Russians,  also  to  the  British,  Chi- 
nese, Japanese,  and  so  on. 

Senator  Fergusqn.  Suppose  it  was  an  article  by  Soviet  Russia,  pro- 
Soviet.    Who  criticized  it  for  the  United  States  ? 

Mr.  Lattimore.  The  New  York  office  would  look  after  that. 

Senator  Ferguson.  Mr.  Field? 

Mr.  Lattimore.  I  don't  know  whether  it  would  be  Mr.  Field,  or 
who  it  would  be.  It  would  also  be  circulated  to  the  Japanese,  Chinese, 
British,  et  cetera. 

Senator  Ferguson.  Did  you  think  that  ^Ir.  Field  was  a  competent 
critic  to  determine  whether  or  not  an  article  should  be  changed  that 
was  a  pro-Russion  article? 


3438  INSTITUTE    OF    PACIFIC    RELATIONS 

Mr.  Lattimore.  In  1938  I  thoii^dit  that  Mr.  Field  was  one  of  the 
critics  to  whom  such  an  article  might  be  circulated. 

Mr.  SouRwiNE.  Mr.  Chairman,  may  I  ask  a  question? 

]Mr.  LA-rriMORE.  You  will  remember  that  in  the  record  there  was 
an  article  by  a  Soviet  contributor,  which  I  personally  disliked  very 
much  and  which  was  finally  put  in  because  the  Chinese  Council  said, 
"Oh,  go  ahead  and  print  it^  it  is  the  Soviet  i^oint  of  view  and  every- 
body knows  it  is'';  although  the  Japanese  continued  to  object. 

Mr.  SouRWiNE.  May  I  mquire,  Mr.  Chairman? 

Senator  Ferguson.  Just  a  moment. 

I  cannot  quite  understand  why  you  would  take  an  article  by  this 
Britisher  and  send  it  to  the  Russians,  which  is  in  effect  sending  it  to  the 
Russian  Government,  for  their  connnent  on  that  article  as  to  whether 
or  not  you  should  or  should  not  print  it. 

Mr.  Lattimore.  It  was  part  of  regular  practice.  It  was  the  same 
for  all  other  councils. 

Senator  Ferguson.  And  you  had  stricken  out  one  anti-Soviet  para- 
graph, at  least  ? 

Mr.  Laitimore.  Which  was  undoubtedly  also  covered  in  my  cor- 
res|)ondence  with  the  British. 

This  is  only  a  part  of  the  record,  and  the  full  record  would  show 
my  correspondence  with  the  British  as  well. 

"Senator  Ferguson.  I  would  like  to  see  it  all. 

Mr.  Lattimore.  So  should  I,  Senator. 

The  Chairman.  The  question  was  asked  now  about  having  stricken 
one  out ;  that  is,  the  Soviet  phase  of  it,  at  least. 

Did  you,  or  did  you  not  in  the  letter  so  state? 

Mr.  Lattimore.  The  letter  so  states. 

Senator  Ferguson.  You  said  it  was  the  most  objectionable,  indi- 
cating there  were  other  objectionable  ones  that  were  anti-Soviet.  But 
that  was  the  most? 

Mr.  LAT-riMORE.  That  was  evidently  my  opinion  at  the  time. 

And  may  I  add  that  this  was  undoubtedly  covered  in  correspondence 
with  the  British,  too. 

Senator  Ferguson.  I  would  like  to  see  the  article. 

Mr.  Latitmore.  This  was  a  period  when  all  of  us  were  leaning  over 
backward  trying  to  drag  the  Soviets  into  more  contributions  to  Pacific 
affairs,  and  more  participation  in  the  Institute,  and  I  remember  clear- 
ly that  the  attitude  taken  was,  "Let's  get  the  Russians  out  of  this 
business  of  just  criticizing  and  stalling;  let's  get  them  to  make  some 
contributions  and  then  make  them  realize  that  they  are  getting  only 
the  same  treatment  as  other  peoi^le." 

You  can  see  that  this  whole  letter  is  an  attempt  to  explain  to  a 
Russian,  who  is  unfamiliar  with  the  practice  of  free  speech  and  criti- 
cism in  democratic  countries,  how  things  worked  and  that  Russia 
was  not  being  particularly  singled  out  as  an  object  of  anti-Soviet 
propaganda;  that  we  frequently  published  articles  unacceptable  to 
other  councils. 

This  was  recognized  practice  at  the  time. 

Senator  Ferguson.  When  you  had  a  pro-Soviet  article,  to  whom 
did  you  submit  the  article  so  that  an  anti-Soviet  could  appear  in  the 
same  edition? 

You  were  indicating  liero  that  you  were  going  to  do  that  on  the 
reverse. 


INSTITUTE    OF    PACIFIC    RELATIONS  3439 

Mr.  LA-rriMORE.  I  referred  already  to  the  case  of  an  article — I 
believe  it  was  by  Voitinsky— which  attacked  both  the  Japanese  and 
the  Chinese,  and  I  asked  both  the  Chinese  and  the  Japanese  to  reply, 
A\hich  they  didn't. 

Senator  Ferguson.  Did  you  send  them  copies  of  the  articled 

Mr.  Lattimore.  I  sent  them  copies  of  the  article  in  advance. 

Mr.  SouRwiNE.  Mr,  Chairman,  may  I  inquire  \ 

The  Chairman.  Yes. 

Mr.  SouRWiNE.  Was  it  not  your  understanding,  Mr.  Lattimore, 
that  the  Soviets  would  not  permit  the  editing  or  changing  of  their 
articles^ 

Mr.  Lattimore.  That  question  was  brought  up  in  one  of  the  con- 
ferences at  Moscow,  and  we  were  still  then  in  the  frame  of  mind  that 
many  people  had  in  those  years 

The  Chairman.  Just  a  moment.  I  want  to  get  the  question.  1 
want  to  get  the  question  and  see  whether  you  are  ansAvering  it. 

(The  record  Avas  read  by  the  reporter.) 

The  Chairman.  The  question  was  what  Avas  your  understanding. 

Mr.  Laitimore.  My  understanding  is  that  quite  recently  Mr.  Chair- 
man, in  those  memoranda 

The  Chairman.  The  question  is  Avas  it  not  your  understanding,  re- 
ferring to  that  particular  time. 

Mr.  Lattimore.  My  understanding  was  that  the  Russians  had  made 
that  demand.  My  recollection  Avas  that  Ave  Avere  still  hoping  to  Avean 
them  aAvay  from  this  Soviet  rigidity  Avhich  has  since  become  more 
familiar  to  all  of  us. 

Mr.  SouRAviNE.  You  had  had  that  made  clear  to  you  in  the  con- 
ferences in  Moscow  in  1936.  that  the  Russians  would  not  permit  their 
articles  to  be  changed  or  edited  l 

Mr.  LAT'riMORE.  That  had  been  made  clear,  that  that  Avas  the  Soviet 
attitude,  and  Ave  had  not  accepted,  from  our  point  of  vieAV,  the  idea 
that  that  attitude  could  not  be  changed. 

Senator  Ferguson.  Did  you  ever  strike  out  of  a  Soviet  article  a  part 
that  you  thought  Avas  objectionable? 

Mr.  Lattimore.  Yes,  I  did. 

Senator  Ferguson.  Will  you  produce  that? 

Mr.  Lattimore.  I  can't  produce  it,  but  I  remember  that  that  very 
question  came  up  in  the  case  of  the  article  by  Voitinsky. 

Senator  Ferguson.  Then  Avill  you  produce  it  so  that  Ave  Avill  have 
it  here  on  the  record. 

The  Chairman.  Was  the  article  jiublished? 

Mr.  Latfimore.  The  article  was  ])ublished. 

Senator  Ferguson.  The  IPR  Avould  be  able  to  do  that  for  you. 

Mr.  Lattimore.  No,  sir,  I  don't  think  they  can  do  it.  You  have 
all  of  the  IPR  documents. 

Senator  Ferguson.  They  can  come  doAvn  here  and  look  through  the 
papers. 

The  Chairman.  The  IPR  must  have  it  if  it  Avas  published.  It 
must  l)e  in  the  files  of  the  IPR. 

Mr.  Lattimore.  I  remember  Avriting  to  Mr.  Carter  my  strong  ob- 
jections to  the  Avhole  tone  of  that  Soviet  article. 

Senator  Ferguson.  That  Avas  not  my  question.  Did  you  strike  any 
of  it  out? 

Mr.  Lattimore.  I  struck  some  of  it  out. 


3440  INSTITUTE    OF   PACIFIC   RELATIONS 

Senator  Ferguson.  Will  you  produce  or  have  the  institute  pi^^ace 
for  this  record  what  you  struck  out? 

The  Chairman.  The  question  is  to  produce  the  article,  and  I  think 
it  calls  for  the  printed  article. 

Mr.  FoRTAs.  Senator,  may  I  inquire  whether  we  may  have  access 
to  the  IPR  files  in  vour  possession  for  the  purpose  of  searching  for 
that? 

Senator  Ferguson.  Yes,  you  can  look  through  them.  I  ask  the 
Chair  that  you  be  permitted  to  do  that. 

Mr.  FoRTAS.  Not  for  the  article.  The  article  would  not  show  what 
was  cut  out.     It  would  require  access  to  the  files. 

The  Chairman.  The  article,  he  said,  was  printed. 

Mr.  FoRTAS.  Yes,  but  it  would  not  show  what  was  deleted. 

The  Chairman.  But  he  could  designate  where  the  deletion  was. 

Mr.  SouRW^iNE.  Mr.  Chairman,  if  I  might  submit,  I  do  not  believe 
the  files  of  the  IPR  would  contain  editorial  material  of  Pacific  Affairs. 
Would  they,  Mr.  Lattimore? 

Mr.  Lattimore.  That  I  couldn't  tell  you. 

Mr.  SouRwiNE.  Were  not  the  Pacific  Affairs  files  kept  separately? 

Mr,  Lattimore.  The  Pacific  Affairs  files  were  kept  separately  by 
me,  but  I  think  in  large  part  in  duplicate  in  the  New  York  office. 

Mr.  SouRWiNE.  You  have  made  a  point,  sir,  that,  as  Pacific  Affairs 
editor,  you  were  employed  by  the  International  Council  of  IPR. 

Mr.  Lattimore.  That  is  right. 

Mr.  Sourwine.  The  files  which  this  committee  has  are  the  files  of 
the  American  Council  of  the  IPR. 

Can  you  tell  the  committee  whether  your  files  of  Pacific  Affairs 
were  duplicated  in  the  files  of  the  American  Council  of  the  IPR? 

Mr.  Lattimore.  I  don't  know,  Mr.  Sourwine,  whether  they  were 
kept  in  the  files  of  the  American  IPR  or  in  a  separate  file  box  in  the 
New  York  office. 

But  Pacific  Affairs,  the  handling  of  the  printing  and  distribution 
of  Pacific  Affairs,  was  done  from  New  York,  and  I  sent  copies  of  all 
manuscripts  and  correspondence  in  the  normal  course  of  operation  to 
the  subeditor  in  New  York. 

Mr.  Sourwine.  To  the  American  IPR  did  j^ou  send  such  manu- 
scripts and  correspondence? 

Mr.  Lattimore.  To  the  person  who  was  acting  as  the  subeditor  of 
Pacific  Affairs  in  New  York. 

Mr.  Sourwine.  Who  was  that? 

Mr.  Lattimore.  In  those  years  I  think  it  was  Miss  Catherine  Porter. 

Mr.  Sourwine.  This  committee  is  interested  in  thb  relationship  be- 
tween Pacific  Affairs  and  the  American  Council  of  IPR  and  has 
touched  on  that  subject  before  and  understood  you  to  say  that  you 
were  making  a  clear  distinction  that  you  were  not  employed  by  the 
American  Council  of  IPR,  that  you  were  working  for  the  Interna- 
tional IPR. 

Mr.  Lattimore.  That  is  quite  right. 

Mr.  Sourwine.  If,  as  a  matter  of  fact,  your  correspondence  and 
records  of  documents  and  manuscripts  were  filed  with  the  American 
Council  of  IPR,  that  is  a  germane  and  important  point,  and  we  would 
like  to  know  what  your  best  memory  is  on  it. 

Mr.  Lattimore.  IVIy  best  memory  is  that  duplicates  of  all  corre- 
spondence and  manuscripts  were  sent  to  Miss  Porter  in  New  York. 


INSTITUTE    OF   PACIFIC   RELATIONS  3441 

Mr.  SouRWiNE.  What  happened  to  the  original  ? 

The  Chairman.  Miss  Porter  was  with  whom  or  with  what  organi- 
zation, rather? 

Mr.  Lattimore.  She  was  with  the  IPR,  and  she  may  have  been — I 
couldn't  recall ;  the  records  will  undoubtedly  show  it — she  was  prob- 
ably working  part  time  with  the  American  Council  and  part  time  for 
the  Pacific  Council. 

Senator  Watkins.  May  I  ask  a  question,  Mr.  Chairman? 

The  Chairman.  Yes, 

Senator  Watkins.  Was  this  Hubbard  article  actually  published  in 
Pacific  Affairs  ? 

Mr.  Lattimore.  Yes ;  it  was. 

Senator  Watkins.  Did  the  Russians  send  in  a  reply  to  it? 

Mr.  Lattimore.  No;  as  usual,  they  didn't.  This  was  one  more 
case  of  our  trying  to  get  something  out  of  them  so  that  there  could  be 
equal  treatment.  I  think  that  article — I  may  be  wrong  in  saying  it — 
was  by  Voitinsky ;  that  article  that  we  published  was  on  railway  ques- 
tions in  jManchuria  by  a  Soviet  correspondent.  I  believe  that  was  the 
only  one  we  ever  got  out  of  them. 

Senator  Watkins.  You  asked  them  to  reply  and  send  it  in  early  so 
you  could  publish  it  in  the  same  number  ? 

Mr.  Lattimore.  That  is  right,  and  they  never  sent  it. 

Senator  Watkins.  Suppose  they  had  sent  in  a  reply,  what  would 
have  been  your  action  witli  respect  to  that  reply  ? 

Mr.  Lattimore.  It  would  have  gone  straight  to  Chatham  House, 
among  other  councils.  The  top  carbon  copy  would  have  gone  to 
Chatham  House. 

Senator  Watkins.  Would  you  have  published  that,  with  the  others 
having  a  chance  to  criticize  and  tell  what  they  thought  about  the  reply 
article  ? 

Mr.  Lattimore.  It  would  have  been  subject  to  the  same  sort  of  back- 
and-forth  correspondence  between  a  number  of  councils  and 
individuals. 

The  Chairman.  The  question  is,  Would  you  have  published  it? 

Mr.  Lattimore.  The  publication  would  have  followed  exactly  the 
same  course  as  in  the  case  of  the  Soviet  article. 

The  Chairman.  The  Senator  wants  to  know  if  you  would  have  pub- 
lished the  article. 

Mr.  Fortas.  Could  we  have  the  question  read  back  ? 

Senator  Watkins.  I  did  not  think  I  asked  that,  Mr.  Chairman. 

The  Chairman.  It  may  be  read  back. 

(The  record  was  read  by  the  reporter.) 

Senator  Watkins.  Would  you  have  published  it,  the  reply  without 
first  submitting  it  to  these  others  ? 

Mr.  Lattimore.  Definitely  not. 

Senator  Watkins.  As  a  matter  of  fact,  you  were  rushing  him  to  get 
it  in  so  you  would  have  had  it  there  in  time.  You  would  not  have  had 
time  to  do  that,  would  you  ? 

Mr.  Lattimore.  I  wanted  to  get  it  out  of  him  as  early  as  possible ; 
but,  if  there  had  been  a  cable  or  a  letter  from  the  British  saying  that 
they  objected  to  it,  then  it  would  have  been  held  over  to  a  later  num- 
ber.   That  kind  of  thing  frequently  happened. 


3442  INSTITUTE    OF    PACIFIC    RELATIONS 

Senator  Watkins.  As  I  got  from  this  situation,  you  were  right  up 
against  a  deadline,  and  you  would  not  have  time  to  do  all  of  this,  send 
it  around  and  have  it  circulated  around. 

Mr.  Lattimore.  We  always,  Senator,  tried  to  get  articles  as  early  as 
])ossible,  es])ecially  from  these  non-English-si)eaking  councils,  because 
they  were  always  falling  behind  deadlines,  and  we  were  usually  giv- 
ing them  a  deadline  ahead  of  the  real  deadline  so  as  to  give  ourselves 
a  little  margin  of  time. 

Mr.  SouRwiNE.  Did  you  have  a  real  deadline,  Mr.  Lattimore? 

Mr.  Lattimore.  No;  not  as  a  newspaper  regards  it,  sir.  With  a 
quarterly  magazine  there  is  always 

Mr.  SouKwiNE.  I  did  not  mention  newspaper.  Did  you  have  a  real 
deadline,  Mr.  Lattimore  ? 

Mr.  Lattimore.  We  had  a  flexible  sort  of  a  deadline. 

Senator  Smith.  Mr.  Chairman,  I  think  jVIr.  Sourwine  asked  a  ques- 
tion just  now  that  had  been  answered,  and  1  think  maybe  we  ought  to 
clear  it  up  now.  That  is  to  say  where  the  files  of  Pacific  Affairs  were 
located,  if,  indeed,  they  were  located  anywhere  else  except  at  the  Insti- 
tute of  Pacific  Relations. 

Mr.  Sourwine.  That  was  not  cleared  up.  Senator. 

Senator  Smith.  I  can  see  how  the  editorial  files  might  have  been  in 
Mr.  Lattimore's  possession  or  in  one  of  the  other's  ])ossession.  Why 
not  ask  Mr.  Lattimore  specifically  whether  or  not  the  files  that  would 
have  contained  the  original  articles  which,  when  compared  witli  the 
article  which  was  printed,  would  have  shown  what  was  deleted, 
whether  he  has  that  file  or  whether  he  knows  where  it  is. 

Mr.  Lattimore.  I  had  that  file',  and  I  think  I  can  tell  you  exactly 
what  happened.  I  kept  original  files  in  the  same  office  in  which  I 
worked  at  Johns  Hopkins. 

At  that  time  I  was  considered  half  time  with  Johns  Hopkins  and 
half  time  with  the  institute.  Then  I  left,  went  out  to  China,  did 
various  war  jobs,  came  back  to  Johns  Ho))kins.  and  did  not  want  to 
resume  the  editorship  of  Pacific  Affairs. 

I  remember  at  that  time  writing  to  the  New  York  office  and  saying: 
'"Here  I  have  a  lot  of  back  files  of  Pacific  Affaiis.  Do  you  want  them 
shipped  to  New  York  or  shall  I  junk  them  ^''  The  answer  was:  "We 
think  the  duplicate  files  here  are  sufficient,  so  yoti  can  just  junk  that 
stuff  you  have  in  Baltimore.'' 

Mr.  Sourwine.  What  do  you  mean  by  the  Xew  Yoi'k  office,  Mr. 
Lattimore?     The  New  York  office  of  what  ^ 

Mr.  LAT-riMORK.  The  Xew  York  odlce  of  IPK. 

Mr.  Sourwine.  The  International  Council  or  the  American  Council  ? 

Mr.  LA'rriMORE.  The  two  offices  were  together.  I  don't  recall 
clearly,  but  on  this  case  I  would  probably  have  written  to  Mr.  Carter 
as  secretary-general,  therefore  representing  the  International  IPR. 

Senator  Smith.  Well,  now,  were  those  files  actually  junked,  or  do 
yo\i  still  have  them  somewhere  in  your  office  '. 

Mr.  Latitmore.  No,  sir;  they  were  junked. 

Mr.  Sourwine.  Is  it  your  o]:»inion,  sir,  as  the  former  editor  of  Pacific 
Affairs,  that  the  best  place  to  look  foi-  old  files  of  Pacific  Affairs  is  in 
the  files  of  the  American  Comicil  of  the  Institute  of  Pacific  Relations? 

Mr.  Lattimore.  The  best  place  to  look  would  be  in  the  storage  files 
of  Pacific  Affairs.  Whether  they  have  been  amalgamated  witli  the 
American  Council  files  or  not  is  something  I  just  don't  know  about. 


INSTITUTE    OF    PACIFIC    RELATIONS  ^         3443 

Senator  Ferguson.  Mr.  Chairman,  might  I  inquire  ? 

Mr.  Lattimore.  I  ceased  to  have  any  concern. 

Senator  Ferguson.  Who  wrote  the  headings  for  the  articles  ? 

Mr.  Lattimore.  Sometimes  the  author;  sometimes  I,  myself. 

Senator  P>.rguson.  In  the  Hubbard  article,  who  wrote  it? 

Mr.  Lattimore.  I  don't  recall. 

Senator  Ferguson.  Do  you  know  what  it  was? 

Mr.  Lattimore.  AVhat  the  article  was? 

Senator  Ferguson.  Yes. 

The  Chairman.  The  article  or  the  heading  ? 

Senator  Ferguson.  The  heading. 

Mr.  Fortas.  The  question  is  the  heading. 

Mr.  Lattimore.  There  are  two  articles  by  L.  E.  Hubbard ;  that  is, 
the  one  that  is  being  given  here — it  is  a  misprint — ^by  L.  M. 

Senator  Ferguson.  The  one  of  October  1937. 

Mr.  Lattimore.  One  of  June  1938,  called  A  Capitalist  Appraisal  of 
the  Soviet  LTnion,  and  one  of  September  1938,  The  Standard  of  Living 
in  the  Soviet  Union. 

Senator  Ferguson.  When  did  you  get  the  article  from  Plubbard, 
the  one  A  Capitalist  Appraisal  of  the  Soviet  Union  ? 

Mr.  Lattimore.  Published  in  June  1938?  I  don't  know  when  I 
got  it.     Maybe  several  weeks  ahead,  maybe  several  months  ahead. 

Senator  Ferguson.  The  letter  to  Motylev  is  February  8,  1938,  and 
he  had  apparently  had  the  article  before  that.  Did  you  not  get  it 
around  October,  when  the  man  wrote  ? 

Mr.  Lattimore.  Did  he  write  it  in  October  ? 

Senator  Ferguson.  There  is  another  footnote  on  it :  "This  article 
was  written  in  October  1937." 

I  notice  that  tlie  editor  edited  this  even  in  the  article.  Apparently 
you  put  the  heading  on,  "A  capitalist  appraisal  of  the  Soviet  Union," 
and  your  first  footnote  is:  "This  article  was  written  in  October  1937." 

Your  second  footnote  is:  "In  1937  production  rose  to  1,000 
pounds — Ed." 

You  were  seeing  that  the  people  were  advised  when  the  article 
was  written.  He  had  written,  in  his  article,  1925,  667  pounds  of 
grain.     I  will  read  what  it  says : 

Since  Russia  has  always  been  self-suflScient  in  food,  the  average  consump- 
tion per  head  of  population  must  be  determined  by  the  production  per  head 
of  population.  The  most  important  constituent  in  the  total  food  supply  is 
grain.  Official  Soviet  figures  show  that  the  total  quantity  of  wheat  and  rye 
produced  per  head  of  population  since  1925  has  varied  as  follows :  1925,  677 
pounds  ;  1926,  731  pounds  ;  1927,  666  pounds  ;  1928,  590  pounds  ;  1929,  550  pounds  ; 
1930,  696  pounds  ;  1931,  503  pounds ;  1932,  480  pounds  ;  1933,  681  pounds  ;  1934,  672 
pounds ;  1935,  697  pounds.    This  is  an  average  of  about  632  pounds — 

Now  you  put  the  "2"  in  and  refer  down  to  your  own  footnote,  and 
you  make  this  memorandum :  "In  1937  production  rose  to  over  1,000 
pounds." 

Why  did  you  do  that  ? 

Mr.  Lattimore.  Presumably  because  that  was  a  recent  statistic 
that  had  come  to  hand  since  the  author  wrote  his  article. 

Senator  Ferguson.  Where  did  you  get  it? 

Mr.  Lattimore.  Presumably  from  the  New  York  office.  We  had 
several  people  there  doing  research  on  Soviet  economics,  and  so  forth. 

Senator  Ferguson.  Do  you  think  you  may  have  got  that  from 


3444  INSTITUTE    OF   PACIFIC   RELATIONS 

Mr.  Field  to  make  it  appear  that  these  figures  were  all  wrong  because 
it  was  a  capitalist  appraisal  ? 

Mr.  Lattimore.  I  doubt  it.  I  think  it  would  be  much  more  likely 
that  we  got  it  from  somebody  who  was  able  to  read  economic 
materials. 

Senator  Ferguson.  On  page  174  you  have  a  footnote  3  giving  differ- 
ent figures  than  he  gave. 

Mr.  Lattimore.  More  recent  figures ;  is  that  right  ? 

Senator  Ferguson.  No.     You  give : 

Professor  Prokopovich,  in  his  Bulletin  No.  104,  published  by  the  Slavonic 
Institute  in  Prague,  gives  the  following  comparison  of  the  purchasing  power 
of  the  price  of  a  quintal  of  wheat  and  rye  in  1913  and  1932. 

The  item  that  you  corrected  was : 

There  is  no  doubt  that  the  purchasing  power  of  the  peasants'  money  income 
now  is  less  than  prewar. 

Now,  to  contradict  that,  you  publish,  as  an  editor's  note,  something 
different. 

Mr.  FoRTAS.  Senator,  may  the  witness  see  that  ? 

Senator  Ferguson.  Yes;  I  am  going  to  show  it  to  him  later. 

Then  you  make  a  correction  on  page  177 :  "Figures  for  1936  include 
all  footwear,  for  previous  years  only  leather  footwear." 

Then  on  page  184  there  is  a  criticism,  or  this  sentence  is  used : 

The  greater  part  of  the  collective  farm  peasant's  income  consists  of  a  dividend 
in  kind  from  the  farm  produce  after  all  State  requirements  have  been  filled,  and, 
as  an  individual,  he  has  no  choice  in  the  policy  of  the  farm  nor  in  the  work  he 
must  do. 

You  have  carried  it  in  "6"  and  you  call  it  an  editor's  footnote.  You 
put  this  in : 

This  does  not  agree  with  the  account  in  Soviet  Communism,  a  New  Civiliza- 
tion, by  Sidney  and  Beatrice  Webb,  second  edition,  London,  1937 — Ed. 

How  do  you  account  for  that  correction  ? 

Mr.  LAT'riMORE.  I  suppose  somebody  had  found  this  other  statistic 
and  put  it  in. 

Senator  Ferguson.  Who  was  working  on  this  article  besides  you? 

Mr.  LAT'ruviORE.  I  have  no  idea  who  may  have  worked  on  it  in  the 
New  York  office. 

Senator  Ferguson.  This  article  annoyed  you  to  have  published  it, 
did  it  not;  it  was  quite  a  corn  to  you  to  have  to  publish  this  article? 

Mr.  Lattimore.  No,  sir;  I  was  trying  to  avoid  a  break  with  the 
Soviet  Union.  I  was  trying  to  get  them  into  the  works  and  get  them 
to  participate  in  the  give  and  take  of  the  other  councils. 

Senator  Ferguson.  Did  you  not  do  the  best  by  these  footnotes  to 
appease  the  Soviets? 

Mr.  Lattimore.  No  ;  I  would  not  say  so. 

Senator  Ferguson.  You  would  not  say  so? 

Mr.  Lattimore.  No. 

Senator  Ferguson.  You  do  not  think  that  last  quote  that  I  gave 
you,  No.  6,  was  an  appeasement  to  the  Soviets? 

Mr.  Lattimore.  No;  I  don't  think  so.  I  think  it  was  an  attempt 
to  balance  tlie  article,  and  may  I  say  that  the  whole  such  editorial 
changes  were  referred 


INSTITUTE    OF   PACIFIC   RELATIONS  3445 

The  Chairman.  Just  a  minute.  Strike  that  last  from  the  record, 
Mr.  Reporter.  When  you  are  asked  to  pause,  please,  Mr.  Lattimore, 
pause. 

Senator  Ferguson.  Have  you  found  anything  in  this  record  so  far, 
and  I  am  excluding  yours  now,  on  the  part  of  Carter  or  Field  that 
has  been  pro-Soviet.  I  do  not  think  I  have  found  an  answer  from  you 
that  anything  was  ever  pro-Soviet. 

I  am  asking  you,  can  you  point  out  anything  that  you  have  heard 
in  the  record  by  Field  or  Carter  that  was  pro-Soviet? 

The  Chairman.  In  the  record  of  this  hearing? 

Senator  Ferguson.  Yes;  in  the  record  of  this  hearing. 

Mr.  Lattimore.  No;  not  in  any  objectionable  sense. 

Senator  Ferguson.  Are  you  qualifying  it?  Objectionable  to  you? 
That  is  the  difficulty  in  this  hearing.  You  want  to  be  the  sole  judge, 
judge. 

Mr.  Lattimore.  Senator,  I  merely  wish  to  be 

Senator  Ferguson.  I  am  not  asking  whether  it  is  objectionable.  I 
am  asking  whether  it  was  pro-Soviet. 

Mr.  Lattimore.  No,  sir;  not  in  the  sense  of  furthering 

The  Chairman.  The  answer  is  "No"  ? 

Mr.  Lattimore.  The  answer  is  "No." 

Senator  Ferguson.  Even  the  letter  this  morning  ? 

Mr.  Lattimore.  Even  the  letter  this  morning. 

Senator  Ferguson.  From  Carter  to  you,  about  the  invasion  of 
Finland  ? 

Mr.  Lattimore.  That  was  an  attempt  to  get  all  sides  of  a  ques- 
tion by  a  man  who  had  not  yet  made  up  his  mind.  I  don't  think 
that  can  be  called  pro- Soviet. 

Senator  Watkins.  As  a  matter  of  fact,  Mr.  Lattimore,  you  were 
against  publishing  any  anti-Soviet  articles,  were  you  not? 

Mr.  Lattimore.  No,  sir;  I  was  trying  to  get  the  Soviet  people  to 
participate  in  the  working  of  the  institute. 

Senator  Watkins.  Let  me  read  you  this  sentence  from  your  letter. 

In  concluding  this  letter,  I  wish  to  concur  with  you  in  the  sentiment  that 
at  this  time  of  extreme  crisis  in  the  Far  East,  Pacific  Affairs  ought  to  find 
more  suitable  subjects  for  publication  than  anti-Soviet  articles. 

That  is  a  part  of  your  letter.     That  expressed  your  views. 

Mr.  Lattimore.  That  expressed  part  of  what  I  thought  was  a 
diplomatic  approach  to  these  rigid  and  unbending 

The  Chairman.  The  question  is,  did  that  express  your  views? 
Answer  that  question. 

Mr.  Lattimore.  It  expressed  my  attempt  to  be  diplomatic. 

Senator  Watkins.  At  that  time,  were  you  anti-Soviet  or  pro-Soviet 
in  your  own  views  ? 

Mr.  Lattimore.  As  best  I  can  recall,  Senator,  at  that  time  I  was 
not  pro-Soviet,  and  in  the  workings  of  the  institute  I  was  trying  to 
get  the  Soviet  people  to  participate. 

The  Chairman.  All  right ;  let  us  proceed. 

Mr.  Lattimore.  I  was  certainly  anti-Communist. 

Senator  Watkins.  I  had  a  question  there  with  respect  to  that. 

Mr.  Lattimore.  I  was  not  anti-Soviet  participation  in  the  institute, 
certainly. 


3446  INSTITUTE    OF    PACIFIC   RELATIONS 

Senator  Watkins.  Did  you  realize  there  was  any  danger  from  a 
Communist  philoso]^]iy  and  the  Communist  progi'am  at  that  time? 

Mr.  Lattimore.  As  for  1938  I  did  not  consider  that  they  were  dan- 
gerous ;  no. 

Senator  Watkins.  And  when  you  said  that  you  agreed  with  this 
sentiment,  they  ought  not  to  publisli  anti-Soviet  articles,  you  would 
be  against  any  kind  of  an  anti-Soviet  article  that  might  reveal  even  a 
dangerous  situation  that  was  coming  up? 

Mr.  Lattimore.  No,  sir;  I  was  trying  to  get  the  Soviet  people  into 
l^articipation  in  the  IPR,  and  for  that  purpose  I  was  willing  to  limit 
the  number  of  articles  that  were  direct  attacks  on  the  Soviet  until  we 
could  get  them  in  and  make  them  realize  that  they  were  not  being 
given  any  treatment  different  from  any  other  council. 

Senator  Watkins.  You  said  that  you  should  not  publish  these  anti- 
Soviet  articles. 

Mr.  Lattimore.  Obviously  trying  to  placate  Mr.  Motylev  and  try- 
ing to  get  him  to  be  a  little  more  cooperative  than  he  had  been  in 
the  past,  or  ever  was  in  the  future. 

Senator  Ferguson.  Mr.  Chairman,  if  I  might  inquire  so  the  record 
will  be  very  clear  on  this.  If  you  changed  the  article  in  any  way  from 
the  author,  did  you  always  say  "Ed.,"  indicating  it  was  editor,  if  there 
was  a  footnote  ? 

Mr.  Lattimore.  Yes,  sir.  I  not  only  did  that,  but  I  also  referred 
it  back  to  the  author  himself. 

Senator  Ferguson.  Will  you  try  and  show  us,  then,  the  corre- 
spondence showing  whether  or  not  these  footnotes  all  have  been  sub- 
mitted to  the  author  or  not  ? 

Mr.  Lattimore.  As  far  as  the  record  of  these  documents  may  show 
them,  I  will  certainly  try  to. 

The  Chairman.  As  I  understand,  the  record  of  these  documents 
and  the  record  that  he  kept,  let  us  see  if  I  have  this  clear,  the  files 
that  he  kept  have  been  destroyed.  Am  I  correct  in  that  assumption 
from  his  answers? 

Mr.  Lattimore.  The  files  that  I  kept  I  had  been  told  to  junk  because 
it  was  considered  that  the  duplicate  files  in  NeAv  York  were  sufficient. 

Mr.  SouRwiNE.  Did  you  in  fact  junk  them? 

Mr.  Lattimore.  Yes;  I  did. 

Senator  Ferguson.  I  might  say  that  on  page  174  appears  " — Ed."  ', 
meaning  editor.  On  the  other  pages  there  are  uo  "Ed."  's  on  them  or 
" — Ed.,"  except  on  the  last  one  that  I  read,  where  I  read  the  "Ed.,"  on 
page  184. 

Mr.  Lattimore.  The  other  notes  would  be  the  author's  own  notes. 

Senator  Ferguson.  Then  wnll  you  get  us  the  correspondence  or  try 
to  find  the  correspondence  between  you  and  the  author  approving  the 
editor's  notes  ? 

Mr.  Latitmore.  If  they  can  be  found  in  the  files  yoti  possess,  I  will 
be  glad  to  try. 

Mr.  FoRTAS.  Senator,  so  the  record  may  be  clear,  do  I  understand 
that  it  was  the  first  footnote  and  the  last  footnote  to  which  you  re- 
ferred that  have  ''Ed."  and  the  other  ones  to  which  you  referred  do  not 
have  "Ed."? 

Senator  Ferguson.  I  did  not  read  "Ed."  on  those,  either, 
Mr.  SouRAviNE.  Mr.  Chairman,  if  I  may  intrude  here,  I  am  inter- 
ested in  the  witness'  suggestion  that  the  first  place  to  start  looking  for 


INSTITUTE    OF    PACIFIC    RELATIONS  3447 

these  is  the  files  that  the  committee  has.  I  asked  the  witness  earlier 
if  he  felt  that  the  best  place  to  look  was  in  these  files,  and  I  understood 
his  answer  to  imply  that  he  did  not  think  so. 

I  would  like  to  ask  again,  sir,  do  you  think  that  the  most  likely 
place  to  find  remainino;  files  of  Pacific  Affairs  is  in  the  files  of  the 
American  Council  of  IPR,  which  this  committee  now  possesses? 

Mr.  Lattimore.  I  assume  that  you  had  all  of  the  files,  all  of  the 
back  files,  and  that  they  might  include  international  files  as  well  as 
xVmerican  council  files. 

Mr.  SouRwiNE.  If  we  do  not  have  international  files,  do  you  still 
feel  that  the  best  place  to  look  would  be  in  the  files  of  the  American 
council,  which  this  committee  has? 

Mr.  Lattimore.  As  I  said,  Mr.  Sourwine,  I  don't  know  anywhere 
else  to  look. 

Mr.  SouRwixE.  Do  you  have  any  resources  for  attempting  to  deter- 
mine what  became  of  those  carbons  which  you  were  told  were  adequate 
records  ? 

Mr.  Lattimore.  None  whatever. 

Mr.  Sourwine.  There  is  no  one  you  could  ask  what  became  of  them  ? 

Mr.  Lattimore.  I  could  ask  the  IPR  people  if  they  had  amalga- 
mated the  international  files  with  the  American  council  files.  May  I 
explain  why  I  think  so? 

My  understanding  is  that  those  back  files  had  been  moved  up  to 
]\Ir.  Carter's  barn,  partly  because  of  lack  of  space  in  the  Xew  York 
office 

Mr.  Sourwine.  Mr.  Lattimore,  pardon  the  interruption. 

The  Chairman.  That  is  not  an  explanation. 

Mr.  Sourwine.  Did  you  not  testify  here,  sir,  that  you  had  no  knowl- 
edge about  those  files  being  in  the  barn,  or  where  they  were,  until  you 
read  in  the  newspaper  that  this  committee  had  seized  the  files? 

Mr.  Lattimore.  That  is  right.  But  I  don't  think  that  alters  the 
explanation  I  was  just  giving. 

The  Chairman.  That  is  not  an  explanation  of  anything,  because 
you  do  not  know. 

Mr.  Lattimore.  I  think  there  is  a 

The  Chairman.  Just  a  moment.  I  am  not  going  to  argue  with  the 
witness,  and  I  do  not  want  the  witness  arguing  with  the  Chair. 

Mr.  Lattimore.  I  thought  the  record  showed  that  I  had  a  pertinent 
point,  Mr.  Chairman. 

Senator  Smith.  I  thought  Mr.  Lattimore  answered  a  question  I 
asked  him  if  he  had  been  in  the  barn,  and  I  thought  he  said  ''Yes.'' 

Was  that  before  or  after  the  documents  were  in  there  ? 

Mr.  Lait^'imore.  I  couldn't  even  tell  you  that.  I  don't  know  which 
year  they  were  moved  up  there. 

Senator  Smith.  Do  you  know  how  many  times  you  were  in  the 
barn  ? 

Mr.  Lattimore.  Maybe  four  or  five  times. 

Senator  Smith.  Did  you  ever  have  any  conferences  or  meetings 
there  with  Mr.  Carter  or  anybody  else  in  the  barn  ? 

Mr.  La'i^itmork.  Yes.  Part  of  the  barn  was  fitted  up  as  a  sort  of 
conference  room. 

Senator  Smith.  That  was  with  respect  to  IPR  nuitters? 

Mr.  Lattimore.  That  was  with  respect  to  IPR  mattei-s,  and  I  be- 
lieve that  the  only  occasions  that  I  was  there  were  on  matters  of  the 


3448  INSTITUTE    OF   PACIFIC   RELATIONS 

International  IPR,  the  Pacific  council,  rather  than  the  American 
council. 

Senator  Smith.  You  never  saw  any  of  the  IPR  records  in  that  barn, 
the  question  Mr.  Sourwine  just  referred  to  ? 

Mr.  Lattimore.  Well,  I  remember  there  were  file  cases  there,  but  I 
don't  know  what  was  in  which  ones.  I  know  that  Mr.  Carter  was 
planning  to  write  a  history  of  the  IPR,  and,  therefore,  he  would  have 
legitimate  reason  to  have  Pacific  council  files  there  as  well  as  Amer- 
ican council  files. 

Senator  Smith.  He  sort  of  took  over  that  job? 

Mr.  Lattimore.  After  he  retired  he  was  going  to  spend  some  time 
on  writing  a  history  of  tlie  IPR. 

The  Chairman.  Who  has  a  question  ? 

Mr.  Sourwine.  I  have  one,  Mr.  Chairman,  if  I  might  ask  it. 

The  Chairman.  All  right. 

Mr.  Sourwine.  You  destroyed  the  files  of  Pacific  Affairs,  is  that 
right,  Mr.  Lattimore  ? 

Mr.  Lattimore.  I  junked  them. 

Mr.  Sourwine.  What  do  you  mean  by  junked  them? 

Mr.  Lattimore.  I  told  my  secretary  that  we  didn't  want  these  files 
any  more,  and  would  she  have  the  janitor  take  them  out. 

Mr.  Sourwine.  Where  was  this  at  the  time,  over  at  Johns  Hop- 
kins? 

Mr.  Lattimore.  At  Johns  Hopkins. 

Mr.  Sourwine.  When  did  you  do  this? 

Mr.  Lattimore.  I  think  in  1945  or  1946,  after  I  had  returned  to  the 
Hopkins  from  my  war  jobs. 

Mr.  Sourwine.  Is  it  your  testimony  that  you  had  none  of  the  files 
of  Pacific  Affairs  in  your  possession  or  under  your  control  after  1946? 

Mr.  Lattimore.  That  is  right. 

Mr.  Sourwine.  When  these  files  were  junked,  as  you  say,  were  they 
taken  out  by  the  janitor  ? 

Mr.  Lattimore.  The  next  time  I  came  into  my  office  they  weren't 
there. 

Mr.  Sourwine.  Do  you  know  what  was  done  with  them  ? 

Mr.  Lattimore.  I  haven't  the  faintest  idea. 

Mr.  Sourwine.  You  know  we  had  a  case  over  in  an  investigation 
before  the  other  body  where  a  witness  initially  testified  that  he  put 
certain  papers  in  the  wastebasket  and  later  on  he  said,  "They  didn't 
ask  me  what  I  did  with  the  wastebasket." 

Mr.  Fortas.  Mr.  Chairman,  could  we  have  a  few  minutes'  recess? 

The  Chairman.  We  will  recess  at  12.    Is  that  all  right? 

Mr.  FoRTAs.  Yes. 

Mr.  Morris.  Mr.  Lattimore,  did  you  consider  this  article  by  L.  E. 
Hubbard  an  anti-Soviet  article? 

If  you  have  difficulty  answering  that  question,  I  call  your  attention 
to  the  last  paragraph  of  the  letter  we  have  been  discussing. 

Mr.  Lattimore.  I  don't  think.  Mr.  Morris,  at  that  time  1  was  com- 
petent to  judge  an  economic  article  on  the  economics  of  Soviet  Russia. 
I  considered  it  an  article  that  the  Russians  considered  anti-Soviet. 

Mr.  Morris.  I  am  just  using  your  expression  of  anti-Soviet  there 
in  the  last  paragraph. 

Mr.  Lattimore.  That  is  right. 


INSTITUTE    OF   PACIFIC   RELATIONS  3449 

The  Chairman.  Eeacl  the  last  paragraph.  Read  the  first  sentence 
of  the  last  paragraph. 

Mr.  Lattimore  (reading)  : 

In  concluding  this  letter,  I  wish  to  concur  with  you  in  the  sentiment  that  at 
this  time  of  extreme  crisis  in  the  Far  East,  Pacific  Affairs  ought  to  find  more 
suitable  subjects  for  publication  than  anti-Soviet  articles. 

Mr.  IMoRRis.  Did  you  consider  this  article  an  anti-Soviet  article? 

Mr.  Lattimore.  I  considered  it  an  article  that  the  Russians  consid- 
ered anti-Soviet. 

The  Chairman.  The  question  is  did  you  consider  it  an  anti-Soviet 
article.    It  is  asking  for  your  own  consideration. 

Mr.  Lattimore.  I  consider  that  I  was  incompetent  to  judge  on  the 
subject.    Maybe  if  I  looked  over  the  correspondence 

The  Chairman.  That  is  the  answer. 

Mr.  Morris.  Mr.  Lattimore,  what  did  you  mean  in  paragraph  3  of 
that  letter,  that  criticism  of  Pacific  Affairs  as  an  organ  of  Soviet 
propaganda  would  largely  destroy  its  usefulness  ? 

Mr.  FoRTAS.  That  is  not  quite  the  quote. 

Mr.  Morris.  What  did  you  mean  by  that  ? 

Mr.  FoRTAs.  That  is  not  quite  the  quote. 

Mr.  Lattimore.  I  said  : 

If  I,  as  editor  of  Pacific  Affairs,  prevent  them  from  doing  so — 

that  is,  prevent  people  from  criticizing  the  U.  S.  S.  R. — 

they  will  criticize  Pacific  Affairs  as  "an  organ  of  Soviet  propaganda"  and  largely 
destroy  its  usefulness. 

You  Avanted  to  know  what  I  meant  by  that  ? 

Mr,  Morris.  What  did  you  mean  by  "that,  yes? 

Mr.  Lattimore.  1  meant  to  try  to  educate  the  Russians  to  an  under- 
standing of  the  practice  in  democratic  countries  that  if  you  publish 
pro  and  con  articles  you  are  not  necessarily  engaged  in  a  campaign 
against  some  one  particular  country,  something  that  we  never  got  them 
to  understand. 

Mr.  Morris.  Mr.  Mandel,  will  you  identify  that  next  letter  ? 

Mr.  ]Mandel.  This  is  a  photostat  of  a  letter  from  the  files  of  the 
Institute  of  Pacific  Relations,  evidentlv  a  photostat  of  a  carbon  from 
the  files  of  the  Institute  of  Pacific  Relations,  dated  February  10,  1938, 
addressed  to  a  Miss  Harriet  INIoore,  American-Russian  Institute,  56 
West  Forty-fifth  Street,  Xew  York,  N.  Y.     It  is  unsigned. 

Mr.  Morris.  What  is  the  address  of  the  letter,  the  mailing  address? 

Mr.  Mandel.  It  comes  from  129  East  Fifty-second  Street,  New 
York. 

Mr.  Morris.  Is  this  the  address  of  the  Institute  of  Pacific  Relations 
at  that  time  ? 

Mr.  ]SL4lndel.  Yes,  sir. 

The  Chairman.  Just  a  moment  now.    I  want  Mr.  Mandel  to  testify. 

Is  this  a  photostatic  copy  of  a  paper  found  in  the  files  of  the  Pacific 
Relations,  the  Institute  of  Pacific  Relations? 

Mr.  Mandel.  Yes,  sir. 

The  Chairman.  The  reason  I  raise  that  question  is  that  you  say 
"evidently."  I  want  to  clear  it  as  to  whether  it  is  or  is  not.  It  is; 
is  that  right? 

Mr.  Mandel.  It  is. 

88348— 52— pt.  10 12 


3450  INSTITUTE    OF    PACIFIC    RELATIONS 

Mr.  Morris.  Mr.  Chairman,  will  you  receive  that  into  the  record 
inasmuch  as  the  first  parao;raph  in  this  letter  relates  to  the  controversy 
that  we  have  now  been  taking  testimony  on? 

The  Chairman.  Let  me  look  at  it. 

Mr.  Morris.  "Mr.  Chairman,  it  is  an  unsigned  letter,  but  it  did 
emanate  from  the  office  of  the  Institute  of  Pacific  Relations. 

The  Chairman.  It  is  addressed  to  Miss  Harriet  Moore,  American- 
Russian  Institute,  5(i  West  Forty-fifth  Street,  Xew  York.  Very  well, 
it  will  be  received  in  the  record. 

(The  document  referred  to  was  marked  "Exhibit  No.  535"  and  is 
as  follows:) 

p]xiiiniT  No.  53.") 

129  East  Fifty-second  Street. 
Neic  York  City,  February  10,  1<J38. 
Miss  Harriet  Moore, 

Anicrican-Riissinri  Institute, 

56  West  Forty-fifth  Street,  Neiv  York,  N.  Y. 

Dkar  Harriet:  Has  Owen  Lattimore  written  you  about  Motylev's  protest  over 
the  Hubbard  article?  In  any  event,  here  is  a  copy.  Lattimore  feels  that  our 
relations  with  London  necessitate  our  publishing  Hubbard's  article,  but  we  are 
asking  Motylev  to  write  for  the  same  issue  a  re.ioinder.  Now.  Motylev  will 
probably  refuse  to  do  this,  so  Lattimore  and  I  are  considei'ing  getting  both  you 
and  Gradjansev  to  collaborate  in  the  most  penetrating  and  masterly  rejoinder 
that  can  possibly  be  produced. 

Before  starting  in  on  it,  however,  I  should  like  to  talk  with  you  so  as  to  get 
your  reaction  to  the  proposal. 

Tuesday  afternoon,  your  father  and  mother  put  on  a  swell  cocktail  party  for 
me  (or  rather  for  the  IPR)  at  the  Casino.  It  was  delightful  to  see  them  both 
and  to  see  your  brother.  You  will  probably  hear  from  the  family  as  to  who 
attended.  The  only  academic  people  were  Sam  Harper  and  Hazard.  Howard 
Vincent  O'Brien  of  the  Daily  News  was  there,  and  Mrs.  T.  Kenneth  Boyd.  As 
for  the  rest,  I'll  have  to  get  the  list  from  your  family  as  I  just  couldn't  rt>member 
the  names  of  everyone  that  I  met.  After  the  meeting  was  over.  Harper  and 
Hazard  endorsed  an  aside  that  I  made  with  reference  to  your  competency. 

At  luncheon  yesterday  with  Sewell  Avery.  I  took  the  same  line. 

I  wonder  wiiether  you  can  spare  a  little  time  to  see  me  on,  say,  Monday 
afternoon,  the  14th? 

Sincerely  yours, 


Mr.  Morris.  Mr.  Lattimore,  will  you  read  the  first  paragraph, 
please? 

Mr.  Laitimore  (reading)  : 

Dear  Harriet:  Has  Owen  Lattimore  written  to  you  about  Motylev's  protest 
over  the  Hubbard  article?  In  any  event,  here  is  a  coi)y.  Lattimore  feels  that 
our  relations  with  London  necessitate  our  publishing  Hubbard's  article,  but  we 
are  asking  Motylev  to  write  for  the  same  issue  a  rejoinder.  Now,  Motylev  will 
pi-obably  refuse  to  do  this,  so  Lattimore  and  I  are  considering  getting  both  you 
and  Oradjansev  to  collaborate  in  the  most  penetrating  and  masterly  rejoinder 
that  can  possibly  be  produced. 

Before  starting  in  on  it,  1  should  like  to  talk  with  you  so  as  to  get  your  reaction 
to  the  proposal. 

Mr.  Morris.  Mr.  Lattimore,  at  that  time,  did  you  know  that  Harriet 
Moore  was  a  Communist^ 

Mr.  Lattimore.  No;  I  did  nol.  and  I  did  nol  consider  her  a  Com- 
numist. 

Seiuitor  Feu(!Uson.  Who  woidd  yoii  say  wrote  tliis  letter,  Mr.  Lat- 
timore, from  its  text? 

Mr.  Lattimore.  I  have  no  way  of  knowing. 


INSTITUTE    OF   PACIFIC   RELATIONS  3451 

The  Chairmax.  It  is  associated  with  your  correspondence  with  Mr. 
Carter,  is  it  not? 

Senator  Ferguson.  Did  you  strike  out  enouji:h  of  it  to  have  it  a])i)eas- 
iiio;  to  the  Russians,  with  your  editor's  notes? 

Mr.  Laitimore.  I  don't  think  the  editor's  notes  were  appeasin<«- 
the  Russians,  hut  apart  from  that ■ 

Mr.  Fortas.  What  is  tlie  question? 

Senator  Ferguson.  The  question  is,  did  they  ever  write  this  masterly^ 
))enetratiiio-,  penetrating-  and  masterly,  rejoinder  and  take  the  sting 
out  of  this  capitalist  article? 

The  Chairman.  That  can  be  answered  yes  or  no. 

Mr.  FoRTAs.  Senator,  I  do  not  think  so. 

The  Chairman.  Did  you  ever  write,  yes  or  no?  # 

Mr.  FoRTAs.  Did  you  ever  write,  yes  or  no,  but  not  with  that 
addendum. 

Senator  Ferguson.  I  am  going-  to  frame  the  ciuestions,  Mr.  Fortas, 
not  you. 

Tlie  Chairman.  You  are  not  going  to  i)ass  on  these  questions,  Mr. 
Fortas, 

Senator  Ferguson.  What  is  the  answer  to  my  c^uestion,  Mr.  Latti- 
more  ? 

The  Chairman.  Read  the  question  to  the  witness. 

(The  record  w^as  read  by  the  reporter.) 

Mr.  Lattimore.  I  don't  believe  any  masterly  rejoinder  was  ever 
written,  but  we  did  publish,  in  June  19o8,  an  article  called  The  Rate 
of  (xrowth  in  the  Soviet  Union,  which  might  be  considered  as  an  article 
balancing  the  Hubbard  article.  That  article  is  listed  by  A.  W.  Canniff, 
and  recently,  when  I  was  looking  through  copies  of  Pacific  Affairs,  1 
noticed  that  A.  W.  Canniff  was  described  as  a  pseudonym. 

That  may  have  been  the  result  of  this — this  pseudonym  may  repre- 
sent the  article  wdiich  is  suggested  in  this  letter.  But  my  recollection 
is  not  at  all  clear  on  the  subject. 

Senator  Ferguson.  Who  wrote  the  article  ? 

Mr.  Lattimore.  Who  wrote  the  Canniff  article? 

Senator  Ferguson.  Yes. 

Mr.  Lattimore.  I  was  trying  to  recall  that,  and  I  haven't  been  able 
to  recall  it.  When  I  saw  that  it  was  a  pseudonym,  I  searched  my 
memory  to  see  if  I  could  remember  who  it  was. 

Senator  Ferguson.  Why  would  it  be  written  by  an  alias? 

Mr.  Lattimore.  That  is  what  I  couldn't  imagine  at  the  time  I  saw 
it.    Now,  from  this  letter  here 

The  Chairman.  Which  letter  do  you  refer  to  now,  Mr.  Lattimore? 

Mr.  Lattimore.  I  am  referring  to  this  unsigned  letter  to  Miss 
Harriet  Moore  of  February  10,  that  it  may  have  been  a  joint  research 
article  done  by  Miss  Harriet  Moore  and  Mr.  Gradjansev,  and  that 
for  purposes  of  simplification  they  wrote  it  under  a  pseudonym  in- 
stead of  a  joint  name.    This  is  pure  speculation  on  my  part. 

Senator  Ferguson.  But  it  appears  that  at  least  Miss  Moore  has 
refused  to  ansAver  whether  or  not,  when  she  was  working  on  this  job, 
she  was  a  Communist,  and  her  ground  assigned  was  that  it  would  tend 
to  incriminate  her. 

I  think  you  have  indicated  that  that  was  sufficient  proof  to  you  to 
jjrove  that  she  was  a  Communist, 


3452  INSTITUTE    OF   PACIFIC   RELATIONS 

Mr.  Lattimore.  That  would  certainly  raise  that  presumption  in 
my  mind.  But  as  I  have  also  said  quite  recently,  in  1938  I  had  no 
reason  whatever  to  consider  Miss  Moore  a  Communist. 

Senator  Ferguson.  Who  was  the  gentleman  there,  Gradjansev? 

Mr.  Lattimore.  The  other  was  Mr.  Gradjansev,  who  was  a  White 
Russian. 

Mr.  Morris.  Do  you  know  whether  that  is  the  same  Mr.  Gradjansev 
who  was  dismissed  from  General  MacArthur's  headquarters  for  left- 
wing  activity  ? 

Mr.  Lattimore.  I  did  not  know  that  he  was  dismissed  for  left- 
wing  activity.    I  know  he  worked  for  a  while  under  SCAP. 

Mr.  Morris.  Did  you  know  he  was  dismissed  ? 

Mr.  Latiimgre.  Xes ;  I  knew  he  was  dismissed. 

Mr.  Morris.  What  reason  did  you  believe  was  the  cause  of  his  dis- 
missal ? 

Mr.  Lathmore.  The  reason  I  heard  was  that  he  had  given  some 
cigarettes  to  some  Japanese.  He  was  a  man  who  didn't  smoke,  and 
he  used  his  cigarette  ration  to  give  to  some  Japanese  who  were  doing 
some  economic  work  for  him,  and  this  was  considered,  I  believe,  to  be 
black-marketeering. 

Mr.  Morris.  Mr.  Lattimore,  did  you  know  that  the  American- 
Russian  Institute  was  affiliated  with  the  Soviet  organization  Voks? 

Mr.  Lattimore.  I  have  been  asked  that  question  before,  and  I  did 
not  know  it. 

Mr.  Morris.  Did  you  know  it  was  cited  by  the  Attorney  General  as 
a  subversive  organization,  the  American-Russian  Institute? 

Mr.  Lattimore.  I  had  heard  that,  and  then  I  heard  that  that  deci- 
sion had  been  revoked  . 

Mr.  Morris.  Mr.  Mandel,  will  you  identify  this  next  document, 
please  ? 

Mr.  Mandel.  This  is  a  photostat  of  a  document  from  the  files  of 
the  Institute  of  Pacific  Relations,  dated  February  24,  1938,  addressed 
to  Owen  Lattimore,  with  a  typed  signature  of  G.  E.  Hubbard.  It  is 
a  photostat  of  a  carbon  from  the  files  of  the  institute. 

Mr.  Morris.  Mr.  Lattimore,  I  offer  you  this  document,  and  ask  if 
you  can  recall  having  received  that  letter. 

Mr.  Lattimore.  I  don't  recall  having  received  it,  but  obviously  I 
did. 

Mr.  Morris.  Mr.  Lattimore,  will  you  read  that  letter,  please? 

Mr.  Fortas.  May  we  have  a  copy  ? 

Mr.  Morris.  I  am  sorry,  we  do  not  have  copies  of  that. 

Mr.  Lattimore.  You  want  me  to  read  the  full  letter? 

Mr.  Morris.  Yes. 

Mr.  Lattimore.  This  is  dated  February  24,  1938  [reading]  : 

Exhibit  No.  536 

Deae  Lattimore  :  I  have  received  your  letter  of  February  8  about  the  articles 
by  my  brother  (whose  initials  by  the  way  are  L.  E.  not  L.  M.). 

It  is  my  first  sight  of  the  article  as  I  sent  the  only  copy  I  had  to  your  New 
York  office  as  I  explained  at  the  time.  As  it  now  stands  after  your  pruning, 
I  confess  I  can't  quite  understand  why  the  trouble  has  arisen.  Barring  the  last 
two  paragraphs,  which  verge  on  politics,  it  seems  to  me  a  thoroughly  unemotional, 
well-documented  and  slightly  overstatistical,  statement  of  economic  conditions 
in  Russia.  Whether  the  picture  it  gives  is  one-sided  only  a  very  well  informed 
person  can  tell ;  knowing  my  brother  I  am  perfectly  certain  that  there  is 
absolutely  no  intentional  distortion.    Any  criticistm  of  the  Soviet  system  by  a 


INSTITUTE    OF   PACIFIC   RELATIONS  3453 

writer  brought  up  in  the  capitalist  school,  and  vice  vei'sa,  is,  I  should  imagine, 
likely  to  be  regarded  as  prejudiced  by  the  other  side,  but  I  find  it  hard  to  under- 
stand why  the  present  piece  of  work  should  be  classed  as  "anti-Soviet." 

I  should  have  thought  that  this  was  a  clear  case  for  a  "correcting"  article 
from  the  IPR  Soviet  Council  if  they  disagiee  with  the  writer's  factual  state- 
ments, his  interpretation  of  the  figures,  or  his  description  of  the  working  of  the 
collectivist  system.  If  Mr.  Motylev  had  contended  that  the  article  contained 
definite  misrepresentations,  and  was  in  a  position  to  show  that  this  is  so,  the 
same  question  of  principle  would  arise  which  we  considered  in  connection  with 
the  Asiaticus  article  in  the  June  1936  issue  of  Pacific  Affairs;  but  it  would 
almost  seem  from  the  quotations  you  give  from  his  letter  that  his  objection  is 
much  more  general  and  such  as  would  extend  to  any  critical  review  of  economic 
conditions  in  the  U.  S.  S.  R.  if  we  were  not  favorable  to  the  system.  If  so,  the 
question  of  excluding  such  contributions  from  Pacific  Affairs  is,  as  you  say,  one 
of  policy.  But  surely  one  of  policy  for  the  IPR  as  a  whole,  rather  than  for 
Chatham  House.  As  regards  Chatham  House  responsibility  our  view  would  be 
that  the  contribution  was  an  individual  one,  the  fact  that  it  went  through  me 
being  merely  the  result  of  my  attempt  to  fulfill  your  request  for  grist  for  Pacific 
Affairs  and  in  such  circumstances  I  am  sure  that  Chatham  House  would  not 
wish  to  accept  responsibility.  Macadam  and  I  feel  that  the  question  of  risk 
which  publication  would  imply  for  relations  with  the  Soviet  Council  can  only 
be  estimated  by  Carter  and  yourself  and  that  a  decision  on  this  point  could  not 
very  well  be  asked  of  our  committee. 

I  really  think  that  it  comes  back  after  all  to  the  question  of  editorial  prin- 
ciple, and  of  editorial  decision.  Obviously  no  one  would  want  to  see  the  rela- 
tions of  the  Soviet  with  the  IPR  torn  by  the  publication  of  anything  appearing 
in  Pacific  Affairs,  and  if  Mr.  Motylev  is  not  prepared  to  accept  the  article  as  an 
honest  attempt  at  analysis  by  an  informed  foreign  observer,  written  without 
political  arriere-pensee  although  from  an  admittedly  capitalist  viewpoint,  and 
to  counter  it  by  a  rejoinder  written  from  the  Bolshevik  standpoint,  it  may  be 
wiser,  as  a  matter  of  principle,  to  close  Pacific  Affairs  to  the  discussion  of 
Russian  internal  affairs  and  so  to  exclude  the  present  article.  I  should  hope, 
however,  that  Mr.  Motylev  would  consent  to  see  the  matter  in  that  light  and  to 
meet  criticism  of  things  in  his  own  country  just  as  we  had  to  meet  what  was,  I 
submit,  much  less  objective  criticism  of  ourselves  in  the  Asiaticus  article. 

I  am  not  referring  to  my  brother  as  he  is  really  not  concerned  with  IPR 
internal  politics,  so  will  you  deal  with  him  direct  as  and  when  necessary?  I  am 
afraid  that  he  was  not  warned  that  his  manuscript  would  have  to  pass  the  fire 
of  Moscow  criticism.  I  ought  no  doubt  to  have  remembered  your  practice  and 
told  him. 

Yours  sincerely, 

(Signed)  G.  E.  Hubbabd. 

Mr.  Morris.  Mr.  Chairman,  may  that  be  received  for  the  record? 

The  Chairman.  It  will  be  inserted. 

(The  document  previously  read  by  the  witness  was  marked  "Ex- 
hibit No.  536"  and  was  read  in  full.) 

Senator  Ferguson.  May  I  ask  one  question  ? 

The  Chairman.  Very  well. 

Senator  Ferguson.  IVliat  was  the  name  of  the  man  or  the  writer 
that  wrote  tlie  counter-article  for  June  ? 

JNIr.  Lattimore.  Canniff. 

Senator  Ferguson.  You  put  a  note  on  that.  You  seemed  to  know 
who  Andrew  W.  Canniff  was,  because  you  said  this,  and  you  have 
the  article  follow  the  Hubbarcl  article : 

Readers  of  Pacific  Affairs  are  accustomed  to  our  policy  of  printing  articles 
that  express  different  and  sometimes  opposite  points  of  view.  We  do  this  for 
something  more  than  the  interest  of  good  debate,  a  more  important  aim  of  our 
editorial  policy  is  to  let  our  readers  know  as  far  as  we  possibly  can  what  is 
really  happening  in  all  the  subjects  that  are  of  interest  to  the  Institute  of 
Pacific  Relations.  "We,  accordingly,  print  the  following  article  by  an  author 
who  uses  almost  exactly  the  same  figures  as  Mr.  Hubbard,  but  comes  to  an 
entirely  different  conclusion.  Mr.  Canniff  has  recently  been  studying  the  agri- 
cultural economics  of  both  the  Soviet  Union  and  Manchuria — Ed. 


3454  INSTITUTE    OF    PACIFIC    RELATIONS  * 

You  said  that  yoii  knew  this  man.  He  had  been  studying  it.  You 
did  not  say  lie  was  writing  under  an  alias. 

Mr.  LA'rriMORE.  Yes,  I  did,  sir. 

Senator  Ferguson.  In  this? 

Mr.  Lattimore.  It  is  in  the  list  of  authors  at  the  beginning  of 
the 

Senator  Ferguson.  In  this  note  you  did  not. 

Mr.  LA-rriMORE.  Not  in  the  note,  no.  It  was  in  the  description  of 
authors  at  the  beginning. 

The  Chairman.  My  recollection  is  that  you  said  this  morning  you 
did  not  know  who  this  w^as. 

Mr.  Laitimore.  I  said  that  I  didn't  recall. 

Senator  Ferguson.  Who  was  it? 

Mr.  Lattimore.  I  should  say  from  that  description  of  somebody 
who  had  been  studying  agricultural  economics  in  both  Kussia  and 
Manchuria,  that  it  was  probably  Mr.  Gradjansev. 

Senator  Ferguson.  And  he  was  the  man  who  was  mentioned  in  the 
article  with  Harriet  Moore  to  write  the  masterly  piece? 

The  Chairman.  Is  that  right? 

Mr.  Lattimore.  That  is  somebody  else's  language. 

Senator  Ferguson.  To  prepare  the  masterly  rejoinder? 

Mr.  Lattimore.  That  is  somebody  else's  language,  not  my  lan- 
guage. 

The  Chairman.  We  will  recess  until  2  o'clock. 

(Whereupon,  at  12  noon,  the  hearing  was  recessed  to  reconvene  at 
2  p.  m.,  the  same  day.) 

AFTERNOON  SESSION 

The  subcommittee  reconvened  at  2  p.  m.,  upon  the  expiration  of 
the  recess. 

The  Chairman.  The  committee  will  come  to  order. 

You  may  proceed,  Mr.  MoitIs. 

Mr.  Morris.  Mr.  Lattimore,  did  you  in  1945  recommend  Fred- 
erick V.  Field  as  a  person  to  work  with  the  Defense  Advisory  Com- 
mission of  the  United  States? 

Ml'.  Lattimore.  No,  I  don't  lielieve  I  did,  Mr.  Morris.  I  have 
seen  some  reference  to  that  possibility  in  the  transcript,  but  I  don't 
recollect  doing  so. 

Mr.  Morris.  Mr.  Mandel,  will  you  identify  that  document,  please? 

Mr.  Mandel.  This  is  a  jihotostat  of  a  document  from  the  files  of 
the  Institute  of  Pacific  Relations,  on  the  letterhead  of  Pacific  Alfairs, 
Telei)hone:  University  0100,  extension  48,  appearing  in  upper  right 
hand  corner,  and  Please  Address  Reply  to:  300  Gilman  Hall,  Johns 
Hopkins  University,  Baltimore,  Md.,  api)earing  under  letterhead  of 
Pacific  Affairs,  dated  SeptemV)er  10,  11)40,  addressed  to  Mr.  Fred- 
erick V.  Field,  signed  Owen  Lattimore. 

Mr.  Morris.  Mr.  Lattimore,  I  offer  you  that  letter  and  ask  if  you 
recall  having  written  it? 

Mr.  Latitmore.  No,  I  doirt  recall  having  written  this. 

Mr.  Morris.  Is  that  your  signature? 

Mr.  Lattimore.  That  is  my  signature.     I  must  have  written  it. 

Mr.  Morris.  Mr.  Lattimore,  will  you  read  that  letter,  please? 

Mr.  Lattimore.  This  is  to  Frederick  V.  Field. 

The  Chairman.  What  is  the  date  of  it  ? 


INSTITUTE    OF    PACIFIC    RELATIONS  3455 

Mr.  Lattimoke.  Dated  September  10,  1940.     [Reading:] 

ExHiRiT  No.  .")3T 

Dear  Fred  :  This  morning  a  Mr.  S.  Taylor  Ostrander,  of  room  303,  1424  K 
Street.  Washington,  D.  C,  rang  me  up  to  asli  where  to  get  hold  of  an  economist 
competent  to  deal  with  .Japanese  wartime  fiscal  policies.  I  at  once  gave  him  your 
name  and  told  him  that  on  account  of  getting  the  new  edition  of  the  Economic 
Handbook  ready  for  publication,  you  would  be  in  touch  with  the  right  people. 

He  said  that  he  already  had  you  on  his  list  to  ring  up,  and  went  on  to  ask 
about  other  people.  I  think  I  forgot  to  say  at  the  beginning  of  this  letter  that 
he  is  connected  with  one  or  another  branch  or  su!)division  of  the  Defense  Ad- 
visory Commission.  I  then  gave  him  Grajdanzev's  name,  as  l)eing  both  a  trained 
economist  and  currently  working  in  original  .Japanese  material.  I  pointed  out 
that  for  his  purposes  the  fact  that  Gra.jdanzev  does  not  yet  have  his  citizenship 
might  be  a  barrier,  but  he  told  me  that  in  some  cases  they  proceed  by  appointing 
someone  to  a  general  job,  with  salary  allowances  for  taking  on  assistants  for 
such  purposes  at  this. 

Yours  very  sincerely, 

[s]  Owen  Lattimore. 

Mr.  Morris.  Mr.  Cliairniaii.  may  it  be  received  into  the  record? 

The  Chairman.  It  may  be  received  into  the  record. 

(Tlie  document  referred  to  was  marked  "Exhibit  No.  537"  and 
was  read  in  fulL) 

The  Chairman.  What  is  that  other  name  there? 

Mr.  Lattimore.  Grajchinzev. 

The  Chairman.  Who  was  he  ? 

Mr.  Lattimore.  He  was  the  man  referred  to  this  morning,  a  White 
Russian,  who  was  at  that  time  in  New  York.  And  I  tliink  he  was 
doing  some  work,  maybe  part  time  or  for  the  IPR. 

Mr.  Morris.  Was  what  you  wrote  to  Mr.  Fiekl  tliere  the  truth, 
Mr.  Lattimore? 

Mr.  Lattimore.  Why,  yes. 

Mr.  Morris.  Mr.  Manclel,  will  you  identify  that  document  for  the 
record  ? 

Mr.  Mandel.  This  is  a  photostat  of  a  document  from  the  files  of  the 
Institute  of  Pacific  Relations,  on  the  letterhead  of  tlie  Institute  of 
Pacific  Relations,  headed  "E.  C.  C.  from  A.  G. — copies  to  O.  L.  and 
M.  F."    It  is  undated. 

Mr.  Morris.  Mr.  Chairman,  may  be  this  be  read  into  the  record? 

The  Chairman.  I  would  like  to  have  the  initials  identified. 

Is  anyone  competent  to. identfy  them? 

Mr.  Morris.  Mr.  Lattimore,  on  the  basis  of  your  experience  with 
the  Institute  of  Pacific  Relations,  could  you  tell  us  who  used  the 
initials  E.C.C J 

Mr.  Lattimore.  Mr.  E.  C.  Carter. 

Mr.  Morris.  A.  G.? 

Mr.  Lattimore.  A.  G.  would  be  Andrew  Grajdanzev,  I  think. 

Mr.  Morris.  O.  L.  ? 

Mr.  Lattimore.  Myself. 

Mr.  Morris.  M.  F.  ? 

Mr.  Lattimore.  Miriam  Farley,  I  think. 

Senator  Ferguson.  Mr.  Chairman,  could  I  ask  on  this  recommen- 
dation of  Field,  of  September  10,  1940? 

The  Chairman.  Yes. 

Senator  Ferguson.  We  have  had  some  difficulty  in  getting  an 
answer,  Mr.  Lattimore,  as  to  just  when  you  came  to  the  conclusion 


3456  INSTITUTE    OF    PACIFIC    RELATIONS 

that  Field  was  a  Communist.  You  said  in  your  statement  that  it  was 
in  the  forties. 

Did  you  withdraw  any  of  these  recommendations  after  you  came 
to  the  conclusion  that  he  was  a  Communist,  or  did  you  let  them  stand  ? 

Mr.  Lattimore.  Excuse  me,  Senator,  this  is  not  a  recommendation 
of  Mr.  Field  for  an  intelligence  job. 

Senator  Ferguson.  You  are  writing  to  Field : 

I  at  once  gave  him  your  name  and  told  him  that  on  account  of  getting  the 
new  edition  of  the  Economic  Handbooli  for  publication,  j-ou  would  be  in  touch 
with  the  right  people. 

You  mean  for  somebody  else  to 

Mr.  Lattimore.  I  thought  that  Field  would  know  I'etter  than  I 
would  who  was  competent  to  work  with  Japanese  wartime  fiscal  policy. 

Senator  Ferguson.  And  then  did  you  think  that  Field  at  that  time, 
as  a  Communist,  would  be  a  proper  person  to  get  them  in  touch  with 
the  Communists  ? 

Mr.  Lattimore.  I  don't  believe  that  on  September  10,  1940,  I 
thought  Mr.  Field  was  a  Communist. 

Senator  Ferguson.  Can  you  give  us  the  date  when  you  did  come  to 
that  conclusion  ? 

Mr.  Lattimore.  No,  sir.  I  can  only  come  to  the  conclusion  on  the 
basis  of  my  present  knowledge  and  recollections  that  Mr.  Field  prob- 
ably became  a  Communist  in  the  1940's  sometime. 

The  Chairman.  That  is,  you  came  to  the  conclusion  in  the  forties. 
I  think  you  stated  in  your  statement — see  if  I  quote  you  correctly 

Mr.  Lattimore.  No,  I  don't  think  so.  Senator. 

The  Chairman.  When  did  you  come  to  the  conclusion? 

I  think  this  question  has  been  asked  and  answered  two  or  three  times. 

When  did  you  come  to  the  conclusion  that  Mr.  Field  was  a  Com- 
munist ? 

Mr.  Lattimore.  I  am  now  of  the  conclusion  that  he  became  a  Com- 
munist probably  sometime  in  the  1940's,  but  I  don't  know  when  I 
first  came  to  that  conclusion. 

The  Chairman.  Have  you  no  way  of  telling  this  committee  when 
you  came  to  that  conclusion  ? 

Mr.  Lattimore.  No,  sir. 

The  Chairman.  All  right. 

Senator  Ferguson.  Let  me  see  the  Harriet  Moore  letter  of  this 
morning. 

Mr.  Lattimore,  this  was  the  same  man  that  you  had  recommended, 
you  had  recommended  Grajdanzev's  name,  and  he  was  the  one  who 
was  being  recommended  to  "prepare  the  most  penetrating  and  mas- 
terly rejoinder  that  can  possible  be  produced  to  the  anti-Communist 
article  by  Hubbard."  And  it  was  put  in  your  magazine  in  June  of 
1938;  is  that  correct? 

Mr.  Lattimore.  The  recommendation  and  the  wording  are  not  mine, 
Senator. 

The  Chairman.  That  is  not  the  question  now.  Listen  to  the 
question. 

Senator  Ferguson.  But  he  is  the  same  man  who  was  recommended 
for  that  job  and  did  write  the  pro-Soviet  article. 

Mr.  Lattimore.  I  cannot  accept  your  characterization  of  that  article 
as  pro-Soviet,  Senator. 


INSTITUTE    OF   PACIFIC   RELATIONS  3457 

Senator  Ferguson.  I  realize  that  you  have  said  that  you  see  nothing, 
you  have  not  seen  anything  pro-Soviet. 

But  is  not  that  what  you  were  telling  Molotov,  that  if  that  article 
went  in,  in  effect  you  would  try  and  get,  allow  him  to  write  an  article? 

And  then  the  facts  come  out  here  that  someone  is  writing  Harriet 
Moore,  who  turns  out  to  be  a  Communist,  and  to  get  Harriet  Moore 
to  get  this  gentleman  to  write  "the  most  penetrating  and  masterly 
rejoinder  that  can  possibly  be  produced." 

And  you  put  the  headline  on  this  article  by  Hubbard  that  was  a 
capitalist  article,  and  you  followed  it  with  this  article  that  was  sup- 
posed to  carry  out  what  you  had  in  mind  with  the  Soviets,  of  having 
a  counterarticle. 

Would  not  that  make  it  pro-Soviet  ? 

Mr.  Lattimore.  No,  sir. 

The  Chair3iax.  The  answer  is  no. 

Mr.  Lattimore.  ISIay  I  explain  ? 

I  asked  the  Soviet  Council  to  put  in  an  article  of  their  own,  which 
would  obviously  have  been  pro-Soviet.  Failing  that,  I  w^anted  to  get 
an  article  that  would  present  another  treatment  of  the  same  material 
used  by  Mr.  Hubbard,  and,  as  far  as  my  intentions  were  concerned, 
they  were  not  to  produce  an  article  that  would  be  Soviet  propaganda, 
or  anything  of  the  kind. 

I  had  at  that  time  no  reason  whatever  to  suppose  that  Harriet 
Moore  was  Communist,  and  I  had  no  reason  whatever  to  suppose  that 
Grajdanzev  was  Communist,  or  pro-Communist. 

Mr.  Morris.  Mr.  Chairman,  may  I  revert  back — I  do  not  like  to  do 
this — to  previous  testimony? 

The  Chairman.  All  right. 

;Mr.  Morris.  But  on  Friday,  a  letter  written  by  Mr.  Field  to  Mr. 
Lattimore,  dated  October  3,  1939,  was  presented  to  Mr.  Lattimore  on 
the  general  bearing  of  whether  he  knew  at  that  particular  time  that 
Field  was  a  member  of  the  Communist  Party,  or  connected  with  the 
Communist  movement  ideologically. 

Mr.  Lattimore  read  Mr.  Field's  letter,  which  contained  the  following 
paragraphs : 

If  I  were  to  try  and  work  out  my  own  thoughts  on  Soviet  policy  I  think  I 
should  start  by  attempting  to  compare  the  conditions  of  the  present  war,  the 
second  imperialist  war,  with  those  of  the  first  imperialist  war.  I  should  first 
say  that  both  wars  were  similar  in  that  they  were  imperialist  wars,  in  the 
Marxist  sense  of  the  word.  I  should  immediately  add,  however,  that  they  con- 
tained an  essential  difference,  the  difference  being  the  concrete  existence  of  the 
Soviet  Union  with  21  or  22  years  of  revoluntionary  experience  now  as  con- 
trasted with  its  nonexistence  during  the  first  war. 

The  next  stop  would  be,  I  believe,  to  recall  the  slogans  of  revolutionary  groups 
during  the  first  war ;  namely,  to  transfer  the  imperialist  war  into  a  civil  war 
or  into  a  series  of  civil  wars.  This  object  came  off  only  in  Czarist  Russia  dur- 
ing the  last  war,  though  pretty  substantial  attempts  were  made  in  a  number  of 
other  countries.  I  judge  that  the  slogan  of  the  present  war  is  exactly  the  same, 
but  that  again  the  concrete  existence  of  the  Soviet  Union  makes  its  application 
in  the  present  war  something  quite  different  than  in  1914-18.  The  problem  to- 
day from  a  revoluutionax-y  point  of  view  is  the  same  as  it  was  in  1914 ;  the  Brit- 
ish must  get  rid  of  their  Chamberlains,  the  Germans  of  their  Hitlers,  the  French 
of  their  Daladiers.  But  this  time  the  Soviet  Union  operates  as  a  powerful  and 
concrete  force  to  aid  in  these  civil  war  efforts. 

The  Chairman.  ^Vliose  letter  is  that? 

Mr.  INIoRRis.  Mr.  Field  to  Mr.  Lattimore,  Mr.  Chairman. 

At  the  time,  as  I  recall,  we  presented  this  letter  to  Mr.  Lattimore. 


3458  INSTITUTE    OF    PACIFIC    RELATIONS 

He  conceded  that  his  memory  was  wrong  by  several  years  in  his  esti- 
mate that  Field  was  a  Communist. 

Mr,  FoRTAs.  Mr.  Chairman,  may  we  see  that  transcript? 

The  Chairman.  Just  a  moment,  Mr.  Fortas. 

Mr.  Fortas,  the  Chair  and  you  got  along  pretty  well  for  about  7  or 
8  days.    We  hope  we  will  get  along  for  the  rest  of  this  time. 

Mr.  Fortas.  I  join  you  in  that  hope,  Mr.  Chairman. 

Just  a  moment,  Mr.  Lattimore.  I  think  Mr.  Morris  sent  for  the 
transcript. 

Mr.  Morris.  I  think  we  can  get  on  while  we  are  waiting  for  that, 
Mr.  Chairman,  to  save  time. 

The  Chairman.  The  transscript  should  be  here  and  his  answer 
should  be  read  back  to  him. 

Mr.  Morris.  The  question  is  on  page  5149  of  the  transcript. 

Mr.  Lattimore,  perhaps  you  will  read  it,  commencing  with  the 
question  put  to  you  by  Mr.  Morris. 

Mr.  Lattimore  (reading)  : 

Mr.  Lattimore,  when  you  received  that  letter 

Mr.  Morris.  That  is  the  letter  that  I  had  just  read,  is  it  not,  Mr. 
Lattimore? 

Mr.  Lattimore,  That  is  right  [reading] — 

did  you  consider  that  that  was  evidence  that  Mr.  Field  had  vigorous  Com- 
ninist  sympathies? 

Mr.  Lattimoke.  I  don't  remember  receiving  the  letter,  and  my  recollection  has 
been  that  I  began  to  think  that  Mr.  Field  was  a  close  fellow  travelei-  of  the 
Russians  at  the  time  of  the  American  Peace  Mobilization,  which  I  think  was 
1941.  Wasn't  it?  But  judging  from  this  letter,  my  memory  was  in  error  by 
about  2  years. 

Mr,  Morris,  In  other  words,  you  knew  he  had  these  vigorous  pro- 
Communist  sympathies  in  1939? 

Mr,  Lattimore,  That  is  what  I  said  at  that  time,  Mr,  Morris,  I 
thought  the  matter  over  subsequently,  and  it  seems  to  me  that  1  ought 
not  to  go  too  far  in  characterizing  my  very  vague  recollections  of  that 
time  years  ago. 

It  seems  to  me  that,  reading  again  this  letter  of  Mr,  Field's  to  me, 
that  an  equally  possible  explanation  is  that  I  might  have  thought  at 
the  time  that  tliis  was  just  another  example  of  an  American  intellectual 
interested  in  Russian  problems  indulging  in  the  kind  of  amateur  in- 
terpretation of  ideology  that  has  since  become  such  a  prevalent  habit. 

Mr.  Morris.  In  other  words,  Mr.  Lattimore,  you  want  to  change 
your  testimony  of  last  Friday;  is  that  right? 

Mr.  Lattimore.  I  should  like  to  amend  my  testimony  to  that  extent, 
to  say  that  my  recollection  of  Avhat  I  thought  at  the  time  is  not  at  all 
clear. 

The  Chairman.  Mr.  Lattimore,  we  have  been  in  these  hearings  now 
some  7  or  8  days.  You  realize  that  during  all  of  that  time  and  now  you 
are  under  oath? 

Mr.  Lattimore.  Yes,  Senator,  I  do. 

1  also  realize  that  many  pieces  of  evidence  have  been  presented  to 
me  in  many  ways  with  other  people's  phrasings  and  wordings,  and 
that  under  the  i)ressure  of  cross-examining,  I  may  at  times  have  ad- 
mitted to  using  other  people's  words  and  saying  things  that  I  didn't 
quite  mean  myself,  or  that  I  would  have  said  if  I  had  had  time  for 
mature  consideration,  or  if  I  had  been  less  fatigued. 


INSTITUTE    OF   PACIFIC   RELATIONS  3459 

Senator  Ferguson.  Mr.  Lattimore,  that  brings  us  to  the  question 
that  you  expect  this  body  to  pass  upon  the  question  and,  with  tliis 
statement,  how  are  we  going  to  tell  whether  you  are  telling  the  truth, 
or  not,  either  from  fatigue  or  a  willful  intent  not  to  tell  it? 

What  are  we  going  to  do?  Are  we  going  to  sit  here  for  8  days  and 
now  have  you  tell  us  that  you  are  not  responsible  for  what  you  have 
told  us?    Is  that  what  you  want  to  tell  us  now? 

Mr.  Lattimore.  No,  Senator.  I  am  merely  saying  that  after  many 
days  of  interrogation  about  matters  that  happened  many  years  ago, 
I  am  not  at  all  surprised  that  I  should  have  become  somewhat  con- 
fused in  my  recollections,  and  I  don't  wish  to  nuake  too  strong  a  claim 
that  my  recollection  of  periods  so  long  ago  is  accurate. 

The  Chairman.  You  have  no  doubt  that  Field  is  a  Connnunist 
now,  have  you  ? 

Mr.  Lattimore.  I  believe  he  probably  is,  Senator. 

The  Chairman.  Allien  did  you  come  to  that  conclusion?  Now  let 
us  go  backward. 

Mr.  Lattimore.  As  I  said,  I  don't  remember  exactly  when  I  came 
to  that  conclusion. 

The  Chairman.  Then  the  date  that  you  gave  us  in  your  first 
answer  may  be  just  as  correct  as  that  which  you  are  giving  us  now; 
is  not  that  right? 

Mr.  Lattimore.  I  think  I  would  like  to  stand  on  my  statement  in 
the  record.  Senator,  in  my  prepared  statement. 

The  Chairman.  Which  statement  do  you  wish  to  stand  on? 

Mr.  Lattimore.  In  my  prepared  statement,  page  14,  that  I  have 
no  doubt  he  became  one  during  the  1940's. 

The  Chairman.  Which  statement  do  you  wish  to  stand  on?  The 
one  that  you  gave  last  Friday,  which  you  read  back,  or  the  one  that 
you  gave  today  ? 

Mr.  Lattimore.  The  one  that  I  read  back  was  an  admission  that  my 
memory  might  have  been  in  error  by  a  couple  of  years.  It  may  have 
been  in  error  by  a  couple  of  years,  or  it  may  have  been  in  error  by 
more  than  that. 

Senator  Ferguson.  Mr.  Lattimore,  is  it  that  you  want  to  change 
your  testimony  because  you  are  confronted  with  this  letter  of  recom- 
mending  

Mr.  L-vnTMORE.  No,  sir;  this  letter  is  not  a  letter  recommending 
Mr.  Field.    This  is  a  letter  stating  that  Mr.  Field 

Senator  Ferguson.  Wait  a  minute.  Recommending  that  they  get 
in  touch  with  Mr.  Field  to  get  someone  to  work  on  the  Defense  Ad- 
visory Connnission? 

You  would  not  say,  would  you,  that  a  Communist  was  a  proper 
person  to  recommend  someone  in  1940  to  work  on  the  Defense  Ad- 
visory Commission  ? 

Mr.  Lattimore.  Senator,  I  would  think — I  don't  know  what  I 
thought  at  that  time. 

The  Chairman.  What  do  you  say  now? 

Senator  Ferguson.  Do  you  think  it  now  ? 

The  Chairman.  What  do  you  say  now?    That  is  the  question. 

Mr.  Lattimore.  May  I  state  rather  carefully  what  I  think  now  ? 

Senator  Ferguson.  I  hope  everything  you  say  is  stated  carefully. 

INIr.  Lattimore.  What  I  think  now  is  that  the  intelligence  services 
of  the  United  States  are  entitled  to  make  use  of  any  individual,  any 


3460  INSTITUTE    OF   PACIFIC   RELATIONS 

source  of  information  that  they  may  think  valuable  to  themselves 
under  such  conditions  of  security  as  the  intelligence  services  may  de- 
vise, which  an  outsider  like  myself  cannot  lay  down. 

The  Chairman.  All  right,  Mr.  Morris. 

Mr.  Morris.  Mr.  Mandel,  will  you  continue  to  read  the  document? 

Mr.  Mandel.  I  am  reading  from  the  document  marked  "E.  C.  C. 
from  A.  G.,  copies  to  O.  L.  and  M.  F." 

(Exhibit  No.  538) 

{ International  Secretariat) 

Institute  of  Pacific  Relations, 
1  East  5-',th  Street,  New  York  22,  N.  Y. 
Tile  following  telegram  appeared  in  the  Soviet  newspaper  Trud,  but  prob- 
ably appeared  also  in  Pravda  and  Izvestia   (we  do  not  have  the  numbers  of 
these  two  from  August  29)  : 

[Trud,  August  29,  p.  4] 
Lattimore  on  the  National  Policy  of  the  Soviet  Union 

New  York,  August  27  (TASS) — In  the  magazine  Far  Eastern  Survey  there 
appeared  an  article  by  Lattimore,  the  Director  of  the  School  of  International 
Relations,  who  accompanied  Wallace  during  his  recent  trip  to  the  Soviet  Union 
and  China,  on  the  basis  of  his  personal  observations  Lattimore  regards  highly 
the  Soviet  national  policy  (policy  in  respect  to  the  nationalities),  observing  that 
from  the  moment  of  the  establishment  of  the  Soviet  regime  all  nationalities 
of  the  Middle  Asia  and  other  regions,  formerly  oppressed,  received  an  oppor- 
tunity to  develop  widely  their  economy,  national  culture,  language,  and  so  on. 
Lattimore  describes  the  present  prosperity  of  the  so-called  backward  peoples 
prosecuted  pitilessly  under  Czarism. 

Lattimore  points  out  that  his  knowledge  of  the  Russian  and  Mongolian 
languages  permitted  him  to  talk  with  Many  Kazakhs,  Buriato-Mongols,  Turko- 
mans, and  representatives  of  other  nationalities,  and  from  these  conversations 
he  obtained  valuable  information  that  shows  welfare  and  prosperity  of  these 
peoples  freed  by  the  Soviet  Constitution. 

Lattimore  compares  the  position  of  the  national  minorities  in  the  Middle  Asia 
in  the  Czarist  time  and  under  the  present  regime.  As  an  example,  Lattimore 
gives  the  fact  that  Kazakhstan,  a  country  populated  formerly  by  the  nomads, 
now  became  an  industrialized  country  which  has  its  own  industry,  own  engi- 
neers, and  a  large  percentage  of  the  Stakanovites  among  the  workers. 

Mr.  Morris.  Mr.  Lattimore,  what  role  did  Mr.  Grajdanzev  play  in 
this  kind  of  transaction?  Did  he  read  the  Soviet  press  and  find 
favorable  references  to  you  and  passed  them  on  to  you  ? 

Mr.  Lattimore.  I  would  like  to  see  this,  but  there  is  no  hurry 
about  it. 

I  have  very  little  knowledge  of  what  Mr.  Grajdanvez's  work  was  at 
that  time.  My  general  recollection  is  that  he  was  working  on  such 
Russian  language  materials  as  the  IPR  had  available. 

Mr.  Morris.  Was  it  a  practice  of  his  to  notify  you  of  any  such 
favorable  references  in  the  Soviet  press  ? 

Mr.  Lattimore.  Certainly  not  a  practice.  I  presume  that,  as  a 
friend  of  mine,  if  he  ran  across  something  that  would  interest  me  he 
would  send  it  to  me. 

I  should  like  very  much  to  ask  for  the  text  of  my  original  article  in 
Far  Eastern  Survey,  because,  from  my  hearing — and  I  have  not  yet 
read  it — of  that  Soviet  extract  there,  I  should  say  that  it  is  obviously 
not  a  straight  quotation  from  what  I  wrote,  but  partial  quotations  in- 
terwoven with  phrases  put  in  by  the  Soviet  writer. 

Mr.  Morris.  And,  Mr.  Lattimore,  you  would  like  your  article  to 
go  into  the  record  with  this  Soviet  interpretation  ? 


INSTITUTE    OF   PACIFIC   RELATIONS  3461 

Mr.  Lattimore,  I  certainly  should. 

This  Soviet  interpretation  or  misinterpretation. 

The  Chairmax.  Where  is  the  article? 

Mr.  JNIoRRis.  We  can  obtain  it  and  put  into  the  record. 

The  Chairman.  Very  well.  I  think  it  should  go  in  with  an  ex- 
hibit, if  you  are  goinor  to  introduce  the  exhibit. 

Senator  Ferguson.  What  is  the  date  of  this  ? 

Mr.  Morris.  It  is  probably  1944,  Senator,  in  connection  with  the 
mention  of  the  "recent  trip."  He  accompanied  Mr.  Wallace  on  a 
'"recent"  trip. 

Senator  Ferguson.  Maybe  you  can  help  us  with  the  date,  Mr.  Latti- 
more.   You  look  at  that. 

Mr.  Lattimore.  I  have  a  document  here,  Senator,  which  my  wife  is 
looking  for  now,  which  I  should  like  to  enter  into  the  record  as  per- 
tinent to  this  question  of  Soviet  nationality. 

The  Chairman.  I  would  like  the  article  to  which  this  document 
refei-s  and  to  which  you  have  testified.    We  want  that  first. 

Mr.  Lattimore.  This  one  here  ? 

The  Chairman.  You  have  referred  to  a  document  that  you  wrote. 

Mr.  Lattimore.  Yes ;  in  the  Far  Eastern  Survey. 

The  Chairman.  We  want  that  first,  if  you  please. 

Mr.  Lattimore.  I  don't  have  that  with  me. 

Mr.  FoRTAs.  Is  your  staff  sending  for  that,  Senator? 

Mr.  SouRwiNE.  They  are  looking  for  it,  Mr.  Fortas. 

Mr.  FoRTAs.  Do  you  want  Mr.  Lattimore  to  wait  until  you  find  it? 

The  Chairman.  If  you  want  to  go  into  some  question*,  as  an  inser- 
tion in  the  record 

Mr.  SouRwiNE.  Here  is  a  copy  of  the  Far  Eastern  Survey,  1944,  sir, 
the  bound  volume.    Perhaps  you  can  find  that  article. 

Senator  Ferguson.  Mr.  Lattimore,  does  this  amount  about  to  what 
would  be  classed  as  someone  sending  you  a  newspaper  clipping? 

Mr.  Lattimore.  Yes;  roughly. 

Senator  Ferguson.  And  did  you  save  it? 

Mr.  Lattimore.  No  ;  I  don't  think  I  did. 

Senator  Ferguson.  Did  3'ou  protest  it  was  wrong? 

Mr.  Lattimore.  No,  sir. 

Senator  Ferguson.  Did  you  write  back  and  say,  ''This  is  wrong"? 
Did  you  get  in  touch  with  the  papers  that  printed  it  and  say,  "I  deny 
this"?    Did  you  do  that? 

]Mr.  Lattimore.  No,  Senator. 

The  Chairman.  I  might  interpret  this  as  being  either  a  digest  of  a 
newspaper  quotation  or  a  newspaper  article  or  it  might  be  a  newspaper 
article  [reading]  : 

The  following  telegram  appeared  in  the  Soviet  newspaper  Trud,  but  probably 
it  appeared  also  in  Pravda  and  Izvestia  (we  do  not  haye  the  numbers  of  these 
two  from  August  29). 

Then  in  what  appeared  to  be  headlines,  caps,  appears : 

Lattimore  on  the  National  Policy  of  the  Soviet  Union — 

which  might  be  construed  as  being  a 

Senator  Ferguson.  Copy  of  a  clipping. 

The  Chairman.  Yes.    Otherwise,  I  do  not  know  what  it  is. 

Mr.  Lattimore.  This  appears  to  be  the  article:  "Minorities  in  the 
Soviet  Far  East,"  by  Owen  Lattimore,  in  the  Far  Eastern  Survey  of 
August  23,  1944. 


3462  INSTITUTE    OF   PACIFIC   RELATIONS 

It  is  not  very  lon<i:.    May  I  read  it  into  the  record? 

Mr.  Morris.  Put  it  into  the  record,  Mr.  Lattimore. 

Mr.  SouRwiNE.  It  is  two  printed  pages  or  more,  is  it  not,  Mr.  Latti- 
more ? 

Mr.  Lattimore.  Almost  exactly  two  printed  pages. 

The  Chairman.  I  want  something  to  be  done  with  this  photostatic 
copy  that  we  are  passing  around  here. 

Do  you  offer  this  for  the  record?  If  so,  what  is  its  authenticity? 
Where  does  it  come  from? 

Mr.  ]\IoRRis.  Mr.  Mandel  identified  it,  sir,  as  a  letter  having  been 
taken  from  the  files  of  the  Institute  of  Pacific  Relations. 

The  Chairman.  It  is  not  a  letter.  It  shows  on  its  face  that  it  is  not 
a  letter. 

Mr.  Morris.  It  is  a  memorandum. 

Senator  Ferguson.  Do  you  swear  now  that  you  never  saw  this  docu- 
ment, Mr.  Lattimore? 

Mr.  Lattimore.  I  have  no  recollection  of  seeing  it. 

Senator  Ferguson.  It  appears  to  have  been  sent  to  you  with  your 
initials  on  it.    Is  that  correct? 

Mr.  Lattimore.  May  I  have  a  look? 

It  is  headed  E.  C.  C.'  from  A.  G.,  copies  to  O.  L.  and  M.  F. 

The  Chairman.  From  that,  Mr.  Lattimore,  would  you  say  it  was 
evidently  a  communication  of  some  sort  from  E.  C.  C.  to  the  other 
parties? 

Mr.  Lattimore.  Xo,  sir;  from  Mr.  Grajdanzev,  to  Mr.  Carter,  with 
copies  to  myself  and  Miss  Farley. 

The  Chairman.  A  communication  from. 

Mr.  Lattimore.  A  communication  from,  yes. 

I  have  no  recollection  of  ever  seeing  it  before.  The  point  is  im- 
material, how^ever.    It  w^as  obviously  intended  for  me  to  see. 

The  Chairman.  It  will  be  inserted  in  the  record. 

With  it  should  go  the  article. 

Mr.  Morris.  May  it  be  i)laced  in  the  record,  Mr.  Chairman? 

The  Chairman.  The  article  will  be  placed  in  the  record. 

(The  documents  referred  to  were  marked  "Exhibits  Nos.  538,"  which 
was  read  in  full  by  Mr.  Mandel,  and  "539,"  as  follows  :) 

Exhibit  No.  539 
[Source  :  Far  Eastern  Survey,  August  23,  1944,  pp.  156,  157,  and  158] 

MiNOKITlES    IN    THE   SOVIET   FAR    EaST  ^ 

(By  Owen  Lattimore) 

On  many  occasions  durinji-  a  brief  recent  journey  through  the  Soviet  Far  East 
and  Centrjil  Asia  I  was  struck  by  the  obvious  success  of  the  Soviet  policy  toward 
its  minority  peoples,  and  by  the  international  importance  of  this  policy.  The 
essentials  of  the  Soviet  method  are  simple.  The  Russians  work  by  removing 
legal,  social,  and  e<'onomic  obstacles  to  the  progress  of  minority  peoples  and 
"backward"  i>eoi)les.  These  peoples  are  then  free  to  work  out  their  own  progress 
according  to  their  own  capacities.  The  method  is  anything  but  paternalistic. 
Because  the  people  work  out  their  own  progress,  they  feel  that  everything  which 
they  accomplish  is  their  own,  not  something  charitably  bestowed  on  them. 


^  Mr.  Lattimore,  Director  of  the  Page  School  of  International  Relations  and  coauthor  of 
The  Making  of  Modern  China,  accompanied  Vice  President  Henry  Wallace  on  his  recent 
trip  to  the  Far  Bast. 


INSTITUTE    OF    PACIFIC    RELATIONS  3463 

The  chief  obstacle  removed  by  Soviet  action  was,  of  course,  the  "old  order"  of 
Tsarism,  with  its  legal  discriminations  and  its  policy  of  favoring  privileged 
uronps  among  non-Kiissiaii  minoi'ities.  in  order  to  use  them  as  instruments  for 
ruling  the  iui[)rivileged.  For  this  reason  the  minority  peoples,  who  feel  that  their 
local  self-government  is  their  own,  also  feel  that  the  Soviet  State  as  a  whole  is 
their  own.  This  accounts  for  an  outstanding  difference  in  the  psychology  of 
minorities  in  the  Soviet  Union  and  in  America.  With  us,  minority  rights  are 
largely  identified  with  the  right  to  nonccmformity.  Consequently  Americans 
sometimes  ask,  "What  would  happen  if  one  of  these  Soviet  minorities  were  to 
try  to  use  its  minority  rights  to  attempt  to  set  up  laws,  institutions,  and  prac- 
tices conflicting  with  Marxist  doctrines  and  Soviet  orthodoxy?"  The  answer 
api>ears  to  l>e  that  this  would  be  the  last  thing  that  would  occur  to  their  minds, 
not  the  first.  All  of  them  have  a  long  history  of  oppression.  Since,  in  all  their 
long  history,  only  the  S(jviet  Government  ever  freed  them  from  discrimination 
and  gave  them  the  opportunity  of  progress,  they  identify  their  own  interest  with 
the  Soviet  interest,  and  in  everytliing  which  they  do  to  advance  their  own  par- 
ticular interest  their  instinct  is  also  to  advance  the  general  Soviet  interest,  not 
to  encroach  upon  it,  because  the  general  Soviet  interest  is  the  primary  safeguard 
of  their  own  particular  interest. 

Within  the  framework  of  the  Soviet  economic  order  and  state  structure,  Soviet 
policy  has  been  to  encourage  the  national  pride  and  sense  of  cultural  or  com- 
munity identity  of  minority  groups.  In  Soviet  Asia,  this  includes  peoples  like 
the  Buryat  Mongols,  Kirghiz,  Kazakhs,  Uzbeks,  and  the  Tungusic  tribes,  whose 
languages,  traditions,  and  way  of  life  ai'e  very  different  from  those  of  the 
Russians.  Tliey  encourage  these  peoples  to  go  aliead  and  assert. their  independ- 
ence in  all  cultural  forms — costume,  theater,  art,  and  so  forth — and  to  work 
out  their  own  adaptation  to  tlie  general  structure  of  tlie  Soviet  Union. 

Although  many  of  the  places  visited  were  new  to  me,  some  of  the  peoples  were 
not  new,  as  I  had  known  Mongol.  Kazakh,  and  Kirghiz  nomads,  Turkish-si)eak- 
ing  oasis  dwellers,  and  Tungusic  forest  tribes  on  the  southern  side  of  tlie 
Russo-Chinese  border  in  Sinkiang,  Mongolia,  and  Manchuria.  Familiarity  with 
several  of  the  cultures  which  are  spread  on  both  sides  of  tlie  border,  and  an 
ability  to  speak  Mongol  and  a  certain  amount  of  Russian,  made  it  possible  for 
me  to  get  some  valuable  indications,  even  in  a  very  short  time,  as  to  how  con- 
tented and  prosperous  these  people  are  as  members  of  the  complicated  Soviet 
system  of  peoples,  republics,  and  autonomous  communities — uniform  in  some 
respects  and  vaiiegated  in  others. 

SOVIET  POLICY   IS   FLEXIBLE 

The  actual  way  in  which  Soviet  policy  works  is  naturally  not  uniform  in  all 
places  and  among  all  groups.  The  Yakuts,  for  instance,  seemed  to  me  to  have 
integi-ated  themselves  with  the  Soviet  order  less  than  such  peoples  as  the 
Buryats.  This  is  not  surprising  because  the  Yakuts  are  a  tough-fibered  people 
who  have  long  been  noted  more  for  their  ability  to  extend  their  own  culture 
to  other  sub-Arctic  peoples  than  for  their  absorption  of  Russian  culture.  More- 
over, they  live  in  small,  widely  scattered  and  isolated  communities  in  which 
the  spread  of  education  in  schools,  by  radio,  and  so  forth,  is  less  uniform  than 
it  is  in  more  closely  settled  regions. 

Among  people  who  are  few  in  niunbers,  also,  it  is  difficult  to  preserve  a 
separate  culture.  The  Khakass  near  Minusinsk,  for  instance,  are  so  minor  a 
minoVity  that  they  tend  to  merge  with  the  Russians  rather  than  to  preserve 
their  own  way  of  life. 

In  Buryat  Mongolia,  on  the  other  hand,  there  is  no  doubt  whatever  that  the 
Buryats  are  running  their  own  show.  This  is  also  true  in  Uzbekistan  and  in 
Kazakhstan. 

In  the  great  Kazakh  Republic,  which  extends  from  the  Chinese  frontier  to 
the  Caspian  Sea,  the  national  autonomy  policy  is  most  succes.sful.  Among  the 
Kazakhs  before  the  revolution  there  had  been  a  long  tradition  of  hostility  to  the 
Russians  and  the  Tsarist  Russians  had  never  attempted  to  recruit  Kazakhs  as 
troops.  An  attempt  to  conscript  them  into  labor  battalions  led  to  rebellions  in 
1916,  even  before  the  Russian  Revolution  of  1917.  In  the  present  war,  however, 
Kazakhs  have  supplied  whole  divisions  of  cavalry  to  the  Soviet  army.  Since  few 
of  them  speak  Riissian  they  are  brigaded  in  their  own  units  under  their  own 
officers.    The  Russians  speak  admiringly  of  the  battle  record  of  these  Kazakhs. 

While  Kazakh  nomadic  herding  is  flourishing,  the  Kazakhs — like  most  no- 


3464  msTiTUTE  of  pacific  relations 

mads — also  show  a  marked  aptitude  for  machines  and  industry.  At  Kara- 
ganda, in  the  Kazakh  Republic,  there  are  some  of  the  largest  open-cut  coal  mines 
in  the  world.  About  a  third  of  the  miners  are  Kazakhs.  Kazakh  engineers  and 
technicians  are  being  trained  there,  and  there  is  a  high  percentage  of  Stakhano- 
vites  whose  output  is  liigher  than  the  norms  on  wliicli  wage  rates  are  based.  The 
head  of  tlie  mines  is  a  third-generation  miner  from  tlie  Don.  When  I  asked  him 
if  he  planned  to  stay  on  after  the  war,  he  replied,  "No,  I  shall  go  back  to  the 
Don.    The  Kazakhs  will  want  to  run  their  own  mines." 

One  detail  of  policy  interested  me  as  being  particularly  significant.  Primary 
education  is  in  the  language  of  the  people  and  in  general  Russian  is  not  taught  in 
their  primary  schools.  In  high  schools  Russian  is  taught  as  a  second  language 
for  a  few  hours  each  week.  In  the  universities,  where  they  are  advanced  enough 
to  have  their  own  universities,  Russian  is  compulsory.  Conversely,  when  Rus- 
sians are  living  as  a  minority  group  in  an  area  that  is  overwhelming  Kazakh  or 
Mongol,  the  Russians  have  the  same  privilege  of  having  their  own  primary 
schools ;  but  for  Russian  children  the  Kazakh  or  Mongol  language  is  compulsory. 
Thus  the  cultural  autonomy  of  these  various  minorities  within  the  bounds  of 
Soviet  Asia  is  maintained,  and  the  minority  languages  are  given  a  prestige  value. 

All  of  this  is  important  because  it  will  have  repercussions  far  beyond  the 
Russian  frontier.  There  has  been  a  steady  movement  of  attraction  toward  Russia 
set  up  among  a  number  of  Cenetral  Asian  peoples.  The  Russians  do  not  need  to 
propagandize  among  them.  These  peoples  are  attracted  toward  Russia  because 
of  the  success  and  prosperity  of  their  cousins  on  the  Russian  side  of  the  frontier 
and  there  are  bound  to  be  some  important  international  consequences  of  this 
tendency. 

MOBILITY  IN  BORDER  REGIONS 

Along  most  of  the  Soviet  border  the  political  frontiers  are  artificial,  and 
identical  or  closely  similar  peoples  live  on  both  sides  of  the  line.  Tliis  is  true 
not  only  along  the  Chinese  but  along  the  Iran  and  Afghanistan  frontiers  as 
well.  In  the  19th  century  political  development  in  that  part  of  the  world  was  in 
abeyance.  Central  Asia  was  in  suspended  animation  except  for  the  superficial 
conquests  by  Tsarist  Russia.  If  there  was  oppression  on  one  side  of  the  line 
there  was  a  tendency  for  some  of  the  people  to  skip  over  to  the  other  side ;  but 
such  movements  did  not  express  a  choice  between  the  two  different  systems  of 
government. 

The  general  impression  today  among  their  neighbors  is  that  the  people  on 
the  Soviet  side  of  the  border  are  well  off.  They  are  envied  for  the  law,  order, 
and  security  which  they  enjoy  and  for  their  individual  and  community  prosperity. 
If  there  is  turmoil  in  Chinese  Turkistan  or  Iran  or  Afghanistan,  many  people  will 
want  to  move  to  get  away  from  the  trouble  and  Soviet  territory  is  the  nearest 
area  which  looks  safe  and  untroubled.  This  is  a  comparativel.v  recent  develop- 
ment. During  the  Soviet  revolution  there  was  a  bad  time  of  turmoil,  and  ele- 
ments which  were  opposed  to  the  revolution  moved  to  the  Chinese  side  and  into 
Iranian  and  Afghan  territory ;  but  that  period  is  now  over. 

The  situation  is  one  which  requires  adjustment  of  American  thinking.  We 
still  tend  to  assume,  whenever  Soviet  influence  is  noticeable  in  an  Asiatic  com- 
munity, that  ignorant  people  have  been  "misled  by  Communist  propaganda." 
To  think  in  this  way  is  to  mislead  ourselves.  The  Soviet  prestige  in  Asia 
today  has  little  to  do  with  propaganda.  It  is  noteworthy  that  Soviet  prestige 
is  highest  among  those  who  are  nearest  to  the  Soviet  frontier  and  influenced 
primarily  by  what  they  know,  and  by  the  practical  comparisons  which  they  are 
able  to  make.  Among  such  people  the  Soviets  are  rated  highly  not  because 
of  promises  of  what  they  might  do  for  others,  but  because  of  the  impressive 
evidence  of  what  they  have  actually  done  in  raising  their  own  standards. 

Everywhere  in  the  Soviet  Far  East  there  is  a  noteworthy  age  uniformity  among 
those  who  are  running  local  affairs.  Whether  Russian,  Buryat  Mongol,  or 
Kazakh,  the  average  age  of  people  in  high  positions  seems  to  be  between  30  and 
35.  They  ai'e  a  postrevolutionary  generation,  old  enough  to  have  had  the  new 
education  and  young  enough  to  be  free  of  the  old  social  cleavages.  To  them  the 
present  order  is  right,  inevitable,  and,  above  all-  their  own. 

The  implications  of  the  Russian  policy  are  evident.  China  and  the  Soviet 
Union  have  a  common  frontier  in  Mongolia,  Chinese  Turkistan  (Sinkiang),  and 
Manchuria,  and  along  this  frontiier  minority  populations  occupy  large  and  strat- 
egically ini'  ^rtant  areas.  Anywhere  along  the  frontier,  except  in  Manchuria, 
you  could  move  the  line  800  miles  south,  and  still  affect  the  personal  destinies 
of  no  Russians  and  very  few  Chinese.  This  situation  gives  these  minorities 
a  great  deal  of  bargaining  power.     Therefore,   their  political   importance  is 


INSTITUTE   OF   PACIFIC  JIELATIONS  3465 

great.  They  have  more  option  than  weak  minority  populations  usually  have. 
They  can  get  what  they  want  by  taking  sides.  This  is  true  to  some  extent  even 
as  far  as  Iran  and  Afghanistan. 

The  war  in  Far  East  is  being  won  largely  by  air  and  naval  power  in  the 
Pacific.  Yet  in  spite  of  these  victories  at  sea  and  in  the  air,  the  political 
situation  which  will  develop  inland  on  the  continent  is  likely  to  be  largely 
out  of  reach  of  naval  power  and  carrier-based  aircraft.  The  possibility  of  a 
political  outcome  of  this  kind  has  not  entered  into  the  political  thinking  of 
America  to  the  degree  that  it  should  have. 

Mr.  Lattimore,  And  I  should  like  in  the  record  also  my  competent 
statement,  before  reading  my  own  article,  that  this  citation  from  the 
Soviet  press  is  a  typical  piece  of  Soviet  propaganda ;  namely,  taking 
isolated  phrases  from  my  article  and  adding  phrases  of  their  own. 

Mr.  Morris.  Mr.  Lattimore,  did  you  make  an  effort  to  get  a  yearly 
review  of  Pacific  Affairs  into  the  New  Masses? 

Mr.  Lattimore.  No ;  I  don't  believe  I  did.  But  if  you  have  a  docu- 
ment to  refresh  my  memory,  I  should  be  glad  to  see  it. 

The  Chairman.  That  answer  does  not  seem  to  carry  cogency,  "I 
don't  believe  I  did,  but  if  you  have  a  document."  You  certainly  know 
whether  you  did,  or  not.    That  was  a  publication. 

Mr.  Lattimore.  No,  sir;  I  don't.  I  have  no  recollection  of  it  at 
all. 

The  Chairman.  Do  you  want  to  say  that  you  do  not  know  that  you 
tried  to  get  these  documents  in? 

Mr.  Lattimore.  No,  sir. 

The  Chairman.  Do  you  want  to  say  "No"  to  the  question  as  pro- 
pounded to  you? 

Mr.  Lattimore.  The  question  is  "No;  I  do  not  remember  doing 
any  such  thing." 

The  Chairman.  The  answer  is  "No,"  you  mean  ? 

Mr.  Lattimore.  The  answer  is  "No." 

The  Chairman,  All  right. 

Mr.  Mandel.  This  is  a  memorandum  from  the  files  of  the  Institute 
of  Pacific  Relations,  dated  July  10,  1937,  headed  "Memo :  F.  V.  F. 
from  C.  P." 

F.  V.  F.  presumably  is  Frederick  V.  Field,  and  C.  P.  is  presumably 
Caflierine  Porter. 

Mr.  Morris.  Mr.  Chairman,  may  that  be  received  into  the  record? 

The  Chairman.  Just  a  minute,  now. 

Frederick  V.  Field  is  an  established  character  here  in  this  hearing. 
How  about  the  other  one  ?    Who  is  the  other  one  ? 

Mr.  Morris.  Mr.  Lattimore,  do  you  know  whose  initials  C.  P.  are  ? 

Mr.  Lattimore.  C.  P.,  I  think,  is  Catherine  Porter,  who  was  the 
New  York  subeditor  of  Pacific  Affairs. 

Mr.  Morris.  Mr.  Chairman,  the  content  of  this  memorandum  bears 
on  the  questions  put  to  the  witness. 

The  Chairman.  Very  well. 

Mr.  Morris.  Mr.  Mandel,  will  you  read  that,  please  ? 

Mr.  Mandel  (reading)  : 

Owen  has  raised  the  question  of  our  getting  yearly  reviews  of  Pacific  Affairs 
into  the  New  Masses,  the  Nation,  the  New  Republic,  and  so  on.  He  wanted  me 
to  ask  you  about  this.  His  suggestion  was  that  we  might  have  such  reviews 
start  in  August  when  the  conference  is  on.  Do  you  think  there  is  any  possibility 
of  wangling  a  thing  like  this  in  so  short  a  time?  ; , 

88348— 52— pt.  10 13 


3466  INSTITUTE    OF    PACIFIC    RELATIONS 

Mr.  Morris.  Mr.  Chairman,  may  that  be  inserted  in  the  record? 

The  Chairman.  It  will  be  inserted  in  the  record  for  the  purpose 
stated  by  Mr.  Morris. 

(The  document  referred  to  was  marked  "Exhibit  No.  540"  and  was 
read  in  full.) 

Mr.  Morris.  JNIr.  Lattimore,  did  Mary  van  Kleeck  write  for  Pacific 
Affairs  an  article  on  the  Moscow  trials? 

Mr.  Lattimore.  Yes. 

Mr.  Morris.  Do  you  know  whether  Mary  van  Kleeck  was  at  that 
time  a  member  of  the  Communist  Party  ? 

Mr.  Lattimore.  No,  sir. 

Mr.  Morris.  Did  Mr.  William  Henry  Chamberlin  subsequently 
write  an  article  in  Pacific  Affairs  on  the  Moscow  trials? 

Mr.  Lattimore.  Yes,  he  did. 

Mr.  MoKRTs.  AVhat  was  your  reaction  to  ha  vino;  received  that? 

Mr.  Lattimore.  At  that  time,  I  can't  recall,  Mr.  Morris. 

]Mr.  Morris.  Was  Chamberlin's  article  published  in  Pacific  Affairs  ? 

Mr.  Latitjuore.  Yes,  it  was. 

Mr.  Morris.  Did  you  at  the  same  time  write  an  answering  article  to 
Mr.  Chamberlin's  letter? 

Mr.  Lattimore.  No,  sir.  I  wrote  an  article  which  was  my  own  com- 
ment on  the  whole  question  of  the  trials. 

Mr.  Morris.  Mr.  Mandel,  will  you  identify  that  letter  please? 

Mr.  Mandfx.  This  is  a  document  taken  from  the  files  of  the  Institute 
of  Pacific  Kelations,  dated  July  5,  1938,  headed  "ECC  from  CP." 

Mr.  Morris.  Mr.  (^hairman,  the  contents  of  the  memorandum  iden- 
tified by  Mr.  Mandel  bear  on  the  last  question  addressed  to  the  wit- 
ness. 

Mr.  Mandel,  will  you  read  it,  please? 

Mr.  Mandel  (reading)  : 

Exhibit  No.  541 

July  5,  193S. 
ECC  from  CP :  Here  is  a  copy  of  a  letter  from  Chamberlin  (June  13)  intended! 
for  publication  in  Pacific  Affairs.     I  have  air  mailed  a  copy  to  Owen  and  have 
sent  a  copy  to  Harriet  Moore  requesting  her  to  write  Owen  by  air. 

Have  you  any  comments  to  be  passed  on  to  Owen?  Do  you  think  at  this 
point  Miss  van  Kleeck  should  see  Chamberlin's  letter,  or  shall  we  wait? 

Mr.  INIoRRis.  May  it  be  received  into  the  record,  Mr.  Chairman? 
The  Chairman.  It  may  be  received  into  the  record. 
(Documents  referred  to  were  marked  "Exhibit  No.  541"  which  was 
in  full  above  and  "Exhibit  No.  541A*'  which  appears  as  follows :) 


Exhibit  No.  541-A 

Comment  and  Cokrb:sponi)ence 
[Piiciflc  Affairs,  vol.  IX,  No.  3,  September  1938,  pp.  370-372] 

Mr.  Chamberlin's  successor  as  Moscow  correspondent  of  the  Christian  Science* 
Monitor,  Demaree  Bess,  has  published  in  the  Saturday  Evening?  Post,  which  is 
hardly  a  pro-Soviet  organ,  the  story  of  an  American  engineer  working  for  the 
Soviet  Government.  This  foreigner,  though  not  "called  as  an  independent  ex- 
pert witness,"  describes  how  his  work  was  hampered  by  men  who  were  later 
convicted  of  sabotage. 

Why  should  Mr.  Chamberlin  be  surprised  that  no  letters,  memoranda,  or 
minutes  of  meetings  of  the  conspirators  were  adduced  in  evidence?    The  testi- 


INSTITUTE    OF    PACIFIC    RELATIONS  3467 

niouy  makes  it  clear  by  inference  that  the  work  of  all  the  conspirators  interlocked 
so  closely  with  that  of  loyal  citizens  that,  if  they  had  risked  much  in  writing, 
they  would  have  been  caught  much  sooner.'  As  for  the  suggestion  that  the  new 
head  of  the  secret  service  is  likely  to  abuse  his  power  just  as  Yagoda  did,  it  is 
obvious  that  the  publicity  given  in  the  Soviet  Union  itself  to  Yagoda's  turpitude 
is  a  safeguard  against  any  such  thing. 

Mr.  Chamberlin's  remarks  about  the  "striking  contrast  between  the  magnitude 
of  the  confessions  and  the  meagerness  of  the  results"  are  too  rhetorical.  The 
verbatim  records  of  the  trials  are  entirely  credible  in  the  way  they  describe  the 
descent  from  grandiose  ideas  to  futile  deeds.  The  ideas  were  so  grandiose  that 
they  could  not  have  been  carried  out  except  with  enthusiastic  popular  backing. 
It  requires  no  adroit  casuistry  to  conclude  that,  apart  altogether  from  disputes 
over  theory,  the  majority  of  the  people  in  the  Soviet  Union  are  unwilling  to  risk 
the  improved  life  which  they  are  beginning  to  enjoy,  after  the  sufferings  first  of 
the  revolution  and  then  of  the  "undeclared  civil  war"  of  the  Five-Year  Plan. 
The  authorities  are  beginning  to  make  good  on  the  promises  of  reward  held  out 
for  the  sacrifices  necessary  to  establish  Socialism  in  a  country  with  unoi-ganized 
resources.  Those  rewards,  though  not  yet  dazzlingly  great,  are  so  widely  dis- 
tributed that  no  general  revolt  in  the  face  of  visibly  growing  success  could 
possibly  be  expected  except  by  emotionally  biased  antagonists  like  Trotsky. 

The  "gross  discrepancies"  in  evidence  to  which  Mr.  Chamberlin  refers  appear 
to  be  subjective.  AVhere  conspirators  within  a  country  are  in  only  intermittent 
and  furtive  contact  with  exiles  abroad,  it  is  hardly  a  "gross  discrepancy"  to  coiuit 
on  the  future  aid  of  exile  accomplices  whom  you  do  not  yet  know  to  be  dead.  Nor 
am  I  emotionally  disturbed  by  the  fact  that  the  Norwegian  authorities  denied 
the  inconvienient  airplane  that  came  to  Oslo.  This  seems  to  me  a  not  vex'y  hair- 
raising  example  of  diplomatic  usage.  In  much  more  actutely  uncomfortable 
circumstances,  it  may  be  recalled,  the  British  Government  was  unable  even  to 
imagine  what  submarines  could  be  torpedoing  British  ships  off  the  ports  of  Spain. 


[Pacific  Affairs,  September  1938,  pp.  370-372] 

Then  we  come  to  the  well-known  phenomena  of  "sinister  pressure"  and  "grovel- 
ling repentance."  In  reading  the  verbatim  reports  of  the  trials,  I  naturally 
went  over  most  closely  the  testimony  and  confessions  of  the  only  two  of  the 
accused  whom  I  had  ever  met  personally,  because  these  were  men  whom  I  could  to 
some  extent  visualize.  They  were  Radek  and  Ilakovsky.  I  think  that  the  dis- 
tinguished personage  of  the  IPR  in  whose  company  I  called  on  Radek,  and  the 
British  diplomat  in  whose  house  I  met  Rakovsky,  would  both  agree  that  there  was 
nothing  out  of  character  in  the  testimony  of  either  man.  Both  of  them  not  only 
gave  perfectly  coherent  evidence,  but  psychologically  convincing  accounts  of  the 
way  in  which  they  were  enmeshed. 

The  real  point,  of  course,  for  tho.se  who  live  in  democratic  countries,  is  whether 
the  discovery  of  the  conspiracies  was  a  triumph  for  democracy  or  not.  I  think 
that  this  can  easily  be  determined.  The  accounts  of  the  most  widely  read 
Moscow  correspondents  all  emphasize  that  since  the  close  scrutiny  of  every  per- 
son in  a  responsible  position,  following  the  trials,  a  great  many  abuses  have 
been  discovered  and  rectified.  A  lot  depends  on  whether  you  emphasize  the 
discovery  of  the  abuse  or  the  rectification  of  it;  but  habitual  rectification  can 
hardly  do  anything  but  give  the  ordinary  citizen  more  courage  to  protest,  loudly, 
whenever  in  future  he  finds  himself  being  victimized  by  "someone  in  the  Party" 
or  "someone  in  the  Government."      That  sounds  to  me  like  democracv. 

O.  L. 

Mr.  Morris.  Mr.  Chairman,  I  would  like  to  offer  for  the  record  the 
article  referred  to  in  this  testimon}^,  signed  "O.  L."  in  the  Pacific 
Affairs  of  September  1938,  which  commences  on  page  370,  together 
with  the  preceding  article,  which  is  signed  William  Henry  Chamber- 
lain, Tokyo,  June  1938,  which  ends  on  page  370. 

The  Chairman.  Have  you  properly  connected  the  article  with  the 
excerpt  that  has  just  been  inserted  in  the  record  ? 

1  See  review  (p.  401 )  b,v  J.  N.  Hazarrl  of  proceedings  of  the  Bukharin  trial. 


3468  INSTITUTE    OF    PACIFIC   RELATIONS 

Mr.  Morris.  Mr.  Lattimore,  will  you  testify  that  is  the  same  article 
referred  to  in  the  memorandum  ? 

Mr.  Lattimore.  I  believe  it  is. 

Mr.  Morris.  Mr.  Chairman,  may  I  read  the  last  paragraph  in  Mr. 
Lattimore 's  article  ? 

The  Chairman.  Very  well. 

Mr.  Morris.  This  is  an  article  signed  "O.  L." — presumably,  Mr. 
Lattimore,  and  I  think  the  witness  has  identified  it  as  such. 

Have  you  not,  Mr.  Lattimore  ? 

Mr.  Lattimore.  Yes. 

Mr.  Morris  (reading)  : 

The  real  point,  of  course,  for  those  who  live  in  democratic  countries,  is  whether 
the  discovery  of  the  conspiracies  was  a  triumph  for  democracy  or  not.     *     *     * 

And  the  reference  is  to  the  Moscow  trials,  Mr.  Chairman. 

*  *  *  I  think  that  this  can  easily  be  determined.  The  accounts  of  the  most 
widely  read  Moscow  correspondents  all  emphasize  that  since  the  close  scrutiny 
of  every  person  in  a  responsible  position,  following  the  trials,  a  great  many  abuses 
have  been  discovered  and  rectified.     *     *     * 

The  words  "and  rectified'"  are  italicized. 

*  *  *  A  lot  depends  on  whether  you  emphasize  the  discovery  of  the  abuse 
or  the  rectitication  of  it ;  but  habitual  rectification  can  hardly  do  anything  but 
give  the  ordinary  citizen  more  courage  to  protest,  loudly,  whenever  in  future  he 
finds  himself  being  victimized  by  "someone  in  the  party"  or  "someone  in  the 
government."   That  sounds  to  me  like  democracy. 

The  Chairman.  By  whom  is  that  article  ? 

Mr.  Morris.  ]\Ir.  Lattimore,  Mr.  Chairman. 

Senator  Ferguson.  Would  that  indicate,  Mr.  Lattimore,  that  you 
thought  these  trials  were  democracy  in  action  i 

Mr.  Lattimore.  No,  sir. 

Mr.  Morris.  It  sounded  like  democracy. 

Senator  Ferguson.  It  sounded  like  democracy  in  action? 

Senator  Smith.  Would  you  like  to  see  it  ? 

Mr.  Lattimore.  I  should  like  to  see  it. 

It  sounds  to  me  like  exactly  what  it  says,  that  the  consequence  of 
people  in  Russia 

The  Chairman.  I  understood  it  is  the  last  paragraph. 

What  is  the  question,  Mr.  Morris,  please  ? 

Mr.  Morris.  The  questioning  on  tliis  subject  has  been  finished, 
Mr.  Chairman.    Mr.  Lattimore  has  requested  that  he  see  the  article. 

The  Chairman.  There  is  no  question  pending,  then  ? 

Mr.  Morris.  No  question  pending. 

The  Chairman.  All  right. 

Mr.  Morris.  May  I  continue  with  the  next  question  ? 

Mr.  Lattimore.  The  point  here — replying  to  Senator  Ferguson's 
question — I  tliink  it  is  that  I  said  that  conditions  which — and  here  I 
quote : 

Give  the  ordinary  citizen  more  courage  to  protest,  loudly,  whenever  in  future 
he  finds  himself  being  victimized  by  "someone  in  the  party"  or  "someone  in  the 
government."    That  sounds  to  me  like  democracy. 

That  is,  that  I  think  it  is  democratic  when  citizens  can  protest 
against  things  done  by  party  members  or  Government  members. 

Senator  Ferguson.  To  what  are  you  referring? 

Mr,  Lattimore.  I  may  say  that  this  was  a  disappointed  hope.  It 
didn't  develop  that  way. 


INSTITUTE   OF   PACIFIC  RELATIONS  3469 

Senator  Ferguson.  Did  you  think  that  the  trials  were  such  an  ex- 
pression ? 

Mr.  Lattimore.  No,  sir.  I  was  clearly  distinguishing  tliere  between 
the  trials  and  the  results  of  the  trials. 

Senator  Ferguson.  The  result  of  the  trials  was  death  to  many  of 
the  people,  is  not  that  true  ? 

Mr.  Lattimore.  That  is  true. 

Senator  Ferguson.  Did  you  think  that  that  designated  democracy  ? 

Mr.  Lattimore.  No,  sir.  I  thought  that  an  atmosphere  in  which 
citizens  could  protest  against  abuses  would  be  democracy. 

Senator  Ferguson.  Do  you  think  that  that  was  a  protest  of  the 
citizens,  or  a  protest  of  the  Government  departments  ? 

Mr.  Lattimore.  I  was  referring  to  articles  in  the  press  which  I  had 
seen  at  that  time,  saying  that  after  the  trials  of  these  people  in  Russia, 
a  lot  of  whom  were  officials,  these  press  articles  said  that  people  in 
Russia  were  beginning  to  act  a  little  more  independently  toward  their 
official  bureaucracy,  and  I  thought  that  was  an  encouraging  sign. 

Mr.  Morris.  Mr.  Lattimore,  did  E.  Herbert  Norman  w^rite  for  Pa- 
cific Atfairs? 

Mr.  Lattimore.  Yes,  sir ;  I  believe  he  did. 

Mr.  Morris.  LTnder  what  name  did  he  write  for  Pacific  Affairs? 

Mr.  Lattimore.  Under  the  name  of  E.  Herbert  Norman,  as  far  as 
1  remember. 

Mr.  Morris.  Did  he  ever  use  a  nom  de  plume  ? 

Mr.  Lattimore.  No,  I  don't  think  he  did. 

Mr.  Morris.  Mr.  Mandel,  will  you  identify  that  document,  please  ? 

Mr.  ]\La.ndel.  This  is  a  photostat  of  a  document  from  the  files  of  the 
Institute  of  Pacific  Relations.  The  original  document  was  a  carbon 
copy.  It  is  dated  May  30,  1940.  It  is  from  129  East  Fifty-second 
Street,  New  York,  N.  Y.,  addressed  to  Owen  Lattimore,  with  the 
typed  signature  of  Edward  C.  Carter.  And  it  says  in  the  corner: 
■■•Penciled  note  copy  to  WLH." 

Mr.  Morris.  Mv.  Lattimore,  I  offer  you  that  letter  and  ask  you  if 
you  can  recall  having  seen  it? 

Mr.  Lattimore.  Yes,  I  think  I  recall  having  seen  this. 

Mr.  Morris.  Do  you  mind  reading  that  letter,  Mr.  Lattimore  ? 

Mr.  Lattimore.  'The  letter  is  dated  May  30,  1940.. 

(Exhibit  No.  542) 

Dear  Owen  :  Herbert  Norman  was  in  the  office  about  a  fortnight  ago  on  the 
eve  of  his  sailing  for  Tokyo  as  language  officer  in  the  Canadian  Legation.  He 
is  very  eager  to  continue  active  contact  with  the  institute  and  in  the  fi?ld  of 
Japanese  political  history.  He  would  like  to  do  some  writing  on  the  key  figures 
of  the  Meiji  period. 

I  am  sending  a  copy  of  this  letter  to  Holland  as  it  may  be  that  he  will  see  ways 
of  using  Norman  on  writing  that  might  not  be  quite  within  the  scope  of  Pacific 
Affairs. 

I  think  that  Norman  may  be  able  to  do  some  writing  for  Pacific  Affairs  on 
contemporary  matters,  providing  he  writes  under  a  nom  de  plume. 

I  imagine  that  by  novt^  you  have  read  his  Inquiry  book,  ".Japan's  Emergence  as 
a  Modern  State."  This  is  probably  the  most  fundamental  study  that  has  yet 
appeared  in  the  Inquiry  Series.  I  am  hoping  that  all  of  us  may  find  some  way  of 
continuing  Norman  as  a  contributor  to  the  IPR  publication  program  in  one  form 
or  another. 

Sincerely  yours. 

The  Chairman.  You  stated  to  counsel  just  a  few  minutes  ago  that 
you  did  not  believe  that  that  writer  wrote  under  a  nom  de  plume. 


3470  INSTITUTE    OF   PACIFIC   RELATIONS 

Mr.  Lattimore,  No. 

The  Chairman.  Do  you  wish  to  change  your  answer  now  ? 

Mr.  Lattimore.  No;  I  do  not  wish  to  change  my  answer.  I  don't 
believe  he  did. 

May  I  say  that  this  is  quite  obviously  a  reference  to  the  fact  that  it  is 
usual  practice  for  diplomatic  personnel  of  our  own  country  and  other 
countries  to  sign  a  non  de  plume  rather  than  their  own  names.  An 
outstanding  example,  of  course,  is  the  Mr.  X  article  by  George  Kennedy 
in  Foreign  Affairs. 

Mr.  Morris.  Do  you  know,  Mr.  Lattimore,  that  Mr.  Norman  has  been 
identified  before  the  conunittee  as  having  been  a  member  of  the 
Communist  Party  ? 

Mr.  Lattimore.  I  have  seen  that  reference  in  the  transcript.  I  have 
also  seen  some  of  the  Canadian  press  protests  on  the  subject. 

Mr.  Morris.  Mr.  Chairman,  may  I  introduce  into  the  record  at  this 
time  an  excerpt  from  the  publication  China  Today,  which  Mr.  Mandel 
AAill  identify? 

Mr.  Mandel.  This  is  a  photostat  of  the  magazine  China  Today,  for 
March  19o6,  which  is  the  official  organ  of  the  American  Friends  of  the 
Chinese  People. 

On  page  121  of  this  magazine  we  find  the  following : 

Canadian  Friends  of  the  Chinese  People 

It  is  with  great  pleasure  and  much  applause  that  we  greet  our  friends  in 
Canada  and  congratulate  those  who  played  an  active  part  in  organizing  a  Canadian 
r'riends  of  the  Chinese  People.  Taking  advantage  of  the  presence  in  Toronto  of 
Gen.  Fang  Chen-wu,  Mr.  A.  A.  MacLeod,  chairman  of  the  Canadian  League  Against 
War  and  Fascism,  organized  several  outstanding  meetings  which  resulted  in  the 
formation  of  the  new  organization.  Beginning  with  a  banquet  on  Saturday, 
February  8,  with  80  present,  Gen.  Fang  Chen-wu,  with  whom  China  Today 
readers  are  well  acquainted,  began  a  series  of  important  meetings  which  included 
a  special  luncheon  at  the  House  of  Commons  in  Ottawa  and  interviews  with  the 
Prime  Minister  and  other  political  figures.  Following  a  Fang  Chen-wu  mass 
meeting  in  Toronto  held  in  ('entral  Technical  School  on  February  9  and  attended 
by  1,500,  a  group  of  'AO  met  at  Wymilwood,  Queen's  Park,  and  organized  a  Cana- 
dian Friends  of  the  Chinese  People.  A  provisional  committee  was  elected  and 
is  composed  of  E.  H.  Norman  (secretary),  a  teacher  born  in  Japan     *     *     *. 

Mr.  Morris.  I  think  that  is  enough,  Mr.  Chairman. 

May  that  article  go  into  the  record  ? 

The  Chairman.  What  is  the  object  ?     What  is  its  significance  ? 

Mr.  Morris.  AA^e  are  questioning  the  witness  about  his  association 
and  the  publication  of  articles  by  Mr.  E.  H.  Norman.  According  to 
that  article,  E.  H.  Norman  was  tlie  secretary  of  a  Canadian  subdi- 
vision of  the  American  Friends  of  tlie  Chinese  People.  We  would  like 
to  have  something  in  the  record  to  show  that  the  American  Friends 
of  tlie  Chinese  People  is  a  Communist-front  organization. 

The  Chairman.  I  think  that  should  come  along  now  if  this  is  in- 
serted in  the  record. 

Mr.  Morris.  Mr.  Chairman,  I  would  like  at  this  point,  then,  to 
introduce  the  testimony  of  Mr.  Morris  L.  Appelman,  who  was  mem- 
ber of  the  Communist  Party  and  a  member  of  the  Communist  cell 
that  ran  the  American  Friends  of  the  Chinese  People.  I  would  like 
his  testimony  covering  that  to  be  ])ut  into  the  record  in  its  entirety. 

The  Chairman.  Was  that  taken  in  executive  session  or  open 
session  ? 


INSTITUTE    OF    PACIFIC    RELATIONS  3471 

Mr.  Morris.  In  executive  session,  Mr.  Chairman,  on  January  11, 
1952. 

The  Chair:man.  You  can  read  sufficient  of  it  now  to  tie  this  in, 
if  it  can  be  tied  in. 

Mr.  Morris.  ^Nlr.  Mandel  is  exaniinino;  Mr.  Appehnan  [reading]  : 

Exhibit  No.  542A 

Mr.  Mandel.  Then  in  May  1035,  you  were  contributing  editor  of  China  Today? 

Mr.  Appelmax.  I  don't  remember  that  title,  but  apparently  I  was  if  I  was  listed 
as  such. 

Mr.  aiANDEL.  What  was  China  Today? 

Mr.  Appelman.  It  was  a  publication  of  the  American  Friends  of  the  Chine.se 
People. 

Senator  Eastland.  What   is   the  American   Friends  of  the  Chinese  People? 

Mr.  Appelman.  A  front  organization  of  the  Communist  Party. 

And  then  on  page  6,  Mr.  Morris  questioning : 

In  connection  with  the  American  Friends  of  the  Chinese  People,  did  you  as 
a  matter  of  fact  belong  to  it? 

Mr.  Appelman.  Yes,  sir.  I  don't  remember  whether  it  was  a  dues-paying 
organization,  but  I  was  identified  with  it. 

Mr.  Morris.  Were  you  sent  there  by  the  Communist  Party? 

Mr.  Appelman.  Yes. 

Mr.  IMoRRLs.  Who  in  the  party  sent  you? 

Mr.  Appelman.  It  was  either  Crace  Maul  or  Esther  Carroll  or  both,  because 
they  were  my  two  contacts. 

Mr.  Mor.Ris.  Is  Grace  Maul  Grace  Granich? 

Mr.  Appelman.  The  same  party. 

Mr.  MoRRLS.  You  have  been  identitied  with  both  these  people? 

Mr.  Appelman.  They  were  lioth  definitely  party  members;  and,  so  to  speak, 
my  party  liaison  was  with  them.  At  that  time  I  was.  At  the  time  they  first 
contacted  me  I  had  been  exi:)elled ;  I  was  not  a  party  member  in  good  standing; 
and  they  were  my  supervisors  so  to  speak,  in  that  organization. 

Mr.  Fortas,  would  you  like  to  see  that  testimony  ? 

Mr.  Fortas.  No. 

The  Chairman.  What  is  the  relevancy  of  that  testimony  with  this 
witness  ? 

Mr.  FoRTAs.  That  is  my  point.. 

Mr.  Morris.  The  American  Friends  of  the  Chinese  People  ^vas  an 
organization  with  which  Mr.  Xorman  was  connected,  and  we  are  now 
asking  Mr.  Lattimore  if  he  published  articles  by  Mr.  Norman. 

The  Chairman.  Just  a  moment,  until  the  Chair  rules  on  this. 

The  testimony  of  Mr.  Appleman  may  be  inserted  in  the  record.  Do 
you  want  it  in  full  ? 

iMr.  Morris.  Just  those  portions  that  I  read,  Mr.  Chairman. 

The  Chairman.  That  is  in  the  record  now. 

The  exhibit  China  Today  may  be  inserted  in  the  record  for  what 
it  is  worth  at  the  present  time. 

(The  documents  referred  to  were  marked  "Exhibits  Nos.  542  and 
5-42A",  which  was  read  in  fidl.     No.  543  is  as  follows :) 

ExHiBLP  No.  .543 

[Source:   China  Today,  March  19.36,  p.  121.     Published  monthly  at  168  West  23d  Street, 
New  York.  N.  Y..  by  the  American  Friends  of  the  Chinese  People  1 

Canadian  Friends  of  the  Chinese  People 

It  is  with  gi-eat  pleasure  and  much  applause  that  we  greet  our  friends  in  Canada 
and  congratulate  those  who  played  an  active  part  in  organizing  a  Canadian 
Friends  of  the  Chinese  People.  Taking  advantage  of  the  presence  in  Toronto 
of  General  Fang  Chen-wu,  Mr.  A.  A.  MacLeod,  Chairman  of  the  Canadian  League 
Against  War  and  Fascism,  organized  several  outstanding  meetings  which  resulted 


3472  INSTITUTE    OF    PACIFIC    RELATIONS 

in  the  formation  of  tlie  new  organization.  Beginning  with  a  banquet  on  Saturday 
February  Sth  with  eighty  present,  General  Fang  Clien-wu,  witli  whom  China 
Today  readers  are  well  acquainted,  began  a  series  of  important  meetings  which 
included  a  special  luncheon  at  the  House  of  Commons  in  Ottawa  and  interviews 
with  the  Prime  INIinister  and  other  political  figures.  Following  a  Fang  Chen-wu 
mass  meeting  in  Toronto  held  in  Central  Technical  School  on  February  9th  and 
attended  by  1,500,  a  group  of  thirty  met  at  Wymilwood,  Queen's  Parlv,  and  organ- 
ized a  Canadian  Friends  of  the  Chinese  People.  A  provisional  committee  was 
elected  and  is  composed  of  E.  H.  Norman  (secretary),  a  teacher  born  in  Japan, 
Professor  John  F.  Davidson  of  Upper  Canada  College,  and  A.  R.  Menzies,  a 
"Victoria  College  student  who  was  born  in  China.  One  of  the  important  members 
of  this  group  is  William  Arthur  Deacon,  Literary  Editor  of  the  Mail  and  Empire 
of  Toronto,  who  wrote  a  splendid  interview  with  General  Fang  for  his  paper. 

We  in  the  United  States  extend  our  heartiest  greetings  to  our  friends  in  Canada 
and  we  urge  them  to  keep  in  close  contact  with  us  and  we  in  turn  pledge  our- 
selves to  work  in  close  cooperation  with  them. 

The  importance  of  the  Far  East  in  the  whole  problem  of  war  and  peace  is 
rapidly  becoming  a  matter  of  common  knowledge.  It  is  therefore  very  signifi'cant 
and  hopeful  that  groups  of  "Friends  of  the  Chinese  People"  have  been  organized 
in  several  countries.  America,  France,  England,  Holland,  and  now  Canada  have 
joined  the  international  front  of  those  whose  chief  aim  is  to  help  the  Chinese 
people  in  their  struggle  for  national  liberation,  the  realization  of  which  will  play 
a  most  powerful  role  for  peace  throughout  the  Far  East  and  the  whole  world. 
We  urge  other  countries  to  follow  and  join  this  rapidly  forming  "International 
Friends  of  the  Chinese  People." 

Mr.  FoRTAS.  Mr.  Morris,  before  refusing  your  kind  offer  to  show 
me  that  transcript,  I  assume  there  is  no  reference  to  Mr.  Lattimore 
by  name. 

Mr.  Morris.  There  is  no  reference  to  Mr.  Lattimore. 

Mr.  FoRTAS.  Then  I  don't  care  to  see  it. 

The  Chairman.  It  has  to  do  with  the  writer.  That  is  the  tie-in,  I 
understand. 

Mr.  Morris.  Mr.  Lattimore,  what  article  did  Mr.  Norman  write 
in  Pacific  Affairs? 

Mr.  Lattimore.  I  have  been  lookinjr  for  it,  Mr.  Morris,  and  I  don't 
find  an  article  listed  for  the  period  when  I  was  editor. 

Mr.  Morris.  Was  there  one  subsequent  to  that  ? 

iNIr.  Lattimore.  I  believe  there  was  one  at  some  time ;  yes, 

Mr.  Morris.  Mr.  Lattimore,  were  you  acquainted  with  Mr,  Evans 
F.  Carlson? 

Mr.  Lattimore.  Yes;  I  was. 

Mr.  Morris.  What  was  your  association  with  Mr.  Carlson? 

Mr.  Lattimore.  I  knew  Mr.  Carlson  first  when  he  was  in  the  Amer- 
ican Marine  Guard  in  the  Embassy  in  Peking,  and  I  saw  him  maybe 
tAvo  or  three  times  here  in  America. 

Mr.  Morris.  Did  a'ou  ever  give  him  advice? 

The  Chairman.  Just  a  moment.  I  want  to  go  back  to  this  offer 
of  the  exhibit  that  the  Chair  has  admitted  in  evidence  as  part  of  the 
record. 

The  question  was  propounded  to  the  witness  as  to  whether  or  not  this 
writer  had  been  a  contributor  to  the  publication  while  he  was  editor. 
He  says  "No,"  in  substance.  You  cannot  hold  him  responsible  for 
something  that  was  done  in  the  publication  before  he  was  in  charge  of  it. 

Senator  Ferguson.  Mr.  Chairman,  could  it  not  be  admitted  as  some 
evidence  as  far  as  the  institute  is  concerned  ? 

The  Chairman.  It  may  go  in  to  that  extent,  but  I  do  not  want  it  to 
go  to  the  extent  of  tying  in  this  witness  to  any  collaboration  with  the 
Avriter  through  the  introduction  of  these  exhibits- 
Senator  Ferguson.  I  appreciate  that. 


INSTITUTE    OF    PACIFIC    RELATIONS  3473 

The  Chairman.  The  whole  matter  goes  to  the  weight  of  the  thing 
rather  than  to  its  admissibility. 

Senator  Smith.  Mr.  Chairman,  I  think  the  observation  you  are  mak- 
ing is  worth  while  to  make  at  this  time.  I  think  we  must  bear  in 
mind  that  our  prime  investigation  is  of  the  IPR  and  that  we  are  not 
trying  Mr.  Lattimore. 

The  Chairman.  That  is  correct. 

Senator  Smith.  I  notice  that  some  of  the  newsmen  and  some  of  the 
columnists  continue  to  refer  to  the  fact  that  we  are  trying  Mr.  Latti- 
more. I  have  not  felt  I  have  been  trying  Mr.  Lattimore,  and  I  do  not 
believe  any  of  the  rest  of  the  committee  have  felt  that  way. 

The  Chairman.  Mv.  Lattimore  came  here  at  his  own  request  as  a 
witness  to  testify,  to  clear  his  record,  apparently,  of  statements  that 
have  been  made  by  witnesses  who  testified  with  reference  to  him.  He 
is  not  on  trial. 

Mr.  Morris.  Mr,  Chairman,  the  letter  read  into  the  record  previous 
to  the  introduction  of  these  exhibits  contained  an  offer  from  Mr.  Carter 
to  have  Mr.  Norman  write  for  Pacific  Affairs  under  a  nom  de  plume ; 
and,  in  view  of  the  testimony  this  morning  about  the  appearance  of 
the  nom  de  plume,  we  had  no  way  J3ut  to  ask  Mr.  Lattimore  whether  or 
not,  as  a  matter  of  fact,  Mr.  Norman  did  write  it. 

The  Chairman.  I  am  admitting  the  exhibits,  but  I  want  to  limit  their 
significance — that  is  all — because  they  address  themselves  to  the  Insti- 
tute of  Pacific  Relations  rather  than  to  Mr.  Lattimore. 

Mr,  Morris.  Mr.  Lattimore,  you  knew  Mr.  Norman,  did  you  not? 

Mr.  Lattimore.  I  knew  Mr.  Norman  at  that  time  very  slightly.  1 
think  I  had  met  him  once  or  twice  when  I  was  at  the  office  of  the 
Institute  of  Pacific  Relations  in  New  York.  I  knew  him  later  in 
Japan  when  I  was  in  Japan  with  the  Pauley  reparations  mission. 

Mr.  Morris.  How  frequently  did  you  see  Mr.  Norman  at  that  time  ? 

Mr.  Lattimore.  I  saw  him  quite  frequentl}^  at  that  time. 

Mr.  Morris.  Mr.  Lattimore,  did  you  give  advice  to  Evans  Carlson 
as  to  whether  or  not  he  should  stay  in  the  Navy  or  leave  the  Navy? 

Mr.  Lattimore.  Yes.  I  remember  very  distinctly  that  Carlson  told 
me  that  he  was  thinking  of  resigning  from  the  Marine  Corps,  and  I 
urged  him  not  to. 

Mr.  Morris.  Why  did  you  urge  him  not  to,  Mr.  Lattimore? 

Mr.  Lattimore.  Because  I  thought  that  a  man  of  his  expert  knowl- 
edge in  China  would  be  useful  to  the  Nation  in  his  service  in  the 
Marine  Corps. 

Mr.  Morris.  Do  you  know  that  Mr.  Carlson  was  chairman  of  the 
Committee  for  Democratic  Far  Eastern  Policy^ 

Mr.  Lattimore.  No ;  I  didn't  know  that. 

Mr.  Morris.  Have  you  not  testified  in  executive  committee  that 
you  thought  that  organization  was  a  Communist  organization? 

Mr.  Lattimore.  May  I  see  my  testimony  on  that  ?  My  present  rec- 
ollection of  it  is  rather  blank,  I  am  afraid. 

Mr.  Morris,  That  is  page  91,  Mr.  Lattimore.  You  may  read  any 
part  of  it  into  the  public  record. 

Mr.  Lattimore.  My  testimony  in  executive  session  was  as  follows : 

Mr.  Morris.  Do  you  know  the  organization  Committee  for  Democratic  Far 
Eastern  Policy? 

Mr.  Lattimore.  Yes ;  I  do. 

Mr.  Morris.  Have  you  ever  been  associated  with  that  in  any  way? 


3474  INSTITUTE   OF   PACIFIC   RELATIONS 

Mr.  Lattimore.  No.  I  was  asked  to  subscribe  to  it,  and  I  replied  that  since  1 
was  at  that  time  writing  syndicated  newspaper  articles  as  an  independent 
commentator  I  did  not  want  to  subscribe  to  any  partisan  organizations  of  that 
kind.  However,  right  at  the  end  of  the  war,  they  were  bringing  out  some  fairly 
interesting  information  that  was  not  readily  available  elsewhere,  and  I  sent  in  a 
subscription  and  asked  them  to  send  me  their  material. 

Mr.  Morris.  Do  you  believe  that  is  a  Communist  organization? 

Mr.  Lattimore.  I  should  say  that  it  certainly  has  become  a  fellow-traveling 
organization.  I  don't  know  whether  it  is  Communist,  or  not.  I  am  not  an  expert 
on  the  shades  of  difference  between  fellow-travelers  and  Communists. 

The  Chairman.  All  right. 

Mr.  Morris.  Mr.  Mandel,  will  you  identify  that  last  letter,  please? 

Mr.  Mandel.  This  is  a  photostat  of  a  document  from  the  files  of 
the  Institute  of  Pacific  Relations,  dated  March  27,  1939,  addressed 
to  Mr.  E.  C.  Carter,  with  the  typed  signature  of  Ow^en  Lattimore.  It 
is  a  photostat  of  a  carbon  copy  of  a  document,  and  it  was  previously 
used  as  exhibit  No.  154. 

Mr,  Lattimore.  Mr.  Lattimore,  will  you  identify  that  letter  as 
having  been  written  by  you  ? 

Mr.  Lattimore.  Yes. 

Mr.  SouRwiNE.  Is  that  in  our  record  now^,  Mr.  Morris  ? 

Mr.  Morris.  That  is  exhibit  154. 

Mr.  Lattimore,  will  you  read  that  letter,  please  ? 

Mr.  Lattimore.  The  date  is  March  27,  1939.     [Reading :] 

Dear  Cartke:  Thanks  for  sending  me  the  copy  of  the  letter  from  Carlson. 
If  I  had  known  about  this  before,  I  should  have  risked  impertinence  by  writing 
to  urge  him  not  to  resign.  As  an  officer  in  the  Marine  Corps,  known  to  have  a 
favorable  view  of  China's  prospects  in  the  war,  and  known  to  be  I'estrained  from 
giving  full  expression  to  his  views  by  Navy  Department  policy,  Carlson  had 
quite  a  potent  effect.  As  an  officer  who  has  resigiied  his  commission  in  order 
to  speak  out  he  will  have  a  momentary  sensational  effect,  but  is  in  danger  of 
soon  l)eing  disparaged  as  more  sentimental  than  realistic.  I  hope  very  much 
that  he  has  the  ability  to  earn  his  way  by  writing  and  speaking,  but  there  is 
no  evidence  to  go  on.  As  I  did  not  see  him  on  his  brief  trip  east  I  have  no  recent 
impi'essions  by  which  to  gauge  his  possible  usefulness  as  a  "Friend  of  China." 

I  expect  I  shall  be  hearing  from  him  direct  before  long  and  if  so  I  shall  write 
you  again. 

Mr.  Morris.  Mr.  Mandel,  will  you  identify  this  letter,  please? 

Mr.  Mandel.  This  is  a  document  from  the  files  of  the  Institute  of 
Pacific  Relations,  dated  February  8,  1940,  addressed  to  Maj.  Evans 
F.  Carlson,  American  Committee  for  Nonparticipation  in  Japanese 
Aggression.  The  typed  signature  is  "Owen  Lattimore."  It  is  a  car- 
bon copy  of  a  letter. 

Mr.  Morris.  Mr.  Lattimore,  do  you  recall  having  written  that  let- 
ter? 

Mr.  Lattimore.  I  recall  it  now. 

Mr.  Morris.  Will  you  read  it,  please,  Mr.  Lattimore? 

Mr.  Lattimore,  It  is  dated  February  8, 1940.     [Reading :] 

Dear  Evans:  What  a  dope  I  am !  I  forgot  to  give  you  the  enclosed  glamorous 
candid  portrait  of  yourself. 

Don't  give  anybody  else  too  much  the  idea  that  it  is  a  Herculean  job  to  make 
the  fur  fly  in  Baltimore.    If  anybody  should  come  along  all  ai'dor  and  enthusiasm, 
why  break  his  spirit  in  advance?     Besides,  after  the  swell  work  you  did,  it 
should  be  easier  in  the  future. 
Yours. 

Senator  Ferguson.  Let  me  see  that  letter. 

Mr.  Morris,  Mr.  Chairman,  will  it  be  received  in  the  record? 

The  Chairman,  It  will  be  received  in  the  record. 


INSTITUTE    OF   PACIFIC   RELATIONS  3475 

(The  document  previously  read  by  the  witness  was  marked  "Ex- 
hibit No.  544''  and  was  read  in  full.) 

Mr.  Morris.  Mr.  Mandel,  Avill  you  identify  those  two  documents? 

Mr.  jNIandel.  I  have  here  a  photostat  of  an  article  from  the  Daily 
Worker,  of  March  16,  1944,  the  editorial  page,  which  is  an  article 
with  the  following  heading:  "Lieutenant  Colonel  Carlson's  tribute 
to  Sun  Yat-sen,  Chinese  Communists." 

Then  it  continues : 

Following  are  excerpts  from  the  address  delivered  by  Lt.  Col.  Evans  F.  Carl- 
son, at  Sun  Yat-sen  Day  Tribute  Meeting,  Sunday,  March  12,  Metropolitan 
Opera  House. 

Mr.  Morris.  Does  that  appear  in  the  Daily  Worker? 

Mr.  Maxdel.  Yes,  sir. 

The  Chairman.  What  do  you  want  to  do  with  this  one? 

]VIr.  jNIorris.  Will  that  be  received  in  the  record,  Mr.  Chairman? 

This  is  an  article  about  Lieutenant  Colonel  Carlson,  which  appeared 
in  the  Daily  Worker. 

The  Chairman,  "Lieutenant  Colonel  Carlson's  tribute  to  Sun  Yat- 
sen,  Chinese  Communists." 

This  is  a  photostat  clipping  from  the  Daily  Worker,  is  that  correct, 
Mr.  Mandel? 

Mr,  JNIandel.  Yes,  sir. 

Mr.  Morris.  Will  that  be  received  into  the  record,  Mr,  Chairman? 

The  Chairman,  It  will  be  admitted  into  the  record. 

(The  document  referred  to  was  marked  "Exhibit  No,  545"  and  is 
as  follows:) 

Exhibit  No.  545 

Lt.  Col.  Carlson's  Tribute  to  Su.\  Yat-Sen,  Chinese  Communists 

Following  are  excerpts  from  the  address  delivered  ty  Lt.  Col.  Evans. F. 
Carlson,  at  Sun  Yat-sen  Day  tribute  meeting,  Sunday,  March  21,  Metro- 
politan Opera  House. 

Fifteen  years  ago  this  coming  June  it  was  my  rare  privilege  to  participate  in 
the  ceremonies  at  Nanking,  China,  attending  the  State  Burial  of  the  Father  of 
the  Chinese  Republic,  Doctor  Sun  Yat-sen.  I  was  there  as  a  member  of  the 
personal  staff  of  Admiral  Mark  Bristol,  then  commanding  our  Asiatic  Fleet. 

This  man  of  humble  birth,  by  his  unshakable  confidence  in  the  dignity  of  the 
human  being,  regardless  of  his  race,  creed,  or  color,  and  by  his  unselfish  devotion 
to  the  cause  of  bringing  to  the  four  hundred  millions  of  his  native  China  the  hope 
and  freedoms  of  the  democratic  way  of  life,  overthrew  the  Imperial  Ching  dynasty 
and  set  the  pattern  which  gave  birth  to  the  Republic  and  which  has  enabled  his 
coumtrymen  to  resist  for  nearly  seven  years  every  effort  of  Japan  to  enslave 
them. 

We  of  the  United  States  of  America  cannot  escape  our  debt  to  Sun  Yat-sen. 
The  debt  is  rendered  more  poignant  by  the  knowledge  that  we  failed  Doctor  Sun 
back  in  1923.  in  his  hour  of  need.  Failing  to  secure  our  support  he  turned  to 
another  great  democratic  people,  tlie  Union  of  Soviet  Socialist  Republics,  who 
provided  the  financial  and  moral  aid  which  enal>le  Chiang  Kai-shek  to  accomplish 
the  task  of  uniting  China  under  one  government  in  1938.  Today  we  enjoy  the 
benefits  of  this  luiity  through  the  magnificent  efforts  of  China,  under  Generalis- 
simo Chiang's  leadership,  to  contain  Japan's  armies  in  Eastern  Asia  as  we  advance 
against  the  common  enemy  across  the  Pacific. 

HAILS   sun's  principles 

Doctor  Sun  is  best  known  for  the  political  philosophy  which  he  evolved,  called 
the  San  Min  Chu  I,  or  Three  Principles  of  the  People.  This  philosophy,  sub- 
scribed to  by  all  political  groups  in  China  today  regardless  of  their  complexion, 
combines  the  best  of  the  political  doctrines  of  ancient  China  vdth  those  principles 


3476  INSTITUTE    OF   PACIFIC   RELATIONS 

of  democratic  doctrines  of  Britain,  the  U.  S.  S.  R.,  and  tlie  United  States  which 
Doctor  Sun  felt  were  most  suitable  to  the  needs  and  temi^erament  of  the  Chinese 
people.  Some  of  his  ideas  regarding  the  application  of  these  principles  indicates 
the  universal  scope  of  his  iwlitical  thinking. 

His  principle  of  Nationalism  relates  to  the  fundamental  need  for  people  to  be 
organized  Into  a  sovereign  state.  In  ('hina  the  principles  had  a  two-fold  applica- 
tion :  (1)  to  induce  a  feeling  of  nationalism  throughout  all  the  people  of  this 
vast  country;  and  (2)  to  regain  for  China  the  sovereign  rights  which  had  been 
impaired  through  the  instrumentality  of  the  Unequal  Treaties  Imposed  by  foreign 
powers. 

The  Principle  of  Democracy  Doctor  Sun  interpreted  as  the  "People's  sover- 
eignty," or  control  of  government  by  the  people.  He  contemplated  that  the 
people's  will  would  be  exercised  through  suffrage,  the  recall,  the  initiative,  and 
the  referendum.  For  the  administration  of  government  he  added  to  ttie  executive, 
legislative,  and  judicial  branches  we  know,  the  old  Chinese  institution  of  exam- 
ination (comparable  to  our  civil  service)  and  censorship  (most  nearly  akin  to  our 
supreme  court).  The  application  of  these  principles  indicate  the  universal  scope 
of  his  political  thinking. 

China  is  administered  today  under  this  quintuple  form  of  government,  but  the 
people  have  not  yet  attained  the  right  of  suffrage.  Instead  the  nation  is  governed 
by  the  Kuomintang  party. 

TELT.S   OF  THREE-FOIJ>  PKOGRAM 

Doctor  Sun  contemplated  that  suffrage  would  be  attained  through  a  three-fold 
program.  Fii-st  there  was  to  be  the  Period  of  Military  Conquest,  during  which 
China  would  become  united  under  the  Kuomintang  Party.  Then  would  follow 
the  Period  of  Political  Tutelage,  during  which  the  party  would  govern  while  the 
people  were  being  politically  educated.  Finally,  suft'rage  would  be  conferred  on 
the  people  and  the  nation  would  enter  the  final  i>eriod  of  Representative  Govern- 
ment.    The  Period  of  Political  Tutelage  has  prevailed  since  1928. 

The  most  discussed  and  least  understood  of  the  Three  Principles  is  that  of  the 
People's  Livelihood.  In  effect.  Doctor  Sun's  conception  of  this  principle  boils 
down  to  state  socialism.  He  aimed  to  improve  the  livelihood  of  all  the  people, 
and  he  proposed  to  do  this  through  social  and  economic  reform,  nationalization  of 
transportation  and  communication,  direct  taxation  and  socialized  distribution 
through  cooperative  societies. 

While,  as  I  said  a  few  moments  ago,  all  political  groups  within  China  subscribe 
to  his  Three  Principles  of  the  People,  all  groups  do  not  interpret  the  principles 
in  the  .same  way,  and  emphasis  in  the  application  of  the  various  principles  differs 
with  the  groups.  Tlie  Kuomintang,  under  the  aegis  of  Chiang  Kai-shek,  has 
brought  Nationalism  to  a  high  peak.  The  Chinese  Communist  Party,  which,  from 
the  nature  of  its  works,  I  would  term  the  Social-Democratic  Party,  goes  in  more 
for  improving  the  people's  livelihood  and  preparing  them  for  the  exercise  of 
representative  government. 

You  hear  much  about  the  activities  of  the  Kuomintang  Party,  which  constitutes 
the  national  government  at  Chungking.  Let  me  say  a  word  about  the  less  pub- 
licized Social-Democratic  group  which  operates  mostly  in  the  northern  provinces 
and  largely  behind  the  lines  of  the  Japanese  army.  In  the  early  years  of  the 
Sino-Japanese  war  I  spent  a  number  of  months  with  this  group,  i  found  that 
its  military  successes  were  due  in  large  measure  to  the  democratic  political  action 
of  the  people  and  to  the  solid  integrity  of  its  leaders. 

HONORS    COMMUNIST    FIGHTERS 

Recently  I  had  a  report  from  Professor  Michael  Lindsay,  formerly  of  the 
faculty  of  Yenching  University,  and  now  pre.sent  with  this  group,  on  the  activities 
of  the  group  up  to  the  end  of  last  year.  Profe.ssor  Lindsay  tells  me  that  the 
military  agencies  of  this  group,  the  8th  Route  and  New  Fourth  Armies,  are  con- 
taining about  350,000  Japanese  troops.  These  Chinese  armies  operate  for  the 
most  part  In  small  mobile  columns  which  engage  the  enemy  daily.  Activities 
have  been  extended  northeast  of  Peiplng  and  Into  southern  Manchuria,  where 
they  constitute  a  constant  threat  to  the  Japanese  lines  of  communication  with 
China.  These  armies,  with  their  militia  units,  now  number  about  one  million 
men. 

One  feature  of  the  administration  in  the  northern  provinces  that  is  significant 
is  the  extent  of  the  public  school  system  as  well  as  of  the  adult  education  pro- 
gram.   There  are  7,500  schools  operating  in  the  Shansi-Hopei  area,  west  of  the 


INSTITUTE    OF    PACIFIC    RELATIONS  3477 

Peiping-Hankow  railroad,  and  in  tliis  same  area  300,000  adults  had  learned  to 
read  and  write  by  the  middle  of  1943.  People  in  this  area,  out  off  from  Free 
China  by  Japanese  military  units,  not  only  participate  in  the  war  effort,  but 
govern  themselves  through  their  elected  representatives.  Thus  are  the  principles 
of  Doctor  Sun  being  brought  into  full  realization. 

One  exponent  of  Doctor  Sun's  principles  who  merits  special  mention,  is  his 
widow,  the  former  Sing  Ling  Soong.  Madame  Sun  has  consistenly  and  per- 
sistently, since  her  husband's  death  in  1925,  endeavored  to  bring  about  the  com- 
plete realization  of  his  aspirations.  Quiet  and  self-effacing,  she  is  less  well- 
known  abroad  than  her  sister,  Madame  Chiang  Kai-shek,  but  in  China  she  has  a 
large  and  loyal  following. 

Madame  Sun  places  only  one  interpretation  on  the  teachings  of  her  distinguished 
husband:  the  literal  application  of  the  principles  of  Nationalism,  Democracy, 
and  the  People's  Livelihood.  She  understands  the  self-discipline  and  self-sacri- 
fice which  their  application  requires,  and  she  begins  with  herself.  None  who 
has  visited  her  can  have  failed  to  be  impressed  by  the  simplicity  of  her  life,  her 
love  for  humanity  and  her  unremitting  effort  to  improve  the  livelihood  of  her 
fellow  citizens.  I  have  known  Madame  Sun  for  many  years,  and  her  friendship 
has  been  an  unfailing  source  of  inspiration. 

Mr.  Morris.  What  is  the  other  one,  Mr.  Mandel  ? 

Mr.  Mandel.  I  have  here  the  original  of  an  article  from  a  magazine 
entitled  "Youth,"  the  official  organ  of  the  American  Youth  for  Democ- 
racy, which  had  been  cited  as  subversive  by  the  Attorney  General. 

This  issue  is  evidently  undated,  and  on  page  5  of  this  issue  we  have 
the  following  article  headed  "We  Fought  For  Peace;  by  National 
Committee  to  Win  the  Peace,  Brig.  Gen.  Evans  F.  Carlson,  USMCR 
(Retired),  Paul  Robeson,  cochairmen." 

Mr.  Morris.  Mr.  Chairman,  Mr.  Carlson  has  been  identified  before 
this  connnittee  as  having  been  a  member  of  the  Communist  Party. 

Mr.  SouRwiNE.  Are  you  offering  just  this  article  for  the  record, 
Mr.  Morris  ? 

Mr.  Morris.  That  is  right,  Mr.  Sour^vine. 

Mr.  FoRTAS.  Mr.  Morris,  we  have  not  seen  these  two  articles  offered 
for  the  record.  Is  there  any  reference  in  them  to  Mr.  Lattimore  by 
name,  in  either  of  them  ? 

Mr.  Morris.  No. 

Senator  Ferguson.  I  wonder  if  the  significance  or  the  meaning  of 
this  letter  of  February  8,  1940,  from  Owen  Lattimore  to  Carlson  is 
clear,  where  Mr.  Lattimore  starts  out  with :  "What  a  dope  I  am !  I 
forgot  to  give  you  the  enclosed  glamorous  candid  portrait  of  yourself." 

Was  there  a  memorandum  in  the  paper,  or  in  this  envelope,  or  do 
you  mean  what  followed  as  being  the  "glamorous  candid  portrait?" 

Mr.  Lattimore  .  I  should  say,  Senator,  that  it  probably  is  a  refer- 
ence to  a  snapshot  that  was  enclosed,  a  snapshot  of  himself,  a  camera 
snapshot. 

Senator  Ferguson.  You  did  not  mean  to  convey  that  the  language 
was  the  portrait? 

Mr.  Lattimore.  No. 

Senator  Ferguson.  Then  you  say:  "Don't  give  anybody  else  too 
much  the  idea,"  and  so  forth.     What  did  you  mean  by  that? 

Read  it  and  tell  us  what  you  meant  by  that. 

Mr.  Lattimore  [reading]  : 

Dear  Evans  :  What  a  dope  I  am  ! 

The  Chairman.  How  did  you  spell  the  word  "dope?" 

Mr.  Lattimore.  D-o-p-e. 

The  Chairman.  You  did  not  use  "u,"  did  you? 


3478  INSTITUTE    OF    PACIFIC   RELATIONS 

Mr.  Lattimore.  No.     I  said : 

What  a  dope  I  am !  I  forgot  to  give  you  the  enclosed  ghimorons  candid  por- 
trait of  yourself. 

Don't  give  anybody  else  too  much  the  idea  that  Lt  is  a  Herculean  job  to  make 
the  fur  fly  in  Baltimore. 

Senator  Ferguson.  Could  you  stop  right  there  now  ?  What  did  you 
mean  by  that  ? 

Mr.  Lattimore.  I  think  my  recollection  is  probably  correct,  Senator, 
that  I  was  referring  to  Colonel  Carlson  coming  to  Baltimore  to  speak 
for  the  American  Committee  for  Nonparticipation  in  Japanese  Ag- 
gression. Among  other  speakers  we  had  for  it  were  Dr.  Walter  Judd, 
now  Congressman  Judd,  also  Admiral  Harry  Yarnell. 

*  *  *  If  anybody  should  come  along  all  ardor  and  enthusiasm,  why  break 
his  spirit  in  advance?  Besides,  after  the  swell  work  you  did,  it  should  be  easier 
in  the  future. 

Senator  Ferguson.  Wliat  "swell  work"  were  you  talking  about  ? 

Mr.  Lattimore.  Swell  work  in  raising  funds  for  the  American  Com- 
mittee for  Nonparticipation  in  Japanese  Aggression. 

The  Chairman.  Mr.  Morris,  you  have  an  exhibit  here  that  you  have 
offered  for  the  record.  Up  to  this  point,  I  have  not  been  able  to  catch 
your  connection  to  tie  it  in  here  w4th  either  the  Institute  of  Pacific 
Relations  or  the  witness  on  the  stand. 

Mr.  Morris.  Mr.  Lattimore  gave  testimony  today,  Mr.  Chairman, 
about  his  having  given  advice  to  the  author  of  that  article,  that  he 
should  stay  in  the  Navy  and  not  resign.  We  had  some  questioning  on 
that  point. 

Reference  was  also  made  to  Colonel  Carlson's  membership  in  the 
Communist  Party.  That  article  is  an  article  that  Carlson  wrote  for 
the  American  Youth  for  Democracy  publication,  and  that  bears  on 
Colonel  Carlson's  political  persuasions  in  connection  with  the  advice 
offered  to  him  by  Mr.  Lattimore,  who  told  him  he  should  have  stayed 
in  the  Navy,  where  he  would  be  more  potent. 

Mr.  FoRTAs.  Do  you  mean  the  article  refers  to  it? 

Mr.  Morris.  It  bears  on  his  political  identity.  He  is  writing  for 
a  Communist  publication. 

Mr.  Lattimore.  On  his  political  identity  at  the  time  I  gave  him 
that  advice  ? 

The  Chairman.  Wait  a  minute. 

Did  I  understand  that  this  organization,  of  which  Carlson  was  a 
member,  was  listed  as  a  subversive  organization  b}-  the  Attorney  Gen- 
eral? 

Mr.  Morris.  Yes,  sir. 

The  Chairman.  It  may  be  inserted  in  the  record. 

Again  I  say  it  goes  to  the  weight  of  its  worthwliileness. 

(Tlie  document  referred  to  was  marked  "Exhibit  No.  546''  and  is  as 
follows:) 

Exhibit  No.  546 

We  Fought  For  Peace 

(By  National  Committee  to  Win  the  Peace,  Brig.  Gen.  Evans  F.  Carlson,  USMCB. 
(retired)  Paul  Robeson,  cochairmen) 

[Source:    Youth,    Published   by   American    Youth   for   Democracy,    February    1947,    p.    5] 

During  the  war,  American  youth  carried  their  ideals  for  a  postwar  world  into 
battle.    Their  gims  spoke  the  hope  of  an  era  of  permanent,  democratic  peace, 


INSTITUTE    OF    PACIFIC    RELATIONS  3479 

The  rhythm  of  marching  feet  sounded  their  aspirations  for  an  economic  future 
quite  in  contrast  to  the  homeless,  blaclv-market  ridden  land  to  which  they 
returned. 

They  fought  hard  and  they  fought  well  in  their  battle  against  the  enemy. 
But  their  enemies  were  not  only  Hans  or  Tayaka.  Their  enemies  were  the 
philosophies  that  held  one  man  is  better  than  another  because  of  the  color  of  his 
skin  or  the  religion  that  he  practiced ;  that  democracy  is  an  archaic  system 
that  must  be  replaced  by  fascism ;  and  that  the  armed  might  of  imperialism 
can  rule  the  world.  Side  by  side  the  democratic  peoples  of  the  world,  American 
youth  defeated  the  advocates  of  these  philosophies. 

The  youth  of  America  had  good  cause  to  fight  as  they  did  under  the  leadership 
of  Franklin  Roosevelt.  They  remembered  well  how  his  courageous  leadership 
had  saved  the  post-World  War  I  generation  from  the  chaos  of  the  Hoover  de- 
pression. They  knew  from  experience  how  his  fight  for  a  better  America  had 
enabled  many  of  them  to  finish  school,  to  improve  their  living  standards  and  to 
enjoy  the  full  benefits  of  American  democracy. 

With  Franklin  Roosevelt,  the  youth  of  America  envisaged  a  world  free  from 
the  scourge  of  war.  They  knew  that  his  policy  of  friendship  and  unity  of  all 
United  Nations  held  the  key  to  peace  as  well  as  victory.  Translated  into  prac- 
tical terms,  it  meant  an  incessant  battle  for  economic  democracy,  for  colonial 
independence,  for  minority  rights  and  for  the  spirit  of  friendly  cooperation 
among  the  Big  Three  powers. 

F.  b.  R.  did  not  live  to  see  the  peace  he  worked  so  hard  to  win.  He  did  not 
live  to  see  that  peace  threatened  by  dangerous  voices  in  our  midst  who  are  al- 
ready crying  for  a  new  war — a  new  and  terrible  conflagration  that  will  wipe 
out  democracy  as  it  lashes  the  earth  with  the  weapons  of  an  atomic  age. 

But  today,  others,  particularly  the  youth  of  America,  are  fighting  along  the 
battle  lines  set  by  F.  D.  R.  Through  the  AYD,  through  the  National  Com- 
mittee to  Win  the  Peace  and  through  every  other  democratic  channel  of  people's 
expression,  American  youth  are  working  to  return  our  Nation  to  the  program 
of  F.  D.  R. 

The  future  of  the  youth  of  America  is  inextricably  woven  into  the  pattern 
this  country  sets  for  itself  in  the  immediate  period  to  come.  The  voice  of  youth 
will  play  a  major  role  in  determining  that  pattern. 

Together  witli  the  youth  of  America,  the  National  Committee  to  Win  the 
Peace  will  work  to  crystalize  public  opinion  on  a  course  which  will  enable  us 
to  live  in  peace  with  all  nations  of  the  world — on  a  course  which  will  enable  us 
to  steer  clear  of  a  war  whicli  might  be  precipitated  by  forces  which  are  inimical 
to  the  best  interests  of  the  youth  and  people  of  America. 

Only  if  our  country  follows  such  a  course  will  the  ideals  of  F.  D.  R.  and  the 
youth  of  America  for  a  better  postwar  world  be  fulfilled. 

Mv.  ^Morris.  IVIr.  Lattimore,  did  you  ever  serve  as  a  member  of  the 
board  of  directors  of  the  American-Russian  Institute? 

Mr.  Lattimore.  I  believe  I  may  have,  for  a  year. 

If  you  have  a  document  to  refresh  my  recollection,  I  should  be  glad 
to  see  it. 

Mr.  Morris.  Mr.  Mandel,  will  you  identify  that  document,  please? 

Mr.  Mandel.  This  is  a  photostat  of  a  document  from  the  files  of  the 
Institute  of  Pacific  Relations,  dated  October  21, 1940,  addressed  to  Miss 
Harriet  L.  jMoore,  the  American-Russian  Institute,  56  West  Forty- 
fifth  Street,  New  York  City,  with  the  typed  signature  of  Owen  Latti- 
more.    The  document  is  a  photostat  of  a  carbon  copy. 

Mr.  iSIoRRis.  Mr.  Lattimore,  can  you  recall  having  written  that 
letter  ? 

j\Ir.  Lattimore.  Yes;  I  recall  it.  And  it  shows  that  my  recolTection« 
was  wrong. 

The  Chairman.  All  right,  he  recalls  it. 

Mr.  Morris.  ]\Ir.  Lattimore,  will  you  read  the  letter,  please  ? 

Mr.  Lattimore.  The  date  is  October  24,  1940,  to  Miss  Harriet  L. 
Moore,  the  American-Russian  Institute,  56  West  Forty-fifth  Street, 
New  York  City. 


3480  INSTITUTE    or    PACIFIC    RELATIONS 

(Exhibit  No.  547) 

Dear  Hakbiet:  I  am  afraid  that  I  cannot  serve  on  the  board  of  directors  of  the 
institute,  but  I  thinlv  you  will  appreciate  my  reasons. 

My  primary  interest,  and  the  only  field  in  which  I  speali  with  any  authority, 
is  the  Far  East.  At  the  present  time,  of  all  times,  I  do  not  want  to  run  the 
risk  of  having  anything  I  may  say  about  the  Far  East  discredited  by  people  who 
say  "You  can't  trust  a  word  he  says  about  China,  because  he  is  interested  in 
cultural  relations  with  the  Soviet  Union." 
Yours  very  sincerely. 

Mr.  Morris.  Mr.  Chairman,  will  it  be  received  into  the  record? 

The  Chairman.  It  will  be  received  into  the  record. 

(The  document  previously  read  in  full  by  the  w^itness  was  marked 
"Exhibit  No.  547".) 

The  Chairman.  Wliat  is  the  next  one  ? 

Mr.  Morris.  Mr,  Mandel,  will  you  identify  this  document,  please? 

Mr.  Mandel.  This  is  a  photostat  of  a  document  from  the  files  of  the 
Institute  of  Pacific  Relations,  headed  "On  board  M.  V.  Georgic^  en 
route  to  New  York."  It  is  dated  October  19,  1937,  addressed  to 
W.  L.  Holland,  with  the  typed  signature  of  Edward  C.  Carter.  It  is 
a  phototsat  of  a  carbon  copy. 

Mr.  Morris.  Mr.  Mandel,  will  you  read  the  handwritten  notations 
on  the  top  ? 

Mr.  Mandel.  At  the  top  are  the  following  handwritten  notes 
[reading]  : 

Copies  to  OL— to  share  with  RP  &  ED. 
CHS— to  share  with  HM,  CP,  EFC,  KB,  CT. 

The  Chairman.  Can  somebody  interpret  those  initials,  please,  who 
they  were,  for  the  record  ?     Who  were  the  parties  ? 

Mr.  Morris.  Mr,  Lattimore,  will  you  identify  the  parties? 

Mr.  Lattimore  (reading)  : 

OL— to  share  with  RP  &  ED. 

The  Chairman.  Is  that  your  signature  to  the  letter,  "OL"  ? 

Mr.  Lattimore.  No;  this  is  a  circulation  notation,  to  be  sent  to 
"OL"  and  for  "OL"  to  share  with  "RP"  and  "ED." 

The  Chairman.  Who  are  they.     Who  is  "RP"  ? 

Mr,  Lattimore.  "RP"  I  think  was  an  Englishman  named — I  for- 
get his  name — Page  or  something  like  that,  who  was  working  for 
the  IPR  in  Shanghai. 

"ED,"  I  think,  is  Elizabeth  Downing. 

Then  the  other  initials  are  "CHS— to  share  with  HM,  CP,  EEC, 
KB,  CT."  Presumably,  that  means  Chen  Han-seng,  to  share  with 
Harriet  Moore,  Catherine  Porter,  Elsie  Fairfax  Cholmeley,  Kathleen 
Barnes,  Charlotte  Tyler. 

Mr.  Morris.  Mr.  Chairman,  the  relevancy  of  this  document  is  that  a 
copy  of  it  had  been  sent  to  Mr.  Lattimore,  and  the  questioning  will  bear 
on  his  knowledge  of  the  contents  of  this  memorandum. 

Mr.  Sourwine.  Are  you  offering  that  for  the  record,  Mr.  Morris? 

Mr.  Morris.  Mr.  Chairman,  I  offer  this  for  the  record. 

"The  Chairman.  It  will  be  inserted  in  the  record. 

(The  document ire.ferr^d  to  was  marked  "Exhibit  No.  548"  and  is 
as  follows:) 


INSTITUTE    OF    PACIFIC    RELATIONS  3481 

Exhibit  No.  548 

Copies  to  01. — to  share  with  RP  &  ED 

CHS— to  share  with  HM,  CP,  EFC,  KB,  CT 

On  Board  "M.  V.  Georoic,"  en  Route  to  New  York, 

19th  October,  1937. 

W.  L.  Holland,  Esq., 

%  Kokusai  Kyokai,  12  2-cJiomc  Marnnoiichi,  Kojimaclii-ku, 

Tokyo,  Japan. 

De.\b  Bill:  The  pace  in  and  following  Moscow  has  been  such  that  I  can  only 
now  begin  a  piecemeal  report  to  you  on  visit  and  discussions.  Today  I  will 
group  mv  answers  around  the  agenda  which  I  prepared  for  a  meeting  of  the 
praesidium  on  August  13  and  August  17.  To  give  you  the  trend,  I  will  italicize 
the  agenda  which  formed  the  basis  of  these  two  formal  meetings,  but  there  were 
many  other  conversations  so  that  the  information  contained  in  this  letter  was 
not  entirely  conveyed  at  those  two  stated  meetings. 

1.    THANKS    TO   SOVIET   COUNCIL    FOR    ARRANGING    SECRETARY-GENERAL'S    FAR    EASTERN 

VISIT 

Here  I  gave  a  rather  full  account  of  what  I  regarded  as  the  deeper  significances 
of  the  visit.  V.  B.  M.  explained  the  difficulties  in  makincr  the  arrangements  but 
his  great  satisfaction  that  the  object  of  the  visit  had  been  achieved,  namely, 
better  equipment  of  the  Secretary-General  for  his  work. 

This  led  to  a  very  extended  discussion  of  possible  developments  in  the  war 
in  China.  The  sketch  made  by  V.  E.  M.  and  Y.  P.  B.  in  August  has  thus  far 
been  proved  both  fundamental  and  accurately  prophetic.  To  describe  it  here 
would  make  this  letter,  which  must  be  long  anyhow,  too  bulky.  It  would  also 
make  the  letter  interesting. 

n.    RESEARCH 

.4.  Letter  from  Holland  to  Bremman  dated  June  28, 1937. 

(1)  Enf/lish  or  American  editions  of  Standards  of  Living  Repot'ts. 

(2)  Report  on  North  Pacific  fisheries. 

B.  Letter  from  Holland  to  Carter  dated  June  28, 1937. 

"The  other  place  of  research  which  ice  should  like  to  have  started  in  the 
Soviet  Union  is  a  report  on  Soviet  foreign  policy  mith  special  reference  to  the 
Far  East  and  the  countries  having  membership  in  the  IPR.  Each  national  coun- 
cil is  being  asked  to  prepare  a  similar  report,  necessarily  presenting  its  oun 
national  point  of  view. 

"In  connection  with  the  studies  on  the  economic  development  of  dependent 
territories  in  the  Pacific  it  might  be  interesting  for  them  to  prepare  a  report  on 
the  administration  and  economic  development  of  its  Far  Eastern  territories  in- 
habited by  minor  nationalities,  contrasting  this  loith  the  customary  methods  of 
V,^ester7i  Colonial  administration. 

"There  is  one  further  point.  Motileff  in  discussing  the  Land  Utilization 
studies  at  Yosemite  spoke  with  some  enthusiasm  about  securing  an  extensive 
and  very  illuminating  report  on  land  utilization  and  agricultm-al  development 
in  the  Soviet  Far  East.  There  would  be  widespread  interest  in  such  a  report 
and  I  hope  you  will  take  the  matter  up  again  with  him  and  assure  him  of  our 
desire  to  have  the  study  done  and  to  do  ichaterer  we  can  to  facilitate  its  publi- 
cation in  English.  Besides  this  Motileff  spoke  of  supplying  material  for  the 
new  edition  of  the  Economic  Handbook.  On  this  point  hotcevcr  I  assume  that 
Miss  Mitchell  will  be  tvell  armed  with  specific  requests  and  suggestions  since  the 
preparation  of  the  new  edition  has  already  been  star-ted  under  Mr.  Field's 
direction." 

With  reference  to  English  or  American  editions  of  the  Standard  of  Living 
Reports,  the  praesidium  is  hospitable  to  the  idea  in  principle,  but  is  very  reluctant 
to  have  these  handled  on  any  but  a  commercial  basis.  They  do  not  wish  to  have 
publications  subsidized  for  this  makes  their  work  liable  to  attack  as  propaganda. 
If  some  English  or  American  publisher  will  not  take  the  studies  on  a  commercial 
basis  it  is  probable  that  it  could  be  published  through  the  English  Workers  Press 
or  tlirough  International  Publishers. 
88348-^52— pt.  10 ^^14 


3482  INSTITUTE    OF    PACIFIC    RELATIONS 

With  reference  to  a  report  on  the  North-Pacific  fisheries,  the  praesidium  wants 
to  know  precisely  what  tlie  objective  of  tlie  Institute  is  for  this  study.  There  are 
so  many  approaclies  that  the  praesidium  does  not  wish  to  set  a  lot  of  people  to 
work  on  every  aspect  of  Soviet  Far  Eastern  fislieries  without  knowing  with  very 
great  precision,  what  you  and  Alsherg  want.  In  this  connection,  please  see  my 
letter  to  Alsberg  of  V.  E.  M.  thought  that  the  fisheries  question  had  been 

better  treated  in  the  Pacific  Fisherman  than  it  had  in  Pacific  Affairs.  He  had 
sent  Miller  Freeman  the  latest  data  in  Jiily.  Some  time  when  you  are  in  Tokyo 
you  may  wish  to  look  up  Juikoff,  an  expert  on  fish,  who  is  attached  from  time 
to  time  to  the  staff  of  the  Soviet  Embassy  in  Tokyo. 

If  the  Japanese  I.  P.  R.  or  the  American  I.  P.  R.  set  the  pace  in  the  studies  of 
the  fishery  question  or  if  you  and  Alsberg  give  a  precise  outline  of  just  what  the 
purpose  of  the  study  is,  it  will  be  very  easy  for  the  Soviet  I.  P.  R.  to  make  the 
necessary  start  on  the  study. 

With  reference  to  a  report  on  Soviet  foreign  policy  in  the  Far  East,  V.  E.  M. 
wonders  whether  you  wish  it  treated  primarily  from  the  historical  point  of  view 
or  with  the  emphasis  on  contemporary  manifestations  of  Soviet  foreign  policy. 
If  the  latter  is  what  you  want,  the  situation  is  a  little  difficult  because  of  the  lack 
of  connection  between  the  Soviet  I.  P.  K.  and  the  Foreign  Ofiice,  as  prescribed  by 
I.  P.  R.  custom.  It  may  be  helpful  if  you  would  suggest  an  organizing  principal 
for  all  of  the  Councils  for  their  monographs  in  this  field. 

With  reference  to  your  suggestions  that  the  praesidium  prepare  a  report  on 
the  development  of  the  Far  Eastern  Territories  inlial)ited  by  Minor  Nationalities, 
for  contrast  with  the  customary  methods  of  Western  Colonial  administration,  I 
have  already  written  you  (see  my  letter  of  September  29)  that  it  is  quite  im- 
possible for  the  Soviet  I.  P.  R.  to  prepare  a  report  for  such  a  purpose.  The  INIinor 
Nationalities  are  in  no  sense  "colonial"'  areas.  If  you  want  a  monograph  on  this 
subject  it  is  a  legitimate  request  to  make  of  the  Soviet  I.  P.  K.,  but  only  if  it  is 
completely  disassociated  from  preparation  for  the  Round  Table  on  Colonial 
Problems. 

With  reference  to  Land  L^tilization  there  is  a  voluminous  report  on  this  sftbject 
for  '34,  '35,  '36,  on  which  someone  is  working.  But  it  probably  cannot  be  brought 
up  to  date  until  the  second  half  of  next  year.  Then  someone  should  go  to  the 
Far  East  for  the  purpose  of  correcting  and  supplementing  the  statement. 

With  reference  to  the  new  edition  of  the  Economic  Handljook.  I  had  nothing 
to  say  as  Field  had  not  supi)lied  me  with  an  outline  of  his  proposed  procedure  in 
this  matter.  When  a  specific  request  is  made  to  Motylev  I  think  he  will  respond. 
But  I  didn't  get  the  idea  that  he  regarded  this  project  as  one  to  which  everything 
else  should  be  subordinated. 

III.    PACFFIC    ATFAIRS 

Lattimore's  urgent  desire  for  Soviet  articles  for  Pacific  Affairs,  for  example, 
Voitiriskifs  article  in  TikMi  Olcean,  ivhich  tvas  translated  and  used  in  Amerasia, 
ironld  have  been  ideal  as  a  contribution  to  Pacific  Affairs. 

This  has  been  covered  in  my  letter  to  Lattlmore  of  September  12,  a  copy 
of  which  I  have  already  sent  you. 

IV.    AGENDA    FOR    1039    CONFERENCE 

A.  Comment  of  Soviet  Council. 

B.  Replies  fro)n  other  Councils. 

The  Soviet  Council  prefers  the  methodology  of  our  April  proposal  to  that 
followed  at  Yosemite.  At  the  same  time  the  praesidium  does  not  feel  so  strongly 
in  this  matter  as  to  desire  to  have  their  vote  weigh  too  decisively.  They  feel 
that  as  one  of  the  newest  Councils  they  would  prefer  to  throw  in  their  lot  with 
the  wishes  of  the  majority  of  the  older  Councils.  The  Council  favors  the  inclu- 
sion of  the  current  crisis  in  the  Far  East  in  the  agenda  of  the  next  Conference. 
The  Soviet  Council  had  not  yet  received  the  Kingston  proposals  when  I  was  in 
Moscow.  They  had  seen  the  Chatham  House  memorandum  of  August  3rd  and 
Miss  Harriet  Moore's  important  contribution  on  methods  and  objectives. 

v.  INTERIM  MEETINGS  OF  PACIFIC  COUNCIL  AND  INTERNATIONAL  RESEARCH  COMMITTEE, 
HANKING,   APRIL   21-28,    1938 

A.  Af/enda. 

B.  Soviet  participation. 

If  the  meetings  are  held  in  Naidving  the  Soviet  Council  will  aim  to  be  repre- 
sented.    The  Soviet  Council  would  have  preferred  a  meeting  in  October  1937^ 


INSTITUTE    OF   PACIFIC   RELATIONS  3483 

in  England  to  a  meeting  in  China  in  April  1938,  partially  because  of  distance, 
but  principally  because  of  the  advantage  of  getting  Great  Britain  to  assume 
greater  interest  and  responsibility  in  the  I.  P.  R.  through  acting  as  host. 

VI.    PACIFIC   COUNCIL  FINANCE 

I  referred  to  Dafoe's  letter  of  March  30th  in  which  he  referred  to  Lord  Astor's 
letter  stating  that  the  Chatham  House  increase  of  its  gift  was  defended  on  the 
ground  that  it  would  enable  the  Institute  to  get  more  money  from  the  other 
Councils. 

The  praesidium  was  glad  that  Chatham  House  had  increased  its  contriljution 
to  $750,  but  sorry  that  it  had  not  raised  it  to  .$1,000.  The  U.  S.  S.  R.  will  con- 
sider increasing  its  contribution  to  .$3,000.00  next  year.  If  all  the  other  Councils 
would  increase,  they  would  do  likewise,  but  they  do  not  feel  that  it  is  sound  for 
them  to  give  more  than  Great  Britain  which  in  reality  they  are  already  doing 
if  you  take  everything  into  consideration.  The  Soviet  Council  is  the  only 
Council  which  has  never  taken  a  penny  from  the  International  liesearch  Fund. 
Nearly  every  Council,  except  the  American  and  Canadian  have  got  more  from 
the  Research  Fund  than  they  have  contributed  to  the  General  Purposes  budget. 
Furthermore,  the  Soviet  Council  this  year  took  care  of  all  my  expenses  from 
the  time  I  arrived  in  Vladivostok  until  I  reached  Moscow,  and  thus  in  fact  added 
'several  hundred  dollars  to  the  Pacific  Council's  income,  though  this  item  will 
not  show  in  our  books.  The  Soviet  I.  P.  R.  is  prepared  to  supplement  its  contri- 
bution to  the  Pacific  Council  by  helping  to  meet  the  Ruble  needs  of  staff  mem- 
bers like  Miss  Moore  and  Lattimore  when  they  travel  on  study  tours  in  the 
U.  S.  S.  R. 

VII.  IXF0R:\[AL  report  ox  I.  p.   R.  developments  in   japan,   PHILIPPINES,   AND  CHINA 

Here  I  gave  a  survey  of  the  difficulties  and  promise  of  the  three  Far  Eastern 
Councils.  I  described  the  favorable  financial  outlook  in  Japan  and  China  and 
indicated  that  I  feared  that  few  if  any  of  the  hoped  for  contributions  would  now 
actually  be  paid  to  either  Council.  I  referred  to  the  promises  of  increased  finan- 
cial support  of  the  Philippine  Council  and  the  bearing  this  might  have  in  ulti- 
mately creating  .something  more  substantial  than  that  which  has  existed  in  the 
past.  The  praesidium  asked  very  penetrating  questions  regarding  the  Institute 
in  the  three  countries. 

VIII.  CRITICISMS  AND  COMMENTS  OF  THE  U.  S.  S.  R.      I.  P.  R.  EEGAKDING  THE  WORK  OF 

THE    INTERNATIONAL    SECRETARIAT    SINCE    YOSEMITE 

The  praesidium  was  so  conscious  of  its  failure  to  cooperate  in  supplying 
articles  for  Pacific  Affairs  that  little  was  said  under  this  heading.  Fears  with 
reference  to  Problems  of  the  Pacific  will  not  it  appears  be  realized.  I  saw  an 
advance  copy  of  the  volume  in  London  and  was  able  to  write  Motylev  a  letter 
which  will  I  think  end  his  anxiety.  The  only  real  criticism  was  with  reference  to 
Cressy  whom  the  praesidium  recognized  was  not  a  representative  of  the  I.  P.  R. 
and  had  only  been  recommended  by  the  I.  P.  R.  as  in  Class  B.  Motylev  felt  that 
Cressy  was  exceedingly  conservative  and  in  many  important  fields  uninformed. 
For  example,  he  criticized  the  Atlas  because  Manchuria  and  the  Outer  Mongolian 
People's  Republic  were  not  .shown  in  the  same  colors  as  indicating  an  identic 
political  status. 

Motylev  nevertheless,  was  very  glad  that  the  Atlas  had  been  able  to  pay  Cressy 
between  3,800  and  4,000  Rubles  for  eight  days  work  on  the  Atlas,  thus  providing 
for  all  of  his  Ruble  needs  throughout  the  extensive  journeys  which  Motylev  ar- 
ranged for  him  to  different  parts  of  the  Union. 

IX.  WORK  PLANS  OF   MEMBERS  OF  THE  INTERNATIONAL   SECRETARIAT   FOR  THE   COMING 
YEARS  CARTER,  MITCHELL,  HOLLAND,  CHEN  HAN-SENG,  LATTIMORE,  MOORE,  PYKE,  ETC. 

Here  I  gave  the  best  foreca.st  I  could  of  staff  plans.  Motylev  was  sorry  that 
Mitchell  had  been  unable  to  come  to  Moscow  and  that  I  had  not  applied  earlier 
for  permission  for  Holland  to  accompany  me  to  the  Far  East.  The  pdsition  with 
reference  to  Lattimore's  going  to  Outer  :\longolia  is  set  forth  in  my  letter  to 
Lattimore  of  September  12,  a  copy  of  which  I  sent  you.  The  position  with  refer- 
ence to  Miss  Moore's  going  to  Buryat,  Mongolia  is  set  forth  in  my  letter  to  her 
of  September  12,  a  copy  of  which  I  have  also  sent  you. 


3484  INSTITUTE    OF   PACIFIC   RELATIONS 

X.  COMMENTS  BY   OFFICERS   OF  THE  V.    S.    S.    R.      I.   P.    R.    ON   PRESENT   CRISIS    IN   THE 

FAR   EAST 

This,  as  indicated  above,  calls  for  a  separate  memorandum. 

XI.  MOTYLEV'S     SUGGESTIONS    FOR    CARTER'S    VISIT    TO     MOSCOW     (AUGUST     10,     1923) 

When  I  reached  Vladivostok,  Bremman  told  me  that  Dr.  Motylev  hoped  that 
it  would  be  possible  for  me  to  take  my  family  for  a  fortnight  to  the  Crimea  at 
the  end  of  tlie  Moscow  visit.  Motylev  renewed  this  invitation  on  our  arrival, 
but  because  of  previous  engagements  in  Western  Europe,  and  the  growing  serious- 
ness of  the  crisis  in  the  Far  East,  we  had  to  decline  with  thanks  this  very  kind 
invitation. 

Arrangements  were  made,  however,  for  us  to  take  a  fascinating  three-day  trip 
in  the  Moscow-Volga  Canal,  going  as  far  as  Kalinin.  We  made  interesting 
visits  to  the  parks,  to  the  Red  Army  Club,  to  one  of  the  big  stadiums  for  a  soccer 
game  between  Dynamo  and  the  Red  Army,  and  spent  all  of  August  18  at  the 
great  aviation  field  outside  of  Moscow  watching  some  hundreds  of  airplanes 
celebrating  the  annual  Civil  Aviation  Day. 

We  saw  a  good  many  of  the  staff  of  the  American  Embassy,  although  Mr. 
Davies  was  away  on  his  yacht  in  the  Baltic.  We  saw  the  British  Ambassador, 
and  several  of  his  staff,  had  long  talks  with  both  the  Chinese  and  Japanese 
Ambasi^adors,  with  Litvinova,  and,  of  course,  with  several  of  the  foreign  journal- 
ists. Mr.  and  IVIrs.  Barnes  extended  many  courtesies  including  a  cocktail  party 
for  many  of  the  foreign  journalists  the  day  we  left.  On  August  21st  Motylev 
gave  a  dinner,  attended,  among  others,  by  Smirnov,  the  new  head  of  Vox, 
Vinogradoff,  Foreign  Office  referent  for  England  and  the  United  States,  Wine- 
berg,  of  the  Anglo-American  section  of  the  Foreign  Office,  Miss ,  one  of  the 

editorial  staff  of  Isvestia.  Voitinsky  we  did  not  see  as  he  had  not  returned 
from  his  holiday.  It  so  happened  that  our  visit  to  Moscow  came  at  a  time  when 
several  members  of  the  U.  S.  S.  R.  I.  P.  R.  Council  were  away  on  vacation. 
Hai'ondar  had  been  borrowed  for  six  months  to  assist  in  the  Soviet  Building  at 
the  Paris  Exposition.     We  had  two  good  talks  with  him  in  Paris. 

One  evening  Motylev  took  us  to  the  movie  "Na  Vostoke."  This  is  a  film 
version  of  Pavlenko's  novel  which  has  gone  through  edition  after  edition  since 
its  publication  a  few  months  ago.  I  am  told  though  it  is  a  novel,  it  contains 
a  surprising  amount  of  military  information  regarding  the  position  of  the  Red 
Army  in  the  Far  East.  You  will  remember  Harriet  Moore's  review  of  this  book 
in  the  September  Pacific  Affairs. 

We  had  a  long  session  at  Vox  at  the  invitation  of  the  new  president,  Smirnov. 
Motylev,  Mrs.  Carter,  Miss  Kislova,  and  myself  were  present.  Smirnov  wanted 
to  know  how  cooperation  between  Vox  and  the  American-Russian  Institute 
could  be  made  more  effective.  He  wished  to  get  a  very  much  fuller  understanding 
•of  the  work  and  program  of  the  A.  R.  I.  and  hoped  tliat  more  substantial  coopera- 
tion could  be  built  up  in  the  future.  I  read  betv/een  the  lines  that  Vox  felt  that 
the  A.  R.  I.  gave  letters  of  introduction  to  Vox  to  any  American  tourist  who 
requested  one  and  thus  they  had  no  basis  for  discrimination  as  to  who  was  en- 
titled to  a  lot  of  time  and  who  could  best  be  liandled  by  Intourist.  If  Vox  knew 
in  advance  of  the  specific  social  opinions  and  interests  of  important  Americans, 
they  could  make  very  much  better  use  of  their  limited  staff.  Smirnov  wanted 
a  long  explanation  as  to  why  the  A.  R.  I.  still  retained  a  certain  internationally 
known  enemy  of  the  U.  S.  S.  R.  on  its  board  of  directors.. 

Just  before  I  left,  Smirnov  luckily  bad  a  long  letter  from  Osgoode  Field,  the 
President  of  the  A.  R.  I.,  which  I  gather  set  his  mind  at  rest  at  several  points. 
The  A.  R.  I.  bad  recently  sent  a  representative  to  Moscow  who  didn't  seem  to 
know  very  much  either  about  the  A.  R.  I.  or  about  the  social  views  of  its  members. 

I  used  the  occasion  to  explain  what  I  thought  was  the  membership  basis  of  the 
A.  R.  I.,  namely,  an  interest  in  the  U.  S.  S.  R.  I  said  that  I  thought  the  member- 
ship was  open  both  to  friends  and  critics  of  the  Soviet  Union.  I  added  that 
perhaps  in  the  long  run  its  greatest  strength  might  lie  in  its  being  a  cross  section 
of  American  public  opinion. 

XII.    OTUEB   BUSINESS 

A.  Memorandum  from  Chatham  Hoiise  dated  August  3rd,  1937 

This  memorandum  arrived  after  our  first  conversation  on  preparation  for 
the  next  conference.  On  one  of  these  occasions  Motylev  emphasized  how  eager 
the  Soviet  I.  P.  R.  is  to  have  the  Institute  deal  with  current  controversial  issues. 


INSTITUTE    OF    PACIFIC   RELATIONS  3485 

Unless  the  Institute  courageously  continues  to  face  the  most  pressing  and  funda- 
mental controversies,  it  cannot  render  its  largest  service. 

B.  What  steps  will  be  taken  to  insure  intelligent  and  significant  revieics  of  Great 

Soviet  World  Atlas  in  principal  countries.  How  secure  a  feiv  advance 
copies  with  memorandum  on  principal  points  of  significance 
Motylev  indicated  that  the  first  edition  of  the  Atlas  would  be  10,000  copies. 
These  would  be  used  up  almost  immediately.  He  really  hoped  that  the  first 
edition  would  not  be  widely  reviewed  because  then  the  overseas  demand  for 
copies  might  exceed  the  number  available.  He  would,  of  course,  see  that  one 
copy  was  sent  to  the  International  Secretariat  and  to  each  National  Council. 

C.  Recommendation  as  to  duration  Miss  Harriet  Moore's  visit  to  Buryat  Mongolia 
ECC  was  asked  to  write  a  formal  letter  to  Dr,  Motylev  a  few  months  in  advance 

of  Miss  Moore's  proposed  visit  to  Buryat  Mongolia,  describing  the  purpose  of  the 
visit  and  its  duratioh.  It  was  suggested  that  an  application  for  .say  two  months' 
residehce  in  Buryat  Mongolia  be  thade.  A  major  diffl;illty  was,  of  cour.se,  the 
matter  of  military  secrets.  A  minor  difBclilty  might  be  the  question  of  .suitable 
living  quarters  as  the  Btiryat  Mongols  draw  no  lines  between  the  sexes. 

D.  Could  Bremman  spend  at  least  3  months  as  a  member  of  the  Internntional 

Secretariat  in  1938  or  1939 
Motylev  indicated  that  the  Soviet  Council  mii.'^t  provide  a  Soviet  staff  member 
for  the  International  Secretariat  for  a  few  months  prior  to  the  next  Conference ; 
but  whether  Bremman  himself  could  be  spared  was  another  question,  Bremman 
as  you  know  is  one  of  the  Japanese  experts  in  the  Academy  of  Science  (Insti- 
tute of  World  Politics  and  Economics).  He  is  only  able  to  give  part  time  to  the 
work  of  the  I.  P.  R.  He  is  exceedingly  al)le  and  would  be  quickly  annexed  by 
the  American  Council  if  we  ever  station  him  in  New  'Sfork. 

E.  Procedure  with  reference  to  members  of  the  Internatimial  Secretariat  and 

the  Secretariats  of  the  National  Councils  visiting  the  Soviet  Union  in  the 
future 
This  question  was  raised  as  a  result  of  Shiman's  long  delay  in  getting  a  visa. 
The  full  details  of  this  are  covered  in  my  letter  to  Field  of  August  20th,  a  copy 
of  which  I  enclose. 

In  general  the  Soviet  I.  P.  R.  will  always  find  it  ea.sier  to  get  visas  for  senior 
staff  members,  who  come  for  longish  visits  rather  than  for  junior  members  who 
contemplate  visits  of  only  a  few  days.  Very  great  regret  was  expressed  by 
Motylov  that  Field  had  not  notified  him,  in  advance,  of  Shiman's  plans. 

F.  The  internal  situation  in  the  Soviet  Union 

The  discussion  of  this  topic  by  Motylov  and  Bremman  was  one  of  the  most 
interesting  and  enlightening  experiences  in  the  whole  cour.se  of  my  visit.  But 
thi.s  better  be  covered  in  a  separate  memorandum  which  I  hope  some  day  to  be 
able  to  prepare. 

G.  Suggestions  from  Soviet  Council  to  the  Secretary-Generpl  regarding  making 

the  loork  of  the  International  Secretariat  more  efficient 

The  praesidium  had  no  suggestions  to  make. 

H.  How  secure  promptly  several  copies  of  the  folloiolng  publications  of  the  In- 
stitute of  World  Politics  and  Economics.     Provisional  titles  only 

(a)  Symposium  on  Fifth  Anniversary  of  Japanese  Invasion  of  Manchuria 

(&)  Guerrilla  Warfare  in  Manchuria 

(c)  Symposium  07i  China 

id)  Position  of  and  Struggle  by  the  Peasantry  for  Improved  Conditions  in 
Japan 

{e)  Financial  situation  in  Japan 

if)  Position  of  the  Working  Class  iti  Japan 

(g)  Dissertation  on  the  Decay  of  American  Imperialism  by  Gourivitch 

(h)  Dissertation  by  Levina  (?)  developing  Lenin's  idea  that  Capitalism  is 
acceptable  to  the  United  States  peasant  because  of  the  absence  of  feudal  factors. 

Motylev  and  Bremman  said  that  some  of  the  foregoing  titles  were  not  phrased 
accurately,  some  are  completed,  and  some  may  never  be  published. 

Notice  of  publication  of  any  of  the.se  studies  will  presumably  appear  in  Tikhii 
Okean.  Miss  Moore  should  be  asked  to  notify  the  Secretary-General  when  any 
of  them  are  forthcoming,  with  a  view  to  deciding  whether  translation  is  desirable. 


3486  INSTITUTE    OF   PACIFIC   RELATIONS 

I.  Other  business  lOS  proposed  by  the  officers  of  the  U.  8.  S.  R.  I.  P.  R. 

There  were  several  general  conversations  with  reference  to  the  attitude  of 
other  Councils  to  the  present  a.csression  in  the  Far  East.  Surprise  was  ex- 
pressed that  the  American  intelligensia  is  so  silent ;  even  the  interesting  discus- 
sions at  the  annual  meeting  of  the  American  Council  revealed  a  lack  of  funda- 
mental information  as  to  the  actual  forces  that  are  operating  in  Japan.  Both 
Reichshauer  and  Warnshuis  took  the  optimistic  and  inaccurate  view  of  trends 
in  Japan  which  were  not  refuted  in  a  clear-cut  way  in  the  ensuing  discussion. 
Similarly  there  is  little  evidence  in  the  discussions  of  the  Royal  Institute  in 
Loudon,  of  a  fundamental  understanding  of  the  Far  Eastern  situation.  Is  it  not 
possible  for  the  American  and  British  Councils  to  make  such  a  clear-cut  analysis 
of  the  forces  at  work  in  the  Far  East  as  will  reveal  to  their  publics  the  nature 
and  danger  of  the  present  aggression?  Should  not  the  Institute  in  all  countries 
be  the  foremost  organization  in  making  highly  fundamental  analyses?  Could 
not  the  American  and  British  Councils  hold  special  meetings  and  express  opin- 
ions on  contemporary  questions  while  they  are  acute? 

A  special  conference  convened  by  the  American  Council,  if  adequately  reported 
and  publicized,  could  give  a  fundamental  analysis  of  the  whole  Far  Eastern  sit- 
uation which  might  be  of  the  greatest  importance  to  public  opinion  throughout 
the  world.  The  imperialistic  fallacy  of  men  like  Orchard  should  be  dealt  with 
in  a  clear-cut  way  by  the  American  Council  of  which  he  is  a  member. 

Reverting  to  the  program  for  the  next  Conference,  the  Soviet  I.  P.  R.  is  not 
deeply  concerned  with  shipping  and  trade  competition  in  the  Pacific  because  of 
the  Soviet's  foreign-trade  policy. 

With  reference  to  the  two  reports  on  Standards  of  Living ;  the  first  part 
should  be  completed  by  the  end  of  December  and  the  second  half  by  the  end  of 
January.  I  think,  however,  that  the  first  report,  namely  that  by  Krivetsky,  is 
more  certain  of  completion  than  that  by  Professor  Kravel.  I  seem  to  remember 
Motylev  saying  that  Kravel's  work  had  been  interrupted  either  by  serious  ill- 
ness or  by  his  transfer  to  another  and  more  urgent  job. 

With  reference  to  the  symposium  on  the  Far  East ;  Krasavtsev  stayed  on  in 
the  Soviet  Far  East  after  Bremman  and  I  left  in  order  to  see  all  of  the  authors 
personally  and  make  arrangements  for  checking  all  of  the  manuscripts. 

Both  Motylev  and  Bremman  were  eager  to  know  of  developments  in  the  I.  P.  R. 
in  all  of  the  member  countries.  They  discussed  many  of  the  ideas  put  forward 
at  Yosemite  by  members  from  the  various  countries.  They  had  enjoyed  the 
visits  after  Yosemite  of  Liu  Yu-wan,  of  Van  Walrec  of  the  Pacific  Institute  in 
Amsterdam.  They  were  much  impressed  by  Lattimore's  statement  that  if  the 
Soviet  I.  P.  R.  would  only  furnish  a  regular  series  of  articles  for  Pacific  Affairs 
it  would  be  much  easier  for  him  to  bring  the  editorial  policy  into  a  real  focus 
than  it  is  at  present. 

Doubtless  this  letter  will  raise  many  questions  on  which  you  will  want  further 
clarification.    Plea.se,  therefore,  write  me  fully  after  you  have  read  it. 
Sincerely  yours, 

Edward  C.  Carter. 

]\Ir.  MoRRi.s.  I  ask  you  now  to  turn  to  page  5  of  the  stencil  copy,  Mr. 
Lattiniore.  Will  you  read  the  paragraph  commencing  at  the  top  of 
the  page  ? 

Mr.  Lattimore.  ISIay  I  look  at  the  document  of  the  whole  to  see  the 
relevance  of  the  particular  paragraph  to  the  whole? 

Mr.  Morris.  Yes,  you  may,  Mr.  Lattimore. 

(The  witness  examined  the  exhibit.) 

Mr.  Lattimork.  I  found  here  the  name  Pyke.    That  must  be  "'R.  P." 

Mr.  Morris.  Mr.  Lattimore,  tlie  questioning,  you  see,  is  about  the 
American-Russian  Institute,  and  you  find  the  reference  to  that  com- 
mences, I  believe,  on  page  5.    The  whole  thing  will  be  in  the  record. 

Mr.  Lattimore.  What  is  the  paragraph  you  wanted  me  to  read? 

Mr.  Morris.  The  top  of  page  5. 

Senator  Ferguson.  Before  he  reads  that,  might  I  inquire? 

The  Chairman.  Yes,  sir. 

Senator  Ferguson.  Have  you  found  the  reports  on  your  visit  to 
Moscow,  that  you  were  going  to  look  up  for  me,  referred  to  in  your 
Ordeal  bv  Slander? 


INSTITUTE    OF   PACIFIC   RELATIONS  3487 

Mr.  Lattimore.  No,  I  haven't  found  it  yet.  I  haven't  had  an  oppor- 
tunity to  go  and  look  for  it.  I  can  tell  you  in  general  what  its  nature 
is. 

Senator  Ferguson.  No,  we  want  to  see  the  report. 

Mr.  Chairman,  even  though  we  recess  Mr.  Lattimore's  testimony, 
might  we  hold  it  open  until  we  get  those  reports,  until  we  see  whether 
they  ought  to  go  into  the  record  ? 

Mr.  Lattimore.  There  was  no  report  solely  on  the  Moscow  meetings. 
It  was  my  report  to  the  committee  of  the  Institute  of  Pacific  Relations 
on  my  work  as  editor  of  Pacific  Affairs,  which  included  a  reference  to 
the  Moscow  visit.    There  was  no  separate  report  on  the  Moscow  visit. 

Senator  Ferguson.  The  report  that  was  referred  to  in  the  record. 

Mr.  Lattimore.  In  the  testimonv,  sure. 

Shall  I  read? 

Mr.  Morris.  Yes,  Mr.  Lattimore. 

Mr.  Lattimore  (reading)  : 

We  had  a  long  session  at  Vox  at  the  invitation  of  the  new  president,  Smirnov. 
Motylev,  Mrs.  Carter,  Miss  Kislova  and  myself  were  present.  Smirnov  wanted 
to  know  how  cooperation  between  Vox  and  the  American-Russian  Institute 
could  be  made  more  effective.  He  wished  to  get  a  very  much  fuller  understanding 
of  the  work  and  program  of  the  ART  and  lioped  that  more  substantial  coopera- 
tion could  be  built  up  in  the  future.    I  read  between  the  lines ■ 

"I"  meaning  Carter. 

Senator  Ferguson.  And  "ARI"  meaning  what  ? 

Mr.  Lattimore.  American-Russian  Institute. 

"I"  and  ''myself"  all  the  way  through  here  is  Carter. 

I  read  between  the  lines  that  Vox  felt  that  the  ARI  gave  letters  of  introduction 
to  Vox  to  any  American  tourist  who  requested  one  and  thus  they  had  no  basis 
for  discrimination  as  to  who  was  entitled  to  a  lot  of  time  and  who  could  best 
be  handled  by  Intourist.  If  Vox  knew  in  advance  of  the  specific  social  opinions 
and  interests  of  important  Americans,  they  could  make  very  much  better  use  of 
their  limited  staff.  Smiruov  wanted  a  long  explanation  as  to  why  the  ARI  still 
retained  a  certain  internationally  known  enemy  of  the  U.  S.  S.  R.  on  its  board 
of  directors. 

Do  you  want  me  to  go  on  ? 

Mr.  Morris.  Yes,  please. 

Mr.  Lattimore.  This  is  still  Carter : 

.Just  before  I  left  Smirnov  luckily  had  a  long  letter  from  Osgood  Field,  thQ 
president  of  the  ARI,  which  I  gather  set  his  mind  at  rest  at  several  points.  The 
ARI  had  recently  sent  a  representative  to  Moscow  who  didn't  seem  to  know 
very  much  either  about  the  ARI  or  about  the  social  views  of  its  members. 

I'used  the  occasion  to  explain  what  I  thought  was  the  membership  basis  of 
the  ARI,  namely,  an  interest  in  the  U.  S.  S.  R.  I  said  that  I  thought  the  member- 
ship was  open  both  to  friends  and  critics  of  the  Soviet  Union.  I  added  that 
perhaps  in  the  long  run  its  greatest  strength  might  lie  in  its  being  a  cross  section 
of  American  opinion. 

The  Chairman.  The  "ARI*'  stands,  again,  please,  for  what? 

Mr.  Lattimore.  American-Russian  Institute. 

Mr.  Morris.  Mr.  Mandel,  will  you  correct  our  record  in  connection 
with  whether  or  not  the  American-Russian  Institute  is  now  listed  as  a 
subversive  organization  by  the  Attorney  General  ? 

Mr.  Mandel.  A  member  of  the  stall  called  the  Justice  Department 
after  this  morning's  session,  in  that  regard,  and  was  told  that  the 
present  status  of  the  American-Russian  Institute  of  New  York,  which 
has  been  cited  as  subversive  by  the  Attorney  General  on  April  24, 1951, 


3488  INSTITUTE    OF   PACIFIC   RELATIONS 

renuiins  the  same.  This  was  told  the  member  of  the  staff  by  Mrs. 
Keene,  of  Mr.  Foley's  office.  .  ^     ,     t^     i      -d 

Mr.  Morris.  Mr.  Lattimore,  did  you  serve  with  the  Pauley  Kepara- 

tions  Mission  in  Japan? 
Mr.  Lati'imore.  Yes,  I  did. 

Mr   Morris.  For  what  period  of  time  did  you  so  serve  i 
Mr    Lattimore.  I  think  from  about  maybe  late  October  or  No- 
vember 1945  to  late  January  or  possibly  the  beginning  of  February 

Mr.  Morris.  During  that  time,  were  you  on  the  State  Department 

^^Mr  Lattimore.  Yes.  My  recollection  is  that  the  staff  were  paid 
through  the  State  Department,  although  they  were  regarded—- 

The  Chairman.  How  the  staff  were  paid  makes  no  difference.  Were 
you  on  the  State  Department  payroll ;  yes  or  no  ? 

Mr.  Latiimore.  I  would  say  yes  and  no,  Senator. 

May  I  explain  ? 

The  Chairman.  Speaking  of  yourself,  not  of  the  staff. 

Mr  Lattimore.  Speaking  of  myself,  my  understanding  was  that 
the  Pauley  Mission  was  a  White  House  mission,  not  a  State  Depart- 
ment mission,  but  for  some  reason  of  Government  arrangements  that 
I  don't  know,  my  pay  checks  came  through  the  State  Department. 

Tlie  Chairman.  The  declaring  of  that  whole  statement  is  your 
answer  that  you  were  on  the  State  Department  payroll.  So  what  is 
the  use  of  wasting  time? 

Mr.  Lattimore.  No,  sir ;  I  should  say— well,  I  won  t  quibble  about 

Mr.  Morris.  Mr.  Lattimore,  were  you  the  third  ranking  member  of 
that  mission . 

Mr  Lattimore.  Oh,  about  third  or  fourth,  I  should  say. 

Senator  Ferguson.  Were  you  going  to  read  this  document? 

Mr.  Morris.  I  am  sorry.  Senator.    Did  you  want  to  go  into  that  i 

Senator  Ferguson.  Yes.    I  wanted  to  ask  a  question. 

Who  was  the  director  who  was  anti-Soviet  on  this  board,  do  you 
know  ? 

Mr.  Lattimore.  I  have  no  idea.  r,   .  i.r 

Senator  Ferguson.  Do  you  know  in  this  that  you  read,  what  they 
mean  by  "social  opinion"  and  "social  views"? 

Mr.  Lattimore.  No,  sir. 

Senator  Ferguson.  You  have  not  any  idea? 

Mr.  Lattimore,  No.    It  would  be  a  matter  of  speculation. 

Senator  Ferguson.  How  would  you  speculate? 

Mr.  Lattimore.  If  you  want  me  to  speculate.  Senator 

Senator  Ferguson.  Yes.  .    , 

Mr  Lattimore.  The  first  recollection  that  would  come  to  my  mind 
is  that  they  wanted  to  know  those  views  because  they  gave  capitalists 
and  anti-Communists  better  treatment  than  they  did  Communists. 
At  least,  so  I  was  told  when  I  was  in  I^Ioscow,  by  Mr.  Demaree  Bess, 
who  was  then  correspondent  to  the  Christian  Science  Monitor,  and  i 
expressed  amazement  that  after  the  hostile  way  they  criticized  my 
writing,  they  had  allowed  me  to  make  a  trip  to  Moscow  to  look  at 
their  Siongolian  research  work.  And  he  said,  "Oh,  that  is  quite 
simple."  He  said,  "If  they  consider  a  person  anti-Soviet  they  always 
treat  him  much  better." 


INSTITUTE    OF    PACIFIC    RELATIONS  3489 

The  Chairman.  I  do  not  think  the  question  calls  for  you  to  quote 
anybody  else. 

Mr.  Lattimore.  That  was,  of  course,  as  of  1936. 

The  Chairman.  Are  there  any  further  questions.  Senator? 

Senator  Ferguson.  You  do  not  think  that  the  words  "social  views" 
meant  Communist  ? 

Mr.  Lattimore.  I  doubt  it.  But  is  pure  speculation  on  my  part. 
I  don't  think  my  speculation  is  very  authoritative. 

Senator  Ferguson.  You  received  this  at  the  time.  It  indicates  that 
it  was  passed  to  you. 

]\Ir.  Laitimore.  It  indicates  it  was  passed  to  me,  yes.  I  don't  recall 
readino;  it,  and  I  presume  I  put  it  on  one  side  as  something  that  didn't 
have  any  particular  concern  to  me. 

The  Chairman.  That  was  by  Mr.  Carter,  was  it  not? 

Senator  Ferguson.  Yes. 

Mr.  Morris.  Mr.  Lattimore,  were  you  listed  as  a  special  consultant 
Avith  the  Pauley  Mission  staff? 

Mr.  Laitimore.  I  believe  that  was  my  rank,  or  title,  or  whatever 
you  call  it,  listino;. 

Mr.  Morris.  Mr.  Lattimore,  when  you  testified  in  executive  session 
before  this  committee,  we  asked  you  if  you  helped  draft  the  Pauley 
reparations  report,  and  you  testified  "quite  largely." 

Mr.  Lattimore.  That  is  right. 

Mr.  Morris.  Is  that  correct? 

Mr.  Lattimore.  That  is  correct. 

Mr.  SouRwiNE.  As  a  matter  of  fact,  Mr.  Morris,  in  his  opening  pre- 
pared statement,  it  is  my  memory  that  Mr.  Lattimore  referred  to  the 
Pauley  report  as  a  report  which  "I  wrote."  Is  that  not  correct,  Mr. 
Lattimore? 

Mr.  Lattimore.  I  am  not  sure  whether  I  wrote  or  drafted,  or  some- 
thing. 

Mr.  SouRwiNE.  It  is  on  page  26,  the  fifth  line  from  the  bottom. 

Mr.  Latitmore.  I  have  it  on  27. 

Mr,  Fortas.  You  must  have  different  pages. 

Mr.  Lattimore.  Is  this  the  reference  you  mean,  Mr.  Sourwine : 

When  I  was  in  Japan  with  the  Pauley  mission  at  the  end  of  1945,  I  did  play 
a  major  part  in  drafting;  a  reparations  report  in  close  conference  with  Mr. 
Pauley. 

Mr.  Sourwine.  No,  I  am  referring  to  this  statement  which  is  at 
the  bottom  of  page  26,  which  is  the  copy  I  have  here,  and  which  is 
one  of  the  copies  you  distributed  on  the  opening  day : 

Mr.  Dooman  claimed  that  the  Pauley  report  which  I  had  written  provided  for 
turning  Japan  into  a  pasture. 

Mr.  Lattimore.  I  think,  Mr.  Sourwine,  that  must  be  a  reference  to 
a  statement  by  IVIr.  Dooman. 

Mr.  Sourwine.  Did  you,  in  fact,  write  the  Pauley  report? 

Mr,  Lattimore.  No,  I  played  a  large  part  in  drafting  it. 

The  Chairman.  All  right,  let  us  go  on, 

Mr.  Morris.  Mr.  Chairman,  by  bringing  together  a  lot  of  loose 
ends  here,  I  believe  we  can  finish  in  about  an  hour  and  a  half  tomorrow. 

Senator  Ferguson.  Why  do  we  not  recess  until  then  ? 

Mr.  Morris.  Mr,  Sourwine  has  a  question  today. 

The  Chairman.  There  was  submitted  to  the  chairman  yesterday  a 
matter  of  the  insertion  into  the  record  of  excerpts  from  the  Con- 


3490  INSTITUTE    OF    PACIFIC   RELATIONS 

gressional  Record.  I  had  Mr.  Sourwine  and  other  members  of  the 
staff  look  up  the  question  of  context. 

Mr.  Sourwine,  wliat  did  you  find  as  regards  those  excerpts? 

Mr.  Sourwine.  Mr.  Chairman,  the  excerpts  were  two  in  number. 
They  are  referred  to  on  page,  or  beginning  on  page  5635  of  the 
record  of  this  committee  of  yesterday.     Mr.  Lattimore  said : 

Mr.  Chairman,  I  have  some  material  here  from  the  Congressional  Record 
pertinent  to  the  general  question  of  discussion  of  the  subject  of  China  in  1945 
that  I  should  like  to  read  into  the  record. 

The  Chairman.  Let  me  see  it  first,  please. 

Senator  Ferguson.  I  have  something  before  he  puts  that  in,  Mr.  Chairman. 

Mr.  Lattimore.  One  is  from  Representative  Walter  Judd  and  the  other  is 
from  Representative  Mike  Mansfield. 

Senator  Ferguson  then  went  forward  with  the  matter  he  had,  after 

which  the  chairman  said : 

The  two  excerpts  here,  assertedly  from  the  Congressional  Record,  I  think 
counsel  will  check  with  the  Congressional  Record  and,  if  they  are  to  go  in, 
they  will  go  in  in  context,  and  I  will  reserve  the  rviling  on  the  matier. 

With  regard  to  these  two  excerpts,  I  have  here  the  original  sheet 
as  furnished  by  Mr.  Lattimore,  and  also  a  longer  excerpt  from  the 
Congressional  Record,  showing  the  point  at  which  each  of  these  ap- 
peared in  context.  If  the  Chair  deems  it  not  improper,  I  would  like  to 
ask  the  witness  a  question  or  so  about  these  and  then  lay  the  whole 
thing  in  the  record,  or  offer  it  for  the  record. 

The  Chairman.  Very  well.  I  do  not  want  to  go  too  far  in  ques- 
tioning the  witness. 

Mr.  Sourwine.  Mr.  Lattimore,  did  you  prepare  these  excerpts? 

Mr.  LAT-riMORE.  May  I  see  the  typing?  I  think  that  would  show 
whether  I  did  or  not. 

(Documents  handed  to  the  witness.) 

Mr.  Lattimore.  No,  I  don't  think  I  did  this  actually  myself. 

Mr.  Sourwine.  You  offered  them  for  the  record.  Do  you  know 
who  did  prepare  them  ? 

Mr,  Lat^itmore.  No,  I  couldn't  tell  you  exactly,  Mr.  Sourwine. 
Several  people  at  the  Hopkins  have  very  kindly  volunteered  to  help 
me  by  looking  up  references,  and  so  on,  and  I  think  this  must  be  from 
one  of  them.    But  1  don't  know  which  one. 

Mr.  Sourwine.  Did  you  take  any  steps  before  you  offered  these  for 
the  record  to  satisfy  yourself  that  they  were  not  out  of  context? 

Mr.  Lattimore.  I  made  no  check.  I  accepted  them  as  excerpts  from 
the  Congressional  Record. 

The  Chairman.  I  think  the  Chair  will  hold  its  ruling  further  in 
the  matter  at  this  time. 

Senator  Ferguson.  Until  the  witness  at  least  can  vouch  for  these? 

The  Chairman.  Yes.  We  will  stand  in  recess  until  10 :  30  to- 
morrow morning. 

(Whereupon,  at  3:  37  p.  m.,  the  hearing  was  recessed,  to  reconvene 
at  10  :  30  a.  in.,  Friday,  March  7,  1952.) 


INSTITUTE  OF  PACIFIC  RELATIONS 


FRIDAY,   MARCH   7,    1952 

United  States  Senate, 

Si:bcommi  ri'EE  To  Investigate  the  Adminisi^ration 
OF  the  Internal  Security  Act  and  Other  Internal 
Security  Laws,  or  the  Committee  on  the  Judiciary, 

W ashing on^  D.  C. 

The  subcommittee  met  at  10 :  oa  a.  m.,  pursuant  to  recess,  in  room 
424,  Senate  Office  Building,  Hon.  Pat  McCarran  (chairman)  pre- 
siding. 

Present :  Senator  McCarran, 

Also  Present:  J.  G.  Sourwine,  committee  counsel;  Robert  Morris, 
subcommittee  counsel,  and  Benjamin  Mandel,  research  director. 

The  Chairman.  The  committee  will  come  to  order. 

Of  the  Senators  belonging  to  the  Internal  Security  Subcommittee 
of  the  Committee  on  the  Judiciary,  Senator  Smith  has  been  called 
hastily  to  his  home  in  North  Carolina  on  official  matters.  Senator 
O'Conor  is  away  on  official  matters,  and  Senator  Eastland  has  been 
called  away. 

The  belief  of  the  committee  is  that  as  many  as  can  listen  to  this 
testimony  should  listen  to  it.  For  that  reason,  it  is  the  conclusion 
of  the  committee  that  this  matter  goes  over  and  is  recessed  now  until 
10 :  30  Monday  morning. 

(Whereupon,  at  10:37  a.  m.,  the  hearing  was  recessed,  to  recon- 
vene at  10 :  30  a.  m.,  Monday,  March  10, 1952.) 

3491 


INSTITUTE  OF  PACIFIC  RELATIONS 


MONDAY,   MARCH   10,    1952 

Unite!)  States  Senate, 
Subcommittee  to  Investigate  the  Administration 
OF  THE  Internal  Security  Act  and  Other  Internal. 

Securitt  Laws,  of  the  Committee  on  the  Judiciary, 

Washington^  D.  C. 
The  subcommittee  met  at  10:30  a.  m.,  pursuant  to  recess,  in  room 
424,  Senate  Office  Building,  Hon.  Pat  McCarran  (chairman)  presid- 
ing. 

Present :  Senators  McCarran,  Smith,  O'Conor,  Ferguson,  Watkins. 
Also  present:  Senator  McCarthy  and  Senator  Mundt. 
Present  also:  J.  G.  Sourwine,  committee  counsel;  Robert  Morris, 
subcommittee  counsel,  and  Benjamin  Mandel,  research  director. 
The  Chairman.  The  committee  will  come  to  order. 
Mr.  Morris,  you  may  proceed. 

Senator  Ferguson.  'Mr.  Chairman,  I  have  a  question  I  would  like  to 
ask. 

The  Chairman.  Very  well. 

TESTIMONY  OF  OWEN  LATTIMORE,  ACCOMPANIED  BY  ABE  FORTAS, 

COUNSEL— Resumed 

Senator  Ferguson.  Mr.  Lattimore,  did  you  put  into  the  record  in 
the  Tydings  committee  the  memorandum  that  you  left  at  the  White 
House  on  July  3,  1945  ? 

Mr.  Lattimore.  No,  sir. 

Senator  Ferguson.  Did  you  put  into  the  record  the  letter  that  you 
wrote  to  the  President  as  of  that  time? 

Mr.  Lattimore.  No,  sir. 

Senator  Ferguson.  That  is,  June  10, 1945. 

Did  you  at  all  discuss  the  visit  to  the  White  House,  before  the  Tyd- 
ings committee  ? 

Mr.  Lattimore.  I  believe  I  was  asked  whether  I  had  made  such  a 
visit,  and  I  replied  that  I  had. 

Senator  Ferguson.  But  you  did  not  give  the  letter  or  the  memo- 
randum ? 

]Mr.  Lattimore.  No,  sir ;  I  was  not  asked  for  them. 

Senator  Ferguson.  You  were  not  questioned,  then,  about  those  let- 
ters at  all,  were  you? 

Mr.  Lattimore.  No. 

Senator  Ferguson.  Do  you  think  you  did  state  that  you  had  been 
to  the  White  House  in  1945  ? 

Mr.  Lattimore.  I  believe  that  was  stated  in  the  record;  yes. 

3493 


3494  INSTITUTE   OF   PACIFIC   RELATIONS 

Senator  Ferguson.  But  iiotlniio;  more  than  just  you  had  visited 
there  ? 

Mr.  Latttmore.  That  is  riglit. 

Senator  Ferguson,  Mr.  Lattimore,  did  you  consider  the  Soviet 
Government  a  normal  government,  or  did  you  consider  it  an  inter- 
national conspiracy? 

Mr.  Lattimore.  When? 

Senator  Ferguson.  I  will  ask  you  tlie  question  when  if  you  will 
tell  me  whether  you  ever  did. 

In  your  opinion,  what  was  it?  A  normal  government,  or  was  it 
an  international  conspiracy? 

Mr.  Lattimore.  In  my  opinion,  the  Government  of  Russia  was  the 
revolutionary  of  Russia  and  different  from  any  other  government. 

Senator  Ferguson.  So  you  did  recognize,  in  the  early  thirties,  that 
the  Soviet  Government  was  different  tlian  the  normal  government  of 
nations  ? 

Mr.  Latiimore.  Well,  it  was  the  only  government  of  its  kind. 

Senator  Ferguson.  When  did  3'ou  come  to  the  conclusion,  if  you 
ever  did,  that  it  is  a  conspiracy  and  has  in  mind  installing  its  form 
of  government  world  wide? 

Mr.  Lattimore.  Senator,  I  believe  that  involves  questions  of  re- 
lations between  the  Russian  Government,  the  Comintern,  and  the  Com- 
munist Parties  of  various  countries  on  which  I  am  not  versed. 

The  Chairman.  The  question  is,  "V^^ien  did  you  come  to  the  con- 
clusion ? 

Senator  Ferguson.  Yes.  You  said  it  was  different  than  other 
governments ;  it  was  the  only  government  of  its  kind. 

The  Chairman.  When  did  you  come  to  that  conclusion?  That  is 
the  question. 

Mr.  Lattimore.  The  answer  is  that  I  have  not  come  to  that  con- 
clusion. 
/May  I  explain  ? 

Senator  Ferguson.  Yes,  sir. 

IVIr.  Lattimore.  I  have  not  come  to  that  conclusion  because  I  don't 
know  how  the  structure  of  international  relations  is  set  up  as  between 
the  Russian  Government  and  the  various  Communist  Parties. 

Senator  Ferguson.  Mr.  Lattimore,  did  you  ever  study  the  Russian 
language? 

Mr.  Lattimore.  Yes ;  I  have  studied  the  Russian  language. 

Senator  Ferguson.  Do  you  speak  it  ? 

Mr.  Lattimore.  No  ;  I  don't  speak  it.     I  read  it  quite  freely. 

Senator  Ferguson.  Did  you  show  tlie  exhibits  that  we  have  now 
on  the  record,  of  your  visit  to  the  White  House,  that  is,  the  memo- 
randum and  the  letter,  to  any  member  of  the  Ty dings  committee  ? 

Mr.  Lattimore.  No. 

Mr.  Ferguson.  Or  the  staff  ? 

Mr.  Lattimore.  No. 

Senator  Ferguson.  How  do  you  account,  Mr.  Lattimore,  for  not 
making  that  part  of  the  record?  Did  you  not  think  that  was  mate- 
rial on  the  question  as  to  whether  or  not  you  ever  had  anything  to  do 
with  the  foreign  Policy  of  the  Far  East,  as  far  as  the  President  or 
the  State  Department  was  concerned  ? 

Mr.  Lattimore.  I  did  not  think  it  was  material.  The  question  of 
whether  the  committee  wanted  to  see  it  was  up  to  them. 


INSTITUTE    OF    PACIFIC   RELATIONS  3495 

Senator  Ferguson.  How  would  tliey  know  that  it  existed?  You 
did  not  disclose  it  to  any  of  them. 

JNIr.  Lattimore.  They  knew  that  I  had  visited  the  White  House. 

Senator  Ferguson.  That  is  your  only  explanation,  is  it,  for  not 
disclosing  at  that  time  your  memorandum,  your  stand  on  the  Far 
East,  and  your  letter  ? 

]\Ir.  Lattimore.  No.  I  would  add  to  that,  that  as  a  citizen  I  would 
not  take  the  initiative  in  revealing  the  details  of  a  citizen  asking  to  see 
the  President  of  his  country. 

Senator  Ferguson.  You  disclosed  at  least  the  letter  to  this  com- 
mittee in  your  voluntary  statement ;  did  you  not  ? 

]Mr.  Lattimore.  No;  I  don't  think  so.     I  disclosed  the  fact  that • 

Senator  Ferguson.  Have  you  a  copy  of  your  statement?  "Will  you 
read  it  ? 

The  Chairman.  The  answer,  as  I  understand  it,  then,  is  no. 

Senator  Ferguson.  Yes.  Now  I  am  asking  him  to  look  on  the  bot- 
tom of  page  24. 

Mr.  FoRTAS.  It  is  No.  6. 

Mr.  Lattimore.  Thirty-three  I  have  here,  No.  6 : 

In  194.5,  on  my  own  initiative,  I  wrote  to  President  Truman  expressing  my 
views  on  China  policy.  Tlie  President,  in  response,  aslied  me  to  come  to  see 
liim,  and  I  did. 

Senator  Ferguson.  So  you  disclosed  it  to  the  President  and  to  the 
public  prior  to  coming  into  this  hearing.  What  was  the  difference 
betAveen  this  hearing  and  the  Tydings  committee  hearing  so  that  you 
did  not  want  to  disclose  the  fact  that  you  had  written  to  the  President  ? 

Mr.  Lattimore.  I  did  not  sa}'  that  1  did  not  want  to  disclose  the 
fact  that  I  had  written  to  the  President,  I  said  here  that — I  told  the 
Tydings  committee  that  I  had  seen  the  President,  and  in  this  state- 
ment I  said  that  I  had  written  to  the  President  and  asked  if  I  could  see 
him.    I  see  no  discrepancy. 

Mr.  Fortas.  No;  that  is  not  right. 

Senator  Ferguson.  Your  counsel  corrects  3'Ou. 

Mr.  Lattimore.  I  wrote  to  President  Truman  expressing  my  views 
on  China  policy. 

Senator  Ferguson.  Yes.  You  did  not  say  that  you  just  wrote  a 
letter.  You  say  in  this  statement  that  you  had  written  a  letter  ex- 
pressing your  views  on  China  policy.  You  knew  that  the  Tydings 
committee  was  investigating  a  question,  and  one  of  the  questions  w^as 
whether  or  not  you  had  been  an  influence  on  our  foreign  policy,  or 
what  you  had  to  do  with  it. 

Why  did  you  not  disclose  what  you  did  in  this  memorandum  to  us  ? 
Why  did  you  not  disclose  it  to  the  Tydings  committee  so  that  they 
could  have  gone  into  it? 

You  cite  the  case,  do  you  not,  that  the  Tydings  committee  has  found 
you  absolutely  innocent  of  everything?  Why  did  you  not  disclose 
that  fact  to  them  ? 

Mr.  Lattimore.  1  told  the  Tydings  committee  that  I  saw  the 
President. 

Senator  Ferguson.  Why  did  you  not  tell  them  that  you  had  written 
a  memorandum  of  your  views  on  the  Far  East  or  on  China  ? 

Mr.  Lattimore.  I  told  the  Tydings  committee  that  I  had  seen  the 
President.  If  they  wanted  to  know  more  about  it,  I  was  perfectly 
prepared  to  answer. 


3496  INSTITUTE    OF   PACIFIC   RELATIONS 

Senator  Ferguson.  Did  you  tell  them  that  ? 

Mr,  Lattimore.  I  don't  remember  the  transcript  of  the  Tydings 
committee  at  that  point.  I  certainly  didn't  refuse  to  answer  any 
questions. 

Senator  Ferguson.  You  are  aware  of  the  fact  that  you  were  sworn 
at  that  time  to  give  them  all  the  facts,  were  you  not  ?  The  truth,  the 
whole  truth,  and  nothing  but  the  truth? 

Did  you  not  think  that,  as  part  of  your  visit,  if  you  left  a  memoran- 
dum, that  that  was  material  to  the  issue  as  well  as  giving  your  views 
in  a  letter  which  you  expressed  here  ?  You  did  not  even  disclose  to  this 
committee  that  you  had  left  a  memorandum  with  the  President,  in 
your  voluntary  statement. 

Mr.  Lattimore.  Senator,  I  understand  that  when  I  am  sworn  to 
tell  the  truth,  the  whole  truth,  and  nothing  but  the  truth,  that  is  an 
undertaking  to  tell  the  truth,  the  whole  truth,  and  nothing  but  the 
truth  in  response  to  questions. 

Senator  Ferguson.  You  came  in  and  were  sworn,  and  you  read 
this  statement  to  this  committee.     Will  you  let  me  see  it,  please? 

You  read  this  statement.  No.  6,  at  the  bottom  of  page  33 : 

In  1945,  on  my  own  initiative,  I  wrote  to  President  Truman  expressing  my 
views  on  China  policy.  The  President,  in  response,  aslied  me  to  come  to  see 
him,  and  I  did.     Our  conference  lasted  about  3  minutes. 

Now,  Mr.  Lattimore,  you  produce  here  a  letter  giving  your  views 
on  the  matter.  You  swore,  when  you  read  this,  that  it  was  the 
truth,  the  whole  truth,  and  nothing  but  the  truth. 

Now  I  ask  you,  why  did  you  not  then,  instead  of  leaving  the  idea 
that  you  had  left  nothing  with  the  President,  but  talked  with  him  for 
just  3  minutes,  why  did  you  not  produce,  as  part  of  this  memor- 
andum  

Mr.  Lattimore.  Senator,  may  I  see  the  relevant  part  of  the  Tydings 
transcript  ? 

The  Chairman.  Just  a  minute.  Let  the  Senator  conclude  his 
question. 

Senator  Ferguson.  Why  did  you  not  then  give  to  the  committee 
the  fact  that  you  had  written  the  memorandum  and  left  it  with 
the  President?     How  can  you  say  that  that  is  an  accurate  statement? 

Mr.  Lattimore.  Senator,  may  I  see  the  relevant  part  of  the  Tydings 
transcript  ? 

Senator  Ferguson.  Yes.  But  I  am  still  asking  you  the  question 
not  on  the  Tydings  transcript  at  all,  but  wdiat  you  told  this  com- 
mittee. You  did  not  mention  in  this  statement  to  the  committee 
when  you  were  telling  them  that  was  the  truth,  the  whole  truth, 
and  nothing  but  the  truth,  that  you  had  left  the  memorandum ;  you 
said  merely  that  you  had  written  a  letter  to  him.  How  do  you  ac- 
count for  that  ? 

Mr.  Lattimore.  Senator,  I  have  already  said  that  I,  as  a  citizen, 
do  not  believe  in  taking  the  initiative  in  revealing  what  a  citizen 
talks  about  to  his  President  when  he  sees  him. 

If  the  committee  wants  to  ask  for  it— and  this  committee  did — 
it  is  not  in  my  power  to  refuse.  But  the  responsibility  lies  with  the 
committee.     I  see  no  obligation  to  volunteer  anything  of  that  kind. 

Senator  Ferguson.  What  was  the  difference  between  your  state- 


INSTITUTE    OF    PACIFIC    RELATIONS  3497 

ment  on  your  views  of  the  China  policy  in  your  letter  than  those  in 
the  memorandum  that  yon  left  with  the  President?  What  is  the 
difference  ? 

Mr.  Lattimore.  I  am  sorry.     I  don't  understand  the  question. 

Senator  Ferguson.  You  said  that  you  did  not  want  to  disclose  what 
you  said  to  the  President. 

Mr.  Lattimore.  That  is  right. 

Senator  Ferguson.  And  do  you  think  that  that  is  the  reason  for 
stating  it  this  way,  that  you  only  wrote  a  letter  and  saw-  him  for  3 
minutes  and  did  not  tell  us  that  you  left  the  memorandum? 

Mr.  Lattimore.  No,  sir.    I  see  nothing  wrong  in  that  whatever. 

Senator  Ferguson.  I  did  not  ask  you  whether  you  saw  anything 
wrong.    Is  that  a  statement  of  the  whole  truth? 

Mr.  Lattimore.  Senator,  I  repeat  that  the  question  of  the  truth  is 
a  question  of  what  the  committee  asks  me. 

The  Chairman.  You  were  asked.  Is  that  a  statement  of  the  whole 
truth  ?    Do  you  want  to  answer  that  ? 

Senator  Ferguson.  What  you  said  to  the  committee  in  your  mem- 
orandum. 

Mr.  Lattimore.  Senator,  it  is  impossible,  in  one  memorandum,  to 
state  the  whole  truth  of  the  whole  range  of  things  that  the  committee 
may  be  interested  in,  or  of  what  has  already  been  in  the  transcript. 

I  provided  here  a  basis  on  which  the  committee  could  question  me, 
and  on  which  it  has  questioned  me. 

Senator  Ferguson.  And  is  that  your  explanation  ? 

Mr,  Lattimore.  That  is  my  explanation. 

Senator  Ferguson.  I  would  like  to  have  the  witness  see  the  record 
now  in  the  Tydings  committee,  if  he  wants  to. 

The  Chairman.  Is  the  Tydings  committee  record  available? 
record  l\lfi5^ifyi  on  which  the  witness  asked  for  the  Tydings  committee 
ever,  but  if  he  wants  to'see'tlie  ^i'ya'S'i^^iG^s^.^P^^^it^^ee  record  what- 

Senator  Ferguson.  Yes.   He  had  nsked  to  see  ir      '^""'"'^ 

Mr.  Fortas.  Senator  you  don^t  have  the  reference  to  this  portion 
ot  the  Tydings  record,  do  you  ?  ^ 

Senator  Ferguson.  No. 

Mr.  Fortas.  This  will  take  some  time. 

TwYJ'o^P^^®^^^-  Then  we  can  get  it  later. 
1  hat  is  all  X  L,^e  ^^  ^j^^    ^^^^^^^  ^.^^ 

over  ihe  w^k  en d  dfscl™^  understand  a  review  of  the  record 

'^Kl  Max  Eastina  for  thl  Readei's'l^-!;'^fl  ''^''''t\^y  ^-  ?•  P<^-ell 
the  record.  May  it  be  done  at  this  tim 3"'  ^"'^  "''  ^'"^  ''''''''^  "^^« 
not  s^rve'^nr"'^-  ^'"  ^'''  '^''''  ^''''  ^^^^^^^^^d?    My  memory  does 

helou&il^:  ";!i"rr''  '''''^^r^  '"f -^J^  '^'^  ^^^t  -^^k  that 
Mr,  Thomas  Lai  on  to  sin  "^^™°f  "^^"^"  ^^j^h  Mr.  Carter  wante<l 
the  article  in  Ser's  Dfo;stT^^V"'"n''"t^S'  addressed  itself  to 

-liie  i^iiAffiMAN.  It  may  be  inserted  in  the  record 

88348— 52— pt.  10 15 


3498  INSTITUTE    OF    PACIFIC    RELATIONS 

(The  document  referred  to  was  marked  "Exhibit  No.  549"  and  is  as 
folloAYS :) 

Exhibit  No.  549 

[Source:   Reader's  Digest,  June  1945,  article  entitled  "The  Fate  of  the  World  Is  at  Stake 
in  China,"  by  Max  Eastman  and  J.  B.  Powell  (pp.  13-22,  inclusive)  ] 

The  Fate  of  the  World  Is  At  St.a.ke  in  China 

Periodicals  in  Allied  countries  do  not  hesitate  to  publish  blunt  opinions 
^Yhen  their  national  interest  is  at  stake.  Criticism  of  American  policy 
and  of  individual  Americans  by  official  Russian  journals,  for  instance, 
has  been  extreme.  We  can  hardly  expect  to  keep  the  respect  of  the  otlier 
United  Nations  if  our  press — supposed  to  be  the  freest  in  the  world — 
does  not  speak  up  just  as  boldly.  Especially  in  relation  to  our  friendly 
neighbor  China,  a  plain-spoken  report  of  the  facts  and  a  frank  discussion 
of  American  policy  are  imperative. — The  Authors. 

China  is  a  giant  among  nations.  Larger  than  all  Europe,  its  population  is  one- 
fourth  of  the  human  race.  And  this  giant  is  waking  up.  Following  the  example 
of  Japan  and  Russia,  it  is  entering  the  industrial  age. 

Therefore,  the  question  wliether  China  goes  democratic  or  totalitarian  is  tlie 
biggest  political  question  of  today.  In  war  or  peace  the  weight  of  this  giant 
of  manpower  may  well  be  decisive  in  settling  the  fate  of  the  world. 

China  at  present  is  split  into  three  parts.  IManchuria  and  the  eastern  half, 
including  most  of  the  seaboard,  are  occupied  by  Japan.  A  northwestern  region 
not  fai^from  the  Soviet  border  is  held  by  the  Chinese  Communist  Party.  The 
rest  of  China  is  still  under  the  Chiang  Kai-shek  government,  which  commands 
the  loyalty  of  an  immense  majority  of  Chinese  everywhere. 

Chiang  Kai-shek  is  the  successor  of  Sun  Yat-sen.' father  of  the  Chinese  revolu- 
tion and  founder  of  the  Kuomintang  (People's  Party),  which  is  dedicated  to 
these  three  aims :  National  independence,  political  democracy,  and  the  people's 
welfare.  From  1927  to  1937  Chiang  defeated  the  war  lords;  crushed  the  at- 
tempt of  the  Communists,  Moscow-led,  to  seize  power;  and  united  under  the 
Kuomintang  practically  all  China  except  the  smali  northwest  region  into  which 
his  armies  drove  the  Communists.  Through  popular  and  powerful  enough  to 
make  himself  permanent  dictator,  Chiang  set  a  date,  November  12,  1937,  for  a 
constitutional  convention.  Japan  attacked  in  July  of  that  year,  and  the  con- 
vention had  to  be  postponed.  With  victory  now  in  sight,  he  ho^  --'-  " 
again— November  12, 1945--Sun  Yat:f.eTi'.^J];"-<fii'^  Communists  formed  a  united 
fronfwoVf  uTe  lluomintang  and'  promised  to  fight  under  Chiang  Kai-shek.  But 
they  cooled  off  after  the  Stalin-Hitler  pact  and  finally  renounced  their  promise. 
Explaining  that  theye  were  "revolutionaries,  not  reformers,"  they  declared  them- 
selves and'^their  Red  Army  independent.  They  now  have  their  own  government, 
coin  their  own  monev,  run  their  own  party-controlled  newspapers  and  suppress 
all  others.  Thev  recently  declared  a  boycott  against  Chiang's  effort  to  pro''-^-^_ 
a  democratic  republic,  denouncing  his  constitutional  convention,  6  ^^'"^ 
fore  its  delegates  are  elected,  as  a  slaves' congress  ^j^i. 

J.  B.  Powell,  born   not  far  from  minmbal    Mo.,   gj^--':^^^^ 
versity  of  Missouri  and  taught  4  years  m  tl|e^^\o^\;.;.^^'';,;rL  editor  of  the 
in  China  throughout  the  penod  between  tjp  ^X   he  woricr  He  was  at  the 
China  Weekly  Review,  a  liberal  louriial  kno|^  n  ^";'T^.\ „\f  ,^^,/    n^er  papers  and 
same  time  correspondent  for  the  Ma^-J'e'^tei    Guaidian  an(i     uiei   i    i 
edit^ed  for  several  months  the  d«Uy  China  Press  in  Shanghai.      (He  says  he 


-U^^Sr^;^?take.f  ^Iciier  by  ^e  ^r'^at^^S^'J'^  t^^^eS 
of  the  inhuman  treatment  he  received,  ^^'V^^^S^^n  ember  194''     Mr  - 

i;-S;^^t:;sSsl'a^i^^wi;i^"-^ 

thP  titlo  "Mv  2,")  Years  in  China."  ,,      .,  ,....„: —   , 


Powell 
cMillan  under 


the  development  of  the  Soviet  regime  and  the  Comintern. 

Suc7i  is  the  present  state  of  China's  hope  for  democracy   Japan    we  aie  jw 
sure   will  be  driven  out;  but  whether  ^lanchuna  and  north  China,  which   oiQ 


INSTITUTE    OF    PACIFIC    RELATIONS  3499 

the  principal  makinixs  of  srreat  industry,  will  fall  to  the  Communists  and  thus 
ultimati^ly  s\Yin,a:  the  whole  gigantic  nation  down  the  totalitarian  road  is  un- 
determined. We  Americans  cannot  evade  our  responsibility  in  this,  for  the  ques- 
tion which  social  system  prevails  in  China  is  identical  with  the  question  whose 
leadership  prevails — that  of  democratic  America  or  of  totalitarian  Russia. 

American  modes  of  influence  are  cultural  persuasion ;  the  example  of  pros- 
perity ;  skilled  technical  assistance ;  capital  investment ;  and,  above  all,  military 
and  economic  supplies.  Russia's  weapons  are  conspiratorial  organization  and 
party-controlled  propaganda,  leading  to  seizure  of  power  and  a  liquidaticm  of  all 
democrats  and,  if  necessity  arises,  military  invasion  in  the  name  of  liberation. 
Russia  cannot  furnish  capital,  an  example  of  prosperity,  technical  assistance, 
or  supplies  on  a  scale  comparable  to  ours.  This  gives  us  the  trump  cards  if  we 
play   our   hand   with   clear   understanding  of   the  forces   involved. 

The  Communists  know  this  and  are  doing  their  best  to  cloud  our  understand- 
ing of  these  forces.  A  flood  of  books,  articles,  reviews,  news  dispatches,  lectures, 
and  radio  broadcasts  is  pouring  across  our  country,  dedicated  to  the  sole  purpose 
of  confusing  American  public  opinion  about  the  situation  in  China.  There  are 
four  main  points  in  this  deception  now  being  practiced  upon  us,  all  equally  false 
and  all  aimed  at  persuading  us  to  abandon  another  450  million  people  to  the 
totalitarian  infection  spreading  from  Russia. 

DECEPTION     1.    THAT    RUSSIA    IS    A    "DEMOCRACY"    AND    THAT    CHINA    CAN    THEREFORE 
SAFELY  BE  LEFT  TO  RUSSIAN    "INFLUENCE" 

Owen  Lattimore  is  perhaps  the  most  subtle  evangelist  of  this  erroneous  con- 
ception. Mr.  Lattimore  appraised  the  net  result  of  the  Moscow  trials  and  the 
blood  purge  by  which  Stalin  secured  his  dictatorship  in  193G-39  as  "a  triumph 
for  democracy."  He  now  urges  our  Government,  in  a  Ijook  called  Solution  in  Asia, 
to  accept  cheerfully  the  spread  of  '"the  Soviet  form  of  democracy"  in  central  Asia. 
His  publishers  thus  indicate  the  drift  of  his  book  on  its  jacket : 

He  [Mr.  Lattimore]  shows  that  all  the  Asiatic  peoples  are  more  interested 
in  actual  democratic  practices,  such  as  the  ones  they  can  see  in  action  across 
the  Russian  border,  than  they  are  in  the  fine  theories  of  Anglo-Saxon  de- 
mocracies which  come  coupled  with  ruthless  imperialism. 
This  deception  was  set  going  in  Moscow  in  1936,  when  a  new  constitution  was 
filled  with  .iazzed-up  phrases  from  our  Bill  of  Rights  so  that  it  could  be  adver- 
tised as  more  democratic  than  ours.    Instead  of  establishing  popular  government, 
however,  it  legitimized  the  dictatorship  of  the  Russian  Communist  Party  (art. 
126).     Stalin  himself,  addressing  the  congress  which  ratified  the  draft  of  the 
constitution,  frankly  stated  this  fact : 

"I  must  admit  that  the  draft  of  the  new  constitution  actually  leaves  in 
force  the  regime  of  the  dictatorship  of. the  working  class  and  preserves 
unchanged  the  present  leading  position  of  the  Communist  Party.     In  the 
Soviet  Union  only  one  party  can  exist,  the  party  of  Communists   (Pravda, 
November  26,  1936)." 
In  the  "elections"  held  under  this  constitution  in  1937  and  193S,  only  one  can- 
didate's name  appeared  on  each  ballot.     He  had  been  endorsed  by  the  party, 
and  the  "voting"  consisted  of  assenting  to  the  party's  choice.     The  ceremony 
has  not  been  repeated,  and  would  make  no  difl'erence  if  it  had.    The  constitution 
is  merely  a  facade  for  dictatorship,  and  anyone  who  protests  the  fact  is  shot  or 
sent  to  a  concentration  camp.     In  Siberia  whole  regions  are  given  up  to  these 
concentration  camps  where  from  15  to  20  millions  *  of  Russian  citizens  are  dying 
a  slow  death  at  hard  lal)or.     That  is  the  kind  of  "democratic  practices"  the 
Chinese  would  see  "across  the  Russian  border"  if  they  could  look.     But  looking 
is  not  permitted  by  totalitarian  states. 

First  of  all,  then  if  our  policy  in  China  is  to  be  wise,  we  must  hold  in  steady 
view  the  fact,  frankly  admitted  by  Stalin  and  once  vigorously  stated  by 
President  Roosevelt  as  follows :  "The  Soviet  Union  is  a  dictatorship  as  absolute 
as  any  other  dictatorship  in  the  world." 

If  this  dictatorship  spreads  its  tentacles  across  China,  the  cause  of  democracy 
in  Asia  is  lost.     As  is  well  known,  these  tentacles  need  not  include  invading 


♦Alexander  Barmine,  former  brigadier  general  in  the  Red  arm.v,  estimates  that  the 
number  is  about  12,000,000.  Boris  Sonvarine,  French  historian  of  bolshevisni.  estimates 
15,000,000.  Victor  Kravchenko.  recently  resljrned  from  the  Soviet  Purchasing  Commission 
in  Washington,  who  has  visited  man.v  camps  and  had  official  relations  with  their  manage- 
ments, says  these  estimate.s  are  low  and  puts  the  figure  at  20,000,000. 


3500  INSTITUTE    OF    PACIFIC    RELATIONS 

Sovi<4  troops,  but  only  the  native  Communist  parties  now  giving  allegiance  to 
the  Soviet  Union  and  taking  their  directives  from  Moscow.  When  these  Com- 
munist parties  get  control  of  a  neighboring  state,  the  Moscow  dictatorship  and 
its  fellow  travelers  call  that  a  friendly  government.  It  is  by  means  of  these 
Communist-controlled  "friendly  governments" — not  by  overt  military  conquest — 
that  Russian  power  and  totalitarian  tyranny  is  spreading  frem  the  Soviet  Union, 
in  Asia  as  in  Europe. 

Hence,  for  those  who  cannot  swallow  deception  No.  1,  there  is  another.  We 
shall  quote  from  a  recent  book,  Report  from  Red  China,  by  Harrison  Forman : 

DECEPTION  NO.  2.  "THE  CHINESE  COMMUNISTS  AIIE  NOT  COMMUNISTS NOT  ACCORD- 
ING TO  THE  RUSSIAN  DEFINITION  OF  THE  TERM.  I  SAW  NOT  THE  SLIGHTEST  TANGIBLE 
CONNECTION   WITH  RUSSIA." 

Forman  is  backed  up  by  Edgar  Snow,  the  best-known  popularizer  of  the  pro- 
Communist  view,  with  the  remark  that  the  Chinese  Communists  and  their  leader 
Mao  Tse-tung,  "happen  to  have  renounced,  years  ago  now,  any  intention  of  estab- 
lishing communism  in  China  in  the  near  future." 

To  unmask  this  deception,  you  need  only  go  to  the  Daily  Worker's  book  shop 
on  Thirteenth  Street,  New  York  City,  pay  25  cents  for  Mao  Tse-tung's  book, 
China's  New  Democracy  (1941),  published  with  an  introduction  by  Earl  Browder 
(1945),  and  read  the  book.  You  will  find  that  the  "Lenin  of  China"  is  a  devout, 
orthodox,  and  obedient  disciple  of  Marxism-Leninism-Stalinism  and  gives  un- 
qualified allegiance  both  to  Soviet  Russia  and  the  Communist  world  revolution. 

Here  are  a  few  quotations  from  Mao's  book  : 

"The  world  now  depends  of  communism  for  its  salvation,  and  so  does 
China." 

"We  cannot  separate  ourselves  from  the  assistance  of  the  Soviet  Union 
or  from  the  victory  of  the  anticapitalist  struggles  of  the  proletariat  of  Japan, 
Great  Britain,  the  United  States,  France,  and  Germany." 

"No  matter  whom  you  follow,  so  long  as  you  are  anti-Communist  you  are 
traitors." 

Mao  explains  learnedly  that  communism  in  China  has  two  stages :  First,  the 
present  stage  of  "New  Democracy,"  which  is  but  a  preparation  for  the  second 
stage :  i.  e.,  "proletarian  revolution"  and  the  establishment  of  collectivism  on 
the  Soviet  model.  Mao  excoriates  those  who  do  not  understand  this,  and  insists 
that  "the  second  stage  must  follow  the  first  closely,  not  permitting  a  capitalist 
dictatorship  to  be  inserted  between  them."  ("Capitalist  dictatorship"  is  Mao's 
term  for  democracy  as  we  understand  it.) 

How  different  this  is  from  Edgar  Snow's  dulcet  assurance  that  the  Chinese 
Communists  "happen  to  have  renounced,  years  ago  now,  any  intention  of  estab- 
lishing Communism  in  China  in  the  near  future." 

Mr.  Snow  also  says,  "Long  before  it  became  defunct,  the  Comintern  ceased  to 
have  much  direct  contact  with  the  Chinese  Communist  Party."  The  fact  is  that 
JNIao  Tse-Tung  was  one  of  three  Chinese  members  of  the  Executive  Committee 
of  the  Comintern  from  1935  to  its  dissolution  in  1943.  At  the  last  congress  of 
the  Russian  Communist  Party  the  growth  of  the  Chinese  Party  was  enthusias- 
tically reported  and  the  Party  congratulated  on  becoming  "tempered  in  the  fires 
of  civil  war  and  national  war,"  and  on  "building  a  Soviet  regime."  Mao  sent 
the  congress  a  "flaming  Bolshevik  greeting"  lauding  the  Russian  Soviet  system 
and  concluding  with  "Long  live  Comrade  Stalin  !" 

The  Chinese  Communist  Party  is  the  darling  of  Moscow  and  of  Communists  all 
over  the  world.  Its  national  congress  has  actually  met  in  Moscow.  All  its 
maneuvers,  even  the  most  "reformist,"  have  been  executed  under  orders  from 
the  Kremlin.  A  glance  in  the  Moscow  Party  press  is  enough  to  prove  that  there 
has  been  no  let-up  of  this  intense  concern  with  the  Chinese  Communist  Party. 
Obviously,  the  success  of  the  Chinese  Communists  in  building  a  Red  Army  and 
establishing  an  independent  nation  just  over  their  border — a  nation  whose 
leader  declares,  "We  cannot  be  separated  from  the  Soviet  Union" — would  only 
intensify  the  interest  of  the  heads  of  the  Soviet  Union. 

To  complete  the  record  of  this  deception  :  In  the  translation  of  Mao's  book, 
Earl  Browder  omitted  words  and  passages  which  would,  if  printed  in  America, 
expose  his  own  game  of  playing  democratic  patriot  in  order  to  get  his  henchmen 
into  positions  of  power.  In  the  Chinese  edition  Mao  is  outspoken  in  advocating 
the  "dictatorship  of  the  proletariat,"  and  explaining  that  democracies  like 
England  and  the  United  States  are  "capitalist  dictatorships,"  which  "have  be- 
come, or  are  about  to  become,  blood-stinking  military  dictatorships  of  the 
capitalist  class."    "On  the  point  of  death,"  they  have  become  "imi)erialist"  and 


INSTITUTE    OF   PACIFIC   RELATIONS  3501 

will  soon  be  replaced  by  "the  newest  Soviet-style  socialist  republic,  a  dictatorsliip 
of  the  proletariat." 

He  explains  that  in  this  respect  there  is  no  difference  between  the  "Eastern 
(i.  e.,  Japanese)  imperialist"  and  "the  s.  o.  b.  Imperialists  of  the  West."  (The 
Chinese  epithet  is  fouler,  but  s.  o.  b.  will  do.)  All  this,  which  is  of  the  essence  of 
Mao's  orthodox  Communist  position,  is  omitted  from  the  American  edition. 

The  Chinese  Communist  Party  is  more  honest.  Late  in  1944  it  passed  a  reso- 
lution "accepting  American  demands  to  establish  military  bases  in  the  North- 
west," but  adding- :  "We  are  heir  to  the  orthodoxy  of  Marx  and  Engels  which 
calls  for  a  class  revolution  of  the  workers  and  pea.sants.  *  *  *  The  coopera- 
tion of  the  Chinese  Communist  Party  with  the  United  States  is  a  temporary 
strategy.     *     *     *" 

That  disposes  of  the  propaganda  myth  that  the  Chinese  Communists  are  not 
Communists. 

DECEPTION  NO.  3.    THAT  THE  CHINESE  COMMUNISTS  ARE  FIGHTING  THE  JAPS,  AND  THAT 
THE  CHINESE  NATIONAL  ARMY  IS   NOT 

The  truth  is  that  the  Chinese  Communists  are  lighting  the  Japs  enough  to  hold 
their  border,  but  not  enough  to  make  it  worth  while  for  the  Japs  to  move  in  and 
clean  them  out.  This  can  be  seen  by  a  glance  at  the  map.  The  front  east  of 
Yenan,  where  the  Communists  claim  they  have  an  army  of  450,000  soldiers  heroi- 
cally fighting  the  Japs  is  stationary.  It  hasn't  moved  since  Japan  came  up  to  the 
Yellow  River  in  1938.  Although  the  Japanese  have  attacked  in  some  areas, 
there  have  been  no  real  battles.  American  military  observers  agree  that  a  virtual 
truce  has  existed  in  several  front  sectors,  especially  along  the  railways  supplying 
Japanese  forces  fighting  American  and  Chungking  troops  in  the  south. 

Where  Chiang  Kai-shek's  National  Army  fights,  the  record  of  bloody  and  heroic 
battles  has  been  spread  on  the  pages  of  the  world  press  for  years.  We  all  know 
of  the  great  struggles  in  1937  and  1938  in  which  the  flower  of  Chiang  Kai-shek's 
armies  was  lost  together  with  such  modern  armaments  as  China  possessed. 
China  has  received  only  a  trickle  of  aid  as  against  the  flood  of  lend-lease  sent  to 
Russia,  but  Chiang's  armies  have  fought  on.  There  were  at  least  100,000  casual- 
ties in  the  battles  they  fought  last  year  on  Chinese  soil,  and  certainly  85,000  in  the 
furious  Burma  campaign  which  has  broken  the  blockade  by  reopening  the  Stilwell 
road. 

Casualties  among  Chiang's  troops  run  to  over  four  times  the  total  number  of 
soldiers  the  Communists  claim  to  have. 

The  tragic  fact  is  that  while  fighting  the  Japs  a  little,  but  never  enough  to 
menace  Japanese  communication  lines  to  the  war  against  Chiang  in  the  south, 
the  Communists  are  also  waging  "revolutionary  war"  against  the  Chinese  Na- 
tional Army.  When  the  war  began,  the  Chinese  Communists  Central  Committee 
declared :  "In  Chinese  politics  the  decisive  factor  is  military  power.  We  must 
in  the  course  of  the  war  of  resistance,  expand  as  far  as  possible  the  military 
power  of  the  Party  as  the  basis  for  capturing  the  revolutionary  leadership  in 
the  future."  Since  Pearl  Harbor  Mao  naturally  has  been  willing  to  let  the 
"s.  0.  b.  Western  imperialists"  finish  the  Japs  while  he  concentrates  on  "capturing 
the  revolutionary  leadership." 

This  makes  less  astounding  the  statement  of  Lin  Yutang :  "For  every  Japanese 
the  Communists  claim  to  have  killed  they  have  killed  at  least  five  Chinese,  for 
every  town  they  have  captured  from  the  Japanese  they  have  captured  50  towns 
from  other  Chinese."  It  explains  Congressman  Walter  Judd's  statement  that 
when,  last  summer,  the  Japanese  armies  raided  down  fi'om  the  north  through 
four  to  six  hundred  miles  of  country  the  Communist  claim  to  control,  they  got 
free  passage.  Not  a  single  one  of  the  hundreds  of  trains  carrying  Japanese 
soldiers  and  supplies  was  derailed.  (Congressman  Judd,  of  Minnesota,  served 
10  years  as  a  medical  missionary  in  China,  and  saw  communism  first  hand.  He 
revisited  the  country  last  September  and  October.) 

While  this  process  of  Commuui-st  revolution  is  going  forward  accoi'ding  to  a 
published  schedule,  such  fables  as  the  following  are  related  by  Harrison  Forman 
and  solemnly  quoted  in  a  review  of  his  book  by  Edgar  Snow : 

"In  the  7  years  of  war  the  Communists  have  fought  over  92,000  battles.  They 
have  killed  and  wounded  1,100,000  *  *  *  and  captured  150,000  of  the  enemy. 
*     *     *     For  the  same  period  the  Communists  suffered  over  4(K),000  casualties." 

Ninety-two  thousand  battles  in  7  years  is  36  battles  a  day,  or  one  battle  every 
40  minutes.  In  these  battles  the  Communists,  although  a  good  number  of  them 
were  armed  only  with  "old  blunderbusses,  mines,  or  any  weapon  at  hand,"  are 


3502  INSTITUTE    OF    PACIFIC    RELATIONS 

alleged  to  have  knocked  off  enemy  troops  at  the  rate  of  20  per  hour,  or  one  every 
3  minutes — this  without  allowing  for  mealtime  or  rest  hours,  night  or  day,  for 
7  years  running.  Hesides  these  astronomical  achievements,  the  deeds  of  our 
Marines  at  Tarawa  or  (luadalcanal  are,  of  course,  mere  child's  play. 

It  is  doubtful  if  a  more  fantastic  tale  was  ever  told  with  a  straight  face  to 
the  American  people.  And  we  repeat :  To  expose  it,  you  have  only  to  look  up 
the  documents  and  use  your  brains. 

DECEPTION  NO.  4.  THAT  CHIANG  KAI-SHEK  IS  A  FASCIST,  AND  THAT  HIS  TOTALITARIAN 
REGIME   IS    PREVENTING    THE    COMMUNISTS    FROM    ESTABLISHING    DEMOCRACY 

What  kind  of  "democracy"  the  Communists  aim  to  establish  we  have  heard 
from  their  leader :  a  "Soviet-style  dictatorship  of  the  proletariat."  Not  only 
Chiang  Kai-shek  but  everyone  in  the  world  who  intelligently  opposed  this 
kind  of  dictatorship  is  denounced  as  a  fascist.  This  has  been  the  Communist 
smear  techni(iue  ever  since  Hitler  broke  his  pact  with  Stalin. 

Chiang's  regime  is  not  democratic.  When  he  assumed  power  in  1926,  it  was 
the  opinion  of  the  leaders  of  the  Kuomintang  that  only  a  military  dictatorship 
could  achieve  the  unity  and  independence  of  China.  Until  that  should  be  achieved 
China,  thanks  as  much  to  the  Communists  as  to  foreign  intruders  and  war 
lords,  could  not  create  a  democratic  republic.  V.'hether  they  were  right  or  wrong, 
it  is  certain  that,  except  for  the  Connnunists  and  their  subservience  to  INIoscow, 
Chiang  has  achieved  both  the  unity  and  independence  of  China ;  and  he  is 
moving  toward  a  democratic  republic. 

He  once  remarked  to  Ambassador  Hurley :  "If  I  become  a  dictator  I  will 
be  forgotten,  like  all  dictators  in  our  history,  within  48  hours  of  my  death. 
But  if  I  sincerely  work  to  return  power  to  the  people,  I  will  be  remembered 
as  the  George  Washington  of  China.     Can  there  be  any  doubt  of  my  choice?" 

Chiang's  speech  of  last  INIarch,  in  which  he  set  the  date  for  constitutional 
convention,  is  sensible  and  convincing.    It  concluded : 

"Upon  the  inauguration  of  constitutional  government,  all  political  parties 
will  have  legal  status  and  enjoy  equality.  The  Government  has  offered  to 
give  legal  recognition  to  the  Conmiunist  Party  as  soon  as  the  latter  agrees 
to  incorporate  its  army  and  local  administration  in  the  National  Army  and 
Government.    The  offer  still  stands.     *     *     * 

"I  am  optimistic  of  national  unification  and  the  future  of  democratic 
government  in  our  country." 

No  one,  comparing  Chiang's  speech  with  the  schedule  of  steps  toward  prole- 
tarian dictatorship  drawn  up  by  Mao  T.se-Tung,  could  fail  to  see  which  of  the 
two  is  on  the  road  to  democracy.  Chiang  has  permitted  the  publication  of  a 
Communist  daily  in  his  capital  throughout  the  war,  while  Mao  will  not  even  ad- 
mit a  correspondent  of  any  Kuomintang,  or  non-Party,  newspaper  in  his  capital. 
There  is  a  maddening  press  censorship  under  Chiang,  but  under  Mao  there  is  no 
free  press  to  censor.     That  is  a  rough  indication  of  how  things  stand. 

The  Chinese  Communist  regime  is  a  ruthless  party  dictatorship,  camouflaged 
like  Russia's  with  ceremonial  elections,  but  ruled  with  executions,  purges,  con- 
centration camps.  The  Chinese  National  Government  has  tabulated,  with  name, 
place,  date,  and  circumstance,  the  persons  known  to  have  been  oflicially  nuirdered 
by  the  Communists  as  "traitors  and  Trotskyites"  from  April  1989  to  October 
1944.  They  total  34.758,  of  whom  26,834  were  military  personnel,  3,009  govern- 
ment officials,  1,387  Kuomintang  Party  workers,  and  the  rest  civilians.  This 
does  not  include  the  unnumbered  Chinese  soldiers  killed  by  the  Communists  in 
combat  action  against  Chiang's  troops. 

The  fact  that  China  under  Chiang  is  not  yet  democratic  is  the  very  thing  that 
makes  the  Conuuunist  danger  so  great.  If  the  Chinese  knew  freed<mi  and  pos- 
sessed it,  they  would  be  less  ready  victims  of  the  totalitarian  infection.  Hav- 
ing known  little  but  the  arbitrary  rule  of  rival  war  lords,  and  then  tlie  equally 
arbitrary  enforcement  of  national  unity  by  the  Kuomintang,  they  are  as  open  to 
this  infection  as  the  Russian  peasants  were  who  had  known  only  the  regime  of 
the  Czar.  They  are  poised  at  a  cross  road,  ready  to  go  either  way — the  way  of  the 
Russian  totalitarian  state  toward  which  Mao  and  the  Chinese  Connnunist  Party 
are  pointing,  or  the  way  of  American  democracy  toward  which  Chiang  and  the 
Kuomintang  are  pointing.  This  is  why  the  Chinese  liberals,  as  even  pro-Soviet 
reporters  admit,  while  fighting  for  more  freedom  under  Chiang,  are  not  for  the 
Communists. 

What  Chiang  needs  is  our  political  understanding,  technical  assistance,  loans, 
investments,  munitions,  and  supplies  in  support  of  his  plan  to  introduce  con- 


INSTITUTE    OF    PACIFIC    RELATIONS  3503 

stitutional  goverumeut  and  make  China  democratic.  The  two  most  important 
items  on  this  list  at  the  moment  are  supplies  and  understanding.  Supplies  our 
State  Department  has  recently,  to  the  relief  of  all  wise  men.  decided  to  give  to 
Chiang,  and  not  to  the  Communists.     But  we  must  give  understanding  too. 

It  shows  no  understanding  to  demand  of  an  anti-Communist  government  that 
it  "unite"  with  Communists.  An  American  foreign  policy  based  on  this  mis- 
take may  very  soon  prove  fatal,  not  only  from  the  standpoint  of  democracy  hut 
of  every  American  interest  in  Asia.  Put  yourself  in  the  place  of  Chiang  Kai- 
shek  and  you  will  see  why.  Chiang  has  fought  the  Communists  in  bloody  war 
and  desperate  intrigue  for  20  years.  He  gained  his  power  by  saving  China  from 
a  Communist  revolution  in  1927.  He  knows  the  Communists.  He  knows  that 
one  word  from  Stalin — and  no  word  from  anywhere  else  in  the  world — could 
in-odur-e  the  "unity"  some  critics  are  so  irritatingly  urging  him  to  pull  out 
of  a  hat. 

Chinese  courtesy  will  survive  a  lot  of  irritation.  But  Chinese  patriotism 
has  a  limit  beyond  which  it  will  not  go.  And  there  lies  behind  our  pressure  upon 
Chiang  for  a  "unity"  he  cannot  acliieve,  an  implication  that  can  only  infuriate 
Chinese  patriots.  The  implication  is  that  the  Roosevelt-Churchill  pledge  at 
Cairo  to  return  Manchuria  to  China  at  the  end  of  the  war  may,  if  unity  fails, 
be  interpreted  to  mean  turn  over  Manchuria  to  the  Stalin-dominated  Communist 
govei-nment  of  Yenan. 

Washington  rumor,  reported  in  the  New  York  Times,  even  says  that  Stalin 
was  promised  a  free  liand  in  Manchuria  for  his  help  in  the  war  against  Japan. 
But  Stalin  may  never  have  asked  for  Manchuria.  That  is  not  his  method  of 
expansion.  All  Stalin  needs  in  order  to  establish  his  power  in  Manchuria  is  a 
"friendly  government"  :  a  quick  march  in  there  by  Mao's  Red  Arrhy,  followed  by 
the  usual  made-to-ordei-  puppet  state.  Our  acquiescence  in  that  operation  will 
be  sufficient  to  sell  out  Chiang — sell  out  the  hope  of  democracy  in  China,  and 
the  hope  of  a  strong  independent  American  ally  in  Asia. 

Chiang's  loyalt.v  to  the  Western  democracies,  and  to  America  in  particular, 
throughoiit  the  long  war  for  Manchuria  has  been  inflexible.  It  survived  our 
unlimited  export  of  war  materials  to  .Japan ;  it  survived  our  "defeat  Hitler 
first"  policy  and  the  loss  of  Burma  and  ^lalaya.  which  enabled  the  Japanese  to 
Itlockadi^  China,  and  prolonged  her  sufferings  interminably:  it  survived  the  Stil- 
well  incident;  it  has  survived  the  recent,  Communist-kindled  flare  of  anti- 
Chinese  slander  in  the  American  press:  it  has  even  survived,  so  far.  our  inane 
demand  for  "unity"  (with  armed  x'evolutionists  who  are  waging  war  against 
him).  But  it  will  not  survive  the  knowledge  that  we  propose  to  turn  over 
to  Stalin,  through  the  agency  of  these  revolutionists,  the  richest  lands  of  China 
about  which,  essentially,  the  whole  war  with  Japan  has  been  fought. 

Chiang,  because  of  his  belief  in  Western  institutions,  has  stood  like  a  rock 
against  those  in  his  party  who  advocate  a  rapprochement  with  Russia  as  against 
his  close  friendship  with  the  United  States.  But  should  it  become  apparent 
that  we  intend  to  bargain  away  all  North  China  for  the  sake  of  Russia's 
help  in  the  war,  will  Chiang  be  able  to  resist  this  pressure?  With  what  argu- 
ments can  he  answer  those  Chinese  patriots  who  will  su'-igest  that  China  do 
her  own  bargaining  witli  Russia,  and  renounce  the  policy  of  special  trust  in 
the  United  States?  Only  the  smoke-screen  of  deception  laid  down  by  the  Com- 
munists and  their  fellow  travelers  blinds  us  to  this  momentous  question,  and 
all  it  entails — for  us  and  for  world  democracy. 

These  pro-Communists  are  playing  the  same  game  in  Asia  that  succeeded  so 
brilliantly  in  Eastern  Europe.  In  Yugoslavia,  for  instance,  on  his  principle 
of  "arming  anyliody  who  will  kill  a  Hun,''  Churchill  sent  munitions  and  sup- 
plies to  the  rebel  Tito,  veteran  Comintern  organizer  and  agent  of  Moscow, 
enabling  him  besides  Idlling  Huns  to  wage  a  civil  war  against  our  ally,  the 
legitimate  government,  whose  troops  were  commanded  by  General  Mikhailovitch. 
Mikhailovitch  was  also  killing  Huns,  but  he  had  not  the  backing  of  Mo.scow, 
and  he  had  no  propaganda  machine  with  which  to  counter  this  same  four- 
sided  lie:  Russia  is  a  democracy,  Tito  is  not  a  Communist.  Tito  is  fighting  the 
enemy  and  Mikhailovitch  is  not,  and  Mikhailovitch  is  a  "fascist." 

Except  for  Chiang's  loftier  position  as  head  of  his  government  for  IS  years, 
the  situation  in  China  is  ominously  similar.  And  the  choice  for  us  is  inescap- 
alile :  Either  we  face  the  facts  and  side  with  the  growth  of  democracy,  or  we 
swallow  the  lies  and  endorse  the  totalitarian  strangulation.  There  was  never  a 
plainer  or  more  simple  issue  before  a  United  States  Government. 

But  there  is  one  big  difference — tliat  is  the  size  of  China.  To  sell  out  Chiang 
Kai-shek  to  the  Chinese  "Tito''  will  not  add  a  paltry  13  million  to  the  totali- 


3504  INSTITUTE    OF   PACIFIC   RELATIONS 

tarian  Colossus.  It  will  bring  under  totalitarian  regimentation  450  million 
people.  This  vast  population,  united  in  their  policy  with  the  Soviet  totalitarian 
empire  of  some  200  million,  would  certainly  threaten  the  hope  for  a  democratic 
world.  When  Iran  and  India  followed  China,  as  they  almost  certainly  would, 
that  would  mean  a  solid  block  of  1  billion  people  under  a  totalitarian  regime. 

Facing  such  a  prospect,  it  seems  obvious  that  as  intelligent  democrats  we 
nuist  abandon  the  whole  policy  of  meek  appeasement  toward  Communist  prop- 
aganda and  power  in  China.  Even  Russia  will  have  greater  resi>ect  for  us  if 
we  make  unmistakably  clear  our  loyalty  to  those  free  institutions  which  have 
enabled  our  American  nation  to  arm,  equip,  feed,  and  rescue  from  destruction 
a  half  of  the  planet.  If  we  really  believe  in  democracy,  let  us  implement  that 
belief  with  a  peaceable  but  clear-headed,  informed  and  resolute  campaign  to  pro- 
mote the  democratic  way  of  life  throughout  the  earth. 

Mr.  Morris.  Mr.  Lattimore,  I  am  presenting  you  a  list  of  names. 
I  am  going  to  ask  you,  in  connection  with  that  list  of  names,  the  fol- 
lowing two  questions.  Perhaps  we  can  save  some  time  on  it,  if  you 
will  advert  to  this  for  just  a  minute. 

The  question  wall  read  in  every  case :  In  your  dealings  with  the 
following  people,  did  you  know  or  did  you  have  any  reason  to  believe 
that  they  were  Communists?     That  will  be  the  question. 

If  you  had  no  dealings  with  them,  of  course,  you  will  have  the 
opportunity  to  say  so  at  the  outset.  So  the  question  in  connection 
with  each  one  of  these  individuals  will  be: 

Did  you  know,  or  did  you  have  any  reason  to  believe  that  they  were 
Communists  ? 

Mr.  SouRWiNE.  That  this  person  was  Communist? 

Mr.  Morris.  Tliat  this  particular  person  was  a  Communist,  in  your 
dealings  wnth  that  particular  person. 

Senator  Ferguson.  Do  you  not  include  otherwise?  Whether  it  was 
in  his  dealings  with  them  that  he  knew  they  were  Communist,  or  other- 
wise knew  they  were  Communist  ? 

Mr.  Morris.  That  is  right,  or  otherwise  knew. 

Mr.  FoRTAS.  Mr.  Morris,  if  you  are  going  to  ask  that  question  about 
all  these  people,  may  I  ask  you  to  reframe  it  now? 

Mr.  Morris.  All  right,  let  us  take  one. 

In  your  dealings  with  Solomon  Adler,  did  you  know,  or  did  you 
have  any  reason  to  know,  that  Solomon  Adler  was  a  Communist? 

Mr.  Lattimore.  No. 

Senator  Smith.  Wait  a  minute,  Mr.  Morris.  Is  that  presupposing 
that  he  had  dealings  with  Solomon  Adler? 

Mr.  Morris.  Senator  Smith,  I  indicated  that  if  he  had  no  dealings 
with  the  man  he  would,  of  course,  have  the  opportunity  to  so  state  at 
the  time. 

Senator  Smith.  All  right. 

The  Chairman.  Do  you  understand  the  question,  now,  Mr.  Latti- 
more ? 

Mr.  Lattimore.  I  think  so. 

Mr.  I'ORTAS.  Two  questions. 

Mr.  Morris.  There  were  two  questions;  that  is  right. 

Mr.  Sourwine.  May  I  rephrase  the  question,  just  in  case  there  is 
any  doubt  about  it?  It  might  not  do  any  harm  to  say  it  once  more. 
Mr.  Morris  wall  read  a  name.  The  reading  of  the  name  presumes  that 
Mr.  Lattimore  had  dealings  with  the  person.  If  he  has  had  no  deal- 
ings with  the  person,  he  is  to  say  so.  Otherwise,  INIr.  Lattimore  is  to 
indicate  his  answer  to  the  question  as  to  whether,  in  his  dealings  with 


INSTITUTE    OF   PACIFIC   RELATIONS  3505 

this  person,  or  otherwise,  he  ever  knew  or  had  any  reason  to  believe 
that  the  named  person  was  a  member  of  the  Communist  Party. 

Tlie  Chairman.  Was  a  Communist. 

Mr.  SouRwiNE.  Was  a  Communist,  all  right. 

Mr.  Morris.  The  second  name  is  Hilda  Austern. 

]VIr.  Lattimore.  No. 

Mr.  Morris.  H.  W.  Baerensprung. 

Mr.  Lattimore.  No. 

Mr.  Morris.  How  well  did  you  know  H.  W.  Baerensprung? 

Mr.  Lattimore.  I  think  I  saw  him  once  when  he  came  to  this  coun- 
try, and  I  knew  him  as  a  person  who  had  been  reorganizing  Chiang 
Kai-shek's  police  force. 

Mr.  Morris.  Did  he  prepare  an  article  for  Pacific  Affairs? 

Mr.  Lattimore.  I  don't  think  so. 

Mr.  Morris.  Joseph  F.  Barnes. 

Mr.  Lattimore.  No. 

Mr.  Fortas.  Just  a  moment. 

Mr.  Chairman  and  Mr.  Morris,  may  we  have  it  understood,  if  you 
are  going  to  conduct  the  examination  this  way,  that  by  the  witness 
answering  these  questions,  he  does  not  personally  name  any  statement, 
or  no  inference  is  permissible  as  to  whether  he  thinks  or  does  not  think 
that  they  were  Communists  ? 

Mr.  Morris.  That  is  right.  The  question  is  addressed  to  his  knowl- 
edge as  to  whether  or  not  he  knew  them  to  be  Communists. 

The  Chairman.  Or  had  reason  to  believe. 

Mr.  Morris.  Or  had  reason  to  believe ;  that  is  right.  Senator. 

Kathleen  Barnes. 

Mr.  Lattimore.  No  ;  until  the  question  came  up  to  her  refusing  to 
testify. 

Mr.  Morris.  Joseph  M.  Bernstein. 

Mr.  Lattimore.  I  don't  know  who  he  is  and  I  don't  believe  I  ever 
met  him. 

Mr.  Morris.  Charles  Bidien. 

Mr.  Lattimore.  I  don't  know  who  he  is  and  I  don't  believe  I  ever 
met  him. 

Mr.  Morris.  Did  he  prepare  an  article  for  Pacific  Affairs  while  you 
were  the  editor  of  Pacific  Affairs  ? 

Mr.  Lattimore.  I  doubt  it  very  much.  I  don't  believe  I  have  ever 
seen  that  name  before. 

Mr.  Morris.  Mr.  T.  A.  Bisson. 

Mr.  Lattimore.  No. 

Mr.  Morris.  Mr.  Albert  Blumberg. 

Mr.  Lattimore.  I  don't  believe  I  ever  met  him,  and  I  am  not  sure 
M'ho  is  meant. 

Mr.  Morris.  Mr.  Michael  Borodin. 

Mr.  Lattimore.  Mr.  Michael  Borodin  I  never  met.  I  have  seen  him 
once  and  I  assume  he  is  a  Communist. 

Mr.  Morris.  Louise  Bransten. 

Mr.  Fortas.  Mr.  Chairman,  may  I  ask  a  question  of  clarification? 

The  Chairman.  Yes. 

Mr.  Fortas.  Again  I  understand  the  question  is :  Did  j^ou  have  any 
reason  to  know  that  they  were  Communists,  or  to  believe  that  they 
were  Communist  at  the  time  that  you  were  dealing  with  them  ? 


3506  INSTITUTE    OF   PACIFIC   RELATIONS 

Mr.  SouRWiNE.  No.  The  question  is:  Did  you,  in  your  dealings 
with  them,  or  in  any  other  way,  know  or  have  reason  to  believe  that 
this  person  Avas  a  Communist  ? 

Mr.  FoRTAS.  At  any  time? 

Mr.  SouRwiNE.  Yes,  sir. 

]Mr.  Lattlimore.  I  certainly  never  had  any  dealings  with  Mike 
Borodin. 

Mr.  Morris.  You  did  not  encounter  Borodin,  did  you  ? 

Mr.  Lattimore.  No  ;  I  didn't  encounter  him.  He  was  at  a  meeting 
in  Moscow  when  I  was  there  in  1936  with  Mr.  Carter  and  somebody 
afterward  told  me  that  tliat  was  Borodin. 

Mr.  Morris.  Louise  Bransten. 

The  Chairman.  My  understanding  is  that — see  if  my  recollection 
is  correct — that  you  said,  in  answer  to  the  former  question,  that  you 
believed  he  was  a  Communist.    Am  I  in  error  on  that? 

Mr.  Latimore.  I  believe  that  he  is  a  Communist  simply  from  my 
reading  of  Chinese  history  in  the  1920's. 

Tlie  Chairman.  All  right. 

Mr.  Morris.  Louise  Bransten. 

Mr.  Lattimore.  I  don't  recognize  that  name  and  I  don't  believe 
I  ever  met  any  such  person. 

Mr.  Morris.  Did  you  prepare  an  article  for  the  committee  of  the 
American-Russian  Institute,  the  chairman  of  which  was  Louise  K. 
Bransten  ? 

Senator  Watkins.  Is  that  Louise  R.  or  Louise  A.  Bransten  ? 

Mr.  Morris.  Louise  R.  Branstein  is  the  name. 

Mr.  FoRTAS.  It  is  wi-ong  on  the  list. 

Mr.  Morris.  It  is  wrong  on  the  list ;  that  is  right.  Louise  R.  Bran- 
sten. Do  you  remember  preparing  an  article  for  the  American-Rus- 
sian Institute,  of  which  she  was  acting  as  chairman? 

Mr.  Lattimore.  I  am  not  sure  this  is  the  same  thing,  Mr.  Morris, 
but  I  remember  publishing  an  article  in  the  American  Quarterly  on 
the  Soviet  Union,  or  something. 

Mr.  Morris.  Does  that  refresh  your  recollection  ? 

Mr.  Lati'imore.  No,  it  doesn't.  Tlie  article  here  appears  to  be  an 
article  that  I  published  in  Far  Eastern  Survey,  and  it  may  have  been 
reprinted  by  this  publication.  But  I  don't  recall  ever  seeing  it  be- 
fore. 

Mr.  Morris.  Did  you  give  permission  to  have  it  republished? 

Mr.  Latitmore.  Not  that  I  recall.    It  is  quite  possible. 

The  Chairman.  Did  you  prepare  the  article  ? 

jNIr.  Lattimore.  I  prepared  an  article  for  the  Far  Eastern  Survey. 
The  Far  Eastern  Survey  may  have  considted  me  on  permission  to 
have  it  rej)ublished  elsewhere,  but  I  don't  recall  it. 

Mr.  Morris.  Mr.  Chairman,  may  the  article,  as  it  appears  in  this 
particular  document,  be  introduced  into  the  record? 

Senator  Smith.  Does  Mr.  Lattimore  identify  this  article? 

The  Chairman.  He  has  not  identified  the  article. 

Mr.  Lattimore.  I  have  identified  the  article  by  title.  Let  me  look 
and  see  if  it  is  the  same  article. 

Yes;  this  is  the  same  article.  It  is  marked  "By  permission  of  Far 
Eastern  Survey,  American  Council  of  the  Institute  of  Pacific  Re- 
lations." 


INSTITUTE    OF    PACIFIC   RELATIONS  3507 

Witliout  comparing  the  two  articles,  I  would  not  know  whether 
this  is  a  complete  reprint,  or  not. 

Senator  Smith.  I  think  we  might  have  it  understood  there  that 
Mr.  Lattimore  will  have  a  chance  to  review  that,  sentence  by  sentence, 
if  he  wishes  to. 

The  Chairman.  I  tliink  he  should  be  given  that  chance  before  it 
goes  in. 

Senator  Smith.  It  can  be  put  in  with  his  right  to  apply  to  it  any 
changes  he  finds  necessary  in  order  to  make  it  conform. 

The  Chairman.  You  may  return  to  this  article  at  a  later  time,  after 
Mr.  Lattimore  has  had  a  chance  to  look  at  it. 

All  right,  Mr.  Morris. 

Mr.  Morris.  Earl  Browder. 

Mr.  Lattimore.  Yes ;  I  considered  him  a  Communist. 

Mv.  ]\IoRRis.  When  did  you  meet  Mr.  Browder,  Mr.  Lattimore? 

Mr.  Lattimore.  I  don't  recall  what  year  it  was,  but  I  went  down 
once  when  I  was  about  to  leave  for  China.  I  went  down  to  the  offices 
of  the  American  Communist  Party  and  called  on  him  to  see  if  I  could 
get  some  leads  to  find  out  about  the  Communists  in  China,  and  I  got 
a  complete  brush-off. 

Mr.  Morris.  Did  anyone  arrange  that  meeting  for  you,  Mr.  Latti- 
more ? 

Mr.  Lattimore.  My  recollection  is  that  I  just  walked  down  there. 

Mr.  Morris.  You  walked  in  cold  ? 

Mr.  Lattimore.  Walked  in  cold. 

Senator  Smith.  Let  me  ask  a  minute. 
,     That  was  before  you  started  for  China  on  one  occasion,  was  it  not? 

Mr.  Lattimore.  That  is  right. 

Senator  Smith.  Up  to  that  time,  had  you  ever  met  Browder  before  ? 

Mr.  Lattimore.  No. 

Senator  Smith.  Had  you  ever  had  any  dealings  with  him  since 
that  time  ? 

Mr.  Lattimore.  No.  He  came  down  and  testified  before  the  Tydings 
committee,  but  I  didn't  see  him. 

Senator  Smitpi.  Did  you  ever  attend  a  conference  or  meeting  when 
he  was  present? 

Mr.  Lattimore.  No,  sir. 

Mr.  FoRTAS.  Will  you  try  to  place  that,  approximately? 

Senator  Smith.  I  recall  reading  somewhere  about  Mr.  Lattimore's 
conference  with  jNIr.  Browder  before  he  left  for  a  trip  to  China.  I  do 
]iot  know  what  the  date  was. 

Mr.  Lattimore.  It  was  before  the  Tydings  committee  I  testified  to 
that. 

Senator  Smith.  I  do  not  remember  where  I  had  seen  it.  I  believe 
3^ou  do  refer  to  that  in  your  book. 

Mr.  Lattimore.  Yes. 

The  Chairman.  That  he  had  a  conference  with  Browder? 

Senator  Smith.  Yes. 

Mr.  Lattimore.  Well,  I  wouldn't  call  it  a  conference. 

Mr.  ]\IoRRis.  Did  you  testify  that  took  place  in  1936,  Mr.  Lattimore? 

Mr.  Lattimore.  It  may  have  been  in  1936. 

Mr.  Morris.  Herman  Budzeslawski. 

Mr.  Lattimore.  I  believe  that  I  identified  that  name  from  an  article 
by  a  woman  columnist,  Dorothy  Thompson.    She  wrote  an  article  in 


3508  INSTITUTE    OF    PACIFIC    RELATIONS 

tlie  Saturday  Evening  Post  about  him.  I  met  him  once  at  the  office 
of  Overseas  News  Agency  at  the  time  when  I  was  writing  syndicated 
articles  for  them,  and  so  w\as  he,  under  a  different  name,  wdiich  I 
forget. 

Mr.  Morris.  CoukI  you  try  to  recall  what  that  other  name  is,  Mr. 
Lattimore  ? 

Mr.  Lattimore.  I  could  try,  but  I  am  very  vague  on  the  subject.  I 
believe  it  is  probably  in  that  article  by  Dorothy  Thompson. 

Mr.  Morris.  Is  it  your  testimony  that  you  did  not  know,  or  had  no 
reason  to  believe,  that  he  was  a  Communist? 

Mr.  Lattimore.  That  is  right. 

Mr.  Morris.  Dr.  Norman  Bethune. 

Mr.  Lattimore.  I  know  his  name  only  by  reading.  I  don't  believe 
I  ever  met  him. 

Mr.  Morris.  Do  you  have  any  reason  to  believe  that  he  was  Coni' 
munist? 

Mr.  Lattimore.  No;  I  don't  think  I  have  seen  that  stated. 

Mr.  Morris.  Angus  Cameron? 

Mr.  Lattimore.  Angus  Cameron,  I  have  no  reason  to  believe  was  a 
Communist. 

Mr.  Morris.  Have  your  dealings  with  Angus  Cameron  been  exten- 
sive, Mr.  Lattimore? 

Mr.  Lattimore.  No,  not  at  all.  I  met  him  once.  I  have  never  had 
any  dealings  with  him. 

Mr.  Morris.  How  many  books  of  yours  has  he  published,  Mr.  Lat- 
timore? 

Mr.  Lattimore.  He  was  a  member  of  a  firm  that  has  published 
several  books  of  mine,  but  the  handling  of  my  books  for  publication 
by  that  firm  was  never  through  him. 

Mr.  Morris.  Through  whom  was  it? 

Mr.  Lattimore.  It  was  through  Mr.^ — oh,  I  would  have  to  go  a 
long  way  back — wait  a  minute.  My  first  two  books  were  published 
by  tliat  firm  at  the. end  of  the  1920's  and  I  dealt  with — I  think  he  was 
the  then  head  of  the  firm,  wdiose  name  was  Max  something.  He  has 
since  died.  And  my  more  recent  books  through  that  firm  have  all  been 
handled  through  Mr.  Stanley  Salmen. 

Mr.  Morris.  Will  you  spell  that,  please  ? 

Mr.  Lattimore.  S-a-1-m-e-n. 

Mr.  ]\Iorris.  Evans  Carlson.    Evans  F.  Carlson. 

Mr.  Lattimore.  No  ;  I  had  no  reason  to  believe  he  was  a  Communist. 

Mr.  Morris.  Were  your  dealings  with  him  extensive  ? 

Mr.  Lattimore.  No  ;  I  wouldn't  say  they  were  extensive. 

Mr.  Morris.  How  frequently  have  you  met  General  Carlson  ? 

Mr.  Lattimore.  Well,  I  used  to  see  him  socially  quite  a  bit  in  the 
19?>0's,  when  he  was  at  the  American  Marine  Guard  at  the  Embassy  in 
Peking,  and  I  have  seen  him  maybe  three  times  in  this  country,  three 
or  four  times. 

Mr.  Morris.  Did  you  advise  him  at  the  time  of  his  considered 
resignation  from  the  Marine  Corps  in  1939  that  he  would  be  more 
effective  in  serving  the  cause  of  China  by  "staying  in  the  Marine  Corps" 
rather  than  resigning. 

Mr.  Lattimore.  No  ;  I  don't  think  that  wording  is  exact. 

Mr.  Morris.  What  is  your  recollection  of  it,  Mr.  Lattimore,  of  what 
is  in  the  record.    I  would  like  to  have  your  testimony  on  it. 


INSTITUTE   OF   PACIFIC   RELATIONS  3509 

Mr.  Lattijniore.  My  recollection  is  that  I  thought  it  would  be  a  pity 
for  him  to  resign  from  the  Marine  Corps.  I  thought  that  his  knowl- 
edge and  experience  would  be  of  better  service  to  this  country  in  the 
Marine  Corps. 

Mr.  Morris.  Abraham  Chapman. 

Mr.  Lattimore.  No  ;  I  don't  believe  I  have  ever  met  him. 

Mr.  Morris.  Do  you  know  he  was  a  writer  for  the  Institute  of  Pacific 
Eelations  publications  ? 

JVIr.  Lattimore.  I  remember  some  correspondence  on  the  subject  at 
a  time  when  I  was  on  the  research  committee  of  the  IPR,  but  I  never 
met  him. 

Mr.  Morris.  Chen  Han-seng. 

Mr.  Lattimore.  Chen  Han-seng,  at  the  time  I  knew  him,  I  had  no 
reason  to  believe  was  a  Communist. 

Mr.  INIoRRis.  "Where  is  he  now  ? 

Mr.  Lattimore.  I  have  heard  that  he  is  in  China. 

Mr.  Morris.  That  is  Eed  China? 

Mr.  Lattimore.  Yes. 

Mr.  Morris.  Your  dealings  with  Chen  Ilan-seng  were  quite  exten- 
sive, were  they  not,  Mr.  Lattimore  ? 

Mr.  Lattimore.  Well,  I  knew  him  when  he  was  doing  research  for 
the  IPE,  and  then  he  worked  two  academic  years  at  Johns  Hopkins. 

Mr.  Morris.  Under  your  sponsorship  ? 

Mr.  Lattimore.  Under  iny  direction. 

Mr.  Morris.  Chew  Shi  Hong. 

Mr.  Lattimore.  I  am  not  quite  sure  who  is  meant  there  by  Chew 
Shi  Hong. 

Mr.  Morris.  Mr.  Chairman,  may  we  come  back  to  that  ? 

The  Chairman.  All  right. 

Mr.  IMoRRis.  Harriet  Chi. 

Mr.  Lattimore.  Harriet  Chi,  yes,  I  knew  slightly ;  had  no  reason  to 
believe  was  a  Communist. 

Mr.  ]\Iorris.  She  was  your  secretary  at  one  time,  was  she  not  ? 

Mr.  Lattimore.  She  worked  as  my  secretary  for,  oh,  10  days  or  2 
weeks,  in  1936,  I  believe. 

Mr.  Morris.  She  is  the  wife  of  Chao-Ting  Chi,  who  is  now  an  official 
of  the  Chinese  Communist  Government,  is  she? 

Mr.  Lattimore.  She  is ;  or  was. 

Mr.  Morris.  The  next  name ;  will  you  pronounce  that  next  name,  Mr. 
Lattimore? 

Mr.  Lattimore.  I  pronounce  it  "Chow  Moo"  (ChTao  Mu). 

Mr.  Morris.  Is  that  a  feminine  or  a  masculine  name? 

Mr.  Lattimore.  1  couldn't  tell. 

Mr.  Morris.  Is  it  your  testimony  you  have  had  no  dealings  with  that 
person  ? 

Mr.  Lattimore.  I  don't  know.  It  may  be  somebody  I  had  met  in 
China.    I  can't  place  the  name. 

Mr.  Morris.  Is  it  your  testimony  you  had  no  dealings  with  that  per- 
son while  you  were  acting  as  an  adviser  to  the  Generalissimo? 

Mr.  Lattimore.  'No;  I  can't  testify  exactly  to  that.  I  met  so  many 
people  once  or  twice  while  I  was  working  for  the  Generalissimo. 

Mr.  Morris.  Do  you  know  where  that  particular  person  is  now? 

Mr.  Lattimore.  No  ;  I  don't. 


3510  INSTITUTE    OF   PACIFIC   RELATIONS 

Mr.  Morris.  Cliu  Tong. 

Mr.  Latiimore.  Chu  Tong  1  met  maybe  twice  while  he  was  working 
for  the  Institute  of  Pacific  Eelations. 

Mr.  Morris.  Do  you  have  any  reason  to  believe,  or  did  you  know  at 
that  time  that  he  was  a  Communist? 

Mr.  LAi^riMORE.  No ;  I  did  not  consider  him  a  Communist. 

Mr.  SouRWiNE.  Mr.  Chairman,  if  I  might  interpose : 

Mr.  Morris  occasionally  rephrases  the  question,  and  I  think  it  should 
be  made  clear  to  the  witness  that  even  so,  that  does  not  change  it  for 
subsequent  names.  The  question  remains  for  each  name,  first,  the 
assumption  that  the  witness  has  had  dealings  with  this  person.  If 
not,  he  is  to  so  state. 

Then  the  question  is :  Did  you,  in  your  dealings  with  this  person,  or 
in  any  other  way,  know  or  have  any  reason  to  believe  that  this  person 
was  a  Communist  ? 

Mr.  Lattimore.  In  the  case  of  Chu  Tong,  there  was  some  question  of 
his  loyalty  record  being  reviewed  by — I  forget  whether  it  was  the 
Security  Board  of  OWI  or  the  Civil  Service,  or  both  of  them,  and  the 
question  came  up  whether  he  should  be  considered  as  a  person  who 
should  be  discharged  for  loyalty. 

And  I  believe  the  record  shows  that  the  grounds  were  considered 
insufficient. 

The  Chairman.  Back  there  a  few  names  there  w^as  one  to  whom 
the  witness  referred  as  having  been  under  him  at  Johns  Hopkins. 
What  name  was  that? 

Mv.  Morris.  Chen  Han-seng. 

Mr.  Laitimore.  Chen  Han-seng. 

The  Chairman.  I  understand  he  testified  he  is  now  in  Red  China. 

Mr.  Lattimore.  So  I  believe.    I  heard  that  recently. 

The  Chairman.  I  do  not  think  the  question  embraced  whether  or 
not  he  knew  or  had  reason  to  believe  that  he  was  a  Communist. 

Mr.  Lattimore.  Yes,  I  think  it  did,  Mr.  Chairman.  I  certainly  did 
not  believe  him  to  be  a  Comnumist  at  that  time. 

Mr.  Morris.  Mr.  Lattimore,  I  offer  you  this  copy  of  a  civil  service 
paper,  the  first  line  of  which  makes  reference  to  Chew  Sih  Hong.  In 
connection  with  the  difficulty  we  had  in  identifying  who  that  was,  I 
ask  you  if  that  would  refresh  your  recollection. 

Mr.  Lattimore.  That  would  mean  that  Chew  Sih  Hong  and  Chu 
Tong  are  probably  the  same  person.  Many  Chinese  have  two  })er- 
sonal  names,  and  sometimes  one  is  used  and  sometimes  the  other.  Chu 
would  be  the  family  name. 

Mr.  SouRwiNE.  Mr.  Lattimore,  was  that  a  matter  of  your  recollec- 
tion, or  was  that  only  a  statement  as  to  what  the  paper  that  Mr.  Morris 
handed  you  indicates  ? 

Mr.  Lattimore.  The  paper  that  Mr.  Morris  handed  to  me  indicates 
that  it  was  the  same  person. 

Mr.  SouRwiNE.  Do  you  have  any  recollection  as  to  whether  that  is 
true,  whether  they  were  the  same  person  ? 

Mr.  Lattiiniore.  No,  not  without  reading  the  document  through 
again.     But  I  am  willing  to  assume  they  were  the  same  person. 

Mr.  SouRWiNE.  Do  you  think  if  you  read  the  document  through  it 
would  refresh  your  recollection? 

Mv.  Lattimore.  Does  the  document  also  refer  to  1dm  as  Chu  Tong? 


INSTITUTE    OF    PACIFIC   RELATIONS  3511 

Mr.  FoRTAS.  Mr.  Chairman,  I  call  attention  to  the  fact  that  the  let- 
ter refers  to  Chew  Sih  Hong,  the  middle  name  appearing  here  as  S-i-h. 
On  this  list  it  is  S-h-i ;  that  is,  on  the  list  that  Mr.  Morris  supplied. 

The  Chairman.  That  is  a  matter  that  will  have  to  be  straightened 
out  by  the  witness. 

Mr.  SouRwiNE.  The  American  spelling  of  Chinese  names  and  sylla- 
bles is  a  fearful  and  wonderful  thing,  is  it  not  ? 

Mr.  Lattimore.  Oh,  I  remember  now.  I  was  thinking  of  this  as  a 
Mr.  Chew,  which  would  be  a  common  Chinese  name,  but  I  see  that  he 
is  referred  to  here  as  IVIr.  Hong.  And  I  remember  now  old  Dr.  Chi 
telling  me  something  that  I  didn't  know  before,  that  the  family  name 
there  is  Tong,  or  Hong,  which  is  pronounced  one  way  in  Fukien  Prov- 
ince and  the  other  way  in  other  provinces  of  China. 

The  Chairman.  Let  us  clear  it  up  now. 

Did  you  know  him  ?    Did  you  have  dealings  with  him  ? 

Mr.  LATa^iMORE.  I  knew  him.  I  saw  him  a  couple  of  times  at  the 
New  York  office  of  the  IPR. 

The  Chairman.  Did  you  know  him  to  be,  or  have  reason  to  believe 
that  he  was  a  Communist? 

Mr.  Lattimore.  No.  There  was  this  question  raised  by  the  Civil 
Service  Commission  and,  as  I  say,  my  recollection  is  that  it  was  de- 
cided that  the  evidence  was  insufficient. 

Mr.  SouRwiNE.  Do  you  now  recollect,  sir,  that  the  two  names  on  this 
list,  Chew  Sih  Hong  and  Chew  Tong  are  the  same  person? 

Mr.  Lattimore.  They  must  be  the  same  person ;  yes,  sir. 

Mr.  Morris.  Mr.  Chairman,  will  this  document  that  reflected  the 
witness'  recollection  on  that  point  be  introduced  into  the  record,  for 
that  purpose  ? 

Mr.  Sourwine.  Simply  as  the  document  that  was  shown  to  the 
witness,  and  which  he  read  ? 

Mr.  JVIoRRis.  Which  he  read. 

The  Chairman.  It  may  be  inserted  for  that  purpose.  I  do  not 
know  what  else  is  in  here. 

You  are  not  holding  him  responsible  for  what  else  is  in  here,  are 
you? 

Mr.  Morris.  No,  sir. 

(The  document  referred  to  was  marked  "Exhibit  No.  550"  and  is  as 
follows.) 

Exhibit  No.  550 

Office  of  the  Chief  Law  Office, 

November  llf,  19J,3. 
The  Commission. 

(Through  Mr.  Smith  and  the  Executive  Director  and  Chief  Examiner.) 

I  am  submitting  herewith  as  a  unit  the  cases  of  Chew  Sih  Hong  and  Dr. 
Kung  Chuan  Chi,  employees  of  the  Office  of  War  Information.  These  cases  are 
being  submitted  together  because  both  individuals  are  serving  in  the  same  sec- 
tion, and  it  appears  that  Mr.  Hong  was  employed  at  the  recommendation  of  Dr. 
Chi  who  in  turn  was  employed  by  Mr.  Owen  Lattimore,  Director  of  Pacific  Opera- 
tions of  the  OfRce  of  War  Information. 

The  case  of  Mr.  Hong  was  previously  before  the  Commission  and  analyses  of 
the  facts  in  his  case  were  furnished  by  the  undersigned  and  by  Mr.  Cannon.  We 
both  took  the  position  that  Hong's  connections  with  the  Chinese  Hand  Laundry 
Alliance,  reputed  to  be  an  organization  affiliated  with  the  Commimist  Party,  and 
the  China  Daily  News,  said  to  l)e  a  publication  by  and  for  Chinese  Communists, 
and  his  references  and  associations,  were  such  as  to  warrant  a  finding  of  in- 
eligibility.    The  Commission  transmitted  to  the  Office  of  War  Information  a 


3512  INSTITUTE    OF    PACIFIC    RELATIONS 

proposed  memorandum  opinion  in  the  case  of  Mr.  Hong  and  under  date  of  Novem- 
l)er  30,  1942,  Mr.  Elmer  Davis  in  a  letter  to  Commissioner  Flemming  stated  that 
in  view  of  the  information  which  we  furnished  him,  Hong  was  terminated  at  the 
close  of  business  November  15,  1942.  The  Commission  thereupon  advised  the 
Office  of  War  Information  under  date  of  December  8,  1942,  that  the  Commission 
has  concluded  that  a  finding  of  ineligibility  is  necessary  and  that  the  Commis- 
sion's records  have  been  noted  to  show  that  Mr.  Hong's  services  were  terminated 
at  the  close  of  business  on  November  15,  1942,  as  reported  in  the  letter  from  Mr. 
Elmer  Davis  of  November  30,  1942.  Previously  the  Commission  had  approved 
the  finding  of  ineligibility  and  this  action  was  recorded  in  Minute  4  of  December 
4,  1942. 

In  a  letter  dated  July  27,  1943,  Rear  Admiral  R.  P.  McCullough  referred  to 
previous  correspondence  regarding  Mr.  Hong  and  stated  that  the  letter  of 
November  30,  1942,  from  the  Office  of  War  Information  to  the  effect  that  Hong 
had  been  terminated  at  the  close  of  business  November  15,  1942,  was  somewhat 
in  error  because  Mr.  Hong  had  been  separated  from  the  New  York  office  of  the 
Office  of  War  information  on  November  15,  1942,  for  duty  with  the  Army  and 
that  when  he  returned  in  the  spring  of  1943  he  was  again  employed  in  the 
New  York  office  of  the  Office  of  War  Information,  that  office  not  knowing  that 
Hong  had  been  declared  ineligil)le  by  the  Civil  Service  Commission.  Admiral 
McCullough  accordingly  requested  that  the  Commission  reconsider  the  case 
of  Mr.  Hong.  Mr.  Moyer  then  sent  the  file  to  the  Investigations  Division  so  that 
an  interview  might  be  had  with  Mr.  Owen  Lattimoi'e,  Head  of  the  San  Fran- 
cisco office  of  the  Office  of  War  Information.  Mr.  Lattimore  was  accordingly 
interviewed  in  San  Francisco  and  on  a  later  date  Mr.  Steely  interviewed  Ad- 
miral McCullough  and  Mr.  Marsh  of  the  Office  of  War  Information  regarding 
]Mr.  flong,  Mr.  Owen  Lattimore  being  also  present  during  this  interview.  Mr. 
Steely  reported  among  other  things  that  Mr.  Lattimore  stated  that  he  wished  to 
keep  Mr.  Hong  on  the  job,  that  Mr.  Lattimore  had  an  efficient  set-up  in  the 
Chinese  section  in  the  New  York  office  of  the  Office  of  War  Information  and 
wanted  to  keep  it  that  way,  that  he  had  explicit  confidence  in  Dr.  Chi,  that 
Mr.  Hong  is  under  careful  supervision  and  even  if  he  were  a  Communist  he 
is  not  in  a  position  where  he  can  do  any  damage,  that  the  selection  of  suitable 
Chinese  was  a  delicate  matter,  and  it  is  extremely  difficult  to  obtain  a  com- 
petent employee  who  does  not  have  connections  which  might  constitute  leaks 
in  the  organization,  that  imder  the  present  set-up  with  Dr.  Chi  and  Mr.  Hong 
there  have  been  no  incidents  of  confidential  information  getting  into  unauthor- 
ized channels  and  that  there  had  been  no  attempts  on  Mr.  Hong's  part  to  use 
his  present  position  for  the  spreading  of  Communist  propaganda.  Mr.  Lattimore 
also  pointed  out  that  Mr.  Hong  was  recently  used  by  the  Army  to  teach  Chinese 
to  224  officers  in  India.  Mr.  Lattimore  stated  that  he  did  not  know  Mr.  Hong 
but  he  did  know  Dr.  Chi  and  is  relying  upon  Dr.  Chi's  recommendation  and 
knowledge  of  Mr.  Hong. 

During  the  interview  in  San  Francisco  Mr.  Lattimore  made  an  extended 
statement  regarding  Mr.  Hong  and  Dr.  Chi  and  also  furnished  the  investigator 
with  a  copy  of  a  letter  which  he  had  written  to  Mr.  Joseph  Barnes  under  date 
of  June  15,  1943.  The  statement  of  ]Mr.  Lattimore  during  the  interview  and 
the  copy  of  his  letter  to  Mr.  Barnes  are  appropriately  identified  in  the  file.  It 
would  be  a  difficult  tiling  to  attempt  to  summarize  Mr.  Lattimore's  lengthy 
statement  or  his  letter  to  Mr.  Barnes.  However,  the  gist  of  his  comments  is 
that  he  does  not  know  Hong  personally  but  based  on  his  knowledge  of  the  situ- 
ation, neither  the  Chinese  Hand  Laundry  Alliance  nor  the  China  Daily  News 
are  Communistic.  He  then  proceeded  to  give  rather  involved  reasons  for  his 
conclusions.  He  said  that  he  had  known  Dr.  Chi,  who  is  about  70  years  of  age,  in 
Cliina,  that  he  was  a  respected  and  cultured  man,  and  that  his  knowledge  of 
Dr.  Chi  is  such  that  he  has  implicit  faith  and  confidence  in  his  integrity  and 
ability.  He  told  Dr.  Chi  to  select  the  person  he  wanted  to  assist  him  and  Dr. 
Chi  selected  Mr.  Hong.  This  was  the  first  time  that  Mr.  Lattimore  had  any 
knowledge  of  Mr.  Hong  at  all. 

Among  other  things  Mr.  Lattimore  said : 

"Of  course,  I  have  no  concrete  proof  that  Hong  is  not  a  Communist  but  in 
the  absence  of  concrete  proof  I  think  there  is  a  prime  facie  case  to  show  that 
he  is  not  a  Communist.  I  know  there  is  a  law  preventing  the  hiring  of  Com- 
munists. Personally  and  frankly  I  would  not  be  too  worried  if  an  individual 
Comnmnist  were  in  Hong's  position.  This  is  becaxise  he  would  not  be  able  to 
form  a  'cell'  and  could  not  get  away  with  anything.  He  could  not  commit 
verbal  sabotage,  and  all  of  the  work  coming  out  of  the  New  York  office  has  to 
clear  through  me." 


INSTITUTE    OF    PACIFIC    RELATIONS  3513 

On  a  later  occasion  ]\Ir.  Lattimore  stated  to  our  investigator  in  part : 

"Now  I  know  that  the  various  factions  smear  a  non-Conformist  by  charging 
Him  with  Iteing  a  Communist.     However,  the  Chinese  Government  dare  not 
■come  out  in  the  open  and  intervene  in  such  domestic  problems.     I  merely  say 
this :  If  your  people  have  gone  to  the  Chinese  Ambassador  or  any  other 
Chinese  Government  representative  and  such  Chinese  representative  has  told 
you  that  tliis  man  Hong  is  suspected  of  being  a  Communist,  tlien  I  say  you 
should  discount  such  evidence  and  certainly  should  not  declare  the  man 
ineligible  merely  on  that  kind  of  evidence.     It  is  true  that  I  don't  know  any- 
thing about  Hong  personally  except  wliat  I  have  learned  from  Dr.  Chi.     It 
is  also  true  that  he  could  be  a  Communist  without  my  knowledge.     It  is  also 
true  that  he  could  have  hoodwinked  Dr.  Chi.     However,  until  concrete  evi- 
dence is  presented  that  he  is  a  Communist  then  I  believe  that  based  on  Dr. 
Chi's  standing  and  reputation  and  ability,  his  judgment  that  Hong  is  not  a 
Communist  is  a  prime  facie  case  in  favor  of  Hong  and  should  not  be  reversed 
on  the  testimony  that  you  may  have  received  from  anyone  representing  the 
Chinese  Government  or  for  tliat  matter  on  the  testimony  of  any  Chinese." 
It  will  be  noted  that  the  sum  and  substance  of  Mr.  Lattimore's  testimony  is  that 
lie  does  not  know  Mr.  Hong,  that  he  does  know  Dr.  Chi,  that  he  has  full  faith  in 
Dr.  Chi  and  was  willing  to  employ  Hong  on  Dr.  Chi's  recommendation,  that  he 
does  not  know  whether  Hong  is  a  Communist,  but  does  not  think  he  is  and  that 
even  if  Hong  were  a  Communist,  he  would  still  like  to  retain  Hong  in  the  sei'vice 
because  Hong  could  do  no  harm  in  his  position. 

In  his  letter  to  Mi\  Barnes,  Mr.  Lattimore  outlined  the  entire  situation  as  he 

understood  it,  described  the  relationship  between  Hong  and  Dr.  Chi,  and  then  said  : 

'As  long  as  Dr.  Chi  stands  in  the  relationship  of  loyal  friendship  to  me 

and  the  loyalty  of  an  honest  employee  of  an  American  government  agency, 

there  will  be  no  dif33eulty  with  either  man,  no  irresponsible  playing  with 

Chinese  politics,  and  no  leakage  to  any  Chinese  faction.     The  retention  of 

both  men  is  therefore  a  guarantee  to  the  secrecy  and  security  of  the  woi'k 

of  OWI  as  well  as  a  guarantee  of  tlie  confident  fulfillment  of  directives. 

I  urge  you  not  to  be  high-pressured  into  getting  rid  of  either  man.    I  know 

that  both  men  may  be  subjected  to  attacks.     Given  tlie  time  to  worlv  on  it, 

I  could  undoubtedly  trace  such  attacks  to  their  origin  and  give  you  the  full 

details.     I  doubt  whether  the  Personnel  Security  Conuuittee  of  OWI  would 

be  able  to  trace  such  attacks,  rooted  in  the  intricacies  of  Cliinese  factional 

politics,  to  their  source ;  but  I  should  not  like  to  see  us  placed  in  a  po.sition 

where,  after  getting  rid  of  people  now  attacked,  we  would  be  forced  to  hire 

people  who  would  actually  be  the  nominee  of  factions  not  imder  our  control." 

The  foregoing  letter  from  Mr.  Lattimore  to  Mr.  Barnes  was  written  in  strict 

confidence  and  is  not  to  be  quoted  to  any  outside  source. 

The  evidence  before  the  Commission  at  the  time  unfavorable  action  was 
originally  taken  in  the  case  of  Mr.  Hong  tended  to  indicate  rather  strongly  that 
Hong  is  a  Communist  and  engaged  in  activities  having  for  their  purpose  support 
of  Conmumist  party  interests.  The  recent  investigation  and  interviews  have 
not  changed  the  evidence  and  have,  on  the  contrary,  elicited  some  information 
tending  to  strengthen  the  position  that  Hong  is  pro-Communist.  Thus  it  was 
iirought  out  in  addition  to  all  of  tlie  other  information  that  Hong  was  active  in 
the  American  Student  Union  during  his  school  years. 

The  evidence  indicated  tliat  Hong  is  pro-Communist.  The  question  now  for 
determination  is  wliether  his  em])loyment  should  be  approved  because  of  the 
slronj-  representations  of  Mr.  Lattimore  that  Hong  is  probably  not  a  Communist, 
but  even  if  he  is  a  Commiuiist,  Mr.  Lattimore  still  wishes  to  retain  him  because 
Hong  will  work  under  close  supervision  and  will  not  l>e  able  to  do  any  harm. 

On  tlie  one  hand  it  can  he  argued  that  since  we  are  reasonably  convinced  that 
Ilong  is  pro-Communist,  it  is  our  responsibility  to  require  his  removal  notwith- 
standintr  Mr.  Lattimore's  representations.  On  the  other  hand  the  Commission 
could,  if  it  wished,  take  the  position  that  since  Mr.  Lattimore  has  assumed  re- 
sponsibility, the  Commission  can  afford  to  permit  Hong's  retention  in  the  service. 
If  ttie  Commission  takes  the  latter  position  it  will  be  tantamount  to  saying  that 
although  we  believe  the  individual  is  a  Communist,  we  will  he  willing  to  rate 
him  eligible  provided  the  employing  agency  is  willing  to  assume  the  responsibility. 
I  doubt  that  the  Commission  can  aiford  to  avoid  the  issue  in  this  manner.  If 
we  believe  Hong  is  a  Communist  then  we  should  rate  him  ineligible. 

Do  we  believe  Hong  is  a  Communist?  The  Commission's  original  finding  was 
based  ?in  Hong's  connections  with  the  Chinese  Hand  Laundry  Alliance  and  with 
the  China  Daily  News.     Much  of  the  information  regarding  the  Communistic 
8S348~52— pt.  10 16 


3514  INSTITUTE    OF    PACIFIC   RELATIONS 

nature  of  the  Alliance  and  the  newspaper  came  from  Chinese,  some  of  whom 
were  connected  with  competing  newspapers.  We  ourselves  have  not  read  the 
China  Daily  News.  Mr.  Lattimore  states  he  has  read  some  of  the  issued  and 
has  found  nothing  Communistic  in  them,  although  he  admits  there  might  have 
been  something  Communistic  in  the  issues  which  he  has  not  read.  Mr.  Lattimore 
has  spent  years  in  China  and  from  his  statement  and  letter  to  Mr.  Barnes  it 
would  appear  that  he  is  thoroughly  familiar  with  the  various  political  factions. 
His  conclusion  is  that  Hong's  connections,  in  the  light  of  his  knowledge  of  the 
situation,  do  not  necessarily  point  to  pro-Communism.  In  matters  of  the  Chi- 
nese, Lattimore  is  somewhat  of  an  expert  and  his  opinion  is  entitled  to  consid- 
erable weight. 

Since  we  have  no  direct  evidence  that  Hong  is  a  Communist,  and  since  the 
original  decision  was  based  on  the  circumstances  of  Hong's  connections  and 
in  view  of  Mr.  Lattimore's  representations,  I  am  ready  to  reach  the  conclusion 
that  possibly  we  made  an  eri-or  in  the  case  of  Mr.  Hong ;  I  am,  therefore,  ready 
to  recommend  that  Mr.  Hong  be  rated  eligible  for  retention  in  his  position  in 
the  Office  of  War  Information. 

In  the  case  of  Dr.  Chi,  I  recommended  in  my  memorandum  of  May  7,  1943, 
that  he  be  rated  eligible.  Mr.  Smith  did  not  agree  with  me.  The  Commission 
has  not  yet  acted  on  the  case  of  Dr.  Chi.  For  the  reasons  stated  in  my  memoran- 
dum of  May  7,  1943,  I  again  recommend  that  Dr.  Chi  be  rated  eligible. 

Alfred  Klein, 
Acting  Chief  Law  Officer. 

CX  :  FS  :  ODS. 

September  17,  1943. 

Mr.  Moyeb:  I  do  not  believe  I  clearly  understand  Mr.  Lattimore's  point  of 
view  regarding  the  cases  of  Chi  and  Hong.  It  seems  that  he  is,  in  effect,  sug- 
gesting that  whatever  evidence  we  may  have,  short  of  being  positive  and  direct, 
tending  to  show  the  applicants  to  be  commuiiistically  inclined  is  entitled  to 
very  little  weight  and  that  his  judgment,  based  on  his  personal  knowledge  of 
Chi  and  on  Chi's  appraisal  of  Hong,  should  prevail.  However,  as  pointed  out 
by  Mr.  Klein,  there  is  no  absolute  proof  that  the  applicants  are  Communists 
and  in  view  of  Lattimore's  knowledge  of  the  complicated  Chinese  political  situa- 
tion, gained  through  years  of  residence  in  China,  I  am  also  willing  to  change 
my  previous  recommendation  for  both  applicants  from  ineligibility  to  eligibility. 

Farrar  Smith. 

Mr.  Morris.  Mr.  Frank  V.  Coe. 

Mr.  Lattimore.  No.  I  knew  ]\Ir.  Coe  very  slig-htly.  I  met  him 
several  times  here  in  Washington  wlien  he  was  a  Government  servant. 

Mr.  Morris.  Did  you  ever  attend  an  Institute  of  Pacific  Relations 
meeting  with  Mr.  Coe? 

Mr.  Lattimore.  I  believe  that  Mr.  Coe  was  at  one  of  the  interna- 
tional conferences  of  the  IPR. 

The  Chairman.  Did  you  attend  that  meeting? 

Mr.  Lattimore.  Yes ;  I  was  also  there. 

The  Chairman.  That  was  the  question. 

I  was  asking  him  to  complete  the  answer,  because  the  question  em- 
braced whether  or  not  he  met  him. 

Mr.  Morris.  Mr.  Lattimore,  do  you  recall  attending  a  caucus  meet- 
ing of  the  IPR  at  Hot  Springs,  in  conjunction  with  Mr.  Frank  V. 
Coe? 

Mr.  Lattimore.  No;  I  don't  recall  it.  But  if  you  have  a  document 
to  refresh  my  memory,  it  may 

Mr.  Morris.  I  offer  you  now  exhibit  No.  298,  Mr.  Lattimore. 

Mr.  SouRwiNE.  Already  in  our  record. 

Mr.  Morris.  Already  in  our  public  records,  293. 

Senator  Smith.  Which  Hot  Springs  is  it? 

Mr.  Morris.  That  is  Virginia. 

The  Chairman.  This  is  with  reference  to  Frank  V.  Coe,  is  it  ? 

Mr.  Morris.  Frank  V.  Coe ;  that  is  right,  sir. 


INSTITUTE    OF   PACIFIC   RELATIONS  3515 

Mr.  Lattimore.  I  don't  remember  ever  seeing  this  document  before. 

Mr.  Morris.  Does  that  document  recall  a  caucus  meeting  of  the  IPR 
that  you  attended,  Mr.  Lattimore? 

Mr.  Lattimore.  Well,  it  is  headed  "Preliminary  meeting  of  the 
American  delegation." 

Mr.  Morris.  Do  you  remember  attending  a  preliminary  meeting  of 
the  American  delegation  of  the  IPR? 

]\Ir.  LATriMORE.  No ;  I  don't  remember,  but  such  preliminary  meet- 
ings were  quite  a  common  procedure  before  international  conferences. 

Mr.  Morris.  Does  not  that  document  purport  to  be  the  minutes  of 
that  meeting,  at  which  Mr.  Jessup  presided? 

Mr.  Lattimore.  I  must  have  been  there,  but,  as  I  say,  I  do  not  recall 
the  meeting. 

Mr.  Morris.  Does  not  that  document  show  that  you  spoke  on  several 
occasions  ? 

Mr.  Lattimore.  The  document  indicates  that  I  spoke  on  several 
occasions. 

Mr.  Morris.  Does  not  that  document  indicate  that  Mr.  Frank  V. 
Coe  was  present? 

Mr.  Lattimore.  It  indicates  that  Mr.  Coe  was  present. 

I  note  also  that  this  is  not  a  stenographic  transcript  and 

The  Chairman.  You  have  not  been  asked  about  that.  I  have  warned 
you  on  several  occasions;  I  have  tried  to  get  you  not  to  interject 
statements  after  the  Chair's  ruling. 

You  were  asked  a  question  as  to  whether  or  not  that  refreshed  your 
recollection  as  to  whether  or  not  you  had  met  Mr.  Frank  V.  Coe. 

^Ir.  Lattimore.  It  does  not  refresh  my  recollection  that  I  met  him 
there,  but,  quite  obviously,  he  and  I  were  there  at  the  same  time. 

May  I  add  that  the  record  is  not  a  stenographic  transcript  and  that 
I  don't  hold  myself  responsible  for  the  way  in  which  I  may  be  quoted 
here. 

The  Chairman.  You  were  not  asked  as  to  that,  or  as  to  whether 
you  were  responsible. 

Mv.  Morris.  Mr.  Henry  Collins,  is  the  next  name. 

Mr.  Lattimore.  I  don't  place  that  name,  and  I  don't  believe  I  have 
met  him. 

The  Chairman.  What  do  you  want  done  with  this  exhibit  in  the 
hands  of  the  witness  ? 

Mr.  Morris.  That  has  already  been  introduced  as  exhibit  No.  293, 
Mr.  Chairman. 

The  Chairman.  Very  well. 

Mr.  Morris.  Laughlin  B.  Currie. 

Mr.  Lattimore.  The  answer  is  "No." 

Mr.  Morris.  Hugh  Deane. 

Mr.  Lattimore.  I  don't  believe  I  ever  met  him.  I  think  he  is  a  man 
who  may  have  been  a  correspondent  for  the  Christian  Science  Monitor, 
but  I  don't  believe  I  have  ever  met  him. 

Mr.  Morris.  Mr.  Len  DeCaux. 

Mr.  Lattimore.  Mr.  Len  DeCaux  I  have  met  once  or  twice  and  had 
no  reason  to  believe  to  be  a  Communist. 

Mr.  Morris.  Ellen  DeJong. 

Mr.  Lattimore.  I  met  her  occasionally  over  some  years  in  the  IPR 
and  had  no  reason  to  believe  her  a  Communist. 


3516  INSTITUTE    OF   PACIFIC   RELATIONS 

Mr.  MoKRis.  She  was  a  staff  meiiiber  of  the  IPK,  was  she  not? 

Mr.  Lattimore.  I  believe  she  was  for  a  short  period. 

Mr.  Morris.  Is  she  now  known  as  Ellen  Atkinson  ? 

Mr.  Lattimore.  Yes. 

Mr.  INIoRRis.  Do  you  know  what  she  is  doing  now  ? 

Mr.  Lattimore.  No,  I  don't. 

Mr.  Morris.  Theodore  Draper? 

Mr.  Lattimore.  I  don't  believe  I  have  ever  met  him. 

Mr.  Morris.  Did  you  have  anv  associations  with  him  in  connection 
with  the  IPR? 

Mr.  Lattimore.  No;  I  don't  believe  I  ever  did.  I  don't  recall  his 
name  as  associated  with  the  IPR  at  all. 

Mr.  Morris.  Mr.  Laurence  Duggan. 

Mr.  Lattimore.  I  never  met  Mr.  Duggan. 

Mr.  Morris.  Mr.  James  Dolsen. 

Mr.  Latitmore.  That  is  a  new  name  to  me.    I  can't  place  it. 

Mr.  Morris.  Mr.  Israel  Epstein. 

Mr.  Latitmore.  Mr.  Israel  Epstein  I  knew  slightly  and  did  not 
consider  him  a  Communist,  but  did  believe  him  to  be  an  ardent  sup- 
porter of  Chinese  Communists. 

Mr.  Morris.  Do  you  know  where  he  is  now  ? 

Mr.  Lattimore.  It  has  been  stated  in  the  press  that  he  has  gone 
abroad. 

Mr.  Morris.  Is  he  in  Red  China  now  ? 

Mr.  Lattimore.  I  don't  know. 

Mr.  Morris.  Do  you  know  that  he  was  recently  feted  in  Red  China? 

Mr.  Lattimore.  No  ;  I  didn't. 

Mr.  Morris.  Is  he  the  husband  of  Elsie  Fairfax  Cholmeley  ? 

Mr.  Lattimore.  Yes,  he  is. 

Mr.  Morris.  Was  Elsie  Fairfax  Cholmeley  a  staff  member  of  the 
IPR? 

Mr.  Lattimore.  She  was  for  a  period,  I  believe,  3^es. 

Mr.  Morris.  Is  she  now  in  Red  China? 

Mr.  Lattimore.  I  don't  know. 

Mr.  Morris.  Dolly  Eltenton. 

Mr.  Lattimore.  Yes;  I  met  her  several  times  in  California.  I  be- 
lieve she  worked  for  a  while  for  the  California  office  of  IPR.  I  had 
no  reason  to  believe  and  have  no  reason  to  believe  she  is  a  Com- 
munist. 

Mr.  Morris.  John  K.  Fairbank. 

Mr.  SouRwiNE.  Mr.  Morris,  could  I  intrude  at  that  point? 

Have  you,  Mr.  Lattimore,  given  us  your  full  recollection  with  regard 
to  Mi-s.  Eltenton? 

Mr.  Lai'timore.  Yes;  I  believe  I  have.    I  knew  her  very  slightly. 

Mr.  Sodrwine.  Did  you  know  her  husband  ? 

Mr.  Laitimore.  I  think  I  met  him  maybe  once  or  twice  at  the  time 
that  she  was  working  for  the  IPR. 

Mr.  Sourwine.  Did  you  ever  visit  in  his  home  ? 

Mr.  Laiitmore.  I  think  my  wife  and  I  may  have  had  dinner  there 
once. 

Mr.  Sourwine.  Did  Mr.  and  Mrs.  Eltenton  ever  visit  in  your  home? 

Mr.  Lattimore.  I  don't  recall. 

Mr.  Sourwine.  Did  you  just  ask  your  wife  if  she  recalled? 

Mr.  Lattimore.  That  is  risht. 


INSTITUTE    OF    PACIFIC    RELATIONS  3517 

Mr.  SouRwiNE.  Did  she  say  she  did  not  ? 

Mr.  Lattiiniore.  She  said  she  did  not. 

]Mr.  SouRwiNE.  Did  Mr.  Eltenton  alone  ever  visit  in  your  home  ? 

Mr.  Lattimore.  I  don't  think  so. 

Mr.  SouRWiNE.  "\V:is  Mrs.  Eltenton  at  one  time  secretary  to  Jack 
Oakie? 

Mr.  LA'rriMORE.  I  don't  remember  exactly  what  her  position  was. 
She  had  some  secretarial  position  at  the  California  IPE,. 

The  Chairman.  Let's  go  back,  then.  The  question  was  was  she  ever 
sceretary  to  Jack  Oakie. 

Mr.  Lattimore.  I  couldn't  answer  that. 

The  Chairman.  Why  cannot  you  answer  it  ? 

Mr.  Lattimore.  Because  all  I  remember  is  that  she  worked  at  the 
California  office,  and  precisely  in  what  capacity  I  don't  recall. 

Mr.  SouRwiNE.  Did  she  leave  IPR  to  go  with  the  American-Russian 
Institute? 

Mr,  Lattimore.  Not  to  my  knowledge. 

Mr.  SouRWiNE.  Was  she  with  the  American-Russian  Institute  as  a 
paid  employee  after  she  left  IPR? 

Mr.  Lattimore.  Not  to  my  knowledge. 

Mr.  SouRwiNE.  At  the  time  that  there  was  a  visit  to  the  home  of  the 
Eltentons  by  you  and  ]\Irs.  Lattimore,  was  she  then  with  the  Ameri- 
•can-Russian  Institute? 

Mr.  Lattimore.  My  recollection  is  that  she  was  with  the  IPR. 

The  Chairman.  At  that  time? 

Mr.  Lattimore.  At  that  time. 

Mr.  FoRTAS.  Mr.  Sourwine,  can  we  have  a  date,  a  year  ? 

Mr.  SouRAViNE.  I  would  be  very  interested  to  have  the  date  and  year 
of  the  household  visit. 

Mr.  Laitimore.  I  think  the  only  time  at  which  we  knew  Mrs.  Elten- 
ton and  her  husband  was  in  the  first  half  of  1938,  when  they  were  living 
in  Berkeley. 

Mr.  Sourwine.  Have  you  told  the  committee  all  that  you  know 
about  Mr.  Eltenton  ? 

Mr.  Lattimore.  I  have  told  everything  that  I  can  recall.  I  have 
a  very  shadowy  recollection  of  both  of  them. 

Mr.  Sourwine.  All  right. 

Mr.  Morris.  Are  you  acquainted  with  the  testimony  before  the 
House  Un-American  Activities  Committee  in  connection  with  Dolly 
Eltenton  and  her  husband  George  Charles  Eltenton  ? 

Mr.  Lattimore.  No. 

]\Ir.  ISIoRRis.  You  have  not  read  it  ? 

]\Ir.  Lattimore.  No. 

Mr.  Morris.  The  next  name  on  the  list  is  John  K.  Fairbank. 

Mr.  Lattimore.  The  answer  is  no. 

Mr.  Morris.  You  do  know  John  K.  Fairbank  well,  do  you  not  ? 

Mr.  Latttmore.  I  know  him ;  yes. 

Mr.  Morris.  Do  you  know  him  well,  Mr.  Lattimore  ? 

Mr.  Lattimore.  Fairlv  well. 

Mr.  Morris.  Did  he  ever  work  for  you  in  the  Office  of  War  Infor- 
mation ? 

Iklr.  Lattimore.  No.    He  never  worked  under  me. 

Mr.  Morris.  Was  he  not  head  of  the  China  Division  of  the  Office  of 
War  Information  ? 


3518  INSTITUTE    OF    PACIFIC    RELATIONS 

Mr,  Lattimore.  I  don't  recall  that.  My  recollection  is  that  he 
worked  for  the  Office  of  War  Information — no  that  he  worked  in  the 
American  Embassy  in  Chungking  collecting  documents,  I  believe,  for 
colleges  and  universities  and  research  work  over  here,  and  then  trans- 
ferred to  the  OWI. 

But  the  precise  dates  and  precise  character  of  his  service  in  OWI  I 
didn't  have  anything  to  do  with  and  I  don't  remember. 

Mr.  ISIoRRis.  Elsie  Fairfax  Cholmeley. 

Mr.  Lattimore.  Yes ;  I  remember  her,  and  I  had  no  reason  to  con- 
sider her  a  Communist  at  that  time. 

Mr.  Morris.  Gen.  Feng  Y'hsiang. 

jNIr.  Lattimore.  Gen.  Feng  Y'hsiang,  I  met  first  in  Chungking  when 
he  was  one  of  the  deputies  to  Chiang  Kai-shek,  and  I  met  him  after- 
ward in  this  country. 

Mr.  Morris.  Was  he  ever  a  guest  at  your  home  ? 

Mr.  Lattimore.  He  stayed  overnight  at  my  house  once. 

Mr.  Morris.  Did  you  ever  travel  in  the  United  States  with  him? 

]\Ir.  Lattimore.  Let  me  see,  I  think  I  traveled  from  Philadelphia 
to  Baltimore  with  him  once.  I  had  gone  up  to  Bryn  INIawr,  where  I 
was  requested  to  act  as  his  translator  in  a  speech  he  made  at  Bryn 
Mawr  College. 

Mr.  Morris.  And  is  it  your  testimony  you  did  not  know  or  had  no 
reason  to  believe  he  was  a  Communist  ? 

Mr.  Lattimore.  Had  no  reason  to  believe  he  was  a  Communist. 
Anything  but. 

Mr.  Morris.  Did  you  ever  introduce  him  to  anybody  as  your  Com- 
munist friend? 

Mr.  Lattimore.  No ;  I  am  sure  I  didn't. 

Mr.  Morris..  Did  you  persuade  him  to  go  back  to  Communist  China  ? 

Mr.  Lattimore.  No  ;  I  didn't. 

Mr.  JNIoRRis.  Did  you  ever  discuss  the  prospects  of  his  return  to 
Communist  China,  with  anybody  ? 

Mr.  Lattimore.  No.  I  believe  that  I  may  have  talked  in  general 
terms  about  his  going  back  to  China,  but  I  don't  think  it  was  Com- 
munist China  at  that  time.  My  view  of  him  was  that  he  was  one  of 
the  strongly  democratic  Chinese  who  had  never  joined  the  Reds  and 
was  not  likely  to. 

The  Chairman.  To  come  back  again,  to  whom  are  you  referring? 

Mr.  Lattimore.  Gen.  Feng  Y'hsian,  once  known  as  the  Christian 
general  of  China. 

Mr.  Morris.  Mr.  Chairman,  may  I  introduce  into  the  record  at  this 
time  two  newspaper  articles  in  connection  with  the  last  man  about 
whom  we  have  been  interrogating  Mr.  Lattimore  ? 

The  Chairman.  Where  do  they  come  from,  and  what  is  their  back- 
ground ? 

Mr.  Mandel.  This  is  a  photostat  of  the  New  York  Times  of  January 
15,  1948,  page  14,  and  a  photastat  of  another  article  from  the  New 
York  Times,  of  September  6,  1948,  pages  1  and  G,  in  reference  to 
Feng  Yu-hsiang. 

Mr.  Sourwine.  Did  you  cause  those  photostats  to  be  made  from  the 
original  papers  ? 

Mr.  Mandel.  Yes,  sir. 

The  Chairman.  Is  this  the  date  at  which,  or  about  which  the  wit- 
ness knew  this  party  ? 


INSTITUTE    OF    PACIFIC    RELATIONS  3519 

Mr.  FoRTAS.  What  is  the  date  of  those  photostats  ? 

Mr.  Morris.  That  is  September  1948. 

When  did  you  last  see  Gen.  Feng  Yu-hsiang,  Mr.  Lattimore  ? 

Mr.  Lattimore.  The  last  time  I  saw  him  was  when  he  stayed  at  our 
house.  He  and,  I  think,  a  son-in-law  of  his  stayed  overnight  at  our 
house. 

Mr.  Morris.  What  is  his  son-in-law's  luime,  Mr.  Lattimore'^ 

Mr.  Lattimore.  I  don't  recall. 

Mr.  Sourwine.  When  was  that,  Mr,  Lattimore? 

Mr.  Lattimore.  I  can't  recall  the  exact  year.    Perhaps  my  wife  can. 

The  Chairman,  Where  were  you  living?    In  Baltimore? 

Mr.  Lattimore.  Yes,  outside  of  Baltimore.    Ruxton, 

Mr.  Morris,  It  was  in  connection  with  the  trip  that  he  made  to  the 
LTnited  States,  was  it  not,  obviously,  Mr.  Lattimore? 

Mr,  Lattimore,  In  connection  with  ? 

Mr.  Morris.  The  visit  must  have  been  at  the  same  time  he  visited 
the  United  States. 

]\Ir.  Lattimore.  At  the  same  time,  yes.  He  had  been  appointed  by 
Gen.  Chiang  Kai-shek  to  make  a  study  of  hydroelectric  enterprise  in 
tliisi  country,  and  I  remember  his  telling  me  that  he  hacl  taken 
thousands  of  feet  of  motion-picture  film  in  connection  with  that. 

Mr,  Morris.  He  met  with  a  violent  death,  did  he  not,  Mr.  Latti- 
more ? 

j\Ir.  Lattimore.  He  died  in  a  fire  aboard  a  Soviet  ship,  I  believe, 
in  tlie  Mediterranean  somewhere. 

The  Chairman.  What  is  the  basis  for  the  introduction  of  these 
exhibits? 

Mr.  Morris,  j\Ir,  Chairman,  one  article  describes  the  death  that 
Gen.  Feng  Yu-hsiang  came  to,  and  the  other  was  an  article  indicating 
when  he  ariived,  which  would  tend  to  be  corroborative  of  the  time 
that  Mr.  Lattimore  did  meet  Gen.  Feng  Yu-hsiang. 

Mr.  FoRTAs.  What  is  the  date? 

The  Chairman.  It  is  supposed  to  be  September  1948. 

Mr.  IMoRRis.  Both  are  September  19-18. 

Mr,  FoRTAs.  You  say  that  there  is  a  date  as  to  the  time  when  he  ar- 
rived, whicli  tends  to  corroborate  the  witnesses'  testimony,  and  pre- 
sumably you  are  referring  to  a  date  given  in  the  story. 

Mr.  Morris.  That  is  right. 

Mr.  FoRTAs.  I  wondered  if  you  would  state  that  to  the  witness, 
because  we  haven't  seen  the  article. 

The  Chairman,  There  is  one  here  of  the  New  York  Times  of  Jan- 
uary 15,  1918,  page  14;  one  of  the  New  York  Times,  September  6, 
1948,  page  1,  and  another  from  the  New  York  Times  dated  September 
6,  1948,  page  6, 

ISIr,  Sourwine.  That  is  a  run-over  of  the  former  story. 

Senator  Smith.  Could  we  not  clear  it  up,  Mr.  Chairman,  by  letting 
the  witness  and  his  counsel  examine  those  right  now  ? 

The  Chairman.  I  want  to  know  what  is  the  basis  for  the  introduc- 
tion of  them.    They  do  not  refer  to  this  witness,  as  I  understand  it. 

]Mr.  Morris.  But  they  do  refer,  Mr,  Chairman,  to  Gen.  Feng  Yu- 
hsiang,  about  whom  we  have  been  interrogating  this  witness,  and  they 
do  place  the  time  of  his  visit  to  the  United  States  during  the  time  of 
the  visit  when  Mr.  Lattimore  testified  he  did  have  Gen.  Feng  Yu- 
hsiano;  in  his  home. 


3520  INSTITUTE    OF    PACIFIC    RELATIONS 

The  Chaikman.  Did  it  have  any  connection  with  tlie  Institute  of 
Pacihc  Kehitions? 

Mr.  MoRWs.  No,  sir;  not  wliat  we  are  puttino-  in  the  record  at  tliis 
time,  Mr.  Chairman. 

The  Chairman.  The  Chair  is  going  to  withhold  the  ruling  on  that 
for  the  time  being. 

You  may  proceed  with  some  other  matter. 

Mr.  Morris.  Julien  R.  Friedman. 

Senator  Smith.  May  I  ask  one  question  before  we  leave  that? 

The  Chairman.  Yes,  sir. 

Senator  Smith.  Mr.  Lattimore,  with  respect  to  Gen.  Feng  Yu- 
hsiang,  that  he  made  several  thousand  feet  of  moving  picture  film 

Mr.  Lattimore.  Made  or  had  been  given. 

Senator  Smith.  Did  you  see  any  of  those  yourself? 

Mr.  Lattimore.  No,  I  didn't. 

Senator  Smith.  You  did  not  know  whether  any  of  them  were  made 
of  just  public  utilities,  or  whether  some  of  them  might  have  been 
made  of  military  installations.  Do  you  have  any  information  either 
way? 

Mr.  Lattimore.  I  have  no  information  wdiatever. 

This  was  in  the  period  when  there  was  a  great  deal  of  talk  about  a 
possible  TVA  on  the  Yangtze,  and  that  sort  of  thing,  and  the  Chinese 
Government  w^as  very  much  interested  in  large-scale  hydroelectric 
enterprises, 

Mr.  Morris.  Julian  R.  Friedman? 

Mr.  Lattimore.  Is  he  a  man  who  worked  for  the  State  Department 
at  one  time? 

Mr.  M(^RRis.  Yes.  He  was  an  assistant  to  John  Carter  Vincent  at 
the  time  he  was  Director  of  the  Far  Eastern  Division  of  the  State 
Department. 

Mr.  Lattimore.  Well,  then,  I  knew  him  slightly  and  had  no  reason 
to  believe  him  a  Communist. 

Mr.  Morris.  Did  you  meet  him  in  Mr.  Vincent's  office  in  the  State 
Department  ? 

Mr.  Lattimore.  I  can't  recall  meeting  him  there,  no.  I  think  when- 
ever I  met  him  it  was  socially.  If  he  was  in  Mr.  Vincent's  office,  I 
may  well  have  met  him. 

Senator  Ferguson.  I  think  the  facts  show  that  he  had  a  desk  in 
the  same  office  with  Mr,  Vincent,  if  that  will  help  you. 

Mr.  Lattimore.  I  may  quite  well  have  met  him  in  Mr.  Vincent's 
office,  but  if  so  it  was  so  inconsequential  that  I  retain  no  memory 
of  it. 

Mr.  Morris.  You  did  say  whenever  you  did  meet  Mr.  Friedman  it 
was  at  social  gatherings,  Mr.  Lattimore.  Will  you  tell  us  about 
those  ? 

Mr.  Lai'itmore.  Well,  I  -just  remember  meeting  him  occasionally. 
He  may  have  been  at  one  or  more  IPR  conferences,  or  something  of 
that  sort. 

Mr.  Morris.  Did  you  meet  him  as  the  Hot  Springs  convention  in 
1944? 

Mr.  LATriMORE.  If  he  was  there,  then  I  must  have  met  him  there? 

Mr.  Morris.  But  that  is  the  best  you  can  testify  to  about  your  asso- 
ciation with  Julian  Friedman  ? 

Mr.  Lattimore.  That  is  right. 


INSTITUTE    OF    PACIFIC    RELATIONS  3521 

Mr.  Morris.  Mr.  Harry  Gannes  ? 
Mr.  Lattimore.  I  don't  place  that  name. 

Mr.  Morris.  Did  Chen  Han-seng  write  a  review  of  his  book  for 
Pacihc  Affairs  while  you  were  the  editor  of  it  ? 

Mr.  Latt^imore.  I  don't  recall.  He  may  well  have.  Could  you  f^ive 
me  the  year  of  that?  •  " 

Mr.  Morris.  December  1937. 

Mr.  Lattimore.  That  is  quite  possible,  but  my  recollection  of  re- 
views m  Pacific  Affairs  is  not  very  good,  partly  because  while  I  was 
editing  Pacific  Affairs  from  abroad  many  reviews  went  in  without 
my  having  seen  the  original  manuscripts. 

Mr.  Morris.  So  it  is  your  testimony  you  did  not  recall  Harry  Gannes 
at  all  ? 

INlr.  Lattimore.  That  is  right. 
Mr.  Morris.  Mr.  Mark  Gayn « 

Mr.  Lattimore.  jMr.  Mark  Gayn  I  met  at  the  Press  Club  in  Tokyo, 
I  believe,  for  the  first  time.    That  would  be  the  winter  of  1945-46. 
and  I  think  I  saw  liim  once  in  this  country. 
Mr.  Morris.  What  was  that  occasion  ? 

Mr.  Lattimore.  That  was  just  before  he  was  going  to  Europe  on 
some  kind  of  writing  assignment,  so  I  was  told. 
Mr.  Morris.  Did  he  ever  confer  with  you  ? 

Mr.  Lattimore.  No,  it  certainly  wasn't  a  conference.  It  was  a 
casual  meeting. 

Mr.  Sourwine.  Just  a  moment,  Mr.  Morris.  If  I  may  interpose, 
the  witness  has  not  yet  answered  the  main  question  about  Mr.  Gayn.' 
The  question  is :  In  your  dealings  with  this  man,  or  in  any  other  way, 
did  you  know  or  have  any  reason  to  belieA-e  that  he  was  a  Communist? 
Mr.  Lattimore.  No ;  T  didn't. 
Mr.  Morris.  Mr.  Louis  Gibarti  ? 
Mr.  Lattimore.  I  don't  place  that  name. 

Mr.  Morris.  Is  it  your  testimony  that  you  do  not  recall  havino-  a 
meeting  with  Mr.  Louis  Gibarti?  ^ 

Mr.  Lattimore.  I  certainly  don't  recall  it.    If  you  have  a  document 
somewhere,  it  might  refresh  my  memory. 
Mr.  Morris.  Mr.  Harold  Glasser? 
Mr.  Lai-timore.  I  don't  place  that  name  either. 
Mr.  Morris.  G-1-a-s-s-e-r. 
Mr.  Lattimore.  I  don't  place  that  name. 

Mr.  Morris.  Did  you  encounter  him  on  the  Pauley  Keparations 
Mission  ? 

Mr.  Latitmore.  He  wasn't  a  member  of  the  mission. 
The  Chairman.  The  question  is:  Did  you  encounter  him? 
Mr.  Lattimore.  I  don't  recall  it. 

The  Chairman.  That  is,  on  the  Pauley  Reparations  Mission. 
Mr.  Morris.  It  is  your  testimony  you  did  not  encounter  or  run  into 
Harold  Glasser  in  connection  with  the  Pauley  Reparations  Mission? 
Mr.  Latimer.  I  don't  recall  it.    In  Tokyo? 
Mr.  Morris.  At  any  place. 

Mr.  Lattimore.  Or  here  ?    I  just  don't  place  the  name. 
Mr.  Morris.  Mr.  Max  Granich  ? 

Mr.  Lattoiore.  Mr.  ]Max  Granich  I  know  from  the  transcript  of 
these  hearings.    I  have  never  met  him,  but  there  is  in  the  record  the 


3522  INSTITUTE    OF    PACIFIC   RELATIONS 

fact  that  I  once  wrote  him  a  letter  declining  to  join  the  board  of  China 
Today,  which  he  edited. 

Mr.  Morris.  Mr.  Michael  Greenberg? 

Mr  SouRWiNE.  Jnst  a  moment,  please.  The  Avitness  has  not  yet 
answered  the  question:  Did  he,  in  his  dealings  with  this  man,  know 
him  or  had  any  reason  to  believe  he  was  a  Communist  ? 

Mr.  Lattimore.  In  my  dealings  with  him,  I  had  no  reason  to  believe 

he  was  a  Communist.  -,.    ,     ,         -,       ^^         .^    ^.      rri  „ 

Mr  SouRWiNE.  The  question  is  a  little  broader  than  that,  ihe 
question  is:  In  your  dealimrs  with  him,  or  in  any  other  way,  clid  you 
have  reason  to  believe  or  did  you  know  him  to  be  a  Communist  i 

Mr  L\TTiMORE.  No,  I  didn't  know  him  to  be  a  Communist,  and  i 
didn't  believe  him  to  be  a  Communist.  China  Today  at  that  time  was 
not  a  magazine  that  I  recognized  as  a  Communist  front. 

Mr.  Morris.  Mr.  Michael  Greenberg?  t  ^i  •   i 

Mr  Lattimore.  Mr.  Michael  Greenberg  I  knew  slightly.  1  think 
I  met  him  at  the  New  York  office  of  the  IPR  and,  of  course  I  know 
that  he  later  became  managing  editor,  or  some  such  title,  o±  i^acitic 
Affairs  after  I  had  left.    I  knew  him  very  slightly. 

]\Ir.  Morris.  You  used  his  services,  did  you  not,  m  the  IFK  f 
Mr  Lattimore.  I  don't  recall  using  his  services. 
Mr  Morris.  Mr.  Mandel,  will  you  identify  this  document,  pleased 
Mr    SoiiRwiNE.  If  I  may  interrupt,  please,  before  the  document 
comes  in      Here  again  we  have  a  situation  where  the  major  question- 
that  is,  whether  the  witness  in  his  dealings  or  m  any  other  way  knew 
or  had  reason  to  believe  this  person  was  a  Communist— has  not  been 

Mr  L  vrTiMORE.  No ;  I  had  no  reason  to  believe  he  was  a  Communist. 

Mr*  SouRWiNE.  The  question  is  assuming  that  you  did  have  deal- 
intrs  with  the  person.  There  is,  of  course,  no  objection  to  expatiating 
oifthat,  but  I  keep  coining  back  to  it  because  the  mam  question  is 
whether  you  knew  or  had  reason  to  believe  that  the  person  was  a 

Communist.  ,.  ,  ,,  n  ,     i 

Mr.  Lattimore.  No  ;  I  knew  him  very  slightly  and  had  no  reason 

to  believe  him  a  Communist. 

The  Chairman.  All  right,  Mr.  Mandel.  ^         .i      ci        4= 

I^Ir  ISIandel.  This  is  a  photostat  of  a  document  from  the  hies  ot 
the  Institute  of  Pacific  Relations,  dated  April  28,  1941,  froni  300  Gil- 
man  Hall,  Johns  Hopkins  University,  addressed  to  Mr.  E.  C.  Carter, 
with  the  typed  signature  of  Owen  Lattimore.     It  is  a  photostat  ot  a 

carbon  copy.  ,        ^  .^       i      i 

Mr.  Morris.  INIr.  Lattimore,  I  offer  you  that  document  and  ask  you 

if  you  can  recall  having  written  it.  ,,    ,       .  .,^        -^     i    .    t 

Mr.    Lattimore.  No;    I    don't    recall    having    written    it,    but    i 

obviously  did.  .  ^  -,    nr     t    4^4^-  ? 

Mr  Morris.  Will  you  read  the  second  paragraph,  Mr.  Lattimore_{ 
Mr.  Lattimore.  "The  three  points  raised  by  Greenberg  are,  i 

think,  decisive."  ^         ,       ., 

Mr.  Morris.  Do  you  remember  what  the  three  points  were  m  con- 
nection with  that  paper  by  Greenberg? 

Mr.  Lattimore.  No  ;  but  the  first  sentence  of  the  letter  is : 
Herewith  I  am  returning  the  docket  of  uapers  relative  to  Bloch's  proposal 
for  an  analysis  of  the  Russo-  Japanese  Pact, 


INSTITUTE    OF   PACIFIC   RELATIONS  3523 

•  "^fi^''\l^'^^J  ^?  ""V"'  the  latter  to  object  to  the  fact  that  the  peoi^le 
111  the  New  1  ork  office  don't  seem  to  realize  that  quarterly  maffiiziAes 
liave^to  deal  iii  rather  long  terms  of  reference,  whereas  the  Fa?  East- 
ern burvey,  which  was  a  fortnightly  publication,  dealt  with  things 
that  were  closer  to  the  neAvs. 

The  Chairman.  Now  get  back  to  the  question 

Mr.  Morris.  Mr.  Chairman,  may  that  be  admitted  into  the  record? 

Ihe  Chairman.  It  may  be  admitted  in  the  record. 

(Ihe  document  referred  to  was  marked  ''Exhibit  No.  551"  and  is  as 
loUows :)  ' 

Exhibit  No.  551 

WLH 
ED 

300  GiLMAjy  Hall,  Johns  Hopkins  University 
Mr.  E.  C.  Carter,  Baltimore,  Md.,  April  28,  WJ,1. 

Institute  of  Pacific  Relaticm, 

129  East  Fifty-second  Street,  New  York  City. 

Dear  Carter  :  Herewith  I  am  returning  the  docket  of  papers  relative  to  Bloeh's 
proposal  for  an  analysis  of  the  Russo-Japanese  Pact 

The  three  points  raised  hy  Greenberg  are,  I  thinlv  decisive 

There  is-  another  thing  that  I  think  should  be  borne  in  mind  whenever  pro- 
posals of  this  kind  come  up.  Everybody  at  129  East  Fifty-second  StreeJ  who 
does  any  writing  seems  to  me  to  be  dominated  by  the  routine  and  rhvthm  of 
^ar  Eastern  Survey— and  to  be  unconscious  of  the  fact.  The  old  Far  Eastern 
Survey,  I  should  hastily  add.  There  are  already  signs  that  the  new  Far  Eastern 
Survey  IS  doing  a  Moses  on  them  and  leading  them  out  of  the  wilderness 
,,  ^"t/^f  ^aj^it  f.  m"«l  to  which  I  refer  is  still  there  and  still  dominant  '  It  is 
r  vnf  f, n'i  l^T  thnik'ug  that  the  art  of  writing  something  that  is  a  combination  of 
piotound  philosophy  and  snap  judgment  on  something  that  happened  a  week 
ago  or  at  most  two  weeks  ago.  dpyeiicu  a  ^^eelv 

This  just  won't  do  for  a  quarterly.  You  have  to  drop  the  idea  that  vou  are 
writing  about  something  that  happened  a  week  or  ten  davs  ago.  You  have  to 
cast  your  mmd  forward  at  least  three  months— four  is  safer.  It  is  not  a  ques- 
tion of  what  people  are  guessing  about  the  Russo-Japanese  Pact  now,  but  what 
they  will  be  thinking  about  it  in  September.  The  essential  approach  involves 
the  computing  of  two  factors:  (1)  By  September,  what  impress  willremain  on 
people  s  minds  of  the  actual  wording,  the  diplomatic  and  political  timing  and 
the  immediate  effects  of  the  Russo-Japanese  Pact?  (2)  By  September,  what 
win  be  the  general  character  of  the  consequences  flowing  from  the  Pact'  I  do 
not  mean  sensationally  accurate  prophesies  of  who  will  be  sipping  tea  and  who 
^^  All     /"^^""^  vodka.     I  mean  a  broadly  correct  anticipation  of  main  trends 

All  of  this  means  that  you  cannot  deal  with  foreground  at  all.  You  must 
combine  background  in  the  most  scholarly  sense  of  that  much  abused  word  with 
the  panorama  of  the  future. 

It  is  for  reasons  like  this  that  I  switched  Anna  Louise  Strong  off  the  topic 
of  the  Fourth  Route  Army  and  onto  the  topic  of  the  Eighth  Route  Army 
Yours  very  sincerely, 

Owen  Lattimore. 

Mr.  Morris.  At  the  time,  or  any  time,  did  you  have  any  reason  to 
believe  that  Michael  Greenberg  was  a  Communist  ? 

Mr.  Lattimore.  No  ;  I  had  no  reason  to  believe  he  was  a  Communist. 

Mr.  Morris.  Mr.  Chairman,  while  we  are  on  the  document,  may 
I  go  out  of  order  a  minute  and  ask  Mr.  Lattimore  to  read  the  last 
paragraph  of  this  letter? 

The  Chairman.  That  is  on  the  second  page. 

Mr.  Morris.  It  is  on  the  second  page. 

Mr.  Lattimore  (reading)  : 

It  is  for  reasons  like  this  that  I  switched  Anna  Louise  Strong  oft  the  topic  of 
the  Fourth  Route  Army  and  onto  the  topic  of  the  Eighth  Route  Army. 


3524  INSTITUTE    OF   PACIFIC   RELATIONS 

This  is  apparently  for  reasons  of  time  limit. 

Mr.  Morris.  Would  you  explain  what  you  meant  by  that  reference, 
Mr.  Lattimore? 

The  Chairman.  Read  that  ao;ain,  Mr.  Lattimore,  please. 

Mr.  Lattimore.  May  I  read  the  preceding  sentence  also? 

The  Chairman.  Just  read  what  you  did  read.  I  want  to  get  that. 
What  did  you  read  when  you  were  asked  to  read  ? 

Mr.  Lattimore  (reading)  : 

It  is  for  reasons  like  this  that  I  switched  Anna  Louise  Strong  off  the  topic  of 
the  Fourth  Route  Army  and  onto  the  topic  of  the  Eighth  Route  Army. 

Mr.  Morris.  Read  the  preceding  paragraph,  Mr.  Lattimore. 
Mr.  Lattimore.  The  preceding  paragraph  is  [reading]  : 

All  of  this  means  that  you  cannot  deal  with  foreground  at  all.  You  must 
combine  background  in  the  most  scholarly  sense  of  that  much  abused  word  with 
the  panorama  of  the  future. 

Mr.  Morris.  What  did  you  mean  by  ihe  reference  that  you  were 
switching  Anna  Louise  Strong  off  of  the  topic  of  the  Fourth  Route 
Army  and  onto  the  topic  of  the  Eighth  Route  Army? 

Mr.  Lattimore.  I  can  only  speculate  on  that,  Mr.  Morris. 

Mr.  Morris.  Was  Anna  Louise  Strong  doing  an  assignment  for  you 
at  that  time? 

Mr.  Lattimore.  I  don't  recall  whether  she  was  doing  an  assign- 
ment or  had  volunteered  an  article. 

Mv.  Morris.  But  is  it  not  apparent  from  your  reading  of  your  own 
letter,  Mr.  Lattimore,  when  you  say  you  switched  her  off  one  topic  and 
onto  anothei',  that  she  was  obviously  working  for  you  in  some  capacity? 

Mr.  Lattimore.  No;  not  necessarily.  She  may  have  volunteered 
an  article  on  one  topic  and  I  suggested  that  she  take  up  another  topic. 

Mr,  Morris.  At  least  to  that  extent  she  was  working  for  you,  if  you 
could  switch  her  from  one  to  the  other,  even  though  she  was  volun- 
teering ? 

Mr.  Lattimore.  No,  sir ;  I  think  if  a  correspondent  is  trying  to  place 
an  article  with  a  publication,  that  correspondent  is  working  for  him- 
self or  herself  until  the  article  is  accepted. 

Mr.  MoiiRis.  Were  the  Fourth  Route  Army  and  the  Eighth  Route 
Army  both  Communist  armies? 

Mr.  Lattimore.  The  Eighth  Route  Army  was  a  Communist  army. 
The  Fourth  Route  Army  was  an  army  organized  by  Chiang  Kai-shek 
which  contained  both  Communists  and  non-Communists. 

Mr.  Morris.  And  it  ultimately  became  a  Communist  army;  did  it 
not? 

Mr.  Lattimore.  Part  of  it  did ;  yes. 

Mr.  Morris.  Will  you  explain  the  reference  of  taking  Anna  Louise 
Strong  from  the  Fourth  to  the  Eighth  Route  Army  ? 

The  Chairman.  What  is  meant  by  that  language  ? 

Mr.  Lattimore.  As  I  say,  I  can  only  speculate  on  it  at  this  dis- 
tance, but  in  view  of  the  fact  that  I  was  talking  about  the  subject  of  a 
quarterly  magazine  not  writing  off  the  top  of  the  news,  and  in  view  of 
the  fact  that  this  letter  was  written  in  1941,  it  may  be  that  the  Fourth 
Route  Army  was  known  at  that  time  only  from  recent  newspaper  re- 
ports, and  I  thought  it  was  difficult  to  give  a  balanced  long-term  treat- 
ment of  it,  whereas  the  Eighth  Route  Army  had  been  known  for  a 
long  time,  and  was  a  subject  that  could  be  written  about  in  the  terms 


INSTITUTE    OF    PACIFIC    RELATIONS  3525 

of  a  quarterly  magaziiie,  rather  than  a  subject  for  some  publication 
that  was  staying  close  to  the  daily  headline. 

The  Chairman.  Did  I  understand  you  to  say  that  the  Eighth  Army 
was  a  Communist  army  ? 

Mr.  Lattimoke.  The  Eighth  Army  was  a  Connnunist  army. 
The  Ciiaibman.  And  you  switched  her  from  the  Fourth  Route 
Army  to  the  Eighth  Route  Army;  is  that  right?     Is  that  what  the 
language  says? 

Mr.  Lattimoke.  The  language  says  I  switched  her  off  one  topic 
and  onto  another  topic,  presumably  in  terms  that  she  would  write 
about  one  topic  rather  than  another.  The  Eighth  Route  Army  at  that 
time  was  under  Chiang  Kai-shek's  command,  although  it  was  a  Com- 
munist army. 

Mr.  ]\IoRRis.  Did  you  know  at  that  time  that  Anna  Louise  Strong 
was  a  Communist? 

Mr.  Lattimore.  No;  I  did  not. 

Mr.  Morris.  Had  you  any  reason  to  believe  that  she  was  a  Com- 
munist ? 

Mr.  Lattimore.  No ;  I  had  no  reason  to  believe  that  she  was. 
Senator  Ferguson.  Did  you  ever  know  that  she  w\as? 
]Mr.  Lattimore.  No  ;  I  never  learned  that  she  was. 
Senator  Ferguson.  That  is  up  to  this  date  ? 

Mr.  Lattimore.  That  is  up  to  this  date.     I  don't  consider  her  a 
Communist. 
Mr.  Morris.  Dr.  H.  Hatem? 
Mr.  Lattimore.  I  can't  place  that  name  at  all. 
Mr.  Morris.  Is  it  vour  testimony  you  had  no  connection  with  Dr. 
Hatem  ? 

Mr.  Lattimore.  None  that  I  can  recall.  There  may  be  something 
in  the  files  about  it,  but  I  completely  fail  to  place  the  name. 

Senator  Ferguson.  Mr.  Chairman,  I  just  want  to  know  if  the 
record  shows  what  Mr.  Lattimore's  definition  of  a  Communist  is  in 
these  answers.  He  is  answering  that  he  never  knew  Anna  Louise 
Strong  to  be  a  Communist,  even  up  to  this  date,  and  had  no  reasons  to 
believe. 

What  is  your  definition  in  these  answers  of  the  words  "a  Com- 
munist" ? 

j\[r.  Lattimore.  A  Communist,  I  suppose,  is  a  known  Communist. 
Senator  Ferguson.  A  knoM-n  Communist?     They  did  not  ask  you 
that,  as  I  understood  the  question. 

Mr.  Lattimore.  I  have  no  reason  to  believe  that  Anna  Louise  Strong 
is  a  Communist. 

The  Chairman.  That  is  not  the  question. 

Senator  Ferguson.  What  I  have  been  trying  to  find  out  now  is  that 
you  have  answered  many  questions  here,  and  one  of  them  was  as  to 
whether  or  not  you  ever  knew  or  had  reasons  to  believe  that  Anna 
Louise  Strong  was  a  Communist. 

Mr.  Lattimore.  No  ;  I  had  no  reason  to  believe  she  was  a  Communist. 
Senator  Ferguson.  But  I  want  to  know-  what  the  word  "Communist" 
means  to  you  wdien  you  are  answering  these  questions. 

]\Ir.  Lattijiore.  I  had  no  reason  to  believe  that  she  was  a  member 
of  the  Communist  Party, 

Senator  Ferguson,  That  was  not  the  question  at  all,  wdiether  or  not 
she  was  a  member  of  the  party.    Is  that  what  you  understood  all  of 


3526  INSTITUTE    OF    PACIFIC    RELATIONS 

these  other  questions  from  No.  1  down  to  mean :  that  you  knew  or  had 
reasons  to  believe  they  were  members  of  the  party  ? 

Mr.  Lattimore.  Yes. 

Senator  Ferguson.  Are  you  talking  about  card-carrying  Com- 
munists ? 

INIr.  Lattimore.  Senator,  I  am  not  an  expert  on  the  subject  of  card- 
carrying  Communists  versus,  noncard-carrying  Communists. 

Senator  Ferguson.  Mr.  Lattimore,  would  you  include  at  least,  in 
the  question  with  relation  to  Anna  Louise  Strong,  as  to  whether  or  not 
she  was  under  the  discipline  of  the  Communist  Party  ? 

Mr.  Lattimore.  To  the  best  of  my  knowledge  of  Anna  Louise 
Strong,  which  is  rather  slight,  I  had  no  reason  to  believe  that  she  was 
under  any  discipline  except  her  own. 

Mr.  Morris.  She  was  the  editor  of  the  Moscow  Daily  News,  was  she 
not,  Mr.  Lattimore  ? 

Mr.  Lattimore.  No,  I  don't  think  she  was.    Was  she? 

Senator  Ferguson.  Did  you  not  know  she  was  ? 

Mr.  Lattimore.  No,  I  didn't  recall  that. 

Mr.  Morris.  You  have  reviewed  her  books,  have  you  not,  Mr.  Lat- 
timore ? 

Mr.  Lattimore.  I  have  reviewed  at  least  one  book  of  hers. 

Mr.  Morris.  That  was  in  what  year ;  1935  ? 

Mr.  Lattimore.  Possibly. 

Mr.  Morris.  ]\Ir.  Chairman,  along  this  line  of  questioning  we  have 
not  been  putting  documents  into  the  record  for  fear  we  would  not  be 
able  to  finish  this  up  very  quickly. 

The  Chairman.  You  do  not  have  to  be  afraid  about  finishing  up 
very  quickly.  We  are  going  to  go  on  with  this  hearing  until  it  is  con- 
cluded.  Do  not  be  afraid  about  time. 

Senator  Smith.  Mr.  Chairman,  perhaps  we  should  define  what  we 
mean  as  a  Communist  wdien  w^e  ask  the  witness  a  question.  That  is  to 
say,  whether  we  are  referring  just  to  a  card-carrying  Communist,  a 
member  of  the  Communist  Party,  or  whether  we  are  also  including  in 
that  category  those  persons  who  we  know  are  generally  classified  as 
Comnmnists  because  they  follow  the  Communist  line. 

The  latter  would  be  a  much  broader  definition.  Perhaps  we  should 
say  to  the  witness  here  just  which  of  those  two  we  mean,  whether  we 
mean  strictly  a  card-carrying  Communist  or  whether  we  mean  a 
person  that  may  or  may  not  be  a  card-carrying  Communist  but  yet 
does  follow  the  Communist  line.  I  think  that  is  what  Senator  Fer- 
guson is  driving  at. 

Senator  Ferguson.  That  is  what  I  am  driving  at. 

Senator  Smith.  I  am  sure  the  witness  would  rather  have  it  cleared 
that  w^ay. 

Senator  Ferguson.  Whether  or  not  they  were  voluntarily  follow- 
ing the  line. 

Mr.  SouRwiNE.  Would  this  definition  be  acceptable:  In  this  list 
of  questions,  when  we  refer  to  the  word  "Communist,"  the  committee 
means  a  person  who  is,  using  the  Senators  words,  who  is  or  has  been 
willingly  cooperative  or  collaborating  with  Communists  for  the  fur- 
therance of  Communist  purposes. 

Senator  Ferguson.  That  is  a  good  definition, 


INSTITUTE    OF   PACIFIC   RELATIONS  3527 

J\lr.  SouRwiNE.  Using  that  as  the  definition  of  Communist,  Mr. 
Lattimore,  are  there  an}^  of  tJie  answers  you  have  given  with  regard  to 
these  people  that  you  would  want  to  change  ? 

Mr.  Lattimore.  I  am  afraid,  Mr.  Sourwine,  that  those  are  definitions 
that  I  can't  accept.  I  haven't  been  conducting  a  private  investigation 
service,  and  all  I  can  speak  to  is  my  personal  knowledge  of  people  or 
knowledge  of  their  writings,  or  something  like  that. 

The  Chairman.  Do  you  want  that  answer  to  stand  in  reply  to  the 
question  propounded  by  Mr.  Sourwine  ? 
Mr.  Lattimore.  Yes,  sir. 

The  CriAiRjviAN.  In  other  words,  you  do  not  accept  the  definition 
given  you  nor  the  explanation  given  you  by  Mr,  Sourwine  or  the  mem- 
bers of  this  committee,  is  that  right  ? 

Mr.  Lattimore.  That  is  right. 

Senator  O'Conor.  Mr.  Lattimore,  whether  or  not  you  accept  it 
if  you  are  advised  that  that  is  what  the  committee  means  by  interro- 
gating you  as  to  wliether  or  not  you  had  knowledge  of  whether  they 
were  Communists,  do  you,  or  do  you  not,  stand  by  your  previous  an- 
swers that  none  of  these  individuals  whom  you  have  negatived  were 
known  to  you  to  be  Communists  ? 

Mr.  Lattimore.  No,  sir.  because  phrases  have  been  used  like  "gen- 
erally classified  as  Communists,"  and  I  just  don't  understand  exactly 
what  that  means.     I  don't  think  it  is  a  precise  enough  definition 

Mr.  FoRTAS.  Mr.  Chairman,  may  I  respectfully  request  that  the 
question  be  repeated  ? 

The  Chairman.  Just  a  minute,  Mr.  Fortas. 

Senator  O'Conor.  I  will  repeat  it.  My  question  is,  and  I  will 
rephrase  it,  whether  or  not  you  accepted  the  definition  as  given  by 
Mr.  Sourwine,  I  would  like  to  ask  you  Avhether  or  not  any  of  the  per- 
sons about  whom  you  have  been  interrogated  were  known  to  you  to 
be  acting  m  furtherance  of  Communist  objectives  or  of  beino-  identi- 
fied with  Communist  undertakings.  ^ 

Mr.  Laitimore.  I  think  the  answer  would  be  "No,"  Senator 

The  Chairman.  What  is  the  answer?  What  is  your  answer  not 
what  you  think?  ' 

Mr.  Latfimore.  My  ansAver,  without  reviewing  in  detail  all  of  these 
names,  is  no.    In  the  case  of  Anna  Louise  Strong 

Mr.  Sourwine.  In  order  to  answer  that  question  you  have  to  re- 
view those  names. 

Senator  O'Conor.  Go  ahead,  Mr.  Lattimore. 

Mr.  Lattimore.  In  the  case  of  Anna  Louise  Strong,  slie  was  known 
for  many  years  as  a  writer  who  gave  sympathetic  accounts  of  condi- 
tions m  parts  of  Soviet  Russia  that  she  visited.  Later  on  she  was  a 
person  who  wrote  accounts  very  friendly  to  the  Chinese  Communists 
ot  what  she  saw  in  Communist  China. 

The  question  of  whether  doing  a  thing  of  that  kind  was  honest  re- 
porting by  the  person  concerned  of  facts  as  she  saw  them,  or  whether 
It  was  a  question  of  deliberately  furthering  the  cause  or  interests  of 
the  Chinese  Communists  or  the  Russian  Communists,  is  a  subjective 
evaluation  for  which  I  don't  have  the  data.  Therefore,  I  say  that  as 
far  as  my  knowledge  is  concerned,  she  was  not  a  Communist 

Senator  O'Conor.  You  have  not,  I  think,  Mr.  Lattimore,  answered 
fully.  Our  question  is  not  as  to  whether  the  person's  writings  may 
m  fact,  have  been  of  aid  and  assistance,  as  well  as  if  the  person  will- 


3528  INSTITUTE    OF    PACIFIC    RELATIONS 

fully  was  actino-  in  furtherance  of  Communist  objectives  and  was 
lending  himself  or  herself  to  the  furtherance  of  Communist  objectives, 
to  the  best  of  your  knowledge. 

Mr.  Lattimore.  To  the  best  of  my  knowledge,  I  never  considered 
that  Anna  Louise  Strong  was  willfully  furthering  the  interests  of 
the  Chinese  or  Russian  Communists  in  the  dishonest  sense  of  dis- 
regarding her  own  judgment. 

The  Chairman.  Just  a  minute.  Let  me  have  that  answer,  please 
That  is  an  avoidance  of  the  question.    Read  me  the  answer. 

( The  record  was  read  by  the  reporter.) 

The  Chairman.  That  'is  a  willful  avoidance  of  the  answer.  It  is 
going  to  be  stricken. 

Answer  the  question.  Will  you  read  the  question  back  to  the  wit- 
ness, please,  the  question  of  the  Senator  from  Maryland  ? 

(The  record  was  read  by  the  reporter.) 

Mr.  Lattimore.  To  the  best  of  my  knowledge,  no. 

Senator  O'Conor.  Is  that  applicable  to  all  of  the  other  individuals  ? 

Mr.  Lattimore.  Yes,  I  think  it  is.  As  I  say,  again,  without  review- 
ing each  individual  name 

Mr.  SouRwiNE.  The  witness  has  repeated.  He  says  that  again  with- 
out reviewing  these  names.  In  order  to  answer  that  question,  he  must 
review  these  names,  and  the  record  should  shoAv  that  he  has  reviewed 
these  names.    Otherwise,  the  answer  means  nothing. 

Mr.  Morris.  Will  you  review  the  names  and  answer  the  question, 

Mr.  Lattimore  ?  ,  .  ^    •     -,   <•  .    .i 

Senator  Ferguson.  Mr.  Chairman,  I  do  not  think,  m  deference  to  the 
question  answered,  that  we  have  a  sufficient  understanding  now  that 
there  is  an  understanding  between  tlie  committee  and  the  witness  as  to 
what  is  meant  by  the  word  "Communist." 

For  instance,  he  uses  expressions  like  "willfully"  and  whether  a  per- 
son is  "dishonest."  If  she  was  a  Communist,  no  one  could  say  she  was 
dishonest  in  her  judgment.  I  think  w^e  ought  to  take  a  minute  here  and 
o-et  an  agTeement  on  what  we  mean  by  the  word  "Communist"  in 
these  questions.     I  think  this  is  very  material. 

The  Chairman.  You  cannot  prevent  the  witness  from  inserting  a 
word  of  his  own  which  is  not  used  by  the  interrogator,  and  that  is  what 
he  has  been  doing  all  along.  ■  ,^  -,,,  o 

Mr.  FoRTAs.  Mr.  Chairman,  I  think  the  word  "willful  '  was  Senator 
O'Conor's  word. 

Senator  Ferguson.  I  had  used  the  expression  once  knowingly. 

Mr.  FoRTAS.  Senator,  there  have  been  so  many  questions,  I  wonder  if 
the  committee  could  not  rephrase  the  question  and  put  it  to  the  witness. 
I  think  this  is  just  a  case  of  confusion  because  of  different  terminology 
used  by  the  interrogators. 

The  Chairman.  Senator  O'Conor's  question  was  very  clear  and  very 
distinct.     It  will  be  read  back  to  the  witness  again  if  need  be. 

Senator  Ferguson.  Mr.  Chairman,  might  I  ask  this  question  of  the 
witness :  Mr.  Lattimore,  did  you  say  about  the  handbook  written  by 
Anna  Louise  Strong,  This  Soviet  World,  as  reviewed  by  you  on  pages 
611-612 : 

Her  book,  as  a  whole,  is  a  good  confrontation  of  the  Soviet  ideas  of  democracy, 
originality  and  individuality  and  the  foreign  idea  of  regimentation. 

The  Chairman.  Wliat  is  the  question,  Senator? 


INSTITUTE    OF   PACIFIC   RELATIONS  3529 

Senator  Ferguson.  I  asked  him  if  he  wrote  that  about  the  book  that 
was  written  b}^  Anna  Louise  Strong. 

Mr.  Lattimore.  I  don't  recall  writing  that,  but  I  am  willing  to  accept 
this  extract.     I  would  like  to  see  the  full  context. 

Mr.  Morris.  "Wliat  year  is  that,  Mr.  Lattimore? 

Mr.  Lattimore.  September  1945,  Pacific  AflFairs. 

Mr.  IMoRRis.  Mr.  Chairman,  while  we  are  getting  that  article,  may 
we  have  the  question  redirected  to  Mr.  Lattimore  ? 

The  Chairman.  Senator  Ferguson's  question  ? 

Mr.  Morris.  No  ;  Senator  O'Conor's  question.  And  may  we  have  the 
witness's  last  answer  ? 

The  Chairman.  You  will  have  to  read  back  to  get  Senator  O'Conor's 
question. 

Senator  O'Conor.  I  said,  Mr.  Lattimore,  apart  from  whether  you 
accepted  the  definition  as  repeated  by  Mr.  Sourwine,  whether,  in  your 
responses  to  the  questions  concerning  this  list  of  individuals,  you  meant 
that  you  had  no  knowledge  that  any  one  of  those  individuals  had  acted 
m  furtherance  of  Communist  objectives  or  were  identified  with  Com- 
munist undertakings  ? 

Mr.  Lattimore.  To  my  knowledge  ? 

Senator  O'Connor.  Yes. 

Mr.  Lattimore.  The  answer  is  no,  to  my  knowledge,  as  far  as  my 
knowledge  extends.    JMay  I  add  a  word  or  two  there  ? 

When,  esj^ecially  in  the  early  1930's,  I  read  an  attempt  to  describe 
sometliing  that  was  going  on  in  some  part  of  Soviet  Russia  that  was 
friendly  in  the  sense  that  it  didn't  have  in  every  other  paragraph, 
"Remember  these,  all  murderers,"  or  something  of  that  kind,  I  thought 
it  was  an  honest  attempt  to  observe  and  report  what  was  going  on  in 
Russia.  My  assumption  would  not  be  that  that  was  done  in  purpose 
of  furthering  the  spread  of  Communists. 

Mr.  Morris.  Mr.  Chairman,  on  this  point  may  Mr.  Mandel  read 
into  the  record  Anna  Louise  Strong's  contributions  to  the  Communist 
publications  as  of  that  time  ? 

The  Chairman.  Wait  a  minute.    What  are  you  reading  from? 

Mr,  Mandel.  From  a  record  I  have  accumulated.  The  sources  are 
all  given. 

i\Ir.  Morris.  Mr.  Mandel  has  been  sworn  as  the  research  director, 
and  he  will  give  the  sources  of  each  individual  item  as  he  comes  to 
it,  Senator. 

The  Chairman.  Very  well. 

Mr.  Mandel.  Moscow  Daily  News  of  July  2,  1933,  published  in 
Moscow  for  English-speaking  people  in  the  Soviet  Union  and  through- 
out the  world.  Miss  Anna  Louise  Strong  is  associate  editor.  She 
also  was  a  writer  for  tlie  following  Communist  publications:  The 
Liberator  of  INIarch  1923,  page  21;  Soviet  Russia  Today,  December 
1931,  page  5 :  the  New  Masses  of  June  28,  1938,  page  15 ;  the  Sunday 
Worker  of  December  21,  1935,  page  3;  the  Labor  Herald — that  is  the 
Communist  Labor  Herald— of  March  1921,  page  16;  the  Worker's 
Monthly  of  January  1925,  page  108 ;  Soviet  Russia  Today  of  March 
1937,  pages  14  and  15. 

Mr.  Morris.  This  is  the  article,  Mr.  Lattimore,  that  you  made 
reference  to  that  you  reviewed.     [Document  handed.] 

The  Chairman.  I  understand  there  is  some  confusion  as  to  the 
date.     Is  that  right?     What  is  the  question  now  pending? 

88348— 52— pt.  10 17 


3530  INSTITUTE    OF   PACIFIC   RELATIONS 

]Mr.  Morris.  Senator  Ferguson,  Mr.  Chairman,  asked  Mr.  Latti- 
more  whether  or  not  lie  had  made  a  certain  statement  in  reviewing 
Anna  Louise  Strong's  book,  and  he  wanted  to  see  the  whole  text. 
He  has  been  given  the  text,  and  he  now  may  make  any  change  in  that 
that  is  necessary. 

The  Chairman.  What  is  the  question,  the  question  by  Senator 
Ferguson  ? 

Mr.  Lattimore.  It  refers  to  a  particular  sentence  which  I  have 
here. 

The  Chairman.  I  want  the  question,  if  I  can  get  it. 

Senator  Ferguson.  Can  you  identify  what  I  asked  you  in  the 
book? 

Mr.  Lattimore.  Yes,  I  found  it. 

Senator  Ferguson.  Is  it  accurate? 

Mr.  FoRTAs.  Would  you  read  it  back,  Senator  ? 

Mr.  Lattimore.  Yes,  I  think  it  is  accurate.    The  sentence  is: 

Her  book,  as  a  whole,  is  a  good  confrontation  of  the  Soviet  ideas  of  democracy, 
originality  and  individuality,  and  the  foreign  idea  of  "regimentation." 

Did  you  want  to  ask  me  anything  further  on  that.  Senator  ? 

Senator  Ferguson.  No,  but  I  was  troubled  with  your  answer  about 
Miss  Strong,  whether  you  knew  she  was  a  Communist.  I  attributed 
the  difficulty  to  the  point  that  you  and  I  were  not  thinking  about  the 
word  "Communist"  in  the  same  light.  I  could  not  understand  how 
you  could  answer  that  you  did  not  think  she  had  connection  with  the 
Communist  Party.  That  is  the  reason  I  said  to  the  Cliair  that  I  hope 
now  we  might  have  an  understanding  as  to  what  this  word  means  that 
we  have  been  using  here  in  this  last  group  of  questions  about  these 
persons  from  Adler  to  wdiere  you  are  now, 

Mr.  Lattimore.  Do  you  want  to  make  a  new  definition  ? 

Mr.  Morris,  Mr,  Sourwine,  you  had  addressed  a  definition  to  the 
Chair. 

Mr,  Sourwine,  AVould  the  committee  wish  to  use  this  definition: 
Communist  means  a  person  under  Communist  discipline,  or  who  has 
voluntarily  and  knowingly  cooperated  or  collaborated  with  Commu- 
nist Party  members  in  furtherance  of  Communist  Party  objectives. 

The  Chairman.  Do  you  know  that  to  apply  to  any  of  those  names 
that  have  been  referred  to  you  ? 

Mr.  Latttmore,  I  would  say  not,  subject  to  the  times  at  which  7 
knew  these  various  people  and  various  contributions  that  they  sub 
mitted. 

Mr.  Sourwine.  You  have  now  reviewed  the  list,  have  you,  Mr 
Lattimore  ? 

Mr,  Lattimore,  I  have  reviewed  the  list.  I  notice  that  there  is,  fc 
instance,  besides  Anna  Louise  Strong 

Mr.  ]\IoRRis.  This  is  the  list  down  as  far  as  Michael  Greenberg. 
That  is  as  far  as  we  have  gotten,  ]Mr.  Lattimore. 

Mr.  Lattimore.  No,  Dr.  Hatem,  I  think. 

Mr.  Morris.  Yes,  we  had  gone  to  Hatem.    You  are  right. 

Mr.  Lattimore.  Well,  of  course,  tliere  are  various  people  to  whom 
I  have  referred,  like  Earl  Browder,  knowing  that  he  was  a  Commu- 
nist and — what  is  his  name — Borodin,  assuming  that  he  was  a  Com- 
munist. There  is  Israel  Epstein,  who  I  once  reviewed  as  writing  a 
book  that  was  partisan  on  the  side  of  the  Chinese  Communists. 


INSTITUTE    OF    PACIFIC   RELATIONS  3531 

Mr.  Morris.  Yes,  but  you  testified  that  you  had  no  reason  to  believe 
that  he  was  a  Communist  while  you  knew  him,  did  you  not'^ 

Mr.  Lattimore.  Yes,  I  did  not  consider  him  at  that  time  to  be  a 
Communist.  I  considered  him  a  partisan  of  the  Communists.  How 
that  is  affected  by  Mr.  Sourwine's  definition  I  don't  know. 
Senator  Fergusox.  How  is  it  affected  in  your  mind  ? 
Mr.  Lattimore.  Well,  at  that  time,  I  considered  him,  at  the  time 
I  reviewed  his  book,  I  considered  that  he  gave  a  partisan  statement 
in  favor  of  the  Chinese  Communists.  But  as  of  the  year  that  book 
was  written,  exactly  what  that  meant  in  terms  of  Russian  Communists 
and  American  Communists  would  be  something  else  again. 

Many  people  were  writing  extremely  favorable  accounts  of  the 
Chinese  Communists  at  that  time.  I  think  perhaps  I  could  say  that, 
at  that  time,  using  a  very  loose  term — which  again  is  not  really  a 
satisfactory  definition  in  itself — I  would  consider  Epstein  a  fellow 
traveler  of  the  Chinese  Communists. 

Mr.  SouRwixE.  Mr.  Chairman,  if  the  committee  accepts  this  defi- 
nition, and  I  assume  that  is  the  case  with  regard  to  its  question,  then 
the  question  is,  putting  this  definition  in  place  of  the  word  ''Commu- 
nist,'' first  we  assume  that  you  had  dealings  with  the  person  named, 
and  if  not,  please  state  that,  then  in  your  dealings  with  this  person, 
or  in  any  other  way,  did  you  know  or  have  reason  to  believe  that  this 
person  was  a  person  under  Communist  discipline  or  who  had  volun- 
tarily and  knowingly  cooperated  or  collaborated  with  Communist 
Party  members  in  furtherance  of  Communist  Party  objectives. 

Taking  that  as  the  question,  Mr.  Lattimore,  and  looking  back  over 
these  names,  down  as  far  as  that  of  Dr.  Hatem,  are  there  any  of  the 
answers  which  you  gave  in  the  negative  which  you  would  like  to 
change  or  qualify? 

Mr.  Lattimore.  I  think  no,  with  the  exception  of  Israel  Epstein, 
whom  I  mentioned  here,  and  possibly  Abraham  Chapman.  I  can't 
remember  exactly  what  the  correspondence  was.  I  never  met  him 
personally,  but  I  seem  to  remember  that  the  question  was  raised  in 
the  research  committee  of  the  IPR  that  he  had  done  some  kind  of 
work  from  the  Communist  point  of  view,  or  as  a  Communist,  or  some- 
thing of  that  kind.    I  don't  recollect  the  exact  terms. 

The  question  was  raised  whether  his  work  should  be  published  a< 
all.  and,  if  so,  how  it  should  be  described  or  presented.  But  as  I  say^ 
I  don't  remember  the  details. 

Mr.  SouRwixE.  And  you  had  that  in  mind,  did  you,  when  you  pre- 
viously answered  the  question  about  him  ? 

Mr.  Lattimore.  When  I  previously  answered  the  question  about 
him,  I  had  in  mind  that  I  did  not,  of  my  personal  knowledge,  know 
him  to  be  a  Communist.  I  think  so— I  am  not  sure.  I  would  like  to 
have  the  transcript  read  back.  I  am  getting  a  little  bit  confused  with 
all  of  these  going  back  and  forth  from  one  name  to  the  other.  If  we 
go  back  in  the  transcript  to  the  raising  of  the  name  of  Abraham  Chap- 
man, perhaps  I  could  be  clearer. 

Mr.  Sourwixe.  The  transcript  will  speak  for  itself,  sir.  But  the 
question  is,  Now  that  you  have  been  somewhat  more  confined  by  the 
committee's  definition  of  "Communist,"  what  is  your  answer  with 
regard  to  Mr.  Chapman? 

]Mr.  Lattimore.  ]My  answer  with  regard  to  Mr.  Chapman  is  that  I 
had  no  pei-sonal  dealings  with  him,  and  therefore  did  not  personally 


3532  INSTITUTE    OF    PACIFIC   RELATIONS 

know  him  or  consider  him  to  be  a  Communist.  But  that  I  believe,  and 
without  seeing  the  correspondence  again,  I  can't  remember  exactly 
what  it  is  about,  that  the  question  of  his  being  a  Communist  or  sup- 
porting a  Communist  presentation,  or  something  of  the  kind,  may 
have  been  raised. 

The  Chairman.  Would  you  say  you  had  reason  to  beheve,  then, 
tliat  he  was  a  Communist  or  a  fellow  traveler  ? 

Mr.  Lattimore.  It  would  be  impossible  for  me  to  be  more  precise 
there,  Mr.  Chairman,  without  seeing  the  original  correspondence 
again  and  reviewing  it.     I  don't  want  to  be  unjust  to  anybody. 

The  Chairman.  All  right. 

Senator  Ferguson.  Might  I  ask  a  question  ? 

The  Chairman.  Yes,  sir. 

Senator  Ferguson.  Down  to  where  we  are  on  the  names  now,  what 
would  your  answer  be,  and  you  have  given  us  a  definition  of  "fellow 
traveler,"  as  to  knowing  or  having  reason  to  believe  that  any  of  these 
people  were  fellow  travelers? 

Mr.  FoRTAs.  Senator,  I  am  not  sure  tliat  he  has  defined  ^^fellow 
traveler." 

The  Chairman.  He  has  used  it  alternately. 

Mr.  Lattimore.  I  used  the  term,  and  I  believe  I  said  that  it  was  in 
itself  a  loose  and  unsatisfactory  definition. 

Senator  Ferguson.  As  loose  and  as  unsatisfactory  as  it  is  to  you, 
what  do  you  sav  about  my  question? 

Mr.  SouRWiNE.  Let  the  record  show  the  witness  is  examining  the 

list. 

Mr.  Lattimore  [after  examining  the  document].  No.  I  don't  be- 
lieve I  had  any  reason,  at  the  time  I  knew^  any  of  these  people,  to  con- 
sider that  they  were  fellow  travelers,  with  the  exception  or  partial 
exceptions  already  indicated. 

Mr.  Morris.  And  that  includes  Mr.  Israel  Epstein,  is  that  right? 

Mr.  Lattimore.  That  would  include  Mr.  Epstein,  whom  I  certainly 
considered  at  the  time  to  have  written  a  partisan  book,  that  was  parti- 
san on  the  side  of  the  Chinese  Communists. 

The  CHAumAN.  Before  you  made  that  last  answer,  you  had  occasion 
to,  and  did,  review  the  list  of  names  on  which  you  have  been  interro- 
gated.    Is  that  right? 

Mr,  Lattimore.  That  is  right. 

Senator  Ferguson.  What  is  your  answer  on  Earl  Browder?  I  see 
his  name  under  the  B's. 

Mr.  Lattimore.  Well,  I  had  already  mentioned  that  I  considered 
him  to  be  a  Communist  at  the  time.  So  I  understood  that  he  was  not 
affected  bv  this  review. 

Tlie  Chairman.  I  think  the  connnittee  will  recess  at  this  point.  We 
will  recess  until  2  o'clock. 

(Whereupon,  at  12: 15  p.  m..  the  hearing  was  recessed,  to  reconvene 
at  2  p.  in.  of  the  same  day.) 

AFTERNOON  SESSION 

The  hearing  reconvened  at  2 :  10  p.  m.,  upon  the  expiration  of  the 
recess. 


INSTITUTE    OF   PACIFIC   RELATIONS  3533 

TESTIMONY  OF  OWEN  LATTIMORE,  ACCOMPANIED  BY  THUEMAN 
AENOLD,  COUNSEL— Eesiimed 

The  Chairmax.  You  may  proceed  now. 

Mr,  Lattimore.  Mr.  Chairman,  over  the  recess,  I  was  trying  to  recall 
as  much  as  I  know  about  Anna  Louise  Strong,  who  has  been  mentioned 
here,  and  I  do  believe  that  I  recall  that  at  one  time  she  was  working 
for  a  paper  in  Moscow,  I  don't  remember  in  exactly  what  capacity,  but 
in  view  of  the  fact,  I  should  say  that  that  would  classify  her  as  some- 
body who  was  knowingly  working  with  the  Russians  at  that  time. 

I  may  say  that  my  memory  is  unclear  partly  because  what  was  on  the 
top  of  my  memory  was  the  newspaper  stories  about  her  being  arrested 
in  Russia  and  thrown  out. 

The  Chairman.  She  was  working  with  the  Russians  at  that  time, 
did  you  say  ? 

Mr.  Lattimore.  At  that  time. 

How  conscious  of  that  I  was  in  the  1930"s,  at  the  time  that  I  pub- 
lished material  by  her,  is  completely  beyond  my  recollection. 

The  Chairman.  And  at  the  time  she  was  working  for  the  Russians, 
the  Russian  Government  was  a  Communist  government ;  is  that  true  ? 

Mr.  Lattimore.  That  is  right. 

Senator  Ferguson.  What  was  the  year? 

Mr.  Lattimore.  I  don't  recall  that.  I  think  Mr.  Morris  read  into 
the  record  something,  but  I  don't  recall  what  year  was  mentioned. 

Senator  Ferguson.  Can  you  place  about  the  year  ? 

Mr.  Lattimore.  No,  I  can't.  My  general  recollection  is  that  she 
went  to  Russia  very  early  after  the  revolution,  but  I  don't  know  the 
details  of  her  career. 

Mr.  Morris.  Mr.  Lattimore,  AVhen  Anna  Louise  Strong  came  back 
from  Moscow  after  her  difl'erences  with  the  Soviet  Government  there, 
did  she  stop  to  visit  you  at  Baltimore? 

Mr.  Lattimore.  Yes ;  she  stopped  over  briefly  one  afternoon. 

Mr.  JNIoRRis.  How  soon  after  her  return  from  Moscow  was  that  ? 

Mr.  Lattimore.  I  don't  know.  I  think  it  must  have  been  within  a 
few  days  after  she  landed  in  New  York. 

Mr.  Morris.  How  long  did  she  stay  visiting  you  ? 

JVIr.  Lattimore.  jNIaybe  an  hour  or  so. 

Mr.  Morris.  What  did  you  discuss  with  her  at  that  time  ? 

:Mr.  Lattimore.  Well,  it  really  wasn't  a  discussion.  She  was  telling 
us  about  being  arrested  and  thrown  out. 

Mr.  Morris.  When  you  say  "us,"  whom  do  you  mean  ? 

Mr.  Lattimore.  My  wife  and  myself. 

Mr.  Morris.  Was  anybody  else  present? 

Mr.  Kvttimore.  No. 

Mr.  Morris.  Why  did  she  go  to  see  you  at  that  time,  Mr.  Lattimore? 

Mr.  Lattimore.  I  have  no  idea. 

The  CiL^iRMAN.  Do  we  understand  that  she  visited  you  at  your 
home  ? 

Mr.  Lattimore.  That  is  right. 

Senator  Ferguson.  Do  you  know  of  any  further  business  she  might 
have  had  in  Baltimore  ? 

Mr.  Lattimore.  No;  I  don't. 

Senator  Ferguson.  Did  she  express  any  ? 

Mr.  Lattimore.  No  ;  not  that  I  recall. 


3534  INSTITUTE    OF    PACIFIC    RELATIONS 

]Mr,  SouRWiNE.  Were  you  living  in  Ruxton  at  that  time  ? 

Mr.  Lattimore.  That  is  right. 

The  Chairman.  All  right ;  let  us  get  along. 

Mr.  Morris.  Mr.  Lattimore,  do  you  know  Joan  Chase  Hinton  ? 

Senator  Ferguson.  Just  before  you  go  to  that:  Did  Miss  Strong 
leave  you  any  letters  or  memorandums  or  reports  or  anything? 

Mr.  Lattimore.  No. 

Mr.  SouRwiNE.  Mr.  Morris,  are  you  getting  back  to  this  list  now? 

Mr.  Morris.  Yes ;  I  am  getting  back  to  the  list  now. 

Mr.  SouRwiNE.  Just  so  that  the  record  will  be  clear  on  this  after- 
noon's session,  and  to  refresh  the  witness'  recollection  of  the  question, 
the  question  with  respect  to  each  one  of  these  names,  the  reading  of 
the  name  assumes  that  the  witness  has  had  some  dealings  with  the 
person.  If  not,  the  witness  is  requested  to  so  state  when  the  name  is 
read. 

The  Chairman.  Some  dealing  or  some  acquaintance. 

Mr.  Sourwine.  That  is  right,  sir. 

Then  the  question  is :  In  your  dealings  with  his  person,  or  in  any 
other  way,  did  you  ever  know  or  have  reason  to  believe  that  this  person 
is  a  person  under  Communist  discipline  or  who  had  voluntarily  and 
knowingly  cooperated  or  collaborated  with  Communist  Party  members 
in  furtherance  of  the  Communist  Party  objectives? 

The  Chairman.  Mr.  Lattimore,  do  you  understand  that  as  applying 
to  each  name  as  we  go  down  the  list. 

Mr.  Lattimore.  That  is  right. 

Mr.  Morris.  The  next  name  is  Joan  Chase  Hinton. 

Mr.  Lattimore.  The  answer  is  "No."     I  knew  her  very  slightly. 

J\Ir.  Morris.  Do  you  know  any  other  members  of  her  family  ? 

Mr,  Lattimore.  Yes.     I  know  her  mother. 

Mr.  Morris.  Who  is  her  mother,  Mr.  Lattimore  ? 

Mr.  Lattimore.  Her  mother  is  the  head  of  a  school  in  Vermont. 

Mr.  Morris.  What  is  her  name  ? 

Mr.  Lattimore.  Carmelita. 

Mr,  Morris.  Are  you  a  member  of  the  board  of  that  school,  Mr. 
Lattimore? 

Mr.  Laitimore.  No  ;  I  don't  think  so. 

Mr.  Morris.  Have  you  ever  been  a  member  of  the  board  of  that 
school  ? 

Mr,  Lattimore.  No ;  I  don't  think  I  have. 

Let  me  ask  my  wife. 

I  don't  think  so,  no. 

Mr.  Morris.  Have  you  ever  lectured  or  taught  there  at  any  time? 

Mr.  Lattimore.  I  never  taught  there.  My  son  went  to  school  there, 
md  once  or  twice  when  I  was  up  there  I  spoke  at  school  gatherings. 

Mr.  Morris,  On  how  many  occasions  ? 

Mr.  Lai-timore,  Maybe  a  couple, 

Mr,  Morris,  In  what  connection  did  you  meet  Joan  Chase  Hinton? 

Mr.  Lai-timore.  As  Mrs.  Hinton's  daughter. 

Mr.  Morris.  Do  you  know  any  other  members  of  the  family  ? 

Mr.  Ijatitmore.  I  met  her  brotlun-,  who  was  at  that  time  farm  man- 
ager of  the  school. 

Mr.  Morris.  What  is  his  name? 

Mr.  Lattimore.  William. 


INSTITUTE    OF   PACIFIC   RELATIONS  3535 

Mr.  Morris.  Mr.  Chairman,  I  would  like  to  offer  for  the  record  an 
article  written  by  Joan  C.  Hinton,  from  Communist  China,  in  Sep- 
tember 1951. 

The  Chairman.  I  will  deal  with  that  in  just  a  minute. 

There  was  another  matter  here  referred  to  the  Chair  this  morning 
that  I  did  not  rule  on,  and  that  was  the  matter  of  the  clippings  from 
the  New  York  paper. 

Mr.  Morris.  Gen.  Feng  Yu-hsiang. 

The  Chairman.  I  would  like  to  have  had  a  better  foundation  laid 
for  their  admission  with  reference  to  this  witness. 

Mr.  Morris.  Would  you  like  me  to  do  that  now,  sir  ? 

The  Chairman.  Yes.  If  you  have  anything  better  than  what  you 
have  offered,  I  would  like  to  have  it. 

Mr.  Morris.  It  is  nothing  better,  sir.  We  were  interrogating  the 
witness  on  the  time  he  met  Gen.  Feng  Yu-hsiang,  who  was  the  subject 
of  those  articles.  Those  articles  clearly  placed  the  period  that  Gen- 
Feng  Yu-hsiang  was  in  the  country  as  September  1948,  sir. 

The  Chairman.  You  are  not  attempting  to  bind  this  witness  by  any- 
thing that  is  in  these  statements,  are  you? 

Mr.  Morris.  No. 

The  Chairman.  You  are  simply  using  these  for  the  purpose  of 
trying  to  fix  a  date ;  is  that  correct  ? 

Mr.  Morris.  That  is  right,  sir.  And  the  general  nature  of  the 
identity  of  Gen.  Feng  Yu-hsiang. 

The  Chairman.  They  may  be  admitted  for  that  purpose. 

(The  documents  referred  to  were  marked  "Exhibits  Nos.  552,  552A" 
and  are  as  follows:) 

ExHiDiT  No.  552 

[New  York  Times,  January  15,  1948,  p.  14] 

Feng  Proclaims  His  Exilk  ;  Will  Work  Against  Chiang 

[Picture  of  Gen.  Feng  Yu-lisiang] 

Feng  Yu-lisiang,  the  "Christian  general'"  of  China,  who  has  been  a  prominent 
figure  there  for  30  years,  formally  assumed  the  role  of  a  political  exile  yesterday 

In  an  interview  in  his  apartment  at  839  West  End  Avenue,  General  Feng  said 
he  pleaded  guilty  to  the  charge  of  disloyalty  made  against  him  last  week  in 
Nanking. 

Asserting  that  as  far  as  he  was  concerned  his  ties  with  the  Chinese  Govern- 
ment, headed  by  President  Chiang  Kai-shek,  were  "totally  severed,"  the  gen- 
eral said  he  would  devote  himself  from  now  on  to  work  on  behalf  of  a  new 
revolutionary  movement  founded  recently  in  Hong  Kong. 

This  movement,  he  explained,  was  set  up  by  delegates  of  "various  democratic 
groups"  within  China.  It  includes  segments  of  the  Nationalist  Party  (the  Kuo- 
mintang)  that  disagree  with  President  Chiang  and  also  representatives  of  the 
Chinese  Communists,  he  stated. 

The  aim  of  the  new  association  for  which  General  Feng  will  act  as  a  sort  of 
spokesman  in  this  country,  is  the  overthrow  of  President  Chiang's  "reactionary 
and  dictatorial  regime,"  he  said. 


3536  INSTITUTE    OF    PACIFIC   RELATIONS 

Exhibit  No.  552 A 

[New  York  Times,  September  6,  1948,  pp.  1  and  6] 

Feng  Dead  In  Russian  Ship  Fieb  ;  War  Lord  To  Talk  To  Reds 

(By  the  Associated  Press) 

Moscow  Septemlter  5.— The  death  of  Gen.  Feng  Yu-hsiang,  China's  fabulous 
"Christian  general,"  aboard  a  Russian  ship  in  the  Black  Sea  was  announced  in 
the  Moscow  press  today.     General  Feng  was  07  years  old. 

The  newspapers  Fravda  and  Izvestia  said  that  the  former  war  lord  and  a 
daughter  perished  in  an  accidental  fire  aboard  the  Russian  motorship  Pobeda 
near  the  end  of  a  voyage  from  New  York  to  Odessa.  The  news  of  General 
Feng's  death  came  when  the  ship  docked  at  Odessa. 

The  newspapers  said  that  the  blaze  resulted  from  careless  handling  of  motion- 
picture  film.  They  said  that  there  were  other  victims  of  the  fire  but  gave  no  de- 
tails other  than  to'  note  that  General  Feng's  daughter  was  killed. 

(The  Poieda  was  the  ship  upon  which  Mrs.  Oksana  S.  Kasenkina  and  tne 
Samarins  Russian  school  teachers  who  defied  the  Soviet  authorities  by  remaining 
here  were  to  have  sailed  from  New  York.    The  ship  left  here  July  31.) 


[Special  to  the  New  York  Times] 

London,  September  5.— A  Tass  dispatch  from  Odessa  recorded  by  the  Soviet 
monitor  here  tonight,  said  of  the  Pobcrfrt'.?  trip: 

"At  Cairo  she  took  on  board  more  than  2,000  Armenian  repatriates  who  were 
brought  to  Batum.  On  August  31  the  Po-beda  sailed  from  Batum  to  Odessa.  On 
the  way  a  fire  broke  out  on  board  the  motorship  as  a  result  of  the  careless 
handling  of  cinema  films,  which  caught  fire.  There  are  victims  aboard,  among 
them  Chinese  Marshal  Feng  Yu-hsiang  and  his  daughter.  The  motorship  has  been 
brought  to  Odessa.    An  investigation  is  under  way." 


Nanking,  China,  September  5  (AP).— Moscow  reports  of  the  death  of  General 
Feng  were  received  with  reserve  by  Chinese  Government  oflicials  today. 

The  ofiicial  spokesman,  Hollington  Tong.  said  there  would  be  no  immediate 
comment  on  the  reported  death  of  the  former  Government  leader  who  was  ex- 
pelled from  the  Kuomintang  (Government  party)  after  leading  an  opposition 
movement  in  the  United  States  to  President  Chiang  Kai-shek. 


Feng's  Relative  Tells  Ol^  Hobby 

Berkeley,  Calif.,  September  5  (AP).— General  Feng's  daughter-in-law  today 
raised  the  possibility  here  that  he  might  have  lieen  tlie  victim  of  his  own  motion- 
picture  hobby.  ,  ...        . 

She  said  he  had  taken  with  him  some  personal  movies  and  a  quantity  or 
films  of  the  American  hydroelectric  and  reclamation  projects  that  he  had  been 

studying.  •,  ,     j  i     <- 

Notified  of  the  report  of  his  death,  she  said  she  and  her  husband  had  last 

heard  from  the  general  in  a  letter  postmarked  in  Egypt   (apparently  when  the 

ship  stopped  there)  saying  merely  that  he  would  be  unable  to  write  again  for 

some  time.  ,^^4.1, 

The  general's  son  Feng  Hung-chi,  is  a  mechanical  engineering  student  at  the 

University  of  California."    He  was  so  overcome  by  grief  that  his  wife  spoke  for 

him.  . 

She  said  that  they  had  not  known  what  route  the  general  was  taking  to 

China  but  that  all  the  rest  of  the  family  was  with  him. 

This  included  General  Feng's   wife;   a  second  son,  Paul   Feng;   two  young 

daughters,  Mildred  and  Dora;  and  an  elder  daughter,  Lita,  with  her  husband, 

Robert  Lo.  ^  t^ 

Lita  was  a  premedical  student  at  the  College  of  the  Pacific,  Stockton,  Calif., 
until  last  January,  when  she  went  to  New  York  and  was  married  to  Mr.  Lo. 


INSTITUTE    OF   PACIFIC   RELATIONS  3537 

The  Soviet  report  did  not  nial^e  clear  wtiich  of  tbe  tliree  daughters  was 
killed. 

The  general's  widow  is  the  former  Li  Teh-chuan,  who  once  was  a  YWCA 
secretary  in  Peiping.  She  was  known  to  many  Americans  there  and  in  Chung- 
king as  a  brilliant  woman,  greatly  interested  in  her  husband's  stormy  .career. 


Feng  a  Critic  of  Chiang's  Regime 

In  a  speech  in  this  country  in  December  General  Feng,  a  severe  critic  of 
the  Government  of  President  Chiang  Kai-shek,  said  that  he  would  not  return 
to  his  native  land  because  he  would  be  killed  if  he  did  so. 

He  made  the  speech  shortly  after  he  had  been  ordered  to  return  to  Nanking. 
He  was  sent  here,  a  year  before,  ostensibly  to  study  water-conservation  projects, 
but  in  reality  it  was  as  a  political  exile.  He  spent  most  of  his  time  rallying 
support  to  oppose  the  present  Chinese  Government. 

A  well-known  war  lord  for  more  than  30  years,,  he  was  described  by  his 
friends  as  "the  Christian  general"  and  by  his  enemies  as  a  turncoat.  He  was 
a  leading  executive  of  the  Chinese  Government  during  World  War  II  but  broke 
completely  with  it  in  the  last  2  years. 

His  opposition  to  the  Nanking  Government,  which  he  charged  with  corruption 
and  inefficiency,  led  him  to  cooperate  with  the  Communists,  although  he  always 
denied  that  he  was  a  Communist  or  that  he  favored  the  Soviet  Union.  He 
accused  the  Chinese  Government  of  using  the  Communist  threat  as  a  bogy  to 
obtain  more  loans  from  the  United  States. 

"The  so-called  Russian  threat  to  China  is  being  used  by  the  Chinese  Govern- 
ment for  its  own  purposes,"  he  said  once.  "I  am  not  a  Communist  and  am  not 
for  Russia.  But  I  know  of  no  proved  evidence  that  the  Russians  are  helping 
the  Chinese  Communists." 

Another  time  he  denied  that  Chinese  Communists  actually  practiced  com- 
munism. He  said  they  were  carrying  out  the  principles  set  forth  by  Dr.  Sun 
Yat-sen,  founder  of  the  Chinese  Republic,  under  wliom  he  fought  in  the  revolu- 
tion of  1911. 

At  first,  however,  the  Chinese  Communists  were  wary  of  him.  They  de- 
nounced him  for  his  political  program  which,  they  said,  would  onlv  eliminate 
President  Chiang  without  changing  the  basic  social  and  political  character  of 
the  Chinese  Government. 

But,  in  April  of  this  year,  it  was  reported  that  coalition  had  been  established 
between  the  Communists  and  exiled  Chinese  political  groups,  including  General 
Feng,  on  the  basis  of  a  platform  calling  for  the  overthrow  of  President  Chiang, 
opposition  to  the  United  States,  and  the  setting  up  of  a  left-wing  united  front 
regime  in  China. 

Shortly  afterward,  it  was  reported  that  General  Feng  was  in  Europe  on  his 
way  to  north  China  for  conferences  with  the  Communists  on  the  formation  of  a 
rebel  government.  It  was  then  said  that  he  would  travel  through  Russia  to 
China.    That  was  the  last  word  heard  about  him  until  the  reports  of  his  death. 

Soldier,  poet,  and  politician,  he  had  been  a  leading  figure  on  the  Chinese  scene 
since  1913,  when  he  became  commander  of  a  brigade  that  was  one  of  the  most 
formidable  units  of  the  Chinese  Army. 

Behind  him  was  a  background  of  dire  poverty,  common  to  the  masses  of  Chi- 
nese peasantry.  He  was  born  in  1880  of  coolie  parents.  He  recalled  later  that 
in  a  period  of  more  than  10  years  he  ate  meat  only  once. 

In  some  unknown  manner,  however,  he  entered  military  school  and  then  the 
Army,  rising  until  he  became  an  important  officer.  He'  was  baptized  in  the 
Methodist  faith  in  1913,  converted  his  troops,  and  was  said  to  have  led  them 
into  battle  singing  Onward,  Christian  Soldiers.  In  an  interview  in  New  York 
in  1948,  he  denied  tlie  legend  that  he  had  baptized  platoons  of  men  by  squirting 
water  from  a  hose  on  them. 

His  career  as  a  war  lord  had  its  ups  and  downs.  Sometimes  he  was  a  power 
in  politics;  at  other  times  he  was  in  exile  or  on  a  farm  writing  poetrv — he  pub- 
lished five  volumes  of  poetry  in  China. 

He  was  an  eloquent  speaker,  a  formidable  debater,  and  a  blunt  critic  of  the 
missteps  of  his  colleagues.  He  was  tall— six  feet,  three  inche.s — and  emphasized 
his  humble  origins  by  wearing  the  coarse  blue  gown  of  the  peasant.  His  critics 
added  that  underneath  he  wore  silk-lined  furs. 

Some  Chinese  leaders  called  him  a  noisy  bumpkin,  but  he  always  exercised 
a  great  influence  on  the  masses  of  Chinese  people.    The  troops  that  served  under 


3538  INSTITUTE    OF   PACIFIC   RELATIONS 

him  achieved  a  reputation  for  sobriety  and  discipline  unique  in  war-torn  China. 
Smolving,  gambling,  and  loose  living  were  forbidden ;  and,  it  was  reported,  daily 
attendance  at  prayer  meetings  was  part  of  his  army's  routine. 

Despite  this,  some  domestic  and  foreign  critics  maintained  that  his  methods 
were  too  brutal.  This,  they  said,  was  the  reason  he  never  held  a  prominent 
place  in  Chinese  affairs  for  long. 

In  1924  he  executed  a  bold  coup  that  for  a  time  put  him  at  the  head  of  the 
Government.  The  cost,  however,  was  a  reputation  for  treachery  that  never  was 
overcome.  Two  years  later  he  was  forced  to  flee  from  China  and  took  refuge 
in  Moscow. 

Among  the  posts  he  later  held  were  State  Councillor  of  the  National  Govern- 
ment, Minister  for  Military  Affairs,  member  of  the  National  Military  Council, 
commander  in  chief  of  the  People's  Allied  Anti-Japanese  Army  in  the  1930's,  and 
a  leading  commander  of  Chinese  forces  in  World  War  II.  He  was  a  member  of 
the  Kuomintang  from  1918  until  his  expulsion  on  January  7  of  this  year. 

The  Chairman.  It  seems  to  me  we  had  another  article  here  that  was 
not  admitted. 

Mr.  Morris.  Mr.  Lattimore  was  going  to  compare  this  article  with 
the  original  that  he  wrote,  Mr.  Chairman,  and  rather  than  take  up  the 
time,  he  agreed  to  do  that  later  on. 

The  Chairman.  You  have  not  had  the  time  to  do  it  yet;  have  you, 
Mr.  Lattimore? 

Mr.  Lattimore.  Not  yet.  Senator. 

Senator  Smith.  I  understand  that  would  be  subject  to  any  comment 
he  wishes  to  make. 

The  Chairman.  Yes.    We  will  give  him  a  chance  to  go  through  it. 

All  right,  Mr.  Morris. 

Mr.  Morris.  Mr.  Chairman,  this  article  is  entitled  "Why  China 
Wants  Peace."  It  appears  in  the  People's  China  of  September  16, 
1951.  It  is  written  from  Communist  China  and  bears  this  preliminary 
introduction  [reading]  : 

Joan  Chase  Hinton,  a  young  American  scientist,  witnessed  the  first  atomic- 
bomb  explosion  in  the  New  Mexican  Desert.  A  graduate  of  Bennington  College, 
Miss  Hinton  took  up  graduate  studies  in  physics  at  the  University  of  Wisconsin 
and  at  the  University  of  Chicago.  From  1943  to  1945  she  was  a  research  assist- 
ant at  the  atom-bomb  project  in  Los  Alamos.  An  active  member  of  the  Asso- 
ciation of  Atomic  Scientists,  Miss  Hinton  was  opposed  to  the  secrecy  and  Gov- 
ernment control  which  became  attached  to  all  work  on  atomic  research.  She 
came  to  China  in  1948.  In  1949  she  married  and  is  now  working  with  her 
American  husband  in  an  animal-breeding  farm  in  Inner  Mongolia. 

With  the  publication  of  this  letter,  readers  are  given  the  opportunity  to 
know  the  impressions  of  a  young  American  scientist,  living  and  working  with 
the  Chinese  people,  joining  with  them  in  their  great  work  of  peaceful  con- 
struction. 

May  that  go  into  the  record,  Mr.  Chairman  ? 
The  Chairman.  It  will  be  inserted  into  the  record. 
(The  document  referred  to  was  marked  "Exhibit  No.  553,"  and  is  as 
follows :) 

Exhibit  No.  553 

WHY  CHINA  WANTS  PEACE 

(By  Joan  C.  Hinton,  September  16,  1951) 

Joan  Chase  Hinton,  a  young  American  scientist,  witnessed  the  first  atomic 
bomb  explosion  in  the  New  Mexican  desert.  A  graduate  of  Bennington  College, 
Miss  Hinton  took  up  graduate  studies  in  physics  at  the  University  of  Wisconsin 
and  at  the  University  of  Chicago.  From  1943  to  1945  she  was  a  research  assist- 
ant at  the  atom  bomb  project  at  Los  Alamos.  An  active  member  of  the  Associa- 
tion of  Atomic  Scientists,  Miss  Hinton  was  opposed  to  the  secrecy  and  govern- 


INSTITUTE    OF   PACIFIC   RELATIONS  3539 

ment  control  which  became  attached  to  all  work  on  atomic  research.  She  came 
to  China  in  1948.  In  1949  she  married  and  is  now  working  with  her  American 
husband  in  an  animal  breeding  farm  in  Inner  Mongolia. 

With  the  publication  of  this  letter,  readers  are  given  the  opportunity  to  know 
the  impressions  of  a  young  American  scientist,  living  and  working  with  the 
Chinese  people,  joining  with  them  in  their  great  work  "of  peaceful  construction. 

Federation  of  American  Scientists, 

11 -'i9  L  Street  NW.,  Washington  6,  D.  C,  U.  8.  A. 
Dear  ]Mr.  Wolfe  and  the  FAS :  Yesterday  I  received  your  application  for  re- 
membership  in  the  Federation  of  Scientists.  As  I  am  just  now  almost  directly 
under  your  feet,  in  Suiyuan  Province,  Inner  Mongolia — where  it  takes  two  weeks 
for  mail  to  arrive  by  donkey  from  the  nearest  railroad — I  must  say  I  was  rather 
surprised  and  pleased  to  receive  your  application,  and  in  two  months'  time  at 
that. 

You  asked,  "What  has  been  happening-  to  you  since  you  were  an  FAS  member?" 
As  it  was  just  the  FAS  and  the  questions  with  which  it  deals  which  drove  me  to 
China,  I  thought  I  would  take  the  opportunity  to  write  to  you,  though  I  should 
have  told  you  long  ago  why  my  dues  stopped  coming. 

As  you  probably  do  not  remember  me,  let  me  begin  by  telling  you  a  bit  of  my 
history.  From  as  early  as  I  can  remember,  I  was  determined  to  become  a 
scientist.  Even  in  grammar  school,  I  can  especially  remember  forcing  the 
teachers  to  let  me  study  Faraday's  The  Candle  instead  of  taking  Latin.  In  high 
school  I  concentrated  on  chemistry,  oblivious  to  all  my  other  courses.  Finally, 
in  college,  I  settled  on  physics,  building  a  Wilson  cloud  chamber  in  my  sophomore 
year  and  spending  as  much  time  as  I  could  getting  in  the  way  of  the  cyclotron 
boys  at  Cornell.  From  college  I  went  to  Wisconsin  where  I  studied  as  a  graduate 
student  for  two  years.  As  people  became  more  and  more  scarce,  disappearing  to 
secret  places,  I  became  restless  too  and  finally  ended  up  at  Los  Alamos  where 
I  worked  another  two  years  on  the  "W.  B." 

Then  came  the  bomb  and  Hiroshima  and  the  mass  migration  of  atomic  scien- 
tists to  Washington.  I  first  joined  the  association  of  Los  Alamos  scientists,  and 
then  spent  some  six  weeks  in  Washington  working  for  the  FAS.  Your  pamphlet 
mentions  the  "enthusiastic  if  inexperienced  emissaries"  now  flocked  to  Wash- 
ington. I  am  afraid  both  these  statements  applied  to  me  aboTe  anybody  else — 
especially  the  inexperience.  I  will  never  forget  my  chagrin  when  I  went  to  a 
certain  Senator's  office  to  get  some  information  and  the  secretary  condescend- 
ingly looked  up  at  me  asking,  "Is  this  in  connection  with  school  work?"— me,  an 
atomic  scientist,  coming  to  Washington  to  fight  for  scientific  freedom  and  world 
peace— the  very  nerve  of  her.  Well,  my  heart  was  in  the  right  place  anyway. 
From  Washington  I  went  to  Chicago  as  an  assistant  in  the  Institute  for 
Nuclear  Studies,  and  later  as  a  Fellow.  By  1948,  I  had  about  one  more  year 
to  go  for  my  degree.  In  physics  I  could  not  have  dreamed  of  a  better  oppor- 
tunity for  studying— I  loved  it.  I  was  just  beginning  to  get  the  feel  of  quantum 
mechanics— as  though  it  were  a  part  of  me  instead  of  something  strange  in  text- 
books. I  was  devouring  Dirac  and  what  I  could  get  hold  of  on  statistical  me- 
chanics. Yet  the  better  things  became  for  me  in  physics,  the  more  depressed  I 
became.  Ever  since  that  morning  when  we  sat  on  a  hillock  south  of  Albu- 
querque and  felt  the  heat  of  that  bomb  25  miles  away,  something  had  started  to 
stir  m  me.  It  forced  me  to  Washington.  Then  I  forced  it  down  and  left  for 
Chicago,  but  it  refused  to  stay  down.  The  Truman  doctrine,  the  Marshall 
Flan,  the  stagnation  of  the  Atomic  Energy  Commission  in  the  U.  N.— how  could 
one  just  sit  still  in  a  laboratory  and  ponder  in  the  depths  of  statistical  me- 
chanics. The  memory  of  Hiroshima— 150,000  lives.  One,  two,  three,  four,  five 
SIX  *  *  *  one  hundred  and  fifty  thousand— each  a  living,  thinking,  human 
being  with  hopes  and  desires,  failures  and  successes,  a  life  of  his  or  her  own- 
all  gone.  And  I  had  held  that  bomb  in  my  hand.  Could  I  sit  and  pounder  Dirac? 
What  was  science  for?  For  the  sake  of  Science?  That  is  what  I  had  thought 
1  M,  ^f'  1^"*  ^'^  ^^^  pondered  over  Dirac  and  then  suddenly  150,000  people  were 
killed.  Were  we  to  blame?  We  were  only  studying  science,  finding  out  how 
the  world  was  put  together.  Was  the  government  to  blame— really?  Do  we 
not  have  any  say  as  to  what  our  life  work  is  to  be  used  for?  Are  we  puppets 
or  human  beings?  Can  we  not  vision  the  world  of  tomorrow?  Will  it  be  a 
world  of  destruction  and  misery,  agonising  death  by  radiation  or  will  it  be  a 
world  where  mountains  are  moved  by  atomic  bombs  to  change  the  course  of 
rivers  and  make  rich  green  land  out  of  deserts?    Where  is  our  imagination? 

By  1948  I  could  not  stand  it  any  longer.     My  friends  all  seemed  to  be  going 
back  into  secret  work.     Were  they  crazy?     Were  we  who  studied  physics  tq 


3540  INSTITUTE    OF    PACIFIC    RELATIONS 

spend  all  our  lives  thinkins:  up  means  of  mass  extermination?  Even  my  fellow- 
ship money  came  from  the  Navy.  We  were  doing  nonsecret  work  at  the  time. 
We  needed  some  deuterium  for  our  accelerator.  In  the  room  where  I  studied 
there  was  only  a  little  space  in  the  corner  for  a  desk,  the  rest  of  the  room  was 
piled  with  cases  of  heavy  water  right  up  to  the  ceiling  for  the  argon.  We  asked 
for  some.  Nowhere  in  America  could  we  get  any.  Finally  we  sent  to  Norway 
and  two  little  bottles  were  sent  back  to  us  with  a  picture  of  a  Viking  ship  and 
a  little  note  saying,  "I  thought  you  had  civilian  control." 

In  Washington,  a  friend  of  mine  had  asked  me  to  go  to  China.  I  had  refused.  . 
I  was  determined  to  become  a  physicist.  But  the  idea  kept  gnawing  at  me.  It 
would  not  let  me  go,  until  finally  I  felt  like  I  was  being  caught  in  a  horrible  trap. 
No  matter  where  you  turned,  you  were  faced  by  war,  secret  work,  the  Navy,  the 
Army,  and  madmen  locked  in  their  laboratories  thinking  up  new  and  better 
methods  of  total  destruction.  Suddenly,  I  made  up  my  mind  and  left.  But  it 
was  not  easy.  The  love  of  science  and  physics  was  pretty  strong.  Of  all  my 
notebooks  and  books  I  only  had  room  for  two  in  my  trunk.  I  sat  for  a  long  time 
looking  at  those  books,  then  took  Joos  and  the  handbook  of  physics  and  chemistry 
and  set  out  for  China  alone  with  a  terrible  emptiness  in  my  heart.  I  had  broken 
away  from  everything  I  ever  had  desired  or  known.  I  broke  away  because  I  had 
to.  I  had  to  find  out  what  was  going  on  in  the  world  outside  of  physics.  What 
was  happening  to  the  peoples  of  the  world— so  I  came  to  China,  to  see  America 
from  the  outside  and  to  understand  the  tremendous  upheaval  going  on  inside 
Asia. 

WHAT  I  LEARNED  IN   CHINA 

And  what  have  I  learned  in  the  three  years  since  I  have  been  in  China?  Per- 
haps the  main  thing  is  that  the  people  of  the  East  do  not  want  war.  That  the 
peoples  of  the  East  are  not  interested  in  America.  They  are  occupied  with  build- 
ing up  their  own  countries,  pulling  them  out  of  their  centuries  of  feudalism, 
changing  them  as  fast  as  possible  into  modern,  industrialised  lands  with  abun- 
dance for  all— lands  where  beggars  cease  to  exist,  and  slums  and  "Maxwell 
Streets"  are  things  of  the  past  that  the  children  read  about  in  history  books. 
Everything  is  for  peaceful  production,  for  building,  for  life,  for  the  i)eople— 
and  i  learned  something  else — that  these  people  can  get  along  perfectly  all  right 
without  America.  I  used  to  think  that  American  aid  would  mean  a  lot  to  China. 
A  country  so  backward — how  could  she  develop  without  American  help?  But 
where  there  is  a  will  there  is  a  way  and  the  Chinese  people  have  a  will  so  strong 
that  nothing  America  can  do  will  ever  stop  it.  They  will  think  of  plenty  of  ways 
and  they  will  develop  fast.  The  only  obstacle  to  their  development  would  be  a 
war.  They  are  not  afraid  of  America.  If  she  must  fight,  China  will  show  that 
she  is  made  of  steel— but  China  will  never  start  a  war,  war  is  against  her  every 
interest. 

I  know  that  you  may  ask,  "How  do  you  know?  They  are  just  filling  you  with 
propaganda,  you  fool !"  So  I  will  not  talk  any  more  in  generalities.  I  will  only 
tell  a  few  things  from  my  experience.  The  first  is  the  conditions  I  found  in 
Kuomintang,  China.  I  spent  a  year  in  Kuomintang  territory,  and  all  that  time 
it  never  ceased  to  amaze  me  why  we  (America)  should  be  giving  millions  of 
dollars  of  aid  to  such  a  stupid,  corrupt,  conceited,  useless  government  as  the 
government  of  the  Kuomintang.  .lust  one  example  will  suffice  (though  anybody 
who  lived  in  Shanghai  for  just  a  few  months  at  that  time  could  cite  countless 
examples).    That  is,  the  business  of  the  "gold  yuan." 

For  the  fun  of  it,  I  kept  a  logarithmic  plot  of  the  inflation  and  it  was  a  fairly 
straight  line.  I  have  forgotten  just  now  what  the  period  was,  but  the  line  was 
pretty  steep.  It  was  steep  enough  so  that  towards  the  end,  prices  would  double 
or  even  triple  in  a  day.  I  remember  especially  how  carefully  I  had  to  plan  to 
buy  a  jackknife.  I  went  to  a  certain  place  (of  which  kind  Shanghai  was  teem- 
ing) early  in  the  morning  with  a  briefcase  to  cash  one  American  dollar.  The 
briefcase  having  been  duly  loaded  full  of  Chinese  notes,  I  tore  as  fast  as  I  could 
to  the  store  and  emptied  them  out  on  the  counter  before  the  price  could  rise.  A 
briefcase  full  of  notes  for  a  jackknife?  The  poor  storekeepers  were  in  a  ter- 
rible fix.  They  had  to  either  not  count  the  money  and  get  stuck  short  or  hire 
several  extra  hands  just  for  counting  money  and  lose  that  much  in  wages  any- 
way. And  the  banks  were  in  an  impossible  state.  The  cost  of  shipping  and 
counting  money  was  far  beyond  the  value  of  the  money.  In  fact,  it  was  not  even 
worth  the  paper  it  was  printed  on.  The  clerks  in  the  banks  were  peering  out 
from  behind  heaps  of  bills  piled  up  to  the  ceiling.  "Money,  money  everywhere, 
but  not  a  crumb  to  eat."    And  so,  of  course,  in  order  to  stay  alive  one  had  to  put 


INSTITUTE    OF   PACIFIC   RELATIONS  3541 

one's  wealth  into  something  besides  paper  money :  in  silver  dollars,  American 
dollars  or  goods,  and  the  barter  system  flourished. 

Then  the  government  announced  its  "currency  reform."  Under  penalty  of 
death  all  gold,  silver,  American  dollars,  and  hoarded  goods  were  to  be  turned 
in  to  the  banks  and  exchanged  for  the  new  stable  "gold  yuan."  Every  day  the 
paper  had  pictures  of  people  being  shot  for  disobeying  their  order.  Houses  were 
searched.  Anybody  found  guilty  was  dragged  off  to  prison.  Thousands  upon 
thousands  of  ordinary  folk  turned  in  the  little  bit  of  savings  they  had  in  return 
for  paper  "gold  yuan." 

For  a  week  or  two,  as  I  remember,  prices  remained  stable.  Then  whisperings 
began  in  the  black  market — and  soon  they  broke — the  "gold  yuan"  fell  off  its 
pedestal.  To  where?  Right  smack  on  the  extrapolation  of  the  exponential  infla- 
tion curve  which  I  had  been  plotting  all  year.  What  did  this  mean?  Only  that 
the  government  had  previously  printed  this  tremendous  excess  of  notes,  had  held 
them  out  of  circulation  for  a  week  or  two  until  as  much  gold  and  silver,  etc.,  as 
could  be  collected  from  the  people  was  taken  in,  and  then  let  go,  leaving  the 
whole  population  wuth  nothing  but  worthless  scraps  of  paper.  Thousands  upon 
thousands  of  people  left  without  a  cent  of  savings — the  biggest,  most  cold-blooded 
mass  robbery  in  history  or  ever  dreamed  of.  And  the  gold  and  silver  was  pocketed 
by  the  "Big  Four" — the  ruling  families  of  China  and  shipped  to  America  and  other 
safe  places  as  fast  as  possible  before  liberation.  At  the  time  I  was  too  stupid  to 
realize  what  was  happening.  I  naively  assujned  that  this  time  maybe  the  govern- 
ment was  finally  really  planning  to  do  something  about  the  inflation.  It  was  only 
after  that  point  fell  so  perfectly  on  my  curve  that  the  truth  began  to  dawn.  But 
even  then,  it  took  me  a  long  time  to  really  realise  the  treachery,  the  calculated 
cold-blooded  intent  of  these  criminals  who  called  themselves  a  government.  And 
it  was  these  crooks  to  whom  America  was  sending  millions  of  dollars  worth 
■)t  "aid" — guns,  bombs,  tanks,  trucks,  and  a  trickle  of  powdered  milk. 

Enough  for  the  Kuomintang.  Perhaps  the  next  thing  I  might  mention  is 
the  liberation  of  Peking.  American  papers  always  implied  that  the  Chinese 
Communists  were  supplied  by  Russia.  So  I  rather  expected  to  see  Russian 
weapons  as  the  People's  Liberation  Army  marched  past.  But  in  the  whole 
parade  which  I  watched  for  three  or  four  hours,  I  never  saw  a  single  Russian 
weapon.  A  few  old  Japanese  guns,  but  mostly  new  American  trucks,  cannon, 
tanks,  guns,  and  trucks  with  "United  States  Army"  written  on  the  side  in  white 
letters  as  plain  as  day.  The  soldiers  laughed  when  you  asked  them  about  it 
and  said,  "Uncle  Sam  sends  them  to  Chiang  and  Chiang  sends  them  to  us." 

Then  again,  people  told  me  that  foreigners  would  never  be  allowed  to  travel 
alone  in  the  liberated  areas.  That  the  Communists  would  keep  a  pretty  close 
eye  on  the  travellers  and  be  sure  only  to  let  you  see  what  they  wanted  you  to. 
In  the  back  of  my  mind,  I  thought  perhaps  this  might  be  true,  too.  I  was 
all  prepared  to  have  an  escort  wherever  I  might  choose  to  go  and  in  the  begin- 
ning I  was  given  one.  I  wanted  to  go  and  visit  a  friend  of  mine  who  was 
staying  at  a  place  about  100  miles  away,  so  I  was  supplied  with  a  guide  and 
went.  But  on  coming  back,  my  friend  explained  that  I  was  used  to  travelling 
and  could  find  the  way  back  by  myself  and  without  further  ado.  I  was  left 
to  go  back  alone.  So  again,  the  American  press  was  wrong.  Nobody  was  watch- 
ing me,  they  were  only  helping  me.  I  was  free  to  look  at  whatever  I  liked. 
That  was  the  first  time  and  it  has  been  that  way  ever  since.  When  I  go  to  a  new 
place,  someone  is  always  ready  to  help  me  out  to  find  the  way.  Once  I  have 
become  familiar  with  the  place  I  am  left  completely  fx-ee. 

My  first  job  was  working  in  an  iron  factory  packed  away  in  the  mountains 
of  Shensi.  What  were  they  making  there?  They  were  melting  up  American- 
made  hand  grenades,  shells,  wings  from  crashed  planes  sent  from  America  to 
Chiang,  steel  and  aluminum  of  weapons  sent  by  America  to  kill  them  and 
making  them  into  cooking  pots,  ploughs,  and  hoes.  They  were  transferring 
these  things  of  destruction  into  useful  tools  to  build  up  a  new  and  prosperous 
China,  making  wagon  wheels  and  pumps  and  gates  for  irrigation  canals.  Ameri- 
cans would  prol)ably  not  even  realise  it  was  a  factory  and  tliey  would  laugh 
at  it  when  told  so — not  even  a  lathe,  nothing  but  the  hands  of  the  i^eople. 
Everything  was  made  by  hand.  liut  Americans  might  do  a  little  thinking, 
too.  The  Chinese  with  their  bare  hands  are  building  up  a  new  nation,  while 
the  Americans  with  their  tremendous  industrial  strength  are  preparing  to  de- 
stroy mankind.  The  Chinese  are  not  afraid ;  they  are  just  sorry.  If  America 
were  not  preparing  for  war — if  she  were  not  threatening  China  at  every  point — 
China  could  put  even  more  effort  into  construction,  into  building  better  homes 
for  her  people,  into  eliminating  floods,  into  stabilising  crops,  into  bringing  in 


3542  INSTITUTE    OF    PACIFIC   RELATIONS 

machinery  and  transforming  their  land  from  one  of  despair  and  poverty  into 
one  of  prosperity,  enlightenment,  a  nation  of  scientists  working  for  the  en- 
richment of  mankind.  But  America  seems  bent  on  war.  So  Cluna  will  con- 
tinue her  construction  despite  America.  She  will  keep  on  putting  all  she  has 
into  the  betterment  of  the  living  conditions  of  her  people.  But  at  the  same 
time  she  will  never  stop  watching  America.  She  will  not  tolerate  any  high- 
handed action  against  her  sovereignty.  She  is  not  afraid  and  her  people 
know  how  to  fight  and  know  what  they  are  fighting  for.  Anyone  who  came  to 
work  at  that  factory  could  not  help  but  learn  this.  The  irresistible  strength  of 
New  China  seemed  to  permeate  everything,  even  the  silent  walls  of  the  caves 
at  night,  waving  black  shadows  and  crimson  reflections  from   the  furnaces 

^Vince  then  all  of  China  has  been  liberated  and  she  now  has  more  regular  fac- 
tories dav  bv  day.  Skilled  mechanics  and  engineers  are  being  trained,  ihougn 
some  places' still  work  by  hand,  others  are  forging  ahead  still  faster  with  ma- 
chines while  others  are  using  machines  to  make  machines.     It  will  not  take 

At  present  I  am  working  on  an  animal-breeding  farm  in  Inner  Mongolia.  Of 
what  I  have  learned  here  I  will  only  say  the  following:  that  I  was  amazed  to 
hear  Acbeson— a  responsible  representative  of  the  U.  S.  government— say  that 
the  Soviet  Union  was  "annexing  whole  territories"  of  Northeast  China  and 
Inner  Mongolia  to  herself.  I  have  lived  here  two  years.  So  far  I  have  only 
seen  one  thing  Russian,  that  is,  ten  Soviet  stallions  given  to  our  farm  for  breed- 
ing purposes,  along  with  apparatus  for  artificial  insemination.  What  are  we 
doing  with  these  stallions?  We  are  breeding  the  farmers'  horses  and  tiie  Mon- 
golian ponies,  improving  the  horses  of  Mongolia.  The  farmers  come  for  miles 
around  to  get  their  horses  bred.  The  stallions  were  given  to  China  under  the 
A"-reement  signed  last  year— an  Agreement  of  friendship  and  mutual  assistance 
between  China  and  the  Soviet  Union.  The  Chinese  are  free  to  use  them  where 
and  as  they  see  fit  The  Soviet  Union  does  not  interfere.  To  the  peasants  here, 
the  Soviet  Union  is  symbolized  by  these  stallions,  sleek-haired,  refined,  bigger 
than  anything  they  have  ever  seen  before  and  with  no  stud  fees.  The  silent 
eyes  of  these  ten  stallions  tell  more  to  the  Mongolian  horsemen  than  any  amount 
of  insinuating  speeches  that  Acheson  ever  could.  If  this  is  what  is  meant  by 
being  annexed  by  the  Soviet  Union  then  they  would  just  as  soon !  They  are  not 
afraid  of  words,  they  only  believe  in  what  they  see.  And  what  do  they  see  as 
far  as  America  is  concerned?  Again,  it  is  not  empty  words  of  friendship  which 
impress  them  It  is  bombing  planes,  guns,  and  tanks  given  to  the  Kuomintang. 
In  our  farm's  cornfield  are  two  old  craters  from  American-made  bombs.  No 
amount  of  speeches  from  American  diplomats  can  erase  these  holes  and  the 
people  do  not  easily  forget. 

CHINA  WANTS  PEACE 

The  people  of  China  want  peace.  The  people  of  the  world  want  peace,  includ- 
ing the  people  of  America.  Though  I  supposed  I  have  been  away  too  long  to 
still  be  considered  a  member  of  the  American  scientists,  yet  I  personally  still 
feel  as  though  I  am  one  of  you.  I  have  written  you  to  let  you  know(  at  least 
the  story  of  one  of  your  members.  One  person  refusing  to  work  on  secret 
projects  refusing  to  work  on  war,  of  course,  does  no  good.  But  all  of  you  at 
home  united  together  have  a  very  special  strength  in  your  hands.  I  only  want 
to  say  to  you:  Use  your  strength,  use  whatever  you  can  to  work  actively  for 
peace  and  against  war.  As  long  as  there  is  war,  science  will  never  be  free.  Are 
we  scientists  going  to  spend  our  lives  in  slavery  for  madmen  who  want  to  destroy 
the  world?  At  home  one  gets  frightened.  Listening  to  so  much  war  talk  one 
begins  to  believe  that  if  we  do  not  prepare  for  war  the  other  side  will  and  then 
we  will  be  destroyed.  But  now  I  have  been  living  on  the  other  side  for  some 
time  and  know  for  sure  that  this  is  a  lot  of  lies,  that  China  wants  peace  and  is 
working  for  peace  with  all  she  has.  She  will  never  attack  America,  nor  will 
any  of  her  allies.  If  you  people  would  only  believe  this,  if  you  could  only  see 
for  yourselves  as  I  am  seeing,  then,  I  am  sure  you  would  not  hesitate  for  a 
minute  to  work  for  peace  with  every  ounce  of  strength  you  have. 

So  long  for  now  and  remember  me  to  whomever  is  there  that  I  might  know. 

Sincerely,  „         ,     ^,  . 

(Signed)    Joan  Hinton,  People  s  China. 

June  4,  1951. 

Mr.  Morris.  Mr.  Chairman,  it  may  be  that  we  want  to  identify  by 

Mr.  Mandel  the  nature  of  the  publication,  People's  China. 


INSTITUTE    OF   PACIFIC   RELATIONS  3543 

Mr.  Lattimore,  are  you  acquainted  with  that  publication,  People's 
China  ? 

Mr.  Lattimore.  No;  I  am  not  acquainted  with  it.  One  of  two 
copies  have  been  sent  to  my  office  from  China,  presumably  in  the  hope 
of  getting  a  subscription,  but  I  couldn't  say  I  am  acquainted  with  it. 

Mr.  Morris.  The  next  name  on  the  list,  Mr.  Lattimore,  is  Alser 
Hiss.  '  *= 

Mr.  Lattimore.  In  the  terms  of  the  question,  I  did  not  consider 
him  to  be  Communist  at  the  time  I  knew  him. 

Mr.  Morris.  That  is  in  connection  with  Alger  Hiss? 

Mr.  Lattimore.  Yes. 

Mr.  Morris.  The  next  name  is  Philip  Jaffe. 

Mr.  Lattimore.  The  same  answer. 

Mr.  Morris.  You  did  not  believe  him  to  be  a 

Mr.  Lattimore.  To  be  a  Communist. 

Mr.  Morris.  Anthony  Jenkinson. 

Mr.  Lattimore.  Same  answer. 

Mr.  Morris.  How  extensive  was  your  experience  with  Anthony 
Jenkinson  ? 

Mr.  Lattimore.  My  acquaintance  with  him  was  very  slight.  I 
met  him  at  the  Yosemite  conference  of  1936,  of  the  IPR,  and  I  believe 
I  didn't  meet  him  again  until  after  the  war,  or  toward  the  end  of  the 
war,  when  he  started  a  publication  called  Allied  Labor  News,  in  New 
York. 

Mr.  Morris.  It  is  your  testimony  you  did  not  know  or  had  reason  to 
believe  that  the  Allied  Labor  News  was  a  Communist  publication? 

Mr.  Lattimore.  No,  I  had  no  reason  to  believe  that. 

Senator  Ferguson.  Mr.  Lattimore,  at  the  time  you  are  testifying, 
as  I  understand  it,  your  answers  relate  only  to  the  time  you  knew 
them 

Mr.  Lattimore.  That  is  right. 

Senator  Ferguson.  Back  when  they  were  writing  or  had  some  con- 
nection with  you  in  relation  to  the  Institute? 

Mr.  Lattimore.  Well,  there  have  been  a  couple  of  names  since  then. 
I  don't  think  I  have  seen  Mr.  Jaffe  since,  oh  ten  years  or  so,  and  all 
the  knowledge  I  have  of  him  since  then  is  from  the  press. 

Senator  Ferguson.  We  asked  you  if  you  knew  or  had  reason  to  be- 
lieve, and  your  answer  would  infer  now  that  up  to  this  time  you  did 
not  know,  nor  did  you  have  reason  to  believe  that  Hiss  was  a  Com- 
munist, or  that  Jaffe  was  a  Communist.  Do  you  want  that  answer 
to  stand? 

Mr.  Lattimore.  Yes.  I  don't  believe  that  I  know  of  any  evidence 
that  Mr.  Hiss  is  a  Communist. 

Senator  Ferguson.  Was  a  Communist  ? 

]\Ir.  Lattimore.  Or  was  a  Communist. 

Oh,  wait  a  minute.  There  was  a  story  in  the  papers  the  other  day  ; 
that  is  right. 

Senator  Ferguson.  It  was  under  oath,  was  it  not? 

Mr.  Lattimore.  I  believe  it  was,  yes. 

Mr.  Morris.  Are  you  referring  to  the  testimony  of  Nathaniel  Weyl  ? 

Mr.  Lattimore.  That  is  right. 

Senator  Ferguson.  Do  you  want  to  change  your  testimony  as  to 
Mr.  Hiss  now  ? 


3544  INSTITUTE    OF    PACIFIC    RELATIONS 

Mr  Lattimore.  No.  I  can't  speak  to  that,  Senator  Ferguson.  I 
don't  know  the  witness  or  his  reliability  or  its  connection  with  other 
evidence.    I  don't  consider  myself  competent  to  give  an  answer. 

Senator  Ferguson.  How  much  evidence  does  it  take  to  convince 
you  that  a  person  is  a  Communist?  I  wonder  how  much  evidence  it 
takes  to  have  you  answer  that  you  do  know.  . 

Mr.  Lattimore.  Perhaps,  Senator,  this  committee  could  give  me  a 
definition  of  how  much  evidence  I  ought  to  take. 

Senator  Ferguson.  I  want  to  know  what  your  answers  mean.  1 
am  trying  to  judge  this  case  from  answers  and  the  record. 

Do  I  understand,  then,  that  from  all  you  read  about  Mr.  Hiss,  all 
that  was  in  the  paper  or  anything  else,  all  that  you  heard  about  it, 
that,  under  the  definition  that  we  gave  you,  you  would  say  you  had 
no  knowledge  or  reason  to  believe  that  Mr.  Hiss  was  a  Communist, 
or  ever  was  a  Communist  ? 

Mr.  Lattimore.  Senator,  if  I  may  elaborate  on  my  answer,  all  i 
know  about  Mr.  Hiss  is  that 

The  Chairman.  That  is  not  answering  the  question.  You  are  ]ust 
avoiding  the  question. 

Mr.  LAT-riMORE.  I  am  simply  saying.  Senator,  that  1  haven  t  fol- 
lowed the  news  about  Hiss  very  carefully  in  the  press.  I  don't  con- 
sider myself  an  authority  on  the  subject. 

Mr.  SouRwiNE.  Mr.  Chairman,  may  I  remind  the  witness  again  of 
precisely  what  the  question  is?  He  has  been  reminded  of  it  time  and 
again,  and  the  Senator,  in  his  question,  embraced  the  reminder. 

Senator  Ferguson.  The  same  thing  is  true  m  relation  to  Mr.  Jaffe, 

is  it  ? 
Mr.  Lattimore.  I  don't  recall  that  I  ever  seen  it  testified  that  Mr. 

Jaffe  was  a  Communist. 

Senator  Ferguson.  You  never  heard  that  he  was  ? 

Mr.  Lattimore.  I  don't  recall  any  testimony  to  that  effect,  no.  It 
may  have  been  in  the  transcripts  of  this  committee,  but  I  have  read 
such  an  enormous  amount  of  them  that  I 

Senator  Ferguson.  I  am  just  wondering  if,  after  reading  this 
record,  if  you  did  not  have  some  notion  at  least  that  Hiss  and  Jaffe 
were  Communists.    What  is  your  answer  to  that? 

Mr.  Lattimore.  I  would  say  that  sworn  testimony  to  the  effect 
that  Hiss  was  a  Communist  would  come  within  the  definition,  "Rea- 
son to  believe";  but  I  don't  remember  any  sworn  testimony  in  the 
case  of  Mr,  Jaffe. 

Senator  Ferguson.  So  you  would  say  now  that  yon  do  have  rea- 
sons to  believe  that  Hiss  was  a  Communist,  do  you  not  ? 

Mr.  Lattimore.  I  would  say  to  that  extent,  yes. 

Senator  Ferguson.  You  qualified  that  answer  by  saying  "to  that 
extent,"  that  somebody  swore  that  he  was;  is  that  right? 

Mr.  Lattimore.  That  is  right. 

Senator  Ferguson.  But  you  do  not  believe  so. 

Mr.  Lattimore.  I  have  no  personal  knowledge  about  it. 

Senator  Ferguson.  But  you  have  no  reason  to  believe  ? 

Mr.  Lattimore.  I  consider  that  sworn  testimony  is  some  reason  to 
believe.    Butit  is  not  the  same  thing  as  conviction,  is  it? 

Senator  Ferguson.  I  am  asking  you.    To  you  it  is  not,  is  it  ? 

Mr.  Lattimore.  No.  To  my  mind,  conviction  is  conviction,  and 
accusation  is  accusation. 


INSTITUTE   OF   PACIFIC   RELATIONS  3545 

Senator  Smith.  It  might  come  in  the  middle  ground  of  conchision 
from  testimony. 

The  Chairman.  All  right,  gentlemen,  let  us  proceed. 

]Mr.  INIORRis.  The  next  name  is  Mary  Jane  Keeney. 

Mr.  Lattimore.  May  I  take  the  two  names  together  ? 

Mr.  Morris.  Mary  Jane  and  Philip  Keeney? 

Mr.  Lattimore.  Mary  Jane  and  Philip  Keene}'. 

Mr.  Morris.  You  may,  Mr.  Lattimore. 

Mr.  Lattimore.  My  knowledge  of  them  is  extremely  slight  and  I 
had  no  reason  to  believe  that  they  were  Communists. 

Mr.  Morris.  Did  you  meet  Philip  Keeney  in  Japan  ? 

Mr.  Lattimore.  I  met  him,  yes,  when  some  grou])  that  he  was  com- 
ing out  with  had  just  arrived.  I  met  him  when  I  was  going  into  a 
building  and  lie  was  coming  out.    We  stopped  and  shook  hands. 

Mr.  Morris.  Had  you  known  him  before  ? 

Mr.  Lattimore.  I  had  met  him  slightly  here  in  Washington,  yes. 

Mr.  Morris.  On  how  many  occasions  did  you  meet  with  him  in 
Japan,  Mr.  Lattimore  ? 

Mr.  Lattimore.  I  think  that  was  the  only  occasion. 

Mr.  Morris.  Robin  Kinkead. 

Mr.  Lattimore.  No  reason  to  believe  that  he  was  a  Communist. 

Mr.  Morris.  You  did  know  him,  and  had  dealings  with  him,  did 
you  not? 

Mr.  Lattimore.  He  was  on  the  staff  of  OWI  in  San  Francisco  when 
I  was  there. 

Mr.  Morris.  The  next  name  is  Benjamin  Kizer. 

Mr.  Lattimore.  No. 

Mr.  Morris.  You  do  know  Mr.  Kizer,  do  you  ? 

Mr.  Lattimore.  I  know  ]\Ir.  Kizer. 

Mr.  Morris.  He  is  a  member  of  the  board  of  trustees  in  the  Insti- 
tute of  Pacij&c  Relations,  is  he  not  ? 

Mr.  Lattimore.  Whether  he  still  is,  I  don't  know.  He  may  very 
well  be. 

Mr.  Morris.  On  how  many  occasions  have  you  seen  Mr.  Kizer  ? 

Mr.  Lattimore.  I  have  seen  Mr.  Kizer  off  and  on  over  a  period  of 
years. 

The  Chairman.  Was  he  a  member  of  the  board  ? 

Mr.  Lattimore.  He  was  a  member  of  the  board  at  one  time,  I  be- 
lieve. 

Mr.  Morris,  The  next  name  is  Sergei  Kournakoff. 

Mr.  Lattimore.  I  can't  place  that  name. 

Mr.  ]MoRRis.  The  next  name  is  Corliss  Lamont. 

Mr.  Lattimore.  I  have  met  Mr.  Lamont,  I  believe,  once,  and  have 
had  no  reason  to  believe  him  a  Communist. 

Mr.  Morris.  Olga  Lang. 

Mr.  Lattimore,  The  same  answer,  no. 

Mr.  JNIoRRis.  On  how  many  occasions  have  you  met  Olga  Lang? 

Mr.  Lattimore.  I  met  her  in  China  when  she  was  married  to  Karl 
August  Wittfogel.  I  don't  recall  whether  I  have  ever  met  her  since 
in  America,  or  not. 

Mr.  Morris.  Did  she  write  articles  for  Pacific  Affairs  ? 

Mr.  Latitmore.  I  think  she  wrote  an  article  for  Pacific  Affairs, 

Mr.  Morris,  The  next  name  is  Michael  Lindsay. 

88348— 52— pt.  10 18 


3546  INSTITUTE    OF   PACIFIC   RELATIONS 

Mr.  Lattimore.  I  know  Mr.  Lindsay  very  slightly.  I  think  I  met 
him  once  in  this  country,  and  have  no  reason  to  believe  him  a  Com- 
munist. 

Mr.  Morris.  The  next  name  is  T.  B.  Lowe. 

Mr.  Lattimore.  I  don't  ])lace  that  name. 

Mr.  INIoRRis.  Do  you  know  of  anyone  who  used  the  pseudonym  T. 
B.  Lowe? 

Mr.  Lattimore.  No,  I  don't  recall  that. 

Mr.  Morris.  Did  you  and  Mr.  Bisson  ever  team  up  and  write  an 
article  under  that  pseudonym? 

Mr.  LATriMORE.  No,  I  don't  think  so. 

Mr.  Morris.  Are  you  sure  of  it,  Mr.  Lattimore  ? 

Mr.  Lattimore.  I  don't  recall  writing  an  article  jointly  with  Mr. 
Bisson  at  all. 

Mr.  Morris.  Is  it  your  testimony  you  do  not  know  the  name  T.  B. 
Lowe  ? 

Mr.  Latfimore.  T.  B.  Lowe  ?     Is  that  meant  to  be  T.  B.  Lowe  ? 

Mr.  Morris.  No.  H.  Lowe  is  the  name  I  am  asking  now. 

Mr.  Lattimore.  T.  B.  Lowe  is  a  new  name  to  me. 

Mr.  Morris.  That  means  nothing  to  you  ? 

Mr.  Lattimore.  No. 

Mr.  IMoRRis.  How  about  the  name  H.  Lowe  ? 

Mr.  Lattimore.  No,  I  don't  place  that,  either. 

Mr.  Morris.  Next  is  Duncan  C.  Lee. 

Mr.  Lattimore.  I  don't  place  that  name  at  all. 

Mr.  Morris.  Is  it  your  testimony  you  have  never  met  Duncan  C. 
Lee? 

Mr.  Latttmore.  To  the  best  of  my  knowledge  and  recollection,  I 
have  never  met  him. 

Mr.  Morris.  The  next  name  is  ISIr.  William  Mandel. 

Mr.  LATriMORE.  I  think  this  is  the  William  Mandel  who  worked 
for  a  time  for  the  Institute  of  Pacific  Relations.  I  forgot  whether 
he  was  an  employee  or  whether  he  did  a  research  job.  He  did  some 
work  on  Soviet  Russia,  of  some  kind. 

Mr.  Morris.  And  you  have  done  some  work  on  his  books,  have  you 
not,  Mr.  Lattimore? 

Mr.  Lattimore.  I  think  that  when  I  w^as  a  member  of  the  research 
committee,  the  manuscript,  or  part  of  the  manuscript  of  one  of  his 
books  was  sent  to  me  for  looking  over. 

Mr.  Morris.  Do  you  know  whether  he  worked  for  the  Hoover 
Library  ? 

Mr.  Lattimore.  No,  I  don't. 

Mr.  Morris.  Did  you  not  introduce  Mr.  Mandel  to  Mr.  Stefans- 
son? 

Mr.  Lattimore.  No,  I  don't  think  so. 

Mr.  Morris.  Selden  Menefee  is  the  next  name. 

Mr.  Lattimore.  I  knew  Mr.  Menefee  very  slightly  a  good  many 
years  ago  here  in  Washington.  I  haven't  seen  him  for  some  years,  and 
have  no  reason  to  believe  him  a  Communist. 

Mr.  Morris.  Robert  T.  Miller. 

Mr.  Lattimore.  I  can't  place  that  name,  except  I  believe  recalling 
that  it  came  up  in  the  transcript  of  hearings  of  Mr.  E.  C.  Carter. 
But  I  still  don't  place  the  name.    I  am  sure  I  have  never  met  him. 

Mr.  Morris.  The  next  name  is  P.  T.  Moon. 


INSTITUTE    OF    PACIFIC   RELATIONS  3547 

Mr.  Laitimore.  I  can't  place  that  name. 

Mr.  IMoRRis.  Harriet  L.  Moore. 

Mr.  Lattimore.  Harriet  L.  Moore,  I  have  no  reason  to  consider 
a  Communist  at  the  time  I  knew  her.  Her  recent  refusal  to  answer 
the  question  whether  she  had  ever  been  a  Communist  raises  a  strong 
presumption  that  she  is  or  was  at  some  time  a  Communist. 

Mr.  Morris.  And  you  have  known  her  for  many  years,  have  you 
not,  JNIr.  Lattimore? 

Mr.  Lattimore.  Xo.  I  knew  her  slightly  in  the  lOSO's  and  saw 
her  again  very  occasionally  afterwards. 

Mr.  Morris.  Mr.  Lattimore,  the  record  of  these  meetings  in  Mos- 
cow, that  we  have  introduced  into  the  record  at  great  length,  shows 
that  she  and  you  attended  all  those  meetings  together. 

Mr.  Lattimore.  That  is  right,  yes. 

Mr.  Morris.  She  has  also  been  a  leader  of  the  Institute  of  Pacific 
Relations.  In  fact,  she  acted  as  secretary,  did  she  not,  Mr.  Latti- 
more, at  the  time  that  you  were  associated  with  the  institute? 

Mr.  Latttmore.  I  don't  remember.  If  it  was,  it  was  probably  at 
the  time  when  I  was  out  of  the  country,  because  I  don't  recall  her  act- 
ing ill  that  capacity. 

Mr.  Morris.  You  did  have  many  long  and  extensive  dealings  with 
Miss  Moore,  did  you  not,  Mv.  Lattimore  ? 

Mr.  Lattimore.  No,  I  would  not  say.    Not  long  or  extensive. 

Mr.  Morris.  The  next  name  is  E.  Herbert  Norman. 

]Mr.  Latti3iore.  The  answer  is  no. 

Mr.  Morris.  When  did  you  last  see  Mr,  Norman  ? 

Mr.  Lattimore.  In  1947,  at  a  meeting  of  the  Institute  of  Pacific 
Relations  in  Stratford,  England. 

Mr.  Morris.  Did  you  meet  Mr.  Norman  in  Japan  ? 

Mr.  Lattimore.  I  met  him  in  Japan  in  the  winter  of  1945-1946. 

Mr.  Morris.  On  how  many  occasions  did  you  meet  him  in  Japan  ? 

Mr.  Lattimore.  Fairly  frequently.    I  don't  recall. 

Senator  Ferguson.  Just  before  you  pass  that:  Did  you  ever  have 
any  negotiations  or  know  of  any  negotiations  between  yourself,  Nor- 
man, General  Thorpe,  Emerson,  and  Fairbank,  or  any  of  them? 

Mr.  Lattimore.  No.  I  recall  the  suggestion  being  made  that  I 
should  take  a  job  as  a  civilian  employee  under  General  Thorpe,  but 
nothing  in  the  way  of  negotiations,  and  certainly  nothing  in  the  way 
of  negotiations  with — what  was  the  name — Emerson. 

Senator  Ferguson.  Emerson,  Fairbank. 

Mv.  Lattimore.  Emerson,  Fairbank,  Norman,  and  Thorpe. 

Senator  Ferguson.  And  you. 

Mr.  Lattimore.  No. 

Senator  Ferguson.  Did  you  ever  know  of  the  move  to  try  to  bring 
Japanese  Communists  back  into  Japan  ? 

Mr.  Lattimore.  No. 

Senator  Ferguson,  You  never  knew  of  any  ? 

Mr.  Lattimore.  No. 

Senator  Ferguson.  Did  you  have  any  conversations  about  it? 

Mr.  Lattimore.  No,  I  don't  believe  I  did.  I  believe  that,  in  fact,  I 
know  that  at  the  time  I  was  in  Japan,  some,  at  least,  of  the  Japanese 
Communists  who  had  been  in  China  during  the  war,  they  either  re- 
turned to  Japan  when  I  was  there  or  had  already  returned  at  the  time 
I  got  there.    I  don't  know  which. 


3548  INSTITUTE    OF   PACIFIC   RELATIONS 

Senator  Ferguson.  But  those  that  returned  while  you  were  there, 
did  you  know  of  any  moves  at  all  among  any  of  those  people  that  I 
have  named  to  get  the  Japanese  or  Japanese  Communists  back  into 
Japan  ? 

Mr.  Lattimore.  No.  In  the  way  of  moves  to  get  them  back,  I  don't 
know  a  thing  about  it. 

Senator  Ferguson.  Let  us  say  other  than  moves,  just  to  get  them 
back. 

Mr.  Lattimore.  No.  All  I  know  is  the  bare  fact  that  several  of 
the  Japanese  came  back.    What  the  arrangements  were  I  don't  know. 

Senator  Ferguson.  Did  you  know  of  any  negotiations  or  efforts  to 
get  tliem  back? 

Mr.  Lattimore.  No. 

Senator  Ferguson.  Did  vou  ever  talk  to  General  Thorpe  about  any 
of  that? 

Mr.  Lattimore.  No;  I  didn't  talk  with  General  Thorpe  on  that 
subject  at  all,  as  I  recall. 

Senator  Ferguson.  Nor  with  Norman? 

Mr.  Lattimore.  Nor  with  Norman, 

Senator  Ferguson.  Did  you  ever  hear  any  conversation  between 
Thorpe  and  Norman? 

Mr.  Lattimore.  No. 

Mr.  Morris.  The  next  name  is  Oleta  O'Connor. 

Mr.  Latttmore.  I  don't  place  that  name  at  all. 

Mr.  Morris.  Mr.  Mandel,  will  you  identify  this  document,  please? 

Mr.  Mandel.  This  is  a  photostat  of  a  postal  card  announcing  a 
meeting.    It  is  dated  March  5,  1938.    The  post  card  reads  as  follows : 

The  Interprofessional  Association  presents  a  symposium,  "Is  Chamberlain 
yielding  to  fascism?" 

Speakers :  Miss  Lillian  Phillips,  lecturer  on  foreign  affairs ;  Miss  Oleta  O'Con- 
nor, chairman,  county  committee,  Communist  Party ;  Mr.  Owen  Lattimore,  Di- 
rector, Institute  of  Pacific  Relations,  noted  author,  and  editor  of  Pacific  Affairs. 

Chairman  :  John  D.  Barry. 

Questions  and  discussion  from  the  floor. 

The  meeting  is  dated  Thursday  March  10,  at  Sorosis  Hall,  536 
Sutter  Street,  San  Francisco,  Calif.    Admission  35  cents. 

Mr.  Sourwine.  What  year  is  it,  Mr.  Mandel  ? 

Mr.  Mandel.  1938. 

Mr.  Morris.  Mr.  Lattimore,  can  you  recall  speaking  at  such  a  meet- 
ing? 

Mr.  Lattimore.  No  ;  I  can't  recall  any  such  meeting.  I  don't  be- 
lieve there  was  one. 

Mr.  Morris.  Mr.  Chairman,  would  you,  under  the  circumstances, 
receive  that  into  evidence  ? 

The  Chairman.  It  may  be  received  into  evidence  for  what  it  is 
worth. 

(The  document  referred  to  was  marked  "Exhibit  No.  554"  and 
appears  on  p.  3549.) 

Mr.  Morris.  The  next  name  is  Hotzumi  Ozaki. 

Mr.  Lattimore.  I  remember  reading  that  name  in  connection  with 
press  stories  about  the  Sorge  case  in  Japan,  I  believe,  and  I  believe 
that  I  also  saw  in  the  transcript  of  these  hearings  that  Ozaki  was  at, 
I  think,  the  Yosemite  Conference  of  the  IPR  in  1936,  but  I  don't 
believe  I  met  him. 


INSTITUTE    OF   PACIFIC   RELATIONS 
Exhibit  No.  554 


3549 


Mr.  Morris.  Were  you  ut  tliat  conierence^ 

Mr.  Lattimore.  I  was  at  that  conference,  but  I  don't  recall  meeting 
him. 

Mr.  Morris.  The  next  name  is  P'eng  Kung. 

Mr.  Lattimore.  Is  that  the  same  P'eng  Kung,  or  Kung  P'eng,  that 
was  mentioned  several  days  ago  ? 

Mr.  Morris.  That  is  right,  Mr.  Lattimore. 

Mr.  Lat'timore.  I  believe  that  that  is  the  name  of  a  secretary  of 
Chou  En-lai,  whom  I  met  in  Chungking  when  I  had  one  or  two  con- 
versations with  Chou  En-lai  under  the  instructions  of  Chiang  Kai- 
shek. 

Mr.  Morris.  Is  it  your  testimony  that  whenever  you  met  Kung 
P'eng,  it  was  under  the  direction  of  the  generalissimo  ? 

Mr.  Lattimore.  It  was  within  the  generalissimo's  directive  to  keep 
in  touch  with  Chou  En-lai  on  certain  points. 

Mr.  Morris.  The  next  name  is  Mr.  Fred  W.  Poland. 


3550  INSTITUTE    OF    PACIFIC   RELATIONS 

Mr.  SouRWiNE.  Mr.  Chairman,  if  I  might  interpose,  I  think  that 
the  witness'  statement  gives  rise  to  a  fair  inference  with  regard  to  the 
Communist  connection  of  Kung  P'eng,  or  P'eng  Kung,  but  there  was 
not  a  direct  answer  on  that. 

Might  we  liave  that  for  the  record  ? 

Mr.  Lattimore.  I  see.    Yes. 

I  assume  that  she  was  a  Communist.  I  can't  answer  to  that  of 
personal  knowledge,  because  I  believe  the  Communists  at  that  tnne 
were  using  a  number  of  people  simply  because  they  could  speak 
English  and  not  necessarily  members  of  the  party. 

There  may  be  other  evidence  on  the  subject. 

INIr.  Morris.  Do  you  know  where  Kung  P'eng  is  now  ? 

IVIr.  Lattimore.  No ;  I  don't. 

I^Ir.  Morris.  The  next  name  is  Fred  W.  Poland. 

I^Ir.  Lattimore.  Yes;  I  remember  meeting  Mr.  Poland  once  at  the 
Mont  Tremblant  conference  of  the  IPR  in  1942— would  that  be  1943— 
1942,  I  guess.  . 

Mr.  Morris.  Is  it  your  testimony  that  is  the  only  occasion  on  which 
vou  met  Mr.  Poland? 

Mr.  Lattimore.  I  don't  believe  I  ever  met  him  before  or  since. 

Mr.  Morris.  He  was  an  active  member  of  the  secretariat  of  the  IPK, 
was  he  not,  of  the  international  IPR  ? 

Mr.  Lattimore.  No  ;  I  don't  believe  he  was.  My  recollection  is  that 
he  was  somebody  who  was  brought  along  for  the  Canadian  secretariat 
of  that  meeting.'  I  may  be  wrong  on  that. 

Mr.  Morris.  Do  you  have  any  reason  to  believe,  or  do  you  know  that 
lie  is  a  Communist? 

Mr.  Lattimore.  No  ;  I  had  no  reason  to  believe. 

Mr.  Morris.  Do  you  know  that  he  was  one  of  the  defendants  m  the 
Canadian  espionage  case  ? 

Mr.  Lattimore.  I  was  just  going  to  add  I  remember  seeing  some- 
thing about  that  in  the  press.  But  I  believe  he  was  acquitted; 
wasn't  he? 

Mr.  Morris.  The  next  name  is  Lee  Pressman. 

Mr.  Lattimore.  Mr.  Pressman,  I  have  met  maybe  a  couple  of  times 
here  in  Washington.  At  that  time  I  had  no  reason  to  believe  him  a 
Communist,  but  I  believe  that  since  then— has  he  refused  to  testify, 
or  did  he  testify  that  he  was  one  ? 

Mr.  Morris.  "I  believe'he  has  acknowledged,  Mr.  Lattimore,  that  he 
was  a  member  of  the  Communist  Party. 

Mr.  Lattimore.  I  see. 

Mr.  Morris.  What  was  the  occasion  for  your  meeting  Mr.  Press- 
man in  Washington,  Mr.  Lattimore? 

Mr.  Lattimore.  Oh,  a  couple  of  times  socially.  I  don't  recall  the 
circumstances.  I  had  no  particular  conversation  with  him.  I  just 
remember  him  as  a  person  who  was  there. 

J^Ir.  Morris.  The  next  name  is  Mildred  Price. 

Mr.  Latfimore.  I  don't  believe  I  have  ever  met  :Mildred  Price.  Her 
name  has  come  up  in  these  transcripts,  but  I  don't  believe  I  have  ever 

met  her.  .  j.   i     /-n  • 

Mr.  Morris.  You  know  she  was  the  executive  secretary  of  the  China 

Aid  Council,  do  you  not  ? 
Mr.  Lattimore.  From  the  transcripts  of  these  hearings,  yes. 


INSTITUTE    OF   PACIFIC   RELATIONS  3551 

Mr.  Morris.  You  belonged  to  the  China  Aid  Council,  did  you  not, 
Mr.  Lattimore? 

Mr.  Lattimore.  I  don't  think  I  did.  Did  I  ?  I  would  be  glad  to 
have  my  memory  refreshed,  but  I  doubt  if  I  did. 

Mr.  Morris.  You  made  financial  contributions  to  it,  did  you  not? 

Mr.  Lattimore.  That  is  quite  likely,  yes. 

I  made  financial  contributions  to  the  pet  schemes  of  Madame  Chiang 
Kai-shek  and  her  sisters,  Madame  Kung  and  Madame  Sun  Yat-sen. 

Mr.  Morris.  Is  it  your  testimony  that  you  gave  the  contributions  to 
the  China  Aid  Council  and  yet  you  did  not  know  Mildred  Price, 
who  was  the  executive  secretary  of  that  organization. 

Mr.  Lattimore.  That  is  right. 

Mr.  Morris.  You  knew  and  you  know  the  China  Aid  Council  w^as 
an  affiliate  of  the  American  League  Against  War  and  Fascism ;  is  that 
not  correct? 

Mr.  Lattimore.  No,  I  didn't  know  that. 

Mr.  Morris.  The  next  name  is  Ludwig  Rajchman. 

Mr.  Lattimore.  I  met  Mr.  Rajchman,  or  Dr.  Rajchman,  a  number 
of  times  here  in  Washington  wdien  he  was  working  with  Dr.  T.  V. 
Soong,  who  was  at  that  time  the  head  of  China  Defense  Supplies, 
1  think,  and  I  have  met  him  once  since  the  end  of  the  war,  at  the  United 
Nations. 

Mr.  Morris.  He  is  a  member  of  the  Soviet  Polish  delegation,  is  he 
not,  Mr.  Lattimore? 

Mr.  Lattimore.  I  have  seen  something  to  that  effect  in  the  press. 
I  don't  know  when  he  became  one. 

At  the  time  I  saw  him  in  the  United  Nations,  it  was  my  under- 
standing that  he  was  a  member  of  the  United  Nations  employee  staff 
and  not  a  delegate  of  Poland. 

Mr.  Morris.  But  he  was  sent  there  by  Soviet  Poland,  was  he  not  ? 

Mr.  Lattimore.  1  am  not  clear  on  that.  There  are  several  subdivi- 
sions of  the  bureaucracy  of  the  United  Nations,  and  I  don't  know 
which  one  he  belonged  to. 

Mr.  Morris.  The  next  name  is  Samuel  Rodman. 

Mr.  Lattimore.  I  don't  place  that  name. 

Mr.  Morris.  Did  you  ever  rent  an  office  from  Samuel  Rodman  ? 

Mr.  Lattimore.  Did  I  ever  rent  an  office  from  him  ? 

Mr.  Morris.  Yes. 

Mr.  Lattimore.  I  don't  believe  so. 

The  Chairman.  "Wliere? 

Mr.  Morris.  Were  you  acquainted  in  Washington  ? 

Mr.  Lattimore.  No  ;  I  don't  believe  so. 

Mr.  Morris.  Were  you  acquainted  with  an  organization  called  the 
Committee  of  One  Thousand  ? 

Mr.  Lattimore.  I  have  heard  that  name  certainly,  but  I  can't  place 
it  today. 

Mr.  JSIoRRis.  Is  it  your  testimony  you  did  not  know  that  the  Com- 
mittee for  One  Thusand  used  the  office  of  the  Institute  of  Pacific 
Relations  as  its  headquarters  ? 

Mr.  Lattimore.  That  certainly  is  my  testimony ;  yes. 

Mr.  Morris.  The  next  name  is  Lawrence  K.  Rosinger. 

Mr.  Lattimore.  I  knew"  Mr.  Rosinger  slightly  over  a  period  of  years 
when  he  worked  for  Foreign  Policy  Association,  and  afterward  In- 
stitute of  Pacific  Relations.    I  had  no  reason  to  believe  him  a  Com- 


3552  INSTITUTE    OF   PACIFIC   RELATIONS 

munist  until  lie  refused  to  testify  before  this  committee,  which  creates 
a  strong  presumption. 

Mr.  SouRwiNE.  When  did  you  last  see  Mr.  Kosinger,  Mr.  Lattimore  ? 

Mr.  Lattimore.  In  New  York,  in  the  office  of  the  Institute  of  Pa- 
cific Kelations,  oh,  probably  more  than  a  year  ago. 

Senator  Ferguson.  After  these  hearings,  had  started,  after  the  rec- 
ords were  obtained  ? 

Mr.  Lattimore.  I  don't  believe  it  was  after  the  hearings  had  started. 
It  may  have  been  after  the  seizure  of  the  files. 

Senator  Ferguson.  Do  you  mean  after  the  seizure  of  the  files  ? 

Mr.  Lattimore.  It  may  have  been.     I  am  not  quite  sure  of  that. 

Mr.  Sourwine.  Can  you  recall  anything  about  your  conference  or 
discussion  or  talk  with  him  at  that  time  ? 

Mr.  Lattimore.  Yes.  I  think  the  sole  topic  was  the  question  of  a 
piece,  a  contribution  on  Mongolia  and  Tibet,  which  my  wife  and  I  were 
writing  for  a  book  that  he  partly  wrote  and  partly  edited. 

Mr.  Morris.  The  next  name  is  Andrew  Koth. 

Mr.  Lattimore.  I  knew  Mr.  Roth  very  slightly  in  Washington 
about  1945  and  had  no  reason  to  consider  him  a  Communist. 

Mr.  Morris.  You  reviewed  the  manuscript  of  his  book,  did  you  not, 
Mr.  Lattimore? 

Mr.  Lattimore.  I  reviewed  the  manuscript  of  his  book  and  wrote  a 
recommendation  for  the  publishers. 

Senator  Ferguson.  A  few  days  before  the  arrest  of  Mr.  Roth  and 
Mr.  Jaife,  was  Mr.  Roth  at  your  residence  in  Baltimore? 

Mr.  Lattimore.  He  came  over  to  Baltimore ;  yes. 

The  Chairman.  The  question  was:  Was  he  at  your  residence  in 
Baltimore? 

Mr.  Lattimore.  Yes ;  he  was. 

Senator  Ferguson.  ^Y}\o  was  present  at  that  meeting  ? 

Mr.  Lattimore.  Mr.  John  Stewart  Service. 

Senator  Ferguson.  Anybody  else  ?     Roth,  Service 

Mr.  Morris.  Was  Rose'Yardumian  there? 

Mr.  Lattimore.  I  think  she  was,  but  I  have  never  been  surei 
whether  she  was  or  not. 

Senator  Ferguson.  Anybody  else? 

Mr.  Lattimore.  A  couple  of  professors  from  Johns  Hopkins,  and 
tlieir  wives. 

Senator  Ferguson.  Wlio  were  they? 
'     Mr.  Lattimore.  Professor  Carter,  of  the  School  of  Geography,  and 
Professor  Moose,  of  the  Department  of  Political  Science. 

Senator  Ferguson.  Wliat  was  that  occasion  to  liave  the  professors 
there  and  have  Service  and  Roth  there,  and  possibly  another? 

Mr.  Lattimore.  Well,  they  were  a  couple  of  professors  whom  we 
at  that  time— I  thinly  they  were  both  pretty  new  at  the  Hopkins  and 
we  knew  them  verv  slightly  and  thought  they  might  be  interested  in 
meeting  some  people  interested  in  the  Far  East,  and  asked  them  out. 

Senator  Ferguson.  You  knew,  then,  that  Mr.  Roth  and  Mr.  Service 
were  coming  to  your  home,  did  you  not  ? 

Mr.  Lattimore.  That  is  right. 

Senator  Ferguson.  How  long  before  they  came  did  you  know  ? 

Mr.  Lattimore.  Two  or  three  days,  probably. 

Senator  Ferguson.  What  was  the  occasion  of  having  Mr.  Roth  and 
Mr.  Service,  and  possibly  the  other  person,  there? 


INSTITUTE    OF    PACIFIC   RELATIONS  3553 

Mr.  Lattimore.  Well,  Mr.  Service  I  hadn't  seen  since  lie  had  been 
in  Chungking,  and  I  wanted  to  see  him. 

Mr.  Eoth,  I  think,  had  been  asking  if  he  could  come  over  and  show 
me  his  manuscript.  So  we  just  thought  to  put  the  two  things  to- 
gether and  asked  them  to  come  over,  I  think  it  was  one  Saturday  or 
Sunday  afternon.  And  I  tliink  the  day  before,  on  the  campus,  I  ran 
into  these  two  professors  and  suggested  that  they  might  be  interested 
to  come  out  for  a  picnic  lunch. 

Senator  Ferguson".  Did  Mr.  Eoth  bring  his  manuscript  with  him  ? 

Mr.  Lattimore.  Yes;  he  brouglit  it  with  him. 

Senator  Ferguson.  Was  it  in  a  proof  form  ? 

Mr.  Lattimore.  I  don't  recall  whether  it  was — I  am  sure  it  wasn't  in 
typed  script.     It  might  have  been  in  either  galley  or  page  proof. 

Senator  Ferguson.  Galley  or  page  proof. 

Mr.  Lattimore.  Yes. 

I  am  not  at  all  clear  on  that.  It  might  even  have  been  in  typed 
script. 

My  wife  says  she  thinlvs  it  was  in  proof. 

Senator  Ferguson,  In  proof  ? 

Mr.  Lattimore.  In  proof;  yes. 

Senator  Ferguson.  Wliere  were  you  examining  the  proof  ? 

Mr.  Lattimore.  Oh,  I  tliink  it  was  in  the  living  room.  I  am  not 
sure. 

Senator  Ferguson.  Did  you  ever  see  it  on  the  bed,  laid  out  on  the 
bed  in  the  bedroom  ? 

Mr.  Lattimore.  Not  that  I  can  recall.  It  may  have  been  there 
becatise  when  guests  came  in  they  were  shown  into  the  spare  bedroom 
and  put  their  coats  and  things  there. 

Senator  Ferguson.  Do  you  think  it  would  be  laid  out  on  the  bed 
under  those  circumstances, 

Mr.  Lattimore.  It  might  very  easil}^  had  if  he  had  been  carrying  it 
loose. 

Senator  Ferguson.  Do  you  know  whether  or  not  there  were  any 
papers  from  the  State  Department  laying  out  on  your  bed,  or  a  bed  in 
3' our  home  ( 

Mr,  Lattimore.  I  am  sure  there  weren't. 

Senator  Ferguson.  You  are  sure  of  it  ? 

Mr.  Lattimore.  Yes.    At  least,  if  there  were,  I  didn't  see  them. 

Senator  Ferguson.  Did  you  know  that  one  of  these  college  profes- 
sors had  stated  that  there  were  papers  on  the  bed  ? 

jVIr.  Lattimore.  I  believe  there  was  something  of  that  kind  in  the 
Tydings  testimony.    I  am  sure  it  was  wrong. 

Senator  Ferguson.  Did  you  ever  talk  to  the  professor  about  it  ? 

Mr.  Lattimore.  No;  I  didn't. 

Senator  Ferguson.  You  did  not  think  it  was  important  enough  to 
ask  the  professor  if  he  did  happen  to  see  those  papers  there? 

Mr.  Lattimore.  I  asked  the  other  professor,  and  he  recalled  seeing 
nothing  of  the  sort.  I  didn't  ask  the  professor  who  gave  that  testimony, 
because  I  have  a  sort  of  dislike  for  talking  with  informers. 

Senator  Smith.  Did  j'ou  regard  him  as  an  informer? 

Mr.  Lattimore.  Yes.  I  don't  believe  he  gave  any  testimony  at  all. 
I  believe  he  gave  information  to  Senator  McCarthy. 

Senator  Ferguson.  Mr.  Lattimore,  then,  if  I  understand  it  correctly, 
if  someone  went  to  a  person  who  had  knowledge  of  the  facts,  either 


3554  INSTITUTE    OF   PACIFIC   RELATIONS 

some  member  of  a  committee  or  a  staff  member,  if  that  person  gave  the 
truth  as  he  saw  it,  would  you  class  him  as  an  informer? 

Mr.  Lattimore.  I  would  certainly  say  that  a  colleague  of  mine,  on 
a  university  faculty,  if  he  thought  he  recalled  anything  of  the  sort, 
should  have  come  and  checked  it  with  me,  frankly. 

Senator  Ferguson.  Suppose  he  saw  it  and  you  did  not  see  it.  Sup- 
pose he  saw  it  and  you  did  not  see  it.  Suppose  that  Service  and/or 
Roth  did  have  these  papers  in  your  bedroom 

Mr.  Lattimore.  I  still  think  that,  as  a  matter  of  frank  relationships 
between  members  of  the  same  faculty,  he  should  have  come  and  told 
me  about  it. 

Senator  Ferguson.  And  for  that  reason,  you  would  not  interview 
him  or  ascertain  whether  or  not  he  did  know  of  those  facts  ? 

Mr.  Lattimore.  Certainly  not ;  no. 

Senator  Ferguson.  Is  that  the  way  you  feel  ? 

Mr.  Lattimore.  That  is  the  way  I  reacted  to  it. 

Senator  Ferguson.  And  have  you  never  talked  to  him  since? 

Mr.  Lattimore.  No. 

Senator  Ferguson.  Have  you  ever  spoken  to  him  since? 

Mr.  Lattimore.  No. 

Mr.  SouRwiNE.  Is  he  still  on  the  faculty? 

Mr.  Lattimore.  Yes, 

]\Ir.  Morris.  Who  was  the  other  professor  involved  there,  Mr.  Lat- 
timore ? 

Senator  Ferguson.  Wait  until  I  get  the  name  of  this  man. 

What  w\as  the  name  of  the  professor  who  was  the  "informer"? 

Mr.  Lattimore.  Professor  Carter. 

Senator  Ferguson.  What  branch  of  the  school  was  he  in? 

Mr.  Lattimore.  School  of  geography. 

Senator  Fj:rguson.  Was  he  interested  in  the  Far  East? 

Mr.  Lattimore.  Not  specially,  I  don't  believe. 

Senator  Ferguson.  Then  why  did  you  invite  him  there? 

Mr.  Latti:more.  Well,  the  school  of  geography  was  the  pet  project 
of  President  Isaiah  Bowman  of  the  school,  who  regarded  geography 
and  international  relations  as  very  closely  related. 

I  thought  any  intelligent  member  of  the  faculty  would,  as  of  that 
time,  be  interested  in  meeting  somebody  recently  back  from  the  Far 
East  and  somebody  who  was  writing  on  problems  of  the  Far  East. 

If  I  had  met  a  couple  of  other  members  of  the  faculty,  I  might 
just  as  well  have  invited  them. 

Senator  Ferguson.  Did  you  review  the  book  or  these  manuscripts 
in  the  presence  of  Professor  Carter  and  the  other  professors? 

Mr.  Latttmore.  My  recollection  of  that  is  not  very  clear,  I  think 
that  I  sat  on  a  window  seat  by  a  large  sort  of  picture  window  looking 
out  on  the  lawn  where  everybody  was  gathered  and  rapidly  went 
through  the  manuscript  or  proof. 

Senator  Ferguson.  How  long  did  you  spend  on  the  proof? 

Mr.  Lattimore.  Maybe  half  an  hour  or  so. 

Senator  Ferguson.  Would  you  say  that  the  professor,  or  both  pro- 
fessors, were  sufficiently  intelligent  so  that  they  would  recognize  what 
a  proof  was  ? 

Mr.  Lattimore.  It  would  depend  on  how  closely  they  had  looked. 

Senator  Ferguson.  AVhat  kind  of  paper  was  the  proof  on? 

Mr.  Lattimore.  I  don't  remember. 


INSTITUTE    OF    PACIFIC   RELATIONS  3555 

Senator  Fergusox.  And  you  reviewed  the  book  in  about  a  half  hour, 
then  '^ 

Mr.  Lattimore.  I  went  through  the  book  very  rapidly. 

Senator  Ferguson.  How  many  pages  would  you  say  it  had? 

Mr.  Lattimore.  Oh,  I  think  when  it  was  published  it  was  about  a 
250-page  book. 

Senator  Ferguson.  How  long  would  these  galley  proofs  be,  in 
length? 

Mr.  Lattimore,  I  don't  remember  whether  the}-  were  galley,  or  page 
proof.  Galley  proof  usiuilly  runs,  I  think,  about  two  and  a  half 
book  pages  per  galley. 

Senator  Ferguson.  It  would  be  easily  recognized,  would  it  not? 

Mr.  Lattimore.  I  should  think  so. 

Senator  Ferguson.  Can  you  recall,  sitting  at  the  window,  whether 
or  not  it  was  galley  proof  or  page  proof  ? 

Mr.  Lattimore.  No,  I  can't  recall.  I  have  read  so  many  proofs  in 
my  life,  it  is  hard  to  remember  which  one  I  read  on  a  specific  occasion. 

Senator  Ferguson.  Do  you  really  feel  a  man  would  be  mistaken 
about  seeing  pages  on  a  bed  if  he  attended  a  meeting,  even  though 
they  were  galley  proof,  or  page  proof  ? 

Mr.  Lattimore.  He  might  be. 

Senator  Ferguson.  Were  you  in  the  room  where  the  gentlemen 
put  their  coats? 

^Ir.  Lattimore.  I  may  have  shown  them  up  to  the  room. 

Senator  Ferguson.  Who,  would  you  say,  came  first  ? 

The  Chairman.  Of  the  two,  or  of  the  group? 

Senator  Ferguson.  Of  the  group. 

Mr.  Lattimore,  I  have  no  idea. 

Senator  Ferguson.  You  have  not  any  idea  ? 

Mr.  Lattimore.  No  idea. 

Senator  Ferguson.  How  long  afterward  was  Roth  arrested  and 
Service  arrested  ? 

Mr.  Lattimore.  It  was  a  very  short  time  afterward.  I  forget  ex- 
actly what.     I  believe 

Wait  a  minute.  On  that  question  of  the  stuff  being  on  the  bed,  I 
seem  to  remember  that  tlie  information,  as  repeated  by  Senator  Mc- 
Carthy, was  that  Professor  Carter's  wife  went  into  the  room  to  change 
a  baby's  diaper  and  told  him  that  she  had  seen  something  on  the  bed, 
or  something. 

This  being  a  room  which  is  used  partly  as  an  office,  there  might  have 
been  papers  of  nw  own  l3'ing  around  there. 

Senator  Ferguson.  Tlien  you  would  not  say  that  the  professor  or 
his  wife  did  not  see  papers  on  the  bed  ? 

Mr.  Lattimore.  They  may  have.     I  don't  know. 

Senator  Ferguson.  Even  though  his  wife  saw  it  and  told  her  hus- 
band, then  you  thought  he  was  an  informer  and  you  never  went  to 
ask  him  about  them  ? 

Mr.  Lattimore.  I  certainly  did  think  he  was  an  informer;  yes. 

Mr.  Morris.  Mr.  Lattimore,  did  you  read  the  testimony  before  this 
committee  that  Roth's  book  Dilemma  in  Japan — and,  of  course,  the 
galley  proofs  were  of  that  book,  were  they  not — that  that  was  passed 
by  the  Communist  Party  of  the  United  States  before  it  was  published? 

Mr.  Lattimore.  I  don't  remember  reading  that  testimony.  Can 
you  tell  me  whose  testimony  that  was  ? 


3556  INSTITUTE    OF   PACIFIC   RELATIONS 

Mr.  Morris,  Have  you  read  the  article  that  appeared  in  the  Daily 
Worker  of  June  26,  1945,  which  reads : 

Roth's  forthcoming  book,  Dilemma  in  Japan,  dissects  the  State  Department's 
past  mistakes  and  current  fallacies,  and,  in  the  author's  words,  it  exposes  Under 
Secretary  of  State  Joseph  Grew's  predilection  for  Japanese  Emperor  Hirohito. 
Roth's  arrest  came  after  Little,  Brown  &  Co.,  announced  the  bonk  would  come 
out  in  September. 

Did  you  read  that  testimony,  Mr.  Lattiniore  ? 

Mr.  Lattimore.  I  believe  I  saw  a  photostat  or  a  mimeograph  of  part 
of  that  excerpt  from  the  Daily  Worker.  May  I  point  out,  how- 
ever  

The  Chairman.  The  question  is:  Did  you  read  that  testimony? 

Mr.  La'itimore.  I  don't  recall  whether  I  read  that  testimony.  I  do 
recall,  however,  that  at  the  time  I  was  talking  with  Mr.  Koth  about 
his  book,  he  told  me  that  it  had  all  been  cleared  in  the  Office  of  Xaval 
Intelligence. 

Mr.  Morris.  Mr.  Lattimore,  who  was  the  other  professor  at  that 
meeting  that  we  have  been  discussing? 

Mr.  Lattimore.  Professor  Moos. 

Mr.  Morris.  Is  he  related  to  Elizabeth  Moos? 

Mr.  Lattimore.  What  Elizabeth  Moos? 

Mr.  Morris.  The  mother  of  AVilliam  Remington.  I  think  she  was 
a  recent  defendant  in  the  American  Peace  Crusade. 

Mr.  Lattimore.  No,  I  don't  believe  he  is  any  relative  whatever. 

Mr.  Morris.  He  is  not  ? 

Mr.  Lattimore.  No. 

Senator  Ferguson.  Did  you  know  Mr.  Remington? 

Mr.  Lattimore.  No. 

Mr.  Morris.  The  next  name  is  Paul  Robeson,  Mr.  Lattimore. 

Mr.  Lattimore.  I  have  met  JVIr.  Paul  Robeson  once.  Let  me  see,  it 
was  in  1942' — when  he  was  out  in  San  Francisco,  and  he  sang,  he  re- 
corded some  songs  to  be  broadcast  over  the  radio.  I  believe  he  was 
also  asked  to  do  the  same  thing  for  radio  to  Europe  from  the  New 
York  office. 

Mr.  Morris.  Did  you  attend  a  meeting  at  whicli  Mr.  Paul  Robeson 
was  present,  in  the  home  of  Mrs.  Edith  Field  ? 

Mr.  Lattimore.  Not  a  meeting.  I  went  to  dinner  at  Mrs.  Field's 
mother's  house,  and  Mrs.  Field  and  Robeson  were  there  and,  I  think, 
also  Max  Yergan,  whose  name  comes  down  here  later. 

Mr.  Morris.    Were  they  all  present  at  that  dinner  party? 

Mr.  Lattimore.  At  that  dinner  party;  yes. 

Mr.  Morris.  Will  you  answer  the  question  with  respect  to  Paul 
Robeson  ? 

Mr.  Lattimore.  At  that  time  I  had  no  reason  to  consider  Mr. 
Robeson  a  Communist;  judging  from  what  I  have  read  about  him  in 
tlie  press  more  i-ecently,  he  may  very  likely  be  one. 

Mr.  Morris.  The  next  name  is  Kimi  Kazu  Saionji. 

Mr.  Lattimore.  I  remember  a  K.  K.  Saionji — I  am  not  sure  about 
the  personal  names  there — who  was  a  member  of  the  secretariat  of 
the  Japanese  IPR. 

Mr.  Morris.  Was  he  the  secretary  of  the  Japanese  Council  of  the 
IPR? 

Mr.  Lattimore.  I  believe  he  was  at  one  time;  yes. 


INSTITUTE    OF    PACIFIC    RELATIONS  3557 

Mr.  Morris.  Would  you  answer  the  questions  with  respect  to  Mr. 
Saionji? 

jNIr.  Laitimore.  I  had  no  reason  to  believe  him  a  Communist. 

JNIr.  Morris.  Do  you  know  that  he  was  a  defendant  in  the  Sorge 
espionage  case? 

Mr.  Lait'imore.  I  believe  I  read  in  the  press  that  he  was  arrested 
at  that  time,  but  set  free. 

Mr.  Morris.  He  was  given  a  suspended  sentence,  was  he  not  ? 

Mr.  Lattimore.  Was  he  ?     I  didn't  recall  that. 

Mr.  Morris.  The  next  name  is  Helen  Schneider, 

]Mr.  Lattimore.  I  don't  place  that  name  at  all. 

Mr,  Morris.  As  a  staff  worker  on  the  Institute  of  Pacific  Relations  ? 

Mr.  Lattimore.  No. 

Mr.  Morris.  A  staff  worker  in  the  Amerasia  office  ? 

Mr,  Lattimore.  No. 

Mr.  Morris.  Do  you  know  Isidore  Schneider  ? 

]Mr,  Lattimore.  No, 

Mr.  Morris.  The  next  name  is  M.  C.  Shleesnyak. 

Mr.  Lattimore.  I  knew  Dr.  Shleesnyak  when  he  was  at  the  Johns 
Hopkins  for  about  a  year  as  secretary  of  the  Arctic  Institute  of 
America. 

Mr.  Morris.  How  well  did  you  know  Mr.  Slileesnyak? 

Mr.  Lattimore.  Not  very  well.  We  visited  back  and  forth  a  certain 
amount,  dined  at  their  house  and  they  dined  at  ours. 

Mr.  Morris.  Did  they  ever  stay  with  you  at  your  home  over  night  ? 

JNIr.  Lattimore.  I  don't  believe  they  did.     I  don't  think  so. 

INIr.  Morris.  Did  they  ever  visit  you  in  your  home  in  Vermont  ? 

Mr.  Lattimore.  No.  We  may  have  seen  them  at  Stefansson's,  the 
next  farm. 

Mr.  Morris.  Did  they  stay  at  Stefansson's  ? 

Mr.  Lattimore,  I  believe  they  came  up  there.  I  believe  that  was 
the  first  time  we  met  them.  That  was  before  they  had  come  to 
Hopkins. 

Mr.  Morris.  Did  Mr.  Shleesnyak  accompany  you  on  your  trip  to 
the  Arctic  ? 

Mr.  Lattimore,  No.  I  would  say  that  I  accompanied  him.  He  or- 
ganized a  trip  up  to  Point  Barrow  for — let's  see — it  was  on  behalf  of 
the  Arctic  Research  Institute,  which  was  doing  some  work  at  Point 
Barrow,  and  President  Bronk  of  the  Hopkins,  was  one  of  the  trustees 
of  that  and  was  unable  to  go  and  asked  me  to  go  as  his  deputy, 

Mr.  Morris.  Did  you  know  at  that  time  that  Mr.  Shleesnyak  had 
been  a  Communist? 

Mr.  Lattimore.  No  ;  I  did  not. 

Mr.  Morris.  Did  you  know  that  he  was  a  registered  Communist  ? 

Mr.  Lattimore.  No  ;  I  did  not.  Mr.  Sleesnyak  told  me  that  he  had 
in  one  election  in  New  York  voted  the  Communist  ticket  and  that,  under 
New  York  rules,  this  required  his  registering  accordingly,  but  that  he 
had  never  lieen  a  Communist  and  that  the  matter  had  been  cleared 
with  Xaval  Intelligence. 

Mr.  ISIoRRis.  Did  you  intervene  with  Naval  Intelligence  on  his  behalf 
at  the  time  the  question  of  his  security  in  his  making  a  trip  to  the  Arctic 
had  come  up  ? 

Mr.  Lattimore.  No,  sir. 

Mr.  Morris.  You  did  not? 


3558  INSTITUTE    OF    PACIFIC   RELATIONS 

Mr.  Lattimore.  I  didn't  at  that  time  know  there  was  such  a  ques- 
tion of  security. 

Mr.  Morris.  Where  is  Mr.  Shleesnyak  now  ? 

Mr.  Lattimore.  He  is  at  the  Weizmann  Institute  in  Palestine. 

Mr.  Morris.  What  is  he  doing  there? 

Mr.  Lattimore.  He  is  doing  some  kind  of  research  on  ecology. 

Mr.  Morris.  To  what  extent  have  you  been  active  in  the  Arctic 
Institute? 

Mr.  Latiimore.  I  would  say  that  I  have  not  been  active  at  all. 

Mr.  ^Iorris.  You  did  know  Mr.  Shleesnyak ;  did  you  not  ? 

]\Ir.  Lattimore.  I  knew  liim,  and  when  the  Arctic  Institute  was 
brought  to  the  Jolms  Hopkins  for  a  period  I  welcomed  it.  It  was  an 
extension  of  interest  in  interrelations  and  they  used  to  hold  seminars 
there,  and  I  attended  several  seminars. 

In  fact,  I  believe  I  gave  a  seminar  once  myself. 

Mr.  Morris.  Was  Mr.  Stefansson  active  in  the  Arctic  Institute? 

Mr.  Lattimore.  Mr.  Stefansson  I  believe  is;  yes. 

INIr.  Morris.  Is  Mr.  Stefansson  a  close  friend  of  yours,  Mr.  Latti- 
more? •        T      J.        • 

Mr.  Lattimore.  Mr.  Stefansson  has  been  a  good  friend  of  mine 
since,  oh,  10  years  or  so. 

Mr.  Morris.  And  Mr.  Stefansson  is  closely  associated  with  Mr. 
Shelesnyak,  is  he  not,  or  has  been  in  the  past? 

Mr.  Lattimore.  I  don't  know  how  closely. 

Mr.  Morris.  At  least,  you  know  on  one  occasion  he  stayed  over- 
night  at  Stefansson's  home? 

Mr.  Lattimore.  That  is  right;  yes. 

Mr.  IMoRRis.  Would  you  tell  us  the  physical  connections  between 
Stefansson's  home  in  Vermont  and  your  home  in  Vermont  ? 

Mr,  Lattimore.  Stefansson  has  a  farm  where  he  spends  the  sum- 
mer in  Vermont,  and  about  half  or  three-quarters  of  a  mile  away, 
through  the  woods,  there  is  another  farm,  which  he  detached  from  his 
holding  and  sold  to  my  wife  and  myself. 

Mr.  Morris.  The  next  name  on  the  list  is  Agnes  Smedley. 

Mr.  Lattimore.  Agnes  Smedley  I  knew  slightly  during  the  1930's. 
I  did  not  consider  her  a  Communist.  I  did  consider  her  a  partisan  of 
the  Chinese  Communists. 

That,  incidentally,  was  not  in  the  1930's,  as  I  recall,  but  m  the 
1940's. 

Senator  Ferguson.  Wliat  do  you  mean  by  a  partisan  of  the  Chinese 

Communists?  , 

Mr.  Lattimore.  Wait  a  minute.  Yes,  I  did  know  her  m  the  thirties, 
because  in  1937  she  was  up  in  Yenan ;  tliat  is  right. 

Senator  Ferguson.  And  did  you  not  know  that  the  Chinese  Com- 
munists were  controlled  by  the  Russian  Communists  out  of  Moscow? 

Mr.  Lattimore.  No,  sir ;  I  didn't  know  that. 

Senator  Ferguson.  You  never  knew  that? 

Mr.  Lattimore.  No.  It  is  very  much  a  disputed  question  among 
experts  on  the  subject. 

I  rather  inclined  to  the  view  that  the  Chinese  Communists  have,  at 
least  in  the  past,  been  more  or  less  autonomous. 

Senator  Ferguson.  Is  that  why  you  say  that  she  was  a  partisan,  she 
was  probably  a  fellow  traveler  of  the  Chinese  Communists?  Is  that 
what  you  want  to  classify  her  as  ? 


INSTITUTE    OF    PACIFIC   RELATIONS  3559 

Mr.  Laitimoke.  Subject  to  the  extreme  vagueness  of  the  term  fellow 
traveler;  yes. 

Senator  Ferguson.  You  have  used  it. 

Mr.  Lattimore.  Yes ;  I  used  it  saying  that  it  was  a  vague  and  un- 
satisfactory term. 

Senator  Ferguson.  But  you  do  not  think  that  she  bordered  on  the 
definition  now  that  we  have  given  you  as  a  Communist  ? 

Mr.  Lattimore.  No.  From  my  slight  acquaintance  with  her,  she 
was  what  you  might  call  an  unruly  and  rebellious  type  that  would 
be  likely  to  get  thrown  out  of  any  party  she  joined. 

Senator  Ferguson.  Mr.  Lattimore,  do  you  know  of  any  American 
that  was,  in  your  opinion,  a  Chinese  Communist,  that  belonged  to  the 
Chinese  Communist  group  ? 

Mr.  Lattimore.  No. 

Senator  Ferguson.  Of  the  Russian  Communists? 

Mr.  Lattimore.  I  suppose  there  have  been  of  the  Russian  Com- 
munists, but  I  couldn't  name  any. 

The  Chairman.  The  quastion  is  do  you  know? 

Senator  Ferguson.  Know  anybody. 

Mr.  Lattimore.  No. 

Senator  Ferguson.  Under  this  definition  that  we  are  now  using  on 
communism  ? 

Mr.  Lattimore.  That  were  members  of  the  Russian  Communist 
Party? 

Senator  Ferguson.  I  did  not  say  members  of  the  party.  I  do  not 
want  to  say  members  of  the  party.  I  mean  just  affiliated  with  it,  as 
we  gave  you  the  definition. 

Mr.  Sourwine.  Does  the  Senator  mean  using  "Communist"  in  the 
sense  of  a  person  under  Communist  discipline,  or  who  has  voluntarily 
or  knowingly  cooperated  and  collaborated  with  Communist  Party 
members  in  furtherance  of  Communist  Party  objectives? 

Senator  Ferguson.  Yes. 

Mr.  Lattimore.  Well,  I  suppose  Anna  Louise  Strong,  in  working 
for  a  Communist-owned  paper  in  Moscow,  but 

Senator  Ferguson.  Smedley? 

Mr.  Lattimore.  Smedley  I  don't  believe  was  ever  in  Russia.  "Was 
she? 

Senator  Ferguson.  Would  that  keep  her  from  being  a  Communist 
within  the  definition  that  we  have  given  you  of  Communists? 

Mr.  Lattimore.  I  thought  you  meant  the  other  definition;  I  am 
sorry. 

No.  As  far  as  I  knew  Agnes  Smedley,  which  was  very  slightly, 
she  had  a  great  deal  of  interest  in  China  and  either  not  much  interest 
in  Russia  or  I  didn't  know  much  about  it. 

In  China  she  was  particularly  known  for  her  support  in  writing  up 
of  the  new  Fourth  Army,  which  was  a  mixed  Communist  and  Chiang 
Kai-shek  army. 

And,  as  I  recall,  in  her  book  on  that  army,  she  is  much  more  enthu- 
siastic about  the  non-Communist  commander  of  the  army  than  she 
was  about  the  Communist  second  in  command  of  the  army. 

Mr.  Morris.  Mr.  Lattimore,  you  knew  that  she  willed  her  property 
to  Chu-Teh,  the  Chinese  Communist  general;  did  vshe  not? 

Mr.  Lattimore.  I  read  that  in  the  press ;  yes. 


3560  INSTITUTE    OF   PACIFIC   RELATIONS 

Mr.  Morris.  And  you  know  that  Mildred  Price,  who  was  the  execu- 
tive secretary  of  the  China  Aid  Council,  was  her  executor  under  her 
last  will  and  testament? 

Mr.  Lattimore.  No  ;  I  don't  remember  reading  that. 
The  Chairman.  Are  you  acquainted  with  Earl  Browder? 
Mr.  Lattimore.  Only  to  the  extent  of  having  gone  to  his  office  once. 
The  Chairman.  You  are  acquainted  with  him. 
Mr.  Lattimore.  1  would  not  call  that  acquaintance ;  no. 
The  Chairman.  You  would  not  call  that  an  acquaintance.     All 
right. 

Mr.  Morris.  The  next  name  is  Edgar  Snow. 

Mr.  Lattimore.  No  ;  I  did  not  and  do  not  consider  him  a  Communist 
under  these  definitions. 

Mr.  Morris.  The  next  name  is  Richard  Sorge. 

Mr.  Lattimore.  Richard  Sorge  I  never  met  under  that  or  any  other 
name,  as  far  as  I  know. 

Mr.  Morris.  Did  you  ever  receive  a  letter  from  Mr.  Sorge? 
Mr,  Lattimore.  No  ;  I  don't  believe  I  did. 
Mr.  Morris.  The  next  name  is  Ordway  Southard. 
Mr.  Lattimore.  Ordway  Southard  I  do  not  know.    He  is  a  man  who 
bought  from  me  and  the  Stef anssons  the  farm  that  we  had  in  joint 
ownership.    I  never  met  him  and  had  nothing  to  do  with  the  transac- 
tion and  didn't  know  that  he  was  or  had  been  a  Communist  until  it 
was  published  in  the  press  later. 

Mr.  Morris.  In  other  words,  you  do  know,  it  has  been  published  in 
the  press,  that  he  was  an  active  niember  of  the  Communist  Party  ? 

Mr.  Lattimore.  It  was  published  in  the  press  that  he  had  been  a 
candidate  for  Governor  of  Alabama  on  the  Communist  ticket,  or 
something  of  that  sort. 

Mr.  Morris.  Would  that  satisfy  you  that  he  was  a  Communist? 
Mr.  Lattimore.  That  would  satisfy  me  that  he  was  a  Communist. 
Mr.  Morris.  Is  it  your  testimony,  Mr.  Lattimore,  that  you  did,  then, 
deed  your  property  to  Mr.  Southard,  to  Mr.  and  Mrs.  Southard? 
Mr.  Lattimore.  I  sold  that  property ;  yes. 

Mr.  Morris.  Did  you  testify  in  that  fashion  in  executive  session  be- 
fore this  committee  ? 

Mr.  Laitimore.  Did  I  ? 
■     Mr.  Morris.  Yes. 

Mr.  Lattimore.  I  don't  recall. 

Mr.  Morris.  Mr.  Chairman,  may  I  get  back  to  this?  It  will  just 
take  a  minute. 

The  Chairman.  Very  well. 

Mr.  Morris.  I  am  going  on  to  the  next  question.  Perhaps  Mr. 
Mandel  can  find  that  reference  there. 

It  is  you  testimony  you  did  deed  your  property,  you   and  Mr. 
Stefansson  and  Mrs.' Stef ansson  and  Mrs.  Lattimore,  did  deed  the 
property  that  you  held  in  common,  to  Mary  and  Richard  Southard? 
Mr.  Lattimore.  We  sold  it ;  yes. 

Mr.  Sotjrwine.  Is  it  Mary  and  Richard  Southard,  or  Mary  and 
Ordway  Southard? 

Mr.  Morris.  Mary  and  Ordway  Southard. 

The  Chairman.  The  question  is.  Did  you  deed  it  to  those  parties 
named  ? 

Mr.  Lattimore.  We  sold  it ;  yes. 


INSTITUTE    OF   PACIFIC   RELATIONS  3561 

The  Chairman.  Did  you  deed  it  ? 

Mr.  Lattimore.  I  don't  understand  the  technical  term  "deed." 

Mr.  Morris.  Did  you  sign  the  deed? 

The  Chairman.  Did  you  sign  a  deed  or  conveyance? 

Mr.  Laitimore.  We  signed  whatever  papers  were  necessary  for 
the  transaction;  yes. 

The  Chairman.  Do  you  not  know  what  a  deed  is  ? 

Mr.  Lattimore.  No/sir.  I  understand  there  are  deeds  of  gift  and 
all  kinds  of  deeds,  but,  to  my  simple  mind,  I  sold  it. 

The  Chairman.  Was  this  deed  a  gift  ? 

Mr.  Lattimore.  No,  sir. 

Mr.  Morris.  Mr.  Lattimore,  I  offer  you  a  document  and  ask  if  you 
ever  have  seen  it. 

Mr.  Mandel,  will  you  identify  the  document  I  have  presented  to 
Mr.  Lattimore,  please? 

Mr.  LArriMORE.  No;  I  don't  believe  I  have  seen  this.  It  is  not  my 
signature  or  my  wife^s  signature.  It  nuist  have  been  done  by  proxy, 
by  an  attorney  in  Bethel,  Vt. 

Mr.  Morris.  Mr.  Mandel  will  you  identfy  that  and  these  two  docu- 
ments, please? 

Mr.  Mandel.  This  is  a  photostat  that  I  ordered  made  of  a  warranty 
deed  No.  481,  between  Viljahmur  Stefansson  and  Evelyn  Stefansson 
and  Owen  Lattimore  and  Eleanor  Lattimore. 

]Mr.  Morris.  Did  you  cause  that  document  to  be  photostated  ? 

Mr.  Mandel.  Yes,  sir. 

The  Chairman.  Where  is  the  original  ? 

Mr.  Mandel.  The  original  is  at  the  Bethel  town  clerk's  office. 

The  Chairman.  Where? 

Mr.  Mandel.  In  Vermont. 

The  Chairman.  Is  that  a  photostat  of  the  original  document  on  file, 
recorded  there? 

Mr.  Mandel.  Yes,  sir. 

Mr.  Morris.  And  you  caused  it  to  be  photostated  ? 

Mr.  Mandel.  Yes,  sir. 

Mr,  Morris.  Will  3-011.  identify  the  other  two  documents,  Mr. 
Mandel? 

Mr.  ]\Iandel.  This  is  a  photostat  of  a  mortgage  deed.  No.  241,  be- 
tween Ordway  Southard  and  Mary  Southard,  on  the  one  hand,  and 
Viljahmur  Stefansson  and  Evelyn  Stefansson,  of  Bethel,  on  the  other, 
and  also  Owen  Lattimore  and  Eleanor  Lattimore. 

Mr.  Morris.  And  the  third  document? 

Mr.  Mandel.  The  third  is  a  photostat  of  a  warranty  deed  No.  467. 
with  the  names  of  Viljahmur  Stefansson,  Evelyn  Stefansson,  and 
Owen  Lattimore  and  Eleanor  Lattimore. 

Mr.  Sourwine.  Does  that  come  from  the  same  source,  Mr.  Mandel  ? 

Mr.  Mandel.  It  comes  from  the  same  source. 

Mr.  Morris.  And  the  fourth  one? 

Mr.  Mandel.  The  fourth  one  is  a  mortgage  deed  with  the  names 
of  Ordway  Southard  and  Mary  Southard  and  Viljahmur  Stefansson 
and  Evelyn  Stefansson  and  Owen  Lattimore  and  Eleanor  Lattimore. 

The  number  is  241. 

Mr.  Morris.  Was  that  taken  from  the  original  record? 

Mr.  Mandel.  From  the  same  source ;  yes,  sir. 

88348— 52— pt.  10 19 


3562  INSTITUTE    OF   PACIFIC   RELATIONS 

The  Chairman,  I  want  to  know  if  these  are  photostats  of  original 
documents  on  file  and  recorded  in  some  official  place. 

Mr.  Mandel.  They  are  photostats  of  documents  in  the  files  of  the 
clerk's  office  at  Bethel,  Vt. 

Senator  Ferguson.  Do  they  file  deeds  in  the  clerk's  ofiice  ?  Is  it  a 
town  clerk,  or  a  register  of  deeds,  or  what  ? 

What  I  do  not  understand  is  how  these  mortgages  could  have  typed 
signatures  on  them  if  they  are  photostats  of  the  original  papers  that 
are  on  file.  And  the  signatures  on  the  Stefansson-Lattimore  deed  look 
to  be  in  the  same  handwriting,  the  husband's  and  the  wife's.  The 
L's  are  identical. 

Mr.  Morris.  Do  you  know  whether  Mr.  Stefansson  signed  on  your 
behalf  in  this  connection,  Mr.  Lattimore? 

Mr.  Lattimore.  I  don't  remember.  We  gave  power  of  attorney  to 
somebody,  either  Mr.  or  Mrs.  Stefansson,  or  to  Mr.  Bundy,  of  Bethel, 
Vt.,  who  is  an  attorney. 

Senator  Ferguson.  They  are  not  signed  under  a  power  of  attorney. 

Mr.  Lattimore.  They  aren't? 

Senator  Ferguson.  No. 

Mr.  Morris.  Mr.  Lattimore,  do  you  recall  testifying  in  executive  ses- 
sion here  on  July  13,  1951,  in  this  fashion : 

Mr.  Morris.  And  then  when  you  sold  that  property,  to  whom  did  you  sell  it? 

Mr.  Lattimore.  I  didn't  sell  the  property.  My  wife  and  I  empowered  Mr. 
Stefansson  to  sell  it  on  our  behalf. 

Mr.  Morris.  You  gave  him  the  power  of  attorney? 

Mr.  Lattimore.  Yes,  and  we  were  rather  pressed  for  money  at  that  time, 
owing  to  extraordinary  expenses  forced  on  us  by  Senator  Joseph  McCarthy  and 
needed  some  cash  and  we  sold  the  farm. 

Mr.  Lattimore.  That  was  certainly  my  recollection  at  the  time,  yes. 

Mr.  Morris.  And  yet  you  testified  here  today  that  you  did  sell  the 
property  to  Mr.  and  Mrs.  Southard. 

Mr.  Lattimore.  Well,  through  somebody  holding  a  power  of  at- 
torney. 

Mv.  Morris.  Did  you  make  out  a  power  of  attorney  at  that  time  ? 

Mr.  Lattimore.  I  suppose  I  must  have. 

Mr.  Morris.  It  does  not  appear  on  these  documents. 

Senator  Smith.  Mr.  Morris,  may  I  ask  a  question? 

Mr.  Lattimore,  I  notice  that  there  is  a  certificate  by  Mr.  and  Mrs. 
Stefansson  before  someone  up  in  Vermont.  There  appears  to  be  here 
an  acknowledgment  by  you  and  Mrs.  Lattimore  before  Elizabeth 
Carroll.  You  will  note  that  she  certified  that  you  and  Mrs.  Lattimore 
personally  appeared.     Is  that  right,  or  not? 

Mr.  Laittmore.  "State  of  Vermont"  is  crossed  out  and  "State  of 
Maryland"  put  in. 

Senator  Ferguson.  At  Baltimore. 

Mr.  Arnold.  The  signature  is  not  on  here.  I  do  not  understand  that 
at  all. 

Senator  Smith.  Yes,  it  is  further  down  there. 

Senator  Ferguson.  Do  you  see  the  acknowledgment? 

Senator  Smith.  Then  right  below  that  is  a  certificate  by  the  notary 
who  says  they  personally  appeared. 

Mr.  Arnold.  And  it  is  not  a  signature  that  appears  on  here. 

The  Chairman.  Wait  a  minute.  We  ought  to  be  able  to  get  this 
straightened  out.  There  has  to  be  a  ground  made  for  the  admission, 
if  you  are  going  to  offer  it. 


INSTITUTE    OF   PACIFIC   RELATIONS  3563 

Senator  Ferguson.  Mr.  Chairman,  I  think  it  is  clear  now  what 
happened.  The  clerk  up  there  made  a  copy  in  his  own  handwriting, 
of  what  was  in  the  record,  and  then  photostated  his  own  handwriting 
instead  of  photostating,  the  original  in  the  record.  Then  that  ap- 
pears to  be  in  the  same  handwriting. 

Senator  Smith.  Do  you  know  Elizabeth  H.  Carroll,  the  notary 
public  ? 

Mr.  Lattimore.  I  think  it  must  be  one  of  the  secretaries  at  Johns 
Hopkins  who  has  a  power  of  notary. 

Senator  Fergusox.  But  then  you  did  make  a  deed  and  acknowledged 
it  before  one  of  the  secretaries  in  Baltimore,  von  and  your  wife ;  is  that 
right? 

Mr.  Laitimore.  "We  sold  it.  We  didn't  handle  the  transaction. 
The  entire  transaction  was  handled  by  the  Stef  anssons. 

Senator  Ferguson.  That  was  not  my  question. 

Mr.  Lattimore.  I  am  sorry. 

Senator  Ferguson.  Is  it  a  fact  that  you  and  your  wife  went  before 
a  notary,  or  a  notary  came  before  you  two  and  took  your  acknowledge- 
ment and  vou  signed  the  deed  to  this  property  up  in  Vermont?  Is 
that  right  ? 

Mr.  Lattimore.  I  suppose  that  is  the  story ;  yes. 

Senator  Ferguson.  Can  you  only  get  "suppose"  on  that  ?  Cannot 
you  tell  us  whether  that  is  or  is  not  a  fact?  It  happened  in  1950.  In 
deeding  your  property  away,  you  cannot  give  us  a  better  answer  than 
'"suppose." 

]\Ir.  Lattimore.  Well,  Senator,  the  correspondence  on  the  subject 
Avas  conducted  primarily  between  my  wife  and  the  Stefanssons,  and 
they  handled  the  entire  transaction  on  our  behalf. 

And  then  apparently  we  were  assured  that  everything  was  in  order 
and  some  papers  were  sent  down  to  be  notarized,  and  we  got  them 
notarized. 

Senator  Ferguson.  And  you  had  to  swear  that  it  was  your  free  act 
and  deed.  You  were  transferring  real  estate.  Do  vou  not  recall  that 
at  all? 

]Mr.  Lattimore.  I  recall  that  we  were  authorizing  the  Stefanssons 
to  get  jointly  owned  property  sold.  I  had  full  confidence  in  the 
Stefanssons  getting 

The  Chairman.  Mr.  Lattimore,  this  was  done  in  Baltimore. 

Senator  Ferguson.  Yes;  in  Baltimore. 

It  was  not  what  Stef  ansson  did,  but  what  you  did. 

Mr.  Lattimore.  I  am  sorry.  I  am  not  quite  sure  what  you  are 
driving  at.  Senator. 

Senator  Ferguson.  I  know.  That  is  the  trouble  with  your  answers. 
You  do  not  know  what  I  am  driving  at.  Do  not  try  to  figure  out 
what  I  am  driving  at.    I  am  just  asking  you  a  question. 

Did  you,  or  did  you  not,  go  before  a  notary  and  swear  that  that 
was  your 

The  Chairman.  It  is  an  acknowledgment. 

Senator  Ferguson.  Let  me  read  it  to  you : 

*  *  *  personally  appeared  and  acknowledged  this  instrument  by  them, 
sealed  and  subscribed"  to  be  their  free  act  and  deed. 

Did  you  or  did  you  not  do  that  ? 
Mr.  Lattimore.  Evidently  I  did. 


3564  INSTITUTE    OF   PACIFIC   RELATIONS 

Senator  Ferguson.  Do  you  want  to  put  in  the  word  "evidently"? 

Mr.  Lattimore.  All  right;  I  did. 

I  am  just  saying  I  don't  remember  the  transaction  at  all,  sir.  I 
mean  the  details  of  the  transaction.  All. I  remember  is  that  we 
managed  to  get  rid  of  our  farm. 

The  Chairman.  Xever  mind  the  details  of  the  transaction,  Mr. 
Lattimore. 

Mr.  Arnold.  Mr.  Chairman,  he  said  that  he  did.  What  more  can 
he  say  ? 

Senator  Ferguson.  Yes ;  after  considerable  effort. 

Senator  Smith.  Let  me  ask  Mr.  Lattimore  one  question. 

The  Chairman.  Go  ahead. 

Senator  Smith.  How  many  deeds  have  you  ever  signed  before,  Mr. 
Lattimore? 

Mr.  Lattimore.  For  the  sale  of  property  ? 

Senator  Smith.  That  is  what  I  mean,  yes. 

Mr.  Lattimore.  I  can't  remember  any  others  for  the  sale  of  pro- 
perty. I  signed  papers  for  the  purchase  of  property  on  which  I  built 
my  house  near  Baltimore,  and  I  am  afraid  I  will  have  to  tell  you  that 
I  can't  remember  a  single  detail  of  it. 

Senator  Smith.  I  just  have  in  mind  that  I  have  had  clients  to 
acknowledge  documents  tliat  they  relied  upon  me  as  counsel,  and  I  was 
just  wondering  what  implication  should  be  drawn  from  the  fact  that 
this  acknowledgement  was  that  way. 

Mr.  Lattimore.  We  had  counsel.  We  had  an  attorney  in  Bethel,  a 
Mrs.  Bundy,  who,  together  with  the  Stefanssons,  handled  the  details 
of  the  transaction.  And  so  we  had  full  confidence  that  everything 
was  being  legally  done  and  that  we  would  get  our  money. 

The  Chairman.  Were  you  and  Mrs.  Lattimore  negotiating  for  the 
sale  of  this  property  for  some  time? 

Mr.  Lattimore.  That  is  right. 

The  Chairman.  Letters  had  i)assed  between  Mrs.  Lattimore  and 
the  purchasers,  or  between  you  and  the  purchasers;  is  that  right? 

Mr.  Lattimore.  No,  none  had  passed  between  us  and  the  purchasers. 

The  Chairman.  I  understood  you  to  say  a  few  minutes  ago  that 
some  letters  had  passed,  that  correspondence  had  passed  between  Mrs. 
Lattimore  and  someone  else  for  the  purchase  of  the  disposal  of  the 
property. 

You  knew  you  wei'e  going  to  dispose  of  it,  did  you  not? 

Mr.  Lattimore.  That  is  right. 

The  Chairman.  When  these  instruments  were  shown  to  you,  they 
were  shown  to  you  in  Baltimore  and  you  acknowledged  them  in  Balti- 
more, according  to  the  face  of  the  instruments. 

Now,  do  you  say  you  did,  or  did  not  ? 

Mr.  Lattimore.  I  did  acknowledge  them ;  yes. 

Mr.  SouRwiNE.  Did  you  at  that  time,  Mr.  Lattimore,  know  to  whom 
the  property  Avas  being  deeded  ? 

Mr.  Lattimore.  We  may  have  known  that  it  was  somebody  named 
Southard,  but  we  didn't  know  anything  about  them. 

Mr.  Sourwine.  You  had  the  deed  in  front  of  you,  did  you  not?  You 
signed  it. 

Mr.  Latitmore.  I  suppose  I  must  have  known,  but  not  knowing  who 
Mr.  Southard  was,  it  made  no  particular  impression  on  our  mind. 


INSTITUTE    OF   PACIFIC   RELATIONS  3565 

You  see,  this  property  was  not  simply  being  sold  on  our  behalf; 
it  was  property  that  we  jointly  owned  with  Mr.  and  Mrs.  Stefansson, 
and  since  we  had  an  attorney  actintr  for  us  in  Bethel,  and  since  the 
Stefanssons  were  acting  in  their  own  interest  as  well  as  ours,  we  didn't 
consider  it  necessary  to  take  any  special  precautions  in  supervising 
the  details. 

Mr.  MoEEis.  Mr.  Lattimore,  you  testified  in  executive  session  that 
you  did  not  sell  that  property  to  the  Southards,  did  you  not  ? 

Mr.  Lattimore.  I  testified  that  it  was  sold  on  our  behalf  by  the 
Stefanssons,  I  think.    That  was  my  recollection  at  the  time. 

Mr.  Morris.  But,  Mr.  Lattimore,  there  is  the  testimony  and  the 
record. 

The  Chairman.  Read  the  record  again. 

Mr.  Morris  (reading)  : 

And  then  when  you  sold  that  property,  to  whom  did  you  sell  it? 
Mr.  Lattimore.  I  didn't  sell  the  property.     My  wife  and  I  empowered  Mr. 
Stefansson  to  sell  it  on  our  behalf. 

Mr.  Lattimore.  I  think  that  is  a  true  statement,  yes. 

Mr.  Morris.  Then  that  is  not  true  testimony,  is  it,  Mr.  Lattimore, 
in  view  of  tlie  fact  that  this  deed  has  been  presented  to  you  today  ? 

Mr.  Lattimore.  I  think  there  may  be  a  confusion  here  about  the 
word  "sell'-  perhaps.  I  don't  know.  It  sounds  to  me  like  a  techni- 
cality. 

Mr.  Morris.  How  much  did  you  pay  for  that  property  when  you 
boupht  it,  Mr.  Lattimore? 

Mr.  Lattimore.  We  paid  for  it,  according  to  the  notes  I  have — this 
was,  as  I  say,  outlying  property  belonging  to  the  Stefanssons.  It 
had  a  very  tumbledown  farmhouse  on  it  and 

The  Chairman.  How  much  did  you  pay  for  it  ? 

Mr.  Laitimore.  We  bought  a  half  interest  in  it  from  the  Stefans- 
sons for  $1  and  considerations.  The  considerations  were  that  we  were 
to  put  the  house  on  the  property  in  order. 

Mr,  Morris.  How  much  did  you  sell  it  for  ? 

Mr.  Lattimore.  We  sold  our  share  of  it  for  $2,000. 

Mr.  Morris.  Do  you  hold  a  mortgage  on  that  property  today  ? 

Mr.  Lattimore.  No;  I  believe  it  has  been  paid  off. 

Our  cost  in  putting  the  property  into  order  was  something  in  excess 
of  $2,000. 

Mr.  Morris.  The  next  name  on  the  list  is  Mr.  Stefansson's  name. 

Mr.  Lattimore.  Right. 

Mr.  Morris.  Mr.  Chairmaii,  may  they  be  received  into  the  record  ? 

The  Chairman.  Wait  a  minute.    I  would  like  to  have  it  cleared  up. 

I  am  not  going  to  rule  on  that  now.  I  am  going  to  find  out  just 
what  the  context  is,  why  they  should  be  received.  I  am  going  to 
withhold  ruling  on  that  at  the  present  time. 

(For  the  chairman's  acceptance  of  exhibits  Xo.  555A,  No.  555B,  and 
No.  555C,  see  p.  :-)60T.    The  exhibits  follow.) 

Mr.  Morris.  The  next  name  is  Mr.  Stefansson's  name,  Mr.  Latti- 
more. 

Mr.  Lattimore.  That  is  right. 

Mr.  Morris.  What  is  Mr.  Stefansson's  first  name? 

Mr.  Lattimore.  Vilhjalmur. 

Mr.  Morris.  Are  you  a  close  friend  of  Mr.  Stefansson's  ? 


3566  INSTITUTE    OF   PACIFIC   RELATIONS 

Mr.  Lattimore,  I  have  been  a  good  friend  of  his  for  10  years  or 
so;  yes,  sir. 

Mr.  Morris.  Did  you  at  any  time  have  reason  to  believe  that  he 
was  a  Communist? 

Mr.  Lattimore.  No,  sir. 

IVIr.  Morris.  The  next  name  is  Gunther  Stein. 

INIr.  Lattimore.  The  same  answer. 

I  knew  Mr.  Stein  extremely  slightly ;  met  him  maybe  two  or  three 
times  in  Chungking  in  1941  and  1942,  and  saw  him,  I  think,  once  in  this 
country  at  the  end  of  the  war  or  after  the  end  of  the  war. 

]VIr.  Morris.  On  several  occasions  you  have  praised  his  writings, 
have  you  not,  Mr.  Lattimore? 

INIr.  Lattimore.  On  one  occasion,  I  believe,  I  wrote  a  review  of  a 
book  of  his  and  on  another  occasion  I  wrote  to  Prof.  McMahon  Ball 
in  Australia,  commending  Stein  as  a  good  economist  on  Japan. 

Mr.  Morris.  Therefore,  you  must  have  known  something  about  Mr. 
Stein  before  you  would  so  commend  him ;  is  that  not  correct  ? 

]\Ir.  Lattimore.  I  had  seen  some  of  his  writings ;  yes,  sir. 

j\Ir.  Morris.  Mr.  Lattimore,  when  did  you  first  have  reason  to 
believe  that  Mr.  Stein  was  a  Communist? 

Mr.  Lattimore.  I  don't  believe  I  have  ever  had  reason  to  believe 
he  is  a  Communist. 

Mr.  Morris.  Do  you  know  that  he  has  been  identified  as  having 
been  involved  in  the  Sorge  espionage  case  by  General  Willoughby  ? 

Mr.  Lattimore.  I  have  seen  that  reference. 

I  also  understand  that  Stein  has  denied  it. 

Mr.  Morris.  Would  you  be  willing  to  accept  his  denial  ? 

Mr.  Lattimore.  Who  am  I  to  judge? 

]Mr.  INIoRRis.  The  next  name  is  Sabelle  Yardumian  Stein. 

Mr.  Lattimore.  I  presume  that  is  the  name  of  the  present  Mrs. 
Stein,  whom  I  met  once  very  briefly  here  in  Washington  with  her 
husband. 

Mr.  Morris.  And  she  is  the  sister  of  Rose  Yardumian ;  is  she  not  ? 

Mr.  Lattimore.  I  understand ;  yes. 

Mr.  Morris.  And  Rose  Yardumian  was  someone  who  acted  as  your 
secretary  for  many  years ;  was  she  not  ? 

]Mr.  Lattimore.  No;  she  didn't.  She  worked,  I  think,  for  the 
Washington  office  of  the  IPR  at  one  time.  She  never  had  worked  as 
my  secretary, 

]Mr.  ]MoRRis.  At  least  you  would  often  dictate  letters,  would  you  not, 
which  would  bear  the  initials  at  the  bottom  "OL :  y"  ? 

Mr.  Lattimore.  I  doubt  it  very  much. 

Mr.  Morris.  That  was  a  frequent  notation,  was  it  not,  on  your  out- 
going letters  ? 

Mr.  Lattimore.  I  doubt  it.  I  don't  think  I  dictated — I  can't  re- 
member dictating  any  letters  in  the  Washington  office  of  the  IPR. 

INIr.  Morris.  Then  where  would  the  notation  "OL:y"  come  from? 
What  would  that  mean,  Mr.  Lattimore?  That  notation  that  fre- 
quently appeared  in  the  letters  that  we  have  before  us  ? 

Mr.  Lattimore.  That  was  probably  my  secretary  in  Baltimore,  Mrs. 
Margaret  Young. 

Mr.  SouRWiNE.  Did  you  say  "Margaret"  Young,  or  "Marguerite" 
Young  ? 

INlr.  Lattimore.  "Margaret." 


INSTITUTE    OF    PACIFIC    RELATIONS  3566A 

Exhibit  No.  555A 

■Rncw  all   ff^cn  bv  tfjcse  l^reacrtts:  ? 


^»««™ 


4^nO 


i*^' 


iv 


3566b  institute  of  pacific  relations 


Ostbil    T".^.n   Glsrk'5    "f  f  i:<;,  B<)th  :1 ,  V»rnnnt .  f^>irch    13.195i;. 

r,B'<b«rt    i.3uni;,-,"-,.n   Ci  :rK   ".f   thi    T•^:n    -f   3^thel,in    ts^s   County   !>f 
Sir.  (*'r,ini    .'.at;    -^f    Vjr«.irit,,ho,vin-    b;;    la«    th-J    cust^iy    of    th'J   r*)al 
»3tat3   fic^i  jj    ";■    ■.--    o.ii      iisn,b«rabj    certify    that    tt-«   k/^iagrf^ph' 
r9fi-'x   c    7    -a    tb:    rsvsrae    alia   h^Tdof    is    an  ezsct   raj;.»TijclIr,n 
•s{   a   rsc-r  .    Ii,    Bo-.:<   ,J  '   rajs    48i    ^f    e^li  Bethjl    ^in  i    i?ao-ir;3.' 


\ 


INSTITUTE    OF   PACIFIC   RELATIONS  3566C 

Exhibit  No.  555B 


«'j»roM<;B  OtMi 


>i4l 


Iknow  all  (tscn  l>\:  tbcsc  f>cescnt6: 

rh.n  »»     »fa>»)iu   o^V*  4  »  .i   »a-.  vK-ta»r4,   -•   «»#£«  «t5«  »K«.  .  „ 

&«!.   «^  «  r48   J  I  VaxjcariU. 

'    ""        *  *""  *    "■•*  _    ctoa»« 

1      <fl*t!jai«ur    $t«f«.'»;?«js. JIB* 

»««^8!i    •  >■    w->   «»    '«^-  •    s'      *'"  «!.''     ♦     -    i.-S      t-!»J  5        »   4   i      -  »    ',?i5r*ir!. 

*-        -  «   - ,    »  «»     ^      ^  ««»a    o'    ^»l     ^te'»   Bx."*  ana   t<ttu»«r««  d*4»<a    «&» 


^(.asj-  -.«f*,  ««ori 


)  ■■   aar'i'^'j   ,    i8i»li   f.af   or   ««!<*«   tf    »»  ..aid 

<,a:at-  ^>t«:«Rs8B«,   iistioj  wnAsr  p»««r  •? 

?      »        t  ^     «*••-..    «nt»i   ^«tiO©  »lt«   i)at«r»BS,  at    vjs«  r«t«   »r^l6{  »$B5a»iS# 


fri  tA    ' »  !<  i  t  Of 


•state  «  I'H'rtr.Cfit, 


,  Tewa  OaiL. 


3566d  institute  of  pacific  relations 


tietnei    Tf^v,;;   Ciirit's   O.'rica.Sethcil.Vsra^nl  .        ilarch   15,125i. 
r.H^Usrt  .T^ivii   Ci«rk  -f    thsi   Tn»n  -t  B^thal,ln    '.h^   Cnunty   nf 
"inU^r,sn.i    -tit^    •-■;    Vartsnnt.having   by    la»    ti-d    oj3t-,y 
"f    tt:a    r    tii    jjstot'j    r-jc'-r-i   -if    thi    aali    7<>*n,hsr2by 
csrtif,.    fav    t-        .-■      ,t    ;  ri   rdfi^x    espy    -in    tJ.i    .-iv;r;--    3iJ2 
bars-.?   l3   j;^   e.  1    ■.    1- !    '  ■',  ..ctirn  n/   a   rucnra    i..   5-i^k   39, 


To*^n  Clark 


INSTITUTE    OF   PACIFIC   RELATIONS  3566e 

Exhibit  No.  555C 

tkncvr  all  iTjcn  bv  tbesc  l^resent*: 


-sSSi 


3566f  institute  of  pacii'TC  relations 


Bathal   Town  Cisrk's   Of  f  lo2.3«th  :i,  V^r :,i'>r.t.    ^'.ircr.   1.3,i95a. 
I.iiAbsrt    ,i.;iJ;.  ,^,ro.<n   i;i3r>i  nr    tr.cj    T^,»n   of    i:;- i.^  i  ,  In    l>-,i: 
<J-~j.-it,.    if    "iiii.^ir.ana   wt£.ti    of    Vira-^nt ,  ha;  iiv;    ii.,-    la»    iha 
•  uslij^   rif    f ■  i    rial    astatj    rjcir-s    <^f    l*;s    aiii    T-.>in,her -iby 
C:rl-fy    thst   ll.i   soJaoTii.^!;  rif.jx    o->;^y    -n    th9   rsTiirsi    siie 
hsriof    Is    ar.    azact    r<>,  ri"i  jc  ■- i'^n   rf   a'rrsc-^rj    in   ^-^ok    3'-, 
?.ig3    467  if    sjiJ    asti-l    w.ira    ?.20-.rir>, 

nt.tiStj! 

-■!i~„<"      , 

To»n  Ci.rk 


INSTITUTE    OF   PACIFIC   RELATIONS  3567 

Mr.  Morris.  Did  you  kiiow  that  Rose  Yardumian  was  in  Communist 
China  last  year? 

Mv.  Lattimore.  Yes;  I  did. 

Mr.  Morris.  In  connection  with  a  Chinese  Communist  publication  ? 

Mr.  Lattimore.  No  ;  I  didn't  know  that. 

Mr.  ]\Iorris.  The  next  name  is  Andrew  Steiger. 

IVIr.  Lattiiniore.  I  don't  believe  I  have  ever  met  Mr.  Steiger  person- 
ally. I  think  that  the  extent  of  my  contact  with  him  is  when  he  did 
a  large  part  of  the  drafting  of  a  book  for  then  Vice  President  Wallace, 
the  manuscript  of  which  was  sent  down  to  me  before  publication. 

Mr.  INIoRRis.  But  it  is  your  testimony  you  never  met  with  Mr.  Steiger 
in  that  connection? 

Mr.  Lattimore.  No ;  I  never  met  with  him  in  that  connection. 

Mr.  Morris.  Or  in  any  other  connection? 

Mr.  Lattimore.  Or  in  any  other  connection  that  I  can  remember. 

Mr.  Morris.  You  did  have  dealings,  though,  to  that  extent,  did  you 
not,  Mr.  Lattimore? 

Mr.  Lattimore.  To  that  extent ;  yes.  And  I  think  maybe  one  ex- 
change of  correspondence. 

Mr.  Morris.  The  next  name  is  Anna  Louise  Strong,  Mr.  Chairman, 
and  I  believe  we  have  covered  that  in  previous  questioning. 

After  that  we  have  Madam  Sun  Yat-sen. 

Mr.  Lai^tmore.  Madam  Sun  Yat-sen  I  knew  slightly  in  Chungking 
in  1941^2,  and  had  no  reason  to  consider  her  a  Communist. 

Mr.  Morris.  Did  you  see  ]\Iadam  Sun  Yat-sen  in  connection  with 
your  visit  to  China  with  Mr.  Wallace  ? 

Mr.  Lattimore.  I  don't  believe  I  did.  I  think  some  members  of  the 
mission  called  on  her;  but  I  don't  believe  I  was  with  them. 

Mr.  Morris.  The  next  name  is  Daniel  Thorner. 

Mr.  Lattimore.  The  answer  is  "No." 

Mr.  Morris.  You  do  know  Daniel  Thorner? 

Mr.  Lattimore.  Yes,  I  know  him.  He  worked  under  me  for  a  year 
at  Johns  Hopkins  University. 

Mr.  Morris.  The  next  name  is  Kyuichy  Tokuda. 

Mr.  LxVTTiMORE.  Could  you  identify  him  more  closely?  I  don't 
identify  the  name  Kyuichy,  This  may  be  a  man  named  Tokuda  who 
was  regarded  as  one  of  the  leaders  of  the  Japanese  Communist  Party 
in  1945. 

Mr.  Morris.  Did  you  deal  with  that  gentleman  ? 

Mr.  Lattimore.  No  ;  I  didn't  deal  with  him.  I  had  one  interview  in 
which  I  questioned  him. 

Mr.  Morris.  What  was  the  date  of  the  interview  ? 

Mr,  Lattimore.  I  was  ti-ying  to  find  out  whether  there  was  any 
difference  in  point  of  view  between  the  Japanese  Communists  who 
had  been  in  jail  in  Japan  during  the  war  and  those  who  had  been 
in  China  during  the  war  and  had  come  back,  who  were  a  subject  of 
considerable  speculation  among  Americans  in  Japan  at  that  time. 
But  I  didn't  succeed  in  seeing  any  of  those  who  had  come  back  from 
China.  So  the  furthest  I  got  was  an  interview  in  which  I  asked  ques- 
tions of  Mr.  Tokuda. 

Mr.  SoURWiNE.  Mr.  Chainnan,  there  is  a  possibility  of  a  typo- 
graphical error  in  this  name  Kyuichy.  Perhaps  it  should  end  with  an 
"i"  instead  of  with  a  "y".  I  would  like  to  ask  the  witness  if  that  makes 
any  difference  in  his  answer. 


3568  INSTITUTE    OF   PACIFIC   RELATIONS 

Mr.  Lattimore.  No;  it  doesn't  maike  any  difference.  Kyuichy 
would  be  his  personal  name,  and  in  transcribing  Japanese  names 
a  "y"  in  that  position  at  the  end  would  be  unusual,  but  spelling  it 
one  way  or  the  other  doesn't  make  me  remember  what  his  first  name 
actually  was. 

Mr.  Morris.  The  next  name  is  Solomon  Trone. 

Mr.  Lattimore.  Mr.  Trone  I  met  once  in  India  in  1949,  when  he 
was  acting  as  a  special  economic  and  technical  adviser  to  Prime 
Minister  Nehru.  I  believe  that  is  the  only  time  I  met  him,  and  I  had 
no  reason  to  term  him  a  Communist. 

Mr.  Morris.  The  next  name  is  Shigato  Tsuru. 

Mr.  Lattimore.  This  Mr,  Tsuru  I  met  in  Japan  in  the  winter  of 
1945-46.  I  met  him  maybe  two  or  three  times,  and  I  had  no  reason 
to  consider  him  a  Communist. 

Mr.  Morris.  Did  you  meet  him  in  company  with  Mr.  Herbert  Nor- 
man ? 

Mr.  Lattimore.  Yes;  I  did. 

Mr.  Morris.  Do  you  know  whether  or  not  he  was  Mr.  Herbert 
Norman's  roommate  back  in  the  United  States? 

Mr.  Lattimore.  That  I  don't  know. 

Mr.  Morris.  Do  you  know  whether  he  was  connected  with  the 
publication  Science  and  Society  ? 

Mr.  Lattimore.  No. 

Mr.  SouRWiNE.  Mr.  Chairman,  at  that  point,  there  should  be  noted 
the  possibility  of  a  typographical  error.  That  name  is  spelled  on 
this  list  S-h-i-g-a-t-o.  It  probably  should  be  S-h-i-g-e-t-o.  Does  that 
make  any  difference,  Mr.  Lattimore,  in  your  answer? 

Mr.  Lat^tmore.  No,  I  couldn't  tell  you  which  one  is  correct. 

Mr.  Morris.  Do  you  know  where  he  is  now,  Mr.  Lattimore? 

Mr.  Lattimore.  I  presume  he  is  in  Japan. 

Mr.  Morris.  Do  you  know  what  he  is  doing  in  Japan  ? 

Mr.  Laitimore.  No;  I  don't. 

Mr.  Morris.  When  did  you  last  hear  from  Mr.  Tsuru  ? 

Mr.  Lattimore.  I  have  never  heard  from  him. 

Mr.  Morris.  The  next  name  is  Mary  Van  Kleeck. 

Mr.  Lattimore.  Mary  Van  Kleeck  I  have  never  met.  She  wrote 
one  article  in  Pacific  Affairs  in  1936  or  '37,  and  I  had  no  reason  U> 
consider  her  a  Communist. 

Mr.  Morris.  Is  that  the  article  that  we  had  testimony  about  the  other 
day? 

Mr.  Latitmore.  That  is  right. 

Mr.  Morris.  In  the  Moscow  trials? 

Mr.  Lattimore.  That  is  right. 
•  Mr.  Morris.  The  next  is  John  Carter  Vincent. 

Mr.  Lattimore.  Mr.  Vincent  I  have  known  since  about  1930,  off  and 
on,  when  we  happened  to  be  in  the  same  town.  I  had  no  reason  to 
consider  him  a  Communist. 

Mr.  Morris.  The  next  name  is  Nym  Wales. 

Mr.  Lattiiniore.  Nym  Wales  I  knew  very  slightly  when  she  was  the 
wife  of  Edgar  Snow,  and  that  was  in  Peking  in  the  1930's.  I  don't 
believe  I  have  ever  seen  her  in  this  country,  and  I  have  no  reason  to 
consider  her  a  Communist. 

Mr.  Morris.  The  next  name  is  Harry  Dexter  White. 


INSTITUTE    OF   PACIFIC   RELATIONS  3569 

Mr.  Lat^timore.  Mr.  AMiite  I  met  maybe  three  times  here  in  Wash- 
ington in  1941-42,  in  connection  with  briefings  on  financial  policy  in 
China.     I  had  no  reason  to  consider  him  a  Communist. 

The  Chairman.  Is  Harry  Dexter  White  the  individual  connected 
with  the  Treasury  Department? 

Mr.  Lattimore.  He  was  connected  with  the  Treasury  Department  ; 
yes. 

Mr.  Morris.  He  was  the  Under  Secretary  of  the  Treasury,  was  he 
not? 

Mr.  Lattimore.  I  forget  what  his  exact  rank  was. 

The  CHAiEMAiSr.  Did  he  fall  out  of  the  window  ?  I  believe  he  died 
a  violent  death, 

Mr.  Morris.  He  died  a  violent  death;  yes.  Wait  a  minute,  now. 
Excuse  me,  Senator.     Apparently  he  died  of  a  heart  attack. 

The  next  name  is  Ella  tVinter. 

Mr.  Lattimore.  Ella  Winter  wrote  one  article  in  Pacific  Affairs  in 
about  1936  or  1937.  I  had  never  met  her,  and  had  no  reason  to  con- 
sider her  a  Communist. 

Mr.  Morris.  The  next  name  is  Victor  Yakhontoff. 

Mr.  Lattimore.  Victor  Yakhontoff  I  don't  believe  I  have  ever  met. 
He  contributed  an  article — maybe  he  contributed  an  article  to  Pacific 
Affairs,  I  am  not  sure. 

Mr.  Morris.  Did  Mr.  Carter  ever  discuss  his  political  feelings  with 
you? 

Mr.  Latfimore,  He  may  have.  If  you  have  a  document  to  refresh 
my  memory  I  might  be  able  to  recall  something  about  it.  I  haven't 
even  heard  of  him  since  the  middle  1930's  some  time. 

Mr.  ]\IoRRis.  Did  you  not  deny  here  on  last  Friday,  Mr.  Lattimore, 
that  you  did  not  know  that  Mr.  Yakhontoff  was  a  Communist  or  pro- 
Soviet? 

Mr.  Lattimore.  I  certainly  didn't  know  that  he  was  a  Communist  or 
pro-Soviet. 

Mr.  Morris.  Mr.  Mandel,  will  you  identify  that  letter,  please? 

Mr.  Mandel.  This  is  a  photostat  from  the  files  of  the  Institute  of 
Pacific  Relations,  dated  January  25,  1943,  addressed  to  Owen  Latti- 
more from  Edward  C.  Carter.     It  is  a  photostat  of  a  carbon  copy. 

Mr.  IMoRRis,  INIr.  Lattimore,  I  ask  you  if  you  can  recall  having  re- 
ceived that  letter. 

Mr.  Arnold.  Do  you  have  copies  ? 

The  Chairman.  Are  there  copies  available  ? 

Mr.  Morris.  Yes;  here  you  are.    [Document  handed.] 

Mr.  Lattimore.  No  ;  I  don't  recall  receiving  this.    I  obviously  did. 

Mr.  Morris.  Will  you  read  it,  please.  Mr.  Lattimore? 

Mr.  Lattimore  (reading)  : 

Exhibit  No.  .5.56 

Dear  Owen  :  General  Yakhontoff  called  to  see  me  today  to  offer  his  services 
to  the  IPR.  Someone  had  told  him  that  the  IPR  was  greatly  expanding  its 
program  and  he  would  like  to  be  employed  for  any  research  work  which  we 
might  assign  to  him.  I  had  to  tell  him  that,  while  we  had  plans  for  expansion, 
we  hadn't  yet  found  the  funds  and  that  so  long  as  the  present  situation  persisted 
I  could  make  no  proposals  to  him.  He  told  me  that  he  had  recently  written  you 
offering  his  services.  Personally,  I  think  his  record  is  good.  He  is  frankly 
pro-Soviet  but  has  never  been  and  is  not  now  a  party  member.  He  is  a  United 
States  citizen.    He  is  full  of  energy,  lectures  with  very  great  success,  and  has 


3570  INSTITUTE    OF   PACIFIC   RELATIONS 

to  his  credit  some  fairly  good  books  which  would  have  probably  been  much 
better  if  he  had  had  the  benefit  of  working  under  your  direction.  He  feels 
himself  pretty  competent  not  only  on  Soviet,  but  also  on  far  eastern  affairs. 
I  think  that  if  you  are  considering  additions  to  your  staff  you  may  want  to  give 
some  thought  to  the  possibility  of  using  him. 

I  am  sending  a  copy  of  this  letter  to  Harriet  Moore  in  Chicago  with  the  sug- 
gestion that  if  she  knows  any  reason  why  you  should  not  consider  him  she 
write  you  direct. 

Mr.  Morris.  Mr.  Chairman,  may  that  be  admitted  into  the  record  ? 

The  Chairman,  It  may  be  admitted  into  the  record. 

(The  document  previously  read  in  full  by  the  witness  was  marked 
"Exhibit  No.  556".) 

Mr.  Morris.  The  next  name  is  Rose  Yardumian. 

Mr.  Lattimore.  Yes;  she  has  been  mentioned  before.  I  knew  her 
very  slightly  when  she  w^orked  in  the  IPR  office  here  in  Washington 
temporarily  some  time  during  the  war  years.  I  had  no  reason  to 
consider  her  a  Communist. 

Mr.  Morris.  The  last  name  is  Max  Yergan. 

Mr.  Laitimore.  Max  Yergan  has  been  mentioned  before,  and  I 
don't  know  anything  more  about  him  than  what  I  said  then. 

Mr.  Morris.  In  other  words,  you  remember  meeting  him  at  the 
dinner  party  at  the  home  of  Edith  Field  ? 

Mr.  Lattimore.  Once. 

Mr.  Morris.  And  you  did  not,  at  that  time,  have  any  reason  to  be- 
lieve he  was  a  Communist? 

Mr.  Lattimore.  Quite  so. 

]\rr.  Morris.  Mr.  Chairman,  I  have  some  documents  I  would  like 
Mr.  Lattimore's  identification  of,  and  I  will  put  them  into  the  record 
without  any  questions. 

I  also  have  a  few  other  questions  of  a  miscellaneous  nature  to  ask 
of  the  witness. 

The  Chairman.  I  think,  however,  that  we  will  have  to  recess  at  this 
time.  We  do  not  like  to  put  this  hearing  off,  but  it  looks  as  though  we 
are  rather  crowded  with  overwork.  Will  it  be  satisfactory  to  the 
members  of  the  committee  if  the  matter  went  over  until  the  day  after 
tomorrow  at  10  o'clock  or  10  :  30  ? 

Senator  O'Conor.  May  I  just  ask  one  question? 

The  Chairman.  Yes. 

Senator  O'Conor.  Mr.  Lattimore,  I  was  anxious,  just  before  get- 
ting away  from  the  list,  to  ask  you  if  there  was  any  reason  for,  you 
might  say,  the  equivocation  in  regard  to  your  reference  to  Paul 
Robeson.  At  the  time  you  were  asked  the  question  as  to  whether  you 
had  reason  to  believe  that  he  had  communistic  leanings  or  affiliations, 
your  answer  was  that  he  may  very  likely  be  one. 

You  had  previously  indicated  that  you  like  to  speak  in  plain  English, 
and  that  you  do  not  indulge  in  fancy  or  round-about  terms. 

Do  you  want  to  leave  that  there  ?  Apparently  everybody  in  America 
knows  him  to  be  what  he  is.  I  was  wondering  whether  you  desire  to 
leave  it  in  that  state. 

Mr.  Lattimore.  Senator,  I  wasn't  trying  to  equivocate  there.  It  is 
simply  that  I  have  seen  in  the  press  references  that  lead  me  to  believe 
that  he  is  either  a  Communist  or  a  very  close  fellow  traveler,  or 
something  of  that  kind.  I  have  not  made  an  analysis  of  it.  I  am  not 
a  student  of  Paul  Robeson. 


INSTITUTE    OF    PACIFIC   EELATIONS  3571 

Senator  O'Conor.  Of  course,  3^011  have  known  of  the  various  activi- 
ties in  which  he  has  engaged,  and  of  his  statements  given  in  various 
parts  of  tlie  world  which  have  been  strictly  anti-American  and  pro- 
Soviet  ? 

Mr.  Lattimore.  I  know  of  some  of  those  in  a  general  way.  I  would 
be  hard  put  to  cite  you  the  exact  ones.  I  was  merely  trying  to  come 
within  the  wording  of  this  definition  about  "what  do  you  know  now," 
et  cetera. 

Senator  O'Coxor.  All  right.    That  is  all,  Mr.  Chairman. 

The  Chairman.  All  riaht,  we  will  recess  until  Wednesday  morning 
at  10 :  30. 

(Whereupon,  at  3 :  44  p.  m.,  the  hearing  was  recessed,  to  reconvene 
at  10 :  30  a.  m.,  Wednesday,  March  12,  1952.) 


88348 — 52 — pt.  10 20 


INSTITUTE  OF  PACIFIC  EELATIONS 


FRIDAY,   MARCH   14,    1952 

United  States  Senate, 

SUBCOMMITI'EE    To    INVESTIGATE    THE    AdMINISTRxVTION 

or  THE  Internal  Security  Act  and  Other  Internal 
Security  Laws,  of  the  Committee  on  the  Judiciary, 

Washington,  D.  O. 

The  subcommittee  met  at  1 :  45  p.  m.,  pursuant  to  recess,  in  room  424, 
Senate  Office  Building,  Hon.  Pat  McCarran   (chairman)   presiding. 

Present:  Senators  McCarran,  Eastland,  Smith,  and  Ferguson. 

Senator  Mundt. 

Also  present:  J.  G.  Sourwine,  committee  counsel;  Robert  Morris, 
subcommittee  counsel;  and  Benjamin  Mandel,  research  director. 

The  Chairman.  The  committee  will  come  to  order. 

Senator  Ferguson.  Mr.  Chairman,  might  I  inquire.  I  would  like  to 
request,  Mr.  Chairman,  that  the  committee  ask  the  State  Department, 
and  also  the  President,  for  the  statement  and  the  letter  that  was 
mailed  by  Mr.  Lattimore  to  the  President  on  the  10th  of  June  1945, 
and  also  the  statement  that  was  left  by  Mr.  Lattimore  at  the  White 
House  on  July  3.  Also,  if  they  have  it  on  the  calendar,  the  time  that. 
Mr.  Lattimore  called  on  the  President,  the  length  of  time  he  was  with 
the  President. 

The  Chairman.  The  request  will  be  made  for  the  authorities  men- 
tioned. Let  me  say  that  the  Chair  ruled  some  daj^s  ago  with  reference 
to  the  filing  of  statements.  The  reorganization  plan,  the  reorganiza- 
tion law,  set  up  some  years  ago,  provides,  among  other  things : 

The  committee  shall,  so  far  as  practicable,  require  all  witnesses  appearing 
before  it  to  file  in  advance  written  statements  of  their  proposed  testimony  at 
least  24  hours  before  hearing,  and  to  limit  their  oral  presentation  to  brief  sum- 
maries of  their  argument.  The  committee  staffs  shall  prepaid  digests  of  such 
statements  for  the  use  of  the  committee  members. 

Senator  Ferguson.  Mr.  Chairman,  I  had  also  asked  Mr.  Lattimore 
to  point  out  in  the  Tydings  committee  the  testimony  given  to  that 
committee  in  relation  to  his  visit  to  the  White  House.  I  wondered 
whether  he  has  that. 

TESTIMONY  OF  OWEN  LATTIMORE,  ACCOMPANIED  BY  THURMAN 
ARNOLD,  ESQ.,  COUNSEL— Resumed 

Mr.  Lattimore.  No,  sir;  I  have  not  been  able  to  find  that,  and  to 
the  best  of  my  belief  it  isn't  there,  and  I  had  simply  forgotten  about 
the  whole  business  at  the  time  of  the  Tydings  hearings  and  didn't 
run  across  those  papers  until  later.  I  mentioned  them  in  my  state- 
ment to  this  committee  because  they  had  been  mentioned  in  previous 
testimony  here  which  reminded  me  of  it. 

3573 


3574  INSTITUTE    OF    PACIFIC   RELATIONS 

Senator  Ferguson.  How  many  times  had  you  called  on  the  Presi- 
dent of  the  United  States  ? 

Mr.  Lattimore.  Only  that  once,  sir. 

Senator  Ferguson.  And  that  is  the  one  that  you  say  you  entirely 
forgot  ? 

Mr.  Lattimore.  Yes,  sir. 

Senator  Ferguson.  And  you  had  been  questioned  about  your  rela- 
tions with  the  foreign  policy  of  the  United  States,  wliether  or  not  you 
had  any  influence  on  it ;  is  tliat  right  ? 

Mr.  Lattimore.  Yes ;  that  is  right. 

Senator  Ferguson.  And  that  is  the  only  time  that  you  ever  saw  a 
President  about  the  foreign  policy,  and  you  forgot  it  i 

Mr.  Lattimore.  Well,  Senator 

The  Chairman.  Just  a  moment.    Answer  the  question. 

Senator  Ferguson.  Is  that  true  ? 

Mr.  Lattimore.  I  believe  that  is  what  is  true.  Senator.  My  memory 
is  getting  more  and  more  mixed  up  because  of  the  way  the  questions 
have  zigzagged  across. 

Senator  Ferguson.  Those  are  not  zigzag  questions,  and  they  are  not 
mixed-up  questions. 

Mr.  Lattimore.  No,  sir;  what  I  mean,  Senator,  is  the  questioning  as 
a  whole  has  gone  back  and  forth  over  a  great  many  years,  and  it  is  get- 
ting increasingly  difficult  for  me  to  remember  what  I  remembered 
when. 

Senator  Eastland.  Difficult  to  remember  what  you  talked  to  the 
President  of  the  United  States  about  on  your  visit  to  him  ? 

Mr.  Lattimore.  No,  sir. 

The  Chairman.  He  visited  the  President  once  and  forgot  it.  That 
is  the  answer. 

Mr.  Lattimore.  The  questioning,  Senator,  before  the  Tydings  com- 
mittee was  entirely  in  the  context  of  what  Government  positions  I  had 
held,  and  I  think  it  is  quite  natural  that  this  other  occasion  didn't  enter 
into  my 

The  Chairman.  There  is  no  question  pending. 

Senator  Ferguson.  One  of  the  big  questions,  Mr.  Lattimore,  was 
whether  or  not  you  had  ever  had  any  influence  upon  the  foreign  policy 
of  the  United  States.  And  you  now  say  to  this  committee  that  the  time 
you  visited  the  President  and  left  a  memorandum  with  him,  and  the 
fact  that  you  had  written  the  letter  with  a  statement  as  to  what  you 
thought  the  foreign  policy  was,  that  when  you  were  giving  the  testi- 
mony in  relation  to  your  influence  upon  the  foreign  policy,  you  forgot 
the  only  time  that  you  had  ever  been  there,  and  you  didn't  give  it  to 
the  Tydings  committee,  and  you  came  before  this  connnittee  and  said 
that  that  connnittee  had  acquitted  you  of  everything,  given  you  a  clean 
bill  of  health,  and  that  we  were  to* be  criticized  for  not  giving  you  the 
same  on  the  Tydings  committee  hearing. 

Mr.  Lattimore.  Senator,  if  tliat  interview  with  the  President  had 
had  the  slightest  effect 

The  Chairman.  Let  me  get  that  question,  please.  That  is  an  in- 
volved question. 

Senator  Ferguson.  That  was  just  a  summation  of  what  I  take  this 
testimony  to  be.  I  am  going  to  ask  you  some  otlier  questions  and  see 
how  your  memory  is  on  those.     Do  you  remember  coming  back  with  Mr. 


INSTITUTE    OF   PACIFIC   RELATIONS  3575 

Wallace  and  Mr.  Vincent  from  the  Far  East  when  you  made  a  trip 
with  them  ? 

Mr.  Lattimore.  Yes. 

Senator  Ferguson.  What  kind  of  a  plane  had  yon,  do  you  know? 

Mr.  Lattimore.  A  four-enjoined  plane. 

Senator  Ferguson.  Do  you  know  how  many  people  came  back  on 
that  trip  ? 

Mr.  Lattimore.  No,  sir. 

Senator  Ferguson.  Have  you  any  idea? 

Mr.  Lattimore.  Let  me  see,  there  was  Mr.  Wallace,  Mr.  Vincent, 
Mr.  Hazard,  and  myself,  and  the  military  personnel  of  the  plane. 

Senator  Ferguson.  Pardon? 

Mr.  Lattimore.  And  the  military  personnel  of  the  plane,  I  think 
six  or  seven  people. 

Senator  Ferguson.  Is  that  all  ? 

Mr.  Lattimore.  I  think  that  is  all;  yes. 

Senator  Ferguson.  Was  there  anybody  else  on  the  plane?  Think 
about  it. 

Mr.  Lattimore.  No  ;  I  don't  believe  so. 

Senator  Ferguson.  Where  did  you  land  in  the  United  States? 

Mr.  Lattimore.  We  landed,  I  think,  at  Fairbanks,  Alaska,  and 
then  we  landed  in  Canada,  and  then  I  think  we  flew  straight — no ;  I 
am  not  sure  whether  we  flew  straight  to  Seattle  or  made  an  inter- 
mediate landing  somewhere. 

Senator  Ferguson.  Were  the  same  people  on  the  plane  the  whole 
trip? 

5lr.  Lattimore.  Yes ;  I  think  so. 

Senator  Ferguson.  The  same  people. 

Mr.  Lattimore.  Yes. 

Senator  Ferguson.  And  no  more? 

Mr.  Lattimore.  I  don't  believe  so. 

Senator  Ferguson.  Then  you  went  from  Seattle  to  where? 

Mr.  Lattimore.  From  Seattle  straight  to  Washington. 

Senator  Ferguson.  Did  you  not  stop  anywhere? 

Mr.  Lattimore.  Well,  I  remember  stopping  once,  but  I  can't  re- 
member whether  it  was  on  the  way  from  Canada  to  Seattle  or  on  the 
way  from  Seattle  to  Washington. 

Senator  Ferguson.  Did  you  stop  at  Great  Falls? 

Mr.  Lattimore.  Great  Falls,  that  is  the  name  of  the  place. 

Senator  Ferguson.  That  is  the  name? 

Mr.  Lattimore.  Yes. 

Senator  Ferguson.  And  do  you  remember  having  your  picture 
taken  at  Great  Falls? 

Mr.  Lattimore.  No. 

Senator  Ferguson.  You  do  not?  Do  you  remember  the  people  that 
were  on  the  plane  having  their  pictures  taken  at  Great  Falls  ? 

Mr.  Lattimore.  On  the  way  out  to  China  or  on  the  way  back? 

Senator  Ferguson.  On  the  way  back. 

Mr.  Lattimore.  A  group  picture  ? 

Senator  Ferguson.  Yes. 

Mr.  Lattimore.  No ;  I  don't  remember  it. 

Senator  Ferguson.  Do  you  remember  the  photographer  placing 
Mr.  Wallace  in  the  center  of  the  group  ? 

Mr.  Lattimore.  No. 


3576  INSTITUTE    OF   PACIFIC   RELATIONS 

Senator  Ferguson.  You  do  not? 

Mr.  Lattimore.  No. 

Senator  Ferguson.  Do  you  remember  that  there  were  at  least  10 
Russians  on  that  plane? 

Mr.  Lattimore.  No. 

Senator  Ferguson.  You  do  not  remember  that? 

Mr.  Lattimore.  No. 

Senator  Ferguson.  You  would  remember  that  if  it  had  happened  ? 

Mr.  Lattimore.  I  should  think  so. 

The  Chairman.  What  is  the  answer? 

Mr.  Lattimore.  I  should  think  so. 

Senator  Ferguson.  Do  you  know  who  wrote  Mr.  Wallace's  speech 
that  he  made  in  Eussian  to  some  group  ?  He  made  a  speech  in  Russian, 
did  he  not;  he  read  it? 

Mr.  Lattimore.  Yes. 

Senator  Ferguson.  Do  you  know  who  wrote  it? 

Mr.  Lattimore.  He  wrote  it  himself,  I  believe. 

Senator  Ferguson.  Do  you  know  a  Boris  Pregel  ? 

Mr.  Lattimore.  No. 

Senator  Ferguson.  Of  Russia. 

Mr.  Lattimore.  No. 

Senator  Ferguson.  You  say  Mr.  Wallace  wrote  the  speech  himself 
and  delivered  it,  read  it?  ^  ^  ,    ..        ^^ 

Mr.  Lattimore.  He  wrote  the  speech  himself,  and  I  believe  Mr. 
Hazard  translated  it  into  Russian  for  him. 

Senator  Ferguson.  You  can't  recall  now  of  a  group  picture  of  the 
Russians  and  you  and  Mr.  Wallace  being  taken  at  the  airfield  m 
Great  I'alls? 

Mr.  Lattimore.  No,  sir. 

Senator  Ferguson.  That  is  all  I  have  at  the  present  time. 

The  Chairman.  Would  you  say  that  such  an  incident  did  not 

occur? 

Mr.  Lattimore.  I  have  no  recollection  oi  it. 

Tlie  Chairman.  Well,  just  answer  my  question.  Would  you  say  it 
did  not  occur? 

Mr.  Lattimore.  I  would  say  it  didn't  occur ;  yes ;  as  tar  as  my  recol- 
lection. Senator.  I  have  been  asked  to  bring  in  some  supplementary 
TTi  *i  1'PTi  n  1 

Senator  Eastland.  I  have  a  question.  Did  you  know  Dr.  Cole- 
grove  ? 

Mr.  Lattimore.  Colegrove;  yes. 

Senator  Eastland.  How  long  did  you  know  him? 

Mr.  Lattimore.  I  have  known  him  off  and  on  since  the  1930  s. 

Senator  Eastland.  Did  you  ever  offer  him  employment? 

Mr."  Lattimore.  I  don't  believe  I  did.  I  remember  his  testifying  to 
that  effect,  but  I  don't  recall  offering  him  employment.  ^ 

Senator  Eastland.  Well,  do  you  deny  that  you  offered  him  a  ]ob 
when  you  were  with  OWI  ?  ,     ,  ,       . 

Mr.  Laitimore.  No  ;  I  don't  deny  it ;  I  ]ust  don't  remember  it. 

Senator  Eastland.  You  do  not  remember  whether  you  offered  him 
the  Japanese  desk  or  not  in  OWI? 

Mr.  Lattimore.  No  ;  I  don't  remember  that  at  all. 

Senator  Eastland.  You  have  read  his  testimony  before  this 
committee  ? 


INSTITUTE   OF   PACIFIC   RELATIONS  3577 

Mr.  Lattimore.  Yes. 

Senator  Eastland.  He  states  that,  at  a  meeting  with  you,  you  offered 
him  a  job,  that  you  stated  that  the  Chinese  Communists  "were  real 
democrats  and  that  they  were  really  agrarian  reformers  and  had  no 
connection  with  Soviet  Russia." 

Now,  was  that  testimony  true  or  false  ? 

Mr.  Lattimore.  In  my  opinion  it  is  false.  Senator.     I  don't  remem- 
ber meeting  him  at  the  airport,  as  he  says,  and  I  don't  remember  any 
such  conversation,  and  I  don't  think  such  a  conversation  is  likely. 
Senator  Eastland,  Would  you  remember  having  dinner  with  him  ? 
Mr.  LATriMORE.  No. 

Senator  Eastland.  Dr.  Colegrove  states  that,  under  oath,  you  were 
advocating  the  murder  of  the  Japanese  Emperor  and  his  family. 
Was  that  statement  true  or  false? 

Mr.  Lattimore.  That  statement  is  false.  Senator;  and  as  I  recall, 
Mr.  Colegrove  was  referring  there  not  to  conversation  but  to  a  book  that 
I  wrote,  and  there  is  nothing  of  the  kind  in  the  book. 
Senator  Eastland.  It  was  to  a  conversation  ? 
Mr.  Lattimore.  No,  sir. 

Senator  Eastl.\nd.  He  stated  that  you  were  following  the  same  line 
that  the  Japanese  Communists  had  followed  ? 
The  Chairman.  Is  that  a  question.  Senator  ? 
Senator  Eastland.  Yes,  sir.     I  asked  him  if  that  was  true. 
The  Chairman.  His  attention  is  being  taken  up  now  with  something 
else.     Will  you  listen  to  the  question,  Mr.  Lattimore.  please  ? 
Mr.  Lattimore.  I  don't  think  that  is  true.  Senator. 
Senator  Eastland.  You  do  not  think  it  is  true  ? 
Mr.  Lattimore.  No,  sir.     I  can't  tell  you  what  the  line  of  the  Japa- 
nese Communists  was  on  the  subject. 

Senator  Eastland.  Was  it  your  opinion  that  the  Emperor  of  Japan 
should  be  killed  ? 
Mr.  Lattimore.  No,  sir. 
Senator  Eastland.  That  is  all. 
The  Chairman.  All  right,  Mr.  Morris. 

Mr.  Lattimore.  Mr.  Chairman,  I  have  been  requested  to  bring  in 
supplementary  material.     May  I  offer  it  now  ? 
The  Chairman.  Wlio  made  the  request  ? 

Mr.  Lattimore.  I  think  sometimes  the  Chair  and  one  request  was, 
I  remember,  from  Senator  Ferguson. 

The  Chairman.  You  may  lay  it  before  the  chairman. 
Mr.  Lattimore.  Yes,  sir.  Here  is  a  publication  of  the  Institute 
of  Pacific  Relations  with  my  1936  report  on  Pacific  Affairs,  which 
Senator  Ferguson  requested.  Then  I  was  also  requested  to  bring  in 
the  letter  from  the  Department  of  State,  inviting  me  to  lecture,  in 
1946,  to  the  State  Department  personnel.  I  was  also  asked  to  identify 
in  the  transcript  the  question  of  the  dating  of  General  Barmine's 
statements  about  1933  or  1935-36,  and  I  have  analyzed  that  with 
the  appropriate  references  to  the  text.     , 

May  I  ask,  also,  Senator,  if  the  exhibits  that  I  attached  to  my  state- 
ment to  this  committee  and  that  I  asked  to  have  entered  into  the  record 
have  been  entered  ? 

Mr.  Morris.  I  think,  Mr.  Sourwine,  you  were  going  to  take  that 
matter  up  today.    Are  you  ? 

The  Chairman.  That  is  going  to  be  taken  up  at  a  later  time. 


3578  INSTITUTE  or  pacific  relations 

Mr.  Sour  WINE.  At  the  time  that  we  concluded  with  Mr.  Lattimore's 
testimony  on  the  last  previous  occasion,  when  he  was  on  the  stand,  we 
were  discussing  two  excerpts  which  he  had  offered  for  the  record. 
Our  record  is  incomplete  with  regard  to  those.  There  is  also  here 
certain  material  under  the  heading  of  "Chinese  history  project"  and 
also  with  regard  to  who  wanted  to  recognize  Red  China,  and  I  think 
one  other  item  which  Mr.  Lattimore  offered  initially  and  on  which 
the  Chair  has  not  yet  ruled. 

]\Ir.  Lattimore.  May  I  renew  my  request  that  that  be  entered  into 
the  record  ? 

The  Chairman.  The  Chair  will  take  the  matter  up  again. 

Mr.  Lattimore.  And  I  wish  to  offer  some  material  that  I  prepared 
with  respect  to  my  book.  Solution  in  Asia,  in  view  of  the  testimony 
which  the  committee  accepted  yesterday. 

The  Chairman.  Was  that  requested^ 
.  Mr.  Lattimore.  No,  sir,  this  is  an  offer  of  evidence. 

Mr.  SouRwiNE.  Mr.  Chairman,  I  might  say  at  the  time,  since  it  has 
come  up,  that  the  staff  is  prepared  and  does  recommend  with  regard 
to  this  material  earlier  submitted  by  Mr.  Lattimore,  that  the  Chair 
admit  it  for  printing  in  the  appendix  of  the  record,  and  order  that  it 
be  footnoted  back  to  the  point  in  the  record  at  which  Mr.  Lattimore 
first  asked  that  it  be  introduced. 

The  Chairman.  All  riglit.    The  Chair  will  pass  on  that  later  on. 

Senator  Ferguson.  Mr.  Lattimore,  will  you  point  out  in  this  book 
where  your  report  is? 

Mr.  Lattimore.  I  think  I  marked  that,  on  76. 

The  Chairman.  Mr.  Morris,  if  you  wish  to  proceed,  you  may 
proceed. 

Mr.  Arnold.  May  we  have  a  ruling  on  this  offer  ? 

The  Chairman.  I  will  rule  on  it  later  on. 

Mr.  Morris.  Mr.  Chairman,  in  the  interest  of  saving  time,  Mr. 
Lattimore  and  his  attorney  on  the  one  hand  and  I  on  the  other,  have 
stipulated  on  the  authenticity  of  certain  letters,  IS  letters,  that  I 
would  like  to  introduce  into  the  record  as  a  single  unit. 

Mr.  SouRWiNE.  Do  you  have  a  list  of  those  ? 

Mr.  Morris.  I  have  a  list,  Mr.  Chairman. 

Mr.  SouRwiNE.  Do  you  have  that  list,  Mr.  Arnold  ? 

Mr.  Arnold.  Yes. 

Mr.  Morris.  That  has  been  presented  to  Mr.  Lattimore  and  his  at- 
torney. They  have  gone  through  the  list,  and  I  would  like  them  now 
to  state  that  "they  appear  to  the  witness  to  be  copies  of  organizational 
documents  that  were  either  sent  by  him  or  to  him. 

Mr.  Lattimore.  Yes,  with  at  least  one  exception  which  is  minutes 
of  a  conference  or  something. 

Mr.  Morris.  Which  was  that,  now  ? 

Mr.  Lattimore.  This  one  here. 

Mr.  Morris.  July  9,  1934. 

Mr.  Lattimore.  July  9,  1934. 

Mr.  Morris.  And  wliat  comment  have  you  on  that? 

Mr.  Lattimore.  Well,  that  also  appears  to  be  a  copy  of  an  original 
document,  but  it  isn't  a  letter  to  mo  or  from  me. 

Mr.  Morris.  This  is  a  meeting  at  which  you  were  present  and  the 
initialed  paragraph  liere,  "Mr.  Lattimore  produced  the  statement 


INSTITUTE    OF    PACIFIC   RELATIONS  3579 

showing  the  distribution  of  Pacific  Affairs  as  of  July  9,  as  follows." 
That  is  right  ? 

Mr.  Lattimqre.  That  is  right. 

Mr.  Morris.  Mr.  Chairman,  may  those  documents  be  introduced 
into  the  record? 

The  Chairman.  There  is  a  stipulation,  as  I  understand,  between 
counsel  and  counsel  for  the  witness  that  these  are  correct  photostatic 
copies ;  is  that  right  ? 

Mr.  Morris.  That  is  right,  sir. 

The  Chairman.  And  that  thev  appear  or  are  taken  from  where  ? 

Mr.  Morris.  Mr.  ISIandel  will  testify 

The  Chairman.  Well,  they  are  stipulated. 

Mr.  Morris.  They  have  been  taken  from  the  files  of  the  institute. 

The  Chairman.  Very  well.    They  may  be  admitted  into  the  record. 

Mr.  Sourwine.  Mr.  Chairman,  so  that  the  record  may  speak  clearly, 
may  I  show  Mr.  Lattimore  and  Mr.  Arnold  this  list,  and  ask  if  this 
is  the  list,  physically,  of  the  documents  with  respect  to  which  the 
stipulation  has  been  made. 

Mr.  Arnold.  I  assume  it  is. 

Mr.  Sourwine.  May  we  have  the  list  you  have. 

This  is  now,  Avhat  I  have  in  my  hands,  the  list  of  the  documents 
with  respect  to  which  there  is  a  stipulation. 

Mr.  Arnold.  That  is  right. 

Mr.  Sourwine.  Then  will  the  chairman  order  that  these  be  inserted 
and  printed. 

The  Chairman.  They  may  be  inserted  and  printed. 

Mr.  Morris.  In  every  case  the  copies  were  sent  to  the  witness  and 
his  attorney,  except  for  the  third  item  on  the  list,  that  is  dated  April 
18,  1935,  San  Francisco.     May  we  have  that  particular  one? 

Mr.  Lattimore.  Is  this  the  one  ? 

Mr.  Morris.  Yes,  that  is  the  one. 

The  Chairman.  What  about  that? 

Mr.  Morris.  That  is  covered  in  the  list,  Mr.  Chairman. 

(The  documents  referred  to  were  marked  "Exhibits  No.  566  A,  B, 
C,  D,  E,  F,  G,  H,  I,  J,  K,  L,  M,  N,  P,  Q,  R,  S"  and  are  as  follows :) 

Exhibit  No.  566-A 

Pacific  Center, 
1795  CALIFORNIA  Stbe:et, 
Sa7i  Francisco,   Calif.,  August  18,  1938. 
Mr.  Edward  C.  Carter, 

129  East  Fifty-second  Street, 

New  York,  N.  Y. 
Dear  Carter:  Your  telegram  of  the  sixth  arrived  a  few  days  before  we  left 
camp.  As  you  urged  me  "to  consider  resigning  from  Amerasia  at  an  early 
date,"  it  seemed  wise  both  to  think  the  matter  over  very  carefully  and  to  await 
your  comment  on  my  withdrawal  of  an  article  from  the  new  number  of  Amerasia. 
Arriving  here  yesterday,  I  found  your  letters  of  August  8  and  10;  also  possible 
for  me  to  attempt  to  balance  the  general  nature  of  the  problem  and  the  par- 
ticular merits  of  the  case. 

To  begin  with,  I  need  hardly  assure  you  how  anxious  I  am  to  make  any  con- 
cession consistent  with  elementary  ideas  of  dignity  and  propriety,  that  might 
help  you  in  your  difficult  diplomatic  handling  of  Japanese  demands,  and  further 
the  major  interests  of  the  Institute.  This  is  no  time  at  which  to  allow  individ- 
ual intrasigeance  to  threaten  the  smooth  working  of  the  Institute  as  a  whole. 
At  the  same  time,  I  cannot  but  regret  that  the  Japanese  Council  should  have 
been  allowed  to  make  a  debating  point  of  this  intrinsically  unimportant  per- 


3580  INSTITUTE    OF   PACIFIC   RELATIONS 

sonal  issue.  It  would  have  been  easy  for  me  to  withdraw  from  Amerasia 
a  few  months  ago ;  it  would  be  easy  a  few  months  hence.  To  withdraw  Just 
at  this  moment,  "under  fire,"  would  be  for  me  personally  a  minor  disagreeable 
incident ;  for  the  whole  Institute,  it  seems  to  me,  it  would  establish  a  dangerous 
precedent  There  would  be  two  regrettable  consequences.  In  the  first  place,  the 
whole  matter  would  be  regarded  and  reported  in  Japan  as  a  "victory  how- 
ever minor.  In  the  second  place,  a  false  issue  would  be  substituted  for  the  real 
issue  For  the  appearance  of  my  name  on  Amerasia  cannot  possibly  be  the  real 
issue  The  character  of  what  I  write  in  Amerasia  differs  in  no  definable  respect 
from  what  I  publish  in  a  number  of  other  journals.  The  "line"  of  Amerasia, 
as  the  organ  of  a  group,  differs  in  no  way  from  the  "line"  which  I  have  been 
steadily  advocating  as  an  individual,  for  over  a  year,  in  a  number  of  other  pub- 
lications Accordinglv.  for  nie  to  retire  from  Amerasia  under  Japanese  pressure 
would  not  seriously  affect  my  output  of  such  personal  influence  as  I  may  have, 
but  would  establish,  for  the  whole  Institute,  the  dangerous  precedent  that  a 
single  National  Council  is  entitled  to  influence,  for  long  range,  the  writings  of 
staff  members  of  the  Institute  in  other  countries. 

Reviewing  the  whole  matter  afresh,  it  seems  to  me  essential  to  reconstruct 
the  whole  "case  history"  in  brief : 

(1)  Amerasia  was  planned  and  launched  while  I  was  out  of  America.  I  sup- 
posed at  the  time  that  I  was  being  invited  to  join  the  board  simply  in  order  to 
make  it  clear  that  Amerasia  was  not  intended  to  displace  Pacific  Affairs  or  be 
a  rival  to  it.     There  was  thus  a  justifiable  reason  for  asking  me  to  join  the 

hoard.  ,  ,    ,  T  T^-  ij 

(12)  I  understood  that  the  matter  had  been  discussed  between  you  and  Field. 
I  had  no  reason  to  believe  you  disapproved. 

(3)  As  a  member  of  the  board,  I  have  remained  throughout  a  figurehead. 
Owing  to  distance  from  America,  I  could  not  take  part  in  editorial  deliberations. 

(4)  As  an  individual  contributor,  what  I  have  written  for  Amerasia— regard- 
less of  what  Amerasia's  "line"  is  supposed  to  be— does  not  differ  in  any  respect 
from  what  I  have  written  for  Pacific  Affairs,  Atlantic  Monthly,  Foreign  Affairs, 
International  Affairs,  Asia,  and  so  forth.  It  is  not  as  if  I  reserve  a  special 
brand  of  "anti-Japanese"  utterance  for  Amerasia.  I  have  never  written  anything 
that  did  not  come  under  one  of  two  categories:  (a)  What  I  know;  and  (&)  what 
I  think  Under  either  category,  it  is  more  or  less  an  accident  where  I  publish. 
In  this  connection,  it  would  also  be  legitimate  to  recall  to  the  Japanese  Council 
that  I  was  generallv  considered,  a  few  years  ago,  to  be  on  the  whole  a  "realist' 
whose  views  could  'be,  and  were,  quoted  in  support  of  Japanese  policies.  Any 
subsequent  changes  in  these  views  have  come  about  since  I  have  been  under  the 
full  influence  of  the  IPR,  with  access  to  the  material  furnished  by  all  of  its 
national  councils  and  research  undertakings. 

(5)  Coming  to  the  actual  question  of  resignation,  it  seems  to  me  that  either:- 
(ff)  I  should  have  been  requested  not  to  join  the  board  of  Amerasia  in  the  first 
place-  or  (6)  I  should  have  been  requested  to  resign  some  months  ago,  in  order 
to  forestall  Japanese  criticism;  or  (c)  I  might  be  requested  to  resign  a  few 
months  hence,  in  order  to  avoid  the  appearance  of  successful  Japanese  inter- 
vention in  the  affairs  of  an  American  publication  catering  to  American  readers. 

(6)  A  graceful  compromise,  possibly,  might  be  the  publication  of  a  paragraph 
in  an  early  number  of  Amerasia,  to  the  effect  that  I  have  been  obliged,  owing 
to  pressure  of  work  consequent  upon  taking  up  a  new  position  at  Johns  Hopkins, 
to  withdraw  temporarily  from  the  editorial  board. 

Would  you  let  me  know  what  you  think  of  this?  Bear  in  mmd,  of  course, 
that  any  personal  sensitiveness  on  my  part  is  not  to  be  given  undue  considera- 
tion I  want  the  particular  aspects  of  the  case  to  be  put  on  record,  but  this  does 
not  mean  that  I  want  the  particular  aspects  to  be  allowed  to  distort  the  general 
aspects  However,  it  would  be  a  legitimate  method  of  bringing  the  particular  and 
the  general  into  focus,  I  think,  to  ask  the  Japanese  Council  whether  their  pro- 
posed ban  will  immediately  or  ultimately  be  extended  to  such  Pacific  Council 
officers  and  International  Committee  chairmen  as  Dafoe,  in  his  editorial  capac- 
ity •  Walsh,  as  editor  of  Asia,  and  Hubbard,  as  a  publicist. 

Passing  on  to  the  question  of  efforts  to  secure  Japanese  collaboration  on  Pacific 
Affairs  I  am  sending  vou  such  copies  of  correspondence  as  I  have  available  here. 
This  is  all  of  recent  date,  owing  to  the  fact  that  I  have  not  had  all  permanent 
records  with  me  since  leaving  Peiping.  Helen  Wiss,  however,  could  furnish  you 
with  more  from  the  New  York  files  of  copies  of  my  correspondence.  Holland 
should  also  be  consulted,  as  he  has  labored  incessantly  to  get  Japanese  material 
for  us. 


INSTITUTE    OF   PACIFIC   RELATIONS  3581 

One  minor  point,  in  conclusion:  Tour  reference  tn  tha  ni-Hni^  «wi    <-  -n- 
Pays  for  Japanese  Rule"  in  the  June  number  of  Pn^ifi.  xL^^  ^\^^^.  ^^''^^ 

fied  my  responsibility  as  a  translator?  but  i^t  as  a  c^mment.^^^^  '•*^^''"; 

material,  you  and  I  and  others  have  so  often  deplored  '  """^  ^^  Japanese 

Youi-s  very  sincerely, 

(Signed)     Owen  Lattimore. 


Exhibit  No.  566-B 

WLH 
300  Oilman  Hall,  Johns  Hopkins  University 
Mr.  E.  C.  Carter,  Baltimore,  Aid.,  March  20,  mi. 

Institute  of  Pacific  Relations, 

129  East  Fifty-second  Street,  Netv  York  City. 
Dear  Carter  :  Our  June  issue  will  approximately  mark  the  fourth  anniversnrv 

art  cfe'^'fth!^  ^'^^"'"-    \  *^"^^  ''  ^«"1^^  be  appropriate  for  me  to  wiSe  the  leS 

aitic  e  of  the  Lssue  under  some  such  title  as  "Four  Years,"  reviewing  the  hi^to?v 

and  development  of  the  war  and  estimating  its  present  potentSmies"  ^ 

Since  this  issue  will  be  the  first  after  thapassing  of  the  Lease  Lend  Bill  I  thinl- 

he  Sn^i'""-'''^'-!  "'  '■''''  '''''''''  ^«"1^^  ^'^^  lil^^  ^^  articl^that  wou  d'cas?  up 
the  leckoning  on  America.    Where  does  she  stand,  how  did  she  get  there  whe?e 

excfusi^eiv  f 'T  \nT  =  ?"  ''^^"■''^^^  ^^-^t^^  «^  '"^"^^  «"  ^^-"^^le  would  key  it'aTmos? 
.IITI  /  *''  *^^  Atlantic  and  Great  Britain.  For  Pacific  Alfairs  we  need  some- 
one who  has  an  expert  knowledge  of  the  Far  East  and  a  comprehensive  unde? 

0  RussH     B;fS'Vh^f."^f  ''^^"'}  "^^  'I''''''  '"  ^'^^•«^^^'  t«  *^^  ^'"ited  s7ate?S 
to  Thi?  suoi^Lfn^.^^^T?  '^  '"'''°  ^  "i^""  "1^^  ^^  ^^'  ^-  ^-  ^i'^^^"-    ^^^ould  you  agree 
M-f  ^  n     if     ,^^-     ^^  '^'^  cannot  get  Bisson,  what  would  you  think  of  Kate 
Mitchell :  She  has  not  the  first-hand  knowledge  and  authority  Oiat  Bisson  has 
Pacific'AffaiJs     ■'''  '°^  ^-^^'^P^tent  mind,  and  she  would  be  a  new  contriCor  to 

me^Un^'^  The^Tof  ?*?"'^  ^''''   'T^  '^^^^^  photographs  from   the  Princeton 
Sn  nnf^w    f  ''f-  ""''^  ""r"'^^  ""  beginning,  as  I  have  to  work  slowly  in 

broken  patches  of  spare  time.'    I  am  sorry  that  these  pictures  were  taken  on  a 

TWpf'  T^?^  '^r''  ^^"^  ""  ^^'^-^  *b^  negatives  were  Lt  separatefy  numbeied 
Therefore  the  only  way  of  identifying  each  picture  is  bv  these  sample  prints 
So  I  sugges  that  you  mark  lightly  on  the  back  of  each  print  how  manv  copies 
you  would  hke.  Send  them  back  to  me,  and  I'll  gradually  fill  up  the  complement 
Yours  very  sincerely, 

Owen  Lattimore. 

^^^,  Exhibit  No.  366-C 

xLCC 

Extract  From  Letfer  Dated  San  Francisco,  April  18,  1935,  Owen  Lattimobe 

to  Catherine  Porter 

1  find  around  here  that  the  knowing  Mr.  John  Thompson  of  the  San  Francisco 
L>aily  Aews  has  an  explanation  of  the  Moscow  trials  which  is  widely  accepted 
It  IS  simply  that  Stalin  is  getting  rid  of  all  the  people  "who  knew  him  when"  so 
as  to  monopolize  control  of  the  political  machine.  To  me  this  simply  does  not 
make  sense  because  even  from  the  little  I  know  of  the  personalities  of  1917  1918 


3582  INSTITUTE    OF   PACIFIC   RELATIONS 

it  is  clear  that  a  number  of  the  people  who  have  since  come  to  be  classified  as  Old 
B^sheviks  did  not  properly  belong  to  the  famous  closely  welded  core  of  the  Co^^ 
munist  Party.  On  the  contrary,  many  of  them  were  radicals  who  belonged  to 
urfringe  of  the  Party  and  many  of  them  had  already  been  known  for  years  as 
ob'^tinate  ijartisans  of  one  or  another  varmnt  theory. 

As  a  leLler,  I  should  like  to  find  a  good  article  on  the  Who  s  Who  of  the  Old 
BoTseviks,  sorting  out  who  was  really  a  close  follmver  ot  Lenin  '^"^l  ^^'^^^  ^Jf  ,f 
more  or  less  loosely  harnessed  sidekick  whom  only  Lenin's  genius  could  keep  pull- 
higtn  the  traces.  As  an  editor.  I  don't  know  whether  I  should  prompt  anyone 
to'write  such  an  article  at  the  present  time. 


Initialed:  "ECC." 


Exhibit  No.  566-D 

300  GILMA^-  Hall.  Johns  Hopkins  University, 

Baltimore,  Md.,  January  9,  1939. 


Mr.  L.  V.  Haroxdar,  .^    „  ,  ^. 

CoiinvU  of  the  U.  8.  S.  R.,  Institute  of  Pacific  Relations  rr   ^    v    r 

20  Razin  Street,  Moscoiv,  U.  8.  S.  R. 

Dear  AIr.  Harondar:  Thank  you  very  much  for  the  copy  of  your  letter  to  Mr 
Holland  of  December  13th.  The  "Bulletin  of  the  Far  Eastern  Branch  of  the 
Academy  of  Sciences  of  the  U.  S.  S.  R."  arrived  in  due  course  and  I  am  arrang- 
ine-  to  have  it  noticed  in  Pacific  Affairs.  ^  .,    .■        ^.^ 

Please  let  me  know  if  there  is  any  possibility  at  all  of  Soviet  contributions  to 
Pacific  Affairs  We  have  now  grown  in  circulation,  and  I  think  in  infiuence  to 
fie  highest  e -el  since  Pacific  Affairs  has  been  published.  This  makes  all  the 
more  c^onspicuous  the  lack  of  Soviet  contributions.  It  ^-ould  greatly  improve  our 
position  if  we  could  have,  from  time  to  time,  articles  directly  sponsored  by  the 
Soviet  Council  of  the  Institute  of  Pacific  Relations. 

With  warm  good  wishes  for  the  New  Year. 

Yours  very  sincerely,  ^^^   ^^^^  Lattimore. 

OL :  Y. 

Exhibit  No.  566-E 
Pacific  Affairs 

Royal  Institute  of  International  Affairs, 

10  St.  James  Square, 
London,  8.  W.  I.,  2d  November  1936. 

Frederick  V.  Field,  Esq., 

129  East  Fifty-second  Street, 

NeiD  York  City,  U.  S.  A. 
Dear  Fred-  There  is  one  by-product  of  my  Canadian  trip  that  I  wished  I  could 
havltalked  over  with  you  before  leaving.  I  found  both  in  Montreal  among  the 
hfgh  up  head  offic^  executives  of  Canada's  nearest  imitation  of  New  Yoi-k,  and 
among  the  evil  servants  and  not  quite  head  of  department  administrators  of 
mtawa  an  extremelv  lively  interest  in  Chinese  communism  and  in  the  crisis 
Confronting  The  Nanking  government.  When  I  started  to  talk  I  had  a  few 
geS  ?as  suci  as  t£e  theory  that  the  Nanking  government  would  go  on 
fommomis^ng  up  to  the  last  desperate  moment  rather  than  risk  everything  on  an 
oSm  resiftance!  and  also  a  very  strong  feeling  that  the  Communists  because 
S  their  e?hS^  to  resistance  and  their  repeated  ofi:ers  of  a  united  front  have 
been  gaining  the  support  of  ordinary  democratic  and  patriotic  nationalists  as 
wen  a?of  Marxists.  These  general  impressions  I  had  not  ^^-^-"f^d  in  anyexy 
nrecise  manner  As  a  result  of  questions  asked,  etc..  1  tound  m>selt  giadually 
SS-  the  Swing  position,  of  the  correctness  of  which  I  am  not  qinte  sure.  I 
should  be  grateful  f?r  any  criticisms,  either  your  own  or  those  of  Chen  and 

^^The^neople  who  are  most  active  in  making  the  position  in  China,  are  not  any  of 
the  ChS  parties  but  the  Japanese.  They  have  worked  with  gi-eat  ski  1  on 
maxims  derived  from  a  close  study  of  the  older  Chinese  history  and  particularly 
S  fm  asions  from  the  northern  frontier.  Owing  to  the  strong  ^^l^^'^l^f  ^f i>,  ^t^| 
twentieth  century  of  many  factors  that  were  operating  m  the  history  of  China 


INSTITUTE    OF    PACIFIC   RELATIONS  3583 

before  the  nineteenth  century,  they  have  succeeded  in  reproducing  with  remark- 
able accuracy  the  familiar  phenomenon  of  the  breakup  of  China  under  barbarian 
invasion.  They  know  how  to  strike  along  the  lines  of  regional  cleavage  and  also 
along  the  lines  of  cleavage  between  the  country-landlord-scholar-gentry  and  the 
peasantry.  In  this  way  they  have  apparently  justified  the  good  old  contention 
that  the  Chinese  are  an  antiquated  people  with  no  cohesion  or  solidarity  of  any 
modern  kind. 

Actually  this  kind  of  thing  can  only  be  pushed  up  to  a  certain  point,  because  in 
spite  of  the  survival  of  old  factors,  there  are  also  new  factors  at  work  which 
beyond  a  given  point  influence  developments  increasingly  rather  than  decreas- 
ingly.  What  I  mean  is  that  the  Japanese  although  using  troops  and  armaments 
of  a  modern  kind  could  invade  China  on  the  archaic  plan  of  invasion,  but  when  it 
comes  to  consolidating  the  conquest  the  old  precedents  fail  and  they  find  the 
foundations  of  triumph  crumbling  under  them  as  in  Manchuria.  The  archaic  con- 
quest cannot  provide  dividends  of  a  modern  kind. 

When  we  consider  the  whole  process  from  the  side  of  Nanking  we  see  more 
clearly  the  interaction  of  old  and  new  factors.  Nanking  facing  the  Japanese 
invasion  has  all  the  regional  and  social  weaknesses  of  the  old  order  in  China, 
but  it  also  has  other  weaknesses  of  a  different  kind  which  are  due  to  the  fact 
that  the  Nanking  government  represents  primarily  those  elements  in  China 
which  correspond  to  Mitsui,  Mitsubishi,  and  so  on  in  Japan,  but  which  are  less 
highly  developed  than  their  Japanese  counterparts.  They  stand  for  the  in- 
vasion of  the  older  China  by  a  capitalism  modeled  on  that  of  Western  countries 
and  capable  of  undercutting  western  and  Japanese  capitalism  in  open  competi- 
tion, but  not  so  strong  as  foreign  capitalism  in  its  control  of  political  and 
military  auxiliaries. 

The  instinct  of  the  interests  represented  by  Nanking  is  to  play  for  time  in 
which  to  develop  up  to  the  Japanese  level  of  strength.  This  is  hopeless.  The 
Japanese,  because  they  have  advanced  further  on  a  line  of  development  parallel 
to  that  of  the  Nanking  Chinese,  can  always  prepare  for  invasion  more  rapidly 
than  Nanking  can  prepare  for  resistance.  Nanking,  squeezing  its  eyes  tightly 
shut  and  cling  to  the  hope  of  a  resistance  always  deferred  to  some  future  date, 
naturally  compromises  in  various  directions.  Of  these  the  most  nearly  practical 
is  the  line  of  working  for  foreign  support  on  the  theory  that  some  such  nation 
as  America  or  England  will  eventually  decide  that  it  is  better  to  support  Nanking 
than  to  acquiesce  in  the  total  Japanese  conquest  of  China. 

In  the  circumstances  the  tactics  of  the  Japanese  are  to  keep  pushing  Nanking 
from  one  partial  surrender  to  another  while  their  strategy  is  to  refrain  from 
making  the  pressure  so  high  as  to  startle  any  other  nation  into  active  alliance 
with  Nanking  or  to  stampede  Nanking  itself  into  desperate  resistance.  Nan- 
king has  already  yielded  so  much  that  in  the  event  of  resistance  leadership 
would  pass  rapidly  to  the  Communists.  This  is  the  last  thing  that  the  Japanese 
want.  They  know  that  in  the  first  set  battle  they  could  shatter  the  regular 
battalions  of  Nanking;  but  the  remnants  would  then  be  raised  up  under  Com- 
munist leadership  and  resistance  would  spread  over  the  whole  countryside. 
Then  the  Japanese  would  be  at  war  with  a  continent  and  would  have  to  dis- 
perse their  armed  forces  over  a  tremendous  territory.  What  Japan  wants 
is  to  keep  Nanking's  armies  intact  in  order  not  to  have  to  fight  the  Com- 
munists. The  showdown  will  come  at  a  moment,  which  the  Japanese  are  at 
present  deferring  as  much  as  Nanking  itself.  The  Japanese  have  involved 
themselves  in  a  tremendous  gamble  in  which  their  hope  of  success  rests  entirely 
on  the  possibility  of  edging  Nanking  step  by  step  into  a  position  in  which 
it  will  appear  a  hopelessly  bad  bet  for  either  British  or  American  support. 
Then,  at  a  moment  which  will  have  to  be  very  carefully  prepared,  the  Jap- 
anese will  unmask  their  final  ultimatum  and  risk  everything  on  the  assump- 
tion that  Nanking  will  capitulate  and  not  make  a  pseudo-Samson  gesture  of 
pulling  down  the  pillars  of  the  temple.  They  will  then  be  able  to  use  Nanking's 
armies  with  only  a  stiffening  of  their  own  troops  to  crush  Communism,  and 
so  be  able  to  hold  their  own  main  forces  mobile  and  in  reserve.  The  program 
may  involve  the  elimination  of  Chiang  K'ai  Shek,  which  the  Japanese  have  so 
frequently  threatened,  but  obviously  it  is  based  on  the  assumption  that  they 
can  reach  a  point  of  indirect  control  at  which  thev  can  tip  over  Chiang  K'ai  Shek 
without  spilling  the  rest  of  Nanking  into  the  lap  of  the  Communists. 

In  the  circumstances  the  hope  of  the  Communists  must  lie  in  the  precipitation 
of  a  war  in  which  Nanking  will  take  the  lead  at  first,  only  to  be  defeated  and 
to  let  the  leadership  lapse  for  the  Communists  to  take  over.  If  they  succeed, 
the  situation  will  not  be  parallel  to  either  Manchuria  or  Abyssinia,  as  many 


3584  INSTITUTE    OF   PACIFIC   RELATIONS 

people  assume.  In  Manchuria  the  armies  of  Chans  Hsueh-liang  held  together 
long  enough  to  prevent  general  popular  resistance  from  getting  underway,  and 
also  the  situation  was  clouded  by  the  sham  intervention  of  the  League  of  Na- 
tions. In  Abyssinia  the  quaint  emperor,  knowing  that  his  position  in  his  own 
country  was  more  that  of  a  conqueror  than  that  of  a  genuine  national  ruler, 
was  unable  to  rely  on  the  dispersed  tribal  resistance  that  alone  could  have 
bogged  down  the  Italians'  advance,  but  bent  every  effort  to  the  creation  of  a  sham 
modern  army  which  gave  the  Italians  exactly  what  they  needed:  a  chance  to 
attack  a  fixed  focus  of  resistance;  and  this  resistance  lasted  long  enough  to 
let  the  Italians  get  so  far  into  the  country  that  popular  and  tribal  resistance 
became  hopeless. 

In  the  present  situation  in  China  the  existence  of  the  Communists  alters  every- 
thing. If  the  resistance  is  begun  soon  enough— that  is  before  the  Japanese 
have  got  in  far  enough  so  that  they  can  use  Nanking  and  its  armies  as  a  shield 
to  carry  before  them  in  fighting  the  Communists — Tlien  the  kind  of  war  that 
would  result  would  be  more  nearly  parallel  to  the  civil  wars  and  wars  of  inter- 
vention in  Russia.  Once  the  formal  armies  of  Nanking  were  cracked  in  the 
absurd  effort  to  meet  the  Japanese  on  ground  on  which  the  Japanese  are  in- 
finitely superior,  the  private  soldiers  and  many  of  the  noncommissioned  and 
junior  ofticers  of  the  defeated  armies  could  be  raised  up  again  and  combined 
with  the  peasants  and  workers  to  build  up  a  genuine  national  resistance.  The 
Japanese  would  no  longer  be  fighting  bankers  and  factory  owners,  whose  great 
wealth  made  them  nervous  and  ready  to  compromise,  but  would  be  at  war 
with  mud  huts  and  impoverished  farms,  against  which  the  use  of  tanks  and  air- 
planes would  involve  a  maximum  expenditure  of  wealth  for  a  minimum  acquisi- 
tion of  wealth.  In  such  a  situation  the  Cliinese  Conununists  would  actually  be 
better  off  than  the  Russians  were  to  start  with  ;  for  the  first  Red  armies  were 
led  by  amateurs,  while  the  Chinese  would  have  from  the  beginning  veteran  mili- 
tary and  political  organizers  and  a  nucleus  of  hardbitten  partisan  armies  already 
inured  to  that  kind  of  war. 

How  much  of  all  this  lucubration  is  approximately  sound? 

England  is  appallingly  depressing.  We  are  living  in  one  of  those  incredible 
English  suburban  houses  that  make  you  feel  like  a  furniture  maggot.  I  start 
my  Russian  lessons  on  Monday  and  that  is  the  only  cheerful  prospect  in  sight.  I 
have  already  interviewed  the  man  and  he  seems  to  promise  an  intelligent,  com- 
petent and  rapid  approach,  which  will  give  results.  For  everything  else  I  sub- 
scribe to  the  pronouncement  of  Wardsworth :  "England  is  a  fen  of  stagnant 
waters."  Tlie  national  fog  includes  the  newspapers.  George  Taylor  said  m 
his  last  article  for  us  that  there  is  a  conspiracy  of  silence  in  the  press  about  the 
real  issues  in  China.  The  same  is  true  of  Spain,  France,  Germany,  Italy,  and  the 
Soviet  Union.  The  London  metropolitan  press  no  longer  deserves  its  immense 
nineteenth  century  reputation.  It  is  not  that  the  news  is  fabricated  but  that 
it  is  distorted  and  partially  suppressed  in  such  a  manner  that  the  true  signifi- 
cance of  events  does  not  come  through.  ^     ^     , 

The  other  night  w^e  went  to  an  extremely  interesting  dinner  of  the  Central 
Asian  Society,  the  membership  of  which  is,  of  course,  exaggeratedly  die-hard  but 
which  has  more  significance  at  the  present  moment  than  it  did  a  few  years 
ago  The  speeches  were  rabid.  Sir  Francis  Lindley,  formerly  Ambassador  to 
Japan,  said  that  the  real  issue  in  the  Far  East  was  not  between  the  survival  of 
China  or  the  conquest  of  China  by  Japan,  but  between  the  conquest  of  China 
by  Japan  or  by  Communism.  In  such  a  choice  the  British  interest  must  ob- 
viously lie  with  Japan.  This  noble  sentiment  was  loudly  hear-heared.  It  is 
true  that  Lindley  is  said  to  be  disgruntled  because  he  was  not  reappointed  to 
Japan,  and  that  tlie  meeting  was  strictly  private  and  not  reported  to  the  press, 
but  it  is  also  true  that  every  one  present  regarded  him  as  speaking  for  the  or- 
dained leaders  of  the  British  people.  You  will  be  pleased  to  hear  that  Eleanor 
and  I  were  presented  to  this  choice  assemblage  from  the  speakers'  table  and 
our  names  applauded.  However,  I  had  the  pleasure  of  exchanging  paralysed 
expressions  with  Dame  Rachel  Crowdy  during  the  speeches. 

All  the  best  from  this  bedraggled  company. 

Yours.  ,-,.        ,,     ^ 

(Signed)     Owen  Lattimore. 


INSTITUTE    OF   PACIFIC   RELATIONS  3585 

Exhibit  No.  566-F 

(Hand-made  letters:  IPR) 

The  Johns  Hopkins  University, 

Walter  Hines  Page  School  of  International  Relations, 

Office  of  the  Director, 

,,     „,  Baltimore,  Md.,  January  10, 1951. 

Mr.  William  L.  Holland, 

Institute  of  Pacific  Relations, 

1  East  Fifty-fourth  Street,  New  York  22,  N.  Y. 
Dear  Bill  :  Thank  you  for  your  letter  of  December  13,  and  for  sending  me  an 
advance  copy  of  the  collection  of  documents  on  Soviet  Far  Eastern  Policy  com- 
piled by  William  Mandel.  I  have  not  had  time  to  go  through  the  documents 
but  I  read  with  interest  the  introductory  chapter  by  Max  Beloff  I  noted 
particularly  his  definition  of  the  two  methods  of  studying  Soviet  relations  with 
other  countries :  either  setting  out  the  Soviet  record  "as  the  Russians  see  it"  • 
or  attempting  to  give  a  more  rounded  presentation  by  giving  something  of  the 
context  in  which  the  Russians  behave  as  they  do. 

I  have  passed  the  copy  over  to  E.  H.  Carr,  who  is  a  visiting  lecturer  here 
for  a  couple  of  months.  I  have  not  yet  had  his  comments,  except  for  the  fact 
that  when  I  gave  him  the  copy,  he  remarked  that  he  thought  that  in  general 
Mandel  was  apt  to  be  lacking  in  a  critical  approach. 

From  what  I  have  seen  of  Beloff's  work,  he  is  a  careful  scholar,  and  I  am 
therefore  much  interested  in  your  proposal  to  get  a  later  and  more  extended 
analytical  study  from  him,  together  with  a  collection  of  documents. 
Sincerely  as  ever, 

(s)  Owen 

(t)  Owen  Lattimorje,  Director. 


Exhibit  No.  566-G 
Pencilled  in :  "WLH— You  will  find  this  good  reading,  ECC." 

300  Oilman  Hall,  The  Johns  Hopkins  University, 

,,      .    T^  J^aitimore,  Md.,  October  11, 1938. 

Mr.  A.  J.  Grajdanzev, 

San  Francisco. 
Dear  Andrew  :  As  usual,  I  have  let  several  letters  from  you  accumulate  before 
replying,  but  I  hope  this  will  not  deter  you  from  continuing  to  write  often 
because  I  find  them  extremely  useful  and  by  referring  to  them  I  have  formed 
a  still  higher  opinion  of  your  judgment  of  the  course  of  political  events  all  over 
the  world. 

First,  however,  al)out  you  and  Mary.  I  think  you  are  doing  the  right  thing 
about  trying  to  arrange  your  own  application  to  get  on  the  quota.  It  seems  to 
me  that  there  is  a  good  chance  that  this  will  succeed,  and  if  it  does  it  may 
simplify  the  problem  for  Mary.  I  am  assuming,  of  course,  that  you  will  let 
me  know  without  any  delay  if  there  is  anything  whatever  that  I  can  do. 

Aext,  about  the  bibliography  by  Nasu,  published  by  the  Japan  I.  P.  R.  In  view 
'^,.,.^^.^^  t^^t  it  simply  lists  titles  with  practically  no  comment  on  contents  I 
think  It  IS  unnecessary  for  us  to  have  a  review  in  PACIFIC  AFFAIRS 

I  have  been  comparing  your  last  letter  with  a  note  from  Chen  Han-seng,  who 
ascribes  the  failure  of  Czechoslovakia  to  resist  to  the  lack  of  political  firmness— 
especially  the  lack  of  a  people's  front  in  Czechoslovakia.  I  assume  that  since 
you  also  anticipated  the  failure  of  Czechoslovakia  to  resist,  either  with  or  without 
-tJritish  and  French  support,  you  must  also  have  detected  this  weakness.  I  confess 
my  own  judgment  was  not  so  accurate.  Up  to  the  last  minute  it  seemed  to  me 
that  even  the  defeatist  groups  in  Czechoslovakia  itself  and  in  France  and  in 
c^reat  Britain  had  been  maneuvered  into  a  position  which  made  "peace  at  any 
price"  impossible. 

Naturally  I  agree  with  you  that  even  if  one  had  counted  on  the  betrayal  of 
Czechoslovakia,  it  would  have  been  impossible  to  predict  the  shameless  and 
intamous  manner  of  the  betrayal.  This  being  the  case,  it  is  at  least  a  good  thing 
that  Hitler  s  recent  speech  told  the  British  whom  they  may  have  in  their  govern- 
ment and  whom  they  may  not  have.     This  pretty  well  destroys  the  Chamberlain 


3586  INSTITUTE    OF   PACIFIC   RELATIONS 

claim  to  "peace  with  honor"  because  it  so  iusoleutly  emphasizes  the  dishonor. 
Moreover,  the  full  extent  of  the  British  and  French  defeat  is  rapidly  becoming 
visible,  and  it  is  a  good  thing  that  this  should  be  realized  at  once.  For  even  the 
Chamberlain  assumption  that  Hitler  will  not  be  cautiht  in  a  channel  which  leads 
him  away  from  Western  Europe  and  straight  toward  the  Soviet  Union  is  now 
being  disproved.  In  fact,  the  Soviet  Union  is  not  being  either  encircled  or 
isolated  but  both  its  political  position  and  its  strategic  position  have  been  un- 
doubtedly strengthened.  Politically  the  Soviet  Union  is  now  free  of  treacherous 
and  undependable  alliances.  At  the  same  time  Hitler  and  Mussolini  now  have  to 
face  the  choice:  whether  to  attack  a  country  which  is  unmistakably  prepared 
to  defend  itself  or  to  go  on  attacking  Great  Britain  and  France,  which  have 
just  as  unmistakably  shown  that  they  can  be  bullied  and  robbed.  In  the  circum- 
stances, there  can  hardly  be  a  doubt.  It  is  Britain  and  France  which  will  lose, 
not  the'  Soviet  Union.  Moreover,  Great  Britain  and  France  will  have  to  start 
sacrificing  their  own  interests,  as  the  supply  of  victims  like  Czechoslovakia  and 
Spain  is  running  out.  (Even  in  Czechoslovakia  and  Spain,  of  course,  it  is  not 
only  the  Czechs  and  the  Spanish  who  lose  but  the  British  and  French  also. )  How- 
ever, it  is  possible  that  the  next  major  encroachments  will  not  actually  be  in 
Western  Europe  but  in  the  Near  East  and  the  Far  East.  In  China  it  is  highly 
probable  that  the  Japanese  will  disguise  their  failure  to  secure  a  sweeping  victory 
over  tlie  Chinese  by  bullying  the  British  and  French  out  of  Shanghai  and  Hong- 
kong, forcing  them  to  close  the  Canton  and  Indochina  routes  of  military  supplies 
to  China.  In  this  case  what  China  loses  will  be  nothing  to  what  the  British  and 
French  lose,  for  the  Chinese  are  now  in  a  position  in  which  the  supply  of  foreign 
munitions  (always  exaggerated  in  importance  by  most  connuentators)  is  day  by 
day  of  less  importance  than  the  internal  organization  of  the  Chinese  people  itself. 
Lack  of  British  and  French  support  will  force  the  Kuomintang  wing  of  the  United 
Front  to  take  pi-ecisely  those  measures  which  have  already  been  proved  effica- 
cious in  the  North  and*  which  the  Kuomintang  would  have  avoided  as  long  as  it 
could  rely  on  British  and  French  aid. 

In  strategic  questions  the  Soviet  Union  is  also  strengthened.  It  does  not  have 
to  defend  the  awkward  salient  of  Czechoslovakia  but  can  dig  itself  in  on  its 
own  frontier,  while  any  attack  from  Europe  will  have  to  move  a  long  way  from 
the  Fascist  centers  of  strength  and  pass  through  the  doubtful  areas  of  east 
Europe  and  the  Balkans  where  all  kinds  of  national  and  other  rivalries,  though 
perhai)s  driven  underground  by  the  temporary  gain  of  Germany  in  strength  and 
prestige,  will  continue  to  smolder.  In  the  Far  East,  also,  it  is  almost  to  be 
hoped  that  the  Japanese  will  .succeed  in  taking  Hankow — after  suitably  heavy 
losses,  of  course ;  for  this  would  at  last  demonstrate  that  even  Hankow  cannot 
be  made  a  "decisive"  victory  by  Japan  but  only  expose  the  Japanese  to  increased 
perils  on  both  flanks  as  popular  resistance  is  organized  south  of  the  Yangtze  and 
the  already  organized  popular  resistance  in  the  north  develops  to  even  more 
effective  forms  of  warfare.  In  this  latter  regard  the  taking  of  Hankow  would 
divert  all  or  most  of  the  munitions  received  from  the  Soviet  Union  into  the 
strategic  area  of  the  Eighth  Route  Army  which  has  until  now  been  starved  of 
them.  This  means  two  things  :  A  shorter  distance  to  be  traversed  from  the  Soviet 
Union,  and  probably  a  more  effective  employment  of  the  munitions  by  the  Eighth 
Route  Army  than  by  the  main  armies  of  Chiang  Kai-shek. 

In  short,  dangerous  as  the  situation  is  all  over  the  world  (including  North  and 
South  America,  where  the  results  of  the  Munich  betrayal  cannot  but  strengthen 
agents  of  reaction)  I  cannot  see  any  possibility  of  the  simultaneous  attack  from 
east  and  west  which  alone  could  threaten  the  Soviet  Union.  There  are  certain 
parallels  and  of  course  many  differences  between  the  "isolation"  of  the  Soviet 
Union  and  the  "isolation"  of  the  United  States  which  I  do  not  know  how  to  assess 
properly. 

In  the  meantime,  we  are  settling  down  very  happily  here  in  Baltimore  and 
looking  forward  to  an  extremely  interesting  winter. 
Yours  ever, 

(t)  Owen  Lattimobe. 


INSTITUTE    OF   PACIFIC   RELATIONS  3587 

Exhibit  No.  556-H 

(Initials)   CHS.     KM.i 
SuNsm'  Fakm, 
Lee,  Mass.,  August  8, 1938. 
Owen  Lattimore,  Esq., 

Institute  of  Pacific  Relations, 

1795  California  Street,  San  Francisco,  Calif. 

Dear  Owen  :  Needless  to  say  Holland  and  I  appreciated  greatly  your  letter  of 
the  28th,  Fred  will  be  telling  you  on  your  arrival  in  San  Francisco  of  Takayan- 
agi's  visit  and  the  serious  situation  which  has  arisen  between  the  Japanese 
Council  on  the  one  hand  and  the  Chairman  of  the  Pacific  Council  and  the  Secre- 
tary General  on  the  other. 

Where  we  have  made  mistakes  we  want  to  rectify  them.  Where  disagreement 
is  due  entirely  to  misunderstanding  we  want  to  get  complete  understanding.  It 
is  a  fairly  complicated  situation  because  at  the  moment  British  and  Dutch 
cooperation  in  the  Secretariat  Inquiry  is  partly  conditioned  by  whether  or  not 
the  Japanese  Council  itself  cooperates. 

Holland  and  I  feel  that  every  possible  adjustment  should  be  made  that  does 
not  impair  either  the  project  or  the  integrity  of  the  International  Secretariat's 
capacity  to  serve  all  of  the  Councils.  As  Fred  will  have  told  you  Takayanagi  was 
never  more  friendly,  clear,  or  sincere.  He  has  made  a  very  deep  impression  on 
me.    He  has  come  on  a  very  difiicult  errand. 

Speaking  of  Takayanagi,  Dr.  Dafoe  wrote  me  on  July  25th  as  follows : 

"For  him  personally  I  have,  of  course,  the  highest  respect.  Privately  I  have 
no  doubt  he  needs  our  sympathy  and  understanding ;  and  to  the  extent  that  it 
can  be  done  without  capitulation,  we  must  show  him  respect,  attention  and 
consideration." 

In  view  of  this  situation  and  in  view  of  the  fact  that  it  is  a  matter  of  common 
knowledge  that  Amerasia  was  founded  to  "take  a  line,"  Holland  and  I  feel 
that  the  position  of  the  International  Secretariat  will  be  stronger  if  you  drop  off 
of  the  board  of  Amerasia.    I  have  just  wired  you  therefore  as  follows : 

"Many  thanks  for  yours  twenty-sixth.  Holland  self  generally  support  your 
view  on  your  role  as  expert  and  would  not  urge  you  seriously  restrict  your  writ- 
ing. But  we  both  feel  your  official  connection  with  Amerasia  is  legitimate 
Japanese  ground  for  complaint  and  in  view  of  present  strained  relations  would 
urge  you  consider  resigning  from  board  at  an  early  date  and  for  experimental 
period  of  say  three  months  refrain  from  contributing  signed  articles  to  Amerasia." 

We  hope  that  this  is  not  making  an  unfair  request.  We  do  not  wish  you  to 
restrict  your  writing  except  for  what  we  feeel  is  the  expression  of  rather 
definitely  provocative  personal  opinions  as  in  your  recent  review  of  the  Utley 
pamphlet. 

Field  will  doubtless  be  showing  you  the  papers  he  has  which  set  forth  the 
Japanese  objections. 

Borton  has  the  theory  that  between  the  time  that  the  Japanese  Council  pub- 
lished its  acceptance  of  the  Secretariat  project  in  the  Annual  Report  of  the  In- 
ternational Association,  and  the  sending  of  Viscount  Ishii's  cable  of  protest  to 
Dafoe  and  me,  some  very  stiff  action  must  have  been  taken  against  the  Japanese 
I.  P.  R.  either  by  the  war  office  or  the  foreign  office. 

Yasuo  is  still  optimistic  and  still  believes  that,  when  the  Japanese  Council 
realise  that  the  Inquiry  is  not  intended  to  name  aggressors  and  is  not  intended 
to  make  findings  and  judgments  and  that  we  generally  desire  Japanese  coopera- 
tion, they  will  cooperate. 

Hoping  to  hear  from  you  soon,  I  am 
Sincerely  yours, 

Edward  C.  Caeteb. 


88348— 52— pt.  10 21 


3588  INSTITUTE    OF   PACIFIC   RELATIONS 

Exhibit  No.  566-1 

(Initials)  wlh.    km.    For  advice. 

300  Oilman  Hall,  Johns  Hopkins  University, 

Baltimore,  Md.,  March  9,  1939. 
Mr.  F.  V.  Field, 

Institute  of  Pacific  Relations, 

129  East  Fifty-second  Street,  New  York  City. 
Dear  Fred:  Thanks  very  much  indeed  for  your  note  about  the  good  old 
Amerasia  question.  You  have  put  very  clearly  the  one  essential  question :  that 
my  vFithdrawal  would  be  an  admission  that  Amerasia  is  an  activity  not  in  keep- 
ing with  the  work  of  the  IPR  or  its  staff.  I  guess  I  was  groping  toward  this, 
but  had  not  quite  grasped  it.  I  wish  I  had  put  it  more  clearly  in  my  letter  to 
Carter.  This  makes  it  all  the  more  essential,  I  think,  that  you  and  Carter  and 
I  should  talk  this  over  altogether  at  the  same  time,  a  thing  I  do  not  think  we 
have  yet  done. 

In  the  meantime,  however,  I  think  that  if  Chi  is  appointed  to  Carter's  staff, 
you  could  go  ahead  and  withdraw  my  name. 
(Pencilled  in:    Agree  WLH.) 
Very  sincerely, 

Owen  Lattimore. 
OL:Y. 


Exhibit  No.  566-J 

(Pencilled  in)   "Copies:    Tarr,  Holland." 

Royal  York  Hotel, 
Toronto,  November  IJf,  1938. 
Owen  Lattimore,  Esq., 

300  Oilmore  Hall,  the  Johns  Hopkins  University, 

Baltimore,  Md. 

Dear  Owen  :  I  have  been  discussing  with  Dafoe  and  Tarr  the  whole  question 
of  freedom  in  writing  and  speaking  on  the  part  of  members  of  the  Secretariat, 
in  view  of  the  possibility  that  the  whole  matter  may  be  aired  at  the  January 
meeting  of  the  Pacific  Council.  Tarr  commented  on  your  role  as  editor  in  the 
following  terms.  He  does  not  favor  making  Pacific  Affairs  neutral,  but  rather 
making  it  more  lively,  fundamental,  and  provocative.  He  suggests,  for  example, 
that  instead  of  putting  your  most  challenging  articles  into  Amerasia  or  else- 
where, you  put  them  into  Pacific  Affairs,  sending  an  advance  manuscript  to  the 
Council  that  might  take  exception  so  as  to  permit  of  simultaneous  publication 
of  the  ablest  comment  or  counter  statement  by  the  Council  concerned.  If  it  is 
absolutely  impossible  to  get  the  reply  in  time,  provocative  articles  by  the  editor 
should  have  a  conspicuous  foreword  indicating  that  the  editor  is  aware  that  his 

views  are  likely  to  be  seriously  challenged  by  members  of  Council,  and 

that  therefore  an  advance  copy  of  the  article  has  been  sent  to  that  Council 
with  an  urgent  invitation  for  a  full  reply  in  time  for  publication  in  the  next 
issue.  Tarr  thinks  it  is  very  important  to  make  it  clear  to  the  whole  I.  P.  R. 
constituency  that  the  editor  has  made  every  effort  to  be  inclusive  and  to  get  the 
fullest  and  ablest  contributions  from  Japanese  and  from  believers  in  the  Japa- 
nese cause,  so  that  if  the  Japanese  do  not  play  ball,  there  will  be  prima  facie 
evidence  that  they  are  suffering  simply  through  default. 

Tarr  and  I  would  like  to  have  your  reaction  to  this  proposal.  You  and  Hol- 
land and  I  are  in  an  extraordinarily  difficult  position  as  the  servants  and  em- 
ployees of  eleven  Councils  with  as  disparate  and  antithetical  views  as  charac- 
terize these  Councils  at  the  present  time.  It  may  be  that  we  will  have  to  confess 
one  day  that  the  I.  P.  R.  was  conceived  in  the  Anglo-Saxon  tradition  of  fi*ee 
inquiry  and  that  it  can  no  longer  be  sponsored  by  Councils  in  countries  where 
this  tradition  has  been  repudiated.  In  the  meantime,  the  actual  position  is 
that  we  are  responsible  to  all  eleven  Councils  and  are  obliged  to  do  our  best 
to  give  the  fullest  expression  to  the  views  they  hold. 

With  reference  to  your  note  commenting  on  McWilliams'  letter,  I  have  a  ter- 
rible feeling  that  I  suggested  that  you  delete  the  allusion  to  the  fjict  that  Japan 
and  Russia  have  been  the  least  responsive  to  your  repeated  appeals  for  coopera- 
tion.   In  doing  so,  I  was  by  indirection  proposing  something  which  is  contrary 


INSTITUTE    OF   PACIFIC   RELATIONS  3589 

to  Tarr's  present  proposal  that  we  not  only  continue  to  invite  Japanese  contribu- 
tions, but  publicize  the  fact  that  we  have  repeatedly  sought  them. 

Since  talking  with  Tarr  and  Dafoe,  I  have  received  this  copy  of  your  immensely 
interesting  "hypotlienuse"  article  with  the  indication  that  it  has  been  submitted 
to  Anierasia  subject  to  my  approval.  I  do  not  approve  of  its  going  to  Amerasia 
over  your  signature  in  its  present  form,  because  I  do  not  think  it  is  cricket  for 
the  editor  of  Pacific  Affairs,  even  in  his  private  capacity,  to  indulge  in  ridicule 
of  the  youth  of  Japan  who  have  been  driven  off  to  fight  in  China.  The  "flying 
trapeeze"  paragraph  is  so  gorgeous  that  I  hate  to  object  to  it,  but  object  I  think 
I  must. 

As  a  means  of  making  Tarr's  suggestion  concrete,  I  am  wondering  what  you 
would  consider  to  be  the  pros  and  cons  of  sending  this  article  by  the  first  steamer 
to  Saionji,  indicating  that  it  is  the  best  analysis  of  the  situation  you  can  make 
in  the  light  of  Asiatic  history  and  present  world  forces.  You  could  then  state 
that  you  would  like  to  publish  in  the  same  issue  the  work  of  whatever  writer 
the  Japanese  Council  feels  is  best  qualified  to  put  forward  an  able  challenge  to 
this  thesis,  with  a  view  to  giving  the  Pacific  Affairs  public  throughout  the  world 
the  soundest  possible  basis  for  making  up  their  own  minds  on  the  question. 

If  you  should  decide  to  send  it,  there  are  one  or  two  other  points  at  which  it 
should  be  edited,  as  at  the  moment  it  is  addressed  to  an  American  and  not  to  an 
international  audience.  My  only  other  comment  on  the  article,  which  has  nothing 
to  do  with  the  foregoing,  is  whether  in  the  light  of  the  recent  statement  by  R.  A. 
Butler,  Under  Secretary  for  Foreign  xVffairs,  in  the  Hoiise  of  Commons  explain- 
ing that  the  British  Government  is  not  planning  to  invest  in  reconstruction  under 
Japanese  rule,  there  should  not  be  a  slight  twist  to  the  phrase  you  use  on  page  4. 
Of  course,  as  you  have  written  it,  you  are  very  cagey,  for  you  simply  say  that  the 
British  are  "talking  about"  investing.  I  do  not  for  a  moment  believe  that  Butler's 
statement  removes  the  possibility  that  they  may  actually  do  so. 

Have  you  ever  dropped  in  to  see  the  immaculate  Suma,  Counselor  of  the 
Japanese  Embassy  in  Washington,  who  was  so  long  in  Nanking  and  such  an  in- 
timate friend  of  Matsumoto?  He  is  reputed  to  be  an  exceedingly  able  person 
and  has  been  abroad  enough  to  know  how  to  state  things  in  terms  intelligible  to 
the  western  world.  Would  there  be  any  point  in  interesting  him  in  writing  for 
Pacific  Affairs,  adopting  the  Chatham  House  device  for  Foreign  Office  reviewers, 
a  nom  de  plume? 

Sincerely  yours, 

(t)  Edward  C.  Carter. 


Exhibit  No.  566-K 

October  26,  1936. 
Mr.   Owen  Lattimore, 

Chatham  House,  10  St.  James's  Square, 
London,  S.   W.   I.   England. 
Dear  Owen  :  Here  is  a  clipping  from  yesterday's  New  York  Times  on  a  sub- 
ject which  was  of  interest  to  you  sometime  ago.     Can't  you  find  somebody  in 
London  who  can  write  a  first  rate  article  on  British  communications  with  the 
Far  East,  both  commercial  and  military. 
Best  regards. 

Sincerely  yours, 

Frederick  V.  Field. 


Exhibit  No.  566-L 

[Telegram] 

Lee,  Mass.,  August  20. 
(Initialled:  L  F  ) 
Owen  Lattimore, 

1795  California  Street, 

Saji  Francisco,  Calif. : 
Do  not  understand  Amerasia  mix-up  on  Review  but  congratulate  Axnerasia  for 
printing  it.     In  view  developments  here  this  week   desire  withdraw  at  least 
temporarily  suggestion  you  resign  Amerasia  Board.     We  can  discuss  that  on  your 
arrival. 

E.  C.  Carter. 


3590  INSTITUTE    OF   PACIFIC   RELATIONS 

Exhibit  No.  566-M 

300  GiLMAN  Hall,  Johns  Hopkins  Universitt, 

Baltimore,  Md.,  March  8,  19S9. 
Mr.  F.  V.  Field, 

Institute  of  Pacific  Relations, 

129  East  Fifty-second  Street,  New  York  City. 

Dear  Fred  :  Recently  Carter  wrote  to  me  bringing  up  once  more  the  question 
of  my  resigning  from  Amerasia.  I  have  been  cudgeling  my  brains  about  this 
and  I  wonder  if  you  will  agree  that  the  following  are  the  salient  i)oints  to  be 
considered : 

Carter  says  that  this  would  be  a  good  time  for  me  to  withdraw  when  the  Secre- 
tariat is  not  actually  under  fire  from  Japan ;  Carter  adds  that  he  is  considering 
giving  a  Secretariat  appointment  to  Chi ;  apparently,  as  Chi  is  a  Chinese,  it  would 
not  be  necessary  to  ask  him  to  resign  from  Amerasia;  at  the  same  time  Carter 
thinks  it  would  be  a  bit  too  much  to  have  two  members  of  the  International 
Secretariat  on  the  Board  of  Amerasia,  and  this  is  a  further  reason  for  asking  me 
to  resign. 

Points  on  the  other  side : 

Your  main  reason  originally  for  asking  me  to  join  Amerasia  was  that  it  would 
indicate  that  there  was  no  rivalry  between  the  two  publications.  This  argument 
still  holds.  In  fact,  if  I  were  to  withdraw  now,  it  might  be  taken  to  mean  that  a 
strain  had  developed  between  Am,erasia  and  Pacific  Affairs. 

As  regards  withdrawing  from  Amerasia  while  not  under  fire,  that  is  a  perfectly 
good  point,  but  on  the  other  hand,  it  seems  to  me  that  by  doing  so  a  perfectly 
good  bargaining  counter  would  be  wasted.  If  the  Japanese  dislike  my  remaining 
on  Amerasia  as  much  as  all  that,  it  might  turn  out  that  there  would  be  a  quid  pro 
quo  which  they  would  offer  to  get  me  off. 

Of  course,  the  think  taken  as  a  whole  is  much  more  psychological  than  anything 
else  anyhow.  I  should  hate  being  hustled  off  Amerasia  by  Japanese  importunity 
when  the  Japanese  are  treating  free  speech  and  opinion  the  way  they  are  in  their 
own  country.  Yet  I  also  hate  the  idea  of  neatly  ducking  out  of  the  line  of  fire 
during  a  lull  in  controversy. 

So  much  for  my  point  of  view.  What  about  yours?  I  wish  we  could  consult, 
but  failing  that  I  am  herewith  giving  you  authority  to  withdraw  my  name  from 
the  editorial  board  of  Amerasia  if  Chi  should  be  appointed  to  Carter's  staff.  If 
something  should  go  wrong  with  that  arrangement,  then  the  whole  question  will 
not  be  so  urgent  and  I  may  have  an  opportunity  to  discuss  this  with  you  and 
Carter  at  the  same  time  a  little  later  on.  I  am  sending  a  copy  of  this  letter  to 
Carter. 

Yours  very  sincerely, 

Owen  Lattimore. 

OL:  Y. 


Exhibit  No.  566-N 
Pacific  Affairs 
Published  Quarterly  by  the  Institute  of  Pacific   Relations 
In  pencil :  note  and  ret.  to  ECC. 

300  Oilman  Hall,  Johns  Hopkins  University, 

Baltimore,  Md.,  March  8,  1939. 
Mr.  E.  C.  Carter, 

Institute  of  Paciflc  Relations,  129  East  Fifty-second  Street, 
New  York  City. 
Dear  Carter:  I  am  sorry  to  have  taken  so  long  replying  to  your  letter  sug- 
gesting again  my  resignation  from  Amerasia.  I  have  written  to  Eleanor  about 
this,  and  today  I  have  written  to  Fred  Field,  as  you  will  see  from  the  attached 
carbon  copy.  The  trouble  is  I  am  a  i>erson  of  excessively  vacillating  character, 
as  you  have  already  discovered,  and  hate  having  to  make  a  decision  while  I  am 
off  on  my  own  without  anyone  to  consult.  The  letter  to  Field  gives  what  seems 
to  me  the  chief  pros  and  cons  of  the  question.  As  you  see,  I  have  authorized 
him  to  take  my  name  off  in  case  you  should  confirm  your  decision  to  appoint 
Chi  to  your  staff.     This  ought  to  take  care  of  any  emergency  aspects  of  the 


ESrSTITUTE    OF   PACIFIC   RELATIONS  3591 

question,  and  the  other  aspects  I  should  like  to  be  able  to  discuss  with  you  and 
Field  simultaneously,  as  you  are  both  concerned  in  addition  to  myself. 
Yours  very  sincerely, 

(s)   Owen  Lattimore 
(t)   Owen  Lattimore. 
OL:Y. 


Exhibit  No.  566-P 

129  East  Fifty-second  Street, 
New  York  City,  February  15,  1939. 
Owen  Lattimore,  Esq., 

c/o  Presidents  House,  Q-rinnell  College,  Grinnell,  Iowa. 
Dear  Owen  :  In  your  letter  to  W.  Macmahon  Ball  of  February  6,  you  write  the 
following : 

"I  am  sending  a  carbon  copy  to  E.  C.  Carter,  who  may  overhaul  the 
original  with  a  fast  letter  to  you  asking  you  not  to  publish.  I  am  making  a 
general  practice  of  submitting  everything  I  write  to  Carter  so  that  he  can 
reprove  me  when  I  say  anything  unbecoming  a  propagandist  and  a  gentle- 
man." 
In  your  Pacific  Affairs  report  to  the  Pacific  Council  at  I'rinceton  you  vei7 
kindly  said : 

"Mr.  Carter  was  consulted  on  all  material  that  differed  in  the  slightest 

from  the  ordinary  routine;  and  this  of  course  meant  that  his  colleagues 

were  also  drawn  into  consultation." 

Under  these  circumstances  and  in  view  of  our  earlier  correspondence,  I  am 

wondering  whether  the  time  has  not  now  come  for  you  to  withdraw  from  the 

Amerasia  board.    I  remember  that  you  were  willing  to  do  so  last  year,  but  that  I 

withdrew   my  request  because   I   heard  that   the  Japanese  were   undertaking 

economic  reprisals  against  the  I.  P.  R.  in  San  Francisco. 

Now  that  relations  are,  for  the  time  being  at  least,  established  once  more  on 
a  basis  of  confidence  and  cooperation  between  the  International  Secretariat  and 
the  Japanese  Council,  I  am  wondering  whether  it  would  require  any  great  self- 
sacrifice  on  your  part  to  withdraw  from  the  Amerasia  Board. 

One  of  the  reasons  for  my  raising  this  matter  at  this  time  is  that  I  am  now 
inviting  Ch'ao-ting  Chi  to  serve  for  a  number  of  months  as  a  member  of  the 
International  Secretariat.  For  perfectly  obvious  reasons  I  do  not  wish  to  ask 
him  to  withflraw  from  the  Amerasia  Board.  I  do  feel,  however,  that  having 
botli  you  and  Chi  publicized  as  on  the  Amerasia* Board  is  open  to  question. 
Sincerely  yours, 

Edward  C.  Caktee. 


Exhibit  No.  566-Q 

129  East  Fiftt-second  Street, 
New  York' City,  August  10,  1938. 
Confidential. 

Owen  Lattimore,  Esq., 

1795  California  Street,  San  Francisco,  Calif. 

Dear  Owexn  :  As  you  will  read  between  the  lines,  what  I  am  trying  to  do  is : 
(1)  To  make  a  few  minor  concessions  so  as  to  see  whether  efforts  at  face-saving 
are  efficacious;  (2)  to  clear  up  misunderstandings  between  the  Secretary-Gen- 
eral and  Tokyo;  (3)  to  apologize  for  any  mistakes,  if  mistakes  have  been  made; 
(4)  to  preserve  all  that  is  essential. 

As  you  know,  from  the  very  start  there  has  been  a  misunderstanding  between 
Fred  and  me  about  your  role  on  Amerasia.  He  thought  in  the  very  first  instance 
that  my  saying  that  there  was  no  objection  to  his  talking  to  you  about  Amerasia 
meant  that  I  approved  of  his  inviting  you  to  serve  on  the  Amerasia  board.  I  was 
surprised  when  I  first  learnt  that  you  had  accepted  a  position  on  the  board. 
I  was  not  only  surprised  but  disapproved.  I  was  reluctant  to  raise  the  issue  at 
the  time  and  still  am.  Why  should  I  be  cracking  down  on  free  speech  when  I 
am  attacking  more  highly  placed  persons  all  over  the  world  for  doing  the  same 
thing? 

I  am  particularly  eager,  if  you  can  conscientiously  do  so,  to  have  you  resign 
from  Amerasia  before  the  circulation  of  the  next  issue  which  contains  a  flaming 


3592 


INSTITUTE   OF   PACIFIC  RELATIONS 


article  by  Peffer  which  is  likely  to  be  the  last  straw  for  many  Japanese  readers 
of  Amerasia.  This  is  not  to  say  that  I  disapprove  of  Peffer  writing  that  kind 
of  article,  nor  do  I  disapprove  of  Ameraisa  publishing  it,  but  it  is  the  kind  of 
wholesale  condemnatory  diatribe  which  cannot,  as  I  conceive  it,  be  sponsored 
by  a  member  of  the  International  Secretariat  so  long  as  the  Japanese  Council 
is  a  full  member  of  the  Pacific  Council.  Needless  to  say  I  have  not  mentioned  to 
Takayanagi  the  fact  that  before  his  arrival  I  raised  with  you  the  question  of 
your  relationship  to  Amerasia. 

SiBce  he  has  come  and  from  letters  from  other  visitors  from  Japan,  I  gather 
that  some  members  of  the  Japanese  Council  feel  that  you  are  not  quite  fair  in 
editing  Pacific  Affairs.  I  gather  that  some  of  them  have  noted  that  when  Hub- 
bard wrote  his  article  criticizing  the  Soviet  Union,  you  made  it  possible  for  an 
author,  friendly  to  Russia,  to  print  a  reply  in  the  same  issue.  Also  in  the  June, 
1938,  issue  in  which  the  article  by  Yanaihara  on  the  Problems  of  Japanese  Ad- 
ministration in  Korea  was  printed,  there  was  your  editorial  comment  expressing 
another  point  of  view,  under  the  title,  "What  Korea  pays  for  Japanese  Rule." 
I  think  the  leaders  of  the  Japanese  Council  imagine  that  articles  and  editorials 
critical  of  Japan  have  not  been  submitted  to  them  since  the  war  broke  out  in  time 
for  them  to  be  able  to  make  comments  to  be  included  in  the  same  issue  of 
Pacific  Affairs. 

If  it  is  not  too  much  trouble,  I  wish  that  you  or  Mrs.  Ward  would  dig  out  of 
your  files  pertinent  quotations  from  your  letters  to  the  Japanese  Council  over  the 
past  year  and  a  half  or  two  years,  in  which  I  know  you  have  repeatedly  asked 
them  for  articles  and  comments  on  the  articles  of  others. 

At  this  stage  I  do  not  wish  you  to  write  to  Saionji  or  any  other  member  of 
the  Japanese  Council,  jumping  on  them  for  lack  of  cooperation,  but  I  would  like 
to  have,  for  private  reference,  during  this  next  highly  difficult  fortnight,  enough 
of  the  actual  record  of  your  dealings  with  Tokyo  to  enable  me  to  assure  people 
like  Dafoe,  if  Takayanagi  speaks  of  Pacific  Affairs,  that  you  have  worked  harder 
to  get  participation  from  the  Japanese  Council  than  from  any  other  member 
group. 

Sincerely  yours,  (t)  Edward  C.  Carter. 


Exhibit  No.  566-R 

Publications  Meeting 

New  York,  July  9,  19S4. 
Present :  Barnes 

Lattimore 

Shiman 

Ca  rter 

Austern 

Lasker 

Mitchel 
Mr.  Lattimore  produced  the  statement  showing  the   distribution  of  Pacific 
Affairs  as  of  July  9th,  as  follows  : 


Paid 

Mem- 
bers 

Ex- 
change 

Com- 
pli- 
men- 
tary 

Paid 

Mem- 
bers 

Ex- 
change 

Com- 
pli- 

men- 
tary 

Foreign: 

6 
44 
65 
71 

6 
15 

9 
12 
13 
14 

7 

44 

325 

85 

"""135" 
'"163' 

6 

5 
20 
15 
9 
11 
1 
8 
1 
2 
1 
1 
1 

15 
11 
19 
14 
6 
1 
2 
18 

I 
10 

Foreign— Continued 
Poland 

1 
2 
4 

1 
1 
8 

1 

60 

9 
407 

Sweden...    

1 
5 

China     

Switzerland 

Straits    Settle- 
ments  

Spain 

7 

England 

Germany 

India 

U.  S.  S.  R 

Palestine 

Domestic: 

9 

Java               -     - 

105 
56 

3 

3 
35 

14 

New  Zealand 

Philippine    Is- 
lands  

1£ 

Denmark 

United  States... 

Grand    total, 
1941      sub- 
scriptions... 

10 

1 

Fiji 

1 

761 

855 

138 

Hungary 

Italy 

1 
3 

1 

176 

INSTITUTE    OF   PACIFIC   RELATIONS  3593 

When  Mr.  Carter  congrratulated  Mr.  Lattimore  on  this  growing  circulation. 
Miss  Austern  remarked  with  much  feeling  that  subscriptions  wei'e  all  very  well 
but  what  could  be  done  when  they  weren't  paid.  The  China  Council,  for  example, 
owes  over  $125  for  subscriptions  and  won't  do  anything  about  it.  The  members 
of  Chatham  House,  on  the  other  hand,  are  extremely  prompt  in  paying  up. 
Australia,  New  Zealand,  the  Philippines  and  Japan  are  all  in  arrears  in  pay- 
ments. 

Mr.  Lattimore  next  raised  the  question  of  Herr  Hans  Pfotenhauer  who  has 
been  writing  asking  to  become  the  exclusive  agent  for  Pacific  Affairs  in  Germany. 
While  it  would  be  very  desirable  to  have  a  German  agent,  Mr.  Lattimore  felt  that 
it  would  not  be  wise  to  give  anyone  exclusive  rights.  This  opinion  was  shared  by 
the  others  present. 

Advertising. — In  the  matter  of  advertising  in  Pacific  Affairs,  Mr.  Lattimore 
considered  that  it  would  be  justifiable  and  desirable  if  it  were  restricted  to 
publishers  and  books,  on  an  international  basis.  A  real  service  could  be  per- 
formed in  bringing  to  the  attention  of  readers  in  other  countries  such  things  as 
the  publications  of  the  Commercial  Press,  which  gets  out  a  great  deal  of  material 
in  English  about  which  little  is  known.  Mr.  Carter  said  that  he  would  approve 
of  the  plan  subject  to  two  conditions  : 

(1)  That  it  was  not  started  until  it  could  be  done  on  a  really  international 
basis.  By  this  he  did  not  mean  that  every  country  in  the  I.  P.  R.  should 
have  to  be  represented  but  that  at  least  five  major  countries  should  be  in- 
cluded. 

(2)  That  the  advertising  be  confined  to  really  academic  subjects. 
Bihliooraphical  Section. — Mr.  Carter  briefly  described  the  present  situation 

with  regard  to  the  preparation  of  bibliographical  material  in  the  Chinese,  Japa- 
nese and  Russian  fields  for  use  in  Pacific  Affairs.  While  in  Peiping  he  and 
Holland  had  proposed  that  Nankai  University  and  the  National  Library  in 
Peiping  should  collaborate  on  the  preparation  of  such  material,  with  the  China 
I.  P.  R.  acting  as  coordinator.  The  matter  had  also  been  taken  up  with  the 
Communist  Academy  Library  in  Moscow,  which  had  agreed  to  furnish  material 
in  the  Russian  field.  Mr.  Holland  had  an  assistant  in  Tokyo  who  was  working 
on  the  preparation  of  the  Japanese  material.  Mr.  Carter  had  gone  ahead  with 
these  arrangements  on  the  strength  of  Lattimore's  cable  to  him  approving  the 
idea  of  a  bibliographical  section. 

Mr.  Lattimore  said  that  though  he  had  cabled  approval  of  obtaining  critical 
bibliographical  material  in  the  Chinese,  Japanese  and  Russian  fields,  he  was  not 
at  all  convinced  that  this  material  should  go  into  Pacific  Affairs.  If  a  biblio- 
graphical section  was  to  be  introduced  he  would  strongly  advocate  that  it  take 
form  of  an  article  analysing,  criticizing  and  commenting  on  the  material  rather 
than  a  regulation  listing  of  the  books.  His  aim  was  to  get  a  wider  circulation 
for  the  magazine  among  the  general  reading  public  and  he  felt  that  it  would 
make  the  magazine  unbalanced,  as  well  as  scare  off  the  kind  of  i-eaders  he  was 
trying  to  attract,  to  include  a  large  bibliographical  section  and  continue  to  have 
only  a  few  regular  articles.  A  well-written  article  describing  what  had  been 
done  in  the  field  of  Chinese  or  Russian  studies  and  estimating  the  relative  im- 
portance of  the  books  and  articles  would  be  of  far  greater  interest  and  use  to  all 
except  advanced  scholars  in  the  field. 

Mr.  Lasker  suggested  that  it  might  be  possible  to  do  a  series  of  subject 
bibliographies  over  a  wider  range  of  time,  covering,  say,  the  material  appearing 
in  the  last  five  to  ten  j-ears. 

Mr.  Barnes  asked  whether  the  Pacific  Council  could  not  get  out  the  biblio- 
graphical IniUetin  as  a  regular  service  to  In.stitute  members  and  entirely  separate 
from  Pacific  Affairs.  This  might  be  done  from  the  Central  Library  in  Honolulu. 
The  material  and  the  critical  analysis  and  selection  would  have  to  be  done  in 
each  country,  but  it  could  be  then  sent  to  Honolulu  and  all  that  would  be  neces- 
sai-y  would  be  to  have  a  librarian  who  was  able  to  compile  and  edit  the  material 
into  final  form. 

Mr.  Carter  explained  that  Wellington  Liu  was  preparing  a  brief  bibliography 
with  the  idea  of  its  being  used  in  Pacific  Affairs  and  that  it  might  be  advisable 
to  wait  until  it  arrived  and  then  see  what  kind  of  stuff  it  was  and  how  it  could 
best  be  used. 

The  question  was  dropped  for  the  moment,  to  be  taken  up  at  later  interviews 
between  ECC  and  OL. 

Mr.  Lattimore  then  brought  up  the  question  of  Mao's  article  which  he  felt 
should  most  certainly  be  printed  in  Pacific  Affairs  though  it  might  cause  trouble 
in  both  China  and  Japan.     It  would  be  necessary  to  condense  it  somewhat  and  he 


3594  INSTITUTE   OF   PACIFIC   RELATIONS 

suggested  that  C.  C.  Wang  might  be  asked  to  do  this.  There  was  general  agree- 
ment that  the  article  should  be  printed  and  the  ways  and  means  were  left  to  Mr. 
Lattimore  to  decide. 

With  regard  to  the  future  place  of  printing  Pacific  Affairs  it  was  felt  that  in 
spite  of  the  lower  costs  of  printing  in  both  China  and  Japan,  the  danger  of  censor- 
ship, tlie  pressure  of  the  local  group,  and  similar  factors  made  it  more  desirable 
to  continue  to  print  in  New  York  and  to  find  a  managing  editor  to  be  in  charge 
whi^e  Lattimore  was  away. 

Before  the  meeting  adjourned  Mr.  Lattimore  produced  a  Ph.  D.  thesis  of  a 
young  Chinese  studying  at  Columbia  which  he  said  had  aroused  very  favorable 
comment  and  was  considered  by  many  to  embody  an  entirely  new  analysis  and 
interpretation  of  China's  economic  development.  The  study  is  called  Key  Eco- 
nomic Areas  in  Chinese  Histonj,  as  revealed  in  the  development  of  public  works 
for  water  control.  Mr.  Lattimore  explained  that  the  author,  Ch'ao-Ting  Chi 
was  trying  hard  to  raise  the  money  to  have  it  published  by  the  Columbia  Uni- 
versity Press,  so  far  unsuccessfully,  and  suggested  that  possibly  the  I.  P.  R. 
might  consider  getting  it  published.  It  would  have  to  l>e  completely  rewritten, 
as  it  was  practically  vmintelligible  in  its  present  form.  Mr.  Lattimore  had 
already  started  revising  parts  of  it  and  was  planning  to  use  a  section  as  an 
article  for  Pacific  Affairs. 


Exhibit  No.  566-S 

May  16,  1944. 
Dr.  Ch'ao-ting  Chi. 

Care  of  Central  Bank  of  China,  Chungking. 

Dear  Chi  :  I  have  not  forgotten  our  conversation  last  September  about  the 
possibility  of  your  doing  something  further  on  your  study  of  wartime  economic 
developments  in  China.  I  hope  that  the  chances  of  your  doing  this  have  now 
improved  as  a  result  of  your  new  job  in  the  Research  Department  in  the  Central 
Bank,  which  ought  to  give  you  more  opportunity  for  writing.  I  should  appreciate 
hearing  from  you  on  this  matter.  Possibly  you  could  send  your  reply  via  Adler 
or  George  Taylor  or  Owen  Lattimore. 

Our  budget  situation  is  such  that  I  doubt  if  we  could  put  up  more  than  $750 
for  this  particular  work,  particularly  as  we  invested  so  much  in  the  original 
project.  At  present  prices  I  realize  that  $750  amounts  to  very  little,  but  I  doubt 
if  we  can  spare  more.  It  will  probably  be  necessary,  therefore,  to  concentrate 
on  one  or  two  aspects  of  the  subject  instead  of  trying  to  complete  the  whole 
book.    You  might  let  me  know  you  ideas  on  this. 

If  possi])le,  I  should  like  to  have  part  of  your  report  available  as  a  document 
for  the  I.  P.  R.  conference  which  is  to  be  held  early  next  January  at  Virginia 
Hot  Springs.     We  should  need  to  receive  it  by  November  30  at  the  latest. 

How  are  things  going  in  your  new  job?  I  would  be  interested  to  learn  some- 
thing about  the  program  of  the  Central  Bank's  Research  Department  and  also 
to  receive  some  of  its  publications.  Hsu  is  still  working  for  us,  doing  a  good 
job,  but  we  are  very  much  hampered  by  the  difliculty  in  getting  materials  from 
China.  Clippings  seem  to  be  terribly  delayed  in  arriving,  probably  because  they 
are  detained  by  the  American  censorship  for  copying.  Carter  and  I  would  be 
glad  to  have  your  off-the-record  comments  on  developments  in  the  China  I.  P.  R. 
Please  feel  free  to  talk  quite  frankly  to  Taylor  and  Lattimore  about  this. 

Best  Wishes. 

Sincerely  yours, 

(t)   W.  L.  Holland. 

Mr.  Lattimore,  do  you  recall  during  the  hearings  before  the  Senate 
Foreign  Relations  Committee  2  years  ago,  identifying  a  letter  that 
you  wrote  to  JNIr.  Joseph  Barnes  on  June  15, 1943  ? 

Mr.  Lattimore.  Yes ;  I  do. 

IVIr.  Morris.  Has  a  copy  of  that  been  given  to  you  this  morning  ? 

Mr.  Lattimore.  Yes ;  it  has. 

Mr.  Morris.  Mr.  Chairman,  may  that  go  into  the  record  ?  That  is 
a  copy  made  of  the  letter  that  was  introduced  before  the  Senate  For- 
eign Relations  Committee  and  which  was  identified  as  a  letter  written 
by  Mr.  Lattimore  at  that  time,  and  which  he  now  affirms  that  he  did 
write  to  Mr.  Barnes. 


INSTITUTE   OF   PACIFIC   RELATIONS  3595 

The  Chairman.  Very  well,  it  may  be  inserted  into  the  record. 

(The  document  referred  to  was  marked  "Exhibit  No.  567"  and  is  as 
follows:) 

Exhibit  No.  567 

111  SuTTEK  Street, 
San  Francisco,  Calif.,  June  15,  194S. 
Mr.  Joseph  Barnes, 

Office  of  War  Information, 

22Jt  West  Fifty-seventh  Street,  New  York,  N.  Y. 

Dear  Joe  :  In  your  capacity  as  a  member  of  our  Personnel  Security  Committee 
there  are  certain  things  which  you  ought  to  know  about  Chinese  personnel.  It 
is  a  delicate  matter  for  me  to  tell  you  about  these  things  because  of  my  recent 
oflScial  connection  with  Generalissimo  Chiang  Kai-shek.  For  that  reason  I  am 
marking  this  communication  secret. 

When  we  recently  reduced  the  number  of  our  Chinese  staff  in  New  York  it  was 
quite  obvious  that  there  was  going  to  be  trouble  and  that  this  trouble  would 
take  the  form  of  accusations  against  the  remaining  personnel.  The  fact  is  that 
certain  of  the  persormel  with  whose  services  we  dispensed  had  connections  out- 
side the  office.  This  leads  directly  into  the  main  question.  It  is  extremely  im- 
portant from  the  point  of  view  of  security  that  intelligence  information  should 
not  leak  out  of  our  office  through  our  Chinese  personnel.  It  is  an  open  secret  in 
Washington  that  the  security  of  various  Chinese  agencies  there  is  deplorable. 
Any  pipeline  from  our  office  to  any  of  those  agencies  is  not  a  pipeline  but  prac- 
tically an  open  conduit. 

However,  it  is  not  only  a  question  of  Chinese  Government  agencies.  There 
is  also  a  well-organized  and  well-financed  organization  among  the  Chinese  in 
this  country  connected  with  Wang  Ching-wei,  the  Japanese  puppet.  This  can  be 
traced  back  to  the  history  of  the  Chinese  revolution  as  a  whole.  To  present  it 
in  the  fewest  possible  words :  Sun  Yat-sen  was  largely  financed  for  many  years 
by  Chinese  living  abroad.  Not  only  Sun  Yat-sen  but  Wang  Ching-wei  had  close 
connections  among  the  overseas  Chinese.  However  much  he  is  a  traitor  now, 
the  fact  must  be  recognized  that  Wang  Ching-wei  is  a  veteran  of  Chinese  politics 
with  connections  which  he  has  nourished  for  many  years  among  Chinese  com- 
munities abroad,  including  those  in  the  United  States. 

Chinese  in  the  United  States  come  almost  exclusively  from  a  few  localities  on 
the  coast  of  China,  practically  every  one  of  which  is  now  occupied  by  the  Jap- 
anese. Thus  these  Chinese  in  America  have  both  family  connections  and  finan- 
cial investments  which  are  under  the  control  of  the  Japanese,  and  because  of 
his  years  of  political  organizing  work  Wang  Ching-wei  knows  all  of  these  con- 
nections and  can  apply  pressure  through  them. 

On  the  other  side  there  is  a  special  organization  within  the  Kuomiutang  or 
Chinese  Nationalist  Party  at  Chungking  which  is  charged  with  maintaining 
political  and  financial  connections  with  Chinese  overseas.  This  overseas  bureau 
also  has  a  detailed  knowledge  of  the  Chinese  communities  in  America  and  is 
able  to  apply  pressure.  Thus  there  is  a  very  intense  conflict  going  on  every  day 
in  every  Chinatown  in  America  between  the  Wang  Ching-wei  agents  and  those 
of  the  Kuomintang.  It  must  be  remembered  that  while  the  Kuomintang  is  able 
to  operate  in  a  private  way  as  a  political  party  among  Chinese  residents  in 
America,  it  is  also  the  party  which  "owns"  the  Chinese  Government  and  is  thus 
able  to  make  use  of  Chinese  Government  agencies. 

Thirdly,  there  are  numerous  Chinese  in  America  who  are  politically  unaf- 
filiated. There  are,  of  course.  Communists  but  they  have  neither  the  money  nor 
the  organization  of  the  Wang  Ching-wei  and  Kuomintang  groups.  The  genuinely 
unaffiliated  Chinese  are  a  curious  compound  product  of  Chinese  politics  and 
American  environment.  They  tend  to  be  intensely  loyal  to  China  as  a  country, 
without  conceiving  that  the  Kuomintang  or  any  other  political  organization  has 
a  monopoly  right  to  control  of  their  thoughts  and  actions.  They  are  like  Amer- 
icans;  they  like  to  give  their  political  allegiance,  not  to  have  it  demanded  of 
them.  Thev  are  reluctant  to  support  a  regimented  series  of  causes  laid  down 
for  them  under  orders;  like  Americans,  they  often  give  moral  and  financial 
support  to  a  scattered  number  of  causes,  some  of  which  may  even  conflict  with 
each  other  to  a  certain  extent. 

The  conflict  between  the  Wang  Ching-wei'  organizing  group  and  the  Kuomin- 
tang organizing  group  in  America  cannot  be  fought  out  in  the  open.  Both  sides 
have  very  good  reasons  for  not  courting  publicity.  Each  is  anxious  to  bring  into 
its  fold  as  many  of  the  unaffiliated  Chinese  as  possible.    Each  is  also  anxious 


3596  INSTITUTE    OF   PACIFIC   RELATIONS 

not  to  be  exposed  as  an  "un-American"  organization  or  a  foreign  political  group 
working  on  American  soil.  Both  of  them  accordingly  find  it  very  good  tactics 
not  only  to  cover  up  themselves  but  to  put  pressure  on  those  whom  they  are 
trying  to  bring  under  their  control,  to  accuse  unaffiliated  Chinese  of  being  Com- 
munists. This  is  an  accusation  which  covers  up  the  accuser  at  the  same  time 
that  it  puts  pressure  on  the  accused. 

One  of  the  outstanding  rallying  points  of  the  unaffiliated  Chinese  in  America 
is  the  New  China  Daily  News  in  New  York.  This  is  controlled  by  an  organiza- 
tion of  laundrymen.  I  understand  that  the  shareholders  number  two  or  three 
thousand  and  that  they  take  an  active  interest  in  the  newspaper.  The  essential 
thing  about  these  laundrymen  is  that  in  the  nature  of  their  business  they  are 
independent  small-business  men.  This  means  that  they  are  on  the  one  hand  fairly 
vvell  insured  against  Communist  theology,  since  the  small-business  man  of  what- 
ever nationality  is  likely  to  be  a  man  who  had  made  his  way  by  his  own  initia- 
tive and  enterprise  and  is  therefore  extremely  suspicious  of  collectivist  economic 
theories.  On  the  other  hand,  these  Chinese  small-business  proprietors  are  reluc- 
tant to  submit  themselves  unquestiouingly  to  the  control  of  the  vested  interests 
which  have  grown  up  in  China  in  association  with  the  dominant  Kuomintang. 
The  New  China  Daily  News  would  probably  not  come  under  much  pressure  if  it 
were  not  for  the  fact  that  it  is  one  of  the  best  edited  Chinese  papers  in  America 
v/ith  a  growing  circulation.  It  does  not  need  to  be  subsidized  or  supported  by  a 
patron,  like  many,  perhaps  the  majority,  of  Chinese  papers.  It  pays  dividends 
on  its  own  merits.  A  number  of  Chinese  language  papers  in  America  receive 
subsidies  from  the  Kuomintang.  At  least  two,  and  perhaps  three,  receive  sub- 
sidies from  the  Wang  Ching-wei  group.  One  or  two  others  trace  back  to  the 
group  within  the  Kuomintang  which  was  at  one  time  headed  by  the  late  Hu 
Han-min,  a  leader  of  the  right-wing  faction  within  the  Kuomintang.  The  Hu- 
Ilan-min  group,  though  once  regarded  as  right-wing  conservatives,  are  now 
regarded  in  China  as  "old-fashioned  liberals" — liberal,  so  to  speak,  short  of  the 
New  Deal.  They  are  less  bitterly  involved  in  Chinatown  politics  than  the  Wang 
Ching-wei  and  Kuomintang  groups.  The  two  latter,  which  are  engaged  in  hand- 
ing out  carefully  colored  news  and  doctored  editorial  policies,  are  intensely 
jealous  of  and  hostile  to  an  unaffiliated  paper  like  the  New  China  Daily  News, 
which,  so  to  speak,  flaunts  its  sins  by  being  so  readable  that  the  Chinese  public 
in  America  buys  it  for  its  own  sake. 

It  would  be  rash  to  say  that  there  are  no  Communists  connected  with  the  New 
China  Daily  News.  Here  it  is  necessary  to  consider  another  peculiarity  of  the 
politics  of  Chinese  living  out  of  China.  These  Chinese  are  far  from  being  tied 
to  the  chariot  wheels  of  Moscow  ;  but  when  it  comes  to  resisting  the  trend  toward 
totalitarian  regimentation  within  China  they  are  often  willing  to  support  parts 
of  the  program  advocated  by  the  Chinese  Communists  within  China.  This  is 
so  much  a  part  of  the  pattern  of  politics  of  Chinese  living  out  of  China  that 
it  is  not  uncommon  to  find  wealthy  men,  even  millionaires,  supporting  the  pro- 
gram of  the  Chinese  Communists  in  whole  or  in  part.  This  was,  for  instance, 
conspicuous  in  Malaya  before  the  fall  of  Singapore.  For  such  prosperous  and 
independent  Chinese  it  was  a  question  either  of  backing  their  independent  judg- 
ment of  the  steps  that  needed  to  be  taken  toward  creating  a  working  democracy 
within  China,  or  of  paying  financial  tribute  to  the  Kuomintang,  which  sometimes 
tends  to  be  autocratic,  and  not  infrequently  spurns  advice  from  Chinese  abroad 
at  the  same  time  that  it  demands  their  financial  contributions. 

In  the  specific  setting  of  America,  it  is  the  independent  small-business  man, 
like  the  laundryman,  rather  than  the  very  few  wealthy  merchants  who  most 
conspicuously  maintain  this  tradition  of  political  independence.  In  America, 
some  of  the  most  wealthy  individuals  are  either  committed  to  Wang  Ching-wei 
and  his  puppet  Japanese  party  or  at  least  are  hedging  until  they  have  a  better 
idea  of  how  the  war  is  finally  going  to  turn  out. 

In  the  circumstances  we  have  to  be  extremely  careful  about  our  Chinese  per- 
sonnel. While  we  need  to  avoid  recruiting  any  Chinese  Communists  we  must  be 
careful  not  to  be  frightened  out  of  hiring  people  who  have  loosely  been  accused 
of  being  Communists.  We  have  to  be  at  least  equally  careful  of  not  hiring 
people  who  ai"e  pipelines  to  the  Wang  Ching-wei  or  to  one  or  other  of  the  main 
factions  within  the  Kuomintang.  After  all,  as  an  American  Government  agency 
we  should  deal  with  the  Chinese  Government  or  regular  agencies  of  the  Chinese 
Government,  but  should  not  get  in  the  position  of  committing  ourselves  to  the 
Kuomintang,  the  political  party  which  controls  the  Chinese  Government,  as  if 
it  were  itself  the  Chinese  Government.  You  will  recognize  the  importance  of 
this  proposition  and  the  delicacy  which  it  requires  on  the  operational  level. 


INSTITUTE    OF    PACIFIC    RELATIONS  3597 

For  our  purposes,  it  is  wise  to  recruit  as  many  unaffiliated  Chinese  as  we 
can,  to  pick  people  whose  loyalty  will  be  reasonably  assured  on  the  one  hand  by 
the  salaries  which  we  pay  them  and  on  the  other  hand  by  the  fact  that  they  do 
not  receive  salaries  or  subsidies  from  somewhere  else. 

Mr.  Chi  and  Mr.  Chew  Hong,  both  of  our  New  York  office,  conform  excellently 
to  these  requirements.  Mr.  Chi  I  l)ave  known  for  many  years.  Until  his  family 
estates  were  occupied  by  the  Japanese,  he  was  a  wealthy  landlord.  He  was 
brought  up  in  the  older  scholastic  tradition  in  China,  before  the  spread  of  modern 
western  education,  but  at  the  same  time  he  is  keenly  interested  in  the  national 
unification  of  China  and  the  orderly  development  of  a  stable  political  organiza- 
tion there.  I  know  by  long  experience  that  he  is  anything  but  a  Communist ;  I 
also  know  that  because  of  bis  seniority,  his  background  of  independent  wealth, 
and  his  superior  mentality  he  is  not  a  man  to  be  pushed  around  by  party  bureau- 
crats. Chew  Hong  is  a  much  younger  man,  but  one  whom  Dr.  Chi  trusts  and  of 
whose  integrity  he  is  convinced.  There  is  something  in  their  relationship  of  the 
old  Chinese  standards  of  disciple  and  master.  As  long  as  Dr.  Chi  stands  in  the 
relationship  of  loyal  friendship  to  me  and  the  loyalty  of  an  honest  employee  of 
an  American  Government  agency,  there  will  be  no  difficulty  with  either  men,  no 
irresponsible  playing  with  Chine.se  politics,  and  no  leakage  to  any  Chinese  faction. 

The  retention  of  both  men  is  therefore  a  guaranty  to  the  secrecy  and  security 
of  the  work  of  the  OWI  as  well  as  a  guaranty  of  the  confident  fulfillment  of  di- 
rectives. I  urge  you  not  to  be  high-pressured  into  getting  rid  of  either  man.  I 
know  that  both  men  may  be  subjected  to  attacks.  Given  time  to  work  on  it,  I 
could  undoubtedly  trace  such  attacks  to  their  origin  and  give  you  the  full  details. 
I  doubt  whether  the  Personnel  Security  Committee  of  OWI  would  be  able  to 
trace  such  attacks,  rooted  in  the  intricacies  of  Chinese  factional  politics,  to  their 
source ;  but  I  should  not  like  to  see  us  placed  in  a  position  where,  after  getting 
rid  of  people  now  attacked,  we  would  be  forced  to  hire  people  who  would  actually 
be  the  nominee  of  factions  not  under  our  control. 

It  is  for  this  reason  that  I  have  written  this  long  letter  to  urge  you  to  report 
to  our  Personnel  Security  Committee  the  necessity  for  exercising  pronounced 
agnosticism  when  any  of  our  Chinese  personnel  are  attacked. 

In  the  meantime  I  am  doing  my  best  to  check  over  our  Chinese  personnel  in 
San  Francisco. 

Once  more  I  urge  you  to  observe  the  strictest  coufidonee  in  acting  on  this 
letter,  because  in  certain  quarters  it  might  be  considered  that  I  am  under  a  moral 
obligation  to  see  that  OWI  is  staffed  with  Chinese  who  take  their  orders  from 
some  source  other  than  the  American  Government. 
.     Yours, 

Owen  Lattimore, 
Director,  Pacific  Operations. 

Mr.  Morris.  Was  Chu  Hong,  ayIio  was  mentioned  in  that  letter,  an 
employee  of  the  OWI  ? 

Mr.  Lattimore.  Yes. 

Mr.  Morris.  What  position  did  he  hold? 

Mr.  Lattimore.  I  don'f  remember  the  classification  of  his  position. 
He  was  an  assistant  translator  to  Dr.  Chi. 

Mr.  Morris.  Do  you  know  if  he  was  also  knowai  as  Chu  Tong? 

Mr.  Lattimore.  Yes;  that  is  the  same  man. 

Mr.  Morris.  Mr.  Chairman,  that  is  admitted  into  the  record  is  it 
not? 

The  Chairman.  Yes. 

Mr.  Morris.  Was  there  a  fixed  policy  determined  by  the  Joint 
Chiefs  of  Staff  that  the  Office  of  War  Information  would  not  engage 
in  any  attacks  upon  the  Emperor  or  his  family  ? 

Mr.  Lattimore.  I  believe  there  was  such  a  ruling.  I  don't  remem- 
ber whether  it  came  from  the  Joint  Chiefs  of  Staff. 

Mr.  Morris.  Did  you  ever  violate  this  directive  or  this  ruling  di- 
rectly or  indirectly  ? 

Mr.  Lattimore,  No,  sir. 


3598  INSTITUTE   OF   PACIFIC   RELATIONS 

Mr,  Morris.  Did  you  ever  try  to  make  use  of  an  attack  by  Sun  Fu  on 
the  Emperor  ? 

Mr.  Lattimore.  Yes ;  I  believe  that  was  quoted  in  part  in  a  broad- 
cast from  San  Francisco. 

Mr.  Morris.  Were  you  responsible  for  that  broadcast? 

Mr.  Lattimore.  I  was  responsible  as  head  of  the  San  Francisco  of- 
fice; yes. 

Mr.  Morris.  Was  not  that  an  attack  on  the  Emperor? 

Mr.  Lattimore.  No,  sir. 

Mr.  Morris.  Is  it  your  testimony  that  it  was  not  an  attack  on  the 
Emperoi-  ? 

Mr.  Laitimore.  My  testimony  is  that  it  was  not.  My  understanding 
is  that  that  ruling  was  that  there  should  be  no  American  attacks  on 
the  Japanese  Emperor.  This,  as  I  remember,  was  criticism  of  some 
sort.  I  don't  remember  the  wording  of  the  Sun  Fu  article,  nor  do  I 
remember  what  was  quoted.  But  this  was  quoted  as  a  Chinese  opinion 
on  the  subject. 

Mr.  Morris.  Is  it  your  testimony,  Mr.  Lattimore,  that  you  felt  that 
the  directive  which  forbade  an  attack  on  the  Emperor  was  a  prohibi- 
tion against  American  attacks  on  the  Emperor  ? 

Mr.  Lattimore.  That  is  my  belief ;  yes. 

Mr.  Morris.  And  you  felt  that  you  could  use  this  attack  by  Sun  Fu, 
inasmuch  as  it  was  not  an  attack  by  an  American  on  the  Emperor. 

Mr.  Lattimore.  I  believe  it  was  a  criticism  of  some  sort.  I  am 
not  sure  I  would  use  the  word  "attack." 

Mr.  Morris.  You  would  change  the  word  from  attack  to  criticism 
of  the  Emperor  ? 

Mr.  Lattimore.  Yes,  or  the  Emperor  system  or  something.  I 
would  have  to  see  the  original  wording  to  remember  what  it  was 
all  about. 

Mr.  Morris.  Is  it  your  testimony,  Mr.  Lattimore,  that  you  inter- 
preted the  Joint  Chiefs  of  Staff  ruling  that  there  be  no  attacks  or 
criticisms  of  the  Emperor  or  his  family,  in  such  a  way  that  you 
felt  you  could  use  an  attack  originated  by  Sun  Fu  over  the  Office  of 
War  Information  transmitters  ? 

Mr.  Lattimore.  And  I  believe  that  that  was 

The  Chairman.  I  want  an  answer  to  that,  yes,  or  no,  before  you 
explain  it. 

Mr.  Lattimore.  The  answer  is  "Yes,"  and  I  believe  that  that  was 
checked  with  Washington  at  the  time. 

Mr.  Morris.  Did  a  Mr.  Clay  Osborne  ever  protest  your  actions 
in  connection  with  this  directive  ? 

Mr.  Lattimore.  Yes ;  he  did. 

Mr.  SouRWiNE.  Who  w^as  Clay  Osborne  at  the  time? 

Mr.  Lattimore.  He  was  head  of  the  Japanese  desk  in  San  Fran- 
cisco. 

Mr.  SouRwiNE.  Of  OWI? 

Mr.  Lattimore.  Of  OWI ;  yes. 

Mr.  Morris.  Did  he  resign  as  a  result  of  the  difficulty  that  he  had 
with  you  at  that  time  ? 

Mr.  Lattimore.  Yes ;  he  did. 

The  Chairman.  Let  me  get  that  answer  and  that  question.  Did 
he  resign  as  a  result  of  the  difficulty  that  he  had  with  you  at  that  time? 
Your  answer  was  "Yes,  he  did."    Is  that  right  ? 


INSTITUTE    OF    PACIFIC    RELATIONS  3599 

Mr.  Lattimore.  That  is  right. 

Mr,  Morris.  Mr.  Lattimore,  I  wonder  if  you  would,  just  for  the 
sake  of  completing  the  record  here,  answer  a  few  questions  in  con- 
nection with  the  time  you  spent  out  of  the  country. 

Mr.  Lattiiniore.  Yes. 

Mr.  Morris.  You  were  born  in  Washington,  were  you  not,  Mr. 
Lattimore  ? 

Mr,  Lattimore.  That  is  right. 

Mr.  Morris.  When  did  you  first  leave  the  country,  as  a* child? 

Mr.  Lattimore.  At  the  age  of  10  or  11  months,  I  believe. 

Mr.  Morris.  Where  did  you  go  then  ? 

]\Ir.  Lattimore.  Where  or  when?  My  parents  took  me  to  Shang- 
hai, China. 

Mr.  ]\Iorris.  How  long  did  you  remain  in  China  ? 

Mv.  Lattimore.  Untir,  I  think  it  was  1912, 

Mr,  Morris.  Then  you  left  China  and  you  went  to  what  country? 

Mr.  Lattimore.  Then  I  left  China  and  went  to  Switzerland,  where  I 
was  in  school  for  2  years. 

Mr.  Morris.  That  would  be  from  1912  until  1914. 

Mr.  Lattimore.  That  is  right. 

Mr.  Morris.  And  you  were  at  that  time,  12  and  14  years  of  age.  ' 

Mr,  Lattimore.  That  is  right. 

Mr.  Morris.  You  were  born  in  1900. 

Mr.  Lattimore.  That  is  right. 

Mr.  Morris.  When  did  you  then  come  back  to  the  United  States? 

Mr.  Lattimore.  I  first  came  back  to  the  United  States  in  1928,  I 
would  say. 

Mr.  Morris.  Wiere  were  you  from  1914  to  1928? 

Mr.  Lattimore.  In  1914  I  went  to  England  and  I  remained  at 
school  in  England  until  very  near  the  end  of  1919,  and  then  made  an 
attempt  to  go  back  to  China  via  America,  but  owing  to  the  postw^ar 
shipping  shortage  in  England,  I  was  able  to  get  a  passage  via  Suez 
before  I  could  get  one  via  America,  so  I  went  back  to  China  via  Suez, 
arriving  there  at  the  end  of  1919.  I  remained  in  China  until  1926, 
when  I  started  on  a  journey  overland,  through  Mongolia  and  Chinese 
Central  Asia,  into  India,  which  I  reached  toward  the  end  of  1927. 
My  wife  and  I  then  spent  the  winter  of  1927-28  principally  in  Rome, 
Italy.    Then  we  returned  to  America  through  France  and  England. 

Mr.  Morris.  When  did  you  marry,  Mr.  Lattimore  ? 

Mr.  Lattimore.  1926. 

Mr.  Morris.  And  you  married  Eleanore  Holgate  ? 

Mr.  Lattimore.  That  is  right. 

Mr.  Morris.  That  brings  us  up  to  what  year? 

Mr.  Lattimore.  1928. 

Mr.  ]\IoRRis.  Where  were  you  in  1928,  Mr.  Lattimore  ? 

Mr.  Latitmore.  In  1928,  the  beginning  of  1928,  I  was  in  Italy. 
Then  I  returned  through  France  and  England  to  this  country. 

Mr,  Morris,  And  that  was  now  late  1928? 

Mr.  Lattimore.  No;  I  think  it  was  the  spring  of  1928.  May  I  check 
with  my  wife  on  that  ? 

Mr.  Morris.  How  long  did  you  stay  in  the  United  States? 

Mr.  Lattimore.  Until  1929,  when  1  went  out  to  China  and  Man- 
churia. 

Mr.  Morris.  How^  long  did  you  stay  in  China  and  Manchuria? 


3600  INSTITUTE    OF   PACIFIC   RELATIONS 

Mr.  Lattimore.  Until  the  summer  of  1933. 

Mr.  Morris.  And  it  was  then  that  3^011  first  made  arrangements  to 
be  the  editor  of  Pacific  Affairs  ? 

Mr.  Lattimore.  No;  in  the  summer  of  1933  I  came  back  to  this 
country  and  then  1  went  up  to  Banff  to  the  conference  of  the  IPR 
in  Canada,  then  in  the  fall  we  went  to  New  York,  and  it  was  hi  the 
late  fall  of  1933  that  Mr.  Carter  took  up  the  question  of  my  becoming 
editor  of  Pacific  Affairs. 

Mr.  Morris.  How  long  did  you  remain  in  the  United  States  from 
that  time  ? 

Mr.  Lat'iimore.  In  the  fall  of  1934  I  went  back  to  China. 

Mr.  Morris.  And  how  long  did  you  stay  in  China  on  that  tour? 

Mr.  Lattimore.  Through  1935  and  until  the  spring  of  1936,  when 
I  returned  to  the  United  States  via  Russia,  Holland,  and  England. 

Mr.  Morris.  During  the  period  of  1934  to  the  last  time,  did  you  ever 
encounter  a  man  named  Thompson,  an  attorney  who  was  a  partner  of 
Clarence  Darrow  ? 

Mr.  Lattimore.  No  ;  I  don't  believe  I  did. 

Mr.  Morris.  You  don't  believe  so  ? 

Mr.  Lattimore.  I  don't  recall  that  name  at  all. 

Mr.  Morris.  Will  you  continue  with  that  itinerary,  Mr.  Lattimore  ? 

Mr.  Lattimore.  Then 

The  Chairman.  You  have  him  up  to  what,  now  ? 

]\Ir.  Lattimore.  1936.  In  the  fall  of  1936  I  went  to  London,  where 
I  stayed  for  between  3  and  4  months,  and  then  at  the  beginning  of 
1937,  my  wife  and  I  returned  to  China  via  the  Suez,  and  we  remained 
in  China  from  the  spring  of  1937  until  about  the  beginning  of  De- 
cember 1937.     We  then  returned  to  the  United  States. 

Mr.  Morris.  You  stayed  in  the  United  States  until 

Mr.  Lattimore.  We  stayed  in  the  United  States,  let  me  see,  I  think 
it  was  almost  Christmas  1937  when  we  arrived  in  San  Francisco,  and 
we  remained  in  the  LTnited  States  until  1941,  when  I  went  out  to  China, 
at  least  I  think  that  is  right.  No;  1939,  I  made  a  journey  to — we 
spent  the  summer  vacation  in  Sweden  and  Norway. 

Mr.  Morris.  And  then  you  stayed  in  the  L^^nited  States? 

Mr.  Lattimore.  And  then  stayed  in  the  United  States  until  1941 
when  I  went  out  to  China  to  work  for  Chiang  Kai-shek. 

Mr.  Morris.  And  you  say  that  you  had  booked  a  passage  on  De- 
cember 7,  that  is  December  8  across  the  date  line,  for  Hong  Kong  ? 

Mr.  Latitmore.  From  Hong  Koug. 

Mr.  Morris.  You  had  booked  passage  from  Hong  Kong,  but  at  that 
time  you  were  in  Chungking  ? 

Mr.  Lattimore.  I  was  in  Chungking ;  yes. 

Mr.  Morris.  Did  you  ever  go  to  Hong  Kong  ? 

Mr.  Lattimore.  No;  I  didn't.  I  was  to  fly  from  Chungking  to 
Hong  Kong  and  catch  the  Pan  American  Clipper  there. 

Mr.  Morris.  And  you  say  your  passage  from  Chungking  to  Hong 
Kong  was  canceled  ? 

Mr.  Lattimore.  That  is  right. 

Mr.  Morris.  What  was  the  reason  for  the  cancellation,  Mr.  Latti- 
more ? 

Mr.  Lattimore.  In  the  small  hours  of  the  morning,  one  of  the 
Generalissimo's  aides  rang  me  up  and  told  me  that  Pearl  Harbor  had 
been  bombed  and  that  I  shouldn't  go  to  Hong  Kong. 


INSTITUTE    OF    PACIFIC    RELATIONS  3601 

Mr.  Morris.  Mr.  Lattimore,  I  offer  you  here  a  list  of  writings  com- 
piled by  tlie  Library  of  Congress,  writings  of  yours.  I  ask  you  if  you 
will  take  these.  There  is  no  need  to  do  it  now,  but  take  these  and 
check  to  see  that  that  is  a  fair  list  and  that  everything  purportedly 
written  there  by  you  actually  was  written  by  you,  and  then  so  advise 
the  committee.  Then  we  might  like  to  have  that,  Mr.  Chairman,  intro- 
duced into  the  records  as  a  list  of  Mr.  Lattimore's  writings. 

Mr.  Lattimore.  There  seems  to  be  a  Mexican  edition  of  one  of  my 
books.     I  didn't  know  that  existed. 

Mr.  SouRwiNE.  Can  you  make  the  offer  on  that  at  a  later  time,  after 
it  is  checked  by  Mr.  Lattimore? 

Mr.  Morris.  Yes ;  I  will. 

The  Chairman,  It  will  have  to  be. 

Mr.  Morris.  Now,  just  one  other  thing,  you  have  a  son  David  Latti- 
more, have  you  not  ? 

Mr.  Lattimore.  That  is  right. 

Mr.  Morris.  Did  he  attend  the  World  Youth  Festival  in  Prague  in 
1947? 

Mr.  Lattimore.  Yes ;  he  did. 

Mr.  Morris.  Did  you  aid  him  in  making  plans  to  attend  that? 

Mr.  Lattimore.  Yes.  Well,  actually,  he  went  with  a  school  group. 
And  the  plans  were  made  through  the  school. 

Mr.  Morris.  Was  the  World  Youth  Festival,  as  far  as  you  know,  a 
Communist  project? 

Mr.  Lattimore.  No  ;  we  didn't  understand  it  to  be  so  at  the  time. 
There  were  delegations  from  all  kinds  of  non-Communist  countries. 

Mr.  Morris.  Have  you  subsequently  found  out  that  it  was  a  Com- 
munist project? 

Mr.  Lattimore.  No.  The  Communist  delegations  were  very  active 
at  the  time,  but  I  wouldn't  be  able  to  characterize  it  as  a  Communist 
project. 

Mr.  Morris.  Do  you  know  who  accompanied  David  on  that  trip? 

Mr.  Lattimore.  Several  people  from  his  own  school. 

Mr.  Morris.  Wlio  were  they  ? 

Senator  Eastland.  What  school  was  it? 

Mr.  Lattimore.  The  school  was  Putney  School  in  Vermont,  and  the 
head  of  the  school,  Mrs.  Hinton,  also  went  to  Czechoslovakia  that 
summer. 

Mr.  Morris.  Wlio  was  Bertha  Hinton  ? 

Mr.  Lattimore.  Her  daughter. 

Mr.  Morris.  Do  you  know  whether  Bertha  Hinton  was  the  one  who 
was  the  identifying  witness  who  gave  the  State  Department,  when  he 
applied  for  his  passport,  gave  him  an  affidavit  of  indentification  ? 

Mr.  Lattimore.  No,  I  don't  know  that.  Bertha  Hinton  was  a  daugh- 
ter-in-law of  Mrs.  Hinton,  not  a  daughter. 

Mr.  Morris.  How  was  she  related  to  Joan  Hinton  ? 

Mr.  Lattimore.  Joan  Hinton  was  her  daughter.  They  were  sisters- 
in-law. 

Mv.  Morris.  I  have  no  more  questions,  Mr.  Chairman. 

The  Chairman.  Senator  Ferguson? 

Senator  Ferguson.  What  did  you  learn  about  this  youth  meeting 
that  your  son  went  to  ? 

Mr.  Lattimore.  Not  very  much. 


3602  INSTITUTE    OF    PACIFIC   RELATIONS 

Senator  Ferguson.  Did  you  try  to  learn  something  about  it  before 
your  son  went? 

]\Ir.  Lattimore.  We  wrote  to  a  woman  in  the  Y^^CA,  in  New 
York — wasn't  it  ?  And  asked  about  the  World  Youth  Congress,  and 
she  wrote  back  that  they  did  not  consider  it  Communist  and  they  were 
sending  a  delegation  from  the  YWCA. 

Senator  Ferguson.  That  is  the  search  that  you  made  before  you 
allowed  your  son  to  go? 

Mr.  Lattimore.  That  is  right. 

Senator  Ferguson.  How  old  was  your  son  at  the  time  ? 

Mr.  Lattimore.  1947 — that  would  be  16. 

Senator  Ferguson.  Wlio  went  with  your  son  ? 

Mr.  Lattimore.  He  went  with  the  school  group. 

Senator  Ferguson.  Do  you  know  a  boy  by  the  name  of  Michael 
Sloan? 

Mr.  Lattimore.  Yes ;  he  was  a  schoolmate  of  my  son's. 

Senator  Ferguson.  Did  he  go  ? 

Mr.  Lattimore.  Yes ;  he  went. 

Senator  Ferguson.  Had  your  son  traveled  alone  before  on  trips 
like  this? 

Mr.  Lattimore.  He  had  gone  on  school  trips. 

Senator  Ferguson.  Abroad  ? 

Mr.  Lattimore.  Not  abroad;  no. 

Senator  Ferguson.  This  is  the  first  time  abroad  ? 

Mr.  Lattimore.  Yes. 

Senator  Ferguson.  Who  paid  his  expenses  ? 

Mr.  Lattimore.  We  did. 

Senator  Ferguson.  Not  the  school  ? 

Mr.  Lattimore.  Not  the  school ;  no. 

Senator  Ferguson.  Did  you  investigate  the  meeting  afterward? 

Mr.  Lattimore.  No. 

Senator  Ferguson.  So  your  inquiry  was  to  the  YMCA. 

Mr.  Lattimore.  That  is  right. 

Senator  Ferguson.  And  they  said  it  was  not  a  Communist  meeting? 

Mr.  Lattimore.  That  is  right. 

Senator  Ferguson.  And  the  son  went,  and  came  back,  and  that  is 
all  you  know  about  it? 

Mr.  La^fitmore.  That  is  right. 

Mr.  Arnold.  Y^VCA,  Senator. 

Senator  Ferguson.  Was  it  the  YWCA? 

Mr.  Lattimore.  YWCA,  yes. 

Senator  Ferguson.  How  many  people  went  from  the  United 
States? 

Mr.  Lattimore.  I  don't  know. 

Senator  Ferguson.  Do  you  have  any  idea? 

The  Chairman.  Well,  he  does  not  know. 

Senator  Ferguson.  I  did  want  you  to  hnd  in  this  report  that  you 
handed  me,  on  page  76,  you  state  it  starts,  a  report  on  the  Moscow 
meeting  ? 

Mr.  La'itimore.  No,  there  is  no — I  wrote  no  specific  report  on  the 
Moscow  meeting. 

Senator  Ferguson.  You  did  not  even  mention  it,  did  you  ?  I  think 
I  went  over  every  line. 

The  Chairman.  You  are  referring  to  what  ? 


INSTITUTE    OF   PACIFIC   RELATIONS  3603 

Senator  Ferguson.  A  report  that  lie  brought  in  today,  saying  that 
I  had  requested  the  report  that  he  referred  to  in  his  statement,  no,  it 
is  in  his  book,  Ordeal  by  Slander,  that  he  obtained  up  at  New  York, 
from  Mr.  Carter. 

Mr.  Lattimore.  It  was  before  I  came  back  from  Afghanistan.  My 
wife  was  given  it  by  Mr.  Carter. 

Senator  Ferguson.  Yes,  but  where  is  the  report  that  your  wife  was 
given  by  Mr.  Carter  ? 

Mr.  Lattimore.  This  is  it. 

Senator  Ferguson.  About  INIoscow ;  where  is  the  Moscow  matter  in 
there  ? 

Mr.  Lattimore.  This  is  simply  a  general  report  presented  at  the 
international  meeting  of  the  Institute  of  Pacific  Relations  in  1936, 
and  it  takes  up  the  whole  question  of  editorial  policy,  and  gives  the 
point  of  view  of  various  countries. 

The  Chairman.  You  have  been  asked  for  the  report  of  the  Mos- 
cow meeting.     Is  it  in  there? 

Mr.  Lattimore.  No ;  there  is  no  report  on  the  Moscow  meeting.  Mr. 
Carter's  report  is  also  in  this  volume,  and  he  mentions  it. 

Senator  Ferguson.  Do  you  know  when  the  report  was  printed? 

Mr,  Lattimore.  In  1936,  I  presume. 

Senator  Ferguson.  "When  were  you  in  Moscow  ? 

]Mr.  Lattimore.  In  the  spring  of  1936.  This  was  printed  after  the 
Yosemite  meeting. 

Senator  Ferguson.  We  have  what  purports  to  be  minutes  of  the 
Moscow  meeting,  and  I  understood  that  you  had  a  report  that  you  had 
made  on  the  Moscow  meeting.  Where  is  anything  in  here  about  the 
Moscow  meeting? 

Mr.  Lattimore.  No,  sir. 

The  Chairman.  What  did  you  call  for.  Senator,  when  you  asked 
him  to  bring  in  this  exhibit  that  he  has  in  his  hands? 

Senator  Ferguson.  I  understood  that  he  had  some  minutes  or  he  had 
a  report  that  he  made  on  the  Moscow  meeting. 

Mr.  Lattimore.    No,  sir ;  that  is  a  misapprehension. 

Senator  Ferguson.  Then  you  have  none  on  that? 

Mr.  Lattimore.  No,  I  never  wrote  one. 

Senator  Ferguson.  You  never  made  one  ? 

Mr.  Lattimore.  Never  made  one,  no. 

Senator  Ferguson.  Did  anybody  else  ever  make  one  ? 

Mr.  Lattimore.  Mr.  Carter  here,  in  his  report  as  Secretary  General, 
to  which  my  report  as  editor  is  appended,  states : 

Since  tlie  Banff  conference,  I  have  visited  the  Soviet  Union  three  times,  In 
June  and  December  1934,  and  again  in  April  1936.  In  addition  to  long  confer- 
ences with  members  of  the  Soviet  Council  regarding  problems  of  r&search,  pub- 
lication, administration,  conference  preparation,  finance,  library  exchanges  and 
participation  in  Pacific  Affairs,  the  Soviet  Council  has  arranged  for  me  to  visit 
the  headquarters  of  a  number  of  research  institutions  working  on  Far  Eastern 
and  Pacific  problems — 

et  cetera. 

Senator  Ferguson.  He  does  not  mention  you  being  there. 
Mr.  Lattimore.  No;  he  does  not  mention  anyone  except  himself. 
Senator  Ferguson.  Is  that  all  he  says  about  the  Moscow  meeting? 
Mr.  Lattimore.  Do  you  remember  if  there  is  anything  else  there? 
Mr.  Morris.  May  I  ask  one  question  while  we  are  waiting? 

88348 — 52— pt.  10 22 


3604  INSTITUTE    OF   PACIFIC   RELATIONS 

Tne  Chairman.  Yes.  I  am  trying  to  get  this  exhibit  connected  up 
here.  The  Senator  from  Michigan  called  for  his  writing  on  the  Mos- 
cow meetings,  as  I  understand  it. 

Senator  Ferguson.  You  did  not  understand  that  that  is  what  I 
wanted  ? 

The  Chairman.  He  brought  this  exhibit  in  saying  this  is  what  the 
Senator  called  for, 

Mr.  Lattimore.  Here  is  part  of  Mr.  Carter's  report,  page  144,  the 
heading  is  "Editor  of  Pacific  Affairs."    [Reading :] 

During  the  winter  following  the  Banff  conference,  Mr.  Lattimore  spoke  before 
the  branches  of  the  Canadian  Institute  in  Montreal,  Ottawa,  Toronto,  and  Hamil- 
ton and  at  the  Empire  Club  in  Toronto. 

During  1935  he  spol<e  before  IPR  groups  in  Honolulu  ;  Pan-Pacific  Club,  Shang- 
hai ;  the  Rotary  Club  and  the  College  of  Chinese  Studies.  Peking. 

In  1936  he  spoke  at  the  Academy  of  Science,  INIoscow,  and  under  IPR  auspices 
in  Amsterdam  and  Rotterdam.  He  also  lectured  at  the  Royal  Anthropological 
Institute,  the  Central  Asian  Society,  and  the  Royal  Institute  of  International 
Affairs,  in  London. 

Senator  Ferguson.  That  does  not  give  us  a  report  on  the  meeting 
that  the  IPR  had  with  the  Russians  in  Moscow,  does  it  ? 

Mr.  Lattimore.  I  think  that  is  covered,  sir — there  is  simply  some 
reference  to  long  conferences. 

Senator  Ferguson.  What  paire  was  that  on? 

Mr.  Lattimore.  Page  23,  I  think. 

Senator  Ferguson.  I  do  not  want  to  put  the  whole  book  in  the 
record.    Will  you  read  that  ? 

The  Chairman.  Does  that  refer  to  a  Moscow  meeting  ?  Does  your 
answer  say  that  the  book  refers  to  the  Moscow  meeting? 

Mr.  Lattimore.  Yes,  it  mentions  April  1936. 

Senator  Ferguson.  What  does  it  say? 

Mr.  Lattimore.  It  is  the  section  that  I  read  about  before. 

Senator  Ferguson.  You  read  it.    All  right,  it  is  in  the  record. 

Mr.  Lattimore.  Yes.    And  there  is 

Senator  Ferguson.  The  correspondence  in  the  minutes  seemed  to 
show  a  turning  point  in  the  activities  of  the  IPR.  Where  did  you 
ever  make  a  report  to  the  trustees  about  that  turning  point? 

Mr.  Lattimore.  A  turning  point? 

Senator  Ferguson.  Yes.  You  remember  the  testimony,  where  they 
talked  about  the  party  line. 

Mr.  Lattimore.  No,  sir,  it  isn't  the  party  line. 

Senator  Ferguson.  Well,  they  talked  about  a  line. 

Mr.  Lat^itmore.  They  talked  about  an  anti-Japanese  line.  They 
talked  about  mentioning  Japan  as  an  aggressor. 

Senator  Ferguson.  And  afterward,  you  struck  certain  paragraphs, 
because  they  were  critical  of  communism.  You  put  editor's  notes  in 
certain  articles  afterward.  Where  did  you  ever  report  to  the  trustee 
about  the  change  of  the  course  that  IPR  was  going  to  have  ? 

Mr.  Lattimore.  There  was  no  change  of  course,  Senator. 

Senator  Ferguson.  When  did  you  report  to  the  trustees  ? 

Mr.  Lattimore.  The  only  report  that  I  recall  ever  writing  is  the 
one  that  is  in  this  volume  here. 

Senator  Ferguson.  And  that  begins  on  page  76. 

Mr,  Lattimore.  That  is  right. 

Senator  Ferguson.  And  there  is  not  a  word  about  the  Russian 
conference  in  Moscow,  is  there  ? 


INSTITUTE    OF   PACIFIC   RELATIONS  3605 

Mr.  Lattimoke.  No,  there  is  a  reference,  however,  to  the  different 
points  of  view  about  publication  of  controversial  articles,  and  the 
question  of  editorial  responsibility,  the  question  of  the  functions  and 
powers  of  national  correspondence,  and  so  on. 

The  Chairman.  The  question  is,  is  there  any  word  about  Moscow? 

Mr.  Lattimore.  No,  sir. 

Senator  Ferguson.  Did  you  ever  report  to  the  trustees  on  the 
Moscow  conference? 

Mr.  Lattimore.  No,  sir. 

Senator  Ferguson.  That  is  all  I  have. 

Mr.  Morris.  Mr.  Lattimore,  you  were  in  India  in  1949,  were  you 
not  ? 

Mr.  Lattimore.  Yes. 

Mr.  Morris.  While  in  India,  did  you  meet  with  Mr.  Nehru? 

Mr.  Lattimore.  Yes,  I  did. 

Mr.  Morris.  How  long  was  your  meeting  with  Mr.  Nehru  ? 

Mr.  Lattimore.  I  landed  in  New  Delhi  at  dawn,  I  had  lunch  that 
day  with  Mr.  Nehru.  Then  I  saw  Mm  once  or  twice  at  public  re- 
ceptions.    I  also 

The  Chairman.  How  long  was  your  meeting  with  Mr.  Nehru,  is 
the  question,  and  I  think  you  can  state  that  in  terms  of  time. 

Mr.  Lattimore.  Well,  I  remember  having  dinner  with  him  twice, 
and  staying  for  a  considerable  period  after  dinner  talking.  I 
wouldn't  be  able  to  say  exactly  how  much  in  hours. 

Mr.  Morris.  Mr.  Lattimore,  who  arranged  your  luncheon  appoint- 
ment with  Mr.  Nehru  ? 

Mr.  Lattimore.  I  believe  the  Indian  Ambassador  here,  his  sister, 
Madame  Pandit,  telegi-aphed  out  to  him  that  I  was  coming  and  he 
was  therefore  notified  as  soon  as  I  arrived. 

Mr.  Morris.  Did  you  see  Mr.  Solomon  Trone  in  India? 

Mr.  Lattimore.  Yes ;  I  did. 

Mr.  Morris.  Was  he  instrumental  in  arranging  any  of  the  meetings 
with  Mr.  Nehru  ? 

Mr.  Lattimore.  No;  he  was  not.  On  one  occasion  Mr.  Nehru,  at  a 
reception,  at  his  house,  took  me  and  Mr.  and  Mrs.  Trone  and  his 
top  Indian  economics  adviser  into  a  small  room  and  we  sat  there 
and  talked  for  about  maybe  a  half  hour  or  an  hour. 

Mr.  Morris.  Did  you  proffer  any  advice  to  Mr.  Nehru  on  the 
policy  that  India  should  take  ? 

Mr.  Lattimore.  No,  sir.  I  was  asked  some  questions  about  eco- 
nomic parallels  between  India  and  China  and  responded  to  those  ques- 
tions. 

JNIr.  Morris.  Did  you  leave  any  memoranda  with  Mr.  Nehru? 

Mr.  Lattimore.  No. 

Mr.  Morris.  I  have  no  more  questions  along  those  lines. 

The  Chairman.  I  sent  a  note  down  to  counsel  just  a  minute  ago. 
Maybe  he  cannot  read  my  writing.  I  would  not  blame  him  if  he 
didn't. 

Mr.  Arnold.  Monday  would  be  very,  very  inconvenient,  and  I 
couldn't  make  it.      It  would  be  very  inconvenient. 

The  Chairman.  Very  inconvenient? 

Mr.  Arnold.  Yes,  sir. 

The  Chairman.  Monday  is  the  regular  meeting  day  of  the  Ju- 
diciary Committee. 


3606  INSTITUTE    OF    PACIFIC   RELATIONS 

Gentlemen,  we  will  have  to  recess  this  committee  at  this  time,  on 
account  of  other  matters  that  must  be  taken  up.  Mr.  Sourwine  will 
want  to  interrogate  this  witness  for  several  hours  on  questions  that  he 
has  prepared  growing  out  of  the  record.  We  will  be  unable  to  meet 
on  Monday,  if  counsel  cannot  be  here  conveniently,  and  just  what 
day  we  can  meet  on  account  of  the  other  connnittees,  the  Chair  is  not 
able  to  state  at  this  time.  But  counsel  will  be  advised  in  ample  time 
so  that  he  can  be  here  at  his  convenience.  We  will  try  to  meet  your 
convenience. 

Mr.  Arnold.  I  appreciate  that  very  much,  Mr.  Chairman,  and  any 
other  day  but  Monday  of  that  week 

The  Chairman.  We  will  try  and  work  it  out.  This  committee  also 
has  its  members  on  appropriations  and  other  committees  and  they 
are  meeting  from  time  to  time.  We  have  to  try  and  straddle  the  time 
so  as  to  get  in  as  much  time  on  this  and  wind  it  up  as  quickly  as  possible. 
Is  there  any  suggestion  as  to  time?  I  do  not  like  to  put  it  to  the 
call  of  the  Chair,  because  that  is  an  indefinite  time,  and  yet  that  is 
about  the  only  way  that  I  can  put  it  at  this  time,  in  view  of  the  fact 
that  we  can't  make  a  date  certain.  Would  that  be  satisfactory  to 
you,  Counsel? 

Mr.  Arnold.  Yes,  sir;  there  are  three  of  us  there.  Mr.  Fortas  is 
in  Texas.  The  other  gentleman  is  before  the  Commission,  and  I  have 
some  rather  important  matters  to  study.     Thank  you  very  much. 

The  Chairman.  The  only  way  I  can  express  it  is  that  I  will  call  you 
at  the  proper  time. 

Mr.  Arnold.  How  about  the  other  matter  ? 

The  Chairman.  I  will  make  a  ruling  on  this  other  matter  later  on. 

We  will  recess  subject  to  call. 

(Whereupon,  the  hearing  was  recessed  subject  to  call  of  the  Chair.) 


INSTITUTE  OF  PACIFIC  EELATIONS 


FRIDAY,   MARCH   21,    1952 

United  States  Senate, 
Subcommittee  To  Investigate  the  Administration 
OF  THE  Internal  Security  Act  and  Other  Internal 

Security  Laws  of  the  Committee  on  the  Judiciary, 

Washington^  D.  G. 
The  subcommittee  met  at  2  p.  m.,  pursuant  to  recess,  in  room  424, 
Senate  Office  Building,  Hon.  Pat  McCarran,  chairman,  presiding. 
Present:  Senators  McCarran,  O'Conor,  Smith,  and  Ferguson. 
Also  present :  Senator  McCarthy. 

J.  G.  Sourwine,  committee  counsel;  Robert  Morris,  subcommittee 
counsel,  and  Benjamin  Mandel,  director  of  research. 
The  Chairman.  The  committee  will  be  in  session. 
Senator  Ferguson.  Before  we  start  the  testimony,  Mr.  Chairman, 
1  would  like  to  ask  Mr.  Lattimore,  do  you  have  the  quotations  you 
mentioned  in  the  statement  you  read  to  Freda  Utley's  utterances  that 
you  say  she  was  pro-Nazi  ? 

TESTIMONY  OF  OWEN  LATTIMORE,  ACCOMPANIED  BY  HIS 
COUNSEL,  ABE  FORTAS— Resumed 

Mr.  Lattimore.  No;  I  have  not  completed  my  collection  on  re- 
vision of  those  statements  yet. 

Senator  Ferguson.  Will  you  file  them  as  part  of  your  sworn  testi- 
mony in  the  record  ? 

Mr.  Lattimore.  Surely. 

The  Chairman.  Mr.  Sourwine,  you  may  proceed. 

Mr.  Sourwine.  Mr.  Chairman,  there  are  several  loose  ends  which 
should  be  taken  care  of,  I  believe,  before  we  proceed  today  with  direct 
interrogation.  The  Chair  will  recall  the  question  of  certain  deeds  of 
property  by  ]Mr.  Lattimore  and  Mrs.  Lattimore  and  the  authentica- 
tion thereof.  I  now  hold  the  photostats  of  those  deeds  and  the  au- 
thentication is  on  the  back  of  each  one  by  Mr.  Robert  E.  Bundy,  town 
clerk,  in  accordance  with  the  form  and  traditional  practice  of  the 
jurisdiction.  I  submit  the  Chair  may  at" this  time  wish  to  order  they 
now  be  inserted  in  the  record. 

The  Chairman.  Mr.  Bundy  certifies  that  the  kodagraph  reflex 
copy  on  the  reverse  side  thereof  is  an  accurate  reproduction  of  a  record 
in  book  38,  page  481  of  said  Bethel  Land  Records.  That  appears  on 
each  of  the  documents  with  that  authentication.  They  will  be  ad- 
mitted for  the  record. 

3607 


3608  INSTITUTE    OF   PACIFIC   RELATIONS 

(The  documents  referred  to  were  marked  "Exhibits  No.  555 A,  No. 
555B,  and  No.  555C."     See  p.  3565  for  exhibits.) 

The  Chairman.  There  was  another  matter  that  I  think  the  Chair 
did  not  pass  on  that  it  seems  to  me  mijjht  be  well  to  have  now. 

Mr.  SouRwiNE.  Mr.  Chairman,  I  believe  the  Chair  has  reference 
to  certain  material  which  was  offered  for  the  record  by  Mr.  Lattimore 
at  an  earlier  date.  In  connection  with  some  of  that,  there  was  men- 
tioned earlier,  but  it  did  not  go  in  the  record  at  that  time  some  ma- 
terial, and  one  of  the  items  submitted  by  Mr.  Lattimore  was  an  excerpt 
from  a  speech  by  Representative  Mike  Mansfield  of  Montana,  which, 
according  to  Mr.  Lattimore's  note,  appears  in  the  Congressional  Rec- 
ord, volume  91,  IV,  page  4900,  May  22,  1945. 

The  Chairman.  The  Chair  raised  the  question  at  that  time  as  to 
whether  or  not  the  excerpts  were  taken  out  of  context. 

Mr.  SouRwiNE.  Yes.  It  is  submitted  and  the  record  will  speak  for 
itself  on  that  question. 

I  request  permission  of  the  Chair  to  read  into  the  record  at  this 
time  a  portion  of  the  material  which  the  staff  considers  to  be  the  con- 
text in  which  these  particular  excerpts  appear. 

The  Chairman.  With  the  idea  of  admitting  the  excerpts? 

Mr.  SouRwiNE.  Yes. 

The  Chairman.  You  may  do  so. 

Mr.  SouRwiNE.  I  will  indicate  to  the  chair  when  we  come  to  the 
excerpt  submitted  by  Mr.  Lattimore.  This  is  the  one  from  the  speech 
by  Congressman  Mike  Mansfield : 

Exhibit  No.  595 

The  Chinese  Communists  or  the  Kungchantang — share-in-production  party — 
are  also  an  important  factor  affecting  relations  between  the  Soviet  Union  and 
China.  The  Chinese  Communists  number  about  90,000,000  in  the  15  autonomous 
areas  under  their  control. 

Now  begins  the  excerpt  offered  by  Mr.  Lattimore : 

They  are,  at  the  present  time,  more  reformists  than  revolutionists  and  they 
represent  the  peasant  revolt  that  has  often  characterized  the  long  years  of 
Chinese  history.  They  have  made  many  reforms  in  agricultural  areas  relative 
to  the  re<luction  of  rent,  taxes,  and  interest  rates.  Local  democracy  is  prac- 
ticed and  many  cooperatives  have  been  organized.  The  Chinese  Communists  ■ 
collect  their  own  taxes,  make  their  laws,  and  issue  their  paper  money.  They 
maintain  a  separate  state  economically,  politically,  and  militarily,  and  they  have 
rendered  valiant  service  in  the  Avar  against  the  Japanese.  Possibly  16  divisions 
of  Nationalist  troops  of  Chiang  Kai-shek,  under  IIu  Tsangnan,  have  been  used 
to  blockade  the  Communist  area.  The  Soviet  Union  does  not  send  aid  to  these 
regions  of  China.  However,  the  future  policy  of  the  Soviet  toward  the  Chinese 
Comnumists  is  problematicaL  It  may  be  that  the  divide  between  Kuomintang, 
and  Communist  China  may  have  repercussions  in  the  relations  between  Chiang 
Kai-shek  and  Stalin. 

The  question  of  Chinese  disunity  is  very  important  to  us.  If  China  can  achieve 
unity — and  the  prospects  at  present  are  doubtful— she  can  then  be  in  a  strong 
position  at  the  final  peace  conference  and  eventually  in  fact  as  well  as  in  theory, 
become  a  great  power  and  thus  powerful  enough  to  maintain  the  peace  in  her 
part  of  the  world. 

If,  on  the  other  hand,  this  unity  is  not  soon  achieved,  the  position  of  China 
and  ourselves  will  become  extremely  difficult.  The  U.  S.  S.  R.  will,  in  my  opinion, 
enter  the  war  against  Japan.  When  that  happens  the  Soviets  will,  as  a  matter 
of  geographical  propinquity,  depend  on  and  render  such  aid  as  is  necessary  to 
the  Chinese  Communists  because  they  will  be  in  a  good  position  to  attack  Japanese 
concentrations  and  because  there  has  been  and  will  be  in  the  future— unless 
Chinese  unity  Is  achieved — ideological  sympathies  which  will  draw  the  two 
together.  Should  this  happen  it  is  quite  possible  that  there  would  exist  in 
China  two  separate  and  distinct  states  in  the  postwar  period.  One  would  be 
allied  to  and,  in  a  sense,  dependent  on  Russia ;  the  other  would  be,  in  a  sense, 


INSTITUTE    OF   PACIFIC   RELATIONS  3609 

anti-Russian  but  would  be  dependent  on  itself  for  survival  and  not  on  any  outside 
power.  I  cannot  envisage,  if  this  comes  to  pass,  the  United  States  maintaining 
more  than  a  passive  interest  in  Chinese  affairs  because  to  do  otherwise  would 
place  us  in  an  extremely  embarrassing  position. 

Mr.  Chairman,  I  recall  that  I  did  not  note  the  point  at  which  the 
excerpt  offered  by  Mr.  Lattimore  ended.  It  ended  with  the  words 
"in  the  war  against  the  Japanese." 

Senator  O'Conor.  That  is  difficult  to  follow.  Can  you  read  the 
excerpt  itself  ? 

Mr.  SouRwiNE.  The  excerpt  by  Mr.  Lattimore  is  this : 

They  are,  at  the  present  time,  more  reformists  than  revolutionists  and  they 
represent  the  peasant  revolt  that  has  often  characterized  the  long  years  of 
Chinese  history.  They  have  made  many  reforms  in  agricultural  areas  rela- 
tive to  the  reduction  of  rents,  taxes,  and  interest  rates.  Local  democracy  is 
practiced  and  many  cooperatives  have  been  organized.  The  Chinese  Commu- 
nists collect  their  own  taxes,  make  their  laws,  and  issue  their  paper  money. 
They  maintain  a  separate  state  economically,  politically,  and  militarily,  and 
they  have  rendered  valiant  service  in  the  war  against  the  Japanese. 

That  was  the  end  of  the  excerpt  offered  by  Mr.  Lattimore. 

In  connection  with  that,  I  would  like  to  ask  Mr.  Lattimore  a  couple 
of  questions. 

The  Chairman.  Very  well. 

Mr.  SouRwiNE.  Do  you  regard  Mike  Mansfield  as  an  expert  on 
Asia  or  any  portion  of  Asia? 

Mr.  Lattimore.  I  don't  knew  whether  I  could  answer  that  question 
"Yes"  at  the  present  time,  Mr.  Sourwine. 

My  recollection  is  that  speech  of  his  was  made  just  after  he  had 
returned  from  a  visit  to  China,  where  he  went  for  the  purpose  of  in- 
forming himself. 

Mr.  Sourwine.  You  offered  the  excerpt  as  an  indication  of  what 
he  thought  at  that  time  rather  than  an  indication  of  what  the  fact 
was? 

Mr.  Lattimore.  I  offered  it  as  an  indication  of  rather  widely  held 
opinions  at  that  time. 

Mr.  Sourw^ine.  The  question  is  on  the  admission  of  it,  Mr.  Chair- 
man.    It  has  been  read  in  full. 

The  Chairman.  It  may  be  admitted  in  its  entirety  so  it  will  not  be 
taken  out  of  context. 

(The  document  referred  to  was  marked  "Exhibit  No.  595"  and  was 
read  in  full  by  counsel.) 

Mr.  Sourwine.  The  next  offer  that  was  made  by  Mr.  Lattimore  was 
two  excerpts  from  a  reprint  of  a  column  by  Ernest  Lindley  in  the 
Washington  Post  December  7,  also  a  reference  to  Congressional  Eec- 
ord,  volume  91,  part  13,  page  A5388. 

Mr.  FoRTAS.  The  year? 

Mr.  Sourwine.  December  10,  1945,  remarks  of  Walter  A.  Judd. 
It  appears  that  Mr.  Judd  did  make  certain  remarks.  The  two  ex- 
cerpts offered  by  Mr.  Lattimore  are  as  follows : 

*  ^  *  some  honest  American  observers  who  cannot  be  accused  of  Comintern 
connections  thinli  the  Chinese  Communists  are  the  best  foundation  on  which 
to  build  a  united  and  democratic  Cliina.     *     *     * 

The  real  question  is :  Can  China  best  be  unified  by  unconditional  support  of 
the  Central  Government  or  by  the  use  of  American  influence,  with  the  consent 
of  the  government  powers,  to  bring  together  the  Central  Government  and  the 
Chinese  Communists  and-^still  more  important — democratic  groups  in  China 
which  are  presently  unarmed?  The  second  choice  is  the  better.  It  may  not 
succeed.    But  it  should  be  more  thoroughly  explored  and  more  deftly  pursued. 


3610  INSTITUTE    OF   PACIFIC   RELATIONS 

If  tlie  Chair  would  permit,  I  should  like  to  read  a  page  and  a  half 
which  shows  that  material  fully  in  context. 

The  Chairman.  Very  well. 

Mr.  SouRwiNE.  This  is  from  the  extension  of  remarks  of  the  Hon- 
orable Walter  A.  Judd,  of  Minnesota,  in  the  House  of  Kepresentatives 
on  Monday,  December  10,  1945,  taken  from  an  article  by  Ernest  Lind- 
ley,  which  appeared  in  the  Washington  Post  on  December  7,  1945, 
which  was  entitled,  "How  Aid  China?" 

Exhibit  No.  596 

*  *  *  The  cry  "Hands  off"  is  coming,  within  the  United  States,  principally 
from  two  groups:  The  unreconstructed  isolationists  and  active  supporters  of 
the  Chinese  Communists.  This  is  an  odd  alliance.  The  only  characteristic 
with  its  two  elements  seem  to  have  in  common  is  indifference  to  the  interests 
of  the  United  States  and  to  organization  of  a  stable  peace. 

This  observation  must  carry  two  qualitications. 

Now  we  come  into  the  quote  by  Mr.  Lattimore : 

The  first  is  that  some  honest  American  observers  who  cannot  be  accused  of 
Comintern  connections  think  the  Chinese  Communists  are  the  best  foundation 
on  which  to  build  a  united  and  democratic  China.  They  were  overruled,  how- 
ever, by  Roosevelt,  who  consistently  regarded  Chiang  Kai-shek  as  the  better 
bet. 

NEEDS    DEFT    HANDLING 

The  second  qualification  is,  of  course,  that  no  one  wants  American  lives  ex- 
pended in  a  civil  conflict  within  China.  It  might  as  well  be  recognized  that 
prevention  of  another  major  conflict  will  involve  the  risk  of  lives — only  a  tiny 
fraction,  however,  of  those  which  would  be  lost  in  another  great  war.  At  the 
same  time,  every  effort  should  be,  and  is  being,  made  to  keep  American  troops 
out  of  the  lines  of  fire  in  China.  Our  aid  should  be  confined  to  weapons  and 
supplies  followed  by  help  in  developing  transportation  and  manufacturing. 

"Hands  off"  is  a  complete  negation.  It  is  an  abandonment  of  a  historic  policy 
at  the  very  time  it  has  been  accepted  by  other  major  powers,  and  therefore 
has  its  best  chance  of  fruition. 

The  real  questions  is :  Can  China  best  be  unified  by  unconditional  support 
of  the  Central  Government  or  by  the  use  of  American  influence,  with  the  con- 
sent of  the  other  great  powers,  to  bring  together  the  Central  Government  and  the 
Chinese  Communists  and — still  more  important — democratic  groups  in  China 
which  are  presently  unarmed?  The  second  choice  is  tlie  better.  It  may  not 
succeed.    But  it  should  be  more  thoroughly  explored  and  more  deftly  pursued. 

Miglit  I  ask  Mr.  Lattimore  a  couple  of  questions  there  ? 

The  Chairman.  Yes. 

Mr.  Sourwine.  Was  this  offered  for  the  purpose  of  sliowing  a  sit- 
uation as  it  existed  or  showing  what  Mr.  Lindley  thought  about  it  at 
the  time  ? 

Mr.  Lattimore.  It  was  offered,  Mr,  Sourwine,  as  a  sample  of  well- 
informed  discussion  and  opinion  in  Washington  at  the  time. 

Mr.  Sourwine.  It  may  be,  sir ;  I  have  asked  you  tliis  question  before, 
but  in  your  opinion  were  either  of  these  excerpts  offered  by  you  taken 
out  of  context  ? 

Mr.  Lattimore.  No;  I  thought  they  were  sufficiently  in  context. 

Mr.  Sourwine.  That  second  one  is  before  the  Chair  as  to  ruling 
of  admissibility. 

The  Chairman.  It  may  be  admitted  in  its  entirety. 

(The  document  referred  to  was  marked  "Exhibit  No.  596"  and  was 
read  in  full  by  counsel.) 

Mr.  Sourwine.  The  Chair  also  has  before  it  for  consideration  cer- 
tain material  offered  by  Mr.  Lattimore,  one,  a  page  and  a  half,  headed, 
"Who  said  the  Chinese  Communists  were  not  real  Communists?", 
being  a  quotation  from  Mr.  Patrick  J.  Hurley  and  Freda  Utley;  a 


INSTITUTE    OF   PACIFIC   RELATIONS  3611 

letter  on  the  stationery  of  the  Chinese  history  project,  addressed 
''Dear  Owen,''  another  letter  also  addressed  "Dear  Owen"  and  signed 
"Karl  August,"  apparently  from  Mr.  Wittfogel,  who  appeared  before 
this  committee;  a  third  and  fourth  letter  also  so  addressed  and  so 
signed,  an  excerpt  from  a  book  by  Alexander  Barmine 

Mr.  i'oRTAS.  Was  that  first  letter  from  Mr.  Wittfogel  ? 

Mr.  SouRWiNE.  The  four  are  from  Wittfogel,  letters  of  March  4, 
1945;  April  T,  1940;  November  2,  1941.  That  one  is  headed,  and  the 
other  one  is  he«ded,  "Sunday  night  midnight"  and  has  written  on  it 
in  pencil  "1941";  and  a  document  consisting  of  three  and  a  half  pages 
headed  ""Wlio  wanted  to  recognize  Red  China,"  containing  what  pur- 
ports to  be  quotes  from  a  number  of  sources. 

The  complete  accuracy  of  quotations  in  that  regard  the  staff  has 
not  had  time  to  determine,  Mr.  Chairman,  and  they  are  offered  by 
Mr.  Lattimore.  It  is  respectfully  suggested  that  the  Chair  might 
wish  to  rule  that  this  material  be  printed  in  the  appendix  of  the 
record.  It  is  not  sworn  testimony,  but  that  it  be  printed  in  the  appen- 
dix of  the  record  and  footnoted  back  to  the  point  at  which  it  was 
offered  by  Mr.  Lattimore. 

The  Chairmax.  I  think  the  offer  should  be  divided.  Some  of  it 
could  be  admitted.    Wittfogel's  could  be  admitted  in  all  probability. 

Mr.  SouRwiNE.  Does  the  Chair  wish  to  rule? 

The  Chairman.  I  think  that  can  be  divided  and  admitted. 

(The  documents  referred  to  were  marked  "Exhibit  No.  597  A,  B, 
C,  D,"  and  are  as  follows:  The  other  documents  referred  to  were 
marked  "Exhibits  475,  476,  and  477"  and  appear  in  appendix  I,  pt.  10, 
pp.  3703  through  3706.) 

Exhibit  No.  497-A 

Sponsors  :  America  Council  of  The  Institute  of  Pacific  Relations,  New  Yorlv  City  ;  Inter- 
national Institute  of  Social  Research,  New  Yorlj  City.  Director  :  Karl  August  Wittfogel. 
Advisory  Committee ;  Homer  H.  Dubs,  Duke  University  ;  L.  Carrington  Goodrich, 
Columbia  University  ;  Ralph  Linton,  Columbia  University  ;  Karl  H.  Menges,  Columbia 
University  ;  R.  H.  Tawney.  London  School  of  Economics  ;  George  E.  Taylor,  University 
of  Washington  ;  James  R.  Ware,  Harvard  University 

CHINESE  HISTORY  PROJECT 

Low  Memorial  Library 

Columbia  Univkrsity 

new  york,  n.  y. 

Tel.  UNiversity  4-3200,  Ext.  593 

420  Riverside  Drive,  March  4, 1945. 
Dear  Owen  :  I  have  delayed  writing  my  weekly  Sunday  letters  for  hours  be- 
cause I  could  not  tear  myself  away  from  your  Asiatic  "solution."  By  watching 
my  action,  not  my  words,  you  can  judge  how  great  the  power  of  attraction  of 
your  new  book  is.  You  are  really  an  expert  to  end  all  experts.  I  have  not  read 
anything  for  a  long  time,  that  made  me  think  so  much  about  the  various  aspects 
of  the  postwar  world.  This  is  a  fascinating  story,  one,  which,  I  hope,  will  be 
read  much  and  intensely,  because  you  certainly  show  that  the  political  leaders 
have  to  act  quickly,  wisely,  and  boldly,  or  else.  *  *  *  You  do  not  say  much 
about  world  war  No.  Ill,  leaving  this  wisely  to  the  brass  hats  and  brass  minds. 
You  say  less  about  No.  IV  and  V — in  my  opinion,  many  questions  may  not  be 
decided  before  and  during  III  (as  the  short-sighted  brass  brains  think,  who  have 
no  long  historical  breadth),  but  only  before  and  during  IV — or  after,  but  I  am 
sure,  you  are  right,  as  solid  a  peace  has  to  be  made  as  possible  in  this  most  art- 
fully balanced  of  all  worlds.  The  breath-taking  picture  of  a  world  dancing  ballet 
on  a  swinging  tight  rope  emerged  clearly  from  your  masterly  pen. 


3612  INSTITUTE   OF   PACIFIC   RELATIONS 

This  and  many  more  questions  have  been  stirred  up  by  your  book.  Maybe,  I 
shall  have  a  chance  once  to  interview  you  about  all  those  things  which  I  do  not 
know,  but  would  like  to  learn  through  discussion  with  you. 

But  beyond  and  before  all  this— what  about  the  slightly  more  remote  affairs 
of  the  Liao  empire?  When  I  discussed  your  preface  the  last  time  with  you,  you 
suggested  1945,  when  the  book  would  be  done  and  the  conferences  over.  It  is 
l()4ri  now,  what  about  getting  the  thing  done?  You  remember  that  Tawney 
thought  the  manuscripts  should  be  studied  for  several  weeks  before  an  intro- 
ductFon  could  l)e  written.  This  is  thoroughness,  but  it  also  reflects  the  fact 
that  Tawney  is  far  from  Inner  Asia.  You  are  at  home,  where  he  would  be  a 
newcomer.  I  am  sure,  you  can  go  over  the  stuff  much  faster.  How  would  it  be, 
if  you  came  here  for  a  day  or  two,  to  see  whether  you  can  get  through  with  it. 
If  not,  we  might  see,  whether  some  part  of  the  ms.  could  be  sent  to  your  home 
for  a  couple  of  days  (we  are  somewhat  in  difficulty,  and  this  is  one  of  the  reasons 
why  I  suggest  your  working  over  the  ms.  here,  at  least  for  one,  or  two,  or  three 
days). 

I  know  you  have  many  friends  here  with  whom  you  might  wish  to  stay,  but 
I  am  sure  you  know  also  that  you  are  most  welcome  to  stay  in  our  miserable 
guest  room,  when  and  if  that  suits  you. 

Again,  my  very  warmest  thanks  for  the  book.    May  it  shake  the  people  from 
their  slumber.     It  has  the  power  to  do  so.     There  are,  as  I  said  before,  a  few 
questions,  where  I  should  like  to  ask  for  further  explanation  or  where  I  beg  to 
differ,  but  as  a  whole,  you  certainly  did  a  marvelous  job. 
Yours  ever, 


Exhibit  No.  497B 

Officers  :  Philip  C.  Jessup,  Chairman  ;  Wallace  M.  Alexander,  Vice  Chairman  ;  Miss  Ada  L. 
Comstock,  Vice  Chairman  ;  Benjamin  H.  Kizer,  Vice  Chairman  ;  Philip  W.  Parker, 
Vice  Chairman  ;  Robert  Gordon  Sproul,  Vice  Chairman  :  Ray  Lyman  Wilbur,  Vice 
Chairman  ;  Frederick  V.  Field,  Secretary  ;  Francis  S.  Harmon,  Treasurer  ;  Miss  Hilda 
Austern,  Assistant  Treasurer 

American  Council,  Institute  of  Pacific  Relations,  Inc. 

1795  California  Street,  San  Francisco.  Telephone:  TUxedo  3114;  129  Bast 
52nd  Street,  New  York  City.     Telephone:  PLaza  3-4700.     Cable:  INPAREL 

New  York,  April  7,  19',0. 

Dear  Owen  :  I  want  to  congratulate  you  on  the  new  opus.  It  is  out,  I  got 
it,  it  looks  fine,  it  is  fine.  I  have  been  going  through  it,  and  I  have  been  reading 
many  parts,  some  of  them  twice,  and  I  must  say  I  like  it  very  much  indeed. 
Although  I  had  seen  the  manuscript  and  studied  it,  the  book  is  so  rich  and  so 
intelligent  that  it  seems  a  new  book  to  me  with  many  things  to  learn  and  many 
more  to  think  about.  You  have  enriched  the  literature  on  your  subject,  of 
which  I  am  just  consuming  a  great  deal  for  my  Liao  prefaces,  very  much  indeed. 
The  book  has  substance,  style,  vision.  It  is  much  more  then  just  a  synthesis  of 
old  suff,  it  contains  much  little  known  material  and  it  coordinates  it  under  fresh 
and  stimulating  viewpoints.  Congratulations  again.  ( (pencilled  note)  I  am  sure 
it  will  be  a  standard  work  in  its  field.) 

I  have  shown  the  copy  which  I  got  from  the  Society — as  its  member,  not  as 
your  friend — I  have  shown  it  to  our  oliice,  and  they  all  seem  excited  about  it.  Dr. 
Goodrich  hopes  that  you  will  let  him  have  a  copy,  since  he,  as  he  said,  read  the 
proofs  for  you.  If  that  is  so,  it  might  not  be  a  bad  idea  at  all  to  let  him  have 
a  copy. 

I  am  very  busy,  Owen,  but  I  would  love  to  see  you.  At  that  oriental  meeting 
we  read  our  three  papers,  Yu-ch'uan  on  the  chun  of  Ch'in,  Feng  on  the  social 
stratification  of  Liao,  I  on  the  early  institutions  of  China  in  the  light  of  modern 
anthropology.    The  papers  seem  to  have  been  all  right. 

Liao  is  almost  finished,  as  far  as  Feng  is  concerned,  but  not  as  far  as  Karl 
August.  I  am  working  hard  over  the  text  and  the  footnotes ;  there  is  still  much 
to  be  done.  Han  is  in  the  making  now,  and  so  is  Chin.  I  begin  to  luulerstand 
more  about  the  barbarian  world  of  China's  frontier  than  I  did  ever  before.  That 
is  probably  the  reason  why  my  mind  is  so  open  to  the  message  which  your  new 
book  has  to  give. 

Love  to  all  of  you.     When  do  we  meet? 

Yours  cordially,  /S/  Karl  August. 

/T/  Karl  August. 


INSTITUTE   OF   PACIFIC   RELATIONS  3613 

125  Riv'EESiDE  Drive, 
Between  84  and  Soth  Street, 

Friday,  April  12,  ^0. 
(Address  and  arrow  pencilled) 

Dear  Owen  :  These  are  most  pleasant  news.  I  am  very  glad  to  learn  that  you 
are  coming  to  New  York  next  week.  Do  not  go  to  a  hotel.  My  little  apartment 
upstairs  1(>-D  is  at  your  disposal,  a  bedroom,  the  study,  and  the  bath.  Un- 
fortunately we  have  taken  away  the  telephone,  because  I  practically  do  not  use  it. 
If  you  have  friends  whom  you  want  to  ring  you  up,  please  give  them  just  our 
number   (downstairs)  :  Trafalgar  7-2871. 

Have  any  meals  with  us  which  you  are  free  to  take  at  home,  particularly  the 
breakfast  and,  whenever  you  can,  the  dinner,  although  it  seems  from  your  letter 
that  the  two  evenings  are  talcen.  If  so,  that  is  all  right.  You  must  do  whatever 
you  have  to  do.  Please  consider  our  house  just  as  a  convenient  lodging  place 
with  full  freedom  for  all  your  movements. 

I  am  so  happy  to  see  you  soon  here,  so  is  Esther.    I  hope  we  shall  have  at  least 
some  chance  for  a  little  personal  talk.     I  want  you  to  see  our  Liao  stuff.     Chia- 
sheng  and  Yu-chuan  will  both  be  very  proud  to  get  your  book. 
Love  to  all  of  you. 
Yours  always, 

[s]  Karl  August. 

(Penned:)  Do  you  know  when  you  will  arrive?  Our  oflSce  telephone  is 
Columbia:  University  4-3200,  extension  593  (or  just  ask  for  K.  W.  the  girls 
know  my  name). 

Exhibit  No.  597-C 

CHINESE  HISTORY  PROJECT 

Low  Memorial  Library 

Columbia  University 

NEW  YORK  city 

November  2,  1941. 

Dear  Owen  :  It  was  awfully  good  of  you  to  send  me  a  copy  of  your  new  book. 
Many,  many  thanks,  Owen,  and  my  most  cordial  congratulations  for  the  prompt 
and  smooth  delivery  of  this  baby.  The  book  looks  fine,  and  it  reads  fine.  I  feel — 
and  I  am  sure  any  intelligent  reader  feels — that  a  unique  amount  of  exi)erience 
and  thinking  has  gone  into  these  pages.  There  are  several  points  which  I  want 
to  include  into  our  Liao  volume,  but  I  have  to  settle  down  for  a  more  thorough 
study  first,  which  I  am  going  to  do  next  weekend. 

The  pictures  are  very  striking,  almost  as  good  as  the  text,  almost.    I  like  your 
stories,  and  the  little  human  features  which  make  your  tales  so  rich. 
Lots  of  good  luck  for  this  one  too. 
Yours  ever, 

(s)  Karl  August, 
(t)   Karl  August. 


Exhibit  No.  597D 

CHINESE  HISTORY  PROJECT 

Low  Memorial  Library 

Columbia  University 

NEW  YORK  city 

Sunday  Night  (Midnight)  1941. 
Dear  Owen  :  Having  thought  your  letter  over  again — and  several  times  so — 
I  come  to  the  conclusion  that  you  were  more  right  than  not.  What  you  miss,  is  a 
detailed  presentation  of  the  first  part  of  the  analysis.  This  I  did  not  give,  because 
it  would  have  taken  me  months  to  get  into  all  the  historical  material  without  a 
more  detailed  analysis  of  the  Asiatic  oriental  societies  cannot  be  given.  But 
since  people  generally  agree  that  waterworks  are  the  foundation  of  the  socio- 
economic structure  of  Egypt  as  well  as  of  Babylonia,  the  analysis  with  its  "illus- 


3614  INSTITUTE   OF   PACIFIC   RELATIONS 

trations"  which  I  could  not  give  now,  was  not  so  urgently  needed.  America  was 
not  discovered  from  the  standpoint  of  the  theory,  and  America  was  easier.  There, 
no  huge  historical  records  existed.  An  abbreviated  analysis  of  the  anthropologi- 
cal material  was  possible.    This  I  have  attempted. 

I  have  dreamed  of  a  thorough  analysis  of  the  great  Asiatic  societies  in  the  style 
of  AVirtschaft  und  Gesellschaft  Chinas.  Perhaps  /  may  be  able  to  do  it  later, 
perhaps  somebody  else  will  undertake  it  in  the  meantime.  Let  us  hope  so.  Your 
critical  remarks  touched  a  sore  spot,  a  wish  of  my  own,  one  which  I  was  not 
able  to  fulfil,  at  least  not  at  the  time  being. 

The  oasis  section  should  be  added.  This  I  knew,  and  in  this  resiiect  I  had  writ- 
ten to  you.  During  this  week  end  I  have  re-read  your  Inner  Asian  Frontiers  and 
McGovern.  The  reading  of  the  two  books  made  it  clear  again  to  me  how  abso- 
lutely superior  your  analysis  and  presentation  is  not  only  to  his — he  is  a  dwarf — 
but  to  practically  everybody  who  has  ventured  into  an  analysis  of  Wirtschaft 
und  Gesellschaft  of  the  oasis.  Your  analysis  really  seems  definite  and  classic. 
I  shall  follow  it  for  whatever  I  may  write  about  the  Asiatic  oases.  I  hope  to  be 
not  too  stupid  a  disciple. 

Any  wish  or  suggestion  that  I  might  enlarge  the  book  to  a  considerable  extent 
hurt  me  somewhat.  I  was  very,  very,  very  tired,  Owen.  If  a  marathon  runner 
is  at  the  end  of  his  run  and  just  at  the  edge  of  his  physical  collapse,  then  the 
kind  of  advice  of  a  friend  "come  on,  run  faster,  run  further,"  cannot  be  received 
with  enthusiasm.  I  am  going  to  explain  why  the  first  part  gives  a  concentrated 
and  condensed  picture  of  the  basic  mechanism  only  and* why  within  the  frame 
of  this  book  no  elahorate  analysis  can  be  given  (but  is  not  needed  either)  and 
why  a  more  detailed  analysis  is  added  for  the  new  and  relatively  simple  field 
of  America.  This  will  clarify  the  situation  and  prepare  the  reader  to  expect 
what  he  is  going  to  get,  and  nothing  different.  This  and  a  better  Maya  chapter, 
and  Spain,  and  the  new  Bureaucracy,  and  a  chapter  on  the  oasis  is  really  all  I 
may  still  be  able  to  cheat  out  of  my  nerves  and  brains.  Then  I  must  fall  back 
upon  the  end  of  Liao  and  the  Ch'in-Han  double  volume. 

Thank  you  for  all  the  good  your  letter  gave,  Owen.  I  did  not  want  to  write 
a  sad  letter.    I  just  did. 

Love  to  all  who  like  me. 
Yours  cordially, 

[s]     Karl  August 
[  t  ]     Karl  Augu  st. 

Mr.  SouRWiNE.  These  are  photostats  of  letters  which  you  had  in 
your  files  ? 

Mr.  Lattimore.  That  is  right. 

The  Chairman.  They  were  received  by  you? 

Mr.  Lattimore.  That  is  right. 

The  Chairman.  The  other  we  can  pass  on.    Let  us  go  ahead. 

Senator  Ferguson.  Before  we  start,  Mr.  Lattimore,  you  had 
brought  in  a  report  that  you  had  mentioned  in  your  book  Ordeal  by 
Slander. 

Mr.  Lattimore.  My  wife  mentioned  it. 

Senator  Ferguson.  Yes;  in  her  chapter,  but  you  had  adopted  it 
by  publication  of  the  book;  is  that  right? 

Mr.  Lattimore.  That  is  right. 

Senator  Ferguson.  It  also  stated  that  Mr.  Carter  had  issued  a  press 
release  that  he  had  shown  you ;  is  that  correct  ? 

Mr.  Lattimore.  I  believe  so.    Yes;  that  is  correct. 

Senator  Ferguson.  I  assume  you  read  that  press  release  in  the 
morning  when  you  landed.    The  testimony  said : 

Mr.  Carter  gave  me  copies  of  the  report  he  and  Owen  had  made  to  the  Insti- 
tute of  Pacific  Relations  about  the  Moscow  visit  and  also  a  copy  of  a  statement 
about  it  he  had  released  to  the  press  the  night  before. 

Mr.  Fortas.  That  is  a  book  ? 

Senator  Ferguson.  One  was  the  report,  but  the  press  release  appar- 
ently you  saw ;  is  that  correct  ? 

Mr.  Lattimore.  I  don't  remember  whether  I  saw  that  press  re- 
lease or  not. 


INSTITUTE   OF   PACIFIC   RELATIONS  3615 

Senator  Ferguson.  You  approved  this  statement  indicating  that 
you  were  approving  the  press  release  ? 

Mr.  Lattimore.  No;  I  simply  approved  the  chapter  as  my  wife 
wrote  it. 

Senator  Ferguson.  Yes ;  and  you  adopted  it  as  yours? 

Mr.  Lattimore.  I  adopted  it  as  a  contribution  to  my  book. 

The  Chairman.  You  adopted  it  as  yours  is  the  question.  Did  you 
or  not  ? 

Mr.  Lattimore.  I  don't  know  whether  legally  that  constitutes 
adopting  it  as  mine  or  not. 

Senator  Ferguson.  Did  you,  as  a  matter  of  fact,  adopt  it? 

Mr.  Lattimore.  I  included  it  as  a  contribution  by  my  wife  to  my 
book. 

Senator  Ferguson.  Did  you  ever  see  the  press  release? 

Mr.  Lattimore.  I  don't  recall  whether  I  did  or  not.  I  read  a  great 
deal  of  stuff  in  a  great  hurry  at  that  time. 

Senator  Ferguson.  Mr.  Chairman,  I  want  to  offer  in  evidence  the 
press  release  that  was  issued. 

The  Chairman.  Very  well. 

(The  document  referred  to  was  marked  "Exhibit  No.  598"  and  is 
read  in  full  below.) 

Senator  Feeguson.  I  will  ask  you  to  read  it  and  then  I  will  ask 
you  questions  about  it  later. 

Mr.  Lattimore  (reading)  : 

Exhibit  No.  .598 

McCarthy  charges  "baseless,"  Carter  says,  in  defense  of  his  1936  visit  to 
Moscow. 

This  is  from  the  New  York  Times,  Friday,  March  31,  1950,  page 
3  columns  2  and  3  [reading]  : 

Edward  C.  Carter,  provost  of  the  New  School  for  Social  Research  and  former 
secretary-general  of  the  Institute  of  Pacific  Relations,  declared  last  night  that 
he  had  visited  the  Soviet  Union  in  1936,  but  explained  that  the  visit  had  been 
in  connection  with  institute  matters. 

In  a  formal  statement  released  from  his  office,  Mr.  Carter  said  that  he  had 
"not  seen  the  full  text  of  the  remarks"  in  which  Senator  Joseph  R.  McCarthy, 
Republican,  of  Wisconsin,  was  "reported  to  have  mentioned  my  name"  in  the 
Senate  yesterday  in  Washington.  He  termed  the  Senator's  charges  in  the 
case,  as  in  other  cases,  as  "baseless."  Mr.  Carter  formerly  headed  Russian 
War  Relief,  Inc. 

"I  was  in  the  midst  of  a  series  of  visits  to  national  councils  of  the  Institute 
of  Pacific  Relations  in  the  Far  East  and  Europe"  in  1936,  Mr.  Carter  recalled. 
Owen  Lattimore,  he  added,  was  homeward  bound  after  a  tour  as  editor  of 
Pacific  Affairs,  the  quarterly  of  the  organization. 

"Mr.  Lattimore  and  I,"  Mr.  Carter  continued,  "accepted  an  invitation  to 
address  a  meeting  of  the  Academy  of  Sciences  of  the  Soviet  Union,  where  we 
spoke  of  our  impressions  of  the  far-eastern  situation.  During  our  visit  we 
conferred  with  a  considerable  number  of  scholars  who  were  specializing  in 
far-eastern  studies. 

"We  also  conveyed  to  officers  of  the  American  Embassy  in  Moscow  our  im- 
pressions of  conditions  in  countries  we  had  visited.  Upon  my  return  to  the 
United  States  I  discussed  details  of  my  trip  and  conferences  at  length  with 
officials  of  the  State  Department  in  Washington." 

Senator  Ferguson.  Mr.  Lattimore,  keeping  in  mind  the  file,  the 
reports  taken  out  of  the  files  of  the  Institute  of  Pacific  Kelations 
about  which  you  were  questioned,  do  you  think  that  is  a  fair  analysis 

of  that  report  ?  .    .         „  .  j.  tvt 

Mr.  Lattimore.  Yes;  I  do.    I  think  it  is  a  fair  summary  ot  Mr. 

Carter's  visit  to  the  USSR. 


3616  INSTITUTE    OF   PACIFIC   RELATIONS 

Senator  Ferguson.  Do  you  think  it  outlined  the  real  things  that 
were  down  there  and  the  people  that  were  conferred  with? 

Mr.  Lattimore.  Yes. 

Senator  Ferguson.  And  the  policy  that  was  to  be  adopted  and  was 
adopted? 

Mr.  La^ptimore.  Well,  I  would  not  say  that  a  policy  was  adopted. 
Questions  of  policy  were  discussed. 

Senator  Ferguson.  Do  you  think  this  fairly  sets  out  the  questions 
that  were  discussed  ?  .  ... 

Mr.  Lattimore.  I  think  it  is  a  fair  summary  of  the  visit.  It  is  not 
a  report  on  the  whole  conference. 

The  Chairman.  That  is  not  the  question.     Answer  that  question. 

Senator  Ferguson.  Do  you  think  it  fairly  sets  out  the  conferences 

you  had  ?  ..... 

Mr.  Lattimore.  Yes ;  for  a  statement  of  its  length,  I  think  it  is  per- 
fectly fair. 

Senator  Ferguson.  Wait  a  minute.     "For  a  statement  ot  its  length. 
My  question  is.  Do  you  think  that  fairly  represents  to  the  people  of 
the  United  States  what  took  place  with  you  and  Carter  and  the  IPR 
and  the  people  in  Eussia  ? 

Mr.  Lattimore.  Yes ;  I  think  it  does. 

Senator  Ferguson.  I  notice  there  that  he  conveys  the  idea,  and 
you  carry  it  out  in  your  book,  because  you  refer  to  this  press  release 
that  you  conveyed  to  the  officers  of  the  American  Embassy  your  im- 
pressions of  the  conditions  in  the  countries  "we  had  visited"  and  "upon 
my  return  to  the  United  States  I  discussed  details  of  my  trip  and 
conferences  at  length  with  officials  of  the  State  Department  m  Wash- 
ington." 

Mr.  Lattimore.  May  I  point  out  that  falls  into  two  parts. 

Senator  Ferguson.  It  is  all  in  one  quotation. 

The  Chairman.  What  is  your  question.  Senator? 

Mr.  Lattimore.  ]\Ir.  Carter  states :  "We  discussed  with  officials  of 
the  American  Embassy  in  Washington,"  which  is  quite  correct,  or 
rather,  in  Moscow,  which  is  quite  correct. 

Senator  Ferguson.  Who  were  the  officials  you  discussed  it  with  ? 

Mr.  Lattimore.  Ambassador  Bullitt;  Mr.  Angus  Ward,  who  was, 
I  think,  the  No.  2  man  in  the  Embassy ;  I  believe  Mr.  Loy  Henderson 
was  there  at  that  time,  too ;  and  Colonel  Faymonville,  who  was  mili- 
tary attache. 

Senator  Ferguson.  Who  was  the  Ambassador? 

Mr.  Lattimore.  Mr.  Bullitt. 

Senator  Ferguson.  You  discussed  it  with  him  ? 

Mr.  Lattimore.  Yes. 

Senator  Ferguson.  Did  you  discuss  all  the  details? 

Mr.  Lattimore.  No. 

Senator  Ferguson.  What  does  it  say  ? 

Mr.  Lattimore  (reading)  : 

We  also  conveyed  to  officers  of  the  American  Embassy  in  Moscow  our  impres- 
sions of  conditions  in  countries  we  had  visited. 

Senator  Ferguson.  How  about  the  the  next  sentence? 

Mr.  Lattimore  (reading)  : 

Upon  my  return  to  the  United  States  I  discussed  details  of  my  trip  and  con- 
ferences at  length  with  officials  of  the  State  Department  in  Washington. 


INSTITUTE   OF   PACIFIC   RELATIONS  3617 

That  refers  to  Carter  and  not  myself. 

Senator  Ferguson.  That  was  conveying  to  the  American  people 
the  details;  in  fact,  everything  that  was  discussed  in  Russia  was  dis- 
cussed with  our  State  Department;  and  that  is  the  basis  of  saying 
McCarthy's  charges  were  false  because  he  came  back  here  and  dis- 
cussed them  in  detail  with  the  State  Department.    Is  that  correct^ 

Mr.  Latti3iore.  I  can't  answer,  Senator,  for  exactly  what  Mr. 
Carter  meant  when  he  was  describing  his  own  discussions  with  the 
State  Department. 

Senator  Ferguson.  You  were  referring  in  your  book  Ordeal  by 
Slander  to  a  press  release  and  thereby  adopting  it,  that  you  had  been 
slandered,  and  you  cited  the  press  release.  That  is,  you  referred  to 
it;  that  the  details  of  everything  that  went  on  in  Russia  with  you 
and  Carter  were  discussed  by  the"United  States  State  Department. 

Mr.  Lattimore.  Senator  Ferguson,  I  am  afraid  I  can't  answer 
"Yes"  to  that. 

Senator  Ferguson.  Answer  it  any  way  you  want  to  answer  it. 
Mr.  Lattimore.  My  wife  referred  to  the  fact  that  ]Mr.  Carter  had 
shown  her  his  press  release.    That  is  all. 

Senator  Ferguson.  You  want  to  tell  us  here  that,  in  going  over  this 
the  morning  you  got  back,  you  did  not  even  check  up  on  the  press 
release,  and  you  used  it  in  the  book;  is  that  correct?  You  referred 
to  it  in  the  book? 

Mr.  Lattimore.  My  wife  referred  to  the  book,  and  I  saw  no  need  for 
checking  on  the  original  press  release. 

Senator  Ferguson.  Thereby  you  adopted  it  ? 
Tlie  Chairman.  Is  that  correct,  Mr.  Lattimore  ? 
Mr.  Lattimore.  I  don't  know.    That  is  a  legal  question,  Senator. 
I  printed  it  in  a  book  as  a  contribution  by  my  wife. 

Senator  Ferguson.  You  wanted  the  people  to  rely  upon  the  book, 
did  you  not  ? 
Mr.  Lattimore.  Certainly. 
Senator  Ferguson.  That  is  all. 
The  Chairman.  Mr.  Sourwine. 

Mr.  Sourwine.  There  are  still  a  few  loose  ends,  Mr.  Chairman. 
After  that  there  will  be  a  few  unrelated  questions,  then  the  conclud- 
ing questions  of  the  series. 

There  is  in  our  record  as  exhibit  539  an  article  entitled  "Minorities 
]n  the  Soviet  Far  East"  by  Owen  Lattimore  which  appeared  in  the 
Far  Eastern  Survey,  August  23,  1944,  pages  156,  157,  and  158.  The 
question  arose  as  to  whether  an  article  entitled  "Minorities  in  the 
Soviet  Far  East"  as  it  appears  in  the  magazine  Soviet  Culture  in 
Wartime,  No.  3,  1945,  being  a  magazine  or  pamphlet  published  by  the 
American-Russian  Institute,  of  101  Post  Street,  San  Francisco,  was 
the  same  article. 

Inquiry  was  made  of  Mr.  Lattimore's  attorney,  and  I  now  have  a 
letter  from  Mr.  Thurman  Arnold  acknowledging  receipt  of  the  enclo- 
sures which  we  sent  him  to  identify  the  article  and  stating  that  Mr. 
Lattimore  confirms  that  the  article  by  him.  Minorities  in  the  Soviet 
Far  East,  as  it  appears  in  the  magazine  Soviet  Culture  in  Wartime, 
No.  3,  1945,  is  the  same  as  the  article  published  by  him  in  the  Far 
Eastarn  Survey,  issued  August  23,  1944,  pages  156  to  158. 


3618  INSTITUTE    OF    PACIFIC   RELATIONS 

I  would  simply  like  to  have  Mr.  Lattimore  confirm  that  on  the 
record  at  this  time  if  that  is  the  fact.  I  have  both  the  Far  Eastern 
Survey  and  the  photostat  of  the  other  article,  if  you  want  to  see 
them  again. 

Mr.  Lattimore.  No.  I  don't  need  to  see  them  again.  I  confirm  it 
is  the  same  article. 

You  will  note  the  reprint  states  that  it  is  by  permission  of  Far 
Eastern  Survey. 

Mr.  SouRWiNE.  That  is  correct.  It  carries  at  the  bottom  the  nota- 
tion :  "By  permission  of  the  Far  Eastern  Survey,  American  Council, 
Institute  of  Pacific  Relations." 

Mr.  Lattimore.  I  don't  recall  any  permission  was  ever  asked  there ; 
that  I  ever  knew  about  the  reprint  being  made. 

Mr.  SouRwiNE.  Mr.  Chairman,  may  the  cover,  the  next  page  about 
the  authors,  and  the  table  of  contents,  as  they  appear  in  the  magazine 
Soviet  Culture  in  Wartime,  No.  3,  1945,  be  inserted  into  the  record 
to  establish  that  the  article,  Minorities  in  the  Soviet  Far  East,  did 
appear  in  such  a  publication  and  that  it  is  the  same  as  the  article 
published  by  him  in  the  Far  Eastern  Survey,  issued  August  23,  1944, 
pages  156  to  158. 

The  Chairman.  It  may  be  inserted  into  the  record. 

(The  document  referred  to  was  marked  "Exhibit  No.  598A"  and  is  as 
follows :)  (For  the  article  Minorities  in  the  Soviet  Far  East,  as  pub- 
lished in  the  Far  Eastern  Survey,  issue  August  23,  1944,  pp.  156  to 
158,  seep.  3462.) 


INSTITUTE    OF   PACIFIC   RELATIONS  3619 

Soviet  Cultuhe  io  UJartihie 


NUMBER 


19^5 


PuldiAltexi  Lf 


AMERICAN   RUSSIAN    INSTITUTE 

101    POST   STREET       •       SAN    FRANCISCO   8,   CALIF. 


25<f^ 


88348— 52— pt.  10 ^23 


3620  INSTITUTE   OF   PACIFIC   RELATIONS 

/7^«/THE  AUTHORS 


^jioLLAND  RnBFRTs  is  President  of  the  American  Russian  Institute  and  Director  of  Educa-*^ 
lion  of  the  California  Labor  School.   Until  recently  he  was  Professor  of  I'ducation  ai 
Stanford  University. 

EucENF.  Mf.dynsky  IS  Doctor  of  Pcdnj^ojjy  and  Professor  of  the  History  of  Education  at 
the  Lenin  Pedagogical  Institute  in  Moscow. 

Ernest  J  Simmoss  is  Chairman  of  the  Department  of  Slavic  Languages  at  Cornell  Uni- 
versity and  directed  its  Intensive  Study  of  Contemporary  Russian  Civilization.  He  is 
the  author  of  the  definitive  life  of  Pushkin  and  of  many  other  works  on  Soviet 
literature. 

OwfN_^;\TTiMORE  is  Director  of  the  Page  School  of  International  Relations  and  co  author**^ 
of  The  Mailing  oj  Modern  China.    He  is  author  of  numerous  books  and  magazine 
ai tides  on  China  and  the  Soviet  Union.    He  is  at  present  Far  Eastern  Consultant 
for  the  O.W.I. 

Peter^L.  Kapit-^\  is  Academician  at  the  head  of  the  Institute  of  Physical  Problems  of  the 
Academy  of  Sciences  of  the  U.S.S.R. 

GREf.ohY  ZiiBrK^Rc.  M.D..  is  a  New  York  psychiatrist.  He  is  the  author  of  a  History  oj 
Medical  Psychology  and  of  Mind.  Medicine  and  Man. 

Alexander  Korneicih-k  is  the  author  of  a  number  of  plays  and  a  Stalin  Prize  Winner. 
He  is  now  Chairman  of  the  Council  on  Arts  of  the  Ukrainian  Republic. 

Le"^'p  Leonov  is  one  of  the  great  novelists  and  playwrights  of  the  Soviet  Union,  and 
also  a  Stalin  Prize  Winner.  His  novel  Road  to  the  Ocean  has  just  been  published 
in  English. 


CvEh  Im.iatration:    Uningrad.  the  Cradle  of  Russian  Classical  Culture— The  City  of 
Peter,  of  Pushl^in  and  of  Chail{ovsl{^y. 


INSTITUTE    OF    PACIFIC    RELATIONS  3621 

%^o/ CONTENTS 

This  1$  the  Hour,  by  Holland  Roberts 4 

Soviet  Schools,  by  Eugene  Medynsky 5 

Note  on  Nursery  Schools 10 

Tribute  to  Alexander  Kaun,  by  Ernest  /.  Simmons 11 

Alexander  Kaun  Exchange  Fellowship U 

Minorities  in  the  Soviet  Far  East,  by  Owen  Lattimore 12 

The  Organization  of  Soviet  Science,  by  Peter  L.  Kapitsa 16 

Note  on  Science 24 

Some  Aspects  of  Psychiatry  in  the  U.S.S.R.,  by  Gregory  Zilboorg,  M.D.    .  25 

Note  on  Refresher  Courses  for  Physicians 30 

Notes  on   Music 31 

Notes  on  Films 35 

Soviet  Theater 36 

Scenes  from  Two  Soviet  Plays,  by  Alexander  Korneichu](  and 

Leonid  Leonov 39 

Report  on  the  American  Russian  Institute 48 

Drawings  by  Giacomo  Patri 


Edited  by  the  Publications  Committee  of  the  American  Russian  Institute  y 
Louis  t  R,  Bransten,  Chairman 


3622  INSTITUTE    OF   PACIFIC   RELATIONS 

Mr.  SouRwiNE.  Mr.  Chairman,  an  offer  was  made  by  Mr.  Latti- 
more  for  the  record  of  a  statement  by  General  Chennault,  and  I 
believe  Mr.  Lattimore  was  allowed  to  read  the  statement  into  the 
record ;  is  that  correct  ? 

Mr.  Lattimore.  I  believe  I  was. 

Mr.  SouRwiNE.  I  would  like  to  inquire  whether  you  regard  General 
Chennault  as  an  authority  on  what  was  taking  place  in  the  Far  East 
at  the  time  he  was  out  there  ? 

Mr.  Lattimore.  I  consider  that  he  was  an  authority  on  that  subject 
'  that  he  was  writing  about  in  that  book. 

The  Chairman.  That  is  not  the  question.  Repeat  the  question, 
Mr.  Reporter. 

(The  question  referred  to  was  read  by  the  reporter.) 

Mr.  Latiimore.  Yes. 

Mr.  SouRWiNE.  You  say  you  do  regard  him  as  an  authority  on 
what  he  was  writing  about  in  that  book.  What  do  you  mean  by 
"that  book"? 

Mr.  Lattimore.  The  book  from  which  I  quoted.  It  is  just  another 
way  of  phrasing  the  question,  as  you  put  it,  what  he  was  writing 
about  at  that  time. 

Mr.  SotTRwiNE.  By  "that  book,"  do  you  mean  Way  of  a  Fighter, 
by  Claire  Lee  Chennault? 

Mr.  Lattimore.  That  is  correct. 

Mr.  Sourwine.  You  think  he  was  an  expert  with  regard  to  the 
matters  he  wrote  about  in  that  book? 

Mr.  Lattimore.  That  is  correct. 

Mr.  Sourwine.  Mr.  Chairman,  because  of  the  identification  of 
General  Chennault  as  in  the  mind  of  this  witness  being  an  expert  on 
these  matters,  I  ask  permission  to  read  at  this  time  the  first  page  from 
the  foreword  to  this  book  after  which  I  will  make  an  offer  for  admis- 
sion into  the  appendix  of  the  record  the  entire  foreword.    I  think  it  is 

significant. 

The  United  States  Is  Losing  the  Pacific  War 

Three  years  after  VJ-day,  this  country  is  facing  the  loss  of  everything  it  won 
during  the  four  bloody  years  it  took  to  defeat  Japan. 

Mr.  Fortas.  Could  we  have  the  date? 

The  Chairman.  This  was  the  book  from  which  the  excerpts  were 
taken? 

Mr.  Sourwine.  This  book  is  copyrighted  1949  by  Claire  Lee 
Chennault. 

Mr.  Fortas.  Thank  you. 

Mr.  Sourwine  (reading)  : 

Here  are  the  facts : 

Gen.  George  C.  Marshall  told  Congress  in  the  spring  of  1948  that  if  Manchuria 
were  lost  to  the  Chinese  Communists,  the  United  States  position  in  southern 
Korea  would  be  untenable. 

Manchuria  has  been  lost  to  the  Chinese  Communists. 

General  Marshall  also  told  Congress  that  if  the  Chinese  Communists  controlled 
North  China  the  United  States  position  in  Japan  would  be  "extremely  serious." 

North  China  has  been  lost  to  the  Chinese  Communists. 

Gen.  Douglas  MacArthur  warned  the  Joint  Chiefs  of  Staff  in  the  fall  of  1948 
that  if  the  Chinese  Communists  take  the  lower  Yangtze  Valley  and  Shanghai  the 
American  military  bastion  on  Okinawa  will  be  outflanked  and  his  position  in 
Japan  will  be  as  exposed  and  untenable  as  it  was  in  the  Philippines  during  1941. 

As  this  is  written,  the  Chinese  Communists  are  fighting  toward  the  Yangtze  at 
Nanking.    They  are  aiming  to  force  a  Yangtze  crossing  and  sweep  to  Shanghai. 


INSTITUTE   OF   PACIFIC   RELATIONS  3623 

A  complete  Communist  victory  iu  Cliina  will  channelize  the  undercurrents  of 
native  unrest  already  swirling  through  Burma,  India,  Malaya,  and  Indonesia 
into  another  rising  tide  of  Communist  victories.  The  ring  of  Red  bases  can  be 
stretched  from  Siberia  to  Saigon.  Then  the  stage  will  be  set  for  the  unannounced 
explosion  of  World  War  III. 

I  ask,  Mr.  Chairman,  because  of  its  pertinency,  not  merely  in  connec- 
tion with  the  portion  I  read,  but  throughout,  that  this  foreword  be 
ordered  printed  in  the  appendix  of  the  record  for  the  reference  to  this 
point  in  the  main  body. 

The  Chairman.  This  is  the  book  from  which  an  excerpt  was  taken 
by  ^Ir.  Lattimore  and  the  author  of  which  Mr.  Lattimore  says  was  an 
expert  on  Asiatic  conditions  at  that  time ;  is  that  correct? 

Mr.  SouRwiNE.  Yes,  sir. 

The  Chairman.  What  is  the  title? 

Mr.  SouRWiNE.  Way  of  a  Fighter.  . 

The  Chairman.  The  offer  may  be  received  and  it  will  be  inserted 

in  the  record.  -,  u^  -,  -i  -^  kt 

(The  foreword  of  the  book  referred  to  was  marked  'Exhibit  ^o. 
599A  and  appears  in  appendix  I,  pt.  10,  p.  3706.)  i  •  -.    at 

Mr  SouRWiNE.  Now,  we  come  to  the  specific  excerpt  which  Mr. 
Lattimore  read  in  the  record.  I  would  like  to  ask  permission  to  read 
into  the  record  the  portion  before  and  behind  it,  immediately  preced- 
ino-  and  immediately  following  it  in  the  book  so  that  we  may  have  it 
inlhe  record  in  the  context  in  which  that  lay.  Also  the  last  sentence 
of  the  paragraph  in  which  that  excerpt  appears,  since  Mr.  Lattimore 

did  not  read  it.  -,  -,        i       i        ^i,  4.- 

Senator  O'Conor.  I  wonder  if  you  would  make  clear  the  portion 

Mr.  Lattimore  quoted.  ..  ,      .        ,       ^      cr     j: 

Mr.  SouRWiNE.  Yes.     This  is  on  page  61,  and  begins  chapter  5  ot 

the  book. 

While  American  diplomats  were  busy  prodding  American  airmen  out  of  China, 
the  Red  Air  Force  arrived.  The  Russians  sent  four  fighter  and  two  l^omber 
squadrons  completely  staffed  and  equipped  to  fight  the  Japs  m  China,  iney 
arrived  in  the  fall  of  1937,  before  the  fall  of  Nanking,  and  stayed  foi" /  Jear 
and  a  half,  leaving  just  a  few  months  before  the  European  war  reached  the 
shooting  stage  in  the  fall  of  1939. 

Now  begins  the  portion  read  by  Mr.  Lattimore : 

Soon  after  Japan  attacked  at  Shanghai,  the  Chinese  sent  an  official  call  for 
help  to  all  the  major  powers.  Only  Russia  responded.  The  Russians  didn  t 
pause  to  play  partisan  politics  or  trip  over  ideological  folderol  when  their  na- 
tional interests  were  at  stake  in  China.  All  of  the  Soviets  aid  went  to  the 
Central  Government  of  the  Generalissimo.  The  Russians  had  had  no  love  tor 
the  Generalissimo  since  the  1927  split  when  he  drove  the  Russian-supported 
Chinese  Communists  from  the  Kuomintang  and  slaughtered  them  by  the  thou- 
sands. For  nearly  20  years  he  fought  a  ruthless  war  of  extermination  against 
communism  in  China.  The  Russians  sent  their  aid  to  the  Generalissimo  solely 
because  he  represented  the  strongest  and  most  effective  force  opposing  Japan 
and  they  supported  him  exclusively,  ignoring  the  Chinese  Communist  Armies, 
which  badly  needed  external  support. 

That  is  the  conclusion  of  Mr.  Lattimore's  excerpt. 

Japan  had  been  preparing  an  attack  on  Russia  for  20  years,  and  unnumbered 
shooting  rehearsals  had  been  held  along  the  Siberian  border.  T^he  Russians  were 
willing  to  help  anybody  who  was  fighting  and  weakening  Japan. 

When  Japanese  bombs  at  Pearl  Harbor  blasted  American  officialdom  into 
more  than  an  academic  interest  in  China,  we  would  have  done  well  to  study 
Russian  policy  in  China.  Thus  the  United  States  might  have  avoided  many  of 
the  tragic  errors  that  turned  American  policy  in  China  into  a  powerful  ladle 
stirring  anew  the  witches'  broth  of  Chinese  disunity  and  civil  war. 


3624  INSTITUTE   OF   PACIFIC   RELATIONS 

Mr.  Chairman,  turning  to  another  page  in  this  book,  I  would  like 
to  ask  Mr.  Lattimore  just  one  question. 

Do  you  know  whether  the  relations  between  General  Stilwell  and 
Chiang  were  cordial  or  strained  ? 

Mr.  LAi'riMORE.  I  believe  they  were  cordial  at  one  time  and  strained 
later  on. 

Mr.  SoTiRwiNE.  Mr.  Chairman,  following  that  up,  I  should  like  to 
request  insertion  in  the  record  at  this  point  one  paragraph  marked 
here  on  page  316  of  this  book  and  five  consecutively  marked  para- 
graphs beginning  on  page  317  and  concluding  on  page  318,  which 
deal  with  that  question.  I  do  not  want  to  take  the  time  of  the  com- 
mittee to  read  them  here  now. 

The  Chairman.  Dealing  with  what  question? 

Mr.  SouRwiNE.  Tlie  relationship  between  Chiang  and  General  Stil- 
well. That  question  has  come  up  in  connection  with  this  investiga- 
tion, and  we  have  here  the  testimony  of  a  man  Mr.  Lattimore  con- 
siders to  be  an  expert  on  the  subject. 

The  Chairman.  It  will  be  inserted  in  the  record. 

(The  material  referred  to  was  marked  "Exhibit  No.  599"  and  is  as 
follows:) 

Exhibit  No.  599 

Way  of  a  Fighter,  Claire  Lee  Chennault,  Edited  by  Robert  Hotz,  G.  P. 
Putnam's  Sons,  New  York 

(Pp.  316,  317,  318) 

*  *  *  Although  Stilwell  was  not  seriously  concerned  with  military  prob- 
lems in  China,  he  did  not  hesitate  to  plunge  into  Chinese  politics  to  further  his 
ends.  By  the  fall  of  1943  his  relations  with  top  Chinese  leadership  were  so 
bad  that  his  recall  was  seriously  considered.  President  Roosevelt  wrote  a  note 
to  Marshall  pointing  out  that  Stilwell  appeared  to  have  apparently  "outlived  his 
usefulness"  in  China  and  should  be  replaced.  Marshall  replied  that  he  had 
no  suitable  substitute,  and  Stilwell  stayed  on  for  another  critical  year. 

******* 

Stilwell's  worst  political  excursion  came  during  the  summer  and  early  fall 
of  1944  when  he  began  using  the  Chinese  Communist  government  of  Yenan  as 
a  lever  to  move  the  Generalissimo.  Although  Stilwell  was  never  particularly 
interested  in  Chinese  intelligence,  he  sent  an  official  American  military  mission 
to  the  Communist  capital  at  Yenan  in  May  1944  for  the  alleged  purpose  of 
gathering  intelligence.  The  Chinese  Communists  were  then  on  extremely  thin 
military  and  economic  ice.  Ever  since  the  fighting  between  the  Communist- 
controlled  New  Fourth  Army  and  Central  Government  troops  along  the  Yangtze 
in  1940,  the  main  Communist  armies  had  been  bottled  up  in  Shensi  Province  be- 
tween the  Japanese  and  Central  Government.  There  they  were  militarily  im- 
potent and  hard  pressed  to  provide  the  bare  necessities  of  life.  Much  has  been 
written  by  gullible  correspondents,  some  of  them  with  pronounced  Communist 
sympathies,  regarding  the  vast  military  effort  of  the  Chinese  Communists 
against  the  Japanese.  My  experience  indicated  that  the  Communist  military 
activities  were  confined  largely  to  raiding  small  Japanese  outposts  for  food  and 
arms.  When  the  Japanese  were  attacking  Central  Government  troops,  the 
Communists  were  generally  content  to  stand  idly  by.  It  was  significant  that 
during  the  Honan  campaign  in  the  early  spring  of  1944  the  Communist  guer- 
rillas did  not  sabotage  a  single  Japanese  troop  train  moving  south  down  the 
Pinghan  Railroad  to  the  Yellow  River.  These  trains  passed  through  an  area 
thick  with  Red  guerrillas. 

The  American  mission  to  Yenan  was  hardly  established  before  Stilwell's  Chung- 
king staff  began  to  proclaim  loudly  the  superiority  of  the  Communist  regime 
over  the  Chungking  government.  Contents  of  secret  reports  from  the  Yenan 
mission  were  freely  discussed  over  Chungking  dinner  tables  by  Stilwell's  staff 
No  secret  was  made  of  their  admiration  for  the  Communists  who,  they  said, 
were  really  only  "agrarian  reformers"  and  more  lige  New  Dealers  than  Com- 


INSTITUTE   OF   PACIFIC   RELATIONS  3625 

munists.  The  hue  and  cry  charging  the  Generalissimo  witli  "hoarding  lend- 
lease  arms"'  to  tight  the  Communists  was  raised  with  renewed  vigor  along  with 
the  claim  that  China's  best  troops  were  being  used  to  blockade  the  Communists 
instead  of  fighting  the  Japanese.  After  Stilwell  was  removed,  Wedemeyer  con- 
ducted an  exhaustiv  survey  of  all  Chinese  army  equipment  and  reported  that  not 
a  single  American  gun  or  bullet  had  gone  to  Chinese  armies  east  of  Yunnan  with 
the  exception  of  the  500  tons  belatedly  delivered  to  Kweilin  and  Liuchow. 

The  Generalissimo  did  keep  a  sizable  army  at  Sian,  the  gateway  to  Communist 
territory,  and  they  did  maintain  a  patrol  on  the  main  communication  lines  to 
Yenan.  That  they  were  also  defending  the  Tungkwan  Pass,  one  of  the  three 
vital  gateways  to  West  China,  was  conveniently  ignored  by  Stilwell's  staff.  Late 
in  1944  many  of  these  troops  were  withdrawn  to  holster  the  sagging  Salween 
offensive,  and  the  Japanese  promptly  began  an  offensive  aimed  at  Siam.  Only  a 
sudden  and  cold  winter  halted  the  Japanese  short  of  their  goal. 

I  do  not  think  that  Stilwell  had  any  political  motives  in  encouraging  his 
Chungking  staff  to  function  as  a  public-relations  bureau  for  the  Yenan  Com- 
munists. It  was  of  a  piece  with  his  earlier  dalliance  with  the  Kuomintang 
reactionaries.  He  was  simply  unconcerned  with  anything  but  his  immediate 
objectives.  The  Yenan  Communists  shrewdly  tickled  Stilwell's  vanity  with 
many  flattering  appreciations  of  his  military  prowess  and  clinched  him  as  an  ally 
by  shrewdly  letting  it  be  known  that  they  would  be  delighted  to  have  him  com- 
mand their  armies.  Stilwell  never  gave  up  his  hopes  of  commanding  the  Chinese 
Red  Armies.  After  the  end  of  the  Okinawa  campaign  in  the  spring  of  1945 
Stilwell  proposed  to  land  his  Tenth  Army  on  the  Kiangsu  coast  above  Shanghai, 
which  was  controlled  by  the  Chinese  Communists.  His  plan  was  to  join  forces 
with  the  Reds,  arm  them,  and  turn  the  combined  forces  south  for  an  assault  on 
Shanghai.  That  this  would  have  encouraged  the  Chinese  Communists  to  open 
rebellion  against  the  Central  Government  should  have  been  obvious  even  to  Stil- 
well. It  would  also  have  bottled  the  Generalissimo  up  in  Chungking  as  tightly 
as  he  ever  was  blockaded  by  the  Japanese. 

Since  it  was  still  official  American  policy  in  the  summer  of  1944  to  support  the 
Chungking  government,  it  was  a  common  joke  that  Stilwell's  headquarters  were 
developing  a  private  foreign  policy  with  John  Davies  (Stilwell's  political  ad- 
viser) as  secretary  of  state. 

******* 

Mr.  SouRwixE.  One  more  question  with  regard  to  this  book.  Do 
you  know  whether  General  Stilwell's  removal  or  replacement  was  at 
the  behest  or  suggestion  of  Vice  President  Wallace? 

Mr.  Lattimore.  From  reading  the  testimony  before  this  commit- 
tee, I  believe  it  was. 

Mr.  SouRwiNE.  Do  you  know  that  there  is  testimony  in  our  record 
that  shortly  following  the  transmission  by  Vice  President  Wallace  of 
the  Kunming  cable,  word  was  sent  by  the  l^Hiite  House  to  China 
giving  Stilwell  increased  power  ? 

Mr.  Lattiimore.  I  don't  have  a  clear  recollection  of  that,  no. 

Mr.  SouRwiNE.  On  this  question  also,  Mr.  Chairman,  I  should  like 
to  offer  for  the  record  from  this  book  the  marked  paragraphs  begin- 
ning at  the  bottom  of  page  320  continuing  to  the  middle  of  page  322, 
which  will  speak  for  themselves,  but  for  the  information  of  the  com- 
mittee and  in  the  opinion  of  counsel,  they  express  General  Chennault's 
feeling  that  General  Stilwell  had  made  himself  persona  non  grata 
with  Chiang  to  such  an  extent  that  his  removal  was  inevitable. 

The  Chairman.  What  is  the  point? 

Mv.  SoTTRwiNE.  The  question  has  been  raised  in  these  things,  Mr. 
Chairman,  as  to  whether  the  recommendation  made  by  Mr.  Wallace, 
whatever  that  recommendation  was,  with  regard  to  replacement  of 
General  Stilwell  and/or  appointment  of  General  Wedemeyer  as  the^ 
President's  personal  representative  was  a  recommendation  anti-Com-' 
munist,  pro-Communist,  or  having  any  connection  in  that  regard. 

This  question  here  does  bear  on  the  solution  of  that  problem. 


3626  INSTITUTE    OF   PACIFIC   RELATIONS 

The  Chairman.  Very  well. 

(The  material  referred  to  was  marked  "Exhibit  No.  600"  and  is  as 
follows :) 

Exhibit  No.  600 

Way  of  a  Fighter,  Claire  Lee  Chennaxjlt,  Edited  by  Robert  Hotz,   G.   P. 
Putnam's  Sons,  New  York 

(Pp.  320,  321,  322) 

*  *  *  Allowing  Sultan  to  leave  Chungking  proved  to  be  a  tactical  error. 
Without  his  safety  valve  present,  Stilwell  was  apparently  stimulated  by  the 
obvious  signs  of  Chinese  weakness  for  a  final  joust  with  his  old  adversary,  the 
Generalissimo.  On  September  19  Stilwell  received  a  radio  from  President  Roose- 
velt for  delivery  to  the  Generalissimo.  One  of  the  two  or  three  Americans  who 
have  ever  seen  a  copy  of  that  message  told  me  it  sounded  like  a  communication 
from  Adolf  Hitler  to  the  puppet  head  of  a  conquered  satellite  state.  In  violent 
terms  Roosevelt  blamed  the  Generalissimo  for  China's  present  plight  and  pre- 
.sented  an  ultimatum  to  appoint  Stilwell  as  Chinese  commander.  The  tone  of 
the  message  was  totally  foreign  to  Roosevelt's  usual  approach  to  the  Generalis- 
simo. There  were  strong  .suspicions  that  Stilwell  had  actually  written  the  mes- 
sage himself ;  sent  it  "eyes  alone"  to  Washington ;  and  there  the  War  Depart- 
ment had  persuaded  Roosevelt  to  sign  it  and  send  it  back  to  China. 

When  the  Roosevelt  message  hit  Chungking,  Hurley  and  Nelson  were  working 
with  T.  v.  Soong  drafting  the  final  minor  details  of  the  agreement  on  Stilwell's 
command.  Hurley  and  Nelson  urged  Stilwell  not  to  deliver  the  message.  They 
believed  that  the  violent  tone  of  the  radio  would  upset  the  applecart  and  serve 
no  useful  purpose,  since  the  GeneralLssimo  had  already  agreed  to  the  terms 
demanded. 

"We've  already  won  the  ball  game,"  Hurley  told  Stilwell. 

Stilwell  agreed  to  hold  the  message.  Hurley  and  Nelson  went  back  to  the 
Generalissimo's  country  villa  at  Huang  Shan  outside  Chungkiag  to  continue 
work  on  the  agreement. 

On  September  21  Stilwell  appeared  unexpectedly  at  Huang  Shan  and  inter- 
rupted the  conference.  Meeting  Hurley  and  Nelson  in  the  Generalissimo's  ante- 
room, Stilwell  explained  that  he  had  been  thinking  about  the  message  and  had 
changed  his  mind.  He  now  felt  he  had  no  authority  to  withhold  a  message  from 
President  Roosevelt  to  the  Generalissimo.  Striding  past  the  astonished  emis- 
saries Stilwell  confronted  the  Generalissimo  with  the  Roosevelt  message.  The 
Generalissimo  listened  and  let  Stilwell  depart  in  stony  silence.  Then  he  called 
in  T.  v.  Soong  and  exploded. 

The  Generalissimo  told  Soong  the  Poosevelt  message  was  a  challenge  to 
China's  sovereignty.  He  was  prepared  ro  risk  anything  rather  than  surrender 
China's  independence.  Stilwell  must  go  even  if  it  meant  the  end  of  all  American 
'aid  to  China.    On  this  score  there  could  be  no  compromise. 

Stilwell  felt  that  he  had  scored  a  tremendous  personal  triumph.  He  was 
happy  that  his  "hour  of  vengeance"  lias  struck  and  composed  an  ode  to  cele- 
brate the  occasion.  In  this  curious  poem  Stilwell  admitted  that  he  had  pre- 
sented the  message  to  "break  the  Peanut's  (Stilwell's  designation  for  the  Gen- 
;eralissimo)  face." 

I  Stilwell's  delivery  of  the  Roosevelt  message  actually  killed  forever  his  chance 
of  getting  supreme  command  in  China.  In  his  complete  misunderstanding  of 
Chinese  psychology,  Stilwell  stupidly  pushed  the  Generalissimo  into  a  corner 
where  he  had  no  alternative  but  to  lash  out  and  fight  back  with  all  his  power. 
Only  those  who  had  extensive  dealings  with  Stilwell  could  understand  his 
peculiar  tactics  in  this  climatic  encounter. 

The  Sino-American  pact,  once  nearing  signature,  lapsed  into  deadlock  over 
the  Stilwell  issue.  For  weeks  no  maneuvering  was  able  to  regain  the  lost  mo- 
mentum. When  Stilwell  realized  that  the  Generalissimo  would  not  back  down, 
he  frantically  sought  a  compromise  that  might  prevent  the  ax  from  falling  on 
his  own  lean  neck.  One  of  Stilwell's  Chinese  military  advisers,  who  was  not 
aware  of  the  Roosevelt  ultimatum,  suggested  that  perhaps  Stilwell's  dalliance 
'  with  the  Chinese  Communists  might  be  the  root  of  the  trouble.  Stilwell  promptly 
wrote  a  note  to  one  of  his  bitterest  Chinese  opponents.  General  Ho  Yin  Chin, 
Chinese  War  Minister.  In  tliis  note  Stilwell  admitted  that  he  had  planned  to  arm 
the  Chinese  Communists  but  promised  to  drop  the  plan  in  exchange  for  re- 
taining his  post  iH  China.     Stilwell  had  no  authority  to  make  such  a  promise, 


INSTITUTE    OF    PACIFIC   RELATIONS  3627 

and  he  later  violently  denied  the  existence  of  the  note  to  Ho.  However  the  full 
text  of  the  note  appears  on  page  337  of  Stilwell's  published  diaries  with  the  no- 
tation that  it  was  given  to  Ho  in  both  Chinese  and  English  versions. 

Even  his  last  ditch  maneuver  proved  futile.  The  Generalissimo  was  still 
willing  to  accept  an  American  over-all  commander  in  China.  It  could  be  al- 
most anybody  but  Stilwell.  Agreement  was  quickly  reached  on  bringing  Al 
Wedemeyer  up  from  Ceylon  to  take  the  post.  On  October  19  the  War  Department 
radioed  Stilwell  orders  to  leave  China  and  return  to  the  United  States. 
******* 

Mr.  FoRTAS.  May  I  inquire  whether  there  is  any  reference  to  this 
witness  by  name  in  those  portions  ? 

Mr.  SouRwiNE.  No,  there  is  not. 

Mr.  Lattimore,  I  hand  you  a  clipping,  or  what  purports  to  be  a 
clipping  from  the  Xew  York  Herald  Tribune  of  June  22,  1947,  ap- 
parently a  review  of  a  book,  No  Peace  for  Asia,  written  by  Harold  R. 
Isaacs,  with  the  byline  reviewed  by  Owen  Lattimore,  and  I  ask  you 
if  you  wrote  that  I 

Mr.  Lattimore.  Yes. 

Mr.  SoURWiNE.  I  ask  it  be  inserted. 

The  Chairman.  It  may  be  inserted. 

(The  document  referred  to  w^as  marked  ''Exhibit  No.  601"  and  is 
as  follows:) 

Exhibit  No.  601 

A  PESSIMIST  IN  THE  ORIENT 

No  Peace  for  Asia 

(By  Harold  R.  Isaacs     *     *     *     295  pp.     *     *     *     New  York:  The  Macmillau 

■    Company,  $3.50) 

(Reviewed  by  Owen  Lattimore) 

Some  years  ago  Mr.  Isaacs  published  a  book  called  The  Tragedy  of  the  Chi- 
nese Revolution,  with  a  preface  by  Leon  Trotsky.  No  book  dealing  with  the 
events  of  1925-2S  in  China  rivals  it  in  vituperation  of  both  the  Communists — 
the  Stalinist  Communists,  that  is — and  Chiang  Kai-shek  and  the  Kuomintang 
of  Chiang  Kai-shek.  Mr.  Isaac's  dislike  of  both  Stalin  and  Chiang,  and  of  the 
political  parties  associated  with  both  of  them,  continues  in  his  new  book. 

In  addition,  Mr.  Isaacs  does  not  like  the  colonial  policies  of  Britain,  France, 
and  Holland.  Nor  does  he  like  American  policy  in  the  Far  East.  Like  many 
other  writers,  Mr.  Isaacs  believes  that  at  the  end  of  the  war  we  had  among 
the  peoples  of  Asia  an  incalculable  reservoir  of  good  will.  If  anything  good 
were  to  come  of  the  war  they  looked  for  it  to  come  from  us.  Tliey  looked  to 
us  much  more  than  they  did  to  Russia.  "The  swift  dissipation  of  this  asset 
right  after  the  victory  over  Japan,"  says  Mr.  Issacs,  "was  by  the  same  token 
one  of  the  most  extravagant  and  prodigal  examples  of  conspicuous  waste  ever 
recorded  in  the  annals  of  the  nations." 

Mr.  Isaacs,  in  short,  gives  an  analysis  of  extreme  pessimism,  with  no  reser- 
vations in  favor  of  the  western  democracies  and  even  less  in  favor  of  Russia. 
The  one  country  on  which  he  really  lets  himself  go  on  a  note  of  something  like 
romantic  admiration,  combined,  however,  with  hopeless  tragedy,  is  Indo-China. 
Comparing  this  account  wnth  his  accounts  of  other  countries,  the  explanation 
would  seem  to  be  that  at  the  time  he  was  there  the  situation  was  one  of  "pure" 
revolution  not  compromised  by  expedient  deals  or  aid  from  anybody.  The 
Indo-Chinese  revolutionaries  had  not  even  had  the  advantages,  which  the  In- 
donesians and  others  had  had,  of  Japanese  attempts  to  organize  them  and 
use  them  against  their  imperial  rulers.  They  had  begun  their  fight  against  the 
French.  They  continued  it  against  the  Japanese.  They  resumed  it  once  more 
against  the  French  and  against  the  British  supporters  and  American  equip- 
ment of  the  French. 

Mr.  Isaacs  writes  well,  but  even  in  the  brief  time  since  he  witnessed  the 
beginning  of  the  colonial  wars  it  has  begun  to  seem  that  colonial  nationalism 
is  capable  of  a  prolonged  resistance  which  will  prevent  the  restoration  of 
imperial  rule  in  anything  like  as  complete  a  form  as  he  apparently  anticipated. 


3628  INSTITUTE   OF   PACIFIC   RELATIONS 

An  important  clew  to  the  whole  situation  in  Asia  is  the  kind  of  movement 
that  has  developed  since  the  war  in  what  had  been  the  Chinese  guerrilla  area 
behind  Japanese  lines.  These  were  the  only  important  areas  which  Mr.  Isaacs 
does  not  seem  to  have  visited.  Mr.  Isaacs,  referring  to  China,  writes  of  "the  cold 
embrace  of  Communist  totalitarianism"  ;  but,  it  appears  from  other  accounts 
that  it  is  in  these  areas  that  there  really  is  a  beacon  of  hope,  because  of  their 
political  condition  is  neither  one  of  romantically  tragic  desperation  nor  of  doc- 
trinaire fanaticism. — Tribune,  June  22,  1947. 

Mr.  SouRwiNE.  At  the  conclusion  of  this  review  appears  this 
language : 

Mr.  Isaacs,  referring  to  China,  writes  of  "the  cold  embrace  of  Communist 
totalitarianism" ;  but  it  appears  from  other  accounts  that  it  is  in  these  areas 
that  there  really  is  a  beacon  of  hope,  because  their  political  condition  is  neither 
one  of  romantically  tragic  desperation  nor  of  doctrinaire  fanaticism. 

Do  you  remember  writing  that  ? 

Mr.  Lattimore.  Yes;  I  remember  it. 

Mr.  SouRwiNE.  Can  you  tell  the  committee  briefly  what  you  meant 
by  it? 

Mr.  Lattimore.  Yes.  That  is  consonant  with  other  things  that  I 
was  writing  at  the  same  time  that  I  believed  was  cause  for  hope, 
especially  in  north  China  at  that  time,  because  a  large  part  of  the 
battle  against  the  Japanese  had  been  carried  on  by  people  who  were 
neither  Communists  nor  Kuomintang,  and  I  regarded  that  as  a  hope 
for  the  emergence  of  a  middle  group. 

Mr.  SouRwiNE.  Were  you  intending  there  to  say  anything  favorable 
to  tlie  Chinese  Communists  ? 

Mr.  Lattimore.  No. 

Mr.  SouRWiNE.  Mr.  Lattimore,  you  furnished  to  the  Tydings  com- 
mittee certain  correspondence  between  yourself  and  a  Mr.  W,  Heissig 
and  some  papers  in  connection  therewith  ? 

Mr.  Lattimore.  That  is  right. 

Mr.  SouRwiNE.  They  appear  at  page  1881  of  the  Tydings  commit- 
tee hearings  and  ending  apparently  on  page  1892.  t  would  simply 
like  to  ask  so  that  they  may  be  properly  referred  to  in  our  record  if 
these  documents,  as  they  appeared  in  the  Tydings  committee  hearings, 
are  accurate  copies  of  what  you  furnished  the  Tydings  committee? 
Have  you  had  occasion  to  examine  that? 

Mr.  Lattimore.  I  have  not  had  occasion  to  examine  them  since,  but 
I  am  sure  they  are  accurate  copies. 

Mr.  SouRwiNE.  You  did  furnish  these  documents  to  the  Tydings 
committee  and  they  were  accurate  and  true  ? 

Mr.  Lattimore.  That  is  right. 

The  Chairman.  Do  you  want  anything  done  about  that  last  matter? 

Mr.  SouRwiNE.  No,  Mr.  Chairman.  It  has  been  identified  as  to  the 
page  number  in  a  printed  Senate  hearing.  It  simply  has  been  reaf- 
firmed by  the  witness.  It  is  available  as  background  for  the  com- 
mittee if  they  wish  it. 

You  had  occasion,  in  your  testimony  earlier,  to  quote  from  your- 
self, I  think,  with  regard  to  your  trip  to  Yenan,  and  you  made  some 
mention  there  of  missionaries.     Do  you  recall  that  ? 

Mr.  Lattimore.  In  a  general  way,  yes. 


INSTITUTE    OF   PACIFIC   RELATIONS  3629 

Mr.  SoTJiRwiNE.  I  show  you  the  transcript  of  your  testimony  at  the 
top  of  page  5379  of  our  mimeographed  record,  where  you  said,  quoting 
from  yourself : 

Foreign  visitors  are  welcomed  and  missionaries  are  being  urged  to  come  up 
and  see  for  themselves  that  their  premises  are  undamaged  and  the  Chinese 
Christians  left  undisturbed  to  preach  in  public  or  pray  in  private  as  they  like— 

and  I  ask  you,  do  you  remember  so  testifying  ? 

Mr.  Lattimore.  This,  I  think,  is  a  quotation  from  the  article  that  I 
drafted  for  the  London  Times,  but  apparently  was  never  published  ? 

Mr.  SouRwiNE.  Yes. 

Mr.  Lattimore.  Yes,  I  remember  that. 

Mr.  SouRwiNE.  Wliile  you  were  in  Yenan,  did  you  see  any  mis- 
sionaries ? 

Mr.  Lattimore.  No,  we  didn't.  We  saw  some  of  the  missionaries 
from  Yenan  at  the  first  town  outside  of  the  territory  controlled  by 
the  Chinese  Communists,  and  we  told  them  this  on  our  way  back. 

Mr.  Sourwine.  You  told  them  this  ? 

Mr.  Lattimore.  Told  them  that  the  Communists  were  saying  that 
missionaries  could  come  back. 

Mr.  Sourwine.  What  did  they  tell  you  ? 

Mr.  Lattimore.  They  said  that  they  were  considering  it,  but  that 
they  didn't  want  to  get  into  any  political  trouble  as  between  Com- 
munists and  the  government. 

Mr.  Sourwine.  Why  were  they  outside  Yenan  ?     Do  you  know  ? 

Mr.  Lattimore.  I  don't  know! 

Mr.  Sourwine.  Had  they  left  Yenan  ? 

Mr.  Lattimore.  Presumably,  since  they  were  outside. 

Mr.  Sourwine.  Do  I  understand  correctly  they  told  you  after  you 
told  them  the  Communists  had  said  they  could  come,  the  missionaries 
told  you  they  were  considering  going  back  but  they  were  afraid  they 
might  get  into  political  trouble  if  they  did  ? 

Mr.  Lattimore.  That  is  right. 

Mr.  Sourwine.  That  is  your  testimony  ? 

Mr.  Lattimore.  That  is  right. 

Mr.  Sourwine.  Is  it  on  the  basis  of  that  experience  alone  that  you 
wrote — 

Missionaries  are  being  urged  to  come  up  and  see  for  themselves  that  their 
premises  are  undamaged  and  the  Chinese  Christians  left  undisturbed  to  preach 
in  public  or  pray  in  private  as  they  like? 

Mr.  Lattimore.  Not  entirely.  My  recollection  is  that  the  Commu- 
nists told  us  they  had  previously  sent  messages  to  the  missionaries  to 
the  same  effect. 

Mr.  Sourwine.  That  is,  missionaries  of  all  faiths  ? 

Mr,  Lattimore.  Yes. 

Mr.  Sourwine.  The  faith  of  the  missionaries  that  you  talked  about 
outside  Yenan,  what  faith  was  that  ? 

Mr.  Lattimore.  Those  that  we  talked  with  outside  Yenan  were 
Protestants.  I  think  they  were  all  English  missionaries.  I  had  no 
contact  with  missionaries  in  Yenan,  but  I  remember  telling  you  about 
speaking  to  some  Mongols  there  and  these  Mongols  said  that  the 
Catholic  missionaries  in  their  territory  just  north  of  Yenan  had  not 
left. 


3630  INSTITUTE   OF   PACIFIC   RELATIONS 

Mr.  SouRwiNE.  Did  the  Mongols  say  anything  to  you  about  whether 
the  Catholic  missionaries  that  you  speak  of  had  been  molested  in 
any  way  or  disturbed  ? 

Mr.  Lattimore.  They  said  they  had  not  been  molested. 

Mr.  SouRwiNE.  Mr.  'Chairman,  I  am  not  sure  how  the  Chair  will 
rule  on  this  offer.  It  may  be  not  precisely  an  ancient  document.  Let 
me  ask  one  foundation  question.  This  was  what  year  you  were  m 
Yenan  ? 

Mr.  Lattimore.  1937. 

Mr.  SouRWiNE.  I  hold  in  my  hand,  Mr.  Chairman,  original  copies 
of  press  releases  issued  by  the  National  Catholic  Welfare  Conference 
News  Service  under  dates,  respectively,  October  5,  1936,  July  5,  1937, 
and  December  6, 1937.  These  news  releases  refer  to  conditions  affect- 
ing missionaries  in  North  China  at  that  time.  For  whatever  eviden- 
tiary value  they  may  have  I  ask  that  they  be  admitted  to  the  record  at 

this  time. 

The  Chairman.   I  do  not  think  your  foundation  is  quite  laid. 

Mr.  SouRwiNE.  These  are  offered  in  line  with  what  Mr.  Lattimore 
has  said  he  had  offered  something  to  show  what  was  being  said  at 

I  don't*  offer  these  as  illustrative  of  the  facts,  but  I  do  offer  them 
as  indicating  what  a  reputable  Catholic  news-giving  organization  was 
putting  out  at  that  time. 

The  Chairman.  That  is  in  connection  with  the  statement  ]ust 
made  by  Mr.  Lattimore  ? 

Mr.  SouRwiNE.   Yes,  sir. 

The  Chairman.  It  may  be  inserted. 

(The  documents  referred  to  were  marked  "Exhibits  Nos.  602,  603, 
and  604,"  and  are  read  in  full  below.) 

Mr.  Latitmore.  May  I  ask  whether  those  releases  refer  specincally 
to  the  same  area  that  I  was  in  or  to  other  areas  of  North  China  ? 

Mr.  SouRwaNE.  Does  the  Chair  wish  to  have  these  read? 

The  Chairman.   Can  you  answer  the  question  of  the  witness  ? 

Mr.  SouRWiNE.  Being  much  less  familiar  with  China  than  Mr. 
Lattimore,  I  would  prefer  to  read  them.  They  do  refer  to  North 
China. 

(Exhibit  No.  602) 

Rome,  September  28  (NCWC— Fides).— According  to  latest  reports,  four  Cath- 
olic missionaries  are  still  held  captive  by  Communists  and  bandits  in  China 
and  Manchukuo.  ,    ,   t>.t  j  i 

The  Reverend  Epiphany  Pegoraro,  O.  F.  M.,  and  Brother  Paschal  Nadal, 
O.  F.  M.,  the  first  an  Italian  and  the  latter  a  Spaniard,  were  captured  in  May 
1935  at  Mosimien  in  the  Vicariate  of  Tatsienlu,  where  they  were  stationed  at 
the  Leper  Asylum.  The  latest  news  of  them  is  that  they  are  still  alive  and  are 
acting  as  nurses  to  the  Communists.  -,       ,.     * 

The  Reverend  Henry  Kellner,  of  the  Missionaries  of  the  Sacred  Heart  ot 
Issoudun,  was  captured  at  Shihtsien  in  January  1936.  The  Communists  have 
demanded  a  ransom  of  $50,000. 

The  Reverend  Clarence  Burns,  of  the  Maryknoll  Mission  in  Fushun,  Man- 
chukuo, was  captured  by  bandits  in  February  1936.  No  word  has  been  received 
concerning  him  for  several  months. 

(Exhibit  No.  603) 

Lanchow,  Kansu,  china,  June  28  (NCWC— Fides),— The  region  about  Lan- 
chow  was  completely  cut  ofE  from  communication  with  the  outside  world  for 
several  months  in  1930  and  1937,  all  letters  passing  into  the  hands  of  the 
Reds  who  controlled  the  district.    The  Catholic  missionaries  of  Lanchow  received 


INSTITUTE   OF   PACIFIC   RELATIONS  3631 

no  news  except  by  radio.  Tne  lives  of  priests,  brothers,  and  sisters  were  never 
before  in  such  peril,  and  since  most  of  them  are  Germans,  besides  being  Catholic, 
they  feared  that  their  lot  under  an  eventual  Soviet  domination  would  be  particu- 
larly hard. 

The  Chinese  New  Year  was  observed  with  apprehension,  because  at  that 
time  strife  had  broken  out  between  the  Northeast  Division  of  the  army  and  the 
troops  of  the  Central  Government.  Moreover,  the  rebel  officials  were  making 
life  hard  for  the  people;  the  specter  of  famine  had  appeared  on  the  horizon; 
and  the  Reds  were  scoring  victory  after  victory  over  the  Chinese  Mohammedans 
of  the  province. 

But  the  tide  turned  when  Government  troops  arrived  and  defeated  the  Reds. 
The  rebellious  forces  of  the  Northeast  Army  were  ordered  to  leave  Lanchow, 
and  the  Government  troops  took  command. 

The  cities  of  Liangchow,  Kanchow,  and  farther  to  the  west,  Kaotai,  were  still  in 
the  hands  of  the  Reds,  but  a  band  of  Tungans  (Chinese  Mohammedans)  made  a 
surprise  attack  on  Kaotai  and  killed  all  the  Reds  and,  unfortunately,  many  of 
the  innocent  town's  folk  too.  The  Mohammedans  unwittingly  set  fire  to  the 
new  Catholic  church,  which  was  burned  to  the  ground. 

The  ranks  of  the  Reds  have  been  thinned  by  a  number  of  terrible  battles. 
Hundreds  of  them,  together  with  their  hangers-on,  have  been  brought  to  Kanchow 
where  they  met  their  end  in  a  big  pit  prepared  for  their  bodies  outside  the  east 
gate.  It  was  revenge  of  the  Tungans  who  have  the  reputation  of  taking  no 
prisoners. 

Many  of  the  poor  wretches  were  baptized  by  Catholic  missionaries  before  they 
reached  the  pit.  Approximately  2,000  wounded  were  cared  for  by  missionaries. 
Brother  Phllotheus  Guggemoss,  of  the  Catholic  mission  staff,  took  sick  and  died 
while  nursing  the  sick  and  wounded. 

The  Red  invasion  of  the  Vicariate  of  Lanchow  during  the  past  year  has 
brought  a  loss  of  $30,000  (Mexican)  to  the  Catholic  mission. 

(Exhibit  No.  604) 

The  Hague,  November  29. — Word  has  been  received  here  that  the  Most  Rever- 
end Hubert  Francis  Schraven,  Vicar  Apostolic  of  Chengtingfu,  China,  has  been 
murdered  by  bandits  in  that  covmtry.  Bishop  Schraven,  who  was  a  member 
of  the  Congregation  of  the  Mission,  was  born  in  Lottum,  in  this  country,  October 
13,  1873. 

The  report  from  China  also  said  that  seven  other  Catholic  missionaries  were 
killed  at  the  time  Bishop  Schraven  met  his  death.  Two  of  these  other  mission- 
aries were  from  the  Netherlands,  three  were  from  France,  one  from  Poland, 
and  one  from  Czechoslovakia.  Bishop  Schraven  had  labored  in  China  for  40 
years. 

Mr.  Lattimoke.  May  the  record  show  all  of  the  places  mentioned 
in  those  reports,  with  the  exception  of  one  which  I  don't  immediately 
identify,  namely,  Shihtsien,  are  many  hundred  miles  from  any  part  of 
China  I  visited  in  that  year. 

Mr.  SouKWiNE.  Mr.  Lattimore,  do  you  remember  a  previous  occa- 
sion during  your  testimony  here  when  a  point  arose  as  to  whether 
you  said  or  had  meant  to  say  that  Manchuria  was  going  to  be  taken 
over  or  had  been  taken  over  by  the  Reds  ? 

Mr.  Lattimore.  No,  I  don't  remember  that. 

Mr.  SouRWiNE.  Have  you  ever  stated  or  argued  that  Manchuria 
would  be  taken  over  or  had  been  taken  over  by  the  Eeds  ? 

Mr.  Lattimore.  I  don't  recall  writing  about  that. 

Mr.  SouRWixE.  Have  you  ever  written  or  stated  to  the  contrary  that 
Manchuria  was  an  independent  nation  and  not  a  puppet  state  'I 

Mr.  Lattimore.  No  ;  I  don't  believe  I  have. 

Mr.  Sourwine.  Have  you  ever  attempted  to  convince  anyone  Man- 
churia or  Manchukuo  was  an  independent  state  ? 

Mr.  Lattimore.  No  ;  I  don't  believe  I  have. 

Mr.  Sourwine.  Mr.  Lattimore,  Mr.  ]\Iorris  was  questioning  you  to- 
ward the  end  of  a  previous  session  about  your  itinerary  and  I  believe 
it  covered  up  to  1941,  at  which  time  you  went  out  to  China  as  adviser 


3632  msTiTUTE  of  pacific  relations 

to  Chaing  Kai-shek.  Could  we  go  on  from  there  and  bring  it  up  to 
date  as  rapidly  as  possible  ? 

Mr.  Lattimore.  Surely. 

Senator  Ferguson.  That  was  the  question. 

Mr.  SouRwiNE.  I  meant  that  as  a  question.  Going  on  from  1941  I 
mean.  You  had  told  us  from  1920  to  1933  you  were  in  China  in 
Manchuria;  in  1933  you  went  to  the  Banff  Conference  of  the  IPR;  in 
1935  you  went  to  China  and  returned  by  way  of  Russia,  Holland,  and 
England,  arriving  in  1936. 

In  1936  you  went  to  London  for  3  or  4  months.  You  returned  by 
way  of  Suez  and  in  1937  you  went  out  to  China,  returned  about  Christ- 
mas time,  1937 ;  remained  in  the  United  States  until  1939,  and  then  a 
summer  vacation  in  Sweden  and  Norway  of  that  year.  In  1941  again 
you  went  out  to  China  as  adviser  to  Chiang. 

Is  that  substantially  the  substance  of  your  testimony  ? 

Mr.  Lattimore.  Yes.  Do  you  want  me  to  go  on  with  times  when 
I  was  out  of  this  country  and  which  countries  I  visited  ? 

Mr.  SouRwiNE,  Yes,  sir. 

Mr.  Lattimore.  In  1942, 1  returned  from  China  via  Burma,  India, 
and  South  America. 

In  the  fall  of  1942 1  went  back  to  China  via  the  same  route. 

At  the  end  of  1942,  I  returned  from  China  with  Mme.  Chiang 
Kai-shek  also  by  the  same  route— India  and  South  America.  In  194 — 
I  am  not  sure ;  maybe  it  was  toward  the  end  of  1942,  I  went  to  the 
Mont  Tremblant  conference  of  the  IPE-.  That  could  easily  be  checked. 
I  think  that  must  have  been  the  fall  of  1942.     That  was  in  Canada. 

In  1943,  I  did  not  leave  this  country.  In  1944,  I  flew  to  Hawaii  to 
set  up  OWI  work  under  Admiral  Nimitz  and  on  to  Australia  to  set  up 
OWI  work  under  General  MacArthur ;  then  returned  to  this  country 
by  the  same  route. 

In  the  summer  of  1944, 1  flew  via  Alaska  to  Siberia  and  China  with 
Vice  President  Wallace,  returned  by  way  of  Outer  Mongolia,  Siberia, 
Alaska,  and  a  stop  in  Canada,  to  this  country. 

In  1945,  I  spent  the  summer  vacation  in  Mexico.  In  1946,  I  spent 
the  summer  vacation  in  Nova  Scotia.  In  1947,  I  spent  the  summer 
vacation  in  Europe,  principally  France,  Czechoslovakia,  and  England, 
attending  an  IPR  conference  in  England  before  returning  to  this 
country. 

My  wife  reminds  me  that  I  have  forgotten  going  to  Japan  in  the 
fall  of  1945,  with  the  American  Reparations  Mission  under  Ambassa- 
dor Pauley,  returning  early  in  1946. 

In  1948, 1  don't  believe  I  was  out  of  the  country.  In  1949  I  went  to 
a  Joint  American  and  Indian  Conference  at  New  Delhi  in  India,  and 
stopped  briefly  in  Pakistan  on  the  way  back. 

In  1950,  in  the  spring  of  1950,  I  went  to  Afghanistan  via  Pakistan 
on  a  mission  for  the  United  Nations. 

In  1951,  I  was,  at  the  very  end  of  1951,  a  day  or  two  after  Christ- 
mas— my  wife  and  I  flew  to  England,  where  we  remained  for  about  3 
weeks,  returning  toward  the  end  of  January  this  year. 

I  think  that  is  the  complete  catalog. 

Mr.  SouRwiNE.  Mr.  Lattimore,  when  you  left  China  in  1936,  what 
route  did  you  take  to  Moscow?  Will  you  tell  us  that  in  as  much 
detail  as  you  can,  please? 

Mr.  Lati^imore,  From  Peking  to  Manchuria,  which  was  then  under 
Japanese  control,  to  Siberia,  then  via  the  Trans-Siberian  Railroad  to 


INSTITUTE   OF   PACIFIC   RELATIONS  3633 

Moscow.  I  made  a  side  trip  to  Leningrad  and  then  back  to  Moscow. 
Then  by  train  from  Moscow  to  Poland,  passing  through  Poland  with- 
out a  stop-over,  and  through  Germany  without  a  stop-over;  then  stay- 
ing in  Holland — I  am  not  sure ;  perhaps  a  week — and  in  England  for 
what? — 2  weeks?  Something  like  that.  And  back  to  the  United 
States. 

Mr.  SouRwiNE.  In  all,  how  many  times  have  you  been  in  Moscow, 
Mr.  Lattimore? 

Mr.  Laitimore.  Once. 

Mr.  SouRWiNE.  And  that  was  the  occasion  when  you  had  your  con- 
ference with  the  Soviet  IPR  officials,  the  officials  of  the  Soviet  council? 

Mr.  Lattimore.  That  is  right. 

Mr.  SouRwiNE.  Concerning  which  there  has  been  substantial  testi- 
mony here,  has  there  not  ? 

Mr.  Lattimore.  Considerable,  yes. 

Mr.  Sourwine.  Now,  will  you  tell  us  on  what  other  occasions  did 
you  have  conferences  of  a  similar  nature  with  other  councils  of  the 
IPR,  other  national  councils  ? 

The  Chairman.  Of  the  IPR? 

Mr.  Sourwine.  Yes. 

Mr.  Lattimore.  Well,  I  had  considerable  talk  with  the  Dutch 
that  same  year  in — let's  see.  Where  was  it  now  ?  Amsterdam,  Rot- 
terdam, and  one  other  place  where  the  Dutch  had  centers.  I  talked 
with  the  man  who  was  acting  as  Dutch  editor  and  correspondent 
for  the  IPR. 

]Mr.  Sourwine.  If  you  will  pardon  me,  sir,  the  way  you  answered 
that  question  indicates  you  didn't  grasp  what  I  was  trying  to  get  at. 
Because  you  wouldn't  have  had  a  similar  conference  to  the  one  you 
held  in  Moscow  at  several  places  in  Holland.  The  one  you  had  in 
Moscow  was  a  conference,  was  it  not,  with  the  top  officials  of  the 
Soviet  Council?  And  you  were  discussing  particularly  their  views 
with  regard  to  what  should  go  into  Pacific  Affairs.     Isn't  that  correct  ? 

Mr.  Lattimore.  That  is  right. 

Mr.  Sourwine.  I  want  to  know  on  what  other  occasions,  if  any, 
you  had  conferences  with  the  top  officials  of  IPR  councils  from 
other  countries. 

Mr.  Lattimore.  Well,  I  had  similar  conferences  with  the  Dutch 
in  Amsterdam,  as  far  as  they  could  be  similar,  since  I  was  alone 
there  and  not  with  Mr.  Carter,  who  was  the  secretary  general.  But 
I  did  talk  with  the  top  board  of  the  Dutch  IPR  and  also  visited 
their  local  boards  in  a  couple  of  other  towns. 

Mr.  Sourwine.  That  was  in  Amsterdam  in  what  year? 

Mr.  Lattimore.  '36. 

Mr.  Sourwine.  Yes,  sir  ? 

Mr.  Lattimore.  And  I  had  similar  conferences  with  the  British 
at  Chatham  House,  again  with  the  modification  that  Mr.  Carter 
was  not  present,  so  it  was  simply  a  conference  of  the  editor  of  Pacific 
Affairs,  not  including  the  secretary  general  of  the  institute. 

Mr.  Sourwine.  Do  you  know  of  any  others  ? 

Mr.  Lattimore.  In  1934,  on  the  way  out  from  America  to  China, 
and  again  in  1937,  on  the  way  back  from  China  to  America,  I  had 
similar  conferences  with  the  Japanese  IPR  in  Japan,  again  with  the 
exception  that  this  was  myself  having  the  conferences,  and  without 
the  presence  of  the  secretary  general. 

Mr.  Sourwine.  Do  you  recall  any  more  ? 


3634  INSTITUTE    OF    PACIFIC    RELATIONS 

Mr.  Lattimore.  I  also  had  similar  conferences  with  the  top  people 
of  the  Chinese  IPE  in  Shanghai  and  Peking,  but  not  all  at  the  same 
time,  because  their  representation  was  rather  split  up  geographically. 

Mr.  SouRWiNE.  Any  more  ? 

]Mr.  Lattimore.  I  again  had  conferences  with  the  British  at  Chat- 
ham House  in  the  winter  of  '36-'37,  when  I  was  staying  in  London 
for  about  3  months  on  the  way  back  to  China. 

Mr.  Sourwine.  Were  those  conferences  of  the  same  nature  that 
we  are  talking  about,  that  is,  a  top  level  conference  with  the  national 
head  of  an  IPR  council  with  regard  to  the  question  of  what  went  into 
the  magazine  of  which  you  were  editor? 

Mr.  Lattimore.  Yes,"^  as  far  as  the  magazine  was  concerned.  They 
didn't  concern  general  IPR  research,  et  cetera,  such  as  was  taken  up 
by  Mr.  Carter,  or  by  Mr.  Holland,  when  he  was  traveling. 

Mr.  SouRw^NE.  Are  there  any  more  ? 

Mr.  Lattimore.  That  is  all  I  can  recall  at  the  moment. 

Mr.  Sourwine.  Then  would  you  say  that  the  only  conference  that 
you  recall  at  which  the  general  secretary  was  present  and  at  which 
these  general  questions  of  policy  as  well  as  the  question  of  what  went 
into  the  magazine  w^ere  taken  up,  was  the  one  in  Moscow  in  1936  ? 

Mr.  Lattimore.  No.  At  the  summer  conference  of  the  IPR  at 
Yosemite  in  1936,  there  was  a  more  general  conference  of  a  special 
committee  on  Pacific  Affairs,  with  top  delegates  from  a  group  of 
national  councils.* 

Mr.  Sourwine.  That  was  not  quite  the  same  thing ;  was  it  ? 

Mr.  Lattimore.  No;  not  quite  the  same  thing. 

Mr.  SouRWTNE.  Then  get  back  to  my  original  question.  Would  you 
say  or  would  you  deny  that  the  conference  in  Moscow  about  which 
there  has  been  so  much  testimony  here  was  the  only  conference  of  that 
nature  at  which  the  general  secretary  of  IPR  was  present? 

Mr.  Laitimore.  Yes;  I  believe  so. 

Mr.  SouRAviNE.  Would  you  recall  ? 

Mr.  Lattimore.  I  believe  so. 

Mr.  Sourwine.  Mr.  Lattimore,  do  you  recall  having  testified  here 
with  regard  to  whether  you  ever  suggested  in  any  of  your  writings 
that  Soviet  Russia  might  be  reaching  out  for  Mongolia  or  might  be 
planning  to  take  over  Mongolia? 

Mr.  Lattimore.  No  ;  I  don't  recall  that. 

Mr.  Sourwine.  Do  you  recall  whether  you  ever  did  suggest? 

Mr.  Lattimore.  No;  not  offhand. 

Mr.  Sourwine.  Did  you  ever  take  the  opposite  tack,  that  Mongolia 
was  independent,  and  that  there  was  no  threat  of  Soviet  domina- 
tion ? 

Mr.  Lattimore.  I  think  I  have  frequently  written  that  Outer  Mon- 
golia is  an  independent  state  in  the  sense  of  never  having  been  in- 
corporated in  Russia;  but  I  have  also  qualified  that  by  describing  it 
as  a  satellite  state. 

Mr.  Sourwine.  You  think  now  it  is  a  satellite  state  ? 

Mr.  Lattimore.  Very  much  so. 

Mr.  Sourwine.  How  long  have  you  held  that  opinion  ? 

Mr.  Lattimore.  That  would  be  hard  to  say.  I  think  it  would  be 
hard  to  say  particularly,  because  the  expression  "satellite"  is  a  post- 
war expression. 


INSTITUTE    OF   PACIFIC   RELATIONS  3635 

Mr.  SouRWiNE.  When  \\ould  you  say  you  first  expressed  the  opinion 
that  Outer  Mongolia  was  a  satellite  state,  if  you  did  ever  express 
it? 

Mr,  Lattimore.  Probably  about  1945. 

Mr.  SouRwiNE.  Now,  prior  to  that  time,  did  you  take  the  view  or 
hold  to  the  view  that  Outer  Mongolia  was  an  independent  state  free  of 
Russian  influence? 

Mr.  Latt-IMORe.  Not  free  of  Russian  influence.  I  thinly  in  the  ter- 
minology of  that  time,  before  people  were  using  the  word  "satellite"  I 
Avould  have  referred  to  it  more  as  a  Russian  protectorate  or  a  state 
under  Russian  protection,  or  something  of  that  kind. 

jSIr.  SoURWiNE.  Let  me  rephrase  the  question,  or  perhaps  I  should 
ask  a  different  question. 

Did  you  ever  take  the  position  or  argue  that  Outer  Mongolia  was  an 
independent  state  free  of  Russian  domination  ? 

Mr.  Lattimore.  Yes;  I  think  I  did,  before  the  war,  describe  it  as 
free  of  domination. 

Mr.  SouRwiNE.  You  have  changed  your  view  since  then  ? 

Mr.  Lattimore.  I  think  the  situation  has  changed  since  then. 

The  Chairjvian.  The  question  is:  Have  you  changed  your  view? 

Mr.  Lattimore.  I  have  changed  my  view,  in  line  with  what  I  con- 
sider to  be  a  changing  situation. 

Mr.  Sourwine.  When  do  you  think  the  situation  changed?  Can 
you  give  an  approximate  date? 

Mr.  Lattimore.  No.  I  should  say  some  time  after  the  war,  if  I  had 
been  able  to  get  to  Outer  Mongolia,  I  might  have  a  more  sharp  opinion 
on  that,  but  it  is  very  difficult  to  determine  from  outside. 

The  Chairman.  The  question  is :  When  do  you  think  the  situation 
changed  ?    If  you.  do  not  know,  you  can  say  so. 

Mr,  Lattimore.  I  don't  know.    Some  time  after  the  war. 

Mr,  Sourwine.  When  did  you  first  reach  the  conclusion  that  Outer 
INIongolia  was  an  independent  state  and  free  of  Russian  domination? 
Do  you  know  ? 

Mr.  Lattimore.  Some  time  in  the  1930's. 

Mr.  Sourwine.  Do  you  know  when  you  first  argued  that  or  first 
expressed  that  view  publicly? 

Mr.  Lattimore.  No. 

Mr.  Sourwine.  Can  you  tell  us  now  when,  in  fact,  Outer  Mongolia 
did  become  an  independent  state  and  free  of  Russian  domination  ? 

Mr.  Lattimore.  Well,  I  would  say  that— I  forget  the  exact  year; 
1920  or  '21  or  somewhere  along  in  there,  the  Mongols  who  had  pre- 
viously declared  their  independence  of  China,  came  into  close  rela- 
tions with  Communist  Russia,  and  certainly  the  Russian  influence 
from  that  time  on  was  very  strong.  But  my  impression  was  that  it 
was  primarily  at  the  request  of  the  Mongols  themselves. 

Mr.  Sourwine.  You  say  the  Russian  influence  was  very  strong 
from  about  1920  or  1921  on  ? 

Mr.  Lattimore.  That  is  right. 

Mr.  Sourwine.  Now,  if  I  understood  you  correctly,  you  said  a 
moment  ago  that  the  situation  changed  after  the  war.  What  war  did 
you  mean  ?     The  First  World  W^ar  ? 

Mr.  Lattimore.  No  ;  the  Second  World  War. 

Mr.  Sourwine.  How  did  it  change?  Did  the  Russian  domina- 
tion become  stronger  after  the  First  World  War  ? 

88348— 52— pt.  10 24 


3636  INSTITUTE    OF    PACIFIC    RELATIONS 

Mr.  Lattimore.  No.  I  would  roughly  characterize  the  1920's  and 
1930's  as  a  period  when  the  close  relations  between  Eussia  and  Outer 
Mongolia  could  hardly  be  described  as  Eussian  domination,  because 
it  was  largely  or  chiefly  at  the  instance  of  the  Mongol  Government 
itself. 

Mr.  SouRWiNE.  There  was,  however,  during  that  time,  a  large 
measure  of  Eussian  influence.     Is  that  your  testimony  ? 

Mr.  Lattimore.  Surely. 

Mr.  SouRwiNE.  And  you  recognized  that  at  the  time? 

Mr.  Lattimore.  Oh,  surely. 

Mr.  Sottrwine.  And  you  never  argued  to  the  contrary ;  is  that  your 
testimony  ? 

Mr.  Lattimore.  I  don't  believe  so. 

]\Ir.  SouRwiNE.  All  right,  sir.  Another  loose  end,  quite  uncon- 
nected with  what  we  have  been  discussing :  You  remember  testifying 
here  earlier,  I  believe  on  the  last  day  before  this  one,  when  you  were 
on  the  stand,  concerning  a  YIVCA  worker  who  told  you  in  1947  that 
the  World  Youth  Festival  was  non-Communist? 

Mr.  Lattimore.  In  her  opinion ;  yes. 

Mr.  SouRWiNE.  Now,  will  you  give  us  the  name  of  that  YWCA 
worker  ? 

]Mr.  Lattimore.  My  wife  says  she  believes  we  have  the  letter  at 
home,  and  we  can  furnish  you  with  the  letter. 

Mr.  Morris.  Was  it  Talitha  Gerlach,  Mr.  Lattimore  ? 

Mr.  Lattimore.  No. 

Senator  Ferguson.  It  is  not  a  personal  letter,  is  it?  It  is  in  rela- 
tion to  the  conference  ? 

Mr.  Lattimore.  There  is  no  reason  why  we  shouldn't  turn  in  the 
letter.     You  can  have  the  whole  letter. 

Mr.  SouRwiNE.  Mr.  Lattimore,  have  you  ever  used  a  nom  de  plume 
in  your  writing  ? 

Mr.  Lattimore.  I  don't  believe  I  ever  have. 

The  Chairman.  Can  you  answer  that  more  definitely,  Mr.  Latti- 
more? 

Mr.  Lattimore.  To  the  best  of  my  recollection,  I  never  have. 

Mr.  SouRwiNE.  Mr.  Lattimore,  does  the  phrase  "Pivot  of  Asia" 
mean  anything  to  you  ? 

Mr.  Lattimore.  It  is  the  title  of  a  book  that  I  wrote  in  collabora- 
tion with  others  at  the  Page  School  at  the  Johns  Hopkins,  which  was 
published  in  1950? 

Mr.  Sourwine.  With  whom  did  you  collaborate? 

Mr.  Lattimore.  Let's  see.  There  were  about  six  or  eight  people. 
Let's  see  if  I  can  remember  them  all.     Dr.  John  De  Francis. 

Mr.  Sourwine.  Would  you  spell  that  for  the  reporter,  please  ? 

Mr.  Lattimore.  D-e  F-r-a-n-c-i-s. 

Mr.  Sourwine.  Will  you  identify  him? 

Mr.  Lattimore.  He  is  professor  at  the  Johns  Hopkins. 

Mr.  Sourwine.  And  tlie  next  ? 

Mr.  Lattimore.  Dr.  Daniel  Thorner,  T-h-o-r-n-e-r. 

Mr.  Sourwine.  Will  you  identify  him,  please? 

Mr.  Lattimore.  Who  is  now  at  the  University  of  Pennsylvania. 

Mr.  Sourwine.  And  the  next  ? 

Mr.  Lattimore.  Dr.  Chen  Han-seng,  C-h-e-n  H-a-n-S-e-n-g,  who  is 
now  in  China. 


INSTITUTE   OF   PACIFIC  RELATIONS  3637 

Mr.  SouRWiNE,  Can  you  identify  him,  please? 

Mr.  Lattimore.  Well,  he  had  previously  worked  for  the  IPR. 

Mr.  SouRWiNE.  He  is  the  same  Chen  Han-seng  that  has  been  dis- 
cussed in  previous  testimony  here? 

Mr.  Lattimore.  That's  right. 

Mr.  SouRwiNE.  All  right. 

Mr.  Lattimore.  Mr.  Cheng  Chih-yi,  C-h-e-n-g  C-h-i-h-y-i. 

Mr.  Sourwine.  Will  you  identify  him? 

Mr.  Lattimore.  He  was  a  former  member  of  the  Academia  Sinica, 
which  was  the  Chinese  Government  Research  Institute.  And  he 
worked  with  me  at  Johns  Hopkins  for  2  years.  I  believe  he  is  back  in 
China  now. 

Mr.  Sourwine.  Where  in  China  ? 

Mr.  Lattimore.  In  Red  China,  I  think.  The  last  I  heard  of  him  he 
went  back  to  Hong  Kong,  but  he  may  be  in  Red  China  now.  Let  me 
see. 

Senator  Ferguson.  Mr.  Lattimore,  when  you  said  he  w^as  connected 
with  China,  did  you  mean  the  Nationalist  Government? 

Mr.  Lattimore.  That  was  under  the  Nationalist  Government,  yes. 

Prof.  Karl  H.  Menges,  K-a-r-1  H.  M-e-n-g-e-s. 

Mr.  Sourwine.  Will  you  identify  him  ? 

Mr.  Lattimore.  Of  Columbia  University.  Oh,  there  was  also  a 
chapter  contributed  by  Mrs.  Thorner,  the  wife  of  Prof.  Daniel 
Thorner. 

Is  that  the  lot? 

Mr.  SouRw^iNE.  To  whom  are  you  addressing  that  question? 

Mr.  Lattimore.  I  was  asking  my  wife.  My  wife  assisted  in  the 
editing  of  the  book. 

Prof.  Tom  Weiner,  W-e-i-n-e-r,  or  Thomas  Weiner,  of  Duke  Uni- 
versity. 

I  think  that  is  all.    Do  you  remember  any  others  ? 

Mr.  Sourwine.  At  the  time  you  collaborated  with  those  persons,  did 
you  know  or  have  any  reason  to  believe  that  any  of  them  was  or  had 
been  a  person  under  Communist  discipline,  or  who  had  voluntarily  and 
knowingly  cooperated  or  collaborated  with  Communist  Party  members 
in  furtherance  of  Communist  Party  objectives? 

Mr.  Lattimore.  No  ;  I  didn't  believe  so. 

Senator  Ferguson.  Just  a  minute.  I  don't  know  whether  he  an- 
swered the  question. 

Mr.  Lattimore.  I  did  not  know  or  believe. 

Mr.  Sourwine.  Did  the  Rockefeller  Institution  have  anything  to  do 
with  the  financing  of  the  writing  of  this  book  ? 

Mr.  Lattimore.  No.  The  Carnegie  Foundation  made  a  grant- 
in-aid. 

Mr.  Sourwine.  Do  you  know  how  much  that  was  ? 

Mr.  Lattimore.  Do  I  remember  how  much  it  was?  I  don't  remem- 
ber offhand.     I  could  get  the  figure  for  you. 

Mr.  Sourwine.  Do  you  know  when  that  grant  was  made? 

Mr.  Lattimore.  I  think  probably  in  1947.  I  think  probably  for  the 
academic  year  1947-48. 

Mr.  Sourwine.  Who  was  head  of  the  Carnegie  Foundation  at  that 
time? 

Mr.  Lattimore.  I  don't  know  who  was  head  of  it.  The  member 
of  the  foundation  with  whom  I  dealt  was  Mr.  John  Gardner. 


3638  INSTITUTE    OF    PACIFIC   RELATIONS 

Mr.  SouRWiNE.  Was  Mr.  Alger  Hiss  ever  connected  with  that 
foundation  ? 

Mr.  Lattimore.  No,  sir.  He  was  connected,  as  I  recall,  with  the 
Carneoie  Endowment,  which  is  a  different  set-up. 

Mr.  SouRWiNE.  All  right.  And  it  is  your  testimony  that  the  Rocke- 
feller Foundation  had  nothing  to  do  with  any  donation  or  endowment 
or  gift  in  connection  with  the  preparation  of  this  book  ? 

Mr.  Lattimore.  No  ;  I  don't  believe  they  had  anything  to  do  with  it. 

Mr.  SouRWiNE.  All  right,  sir. 

Senator  Ferguson.  May  I  ask  a  question,  Mr.  Chairman? 

The  Chairman.  Yes,  sir. 

Senator  Ferguson.  Had  you  ever  approached  or  talked  to  Mr.  Hiss 
about  money  to  write  any  books  or  pamphlets  or  papers? 

]Mr.  Lattimore.  No. 

Mr.  FoRTAS.  Mr.  Sourwine,  do  you  want  that  figure?  I  am  not 
clear. 

The  Chairman.  The  what? 

Mr.  FoRTAS.  The  figure,  about  the  amount  of  money. 

Mr.  Sourwine.  We  would  like  to  have  it  for  the  record,  yes,  sir. 

The  Chairman.  All  right. 

Mr.  Sourwine.  Mr.  Lattimore,  how  many  times  have  you  been  in 
Mongolia  ? 

Mr.  Lattimore.  I  am  afraid  I  have  lost  count. 

The  Chairman.  If  you  can,  give  us  an  approximation. 

Mr.  Lattimore.  I  first  traveled  in  Mongolia  in  1926.  This  was  in 
Inner  Mongolia.  And  I  visited  Inner  Mongolia  very  frequently  from 
then  until  1937,  when  I  left  China. 

I  was  in  Outer  Mongolia  once,  in  1944,  for  a  brief  stop-over  on  the 
way  back  from  China. 

Mr.  Morris.  Mr.  Lattimore,  when  you  left  China  in  1935  to  go  to 
Moscow,  did  you  go  through  Inner  Mongolia? 

Mr.  Lattimore.  No  ;  neither  Inner  nor  Outer. 

Senator  Ferguson.  Might  I  inquire,  while  you  were  on  that  same 
point :  When  you  left  China,  did  you  know  you  were  going  to  stop  in 
Moscow  ? 

Mr.  Lattimore.  In  1936? 

Senator  Ferguson.  Yes. 

Mr.  Latttmore.  Yes. 

Senator  Ferguson.  That  was  a  planned  trip  ? 

Mr.  Lattimore.  That  was  at  the  request  of  Mr.  Carter,  C-a-r-t-e-r, 
as  secretary  general. 

Senator  Ferguson.  Yes ;  and  paid  for  by  the  institute  ? 

Mr.  Latitmore.  And  paid  for  by  the  institute. 

The  Chairman.  That  was  a  planned  trip,  was  one  question. 

Senator  Ferguson.  I  thought  he  answered  that  "Yes" ;  that  it  was  a 
planned  trip. 

Mr.  Lattimore.  I  answered  that ;  yes. 

Mr.  Sourwine.  Mr.  Lattimore,  have  you  seen  an  article  entitled 
"Lattimore  Whose  Ordeal — ,"  appearing  in  the  New  Leader  of  March 
17,  1952? 

Mr.  LA'rriMORE.  No. 

Mr.  Sourwine.  Wliich  contains  a  statement  that  Ambassador  Hu 
Shih  was  not  given  information  about  your  appointment  to  Chiang 
Kai-shek  until  some  time  after  your  conference  with  Ambassador 
Oumansky. 


INSTITUTE   OF   PACIFIC   RELATIONS  3639 

Mr.  Lattimore.  I  have  not  seen  that  article ;  no. 

Mr.  SouRWiNE.  Do  you  have  any  knowledge  as  to  when  the  Chi- 
nese Ambassador  received  information  or  intelligence  with  regard 
to  your  appointment  as  aide  to  Chiang  Kai-shek,  adviser  to  Chiang 
Kai-shek  ? 

Mr.  Lattimore.  None  whatever.  The  handling  on  the  Chinese 
side  was  through  Dr.  T.  V.  Soong  rather  than  through  the  Chinese 
Embassy. 

Mr.  SouR\viNE.  Mr.  Chairman,  the  question  came  up,  and  a  mem- 
ber of  the  committee  asked  the  staff  about  it.  The  staff  has  wired 
Dr.  Hu  Shih  and  has  a  telegram,  which  I  will  not  offer  for  the  record, 
because  it  is  not  evidence,  which  states  that  he  received  word  only 
2  days  before  Mr.  Lattimore  left.  I  bring  it  up  now  for  the  com- 
mittee's consideration  of  a  future  time  as  to  whether  Dr.  Hu  Shih 
should  be  called  as  a  witness  on  that  point,  if  it  is  considered  im- 
portant to  the  committee. 

The  Chairman.  Very  well. 

Mr.  Morris.  That  was  2  days  before  the  official  announcement 
was  made  ? 

Mr.  Lattimore.  Two  days  before  the  official  announcement  was 
made.    I  stand  corrected. 

Senator  Ferguson.  Mr.  Lattimore,  did  you  know  they  were  not 
going  through  the  Embassy  in  relation  to  your  appointment? 

Mr.  Lattimore.  I  didn't  know  whether  Dr.  T.  V.  Soong  was  clear- 
ing with  the  Embassy  or  not. 

Senator  Ferguson.  Had  you  talked  to  Dr.  Soong  ? 

Mr.  Lattimore.  Yes ;  I  had. 

Senator  Ferguson.  Prior  to  your  appointment  ? 

Mr.  Lattimore.  Yes. 

Senator  Ferguson.  Where  was  that  conversation  ? 

Mr.  Lattimore.  Wait.  I  want  to  be  sure  of  that.  It  was  prior 
to  the  appointment.  I  am  not  sure  whether  it  was  prior  to  the  recom- 
mendation or  not. 

Senator  Ferguson.  What  was  his  official  position  ? 

Mr.  Lattimore.  He  was  head  of  China  Defense  Supplies,  which 
was  an  organization  set  up  in  this  country  for  the  handling  of  sup- 
plies from  the  United  States  to  China. 

Senator  Ferguson.  Was  he  connected  with  the  Embassy? 

Mr.  Lattimore.  I  don't  know  what  the  formal  connection  was 
between  the  Embassy  and  China  Defense  Supplies. 

Senator  Ferguson.  Where  did  you  see  him? 

Mr.  Lattimore.  At  his  residence  here  in  Washington. 

Senator  Ferguson.  Here  in  Washington?  Then  you  do  not  dis- 
pute this  telegram,  as  I  understand  it? 

Mr.  Lattuviore.  No  ;  I  don't  dispute  it.    I  just  don't  know  about  it. 

Mr.  SouRwiNE.  Mr.  Chairman,  may  I  resume? 

The  Chairman.  Very  well.  , 

Mr.  SouR^viNE.  Mr.  Lattimore,  you  have  testified  here  with  regard 
to  your  opinion  as  to  whether  your  conference  with  President  Tru- 
man and  the  memoranda  you  left  with  him  and  the  letter  you  sent 
him  had  any  influence  on  him.  Do  you  know  whether,  as  a  matter 
of  fact,  he  gave  any  consideration  to  that  matter  m  the  days  subse- 
quent to  your  leaving  of  the  memoranda  with  him? 

Mr.  Latiimore.  I  have  no  knowledge  of  that  whatever, 

Mr.  SouRwiNE.  That  was  on  July  3,  was  it  not? 


3640  INSTITUTE    OF    PACIFIC    RELATIONS 

Mr.  Lattimore.  That  is  right. 

Mr.  SouRwiNE.  Mr.  Mandel,  I  ask  you  if  that  paper  which  I  now 
hand  you  carries  a  paragraph  which  you  had  copied  from  the  book, 
Mr.  President. 

Senator  Ferguson.  Here  is  the  book.  It  may  be  read  from  the 
book. 

Mr.  SouRWiNE.  Mr.  Chairman,  I  ask  that  this  paragraph,  which 
appears  on  page  122  of  the  book,  may  be  read  into  the  record  at  this 
point.    May  I  read  it? 

The  CiiAiRiViAN.  This  is  from  the  book  presumably  coming  under 
the  authorship  of  the  President  of  the  United  States,  entitled,  "Mr. 
President"?    Very  well.    Read  it  from  the  book. 

Mr.  SouRWiNE.  This  purports  to  be  an  entry,  a  diary  entry,  by  the 
President  [reading]  : 

July  4, 1945— 

Now,  that  was  the  date  following  your  visit  to  see  the  President. 

Down  Potomac  on  the  Potomac  with  Vinson,  Snyder,  Rosenman,  George  Allen, 
Steve  Early,  Charlie  Ross,  and  Matt  Connelly.  Discussed  Russia  and  Japanese 
war,  government  for  Germany,  food,  fuel,  and  transportation  for  Europe, 
sterling  bloc.    Do  not  feel  happy  over  situation. 

Mr.  Lattimore,  did  you  ever  see  a  letter  from  Betty  Ussashevsky  to 
Marguerite  Stewart  of  the  American  Council  of  the  IPR  ? 

Mr.  Lattimore.  Professor  who? 

Mr.  SouRwiNE.  Betty  Ussashevsky.     Do  you  know  who  she  was? 

Mr.  Lattimore.  Yes. 

Mr.  Sourwine.  Did  you  ever  see  a  letter  from  Betty  Ussashevsky  to 
Marguerite  Stewart  of  the  American  Council  of  the  IPR,  expressing 
the  fear  that  IPR  was  going  to  be  investigated  ? 

Mr.  Lattimore.  I  think  I  have  seen  a  reference  to  that  in  the  testi- 
mony before  this  committee. 

Mr.  Sourwine.  The  question  was:  Did  you  ever  see  the  letter? 

Mr.  Lattimore.  No  ;  I  am  sure  I  didn't. 

Mr.  Sourwine.  Did  you  ever  discuss  such  a  letter  with  your  wife  ? 

Mr.  Lattimore.  No  ;  I  am  sure  I  didn't. 

Mr.  Sourwine.  You  are  aware  of  that  letter  as  it  appears  in  our 
record  ? 

Mr.  Lattimore.  That  is  right. 

Mr.  Sourwine.  Do  you  know  that  that  letter  was  transmitted  to 
your  wife  by  Mrs.  Stewart  with  the  expressed  hope  that  she  would 
discuss  it  with  Bill  and  John  Carter  Vincent  and  any  other  trusted 
friends  w^ho  might  be  in  the  know  on  these  things? 

Mr.  Lattimore.  I  have  seen  that  reference  in  the  testimony. 

Mr.  Sourwine.  And  you  didn't  discuss  it  with  your  wife? 

Mr.  Lattimore.  No  ;  I  don't  think  I  remember  discussing  it  at  all. 
My  wife  says  she  believes  I  was  abroad  at  the  time. 

Mr.  Sourwine.  You  were  abroad  at  the  time  you  read  it  in  the 
testimony  ? 

Mr.  Lattimore.  No;  at  the  time  that  this  letter  was  sent. 

Mr.  Sourwine.  Well,  you  have  stated  that  you  didn't  see  it  at  that 
time.    You  also  said  you  saw  it  in  the  testimony. 

Mr.  Lattimore.  Yes. 

Mr.  Sourwine.  Did  you  see  it  in  the  testimony  after  you  got  back 
to  the  United  States  ? 


INSTITUTE   OF    PACIFIC   RELATIONS  3641 

Mr.  Lattimore.  No  ;  this  is  referring  to  1945,  isn't  it? 

Mr.  SouRwiNE.  I  am  referring  now  to  our  testimony.  You  said 
you  saw  this  letter  in  our  testimony. 

Mr.  Lattimore.  Yes ;  within  the  last  few  w^eeks. 

Mr.  SoUR\viNE.  Now,  after  you  saw  that  letter  in  our  testimony  and 
knew  what  it  said  about  transmittal  of  the  letter  to  Mrs.  Lattimore,  are 
you  testifying  here  that  you  didn't  discuss  it  with  Mrs.  Lattimore? 

Mr.  Lattimore.  No  ;  I  haven't  discussed  it  with  her. 

Mr.  Sourwine.  Do  you  know  whether  Mrs.  Lattimore  did,  in  fact, 
discuss  that  letter  with  Mr.  John  Carter  Vincent  ? 

Mr.  Lattimore.  I  would  have  to  ask  her. 

Mr.  Sourwine.  I  am  asking  you  whether  you  know. 

Mr.  Lattimore.  No  ;  I  don't  know. 

Mr.  Sourwine.  Do  you  know  whether,  in  fact,  she  did  discuss  it 
with  anyone  else? 

Mr.  Lattimore.  No;  I  don't. 

Mr.  Sourwine.  Mr.  Lattimore,  you  remember  there  has  been  testi- 
mony here  about  a  meeting  at  the  Aldo  Cafe  in  Washington,  D.  C, 
following  the  testimony  before  this  committee  of  Mr.  Carter,  which 
was  attended  by  Mr.  Carter,  you,  Mrs.  Lattimore,  and  a  fourth  party? 

Mr.  Lat'itmore.  That  is  right. 

Mr.  Sourwine.  Have  you  been  able  to  remember  yet  who  that 
fourth  party  was  ? 

Mr.  Lattimore.  Yes ;  it  was  a  graduate  student  at  Johns  Hopkins, 
named  Mr.  Catesby,  C-a-t-e-s-b-y,  Jones. 

Mr.  Sourwine.  Catesby  Jones  ? 

Mr.  Lattimore.  Catesby  Jones;  yes. 

Mr.  Sourwine.  Will  you  describe  Mr.  Jones,  for  the  benefit  of  this 
committee,  please  ? 

Mr.  Lattimore.  Mr.  Jones  is  a  student  in  the  School  of  Geography 
at  Johns  Hopkins. 

Mr.  Sourwine.  No,  I  meant  physically.  Is  he  tall,  or  short? 
Does  he  have  a  beard  ? 

Mr.  Lattimore.  He  doesn't  have  a  beard.  He  has  a  mustache.  He 
is  fair  in  color,  and  taller  than  I  am. 

Mr.  Sourwine.  Slender? 

Mr.  Lattimore.  No,  not  slender,  I  should  say. . 

Mr.  Sourwine.  Have  you  talked  with  Mrs.  Lattimore  about  that 
occasion  since  you  testified  about  it  here  previously? 

Mr.  Lattimore.  Yes ;  I  have. 

Mr.  Sourwine.  Is  this  your  own  recollection  you  are  testifying  from 
now,  as  refreshed? 

Mr.  Lattimore.  No  ;  it  is  not  my  recollection  at  all.  It  is  that  she 
reminded  me. 

Mr.  Sourwine.  Do  you  now  know  that  it  is  true  that  it  was  Mr. 
Catesby  who  was  there? 

Mr.  Lattimore.  I  assume  my  wife's  recollection  is  correct. 

Mr.  Sourwine.  Do  you  now  know  that  that  is  true? 

Mr.  Lattimore.  No;  I  don't  know  that  it  is  true.  I  am  assuming 
that  it  is  true. 

Mr.  Sourwine.  You  don't  actually  recollect  who  the  fourth  man 
was? 

Mr.  Lattimore.  I  don't  actually  remember  it  at  all. 

Mr.  Sourwine.  Do  you  know  Mr.  Catesby  ? 


3642  INSTITUTE    OF   PACIFIC   RELATIONS 

Mr.  Lattimore.  Yes;  I  do. 

Mr.  SouRwiNE.  Or  Mr.  Catesby  Jones. 

Mr.  Lattimore.  Mr.  Catesby  Jones.    Yes;  I  do. 

Mr.  Sourwine.  Now,  having  your  recollection,  as  you  say,  refreshed 
by  your  wife,  and  still  not  being  able  to  remember  it  yourself,  did  you 
have  any  thought  of  checking  with  Mr.  Catesby  Jones  to  see  whether 
he  was  in  fact  with  you  there  ? 

Mr.  Lattimore.  No;  I  haven't. 

Mr.  Sourwine.  Was  there  any  other  person  with  you  there  ? 

Mr.  Lattimore.  No  ;  not  that  I  recall. 

Mr.  Sourwine.  Did  Mr.  Catesby  Jones  have  any  connection  with 
the  IPK,  or  has  he  had  any  ? 

Mr.  Lattimore.  I  don't  believe  so. 

Mr.  Sourwine.  Does  he  have  any  connection  with  Mr.  Carter? 

Mr.  Lattimore.  No  ;  I  am  sure  he  doesn't. 

Mr.  Sourwine.  What  connection  does  he  have  with  you  ? 

Mr.  Lattimore.  He  is  a  graduate  student  at  the  Johns  Hopkins  Uni- 
versity, and  I  am  one  of  the  supervisors  of  his  thesis  work. 

Mr.  Sourwine.  Did  he  come  over  to  Washington  from  Johns  Hop- 
kins with  you  on  that  day  ? 

Mr.  Lattimore.  No;  I  don't  believe  he  did.  I  believe  we  must  have 
run  into  him  here. 

[To  Mrs.  Lattimore]  Do  you  remember  that? 

Mr.  Sourwine.  I  am  just  trying  to  find  out  what  you  know,  Mr. 
Lattimore. 

Mr.  Lattimore.  No  ;  I  don't  remember  at  all. 

Mr.  Sourwine.  Do  you  know  how  he  happened  to  be  invited  to  that 
meeting  ? 

Mr.  Lattimore.  No.  I  presume  we  just  ran  into  each  other  and 
went  to  dinner  together. 

Mr.  Sourwine.  You  did  not  just  run  into  Mr.  Carter,  did  you? 

Mr.  Lattimore.  No  ;  I  came  over  to  see  Mr.  Carter,  as  I  recall. 

Mr.  Sourwine.  That  was  by  prearrangement  that  you  had  dinner 
with  Mr.  Carter  ? 

Mr.  Lattimore.  No;  I  don't  think  it  was  by  prearrangement.  I 
think  my  wife  and  I  came  over  to  see  him,  and  it  got  along  toward 
dinner  time,  and  we  said,  "Let's  go  and  get  something  to  eat." 

Mr.  Sourwine.  You  knew  he  Avas  testifying  before  this  committee 
on  that  day ;  didn't  you  ? 

Mr.  Lattimore.  Yes ;  I  did. 

Mr.  Sourwine.  And  you  came  over  to  see  him  after  he  finished  his 
testimony? 

Mr.  Lattimore.  I  think  it  was  after  he  finished  his  testimony ;  yes. 

Mr.  Sourwine.  Do  you  recall  what  time  he  finished  his  testimony  ? 

Mr.  Lattimore.  No;  I  don't.  It  was  some  time  in  the  late  after- 
noon, I  think. 

Mr.  Sourwine.  Do  you  know  how  long  it  was  between  the  time  he 
finished  his  testimony  and  the  time  you  went  over  there  to  dinner  ? 

Mr.  Lattimore.  No  ;  I  don't  know. 

Mr.  Sourwine.  Do  you  think  it  was  long  enough  for  a  casual  meet- 
ing and  then  just  a  suggestion  to  go  eat? 

Mr.  Lattimore.  Yes ;  I  should  think  so. 

Mr.  Sourwine.  Do  you  know  where  you  casually  met  ? 


INSTITUTE    OF   PACIFIC   RELATIONS  3643 

Mr.  Lattimore.  Well,  we  went  to  the  hotel  that  Mr.  Carter  was 
staying  at.     Where  we  met  Mr.  Jones,  I  don't  remember. 

Mr.  SouRWiNE.  You  met  him  by  appointment;  didn't  yovi? 

Mr.  Lattimore.  No;  I  don't  think  so.     Mr.  Carter? 

Mr.  SouRwiNE.  Yes;  Mr.  Carter. 

Mr.  Lattimore.  Mr.  Carter,  by  appointment,  I  think. 

Mr.  SouRWiNE.  It  was  prearranged,  then,  wasn't  it  ? 

Mr.  Lattimore.  To  meet  him,  yes. 

The  Chairman.  We  had  better  get  that  straightened  out.  That 
same  question  was  propounded  to  the  witness  a  moment  or  two  ago 
and  he  said  "No."  Now,  was  it  by  prearrangement  ?  That  has  been 
asked  twice,  here,  and  has  been  answered  two  ways. 

Mr.  FoRTAS.  I  think  the  previous  question  was  the  dinner  by  pre- 
arrangement. Senator. 

Mr.  Lattimore.  Yes ;  I  think  it  was. 

Mr.  FoRTAS.  The  record  will  show. 

Mr.  Lattimore.  Could  we  check  that  on  the  record  ? 

Mr.  Sourwine.  The  record  will  speak  for  itself  as  to  the  question. 
If  the  witness  is  now  testifying  that  he  did  meet  Mr.  Carter  by  pre- 
arrangement, that  is  what  I  was  trying  to  find  out. 

The  Chairman.  You  can  answer  that  question  "Yes"  or  "No."  Was 
it  by  prearrangement  that  you  met  jNIr.  Carter  that  day  ? 

Mr.  Lattimore.  It  was  by  prearrangement  of  some  sort.  May  I 
elaborate  a  little  bit? 

The  Chairman.  I  do  not  think  it  needs  any  elaboration. 

Mr.  Lattimore.  The  question  is  whether  it  was  called  in  from 
Baltimore,  or  here. 

The  Chairman.  Just  a  moment.    You  have  answered  the  question. 

Mr.  Lattimore.  All  right. 

The  Chairman.  Proceed,  Mr.  Sourwine. 

Mr.  Sour^vine.  Mr.  Chairman,  the  witness'  mention  of  calling  from 
Baltimore  or  calling  from  here  raises  an  interesting  question  I  would 
like  to  ask. 

Does  that  indicate,  sir,  that  you  initiated  this  meeting  with  him  ? 

The  Chairman.  With  whom? 

Mr.  Sourwine.  With  Mr.  Carter.  That  you  sought  to  meet  Mr. 
Carter  on  that  day  ? 

Mr.  Lattimore.  That  I  don't  recall. 

Mr.  Sourwine.  Well,  you  said  you  don't  remember  whether  you 
called  him  from  Baltimore  or  called  him  from  here.  That  would  in- 
dicate you  remember  you  called  him,  wouldn't  it? 

Mr.  Lattimore.  I  believe  I  called  him,  but  the  reason  why  I  say 
I  don't  remember  is  that  he  may  have  let  me  know  from  New  York 
previously  that  he  was  coming  down  here.  * 

Mr.  Sourwine.  You  mean  you  may  have  had  a  previous  under- 
standing that  you  would  meet  with  him  after  he  finished  testifying 
that  day. 

Mr.  Lattimore.  I  don't  know  whether  I  knew  that  or  not,  or 
whether  he  simply  told  me  from  New  York  that  he  was  coming  down 
liere,  and  then  I  had  the  idea  of  seeing  him  here. 

Mr.  Sourwine.  All  right,  sir. 

Turning  to  another  subject,  Mr.  Lattimore,  when  did  you  first  meet 
Mr.  Dean  Acheson. 


3644  INSTITUTE    OF    PACIFIC    RELATIONS 

Mr.  Lattimore.  I  have  never  met  Mr.  Acheson. 
Mr.  SoTJRWiNE.  You  don't  Imow  liim  at  all. 
Mr.  Lattimore.  I  don't  know  him  at  all. 
Mr.  SouRWiNE.  Have  you  ever  corresponded  with  him? 
Mr.  Lattimore.  I  don't  believe  I  have. 

Senator  Ferguson.  On  that,  could  you  be  a  little  more  definite  ?  ^  , 
Mr.  Lattimore.  I  am  sure  that  I  have  never  corresponded  with 
Mr.  Acheson.  The  reason  why  I  say  I  believe  I  haven't  is  that  I 
may  have  had  occasion  in  the  past  to  write  some  letter  to  the  State 
Department,  where  you  are  supposed  to  address  the  letter  to  the 
Secretary. 

Senator  Ferguson.  I  wondered  about  the  October  1949  meetings, 
whether  you  were  invited.  Your  wife  is  now  handing  you  a  folder, 
and  I  wondered  whether  or  not  you  had  a  wire,  as  some  of  the  other 
people  had,  or  a  letter,  from  the  Secretary  of  State. 

Mr.  Lattimore.  No  ;  I  believe  that  correspondence  was  in  the  hands 
of  Mr.  Jessup  and  the  other  members  of  that  special  committee,  Mr. 
Case  and  Mr.— I  forget  his  name.  My  wife  has  just  reminded  me 
that  I  did  write  a  letter  or  send  a  telegram  to  Mr.  Acheson  requesting 
him  to  release  the  transcript  of  my  remarks  at  that  1949  meeting. 

Mr.  SouRWiNE.  Is  that  the  only  letter  or  telegram  or  other  com- 
munication? 

Mr.  Lattuhore.  That  is  the  only  one,  I  believe. 
Mr.  SouRwiNE.  That  you  ever  sent  Mr.  Acheson? 
Mr.  Lattimore.  Yes. 

Mr.  SoURWiNE.  Did  you  ever  speak  at  the  Army  War  College  i 
Mr.  Lai^imore.  I  have  spoken  there  maybe  once,  maybe  twice. 
Mr.  SouRW^iNE.  Not  more  than  twice  ? 
Mr.  Lattimore.  I  don't  think  so. 
Mr.  SouRWiNE.  And  at  least  once  ? 
Mr.  Lattimore.  And  at  least  once. 
Mr.  SouRWiNE.  Do  you  remember  when  ? 

Mr.  Lattimore.  Oh,  it  must  have  been  about  1945  or  1946,  pos- 
sibly 1947.    I  am  not  sure. 

Mr.  SouRwiNE.  Do  you  know  what  you  talked  about? 
Mr.  Lattimore.  I  don't  remember  'in  detail.    Probably  some  gen- 
eral talk  on  the  Far  East. 

Mr.  SouRwiNE.  Do  you  remember  how  your  talk  was  arranged? 
Mr.  Lattimore.  No;  I  don't. 

Mr.  SouRWiNE.  Do  you  remember  Avho  made  the  contact  or  who 
invited  you  to  speak? 

Mr.  Lattimore.  No;  I  don't. 

Mr.  SouRWiNE.  Did  you  ever  recommend  the  assignment  or  trans- 
fer of  any  person  in  the  State  Department  to  any  post  in  the  Far 
East? 

Mr.  Lattimore.  No  ;  I  don't  believe  I  ever  did. 

Mr.  SouRwiNE.  You  never  made  such  a  recommendation  to  anyone  ? 
Mr.  Lattimore.  No  ;  not  that  I  recall. 

Mr.  SouRwiNE.  Did  you  ever  make  such  a  recommendation  with 
regard  to  John  S.  Service? 

Mr.  LArriMORi-:.  No ;  I  am  pretty  sure  I  never  did. 

Mr.  SouRWiNE.  Miriam  Farley? 

Mr.  Lattimore.  No. 

Mr.  SouRwiNE.  T.  A.  Bisson? 


INSTITUTE   OF   PACIFIC   RELATIONS  3645 

Mr.  Lattimore.  No. 

Mr.  SouRWiNE.  Do  you  know  of  any  Communist  or  pro-Communist 
who  was  employed  by  the  Office  of  War  Information  '^ 

Mr.  Lattimore.  No. 

Mr.  SouRw^iNE.  Either  Chinese  or  American  Communist  or  pro- 
Communist  ? 

Mr.  Lattimore.  Not  tliat  I  considered  Communist  or  pro-Com- 
munist at  that  time. 

Mr.  SouR-waNE.  Now,  leaving  aside  the  question  of  what  you  con- 
sidered, I  want  to  ask  you  this  question :  Do  you  know  of  any  person, 
either  Chinese  or  American,  racially,  who  was  employed  by  the  Office 
of  War  Information,  who  was  a  person  under  Communist  discipline 
or  who  had  voluntarily  and  knowingly  cooperated  or  collaborated 
with  Comnnniist  Party  members  in  furtherance  of  Communist  Party 
objectives? 

Mr.  Lattimore.  No. 

Mr.  Sourwine.  Did  you  ever  have  anything  to  do  with  the  em- 
plovment  of  anyone  to  a  position  of  importance  with  UNRRA — 
UNRRA— for  China? 

Mr.  Lattimore.  No  ;  I  don't  believe  I  did. 

Mr.  Sourwine.  Did  you  ever  know  anyone  who  held  a  position  of 
importance  with  UNRRA  for  China  ? 

Mr.  Lattimore.  Yes ;  I  knew  Mr.  Beniamin  Kizer. 

Mr.  Sourwine.  Is  he  the  only  person  who  fills  that  specification  ? 

Mr.  Lattimore.  He  is  the  only  one  I  can  recall  at  the  moment. 

Mr.  Sourwine.  That  is,  he  is  the  only  person  who  ever  held  a  posi- 
tion of  importance  with  LTNRRA  for  China  that  you  knew? 

IMr.  Lattimore.  That  I  recall ;  yes. 

Mr.  Sourwine.  And  you  had  nothing  to  do  with  his  appointment 
and  made  no  recommendation  with  regard  to  it  ? 

Mr,  Lattimore.  No  ;  I  don't  believe  I  did. 

Mr.  Sourwine.  Are  you  acquainted  with  any  member  of  the  United 
States  Supreme  Court? 

Mr.  Lattimore.  I  have  met  Mr.  Justice  Douglas,  and  I  have  met  Mr. 
Justice  Black.    I  think  those  are  the  only  two  I  have  met. 

Mr.  SoumviNE.  Did  you  attend  a  discussion  conference  of  the  Amer- 
ican Council  of  the  Institute  of  Pacific  Relations  in  Washington  on  or 
about  December  9  and  10,  1938? 

Mr.  Lattimore.  I  don't  recall  it.    It  would  be  quite  possible. 

Mr.  Sourwine.  Now,  attempting  to  refresh 

Mr.  Lattimore.  Let's  see.    What  date  in  '38  ? 

Mr.  Sourwine.  December  9  and  10,  1938. 

Mr.  Lattimore.  Well,  I  was  in  Baltimore  at  that  time,  so  it  is  very 
likely  I  would  have  been  invited. 

Mr.  Sourwine.  Attempting  to  refresh  your  memory,  do  you  remem- 
ber attending  such  a  discussion  conference,  at  which  Mr.  Stanley 
Hornbeck  was  present? 

Mr.  Lattimore.  I  don't  recall  it.  I  have  been  at  various  IPR- 
sponsored  discussions  where  Mr.  Hornbeck  w^as  present. 

Mr.  Sourwine.  Was  he  a  trustee  of  IPR  at  that  time  ? 

Mr.  Lattimore.  He  has  been  a  trustee  of  the  IPR,  I  believe,  in  the 
past.    I  don't  recall  in  1938. 

The  Chairman.  Was  he  at  that  time  ?    That  was  the  question. 

Mr.  Lattimore.  I  don't  recall. 


3646  msTiTUTE  of  pacific  relations 

Mr.  FoRTAS.  May  I  inquire  whether  the  witness  wants  a  recess  ana 
whether  that  is  the  pleasure  of  the  committee?  We  have  been  going 
about  2  hours. 

The  Chairman.  The  committee  will  stand  in  recess  for  10  mniutes. 
(Short  recess.) 

The  Chairman.  The  committee  will  come  to  order. 
You  may  proceed,  Mr.  Sourwine. 

Mr.  Sourwine.  Mr.  Lattimore,  just  before  the  recess,  I  asked  you 
about  your  attendance  at  a  discussion  conference  of  the  American 
Council,  Institute  of  Pacific  Relations,  in  Washington,  D.  C,  on  or 
about  December  9  and  10,  1938. 
Mr.  Latiimore.  Yes. 

Mr.  Sourwine.  Now,  still  attempting  to  refresh  your  memory  with 
regard  to  such  a  discussion  conference,  do  you  remember  attending 
such  a  conference,  at  which  Mr.  James  Pennfield  was  in  attendance? 
Mr.  Lattimore.  No;  I  don't. 

Mr.  Sourwine.  Do  you  remember  attending  such  a  conference,  at 
which  Mr.  Alger  Hiss  was  in  attendance  ? 
Mr.  Lattimore.  No  ;  I  don't. 

Mr.  Sourwine.  Do  you  remember  attending  a  conference  at  which 
Mr.  or  Mrs.  Steven  Roudabush  was  in  attendance  ? 
Mr.  Lattimore.  No. 

Mr.  Sourwine.  You  just  can't  remember  any  such  conference? 
Mr.  Lattimore.  No  ;  I  can't. 

Senator  Smith.  Mr.  Chairman,  I  have  just  two  or  maybe  three 
questions  to  ask  Mr.  Lattimore. 
The  Chairman.  Very  well. 

Senator  Smith.  Mr.  Lattimore,  have  you  had  any  Russian  visit  you 
in  your  home  ? 

Mr.  Lattimore.  I  think  one.  You  mean  one  not  an  American  of 
Russian  origin? 

Senator  Smith.  I  mean  a  person  from  Russia. 
Mr.  Lattimore.  Yes ;  I  think  one. 
Senator  Smith.  Who  was  that? 

Mr.  Lattimore.  He  was  a  man  named  Dolbin,  D-o-l-b-i-n,  who  had 
been  assigned  by  the  Russians  to  accompany  Mr.  Wallace  in  Siberia, 
and  then  he  was  attached  for  a  while  here ;  I  am  not  sure  whether 
it  was  the  Russian  Embassy  or  the  Russian  United  Nations  delegation. 
And  I  invited  him  over  to  my  house. 

Senator  Smith.  How  long  did  he  visit  you  ? 

Mr.  Lattimore.  I  think  he  drove  over  for  lunch  and  drove  back 
the  same  day. 

Senator  Smith.  Now,  when  was  that  ?     About  when  ? 
I  know  it  is  difficult  to  remember  the  exact  date. 
Mr.  Lattimore.  Probably  1945.  ,  . 

Senator  Smith.  Now,  is  the  the  only  Russian  individual  that  visited 
your  home? 

Mr.  Lattimore.  I  believe  so. 

Senator  Smith.  Did  you  never  have  a  Russian  individual,  on  fur- 
ther reflection,  to  visit  you  as  your  house  guest? 
Mr.  Lattimore.  No  ;  I  am  pretty  sure  not. 

Senator  Smith.  Was  there  ever  any  such  occasion  where  you  met  a 
Russian  flying  into  Baltimore,  where  you  met  him  at  the  airport  ? 


INSTITUTE    OF   PACIFIC   RELATIONS  3647 

Mr.  Lattimore.  No  ;  I  am  pretty  sure  I  never  met  a  Russian  flying 
into  Baltimore. 

Senator  SivirrH.  And  this  one  Eussian  is  the  only  Russian  individual 
that  has  been  to  your  home  ? 

Mr.  Lattimore.  That  is  the  only  one  I  can  recall. 

Senator  Smith.  All  right. 

Senator  Ferguson.  What  was  the  first  name  of  this  individual  ?  I 
assume  that  was  the  last  name  you  gave. 

Mr.  Lattimore.  That  was  the  last  name.  I  don't  remember  the 
first  name. 

Senator  Smith,  May  I  ask  one  other  question  ? 

Did  you  have  occasion  to  have  a  conference  with  this  same  man  here 
in  Washington? 

Mr.  Lattimore.  No.  I  think  I  lunched  with  him  once  here  in 
Washington. 

Senator  Smith.  Did  you  meet  with  him  anywhere  else? 

Mr.  Lattimore.  In  this  country  ? 

Senator  Smith.  Yes. 

Mr.  Lattimore.  No. 

Senator  Smith.  Now,  at  how  many  places  did  you  meet  him  in 
Russia  ? 

Mr.  Lattimore.  Well,  he  was  attached  to  Mr.  Wallace's  party. 

The  Chairman.  How  many  places  did  you  meet  him  in  Russia? 

Mr.  Lattimore.  I  am  sorry,  Senator.  That  question  is  not  sus- 
ceptible to  an  answer  in  terms  of  numbers,  because  he  accompanied 
Mr.  Wallace  throughout  his  journey. 

Senator  Smith.  Now,  is  that  the  only  occasion  when  you  ever  saw 
him  in  Russia  ? 

Mr.  Lattimore.  That  is  right. 

Senator  Smith.  Did  you  ever  see  him  in  China? 

Mr.  Lattimore.  No. 

Senator  Smith.  Was  he  an  official  of  the  Soviet?  ■ 

Mr.  Lattimore.  He  was  an  official  of  the  Soviet  Union ;  yes. 

Senator  Smith.  Do  you  know  what  position  he  occupied? 

Mr.  Lattimore.  No  ;  except  that  at  the  time  of  Mr.  Wallace's  trip 
in  Siberia,  Mr.  Dolbin  was  described  as  assigned  fi*om  the  Soviet 
Foreign  Office. 

Senator  Smith.  You  assumed,  did  you,  that  he  was  a  loyal  Russian 
official? 

Mr.  Lattimore.  Yes. 

Senator  Smith.  And  consequently  a  Communist? 

Mr.  Lattimore.  Well,  I  couldn't  assume  that  he  was  a  Communist, 
because  I  understand  that  many  Russian  officials  are  not  Communists. 

Senator  Smith.  At  that  time? 

Mr.  Lattimore.  At  that  time ;  I  didn't  inquire. 

Senator  Smith.  Did  you  discuss  with  him  the  situation  developing 
then  in  China? 

Mr.  Lattimore.  No  ;  only  in  the  most  general  terms. 

The  Chairman.  You  did  discuss  it  with  him  ? 

Mr.  Lattimore.  Not  with  him  alone. 

The  Chairman.  Well,  it  does  not  make  any  difference  whether  it 
was  with  him  alone.    Did  you  discuss  it  with  him  ? 


3548  INSTITUTE    OF    PACIFIC   RELATIONS 

Mr  Lattimore.  The  subject  was  discussed  while  we  were  in  Russia, 
and  I  couldn't  recollect  at  this  moment  whether  he  was  the  man  who 
discussed  it  or  some  other  member  of  the  party.  .  ,    ,  .       ■      .. 

The  Chairman.  Did  you  have  any  conference  with  hmi  m  the 
presence  of  anyone  else,  or  with  anyone  else  in  Russia? 

Mr.  Lattimore.  I  think  it  was  always  in  a  group. 

Senator  Smith.  Do  you  have  any  idea  how  many  conferences  you 
had  with  him,  or  with  him  in  a  group? 

Mr  Lattimore.  No;  I  don't,  because  we  were  traveling  m  the  same 
airplane,  and  therefore  nobody  would  think  of  it  m  terms  of  con- 
f  erences. 

Senator  Smith.  Do  you  know  where  he  is  now  ? 

Mr.  Lattimore.  I  have  no  idea. 

The  Chairman.  That  is  all.  Senator? 

Senator  Smith.  I  believe  that  is  all.  _ 

Senator  Ferguson.  Did  this  Russian  come  back  with  you  on  the 
plane  ? 

Mr.  Lattimore.  No. 

Senator  Ferguson.  But  he  came  over  after  ? 

Mr.  Lattimore.  He  came  over  at  some  later  time ;  yes. 

Senator  Ferguson.  And  how  did  he  contact  you  ? 

Mr.  Lattimore.  Here? 

Senator  Ferguson.  Yes.    Did  he  call  you? 

Mr.  Lattimore.  No.  I  think  I  contacted  him. 

Senator  Ferguson.  At  the  Embassy? 

Mr.  Lattimore.  I  called  the  Embassy ;  yes. 

Senator  Ferguson.  How  did  you  learn  that  he  was  here  ? 

Mr.  Lattimore.  I  think  f roin  the  newspapers ;  but  I  am  not  sure.  _ 

Senator  Ferguson.  How  long  would  you  say  he  was  at  your  home? 

Mr.  Lattimore.  Two  or  three  hours. 

Senator  Ferguson.  You  did  not  meet  him  at  the  airport? 

Mr.  Lattimore.  No. 

Senator  Ferguson.  The  Senator  asked  you  if  you  recalled  meeting 

any  Russian. 

Mr.  Lattimore.  No;  I  don't. 

Senator  Ferguson.  Or  any  Russian  coming  from  the  airport  to  your 
home  ? 

Mr.  Lattimore.  No. 

Senator  Smith.  There  was  one  other  question. 

The  Chairman.  Verv  well.  Senator.  ^ 

Senator  Smith.  Mr.  Lattimore,  you  told  us,  and  you  published  in 
your  book,  that  Mr.  Hamilton  Owens  flew  from  here  to  London  for 
the  purpose  of  meeting  you.  You  spent  the  evening  together,  the  night 
together,  and  he  flew  back  the  next  day. 

Mr.  Lattimore.  No  ;  we  had  dinner  together  at  the  airport,  and  we 
immediately  thereafter  boarded  the  plane  for  home. 

Senator  Smith.  I  thought  you  said  that  you  spent  a  night  m  a 
good  soft  bed  for  the  first  time,  or  something  of  that  kind. 

Mr.  Lattimore.  No,  sir.  That  was  when  the  journey  was  broken,  in 
Ireland,  and  there  was  weather  obstruction,  and  so  on. 

Senator  Smith.  Did  anyone  else  meet  you  with  Mr.  Owens  when  you 
were  in  London  or  in  Ireland  ? 

Mr.  Lattimore.  No,  sir ;  except  that  the  whole  press  was  there  at 
the  airport. 


INSTITUTE   OF   PACIFIC   RELATIONS  3649 

Senator  Smith.  I  believe  you  told  me  you  did  not  know  any  of 
those  personally. 

Mr.  Lattimore.  No. 

Senator  Smith.  You  were  not  acquainted  with  any  of  them? 

Mr.  Lattimoke.  No. 

Senator  Smith.  Did  Mr.  Owens  take  you  any  information  with 
respect  to  these  charges  that  had  just  been  made  against  you? 

Mr.  Lattimore.  No,  sir. 

Senator  Smith.  Did  he  have  any  documents  or  papers  with  him 
at  all? 

Mr.  Lattimore.  No,  sir. 

Senator  Smith.  "VVliat  was  the  purpose  of  his  meeting  you,  if  you 
know,  flying  across  the  Atlantic  to  meet  you  and  flying  immediately 
back  ? 

Mr.  Lattimore.  Well,  I  suppose  as  the  editor  of  a  Baltimore  paper, 
his  reaction  was  "Baltimore  boy  makes  headline." 

Senator  Smith.  He  was  a  personal  friend  of  yours  ? 

Mr.  Lattimore.  Yes;  I  would  say  a  friend  and  acquaintance  of 
many  years. 

Senator  Smith.  I  was  just  interested  in  his  purpose  in  flying  across 
the  Atlantic,  if  you  were  flying  back  in  the  next  day  or  two.  Was 
there  any  significance  to  that? 

Mr.  Lattimore.  Well,  I  think  he  was  proably  trying  to  get  a  scoop. 

Senator  Ferguson.  Did  he  go  with  you  to  have  breakfast  with  Car- 
ter after  you  landed  ? 

Mr.  Lattimore.  No,  sir. 

Senator  Ferguson.  He  did  not  go  to  that  meeting  when  you  saw 
t]ie  press  release? 

Mr.  Lattimore.  I  don't  think  I  saw  Carter  after  I  landed. 

Senator  Ferguson.  I  thought  it  was  on  the  occasion  of  your  landing 
tliat  you  saw  Carter. 

Mr.  Lattimore.  No. 

Senator  Ferguson.  You  did  not  see  Carter  at  all  after  you  landed  ? 

Mr.  Lattimore.  I  don't  think  we  did. 

[To  Mrs.  Lattimore.]     Did  we? 

The  Chairman.  Wait  a  minute.    Your  memory  is  what  we  want. 

Have  you  a  question  pending  ? 

Senator  Ferguson.  No.    I  will  wait  and  get  the  book. 

Mr.  SouRWiNE.  Now  that  the  name  of  Mr.  Dolbin  has  been  brought 
in,  I  have  one  question  to  ask  about  him.  Did  Mr,  Wallace  meet  Mr. 
Dolbin  ? 

Mr.  Latitmore.  Certainly. 

Mr.  SouRwiNE.  And  knew  that  he  was  on  the  plane  all  the  way  ? 

Mr.  Lattimore.  That  is  right. 

Mr.  SouRwiNE.  Had  some  contact  with  him  on  the  plane  all  the  way  ? 

Mr.  Laittmore.  Yes.  He  was  attached  to  Mr.  Wallace  as  an  Eng- 
lish-speaking Kussian  to  facilitate  Mr.  Wallace's  journey. 

Mr.  SouRw^iNE.  He  had  frequent  conversations  with  him,  then, 
would  you  say  ? 

Mr.  Lattimore.  Yes. 

Mr.  SouRWiNE.  Of  a  friendly  nature  ? 

Mr.  Lattimore.  Yes. 

Mr.  SouRWiNE.  Did  you,  sir,  send  a  message  to  Mr.  Lauchlin  Cur- 
rie  at  the  White  House  in  November  of  1941  or  at  about  that  time 


3650  INSTITUTE    OF   PACIFIC   RELATIONS 

indicating  that  Chiang  Kai-shek  had  reacted  adversely  to  the  pro- 
posed modus  vivendi  for  Japan  ? 

Mr.  Lattimore.  Yes;  I  transmitted  such  a  message  at  the  instruc- 
tions of  Chiang  Kai-shek. 

Mr.  SouRWiNE.  He  told  you  to  transmit  that  message  to  the  White 
House  ^ 

Mr.  Lattimore.  That's  right. 

Mr.  Sourwine.  Did  you  urge  to  Mr.  Currie  that  the  President  be 
told  about  Chiang's  adverse  reaction  '*. 

Mr.  Lattimore.  Yes ;  I  did. 

Mr.  Sourwine.  Did  you  in  your  message  to  Mr.  Currie  state  that 
it  was  being  sent  at  Chiang's  direction  ? 

Mr.  Latiimore.  I  don't  remember.  The  text  of  the  message  was 
drafted  by  myself  and  Madame  Chiang  Kai-shek. 

Mr.  Sourwine.  Did  you  discuss  with  Mr.  Vincent  the  fact  that 
you  had  sent  or  would  send  or  were  sending  such  a  message,  or  your 
intention  to  send  such  a  message'^ 

Mr.  Lattimore.  No. 

Mr.  Sourwine.  Was  it  the  purpose  of  that  message  to  convey  a 
message  from  Chiang  to  the  President  I 

Mr.  Lattimore.  Yes.  My  understanding  was  that  Chiang  was 
using  all  channels  open  to  him  to  register  in  Washington  his  alarm. 

Mr.  Sourwine.  Did  you  have  any  part  in  the  drafting  or  prepara- 
tion or  submission  of  the  message  under  date  of  July  14,  1944,  the 
text  of  which  appears  on  page  560  of  the  State  Department  white 
paper,  which  I  now  show  you  % 

Mr.  Laitimore.  August  31,  1944?     Is  that  the  one? 

Mr.  Sourwine.  The  message  under  date  of  July  14,  1944,  on  page 
560. 

Mr.  Lattimore.  I  see.     No. 

Mr.  Sourwine.  Your  answer  is  "No"?     You  did  not? 

Mr.  Lattimore.  No  ;  I  did  not. 

Mr.  Sourwine.  I  am  assuming,  Mr.  Chairman,  that  page  refer- 
ences to  the  white  paper,  which  is  a  standard  document,  are  sufficient 
for  inclusion  in  this  record  by  reference? 

The  Chairman.  Very  well. 

Mr.  Sourwine.  Did  you  make  any  suggestions  with  regard  to  that 
message  ? 

Mr.  Lattimore.  No  ;  I  don't  believe  I  did. 

Mr.  Sourwine.  Did  you  know  about  it  at  tlie  time? 

Mr.  Lattimore.  No  ;  I  don't  believe  I  did. 

Mr.  Sourwine.  Did  you  know  it  was  going  to  be  sent? 

Mr.  LATriMORE.  No ;  I  don't  believe  I  did. 

Mr.  Sourwine.  Did  you  know  it  had  been  sent? 

Mr.  Lattimore.  No ;  I  don't  believe  I  did.  My  recollection  is  that 
I  had  no  conferences  with  Mr.  Wallace  after  the  plane  returned. 

Mr.  Sourwine.  Do  you  know  anything  about  the  documents  that 
that  message  itself  refers  to,  that  is.  the  Chiang  telegram  of  July  8, 
and  the  letter  to  Chiang  under  date  of  June  12  ? 

Mr.  Latiimore.  No  ;  I  don't  know  about  those. 

Mr.  Sourwine.  You  never  saw  such  documents? 

Mr.  LATriMORE.  No ;  I  don't  believe  I  did. 

Mr.  Sourwine.  Did  you  have  anything  to  do  with  the  preparation 
or  transmission  of  a  message  to  Chungking  on  or  about  July  25,  1944, 
(juoting  or  paraphrasing  Amerasia  magazine?. 


INSTITUTE    OF    PACIFIC    RELATIONS  3651 

Mr.  Lattimore,  No  ;  I  don't  think  I  did. 

Mr.  SouRwiNE.  Do  you  know  anything  about  a  message  sent  to 
Ambassador  Gauss  in  the  fall  of  1944,  on  or  about  September  19  of 
that  year,  over  the  signature  of  Secretary  Hull,  stating  that  he,  Hull, 
and  the  President,  then  Roosevelt,  were  authorizing  Ambassador 
Gauss  to  go  over  and  speak  very  frankly  to  Chiang  Kai-shek  about  the 
urgent  need  of  trying  to  bring  about  a  greater  amount  of  unity  in  the 
military  command  of  China? 

Mr.  Lattimore.  No,  sir ;  I  am  quite  sure  I  didn't. 

Mr.  SouRwiNE.  Did  you  ever  have  anything  to  do  with  the  drafting 
or  preparation  of  that  telegram? 

Mr.  Lattimore.  No;  I  am  quite  sure  I  didn't. 

Mr.  SouRwiNE.  Did  you  know  at  the  time  that  it  Avas  to  be  sent? 

Mr.  Lattimore.  No;  I  believe  this  is  the  first  I  have  heard  of  it, 
unless  I  noted  it  in  the  white  paper  when  I  first  read  it. 

Mr.  SouRwixE.  I  am  referring  to  the  telegi-am  that  appears  on 
page  563  of  the  white  paper,  which  I  show  you.  Does  that  change 
your  answer  in  any  way? 

Mr.  Lattimore.  No.  I  have  no  recollection  of  having  anything  to 
do  with  that. 

Mr.  Sourwine.  Did  you  know  at  the  time  that  it  had  been  sent? 

Mr.  Lattimore.  No  ;  I  don't  believe  I  did. 

Mr.  SouRwiNE.  Do  you  know  anything  about  a  telegram  to  Chiang 
Kai-shek  in  the  fall  of  1944  over  the  signature  of  President  Roosevelt? 

Mr.  Lattimore.  No,  I  don't  recollect  anything  about  that. 

Mr.  SouRwiNE.  Did  you  have  anything  to  do  with  the  preparation 
of  such  a  telegram? 

Mr.  Lattimore.  No;  I  am  quite  sure  I  didn't.    In  the  fall,  when? 

Mr.  SouRwiNE.  In  the  fall  of  1944. 

]Mr.  Lattimore.  What  month? 

Mr.  SouRwiNE.  I  can't  place  it  more  closely. 

Mr.  Latiimore.  No.  I  am  sure  I  didn't. 

INIr.  SouRWiNE.  Did  you  have  anything  to  do  with  the  contents  of 
such  a  telegram  ? 

Mr.  Lattimore.  No  ;  I  am  sure  I  didn't. 

Mr.  Sour  wine.  Did  you  ever  discuss  such  a  telegram  or  the  con- 
tents or  prospective  contents  of  it  with  Mr.  John  Carter  Vincent? 

Mr.  Lattimore.  No  :  I  don't  believe  I  did. 

Mr.  SouRwiNE.  When  did  you  first  meet  JNIr.  John  Carter  Vincent  ? 

Mr.  Lattimore.  In  Peking  about  1929  or  1930. 

Mr.  SouRAvixE.  You  are  sure  it  wasn't  earlier  than  that? 

Mr.  Laitimore.  Yes.    I  don't  remember  meeting  him  before  that. 

Mr.  Sourwine.  Could  it  have  been  while  you  were  with  Arnold  & 
Co.,  Ltd.,  at  Tientsin  and  Peking? 

Mr.  Lattimore.  No  ;  I  am  sure  I  didn't  know  him  then. 

Mr.  Sourwine.  That  would  have  been  between  1922  and  1926? 

Mr.  Lattimore.  1922  and  1926;  yet.  No;  I  have  no  recollection  of 
knowing  him  at  that  time. 

Mr.  Sourwine.  Do  you  regard  Mr.  John  Carter  Vincent  as  an  ex- 
pert on  far  eastern  affairs? 

Mr.  Lattimore.  Yes. 

Mr.  Sourwine.  Are  you  good  friends  ? 

Mr.  Lattimore.  I  would  say  quite  good  friends. 

Mr.  Sourwine.  When  did  you  last  see  him  ? 

Mr.  Lattimore.  It  must  have  been  several  years  ago. 

88348— 52— rt.  10 25 


3652  INSTITUTE    OF    PACIFIC    RELATIONS 

Mr.  SouRWiNE.  You  have  not  seen  him  recently  ? 

Mr.  Lattimore.  No. 

Mr.  SouRwiNE.  Have  yon  discussed  with  him  any  of  the  hearings 
before  this  subcommittee? 

Mr.  Lattimore.  No. 

Mr.  SouRwiNE.  Or  his  appearance  before  this  subcommittee?  Or 
his  actions  liere  ? 

Mr.  Lattimore.  No. 

Mr.  SouRwiNE.  Did  you  have  any  correspondence  with  him  about 
those  matters  ? 

Mr.  Lattimore.  No. 

Mr.  SouRwiNE.  Did  Mr.  John  Carter  Vincent  get  in  touch  with  you 
wlien  he  got  back  from  Switzerland,  in  November  of  1940  ? 

Mr.  Lattimore.  From  Switzerland  in  November  of  1940? 

The  Chairman.  When  he  got  back  from  Switzerland  is  the 
question. 

Mr.  Lattimore.  I  don't  recall. 

Mr.  Sourwine.  Do  you  know  when  he  did  get  back  ? 

Mr.  Lattimore.  No  ;  I  couldn't  tell  you. 

Mr.  SouRAViNE.  Did  you  see  him  in  November  or  December  of  1940  ? 

Mr.  Lattimore.  I  have  no  recollection. 

Mr.  Sourwine.  Do  you  know  when  was  the  first  time  after  Decem- 
ber of  1940  that  you  did  see  him? 

Mr.  Lattimore.  The  fiist  that  I  can  recall  seeing  him  is  in  Chung- 
king when  I  got  there  in  1941. 

Mr.  Sourwine.  Did  you  see  him  at  all  between  the  time  he  got 
back  from  Geneva  in  1940,  in  November,  and  the  time  he  sailed  for 
Shanghai  in  January  or  early  February  of  1941  ? 

Mr.  Lattimore.  I  should  say  it  is  quite  likely,  but  I  have  no 
recollection  of  it. 

Mr.  Sourwine.  Did  you  speak  to  Mr.  Vincent  by  telephone  during 
that  period  ? 

Mr.  Lattimore.  Again  all  I  can  say  is  that  it  is  very  likely,  but 
I  don't  remember  it. 

]\Ir.  Sourwine.  Did  you  correspond  with  him  while  he  was  away  ? 

Mr.  Lattimore.  No;  I  don't  believe  I  corresponded  with  him. 

Mr.  Sourwine.  I  ask  those  questions,  Mr.  Chairman,  in  connection 
with  exhibit  379,  which  is  already  a  part  of  this  record. 

Do  you  know  anything  about  what  part,  if  any,  Mr.  Lauchlin  Currie 
played  in  securing  your  assignment  to  accompany  Mr.  Wallace  on 
his  mission  to  China  ? 

Mr.  Lattimore.  No  ;  I  don't  remember  Mr.  Currie  having  anything 
to  do  with  it. 

Mr.  FoRTAS.  Mr.  Chairman,  could  he  see  exhibit  379? 

The  Chairman.  All  right. 

Mr.  Sourwine.  Do  you  know  anything  about  what  part,  if  any, 
Mr.  Currie  played  with  respect  to  your  assignment  in  connection  with 
the  Pauley  Commission? 

Mr.  Lattimore.  No;  as  far  as  I  remember  he  had  nothing  to 
do  with  it. 

Mr.  Sourwine.  Did  you  know  about  Mr.  Wallace's  book,  Soviet 
Asia  Mission,  before  it  was  published? 

]\Ir.  Lattimore.   Yes.    The  galley  ])roofs  were  sent  to  me. 

Mr.  Sourwine.  They  were  sent  to  you  ?    By  whom  ? 


INSTITUTE   OF    PACIFIC   RELATIONS  3653 

Mr.  Lattimore.  By — what  was  the  man's  name  ?  Mr.  Steiger,  who 
assisted  Mr.  Wallace  in  writing  the  book. 

Mr.  SouKwixE.  Why  did  he  send  you  the  galley  proofs  ? 

Mr.  Lattimore.  Presumably  because  my  name  was  mentioned 
frequently. 

Mr.  SouRwiNE.  Did  he  not  say  why  he  sent  them  to  you  ? 

Mr.  Lattimore.  I  don't  remember. 

Mr,  Sourwine,  Did  he  just  send  you  the  proofs  with  no  note, 
no  message? 

Mr.  Lattimore.  Oh,  there  must  have  been  a  covering  letter  of 
some  kind. 

Mr.  Sourwine.  You  don't  remember  what  was  in  it  ? 

Mr.  Lattimore.  I  don't  remember  what  was  in  it. 

Mr.  SouRW^iNE.  What  did  you  do  with  the  proofs? 

Mr.  Lattimore.  I  read  through  them  to  check  wherever  my  name 
was  mentioned  and  sent  them  back. 

Mr.  Sotjrwt:ne.  Did  you  see  the  manuscript  of  that  book  at  any 
time  ? 

Mr.  Lattimore,  No  ;  I  don't  think  I  ever  saw  the  manuscript. 

Mr.  Sourwine.  Did  you  or  Mrs.  Lattimore,  to  your  knowledge  ever 
work  on  the  manuscript  for  that  book  ? 

Mr.  Lattimore.  Not  to  my  recollection. 

[To  Mrs.  Lattimore.]  You  didn't  either ;  did  you  ? 

No. 

Mr.  Sourwine.  Did  you  correct  the  proofs  at  all  ? 

Mr.  Lattimore.  I  don't  remember  whether  I  did. 

Mr.  Sourwine,  Did  you  make  marginal  suggestions? 

Mr,  Lattimore.  If  so,  they  were  very  few.    I  don't  remember  them. 

Mr.  Sourwine.  Did  you  perform  any  editorial  function  with  re- 
spect to  that  book  or  that  manuscript  ? 

Mr.  Lattimore.  No  ;  nothing  that  I  would  call  an  editorial  function. 

Mr.  Sourwine.  Now,  do  you  remember  a  publication  or  an  article 
or  literary  work  that  bore  Mr.  Wallace's  name,  which  your  wife  had 
a  hand  in  the  writing  of  ? 

Mr.  Lattimore.  Yes;  I  do. 

Mr.  Sourwine.  What  was  that  ? 

Mr.  Lattimore.  It  was  called  "Our  Task  in  Asia" ;  was  it  ? 

It  was  "Our  Policy  in  Asia."    Or  "Our"  something  "in  Asia." 

Mr.  Sourwine.  Did  you  have  anything  to  do  with  that  publication 
in  an  editorial  way? 

Mr.  Lattimore.  I  think  my  wife  consulted  me  at  times  on  it. 

Mr.  Sourwine.  You  did  discuss  it  Avith  her  while  she  was  working 
on  it? 

Mr.  Lattimore.  Yes ;  I  believe  I  did. 

Mr.  SouRw^iNE.  Did  you  perform  any  editorial  function  with  re- 
spect to  that  book  ? 

Mr.  Lattimore.  No  ;  I  wouldn't  say  so,  unless  she  made  any  changes 
as  a  result  of  talking  with  me. 

Mr.  Sourwine.  Did  you  write  anything  for  inclusion  in  that  book, 
or  that  manuscript  ? 

Mr.  Lattimore.  I  don't  believe  I  actually  wrote  anything. 

Mr.  Sourwine.  Did  you  dictate  anything  ? 

Mr.  Lattimore.  No  ;  I  don't  think  so.  I  think  I  talked  it  over  or 
talked  over  parts  of  it  with  Mr.  Wallace  once  or  twice,  but  I  don't 
remember  much  in  detail  about  it. 


3654  INSTITUTE  or  pacific  relations 

Mr.  SotJRWiNE.  Would  you  say  it  was  wholly  Mrs.  Lattimore's 
work  ? 

Mr.  Lattimore.  No;  my  impression  is  that  it  was  primarily  Mr. 
Wallace's  work. 

Mr.  Morris.  Are  you  referriu<?  to  the  pamphlet,  "Our  Job  m  the 
Pacific"? 

Mr.  Lattimore.  "Our  Job  in  the  Pacific."    That  must  be  it. 

Mr.  Morris.  Mr.  Lattimore,  Mr.  Dennett  has  testified  that  that 
project  was  initiated  by  you.     Do  you  remember  that  testimony  ? 

]VIr.  Lattimore.  I  remember  some  testimony  to  that  effect,  that  the 
IPR  asked  me  to  speak  to  Mr.  Wallace  about"it,  or  something  of  that 
sort.     That  is  quite  possible. 

The  Chairman.  What  is  your  question,  now  ? 

Mr.  Morris.  I  was  asking  Mr.  Lattimore  if  he  had  recalled  Mr. 
Dennett's  testimony  on  that  subject. 

Actually,  what  did  happen  with  respect  to  it  ? 

Mr.  Lattimore.  I  don't  remember  what  happened  in  detail. 

The  Chairman.  Well,  what  liappened  with  regard  to  what  ?  Let  us 
get  our  line  straight  here. 

Mr.  Lattimore.  I  understand  Mr.  Morris  is  asking  about  the  initia- 
ting of  that  pamphlet.     I  don't  remember  the  steps. 

Mr.  Sour  WINE.  Did  you  go  to  Mr.  Wallace  about  it,  or  speak  to 
him  about  it  ? 

Mr.  Lattoiore.  I  should  say  very  likely ;  but  I  have  no  very  clear 
recollection. 

Senator  Ferguson.  Mr.  Lattimore,  did  you  consider  at  that  time 
that  he  had  knowledge  on  the  subject  that  w^ould  be  well  worth  while 
for  the  world  ? 

Mr.  Lattimore.  Yes ;  I  thought  that  the  opinions  of  the  Vice  Presi- 
dent of  the  United  States  were  important  for  the  worlcl 

Senator  Ferguson.  Do  you  know  why  he  did  not  write  it  alone,  and 
why  your  wife  helped  him  ? 

Mr.  Lattimore.  My  general  recollection  is  that  he  had  some  ideas 
about  America's  increasing  importance  in  the  world  and  about  various 
things  that  could  be  done  in  the  way  of  development  of  trade,  and 
investment,  and  so  on,  and  that  he  didn't  have  first-hand  knowledge  of 
Asia,  and  therefore  wanted  some  help  on  it. 

Mr.  SouRwiNE.  Do  you  think  the  writing  of  that  book  w^as  his  idea  ? 

Mr.  Lattimore.  That,  I  don't  remember,  whether  it  w^as  his  idea 
to  begin  with,  or  whether  the  idea  came  from  somebody  in  the  Listi- 
tute  of  Pacific  Relations. 

Mr.  SouRwiNE.  It  was  not  your  idea? 

Mr.  Lattimore.  No  ;  I  don't  think  it  was  my  idea 

Mr,  Sourwine.  You  are  sure  of  that? 

Mr.  Lattimore.  No  ;  I  am  not  sure  about  it. 

Senator  Ferguson.  Did  you  not  say  that  he  did  not  know  about 
Asia? 

Mr.  Lattuviore.  I  don't  believe  he  had  ever  been  in  Asia. 

Senator  Ferguson.  And  yet  you  were  having  him  write  as  an  au- 
thority, using  the  name  of  the  Vice  President,  for  the  IPR? 

Mr.  Lattimore.  I  wasn't  having  him  write. 

Senator  Ferguson.  If  one  of  these  witnesses  is  correct,  you  instigated 
it.     You  conceived  the  idea. 


INSTITUTE    OF   PACIFIC   RELATIONS  3655 

Mr.  Lattimore.  No.  I  remember,  my  general  recollection,  Senator, 
is  that  at  that  time  there  was  a  good  deal  in  the  press  about  Mr.  Wal- 
lace's ideas  of  the  development  of  iinindustrialized  countries  that 
would  be  coming  after  the  war,  and  presumably  those  references  gave 
somebody  the  idea  of  getting  Mr.  Wallace  to  apply  those  ideas  to  what 
was  eventually  described  in  the  pamphlet  as  ''Our  Job  in  the  Pacific." 

Senator  Ferguson.  Now,  in  writing  that,  how  do  you  account  for  the 
fact,  then,  that  he  got  in  touch  with  your  wife  to  help  him  write  the 
book  ? 

Mr.  Lattimore.  I  don't  remember  what  the  steps  were. 

^Ir.  SouRwiNE.  ]Mr.  Chairman,  may  I  interrupt  at  that  point?  The 
witness  is  in  the  field  of  pure  conjecture.  He  has  been  for  the  last  two 
or  three  answers.  If  it  is  true,  as  he  states,  that  he  does  not  remember, 
then  his  answer  has  to  be  "I  can't  explain  it."  A  conjecture  about 
what  might  have  happened  isn't  any  kind  of  an  explanation  at  all. 

The  Chairman.  That  is  true,  but  he  has  been  wandering  around 
in  that  field  for  a  long  while,  so  there  is  nothing  new  about  that. 

Senator  Ferguson.  Go  ahead  with  your  next  question. 

Mr.  Sourwine.  Did  you  ever  discuss  with  Lauchlin  Currie  the 
matter  of  assigning  or  securing  Mr.  Vincent  to  accompany  Mr.  Wallace 
to  China  ?       ^ 

Mr.  Latti3Iore.  I  don't  remember.  I  remember  talking  with  Mr. 
Currie  before  we  started,  but  I  don't  remember  whether  that  was 
before  or  after  Mr.  Vincent  had  been  appointed. 

Mr.  Sourwine.  Well,  didn't  you  discuss  it  first  with  Mr.  Vincent 
and  then  with  Mr.  Currie? 

Mr.  Lattimore.  That  I  don't  remember. 

The  Chairman.  What  is  it  you  do  not  remember,  now,  in  regard 
1o  that  question,  Mr.  Lattimore?     You  do  not  remember  what? 

IVIr.  Lattimore.  I  don't  remember  discussing  it  first  with  jNIr.  Vin- 
cent and  then  with  Mr.  Currie.     Isn't  that  the  order  you  put  it  in? 

Mr.  Sourwine.  Do  you  remember  discussing  it  with  Mr.  Vincent? 

Mr.  Lattimore.  I  remember  talking  about  the  trip  with  Mr.  Vin- 
cent before  we  started,  but  whether  it  was  before  he  was  appointed 
or  only  after  he  was  appointed,  I  don't  remember. 

Mr.'SouRwiNE.  Do  you  remember  talking  about  it  with  Mr.  Currie  ? 

Mr.  Lattimore.  I  remember  talking  about  it  with  ]Mr.  Currie ;  but, 
again,  whether  it  was  before  or  after  the  appointment  of  Mr.  Vincent, 
I  don't  remember. 

JNIr.  Sourwine.  I  mean,  do  3'ou  remember  talking  about  Mr,  Vin- 
cent's appointment  with  Mr.  Currie? 

Mr.  Latitmore.  I  don't  remember  whether  Mr.  Vincent's  appoint- 
ment was  included  in  wliat  we  talked  about  or  not. 

The  Chairman.  That  is  not  the  question  at  all.  Will  you  read 
the  question,  Mr.  Reporter? 

(The  reporter  reads,  as  requested.) 

Mr.  Lattimore.  No ;  I  don't  remember. 

Mr.  Sourwine.  Mr.  Vincent  has  testified  that  he  discussed  with  you 
his  fortlicoming  trip  with  Mr.  AVallace  for  some  time  before  he  left 
on  a  trip.     Please  tell  us  what  you  remember  about  those  discussions. 

]\Ir.  Laitimore.  I  suppose  we  talked  in  general  about  the  countries 
we  were  goinfj  to  be  iroino;  through,  but  I  don't  remember  anv  details 
whatever. 

Mr.  Sourwine.  Did  Mr.  Vincent  ask  you  for  advice? 


3656  INSTITUTE    OF   PACIFIC   RELATIONS 

Mr.  Laitimore.  No  ;  I  don't  believe  he  asked  me  for  advice.  He  may 
have  asked  me  for  opinion. 

Mr,  SouKWixE.  Did  you  give  him  advice? 

Mr.  Lattimore.  Not  that  I  remember. 

Mr.  SouRWiNE.  Did  you  give  him  opinion  ? 

Mr.  Lati'imore.  May  I  answer  that  in  this  way 

The  Chairman.  The  question  is :  Did  yon  give  him  opinion? 

Mr.  Lattimore.  If  I  gave  him  opinions,  they  were  ahnost  certainly 
directed  to  the  frontier  areas  in  which  I  was  particularly  interested. 

Tlie  Chairman.  Then  you  did  or  did  not  give  him  opinions  ? 

Mr.  Lattimore.  All  I  can  say  is  that  I  believe  I  probably  did. 

JNIr.  SouRwiNE.  Do  you  remember  having  any  discussions  with  Mr. 
Vincent  prior  to  the  trip  with  Mr.  Wallace,  prior  to  leaving  on  that 
trip  ? 

Mr.  Lattimore.  I  have  a  vague  recollection  of  one  or  two  very 
brief  meetings. 

Mr.  SouRAViNE.  Do  you  know  how  they  were  arranged  ? 

Mr.  Lattimore.  No  ;  I  don't  remember. 

Mr.  SouRWiNE.  Do  you  know  who  called  whom  ? 

Mr.  Lattimore.  No. 

Mr.  SouRWiNE.  That  is  all  you  can  tell  us  about  it? 

Mr.  Lattimore.  That  is  all  I  can  tell  you  about  it. 

Mr.  SouRWiNE.  On  how  many  occasions  during  the  Wallace  mis- 
sion did  you  discuss  with  Mr.  Vincent  what  had  taken  place  in  pre- 
vious talks  between  Mr.  Wallace  and  Chiang  Kai-shek  ? 

Mr.  Lattimore.  I  don't  recall  Mr.  Vincent  discussing  that  subject 
with  me. 

Mr.  SouRWiNE.  On  how  many  occasions,  if  any,  during  the  Wallace 
mission  did  you  ever  tell  Mr.  Vincent  anything  that  had  taken  place 
or  call  his  attention  to  anything  that  had  taken  place  in  a  previous 
talk  between  Mr.  Wallace  and  Chiang  Kai-shek? 

Mr.  Lattimore.  Did  I  tell  Mr.  Vincent  ? 

Mr,  Sourwine.  Or  call  his  attention  to  anything  that  had  taken 
place  ? 

Mr.  Lat'itmore.  I  believe  I  was  present  at  only  one  talk  between 
Mr.  Wallace  and  Chiang  Kai-shek,  and  I  do  not  believe  that  I  talked 
with  Mr.  Vincent  about  it  afterward. 

May  I  explain  that? 

My  recollection  of  the  subject  of  tliat  talk  is  extremely  hazy,  because 
I  was  acting  as  one  of  the  interpreters,  and  I  always  find  it  very  diffi- 
cult to  concentrate  on  interpreting  and  afterward  be  able  to  give  a  con- 
nected account  of  what  was  said. 

Mr.  Sourwine.  On  how  maiiy  occasions  did  you  discuss  with  Mr. 
Vincent  other  matters  connected  witli  the  mission? 

Mr.  Lattimore.  I  have  no  idea. 

Mr.  Sourwine.  A  numl)er  of  occasions  ( 

Mr.  Lattimore.  Probably  a  mimber  of  occasions  in  a  general  way, 
since  it  was  a  continuous  trip  and  we  were  constantly  thrown  together. 

Mr.  SouR'^^^NE.  Where  did  you  have  those  conferences? 

Mr.  Lattimore.  Usually  in  the  plane,  I  suppose. 

Mr.  Sourwine.  I  am  talking  about  times  when  you  were  not  in  the 
plane. 

Mr.  Lattimore.  Times  when  we  Avere  not  in  the  plane,  we  were  very 
frequently  quartered  separately.  So  I  would  say  tliat  our  conversa- 
tions were  usually  on  the  plane. 


INSTITUTE    OF    PACIFIC    RELATIONS  3657 

Mr.  SouRAViNE,  Are  you  meaning  to  testify  that  during  this  trip 
with  ]Mr.  WaUace,  you  didn't  discuss  with  ]Mr.  Vincent  matters  con- 
nected with  the  mission  except  when  you  were  on  the  plane  ? 

Mr.  Lattimore.  I  think  that  our  conversations  were  ahnost  entirely 
on  the  plane.  And  may  I  add  that  I  had  no  conversations  with  him 
on  subjects  that  might  be  called  "in  the  diplomatic  field." 

The  Chairman.  That  is  not  called  for  in  the  question,  and  it  is 
not  even  an  explanation  of  your  answer.  The  question  did  not  call 
for  anything  "in  the  diplomatic  field." 

Mr.  SouRwiNE.  Is  it  your  testimony  that  except  when  you  were  on 
the  plane  you  had  no  conversations  with  Mr.  Vincent  during  the  Wal- 
lace tri])  ? 

Mr.  Latti^iore.  Certainly  I  had  conversations  with  Mr.  Vincent, 
but  I  don't  recall  them  separately,  or  what  they  were  about, 

Mr.  SouRwiNE.  Did  you  ever  confer  with  him  in  his  room  ? 

Mr.  Lattimore.  I  don't  remember. 

Mr.  SouRWiNE.  Did  you  ever  confer  with  him  in  your  room  ? 

Mr.  Lattimore.  I  don't  remember. 

Mr.  SouRwiNE.  Did  you  ever  confer  with  him  out  on  the  street  I 

Mr.  Lattimore.  I  don't  remember. 

Mr.  SouRwixE.  Were  you  present  at  more  than  one  of  the  confer- 
ences between  Vice  President  Wallace  and  Chiang  Kai-shek? 

Mr.  Lattimore.  Xo  ;  I  believe  only  one. 

]Mr.  SouRWixE.  Did  yoii  at  any  time  make  any  memorandum  with 
regard  to  the  conference  at  which  you  were  present? 

]VIr.  Lattimore.  Xo  ;  I  don't  believe  I  did. 

]\Ir.  SouRwix'E.  Did  you  ever  transmit  any  such  memorandum  to 
Mr.  Vincent  ? 

Mr.  Lattimore.  Xo  ;  I  don't  believe  I  did. 

]Mr.  SouRWixE.  Did  you  ever  transmit  to  Mr.  A^incent  or  have  any 
part  in  the  transmission  to  him  of  any  report  or  memorandum  con- 
cerning any  conversation  between  General  Chiang  and  Mr.  Wallace  ? 

Mr.  Lattimore.  No  ;  I  don't  believe  so. 

Mr.  Sourwixe.  Was  John  Hazard  at  the  talks  between  Mr.  Wallace 
and  Chiang  Kai-shek  ? 

Mr.  Lattimore.  I  don't  believe  he  was  at  the  one  where  I  was  pres- 
ent ;  and,  of  course,  I  can't  speak  for  the  ones  where  I  wasn't  present. 

Mr.  Sourwixe.  While  you  were  in  China  with  ISIr.  Wallace,  did  you 
attend  a  conference  with  General  Ferris  ? 

Mr.  Lattimore.  Yes.  I  believe  that  was  the  one  at  which  I  was 
acting  as  one  of  the  interpreters. 

Mr.  Sourwixe.  Was  that  a  conference  about  sending  a  mission  into 
North  China? 

Mr.  Lattimore.  The  general  subject  of  the  conversation  was  to  send 
an  American  observer  mission  to  North  China ;  yes. 

Mr.  Sourwixe.  Do  you  remember  whether  jSIr.  John  Stewart  Service 
and  ]Mr.  John  Carter  Vincent  were  both  present  at  that  meeting  ? 

Mr.  Lattimore.  I  don't  remember  whether  ]Mr.  Vincent  was  present. 
I  remember  jNIr.  Service  being  present,  as  an  assistant  interpreter  to 
General  Ferris. 

Mr.  Sourwixe.  Was  General  Stilwell  at  that  conference  ? 

Mr.  Lattimore.  No. 

Mr.  Sourwixe.  General  Ferris  was  his  representative  ? 


3658  institutp:  of  pacific  relations 

Mr.  Lattimore.  I  think  General  Ferris  was  representing  liim.  I 
believe  vre  didn't  meet  General  Stihvell  all  the  time  we  were  in  China. 

Mr.  SouRWiNE.  During  Mr.  Wallace's  entire  mission,  you  had  no 
conferences  w^ith  General  Stilwell  ? 

Mr.  Lattimore.  That  is  right. 

Mr.  Sourwine.  Do  you  have  any  knowledge  of  an}^  conference  be- 
tween General  Stilwell  and  John  Carter  Vincent? 

Mr.  Lattiisiore.  At  that  time  ? 

]\Ir.  SouRWiXE.  Yes,  during  that  Wallace  mission. 

Mr.  Lattimore.  No  ;  I  haven't.  My  recollection  is,  as  I  say,  that 
General  Stilwell  was  not  even  in  China  during  that  time. 

Mr.  Sourwixe.  Do  you  know  why  Mr.  Wallace  recommended  that 
( jeneral  Stilwell  be  replaced  or  superseded  ? 

Mr.  Lattimore.  No,  sir ;  I  don't. 

Mr.  Sourwine.  Was  General  Stilwell  pro-Communist? 

Mr.  Lattimore.  No  ;  I  should  say  he  was  not. 

Mr.  Sourwine.  Was  General  Stilwell  a  jNIarshall  man? 

Mr.  Lattimore.  I  have  seen  him  so  characterized  in  the  press.  I 
couldn't  say  of  my  own  knowledge. 

Mr.  Sourwine.  Would  you  have  so  regarded  him? 

Mr.  Lattimore.  I  had  no  knowledge  on  which  to  base  such  an 
opinion. 

Mr.  Sourwine.  You  had  and  have  no  opinion  on  that  ? 

Mr.  Lattimore.  No. 

Mr.  Sourwine.  Did  j^ou  accompany  Mr.  Wallace  and  Mr.  Vincent 
to  Kunming? 

Mr.  Lattimore.  Yes ;  I  did. 

Mr.  Sourwine.  Where  did  you  sta}'^  while  you  were  there? 

Mr.  Lattimore.  I  think  I  stayed  at  the  American  consulate  in 
town. 

Mr.  Sourwine.  Where  did  they  stay? 

Mr.  Lattimore.  I  think  they  stayed  at  General  Chennault's  head- 
quarters outside  of  town. 

Mr.  Sourwine.  Was  there  any  reason  why  you  split  up? 

Mr.  Lattimore.  No  particular  reason. 

Well,  I  think  lack  of  accommodations  at  General  Chennault's. 

Mr.  Sourwine.  Were  you  invited  to  General  Chennault's? 

Mr.  Lattimore.  I  had  several  meals  there ;  yes. 

The  Chairman.  The  question  is:  Were  you  invited  to  General 
Chennault's  ? 

Mr.  Lattimore.  Yes. 

Mr.  Sourwine.  You  were  invited  to  stay  there? 

Mr.  Lattimore.  No;  I  don't  think  I  was  invited  to  stay  there.  I 
think  when  we  arrived  the  arrangements  were  made  and  I  was  quar- 
tered at  the  consulate. 

Mr.  Sourwine.  Did  3^ou  accompany  members  of  the  party  on  a  visit 
to  Mme.  Sun  Yat-sen  ? 

Mr.  Lattimore.  No;  I  don't  think  I  did. 

Mr.  Sourwine.  Do  you  know  whether  ]Mr.  Wallace  submitted  a 
report  to  the  President  in  writing  after  he  returned  from  China? 

Mr.  Lattimore.  I  know  that  from  the  press  and  from  the  hearings 
before  this  committee. 

Mr.  Sourwine.  Do  you,  of  your  own  knowledge,  know  whether  Mr. 
Wallace  submitted  a  report  to  the  President  in  writing  after  he  re- 
turned from  China? 


INSTITUTE    OF   PACIFIC   RELATIONS  3659 

Mr.  Lattimore.  Of  my  own  knowledge ;  I  don't  know. 

Mr.  SouRwiNE.  Did  you  ever  discuss  with  Mr.  Wallace  at  any  time 
such  a  report  or  the  subject  of  such  a  report? 

Mr.  Lattumore.  No  ;  I  was  excluded  from  those  discussions. 

Mr.  SouRWiNE.  Did  you  ever  see  a  rough  draft  of  such  a  report  or 
of  memoranda  prepared  for  such  a  report? 

Mr.  Lattimore.  No  ;  I  am  quite  sure  I  didn't. 

Mr.  Sourwixe.  Did  you  ever  submit  any  suggested  language  orally 
or  in  writing  for  possible  inclusion  in  sucha  report? 

Mr.  Latitmuke.  No,  sir ;  I  don't  believe  I  did. 

Mr.  Sourwixe.  Such  a  report  would  have  been  a  most  important 
thing  in  connection  with  Mr.  Wallace's  mission,  would  it  not  ? 

Mr.  Lattimore.  Yes. 

Mr.  Sourwixe.  In  your  contemplation  would  there  have  been  any- 
thing more  important  than  his  report  to  the  President? 

Mr,  Lattimore.  I  should  say  that  was  probably  the  most  impor- 
tant thing  in  his  mission. 

Mr.  Sourwixe.  And  yet  you  never  discussed  it  with  him? 

Mr.  Lattimore.  No,  sir ;  I  was  not  a  member  of  the  State  Depart- 
ment, and  I  was  excluded  from  all  diplomatic  activities. 

Senator  Fergusox.  Were  you  on  any  Government  jDayroll  at  that 
time  ? 

Mr.  Lattimore.  I  was  representing  OWL 

Senator  Fergusox.  You  were  on  that  payroll  ? 

Mr.  Lattimore.  That's  right. 

Mr.  Sourwixe.  Did  you  make  any  reports  of  your  own  with  regard 
to  the  Wallace  mission? 

Mr.  LATTiaioRE.  I  believe  I  made  a  verbal  report  to  Mr.  Elmer 
Davis. 

Mr.  Sourwixe.  By  "verbal,"  do  you  mean  oral? 

Mr.  Lattimore.  Oral ;  yes. 

Mr.  Sourwixe.  Did  you  make  any  written  report  to  anybody  ? 

Mr.  Lattimore.  No  ;  I  don't  believe  I  did. 

Mr.  SouRwix'E.  Did  you  know  about  the  so-called  Kunming  cable? 

Mr.  LATTiMoiiE.  No ;  I  don't  believe  I  knew  about  that  until  after- 
ward. 

Mr.  SouR"\\TX'E.  Did  you  ever  discuss  at  any  time  with  Mr.  Vincent 
any  matter  connected  with  Mr.  Wallace's  report  to  the  President? 

Mr.  Lattimore.  No  ;  I  don't  believe  I  did. 

Mr.  Sourwixe.  Have  you  seen  the  document  which  Mr.  Wallace 
released  as  the  text  of  his  report  to  the  President? 

Mr.  Lattimore.  Yes ;  I  believe  I  have. 

Mr.  Sourwixe.  Had  you  ever  seen  the  text  of  that  document  or 
any  part  of  it  before? 

Mr.  Lattimore.  No  ;  it  appeared  strange  to  me. 

Mr.  SouRWix^E.  What  part  did  you  have,  if  any,  in  preparation 
of  JNIr.  Wallace's  speech  to  be  given  in  Seattle  upon  his  return  from 
China  ? 

Mr.  Lattimore.  I  believe  I  had  no  part  in  that. 

Mr.  SouRw^ixE.  Did  you  give  him  any  information  for  inclusion 
in  that  speech  ? 

Mr.  Lattimore.  No;  I  don't  believe  I  did. 

Mr.  Sourwixe.  Did  you  talk  to  him  about  the  speech  ? 

Mr.  Lattimore.  No.  I  knew  he  was  writing  the  speech;  but  I 
don't  believe  I  talked  to  him  about  it. 


3660  INSTITUTE    OF    PACIFIC    RELATIONS 

Mr.  SouRwiNE.  Didn't  lie  ask  you  for  any  aid  or  any  material 
at  all? 

Mr.  Lattimore.  No;  I  believe  he  was  met  by  somebody  who  was 
going-  to  act  as  his  campaign  manager,  and  they  went  into  a  huddle 
and  composed  the  speech. 

Mr.  SoiTKWiNE.  Didn't  Mr.  John  Carter  Vincent  work  on  that 
speech  on  the  airplane  on  the  way  back  ? 

Mr.  Lattimore.  That  I  can't  remember. 

Mr.  SouRWiNE.  Did  you  give  Mr.  Wallace  the  benefit  of  notes 
you  had  taken  in  Siberia  to  aid  him  in  the  preparation  of  that 
speech  ? 

Mr.  Lattimore.  I  may  have.     I  don't  remember. 

Mr.  SouRWiNE.  Do  you  think  that  answ^er  jibes  with  the  last  three 
answers  you  have  just  given? 

Mr.  Lattimore.  I  don't  know  whether  it  jibes  or  not. 

The  Chairman.  The  witness  is  held  responsible  for  his  own 
answers,  and  whether  they  jibe  or  not  is  a  matter  for  the  conclusion 
of  the  committee. 

Mr.  SoTTRWixE.  Did  3"ou  give  Mr.  Wallace  anything?  Did  you 
give  him  any  information,  written  or  oral,  or  give  him  anything  at 
all  to  aid  him  in  the  preparation  of  that  Seattle  speech? 

Mr.  Lattimore.  I  talked  with  Mv.  Wallace  whenever  he  wanted 
to  talk  to  me;  but  I  remember  no  talks  the  subject  of  which  was  a 
speech  that  he  was  about  to  write. 

Mr.  SouRwiNE.  Did  you  furnish  any  substantial  part  of  the  factual- 
information  or  the  detail  upon  which  that  speech  was  based  ? 

Mr.  Lattimore.  I  don't  recall  the  speech  and  so  can't  answer  that. 
I  know  that  in  his  book  there  are  several  references  to  information 
that  he  says  came  from  me. 

Mr.  Sourwine.  Did  Mr.  Hazard  assist  in  the  preparation  of  that 
speech  ? 

Mr.  Lattimore.  That  I  don't  remember. 

Mr.  Sourwine.  Did  you  go  with  Mr.  John  Carter  Vincent  to  see 
Mr.  Lauchlin  Currie  after  you  got  back  from  the  Wallace  mission? 

Mr.  Lattimore.  Very  likely.     But  I  have  no  recollection. 

Mr.  Soubwine.  I  am  trying  to  find  out  whether  you  went  with 
Mr.  Vincent  or  whether  you  went  alone.     Can  joii  not  remember? 

Mr.  Lattimore.  No  ;  I  can't. 

Mr.  Sourwine.  Did  you  go  alone  ? 

Mr.  Lattimore.  I  don't  even  remember  going  to  see  JNIr.  Currie 
after  that  mission. 

•Mr.  Sourwine.  Do  you  say  you  didn't  go  to  see  Mr.  Currie  ? 

Mr.  Lattimore.  No;  I  can't  say  I  didn't. 

Mr.  Sourwine.  Is  it  possible  you  might  have  gone  to  see  him  on 
Diie  occasion  with  Mr.  Vincent  and  on  another  occasion  alone,  or  that 
you  might  have  gone  to  see  him  with  ]Mr.  Vincent  and  then  seen  him 
for  a  time  alone,  Mr.  Vincent  having  retired  ? 

Mr.  Lattimore.  It  is  quite  possible. 

Mr.  Sourwine.  Did  you  ever  discuss  with  the  President  of  the 
United  States  the  question  of  declariug  the  Japanese  Emperor  to  be  a 
war  criminal  ? 

Mr.  Lattimore.  No  ;  to  the  best  of  my  recollection,  I  never  mentioned 
that. 

Mr.  Sourwine.  Did  you  ever  discuss  that  with  Mr.  Vincent? 


INSTITUTE    OF   PACIFIC   RELATIONS  3661 

Mr.  Lattimore.  Mr.  Vincent  ?  Declaring  the  Japanese  Emperor  to 
be  a  war  criminal  ?     No,  I  don't  believe  so. 

Mr.  SouRwiXE.  Did  yon  ever  go  to  see  the  President  about  the  ques- 
tion of  the  fate  of  the  Emperor  ? 

Mr.  Lattimore.  No,  sir.  To  the  best  of  my  recollection,  I  mentioned 
Japan  only  as  it  is  mentioned  in  that  memorandum  that  you  have  for 
the  record,  and  it  was  not  mentioned  at  all  in  conversation. 

Mr.  SouRwiNE.  Did  you  ever  discuss  with  Mr.  Vincent  your  visit 
to  the  President  on  July  3,  1945?_ 

Mr.  Lattimore.  No  ;  I  don't  believe  I  ever  did. 

Mr.  SouRWiNE.  Did  you  ever  discuss  with  him  the  prospect  of  such 
a  visit,  the  fact  that  you  would  go  or  might  go? 

Mr.  Lattimore.  No;  I  don't  believe  so. 

Mr.  SouRwiXE.  Did  you  discuss  with  him  the  fact  that  you  had 
written  a  letter  to  the  President  ? 

Mr.  Lattimore.  I  don't  believe  so. 

Mr.  SouRWiNE.  Did  you  discuss  that  with  anj^one  else  in  the  State 
Department  ? 

Mr.  Lattimore.  I  don't  believe  I  discussed  it  with  anybody  in  the 
State  Department.  I  believe  the  only  person  with  whom  I  discussed 
it  was  the  president  of  my  university. 

Mr.  SouRwiNE.  Do  you  know  why  General  Marshall's  directive  for 
his  mission  to  China  was  initiated  in  the  State  Department? 

Mr.  Lattimore.  No;  I  have  no  knowledge  of  that. 

Mr.  Sourwixe.  Wasn't  General  Marshall  perfectly  competent  to 
draft  his  own  directive? 

Mr.  Lattimore.  That  is  a  subject  on  which  I  can't  speak  with  any 
authority. 

Mr.  SouRWiNE.  Hadn't  General  Marshall  had  a  lot  of  experience  in 
China? 

Mr.  Lattimore.  I  can't  speak  to  that  of  my  own  knowledge.  I  have 
seen  in  the  press  that  he  was  at  one  time  stationed  with  the  United 
States  Fifteenth  Infantry  in  Tientsin,  I  believe  in  the  1920"s,  but  I 
didn't  know  him  at  that  time. 

Mr.  Sourwixe.  Well,  he  had  served  in  China,  hadn't  he? 

Mr.  Lattimore.  That  is  my  recollection  ;  yes. 

Mr.  Sourwixe.  But  you  didn't  know  that  of  your  own  knowledge  ? 

Mr.  Lattimore.  No. 

Mr.  Sourwixe.  He  had  also  served  in  the  Philippines,  hadn't  he? 

Mr.  Lattimore.  I  didn't  know  that  of  my  own  knowledge,  either. 

Mr.  Sourwixe.  Wouldn't  that  help  his  knowledge  of  China  and  the 
Chinese  affairs? 

Mr.  Lattimore.  Do  you  want  me  to  speculate  ? 

Mr.  Sourwixe.  Would  it? 

Mr.  Lattimore.  Well,  it  is  part  of  Asia.  No,  I  think  the  Philip- 
pines and  China  are  different  enough  so  that  knowledge  of  the  Philip- 
pines is  not  necessarily  part  of  the  training  of  an  expert  on  China. 

Mr.  Sourwixe.  Marshall  had  to  know  about  China  when  he  was 
Chief  of  Staff;  did  he  not  ? 

Mr.  Lattimore.  I  presume  so. 

Mr.  Sourwixe.  Would  you  not  say  that  General  INIarshall  knew 
more  about  Asiatic  Affairs  when  he  became  Secretary  of  State  than 
he  did  about  any  other  sector  of  foreign  relations? 

Mr.  Lattimore.  I  couldn't  speak  to  that. 


3662  INSTITUTE    OF    PACIFIC    RELATIONS 

Mr.  SouRwiNE.  Yon  have  no  opinion  on  that? 

Mr.  Lattimore.  No  opinion  on  that. 

Mr.  SouRwiXE.  General  Marshall's  appointment  as  Secretary  of 
State  was  a  good  break  for  Mr.  Acheson  and  John  Carter  Vincent, 
wasn't  it? 

The  Chairman.  That  interrogation  certainly  calls  for  a  farfetched 
conclusion. 

Mr.  SouR^VTIS^E.  Will  the  Chair  indulge  me  for  just  three  or  four 
more  questions? 

Senator  Ferguson.  Suppose  the  witness  drew  those  conclusions  pre- 
viously.    They  might  be  farfetched. 

Mr.  Sourwine.  General  Marshall's  appointment  as  Secretary  of 
State  was  a  good  break  for  Dean  Acheson  and  John  Carter  Vincent, 
wasn't  it? 

Mr.  Latti3iore.  I  can't  speak  to  that. 

Mr.  Sourwine.  If  almost  anyone  else  had  become  Secretary  of 
State  at  that  time,  w^ouldn't  it  have  been  much  tougher  for  them  to 
put  across  their  ideas  of  far  eastern  policy? 

Mr.  Lattimore.  I  can't  speak  to  that. 

Senator  Ferguson.  Just  a  moment.  The  answ^er  is  "I  can't  speak 
to  that."     What  do  you  mean  by  that  answer  ? 

Mr.  Lattimore.  I  have  no  personal  knowledge  which  would  entitle 
me  to  an  opinion  of  any  value  on  that  subject. 

Senator  Ferguson.  Did  you  ever  express  an  opinion  along  that 
line  ? 

Mr.  Lattimore.  No  ;  I  don't  believe  I  did. 

Senator  Ferguson.  Well,  now,  think  a  moment. 

Mr.  Sourwine.  If  almost  anyone  else  had  become  Secretary  of 
State  at  that  time,  wouldn't  it  have  been  much  tougher  for  Acheson 
and  Vincent  to  put  across  their  ideas  with  regard  to  far  eastern 
policy? 

Mr.  Lattimore.    No,  sir.     I  can't  answer  that. 

Mr.  Sourwine.  Will  you  agree  that  General  Marshall's  policy  in 
China  deflected  the  pressure  somewhat  away  from  Russia? 

Mr.  Lattimore.  No;  I  wouldn't  be  able  to  agree  or  disagree  with 
that. 

Mr.  Sourwine.  Didn't  General  Marshall  bring  about  a  change  in 
the  far  estern  policy  America  had  been  following,  a  change  that  in- 
volved a  softer  attitude  toward  Russia? 

Mr.  Lattimore.  No  ;  I  don't  believe  I  could  characterize  it  in  that 
way. 

Senator  Ferguson.  Did  you  ever  characterize  it  in  that  way  ? 

Mr.  Lattimore.  I  don't  believe  so. 

Mr.  Sourwine.  Will  you  agree  that  the  INIarshall  policy  moved  us 
away  from  a  show-down  with  Russia,  whereas  the  policy  we  had  been 
following  before  that  time  had  been  a  get-tough  policy  that  was 
moving  us  toward  a  show-down  with  Russia  ? 

The  Chairman.  Well,  you  do  not  have  to  ask  your  counsel. 

Mr.  Fortas.  Mr.  Chairman,  these  are  rather  unusual  questions. 

The  Chairman.  They  may  be  unusual,  but  they  are  in  line.  He 
can  answer  it  "Yes"  or  "No,"  or  he  can  say  he  cannot  answer. 

Mr.  Fortas.  Can  we  have  that  question  again  ? 

Mr.  Sourwine.  AVill  you  agree  that  the  Marshall  policy  moved  us 
away  from  a  show-down  with  Russia,  whereas  the  policy  we  had  been 


INSTITUTE    OF   PACIFIC   RELATIONS  3663 

following  before  that  time  had  been  a  get-tough  policy  that  was  mov- 
ing us  toward  a  show-down  with  Russia  ? 

JNIr.  Lattimore.  I  may  have  believed  so  at  the  time.  I  have  no  clear 
recollection  of  it. 

Senator  Ferguson.  Did  you  ever  express  that  ? 

Mr.  Lattimore.  I  might  have. 

Senator  Ferguson.  Do  you  know  on  what  occasion  ? 

Mr.  Lattimore.  No. 

]\Ir.  SouRwiNE.  As  a  matter  of  fact,  was  not  the  same  thing  true  with 
regard  to  Europe,  that  the  Marshall  policy  deflected  the  pressure 
away  from  Russia  and  away  from  a  show-down  with  Russia? 

Mr.  Lattimore.  That  the  Marshall  policy  in  China 

Mr.  SouRwixE.  No.  Wasn't  the  same  thing  true  with  regard  to 
Europe,  that  the  Marshall  policy  deflected  the  pressure  away  from 
Russia  and  away  from  a  show-down  with  Russia  ? 

Mr.  Lattimore.  It  might  have. 

Mr.  SouRWiNE.  Can't  you  see  the  comparisoji  between  the  moves 
made  in  China  and  the  moves  made  in  Europe  ?  Isn't  that  a  fair  com- 
parison ? 

Mr.  FoRTAs.  Is  that  a  question,  too? 

Mr.  SouRwiNE.  Yes. 

Mr.  Lattimore.  Can  you  tell  me  what  year  you  are  speaking  of  ? 

Mr.  SouRWiNE.  Is  there  any  year  in  which  that  was  not  true  ? 

Mr.  Lattimore.  Well,  I  am  trying  to  recall  the  years  in  which  Gen- 
eral Marshall  was  Secretary  of  State. 

The  Chairman.  Well,  he  was  Secretary  of  State  to  your  knowledge 
was  he  not  ? 

Mr.  SouRwiNE.  Would  that  have  been  true  in  1945,  19i6,  and  19i7? 

Mr.  Lattim(;;re.  The  reason  I  am  asking,  Mr.  Sourwine,  is  that  it 
seems  to  me  there  is  an  overlap  here  between  what  is  sometimes  called 
the  Marshall  policy  in  China  at  a  time  when  Marshall  was  not  yet 
Secretary  of  State,  and  the  Marshall  policy  in  Europe  after  the  time 
when  Marshall  was  Secretary  of  State  and  when  the  Marshall  plan 
became  the  basis  of  policy  in  Europe. 

Mr.  Sourwine.  Don't  you  think  the  IMarshall  policy  in  China  and 
the  Marshall  policy  in  Europe  were  comparable? 

]Mr.  Lattimore.  I  think  they  were  comparable,  in  the  sense  of  trying 
to  save  the  situation  in  both  areas. 

Mr.  Sourwine.  Do  you  believe  that  Chinese  Communists  now  are 
controlled  by  Russia  or  that  they  are  free  to  determine  for  themselves 
what  course  they  will  follow  and  to  make  whatever  kind  of  a  bargain 
they  want  to  make  with  the  Western  Powers  or  with  Russia  ? 

Mr.  Lattimore.  Now  ?    Right  now  ? 

Mr.  Sourwine.  Yes. 

Mr.  Lattimore.  Right  now  I  would  say  that  the  Chinese  Com- 
munists are  clearly  ideologically  subordinate  to  Russia.  But  the  de- 
gree of  Russian  operational  control  is  something  that  is  disputed 
among  dili'erent  authorities  in  the  field. 

Mr.  Sourwine.  Would  the  same  thing  have  been  true  in  1946  and 
1947? 

Mr.  Lattimore.  In  1946-47,  I  believe  the  Chinese  Communists 
would  have  been  perhaps  more  free  to  operate  on  their  own. 

Mr.  Sourwine.  You  think  they  would  in  1946  or  1947  have  been  free 
to  determine  for  themselves  the  course  they  were  going  to  follow,  to 


3664  INSTITUTE    OF   PACIFIC   RELAtlOiSTS 

make  whatever  kind  of  a  bargain  they  might  want  to  make  with  either 
the  Western  Powers  or  Eussia,  as  they  saw  fit  ? 

Mr.  Lattimore.  I  think  that  is  possible. 

Senator  Fer(;us()X.  When  did  the  change  take  phice? 

Mr.  Lattimore.  I  should  say  after  the  Korean  war. 

Senator  Ferguson.  After  the  Korean  war?  When?  Before  they 
entered  into  the  Korean  war? 

Mr.  Lattimore.  No,  I  would  say  once  the  Korean  war  began. 

Senator  Ferguson.  That  is  before  China  got  into  it  ? 

Mr.  Lattimore.  Yes. 

Mr.  Sourwine.  Do  you  think  Czechoslovakia  or  Poland  would  be 
free  to  break  away  from  Russian  domination  and  make  peace  with 
the  non-Communist  powers  on  whatever  terms  they  might  decide, 
without  Russian  influence? 

Mr.  Lattimore.  Now? 

Mr.  Sourwine.  Yes. 

Mr.  Lattimore.  No. 

Mr.  Sourwine.  Do  you  think  they  could  have  done  it  in  1946  or 
1947? 

Mr.  Lattimore.  Well,  Yugoslavia  did  at  some  period  subsequent  to 
1947. 

Mr.  Sourwine.  I  spoke  of  Czechoslovakia  and  Poland. 

Mr.  Lattimore.  Oh,  I  thought  you  said  Czechoslovakia  and  Yugo- 
slavia.   Sorry. 

I  think  that  as  of  1940—47,  there  was  a  reasonable  prospect  that 
Czechoslovakia  and  Poland  might  have  become  much  less  satellites  of 
Russia. 

Mr.  Sourwine.  Do  you  think  the  Chinese  Communists  at  that  time 
were  comparable  with  Czechoslovakia  and  Poland  in  that  regard  ? 

Mr.  Lattimore.  ]VIore  comparable  than  they  are  now. 

Mr.  Sourwine.  ISIr.  Lattimore,  I  hold  in  my  hand  a  clipping  of  an 
article  entitled,  "The  Marshall  Policy — A  Steady  Pattern,"  by  Owen 
Lattimore,  from  the  New  York  Herald  Tribune  of  August  2,  1947.  I 
ask  you  if  you  wrote  that  article. 

Mr.  Lattimore.  Yes;  I  wrote  that. 

Mr.  Sourwine.  Mr.  Chairman,  I  ask  that  that  may  be  inserted  in 
the  record  at  this  point. 

The  CHAiR:\rAN.  It  may  be  inserted  in  the  record. 

(The  material  referrecl  to  was  marked  "Exhibit  No.  605''  and  is  as 
follows :) 

Exhibit  No.  605 

THE  MARSHALL  POLICY— A  STEADY  PATTERN 

Europe-China  Parallel  Demonstrates  That  East-West  Show-Down 
Is  Still  an  Illusion 

(By  Owen  Lattimore) 

Bratislava,  Czechoslovakia. — As  an  old  China  hand  with  a  snmmer  vacation 
balcony  seat  overlookinj;  the  spectacle  of  Europe,  I  have  been  watching  with 
absorbed  interest  the  progress  of  United  States  policy  as  directed  by  Secretary 
of  State  Geor.i;e  C.  Marshall. 

As  an  old  China  hand,  I  probably  compare  moves  made  in  China  with  moves 
made  in  Europe  more  carefully  than  do  most  Americans.  As  an  old  China  hand 
who  happened  to  be  in  Europe  at  the  moment  when  Czechoslovakia  and  the  other 
Slav  states  turned  down  the  chance  to  enter  the  Paris  economic  discussions,  I 
have  probably  been  more  conscious  than  many  people  of  the  resemblance  between 


INSTITUTE    OF    PACIFIC    RELATIONS  3665 

the  result  of  certain  moves  made  in  China  and  recent  moves  made  in  Eiu-oi>e.    For 
what  my  views  are  worth,  here  they  are. 

Czechoslovakia  knows  much  more  about  America  than  America  does  about 
Czechoslovakia.  Judging  from  the  American  cables  and  publications  reaching 
Czechoslovakia,  the  prevailing  belief  is  that  the  line  has  been  drawn  much  more 
sharply  than  ever  before  between  Russia  and  her  eastern  European  satellites 
and  America  and  Britain  and  their  western  European  satellites.  I  am  convinced 
that  this  is  an  illusion.  The  final  lines  have  not  yet  been  drawn  and  the  final 
positions  have  not  yet  been  taken. 

The  key  to  an  analysis  of  the  prevailing  illusion  is  to  be  found  by  comparing 
the  Marshall  policy  in  China  with  the  Marshall  policy  in  Europe.  In  China  at 
the  end  of  the  war  the  United  States  began  with  certain  steps  in  the  direction 
of  a  show-down  with  Russia.  These  steps  may  be  described  as  an  early  version 
of  the  Truman  doctrine,  and  they  presumably  were  taken  on  the  assumption  that 
a  show-down  with  Russia  was  either  inevitable  or  desirable.  Heavy  emphasis 
was  laid  on  the  government  of  Chiang  Kai-shek  as  the  "only'  legitimate 
government." 

Repeated  allusions  were  made  to  Russia's  treaty  obligations  to  recognize  and 
give  aid  and  comfort  only  to  that  Government.  An  all-out  American  effort  was 
made  on  an  ostentatious  scale  to  complete  the  equipment  of  the  Kuomintang 
armies,  even  though  the  war  was  over,  and  to  transport  them  to  such  advanta- 
geous positions  that,  should  there  be  a  civil  war,  it  would  be  a  push-over. 

Then  General  Marshall  was  sent  out  to  China.  Instead  of  continuing  in  the 
direction  of  a  show-down  with^ussia,  he  diverted  the  policy  in  the  direction 
of  a  show-down  between  conflicting  political  and  economic  ideas  in  China,  and 
the  conflicting  regional  groupings  of  power  that  were  already  established  there. 
He  avoided  being  trapped  by  the  Kuomintang  into  signing  a  blank  check  for 
American  support  in  the  civil  war;  but  at  the  same  time  he  continued  American 
aid  and  maintained  the  American  strategic  positions  on  such  a  scale  that  the 
United  States  can  always  step  back  into  the  field  to  prevent  a  complete  collapse 
of  the  Kuomintang. 

Russian  comments  on  American  policy  have  been  every  bit  as  uncomplimentary 
as  American  suspicions  of  what  the  Russians  may  be  up  to  in  China.  But  it  is 
noteworthy  that  in  China  the  Russians  followed  the  Marshall  lead  in  the  one 
respect  which  was  all  important :  they  did  not  act  as  though  we  were  retreating. 
They  did  not  rush  in  to  follow  us  u])  or  to  tread  on  our  heels.  It  can,  in  fact, 
be  said  that  Russian  policy  in  China  has  been  responsive  to  American  policy, 
although  there  has  been  no  cooperation.  As  a  consequence,  if  a  way  ever  oi>ens 
up  for  the  renewal  of  negotiations  between  tlie  two  sides  in  the  Chinese  civil 
war  on  something  resembling  the  original  Marshall  basis,  then  the  way  will 
also  be  open  for  a  Russo-American  understanding  to  underwrite  the  results  of 
such  negotiations. 

In  Europe,  as  in  China,  we  had  an  early  or  "Truman"'  phase  of  American 
policy,  followed  by  a  second  or  "Marshall"  phase.  The  Truman  policy  in  Greece 
and  Turkey,  like  the  pre-Marshall  policy  of  trying  to  set  up  the  best  possible 
civil  war  in  China,  took  the  form  of  highly  publicized  steps  toward  a  show- 
down with  Russia.  The  ^Marshall  policy  in  Europe,  like  the  Marshall  policy  in 
China  (in  spite  of  all  the  publicity  about  a  show-down),  has  in  fact  deflected 
the  pressure  somewhat  away  from  Russia  and  placed  the  emphasis  instead  on  the 
European  countries  between  Russia  and  the  west.  The  original  Marshall  pro- 
posal did  not  call  on  the  European  nations  to  aline  themselves;  it  called  on 
them  to  group  themselves. 

The  work  of  alinement  can  be  fairly  described  not  as  the  Marshall  proposal, 
but  as  the  Bevin  policy.  British  Foreign  Secretary  Ernest  Bevin  has  in  this 
respect  (to  continue  the  comparison  with  China),  played  the  part  of  Chiang 
Kai-shek.  The  British  Labor  Party  has  played  the  part  of  the  Kuomintang. 
with  the  dominant  wing  convinced  tliat  a  good  anti-Russian  policy  is  better  than 
a  good  European  policy,  while  the  weaker  wing  trails  along  but  keeps  hankering 
for  a  "common  policy  for  all  European  Socialists." 

The  Bevin  policy  in  Europe,  however — like  the  Kuomintang  policy  in  China — 
has  not  yet  succeeded  in  forcing  a  show-down  between  America  and  Russia.  The 
very  essence  of  the  situation  is  that  American  policy  is  still  in  a  position  of  free 
maneuver,  free  to  push  forward,  to  draw  back,  or  to  modify  its  direction. 

Russia,  correspondingly,  has  not  been  forced  into  a  corner,  but  is  also  still 
free  to  maneuver.  And  the  Russian  satellites,  about  whose  alinement  with  Rus- 
sia there  has  been  so  much  excited  comment,  are  in  fact  still  free  to  come  to 
terms  with  other  European  states,  just  as  the  Chinese  Communists  are  still  in 


3666  INSTITUTE    OF    PACIFIC    RELATIONS 

a  position  to  come  to  terms,  with  strong  bargaining  power,  with  the  rest  of  China. 

This  analysis  is  confirnied  by  the  fact  that  neither  in  China  nor  in  Europe  lias 
the  United  States  said  either  "these  are  all  my  cards"  or  "these  are  all  the  cards 
I  am  going  to  play."  Still  less  have  we  said  :  "Here  is  the  exact  siuu  of  money 
that  backs  these  cards — count  it." 

And  the  briefest  summing  up  of  the  Russian  policy  is  that  in  Europe,  as  in 
China,  it  has  not  been  cooperative,  it  has  certainly  not  been  accompanied  by 
complimentary  language,  but  it  has  been  responsive.  It  has  followed  the 
Marshall  lead.  The  Russians  have  reserved  for  themselves  the  same  freedom 
of  maneuver  that  we  have  kept  for  ourselves.  In  Europe,  as  in  China,  therefore, 
to  the  extent  that  Europeans  may  find  that  they  cannot  get  on  without  each 
other,  America  and  Russia  are  free  to  endorse  any  renewed  trend  toward  getting 
together. — New  York  Herald  Tribune,  August  2,  1C47. 

Mr.  SouRWiNE.  Mr.  Lattimore,  I  show  you  an  excerpt  from  the 
Congressional  Record  of  January  24,  1947,  being  extension  of  remarks 
by  the  Honorable  James  E.  Murray,  of  Montana,  the  full  text  of  an 
article  entitled  "Asia  and  the  State  Department"  by  Owen  Lattimore, 

I  ask  you  if  that  is  the  text  of  an  article  which  you  wrote  ^ 

Mr.  Lattimore.  Yes ;  that  is  an  article  I  wrote. 

Senator  Ferguson.  Could  I  see  it? 

Mr.  SouRWiNE.  Mr.  Chairman,  I  ask  that  that  may  be  inserted  in 
the  record  at  this  point.  "" 

The  Chairman.  It  may  be  inserted  in  the  record. 

(The  material  referred  to  was  marked  "Exhibit  No.  606"  and  is  as 
follows :) 

ASIA  AND  THE  STATE  DEPARTMENT 

Extension  of  Remaeks  of  Hon.  James  E.  Miteray,  of  IMontana,  in  the  Senate 
OF  the  United  States,  Friday,  January  24  (Legislative  Day  of  Wednesday, 

JANUARY    15),   1947 

Mr.  Murray.  Mr.  President,  I  ask  unanimous  consent  to  have  printed  in  the 
appendix  of  the  Congressional  Record  an  article,  Asia  and  the  State  Depart- 
ment, written  by  Owen  Lattimore,  director  of  the  Walter  Hines  Page  School  of 
International  Relations. 

There  being  no  objection,  the  article  was  ordered  to  be  printed  in  the  Record, 
as  follows : 

Asia  and  the  State  Department  (by  Owen  Lattimore) 

Washington. — The  appointment  and  speedy  confirmation  of  Gen.  George  C. 
Marshall  as  Secretary  of  State  have  drawn  a  flood  of  comment.  Most  of  it  is 
interesting.  Great  men  are  not  always  interesting  men,  but  General  Marshall 
is  one  of  the  great  men  of  our  time  who,  in  spite  of  his  modest  avoidance  of 
publicity,  has  always  had,  without  asking  for  it.  the  interest  of  the  people. 

Arthur  M.  Schlesinger,  Jr.,  in  a  book  review  in  the  current  issue  of  the  Atlantic 
IMonthly,  says  acidly  that  "small  men  have  now  succeeded  great  men  in  the 
United  States,  Imt  small  problems  have  not  succeeded  great  problems." 

General  Marshall  stands  apart  from  this  sweeping  condemnation.  He  is  a 
great  man  who  can  cope  with  the  greatest  problems;  and  it  is  not  only  America 
that  knows  it.    The  world  knows  it. 

Yet  in  all  the  comment  about  General  Marshall,  and  about  the  problems  that 
will  now  come  to  his  desk,  one  most  important  combination  of  circumstances  has 
been  overlooked,  and  that  is  the  significance,  in  the  bureaucracy  of  the  State 
Department,  of  General  Marshall's  exceptional  experience  in  Asia  and  knowledge 
of  Asiatic  affairs.  He  is  the  first  Secretary  of  State  in  our  history  whose 
knowledge  of  Asiatic  affairs  is  greater  than  his  knowledge  of  any  other  sector  of 
our  foreign  relations,  and  the  first  Secretary  of  State  to  step  into  office  directly 
from  an  assignment  of  topmost  policy-making  importance  in  Asia. 

Only  people  who  have  been  dealing  with  the  Far  Eastern  Division  of  the  De- 
partment of  State  over  a  period  of  years  can  fully  appreciate  the  significance  of 
the  state.  It  is  the  literal  truth  that  the  upper  crust  of  the  State  Department 
bureaucracy  has  always  tended  to  reduce  policy  in  Asia  to  a  second  or  third 
priority,  as  compared  to  policy  in  Europe.    Men  in  the  Far  Eastern  Division  and 


INSTITUTE    OF    PACIFIC    RELATIONS  3667 

its  subdivisions  have  had  tb  waste  hours  of  ingenuity  in  wi-iggling  through 
channels  to  get  far  eastern  questions  taken  uii — and  taken  up  in  time — by  Secre- 
taries preoccupied  with  European  and  Latin-American  decisions,  controversies, 
pressures,  and  counterpressures. 

Particularly  damaging  to  the  development  of  a  well-rounded  national  policy 
has  been  the  practice — not  dead  yet — of  subordinating  the  recommendations  of 
various  far-eastern  desks  to  review  by  the  desks  dealing  with  European  powers 
which  liave  possessions  and  interests  in  Asia.  These  things  are  important  in  a 
bureaucracy,  and  the  State  Department  is  one  of  the  most  bureaucratic  bureau- 
cracies in  Washington.  The  bureaucrats  whose  vested  interests  are  in  European 
policy  have  almost  always  been  able  to  block,  or  at  least  to  narrow,  the  channels 
by  which  the  far  easterners  had  to  approach  the  Secretary. 

It  is  true  that  Dean  Acheson,  as  Under  Secretary,  has  done  a  great  deal  to 
improve  the  working  of  a  poor  organizational  system,  by  sacrificing  an  enormous 
amount  of  time  to  conferences  at  which  all  division  chiefs  have  their  say  in 
the  presence  of  other  division  chiefs.  It  is  true  also  that  the  Far  Eastern  Divi 
sion  is  at  present  exceptionally  strong  because  its  Chief,  John  Carter  Vincent, 
in  addition  to  his  thorough  grasp  of  far-eastern  policy,  has  had  a  good  deal  of 
European  experience  and  has  a  knowledge  of  European  politics  which  puts  hiro 
on  a  level  footing  with  the  European  experts. 

Vincent  had  the  confidence  of  Byrnes,  and  he  will  certainly  have  the  continuin,!? 
confidence  of  Marshall ;  but  had  the  successor  of  Byrnes  been  almost  anyone 
but  Marshall,  Ache-son  and  Vincent  and  the  Far  Eastern  Division  would  have 
had  to  start  once  more  on  the  old  weary  treadmill  of  "briefing"  and  educating 
a  Secretary  who,  through  no  fault  of  his  own,  would  instinctively  have  called  the 
European  expert  in  and  kept  the  far-eastern  specialist  waiting  in  the  corridor 
whenever  he  had  to  make  a  choice  in  the  allocation  of  urgent  demands  on  his 
time. 

While  people  naturally  think  of  Marshall  very  largely  in  terras  of  his  recent 
China  experience,  it  is  important  to  recall  that  this  is  not  his  only  far-eastern 
experience.  He  had  an  earlier  spell  of  service  in  China  with  the  Fifteenth  In- 
fantry, the  American  regiment  which  used  to  garrison  Tientsin,  and  in  that 
assignment  he  had  a  ringside  view  of  China  in  the  war-lord  period.  As  a 
younger  man,  moreover,  he  had  a  brilliant  record  in  the  Philippines.  Finally, 
as  Chief  of  Staff  in  the  war  years,  he  had  China  within  his  field  of  view  as 
well  as  Europe  and  Paissia.  It  should  not  be  forgotten  that  "Uncle  Joe"  Stil- 
well,  that  great  man  whose  greatness  has  not  yet  been  adequately  recognized 
either  in  China  or  in  America  was  a  "Marshall  man." 

Because  of  all  this,  the  Marshall  appointment  has  almost  as  important  a 
bearing  on  iwlicy  in  Japan  as  on  policy  in  China.  The  spectacular  MacArthur 
shadow  has  fallen  across  the  policy-making  functions  of  Washington  from  the 
moment  that  General  MacArthur  set  foot  in  Japan  as  conqueror,  as  the  symbol 
of  American  policy,  and  as  the  exponent  of  American  policy  whenever  criticized 
or  even  questioned  by  the  Russians,  the  British,  and  sometimes  the  Chinese.  It  is 
not  an  exaggeration  to  say  that  General  of  the  Army  Marshall  will  be  the  first 
and  only  American  since  the  death  of  President  Roosevelt  to  approach  problems 
of  policy  in  Japan  without  the  political  and  psychological  handicap  of  being 
dwarfed  by  the  giant  stature  of  General  of  the  Army  MacArthur. 

The  relationship  between  the  two  will  not  work  out  in  any  vulgar  controversy. 
Both  men  are  too  big  for  that.  But  Marshall  is  the  Democratic  Secretary  of 
State  in  an  administration  which  the  Republicans  can  outvote  at  any  time ;  and 
INIacArthur,  in  the  hero  worship  of  some  of  the  Republicans,  is  a  strange  heraldic 
figure  both  a  Wild  Bull  of  the  Pampas  and  a  Sacred  Cow. 

Although  under  Marshall  Asiatic  policy  will  take  its  proper  and  proportional 
place  in  American  world  policy  without  tedious  bureaucratic  lobbying  and  maneu- 
vering, the  other  components  of  our  world  policy  will  not  lie  distorted.  Marshall 
has  a  full  grasp  of  the  transition  from  war  policy  to  postwar  policy.  He  has  never 
succumlied  to  either  the  tradition  of  contempt  for  the  British  or  the  tradition  of 
implacable  hate  for  the  Russians  which  are  characteristic  of  many  of  our  pro- 
fessional Army  and  Navy  men,  but  there  is  not  the  slightest  danger  that  he  will 
be  taken  into  camp  by  either  the  Russians  or  the  British. 

We  may  fairly  expect  from  General  Marshall  an  integration  of  the  policy  of 
safeguarding  and  advancing  the  American  interest  with  a  policy  of  retaining 
what  needs  to  be  retained  from  the  grand  alliance  which  won  the  war. 

Senator  Ferguson.  Jnst  a  moment.    Might  I  inquire? 
Did  you  ask  Senator  JNIurray  to  put  this  in  the  record  ? 

88348— 52— pt.  10 26 


3668  INSTITUTE    OF    PACIFIC    RELATIONS 

Mr.  Lattimoke.  No,  sir ;  I  don't  believe  I  ever  knew  Senator  Murray. 

Senator  Ferguson.  Did  you  send  him  a  copy  of  this  ? 

Mr.  Latiimore.  No.  sir;  I  don't  believe  I  did. 

Senator  Ferguson.  Where  was  this  distributed? 

Mr.  Lattimore.  That  was  an  article  distributed  through  Overseas 
News  Agency. 

Senator  Ferguson.  "Asia  and  the  State  Department" ;  is  that  right? 
That  was  the  name  of  it  ? 

Mr,  Lattimore.  I  don't  know  what  title  they  sent  it  out  under. 
Such  articles  are  printed  under  different  heads  in  different  papers. 
Is  there  an  indication  in  which  paper  that  was  published? 

Senator  Ferguson.  No.    That  is  why  I  asked. 

Mr.  Sourwine.  Mr.  Chairman,  I  have  concluded  all  the  questions 
I  had  to  ask  of  this  witness. 

There  is  one  matter  I  might  call  to  the  attention  of  the  committee 
at  this  time.  As  the  chairman  and  the  members  of  the  committee 
know,  several  requests  have  been  received  from  persons  who  have 
been  named  in  this  hearing  for  the  insertion  of  statements;  that  is, 
persons  who  feel  that  they  have  in  one  way  or  the  other  been  maligned 
by  this  witness,  or  some  other  witness  have  written  in  asking  that 
statements  be  inserted.  It  has  been  the  policy  of  the  committee,  as 
the  chairman  and  the  committee  know,  to  reply  that  there  is  nothing  in 
the  record  except  material  under  oath,  and  that  if  an  affidavit  will  be 
submitted  it  will  be  considered. 

In  the  case  of  Miss  Freda  Utley,  such  an  affidavit  has  now  been 
presented,  and  I  offer  it  for  consideration  by  the  Chair  for  possible 
admission. 

The  Chairman.  I  think  I  have  seen  the  statement  before. 

It  may  be  inserted  in  the  record. 

(The  statement  referred  to  was  marked  "Exhibit  No.  607"  and  is 
as  follows:) 

Exhibit  No.  GOT 

1717  Twentieth  Street  NW., 
Washington  9,  D.  C,  March  21,  1952. 
To:  The  Chairman,  the    McCarran  Subcommittee  for  Internal  Security. 

Dear  Senator:  Although  I  have  not  appeared  as  a  witness  before  your  com- 
mittee, my  analysis  of  Mr.  Lattimore's  writings  before  the  Tydings  committee, 
and  in  my  booli  The  China  Story,  have  evidently  caused  him  suflicient  disquiet 
for  him  to  have  made  a  special  effort  to  smear  me  before  your  committee.  Al- 
though I  feel  honored  to  be  included  by  Mr.  Lattimore  in  the  company  of  dis- 
tinguished Americans  such  as  Senator  Ivnowland  and  Admiral  Cooke,  whom  he 
also  defamed  INIr.  Lattimore's  false  and  malicious  accusation  that  I  have  "A 
record  of  pro-Nazi  utterances"  is  calculated  to  hurt  my  reimtation  should  it 
go  unchallenged. 

This  accusation  of  Mr.  Lattimore's  is  based  on  the  same  false  premises  as 
those  of  the  Communists  and  their  sympathisers,  namely,  that  to  be  anti-Com- 
munist was  to  be  pro-Nazi,  and  that  to  advocate  a  policy  leading  to  the. enlist- 
ment of  the  German  and  Japanese  peoples  into  the  ranks  of  the  defenders  of 
freedom  is  proof  of  pro-Nazi  sentiments.  Thus,  Mr.  Lattimore,  before  your 
committee,  has  repeated  the  smear  of  the  Communists  and  their  sympathisers 
who  condemned  my  1940  book  on  Soviet  Ilussia,  called  The  Dream  We  Lost 
in  which  I  wrote  that  Stalin  was  even  worse  than  Hitler  and  even  more  dan- 
gerous— a  fact  which  is  now  apparent  to  most  of  the  American  people. 

Mr.  Lattimore  and  his  lawyers  were  alhiwed  the  utmost  license  to  smear 
me  before  the  Tydings  committee,  while  I  was  instructed  to  answer  only  "yes" 
or  "no"  to  their  questions  and  those  of  Senator  Green — a  ti'eatment  in  marked 
contrast  to  your  patient  hearing  of  Mr.  Lattimore.  They  endeavored  to  prove 
by  quotations  out  of  context,  and  by  citing  unfavorable  reviews  of  my  books, 


Institute  of  pacific  relations  3669 

written  by  Commimist  sympathizers,  tliat  I  was  "pro-Nazi,"  because  in  my  1949 
book  called  The  High  Cost  of  Vengeance,  I  pleaded  for  an  intelligent,  just 
and  merciful  policy  toward  the  German  people,  and  showed  how  those  who  fa- 
vored the  Morgenthau  plan,  or  similar  policies,  were  usually  pro-Soviet.  As  I  saw 
it,  it  was  obvious  that  if  we  continued  the  policy  of  dismantling  German  in- 
dustries and  depriving  millions  of  workers  of  their  jobs,  and  continued  to  humili- 
ate and  revile  the  defeated  people  on  the  assumption  that  the  Communist  theory 
of  collective  guilt  was  valid,  we  should  succeed  in  driving  the  despairing  German 
people  into  the  arms  of  Soviet  Russia.  The  fact  that  the  Morgenthau  plan  was 
written  by  Harry  Drexter  White,  identified  as  a  Communist  or  a  Soviet  agent 
before  your  committee,  proves  the  truth  of  my  argument  that  those  who  ad- 
vocated a  policy  of  vengeance  were  usually  pro-Soviet.  It  is  because  I  am  both 
anti-Communist  and  anti-Nazi  that  I  pleaded  for  the  adoption  an  American  policy 
which  would  prevent  the  Conmiunist  conquest  of  Germany,  Japan,  and  China, 
and  also  prevent  the  revival  of  naziism.  This  fact  was  recognized  by  many 
reviewers,  including  William  L.  White,  in  the  Saturday  Review  of  Literature, 
but  since  you  have  correctly  forbidden  Lattimore  to  quote  adverse  reviews  of 
my  books  I  cannot  quote  the  favorable  ones  either.  However  I  hope  it  may  be 
permissible  to  have  inserted  in  the  record  the  attached  letter  which  I  received 
from  Gen.  Albert  C.  Wedemeyer,  which  concerns  both  The  High  Cost  of  Ven- 
geance and  The  Dream  We  Lost — republished  in  an  abridged  version  in  1947 
under  the  title  "Lost  Illusion." 

As  regards  Mr.  Lattimore's  citations  of  my  1939  writings  concerning  the 
Chinese  Communists,  it  is  true  that  in  1938  in  China  at  the  time  of  the  United 
P'ront  against  Japan,  I  was,  foolishly,  led  to  believe  that  the  Chinese  Communists 
had  adopted  a  liberal  policy.  I  have  explained  how  this  came  about  in  my 
"China  Story"  which  Mr.  Lattimore,  of  course,  ignores,  however,  as  soon  as  I 
read  Edgar  Snow's  November  1939  interview  with  Mao  Tse-tung,  published  in 
the  China  Weekly  Review  in  January  1940,  I  realized  and  acknowledged  my  mis- 
take. For  in  that  interview  Mao  made  it  abundantly  clear  that  the  Chinese 
Communist  Party,  like  all  other  Communist  parties,  favored  the  Nazi  side  in  the 
World  War  until  Germany  attacked  Russia.  Moreover  the  tirst  Russo-Japa- 
nese pact,  in  1940,  led  to  the  Chinese  Communists  directing  their  lire  against  the 
Nationalists  instead  of  against  the  Japanese.  From  this  time  onwards  I  wrote 
articles  and  books  showing  that  the  Chinese  Communist  Party  was  as  completely 
under  Moscow's  control  as  any  other  Communist  Party  in  the  world.  All  these 
facts  are  related  in  my  1947  book  called  Last  Chance  in  China. 

My  lawyers  have  sent  a  letter  to  Mr.  Lattimore,  a  copy  of  which  is  attached, 
demanding  that  he  withdraw  his  libelous  statement  that  I  have  a  record  of  pro- 
Nazi  utterances.  This  statement  is,  I  understand,  unprivileged  since  it  was 
given  to  the  press  before  iNIr.  Lattimore  read  it  to  your  committee. 

/s/  Fre»a  Uti-EY. 

WASHINGTON,  D.  C,  ss:  Maech  21,  1952. 

Freda  LTtley  personally  appeared  before  me.  Eva  B.  Adams,  a  notary  public 
in  and  for  the  District  of  Columbia,  Miss  Freda  Utle.v,  personally  known  to  me, 
who  being  sworn  acknowledged  the  above  to  be  her  signature  and  stated  that 
the  foregoing  statement  and  that  all  of  the  facts  therein  are  true  except  such 
facts  as  may  be  stated  on  information  and  belief  and  that  with  respect  to  such 
facts  she  believes  them  to  be  true. 

[seal]  /s/  Eva  B.  Adams,  NotariiJ'iiblic. 

My  commission  expires  February  16,  1956. 


Departmext  of  the  Army, 
Office  of  the  Chief  of  Staff, 

Washinyton  2,  D.  C,  Jidt/  1949. 
My  Dear  Freda  :  I  have  carefully  read  your  last  book.  The  Hight  Cost  of  Ven- 
geance. Inasmuch  as  I  have  read  practically  every  book  that  you  have  written 
and  many  of  your  magazine  articles,  I  feel  qualified  to  state  that  The  High  Cost 
of  Vengeance  is  one  of  your  finest  contributions  to  the  literary  field.  I  have 
often  told  friends  that  in  my  or>inion  your  book  Lost  Illusicm  will  one  day  be 
considered  a  classic.  I  think  that  your  latest  book,  The  High  Cost  of  Ven- 
geance, has  reached  similar  literary  heights.  The  clear  and  succinct  analysis 
of  developments  in  Europe  should  assist  many  leaders  in  arriving  at  sound  con- 


3670  INSTITUTE    OF    PACIFIC    RELATIONS 

elusions  concerning  our  unfortunate  direction  or  execution  of  our  responsibilities, 
essentially  in  Germany. 

Sincere  good  wishes  for  your  continued  success  and  congratulations  upon  a 
real  accomplishment  in  the  field  of  decency  in  human  relationships. 
Ever  faithfully, 

/s/  Al 

(A.  C.  Wedemeyek,  Lt.  General,  G.  S.  C.) 

Mr.  SoURWixE.  I  have  notliinij  further,  Mr.  Chairman, 

]\Ir.  Morris.  Mr.  Lattimore,  what  have  your  dealings  been  with 
Walther  Heissig  ? 

Mr.  Lattimore.  I  met  Mr.  Heissig  when  I  w^as  in  Peking  for 
about  48  hours,  about  Christmas  time,  1945.  He  came  to  see  me, 
and  he  offered  to  buy  Mongol  books  for  me,  and  I  left  some  money 
for  him.  He  did  buy  the  books  and  sent  them  to  me.  Since  then, 
I  have  been  in  correspondence  with  him  off  and  on. 

Mr.  Morris.  Well,  now,  of  what  duration  was  your  association 
with  Mr.  Heissig  at  that  time?  You  said  for  a  48-hour  period. 
You  didn't  see  him  continuously  for  48  hours. 

Mr.  Lattimore.  No.     I  saw  him  for  about  half  an  hour. 

Mr.  Morris.  Now,  did  you  subsequently  intervene  on  his  behalf, 
after  he  had  been  convicted  for  30  years  by  the  military  authorities  ? 

Mr.  Lattimore.  No  ;  I  don't  believe  I  did. 

Mr.  JMoRRis.  Did  you  intervene  in  any  way  on  his  behalf  with  the 
military  authorities  ? 

]\Ir.  Lattimore.  I  wrote  to  General  Thorpe,  who  was  at  that  time 
in  Military  Intelligence,  and  told  him  that  there  was  such  a  man, 
that  I  understood  him  to  be  in  Germany,  and  that  he  might  have 
information  useful  to  General  Thorpe. 

Mr.  Morris.  And  do  you  so  testify  that  that  is  the  only  effort 
you  made  on  behalf  of  Mr.  Heissig? 

Mr.  Lattimore.  I  believe  so.  I  answer  a  little  hesitantly,  because 
I  believe  that  some  former  German  journalist  in  China  used  some- 
thing presented  to  a  court  in  Shanghai,  something  that  I  had  once 
written,  which  he  claimed  was  evidence  showing  that  his  ideas  were 
different  from  those  of  the  Nazis.  And  where  Heissig  was  included 
in  that,  I  don't  know. 

Mr.  Morris.  And  is  it  your  testimony  that  whatever  you  did  on 
behalf  of  Mr.  Heissig  was  done  on  the  basis  of  your  association  of 
about  a  half  hour  in  this  48-hour  period  in  1945  ? 

Mr.  Lattimore.  That's  right.  Mr.  Heissig  gave  me  copies  of  some 
of  his  publications,  and  I  w\as  able  to  estimate  that  he  was  a  man 
who  had  been  in  touch  witli  Mongol  sources  of  information  for  sev- 
eral years  at  a  time  wlien  Americans  were  totally  excluded  from  th« 
region. 

^Ir,  Morris.  Had  anyone  ever  told  you  that  Mr.  Heissig  has  trans- 
ferred his  allegiance  from  the  German  staff  to  the  Soviet  staff? 

Mr.  Lattimore.  No  ;  I  never  heard  that. 

JSIr.  Morris.  You  had  no  reason  to  believe  that  at  all? 

Mr.  Latitmore.  No  ;  I  had  no  reason  to  believe  it  at  all. 

Mr.  jNIorris.  What  had  been  your  associations  with  INDUSCO? 

Mr.  Lattimore.  Was  I  trustee  of  INDUSCO? 

Mr.  Morris.  I  would  like  your  own  associations,  Mr.  Lattimore. 

Mr.  Lattimore.  My  own  associations  I  can  describe  only  in  a  gen- 
eral way,  that  I  was  very  much  in  favor  of  INDUSCO  and  did  a  good 
deal  to  promote  fund  raising  for  INDUSCO  in  this  country  and  be- 
lieved that  it  was  a  very  constructive  activity  in  wartime  China. 


INSTITUTE    OF    PACIFIC    RELATIONS  3671 

Mr.  Morris.  Are  you  still  an  honorary  vice  chairman  of 
INDUSCO? 

Mr.  Lattimore.  That  I  couldn't  tell  you. 

Mr.  Morris.  That  is  all,  Mr.  Chairman. 

The  Chairman.  Senator  Ferguson  ? 

Senator  Ferguson.  Not  at  the  present  time.    No  questions  no^Y. 

The  CiiAiRjiAN.  Are  there  any  further  questions  ? 

Senator  Ferguson.  Oh,  I  did  want  to  ask  one  question. 

In  relation  to  Mr.  Fairbank,  did  you  visit  Mr.  Fairbank  in  the  last 
year  ? 

Mr.  SouRwiNE.  That  is  John  K.  Fairbank. 

Mr.  Lattimore.  Let's  see.    Between  March  1951  and  now? 

Senator  Ferguson.  Yes. 

Mr.  Lattimore.  Almost  certainly. 

Senator  Ferguson.  Did  you  see  him  here  in  Washington,  or  in 
Georgetown  ? 

Mr.  Lattimore.  Yes ;  I  did. 

Senator  Ferguson.  Did  you  go  to  his  home,  or  his  mother's  home? 

Mr.  Lattimore.  Yes;  I  did. 

Senator  Ferguson.  When  ? 

Mr.  Lattimore.  I  think  it  was  when  he  came  down  here  first,  ex- 
pecting to  have  a  hearing,  and  then  the  hearing  was  deferred,  and  he 
went  back. 

Senator  Ferguson.  Did  you  go  to  see  him  to  talk  over  the  facts  as 
to  what  he  might  say  in  his  statement  ? 

Mr.  Lattimore.  No;  I  had  only  a  very  general  conversation  with 
him. 

Senator  Ferguson.  Did  you  have  any  conversation  about  his  atti- 
tude toward  the  committee  or  what  it  should  be  or  would  be? 

Mr.  Lattimore.  In  a  general  way ;  yes. 

Senator  Ferguson.  What  was  it?  Wliat  was  your  conversation 
with  him  ? 

Mr.  Lattimore.  Well,  that  he  was  going  to  have  a  hearing  before 
this  committee. 

Senator  Ferguson.  Yes;  but  did  you  have  any  about  his  attitude 
toward  the  committee,  what  stand  he  would  take  or  should  take? 

Mr.  Lattimore.  Not  in  detail ;  no. 

The  Chairman.  In  any  way? 

Mr.  Lattimore.  In  a  general  way ;  yes. 

Senator  Ferguson.  What  was  the  conversation? 

Mr.  Lattimore.  To  the  effect  that  he  was  going  to  say  that  the 
charges  against  him  were  totally  unjustified. 

Senator  Ferguson.  Anything  else  ?    Anything  about  the  committee  ? 

Mr.  Lattimore.  No,  I  don't  think  so. 

Senator  Ferguson.  Nothing  at  all  ? 

Mr.  Lattimore.  Nothing. 

Senator  Ferguson.  Did  you  tell  him  how  tough  you  were  going  to 
be  to  the  committee  ? 

Mr.  Lattimore.  I  had  already  appeared  before  the  committee. 

Senator  Ferguson.  Oh,  it  was  after  you  had  appeared  and  read  your 
statement  ? 

Mr.  Lattimore.  That's  right. 

Senator  Ferguson.  Then  it  is  just  recently  that  you  saw  him? 

Mr.  Lattimore.  I  told  you  it  was  when  he  came  down  here  to  appear. 


3672  INSTITUTE    OF    PACIFIC   RELATIONS 

Senator  Ferguson.  Well,  but  you  did  not  give  me  the  time. 

Mr.  Lattimore.  I  am  sorry.  1  thought  I  did.  It  was  when  he  came 
down  here  expecting  to  be  heard,  and  then  his  hearing  was  deferred 
and  he  went  back.    I  think  maybe  a  week  later  he  came  down  again. 

Senator  Ferguson.  Well,  how  did  you  come  to  know  that  he  was 
down  here  to  make  a  statement  to  the  committee  ? 

Mr.  Lattimore.  He  let  us  know  he  "^vas  coming  dow^n. 

Senator  Ferguson.  How? 

Mr.  Lattimore.  I  don't  know  whether  it  was  by  phone  or  letter,  or 
what  it  was. 

Senator  Ferguson.  Did  you  give  him  a  copy  of  your  statement? 

Mr.  Lattimore.  I  have  sent  him  a  copy  of  my  statement.  I  think  it 
was  before  then. 

Senator  Ferguson.  Did  you  tell  him  that  he  should  be  more  aggres- 
sive against  the  committee? 

Mr.  Lattimore.  No,  sir.    I  left  that  to  his  judgment. 

Senator  Ferguson.  Nothing  was  said  on  that? 

Mr.  Lattimore.  He  did  not  show  me  a  copy  of  his  statement,  so  I 
did  not  know  in  detail • 

The  Chairman.  The  question  is  whether  anything  was  said  on  that 
subject. 

Senator  Ferguson.  On  what  his  attitude  should  be  in  relation  to  the 
criticism  of  the  committee. 

Mr.  Lattimore.  Well,  he  told  me  that  his  attitude  was  going  to  be 
that  the  charges  were  totally  unjustified. 

Senator  Ferguson.  Had  the  committee  charged  John  Fairbank? 

Mr.  Lattimore.  INIany  charges  had  been  made  against  him  before 
this  committee. 

Senator  Ferguson.  Well,  had  the  committee  made  any  charges? 

Mr.  Lattimore.  I  don't  know. 

Senator  Ferguson.  And  did  you  discuss  any  charges  that  the  com- 
mittee had  made? 

Mr.  Lattimore.  No,  I  don't  think  we  did. 

Senator  Ferguson.  What  did  you  go  to  see  him  for  ? 

Mr.  Lattiimore.  He  was  an  old  friend. 

Senator  Ferguson.  AVas  that  all  ? 

Mr.  Lattimore.  Yes. 

Senator  Ferguson.  Not  to  discuss  what  he  might  say  and  his  atti- 
tude toward  the  committee  ? 

Mr.  Lattimore.  Not  in  detail ;  no. 

Senator  Ferguson.  Well,  you  come  back  to  "not  in  detail."  Give 
us  Avhat  you  did  say  about  the  committee. 

Mr.  Lattimore.*^  He  said  that  he  was  going  to  take  a  firm  stand  that 
the  charges  against  him  were  unjustified. 

Senator  Ferguson.  Was  that  all  that  Avas  said  ? 

Mr.  Lattimore.  That  was  all. 

Senator  Ferguson.  What  did  you  say  ? 

Mr.  Lattimore.  I  said  I  was  glad  to  hear  it. 

Senator  Ferguson.  How  long  did  you  see  him  ? 

Mr.  Lattimore.  Maybe  an  hour. 

Senator  Ferguson.  Now,  was  that  before  you  were  asked  questions 
here  about  seeing  people  that  were  witnesses  or  going  to  be  witnesses? 

]\Ir.  Lattimore.  No,  it  was  after. 

Senator  Ferguson.  You  went  to  see  him  after  you  were  questioned  ? 


INSTITUTE    OF    PACIFIC    RELATIONS  3673 

JNIr.  Lattimore.  Yes. 

ISIr.  SouRWiNE.  Mr.  Chairman,  might  I  inquire  at  that  point,  very 
briefly :  Just  to  fix  the  date,  I\Ir.  Lattimore,  you  say  that  this  occasion 
on  which  you  saw  INIr.  Fairbank  was  about  a  week  before  lie  did  in 
fact  testify  before  the  committee  ? 

Mr.  Lattimore.  I  think  it  was  that. 

Mr.  SouRwiNE.  It  was  a  day  on  which  he  had  been  scheduled  to 
appear  before  the  committee  and  it  had  been  deferred  ? 

Mr.  Lattimore.  I  think  it  was  the  day  before  he  had  been  scheduled 
to  appear  before  the  conunittee.  And  when  we  went  to  see  him,  he 
said  he  had  just  heard  that  his  wife  had  received  a  telegram  deferring 
the  hearing. 

Mr.  SourW'Ine.  But  he  had  come  down  here  expecting  to  be  heard; 
had  he  not? 

Mr.  Lattimore.  He  had  come  down  expecting  to  be  heard. 

Mr.  Sourw^xe.  He  had  his  statement  all  ready  ? 

Mr.  Lattimore.  Yes. 

Mr.  Sourw^ixe.  He  did  not  send  it  to  you  ? 

Mr.  Lattimore.  That  is  right. 

]\Ir.  Sourwixe.  You  had  sent  him  a  copy  of  your  statement  ? 

Mr.  Lattimore.  Yes. 

Mr.  Sourwixe.  And  he  had  his  statement  prepared,  and  he  did  not 
show  it  to  you  ? 

Mr.  Lattimore.  No. 

Senator  Fergusox".  Had  you  sent  your  statement  up  to  him,  up  in 
Boston  '\ 

Mr.  Lattimore.  Yes. 

Senator  Fergusox.  And  how  long  before  was  it? 

Mr.  Lattimore.  A  couple  of  weeks. 

Senator  Ferguson.  What  part  of  the  statement  did  you  think  he 
would  be  interested  in  ? 

Mr.  Lattimore.  I  thought  he  would  be  interested  in  the  whole  thing. 

Senator  Fergusox.  And  did  you  write  him  a  letter  at  the  time? 

Mr.  Lattimore.  No  ;  I  don't  think  I  did. 

Senator  Fergusox.  You  just  put  the  statement  in  an  envelope  and 
mailed  it  to  liim^ 

Mr.  Lattimore.  I  think  he  was  one  among  a  number  of  people  to 
whom  I  asked  my  secretary  to  mail  copies. 

Senator  Fergusox.  And  that  is  all  you  know  about  it,  just  that  you 
mailed  him  a  copy,  no  remarks  or  anything^ 

Mr.  Lattimore.  That  is  right,  I  believe. 

Senator  Fergusox.  But  he  did  not  send  you  a  copy  of  his  statement? 

Mr.  Lattimore.  He  sent  me  one  subsequently. 

Senator  Fergusox.  When  ? 

]Mr.  Lattimore.  After  it  had  been  released. 

Senator  Fergusox.  Was  yours  sent  to  him  before  it  was  released? 

Mr.  Lattimore.  No. 

Senator  Fergusox.  After  it  was  released  \ 

Mr.  Lattimore.  It  was  sent  after  it  was  released. 

Senator  Fergusox.  Then  you  released  it  one  day  and  testified  the 
next  ?     Or  was  that  2  days  ? 

Mr.  Lattimore.  I  think  it  was  released  simultaneously  with  testi- 
mony. 

Senator  Fergusox.  And  then  you  mailed  it  after  that? 


3674  INSTITUTE    OF   PACIFIC   RELATIONS 

Mr.  Lattimore.  That's  right. 

Senator  Ferguson.  I  thought  you  had  released  it  to  the  press  at 
least  1  day  before. 

Mr.  Lattimore.  I  don't  believe  so.  I  think  it  was  sent  to  the  press 
at  the  same  time ;  marked  for  release  at  the  opening  of  the  hearing. 

Senator  Ferguson.  Then  you  sent  it  to  the  press  ? 

Mr.  Lattimore.  Yes. 

Senator  Ferguson.  Did  any  of  the  papers  print  any  of  it  before  you 
testified? 

Mr.  Lattimore.  Not  to  my  knowledge. 

Senator  Ferguson.  And  had  you  mailed  it  to  Fairbank  before  you 
testified? 

Mr.  Lattimore.  No,  I  believe  that  all  the  copies  to  friends  of  ours 
went  out,  oh,  some  few  days  later,  and  some  a  week  or  so  later,  and  so 
on. 

Senator  Ferguson.  That  is  all. 

The  Chairman.  We  are  about  to  close  the  hearings.  Have  you 
anything  you  wish  to  offer  or  say,  Mr.  Lattimore? 

Mr.  Fortas,  Senator,  there  are  various  documents  that  have  been 
asked  for  and  various  types  of  information  that  have  been  asked  for. 
I  assume  that  those  may  be  submitted. 

The  Chairman.  Yes. 

Mr.  Lattimore.  Beyond  that  I  have  nothing  further  to  add  at  this 
time.  Senator. 

The  Chairman.  Then  the  hearings  of  tlie  witness,  Owen  Lattimore, 
are  now  closed. 

But  the  committee  has  something  to  say.  What  I  am  going  to  say 
now  comes  from  the  unanimous  committee  that  has  heard  this  hearing. 

It  has  been  the  settled  practice  of  this  committee  to  reserve  its  con- 
clusions, with  respect  to  the  substance  of  testimony  that  is  taken,  until 
the  conclusion  of  the  hearings  on  the  particular  matter  under  investi- 
gation. After  careful  consideration,  however,  this  committee  feels 
it  proper  at  this  time  to  make  a  statement  with  respect  to  the  conduct 
of  this  witness,  as  a  witness,  during  the  time  he  has  been  before  us.  In 
doing  this,  the  committee  is  not  reversing  its  policy  of  reserving  judg- 
ment. What  the  committee  has  to  say  now  represents  facts,  not  con- 
clusions— not  the  findings  of  the  committee,  but  its  observations  with 
respect  to  the  deportment  and  conduct  of  Mr.  Lattimore  as  a  witness. 

Mr.  Lattimore  came  here  at  his  own  request  to  appear  and  testify. 
He  came  with  a  50-page  statement  which  was  no  casual  document. 
It  bore  obvious  indicia  of  careful  preparation,  and  the  witness  testi- 
fied he  had  been  working  on  it  for  months,  and  had  been  assisted  by 
his  counsel.  It  was  released  to  the  press  before  delivery,  and  Mr. 
Lattimore's  invective  was  scattered  to  all  parts  of  the  country.  Many 
times  when  asked  if  lie  had  facts  to  support  his  insulting  conclusions, 
the  witness  replied  that  he  did  not. 

The  committee  has  been  confronted  here  with  an  individual  so  fla- 
grantly defiant  of  the  United  States  Senate,  so  outspoken  in  his  dis- 
courtesy, and  so  ])ersistent  in  his  efforts  to  confuse  and  obscure  the 
facts,  that  the  committee  feels  constrained  to  take  due  notice  of  his 
conduct.  The  United  States  Senate  is  a  constitutional  institution, 
representing  the  States  and  the  people  thereof.  A  deliberate  affront 
to  the  Senate  of  the  United  States,  or  to  the  Congress,  is  not  ilecessarily 
an  affront  to  the  individuals  who  compose  those  bodies,  but  is  an  affront 
to  the  people  of  this  Nation,  who  are  here  represented. 


INSTITUTE    OF    PACIFIC    RELATIONS  3675 

The  committee  might  have  had  a  right  to  expect  tliat  a  ^Yitness  who 
claimed  to  be  an  objective  scholar  and  a  patriotic  citizen  would  first 
objectively  analyze  the  past  policy  of  the  United  States  in  the  Far 
East  and  help  point  the  way  to  a  determination  of  what  has  been 
wrong,  and  what  corrective  measures  may  be  required.  The  com- 
mittee might  have  had  a  right  to  expect  that  he  would  lend  eager  aid 
in  exposing  whatever  Communist  infiltration  there  may  have  been  in 
the  Institute  of  Pacific  Relations,  or  in  any  other  organization  in  a 
position  to  exert  influence  on  the  thinking  of  our  diplomats  and  the 
conduct  of  our  foreign  affairs.  The  committee  might  have  had  a  right 
to  expect  that  Mr.  Lattimore's  statement  would  be  calm,  temperate, 
and  factual. 

Instead,  the  committee  Avas  confronted  with  an  initial  fusillade 
of  invective,  and  a  consistently  evasive,  contentious,  and  belligerent 
attitude. 

Suggestions  have  been  made  that  the  committee  should  seek  to  disci- 
pline jNIr.  Lattimore  for  his  contumacious  and  contemptuous  conduct. 

Clearly  Mr.  Lattimore  did,  on  many  occasions,  stand  in  contempt 
of  the  committee.  Clearly  he  took  that  position  voluntarily  and  in- 
tentionally. Mr.  Lattimore  used,  toward  the  committee,  language 
which  was  insolent,  overbearing,  arrogant,  and  disdainful.  He  flouted 
the  committee,  he  scoffed  at  the  committee's  efforts,  he  impugned  the 
committee's  methods,  and  he  slandered  the  committee's  staff.  His 
language  was  frequently  such  as  to  outrage  and  offend  both  the  com- 
mittee as  a  whole  and  its  members  individually  and,  apparently,  with 
intent  to  do  so. 

There  has  been  no  striking  back  on  the  part  of  the  committee. 
The  committee  has  employed  no  sanctions  against  Mr.  Lattimore 
because,  through  forbearance,  it  has  been  found  possible  to  make 
progress  without  desciplinary  action.  Despite  Mr.  Lattimore's  re- 
calcitrance at  many  points,  the  committee  believes  a  record  has  been 
made  covering  his  essential  testimony  with  respect  to  the  major 
matters  here  being  investigated. 

The  fact  remains  that  Mr.  Lattimore  was  alloAved  to  use  the  witness 
chair  as  a  rostrum  from  which  to  attack  the  committee,  its  staff,  and 
its  hearings.  He  was,  to  use  a  phrase  from  his  own  prepared  state- 
ment before  the  committee,  "accorded  the  publicity  facilities''  of  the 
committee's  hearings;  and  the  record  shows  in  many  ways  that  neither 
Avas  he  insensible  of  his  opportunity  in  that  regard,  nor  did  he  fail 
to  take  advantage  of  it.  There  is  no  other  country  in  the  world 
where  a  witness  before  a  committee  of  the  principal  legislative  body 
of  the  Nation  would  be  granted  any  such  latitude. 

Few  w^itnesses  within  the  memory  of  the  members  of  this  com- 
mittee have  been  permitted  to  use  language  as  intemperate,  provoca- 
tiA'e,  and  abusive  of  the  committee  as  IMr.  Lattimore  used  in  his  pre- 
pared statement,  which  he  was  permitted  to  read.  No  witness,  so  far 
as  any  member  of  the  subcommittee  can  recall,  ever  before  Avas  given 
free  rein  to  read,  before  a  Senate  committee,  a  prepared  statement  so 
clearly  contemptuous  of  the  committee  and  of  the  Senate. 

The  committee  is  aware  that  in  this  direction  lies  one  of  the  pres- 
ent dangers  to  our  democratic  Avay  of  life :  the  fact  that  there  are  those 
in  this  country  today  who  seek  to  use  the  right  of  free  speech  in 
furtherance  of  their  efforts  to  set  up  a  system  within  which  freedom 
of  speech  Avill  not  exist.     But  the  committee  has  preferred  to  err, 


3676  INSTITUTE    OF    PACIFIC    RELATIONS 

if  at  all.  on  the  side  of  allowiiip:  the  witness  too  nnicli  latitude,  rather 
than  on  tlie  side  of  allowing  too  little.  That  preference  does  not  in- 
clude any  predilection  toward  allowing  a  witness  to  escape  reproof  for 
contumacy. 

Contumacy  may  take  many  forms,  as  Mr.  Lattimore  lias  demon- 
strated (hiring  his  appearances  here.  Willful  unresponsiveness  is  one 
of  the  forms  of  contumacy  often  resoi'ted  to  by  disputatious  witnesses, 
and  this  witness  lias  proved  himself  exjiert  at  disputation.  The  com- 
mittee frequently  found  it  extremely  difficult  to  get  Mr.  Lattimore 
to  give  a  direct  answer;  and  on  numerous  occasions  he  was  reluctant 
to  give  any  responsive  answer  at  all.  This  witness,  who  had  stated 
he  was  "not  interested  in  fine  or  technical  distinctions,"  proceeded 
thi'oughout  his  testimony  to  split  hairs  with  glib  facility. 

At  times  Mr.  Lattimore  refused  to  testify  with  respect  to  con- 
clusions; at  other  times,  he  a]ipeared  eager  to  do  so;  and  he  did  so 
testify  on  a  number  of  occasions.  In  fact,  in  some  instances  he  tes- 
tified vehemently  to  conclusions  which  the  committee  found  itself 
unable  to  draw  from  facts  of  record — as  in  the  case  of  his  testimony 
that  he  did  not  have  any  influence  on  United  States  foreign  policy 
with  respect  to  the  Far  East. 

On  this  point,  as  on  other  matters  of  substance,  the  committee  pre- 
fers to  reserve  its  own  conclusions.  However,  Mr.  Lattimore's  tes- 
timony is  significant  with  respect  to  the  facts.  He  testified  that  he 
wrote  a  letter  to  the  President  of  the  United  States,  in  1945,  making 
certain  statements  with  regard  to  conditions  in  the  Far  East,  and 
urging  a  review  of  United  States  foreign  i)olicy  with  respect  to  the 
Far  East,  from  which  review  then  top  officials  of  the  State  Department 
should  be  excluded.  Mr.  Lattimore  testified  that  he  saw  the  Presi- 
dent personally,  and  left  with  him  memoranda  suggesting  certain 
courses  of  action  with  respect  to  Japan  and  China;  and  that  these 
memoranda  included  a  recommendation  for  giving  a  larger  measure 
of  high  authority  to  officials  with  China  backgrounds. 

Soon  thereafter,  according  to  Mr.  Lattimore's  own  testimony,  the 
then  top  officials  of  the  State  Department  were  replaced,  including 
former  Ambassador  Grew.  Further,  the  number  and  importance  of 
top  jobs  in  the  State  Department,  held  by  ])ersons  with  China  back- 
grounds, was  increased.  Finally  this  witness  testified  that  the  policy 
advocated,  shortly  thereafter,  in  the  so-called  directive  of  December 
15,  1945,  on  China  policy,  and  which  our  Government  sought  to  carry 
out  in  China,  was  substantially  the  same  as  the  policy  outlined  in 
Mr.  Lattimore's  memoranda  with  respect  to  China ;  and  that  the  policy 
adopted  by  the  United  States,  with  respect  to  Japan,  was  substantially 
the  same  as  the  policy  with  respect  to  Japan  outlined  in  Mr.  Latti- 
more's memoranda. 

These  facts,  to  which  Mr.  Lattimore  testified  liefore  this  commit- 
tee, went  unmeiitioned  by  him  during  his  testimony  before  the  Tyd- 
ings  committee. 

Mr.  Lattimore  has  testified  to  having  a  type  of  memory  with 
which  the  committee  is  quite  familiar.  With  respect  to  some  mat- 
ters, he  has  demonstrated  that  his  memory  is  extremely  good.  But  he 
has  testified  that  his  memory  was  unreliable  with  respect  to  matters 
which  ordinary  men  might  be  ex})ected  to  remember  most  clearly. 
Very  few  men  forget  about  their  visits  to  the  President  of  the  United 
States,  if  the  number  of  such  visits  is  small.     But  Mv.  Lattimore,  who 


INSTITUTE    OF   PACIFIC   RELATIONS  3677 

said  lie  saw  President  Trunuui  just  once,  wanted  tliis  coniniittee  to 
believe  he  had  forgotten  the  incident  when  he  testified  before  the 
Tydings  committee  with  respect  to  his  influence  on  foreign  pohcy. 

'Mr.  Lattimore  also  has  testified  before  this  committee  that  all  dur- 
ing that  prior  Senate  investigation  he  forgot  the  fact  that  he  had  a 
desk  in  the  State  Department  Building  for  4,  5,  or  6  months  during  the 
last  war. 

The  precise  extent  to  which  Mr.  Lattimore  gave  untruthful  testi- 
mony before  this  committee  will  never  be  determined.  Human  limita- 
tions will  prevent  us  from  ever  attaining  the  complete  knowledge  of 
all  his  activities  which  would  make  it  possible  to  assess  each  statement 
he  has  made  and  to  catalog  fully  whatever  untruths  he  may  have 
uttered.  That  he  has  uttered  untruths  stands  clear  on  the  record. 
Some  of  these  have  been  so  patent  and  so  flagrant  as  to  merit  mention 
at  this  time,  as  illustrative  of  the  conduct  and  attitude  of  the  witness. 

The  witness  testified  concerning  an  occasion  when  he  had  luncheon 
with  the  Soviet  Ambassador  to  the  United  States.  The  date  of  this 
luncheon  was  later  placed  as  during  the  period  when  Soviet  Russia 
elected,  for  its  own  purposes,  to  team  up  with  the  Nazi  war  machine. 
But  in  spite  of  the  anxiety  which  freemen  throughout  the  world 
experienced  at  the  alliance  of  those  two  totalitarian  colossi,  the  wit- 
ness testified  that  his  luncheon  with  the  Soviet  Ambassador  took  place 
after  the  Soviet  Union  had  abandoned  its  alliance  with  the  Nazis. 
Confronted  later  with  evidence  that  the  meeting  took  place  during 
the  Hitler-Stalin  pact,  the  witness  admitted  he  had  testified  incorrectly. 

In  connection  with  that  same  matter,  the  witness  testified  there 
had  been  much  publicity  about  his  appointment  as  adviser  to  Chiang 
Kai-shek,  at  the  time  of  his  meeting  with  the  Soviet  Ambassador, 
with  whom  he  had  discussed  the  appointment,  though  the  record 
shows  that  the  announcement  of  the  appointment  was  not  made  until 
11  days  after  the  luncheon  meeting  in  question. 

The  witness  testified  that  he  never  read  an  article  by  a  ]Mr.  T.  A. 
Bisson  which  had  provoked  considerable  controversy  Avithin  the  In- 
stitute of  Pacific  Relations  in  1943.  He  testified  further  that  the  ex- 
pressions of  opinion  in  that  article  were  contrary  to  what  he  himself 
was  writing  at  that  time.  Thereafter  the  witness  identified  a  letter 
over  his  own  signature  which  indicated  that  he  had  not  only  read  the 
Bisson  article  but  had  agreed  with  it ;  and  that  the  only  fault  he  found 
with  it  was  that  the  underlying  thoughts  could  have  been  expressed 
more  convincingly. 

Mr.  Lattimore  has  given  us  many  plausible  but  differing  answers  as 
to  when.he  realized  that  Frederick  V.  Field  was  pro-Communist.  The 
witness  and  Field  have  been  shown  by  frequent  and  extensive^  testi- 
mony to  have  been  closely  associated  in  the  Institute  of  Pacific  Re- 
lations. The  witness  initially  testified  that  he  discovered  that  Field 
was  pro-Communist  sometime  in  the  191:0"s,  and  not  until  then.  When 
presented  with  a  letter  which  he  said  he  received  in  1939,  and  which 
clearly  reflected  the  Communist  expressions  of  Mr.  Field,  the  witness 
said  that  "judging  from  this  letter  my  memory  was  in  error  by  about 
2  years.'' 

Later  in  tlie  hearings,  the  witness  was  shown  to  have  reconnnended 
the  same  Mr.  Field,  at  a  time  subsequent  to  1939,  as  a  person  who 
could  supijly  personnel  for  the  Defense  Advisory  Commission.  There- 
upon Mr.  Lattimore  avoided  admitting  that  he  had  recommended  to 


3678  INSTITUTE    OF    PACIFIC    RELATIONS 

the  Defense  Advisory  Commission  a  man  whom  he  knew  to  be  at  least 
pro-Commnnist,  by  reversino;  his  preceding  testimony. 

In  going  back  to  his  original  position,  he  stated  that  at  the  time 
when  he  testified  his  "memory  was  in  error  by  about  2  years,"  his 
admission  was  not  accurate  because  he  was  weary  from  long  days  of 
examinations.  This  explanation  took  no  account  of  the  fact  that  the 
admission  in  question  took  place  during  the  first  day  of  examination 
after  the  witness  had  finished  reading  his  statement,  and  apparently 
ignored  the  existence  of  the  letter  which  had  impelled  the  first  change 
in  testimony  on  this  point. 

The  witness  made  no  similar  claim  of  being  unsure  of  himself  when 
lie  testified  erroneously  with  respect  to  handling  Mr.  Lauchlin  Currie's 
]nail.  In  reply  to  the  question  "Is  it  your  testimony  that  you  did  not, 
at  the  request  of  Lauchlin  Currie,  take  care  of  his  mail  at  the  Wliite 
House  when  he  was  away  V  Mr.  Lattimore  replied,  "that  certainly  is 
my  statement." 

Subsequently,  Mr.  Lattimore  identified  a  letter  which  he  had  written 
in  July  1942,  which  included  the  statement: 

Currie  asked  me  to  take  care  of  his  correspondence  while  he  was  away  and 
in  view  of  your  telegram  of  today,  I  think  I  had  better  tell  you  that  he  has  gone 
to  China  on  a  special  trip.  This  news  is  absolutely  confidential  until  released 
to  the  press. 

When  confronted  wnth  this  letter,  the  witness  said :  "Obviously  m}' 
memory  was  inaccurate." 

AVlien  the  witness  was  asked,  in  connection  with  discussion  of  a  trip 
he  had  made  in  1937  to  Communist  headquarters  in  China,  "Did  you 
or  anyone  in  your  party  make  prearrangements  with  the  Communist 
Party  in  order  to  get  in?"  he  answered,  "None  whatever."  He  was 
then  presented  with  the  text  of  an  article  which  he  had  written  for 
the  London  Times,  and  was  asked  if  the  statements  in  that  article 
were  true.  After  he  affirmed  that  they  were,  he  read  into  the  record 
from  that  article — his  own  article — the  statement :  "I  sent  a  letter  to 
the  Red  Capital  by  ordinary  mail  and  got  in  answer — "cordial  invi- 
tation." 

These  are  all  instances  of  significant  untruths,  established  as  such. 
They  all  concern  matters  of  obvious  importance  to  this  committee  in 
trying  to  determine  the  nature  of  the  organization,  methods  of  opera- 
tion, and  influence  of  the  Institute  of  Pacific  Relations.  The  com- 
mittee attempts  to  draw  no  conclusions  from  these  matters  at  this  time. 

Aside  from  matters  of  self-contradiction,  the  record  contains  also 
instances  of  testimony  by  this  witness  concerning  matters  with  respect 
to  which  other  witnesses  have  testified  to  the  exact  opposite.  Some 
of  these  instances  concern  matters  which  are  highly  relevant  to  the 
subject  of  the  committee's  inquiry  and  which  are  substantial  in  import. 

For  example  :  Over  a  period  of  2  years,  first  before  the  Senate  For- 
eign Relations  Committee  of  the  United  States  Senate,  later  before 
this  committee  in  executive  session,  and  then  again  before  us  in  open 
session,  Mr.  Lattimore  stated  that  he  did  not  know  that  Dr.  Cli'ao- 
ting  Chi  was  a  Communist.  Mr.  Ch'ao-ting  Chi  was  a  man  shown  to 
have  been  an  associate  of  the  witness,  and  the  witness  admitted  the 
association.  But  Mr,  Lattimore  testified  that  no  one  had  told  him 
Ihat  Chi  was  a  Communist,  or  shown  him  a  report  that  Chi  was  a 
C'onnnunist,  or  given  him  any  reason  whatever  to  believe  that  Chi 
was  a  Connminist. 


INSTITUTE    OF    PACIFIC    RELATIONS  3679 

On  the  other  hand,  Prof.  Karl  Wittfogel  of  Cokunbia  University,  a 
witness  before  this  committee,  and  E.  Newton  Steeley  of  the  Review 
Board  of  the  Civil  Service  Commission,  have  given  testimony  that 
flatly  contradicts  Mr.  Lattimore's  clear  and  unequivocal  assertions  in 
this  regard. 

Another  instance  concerns  the  question  of  whether  Mr.  Lattimore 
knew  that  a  certain  German  Communist  who  wrote  under  the  pseudo- 
nym of  xVsiaticus  for  the  publication  Pacific  Affairs  while  Lattimore 
was  editing  it,  was,  in  fact,  a  Communist,  Mr.  Lattimore  has  flatly 
asserted  that  he  did  not  know  or  have  reason  to  believe  this  writer  to  be 
a  Communist.  Contra,  the  record  contains  the  testimony  of  Prof. 
Karl  Wittfogel  that  he  did  tell  Mr.  Lattimore  about  the  Communist 
background  and  the  Communist  affiliation  of  Asiaticus.  Minutes  of 
meetings  in  Moscow,  taken  from  the  files  of  the  Institute  of  Pacific 
Relations,  and  a  letter  written  by  Mr.  Lattimore,  are  among  the  items 
of  evidence  in  the  record  which  also  purport  to  show  that  Mr.  Latti- 
more knew  or  believed  Asiaticus  to  be  a  Connnunist  writer. 

One  of  the  most  important,  relevant,  and  substantial  questions  re- 
specting which  the  committee  has  been  seeking  the  truth  is  whether 
when  this  witness  was  working  with,  and  publishing  articles  for,  cer- 
tain Communists,  he  knew  them  to  be  Communists.  The  finding  on 
this  question  is  essential  to  a  proper  characterization  of  a  whole  series 
of  actions  by  JNIr.  Lattimore,  and  will  directly  affect  the  committee's 
ultimate  findings  with  respect  to  the  Institute  of  Pacific  Relations. 

The  shaping  of  United  States  policy  with  respect  to  China  was  a 
factor  in  the  success  of  communism  in  that  land,  in  the  establishment 
of  firm  roots  for  Soviet  influence  in  all  Asia  and  in  the  subsequent 
ordeal  through  which  United  States  boys  now  are  being  taken  in 
Korea,  if  this  policy  in  its  initial  stages,  or  at  any  time,  was  affected 
by  acts  or  strategems  on  the  part  of  anyone  having  any  slightest  pur- 
pose except  the  welfare  of  this  Nation,  it  would  be  a  matter  not  to  be 
lightly  dealt  with,  nor  one  which  the  American  people  should  easily 
overlook  or  forget.  The  intimate  knowledge  which  this  witness  had 
of  Asia  and  of  Asiatic  affairs,  coupled  with  his  deliberate  and  adroit 
attempts  to  mold  American  thinking  with  respect  to  those  affairs, 
including  his  effort  to  establish  certain  concepts,  in  the  mind  of  the 
Chief  Executive  of  the  United  States,  necessarily  bring  this  witness 
within  the  orbit  of  any  realistic  appraisal  of  this  whole  situation, 
Wlien,  in  the  face  of  the  record,  he  undertook  before  this  committee 
a  deliberate  attempt  to  deny  or  cover  up  ])ertinent  facts,  this  witness 
placed  himself  in  a  most  unenviable  position. 

The  hearing  is  closed. 

(Whereupon,  at  5 :  30  p.  m.,  Friday,  March  21,  1952,  the  hearing 
was  recessed,  subject  to  the  call  of  the  Chair.) 


Appendix  I 

Exhibit  No.  470 

[Source:  Pacific  Affairs,  vol  XIII,  No.  3,  September  1940,  pp.  279-319] 

The  United  States,  China,  and  the  World  ^Market 

(By  William  Braiult) 

"1.    A   MODERN   MYTH 

"The  only  thing  that  seems  to  weather  revolution  and  war  in  the  Far  East  is 
the  mvth  of  a  Chinese  market  of  450  million  legendary  customers.  Disregarding 
the  historical  conditions  of  the  problem,  the  existence  of  the  Chinese  market  is 
taken  simnlv  for  granted,  as  if  the  only  things  to  be  decided  were  how  to  get  at  it 
and  how  to"  divide  it.  American  writers  like  to  describe  this  market  m  rosy 
colors  as  a  prospect  for  American  industry ;  in  dark  colors  when  they  discuss  it 
as  a  possible  vehicle  of  Japanese  competition.  Japanese  writers  like  to  expatiate 
on  the  disaster  of  this  "vast  market'  falling  to  Russia. 

•'The  truth  is  that  the  market  problem  of  China  is  inseparable  from  the  piob- 
lem  of  tlie  world  market.  No  new  market  of  world  importance  can  be  opened  up 
without  new  investments  of  capital  on  a  very  large  scale,  and  moreover,  unless 
new  markets  are  opened  up,  capital  itself  cannot  continue  to  accumulate  and  grow. 
This  is  the  hurdle,  and  it  is  capital  that  has  to  take  the  hurdle,  both  tor  the 
sake  of  itself  and  for  the  sake  of  the  market. 

"The  undeveloped  areas  of  the  world  that  can  still  be  tapped  by  capital  are 
inhabited  bv  the  majority  of  the  population  of  the  globt^the  -prospective  cus- 
tomers' of  our  modern  mythology.  Geographically,  their  heaviest  concentration 
is  in  \^ia  while  bv  far  the  heaviest  concentration  of  capital  is  in  Western  Europe 
and  Nortii  America.  These  are  the  antipodes  of  our  economic  globe.  The  diffi- 
cultv  is  that  exchange  between  the  opposite  extremes  of  accumulated  capital  and 
undeveloped  market  is  not  the  same  thing  as  integration  of  the  two  in  an 
expanded  world  order  that  is  organically  whole.  Even  if  the  backward  countries 
were  to  be  subordinated  to  the  rule  of  capital,  there  are  well-nigh  insurmountable 
obstacles— economic,  social,  and  political— to  incorporation  of  them  withm  the 

domain  of  capital.  "  .  ,  ,     <-     <-•  i> 

"China  is  a  huge  potential  market.  The  emphasis  lies  on  the  word  potential . 
Before  speculating  about  its  dimensions,  the  conditions  that  have  so  long  kept  it 
merely  potential  should  be  examined.  Two  processes  in  the  operation  of  capital 
must  be  borne  in  mind— that  by  which  it  is  accumulated  and  that  by  which  it  is 
reinvested  for  the  further  development  of  the  market.  These  processes,  more- 
over work  at  two  levels— the  level  obtaining  in  the  advanced  countries  while 
thev'  are  developing  their  own  internal  markets,  and  the  level  of  more  acute 
competition  when  the  internal  markets  have  been  saturated  and  the  advanced 
countries  turn  to  the  development  of  the  world  market. 

"These  two  levels  are  bv  no  means  entirely  separate,  because  as  long  as  the 
internal  market  in  the  advanced  countries  is  capable  of  substantial  further  devel- 
opment there  is  a  real  world  market;  capital  can  choose  l)etween  investment 
at  home  and  investment  abroad.  The  world  market  can  l)e  justly  thought  of  in 
terms  of  unlimited  potentialities.  After  the  saturation  of  the  internal  market, 
the  horizon  narrows.  The  world  market  is  no  longer  an  unknown  quantity  full  of 
promising  potentialities,  but  well-known,  circumscribed,  scanned  and  measured, 
even  acquired  (in  the  form  of  colonies),  but  with  its  development  still  down  at 
the  level  of  unrealized  potentialities.  When  this  phase  has  been  reached,  the 
problem  of  the  external  market  for  the  advanced  countries  merges  into  the 
pi-obJein  of  the  internal  market  in  the  backward  countries.  To  expand  the 
external  market  requires  the  development  of  the  internal  market  in  the  backward 
countries. 

3680 


INSTITUTE    OF    PACIFIC   RELATIONS  3681 

"This  describes,  diagrammatifally  as  it  were,  the  situation  of  tlie  world  today. 
In  India,  the  other  British  colonies,  and  China,  alone,  capital  confronted  with 
about  one  billion  economically  backward  people.  These  people  are  becoming 
increasingly  and  desperately  conscious  both  of  the  insupportability  of  their  own 
backwardness  and  of  the  hopelessness  of  sufficient  capital  to  lift  them  out  of 
it.  The  very  future  of  mankind  depends,  of  course,  on  the  reestablishment  of 
normal  economic  intercourse  between  the  advanced  countries  and  this  immense 
backward  area.  Can  this  be  done  by  the  development,  through  capital  investment, 
of  the  stagnant  market?  The  difficulty  is  aggravated  by  the  fact  that  in  China, 
which  has  become  symbolical  of  the  backward  area  as  a  whole,  there  is  already 
going  on  a  titanic  struggle  for  political  liberation  from  the  economic  deadlock. 
There  is,  accordingly,  no  better  approach  to  the  problem  of  the  world  market 
as  a  whole  than  through  analysis  of  the  different  concepts  and  policies  that 
interpenetrate  and  conflict  with  each  other  on  the  Chinese  field  of  battle. 

"2.    THKEE    CONCEPTIONS    OF    THE    CHINA    MAKKET 

"The  twin  principles  of  equal  opportunity  and  of  the  territorial  and  adminis- 
trative integrity  of  China  imply  the  interest  of  Amei'ican  capital  in  the  indus- 
trialization and  the  development  of  the  internal  market  of  China  as  a  prerequisite 
and  concomitant  of  the  penetration  of  American  enterprise.  Directly  opposed 
to  the  American  view  and  the  American  interest  is  the  attitude  of  Japanese 
imperialism,  which  is  openly  inimical  to  the  building  up  of  native  industries  and 
the  development  of  the  internal  market  in  China.  As  far  back  as  1932  the  Japa- 
nese Foreign  Office  made  clear  this  standpoint  in  a  memorandum  to  the  League 
of  Nations :  'the  development  of  capitalist  enterprise  in  China  will  make  the 
economic  activities  of  all  foreign  nations  in  China  very  difficult  or  even  impossible 
to  carry  on.'  ^ 

"The  truth,  as  brought  to  light  by  subsequent  events,  is  that  it  has  not  been 
'the  development  of  capitalist  enterprise'  but  Japanese  aggression  launched  for 
the  specific  purpose  of  preventing  the  development  of  China  by  international 
enterprise,  that  has  made  'the  economic  activities  of  all  foreign  nations  in  China 
very  difficult  or  even  impossible  to  carry  on.'  The  British,  who  in  1932  lent  a 
willing  ear  to  the  Japanese  argument,  were  the  first  to  learn  later  on,  with  an 
unpleasant  shock,  the  real  meaning  of  it.  The  point,  however,  is  that  here  we 
have  concisely  stated  two  diametrically  opposed  conceptions  of  the  China  market : 
the  Japanese  'New  Order  in  East  Asia'  and  the  American  'Open  Door.'  As  the 
Japanese  and  American  aspects  of  a  problem  which  is  of  world  scale,  they  corre- 
spond directly  to  the  difference  in  the  structure  of  the  internal  market  in  Japan 
and  in  America. 

"Between  these  two  extremes  stands  the  British  conception,  which  can  best  be 
illustrated  by  excerpts  from  a  memorandum  which  Sir  Arthur  Salter  submitted 
to  the  Chinese  Government : 

"Most  of  the  heavy  industries  (apart  from  the  'extractive"  industries)  musi 

probably  be  considered  unsuitable  for  China  at  her  present  stage  of  develop 

ment.     They  usually  demand  very  expensive  capital  equipment  and  need  ? 

large  market." 

"Tlie  argument  here  is  that  the  establishment  of  heavy  industry  (or,  for  tha 

matter,  as  will  be  seen  presently,  of  any  large-scale  industry)   is  impossible  oi 

account  of  the  lack  of  a  large  market.    It  is  not  pointed  out  that  a  large  market 

on  the  other  hand,  could  be  developed  only  by  the  establishment  of  large-scah 

industry.    This  second  point,  though  crucial,  is  evaded,  and  thus  the  statement  oi 

the  market  problem  in  China  is  left  in  a  kind  of  twilight.    After  discarding  from 

the  outset  the  possibility  of  large-scale  industry  in  China    (presupposing,  b,\ 

implication,  the  impossibility  of  large-scale  capital  export  to  China)  Sir  Arthui 

continues : 

"Since,  with  the  exceptions  indicated,  China's  industrial  development 
must  depend  mainly  upon  the  purchasing  power  of  the  Chinese  public,  il 
cannot  be  too  emphatically  stated  that  for  China  industrialization  is  not 
an  alternative  to  agricultural  development.  On  the  contrary,  the  increase 
in  the  agriculturist's  margin  of  production  must  be  the  essential  foimda 
tion  on  which  industrial  development  must  be  built. 

"*  *  *  por  these  as  for  other  reasons,  the  increase  of  the  production 
of  the  average  agriculturist  remains  the  fundamental  problem  of  China'.s 
economy,  whether  that  increase  is  secured  by  extension  of  tne  areas  of 


1  Japan  Foi-pisn  Office,  the  Present  Conditions  in  China,  1932,  p.  39. 
-'  China  and  Silver,  New  York,  1934,  p.  93. 


3682  INSTITUTE    OF    PACIFIC    RELATIONS 

cultivable  land;  or  a  reduction  of  population    (enabling  the  average  farm 
holding  to  be  enlarged)  ;  or  improvements  in  methods  of  agriculture;  or 
the  development  of  handicraft  or  small  rural  industries  by  means  of  which 
those  living  on  the  land  can  supplement  their  agricultural  production.^ 
''The  British  position  is,  as  can  be  seen,  half-way  between  the  American  and 
the  Japanese.     Native  industries  and  the  development  of  the  internal  market 
in  China  should   be  encouraged,  but  only  to  a  strictly   limited  extent;   there 
should  be  industrialization  but  not  much  of  it.     The  British  expert  even  pre- 
scribed that  the  rhythm  of  development  should  proceed  'stage  by  stage  and 
gradually'  (p.  89).  . 

"Yet  at  that  very  time  (1934),  ec(momic  and  social  catastrophe  was  closing 
in  on  China — not  stage  by  stage  and  gradually,  but  by  leaps  and  bounds.  In 
this,  incidentally,  China  \vas  no  exception.  In  no  country  in  the  world  has 
industrialization  ever  proceeded  stage  by  stage  and  gradually.  Without  excep- 
tion, industrialization  takes  place  by  leaps  and  bounds,  this  being  in  the  very 
nature  of  the  accumulation  of  capital.  In  China,  as  a  late-comer,  a  backward 
country  existing  side  by  side  with  very  highly  developed  countries,  this  his- 
torical economic  law  of  suddenly  and  forcibly  accentuated  development  has 
worked  with  even  more  pronounced  effect. 

"The  core  of  Sir  Arthur  Salter's  argument,  and  the  key  to  the  traditional 
British  view  of  the  way  in  whicli  the  development  of  China  should  proceed,  is 
in  his  statement  that  'the  essential  foundation  of  industrial  development.'     He 
does  not  discuss  the  practical  aspects  of  'increasing  the  agriculturist's  margin 
of  production,'  but  they  have  been  vividly  described  by  a  Chinese  investigator : 
"While  landlords  take  tlie  lion's  share  of  the  products  of  the  peasants 
in   the  form   of  rent,   tax   collectors  who   are   usualy   also  landlords   and 
merchants,  talce  another  considerable  share  of  tlie  form  of  levies,  taxes, 
subtaxes,  and  so  forth.    Debts  of  the  previous  year  often  compel  the  peasant 
to  give  up  the  remainder  of  his  meager  earnings.     If  anything  is  left  after 
the  harvest  it  is  as  a  rule  little  more  than  nothing.     All  he  can  do  to 
maintain  life  and  carry  on  his  tasks  during  tlie  rest  of  the  year  is  to  go 
to   the   landlords.   pawnshoi)s,   local   gentry,   grain    dealers,    groceries,    and 
sometimes  rich  peasants,  to  start  the  vicious  circle  of  borrowing  once  again.* 
"From  this  description  it  is  i)lain  that,  under  the  conditions  actually  obtaining 
in  China,  the  'increase  in  tlie  agriculturist's  mai'gin  of  production'  is  no  solution 
at  all,  but,  on  the  contrary,  a  factor  effectively  retarding  both  the  industrializa- 
tion of  China  and  the  development  of  its  internal  market.     A  radical  change  in 
the  agricultural  feudalism  and  peasant  economy  of  China  is  the  indispensable 
historical   prerequisite   botli    to   industrialization    and    to    the   development   of 
China's  internal  market.     The  fact  nnist  be  faced  what  such  a  change  would 
be  not  only  radical  but  revolutionary,  and  that  it  would,  in  its  incipient  phases 
at  least,  tend  inevitably  to  restrict  drastically  'the  agriculturist's  margin  of 
production' ;  althougli — and  because — it  would  tremendously  increase  the  agri- 
culturist's margin  of  subsistence,  and  would  save  millions  from  famine.     The 
agriciilturist's  margin  of  production  is  that  part  of  the  results  of  his  labor  which 
goes  to  the  Cliinese  landlord,  usurer,  and  taxgatherer,  and  to  foreign  capital. 
The  practice  of  increasing  this  'margin,'  by  the  process  of  tightening  the  farmer's 
belt  beyond  the  limit  of  human  endurance,  is  precisely  what  has  conjured  up 
economic  and  social  chaos  in  China. 

"Significantly,  the  Japanese  experts  do  not  try  to  confine  the  issue  to  such 
empty  generalities.  They  are  not  afraid  to  go  into  the  economic  and  social 
structure  of  China  ;  but  then,  they  want  to  prove  a  point  slightly  different  from 
that  of  the  British.  The  Japanese  Foreign  Office  memorandum  already  cited 
gives  the  following  picture  of  the  econonnc  and  social  structure  in  which,  it 
asserts,  Chinese  Communism  is  rooted  : 

"VI.  Factors  contributing  to  the  rise  of  the  Chinese  Communist  move- 
ment and  its  future. 

"*     *     *      (2)  P^conomic  Factors: 

"Ever  since  the  opening  of  China  to  foreign  commerce,  not  only  the  cost 
of  living  has  been  increased  tlirough  the  introduction  of  foreign  merchandise, 
but  the  subsidiary  industries  of  the  farming  community  such  as  sericiiltui'e, 
cotton  spinning,  and  tea  growing  have  declined.  These  economic  factors, 
combined  with  political  factors  enumerated  above  such  as  civil  war,  over- 


"  Op.  Pit.,  pp.  94  .saq. 

''  "Merrlinnt  Capital  and  Usury  Capital  in  Rural  China,"  by  Leonard  T.  K.  Wu,  in  Far 
Eastern  Survey,  New  York,  March  25,  1936. 


INSTITUTE    OF    PACIFIC   RELATIONS  3683 

taxation  and  squeeze,  have  completely  ruined  agricultural  communities. 
According  to  statistics,  in  the  4  years  between  1914  and  1918  lands  left  un- 
cultivated increased  by  490,000,000  mu  and  farming  households  decreased 
by  6.000,000.  In  1  year,  from  1918  and  1919,  the  percentage  of  peasant 
proprietors  was  reduced  from  5.3  to  49  percent,  while  that  of  tenant  farmers 
increased  from  26  to  32  percent.  The  middle-class  farmers  became  poor 
I)easants,  and  poor  peasants  turn  proletarians.  The  industries  in  China 
being  still  too  undeveloped  to  provide  work  for  the  vast  proletarian  mass, 
the  majority  of  the  rural  unemployed  become  either  bandits  or  vagabonds, 
soldiers  or  medicants. 

"Of  the  total  Chinese  population  of  400  millions,  approximately  336  million 
are  said  to  be  agricultural.  Of  these,  55  percent  do  not  own  any  land: 
20  percent  belong  to  the  class  of  petty  farmers  possessing  i  to  10  mu  of 
land :  12  percent  are  middle-class  farmers  possessing  from  10  to  30  mu 
of  land ;  so-called  rich  farmers  owning  30  mu  or  more  and  still  larger  landed 
proprietors  make  up  only  13  percent. 

"*     *     *     It  is  easy  to  see  how  the  land  policy  of  the  Communists  re- 
ceived the  endorsement  of  an  overwhelming  majority  of  the  Chinese  rural 
population.     *     *     *     The  fact  that  the  Party  had  behind  it  Russia,  which 
has  renounced  unequal  treaties  and  certain  rights  and  interests  concluded 
and  acquired  in  China  during  the  Tsarist  regime,  won  popular  approval  and 
confidence  in  its  movement.^ 
"This  picture  of  Chinese  economic  and  social  reality,  drawn  with  a  few  bold 
strokes,  contrasts  strangely  with   the  prim  blue-print   of   the  British  expert. 
Withal,  the  two  pictures  are  complementary.     From  both  it  is  plain  that  there 
is  economic  breakdown  and  chaos  in  China.    The  protagonist  of  the  status  quo 
tries  to  get  around  this  by  a  scheme  for  making  the  peasant,  who  already  suffers 
most,  suffer  a  little  more.    The  antagonist  of  the  status  quo  faces  the  real  condi- 
tions boldly,  because  he  is  about  to  tackle  them  in  his  own  way,  by  making  them 
an  excuse  for  aggression.    The  Japanese  endeavors  to  make  a  strong  case  for 
himself  out  of  the  appalling  conditions  which  actually  exist,  w-hereas  the  attempt 
to  hush  them  up  is  the  weak  point  of  the  British  arg-ument.    The  British  expert 
expects  a  peaceful  development  'stage  by  stage  and  gradually,'  the  Japanese 
braces  himself  for  a  violent  attempt  to  overthrow  the  status  quo ;  that  is  why  he 
emphasizes  its  intolerability. 

"The  treatise  of  the  British  adviser  could  be  reduced  in  simple,  undiplomatic 
and  unacademic  language  to  the  following  propositions :  'Capital  export  to  China 
is  ruled  out  by  circumstances.  Let  us,  then,  omit  these  circumstances,  for  they 
would  mean  either  Japanese  aggression  or  Chinese  antifeudal  and  anti- 
imperialist  revolution,  or  both.  Either  possibility  is  distasteful.  The  best  advice 
I  can  give  in  the  circumstances  is  to  muddle  through.' 

"The  Japanese  counterproposition  could  be  summarized  in  equally  blunt  lan- 
guage, as  follows :  'The  status  quo  is  very  honorable.  However,  considering  the 
circumstances,  particularly  that  absence  of  large-scale  capital  export  from  the 
West  which  is  tacitlv  assumed  by  the  British  expert  to  be  the  cornerstone  of  the 
status  quo,  it  is  clearly  impossible.  The  best  thing  I  can  do  in  the  circumstances 
is  to  attack.' 

"In  actual  fact,  there  are  three  links  in  the  chain:  (i)  absence  of  large-scale 
capital  exports  from  the  West ;  (ii)  Japanese  aggression ;  (iii)  Chinese  struggle 
for  national  liberation.  The  decisive  link  is  the  Chinese  struggle  for  national 
liberation,  for  by  its  final  outcome  will  be  determined  the  new  forms  of  economic 
intercourse  between  China  and  the  rest  of  the  world.  , 

"Both  China's  foreign  policy  and  the  policy  of  the  Kuomintang  within  China 
are  intimately  tied  up  with  the  character  of  the  unfolding  Chinese  Revolution 
since  Sun  Yat-sen.  The  one  important  point  of  orientation  in  foreign  policy  is 
the  answer  to  the  question  whether  or  not  Western  capital  help  is  indispensable 
for  the  success  of  the  revolution.  The  answer  itself  depends  on  a  definite  view 
of  the  character  of  the  revolution.  If  it  is  believed,  as  Sun  Yat-sen  originally 
believed,  that  the  Chinese  Revolution  must  lean,  in  order  to  be  successful,  on 
Western  capital,  the  only  policy  that  is  possible  is  one  which  is  resigned  to  the 
inevitably  of  semi-independence.  The  signal  lesson  of  postwar  history  has 
been  that  China  cannot  successfully  evolve  'stage  by  stage  and  gradually  from 
semi-independence  to  full  independence ;  though  it  took  some  time  tor  ur.  fcun 
himself  to  realize  that  Western  capital  would  support  the  Chinese  Revolution  only 
as  the  rope  supports  the  hanged  man.    It  was  the  flat  refusal  of  his  memorandum 


5  The  Present  Conditions  in  China,  Appendix  III,  "Communism  in  China,"  pp.  29  sqq. 
88348 — 52 — pt.  10 27 


3684  INSTITUTE    OF    PACIFIC   RELATIONS 

to  the  Versailles  Conference  wbicli  taught  him  the  crucial  lesson  that  the  success 
of  the  Chinese  Revolution  could  not  be  staked  on  Western  capital  help. 

"The  whole  conception  had  to  be  revised.  It  became  obvious  to  Sun  Yat-sen 
that  the  road  to  complete  independence  did  not  lead  through  an  intermediary 
stage  of  semi-independence.  A  different  course  had  to  be  envisaged.  The  concept 
of  a  period  of  'tutelage,'  before  achieving  complete  independence  and  full  popular 
sovereignty,  which  had  been  a  cardinal  part  of  his  theory,  had  to  be  greatly  modi- 
fied if  not  eliminated  altogether.  For  the  period  of  tutelage  was  based  on  the 
assumption  of  a  relatively  long  period  of  peaceful  development,  assured  by  foreign 
capital  help.  The  realization  that  China  would  have  to  shift  for  itself  reacted  on 
the  content  and  character  of  the  revolution.  It  is  a  superficial  and  one-sided 
observation  to  say  that  from  iiere  on  the  revolution  assumed  an  antiforeign 
complexion.  This  was  a  mere  symptom  at  most,  the  thing  that  struck  the  foreign 
eye. 

"The  fundamental  change  consisted  in  grasping  the  only  alternative  left,  in 
the  absence  of  large-scale  foreign  capital  help:  the  large-scale  mobilization  of 
the  people ;  the  speeding-up  of  the  rate  of  the  revolution ;  struggle  instead  of 
tutelage ;  a  reaching  out  for  complete  independence  after  the  hope  of  an  inter- 
mediate stage  of  semi-independence  turned  out  to  be  a  dangerous  self-deception. 
This  resulted  in  a  fundamental  transformation  of  Sun  Yat-senism.  With  the 
changed  prospect  of  the  Chinese  Revolution  thus  envisaged  by  Sun  Yat-sen  before 
his  death,  a  corresponding  change  took  place  in  the  character,  content,  leader- 
ship, and  social  composition  of  the  revolution.  With  the  mobilizing  of  the  peas- 
ants the  leadership  shifted  away  from  the  radical  intelligentsia  to  proletarian 
and  semiproletarian  elements.  An  agrarian  upheaval  became  manifestly  the 
content  of  tlie  revolution.  In  foreign  policy  there  was  a  degree  of  reorientation 
toward  Soviet  Russia,  initiated  by  Sun  Yat-sen  himself. 

"The  bulk  of  the  Kuomintang  officialdom,  however,  was  by  no  means  ready 
yet  to  accept  this  legacy  of  Sun  Yat-sen.  Its  leadership  contested,  frightened  by 
the  plebeian  elements  and  methods  of  the  agrarian  revolution,  it  began  to  lean 
heavily  (politically  speaking,  for  its  life)  on  the  support  of  foreign  capital.  It 
lashed  out  violently  against  the  agrarian  revolution  and  solicited  and  got  the 
support  of  Western  capital  for  its  military  campaigns. 

"It  testifies  to  the  greatness  of  character  and  acumen  of  Sun  Yat-sen  that  he 
was  able  to  discard  the  illusion  of  semi-independence  after  his  experience  with 
the  Versailles  peacemakers.  Chiang  Kai-shek's  wasteful  efforts  to  stamp  out 
Communi.sm  (i.  e.,  to  crush  the  agrarian  revolution)  were  a  fateful  departure 
from  this  final,  mature  form  of  Sun  Yat-senism.  The  attempt  to  attain  national 
.salvation  by  pleasing  foreign  capital  was  futile.  It  did  not  achieve  its  end  but 
courted  Japanese  aggression.  Wang  Ching-wei,  the  most  consistent  protagonist 
in  the  Kuomintang  of  leaning  on  foreign  capital  as  a  method  of  keeping  down 
the  'excesses'  of  the  agrarian  revolution  and  as  a  guarantee  of  Chinese  semi- 
independence,  ended  up  as  a  .Japanese  puppet.  The  Japanese  themselves  appre- 
ciated better  than  Wang  Ching-wei  what  was  actually  going  on.  The  memo- 
randum quoted  above  shows  that  they  were  keenly  aware  of  the  content  and 
character  of  the  struggle  between  Kuomintang  and  Communists  to  determine  the 
agrarian  future  of  China  and  watched  its  outcome.  They  launched  their  aggres- 
sion when  it  became  clear  that  the  Kuomintang  could  not  become  an  instrument 
of  Japanese  tutelage  or,  in  their  vernacular,  could  not  'cope  with  the  red  menace.' 

"It  was  during  the  abortive  period  of  attempted  'tutelage,'  between  1927  and 
the  beginning  of  the  United  Front  in  1937,  that  the  problem  of  the  China  market 
and  of  its  development  by  foreign  capital  was  threshed  out,  all  of  its  conditions 
posed,  its  contending  forces  weighed,  its  possibilities  tested.  Any  analysis  that 
tries  to  solve  the  problem  by  overlooking  this  process  and  any  theoretical  solu- 
tion of  the  problem  that  is  not  based  on  the  analysis  of  it  is  bound  to  be  barren. 

.".    THE  UNITED  STATES  AND  CHINA:    TWO  EXTREMES  OF  MARIvET  DEVELOPMENT 

"In  the  classic  examples  of  capitalism,  in  Western  Europe  and  the  United 
States,  the  creation  of  the  market  by  merchant  capital  and  its  development  by 
industrial  capital  occurred  in  two  successive  large-scale  economic  and  social 
transformations.  In  the  first  stage  only  enough  capital  had  been  accumulated  to 
subordinate  the  products  of  handicrafts  and  home  industries  to  the  control  of 
merchants.  In  the  second  stage  ca])ltal  had  become  vigorous  enough  to  take  over 
the  whole  process  of  producti-nn.  Tbe  transition  was  not  primarily  a  tech- 
nological performance  (as  the  label  'industrial  revolution'  suggests),  but  required 
also  a  new  structure  of  capital  and  a  new  grouping  of  society. 


INSTITUTE    OF   PACIFIC   RELATIONS  3685 

"The  main  source  of  the  growth  of  capital  at  the  first  stage  was  the  merchant's 
profit  on  his  transactions  with  the  small  semi-independent  producers.  This 
primitive  precapitalistic  method  of  accumulation  has  a  great  survival  vitality, 
and  may  be  either  a  progressive  or  a  retarding  influence,  according  to  circum- 
stances. Even  after  it  has  ceased  to  be  the  predominant  method  of  accumulating 
capital,  it  often  survives  after  the  transition  to  the  second  stage.  It  is  a  con- 
comitant of  the  Feudal  survivals  which  are  never  completely  eliminated  even  in 
the  most  highly  developed  countries.  It  is  the  degree  of  survival  that  is  im- 
portant. If  the  particular  circumstances  permit  the  preponderance  of  merchant 
and  usuary  capital  to  survive  as  the  prevalent  method  of  accumulating  capital, 
then  the  .lump  from  the  first  to  the  second  stage  in  the  evolution  of  capital  cannot 
be  made ;  the  economy,  disintegrated  but  not  yet  lifted  to  a  higher  level,  sticks  at 
the  stage  of  transition.  This  is  as  much  as  to  say  that  the  market  has  been 
created  to  a  certain  extent,  but  is  not  yet  being  developed. 

'"This  has  been  the  case  with  China,  where,  as  Wu  expresses  it,  'The  operation 
of  the  present  system  of  usuar.v-merchant-landlordism  must  lead  to  disintegration 
of  rural  China  .  .  .  Usury-merchant-landlordism  in  China  is  destroying  instead 
of  creating  markets.*  ^ 

"In  the  evolution  of  the  world  market  the  United  States  represents  the  highest 
stage  of  development  and  China  the  lowest.  Japan,  where  the  transition  from 
the  first  to  the  second  stage  of  the  evolution  of  the  market  has  been  accomplished, 
but  in  a  peculiar  way  and  not  to  the  required  extent,  stands  historically  between 
the  American  and  the  Chinese  extremes.  In  comparing  the  development  of  the 
market  in  these  three  countries,  it  is  necessary  to  take  into  account  firstly  the 
development  of  tlie  internal  market,  and  secondly  the  internal  market  as  a  step- 
ping stone  to  the  world  market. 

"The  visible  signs  of  a  developed  internal  market  are:  (i)  a  railroad  network 
stretching  over  the  whole  national  area;  (ii)  a  customs  union  and  the  introduc- 
tion of  a  national  tariff:  (iii)  a  unified  and  centralized  currency.  All  three  of 
these  have  been  in  existence  in  the  United  States  since  the  sixties,  and  all  three 
are  still  lacking  in  China. 

"It  is  significant  that  Japanese  aggression  in  its  drive  to  destroy  the  incipient 
internal  market  in  China  struck  crippling  blows  at  precisely  these  three  things, 
by  occupying  the  railroads,'  seizing  the  customs,  and  undermining  Chinese 
currency  through  smuggling  and  through  compulsory  circulation  of  the  yen.* 

"Taking  the  different  countries  historically,  it  may  first  be  noted  that  in  the 
United  States  the  moving  frontier  of  westward  migration  signified  the  develop- 
ment of  the  internal  market.  Railroad  building  was  important  in  effecting  both 
the  westward  expansion  of  the  market  from  the  trading  and  manufacturing 
centers  of  the  Atlantic  coast  and  the  transition  from  merchant  enterprise  to  full 
industrialism.  Until  this  time,  manufacturing  had  been  an  appendage  of 
trading  and  shipping.  It  is  important  to  make  it  clear,  however,  that  they 
were  not  the  cause  which  created  it.  The  appearance  of  a  new  kind  of  market 
was  not  simply  a  technological  miracle  resulting  from  'the  spanning  of  the 
continent.'  Both  the  market  and  the  railroads  were  created  by  capital,  and 
as  far  as  the  order  of  priority  is  concerned,  the  railroads  followed  in  the  wake 
of  the  expanding  market.  Having  followed  the  market,  however,  they  also 
created  new  capital  and  thus  contributed  to  the  additional  expansion  of  the 
market.  This  they  were  able  to  do  because  the  original  great  land  grants  to 
the  railroad  builders  were  in  effect  a  levy  in  advance  which  converted  part  of 
the  purchasing  power  of  the  farmers  into  capital,  since  the  very  large  tracts 
of  land  turned  over  to  the  railroads  drove  up  prices  for  all  comers.  Capital  was 
thus  created  by  a  form  of  expropriation  which  had  a  distinctly  political  tone. 


"  Leonard  T.  K.  Wu,  op.  cit.,  p.  68. 

T  "At  the  end  of  1038,  fully  two-thirds,  or  6,500  kilometers,  of  the  railway  mileage  of 
China  proper,  was  in  territory  occupied  hv  Japanese  military  forces,  whereas  less  than 
half  of  that  amount,  or  about  .S,200  kilometers,  remained  under  Chinese  control."' 
Economic  Review  of  Foreign  Countries,  1939.       U.  S.  Department  of  Commerce,  p.  212. 

8  "Already,  China  is  stasgering  alonfr  under  five  different  currency  issues,  all  of  differing 
values.  First,  there  is  the  national  currency  which  looks  to  Chungking  for  the  mainte- 
nance of  exchange  values:  .second,  there  is  the  (Japanese-controlled)  Federal  Reserve 
Bank  of  North  China,  the  attempts  of  which  at  currency  stabilization  have  been  a 
lamentable  failure  ;  third,  there  is  the  Japanese  .yen.  circulating  in  the  coastal  regions, 
which  is  an  unknown  quantity  ;  fourth,  there  are  the  Japanese  military  notes,  an  entirely 
unsecured  issue  totalling  unknown  millions,  and  fifth,  there  is  the  Hua-Hsing  currency, 
issued  at  Shanghai  by  the  Bank  founded  by  the  defunct  Nanking  reformed  government 
(Japanese-controlled). 

"If  the  Wang  Ching-wei  regime  should  ill-advisedly  issue  a  sixth,  it  is  contended  that 
the  confusion  would  be  terrific  and  that  probably  all  the  interrelated  issues  would 
crash."     Despatch  from  Hallett  Abend,  in  New  York  Times,  April  9,  1940. 


3686  INSTITUTE    OF    PACIFIC    RELATIONS 

"There  followed  a  second  process  of  expropriation,  or  preemption,  more  eco- 
nomic in  tone,  which  transferred  part  of  the  purchasing  power  of  the  farmer 
to  railroad  capital,  through  the  operation  of  freight  rates.  This  in  turn  led 
to  disparity  between  agricultural  and  industrial  freight  rates,  and  to  such  phe- 
nomena as  the  freight  differential  of  the  Southern  States.  In  the  economic 
history  of  capital,  this  meant  that  the  railroads  led  the  way  in  the  first  large- 
scale  merging  of  industrial  and  banking  capital.  In  social  history,  this  was 
accompanied  by  migration  on  a  national  scale  from  the  farm  to  the  city.  To  say 
that  this  widened  the  social  gap  and  spread  the  social  differential  between  agri- 
cultural and  industry  is  another  way  of  describing  the  development  of  the 
market. 

"China  represents  the  other  extreme  of  market  development  and  railroad  build- 
ing. The  spanning  of  the  American  continent  was  a  saga  of  unbridled  competition 
in  creating  and  developing  a  vast  internal  market.  The  complete  failure  to 
span  the  Chinese  continent,  on  the  other  hand,  was  the  result  of  stultifying  com- 
petition between  the  foreign  powers  for  shares  in  the  undeveloped  Chinese 
market.'  The  internal  market  in  China  was  paralyzed,  its  economy  caught  in 
the  framework  of  transition  between  the  trading  centers  of  the  eastern  seacoast 
dominated  by  the  foreigners,  and  the  huge  precapitalistic  hinterland  of  the  west. 
China's  mass-migration  to  the  west  has  not  followed  in  the  wake  of  the  railroads 
but  has  been  an  exodus  to  escape  the  Japanese. 

"Is  railroad  building,  in  the  circumstances,  the  panacea?  To  suggest  it  is  to 
put  the  cart  before  the  horse,  the  building  of  railroads  before  the  conditions 
requisite  to  it.  Sixty  million  refugees  have  to  be  rehabilitated,  and  the  problem 
that  led  up  to  this  catastrophe  has  to  be  solved  before  the  problem  of  the  railroads 
can  be  dealt  with.  Under  the  conditions  which  now  exist  it  is  actually  the 
Japanese  military  machine  that  is  blazing  the  trail  of  the  China  market.  It  is 
therefore  necessary  to  see  what  Japanese  aggression  means  in  economic  terms. 

"Reduced  to  its  economic  content,  Japanese  aggression  is  a  primitive  attempt 
to  accumulate  capital  by  land-grabbing  and  mass  expropriation,  under  military 
sanctions.  The  resort  to  military  methods  was  possible  partly  because  the 
organization  of  the  state  power  in  Japan  provided  for  military  power,  and  par- 
ticularly because  in  China  itself  the  crude  war-lord  method  of  'raising  capital' 
(thus  retarding  the  development  of  the  internal  market)  had  been  presei'ved 
for  an  unduly  long  period  by  the  intricate  interlocking  of  feudalistic  vested  inter- 
ests in  the  interior  and  imperialistic  vested  interests  on  the  fringe  of  China. 
The  way  had  thus  been  opened  for  Japan,  becanse  already,  for  a  long  time,  out- 
side imperialistic  influences  had  operated  as  Chinese  inside  influences  by  rein- 
forcing the  native  feudalistic  elements,  which  in  the  specialized  form  of  warlords 
took  on  an  imperialistic  tinge  by  becoming  puppets  of  the  great  powers. 

"This  peculiar  'peaceful'  set-up  of  a  combined  feudal-imperaliastic  strangle- 
hold on  the  Chinese  internal  market  laid  China  open  to  military  aggression  by 
Japan,  the  very  power  which  combines  the  characteristics  of  both  feudalism  and 
imperialism  in  the  most  concentrated  form.  It  is  accordingly  not  surprising 
that  the  Japanese-sponsored  puppet  regimes  draw  whatever  strength  they  have 
from  Japanese  imperialism  and  the  feudal  landlord-merchant-usurer  survivals 
in  China.  They  represent  an  alliance  of  these  two  forces.  Since  their  failure 
is  a  fair  index  of  Chinese  national  unification  achieved  in  the  process  of  struggle 
against  imperialist  aggression,  their  abolition  will  mean  riddance  from  both 
feudalistic  and  imperialistic  vested  interests.  v 

"The  disappearance  of  feudalism  is  clearly  an  indispensable  prerequisite  for 
the  development  of  the  Chinese  internal  market.  This  factor  is  bound  to  have 
a  decisive  influence  on  the  forms  the  economic  development  of  China  is  going  to 
assume  after  the  ending  of  the  war.  It  might  proceed  under  forms  different 
from  those  we  are  familiar  with  under  the  name  'internal  market.'  One  of  these 
forms  may  be  discernible  already  under  war  conditions  in  the  shape  of  the  indus- 
trial cooperatives  of  Ssuch'uan.  A  deviation  in  economic  development  away 
from  the  customary  market  form  is,  in  turn,  bound  to  have  a  decisive  influence 
on  the  form  taken  by  Western  capital  help  and  investment.  The  least  one  can 
say  is  that  capital  export  to  China  is  not  likely  to  retain  the  form  of  a  financial 
venture,  necessitating  by  its  very  nature  a  risk  premium. 

"Not  to  recognize  that  Japan's  attempt  to  conquer  China  is  also  an  attempt 
to  link  up  with  an  anachronistic  internal  system  from  which  China  is  struggling 
to  free  itself  means  to  lose  orientation  and  to  forsake  objectivity  of  analysis. 


» China  and  the  United  States  have  about  the  same  area  In  square  miles,  but  the 
railroad  mileaee  of  China  proper  Is  about  9,000  miles,  against  238,000  miles  in  the  United 
States.     Statesman's  Year  Book,  London,  1940. 


INSTITUTE    OF    PACIFIC    RELATIONS  3687 

It  means  underestimating  the  character  of  the  war  and  accepting  the  Japanese 
contention  that  it  is  a  mere  'incident'  and  at  tlie  same  time  overestimating  the 
possibilities  of  a  Japanese  imperialism  which  pretends  that  it  is  establishing  a 
'New  Order'  where  in  actual  reality  there  is  nothing  but  the  unbridled  reign  of 
feudal  imperialism  and  a  relapse  into  pre-capitalistic  methods  of  colonial  rule. 

"If  the  Japanese  attempt  at  conquest  goes  no  further  than  its  present  methods 
of  plunder  and  expropriation,  the  great  future  market  in  China,  in  the  modern 
capitalistic  sense,  can  be  neither  created  nor  developed.  This  is  indeed  the 
insuperable  difficulty  that  now  confronts  Japanese  imperialism  in  China,  after 
its  military  successes.  The  various  'Development  Companies'  remain  in  the 
stage  of  wistful  projects. 

"The  point  can  be  made  plain  by  a  simple  comparison.  It  is  as  if  the  railroad 
entrepreneurs  in  America,  after  having  accepted  the  land  grants  and  pocketed 
the  money  for  the  railroad  shares  they  had  sold,  had  expressed  heart-felt  appre- 
ciation to"  the  Government  and  to  the  public  in  general  and  retired  with  the  curt 
statement  that  conditions  for  building  the  railroads  were  not  favorable.  Nothing 
of  the  sort  happened,  however,  because  conditions  were  favorable :  a  steadily 
swelling  stream  of  capital,  combined  with  a  steady  migration  from  the  farms  to 
industry,  created  the  market  which  capital  needed. 

"These  are  the  very  conditions  that  are  lacking  in  China,  and  in  Japan  too. 
The  flood  of  landless  peasants  from  the  villages  is  there  all  right,  but  there  is  no 
steady  flow  of  capital  accumulation,  no  carrying  strength  of  an  internal  market, 
with  which  it  can  combine.  The  primitive  method  of  accumulating  capital  by 
military  aggression  is  not  in  itself  enough  of  a  lever  to  create  and  develop  the 
market.  On  the  contrary,  it  is  a  steam  roller  destroying  whatever  is  left  of  the 
internal  market.    Japan  cannot  make  good  economically  in  China. 

"It  .is  a  reliable  index  of  the  degree  of  structural  decay  in  Japanese  economy 
that  what  is  required  most  urgently  for  its  maintenance  is  no  longer  additional 
markets,  but  new  capital.  It  cannot  recover  through  increased  commodity 
exports,  but  must  have  capital  imports  for  reexport.  After  the  annexation  of 
Manchuria  the  then  Minister  of  Finance  warned  the  Japanese  Diet  that  capital 
export  to  Manchuria  would  acutely  endanger  the  yen.  Japanese  imperialism 
launched  its  wholesale  aggression  against  China  when  it  found  itself  cornered  by 
the  limitations  of  its  own  internal  market;  when  the  export  drive  had  suffered 
a  set-back  after  making  the  yen  more  rickety  than  before ;  when  the  urgency  of 
capital  exports  had  been  superimposed  on  the  necessity  of  increased  commodity 
exports. 

"A  military  campaign  supported  by  huge  armaments  is,  of  course,  a  form  of 
capital  export,  however  freakish.  It  means  that  the  capital  of  the  country  is 
drained,  concentrated,  and  switched  for  the  purpose  of  forcibly  expanding  the 
external  market.  But  it  has  to  be  followed  up  by  'peaceful'  or  'genuine'  capital 
exports  in  order  to  make  the  original  outlay  effective.  It  is  here  that  the 
Japanese  failed.  Japan's  rulers  obviously  reckoned  on  the  help,  whether  grudging 
or  friendly,  of  the  great  capital  exporting  countries  of  the  West,  eager  to  develop 
China  as  a  market.  In  1936,  the  Japanese  promoter  Aikawa  was  publicizing 
schemes  of  this  kind ;  but  help  was  not  forthcoming,  mainly  because  of  effective 
Chinese  military  resistance,  beginning  in  1937,  and  the  American  reluctance  to 
cooperate  in  the  'New  Order  in  East  Asia.'  All  that  Japan's  rulers  could  do  in 
the  circumstances  was  to  complain  about  regrettable  Western  misunderstandings 
and  misinterpretation  of  their  intentions,  and  to  fall  back  on  a  crude  feudalistic 
monopolization  of  China's  economic  resources  in  the  occupied  areas.  Ironically, 
this  way  of  ruining  the  internal  market  is  entrusted  to  what  are  known  as 
'development  companies.' 

"Turning  now  to  the  question  of  the  way  in  which  the  transition  is  made,  in 
economic  history,  from  the  mercantile  age  to  that  of  industrialism,  the  point 
must  be  made  that  a  tariff-protected  internal  market  constitutes  the  economic 
foundation  underlying  the  political  process  of  national  unification  and  the 
emergence  of  the  modern  national  state.  National  industrial  monopolization  of 
the  internal  market  is  effected  by  the  tearing  down  of  internal  tariff  barriers 
and  the  erection  of  an  outer  tariff  wall.  The  McKinley  tariff  is  a  classic  case 
of  protectionism  designed  to  monopolize  the  internal  market.  The  fact  that  in 
the  same  period  Free  Trade  held  swav  in  England  was  due  to  the  unique  his- 
torical circumstances  that  Britisli  capital  virtually  monopolized  the  world  market. 
British  Free  Trade  was  doomed  when  Britain  lost  this  dominance  after  the  first 
World  War. 

"Against  this  background  of  the  normal  course  of  market  development,  China's 
tariff'  experience  stands  out  in  sharp  contrast.  The  Chinese  tariff,  far  from 
being  a  means  of  protecting  the  internal  market  for  Chinese  capital,  was  from 


3688  INSTITUTE    OF   PACIFIC   RELATIONS 

the  outset  a  means  by  which  the  undeveloped  Chinese  market  was  laid  under 
tribute  to  foreign  capital,  to  which  Chinese  tarift  revenues  were  from  the  begin- 
ning mortgaged. 

"After  the  conditions  for  industrialization  and  the  full  development  of  the 
internal  market  were  established  in  the  United  States,  the  advocates  of  free 
silver,  who  were  the  spokesmen  of  the  farming  interest,  were  defeated  by  the 
irresistible  sweep  of  capital.  Resistance  to  a  unified  currency  was  broken  down 
by  the  forces  promoting  an  unhampered  development  of  the  internal  market. 
In  China,  on  the  other  hand,  the  fact  that  the  national  economy  'stuck'  at  the 
stage  of  transition  is  reflected  in  the  Chinese  currency  problem.  The  retention 
of  silver  as  the  metallic  base  of  currency  means  that  China  did  not  complete  the 
full  transition  from  commodity  economy  to  money  economy.  Silver  is  money, 
but  not  exactly  and  not  definitively ;  for  .a  certain  high  level  of  economic  ma- 
turity must  be  attained  before  precious  metal  can  be  genuinely  invested  with 
the  money  function.  This  can  be  seen  from  the  way  in  which  a  tlight  into  silver, 
and  a  flight  of  silver  away  from  the  interior  and  away  from  the  country  alto- 
gether, is  a  normal  occurrence  whenever  an  economic  adversity  befalls  China. 
At  a  higher  level  of  economic  development,  such  flights  could  be  counteracted 
by  capital  movement.  Silver  has  been  looked  upon,  however,  more  as  a  valuable 
commodity  than  a  means  of  exchange.  That  is  why  it  is  always  on  the  jump 
for  hoarding  instead  of  for  accumulation. 

"Silver,  in  this  behavior,  reflects  the  predominance  of  mercantile,  preindustrial 
exchange  within  China  and  in  China's  dealings  with  the  more  highly  developed 
outside  world.  Through  the  manipulation  of  silver  China  has  been  made  the 
prey  of  speculation  and  economic  exploitation.  At  the  same  time,  silver  can 
serve  this  function  only  because  of  the  'sticking'  of  China's  economy  at  the 
stage  of  transition.  The  'silver  question'  is  accordingly  a  sympton  rather  than 
an  underlying  cause ;  in  case  of  economic  or  political  adversity  the  interior  is 
drained  of  silver,  which  flees  to  Shanghai  and  from  there  abroad.  Thus  the 
very  presence  of  trading  outposts  of  the  advanced  countries  accentuates  the  pre- 
vailing economic  stagnation  and  retrogression.  Sir  Arthur  Salter  states  the 
facts : 

"China  indeed,  needing  capital  development  more  than  almost  any  country, 
is  not  being  capitalized  but  'decapitalized'     *     *     * 

"The  result  is  not  only  a  starving  of  new  development  but  also,  since  the 
capital  is  in  the  form  of  silver,  the  country's  currency,  a  secondary  form  of 
currency  deflation,  forcing  prices  down  further.  *  *  «  The  actual  mecha- 
nism of  trade  is,  indeed,  in  many  cases  breaking  down.^" 

"What  Sir  Arthur  does  not  see  in  that  capital  in  the  form  of  silver  is,  In 
China,  a  symbol  of  the  fact  that  capital  has  been  kept  down  at  the  lower  historical 
level  of  merchant  and  usury  capital.  What  has  kept  it  at  this  level  has  been 
the  fact  that  it  has  been  easier  for  foreign  capital  to  draw  tribute  from  the 
internal  market  of  China  than  to  make  it  part  of  the  world  market.  That  is 
the  point. 

"With  the  precipitous  fall  in  the  price  of  silver  after  the  onset  of  the  world 
crisis  China's  economy  was  hit  particularly  hard.  The  devaluation  of  the  chief 
gold  currencies  increased  the  price  of  silver  in  terms  of  gold,  and  thus  increased 
the  economic  tribute  sent  abroad  by  China.  The  silver  buying  program  of  the 
United  States  Treasury  intensified  the  drain  of  silver  out  of  China.  Eventually, 
in  November  193.5,  China  was  forced  of  silver  and  left  with  a  'managed  currency.' 
Managed  by  what  forces,  and  to  what  ends'?  Chinese  currency  has  always  been 
managed,  both  in  the  sense  of  having  a  shaky  national  standing  and  in  the  sense 
of  being  at  the  mercy  of  the  economic  backwardness  of  China  in  its  intercourse 
with  the  advanced  countries.  Silver  stood  for  the  export  of  economic  tribute, 
made  more  onerous  by  the  lack  of  capital  imports. 

"At  this  point  it  is  useful  to  apply  the  comparison  with  America  to  the  history 
of  Japanese  market  development,  in  which  three  periods  can  be  conveniently 
distinguished.  The  unification  and  monopolization  of  the  internal  market  oc- 
curred simultaneously  in  the  two  countries,  witli  the  Meiji  Ilestoration  in  Japan 
and  the  Civil  War  in  the  United  States.  However,  for  a  number  of  reasons, 
feudal  survivals  were  destroyed  more  thoroughly  during  and  after  the  upheaval 
in  the  United  States  than  they  were  in  Japan.  This  resulted  in  the  significant 
difference  that  the  development  of  the  internal  market  in  Japan  instead  of  pro- 
ceeding by  a  relatively  smooth  evolution,  was  prompted  spasmodically  by  subse- 
quent wars  abroad. 


i»  Salter,  op.  cit.,  pp.  7,  8,  11. 


INSTITUTE    OF    PACIFIC   RELATIONS  3689 

"In  America  the  internal  market  had  great  scope  in  which  to  open  out  peace- 
fully. This  even  mad  a  mitigating  effect  on  the  character  of  the  war  against 
Spain  in  1S9S : 

"If  the  State  Department  and  the  Navy  could  have  found  adequate  support 
in  Congress,  the  American  flag  would  have  been  hoisted  in  Eastern  waters 
long  before  the  Philippines  were  wrested  from  Spain  in  1898. 

"But  it  took  some  time  for  the  country  at  large  to  see  the  spheres  of  useful- 
ness early    discovered  by  the  men  in  high  posts  of  observation.     Indeed  the 
tariff  policy  introduced  by  Seward's  party  colleagues  helped  to  relax  tempo- 
rarily the  early  economic  interest  in  Pacific  imperialism.     Well  protected  by 
high  duties  in  competing  goods.     American  manufacturers  commanded  for 
many  years  after  1861  an  immense  and  growing  market  at  home,  and,  vintil 
that  was  saturated,  felt  no  overpowering  need  for  more  foreign  trading 
facilities." 
"It  is  interesting  to  compare  this  'mild'  American  colonial  war  with  the  almost 
contemporary  Japanese  war  against  China  in  1894-95.     The  Japanese  war,  in- 
stead of  being  'toned  down'  liy  the  desire  to  tend  to  opportunities  at  home,  was 
already  stimulated  by  the  limitations  of  the  internal  market.     Lack  of  opportu- 
nity at  home  encouraged  adventure  abroad. 

"By  1914  the  situation  had  changed  so  fundamentally  that  America  began  to 
follow  the  pattern  sketched  earlier  by  Japanese  development.  America's  entry 
into  the  war  was  urged  on  by  the  limitations  of  the  internal  market.  War  activ- 
ity, economic  and  military,  promoted  a  far-reaching  and  sudden  increase  in 
America's  agricultural  and  industrial  production  apparatus,  and  brouglit  about 
a  temporary  expansion  of  the  market  to  absorb  the  increased  producing  capacity. 
It  was  the  most  important  turning  point  in  modern  history.  The  country  with 
the  strongest  capital  equipment  entered  a  claim  to  an  adequate  share  in  the 
world  market.  All  the  appalling  difficulties  and  vicissitudes  of  American  econ- 
omy, gravely  accentuated  after  the  outbreak  of  the  Great  Crisis  in  1929,  however, 
serve  to  drive  home  the  signal  lesson  that  for  this  greatest  and  best  developed 
industrial  country  development  of  the  world  market  by  no  means  follows  auto- 
matically on  the  acquisition  of  a  'fair  share'  in  the  market.  The  claim  can  be 
asserted  by  economic  and  political  pres.sure,  but  actual  development  responds 
only  to  an  increase  in  capital  exports. 

"At  present  we  are  living  under  conditions  of  war,  on  a  world  scale,  for  .a 
further  redivision  of  the  world  market.  We  should  be  warned,  however,  that 
the  prospect  of  redivision  does  not  of  itself  warrant  the  expectation  of  a  develop- 
ment of  the  Chinese  mai'ket,  or  any  undeveloped  sector  of  the  world  marlset, 
'after  peace  is  concluded.'  It  is  essential  to  remember  that  the  nondevelopment 
of  the  Chinese  market  was  one  of  the  chief  underlying  factors  in  unleashing  the 
second  world  war  which  has  followed  on  Japan's  aggression  in  19.31.  It  is  an 
illusion  to  think  that  China  will  arise,  out  of  the  holocaust,  a  'huge  market' 

"It  would  be  far  more  reasonable  to  assume,  by  projecting  into  the  future 
trends  that  already  exist,  that  life  will  reassert  itself  in  forms  of  human  inter- 
course modified  by  sloughing  off  some  of  what  have  hitherto  been  essential  char- 
acteristics of  the  market,  the  operation  of  capital,  and  their  concomitant  forms 
of  social  and  international  relations. 

"The  incipient  industrial  cooperatives  of  China  are  one  of  these  prophetic 
trends.  They  certainly  represent  a  step  in  the  direction  of  overcoming  the 
market  form  of  economic  relations,  for  what  we  mean  by  'the  market'  is  not 
simply  the  exchange  of  goods,  but  the  exchange  of  goods  under  strictly  defined 
historical  conditions :    hitherto,  between  private  producers. 

"A  corresponding  transformation  is  bound  to  affect  capital.  The  sums  col- 
lected abroad  to  aid  the  cooperative  movement  in  China  cannot  be  called  capital 
in  the  strict  connotation  of  the  term.  They  are  being  advanced  without  expecta- 
tion of  the  return  of  either  principal  or  interest.  Cooperative  production  is  not 
being  harnessed  to  the  servicing  of  these  "capital  outlays.'  On  the  contrax-y,  it 
is  capital  which  is  being  harnessed  to  facilitate  cooperative  production. 

"These  are  the  sproutings  of  a  new  economic  life  which  will  flourish  after 
the  Japanese  military  machine  has  stamped  out  tlie  remaining  vestiges  of  what 
used  to  be  the  internal  market.  These  new  manifestations  cannot  be  easily  up- 
rooted by  Japanese  aggression,  because  they  depend  primarily  on  the  initiative 
of  the  people,  evoked  by  aggression,  and  are  taking  root  because  they  resist 
aggression  successfully.  Do  they,  however,  increase  China's  'capacity  to  re- 
ceive'?   On  the  answer  to  this  question  hinges  the  economic  future  of  China,  and 

"  Charles  A.  Beard,  The  Rise  of  American  Civilization,  New  York,  1929,  vol.  II,  p.  491. 


3690  INSTITUTE    OF    PACIFIC   RELATIONS 

of  the  United  States  as  well.  The  answer  itself,  of  course,  hinges  on  the  out- 
come of  the  struggle  in  China. 

"Assuming  the  victory  of  the  Chinese  people,  it  can  be  tentatively  suggested 
that  cooperative  production  will  spread  over  the  whole  field  of  light  industry, 
on  a  national  scale,  and  will  cease  to  be  a  merely  local  or  regional  matter. 
This  in  itself,  however,  presupposes  and  necessitates  the  building  of  heavy 
industry,  together  with  means  of  transport  and  communication,  which  will 
require  huge  capital  outlays  that  can  be  pi-ocured  only  from  abroad. 

"Assuming,  further,  that  the  required  capital  can  be  procured  from  the  United 
States,  what  role  will  it  play  in  China's  economic  development?  By  its  very 
magnitude,  its  source  of  origin,  and  the  fields  in  which  it  would  be  invested, 
it  would  be  bound  to  play  an  economically  superior,  but  not  necessarily  a 
dominating  role.  That  is,  its  economic  superiority  would  not  be  reinforced 
politically,  and  could  not  be  used  as  a  political  instrument  of  pressure.  The 
control  and  supervision  of  a  sovereign  Chinese  Government  would  assure  that, 
and  at  the  same  time  assure  the  complete  safety  of  the  capital. 

"In  short,  this  would  still  be  capital  export,  but  of  a  new,  historically 
higher  type,  lacking  some  of  the  old  political  features  of  'normal'  capital  export. 
It  could  not  serve  to  control  the  Government,  for  the  Government  would  have 
the  task  of  controlling  this  kind  of  capital  import.  Capital  import  would  be 
modified  by  the  modified  nature  of  the  internal  market.  Foreign  capital  would 
acquire  no  claim  to  property  title.  China's  national  wealth,  developed  and 
undeveloped,  would  henceforth  be  inalienable.  Economic  intercourse  between 
backward  China  and  highly  developed  America  would  be  based  on  the  cardinal 
principle  of  unchallenged  independence  and  national  sovereignty.  Yet  in  the 
process  of  development  foreign  capital  would  reap  the  lucrative  remuneration 
rightly  due  to  its  economic  superiority.  These  profits  would  represent  a  tribute 
paid  by  China,  but  a  tribute  due  solely  to  China's  economic  backwardness.  It 
would  thus  tend  to  diminish  in  the  course  of  China's  economic  development,  and 
would  not  be  reinforced  by  political  means.  This  kind  of  tribute,  shorn  of 
political  features,  could  not  be  perijetuated,  but  it  would  enable  China  to  reach 
the  point,  in  some  calculable  future,  where  foreign  capital  could  receive  a  final 
indemnity  for  services  rendered  paid  out  of  a  steadily  mounting  export  surplus 
from  China. 

"The  final  question  is  whether  such  a  relationship  would  increase  China's 
'capacity  to  receive.'  The  lesson  of  history  from  the  first  to  the  second  World 
War  is  that  it  is  the  only  possible  way  in  which  to  increase  China's  capacity  to 
receive.  American  capital  is  caught  in  the  Far  East  between  war  and  revolu- 
tion. The  puny  detachments  of  20  and  25  million  dollars  thus  far  lent  to 
China  are  patrols  in  an  economic  no-man's  land.  They  do  not  represent  capital 
export  but  short-term  self-liquidating  commodity  credit.  This  is  less  than  a 
palliative.  Moreover,  this  insistence  on  self-liquidating  capital  transactions  is 
ominous.  If  it  practices  such  extremes  of  caution,  Amei'ican  capital  risks  be- 
coming self-liquidating  in  the  true  sense. 

"What  inducements  would  the  relationship  outlined  above  hold  out  to  foreign 
capital?  Would  the  inducements  be  outweighed  by  the  infringements  on  the 
'rights  and  freedom'  of  capital?  The  actual  choice  is  not  between  freedom  and 
control,  but  between  control  by  Japan's  imperialist  'New  Order'  or  by  the  sover- 
eign Chinese  nation.  To  put  it  in  another  way :  Japan  can  only  get  control  over 
foreign  capital  by  reducing  China  to  a  colonial  status. 

"All  the  rights,  privileges,  and  freedom  of  foreign  capital  have  not  developed 
the  Chinese  market  to  such  an  extent  that  had  new  capital  been  attracted,  China's 
capacity  to  receive  would  have  been  enhanced  by  it.  Quite  the  contrary.  Special 
rights  and  privileges  have  served  as  an  effective  barrier  to  further  capital  in- 
vestments. The  social  and  economic  status  of  semicolonial  China  set  definite 
limits  to  capital  imports.  Remer  classifies  these  capital  imports  under  two  main 
subdivisions :  'Business  Investment,'  and  'Foreign  Obligations  of  the  Govern- 
ment.' "  The  peculiar  character  of  both  of  these  investment  forms  was  deter- 
mined by  the  economic  weakness  of  the  internal  market  and  the  political  weaK- 
ness  of  the  Government.  They  had  in  common  the  feature  of  being  mainly 
unproductive  and  highly  political,  serving  t  he  privileged  position,  property 
claims,  and  property  titles  of  foreign  capital. 

"The  privilege  to  be  gained  by  foreign  capital  was  the  chief  purpose  of  in- 
vestment and  the  chief  criterion  in  the  choice  between  investment  in  business  or 
in  Government  obligations.    The  money  was  invested,  in  both  cases,  in  gaining 


"  C.  F.  Rcmer,  Foreign  Investments  in  China,  New  York,  1933. 


INSTITUTE    OF    PACIFIC    RELATIONS 


3691 


a  foothold.  That  is  the  main  reason  why  foreign  loans  petered  ont  after  the  in- 
tensification of  the  revolution  and  after  the  Japanese  onslaught.  The  various 
foreign  footholds  thus  established  were  converted  into  bases  of  Japanese  agres- 
sion ;  in  launching  its  wholesale  aggression  against  China,  the  Japanese  army 
seized  upon  them  immediately  as  military  footholds  and  pawns  of  blackmail. 
This  outcome  was  predictable  long  before  the  actual  event,  from  the  rate  at 
which,  and  the  methods  by  which,  the  Japanese  foothold  was  augmented,  as  the 
following  tables  show : 

Business  investments  in  China  by  countries,  showing  percentage  distribution" 


1902 

1914 

1931 

MiU. 

u.  s.  $ 

Percent 
of  total 

Mm. 

u.  s.  $ 

Percent 
of  total 

Mm. 

u.  s.  $ 

Percent 
of  total 

150.1 
1.0 

220.1 
17.5 
29.6 
85.0 

29.8 
.2 

43.7 
3.5 
5.9 

16.9 

400.0 
210.0 
2.36.5 
42.0 
60.0 
136.0 

36.9 
19.4 
21.8 
3.9 
5.5 
12.5 

963.4 
212.8 
273. 2 
155.1 
95.0 
75.0 

38.9 

36.9 

11.1 

U.  S.  A 

6.3 

3.8 

3.0 

Total                     ------- - 

503.2 

100.0 

1, 084.  5 

100.0 

2, 474.  5 

100.0 

Holdings  of  Chinese  Government  obligations  by  countries,  shoioing  percentage 

distribution  " 


1902 

1914 

1931 

Mill. 

U.  S.$ 

Percent 
of  total 

Mill. 

U.  S.  $ 

Percent 
of  total 

Mill. 

U.  S.  $ 

Percent 
of  total 

110.3 
0 
26.4 
2.2 
61.5 
79.3 

39.4 

0 

9.4 

.8 
22.0 

28.4 

207.5 
9.6 
32.8 
7.3 
111.4 
127.6 

41.8 

1.9 

6.6 

1.5 

22.5 

25.7 

211.6 

224.1 

0 

41.7 

97.4 

12.0 

36.1 

38.2 

Russia            -  -  -  -  - --  - -- 

0 

United  States                           -  -          -  - 

7.1 

16.6 

2.0 

Total 

279.7 

100.0 

4<>«.  2 

100.0 

586.  8 

100.0 

''  Remer,  op.  cit.,  p.  99. 
"  Op.  cit.,  p.  138. 

"The  chief  methods  by  which  the  Japanese  foothold  was  augmented  were 
through  British  lending  to  Japan,  as  in  the  building  of  the  South  Manchuria 
Railway,  or  through  British  lending  to  China  to  pay  the  war  indemnities  to 
Japan.  The  Chinese  Government  has  been  an  indemnity-paying  rather  than  a 
capital-importing  institution.^^ 

•'Add  to  this  the  major  diplomatic  intrigues  at  the  end  of  the  first  World  War : 
the  Anglo-Japanese  treaty  of  1917,  the  Lansiug-Ishii  agreement  of  1919,  and 
finally  the  way  in  which  the  assembled  peacemakers  in  Versailles  cold-shouldered 
Kun  Yat-sen"s  plea  for  capital  help.  These  data  complete  the  picture  showing 
why  and  how  Japan  gained  its  oversized  foothold;  how  it  used  this,  and  the 
footholds  of  its  'friendly  rivals,'  for  an  attack  on  the  whole  of  China ;  and  why 
tlie  Chinese  people  were  eventually  constrained  to  make  a  stand. 

"In  the  economic  and  social  set-up  of  an  independent  China  the  character 
and  structure  of  capital  imports  would  be  radically  changed.  China's  capacity 
to  receive  would  not  he  hamstrung  by  the  shakiness  of  the  internal  market  and 
of  the  Government.  The  distinction  between  economic  and  political  investment, 
verv  vague  in  a  semicolonial  China,  would  disappear  insofar  as  the  political 
objective  of  capital  export  would  be  eliminatetl.  The  distinction  between  busi- 
ness investments  and  Government  obligations  would  fade  out  correspondingly, 
because  investment  in  Government  obligations  would  be  economic  in  nature. 

"Bv  this  radical  change,  moreover,  the  safety  of  capital  would  be  assured. 
About  the  political  guarantees  an  independent  China  could  give  for  the  safety 


IS  Op.  cit..  p.  162. 


3692  INSTITUTE    OF    PACIFIC    RELATIONS 

of  capital  there  can  be  no  difference  of  opinion.  However,  the  change  in  the 
nature  of  economic  guarantees  needs  elucidation.  The  economic  bases  of  sover- 
eignty, like  the  customs  revenue,  would  no  kmger  be  mortgaged  for  the  servicing 
of  foreign  capital.  At  the  same  time  cooperative  production  in  light  industry, 
greatly  enhanced  by  the  installation  of  heavy  industry  through  capital  im- 
port, would  release  increasing  amounts  of  Government  revenue,  out  of  which 
foreign  capital  investments  could  be  serviced.  The  increased  productivity  of 
the  Chinese  people  would  not  be  drained  into  the  channels  of  private  accumula- 
tion, but  a  great  and  increasing  leeway  would  be  left  for  taxation,  out  of  which 
the  economic  tribute  to  foreign  capital  could  be  paid.  Simultaneously,  the  burden 
of  taxation  could  to  a  certain  extent  be  shifted  away  from  agricultural  pro- 
duction. 

"These  are  the  dim  outlines  of  the  economic  set-up  for  a  free  China  and  its 
intercourse  with  the  better  developed  outer  world.  One  could  call  it  state  cap- 
italism, supplemented  by  economic  concessions  to  foreign  capital ;  but  the  label 
does  not  matter.  What  matters  is  the  necessity,  for  China,  of  a  greatly  accel- 
erated economic  development  after  the  war  is  over  and  this  can  take  place  only 
in  an  economic  and  political  setting  of  national  freedom.  The  economic  pre- 
requisite and  counterpart  of  complete  national  unification  is  the  nationalization 
of  China's  natural  resources.  Only  if  they  are  nationalized  can  the  state  organs 
of  the  sovereign  Chinese  people  employ  foreign  capital  for  the  utilization  and 
development  of  these  natural  resources  on  the  large  scale  required.  Only  in  this 
way  can  the  Chinese  people  maintain  their  sovereignty  and  turn  it  to  good 
account  economicall.v. 

"This  represents  a  deviation  from  the  norm  of  development  in  Western  Eu- 
ropean or  American  capitalism ;  it  is  rendered  Imperative  by  the  very  circum- 
stance that  China  has  to  make  up  for  its  backwardness  as  compared  with 
Western  Europe  or  America,  and  must  do  so,  in  order  to  succeed,  not  gradu- 
all.v  but  b.v  leaps  and  bounds. 

"The  alternative  is  relapse  into  a  colonial  status.  When  the  national  unity 
of  America  was  jeopardized  liy  the  threatening  spread  of  the  slave-holding 
system,  Lincoln  made  it  a  strong  point  that  'this  country  with  its  institutions 
belongs  to  the  people  who  inhabit  it.'  Chinese  national  sovereignty  cannot  be 
underpropped  or  asserted  in  any  other  wa.v.  The  required  rate  of  Chinese  eco- 
nomic development  is  not  possible  without  full  sovereignty.  If  China  emerges 
victorious,  sovereign  control  over  capital  imports  is  prescribed  by  the  sheer 
necessity  to  maintain  its  hard-won  national  independence.  As  far  as  American 
interests  are  concerned,  it  seems  fairly  certain  tliat  the  principle  of  the  Open 
Door  can  be  put  into  practice  in  no  other  way. 

4.   CAPITAL  EXPORT   AND   KCONO.MIC   TRIBUTE 

"There  are  two  kinds  of  economic  tribute.  In  the  primitive  one,  the  money 
capital  of  merchants  and  usurers  levies  a  trilnite  from  pre-eapitalistic  produc- 
tion. Here  the  non-capitalistic  producer,  coerced  by  the  need  of  money,  gives 
sometliing  for  nothing  in  every  transaction  with  capital.  The  later  economic 
tribute  is  that  paid  by  the  smaller  and  more  weakly  organized  units  of  capital 
to  the  larger  and  more  highly  developed  iniits.  This  latter  form  operates  within 
tlie  framework  of  capitalism,  wliile  the  former  is  characteristic  of  exchange 
between  capitalist  and  pre-capitalist  economic  formations. 

"The  primitive  form  of  economic  tribute  has  the  virtue  of  enabling  capital  to 
take  control  of  a  pre-capitalistic  economy  and  lift  it  to  the  level  of  capitalism. 
On  the  other  hand,  in  order  to  accomplish  this,  capital  itself  has  to  hurdle  this 
primitive  level  by  developing  form  merchant  enterprise  and  usury  to  the  level  of 
industrial  capital. 

"Whenever,  for  some  reason  or  other,  this  historic  jump  cannot  be  taken  by 
capital,  we  have  a  situation  in  which  the  prerequisites  of  the  market  have  been 
created,  by  disintegrating  the  old  economy  and  making  it  too  narrow  for  the 
subsistence  of  the  population,  but  in  which  the  market  itself  cannot  be  developed. 
Helf-sufRciency  becomes  anachronistic.  It  no  longer  means  what  it  says,  because 
it  is  no  longer  adequate  for  subsistence,  but  is  merely  self-sufficient  in  the 
sense  of  not  being  integrated  with  the  market. 

"This  makes  for  social  tension  and  eventually  for  an  attempt  on  the  part  of 
the  people  to  help  themselves  in  the  absence  of  cnpital  help.  This  has  clearly 
been  the  case  in  China,  where  it  has  provided  tlie  economic  c(nnpulsion  toward 
anti-feudal  revolution.  To  make  the  point  more  striking  we  may  take  the  oppo- 
site extreme  of  market  development  in  the  United  States.  Here  the  two  forms  of 
economic   tribute  can   still   be   observed   in   the  economic   intercourse  between 


INSTITUTE   OF   PACIFIC   RELATIONS  3693 

industry  and  agriculture,  in  all  exchanges  between  tbe  pre-capitalistic  agri- 
cultural producer  of  the  South  and  all  forms  of  capital,  including  merchants, 
industry,  and  the  banks,  capital  gets  something  for  nothing.  At  the  present  time 
this  sector  of  exchange  transactions  is  tending  to  widen,  instead  of  narrowing 
down,  which  means  that  the  marljet  generally  is  shrinking  instead  of  being 
developed.  It  is  in  this  sense  that  President  Roosevelt's  remark  that  'the  South 
is  the  number  one  economic  problem  of  the  nation'  holds  true. 

"In  contrast  with  the  economic  tribute  paid  by  the  South,  the  farmer  who 
himself  has  capital  pays  economic  tribute  of  the  normal  type,  because  of  the 
difference  in  volume  and  the  technological  level  between  agricultural  and 
industrial  capital.  This  inequivalence  tends  to  diminish  as  agricultural  capital 
grows  and  becomes  modernized.  It  disappeai-s  altogether  when  agricultural 
capital  is  fused  with  industrial  and  banking  capital,  as  in  certain  Californian 
farming  enterprises  which  require  considerable  capital  investment,  combined 
with  high  technological  development.  This  kind  of  'industrialized  agriculture,' 
however,  thrusts  growing  numbers  of  marginal  farmers  back  to  the  pre-capitalistic 
level,  thus  widening  the  gap  between  the  highest  level  attained  by  agricultural 
capital,  and  all  other  agriculture." 

"The  difference  (and  it  is  all  the  difference  in  the  world)  is  that  in  the  case 
of  the  United  States  the  tension  sets  in  a  very  high  level  of  capitalist  develop- 
ment, whereas  in  the  case  of  China  it  occurs  at  a  very  low  level,  at  the  very 
beginning  of  industrialization.  The  interconnection  between  these  two  extremes 
of  market  development  is  that  in  the  United  States  the  market  stoppage  and 
the  superabundance  of  capital  associated  with  it  coincides  with  the  cessation 
of  capital  export,  whereas  in  China  it  is  due  to  lack  of  capital  import.  When 
this  happens,  capital  export  loses  its  ability  to  weld  economically  advanced  and 
backward  areas  into  a  structure  of  market  relations,  and  the  world  market 
fails  to  develop. 

"The  anti-imperialist  character  of  the  Chinese  revolution  shows  that  capital 
is  resisted  if  it  aims  at  domination  and  does  not  at  the  same  time  carry  forward 
market  development  and  industrialization.  The  subordination  of  an  economy 
is  a  preliminary  step;  its  success  depends  on  whether  it  leads  up  to  the  next 
stage,  which  is  the  incorporation  of  the  economy  in  the  domain  of  capital.  Mili- 
tary subjection  might  or  might  not  prepare  the  ground  for  tliese  two  successive 
stages  of  a  successful  colonizing.  That  depends,  by  and  large,  on  the  level  of  capi- 
talist development  on  a  world  scale.  In  the  present  period  of  world  capitalism  mil- 
itary subjection  serves  not  as  a  preliminary  but  as  a  substitute  for  the  economic 
process ;  as  such  it  means  that  these  two  economic  objectives  are  incapable  of 
attainment.  (Italian  imperialism  in  Ethiopia,  Japanese  imperialism  in  China.) 
China's  resistance  is  focused  against  Japanese  aggression  because  Japan,  not 
possessing  the  power  of  peaceful  penetration,  market  development,  and  indus- 
trialization by  capital  export,  has  launched  into  a  clear-cut  attempt  to  sub- 
ordinate and  dominate  China's  economy.  The  insistence  of  Japanese  spokesmen 
that  their  intentions  are  misinterpreted'  by  the  West,  and  that  all  they  want  is 
to  insure  the  safety  of  Western  capital  in  China  (under  Japanse  domination) 
seems,  therefore,  very  logical.  What  they  do  not  take  into  consideration  is  only 
that  their  own  aggression  is  essentially  a  militarization  of  the  preceding  Western 
capital  export  to  China,  which  also  aimed  merely  at  the  domination  of  Chinese 
economy  and  not  at  its  development.  The  Japanese  method  is  to  use  arms  in- 
stead of  dollars.  The  fact  that  the  difference  is  in  methods  rather  than  in 
aims  accounts  for  the  way  in  which  Western  capital  hesitates  to  aid  China 
resistance. 

"Capital  export  combines  'primitive'  and  'normal'  economic  tribute.  If  it  is 
the  primitive  phase  that  predominates,  capital  export  does  not  lift  the  economi- 
cally backward  areas  from  their  precapitalistic  level,  but  leaves  them  stuck  at 
the  state  of  transition.  If,  on  the  other  hand,  the  'normal'  phase  predominates, 
then  capital  export  to  a  certain  extent  v.'orks  against  itself.  For  by  promoting  the 
industrialization  of  backward  areas,  capital  export  reduces  the  gap  between  their 
capital  equipment  and  that  of  the  advanced  countries.  As  the  productivity  of 
backward  labor  grows  by  means  of  capital  import,  there  is  a  decrease  in  the 
economic  tribute  it  has  to  pay  in  the  process  of  exchange  with  the  highly  de- 
veloped countries.  Moreover,  with  an  increasing  capital  supply  from  abroad  the 
rate  of  interest  falls,  and  economic  dependence  thus  tends  to  diminish,  unless 
counteracted  by  simultaneously  increasing  political  pressure.  Since  there  is 
almost  always  an  attempt  to  enforce  continued  political  dependence,  it  is  a 


"  See  Disadvantaged  Classes  in  American  Agriculture,  U.  S.  Dept.  of  Agriculture,  Wash- 
ington, D.  C. 


3694  INSTITUTE    OF   PACIFIC   RELATIONS 

fallacy  to  look  upon  capital  export  as  an  economic  category  pure  and  simple,  a 
vehicle  of  mere  economic  exchange  between  countries  at  different  stages  of  eco- 
nomic development. 

"The  process  as  a  whole  can  be  termed  the  law  of  diminishing  returns  of 
capital  export.  That  is  precisely  why  'normal'  capital  export  never  runs  its  full 
course,  and  why  the  industrialization  of  backward  areas  by  means  of  capital 
import  stops  short  at  a  certain  point.  History  does  not  conform  to  the  pattern 
of  academic  economies,  which  assumes  an  automatic  flow  of  capital  to  the  back- 
ward areas  of  the  world.  In  terms  of  history  the  tiow  of  capital,  far  from  being 
automatic,  ceased  almost  altogether  after  a  point  can  be  fixed  at  about  the  out- 
break of  the  Great  Crisis  in  1929. 

"A  theoretical  conclusion  is  here  suggested :  the  flow  of  capital  does  not  obey 
physical  laws  in  the  sense  that  capital  automatically  flows  down  from  the  higher 
to  the  lower  plateau,  from  economically  highly  developed  to  economically  back- 
ward countries.  The  flow  continues,  by  and  large,  only  as  long  as  the  graph  of 
world  capitalism  moves  upward,  with  expanding  markets  and  growing  capital 
accumulation  mutually  reinforcing  each  other.  When  these  conditions  no  longer 
prevail  the  line  is  broken  and  the  classic  law  of  the  flow  of  capital  no  longer  holds. 

"From  1929  on  India  and  China,  traditionally  gold  and  silevr  importing  coun- 
ti'ies,  released  their  gold  and  silver  in  increasing  amounts  to  the  advanced  cred- 
itor countries  of  the  West.  The  balance  of  payments  were  radically  changed  into 
the  very  opposite  of  their  habitual  structure.  No  'norm'  obtained  any  longer,  in 
the  sense  of  an  academic  scheme  of  the  'normal'  course  of  economic  events.  The 
reversal  of  the  normal  trend  of  capital  flow  is  both  a  symptom  and  an  aggravat- 
ing factor  of  the  economic  decay  in  the  advanced  countries  which  Sir  Robert 
Kindersley  was  the  fli'st  to  formulate,  with  refei'ence  to  Great  Britain:  'From 
the  point  of  view  of  the  United  Kingdom,  a  progressive  deterioration  in  our 
position  as  a  long-term  creditor  may  in  the  long  run  result  in  a  substantial  and 
permanent  decline  in  income  from  abroad.  This  would  make  it  difficult  to  deal 
with  the  continued  rise  in  imports  without  enforcing  upon  us  a  socially  disurb- 
ing  and  detrimental  reduction  in  the  general  standard,  in  order  to  lower  costs 
and  raise  the  volume  of  visible  exports.'  " 

Capital  export  defeats  itself  in  the  long  run.  Balking  at  the  prospect  of 
diminishing  returns,  it  attempts  to  compensate  for  the  stoppage  of  capital  ex- 
port by  raising  the  rate  of  economic  tribute.  After  all,  the  motive  power  of 
capital  export  is  not  the  requirements  of  industrialization  in  the  backward 
country,  but  the  profit  requirement  of  capital  in  the  advanced  country.  What 
might  be  a  definitely  too  low  level  of  industrialization  from  the  standpoint  of  the 
capital  importing  country,  may  therefore  be  a  definitely  too  high  level  of  indus- 
trialization from  the  standpoint  of  those  who  have  capital  to  export  from  an 
advanced  country.  The  stagnation  and  deterioration  of  the  French  colonies 
illustrates  this  point.  Here  the  initial  spurt  of  capital  export  was  predominantly 
speculative  in  character,  and  the  motive  for  further  capital  exports  was  lacking. 
Capital  export  for  purposes  of  industrialization  could  not  possibly  match  the 
profits  which  had  already  accrued  from  sheer  speculation  and  land-grabbing. 
Hence  the  long-standing  economic  and  social  grievances  of  the  native  population 
of  the  French  colonies,  the  inability  to  raise  the  economic  standard,  the  lag  of 
industrialization  behind  other  colonial  empires.^'  At  the  point  where  a  certain 
stage  of  industrialization  by  means  of  capital  export  threatens  to  upset  the  usual 
■"terms  of  trade."  the  trend  is  reversed  by  the  cessation  of  capital  export.^ 

The  prerequisites  for  the  development  of  a  huge  internal  market  in  China 
began  maturing  at  a  time  when  the  effects  of  the  diminishing  returns  of  capital 
export  were  already  clearly  shaping  up,  on  a  world  scale.  This  is  the  gist  of  the 
problem.  It  is  aggravated  by  the  fact  that  the  concessions,  which  are  the  political 
and  legal  buttresses  of  the  system  of  economic  tribute  laid  on  China,  were  so 
firmly  established  at  the  outset  that  they  have  not  become  an  economic  Chinese 
Wall,  effectively  barring  both  the  development  of  the  internal  market  in  China 
and  capital  export  to  China. 


"  "British  Oversea  Investments  in  1935  and  1936"  in  Economic  Journal,  London, 
Decemlipr  1937,  p.  662. 

^' On  the  scandalous  and  detrimental  practices  of  French  finnnce  in  the  colonies  see  the 
■work  of  the  former  Minister  of  Colonies,  Albert  Sarraut,  La  Mise  en  Valeur  des  Colonies 
Francaise.  Paris,  1923. 

i»  "At  the  present  time  China's  imports  of  machinery  (valued  at  .'i!42,000.000  in  1932) 
represent  only  3/2  percent  of  her  total  imports.  Textile  machinery  alone  accounts  for  one- 
fifth  of  the  whole."  G.  E.  Hubbard,  Eastern  Industrialization  and  Its  Effect  on  the  ■West, 
London,  1935,  p.  231. 


INSTITUTE    OF    PACIFIC   RELATIONS 


3695 


5.   DISINTEGRATION  OF  THE  WORLD  MARKET 

"The  system  of  economic  tribute  leads  to  an  eventual  reversal  of  the  flow  of 
capital,  and  this  in  turn  intensifies  the  inequity  of  exchange,  and  results  in  a 
disintegration  of  the  world  market.  Adam  Smith's  optimistic  picture  of  world 
free  trade  as  both  the  result  and  the  vehicle  of  increasing  international  division 
of  labor  is  hopelessly  outmoded.  The  crashing  of  the  world's  leading  currencies 
in  the  Great  Crisis,  beginning  in  1929,  with  repercussions  on  the  world's  eco- 
nomically backward  areas,  marks  a  definite  turning  point  in  the  competition 
between  the  capital-owning  countries  and  the  economic  relations  between  them 
and  the  backward  countries.  Nor  is  it  a  coincidence  that  both  the  stoppage  of 
capital  export  and  the  shrinkage  of  the  world  market  became  critical  when  this 
turning  point  was  reached. 

"It  is  important  to  note  the  order  of  succession  in  the  different  asi)ects  of  this 
crisis.  Retarded  industrialization  of  the  colonial  and  semicolonial  countries, 
caused  by  cessation  of  capital  export,  followed  the  crisis  in  the  highly  developed 
countries\  Colonial  retardation  then  backfired,  choking  industrial  progress  all 
over  the  world.  While  lack  of  capital  prevented  industrialization  in  the  back- 
ward countries,  it  was  in  the  most  advanced  countries,  with  the  most  capital, 
that  the  fall  in  the  rate  of  new  industrial  production  was  most  conspicuous.  What 
made  the  problem  of  the  world  market  as  a  whole  so  acute  and  desperate  was 
the  way  in  which  nondevelopment  of  the  internal  market  in  the  backward  areas 
coincided  exactly  with  deterioration  of  the  internal  market  in  the  advanced 
countries. 

"Professor  Cassel  estimates  that  the  normal  yearly  rate  of  increase  in  world 
production  is  3  percent.  The  following  League  of  Nations  figures  show  the  change 
in  yearly  new  production  in  the  postwar  period  : 

Yearly  percentage  changes  of  world  production  {per  caput  figures)'" 


World  (excl.  U.  S.  S.  R.): 

1920-1937 

1920-1929 

1929-1937 

North  America: 

1920-1937 

1920-1929 

1929-1937 


Production 
of  crude 
foodstuffs 

(excl.  meat 
and  milk) 


0.6 
1.4 
-.4 

-.9 

-1.3 

-.4 


Manufacture 
of  consump- 
tion goods 


1.4 
3.1 

-.4 

.1 
1.4 
-1.3 


Manufactm-e 

of  producers' 

investment 

goods 


1.5 
3.5 
-.6 

.1 

2.5 

-2.4 


20  World  Production  and  Prices,  1937-38,  p.  32. 

"Cassel's  'normal'  rate  of  increase  is  halved  in  the  post-war  period.  In  the  pros- 
perity decade  of  the  twenties  we  have  the  normal  rate  but  it  is  offset  by  a  de- 
cline of  production  in  the  following  crisis  decade. 

"If,  moreover  we  take  America,  economically  the  most  highly  developed  part 
of  the  capitalist  world,  representing  one-third  to  one-half  of  world  production, 
the  picture  of  the  postwar  crisis  becomes  even  more  striking.  The  per  capita 
vearly  rate  of  interest  is  negligible  all  through ;  in  the  crisis  decade  it  becomes 
Abruptly  a  minus  quantity.  The  yearly  rate  of  increase  in  the  manufacture  ot 
producers'  investment  goods,  which  is  the  actual  index  of  expanded  production 
is  for  the  whole  post-war  period  1920-37  the  same  as  for  the  manufacture  ot 
consumption  goods— a  startling  measure  of  continued  economic  stagnation. 

"A  greatly  increased  rate  of  industrialization  of  the  backward  areas  would 
be  required  to  make  up  for  the  lagging  rate  of  increase  in  the  advanced  coun- 
tries. This,  however,  would  necessitate  greatly  increased  amounts  of  capital 
export,  which  would  suddenly  change  the  established  system  of  economic  tribute 
from  the  backward  countries.  Comparing  this  with  the  fact  that  the  diminishing 
prospect  of  economic  tribute  is  what  militates  against  further  large-scale  capital 
export,  we  find  ourselves  back  in  our  vicious  circle. 

"Disruption  of  the  unified  world  currency  system  is  a  harbinger  of  the  dis- 
integration of  the  world  market.  The  spreading  depreciation  of  currencies  stems 
from  the  inability  of  debtors  to  pay.  This,  in  turn,  makes  worse  their  'incapacity 
to  receive.'     The  currencies  of  the  backward  countries  depreciate  at  a  higher  rate 


3696 


INSTITUTE   OF   PACIFIC   RELATIONS 


than  those  of  the  advanced  countries,  thus  catastrophically  widening  the  gap 
between  the  two  structures,  and  increasing  the  amount  of  capital  export  that 
would  be  needed  to  bridge  tlie  gulf. 

"In  the  second  half  of  the  nineteenth  century  and  up  to  1914  capital  export 
increased  the  amount  of  economic  tribute  paid  by  the  colonial  and  backward 
countries.  Since  the  war  and  especially  since  1929,  the  stoppage  of  capital 
export  has  raised  the  rate  of  economic  tribute,  in  an  effort  to  offset  the  dwin- 
dling amount.  What  was  formerly  the  normal  method  of  economic  intercourse 
with  the  backward  areas  of  the  world,  through  the  investment  of  capital,  thus 
led  up  to  something  that  is  its  very  opposite.  In  the  initial  spurt  of  capital  ex- 
port, the  primitive  form  of  economic  tribute  predominated,  because  the  exchange 
was  between  countries  which  had  capital  and  countries  which  were  precapital- 
istic.  By  and  large,  this  gave  way  in  the  second  half  of  the  nineteenth  century 
to  capital  export  as  a  vehicle  of  normal  economic  tribute,  based  on  differences 
in  the  level  of  capital  equipment.  We  are  now  in  a  third  phase,  in  which  capital 
export  is  foundering  on  the  rocks  of  diminishing  returns,  on  account  of  what 
Sir  Arthur  Salter  calls  a  'too  high  degree  of  industrialization'  in  the  backward 
areas.  This  phase  includes  both  the  last  world  war  and  the  present  one.  When 
it  was  no  longer  profitable  to  develop  backward  markets  by  capital  export,  an 
attempt  was  made  to  tighten  up  the  annexation  of  markets.  Then  the  first  world 
war  broke  out,  and  the  development  of  existing  markets  yielded  in  importance 
to  the  acquisition  of  new  markets.  The  surplus  capital  which  had  been  em- 
ployed in  capital  export  was  switched  into  armaments.  This,  however,  did  not 
solve  the  fundamental  problem.  The  reallocation  of  the  world  market,  divided 
into  colonies  and  mandates,  did  not  lead  to  further  market  development.  The 
failure  shows  up  in  the  following  talile  of  world  currency  depreciation  after  1929  : 


Values  of  currencies  as  percentage  of  their  gold 

imrlty  in  1929  " 

U.  S.  A. 

Mexico 

Philip- 
pines 

China 

Britain 

India 

Malaya 

1928 

1929 -.- 

100.0 

100.0 

100.0 

100.0 

100.0 

80.7 

59.6 

59.4 

59.2 

59.1 

59.1 

96.5 
96.7 
W  94.6 
11  85.5 
63.9 
45.7 
33.2 
33.1 
33.0 
32.9 
26.2 

99.2 
99.8 
99.8 
99.8 
99.5 
80.6 
.59.7 
59.3 
59.3 
.59.3 
58.9 

110.1 
100.0 
71.6 
53.3 
52.5 
49.4 
48.7 
52.0 
42.2 
41.9 
30.2 

100.0 
99.8 
99.9 
93.2 
72.0 
68.1 
61.8 
59.8 
60.5 
60.0 
59.3 

99.9 
99.2 
98.8 
92.3 
72.2 
68.2 
61.9 
60.1 
60.8 
60.4 
59.2 

99.1 

98.7 

1930.                .-     -       

98.6 

1931 

92.4 

1932                                      

71.2 

1933 

67.8 

1934                                   -       

62.0 

1935 

59.8 

1936 

60.7 

1937 

60.3 

1938 -.- 

59.2 

21  Statistical  Yearbook  of  the  League  of  Nations,  pp.  228,  229. 


"In  this  table  the  two  chief  creditor  countries  are  compared  with  colonies 
and  semicolonies.  As  a  result  of  a  currency  truce  between  the  two  chief  creditor 
countries,  their  rate  of  depreciation  has  been  the  same.  The  currencies  of  their 
colonial  dependencies  have  been  depreciated — as  a  matter  of  policy — at  the  same 
rate.  A  higher  rate  of  depreciation  would  have  corresponded  more  closely  to  the 
economic  status  of  the  colonies,  compared  with  the  mother  countries ;  therefore 
their  currencies  were  actually  overvalued  when  held  at  the  former  ratio.  The 
explanation  is  that  a  higher  rate  of  depreciation  would  have  tended  to  decrease 
their  imports  and  increase  their  exports,  and  would  have  made  it  diflicult  if  not 
impossible  to  repay  their  debts.  The  enforced  repayment  of  debts  from  the 
colonies  was,  however,  one  of  the  chief  means  by  which  the  mother  country,  after 
the  devaluation  of  its  own  currency,  was  aljle  to  avoid  panic  and  keep  a  managed 
currency  at  the  desired  level  of  iiarity.  This  holds  true  particularly  for  India 
and  Great  Britain. 

"In  sharp  contrast  to  this,  the  currencies  of  the  semi-colonial  countries  like 
Mexico  and  China  were  allowed  to  fluctuate  wildly,  depreciating  at  a  much 
higher  rate.  The  silver-buying  program  of  the  Roosevelt  administration  did  not 
stop  the  headlong  depreciation  but  accentuated  it  by  draining  away  the  metallic 
base  of  their  currencies. 

"The  complete  failure  of  this  panacea  throws  light  on  the  fallacy  of  the  mone- 
tary theory  in  vogue.  The  development  of  commodity  production  into  a  money 
economy,  and  of  money  into  capital,  follows  two  consecutive  stages  in  the  eco- 
nomic progress  of  l)ackward  countries.  The  precarious  status  of  a  backward 
country  stuck  at  the  stage  of  transition  is  revealed  by  the  unstable  equilibrium 


INSTITUTE    OF    PACIFIC    RELATIONS  3697 

of  its  currency,  'managed'  bj'  capital  export,  or  the  cessation  of  capital  export, 
or  the  withdrawal  of  capital.  When  capital  export  to  backward  countries  is  with- 
held, and  capital  already  invested  is  withdrawn,  the  currency  is  bound  to  dete- 
riorate, both  in  quantity  and  in  exchange  parity,  under  the  impact  of  this  double 
pressure.  The  backward  economies  can  no  longer  depend  on  the  support  of  the 
advanced  countries. 

"For  the  economic  support  withheld  and  withdrawn  there  is  substituted  a  'sup- 
port of  the  currency'  by  silver  buying.  This  is  a  complete  misnomer,  for  what 
it  amounts  to  in  the  circumstances  is  an  aggravation  of  the  economic  problem, 
by  stripping  silver  of  its  quality  as  capital  and  even  as  money  (means  of  circula- 
tion). The  silver-buying  program,  as  substitute  for  capital  export  and  a  means 
of  facilitating  the  withdrawal  of  capital,  amounts  to  no  more  than  the  manipula- 
tion of  a  particular  commodity.  It  does  not  support  the  currency,  which  can  be 
supported  only  by  a  strengthening  of  the  economy  itself.  It  leads  to  a  'deflation' 
in  the  backward  countries  which  is  really  a  switching  back,  through  outside  influ- 
ence, from  capital  into  money  and  frf)m  money  into  a  particular  commodity. 
This  again  does  not  support  the  currency,  but  undermines  it  by  rendering  it 
incapable  of  serving  as  the  basis  of  circulation  and  as  a  medium  of  capital 
accumulation.  Thus  it  is  not  only  in  the  quantitative  but  in  this  qualitative, 
historical  sense  too  that  these  countries  have  been  'decapitalized.'  The  agglom- 
eration of  gold  at  the  other  extreme  of  market  development,  in  the  United  States, 
is  a  complementary  phenomenon.  Oflicial  gold  hoarding  in  such  unparalleled  di- 
mensions means  that,  to  that  extent,  gold  ceases  to  function  either  as  world  money 
or  as  the  basis  of  world  capital  accumulation.  Functionally,  it  is  switched  back, 
by  uncontrollable  forces,  from  a  general  equivalent  into  a  particular  precious 
commodity. 

"From  the  standpoint  of  the  advanced  country  the  compound  result  is  a  wid- 
ening gap  between  its  own  economic  structure  and  that  of  the  backward  coun- 
tries, increasing  the  onus  of  the  economic  tribute  borne  by  the  backward  coun- 
tries. TTie  economic  status  of  these  countries,  struck  at  the  stage  of  transition 
between  precapitalism  and  capitalism,  becomes  absolutely  insupportable.  They 
are  forced  to  help  themselves,  lest  they  be  strangled  at  the  stage  of  economic 
transition.  Hence  the  accentuation  of  the  anti-feudal,  anti-imperialist  revolutions 
in  both  China  and  Mexico. 

"If  the  liackward  countries  can  no  longer  rely  on  capital  help,  the  powers  rely 
more  and  more  on  political  pressure  as  an  instrument  of  economic  policy.  The 
silver-buying  program  is  a  remarkable  example,  for  it  is  used  as  a  sword  of 
Damocles  hanging  over  these  semidependent  countries.  Mexico's  expropria- 
tion of  foreign  capital  illustrates  the  overlapping  of  the  political  and  the  eco- 
nomic aspects.  American  capital,  constrained  by  the  economic  crisis  at  home, 
tried  to  speed  up  the  recovery  of  its  original  investment  in  Mexico,  and  the  ac- 
curing  profits,  by  wage  cuts  in  the  oil  industry.  This  was  tantamount  to  a  large 
scale  withdrawal  of  capital,  disintegrating  the  Mexican  internal  market.  Mexico 
resisted  by  expropriating  the  foreign  holdings,  to  which  the  retort  was  renewed 
pressure:  demands  for  immediate  payment,  a  boycott  of  Mexican  oil,  a  threat 
to  withdraw  the  American  Treasury's  support  of  silver.  Yet  immediate  pay- 
ment would  have  been  possible  only  if  American  finance  had  extended  long-term 
credits,  to  be  serviced  out  of  increased  sales  of  Mexican  oil  to  the  United  States. 
The  vicious  circle  is  here  complete :  for  this  would  have  been  a  form  of  capital 
export  to  Mexico,  whereas  the  trouble  had  arisen  out  of  the  attempt  to  recover 
capital  previously  exported. 

"One  of  the  forms  taken  by  the  attempt  to  escape  from  the  disintegration  of 
the  world  market  is  the  creation  of  huge  political-economic-currency  blocs,  initi- 
ated by  the  creation  of  the  Sterling  bloc  at  the  Ottawa  conference.  This  was 
followed  bv  the  creation  of  the  Yen  bloc  by  Japan.  After  the  breaking  up  of 
the  Gold  bloc,  France  and  its  dependencies  formed  a  Franc  bloc.  The  United 
States,  Britain,  and  France  then  concluded  a  make-shift  currency  truce,  which 
went  to  pieces  after  the  outbreak  of  the  war,  was  engaged  in  the  creation  of 
a  Central  and  South-Eastern  European  Mark  bloc. 

'•In  significance,  this  trend  outstrips  the  schemes  of  autarchy  or  a  'federated 
Europe.'  It  is  l>oth  a  symptom  of  and  an  aggravating  factor  in  the  disintegra- 
tion of  the  world  market.  This  splitting  up  of  the  world  market  into  such  water- 
tight compartments  additionally  retards  the  economic  development,  through  in- 
dustrialization, of  the  colonial  and  semicolonial  countries. 

"Two  examples  illustrate  the  trend.    In  the  Dutch  East  Indies : 

'•Through  the  Regulation  of  Industry  Ordinance  of  1934  and  the  similar 
enactment  of  1937,  the  Government  obtained  a  further  broad  extension  of  its 
regulatory  powers.    By  this  authority,  it  may  now  intei-vene  in  aU  branches 


3698  INSTITUTE    OF    PACIFIC    RELATIONS 

of  industry  to  control   the  development   of  established  industries   or    the 
creation  of  new  ones.    The  puri)ose  of  the  ordinance  is  to  prevent  'destruc- 
tive competition.'     In  less  generalized  terms,  it  is  intended  as  a  restriction 
of  possible  Japanese  enterprise  in  the  industries  of  Netherlands  India ;  as 
a  method  of  insuring  the  prosperity  of  present  industries  which  are  con- 
sidered useful  to  the  country  by  preventing  an  increase  of  production  beyond 
eftective  consumer  demands ;  as  a  safeguard  against  the  establishment  of 
new  industries  which  might  threaten  existing  native  industries,  for  example 
the  mass  production  of  batiks;  and  as  a  means  for  preventing  local  produc- 
tion from  entirely  displacing  imports  in  categories  for  which  quotas  have  been 
assigned  to  the  Netherlands  or  other  supplying  countries.     The  last  point 
represents  a  new  policy,  since  earlier,  whenever  local  production  was  able  to 
supply  local  demand,  permissible  imports  in  protected  categories  were  regu- 
larly cut  down." 
"This  is  open  governmental   intervention  to  prevent,   forcibly,  further  indus- 
trialization and  the  further  development  of  the  internal  market.     It  demon- 
strates the  clash  between  the  requirements  of  the  internal  market  in  the  colonies 
and  those  of  the  capital  of  the  mother  counti'y. 

"French  colonial  policy  follows  the  same  pattern.  'L'Industrialisation  de 
rindo-Chinese,'  a  report  submitted  by  the  olHcial  Societe  d'Etudes  et  d'lnforma- 
tion  Economique,  gives  the  following  date  and  conclusions : 

"France  is  the  chief  provider  of  Indochina,  supplying  about  one-half  of 
the  colony's  yearly  imports,  which  in  1937  were  valued  at  1,578  million 
francs. 

"*  *  *  The  main  difficulty  appears  to  be  that  it  is  hard  to  find  a  mar- 
ket in  Indochina  or  in  the  neighboring  countries  which  can  offer  adequate 
compensation  for  any  large-scale  investment  in  industry. 

"The  main  conclusion  reached  was  that  any  large-scale  plan  for  the  in- 
dustrialization of  Indochina  was  impractical.^^ 
"This  trend  is  accompanied  by  the  confinement  of  a  major  portion  of  foreign 
trade  within  artificial  currency  areas.  Half  of  Britain's  trade  is  with  the 
Empire.  The  same  holds  for  France,  and  the  tendency  is  greatly  accelerated 
by  the  war.  It  applies  equally  to  Japan.  In  1939  the  Japanese  balance  of  trade 
was  active  by  more  than  600  million  yen  but  after  deduction  of  the  trade  with  the 
yen  bloc  it  was  passive  by  400  million  yen. 

"The  very  nature  of  modern  imperialism  undergoes  a  change  through  these 
developments.  It  relapses  into  a  more  sophisticated  and  destructive  eighteenth 
century  mercantilism.  The  'terms  of  trade'  run  always  against  the  backward 
countries,  but  less  and  less  so  as  their  industrialization  proceeds ;  but  this  is 
now  being  actively  interfered  with  by  withholding  large-scale  capital  export, 
and  by  official  'regulation'  and  dictation.  The  rapid  industrialization  of  Man- 
churia, by  lieavy  capital  export  from  Japan  for  military  purposes,  is  only  an 
apparent  exception.  Actually,  it  confirms  the  rule,  for  it  has  not  developed  the 
internal  market  in  Manchuria,  but  destroyed  it,  and  has  not  been  a  genuine  export 
outlet  for  Japan,  but  has  further  deteriorated  the  Japanese  internal  market  by 
di-aining  away  capital.  As  the  Shanghai  correspondent  of  the  London  Economist 
puts  it : 

"Manchurian  imports  last  year  rose  in  value  by  40  percent  and  Man- 
churians  exports  increased  by  14  percent,  with  Japan  in  each  case  accounting 
for  the  entire  increase.    A  substantial  portion  of  these  increases  in  the  value 
of  trade  resulted  from  sharp  price  increases  in  the  Yen  bloc  countries.    How- 
ever, the  Kwantung  Army's  influence  upon  the  Tokyo  Government  proved 
strong  enough  to  compel  Japan,  in  spite  of  her  own  shortages  of  all  sorts  of 
commodities,  to  ship  a  considerable  volume  of  supplies  to  Manchuria  for  the 
construction  there  of  the  new  Japanese  continental  war  industry  base.    The 
M$9;j7,176,000  surplus  of  imports  arose  almost  exclusively  from  trade  with 
Japan.     This  import  surplus  was  chiefly  financed  by  means  of  Manchurian 
bond  and  industrial  debenture  flotations  in  Japan,  where  in  1939  Manchurian 
issues  formed  one-third  of  all  nongovernmental  bond  issues.^* 
"These  changes,  shaping  up  behind  the  fire  and  smoke  of  war,  are  more  funda- 
mental than  dreams  of  a  Federated  Europe  or  International  Free  Trade.    Reper- 
cussions on  the  economy  of  the  advanced  countries  are  inevitable.    The  economic 
impoverishment  of  the  backward  areas  of  the  world  is  lucrative  while  it  lasts,  but 
cannot  be  kept  up.    Individual  countries  may  temporarily  increase  their  markets 

"Far  Eastern  Survey,  Aug.  16,  1939. 

23  Ibid.,  Feb.  15,  1939. 

2<  Economist,  March  2,  1940,  p.  378. 


INSTITUTE    OF    PACIFIC    RELATIONS 


3699 


;it  the  expense  of  others,  but  this  is  no  solution  for  the  world  market  itself,  the 
world  economic  system,  and  the  economic  destinies  of  the  backward  nations.  It 
amounts  to  no  more  than  individual  attempts  to  extend  internal  markets  by  the 
addition  of  areas  that  used  to  be  part  of  the  external  market. 

"The  trend  is  toward  a  monopolization,  by  each  power,  of  its  share  of  the 
World  market.  This  monopolization  is  historically  different  from  the  monopoliza- 
tion of  the  internal  market  and  therefore  ushers  in  an  epoch  of  more  protracted 
and  more  exacerbated  international  conflicts  and  convulsions ;  trade  wars,  cur- 
rency war,  military  collisions. 

"To  what  extent  does  China  share  in  the  market?    The  figures  are  illuminating. 

"The  comparative  figures  of  per  capita  import  and  exports  show  conclusively 
the  relative  economic  weakness  of  China's  economy,  and  serve  to  reestablish  a 
sense  of  proportion  for  the  problem  of  the  Chinese  market.  They  suggest  the 
amoiints  of  suddenly  increased  commodity  and  capital  import  that  would  enable 
China  to  become  a  'huge  market'  for  foreign  capital.  These  are  the  lags  that 
Sir  Arthur  Salter  advises  us  to  span  'step  by  step  and  gradually.' 


Per  capita  trade,  hy  countries  (calendar  year  1937)'^ 

Population 

estimates 

(thousands) 

Per  capita 

trade 

imports 

(Current  $) 
exports 

United  states                                                      

131,514 

47. 029 
71,  252 

466, 786 
338, 171 

23. 030 

25.10 
IDS.  20 

15.  25 
0.60 
1.80 
2.70 

22.90 

54.86 

12.85 

China                       .  -  . ..-  ..  

0.55 

2.25 

4.40 

Imports  and  exports  as  percentages  of  the  world 

total'' 

Imports 

Exports 

1911-13 

1935 

1936 

1937 

1911-13 

1935 

1936 

1937 

United  states --- 

8.4 

17.4 

1.5 

1.8 

10.0 
18.0 
3.5 
1.7 

11.0 

19.1 

3.6 

1.3 

11.3 

18.6 

4.0 

1.0 

12.4 

15.3 

1.4 

1.5 

12.0 

12.4 

3.8 

1.1 

11.9 
12.1 
3.8 
1.0 

13.2 

United  Kingdom  .-      ... . 

11.7 

3.6 

1.0 

25  Foreign  Commerce  Year  Book,  Washington,  D.  C,  1938,  p.  427. 
29  Ibid. 

"The  figures  relate  to  the  situation  prior  to  the  outbreak  of  the  Sino-Japanese 
war,  which  made  them  out  of  date  but  by  no  means  irrelevant.  For  the  economic 
backwardness  and  prostration  of  China  and  the  economic  lag  between  China 
and  the  surrounding  world  Avhich  large-scale  capital  export  from  the  advanced 
countries  failed  to  bridge,  made  Japanese  aggression  against  China  possible. 

"The  second  tabulation  might  suggest  the  superficial  view  that  China's  share 
in  world  trade  is  almost  negligible,  and  hardly  capable  of  creating  a  problem 
for  the  time  being.  Though  such  a  view  may  suit  the  conceptions  of  the  adher- 
ents of  gradualism,  the  very  opposite  holds  true.  Actually,  China's  share  in 
the  world  market  is  too  small  not  to  create  a  serious  problem.  The  one  percent 
to  the  extent  of  which  China  participates  in  the  world  market  is  trifling  if 
compared  with  the  world  market,  but  more  than  enough  to  disintegrate  China  s 
economy,  and  at  the  same  time  far  from  enough  to  develop  China's  internal 
market.  That  is  the  point.  The  'negligible'  one  percent  covers  the  whole  cease- 
less ferment  that  makes  for  wars  and  revolutions  in  the  Far  East.  China's  one 
percent,  in  relation  to  the  hundred  percent  which  is  the  world  market,  accounts 
for  the  contraction  of  the  absolute  magnitude  that  the  hundred  percent  repre- 
sents. . 

"Take  the  position  of  the  two  rivals— the  United  States  and  Japan— m  the 
world  market  and  the  China  market.  In  spite  of  its  spectacular  rise  in  the  last 
two  decades,  Japan's  share  of  commodity  export  in  the  world  market  remains 
small,  and  so  does  its  capital  export ;  but  its  share  in  China's  trade  and  capital 
import  has  become  second  only  to  Great  Britain's.  It  is  exactly  the  other  way 
about  with  the  United  States.     Its  share  in  the  world  market  and  m  world 


88348—52— pt.  10- 


-28 


3700  INSTITUTE    OF    PACIFIC    RELATIONS 

capital  export  is  second  only  to  that  of  Great  Britain.  Its  share  in  the  com- 
modity and  capital  import  of  China  remains,  however,  in  spite  of  an  accelerated 
rate  of  growth  in  the  postwar  period,  trifling  compared  with  those  of  Great 
Britain  and  Japan. 

"These  are  precisely  the  factors  that  determine  the  trend  of  the  struggle  for 
the  world  market.  The  Economic  Intelligence  Service  of  the  League  of  Nations 
observed  in  1926  that  'trade  is  passing  from  the  Atlantic  to  the  Pacific.  The 
fact  that  this  observation  has  not  been  borne  out  is  a  fateful  comment  on  the 
unfolding  of  the  world  mai'ket.  The  World  Economic  Survey  of  the  League, 
1935-36,  from  which  the  statement  is  quoted,  adds : 

"The  depression  years  1929-32  saw  a  sharp  reversal  of  the  trend.  The 
inherent  trading  strength  of  the  European  countries,  combined  with  the 
creditor  position  of  some  of  them,  was  such  that  the  fall  in  export  prices 
was  concentrated  mainly  upon  the  agricultural-exporting  countries,  many 
of  whom  were  outside  Europe  (p.  166). 

"The  international  sugar,  tea,  tin,  rubber  restriction  schemes  aggravated 
this  reversal  of  the  trend  and,  at  the  same  time,  threw  light  on  its  causes  and 
significance.  Capital,  in  the  form  of  financial  investment,  dictates  the  terms  of 
production  and  trade.  For  the  agricultural  and  raw  material  producing  countries 
of  the  East  this  has  meant  enforced  restriction  of  production  and  trade  and 
enforced  retardation  of  further  industrialization  and  internal  market  devel- 
opment." 

"In  conclusion,  we  may  state  the  case  broadly  as  follows  : 

"From  the  end  of  the  fifteenth  century  the  center  of  gravity  of  the  world 
market  shifted  from  the  Mediterranean  to  the  Atlantic.  This  resulted,  at  the 
time,  in  a  deindustrialization  of  Northern  Italy,  which  had  been  the  cradle  of 
capitalistic  production.  The  beginning  of  a  further  shift  of  the  center  of  gravity 
from  the  Atlantic  to  the  Pacific  in  the  first  decades  of  the  twentieth  century  would 
have  resulted  in  industrializing  the  countries  of  the  Far  East,  had  it  not 
encountered  overwhelming  obstacles. 

"The  conclusion  is  permissible  that  whereas  the  shift  of  the  center  of  gravity 
of  the  world  market  from  the  Mediterranean  to  the  Atlantic  was  a  harbinger 
of  its  unfolding,  all  the  obstructions  to  a  further  shift  from  the  Atlantic  to  the 
Pacific  are  indicative  of  the  beginning  of  disintegration.  The  obstructions  ham- 
pering the  industrialization  of  the  East  are  thus  intimately  connected  with  those 
impeding  the  expansion  and  the  complete  unfolding  of  the  woi-ld  market,  the 
capitalization  of  the  globe." 

New  York,  June  1940. 

Exhibit  No.  472 

[Our  Times,  People's  Daily  World,  vol.  12,  No.  35,  Section  II.     Friday,  February  18,  1949] 

A  GENiaiAL  Looks  at  the  Soviet  Union 

(By  Ralph  Izard) 

Gen.  Philip  R.  Faymonville,  military  aide  to  President  Roosevelt, 
has  spent  15  years  in  the  U.  S.  S.  R.  His  views  on  Soviet  aims  are 
somewhat  at  variance  with  "red  menace"  tales. 

By  the  time  of  the  Japanese  attack  on  Pearl  Harbor  most  of  the  military 
"experts"  writing  for  American  newspapers  were  on  a  diet  of  newsprint. 
They  were  eating  the  columns  in  which  they  had  predicted  "defeat  of  the 
Russians"  in  six  weeks,  then  three  months,  then  six  months. 

Fortunately  for  the  American  people.  President  Roosevelt  did  not  have  to 
rely  on  Hearst  generals,  Scripps-Howard  master  minds,  and  such  profoundly 
warped  military  opinion  as  that  purveyed  b.v  Hanson  Baldwin  in  The  New  York 
Times.  In  the  time  of  our  country's  greatest  peril,  he  put  his  faith  in  the 
intelligence  provided  him  by  Philip  11.  Faymonville,  then  a  colonel  and  military 
attache  in  the  U.  S.  Embassy  in  jNIoscow,  now  Brigadier  General  Faymonville, 
retired. 


="  The  military  strategic  necessities  of  tine  Allies  iu  the  first  World  War  were  the  most 
potent  single  factor  in  accelerating  the  industralization  of  the  East.  The  same  necessi- 
ties might  evoke  a  stepping-up  of  production  and  export  from  these  countries  in  the  course 
of  the  second  World  War,  but  the  situation  is  modified  by  large  existing  excess  capacities 
in  these  countries,  built  up  and  carried  through  in  the  postwar  period.  A  consideration 
of  these  changes,  however,  is  beyond  the  scope  of  the  present  article. 


INSTITUTE    OF   PACIFIC   RELATIONS  3701 

Theu.  as  uow,  everytliing  General  Faymonville  reported  as  the  result  of  a 
professional  lifetime  spent  in  the  Soviet  Union  ran  counter  to  the  barrage  of 
lies  laid  down  daily  in  the  commercial  press.  And  of  the  situation  today,  in 
which  "the  Kussian  menace"  has  replaced  "the  yellow  peril"  as  a  daily  source 
of  scareheads,  General  Faymonville  says : 

"There  is  no  Napoleonism  in  the  Soviet  Union,  no  desire  for  the  conquest 
of  other  peoples. 

"After  1,000  years  of  invasions,  defense  is  today  the  Number  One  objective 
of  the  Soviet  government,  and  they  will  not  yield  one  point  of  that  defense. 
But  there  is  no  such  thing  in  the  Soviet  Union  as  hostility  to  other  nations,  or  a 
desire  for  their  conquest." 

The  general  speaks  such  astringent  truths  as  a  matter  of  personal  knowledge 
gained  during  four  tours  of  duty  in  the  Soviet  Union.  His  15  years  of  roving 
the  great  land  bridge  that  links  Europe  to  Asia,  his  knowledge  of  the  Russian 
language,  his  study  of  history,  all  combine  to  make  him  something  far  different 
than  Wall  Street's  conception  of  "the  very  model  of  a  modern  major  general" — 
which,  perhaps,  explains  why  he  was  retired  from  active  duty. 

Slender  of  waist  and  ruddy  of  face.  General  Faymonville  was  born  in  San 
Francisco,  April  30,  1888.  A.t  the  time  of  the  1906  earthquake  and  fire  he  was 
living  with  his  family  in  their  newly  built  home  at  No.  1  Presidio  St.  The 
general's  mother  fed  and  housed  dozens  of  the  refugees  from  the  devastated 
sectors  of  the  city,  and  with  his  father  he  made  a  survey  of  the  hundreds  who 
flooded  the  Presidio  grounds,  securing  a  list  of  their  names  for  the  city  authorities. 

Unmarried,  the  general  now  makes  his  home  in  San  Francisco's  Olympic  Club, 
since  for  him  there  are  only  three  cities  in  the  world  worth  living  in — "San 
Francisco,  New  York,  and  Moscow."  In  his  retirement,  which  began  last  year, 
he  is  continuing  his  study  of  history,  languages,  music,  and  economics. 

Occasionally  the  general  speaks  on  the  Soviet  Union.  What  he  has  to  say  is 
often  unpalatable  to  those  force-fed  by  the  Hearst  press.  Recently  he  was 
badgered  by  a  questioner  in  the  audience  at  a  lecture  he  gave  before  the  Council 
on  World  Affairs.  The  eager  heckler  asked,  "Just  where  do  the  Communist 
parties  of  the  various  nations  fit  into  the  Soviet  goal  of  peace?" 

The  general  laughed  quietly,  then  said : 

"Communist  parties  are  groups  of  nationals  influenced  by  certain  social  and 
political  doctrines  that  have  grown  up  in  the  last  100  years.  Such  parties 
have  nothing  to  do  with  the  Russians.  Political  and  social  doctrine  knows  no 
national  boundaries." 

The  general's  interest  in  things  Russian  began  when  he  was  a  mere  shave- 
tail, four  years  out  of  West  Point,  where  he  stood  ninth  among  the  97  cadets 
in  the  Class  of  1912.  Stationed  on  Luzon  in  the  Philippine  Islands,  he  had  come 
to  the  conclusion  by  the  time  World  War  I  began  that  in  the  U.  S.  Army  there 
was  a  glaring  lack  of  knowledge  about  Russia  and  the  Russians. 

In  1918,  after  less  than  two  years'  study  of  the  Russian  language,  he  was 
ordered  into  a  situation  requiring  its  daily  use.  Maj.  G^n.  William  S.  Graves  had 
been  appointed  commanding  officer  of  an  American  expeditionary  force  to  Siberia. 
For  obvious  reasons  he  selected  General  Faymonville  as  his  ordnance  officer. 

The  Army's  Siberian  adventure  was  a  direct  consequence  of  British  pressure 
on  Washington.  The  British  Foreign  Office  sought  American  soldiers  to  "re-erect 
the  Eastern  Front."  According  to  General  Faymonville,  it  is  due  almost  entirely 
to  "President  Wilson's  stubbornness"  that  U.  S.  intervention  in  Siberia  never 
assumed  the  disastrous  consequences  that  would  have  ensued  had  Wilson  yielded 
to  the  British. 

General  Graves'  orders  restricted  U.  S.  troops  to  guarding  certain  military 
stores  "which  may  be  subsequently  needed  by  the  Russian  forces"  ;  to  repatriating 
German,  Austrian,  Hungarian,  and  Czech  soldiers  from  Siberian  prisoner-of-war 
camps,  and  "to  steadying  any  efforts  at  self-government  or  self-defense  in  which 
the  Russians  mav  be  willing  to  accept  assistance." 

U.  S.  soldiers  were  thrown  into  battle  against  forces  led  by  the  Bolsheviks 
along  the  Ussuri  river,  shortly  after  the  U.  S.  troops  disembarked.  This,  the  only 
large-scale  action  in  which  Americans  took  part,  came  about  as  a  consequence 
of  British  intelligence,  which  represented  the  Czechs  the  Americans  had  been 
ordered  to  guard  as  "menaced  by  the  Bolsheviks." 

In  the  complicated  diplomatic  maneuvering  of  that  time,  the  lanks,  accord- 
ing to  G?neral  Faymonville,  were  on  hand  as  much  to  "keep  an  eye  on  the 
Japanese,"  who  were  trying  to  take  over  the  Trans-Siberian  railway,  as  for 
anv  other  reason. 

But  neither  the  Americans  nor  any  of  the  other  four  intervening  nations- 
Britain,  France,  China,  and  Japan— found  friends  or  allies  as  a  result  of  their 


3702  INSTITUTE    OF    PACIFIC    RELATIONS 

action.  Tliey  found  the  White  armies  a  rabble  led  by  madmen,  nobles,  and  ex- 
Czarist  officers  who  had  suddenly  found  themselves  flung  in  the  ashcan  by 
revolution.  But  the  U.  S.  Army's  Siberian  adventure  only  ended,  General  Fay- 
mouville  says  today,  "wiien  all  the  intervening  powers  found  themselves  facing 
complete  defeat  or  starvation."  Tlien,  along  with  "the  westward-bound  Czechs," 
the  German,  Hungarian,  and  Austrian  prisoners,  the  French,  Chinese,  and  British 
military  contingents.  General  Graves  and  the  8,000  men  in  his  command  cleared 
through  Vladivostok. 

General  Faymonville  was  only  gone  from  the  bleak,  gale-swept  vastness  for 
two  years.  He  returned  to  the  Maritime  Provinces  in  1921,  as  the  official  Amer- 
ican military  observer  to  what  is  now  only  a  footnote  to  Soviet  history.  This 
was  the  formation  of  the  Far  Eastern  llepublic. 

Set  up  as  a  coalition  government  nominally  independent  of  Moscow  and 
the  Soviets,  the  Republic  first  came  to  public  notice  when  its  delegates  appeared 
at  the  Wasliington  Arms  Conference  of  1021.  Their  credentials  unhonored,  their 
country  unrecognized,  they  proceeded  nonetheless  with  negotiations  for  exploita- 
tion of  the  oil  resources  of  their  area. 

These  negotiations,  conducted  with  Harry  F.  Sinclair,  later  to  become  involved 
in  the  Teapot  Dome  scandal,  were  undertaken  in  the  expectation  that  U.  S.  aid 
in  expelling  the  Japanese  would  follow  the  granting  of  oil  leases.  While  these 
diplomatic  maneuvers  were  going  on.  General  Faymonville  was  roaming  the 
Maritimes,  from  the  Pacific  Coast  to  Lake  Baikal.  He  was  back  in  Chita  Nov.  13, 
1922,  when  the  Republic's  national  assembly  passed  what  he  calls  "the  most 
far-reaching  resolution  I've  ever  heard." 

The  resolution  was  the  direct  consequence  of  an  evacuation  agreement  to 
which  the  Japanese  had  at  last  acceded.  Thus,  says  the  general,  "the  national 
assembly  voted  to  dissolve  itself,  to  turn  over  all  its  powers  to  a  revolutionary 
committee,  and  to  affiliate  with  the  new  Soviet  republics."  The  great  landbridge 
stretched  unbroken  from  Europe  to  the  Pacific. 

This  early  experience  with  Japanese  expansionist  ambitions,  and  three  later 
years  as  military  attache  in  the  Tokio  Embassy,  prepared  General  Faymonville 
"for  the  Tanaka'  Memorial.  Baron  Tanaka's  blueprint  for  Japanese  conquest 
spelled  out  Nippon's  plans  as  completely  as  Hitler  later  outlined  those  of  the 
Nazis  in  his  book,  Mein  Kampf.  And  it  met  much  the  same  reception  from  the 
world  of  capitalism. 

Exposed  by  a  Russian  newspaperman,  the  dociiment  was  belittled  as  mere 
Bolshevik  propaganda.  What  it  forecast  v\-as  nothing  less  than  Pearl  Harbor, 
Guadalcanal,  New  Guinea,  the  Philippines,  and  all  the  bloody  islands  of  the 
Pacific.  General  Faymonville  vouched  for  its  authenticity  at  the  time  it  was 
published.  But  his  voucher  was  no  more  acceptable  to  those  in  command  of 
U.  S.  foreign  policy  than  is  a  Stalin  peace  offer  now. 

General  Faymonville  has  said  of  recent  American-Soviet  developments : 
"Despite  the  different  answers  found  to  social  problems  by  the  Soviet  Union  and 
the  United  States,  the  Russians  firmly  believe  that  they  can  coexist  with  other 
nations  widely  different  in  economic  structure. 

"The  Soviet  Union  is  completely  sincere  in  backing  global  cooperation.  Its 
leaders  want  an  organized  and  peaceful  world." 

After  his  stay  in  Tokio,  General  Faymonville  returned  to  the  United  States 
for  further  training.  Between  1926  and  1931  he  attended  those  Army  schools 
reserved  for  the  most  brilliant  officers  of  field  grade  and  above — the  Industrial 
College,  the  Chemical  Warfare  School,  and  the  top  strategy  school,  the  War 
College  at  Fort  Leavenworth.  Kansas. 

He  made  the  White  House  his  home  during  1933  and  1934,  when  he  was  senior 
military  aide  to  President  Roosevelt.  The  President,  embarking  on  a  new  dip- 
lomatic policy  that  began  with  U.  S.  recognition  of  the  Soviet  Union,  apparently 
respected  the  qualities  of  mind  and  personality  he  found  in  his  senior  military 
aide.  Because  in  1934  General  Faymonville  was  asked  to  return  to  Soviet  terri- 
tory as  military  attache  in  the  U.  S.  Embassy  in  Moscow.  He  stayed  until  1939, 
first  serving  with  Ambassador  William  G.  Bullitt,  then  with  Joseph  E.  Davies, 
who  laid  the  ground  for  American-Soviet  cooperation  to  defeat  fascism. 

This  was  the  period  of  the  Trotskyist  trials,  of  which  so  much  was  made  in  the 
U.  S.  press.  Many  of  those  tried  were  personal  acquaintances  of  General  Fay- 
monville, and  of  them  he  says : 

"Tlieir  betrayal — or  attempted  betrayal — of  their  country,  was  born  of  personal 
resentment.  IMost  of  them  felt  that  as  old  Bolsheviks  the  rewards  accorded  them 
had  been  inadequate. 

"Added  to  this  was  the  programmatic  defeat  that  they  had  also  suffered.  And 
moving  freely  as  they  did  among  high  foreign  officials  resident  in  Moscow,  they 


INSTITUTE    OF    PACIFIC    RELATIONS  3703 

fell  in  with  a  group  of  very  active,  very  intelligent  foreign  agents.     These  agents 
took  advantage  of  and  played  upon  these  points  of  resentment." 

General  Faymonville  returned  to  Moscow  in  1941,  this  time  as  coordinator  for 
Lend-Lease  at  the  Russian  end  of  the  10,000-mile  pipeline.  As  the  man  primarily 
responsible  for  the  items  of  equipment  received  by  the  Soviet  armies,  the  general 
is  under  no  delusion  that  they  were  the  decisive  factor. 

"What  we  sent  the  Soviet  Union  was  most  carefully  planned  in  advance,"  he 
said.  ''Basically  it  was  a  question  as  to  which  would  be  the  most  effective,  and 
which  would  take  the  leist  shipping  space — the  finished  product,  or  the  machine 
that  could  make  that  product. 

"But  of  the  total  of  war  material  used  by  the  Soviet  Union  against  Hitler,  no 
more  than  5  percent  was  of  foreign  origin." 

What  is  the  most  vivid  and  lasting  impression  General  Faymonville  retains 
from  his  15  years  in  the  Soviet  Union? 

"The  unity  of  Soviet  man,"  he  said,  "is  the  most  impressive  thing  to  be  found 
there.  The  peoples  of  the  Soviet  Union  have  a  vast  sense  of  humanity,  of  kin- 
ship with  all  mankind. 

"Add  to  this  their  vast  tolerance  and  their  intense  curiosity  about  everything. 
They  are  even  intensely  curious  about  such  American  activities  as  flagpole  sitting, 
though  they  drop  such  an  interest  when  they  find  it  is  without  meaning  for  Soviet 
life." 

As  to  the  charge  usually  hurled  by  the  Roman  Catholic  Church  against  the 
Soviet  organization  of  society — that  it  is  "gross  materialism,"  the  general  says : 

"The  special  feeling  that  the  Soviet  citizen  has  for  the  ballet  is  in  itself  a  refu- 
tation of  that  charge. 

"The  same  thing  is  true  for  his  deep  love  of  music,  and  the  rapt  attention  he 
gives  any  stage  production." 

From  this  wealth  of  personal  experience  with  the  people  of  the  Soviet  Union, 
with  her  leaders  in  every  walk  of  life,  and  his  close  study  of  Soviet  intentions, 
General  Faymonville  knows  the  "get  tough"  and  "sang  up  on  Russia"  schools  of 
thought  now  dominating  U.  S.  foreign  policy  are  foredoomed  to  failure. 

"Threats  will  not  divert  the  Soviet  Union  from  the  path  it  has  taken,"  he  says. 
"The  Soviet  peoples  are  determined  to  take  their  place  with  the  greatest  nations 
of  earth,  and  in  this  effort  they  have  the  complete  support  of  the  entire 
population." 

Furthermore,  the  storms  outridden  by  the  Soviet  government  since  its  revolu- 
tionary birth  in  1917  have  given  the  Soviet  peoples  "supreme  faith  in  the  ability 
of  their  government  to  win  through  all  situations." 

It  may  be  that  the  American  people,  halting  the  present  drive  to  war  short  of 
disaster,  will  see  fit  one  day  to  recall  General  Faymonville  to  active  duty.  After 
all.  he  will  not  be  61  until  April  30.  General  Douglas  MacArthur  is  still  on  active 
duty  in  Japan  at  68. 

Perhaps  such  considerations  play  some  role  in  the  general's  thinking  in  his 
present  retirement.  He  is  continuing  his  reading  in  German,  French,  Spanish, 
and  Italian,  although  he  freely  admits  that  his  .Japanese  is  now  a  bit  rusty. 

To  keep  his  Russian  polished  and  flexible  he  is  taking  an  advanced  course  with 
the  best  instruction  he  could  find  in  San  Francisco — at  the  California  Labor 
School. 

Exhibit  No.  477 

Who  Wanted  To  Recognize  Red  China 

Ernest  T.  Weir,  Chairman,  'National  Steel  Corporation,  in  Statement  on  Our  For- 
eign Situation,  January  5,  1951,  page  12 

"If  we  refuse  to  recognize  and  deal  with  the  present  Chinese  Government  be- 
cause it  is  communistic,  we  assume  the  dangerous  position  of  trying  to  tell  the 
people  of  other  important  nations  what  kind  of  government  they  must  have. 

"No  matter  what  claims  may  be  made  that  our  attitude  toward  China  is  the 
result  of  Chinese  aggression  iuKorea,  I  think  the  fact  is  very  evident  that  if  the 
present  situation  results  in  extension  of  the  war  it  will  be  due  to  our  refusal  to 
recognize  the  Chinese  Government  because  it  is  communistic." 

Walter  Lippmann,  in  New  York  Herald  Tribune,  January  2,  1950 

"In  theory  *  *  *  we  could  still  refuse,  alone  among  the  nations  concerned 
with  Asia,  to  recognize  Red  China.  We  should  have  to  explain  this  strange  situa- 
tion by  saying  that  everybody  is  out  of  step  but  father." 


3704  INSTITUTE    OF   PACIFIC   RELATIONS 

Williajn  R.  Herod,  President,  General  Electric  Company,  State  Department  Con- 
ference, October  1949  {October  6-8,  "Jessup  Conference'') 
"I  would  suggest  that  we  watch  the  situation  daily,  and  if  and  when  the  Na- 
tionalists lose  control  completely  and  the  Communists  attain  the  position  of 
having  machinery  of  state  that  we  at  that  time  accord  them  recognition  unless 
in  the  meantime  there  has  been  some  other  factor." 

William  S.  Robertson,  American  and  Foreign  Poioer  Company,  State  Department 
Conference,  October  191f9 

"Mr.  Ambassador,  I'd  like  to  associate  myself  with  Mr.  Herod  in  this  question 
of  recognition." 

J.  Morden  Murphy,  Vice  President,  Bunkers  Trust  Company,  State  Department 
Conference,  October  1949 
"Therefore,  I   think  that  however   inconvenient   in  the  Council  and  in   the 
Assembly  the  presence  of  Chinese  Communist  members  may  be,  I  think  we  have 
to  take  our  cliances  when  the  time  comes." 

John  W.  Decker,  International  Missionary  Council,  State  Department  Conference, 
October  1949 
"I  would  associate  myself  with  those  favoring  recognition     *     *     *     although 
I  want  to  say  something  about  timing." 

Arthur  Holconibc,  Harvard  Professor,  State  Department  Conference,  October 
1949 
"I  go  along  with  those  who  have  spoken  and  I  guess  most  of  us  do — perhaps 
all — on  the  question  of  recognition  and  the  question  of  timing  and  I  take  it  that 
most  of  those  who  have  spoken  would  also  add  that  since  to  get  exactly  the  right 
time  is  exceedingly  difficult,  it  is  better  to  be  too  early  than  too  late.  At  any 
rate,  that  would  be  my  view." 

American  Friends  Service  Committee  Executive  Board,  as  reported  in  the  New 
York  Times,  January  19,  1950 
"In  an  open  letter  to  Mr.  Truman  the  Quaker  organization  stated  that  'further 
intervention  will  result  in  the  hardening  of  Chinese  resentment  against  America 
and  the  strengthening  of  Sino-Iiussian  ties.  By  treating  Communist  China  as 
an  enemy  and  by  refusing  to  recognize  her,'  the  letter  added,  'we  are  not  isolating 
China,  we  are  isolating  ourselves  and  throwing  away  the  chance  of  influencing 
the  course  of  events  in  the  Orient.'  " 

John  A.  MacKay,  Chairman  of  the  International  Missionary  Council,  at  a  meeting 
of  Protestant  foreign  missionary  and  tvorld  church  leaders,  as  reported  in  the 
New  York  Times,  January  5,  1950 
"I  think  we  will  be  obliged  to  recognize  the  new  government.     Otherwise  we 

will  be  alienating  the  Chinese  people  who  by  their  attitude  repudiated  the  other 

regime." 

Student  Conference  sponsored  by  the  West  Point  Military  Academy  and  tlw 
Carnegie  Corporation  and  attended  by  150  students  from  52  colleges,  as 
reported  in  the  Neiv  York  Times,  December  10,  1950 

"While  expressing  opposition  to  the  expansion  of  communism,  the  conference 
adopted  a  conciliatory  attitude  toward  the  preesnt  Chinese  regime. 

"It  proposed  that  the  United  States  declare  itself  willing  to  negotiate  with 
the  Chinese  Communists  through  the  United  Nations;  that  the  United  States 
refrain  from  opposing  their  admission  to  the  United  Nations  if  the  Communists 
accepted  tlie  United  Nations  resolution  on  Korea,  and  that  the  United  States 
should  not  oppose  any  decision  that  the  United  Nations  might  reach  on  Formosa." 

Exhibit  No.  475 

One  Who  Survived 

(By  Alexander  Barmine  (pp.  194-95) ) 

"I  began  to  understand  this  raid  when  I  learned  that  the  order  of  search  had 
been  issued  by  the  district  attorney  of  Mons,  a  city  whicli  I  had  never  visited 
and  where  I  had  no  friends  or  correspondents.  Mons  at  that  time  was  the  scene 
of  a  miners'  strike  which  Lad  been  full  of  dramatic  incidents.  The  miners  had 
greeted  the  moderate  socialist  minister,  Vandervelde,  with  catcalls,  had  thrown 


INSTITUTE    OF    PACIFIC    RELATIONS  3705 

several  police  officers  into  the  canal,  and  had  locked  a  number  of  engineers 
and  mine  managers  into  their  offices.  Who  was  behind  these  excesses?  It  never 
occurred  to  anyone  that  the  miners  might  have  been  sufficiently  discontented  and 
overwrought  to  resort  to  violence  on  their  own.  No,  there  happened  to  be  at 
Brussels  an  official  Bolshevik  agent  who  pretended  to  be  concerned  only  with 
matters  of  business  but  who  in  reality  was  doubtless  spending  his  nights  manipu- 
lating invisible  threads  which  would  set  in  motion  a  riot  in  a  distant  mining 
district ! 

"*  *  *  I  knew  that  the  police  inspector  had  submitted  a  detailed  report  in 
which  he  made  a  great  point  of  the  Bolshevik  insolence  of  my  attitude. 

■•  'Police  headquarters  have  got  it  in  for  you,'  said  my  Belgian  friends.  'Be- 
cause of  the  Mons  strikes,  I  supposed?"     *     *     * 

"The  Belgian  consul  general  there  explained,  with  an  air  of  considerable  em- 
barrassment, that  he  had  received  categorical  instructions  to  refuse  me  a  visa  and 
inform  me  that  I  was  forbidden  to  cross  the  Belgian  frontier     *     *     * 

'"I  have  since  learned,  more  or  less,  what  lay  behind  all  this  comic  business. 
A  former  agent  of  the  G.  P.  U.,  Agabekov,  who  had  fled  to  Belgium  after  making  a 
mess  of  various  jobs  in  counterespionage  in  the  Levant,  had  become  the  principal 
informer  for  the  Belgian  police  in  all  matters  connected  with  the  Soviets.  What 
he  didn't  know  he  invented.  In  order  to  maintain  his  status,  he  would  himself 
recruit  Belgians  for  a  fake  G.  P.  U.  and  then  denounce  them  to  the  government. 
To  him  it  would  have  been  a  small  matter  to  invent  a  participation  by  the  Soviets 
in  the  strikes  at  Mons." 

Exhibit  No.  476 

Who  Said  the  Chinese  Communists  Were  Not  Heal  Communists? 

Patrick  J.  Hurlcu.  Ambassador  to  China,  in   U.  S.  Relations  With  China,  1945, 
J).  86 
"*     *     *     the  Communists  are  not  in  fact  Commmiists,  they  are  striving  for 
democratic  principles ;     *     *     *" 

Hallctt  Ahend,  New  York  Times  correspondent,  in  My  Life  in  China,  1943,  p.  125 
"The  Chinese  Communists  are  not  now,  and  have  not  for  many  years,  been 
'Communists'  in  the  Soviet  Russian  meaning  of  that  term — nor  in  the  Lenin- 
Trotsky  meaning,  or  in  what  is  now  called  communist  under  Joseph  Stalin. 
The  so-called  communist  movement  in  China  is  an  agrarian  movement,  a  labor 
movement ;  it  is  a  party  organized  against  the  tenant-farmer  system  of  China, 
and  against  the  exploitation  of  labor  by  what,  before  this  war,  was  China's 
growing  industrialism  and  capitalism.  For  years  Chinese  Communists  have 
received  neither  cash  nor  munitions  from  Soviet  Russia  ;  even  before  Hitler 
attacked  Russia  in  .June  of  1941,  when  regular  shipments  of  nuinitions  were 
being  made  into  China  over  the  long  desert  road  through  Sinkiang,  these  muni- 
tions went  to  the  Chinese  Government,  not  to  the  Chinese  Reds." 

Freda  TJtley 

"The  Chinese  Communist  Party,  however,  is  less  subservient  to  Moscow  than 
the  artificially  created  Ccmmunist  parties  of  Europe  and  Ameri-ca ;  it  has  in 
recent  years  enlisted  in  its  i*anks  many  prominent  intellectuals,  men  primarily 
liberals  and  patriots ;  and  it  is  rooted  in  a  peasant  movement  in  no  sense 
Bolshevik  in  its  aspiration.  It  is  doubtful,  therefore,  whether  a  majority  of 
its  members  would  obey  an  order  from  Moscow  to  abandon  the  war  of  national 
liberation  for  a  civil  war  against  Chiang  Kai-.shek  and  Kuomintang  *  *  *," 
p.  279,  "Japan's  Red  Flirtation,"  Nation.  Fel).  21,  1940. 

"Communism  in  China  having  become  almost  entirely  an  agrarian  movement, 
had  by  19.%  been  transmuted  by  the  logic  of  history  into  a  movement  of  peasant 
emancipation,"  p.  252  (China  at  War). 

"The  Commnn'sts  seemed  to  me  to  be  the  greatest  realists  in  the  country,  and 
in  many  ways  the  most  modern-minded  element.  I  believe  that  they  are  sincere 
in  saying  that  what  they  hope  for  in  China  is  some  form  of  democratic  State," 
p.  2.16  (China  at  War.  1939). 

"Moreover,  the  Chinese  Communist  Party  long  ago  abandoned  the  dream  of 
establishing  its  own  dictatorship.  Now  that  its  social  liasis  is  amongst  the 
peasants  of  the  most  liackward  provinces  in  China,  and  amongst  the  middle-class 
youth  and  the  liberal  reformers,  its  aim  has  genuinely  become  social  and  political 
reform  along  capitalist  and  democratic  lines,"  p.  254  (China  at  War,  1939). 


3706  INSTITUTE    OF    PACIFIC    RELATIONS 

In  'New  Statesman  and  Nation,  Jan.  28, 1939 

"*  *  *  the  Chinese  Communists  today  neither  proclaim  nor  follow  a  revolu- 
tionary policy  fatal  to  the  processing  classes  or  to  Chiang  Kai-shek  himself    *    *    * 

"It  would  probably  be  better  for  China,  and  it  would  certainly  clarify  the 
position  to  the  outside  world,  if  instead  of  retaining  the  name  of  Communists 
they  were  to  call  themselves  Radicals  in  the  English  Nineteenth  century  meaning 
of  the  word." 

In  the  Nation,  Feb.  24,  1940:  "Japan's  Red  Flirtation" 

"Since  the  Chinese  Communists  abandoned  the  class  war  in  1935,  they  have 
both  advocated  and  practiced  a  policy  of  agrarian  and  governmental  reform — 
not  expropriation  but  rent  reduction,  not  a  Communist  dictatorship  but  repre- 
sentative government." 

Exhibit  No.  599-A 

Way  of  a  Fighter,   Claire  Lee  Chennault,   Edited  by  Robert   Hotz,   G.   P. 
Putnam's  Sons,  New  York,  1949 

foreword 

The  United  States  is  losing  the  Pacific  war. 

Three  years  after  V-J  day  this  country  is  facing  the  loss  of  everything  it 
won  during  the  four  bloody  years  it  took  to  defeat  Japan. 

Here  are  the  facts : 

General  George  C.  Marshall  told  Congress  in  the  spring  of  1948  that  if  Man- 
churia were  lost  to  the  Chinese  Communists,  the  United  States  position  in 
southern  Korea  would  be  untenable. 

Manchuria  has  been  lost  to  the  Chinese  Communists. 

General  Marshall  also  told  Congress  that  if  the  Chinese  Communists  con- 
trolled North  China  the  United  States  position  in  Japan  would  be  "extremely 
serious." 

North  China  has  been  lost  to  the  Chinese  Communists. 

General  Douglas  Mac-Arthur  warned  the  Joint  Chiefs  of  Staff  in  the  fall  of 
1948  that  if  the  Chinese  Communists  take  the  lower  Yangtze  Valley  and  Shang- 
hai the  American  militai'y  bastion  on  Okinawa  will  be  outflanked  and  Iiis  posi- 
tion in  Japan  will  be  as  exposed  an&  untenable  as  it  was  in  the  Philippines  dur- 
ing 1941. 

As  this  is  written,  the  Chinese  Communists  are  fighting  toward  the  Yangtze 
at  Nanking.    They  are  aiming  to  force  a  Yangtze  crossing  and  sweep  to  Shanghai. 

A  complete  Communist  victory  in  China  will  cliannelize  the  undercurrents 
of  native  unrest  already  swirling  through  Burma,  India,  Malaya,  and  Indonesia 
into  another  rising  tide  of  Communist  victories.  The  ring  of  Red  bases  can  be 
stretched  from  Siberia  to  Saigon.  Then  the  stage  will  be  set  for  the  unan-' 
nounced  explosion  of  World  War  III. 

I  have  couiplet(Ml  a  decade  of  observing  and  administering  American  policy 
in  Asia.  I  am  convinced  that  this  policy  is  plunging  us  into  a  disastrous  repe- 
tition of  the  errors  that  dragged  us  into  World  War  II.  I  can  hear  the  time 
fuse  of  a  third  world  war  sputtering  in  China  as  it  burns  toward  the  final 
powder  keg,  and  I  (cannot  stand  idly  by  without  making  every  effort  in  my 
power  to  snuff  it  out. 

It  was  not  an  easy  decision  for  me  to  publisli  this  book.  I  have  had  my  share 
of  heartbreaks  and  have  always  felt  it  best  to  keep  my  peace.  I  have  no  taste 
for  muckraking  as  a  pastime,  and  1  believe  it  is  important  for  a  people  to  have 
confidence  in  its  leaders. 

However,  it  is  axiomatic  that  in  periods  of  crisis  a  nation  must  have  the  very 
best  of  its  leadership  if  it  is  to  survive.  The  last  war  seared  Russia  to  its  heart. 
In  the  bloody  catastrophes  of  the  early  war  years  the  Russian  leadership  was 
pared  to  the  hard,  competent  core  that  engineered  Soviet  survival.  It  is  leader- 
ship of  the  very  best  the  Russian  can  oiler  that  we  face  today. 

I  am  not  so  sure  the  United  States  has  shaken  down  to  its  very  best  leadership. 
Even  now  the  lingering  fog  of  wartime  military  censorship  obscures  the  sharp 
edge  of  disaster  on  which  we  teetered  in  the  spring  of  1942  when  Japan  swept 
the  southern  seas.  In  the  flush  of  final  military  victory  it  was  only  human  to 
forget  the  lessons  of  the  mistakes  that  led  us  into  jeopardy.  In  the  relief  of  the 
slaughter's  end  it  is  all  too  easy  to  weary  of  the  battle  to  keep  the  peace  that 
follows  every  war. 

Many  of  the  things  in  this  book  have  been  set  down  with  genuine  regret.  I 
realize  that  much  written  here  may  be  painful  for  some  of  the  personalities 


INSTITUTE    OF    PACIFIC    RELATIONS  3707 

discussed  and  that  the  countercriticism  that  is  sure  to  come  may  be  personally 
distasteful  to  me.  But  I  can  remain  silent  no  longer.  The  stakes  are  now  too 
high.  I  must  take  the  long  chance  that  by  offering  my  evidence  on  the  last 
decade  in  the  Orient  I  may  contribute  something  to  an  accurate  estimate  of  the 
problems  we  now  face  and  the  direction  in  which  we  are  drifting.  Nothing  less 
than  our  national  survival  depends  on  how  well  we  understand  this  drift  and 
navigate  a  new  course. 

China  is  the  key  to  the  Pacific.  Politics  are  variable,  but  geography  is  a 
constant.  It  is  the  geography  of  China  that  makes  that  imhappy  land  so 
important.  Whatever  sentimental  appeal  there  may  be  in  the  American  aid 
for  China,  the  United  States  attitude  toward  China  should  be  based  on  a 
thoroughly  realistic  appraisal  of  China's  value  to  the  United  States. 

This  country  is  now  engaged  in  a  world-wide  struggle  with  Russia  ovei 
organization  of  the  world.  The  problem  is  whether  war  with  Russia  is  inevitable 
or  whether  the  world  can  be  organized  as  a  cooperative  venture  in  peace.  This 
decision  depends  entirely  on  the  shifting  balance  of  strength  between  the  positions 
of  the  United  States  and  Russia. 

There  is  a  growing  accumulation  of  intelligence  to  indicate  that  Soviet  leaders 
already  consider  their  Asiatic  victories  of  sufficient  strategic  importance  to  tip 
the  world  balance  of  power  decisively  in  favor  of  Russia. 

The  Russians  understand  the  role  of  China  in  this  balance  well.  Since  the 
beginning  of  the  Chinese  Revolution  in  the  early  1920's  Russians  have  been 
active  in  bending  China  to  their  purpose.  After  they  lost  their  first  chance  to 
gain  control  of  China  in  1927,  the  Soviet  leaders  vigorously  aided  any  cause 
that  might  weaken  the  Japanese  program  to  hitch  China  to  its  imperialistic 
chariot.  Now,  with  Japan  defeated,  Russia  is  again  shrewdly  exploiting  the 
weakness  of  American  policy  in  China  to  make  her  most  determined  bid  for 
domination  of  that  vast,  strategic  area. 

The  Russians  seem  to  learn  something  from  history.  They  have  watched  their 
German  neighbors  go  down  to  shattering  defeat  twice  in  a  two-front  war.  There 
is  considerable  evidence  that  the  Soviet  leaders  are  determined  to  avoid  that 
pitfall.  While  Germany  was  a  prewar  menace  on  the  western  flank,  Russia 
carefully  avoided  war  with  Japan  despite  ample  provocation  by  the  Japanese. 
Pitched  battles  using  airplanes  and  tanks  were  fought  on  the  Manchurian 
frontier  in  1932  and  1936  between  the  Russians  and  Japanese,  but  the  Russians 
refused  to  be  baited  into  a  full-scale  war.  Russia  was  also  wary  of  taking  on 
even  a  badly  mauled  Japan  in  1945  until  the  Soviet  victory  over  Germany  was 
complete. 

I  seriously  question  that  Russia  will  make  anything  more  than  probing 
skirmishes  in  Europe  until  her  Asiatic  flank  is  secure.  The  flurries  of  Russian 
activity  in  Europe  are  largely  tests  of  American  policy  and  smoke  screens  to 
divert  attention  from  the  fact  that  Russia  is  acquiring  vast  natural  resources, 
strategic  bases,  and  securing  its  most  vulnerable  flank  in  the  Orient. 

The  Russians  are  well  aware,  even  if  most  Americans  are  not,  of  the  strategic 
implications  of  China.  North  China  and  Manchuria  were  the  industrial  bases 
that  furnished  more  than  one-third  of  all  Japanese  war  production.  From 
air  bases  built  for  the  Americans  during  the  last  war  at  Chengtu,  Sian,  and 
Lanchow  in  northwest  China,  all  of  the  vast  Russian  industry  east  of  the  Ural 
IMountains  is  open  to  air  attack.  From  these  same  bases  and  dozens  of  others 
in  North  China  the  slender  thread  of  Russian  communications  between  eastern 
and  western  Siberia  could  be  snapped  by  even  a  small  air  force.  With  North 
China  controlled  by  a  government  friendly  to  the  United  States,  Russia's  only 
access  to  these  fields  would  be  across  a  thousand  miles  of  Turkestan  desert.  As 
ti  result  of  the  Communist  sweep  in  China  many  of  these  vital  fields  are  already 
in  the  hands  of  Chinese  Communists.  From  Okinawa,  Japan,  and  the  Philip- 
pines, American  air  power  can  only  peck  away  at  the  perimeter  of  Russia's 
vitals.  From  North  and  central  China  the  same  force  could  strike  deeply  into 
Russia's  industrial  heart. 

These,  then,  are  the  stakes  for  which  we  are  playing  in  China.  If  China  re- 
mains friendly  to  the  United  States,  the  Russians  will  dare  not  move  deeper 
into  Europe  leaving  their  vitals  exposed  on  the  Asiatic  flank.  If  the  Asiatic 
flank  is  secured  and  American  airpower  is  pushed  out  beyond  a  critical  range, 
then  the  way  will  be  open  for  new  and  more  powerful  ventures  in  Europe. 

It  is  now  obvious  that  the  United  States  played  its  prewar  hand  in  Asia 
badly.  Initial  Japanese  aggression  in  Manchuria  during  1931  and  1932  was  the 
tip-off  to  the  potential  aggressors  that  the  world  would  not  be  organized  on  a 
basis  of  collective  security.  It  showed  clearly  that  the  Western  powers  would 
not  stick  together  to  keep  the  peace.     It  is  the  answer  to  precisely  this  same 


3708  INSTITUTE    OF    PACIFIC    RELATIONS 

question  that  the  Russians  are  probing  for  today.  On  this  answer  will  depend 
their  future  plans.  Our  record  in  China  so  far  has  provided  them  with  the 
same  answer  as  in  1931.  If  our  China  policy  continues  along  its  present  coux-se 
the  Russians  will  probably  be  justified  in  concluding  that  our  determination  to 
preserve  the  peace  is  no  stronger  now  than  that  of  the  Western  nations  in 
1931-32.  In  that  case,  their  decision  will  favor  further  aggression  that  can 
only  lead  to  war. 

After  Japanese  attacks  on  Cliina  in  1937  the  United  States  failed  to  enforce  its 
"Open  Door  Policy"  in  China  and  allowed  Japan  to  exclude  us  from  the  Yangtze 
and  China's  costal  ports.  At  the  same  time  the  United  States  sold  enormous 
quantities  of  scrap  iron,  oil,  and  aviation  supplies  to  Japan.  We  were  awakened 
from  that  fool's  dream  one  Sunday  mcjrning  by  the  sound  of  Japanese  bomb? 
blasting  Pearl  Harbor. 

Our  wartime  policy  in  China  failed  to  retrieve  our  prewar  losses.  Primarily 
because  of  the  leadership  of  General  Joseph  W.  Stilwell,  we  failed  to  achieve 
either  the  Military  or  the  political  objectives  desired  in  China.  Not  until  Stilwell 
was  succeeded  by  Lieutenant  General  Albert  C.  Wedemeyer  did  American  policy 
in  China  bear  any  resemblance  to  that  of  two  allies  fighting  a  common  foe. 

Immediately  after  the  war  Wedemeyer  continued  to  execute  a  firm  and  con- 
structive policy.  Already  he  had  regained  much  of  the  ground  lost  by  Stilwell 
and  had  promising  prospects  of  complete  success.  Collapse  of  Japan  found  the 
Generalissimo's  armies  still  in  South  and  West  China  tar  from  the  vital  ports 
and  industrial  centers  held  by  the  Jaiianese.  Chinese  Communist  armies,  in 
contrast,  lay  along  the  lower  Yangtze  Valley  and  near  all  the  major  centers  of 
North  China.  But  in  this  race  to  relieve  the  Japanese  the  United  States  provided 
air  lift  that  enabled  the  Generalissimo's  armies  to  leapfrog  Communist  forces  in 
their  path  and  occujiy  the  key  cities.  Navy  transports  later  moved  other  Chinese 
divisions  to  Manchurian  ports  to  begin  occupation  of  the  vital  area. 

To  his  everlasting  ci-edit.  Wedemeyer  diagnosed  the  situation  accurately  and 
acted  with  promptness  and  decision  to  avert  this  initial  Communist  crisis  and 
prevent  the  Chinese  Communists  from  taking  over  control  of  China's  key  areas 
from  the  Japanese.  Later  Wedemeyer  made  a  thorough  study  of  China's  postwar 
problems  and  blueprinted  a  detailed  plan  for  the  type  and  quantity  of  American 
aid  required  to  help  the  Chinese  effectively  reorganize  their  shattered  country. 
The  recommendations  of  this  report  wei'e  not  only  ignored  but  the  report  itself 
was  ruthlessly  suppressed,  and  the  American  people  and  their  Congress  have  been 
deprived  of  the  testimony  of  a  man  who  is  perhaps  our  best  authority  on  postwar 
China.  Even  at  this  late  date  the  Wedemeyer  report  on  China  should  be  made 
public. 

After  a  summer  of  diplomatic  maneuvering  between  the  Generalissimo  and 
Chinese  Communist  leaders,  the  civil  war  broke  out  into  the  open  again  in 
October  1945.  The  Generalissimo's  armies  still  had  their  American-supplied 
equipment.  Well  equipped  with  trucks,  artillery,  machine  guns,  and  mortars, 
they  began  a  systematic  mop-up  of  Comnuuiist  troops  wherever  they  could  be 
fovmd.  The  Generalissimo's  offensive  was  well  under  way  and  iirogressing  suc- 
cessfully when  General  George  C.  Marshall  reached  China  in  November  1945  as 
a  special  emissary.  Marshall  has  now  retired  in  poor  health  after  devoting 
a  lifetime  of  great  service  to  his  country.  He  carries  with  him  the  respect  of 
all  those,  including  myself,  who  worked  with  him  during  the  war  and  of  all  who 
.shared  his  labors  during  the  trying  postwar  years. 

It  was  unfortunate  that  his  assignment  in  China  was  to  carry  out  a  policy 
set  for  him  by  the  State  Department  that  was  utterly  impossilile  to  execute. 
The  failiu-e  of  Marshall's  China  missicm  had  its  roots  in  these  faulty  orders. 
LTnder  normal  circumstances  it  would  seem  less  than  fair  not  to  ignore  rhis  epi- 
sode in  the  career  of  a  man  who  has  done  so  much  for  his  country.  However,  a 
full  discussion  of  this  period  in  our  China  policy  is  absolutely  essential  to  under- 
stand what  is  going  on  in  Asia  and  wliy  our  national  survival  is  at  stake.  Here 
in  Shanghai,  with  China  crunil)ling  before  my  eyes,  I  have  no  choice  but  to  discuss 
the  Marshall  mi.ssion  frankl.v. 

Marsliall  was  a  rigidly  disciplined  "spit  and  polish"  soldier  of  the  "Black 
Jack"  Pershing  school,  and  he  came  to  China  fresh  from  five  years  as  the  head  of 
the  most  powerful  military  organization  in  the  world.  JNIarshall  was  used  to  con- 
ducting his  business  through  direct  orders  promptly  executed  without  question. 
By  the  time  Marshall  reached  China  that  country  was  reduced  to  a  state  of 
disorganization  where  getting  things  accomplished  by  the  Chinese  government 
required  rare  tact,  flexibility,  and  judgment.  Only  four  years  of  a  far  less  brutal 
enemy  occupation  reduced  France  to  a  position  where  it  is  still  impossil)le  to 
organize  a  responsible  government.     China  suffered  eight  years  of  occupation 


INSTITUTE    OF   PACIFIC   RELATIONS  3709 

interlarded  with  intermittent  civil  war  that  left  economic  chaos  and  political 
turbulence  so  violent  it  was  impossible  for  an  Occidental  to  understand  it  at 
first  glance.  Marshall's  judgment  of  China  by  his  strict  soldier's  standards  and 
tight  concept  of  organization  could  hardly  have  aided  his  understanding  of  the 
Chinese  problems  he  came  to  solve. 

Marshall  also  came  to  China  with  a  set  of  orders  utterly  impossible  to  carry 
out.  They  were  given  to  him  by  a  State  Department  that  was  the  source  of  a 
Russian  policy  now  admitted  to  have  been  a  grievous  error.  Marshall  did  not 
originate  that  policy,  and,  when  he  became  Secretary  of  State,  he  was  the 
leader  in  the  fight  to  change  it.  However,  in  his  China  mission  he  was  saddled 
with  these  State  Department  orders ;  good  soldier  that  he  was,  he  strove  to 
carry  them  out  to  the  letter  despite  all  obstacles  and  regardless  of  how  hopeless 
he  himself  may  have  thought  the  task  set  for  him. 

Marshall's  orders  were  to  bring  an  end  to  the  Chinese  civil  war  and  stimulate  a 
coalition  government  in  China  b.v  taking  the  Chinese  Communists  into  the  exist- 
ing government  headed  by  the  Generalissimo.  These  orders  were  the  product 
of  the  Yalta-Potsdam  political  climate  that  based  American  policy  on  the 
assumption  that  it  was  both  possible  and  necessary  to  cooperate  with  the  Rus- 
sians. During  the  period  when  this  utterly  mistalven  notion  guided  American 
policy  it  was  China  that  suffered  the  most  serious  consequences. 

To  guide  him  in  this  complex  and  difficult  role,  Marshall  had  the  conflicting 
testimony  of  two  of  his  close  personal  friends — Stilwell  and  Wedemeyer.  Un- 
fortunately, he  accepted  Stilwell's  version  of  China  and  Chinese  leadership  al- 
most at  face  value.    This  could  not  help  but  complicate  his  task. 

Net  result  of  Marshall's  fifteen-month  mission  to  China  was  much  the  same 
as  Stilwell's  earlier  experience.  The  trend  of  a  gradually  stronger  Central 
Government  was  reversed  and  the  military  balance  shifted  again  in  favor  of  the 
Chinese  Communists. 

Stripped  to  its  essential,  here  is  what  the  Marshall  mission  did  to  China.  It 
forced  a  truce  to  the  Chinese  civil  war  at  a  time  when  the  Central  Government 
forces  were  winning.  When  the  Generalissimo  naturally  balked  at  endorsing  a 
policy  that  meant  military  disaster  for  his  forces,  Marshall  applied  pressure 
in  the  Stilwell  manner  by  shutting  off  the  flow  of  all  American  military  aid  to 
China  including  war  surplus  bought  and  paid  for  by  the  Chinese.  This  arms 
embargo  lasted  for  nearly  a  year.  He  also  summarily  scuttled  a  Sino-American 
agreement  made  in  September  1945  whereby  the  United  States  agreed  to  supply 
China  with  planes  and  equipment  for  an  eight  and  one-tliird  group  air  force 
including  four-engine  bombers.  Marshall  also  extracted  a  promise  from  the 
Generalissimo  not  to  use  the  Chinese  Air  Force  already  in  China  against  the  Com- 
munists on  the  grounds  that  this  would  constitute  offensive  action.  Restricting 
the  Chinese  Air  Force  deprived  the  Generalissimo  of  his  most  potent  weapon.  It 
was  also  implied  that  discussions  regarding  a  $500,000,000  loan  to  China  could 
not  be  resumed  until  a  truce  was  effected  in  the  civil  war.  Marshall  did  not 
know  then  that  the  most  effective  Washington  opposition  to  the  Chinese  loan 
was  coming  from  Henry  Wallace,  a  man  whose  position  on  Russia  has  since 
become  quite  clear. 

The  truce  sponsored  and  pushed  by  Marshall,  with  all  the  diplomatic  resources 
of  the  United  States  at  his  disposal,  forced  the  Generalissimo  to  halt  his  anti- 
Communist  offensive  at  a  time  when  it  was  on  the  verge  of  wiping  out  large 
bodies  of  Chinese  Communist  troops.  Some  fifty  truce  teams  each  were  dis- 
patched to  trouble  spots  all  over  Cliina.  Each  was  headed  by  an  elderly  American 
colonel  specially  picked  for  his  white  hair  to  impress  the  Chinese.  Here  are 
some  specific  examples  of  what  they  accomplished. 

North  of  Hankow  some  200,000  government  troops  had  surrounded  70,000 
Communist  troops  and  were  beginning  a  methodical  job  of  extermination.  The 
Communists  appealed  to  Marshall  on  the  basis  of  his  truce  proposal,  and  arrange- 
ments were  made  for  the  fighting  to  cease  while  the  Communists  marched  out 
of  the  trap  and  on  to  Shantung  Province,  where  a  large  Communist  offensive 
began  about  a  year  later.  On  the  East  River  near  Canton  some  100,000  Com- 
munist troops  were  trapped  by  government  forces.  The  truce  teams  effected 
their  release  and  allowed  the  Communists  to  march  unmolested  to  Bias  Bay 
where  they  boarded  junks  and  sailed  to  Shantung. 

The  worst  fiasco  was  at  Kalgan  Pass.  This  gap  in  the  North  China  Mountains 
is  a  historic  gateway  between  China  and  Manchuria.  At  the  end  of  the  war 
there  were  no  organized  Communists  in  Manchuria.  Chinese  Communists 
flocked  from  their  base  in  northwest  China  through  the  Kalgan  Pass  to  join 
the  Russian  troops  in  Manchuria.    When  the  Chinese  government  troops  occupied 


3710  INSTITUTE    OF   PACIFIC   RELATIONS 

Manchuria  they  found  the  great  industrial  centers  stripped  bare  of  machinery 
and  the  tremendous  arsenals  of  the  famed  Japanese  Kwantung  Army  empty. 
There  was  no  trace  of  either  the  Kwantung  Army  or  its  equipment. 

Early  in  1946  a  government  offensive  captured  Kalgan  and  sealed  off  tlie  pass 
trapping  nearly  a  million  Chinese  Communists  in  northwest  China  who  were 
moving  toward  Manchuria.  The  Communists  complained  that  they  were  merely 
returning  to  their  prewar  homes  in  Manchuria.  Marshall  made  strenuous  efforts 
to  get  the  Generalissimo  to  open  the  Kalgan  Pass  for  these  Communists. 
Eventually  the  Generalissimo  yielded,  withdrew  his  troops  in  June  1946,  and 
the  Communist  horde  poured  into  Manchuria.  The  Communists  then  broke  the 
truce  by  fortifying  Kalgan  Pass.  A  year  later  Chinese  government  armies  had 
to  fight  a  bloody  campaign  to  recapture  the  pass  they  voluntarily  evacuated  under 
the  truce. 

In  January  1947  the  mystery  of  what  happened  to  the  Japanese  Kwantung 
Army  equipment  was  solved.  The  poorly  armed  Chinese  Communists  who 
marched  north  the  year  before  now  swarmed  south  from  Manchuria  armed 
with  Japanese  rifles,  machine  guns,  mortars,  tanks,  and  artillery.  They  even 
had  Japanese  aircraft  but  no  gas  or  pilots  to  operate  them.  The  Russians  had 
simply  turned  over  the  Japanese  equipment  to  the  Chinese  Communists  and 
thus  endowed  them  with  a  rich  military  legacy. 

Conservative  estimates  of  the  Japanese  military  stockpile  in  Manchuria  seized 
by  the  Russians  apprise  it  as  sufficient  materiel  to  supply  a  million  men  for  ten 
years  of  fighting.  By  using  Japanese  munitions  the  Russians  avoided  the  neces- 
sity of  investing  their  own  resources  and  are  able  to  claim  that  no  Russian  arms 
were  sent  to  China.  The  Manchurian  booty  represents  the  total  investment  the 
Russians  can  afford  in  China  at  present.  They  lack  the  industry  in  eastern 
Siberia  to  supply  a  sustained  war  effort  even  for  themselves.  Transportation 
facilities  across  Siberia  are  too  meager  to  supply  China  from  the  Russian  Ural 
industrial  area. 

It  was  these  troops  who  marched  under  a  safe-conduct  of  the  American- 
sponsored  truce  through  Kalgan  Pass  and  returned  with  Japanese  arms  that 
won  the  decisive  battles  in  Manchuria  in  the  summer  of  1947.  They  were  opposed 
by  the  government's  American-trained  divisions.  While  the  Communists  were 
being  rearmed  by  the  Russians,  the  government  divisions  had  their  supplies  cut 
off  by  what  Marshall  freely  admits  was  a  ten-month  embargo  on  American  mili- 
tary supplies  to  China.  Since  these  Chinese  divisions  had  been  equipped  in  the 
spring  and  summer  of  1945  their  arms,  ammunition,  and  trucks  badly  needed 
replacement.  Two  years  of  hard  campaigning  had  worn  their  rifle  barrels 
smooth,  exhausted  their  ammunition,  and  battered  the  trucks  they  relied  on  for 
transport  and  supply.  All  of  their  equipment  was  American  and  without 
American  replacements,  spare  parts,  and  ammunition  it  was  virtually  useless. 

It  did  not  take  long  for  the  well-armed  Communists  to  chew  up  the  govern- 
ment divisions  armed  only  with  the  worm  remnants  of  two-year  old  American 
equipment  and  minus  an  effective  air  force.  The  Chinese  armies  that  Stilwell 
and  Wedemeyer  trained  in  India  and  West  China  perished  early  in  1947  on  the 
frozen  ]Manchurian  plains.  The  stage  was  set  for  the  final  mop-up  of  Manchuria 
in  the  summer  of  1948  and  the  Communist  offensive  into  North  China  that  at  this 
writing  has  swept  almost  to  the  north  bank  of  the  Yangtze  and  gravely  threatens 
Nanking  and  Shanghai. 

Marshall  also  sought,  as  part  of  his  orders,  to  force  the  Generalissimo  into  a 
variety  of  political  changes  including  formation  of  a  coalition  government  with 
Communists  in  the  cabinet. 

At  the  time  of  the  ]Marshall  mission  the  Chinese  Communists  terms  for  enter- 
ing the  Chinese  National  government  were  "one-third  of  the  cabinet  members  in- 
cluding the  War  Minister,  retention  of  a  Communist  army  of  forty-eight  divi- 
sions, and  the  governorships  of  all  provinces  where  the  Communist  troops  then 
claimed  occnpntion  of  a  majority  of  the  area.  The  fate  of  Czechoslovakia  has 
since  proved  how  fatal  this  would  have  been  to  the  existing  government  of 
China.  Inclusion  of  Comnuinists  in  a  coalition  front  is  a  standard  preliminary 
tactical  maneuver  in  a  Conununist  seizure  of  power.  It  is  a  technique  that  may 
well  be  attempted  again  in  China  if  the  Communists  feel  that  an  attempt  to  gain 
complete  military  victory  may  cost  more  than  they  can  afford. 

The  Generalissimo  had  been  dealing  with  Communists  inside  and  outside  the 
Chinese  government  for  more  than  twenty  years.  He  spent  part  of  his  educa- 
tion in  Moscow's  Conununist  academies.  He  thoroughly  understood  the  Com- 
munist motives  and  techniques  and  knew  that  a  Communist  minority  in  a  coali- 
tion government  would  actually  result  in  complete  Communist  domination  of 
China. 


1  INSTITUTE    OF    PACIFIC    RELATIONS  3711 

Marshall  was  then  just  beginning  his  political  dealings  with  the  Communists. 
It  is  obvious  he  has  learned  a  good  deal  about  their  tactics  since  then.  Mar- 
shall's orders  in  China  did  not  permit  him  to  act  as  though  the  struggle  between 
the  Communists  and  Chinese  government  were  anything  more  than  minor  ma- 
neuvering between  rival  political  factions.  He  was  not  able  then  to  view  it  as 
the  basic  struggle  that  it  certainly  is  wherever  that  issue  is  drawn.  Marshall 
had  to  persist  in  professing  the  idea  that  including  Communists  in  a  coalition 
government  was  no  more  serious  than  adding  a  few  Republicans  to  a  Democratic 
cabinet.  Too  many  Americans  tend  to  interpret  the  life  and  death  struggles  of 
foreign  politics  in  the  same  light  as  the  bitter  but  by  no  means  fatal  rivalry  of 
American  politics.    Thei'e  is  a  vast  difference. 

When  his  coalition  plans  collapsed  and  fighting  flared  again,  Marshall  finallj' 
gave  up  his  China  venture.  He  returned  to  the  United  States  with  a  "plagne 
on  both  your  houses"  speech  that  was  a  remarkable  confession  that  his  early 
profession  of  faith  in  the  integrity  of  the  Communists  was  not  .iustified  by  their 
subsequent  actions.  Marshall's  disillusionment  over  the  prospect  of  working 
with  Communists  on  a  basis  of  mutual  trust  was  symptomatic  of  the  general 
shift  in  American  policy  toward  Russia  that  occurred  during  roughly  the  same 
period.  American  policy  in  Europe  was  adjusted  to  this  realistic  appraisal  of 
the  Communists  and  their  intentions.    Our  China  policy  never  changed. 

While  Marshall  has  done  a  good  job  of  applying  the  lessons  of  his  Chinese 
political  education  to  Europe,  he  has  been  reluctant  to  undertake  the  funda- 
mental reappraisal  of  his  China  policy  required  by  subsequent  events.  Ctirrent 
American  aid  to  China  is  largely  food  relief  because  of  the  State  Department's 
insistence  that  military  aid  cannot  be  effective  until  the  Chinese  government 
inaugurates  sweeping  political  and  economic  reforms. 

In  tills  policy  I  believe  the  State  Department  has  the  cart  before  the  horse. 
Military  aid  should  have  top  priority.  Without  a  military  decision  there  can 
never  be  the  internal  stability  required  for  any  effective  reforms.  Last  March 
when  the  Marshall  plan  for  China  was  presented  to  Congress,  I  was  appalled  to 
note  that  only  one-sixth  of  the  program  was  devoted  to  the  military  aid  so  des- 
perately needed. 

At  the  request  of  the  House  Committee  on  Foreign  Affairs,  then  headed  by 
Representative  Charles  Eaton  of  New  Jersey,  I  flew  from  Shanghai  to  Washing- 
ton to  plead  for  a  more  realistic  approach  to  China's  problems  and  a  more 
intelligent  understanding  of  the  United  States  stake  in  Asia.  My  fifty-one-hour 
flight  in  a  great  circle  course  from  Shanghai  to  Washington  via  Northwest 
Airlines  offered  dramatic  evidence  of  how  the  Pacific  world  had  shrunk  when 
compared  with  my  initial  fourteen-day  steamship  trip  to  China  in  1937. 

I  told  Congress  last  March  that  unless  effective  military  aid  was  immediately 
forthcoming  for  China,  the  Chinese  Communists  would  overrun  Manchuria  and 
be  well  on  their  way  to  taking  all  of  North  China  within  six  months.  Congress 
authorized  military  aid  of  ■$12.'),000,000  to  China,  but  the  summer  was  spent  in 
endless  dickering  with  the  State  Department  and  National  Military  Establish- 
ment over  details  of  that  aid.  and  not  until  October  of  1948  did  these  muni- 
tions begin  to  flow  to  China.  By  then,  seven  months  after  my  gloomy  prophecy, 
the  Communists  had  all  of  Manchuria  and  most  of  North  China,  and  were  march- 
ing toward  Nanking. 

The  situation  is  now  deteriorating  so  rapidly  in  China  that  I  cannot  venture 
further  prophecy  on  its  outcome.  However,  there  are  two  salient  facts  of  which 
I  am  sure.  First  is  that  the  United  States  needs  a  new  and  effective  policy  in 
China.  This  will  require  a  thorough  reexamination  of  our  present  policy  and 
our  capacity  to  support  any  changes.  But  there  is  an  acute  danger  that  we 
may  no  longer  have  time  for  such  consideration  and  that  the  Communists  may 
win  complete  victory  in  China  before  a  new  American  policy  can  be  formed. 
Reliable  reports  indicate  that  the  Communist  generals  ai"e  planning  to  force  a 
Yangtze  crossing  early  in  the  spring  of  1949.  Russians  are  now  reported  to  be 
training  a  Chinese  Communist  air  force  near  IMukden  to  provide  the  air  cover 
without  which  a  crossing  of  the  Yangtze  might  be  impossible.  Captured  Japa- 
nese planes  and  Russian  second-line  fighters  ai'e  being  turned  over  to  the  Chinese 
Communist  air  center. 

In  view  of  this  situation  the  immediate  goal  of  the  United  States  must  be 
some  sort  of  holding  action  that  will  prevent  a  decisive  Communist  victory  while 
our  China  policy  is  being  debated.  This  action  requires  neither  vast  monetary 
nor  military  outlays.  Its  principal  requirement  is  swift  action  lest  we  lose  our 
chance  forever.  The  recent  history  of  China  is  studded  with  examples  of  how 
small,  technically  well-equipped  forces  can  exert  decisive  influence  in  China  out 
of  all  proportion  to  their  size. 


3712  INSTITUTE    OF    PACIFIC   RELATIONS 

This  holding  action  in  China  to  prevent  the  Communists  from  organizing  the 
great  Chinese  land  mass  against  us  is  imperative  if  we  are  to  gain  the  time 
required  for  a  searching  analysis  of  our  world-wide  foreign  policy  and  the  de- 
velopment of  a  sound  method  of  working  with  the  Chinese  to  replace  our  present 
policy  of  sticking  a  finger  in  the  European  dike  while  the  Asiatic  dam  bursts. 

My  second  certainty  is  that  the  price  of  peace  in  the  Pacific  world  is  going 
up  at  an  astronomical  rate,  and  we  shall  eventually  have  to  pay  that  bill  in  full. 
Looking  back  over  the  last  decade,  we  can  easily  trace  the  soaring  cost  of  an 
effective  American  policy  in  China. 

During  the  war,  cost  of  such  a  program  would  have  been  negligible.  During 
the  twin  goals  of  defeating  Japan  and  establishing  a  strong,  friendly  Chinese 
regime  were  originally  inseparable  segments  of  a  common  goal.  Stilwell's  fail- 
ure to  recognize  this  fact  lost  that  opportunity  and  helped  set  off  the  chain  re- 
action that  brought  us  to  the  brink  of  the  current  crisis. 

Immediately  after  the  war  the  cost  of  China  aid  rose  only  slightly.  Thanks 
to  the  good  work  done  by  Wedemeyer  and  his  staff  and  the  availability  of  a  vast 
stock  of  war  surplus  in  the  Pacific  bases,  the  Chinese  government  could  have 
been  given  the  military  power  to  withstand  aggression  and  turn  to  the  pressing 
problems  of  internal  reform  with  little  additional  cost  to  the  American  taxpayer. 
Marshall's  arms  embargo  on  China  squandered  that  opportunity  and  gave  the 
Chinese  Communists  the  breathing  spell  they  needed  to  refurbish  their  ragged 
hordes  at  the  captured  Japanese  stockpiles  in  Manchuria. 

By  the  spring  of  1948  official  estimates  of  the  cost  of  China  aid  had  risen  to 
a  billion  and  a  half  dollars  plus  establishment  of  a  large  American  military 
mission  in  China.  That  opportunity,  too,  was  lost  largely  as  a  result  of  the 
State  Department's  insistence  on  "economic"  aid  that  did  little  but  waste  Amer- 
ican dollars,  instead  of  the  military  aid  required.  How  high  the  cost  will  eventu- 
ally go  or  how  many  further  opportunities  we  will  allow  to  pass  without  action 
I  cannot  guess.  I  am  only  sure  that  eventually  we  shall  have  to  pay  it  in  full 
just  as  we  had  to  pay  the  long-deferred  bill  for  a  decade's  indifference  to  the 
Orient  that  Japan  presented  at  Pearl  Harbor  just  seven  years  ago. 

We  face  essentially  the  same  choice  the  British  faced  in  19.38  in  Munich.  I  am 
well  aware  of  the  dangers  of  bleeding  American  economy  white  through  a  vast 
arms  program  and  foreign  aid.  That  could  be  as  disastrous  as  military  defeat. 
But  we  must  face  up  to  our  present  problem  as  the  British  failed  to  do  at  Munich. 
Then  they  were  appalled  at  the  possible  price  for  resisting  German  aggression. 
They  felt  they  could  not  afford  that  cost.  Yet  that  choice  only  boosted  the  final 
bill  to  the  fantastic  total  they  had  to  pay.  When  the  bill  was  finally  presented 
they  had  no  choice  but  to  pay  it  or  accept  the  end  of  their  nation.  The  failure 
to  pay  the  price  at  Munich  eventually  cost  the  British  five  grinding  years  of  war 
that  eroded  their  national  economy  to  a  bare  sustenance  level  and  lost  the  bulk 
of  their  empire.  The  United  States  umst  not  make  the  same  mistake  simolv 
because  we  shrink  from  facing  facts. 

Many  people  now  admit  the  validity  of  this  thesis.  Few,  however,  believe 
there  is  anything  we  can  do  about  it.  Can  we  really  do  anything?  We  most 
emphatically  can.  First  we  can  throw  in  small,  carefully  selected  military  aid 
tailored  to  meet  the  specific  problem  of  the  moment  in  China — a  holding  action 
to  defend  the  lower  Yangtze  A^alley  and  Shanghai.  If  Shanghai  can  be  held,  it 
will  prevent  the  Comnnmists  from  organizing  the  north  bank  of  the  Yangtze  well 
enough  to  support  a  military  thrust  across  the  river  into  South  China. 

Along  with  this  aid  we  must  send  technically  .skilled  and  imaginative  leaders 
who  can  improvise  to  meet  rapidly  changing  situations  and  who  can  gain  the 
confidence  of  the  Chinese  with  whom  they  work.  The  Chinese  may  not  luider- 
stand  the  workings  of  an  internal  combustion  engine.  Init  they  can  see  through 
a  man  and  tell  what  makes  him  tick  in  an  instant.  They  have  been  evaluating 
human  nature  for  thousands  of  years  and  are  experts.  Naturally  the  Chinese 
will  not  work  effectively  with  foreigners  unless  they  feel  these  foreigners  are 
genuinely  sympathetic  to  their  cause  and  country. 

We  must  recognize  that  the  Orient  is  a  primary  field  of  American  interest  and 
must  stop  allowing  our  affairs  in  this  area  to  be  conducted  by  second-rate  men. 
We  are  only  now  beginning  to  develop  some  China  experts  in  the  field  who  show 
real  promise,  but  policy  in  Washington  is  still  formulated  by  incompetent  scrubs 
in  the  State  Department,  not  deemed  fit  to  play  in  the  European  game,  while  men 
of  Wedemeyer's  caliber  and  ability  sit  on  the  side  lines. 

Many  of  our  so-called  China  experts  contend  that  things  are  so  bad  in  China 
now  that  it  is  impossible  to  do  anything  to  change  them.  This  is  sheer  nonsense. 
This  is  the  same  type  of  thinking  that  said  it  was  impossible  for  China  to  resist 
Japan  in  1937.    Yet  it  was  Japan  who  suffered  the  final  defeat. 


INSTITUTE    OF    PACIFIC    RELATIONS  3713 

The  experts  said  the  American  Volunteer  Grdup  wouldn't  last  three  weeks  In 
combat,  yet  with  250  men  and  .$8,000,000  we  smashed  the  Japanese  air  force  over 
China  and  kept  bombs  off  Chinese  cities  for  the  fii'st  time  in  three  years. 

The  experts  wrote  ofC  China  as  finished  again  when  the  Japanese  took  Burma 
and  cut  the  last  land  line  of  supply.  They  said  the  air  lift  across  the  Hump  was 
impractical  and  impossible.  The  airmen  of  the  Air  Transport  Command  and 
China  National  Aviation  Corporation  did  the  impossible  by  flying  more  than  a 
million  tons  across  the  Hump  and  kept  China  going  on  airborne  supply  for  as 
long  as  was  necessary.  The  military  experts  said  the  Japanese  Army  would 
run  the  Fourteenth  Air  Force  out  of  East  China,  but  again  a  handful  of  good 
men  with  good  airplanes  refused  to  l)e  licked.  In  the  spring  of  1945  it  was  the 
starving  Japanese  Army  that  was  getting  out  of  East  China  as  fast  as  its  imder- 
fed  legs  could  carry  it,  and  not  the  Fourteenth  Air  Force. 

Again  after  the  war  I  was  assured  by  the  experts  that  it  would  be  impossible 
for  me  to  organize  a  new  air  line  in  China.  Today  that  air  line  is  flying  4,000,000 
ton  miles  a  month.  I  have  been  working  with  Americans  and  Chinese  for  so  long 
now  who  have  been  doing  the  alleged  "impossible"  for  many  years  that  I  have 
no  patience  with  the  ci'itics  who  are  experts  only  at  inventing  reasons  for  doing 
nothing.  I  think  it  is  high  time  we  scuttled  them  in  favor  of  leaders  who  have 
the  imagination,  energy,  and  intelligence  to  accomplish  the  so-called  impossible. 
That  is  certainly  the  type  of  leadership  that  has  made  the  United  States  a  great 
nation. 

It  is  not  yet  too  late  for  effective  action  in  China.  The  Chinese  Communist 
armies  are  operating  off  lines  of  supply  that  are  badly  stretched.  Their  present 
position  is  similar  to  that  of  the  Japanese  at  the  end  of  their  initial  push  into 
East  China  in  1944  when  they  were  vulnerable  to  the  stranglehold  of  airpower. 
The  Communists  are  now  moving  into  territory  that  has  not  been  politically 
organized  in  their  favor  as  well  as  the  northern  provinces.  The  Communists, 
like  the  Japanese  before  them,  do  not — as  yet — have  the  air  umbrella  necessary 
to  protect  their  ground  offensives  against  sustained  air  attacks.  It  is  certainly 
not  impossible  for  a  small  force  of  stout  men  who  know  the  terrain  to  apply  the 
best  of  modern  equipment  against  critical  Communist  weak  spots  and  halt  the 
advance  in  its  tracks.  This  would  save  the  lower  Yangtze  Valley  and  South  and 
AVest  China  as  a  base  in  which  Chinese  nationalism  could  reorganize,  and  after 
learning  the  lessons  of  its  defeat,  political  and  military,  set  out  again  under  its 
own  steam  to  liberate  the  rest  of  Cliina. 

Whatever  happens  in  China's  immediate  future,  if  it  is  considered  United  States 
policy  to  prevent  Communist  organization  of  that  country,  it  is  necessary  to 
maintain  this  base  and  maintain  some  form  of  non-Communist  central  govern- 
ment in  China.  If  the  territory  not  yet  conquered  by  the  Chinese  Communists 
is  allowed  to  revert  to  the  domination  of  provincial  war  lords,  it  will  eventually 
be  divided,  defeated,  and  absorbed  by  the  Communists  piecemeal  just  like  the 
small  separate  states  of  eastern  Europe. 

The  creation  and  preservation  of  a  central  government  has  been  the  historic 
role  of  Generalissimo  Chiang  Kai-shek  in  modern  China.  He  has  been  the  driv- 
ing will  that  has  held  together  a  country  of  loose  political  organization  and 
primitive  communications  in  even  a  semblance  of  national  unity.  It  is  significant 
that  leaders  of  all  the  divergent  political  elements  in  China  except  the  Com- 
munists have  appreciated  the  necessity  of  Chinese  unity.  For  this  reason  they 
have  supported  the  Generalissimo  on  broad  national  issues  regardless  of  their 
disagreements  with  him  on  internal  policy.  It  is  for  this  reason  that  I,  too,  have 
loyally  supported  the  Generalissimo  during  my  long  residence  in  China.  It  was 
the  Generalissimo  who  stood  between  China  and  surrender  to  Japan,  and  it  was 
the  Generalissimo  who  stood  between  China  and  complete  chaos  after  the  war. 

Whatever  the  future  may  hold,  it  will  be  necessary  to  have  some  centralizing 
force  to  preserve  the  independent  spirit  of  China  and  prevent  its  domination 
by  foreign  powers. 

Despite  a  decade  of  American  bungling  in  China  this  country  still  has  a 
vast  reservoir  of  good  will  among  the  Chinese  people.  The  Chinese  government 
now  has  little  faith  in  us  because  of  the  long  record  of  broken  American  promises 
and  action  that  only  served  to  strengthen  the  Communist  opposition.  In  the 
coastal  ports  most  Chinese  look  on  the  Americans  as  successors  to  the  British 
and  French  economic  imperialists  whose  only  aim  is  to  exploit  China  for 
personal  profit.  But  in  the  vast  hinterland  there  are  millions  of  Chinese  who 
still  look  on  the  United  States  as  the  only  hope  in  establishing  a  peaceful  and 
independent  China  and  still  remember  the  American  airmen  as  the  reason 
Japanese  bombs  stopped  falling. 


3714  INSTITUTE   OF   PACIFIC   RELATIONS 

It  would  not  take  much  concrete  effective  aid  to  capitalize  on  tliis  sentiment. 
Many  Chinese  are  now  accepting  the  Communists  only  because  they  feel  the 
United  States  has  abandoned  China  to  its  fate.  At  the  first  real  sign  of 
American  interest  in  China  these  marginal  millions  would  abandon  the  Com- 
munists. 

As  a  practicing  warrior  for  many  years,  I  am  convinced  of  the  complete 
futility  of  war.  It  settles  only  problems  of  the  past  and  creates  the  new 
problems  of  the  future.  There  is  no  place  in  the  v7orld  today  for  the  narrow, 
competitive  nationalism  that  sparks  the  tinder  of  war.  My  long  experience 
as  an  airman  has  taught  me  the  folly  of  the  artificial  borders  of  political  states. 
The  ease  with  which  the  airman  passes  them  by  with  his  load  of  peaceful 
commerce  or  atomic  destruction  should  have  served  notice  long  since  that  they 
are  no  longer  necessary. 

I  am  convinced  that  the  people  of  this  planet  must  ultimately  and  inevi- 
tably move  toward  a  single  form  of  world  government  if  civilization  is  to  survive. 
But  is  our  immediate  task  to  see  that  this  world  government  comes  as  a  mutual 
federation  of  free  peoples  rather  than  through  the  ruthless  domination  of  a 
master  state  enslaving  all  the  others.  In  this  struggle  there  are  still  many 
battles  that  cannot  be  avoided.  The  most  critical  of  these  now  is  to  prevent 
the  Communists  from  organizing  the  vast  and  rich  land  mass  of  China  under 
their  whip  and  turning  its  weight  against  us  and  the  other  free  peoples  of  the 
world. 

Claike  Lee  Chennault. 

Shanghai,  China,  January  lO.'fQ. 


INDEX  TO  PART  10 


Note. — The  Senate  Internal  Security  Subcommittee  attaches  no  significance  to 
the  mere  fact  of  the  appearance  of  the  name  of  an  individual  or  an  organization 
in  this  index. 

A 

Page 

Abend,  Hallett ' J 3685,  3705 

Abyssinia 3583,3584 

Academia  Sinica 3637 

Academy  of  Science  (Institute  of  World  Politics  and  Economics)  _  3485.  3604,  3615 
Acheson,  Dean 3389,  3400, 

3401,  3405,  3406,  3407,  3408,  3409,  3410,  3416,  3542,  3644,  3662,  3667 

Adams,  Eva  B 3669 

Adler,  Solomon - 3504,  3530,  3594 

Afghanistan 3282,  3464,  3465,  3603,  3632 

Agabekov 3705 

Air  Transport  Command 3713 

Alaska - 3224,  3326,  3(532 

Albertson,  William 3336 

Aldo  Cafe  (Washington,  D.  C.) 3641 

Aleutian  Islands - 3324,  3326 

Alexander  Kaun  Exchange  Fellowship 3621 

Alexander,  Wallace  M 3612 

Allen,  George 3640 

Allen,  James  S.  (Sol  Auerbach) 3343,3344,3345,3340,3348,3349,3350,3351 

Allen,  Mrs.  James  S 3348,  3349 

Allied  Labor  News 3543 

Alsberg 3482 

Alteration  Painters  Union 3336 

Amerasia 3331, 

3332,  3333,  3482,  3579,  3580,  3587,  3588,  3589,  3590,  3591,  3592,  3650 
America.     (See  United  States.) 

American  Committee  for  Nonparticipation  in  Japanese  Aggression 3474,  3478 

American  Economic  Foreign  Policy 3430 

American  Embassy   (Chungking) 3518 

American  Embassy  (Pekinir) 3472,3508 

American  Embassy  (Tokyo) 3702 

American  Embassy  (Moscow) 3327,  3329,  3484,  3615,  3616,  3700 

American  Friends  of  the  Chinese  People 3470,  3471 

American  Friends  Service  Committee  (Executive  Board) 3704 

American  &  Foreign  Power  Co 3704 

American  Government.    (See  United  States  Government.) 

American  League  Against  War  and  Fascism 3551 

American  Marine  Guard 3508 

American  Peace  Crusade 3556 

American  Peace  Mobilization 3458 

American  Quarterly 3506 

American-Russian   Institute 3449, 

3450,  3452,  3479,  3484,  3486,  3487,  3506,  3517,  3617,  3619,  3620,  3621 

American  Student  Union__ 3513 

American  Youth  for  Democracy 3477,  3478,  3479 

Amsterdam 3604,  3633 

Amter,  Israel 3335,  3336 

Anglo-Japanese  Alliance 3324,  3691 

Angus,  H.  F 3333 

Anti-Imperialist  Alliance 3337 

88348— 52— pt.  10 29  I 


II  INDEX 

Page 

Anti-Imperialist  League 3336,  3337 

Appelman,  Morris  L 3470,  3471 

Appropriations  Committee  (United  States  Senate) 3412 

Aquitania   (steamship) 3331 

Arctic  Institute  of  America 3557,  3558 

Arctic  Research  Institute 3557 

Arnold  &  Co.,  Ltd 3651 

Arnold,  Thurman 3277,  3353,  3533,  3573,  3605,  3606 

Asia 3580,  3628,  3654,  3661,  3667,  3703 

Asia  and  the  State  Department 3666,  3668 

Asiaticus  (Hans  Moeller) 3324,  3329,  3330,  3453,  3679 

Associated  Press 3536 

Association  of  Atomic  Scientists 3538 

Astor,    Lord 3483 

Atkinson,  Ellen  Van  Zyll  de  Jong 3516 

Atlantic  Monthly ' 3580,  3666 

Atomic  Energy  Commission    (UN) 3539 

Austern,  Hilda  (Bretholtz)   (Ray) 3505,3592,3593,3612 

Australia 3318,  3566,  3592,  3593,  3632 

Austria 3592,   3702 

Avery,   Sewell - 3450 

B 

Baerensprung,   H.   W .• 3505 

Baldwin,  Hanson 3700 

Ball,  MacMahon  W 3566,  3591 

Ballantine,  Joseph 3371,  3377,  3400,  3409 

Bank  of  England 3435,3436 

Bankers  Trust  Co 3704 

Barmine,  Gen.  Alexander 3326,  3365,  3499,  3577,  3611,  3704 

Barnes,  Joseph  Fels 3337, 

3338,  3339,  3484,  3505,  3512,  3513,  3514,  3592.  3593,  3594,  3595 

Barnes,  Mrs.  Joseph  Fels  (Kathleen) 3321,  3343,  3429,  3480,  3481,  3484 

Barry,  John  D 3548,  3549 

Beard,  Charles  A 3689 

Bedacht,  Max 3335,  3337 

BelofE,  Max 3585 

Benes,    Dr 3421 

Benjamin,  H 3335 

Bennington  College 3538 

Berland,    Sam 3336 

Berman,   Isaac 3336 

Bernstein,  Joseph  M 8505 

Bess,   Demaree 3466 

Bethune,   Dr.   Norman 3.508 

Best,    Emery 3488 

Bevin,   Ernest .3665 

Biddle,    Francis 3299 

Biedenkapp,    Fred 3336 

Bidien,  Charles 3505 

Big  Three 3355,  3357,  3390,  3479 

Bill  of  Rights 3365,  3499 

Birobidjan 3318 

Bisson,  T.  A 3284-3287,  3290,  3291,  3297,  3298,3209 

3300,  3302,  3303,  3304,  3308,  3343,  3364,  3417,  3505,  3581,  3644,  3677 

Black,  Justice  Hugo 3645 

Blakeslee 3310 

Bloch,  Kurt 3522,  3523 

Bloom,  Representative  Sol 3406,  3407,  3408 

Blum,  Leon 3305 

Blumberg,    Albert 3505 

Bodian,  Clara 3337 

Bogartz,    Herman 3336 

Borodin,  Michael 3505,  3506,  3530 

Borton,  Hugh 3587 


INDEX  III 

Page 

Boruchowitz,  Joseph 3335,  3336 

Bowman,  Isaiah 3368,  3554 

Boyd,  Mrs.  T.  Kenneth 3450 

Brandt,   William 3680 

Bransten,  Louise  R 8505,  3506,  3621 

Bratislava  (Czechoslovakia) 3664 

Brazil 3592 

Bremman,  Y.  P 3481,  3484,  3485,  3586 

Bristol,   Admiral   Mark 3475 

British  Foreign  Office 3701 

British    Labor    Party 3665 

Bronk,    Detlev 3557 

Browder,  Earl 3283,  3305,  3414,  3415,  3500,  3507,  3530,  3532,  3560 

Bruno,    John 3337 

Bryn  Mawr  College 3518 

Budenz,  Louis  F 3283 

Budzeslawski,    Herman 3507 

Building  and  Construction  Workers  League 3336 

Building  Maintenance  Workers  Industrial  Union 3336 

Buitenkant,    Jacques 3337 

Bulletin  of  the  Far  Eastern  Branch  of  the  Academy  of  Sciences  of  the 

U.  S.  S.  R 3582 

Bullitt,  Ambassador  William  C 8327,  3328,  3616,  8702 

Bundy,  Mr.  Robert  E 3562,  3607 

Bundy,  Mrs 3564 

Buriat-Mongolia 3317,3318 

Burma 3842,  3623,  3632,  3713 

Burma   Campaign 3501 

Burns,  Reverend  Clarence 3630 

Burt,   Samuel 3336 

Buryat-Mongolia 3463,  8464,  3483,  3485 

Butler,  R.  A 3589 

Byrnes,  James  F 3398,3667 

O 

Cairo       350*? 

California  Labor  School ZZZ_ZIIZI__I__II ZZ_ZZ_ZZ 3621,  3703 

Cameron,   Angus 3508 

Canada 3471,  3472,  3575,  8582,  8592,  3632 

Canadian  Friends  of  the  Chinese  People 3470,  3471,  3472 

Canadian  Institute  (Montreal,  Ottawa,  Toronto,  Hamilton) 3604 

Canadian  League  Against  War  and  Fascism 3470,8471 

Canadian  Legation    (Tokyo) 3469 

CannifE,    Andrew 3451,  3453,  3581 

Cannon,  Mr 3511 

Canton 8586,  8709 

Capitalist  Appraisal  of  the  Soviet  Union,  A 3443 

Carlson,  Brig.  Gen.  Evans  F.  (USMCR-Rt.) 3472,  3475,  3477,  3478,  3508 

Carnegie  Endowment _' 3637, 3638,  3704 

Carr,  E.  H 8585 

Carroll,  Elizabeth  H 8562,3563 

Carroll,  Esther 3471 

Carter,  Bill 3343 

Carter,  Edward  C 3277-3280, 

3287,  3309,  3313,  3315-3325,  3326,  3328,.  3329,  3331,  3332,  3338, 
3343,  3344,  3346,  3347,  3354,  3359,  3360,  3362,  3365,  3366,  3367, 
3376,  3380,  3381,  3382,  3391,  3396,  3415,  3417,  3419,  3422,  3423, 
3424,  3425,  3426,  8427,  3428,  3429,  3430,  3431,  34.34,  3445,  3447, 
8448,  8451,  3453,  3455,  3460,  3462,  3466,  3469,  3473,  8474,  3480, 
3483,  3484,  3486,  3487,  3497,  8506,  8522,  3523,  3546,  3569,  3579, 
3581,  3582,  8585,  3587,  3588-3594,  3600,  3603,  3615-3617,  3633, 
3634,  3638,  3641,  3642,  3643,  3649. 

Carter,  Mrs.  Edward  C 8484 

Carter,  Mrs.  (wife  of  Prof.  George  Carter) 3555 

Carter,  Prof.  George 3552,  3554 


l\  INDEX 

Page 

Case,  Mr 3644 

Cashione,  P 3337 

Cassel.  Professor 3G95 

Catholic  Missionaries  (China) 3629,3030,3631 

Central  Asian  Society 3584,3605 

Central  Technical  School  (Toronto) 3470,3472 

Chamberlain,   William   Henry 3457,  3466,  3467,  35S5,  3586 

Chang,  Hsueh-liang 3300,  3584 

Chansik,  L --     3337 

Chapman,  Abraham 3500,  3531 

Chatham  House 3316, 

3318,  3435,  8436,  3441,  3453,  8483,  3484,  3589,  3593,  3633,  3034 

Chen,   Han-seng 3480, 

3481,    8483,    8509,    3510,    8521,    3582,    3585,    3587,    3030,    3037 

Chen,  K.  P 3313,  3314 

Chennault,  General  Claire  Lee 3342,  3358, 

3359,  3389,  3395,  8411,  3412,  8622,  3624,  8625,  3626,  3658,  3706,  3714 

Cheng,  Chih-yi 3637 

Chew,  Tong  {see  also  Hong,  Chew-shi  and  Chu  Tong) 3511 

Chi,  Chao-ting 3333,  3341,  3342,  3509,  3511,  3582,  3588,  3591,  3594,  3678 

Chi,  Harriet  Levine 3340,  3341,  3509 

Chi,  Rung  Chuan 3511,  3512-3514,  3597 

Chi,  Professor  (old) 3340 

Chiang,  Kai-shek  (Generalissimo) 3284,3289 

3293,  3304,  3307,  3309,  3311,  3329,  3341,  3342.  3355-3357,  3374,  3377, 
3388,  3391-3395.  3397,  3398,  3402-3405,  3408,-3411,  3414,  3416,  8475, 
3476,  3498,  3501-3503,  3505,  3509,  3518,  3519,  3524,  3525,  3535-3537, 
8541,  3549,  3583.  3586,  3595,  3000,  8608,  3610,  3623-3627,  3632,  3038 
3639,  3650,  8651,  3656,  3657,  8665,  3677,  8705,  3706,  3708-3710,  3713 

Chiang,  Madam  Kai-shek 3356,  3477,  3551,  3632,  3650 

Chiasheng 3613 

Ch'in-Han 3614 

Ch'in  Pang-hsien  (Po-ku) 3307 

China 3284, 

8287,  3294,  3305-3307,  3818,  3322,  3323,  3825,  3326,  3330,  3333,  3334, 
3341,  3349,  3353,  3355,  3356-3357,  3360-3362,  3364,  3366,  3370, 3371, 
3373,  3375-8378,  33S2-33S4,  3387,  3388,  3390-3409,  3411,  3413-3415, 
3437,  8439,  3442,  3460,  3464,  8472-3477,  3480,  3483,  3490,  3495,  3502- 
3504,  3507,  3509,  3511,  3514, 3537-3542,  3545,  3507,  8568,  3581,  8592- 
8584,  8589,  8592,  3594,  3596,  3597,  3599,  3600,  3608-3610,  3621,  3623- 
3627,  3630,  8632-3636,  3638,  3639,  3645,  3647,  3651,  3652,  3655,  3657- 
3659,  3661,  3663,  3664-3670,  3676,  3679-3694,  3696,  3699,  3700-3702, 
3705-3714. 

China  Aid  Council 3550,3551,3560 

China  and  Silver 3681 

China  Among  the  Powers 3312 

China  at  War j. 3705 

China  Daily  News 3511-3514 

China  Defense  Supplies ^' 3639 

China  Lobby 3277 

China  Press 3498 

China's  Communist  Told  Me 3304 

The  China  Story 3668,3669 

China  Today 3470-3472,  3522 

China  Weekly  Review-^ 3498,  3669 

China's  New  Democracy 8500 

Chinese  Christians 3292 

Chinese  Communist 3284-8286, 

3289,  8291-3293,  3299.  3302,  3303,  3353,  3355-3359,  3361,  3364,  3366, 
3307,  3373,  3374,  3376,  3380,  3383,  3388,  3391-3398,  3400-3403,  3405- 
3409,  3411,  3412,  3415.  3475,  3498,  3500-3502,  3510,  3527,  3528,  3530- 
3532,  3537,  3541,  3558,  3559,  3569,  3577,  35S2-3584,  3595,  3596,  3608- 
3610, 3622-3624,  3026,  3628,  3629,  3630,  3645,  3663-3605,  3669,  3682, 
3084,  3704-3707,  3709-3714. 


INDEX  V 

Page 

Chinese  Communist  Air  Force 3711 

Chinese  Communist  Army 3289,3304,3307,3361,3366,3374, 

3393,  3406,  3407,  3503,  3524,  3559,  35S4,  3G23,  3625,  3708,  3709,  3710 

Chinese  Communist  Central  Committee 3501 

Chinese  Communist  Government 3334,  3381,  3382,  3509,  3518,  3535 

Chinese  Communist  Party 3289,  3293,  3304, 3305-3307,  3500,  3669,  3678 

Chinese   Christians 3629 

Chinese  Embassy  (Washington) 3639 

Chinese  Government  Research  Institute 3637 

Chinese  Hand  Laundry  Alliance 3511,  3512,  3513 

Chinese  History  Project 3578,  3613 

Chinese  Mohammedans 3631 

Chinese   Mongols 3300 

Chinese  Moslems 3300 

Chinese  Nationalist  Government 3285, 

328fi.  3289,  3291,  3295,  3303,  3304,  3309,  3353,  3357,  3358,  3361,  3364, 
3367,  3373-3375,  3388,  3392,  3398-3402,  3404,  3407,  3411,  3412,  3498, 
3502,  3513,  3520,  3535-3537,  3582,  3592,  3596,  3608-3610,  3623,  3624, 
3631,  3637,  3669,  3690,  3703-3705,  3710,  3712. 

Chinese  Nationalist  Air  Force 3709 

Chinese  Nationalist  Army 3392,  3406,  3407,  3501,  3502,  3559,  3608,  3665 

Chinese  Soviet  Government 3300,  3304 

Chinese  Tag  Day 3337 

Chinese  Turkistan 3464 

Chinsyang 3308 

Chiperfleld,    Representative 3407 

Christian  Science  Monitor 3466,  3488,  3515 

Chou,  En-lai 3288,  3293,  3304,  3306,  3307,  3549 

Chu,   Teh 3288, 

3292,  3293,  3301,  3302,  3304,  3305,  3306,  3308,  3559 

Chu,  Tong   (see  also  Hong,  Chew) 3510,  3597 

Chungking 3311, 

3329,  3341.  3342,  3356,  3388,  3405,  3518,  3537,  3549,  3553,  3566,  3567, 
3594,  3595,  3600,  3624,  3626,  3650,  3652,  3685. 

Churchill,  Winston  (Prime  Minister) 3355,  3373,  3387,  3389,  3390,  3413 

Civil  Service  Commission 3339,  3510,  3511,  3512 

Civil  Service  Commission,  Review  Board 3679 

Cleaners  and  Dyers  Union 3336 

Clubb,  O.  Edmund 3389,  3410 

Coe,  V.  Frank 3514 

Colegrove,  Kenneth 3576,  3577 

College  of  Chinese  Studies  (Peking) 3604 

College  of  Pacific 3536 

Collins,   Henry 3515 

Colonial  and  American  Workers  Washington  Executive  Council 3335 

Columbia    University 3611, 3637 

Columbia  University  Press 3594 

Comintern 3319,  3494,  3498,  3500, 3610 

Comintern  (Executive  Committee) 3500 

Commercial  Press 3593 

Committee  for  a  Democratic  Far  Eastern  Policy 3473 

Comimttee  of  One  Thousand 3551 

Committee  to  Aid  the  Chinese  Trade-Unions 3335,3337 

Communism  in  China 3683 

Communist  Academy  Library  (Moscow) 3593 

Communist  Central  Military  Council  (CCP) 3306 

Communist  China 3295,  3296,  3310,  3509,  3637,  3703,  3704 

Communist  International 3284,  3316,  3319 

Communist  Labor  Herald - 3529 

Communist   Party 3283, 

3284,  3286,  3311,  3336,  3346,  3362,  3363,  3365,  3457,  3466,  3470,  3471, 
3477,  3478,  3494,  3499,  3500,  3502,  350^3506,  3508-3511,  3515-3518, 
3521-3527,  3530,  3532,  3534,  3543-3548,  3550,  3557,  3560,  3566,  3568, 
3570,  3582,  3597,  3601,  3628,  3637,  3645,  3647,  3668,  3669,  3675,  3701 
Communist  Party  Bookshops 3362 


VI  ESTDEX 

Page 

Communist  Party  (California) 3548 

Communist  Party  (Germany) 3679 

Communist  Party  (New  Yorli) 3335,3557 

Communist  Party  (Politburo) 3283,3284 

Communist  Party   (Russia) 3365, 

3405,  3446,  3499,  3500,  3528,  3531,  3558,  3559,  3627,  3635 
Communist  Party  (United  States).—  3305,  3335,  3357,  3362,  3415,  3507,  3531,  3555 

Communist  Political  Association 3414,3415 

Communist  Political  Association  (National  Board) 3414 

Compania 3349 

Comstock,    Ada   L 3612 

Connelly,  Matthew  A 3363,  3366,  3386,  3387,  3388,  3640 

Conservative  Party    (Great  Britain) 3373 

Cook-e,  Admiral   Charles  M 3668 

Coordinator  of  Informaion    (COI) 3337-3339 

Corbett,    Prof.    Percy    E 3343 

Corbett's  Group 3343 

Cornell    University 3539, 3621 

Cosmos  CUib—i 3280,  3311 

Councils  of  Working  Class  Women 3336,  3337 

Council  on  Arts  of  the  Ukrainian  Republic 3621 

Council  on  World  Affairs 3701 

Cressey,  George  B 3323,3483 

Crowdy,  Dame  Rachel 3584 

Currie,  Lauchlin 3310,  3342,  3515,  3649,  3650,  3652,  3655,  3678 

Czarist  Russia 3457,3464 

Czechoslovakia 3420,  3421,  3430,  3585,  3586,  3601,  3631,  3632,  3664,  3665,  3710 

D 

Dafoe,  J.  W 3483,  3580,  3587,  3588,  3589,  3592 

Daily  News 3450 

Daily  People's  World — 3330 

Daily  Worker 3284,  3334,  3335,  3337-3339,  3345,  3475,  3556 

Daily  Worker  Book  Shop  (New  York) 3500 

Daladier 3457 

Damon,  Anna 3335 

Darcy,  Sam 3335 

Dai-row,  Clarence 3600 

Davidson,   John    F 3472 

Davies,  John  P 3484,3625 

Davies,  Joseph  E 3702 

Davis,  Elmer 3512,  3659 

Deacon,  William  Arthur 3472 

Deane,  Hugh 3515 

DeCaux,  Len 3515 

Decker,  John  W 3704 

De  Francis,  Dr.  John 3636 

Defense  Advisory  Commission 3454,  3455,  3459,  8677,  3678 

DeJong,    Ellen 8515 

Denmark 3592 

Dennis,  Eugene 8415 

Dilemma  in  Japan 3555,  3556 

Dimanshtein 3818 

Dirac 3539 

Dissertation  by  Levina 3485 

Dissertation  on  the  Decay  of  American  Imperialism  by  Gourevitch___ 3485 

Dolbin 3646,  3647,  3649 

Dolsen,  James 3516 

Donaldson,  Faith 3322.  3328 

Doom;in,  Eugene 3377,  3400,3409,  3489 

Doroshkin,   Sadie 3337 

Douglas,  Justice  William  O 3645 

Downing.  Elizabeth 3480, 3481,  3523,  3581 

Draper,  Theodore 3516 

Dream  We  Lost,  The 3668,8669 


INDEX  vn 

Page 

Drygoods  Workers  Union 3336 

Dubs,  Homer  H 3611 

Duclos,  Jacques ^_  3415 

Duggan,  Laurence 3516 

Duke  University 3611 

Dunne,    Bill 3335 

Du  Peld 3337 

Dutch  Navy ^ 3325 

E 
Early,    Steve 3640 

Eastman,  Max 3353,  3355,  3361,  3391,  3497,  3498 

Eaton,  Representative  Charles 3711 

Eaton,  Dr 3406 

Economic  Handbook 3455,  3456,  3481,  3482 

Economic  Review  of  Foreign  Countries 3685 

Economist 3698 

Eddy,  Harold 3336 

Egypt 3536,3613 

Eight  Route  Army 3304,  3306,  3476,  3523,  3524,  3525,  3586 

Ellin,  Nathan 3336 

Eltenton,  Mr.  George  Charles 3516,  3517 

Eltenton,  Dolly  (Dorothy) 3516,3517 

Emmerson 3547 

Empire  Club   (Toronto) 3604 

Empire  in  the  East 3323,3324 

England.     (See  Great  Britain.) 

English  Missionaries 3629 

English  Workers  Clubs 3337 

Engels 3501 

England 3318,  3324, 3374,  3387,  3484 

Engdahl.  J.  L 3335 

English  Baptist  Mission 3293,3307 

English  Workers  Press 3481 

Epstein,  Israel 3516,  3530-3532 

Ethiopia 3693 

F 

Fairbank,  John  K 3516,  3517,  3547,  3671,  3672,  3673,  3674 

Fairbanks,  Alaska 3575 

Fairfax-Cholmeley,  Elsie 3480,  3481,  3516.  3518 

Fang,  Gen.  Chen-wu , 3470,  3472 

Far  Eastern  Republic 3702 

Far  Eastern   Survey 3284,  3285, 3460-3462,  3506,  3523,  3617,  3618,  3682,  3698 

Farley,  Miriam  S - 3455,3460,3462,3644 

Fascist 3586 

Fate  of  the  World  Is  at  Stake  in  China,  The 3355.  3390,  3498 

Faymonville,  Gen.  Philip  R 3310,3327-3330,3616,3700-3703 

Federal  Bureau  of  Investigation  (FBI) 3339 

Federal  Reserve  Bank  of  North  China 3685 

Federation  of  American  (Atomic)  Scientists 3539 

Feigin,  Abner 3336 

Feng 3612 

Feng,  Dora,- ' 3536 

Feng,   Hung-chi —     3536 

Feng,    Mildred 3536 

Feng,    Paul 3536 

Feng,  General  Y'hsiang  (Yu-hsiang) 3518-3520,  3535-3537 

Ferris,   General 3G57,  3658 

Field,   Edith 3570 

Field,  Frederick  Vanderbilt 3283, 

3284,  3288,  3343,  3346-3348,  3422,  3424-3429,  3437,  3438,  3444,  3445, 
3454-3459,  3465,  3481,  3482,  3485,  3580,  3582,  3587-3591,  3612,  3677 

Field,    Osgoode 3484,  3487 

Fierstein,  Chester 3336 


Vni  INDEX 

Page 

Fifteenth  Infantry  (U.  S.  Army)   (Tientsin) 3661,3667 

Fiji -, 3592 

Financial  Situation  in  Japan 3485 

Finland 3420,  3422,  3428,  3430,  3432 

Finnish  Campaign  (see  Soviet  Invasion  of  Finland) 3430 

Finnish  Workers  Federation 3337 

First  All-Soviet  Congress  in  Juikin,  Kiangsi 1 3306 

Fitzgerald,  William 3336 

Flemming,    Commmissioner 3512 

Foley,    Mr 3488 

Food  Workers  Industrial  Union 3336 

Foreign  Affairs 3470,  3580 

Foreign  Affairs  Committee,  House  of  Representatives  (V.  S.)__  3405,3400,3711 

Foreign  Commerce  Year  Book 3699 

Foreign  Investments  in  China 3690 

Foreign  Policy  Association 3290,  8300,  3304,  3415,  3551 

Foreign  Relations  Committee  (United  States  Senate) 339S,  3594,  3678 

Forman,    Harrison 3355,  3380,  3381,  3391,  3500,  3501 

Formosa 3404,3704 

Fortas,    Abe 3419,  3493,  3607, 3011 

Fourteenth  Air  Force   (United  States) 3713 

Fourth  Route  Army.     (See  New  Fourth  Route  Army.) 

France 3420, 

3421,  3423,  3430,  3432,  3457,  3500,  3584,  3585,  3586,  3592,  3599,  3627, 

3632,  3691,  3697,  3698,  3701,  3703. 

Freeman,  Miller 3482 

French    Indochina 3349 

Friedman,   B 3337 

Friedman,  Julian  R 3520 

Friends  of  the  Soviet  Union 3336,3337 

Fukien  Province 351] 

Furniture  Workers  Industrial  Union 3336 

G 

Cannes,  Harry 3521 

Gardner,   John 3637 

Gauss,  Ambassador 3651 

Gayer 3430 

Gayn,    Mark 3521 

General  Electric  Co 3704 

General  Looks  at  the  Soviet  Union,  A 3700 

Geneva 36.52 

Gerlach,    Talitha 3636 

German-Japanese  Alliance 3323 

Germany 3356, 

3387,  3414,  3457,  3500.  3584,  3592,  3593,  3633,  3640,  3668,  3669, 

3670,  3681,  3701-3703,  3707. 

Gibarti,  Louis 3521 

Glasser,   Harold _~ ~  3521 

Gold,  Ben __!__! 3336 

GoUanz 3317^  3322 

Goodrich,  L.   Carrington 3611,3612 

Gordon,  Representative '  3407 

Gordon,  Mack 3337 

GourevitchJ ~ 34S5 

G.  P.  U.  (Soviet  Secret  Police) ., 12___  3705 

Grajdanzev,  Andrew  (Andrew  Grad) 3343 

3450-3452,  3454,  3455,  3456,  3457,  3460,  3462,  3585 

Granich,    Grace 3284 

Granich,  Max ~_  3521 

Graves,    William    S _"___  3701,3702 

Great  Britain ~ '329*> 

3305,  3356,  3357,  3373,  3404,  3405,  3413,  3415,  3420,  3421  3423  343o" 

3432,  3435-3437,  3457,  3467,  3476,  3483,  3500,  3581,  3583-3586.  3589. 

3592,  3599,  3600,  3627,  3632,  3633,  3665,  3667,  3681-3683,  3691,  3694, 

3696-3700,  3702,  3712. 


INDEX  IX 

Page 
Great    Falls 3575 

Great  Soviet  World  Atlas 3483,  3485 

Green,  G 3335 

Green,   Senator 3668 

Greenberg,  Michael 3522,  3523,  3530 

Grew,  Ambassador  Joseph 3369,  3370,  3371,  3377,  3409,  3556,  3676 

Grinnell  College 3591 

Gromvko,  Mr.  A 3311-3314 

Guadalcanal 3502,3702 

Guerrilla  Warfare  in  Manchuria 3485 

Guggemoss,  Brother  Philotheus 3631 

H 

Haiti 3335 

Hall,  Bryant 3335 

Hall,    Otto 3335- 

Hancock,  W.  K ..  3313,  3314 

Hankow 3586,3709 

Harmon,  Francis  S 3612 

Harondar,  H.  M 3315-3317,  3322,  3323,  3484,  3582 

Harper,   Sam 3450 

Harvard    University 3611,  3704 

Hatem,  Dr.  H 3525,  3530,  3531 

Hazard,  John  N 3450,  3467, 3575-3657,  3660 

Hawaii 3592 

Hearst  Newspapers 3700,  3701 

Heissig,    Walther 3628,  3670 

Henderson,    Loy 361G 

Herald-Tribnne 3430 

Herod,  William  R - 3704 

Hickerson,  Harold 3337 

High  Cost  of  Vengeance,  The 366& 

Hinton,  Bertha 3601 

Hinton,  Mrs.  Carmelita 3534 

Hinton,  Joan  Chase 3534,  3535,  3538,  3542,  3601 

Hinton,  William 3534 

Hirohito , , 3556 

Hiroshima -. 3539 

Hiss,  Alger , 3310,  3543,  3544,  3638,  3646 

History  of  Medical  Psychology : 3621 

Hitler,  Adolf 3421,  3457,  3502,  3503,  3585,  3586,  3702 

Hitler  Germany 3414.  3703 

Hitler-Stalin  Pact 3498,  3677 

Ho,    Franklin SaSl 

Ho,   Lung 3306 

Ho,  Gen.  Yin  Chin 3626,  3627 

Holcombe,  Arthur 3704 

Plolland 3600,  3633 

Holland,  William  L 3278,  3286,  3287,  3328,  3339,  3340,  3348,  3430, 

3469,  3480,  3581,  3582,  3585,  3587,  3588,  3593,  3594,  3627,  3632,  3634 

Holland,  Mrs.  William  L.  (Doreen) 3340 

Honan  Campaign 3624 

Hong,  Chew  Shi 3509-3512,  3514,  3597 

Hongkong 3314,  3342,  3535,  3586,  3600,  3637 

Hoover,    Herbert . 3479 

Hoover   Library 3545 

Hornbeck,  Stanley  K_ , 3310,  3645 

Hotz,  Robert 3624,  3626,  3703 

House  of  Commons  (Ottawa) 3470,  3472 

House  Un-American  Activities  Committee 3517 

How  Aid  China 3610 

Howard,    Rov 3328 

Hsu,  Yung  Ying 3333,  3334,  3335,  3337-3341,  3594 

Hu,    Han-min 3596 

Hu,  Dr.  Shih 3638,  3639 

Hu,   T.   P , 3335 

88348 — 52— pt.  10 30 


X  INDEX 

Page 

Hu,  T.  Y 3335 

IIu,   Tsangnan 3608 

Hubbard 3580,  3581,  3592 

Hubbard  article , 3450,  3451 

Hubbard,  G.  E 3436,  3452,  3453,  3456,  3457 

Hul)bard,  L.  E 3448,  3450-3452 

Hubbard.  L.  M 3433-3436,  3441,  3443 

Hudson,    (Roy) , 3336 

Hull,  Secretary 3651 

Humelsine,    Carl    H , 3410 

Hungary 3592,  3702 

Hurley,  Ambassador  Patrick  J 3356,  3367,  3374,  3502,  3610,  3626,  3705 

Hymau,  Louis 3336 

Independent  Carpenters  Union 3336 

India 3504, 

3512,  3592,  3599,  3605,  3G22,  3632,  3681,  3694,  3690,  3(i99 

Indochina 3586,  3699 

Indonesia 3623 

IXDUSCO 3670 

Inner    Asian    Frontiers 3614 

Inner  Mongolia 3328,  3538,  3539,  3542,  3638 

Intercontinent  News  (Soviet) 3284 

International  Affairs 3580 

Iiit-criKitional  Association  (Annual  Report  of) 3587 

International  Institute  of  Social  Research 3611 

International  Missionary  Council 3704 

International  Publishers 3481 

Institute  of  Nuclear  Studies 3539 

Institute  of  Pacific  Relations   (IPR) 3279-3280, 

3284,  3280,  3288,  3310-3316,  3319-3323,  3325-3326,  3329,  33:^,  3333, 
3337-3340,  3343,  3346-3348,  3354-3355,  3359,  3361-3364,  3376,  3379, 
3415,  3420,  3422.  3424-3425.  3428-3430.  3434-3436.  3430-3442.  3446, 
3449,  3450,  3452-3455,  3460,  3462,  3465-3467,  3469,  3473-3474,  3478- 
3483,  34S7,  3509-3510,  3514-3517.  3520,  3522-3523,  3543,  3545-3548, 
3551.  3509.  3577,  3579-3581,  3585.  35S7-3588,  3590,  3593-3594,  3604, 
3(il4-3()lG.  363(),  3638,  3642,  3645,  3654,  3675,  3677-3679. 

Institute  of  Pacific  Relations   (American  Council) 3284, 

3316,  3334,  .3344-3347,  3440-3442.  3447-3448,  3482,  3485-3486,  3500, 
3611-3612.  3618.  3640.  3645-3046 

Institute  of  Pacific  Relations  ( Banff  Conference) 3600,  3603-3604,  3632 

Institute  of  Pacific  Relations  (Kritish  Council)—  3316,  3438,  3441,  3486-3487,  3634 

Institute  of  Pacific  Relations  (California) 3517 

Institute  of  Pacific  Relations  (Central  Library  Honolulu) 3593 

Institute  of  Pacific  Relations  (Chinese  Council) 3285, 

3316,  3331,  3438,  3593-3594,  3(534 

Institute  of  Pacific  Relations  (Dutch  Council) 3587,  3633 

Institute  of  Pacific  Relations  (files) 3283,  3294,  3447 

Institute  of  Pacific  Relations  (Honolulu) 3604 

Institute  of  Pacific  Relations  (Hot  Springs  Conference) 3520,  3594 

Institute  of  Pacific  Relations  (Hot  Springs  Conference  Caucus  Meeting)  3514-3515 

Institute  of  Pacific  Relations  (International  Secretariat) 3311, 

3315,  3440,  3442,  3448,  3483,  3485,  3550,  3587-3588,  3500-3592 

Institute  of  Pacific  Relations  (.Japanese  Council) 3331, 

3438,  3482.  3556.  3579,  3580.  3585,  3587,  3589,  3591, 3592,  3633 

Institute  of  Pacific  Relati<ms  (Mont  Treniblant  Conference) 3550,3632 

Institute  of  Pacific  Relations  (New  York  Office) 3294, 

3440, 3442-3443,  3452,  3511,  3512-3523,  3522 

Institute  of  Pacific  Relations  (Pacific  Council) 3430, 

3441,  3448.  3482,  3483,  3580,  3587,  3588,  3591,  3592,  3593 

Institute  of  Pacific  Relations   (Philippine  Council) 3349,3350,3483 

Institute  of  Pacific  Relations   (Princeton   meeting) 3.581 

Institute  of  Pacific  Relations  (Research  Committee) 3509,3531 

Institute  of  Pacific  Relations  (San  Francisco  Office) 3510 

Institute  of  Pacific  Relations  (Secretary -general) 3277,3603,3638 


INDEX  XI 

Page 

Institute  of  Pacific  Relations  (Secretariat  Inquiry) 3587 

Institute  of  Pacific  Relations   (Stratford-on-Avon  Conference) 3547,3032 

Institute  of  Pacific  Relations  (U.  S.  S.  R.  Council) 3316, 

3317,  3319,  3320,  3321,  3322,  3435,  3436,  3438,  3453,  3481,  3482,  3483, 

3484,  3485,  3486,  3582,  3603,  3633. 

Institute  of  Pacific  Relations  (Washington  Office) 3310,3566,3570 

Institute  of  Pacific  Relations   (Yoseniite  Conference) 3311, 

3317,  3318,  3320,  3481,  3482,  3483,  3486,  3543,  3548,  3634 
Institute  of  Physical  Problems  of  the  Academy  of  Sciences  of  the  U.  S.  S.  R-     3621 

Institute  of  World  Politics  and  Economics 3485 

International  Friends  of  the  Chinese  People 8472 

International  Labor  Defense 3336 

International  Labor  Defense  (New  York  Section) 3337 

International  Ladies  Garment  Workers  Dnion  (I.  L.  G.  W.  U.) 3335 

International  Workers  Order 3337 

Interprofessional   Association 3548,  3549 

Intourist 3484 

Iran 3464,  3465.  3504 

Isaacs,  Harold  R 3627,  3628 

Ishii,    Viscount 3."i87 

Ital^v 3584,  3693,  3700,  3703 

Izard,   Ralph 3700 

Izvestia 3318,  3460,  3461,  3484,  3536 


Jaffe,  Philip  J.  (J.  W.  Phillips) 3290, 

3297,  3298,  3299,  3300,  3302,  3303,  3304,  3308,  3331,  3543,  3544,  3552 
Jaflfe,  Mrs.  Philip  J 3290,  32i)8 

Japan 3280.  3281,  3289,  3292,  3297,  3304,  3305, 

3306,  3317,  3323,  3324,  3325,  3326,  3329,  3332,  3342,  3349,  3356,  3358 
3361,  3373,  3374,  3375,  3376,  3382,  3383,  3388,  3391,  3392,  3393, 3394, 
3398,  3401,  3411,  3412,  3413,  3414,  3437,  3439,  3452,  34.")0,  3456,  3470, 
3472,  3473,  3481,  3483,  3488,  3489,  3498,  3500,  3501,  3503,  3545,  3547, 
3548,  3566,  3568,  3580,  3581,  3582,  3583,  3584,  3589,  3591,  3592,  3-593, 
3594,  3608,  3609,  3622,  3623,  3624,  3625,  3627,  3628,  3632,  3640,  3650, 
3661,  3668,  3669,  3676,  3680,  3682,  3683,  3685,  3686,  3687,  3690,  3691, 
3693,  3697,  3698,  3699,  3700,  3701,  3703,  3706,  3707,  3708,  3712,  3713 

Japan  Policy  as  Related  to  China  Policy 3387 

Japanese  Army 3713 

Japanese  Communist  Party 3567,  35  r7 

Japanese  Embassy    (Washington) 3589 

Japanese  Emperor 3577,  3598,  3660,  3661 

Japanese  Foreign  Office 3681,  3682 

Japan's  Emergence  as  a  Modern  State 3469 

Japan's  Red  Flirtation 3705,3706 

Java 3592 

Jefferson  School  Book  Shop 3363 

Jenkinson,   Anthony 3543 

Jessup,  Philip  C 3333,  3515,  3612,  3(>44 

Jewish  City  Club  Committee 3337 

Johns  Hopkins  University 3.368,  33S9,  3404, 

3423,  3430,  3442,  3448,  3454,  3490,  3509,  3510,  3522,  3552,  3557,  3558, 
3563,  3567,  3580,  3581,  3582,  3585,  3588,  3590,  3636,  3638,  3641,  3642 

Johnson,  Representative 3406 

Johnstone,   Anne 3310 

Johnstone,  Bill  (William  C.) 3310 

Joint  American  and  Indian  Conference  (New  Delhi) 3632 

Joint  Chiefs  of  Staff 3597,  3.598,  3622,  3706 

Joint  Preparatory  Committee  on  Philippine  Affairs 3350 

Jones,  Catesby 3641,  3642,  3643 

Judd,  Representative  Walter 3388,3403,3404,3409,3478,3490,3501,3609,3610 

Juikoff 3482 

Justice  Department 3284,  3487 


XII  INDEX 

K 

Pagfr 

Kalgan 3709-3710 

Kalinin 3484 

Kamacliatka 3324,  3326 

Kanner,  David 3337 

Kapitsa,  Peter  L 3620,  3621 

Karr,   David 3369 

Kasenkina.  Mrs.   Oksana   S 3536 

Kazakh  Republic 3460,  3463-3464 

Keene,    Mrs 3488 

Keeney,  Mrs.  Mary  Jane 3545 

Keeney,  Philip  Olin 3545 

Kellner,  Reverend  Henry 3630 

Kemenov 3313-3314 

Kennedy,  George 3470 

Key  Economic  Areas  in  Chinese  History 3594 

Kfare,  Louis 3336 

Kiangsi 3292,3306 

Kimoto,  Jack  Dinichi 3341 

Kindersley.  Sir  Robert 3694 

Kinkoad,   Robin 3545 

Kirghiz 3463 

Kislova,   Miss 3484,  3487 

Kisselev 3313 

Kizer,  Benjamin  H 3545,  3612,  3645 

Klein,    Alfred 3514 

Kleinman,  I 3337 

Kleidmann,  R 3337 

Knowland,  Senator  William  F 3330,  3668 

Kohlberg,  Alfred 3277 

Koide,  Teiji 3297 

Korea 3405,  3432,  3622,  3679,  3703-3704,  3706 

Korean   War 3664 

Korneichuk,    Alexander 3620-3621 

Konrnakoff,    Sergei 3545 

Krasavtsev 3486 

Kravchenko,  Victor 3365,  3499 

Kravel,  Professor 3318,  3486 

Kremlin 3333,  3357,  3405,  3500 

Krivitsky,   Walter 3486 

Kung,  Madame 3551 

Kungchantang 3608 

Kung,    P'eng 3549,  3550 

Kunming 3658 

Kunming  (American  Consulate) 3658 

Kunming    Cable 3625,  3659 

Kuomintang  Government 3307.  3337,  3411.  3476.  3498,  3502,  3535,  3536, 

3538,  3540-3542,  3586,  3595-3596,  3623,  3627-3628,  3683-3684,  3705 

Kwantung  Army  (Japanese) 3698,3710 

Kurile    Islands 3324,  3326 

Kushinsky,  Morris 3336 

L 

Labor  Party    (Great  Britain) 3373 

Labor  Sports  Union 3336,3337 

Lamont,    Corliss 3359,  3360,  3396,  3415,  3545 

Lament,  Thomas  W 3353,  3354, 

3359,  3360,  3361,  3363,  3364,  3365,  3372.  3373,  3374,  3375,  3376,  3378,. 

3380,  3381,  3382,  3390,  3391,  3394,  3395,  3396,  3397,  3402,  3417,  3497 

Landy,   J 3337 

Lang,  Olga 3545. 

Lansin'j:-Ishii  Agreement  of  1919 3691 

Lasker 3592,  359.'! 

Last  Chance  in  China 3669 

Lattimore,    David 3340.  3601 

Lattimore,  Owen 3277-3714 


INDEX  XIII 

Page 
Lattimore,  Mrs.  Owen  (Eleanor  Holgate) 3282, 

3283,  3312,  3515,  3516,  3517,  3533,  3552,  3560,  3561,  3564,  3584,  3590, 

3599,  8607,  3617,  3641,  3644,  3654. 

Lattimore  Whose  Ordeal 3638 

Laundrj'  Workers  Industrial  Union 3336 

Lawrence,  William 3336 

League  of  Nations 3332,  3584,  3695 

League  of  Nations  Economic  Intelligence  Service 3700 

League  of  Nations  Mission  of  Educational  Experts  the  Reorganization  of 

Education  in  China 34.30 

League  of  Nations  Statistical  Yearbook 3696 

Leaning,  W.  J 3343 

League    of    Nations 3681 

Lee,  Duncan   C 3546 

Leland  Stanford  University 3338,  3621 

Lend-Lease  Bill 3581 

Lenin,    V 3582,  3705 

Leningrad 3633 

Lenin  of  China 3500 

Lenin  Pedagogical  Institute   (Moscow) 3621 

Leonov,  Leonid 3620,  3621 

Levin,  Emanuel 3337 

Levin,  M 3337 

Li,  Li-san 3300,  3304 

Li,  T.  H 3335 

Li,  Teh-chuan 3537 

Liangchow 3031 

Liao 3612,  3613,  3614 

Liberator 3498,  3529 

Liberty  Magazine 3356 

Library  of  Congress 3311 

Licht,   Sarah 3337 

Lilienthal,  Philip 34.30 

Lin,  Yutang 3501 

Lindley,  Ernest 3609,  3610 

Lindley,  Sir  Francis 3584 

Lindsay,  Michael 3476,  3545,  3546 

Linton,  Ralph 3611 

Lippmann,  Walter 3703 

Literature  on  the  Chinese  Communist  Movement 3316 

Little.  Brown  &  Co 3362,  3556 

LitvinofC  (Litvinov) 3311,  3313,  33.33,  3484 

Liu,   Wellington 3593 

Liii,  Yu-wan . 3317,  3486 

Lo,   Lita 3536 

Lo,  Robert 3536 

Lockwood,  William  W 3343,  3344,  3345 

London 3414,  3450,  3483,  .3536,  3589,  .3632,  3634,  3648,  3698 

London  School  of  Economics ^ 3611 

London  Times 3288,  3291,  3294,  3299,  3301,  3302,  3353,  3629,  3678 

Lorwin,  Lewis  L 3323 

Los  Alamos 3538,  3539 

Lost  Illusion 3669 

Low  Memorial  Library  (Columbia  University) 3611,  3613 

Lowe,  T.  B 3546 

Loyalty  Board  (Appeal  Board) 3410 

Lovalty  Board   (President's) 3410 

Lozovsky,  S.  A 3313,  3314 

Luce.  Henry 3388,  3403,  3404 

Lustig,  James 3336 

M 

Macadam 3453 

MacArthur,  Gen.  Douglas 3392,  3452,  3622,  3632,  3667,  3703,  3706 

MacKay,  John  A 3704 

MacLeod,  A.  A 3470-3471 


XIV  INDEX 

Page 

MacMillan ^ 349S 

IMacMillan  Co.,  The 3627 

Mai!  and  Empire 3472 

Makini?  of  Modern  China,  The 3462,  3621 

Malaya 3596,  3623,  3696 

Miinrhester  Guardian 3498 

Maiichu    Dynasty 3306 

Manchiikuo 3630-3631 

Manchuria 3360, 

3^66-3367,  3393,  3401,  3406,  3453,  3454,  3463-3464,  3483,  3498,  3503^ 

3583,  3599,  3622,  3631-3632,  3687,  3698,  3706-3707,  3709-3712. 

IMandel,  William  M 3546,  3585 

Mansfield,  Representative  Mike 3409,  3490,  3608-8609 

Mao,   Tse-tung 3288, 

3292,  3293,  3297-3298,  3300-3305,  3307-3308,  3500-3503,  3593,  3669 

Marine  Workers  Industrial  Union 3336 

Markoff,  A 8335 

Marshall,  Gen.  George  C 3397,  3399,  3400, 

3406,  3408,  3622,  3624,  3658,  3661,  3662,  3664r-3667,  3706,  3708-3712 

Marshall    directive 3601 

Marshall  Mission 3378,  3708,  3709- 

Marshall  Plan 3539,  3663,  3771 

INIarshall  Policy— A  Steady  Pattern 3664 

Marsh,  Mr 3512 

Ma  rtin,  W 333T 

Marx 3501 

MnryknoU  Mission  in  Fushun,  Manchukuo 363Q 

Masses 3498 

Matles,   James 3336- 

Matsumoto 3589- 

Matusow,  Harvey  M 3362 

Maul,    Grace 3471 

IMcCarthy,  Senator  Joseph 3277,  3281,  3282,  3553,  3555,  3562,  3615,  361T 

McCullough,  Rear  Adm.  R.  P 3512 

McDermott,  Michael 3410 

M 

McGarry,  Mrs 3340 

MoGovern . 3614 

McKinley    Tariff 3687 

McWilliams 3588 

Medynsky,  Eugene 3620,  3621 

Meiji   Restoration  in  Japan 3688 

Meiu  Kampf 3702 

Menges,   Karl    H 3611 

Menefee,  Selden 3546 

Menges,  Prof.  Karl  H 3637 

Menzles,   A.    R 3472 

Mexico 3696,  3697 

Mikhailovitch,    General 3503 

Mikoyan 3313,  3314 

Miller,  Robert  T 3546 

Mind  Medicine  and  Man 3621 

Minorities  in  the  Soviet  Far  East 3461,  3462,  3617,  3618,  3621 

IMinnsinsk 3463 

Missionaries  of  the  Sacret  Heart  of  Issoudum 3630 

Mitchell,  Miss  Kate 3481,  3483,  3581,  3587,  3588,  3592 

Mitsubishi 3583 

Mitsui 3583 

Mo,  James 3335 

Mongolia 3318,  3463,  3488,  3552,  3599,  3634,  3638 

Mongolian    Atlas 3322 

Mongolian  People's  Republic 3323 

Montello,  Dominick 3336 

Montreal 3582 


INDEX  XV 

Page 

Moon,  P.  T 3546 

Moore,  Harriet  L.  (Gelfan) 3816-3318,3321-3323.3329,3343,8449,3450- 

3452,  3454,  3456-3457,  3466,  3479,  3480-3481,  3483-3485,  3547,  3570 

Moore,  Richard 3335 

Moose,  Elizabeth 3556 

Moose,  Professor 3552,  3556 

Morgenthau   Plan 3669 

Moscow 3277, 

3284,  3317-3318,  3320.  3322,  3327-3329.  3331.  33.82.  3'65.  33^:8, 
3405,  3434,  3439,  3466-3467,  3481,  34S3,  3484,  3186-3488,  3499, 
3500,  3502,  3503,  3533,  ,8536.  3538,  3558,  3559,  3596,  3003-3605, 
3614,  3632-3634,  3638,  3702,  3703,  3705. 

Moscow  Daily  News 3526,  3529 

Moscow  Meetings  (1936) 3315,  3316,  3321,  3323,  3547,  3603.  3i;04,  3679 

Moscow  Trials 3364,  3466,  3468,  3499,  35S1 

Moscow  Visit 3487,  3614 

Moscow-Volga  Canal 3484 

Mosimien    ( China ) 36.80 

Motvlev,  Dr.  V.  E.  (Motiliev) 3311, 

3315-3319,   3822-3326,   3331,  3333,  3434,   3437,  3443,  3446,   3450, 

3453,  3457,  3481,  3482-87. 

Moyer,  Mr 3512,  3514 

Mr.    President 3640 

Mu,  Ch'Iao 3341,  3509 

Mukden 3711 

Munich 3421.3712 

Murray,  Senator  James  E 3666,  3667 

Murphy,  J.  Morden 3704 

Mussolini 3586 

M.  V.  Oeorgic  (Steamship) 3480,3481 

My  Life  in  China 3705 

My  25  Years  in  China 3498 

N 

Nadal,  Brother  Paschal  O.  F,  M 3630 

Nakannira,   Nobuyoshi 8297 

Nan-ch'ang    Uprising 3306 

Nankai   University    (Peiping) 3593 

Nanking 32S9.  3281,  3294,  3304-3306,  3475, 

3482,  3535-3537,  3582-3584,  3589,  3622-3623,  3685,  3706,  3710-3711 

Narkomindel 3319,3823 

Nasu 3585 

Nation 3465,  3705-3706 

National  Catholic  Welfare  Conference  News  Service 3680 

National  Committee  to  Win  the  Peace 3477-3479 

National  Library  (Peiping) 3593 

National    Steel    Corp 3703 

Navy  Department 3474 

Nazi    Underground '. 3387 

Needle  Trades  Worlvers  Industrial  Union ,8885-3336 

Nehru,  Prime  Minister 3568,  8605 

Nelson 3626 

Nessin,    Sam ,8,886 

Netherlands 3,592 

New  China  Daily  News 3.596 

New  Delhi 3605 

New  Fourth  Route  Army 3476,  3.523-3,525,  3559,  ,3624 

New    Guinea 3702 

New  I>eader 3638 

New  ]\Iasses 3297-3299,  3302-3304~  3465,  3.529 

New  Republic 346.5 

New  School  for  Social  Research 3615 

New  Statesman  and  Nation 3706 

New  York  Herald  Tribune 3627,  3664,  3666,  3703 


XVI  INDEX 

Page 
New  York  Times 3353-3355, 

33G0-3361,  3374-3376,  3382,  3390,  3396,  3503,  3518-3519,  3535,  3589, 

3615,  36S5,  3700,  3704-3705. 

New  York  Worker  Peasant  Alliance 3335,3337 

New   Zealand 3318,  3592,  3593 

Neymaun 3318 

Nimitz,  Admiral  Chester  A 3632 

No  Peace  for  Asia    3627 

Norin 3287 

Norman  E.  Herbert 3469-3473,  3547-3548,  3568 

North  China 3707-3708 

North  Korea 3409 

North  Korean  Communists 3432 

North  Pacific  Fisheries 3481-3482 

Norway 3467,  3600,  3632 

Nuhle 3343 


Oakie,  Jack 3517 

O'Brien,  Howard  Vincent 3450 

O'Connor,  Oleta 3548 

Odessa 3536 

Office  of  Strategic  Services  (OSS) 3280,3339 

Office  of  War  Information  (OWI) 3333-3334,  3338-3339,  3341,  3363, 

3386,  3511-3514,  3517-3518,  3576,  3597,  3598,  3621,  3632,  3645,  3659 

Office  of  War  Information  (China  Division) 3517 

Office  of  War  Information  (OWI)  (New  York  Office)  __  3334,3339,3512,3595,3597 

Office  of  War  Information  (Pacific  Operations) 3511 

Office  of  War  Information  (Personnel  Security  Committee) 3513,  3595,  3597 

Office  of  War  Information  (OWI)   (San  Francisco) 3285,  3287,  3339,  3545 

Office  of  War  Information  (San  Francisco  Office,  Chinese  Section) 3340,  3512 

Office  of  War  Information  (Japanese  Desk,  San  Francisco  Office) 3598 

Office  of  War  Information  (Security  Board) 3510 

Office  of  War  Information  (Washington) 3363,3389 

Office  Workers  Union 3336 

Okinawa 3622,  3625,  3706-3707 

Olgin.  M.  J 3335 

One  Who  Survived 3704 

Orchard,  John  E 3323,  3486 

Ordeal  by  Slander 3277,  3279,  3369,  3486,  3603,  3614,  3617 

Orsanization  of  Soviet  Science,  The 3621 

Osborne,  Clay 3598 

Oslo 3467 

OSS.     (See  Office  of  Strategic  Services.) 

Ostrander,  Mr.  S.  Taylor 34.55 

Ottawa 3582 

Oumansky,  Ambassador  Constantine 3329,3638 

Our  Jol)  in  the  Pacific 3654,  3655 

Outer  Mongolia 3311,  3313,  3323,  3328,  3483,  3632,  3634-3636,  3638 

Over.craard.  Andy  (Andrew) 3.336 

Overseas  News  Agency 3508,  3668 

Owens,  Hamilton 3648 

Ozaki,   Hotzumi 3548 

P 

Pacific   Affairs 3277, 

3284,  3299,  3300,  3304,  3309,  3312,  3315-3317,  3319-3321,  3324-3325, 
3320-3333,  3344-3345.  3348-3340.  3430,  343.3-3438,  3440-3442,  344.5, 
3447-3449,  3451,  34.53-3454,  3465-3467,  3469,  3472-3473,  3482-3484, 
3486-3487,  3505,  3521-3522,  3529,  3545,  3548,  3568-3569,  3577,  3579- 
3582,  3585,  3588-3594,  3600,  3603-3604,  3615,  3633-3634,  3679-3680 

Pacific  Institute  of  Amsterdam 3486 

Page.   R ,3480 

Palestine 3.592 

Pan  American  Clipper 3600 


INDEX  XVII 

Page 

Tandit,  Mrs.  V.  L 3313-3314,  3605 

Pan  Pacific  Club  (Shanghai) 3604 

Panyushkin,  Mr.   (Soviet  Ambassador) 3311 

Paris  Exposition 3484 

Parker,  Philo  W 3612 

Patri,    Giacoma 3621 

Patterson,  William 3336 

Pauley 3489 

Pauley  Reparations  Mission 3282,  3297,  3473,  3488-3489,  3521,  3632,  3652 

Pavlenko 3484 

Pearl  Harbor 3391,  3411,  3623,  3700 

Pearson,    Drew 3368-3370 

Pegoraro,  Rev.  Epiphany,  O.  F.  M 3630 

Peiping 3580,   3593 

Peiping-Haukow   Railroad 3477 

Peking 3287,  3290,  3295,  3303-3304,  3322,  3568,  3632,  3634,  3651,  3670 

Pelliot 3333 

Pennfield,  James 3646 

P'eng,  Mr.  Kung 3341 

Penrose 3323 

People's  Allied  Anti-Japanese  Army   (1930's) 3538 

People's  Anti- Japanese  Military-Political  University  (Yenan)__  3.300,  3305,  3308 

People's  China 3538,  3542,  3543 

People's  Daily  World 3700 

People's  Liberation  Army 3541 

Peffer,  Nathaniel 3323,  3592 

Pershing,    General s 3708 

Philippine  Islands 3323-3324,  3348-3349,  3483,  3592-3.593, 

3622,  3661,  3689,  3696,  3701,  3702,  3706-3707 

Phillips,  Lillian 3548,  3549 

Ping,  Tong 3335 

Pinghan  Railroad 3624 

Pivot  of  Asia 3636 

Pizer,  Morris 3336 

Piatt,  Leon 3335 

Plumptre 3430 

Foheda  (Russian  motorship) 3536 

Po-ku.     (See  Ch'in  Pang-hsien.) 

Poland 3592,  3631,  3633,  3664 

Poland,  Fred  W 3.549,  3.550 

Political   Affairs 3414-3415 

Pomona  College  (San  Francisco) 3286 

Porter,  Catherine 3440-3441,  .3465-3466,  3480-3481,  3581 

Position  of  and  Struggle  by  the  Peasantry  for  Improved  Conditions  in 

Japan 3485 

Postolsky,  Max 3337 

Potash,  Irving 3336 

Potsdam 3378,  3413,  3709 

Powell,  .L  B 3353,  3355,  3361,  3391,  3497,  3498 

Pfotenhauer,  Herr  Hans 3593 

Pra\  da 3365,  3460-3461,  3499,  3.536 

Pregel,  Boris 3576 

Preliminary  Meeting  of  the  American  Delegation  IPR  Hot  Springs  Con- 
ference      3.515 

Present  Conditions  in  China 3681 

Present  Situation  and  the  Next  Tasks,  The 3414 

Press  Club   (Tokyo) 3.521 

Pressman,  Lee 3550 

Price,  Mildred   (Coy) 3550-3551,3560 

Problems  of  Japanese  Administration  in  Korea 3-592 

Problems  of  the  Pacific 3483 

Prokopovich,  Professor 3444 

Pushkin 3621 

Putnam's  Sons,  G.  P.  (New  York) 3624,3826,3706 

Putnev  School  (Vermont) 3601 

Pvke,  Richard 3481,  3483,  3486 


XVni  INDEX 

B 

Page 

Radek,  Karl 3407 

Rajchman,  Liidwig 3551 

Rakovsky,  George 3467 

Rate  of  Growth  in  the  Soviet  Union,  The '3451 

Ray,  Thomas 3336 

Reader's  Digest 3353, 

3355-3356,  3361-3365,  3375,  3378,  3380-3382,  3390-3391,  3497-3^98 

Red  Academy  (Yenan) 3292,3299 

Reichshaiier 3486 

Remer,  Carl  F 3280,  3281, 3310,  3311,3690 

Remington,  William - 3556 

Report  from  Red  China 3500 

Rise  of  American  Civilization,  The 3689' 

Road  to  the  Ocean 3621 

Roberts,  Holland 3620,  3621 

Robertson,  William  S 3704 

Robeson,  Paul 3477,  3556, 3570 

Rockefeller  Foundation,  Inc 3637-3638 

Rodman,  Samuel - 3551 

Rogers,  Representative . 3407 

Rogers,    Pauline 3337 

Rogoff,  Vladimir  (Rogov) 3280,3283-3284,3309-3311 

Rome - 3630 

Romm,  Vladimir 3311,  3318 

Roosevelt,  President   Franklin  D 3324,3330,3374,3377,3479, 

3499,  3624,  3626,  3650-3651,  3658-3659,  3667,  3693,  3696,  3700,  3702 

Roosevelt-Churchill  pledge 3503 

Rosenberg,  B - 3337 

Rosenberg,  Isadore 3336 

Rosenberg,  Max 3336 

Rosenman - 3640 

Rosinger,  Lawrence  K 3551-3552 

Ross,  Charlie 3640 

Rotary  Club,  Peking 3604 

Rotterdam 3604,  3633 

Roth,  Andrew 3552-3558 

Roudabush,   Steven 3646 

Roudabush,  Mrs.  Steven 3646 

Rowe,  David  E 3312 

Royal  Anthropological  Institute   (London) 3604 

Royal  Institute  of  International  Affairs 3435-3436,  3486,  3582,  3604 

Rubin,  Jay , 3336 

Russia 3280,  3329, 

3332,  3358-3359,  3361,  3365,  3373-3374,  3376,  33S7-33SS,  3390-3391, 
3394-3397,  3403-3405,  3407-3408,  3411-3413,  3417,  3420-3424,  3428, 
3430-3433,  3437,  3443,  3449,  3451,  3454,  3460.  3464,  3468-3460,  3498- 
3499,  3501,  3529,  3533,  3537,  3541,  3584,  3588,  3600,  3616,  3623.  3632, 
3634-3836,  3640,  3646,  3648,  3662-3668,  3680,  3683,  3691,  3707-3711 

Russian  Army 3365,  3484,  3709 

Russian  Embassy   (Washington) 3646,3648 

Russian-Japanese  Nonaggression  Pact 3279 

Russian  Military  Intelligence 3327 

Russian  Mutual  Aid 3337 

Russian  Revolution  1917 3463 

Rnsso-Chinese    Border 3463 

Russo-Japanese  Pact 3522,  3523,  3669 

Russian  War  Relief,  Inc 3615 

S 
Saigon 3623,    3706 

Saion.ii,  Kimi  Kazu 3550,  3557,  3589,  3592 

Salmon.  Stanley 3508 

Salter,  Sir  Arthur 3333,  3681,  3682,  3688,  3696,  3699 

Saniiirins 3536 

San  Francisco  Daily  News 3581 


INDEX  XIX 

Page 
Saturday  Evening  Post 3466,  3503 

Saturday  Review  of  Literature 3669 

Sazer,    H 3335 

SCAP 3452 

Schiller,  Harry 3337 

Schlesinger,  Arthur  M.  Jr 3666 

Schneider,    Helen 3557 

Schneider,    Isidore 3557 

Schraven,  Most  Reverend  Hubert  Francis 3631 

Science  and  Society 3568 

Security — Can  it  be  Retrieved 3333 

Service,  John  Stewart 3410,  3552,  3553,  3554,  3555,  3657 

Shall  America  Stop  Arming  Japan 3430 

Shanghai 3281, 

3308,  3317,  3411,  3498,  3540,  3586,  3599,  3G22,  3623,  3625,  3634,  3652, 

3688,  3698,  3706, 3708, 3710,  3712, 3714. 

Shansi    Province 3287 

Shantung  Province 3709 

Shavelson,  Clara 3337 

Shelesnyak,  M.  C 3557,  3558 

Sheusi  Province 3304,  3306,  3307,  3541,  3624 

Sheppard 3336 

Sher,  Mort 3336 

Shiman 3485,    3592 

Shoe  and  Leather  Workers  Industrial  Union 3336 

Shu,  Y.  Y.     (SeeHsu,  Y.  Y.) 

Sian 3287,  8289,  3291,  3292,  3304,  3306,  3625 

Sian  Incident 3305,  3307 

Siberia 3324,  3365,  3499,  3623,  3632,  3G46,  36G0,  3706,  3710 

Silverman,    Harriet 3335 

Simmons,  Ernest  J 3620,  3621 

Simons,   William 3337 

Sinclair,  Harry  F 3702 

Singapore 3596 

Singer,  Joseph 3337 

Sinkiang 3323,  3463,  3464,  3705 

Siskind,    George 3335 

Sino-American  Pact 3626,  3709 

Sino- Japanese    War 3476 

Situation  in  China,  The 3316 

Slavonic  Institute  in  Prague 3444 

Smedley,  Agnes 3300,  3304,  3308,  3558,  3559 

Smirnov 3484,3487 

Smith,  Mr 3511 

Smith,  Adam • 3695 

Smith,  Mr.  Farrar 3514 

Snow,  Edgar 3291, 

3300,  3304, 3355,  3380,  3382,  3391,  3500,  3501,  3669 
Snow,  Mrs.  Edgar  (see  also  Nym  Wales)—  3295,  3296,  3298,  3300,  3304, 3560,  3568 

Snyder 8640 

Socialist  Party  (United  States) 3305 

Society  for  Sino-Soviet  Cultural  Relations 3317 

Soltan,    Joseph 8337 

Solution  in  Asia 3311,  3312,  3313,  3357,  8362,  3363,  3364,  3376,  3499,  3578 

Some  Aspects  of  Psychiatry  in  the  U.  S.  S.  R 3621 

Soong,   Sing  Ling 3477 

Soong,  Dr.  T.  V 3551, 3626,  3639 

Sorge,    Richard I 3560,  3566 

Southard,    Ordway 3560,  3561,  3562,  3565 

Southard,  Mrs.  Ordway  (Mary) 3560,3561,3562,3565 

Souvarine,  Boris 3365,  3499 

Soviet  Asia  Mission 3652 

Soviet    China 8306 

Soviet  Communism  a  New  Civilization 3444 

Soviet    Constitution ^ 3460 

Soviet  Culture  in  Wartime  No.  3 3617,  3618,  3619 


XX  INDEX 

Page 

Soviet  Embassy   (Tokyo) 3482 

Soviet  Far  East 3317,  331S 

Soviet  Foreign  Office 3647 

Soviet  Invasion  of  Finland 3419, 

3420,  3421,  3422,  3423,  3425,  3426,  3427,  3428,  3430,  3431,  3432,  3445 

Soviet  Polish  Delegation  (U.  N.) 3551 

Soviet  Purchasing  Commission  (Washington) 3499 

Soviet  Kenion  (China) 3308 

Soviet  Russia 3356,  3431,  3432, 

3448,  3457,  3461,  3498,  3527,  3529,  3546,  3634,  3669,  3677,  3684,  3705 

Soviet  Pussia  Today 3426,  3427,  3428,  3529 

Soviet  Union 3289,  3313, 

3317,  3325,  3334,  3335,  3355,  3300,  3365,  3366,  3367,  3390,  3414.  3425, 
3444,  3453.  3457,  3460,  3463,  3464,  3466,  3467,  3480,  3494,  3500,  3504, 
3537,  3542,  3584,  3586,  3592,  3603,  3608,  3621,  3647,  3679,  3701,  3703 

Sovietskie  Kraebedenie 3317 

Spain 3430,  3467,  3584,  3586,  3592,  3614,  3703 

Sproul,  Robert  Gordon 3612 

Stalin,  Joseph 3328,  3355,  3357,  3364, 

3365,  3387,  3390,  3413,  3499,  3500,  3502,  3503,  3581,  3608,  3627,  3702 

Stallraan,  Ben 3336 

Standard  of  Living  in  the  Soviet  Union,  The 3443 

Stassen.  Harold  E 3404 

Statesman's  Year  Book  (London) 3686 

State  Department 3281,  3282,  3310,  3361,  3367,  3369,  3371,  3376, 

3377.  3378,  3380,  3382,  3383,  3384,  3385,  3386,  3399,  3400,  3401,  3402, 
3410,  3414,  3488,  3494,  3503,  3520,  3555,  3556,  3577,  3601,  3615,  3616, 
3617,  3644,  3659,  3661,  3666,  3667,  3676,  3677,  3689,  3709,  3711,  3712 

State  Department  Conference   (October  6-8) 3704 

State  Department  (Far  Eastern  Division) 3398,  3520,  3666,  3667 

State  Department  White  Paper 3406,  3650 

State  Department  Loyalty  and  Security  Board 3410 

Steel  and  Metal  Workers'  Industrial  Union 3336 

Steely,  Mr.  E.  Newton 3512,  3679 

Stefansson,  Mr.  Vilhjalmur 3546,  3557,  3558,  3560,  3561,  3562,  3563,  3564,  3565 

Stefansson,  Mrs.  Evelyn 3560,3561,3562,3563,3564,3565 

Steiger.  Andrew 3567,  3653 

Stein,  Guenther 3331,  3566 

Stepanov 3313,   3314 

Stewart,  Marguerite  A 3640 

Stilwell,  Gen.  Joseph  W 3501, 

3503,  3624,  3625,  3626,  3627,  3657,  3667,  3708,  3709 

Straits    Settlements 3592 

Strong,  Anna  Louise 3523, 

•       3524,  3525,  3526,  3527,  3528,  3529,  3530,  3533,  3534,  3559,  3567 

The  Strongholds  of  Chinese  Communism,  a  Journey  to  North  Shensi 3288 

Suez 3632 

Suiyuan    Province 3539 

Sullivan,    Richard 3336 

Suma 3589 

Sun   Fo 359S 

Sun,  Yat-sen 3300,  3304,  3475,  3476,  3477,  3498,  3537,  3595,  36S3,  3684,  3691 

Sun,  Madame  Yat-sen 3477,  3551,  3567,  3658 

Sunday   Worker 3529 

Sweden 3592,  3600,  3632 

Switzerland 3599,   3652 

Symposium  on  China 3485 

Symposium  on  Fifth  Anniversary  of  Japanese  Invasion  of  Manchuria 3485 

Szechwan  Province 3306 

T 

Tanaka,  Baron 3702 

Takayanagi 3587,3592 

Takeda,  Shiro 3297 

Tarawa 3502 


INDEX  XXI 

Page 

Tarr 3588,  3589 

Tass 3284,3536 

Tawney,  R.  H 3611,  3612 

Taxi  Workers  Union 3336 

Taylor,  George 3584,  3594,  3611 

Taylor,    Jack 3336 

Tenth  Army  (United  States) 3625 

This  Is  the  Hour 3621 

This  Soviet  World 3528 

Thompson 3600 

Thompson,  Dorothy 3507,  3508 

Thompson,  John 3581 

Thompson,  Miss  Virginia 3333 

Thorner,  Daniel 3567,  3636,  3637 

Thorner,  Mrs.  Daniel 3637 

Thorpe,  General 3547,  3548,  3670 

Three  Principles  of  the  People  or  San  Min  Chu  I 3475 

Tibet 3292,3552 

Tientsin 3651 

Tikhi    Okean 3318,  3319,  3482, 3485,  3581 

Ting  Ling 3300,  3304 

TiugiMen , 3308 

Tito 3503 

Todd,  Larry 3310 

Tokuda,   Kyuichy 3567,  3568 

Tong,   Hollington 3536 

Toronto 3470,  3471 

Tokyo 3297,  3467,  3469,  3481,  3482,  3521,  3592,  3593,  3702 

Trachtenberg,  Alexander 3283,  3335 

Trade  Union  Unity  Council 3336 

The  Tragedy  of  the  Chinese  Revolution 3627 

Trans-Pacific  Air  Service 3324.  3325 

Trans-Siberian  Railroad 3632, 3701 

Treasury  Department 3569 

Tribute  to  Alexander  Kaun 3620 

Trone,    Solomon 3568,  3605 

Trone,  Mrs.  Solomon 3605 

Trotsky,  Leon 3356,  3361,  3467,  3627,  3705 

Trud    3460,  3461 

Truman   Doctrine 3539,  3665 

Truman,  President  Harry  S 33.">5,  3357, 

3366,  3368,  3370,  3371,  3372,  3375,  3376,  3377,  3378,  3379,  3380,  3382, 
3383,  3384,  3385,  3386,  33^7,  3388,  3389,  3390,  3394,  3395,  3397,  3398, 
3399,  3400,  3401,  3402.  3J03,  3404,  3409,  3412,  3413,  3416,  3493,  3494, 
3495,  3496,  3497,  3573,  3574,  3639,  3640,  3661,  3065,  3676,  3677,  3704 

Tseng,    Yang-fu 3404 

Tsiang,    H.    T 3337 

Tsuru,    Shigato 3568 

Turkestan    3708 

T.  V.  A 3520 

Tydings,  Senator  Millard  E 3282,  3286,  3480 

Tydings  Committee  Hearings 3345, 

3350,  3493-3497,  3507,  3573,  3574,  3628,  3668,  3676 
Tyler,  Miss  Charlotte 3322,  3480,  3481 

U 
Ulan  Bator 3318 

Unemployed  Councils 3336 

United  Front 3293,  3306,  3.307,  3.5S6,  3669,  3684 

Uniled  Nations 3357,  3479,  3551,  3632,  3704 

United  Nations  Charter 3407,3408 

United  Nations  (Russian  delegalion) 3646 

United  Nations  (San  Francisco  Conference) 3355 


XXn  INDEX 

Page 
United  States-  3308,  3325,  3326,  3342,  3350,  3360,  3365,  3374,  3382,  3393,  3394,  3398, 
3400,  3409,  3415,  3459,  3172,  3476,  3484,  3498,  3499,  3503,  3536,  3537, 
3570,  3574,  3575,  3581,  3583,  3586,  3592,  3595,  3599,  3600,  3602,  3609, 
3610,  3615,  3616,  3622,  3627,  3632,  3633,  3639,  3640,  3662,  3663,  3666, 
3675,  3676,  3679,  3681,  3684,  3685,  3686,  3688,  3690,  3692,  3693,  3696, 
3697,  3699,  3702,  3704,  3706,  3707,  3708,  3709,  3711,  3712,  3713,  3714 

United  States  Armed  Forces 3399,  3406,  3541,  3667 

U.  S.  Army 3702 

United  States  Army  Chemical  Warfare  School 3702 

United  States  Army  (Department  of) 3669,  3701 

United  States  Army  Industrial  College 3702 

United  States  Army  Intelligence  (G-2) 8327,  3670 

United  States  Army  War  College  at  Fort  Leavenworth,  Kansas 3702 

United  States  Army  War  College  (Washington,  D.  C.) 8643 

United  States,  China,  and  the  World  Market,  The 3680 

United  States  Department  of  Agriculture 3693 

United  States  Department  of  Commerce 3685 

United  States  Government 3305, 

3307,  3314,  3315,  3334,  3353,  3355,  3357,  3358,  3363,  3364,  3360,  3373, 
3376,  3378,  3379,  3381,  3382,  3384,  338S,  3395,  3403-3405,  3413,  3435- 
3436,  3437,  3463,  3465,  3475,  3479,  3500,  3501,  3540,  3541,  3542,  3691 

United  States  Marine  Corps 3473,  3474,  3509 

United  States  Army  Military  Academy  (West  Point) 3701,  3704 

United  States  Navy 3392,  3473,  3689 

United  States  Navy  (Office  of  Naval  Intelligence) 3556,  3557 

United  States  Relations  with  China  (State  Department  White  Paper) —     3705 

United  States  Senate 3674 

United  States  Strategic  Bomb-Survey  Mission 3297 

United  States  Supreme  Court 3645 

United  States  Treasury 3364,  3688,  3697 

United  States  Liberation  of  Philippines 3324 

United  States  Recognition  of  the  U.  S.  S.  R 3324,  3702 

University  of  California 3536 

University  of  California  Press 3287 

University  of  Chicago 3538 

University  of  INlissouri 3498 

University  of  Pennsylvania 3636 

University  of  Washington 3611 

University  of  Wisconsin 3538,  3539 

UNNRA 3645 

Upper  Canada  College 3472 

Ushiba 3317,  3331 

Ussachevsky,  Betty 3640 

U.  S.  S.  R.  (Union  of  Soviet  Socialist  Republics) 3307,  3317,  3320, 

3r!23.  3325,  3326.  3329,  3330,  3335,  3346,  3382,  3423,  3435,  3436,  3449, 
3453,  3475,  3476,  3483,  3484,  3487,  3533,  3592,  3G08,  3615,  3695,  3700 

U.  S.  S.  R.  Air  Force 3623 

U.  S.  S.  R.  Aimv 3498,  3499,  3703 

U.  S.  S.  R.  Handbook 3317,  3321,  3322 

Utlev,  Freda 3587,  3610,  3668,  3669,  3705 

Uzbekistan 3463 


Van  Kleeck,  Mary 3466,  3568 

Van  Wiilrec 3486 

Varga,  Eugene 3313,3314 

A'^ersailles  ( 'onference 3684 

Victoria  College 3472 

Vincent,  John  Carter 3280, 

3281,  3311,  3371,  3377.  3383,  3384,  3385,  3386,  3397,  3398,  3399, 3400, 
3520.  3568.  3640,  3641,  3650,  3651,  3652,  3655,  3656,  3657,  3658,  3659, 
3660,  3661,  3662,  3667. 

Vinogradoff 3484 

Vinson 3640 

Virginia  Beach  Conference  (1939) 3482 

Virginia  Quarterly 3333 


INDEX  xxm 

Page 

Vladivostok 3484,  3702 

Voi 3313 

Voitinsky,  G—  3313,  3314,  3315,  3316,  3317,  3318,  3319,  3333,  3439,  3441,  3482,  3484 

Vorys,  Representative 3407 

Vox  (Voks) 3452,  3484,  3487 

W 

Wagenknecht,  Alfred 3337 

Wales,  Nym 3568 

Wallace,  Henry  A 3460,  3461,  3462,  3567,  3575,  3576,  3625,  3632,  3646 

3647,  3649,  3650,  3652,  3653,  3654,  3655,  3656,  3657,  3659,  3660,  3709 

Wallace  Mission 3658,  3660 

Walsh 3580 

Walter  Hines  Page  School  of  International  Relations 3460, 

3462,  3585,  3621,  3636,  3666 

Wang,  C.  C 3594 

Wang,  Ching-wei 3595,  3596,  3684 

War  and  the  Working  Class 3309,  3310 

War  Department 3626,  3627 

Ward,   Angus 3616 

Ward,  Mrs 3592 

War  and  Peace  in  Finland 3425,  3426,  3427,  3428 

Wardsworth 3584 

Ware,  James  R 3611 

Warnshuis  34S6 

Washinjcton  Arms  Conference  of  1921 3702 

Washington  Post 3609,  3610 

Way  of  a  Fighter 3411,  3622,  3623,  3624,  3626,  3706 

Webb,  Beatrice 3444 

Webb,  Sidney 3444 

Wedemeyer,  Gen.  Albert  C 3356, 

3625,  3627,  3669,  3670,  3708,  3709,  3710,  3712. 

Wee,  David 3337 

We  Fought  For  Peace 3477,  3-178 

Weiner,  Robert  William 3283 

Weiner,    Tom 3037 

Weisberg,  Isador 3336 

Weizmann   Institute    (Palestine) 3558 

Welles,   Sumner 3327 

Welsh,   Gertrude 3335 

Weyl,  Nathaniel 3^547,  3543 

What  Korea  Pays  for  Japanese  Rule 3581,  3592 

White,  Harry  Dexter 3568,  3569,  3669 

White   House ^ 3367, 

3368,  3369,  3370,  3377,  3386  3387,  3401,  3409,  3412,  3480,  3493, 

3494,  3495,  3573,  3625,  3649,  3650,  3678,  3702. 

White,  William  L 3669 

Who  Wanted   to   Recognize   Red   China 3578,   3611,   3703 

Who  Said  the  Chinese  Communists  Were  Not  Real  Communists 3705 

Why  China  Wants  Peace 3538 

Wilbur,  Ray  Lyman 3612 

Williamson,  J 3335 

Willoughby,  Gen.  Charles  A 3566 

Wilson,   President  Woodrow 3701 

Wineberg 3484 

Winnick   3337 

Winter,  Carl 3338 

Winter,  Ella 3569 

Wiss,  Helen 3580 

Wittfogel,  Karl  August 3545,  3611,  3612,  3613,  3614,  3679 

Wolfe,    Mr 3539 

Workers  Ex-Servicemen's  League 3336,  3337 

Workers  International  Relief 3337 

Workers   Monthly 3529 


INDEX 


Page- 
World  War  I 3421,  3479,  3635,  3691,  3701 

World  War  II 3537,  3538,  3635,  370^ 

World  War  III 3623,  3706 

World  Youth  Festival  (Fragile) 3601,3636 

Wortis,  Kose 3335,  3336 

Wright,  Quincy 3323,  3324 

Wu,  Leonard  T.  K 3682,3685 


Yakhontoff,  Victor  A 3569 

Yalta  Agreement 3395,  3412,  370^ 

Yanaihara 3581,  3592 

Yangtze  Valley 3520,  3586,  3622,  3624, 3706,  3708,  3710,  3712,  3713 

Yardumian,  Rose  ( Stein) 3280,  3309,  3310,  3311,  3552,  3566,  3567,  3570 

Yarnell,  Admiral  Harry 3478 

Yasuo 3587 

Yekelchik 3337 

Yellow  River 3501,  3624 

The  Yen  and  the  Sword 3331 

Yenan 3289 

3290,  3292,  3293,  3294,  3296,  3297,  3299,  3301,  3302,  3304,  3305,  3306, 
3308,  3309,  3341,  3353,  3388,  3405,  3501,  3503,  3624,  3625,  3628,  3629 

Yenan  (American  Mission  to) 3624 

Yenan  (Foreign  Office) 3288,  3300,  3304 

Yenan  (Trip  to) 3287,  3288 

Yenchang 3308 

Yenching  University 3476 

Yergan,  Max 3556,  3570 

Young,  Margaret 3566 

Young  Men's  Christian  Association  (YMCA) ^ 3602 

Young  Women's  Christian  Association   (YWCA) 3537,  3636 

Youth 3477,  3478 

Yu-ch'uan 3612,   3613 

Yugoslavia 3503,3664 

Yunnan . 3625 

Z 

Zhukov ^ 3313,3314 

Zilboorg,    Gregory 3620,  3620 

Zucker,  Edith 333T 


O