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B.  E,  ST 


J 


JOURNAL 

OF  THE  SOCIETY  OF 

MOTION  PICTURE  ENGINEERS 

Volume  XXXVII  July,  1941 


CONTENTS 

Page 

Twenty-Fifth  Anniversary  of  the  Society  of  Motion  Picture  En- 
gineers    3 

Salute  to  the  SMPE WILL  H.  HAYS  5 

Another  Milestone. . „ EMERY  HUSE  7 

Twenty-Five  Years  of  Service F.  H.  RICHARDSON  9 

Recent  Advances  in  the  Theory  of  the  Photographic  Process .  . 

C.  E.  K.  MEES       10 

Recommended  Procedure  and  Equipment  Specifications  for 
Educational  16-Mm  Projection — A  Report  of  the  Commit- 
tee on  Non-Theatrical  Equipment 

Part  I.  General  ^Recommendations 22 

Part  II.  The  Optical  Properties  of  Commercially  Available 

Screens  for  16-Mm  Projection 47 

Part  III.  Performance  Specifications  for  16-Mm  Projection 

Equipment  for  Educational  Service 57 

Supplement.  Resolution  Tests  on  16-Mm  Projection  Lenses  70 

Report  of  the  Standards  Committee 76 

Report  of  the  Theater  Engineering  Committee 78 

Television  Report,  Order,  Rules,  and  Regulations  of  the  Federal 
Communications  Commission 87 

Characteristics  of  Intermittent  Carbon  Arcs 

F.  T.  BOWDITCH,  R.  B.  DULL,  AND  H.  G.  MACPHERSON       98 

Development  and  Current  Uses  of  the  Acoustic  Envelope 

H.  BURRIS-MEYER     109 

Current  Literature 115 

1941  Fall  Convention  at  New  York,  October  20th-23rd 117 


JOURNAL 

OF  THE  SOCIETY  OF 

MOTION  PICTURE  ENGINEERS 


SYLVAN  HARRIS,  EDITOR 

BOARD  OF  EDITORS 

A  C.  DOWNES,  Chairman 

I   I  CRABTUB  A.  N.  GOLDSMITH  E.  W.  KELLOGG 

H     K  A.  M.  GUNDELFINGER  C.  R.  SAWYER 

A.  C.  HARDY 


Sub*rriptkm  to  non-members,  $8.00  per  annum ;  to  members,  $5.00  per  annum, 

!    E    tfc 


thru  annual  membership  dues;    single  copies,  $1.00.     A  discount 
oa  MibKriptton  or  single  copies  of  15  per  cent  is  allowed  to  accredited  agencies. 
Order  from  the  Society  of  Motion  Picture  Engineers,  Inc.,  20th  and  Northampton 
4Jton.  Pm..  or  Hotel  Pennsylvania,  New  York,  N.  Y. 

t*ubit*bed  monthly  at  Easton,  Pa.,  by  the  Society  of  Motion  Picture  Engineers. 

Publication  Office,  20th  &  Northampton  Sts.,  Easton,  Pa. 

General  and  Editorial  Office,  Hotel  Pennsylvania,  New  York,  N.  Y. 

West  Coast  Office.  Suite  226.  Equitable  Bldg.,  Hollywood,  Calif. 

Entered  a*  second  class  matter  January  15,  1930,  at  the  Post  Office  at  Easton, 
Pa .  under  the  Act  of  March  3,  1879.     Copyrighted,  1941,  by  the  Society  of 
Motion  Picture  Engineers,  Inc. 


OFFICERS  OF  THE  SOCIETY 

EMERY  HUSB,  6706  Santa  Monica  Blvd.,  Hollywood,  Calif. 
fut:  E.  ALLAN  WILLIFORD,  30  East  42nd  St.,  New  York,  N.  Y. 
Yut-Presidcnt:  HERBERT  GRIFFIN,  90  Gold  St.,  New  York,  N.  Y. 
•/•.*Ci««rs»c  Vic*-President:  D.  E.  HYNDMAN,  350  Madison  Ave.,  New  York 
Vic*-Prtsidenl:  ARTHUR  C.  DOWNES,  Box  6087,  Cleveland,  Ohio. 

esident:  A.  S.  DICKINSON,  28  W.  44th  St.,  New  York,  N.  Y. 
resident:  W.  C.  KUNZMANN,  Box  6087,  Cleveland,  Ohio 
r:  PAUL  J.  LARSBN.  44  Beverly  Rd.,  Summit,  N.  J. 
Trmimrtr:  GBORGB  FRIEDL,  JR..  90  Gold  St.,  New  York,  N.  Y. 

GOVERNORS 

BATSBL.  501  N.  LaSalle  St..  Indianapolis,  Ind. 
DUWUY.  1801  Larchmont  Ave.,  Chicago,  111. 
•Jon*  C.  FRAYNB.  6601  Romaine  St.,  Hollywood,  Calif. 

GOLDSMITH.  680  Fifth  Ave.,  New  York,  N.  Y. 

••L  HARDY.  Massachusetts  Institute  of  Technology,  Cambridge.  Mass. 

RTMR.  5451  Marathon  St.,  Hollywood.  Calif 


. 

195  Broadway.  New  York.  N  Y 
Snoot.  35-11  35th  St.,  Astoria,  L.  L,  N.  Y. 
Term  expire*  December  31.  1941. 
•*Ttm  eipire*  December  31.  1942. 


SOCIETY  OF  MOTION  PICTURE  ENGINEERS 


Incorporated  at  Washington,  D.  C. 
July  24.  1916 


Incorporators 


C.  FRANCIS  JENKINS 
DONALD  J.  BELL 
PAUL  H.  CROMELIN 
C.  A.  WILLATT 
FRANCIS  B.  CANNOCK 
W.  BURTON  WESTCOTT 
PAUL  BROCKETT 
E.  KENDALL  GILLETT 
HERBERT  MILES 
J.  P.  LYONS 


Washington,  D.  C. 
Chicago,  111. 
New  York,  N.  Y. 
Boston,  Mass. 
New  York,  N.  Y. 
Boston,  Mass 
Washington,  D.  C. 
New  York,  N.  Y. 
New  York,  N.  Y. 
Cleveland,  Ohio 


The  object  of  the  Society  shall  be  ...  Advancement  in  the  theory 
and  practice  of  motion  picture  engineering  and  the  allied  arts  and  sciences, 
the  standardization  of  the  mechanisms  and  practices  employed  therein, 
and  the  maintenance  of  a  high  professional  standing  among  its  members. 


Membership  of  the  Society 

The  membership  of  the  Society  at  the  first  meeting,  held  at  the 
Hotel  Astor,  New  York,  N.  Y.,  October  2-3,  1916,  numbered  twenty- 
six  persons,  as  follows : 

C.  FRANCIS  JENKINS  CARL  E.  AKELEY  M.  D.  COPPLE 

DONALD  J.  BELL  H.  T.  WILKINS  F.  H.  RICHARDSON 

PAUL  H.  CROMELIN  R.  G.  HASTINGS  H.  T.  EDWARDS 

C.  A.  WILLAT  H.  B.  COLES  MAX  MAYER 

FRANCIS  B.  CANNOCK  HARVEY  M.  WIBLE  WM.  C.  KUNZMANN 

W.  BURTON  WESCOTT  H.  A.  CAMPE  A.  S.  VICTOR 

PAUL  BROCKETT  R.  E.  VOM  SAAL  E.  M.  PORTER 

E.  KENDALL  GILLETT  BARTON  A.  PROCTOR  N.  I.  BROWN 

HERBERT  MILES  HERMANN  KELLNER 

From  this  modest  beginning  the  Society  has  grown  to  nearly  1300 
members  distributed  all  over  the  world,  a  tribute  to  its  success  in 
fulfilling  the  object  stated  on  the  previous  page.  Every  branch  of 
the  motion  picture  industry,  including  both  the  artistic  and  the 
scientific  aspects  of  photography,  processing,  distribution  and  pro- 
jection is  well  represented  in  the  Society,  not  only  by  those  directly 
engaged  in  these  professions  but  by  chemists,  engineers,  and  research 
workers  interested  in  perfecting  the  apparatus  and  materials  involved. 


Presidents  of  the  Society 

C.  FRANCIS  JENKINS  1916-1918 

H.  A.  CAMPE  1919-1921 

LAWRENCE  C.  PORTER  1922-1923 

LOYD  A.  JONES  1924-1925 

WILLARD  B.  COOK  1926-1928 

LAWRENCE  C.  PORTER  1929-1930 

JOHN  I.  CRABTREE  1930-1931 

ALFRED  N.  GOLDSMITH  1932-1934 

HOMER  G.  TASKER  1935-1936 

S.  K.  WOLF  1937-1938 

E.  ALLAN  WILLIFORD  1939-1940 

EMERY  HUSE  1941- 


SALUTE  TO  THE  SMPE 


WILL  H.  HAYS 


When  your  Society  was  founded  twenty-five  years  ago,  the  mo- 
tion picture,  with  slow  and  faltering  steps,  was  just  beginning  to 
grope  its  way  into  the  hearts  and  affections  of  the  public.  The 
pioneers  of  that  seemingly  far  away  period  had  enthusiastic  confi- 
dence in  this  youngster  among  the  arts,  but  the  world  at  large  too  often 


looked  down  its  nose  at  the  "movies."  The  child  grew  and  devel- 
oped, soon  was  taking  prodigious  strides,  until  today  the  motion  pic- 
ture is  the  most  democratic  of  the  arts  of  our  century,  and  the  uni- 
versal entertainment  of  all  the  people  everywhere. 

Of  the  past,  with  its  heartaches  and  its  exhilarations,  with  its  de- 
feats and  its  unparalleled  triumphs,  we  can  be  justly  proud,  but  it 
is  the  present  and  the  future  that  now  concern  us  most. 

5 


6  SALUTE  TO  THE  SMPE 

If  we  are  going  to  develop  this  art-industry  to  its  fullest  poten- 
tialities, as  I  know  we  are,  then  the  work  in  no  small  measure  will  have 
to  be  done  by  the  technicians  and  engineers  of  your  group.  In  a  basic 
sense,  the  motion  picture  is  a  mechanical  art,  the  product  of  technical 
wizardry.  During  my  long  years  of  association  with  the  industry,  I 
have  never  ceased  to  have  a  feeling  of  awe  on  learning  of  each  fabulous 
scientific  advance  that  has  come  from  the  laboratories  and  workshops, 
from  the  minds  of  men  seeking  constantly  to  improve  the  art.  How 
many  times  have  the  unknowing  said,  "Well,  this  is  it ....  nothing  more 
is  possible!"  And  then  some  Aladdin  among  you  has  rubbed  a  magic 
lamp  and  brought  forth  a  new  wonder  to  dazzle  and  stun  the  imagina- 
tion. 

You  have  given  the  screen  voice,  color,  undreamed-of  realism. 
Knowing  what  you  have  done,  what  you  are  capable  of,  I  won't 
even  hazard  a  guess  what  the  motion  pictures  will  be  twenty-five 
years  from  now  when  the  Society  of  Motion  Picture  Engineers  cele- 
brates its  Golden  Jubilee.  But  I  do  know  this:  whatever  the  future 
holds  you  will  contribute  greatly  to  its  course. 

The  motion  picture  is  a  collaborative  art,  requiring  many  minds 
and  many  hands.  Some  275  arts  and  crafts  and  professions  partici- 
pate in  the  making  of  a  single  film  in  our  studios.  It  is  this  coopera- 
tion of  talents,  harmoniously  integrated,  which  has  made  the  screen 
one  of  the  greatest  constructive  forces  of  modern  times.  Our  industry 
must  always  combine  depth  of  human  interest  and  human  under- 
standing with  foresight,  tenacity,  sound  judgment,  and  unswerving 
devotion  to  the  public  welfare. 

The  entire  industry  rejoices  to  extend  greetings  and  best  wishes  on 
this  occasion  of  your  Society's  25th  Anniversary. 

WILL  H.  HAYS, 

President,  Motion  Picture  Producers 
and  Distributors  of  America, 


ANOTHER  MILESTONE 

EMERY    HUSE 
President 

July  24,  1941,  marks  the  Twenty- Fifth  Anniversary  of  the  Society 
of  Motion  Picture  Engineers.  In  1916  when  a  group  of  twenty-six 
technical  men,  headed  by  Mr.  C.  Francis  Jenkins  of  Washington, 
D.  C.,  met  with  the  idea  of  formulating  a  motion  picture  engineering 
society,  little  did  they  realize  what  might  come  of  their  idea.  The 
Society  as  a  mere  infant  passed  through  the  First  World  War  with 
only  a  few  scars.  As  the  years  passed  the  Society  grew  in  member- 
ship and  in  strength  until  it  eventually  became  a  nationwide  organi- 
zation. Some  years  after  its  inception  it  began  to  reach  out  into  the 
world  for  membershfp  and  as  a  result  of  its  far-reaching  activities  it 
has  become  without  question  the  outstanding  motion  picture  engi- 
neering society  in  the  world  today. 

Some  idea  of  the  growth  of  the  Society,  particularly  during  the  past 
ten  or  twelve  years,  can  be  had  if  one  knows  that  in  1928,  at  the  time 
the  Pacific  Coast  Section  of  the  Society  was  organized,  the  total  mem- 
bership of  the  national  organization  was  less  than  the  current  mem- 
bership of  the  Pacific  Coast  Section  alone.  The  Society  is  now  made 
up  of  two  Sections  in  addition  to  that  on  the  Pacific  Coast — the  Mid- 
West  Section,  located  in  Chicago,  and  the  East  Coast  Section,  with 
headquarters  in  New  York.  The  East  Coast  Section  is  fundamen- 
tally the  parent  body  of  the  Society.  From  the  standpoint  of  mem- 
bership from  all  over  the  world,  the  Society  now  boasts  of  approxi- 
mately thirteen  hundred  motion  picture  engineers. 

It  is  most  unfortunate  for  the  affairs  of  men  that  the  world  today  is 
in  such  a  state  of  turmoil,  but  it  is  the  purpose  of  the  Society  of  Mo- 
tion Picture  Engineers  during  these  trying  times  to  maintain  its  nor- 
mal activities  as  far  as  it  is  possible  to  do  so.  It  is  firmly  believed 
that  in  times  of  war,  peacetime  activities  and  efforts  must  go  on  and 
the  Society  must  remain  a  worthy  outlet  for  the  accumulated  knowl- 
edge in  the  minds  of  men  doing  peacetime  work,  or  even  war  work, 
provided  the  latter  is  connected  with  motion  picture  engineering.  If 

7 


8  ANOTHER  MILESTONE 

we  are  able  to  live  up  to  these  worthy  desires  it  seems  certain  that 
when  this  period  of  emergency  is  over  the  importance  and  prestige  of 
the  Society  will  be  maintained,  and  we  believe  we  will  have  laid  a  firm 
foundation  upon  which  a  better  peacetime  program  in  the  field  of 
motion  picture  engineering  may  be  built. 

This  issue  of  the  JOURNAL  of  the  Society  of  Motion  Picture  Engi- 
neers, which  is  dedicated  to  the  Twenty-Fifth  Anniversary  of  the 
Society,  marks  a  definite  milestone  in  the  accomplishments  of  the 
Society.  It  must  be  proved  that  these  accomplishments  have  not 
been  made  in  vain,  and  it  is  up  to  each  and  every  member  of  the 
Society  to  dedicate  himself  to  the  perpetuation  of  the  ideals  of  this 
Society.  This  can  be  done  best  by  looking  ahead  to  the  Fiftieth 
Semi- Annual  Convention  of  the  Society  which  will  take  place  in  New 
York  City,  October  20  to  23,  1941.  We  must  all  put  our  shoulders  to 
the  wheel  and  see  to  it  that  this  Convention  is  the  most  outstanding 
ever  held  by  our  Society. 


President 


TWENTY-FIVE  YEARS  OF  SERVICE 

F.  H.  RICHARDSON 

Historically  speaking,  twenty-five  years  is  an  infinitesimal  portion 
of  time,  but  in  relation  to  the  motion  picture  industry,  twenty-five 
years  covers  almost  the  entire  period  of  birth,  growth,  and  adolescence 
of  the  industry.  Twenty-five  years  ago  I  sat  at  a  meeting  with 
twenty-five  other  men  who  had  somehow  chosen  "moving  pictures" 
as  their  interest  and  livelihood,  and  we  put  this  Society  to  work  for  us. 

We  had  no  idea  the  Society  was  going  to  last  for  twenty-five  years 
or  that  it  would  grow  to  the  technical  importance  it  now  holds  for  the 
entire  industry.  We  had  a  job  to  do,  and  we  set  about  to  do  it,  and 
the  formation  of  the  Society  was  one  means  of  helping  us  to  do  it. 

The  Society  grew  slowly  at  first,  because  the  industry  was  flounder- 
ing about,  trying  to  find  itself ;  but  soon  it  grew  more  rapidly  as  the 
movies  began  to  expand  into  the  enormous  industry  we  have  today; 
and  when  sound  came  into  the  picture ....  It  is  needless  to  go  into 
details.  Today  the  Society's  influence  encompasses  the  entire  world; 
it  has  members  in  all  important  countries  of  the  world;  and  consti- 
tutes the  most  important  source  of  information  on  the  up-to-date  prog- 
ress and  technical  developments  of  motion  picture  engineering. 

I  am  proud  to  have  been  one  of  the  founders  of  the  Society,  and  all 
through  the  years  I  have  tried  to  contribute  whatever  I  could  to  the 
betterment  of  the  industry  and  of  the  Society.  Projection  has  been 
my  principal  interest,  because  I  started  as  a  projectionist — or  "opera- 
tor," in  those  days — and  I  am  indeed  happy  in  the  fact  that,  with  the 
aid  of  a  few  others,  I  have  been  helpful  in  arousing  the  interest  of  the 
Society  in  the  humble  art  of  "operating  moving  picture  machines." 

I  trust  and  feel  confident  that  the  Society  will  continue  successfully 
this  work  begun  so  many  years  ago,  and  I  can  but  repeat  that  I  am 
proud  to  have  had  a  part  in  all  this  work.  May  the  Society  prosper 
and  find  success  in  all  its  endeavors. 


J 


RECENT  ADVANCES  IN  THE  THEORY  OF  THE 
PHOTOGRAPHIC  PROCESS* 


C.  E.  KENNETH  MEES** 


Summary. — A  photographic  film  consists  of  a  layer  of  gelatin  coated  on  cellulose 
base  in  which  are  dispersed  a  great  number  of  very  small  siher  bromide  crystals. 
When  exposed  to  light,  electrons  are  liberated  in  the  crystals  and  these  collect  at  certain 
Points,  where  they  are  neutralized  by  silver  ions  which  deposit  atoms  of  metallic  siher. 
This  metallic  silver  deposited  in  definite  specks  forms  what  is  known  as  the  latent 
image,  which  makes  possible  the  development  of  the  crystal.  The  surface  of  each 
silver  bromide  crystal  in  the  gelatin  layer  of  an  emulsion  immersed  in  the  developer  is 
protected  by  charged  layers  of  bromide  and  potassium  ions.  The  development  of  the 
grain  is  initiated  by  the  break  in  this  charged  layer  caused  by  the  presence  of  the  silver 
latent  image.  When  the  developer  acts  on  the  silver  bromide  crystal,  metallic  silver 
is  produced  in  a  ribbon-like  form,  a  tangled  mass  of  which  forms  the  developed  silver 
grain. 

Behind  all  our  technology  there  lies  the  basic  theory  of  the  photo- 
graphic process — the  chemistry  and  physics  of  the  formation  and 
structure  of  the  photographic  material,  its  reaction  to  light,  its  be- 
havior in  the  developer  when  the  image  is  produced,  and  the  prop- 
erties of  that  image. 

The  science  of  photography  is  founded  on  the  two  great  sister 
sciences,  chemistry  and  physics,  and  it  was  only  as  our  knowledge  of 
these  grew  that  progress  could  be  made  on  the  problems  of  photo- 
graphic science.  Until  recently,  photographic  science  tended  to  con- 
sist of  a  chaos  of  observations,  some  of  them  of  real  value  and  others 
of  very  doubtful  value,  with  little  in  the  way  of  theories  to  connect 
them  properly.  It  is  only  within  the  last  few  years  that  fact  after 
fact  has  been  falling  into  place  in  an  ordered  network.  At  the  present 
time  we  can  say  that  while  much  remains  to  be  done,  we  have  a  very 
clear  and  definite  science  of  photography — something  which  can  be 
written  out  and  generalized  upon  and  to  which  the  missing  parts  can 
be  added  as  more  work  is  done. 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y.;  received  May  6, 
1941. 

**  Kodak  Research  Laboratories,  Rochester,  N.  Y. 

10 

<>  The  Society  is  not  responsible  for  statements  by  authors  <> 


ADVANCES  IN  PHOTOGRAPHIC  PROCESSES  1 1 

Strictly  speaking,  many  light-sensitive  substances  could  be  used 
for  making  photographic  images,  and  the  science  of  photography 
should  be  co-extensive  with  photochemistry  itself;  that  is,  with  the 
chemistry  and  physics  of  light-sensitive  substances.  But  in  practice, 
this  is  not  the  case,  and  the  art  of  photography  is  almost  entirely  con- 
fined to  the  use  of  silver  salts,  so  that  the  science  of  photography  is 
necessarily  preoccupied  with  the  very  complex  system  of  silver  halide 
crystals  dispersed  in  gelatin.  Information  as  to  the  reactions  which 
go  on  in  the  simpler  systems  used  in  photochemical  investigations 
throws  little  light  on  the  photographic  process. 

If  we  enlarge  a  photographic  film  under  a  microscope  to  about  the 
limit  of  resolution  of  the  microscope ;  that  is,  to  some  2500  diameters, 
we  shall  find  that  it  consists  of  a  very  complex  system.  On  the  base, 
which  is  cellulose  nitrate  or  acetate,  there  is  coated  a  layer  of  gelatin 
containing  silver  halide  crystals.  These  silver  halide  crystals  are 
composed  of  silver  bromide  containing  a  small  amount  of  silver  io- 
dide, and  they  may  be  dyed  to  sensitize  them  to  the  longer  wave- 
lengths of  light.  The  crystals  vary  considerably  in  size  but  are  of 
the  same  general  shape.  They  are  triangles  and  hexagons,  which  are 
the  natural  forms  of  silver  bromide,  and  they  are  held  in  photographic 
gelatin  (Fig.  1).  Analysis  would  show  that  the  film  also  contains  a 
number  of  materials — glycerine,  hardeners,  and  other  things  adapted 
to  control  its  properties.  When  this  film  is  exposed  to  light,  the 
silver  bromide  crystals  are  affected  in  some  way  by  an  extraordi- 
narily small  amount  of  light,  and  they  suffer  some  change.  That 
change  must  take  place  in  two  steps  and  not  quite  instantaneously, 
although  it  occurs  in  a  very  short  fraction  of  a  second.  The  reason 
for  this  conclusion  is  that  the  amount  of  change  produced  depends 
somewhat  upon  the  rate  at  which  the  light  is  supplied.  This  is 
what  is  known  as  the  ''reciprocity  effect."  If  the  light  is  supplied 
rapidly,  somewhat  more  effect  is  produced  than  if  the  light  is  ap- 
plied very  slowly — as  if,  for  instance,  a  faucet  were  running  into  a 
bucket  and  the  bucket  had  a  small  hole  in  it.  But  the  analogy  is  not 
good  because  when  the  exposure  is  over,  the  change  that  has  occurred 
is  permanent;  the  image  will  keep  for  long  periods.  When  Andre's 
photographs  were  found  at  the  Pole  thirty  years  after  his  balloon 
fell  on  the  ice  and  were  developed,  they  were  quite  satisfactory,  the 
latent  image  having  been  preserved  by  the  cold  in  spite  of  immersion 
in  sea  water. 

The  silver  bromide  crystals  in  the  emulsion  depend  for  their  sensi- 


12  C.  E.  K.  MEES  [J.  S.  M.  P.  E 

tivity  upon  the  gelatin  in  which  they  are  suspended.  Emulsion 
makers  have  known  for  many  years  that  some  gelatins  were  active 
and  would  give  sensitive  emulsions  and  that  others  were  inactive. 
In  an  arduous  research,  this  was  traced  by  Sheppard  to  the  presence 
in  the  gelatin  of  traces  of  free  sulfur  compounds,  which  are  presum- 
ably derived  from  the  plants  which  the  calves  and  their  mothers  ate. 
When  gelatin  is  made  from  little  animals,  like  rabbits,  which  avoid 
the  hot-tasting  plants,  such  as  mustard,  which  contain  sulfur,  the 
gelatin  does  not  contain  these  sulfur  compounds,  so  that  it  was  not 


»      .v^»      P- 

*.$>  1 


FIG.  1.     Silver  bromide  grains  in  a  photographic  emulsion. 

improper  to  state  that  "if  cows  didn't  like  mustard  we  wouldn't 
have  any  movies!"  The  sulfur  compounds  in  the  gelatin  react  with 
the  silver  bromide  and  produce  specks  of  silver  sulfide.  These  specks 
of  silver  sulfide  in  some  way  increase  the  sensitivity  of  the  silver 
bromide  crystal  to  light. 

Recently,  a  thoroughly  consistent  theory  of  the  effect  of  light  upon 
the  silver  bromide  grains  has  come  out  of  the  work  of  our  laboratories 
and  from  Professors  Gurney  and  Mott  of  Bristol,  England.  In  the 
first  place,  if  we  consider  the  energy  diagram  (Fig.  2)  of  a  silver  bro- 
mide crystal,  we  shall  find  that  we  have  two  energy  levels,  the  5  and 


July,  1941]         ADVANCES  IN  PHOTOGRAPHIC  PROCESSES  13 

P  levels,  in  which  the  electrons  may  be  situated.  The  S  band  is 
normally  empty  and  is  referred  to  as  a  "conduction  band."  The  P 
band  is  normally  completely  filled  with  the  electrons.  Upon  ex- 
posure of  a  silver  bromide  crystal  to  light  which  is  absorbed  in  the 
long-wavelength  end  of  the  characteristic  absorption  band,  the  elec- 
trons are  transferred  from  the  lower  P  band  to  the  5  band,  and  the 
crystal  becomes  conducting.  This  property  is  well  known  in  other 
materials,  as  well  as  in  silver  bromide,  as  "photo-conductance,"  and 
the  silver  bromide  crystal  exposed  to  light  may  be  imagined  to  be 
filled  with  a  sort  of  gas  of  conducting  electrons.  Also,  when  light  is 
absorbed  by  the  silver  bromide,  electrons  are  released.  This  is  the 
primary  photographic  process — the  thing  that  happens  instantly 
when  light  falls  on  the  crystal.  The  electrons  move  about  with 
great  speed  inside  the  crystal  and  will  very  frequently  reach  the 


ZERO   POTENTIAL  ENERGV 


)     FILLED 

MOMOUCnON 

'      LEVELS 


BC    AqS,     AqBP    ^   ^  ^  ^  ^ 
Aq  SPECK 

FIG.  2.     Energy  diagram  of  the  silver  bromide  crystal. 

boundaries  of  the  crystal,  but  when  they  reach  a  sensitivity  speck, 
they  will  be  trapped  by  it  and  the  sensitivity  speck  will  become  nega- 
tively charged  by  the  electrons  that  it  has  absorbed.  Naturally, 
the  sensitivity  specks  will  themselves  be  giving  out  electrons  slowly 
if  they  are  at  normal  temperatures,  just  as  does  any  other  solid  body. 
During  an  ordinary  exposure,  the  amount  of  electrons  given  out  by 
the  sensitivity  specks  will  be  very  small;  while  those  which  will  be 
absorbed  from  the  electrons  freed  by  light  will  be  very  great.  After 
the  formation  of  the  free  electrons  by  light,  therefore,  the  sensitivity 
specks  acquire  a  negative  charge  by  the  absorption  of  these  free  elec- 
trons. 

In  a  crystal,  there  is  always  available,  of  course,  a  certain  amount 
of  silver  ions  which  are  formed  inside  the  lattice.  As  soon  as  the 
sensitivity  specks  acquire  negative  charges,  these  silver  ions  are  at- 
tracted to  the  specks,  each  negative  charge  neutralizes  one  silver  ion 
and  produces  a  deposit  of  a  silver  atom  at  the  sensitivity  speck,  so 


14  C.  E.  K.  MEES  [J.  S.  M.  P.  E. 

that  every  electron  freed  by  the  original  light  exposure  is  eventually 
transformed  into  a  silver  atom  deposited  on  a  sensitivity  speck. 

This  theory  of  the  effect  of  exposure  was  suggested  by  Sheppard 
and  Trivelli  of  our  laboratory  over  ten  years  ago  under  the  title  of 
"the  concentration  speck  theory,"  but  they  were  unable  to  give  a 
satisfactory  mechanism  for  the  formation  of  the  concentration  speck 
although  they  saw  that  in  some  way  the  effect  of  light  must  be  to 
produce  a  silver  deposit  at  the  sensitivity  specks.  The  new  theory 
of  Webb  and  Gurney  and  Mott  shows  that  the  effect  occurs  in  two 
stages:  first,  the  release  of  free  electrons,  which  occurs  instantane- 
ously ;  and  then  the  transformation  of  the  free  electrons  by  neutraliza- 
tion through  the  silver  ions  into  silver  atoms  at  the  sensitivity  specks. 
This  accounts  for  the  reciprocity  effect.  When  the  light  acts,  free 
electrons  are  formed  and  go  to  the  sensitivity  specks,  but  the  sensi- 
tivity specks  are  continually  losing  electrons  and,  consequently,  if 
the  light  is  weak,  there  will  not  be  as  many  silver  atoms  deposited  at 
the  sensitivity  specks  as  there  should  be.  A  certain  minimum  con- 
centration of  electrons  must  be  built  up  in  the  crystal  before  the  elec- 
trons begin  to  be  trapped  by  the  sensitivity  specks.  This  explana- 
tion is  shown  to  fit  the  facts  because,  when  the  loss  of  electrons  from 
the  sensitivity  specks  is  reduced  by  greatly  lowering  the  temperature, 
the  rate  at  which  the  light  is  supplied  no  longer  affects  the  resulting 
image. 

The  action  of  light,  then,  on  the  silver  halide  crystals  is,  first,  to 
produce  instantaneously  a  charge  of  free  electrons.  Then  these  elec- 
trons are  attracted  to  the  sensitivity  specks,  and  their  charge  is 
neutralized  by  silver  ions,  with  the  result  that  metallic  silver  is  de- 
posited around  each  sensitivity  speck  and  forms  the  permanent 
nucleus  which  we  call  the  "latent  image." 

The  great  efficiency  of  the  photographic  process  is  due  to  the  very 
small  amount  of  work  which  is  done  by  light  in  forming  an  image  and 
the  very  large  amount  of  work  which  is  done  by  the  chemical  de- 
veloper. 

A  photographic  developer  is  a  reducing  agent;  that  is,  it  is  a  sub- 
stance which  is  itself  oxidized  by  silver  bromide  and,  in  being  oxi- 
dized, reduces  the  silver  bromide  to  metallic  silver.  The  matter  is, 
however,  very  complicated,  and  we  are  only  beginning  to  understand 
the  behavior  of  photographic  development.  In  the  first  place,  not 
all  reducing  agents,  by  any  means,  are  photographic  developers. 
If  the  reducing  agents  are  too  strong,  they  reduce  the  unexposed 


July,  1941]         ADVANCES  IN  PHOTOGRAPHIC  PROCESSES  1.-, 

silver  bromide  and  the  whole  of  the  film  turns  black,  no  image  being 
formed.  If  the  reducing  agents  are  too  weak,  they  will  not  reduce 
the  silver  bromide  after  exposure.  In  order  that  the  substance  may 
be  a  developer,  it  must  have  a  certain  power  of  reduction  or,  as  we 
should  say  in  electrochemical  terms,  a  certain  "reduction  potential." 
But  there  are  substances  which  fall  in  the  correct  range  of  reduction 
potentials,  so  far  as  we  can  measure  it,  which  still  are  not  photo- 
graphic developers.  There  are  others  which  are  photographic  de- 


FIG.    3.     Filamentary   structure   of   a  silver  grain 
(X40,000). 

velopers  in  the  sense  that  they  show  an  image  on  an  exposed  film  but 
are  not  useful  photographic  developers  because  they  do  not  develop 
satisfactory  images  in  a  reasonable  time. 

Our  knowledge  of  the  mechanism  of  development  has  been  greatly 
assisted  by  the  information  as  to  the  structure  of  the  developed  silver 
obtained  by  the  use  of  the  electron  microscope.  The  grains  of  de- 
veloped silver  show  little  structure  under  the  highest  magnification 
of  the  ordinary  microscope.  It  was  obvious  that  they  could  not  be 
compact  masses  of  silver  since  their  volume  is  much  too  great  for 
their  mass  if  the  structure  was  compact,  and  it  was  generally  thought 
that  the  grains  had  a  spongy  structure,  somewhat  similar  to  that  of 


16 


C.  E.  K.  MEES 


[J.  S.  M.  P.  E. 


I 
§- 

I 

— 


July,  1941]         ADVANCES  IN  PHOTOGRAPHIC  PROCESSES 


17 


«RO  POTENTIAL 


coke.  The  electron  microscope  enables  photographs  to  be  taken 
with  equally  good  definition  at  magnifications  about  twenty  times 
higher  than  those  which  are  possible  with  the  ordinary  microscope, 
and  when  this  instrument  was  applied  to  the  photomicrography  of 
developed  silver,  it  was  found  that  the  silver  had  a  most  unexpected 
ribbon-like  structure,  so  that  the  grains  appear  like  masses  of  sea- 
weed (Fig.  3).  This  filamentary  structure  of  developed  silver  is  very 
surprising,  and  the  fact  that  it  is  so  unusual  makes  possible  some  de- 
ductions as  to  the  formation  of  silver.  It  might  be  thought  that  the 
ribbons  were  produced  by  the 
formation  of  silver  in  interstices 
in  the  silver  halide  grains,  but 
this  is  seen  to  be  impossible  when 
we  examine  the  development  of 
extremely  small  silver  bromide 
grains,  such  as  those  which  are 
used  in  emulsions  of  the  Lipp- 
mann  type.  Each  single  crystal 
turns  into  a  filament  of  silver, 
which  is  much  longer  than  the 
diameter  of  the  crystal,  so  that 
it  is  evident  that  filamentary 
silver  must  be  ejected  from  the 
crystal  when  development  occurs. 
A  series  of  pictures-showing  the 
stages  of  development  of  grains 
are  very  instructive  (Fig.  4). 
The  grains  were  deliberately 
selected  to  be  very  small  and 
the  photographs  show  clearly  the  ejection  of  the  ribbons  of  silver 
and  their  growth  from  the  grains  until  the  whole  grain  has  been 
converted  into  a  spongy  mass  of  silver  filaments.  It  seems  to  be 
clear,  therefore,  that  the  old  idea  that  the  grains  dissolved  in  the 
developer  and  then  silver  was  precipitated  and  coagulated  around 
the  exposed  crystalline  grains  is  quite  incorrect.  Instead,  we 
have  to  imagine  that  the  developer  reacts  with  the  exposed 
silver  bromide  grain  and  from  it  forces  filaments  of  silver  arising  pre- 
sumably from  the  silver  silver-bromide  interface.  As  more  silver  is 
produced,  new  spots  in  the  grain  become  the  sources  of  development 
until  the  whole  grain  is  converted  into  silver. 


FIG.  5. 


Diagram  of  grain  with  pro- 
tective double  layer. 


18  C.  E.  K.  MEES  [J.  S.  M.  p.  E. 

In  a  study  of  the  initiation  of  development,  it  must  be  remem- 
bered that  the  problem  is  not  why  an  exposed  grain  develops,  so  much 
as  why  an  unexposed  grain  does  not  develop.  If  silver  bromide  is 
precipitated  in  the  presence  of  an  excess  of  silver  nitrate,  it  is  spon- 
taneously developable  without  exposure  to  light.  Moreover,  silver 
bromide  even  in  the  absence  of  free  silver  and  without  exposure  to 
light  is  readily  reduced  in  a  developing  solution  if  it  is  precipitated  in 
the  absence  of  gelatin,  and  there  is  no  doubt  that  the  adsorption  of 
gelatin  to  the  silver  bromide  protects  it  from  the  action  of  the  de- 
veloper. This  protection  may  be  considered  to  be  due  to  a  nega- 
tively charged  electric  layer  which  surrounds  the  silver  bromide  grain 
formed  with  an  excess  of  bromide,  the  function  of  the  gelatin  being 
to  protect  the  charged  layer.  Dr.  J.  H.  Webb  depicts  the  exposed 
silver  halide  grain  as  a  plate,  as  shown  in  Fig.  5  in  which  the  charged 
condition  around  the  grain  is  represented  schematically.  The  sur- 
face of  the  silver  bromide  grain  itself  has  an  excess  of  bromide  ions 
which  give  rise  to  a  negatively  charged  surface.  However,  just  out- 
side this  negative  charge,  a  positive  layer  of  potassium  ions  must  be 
present  to  neutralize  the  negative  charge.  Without  such  a  neutraliz- 
ing layer  of  positive  ions,  it  would  be  impossible  for  the  surface  of  the 
silver  bromide  grain  to  be  covered  with  negative  bromine  ions,  since 
the  amount  of  such  a  charge  in  so  small  a  region  would  give  rise  to  ex- 
plosive forces.  A  double  charge  layer,  consisting  of  negative  bro- 
mine ions  on  the  grain  and  positive  potassium  ions  in  the  gelatin 
just  outside,  may  be  considered  to  exist  around  the  surface  of  each 
silver  bromide  grain.  Grains  with  such  a  double  layer  (in  solution) 
would  move  under  an  electric  field  as  negatively  charged  bodies, 
since  the  negatively  charged  grain  would  be  forced  in  one  direction 
by  the  field,  and  the  surrounding  movable  positive  ion  layer  in  the 
opposite  direction,  but  as  at  any  point  in  the  liquid  there  would  be 
positive  ions  to  form  the  surrounding  positive  shell,  the  double 
charge  layer  would  be  maintained.  That  the  surface  charge  on  the 
particles  and  surrounding  charge  layers  do  neutralize  each  other  in 
the  manner  outlined  is  proved  by  the  fact  that  the  colloidal  suspen- 
sion does  not  possess  a  net  charge  of  either  sign,  but  is  neutral  as  a 
whole. 

It  may  be  assumed  that  a  grain,  with  its  double  charge  layer,  be- 
haves toward  outside  charges  and  also  toward  charges  located  inside 
the  grain  as  a  neutral  body.  An  electron  placed  inside  such  a  double 
charge  layer  would  experience  no  force  nor,  in  the  same  way,  would 


July,  1941]         ADVANCES  IN  PHOTOGRAPHIC  PROCESSES 


19 


an  electron  placed  outside  such  a  double  layer.  However,  there  is  a 
marked  difference  in  potential  between  the  inside  and  outside  of  the 
grain,  and  the  total  jump  in  this  potential  occurs  in  the  region  between 
the  two  charge  layers.  The  potential  gradient  between  these  charge 
layers  accordingly  gives  rise  to  a  strong  electrical  force  between  the 
layers,  and  an  electron  placed  between  them  would  experience  a  force 
toward  the  outside.  It  is  considered  that  the  double  charge  layer 


UOUBUE  CHARGE-' 
LAVE.R 


FIG.  6.     Diagram  of  grain  with  latent  image. 

acts  in  this  way  as  an  effective  potential  barrier  to  the  entrance  of  an 
electron  into  the  silver  bromide  grain  of  the  emulsion  and  prevents 
the  charged  ions  of  the  developer  from  attacking  the  grain. 

The  condition  existing  in  the  exposed  grain  containing  a  latent 
image  silver  speck  may  be  seen  in  Fig.  6.  This  shows  a  greatly  en- 
larged scale  model  of  a  charged  grain  surface  with  a  clump  of  silver 
atoms  on  the  surface,  which  is  supposed  to  represent  the  latent  image 
produced  by  exposure  to  light.  The  clump  shown  includes  220 
atoms,  with  approximately  the  correct  spacing.  This  size  was 


20  C.  E.  K.  MEES  [J.  S.  M.  P.  E. 

chosen  as  representing  a  fair  mean  of  the  values  given  by  various 
workers. 

It  is  assumed  that  development  of  a  grain  is  initiated  by  the  break 
in  the  double  charge  layer  caused  by  the  silver  speck,  permitting  the 
negative  developer  ions  to  reach  this  silver  speck.  The  latent  image 
speck  is  viewed  as  an  electrode  penetrating  into  the  grain.  The 
tendency  on  the  part  of  the  developer  ions  to  release  electrons  to  the 
silver  causes  electrons  to  pass  to  the  electrode  and  charge  it  nega- 
tively. This  occurs  if  the  electrons  of  the  developer  ions  are  situated 
in  levels  above  the  highest  occupied  energy  levels  of  the  silver  metal. 
The  penetration  of  this  negative  electrode  into  the  silver  bromide 
grain  upsets  the  neutral  electrical  condition  previously  existing  in  the 
grain,  and  there  arises  an  attractive  force  for  the  positively  charged 
silver  ions  in  the  neighborhood  of  the  latent  image  speck.  Some 
loose  positive  silver  ions  always  exist  in  the  crystal  lattice  owing  to 
temperature  motion,  and  these  diffuse  to  the  speck  under  the  attrac- 
tion of  the  negative  charge  there  and  enlarge  the  silver  speck.  Thus, 
it  is  supposed  that  the  original  silver  speck  of  the  latent  image  com- 
mences to  grow  by  this  mechanism.  As  this  proceeds,  the  protective 
double  layer  is  more  and  more  ruptured,  and  a  rapidly  increasing 
area  of  the  silver  halide  grain  is  exposed  to  the  attack  of  the  developer. 
The  reduction  of  the  grain  therefore  proceeds  at  an  ever-increasing 
rate,  and  the  grain  is  very  soon  reduced  throughout  to  metallic  silver. 
In  the  initial  stages  of  development  only,  is  a  silver  bromide  grain 
protected  from  a  developer;  after  the  barrier  is  once  penetrated,  it 
rapidly  approaches  the  status  of  an  unprotected  grain,  which,  as 
pointed  out,  is  developable  very  rapidly. 

This  is  only  a  very  preliminary  sketch  of  the  action  of  develop- 
ment. Undoubtedly,  the  adsorption  of  the  developer  to  the  de- 
veloping grain  plays  some  part  in  the  reaction.  It  concentrates  the 
developer  ions  at  the  point  where  they  are  required  and  undoubtedly 
also  the  actual  reaction  of  the  developer  with  the  grain,  and  its  be- 
havior as  a  reducing  substance  is  catalyzed  by  the  silver  of  the  latent 
image. 

A  great  change  has  taken  place  in  the  technic  of  the  motion  pic- 
ture studio  in  the  last  twelve  years  as  a  result  of  the  application  of 
panchromatic  films.  Negative  films  in  motion  picture  work  are 
now  invariably  panchromatic,  and  their  greatly  improved  quality 
compared  with  the  earlier  materials  is  due  to  the  advances  that  have 
been  made  in  the  preparation  of  sensitizing  dyes.  These  sensitizing 


July,  1941]         ADVANCES  IN  PHOTOGRAPHIC  PROCESSES  21 

dyes  are  what  are  known  as  "polymethine"  dyes,  most  of  them  being 
the  class  of  dyes  which  are  known  as  "cyanines."  There  are  basic 
dyes  in  which  the  two  nuclei  are  linked  by  a  chain  of  CH  groups. 
Since  many  different  nuclei  can  be  used,  the  chain  can  be  of  different 
lengths  and  various  substituents  can  be  inserted  in  a  molecule,  so 
that  very  many  dyes  are  available,  and  since  they  all  have  properties 
peculiar  to  their  structure,  a  wide  range  of  sensitizing  can  be  obtained. 
The  cyanine  dyes  show  very  beautiful  crystals.  They  have  bright 
colors,  and  many  of  them  are  pleochroic,  so  that  they  show  iridescent 
effects. 

In  addition  to  the  advances  in  practical  photography  which  have 
followed  the  use  of  the  sensitizing  dyes  we  have  achieved  a  consider- 
able knowledge  of  the  way  in  which  they  work.  It  seems  clear  that 
the  optimum  concentration  for  the  sensitizing  of  a  silver  halide  grain 
is  a  single  layer  of  dye  molecules  attached  to  the  whole  surface  of  the 
grain,  as  if  the  flat  plate  of  silver  halide  were  covered  with  a  little 
velvet  pile  of  dye  molecules,  all  of  them  firmly  attached  to  the  silver 
halide  lattice,  but  free  to  resonate  to  the  light  which  they  absorb. 
The  dye  molecules  appear  to  be  arranged  edge-on,  so  that  for  the  best 
sensitizing  the  surface  is  covered  with  leaf-like  molecules  piled  edge- 
wise in  as  close  packing  as  is  compatible  with  their  own  structure 
and  the  structure  of  the  crystal,  forming  a  parallel  pile  or  edge-on 
layer  one  molecule  thick.  The  new  surface  of  the  crystal  with  the 
dye  on  it  has  no  affinity  for  water,  but  there  is  an  attraction  between 
the  molecules  oriented  in  this  way,  so  that  colliding  particles  may 
tend  to  aggregate  and  precipitate.  Dyes  which  otherwise  might  be 
sensitizers  may  fail  to  sensitize  because  their  molecules  are  so  shaped 
that  they  can  not  form  this  flat  leaf -like  structure,  and  the  best  sen- 
sitizers are  presumably  those  which  form  the  structure  easily.  When 
the  light  is  absorbed  by  the  dye  molecule,  it  must  liberate  an  electron, 
but  it  is  not  yet  possible  to  decide  whether  this  electron  itself  acts  to 
form  the  latent  image  in  the  silver  bromide  or  whether  the  energy  is 
transferred  to  the  silver  bromide  which  liberates  the  electron  into 
the  conduction  band. 

There  are  many  obscure  points  which  still  require  elucidation  in 
the  theory  of  the  photographic  process,  but  very  rapid  progress  has 
been  made  recently  and  we  are  beginning  to  understand  the  funda- 
mentals of  the  process  by  which  pictures  are  made. 


RECOMMENDED  PROCEDURE  AND  EQUIPMENT 

SPECIFICATIONS  FOR  EDUCATIONAL 

16-MM  PROJECTION* 


A  REPORT  OF  THE  COMMITTEE  ON  NON-THEATRICAL  EQUIPMENT 

MAY,  1941 

This  report  has  been  prepared  in  response  to  a  request  from  the 
Committee  on  Scientific  Aids  to  Learning,  of  the  National  Research 
Council. 

The  report  is  in  three  parts.  Part  I  is  a  general  discussion  of  the 
problems  that  enter  into  the  selection  and  use  of  16-mm  motion 
picture  equipment  for  educational  institutions.  It  includes  recom- 
mendations for  such  comparative  tests  of  equipment  as  can  properly 
be  made  without  testing  laboratory  facilities. 

Part  II  is  a  report  on  the  optical  characteristics  of  the  screens 
available  at  the  present  time  for  non-theatrical  projection. 

Part  III  consists  of  a  set  of  detailed  technical  specifications  de- 
fining acceptable  performance  of  16-mm  projection  equipment  for 
educational  uses.  The  character  of  these  specifications  is  neces- 
sarily such  that  they  can  be  interpreted  and  applied  only  by  a  fully 
equipped  testing  laboratory. 

Committee  on  Non-Theatrical  Equipment 

J.  A.  MAURER,  Chairman 

J.  G.  BLACK  R.  C.  HOLSLAG  W.  H.  OFFENHAUSER 

F.  E.  CARLSON  R.  KINGSLAKE  L.  T.  SACHTLEBEN 

F.  M.  HALL  D.  F.  LYMAN  A.  SHAPIRO 

J.  A.  HAMMOND  L.  R.  MARTIN  M.  G.  TOWNSLEY 

M.  HOB  ART  R.  F.  MITCHELL  A.  G.  ZIMMERMAN 

PART  I 

GENERAL  RECOMMENDATIONS 

Objectives. — In  the  selection  of  motion  picture  equipment  for 
classroom  use,  the  object  should  be  to  provide  a  picture  that  can  be 
viewed  to  good  advantage  by  everyone  in  the  classroom.  Likewise, 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y.;  received  May  27, 
1941. 
22 


NON-THEATRICAL  EQUIPMENT  REPORT  23 

equipment  should  be  selected  to  provide  good  reproduced  sound  in 
every  part  of  the  classroom. 

Standards  of  quality  in  educational  projection  ought,  if  anything, 
to  be  higher  than  those  in  the  theatrical  motion  picture  field.  The 
pupil  does  not  come  to  the  classroom  to  be  entertained,  but  to  learn. 
In  order  to  learn  from  the  screen,  he  must  watch  it  diligently,  even 
though  he  may  happen  to  be  seated  in  a  position  that  affords  him 
only  an  oblique  and  distorted  view  of  the  picture.  In  order  to  learn 
from  the  sound,  he  must  be  able  to  understand  reproduced  speech 
without  effort,  and  he  must  be  able  to  obtain  a  true  impression  of  the 
character  of  natural  sounds  and  of  the  tone  qualities  of  musical 
instruments  when  these  are  used  in  the  films. 

In  a  motion  picture  theater,  if  one  has  to  sit  in  an  unfavorable 
location,  as  a  rule  he  is  subjected  to  this  annoyance  for  only  a  single 
performance.  In  the  schoolroom,  however,  he  may  be  required  to 
keep  the  same  seat  day  after  day.  If  this  seat  does  not  give  him  a  good 
view  of  the  picture  and  a  good  opportunity  to  hear  the  sound,  he  is 
under  a  permanent  handicap. 

It  is  because  of  these  considerations  that  in  several  instances  this 
report  recommends  narrower  limits  than  are  commonly  accepted  in 
theatrical  projection  practice.  The  Committee  believes  that  in  the 
educational  field  there  should  be  no  compromise  with  respect  to  the 
conditions  that  are  necessary  to  secure  substantially  equal  perform- 
ance for  all  persons  in  the  classroom. 

Basic  Steps  in  Equipment  Selection. — Intelligent  selection  of  equip- 
ment means  a  great  deal  more  than  the  mere  selection  of  high-quality 
equipment.  It  means  the  coordinated  selection  of  equipment  items 
in  relation  to  the  conditions  under  which  they  are  to  be  used.  The 
projector,  the  unit  on  which  most  attention  is  generally  focused, 
should,  as  a  rule,  be  the  last  to  be  selected. 

The  first  consideration,  and  one  of  the  most  important,  is  the  size 
of  the  screen  to  be  provided.  This  is  determined  primarily  by  the 
maximum  distance  from  which  the  picture  will  be  viewed  by  the 
students. 

After  the  picture  size  has  been  determined,  the  right  type  of  screen 
surface  must  be  selected,  as  determined  by  the  shape  of  the  room,  or, 
rather,  by  the  seating  arrangement  of  the  spectators  in  the  room. 

The  picture  size  and  the  type  of  screen  surface,  together  with  the 
degree  to  which  light  can  be  excluded  from  the  room,  determine  the 
light  output  required  from  the  projector.  The  selection  of  the  pro- 


24  NON-THEATRICAL  EQUIPMENT  REPORT      [J.  S.  M.  P.  E. 

jector  should  be  made  from  those  types  which  provide  as  nearly 
as  possible  the  correct  light  output. 

A  similar  requirement  exists  with  respect  to  the  power-handling 
capacity  of  the  sound-reproducing  system,  in  relation  to  the  acoustic 
properties  of  the  classroom.  Fortunately,  the  power  output  of  the 
sound-reproducing  system  can  be  controlled  more  conveniently  than 
the  light-projecting  system  of  the  projector;  therefore  it  is  sufficient 
to  ascertain  by  practical  test  that  the  maximum  sound  power  output 
of  the  projector  selected  is  sufficient  for  the  room  in  which  it  is  to  be 
used. 

Complete  equipment  for  the  projection  of  films  in  a  classroom  in- 
cludes a  suitable  stand  for  supporting  the  projector  firmly  in  the 
proper  location.  Facilities  for  darkening  the  room  during  projection 
are  also  needed. 

Recommendations  with  respect  to  each  of  these  problems  will  be 
given,  hi  the  general  order  in  which  they  have  been  mentioned. 

Picture  Size. — In  the  past  the  Society  of  Motion  Picture  Engineers 
has  conducted  an  extensive  survey  of  theaters1  to  determine,  among 
other  things,  the  most  desirable  picture  size  in  relation  to  the  dis- 
tance from  the  screen  to  the  farthest  spectators.  The  result  of  this 
survey  agrees  well  with  the  conclusion  that  follows  theoretically 
from  a  study  of  the  ability  of  the  average  human  eye  to  see  fine 
details  under  the  conditions  of  watching  a  motion  picture.  It  is 
found  that  a  distance  equal  to  6  times  the  width  of  the  screen  is  the 
greatest  at  which  all  of  the  details  in  the  picture  can  be  seen  easily. 
//  is  recommended,  therefore,  that  a  picture  width  equal  to  1/6  of  the 
distance  from  the  farthest  row  of  seats  to  the  screen  position  be  adopted 
for  classroom  projection. 

Other  considerations  dictate  a  minimum  viewing  distance.  If  the 
observer  is  sitting  too  close  to  the  screen,  even  though  the  screen 
image  is  focused  as  sharply  as  possible,  it  will  appear  to  be  out  of 
focus,  because  it  does  not  contain  enough  fine  details  to  appear  sharp 
at  that  distance.  Under  this  condition  the  spectator  experiences  a 
type  of  eye-strain  caused  by  the  instinctive  attempt  of  the  brain  and 
the  eye  muscles  to  focus  a  sharper  picture  than  is  present  on  the 
screen.  Since  this  is  impossible,  the  eye  muscles  are  kept  in  con- 
tinuous activity,  and  there  is  nervous  as  well  as  physical  fatigue.  It 
is  also  a  matter  of  common  observation  that  when  one  sits  too  close 
to  a  motion  picture,  the  eye  movements  needed  to  follow  the  action 
on  the  acreen  are  excessively  rapid,  and  may  result  in  eye-strain. 


July,  1941]          NON -THEATRICAL  EQUIPMENT  REPORT  25 

It  is  recommended  that  no  pupils  be  seated  closer  to  the  screen  than 
twice  the  picture  width.  In  most  classrooms  this  requires  the  placing 
of  the  screen  on  or  near  the  front  wall  of  the  classroom,  in  order  to 
have  it  far  enough  from  the  front  row  of  seats. 

In  order  to  adjust  the  size  of  the  projected  image  exactly  to  fill 
the  screen,  the  projector  rather  than  the  screen  should  be  moved. 
The  ideal  arrangement  is  to  provide  a  fixed  stand  for  the  projector 
at  the  correct  distance  from  the  screen.  If  this  is  not  done,  a  stand 
on  wheels  which  can  be  locked  in  position  when  the  right  location 
has  been  found  should  be  provided  with  each  projector.  A  descrip- 
tion of  one  suitable  type  of  stand  will  be  found  in  the  booklet  en- 
titled "Projecting  Motion  Pictures  in  the  Classroom,"  Vol.  IV,  No. 
5,  of  the  series  entitled  "Motion  Pictures  in  Education,"  published 
by  The  American  Council  on  Education,  Washington,  D.  C.  A  stand 
not  differing  greatly  from  this  design  is  available  from  at  least  one 
equipment  manufacturer. 

If  the  projector  is  equipped  with  the  usual  lens  of  2-inch  focal 
length,  the  screen  will  be  filled  when  the  distance  to  the  projection 
lens  is  5*/4  times  the  screen  width.  Thus  the  correct  location  for  the 
projector  is  a  little  more  than  5/6  as  far  from  the  front  wall  of  the 
classroom  as  the  farthest  row  of  seats.  While  in  some  cases  it  is 
more  convenient  to  have  the  projector  at  the  rear  of  all  of  the  rows  of 
seats,  it  should  be  placed  in  this  location  only  if  the  resulting  picture 
width  is  not  greater  than  l/2  the  distance  from  the  front  row  of  seats 
to  the  screen. 

Projection  lenses  of  several  focal  lengths  greater  than  2  inches  are 
available  for  use  with  16-mm  projectors.  These  are  useful  in  cases 
where  the  construction  of  the  room  or  auditorium  makes  it  necessary 
to  place  the  projector  in  a  location  that  would  give  too  large  a  picture 
with  the  2-inch  lens.  The  lens  of  longer  focus  gives  a  smaller  picture 
in  the  ratio  of  2  inches  to  the  focal  length  of  the  lens  used. 

In  general,  however,  it  is  best  to  use  the  2-inch  lens  and  obtain 
the  correct  picture  size  by  locating  the  projector  correctly.  Struc- 
tural limitations  in  most  of  the  projectors  now  available  make  it 
necessary  to  reduce  the  angular  aperture,  or  "speed"  of  the  longer 
focus  projection  lenses  in  order  that  they  may  be  mounted  on  the 
machine.  This  reduction  of  lens  aperture  reduces  the  light  trans- 
mitted to  the  screen.  If  the  amount  of  light  obtained  is  still  within 
the  limits  recommended  later  in  this  report  for  the  size  and  type  of 
screen  used,  performance  will  be  satisfactory.  The  need  for  a  lens 


26  NON-THEATRICAL  EQUIPMENT  REPORT     [J.  S.  M.  P.  E. 

of  long  focal  length  is  most  likely  to  arise,  however,  in  an  auditorium 
or  lecture  room  where  the  amount  of  light  required  is  already  equal 
to  the  maximum  that  can  be  obtained  from  the  projector.  In  such 
a  case  the  sacrifice  of  optical  efficiency  that  is  involved  in  the  use  of 
a  lens  of  long  focal  length  and  reduced  relative  aperture  should  be 
made  only  when  there  would  be  real  difficulty  in  locating  the  pro- 
jector correctly  for  the  use  of  the  2-inch  lens. 

It  may  reasonably  be  inquired  whether  or  not  there  is  a  best  loca- 
tion from  which  to  view  a  motion  picture.  This  question  receives 
a  definite  answer  from  a  consideration  of  the  perspective  relation- 
ships in  the  viewing  of  the  picture.  It  can  readily  be  demonstrated2 
that  the  perspective  in  a  projected  picture  will  be  entirely  correct 
from  the  standpoint  of  the  observer  only  when  the  observer's  distance 
from  the  screen  bears  the  same  relation  to  the  distance  from  the 
projector  to  the  screen  as  the  focal  length  of  the  lens  used  to  take  the 
picture  bears  to  the  focal  length  of  the  lens  used  to  project  it.  Since 
most  16-mm  motion  pictures  are  photographed  with  1-inch  lenses, 
and  the  result  obtained  by  reducing  films  from  the  35-mm  size  is 
almost  exactly  the  same  as  if  the  pictures  had  been  taken  in  the  16- 
mm  size  with  a  1-inch  lens,  it  follows  that  whenever  16-mm  films  are 
projected  with  the  usual  2-inch  lens,  the  best  position  from  which  to 
view  the  picture  is  half  way  between  the  projector  and  the  screen. 
In  this  location  the  spectator's  judgment  of  the  relative  sizes  of 
objects  near  and  far  from  the  camera  will  be  correct.  All  those 
sitting  closer  to  the  screen  receive  the  impression  that  the  more  dis- 
tant objects  in  the  picture  are  too  large.  Those  sitting  farther  from 
the  screen  receive  the  impression  that  the  near  objects  in  the  picture 
are  too  large. 

The  above  considerations  relating  to  perspective  are  not  of  vital 
importance,  as  may  be  seen  from  the  fact  that  they  are  frequently 
neglected  in  motion  picture  theater  construction.  Nevertheless, 
they  indicate  that  whenever  a  picture  slightly  wider  than  1/6  the 
distance  from  the  screen  to  the  farthest  row  of  seats  can  be  used  with- 
out making  the  width  greater  than  l/2  the  distance  to  the  nearest 
row  of  seats,  it  is  just  as  well  to  use  this  larger  picture,  since  this 
practice  results  in  placing  the  point  of  best  perspective  rendition  more 
nearly  in  the  center  of  the  audience.  It  should  be  remembered, 
however,  that  a  larger  picture  requires  more  light  from  the  projector. 

Limitation  of  Viewing  Angle. — All  those  spectators  who  view  the 
picture  from  positions  near  a  line  drawn  perpendicular  to  the  center 


July,  1941]          NON-THEATRICAL  EQUIPMENT  REPORT  27 

of  the  screen  see  a  nearly  undistorted  picture.  As  the  observer  moves 
away  from  this  line  toward  the  side  of  the  room,  his  view  of  the  pic- 
ture becomes  distorted.  When  the  viewing  angle  approaches  40 
degrees  the  screen  appears  square  instead  of  oblong.  Careful  tests 
made  by  Tuttle3  demonstrated  that  this  amount  of  distortion  is 


SCRFFN 


.  BOUNDARY    OF 
SEATING  AREA.. 


FIG.  1.     Recommended  seating  area  for  wide  room,  with  matte  type  screen. 

definitely  objectionable,  even  to  spectators  who  see  the  picture  under 
conditions  such  that  they  are  unaware  of  the  cause  of  the  distortion. 
This  Committee  recommends  that  for  school  projection  the  viewing 
angle  be  limited  to  30  degrees.  This  condition  is  approximately  ful- 
filled when  no  row  of  seats  is  longer  than  its  distance  from  the  screen. 
In  a  nearly  square  classroom  or  auditorium  this  recommendation 
calls  for  the  seating  arrangement  shown  in  Fig.  1.  Any  seats  out- 


28  NON-THEATRICAL  EQUIPMENT  REPORT     [J.  S.  M.  p.  E. 

side  the  limits  indicated  should  not  be  occupied  during  the  projection 
of  motion  pictures. 

Selection  of  Screen  Surface. — Screens  fall  into  three  general  classes 
as  to  the  manner  in  which  they  reflect  light.  First  is  the  matte- 
surface  type,  coated  with  flat  white  paint  or  consisting  of  fabric  or 
rubber  so  treated  as  to  reflect  light  in  the  same  manner  as  white 
paint.  These  screens  reflect  the  light  that  falls  upon  them  in  such 
a  way  that  their  brightnesses  are  approximately  the  same  at  all 
angles  of  view.  A  picture  projected  on  such  a  screen  is  ^almost 
as  bright  when  viewed  from  an  angle  of  30  degrees,  or  even  from  an 
angle  of  60  degrees,  as  it  is  when  viewed  perpendicularly. 

The  reflecting  power  of  screens  in  different  directions  is  customarily 
expressed  in  terms  of  a  theoretical  screen  which  reflects  all  the  light 
falling  upon  it  in  such  a  way  as  to  be  equally  bright  at  all  viewing 
angles.  Taking  the  coefficient  of  reflection  of  such  a  screen  as  100 
per  cent  in  every  direction,  a  good  matte-surface  screen  will  have  a 
coefficient  of  reflection  of  85  per  cent  along  the  perpendicular  to  the 
screen  surface,  and  a  coefficient  of  reflection  of  between  75  and  80 
per  cent  at  an  angle  of  30  degrees. 

The  second  type  of  screen  has  a  surface  covered  with  small  glass 
beads.  These  beads  have  the  property  of  reflecting  the  light  in- 
ternally, and  at  the  same  time  directing  it  by  refraction  in  such  a 
way  that  the  largest  proportion  of  the  light  is  sent  back  in  the  direc- 
tion from  which  it  came.  This  is  true  even  when  the  light  strikes 
the  screen  at  an  angle.  Because  the  beaded  screen  sends  most  of 
the  light  back  toward  the  projector,  those  sitting  along  the  centerline 
of  the  classroom  see  a  much  brighter  picture  than  would  be  provided 
even  by  the  perfectly  reflecting  theoretical  screen  described  above. 
The  brightness  along  the  axis  of  projection  corresponds  to  a  coef- 
ficient of  reflection  (as  defined  above)  of  about  350  per  cent.  At 
greater  viewing  angles,  however,  the  picture  is  much  less  bright. 
At  an  angle  of  22  degrees  the  picture  brightness  is  the  same  as  is 
obtained  with  an  average  matte  surface  screen,  and  at  all  greater 
viewing  angles  it  is  considerably  less. 

The  third  type  of  screen  is  coated  with  fine  particles  of  metal, 
usually  aluminum,  which  reflect  the  light  like  so  many  little  mirrors. 
Screens  of  this  type  show  a  pronounced  "hot-spot,"  which  is  near  the 
center  of  the  screen  for  those  sitting  near  the  centerline  of  the  room, 
and  moves  over  to  one  edge  as  the  spectator  moves  away  from  the 
centerline.  The  condition  is  particularly  bad  for  those  sitting  near 


July,  1941]          NON-THEATRICAL  EQUIPMENT  REPORT  29 

the  ends  of  the  front  row  of  seats.  In  this  location  one  side  of  the 
picture  may  appear  as  much  as  ten  times  as  bright  as  the  other  side. 

Metal-surfaced  screens  are  necessary  for  certain  types  of  projection 
in  which  polarized  light  is  used,  but  they  should  not  be  used  in  classroom 
projection  of  motion  pictures.  This  recommendation  is  made  regard- 
less of  whether  the  screen  surface  is  of  smooth  or  rough  texture.  The 
rough  textured  screens  diffuse  the  light  more  than  the  smooth  sur- 
faced types,  but  none  of  the  surfaces  examined  by  the  Committee 
showed  sufficient  diffusion  to  avoid  the  difficulties  mentioned  above. 

The  choice  between  the  matte-surface  type  of  screen  and  the 
beaded  screen  depends  upon  the  maximum  viewing  angle.  When  the 
classroom  is  nearly  square,  requiring  a  maximum  viewing  angle  of  30 
degrees  (that  is  to  say,  a  seating  arrangement  similar  to  that  shown 
in  Fig.  1),  only  the  matte-surf  ace  type  should  be  used.  If  the  classroom 
is  oblong,  with  the  picture  at  one  end,  so  that  the  maximum  mewing  angle 
can  be  limited  to  20  degrees,  the  beaded  type  is  the  best,  because  of  its 
ability  to  concentrate  most  of  the  reflected  light  within  this  narrow 
angle  and  thus  furnish  a  bright  picture  with  less  light  from  the 
projector. 

An  easy  rule  to  follow  is  that  with  the  beaded  screen  no  row  of  seats 
should  be  longer  than  2/3  of  its  distance  from  the  screen.  In  many 
oblong  classrooms  this  condition  can  be  met  by  not  using  the  seats 
in  the  extreme  front  corners  of  the  seating  space  during  the  projec- 
tion of  motion  pictures.  A  beaded  screen  should  not  be  used  if  the 
viewing  angle  for  any-  large  number  of  spectators  will  exceed  20  degrees. 
The  proper  arrangement  of  the  spectators  is  shown  in  Fig.  2. 

It  has  been  mentioned  that  the  beaded  screen  sends  most  of  the 
reflected  light  back  in  the  direction  from  which  it  came,  even  when 
that  direction  is  not  at  right  angles  to  the  screen.  For  this  reason, 
whenever  a  beaded  screen  is  used,  the  projector  should  be  located  only 
just  high  enough  for  the  projected  beam  of  light  to  clear  the  heads  of  the 
spectators.  If,  as  is  sometimes  done,  the  projector  is  located  in  the 
balcony  of  an  auditorium  or  gymnasium,  far  above  the  heads  of  the 
spectators,  it  can  readily  be  seen  that  the  beaded  type  of  screen  is 
entirely  unsuitable,  since  it  sends  most  of  the  light  back  to  the 
neighborhood  of  the  projector  where  there  are  relatively  few  specta- 
tors. Meanwhile,  all  those  seated  on  the  main  floor  of  the  room  see 
a  relatively  dim  picture. 

It  should  be  emphasized  that  the  above  paragraphs  apply  to  the 
selection  of  screens  from  among  the  types  commercially  available  at 


30 


NON-THEATRICAL  EQUIPMENT  REPORT      [J.  S.  M.  P.  E. 


the  time  of  this  report.  It  is  entirely  possible  that  new  types  will 
be  developed  that  will  provide  brighter  pictures  than  the  present 
matte  screens  over  the  range  of  viewing  angles  up  to  30  degrees 
without  exhibiting  the  "hot-spot"  difficulty  now  experienced  with  the 
metal-surfaced  screens. 


SCREEN 


I  BOUNDARY  I 

I  OF  SEMI NQ  AREA. 


FIG.  2.  Recommended  seating  area  for  narrow 
room,  with  beaded  screen.  Note — seats  in  the 
shaded  area  are  the  least  desirable. 


Representative  reflection  distribution  curves  for  screens  of  the 
three  types  that  have  been  discussed  will  be  found  in  Part  II  of 
this  report.  That  part  of  the  report  also  contains  a  much  more  de- 
tailed discussion  of  the  relations  that  exist  between  the  reflecting 
properties  of  the  screen  and  the  appearance  of  the  picture  as  viewed 
from  various  angles  and  distances. 


July,  1941]          NON-THEATRICAL  EQUIPMENT  REPORT  31 

Need  for  Replacement  of  Old  Screens. — An  unfortunate  aspect  of 
the  screen  problem  is  the  fact  that  screens  deteriorate  with  age.  If 
left  exposed  to  the  air,  both  the  matte  and  beaded  types  darken  rather 
rapidly  from  the  accumulation  of  dust  and  soot.  If  rolled  up  in  pro- 
tective cases  when  not  in  use,  they  remain  in  good  condition  longer, 
but  tend  eventually  to  turn  yellow. 

Some  screen  surfaces  can  be  cleaned,  but  this  should  be  attempted 
only  on  the  advice  of  the  manufacturer. 

A  matte  screen  that  has  deteriorated  until  it  appears  dark  in 
comparison  with  a  sheet  of  clean  white  writing  paper  placed  against 
it  should  be  replaced,  since  it  is  wasting  from  Y4  to  as  much  as  l/2 
of  the  light  from  the  projector.  A  beaded  screen  that  has  become 
noticeably  yellowish  should  not  be  used,  especially  for  the  projection 
of  color  films. 

An  especially  bad  practice  is  to  continue  the  use  of  a  screen  after 
it  has  acquired  a  mottled  appearance.  It  is,  of  course,  impossible 
to  view  a  motion  picture  with  any  satisfaction  when  a  splotchy  pat- 
tern of  lights  and  shades  due  to  the  screen  itself  is  superposed  on  the 
lights  and  shades  of  every  scene.  The  apparent  movement  of  the 
pattern  on  the  screen  when  objects  in  the  picture  move  is  especially 
distracting. 

Picture  Brightness. — Another  question  that  has  been  investigated 
in  detail  by  the  Society  of  Motion  Picture  Engineers  is  that  of  the 
proper  brightness  of  the  picture  on  the  screen.4  It  has  been  estab- 
lished that  there  is  _a  fairly  definite  minimum  picture  brightness 
necessary  to  permit  the  eye  of  the  spectator  to  function  at  full 
efficiency.  When  films  are  printed  so  as  to  obtain  the  best  rendition 
of  lights  and  shadows  that  can  be  obtained  with  present  photographic 
materials,  this  desirable  value  of  picture  brightness  corresponds  to 
a  brightness  of  10  foot-lamberts  as  measured  on  the  illuminated 
screen  with  the  shutter  of  the  projector  running,  but  without  film. 
Values  of  screen  brightness  are  customarily  stated  in  this  way,  for 
convenience  in  measurement. 

It  will  be  noticed  that  in  this  discussion  the  foot-lambert,  a  unit  of 
brightness,  is  used.  The  foot-candle,  which  has  been  used  frequently 
in  the  past  in  this  type  of  discussion,  is  a  unit  of  illumination.  The 
light  falling  upon  the  screen  may  be  measured  in  foot-candles,  but 
this  is  only  a  partial  and  inaccurate  measure  of  the  brightness  of 
the  picture,  since  it  takes  no  account  of  the  reflecting  properties  of 
the  screen.5'6 


32  NON-THEATRICAL  EQUIPMENT  REPORT      [J.  S.  M.  P.  E. 

When  the  projector  does  not  furnish  sufficient  light,  picture  quality 
suffers,  and  those  sitting  farthest  from  the  screen  find  it  difficult  to 
see  all  the  details  in  the  picture.  The  medium  densities  of  the  pic- 
ture merge  with  the  blacks,  and  the  highlights  are  weak  and  unreal. 
On  the  other  hand,  it  is  definitely  possible,  though  perhaps  rare  in 
practice,  to  have  too  bright  a  picture  in  16-mm  projection.  Under 
this  condition  the  shadows  become  light  gray,  and  any  graininess  in 
the  film  becomes  unpleasantly  noticeable.  If  the  picture  contains 
a  wide  scale  of  tones  the  highlights  become  dazzling,  and  flicker  may 
appear. 

In  order  to  avoid  these  two  undesirable  conditions  of  excessive 
screen  brightness  and  inadequate  screen  brightness,  the  Committee 
recommends  that  projectors  be  selected  to  provide,  in  conjunction  with 
the  screens  used,  picture  brightness  not  greater  than  20  foot-lamberts  and 
not  lower  than  5  foot-lamberts. 

Required  Light  Output  of  Projector. — When  the  size  of  the  screen 
and  its  reflection  coefficient  at  the  maximum  viewing  angle  to  be 
used  are  known,  and  when  the  desired  picture  brightness  is  known, 
it  is  easy  to  calculate  the  number  of  lumens  (units  of  light  flux)  re- 
quired from  the  projector.  The  formula  is : 

Desired  brightness  X  area  of  screen 

No.  of  lumens  =  <in  foot-lamberts) (ia  sq.-feet) 

Screen  reflection  coefficient 
(expressed  as  a  decimal,  not  %) 

Three  cases  have  been  worked  out  by  the  Committee.  The 
results  are  given  in  Table  I.  The  values  given  in  the  column  headed 
Matte-Surface  Screen,  Minimum  are  sufficient  to  provide  the  mini- 
mum brightness  of  5  foot-lamberts  for  all  spectators.  As  a  general 
rule  twice  this  amount  of  light,  as  shown  in  the  "Recommended" 
column,  should  be  used  with  the  matte-surface  type  of  screen.  The 
column  headed  Beaded  Screen,  Recommended  assumes  that  this  screen 
will  be  used  with  a  maximum  viewing  angle  of  20  degrees.  Under 
this  condition  the  spectators  along  the  centerline  of  the  room  will  see 
a  picture  corresponding  to  a  brightness  of  19  foot-lamberts,  while 
those  seated  at  the  sides  will  see  a  picture  corresponding  to  a  bright- 
ness of  5  foot-lamberts.  Thus  the  numbers  of  lumens  shown  in 
this  column  should  not  be  increased,  since  the  recommended  maxi- 
mum value  of  screen  brightness  will  be  exceeded  for  those  sitting  along 
the  centerline  of  the  room.  Whenever  it  is  possible  the  values  shown 
in  the  table  for  the  beaded  screen  should  be  adhered  to. 


Recommended 
Lumens 

Minimum 
Lumens 

Recommended 
Lumens 

106 

53 

46 

152 

76 

67 

238 

119 

104 

344 

172 

150 

468 

234 

204 

612 

306 

267 

774 

387 

338 

956 

478 

417 

1376 

688 

600 

1872 

936 

816 

1070 

July,  1941]          NON -THEATRICAL  EQUIPMENT  REPORT  33 

TABLE  I 

Recommended  Screen  Brightness 
Screen  Size  Matte-Surface  Screen  Beaded  Screen 

30"  X  40" 

3'  X  4' 

3'  9"  X  5' 

4'  6"  X  6' 

5'  3"  X  7' 

6'  X  8' 

6'  9"  X  9' 

7'  6"  X  10' 

9'  X  12' 
10'  6"  X  14" 
12'  X  16' 

It  is  expected  that  in  the  near  future  projector  manufacturers 
will  make  available  tables  showing  the  output  in  lumens  of  each  model 
of  projector  with  each  of  the  lamp  and  lens  combinations  provided. 
From  such  tables  it  will  be  a  simple  matter  to  select  projectors  that 
will  give  the  right  screen  brightness  in  a  given  location,  or  to  deter- 
mine the  limiting  screen  sizes  for  a  given  projector. 

When  screens  larger  than  8  or  9  feet  wide  are  needed,  as  in  large 
auditorium  projection,  it  will  be  found  that  projectors  using  incandes- 
cent lamps  are  incapable  of  furnishing  the  amount  of  light  required 
by  the  table.  If  pictures  are  to  be  projected  on  more  than  a  few 
occasions  in  such  auditoriums,  16-mm  arc  projectors  should  be  in- 
stalled. Such  projectors  are  capable  of  furnishing  approximately 
1100  lumens,  and  thus  give  satisfactory  pictures  up  to  a  width  of 
about  14  feet  on  matte-surface  screens,  which  are  required  by  the 
shape  of  the  usual  large  school  auditorium.  Obviously  such  pro- 
jectors would  not  be  used  in  classrooms,  since  the  amount  of  light 
they  furnish  would  be  excessive  under  practically  all  classroom  con- 
ditions. A  lecture  room  seating  150  to  300  students  may  be  a  border- 
line case,  in  which  an  arc-lamp  type  of  machine  would  be  as  desirable 
as  the  more  usual  incandescent  type  for  a  relatively  permanent 
installation. 

Room  Darkening. — Good  tonal  quality  in  the  projected  picture  is 
impossible  if  the  room  in  which  it  is  being  viewed  is  not  adequately 
darkened.  On  the  other  hand,  this  does  not  mean  that  the  room  must 
be  absolutely  dark.  Studies  have  indicated  that  a  general  room  light 
of  the  order  of  Yio  foot-candle  is  not  harmful.7'8  This  is  a  level  of 


34  NON-THEATRICAL  EQUIPMENT  REPORT     [j.  s.  M.  p.  E. 

illumination  under  which  it  is  difficult  but  not  impossible  to  read 
ordinary  newspaper  type. 

Aside  from  making  provisions  for  excluding  light  from  the  room 
until  the  general  level  of  illumination  is  at  least  as  low  as  is  indicated 
above,  it  is  particularly  necessary  to  make  sure  that  no  narrow  beams 
of  light,  especially  sunlight,  enter  the  room  to  produce  bright  spots 
on  walls  near  the  screen,  or  to  strike  other  objects  in  the  room  from 
which  dazzling  reflections  will  be  thrown.  For  the  comfort  of  the 
spectators  the  screen  should  be  the  brightest  object  in  the  room. 

Classroom  Acoustics  and  Sound  Reproduction. — The  volume  of 
sound  needed  for  satisfactory  reproduction  of  speech  or  music  in  a 
classroom  depends  on  several  factors  besides  the  size  of  the  room. 
The  most  important  of  these  is  the  amount  of  sound-absorbing  ma- 
terial present. 

A  room  in  which  the  walls,  ceiling,  and  floor  are  all  of  hard  ma- 
terials, such  as  plaster  or  wood,  requires  comparatively  little  sound 
energy  from  the  loud  speaker  in  order  to  produce  a  loud  effect,  but 
sound  heard  under  this  condition  does  not  have  the  clearness  or  the 
pleasing  quality  that  is  obtained  in  a  room  where  there  are  curtains 
or  other  materials  that  absorb  sound.  In  many  classrooms  the  only 
sound-absorbing  material  is  the  clothing  of  the  pupils  and  the  teacher. 
This  is  the  reason  why  in  such  classrooms  speech  is  fairly  easily  under- 
stood when  the  class  is  present,  but  has  a  disagreeable  loud,  blurred, 
ringing,  or  echoing  quality  when  the  room  is  nearly  empty.  Hard 
surfaces,  such  as  plaster  or  wood,  reflect  sound  even  more  efficiently 
than  the  best  mirror  reflects  light.  Unless  the  sound-waves  meet 
some  soft  or  porous  substance,  they  are  reflected  and  re-reflected 
many  times.  Thus  the  sound  of  a  speaking  voice  builds  up  into  a 
roar,  or  reverberation,  which  takes  a  noticeable  time  to  die  away 
after  the  last  word  has  been  spoken.  The  same  effect  naturally 
occurs  when  speech  is  reproduced  by  an  electrical  system,  as  by  a 
radio  receiver  or  a  sound  motion  picture  projector.  The  presence  of 
sound-absorbing  material  in  the  room  causes  the  sound  to  die  away 
more  rapidly,  so  that  the  blurred  effect  is  absent  or  greatly  reduced. 

Classrooms  that  are  to  be  used  for  sound  motion  picture  pro- 
jection should  be  provided  with  some  sound-absorbing  materials 
either  in  the  form  of  heavy  curtains  or  drapes  covering  preferably  at 
least  Vs  of  the  wall  space,  or,  better,  in  the  form  of  acoustic 
blocks  covering  the  greater  part  of  the  ceiling.  It  is  not  necessary  or 
desirable  to  provide  enough  sound-absorbing  material  to  produce 


July,  1941]          NON-THEATRICAL  EQUIPMENT  REPORT  35 

a  "dead"  effect  in  the  room;  it  is  necessary  to  provide  only  enough 
sound  absorption  to  make  it  easy  for  two  people  to  converse  in  an 
ordinary  tone  of  voice  when  they  are  at  opposite  ends  of  the  otherwise 
empty  room  without  experiencing  any  difficulty  in  understanding 
each  other  due  to  the  blurring  caused  by  excessive  reverberation. 
Those  who  have  funds  available  for  special  acoustic  treatment  of 
classrooms  can  obtain  expert  advice  from  companies  specializing  in 
this  type  of  treatment,  though  in  general  they  should  try  to  err  on 
the  side  of  having  too  little  sound-absorbing  material  applied,  rather 
than  too  much.  It  is  only  in  a  room  of  auditorium  proportions  that 
it  is  important  to  have  exactly  the  right  amount  of  sound-absorbing 
material. 

When  only  a  little  sound-absorbing  material  is  present  in  a  room, 
the  higher-pitched  components  of  the  speech  are  absorbed  more  than 
the  low-pitched  components.  This  has  the  effect  of  making  the 
speech  sound  low-pitched,  or  "boomy,"  as  well  as  blurred.  In- 
telligibility under  such  conditions  is  improved  by  electrically  at- 
tenuating, or  weakening,  the  lower-pitched  components  of  the 
speech.  At  the  same  time  the  "balance"  of  the  speech  is  improved, 
so  that  it  sounds  more  natural.  One  of  the  functions  of  the  tone 
control  on  the  projector  is  to  provide  a  means  of  removing  some  of 
the  low-pitched  components  of  speech  when  it  is  necessary  to  use  the 
projector  in  an  excessively  reverberant  room. 

Reproduction  of  music  in  a  reverberant  room  is  sometimes  quite 
pleasing,  though  this  is  not  true  of  music  that  is  very  rapid  in  char- 
acter or  of  music  in  which  solo  instruments  are  prominent.  On  the 
other  hand,  reproduction  of  music  in  a  room  that  is  too  "dead" 
gives  an  effect  of  inadequacy,  of  "thinness,"  lack  of  "fullness,"  or 
"roundness."  It  is  for  this  reason  that  care  should  be  taken  not 
to  make  the  room  too  dead. 

The  amount  of  sound  energy  required  for  adequate  loudness  of 
reproduction  in  a  room  depends  upon  the  volume  of  the  room, 
but  different  degrees  of  acoustical  liveness  make  greater  differences 
in  the  amount  of  sound  energy  required  than  the  differences  in  size 
that  are  ordinarily  encountered  in  classrooms.  Because  these 
acoustical  variations  from  room  to  room  exist,  and  are  difficult 
to  measure,  it  is  not  practical  to  give  a  table  of  required  sound  out- 
puts for  classrooms  of  various  sizes.  Fortunately  the  sound  output 
can  be  conveniently  adjusted  by  the  volume  control  on  the  projector, 
so  that  all  that  is  necessary  is  to  make  sure  that  the  projector  selected 


36  NON-THEATRICAL  EQUIPMENT  REPORT      [J.  S.  M.  P.  E. 

has  adequate  maximum  power  for  good  music  reproduction  in  the 
room  or  rooms  where  it  is  to  be  used.  In  a  general  way  it  may  be 
said  that  a  power  output  of  from  5  to  10  electrical  watts  will  be  suf- 
ficient for  almost  any  classroom.  For  auditoriums,  at  least  15 
electrical  watts  will  be  needed,  and  more  should  be  available. 

Measurement  of  sound  power  by  electrical  watts  is  not  an  entirely 
satisfactory  procedure,  because  loud  speakers  may  differ  considerably 
in  the  efficiency  with  which  they  convert  electrical  energy  into  sound 
energy.  Unfortunately  the  conversion  efficiency  of  a  loud  speaker 
is  exceedingly  difficult  to  measure.  For  this  reason  all  that  can  be 
done  in  practice  is  to  make  certain  that  the  projector  selected,  in 
combination  with  its  particular  loud  speaker,  is  capable  of  producing 
adequate  loudness  before  it  overloads,  that  is,  before  it  reaches  the 
point  at  which  further  increase  of  loudness  causes  the  sound  to  be 
just  noticeably  distorted. 

Selection  of  Projector. — When  the  general  questions  of  screen  size 
and  type,  projector  light  output  and  sound  energy  output  have  been 
settled,  the  question  still  remains  as  to  what  particular  make  of  pro- 
jector should  be  purchased.  The  engineering  specifications  which 
make  up  Part  III  of  this  report,  when  properly  applied,  will  furnish 
a  basis  for  deciding  whether  a  particular  projector  is  or  is  not  suit- 
able for  educational  service  within  the  limits  corresponding  to  its 
light  output  and  sound  output.  However,  these  specifications  are 
unavoidably  expressed  in  terms  of  quantities  which  can  be  measured 
only  by  a  fully  equipped  testing  laboratory,  having  personnel  ex- 
perienced in  the  making  of  this  particular  class  of  tests.  In  the 
absence  of  a  certificate  from  a  trustworthy  source  to  the  effect  that 
a  particular  projector  meets  these  specifications,  the  user  must 
generally  rely  on  the  result  of  competitive  demonstration  of  different 
makes  of  projectors.  Several  observations  with  respect  to  such  com- 
petitive demonstrations  are  in  order. 

A  competitive  demonstration  of  two  or  more  projectors  or  a  test  of  them 
by  the  prospective  purchaser  (the  latter  being  preferable}  should  be  con- 
ducted under  the  exact  conditions  that  will  exist  when  the  chosen  machine 
is  placed  in  service.  All  machines  must  be  tested  on  the  same  screen 
and  with  the  same  film. 

The  test-film  is  the  most  important  item.  It  should  have  both  sharp 
picture  and  good  sound  quality,  or,  preferably,  two  separate  films 
should  be  selected  for  the  tests  of  picture  and  sound,  since  these 
tests  are  not  made  simultaneously. 


July,  1941]          NON-THEATRICAL  EQUIPMENT  REPORT  37 

The  projectors  under  test  should  be  connected  to  the  same  power 
line,  so  that  they  will  be  operated  on  the  same  line  voltage,  but  they 
should  not  be  operated  at  the  same  time  unless  it  has  been  ascer- 
tained that  the  power  line  is  capable  of  carrying  the  multiple  load 
without  damage.  If  this  precaution  is  neglected,  fuses  will  probably 
be  blown. 

A  choice  between  competing  projectors  should  be  made  on  the  basis  cf 
fundamental  performance,  and  not  on  the  basis  of  special  features, 
unless  it  is  clearly  apparent  that  these  features  are  contributing  to 
the  excellence  of  the  fundamental  performance.  The  main  points 
to  be  observed  are  sharpness  and  steadiness  of  picture,  intelligibility 
and  naturalness  of  speech  reproduction,  naturalness  and  steadiness  of 
pitch  in  music  reproduction,  and  smooth,  quiet  operation.  Excel- 
lence in  these  respects  necessarily  implies  general  good  workmanship 
and  high  quality  of  construction. 

The  prospective  purchaser  should  first  examine  both  projectors  to 
see  that  their  condensing  and  projection  lenses  are  clean  and  that 
the  lamps  are  new  and  are  rated  for  the  line  voltage  actually  existing. 
Then  he  should  switch  on  each  machine  in  turn  without  film,  and 
center  the  light  on  the  screen.  After  a  clean  rectangular  field  of 
light  has  been  obtained  by  focusing  the  projection  lens,  the  screen 
should  appear  evenly  illuminated  and  free  from  striations,  or  patches 
of  color.  If  it  appears  that  one  projector  delivers  more  light  than 
the  other,  the  observer  should  make  sure  that  any  rheostat  that  may 
be  on  either  machine ~f or  controlling  the  lamp  current  is  adjusted  to 
the  correct  value  before  drawing  any  conclusion.  Too  much  im- 
portance should  not  be  attached  to  slight  differences  of  light  output, 
since  different  lamps,  even  of  the  same  type  and  from  the  same  lot, 
may  differ  enough  in  light  output  to  produce  a  noticeable  difference 
on  the  screen  in  this  test. 

Next,  thread  the  film  selected  for  checking  picture  sharpness  and 
steadiness,  first  on  one  machine,  then  on  the  other,  and  project  it, 
adjusting  the  focus  as  critically  as  possible,  and  noting  any  dif- 
ferences in  sharpness  between  the  center  and  sides  of  the  screen. 
If  it  is  necessary  to  be  very  critical  in  order  to  detect  a  difference  in 
steadiness  of  picture  between  the  machines,  set  the  framing  device 
so  that  the  frame  line  is  visible  on  the  screen.  Walk  directly  up  to 
the  screen  and  hold  a  ruler  against  it,  so  that  the  amount  of  frame- 
line  "jump"  can  be  observed  directly  on  the  ruler.  As  measured 
with  an  ordinary  commercial  film  in  good  condition,  this  "jump" 


38  NON-THEATRICAL  EQUIPMENT  REPORT      [J.  S.  M.  P.  E. 

should  not  be  more  than  l/2  of  1  per  cent  of  the  width  of  the  picture. 
Make  this  test  in  the  same  part  of  the  film  for  both  machines. 

Both  machines  should  be  operated  at  the  speeds  for  which  they  are 
designed,  and  the  picture  scrutinized  for  visible  flicker.  A  slightly 
greater  amount  of  flicker  will  not  indicate  that  one  of  the  machines 
is  inferior,  provided  it  is  also  observed  to  give  greater  screen  bright- 
ness than  the  comparison  machine.  In  this  connection  it  is  helpful 
to  bear  in  mind  that  flicker  increases  as  the  screen  brightness  in- 
creases, and  also  as  the  speed  of  the  projector  (number  of  frames  per 
second)  decreases.  It  is  unlikely  that  flicker  will  be  noticed  at  sound 
speed  (24  frames  per  second)  but  it  is  likely  to  appear  at  silent  speed 
(16  frames  per  second),  especially  if  the  screen  brightness  is  near  the 
upper  limit. 

Tests  of  sound-reproducing  quality,  to  be  conclusive,  must  be  con- 
ducted under  the  acoustical  conditions  under  which  the  machine  will 
actually  be  used.  For  example,  no  final  conclusions  should  be  drawn 
from  a  test  in  an  empty  classroom  or  auditorium.  Arrangements 
should  be  made  to  have  an  audience  of  normal  size  present  and  in 
their  seats. 

By  way  of  test,  the  same  sound-film  should  be  run  first  on  one 
machine  and  then  on  the  other.  During  the  running  of  the  film 
the  prospective  purchaser  should  experiment  with  the  tone  controls 
and  attempt  to  decide  what  adjustments  give  most  satisfactory  re- 
production of  speech  and  of  music.  On  account  of  the  variable 
element  introduced  by  the  tone  controls,  it  will  be  necessary  to  run 
the  sound  test-film  several  times,  first  on  one  projector  and  then  on 
the  other,  in  order  to  decide  whether  or  not  there  is  a  clear  superiority 
of  one  over  the  other. 

The  sound-film  selected  for  testing  should  contain  both  good  speech 
and  good  music.  Projector  salesmen  can  usually  provide  demonstra- 
tion reels  which  can  be  assumed  to  be  of  good  quality.  The  im- 
portant point  is  to  run  the  same  films  on  all  machines  being  com- 
pared, at  the  same  time,  and  under  the  same  conditions.  Demon- 
strations at  different  times,  or  in  different  places,  and  with  different 
films,  are  not  conclusive,  and  are  of  little  value. 

During  the  sound  tests  it  is  well  to  note  how  far  the  volume  of 
music  may  be  increased  on  each  machine  before  noticeable  distortion 
sets  in.  It  is  usually,  but  not  invariably,  true  that  the  system  that 
permits  the  higher  volume  without  distortion  will  give  cleaner  re- 


July,  1941]          NON-THEATRICAL  EQUIPMENT  REPORT  39 

production  at  normal  volume.  This  point  can  be  checked  by  at- 
tentive listening. 

Unless  the  observer  is  experienced  in  judging  the  quality  of  re- 
produced sound,  it  will  be  found  best  to  run  the  same  reel  of  test- 
film  several  times,  rather  than  to  project  a  wide  variety  of  material. 
The  latter,  of  course,  is  also  desirable  when  time  permits.  Re- 
peated listening  to  the  same  reel  of  film  makes  it  easier  to  fasten 
attention  on  such  points  as  the  relative  steadiness  of  film  motion  in 
the  sound-reproducing  mechanisms  of  the  machines  under  test, 
as  made  audible  by  unsteady  pitch  of  the  reproduced  sound  or  by 
the  absence  of  such  unsteadiness.  For  critical  comparisons  on  this 
point,  test-films  containing  musical  selections  of  a  slow  character  are 
required. 

It  is  necessary  to  be  certain  that  the  test-film  itself  is  substantially 
free  from  unsteadiness  of  pitch.  One  way  of  checking  this  point  is 
to  notice  whether  or  not  changes  of  pitch  are  heard  in  the  same 
places  when  the  film  is  reproduced  on  different  projectors.  If  a 
change  of  pitch  is  always  heard  on  the  same  note,  it  is  probably  in 
the  film.  In  this  case  another  film  should  be  tried. 

For  detecting  slow  variations  of  film  speed,  commonly  known  as 
"wows,"  records  of  the  piano  are  most  suitable.  A  violin  or  'cello 
record  is  perhaps  as  good  a  test  as  any  for  freedom  from  more  rapid 
speed  variations,  which  manifest  themselves  as  a  sort  of  roughness  or, 
in  extreme  cases,  a  gurgling  quality  of  the  tone  rather  than  as  per- 
ceptible changes  of  pitch. 

In  general,  the  inexperienced  listener  should  be  careful  not  to 
form  a  hasty  judgment  as  to  which  of  two  machines  is  superior  in 
the  matter  of  speed  constancy.  Some  of  the  effects  of  unsteady 
film  motion  are  subtle,  and  require  experience  for  their  correct  inter- 
pretation. 

Two  intimately  connected  points  of  performance  are  the  tonal, 
or  frequency,  range  of  the  projector  sound  system  and  the  amount 
of  background  noise  it  produces.  (We  are  referring  here  to  the 
noise  that  issues  from  the  loud  speaker,  not  to  the  noise  produced 
directly  in  the  room  by  the  running  of  the  mechanism.) 

A  good  16-mm  sound  projector  is  capable  of  reproducing  with  nearly 
uniform  intensity  all  sound  frequencies  from  100  vibrations  (or 
"cycles")  per  second  to  at  least  5000  per  second.  The  presence  of 
this  range  can  be  checked  by  the  playing  of  a  frequency  test-film, 
or  it  can  be  checked  by  noting  how  certain  components  of  the  sound 


40  NON-THEATRICAL  EQUIPMENT  REPORT      [J.  s.  M.  P.  E. 

are  reproduced.  A  projector  which  has  adequate  high-frequency 
response  will  reproduce  in  a  natural  manner  the  high-pitched  hissing 
sound  of  the  letter  5  in  speech.  When  high-frequency  response  is 
inadequate,  the  sound  of  the  5  is  much  more  like  that  of  the  th  in 
thin.  One  of  the  best  tests  is  to  listen  attentively  to  the  reproduction 
of  words  which  begin  with  s. 

If  there  is  good  high-frequency  response  there  should  be  adequate 
low-frequency  response,  in  order,  in  a  sense,  to  "balance"  the  tonal 
quality.  Since  this  balance  of  the  sound  is  affected  by  room  acous- 
tics, as  has  been  explained,  it  must  be  adjusted,  in  many  cases,  by 
the  use  of  the  tone  control.  Orchestral  music  is  best  for  judging 
balance. 

The  observer  should  be  aware,  in  this  connection,  that  tonal  bal- 
ance between  high  and  low  frequencies  has  been  demonstrated  to 
be  very  largely  a  matter  of  personal  taste;  a  matter  which  in  many 
instances  is  conditioned  by  the  type  of  radio  receiver  to  which  the 
listener  is  accustomed.  It  is  highly  desirable,  therefore,  that  com- 
parisons of  tonal  balance  should  be  judged  by  a  number  of  observers, 
each  of  whom  has  an  opportunity  to  experiment  with  the  tone- 
control  facilities  of  the  projectors  under  test,  so  as  to  determine  what 
range  of  tone  qualities  can  be  produced.  It  is  perhaps  wiser  in  most 
cases  to  concentrate  attention  on  the  factor  of  intelligibility  rather 
than  to  depend  too  much  on  judgment  of  tone  balance. 

While  making  changes  of  tone  quality  by  means  of  the  tone  con- 
trol, it  will  be  noticed  that  the  background  noise  changes  greatly 
with  the  relative  emphasis  placed  on  the  higher  and  lower  frequencies. 
The  projector  which  reproduces  a  wide-frequency  range,  other  things 
being  equal,  will  always  produce  more  background  noise  than  a  pro- 
jector having  a  narrow-frequency  range.  Reproduction  of  high 
frequencies  is  almost  unavoidably  accompanied  by  reproduction  of 
hissing  sounds  from  the  film,  from  the  photocell,  and  from  other 
parts  of  the  amplifying  system.  Reproduction  of  low  frequencies 
necessarily  increases  the  audibility  of  hum  and  other  low-pitched 
background  noises.  In  the  reproduction  of  any  type  of  recorded 
sound,  a  decision  must  be  made  as  to  whether  it  is  preferable  to 
reproduce  an  extended  frequency  range  with  the  accompanying 
noise  or  to  get  rid  of  the  noise  at  the  expense  of  frequency  range. 
While  there  is  here  a  certain  amount  of  room  for  the  exercise  of 
individual  taste,  it  is  the  consensus  of  engineers  that  a  range  at 
least  from  100  to  5000  cycles  per  second  is  necessary  for  good  repro- 


July,  1941]          NON-THEATRICAL  EQUIPMENT  REPORT  41 

dtiction  of  speech  and  music.  It  is  preferable  to  tolerate  the  slight 
amount  of  noise  that  accompanies  this  frequency  range  rather  than 
to  make  the  sacrifice  of  frequency  range  that  is  needed  to  get  rid  of 
the  noise  entirely.  At  the  same  time  it  is  true  that  by  superior  de- 
sign and  construction  of  the  amplifying  equipment  associated  with  a 
projector,  it  is  possible  to  reduce  background  noise  to  an  appreciable 
extent  without  sacrifice  of  the  tonal  range.  The  interrelation  be- 
tween these  two  aspects  of  reproduction  has  been  emphasized  here, 
however,  in  order  to  place  the  non-technical  observer  on  his  guard 
against  drawing  conclusions  solely  on  the  basis  of  either  the  tonal 
range  or  the  amount  of  background  noise  that  is  noticed. 

Consumer  Demands  and  Projector  Engineering. — Many  equipment 
users  do  not  realize  the  extent  to  which  their  demands  for  qualities 
such  as  small  size,  light  weight,  and  portability  influence  the  design 
and  performance  of  sound  motion  picture  projectors.  Almost  any 
widely  expressed  consumer  demand  can  be  met  by  the  engineer,  but 
as  a  rule  this  can  be  done  only  by  some  sacrifice  of  other  desirable 
qualities,  usually  of  performance. 

In  particular,  the  demand  for  small  size  and  light  weight  has  led 
to  the  adoption  by  the  projector  industry  of  certain  practices  in  the 
design  of  the  sound-reproducing  amplifier  and  loud  speaker  that  are 
deplored  by  most  of  the  quality-conscious  engineers  in  the  industry.  * 
Thus,  while  16-mm  sound  projectors  have  been  improved  in  many 
respects  during  the  past  few  years,  they  could  be  made  to  perform 
still  better,  and,  in  fact,  much  better,  if  they  were  not  required  to 
meet  this  demand  for  light  weight  and  extreme  portability. 


*  A  loud  speaker,  to  be  efficient  and  free  from  distortion,  requires  a  moderately 
large  and  massive  field-magnet  to  produce  a  strong  magnetic  field  around  the 
"voice-coil"  through  which  the  signal  currents  from  the  amplifier  are  passed. 
Reducing  the  weight  of  the  loud  speaker  necessarily  means  reducing  the  size  of 
this  magnet  and  therefore  reducing  the  strength  of  the  magnetic  field.  If  the 
same  amount  of  sound  is  to  be  produced  as  before,  the  amplifier  must  deliver  more 
electrical  power  to  the  loud  speaker  having  the  weak  field.  Within  the  limits  of 
size  and  weight  that  are  customarily  imposed  today,  this  can  be  done  only  by  the 
employment  of  types  of  vacuum-tubes  that  produce  more  distortion  than  the 
types  in  common  use  in  radio  sets  and  other  sound-reproducing  devices  a  few 
years  ago  when  loud  speakers  with  massive  field  magnets  were  the  rule.  Thus, 
because  of  the  need  for  high  amplifier  power  to  offset  loud  speaker  inefficiency,  the 
amplifier  supplies  a  slightly  distorted  signal  to  a  loud  speaker,  which,  because  of  its 
low  efficiency,  introduces  still  more  distortion  of  its  own. 


42  NON-THEATRICAL  EQUIPMENT  REPORT     {J.  S.  M.  P.  E. 

The  better  sound  projectors  available  today  are  deserving  of  far 
better  loud  speakers  than  are  usually  supplied.  However,  at  the 
present  time  the  cost  of  a  suitable  loud  speaker  of  really  high  quality* 
is  almost  as  great  as  the  cost  of  the  projector  itself.  This  condition 
exists  largely  because  few  outside  the  theatrical  motion  picture  field 
have  known  that  this  class  of  loud  speaker  equipment  existed,  and 
therefore  the  demand  for  it  has  not  yet  become  great  enough  to 
permit  placing  it  in  quantity  production.  If  loud  speakers  of  really 
high  quality  were  demanded  for  all  sound  motion  picturejnstalla- 
tions  of  a  relatively  permanent  character,  a  market  would  be  created 
for  such  units  in  quantity,  and  it  would  become  possible  to  sell  them 
at  a  much  lower  price.  Loud  speakers  of  the  present  very  light- 
weight type  could  still  be  used  for  services  that  require  portability. 

Two  other  features  included  in  many  current  projector  systems 
because  of  consumer  demand  deserve  mention  because  of  their 
adverse  effect  upon  basic  performance.  The  first  of  these  is  the 
clutch  mechanism  which  permits  stopping  the  film  for  the  projection 
of  single  frames  as  still  pictures.  The  Committee  is  unanimous  in 
recommending  that  this  provision  for  still  picture  projection  be  omitted 
from  16-mm  motion  picture  equipment  for  use  in  schools.  Records 
of  film  distributors  show  that  the  subjection  of  individual  frames  of 
film  to  excessive  heat  by  this  practice  is  one  of  the  leading  causes  of 
film  damage.  While  it  is  possible  to  protect  the  film  against  ex- 
cessive heat  by  the  usual  "safety"  shutter,  introduced  into  the 
light-beam  when  the  clutch  is  operated,  this  can  only  be  done  by 
cutting  down  the  amount  of  light  transmitted  to  a  point  so  low  that 
the  picture  on  the  screen  is  too  dim  to  be  seen  properly.  On  the 
other  hand,  if  enough  light  is  allowed  to  pass  to  give  an  acceptable 
screen  image,  the  film  is  sure  to  be  damaged  whenever  the  still  pic- 
ture is  kept  on  the  screen  for  any  considerable  length  of  time.  When 
it  is  considered  that  the  image  obtained  by  projecting  a  single  frame 
of  motion  picture  film  is  none  too  sharp  at  best,  it  may  be  seen  that 
this  practice  of  providing  for  still  projection  of  individual  frames  of 
film  is  of  doubtful  value,  while  as  a  cause  of  film  damage  it  is  demon- 
strably  harmful. 

A  second  feature  commonly  demanded  is  a  microphone  input,  to 
permit  the  amplifier  and  loud  speaker  of  the  projector  to  be  used  for 

*  The  reference  here  is  to  loud  speakers  of  the  dual  type,  in  which  a  horn  is 
used  for  the  higher  frequencies  and  a  large  paper  cone  unit  for  the  low  frequencies. 


July,  1941]          NON-THEATRICAL  EQUIPMENT  REPORT  43 

public  address  work.  A  system  designed  only  for  sound-film  repro- 
duction could  provide  a  noticeably  reduced  level  of  the  hissing  type 
of  background  noise  commonly  heard  when  the  projector  is  repro- 
ducing sound  at  normal  volume.  The  remedy  for  this  situation 
consists  in  either  abandoning  the  demand  for  the  microphone  input 
or  increasing  the  price  paid  for  the  system. 

Low  selling  price  is  quite  properly  an  important  consideration  in 
the  production  of  sound  motion  picture  equipment  for  educational 
use,  since  the  lower  the  cost  of  the  equipment  the  more  extensive 
can  be  its  use.  In  order  to  obtain  maximum  value  for  the  amount 
of  money  expended  for  such  projection  equipment,  users  would  do 
well  to  demand  only  basic  functions  in  the  equipment  furnished  them, 
since  these  could  then  be  provided  in  a  more  satisfactory  form  than 
under  present  conditions.  As  matters  stand  at  present,  the  engineer 
must  generally  design  not  only  in  relation  to  cost  but  also  in  relation 
to  the  demand  for  auxiliary  and  more  or  less  unrelated  functions  in 
the  same  piece  of  equipment.  At  best  it  is  not  easy  to  manufacture 
good  16-mm  sound  motion  picture  equipment,  nor  can  this  be  done 
at  too  low  cost,  since  the  accuracy  required  in  vital  parts  of  the 
mechanism  is  of  the  order  of  2x/2  times  as  great  as  is  required  for 
comparable  results  in  35-mm  equipment. 

Film  Quality  and  Its  Effect  on  Projector  Performance. — It  is  not 
always  recognized  that  the  quality  of  the  film  being  projected  has 
as  important  an  effect  upon  the  final  screen  result  as  the  quality  of 
the  projection  equipment.  It  is  important,  especially  when  judging 
projector  performance,  to  be  able  to  recognize  the  difficulties  at- 
tributable to  films  rather  than  to  apparatus. 

An  unsteady  picture  on  the  screen  may  be  caused  by  imperfect 
printing  of  the  film,  by  damaged  sprocket-holes,  or  by  unsteady 
mounting  of  the  camera  that  took  the  picture.  Jumping  of  the 
picture  when  a  splice  passes  through  the  gate  of  the  projector  gener- 
ally indicates  that  the  splice  was  improperly  made,  either  with  the 
film  edges  not  properly  aligned  or  with  the  sprocket-holes  not  ac- 
curately matched  where  the  film  ends  were  cemented.  Whenever  a 
projector  produces  an  unsteady  picture,  the  user  should  make  cer- 
tain that  the  difficulty  is  not  in  the  film  being  projected  before  con- 
demning the  machine. 

It  occasionally  happens  that  the  image  on  the  film  is  not  in  sharp 
focus.  This  may  be  caused  either  by  lack  of  sharp  focus  in  the  origi- 
nal photography  or  by  improper  printing. 


44  NON-THEATRICAL  EQUIPMENT  REPORT     [J.  S.  M.  P.  E. 

It  sometimes  happens  that  films  are  received  with  which  it  is  im- 
possible to  obtain  a  sharp  focus  all  over  the  screen  at  once.  It  is 
possible  to  focus  the  center  of  the  picture  sharply,  or  the  sides,  but 
not  both  at  the  same  time.  On  examination,  such  films  will  be 
found  to  be  buckled.  Buckled  film  should  be  returned  to  its  source; 
it  is  usually  impossible  for  the  user  to  correct  the  condition. 

A  moderately  common  difficulty  in  sound-tracks  is  mislocation  of 
the  track.  If  the  track  is  more  than  a  few  thousandths  of  an  inch 
too  near  the  film  edge  or  too  far  from  it,  it  is  probable  that  part  of 
its  width  will  not  be  scanned  by  the  reproducing  light-beam  in  the 
projector.  This  can  result  in  quite  objectionable  distortion  of  the 
seund.  Sound-tracks  that  are  mislocated  are  also  frequently  noisy, 
since  images  of  improper  parts  of  the  negative  film  (for  example, 
the  edges  of  sprocket-holes)  are  likely  to  be  printed  in  the  sound- 
track area  where  the  track  itself  ought  to  be. 

Other  causes  of  excessive  noise  in  sound-tracks  are  low  density  of 
the  track  itself,  that  is,  lack  of  sufficient  blackness  in  the  black  parts ; 
scratches,  dirt  on  the  negative,  and  dirt  on  the  print  itself.  Sound- 
tracks that  reproduce  well  will  generally  be  found  to  be  quite  dark, 
clean-looking,  and  free  from  the  printed  impressions  of  dust  specks 
and  scratches  on  the  negative.  With  a  little  experience  it  is  usually 
possible  to  tell  merely  by  looking  at  a  sound-track  whether  or  not 
it  may  be  expected  to  reproduce  with  low  background  noise. 

Some  films,  even  though  manifesting  none  of  the  difficulties  de- 
scribed above,  give  unsatisfactory  reproduction  on  all  projectors. 
The  difficulty  usually  is  an  absence  of  high  frequencies  in  the  sound, 
manifested  by  lack  of  crispness  and  intelligibility  and  an  absence  of 
the  5  sound.  This  condition  may  have  been  caused  by  the  selection 
of  an  unsuitable  voice  for  the  recording,  by  improper  use  of  the 
microphone  in  recording,  or  by  printing  on  equipment  lacking  good 
optical  definition. 

Another  difficulty  sometimes  encountered  is  a  harsh  quality  in  the 
sound  similar  to  that  obtained  with  a  radio  receiver  when  it  is  not 
tuned  accurately  to  the  broadcasting  station,  or  when  the  volume 
has  been  increased  until  the  amplifier  system  overloads.  This  may 
be  produced  in  sound-films  by  the  attempt  to  record  sound  at  too 
high  a  volume  level.  In  variable-density  sound-tracks  it  may  be 
caused  by  improper  printing  or  development. 

A  condition  that  is  likely  to  continue  to  afflict  the  16-mm  sound 
industry  for  some  time  to  come  is  the  lack  of  uniformity  of  sound 


July,  1941]          NON-THEATRICAL  EQUIPMENT  REPORT  45 

quality  on  otherwise  good  films  produced  by  different  methods. 
For  example,  films  made  by  optical  reduction  from  negatives  origi- 
nally produced  for  35-mm  theatrical  purposes  generally  have  less  high- 
frequency  response  than  films  produced  specifically  for  reduction  to 
the  16-mm  size.  Films  produced  directly  in  the  16-mm  size  can 
be  given  almost  any  desired  type  of  sound  quality,  but  this  very  fact 
makes  it  possible  for  producers  whose  tastes  differ  to  vary  the  sound 
quality  in  ways  that  are  sometimes  undesirable.  In  addition  to 
these  sources  of  variation  it  will  sometimes  be  found  that  different 
prints  of  the  same  subject  differ  perceptibly  in  sound  quality.  This 
may  happen,  for  example,  by  the  use  of  different  printing  machines 
in  the  same  film  laboratory,  the  different  machines  not  being  in 
equally  good  adjustment. 

Sound  Quality  Obtainable  from  16 -Mm  Film. — The  rather  discourag- 
ing picture  just  outlined  may  well  lead  to  the  question  "Just  what  is 
it  possible  to  accomplish  with  16-mm  sound-film?"  A  definite  and 
encouraging  answer  can  be  given.  With  films  that  are  well  made  in 
all  respects  and  with  the  best  currently  available  projection  equip- 
ment, a  quality  of  sound  can  be  obtained  that  is  substantially  on  a 
par  with  that  commonly  heard  in  good  neighborhood  motion  picture 
houses.  Background  noise  need  not  be  objectionably  high.  Music 
reproduction  can  be  equal  to  that  of  an  excellent  radio  receiver. 
Speech  reproduction  can  be  completely  intelligible  and  natural. 

Failure  to  achieve  this  standard  of  performance  in  16-mm  sound- 
film  projection  is  aTesult  of  removable  difficulties  either  in  film  or 
equipment.  Both  these  can  be  remedied  by  proper  selection  of 
projection  equipment,  by  expert  servicing  of  the  equipment  when 
necessary,  and  by  careful  selection  of  films. 

REFERENCES 

1  Report  of  the  Projection  Practice  Committee,  J.  Soc.  Mot.  Pict.  Eng.,  XXX 
(June,  1938),  p.  638. 

2  HARDY,  A.  C.,  AND  CONANT,  F.  H.:    "Perspective  Considerations  in  Taking 
and  Projecting  Motion  Pictutes,"  Trans.  Soc.  Mot.  Pict.  Eng.,  XII,  33  (1928),  p. 
117. 

3TuTTLE,  C.  M.:  "Distortion  in  the  Projection  and  Viewing  of  Motion 
Pictures,"  /.  Soc.  Mot.  Pict.  Eng.,  XXI  (Sept.,  1933),  p.  204. 

4  The  Problem  of  the  Projection  Screen  Brightness  Committee,  /.  Soc.  Mot. 
Pict.  Eng.,  XXVI  (May,  1936),  p.  489. 

LOWRY,  E.  M.:  "Screen  Brightness  and  the  Visual  Functions,"  J.  Soc.  Mot. 
Pict.  Eng.,  XXVI  (May,  1936),  p.  490. 


46  NON-THEATRICAL  EQUIPMENT  REPORT 

O'BRIEN,  B.,  AND  TUTTLE,  C.  M. :  "An  Experimental  Investigation  of  Projec- 
tion Screen  Brightness,"  /.  Soc.  Mot.  Pict.  Eng.,  XXVI  (May,  1936),  p.  505. 

COOK,  A.  A.:  "A  Review  of  Projector  and  Screen  Characteristics,  and  Their 
Effects  upon  Screen  Brightness,"  J.  Soc.  Mot.  Pict.  Eng.,  XXVI  (May,  1936),  p. 
522. 

WOLF,  S.  K. :  "An  Analysis  of  Theater  and  Screen  Illumination  Data,"  /.  Soc. 
Mot.  Pict.  Eng.,  XXVI  (May,  1936),  p.  532. 

TUTTLE,  C.  M.:  "Density  Measurements  of  Release  Prints,"  /.  Soc.  Mot.  Pict. 
Eng.,  XXVI  (May,  1936),  p.  548. 

TEELE,  R.  P.:  "Photometry  and  Brightness  Measurements,"  /.  Soc.  Mot.  Pict. 
Eng.,  XXVI  (May,  1936),  p.  554. 

LITTLE,  W.  F.,  AND  WILLIAMS,  A.  T.:  "Resume  of  Methods  of  Determining 
Screen  Brightness  and  Reflectance,"  /.  Soc.  Mot.  Pict.  Eng.,  XXVI  (May,  1936), 
p.  570. 

LUCKIESH,  M.,  AND  Moss,  F.  K. :  "The  Motion  Picture  Screen  as  a  Lighting 
Problem,"  /.  Soc.  Mot.  Pict.  Eng.,  XXVI  (May,  1936),  p.  578. 

6  HARRIS,  S. :  "Photometric  Nomenclature  and  Conversions,"  /.  Soc.  Mot.  Pict. 
Eng.,  XXXV  (Dec.,  1940),  p.  557. 

6  TEELE,  R.  P.:    "Photometry  and  Brightness  Measurements,"  /.  Soc.  Mot. 
Pict.  Eng.,  XXVI  (May,  1936),  p.  567. 

7  Report  of  the  Theater  Lighting  Committee,  /.  Soc.  Mot.  Pict.  Eng.,  XVI 
(Feb.,  1931),  p.  239. 

8  WOLF,  S.  K. :    "An  Analysis  of  Theater  and  Screen  Illumination  Data,"  /. 
Soc.  Mot.  Pict.  Eng.,  XXVI  (May,  1936),  p.  534. 


(Continued  on  next  page) 


PART  II 


THE  OPTICAL    PROPERTIES  OF  COMMERCIALLY  AVAILABLE  SCREENS 
FOR  16-MM  PROJECTION 


The  brightness  of  the  image  in  projection  is  determined  by  the 
amount  of  light  reaching  the  screen  from  the  projector  and  by  the 
reflecting  properties  of  the  screen  surface.  Screens  that  reflect  the 
light  in  a  highly  directional  manner  can  provide,  under  proper  condi- 
tions, pictures  more  than  five  times  as  bright  as  would  be  obtained 
with  non-directional  screens  in  combination  with  the  same  projector. 

Directional  screens,  however,  have  disadvantages  which  sharply 
restrict  their  fields  of  proper  use.  They  are  highly  efficient  within 
limited  viewing  angles,  but  relatively  inefficient  at  large  viewing 
angles.  More  important  is  the  fact  that  they  produce  serious  in- 
equalities of  brightness  between  different  parts  of  the  screen  for  all 
but  a  few  favorably  located  spectators. 

Because  of  these  effects,  an  accurate  knowledge  of  the  properties 
of  different  types  of  screens  is  essential  for  the  intelligent  selection  of 
projection  equipment. 

In  order  to  be  able  to  base  its  recommendations  upon  a  precise 
knowledge  of  the  characteristics  of  the  screens  that  are  commercially 
available  at  the  time  of  this  report,  the  Committee  obtained  samples 
of  screen  materials  from  six  manufacturers.  After  the  exclusion  of 
screens  perforated  for  sound  transmission,  which  are  not  used  in 
l()-mm  projection,  this  collection  of  samples  included  seven  beaded 
screens,  six  matte  screens,  and  two  aluminum-surfaced  screens. 

The  procedure  followed  in  determining  the  characteristics  of  these 
fifteen  samples  was  to  project  a  beam  of  light  perpendicularly  on  each 
sample  and  measure  the  brightness  of  the  center  of  the  illuminated 
spot  at  different  angles  from  the  axis. 

The  differences  found  between  individual  beaded  screens  were 
relatively  unimportant.  The  same  was  true  of  the  matte-surfaced 
screens  examined.  Therefore  the  results  have  been  averaged  for 
each  of  these  types.  The  two  averages  are  plotted  in  Fig.  3. 

Fig.  4  shows  the  characteristics  of  the  two  aluminum-surfaced 
screens,  which  are  obviously  dissimilar.  The  screen  that  gave  curve 

47 


48 


NON-THEATRICAL  EQUIPMENT  REPORT      [J.  S.  M.  P.  E. 


A  has  a  relatively  smooth  surface,  white  the  one  that  gave  curve  B 
is  rough  in  texture. 

Some  readers  may  be  puzzled  by  the  fact  that  values  higher  than 
100  per  cent  appear  in  the  curves  of  Fig.  3  and  Fig.  4.  This  will  be 
readily  understood  if  it  is  remembered  that  the  results  of  such  screen 
reflection  measurements  are  customarily  expressed  in  terms  of  an 
ideal,  or  theoretical,  reflecting  surface  which,  by  definition,  reflects 


500} 


400  yc 


EB&IE 


200%, 


100% 


30°         20°          10°          0°          10°        20°         30° 

ANqtE  FROM  AXIS 

FIG.  3.     Apparent  coefficient  of  reflection  of  matte  and  beaded  screens  at 
various  angles  to  axis. 

100  per  cent  of  the  incident  light,  and  distributes  this  reflected  light 
in  such  a  way  that  the  surface  appears  equally  bright  at  all  angles  of 
view.  Thus,  a  surface  that  has  highly  directional  reflecting  proper- 
ties may  appear  many  times  as  bright  as  this  theoretical  standard 
within  a  certain  range  of  viewing  angles.  But,  since  no  surface  can 
reflect  more  than  a  total  of  100  per  cent  of  the  light  that  falls  on  it,  a 
directional  reflector  must  necessarily  be  less  bright  than  the  standard 
when  viewed  at  angles  outside  this  range. 

A  working  standard  that  closely  approximates  the  ideal  is  available 
in  the  form  of  a  freshly  scraped  surface  of  a  block  of  pure  magnesium 


July,  1941] 


NON-THEATRICAL  EQUIPMENT  REPORT 


49 


carbonate.  This  practical  working  standard  was  used  in  making  the 
measurements  for  the  Committee.  Therefore,  the  curves  of  Fig.  .'i 
and  Fig.  4  may  also  be  interpreted  in  this  way,  that  a  value  of,  for 
example,  135  per  cent  at  a  given  angle  means  that,  when  viewed  from 
this  angle,  the  brightness  of  the  screen  in  question  was  135/ioo  of 
the  brightness  of  the  magnesium  carbonate  reference  surface  under 
the  same  illumination. 

There  is  an  important  difference,  not  appearing  in  these  curves, 
between  the  beaded  type  of  screen  and  the  two  other  types.     The 


10  0 

ANiqLE.  FROM 


10 


20° 


30* 


FIG.  4.     Apparent  coefficient  of  reflection  of  two  semi-specular  (metallic) 
screen  surfaces  at  various  angles  to  axis. 

beaded  screen  surface  reflects  the  light  most  strongly  in  the  exact 
direction  from  which  it  came,  even  when  the  incident  light-beam  is 
not  perpendicular  to  the  screen  surface.  The  matte-surfaced  and 
metallic  screens  do  not  share  this  property.  They  reflect  the  light 
most  strongly  along  the  path  that  would  be  followed  by  the  single 
reflected  beam  if  the  screen  surface  were  replaced  by  a  polished 
mirror.  This  action  is  scarcely  noticeable  in  the  case  of  the  matte 
screens,  since  these  are  almost  entirely  non  directional,  but  it  is 
readily  noticed  in  the  case  of  the  aluminum-surfaced  screens.  It  will 
be  shown  later  that  this  semi-specular  type  of  reflection  causes  con- 


50  NON-THEATRICAL  EQUIPMENT  REPORT      [J.  S.  M.  P.  E. 

siderably  greater  differences  of  brightness  between  different  parts  of 
the  metallic  screens  than  are  found  with  the  beaded  type. 

In  view  of  the  Committee's  recommendation  that  the  average 
screen  brightness  (for  any  one  spectator)  be  held  between  the  limits 
of  5  and  20  ft.-lamberts,  it  is  obvious  that  a  directional  type  of  screen 
should  not  be  used  for  viewing  angles  greater  than  the  one  at  which 
the  apparent  coefficient  of  reflection  is  1/4  of  the  value  along  the  axis. 
Fig.  3  shows  that,  for  the  average  beaded  screen,  this  angle  is  16 
degrees.  However,  it  will  be  noted  that  the  peak  is  very^  sharp. 
Since  in  practice  the  projector  must  be  located  far  enough  above  the 
heads  of  the  spectators  to  avoid  the  casting  of  shadows  on  the  screen, 
and  since  all  parts  of  the  screen  send  this  sharp  maximum  of  reflected 
light  directly  back  to  the  projector,  it  appears  reasonable  to  assume 
that  no  spectators  receive  this  maximum  of  reflected  light.  The 


PROJECTOR,  __ T  -        *(fl 

n 

S 


SPECTATOR.  ..---'.'---        — 

A^-::-- 

FIG.  5.     Method  of  measuring  angles  to  determine  screen  brightness  ratios 
for  beaded  screen. 

Committee  has  made  this  assumption,  and  has  calculated  its  table 
of  recommended  light  flux  from  the  projector  (Table  I  of  Part  I  of  this 
report)  from  the  values  of  the  apparent  coefficient  of  reflection  for  5 
degrees  and  20  degrees  in  the  case  of  the  beaded  screen. 

Fig.  4  shows  that,  on  the  basis  of  the  4  to  1  ratio  between  the  maxi- 
mum and  the  minimum  brightness,  the  screen  corresponding  to  the 
curve  marked  A  is  suitable  for  use  up  to  a  viewing  angle  of  25  de- 
grees, while  the  screen  corresponding  to  the  curve  marked  B  more 
than  satisfies  the  requirement  at  a  viewing  angle  of  30  degrees. 
These  screens  are  nevertheless  unsatisfactory  for  use  with  groups 
of  more  than  a  few  spectators,  because  they  produce  large  differences 
of  brightness  between  different  parts  of  the  picture. 

When  a  spectator  is  located  near  the  front  of  the  seating  area  and 
at  one  side,  he  views  the  two  sides  of  the  screen  at  widely  different 
angles.  Therefore,  if  the  screen  has  a  highly  directional  reflection 


July,  1941 


NON-THEATRICAL  EQUIPMENT  REPORT 


51 


characteristic,  the  brightness  of  the  near  side  of  the  screen  for  this 
spectator  is  considerably  greater  than  the  brightness  of  the  far  side. 
A  good  estimate  of  the  magnitude  of  this  effect  can  be  obtained  by 
the  proper  use  of  the  data  in  the  curves  of  Fig.  3  and  Fig.  4. 

Fig.  5  is  a  diagram  of  the  condition  as  it  applies  to  the  beaded 
screen.  With  this  type  of  screen,  as  has  been  stated,  the  strongest 
beam  of  reflected  light  is  sent  back  in  the  direction  from  which  it 
came,  even  when  the  incident  light  beam  is  at  an  acute  angle  to  the 


</> 


cc 

CD 


ANqLE 


PROJECTION  AOUS) 


FIG.  6.  Brightness  ratio  of  brightest  part  of  screen  to  darkest  part  of 
screen  at  various  viewing  angles.  Beaded  screen.  (Screen,  projector,  and 
spectators'  eyes  on  same  level.) 

screen  surface.  Therefore  the  line  of  sight  for  maximum  brightness 
at  each  side  of  the  screen  is  as  shown  by  the  coarse  dotted  line, 
coinciding  with  the  solid  line  which  indicates  the  path  of  the  incident 
light. 

The  spectator's  actual  lines  of  sight  to  the  two  sides  of  the  screen 
are  shown  by  the  two  fine  dotted  lines.  By  reading  from  the  top 
curve  of  Fig.  3  the  brightnesses  corresponding  to  angles  A  and  B  of 
Fig.  5  we  obtain  a  fairly  accurate  measure  of  the  difference  of  bright- 
ness of  the  two  sides  of  the  screen  for  this  spectator's  position. 


52 


NON-THEATRICAL  EQUIPMENT  REPORT     [J.  S.  M.  p.  E. 


For  example,  consider  the  spectator  who  sits  in  a  row  2l/t  times 
the  screen  width  in  front  of  the  screen,  and  a  distance  at  the  side 
such  that  he  has  a  viewing  angle  of  15  degrees.  (The  "viewing 
angle,"  as  used  in  this  discussion,  is  the  angle  between  the  projection 
axis  and  the  spectator's  line  of  sight  to  the  center  of  the  screen.) 

For  this  spectator  we  find,  either  by  calculation  or  by  drawing  a 
diagram  and  measuring  the  angles  with  a  protractor,  that  angle  A 


O 

5 

cr 


</>     3 

LLJ 

z 


cc 
CD 


O  5°         10°        15°        20°        Z5°        30° 

VIEWING  ANqiE  (FROM  PROTECTION  AXIS} 

FIG.  7.  Brightness  ratio  of  brightest  part  of  screen  to  darkest  part  of 
screen,  at  various  viewing  angles.  Beaded  screen.  (Screen  and  projector 
high  enough  for  light-beam  to  clear  spectators'  heads.) 

is  19V2  degrees,  while  angle  B  is  9*/2  degrees.  The  corresponding 
brightness  values,  from  Fig.  3,  are  95  per  cent  and  250  per  cent. 
Therefore,  this  spectator  sees  the  near  side  of  the  screen  as  slightly 
more  than  2x/2  times  as  bright  as  the  far  side  of  the  screen. 

By  applying  this  method  to  a  large  number  of  locations  in  the  seat- 
ing area,  we  obtain  the  curves  of  Fig.  6,  which  show  how  the  bright- 
ness ratio  of  the  brightest  part  of  the  screen  to  the  darkest  part  of  the 
screen  varies  with  the  position  of  the  spectator. 

The  method  by  which  the  curves  of  Fig.  6  were  obtained  tacitly 


July,  1941]          NON-THEATRICAL  EQUIPMENT  REPORT  53 

assumes  that  the  projection  lens,  the  center  of  the  screen,  and  the 
spectator's  eyes  are  all  on  the  same  level.  With  this  arrangement  no 
spectators  can  be  seated  in  the  triangular  space  between  the  screen 
and  the  lens  of  the  projector,  since  anywhere  in  this  space  their 
heads  would  cast  shadows  on  the  screen.  This  fact  is  indicated  in 
Fig.  6  by  drawing  parts  of  the  curves  as  dotted  lines,  since  these 
parts  correspond  to  parts  of  the  seating  area  that  are  not  usable. 

A  more  practicable  way  of  arranging  matters,  at  least  for  groups 
of  the  size  common  in  classroom  work,  is  to  place  the  screen  so  that 
its  bottom  edge  is  a  few  inches  higher  than  the  average  level  of  the 
spectators'  eyes,  and  to  place  the  projector  also  just  high  enough  to 
avoid  interference  by  the  spectators'  heads.  With  this  arrangement 


PROJECTOR 


FIG.  8.     Method  of  measuring  angles  to  determine  screen  brightness  ratios 
for  semi-specular  (metal-surfaced)  screen. 

the  darkest  part  of  the  screen  is  always  the  upper  far  corner.  The 
brightest  part  varies  in  position;  if  the  spectator  is  at  0  degrees,  it 
is  at  the  center  of  the  bottom  edge  of  the  screen ;  as  he  moves  to  one 
side  it  moves  along  the  bottom  edge  of  the  screen  until  it  reaches  the 
near  bottom  corner.  The  problem  is  three-dimensional,  and  the 
mathematical  calculations  required  to  solve  it  are  laborious.  The 
mathematics  need  not  be  discussed  here;  the  results,  however,  have 
been  obtained  for  a  typical  case,  and  are  given  in  Fig.  7.* 

*  The  actual  arrangement  on  which  Fig.  7  is  based  is  as  follows:  Screen  size, 
37Y2  X  52  inches.  Height  of  projection  lens,  55l/t  inches.  Bottom  of  screen, 
52  inches  high.  Height  of  observer's  eyes,  48  inches.  The  analysis  will  hold  wit h 
little  error  for  any  arrangement  in  which  the  lens  and  the  bottom  of  the  screen 
are  on  about  the  same  level,  and  the  light-beam  just  clears  the  tops  of  the  specta- 
tors' heads. 


54 


NON-THEATRICAL  EQUIPMENT  REPORT     [J.  s.  M.  p.  E. 


ANqLE    (fROM  PROJECTION 


FIG.  9.  Brightness  ratio  of  brightest  part  of  screen  to  darkest  part  of  screen 
for  various  viewing  angles,  for  average  matte  screen,  and  for  the  semi-specular 
screens  of  Fig.  4. 

Those  members  of  the  Committee  who  worked  on  the  screen 
problem  reached  the  conclusion,  by  practical  tests,  that  a  brightness 
ratio  of  3  to  1  between  the  brightest  part  of  the  screen  and  the  darkest 
part  of  the  screen  was  as  great  as  should  be  tolerated.  On  this 


July,  1941  ]          NON-THEATRICAL  EQUIPMENT  REPORT  55 

basis  it  may  be  seen  from  Fig.  7  that,  in  the  case  of  the  beaded  screen, 
most  of  the  locations  in  the  front  of  the  seating  area,  distant  from  the 
screen  between  2  and  2x/2  times  its  width,  are  not  satisfactory.  It  is 
for  this  reason  that  this  area  has  been  marked  as  undesirable  in 
Fig.  2  of  Part  I  of  this  report. 

It  has  been  stated  that,  while  beaded  screens  send  the  strongest 
reflected  light  back  along  the  incident  beam,  metallic  screens  send  it 
in  the  direction  determined  by  the  usual  law  of  specular  reflection. 
Accordingly,  the  diagram  of  Fig.  5  must  be  modified  as  shown  in 
Fig.  8  to  make  it  applicable  to  the  case  of  the  metallic  screen.  It 
will  be  noticed  that  angle  A ,  at  the  far  side  of  the  screen,  is  increased, 
while  angle  B,  at  the  near  side,  is  decreased.  Because  of  these 
changes  in  the  angles,  the  brightness  ratios  are  much  higher  for  the 
metallic  than  for  the  beaded  screens,  even  though  both  of  the  curves 
of  Fig.  4  are  less  steep  than  the  upper  curve  of  Fig.  3. 

The  actual  brightness  ratios  for  the  two  aluminum-surfaced 
screens  of  Fig.  4  are  shown  in  Fig.  9.  The  values  given  are  for  the 
three-dimensional  arrangement,  corresponding  to  Fig.  7.  These 
curves  show  that  with  either  of  these  metallic  screens  there  is  only 
one  part  of  the  room  from  which  a  picture  of  satisfactory  brightness- 
uniformity  can  be  seen,  and  that  is  the  space  close  to  the  projector. 
The  situation  can  be  improved  somewhat  by  tilting  the  top  of  the 
screen  slightly  toward  the  projector,  but  the  improvement  is  not 
great  enough  to  warrant  the  use  of  either  of  these  screens  for  a  large 
group  of  spectators.  Screens  of  the  metallic  type  are  needed  for 
stereoscopic  projection  with  polarized  light,  but  otherwise  their  use 
should  be  avoided. 

The  high  degree  of  brightness-uniformity  obtained  with  the  matte 
type  of  screen  is  shown  by  the  curves  at  the  bottom  of  Fig.  9.  In  no 
case  is  the  brightness  ratio  greater  than  1.2.  This  amount  of  non- 
uniformity  is  hardly  perceptible  to  the  most  critical  eye.  The  matte 
type  of  screen  also  provides  nearly  equal  picture  brightnesses  for  all 
spectators.  In  the  average  case  the  brightness  at  a  viewing  angle 
of  30  degrees  is  85  per  cent  of  the  brightness  on  the  axis. 

Thus  from  the  standpoint  of  the  performance  factors  that  con- 
tribute to  proper  appreciation  of  the  picture  by  all  spectators,  the 
matte  type  of  screen  is  far  superior  to  the  directional  types.  It 
should  be  chosen  in  all  cases  where  a  projector  of  adequate  illuminat- 
ing power  can  be  obtained. 


56  NON-THEATRICAL  EQUIPMENT  REPORT 

BIBLIOGRAPHY 

JONES,  L.  A.,  AND  FILLIUS,  M.  F.:  "Reflection  Characteristics  of  Projection 
Screens,"  Trans.  Soc.  Mot.  Pict.  Eng.,  No.  11  (1930),  p.  59. 

JONES,  L.  A.,  AND  TUTTLE,  C. :  "Reflection  Characteristics  of  Projection 
Screens,"  Trans.  Soc.  Mot.  Pict.  Eng.,  No.  28  (Feb.,  1927),  p.  183. 

LITTLE,  W.  F.:  "Tests  of  Motion  Picture  Screens,"  /.  Soc.  Mot.  Pict.  Eng., 
XVI  (Jan.,  1931),  p.  31. 

Report  of  the  Projection  Screens  Committee,  J.  Soc.  Mot.  Pict.  Eng.,  XVII 
(Sept.,  1931),  p.  441. 

LYMAN,  D.  F.:  "Relation  between  Illumination  and  Screen  Size  for  Non- 
Theatrical  Projection,"  /.  Soc.  Mot.  Pict.  Eng.,  XXV  (Sept.,  1935),  p.  23-1. 


(Continued  on  next  page) 


PART  III 


PERFORMANCE   SPECIFICATIONS   FOR   16-MM  PROJECTION  EQUIPMENT  FOR 


The  following  specifications  attempt  to  give  clear  definitions  of  good 
performance  with  respect  to  each  of  the  functions  of  a  projector  or 
screen.  Specification  in  terms  of  mechanical  or  electrical  design 
or  principles  of  operation  has  been  avoided,  since  it  is  believed  im- 
material to  the  user  how  a  result  is  obtained  as  long  as  the  result 
is  satisfactory. 

In  many  instances  it  has  been  necessary  to  specify  the  method 
of  measurement  as  well  as  the  result  required,  in  order  that  the 
specifications  might  have  precision.  In  connection  with  the  specifi- 
cations of  sound-reproducing  performance  it  has  been  necessary 
to  define  a  number  of  test-films.  Arrangements  have  been  made 
by  the  Committee  for  the  production  of  these  test-films,  which  are 
to  be  made  generally  available.  Further  announcement  on  this 
subject  will  appear  in  an  early  issue  of  the  JOURNAL. 

Since  there  are  many  ways  in  which  given  aspects  of  performance 
may  be  defined,  notes  have  been  added  to  certain  of  the  specifica- 
tions in  order  to  make  clear  the  thought  processes  that  led  the  Com- 
mittee to  adopt  the  particular  form  of  specification  given. 

The  specifications  are  not  complete  in  all  details.  Further 
investigations  are  being  conducted  with  respect  to  several  of  the 
topics  in  order  that  definite  measurement  technics  may  be  supplied 
where  they  are  now  lacking,  and  limits  in  some  cases  may  be  more 
precisely  determined.  The  Committee  recognizes  these  short- 
comings in  this  report,  but  nevertheless  believes  that  the  specifica- 
tions in  their  present  form  will  be  useful  enough  to  justify  publica- 
tion at  the  present  time  rather  than  waiting  until  all  uncertain  points 
have  been  clarified. 

No  attempt  has  been  made  to  put  these  specifications  in  a  form 
such  that  they  could  be  applied  by  the  average  user  of  equipment, 
however  intelligent  or  well  informed  he  may  be.  The  Committee 
believes  that  the  specifications  must  be  definite  if  they  are  to  be  use- 
ful. It  has  been  possible  to  achieve  definiteness  only  by  the  specifica- 

57 


58  NON-THEATRICAL  EQUIPMENT  REPORT      [J.  s.  M.  p.  E. 

tion  of  measurement  procedures  that  in  most  cases  can  be  carried 
out  only  by  a  well  equipped  measurement  laboratory. 

The  Committee  hopes  soon  to  be  able  to  supplement  its  present  re- 
port by  the  presentation  of  papers  by  some  of  its  members  discussing 
specific  measurement  problems  in  greater  detail  than  is  possible  in  a 
report  of  the  present  character. 

(A)    Picture  Projection 

(1)  Steadiness  of  Picture.— The    Picture-Steadiness  Test-Film  shall 
be  a  film  carrying  a  readily  measurable  test-pattern  placed^upon  it 
by  a  mechanism  which  positively  locates  each  frame  vertically  by  a 
pilot-pin  entering  a  perforation,  and  horizontally  by  pressing  the 
edge  that  is  to  be  guided  in  the  projector  against  a  solid  guide.     The 
test-pattern  shall  have  been  placed  on  the  test-film  directly,  and 
not  by  any  intermediate  printing  process  from  another  film.     The 
pattern  may  consist  of  two  or  more  circular  holes  Vie  inch  in  di- 
ameter punched  through  each  frame  of  the  film.    If  the  test-pattern 
is  produced  by  punching,  the  film  used  shall  have  been  exposed 
and  developed  previously  to  a  density  between  0.8  and  1.2.     The 
test-film  shall  not  be  shrunk  more  than  0.5  per  cent. 

Picture  unsteadiness  shall  be  measured  by  projecting  the  test- 
film  at  standard  speed  (16  frames  per  second  in  the  case  of  a  silent 
projector;  24  frames  per  second  in  the  case  of  a  sound  projector). 
Scales  shall  be  placed  vertically  and  horizontally  on  that  part  of  the 
screen  on  which  the  projected  image  of  the  test-pattern  appears,  and 
the  amount  of  unsteadiness  shall  be  noted  by  observing  the  move- 
ment of  the  test-pattern  on  these  scales. 

Vertical  unsteadiness  having  a  period  shorter  than  one  second  shall 
not  exceed  0.3  per  cent  of  the  picture  width. 

Horizontal  unsteadiness  of  any  period  shall  not  exceed  0.3  per  cent 
of  the  picture  width. 

(2)  Freedom  from  Travel-Ghost.— The  Travel-Ghost  Test-Film  shall 
carry  a  pattern  of  small  transparent  areas  on  a  dark  background. 
At  least  three  of  these  transparent  areas  shall  be  located  Vio  of  the 
frame  height  from  the  top  of  the  frame,  and  an  equal  number  1/10  of 
the  frame  height  from  the  bottom  of  the  frame. 

This  test-film  shall  be  projected  at  16  frames  per  second  on  a  screen 
of  such  size  that  a  brightness  of  40  foot-lamberts  is  obtained  with  the 
shutter  running  but  with  no  film  in  the  projector  gate.  This  screen 
shall  be  viewed  from  a  distance  equal  to  twice  its  width. 


July,  1941]          NON-THEATRICAL  EQUIPMENT  REPORT  59 

Under  the  above  test  conditions,  no  travel-ghost  shall  be  visible. 

(3)  Freedom  from  Tendency  to  Damage  Film. — The  film  used  for 
this  test  shall  be  freshly  processed,  having  been  uniformly  fogged  and 
developed  to  a  density  between  0.5  and  0.8.     It  shall  be  used  in  the 
form  of  a  loop  containing  one  splice.     This  loop  shall  be  threaded 
through  all  parts  of  the  projector  mechanism  that  touch  the  film  in 
normal  operation.      The  lamp  shall  be  turned  on  continuously  dur- 
ing the  test.     The  room  in  which  the  test  is  conducted  shall  be  closed 
and  otherwise  well  protected  against  avoidable  dust. 

Under  these  conditions,  after  200  passages  through  the  mecha- 
nism, the  film  shall  exhibit  no  perforation  damage  and  no  scratches 
on  either  surface  in  either  picture  area  or  sound-track  area. 

(4)  Take-  Up  Efficiency. — With  reels  having  dimensions  suitable  for 
the  projector  and  with  the  correct  take-up  adjustments  for  these 
reels,  the  take-up  shall  provide  a  tension  on  the  film  of  not  more  than 
10  ounces  at  the  beginning  of  a  reel  and  not  less  than  P/2  ounces 
when  the  reel  is  full. 

(5)  Mechanical  Durability. — The  projector  shall  be  guaranteed  by 
the  manufacturer  against  failure  due  to  defective  material  or  work- 
manship for  a  period  of  one  year. 

This  guarantee  shall  not,  however,  be  required  to  extend  to  parts 
that  are  normally  subject  to  wear  and  replacement,  such  as  lamps 
and  motor  brushes. 

•(6)  Quietness  in  Operation.* 

(7)  Provision   for  framing. —The    projector    shall    have    conve- 
niently accessible  means  for  framing  the  picture  through  a  range  ex- 
tending 0.015  inch  above  and  0.015  inch  below  the  normal  position, 
measured  at  the  film. 

(8)  Light  Output. — The  manufacturer  shall  state,  in  lumens,  the 
limits  of  light  output  of  each  model  of  projector  with  each  lamp  and 
lens  combination  furnished. 

For  this  purpose  the  light  output  shall  be  measured  with  the  shutter 
running,  but  with  no  film  in  the  gate. 

Measurements  shall  be  made  in  the  plane  of  a  screen  located  a  dis- 
tance from  the  projector  such  that  the  projected  image  of  the  pic- 
ture aperture  is  40  inches  wide  by  (approximately)  30  inches  high. 

*  The  Committee  recognizes  that  quiet  operation  is  an  important  feature  of 
good  performance,  but  considers  that  the  information  at  present  available  is  not 
sufficient  to  permit  the  writing  of  a  satisfactory  specification  of  allowable  noise 
level. 


60  NON-THEATRICAL  EQUIPMENT  REPORT      [j.  s.  M.  p.  E. 

The  illuminated  area  of  the  screen  shall  be  divided  into  12  equal 
squares.  At  the  center  of  each  of  these  squares  the  illumination  shall 
be  measured,  either  by  a  visual  method  or  by  means  of  a  photoelec- 
tric light-meter  corrected  by  suitable  color-filters  to  conform  within  a 
good  approximatiom  to  the  visibility  curve  of  the  eye. 

Suitable  precautions  shall  be  taken  to  insure  that  the  optical 
train  of  the  projector  is  in  normal  operating  condition,  and  that 
the  lamps  used  are  representative  ones,  and  are  operated  at  their 
design  voltages. 

The  arithmetical  average  of  the  12  illumination  measurements, 
in  foot-candles,  shall  be  multiplied  by  8.33  (the  area  of  the  screen 
in  square-feet)  to  obtain  the  stated  result  in  lumens. 

The  statement  of  light  output  shall  include  a  complete  specifica- 
tion of  each  type  of  lamp  used,  by  wattage  and  voltage  ratings,  type, 
and  design  life. 

(9)  Color  of  Light  on  the  Screen. — The  color-temperature  of  the 
light  delivered  to  the  screen  when  the  source  is  operated  at  its  rated 
voltage  shall  be  in  the  range  from  3000°  to  4700°K. 

(10)  Uniformity  of  Screen  Illumination. — -The  illumination  shall  be 
measured  on  a  screen  not  less  than  40  inches  wide.     Measurements 
shall  be  made  at  the  center  and  at  four  points  in  the  corners,  located 
y2o  of  the  screen  width  from  the  top  or  bottom  edge,  and  the  same 
distance  from  the  side  edges  of  the  screen. 

The  average  illumination  at  the  four  corner  points  shall  be  not 
less  than  55  per  cent  of  the  illumination  at  the  center.  At  no  corner 
shall  the  illumination  be  less  than  40  per  cent  of  the  illumination 
at  the  center  of  the  screen. 

The  illumination  on  the  screen  shall  be  free  from  noticeable  bands 
or  patches  differing  in  color  or  brightness  from  the  adjacent  parts  of 
the  screen. 

(11)  Accuracy  of  Light-Source  Location. — Unless  the  manufacturer 
has  provided  means  of  adjusting  the  position  of  the  light-source,  the 
maximum  deviation  of  the  light-source  from  its  design  position,  due 
to  the  combined  tolerances  of  the  factors  that  affect  light-source 
position,   shall  not  be  sufficient  to  cause  the  uniformity  of  screen 
illumination  to  fail  to  satisfy  requirement  No.  10,  above. 

(12)  Freedom  from  Flicker. — The  test  for  flicker  shall  be  made 
by  allowing  the  light  from  the  projector,  with  no  film  in  the  gate,  to 
fall  upon  a  screen  of  size  and  surface  such  as  to  give  a  screen  bright- 
ness of  3  foot-lamberts.     Under  this  condition  the  projector  shall 


uly,  1941]          NON-THEATRICAL  EQUIPMENT  REPORT  61 

>roduce  no  visible  flicker  when  running  at  its  normal  speed.  If  the 
>rojector  is  designed  to  operate  at  more  than  one  speed,  the  test  shall 
>e  made  at  a  speed  of  16  frames  per  second. 

(13)  Accessibility  of  Optical  Parts  for  Cleaning. — All  external  sur- 
aces  of  the  condensing  lenses,  and  the  front  surface  of  the  mirror 
ised  behind  the  lamp,  shall  be  accessible  for  cleaning  without  the  use 
>f  tools.  If  removable  for  cleaning,  these  parts  shall  be  so  mounted 
is  to  be  positively  returnable  to  their  proper  positions. 


TEST     CHART 


III 


10         9          8  76 

FIG.  10.     Resolution  test-chart. 

(14)  Location  of  Film  in  Image  Plane  of  Lens.— As  the  film  passes 
the  picture  gate  of  the  projector,  it  shall  be  so  held  that  its  plane  is 
perpendicular  to  the  lens  axis  within  limits  such  that  there  are  no 
differences  in  sharpness  of  focus  among  the  four  corners  of  the  pic- 
ture, visible  to  an  observer  twice  the  screen  width  distant  from  the 


screen. 


(15)  Image  Quality  of  Projection  Lens— The  projection  lens  shall 
be  tested  by  mounting  it  on  a  special  test  projector  arranged  to  hold, 
in  proper  relation  to  the  lens  axis,  a  glass-plate  test-object  made  as 
follows : 


62  NON-THEATRICAL  EQUIPMENT  REPORT      [J.  S.  M.  P.  E. 

Copies  of  the  test-chart  shown  in  Ifig.  10  are  arranged  as  shown 
in  Fig.  11,  and  photographed  with  a  reduction  such  that  the  black 
outline  shown  in  Fig.  11  has  a  height  of  7.21  mm  (0.284  inch)  and  a 
width  of  9.65  mm  (0.380  inch),  with  a  radius  of  0.5  mm  in  the  corners. 
The  ratio  of  reduction  of  the  test-charts  is  such  that  the  nine  sets 
of  lines  in  the  reduced  images  are  spaced  at  20,  30,  40,  50,  60,  70,  80, 
90,  and  100  lines  per  millimeter.  The  sensitive  coating  of  the  glass- 
plate,  and  the  lens  used  in  making  the  reduction,  have  resolving 


=  isi  ,V-> 

«*• ''  V 


in 
=  !i 


:=ill  :=m 


* 


FIG.  11.     Arrangement  of  test-chart  images  in  picture  frame  area. 

power  high  enough  that  all  the  lines  of  the  test-pattern  are  clearly 
resolved. 

The  test  projector  shall  be  placed  at  a  distance  from  the  screen 
such  that  the  projected  image  of  the  black  border  of  the  test-object 
measures  30  X  40  inches.  Care  shall  be  taken  to  insure  that  the 
screen  is  perpendicular  to  the  projection  axis.  The  lens  under  test 
shall  then  be  focused  so  that  the  central  image  is  as  sharp  as  possible. 

The  observer,  standing  close  to  the  screen,  shall  note  the  finest 
lines  that  are  definitely  resolved  in  both  the  tangential  and  radial 
directions,  and  record  the  resolution  figures  for 


uly,  1941]          NON-THEATRICAL  EQUIPMENT  REPORT  63 

(a)  Center  of  the  screen 

(&)  Average  of  mid-sides  (top  and  bottom) 

(c)  Average  of  mid-ends  (left  and  right) 

(d)  Average  of  the  four  corners 

The  following  minimum  resolving  powers  shall  be  obtained : 

Lines  per  Millimeter 

(a)  Center  80 

(b)  Mid-sides  (top  and  bottom)  60 

(c)  Mid-ends  (right  and  left)  40 

(d)  Corners  30 

In  addition  to  meeting  the  above  requirement  of  resolving  power, 
he  projection  lens  shall  be  free  from  the  following  defects  to  a  degree 
uch  that  they  are  not  easily  noticeable  when  the  image  is  viewed 
rom  a  distance  equal  to  twice  the  width  of  the  screen: 

(a)  Haze. — Some  lenses  possess  a  large  amount  of  spherical  aberration,  which 
as  the  effect  of  covering  the  image  with  a  misty  haze  of  light,  without  seriously 
psetting  the  resolution.     This  causes  unpleasant  projected  images.    A  good  pro- 
action  lens  gives  a  clean,  crisp  image. 

(b)  Chromatic  Aberration. — This  is  not  a  common  defect.    It  may  be  detected 
y  the  presence  of  a  colored  haze  visible  in  the  finer  details  over  the  whole  of  the 
eld. 

(c)  Lateral  Color. — This  defect  is  manifested  by  the  presence  of  one-sided  color 
ringes  appearing  only  in  the  outer  parts  of  the  field  and  vanishing  completely  in 
he  center. 

(d)  Distortion. — In  the  presence  of  this  aberration  straight  lines  in  the  outer 
>art  of  the  field  appear  as  curved  lines.     The  straight  boundaries  of  the  picture 
ate  itself  make  good  test  objects  for  the  detection  of  distortion.     A  lens  should 
iot  be  rejected  on  the  ground  of  distortion  unless  the  defect  is  bad  enough  to  be 
istracting  to  an  average  observer. 

(16)  Provision  for    Focusing. — The   projection   lens   shall   be   so 
nounted  as  to  be  readily  brought  to  an  exact  focus.     The  mounting 
ither  shall  provide  means  by  which  the  lens  may  be  locked  in  its 
>osition  of  focus  or  shall  hold  the  lens  solidly  enough  to  prevent  dis- 
urbance  of  the  focus  by  the  vibration  of  the  projector. 

(17)  Mounting  of  Interchangeable  Lenses. — When  a  projector  is 
lesigned  to  accommodate  lenses  of  several  focal  lengths,  the  construc- 
ion  shall  be  such  as  to  insure  that  each  lens  is  centered  on  the  optical 
ixis  and  maintained  with  its  axis  perpendicular  to  the  film  plane 
vithin  close  enough  limits  to  avoid  any  inequalities  of  focus  among 
he  four  corners  of  the  picture,  visible  to  an  observer  twice  the  screen 
vidth  distant  from  the  screen. 


64  NON-THEATRICAL  EQUIPMENT  REPORT      [j.  s.  M.  P.  E. 

(18)  Temperature   Rise   of   Film. — The   film,    during   its   passage 
through  the  projector,  shall  not  be  raised  to  a  temperature  high 
enough  to  cause  permanent  distortion  of  the  base. 

The  test  for  possible  excessive  temperature  rise  of  the  film  shall 
consist  of  projecting  a  30-inch  loop  of  film  having  a  density  of  2.00  or 
higher,  for  100  continuous  passages  through  the  gate.  The  test- 
film  shall  then  be  wound  into  a  roll  of  processed  film  in  normal  condi- 
tion and  allowed  to  remain  so  wound  for  a  period  of  24  hours  before 
being  examined  for  distortion  of  the  base. 

(19)  Temperature  Rise  of  Projector  Housing. — -During  continuous 
operation  of  the  projector  at  the  lowest  speed  for  which  it  is  designed, 
at  a  room  temperature  of  80 °F,  the  temperature  of  no  external  part 
of  the  projector  except  the  top  cover  of  the  lamp-house  shall  rise  above 
155°F. 

(20)  Adequacy  of  Ventilation  for  Incandescent  Lamps. — The  ven- 
tilation of  the  lamp  house  shall  be  sufficient  to  prevent  bulging  of 
the  lamp  envelope  or  other  damage  to  the  lamp  during  continuous 
operation  at  any  available  speed  at  any  time  during  the  life  of  the 
lamp,  provided  that  the  lamp  is  operated  at  its  rated  voltage  and 
the  ambient  temperature  is  not  higher  than  80°F. 

When  provision  is  made  for  reverse  operation  of  the  projector 
mechanism,  the  lamp-house  ventilation  during  continuous  reverse 
operation  shall  be  sufficient  to  prevent  damage  to  the  lamp. 

The  electrical  circuits  of  the  lamp  and  of  the  motor  or  motors 
which  drive  the  ventilating  fan  and  projector  mechanism  shall  be  so 
interlocked  that  the  lamp  can  not  be  turned  on  at  a  time  when  the 
ventilating  fan  is  not  running  at  a  speed  sufficient  for  proper  cooling 
of  the  lamp,  provided  that  in  cases  where  projectors  are  designed  for 
operation  on  either  alternating  or  direct  current,  the  user  has  properly 
adjusted  such  switches  or  rheostat  controls  as  may  have  been  pro- 
vided by  the  manufacturer  in  order  to  obtain  normal  film  speed  on 
both  types  of  current. 

(21)  Rewind. — Power  rewind,  if  provided,  shall  be  capable  of  re- 
winding 400  feet  of  film  under  a  tension  of  not  less  than  3  ounces  in 
not  more  than  2  minutes. 

(22)  Lubrication. — The    projector    mechanism     shall    either    be 
equipped  with  "oilless"  bearings  of  an  efficient  type  or  provided  with 
easily  accessible  and  plainly  marked  oiling  means  so  constructed 
that  the  application  of  oil  as  specified  by  the  manufacturer  will  in- 
sure adequate  lubrication  of  all  bearings  in  the  machine. 


|uly,  1941]          NON-THEATRICAL  EQUIPMENT  REPORT  65 

(23)  Range  of  Line  Voltage  for  Satisfactory  Operation. — The  manu- 
racturer  shall  specify  on  the  name-plate  of  the  projector  the  range  of 
ine  voltages  on  which  it  is  designed  to  operate. 

(24)  Directional    Reflection    Characteristic    of    Screen. — The    dis- 
tribution of  the  reflected  light  from  a  screen  used  for  16-mm  pro- 
jection shall  be  so  related  to  the  arrangement  of  the  spectators  that 
;he  brightness  of  the  screen  as  seen  from  the  maximum  existing  view- 
ng  angle  is  not  less  than  25  per  cent  of  the  brightness  of  the  screen  as 
seen  from  a  position  near  the  axis  of  projection. 

(25)  Efficiency  of  Screen  Reflection. — The  reflection  coefficient  of 
:he  screen  within  the  angle  over  which  requirement  No.  18  is  satis- 
ied  shall  not  be  less  than  70  per  cent. 

(B)    Sound  Reproduction 

(1)  Steadiness  of  Film  Motion.— The    Uniform- Motion  Test- Film 
ihall  carry  a  3000-cycle  tone,  recorded  at  a  level  not  lower  than  (> 
iecibels  below  full  modulation,  with  a  frequency  deviation  of  not 
nore  than  0.2  per  cent.     This  film  shall  be  either  an  original  negative 
>r  a  direct  positive,  not  a  print. 

As  measured  by  the  RCA  flutter  indicator,  speed  variations 
ntroduced  by  the  projector  when  reproducing  this  test-film  shall 
lot  exceed  0.6  per  cent. 

(2)  Accuracy   of  Length  and  Location   of  Scanning  Beam. — The 
Scanning-Beam  Length  and  Location  Test- Film  shall  be  an  original 
legative  sound-track.    It  shall  be  in  two  sections.     The  first  section 
ihall  consist  of  a  uniformly  exposed  band  regularly  interrupted  to  pro- 
luce  a  300-cycle  tone  and  having  its  inner  edge  0.017  inch  from  the 
?dge  of  the  film,  together  with  a  second  band  regularly  interrupted 
:o  produce  a  700-cycle  tone  and  having  its  inner  edge  0.099  inch  from 
:he  edge  of  the  film.     The  second  section  shall  consist  of  a  band 
nterrupted  to  produce  a  500-cycle  tone  and  having  its  inner  edge 
).02G  inch  from  the  edge  of  the  film,  together  with  a  band  inter- 
•upted  to  produce  a  1200-cycle  tone  and  having  its  inner  edge  0.090 
nch  from  the  edge  of  the  film. 

The  term  "inner  edge"  in  the  above  specification  means  the  edge 
learest  the  position  of  the  centerline  of  the  standard  sound-track. 

The  inner  edges  of  the  exposed  bands  shall  be  free  from  any  blur- 
ing  in  excess  of  0.0005  inch,  and  shall  be  located  within  0.001  inch  of 
:he  positions  specified. 


66  NON-THEATRICAL  EQUIPMENT  REPORT      [J.  S.  M.  P.  E. 

The  scanning  light-beam  in  the  projector  shall  be  of  such  length 
and  so  located  that  it  reproduces  neither  the  300-cycle  tone  nor  the 
700-cycle  tone,  but  does  reproduce  both  the  500-cycle  tone  and  the 
1200-cycle  tone. 

(3)  Accuracy  of  Azimuth  Adjustment  of  Scanning  Beam.* — The 
Azimuth  Test- Film  shall  consist  of  three  sections  of  5000-cycle  vari- 
able-density track,  modulated  100  per  cent. 

The  first  section  shall  have  an  azimuth  error  of  1.0  degree,  ±0.1 
degree. 

The  second  section  shall  have  correct  azimuth  adjustment  within 
0.1  degree. 

The  third  section  shall  have  an  azimuth  error  of  1.0  degree,  =*=0.1 
degree,  in  the  direction  opposite  to  that  of  the  error  in  the  first  sec- 
tion. 

The  test  shall  be  made  by  reproducing  this  test-film  and  reading 
the  output  levels  of  the  three  sections  by  means  of  a  volume  indi- 
cator or  output  meter  connected  across  the  voice-coil  of  the  loud 
speaker  or  a  resistance  load  used  to  simulate  the  loud  speaker.  The 
output  from  the  middle  section  shall  be  greater  than  the  output  from 
either  the  first  or  the  third  section. 

(4)  Frequency  Response. — The  Frequency  Test- Film  shall  consist 
of  at  least  15  feet  of  400-cycle  track  for  level  adjustment,  followed 
by  at  least  10  feet  of  each  of  the  following  frequencies: 


*  The  Committee  has  attempted  so  far  as  possible  to  write  these  specifications 
in  terms  of  overall  performance  rather  than  performance  of  individual  parts.  It 
is  for  this  reason  that  scanning-beam  width,  for  example,  has  not  been  specified, 
since  it  is  covered  by  the  specification  of  overall  frequency  response  (Require- 
ment No.  4).  It  may  appear  strange,  therefore,  that  scanning-beam  azimuth 
adjustment  is  treated  separately,  since  the  aspects  of  performance  that  it  affects, 
that  is,  overall  frequency  response  and  distortion,  are  covered  by  overall  specifica- 
tions. 

It  is  necessary  to  measure  scanning-beam  azimuth  error  separately,  however, 
because  the  distortion  it  introduces  lies  mainly  in  the  frequency  range  from  1000 
to  3000  cycles.  Direct  distortion  measurements  in  this  frequency  range  are 
much  more  difficult  than  the  azimuth  adjustment  test. 

The  test  laid  down  in  the  specification  insures  that  the  azimuth  adjustment 
of  the  projector  will  be  correct  within  0.5  degree.  This  limits  the  harmonic  dis- 
tortion produced  to  a  maximum  of  5  per  cent  total  at  2000  cycles  when  a  1.0  mil 
scanning-beam  is  used,  as  in  most  16-mm  projectors. 


July,  1941 J          NON-THEATRICAL  EQUIPMENT  REPORT  67 

Cycles  Cycles 

50  2000 

100  3000 

200  4000 

300  5000 

500  6000 

1000  7000 

The  modulation  in  all  sections  of  the  film  shall  be  such  that  the 
level  of  modulation  imparted  to  a  scanning  light-beam  of  negligible 
width  (0.0002  inch  or  narrower)  does  not  differ  by  more  than  2  deci- 
bels from  the  level  of  modulation  imparted  by  the  400-cycle  section. 

When  reproducing  this  frequency  test-film,  it  shall  be  possible, 
by  at  least  one  adjustment  of  the  tone-control  provided  on  the  pro- 
jector, to  obtain  a  response  curve  having  a  variation  of  not  more 
than  10  decibels  between  100  cycles  and  4000  cycles,  and  of  not  more 
than  14  decibels  between  100  cycles  and  5000  cycles.  In  making  this 
test  the  output  voltages  shall  be  measured  across  a  non-inductive  re- 
sistance load  equal  to  the  impedance  of  the  loud  speaker  at  400 
cycles. 

This  test  shall  be  made  with  a  power-line  voltage  of  117  volts  at 
the  amplifier  terminals. 

(5)  Power  Output  Rating. — The  power  output  of  the  projector 
and  amplifier  system  shall  be  measured  by  the  use  of  a  Wave- Form 
Test- Film  consisting  of  a  400-cycle  symmetrically  modulated  variable- 
area  sound-track  having  a  total  amplitude  of  modulation  of  0.048 
inch  ±  0.002  inch,  and  having  a  total  harmonic  content  of  not  more 
than  1  per  cent,  of  which  not  more  than  0.5  per  cent  is  made  up  ot 
odd-order  harmonics. 

Using  this  film  as  the  source  of  signal,  the  output  shall  be  mea- 
sured across  a  non-inductive  resistance  load  equal  to  the  impedance 
of  the  loud  speaker  at  400  cycles.  The  harmonic  content  shall  be 
measured  either  by  means  of  a  selective  wave-analyzer  such  as  the 
General  Radio  Type  736-A  or  by  means  of  band-pass  filters  isolating 
the  outputs  at  800  cycles  and  at  1200  cycles  for  individual  measure- 
ment. 

The  measurement  shall  be  made  with  a  power-line  voltage  of 
117  at  the  amplifier  terminals. 

At  this  power-line  voltage,  no  vacuum-tube  or  other  component 
part  of  the  amplifier  shall  be  subjected  to  a  higher  voltage  or  oper- 
ated at  a  higher  rate  of  power  dissipation  than  the  manufacturer's 


68  NON-THEATRICAL  EQUIPMENT  REPORT      [j.  s.  M.  P.  E. 

maximum  ratings  for  the  part  in  question.     Special  vacuum-tube  cir- 
cuits requiring  special  manufacturer's  ratings  shall  be  so  indicated. 

Using  unselected  vacuum-tubes  which,  however,  perform  within 
the  manufacturer's  ratings  for  their  types,  the  projector  and  am- 
plifier shall  deliver  the  rated  power  output  with  a  total  harmonic  con- 
tent of  not  more  than  5  per  cent,  of  which  not  more  than  4  per  cent 
shall  be  made  up  of  odd-order  harmonics. 

(6)  System  Noise.— A  Standard   Output   Test-Film  shall   be   pro- 
vided, consisting  of  two  sections  of  400-cycle  variable-area  track. 
The  first  section  shall  have  a  total  amplitude  of  modulation  of  0.48 
inch  ±  0.002  inch.     The  second  section  shall  be  recorded  with  an 
input  level  18  decibels  lower  than  is  required  to  produce  the  first  sec- 
tion.    The  print  of  these  two  tracks  shall  have  an  image  density  of 
1.6  or  higher,  and  a  fog  density  between  0.03  and  0.05. 

An  auxiliary  short  length  of  film  uniformly  exposed  and  developed 
to  a  density  of  0.6  (transmission  of  25  per  cent)  is  required. 

The  test  shall  be  made  by  first  reproducing  the  higher  output  sec- 
tion of  the  Standard  Output  Film  and  adjusting  the  volume  con- 
trol of  the  projector  until  the  rated  maximum  output  of  the  am- 
plifier is  being  delivered  across  the  load  resistor  specified  for  the  test 
under  requirement  No.  5.  The  volume  control  shall  be  left  at  this 
setting  and  the  film  removed  from  the  machine.  A  short  length  of 
the  0.6-density  film  shall  be  placed  in  the  path  of  the  light-beam  from 
the  reproducing  optical  system.  Then,  with  the  projector  mecha- 
nism running  at  standard  speed,  the  output  noise  level  shall  be  mea- 
sured with  a  standard  volume  indicator  meter  across  the  load  re- 
sistor. 

This  test  shall  be  made  with  the  tone-control  adjusted  for  the  most 
nearly  uniform  frequency  response  that  is  available  in  the  range 
from  100  to  5000  cycles. 

The  test  shall  be  made  at  a  power-line  voltage  of  117  volts. 

Under  the  above  conditions  of  test,  the  noise  level  shall  be  at  least 
30  decibels  below  the  rated  maximum  power  output  level  of  the  sys- 
tem. 

(7)  Adequacy  of  Available  Amplification. — Sufficient  amplification 
shall  be  available  to  develop  the  rated  maximum  output  power  of 
the  system  when  reproducing  the  lower  level  section  of  the  Stand- 
ard Output  Test-Film  specified  above. 

The  test  shall  be  made  at  a  power-line  voltage  of  117  volts. 

(8)  Loud  Speaker  Power-Handling   Capacity. — The  loud  speaker 


July,  1941]          NON-THEATRICAL  EQUIPMENT  REPORT  69 

supplied  with  a  sound  projector  shall  be  capable  of  handling  the 
full  rated  power  output  of  the  associated  amplifier  without  rattling 
and  without  generating  objectionable  distortion.* 

(9)  Loud  Speaker  Frequency  Response. — The  frequency  response 
of  the  loud  speaker  shall  effectively  cover  the  range  from  100  to  5000 
cycles  per  second.** 

(10)  Accuracy   of  Exciter-Lamp   Filament   Location. — The    maxi- 
mum departure  of  the  filament  of  the  exciter  lamp  from  its  design 
location,  permitted  by  the  combined  effect  of  the  lamp  manufac- 
turer's tolerances  and  the  projector  manufacturer's  tolerances,  shall 
not  be  sufficient  to  cause  a  reduction  of  more  than  two  decibels  in 
the  level  of  reproduced  sound,  or  to  cause  the  production  of  har- 
monics in  excess  of  the  limit  specified  under  requirement  No.   .">, 
above. 

(IT)  Safety  of  Electrical  System. — The  projector  shall  have  been 
approved  for  safety  by  the  Underwriters'  Laboratory. 
(12)  Mechanical  Noise,  f 

*  This  specification  expresses  the  general  intent  of  the  Committee,  but  is  ob- 
viously incomplete  without  specification  of  the  method  of  test.  Investigation 
has  shown  that  at  the  present  time  there  is  not  sufficiently  widespread  agreement 
among  specialists  in  acoustical  measurements  to  permit  the  writing  of  a  generally 
acceptable  complete  specification  covering  the  power-handling  capacity  of  the 
loud  speaker. 

**  The  above  note  also  applies  to  the  measurement  of  loud  speaker  frequency 
response. 

t  The  Committee  recognizes  that  mechanical  noise  from  the  projector  mecha- 
nism must  be  kept  below  certain  limits  if  sound  reproduction  is  to  be  satisfac- 
tory but  considers  that  the  information  at  present  available  is  not  sufficient  for 
the  writing  of  a  specification. 


(Continued  on  next  page) 


Supplement  to  the  Report  of  the  Committee  on 
Non-Theatrical  Equipment 

RESOLUTION  TESTS  ON  16-MM  PROJECTION  LENSES 

R.  KINGSLAKE 

Since  some  means  for  the  quantitative  expression  of  thej)erform- 
ance  of  a  projection  lens  is  very  desirable,  especially  when  attempting 
to  set  up  standards  of  projector  quality,  it  is  suggested  that  the  visual 
resolving  power  of  the  lens,  expressed  in  lines  per  millimeter  at  the 
film  plane,  be  used  as  a  criterion.  The  lines  should  be  equally  spaced, 
with  the  spaces  equal  in  width  to  the  lines,  so  that  a  test-chart  labeled 
"100  lines  per  mm,"  shall  consist  of  straight  black  lines  Vsoo  mm  wide 
separated  by  1/2oo-mm  spaces.  At  least  three  lines  and  two  spaces 
should  be  included  in  the  test-chart. 

It  is  suggested  further  that  the  performance  of  a  projection  lens 
should  be  specified  by  stating  the  resolving  power  at  (a)  the  center  of 
the  field,  (b)  the  average  of  the  mid-points  of  the  top  and  bottom  of  the 
gate,  (c)  the  average  of  the  mid-points  of  the  left  and  right  sides  of  the 
gate,  and  (d)  the  average  of  the  four  corners  of  the  gate.  The  gate 
dimensions  should  be  in  accordance  with  the  SMPE  standard, 
namely,  7.21  X  9.65  mm  with  a  0.5-mm  corner  radius. 

To  facilitate  this  test,  a  glass  photographic  test-plate  has  been 
constructed  of  the  required  size,  and  at  each  of  the  specified  points  is 
situated  a  panel  carrying  resolution  test-charts  spaced  20,  30,  40, 
up  to  100  lines  per  mm,  the  lines  lying  both  radial  and  tangential 
to  the  field  (Fig.  10).  A  few  additional  panels  may  be  added  to 
complete  the  whole  target  (Fig.  11).  The  requirement  for  resolu- 
tion is  that  both  the  radial  and  tangential  lines  at  any  spacing  shal 
be  clearly  visible  as  lines  and  not  as  a  diffuse  patch. 

A  suitable  target  was  made  to  a  greatly  enlarged  scale  by  stickinj 
paper  prints  from  a  negative  transparency  on  a  wooden  board.  This 
was  then  reduced  photographically  to  the  desired  size  on  Eastmai 
Spectroscopic  High-Resolution  plates  (Type  548),  using  a  highl; 
corrected  Microfile  lens.  This  emulsion  has  a  very  high  resolving 
power,  and  it  was  found  possible  to  make  plates  on  which  the  100- 
line  charts  are  clearly  recorded.  A  photomicrograph  of  a  corner  oi 
one  of  the  test-charts  is  shown  in  Fig.  12.  The  writer  is  indebted  t( 
70 


NON-THEATRICAL  EQUIPMENT  REPORT  71 

Mr.  B.  Elle  of  the  Eastman  Kodak  Company  for  his  kindness  and 
skill  in  making  these  test-plates. 

THE  TEST  PROJECTOR 

A  simple  projector  was  then  constructed  to  make  the  tests  (Fig.  13). 
It  consists  of  a  standard  Kodascope  lamp  house  with  300-w  lamp, 
ventilating  fan,  condenser,  and  heat-absorbing  glass.  The  lamp  was 
operated  at  perhaps  65  per  cent  of  its  rated  voltage,  and  as  a  result 


BHBHBP  BHHHHH 

FIG.  12.     A  photomicrograph  of  the  100,  90,  and  80-line  sections  of  the 
test  plate  (X  450). 

of  all  these  precautions,  the  test-plates  remained  cool  enough  not  to 
fracture  during  the  test.  Adapters  were  constructed  to  hold  various 
standard  makes  of  projection  lens,  the  rear  of  each  adapter  being 
machined  square  to  the  axis  of  the  lens.  The  glass  test-plate  was 
then  held  against  the  rear  face  of  the  adapter,  film  side  toward  the 
lens,  by  means  of  spring  clips.  A  circular  hole  just  larger  than  the 
diagonal  of  the  projector  aperture  was  bored  in  the  rear  of  each 
adapter  to  assist  in  the  accurate  centering  of  the  test-plate  relative 
to  the  projection  lens  axis. 


72  NON-THEATRICAL  EQUIPMENT  REPORT     [j.  s.  M.  p.  E. 

Most  projection  lenses  have  a  decidedly  curved  field.  For  this  rea- 
son it  is  necessary  to  adopt  a  standard  focusing  procedure  to  be  used 
in  making  a  test.  It  was  decided  to  focus  the  lens  so  that  the  resolu- 
tion observable  at  the  center  of  the  field  is  as  good  as  possible.  This 
provides  a  definite  and  repeatable  criterion  of  focus,  based  upon  the 
assumption  that  most  users  of  cine  projectors  are  more  interested  in 
the  center  of  the  picture  than  in  any  other  part. 


FIG.  13.     The  test  projector. 

The  size  of  the  projected  image  is  not  important,  but  it  may  con- 
veniently be  about  21  X  28  or  30  X  40  inches.  The  projected  image 
should  be  studied  close-up  when  determining  the  resolving  power. 
A  telescope  to  view  the  screen  is  practically  a  necessity  when  focusing 
the  projector.  Care  must  be  taken  to  ensure  that  the  light  in  the 
center  of  the  field  is  falling  perpendicularly  on  the  screen. 

THEORY 

Assuming  that  the  eye  can  resolve  two  lines  subtending  an  angle 
of  1  in  2000  (1.7  minutes  of  arc),  then  an  observer  sitting  at  a  distance 
of  two  picture- widths  from  the  screen  could  just  resolve  details  in 
the  screen-image  spaced  at  Viooo  of  the  picture  width.  Carried  back 


July,  1941]          NON-THEATRICAL  EQUIPMENT  REPORT  73 

into  the  film  plane,  the  actual  width  of  the  gate  being  about  10  ram, 
this  least  resolvable  distance  becomes  just  Yioo  mm.  We  may  thus 
draw  up  a  table  of  optimum  eye  resolutions  for  different  viewing  dis- 
tances : 


Viewing    Distance    fl-    M-IUpta    ot  "SS?$S!£SSfc  &1&?  ff  J£!S 

Picture  Width)  at  the  Film-Gate) 

2  100 

2.5  80 

3  67 

4  50 

5  40 

6  33 

It  is  therefore  useless  to  require  better  resolution  in  our  projection 
lens  than  these  figures.  In  practice,  the  finest  resolution  is  needed 
only  in  the  central  parts  of  the  screen,  where  the  most  significant 
parts  of  the  picture  will  generally  be  found.  Actual  projected  images 
can  not  usually  be  resolved  to  the  extent  indicated  in  this  table,  be- 
cause the  spherical  aberration  of  the  projection  lens  tends  to  blur  the 
images  slightly. 

OTHER  PROPERTIES  OF  THE  IMAGE 

Although  good  resolution  is  the  principal  requirement  of  an  image- 
forming  system,  there  are  other  properties  that  should  be  watched. 
However,  if  they  are  not  easily  noticeable  when  the  image  is  viewed 
from  a  distance  of  two  screen-widths,  they  are  not  likely  to  be 
serious. 

(a)  Haze.  —  Some   lenses   possess   a   large   amount   of   spherical 
aberration,  which  has  the  effect  of  covering  the  image  with  a  misty 
haze  of  light,  without  seriously  upsetting  the  resolution.     This  causes 
unpleasant  projected  images,  and  lenses  showing  the  defect  should  be 
avoided.     A  good  projection  lens  gives  a  clean,  crisp  image. 

(b)  Chromatic  Aberration.  —  This  is  not  a  common  defect,  and  it 
may  be  detected  by  the  presence  of  a  colored  haze  visible  in  the  finer 
details  over  the  whole  of  the  field. 

(c)  Lateral  Colors  —  This  defect  is  manifested  by  the  presence  of 
one-sided  color  fringes,  appearing  only  in  the  outer  parts  of  the  field 
and  vanishing  completely  in  the  center. 

(d)  Distortion.  —  In  the  presence  of  this  aberration,  straight  lines 
in  the  outer  part  of  the  field  appear  as  curved  lines  on  the  screen. 
The  straight  boundaries  of  the  gate  itself  make  good  test  objects  for 


74 


NON-THEATRICAL  EQUIPMENT  REPORT      [J.  s.  M.  P.  E. 


the  presence  of  distortion.  A  lens  should  not  be  rejected  on  the 
ground  of  distortion  unless  it  is  bad  enough  to  be  distracting  to  an 
average  observer. 


OBSERVATIONS 


A  number  of  representative  16-mm  projection  lenses  were  tested 
by  this  method,  and  the  results  are  recorded  below.  The  positions 
(a),  (b),  (c),  and  (d)  refer  to  the  center,  top,  side,  and  corner  of  the 
frame  as  outlined  above. 


Manufac- 
turer          E.  F. 

//No. 

(a) 

Resolution 

(d) 

Remarks 

(Inch) 

(Lines  per  mm) 

(a)            1 

2.5 

80 

50 

20 

<20 

Normal  lens  type 

1V« 

2.5 

70 

70 

60 

50 

Same  lens  with  field 

flattener 

IV* 

2.5 

80 

70 

60 

50 

2 

2.5 

70 

70 

60 

50 

2 

1.6 

=-100 

60 

20 

<20 

Normal  lens  type 

2 

1.6 

90 

80 

60 

40 

Same  lens  with  field 

flattener 

3 

2.0 

100 

70 

50 

20 

3 

1.4 

90 

80 

70 

40 

4 

2.5 

80 

60 

50 

40 

4 

1.6 

60 

50 

40 

30 

(6)            2 

2 

70 

60 

40 

20 

2 

2 

100 

50 

20 

<20 

iVt 

2 

>100 

30 

<20 

<20 

1 

2 

100 

30 

<20 

<20 

3 

2.5 

80 

70 

50 

30 

(c)            2 

2 

90 

50 

30 

20 

2 

2 

100 

60 

30 

<20 

2 

1.6 

60 

40 

30 

<20 

(4)            1 

2.46 

100 

40 

<20 

<20 

11/2 

1.8 

90 

60 

40 

20 

2 

2.0 

100 

50 

<20 

<20 

2 

.,,1.6 

100- 

70 

40 

<20 

3 

2.3 

90 

60 

50 

40 

31/2 

2.7 

100 

80 

60 

40 

4 

2.8 

80 

80 

70 

70 

(<0            2 

1.65 

90 

40 

30 

20 

(/)            2 

1.4 

70 

70 

60 

20 

July,  1941  ]          NON-THEATRICAL  EQUIPMENT  REPORT  75 

CONCLUSIONS 

The  most  common  type  of  projection  lens  is  the //1. 6  or//2.0  lens, 
2-inch  focus,  having  excellent  central  definition,  and  a  strongly  curved 
field.  These  commonly  show  resolution  figures  of  approximately: 

(<0  (b)  (c)  (d) 

100  60  30  <20 

Upon  refocusing,  these  figures  can  readily  be  changed  to  something 
like  this: 

50  70  30  20 

If  a  2-inch  //1. 6  lens  is  equipped  with  a  field  flattener,  the  resolution 
in  the  center  is  slightly  diminished,  but  that  at  the  corners  is  much 
increased : 

90  80  60  40 

A  similar  case  is  found  for  a  1-inch  f/2. 5,  which  became  transformed 
by  the  addition  of  a  field  flattener  as  follows : 

(without)  80  50  20  <20 

(with)        70  70  60  50 

However,  an //1. 6  lens  in  the  3-inch  or  4-inch  size  is  often  quite  satis- 
factory. 

As  a  result  of  these  studies,  it  is  concluded  that,  assuming  the  lens 
is  focused  as  accurately  as  possible  for  the  center  of  the  field,  accept- 
able resolution  figures  would  be  as  follows : 

Center  80  lines  per  mm 

Top  and  bottom  60 

Left  and  right  sides  40 

Corners  30 


REPORT  OF  THE  STANDARDS  COMMITTEE* 

At  the  Hollywood  Meeting  of  the  Society  last  fall  a  report  was 
given  of  the  activities  of  the  Standards  Committee  for  the  year  1940 
to  that  date.  Since  that  time  the  Standards  mentioned  as  having 
been  reviewed  during  the  past  two  years  by  the  Committee, -the  cor- 
responding group  in  the  Research  Council,  and  other  interested  per- 
sons, have  been  approved  by  the  American  Standards  Association 
and  appeared  as  American  Motion  Picture  Standards  and  Recom- 
mended Practices  in  the  March,  1941,  issue  of  the  JOURNAL.  The 
proposed  SMPE  Recommended  Practices  mentioned  in  that  same 
report  for  35-mm  and  16-mm  raw  stock  cores,  motion  picture  screen 
brightness,  lantern  slides,  and  cutting  and  perforating  specifications 
for  35-mm  positive  and  negative  raw  stock  have  been  approved  by 
the  Society  and  have  likewise  appeared  in  the  March,  1941,  JOURNAL. 

The  procedure  for  adopting  SMPE  Recommended  Practices  and 
for  proposing,  in  the  name  of  the  Society,  Standards  or  Recommended 
Practices  to  the  ASA  Sectional  Committee  on  Motion  Pictures  has 
been  revised  by  the  Board  of  Governors  and  has  resulted  in  a  simpler 
method  of  adoption  of  SMPE  Recommended  Practices.  This  con- 
sists essentially  of  discussion  and  approval  by  the  full  Standards 
Committee  and  further  approval  by  the  Board  of  Governors  and 
publication  in  the  JOURNAL  with,  of  course,  provision  for  suggestions 
or  changes  by  any  member  of  the  Society  or  any  other  interested 
party.  The  above-mentioned  Recommended  Practices  were  handled 
in  this  manner. 

The  work  in  progress  includes  proposed  SMPE  Recommended 
Practices  for  edge  numbering  16-mm  film,  and  designations  of  wind- 
ing directions  for  16-mm  film,  which  have  recently  received  initial 
approval  and  are  being  voted  upon  by  the  full  Committee  at  the  pres- 
ent time. 

Other  subjects  such  as  16-mm  emulsion  position  for  printers, 
specifications  for  16-mm  and  8-mm  reels,  16-mm  sound-track  and 
scanning  area,  sound-track  blooping  patches,  standard  volume  indi- 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y. ;  received  April 
22,  1941. 

76 


STANDARDS  REPORT 


77 


cator,  glossary,  sound-track  nomenclature,  sound  transmission  of 
screens,  projection  lenses,  and  35-mm  projection  sprockets  are  either 
under  consideration  by  the  Committee  or  have  been  referred  to  other 
Committees  of  the  Society  or  to  the  Research  Council  of  the  Academy 
of  Motion  Picture  Arts  and  Sciences  for  further  information  or  sug- 
gestions. The  Committee  suggested  a  group  of  papers  or  symposium 
on  sprockets  to  aid  in  clarifying  the  situation  on  this  subject. 

The  Standards  Committee  wishes  gratefully  to  acknowledge  the 
cooperation  of  the  Society  Officers,  the  other  Committees  in  the  So- 
ciety, various  individual  members,  and  the  Research  Council  of  the 
Academy  of  Motion  Picture  Arts  and  Sciences. 


P.  H.  ARNOLD 
H.  BAMFORD 
M.  C.  BATSEL 
F.  T.  BOWDITCH 
M.  R.  BOYER 
F.  E.  CARLSON 
T.  H.  CARPENTER 
E.  K.  CARVER 

H.  B.  CUTHBERTSON 

L.  W.  DAVEE 

J.  A.   DUBRAY 


STANDARDS 

D.  B.  JOY,  Chairman 
A.  F.  EDOUART 
J.  L.  FORREST 
G.  FRIEDL,  JR. 
P.  C.  GOLDMARK 
A.  N.  GOLDSMITH 
H.  GRIFFIN 
A.  C.  HARDY 
P.  J.  LARSEN 
C.  L.  LOOTENS 
J.  A.  MAURER 
G.  S.  MITCHELL 


K.  F.  MORGAN 

R.  MORRIS 

WM.  H.  OFFENHAUSER 

G.  F.  RACKETT 

W.  B.  RAYTON 

E.  C.  RICHARDSON 

H.  RUBIN 

O.  SANDVIK 

R.  E.  SHELBY 

J.  L.  SPENCE 

H.  E.  WHITE 


REPORT  OF  THE  THEATER  ENGINEERING  COMMITTEE* 

In  the  Report  of  this  Committee,  presented  at  the  Hollywood  Con- 
vention last  October,  and  published  in  the  December,  1940,  issue  of 
the  JOURNAL,  the  growth  of  the  Society's  activities  in  the  various 
phases  of  theater  engineering  was  described.  It  was  pointed  out  also 
that  many  phases  of  theater  design,  particularly  from  the  projection 
viewpoint,  had  been  considered  by  the  Committee  and  had  resulted 
in  a  number  of  recommended  practices  and  procedures  in  general  ac- 
ceptance by  the  industry.  Nevertheless,  there  were  other  phases 
that  had  not  yet  received  adequate  consideration — these  phases  re- 
ferring more  particularly  to  the  theater  structure  rather  than  to  the 
process  of  projection. 

Accordingly,  by  action  of  the  Board  of  Governors,  on  July  13, 
1939,  what  was  formerly  known  as  the  Projection  Practice  Committee 
was  dissolved,  and  a  new  Committee  was  established,  known  as  the 
Theater  Engineering  Committee.  This  new  Committee  originally 
functioned  primarily  through  two  sub-committees,  namely,  the  Sub- 
Committee  on  Projection  Practice  and  the  Sub-Committee  on  Theater 
Design. 

For  a  long  time,  the  original  Projection  Practice  Committee  had 
been  studying  the  question  of  picture  brightness  and  its  measure- 
ment. Some  years  ago,  another  Committee  of  the  Society,  known 
as  the  Screen  Brightness  Committee,  had  done  considerable  work  on 
this  subject  and  had  published  a  noteworthy  report  and  accompany- 
ing symposium  on  various  features  of  screen  brightness  in  the  May 
and  August,  1936,  issues  of  the  JOURNAL.  With  the  publication  of 
this  material,  the  Screen  Brightness  Committee  became  relatively 
inactive  since  the  information  then  at  their  command  did  not  permit 
further  constructive  analysis. 

In  the  interim,  the  study  was  continued  to  some  extent  by  the  then 
existing  Projection  Practice  Committee,  and  during  the  past  year  it 
Lecame  increasingly  evident  that  further  active  work  could  be  done 
on  the  subject.  Accordingly,  it  was  decided  to  establish  a  third  sub- 
committee of  the  Theater  Engineering  Committee,  to  be  known  .as 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y.;  received  May  1, 
1941. 

78 


THEATER  ENGINEERING  REPORT 


79 


the  Sub-Committee  on  Screen  Brightness,  which  was  to  include  in 
its  scope,  not  only  the  actual  specifications  of  screen  brightness  in 
theaters,  but  also  the  problem  of  devising  appropriate  means  of 
measuring  screen  illumination  and  brightness,  and  of  discovering  or 
devising  suitable  meters  for  the  purpose.  Since  this  new  sub-com- 
mittee has  been  functioning  only  a  short  time,  its  work  has  not  prog- 
ressed to  the  point  at  which  it  can  make  definite  recommendations 
to  the  industry.  However,  some  progress  has  been  made  during  the 
past  few  months,  and  the  Theater  Engineering  Committee  is  pleased 
to  include  in  this  report  the  first  report  of  the  new  Sub-Committee 
on  Screen  Brightness. 

The  personnel  of  the  Theater  Engineering  Committee,  sub-divided 
into  its  three  sub-committees  is  given  below.  Each  sub-committee 
also  has  its  subordinate  working  committees. 


THEATER  ENGINEERING  COMMITTEE 

ALFRED  N.  GOLDSMITH,  Chairman 
Projection  Practice  Sub-Committee 

H.  RUBIN,  Sub-Chairman 
T.  C.  BARROWS  E.  R.  GEIB 

H.  D.  BEHR  M.  GESSIN 

K.  BRENKERT  A.  GOODMAN 

F.  E.  CAHILL,  JR.  H.  GRIFFIN 

C.  C.  DASH  S.  HARRIS 

A.  S.  DICKINSON  J.  J.  HOPKINS 

J.  K.  ELDERKIN  C.  HORSTMAN 

J.  FRANK,  JR.  L.  B.  ISAAC 

R.  R.  FRENCH  I. JACOBSEN 

P.  J.  LARSEN 

Theater  Design  Sub-Committee 

B.  SCHLANGER,  Sub- Chairman 
F.  W.  ALEXA  C.  HORSTMAN 

D.  EBERSON  E.  R.  MORIN 

J.  FRANK,  JR.  K.  C.  MORRICAL 

M.  M.  HARE  I.  L.  NIXON 

S.  HARRIS 

Screen  Brightness  Sub-Committee 

F.  E.  CARLSON,  Sub-Chairman 
F.  T.  BOWDITCH  S.  HARRIS 

F.  J.  DURST  W.  B.  RAYTON 

W.  F.  LITTLE 


J.  H.  LlTTENBERG 

E.  R.  MORIN 
J.  R.  PRATER 

F.  H.  RICHARDSON 
J.  J.  SEFING 

R.  O.  WALKER 
V.  A.  WELMAN 
H.  E.  WHITE 
A.  T.  WILLIAMS 


C.  C.  POTWIN 
A.  L.  RAVEN 
R.  F.  Ross 
E.  S.  SEELEY 
J.  J.  SEEING 


C.  TUTTLE 
H.  E.  WHITE 
A.  T.  WILLIAMS 


SO  THEATER  ENGINEERING  REPORT  [J.  s.  M.  p.  E. 

PROJECTION  PRACTICE  SUB-COMMITTEE 

Much  of  the  work  undertaken  by  the  Sub-Committee  on  projec- 
tion practice  is  at  the  present  time  incomplete,  so  that  definite  re- 
ports are  not  appropriate  at  this  time.  Work  is  continuing  on  the 
fourth  revision  of  the  Projection  Room  Plans,  and  it  is  hoped  that  a 
new  report  on  this  subject  may  be  available  in  the  near  future. 

Tools,  Tolerances,  and  Safety  Factors. — The  Working  Committee 
on  Tools,  Tolerances,  and  Safety  Factors  has  held  a  number  of  meet- 
ings and  has  made  a  number  of  tests  on  projection  equipment. 

The  purpose  of  the  Committee  is  to  conduct  a  study  of  the  motion 
picture  projector  mechanism  from  the  servicing  and  operating  view- 
point, and  to  determine  the  degree  of  wear  at  various  points  that  may 
be  tolerated  with  safety,  and  to  find  or  devise  tools  or  gauges 
that  may  assist  the  projectionist  in  checking  the  degree  of  wear,  and 
the  corresponding  departure  of  the  mechanism  from  suitable  operat- 
ing conditions.  Several  meetings  of  the  Working  Committee  have 
been  held  and  a  number  of  tests  have  been  conducted  on  projection 
equipment  to  determine  the  relation  between  the  pressure  of  the  film 
shoe  and  the  spacing  between  the  shoe  and  the  surface  cf  the  film-gate. 
This  relation  has  been  found  to  be  linear,  being  approximately 
0.0005  inch  per  gram  of  pressure.  Slight  variations  in  the  positions 
of  the  gates  apparently  make  little  noticeable  difference  in  the  pic- 
ture jump.  However,  it  is  the  intention  to  check  this  matter  more 
accurately  and  to  determine  the  minimum  pressure  required  for 
steady  operation.  In  addition,  further  tests  will  be  made  to  deter- 
mine the  relation  between  shoe  pressure  and  wear  on  the  film  per- 
forations, and  the  relation  between  the  shoe  pressure  and  the  wearing 
of  the  sprocket- teeth. 

This  report  should  be  regarded  as  preliminary,  and  it  is  hoped  that 
a  comprehensive  report  will  be  available  at  the  next  Convention. 

Sub- Committee  on  the  Power  Survey. — In  the  last  report  of  the 
Theater  Engineering  Committee  was  included  a  preliminary  report 
of  the  Working  Committee  on  the  Power  Survey,  in  which  it  was 
pointed  out  that  numerous  data  had  been  accumulated  through 
questionnaires  distributed  among  1600  theaters  of  the  country. 
The  purpose  of  these  questionnaires  was  to  secure  a  cross-section  of 
data  in  relation  to  (1)  the  trend  in  current  consumption  for  the  vari- 
ous electrical  units  used  in  theaters  throughout  the  country,  (2)  the 
total  cost  of  electrical  current,  (3)  energy  consumption  charges,  and 
(4)  the  average  proportions  of  power  used  for  projection,  air  condi- 


July,  1941]  THEATER  ENGINEERING  REPORT  81 

tioning,  lighting,  etc.  The  previous  report  included  a  brief  table  of 
data  pertaining  to  these  factors.  Insufficient  time  has  been  available 
to  complete  the  tabulation,  and  it  is  hoped  that  a  complete  report 
will  be  available  by  the  Fall  of  this  year. 

Carbon  Arc  Terminology. — It  had  been  noted  that  some  confusion 
existed  in  the  motion  picture  industry  with  regard  to  the  terms  ap- 
plied to  various  types  of  arc.  In  particular,  specific  definitions  of 
the  terms  "high  intensity"  and  "low  intensity"  were  not  available. 
The  Projection  Practice  Committee,  therefore,  submits  the  following 
definitions  of  these  terms : 

The  fundamental  distinction  between  the  high  intensity  and  low 
intensity  carbon  arcs  is  based  upon  the  origin  and  character  of  radia- 
tion. The  chief  contributing  factors  and  associated  characteristics 
are  composition  of  the  carbons,  current  density,  and  brilliancy. 

Low  Intensity 

The  low  intensity  carbon  arc  is  one  in  which  the  principal  light 
source  is  incandescent  solid  carbon  at  or  near  its  temperature  of 
volatilization.  In  the  case  of  the  direct  current  low  intensity  arc,  as 
used  for  projection,  this  is  the  crater  face  of  the  positive  carbon. 
The  maximum  brilliancy  of  this  crater  face  is  limited  by  the  vaporiz- 
ing temperature  of  carbon  to  a  value  of  about  175  candles  per  square 
millimeter.  This  crater  brilliancy  varies  but  little  with  changes  in 
current  within  the  usual  operating  range,  but  the  crater  area  increases 
considerably  with  increasing  current.  Current  density  in  the  posi- 
tive carbon  for  the  familiar  commercial  lamps  ranges  from  approxi- 
mately 50  to  200  amperes  per  square  inch. 

High  Intensity 

The  high  intensity  carbon  arc,  as  used  for  projection,  is  one  in  which, 
in  addition  to  the  light  from  the  incandescent  crater  surface,  there  is 
a  significant  amount  of  light  originating  in  the  gaseous  region  im- 
mediately in  front  of  the  carbon  in  an  atmosphere  containing  flame 
materials  (materials  which  become  highly  luminescent  when  volatil- 
ized in  the  arc  stream).  In  the  case  of  the  direct  current  high  inten- 
sity arc  this  light  comes  from  within  and  near  the  crater  of  the  posi- 
tive carbon.  The  maximum  brilliancy  of  the  crater  obtained  in 
various  types  of  direct  current  high  intensity  carbon  arcs  used  in 
common  commercial  lamps  ranges  from  350  to  1200  candles  per  square 


82  THEATER  ENGINEERING  REPORT  [j.  s.  M.  p.  E. 

millimeter  with  current  densities  in  tl\e  positive  carbon  ranging  from 
about  400  to  well  over  1000  amperes  per  square  inch.  Increase  of 
current  increases  the  crater  area  only  slightly,  but  produces  marked 
increase  in  brilliancy. 

Symposium  on  Projection  Practice. — One  of  the  aims  of  the  Pro- 
jection Practice  Sub-Committee  is  to  make  available  to  the  projec- 
tionists of  the  country  technical  data  in  such  form  as  it  may  be  easily 
applied  in  practice.  With  this  thought  in  mind  the  Committee  has 
formulated  a  brief  symposium  on  projection  practice  for  presentation 
at  this  Convention.  Following  the  presentation  of  this  ^Report  of 
the  Theater  Engineering  Committee,  there  will  be  four  papers  pre- 
pared by  members  of  the  Projection  Practice  Committee  dealing 
with  "Projection  Room  Equipment  Requirements,"  "The  Projection 
Room — Its  Location  and  Its  Contents,"  "Factors  Affecting  Sound 
Quality,"  "Factors  to  Be  Considered  in  a  Sound  Screen." 

REPORT  OF  THE  THEATER  DESIGN  SUB-COMMITTEE 

The  Glossary  compiled  by  this  Sub-Committee  is  intended  for  use 
for  all  those  interested  in  motion  picture  theater  design.  The  Glos- 
sary will  be  submitted  to  the  SMPE  Standards  Committee  for  possible 
inclusion  in  the  General  Glossary  of  Motion  Picture  Terms,  which  is 
under  preparation  by  them,  and  will  be  called  to  the  attention  of 
other  interested  organizations  or  groups,  including  the  American 
Institute  of  Architects  and  various  architectural  periodicals  and 
trade  papers. 

One  of  the  chief  benefits  which  it  is  hoped  will  be  derived  from 
this  work  will  be  to  help  in  the  writing  of  a  uniform  Code,  which  will 
govern  the  functional  design  of  motion  picture  theaters.  The  pres- 
ent non-uniformity  and  confusion  which  exist  in  the  large  number 
of  Building  Codes  both  as  to  legal  requirements  and  terminology 
has  been  brought  to  the  attention  of  this  committee  through  the  study 
of  a  large  number  of  existing  Building  Codes  throughout  the  United 
States. 

It  is  realized  that  it  would  be  an  almost  impossible  task  to  bring 
about  a  major  change  in  the  existing  codes,  particularly  as  regards 
uniformity.  However,  it  is  felt  that  this  Committee  can  start  with 
an  attempt  at  standardization  of  terminology  and  the  fixing  of  uni- 
form viewing  and  hearing  requirements  in  auditoriums.  This  would 
enable  such  authorities  as  are  contemplating  changes  in  existing 
Codes  or  writing  new  Codes  for  motion  picture  theater  construction 


July,  1941] 


THEATER  ENGINEERING  REPORT 


to  be  guided  by  the  important  visual  and  auditorium  requirements  in 
the  theater. 

In  addition  to  the  Glossary,  the  Committee  is  first  giving  considera- 
tion to  the  lighting  of  theater  auditoriums.  It  is  recommended  that  the 
wall  and  ceiling  surfaces  within  the  spectators'  field  of  vision,  while 
viewing  the  picture,  should  appear  to  the  spectator  as  a  uniformly 
and  uninterruptedly  illuminated  surface.  Anything  in  the  lighting 
that  would  tend  to  distract  the  viewer's  attention  from  the  screen 
picture  should  be  avoided  if  possible.  It  is  very  important  for  best 
results  in  the  projection  of  colored  pictures  that  the  color  of  the  light- 
ing and  wall  surfaces  be  neutral.  No  departure  from  uniformity 
should  be  made  unless  the  changes  of  intensity  are  gradual. 

The  Committee  is  not  prepared 
to  specify  actual  values  of  illumi- 
nation but  does  stress,  for  the 
time  being,  uniformity  of  illumi- 
nation and  the  elimination  of 
isolated  islands  of  light  in  dark 
surroundings  or  dark  voids  in 
areas  of  light. 

This  recommendation  very 
definitely  affects  the  style  of 


ENTRY    TO 
AUDITORIUM 


LINE    OF  - 
TRAFFIC 


DOORS 

; 


y-DOORS 


FIG.  1. 


STREET 
Light-trap. 


architectural  ornamentation  and 
the  design  of  the  auditorium 
interior.  The  surfaces  em- 
ployed must  be  of  such  tex- 
ture and  color  over  large  areas 

as  will  make  possible  this  uniform  illumination.  Ornamental  pro- 
jections or  cavities  which  cast  shadows,  and  painted  decorations  in 
various  colors  and  intensities  are  objectionable.  The  fact  must  not 
be  overlooked  that  the  motion  picture  screen  is  a  source  of  light  and 
may  cause  undesirable  and  objectionable  illumination  of  auditorium 
surfaces  or  ornaments  if  the  latter  are  improperly  designed. 

In  connection  with  illumination,  it  is  important  that  the  arrange- 
ment of  walls  and  doors  of  the  outside  lobby,  the  main  lobby,  the 
foyer,  and  so  forth,  be  so  arranged  as  to  entrap  the  light  coming  from 
the  street.  If  the  line  of  traffic  from  the  street  to  the  auditorium  is 
straight,  this  problem  is  difficult  to  solve  unless  extra  sets  of  doors  are 
used  at  intervals  to  block  the  light.  A  more  efficient  method  of  an 
intimate  form  can  be  successfully  evolved  by  so  arranging  doors  and 


84  THEATER  ENGINEERING  REPORT  [J.  S.  M.  p.  E. 

walls  that  the  line  of  traffic  follows  a  zee  shape  (Fig.  1).  This  is 
helpful  also  in  eliminating  objectionable  drafts  and  in  reducing  the 
infiltration  of  street  noises. 

Glossary  of  Terms  Used  in  Theater  Design 

Aisle. — A  passageway  in  a  seating  area. 

Center  aisle. — An  aisle  on  the  longitudinal  axis  of  the  theater. 

Wall  aisle. — An  aisle  along  one  of  the  side  walls  of  a  theater. 

Intermediate  aisle. — Any  longitudinal  aisle  that  is  not  a  center  aisle  or  wall 
aisle. 

Cross-over. — A  transverse  aisle. 

Balcony. — An  area  of  seats,  part,  or  all  of  which  overhangs  another  seating  area. 
Orchestra  Floor. — The  lowest  seating  area  of  a  theater. 

Stadium. — An  area  of  seats  higher  than  and  to  the  rear  of  the  standee  rail  or  parti- 
tion, accessible  directly  from  the  standee  space. 
Stepped  Platform  Seating. — Stepped  platforms,  one  above  the  other  upon  which 

seats  are  placed.     The  amount  of  rise  from  one  platform  to  another  being  deter- 
mined by  the  sight  clearance  factor. 
Uniformly  Pitched  Auditorium  Floor. — A  floor  having  an  equal  rise  or  fall  for  each 

row  of  seats. 
Variably  Pitched  Auditorium  Floor. — A  floor  incline  having  a  changing  pitch  for 

every  row,  or  groups  of  rows  of  seats  to  obtain  proper  sight  clearance. 
Auditorium  Bowl  Floor. — A  floor  incline  for  curved  rows  of  seating  in  which  the 

change  of  pitch  takes  place  '>v  keeping  all  of  the  seats  of  each  respective  row  on 

one  level. 
Concentric  Arcuated  Seating  Rows. — Seats  placed  in  curved  rows,  the  radii  of 

which  increase  for  each  row,  placed  farther  from  the  auditorium  front  wall. 
Down  Pitch  Auditorium  Floor. — A  floor  which  pitches  in  part  or  whole  downward 

toward  the  auditorium  front  wall  to  provide  sight  line  clearances. 
Reverse  Pitch  Auditorium  Floor. — A  floor  which  pitches  upward  in  part  or  whole 

toward  the  auditorium  front  wall  to  provide  raised  seating  levels  located  near 

to  a  motion  picture  screen  to  bring  these  seating  levels  as  close  to  the  screen 

level  as  possible. 
Combination  Pitch  Auditorium  Floor. — A  floor  which  pitches  downward  toward 

and  then  upward  toward  the  front  wall  of  the  auditorium. 
Auditorium  Lighting. — Any  auditorium  lighting  in  use  when  the  motion  picture 

show  is  not  in  progress 
Projection  Period  Lighting. — Any  lighting  of  the  auditorium  that  may  be  necessary 

or  desirable  during  the  projection  of  the  motion  picture. 

Transition  Lighting. — The  gradation  of  illumination  from  outdoors  to  the  audi- 
torium. 
Light  Trap. — An  arrangement  of  wall  and  doors  designed  to  exclude  undesired 

light  from  the  auditorium. 
Re-reflected  Screen  Light. — Light  reflected  from  the  screen  and  re-reflected  from 

any  other  surface  in  the  auditorium. 
Atmospheric  Light  Reflection. — Reflection  of  light  by  particles  in  the  atmosphere 

of  the  auditorium. 


July,  1941]  THEATER  ENGINEERING  REPORT  85 

Auditorium. — The  space  in  a  theater  from  any  point  of  which  the  performance 
may  be  viewed. 

Standee  Partition  (or  Rail}. — A  partition  (or  rail)  separating  a  last  row  of  seats 
from  a  cross-over. 

Standee  Space. — A  space  in  a  theater  in  which  patrons  are  permitted  by  law  to 
stand  and  view  the  performance. 

Lobby. — The  space  between  the  first  and  second  sets  of  doors  of  a  theater. 

Foyer. — A  gathering  place  between  the  auditorium  and  the  lobby. 

Outside  Lobby. — A  partially  enclosed  space  in  front  of  the  first  set  of  entrance 
doors.  (Sometimes  called  "Vestibule.") 

Soffit. — Generally  used  to  refer  to  the  ceiling  under  the  balcony. 

Right  Side  (of  auditorium). — The  right-hand  side,  looking  toward  the  screen. 

Left  Side  (of  auditorium). — The  left-hand  side,  looking  toward  the  screen. 

Mezzanine. — An  intermediate  level  between  seating  levels. 

Auditorium  Front  Wall. — False  wall  or  structural  wall  at  the  front  of  the  audi- 
torium on  the  audience  side  of  the  screen. 

Exit  Court. — A  space  for  egress  open  to  the  sky. 

Exit  Passage. — A  space  for  egress  entirely  enclosed. 

Auditorium  Rear  Wall. — The  wall  at  the  opposite  end  of  the  auditorium  from 
the  screen. 

Auditorium  Side  Walls. — Walls  other  than  the  front  or  rear  walls  of  the  audito- 
rium. 

Proscenium  Opening. — The  opening  in  the  auditorium  front  wall  through  which 
the  screen  is  viewed.  .j 

Rear  Screen  Space. — The  space  on  the  side  of  the  sci  •  n  away  from  the  audience. 

Traffic  Control. — Physical  or  suggestive.  Any  device  (architectural  lighting  or 
decoration,  signs,  door  controls,  barriers,  etc.)  used  to  control  the  direction  of 
the  passage  of  people  in  the  public  spaces  of  the  theater  structure. 

Vomitory. — A  walled  in  passage  used  for  circulation  to  seating  areas  usually  cut 
through  a  raised  inclined  seating  level. 

Balcony  or  Stadium  Fascia. — The  surface  facing  the  motion  picture  screen  which 
forms  part  of  the  protective  wall  and  rail  in  front  of  a  balcony  or  stadium. 

REPORT  OF  SUB-COMMITTEE  ON  SCREEN  BRIGHTNESS 

The  recently  appointed  Sub- Committee  on  Screen  Brightness  has 
held  its  first  meeting. 

Reflection  characteristics  of  the  usual  screen  materials  and  their 
response  under  given  conditions  are  for  the  most  part  appreciated 
only  in  a  general  way,  or  take  on  only  academic  significance.  Most 
people,  who  have  to  do  with  the  specification  of  screens  and  projec- 
tors and  the  other  factors  of  theater  design  and  operation  which  af- 
fect the  basic  fundamentals  of  motion  picture  exhibition,  have  lacked 
the  means  to  acquaint  themselves  with  the  values  of  brightness  ac- 
tually experienced  by  the  audience.  An  appropriate  correlation  of  the 


86  THEATER  ENGINEERING  REPORT 

physical  factors  with  the  physiological  and  psychological  elements 
involved  has  therefore  been  difficult. 

It  is  axiomatic  that  progress  on  a  technical  problem  is  limited  unti 
one  can  deal  with  it  quantitatively  and  do  so  conveniently.  The 
first  objective  of  the  Sub-Committee,  therefore,  is  to  develop  measure 
ment  procedures  and  facilities  of  such  low  cost  and  convenience  that 
on  the  one  hand,  specialists  will  be  encouraged  to  amplify  the  infor 
mation  they  now  have,  and  on  the  other,  that  knowledge  and  experi 
ence  of  these  matters  may  be  widely  diffused  among  those  who  contro 
the  conditions  under  which  pictures  are  viewed. 

Brightness  meters  presently  available  have  limitations  as  to  cos 
or  convenience  in  use  by  others  than  specialists.  Accordingly,  as  it 
first  step,  the  Sub-Committee  has  formulated  provisional  specifica 
tions  for  instruments  which  would  facilitate  attainment  of  its  objec 
tive,  and  is  placing  these  before  instrument  manufacturers  to  deter 
mine  the  feasibility  of  having  them  made  available. 


TELEVISION  REPORT,  ORDER,  RULES, 
AND  REGULATIONS 

FEDERAL  COMMUNICATIONS  COMMISSION 


WASHINGTON,  D.  C. 
MAY  3,  1941 

The  following  contains  such  extracts  from  the  Report  of  the  Federal  Communica- 
tions Commission  as  are  deemed  of  interest  to  the  members  of  the  Society  and  other 
readers  of  the  JOURNAL.  The  complete  report  deals  with  the  following  main  headings: 

(I)  Definitions 

(II)  Television  Transmission  Standards 

(III)  Change  or  Modification  of  Transmission  Standards 

(IV)  Engineering  Standards  of  Allocation 
( V)  Objectionable  Interference 

( VI)     Transmitter  Location 

(VII)     Operating  Power,  Determination,  and  Maintenance 
( VIII}     Equipment 
(IX)     Monitors 

Appendix  I:  Charts  for  Determining  Service  Areas  and  Interference 

Range 

Appendix  II:    Requirements  for  Contour  Maps  in  Establishing  Service 
Areas 

REPORT  ON  MARCH  20,  1941,  TELEVISION  HEARING 
DOCKET  NO.  5806 

By  the  Commission  (Fly,  Chairman,  and  Commissioners  Walker,  Payne,  Thompson 
and  Wakefield  concurring — Commissioners  Case  and  Craven  not  participating) : 

On  March  20,  1941,  a  hearing  was  held  for  considering  when  tele- 
vision broadcasting  "shall  be  placed  upon  a  commercial  basis"  and 
for  considering  rules  and  regulations  and  standards  for  such  stations. 

Upon  the  hearings  held  in  January  and  in  April  of  1940,  the  Com- 
mission found  the  industry  divided  upon  the  basic  question  whether 
television  was  ready  for  commercial  broadcasting,  and  also  found  the 
industry  divided  as  to  transmission  standards  for  television  broad- 
cast stations.  Some  believed  that  television  had  not  reached  the 
point  where  it  could  offer  sufficient  entertainment  value  to  justify 
commercial  operation  and  that  standardization  would  result  in  the 
freezing  of  the  science  at  the  then  level  of  efficiency.  Others  were 

87 


88  TELEVISION  REPORT  [j.  s.  M.  p.  E. 

determined  to  proceed  at  all  costs  with  .the  launching  of  television  on 
a  large  scale. 

In  its  report  of  May  28,  1940,  on  the  April  hearing,  the  Commission 
declared : 

As  soon  as  the  engineering  opinion  of  the  industry  is  prepared  to  approve  any  one 
of  the  competing  systems  of  (television}  broadcasting  as  the  standard  system  the 
Commission  will  consider  the  authorization  of  full  commercialization.  That  a 
single  uniform  system  of  television  broadcasting  is  essential — so  far  as  the  basic 
standards  are  concerned — must  also  be  amply  clear.  The  public  should  not  be 
inflicted  with  a  hodge-podge  of  different  television  broadcasting  and  receiving  sets 

Because  the  situation  was  one  which  threatened  to  hold  up  co- 
ordinated television  development  indefinitely  and  to  delay  public 
service  on  a  widespread  basis,  the  Commission  offered  its  coopera- 
tion to  the  industry  along  lines  in  furtherance  of  the  achievement  of 
higher  standards  by  research  and  development. 

First,  it  provided  for  new  experimental  television  stations  in  various 
sections  of  the  country  to  engage  in  practical  demonstration  of  pre- 
vailing competing  systems.  Later,  it  collaborated  with  the  Radio 
Manufacturers  Association  (RMA)  in  creating  the  National  Tele- 
vision System  Committee  (NTSC).  The  RMA  felt  that  "Because 
of  the  inadequacy  of  the  various  suggested  standards  for  television" 
all  existing  systems  should  be  explored  and  developed,  and  new 
standards  formulated.  The  NTSC  was  given  this  task. 

The  Commission  now  finds  the  industry  entirely  in  agreement  that 
television  broadcasting  is  ready  for  standardization.  The  stand- 
ards as  finally  proposed  by  the  NTSC  at  the  March  20,  1941,  hearing, 
represent,  with  but  few  exceptions,  the  undivided  engineering  opinion 
of  the  industry.  Some  difference  of  opinion  exists  among  broad- 
casters as  to  the  date  when  commercial  operation  should  begin. 
The  National  Broadcasting  Company  and  the  Columbia  Broadcast- 
ing System,  in  effect,  urged  some  delay  in  beginning  commercial 
television.  However,  the  Commission  is  of  the  opinion  that  the 
reasons  advanced  for  the  delay  are  not  controlling.  Other  leading 
figures  in  the  industry  that  earlier  opposed  commercialization,  such 
as  Philco,  Zenith,  and  De  Forest,  now  express  the  view  that  the 
present  stage  of  scientific  development  warrants  prompt  standardiza- 
tion and  commercialization. 

The  demonstrations  conducted  by  different  broadcasters  and  manu- 
facturers for  the  benefit  of  the  NTSC  and  the  Commission  revealed 
the  merits  and  demerits  of  the  systems  upon  which  standards  could 


July,  1941]  TELEVISION  REPORT  89 

be  based.  The  eleven  volumes  constituting  the  proceedings  of  the 
Committee  and  its  sub -committees  stand  as  evidence  of  the  great 
volume  of  work  done.  The  Commission  acknowledges  its  apprecia- 
tion of  the  RMA  and  NTSC  for  their  cooperation  in  performing  this 
worth-while  work. 

The  three-color  television  system  demonstrated  by  the  Columbia 
Broadcasting  System  during  the  past  few  months  has  lifted  tele- 
vision broadcasting  into  a  new  realm  in  entertainment  possibilities. 
Color  television  has  been  known  for  years  but  additional  research 
and  development  were  necessary  to  bring  it  out  of  the  laboratory  for 
field  tests.  The  three-color  system  demonstrated  insures  a  place  for 
some  scheme  of  color  transmissions  in  the  development  of  television 
broadcasting. 

The  NTSC  proposals  provide  that  color  television  be  given  a  six- 
month  field  test  before  standardization  and  commercialization. 
The  Commission  finds  this  requirement  necessary.  However,  im- 
mediate experimental  color  program  transmissions  are  encouraged. 

The  standards  proposed  by  the  NTSC  provide  for  most  of  the  im- 
provements held  out  as  readily  possible  a  year  ago  for  monochrome 
transmissions  (black  and  white  pictures).  These  standards  fix  the 
line  and  frame  frequencies  at  525  and  30,  respectively.*  The  525 
lines  provide  for  greater  detail  in  the  pictures  transmitted  than  the 
441  lines  advocated  a  year  ago.  They  give  substantially  eaual 
resolution  and  more  fully  exploit  the  possibilities  of  the  frequency 
bands  allocated  for  television.  Different  line  and  frame  frequencies 
will  likely  be  required  for  color  transmissions.  This,  however,  is  a 
matter  for  future  consideration  after  color  transmissions  have  been 
adequately  field  tested. 

A  year  ago  one  of  the  weakest  phases  of  the  proposed  television 
standards  was  an  unreliable  synchronizing  pulse  which  frequently 
caused  the  loss  of  the  picture  under  interference  conditions.  A  few 
weeks  before  the  March  20,  1941,  hearing,  developments  were  brought 
forth  for  greatly  intensifying  the  synchronizing  signals  transmitted. 
These  developments  have  been  incorporated  in  the  new  standards. 

*  Certain  experimental  systems  require  variable  line  and  frame  frequencies. 
However,  the  fixed  values  proposed  appear  to  be  best  for  monochrome  trans- 
missions, because  only  30-frame  pictures  have  been  fully  developed  and  as  long 
as  the  frequency  band  for  television  channels  (aural  and  visual)  is  limiu-d  i.»  '• 
megacycles  not  more  than  525  lines  can  be  employed  to  advantage  with  30  frauu-x 


90  TELEVISION  REPORT  [j.  s.  M.  p.  E. 

The  demonstrations  witnessed  by  the  Commission  impressively 
showed  the  tenacity  with  which  this  new  form  of  synchronizing  signals 
holds  the  picture  in  place  under  extremely  adverse  interference  con- 
ditions. 

The  proposed  standards  require  frequency  modulation  for  sound 
accompanying  the  pictures.  Television  is  therefore  benefited  by  the 
recent  development  of  frequency  modulation. 

The  standards  proposed  by  the  NTSC  reasonably  satisfy  the  re- 
quirement for  advancing  television  to  a  high  level  of  efficiency 
within  presently  known  developments.  These  standards  are 'adopted 
by  the  Commission  and  made  effective  immediately. 

The  Commission  feels  that  this  state  of  the  science  affords  some 
reasonable  assurance  against  early  obsolescence  of  equipment.  At 
the  same  time,  it  must  explicitly  recognize  the  advancing  and  neces- 
sarily fluid  state  of  the  science.  Accordingly,  procedure  has  been 
provided  for  the  consideration  of  new  developments,  including, 
but  by  no  means  limited  to,  color  television. 

Procedure  is  also  provided  for  expediting  completion  of  the  tele- 
vision stations  now  authorized  by  the  Commission.  Existing 
licensees  and  permittees  who  can  satisfy  the  Commission  that  their 
station  construction  will  meet  all  the  engineering  requirements  of  the 
rules  and  regulations  and  standards  for  such  stations  may  begin  com- 
mercial operation  on  July  1,  1941. 

The  Commission  finds  that  at  least  six  months  will  be  required  for 
obtaining  comparative  test  data  on  the  alternative  methods  permitted 
for  transmitting  synchronizing  signals.  Such  data  are  necessary 
for  further  limiting  the  signal  synchronizing  standards.  The  Com- 
mission is  requesting  the  industry  to  provide  the  necessary  test  data 
as  to  both  color  transmissions  and  synchronizing  signals  within  the 
six-month  period  following  the  beginning  of  commercial  operation. 

The  regulations  require  that  at  least  15  hours'  program  service  per 
week  shall  be  rendered  by  each  station. 

The  Commission  adheres  to  the  policy  set  forth  in  its  report  on  the 
April,  1940,  television  hearing  regarding  multiple  ownership  or  con- 
trol of  television  broadcast  stations.  Under  this  policy  no  person  is 
permitted  to  own  or  control  more  than  three  television  broadcast 
stations. 

This  is  to  preserve  the  public  benefits  of  competition  in  the  use  of 
the  limited  number  of  channels  available  for  television  broadcasting. 

The  order  and  appropriate  regulations  carrying  out  the  principles 


July,  1941 


TELEVISION  REPORT 


91 


of  this  report  were  adopted  by  a  unanimous  vote  of  the  Commission 
en  bane  in  its  meeting  of  April  30,  1941. 

II.     TELEVISION  TRANSMISSION  STANDARDS 

The  Television  Channel 

(1}  The  width  of  the  standard  television  broadcast  channel  shall  be  six 
megacycles  per  second. 

(2)  It  shall  be  standard  to  locate  the  visual  carrier  4.5  megacycles  lower  in 
frequency  than  the  unmodulated  aural  carrier. 


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FIG.  1 .  Idealized  picture  transmission  amplitude  characteristic. 

Relative  field  strength  of  picture  side  band  not  to  exceed 
0.0005.     Drawing  not  to  scale. 

(5)  It  shall  be  standard  to  locate  the  unmodulated  aural  carrier  0.25  mega- 
cycle lower  than  the  upper  frequency  limit  of  the  channel. 

(4}  The  standard  visual  transmission  amplitude  characteristic  shall  be  that 
shown  in  Fig.  1.* 

(5)  The  standard  number  of  scanning  lines  per  frame  period  shall  be  525, 
interlaced  two  to  one.** 


*  In  the  use  of  any  type  of  transmission  permitted  under  Standards  9  and  15, 
the  emissions  (aural  and  visual)  must  be  kept  strictly  within  the  6  megacycle 
band  authorized. 

**  The  presently  favored  values  for  lines  and  for  frame  and  field  frequem-k-s 
for  experimentally  field  testing  color  transmissions  are,  respectively,  375,  III), 
and  120. 


92  TELEVISION  REPORT  [j.  s.  M.  p.  E. 

(6)  The  standard  frame  frequency  shall  ^be  30  per  second  and  the  standard 
field  frequency  shall  be  60  per  second.** 

(7)  The  standard  aspect  ratio  of  the  transmitted  television  picture  shall  be 
4  units  horizontally  to  3  units  vertically. 

(8)  It  shall  be  standard,  during  the  active  scanning  intervals,  to  scan  the 
scene  from  left  to  right  horizontally  and  from  top  to  bottom  vertically,  at  uniform 
velocities. 

(9)  It  shall  be  standard  in  television  transmission  to  modulate  a  carrier 
within  a  single  television  channel  for  both  picture  and  synchronizing  signals,  the 
two  signals  comprising  different  modulation  ranges  in  frequency  or  amplitude  or 
both.* 

(10}     It  shall  be  standard  that  a  decrease  in  initial  light  intensity  cause  an 
increase  in  radiated  power. 

(11)  It  shall  be  standard  that  the  black  level  be  represented  by  a  definite 
carrier  level,  independent  of  light  and  shade  in  the  picture. 

(12)  It  shall  be  standard  to  transmit  the  black  level  at  75  per  cent  (with  a 
tolerance  of  plus  or  minus  2.5  per  cent)  of  the  peak  carrier  amplitude. 

Aural  Signal  Modulation 

(13)  It  shall  be  standard  to  use  frequency  modulation  for  the  television  trans- 
mission with  a  maximum  frequency  swing  of  75  kilocycles. 

(14)  It  shall  be  standard  to  preemphasize  the  sound  transmission  in  accord- 
ance with  the  impedance-frequency  characteristic  of  a  series  inductance-resistance 
network  having  a  time  constant  of  100  microseconds. 

Synchronizing  Signals 

(15)  It  shall  be  standard  in  television  transmission  to  radiate  a  synchronizing 
wave-form  which  will  adequately  operate  a  receiver  which  is  responsive  to  the 
synchronizing  wave-form  shown  in  appended  Fig.  2. 

(16)  It  shall  be  standard  that  the  time  interval  between  the  leading  edges  of 
successive  horizontal  pulses  shall  vary  less  than  one-half  of  one  per  cent  of  the 
average  interval. 

(^7)     It  shall  be  standard  in  television  studio  transmission  that  the  rate  of 
change  of  the  frequency  of  recurrence  of  the  leading  edges  of  the  horizontal  syn- 

*  Practical  receivers  of  the  "RA"  type  (those  which  attenuate  the  carrier 
50  per  cent  before  detection)  designed  for  the  synchronizing  signals  shown  in 
Fig.  2  will  also  receive  interchangeably  any  of  the  following : 

(a)  Amplitude  modulated  synchronizing  and  picture  signals  of  the  500-kilo- 

cycle  vertical  synchronizing  pulse  type. 

(b)  Synchronizing  signals  of  the  alternate  carrier  type  with  amplitude  modu- 

lated picture  signals. 

(c)  Frequency  modulated  picture  and  synchronizing  signals. 

Each  of  the  above  signals  will  be  permitted  over  a  reasonable  period  for  trans- 
mitting regularly  scheduled  programs  as  required  by  Sec.  4.261  (a)  of  the  Rules 
and  Regulations  Governing  Television  Broadcast  Stations. 


July,  1941] 


TELEVISION  REPORT 


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94  TELEVISION  REPORT  fj.  s.  M.  P.  E. 

chronizing  signals  be  not  greater  than  0.15  per  cent  per  second,  the  frequency  to 
be  determined  by  an  averaging  process  carried  out  over  a  period  of  not  less  than 
20,  nor  more  than  100  lines,  such  lines  not  to  include  any  portion  of  the  vertical 
blanking  signal. 

(18)  It  shall  be  standard  to  rate  the  visual  transmitter  in  terms  of  its  peak 
power  when  transmitting  a  standard  television  signal. 

(19)  It  shall  be  standard  in  the  modulation  of  the  visual  transmitter  that  the 
radio  frequency  signal  amplitude  be  15  per  cent  or  less  of  the  peak  amplitude,  for 
maximum  white. 

(20)  It  shall  be  standard  to  employ  an  unmodulated  radiated  carrier  power 
of  the  aural  transmission  not  less  than  50  per  cent  nor  more  than  100  per  cent 
of  the  peak  radiated  power  of  the  picture  transmission. 

(21)  It  shall  be  standard  in  television  broadcasting  to  radiate  signals  having 
horizontal  polarization. 


III.     CHANGE  OR  MODIFICATION  OF  TRANSMISSION  STANDARDS 

The  Commission  will  consider  the  question  whether  a  proposed 
change  or  modification  of  transmission  standards  adopted  for  tele- 
vision would  be  in  the  public  interest,  convenience,  and  necessity, 
upon  petition  being  filed  by  the  person  proposing  such  change  or 
modification,  setting  forth  the  following: 

(a)  The  exact  character  of  the  change  or  modification  proposed ; 

(b)  The  effect  of  the  proposed  change  or  modification  upon  all  other  trans- 

mission standards  that  have  been  adopted  by  the  Commission  for  tele- 
vision broadcast  stations; 

(c)  The  experimentation  and  field  tests  that  have  been  made  to  show  that 

the  proposed  change  or  modification  accomplishes  an  improvement  and 
is  technically  feasible; 

(d)  The  effect  of  the  proposed  change  or  modification  in  the  adopted  standards 

upon  operation  and  obsolescence  of  receivers; 

(e)  The  change  in  equipment  required  in  existing  television  broadcast  stations 

for  incorporating  the  proposed  change  or  modification  in  the  adoptee 
standards,  and 

(/)  The  facts  and  reasons  upon  which  the  petitioner  bases  his  conclusion  tha 
the  proposed  change  or  modification  would  be  in  the  public  interest 
convenience,  and  necessity. 

Should  a  change  or  modification  in  the  transmission  standards  be 
adopted  by  the  Commission,  the  effective  date  thereof  will  be  deter 
mined  in  the  light  of  the  considerations  mentioned  in  sub-paragrap] 
(d)  above. 

Following  is  a  list  of  Television  Broadcast  Stations,  at  presen 
operating,  under  construction,  experimental,  and  relay  broadcast. 


July,  1941] 


TELEVISION  REPORT 


95 


SCHEDULE  A 
(AT  PRESENT  OPERATING) 


Licensee  and  Location 

Columbia  Broadcasting 
System,  Inc.,  New  York, 
N.  Y. 

Don  Lee  Broadcasting 
System,  Los  Angeles, 
Calif.  T.  Hollywood, 
Calif. 

National  Broadcasting 
Co.,  Inc.,  New  York, 
N.  Y. 

Philco  Radio  and  Tele- 
vision Corporation, 
Philadelphia,  Pa. 

Zenith  Radio  Corporation, 
Chicago,  111. 


Licensee  and  Location 

Earle  C.  Anthony,  Inc., 
Los  Angeles,  Calif. 

Balaban  &  Katz  Corp., 
Chicago,  111. 

Bamberger  Broadcasting 
Service,  Inc.,  New  York, 
N.  Y. 

Columbia  Broadcasting 
System,  Inc.,  Chicago, 
111. 

Crosley  Corporation,  Cin- 
cinnati, Ohio 

Don  Lee  Broadcasting 
System,  San  Francisco, 
Calif. 

Allen  B.  DuMont  Labora- 
tories, Inc.,  Washing- 
ton, D.  C. 

Allen  B.  DuMont  Labora- 
tories, Inc.,  New  York, 
N.  Y. 


Call 
Letters 

Frequency 

(Kc) 

Power 
Visual               Aural 

W2XAB 

60,000-66,000 

71A 

kw 

7»/2  kw 

(Channel  No.  2) 

W6XAO 

50,000-56,000 

1 

kw 

150      kw 

(Channel  No.  1) 

W2XBS 

50,000-56,000 

12 

kw 

15      kw 

(Channel  No.  1) 

W3XE 

66,000-72,000 

10 

kw 

10      kw 

(Channel  No.  3) 

W9XZV 

50,000-56,000 

1 

kw 

1       kw 

(Channel  No.  1) 

SCHEDULE  B 

(UNDER  CONSTRUCTION) 

Call 

Frequency 

Power 

Letters 

(Kc) 

Vis 

ual 

Aural 

W6XEA 

96,000-102,000 

1 

kw 

1      kw 

(Channel  No.  6) 

C.  P.* 

W9XBK 

60,000-66,000 

1 

kw 

1      kw 

(Channel  No.  2) 

C.  P. 

W2XBB 

96,000-102,000 

1 

kw 

1       kw 

- 

(Channel  No.  6) 

C.  P. 

W9XCB 

78,000-84,000 

1 

kw 

1      kw 

(Channel  No.  4) 

C.  P. 

W8XCT 

50,000-56,000 

1 

kw 

1      kw 

(Channel  No.  1) 

C.  P. 

W6XDL 

50,000-56,000 

1 

kw 

1       kw 

(Channel  No.  1) 

C.  P. 

W3XWT 

50,000-56,000 

1 

kw 

1      kw 

(Channel  No.  1) 

C.  P. 

W2XWV 

78,000-84,000 

1 

kw 

1       kw 

(Channel  No.  4) 

C.  P. 

*  C.  P.  =  Construction  Permit. 


96 


TELEVISION  REPORT 


[J.  S.  M.  p.  E. 


Licensee  and  Location 

Call 
Letters 

Frequency 

,       (Kc) 

Power 
Visual               Aural 

Hughes  Productions  Divi- 

W6XHH 

60,000-66,000 

10 

kw 

10 

kw 

sion  of  Hughes  Tool  Co., 

(Channel  No.  2) 

C. 

P. 

Los  Angeles,  Calif. 

Hughes  Productions  Divi- 

W6XHT 

60,000-66,000 

10 

kw 

10 

kw 

sion  of  Hughes  Tool  Co., 

(Channel  No.  2) 

C. 

P. 

San  Francisco,  Calif. 

The     Journal     Company 

W9XMJ 

66,000-72,000 

1 

kw 

1 

kw 

(The  Milwaukee  Jour- 

(Channel No.  3) 

C. 

P. 

nal),  Milwaukee,  Wis. 

Metropolitan    Television, 

W2XMT 

162,000-168,000 

250 

w__ 

1 

kw 

Inc.,  New  York,  N.  Y. 

(Channel  No.  8) 

C. 

P. 

National        Broadcasting 

W3XMB 

60,000-66,000 

1 

kw 

1 

kw 

Company,  Inc.,  Wash- 

(Channel No.  2) 

C. 

P. 

ington,  D.  C. 

National        Broadcasting 

W3XPP 

102,000-108,000 

1 

kw 

1 

kw 

Company,   Inc.,   Phila- 

(Channel No.  7) 

C. 

P. 

delphia,  Pa. 

Television       Productions, 

W6XYZ 

78,000-84,000 

1 

kw 

1 

kw 

Inc.     (Area  of  Los  An- 

(Channel No.  4) 

C. 

P. 

geles,  Calif.) 

WCAU  Braodcasting  Co., 

W3XAU 

84,000-90,000 

1 

kw 

1 

kw 

Philadelphia,  Pa. 

(Channel  No.  5) 

C. 

P. 

SCHEDULE  C 

EXPERIMENTAL  TELEVISION  BROADCAST  STATIONS 

Call 

Frequency 

Power 

Licensee  and  Location 

Letters 

(Kc) 

Visual 

Aural 

Allen  B.  DuMont  Labo- 

W2XVT 

78,000-84,000 

5 

kw 

5 

kw 

ratories,    Inc.,    Passaic, 

(Channel  No.  4) 

C. 

P. 

N.J. 

Balaban    &    Katz    Corp. 

384,000-396,000 

10 

w 

(Area  of  Chicago,  111.) 

C. 

P. 

Columbia      Broadcasting 

W6XCB 

162,000-168,000 

1 

kw 

1 

kw 

System,  Inc.,  Los  An- 

(Channel No.  8) 

condl. 

C. 

P. 

geles,  Calif. 

Farnsworth  Television  & 

66,000-72,000 

1 

kw 

1 

kw 

Radio  Corp.,  Ft.  Wayne, 

(Channel  No.  3) 

C. 

P. 

Ind. 

General     Electric     Com- 

W2XB 

60,000-86,000 

10 

kw 

3 

kw 

pany,  Scotland,  N.  Y. 

Kansas  State   College   of 

W9XAK 

50,000-56,000 

100 

w 

100 

w 

Agriculture   &  Applied 

(Channel  No.  1) 

C. 

p. 

Science,        Manhattan, 

Kans. 

Leroy's  Jewelers,  Los  An- 

W6XLJ 

230,000-236,000 

1 

kw 

1 

kw 

geles,  Calif. 

(Channel  No.  13) 

condl. 

C. 

p. 

July,  1941] 


TELEVISION  REPORT 


1)7 


Licensee  and  Location 

Purdue  University,  West 
Lafayette,  Ind. 

RCA  Manufacturing  Com- 
pany, Inc.,  Portable 
(Camden,  N.  J.) 

RCA  Manufacturing  Com- 
pany, Inc.,  Camden, 
N.J. 

State  University  of  Iowa, 
Iowa  City,  Iowa 


Call 
Letters 


Frequency 
(fee) 


Power 
Visual  Aural 


W9XG  66,000-72,000      750      w      750      w 

C.  P. 
W3XAD       321,000-327,000     500      w       500      w 


W3XEP         84,000-90,000 
(Channel  No.  5) 


30      kw      30      kw 


W9XUI          50,000-56,000       100      w 
(Channel  No.  1) 
210,000-216,000 
(Channel  No.  12) 


EXPERIMENTAL  TELEVISION  RELAY  BROADCAST 


Balaban  &  Katz  Corp. 
(Area  of  Chicago,  111.) 

Balaban  &  Katz  Corp. 
(Area  of  Chicago,  111.) 

Columbia  Broadcasting 
System,  New  York, 
N.  Y. 

Don  Lee  Broadcasting 
System  (Area  of  Los 
Angeles,  Calif.) 

Allen  B.  DuMont  Labora- 
tories, Inc.  (Area  of 
New  York,  N.  Y.) 

General  Electric  Com- 
pany, New  Scotland, 
N.  Y. 

General 
pany, 
N.  Y. 

National  Broadcasting 
Co.,  Inc.,  Portable 
(Camden,  N.  J.,  and 
New  York,  N.  Y.) 

National  Broadcasting 
Co.,  Inc.,  New  York, 
N.  Y.  (Port.-Mobile) 

Philco  Radio  and  Tele- 
vision Corporation, 
Philadelphia,  Pa. 

Television  Productions, 
Inc.  (Area  of  Los  An- 
geles, Calif.) 


Electric      Com- 
Schenectady, 


W9XBT       204,000-210,000    250      w 

210,000-216,000 
(Channel  Nos.  11  &  12) 

384,000-396,000       10      w 

W2XCB       336,000-384,000        6.5  w 


W6XDU      318,000-330,000        6.5  w 


WIOXKT    258,000-264,000      50      w 

264,000-270,000 
(Channels  Nos.  15  &  16) 
W2XI  162,000-168,00        10      w 

(Channel  No.  8) 

W2XD          156,000-162,000      40      w 
162,000-168,000 

W2XBT       162,000-168,000    400      w 


W2XBU       282,000-294,000       15      w 


W3XP          230,000-236,000     125      w 

236,000-242,000 
(Channels  Nos.  13  &  14) 
W6XLA       230,000-236,000    250      w 

236,000-242,000 


C.  P. 

C.  P. 
C.  P. 


C.  P. 


CHARACTERISTICS  OF  INTERMITTENT  CARBON  ARCS* 
F.  T.  BOWDITCH,  R.  B.  DULL,  AND  H.  G.  MACPHERSON** 

Summary. — Although  the  carbon  arc  is  usually  considered  as  a  continuous 
source  of  light,  the  experiments  reported  in  this  paper  show  that  it  may  be  used  for 
the  generation  of  light  surges  as  well.  If  these  surges  are  made  to  occur  at  a  rate 
so  fast  that  the  arc  stream  does  not  have  time  to  deionize  between  them,  then  the  elec- 
trical circuit  may  be  completely  broken  at  the  conclusion  of  each  surge  and  closed 
again  to  initiate  the  next  one.  For  longer  periods  between  surges,  a  very  low  main- 
taining current  is  employed.  The  timing  and  duration  of  the  light  pulses  are  con- 
trolled by  electronic  switching  of  half -cycle  current  surges  from  an  alternating-current 
supply. 

For  a  given  size  of  carbon,  much  higher  brilliancy  and  candle-power  can  be  obtained 
in  intermittent  than  in  continuous  operation;  a  brilliancy  of  1600  candles  per 
sq-mm  is  reported  for  a  7 -mm  carbon  of  the  "Suprex"  type.  The  efficiency  of  the 
intermittent  carbon  arc  is  limited  by  the  thermal  lag  in  the  electrodes,  in  that  they 
continue  to  radiate  energy  for  a  considerable  period  after  the  current  is  reduced  to  zero 
at  the  end  of  each  surge. 

The  carbon  arc  is  usually  considered  as  a  continuous  source  of 
light,  although  it  is  used  only  intermittently  in  motion  picture  photog- 
raphy and  projection,  the  particular  intervals  of  light  usage  being 
determined  by  the  camera  or  projector  shutter.  Since  as  much  as 
one-half  of  the  light  generated  is  wasted  in  this  way,  worth-while 
economies  would  appear  to  be  possible  by  the  elimination  of  this 
waste  through  the  intermittent  generation  of  light  as  needed. 

Interest  in  such  an  intermittent  light-source  was  further  stimulated 
by  the  theoretical  demands  of  a  radically  new  system  of  motion  pic- 
ture photography,  known  as  the  "I-R"  or  "Increased  Range  System," 
sponsored  by  Dr.  Alfred  N.  Goldsmith  and  others.  In  a  typical  ap- 
plication of  this  system,  very  short  light-pulses  of  only  one-eighth 
the  duration  of  a  single  frame  are  required,  separated  by  dark  periods 
three  times  as  long.  Such  a  light-cycle,  supplied  by  a  continuous 
source  and  shutter,  would  necessitate  the  waste  of  75  per  cent  of  the 
generated  light. 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y. ;  received  May  7,  j 
1941. 

**  National  Carbon  Company,  Inc.,  Cleveland,  Ohio. 


Society  is  not  responsible  for  statements  by  authors  & 


INTERMITTENT  CARBON  ARCS 


99 


In  attacking  the  general  problem  of  an  intermittent  carbon  arc, 
the  idea  was  first  conceived  of  employing  an  alternating-current 
source  of  suitable  frequency  with  switching  circuits  permitting  the 
delivery  of  heavy  current  surges  to  the  arc  during  selected  positive 
half-cycle  intervals.  Thus,  while  the  arc  would  be  maintained  be- 
tween surges  at  a  low  value  of  alternating  current,  it  would  operate  as 
a  direct-current  high-intensity  arc  during  the  half-cycles  when  a 
heavy  surge  current  was  permitted  to  flow.  A  simplified  diagram 
of  the  electrical  circuit  employed  for  this  purpose  is  shown  by  Fig.  1. 

In  this  figure,  the  carbon  arc  is  shown  in  series  with  two  ballast 
resistors,  RI  and  Rt,  across  an  alternating-current  source.  One  of 
these  resistors,  R%,  may  be  intermittently  short-circuited  as  desired 
through  the  switch  5  shown  at  the  right.  The  combined  resistors 


FIG.   1 


Simplified   circuit   diagram  of  the  inter- 
mittent carbon  arc. 


limit  the  current  to  a  minimum  value  necessary  to  maintain  the  arc 
between  surges;  the  single  resistor  RI  determines  the  magnitude  of 
the  surge  current  which  will  flow  while  the  switch  5  is  closed.  If 
rapid  flashing  of  only  one-half  cycle  duration  is  desired,  then  a  simple 
knife-switch  of  the  type  indicated  can  not,  of  course,  be  used.  A 
mercury- vapor  switch  of  the  ignitron  type,  however,  completely 
satisfies  all  requirements  as  to  capacity  and  speed  and  has  been  suc- 
cessfully employed  in  a  number  of  circuits. 

The  complexity  of  the  timing  circuit  which  tells  the  ignitron  when 
to  short-circuit  the  ballast  resistance  is  determined  by  the  nature 
of  the  light-pulses  required.  For  instance,  if  a  surge  is  to  be  delivered 
every  positive  half-cycle,  the  ignitron  and  timing  circuit  can  be  dis- 
pensed with  entirely  and  a  simple  half-wave  rectifier  used.  How- 


100 


BOWDITCH,  DULL,  AND  MACPHERSON      [J.  s.  M.  p.  E. 


ever,  if  succeeding  surges  are  to  be  separated  by  one  or  more  idle 
cycles,  then  a  more  complex  arrangement  is  required.  A  circuit 
found  suited  to  this  type  of  service  is  illustrated  by  Fig.  2. 

In  this  circuit  alternating  voltage  from  the  same  source  that  sup- 
plies the  arc  is  used  to  charge  a  condenser  C  through  the  transformei 
TR,  the  half-wave  rectifier  7\,  and  the  resistance  R3.  This  condenser 
is  connected  in  the  grid  circuit  of  a  mercury-vapor  thyratron  T2  with 
polarity  such  that  the  condenser  voltage  opposes  that  of  the  negative 
bias  battery  BI,  reducing  the  negative  grid  potential  of  T2  as  the  con- 
denser charge  increases  until  this  thyratron  is  tripped.  IrTtripping, 
current  is  permitted  to  flow  into  the  ignitron  firing  electrode  E, 
vaporizing  the  mercury  and  causing  the  ignitron  T4  to  conduct, 
which  short-circuits  the  ballast  ^2-  As  the  ignitron  fires,  the  volt- 
age across  it  drops  to  a  value  below  the  extinction  point  of  thyratron 


T  -r 


FIG.  2.  Circuit  diagram  of  the  intermittent  carbon 
arc  with  surge  timing  control  at  the  beginning  of  any 
chosen  half-cycle. 


T2,  so  that  this  tube  is  extinguished.  In  the  meantime,  the  volts 
developed  between  the  electrode  E  and  the  mercury  pool  during 
firing  overcomes  the  bias  voltage  B*,  tripping  the  small  argon -filled 
thyratron  T3  so  that  it  may  discharge  the  condenser  C.  Finally,  at 
the  end  of  one  half-cycle,  when  the  voltage  across  the  ignitron  falls 
to  zero,  it,  too,  is  extinguished,  so  that  all  elements  are  returned  to 
their  initial  condition  ready  to  set  off  the  next  surge.  The  timing  of 
this  circuit  may  be  adjusted  in  a  number  of  different  ways,  since  firing 
can  not  occur  until  the  grid  voltage  of  the  thyratron  T2  reaches  a 
specific  minimum  value.  For  instance,  the  secondary  voltage  of  the 
transformer  TR,  the  magnitude  of  the  resistor  R3,  and  the  magnitude 
of  the  condenser  C  may  be  independently  adjusted  to  determine  the 
number  of  half-cycle  charging  pulses  needed  to  raise  the  condenser 
voltage  to  the  critical  tripping  value.  Also,  this  critical  voltage 


July,  1941] 


INTERMITTENT  CARBON  ARCS 


101 


value  may  be  adjusted  by  changing  the  voltage  of  the  battery  B^ 
which  must  be  overcome.  By  phase  reversal  through  the  trans- 
former TR,  the  condenser  is  charged  during  half-cycles  when  the  volt- 
age is  negative,  so  far  as  the  main  arc  circuit  is  concerned ;  thus  the 
condenser  voltage  remains  steady  during  the  positive  half -cycles 
when  firing  might  occur.  In  practice,  circuit  values  are  so  adjusted 
that  the  voltage  across  condenser  C  is  a  little  too  low  during  the  posi- 
tive half-cycle  just  prior  to  the  one  when  firing  is  desired,  so  that  it 
will  be  appreciably  above  the  required  minimum  when  wanted. 

The  circuit  just  described  insures  that  firing  will  occur  very  early 
in  a  predetermined  half-cycle  as  desired.  It  will  not,  however,  per- 
mit adjustment  of  the  firing  time  throughout  the  duration  of  a  half- 
cycle,  and  thus  does  not  provide  for  a  current  surge  lasting  for  only 


FIG.  3.  Circuit  diagram  of  the  intermittent  carbon 
arc  with  surge  timing  control  at  any  time  during  any 
chosen  half-cycle. 

a  predetermined  fraction  of  a  half-cycle.     A  circuit  permitting  such 
adjustment  is  shown  by  Fig.  3. 

The  left  portion  of  this  figure  up  to  and  including  the  thyratron 
T2  is  identical  with  that  of  the  previous  figure.  Also  that  portion 
of  the  circuit  including  the  transformer  TR\,  the  single-wave  rectifier 
TI,  condenser  C,  and  resistor  R3  constitute  the  essential  timing  cir- 
cuit as  before,  but  now  operating  to  raise  the  plate  voltage  of  thyra- 
tron T3  to  its  tripping  point,  so  that  the  resulting  discharge  through 
the  resistor  R±  may  trip  T2.  The  tripping  of  thyratron  T3,  however, 
is  also  dependent  upon  the  grid  voltage  pulse  received  each  positive 
half -cycle  through  the  transformer  TR2.  This  transformer  has  a 
constricted  iron  magnetic  path  giving  a  very  peaked  wave-form  con- 
ducive to  accurate  timing  of  the  voltage  pulse,  and  the  primary  is 


102  BOWDITCH,  DULL,  AND  MACPHERSON       [j.  s.  M.  p.  E. 

supplied  through  the  phase-shifting  network  composed  of  the  four 
elements  in  Wheatstone  bridge  arrangement  at  the  right.  As  with 
the  previous  circuit,  the  condenser  C  receives  its  charging  pulses  dur- 
ing negative  half-cycles  when  the  grid  pulse  applied  to  thyratron  T3 
is  of  opposite  polarity  to  that  required  for  firing.  On  positive  half- 
cycles,  therefore,  when  firing  might  occur,  the  voltage  across  the  con- 
denser remains  fixed,  so  that  timing  is  solely  controlled  by  the  grid 
pulse.  In  operation,  then,  the  thyratron  T3  receives  a  firing  pulse 
once  each  positive  half-cycle,  in  a  phase  relationship  with  respect  to 
the  source  as  determined  by  the  setting  of  the  phase-shifter  circuit. 
If,  during  the  preceding  half -cycle,  the  voltage  of  the  condenser  C 
has  risen  to  a  sufficiently  high  value,  the  tube  fires,  tripping  thyra- 
tron T2  and  ignitron  T4  along  with  it.  The  act  of  firing  discharges 
the  condenser,  so  that  the  circuit  automatically  clears  itself,  ready 
for  the  next  sequence. 

The  time  required  for  all  these  things  to  happen  is,  fortunately,    '• 
only  a  matter  of  microseconds,  from  the  firing  of  the  first  element  in 
the  chain  of  either  one  of  the  circuits  described  until  the  light-surge 
is  emitted  by  the  arc. 

The  choice  of  frequency  of  the  alternating-current  source  is 
governed  by  the  light-pulse  timing  required  for  a  particular  service.  \ 
For  instance,  in  motion  picture  projection  at  24  frames  per  second,  a 
48-cycle  source  might  be  used,  with  current  surges  every  positive 
half -cycle,  giving  a  light-pulse  of  V%-second  duration  as  with  the  pres- 
ent 90-degree  shutter.  In  the  "I-R"  system  of  motion  picture 
photography  previously  described,  a  96-cycle  source  with  a  half- 
cycle  duration  of  1/i92  second  could  be  employed,  with  the  timing 
circuit  set  to  give  surges  during  alternate  positive  half-cycles.  Sig- 
nalling applications  might  also  be  conceived  in  which  any  commercial 
frequency  could  be  used,  and  the  tripping  of  the  ignitron  controlled 
through  the  tapping  of  a  telegraph  key  or  other  contacting  device  to  * 
give  successive  bursts  of  light,  each  consisting  of  a  series  of  half-cycle 
surges. 

The  firing  circuit  shown  in  Fig.  3  is  best  adapted  for  experimental 
work,  since  it  will  do  everything  the  simpler  circuit  can  accomplish 
and,  in  addition,  permits  variation  of  the  phase-angle  at  which  the 
discharge  through  the  arc  starts.  As  previously  mentioned,  however,  ' 
once  the  discharge  has  started  it  will  continue  until  the  end  of  the 
half-cycle,  since  there  is  no  way  of  extinguishing  the  ignitron  until 
the  voltage  across  it  falls  to  zero.  Using  the  circuit  of  Fig.  3  and  a 


July,  1941]  INTERMITTENT  CARBON  ARCS  103 

96-cycle  source  firing  on  alternate  positive  half-cycles,  a  series  of 
measurements  was  made  using  the  same  ballast  resistors  in  series 
with  the  arc,  but  starting  the  surge-current  at  different  points  after 
the  start  of  the  half-cycle.  It  was  found  that  the  peak  candle-power 
during  a  surge  is  highest  when  the  firing  is  started  as  soon  as  possible 
in  the  cycle,  because  of  the  greater  crater  area  obtained.  The  peak 
intrinsic  brilliancy,  however,  remains  constant  throughout  a  wide 
variation  of  starting  phase-angle,  from  30  to  75  degrees.  When  the 
arc  is  started  at  a  large  phase-angle,  that  is  in  the  middle  or  toward 
the  end  of  the  half-cycle,  it  emits  an  intense  throbbing  noise  at  the 
flashing  frequency,  which  gradually  decreases  to  a  minimum  as  the 
phase  of  starting  is  shifted  toward  the  beginning  of  the  cycle. 

The  circuits  for  the  intermittent  arc  so  far  described  call  for  the 
use  of  sustaining  current  between  flashes,  conducted  through  the 
ballast  resistor  ^2  of  Figs.  1,  2,  and  3.  It  was  soon  found,  however, 
that  when  the  flashes  occur  as  often  as  every  other  cycle  at  96  cycles 
per  second,  this  sustaining  current  could  be  reduced  to  zero.  That 
is,  the  resistor  R2  could  be  omitted  entirely  from  the  circuit,  and 
flashes  initiated  from  a  complete  open-circuit  condition.  The  time 
between  flashes  is  so  short  under  these  conditions  that  the  arc  does 
not  have  time  to  deionize  completely,  so  that  a  conducting  path  re- 
mains for  energy  to  fire  the  ignitron  and  then  reestablish  the  arc. 
It  was  also  found  possible  to  operate  the  arc  with  a  small  sustaining 
direct  current,  provided,  of  course,  that  the  d-c  sustaining  source  and 
the  a-c  surge  source  were  otherwise  electrically  independent. 

Two  considerations  proved  to  be  important  in  determining  which 
of  these  three  arrangements  was  the  best,  i.  e.,  an  alternating  or  a 
direct  sustaining  current,  or  none  at  all.  In  the  first  place,  if  it  is 
desirable  that  the  light  between  flashes  should  be  kept  as  low  as 
possible,  then  the  arc  should  be  operated  without  any  sustaining  cur- 
rent, since  a  minimum  light  between  flashes  is  obtained  in  this  way. 
However,  this  is  possible  only  when  the  time  between  flashes  is  very 
short. 

Another  consideration  of  importance  in  this  connection  is  that  of 
the  steadiness  of  the  arc.  One  of  the  principal  difficulties  originally 
encountered  was  an  unsteadiness  in  the  light  output  associated  with 
a  wandering  of  the  negative  flame  to  various  positions  in  front  of 
and  around  the  positive  carbon,  due  to  wandering  of  the  cathode  spot 
around  the  tip  of  the  negative  carbon.  Apparently  this  spot  did  not 
remain  anchored  in  one  place  when  the  current  was  reduced  between 


104  BOWDITCH,  DULL,  AND  MACPHERSON       [j.  s.  M.  P.  E. 

flashes,  since  the  current-density  was  then  too  low  to  load  the  nega- 
tive carbon  adequately.  Using  regular  negatives,  it  was  impossible 
to  eliminate  this  unsteadiness  so  long  as  an  alternating  sustaining 
current  or  a  zero  sustaining  current  was  used.  The  use  of  a  direct 
sustaining  current,  however,  held  the  cathode  spot  in  one  place,  and 
eliminated  this  type  of  unsteadiness.  It  was  found  also  that  the  use 
of  a  small-diameter  copper-coated  graphite  negative  was  helpful  in 
this  respect,  so  that  a  reasonably  steady  arc  could  be  achieved  when 
no  sustaining  current  was  used.  No  means  were  found,  however, 
for  completely  steadying  the  cathode  spot  when  an  alternating  sus- 
taining current  was  used. 

Both  positive  and  negative  carbons  for  use  with  the  intermittent 
arc  must  have  sufficient  current  capacity  to  carry  the  rms  or  ef- 
fective current  without  overheating.  In  cases  where  the  surge  cur- 
rent is  passed  through  the  arc  at  frequent  intervals  as  in  the  "I-R 
System"  application,  it  is  desirable  to  use  carbons  of  greater  electrical 
conductivity  than  those  of  the  same  diameter  conventionally  used 
in  d-c  arcs.  One  of  the  best  positive  carbons  for  this  purpose  was  a 
7-mm  "Suprex"  with  a  copper  coat  of  twice  the  usual  thickness. 
When  operated  with  no  sustaining  current,  this  carbon  gave  the  steadi- 
est performance  without  rotation,  and  in  combination  with  a  5.5- 
mm  copper-coated  graphite  negative  at  an  angle  of  20  to  30  degrees 
with  the  positive.  At  greater  angles,  a  lip  forms  on  the  upper  edge 
of  the  positive  carbon,  causing  unsteadiness  and  a  decrease  in  candle- 
power  in  a  forward  direction,  while  at  an  angle  of  less  than  20  degrees, 
the  negative  flame  is  deflected  first  in  one  direction  and  then  in  an- 
other by  the  positive  carbon,  causing  corresponding  fluctuations  in 
candle-power.  The  average  consumption  of  the  carbons  with  this 
trim,  when  surges  with  a  peak  current  of  270  amperes  were  timed  to 
occur  every  other  positive  half-cycle  of  a  96-cycle  source,  is  13  inches 
per  hour  for  the  positive  carbon  and  1 1  inches  per  hour  for  the  nega- 
tive carbon. 

The  appearance  of  the  intermittent  arc  employing  this  trim  is  in- 
dicated by  the  photographs  of  Fig.  4.  The  first  five  photographs  are 
side  views  of  the  arc,  and  give  the  appearance  of  the  arc  (a)  just  be- 
fore the  active  half -cycle  (—10  degrees);  (b)  at  the  start  of  the  cur- 
rent surge  (30  degrees) ;  (c)  at  the  peak  surge  current  (90  degrees) ; 
(d)  as  the  current  is  dying  away  (160  degrees) ;  and  (e)  after  the  end 
of  the  conducting  half -cycle  (200  degrees).  All  pictures  were  made 
with  the  same  exposure  time,  employing  a  specially  constructed  syn- 


July,  1941 


INTERMITTENT  CARBON  ARCS 


105 


(a)  Before     surge 
starts.     (-10°) 


(b)  A  s      surge 
starts.     (30°) 


(c)  At  surge  peak. 
(90°) 


(d)  Near    cut-off. 
(160°) 


(e)  After    cut-off. 
(200°) 


(/)  Before     surge 
starts.    (-20°) 


(g)  At  surge  peak. 
(90°) 


(K)  After   cut-off. 
(210°) 


FIG.  4.  Photographs  of  the  intermittent  carbon  arc  at  various  phase-angles: 
7-mm  "Suprex"  positive  carbon;  270-ampere  peak  surge  current  (electrical  de- 
grees given  beneath  pictures  refer  to  zero  at  beginning  of  surge  half -cycle). 


106  BOWDITCH,  DULL,  AND  MACPHERSON      [j.  s.  M.  p.  E. 

chronous  shutter  whose  opening  could  be  adjusted  in  phase  along 
the  time-cycle  of  events.  The  last  three  photographs  show  the 
front  view  of  the  positive  crater :  (/)  before  the  start  of  the  conducting 
half-cycle  (  —  20  degrees);  (g)  at  the  peak  current  (90  degrees);  and 
(h)  after  the  end  of  the  half-cycle  (210  degrees).  The  photographic 
exposure  is  the  same  in  all  three  of  these  pictures. 

One  of  the  most  interesting  characteristics  of  the  intermittent  arc 
is  that  it  is  possible  to  obtain  much  higher  momentary  values  of  in- 
trinsic brilliancy  and  candle-power  than  can  be  obtained  with  the 
same  carbons  operating  on  direct  current.  The  7-mm  "Suprex" 
carbon  at  50  amperes'  direct  current  produces  12,000  candle-power 
and  a  brilliancy  of  600  candles  per  sq-mm.  This  same  carbon,  oper- 
ated intermittently  from  a  60-cycle  source  and  flashing  the  arc  every 
fourth  half-cycle,  gives  a  peak  candle-power  of  70,000  to  75,000  and  a 
peak  brilliancy  of  1350  candles  per  sq-mm  at  a  peak  current  of  350 
amperes.  Flashing  much  less  frequently,  a  maximum  brilliancy  of 
1600  candles  per  sq-mm  can  be  obtained  from  this  carbon  using  a 
675-ampere  peak  current. 

The  average  light  emitted  during  a  light-pulse  was  measured  by  a 
photocell  limiting  the  light  reaching  the  active  surface  to  a  half-cycle 
by  means  of  a  sector  opening  in  a  synchronously  driven  disk  placed 
in  front  of  the  cell.  Measured  in  this  way,  the  trim  shown  in  Fig.  4 
has  an  average  candle-power  of  26,000  during  the  surge  half -cycle. 
During  the  first  half-cycle  of  the  inactive  period  between  surges,  the 
average  candle-power  is  3100,  or  12  per  cent  of  the  candle-power  dur- 
ing the  current  surge.  The  candle-power  during  the  second  and  third 
half-cycles  following  the  surge  is  2400  and  2200,  9  per  cent  and  8  per 
cent,  respectively,  of  the  average  surge  candle-power.  The  brilli- 
ancy during  the  active  half-cycle  averages  660  candles  per  sq-mm, 
while  the  brilliancy  during  the  succeeding  three  inactive  half-cycles 
is  20,  12,  and  10  per  cent  of  this,  respectively.  When  a  sustaining 
current  is  used,  the  light  between  surges  is  still  greater.  The  time- 
interval  between  current  surges  is  evidently  too  short  to  allow  the 
carbons  to  cool  below  incandescence;  and  since,  with  zero  current 
between  surges,  re-ignition  depends  upon  maintaining  ionization 
during  the  inactive  period,  this  is  obviously  an  inherent  character- 
istic of  the  intermittent  arc  on  such  a  time-cycle  of  operation. 

A  test  of  the  intermittent  arc  in  an  optical  system  was  made,  using 
a  14-inch  Fresnel  lens.  The  lens  had  a  focal  length  of  14  inches  and 
was  placed  10V2  inches  from  the  crater.  At  this  distance  the  lens 


July,  1941]  INTERMITTENT  CARBON  ARCS  107 

picks  up  a  70-degree  cone  of  light  from  the  positive  carbon  and  pro- 
jects a  beam  having  an  angular  spread  of  20  degrees.  During  the 
active  half-cycle,  a  quantity  of  light  equal  to  88  lumen-seconds  was 
projected  in  the  beam  per  light-pulse.  The  light  projected  during 
the  succeeding  three  inactive  half-cycles  was  14,  10,  and  9  per  cent 
of  this,  respectively. 

These  measurements  of  the  light  radiated  during  the  inactive,  or 
dark  half-cycles,  as  well  as  the  photographs  of  Fig.  4,  indicate  that 
the  carbons  do  not  cool  to  a  very  great  extent  between  surges  at  the 
frequency  employed  in  these  experiments.  Although  this  "thermal 
lag"  is  of  use  in  permitting  the  reestablishment  of  the  arc  after  short 
periods  with  no  sustaining  current,  it  seriously  reduces  the  efficiency 
of  the  intermittent  arc  in  comparison  with  a  d-c  arc  with  a  shutter 
when  the  duration  of  the  light-pulses  is  of  the  same  order  of  magni- 
tude as  the  time  between  pulses.  Comparisons  made  between  the 
intermittent  arc  of  Fig.  4  and  an  11 -mm  high-intensity  d-c  arc  with 
a  shutter  giving  the  same  light-cycle  produced  the  following  result. 
Considering  only  the  surge-light  of  the  intermittent  arc  and  the  light 
passed  by  the  shutter  from  the  d-c  arc,  the  intermittent  arc  was  1.6 
times  as  efficient  as  the  shuttered  d-c  arc  in  terms  of  candle-power- 
hours  per  watt-hour.  Since  current  flowed  only  one-fourth  of  the 
time  for  the  intermittent  arc,  a  4:1  instead  of  a  1.6:1  advantage  over 
the  continuous  arc  might  have  been  anticipated,  since  three-fourths 
of  the  light  generated  in  the  latter  case  is  wasted.  That  this  did  not 
prove  to  be  the  case  is_due  to  the  thermal  lag  of  the  intermittent  arc, 
which  causes  it  to  radiate  energy  between  flashes. 

The  basis  for  expecting  a  4:1  efficiency  advantage  for  the  intermit- 
tent arc  over  the  shuttered  d-c  arc  in  this  service  depends  upon  ob- 
taining the  same  instantaneous  light  for  a  given  instantaneous  cur- 
rent through  the  arc  in  both  cases.  This  implies  that  the  light  is  di- 
rectly produced  by  the  current.  However,  conditions  in  the  arc 
which  determine  the  production  of  light  are  essentially  thermal  in 
character,  and  the  same  atomic  and  molecular  processes  would  take 
place,  giving  the  same  light,  if  the  carbons  and  their  associated  gases 
were  heated  to  the  same  temperature  by  any  means  whatsoever. 
Electrical  means  is  ordinarily  used  for  this  heating,  because  it  is  most 
convenient.  Light  production,  then,  is  a  result  of  the  temperature 
and  its  distribution,  in  an  atmosphere  provided  by  the  controlled 
evaporation  of  core  material  from  the  positive  carbon;  there  is  no 
other  connection  between  current  and  light. 


108  BOWDITCH,  DULL,  AND  MACPHERSON 

In  operation,  heat  is  lost  from  the  arc  by  radiation,  convection, 
and  conduction  along  the  carbons  at  a  rate  depending  upon  the  tem- 
perature of  the  various  parts.  These  losses  must  be  supplied  by  the 
current  input  in  order  to  maintain  the  arc  at  a  temperature  suitable 
for  light  emission  and  for  the  evaporation  of  sufficient  flame  material. 
Calculations  based  upon  radiation  theory  indicate  that  a  black  body 
at  the  temperature  of  the  carbon  electrodes  during  the  active  period 
of  the  intermittent  arc  will  continue  to  lose  radiant  energy  at  sub- 
stantially the  same  rate  during  the  idle  interval  between  flashes  for 
the  time-cycle  just  described.  This  is  confirmed  both  by  the  photo- 
graphs of  Fig.  4,  and  by  actual  measurements  of  electrode  tempera- 
ture vs.  time  taken  optically  with  a  synchronous  shutter.  If  the 
heat  losses  from  the  intermittent  arc  could  be  confined  to  the  surge 
periods,  then  the  anticipated  efficiency  advantage  over  a  shuttered 
d-c  source  would  be  realized.  However,  the  losses  do  continue  dur- 
ing the  intermediate  periods,  and  at  almost  the  same  rate  as  during  the 
surge  periods.  Consequently,  in  order  to  maintain  the  required 
temperature  when  wanted,  additional  energy  must  be  supplied  during 
the  surge  period  to  overcome  these  losses. 

These  remarks  apply,  of  course,  only  to  those  applications  where 
the  time  between  light-surges  is  very  short,  as  in  both  motion  picture 
projection  and  the  special  photography  application  discussed.  It  is 
believed  that  they  will  apply  to  any  situation  in  which  the  time  be- 
tween flashes  is  short  enough  to  permit  restriking  without  a  main- 
taining current.  As  the  time  between  flashes  increases,  however, 
the  potential  economy  of  the  intermittent  arc  increases  at  a  rapid 
rate,  so  that  if  and  when  such  applications  arise,  the  intermittent  car- 
bon arc  may  find  commercial  utility.  In  the  meantime,  it  has  pro- 
vided a  most  interesting  means  for  the  advancement  of  fundamental 
arc  theory. 


DEVELOPMENT  AND  CURRENT  USES  OF  THE  ACOUSTIC 

ENVELOPE* 


HAROLD  BURRIS-MEYER** 


Summary. — A  technic  is  described  by  which  acoustic  conditions  surrounding 
singers  and  instrumentalists  during  performance  may  be  made  to  approximate  those 
of  a  highly  reverberant  studio,  irrespective  of  the  normal  acoustic  characteristics  of 
the  theater,  stage,  or  studio  in  which  the  performance  takes  place. 


The  acoustic  envelope  is  a  curious  and  useful  product  of  the  sound 
research  being  conducted  at  Stevens  Institute.  Its  applications 
have  still  to  be  thoroughly  explored,  but  at  the  moment  they  seem 
to  be  much  wider  than  originally  contemplated.  Working  with  the 
acoustic  envelope  has,  moreover,  led  us  into  a  most  interesting  series 
of  studies  based  upon  the  observation  that,  to  get  a  satisfactory  per- 
formance of  any  sort  in  the  theater,  it  is  no  less  important  that  the 
performer  hear  what  he  needs  to  hear  than  it  is  to  control  the  audi- 
tory component  of  the  show  for  the  audience. 

Concert  singers  and  instrumentalists  perform,  by  choice,  in  small 
highly  reverberant  rooms  since,  in  them,  they  are  able  to  hear  them- 
selves easily.  This  phenomenon  is  familiar  to  all  who  have  indulged 
in  the  popular  pastime  of  "singing  in  the  bath."  With  the  same  una- 
nimity with  which  the  artists  prefer  small,  highly  reverberant  rooms, 
they  deplore  the  acoustic  conditions  of  most  large  concert  halls  and 
auditoriums. 

The  nature  of  the  complaint  is  that  the  artist  can  not  hear  himself. 
The  results  of  not  being  able  to  hear  are  the  catalog  of  the  artist's 
woes:  tension,  inability  to  relax,  a  feeling  of  being  ill  at  ease,  of  low 
vocal  efficiency,  forcing  the  voice  in  an  effort  to  project,  using  a 
higher  key  than  is  best  for  the  song  in  an  effort  to  get  out  more  volume 
and  fill  up  the  house.  Some  singers  carry  all  the  pieces  in  their  re- 
pertoire in  a  number  of  keys,  and  use  the  key  that  is  nearest  the  res- 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y.  ;  received  May  16, 
1941. 

**  Stevens  Institute  of  Technology,  Hoboken,  N.  J. 

109 


Society  is  not  responsible  for  statements  by  authors 


110  H.  BURRIS-MEYER  [j.  s.  M.  p.  E. 

onance  frequency  of  the  hall,  despite  ,the  fact  that  few  singers  can 
sing  the  same  piece  equally  well  in  more  than  one  key. 

It  would  be  a  boon  to  musicians  performing  in  public  or  before  the 
broadcast,  recording,  or  motion  picture  microphone  if  they  could  be 
surrounded  by  acoustic  conditions  characteristic  of  the  small  studio, 
especially  if  this  could  be  accomplished  without  affecting  the  acous- 
tics of  any  area  except  that  occupied  by  the  artist. 

Several  years  ago,  Mr.  Paul  Robeson  discovered  that  if  he  stood 
in  front  of  the  loud  speaker  of  the  public  address  system  being  used 
in  a  concert,  he  enjoyed  some  of  the  desirable  acoustic  conditions 
usually  associated  with  the  small  studio.  On  the  occasion  of  the 
stereophonic  recording  of  the  first  forest  scene  from  The  Emperor 
Jones,  we  discussed  the  possibility  of  using  this  phenomenon  to  sur- 
round the  performer  by  an  acoustic  envelope  tailored  to  his  demands. 
Experiments  were  conducted  last  August  in  the  Maple  wood  (N.  J.) 
Theater,  which  has  many  acoustic  limitations.  Simple  equipment 
was  then  devised  for  Mr.  Robeson  and  used  in  two  out-of-town  con- 
certs and,  for  the  first  time  in  New  York,  at  Carnegie  Hall  on  October 
6th,  and  thereafter  throughout  Mr.  Robeson's  concert  tour. 

When  we  tried  to  make  the  singer  think  he  was  in  a  small  studio, 
it  was  first  necessary  to  find  out  what  it  is  about  the  acoustics  of  the 
small,  reverberant  room  that  is  significant  as  far  as  the  artist  is  con- 
cerned. We  controlled  individually  the  intensity  of  the  sound  as  the 
artist  heard  it,  and  the  frequency  of  the  sound  (i.  e.,  response  curve) 
we  varied  the  direction  from  which  the  sound  came  to  the  artist  and 
the  distance  from  which  it  came  to  him,  which  resulted  in  a  time-in- 
terval at  the  artist's  position  between  the  original  and  the  reproduced 
sound.  We  found  that  the  artist  would  hear  himself  if  he  could  per- 
ceive a  difference  in  any  characteristic  of  sound  between  the  original 
sound  as  it  left  him  and  the  reproduced  sound  as  it  came  back.  It  is 
the  difference  which  counts. 

Once  it  was  established  that  the  artist's  ability  to  hear  himself  de- 
pends upon  a  difference,  it  became  a  simple  problem  to  find  those 
differences  most  useful  in  making  an  acoustic  envelope  to  surround 
the  artist.  Obviously,  it  must  be  possible  to  isolate  the  envelope 
surrounding  the  artist  completely  from  the  audience;  that  is,  acous- 
tic conditions  in  the  audience  part  of  the  theater  must  not  be  affected. 
It  must  be  impossible  for  the  audience  to  be  aware  of  the  presence  of 
any  sound-control  equipment;  and  the  task  must  be  accomplished 
with  simple  portable  equipment. 


July,  1941]  THE  ACOUSTIC  ENVELOPE  111 

Intensity  differences  are  not  useful.  When  the  reproduced  sound 
is  less  intense  than  the  original,  the  artist  can  not  hear  it;  when  it  is 
more  intense,  the  artist  is  satisfied  but  the  audience  hears  the  re- 
produced sound. 

Time  differences  are  useful.  If  the  artist  hears  the  reproduced 
sound  later  than  the  original  one,  he  is  perfectly  satisfied,  even 
though  the  reproduced  sound  be  of  lower  intensity  than  the  original. 
This  seems  logical  since  such  time  difference  is  a  characteristic  of  re- 
verberation or  room  resonance. 

Present  practice  indicates  that  the  total  distance  from  singer  to 
microphone,  and  loud  speaker  to  singer,  need  only  exceed  the  dis- 
tance travelled  by  the  first  reflected  sound-wave,  which  is  usually  to 
the  floor  and  back  again. 

Experiments  involving  frequency  control  at  low  intensity  have 
shown  that  the  presence  or  absence  of  low  frequencies  is  not  apparent 
except  in  the  case  of  excessively  loud  reproduction.  Overemphasized 
frequencies  of  1500  cycles  and  up  can  be  heard  at  low  intensity. 
Low  frequencies  lack  directional  characteristics  and,  even  with  a 
highly  directional  speaker,  will  be  heard  in  the  audience  if  they  have 
to  travel  more  than  a  very  short  distance  before  reaching  the  artist. 
Moreover,  they  are  not  readily  absorbed  by  wall  surfaces  or  audience 
so,  if  they  do  get  to  the  audience,  the  audience  is  aware  of  them. 
Also,  when  a  footlight  microphone  is  used,  the  system  will  pick  up 
low-frequency  sounds  transmitted  by  the  floor  if  the  system  responds 
to  low  frequencies.  For-these  reasons,  low  frequencies  are  not  used. 
High  frequencies  are  directional  enough  to  be  kept  away  from  the 
audience  and  are  absorbed  readily  enough  so  that  they  are  below 
background  if  they  ever  do  get  out.  It  is  also  interesting  to  note  that 
in  judging  the  quality  of  his  own  voice,  the  singer  seems  to  feel  a 
particular  need  for  harmonics  returned  to  him  acoustically  or  elec- 
tronically. We  believe  this  to  be  so  because  highs  are  so  readily  ab- 
sorbed. Replacing  the  highs  for  the  singer  then  constitutes  com- 
pensating for  the  acoustic  limitations  of  the  stage. 

By  eliminating  unwanted  characteristics,  we  are  left  with  a  system 
that  (1)  feeds  sound  back  to  the  artist  through  15  or  more  feet  of 
air,  and  can  limit  the  zone  it  affects  so  the  audience  can  not  hear  it; 
and  (2)  has  a  response  curve  cut  off  below  500,  and  peaked  above  the 
highest  fundamental  note  which  can  be  sung,  so  that  the  significant 
harmonics  are  the  only  part  of  the  sound  that  comes  back. 

The  response  curve  is  not  particularly  critical,  although  the  one 


112 


H.  BURRIS-MEYER 


[J.  S.  M.  p.  E. 


used  in  Fig.  1  is  the  result  of  quite  thorough  exploration  of  the  fre- 
quency spectrum.  It  is  cut  off  below  500  cycles,  has  a  flat  peak  at 
2000  cycles  from  which  it  drops  off  slowly,  and  is  down  10  db  at  6000 
cycles.  The  attenuation  at  the  upper  end  is  a  characteristic  of  the 
inexpensive  equipment  used  and  has  no  other  significance.  The 
singer  seems  to  hear  himself  quite  as  well  with  this  response  as  if  the 
upper  end  of  the  spectrum  were  in.  The  technic  is  fully  effective 
when  the  sound  level,  at  the  position  of  the  artist,  is  not  measurably 
affected  by  turning  the  system  on  or  off,  whether  the  measurement 
be  made  at  flat  response  or  weighted  for  loudness  in  conformity  with 
the  ear  curve. 

A  single  speaker  can  effectively  cover  a  sharply  defined  stage  area 


3- 


FIG.  1. 


300       500         KX)0  6000 

Frequency  in  Cycles 

Frequency  characteristic  of  equipment  used  in 
the  acoustic  envelope. 


of  approximately  200  square-feet,  outside  of  which  it  is  impossible  to 
tell  by  ear  whether  the  system  is  on  or  off.  A  single  footlight  micro- 
phone can  respond  effectively  to  music  emanating  from  any  point 
within  that  area.  A  level  set  well  below  the  point  of  regeneration 
for  the  empty  house  is  safe,  and  more  than  adequate  for  the  full  house. 
Equipment  in  use  at  present  consists  of  a  crystal  microphone,  a  5- 
watt  amplifier,  and  a  moving-coil  diaphragm  loud  speaker  unit 
mounted  on  a  small  exponential  horn.  The  overall  response  is  as 
shown  in  Fig.  1.  Further  simplification  of  the  apparatus  is  envi- 
sioned. The  apparatus  is  generally  disposed  as  shown  in  Fig.  2. 
The  speaker  is  located  at  the  side  of  the  stage  for  convenience  only. 
The  system  has  been  found  to  work  satisfactorily  with  the  speaker 


July,  1941] 


THE  ACOUSTIC  ENVELOPE 


113 


hung  in  the  flies,  mounted  on  a  lighting  tower,  laid  on  the  apron  floor, 
hung  under  the  fly  gallery,  or  located  onstage  and  pointed  at  a  wing 
or  back  wall  so  that  the  sound  is  reflected  to  the  artist. 

In  exploring  the  uses  of  the  acoustic  envelope,  we  first  tried  it  on 
voices  of  all  types  in  a  number  of  theaters  and  concert  halls,  and 
found  that  the  device  was  satisfactory  except  in  the  case  of  one  radio 
performer  whose  technic  is  quite  different  from  that  of  the  concert 
artist.  This  performer  was  almost  inaudible  at  a  distance  of  20  feet 
and  could  not  tell  whether  the  envelope  was  in  operation  or  not. 

Next  we  tried  the  envelope  for  a  singer  accompanied  by  full  or- 


FIG.  2.  Diagram  showing  instrument  placement 
on  concert  stage  for  the  acoustic  envelope.  £  5  indi- 
cates position  of  singer. 

chestra.  In  the  first  test,  the  singer,  Paul  Robeson,  was  satisfied, 
though  the  conductor,  Eugene  Ormandy,  standing  next  to  him,  did 
not  know  there  was  any  electronic  device  in  operation.  Radio 
pick-up  was  not  affected  and  apparently  can  not  be,  so  long  as  the 
microphone  is  outside  the  envelope  area. 

In  January  the  acoustic  envelope  was  tried  with  a  violinist  at  Town 
Hall,  and  later  in  the  Stevens  Theater.  The  artist's  comment  was 
that  it  made  the  violin  sound  better  than  that  violin  could  sound, 
and  that  he  felt  the  same  added  ease  and  freedom  that  singers  ex- 
perience. 

Last  Fall,  when  we  undertook  the  problem  of  controlling  back- 


114  H.  BURRIS-MEYER 

stage  acoustics  at  the  Metropolitan,  Opera  House,  we  employed, 
among  other  devices,  the  acoustic  envelope.  Other  phases  of  our 
work  prevented  a  test  covering  the  whole  acting  area,  but,  turned  on 
individual  artists  during  performance,  the  device  performed  so  well 
that  it  has  been  written  into  the  specifications  for  the  permanent 
backstage  sound-control  system  for  the  Metropolitan. 

The  only  test  made  of  the  acoustic  envelope  in  which  performers 
were  unaware  of  the  fact  that  it  would  be  used  was  in  a  joint  concert 
of  the  Stevens  and  Barnard  Glee  clubs.  The  singers  wondered  why 
they  sang  so  well. 

Mr.  Robeson  suggested  using  the  envelope  as  an  aid  to  the  actor 
in  the  spoken  play,  particularly  in  instances  where  the  house  was 
dead  and  the  actor's  role  trying.  Only  one  brief  test  of  this  use  has 
been  made  at  a  rehearsal  of  The  Emperor  Jones  in  the  Stevens  Theater, 
but  the  results  were  sufficiently  satisfactory  to  warrant  further  ex- 
periments which  are  contemplated. 

Recording  and  broadcast  studios  generally  have  provision  for  the 
use  of  varying  amounts  of  sound-absorbing  or  reflecting-wall  sur- 
faces, to  control  the  brilliance  of  the  music  as  the  microphone  gets  it. 
Where  the  demands  of  the  musician  vary  from  what  is  wanted  on 
the  record  or  on  the  air,  the  acoustic  envelope  may  prove  helpful. 

REFERENCE 

This  paper  contains  extensive  quotations  from  "The  Control  of  Acoustic  Con- 
ditions on  the  Concert  Stage,"  H.  Burris-Meyer,  /.  Acoust.  Soc.  Amer.,  12  (Jan., 
1941),  p.  335,  published  through  the  American  Institute  of  Physics.  Figs.  1  and 
2  are  reproduced  from  the  same  source. 


CURRENT   LITERATURE    OF   INTEREST    TO    THE   MOTION    PICTURE 

ENGINEER 


The  editors  present  for  convenient  reference  a  list  of  articles  dealing  with  subjects 
cognate  to  motion  picture  engineering  published  in  a  number  of  selected  journals. 
Photostatic^copies  may  be  obtained  from  the  Library  of  Congress,  Washington,  D.  C., 
or  from  the  New  York  Public  Library,  New  York,  N.  Y.  Micro  copies  of  articles 
in  magazines  that  are  available  may  be  obtained  from  the  Bibliofilm  Service,  Depart- 
ment of  Agriculture,  Washington,  D.  C.  at  prevailing  rates. 


American  Cinematographer 

22  (May,  1941),  No.  5 
Breaking  the  Bottleneck  of  Fine-Grain  Positive  (pp.  210- 

211,  236) 

Russia's  Third  Dimensional  Movies  (pp.  212-213) 
Filming  Infra-Red  Night  Effects  in  the  Air  (pp.  214,  236, 

238) 
Hollywood's  First  Art  Director  (pp.  219,  238,  240) 

Educational  Screen 

19  (May,  1941),  No.  5 
Motion  Pictures— Not  for  Theaters  (pp.  198-199),  Pt.  27 

Electronics 

14  (May,  1941),  No.  5 
A  Ruler  for  Record  Patterns  (p.  47) 

International  Projectionist 

16  (March,  1941),  No.  3 
Some  Common  Projection  Troubles  Due  to  Power  Line 

Deficiencies  (pp.  7-8,  11) 
Effect  of  Abnormally  High  Filament  Temperature  on 

Tube  Life  (p.  12) 
A.S.A.    "Recommended   Practice"    for    Motion    Picture 

Projection  (p.  14) 
RCA  Theater  Television:    Program,  Cast  and  Effect  on 

Film  Industry  (pp.  15-16) 
Coated  Lenses  in  Photography:    Their  Effect  upon  the 

Screen  Image  (pp.  17-18) 

Journal  of  Physics 

4  (1941),  No.  3 

A  New  Optical  Mechanical  System  of  Television  (pp.  227- 
234) 


W.  STULL 

S.  IVANOV 

E.  G.  DYER 
J.  GRANT 


A.  E.  KROWS 
D.  R.  KING 

L.  CHADBOURNE 
C. W.  SCOTT 

J.  J.  FINN 
C.  G.  CLARKE 

O.  B.  LURYE 


115 


116 


CURRENT  LITERATURE 


Kinematograph  Weekly 

291  (May  15,  1941),  No.  177g 
New  Apparatus  Demonstrated  at  B.  K.  S.  Meeting  (p.  26) 

Kinotechnik 

23  (March,  1941),  No.  3 

Die  Messung  der  Bildwandleuchtdichte  (Measurement  of 
Screen  Brightness)  (pp.  33-37) 

Untersuchung  auslandischer  Schmalfilmprojektoren  in 
der  Filmtechnischen  Prufstelle  der  Reichsnlmkammer 
(Investigation  of  Foreign  Substandard  Film  Projectors 
at  the  German  Government  Technical  Film  Testing 
Laboratory)  (pp.  37-40) 

Die  Toneinrichtungen  (Sound  Equipment)  (pp.  40-47) 

Motion  Picture  Herald  (Better  Theaters  Section) 

143  (May  31,  1941),  No.  9 
Sealing  Projection  Room  Ports  Against  Fire  and  Noise 

(pp.  36) 
A  Theater  System  for  Television  (pp.  41-42) 

Philips  Technical  Review 

5  (December,  1940),  No.  12 

The  Blended-Light  Lamp  and  Other  Mercury  Lamps 
with  Improved  Colour  Rendering  (pp.  341-347) 


H.  ETZOLD 


J.  J.  SEFING 


E.  L.  J.  MATTHEWS 


FIFTIETH  SEMI-ANNUAL  CONVENTION 


OF  THE 
SOCIETY  OF  MOTION  PICTURE  ENGINEERS 

HOTEL  PENNSYLVANIA,  NEW  YORK,  N.  Y. 
OCTOBER  20TH-23RD,  INCLUSIVE 

OFFICERS  AND  COMMITTEES  IN  CHARGE 
Program  and  Facilities 

E.  HUSE,  President 

E.  A.  WILLIFORD,  Past-President 

H.  GRIFFIN,  Executive  Vice-President 

W.  C.  KUNZMANN,  Convention  Vice- President 

A.  C.  DOWNES,  Editorial  Vice-President 

R.  O.  STROCK,  Chairman,  Local  Arrangements 

S.  HARRIS,  Chairman,  Papers  Committee 

J.  HABER,  Chairman,  Publicity  Committee 

J.  FRANK,  JR.,  Chairman,  Membership  Committee 

H.  F.  HEIDEGGER,  Chairman,  Convention  Projection  Committee 


Reception  and  Local  Arrangements 

R.  O.  STROCK,  Chairman 


P.  J.  LARSEN 

F.  E.  CAHILL,  JR. 

H.  RUBIN 

E.  I.  SPONABLE 

P.  C.  GOLDMARK 

W.  H.  OFFENHAUSER,  JR. 
A.  S.  DICKINSON 
W.  E.  GREEN 
R.  O.  WALKER 


T.  E.  SHEA 
J.  A.  HAMMOND 
O.  F.  NEU 
V.  B.  SEASE 
H.  E.  WHITE 
L.  W.  DAVEE 
L.  A.  BONN 
J.  H.  SPRAY 
J.  J.  FINN 


A.  N.  GOLDSMITH 
J.  A.  MAURER 
L.  B.  ISAAC 
E.  W.  KELLOGG 
M.  HOB  ART 
J.  A.  NORLING 

H.  B.  CUTHBERTSON 
J.  H.  KURLANDER 
C.  F.  HORSTMAN 


E.  R.  GEIB 
P.  SLEEMAN 


E.  S.  SEELEY 
C.  Ross 
P.  D.  RIES 


Registration  and  Information 

W.  C.  KUNZMANN,  Chairman 
J.  FRANK,  JR. 

Hotel  and  Transportation 

G.  FRIEDL,  JR.,  Chairman 
R.  B.  AUSTRIAN 
R.  F.  MITCHELL 
P.  A.  McGuiRE 
M.  W.  PALMER 


F.  HOHMEISTER 

H.  MCLEAN 


F.  C.  SCHMID 
F.  M.  HALL 
J.  A.  SCHEICK 


117 


118 


FALL  CONVENTION 


[J.  S.  M.  p.  E. 


H.  A.  GILBERT 
G.  A.  CHAMBERS 


Publicity  Committee 

J.  HABER,  Chairman 
P.  SLEEMAN 
S.  HARRIS 
C.  R.  KEITH 


W.  R.  GREENE 
H.  MCLEAN 


D.  E.  HYNDMAN 
L.  A.  BONN 

E.  G.  HINES 

A.  S.  DICKINSON 


Banquet 

O.  F.  NEU,  Chairman 
R.  O.  STROCK 
J.  C.  BURNETT 
J.  A.  SPRAY 

J.  A.  NORLING 


W.  H.  OFFENHAUSER,  JR.          M.  HOBART 


P.  J.  LARSEN 
E.  C.  WENTE 
A.  GOODMAN 
M.  R.  BOYER 
J.  A.  HAMMOND 


MRS.  D.  E.  HYNDMAN 
MRS.  E.  I.  SPONABLE 
MRS.  E.  S.  SEELEY 
MRS.  A.  S.  DICKINSON 


Ladies'  Reception  Committee 

MRS.  R.  O.  STROCK,  Hostess 
MRS.  O.  F.  NEU,  Hostess 

MRS.  H.  GRIFFIN  MRS.  E.  A.  WILLIFORD 

MRS.  P.  J.  LARSEN  MRS.  J.  FRANK,  JR. 

MRS.  J.  A.  HAMMOND         MRS.  H.  E.  WHITE 


MRS.  G.  FRIEDL,  JR. 


MRS.  F.  C.  SCHMID 


Convention  Projection 

H.  F.  HEIDEGGER,  Chairman 

F.  H.  RICHARDSON                     T.  H.  CARPENTER  J.  J.  SEFING 
L.  B.  ISAAC                                 P.  D.  RIES  H.  RUBIN 

A.  L.  RAVEN  J.  J.  HOPKINS  F.  E.  CAHILL,  JR. 

G.  E.  EDWARDS                          W.  W.  HENNESSY  C.  F.  HORSTMAN 
J.  K.  ELDERKIN                          L.  W.  DAVEE  R.  O.  WALKER 

Officers  and  Members  of  New  York  Projectionists  Local  No.  306 


Hotel  Reservations  and  Rates 

Reservations. — Early  in  September,  room-reservation  cards  will  be  mailed  to 
members  of  the  Society.  These  cards  should  be  returned  as  promptly  as  possible 
in  order  to  be  assured  of  satisfactory  accommodations.  Reservations  are  subject 
to  cancellation  if  it  is  later  found  impossible  to  attend  the  Convention. 

Hotel  Rates. — Special  per  diem  rates  have  been  guaranteed  by  the  Hotel  Penn- 
sylvania to  SMPE  delegates  and  their  guests.  These  rates,  European  plan,  will 
be  as  follows: 


Room  for  one  person 
Room  for  two  persons,  double  bed 
Room  for  two  persons,  twin  beds 
Parlor  suites:     living  room,  bedroom,  and  bath  for 
one  or  two  persons 


$3. 50  to  $8.00 
$5. 00  to  $8.00 
$6. 00  to  $10. 00 

$12.00,  $14.00,  and 
$15.00 


July,  1941]  FALL  CONVENTION  119 

Parking.— Parking  accommodations  will  be  available  to  those  motoring  to  the 
Convention  at  the  Hotel  fireproof  garage,  at  the  rate  of  $1.25  for  24  hours,  and 
$1.00  for  12  hours,  including  pick-up  and  delivery  at  the  door  of  the  Hotel. 

Convention  Registration. — The  registration  desk  will  be  located  on  the  18th 
floor  of  the  Hotel  at  the  entrance  of  the  Salle  Moderne  where  the  technical  sessions 
will  be  held.  All  members  and  guests  attending  the  Convention  are  expected  to 
register  and  receive  their  badges  and  identification  cards  required  for  admission 
to  all  the  sessions  of  the  Convention,  as  well  as  to  several  de  luxe  motion  picture 
theaters  in  the  vicinity  of  the  Hotel. 

Technical  Sessions 

The  technical  sessions  of  the  Convention  will  be  held  in  the  Salle  Moderne  on 
the  18th  floor  of  the  Hotel  Pennsylvania.  The  Papers  Committee  plans  to  have 
a  very  attractive  program  of  papers  and  presentations,  the  details  of  which  will 
be  published  in  a  later  issue  of  the  JOURNAL. 

Fiftieth  Semi- Annual  Banquet  and  Informal  Get -Together  Luncheon 

The  usual  Informal  Get-Together  Luncheon  of  the  Convention  will  be  held  in 
the  Roof  Garden  of  the  Hotel  on  Monday,  October  20th. 

On  Wednesday  evening,  October  22nd,  will  be  held  the  Silver  Anniversary 
Jubilee  and  Fiftieth  Semi-Annual  Banquet  at  the  Hotel  Pennsylvania.  The 
annual  presentations  of  the  SMPE  Progress  Medal  and  the  SMPE  Journal 
Award  will  be  made  and  officers-elect  for  1942  will  be  introduced.  The  proceed- 
ings will  conclude  with  entertainment  and  dancing. 

Entertainment 

Motion  Pictures. — At  the  time  of  registering,  passes  will  be  issued  to  the  dele- 
gates of  the  Convention  admitting  them  to  several  de  luxe  motion  picture  theaters 
in  the  vicinity  of  the  Hotel.  The  names  of  the  theaters  will  be  announced  later. 

Golf. — Golfing  privileges  at  country  clubs  in  the  New  York  area  may  be  ar- 
ranged at  the  Convention  headquarters.  In  the  Lobby  of  the  Hotel  Pennsylvania 
will  be  a  General  Information  Desk  where  information  may  be  obtained  regarding 
transportation  to  various  points  of  interest. 

Miscellaneous. — Many  entertainment  attractions  are  available  in  New  York  to 
the  out-of-town  visitor,  information  concerning  which  may  be  obtained  at  the 
General  Information  Desk  in  the  Lobby  of  the  Hotel.  Other  details  of  the  enter- 
tainment program  of  the  Convention  will  be  announced  in  a  later  issue  of  the 
JOURNAL. 

Ladies'  Program 

A  specially  attractive  program  for  the  ladies  attending  the  Convention  is  be- 
ing arranged  by  Mrs.  O.  F.  Neu  and  Mrs.  R.  O.  Strock,  Hostesses,  and  the  Ladies' 
Committee.  A  suite  will  be  provided  in  the  Hotel  where  the  ladies  will  register 
and  meet  for  the  various  events  upon  their  program.  Further  details  will  be  pub- 
lished in  a  succeeding  issue  of  the  JOURNAL. 


120  FALL  CONVENTION 

PROGRAM 
Monday,  October  20th 

9:00  a.  m.     Hotel  Roof;   Registration. 
10:00  a.  m.     Salle  Moderne;   Technical  session. 

12:30  p.  m.  Roof  Garden;  Informal  Get-Together  Luncheon  for  members,  their 
families,  and  guests.  Brief  addresses  by  prominent  members  of 
the  industry. 

2:00  p.  m.     Salle  Moderne;   Technical  session. 
8:00  p.  m.     Salle  Moderne;   Technical  session. 

Tuesday,  October  21st 

9:00  a.  m.     Hotel  Roof;  Registration. 
9:30  a.  m.     Salle  Moderne;   Technical  session. 
2:00  p.  m.     Salle  Moderne;   Technical  session. 
Open  evening. 

Wednesday,  October  22nd 

9: 00  a.m.     Hotel  Roof;  Registration. 

9:30  a.  m.     Salle  Moderne;  Technical  session. 

Open  afternoon. 
8:30  p.  m.     Fiftieth  Semi- Annual  Banquet  and  Dance. 

Introduction  of  officers-elect  for  1942. 

Presentation  of  the  SMPE  Progress  Medal. 

Presentation  of  the  SMPE  Journal  Award. 

Entertainment  and  dancing. 

Thursday,  October  23rd 

10:00  a.  m.     Salle  Moderne;   Technical  session. 
2 : 00  p.  m.     Salle  Moderne;  Technical  and  business  session. 
Adjournment 

W.  C.  KUNZMANN, 
Convention    Vice- President 


BACK  NUMBERS  OF  THE  TRANSACTIONS  AND  JOURNALS 

Prior  to  January,  1930,  the  Transactions  of  the  Society  were  published  quar- 
terly. A  limited  number  of  these  Transactions  are  still  available  and  will  be 
sold  at  the  prices  listed  below.  Those  who  wish  to  avail  themselves  of  the  op- 
portunity of  acquiring  these  back  numbers  should  do  so  quickly,  as  the  supply 
will  soon  be  exhausted,  especially  of  the  earlier  numbers.  It  will  be  impossible 
to  secure  them  later  on  as  they  will  not  be  reprinted. 


1924 


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19 

20 
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24 


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Price 
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Beginning  with  the  January,  1930,  issue,  the  JOURNAL  of  the  Society  has  been 
issued  monthly,  in  two  volumes  per  year,  of  six  issues  each.  Back  numbers  of 
all  issues  are  available  at  the  price  of  $1.00  each,  a  complete  yearly  issue  totalling 
$12.00.  Single  copies  of  the  current  issue  may  be  obtained  for  $1.00  each. 
Orders  for  back  numbers  of  Transactions  and  JOURNALS  should  be  placed  through 
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order. 

SOCIETY  SUPPLIES 

The  following  are  available  from  the  General  Office  of  the  Society,  at  the  prices 
noted.  Orders  should  be  accompanied  by  remittances. 

Aims  and  Accomplishments. — An  index  of  the  Transactions  from  October, 
1916,  to  December,  1929,  containing  summaries  of  all  articles,  and  author  and 
classified  indexes.  One  dollar  each. 

Journal  Index. — An  index  of  the  JOURNAL  from  January,  1930,  to  December, 
1935,  containing  author  and  classified  indexes.  One  dollar  each. 

Motion  Picture  Standards. — Reprints  of  the  American  Standards  and  Recom- 
mended Practices  as  published  in  the  March,  1941,  issue  of  the  JOURNAL;  50  cents 
each. 

Membership  Certificates. — Engrossed,  for  framing,  containing  member's  name, 
grade  of  membership,  and  date  of  admission.  One  dollar  each. 

Journal  Binders. — Black  fabrikoid  binders,  lettered  in  gold,  holding  a  year's 
issue  of  the  JOURNAL.  Two  dollars  each.  Member's  name  and  the  volume 
number  lettered  in  gold  upon  the  backbone  at  an  additional  charge  of  fifty  cents 
each. 

Test-Films. — See  advertisement  in  this  issue  of  the  JOURNAL. 


S.  M.  P.  E.  TEST-FILMS 

C ^ ;> 

These  films  have  been  prepared  under  the  supervision  of  the  Projection 
Practice  Committee  of  the  Society  of  Motion  Picture  Engineers,  and  are 
designed  to  be  used  in  theaters,  review  rooms,  exchanges,  laboratories, 
factories,  and  the  like  for  testing  the  performance  of  projectors. 

Only  complete  reels,  as  described  below,  are  available  (no  short  sections 
or  single  frequencies).  The  prices  given  include  shipping  charges  to  all 
points  within  the  United  States;  shipping  charges  to  other  countries  are 
additional. 


35-Mm.  Visual  Film 

Approximately  500  feet  long,  consisting  of  special  targets  with  the  aid 
of  which  travel-ghost,  marginal  and  radial  lens  aberrations,  definition, 
picture  jump,  and  film  we'  ~e  may  be  detected  and  corrected. 

Price  $37.50  each. 

16-Mm.  Sound-Film 

Approximately  400  feet  long,  consisting  of  recordings  of  several  speak- 
ing voices,  piano,  and  orchestra;  buzz-track;  fixed  frequencies  for  focus- 
ing sound  optical  system;  fixed  frequencies  at  constant  level,  for  de- 
termining reproducer  characteristics,  frequency  range,  flutter,  sound- 
track adjustment,  60-  or  96-cycle  modulation,  etc. 

The  recorded  frequency  range  of  the  voice  and  music  extends  to  6000 
cps. ;  the  constant-amplitude  frequencies  are  in  11  steps  from  50  cps.  to 
6000  cps. 

Price  $25.00  each. 

16-Mm.  Visual  Film 

An  optical  reduction  of  the  35-mm.  visual  test-film,  identical  as  to 
contents  and  approximately  225  feet  long. 

Price  $25.00  each. 


JCIETY  OF  MOTION  PICTURE  ENGINEERS 
HOTEL  PENNSYLVANIA 
NEW  YORK,  N.  Y. 


JOURNAL 

OF  THE  SOCIETY  OF 

MOTION  PICTURE  ENGINEERS 

Volume  XXXVII  August,  1941 


CONTENTS 

Page 

Fantasound  ............  W.  E.  GARITY  AND  J.  N.  A.  HAWKINS     127 

Vitasound  ...............  N.  LEVINSON  A>T->  L.  T.  GOLDSMITH     147 

Multiple-Speaker  Reproducing  Systems  foi   Motion  Pictures 

H.  I.  REISKIND     154 

Some  Theoretical  Considerations  in  the  Design  of  Sprockets  for 
Continuous  Film  Movement  ...............  J.  S.  CHANDLER     164 

A  Method  for  Designing  Film  Sprockets  ...................  .. 

W.  G.  HILL  AND  C.  L.  SCHAEFER     177 

Improved  Motor  Drive  for  Self-Phasing  of  Process  Projection 
Equipment  .................................  H.  TASKER     187 

Black  Light  for  Theater  Auditoriums  ....................... 

H.  J.  CHANON  AND  F.  M.  FALGE     197 


Current  Literature  ....................................... 

1941  Fall  Convention  at  New  York,  October  20th-23rd.  .  216 

Society  Announcements  ................................. 


JOURNAL 

OF  THE  SOCIETY  OF 

MOTION  PICTURE  ENGINEERS 


SYLVAN  HARRIS,  EDITOR 
BOARD  OF  EDITORS 

ARTHUR  C.  DOWNES,  Chairman 

JOHN  I.  CRABTREE       ALFRED  N.  GOLDSMITH  EDWARD  W.  KELLOGG 

CLYDE  R.  KEITH  ALAN  M.  GUNDELFINGER  CARLETON  R.  SAWYER 

ARTHUR  C.  HARDY 


Subscription  to  non-members,  $8.00  per  annum;  to  members,  $5.00  per  annum, 
included  in  their  annual  membership  dues;  single  copies,  $1.00.  A  discount 
on  subscription  or  single  copies  of  15  per  cent  is  allowed  to  accredited  agencies. 
Order  from  the  Society  of  Motion  Picture  Engineers,  Inc.,  20th  and  Northampton 
Sts.,  Easton,  Pa.,  or  Hotel  Pennsylvania,  New  York,  N.  Y. 

Published  monthly  at  Easton,  Pa.,  by  the  Society  of  Motion  Picture  Engineers. 

Publication  Office,  20th  &  Northampton  Sts.,  Easton,  Pa. 

General  and  Editorial  Office,  Hotel  Pennsylvania,  New  York,  N.  Y. 

West  Coast  Office,  Suite  226,  Equitable  Bldg.,  Hollywood,  Calif. 

Entered  as  second  class  matter  January  15,  1930,  at  the  Post  Office  at  Easton, 
Pa.,  under  the  Act  of  March  3,  1879.     Copyrighted,  1941,  by  the  Society  of 
Motion  Picture  Engineers,  Inc. 


OFFICERS  OF  THE  SOCIETY 

**President:     EMERY  HUSE,  6706  Santa  Monica  Blvd.,  Hollywood,  Calif. 
** Past-President:     E.  ALLAN  WILLIFORD,  30  E.  42nd  St.,  New  York,  N.  Y. 
**Executive  V ice-President:     HERBERT  GRIFFIN,  90  Gold  St.,  New  York,  N.  Y. 
*Engineering  Vice-President:     DONALD  E.  HYNDMAN,  350  Madison  Ave.,  New 

York,  N.  Y. 
** Editorial  Vice-President:     ARTHUR  C.  DOWNES,  Box  6087,  Cleveland,  Ohio. 

*  Financial  Vice-President:     ARTHUR  S.  DICKINSON,  28  W.  44th  St.,  New  York, 

N.  Y. 
**  Convention  Vice-President:   WILLIAM  C.  KUNZMANN,  Box  6087,  Cleveland,  Ohio. 

*  Secretary:     PAUL  J.  LARSEN,  44  Beverly  Rd.,  Summit,  N.  J. 

* Treasurer:     GEORGE  FRIEDL,  JR.,  90  Gold  St.,  New  York,  N.  Y. 

GOVERNORS 

**MAX  C.  BATSEL,  501  N.  LaSalle  St.,  Indianapolis,  Ind. 

*JOSEPH  A.  DUBRAY,  1801  Larchmont  Ave.,  Chicago,  111. 

*JOHN  G.  FRAYNE,  6601  Romaine  St.,  Hollywood,  Calif. 

*ALFRED  N.  GOLDSMITH,  580  Fifth  Ave.,  New  York,  N.  Y. 

*ARTHUR    C.    HARDY,    Massachusetts    Institute    of    Technology,    Cambridge, 

Mass. 
**LOREN  L.  RYDER,  5451  Marathon  St.,  Hollywood,  Calif. 

*TIMOTHY  E.  SHEA,  195  Broadway,  New  York,  N.  Y. 

*REEVE  O.  STROCK,  35-11  35th  St.,  Astoria,  L.  I.,  N.  Y. 


*Term  expires  December  31,  1941. 
**Term  expires  December  31,  1942. 


FANTASOUND* 

WM.  E.  GARITY  AND  J.  N.  A.  HAWKINS** 

Summary. — This  paper  discusses  the  multiple-speaker  system  known  as  "Fanta- 
sound,"  currently  used  with  Walt  Disney's  "Fantasia." 

First  are  discussed  some  of  the  deficiencies  of  conventional  sound-picture  reproduc- 
tion, and  then  a  very  complete  history  of  the  Fantasound  development.  In  addition, 
are  described  in  considerable  detail  the  various  important  elements  of  the  system. 

The  art  of  sound-picture  reproduction  is  about  15  years  old.  While 
an  engineer  familiar  with  the  complications  of  sound  reproduction 
may  be  amazed  at  the  tens  of  thousands  of  trouble-free  performances 
given  daily,  the  public  takes  our  efforts  for  granted  and  sees  nothing 
remarkable  about  it. 

Therefore,  we  must  take  large  steps  forward,  rather  than  small 
ones,  if  we  are  to  inveigle  the  public  away  from  Softball  games,  bowling 
alleys,  nightspots,  or  rapidly  improving  radio  reproduction. 

The  public  has  to  hear  the  difference  and  then  be  thrilled  by  it,  if  our 
efforts  toward  the  improvement  of  sound-picture  quality  are  to  be  re- 
flected at  the  box-office.  Improvements  perceptible  only  through 
direct  A-B  comparisons-have  little  box-office  value. 

While  dialog  is  intelligible  and  music  is  satisfactory,  no  one  can 
claim  that  we  have  even  approached  perfect  simulation  of  concert  hall 
or  live  entertainment.  It  might  be  emphasized  that  perfect  simula- 
tion of  live  entertainment  is  not  our  objective.  Motion  picture  en- 
tertainment can  evolve  far  beyond  the  inherent  limitations  of  live 
entertainment. 

Before  discussing  the  operation  of  the  Fantasound  equipment,  some 
deficiencies  of  conventional  sound-picture  reproduction  may  be 
summarized : 


*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y. ;  received  April 
25,  1941. 

**  Walt  Disney  Studios,  Burbank,  Calif. 

127 

4>The  Society  is  not  responsible  for  statements  by  authors^ 


128  W.  E.  GARITY  AND  J.  N.  A.  HAWKINS      [J.  S.  M.  p.  E. 

(a)  Limited  Volume  Range. — The  limited  volume  range  of  conventional  record- 
ings is  reasonably  satisfactory  for  the  reproduction  of  ordinary  dialog  and  inci- 
dental music,  under  average  theater  conditions.  However,  symphonic  music  and 
dramatic  effects  are  noticeably  impaired  by  excessive  ground-noise  and  amplitude 
distortion. 

(6)  Point-Source  of  Sound. — A  point-source  of  sound  has  certain  advantages  for 
mon-aural  dialog  reproduction  with  action  confined  to  the  center  of  the  screen,  but 
music  and  effects  suffer  from  a  form  of  acoustic  phase  distortion  that  is  absent 
when  the  sound  comes  from  a  broad  source. 

(c)  Fixed  Localization  of  the  Sound-Source  at  Screen  Center. — The  limitations  of 
single-channel  dialog  have  forced  the  development  of  a  camera  and  cutting  technic 
built  around  action  at  the  center  of  the  screen,  or  more  strictly,  the  center  of  the 
conventional  high-frequency  horn.     A  three-channel  system,  allowing  localization 
away  from  screen  center,  removes  this  single-channel  limitation,  and  this  in- 
creases the  flexibility  of  the  sound  medium. 

(d)  Fixed  Source  of  Sound. — In  live  entertainment  practically  all  sound-sources 
are  fixed  in  space.     Any  movements  that  do  occur,  occur  slowly.     It  has  been 
found  that  by  artificially  causing  the  source  of  sound  to  move  rapidly  in  space  the 
result  can  be  highly  dramatic  and  desirable. 

It  is  felt  that  Fantasound  provides  a  desirable  alternative  to  the 
four  major  deficiencies  just  described. 

There  have  been  other  attempts  to  provide  increased  volume  range 
and  a  broad  sound-source.  It  appears  that  three  separate  program 
channels  are  an  essential  part  of  any  solution  to  these  sound  problems. 
The  matter  of  maximum  usable  loudness  in  the  theater  is  closely 
related  to  the  number  of  separate  program  channels  used. 

Three  channels  sound  louder  than  one  channel  of  three  times  the 
power-handling  capacity.  In  addition,  three  channels  allow  more 
loudness  to  be  used  before  the  sound  becomes  offensive,  because  the 
multiple  source  and  multiple  standing-wave  pattern  prevents  sharp 
peaks  of  loudness  of  long  duration. 

Three  tracks  and  program  channels  have  other  advantages  over  a 
single-channel  system.  Cross-modulation  between  different  sounds 
can  be  greatly  minimized.  Dialog,  music,  and  effects  could  conceiv- 
ably be  placed  upon  separate  tracks.  It  should  be  pointed  out  that 
single-frequency  steady-state  measurements  of  amplitude  distortion 
do  not  necessarily  give  an  indication  of  the  amount  of  cross-modula- 
tion that  may  be  present  in  a  single  channel.  It  has  been  found  that 
low-frequency  transients,  caused  by  even-order  overtones,  can  cause 
objectionable  cross-modulation  at  levels  somewhat  below  the  nominal 
peak  overload  point  of  the  amplifier. 

For  economic  reasons,  it  is  almost  impossible  to  eliminate  this 
source  of  cross-modulation  from  single-channel  reproducing  systems. 


Aug.,  1941] 


FANTASOUND 


129 


It  is  a  simple  matter  to  isolate  conflicting  program  material  on  a  three- 
channel  system. 

The  use  of  three  program  channels  allows  phase  differentiation  to 
supplement  amplitude  differentiation  in  obtaining  directional  per- 
spective. The  phase  differentiation  also  minimizes  trouble  with 
acoustic  interference  in  the  theater,  which  often  accompanies  attempts 
to  use  a  multiplicity  of  horns  on  a  single  program  channel. 

THE  DIFFERENTIAL  JUNCTION  NETWORK 

The  first  step  toward  Fantasound  occurred  when  we  were  asked  to 
make  a  sound  move  back  and  forth  across  the  screen.  It  was  found 


ia 
3 10 


75' 


150' 


IN   Df<*EE5 


FIG.  1.  Curves  showing  loss  vs.  shaft  rotation  of  a 
typical  two-circuit  differential  junction  network.  The 
cross-over  point  for  the  two  losses  is  at  —3  db. 


that  by  fading  between  two  speakers,  located  about  20  feet  apart,  we 
could  simulate  a  moving  sound-source,  provided  that  the  total  level  in 
the  room  remained  constant.  It  became  obvious  at  once  that  simple 
mechanical  ganging  of  the  volume  controls  feeding  the  two  loud 
speaker  circuits  was  not  capable  of  producing  the  desired  effect. 

A  special  two -gang  volume-control  was  then  designed  with  comple- 
mentary attenuations  in  the  two  circuits  such  that  the  sum  of  the 
attenuations,  expressed  as  power  ratios,  equalled  a  constant.  The 
formula  for  the  relationship  between  the  two  attenuations  is : 

B  -  20  log  (2  sinh  Q.115B) 
2 


A  = 


130 


W.  E.  GARITY  AND  J.  N.  A.  HAWKINS      [J.  S.  M.  P.  E. 


where  A  and  B  represent  the  two  attenuations,  expressed  in  decibels. 
Typical  attenuation  curves  are  shown  in  Fig.  1. 

Many  uses  have  been  found  for  this  type  of  network.  It  is  exten- 
sively used  in  our  Fantasound  re-recording  system  to  make  constant 
output  fades  possible.  A  special  3-circuit  differential  junction  net- 
work, nicknamed  "The  Panpot,"  is  used  to  dub  one  original  track 
onto  one,  any  two,  or  all  three  of  our  Fantasound  program  tracks 
with  smooth  transitions  and  any  desired  level  difference.  Thus  we 
simulate  a  moving  sound-source  by  starting  on  either  side-track  and 


PEC 


PEC 


PEC 


PEC 


FIG.  2.     Simplified  block  diagram  of  the  Fantasound 
reproducing  equipment. 


progressively  moving  the  program  material  through  the  center-track 
to  the  other  side-track.  This  move  through  three  tracks,  and  thus 
three  horns,  is  made  smoothly  by  maintaining  constant  the  total  out- 
put of  the  three  tracks  and  horns,  regardless  of  the  distribution  among 
the  three  program  circuits. 

The  simple  2-circuit  differential  junction  network  has  been  used  to 
make  smooth,  constant-level  fades  between  two  sound-sources.  It 
also  has  been  used  to  vary  the  ratio  of  close  to  reverberant  microphone 
pick-up  without  affecting  the  output  level.  It  was  found  to  be  a 
convenient  means  of  controlling  reverberation. 


Aug.,  19411  FANTASOUND  131 

FANTASOUND  REPRODUCING  EQUIPMENT 

A  simplified  block  diagram  of  the  reproducing  equipment  is  shown 
in  Fig.  2.  On  the  left  are  shown  the  four  photocells  which  scan  three 
program  tracks  and  a  pilot  control- track.  Each  program  photocell 
feeds  a  variable-gain  amplifier,  then,  through  power  amplifiers,  the 
three-stage  horns. 

Associated  with  each  variable-gain  amplifier  is  a  tone  rectifier, 
which  selects  one  of  the  three  pilot  tones  on  the  control-track,  rectifies 
it,  and  applies  the  resulting  d-c  control  bias  to  the  grids  of  the  vari- 


FIG.  3.     Circuit  diagram  of  the  variable-gain  amplifier. 

able-gain  stage.     Thus  the  output  from  each  loud  speaker  varies  with 
the  amplitude  of  its  associated  control  tone. 

TOGAD 

The  heart,  or  perhaps  we  should  call  it  the  brain,  of  the  Fanta- 
sound  reproducing  equipment  is  the  tone-operated  gain-adjusting  de- 
vice, abbreviated,  Togad. 

The  Togad  equipment  is  composed  of  two  units — the  variable-gain 
amplifier  and  the  tone  rectifier.  A  sine-wave  control-tone  is  applied 
to  the  input  of  the  tone  rectifier,  where  it  is  transformed  into  a  d-c  bias 
voltage.  This  d-c  bias  voltage  is  then  applied  to  the  variable-gain 
amplifier  to  vary  its  transmission.  The  equipment  is  arranged  so 


132 


W.  E.  GARITY  AND  J.  N.  A.  HAWKINS      [J.  S.  M.  P.  E. 


that  a  1-db  change  in  tone  level  causes  a  1-db  change  in  program  trans- 
mission through  the  variable-gain  amplifier. 

Variable-Gain  Amplifier. — The  variable-gain  amplifier,  abbreviated, 
VGA,  is  a  single  stage  of  transformer-coupled  push-pull  pentode 
voltage  amplification  (Fig.  3).  Its  transmission  is  a  function  of  the 
d-c  bias  applied  to  its  grid  circuit.  A  variation  of  50  db  in  the  trans- 
mission through  the  VGA  can  be  effected  by  changing  the  bias. 

A  two-stage,  single-ended  voltage  amplifier  follows  the  variable- 
gain  stage  and  the  three-stage  unit  has  a  maximum  gain  of  58  db  and 
maximum  power  output  of  +6  db  above  6  milliwatts. 

The  circuit  features  of  the  variable-gain  stage  include  a  balancing 


FIG.  4.     Circuit  diagram  of  the  tone  rectifier. 


potentiometer  in  the  plate  circuit  to  balance  out  tone  cross -talk;  a 
loaded  cathode  resistor  to  provide  high  initial  bias  and  low  transmis- 
sion in  the  absence  of  tone;  and  switches  and  bias  potentiometers 
to  test  and  adjust  the  bias-gain  characteristic  of  the  6K7  variable- 
gain  stage. 

Normally,  the  maximum  level  applied  to  the  VGA  input  termi- 
nals   is    about     -45/0.006w,    although  up  to  about   -30/0.006) 
the  distortion  is  not  excessive.      Hum  and  tone  cross- talk  at  this 
point  are  well  below  tube  hiss. 

The   change   in   transmission,  with   bias,    is   the   result   of   ti 
effects  occurring  simultaneously.     Raising  the  bias  lowers  the  m\ 
of  the  tubes,  thus  reducing  the  ability  of  the  tubes  to  amplify.    Rais 
ing  the  bias  also  raises  the  internal  plate  resistance,  which  increj 


Aug.,  1941] 


FANTASOUND 


133 


the  ratio  of  mismatch  between  the  plate  circuits  of  the  tubes  and  the 
relatively  low  load  resistance  into  which  the  tubes  look.  The  com- 
bination of  these  two  effects  makes 
the  transmission  a  complex  inverse 
function  of  the  bias. 

It  might  be  noted  that  screen 
and  bias  regulation  have  a  marked 
effect  upon  the  bias- transmission 
characteristic.  The  external  con- 
trol bias,  obtained  from  the  tone 
rectifier,  is  used  to  "buck  out"  a 
semi-fixed  bias  obtained  from  a 
cathode  tap  on  the  plate  supply 
bleeder. 

The  Tone  Rectifier. — The  tone 
rectifier  (Fig.  4)  contains  four  im- 
portant elements: 

(a)  A  band-pass  filter  in  the  input 
circuit  designed  to  select  the  proper  con- 
trol tone  and  reject  noise  and  the  un- 
wanted tones. 

(6)  A  compressing  amplifier,  using  a 
6H6  and  a  1620  tube.  The  output  of 
this  amplier  varies  approximately  as  the 
logarithm  of  the  logarithm  of  its  input. 
The  6H6  half -wave  rectifier'cuts  off  the 
negative  half-cycles  of  tone  and  the  re- 
maining positive  half -cycles  are  applied 
to  the  grid  of  a  1620  triode  functioning 
as  a  grid  current  compressor.  Contact 
potential  and  gas  current  in  both  6H6 
and  1620  tubes  are  balanced  out  by  the 
variable  cathode-bias  resistor  in  the 
1620.  This  particular  log-log  amplifier 
was  devised  by  Kurt  Singer. 

(c)  A    1620    triode    amplifier,    trans- 
former coupled. 

(d)  A  6H6  full-wave  rectifier,  whose 
d-c  bias  output  is  fed  to  the  variable- 
gain  amplifier. 

There  are  many  time-constants  in  the  VGA  and  tone  rectifier  which 
contribute  to  the  total  "operate"  and  "restore"  time-constants  of  the 
combination.  However,  all  but  the  time-constants  associated  with 


FIG.  5.    Program  rack  with  front 
cover  removed. 


134 


W.  E.  GARITY  AND  J.  N.  A.  HAWKINS      [J.  s.  M.  p.  E. 


the  6H6  rectifier  ripple  filter  are  so  small,  relatively,  that  they  may  be 
neglected.  The  RC  products  of  both  charge  and  discharge  circuits 
are  approximately  equal  and  the  "operate"  and  "restore"  times  are 
about  15  milliseconds. 


Fig.  6.     Film-phonograph. 


Fig.  5  shows  most  of  the  equipment  used  in  one  program  chann( 
The  topmost  panel  contains  a  pilot  light.  Below  that  is  shown  th< 
tone  rectifier  unit.  Next  below  is  the  variable-gain  amplifier,  which 
has  two  volume-control  knobs  in  the  center.  Immediately  below  the 
VGA  is  an  equalizer  panel.  Below  that  is  a  volume-control  panel,  and 


Aug.,  1941]  FANTASOUND  135 

next  below  is  a  20-watt  power-amplifier.     The  lowest  shelf  contains  a 
regulated  plate  supply. 

In  addition  to  the  equipment  shown  in  this  rack,  a  program  channel 
normally  includes  a  single  stage  of  preamplification  ahead  of  the  VGA 
and  a  60-watt  power-amplifier  following  the  20-watt  amplifier.  The 
front  cover,  normally  used  on  this  rack,  is  not  shown  in  Fig.  5. 

MULTIPLE-TRACK  FILM-PHONOGRAPH 

This  film-phonograph,  shown  in  Fig.  6,  scans  four  200-mil  push-pull 
sound  tracks  simultaneously  on  one  35-mm  print.  It  is  driven  in 
synchronism  with  a  picture  projector  by  means  of  a  selsyn  interlock 
system.  The  lamp  and  film  compartments  are  shown  in  Fig.  7. 

Film  Drive. — The  sound-tracks  are  scanned  on  a  curved  film-gate. 
Constancy  of  film  movement  is  obtained  by  the  use  of  a  magnetically 
driven  drum  which  draws  the  film  down  over  the  gate.  Flutter 
measurements  indicate  that  this  is  a  highly  satisfactory  driving  and 
scanning  arrangement. 

Optical  System. — A  single  10- volt,  5-ampere  exciter  lamp  mounted 
in  a  double  holder  in  the  left  compartment  of  the  sound-head  provides 
the  illumination.  All  four  sound-tracks  are  scanned  simultaneously 
by  a  single  optical  system  of  the  slitless  type.  The  optical  train  con- 
sists of  a  light-collecting  optical  system  which  images  the  lamp  fila- 
ment as  a  long  beam  of  light  I1/*  mils  high  across  the  four  sound- 
tracks. The  illuminated  image  of  the  sound-tracks  is  then  projected 
by  a  camera  and  cylindrical  lens  system  onto  four  multiple  beam- 
splitter lenses  which,  in  turn,  focus  each  half  of  the  push-pull  sound- 
tracks upon  the  respective  cathodes  of  four  push-pull  phototubes 
(Fig.  8). 

OPTICAL  PRINTER 

The  Fantasound  optical  printer  is  designed  to  print  four  double- 
width  sound-tracks  side  by  side  across  the  useful  area  of  a  35-mm  film, 
from  negatives  having  a  standard  width  sound-track  in  the  standard 
location.  The  way  in  which  this  is  accomplished  may  most  easily  be 
explained  with  reference  to  Fig.  9,  which  shows  the  printer  threaded 
for  operation  in  one  direction.  The  negative  passes  around  under 
the  upper  drum  and  is  illuminated  by  an  illuminating  system  enclosed 
in  the  lamp-house.  Below  the  upper  drum  is  the  optical  system  which 
projects  an  image  of  the  sound  negative  upon  the  positive  raw-stock 


134 


W.  E.  GARITY  AND  J.  N.  A.  HAWKINS      [J.  S.  M.  P. 


• 


the  6H6  rectifier  ripple  filter  are  so  small,  relatively,  that  they  may  be 
neglected.  The  RC  products  of  both  charge  and  discharge  circuits 
are  approximately  equal  and  the  "operate"  and  "restore"  times  are 
about  15  milliseconds. 


Fig.  6.     Film-phonograph. 


Fig.  5  shows  most  of  the  equipment  used  in  one  program  channc 
The  topmost  panel  contains  a  pilot  light.  Below  that  is  shown  the 
tone  rectifier  unit.  Next  below  is  the  variable-gain  amplifier,  which 
has  two  volume-control  knobs  in  the  center.  Immediately  below  the 
VGA  is  an  equalizer  panel.  Below  that  is  a  volume-control  panel,  and 


Aug.,  1941]  FANTASOUND  135 

next  below  is  a  20- watt  power-amplifier.     The  lowest  shelf  contains  a 
regulated  plate  supply. 

In  addition  to  the  equipment  shown  in  this  rack,  a  program  channel 
normally  includes  a  single  stage  of  preamplification  ahead  of  the  VGA 
and  a  60-watt  power- amplifier  following  the  20-watt  amplifier.  The 
front  cover,  normally  used  on  this  rack,  is  not  shown  in  Fig.  5. 

MULTIPLE-TRACK  FILM-PHONOGRAPH 

This  film-phonograph,  shown  in  Fig.  6,  scans  four  200-mil  push-pull 
sound  tracks  simultaneously  on  one  35-mm  print.  It  is  driven  in 
synchronism  with  a  picture  projector  by  means  of  a  selsyn  interlock 
system.  The  lamp  and  film  compartments  are  shown  in  Fig.  7. 

Film  Drive. — The  sound-tracks  are  scanned  on  a  curved  film-gate. 
Constancy  of  film  movement  is  obtained  by  the  use  of  a  magnetically 
driven  drum  which  draws  the  film  down  over  the  gate.  Flutter 
measurements  indicate  that  this  is  a  highly  satisfactory  driving  and 
scanning  arrangement. 

Optical  System. — A  single  10- volt,  5-ampere  exciter  lamp  mounted 
in  a  double  holder  in  the  left  compartment  of  the  sound-head  provides 
the  illumination.  All  four  sound-tracks  are  scanned  simultaneously 
by  a  single  optical  system  of  the  slitless  type.  The  optical  train  con- 
sists of  a  light-collecting  optical  system  which  images  the  lamp  fila- 
ment as  a  long  beam  of  light  I1/ \  mils  high  across  the  four  sound- 
tracks. The  illuminated  image  of  the  sound-tracks  is  then  projected 
by  a  camera  and  cylindrical  lens  system  onto  four  multiple  beam- 
splitter lenses  which,  in  turn,  focus  each  half  of  the  push-pull  sound- 
tracks upon  the  respective  cathodes  of  four  push-pull  phototubes 
(Fig.  8). 

OPTICAL  PRINTER 

The  Fantasound  optical  printer  is  designed  to  print  four  double- 
width  sound-tracks  side  by  side  across  the  useful  area  of  a  35-mm  film, 
from  negatives  having  a  standard  width  sound-track  in  the  standard 
location.  The  way  in  which  this  is  accomplished  may  most  easily  be 
explained  with  reference  to  Fig.  9,  which  shows  the  printer  threaded 
for  operation  in  one  direction.  The  negative  passes  around  under 
the  upper  drum  and  is  illuminated  by  an  illuminating  system  enclosed 
in  the  lamp-house.  Below  the  upper  drum  is  the  optical  system  which 
projects  an  image  of  the  sound  negative  upon  the  positive  raw-stock 


136 


W.  E.  GARITY  AND  J.  N.  A.  HAWKINS      [J.  S.  M.  P.  E. 


running  over  the  lower  drum.  Each  <  scanning  drum  is  driven  by  a 
magnetic  drive.  The  optical  system  projects  an  image  of  the  sound 
negative  upon  the  positive  film  travelling  on  the  lower  drum.  This 
image  is  enlarged  in  the  lateral  plane  but  not  enlarged  in  the  longi- 
tudinal plane  of  the  film. 

Traversing  Mechanism. — On  the  left  of  the  upper  mechanism  (Fig. 
9)  is  the  traversing  lever  which  controls  the  position  of  the  image  on 
the  positive  raw-stock.  By  raising  this  lever  and  moving  it  forward 
and  backward,  the  entire  upper  mechanism  and  optical  system  are 


FIG.  7.     Lamp  and  film  compartments  of  film-phonograph. 


moved  forward  or  backward  across  the  film  to  be  printed.  The 
traversing  mechanism  provides  four  locking  positions  for  the  upper 
mechanism  spaced  0.200  inch  apart  so  that  the  resulting  sound-tracks 
are  spaced  0.200  inch  apart  on  the  print. 

Reversing  Mechanism. — The  printer  is  designed  to  print  negatives 
either  forward  or  backward;  i.  e.,  either  "heads"  or  "tails"  out,  at 
feet  per  minute.  It  incorporates  simplified  threading  in  that  regard- 
less of  the  direction  of  printing,  the  threading  is  always  done  in  on< 
standard  manner  with  tight  film  loops.  Then  by  operating  one  lever, 


Aug.,  1941] 


FANTASOUND 


137 


the  correct  film  paths  and  loops  are  formed  for  either  direction  of  film 
travel. 

Fig.  10  shows  the  threading  position.  In  this  view,  the  arrow- 
shaped  lever  is  shown  in  a  vertical  position.  With  the  reversing  lever 
in  this  position,  the  four  loop-forming  rollers,  guide-rollers,  and  pres- 
sure-rollers assume  the  positions  shown.  The  negative  and  raw-stock 
are  threaded  as  shown,  over  the  sprockets,  loop-forming  rollers,  and 
drums.  It  will  be  noted  that  the  film  loops  are  fairly  tight  when  the 


FIG.  8.     Phototube  compartment  of  film-phonograph. 

sprocket  pad-rollers  are  closed.     Also,  on  each  side  of  each  drum,  the 
film  lies  between  the  flanges  of  a  guide-roller. 

Automatic  Blooping.— Automatic  blooping  of  splices  is  provided  on 
the  printer.  Two  blooping  switches  are  shown  in  Fig.  9.  These 
switches  are  designed  to  close  when  a  double  thickness  of  negative  at  a 
splice  passes  the  switch  rollers.  When  printing  to  the  left,  the  right- 
hand  blooper  switch  operates;  whereas,  when  printing  to  the  right, 
the  left-hand  switch  operates.  In  either  direction,  when  the  portion 


138 


W.  E.  GARITY  AND  J.  N.  A.  HAWKINS      [J.  S.  M.  p.  E. 


of  the  printing  stock  on  which  the  image  of  the  splice  will  fall,  passes 
the  end  of  the  blooper  tube  (Fig.  9),  the  light  in  the  blooper  tube 
lights  and  blacks  out  the  image  of  the  splice.  A  time-delay  me- 
chanism synchronizes  the  bloop  and  the  splice.  In  series  with  the 
blooper  lamp  is  the  blooper  indicator  lamp,  also  shown  on  Fig.  9. 

Direction  Indicator. — On  the  lower  right-hand  sprocket  is  mounted 
a  small  lamp-house  for  exposing  an   arrow-shaped  image  on   the 


U30P 

FORMING 


ROLLER  IN 
OPERATING 

POSITION 

TRAVERSING 
LEVCR 


- 

LEFT 

PRESSURE 
ROLLER  !N 
OPERATING 


LAMP 

HOUSE 


FIG.  9.     Optical  printer  in  operating  position  for  printing  to  the  left. 


guiding  edge  of  the  print.  An  arrow-shaped  detent  is  ground  on  the 
outer  edge  of  the  sprocket  and  is  so  arranged  that  an  arrow  will 
appear  on  the  print  every  32  sprocket-holes,  pointing  toward  the 
start,  or  in  the  direction  of  travel  of  the  print  when  being  reproduced. 

Lamp-House  and  Optical  System. — The  lamp  used  is  the  standard 
10-volt,  7.5-ampere,  curved-filament  exposure  lamp,  and  is  housed 
in  the  light-proof  lamp-house  above  the  upper  drum. 

The  functions  of  the  various  lenses  will  be  explained,  starting  at  the 


Aug.,  1941] 


FANTASOUND 


139 


lamp  end  of  the  optical  train.  The  first  is  a  plain  window  which 
keeps  dust  out  of  the  illuminating  system.  Next  is  a  reversing  prism 
which  rotates  the  image  of  the  filament  90  degrees  in  a  horizontal 
plane. 

The  next  item  in  the  optical  train  is  the  ultraviolet  filter,  followed 
by  a  piano-cylindrical  lens  which  focuses  the  image  of  the  filament  in 
one  plane  only  upon  the  negative. 

Below  the  negative  is  the  optical  system  for  projecting  the  image 


FIG.    10. 


Front   view   of   MI-3817   optical   printer   showing 
threading  position 


of  the  negative  upon  the  printing  stock.  The  top  lens  system  is 
used  to  project  an  enlarged  (5  to  1)  image  of  the  negative  on  a  plane 
approximately  in  the  center  of  the  optical  system.  At  the  center  of 
the  optical  system  is  a  condenser  lens  followed  by  an  aperture. 
This  aperture  limits  the  illumination  in  both  planes  and  is  0.471  inch 
long  by  0.050  inch  wide.  The  lower  lens  system  images  this  enlarged 
image  at  the  center  of  the  optical  system  upon  the  printing  stock 
and  has  a  reduction  ratio  of  5  to  1  in  the  direction  of  travel  of  the 


140  W.  E.  GARITY  AND  J.  N.  A.  HAWKINS      [J.  s.  M.  P.  E. 

film  and  a  little  less  than  2.5  to  1  across  the  film.     Thus  the  image  oi 
the  negative  on  the  printing  stock  has  a  ratio  of  1  to  1  in  the  din 
tion  of  motion  of  the  film  and  a  ratio  of  one  to  slightly  over  two  ac 
the  film. 

This  printer  has  proved  to  be  very  free  from  flutter.  The  9000- 
cycle  loss 'from  negative  to  print  (corrected  for  1000-cycle  loss) 
averages  less  than  one  decibel. 

HISTORY  OF  THE  FANTASOUND  DEVELOPMENT 

Fantasound  reproduction  differs  markedly  in  both  results  and 
equipment  from  standard  theater  reproduction.  It  may  be  of  inter- 
est to  follow  the  history  of  the  development  step  by  step. 

A  great  many  equipment  combinations  were  explored  on  paper, 
probably  several  hundred.  Of  these,  ten  different  systems  have  been 
built  up  and  tried  out,  up  to  the  time  this  paper  was  written.  Even 
though  Fantasia  has  been  released,  development  has  not  stopped. 

The  Mark  I  system  used  three  widely  separated  horns  across  the 
stage  and  horns  in  each  rear  corner  of  the  house.  Two  tracks  were 
used,  one  feeding  the  screen  horn,  or  center-stage  horn,  while  the  other 
fed  the  remaining  four  horns  selectively  by  means  of  a  four-circuit 
differential  junction  network.  By  manipulating  a  manual  control, 
the  sound  could  be  moved  smoothly  around  the  theater.  Experi- 
ments with  this  system  brought  out  the  advantages  of  a  broad  sound- 
source. 

The  Mark  II  system  was  a  simple  expansion  of  the  Mark  I  systei 
adding  three  horns;   one  on  each  side- wall  about  halfway  back  froi 
the  stage,  and  one  in  the  ceiling  at  about  the  center  of  the  houj 
These  were  in  addition  to  the  screen  horn  and  four  corner  horns  us 
in  the  Mark  I  system.     This  system  used  three  tracks  and  a  6-circuil 
manually  controlled  differential  junction  network.     In  addition  to 
creating  the  effect  of  moving  the  sound  around  the  theater,  the  con- 
trols allowed  side  to  side  movements  in  any  plane  between  the 
and  rear  wall  of  the  house.     Simultaneous  fore  and  aft  control  VK 
also  available. 

Up  to  this  time  it  was  felt  that  the  Fantasia  roadshow  equipmei 
could  be  manually  operated  by  a  mixer  who  would  go  along  with  each 
show.  He  would  provide  manual  volume  range  expansion  as  well 
as  control  the  perspective  effects.  However,  two  objections  to 
manual  operation  appeared.  The  five  controls  became  rather  com- 
plex for  one  man  operation  and  the  studio  felt  that  it  would  be 


Aug.,  1941]  FANTASOUND  141 

difficult  to  keep  all  shows  alike,  due  to  the  large  human  element  in- 
volved. 

The  use  of  a  pilot  tone-control  arrangement  was  suggested  to 
avoid  these  difficulties,  and  the  Mark  III  system  came  into  existence 
to  study  the  advantages  and  difficulties  of  a  pilot  tone-control  track. 

This  Mark  III  system  was  a  single-channel  Togad  expander,  con- 
trolled by  either  an  oscillator  or  a  tone  track.  Problems  of  cross- 
talk balance,  tone-program  amplitude  characteristic,  time-constants, 
distortion  and  noise  compromise,  and  amount  of  range  expansion 
desirable,  etc.,  were  attacked. 

The  Mark  IV  system  was  identical  with  the  8-horn,  3-track  Mark 
II  system,  except  that  Togad  control  replaced  manual  control.  This 
system  used  8  control-tones  on  the  control  track  logarithmically 
spaced  from  250  to  6300  cycles,  using  a  preferred  number  series. 
This  Mark  IV  system  was  installed  in  our  Hyperion  studios  in  the 
summer  of  1939  and  was  used  for  sound  and  music  department  re- 
search until  we  moved  to  Burbank  in  1940. 

The  equipment  racks  and  sound-heads  for  this  system  required  a 
floor  space  about  35  feet  long  by  4  feet  wide.  It  used  nearly  400 
vacuum-tubes.  All  equipment  appeared  on  jacks  and  almost  any 
conceivable  combination  could  be  patched  up  in  a  few  minutes. 

The  Mark  V  system,  first  installed  at  Burbank,  was  similar  to  the 
Mark  IV  system  in  that  8  horns,  3  program  tracks,  and  an  8-tone 
control-track  were  used.  However,  by  using  8  hybrid  coils  in  the 
program  circuits  we  obtained  a  still  more  flexible  system.  This 
system  was  in  operation  only  one  day.  The  equipment  operated 
satisfactorily  and  no  technical  difficulties  were  encountered.  The 
system  failed  only  because  the  musical  director,  the  music  cutter,  and 
the  "enhancing  mixer,"  could  no  longer  remember  from  one  rehearsal 
to  the  next,  "What  should  come  out  where?" 

From  this  extreme  of  complication,  the  pendulum  swung  to  the 
Mark  VI  system,  which  used  3  stage  horns,  3  program  tracks,  and  a 
3- tone  control- track. 

Our  first  serious  dubbing  of  Fantasia  was  attempted  on  this  system. 
Our  original  Fantasound  dubbing  set-up  required  10  program  mixers, 
each  with  3  pots,  designated  "Left,  Center,  and  Right"  positional 
controls.  In  addition,  3  mixers  with  one  pot  each  were  used  to  handle 
the  left,  center,  and  right  pilot  tones.  We  soon  found  that  the 
tremendous  number  of  positional  mixing  cues  made  it  nearly  im- 
possible for  a  mixer  to  handle  3  positional  controls  in  such  a  way  as 


142 


W.  E.  GARITY  AND  J.  N.  A.  HAWKINS      [J.  S.  M.  P.  E. 


to  avoid  undesirable  discontinuties  during  moves.  We  then  de- 
signed some  differentially  ganged  3-circuit  pots,  based  on  the  differ- 
ential junction  network  principle,  which  greatly  simplified  the  mixing 
problem.  This  change  allowed  6  mixers  to  satisfactorily  control  24 
program  circuits. 

The  Mark  VII  system  was  the  first  of  the  RCA-manufactured 
systems.  Functionally,  this  system  closely  resembled  the  Mark  VI 
system.  The  only  important  difference  lay  in  the  use  of  a  linear  tone 


1 


FIG.  11. 


View  of  eight  recording  channels  at  the  Philadelphia  Academy 
of  Music. 


rectifier  in  place  of  the  log-log  rectifier  used  in  our  earlier  systems. 
This  changed  the  tone-program  amplitude  characteristic. 

The  Mark  VIII  system  consisted  of  the  Mark  VII  equipment  re- 
arranged physically.  An  ingenious  log-log  tone  rectifier,  designed  by 
RCA,  replaced  the  linear  tone  rectifier  used  in  the  Mark  VII  set-up. 
The  second  dubbing  of  Fantasia  was  done  through  this  system. 
After  adding  a  stand-by  channel,  this  equipment  was  installed  in  the 
Broadway  Theater  in  New  York  for  Fantasia's  World  Premiere. 

The  Mark  IX  equipment  closely  resembled  the  Mark  VIII  system. 


Aug.,  1941] 


FANTASOUND 


143 


The  physical  layout  was  again  modified,  a  few  minor  changes  were 
made,  and  two  sets  of  rear-house  horns  were  manually  switched  in  to 
supplement  or  replace  the  left  and  right  screen  horns  at  several  points 
in  the  picture.  This  system  is  operating  in  eight  of  the  roadshows. 

The  Mark  X  system  is  identical  with  the  Mark  IX  equipment, 
except  that  the  switching  and  level  changes  in  the  rear  horn  circuits 
are  done  automatically  instead  of  manually.  The  control  arrange- 
ment uses  a  thyratron  and  mechanical  relay  system  operated  by  means 
of  notches  on  the  edge  of  the  film.  This  ingenious  arrangement 


FIG.  12.     View  of  some  of  the  mixer  positions  at  the 
Philadelphia  Academy  of  Music. 

was  developed  by  Messrs.  Hisserich  and  Tickner  of  our  engineering 
department.  The  Mark  X  system  is  installed  at  the  Carthay  Circle 
Theater  in  Los  Angeles. 

SCORING  AND  DUBBING 

Scoring.— All  the  numbers,  except  The  Sorcerer's  Apprentice  and 
the  vocal  portions  of  Ave  Maria,  were  scored  at  the  Philadelphia 
Academy  of  Music.  Eight  push-pull  variable-area  recording  chan- 
nels were  used  (Fig.  11). 


144 


W.  E.  GARITY  AND  J.  N.  A.  HAWKINS      [J.  s.  M.  p.  E. 


Separate  channels  recorded  close  pick-ups  of  violins,  cellos  and 
basses,  violas,  brass,  woodwinds,  and  tympani.  The  seventh  channel 
recorded  a  mixture  of  the  first  six  channels  and  the  eighth  channel 
recorded  a  distant  pick-up  of  the  entire  orchestra.  The  mixer  han- 
dling the  distant  pick-up  used  horn  monitoring,  while  the  other  mixers 
used  headphone  monitoring.  Cathode-ray  oscilloscopes  were  used 
as  level  indicators  (Fig.  12). 

The  Sorcerer's  Apprentice  number  was  done  in  Hollywood  on  a 
somewhat  similar  multi-channel  system.  The  Ave  Maria  vocal 
numbers  were  recorded  on  three  channels :  two  close  channels,  sepa 


FIG.  13.  View  of  the  3-channel  mixing  position  used  in  scoring 
the  Fantasia  vocal  numbers  at  Burbank.  (Messrs.  Hawkins,  Hisse- 
rich,  and  Marr.) 

rating  male  and  female  voices,  with  a  distant  overall  channel  for 
added  reverberation. 

Fig.  13  shows  the  mixer  arrangement  used  in  recording  the  3- 
channel  vocal  numbers.  Three- channel  horn  monitoring  was  pro- 
vided in  our  theater  and  the  level-indicating  oscilloscopes  again 
proved  valuable  in  avoiding  overloads. 

The  necessity  for  checking  the  range  compression  on  all  channels 
during  scoring  and  dubbing  caused  the  development  of  a  meam 
whereby  one  man  could  visually  monitor  three  oscilloscopes.  B] 
using  color  differentiation  at  the  overload  and  underload  points,  eye 
fatigue  was  minimized.  This  was  accomplished  by  masks  on  the 
face  of  the  cathode-ray  tube.  An  opaque  mask  eliminated  every- 


Aug.,  1941]  FANTASOUND  145 

thing  below  about  3  per  cent  modulation,  including  the  complete 
negative,  or  downward,  half-cycles.  A  translucent  red  mask  covered 
the  range  from  3  to  100  per  cent  modulation  on  the  positive  half- 
cycles.  Above  100  per  cent  modulation,  the  trace  on  the  tube  was 
not  masked,  and  so  was  highly  visible.  Program  material  below  3 
per  cent  modulation  (100  per  cent  -  30  db)  produced  no  visible  in- 
dication. Material  between  3  and  100  per  cent  modulation  appeared 
as  a  white  series  of  half -cycles,  and  modulation  in  excess  of  100  per 


•••n  I  !  I  ,flBBBBB 

FIG.  14.  View  of  the  program  dubbing  console  in  operation. 
(Tone  console  not  shown.)  (Left  to  right,  at  console,  Messrs.  Blinn, 
Steck,  Marr,  Perry,  Moss,  Hawkins,  Slyfield,  and  Hisserich.  At 
rear,  Ed  Plumb,  Musical  Director;  Luisa  Fiels,  Asst.  Music  Cutter, 
and  Stephen  Csillag,  Music  Cutter.) 

cent  appeared  as  a  brilliant  green  series  of  peaks.  The  recording,  re- 
recording,  and  monitoring  systems  were  poled  so  that  the  com- 
pression wave,  referred  to  the  original  microphone,  gave  positive 
peaks  on  both  oscilloscopes  and  galvanometers.  This  adaptation  of 
the  oscilloscope  was  devised  by  C.  O.  Slyfield.  Over  half  a  million 
feet  of  sound  negative  was  exposed  on  our  scoring  channels  on  this 
picture. 

Dubbing. — Our  re-recording  process  used  8  to  10  tracks,  depending 
upon  the  sequence.     Fig.  14  shows  the  re-recording  console  in  opera- 


146 


W.  E.  GARITY  AND  J.  N.  A.  HAWKINS 


tion.  The  output  of  the  mixing  panels  fed  three  recorders,  one  for 
each  horn  channel,  left,  center,  and  right.  Another  channel  recorded 
the  tone  track.  These  four  re-recorded  negatives  were  then  printed 
on  the  composite  quad  print.  The  Mark  VIII  Fantasound  reproducer 
was  used  for  dubbing  monitoring  (Fig.  15).  Including  everything 
but  release  prints,  about  five  million  feet  of  film  was  used  for  this 
picture. 

This  history  of  Fantasound  is  far  from  complete.     Another  year 


7 


FIG.   15. 


View   of   part   of   the   dubbing  monitoring   equipment. 
(Messrs.  Hawkins  and  Garity.) 


and  we  shall  know  a  great  deal  more  about  theater  operating  and 
maintenance  problems  on  this  type  of  equipment.  To  date,  our 
operating  and  maintenance  experience  has  been  quite  satisfactory. 
We  should  like  to  acknowledge  the  suggestions  and  assistance  of 
C.  O.  Slyfield,  W.  C.  Lamb,  Jr.,  C.  A.  Hisserich,  H.  M.  Tremaine, 
P.  J.  Holmes,  Melville  Poche,  H.  J.  Steck,  and  E.  A.  Freitas  in  the 
development  of  this  system.  We  wish  to  express  our  appreciation  to 
Walt  Disney,  whose  vision  and  willingness  to  encourage  technical 
development  made  this  system  possible. 


VITASOUND* 

NATHAN  LEVINSON  AND  L.  T.  GOLDSMITH** 

Summary. — Two  features  that  would  add  to  the  enjoyment  and  realism  of  sound 
in  motion  picture  theaters  are  an  increased  volume  range  and  a  more  widespread 
source  of  sound  for  music  and  effects  reproduction.  A  method  of  accomplishing 
these  aims  is  described  which  employs  a  control-track  printed  in  the  sprocket-hole 
area  of  the  release  print  to  operate  a  variable-gain  amplifier  and  loud  speaker  control 
equipment. 

It  has  been  long  recognized  in  the  motion  picture  industry  that  an 
increased  dramatic  use  of  sound  in  the  theater  would  add  to  the 
enjoyment  and  realism  of  sound  pictures.  Two  features  that  would 
contribute  to  this  realism  of  music  and  sound  effects  are  an  increased 
volume  range  and  a  spreading  of  the  source  of  sound. 

W.  A.  Mueller1  has  pointed  out  that  an  increased  volume  range  is 
neither  necessary  nor  desirable  for  dialog  reproduction,  but  that  for 
music  and  sound  effects  an  increase  in  the  effective  volume  range  of 
signal  to  auditorium  or  film  noise  of  approximately  10  decibels  is 
both  practicable  and  desirable.  As  the  volume  range  on  the  sound- 
track is  limited  by  the  available  volume  range  of  the  film  itself,  an 
effective  increased  range  can  be  secured  by  automatically  raising 
and  lowering  the  gain  of  the  reproducing  amplifiers  in  the  theater. 

The  spreading  of  the  source  of  sound  can  be  accomplished  by 
adding  loud  speaker  systems  outside  the  screen  area.  These  added 
speakers,  however,  can  reduce  the  illusion  of  the  dialog  coming  from 
the  screen  if  not  properly  placed  and  operated.  The  additional 
loud  speakers  may  be  automatically  cut  in  the  circuit  for  music  and 
sound-effects  and  cut  out  of  the  circuit  for  dialog. 

Additional  reproducing  equipment  to  accomplish  these  aims  for 
the  majority  of  feature  films  must  be  readily  adaptable  to  the  modern 
types  of  sound  equipment  found  in  the  well  equipped  theaters. 
Also,  the  cost  of  the  modification  to  the  exhibitor  must  be  a  reason- 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y. ;  received  April  20, 
1941. 

**  Warner  Bros.  Pictures,  Inc.,  Burbank,  Calif. 

147 

OThe  Society  is  not  responsible  for  statements  by  author  sO 


148 


N.  LEVINSON  AND  L.  T.  GOLDSMITH        [J.  s.  M.  p.  E. 


able  one  and  the  costs  of  operation,  maintenance,  and  service  must 
not  be  increased. 

The  Vitasound  system  was  developed  with  the  foregoing  considera- 
tions in  mind.     A  control- track  printed  in  the  sprocket-hole  area  of 
standard  release  prints  is  employed  to  operate  a  variable-gain  ampli- 
fier to  secure  the  increased  effective  volume 
range  and  to  operate  a  loud  speaker  switch- 
ing relay  for  extending  the  source  of  sound 
to  loud  speakers  beyond  the  screen. 

Fig.  1  shows  three  different  sample  widths 
of  control-track  as  it  appears  on  a  standard 
composite  release  print.  The  two  top  frames 
have  no  operable  control-track  because  the 
clear  portion  between  the  sprocket-holes  is 
110  mils  wide,  or  as  wide  as  the  sprocket- 
holes  themselves.  The  two  central  frames 
have  a  control-track  40  mils  wide,  which 
serves  to  cut  in  the  side  speakers  automati- 
cally by  means  of  the  relay  control.  The 
two  bottom  frames  have  an  almost  com- 
pletely closed  or  zero-width  track  which,  in 
addition  to  operating  the  side  speaker  relay, 
is  used  also  to  increase  the  gain  of  the  vari- 
able-gain amplifier  by  10  db.  Any  inter- 
mediate width  of  control- track  between  40 
mils  and  zero  may  be  printed  to  secure  gain 
increases  from  zero  to  10  db. 

The  control-track  is  scanned  in  the  sound- 
head  by  a  separate  photocell  at  a  point 
14  frames  ahead  of  the  sound-scanning 
point.  The  point  on  the  control-track  cor- 
responding to  the  sound  on  the  sound-track 
is  therefore  printed  14  frames  nearer  the 
head  end  of  the  reel. 

Fig.  2  shows  the  scanning  bracket  mounted 

in  a  sound-head  around  the  hold-back  sprocket.  The  scanning  aper- 
ture is  a  90  by  90-mil  square  opening  cut  in  a  shoe  on  the  bracket 
which  also  supports  a  small  6-8-volt,  0.4-ampere  lamp  and  a  type 
927  photocell.  No  optical  system  is  necessary  and  the  film  is 
threaded  over  the  sprocket  in  the  normal  manner. 


FIG.  1 .  Composite  print 
with  sprocket-hole  con- 
trol-track. 


Aug.,  1941] 


VlTASOUND 


149 


FIG.  2.     Sound-head  scanning  bracket  for  sprocket-hole  control 

track. 

The  control  frequency  is  96  cycles  and  varies  in  amplitude  with 
the  width  of  the  clear  portion  of  the  film  between  the  sprocket-holes. 
The  output  of  the  control-track  photocell  of  each  projection  machine 


©— 

SOUND 
PHOTO-CELL 


CONTROL. 
PHOTO- CELL 


FIG.  3.     Block  diagram  of  control- track  apparatus. 


150 


N.  LEVINSON  AND  L.  T.  GOLDSMITH       [j.  s.  M.  P.  E. 


is  connected  by  a  low-capacity  cable  ^  to  a  combination  control-tone 
amplifier  and  variable-gain  amplifier. 

Fig.  3  is  a  block  diagram  of  a  typical  sound-reproducing  system 
modified  for  control- track  operation.  The  heavy  lines  indicate  the 
equipment  added  for  Vitasound.  The  variable-gain  amplifier  has 


SWITCH    PANEL 


VOLTAGE - 
AMPLIFIER 


LOW- PASS      FILTER 
*    SWITCH      PANEL 


CONTROL        AND 
VARIABLE  - 

GAIN 
AMPLI  FIER 


RELAY       PANEL 


POWER- 
AMPLIFIER 


ADDED 
EQUIPMENT 


FIG.  4.     Rack  mounting  for  typical  sound-reproducing  system. 

a  normal  zero  insertion  gain  and  is  electrically  connected  in  a  500-ohm 
link  circuit  between  stages  of  the  voltage  amplifier.  A  speaker  relay 
panel  also  operates  from  the  control  amplifier  and  closes  the  side  horn 
circuit  at  the  output  of  the  power  amplifier.  The  power  amplifier 
must  have  sufficient  power  capacity  for  a  10-db  increased  output 
when  maximum  control  is  utilized. 


Aug.,  1941] 


VlTASOUND 


151 


The  side  horns  are  each  equal  to  one-half  of  the  screen  horn  sys- 
tem in  power-handling  capacity  and  are  of  the  same  type  so  that  the 
same  amplifier  equalization  serves  for  both  horn  systems.  The 
additional  horns  may  be  located  at  or  near  the  sides  of  the  proscenium 
arch  in  a  line  with  the  center  horns. 

Fig.  4  shows  how  the  relay  panel  and  combined  control-tone 
and  variable-gain  amplifier  are  added  to  the  existing  rack  of  a  typical 
sound  system,  in  this  case  an  RCA  PG-92.  In  the  case  of  cabinet- 
mounted  amplifier  systems,  the  same  control-track  equipment  can 
be  furnished  mounted  in  wall  cabinets.  Both  units  of  the  control- 
track  equipment  have  self-contained  power  supplies  which  are  so 


AMPLIFIER     GAIN 


CONTROL    TRACK     WIDTH 


VARIABLE-GAIN     AMP    _ 

OR 
SYSTEM       GAIN 

(  DECIBELS) 


WIDTH     OF    CLEAR     PORTION 
OF     CONTROL     TRACK    (MILS) 


90  80          7O  6O  SO  4O  30          20  10 

FIG.  5.     Amplifier  gain  vs.  control-track  width. 


regulated  as  to  be  independent  of  line-voltage  variations  from  90  to 
130  volts.  The  variable-gain  amplifier  has  two  screwdriver  adjust- 
ments; one  for  the  point  of  gain  increase,  and  one  for  the  degree  of 
maximum  gain.  A  "normal-control"  key  serves  to  by-pass  the 
amplifier  if  no  control  is  desired.  The  relay  panel  has  one  screw- 
driver control  for  sensitivity.  This  adjustment  is  necessary  only  at 
the  time  of  installation  in  order  that  the  relay  may  operate  to  cut  in 
the  side  horns  at  a  control-track  width  of  40  mils  or  less. 

Fig.  5  shows  how  the  system  gain  is  increased  almost  linearly  over 
a  10-db  range  with  a  40  to  zero-mil  change  in  width  of  the  control- 
track.  At  present,  the  scanned  width  from  90  to  40  mils  is  not  used. 
The  operating  time  of  the  control  equipment  is  of  the  order  of  60 


152  N.  LEVINSON  AND  L.  T.  GOLDSMITH       [J.  s.  M.  P.  E. 

milliseconds,  which  is  fast  enough  to  ajlow  full  control  on  effects  and 
music  sections  of  short  duration. 

In  practice  the  control-track  is  prepared  on  the  film  in  the  follow- 
ing manner:  A  control-track  print  is  made  up  by  splicing  together 
prints  of  various  widths  appropriate  to  the  degree  of  control  desired. 
These  tracks  are  available  in  the  re-recording  department  in  steps  of 
1  db.  This  cut  control-track  print  is  used  for  the  production  of  a 
separate  control-track  negative,  or  is  printed  onto  the  undeveloped 
sound-track  negative  in  order  that  release  prints  can  be  made  from  a 
separate  control  negative  or  from  a  composite  control-souncT  negative 
as  desired.  The  release  composite  print  is  then  made  in  the  normal 
manner  except  that  the  sound-track  printer  is  equipped  to  print 
both  the  sound-track  and  control-track  in  one  operation.  There  is 
no  change  in  technic  or  increase  in  operating  cost  in  the  release 
laboratory  in  the  case  of  composite  control-sound  negatives.  The 
greater  cost  involved  in  the  separate  control-track  method  is  due  to 
the  one  additional  printing  operation.  The  cut  control-track  print  is 
returned  to  the  sound  department  after  the  negative  is  made,  where 
it  is  broken  down  and  used  again  to  make  other  cut  control 
prints. 

Release  prints  with  control-tracks  reproduce  normally  in  theaters 
where  the  equipment  has  not  been  modified  to  take  advantage  of  the 
control  feature.  Conversely,  standard  release  prints  without  control- 
tracks  reproduce  normally  on  modified  theater  equipment  provided 
the  film  is  threaded  over  the  control  lamp  to  miss  the  control-track 
attachment  or  that  the  print  is  clear  in  the  area  between  the  sprocket- 
holes.  In  either  case  the  control  equipment  is  inoperative.  Oil,  dirt, 
and  scratches  incurred  during  normal  print  life  have  no  appreciable 
effect  upon  the  operation  because  of  the  relatively  large  scanning 
aperture  employed.  Track  misalignment  in  printing,  and  projector 
weave  up  to  10  mils  have  no  effect  for  the  same  reason. 

The  equipment  has  been  in  use  experimentally  in  the  Warner  Bros. 
Hollywood  Theater  in  Hollywood,  and  the  Strand  Theater  in  New  York 
for  several  months  and  has  proved  to  be  effective,  reliable,  and 
trouble-free  in  operation. 

REFERENCE 

1  MUELLER,  W.  A.,  "Audience  Noise  as  a  Limitation  to  the  Permissible  Volume 
Range  of  Dialog  in  Sound  Motion  Pictures,"  /.  Soc.  Mot.  Pict.  Eng., 
(July,  1940),  p.  48. 


Aug.,  1941]  VlTASOUND  153 

DISCUSSION 

MR.  REISKIND  :  The  various  methods  being  tried  out  by  the  industry  all  have 
merit  and  the  problem  facing  us  is  that  of  picking  the  method  that  offers  the  best 
engineering  and  commercial  compromise.  It  is  essential  that  we  remember  that 
the  scheme  adopted  must  not  be  very  expensive,  must  be  relatively  simple  to  op- 
erate and  maintain,  and  must  not  require  special  prints  which  can  be  played  only 
on  the  new  equipment. 

It  seems  to  me  that  the  single-sound-track  scheme  using  the  sprocket-hole 
control-track  that  I  discussed  in  my  paper  and  which  was  described  in  detail  by 
Messrs.  Levinson  and  Goldsmith,  offers  the  best  compromise.  While  the  three- 
track  system  will  provide  greater  flexibility  in  obtaining  dramatic  effects,  it  does 
not  seem  that  this  advantage  will  compensate  for  the  great  increase  in  equipment 
complexity.  The  three-sound-track  system  requires  three  reproducing  channels, 
complete  from  photocell  to  loud  speakers,  each  including  a  variable-gain  amplifier. 
The  system  requires  three  control  tones,  and  it  is  proposed  to  record  these  as  a  5- 
mil  track  in  the  narrow  space  between  the  sound-track  and  the  picture.  The  5- 
mil  track  provides  very  low  output,  which  will  necessitate  the  use  of  additional 
amplification  in  the  control  system.  The  three  band-pass  filters  required  to  sepa- 
rate the  tones  will  further  increase  the  cost  of  the  system.  Very  extensive  modi- 
fication will  be  required  in  the  sound-head  to  provide  reproduction  of  the  four 
tracks. 

The  possibility  of  employing  high-speed  compression  and  expansion  will  provide 
additional  noise  reduction  which  must  first  make  up  for  the  loss  caused  by  the 
reduction  in  track  width  to  one-third  normal  and  then  may  provide  increased 
volume  range.  However,  it  appears  to  me  that  such  a  compressed  print  could 
not  be  satisfactorily  reproduced  on  standard  equipment.  In  the  past  we  have 
seen  several  instances  of  the  impracticability  of  expecting  the  exchanges  to  handle 
two  types  of  prints. 

I  should  like  again  to  stress  the  factor  of  cost.  Regardless  of  the  improvement 
obtained,  expensive  modification  will  be  practicable  for  only  the  largest  theaters. 
This  is  directly  contrary  to  the  basic  idea  of  the  industry  which  aims  to  provide 
essentially  the  same  entertainment  for  all  audiences  whether  they  attend  large 
or  small  theaters. 


MULTIPLE-SPEAKER  REPRODUCING  SYSTEMS  FOR 
MOTION  PICTURES* 


H.  I.  REISKIND** 


Summary. — Several  types  of  multiple  speaker  reproducing  systems  have  been 
demonstrated  and  used  during  the  past  two  years.  For  general  theater  use  such  a 
system  must  be  simple  and  must  employ  a  release  print  that  is  interchangeable  with 
standard  release  prints. 

The  use  of  a  number  of  loud  speaker  systems  spread  across  the  front  of  the  theater 
and  operating  in  parallel  will  effect  a  material  improvement  in  the  reproduction  of 
music  and  "sound  effects.1'  By  providing  supplementary  speakers  well  to  the  sides 
of  the  screen,  operated  by  a  control  track  so  that  they  are  faded  out  during  dialog,  an 
improvement  in  music  and  effects  reproduction  is  obtained  without  harming  dialog. 

The  sprocket-hole  area  may  be  used  for  the  control  track,  thus  eliminating  the 
necessity  of  changing  existing  film  standards  or  obsoleting  reproducer  equipments. 

During  the  past  two  years  a  great  deal  of  interest  has  grown  up  in 
the  industry  with  regard  to  the  improvements  in  reproduction  which 
may  be  obtained  by  the  use  of  multiple-speaker  systems  for  sound 
motion  picture  reproduction.  Not  only  have  there  been  demonstra- 
tions of  such  systems1-  2- 3  but  several  pictures  have  been  released  for 
multiple-speaker  reproduction.  One  of  these,  Walt  Disney's  Fantasia,4 
makes  use  of  special  road-show  prints  and  reproducing  equipment, 
while  several  Warner  Bros,  pictures  have  been  released  as  standard 
type  prints  including  a  sprocket-hole  control  track  and  shown  on 
standard  reproducing  equipment  modified  to  provide  multiple-speaker 
reproduction. 

In  general  two  methods  are  employed  and  all  the  systems  make  use 
of  either  one  or  some  combination  of  the  two.  One,  the  stereo- 
phonic method,  uses  two  or  three  channels  to  produce  motion  of  the 
sound  source  and  thus  allows  the  sound  to  follow  the  picture  within 
the  confines  of  the  screen  and  in  some  cases  to  produce  "off-screen" 
effects.  The  other  method  makes  no  attempt  to  provide  sound 
motion  within  the  screen  area.  Instead,  the  sound  source  for  music 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y. ;  received  May  1, 
1941. 

**  RCA  Manufacturing  Co.,  Indianapolis,  Ind. 

154 

•0-  The  Society  is  not  responsible  for  statements  by  authors  «> 


REPRODUCING  SYSTEMS  155 

and  sound  effects,  which  generally  are  not  localized  on  the  screen, 
is  broadened  beyond  the  screen  area  by  the  use  of  multipled  groups 
of  loud  speakers. 

A  committee  composed  of  members  of  the  various  Hollywood 
studios  has  been  set  up  under  the  Academy  of  Motion  Picture  Arts 
and  Sciences  and  is  engaged  in  studying  the  various  systems  with  the 
view  of  standardizing  one  of  them  for  general  industry  use. 

With  this  amount  of  activity  in  the  field  it  was  felt  that  a  discussion 
of  some  of  the  aspects  of  multiple-speaker  reproduction  and  of  one  of 
the  proposed  systems  would  be  of  interest  to  the  members  of  the 
Society. 

It  is  of  course  understood  that  everyone  is  interested  in  standard- 
izing a  system  that  will  be  practicable  for  the  majority  of  motion 
picture  theaters.  In  order  that  it  be  generally  acceptable  the  system 
should  satisfy  these  five  requirements : 

(1)  It  should  make  an  improvement  in  the  dramatic  quality  of  the  motion 
picture  presentation  that  will  justify  the  cost  of  the  change. 

(2}  The  cost  of  the  additional  equipment  should  be  low  enough  to  make  it 
practicable  for  the  smaller  as  well  as  the  larger  theaters. 

(5)  Present  standards  of  film,  picture,  and  sound-track  dimensions  should 
not  be  changed  in  any  way  that  will  require  modification  of  existing  equipment 
except  to  provide  the  improved  reproducing  characteristics. 

(4)  Existing  theater  equipment  of  modern  types  should  not  be  rendered  obso- 
lete.    The  improved  reproduction  characteristics  should  be  obtainable  by  addi- 
tions to  the  installed  equipment. 

(5)  The  modified  equipment  must  reproduce  sound  from  the  present  standard 
release  films  without  any  Deterioration  in  quality  over  that  which  would  be 
obtained  from  existing  standard  equipment.     Release  prints  prepared  for  the  im- 
proved type  of  reproduction  should  be  reproduced  on  standard  equipment  with 
quality  as  good  as  would  be  obtained  from  a  standard  print. 

It  is  possible,  even  within  the  limits  of  these  requirements,  to  make 
a  noticeable  improvement  in  reproduction  by  taking  advantage  of 
the  differences  between  what  constitutes  the  most  favorable  condi- 
tions for  reproducing  dialog  and  music.  It  has  been  recognized 
almost  from  the  earliest  days  of  motion  picture  recording,  that 
dialog  represents  a  recording  and  reproducing  problem  that  is  en- 
tirely different  from  that  presented  by  music,  choruses,  or  sound- 
effect  scenes.  We  might  distinguish  between  the  two  types  by  say- 
ing that  the  original  speech  is  produced  by  approximately  a  point- 
source  while  the  original  source  of  music  and  the  sounds  of  most 
spectacular  effect-scenes  is  one  of  large  area. 


156  H.  I.  REISKIND  [j.  s.  M.  P.  E. 

The  motion  picture  technic  used  for  dialog  scenes  is  one  that  plays 
almost  all  the  action  in  medium  or  cl6se  shots.  In  order  to  improve 
both  illusion  and  intelligibility  we  are  interested  in  obtaining  a 
high  degree  of  "presence" ;  that  is,  we  should  like  to  get  the  effect  of 
the  sound  coming  from  just  in  front  of  the  screen. 

Because  of  the  limited  size  of  the  screen  the  technic  is  one  of  always 
bringing  the  action  in  front  of  the  viewer  rather  than  having  him 
look  toward  the  action;  and  in  general  it  can  be  said  that  there  is 
comparatively  little  motion  in  the  scene  with  respect  to  the  viewer. 
It  must  be  recognized  also  that  even  when  there  is  motion  on  the 
screen  the  angle  subtended  by  the  screen  at  the  eyes  of  most  of  the 
viewers  is  quite  small,  and  consequently  the  viewers  are  seldom  con- 
scious of  such  motion.  On  the  basis  of  SMPE  Recommended  Prac- 
tice6 the  screen  subtends  an  angle  of  about  I6l/z  degrees  at  the  eye 
of  an  observer  in  the  middle  of  the  theater.  Particularly  in  a  theater 
with  a  balcony,  the  angle  at  the  majority  of  seats  is  even  smaller. 

Music  and  sound  effects  present  an  entirely  different  problem. 
Not  only  are  they  generally  produced  over  a  large  area  but  in  most 
instances  the  source  of  the  music  is  not  pictured  on  the  screen,  and 
we  are  more  interested  in  obtaining  a  spatial  effect  than  in  localizing 
the  source  of  the  sound.  A  very  similar  condition  applies  in  the 
spectacular  type  of  sound-effect  scene,  such  as  the  earthquake  of 
San  Francisco,  the  avalanche  of  Lost  Horizon,  or  the  battle  in  The  Sea 
Hawk.  Here  we  are  interested  in  obtaining  the  illusion  of  sound 
coming  from  an  area  much  greater  than  that  pictured  on  the  screen 
and  the  effectiveness  of  the  scene  would  be  enhanced  by  having  the 
sound  come  from  the  entire  front  of  the  theater  or  in  certain  cases 
even  have  the  audience  entirely  surrounded  by  the  sound  source. 

We  are  able  to  differentiate  between  the  various  types  of  scenes  in 
the  recording  operation  and  provide  the  microphone  placement  and 
acoustic  environment  best  suited  to  each  scene.  However,  in  repro- 
duction it  has  been  the  practice  to  use  the  same  loud  speaker  system 
at  all  times.  Because  of  the  importance  of  the  dialog  in  telling  the 
story,  our  speaker  systems  have  evolved  into  a  form  that  is  par- 
ticularly well  adapted  to  give  a  high  degree  of  intelligibility  and 
presence.  The  single  set  of  speakers  located  back  of  the  screen  tends 
to  approach  a  point-source,  and  while  this  is  exactly  what  is  needed  to 
give  maximum  clarity  and  presence  for  dialog,  it  tends  to  give 
music  a  "squeezed"  effect;  particularly  in  a  large  theater.  The 
comparison  is  especially  striking  when  it  is  made  between  an_actual 


Aug.,  1941]  REPRODUCING  SYSTEMS  157 

orchestra  and  music  reproduced  through  a  single  speaker  system  in 
the  same  theater. 

Methods  have  been  developed  for  overcoming  this  "squeezed" 
effect  by  the  use  of  multiple  sound-tracks  and  reproducing  channels. 
The  possibilities  of  auditory  perspective  have  been  demonstrated  by 
the  Bell  Telephone  Laboratories,  on  several  occasions. L  3 

Another  method  of  attacking  the  problem  is  based  upon  the  idea 
that  exact  imitation  of  the  original  may  not  be  our  goal  in  the  re- 
production of  music.  Many  persons,  including  musicians,  feel  that 
the  sound  from  a  real  orchestra  may  not  be  the  ultimate  in  impres- 
siveness.  The  belief  has  been  expressed  that  a  better  effect  might  be 
obtained  from  an  orchestra  if  the  violins,  for  example,  instead  of 
being  seated  in  a  group,  were  intermingled  with  the  other  instru- 
ments. In  some  ways  reverberation  produces  a  little  of  this  effect 
in  that  it  brings  the  sound  to  the  listener  from  many  directions  and 
thus  reduces  the  effect  of  definite  location.  It  is  accepted  that  a 
large  amount  of  reverberation  is  necessary  to  make  music  pleasing. 
However,  intermingling  the  instruments  is  impracticable  from  the 
players'  standpoint,  since  it  is  largely  because  of  the  grouping  that 
each  section  of  instruments  is  able  to  play  together,  both  as  to  tempo 
and  pitch.  Such  an  arrangement,  however,  can  be  accomplished  in 
a  reproducing  system  by  several  groups  of  speakers  in  multiple  spread 
across  the  front  of  the  theater.  The  effectiveness  of  this  method  of 
reproducing  music  was  demonstrated  in  1937  in  the  RCA  sound  re- 
producing system  installed  for  the  production  The  Eternal  Road, 
where  individual  sound-tracks,  reproducing  channels,  and  speaker 
systems  were  employed  for  the  orchestra,  choruses,  and  soloists.4 
The  individual  solo  and  chorus  channels  allowed  speaker  placements 
giving  the  desired  illusion  of  location.  The  orchestra  music,  which 
had  been  recorded  on  a  single  sound-track,  was  reproduced  through 
a  number  of  loud  speaker  systems  spread  across  the  front  of  the 
theater.  This  use  of  multipled  speaker  systems  provided  a  large 
sound-emitting  area  more  nearly  approximating  the  original  source 
than  did  the  single-speaker  system.  This  system  did  not  localize 
the  position  of  each  instrument,  but  added  a  "spread"  or  spatial 
effect  and  gave  the  impression  that  the  music  actually  filled  the 
auditorium  rather  than  that  it  came  from  a  definite  source  at  the 
center  of  the  stage. 

The  effectiveness  ot  the  multiple-speaker  system  for  music  and 
effects  has  also  been  demonstrated  by  the  sound-reinforcing  system 


158  H.  I.  REISKIND  [j.  s.  M.  P.  E. 

installed  in  the  Radio  City  Music  Hall.  This  system  consists  of 
three  individual  amplifier  channels  feeding  three  banks  of  speakers. 
One  bank  is  located  to  the  right,  one  to  the  left,  and  one  above  the 
center  of  the  stage,  and  the  system  is  arranged  so  that  the  three 
channels  may  be  used  individually  or  in  parallel.  Comparative  tests 
almost  six  years  ago  convinced  both  the  Music  and  Sound  depart- 
ments of  the  Radio  City  Music  Hall  that  their  multiple-speaker 
method  gave  more  effective  and  pleasing  reinforcement  and  more 
nearly  simulated  the  effect  of  a  large  orchestra  playing  in  a  large 
auditorium  than  the  use  of  three  separate  discrete  channels. 

The  "Fantasound"  system  of  reproduction  is  an  example  of  the 
possibilities  of  combining  both  stereophonic  reproduction  and  the 
principle  of  extending  fie  source.  Both  methods  are  used  in  this 
picture,  depending  up-  \  the  effect  desired.  The  "Ave  Maria" 
number,  which  many  c  nsider  the  most  impressive  part  of  the  per- 
formance, is  an  examj  of  the  results  that  may  be  obtained  with 
multiple-speaker  reprq  otion.  For  this  selection  a  large  number 
of  speakers  were  installec  ajong  the  sides  and  back  of  the  theater  and 
multiplied  to  the  corresj  ending  set  of  side  speakers  on  the  stage. 
In  this  way  the  sound  irom  each  side  sound-track  was  reproduced 
along  the  entire  corresponding  side  of  the  house  rather  than  from  the 
stage  alone.4 

Another  example  of  the  effectiveness  of  surrounding  the  audience 
by  the  sound  source  is  the  reproducing  equipment  installed  for  the 
RCA  large-screen  television  demonstration  at  the  New  Yorker  Thea- 
ter. Loud  speakers  in  multiple,  located  on  all  the  walls  and  on  the 
ceiling,  as  well  as  on  the  stage,  materially  improved  the  sound  illu- 
sion, and  in  one  scene  were  used  to  make  the  audience  teel  that  they 
were  actually  being  subjected  to  a  bombing  attack. 

The  improvement  in  music  and  effect  reproduction  obtainable 
through  the  use  of  multipled  groups  of  speakers,  and  the  development 
by  C.  M.  Burrill  of  a  method  of  using  the  sprocket-hole  area  of  the 
film  to  provide  a  control  signal,  led  M.  C.  Batsel  to  propose  that  a 
commercially  practicable  multiple-speaker  reproducing  system  be 
developed  for  motion  picture  theaters. 

This  could  be  done  by  equipping  theaters  with  additional  speakers 
located  well  to  the  sides  of  the  screen  and  arranging  the  control 
equipment  so  that  these  supplementary  speakers  would  operate  in 
parallel  with  the  screen  speakers  during  all  music  and  effect  sequences, 
but  be  off  during  dialog.  This  arrangement  would  provide  a  spatial 


Aug.,  1941] 


REPRODUCING  SYSTEMS 


159 


effect  or  "acoustic  spread"  for  the  music  and  effects  reproduction  and 
still  maintain  the  intelligibility  and  "presence"  of  the  dialog,  since 
dialog  will  be  reproduced  exactly  as  at  present. 

In  addition  to  "acoustic  spread,"  consideration  was  given  to  the 
desirability  of  providing  increased  volume  range.  It  was  recently 
pointed  out  by  W.  A.  Mueller,7  that  the  permissible  volume  range  of 
reproduced  dialog  is  limited  by  theater  and  audience  noise  at  one 
end,  and  at  the  other  by  the  maximum  loudness  to  which  the  audience 
can  comfortably  listen.  This  range  is  less  than  the  volume  range  of 


SIDE 
SPEAKERS 


) 

:K 

sc 

SPE 

] 

S 

SPE 

>—  < 

DL 
< 

-    n 

1 

SIDE 


FIG.  1.  Simplified  block  diagram 
of  a  multiple-speaker  reproducing 
system. 


50%  1002 

CONTROL  TONE  AMPLITUDE 


FIG.  2.  Output  characteristics 
of  loud  speaker  groups  in  a  mul- 
tiple-speaker system. 


existing  film  recording  methods,  and  it  was  therefore  not  considered 
necessary  to  have  any  volume  control  for  dialog  scenes. 

Mr.  Mueller  pointed  out  also  that  with  standard  reproduction, 
audiences  generally  object  to  music  reproduced  at  levels  much  higher 
than  those  used  for  dialog.  However,  tests  made  of  music  reproduc- 
tion with  acoustic  spread  indicated  that  higher  levels  could  be  used 
without  discomfort  and  with  consequent  improvement  in  the  ef- 
fectiveness of  the  music. 

The  spectacular  type  of  effect  sequences,  hurricanes,  battles,  and 


160 


H.  I.  REISKIND 


[J.  S.  M.  P.  E. 


so  forth,  which  of  course  call  for  increased  reproducer  gain,  are  also 
improved  by  acoustic  spread. 

Since  it  appears  that  all  those  sequences  that  may  require  in- 
creased reproducer  volume  are  also  benefited  by  acoustic  spread,  it 
was  decided  that  the  system  would  be  arranged  so  that  as  the  control 
tone  was  increased  it  would  first  provide  acoustic  spread  by  fading 
in  the  supplementary  side  speakers  and  then  control  the  volume  of 
the  entire  system. 


a  b  c 

(Courtesy  Warner  Bros.  Pictures,  Inc.) 

FIG.  3.  Composite  release  print  with  sprocket-hole  control  track: 
(a)  Minimum  modulation,  (b)  Intermediate  modulation,  (c}  Maxi- 
mum modulation. 


An  elementary  block  diagram  of  such  a  system  is  shown  in  Fig.  1. 
The  control  circuits  are  designed  so  that  with  the  minimum  control 
signal,  unit  /  has  a  gain  that  is  less  than  its  maximum  gain,  and  unit 
71  is  off.  This  represents  the  dialog  reproducing  condition  (screen 
speaker  operating,  side  speakers  off).  For  music  or  effect  reproduc- 
tion at  normal  levels,  the  control  signal  amplitude  may  be  increased 
to  about  50  per  cent,  operating  unit  //  and  turning  on  the  side 
speakers.  Any  further  increase  in  control  tone  amplitude  has  no 
effect  upon  the  gain  of  unit  //.  Unit  /  is  designed  so  that  its  gain 


Aug.,  1941] 


REPRODUCING  SYSTEMS 


161 


(which  represents  the  overall  system  gain)  is  unchanged  by  the  in- 
crease of  the  control  signal  to  50  per  cent,  but  a  further  increase 
(from  50  to  100  per  cent)  will  increase  its  gain,  and  thus  increase  the 
loudness  of  both  screen  and  side  speakers.  The  relation  between 
speaker  outputs  and  control  tone  amplitude  is  shown  in  Fig.  2. 
This  system  requires  a  single-frequency  control  tone  variable  only 
in  amplitude.  Such  a  tone  might  be  recorded  on  the  portion  of  the 
film  outside  the  sprocket-holes,  between  the  sound-track  and  the 
picture,  or  standards  could  be  changed  and  a  portion  of  the  sound- 
track area  utilized.  However,  the  proposal  ot  C.  M.  Burrill  to  use 


FIG.  4.     Sprocket-hole  control  track  scanning  system. 

the  sprocket-hole  area  appears  to  be  the  most  practicable  since  it 
requires  no  changes  in  existing  standards.  Such  a  track  can  be  re- 
corded and  printed  very  easily,  and  can  be  reproduced  by  a  very 
simple  and  inexpensive  attachment  to  the  sound-head. 

When  the  sprocket-hole  area  is  scanned,  a  96-cycle  tone  is  generated. 
The  positive  half-wave  will  have  an  amplitude  dependent  upon  the 
amount  of  light  passing  through  the  hole,  while  the  negative  half- 
wave  amplitude  will  be  determined  by  the  light  passing  through  the 
"lands"  (the  spaces  between  the  sprocket-holes).  Accordingly,  the 
96-cycle  control  tone  may  be  varied  in  amplitude  simply  by  changing 
the  transmission  of  the  "lands."  Maximum  signal  is  obtained  when 


162  H.  I.  REISKIND  [j.  S.  M.  P.  E. 

the  "lands"  are  all  black,  and  minimum  when  they  are  clear.  Fig.  3 
is  a  photograph  of  three  portions  of  a  composite  release  prints  show- 
ing the  track  for  minimum,  maximum,  and  intermediate  values  of 
control  tone. 

Since  the  track  occupies  the  entire  width  of  the  sprocket-hole  area 
and  the  frequency  to  be  reproduced  is  low,  a  very  large  aperture  may 
be  used.  This  makes  possible  the  very  simple  scanning  system  shown 
in  Fig.  4.  The  lamp  is  rated  at  6.5  volts,  0.43  ampere,  and  because 
of  the  large  aperture,  furnishes  more  than  sufficient  light  without  the 
use  of  any  lenses.  The  signal  output  of  this  simple  scanning  system 
is  higher  than  that  from  a  normal  sound-track  scanned  by  a  standard 


FIG.  5.     Sprocket-hole  control  track  scanning  system  mounted  in  a 
standard  sound-head. 

optical  system,  thus  allowing  the  use  of  a  reasonably  low-gain 
amplifier. 

A  further  advantage  of  this  track  lies  in  the  large  tolerances  allow- 
able in  recording,  processing,  and  reproducing.  It  will  be  noted  that 
it  has  not  been  necessary  to  provide  any  lateral  guide  adjustment  of 
the  scanning  assembly.  Fig.  5  shows  the  system  mounted  in  a  stand- 
ard sound-head.  The  unit  mounts  around  the  hold-back  sprocket 
and  requires  practically  no  modification  to  the  sound-head. 

In  any  reproducing  system  it  is  desirable  that  the  signal  amplitude 
be  independent  of  exciter  lamp  output  or  photocell  sensitivity.  For- 
tunately this  result  can  be  obtained  in  the  reproduction  of  the  con- 


Aug.,  1941]  REPRODUCING  SYSTEMS  163 

trol  tone  by  a  very  simple  method  which  makes  use  of  the  logarithmic 
relation  existing  between  the  grid  current  and  the  plate  voltage  of 
any  vacuum  tube.8  With  a  circuit  using  this  characteristic  it  is  pos- 
sible to  vary  the  exciter  lamp  intensity  by  more  than  5  to  1  with  a 
change  in  output  of  less  than  1.5  db.  With  a  linear  amplifier,  this 
same  variation  in  exciter  lamp  intensity  would  produce  a  change  in 
output  of  over  14  db. 

The  system  described  above  meets  all  the  requirements  laid  down 
at  the  beginning  of  this  discussion.  By  requiring  only  that  all  prints 
not  recorded  for  control  track  reproduction  have  a  clear  sprocket- 
hole  area,  complete  interchangeability  of  prints  is  obtained  and  it  will 
not  be  necessary  for  exchanges  to  carry  two  types  of  prints  for  any 
picture.  In  addition,  the  system  is  simple;  any  modern  system  can 
be  modified  to  provide  multiple-speaker  reproduction,  and  the  im- 
provement obtained  is  a  real  one. 

Thanks  and  credit  are  due  to  Messrs.  M.  C.  Batsel,  C.  M.  Burrill, 
and  A.  R.  Morgan  for  the  ideas  and  original  work  upon  which  this 
system  is  based;  to  Messrs.  J.  L.  Underbill,  R.  Bierwirth,  L.  Biber- 
man,  and  J.  Lehman  for  their  help  in  the  design  and  construction  of 
the  original  equipment;  to  Messrs.  E.  W.  Kellogg  and  J.  E.  Volkman 
for  their  assistance  and  ideas  throughout  the  work;  and  to  Warner 
Bros.  Pictures,  and  the  Hollywood  staff  of  RCA  Manufacturing 
Company,  Inc.,  for  the  field  testing  of  the  system. 

REFERENCES 

1  MAXFIELD,  J.  P.:    "Demonstration  of  Stereophonic  Recording  with  Motion 
Pictures/'  /.  Soc.  Mot.  Pict.  Eng.,  XXX  (Feb.,  1938),  No.  2,  p.  131. 

2  OFFENHAUSER,  W.  H.,  JR.,  AND  ISRAEL,  J.  J.:    "Some  Production  Aspects 
of  Binaural  Recording  for  Sound  Motion  Pictures,"  /.  Soc.  Mot.  Pict.  Eng., 
XXXII  (Feb.,  1939),  No.  2,  p.  139. 

3  FLETCHER,  HARVEY:    "Stereophonic  Reproduction  from  Film,"  Bell  Labora- 
tories Record,  XVIII  (May,  1940),  No.  9,  p.  260. 

4  KPWALSKI,  R.  J.:     "RCA's  'Fantasound'  System  as  Used   for    Disney's 
'Fantasia/  "  Internal.  Project.  (Nov.,  1940),  p.  20. 

5  "Revision  of  SMPE  Standards,"  /.  Soc.  Mot.  Pict.  Eng.,  XXX  (March,  1938), 
No.  3,  p.  249. 

6  DIMMICK,  G.  L.:    "The  Eternal  Road,"  Electronics,  10  (April,  1937),  No.  4, 
p.  28. 

7  MUELLER,  W.  A.:     "Audience  Noise  as  a  Limitation  to  the  Permissible 
Volume  Range  of  Dialog  in  Sound  Motion  Pictures,"  /.  Soc.  Mot.  Pict.  Eng., 
XXXV  (July,  1940),  p.  48. 

8  PAYNE,  E.  L.,  AND  STORY,  J.  G.:     "A  Portable  Programme  Meter,"  The 
Wireless  Engineer,  XII  (Nov.,  1935),  No.  146,  p.  588. 


SOME  THEORETICAL  CONSIDERATIONS  IN  THE  DESIGN 
OF  SPROCKETS  FOR  CONTINUOUS  FILM  MOVEMENT* 


J.  S.  CHANDLER** 

Summary. — After  a  brief  introduction  the  paper  gives  a  discussion  of  the  steps 
of  sprocket  design  with  the  ultimate  aim  of  keeping  the  flutter  to  a  minimum. 

Firs4  the  selection  of  the  proper  sprocket-tooth  pitch  is  considered,  then  the  steps 
required  in  arriving  at  the  proper  basic  tooth  profile,  and  finally  the  modified  tooth 
profile  are  illustrated  by  an  example. 

Curves  of  theoretical  flutter  versus  per  cent  of  film  shrinkage  are  given  for  several 
cases  for  a  24-tooth  sprocket.  The  effect  of  number  of  teeth  is  also  shown  by  curves. 

An  analysis  of  film  and  friction  forces  gives  a  clue  to  proper  film  guide  design. 

A  word  about  sprocket-tooth  shapers  and  results  obtained  from  an  experimental 
sprocket  conclude  the  paper. 

The  degree  of  accuracy  and  the  directness  of  the  method,  as  well  as  the  resulting  opti- 
mum performance,  are  noteworthy. 

This  paper  gives  an  analysis  of  the  mechanism  of  film  engagement 
with  sprocket- teeth,  and  proposes  a  method  of  determining  the  cor- 
rect tooth  profile  for  a  given  set-up. 

In  order  to  avoid  confusion  the  convention  represented  by  Fig.  1 
will  be  adopted.  An  external  net  force,  F,  is  exerted  on  the  film  to- 
ward the  left.  This  is  balanced  by  the  force  of  the  sprocket-teeth 
against  the  film.  The  direction  of  rotation  is  counter-clockwise. 
In  other  words,  the  sprocket  under  consideration  is  a  "hold-back" 
sprocket.  (The  analysis  will  hold  equally  well  for  a  "drive"  sprocket 
by  reversing  the  direction  of  rotation.)  The  film  comes  in  contact 
with  the  base  circle,  B,  of  the  sprocket  at  the  point  of  tangency,  P. 
Only  the  right-hand  faces  of  the  teeth  come  in  contact  with  the  film. 

FILM  PATH 

As  shown  by  Fig.  1  the  lower  surface  of  the  film  travels  along  path 
AP  during  tooth  engagement.  This  may  be  any  suitable  curve, 
either  convex  upward  or  downward,  or  it  may  be  a  straight  line. 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y. ;  received  May 
12,  1941.  Communication  No.  806  from  the  Kodak  Research  Laboratories. 

**  Eastman  Kodak  Co.,  Rochester,  N.  Y. 
164 

^  The  Society  is  not  responsible  for  statements  by  authors  •$• 


CONSIDERATION  IN  SPROCKETS  DESIGN  165 

The  film  path,  in  general,  is  fixed  by  the  design  of  film  shoe,  stripper, 
roller,  or  other  means,  and  in  some  cases  may  be  determined  wholly 
or  in  part  by  the  film  tension  and  stiffness.  In  order  to  simplify  the 
analysis  and  the  shoe  construction,  the  film  path,  AP,  is  taken  to  be 
the  arc  of  a  circle  (or  a  straight  line)  tangent  to  the  base  circle  at  P. 
The  sprocket-base  circle  is  a  convenient  reference  circle  and  may  not 
exist  on  the  actual  finished  sprocket  if  other  means  of  film  support  are 
provided. 

The  film  may  remain  in  contact  with  the  base  circle  any  arbitrary 
distance,  say,  PC,  and  then  disengage  from  the  teeth  along  any  suit- 
able path  similar  to  or  different  from  AP.  The  special  case  of  PC 
=  0,  as  well  as  the  general  case,  will  be  treated  later  in  the  paper. 

In  general,  only  one  sprocket-tooth  will  touch  the  film  at  any  given 
time  except  at  the  transition  instant  when  two  teeth  will  touch. 


SPROCKET  TOOTH 


FIG.  1.     Sketch  of  film  and  sprocket. 
FLUTTER 

The  aim  of  the  designer  is  to  produce  a  sprocket  that  will  move  the 
film  along  as  steadily  as  possible.  Unsteady  movement  will  produce 
density  variations  in  the  case  of  picture  printers  or  "flutter"  in  the 
case  of  sound  apparatus.  For  purposes  of  this  paper,  flutter  will  be 
considered  as  a  measure  of  the  unsteadiness  and  will  be  defined  as 
the  ratio  between  the  unsteady  film  velocity  component  and  the 
steady  velocity  component.  If  the  film  speed  is  1  per  cent  higher 
than  the  average  at  a  given  instant,  the  flutter  is  1  per  cent  at  that 
instant.  The  flutter  frequency  will  be  that  of  the  sprocket  teeth,  24 
cycles  per  second  for  16-mm  film  and  96  cycles  per  second  for  35-mm 
film.  As  a  rough  basis  of  comparison,  the  time  average  of  the  in- 
stantaneous flutter  may  be  considered  but  is  not  to  be  taken  as  a 
measure  of  the  subjective  effect. 

The  determination  of  flutter  is  facilitated  if  we  consider  only  ve- 
locities relative  to  the  base  circle  of  the  sprocket,  which  is  assumed  to 
rotate  at  constant  velocity.  For  this  reason  we  will  consider  that 


166 


J.  S.  CHANDLER 


[J.  S.  M.  P.  E. 


the  sprocket  is  stationary  while  the ;  film  moves  around,  winding  on 
at  the  right  and  off  at  the  left. 

SPROCKET-TOOTH  PITCH 

The  sprocket-tooth  pitch  is  defined  as  the  distance  measured  along 
the  base  circle  between  corresponding  points  on  consecutive  teeth. 
The  sprocket  must  be  designed  to  accommodate  a  certain  range  of 
film  pitch  caused  by  shrinkage  or  stretch  after  the  perforating  opera- 
tion. 

Let  us  consider  two  cases:  In  Case  /,  the  tooth  pitch  equals  the 
maximum  film  pitch  expected.  The  tooth  shape  can  be  so  designed 
that  the  film  of  minimum  expected  pitch  first  begins  tooth  contact 
at  point  A  (Fig.  1).  Thus,  the  entire  path  from  A  to  P  is  available 


PERCENT  AVERAGE  FLUTTER 

0  o  P  C 
0  M  Ifr  <J>  6 

\ 

% 

\ 

\ 

\ 

V 

f 

^*         """ 

\ 

0.6  0.8 

PER  CENT  SHRINKAGE 


1.0 


FlG.  2. 


Flutter  vs.  Shrinkage  for  two  cases  of 
a  24-tooth  sprocket. 


for  accommodating  the  pitch  range.  The  teeth  act  to  slide  the  film 
to  the  right  over  the  base  circle. 

In  Case  II  the  tooth  pitch  is  made  equal  to  the  minimum  film 
pitch  expected.  The  film  of  more  than  minimum  pitch  is  permitted 
to  slide  to  the  left  over  the  base  circle  as  the  perforations  leave  the 
teeth  to  the  left  of  point  C  (Fig.  1).  Because  of  the  abrupt  manner 
in  which  the  film  leaves  the  teeth,  however,  the  pitch  range  must  be 
accommodated  during  a  relatively  short  time. 

Fig.  2  gives  the  average  theoretical  flutter  as  a  function  of  film 
shrinkage  for  a  16-mm,  24-tooth  sprocket  accommodating  1  per  cent 
of  shrinkage.  Optimum  tooth  design  is  assumed  in  each  case.  Not 
only  is  the  maximum  average  flutter  3.85  times  greater  for  Case  //, 


Aug.,  1941]          CONSIDERATIONS  IN  SPROCKET  DESIGN  167 

as  the  curves  show,  but  owing  to  sharper  peaks  in  Case  //,  the  maxi- 
mum instantaneous  flutters  are  in  the  ratio  of  5.20  to  1.  Further- 
more, the  design  of  Case  //  will  not  work  well  as  a  drive  sprocket 
(by  reversal  of  rotation),  since  the  film  will  tend  to  ride  off  or  produce 
excessive  friction  against  the  guides. 

It  will  be  noted  that  the  sprocket  of  Case  /  will  serve  as  either  a 
"hold-back"  or  a  "drive"  sprocket.  If  used  as  a  "hold-back" 
sprocket,  a  guide  above  the  film  or  additional  balanced  film  tension 
is  required  to  move  the  film  down  the  tooth  face.  This  may  be 
avoided  by  using  Case  //  for  "hold-back"  sprockets,  but  more  un- 
steadiness of  film  movement  results. 

Hence,  for  flutter  considerations,  most,  if  not  all,  of  the  pitch  range 
should  be  accommodated  by  the  method  of  Case  /.  The  tooth 
pitch  should  be  equal  to  or  just  a  little  less  than  the  maximum  film 
pitch  contemplated. 

The  first  step  in  the  sprocket  design  is  to  determine  the  base  circle 
radius  that  will  make  the  sprocket  pitch  equal  to  maximum  film 
pitch  for  the  number  of  teeth  desired.  The  film  thickness  must  be 
taken  into  consideration. 

BASIC  TOOTH  SHAPE 

For  the  second  step  in  the  design  it  is  necessary  to  find  the  curve 
generated  by  a  point  on  the  film  path  when  this  path  is  rolled  with- 
out slipping  on  the  base  circle.  This  is  the  well  known  epicycloid 
(or  involute,  in  case  the  film  path  is  a  straight  line).  It  is  recom- 
mended that  this  curve  be  plotted  from  the  parametric  equations 
given  in  Appendix  /  for  the  three  possible  cases.  The  graphical 
method  requires  an  awkwardly  large  scale  to  obtain  sufficient  ac- 
curacy. 

The  parameter  in  each  case  is  the  angle  rolled  through  on  the  base 
circle.  When  angle  0  is  multiplied  by  a  suitable  constant,  it  gives 
the  time  required  for  the  film  to  travel  over  the  path  from  point 
(x,  y)  to  P  (Figs.  3,  4,  and  5). 

It  is  evident  that  one  degree  of  freedom  at  the  designer's  command 
is  the  radius  of  curvature  of  the  film  path.  In  plotting  the  above 
curves  it  will  be  discovered  that  the  second  case  of  Appendix  /  gives 
the  longest  time  of  film  engagement  for  a  given  tooth  height.  This  is 
desirable  in  reducing  flutter. 

The  value  of  a  =  0.5c  for  this. case  has  been  found  to  be  a  good 
basic  assumption.  A  much  larger  value  reduces  the  engagement 


168 


J.  S.  CHANDLER 


U.  S.  M.  P.  E. 


time  while  a  much  smaller  value  causes  the  tooth  to  "lie  down"  and 
gives  an  impracticable  shape.  Appendix  II  gives  values  of  x  and  y 
from  equations  3  and  4  of  Appendix  I  for  c  =  1  and  a  =  0.5. 

The  epicycloid  curve  gives  the  path  traveled  by  a  point  on  the 


OF  FILM 
EPICYCLOID 


FIG.  3.     Generation  of  epicycloid,  Case  I. 
Y 

S 

PATH  OF  FILM 
EPICYCLOID 


FIG.  4.     Generation  of  epicycloid,  Case  //. 

<a$£- 


cg 


PATH  OF  FILM 
INVOLUTE 


FIG.  5.     Generation  of  involute. 

film  (such  as  the  edge  of  a  perforation)  relative  to  the  sprocket  if  the 
film  does  not  slip  over  the  base  circle.  But,  as  we  have  seen,  all  film 
but  that  of  one  particular  pitch  must  slip  over  the  base  circle.  The 
tooth  shape,  therefore,  can  not  be  that  of  the  generated  epicycloid 
but  must  be  suitably  modified  to  produce  the  desired  slipping. 


Aug.,  1941] 


CONSIDERATIONS  IN  SPROCKET  DESIGN 


MODIFIED  TOOTH  SHAPE 

The  designer  may  exercise  his  ingenuity  in  modifying  the  tooth 
shape ;  one  film  pitch  may  be  favored  more  than  the  others  if  he  so 
desires. 

In  order  to  illustrate  the  entire  design  procedure,  as  well  as  to  give 
one  method  of  modifying  the  tooth  form,  the  following  example  will 
be  used:  Let  it  be  desired  to  design  a  24-tooth  sprocket  for  16-mm 
film,  the  film  pitch  to  vary  from  0.300  inch  to  0.297  inch,  or  from  0 
per  cent  to  1  per  cent  shrinkage.  (The  shrinkage  range  will  vary 


1.20 


R=  0.2000 
CENTER  0.0212 
BELOW  BASE  CIRC 


0.04 


1.14 


FIG.  6.     Tooth  layout. 


in  practice  according  to  equipment  and  film.) 

Step  I.    Radius  of  Base  Circle.— Ej  aUowing  0.006-inch  film  thick- 
ness and  matching  to  maximum  film  pitch,  the  base  circle  radius,  c, 
0.300(24) 


comes  out  as 


27T 


-  0.003  =  1.143  inches. 


Step  II.  Basic  Tooth  Shape.— By  multiplying  the  coordinates 
given  in  Appendix  //  by  1.143  and  plotting  them,  we  obtain  the 
epicycloid  curve  AB  of  Fig.  6  as  the  basic  tooth  shape.  The  values 
of  0  are  marked  on  the  curve.  A  scale  of  about  100:1  or  larger  may 


170  J.  S.  CHANDLER  [j.  s.  M.  P.  E. 

conveniently  be  used.  The  picture  is  more  complete  if  the  base  circle 
is  drawn  in  from  equation  7  or  from  equations  8  and  9. 

x*  +  y*  =  c*  (7) 

x  =  c(cos  0)  (8} 

y  =  c(sin  0)  (9) 

The  film  may  also  be  sketched  in  in  various  positions,  noting  that 
it  makes  the  angle  <£  with  the  Faxis,  where 

0  =  ad/(a  +  c)  (10} 

Step  III.  Modification  of  Tooth  Shape. — First,  the  permissible 
working  height  of  the  tooth  is  determined  by  noting  its  base  width 
and  the  general  shape.  The  tooth  width  is  dependent  upon  the 
number  of  teeth  in  "mesh."  For  this  example  the  width  at  base  is 
taken  as  0.034  inch  and  the  working  height  as  0.040  inch. 

This  tooth  height  is  found  to  correspond  to  0  =  26.7  degrees  by 
reading  from  a  curve  of  x  plotted  against  6  (not  shown).  In  other 
words,  we  have  available  26.7  degrees  of  rotation  in  which  to  take 
care  of  films  having  from  0  per  cent  to  1  per  cent  shrinkage. 

We  must  now  prepare  a  schedule  of  deductions,  D,  or  distances 
which  the  basic  tooth  shape  must  be  moved  to  the  left,  as  a  function 
of  e. 

The  following  procedure  is  recommended  but  is  not  the  only  one 
which  may  be  followed.  Let  the  curve  of  D  plotted  against  0  take 
the  form  of  a  perabola  with  its  nose  at  the  origin,  or 

D  =  Ae*  (11) 

The  value  of  A  is  determined  by  the  fact  that  the  distance  measured 
along  the  film  path  between  the  tip  of  one  tooth  and  the  next  tooth, 
which  is  15  degrees  to  the  left,  must  equal  the  minimum  film  pitch  or 
0.297  inch.  In  other  words,  D  at  26.7  degrees  is  0.003  inch  more  than 
D  at  11.7  degrees.  This  places  the  value  of  A  at  5.21(  10~6).  Fig. 
7  gives  the  schedule  of  deductions  thus  determined. 

These  deductions  are  laid  off  along  the  film  to  the  left  of  curve  AB 
to  determine  curve  AB'  of  Fig.  6. 

The  left-hand  face  of  the  tooth  should  give  uniform  film  clearance 
along  its  length.  This  is  dependent  upon  the  film-disengaging  path. 
The  tooth  of  Fig.  6  is  symmetrical. 

Step  IV.  Radius  of  Tooth  face. — The  design  of  the  sprocket  has 
been  completed  in  the  previous  three  steps.  However,  since  in 


Aug.,  1941] 


CONSIDERATIONS  IN  SPROCKET  DESIGN 


171 


actual  construction  the  tooth  profile  must  conform  to  the  arc  of  a 
circle,  the  designer  must  establish  the  radius  of  this  arc  and  its  center 
location.  This  may  be  done  either  graphically  from  Fig.  6  or  an- 
alytically. An  arc  can  be  found  which  fits  the  curve  AB'  remarkably 
well.  Any  deviation  of  the  arc  from  the  curve  simply  means  that  a 
slightly  different  schedule  of  deductions  is  enforced.  The  perform- 
ance of  the  sprocket  is  but  slightly  altered.  For  the  example  at 
hand,  a  radius  of  0.2000  inch  with  a  center  located  0.0212  inch  below 
the  base  circle  was  found  suitable. 

It  may  be  desirable  in  some  cases  to  specify  the  radius  of  the  gen- 
erating circle  for  the  involute  that  best  approximates  the  desired 
tooth  profile.  This  can  be  done  by  trial  and  error  and,  for  our  ex- 
ample, this  radius  is  1.118  inches.  The  involute  approximation  is 


0.004 


Q003 


-  0.002 


0.001 


12  16 

6, DEGREES 

Ficr7.     Schedule  of  deductions. 


not  as  good  as  the  circular  arc  approximation  because  the  radius  of 
curvature  of  the  involute  is  about  80  per  cent  too  great. 

FLUTTER  DETERMINATIONS 

It  is  of  considerable  interest  to  investigate  the  flutter  that  might 
theoretically  be  expected  from  the  sprocket  as  a  function  of  the  film 
shrinkage. 

If  the  curve  of  Fig.  7  is  replotted  on  a  time  base,  remembering  that 
15  degrees  is  equivalent  to  l/u  second,  we  have  a  displacement  curve. 
The  slope  of  the  displacement  curve  gives  the  velocity.  Determined 
mathematically  we  find  that  velocity 


v  =  1.350  /, 


(12) 


where  t  =  time  in  seconds. 


172 


J.  S.  CHANDLER 


[J.  S.  M.  P.  E. 


Film  of  any  given  shrinkage  is  under  the  influence  of  one  tooth  for 
y24  second  when  the  next  perforation  engages  the  next  tooth  and  the 
same  cycle  of  velocities  is  repeated.  If  we  substitute  t  =  l/u  in 
equation  12,  we  obtain  v  =  0.0563  inch  per  second,  one-half  of  which 
is  0.0281  inch  per  second.  Therefore,  the  film  may  be  considered  as 
having  an  unsteady  velocity  component  which  varies  linearly  from 
plus  0.0281  inch  per  second  to  minus  0.0281  inch  per  second  every  x/24 
second.  The  arithmetical  time  average  of  such  a  component  is 
0.01405  inch  per  second.  Since  the  steady  component  of  film  veloc- 
ity is  7.2  inches  per  second,  the  average  flutter  is  0.195  per  cent. 


0.4 


0.3 


O.I 


8  TEETH 


24 


40 


64 


0.2  0.4  0.6  0.8 

PER  CENT  SHRINKAGE 


1.0 


FIG.  8.     Flutter  vs.  Shrinkage  for  sprockets  of 
different  numbers  of  teeth. 


From  Fig.  7,  it  will  be  seen  that  6  =  15  degrees  the  deduction 
D  is  0.00118  inch,  which  corresponds  to  a  shrinkage  of  0.394  per 
cent.  Film  of  this  shrinkage  will  rest  against  the  teeth  during  rota- 
tion from  B  =  15  degrees  to  6  =  0  degrees.  For  film  of  0.394  per  cent 
to  1  per  cent  shrinkage  the  flutter  will  be  0.195  per  cent  as  calculated 
above  and  as  shown  by  Fig.  8.  However,  for  film  from  0  per  cent  to 
0.394  per  cent  shrinkage,  the  tooth  contact  is  carried  to  the  left  of 
point  P  (Fig.  1)  for  part  of  the  cycle.  If  PC  (Fig.  1)  is  equal  to  or 
greater  than  the  film  pitch,  the  velocity  during  this  part  of  the  cycle 
is  zero  relative  to  the  base  circle.  This  determines  the  portion  of  the 
flutter  curve  as  shown  from  A  to  B  in  Fig.  8.  If  PC  (Fig.  1)  =  0, 
the  film  begins  to  move  up  the  tooth  for  the  part  of  its  cycle  to  the 


Lug.,  1941]          CONSIDERATIONS  IN  SPROCKET  DESIGN  173 

left  of  P.  This  permits  the  film  to  slide  to  the  left  over  the  base  circle 
during  this  time;  for  the  rest  of  the  cycle  it  slides  to  the  right  under 
the  action  of  the  tooth  to  the  right  of  P.  Thus,  the  flutter  can  not 
become  zero  but  is  that  shown  by  line  AC  of  Fig.  8.  The  maximum 
instantaneous  flutter  is  no  longer  just  twice  the  average  flutter  but  is 
higher.  The  sprocket  may  be  designed  for  a  greater  range  of  shrink- 
age so  that  this  portion  of  the  curve  is  avoided  if  so  desired. 

EFFECT  OF  NUMBER  OF  TEETH 

Fig.  8  gives  the  "theoretical  flutter"  curves  for  sprockets  of  8,  12, 
40,  and  64  teeth  as  well  as  the  24-tooth  sprocket.     These  curves  were 


SHOE   FRICTION 
FORCE- 0.120  F 


FORCE   OF  SHOE 
AGAINST   FIL.M«0.480 


SPROCKET   TOOTH 

A 

TAN."0.2&/ 

FORCE   OF   TOOTH 
AGAmSTF.LMxO.995F  ^/  \Q^Qf 

TOOTH    FRICTION 
FORCE «0 248 F 

^ 

FIG.   9b 

FIG.  9.     Tooth  and  shoe  friction  force  diagram. 


calculated  for  PC  greater  than  the  film  pitch,  for  a  working  tooth 
height  of  0.040  inch,  and  for  a  shoe  radius  =1.5  times  the  base  circle 
radius.  The  curves  apply  to  16-mm  film  only.  In  some  cases  a 
better  design  might  result  by  reducing  the  shoe  radius  to  give  more 
angle  of  contact.  With  more  teeth  in  mesh  the  working  height  might 
have  to  be  reduced  because  of  narrower  teeth. 

An  analysis  of  the  curves  shows  that  the  maximum  average  flutter 
varies  nearly  inversely  as  the  0.7  power  of  the  number  of  teeth.  In 
other  words,  increasing  the  number  of  teeth  for  a  small  sprocket  gives 
more  improvement  than  for  a  large  sprocket. 


174  J.  S.  CHANDLER  [j.  s.  M.  P.  E. 

FRICTION  FORCES 

The  term  "theoretical  flutter"  was  used  in  the  preceding  section 
because  it  is  recognized  that  other  sources  of  flutter  exist  and  the 
calculated  values  may  not  be  attained  in  practice.  Two  additional 
sources  of  flutter  will  be  considered  here:  (1)  friction  of  film  against 
tooth  and  (2)  friction  of  film  against  guide  shoe.  Fig.  9  (a)  shows  a 
portion  of  the  film  as  it  is  just  beginning  tooth  engagement  at  the 
top  of  the  tooth  of  Fig.  6.  If  we  assume  a  coefficient  of  friction  of 
0.25,  the  forces  of  tooth  against  film  and  of  shoe  against  film  make  an 
angle  of  tan"1  0.25  with  their  respective  normals.  The  magnitudes 
of  these  forces  relative  to  the  film  force,  F,  are  determined  by  the 
force  triangle  of  Fig.  9(6). 

If  such  a  force  analysis  is  made  for  the  different  film  positions  it 
will  be  found  that  the  tooth  force  remains  substantially  equal  to  F, 
while  the  shoe  force  varies  from  0.480 .F  to  0.4347^.  As  the  tooth  face 
slopes  more  to  the  left  with  a  decrease  in  the  ratio  of  a  to  c  (Appendix 
/),  the  film  shoe  force  increases. 

The  force  analysis  also  shows  that  the  film  guide  must  be  above  the 
film  to  hold  it  down.  If  the  sprocket  is  to  act  as  a  drive  sprocket, 
the  tooth  and  shoe  forces  fall  on  the  other  side  of  their  respective 
normals,  and  the  guide  must  be  below  the  film  to  support  it. 

In  calculating  the  force  of  the  film  against  the  shoe,  it  is  well  to 
note  that  there  is  an  additional  radial  force  toward  the  center  owing 
to  the  curvature  of  the  film  path.  Neglecting  the  stiffness  of  the 
film  this  radial  force  =  F/r  per  unit  length  of  film,  where  F  is  the 
film  tension  and  r  is  the  radius  of  curvature.  For  the  24-tooth 
sprocket  example,  the  radial  force  =  0.17 oF  for  a  film  length  equal 
to  the  pitch. 

It  is  the  varying  nature  of  friction  which  imposes  a  varying  load 
on  the  sprocket  or  causes  the  film  to  proceed  by  jerks  and  thus  intro- 
duces flutter. 

SPROCKET-TOOTH  SHAPER 

The  usual  method  of  hobbing  sprocket  teeth  leaves  tool  marks 
across  the  face  of  the  tooth.  This  may  cause  the  film  to  catch  as  it 
moves  up  or  down  the  tooth.  For  some  experimental  work,  we  have 
used  a  tooth  shaper  in  which  the  cutting  stroke  is  downward  from  the 
top  of  the  tooth.  With  this  machine  a  very  smooth  tooth  surface 
can  be  obtained,  and  the  remaining  tool  marks  offer  the  least  resis- 
tance to  film  movement. 


Aug.,  1941]          CONSIDERATIONS  IN  SPROCKET  DESIGN 

CONCLUSIONS 


175 


An  8-tooth  experimental  16-mm  sprocket  was  designed  according 
to  the  procedure  just  described.  It  was  possible  to  obtain  consis- 
tently a  flutter  meter  reading  as  low  as  0.7  per  cent  for  a  film  of  0.5 
per  cent  shrinkage.  The  flutter  meter  was  calibrated  to  read  ir/2 
times  the  average  flutter.  The  average  flutter,  therefore,  was  0.45 
per  cent,  which  is  in  reasonable  agreement  with  Fig.  8. 

It  is  hoped  that  the  method  will  be  more  thoroughly  tested  by  ex- 
perimentation and  that  it  will  prove  helpful  in  tackling  the  problem 
of  sprocket  design. 

APPENDIX  I 

Case  I.     Film  path  is  an  arc  or  circle  convex  downward  (see  Fig.  3). 


x  =  (a  +  c)  cos  6  —  a  cos  I  (  1  + 
y  =  (a  +  c}  sin  0  —  a  sinl  (  1  +  M0J 


Case  II.     Film  path  is  an  arc  of  circle  convex  upward  (see  Fig.  4). 


a8 

x  =  (a  +  c)  cos  —  -  --  a  cos  6 
a  +  c 


(2} 


(3) 


(a  -f-  c]  sin 


a  -\-  c 


—  a  sin  6 


Case  III.  Film  path  is  a  straight  line  (see  Fig.  5). 
x  =  c(cos  6  +  rad  6  sin  6} 
y  =  c(sin  6  —  rad  8  cos  6) 

where  rad  6  =  6  measured  in  radians. 


(5) 


APPENDIX  II 

0,  deg. 

x 

y 

i 

0 

6 
.00183 
.00008 

1. 
0 

12 
00726 
.  00068 

1 
0 

18 

.01625 
.00229 

1. 
0, 

24 
02863 
00539 

30 
1.04420 
0.01048 

36 
1.06272 
0.01797 

0,deg 
x 

y 

i 

0 

42 
.08388 
.02831 

1 
0 

48 
.  10732 
.04189 

1 

0 

54 
.  13269 
.05902 

1, 
0 

60 
15954 
.08001 

176  J.  S.  CHANDLER 

DISCUSSION 

MR.  FRIEDL,  JR.:  Is  there  any  established  figure  for  the  optimum  shrinkage 
for  16  and  35-mm  positive  prints  as  circulated  for  general  use? 

MR.  CHANDLER  :  I  do  not  know  about  the  shrinkage  to  be  expected  from  16  and 
35-mm  film.  There  will  undoubtedly  exist  individual  cases  of  extreme  shrinkage. 
I  believe  that  the  sprocket  should  be  designed  for  the  great  bulk  of  the  cases  falling 
within  a  moderate  shrinkage  range,  reserving  a  small  portion  of  the  tooth  height 
to  be  rounded  off  so  that  the  extreme  cases  can  be  handled  without  regard  to  the 
flutter,  in  these  cases. 

DR.  CARVER  :  The  average  shrinkage  of  35-mm  cellulose  nitrate  film  is  about 
0.3  per  cent,  of  16-mm  cellulose  acetate  film  about  0.6  per  cent. 

MR.  FRIEDL,  JR.  :  In  35-mm  sound-film  reproduction  we  are  not  very  conscious 
of  flutter,  but  sprockets  are  not  used  today  to  pull  film  past  the  sound-gate. 
Various  devices  using  damped  rotary  inertia  gates  like  the  Rotary  Stabilizer  have 
made  the  matching  of  the  perforation  pitch  and  tooth  pitch  less  critical. 

MR.  KELLOGG:  I  am  surprised  at  the  small  amount  of  flutter  shown  on  the 
curves,  especially  in  cases  where  large  numbers  of  teeth  were  used. 

MR.  CHANDLER:  The  flutter  curves  of  Fig.  8  represent  the  unsteady  velocity 
of  the  film  owing  to  the  action  of  the  teeth  against  it.  The  film  has  a  certain  veloc- 
ity of  slip  relative  to  the  base  circle.  This  velocity  of  slip  varies  between  two  ex- 
treme values  in  a  definite  periodic  manner,  thus  determining  the  flutter.  The 
velocity  of  slip  may  become  zero  for  a  portion  of  the  cycle  for  films  of  certain 
shrinkage.  For  the  example  of  the  24-tooth  sprocket,  the  velocity  of  slip  over  the 
the  base  circle  is  zero  for  a  portion  of  each  cycle  for  films  of  less  than  0.394  per  cent 
shrinkage  (curve  AB,  Fig.  8),  while  for  films  of  more  than  0.394  per  cent  shrinkage 
the  velocity  of  slip  never  becomes  zero. 


A  METHOD  FOR  DESIGNING  FILM  SPROCKETS 
W.  G.  HILL  AND  C.  L.  SCHAEFER** 


Summary. — A  method  is  described  for  determining  the  sprocket -tooth  pitch  and 
consequently  the  base  diameter,  the  tooth  profile  shape  and  tooth  dimensions  of  film 
moving  sprockets  together  with  the  tooth  location  transverse  to  the  direction  of  film  travel. 
The  method  assumes  that  the  film  dimensions  are  known  or  can  be  determined.  Com- 
putations are  given  for  a  35-mm  32-tooth  sprocket  and  data  showing  the  allowable  film 
stretch  or  shrink  for  various  numbers  of  teeth  in  mesh. 

Film  moving  sprockets  can  be  classified  into  three  groups  accord- 
ing to  their  use  and  extent  of  film  shrinkage  which  they  must  accom- 
modate. 

(7)  Sprockets  where  little  or  no  shrinkage  is  encountered.  Associated  with 
this  group  are:  film  manufacturing  machines,  such  as  perforators,  examining 
machines,  etc. 

(II)  Sprockets  for  use  with  aged  undeveloped  film,  where  moderate  shrinkage 
must  be  accommodated:  cameras,  printers,  recorders,  etc. 

(IIP)  Sprockets  for  use  with  developed  film,  where  considerable  shrinkage  may 
be  present:  printers,  projectors,  etc. 

For  any  particular  group  the  main  considerations  in  sprocket  de- 
sign are:  the  pitch  or  distance  between  teeth,  which  of  course  de- 
termines the  base  diameter  of  the  sprocket  wheel;  the  tooth  shape; 
and  the  distance  between  the  rows  of  teeth.  Dimensions  referring 
to  relieved  areas  for  pictures  and  sound-track,  also  reference  to  flanges 
for  guiding  the  film  edges,  should  not  in  our  opinion  be  included  in 
the  design  method.  These  points  are  not  related  to  sprockets  in 
general,  but  apply  to  special  cases.  Furthermore,  factors  that  de- 
termine such  dimensions  are  not  definite,  and  the  introduction  of  a 
new  process  might  result  in  entirely  different  requirements.  It  is 
our  belief  that  such  construction  details  should  be  left  to  the  discre- 
tion of  the  designer. 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y.;    received  April 
14,  1941. 

**  Agfa  Ansco,  Binghamton,  N.  Y. 

177 

Society  is  not  responsible  for  statements  by  authors  $ 


178 


W.  G.  HILL  AND  C.  L.  SCHAEFER 


[J.  S.  M.  P.  E. 


Since  the  perforating  standards  for  film  are  well  established  and 
there  is  reason  to  believe  that  no  changes  will  be  made  in  the  principal 
dimensions,  we  have  expressed  the  base  diameter  for  the  sprocket  in 
terms  of  film  pitch.  It  Will  be  recognized,  then,  that  as  the  shrinkage 
characteristics  of  motion  picture  film  change,  and  they  no  doubt  will 
through  improvements  in  manufacturing,  the  method  of  sprocket  de- 
sign is  not  altered.  Another  point  that  should  be  mentioned  is  that 
for  any  motion  picture  film,  for  instance  16-mm,  classified  in  group 
/,  and  a  sprocket  of  a  definite  number  of  teeth  and  with  anywhere 
from  1  to  10  teeth  in  mesh,  the  same  sprocket  is  used.  This  means 
that  the  same  cutter  can  be  used  in  forming  the  teeth  of  such  sprock- 


py-r. 


FIG.  1.     Hold-back  sprockets 
B,  base  sprocket  dia.  -  (Dl  ~  G}N 


-  F 


3.1416 

DI,  film  perforation  pitch  =  D  —  DS 
D,  nominal  pitch  of  freshly  perforated  film 
S,  shrinkage 

G,  clearance  of  second  tooth  in  mesh 
N,  number  of  teeth  on  sprocket 
F,  film  thickness 

F,  number  of  teeth  in  mesh  minus  one 
P,  sprocket-tooth  pitch 

ets.  American  Sprocket  Standard  Z22.6-1941  for  16-mm  film  calls 
for  different  tooth  thicknesses  for  each  different  number  of  teeth  in 
mesh,  which  means  that  different  cutters  must  be  used. 

Fig.  1  represents  a  hold-back  or  take-up  sprocket;  the  sprocket  is 
shown  rotating  counter-clockwise,  the  film  feeding  from  a  loop  onto 
the  sprocket  at  the  right,  and  under  tension  as  it  leaves  engagement 
at  the  left.  It  will  be  noticed  that  the  clearance  G  has  been  so  chosen 
that  the  tooth  pitch  is  less  than  the  film  perforation  pitch.  This  is 
because  for  best  operation  it  is  deemed  advisable  to  relate  the  film 
and  sprocket  pitch  in  such  a  manner  that  the  film  is  always  free  to 
pass  onto  the  sprocket  teeth  and  have  the  disengaging  tooth  carry 
the  load. 


Aug.,  1941] 


DESIGNING  FILM  SPROCKETS 


179 


DI  is  the  perforation  pitch  of  the  film  that  is  to  operate  on  the 
sprocket  and  is  equal  to  D,  the  nominal  pitch  of  freshly  perforated 
film  minus  D  X  5,  where  S  represents  film  shrinkage.  Assuming 
that  the  film  bends  on  a  neutral  plane  midway  between  the  base  and 
emulsion  surfaces,  the  tooth  pitch  P  at  this  plane  then  equals  (Di—G). 
If  N  represents  the  number  of  teeth  on  the  sprocket  and  F  is  the  film 
thickness,  then  the  sprocket  base  diameter  as  shown  equals  (Di  —  G)N/ 
TT  —  F.  The  actual  value  of  G  should,  of  course,  be  determined  by  the 
use  for  which  the  sprocket  is  intended  but  should  be  as  small  as 
practicable  to  insure  that  the  film  will  run  smoothly  over  the  sprocket 
and  reduce  what  is  known  as  "sprocket-tooth  frequency."  For  10 
or  less  teeth  in  mesh  we  have  taken  G  equal  to  0.001  inch  and  for  11 


NO. OT  TEETUINHCSU 


FIG.  2.     35-mm  hold-back  sprocket. 

to  20  teeth,  0.0008  inch.     The  tooth  thickness  T  is  also  reduced  for 
more  than  10  teeth  in  mesh. 

Although  in  general  practice  20  teeth  or  more  in  mesh  will  seldom 
be  used,  some  means  of  design  for  such  cases  should  be  considered. 
It  will  be  recognized  that  for  large  numbers  of  teeth  in  mesh,  the 
wide  limits  of  shrink  and  stretch  will  not  be  permissible.  This  is 
true  because  the  thickness  of  teeth  T,  for  which  there  must  be  a 
practical  minimum,  has  a  direct  bearing  on  the  allowable  film  stretch 
or  shrinkage.  In  view  of  these  facts,  we  have,  for  these  cases  of  more 
than  20  teeth  in  mesh,  set  what  we  believe  is  a  minimum  tooth  thick- 
ness  of  W- 0.028  inch  by  fixing  C  as  0.020  inch  and  E  as  0.008  inch, 
and  allowed  G  to  vary,  G  being  equal  to  the  constant  C  divided  by 


180 


W.  G.  HILL  AND  C.  L.  SCHAEFER 


LT.  S.  M.  P.  E. 


Y.  This  means,  for  instance,  that  for,  16-mm  sprockets  with  more 
than  20  teeth  in  mesh,  the  tooth  thickness  becomes  0.022  inch.  The 
value  of  G,  determined  by  the  number  of  teeth  in  mesh,  can  then  be 
substituted  in  the  equation  and  the  base  diameter  determined. 

If  now  for  the  moment,  the  film  as  shown  on  the  sprocket  is  as- 
sumed to  be  freshly  perforated  stock,  the  amount  of  film  shrinkage 
accommodated  is  the  ratio  of  D—  P  to  D  and  the  film  stretch  accom- 
modated is  equal  to  the  quantity  (D  Y—  W)  —  (P  Y—  T)  divided  by 
(D  Y—  W),  where  Y  equals  one  minus  the  number  of  teeth  in  mesh. 

Fig.  2  is  a  graphic  representation  for  allowable  film  shrinkage  vs. 
teeth  in  mesh  for  35-mm  hold-back  sprockets.  For  2  to  10  teeth  in 


FIG.  3.     35-mm  hold-back  sprocket  designed  for  0.70% 
shrinkage. 

mesh  G  =  0.001  inch  and  the  tooth  thickness  T  =  0.055  inch;  for 
11  to  20,  G  =  0.0008  inch  and  the  tooth  thickness  T  =  0.049  inch; 
for  more  than  20  teeth  in  mesh  T  =  0.045  inch  and  G  varies.  The 
tooth  thickness  has  been  reduced  for  the  larger  numbers  of  teeth  in 
mesh  so  as  to  increase  the  range  between  the  shrinkage  and  stretch 
curves.  By  decreasing  the  clearance  G  for  11  to  20  teeth  in  mesh 
both  curves  have  been  lowered  somewhat  and  thus  the  clearance  in- 
creased at  E  for  the  teeth  entering  engagement.  For  a  definite 
known  number  of  teeth  in  mesh,  the  curves  show  the  amount  of 
stretch  or  shrinkage  which  will  be  accommodated  before  interference 
occurs.  For  instance,  regardless  of  the  total  number  of  teeth  on  the 
sprocket,  a  sprocket  with  6  teeth  in  mesh  will  take  film  which  has 


Aug.,  1941 J 


DESIGNING  FILM  SPROCKETS 


181 


stretched  1.51  per  cent  or  shrunk  0.54  per  cent.     These  shrinkage 
factors,  of  course,  refer  to  freshly  perforated  stock. 

If  we  examine  the  curves  (Fig.  3)  for  sprockets  designed  to  take 
film  that  has  shrunk  0.70  per  cent,  we  find  the  curves  the  same  as 
the  previous  set  but  displaced.  The  stretch  curve  SB  now  crosses 
the  zero  line  and  becomes  positive  between  8  and  9  teeth  in  mesh. 
This  may  be  interpreted,  for  example,  for  10  teeth  in  mesh,  simply 
that  the  film  must  shrink  at  least  0.17  per  cent  from  freshly  per- 
forated film  dimensions  if  interference  is  not  to  be  encountered  but 
may  shrink  as  much  as  1.23  per  cent.  To  show  the  amount  of  film 
slip  on  the  sprocket  for  each  tooth  leaving  engagement,  let  it  be  as- 


FIG.  4.     Feed  sprockets. 


-  F 


B,  base  sprocket  dia.  =  — Ti^ia 

DI,  film  perforation  pitch  =  D  —  DS 

D,  nominal  pitch  of  freshly  perforated  film 

S,  shrinkage 

G,  clearance  of  second  tooth  in  mesh 

N,  number  of  teeth  on  sprocket 

F,  film  thickness 

Y,  number  of  teeth  in  mesh  minus  one 

P,  sprocket-tooth  pitch 

sumed  that  film  which  has  shrunk  1.0  per  cent  is  operating  on  the 
sprocket.  Then  the  vertical  distance  from  this  point  (1.0  per  cent) 
to  the  Sc  curve  represents  the  slip  which  in  this  case  is  0.23  per  cent. 
For  films  with  less  shrinkage  the  slip  of  course  will  be  greater. 

Fig.  4,  for  feed  sprockets,  shows  the  sprocket  rotating  counter- 
clockwise, receiving  film  from  the  right  under  tension  and  feeding 
into  a  loose  loop  on  the  left.  In  order  that  the  film  may  pass  freely 
onto  the  teeth,  the  sprocket-tooth  pitch  is  greater  than  the  perfora- 
tion pitch.  The  sprocket  base  diameter  then,  as  shown  by  the  equa- 
tion, equals  (Dl  +  G)N/r-F.  In  this  case  G,  for  10  or  less  teeth  in 
mesh,  is  taken  equal  to  0.0015  inch  as  against  0.0010  inch  for  hold- 
back sprockets. 


182 


W.  G.  HILL  AND  C.  L.  SCHAEFER 


\J.  S.  M.  P.  E. 


The  difference  in  the  numerical  value  of  G  for  holdback  and  feed 
sprockets  is  partially  explained  by  the  fact  that  for  feed  sprockets 
there  is  in  general  more  tension  on  the  film  as  it  is  wound  on  the 
sprocket  and  it  is  believed  that  instead  of  bending  on  a  plane  midway 
between  the  emulsion  and  base  surfaces,  it  actually  bends  near  the 
surface  of  the  sprocket-wheel  and  in  effect  reduces  G.  Since  it  is 
difficult  to  ascertain  or  predict  the  exact  location  of  the  plane  of 
bending,  the  values  of  G  for  feed  sprockets  have  been  increased  as 
added  assurance  that  the  sprockets  will  function  properly  as  feed 
members. 

It  will  be  noticed  that  in  this  case  the  percentage  of  film  stretch 


FIG.  5.     35-mm  feed-sprocket. 


accommodated,  (D—P)/D,  is  independent  of  the  number  of  teeth  in 
mesh  and  the  per  cent  of  shrinkage  accommodated  varies  with  the 
number  of  teeth  in  mesh  and  the  tooth  thickness. 

In  Fig.  5  the  allowable  film  shrinkage  curve  Sc  for  feed  sprockets 
now  takes  a  shape  similar  to  the  stretch  curve  for  hold-back  sprockets. 
Decreasing  the  tooth  thickness  at  11  teeth  in  mesh  increases  the  range 
between  the  two  curves,  and  decreasing  the  clearance  G  permits 
greater  film  shrinkage.  The  amount  of  slip  for  each  tooth  leaving 
engagement  for  this  case  is  represented  by  the  vertical  distance  to  the 
SE  curve. 

The  dimensions  in  a  direction  transverse  to  the  film  are  given  in 
Fig.  6.  Again  the  dimensioning  is  related  directly  to  the  size  of 


Aug.,  1941] 


DESIGNING  FILM  SPROCKETS 


183 


freshly  perforated  film,  V  being  the  distance  between  rows  of  per- 
forations and  U  being  the  length  of  the  perforations,  both  as  taken 
from  the  film  Standards.  The  clearance  between  perforations  and 
teeth  has  been  taken  as  0.020  inch  at  the  tooth  base  and  0.035  inch  at 
the  tooth  tip.  No  effort  has  been  made  to  show  how  the  film  might 
be  guided  by  the  sprocket-teeth  or  a  combination  of  teeth  and  flange 
because  in  the  opinion  of  the  writers  such  practice  is  not  advisable. 

Figs.  7  and  8  show  the  relation  of  tooth  base  shapes  to  film  per- 
forations. In  Fig.  7,  for  16-mm,  the  tooth-base  shape  has  been  taken 
similar  to  the  film  perforation  because  only  the  one  type  of  perfora- 


FIG.  6.     Feed  and  hold-back  sprockets. 
S,  per  cent  shrinkage  from  freshly  perforated  film 
r,  round  corners  with  approximately  0.010-inch  radius 

for  35-mm;  0.005-inch  radius  for  16-  and  8-mm 
V,  center  distance  of  freshly  perforated  film 
U,  length  of  perforation 

tion  is  used.  The  0.020-inch  clearance  between  the  perforation 
edges  and  the  tooth  allows  a  0.042-inch  flat  as  a  bearing  edge.  In 
Fig.  8,  for  35-mm  sprockets,  the  form  has  been  made  to  correspond 
more  to  the  shape  of  the  negative  perforation.  The  reason  for  this 
is  that  35-mm  sprockets  must  accommodate  both  positive  and  nega- 
tive types  of  perforation  and  the  proposed  shape  satisfies  this  condi- 
tion to  a  reasonable  extent.  The  bearing  edge  of  the  tooth  face  in 
this  case  is  approximately  0.060  inch. 

For  determining  the  tooth  shape  (Fig.  9),  the  method  indicated  is 
used  for  all  types  of  sprockets.  The  values  of  X  and  G  have  been  so 
chosen  that  the  perforation  leaving  engagement  is  normally  free  of 
the  tooth  face  after  it  is  stripped  about  half  of  the  tooth  height. 


184 


W.  G.  HILL  AND  C.  L.  SCHAEFER 


[J.  S.  M.  P.  E. 


Since  the  base  diameter  has  already  been  determined  the  involute 
curve  may  be  generated,  and  using  the  proper  values  of  T,  H,  and  X, 
the  tooth  face  may  be  described  by  radius  Q  with  its  center  at  O,  the 
point  O  being  found  by  erecting  a  perpendicular  at  the  midpoint  of  a 


.072' 


.052 


/ 


FIG.  7.     Tooth  base  shape  for  16-mm  film  sprockets. 


FIG.    8.     Tooth   base    shape   for   35-mm   positive   and 
negative  film  sprockets. 


straight  line  through  MK  and  projecting  this  line  to  intersect  the 
periphery  of  the  base  circle. 

By  means  of  the  above-described  method  now  let  us  follow  through 


Aug.,  1941] 


DESIGNING  FILM  SPROCKETS 


185 


FIG.     9.     Sprocket  tooth  shape 

Film  Size                         T*                       H  X 

35-mm                        0.055                  0.050  0.006 

16-mm                        0.032                   0.032  0.004 

8-mm                        0.032                  0.032  0.004 

Radius  Q  to  have  its  center  at  0  on  the  base  diameter  with  the  arc 

passing  through  K  and  M. 

*  For  10  or  less  teeth  in  mesh.     (Note.  —  Dimensions  are  given  in  inches) 


a  typical  example  for  a  sprocket  running  under  the  following  condi- 
tions : 

Sprocket:     32  teeth  with  6  teeth  in  mesh  to  act  as  hold-back  member 
Film:     35-mm  negative,  0.0055  inch  thick;  average  film  perforation  pitch  0.1857 
inch;   perforation  pitch  of  freshly  perforated  film  0.187  inch 


B,  base  dia. 


3.1416 


-  P  = 


-  0.001)82 


3.1416 


D  -  P  0.187  -  0.1847 

SCt  per  cent  shrinkage  accommodated  =  —  -  —  X  100  =  -  —  ^T^  —    " 


100  -  1.23 


/  T\  Y  _  w")  _  (p  Y  _  T} 
SE,  per  cent  stretch  accommodated  =  -  -        -  —  —       ~  X  100  = 

(0.187  X  5  -  0.073)  -  (0.1847  X  5  -  0.055) 
-  —  —  -  x  iuu  = 
(0.187  X  5  -  0.073) 


—  u./o 


186  W.  G.  HILL  AND  C.  L.  SCHAEFER 

S,  per  cent  shrinkage  computed  from  freshly  perforated  stock  as  a  basis  = 

0.187  -  0.1857 


0.187 


X  100  =  0.70 


Dist.  between  rows  of  teeth  =  V  -  VS  =  1.109  -  1.109  X  0.007  =  1.1012  inch 
Tooth  base  width  =   U  -  0.020  =  0.110  -  0.020  =  0.090  inch 
Tooth  tip  width  =   U  -  0.035  =  0.110  -  0.035  =  0.075  inch 
Corner  tooth  radius  at  base,  r  =  0.010  inch;  for  tooth  profile  shape  refer  to  Fig.  9. 
Other  dimensions  referring  to  items  such  as  picture  and  sound  areas  will  be  de- 
termined by  the  particular  use  of  the  sprocket;  discussion  of  these  items  is  beyond 
the  scope  of  this  paper. 

In  conclusion  it  should  be  pointed  out  that  by  classifying  sprockets 
in  groups  according  to  their  use,  by  agreement  on  certain  values  for 
optimum  performance,  and  by  applying  a  method  as  outlined  in  this 
paper,  a  practical  solution  to  the  sprocket  dimensioning  problem  and, 
ultimately,  standards  for  film  sprockets  might  be  reached. 

DISCUSSION 

MR.  FRIEDL,  JR.  :  It  is  noted  by  the  author  that  the  matter  of  film  guidance 
was  not  considered  in  the  paper.  In  establishing  the  SMPE  Recommended  Prac- 
tices for  film  dimensions,  the  subject  of  film  guidance  was  taken  into  account. 
The  standards  are  based  on  edge  guiding. 

MR.  HILL:  That  question  was  considered  beyond  the  scope  of  the  paper,  be- 
cause the  subject  is  very  involved  and  deserves  considerable  attention.  A  com- 
plete investigation  should  be  made  of  the  means  employed  in  guiding  film  through 
all  stages  from  the  time  of  perforating  to  projection,  or  sound  reproduction. 

MR.  MAURER  :  The  method  of  design  presented  in  this  paper  leads  to  a  varying 
range  of  shrinkage  accommodation,  depending  on  the  number  of  teeth  in  mesh. 
Is  it  not  preferable,  when  designing  a  sprocket  for  a  given  application,  to  take 
into  account  the  actual  shrinkage  range  that  will  be  encountered  and  the  number 
of  teeth  that  will  be  in  mesh,  and  design  the  sprocket  in  accordance  with  these 
specific  conditions?  In  my  experience  this  practice  generally  leads  to  a  thicker 
and  higher  tooth  than  Mr.  Hill  and  Mr.  Schaeffer  have  proposed.  I  have  con- 
sidered this  desirable  because  the  larger  tooth  makes  film  threading  easier,  and  the 
stronger  tooth  can  perhaps  be  machined  more  accurately. 

MR.  HILL:  Although  it  is  theoretically  possible  to  design  sprockets  in  such  a 
way,  the  changing  of  the  tooth  thickness  for  different  numbers  of  teeth  in  mesh 
seems  to  complicate  the  problem  unnecessarily.  If,  for  a  definite  number  of  teeth 
in  mesh,  the  sprocket  can  be  designed  with  a  tooth  thickness  so  as  to  accommo- 
date the  desired  film  shrinkage,  then  there  is  no  advantage  in  increasing  the  tooth 
thickness  for  a  lesser  number  of  teeth  in  mesh.  The  question  of  tooth  thickness  in 
connection  with  tooth  strength  and  wear  is  not  a  major  consideration,  the  ordi- 
nary tooth  strength  being  more  than  sufficient. 

MR.  FRIEDL,  JR.  :     How  much  film  shrinkage  might  be  expected  in  practice? 

DR.  CARVER  :  The  average  film  shrinkage  of  cine  positive  as  measured  in  the 
theaters  will  be  about  0.3  per  cent  for  a  nitrate  film  and  about  0.6  per  cent  for 
safety  film. 


IMPROVED  MOTOR  DRIVE  FOR  SELF-PHASING  OF 
PROCESS  PROJECTION  EQUIPMENT* 

HOMER  TASKER** 


Summary. — Process  projection  photography  requires  that  the  shutter  of  the  pro- 
jector and  that  of  the  camera  open  and  close  simultaneously.  The  relation  between 
the  shutter  speeds  and  the  pole  frequencies  of  normal  motion  picture  motor  systems  is 
such  that  there  may  be  one,  four,  or  five  incorrect  shutter  relationships  for  each  correct 
one,  if  the  motors  are  interlocked  at  random.  Earlier  methods  of  insuring  correct 
phasing  between  camera  and  projector  shutters  did  not  take  proper  account  of  the 
economic  importance  of  fast  and  reliable  operation.  This  paper  presents  the  results 
of  a  time  and  economic  study  indicating  savings  of  many  thousands  of  dollars  annually 
per  studio,  accruing  from  the  use  of  a  motor  system  which  automatically  phases  the 
shutters  of  camera  and  projector,  and  which  has  a  very  high  degree  of  reliability.  The 
design  and  performance  features  of  such  a  motor  system  are  described  in  their  relation 
to  earlier  efforts  along  this  same  line,  together  with  a  report  on  production  use  of  the 
new  system. 

The  economic  and  dramatic  importance  of  process  projection  photog- 
raphy has  been  so  great  that  motion  picture  managements  have  been 
inclined  to  overlook  its  cumbersome  operation,  even  though  wasteful 
of  company  time  valued  at  $500  per  hour  and  more.  This  is  easily 
understood.  Economically,  the  process  often  avoids  the  high  cost  of 
sending  production  units  to  locations  and,  dramatically,  it  often  per- 
mits a  story  scope  otherwise  unachievable  by  microphone  and  camera 
at  any  price. 

On  the  other  hand,  no  amount  of  advantage  can  justify  continued 
toleration  of  time-consuming  features  of  this  process  if  they  can  be 
improved  upon.  Among  important  past  offenders  is  the  motor  sys- 
tem, and  careful  study  has  shown  that  the  motor  system  which  is  the 
subject  of  this  paper  will  effect  economies  of  the  order  of  $20,000  per 
year  at  this  studio  alone. 

Although  the  system  to  be  described  here  is  an  outgrowth  of 
earlier  work  by  Mr.  Olin  Dupy  at  MGM  and  Mr.  Roy  Otto  at  RKO, 
these  earlier  applications  have  not  been  described  in  print;  hence  this 

*  Presented  at  the  1940  Spring  Meeting  at  Hollywood,  Calif. 
**  Paramount  Pictures,  Inc.,  Hollywood,  Calif. 

187 

OThe  Society  is  not  responsible  for  statements  by  authors  <> 


188  H.  TASKER  [j.  s.  M.  P.  E. 

paper  will  describe  the  basic  principle  as  well  as  the  special  features  of 
the  system  as  now  being  installed  at  Paramount. 

A  brief  statement  of  the  problem  is  necessary.  Process  projection 
photography  normally  involves  the  projection  of  a  moving  back- 
ground scene  upon  a  translucent  screen  in  front  of  which  are  placed 
the  actors  involved,  together  with  whatever  foreground  setting  is 
needful  to  permit  the  whole  to  be  welded  into  an  effective  motion 
picture  scene. 

The  relationship  of  projector,  screen,  and  camera  is  shown  dia- 
grammatically  in  the  right-hand  portion  of  Fig.  1.  It  is  obvious  that 
the  shutter  on  the  camera  which  sees  both  the  foreground  and  the 
projected  background  must  be  open  at  the  same  time  as  that  of  the 
background  projector  and  experience  has  proved  that  this  relation- 
ship must  be  maintained  with  high  accuracy.  Random  variations  at 
rates  which  can  be  appreciated  by  the  eye  as  flicker  must  not  exceed 
=±=6  degrees,  while  a  fixed  displacement  of  more  than  15  degrees  may 
cause  serious  loss  of  light. 

Salient-pole  synchronous  motors,  used  in  several  studios  for  syn- 
chronous operation  of  recording  machines  and  cameras,  do  not  meet 
the  requirements  of  synchronizing  camera  and  projector  in  process 
projection  because,  for  the  currently  used  60-cycle  and  48-cycle 
motors  there  are,  respectively,  10  and  4  different  shutter  relation- 
ships possible  when  the  motors  fall  into  step;  only  one  of  which  is 
correct.  Even  though  the  shutters  of  camera  and  projector  were  care- 
fully pre-aligned  before  starting,  the  accelerating  times  of  the  two 
machines  would  almost  certainly  be  different  so  that  phasing  errors 
could  not  be  avoided,  except  by  provision  of  rather  elaborate  means 
for  automatically  phasing  the  shutters  while  running. 

A  12-cycle  synchronous  motor  system  would  provide  the  desired 
reliability  of  phasing  but  with  serious  penalties  of  bulk  and  weight  of 
camera  motor,  plus  the  cost  of  generating  a  special  frequency  for  this 
particular  service.  Use  of  these  motors  would  necessitate  extending 
the  system  to  all  studio  camera  operation  or  else  changing  motors  on 
the  camera  as  between  process  projection  and  normal  motion  picture 
service. 

The  normal  a-c  interlock  motor  system  likewise  has  four  incorrect 
interlocking  positions  for  each  right  one  but  because  it  may  be  inter- 
locked while  at  rest,  shutter  phasing  is  more  controllable  and  hence 
this  motor  system  has  been  universally  used  for  process  projection 
until  the  work  of  Dupy  and  Otto,  mentioned  above. 


Aug.,  1941] 


IMPROVED  MOTOR  DRIVE 


189 


As  applied  to  process  projection  photography  this  normal  or 
"regular"  interlock  system  (see  Fig.  1)  consists  of  a  three-phase 
selsyn  motor  applied  to  each  of  the  film-driving  mechanisms  plus 
another  and  larger  three-phase  selsyn  unit  direct-coupled  to  a  suitable 
constant-speed  driving  source  to  form  a  "distributor"  by  which  the 
whole  system  is  rotated.  As  indicated  in  Fig.  1,  the  interlock  con- 
nections are  made  by  six-wire  cables.  The  usual  or  normal  speeds  for 
such  a  system  as  used  in  the  past  are  1200  rpm  for  four-pole  motors 
and  2400  rpm  for  two-pole  motors,  as  indicated  in  this  figure.  Such 
motors  interlock  on  every  second  pole.  This  condition  gives  rise  to 
the  fact  that  there  are  four  incorrect  interlocking  positions  for  the 
camera  motor,  with  respect  to  that  of  the  projector,  for  each  right 
one.  Accordingly,  with  such  a  system  it  is  necessary  that  the  shutters 
be  phased  by  hand  at  camera  and  projector  before  the  motors  are 
started. 

1 INTERLOCK 


4  POLE                                   Z  POLS 

1200  f?.f?M.                                   Z400R.RM 

=\            1                                                     1  \ 

'  I  ..        J                                     *£  <;<,BO<  'y  {            \ 

1/440  R.PH. 

6     c 

X 

/^40«'>V 
1 

4  ; 

RECORDER 

Cw» 

,m 

PKOJ.  H 

h 

.  i. 

1 

/20ORf>M. 

FIG.  1.     Interlock  connections. 

If  clutches  are  used  to  facilitate  this  phasing,  the  motor  system 
must  be  interlocked  (at  rest)  during  this  interval.  If  instead  the 
drives  are  solidly  pinned,  the  motors  at  camera  and  projector  must  be 
rotated  from  one  to  as  many  as  five  revolutions  by  hand  to  get  motor 
and  shutter  into  the  proper  mutual  relationship.  In  either  event, 
valuable  time  is  lost  because  the  phasing  operation  usually  occurs 
when  the  director  and  the  cast  are  ready  and  waiting  to  begin  the 
next  take.  Furthermore,  errors  occur  all  too  frequently,  causing  loss 
of  complete  takes. 

These  difficulties  may  be  avoided  by  changing  the  speed  of  the  in- 
terlock motors  at  camera  and  projector,  and  also  the  gearing  between 
motor  and  shutter  in  each  case,  to  such  a  value  that  there  is  exactly 
one  motor  interlock  position  for  each  complete  revolution  of  the 
shutter.  This  requirement  is  met  by  two-pole  a-c  interlock  motors 


190  H.  TASKER  [j.  s.  M.  P.  E. 

geared  1 : 1  to  the  shutter  shafts,  and  hence  operated  at  1440  rpm. 
It  is  also  met  by  four-pole  motors  geared  1:2  and  operated  at  720 
rpm.  From  the  standpoint  of  operating  speed  and  reliability  this  is 
the  ideal  arrangement  for  process  projection  because  it  eliminates  all 
delays  of  pre-alignment  and  all  hazard  of  poorly  tightened  clutches, 
etc. 

This  system  requires,  however,  what  amounts  to  an  abnormal 
motor  speed,  viz.,  720  rpm  for  four-pole  units  of  the  system  and  1440 
rpm  for  two-pole  units.  There  is  also  required  a  corresponding  dis- 
tributor or  driving  motor  which  is  customarily  four-pole -and  must, 
therefore,  operate  at  720  rpm.  In  this  and  other  studios,  the  recording 
machine  and  cameras  have  heretofore  been  driven  by  a  1200-rpm 
(four-pole)  motor.  After  weighing  the  comparative  merits  of  intro- 
ducing gears  on  the  recording  machine  to  accommodate  the  new 
speed  against  the  addition  of  another  distributor  motor  unit  geared 
to  720  rpm,  the  latter  was  felt  most  desirable.  This  affords  the  basic 
arrangement  shown  in  Fig.  2.  The  1200-rpm  distributor  unit  drives 
the  recording  machine  and  the  720-rpm  distributor  unit  drives  the 
camera  and  projector  on  process  projection  shots  or  the  camera  only 
on  regular  production.  The  numerals  associated  with  the  inter- 
connecting cables  indicate  the  number  of  wires  in  each.  It  will  be 
noted  that  electrically  there  are  two  independent  selsyn  systems  with 
a  common  three-wire  stator  energizing  source.  The  rotor  coupling 
of  the  two  systems  resides  entirely  in  the  mechanical  connection  af- 
forded by  the  distributor  gears. 

In  making  the  above  change  in  the  speed  of  the  motors  driving 
camera  and  projector,  it  is  necessary  that  these  motors  deliver  ad- 
ditional torque  because  of  the  higher  gear  ratio  between  motor  and 
load. 

Still  further  increase  of  torque  was  greatly  desired  because  of  past 
difficulty  with  flicker  which  was  at  times  traceable  to  inadequate  in- 
terlock between  camera  and  projector.  The  steps  taken  to  rewind 
these  motors  for  very  much  higher  torques  than  ever  heretofore  ob- 
tained in  these  particular  frames  are  of  sufficient  interest  to  discuss 
here  because  they  bring  to  light  design  factors  bearing  on  motors  for 
motion  picture  services  which  seem  to  have  been  overlooked. 

The  importance  of  small  size  and  weight  in  motion  picture  camera 
motors  is  so  great  that  full  advantage  is  taken  of  their  extremely  in- 
termittent duty.  A  motor  which  is  satisfactory  for  the  average 
"take"  length  of  one  minute,  with  two-minute  intervals  between,  as 


Aug.,  1941]  IMPROVED  MOTOR  DRIVE  191 

in  some  danger  of  burning  insulation  if  operated  continuously  for  as 
much  as  ten  or  fifteen  minutes  on  a  camera  which  is  more  than  nor- 
mally stiff.  Owing,  however,  to  the  rarity  of  scenes  exceeding  two  or 
three  minutes  in  length  it  was  felt  that  there  was  sufficient  margin  of 
safety  to  permit  increasing  the  torque  enough  to  offset  the  proposed 
reduction  in  speed,  but  grave  doubt  was  expressed  as  to  the  possibility 
of  going  beyond  this  point. 

In  order  to  examine  this  question  experimentally  without  a  series  of 
expensive  and  time-consuming  rewinds,  one  of  these  motors  was 
operated  on  a  test  load  equal  to  that  of  a  normal  camera  and  supplied 
with  various  excess  voltages  from  a  three-phase  tapped  transformer. 
Upon  operating  this  motor  at  a  constant  speed  of  1440  rpm  and  vary- 
ing the  input  voltage  (and  hence  the  available  interlock  torque) 
we  were  immediately  reminded  of  the  rather  elementary  considera- 


" SELF  PHASING* INTERLOCK 


FIG.  2.     Basic  arrangement,  employing  additional  distributive 
motor  unit  geared  to  720  rpm. 


tion  that  the  mechanical  power  delivered  by  such  a  motor  is  repre- 
sented by  substantially  in-phase  electrical  input  power.  In  other 
words,  as  the  voltage  was  increased  the  current  decreased  so  long  as 
the  mechanical  load  remained  constant.  In  consequence  of  this  fact 
the  copper  losses  of  the  motor  actually  reduced  as  the  interlock  was 
improved  by  increasing  voltage;  probably  more  than  offsetting  any 
increase  in  iron  losses.  The  indications  are  that  increased  interlock 
tightness  may  be  obtained  in  this  way  without  any  increase  in  heat- 
ing so  long  as  the  load  remains  constant.  The  limit  of  such  increase 
should  occur  when  saturation  sets  in  before  the  maximum  torque 
actually  required  in  service  is  obtained. 

It  is  true  that  with  the  higher  applied  voltage  the  motor  is  capable 
of  delivering  a  great  deal  more  power  without  falling  out  of  step  and 
that,  if  it  were  called  upon  to  deliver  this  new  maximum  power,  it 
would  promptly  overheat  and  burn  the  insulation.  Fortunately,  in 


192  H.  TASKER  [j.  s.  M.  P.  E. 

the  problems  here  considered,  power  of  such  excessive  value  can  be 
demanded  only  in  the  case  of  a  film  buckle,  and  in  this  event  the  motor 
is  instantly  protected  by  the  film  buckle  trip  switch. 

It  is  apparent  that  the  results  obtained  by  applying  excessive  volt- 
age to  the  motor  as  described  above  are  substantially  duplicated 
upon  rewinding  the  motor  with  fewer  turns  of  heavier  wire.  In  this 
case  there  is  an  increase  hi  the  exciting  current  but  no  increase  in 
that  portion  of  the  current  which  represents  mechanical  power  de- 
livered to  the  load.  Since  both  these  currents  pass  through  heavier 
wire  of  shorter  length  the  total  copper  loss  is  substantially  reduced, 
and  so  long  as  saturation  is  avoided  within  the  normal  requirements  of 
the  new  motor  it  may  be  expected  that  heating  will  not  increase. 

Based  on  the  above  test  data  several  motors  were  rewound  for 


MINUTES 
FIG.  3.     Heat  tests. 

double  their  former  torque.  Heat  tests  on  these  motors  not  only 
bore  out  but  somewhat  exceeded  expectations,  as  may  be  observed  in 
Fig.  3.  Of  the  three  smooth  curves  arising  from  the  origin,  the  upper 
one  gives  the  performance  of  an  unrewound  motor  on  a  continuous- 
1000-ft  "take"  at  the  normal  motor  speed  of  2400  rpm.  Tempera- 
ture rise  was  measured  by  the  copper  resistance  method. 

The  lowermost  of  these  three  curves  is  an  identical  motor  except 
for  rewinding  and  indicates  that  the  temperature  rise  is  only  half  as 
great  as  before  rewinding  despite  the  fact  that  the  latent  power  ca- 
pacity of  the  motor  is  doubled.  In  consequence  the  rewound  motors 
are  far  superior  to  their  predecessors  for  process  projection  service 
for  the  dual  reasons  that  they  provide  a  much  tighter  interlock  and 
operate  at  lower  temperatures. 


Aug.,  1941]  IMPROVED  MOTOR  DRIVE  193 

The  reduction  in  speed  required  to  accommodate  the  motor  to  the 
self-phasing  system  here  described  results  in  approximately  40  per 
cent  increase  in  heating,  as  shown  by  the  intermediate  curve,  but  the 
end-result  is  still  conservative  as  compared  to  the  unrewound  motors 
operating  under  the  original  conditions. 

One  of  these  rewound  motors,  operating  at  the  new  1440-rpm  speed, 
was  put  through  one  of  the  most  severe  production  cycles  ever  en- 
countered in  practice.  This  is  shown  as  the  long,  irregular  line  on 
Fig.  3.  Operation  through  six  200-ft  takes  with  two-minute  rest 
periods  between  was  followed  by  a  series  of  twelve  60-ft  closeups 
with  one  and  one-half  minute  rest  periods  between.  A  ten-minute 
set-up  period  followed  after  which  four  additional  200-ft  takes 
were  made.  Maximum  temperature  rise  on  this  production  run  was 
34:1/2°C  as  measured  by  the  copper  resistance  method.  This  is  very 
satisfactory  as  the  motor  is  still  well  below  a  dangerous  heating  point 
and  production  requirements  are  seldom  as  severe  as  those  given  in 
this  example. 

Thus  far,  an  elementary  system  has  been  described  which  has  great 
advantages  of  rapidity  and  certainty  in  operation  because  it  will  al- 
ways interlock  with  shutters  in  proper  phase  whenever  the  power  is 
applied.  To  be  a  thoroughly  adequate  production  tool,  however, 
it  must  have  other  important  features : 


(1)  There  must  be  provision  for  running  the  projector  alone  for  rehearsals. 

(2)  There  must  be  provision  for  running  the  film  on  out  at  the  end  of  a  take  or 
for  rewinding  it  by  back-tracking  in  the  projector  at  the  end  of  each  rehearsal  or 
take  because  unthreading  the  projector  at  the  point  where  the  take  stops  may 
scratch  the  film  and  spoil  a  subsequent  take  which  may  run  a  few  feet  farther. 

(5)     There  must  be  simple  provision  for  slating  each  production  take. 

(4)  For  silent  shots  there  should  be  simple  means  for  interlock  operation  of 
camera  and  projector  alone,  independent  of  the  sound  system. 

(5)  For  such  silent  operation  speeds  20  per  cent  above  and  50  per  cent  below 
normal  should  be  readily  available  and  positively  controllable  by  the  projection- 
ist.   Nevertheless  the  normal  24-frame  speed  should  be  instantly  available  without 
supervision  on  his  part,  and  without  attention  on  his  part. 

(6)  There  should  be  a  minimum  number  of  switches  or  patches  to  change  when 
changing  from  silent  operation  to  operation  from  the  sound  recording  system. 

(7)  There  should  be  a  minimum  of  special  equipments  to  be  set  up  when  the 
process  projection  booth  is  moved  from  one  stage  to  another. 

(8)  The  entire  system,  including  the  necessary  controls  and  switches,  should 
involve  a  minimum  of  maintenance. 

(£>)     Control  of  the  system  should  be  available  at  the  camera  position,  both  for 
rehearsals  and  for  silent  takes. 


194 


H.  TASKER 


[J.S.  M.  P.  E. 


A  system  is  shown  in  Fig.  2  which  meets  all  these  requirements 
when  it  is  associated  with  the  controls  shown  in  the  schematic  dia-, 
gram  of  Fig.  4. 

It  will  be  seen  that  the  process  projector  is  equipped  with  two 
motors.  One  is  a  d-c  motor,  equipped  with  a  governor  to  control  its 
speed  at  the  standard  24  frames  per  second,  plus  a  rheostat  and 
tachometer  for  control  of  its  speed  above  and  below  normal.  The 
other  is  an  interlock  motor  of  the  type  described  above.  In  the  pres- 
ent application,  the  space  available  dictated  that  the  two^  motors  be 


FIG.  4.     System  of  Fig.  2  with  asscx^iated  controls. 

mounted  one  above  the  other.  In  order  to  relieve  the  interlock  motor 
of  the  burden  of  dragging  the  d-c  motor  when  making  normal  sound 
shots  an  over-riding  clutch  is  used. 

Formerly  rehearsals  and  silent  shots  involved  the  use  of  a  separate 
local  distributor  equipment  which  was  dolly-mounted,  moved  from 
stage  to  stage  with  the  projection  booth,  and  plugged  in  as  required. 
This  awkward  and  bulky  apparatus  is  replaced  by  the  new  dual  motor 
arrangement  mounted  directly  and  permanently  on  the  projector. 
Operation  is  then  as  follows : 


Aug.,  1941]  IMPROVED  MOTOR  DRIVE  195 

• 

(a)  Rehearsals.— The  projectionist  (or  the  stage  crew  via  the  remote  control) 
throws  the  "Run"  switch  which  applies  power  to  the  d-c  motor  which  picks  up  the 
interlock  motor  through  the  overrunning  clutch  and  drives  the  projector  at  the 
governor  controlled  speed  of  24  frames  per  second.  If  some  other  speed  is  required 
it  is  obtained  by  the  projectionist  with  the  aid  of  field  rheostat  and  tachometer 
after  throwing  the  "Speed"  switch  to  "Variable." 

(6)  Run  Outs,  Etc. — The  projectionist  throws  the  "Run"  switch  to  run  out  at 
the  end  of  a  take.  When  fully  reversible  projectors  become  available  at  this  stu- 
dio, he  will  be  able  to  rewind  the  film  in  the  projector  by  merely  throwing  this 
switch  to  the  reverse  position.  At  that  time,  a  centrifugal  or  magnetic  clutch  will 
be  substituted  for  the  overrunning  clutch. 

(c)  When  silent  takes  involving  only  the  camera  and  projector  (and  not  the 
sound  recorder)  are  to  be  made,  the  interlock  motors  of  projector  and  camera, 
taken  together,  become  a  complete  independent  interlock  system  through  the 
application  of  local  three-phase  supply.     This  is  accomplished  with  the  utmost 
convenience  and  without  any  preliminary  changes  merely  by  throwing  first  the 
"Interlock"  and  then  the  "Run"  switch,  either  at  the  remote  position  or  in  the 
projection  booth.    In  other  words,  the  difference  between  a  rehearsal  and  a  take  is 
simply  that  for  the  latter,  the  "Interlock"  switch  was  operated  in  addition  to  and 
before  operating  the  "Run"  switch. 

(d)  When  a  take  is  to  be  made  which  involves  sound,  the  recordist  operates 
the  interlock  controls  in  the  recording  building  in  the  usual  way,  and  as  he  does  so, 
relays  in  the  projection  booth  operate  to  connect  this  interlock  voltage  on  through 
to  projector  and  camera  motors.     The  purpose  of  these  relays  is  to  isolate  re- 
corder and  sound  department  distributor  from  the  system  during  silent  shots  yet 
to  instantly  interconnect  the  entire  system  for  sound  shots.    The  relays  used  are 
idential  with  those  employed  at  this  studio  for  a  number  of  years  in  connection 
with  our  previous  method  of  slating.    They  involve  very  moderate  maintenance. 

(e)  Slating  no  longer  requires  separate  operation  of  the  camera  between  takes 
as  it  is  adequately  cared  for  by  the  new  camera  slating  device  described  by  Mr. 
F.  C.  Gilbert.1    This  device  performs  its  function  while  the  system  is  coming  up 
to  speed. 

Three  months  of  experience  with  a  trial  installation  of  this  equip- 
ment has  proved  its  reliability,  speed,  and  efficiency.  The  convenient 
controls  speed  up  rehearsals.  The  complete  absence  of  pre-phasing 
speeds  up  takes  and  reduces  strain  on  directors  and  talent.  The  in- 
creased certainty  of  good  results  reduces  the  number  of  takes  made, 
and  it  appears  likely  that  the  complete  time  studies  made  in  the 
course  of  considering  this  motor  system  will  result  in  subsequent  im- 
provements of  equipment  and  technic  which  will  permit  additional 
savings  of  from  $20,000  to  $30,000  per  year. 

Finally,  if  process  projection  photography  is  to  become  a 
thoroughly  efficient  studio  tool,  it  must  not  only  be  capable  of  swift, 
easy,  and  reliable  operation  in  itself,  but  changes  necessary  to  under- 
take this  type  of  photography  or  return  to  normal  photography 


196  H.  TASKER 

• 

without  projection  must  be  so  simple  that  the  two  may  be  inter- 
mingled several  times  in  a  given  production  day.  To  this  end  it  is 
very  desirable  that  the  same  camera  motor  remain  on  the  camera  at 
all  times;  hence  we  are  arranging  to  use  only  1440-rpm  camera  motors 
and  to  supply  only  720-rpm  distributor  service  to  the  stages  at  all 
times.  This  means,  of  course,  that  such  auxiliary  motor-driven 
facilities  as  playback  machines  must  also  employ  the  new  motor 
speeds.  The  costs  of  such  changes,  however,  are  negligible  as  com- 
pared to  the  benefits  to  be  derived  from  a  single  standardized  system 
for  all  studio  production  services. 

REFERENCE 

1  GILBERT,  F.  C.:    "Scene-Slating  Attachment  for  Motion  Picture  Cameras," 
/.  Soc.  Mot.  Pict.  Eng.,  XXXVI  (April,  1941),  p.  355. 


BLACK  LIGHT  FOR  THEATER  AUDITORIUMS* 
H.  J.  CHANON**  AND  F.  M.  FALGEf 


Summary. — The  demand  for  near-ultraviolet  radiation,  commonly  called  "black 
light,"  in  the  production  of  luminescent  effects  has  shown  the  need  of  a  technical  ap- 
proach to  the  problem.  New  technics  of  measurement,  design  information,  and  data 
on  sources  and  materials  are  necessary  to  insure  most  effective  use  of  these  new  media. 

This  paper  covers  suggestions  for  energizing  fluorescent  carpet,  decorative  wall  and 
ceiling  murals,  and  other  decorative  applications.  Data  are  presented  on  sources  of 
radiation,  standard  filters  for  absorbing  the  visible  light  emitted  by  the  sources,  and 
the  relative  response  characteristics  of  various  types  of  luminescent  materials.  The 
effect  of  extraneous  visible  light  in  masking  the  brightness  produced  by  fluorescence  is 
discussed.  Methods  for  measuring  the  near-ultraviolet  energy  from  mercury  light 
sources  in  the  field  as  well  as  in  the  laboratory  are  explained. 

"Black  light"  is  the  popular  term  applied  to  the  phenomenon  of 
luminescence  or  the  conversion  of  invisible  near-ultraviolet  energy 
to  radiation  in  the  visible  portion  of  the  spectrum  by  means  of  fluores- 
cent or  phosphorescent  materials.  Although  theaters  have  em- 
ployed this  phenomenon  for  many  years  in  spectacular  stage  produc- 
tions, the  lack  of  convenient  sources  and  materials  prevented  its  ap- 
plication in  theaters  primarily  engaged  in  the  presentation  of  motion 
pictures.  New  lamps  and  materials  have  made  possible  decorative 
and  utilitarian  applications  as  well  as  the  spectacular,  and  the  field  is 
now  of  interest  to  all  types  of  theaters.  Theater  operators,  archi- 
tects, designers  and  decorators,  lighting  engineers,  and  technicians 
require  design  information,  new  technics  of  measurement,  as  well  as 
data  on  sources  and  materials  to  enable  them  to  design  objectively 
for  a  definite  brightness  and  pattern  in  theater  interiors. 

Luminescence  occurs  when  fluorescent  or  phosphorescent  materials 
are  exposed  to  near-ultraviolet  radiation  in  the  region  of  3200  to  4000 
A.  Luminescence  may  likewise  be  stimulated  by  energy  in  the 
visible  range,  that  is,  above  4000  A.  However,  in  this  case,  the 

*  Presented  at  the  1940  Fall  Meeting  at  Hollywood,  Calif. ;  received  Novem- 
ber 20,  1940. 

**  General  Electric  Co.,  Cleveland,  Ohio. 
t  General  Electric  Co.,  Los  Angeles,  Calif. 

197 

Society  is  not  responsible  for  statements  by  author  sO 


198 


H.  J.  CHANON  AND  F.  M.  FALGE          [j.  s.  M.  P.  E. 


brightness  produced  by  fluorescence  is,  not  apparent  as  it  is  masked 
by  the  visible  light  from  the  exciting  source  and  the  effect  is  of  little 
or  no  value  in  the  theater. 

When  luminescence  exists  only  during  the  period  of  excitation  by 
the  near-ultraviolet  source,  the  effect  is  called  fluorescence  and  when 
it  persists  for  a  period  after  the  exciting  energy  is  removed  it  is  called 
phosphorescence.  Materials  having  phosphorescent  characteristics 
are  sometimes  more  desirable  for  certain  effects,  although  in  general, 
either  type  is  suitable  for  use  in  the  theater. 


»- 

Z  Oft 

X 

Per  Cent 

u 

CL  7Q 

3255. 
3322. 

....0.2 
5 

» 

1   60 

3394. 
•*472 

0 

4 

>- 
O 
tt  50 

3556. 

•>RAC* 

9 

AA  7 

UJ 

Z 
UJ4O 

3745. 

...4.0 

UJ 

> 

—    3Q 

3852. 
4047. 

...   .8 
5 

5_30 

-J 

UJ  90 

£Tt0 

0 

1    .    • 

3200 


3400    3600     3800     4000 

WAVE-LENGTH  -  ANGSTROMS 


FIG.  1.  Near-ultraviolet  energy  radiation 
normal  to  a  100- watt  mercury  lamp  of  the 
capillary  type  equipped  with  a  Corning  No.  587 
filter.  (Energy  measurements  by  B.  T. 
Barnes.) 

SOURCES  AND  FILTERS 

There  are  many  sources  of  near-ultraviolet  radiating  energy  in 
varying  degrees.  The  100- watt  and  250- watt  capillary  mercury 
lamps  supply  the  need  for  small  relatively  potent  sources  of  low  wat- 
tage. Where  long  throws  are  required,  the  carbon  arc,  because  of  its 
high  intensity,  is  generally  used.  The  1000- watt  water-cooled  cap- 
illary mercury  lamp  may  also  be  employed.  Filament  lamps,  particu- 
larly the  photoflood  types  having  high  filament  temperatures,  like- 
wise produce  moderate  amounts  of  near-ultraviolet  energy.  Unlike 
mercury  sources,  which  can  not  be  turned  on  and  off  quickly,  filament 
lamps  can  be  used  on  flashers  or  dimmers  in  applications  where  this 


Aug.,  1941]  BLACK  LIGHT  FOR  AUDITORIUMS  199 

service  may  be  desirable  and  high  output  in  near-ultraviolet  energy 
is  not  required.  The  blue  fluorescent  lamp,  which  has  considerable 
energy  below  4000  A,  has  been  found  very  satisfactory  for  some  ap- 
plications. The  2V2-watt  argon  glow  lamp  produces  near-ultra- 
violet energy  in  small  amounts  suitable  for  some  uses. 

The  energy  radiation  from  a  100-watt  mercury  vapor  lamp  of  the 
capillary  type  equipped  with  a  Corning  No.  587  filter  is  shown  in 
Fig.  1.  Most  of  the  energy  emitted  is  in  the  region  of  3650  A,  the 
band  of  maximum  response  for  the  majority  of  the  commercial  ma- 
terials employed  for  black-light  effects. 

Data  on  the  transmission  characteristics  of  several  Corning  filters 
which  transmit  near-ultraviolet  radiation  are  shown  in  Table  I.  All 
these  filters  have  a  maximum  transmission  at  3650  A  and  practically 
zero  transmission  below  3100  A.  The  values  in  the  table  represent 
the  percentage  of  normally  incident  radiation  transmitted  by  repre- 
sentative filters  of  5-mm  thickness. 

TABLE  I 

Per  Cent  Transmission  of  Corning  Glass  Filters  5  mm.  Thick 

Wavelength 
in  Angstroms  Type  of  Filter 

584          585          586  587  588          597 

Near 
ultraviolet 


Visible 


3020 

0 

0 

0 

0.5 

0 

0 

3130 

3 

2 

0 

4 

5 

3 

3340 

42 

48 

5 

31 

40 

44 

3650* 

65 

82 

27 

59 

72 

80 

4050 

0 

70 

0 

1 

18 

14 

4358 

0 

37 

0 

0 

0 

0 

5461 

0 

0 

0 

0 

0 

0 

5770 

0 

0 

0 

0 

0 

0 

5961 

0 

0 

0 

0 

0 

0 

6908 

0 

2 

0 

0 

6 

1 

Maximum  response  of  most  luminescent  materials. 


For  most  black-light  applications  the  best  filter  is  one  which  has 
high  transmission  in  the  region  of  3650  A  but  absorbs  most  of  the 
visible  radiation.  Table  I  shows  that  Corning  filters  Nos.  584,  587, 
and  597  have  these  desirable  transmission  characteristics.  Filter 
No.  585  transmits  considerable  blue  and  some  red  light  and  may, 
therefore,  be  suitable  for  special  effects  where  visible  light  in  this  re- 
gion is  not  detrimental  to  the  fluorescent  pattern  obtained.  Where 


200 


H.  J.  CHANON  AND  F.  M.  FALGE          [J.  s.  M.  p.  E. 


fluorescent  materials  must  be  observed  in  complete  darkness  it  has 
been  found  that  filter  No.  586  is  most  applicable.  Filter  No.  587, 
known  as  Heat  Resisting  Red  Purple  Ultra,  has  been  employed  in  the 
majority  of  theater  black-light  applications. 

The  visible  radiation  transmitted  by  some  of  these  filters  is  of  a 
predominant  color,  usually  violet  in  character,  and  is  therefore  of  un- 
certain value  in  providing  seeing  at  the  low  levels  of  general  illumina- 
tion in  theater  auditoriums.  For  such  illumination  it  is  better  to 
employ  visible  light,  essentially  white  in  character,  from  other  sources. 
Good  control  of  this  lighting  is  required  for  least  impairment  of  the 
fluorescent  decorative  patterns. 


2500  2700          2900          3100  3300          3500 

WAVE-LENGTH  -  ANGSTROMS 

FIG.  2.  Relative  luminous  response  of  luminescent  ma- 
terials to  radiation  of  different  wavelengths.  The  curves 
for  the  sulfides  and  synthetic  organic  preparations  show 
typical  average  values  for  all  colors.  The  canary  (ura- 
nium) glass  is  Corning  No.  375  with  vaporized  aluminum 
backing  and  with  the  face  of  the  glass  ground. 

LUMINESCENT  MATERIALS 

Fluorescent  materials  for  black  light  are  usually  synthetic  organic 
materials — the  majority  of  sulfides  are  phosphorescent.  Fig.  2  shows 
the  average  response  for  these  two  groups  as  compiled  from  data  for 
materials  having  different  color  responses.  It  is  not  unusual  to  have 
a  pronounced  resonant  effect  at  some  of  the  principal  mercury  lines; 
this  effect  has  been  eliminated  for  simplicity.  Fig.  2  shows  also  the 
response  characteristic  of  fluorescent  Canary  glass,  the  material 
selected  in  this  study  as  a  reference  standard.  Although  this  glass 
has  a  low  response  at  3650  A,  its  permanence  and  availability  counter- 
balance this  objection.  The  section  of  this  paper  "Technic  of  Mea- 


Aug.,  1941]  BLACK  LIGHT  FOR  AUDITORIUMS  201 

surement"  deals  with  the  use  of  this  material  as  a  reference  standard. 
Measurements  taken  on  about  fifty  different  samples  of  fluorescent 
lacquer  enamels  indicate  that  the  average  relative  efficiency  of  pro- 
ducing color  by  fluorescence  is  as  shown  in  Table  II. 

TABLE  II 

Relative  Response  of  Representative  Fluorescent  Lacquer  Enamels 

Color  Relative  Brightness 

White  100 

Red  38 

Orange  55 

Yellow  88 

Green  42 

Blue  34 

Violet  18 

The  colors  in  Table  II  were  classified  according  to  hues,  as  each  of 
them  was  made  up  in  various  shades  and  tints.  With  the  exception 
yellow  is  the  brightest  color;  orange  and  green  are  next  highest  in 
efficiency;  and  red,  blue,  and  violet  are  lowest.  This  characteristic 
is  similar  in  shape  to  the  response  curve  of  the  human  eye.  The  eye 
is  most  sensitive  to  radiation  in  the  green,  yellow,  and  orange  regions 
of  the  spectrum. 

Lacquer  materials,  both  opaque  and  transparent,  are  available  for 
black-light  effects.  The  majority  of  the  former  appear  colored  under 
visible  light  and  this  color  is  enhanced  and  may  appear  as  another 
shade  when  energized  ^with  near-ultraviolet.  A  few  appear  colorless 
under  the  visible  and  glow  in  saturated  color  when  energized.  In 
applying  the  transparent  materials  it  is  important  to  provide  light- 
reflecting  backgrounds  which  increase  the  brightness  of  the  resulting 
effect  considerably. 

In  addition  to  lacquer  enamels,  many  other  fluorescent  materials 
are  now  available.  Some  of  these  are  plastics,  papers,  fabrics,  inks, 
dyes,  and  water  colors,  each  of  which  has  specific  applications.  The 
choice  of  material  depends  on  the  use  for  which  it  is  to  be  employed. 
The  brightness  of  the  material  depends  on  three  factors : 

(1)  The  amount  of  near-ultraviolet  energy  falling  on  the  material;    this  is 
affected  by  the  energy  distribution  of  the  light  source  and  by  the  transmission 
characteristics  of  the  filter. 

(2)  The  efficiency  of  the  material  in  converting  near-ultraviolet  energy  into 
visible  light. 

(5)  The  response  of  the  eye  to  the  color  produced. 


202  H.  J.  CHANON  AND  F.  M.  FALGE          [j.  s.  M.  p.  E. 

TECHNIC  OF  MEASUREMENT 

Requisites  common  to  all  types  of  measuring  equipment  used  in 
the  field  are  simplicity,  portability,  and  the  ability  to  maintain  cali- 
bration. For  field  as  well  as  laboratory  measurements  of  black- 
light  sources  and  their  effects,  a  method  incorporating  the  use  of  a 
brightness  meter  and  a  foot-candle  meter  was  found  to  be  practicable 
when  used  in  conjunction  with  a  reproducible  fluorescent  material 
having  unchanging  characteristics.  The  material  chosen  as  a  refer- 
ence standard  (Fig.  3)  was  a  two-inch  square  of  Corning  No.  375 
fluorescent  Canary  glass  5  mm  thick.  This  glass,  which^  contains 
uranium,  has  particularly  stable  characteristics.  It  was  found  that 
when  a  piece  of  this  glass  is  half  covered  with  an  opaque  material  and 
the  whole  is  exposed  for  a  long  period  of  time  to  ultraviolet  radiation, 
fluorescent  brightness  measurements  on  the  two  portions  show  no 
difference.  Being  a  glass  of  considerable  thickness  it  is  sturdy  and 
will  withstand  handling.  The  response  of  this  material  to  ultraviolet 
energy  is  shown  in  Fig.  2. 

Because  of  the  low  response  of  fluorescent  Canary  glass  to  energy 
in  the  3650  A  band,  it  was  found  desirable  to  increase  its  brightness 
by  means  of  an  aluminized  back  and  edge  coating.  To  protect  the 
aluminum  surface,  a  black  coating  of  protective  lacquer  can  be  ap- 
plied if  desirable.  To  minimize  specular  reflection  the  front  surface 
of  the  glass  was  ground  with  No.  100  carborundum.  This  reference 
standard  was  used  in  laboratory  and  field  measurements  as  a  means 
of  determining  the  radiation  upon  luminescent  materials  and  the  dis- 
tribution of  the  near-ultraviolet  radiation  of  sources. 

The  full-range  brightness  of  the  reference  standard  can  be  mea- 
sured by  means  of  the  Luckiesh-Taylor  brightness  meter  shown  in 
Fig.  3.  The  advantage  of  this  combination  lies  in  the  ability  to 
measure  the  low  levels  of  radiation  often  used  for  exciting  fluorescent 
and  phosphorescent  materials  in  dimly  lighted  interiors. 

The  reference  standard  can  be  calibrated  by  exposing  it  to  a  stand- 
ardized source  of  near-ultraviolet  radiation  equipped  with  a  filter  to 
absorb  the  visible  light.  The  energy  from  the  source  transmitted  by 
the  filter  can  be  calibrated  in  microwatts  per  square-inch  or  in  milli- 
watts per  steradian.  With  a  reference  standard  prepared  as  described 
above,  and  a  capillary  type  of  mercury  light-source  equipped  with  a 
Corning  No.  587  filter,  the  energy  to  produce  a  brightness  of  one  foot- 
lambert  was  found  to  be  240  microwatts  per  square-inch.  Knowing 
the  near-ultraviolet  energy  distribution  of  the  mercury  source,  and 


Aug.,  1941]  BLACK  LIGHT  FOR  AUDITORIUMS  203 

measuring  the  brightness  of  the  reference  standard  with  the  Luckiesh- 
Taylor  brightness  meter,  it  is  possible  to  compute  any  other  value  of 
incident  near-ultraviolet  energy  within  an  accuracy  of  =*=5  per  cent. 
An  investigation  showed  that  within  the  range  of  zero  to  40  foot- 
lamberts,  or  an  energy  value  equal  to  approximately  10,000  micro- 
watts per  square-inch,  there  is  no  saturation;  that  is,  for  every  in- 
crease in  incident  energy  there  is  a  corresponding  increase  in  bright- 
ness of  the  reference  standard. 

The  barrier  type  of  foot-candle  meter,  such  as  the  General  Electric 
light  meter,  may  likewise  be  utilized  to  measure  near-ultraviolet 
radiation.  A  5-mm  piece  of  Corning  No.  587  glass  ground  on  the 
outside  surface  is  clipped  over  the  cell  (Fig.  3).  A  deflection  of  one 
foot-candle  on  the  meter  is  produced  by  an  energy  value  of  54  micro- 
watts per  square-inch.  The  deflection  is  directly  proportional  up  to 
75  foot-candles,  the  highest  value  checked,  which  is  the  full  range  of 
the  meter  without  multipliers. 

In  a  darkened  room,  where  all  the  ultraviolet  sources  are  equipped 
with  filters  and  practically  no  visible  light  is  present,  the  sensitivity 
of  the  light-meter  to  near-ultraviolet  energy  can  be  increased  by  re- 
moving the  clip-on  filter.  Under  these  conditions  one  foot-candle  de- 
flection is  produced  by  an  energy  value  of  27  microwatts  per  square- 
inch. 

Where  mercury  sources  are  employed  with  filters  such  as  the  Corn- 
ing No.  587  type,  the  energy  in  the  incident  visible  light  is  negligible 
as  compared  to  the  near-ultraviolet  energy.  However,  when  the 
energy  from  filament  lamp  sources  is  being  measured  an  error  is  in- 
troduced because  of  the  greater  percentage  of  visible  light  passed  by 
the  filter.  For  this  type  of  measurement,  the  brightness  produced  by 
visible  light  can  be  conveniently  obtained  by  measuring  the  bright- 
ness of  a  magnesium  oxide  disk  (Fig.  3),  or  any  other  non-fluorescent 
material  of  known  reflection  factor.  This  value,  subtracted  from  the 
brightness  of  the  reference  standard,  is  an  approximate  measure  of  the 
brightness  produced  by  fluorescence. 

APPLICATIONS 

General. — The  use  of  fluorescent-treated  murals,  medallions,  drapes, 
etc.,  introduces  a  new  type  of  decorative  treatment  as  well  as  a  new 
form  of  utilitarian  lighting  for  theater  interiors.  This  approach 
makes  possible  the  use  of  large  expanses  which  may  embrace  the  en- 
tire ceiling  or  walls,  or  the  use  of  localized  treatment.  In  either  ap- 


204 


H.  J.  CHANON  AND  F.  M.  FALGE          [j.  s.  M.  P.  E. 


proach,  the  near-ultraviolet  energy,  which  is  invisible  to  the  eye  be- 
fore it  strikes  the  fluorescent  material, 'is  converted  into  visible  light 
and  follows  the  same  laws  as  ordinary  light.  The  radiation  may  be 
controlled  by  properly  selected  materials,  and  shielded  in  the  same 
way  as  the  energy  from  the  familiar  filament  type  of  light-source. 

Since  black-light  sources  are  relatively  inconspicuous,  the  problem 
of  shielding  and  locating  them  is  generally  simpler.  While  the  beam 
or  flood  of  black  light  may  overlap  a  particular  pattern  or  area,  the 
light  emission  is  confined  to  the  surfaces  upon  which  the  fluorescent 
material  is  applied. 


LUCK1ESH -TAYLOR 
BRIGHTNESS   METER 


CLIP-ON    FILTER 
(CORNt'WJ  "587} 


L    O 


MAGNESIUM   OXIDE 


LIGHT    METER 


FIG.  3.     Equipment  for  making  measurements  in  the  application  of  near- 
ultraviolet  radiation  for  luminescence. 

During  the  process  of  treating  surfaces  with  fluorescent  material 
it  is  well  to  observe  the  colors  and  then-  relative  effect  under  black 
light  in  surroundings  as  nearly  similar  as  possible  to  the  auditorium. 
This  procedure  is  often  helpful  in  determining  satisfactory  placement 
for  the  black-light  units,  as  well  as  in  determining  the  amount  of 
energy  which  will  be  required.  Because  of  the  variation  in  response 
of  various  fluorescent  materials  and  the  different  efficiencies  of  equip- 
ment, only  a  general  range  of  energy  can  be  suggested  here.  For 
the  100- watt  type  H-4  and  the  250- watt  type  H-5  mercury  sources 
equipped  with  Corning  No.  587  filters,  the  order  of  0.5  to  1.0  watts  per 


Aug.,  1941]  BLACK  LIGHT  FOR  AUDITORIUMS  205 

sq-ft  gives  a  basis  for  estimating  the  approximate  number  of  units  re- 
quired for  average  throws  in  the  theater. 

There  is  another  factor  which  influences  the  effectiveness  of  lumi- 
nescence called  "masking."  Masking  light  is  any  visible  light  which 
reaches  the  luminescent  material  and  nullifies  the  luminescent  effect. 
This  is  a  subjective  matter  and  will  vary  with  individuals  and  various 
field  conditions.  The  fluorescent  materials  which  are  now  available 


FIG.  4.  Fluorescent  mural  over  exit  door  at  front  of 
auditorium.  Black-light  unit  below  mural  in  architec- 
tural element  over  door. 

have  high  response,  and  with  reasonable  care  the  masking  light  should 
not  be  a  problem.  This  is  particularly  true  in  theater  interiors  and 
locations  where  low  levels  of  general  illumination  are  present.  In 
theater  foyers  and  in  advertising  the  masking  light  becomes  an  im- 
portant factor. 

Treatment  of  Large  Areas—  Large  fluorescent-treated  wall  or  ceil- 
ing areas  of  fairly  uniform  low  brightness,  which  are  not  broken  up 
by  designs  that  produce  high  contrast,  create  an  atmosphere  under 


206 


H.  J.  CHANON  AND  F.  M.  FALGE          [J.  s.  M.  P.  E. 


RCE 


FLUORESCENT 
MATERIAL    APPLIED 


which  pictures  may  be  viewed  advantageously.  The  utilization  of 
black  light  is  generally  the  best  under  such  conditions.  From  a  com- 
plete blue  sky  ceiling,  for  example,  enough  near-ultraviolet  energy 
may  be  converted  into  visible  light  by  the  fluorescent  material  to  re- 
sult in  a  low  order  of  illumination  throughout  the  entire  auditorium. 
In  this  case  the  color  of  the  illumination  will  predominate  in  blue, 
and  if  a  more  natural  color  for  the  appearance  of  clothes  and  people  is 
desired,  it  may  be  necessary  to  offset  the  blue  by  well  controlled  down- 
lighting  from  a  separate  system  of  filament  sources.  The  quality  of 
the  illumination  is  dependent  upon  the  colors  of  fluorescent-materials 
used  and  their  distribution  throughout  the  auditorium.  In  general, 

the  warmer,  more  flattering  tones 
are  preferred. 

The  placement  of  the  black- 
light  sources  under  these  condi- 
tions is  similar  to  that  of  general 
auditorium  lighting.  The  sources 
can  be  concealed  in  coves  below 
the  ceiling  line  and  aimed  for 
most  uniform  distribution  of 
energy.  More  uniform  distribu- 
tion is  obtained  as  the  distance 
of  the  source  from  the  ceiling  is 
increased.  Wall  urns,  pilasters, 
and  other  architectural  elements 
offer  suitable  locations. 

Light-Emitting  Decorations  — 
Individual  wall  murals  or  patterns 

can  be  rendered  in  sharp  or  graded  outline  with  fluorescent  materials. 
Variations  in  brightness  as  well  as  in  color  can  be  obtained  readily. 
There  is  no  need  to  control  the  black-light  beam  to  fit  the  decoration 
exactly.  It  is  therefore  particularly  applicable  to  intricate  designs. 

Light-emitting  murals  on  the  proscenium  wall  can  be  utilized  to 
relieve  the  high  contrast  between  the  screen  and  surrounding  areas 
and  at  the  same  time  produce  a  decorative  effect.  A  simple  arrange- 
ment for  energizing  fluorescent-treated  murals  is  shown  in  Fig.  4. 
Here  the  space  above  the  exit  doors  has  been  utilized  to  conceal  a  100- 
watt  mercury  lamp  and  suitable  equipment. 

Where  the  proscenium  wall  does  not  lend  itself  so  readily  to  place- 
ment of  the  energizing  source  below  the  mural,  a  simple  installation 


FIG.  5.  One  method  of  energizing 
wall  panels  treated  with  fluorescent 
material.  See  Table  III  for  coverage 
with  equipment  having  beam  spread 
of  approximately  30  degrees. 


Aug.,  1941 


BLACK  LIGHT  FOR  AUDITORIUMS 


207 


of  a  unit  recessed  in  the  ceiling  can  be  made  as  shown  in  Fig.  5. 
More  uniform  illumination  of  the  panel  is  possible  by  this  method  as 
more  latitude  in  dimension  A  is  usually  practicable.  Table  III  in- 
dicates coverage  for  different  dimensions  from  a  single  unit  having  a 
30-degree  beam-spread. 


FIG.  6.  A  striking  effect  simulating  an  outdoor  scene  is  obtained  with  these 
wall  murals  due  to  the  illusion  of  depth  imparted  by  a  blue  background.  The 
highlights  on  the  gazelles  are  in  warmer  colors,  amber  and  gold,  and  although 
the  mural  is  flat,  the  appearance  is  similar  to  that  of  a  three-dimensional  object 
in  a  niche. 


TABLE  III 

Approximate  Coverage  for  Reflector  of  30-Degree  Spread,  Used  as  in  Fig.  5. 

Values  Are  in  Feet) 


(All 


A 

B 

H 

W 

Radiated  Area 
(Sq-Ft) 

10 

13 

7 

64 

8 

15 

26 

9 

185 

20 

56 

12 

510 

10 

12 

8 

76 

12 

15 

19 

10 

180 

20 

31 

13 

310 

Fig.  6  shows  an  installation  of  side-wall  murals  energized  as  sug- 
gested in  Fig.  5.  Fluorescent  colors  having  high  response  were 
selected  for  use  on  the  gazelles;  thus  they  were  accentuated  in  the 


208 


H.  J.  CHANON  AND  F.  M.  FALGE          [j.  s.  M.  p.  E. 


higher  brightness  even  though  they  were  farthest  removed  from  the 
energizing  source. 

Continuous  decorative  bands  or  panels  (Fig.  7)  may  be  energized 
by  units  of  the  type  shown  for  carpet  illumination  (Fig.  10).  The 
rectangular  shape  distribution  with  a  beam-spread  of  approximately 


CONTINUOUS    MURAL  OF 
WALL    DECORATION 


FIG.  7.  Rectangular  beam  of  black  light  more  nearly 
fits  panels  of  the  same  proportion.  Downlighting  unit 
such  as  shown  in  Fig.  10  is  particularly  applicable  for  con- 
tinuous murals.  See  Table  IV  for  coverage  with  equip- 
ment having  beam  spread  of  10  degrees  X  80  degrees. 


10  X  80  degrees  is  desirable  for  this  application.  The  coverage  ob- 
tained for  various  sizes  of  murals  and  for  different  locations  of  the 
unit  from  the  wall  are  shown  in  Table  IV. 


TABLE    IV 


Approximate  Coverage  for  Reflector  with  Rectangle  Beam-Spread  of  10°  X  80°, 
Used  as  in  Fig.  7.     (All  Values  Are  in  Feet) 


A 

B 

H 

W 

Radiated  Area 
(Sq-Ft) 

10 

5 

14 

70 

4 

15 

12 

20 

240 

20 

23 

26 

600 

10 

4 

16 

64 

8 

15 

7 

22 

154 

20 

10 

28 

280 

10 

4 

20 

80 

12 

15 

6 

25 

150 

20 

8 

30 

240 

Aug.,  1941] 


BLACK  LIGHT  FOR  AUDITORIUMS 


209 


Energizing  Fluorescent  Carpet.— Self-luminous  carpet,  in  addition 
to  its  decorative  effect,  is  of  value  as  a  means  of  traffic  or  directional 
lighting.  In  contrast  to  the  successive  spots  of  light  as  produced  by 
aisle  illumination  with  low-wattage  filament  lamps  recessed  or  at- 
tached to  the  seats,  fluorescent  carpet  can  be  made  to  glow  uniformly 
in  well  designed  black-light  installations. 

In  order  to  use  the  energy  most  efficiently,  it  is  desirable  to  confine 
it  as  much  as  practicable  to  the  fluorescent  carpet.  An  effective 
method  is  to  use  downlighting  equipment  recessed  in  or  suspended 
from  the  ceiling  of  an  auditorium.  Fig.  8  shows  a  cross-section  of  a 


FIG.  8.  It  is  desirable  to  confine  the  near-ultraviolet 
energy  as  much  as  possible  to  the  aisle.  Maximum  effi- 
ciency can  be  thus  assured  and  the  spill  of  near-ultra- 
violet energy  is  minimized. 

typical  theater  auditorium  with  equipment  placed  directly  over  the 
aisles.  In  confining  the  near-ultraviolet  to  the  aisle,  annoying  fluo- 
rescence of  eyeballs  and  tinted  spectacles  is  minimized.  In  either 
case  the  individual  may  not  be  able  to  see  clearly  because  of  the  re- 
sulting haze.  Some  cosmetics  and  fabrics,  as  well  as  teeth,  nails,  and 
skin  blemishes  likewise  fluoresce,  and  this  occasionally  may  have  em- 
barrassing aspects.  All  the  above-mentioned  effects  can  be  con- 
trolled by  the  introduction  of  some  masking  light. 

A  reflector  of  parabolic  contour  has  the  property  of  collecting  light 
from  a  source  at  the  focus  and  redirecting  it  into  a  concentrated  beam 


210 


H.  J.  CHANON  AND  F.  M.  FALGE          [J.  s.  M.  P.  E. 


in  the  case  of  the  paraboloid,  or  into  a  thin  wedge  in  the  case  of  a 
parabolic  trough.  A  concentrated  beam  would  be  applicable  from 
above  if  units  were  installed  at  very  close  spacing.  This  spacing  can 
be  increased  by  directing  the  beam  through  a  prismatic  lens  which 


AOMEDlUM  SOCKET 


MAZDA,  H(MERCURy)LAMP 
'      TYPE  CH4 


CORNING    587  FlLTER- 
OSITION  AT  LEA.ST 
i"  FROM  LAMP 


FIG.  9.  A  downlighting  unit  employing  an  in- 
tegral projector  type  100-watt  mercury  lamp.  Rec- 
ommended for  the  lower  ceilings  where  a  high  de- 
gree of  control  is  not  necessary  and  where  a  low 
order  of  general  illumination  exists  in  the  audi- 
torium. 


ADMEDiUM  SOCKET 


.NTiLATED 

TAL  HOUSING- BLACK.  INSIDE  ANB  OUT 


SHIELD  FOP  REDUOf 
-      STRAY  LIGHT 


PARABOLIC  TROUGH 

FOCAL  LENGTH 
POLISHED  SURFACE 

NINO  *587  FILTER 
TAL  5CREE.N 


FIG.  10.  A  parabolic  trough  downlighting  unit 
employing  a  100-watt  mercury  lamp,  type  AH-4. 
This  unit  directs  a  ribbon  of  near-ultraviolet  energy  to 
the  fluorescent  carpet. 


spreads  the  light  along  the  aisle  but  not  crosswise.  Such  a  prism 
glass  is  included  in  the  unit  in  Fig.  9.  A  parabolic  trough  redirects 
the  light  to  a  rectangular  area  of  greater  relative  length  without  the 
intervention  of  any  spreading  glass  (Fig.  10). 

The  lamp  in  Fig.  9  is  of  the  capillary  mercury  type  (100-watt  CH-4) 


Aug.,  1941 J 


BLACK  LIGHT  FOR  AUDITORIUMS 


211 


with  integral  reflector  of  paraboloidal  form  producing  a  relatively 
concentrated  distribution.  A  Corning  No.  587  filter  screens  out  the 
major  part  of  the  visible  radiation.  Considerable  energy  is  absorbed 
in  the  filter  and  it  is  therefore  recommended  that  a  coarse  wire  screen 
be  included  below  the  filter  as  protection  in  the  event  of  glass  failure. 
For  fanning  out  the  radiation  along  the  aisle  it  is  desirable  to  select 
a  prism  glass  which  directs  more  of  the  rays  toward  the  front  of  the 
auditorium  than  to  the  back. 


FIG.  11.  Fluorescent  carpet  patterns,  shown  as  illu- 
minated with  (top  row}  visible  light  and  (bottom  row) 
black  light.  Pattern  B  has  approximately  50  per  cent 
more  brightness  than  A  or  C. 

In  Fig.  10  the  light-source  is  identical  with  that  in  Fig.  9.  How- 
ever, it  is  incorporated  in  a  tubular  instead  of  a  projector  bulb.  The 
lamp  is  placed  in  a  separate  parabolic  trough  so  that  it  lies  in  the 
focal  axis  and  off-center  with  respect  to  the  opening  of  the  reflector 
This  directs  a  greater  proportion  of  the  energy  toward  the  front  of 
the  auditorium,  as  in  the  unit  in  Fig.  9,  thus  producing  greater  shield- 
ing for  the  audience  from  both  the  near-ultraviolet  and  the  small 
amount  of  visible  violet  light  transmitted  by  the  filter. 


212  H.  J.  CHANON  AND  F.  M.  FALGE          [j.  s.  M.  P.  E. 

Tests  of  response  have  been  made  on  three  patterns  of  fluorescent 
carpet.  In  Fig.  11  their  appearance  is  indicated  when  illuminated 
with  visible  light  and  with  black  light.  Since  different  colors  are( 
employed  to  make  up  the  patterns,  certain  parts  of  the  carpet  will  be 
brighter  than  others.  Patterns  A  and  C  have  approximately  the 
same  general  brightness,  whereas  pattern  B  is  fully  50  per  cent 
brighter.  Experiments  in  an  auditorium,  with  equipments  of  the 
type  suggested  in  Figs.  9  and  10,  and  with  carpet  types  A  and  C, 
furnished  the  data  on  spacing  for  the  different  mounting  heights 
given  in  Table  V. 

TABLE  V 
Spacing  Requirements  for  Fluorescent  Carpet  Downlighting  Units 

Ceiling  Height  Spacing 

Unit  (Feet)  (Feet) 

Fig.  9  or  Fig.  10  20  18-20 

Same  25  22-26 

Fig.  10  30  28-32 

Same  35  24-28 

Same  40  20-24 

Same  50  16-18* 

Same  60  14-16* 

*  Spacings  can  be  doubled  if  twin  units  are  employed  at  each  location.  This 
may  be  desirable  in  some  architectural  and  decorative  treatments. 

The  use  of  a  2V2-watt  argon  glow-lamp  in  regular  aisle  lights  which 
operate  on  standard  lighting  circuits  without  a  transformer  has  a 
number  of  shortcomings.  The  near-ultraviolet  energy  is  of  a  low 
order  and  accurate  control  of  the  energy  is  not  practicable.  In  addi- 
tion, the  effect  is  likely  to  appear  as  spotty,  as  the  conventional 
method  using  visible  light,  unless  one  or  more  lamps  are  placed  in 
every  aisle  seat. 

The  above  suggestions  for  energizing  fluorescent  carpet  do  not 
cover  all  effective  equipments  and  methods.  Satisfactory  carpet 
brightness  has  been  reported  where  the  only  energy  striking  the  car- 
pet came,  merely  incidentally,  from  mercury  units  directed  at  side- 
wall  or  ceiling  murals  treated  with  fluorescent  paints.  However, 
where  no  use  of  fluorescence  is  contemplated  other  than  on  carpet, 
the  downlighting  systems  suggested,  or  other  designs  which  incorpo- 
rate close  control,  will  be  found  most  effective. 

The  authors  acknowledge  their  indebtedness  to  Prof.   John  O. 


Aug.,  1941]  BLACK  LIGHT  FOR  AUDITORIUMS  213 

Kraehenbuehl  of  the  University  of  Illinois  and  to  Mr.  C.  M.  Cutler  of 
the  General  Electric  Company,  respectively,  for  their  collaboration 
in  the  technical  and  application  aspects  discussed  herein. 

BIBLIOGRAPHY 

KRAEHENBUEHL,  JOHN  O.,  AND  CHANON,  H.  J.:  "The  Technology  of  Bright- 
ness Production  by  Near-Ultraviolet  Radiation,"  Trans.  I.  E.  S.,  36  (Feb.,  1941), 
p.  151. 

CUTLER,  C.  M.,  AND  CHANON,  H.  J. :  "What  Theater  Operators  Should  Know 
About  Black  Light,"  Better  Theatres  (June,  July,  Sept.,  1940). 

PORTER,  L.  C.,  AND  DITCHMAN,  J.  P.:  "Black  Light  and  Fluorescent  Ma- 
terials," Magazine  of  Light,  General  Electric  Company  (May,  1936)  p.  25. 

FALGE,  F.  M.:  "And  Now  'Black  Light':  Another  Tool  of  Showmanship," 
Better  Theatres  (April,  1938). 


CURRENT  LITERATURE  OF  INTEREST  TO  THE  MOTION  PICTURE 

ENGINEER 


The  editors  present  for  convenient  reference  a  list  of  articles  dealing  with  subjects 
cognate  to  motion  picture  engineering  published  in  a  number  of  selected  journals. 
Photostatic  copies  may  be  obtained  from  the  Library  of  Congress,  Washington,  D.  C., 
or  from  the  New  York  Public  Library,  New  York,  N.  Y.  Micro  copies  of  articles 
in  magazines  that  are  available  may  be  obtained  from  the  Bibliofilm  Service,  Depart- 
ment of  Agriculture,  Washington,  D.  C.,  at  prevailing  rates. 


Academy  of  Motion  Picture  Arts  &  Sciences,  Technical  Bulletin 

(May  31,  1941) 

Theater  Acoustic  Recommendations.  Prepared  by  The 
Theater  Sound  Standardization  Committee  of  The 
Academy  Research  Council. 

American  Cinematographer 

22  (June,  1941),  No.  6 

Controlling  Color  for  Dramatic  Effect  (pp.  262-263,  288, 
290)  R.  MAMOULIAN 

22  (July,  1941),  No.  7 
An  Artist  Looks  at  Technicolor  Cinematography  (pp.  318, 

346)  D.  MACGURRIN 

Using  Arcs  as  Boosters  (pp.  319,  346)  M.  KRASNER 

The  "Inkie's"  Place  in  Technicolor  Lighting  (pp.  323, 

348-349)  E.  PALMER 

"Synchro-Sunlight"   Movies  with  Reflectors    (pp.   328- 

329,  350-351)  G.  GAUDIO 

Composition  and  Continuity  for  Natural- Color  Filming 

(pp.  334-335,  353-354)  J.  A.  SHERLOCK 

Educational  Screen 

20  (June,  1941),  No.  6 
Motion  Pictures — Not  for  Theaters,  Pt.  28  (pp.  241-242)     A.  E.  KROWS 

Electronic  Engineering 

14  (June,  1941),  No.  160 

The  Preparation  of  Sound-Film  Track  (pp.  255-257,  281)     R.  H.  CRICKS 
The  Design  of  Wide-Band  Video  Frequency  Amplifiers. 
Pt.  I — High-Frequency  Correction  by  Series  Inductance 
(pp.  258-261,  266)  C.  E.  LOCKHART 

214 


CURRENT  LITERATURE 


215 


International  Photographer 

13  (July,  1941),  No.  6 

Animated  Cartoon  Photography  (pp.  10,  25) 
The  Kodatron  (pp.  13-16) 

International  Projectionist 

16  (April,  1941),  No.  4 

More  Data  on  Control-Track  Sound  (pp.  7-8,  10-11) 
Russia's  Three-Dimensional  Motion  Pictures  (pp.  12-13, 

30) 
National  Defense  and  Its  Effect  upon  Projection  Room 

Supplies  (pp.  15-16,  27-30) 
Fatal  Theater  Fires  in  Iowa  Reveal  Lack  of  Regulation 

(P.  18) 

Kinematograph  Weekly 

291  (May  22,  1941),  No.  1779 

Increased  Brilliance  in  Motion  Pictures.  Colour-Former 
Positive  Process  Results  (pp.  23,  26) 

Kinotechnik 

23  (April,  1941),  No.  4 

Ein  neues  Doppelspalt-Mikrophotometer  zur  Ausmessung 
von  Lichttonaufzeichungen  (A  New  Double  Slit  Micro- 
photometer  for  Measuring  Sound  Film  Densities) 
(pp.  54-57) 

Die  Sucher-Parallaxe  bei  Normalfilm-Aufnahmeapparaten 
(Finder  Parallaz  in  Standard  Film  Cameras)  (pp.  57- 
65) 

Motion  Picture  Herald 

143  (June  28,  1941),  No.  13 

Commercial  Television  Starts,  but  without  Films  from 
Majors  (pp. 65-66) 


J.  W.  BURTON 


A.  NADELL 
S.  IVANOV 
L.  CHADBOURNE 
G.  HARTNETT 


T.  THORNE  BAKER 


A»    NARATH    AND 
K.  SCHWARZ 


H.  WEISE 


FIFTIETH  SEMI-ANNUAL  CONVENTION 

OF  THE 
SOCIETY  OF  MOTION  PICTURE  ENGINEERS 

HOTEL  PENNSYLVANIA,  NEW  YORK,  N.  Y. 
OCTOBER  20TH-23RD,  INCLUSIVE 

OFFICERS  AND  COMMITTEES  IN  CHARGED 
Program  and  Facilities 

E.  HUSE,  President 

E.  A.  WILLIFORD,  Past-President 

H.  GRIFFIN,  Executive  Vice-President 

W.  C.  KUNZMANN,  Convention  Vice-P resident 

A.  C.  DOWNES,  Editorial  Vice-President 

R.  O.  STROCK,  Chairman,  Local  Arrangements 

S.  HARRIS,  Chairman,  Papers  Committee 

J.  HABER,  Chairman,  Publicity  Committee 

J.  FRANK,  JR.,  Chairman,  Membership  Committee 

H.  F.  HEIDEGGER,  Chairman,  Convention  Projection  Committee 

Reception  and  Local  Arrangements 

R.  O.  STROCK,  Chairman 

P.  J.  LARSEN  T.  E.  SHEA  A.  N.  GOLDSMITH 

F.  E.  CAHILL,  JR.  J.  A.  HAMMOND  J.  A.  MAURER 

H.  RUBIN  O.  F.  NEU  L.  B.  ISAAC 

E.  I.  SPONABLE  V.  B.  SEASE  E.  W.  KELLOGG 

P.  C.  GOLDMARK  H.  E.  WHITE  M.  HOBART 

W.  H.  OFFENHAUSER,  JR.  L.  W.  DAVEE  J.  A.  NORLING 

A.  S.  DICKINSON  L.  A.  BONN  H.  B.  CUTHBERTSON 

W.  E.  GREEN  J.  H.  SPRAY  J.  H.  KURLANDER 

R.  O.  WALKER  J.  J.  FINN  C.  F.  HORSTMAN 

Registration  and  Information 

W.  C.  KUNZMANN,  Chairman 

E.  R.  GEIB  J.  FRANK,  JR.  F.  HOHMEISTER 

P.  SLEEMAN  H.  MCLEAN 

Hotel  and  Transportation 

G.  FRIEDL,  JR.,  Chairman 

E.  S.  SEELEY  R.  B.  AUSTRIAN  F.  C.  SCHMID 

C.  Ross  R.  F.  MITCHELL  F.  M.  HALL 

P.  D.  RIES  P.  A.  McGuiRE  J.  A.  SCHEICK 

M.  W.  PALMER 
216 


FALL  CONVENTION 


217 


H.  A.  GILBERT 
G.  A.  CHAMBERS 


D.  E.  HYNDMAN 
L.  A.  BONN 

E.  G.  HINES 

A.  S.  DICKINSON 


Publicity  Committee 

J.  HABER,  Chairman 
P.  SLEEMAN 
S.  HARRIS 
C.  R.  KEITH 

Banquet 

O.  F.  NEU,  Chairman 
R.  O.  STROCK 
J.  C.  BURNETT 
J.  A.  SPRAY 

J.  A.  NORLING 


W.  H.  OFFENHAUSER,  JR.          M.  HOBART 


W.  R.  GREENE 
H.  MCLEAN 


P.  J.  LARSEN 
E.  C.  WENTE 
A.  GOODMAN 
M.  R.  BOYER 
J.  A.  HAMMOND 


MRS.  D.  E.  HYNDMAN 
MRS.  E.  I.  SPONABLE 
MRS.  E.  S.  SEELEY 
MRS.  A.  S.  DICKINSON 


F.  H.  RICHARDSON 
L.  B.  ISAAC 

A.  L.  RAVEN 

G.  E.  EDWARDS 
i|  J.  K.  ELDERKIN 


Ladies'  Reception  Committee 

MRS.  R.  O.  STROCK,  Hostess 
MRS.  O.  F.  NEU,  Hostess 
MRS.  H.  GRIFFIN 
MRS.  P.  J.  LARSEN 
MRS.  J.  A.  HAMMOND 
MRS.  G.  FRIEDL,  JR. 

Convention  Projection 

H.  F.  HEIDEGGER,  Chairman 
T.  H.  CARPENTER 
P.  D.  RIES 
J.  J.  HOPKINS 
~W.  W.  HENNESSY 
L.  W.  DAVEE 


MRS.  E.  A.  WILLIFORD 
MRS.  J.  FRANK,  JR. 
MRS.  H.  E.  WHITE 
MRS.  F.  C.  SCHMID 


J.  J.  SEFING 

H.  RUBIN 

F.  E.  CAHILL,  JR. 

C.  F.  HORSTMAN 

R.  O.  WALKER 


Officers  and  Members  of  New  York  Projectionists  Local  No.  306 


Hotel  Reservations  and  Rates 

Reservations. — Early  in  September,  room-reservation  cards  will  be  mailed  to 
members  of  the  Society.  These  cards  should  be  returned  as  promptly  as  possible 
in  order  to  be  assured  of  satisfactory  accommodations.  Reservations  are  subject 
to  cancellation  if  it  is  later  found  impossible  to  attend  the  Convention. 

Hotel  Rates. — Special  per  diem  rates  have  been  guaranteed  by  the  Hotel  Penn- 
sylvania to  SMPE  delegates  and  their  guests.  These  rates,  European  plan,  will 
be  as  follows : 


i  Room  for  one  person 
Room  for  two  persons,  double  bed 
Room  for  two  persons,  twin  beds 
Parlor  suites:    living  room,  bedroom,  and  bath  for 
one  or  two  persons 


$3. 50  to  $8.00 
$5. 00  to  $8.00 
$6.00  to  $10. 00 

$12.00,  $14.00,  and 
$15.00 


218  FALL  CONVENTION  [j.  s.  M.  P.  E. 

Parking. — Parking  accommodations  will' be  available  to  those  motoring  to  the 
Convention  at  the  Hotel  fireproof  garage,  at  the  rate  of  $1.25  for  24  hours,  and. 
$1.00  for  12  hours,  including  pick-up  and  delivery  at  the  door  of  the  Hotel. 

Convention  Registration. — The  registration  desk  will  be  located  on  the  18th 
floor  of  the  Hotel  at  the  entrance  of  the  Salle  Moderne  where  the  technical  sessions 
will  be  held.  All  members  and  guests  attending  the  Convention  are  expected  to 
register  and  receive  their  badges  and  identification  cards  required  for  admission 
to  all  the  sessions  of  the  Convention,  as  well  as  to  several  de  luxe  motion  picture 
theaters  in  the  vicinity  of  the  Hotel. 

Technical  Sessions 

The  technical  sessions  of  the  Convention  will  be  held  in  the  Salle  Moderne  on 
the  18th  floor  of  the  Hotel  Pennsylvania.  The  Papers  Committee  plans  to  have 
a  very  attractive  program  of  papers  and  presentations,  the  details  of  which  will 
be  published  in  a  later  issue  of  the  JOURNAL. 

Fiftieth  Semi-Annual  Banquet  and  Informal  Get-Together  Luncheon 

The  usual  Informal  Get-Together  Luncheon  of  the  Convention  will  be  held  in 
the  Roof  Garden  of  the  Hotel  on  Monday,  October  20th. 

On  Wednesday  evening,  October  22nd,  will  be  held  the  Silver  Anniversary 
Jubilee  and  Fiftieth  Semi- Annual  Banquet  at  the  Hotel  Pennsylvania.  The 
annual  presentations  of  the  SMPE  Progress  Medal  and  the  SMPE  Journal 
Award  will  be  made  and  officers-elect  for  1942  will  be  introduced.  The  proceed- 
ings will  conclude  with  entertainment  and  dancing. 

Entertainment 

Motion  Pictures. — At  the  time  of  registering,  passes  will  be  issued  to  the  dele- 
gates of  the  Convention  admitting  them  to  several  de  luxe  motion  picture  theaters 
in  the  vicinity  of  the  Hotel.  The  names  of  the  theaters  will  be  announced  later. 

Golf. — Golfing  privileges  at  country  clubs  in  the  New  York  area  may  be  ar- 
ranged at  the  Convention  headquarters.  In  the  Lobby  of  the  Hotel  Pennsylvania 
will  be  a  General  Information  Desk  where  information  may  be  obtained  regarding 
transportation  to  various  points  of  interest. 

Miscellaneous. — Many  entertainment  attractions  are  available  in  New  York  to 
the  out-of-town  visitor,  information  concerning  which  may  be  obtained  at  the 
General  Information  Desk  in  the  Lobby  of  the  Hotel.  Other  details  of  the  enter- 
tainment program  of  the  Convention  will  be  announced  in  a  later  issue  of  the 
JOURNAL. 

Ladies'  Program 

A  specially  attractive  program  for  the  ladies  attending  the  Convention  is  be- 
ing arranged  by  Mrs.  O.  F.  Neu  and  Mrs.  R.  O.  Strock,  Hostesses,  and  the  Ladies' 
Committee.  A  suite  will  be  provided  in  the  Hotel  where  the  ladies  will  register 
and  meet  for  the  various  events  upon  their  program.  Further  details  will  be  pub- 
lished in  a  succeeding  issue  of  the  JOURNAL. 


Aug.,  1941]  FALL  CONVENTION  219 

PROGRAM 

Monday,  October  20th 

9:00  a.  m.     Hotel  Roof;   Registration. 
10:00  a.  m.    Salle  Moderne;  Technical  session. 

12:30  p.  m.  Roof  Garden;  Informal  Get-Together  Luncheon  for  members,  their 
families,  and  guests.  Brief  addresses  by  prominent  members  of 
the  industry. 

2:00  p.  m.     Salle  Moderne;  Technical  session. 
8:00  p.  m.     Salle  Moderne;   Technical  session. 

Tuesday,  October  21st 

9: 00  a.m.     Hotel  Roof;  Registration. 
9:30  a.  m.     Salle  Moderne;  Technical  session. 
2: 00  p.m.     Salle  Moderne;   Technical  session. 
Open  evening. 

Wednesday,  October  22nd 

9:00  a.  m.     Hotel  Roof;  Registration. 

9:30  a.  m.     Salle  Moderne;  Technical  and  Business  session. 

Open  afternoon. 
8:30  p.  m.     Fiftieth  Semi- Annual  Banquet  and  Dance. 

Introduction  of  officers-elect  for  1942. 

Presentation  of  the  SMPE  Progress  Medal. 

Presentation  of  the  SMPE  Journal  Award. 

Entertainment  and  dancing. 

Thursday,  October  23rd 

10:00  a.  m.    Salle  Moderne;  "Technical  session. 
2: 00  p.m.    Salle  Moderne;  Technical  and  business  session. 
Adjournment 

W.  C.  KUNZMANN, 
Convention   Vice- President 


SOCIETY  ANNOUNCEMENTS 
1941  FALL  CONVENTION 

NEW  YORK,  N.  Y. 
OCTOBER  20TH-23RD,  INCLUSIVE 

The  1941  Fall  Convention  will  be  held  at  New  York,  N.  Y.,  with  headquarters 
at  the  Hotel  Pennsylvania. 

Members  are  urged  to  make  every  effort  to  attend  the  Convention,  as  a  very 
interesting  program  of  papers  and  presentations  is  being  arranged. 

Details  of  the  Convention  will  be  found  elsewhere  in  this  issue  of  the  JOURNAL. 

ADMISSION  COMMITTEE 

At  a  recent  meeting  of  the  Admissions  Committee,  the  following  applicants 
for  membership  were  admitted  into  the  Society  in  the  Associate  grade  : 


ALDOR,  H.  H. 
22  Rambam  St., 
Tel  Aviv,  Palestine 

BUTTERFIELD,  A. 

210-14,  94th  Ave., 

Queens  Village,  N.  Y. 
CADENAS,  G. 

Photographic     Committee     of     the 
Mutual  Aid  Society, 

Consolidated  Edison  Co., 
4  Irving  Place, 

New  York,  N.  Y. 
DEHOFF,  H.  A. 

1224  South  Hope  Street, 
Los  Angeles,  Calif. 

FIELDS,  J.  L., 

12643  Hortense  St., 

North  Hollywood,  Calif . 
GODQUIN,  PIERRE 

c/o  American  Consulate, 

Casablanca,  French  Morocco 
GREENHALGH,  P.  J. 

1225  Vine  St., 
Philadelphia,  Pa. 

GREGORY,  J.  R. 
1109  Douglas  Ave., 

Urbana,  111. 
220 


KALLMANN,  H.  E. 
417  Riverside  Dr., 

New  York,  N.  Y. 
KATZ,  J.  E. 

Boyertown  Inn, 

Boyertown,  Pa. 
KONISHI,  RYO 

c/o  Far  East  Laboratories,  Ltd., 
3,  Uzumasa  Yasu  Nishuramachi, 
Ukyo-ku, 

Kyoto,  Japan 
LAUB,  J.  H. 

Hanovia  Chemical  &  Mfg.  Co., 
Chestnut  St., 

Newark,  N.  J. 
LEBEL,  C.  J. 

370  Riverside  Dr., 

New  York,  N.  Y. 
MADISON,  H.  L. 

1521  So.  Curson  Ave., 

Los  Angeles,  Calif. 
MALOFF,  I.  G. 

RCA  Manufacturing  Co.,  Inc., 

Camden,  N.  J. 
MARSEY,  J.  S. 
110  Norton  St., 
Rochester,  N.  Y. 


SOCIETY  ANNOUNCEMENTS 


221 


MERCIER,  E.  G. 
405  Comstock  Ave., 

Syracuse,  N.  Y. 
MURRAY,  C.  G. 
1132  Bell  Bldg., 
1365  Cass  Ave., 
Detroit,  Mich. 
POPPELE,  J.  R. 

Bamberger     Broadcasting 
Inc., 

1440  Broadway, 

New  York,  N.  Y. 
PFEIFF,  F.  J. 
P.  O.  Box  82, 

Hamden,  Conn. 
PRYER,  CARL 

3807  N.W.  Military  Rd., 
Washington,  D.  C. 


ROCKLIN,  D. 

Ft.  Monmouth,  N.  J. 
TONOIKE,  K. 

No.   415,   Koenji  2-Chome,   Sugin- 
amiku, 

Tokyo,  Japan 
VAN  DER  HOEF,  G.  T. 

903— 16th  St.,  N.W., 
Service,  Washington,  D.  C. 

VAN  DYKE,  W. 
515  Madison  Ave., 
New  York,  N.  Y. 
VICKERS,  J.  H. 
P.  O.  Box  1145, 
Charlotte,  N.  C. 

ZlEGLER,  J. 

101  Court  St., 
Syracuse,  N.  Y. 


In  addition,  the  f  ollowing  applicant  has  been  admitted  to  the  Active  grade : 

OWEN,  R.  L. 
1021— 23rd  St., 

Santa  Monica,  Calif. 


BACK  NUMBERS  OF  THE  TRANSACTIONS  AND  JOURNALS 

Prior  to  January,  1930,  the  Transactions  of  the  Society  were  published  quar- 
terly. A  limited  number  of  these  Transactions  are  still  available  and  will  be 
sold  at  the  prices  listed  below.  Those  who  wish  to  avail  themselves  of  the  op- 
portunity of  acquiring  these  back  numbers  should  do  so  quickly,  as  the  supply 
will  soon  be  exhausted,  especially  of  the  earlier  numbers.  It  will  be  impossible 
to  secure  them  later  on  as  they  will  not  be  reprinted. 


1924 


1925 


No. 

19 

20 
21 
22 
23 
24 


Price 
$1.25 
1.25 
1.25 
1.25 
1.25 
1.25 


1926 


1927 


No. 

25 
26 

27 
28 
29 
32 


Price 
$1.25 
1.25 
1.25 
1.25 
1.25 
1.25 


1928 


1929 


No. 
33 

34 
35 
36 
37 

38 


Price 
$2.50 
2.50 
2.50 
2.50 
3.00 
3.00 


Beginning  with  the  January,  1930,  issue,  the  JOURNAL  of  the  Society  has  been 
issued  monthly,  in  two  volumes  per  year,  of  six  issues  each.  Back  numbers  of 
all  issues  are  available  at  the  price  of  $1.00  each,  a  complete  yearly  issue  totalling 
$12.00.  Single  copies  of  the  current  issue  may  be  obtained  for  $1.00  each. 
Orders  for  back  numbers  of  Transactions  and  JOURNALS  should  be  placed  through 
the  General  Office  of  the  Society  and  should  be  accompanied  by  check  or  money- 
order. 

SOCIETY  SUPPLIES 

The  following  are  available  from  the  General  Office  of  the  Society,  at  the  prices 
noted.  Orders  should  be  accompanied  by  remittances. 

Aims  and  Accomplishments. — An  index  of  the  Transactions  from  October, 
1916,  to  December,  1929,  containing  summaries  of  all  articles,  and  author  and 
classified  indexes.  One  dollar  each. 

Journal  Index. — An  index  of  the  JOURNAL  from  January,  1930,  to  December, 
1935,  containing  author  and  classified  indexes.  One  dollar  each. 

Motion  Picture  Standards. — Reprints  of  the  American  Standards  and  Recom- 
mended Practices  as  published  in  the  March,  1941,  issue  of  the  JOURNAL;  50  cents 
each. 

Membership  Certificates. — Engrossed,  for  framing,  containing  member's  name, 
grade  of  membership,  and  date  of  admission.  One  dollar  each. 

Journal  Binders. — Black  fabrikoid  binders,  lettered  in  gold,  holding  a  year's 
issue  of  the  JOURNAL.  Two  dollars  each.  Member's  name  and  the  volume 
number  lettered  in  gold  upon  the  backbone  at  an  additional  charge  of  fifty  cents 
each. 

Test-Films. — See  advertisement  in  this  issue  of  the  JOURNAL. 


JOURNAL    . 

OF  THE  SOCIETY  OF 

MOTION  PICTURE  ENGINEERS 

Volume  XXXVII  September,  1941 


CONTENTS 

Page 

New  and  Old  Aspects  of  the  Origins  of  96-Cycle  Distortion.  .  . 

J.  O.  BAKER  AND  R.  O.  DREW  227 

Some  Properties  of  Polished  Glass  Surfaces F.  L.  JONES  256 

Recent  Improvements  in  Non-Reflective  Lens  Coating 

W.  C.  MILLER  265 

New  Gadgets  for  the  Film  Laboratory 

B.  ROBINSON  AND  M.  LESHING  274 

M-G-M's  NEW  Camera  Boom J.  ARNOLD  278 

An  Improved  Mixer  Potentiometer K.  B.  LAMBERT  283 

Report  on  the  Activities  of  the  Inter-Society  Color  Council .  .  .  292 

Air-Conditioning  Safety  Device  for  Theaters E.  R.  MORIN  307 

New  Motion  Picture  Apparatus 

Five  New  Models  of  16-Mm  Sound  Kodascope 

W.  E.  MERRIMAN  AND  H.  C.  WELLMAN  313 

High  Fidelity  Headphones L.  J.  ANDERSON  319 

1941  Fall  Convention  at  New  York,  October  20th-23rd 324 

Society  Announcements 328 


JOURNAL 

OF  THE  SOCIETY  OF 

MOTION  PICTURE  ENGINEERS 


SYLVAN  HARRIS,  EDITOR 
BOARD  OF  EDITORS 

ARTHUR  C.  DOWNES,  Chairman 

JOHN  I.  CRABTREE       ALFRED  N.  GOLDSMITH  EDWARD  W.  KELLOGG 

CLYDE  R.  KEITH          ALAN  M.  GUNDELFINGER  CARLETON  R.  SAWYER 

ARTHUR  C.  HARDY 


Subscription  to  non-members,  $8.00  per  annum;  to  members,  $5.00  per  annum, 
included  in  their  annual  membership  dues;  single  copies,  $1.00.  A  discount 
on  subscription  or  single  copies  of  15  per  cent  is  allowed  to  accredited  agencies. 
Order  from  the  Society  of  Motion  Picture  Engineers,  Inc.,  20th  and  Northampton 
Sts.,  Easton,  Pa.,  or  Hotel  Pennsylvania,  New  York,  N.  Y. 

Published  monthly  at  Easton,  Pa.,  by  the  Society  of  Motion  Picture  Engineers. 

Publication  Office,  20th  &  Northampton  Sts.,  Easton,  Pa. 

General  and  Editorial  Office,  Hotel  Pennsylvania,  New  York,  N.  Y. 

West  Coast  Office,  Suite  928,  Equitable  Bldg.,  Hollywood,  Calif. 

Entered  as  second  class  matter  January  15,  1930,  at  the  Post  Office  at  Easton, 
Pa.,  under  the  Act  of  March  3,  1879.     Copyrighted,  1941,  by  the  Society  of 
Motion  Picture  Engineers,  Inc. 


OFFICERS  OF  THE  SOCIETY 

* *President:     EMERY  HUSE,  6706  Santa  Monica  Blvd.,  Hollywood,  Calif. 
"Past-President:     E.  ALLAN  WILLIFORD,  30  E.  42nd  St.,  New  York,  N.  Y. 
** Executive  Vice-President:     HERBERT  GRIFFIN,  90  Gold  St.,  New  York,  N.  Y. 

*  Engineering  Vice-President:     DONALD  E.  HYNDMAN,  350  Madison  Ave.,  New 

York,  N.  Y. 
** Editorial  Vice-President:     ARTHUR  C.  DOWNES,  Box  6087,  Cleveland,  Ohio. 

* Financial  Vice-President:    ARTHUR  S.  DICKINSON,  28  W.  44th  St.,  New  York 

N.  Y. 
"Convention  Vice-President:   WILLIAM  C.  KUNZMANN,  Box  6087,  Cleveland,  Ohio 

^Secretary:     PAUL  J.  LARSEN,  44  Beverly  Rd.,  Summit,  N.  J. 

^Treasurer:    GEORGE  FRIEDL,  JR.,  90  Gold  St.,  New  York,  N.  Y. 

GOVERNORS 

**MAX  C.  BATSEL,  501  N.  LaSalle  St.,  Indianapolis,  Ind. 

*JOSEPH  A.  DUBRAY,  1801  Larchmont  Ave.,  Chicago,  111. 

*JOHN  G.  FRAYNE,  6601  Romaine  St.,  Hollywood,  Calif. 

*ALFRED  N.  GOLDSMITH,  580  Fifth  Ave.,  New  York,  N.  Y. 

*ARTHUR   C.    HARDY,    Massachusetts   Institute   of   Technology,    Cambridge, 

Mass. 
**LOREN  L.  RYDER,  5451  Marathon  St.,  Hollywood,  Calif. 

*TIMOTHY  E.  SHEA,  195  Broadway,  New  York,  N.  Y. 

*REEVE  O.  STROCK,  35-11  35th  St.,  Astoria,  L.  L,  N.  Y. 


*Tenn  expires  December  31,  1941. 
**Term  expires  December  31,  1942. 


NEW  AND  OLD  ASPECTS  OF  THE  ORIGINS  OF  96-CYCLE 
DISTORTION* 


J.  O.  BAKER  AND  R.  O.  DREW** 


Summary. — The  work  of  previous  investigations  is  reviewed  and  correlated  with 
the  results  obtained  in  a  comprehensive  study  of  96-cycle  distortion  due  to  the  presence 
of  sprocket-holes  adjacent  to  the  sound-track.  This  distortion  has  been  known  for 
some  time.  Much  improvement  has  been  made  by  the  adoption  of  the  magnetic-drive 
recorder,  the  non-slip  printer,  and  the  rotary  stabilizer  sound-head  for  the  purpose  of 
overcoming  the  problem  of  slippage. 

Recording  sound  on  doubly  perforated  film  will  introduce  96-cycle  disturbances  of 
both  amplitude  and  frequency  modulation  because  of  the  film  flexure  and  possible 
variations  of  film  speed  at  the  sprocket-hole  rate. 

Processing  sound  records  on  doubly  perforated  film  will  introduce  a  96-cycle  hum 
and  amplitude  modulation  depending  upon  the  processing  technic. 

Printing  sound  records  on  doubly  perforated  film  introduces  96-cycle  hum  and  dis- 
turbances of  both  amplitude  and  frequency  modulation,  due  to  film  flexure  and  varia- 
tions of  film  speed  at  sprocket-hole  rate. 

Reproducing  sound  records  on  doubly  perforated  film  introduces  96-cycle  dis- 
turbances because  of  film  flexure. 

Since  it  has  been  proved  that  the  presence  of  the  sprocket-holes  adjacent  to  the  sound- 
track is  the  source  of  all  96-cycle  distortion,  and  the  omission  of  the  sprocket-holes 
entirely  eliminates  this  distortion,  it  becomes  obvious  that  singly  perforated  film 
should  be  used  throughout  all  phases  of  sound  recording  and  reproduction  if  complete 
freedom  from  96-cycle  distortion  is  to  be  obtained. 

Substantial  improvement  can  be  realized  if  the  singly  perforated  film  is  employed 
only  for  the  original  negative,  master  positive,  and  re-recorded  negative,  and  doubly 
perforated  film  for  the  release  prints.  The  use  of  singly  perforated  film  throughout 
all  phases  has  a  decided  advantage  of  providing  additional  space,  without  affecting  the 
picture  dimensions  for  a  double-width  sound-track  or  two  sound-tracks,  one  for  control 
or  other  purposes. 

Types  of  96-Cycle  Distortion. — If  a  film  is  given  a  uniform  exposure, 
as,  for  example,  in  the  recording  of  an  unmodulated  density  track,  it 
is  not  uncommon  when  the  film  is  run  through  a  reproducing  machine 
to  hear  a  faint  tone  of  96-cycle  pitch.  This  means  that  there  are 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y.;  received  June  5, 
1941. 

**  RCA  Manufacturing  Co.,  Indianapolis,  Ind. 

227 

•$•  The  Society  is  not  responsible  for  statements  by  authors  & 


228  J.  O.  BAKER  AND  R.  0.  DREW  [j.  s.  M.  P.  E. 

fluctuations  in  the  density  at  the  rate  of  96  per  second.  They  may 
be  too  small  to  measure  with  an  ordinary  densitometer,  but  they  can  I 
be  measured  by  means  of  a  wave  analyzer.  This  96-cycle  tone  is 
absent  if  the  exposure  is  so  low  that  the  film  is  almost  transparent,  and 
with  very  high  densities  there  is  practically  no  96-cycle  output,  since 
the  total  amount  of  light  transmitted  is  small.  The  maximum  tone 
is  produced  if  the  film  is  a  light  gray,  such  as  to  transmit  approxi- 
mately half  of  the  incident  light.  Since  variable- width  recordings 
consist  of  clear  areas  and  substantially  black  areas,  they  are  not 
ordinarily  subject  to  96-cycle  hum,  except  when  the  film  is  improperly 
guided. 

If  a  constant  tone  (for  example,  1000  cps)  is  recorded  on  a  variable- 
density  track  and  means  provided  for  measuring  rapid  fluctuations  in 
the  amplitude  of  the  reproduced  tone,  it  will  usually  be  found  that  the 
1000-cycle  tone  rises  and  falls  in  amplitude  at  the  rate  of  96  times  per 
second.  This  effect,  like  the  density  modulation,  is  generally  negli- 
gible in  variable-area  recordings. 

A  "flutter  bridge"  is  a  device  which  measures  departures  from 
normal  frequency  of  a  reproduced  tone.  For  example,  a  constant 
3000-cycle  tone  may  be  recorded,  and  when  it  is  reproduced  its  pitch 
or  frequency  may  vary  periodically  between  2994  and  3006  cycles  per 
second.  Flutter-bridge  measurements  show  that  recordings  on  35- 
mm  film  are- rarely  entirely  free  from  some  flutter  or  frequency  modu- 
lation at  the  rate  of  96  cycles  per  second.  This  is  equally  true  of 
variable-density  and  variable-area  recordings. 

The  density  modulation,  amplitude  modulation,  and  frequency 
modulation  are  present  in  the  sound-tracks  as  first  recorded,  or  in 
the  sound  negatives.  The  operation  of  duplicating  by  printing  intro- 
duces further  causes  of  96-cycle  distortion  and  while  these  may 
occasionally  cause  some  compensating  or  neutralizing  effect,  so  that 
the  print  film  has  less  of  the  96-cycle  distortion  than  the  negative, 
ordinarily  the  effects  are  cumulative,  and  prints  have  more  distortion 
than  the  negatives. 

REVIEW  OF  PREVIOUS  INVESTIGATIONS 

The  influence  of  sprocket-holes  upon  the  recorded  sound  in  35-mm 
films  has  been  known  for  some  time.  One  effect,  which  was  early 
observed  and  steps  taken  to  correct,  was  the  slippage  of  the  film 
when  passing  over  a  toothed  sprocket.  While  a  sprocket  could  be 
designed  to  operate  without  slippage  for  a  film  with  a  given  sprocket- 


Sept.,  1941]  ORIGINS  OF  96-CvcLE  DISTORTION  229 

hole  pitch,  it  would  not  be  satisfactory  for  all  films  due  to  shrinkage 
which  varies  with  the  age  and  the  condition  of  the  film.  Some  of  the 
steps  taken  to  overcome  the  problem  of  shrinkage  were  the  magnetic 
drive  recorder1  which  utilized  a  drum  without  sprocket-teeth,  and 
suitable  damping  to  insure  uniform  passage  of  the  film  past  the  re- 
cording point;  the  non-slip  printer2  which  also  employed  a  smooth 
drum,  whose  diameter  is  calculated  so  that  with  suitable  compen- 
sating loop-formers,  the  negative  and  positive  film  could  contact  each 
other  at  the  printing  point  without  slippage ;  and  the  rotary  stabilizer 
sound-head3  which  likewise  carried  the  film  past  the  scanning  point 
over  a  rotating  drum  whose  motion  was  smoothed  by  the  rotary 
stabilizer. 

The  adoption  of  the  smooth  drum  instead  of  a  sprocket  for  obtain- 
ing uniform  film  motion  in  the  recording,  printing,  and  reproducing  of 
sound  made  considerable  improvement  in  the  quality,  thus  eliminat- 
ing the  96-cycle  hum.  The  presence  of  the  sprocket-holes  adjacent 
to  the  sound-track  still  introduces  96-cycle  flutter  in  variable-area 
sound.  Both  the  96-cycle  hum  and  96-cycle  flutter  are  present  in 
variable-density  sound. 

Effect  of  Sprocket-Hole  Pitch  in  Printing. — J.  Crabtree4  studied  the 
production  of  sound-film  prints  from  variable-density  negatives  by  a 
sprocket  printer  from  the  viewpoint  of  high-frequency  response  and 
uniformity  of  product. 

96-Cycle  Distortion  by  Film  Processing. — The  influence  of  sprocket- 
holes  upon  the  development  of  a  variable-density  sound-track  was 
observed  and  reported  upon  by  Frayne  and  Pagliarulo5  in  1936. 
They  summarize  their  work  as  follows  : 

An  unmodulated  sound-track  shows  96-cycle  modulation  on  development. 
The  effect  is  a  maximum  at  the  edge  of  the  sprocket-holes  and  diminishes  ex- 
ponentially for  a  distance  of  approximately  30  mils  into  the  sound-track.  A  film 
modulated  by  a  constant  frequency  shows  96-cycle  amplitude  and  frequency 
modulation  over  the  same  area.  Both  effects  are  introduced  principally  during 
processing  of  the  film.  A  film  having  no  sprocket-holes  on  the  sound-track  side  is 
entirely  free  of  these  effects.  The  conclusion  is  that  processing  standards  in 
many  laboratories  require  improvement  to  eliminate  distortions  of  this  type. 

96- Cycle  Distortion  Due  to  Deformation  Next  to  Sprocket-Holes. — 
Crabtree  and  Herriott6  made  a  study  of  the  film  distortion  at  the 
sprocket-holes  when  the  film  is  flexed  around  a  curved  surface. 
They  presented  a  series  of  photographs  of  the  image  of  a  parallel-line 


228  J.  0.  BAKER  AND  R.  0.  DREW  [j.  s.  M.  P.  E, 

fluctuations  in  the  density  at  the  rate  of  96  per  second.  They  may 
be  too  small  to  measure  with  an  ordinary  densitometer,  but  they  can 
be  measured  by  means  of  a  wave  analyzer.  This  96-cycle  tone  is 
absent  if  the  exposure  is  so  low  that  the  film  is  almost  transparent,  and 
with  very  high  densities  there  is  practically  no  96-cycle  output,  since 
the  total  amount  of  light  transmitted  is  small.  The  maximum  tone 
is  produced  if  the  film  is  a  light  gray,  such  as  to  transmit  approxi- 
mately half  of  the  incident  light.  Since  variable- width  recordings 
consist  of  clear  areas  and  substantially  black  areas,  they  are  not 
ordinarily  subject  to  96-cycle  hum,  except  when  the  film  is  improperly 
guided. 

If  a  constant  tone  (for  example,  1000  cps)  is  recorded  on  a  variable- 
density  track  and  means  provided  for  measuring  rapid  fluctuations  in 
the  amplitude  of  the  reproduced  tone,  it  will  usually  be  found  that  the 
1000-cycle  tone  rises  and  falls  in  amplitude  at  the  rate  of  96  times  per 
second.  This  effect,  like  the  density  modulation,  is  generally  negli- 
gible in  variable-area  recordings. 

A  "flutter  bridge"  is  a  device  which  measures  departures  from 
normal  frequency  of  a  reproduced  tone.  For  example,  a  constant 
3000-cycle  tone  may  be  recorded,  and  when  it  is  reproduced  its  pitch 
or  frequency  may  vary  periodically  between  2994  and  3006  cycles  per 
second.  Flutter-bridge  measurements  show  that  recordings  on  35- 
mm  film  are' rarely  entirely  free  from  some  flutter  or  frequency  modu- 
lation at  the  rate  of  96  cycles  per  second.  This  is  equally  true  of 
variable-density  and  variable-area  recordings. 

The  density  modulation,  amplitude  modulation,  and  frequency 
modulation  are  present  in  the  sound-tracks  as  first  recorded,  or  in 
the  sound  negatives.  The  operation  of  duplicating  by  printing  intro- 
duces further  causes  of  96-cycle  distortion  and  while  these  may 
occasionally  cause  some  compensating  or  neutralizing  effect,  so  that 
the  print  film  has  less  of  the  96-cycle  distortion  than  the  negative, 
ordinarily  the  effects  are  cumulative,  and  prints  have  more  distortion 
than  the  negatives. 

REVIEW  OF  PREVIOUS  INVESTIGATIONS 

The  influence  of  sprocket-holes  upon  the  recorded  sound  in  35-mm 
films  has  been  known  for  some  time.  One  effect,  which  was  early 
observed  and  steps  taken  to  correct,  was  the  slippage  of  the  film 
when  passing  over  a  toothed  sprocket.  While  a  sprocket  could  be 
designed  to  operate  without  slippage  for  a  film  with  a  given  sprocket- 


Sept.,  1941  ]  ORIGINS  OF  96-CvcLE  DISTORTION  229 

hole  pitch,  it  would  not  be  satisfactory  for  all  films  due  to  shrinkage 
which  varies  with  the  age  and  the  condition  of  the  film.  Some  of  the 
steps  taken  to  overcome  the  problem  of  shrinkage  were  the  magnetic 
drive  recorder1  which  utilized  a  drum  without  sprocket-teeth,  and 
suitable  damping  to  insure  uniform  passage  of  the  film  past  the  re- 
cording point;  the  non-slip  printer2  which  also  employed  a  smooth 
drum,  whose  diameter  is  calculated  so  that  with  suitable  compen- 
sating loop-formers,  the  negative  and  positive  film  could  contact  each 
other  at  the  printing  point  without  slippage;  and  the  rotary  stabilizer 
sound-head3  which  likewise  carried  the  film  past  the  scanning  point 
over  a  rotating  drum  whose  motion  was  smoothed  by  the  rotary 
stabilizer. 

The  adoption  of  the  smooth  drum  instead  of  a  sprocket  for  obtain- 
ing uniform  film  motion  in  the  recording,  printing,  and  reproducing  of 
sound  made  considerable  improvement  in  the  quality,  thus  eliminat- 
ing the  96-cycle  hum.  The  presence  of  the  sprocket-holes  adjacent 
to  the  sound-track  still  introduces  96-cycle  flutter  in  variable-area 
sound.  Both  the  96-cycle  hum  and  96-cycle  flutter  are  present  in 
variable-density  sound. 

Effect  of  Sprocket-Hole  Pitch  in  Printing. — J.  Crabtree4  studied  the 
production  of  sound-film  prints  from  variable-density  negatives  by  a 
sprocket  printer  from  the  viewpoint  of  high-frequency  response  and 
uniformity  of  product. 

96-Cycle  Distortion  by  Film  Processing. — The  influence  of  sprocket- 
holes  upon  the  development  of  a  variable-density  sound-track  was 
observed  and  reported  upon  by  Frayne  and  Pagliarulo5  in  1936. 
They  summarize  their  work  as  follows : 

An  unmodulated  sound-track  shows  96-cycle  modulation  on  development. 
The  effect  is  a  maximum  at  the  edge  of  the  sprocket-holes  and  diminishes  ex- 
ponentially for  a  distance  of  approximately  30  mils  into  the  sound-track.  A  film 
modulated  by  a  constant  frequency  shows  96-cycle  amplitude  and  frequency 
modulation  over  the  same  area.  Both  effects  are  introduced  principally  during 
processing  of  the  film.  A  film  having  no  sprocket-holes  on  the  sound-track  side  is 
entirely  free  of  these  effects.  The  conclusion  is  that  processing  standards  in 
many  laboratories  require  improvement  to  eliminate  distortions  of  this  type. 

96-Cycle  Distortion  Due  to  Deformation  Next  to  Sprocket-Holes. — 
Crabtree  and  Herriott6  made  a  study  of  the  film  distortion  at  the 
sprocket-holes  when  the  film  is  flexed  around  a  curved  surface. 
They  presented  a  series  of  photographs  of  the  image  of  a  parallel-line 


230  J.  O.  BAKER  AND  R.  O.  DREW  [J.  S.  M.  P.  E. 

screen  reflected  from  the  emulsion  surface  of  35-mm  film  when  flexed 
around  drums  of  different  diameters  and  sprockets  of  various  sizes. 

Measures  for  Reducing  96-Cycle  Distortion. — Steps  have  been  taken 
to  minimize  the  distortion,  for  instance : 

(a)  Constant-speed  drum  for  recording,  printing,  and  reproducing. 
(&)  Standardization  of  sprocket-hole  dimensions  for  sound  negative  and  positive 
film  stock. 

(c)  The  reduction  of  the  maximum  film  shrinkage  from  1.5  per  cent  to  0.4  per 
cent. 

(d )  More  thorough  agitation  of  developer  solutions  to  reduce  the  density  varia- 
tion during  processing. 

There  still  remains  the  problem  of  flexure  of  the  film  and  the  mis- 
matching of  negative  and  positive  perforations  in  non-slip  printing. 

ANALYSIS 

Flutter  Is  Not  Due  to  Changes  in  Speed  of  the  Film  Drum. — Tests  by 
the  authors  completely  confirm  the  conclusions  reported  by  Frayne 
and  Pagliarulo,  namely,  that  if  the  sprocket-holes  on  the  sound-track 
side  are  omitted,  none  of  the  96-cycle  distortions  appear.  Our  tests, 
which  are  described  in  more  detail  later,  were  made  using  singly  per- 
forated film,  the  recording  being  done  on  a  machine  of  the  magnetic 
drive  type  in  which  average  film  speed  is  controlled  by  sprockets  but 
the  film  is  carried  past  the  optical  system  on  a  smooth  drum.  Such  a 
test  proves  that  there  are  no  96-cycle  fluctuations  in  the  speed  of  the 
film  as  a  whole  (or,  in  other  words,  in  the  speed  of  the  drum)  but  that 
the  96-cycle  flutter  which  the  doubly  perforated  film  exhibits  must  be 
a  purely  local  effect  of  the  proximity  of  the  perforations. 

Since  there  is  no  mystery  in  the  appearance  of  96-cycle  flutter 
when  the  recording  or  reproducing  machines  are  of  the  sprocket- 
propulsion  type,  it  will  be  assumed  throughout  the  remainder  of  this 
paper  that  there  is  no  96-cycle  flutter  in  the  speed  of  the  drum  which 
carries  the  film,  and  our  investigation  is  of  the  other  possible  causes  of 
the  flutter. 

Density  Variations. — Variations  in  density  are  produced,  first,  by 
exposure  variations  due  to  the  polygoning  effect  of  the  film  when 
flexed  around  a  curved  surface,  and,  second,  by  the  increased  agitation 
of  the  developer  at  the  sprocket-holes  in  processing. 

Density  variations  at  the  sprocket-hole  rate  results  in  hum  or  a  96- 
cycle  tone  which  is  superimposed  on  the  recorded  modulation.  In 
the  case  of  variable-density  recordings,  the  increased  agitation  at  the 


Sept.,  1941] 


ORIGINS  OF  96-CvcLE  DISTORTION 


231 


sprocket-holes  also  increases  the  gamma  which  produces  an  amplitude 
variation  of  the  recorded  modulation.  Density  variations  or  changes 
in  gamma  will,  of  course,  have  little  effect  upon  variable-area  record- 
ings. 

In  discussing  the  causes  of  density  fluctuations  consideration  needs 
to  be  given  only  to  unmodulated  sound  records.  The  increased  agita- 
tion of  the  developer  at  the  sprocket-holes  will  increase  the  developer 
speed  at  that  region  and,  assuming  the  exposure  to  be  uniform,  micro- 


SPROCKET 

REGION 


FIG.  1. 


Polygoning  of  film  when  flexed  around  a 
drum. 


densitometer  measurements  would  show  a  maximum  density  opposite 
the  center  of  the  sprocket-holes,  provided  there  were  no  directional 
effects.  If  directional  effects  are  in  evidence,  then  the  maximum 
density  will  be  shifted  to  one  side  of  the  center  of  the  sprocket-hole. 
The  exposure,  however,  may  not  be  uniform.  The  film  stiffness 
varies  along  its  length  depending  upon  the  cross-section,  and  will  be 
greater  in  the  region  between  successive  sprocket-holes  than  it  will  be 
at  the  sprocket-holes.  Hence,  when  flexed  around  a  curved  surface, 
the  film  will  be  closer  to  that  surface  where  the  film  stiffness  is  greatest 
(Fig.  1).  The  effect  of  this  is  a  shorter  radius  from  the  center  of 
rotation  of  the  drum  at  this  point  and  a  longer  radius  at  the  sprocket- 


232  J.  O.  BAKER  AND  R.  O.  DREW  [J.  S.  M.  P.  E. 

holes.  With  the  drum  rotating  at, a  constant  angular  velocity  the 
film  is  undergoing  a  speed  variation  at  the  sprocket-hole  rate  propor-~ 
tional  to  the  variations  in  its  distance  from  the  axis.  Since  exposure 
of  the  film  is  dependent  upon  the  product  of  the  intensity  of  exposing 
light  and  exposure  time,  it  is  easily  seen  that  the  exposure  of  the  film 
will  be  less  at  the  sprocket-holes  than  between  the  sprocket-holes. 
The  effect  of  variations  in  negative  exposure  is  probably  small  com- 
pared to  the  developer  effect,  but  whatever  there  is  it  will  tend  to 
counteract  the  latter. 

The  exposure  and  developing  effects  will  hold  for  eithefnegative  or 
positive.  However,  in  the  case  of  the  positive  there  is  the  additional 
effect  of  the  varying  transparency  of  the  negative. 

Density  Variations  in  Printing. — As  outlined  in  the  preceding  sec- 
tion a  negative  will  have  density  variations  along  the  sound-track  at 
the  sprocket-hole  rate  of  96  cycles.  For  the  sake  of  simplicity,  as- 
sume the  variation  to  be  symmetrical  with  respect  to  the  sprocket- 
holes,  that  is,  a  maximum  density  at  the  center  of  the  hole  and  a 
minimum  at  the  center  of  the  region  between  two  adjacent  sprocket- 
holes.  Neglecting  for  the  moment  the  effect  of  polygoning  in  the 
printer,  the  positive  exposure  will  vary  in  inverse  relationship  to  the 
density  of  the  negative.  Thus,  for  the  case  of  negative  and  print 
sprocket-holes  in  register,  such  as  printing  on  a  sprocket  printer,  the 
exposure  of  the  positive  will  be  least  at  the  center  of  its  sprocket-holes 
and  greatest  at  the  center  of  the  region  between  sprocket-holes. 
Upon  development  of  the  positive,  the  sprocket-hole  region  will  de- 
velop faster  and  the  increased  development  will  tend  to  compensate 
for  the  underexposure.  The  net  result  will  be  that  the  regions  of 
maximum  density  in  the  print  may  be  opposite  the  sprocket-holes,  or 
between  the  sprocket-holes,  depending  upon  whether  the  effect  of 
exposure  variations  or  development  variations  predominates;  or 
there  may  be  no  measurable  96-cycle  hum  at  all  in  the  print,  if  the 
effects  balance. 

In  the  case  of  negative  and  positive  sprocket-holes  out  of  register, 
as  occurs  part  of  the  time  in  printing  on  a  non-slip  printer,  the  positive 
exposure  is  greatest  at  the  sprocket-holes  and  least  in  between.  The 
result  in  this  case  is  a  96-cycle  component  in  the  positive  which  is  the 
cumulative  effect  of  variations  in  the  print  exposure,  and  the  greater 
development  which  the  print  receives  next  the  sprocket-holes. 

When  prints  are  made  on  a  non-slip  printer  the  relative  positions  of 
the  negative  and  positive  sprocket-holes  can  not  be  predicted,  and 


Sept.,  1941]  ORIGINS  OF  96-CvcLE  DISTORTION  233 

may  slowly  change  from  in  register  to  out  of  register.  Therefore, 
prints  made  on  non-slip  printers  have  been  more  frequently  criticized 
on  the  score  of  hum  than  prints  made  on  sprocket  printers. 

The  explanations  just  given  do  not  take  account  of  directional 
effects  in  development.  These  may  tend  to  obscure  the  relation- 
ships, so  that  the  advantages  of  printing  with  sprocket-holes  in 
registration  are  not  as  definite  as  would  be  expected. 

The  disadvantage  of  the  non-slip  printer  for  making  variable- 
density  prints  on  the  score  of  giving  higher  hum  levels,  would  dis- 
appear if  singly  perforated  film  were  used  for  negatives,  since  a  print 
made  on  it  would  have  only  the  96-cycle  distortion  introduced  by 
print  processing  while  the  print  made  on  a  sprocket  printer  would 
have  a  96-cycle  distortion  produced  by  slippage  as  well  as  that  due  to 
processing. 

Amplitude  Modulation. — When  a  tone  is  recorded  on  a  variable- 
density  system  and  reproduced,  the  amplitude  of  the  reproduced 
tone  is  proportional  to  the  difference  in  transmissions  at  the  peak  and 
valley  of  the  wave.  High  gamma,  by  increasing  contrast,  produces  a 
greater  difference  between  maximum  and  minimum  density,  but  not 
necessarily  a  greater  difference  between  maximum  and  minimum 
transmission.  The  density  difference  corresponds  to  the  ratio  of 
maximum  to  minimum  transmissions,  but  a  high  ratio  means  a  large 
absolute  difference  only  when  the  average  transmission  is  high.  Thus 
it  is  quite  common  to  reduce  the  output  level  of  a  variable-density 
print  by  printing  it  darker  than  normal. 

In  the  case  of  a  negative  the  increased  development  next  to  the 
sprocket-holes  tends  to  give  greater  contrast  but  since  it  also  makes 
the  negative  denser  at  these  places  the  output  of  recorded  tone  may  be 
either  greater  or  less  opposite  the  sprocket-holes  than  in  between,  de- 
pending upon  which  effect  predominates.  When  this  same  negative 
is  printed,  however,  on  a  printer  which  keeps  the  sprocket-holes  in 
registration,  the  high  contrast  in  the  negative  is  passed  on  to  the 
print,  and  the  denser  negative  area,  which  goes  with  the  high  con- 
trasts, produces  a  lighter  print.  Both  effects  then  tend  to  increase 
the  amplitude  of  the  output  tone  opposite  the  sprocket-holes.  It  has 
already  been  explained  that  if  a  print  is  made  with  sprocket-holes  in 
registration  the  development  effects  in  negative  and  print  may  neu- 
tralize so  far  as  average  print  density  is  concerned.  If  this  occurs 
such  a  print  may  show  little  or  no  hum,  but  the  additive  effects  of  in- 
creased contrast  in  negative  and  print  would  tend  to  produce  con- 


234  J.  O.  BAKER  AND  R.  O.  DREW  [J.  S.  M.  P.  E. 

siderably  greater  amplitude  of  recorded  tone  opposite  the  sprocket- 
holes. 

In  the  case  of  variable-area  recording  similar  factors  are  at  play, 
but  their  effects  will  be  negligibly  small  except  at  very  high  frequen- 
cies, where  fogging  between  waves  becomes  a  factor  of  importance. 
Thus  hi  recording  a  9000-cycle  wave  considerable  amplitude  modula- 
tion as  well  as  hum  may  result  from  unequal  development  of  negative 
and  print  around  the  sprocket-holes. 

96-Cycle  Distortion  by  Frequency  Modulation. — It  has  been  shown 
how  96-cycle  density  modulation  can  appear  in  an  unmodulated 
sound-track  due  to  density  variations.  If  a  signal  frequency  is  re- 
corded on  a  sound-track  adjacent  to  the  sprocket-holes,  a  96-cycle  fre- 
quency modulation  is  introduced.  Frequency  modulation  will  occur 
whenever  the  speed  of  the  film  is  not  constant  in  its  travel  past  the 
recording  point.  Constant  speed  is  not  attainable  when  recording  on 
a  sprocket  or  on  a  skid  or  drum  where  the  film  is  propelled  by  a 
sprocket  unless  the  sprocket-teeth  and  the  sprocket-holes  of  the  film 
match  perfectly  as  shown  by  previous  investigation.1'4  Frequency 
modulation,  however,  may  occur  when  recording  on  a  constant-speed 
drum,  due  to  the  unequal  flexing  of  the  film  previously  discussed. 
The  frequency  modulation  does  not  result  in  a  hum  or  96-cycle  tone, 
but  in  distortion  of  the  recorded  waves,  and  becomes  of  considerable 
consequence  especially  when  considering  high  frequencies. 

Varying  Contact  in  Printing. — Printing  from  a  negative  containing 
96-cycle  frequency  modulation  will  transfer  this  modulation  from  the 
negative  to  the  print  and  add  more  96-cycle  distortion,  for  the  reasons 
that  the  positive  stock  polygons  in  a  manner  similar  to  that  of  the 
negative.  The  polygoning  of  the  two  films  hinders  the  contacting  of 
the  two  emulsions  at  every  point  along  the  length  of  the  sound-track. 
As  a  result,  wherever  the  two  emulsions  are  not  in  contact  a  spreading 
of  the  negative  image  on  the  positive  reduces  the  resolution  and,  con- 
sequently, the  amplitude,  particularly  of  high-frequency  waves. 
Thus  an  amplitude  modulation  is  introduced  which  is  yet  different 
from  that  due  to  density  variations.  In  addition  to  the  amplitude 
variations,  there  will  be  a  filling  in  of  the  clear  areas  between  the  high- 
frequency  waves,  which,  since  it  gets  better  and  worse  at  the  rate  of 
96  cycles  per  second,  will  produce  a  hum. 

96-Cycle  Flutter  in  Printing. — A  doubly  perforated  negative  con- 
taining a  1000-cycle  note  with  a  known  amount  of  96-cycle  frequency 
modulation  was  printed  on  a  non-synchronous  non-slip  printer.  In 


Sept.,  1941]  ORIGINS  OF  96-CvcLE  DISTORTION  235 

this  printer  the  raw  stock  and  the  negative  were  carried  on  a  smooth 
drum,  with  the  negative  outside.  Since  this  arrangement  is  the 
opposite  of  that  which  would  tend  to  compensate  for  negative  shrink- 
age, the  negative  slowly  crept  ahead  of  the  print,  causing  the  sprocket- 
holes  to  be  alternately  in  and  out  of  registration.  The  96-cycle  fre- 
quency modulation  component  of  the  print  was  observed  on  a  flutter 
bridge.  The  amplitude  of  the  96-cycle  flutter  varied  between 
maximum  and  minimum  values.  The  observations  showed  that  the 
maximum  occurred  when  the  sprocket-holes  of  negative  and  print 
were  in  register,  and  the  minimum  when  the  sprocket-holes  were  out 
of  register. 

It  must  be  borne  in  mind  that  there  is  a  difference  between  the  96- 
cycle  flutter  obtained  in  this  experiment  and  that  which  would  be 
obtained  with  a  standard  non-slip  printer.  In  the  case  of  the  non- 
synchronous  non-slip  printer  just  described  the  variation  of  96-cycle 
print  output  is  of  a  periodic  nature  varying  between  definite  maximum 
and  minimum  values.  In  a  standard  non-slip  printer  the  flexure  of 
the  print  stock  takes  a  certain  form  depending  upon  the  amount  of 
shrinkage  of  the  negative.  This  form  will  be  maintained  so  long  as 
the  shrinkage  is  uniform  along  the  length  of  film.  Therefore,  the 
amount  of  96-cycle  flutter  introduced  in  the  printing  process  will 
assume  a  certain  value  and  will  maintain  that  value  at  least  for 
considerable  periods  of  time.  Thus,  the  96-cycle  flutter  of  the  print 
may  be  of  any  value  ranging  between  the  maximum  and  minimum 
depending  upon  the  amount  of  negative  shrinkage. 

96- Cycle  Distortion  in  Reproduction. — Both  hum  and  frequency 
modulation  are  generated  in  the  reproducing.  This  distortion  origi- 
nates from  several  sources,  namely : 

(1)  Stray  light  through  sprocket-holes. 

(2}  Reflections  within  the  emulsion  and  film  base,  which  are  affected  by  the 
perforations. 

(3}  The  polygoning  of  the  film  which  produces  unequal  film  speed  past  the 
scanning  point.  There  is  also  a  stretching  of  the  emulsion  where  the  curvature  is 
greatest,  or,  in  other  words,  opposite  the  perforations. 

EXPERIMENTAL  PROCEDURE 

The  experimental  work  reported  here  was  directed  to  the : 

(1)  Determination  of  the  effects  of  exposure  and  development  upon  the  magni- 
tude of  the  several  types  of  96-cycle  distortion,  using  standard  (doubly  perforated) 
film,  for  both  density  and  area  tracks, 


236  J.  O.  BAKER  AND  R.  O.  DREW  [j.  s.  M.  P.  E. 

(2)  Determination  of  whether  any  of  the  96-cycle  flutter  is  due  to  imperfect 
mechanical  filtering  of  the  disturbances  occurring  at  the  sprocket,  or  whether  the  I 
effects  are  entirely  local  and  due  to  the  proximity  of  the  sprocket-holes  in  the  ^ 
sound-track. 

(5)  Effects  of  printing  with  sprocket-holes  in  register  or  out  of  register  upon  the 
hum,  amplitude  modulation,  and  the  flutter. 

(4)  Determination  of  the  hum  and  flutter  introduced  in  reproduction,  using  a 
machine  having  no  96-cycle  flutter  in  its  drum  rotation. 


Recording. — Recordings  of  both  variable-area  and  variable-density 
records  were  made  of  1000-cycle  and  9000-cycle  tones  and  of  unmodu- 
lated tracks. 

The  variable-density  records  were  recorded  with  white  light  and 
the  variable-area  records  with  ultraviolet  light. 

The  recorder  was  of  the  magnetic-drive  type,  adjusted  to  produce  a 
minimum  of  flutter  in  the  recording. 

The  unmodulated  tracks  were  used  to  study  density  modulation 
especially  in  the  case  of  the  variable-density  records. 

A  1000-cycle  tone  was  recorded  for  the  study  of  frequency  modula- 
tion, this  being  the  frequency  for  which  our  flutter  bridge  is  designed. 

A  9000-cycle  frequency  was  recorded  to  study  the  effect  of  the  96- 
cycle  disturbance  upon  very  high  frequencies. 

Recordings  were  made  on  both  double  perforated  and  single  per- 
forated stock. 

Processing. — The  various  recordings  were  then  processed  in  a  small 
developing  machine  having  a  40-gallon  developing  tank  with  a 
circulation  of  the  developer  of  4  gallons  per  minute  and  a  film  speed 
through  the  developer  of  10  feet  per  minute.  Those  are  not  ideal 
developing  conditions,  as  they  are  conducive  to  exaggeration  of 
sprocket-hole  turbidity  and  directional  effects.  They  are,  however, 
quite  suitable  for  the  purpose  of  this  investigation. 

The  variable-density  negatives  were  processed  in  D-76  developer 
for  values  of  density  ranging  from  0.08  to  1.15  for  gammas  of  0.37, 
0.60,  and  0.75. 

The  variable-area  negatives  were  processed  in  D-16  developer  to 
various  densities  ranging  from  2.0  to  2.53  at  a  gamma  of  2.3. 

Printing. — The  prints,  with  a  few  indicated  exceptions,  were  made 
on  the  special  non-slip  laboratory  printer  already  described,  employ- 
ing a  three-inch  drum  and  a  heavy  flywheel  for  constant  film  speed. 

The  variable-density  records  were  printed  with  white  light  and  the 
variable-area  records  with  ultraviolet  light. 


Sept.,  1941]  ORIGINS  OF  96-CYCLE  DISTORTION  237 

The  prints  were  printed  for  various  values  of  density  and  all  proc- 
essed for  a  gamma  of  2.13  in  standard  D-16  developer. 

Reproducing. — Both  negatives  and  prints  were  reproduced  on  a 
special  sprocketless  laboratory  reproducer  utilizing  a  2-inch  diameter 
drum  and  a  heavy  flywheel  for  imparting  constant  speed  to  the  film. 
The  film  is  pulled  by  the  drum.  An  optical  system,  which  gives  a 
particularly  uniform  1-mil  scanning  beam,  was  employed. 

Wave  Analysis. — All  recordings  were  measured  on  a  General  Radio 
Type  7 36 A  Wave- Analyzer  for  96-cycle  output  and  the  sum  and 
difference  frequencies  of  the  recorded  frequency  and  96  cycles. 
Assurance  was  made  in  every  case  that  the  readings  observed  were  of 
the  frequencies  under  consideration  and  not  simply  noise.  The 
noise  was  measured  by  tuning  the  analyzer  a  few  cycles  off  the  desired 
frequency. 

A  4-cycle  band-pass  filter  was  used  for  measurements  of  the  un- 
modulated tracks  and  of  the  1000-cycle  records.  A  20-cycle  band- 
pass filter  was  used  for  the  measurements  of  the  9000-cycle  record. 
The  speed  of  the  reproducer  was  sufficiently  constant  to  obtain  prac- 
tically constant  readings  from  the  records  in  question. 

Flutter  Analysis. — The  1000-cycle  records  were  the  only  ones  which 
could  be  utilized  for  the  detection  of  96  cycles  on  the  flutter  bridge. 
The  particular  flutter  bridge  used  employs  two  tuned  circuits,  one  of 
which  shows  maximum  at  950  cycles  and  the  other  at  1050  cycles. 
The  deviations  of  the  input  frequency  from  1000  cycles  are  measured 
by  the  difference  between  the  voltages  across  the  two  tunings.  This 
arrangement  is  relatively  insensitive  to  small  fluctuations  in  the 
amplitude  of  the  input  current,  but  to  reduce  still  further  errors  due  to 
such  variations,  a  limiter  was  placed  ahead  of  the  flutter  bridge  to 
insure  constant  amplitude  input  to  the  bridge.  A  96-cycle  band-pass 
filter  was  employed  also  in  conjunction  with  the  bridge  to  suppress 
flutter  of  other  frequencies,  and  thus  make  it  easier  to  estimate  the  96- 
cycle  flutter. 

Density  Variations. — For  the  determination  of  the  variations  in 
density  along  the  sound-track,  the  reproducer  described  above  was 
used  and  rotated  by  hand  to  bring  various  sections  of  the  track  under 
the  scanning  beam.  The  transmission  of  the  film  was  determined 
from  readings  of  photocell  output  as  read  by  means  of  an  ultra- 
sensitive d-c  meter. 

96- Cycle  Hum  Due  to  Optical  Conditions  of  Reproduction. — An  un- 
exposed  film  taken  fresh  from  its  original  container  was  processed 


J.  O.  BAKER  AND  R.  O.  DREW  [J.  s.  M.  P.  E. 


according  to  standard  variable-area,  technic,  and  except  for  a  fog 
value  of  0.02,  was  entirely  free  of  any  other  density.     This  film  was 


TABLE  I 

Variable  Density  Negatives 


Rows  of 
Perforations    Gamma 

Density 

Mod. 
Freq. 

Densitometric  Level  —  Decibels 
90  Cps         96  Cps         102  Cps         1000  Cp 

Double       0.37 

0.13 

1000 

-60 

-46 

-60 

-9 

0.13 

0 

-60 

-44 

-60 

0 

0.46 

1000 

-60 

-39.5 

-60    _ 

-2.5 

0.46 

0 

-61 

-38.8 

-61 

0 

0.61 

1000 

-61 

-38.4 

-61 

-5 

0.61 

0 

-62 

-41 

-62 

0 

Single          0.37 

0.08 

1000 

-64.5 

-64.5 

-64.5 

-7.8 

0.08 

0 

-64.5 

-64.5 

-64.5 

0 

0.38 

1000 

-64.5 

-64.5 

-64.5 

-2.4 

0.38 

0 

-65 

-65 

-65 

0 

0.56 

1000 

-66 

-66 

-66 

-4.2 

0.56 

0 

-68 

-68 

-68 

0 

Double       0.60 

0.20 

1000 

-65 

-45 

-65 

-3 

0.20 

0 

-65 

-43 

-65 

0.56 

1000 

-65 

-45 

-65 

-2 

0.56 

0 

-64.5 

-44 

-64.5 

0.78 

1000 

-66 

-45 

-66 

A 

0.78 

0 

-67 

-46.8 

-67 

Single         0  .  60 

0.18 

1000 

-70.3 

-70.3 

-70.3 

-3.2 

0.18 

0 

-68 

-68 

-68 

.  .  . 

0.53 

1000 

-70.3 

-70.3 

-70.3 

-1.8 

0.53 

0 

-70.3 

-70.3 

-70.3 

0.76 

1000 

-70.3 

-70.3 

-70.3 

-4.2 

0.76 

0 

-74 

-74 

—74 

Double       0.75 

0.26 

1000 

-63 

-44.4 

-63 

-2.0 

0.26 

0 

-61 

-41.4 

-61 

0.66 

1000 

-64.4 

-46 

-64.4 

-1.3 

0.66 

0 

-68 

-44 

-68 

0.92 

1000 

-68 

-46 

-68 

-3.0 

0.92 

0 

-69 

-46 

-69 

1.15 

1000 

-68 

-47 

-68 

-8.0 

1.15 

0 

-74 

-50.3 

-74 

Single         0.75 

0.26 

1000 

-68 

-68 

-68 

-1.0 

0.26 

0 

-70 

-70 

-70 

0 

0.64 

1000 

-71 

-71 

-71 

-1.0 

0.64 

0 

-74 

-74 

-74 

0 

0.86 

1000 

-71 

-71 

-71 

-2.2 

0.86 

0 

-74 

-74 

-74 

0 

1.09 

1000 

-74 

-74 

-74 

-7.2 

1.09 

0 

-80 

-80 

-80 

0 

Sept.,  1941] 


ORIGINS  OF  96-CvcLE  DISTORTION 


239 


«.     £ 


s 


240  J.  O.  BAKER  AND  R.  O.  DREW  [J.  s.  M.  P.  E. 

measured  for  96  cycles  and  used  as  a  negative  for  making  prints 
which  were  also  measured. 

To  be  certain  that  the  fog  density  was  not  being  modulated,  a  piece 
of  film  was  fixed  without  being  developed  and  measurements  of  96 
cycles  made  thereon. 

Some  of  the  singly  perforated  negatives,  after  having  been  mea- 
sured and  used  for  the  necessary  prints,  were  returned  to  the  Eastman 
Kodak  Company  and  perforated  on  the  unperforated  side.  They 
were  then  again  measured  for  their  96-cycle  content  on  both  the  wave 
analyzer  and  the  flutter  bridge.  In  this  test,  all  sources  of  96-cycle 
distortion  except  those  which  occur  in  reproduction  were  eliminated. 

RESULTS  OF  INVESTIGATION 

Variable-Density  Negatives. — A  series  of  variable-density  negatives 
using  the  penumbra-galvanometer  system  were  recorded  with  1000- 
cycle  modulation  and  without  modulation.  The  same  film  emulsion 
was  used  throughout,  but  differed  in  the  respect  that  part  of  the  nega- 
tives was  made  on  the  standard  sound-recording  stock  with  a  double 
row  of  perforations,  and  part  on  a  stock  with  the  perforations  on  the 
sound-track  side  omitted.  Both  stocks  were  processed  simultane- 
ously to  three  values  of  gamma,  0.37,  0.60,  and  0.75,  in  D-76  negative 
developer  at  65°F.  The  densities  obtained  varied  from  0.08  to  1.15. 
The  amplitude  of  the  1000-cycle  recording  was  adjusted  for  approxi- 
mately 90  per  cent. 

The  results  obtained  for  the  negatives  from  readings  made  on  a 
General  Radio,  Wave- Analyzer  are  given  in  Table  I.  The  analyzer 
readings  are  converted  to  terms  of  "densitometric  level"  which  is  the 
name  we  have  adopted  to  express  the  light-modulating  ability  of  the 
film  itself,  independently  of  any  reproducing  system.  Zero  level  is 
the  output  of  an  ideal  variable-density  film  carrying  a  track  of  0.70- 
inch  amplitude,  which  according  to  present  standards  is  100  per  cent 
modulation. 

The  following  points  should  be  noted : 

(i)  With  the  singly  perforated  film  the  96-cycle  output  is  the  same  as  that  at  92 
or  100  cycles,  or,  in  other  words,  when  the  analyzer  is  set  for  96  cycles  there  is  only 
the  slight  response  due  to  general  film  noise.  This  is  true  whether  a  1000-cycle 
tone  is  recorded  or  not. 

(2}  With  double  perforations  the  96-cycle  hum  is  from  20  to  23  db  above  the 
noise. 

.  (5)  Differences  in  density  and  gamma  make  only  a  minor  difference  in  the  hum. 
As  would  be  expected,  high  density  gives  reduced  hum,  but  it  also  gives  low  output 
of  the  recorded  tone. 


Sept.,  1941]  ORIGINS  OF  96-CvcLE  DISTORTION  241 

Fig.  2  is  a  set  of  curves  of  the  96-cycle  values  of  Table  I  plotted 
against  negative  density  for  both  doubly  perforated  and  singly  per- 
forated unmodulated  negatives. 

Fig.  3  is  a  similar  set  of  curves  for  the  1000-cycle  negatives. 


FIG.  4.  Comparison  of  doubly  and  singly  perforated  film  for  96-cycle  fre- 
quency modulation  for  variable-density  1000-cycle  records  developed  to  vari- 
ous densities  at  a  gamma  of  0.37. 


FIG.  5.  Comparison  of  doubly  and  singly  perforated  film  for  96-cycle  fre- 
quency modulation  for  variable-density  1000-cycle  records  developed  to  vari- 
ous densities  and  gammas. 

Figs.  4  and  5  are  oscillograms  of  the  1000-cycle  variable-density 
negatives  for  both  the  doubly  and  singly  perforated  films.  It  will  be 
noted  that  the  traces  obtained  from  the  singly  perforated  film  differ 
from  the  static  trace  of  the  "wow-meter"  light-beam  only  by  the 
noise  present  in  the  film. 

Variable-Area  Negatives. — Recordings  were  made  on  an  unmodu- 
lated full- width  exposed  track,  1000  cycles  and  9000  cycles,  using  the 
galvanometer  bilateral  system  on  doubly  perforated  stock  and  proc- 


242  J.  O.  BAKER  AND  R.  O.  DREW  Ij.  s.  M.  P.  E. 

essed  for  three  values  of  negative  density  of  2.0,  2.3,  and  2.53  at  a 
gamma  of  2.3  in  D-16  positive -developer  at  68°F.  These  negatives 
were  measured  with  the  wave-analyzer  and  also  with  the  flutter  bridge. 
The  results  obtained  for  the  negatives  from  readings  on  a  Type 
7 36- A  General  Radio  Wave- Analyzer  are  given  in  Table  II. 

TABLE H 

Variable  Area  Negative — Gamma  2.3  Double  Perforated  Stock 

Mod. 


Density 

2.0 
2.3 
2.53 
0.02 
2.0 

Freq.           90  Cps 

0       -66 
0       -76.4 
0       -70.5 
0       -56.5 
1000       -62 

96  Cps 

-55 
-54.4 
-52 
-51 
-50.8 

102  Cps 

-66 
-70.5 
-70.5 
-58.4 
-63 

904  Cps 

-46 

1000  Cps 
-4.0 

1096  Cps 
-47.3 

2 

.3 

-62 

-50.8 

-62 

-45 

.2 

-3, 

.0 

-46.8 

2 

.53 

-64 

.5 

-49.3 

-64. 

5 

-46 

.8 

—4 

.5 

-47.3 

8904 

Cps 

9000  Cps 

9096  Cps 

2 

.0 

9000       -59 

-35 

-60 

-32 

.5 

-17. 

.6 

-32.5 

2. 

3 

-58 

.4 

-36 

-59 

-37 

-20 

.4 

-37 

2 

.53 

-56 

.5 

-37 

-53. 

6 

-40 

-25 

-40 

The  values  of  Table  II  above  are  shown  graphically  in  Fig.  6. 
With  zero  or  1000-cycle  modulation  the  96-cycle  hum  is  from  5  to  8  db 
less  than  in  the  case  of  the  variable-density  negatives.  The  904  and 
1096-cycle  sidebands  of  the  1000-cycle  recording  could  be  due  either 
to  amplitude  or  frequency  modulation.  Variable  area  tracks  are  not 
subject  to  much  amplitude  modulation  (except  at  very  high  fre- 
quencies) and  the  magnitude  of  the  sidebands  measured  (about  43  db 
below  the  recorded  tone)  is  what  would  result  from  a  frequency  modu- 
lation of  about  0.03  per  cent  which  is  about  that  indicated  in  the  flut- 
ter record  of  Fig.  4.  Hence  the  sidebands  may  be  ascribed  primarily 
to  frequency  modulation,  although  there  may  be  a  nearly  equal 
amount  (in  terms  of  sideband  amplitude)  of  amplitude  modulation. 
In  the  case  of  the  9000-cycle  recording,  the  tone  level  is  from  14  to  20 
below  that  of  the  1000-cycle  recording,  while  the  sidebands  are  about 
9  db  higher.  This  is  practically  pure  amplitude  modulation.  There 
is  also  a  large  density  modulation  (96-cycle  output)  in  the  9000-cycle 
recording,  more  than  in  the  case  of  the  unmodulated  density  track. 
This  is  due  for  the  most  part  to  the  higher  development  of  an  area 
negative.  In  the  case  of  prints  made  from  these  negatives  there 
might  be  little  difference  between  the  hum  from  the  9000-cycle  area 
track  and  the  unmodulated  density  track,  but  it  should  be  remem- 


Sept.,  1941] 


ORIGINS  OF  96-CvcLE  DISTORTION 


243 


5, 


244 


J.  O.  BAKER  AND  R.  O.  DREW 


[J.  S.  M.  "P.  E. 


Sept.,  1941]  ORIGINS  OF  96-CvcLE  DISTORTION  245 

bered  that  the  strong  hum  in  the  area  track  occurs  only  in  case  of  con- 
tinuous recording  of  high  frequencies. 

Variable-Density  Prints. — A  portion  of  the  unmodulated  variable- 
density  negatives  was  printed  with  white  light  on  the  non-slip  printer 
and  processed  to  a  gamma  of  2.13  in  standard  D-16  positive  developer 
at  65°F.  Both  doubly  and  singly  perforated  negatives  were  printed 
and  measured  on  the  General  Radio  Type  736-A  Wave-Analyzer  for 
the  96-cycle  amplitude  modulation  component.  The  ground-noise 
was  checked  and  found  to  be  considerably  lower  than  the  96-cycle 
readings,  and  it  was  thought  unnecessary  to  repeat  the  readings. 
Fig.  7  is  a  set  of  curves  showing  the  results  of  these  measurements  for 
those  negatives  having  a  density  which  had  previously  been  found  to 
be  the  best  value  for  the  least  amount  of  harmonic  distortion  when 
printed  to  an  average  density  of  approximately  0.6.  Within  the 
limits  of  experimental  error,  these  curves  indicate  that  the  choice  of 
negative  density  and  gamma  has  little  effect  upon  the  96-cycle  distor- 
tion due  to  density  modulation.  The  prints  made  from  the  doubly 
perforated  negatives  have  approximately  12  db  more  96-cycle  dis- 
tortion than  those  made  from  the  singly  perforated  negatives. 

Effect  of  Printing  upon  Flutter. — We  have  seen  that  whenever  a  film 
is  bent  around  a  circular  support  it  bends  more  opposite  the  holes  and 
less  between,  forming  what  we  might  describe  as  a  "polygon."  This 
is  illustrated  in  Fig.  1.  This  has  some  effect  on  the  linear  speed  and 
the  exposure.  The  effect  of  the  linear  speed  variations  upon  flutter 
is,  however,  probably  less  than  the  effect  of  stretching  or  compressing 
the  emulsion  by  the  bending. 

For  the  purpose  of  discussing  the  effects  in  printing,  we  may  assume 
that  the  1000-cycle  waves  on  the  negative  are  of  uniform  pitch  when 
the  film  is  straight.  Fig.  8 (a)  shows  the  conditions  during  printing 
when  the  sprocket-holes  are  in  register.  In  this  case  we  have  as- 
sumed that  the  negative  is  on  the  outside,  which  was  the  condition  in 
our  experimental  work.  It  will  be  seen  in  Fig.  8 (a)  that  where  the 
curvature  is  sharpest  the  emulsion  side  of  the  negative  will  be  com- 
pressed and  the  emulsion  of  the  print  stretched.  When  the  print  is 
developed  and  held  straight,  waves  opposite  the  sprocket-holes  will  be 
compressed,  as  compared  with  their  pitch  during  printing,  and  this 
will  add  to  the  effect  of  the  compressed  waves  upon  the  negative  dur- 
ing the  printing  operation.  Thus,  printing  in  register  would  tend  to 
result  in  higher  reproduced  frequency  when  scanning  the  track  oppo- 
site the  perforations,  than  when  scanning  the  part  in  between. 


246 


J.  O.  BAKER  AND  R.  O.  DREW 


[J.  S.  M.  P.  E. 


Fig.  8(b)  shows  the  conditions  with  the  sprocket-hole  staggered 
during  printing.  Here  the  compressed  waves  of  the  negative  are 
opposite  the  unstretched  emulsion  of  the  raw  stock  and  the  uncom- 
pressed negative  waves  are  opposite  the  stretched  raw-stock  emulsion. 
This  tends  to  neutralize  the  flutter  due  to  polygon  bending  during 
printing. 

Fig.  9  shows  an  oscillogram  taken  on  the  flutter  bridge  with  the 
negative  slowly  progressing  with  respect  to  the  print  so  that  the 
sprocket-holes  are  alternately  in  and  out  of  register.  The  print  was 
carefully  examined  for  the  location  of  in-register  and  out-6f-register 
points  of  the  negative  and  print  sprocket-holes  and  inked  lines 
were  drawn  across  the  track  for  reference.  For  the  in-register  con- 


FIG.  9.     Variations  in  96-cycle  frequency  modulation  with  negative  and 
print  sprocket-holes  passing  in  and  out  of  register. 


1000 
0 


TABLE  HI 

Doubly  Perforated  Negative 
Gamma  =  0.60,  Density  =  0.56 


Freq. 

Print 
Den. 

Printer 

Print 
Perfora- 
tions      90  Cps 

96  Cps    102  Cps 

904  Cps    1000  Cps 

1096  Cps 

1000 

0.64 

B  &H 

Double 

-60 

-43 

-60 

-38.5 

-8 

.5 

-38. 

5 

0.60 

Non-Slip 

Double 

-60 

37-46 

-60 

38-54 

-8 

,0 

38-54 

0.53 

Non-Slip 

Single 

-67 

-43 

-67 

-39 

-6 

8 

-39 

0 

0.64 

B&H 

Double 

-60 

-40 

-60 

0 

0.60 

Non-Slip 

Double 

-62 

39-50 

-62 

0 

0.53 

Non-Slip 

Single 

-66 

-42 

-66 

Data  for  the  Negative 

-65       -45     -65     -44         -2         -44 
-65       -44     -65 


Sept.,  1941] 


ORIGINS  OF  96-CYCLE  DISTORTION 


247 


dition,  a  single  line  was  used  and  for  the  out-of-register  condition, 
two  lines.  These  lines  produce  a  disturbance  in  the  flutter  bridge  of 
the  in-register  and  out-of-register  condition  on  the  oscillograms.  It 
will  be  noted  that  printing  with  the  sprocket-holes  in  register  is  best 
for  minimizing  hum  while  printing  them  out  of  register  is  best  for 
minimizing  flutter. 

Two  of  the  variable-density  doubly  perforated  negatives  were 
printed  on  a  Bell  &  Howell  printer,  with  the  row  of  teeth  next  the 
sound-track  removed  from  the  printing  sprocket.  A  comparison  of 
the  96-cycle  distortion  occurring  in  prints  made  on  the  Bell  &  Howell 
and  on  the  non-slip  printer  is  given  in  Table  III. 


TABLE  IV 

Variable-Area  Doubly  Perforated  Negatiies 
Variable-Area  Doubly  Perforated  Prints 

Gamma  = 
Gamma  = 

=  2.30 
=  2.13 

Neg. 

Print 

Freq. 

Den. 

Den. 

90  Cps 

96  Cps 

102  Cps 

904  Cps 

1000  Cps 

1096  Cps 

1000 

2.0 

0.92 

-63 

-41- 

-63 

44  db 

1000 

2.3 

0.92 

-63 

42-45 

-64 

42-45 

A 

42-45 

1000 

2.53 

0.92 

-62 

43-46 

-63 

41-45 

-3.8 

41-45 

0 

0.02 

0.92 

-66 

44-48 

-66 

1000 

2.0 

1.17 

-63 

43-47 

-63 

41-45 

-3.8 

41-45 

1000 

2.3 

1.17 

-68 

44-47 

-68 

42-46 

-3.9 

42-46 

1000 

2.53 

1.17 

-70 

43-48 

-70 

41-47 

-4.0 

41-47 

0 

0.02 

1.17 

-68 

49-52 

-68 

1000 

2.0 

1.32 

-65 

43-46 

-65 

39-45 

-3.7 

39-45 

1000 

2.3 

1.32 

-65 

43-48 

-65 

40-45 

-3.7 

40-45 

1000 

2.53 

1.32 

-65 

44-48 

-65 

39-45 

-3.0 

30-45 

0 

0.02 

1.32 

-70 

50-54 

-70 

1000 

2.0 

1.57 

-66 

42-46 

-66 

39-44 

-3.4 

39-44 

1000 

2.3 

1.57 

-66 

42-46 

-66 

37-45 

-3.3 

37-45 

1000 

2.53 

1.57 

-66 

42-46 

-66 

38-44 

-2.7 

38-44 

0 

0.02 

1.57 

-75 

54-56 

-74 

1000 

2.0 

1.68 

-68 

41-46 

-68 

41-46 

-3.3 

41-46 

1000 

2.3 

1.68 

-68 

41-46 

-68 

38-45 

-2.9 

38-45 

1000 

2.53 

1.68 

-69 

42-46 

-69 

39-45 

-2.8 

39-45 

0 

0.02 

1.68 

-74 

57-59 

-74 

1000 

2.0 

1.83 

-66 

41-46 

-66 

39-45 

-3.4 

39-45 

1000 

2.3 

1.83 

-66 

42-46 

-66 

39-45 

-2.8 

39-45 

1000 

2.53 

1.83 

-66 

41-46 

-66 

38-46 

-2.7 

38-46 

0 

0.02 

1.83 

-80 

58-60 

-80 

1000 

2.0 

2.04 

-62 

39-48 

-62 

39-45 

-3.5 

39^5 

1000 

2.3 

2.04 

-62 

31-46 

-62 

40-46 

-4.5 

40^6 

1000 

2.53 

2.04 

-63 

39^5 

-63 

38-45 

-2.7 

38-45 

0 

0.02 

2.04 

-80 

59-62 

-80 

248 


J.  O.  BAKER  AND  R.  O.  DREW 


[J.  S.  M.  P.  E. 


Freq. 

Neg. 
Den. 

Print 
Den. 

90  Cps 

96  Cps 

^02  Cps 

8904  Cps 

9000  Cps 

9096 
Cps 

9000 

2.0 

0.92 

-57 

33-39 

-57 

30-37 

-18 

30-37 

9000 

2.3 

0.92 

-50 

32-37 

-50 

30-36 

-17 

30-36 

9000 

2.53 

0.92 

-50 

31-37 

-30 

31-38 

-19 

31-38 

9000 

2.0 

1.17 

-50 

30-37 

-50 

29-38 

-16 

29-38 

9000 

2.3 

1.17 

-50 

30-36 

-50 

28-34 

-16 

28-34 

9000 

2.53 

1.17 

-53 

20-36 

-53 

29-35 

-17 

29-35 

9000 

2.0 

1.32 

-56 

30-35 

-56 

29-35 

-15 

29-34 

9000 

2.3 

1.32 

-55.5 

30-36 

-55.5 

28-36 

-15 

28-36 

9000 

2.53 

1.32 

-55 

29-34 

-55 

29-35 

-16.2 

29-35 

9000 

2.0 

1.57 

-56 

28-35 

-55 

29-35 

-15- 

29-35 

9000 

2.3 

1.57 

-56 

28-35 

-56 

27-33 

-15 

27-33 

9000 

2.53 

1.57 

-55 

27-34 

-55 

30-37 

-16 

30-37 

9000 

2.0 

1.68 

-58 

28-35 

-58 

28-34 

-15 

28-34 

9000 

2.3 

1.68 

-56.5 

28-34 

-56.5 

29-33 

-15 

29-33 

9000 

2.53 

1.68 

-54 

28-34 

-54 

29-33 

-16.2 

29-33 

9000 

2.0 

1.83 

-53 

29-36 

-53 

30-35 

-16 

30-35 

9000 

2.3 

1.83 

-56 

29-36 

-56 

29-34 

-15 

29-34 

9000 

2.53 

1.83 

-53 

27-34 

-53 

30-34 

-15 

30-34 

9000 

2.0 

2.04 

-49 

28-37 

-49 

29-36 

-17 

29-36 

9000 

2.3 

2.04 

-51 

28-36 

-51 

30-35 

-14 

30-35 

9000 

2.53 

2.04 

-52 

28-35 

-52 

30-35 

-15 

30-35 

Variable-Area  Prints. — The  variable-area  negatives  were  printed 
on  the  non-slip  printer  to  a  series  of  print  densities  ranging  irom  0.92 
to  2.04.  These  prints  were  made  on  doubly  perforated  positive  stock 
for  determining  the  effect  of  negative  and  print  densities  upon  the  96- 
cycle  distortion.  The  results  of  the  wave-analyzer  measurements  are 
given  in  Table  IV. 

The  results  of  these  measurements  show  that  there  is  very  little 
change  in  the  amount  of  96-cycle  distortion  with  changes  in  either 
the  negative  or  print  densities  for  any  given  frequency. 

The  96-cycle  density  modulation  is  approximately  25  db  above  the 
ground  noise  as  measured  at  90  and  102  cycles,  and  about  40  db  below 
the  1000-cycle  output. 

The  904  and  1096-cycle  sidebands  are  of  about  the  magnitude  to  be 
expected  from  the  frequency  modulation  shown  by  the  flutter  bridge. 
This  means  that  the  amplitude  modulation  is  at  least  lower  than  that 
corresponding  to  the  measured  sidebands. 

With  a  recorded  frequency  of  9000  cycles,  the  amplitude  modulation 
component  of  the  96-cycle  distortion  is  10  db  greater  than  that  for 
1000  cycles  and  25  db  greater  than  that  for  the  unmodulated  track. 
The  magnitude  of  the  8904  and  9096-cycle  sidebands  is  somewhat 


Sept.,  1941]  ORIGINS  OF  96-CvcLE  DISTORTION  249 

greater  than  that  which  corresponds  to  the  measured  flutter,  which 
means  that  there  is  considerable  amplitude  modulation.  The  signal 
has  been  reduced  considerably  so  that  its  magnitude  is  only  15  db 
greater  than  the  96-cycle  distortion.  It  is  well  to  point  out  at  this 
time  that  these  results  are  pessimistic  because  of  the  processing  condi- 
tions which  are  conducive  to  producing  96-cycle  amplitude  modula- 
tion. This  increase  of  96-cycle  distortion  and  ground  noise  with 
frequency  is  clearly  indicated  in  Fig.  10. 

Other  data  of  Table  IV  are  plotted  in  Figs.  11,  12,  13,  14.  The 
curves  in  these  figures  show  the  96-cycle  density  modulation  for  the 
two  conditions  of  the  negative  and  print  sprocket-holes  in  and  out  of 
register  and  the  ground-noise  level. 

96-Cycle  Distortion  in  Reproduction. — To  show  the  introduction  of 
96-cycle  distortion  in  the  output  of  a  perfect  film,  two  procedures 
were  adopted:  (a)  a  film  was  fixed  but  not  developed  in  order  to 
clear  it  and  to  insure  its  freedom  from  even  a  fog  density;  and  (b) 
singly  perforated  film  was  recorded,  processed,  measured,  and  re- 
turned to  the  Eastman  Kodak  Company  for  adding  perforations  to 
the  sound-track  side. 

The  clear  film  exhibited  measurable  96-cycle  hum  in  the  reproduc- 
tion. In  order  to  obtain  an  idea  of  the  source  of  the  hum,  a  flat 
barrier  2  mils  thick,  10  mils  wide,  and  90  mils  long  was  interposed  in 
the  light-beam  at  two  positions  adjacent  the  film :  (a)  in  front  of  the 
film  between  the  objective  lens  of  the  optical  system  and  the  sound- 
track; and  (b)  behind  the  film,  between  the  sound-track  and  the 
photocell.  By  careful  placement  of  this  barrier  it  was  possible  to 
intercept  all  the  useful  scanning  portion  of  the  light-beam. 

The  results  of  the  three  measurements,  with  the  barrier  in  the  two 
positions  described,  and  with  no  barrier,  are  given  in  Table  V. 

TABLE  V 

96-Cycle  Distortion  Introduced  by  Clear  Film  in  Reproduction 

Position  of  Photocell  Current 

Amps  Per  Cent 

3.80  100 

0.14  3.7 

0.18  4.7 

There  is,  of  course,  some  stray  light  from  the  optical  system  around 
the  scanning  point.  This  is  responsible  for  the  slight  hum  when  the 
main  beam  is  cut  off  in  front.  The  greater  hum  when  the  barrier  is 


Barrier 

90Cps 

96  Cps 

102  Cps 

None 

-62 

-52 

-62 

Front  of  Film 

-80 

-63 

-80 

Rear  of  Film 

-80 

-56 

-80 

250 


J.  O.  BAKER  AND  R.  O.  DREW 


[J.  S.  M.  P.  E. 


Sept.,  1941] 


ORIGINS  OF  96-CvcLE  DISTORTION 


251 


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J.  O.  BAKER  AND  R.  O.  DREW 


[J.  S.  M.  P.  E. 


between  the  film  and  the  photocell  is,  probably  due  to  light  reflected 
within  the  film  base.  The  barrier  must  have  cut  off  a  portion  of  this 
reflected  light,  for  the  hum  is  still  higher  when  the  barrier  is  removed. 
In  any  case  the  hum  in  these  tests  is  very  low,  i.  e.,  some  50  db  below 
full  modulation. 


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FIG.   14.  '  Hum  levels  for  1000-cycle  variable-area 
prints. 


The  wave-analyzer  measurements  on  the  unperforated  film  showed 
that  it  was  entirely  free  from  96-cycle  distortion  before  the  sound- 
track was  perforated.  After  the  perforations  were  added,  96-cycle 
distortion  was  observed.  Table  VI  shows  the  results  of  the  measure- 
ments before  and  after  perforating. 

The  data  given  in  the  Tables  V  and  VI  show  that  perforating  the 
film  before  reproduction  raised  the  96-cycle  output  from  a  level  of 
—  66  to  —80  (which  was  the  same  as  the  ground-noise  readings)  to 
about  —56  level.  This  was  true  whether  or  not  the  film  carried  a 


Sept.,  1941] 


ORIGINS  OF  96-CvcLE  DISTORTION 


253' 


Gamma       Density      Freq. 


TABLE  VI 

90  Cps  96  Cps          102  Cps 

Before  Perforating 


0.37 

0.56 

1000 

-66 

-66 

-66 

0.60 

0.76 

1000 

-70.3 

-70.3 

-70.3 

0.75 

1.09 

1000 

-74 

-74 

-74 

0.37 

0.56 

0 

-68 

-68 

-68 

0.60 

0.76 

0 

-74 

-74 

-74 

0.75 

1.09 

0 

-80 

-80 

-80 

After  Perforating 


0.37 

0.56 

1000 

-68 

-55 

-68 

0.60 

0.76 

1000 

-66 

-55 

-66 

0.75 

1.09 

1000 

-69 

-56 

-69 

0.37 

0.56 

0 

-68 

-58 

-68 

0.60 

0.76 

0 

-68 

-58 

-68 

0.75 

1.09 

0 

-76 

-56 

-76 

904 
Cps 


-65 


-71 


1000 
Cps 


-5.0 
-4.3 

-7.2 


1096 
Cps 


-65 
-68 
-71 


-57  -5.0  -56 
-58  -4.1  -58 
-58  -7.0  -58 


1000-cycle  tone.  The  904-cycle  and 
1096-cycle  sidebands  in  the  1000- 
cycle  recordings  which  in  this  case 
are  a  measure  of  flutter,  were  raised 
from  levels  of  —65  to  —71  (which 
again  is  substantially  ground-noise 
level)  to  about  —  57  db. 

These  tests  show  that  the  per- 
forating of  the  sound-track  side  of 
a  perfect  film  produces  both  96-cycle 
hum  and  flutter.  The  hum  is  pro- 
duced in  the  same  way  as  demon- 
strated in  the  barrier  experiment. 
The  96-cycle  flutter  is  produced  by 
the  flexure  of  the  film  causing  a 
local  stretching  of  the  emulsion  at 
the  sprocket-holes. 

Film  Flexure. — Crab  tree6  shows 
how  the  surface  of  the  film  is  dis- 
torted in  the  region  of  the  sprocket- 
holes  and  also  shows  in  a  sketch 
how  the  film  will  polygon  when 
flexed  around  a  curved  surface.  As 
a  verification  of  this  polygoning  ef- 


FIG.    15.  Photomicrograph 

showing  polygoning  of  35-mm 
film  when  flexed  around  a  2-inch 
diameter  drum  (magnification 
11X). 


254  J.  O.  BAKER  AND  R.  O.  DREW  [J.  S.  M.  P.  E. 

feet,  a  photomicrograph  was  made  showing  that  the  film  contacts 
the  drum  between  sprocket-holes  and  curves  away  from  the  drum  at 
the  sprocket-holes.  Fig.  15  illustrates  this  effect  when  only  a  slight 
tension  is  applied  to  the  film.  When  the  tension  is  increased  enough 
to  insure  contact  at  all  points  of  the  film,  stresses  are  set  up  in  the 
film  which  may  be  more  detrimental  to  the  sound-track  and  repro- 
duced sound  unless  the  same  tension  is  employed  in  the  recording, 


FIG.  16.  Photomicrograph  showing  stresses  set  up  in 
35-mm  film.  Tension  is  increased  enough  to  insure  con- 
tact at  all  points  of  the  film. 

printing,  and  reproducing  processes.     Fig.  16  shows  the  photoelastic 
effect  upon  film  when  under  tension. 

It  is  apparent  that  the  amount  of  flexure  of  the  film  has  a  direct 
bearing  upon  the  quantity  of  96-cycle  distortion  which  may  be  intro- 
duced. The  larger  the  radius  of  the  curved  surface  around  which  the 
film  is  flexed,  the  less  will  be  the  amount  of  96-cycle  distortion.  It  is 
conceivable  that  a  drum  of  infinite  radius  might  introduce  almost 
negligible  96-cycle  distortion.  This  would  point  to  a  skid  gate,  but 
here  another  difficulty  would  be  encountered:  namely,  uneven  film 
motion  due  to  friction  between  the  film  and  the  gate  shoes. 


Sept.,  1941]  ORIGINS  OF  96-CvcLE  DISTORTION  255 

CONCLUSION 

Where  doubly  perforated  film  was  used,  96-cycle  disturbance  was 
encountered  in  every  step  of  the  investigation  from  the  recording 
through  processing  and  printing  to  the  reproduction.     The  variable- 
density  system  is  much  more  subject  to  density  and  amplitude  modu- 
lation than  the  variable-area  system. 

The  tests  did  not  separate  the  effect  of  polygon-bending  in  recording 
from  the  unequal  development  around  the  sprocket-holes,  but  the 
flutter  measurements  indicate  variations  too  small  to  account  for  the 
observed  density  variations — whence  development  is  unquestionably 
the  major  offender. 

There  is  practically  no  96-cycle  flutter  in  the  motion  of  the  film  as  a 
whole,  when  the  recording  or  reproducing  machines  employ  well- 
designed  mechanical  filtering  systems. 

Printing  is  not  ordinarily  a  direct  cause  of  any  but  a  very  small 
amount  of  density  and  amplitude  modulation,  but  printing  condi- 
tions may  frequently  accentuate  the  distortions  due  to  development. 

Although  we  recognize  that  the  adoption  of  singly  perforated  film 
can  hardly  be  considered  for  release  prints,  the  authors  suggest  that 
serious  consideration  be  given  to  the  possibility  of  employing  it  for 
original  recordings,  master  prints,  and  for  the  sound-track  negatives 
from  which  release  prints  are  printed.  Many  printers  now  use  only 
one  row  of  sprocket- teeth  on  the  sound-sprocket,  and  non-slip  printers 
make  no  use  of  the  perforations  next  to  the  sound-track. 

REFERENCES 

1  KELLOGG,  E.  W.:     "A  New  Recorder  for  Variable  Area  Recording,"  J.  Soc. 
Mot.  Pict.  Eng.,  XV  (Nov.,  1930),  p.  653. 

2  BATSEL,  C.  N. :     "A  Non-Slip  Sound  Printer,"  J.  Soc.  Mot.  Pict.  Eng.,  XXIII 
(Aug.,  1934),  No.  2,  p.  100. 

BEDFORD,  A.  V. :     U.  S.  pat.  No.  1,754,187. 

3  LOOMIS,  F.  J.,  AND  REYNOLDS.  E.  W. :     "A  New  High-Fidelity  Sound-Head." 
/.  Soc.  Mot.  Pict.  Eng.,  XXV  (Nov.,  1935),  No.  5,  p.  449. 

4  CRABTREE,  J.:     "Sound  Film  Printing,"  J.  Soc.  Mot.  Pict.  Eng.,  XXII  (Feb.. 
1934),  No.  2,  p.  98. 

6  FRAYNE,  J.  G.,  AND  PAGLIARULO,  V. :  "The  Influence  of  Sprocket-Holes  upon 
the  Development  of  Adjacent  Sound-Track  Areas,"  /.  Soc.  Mot.  Pict.  Eng., 
XXVIII  (March,  1937),  No.  3,  p.  235. 

6  CRABTREE,  J.,  AND  HERRIOTT,  W.:  "Film  Perforation  and  96-Cycle  Fre- 
quency Modulation  in  Sound-Film  Records,"  /.  Soc.  Mot.  Pict.  Eng.,  XXX  (Jan. 
1938),  No.  l,p.25. 


SOME  PROPERTIES  OF  POLISHED  GLASS  SURFACES* 
FRANK  L.  JONES** 


Summary. — The  optical  glasses  made  by  combining  silica  with  various  other  ox- 
ides are  similar  in  that  the  silica  will  not  dissolve  in  water  or  weak  acids  at  the  same 
rate  as  the  other  materials  contained  in  the  glass.  This  property  of  silicate  glasses  is 
involved  in  the  accidental  formation  of  colored  stains  on  the  surface  of  dense  lead  or 
barium  glasses  exposed  to  the  weather,  in  the  formation  of  surface  haze  on  lenses  ex- 
posed to  tropical  humidity,  and  in  the  formation  of  silica  low-reflection  films  on  glass 
by  chemical  treatment. 

Quantitative  data  have  been  collected  on  the  tendency  to  form  surface  stains  and  on 
the  rate  of  dimming  for  all  the  common  types  of  optical  glass.  Surface  stains  do  not 
harm  a  lens  and  may  increase  its  efficiency.  Any  haze  that  forms  on  a  lens  exposed 
to  a  humid  climate  should  be  removed  by  careful  cleaning. 

Purposely  formed  silica  surface  films  for  increasing  the  transparency  of  glass  are 
identical  with  the  stains  that  form  accidentally  on  dense  lead  and  barium  glasses  except 
that  they  are  of  controlled  thickness  and  may  be  stabilized  to  prevent  any  further  in- 
crease in  thickness.  Chemical  methods  are  now  available  for  forming  low-reflectivity 
surfaces  on  all  of  the  common  optical  glasses.  Proper  heat  treatment  of  these  silica 
films  will  lower  the  rate  of  solution  of  the  glass.  The  durability  of  a  lens  is  greatly 
improved  by  this  process. 

The  gain  in  light  transmission  that  results  when  a  silica  surface  film  is  formed  by 
chemical  treatment  is  less  than  that  produced  by  films  of  low-refractive-index  fluorides 
evaporated  by  the  Cartwright  and  Turner  method.  There  is  no  doubt  but  that  both 
the  evaporation  process  and  the  chemical  process  will  be  used  in  the  optical  industry. 
Each  process  has  advantages  depending  on  the  circumstances  of  use. 

The  motion  picture  engineer  manages  and  controls  light  by  means 
of  glass  optical  systems.  Glass  is  thus  one  of  his  basic  materials. 
The  physical  properties  of  glass  are  well  known  to  the  engineer. 
This  paper  is  presented  with  the  idea  that  the  chemical  properties 
of  glass  surfaces  are  less  thoroughly  understood  but  of  equal  interest 
and  importance. 

Optical  glass  used  in  projection  lenses  and  camera  lenses  is  prac- 
tically all  made  by  heating  sand  that  is  over  99  per  cent  silicon  di- 
oxide with  other  metal  oxides  until  they  unite  to  form  a  glass.  The 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y. ;  received  April 
14,1941. 

**  Bausch  &  Lomb  Optical  Co.,   Rochester,  N.  Y. 

256 

<>-  The  Society  is  not  responsible  for  statements  by  authors  4* 


POLISHED  GLASS  SURFACES  257 

finished  glass  consists  of  a  random  network  of  strongly  bonded  silicon 
and  oxygen  atoms  with  other  elements  more  loosely  joined  to  the 
basic  network.  The  glass  compositions  employed  in  making  bottles, 
windows,  and  other  commercial  products  usually  contain  calcium  and 
sodium  combined  with  silica.  Optical  glasses  are  more  varied  in  com- 
position. They  may  contain  lead,  barium,  zinc,  calcium,  sodium, 
potassium,  aluminum,  boron,  magnesium,  antimony,  or  other  ele- 
ments. The  basic  ingredient,  however,  is  generally  silica.  The  large 
variety  of  compositions  are  the  result  of  the  optical  engineers'  need 
for  glasses  that  vary  in  refractive  index ;  in  other  words,  in  the  speed 
limit  they  impose  upon  light  as  it  enters  the  glass.  As  long  as  the 
basic  material  is  silica,  the  glasses  will  have  one  characteristic  chemi- 
cal property.  The  silica  will  not  dissolve  in  water  at  the  same  rate 
as  the  other  materials  contained  in  the  glass.  This  characteristic  of 
silicate  glasses  may  seem  unimportant  but  it  is  involved  in  the  dim- 
ming of  glass  surfaces  in  tropical  climates,  it  is  involved  in  the  for- 
mation of  colored  stains  on  lead  and  barium  glasses,  and  in  the  chemi- 
cal method  for  increasing  the  transparency  of  lenses.  This  paper 
will  show  the  relationship  between  these  seemingly  different  phe- 
nomena. 

There  are  other  methods  by  which  elements  originally  in  a  glass 
surface  can  be  removed  or  replaced  but  the  action  of  water  or  water 
solutions  is  involved  in  most  of  those  changes  that  occur  in  normal 
use.  Water  is  present  in  the  air  as  a  vapor.  It  comes  into  contact 
with  lenses  when  they -are  washed,  when  condensation  of  moisture 
takes  place  due  to  changes  in  temperature,  or  when  a  lens  is  touched 
with  the  fingers.  Every  time  a  lens  comes  into  contact  with  water 
some  reaction  takes  place.  The  glass  acts  as  if  the  silica  were  a  porous 
sponge  with  the  more  soluble  oxides  distributed  through  the  pores. 
Under  most  circumstances  contact  with  water  does  not  disturb  the 
basic  silica  network  but  does  release  the  other  constituents  so  that 
they  are  free  to  move  out  of  the  glass.  Different  elements  vary  in  their 
speed  of  solution.  Eventually  a  very  thin  surface  layer  becomes  dif- 
ferent in  composition  and  refractive  index  from  the  body  of  the  glass. 
As  long  as  the  silica  network  is  not  disturbed,  the  surface  of  the  lens  is 
not  etched  or  roughened.  Hydrogen  ions  from  the  water  replace  the 
metal  atoms  that  leave  the  glass  so  the  changed  surface  layer  is  not 
porous  when  examined  with  a  microscope  and  does  not  scatter  light. 
Since  the  silica  network  is  the  strong  part  of  a  glass  structure,  changes 
that  do  not  damage  the  network  do  not  noticeably  reduce  the  hard- 


258  F.  L.  JONES  [J.  S.  M.  P.  E. 

ness  of  a  glass  surface.  If  the  surface  silica  layer  is  very  thin,  there  is 
no  visible  change  in  the  appearance  of  the  glass.  If  the  thickness  of 
the  silica  film  is  greater  than  0.05  micron  interference  effects  between 
the  light  reflected  at  the  top  and  bottom  of  the  silica  layer  will  cause 
the  light  reflected  to  be  colored  like  that  reflected  from  a  layer  of  oil 
on  water. 

If  the  color  develops  accidentally,  the  user  decides  that  the  sur- 
face is  stained  and  he  may  protest  to  the  manufacturer  of  the  lens. 
If  the  surface  layer  is  formed  purposely  by  the  manufacturer,  the  lens 
is  sold  as  chemically  filmed  for  increased  light  transmission,  and  an 
extra  charge  is  made.  The  Bausch  &  Lomb  Optical  Company  has 
been  interested  in  the  study  of  these  surface  films  so  that  they  may 
be  prevented  from  forming  when  not  wanted  and  may  be  made  to 
form  quickly  and  evenly  when  wanted.  It  is  hoped  that  an  under- 
standing of  these  modified  surface  layers  will  prevent  the  dissatisfac- 
tion of  lens  users  who  find  that  a  thin  film  has  formed  accidentally 
and  will  show  the  value  of  purposely  applied  films. 

SPONTANEOUS  SILICATE  FILM  FORMATION  ON  GLASS  IN  CONTACT  WITH  WATER 

Glass  selected  for  lens  systems  is  chosen  primarily  for  its  optical 
properties.  Chemical  stability  is  a  secondary  factor,  but  a  limiting 
one,  since  no  matter  how  useful  the  glass  is  in*  regard  to  index  and 
dispersion,  it  can  not  be  employed  in  an  optical  system  if  its  polished 
surface  will  corrode  and  roughen  in  the  environment  in  which  it  is 
used.  All  glass  compositions  used  in  optical  work  are  selected  from 
those  capable  of  normal  exposure  to  water  without  surface  rough- 
ening. On  the  other  hand,  all  types  of  glass,  optical  or  otherwise, 
will  give  up  a  small  portion  of  their  more  soluble  components  to  water 
and  those  containing  substantial  amounts  of  lead  or  barium  are  likely 
to  lose  material  to  such  a  depth  that  they  develop  surface  interfer- 
ence colors.  There  is  ordinarily  no  damage  to  the  surface  polish 
since  only  part  of  the  glass  dissolves  and  the  hard  silica  structure  is 
not  affected.  The  amount  of  liquid  required  is  so  small  that  finger- 
prints or  moisture  droplets  due  to  condensation  may  start  the  process. 
The  presence  of  an  acid  such  as  dissolved  carbon  dioxide  or  the  acids 
found  in  perspiration  greatly  speeds  the  solution.  Under  normal 
conditions  of  use  only  dense  barium  crown  glasses  and  the  dense 
flint  glasses  are  subject  to  such  staining  in  use  but  any  silicate  glass 
will  do  so  if  kept  in  contact  with  acid  water  for  a  long  enough  period 
of  time.  Tests  on  optical  glass  have  indicated  that  the  most  durable 


Sept.,  1941]  POLISHED  GLASS  SURFACES  259 

soda-lime-silica  crown  may  require  five  million  times  as  long  as  the 
least  durable  dense  barium  crown  glass  for  a  thick  enough  silica  layer 
to  form  to  produce  a  visible  stain  under  a  given  set  of  conditions. 
It  is  easy  to  see  why  the  soda-lime-silica  crown  never  stains  in  actual 
use.  The  light  transmission  of  a  stained  surface  is  equal  to  or  greater 
than  that  of  an  unstained  lens.  The  amount  of  light  reflected  by  the 
surface  is  reduced  so  that  the  staining  results  in  better  contrast  and 
less  likelihood  of  ghost  images.  A  stained  lens  that  does  not  show 
surface  pitting  and  corrosion  is  thus  more  efficient  than  a  new  un- 
stained lens.  This  fact  was  discovered  by  H.  D.  Taylor,  the  English 
optical  designer,  in  1892  and  has  been  general  knowledge  among  op- 
ticians since  that  time.  It  has  not  been  known  by  many  users  of 
lenses,  however,  and  much  argument  has  resulted  whenever  an  at- 
tempt has  been  made  to  sell  lenses  with  surface  films  or  when  the 
stains  developed  in  use.  The  Germans  have  been  more  willing  than 
others  to  recognize  the  good  points  of  stained  lenses,  possibly  be- 
cause they  call  such  stains  "beauty  marks"  (Schonheits  fehler).  A 
lens  should  never  be  rejected  merely  because  it  has  acquired  a  silica 
surface  film. 

SURFACE  HAZE  ON  GLASS 

If  highly  polished  glass  surfaces  are  exposed  to  humid  air  for  long 
periods  of  time,  a  faint  surface  haze  will  develop.  All  glasses  are 
subject  to  such  dimming  if  exposed  to  a  damp  atmosphere  but  pro- 
tected from  contact  with  liquid  water.  The  rate  of  dimming  varies 
with  different  glasses.  The  chemical  reaction  is  basically  similar  to 
that  involved  in  the  formation  of  surface  films  but  the  effect  is  very 
different.  As  in  silica  film  formation  one  or  more  elements  migrate 
out  of  the  glass  but,  since  there  is  not  enough  water  present  to  dis- 
solve and  remove  the  elements  released  by  the  glass,  they  remain  on 
the  glass  surface  as  microscopic  crystals  that  scatter  and  reflect  light. 
The  efficiency  of  the  lens  is  thus  reduced  by  surface  haze.  Since  the 
reaction  with  humid  air  is  slow,  the  glass  is  rarely  leached  to  sufficient 
depth  for  any  decrease  in  surface  reflection  to  result.  The  surface 
haze  is  easily  removed  with  a  damp  cloth  during  the  early  stages  of 
its  formation  with  no  damage  to  the  lens  surface. 

In  tropical  climates  conditions  sometimes  are  so  balanced  that  just 
the  right  amount  of  water  collects  on  a  lens  surface  to  form  a  con- 
centrated solution  of  the  haze  material.  Such  a  solution  may  attack 
the  silica  of  the  glass  and  pit  the  surface  permanently.  Under  tropi- 


260 


F.  L.  JONES 


[J.  S.  M.  P.  E. 


cal  conditions  frequent  cleaning  of  t^ie  lens  surfaces  is  necessary  to 
prevent  such  surface  damage.    Anyone  using  lenses  under  conditions  r 
of  high  humidity  should  wipe  the  haze  from  exposed  surfaces  with  a 
soft  damp  cloth  at  frequent  intervals. 


TABLE  I 


Durability  Test  Results  for  Optical  Glass 


Type  of  Glass 

Type 
Refrac- 
tive 
Index 

Type 
PD 

Value 

Dim- 
ming 
Test 
Class 

Stain 
Test 

-Class 

Borosilicate  crown 

1.511 

63 

1. 

1 

1.516 

64 

1.5 

1.516 

64 

1. 

1.517 

64 

1. 

1.518 

64 

1.5 

Crown 

1.523 

59 

1.5 

1.512 

60 

1.5 

Light  barium  crown 

1.572 
1.572 

57 
57 

2. 
2. 

3 

4 

1.573 

57 

1.5 

3 

1.574 

57 

1. 

1 

Dense  barium  crown 

1.608 

59 

3.5 

5 

1.609 

59 

3. 

5 

1.611 

59 

3. 

5 

1.611 

60 

3. 

5 

1.610 

57 

1. 

4.5 

1.611 

57 

2. 

5 

1.611 

59 

3. 

5 

1.612 

57 

2. 

5 

Crown  flint 

1.526 

51 

3. 

1 

1.528 

52 

1. 

1 

1.528 

52 

1. 

1 

1.529 

52 

1. 

1 

Barium  flint 

1.581 

46 

1.5 

3 

1.583 

47 

1. 

1 

1.584 

46 

1. 

1 

1.588 

46 

2. 

2.5 

1.605 

44 

2. 

2 

Extra  dense  flint 

1.717 

29 

3. 

3 

1.717 

29 

2. 

3.5 

1.720 

29 

1.5 

3 

1.721 

29 

2. 

5 

1.648 

34 

3. 

2 

1.649 

34 

2. 

2 

1.650 

34 

2. 

2 

1.650 

34 

2. 

2 

Sept.,  1941]  POLISHED  GLASS  SURFACES  261 

RATE  OF  STAINING  AND  DIMMING  FOR  GLASSES  OF  DIFFERENT  TYPES 

Laboratory  tests  for  evaluating  the  tendency  of  a  glass  to  form 
low-reflecting  stains  in  contact  with  weakly  acid  water  and  to  collect 
haze  when  exposed  to  humid  air  have  been  developed.  In  Table  I 
most  of  the  common  types  of  optical  glasses  are  classified  in  regard  to 
their  staining  or  dimming  tendencies.  The  glasses  are  scored  from 
1  to  5  with  class  1  being  very  resistant  and  class  5  being  easily  affected. 

SILICATE  FILM  FORMATION  BY  CHEMICAL  TREATMENT  OF  POLISHED  GLASS 

SURFACES 

Purposely  formed  silica  films  for  increasing  the  transparency  of 
glass  are  identical  with  the  stains  that  form  accidentally  on  dense 
lead  and  barium  glasses  except  that  they  are  of  controlled  thickness 
and  may  be  stabilized  against  any  further  increase  in  thickness. 
A  lens  treated  to  provide  the  maximum  transmission  for  white  light 
will  reflect  so  little  green  light  that  the  surface  of  the  lens  will  appear 
purple. 

The  silica  surface  has  a  hardness  and  scratch  resistance  com- 
parable to  that  of  the  original  glass.  A  lens  that  has  been  given  a 
surface  curvature  to  fit  a  test  glass  will  pass  the  same  inspection 
after  processing. 

The  gain  in  light  transmission  that  results  when  a  silica  surface  is 
formed  by  chemical  treatment  is  somewhat  less  than  that  produced 
by  films  of  low-refractive-index  fluorides  evaporated  by  the  Cart- 
wright  and  Turner  method.  When  the  greatest  possible  gain  in  trans- 
mission is  required,  the  evaporated  fluoride  films  are  preferable. 
When  hardness  and  durability  are  of  primary  importance,  silica  films 
produced  by  chemical  treatment  are  superior.  The  evaporated 
fluorides  have  little  effect  upon  the  ability  of  glass  to  withstand  the 
attack  of  moisture.  Properly  heat-treated  silica  films  lower  the 
solubility  of  glass  surfaces  so  that  durability  is  greatly  increased  over 
that  of  untreated  surfaces.  There  is  little  doubt  that  both  the  evap- 
oration process  and  the  chemical  process  will  be  used  in  the  optical 
industry,  with  each  having  advantages  in  certain  circumstances. 

Since  the  possibility  of  increasing  the  light  transmission  of  lenses 
by  chemical  treatment  has  been  known  for  many  years,  it  is  difficult 
for  most  persons  to  understand  why  the  process  has  not  been  more 
widely  used.  There  were  three  main  reasons  for  the  delay:  (1)  cus- 
tomers would  not  accept  lenses  that  showed  surface  color;  (2)  the 
chemical  and  physical  principles  involved  in  the  process  were  not 


262  F.  L.  JONES  [j.  s.  M.  p.  E. 

completely  understood,  so  that  the  gain  in  transmission  varied  from 
one  piece  to  another;  (3)  many  types  of  optical  glass  could  not  be 
treated.  Miss  Blodgett  of  the  General  Electric  Company's  research 
laboratory  worked  out  the  relationship  between  film  thickness, 
color,  reflectivity,  and  light  transmission  for  all  types  of  surface 
films,  and  the  publicity  that  followed  her  discoveries  led  to  the  pres- 
ent demand  for  treated  lenses.  Chemical  study  of  the  process  at 
the  Bausch  &  Lomb  plant  and  at  the  Mellon  Institute  has  resulted  in 
practical  plant  processes  for  treating  all  the  glasses  made  by  the 
Company  and  for  making  the  treated  surfaces  less  subject  to 
weathering  than  the  original  glass. 

SOLUTION  COMPOSITION  USED  TO  PRODUCE  SILICA  SURFACE  FILMS 

Dilute  solutions  of  the  common  strong  acids  will  produce  silica  films 
on  most  glasses.  Nitric  acid  is  often  used  since  its  salts  are  soluble. 
Weaker  acids,  including  phosphoric  or  boric  acid,  are  used  with  those 
glasses  that  rate  class  5  in  the  staining  test,  such  as  the  dense  barium 
crown  types.  Different  solutions  produce  varying  increases  in  light 
transmission  of  a  given  type  of  glass,  indicating  that  a  greater  per- 
centage of  the  soluble  elements  is  removed  by  some  solutions  than 
by  others. 

All  the  commonly  used  types  of  optical  glass  containing  silica 
can  be  given  a  silica  surface  film  by  chemical  treatment.  The  im- 
provement in  light  transmission  produced  by  the  process  varies  ac- 
cording to  the  refractive  index  of  the  base  glass.  Using  a  Mazda  lamp 
as  a  light-source  and  a  Martens  type  visual  photometer  to  measure 
the  light,  a  sheet  of  lead  glass  with  a  refractive  index  of  1.72  was 
found  to  transmit  86  per  cent  of  the  light  striking  the  sheet  normal 
to  the  surface.  After  the  formation  of  a  purple  surface  layer  by  acid 
treatment,  the  light  transmission  was  97  per  cent.  A  borosilicate 
glass  or  a  crown  glass  sheet  with  a  refractive  index  of  1.52  will  trans- 
mit 92  per  cent  of  the  light  before  treatment  and  95  per  cent  after 
formation  of  a  purple  silica  film.  The  gain  in  light  transmission  for 
optical  glasses  of  intermediate  index  will  fall  between  these  two  val- 
ues. Soda-lime-silica  crown  glasses  are  bothersome  to  treat  because 
of  the  long  time  required  to  form  a  film  of  the  required  thickness. 

STABILIZATION  OF  SILICA  FILMS 

The  initial  rate  of  reaction  between  a  clean  glass  surface  and  a 
water  solution  is  governed  by  the  composition  of  the  glass,  the  com- 


Sept.,  1941]  POLISHED  GLASS  SURFACES  263 

position  of  the  solution,  and  the  temperature.  When  a  silica  film  has 
formed  due  to  the  removal  of  the  more  soluble  constituents  of  the 
glass,  the  rate  of  reaction  between  the  glass  and  the  solution  is  more 
and  more  limited  by  the  rate  at  which  the  solution  can  penetrate  the 
silica  layer  already  formed.  In  general,  the  protective  effect  of  a  silica 
layer  is  very  roughly  proportional  to  the  percentage  of  silica  in  the 
original  glass.  The  film  produced  on  the  glass  containing  a  large 
amount  of  lead  or  barium  has  little  protective  effect,  and  the  amount 
of  lead  or  barium  dissolved  is  practically  proportional  to  time.  The 
protective  effect  of  the  silica  film  is  increased  enormously,  however, 
if  the  treated  glass  is  removed  from  the  solution  and  heated  to  densify 
the  silica.  The  rate  of  solution  can  be  reduced  by  this  process  to  such 
a  point  that  no  further  change  in  thickness  of  the  silica  film  will  occur 
in  normal  use.  Thin  silica  films  will  react  similarly  to  those  thick 
enough  to  produce  high  transmission,  so  that,  if  desired,  the  surface 
stabilization  may  be  obtained  with  films  too  thin  to  show  interference 
color.  There  is  a  shrinkage  of  the  surface  layer  during  baking,  so 
in  practice  a  film  slightly  thicker  than  that  desired  is  applied  in  the 
chemical  treatment  and  the  baking  operation  is  controlled  so  that 
the  finished  lens  has  the  correct  film  thickness. 

Stabilization  of  the  film  by  baking  is  necessary  for  two  reasons.  A 
film  with  an  optical  thickness  J/4  the  wavelength  for  which  maxi- 
mum light  transmission  is  desired  is  most  efficient,  and  any  increase 
in  film  thickness  with  use  would  be  detrimental.  If  dense  barium 
crown  glass  is  exposed  constantly  to  outdoor  weather  and  to  tropical 
rains,  there  is  some  danger  that  the  films  may  become  many  wave- 
lengths in  thickness  and  subsequent  drying  may  cause  the  film  to 
crack  and  shrink  away  from  the  base  glass. 

There  are  several  points  in  the  process  of  manufacturing  lenses 
where  invisibly  thin  silica  films  may  be  formed  in  an  uneven  pattern. 
It  is  therefore  necessary  to  treat  and  stabilize  lenses  immediately 
after  they  are  polished.  A  scientific  detective  could  reconstruct  the 
past  history  of  a  lens  and  its  contacts  with  moisture,  including  finger- 
prints, water  marks,  and  tray  marks,  by  chemically  treating  glass 
that  is  not  freshly  polished.  It  is  not  ordinarily  possible  to  produce 
uniform  silica  films  on  lenses  that  have  been  in  use  or  storage. 

Lenses  to  be  treated  to  form  silica  films  require  a  more  perfect  polish 
than  other  lenses.  If  the  glass  surface  is  ground  and  then  polished 
only  the  minimum  time  required  to  remove  all  visible  scratches,  the 
chemical  treatment  will  open  up  invisible  scratches  and  make  the 


264  F.  L.  JONES 

scratch  pattern  again  visible.  If  the  glass  is  polished  for  a  sufficient 
time  after  all  visible  scratches  are  removed,  the  treatment  will  not 
harm  the  polished  surface. 

PRACTICAL  APPLICATION  OF  SILICA  FILMS 

The  first  Bausch  &  Lomb  product  on  which  lenses  coated  with 
silica  films  were  used  in  commercial  quantities  was  the  f/2  Super 
Cinephor  projection  lens.  The  totally  enclosed  elements  of  this  lens 
are  coated  with  evaporated  fluoride  films,  while  the  front  and  rear 
elements  are  given  silica  films  by  chemical  treatment.  These  ele- 
ments are  baked  after  treatment  so  that  the  exposed  surfaces  will 
have  the  improved  durability  and  permanence  characteristic  of  a 
dense  silica  film. 

Theoretically  almost  all  optical  instruments  could  be  improved 
if  made  from  elements  coated  to  reduce  surface  reflection.  The  cost 
of  treatment  and  the  complications  introduced  when  established  manu- 
facturing routines  are  changed  make  it  necessary  that  each  instru- 
ment be  carefully  studied  to  see  whether  coated  lenses  produce  a 
noticeable  and  valuable  improvement  that  will  justify  increasing  pro- 
duction costs  and  selling  prices.  Investigations  are  now  in  progress 
on  many  lines  of  optical  equipment.  There  is  little  doubt  that  more 
uses  for  coated  lens  systems  will  develop  within  the  coming  five  years. 
It  is  hoped  that  this  paper  will  help  to  spread  the  idea  that  a  colored 
surface  on  a  polished  lens  is  not  necessarily  a  defect. 


RECENT  IMPROVEMENTS  IN  NON-REFLECTIVE  LENS 

COATING* 


WILLIAM  C.  MILLER** 


Summary.— As  early  as  1892  it  was  known  that  the  reflectivity  of  polished  glass 
surfaces  was  reduced  and  the  light  transmission  increased  when  a  suitable  film  was 
present  on  the  surface  of  the  glass.  Many  efforts  to  produce  such  a  film  artificially 
met  with  only  partial  success.  In  the  past  five  years,  two  different  methods  have  been 
discovered  that  achieve  the  desired  results.  Only  one  of  the  processes,  however,  was 
satisfactory  for  commercial  application.  Great  improvements  have  been  made  in  the 
durability  and  weather  resistance  of  the  thin  films  deposited  upon  the  lens  surface  by 
this  method.  Lenses  coated  by  this  improved  process  require  no  more  careful  han- 
dling than  any  good  lens  is  entitled  to;  fingerprints  and  dust  can  be  removed  without 
detrimental  effects  to  the  coating.  The  thin  films  can  not  be  scratched  with  anything 
less  hard  than  a  metal  point.  By  this  process,  reflectivity  can  be  reduced  from  an 
average  of  5  per  cent  for  untreated  polished  surfaces  to  as  low  as  0.5  per  cent  for  treated 
ones.  Experiments  show  that  even  greater  reductions  are  possible  and  should  be  avail- 
able in  the  near  future. 

The  general  application  of  the  lens-coating  process  to  studio  op- 
tical equipment  is  now  just  one  year  old.  In  view  of  the  wide  inter- 
est and  attention  that  this  process  has  aroused,  a  discussion  of  the 
results  and  a  report  of  the  improvements  made  in  the  process  will  be 
of  interest.  Unfortunately,  time  has  not  permitted  the  accumulation 
of  exhaustive  data.  However,  those  that  are  available  show  that  the 
new  process  is  of  vital  importance  in  many  fields  and  is  already  quite 
indispensable. 

HISTORICAL 

Although  it  had  been  known  for  many  years  that  certain  types 
of  glass  developed  a  tarnish  after  prolonged  exposure  to  the  air,  it 
apparently  was  not  until  1892  that  any  careful  study  of  the  effects  of 
such  tarnish  was  made.  At  that  time  H.  Dennis  Taylor,  famous  lens 
designer,  made  careful  measurements  upon  several  tarnished  lenses 
that  had  come  to  his  attention.  The  tarnish  had  the  appearance  of  a 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y.;  received  May  1, 
1941. 

:*  Yard  Mechanical  Laboratory,  Pasadena,  Calif. 

265 

•^  The  Society  is  not  responsible  for  statements  by  authors  & 


266  W.  C.  MILLER  [j.  s.  M.  P.  E. 

metallic  sheen  and  had  always  been,  considered  to  be  highly  detri- 
mental. The  results  of  Taylor's  measurements  and  tests,  however, 
showed  that  the  tarnished  lenses  reflected  less  light  from  their  polished 
surfaces  than  did  identical  new  ones.  This  of  itself  was  of  great  im- 
portance, but  of  still  greater  importance  was  the  fact  that  the  light 
that  was  no  longer  reflected  by  the  polished  surfaces  was  transmitted 
by  the  lenses.  The  tarnished  lenses  produced  images  measurably 
brighter  than  did  identical  new  and  untarnished  lenses. 

Taylor  was  so  impressed  with  the  potentialities  of  the  discovery 
that  he  made  extensive  experiments  to  find  means  of  producing  this 
tarnish  artificially  on  the  surfaces  of  new  lens  elements.  Unfortu- 
nately he  met  with  only  partial  success,  for  the  types  of  glass  that  he 
was  able  to  treat  proved  to  be  limited.  Furthermore,  the  reduction  in 
reflectivity  obtainable  with  many  of  the  glasses  was  too  slight  to  be 
of  commercial  value. 

Many  efforts  were  made  in  subsequent  years  to  discover  methods  of 
artificially  producing  the  desired  results,  but  with  only  moderate 
success.  Kollmorgen,  Kellner,  Wright,  and  Ferguson  all  made  con- 
tributions to  the  art,  but  certain  types  of  glass  resisted  all  attempts 
to  produce  a  tarnish  of  the  desired  nature. 

All  the  processes  developed  up  to  that  time  were  of  the  chemical 
type;  that  is,  they  depended  upon  the  action  of  chemical  solutions 
or  concentrated  salts  upon  the  surface  of  the  glass  to  produce  the  de- 
sired tarnish.  Since  this  reaction  took  place  with  the  glass  itself,  it 
was  impossible  to  remove  the  effects  of  the  treatment  without  com- 
pletely refinishing  the  optical  surface,  a  costly  and  time-consuming 
procedure.  The  greatest  care  was  therefore  necessary  in  the  treat- 
ment of  optical  elements  to  insure  satisfactory  results,  since  an  error 
meant  refinishing  the  surface  or  making  a  new  element.  This  treat- 
ment could  not  be  safely  attempted  by  anyone  other  than  the  makers 
of  the  original  optical  parts. 

Since  many  varieties  of  glass  are  employed  in  the  lenses  in  common 
use,  and  many  of  these  glasses  either  could  not  be  treated  at  all  or 
could  be  treated  with  only  moderate  success,  the  application  of  the 
process  was  not  widespread. 

What  was  required  to  make  the  theory  universally  practical  and 
applicable  was  a  method  of  producing  the  tarnish  upon  lens  surfaces 
irrespective  of  the  type  of  glass  from  which  the  lenses  were  made  and 
would  yield  reductions  in  reflectivity  sufficiently  great  to  justify  the 
trouble  and  expense  of  application. 


Sept.,  1941]  NON-REFLECTIVE  LENS  COATING  267 

In  view  of  the  many  years  that  elapsed  with  little  or  no  successful 
development  of  the  art,  it  is  remarkable  that  two  independent  proc- 
esses of  quite  a  different  nature  should  be  announced  within  the  short 
period  of  three  years.  The  first  announcement  came  in  1936  of  a 
process  discovered  by  Dr.  John  Strong1  of  the  California  Institute 
of  Technology.  Strong's  process  consisted  of  the  deposition  of  a  thin 
film  of  suitable  material  upon  the  surface  of  optical  elements  in  a  high 
^acuum.  This  thin  film,  when  deposited  under  the  correct  condi- 
tions and  to  a  specified  thickness,  effected  reductions  in  the  surface 
•eflectivity  as  great  as  85  per  cent.  The  second  announcement  came 
n  1939  of  a  process  discovered  by  Miss  Katherine  Blodgett2  of  the 
General  Electric  Laboratories.  Miss  Blodgett's  process  consisted  of 
.he  formation  of  a  soapy  film  of  the  required  characteristics  upon  the 
urface  of  optical  elements.  Although  the  reductions  in  reflectivity 
achieved  by  this  process  were  great,  the  extreme  fragility  of  the  film 
made  the  process  impracticable  for  general  use. 

THEORETICAL 

The  theory  of  the  reduction  of  surface  reflection  has  been  dealt 
with  so  thoroughly  and  competently  by  others  in  the  literature1'  2»  3  4 
;hat  it  will  be  necessary  to  give  only  the  general  principles  of  the 
>henomenon  here.  The  quantity  of  light  reflected  from  the  polished 
urface  of  a  transparent  material  and,  therefore,  lost  from  the  trans- 
mitted beam,  depends  upon  such  factors  as  the  index  of  refraction  of 
he  material  and  the  angk  at  which  the  light  strikes  the  surface.  If 
he  angle  of  incidence  is  kept  constant,  then  the  index  of  refraction  is 
he  determining  factor,  and  the  higher  the  index  the  greater  is  the 
icrcentage  of  light  reflected. 

Light  can  be  considered  as  traveling  in  a  wave  form.  When  a  beam 
f  light  is  reflected  from  two  parallel  polished  surfaces  of  a  trans- 
iarent  material,  the  light-waves  can  be  made  to  supplement  or  op- 
•ose  each  other  in  the  reflected  beams  by  suitable  adjustment  of  the 
eparation  of  the  reflecting  surfaces.  When  these  have  an  optical 
eparation  of  V4  of  a  wavelength,  the  waves  in  the  two  reflected  beams 
)ppose  each  other  and  cause  destructive  interference.  The  total 
ntensity  of  the  reflected  beam  will  be  zero  when,  and  only  when,  the 
wo  components  are  of  equal  intensity. 

If  we  wish  to  reduce  the  reflectivity  of  the  polished  surfaces  of  an 
)ptical  element  and  thereby  increase  their  transmission,  it  can,  there- 
ore,  be  done  by  providing  over  the  entire  element  two  reflective  sur- 


268  W.  C.  MILLER  [j.  s.  M.  P.  E. 

faces  separated  by  Y4  wavelength,  both  surfaces  reflecting  an  equal 
amount  of  light.  Under  these  conditions,  the  two  beams  will  cancel 
each  other.  Although  it  was  not  clearly  understood  until  the  time  of 
Dr.  Strong's  work,  it  was  this  interference  phenomenon  that  ac- 
counted for  the  effects  observed  by  Taylor  and  the  others. 

The  most  satisfactory  method  of  producing  the  two  reflective  sur- 
faces separated  by  the  correct  distance  is  to  form  upon  the  surface 
of  an  optical  element  a  film  of  transparent  material  of  such  nature  and 
of  such  refractive  index  that  the  light  reflected  from  the  contact 
surface  where  the  film  touches  the  glass  equals  that  reflected  from 
the  upper  surface.  This  index  can  be  found  with  little  trouble  to  be 
equal  to  about  1.25. 

The  effects  that  Taylor  observed  first  were  due  to  the  formation  of 
a  film  of  approximately  the  required  characteristics  by  the  chemical 
action  of  the  air  with  some  of  the  constituents  of  the  glass.  The 
chemical  methods  that  were  subsequently  developed  all  aimed  at 
the  artificial  stimulation  of  such  a  film.  The  failure  of  the  methods 
to  produce  more  satisfactory  results  was  due  to  the  fact  that  a  film 
of  the  required  index  could  not  be  formed  on  all  types  of  glass.  Even 
the  process  developed  by  Strong  missed  perfection  in  that  particular 
respect,  for  there  is  no  suitable  substance  that  can  be  applied  in  the 
form  of  a  film  having  an  index  as  low  as  the  required  1.25. 

All  the  processes — the  chemical  by  Taylor,  Kollmorgen,  Kellner, 
Wright,  and  Ferguson ;  the  evaporation  by  Strong ;  and  the  one  by 
Miss  Blodgett — fail  in  one  other  important  respect  which  offers  such 
natural  obstacles  that  it  may  never  be  surmounted ;  that  is,  the  thick- 
ness requirement.  The  film  can  be  made  of  the  required  thickness  for 
only  one  wavelength  at  a  time  and  is,  therefore,  wrong  for  all  others. 
Consequently,  when  white  light  is  used,  the  reduction  of  reflectivity 
can  be  made  a  minimum  for  only  one  color;  all  others  suffer  greater 
amounts  of  reflection.  Fortunately,  the  difference  for  other  colors 
is  not  great,  but  it  is  sufficient  to  give  treated  surfaces  a  colored  hue 
when  viewed  by  reflected  light.  If  all  colors  were  reduced  equally, 
the  remaining  small  amount  of  reflected  light  would  not  display  any 
predominant  color. 

Optical  systems  designed  to  work  with  light  of  some  certain  wave- 
length should  be  treated  to  give  maximum  transmission  for  that 
wavelength.  Complying  with  this  rule  there  are  in  use  in  the  studios 
many  violet  recording  systems  that  have  been  treated  for  maximum 
transmission  at  about  4000  A. 


Sept.,  1941]  NON-REFLECTIVE  LENS  COATING  269 

At  the  writing  of  the  previous  paper5  on  this  subject  in  April,  1940, 
the  process  had  been  in  use  experimentally  for  only  a  few  months, 
but  such  great  interest  was  shown  in  the  possibilities  of  the  process 
that  a  report  was  considered  desirable  at  that  time.  Due  to  the  new- 
ness of  the  process,  however,  little  definite  information  based  on 
actual  production  results  could  be  given.  At  the  present  writing,  how- 
ever, some  very  interesting  data  are  at  hand,  supplied  through  the 
courtesy  of  several  of  the  studios  in  Hollywood. 

Sound-recording  systems  consisting  of  ten  air-glass  surfaces  have 
been  treated  both  for  violet  and  unfiltered  light.  A  gain  in  trans- 
mission of  50  per  cent  was  measured  in  nearly  all  cases.  Since  the 
tungsten  recorder  lamps  are  of  necessity  burned  at  or  near  their  peak 
capacity,  this  50  per  cent  increase  in  transmission  in  the  optical 
train  has  made  it  possible  to  relieve  the  load  on  the  lamps  and  thereby 
considerably  increase  the  lamp  life.  In  some  instances  the  gains  ob- 
tained by  treatment  of  the  lenses  have  been  utilized,  not  to  save  cur- 
rent or  lamp  life,  but  to  make  possible  the  use  of  slower,  finer-grained 
films. 

A  large  number  of  motion  picture  camera  lenses  has  been  treated 
during  the  past  year.  Careful  measurements  made  at  one  of  the 
major  studios  on  a  3-inch  focus  Cooke  Speed  Panchro  lens  at  //2.0 
showed  the  transmission  of  the  untreated  lens  to  be  69.5  per  cent. 
The  transmission  of  the  lens  when  treated  was  95.1  per  cent.  In  other 
words,  the  light  loss  had  been  reduced  from  nearly  30  per  cent  to  less 
than  5  per  cent.  Another  studio  reports  measurements  showing  a 
gain  of  32  per  cent  due  to  treatment  of  another  type  of  lens. 

Of  even  greater  interest  than  the  increase  in  transmission  is  the 
improvement  in  the  image  quality  due  to  this  treatment.  The  in- 
crease in  contrast  and  brilliance  of  pictures  made  with  treated  lenses 
is  very  noticeable.  In  work  where  the  utmost  in  image  quality  is  re- 
quired, such  as  in  process  projection  keys,  the  treatment  is  of  great 
value  and  is  widely  used  in  several  studios. 

Due  to  the  number  of  steps  involved  in  the  production  of  a  finished 
process  shot,  it  is  necessary  to  apply  every  known  means  of  reducing 
the  losses  of  picture  quality  to  a  minimum.  Since  these  are  primarily 
losses  of  brilliance  and  contrast,  the  very  features  that  treated  lenses 
enhance,  the  application  of  this  treatment  to  both  the  projection 
and  camera  lenses  used  in  process  work  is  of  great  value.  Reports  of 
the  results  obtained  in  this  field  are  definitely  satisfactory  and  grati- 
fying. 


270  W.  C.  MILLER  [j.  s.  M.  P.  E. 

Another  of  the  major  problems  encountered  in  the  process  work  is 
that  of  screen  illumination.  Constant  efforts  are  being  made  to  in- 
crease the  light  output  of  the  projection  systems  used  in  this  work. 
Gains  of  10  to  20  per  cent  have  been  the  subject  for  loud  rejoicing. 
Yet  actual  tests  by  the  studios  have  shown  that  by  treating  the  pro- 
jection lenses,  gains  as  high  as  30  per  cent  are  to  be  had.  One  studio 
had  a  peak  screen  illumination  of  24,000  lumens  with  untreated  pro- 
jection lenses.  After  treatment  30,000  lumens  were  obtained.  This  is 
an  increase  of  6000  lumens. 

In  straight  production  work  the  results  are  no  less  interesting. 
Treatment  of  lenses  has  so  reduced  ghosts  and  flares  that  it  is  now 
possible  to  apply  hitherto  unusable  methods  of  set  illumination. 
This  is  particularly  true  of  low-key  sets. 

There  have  been  several  successful  pictures  made  during  the  past 
year  in  which  low-key  lighting  greatly  enhanced  the  atmosphere  of 
the  picture.  No  small  part  of  the  success  of  these  low-key  scenes  was 
due  to  the  clarity  and  brilliance  with  which  they  were  reproduced 
through  the  use  of  treated  lenses.  Intense  local  lighting  did  not  mask 
out  shadow  detail  or  cause  ghosts  of  any  sort. 

Of  particular  interest  was  one  shot,  made  in  a  dark  hallway,  of  two 
characters  approaching  cautiously  with  a  flashlight.  Quite  by 
accident  the  flashlight  was  turned  full  into  the  lens  of  the  camera. 
But  contrary  to  expectation  the  shot  was  not  ruined,  for  no  flares 
appeared  and  the  dimly  lighted  faces  of  the  two  characters  could  still 
be  clearly  seen  over  the  brilliant  image  of  the  flashlight. 

The  reduction  of  flares  or  ghosts  is  so  great  that  tests  with  treated 
and  untreated  Astro  lenses  shooting  straight  into  the  sun  show  a  bare 
trace  of  one  ghost  with  the  treated  lens  which  before  treatment  gave 
thirteen  conspicuous  ghosts. 

As  the  results  obtained  with  the  treated  lenses  became  available  and 
comments  and  criticisms  from  the  users  drifted  in,  the  need  for  more 
research  work  on  the  process  became  obvious.  A  harder  and  more 
durable  treatment  was  definitely  needed.  The  research  program 
that  was  undertaken  in  our  laboratories  had  for  its  objectives  four 
primary  aims.  First,  it  was  desired  to  produce  films  that  were  much 
harder  than  anything  available  at  that  time.  The  aim  in  this  respect 
was  to  produce  films  which  were  just  sufficiently  softer  than  the 
underlying  glass  to  permit  the  removal  of  the  film  without  damage 
to  the  lens  element  should  the  removal  be  required.  Second,  this 
hardness  must  be  obtained  by  means  other  than  baking,  for  it  was 


Sept.,  1941]  NON-REFLECTIVE  LENS  COATING  271 

felt  that  to  subject  precision  optical  parts  to  high  temperatures  was 
decidedly  detrimental.  Third,  the  films  must  be  sufficiently  re- 
sistant to  vapors  to  eliminate  any  tendency  to  fog  in  normal  use. 
Fourth,  the  efficiency  of  the  films  must  not  be  impaired  while  obtain- 
ing this  increase  in  hardness. 

Many  months  of  intensive  experimental  work  were  devoted  to  this 
program.  Several  methods  of  improving  the  process  were  discovered, 
but  the  final  method  was  so  superior  to  any  of  the  others  that  it  was 
made  the  subject  of  patent  application. 

Where  previously  the  removal  of  dust  from  a  treated  lens  with 
a  soft  camel-hair  brush  had  often  resulted  in  damage  to  the  coats, 
the  new  hard  ones  could  be  handled  with  no  more  care  than  any  good 
optical  element  deserves.  Test  samples  were  subjected  to  very  severe 
treatment.  Finger  marks  were  repeatedly  placed  on  them  and  suc- 
cessfully wiped  off.  They  were  allowed  to  lie  around  the  laboratory 
for  long  periods  where  they  accumulated  dust  and  dirt,  which  was 
then  removed  without  damage  to  the  treated  surfaces. 

Those  acquainted  with  the  fragility  of  the  early  coats  would  be 
astonished  to  witness  demonstrations  of  the  hardness  of  the  coats 
when  they  are  jabbed  and  scraped  with  wooden  sticks,  breathed 
upon,  and  wiped  with  cloths  without  damage.  One  of  the  most 
popular  tests  is  to  rub  a  sample  through  the  hair  to  coat  it  with  oil 
and  then  to  return  it  to  its  original  efficiency  and  unblemished  state 
by  rubbing  it  with  a  cleaning  pad. 

This  welcome  durability  was  obtained  without  loss  of  efficiency  of 
the  films,  as  was  the  intention.  Coated  surfaces  reduce  the  reflectivity 
of  polished  glass  to  1/8  or  less  of  the  original  value.  Sample  glass 
disks  coated  on  both  sides,  but  only  in  the  center,  give  a  most  inter- 
esting demonstration  of  the  efficiency  of  the  films.  When  held  be- 
tween the  observer  and  the  sky,  the  treated  central  portion  is  de- 
cidedly brighter  than  the  surrounding  untreated  area,  due  to  the 
increased  transmission.  These  same  samples,  held  between  the  eye 
and  some  dark  background  such  as  black  pavement,  show  a  brilliant 
ring  around  the  untreated  edge  where  the  bright  sky  is  reflected  in 
undiminished  intensity.  The  treated  center,  however,  appears  quite 
dark  and  the  pavement  beyond  can  be  seen  without  difficulty,  whereas 
it  is  seen  only  indistinctly  elsewhere  through  the  glare  of  the  reflected 
skylight. 

A  camera  lens  was  treated  for  demonstration  purposes  so  that  only 
one-half  of  each  element  was  coated,  and  the  treated  halves  were 


272  W.  C.  MILLER  [j.  s.  M.  p.  E. 

lined  up  so  that  they  were  all  on  tl^same  side  when  mounted  in  the 
barrel  of  the  lens.  Either  by  reflected  or  transmitted  light  the  effect 
is  most  impressive.  By  reflected  light,  the  iris  diaphragm  is  barely 
visible  through  the  glare  of  the  light  reflected  from  the  untreated 
halves  of  the  first  four  surfaces;  while  through  the  treated  half  it  is 
clearly  visible,  as  well  as  interior  details  of  the  lens  mounting  as  far 
back  as  the  last  element.  When  viewed  against  the  sky,  the  treated 
side  of  the  lens  is  markedly  brighter  than  the  untreated  half.  When  a 
dark  object  surrounded  by  a  bright  background  is  viewed  through  the 
lens  by  an  observer  in  the  dark,  a  good  demonstration  is  obtained  of 
the  benefits  of  this  treatment.  The  untreated  half  of  the  lens  is  seen 
illuminated  by  light  from  the  bright  background  reflected  and  re- 
reflected  between  the  untreated  surfaces.  The  treated  half  is  dark, 
however,  since  any  light  that  reaches  the  eye  has  suffered  at  least  two 
reflections  from  treated  surfaces,  and  is,  therefore,  reduced  to  Vw 
of  the  intensity  of  the  light  from  the  untreated  surfaces.  This 
demonstrates  perfectly  the  reason  for  the  improvement  in  picture 
quality  obtained  with  treated  lenses.  THe  photographic  film  is  no 
longer  confronted  with  the  glare  of  light  reflected  to  it  from  the 
several  surfaces  of  the  lens. 

A  result  of  the  research  program  not  as  yet  made  available  to  the 
public  is  an  improvement  in  efficiency  that  has  been  found  possible. 
The  reflectivity  of  surfaces  can  be  reduced  from  the  present  low  value 
of  12.5  per  cent  (counting  untreated  surfaces  as  reflecting  100  per 
cent)  to  as  low  as  9  or  10  per  cent.  This  may  seem  at  first  to  be  triv- 
ial, but  actually  it  is  relatively  important.  Samples  with  this  new 
low  reflectivity  can  be  distinguished  instantly  from  the  others.  It 
appears  that  this  low  reflectivity  can  be  supplied  with  a  film  hardness 
as  great  as  that  described  above.  As  soon  as  more  searching  tests 
have  been  made  and  the  results  found  satisfactory,  this  improved 
coating  will  also  be  made  available. 

With  such  satisfactory  results  as  these  appearing  in  the  short  space 
of  one  year  from  only  one  laboratory,  the  future  of  the  lens-coating 
process  should  be  very  promising.  Certainly  other  improvements 
will  be  made  from  time  to  time.  Still  greater  efficiency  will  be  ob- 
tained, methods  of  treating  larger  and  larger  surfaces  will  be  de- 
veloped, and  in  the  space  of  a  few  more  years  uncoated  lenses  will 
probably  be  things  of  the  past.  However,  although  the  ultimate  is 
not  yet  achieved,  the  process  is  so  much  improved  over  what  it  was 
a  year  ago  it  should  find  wide  application  in  a  multitude  of  fields. 


Sept.,  1941]  NON-REFLECTIVE  LENS  COATING  273 

REFERENCES 

1  STRONG,  J. :     "On  a  Method  of  Decreasing  the  Reflection  from  Non-Metallic 
Surfaces,"  /.  Opt.  Soc.  Amer.,  26  (Jan.,  1936),  p.  73. 

2  BLODGETT,  K.  B.:     "The  Use  of  Interference  to  Extinguish  the  Reflection  of 
Light  from  Glass,"  Phys.  Rev.,  55  (April,  1939),  p.  391. 

3  CARTWRIGHT,  C.  H.,  AND  TURNER,  A.  F.:    Phys.  Rev.,  55  (1939),  p.  595(A). 

4  CARTWRIGHT,  C.  H.,  AND  TURNER,  A.  F.:     "Treatment  of  Camera  Lenses 
with  Low-Reflecting  Films,"  /.  Opt.  Soc.  Amer.,  30  (Feb.,  1940),  p.  110. 

6  MILLER,  W.  C.:  "Speed  Up  Your  Lens  Systems,"  /.  Soc.  Mot.  Pict.  Eng., 
XXXV  (July,  1940),  p.  3. 

DISCUSSION 

DR.  CARVER  :  At  a  demonstration  last  year  in  New  York,  of  motion  pictures 
projected  with  lenses  coated  with  non-reflective  layers,  the  most  obvious  effect 
was  that  of  an  increase  in  contrast.  Now,  the  processing  laboratories  have 
worked  out  their  methods  of  processing  to  give  a  contrast  that  they  believe  to  be 
the  most  pleasing,  using  standard  equipment.  Do  you  know  whether  the  labora- 
tories have  found  it  necessary  to  change  their  processing  conditions  in  order  to 
compensate  for  the  increased  contrast  obtained  with  the  treated  lenses? 

DR.  TURNER:  In  some  cases  a  change  in  processing  methods  was  necessary, 
but  it  could  be  very  easily  accomplished. 

MR.  JOY:     Has  moisture  any  effect  upon  these  treated  surfaces? 

MR.  COOK:  Not  on  the  outside  surfaces  of  the  lenses,  which  are  treated  by  a 
method  that  produces  a  very  durable  film  on  the  glass. 


NEW  GADGETS  FOR  THE  FILM  LABORATORY* 
B.  ROBINSON  AND  M.  LESHING** 


Summary. — A  description  of  an  air  squeegee  for  use  on  a  continuous  film  proc- 
essing machine  is  given.  This  squeegee  was  designed  to  eliminate  waters  pots  on  the 
processed  film  and  the  design  is  such  as  to  give  ready  access  for  cleaning  and  inspection. 
A  waterproof  tape  splicer  for  patching  leader  to  be  used  on  a  machine  equipped  with 
the  squeegees  mentioned  is  described.  Patches  made  by  this  method  have  been  found 
to  be  longer-lived  than  the  conventional  ones  with  metal  clips  and  are  responsible  also 
for  the  use  of  less  leader  over  a  period  of  time. 

Before  the  advent  of  fine-grain  material,  our  developing  machines 
were  equipped  with  chamois-covered  rollers  to  take  off  excess  mois- 
ture from  the  film  before  it  entered  the  dry-box.  These  rollers  were 
never  very  satisfactory,  especially  as  to  the  cost  of  maintenance. 
In  chamois  alone  the  cost  was  about  $1000  a  year.  There  was  always 
the  possible  danger  that  grit  would  stick  to  the  chamois  and  ruin  all 
the  film  passing  over  it.  But,  until  the  advent  of  the  fine-grain 
materials,  the  lack  of  tune  and  the  usual  inertia  kept  us  from  im- 
proving the  unsatisfactory  condition. 

The  very  first  week  of  using  fine-grain  film  (in  this  instance  we  have 
in  mind  the  master  positive  type)  we  ran  across  a  situation  which  had 
to  be  solved  immediately.  The  chamois  rollers  now  and  then  left 
innumerable  very  tiny  circular  spots  of  moisture  on  the  base  side 
which  were  very  hard  to  polish  off  and  which  were  very  hard  to  dis- 
cover before  the  duplicate  negative  was  made.  During  one  of  his 
visits  Mr.  J.  G.  Capstaff  of  the  Eastman  Kodak  Company  mentioned 
a  very  satisfactory  air  squeegee  he  had  designed.  After  the  drawings 
arrived  from  Kodak  Park  we  could  readily  see  that  some  changes  were 
necessary  to  suit  the  conditions  in  our  laboratory.  From  our  point  of 
view  the  main  difficulty  was  the  necessity  of  taking  the  whole  squeegee 
apart  for  inspection  and  cleaning.  While  retaining  the  main  design 
of  the  squeegee,  we  split  it  in  half  to  make  the  threading-up,  cleaning, 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y.;  received  May  5, 
1941. 

**  Twentieth-Century  Fox  Film  Corp.,  Hollywood,  Calif. 
274 

<>The  Society  is  not  responsible  for  statements  by  authors^ 


NEW  GADGETS  FOR  FILM  LABORATORY 


275 


and  inspection  a  very  simple  matter.  Fig.  1  shows  the  simple  design. 
The  air  is  supplied  by  a  Nash  Hythor  compressor  at  eight  pounds' 
pressure.  After  passing  through  two  separators  to  take  out  water, 
the  pressure  is  reduced  by  a  Reliance  regulator  to  two  pounds  for 
picture  negative  and  to  about  two  and  one-half  pounds  for  sound 
negative.  No  filters  or  screens  are  used  in  the  airlines  as  we  have 
never  noticed  any  need  for  them.  The  air  reaches  the  film  through 
0.038-inch  apertures  shown  in  the  drawing.  The  results  obtained  are 
excellent. 


FIG.  1.     Simple  design  of  air  squeegee. 

With  the  introduction  of  this  new  air  squeegee  we  were  forced  to 
look  for  a  different  method  of  splicing  film  for  the  developing  machines 
due  to  the  fact  that  the  metal  patches  we  had  been  using  produced  too 
big  a  disturbance  in  the  rubber  rollers  of  the  squeegees,  making  the 
work  unsatisfactory.  We  remembered  seeing  in  the  drawings  of  an 
Eastman  Kodak  developing  machine  mention  of  a  waterproof  tape 
splicer,  which  we  proceeded  to  adopt  for  our  needs.  The  first  splicer 
built  by  us  required  too  many  manual  operations,  but  as  the  work  done 
by  the  splicer  showed  us  that  we  were  on  the  right  track  and  that  the 
waterproof  tape  was  very  satisfactory  as  a  splicing  medium,  we  pro- 
ceeded to  build  an  improved  model.  Fig.  2  is  a  photograph  of  the 
improved  model,  which  has  been  in  use  now  for  a  number  of  months 
in  our  laboratory.  The  number  of  operations  has  been  decreased 
considerably  and  that  is  the  reason  for  the  complicated  appearance 
of  this  piece  of  equipment. 


276  B.  ROBINSON  AND  M.  LESHING  [J.  S.  M.  p.  E. 

It  can  be  seen  from  the  photograph'  that  a  splicer  of  this  kind  can 
not  be  produced  very  cheaply — ours  cost  a  few  hundred  dollars. 
But  when  we  say  that  during  the  first  six  months  after  installation  of 
the  waterproof  tape  splicer  we  used  39,000  feet  less  leader  than  during 
a  corresponding  period  preceding  the  use  of  splices  of  this  type,  it 
will  be  seen  that  the  money  was  very  well  spent.  This  saving  may  be 
surprising  to  some.  Splices  made  with  the  metal  patches  took  about 
eight  inches  of  film.  We  inspected  the  leader  and  cut  out  every  in- 
dication of  damage  every  night  before  starting  our  night's  work. 


FIG.  2.     Improved  splicer. 

Damaged  portions  were  quite  numerous,  due  to  the  prongs  of  the 
metal  splices  catching  in  the  perforations  of  adjacent  convolutions. 
The  waterproof  tape  removed  this  difficulty,  and  we  have  leader  with 
splices  several  months  old  that  are  just  as  good  today  as  they  were 
when  they  were  made. 

The  patcher  is  centrally  located  in  the  machine  room  on  a  bench  or 
table,  flanked  on  the  left  by  a  spindle  bracket  to  hold  the  reel  of  leader 
to  be  inspected  and  on  the  right  by  a  rewind  on  which  the  inspected 
and  patched  leader  is  wound.  This  rewinding  is  done  by  hand,  any 
damaged  or  weakened  portions  being  cut  out  and  the  ends  joined  on 
the  patcher.  All  existing  splices  are  examined  and  any  that  have 
deteriorated  are  replaced. 


Sept.,  1941]          NEW  GADGETS  FOR  FILM  LABORATORY  277 

The  splicer  is  mounted  on  a  cast-iron  base  which  is  recessed  so 
that  shielded  space  is  provided  between  the  table  top  on  which  it  is 
placed  and  the  top  of  the  casting,  to  accommodate  the  major  part  of 
the  operating  mechanism.  A  horizontal  groove  is  provided  through 
the  length  of  the  casting  to  receive  two  sliding  plates.  This  groove  is 
interrupted  by  a  centrally  located  stationary  anvil.  The  sliding 
plates  are  grooved  for  film  width  and  each  is  provided  with  a  single- 
perforation  or  index  pin.  The  bed  of  the  plates  and  that  of  the  anvil 
are  on  a  common  plane.  A  lever  projecting  from  the  front  of  the 
base  controls  the  reciprocating  motion  of  these  two  plates. 

The  first  operation  in  making  a  patch  is  to  throw  the  two  plates 
outward  to  a  stop.  The  two  leader  ends  to  be  joined  are  placed  in 
the  groove  of  the  plates  and  over  the  perforation  pins,  with  the  film 
ends  extending  over  the  edges  of  the  anvil.  The  plates  are  provided 
with  hinged  covers,  which  are  lowered  and  spring-latched  to  lock  the 
film  ends  in  place.  Two  hinged  and  connected  shearing  cutters  are 
now  lowered  manually.  They  straddle  the  anvil  and  shear  the  film 
ends,  establishing  a  definite  gap  between  the  ends  to  be  spliced. 
The  operator  now  picks  up  the  adhesive  tape  end,  which  is  located 
centrally  and  back  of  the  anvil,  between  thumb  and  forefinger,  and 
operating  a  lever  with  the  other  hand,  feeds  the  required  length  of 
tape  over  the  anvil  with  the  adhesive  side  up.  The  two  film-holding 
plates  are  now  moved  inwardly  toward  the  anvil  by  means  of  the 
same  lever  that  located  them  for  the  shearing  operation.  The  two 
film  ends  travelling  toward  each  other  are  automatically  raised  to 
clear  the  tape.  As  the  tables  carrying  the  film  ends  approach  their 
inward  station,  the  film  ends  are  dropped  to  the  adhesive  tape,  leav- 
ing a  gap  of  approximately  Vie  inch. 

A  pedal-operated  cutter  parts  the  tape  over  the  rear  of  the  anvil. 
This  operation  includes  pressing  a  rubber  pad  against  the  film,  forcing 
au-  from  between  the  tape  and  film,  and  the  breaking  of  the  tape 
around  the  film  edges.  The  two  tape  ends  are  then  folded  manually 
to  overlap.  The  pedal  is  again  depressed,  the  rubber-padded  head 
irons  out  the  splice ;  and  eight  manually  operated  punches,  spaced  to 
match  four  perforations  on  each  film  end,  strike  the  waterproof  tape 
through  the  perforations  to  bring  the  adhesive  back  to  back.  The 
patch  is  now  complete.  The  latched  covers  holding  the  leader  are 
released  and  raised,  and  the  leader  is  drawn  from  the  index  pins. 
The  operations  described  are  performed  in  approximately  ten  seconds. 


M-G-M'S  NEW  CAMERA  BOOM* 
JOHN  ARNOLD** 

Summary. — A  new  type  of  intermediate-size  boom  incorporating  a  number  of 
very  desirable  features  has  been  placed  in  serivice  ai  the  M-G-M  Studio.  —The  device 
is  of  the  crane-arm,  or  boom,  type,  with  a  boom  9  feet  in  length  carrying  an  underslung 
camera  mounting.  The  camera  may  literally  be  laid  upon  the  stage  floor,  or  lifted 
to  a  maximum  height  of  16  feet.  The  entire  boom-arm  may  be  raised  or  lowered  bodily 
by  means  of  a  motor-driven  helical  hoist. 

With  the  popularization  of  the  modern  moving-camera  technic 
there  has  been  an  increasing  trend  toward  the  development  of  camera- 
supporting  units  capable  of  serving  as  virtually  universal  camera 
carriages  for  use  not  only  in  stationary  but  in  most  types  of  moving- 
camera  shots.  Obviously,  questions  of  bulk  and  weight  have  con- 
sistently been  limiting  factors,  as  have  those  of  operational  facility. 

Accordingly  we  have  seen  the  evolution  of  two  principal  types. 
On  the  one  hand,  there  is  a  variety  of  small,  mobile  camera  carriages 
such  as  the  "rotambulator"  and  the  "velocilator."  On  the  opposite 
extreme  are  the  much  larger  crane  or  boom-type  units  capable  of 
lifting  a  camera  and  its  crew  twenty  or  thirty  feet  into  the  air. 

In  some  instances,  intermediate-size  cranes  have  been  built;  but, 
in  general,  various  conditions  of  design  and  operation  have  limited 
their  usefulness. 

Nonetheless,  it  has  been  admitted  generally  that  if  some  single 
device  had  been  available,  capable  of  fulfilling  all  the  camera-carriage 
requirements  of  modern  technic,  with  the  exception  of  those  few  de- 
manding the  use  of  the  largest  cranes,  production  would  have  gained 
a  valuable  tool. 

A  new  type  of  intermediate-size  boom,  apparently  incorporating 
most  of  these  desirable  features,  has  been  placed  in  service  at  the 
Metro-Gold wyn-Mayer  studio.  It  features  not  only  unusual  versa- 
tility, but  in  many  respects  it  differs  radically  from  all  accepted 
practice. 

*  Presented  at  the  1940  Fall  Meeting  at  Hollywood,  Calif. 
**  Metro-Goldwyn-Mayer  Studios,  Culver  City,  Calif. 

278 

<»  The  Society  is  not  responsible  for  statements  by  authors  <" 


M-G-M's  NEW  CAMERA  BOOM 


279 


The  device  is  of  the  crane-arm  or  boom  type,  with  a  boom  9  feet  in 
length  carrying  an  underslung  camera  mounting.  The  camera  may 
literally  be  laid  on  the  stage  floor,  or  lifted  to  a  maximum  height  of 
16  feet.  The  entire  boom  arm  may  be  raised  or  lowered  bodily,  by 
means  of  a  motor-driven,  helical  hoist. 

The  boom  arm  rotates  freely  through  a  full  360-degree  horizontal 
circle,  while,  in  addition,  the  camera-head  may,  by  an  independent, 


FIG.  1.     The  new  M-G-M  camera  boom. 

extra  quick-action  pan  movement,  be  panned  through  a  full  360- 
degree  circle.  The  tilt-head  likewise  operates  through  a  360-degree 
vertical  circle.  The  device  is  considerably  lighter,  and  may  be  op- 
erated much  easier  than  any  comparable  unit. 

Radically  new  principles  of  construction  have  been  employed 
throughout,  and  full  use  has  been  made  of  the  modern,  lightweight, 
high-tensile  alloys  and  stainless  steels. 

The  chassis  is  of  unusually  simple  tubular  construction.    Instead 


280  J.  ARNOLD  [J.  s.  M.  P.  E. 

of  the  usual  channel  sections  conventionally  employed  for  this  pur- 
pose, the  main  frame  consists  of  a  single  tube  of  high- tensile  steel. 

Welded  to  this,  at  right-angles,  are  two  smaller  tubes  forming  the 
axles.  No  springs  are  employed,  as  these  devices  invariably  are  used 
on  special  plank  or  metal  tracks,  and  it  has  long  since  been  found 
that  any  form  of  springing  introduces  an  undesirable  unsteadiness, 
especially  with  the  camera  at  the  end  of  a  long  boom. 

All  four  wheels  are  mounted  in  conventional  steering  knuckles. 
The  rear  wheels,  however,  are  at  present  locked  in  a  non-steerable 
position,  though  the  design  makes  provision  for  rendering  them 
steer  able  if  any  future  need  should  arise. 

The  front  wheels  are  steerable,  being  controlled  from  an  auto- 
mobile-type steering  wheel  mounted  before  an  underslung  seat  on 
the  left  side.  The  design  is  such  that  the  steering  wheels  may  be 
turned  almost  parallel  to  their  axle,  for  sharp  maneuvering. 

A  fifth  wheel  is  provided  at  the  rear  of  the  tubular  main  frame. 
This  may  be  dropped  down  to  raise  the  rear  end  from  the  rear  wheels, 
so  that  the  device  can  be  turned  in  its  own  length,  or  moved  sidewise 
into  position.  All  four  service  wheels  are  ball-bearing  equipped. 

Extending  upward  from  this  tubular  frame  is  a  tubular  vertical 
member.  Upon  this  is  mounted  a  power-driven  helical  hoist  strik- 
ingly similar  to  that  employed  in  the  "rotambulator." 

The  mounting  of  the  crane  arm  slides  up  and  down  this  main 
shaft  in  a  friction  mount.  It  is  propelled  upward  or  downward  by  a 
suitably  proportioned  screw  paralleling  the  main  shaft. 

This  screw  or  helix  is  rotated  by  a  3A~hp  motor  controlled  through 
a  d-c  reversing  circuit  and  controller.  Automatic  stop  switches 
limit  the  upward  and  downward  travel  of  this  unit. 

This  hoist  is  not  intended  primarily  for  changing  the  height  of  the 
camera  during  a  scene,  but  instead  for  more  accurate  positioning, 
after  which  the  boom  arm  raises  or  lowers  the  camera.  The  drive, 
therefore,  while  quiet,  is  not  noiseless.  In  addition,  it  is  low-geared, 
to  simplify  construction. 

The  crane  arm  itself  embodies  a  type  of  construction  not  hitherto 
applied  to  this  type  of  studio  equipment.  Instead  of  the 
conventional  girder  or  box-truss  construction,  this  arm  employs  a 
stressed-skin  or  "monococque"  construction  combining  unusual  ri- 
gidity with  extremely  light  weight. 

The  arm  is  constructed  of  four  10-gauge  sheets  of  high-tensile 
steel,  welded  together  to  form  a  long,  tapering  box  girder.  This 


Sept.,  1941]  M-G-M's  NEW  CAMERA  BOOM  281 

boxlike  construction  is  reinforced  at  approximately  6-inch  intervals 
with  transverse  bulkheads  of  the  same  alloy,  welded  into  place. 

The  result  is  a  boom  of  unusually  light  weight,  yet  of  remarkable 
strength.  From  an  engineering  viewpoint  it  is  strikingly  similar  to 
the  monocoque  fuselages  of  the  most  modern  transport  and  racing 
airplanes,  in  which  the  bulk  and  weight  of  longitudinal  girders  are 
eliminated  by  a  skin  strong  enough  to  withstand  the  stresses  normally 
taken  by  longitudinal  beams,  and  reinforced  with  stiffening  trans- 
verse bulkheads. 

The  outer  end  of  the  boom  arm  curves  upward  to  afford  increased 
clearance.  At  this  end  is  the  camera  mount,  which  is  of  the  under- 
slung  type. 

In  this  the  camera  is  slung  beneath  the  panning  mechanism, 
though  of  course  the  pan  and  tilt  controls  are  in  their  usual  places, 
beside  and  slightly  under  the  camera.  Each  gives  the  camera  a  full 
360-degree  rotation  in  its  plane;  the  crank- wheel  controls  favored  at 
M-G-M  are  used. 

The  panoramic  movement  is  geared  to  unusually  high  speed :  only 
14  revolutions  of  the  control  wheel  are  required  to  revolve  the 
camera  through  a  full  360-degree  circle. 

A  single,  well-upholstered  seat,  of  tubular  metal  construction,  is 
provided  for  the  operative  cameraman.  This  seat  is  quickly  remov- 
able when  not  needed.  Ordinarily  no  seat  is  needed  for  the  assistant, 
as  the  camera  is  focused  by  an  adaptation  of  a  new  d-c  remote- 
control  method. 

Provision  is  made  for  mounting  a  second  camera  above  the  crane 
arm.  This  has  a  conventional  M-G-M  type  pan-and-tilt  head,  and 
pans  and  tilts  wholly  independently  of  the  lower  camera. 

A  source  of  constant  irritation,  and  in  some  cases  even  of  danger, 
in  conventional  crane  designs  is  the  system  of  counterbalancing  the 
weight  of  camera  and  crew,  which  is  usually  done  by  means  of  remov- 
able lead  weights  placed  in  a  box  at  the  opposite  end  of  the  arm. 

The  counterbalance  is  built  permanently  into  the  arm.  Compen- 
sation for  the  varying  weights  of  equipment  and  crew  is  made  by 
turning  a  large  control  wheel  at  the  inner  end  of  the  arm.  This 
moves  the  counterweight  toward  or  away  from  the  fulcrum,  accord- 
ingly decreasing  or  increasing  its  leverage. 

By  this  means  it  is  possible  to  counterbalance  the  boom  so  accu- 
rately that  it  may  literally  be  raised  or  lowered  with  one  finger.  A 
set-screw  type  of  friction  lock,  operating  on  a  quadrant,  permits 


282  J.  ARNOLD 

locking  the  arm  in  any  position.  A  similar  lock  is  provided  to  limit 
the  boom's  horizontal  rotation,  and  brakes  of  the  automotive  type 
are  provided  on  the  rear  wheels. 

A  full  circular  catwalk  is  provided  for  the  boom-operator.  This  is 
made  in  four  sections,  all  of  which  are  demountable.  At  the  front 
end  are  two  telescopic  tubular  members,  either  or  both  of  which  can 
be  extended — one  on  either  side — for  the  stage  crew  to  use  in  pushing 
the  crane  for  dolly-shots. 

A  non-extensible,  curved  bumper  is  fixed  at  the  rear  for  the  same 
purpose,  and  also  as  a  guard-rail.  All  these  units — catwalk,  pushing 
arms,  and  bumper — are  instantly  demountable. 

The  degree  to  which  the  unique  construction  employed  saves 
weight  may  be  judged  by  the  fact  that  while  booms  of  comparable 
size  and  of  conventional  construction  have  an  average  of  over  7600 
pounds,  the  new  M-G-M  boom  weighs  but  3100  pounds.  Yet  there 
appears  to  be  no  sacrifice  in  either  strength  or  rigidity. 

This  new  boom  is  as  nearly  as  possible  a  completely  universal 
camera  carriage.  Its  rigidity  is  such  that  it  can  be  employed,  except 
in  the  most  cramped  quarters,  as  a  stationary  camera  support  in 
place  of  conventional  tripods  and  the  like. 

In  this  service,  the  elevated  crane  arm  and  underslung  camera 
mount  give  the  camera  crew  more  clear  working  space  about  the 
camera  than  any  conventional  type  of  tripod  or  boom.  At  the  same 
time  the  crane  arm,  together  with  the  power-driven  hoist  and  free- 
rolling  chassis,  makes  accurate  positioning  of  the  camera  quicker  and 
easier. 

The  suitability  of  the  unit  for  the  majority  of  moving- earner  a 
shots  will  of  course  be  obvious.  The  precise  controllability  of  the 
counterbalancing  facilitates  one-man  operation  in  scenes  where  the 
camera  must  quickly  follow  an  actor  from  a  low  position  to  a  normal 
or  high  one,  or  the  reverse. 

In  addition,  the  underslung  camera  mount  will  permit  the  boom 
arm  to  be  extended  completely  over  such  a  prop  as  a  cafe  table  or 
even  an  automobile,  and,  with  the  boom  extended  to  the  side  of  the 
chassis,  to  dolly  from  or  to  such  a  position  without  interfering  with 
the  use  of  the  prop  in  the  wider  angles  of  the  same  shot. 

Altogether  the  unit  appears  unusually  versatile  and  represents  a 
distinct  forward  step  in  the  evolution  of  mobile  camera  platforms. 
The  application  of  advanced  materials  and  engineering  principles  to 
its  construction  are  also  noteworthy. 


AN  IMPROVED  MIXER  POTENTIOMETER* 
K.  B.  LAMBERT** 

Summary. — A  type  of  mixing  control  is  described  that  permits  unusual 
efficiency  of  operation.  It  is  applicable  to  all  types  of  mixing,  particularly  the  com- 
plicated operations  such  as  recording  music,  re-recording,  and  radio  broadcasting. 

In  re-recording,  or  in  multiple-channel  recording  of  original  music, 
or  in  multiple-microphone  set-ups  in  radio  broadcasting,  the  conven- 
tional mixing  potentiometer  having  a  rotary  motion  has  serious  dis- 
advantages. In  1930,  M-G-M  Studios  adopted  a  potentiometer  control 
for  re-recording  having  a  linear  motion,  to  and  from  the  operator,  in- 
stead of  rotary  motion.  The  operating  philosophies  that  prompted 
this  move  were  important  then  and  have  become  increasingly  so  since. 

We  believed  that  a  certain  amount  of  re-recording  was  inevitable 
and  that  more  improvement  than  harm  would  result  to  the  remainder 
of  our  product  if  it  were  completely  re-recorded  for  release.  We  also 
believed  that  the  control  of  the  release  quality  should  be  concen- 
trated largely  in  the  re-recording  operation,  and  that  the  group  which 
did  this  operation  should  be  as  small  as  practicable,  for  ease  in  co- 
ordinating their  operations  to  achieve  a  consistent  product.  Re- 
recording  has  become  increasingly  complex,  but  progressive  experience 
has  enabled  our  four  re-recorders  to  continue  to  handle  nearly  all  our 
work  without  other  assistance.  Even  within  this  group,  each  man 
prefers  to  work  alone  on  a  reel  when  he  can,  for  then  he  can  concen- 
trate upon  his  own  concept  of  the  work  and  not  have  to  coordinate 
his  concept  with  that  of  someone  else  assisting  him.  The  writer  be- 
I  lieves  that  some  studios  make  composite  records  of  a  number  of  ef- 
fects when  a  sequence  is  very  complex,  to  simplify  the  final  re-record- 
ing operation.  We  have  not  found  this  practicable,  as  the  use  of 
any  individual  effect  is  influenced  by  each  of  the  others.  We  there- 
fore mix  all  component  tracks  together  at  the  same  time.  For  these 

*  Presented  at  the  1940  Fall  Meeting  at  Hollywood,  Calif. ;  received  October 
1, 1940. 

**  Metro-Goldwyn-Mayer  Pictures,  Inc.,  Culver  City,  Calif. 

283 

O  The  Society  is  not  responsible  for  statements  by  authors  <> 


284  K.  B.  LAMBERT  [j.  s.  M.  P.  E. 

reasons,  it  is  desirable  to  make  the  mechanical  handling  of  the  con- 
trols as  simple  as  possible. 

With  linear  movement,  several  potentiometers  can  be  operated  si- 
multaneously with  each  hand  and  the  control  of  a  number  of  channels 
becomes  much  easier.  The  early  forms  of  these  mixers  were  some- 
what inconvenient  to  maintain  and  keep  clean,  but  having  them,  we 
did  not  redesign  them  until  they  needed  major  repairs.  Then  a  new 
design  was  produced  jointly  by  M-G-M  and  Audio  Products  Co.  engi- 
neers, which  corrected  the  disadvantages  of  the  earlier  types  to  such  a 
degree  that  we  now  recommend  them  to  the  industry's  attention. 


FIG.  1.     Mixer  table  operated  by  one  re-recorder. 

As  employed  in  re-recording  at  M-G-M,  each  mixer  table  contains 
ten  similar  potentiometers,  eight  of  which  are  used  for  mixing,  and 
two  for  extra  controls  that  may  be  required,  as  for  the  simultaneous 
control  of  a  group  of  tracks  (Fig.  1). 

The  mixer  potentiometers  are  connected  to  the  channel  through  a 
group  of  coils,  each  of  which  has  five  windings.  Each  coil  combines 
four  circuits  into  one  having  the  same  impedance,  with  a  loss  of  6.5 
db.  If  only  four  potentiometers  are  used,  one  coil  is  required.  Our 
circuits  are  normally  set  up  for  eight  potentiometers,  which  require 
three  coils,  as  shown  in  Fig.  2.  If  four  or  eight  additional  potentiome- 
ters are  required,  they  may  be  added  by  the  addition  of  one  or  two 
coils  as  shown  in  dotted  lines  in  Fig.  3.  These  are  high-quality  coils 


Sept.,  1941]         AN  IMPROVED  MIXER  POTENTIOMETER 


285 


having  very  small  losses  and  phase-shifts.  The  coil  circuits  are  made 
to  have  a  uniform  resistance  of  200  ohms  in  all  circuit  directions  by 
300-ohm  terminating  resistances,  as  shown  in  Fig.  2.  These  resis- 


«-2oou.-»          f  Zoouj  Zoocu  V.C. 


FIG.  2.     Four  positions  of  an  M-G-M  re-recording  mixer. 


To    8    K.Vf>roduCer-&     Cortfi1fC/t</     -f- 


Oncf 
rtixer  Tabte   as   r-fyuir*<j 


FIG.  3.     M-C-M  re-reco/ding  mixer  tables. 

tances  are  included  in  the  6.5-db  loss  mentioned.  Each  potentiometer 
is  of  approximately  constant  200-ohm  impedance  in  both  circuit  di- 
rections, and  all  equalizers  are  of  this  impedance.  A  truly  constant 
impedance  at  all  degrees  of  attenuation  is  not  practicable  because  the 
potentiometers  are  not  of  the  step-type  but  are  continuously  wire 


286 


K.  B.  LAMBERT 


[J.  S.  M.  P.  E. 


wound.  The  large  change  of  attenuation  in  one  step  of  a  conven- 
tional step-type  potentiometer  causes  a  click  in  the  presence  of  loud 
signals.  The  change  of  attenuation  in  these  potentiometers  as  the 
slider  moves  from  wire  to  wire  is  about  0.1  db  in  the  region  where  loud 
signals  are  mixed,  and  they  therefore  operate  quietly.  Quietness  is 
apparently  further  aided  by  the  use  of  graphite  from  a  very  soft  lead- 
pencil  as  lubricant  for  the  slider  against  the  wires.  This  has  also 
greatly  reduced  maintenance  as  compared  to  that  required  with  the 
vaseline  previously  used.  With  the  slider  operating  dry,  or  lubricated 
with  vaseline,  we  averaged  about  one  noisy  potentiometer  per  day, 
with  twenty  in  use;  whereas  with  graphite  we  now  have  only  about 


•  Attenuation  in  DB 

FIG.  4.   Attenuation  vs.  movement,  M-G-M  re-recording  mixers. 

one  per  month.  The  minimum  loss  of  each  potentiometer  is  6  db, 
and  the  minimum  loss  from  the  input  of  a  potentiometer  to  the  output 
of  the  16-mixer  coil  is  19  db.  The  potentiometer  is  designed  and 
wired  to  avoid  internal  cross-talk,  having  a  maximum  attenuation  of 
105  db  at  1000  cps,  and  90  at  7000  cps.  This  range  appears  to  be 
sufficient  in  service.  A  key  is  provided  for  disconnecting  and  short- 
circuiting  the  reproducing  machine  and  terminating  the  mixer  with 
200  ohms  when  it  is  not  in  use.  The  wiring  of  the  table  and  jacks 
has  cross-talk  of  less  than  110  db.  The  mixers  do  not  have  a  uniform 
linear  rate  of  attenuation,  as  it  has  been  found  more  desirable  in  op- 
eration to  be  able  to  change  the  attenuation  rapidly  at  high  degrees  of 
attenuation  where  the  signal  is  low,  and  more  gradually  at  small  at- 
tenuations where  the  signal  is  loud  and  the  ear  is  more  sensitive  to 


Sept.,  1941]         AN  IMPROVED  MIXER  POTENTIOMETER 


287 


FIG.  5.     Mixer  construction. 


' 


FIG.  6.     Mixer  table  open,  showing  jacks, 


288 


K.  B.  LAMBERT 


[J.  S.  M.  p.  E. 


small  level  changes.     The  curve  of  -attenuation  vs.  movement  is 
shown  in  Fig.  4. 

The  10-position  mixer  table  comprises  five  units  of  two  mixer  con- 
trols each,  which  can  be  inserted  and  removed  similarly  to  a  plug-in 
relay  (Figs.  5  and  6).  This  facilitates  maintenance,  as  a  pair  of  mix- 
ers can  be  replaced  with  a  spare  with  as  little  effort  as  a  fuse.  The 
potentiometers  themselves  have  a  rotary  motion,  and  are  controlled 
by  a  belt  of  cord,  wrapped  around  a  drum  on  the  shaft.  The  sliding 
control  knob  runs  in  F-grooved  tracks,  set  back  from  the  slot  in  the 


FIG.  7.     Two  mixer  tables  set  up  for  operation  by  two  re-recorders. 


panel  so  that  dirt  does  not  fall  into  the  grooves.  The  mechanism  is 
sufficiently  free  from  friction  that  the  mixer  can  be  flipped  from  one 
extreme  of  its  range  of  movement  to  the  other.  The  knob  itself  has 
a  depression  for  control  by  one  finger,  if  this  should  be  desirable. 

Using  this  device,  about  70  per  cent  of  M-G-M's  re-recording  is  done 
by  the  four  individual  re-recorders.  With  the  exception  of  about 
Y4  per  cent  of  the  product,  the  remainder  is  done  by  teams  of  two  as 
shown  in  Fig.  7.  The  exceptional  reels  may  require  a  third  man  to 
operate  equalizers. 


Sept.,  1941]         AN  IMPROVED  MIXER  POTENTIOMETER  289 

DISCUSSION 

MR.  CRABTREE:  It  is  still  somewhat  of  a  mystery  to  me  as  to  how  mixing  is 
accomplished.  What  does  the  mixer  do  when  he  sits  down  at  the  mixing  panel? 
When  he  gets  the  various  sound-tracks,  does  he  rehearse  the  picture  with  all  of 
them  and  fiddle  around  with  the  keys  until  he  thinks  it  is  all  right?  Is  the  mixer 
responsible  for  the  result,  or  does  someone  else  listen  in,  and  does  the  mixer  re- 
modify  it  to  suit  him?  Suppose  there  is  talking,  with  extraneous  noises;  does  he 
first  run  through  the  speech  record  and  adjust  that,  and  then  the  noise  record; 
or  does  he  adjust  the  two  simultaneously?  It  would  seem  that  if  he  has  eight 
fingers  on  eight  keys  he  is  attempting  to  integrate  eight  tracks  simultaneously. 

MR.  HILLIARD:  I  can  explain  that  as  I  would  explain  how  I  can  drive  non- 
chalantly downtown  in  Los  Angeles  through  all  the  congestion  of  traffic,  and  yet 
pay  attention  while  you  are  talking  to  me.  Apparently,  one  does  not  think  about 
what  is  happening,  but  adjusts  himself  automatically  to  the  conditions. 

As  regards  the  lack  of  marks  on  the  panel,  the  re-recording  mixer  indicates  with 
a  grease  pencil  how  far  he  wishes  to  go  in  a  given  scene.  Sometimes  if  the  scene  is 
very  complicated  he  will  break  it  down  and  run  only  the  effects  tracks,  to  get  an 
idea  of  what  has  been  given  to  him.  In  most  cases,  he  has  not  previously  seen  the 
original  material.  In  a  temporary  dubbing  for  previews  a  lot  of  material  is  given 
to  him  in  a  very  short  time,  and  he  has  to  consult  the  log  that  is  placed  before  him 
by  the  cutter,  or  by  whoever  is  responsible  for  building  up  the  effects  to  go  along 
with  the  dialog  and  music.  He  looks  at  them  and  from  previous  experience  knows 
roughly  where  they  will  be  in  the  reel. 

He  breaks  the  material  down  and  tells  his  operators  on  what  types  of  machine 
to  put  it,  if  there  is  any  preference  in  his  mind.  He  might  have  higher-quality 
reproducers  for  dialog  and  music  than  for  effects,  so  he  utilizes  the  best  machines 
for  the  work  requiring  the  greatest  precision. 

By  a  cut  and  try  process  the  mixer  works  the  material  up  to  a  point  where  he 
feels  he  has  the  situation  in  hand.  Someone  may  assist  in  advising  him  as  to  the 
relative  values  of  the  effects  to  be  dubbed  into  the  music,  or  as  to  the  interpreta- 
tion desired  in  the  final  released  material.  In  a  half  hour  or  so  the  situation  is 
sufficiently  in  hand  for  making  the  take.  If  the  take  is  not  satisfactory,  the  next 
day  it  is  done  again. 

MR.  CRABTREE:  Does  he  first  rehearse  the  individual  tracks  or  does  he  start 
rehearsing  with  the  entire  six  or  seven? 

MR.  HILLIARD  :  That  depends  upon  the  complexity  of  the  scene  and  upon  the 
mixer's  preference.  Some  would  probably  run  the  dialog  track  to  find  out  what 
is  in  the  sequence,  and  possibly  add  some  music.  Then  later  the  effects  would  be 
brought  in.  That  is  one  technic ;  there  is  no  special  way  of  doing  it. 

MR.  CRABTREE  :  Having  rehearsed  it  to  his  satisfaction,  can  the  mixer  repro- 
duce the  effect?  He  apparently  has  to  remember  how  loud  the  various  tracks 
were. 

MR.  HILLIARD  :  Volume  indicators  are  his  guides,  and  it  is  no  effort  for  him  to 
remember  the  scenes.  He  thinks  in  terms  of  the  scenes  themselves,  of  the  action 
that  is  going  on,  in  terms  of  a  speed  of  90  feet  a  minute.  He  knows  he  has  to 
operate  in  a  split  second.  You  and  I  go  into  retrospect  on  what  has  happened 
and  put  it  together  at  a  later  date. 

MR.  CRABTREE  :  Does  one  man  do  the  entire  mixing? 


290  K.  B.  LAMBERT  [j.  s.  M.  P.  E. 

MR.  HILLIARD:  That  depends  upon  the  flexibility  of  the  equipment  and  the 
policies  of  the  various  studios.  In  most  studios  one  man  handles  the  simple  reels 
alone;  when  more  than  three  or  four  tracks  are  involved,  there  may  be  two  men, 
in  other  cases  three. 

MR.  CRABTREE:  What  is  the  greatest  number  of  tracks  that  one  man  can 
handle? 

MR.  HILLIARD:  That  varies  with  the  equipment.  In  our  case  one  can  handle 
up  to  six  or  eight  tracks ;  in  fact  he  does  so  almost  every  day.  It  depends  to  some 
extent  upon  how  fast  the  eight  tracks  may  enter  as  they  are  distributed  through- 
out the  reel,  or  whether  eight  operations  are  demanded  simultaneously.  With 
this  control  he  can  handle  a  maximum  of  eight  situations  at  once. 

MR.  LAMBERT:*  Mixing  is  a  little  like  playing  the  organ.  Tremendous  dex- 
terity is  demanded.  Not  only  are  all  ten  fingers  busy  on  the  keyboards,  but  they 
must  operate  the  stops;  and  the  feet  are  equally  busy  playing  the  pedals  and  the 
swells,  etc.  It  seems  beyond  comprehension  that  one  mind  can  simultaneously 
control  so  many  different  physical  operations  at  the  same  time.  The  technic  must 
be  mastered  so  completely  that  when  the  eye  sees  a  note  on  a  sheet  of  music  a 
hand  or  foot  moves  unconsciously  to  perform  the  operation  it  demands.  In  the 
case  of  re-recording,  the  picture  on  the  screen  is  the  sheet  of  music.  On  the  re- 
recording  log  will  be  various  comments,  indicating  that  at  a  certain  part  of  a  reel 
an  effect  is  to  be  found  in  a  certain  sound-track.  These  are  similar  to  instructions 
on  the  music  that  a  particular  passage  is  to  be  played  on  the  lower  organ  manual 
with  the  left  hand,  and  then  a  few  notes  on  another  manual,  which  has  been  pre- 
set, while  playing,  to  produce  a  desired  effect.  That  is  what  occurs  when  a  mixer, 
controlling  several  tracks  with  one  hand,  simultaneously  changes  equalizers,  or 
throws  various  circuit  keys  with  the  other.  The  mixer  is  always  guided  by  the 
picture.  The  action  on  the  screen  demands  that  certain  sounds  be  produced  that 
will  agree  well  with  the  scene.  The  mixer  frequently  does  not  analyze  these  de- 
mands consciously,  but  satisfies  many  of  them  with  an  automatic  reaction  de- 
veloped by  experience,  his  conscious  thought  being  left  more  free  to  concentrate 
upon  some  particular  effect  to  be  achieved.  He  will  perhaps  play  a  band  parade 
"automatically,"  balancing  all  the  street  effects  and  the  music  to  be  realistic, 
but  give  very  conscious  attention  to  a  line  of  dialog  that  must  be  made  under- 
standable, or  a  bass  drum  that  must  be  sounded  very  loudly. 

To  be  a  capable  re-recording  mixer  requires  extensive  experience  and  well  de- 
veloped judgment  in : 

(a)  Dramatic  presentation  of  situations. 

(6)  The  conventionalities  by  which  dramatic  situations  are  developed  in  mo- 
tion pictures. 

(c)  The  technical  limitations  of  presenting  dramatic  situations  in  theaters,  and 
tact  in  reconciling  a  producer's  wishes  with  these  limitations. 

(d)  The  mechanism,  technics,  and  handling  of  the  re-recording  process  itself,  of 
which  manual  dexterity  alone  is  but  a  small  part. 

(e)  They  must  be  able  to  cooperate  with  each  other  to  produce  a  uniform  prod- 
uct. 

*  Communicated. 


Sept.,  1941]         AN  IMPROVED  MIXER  POTENTIOMETER  291 

The  best  re-recording  mixers  must  have  experience  that  can  be  gained  in  no 
other  way  than  by  doing  the  work.  Our  mixers  have  been  from  four  to  ten  years 
on  this  type  of  work,  preceded  by  experience  in  other  forms  of  motion  picture  work, 
and  that  again  preceded  by  a  technical  or  theatrical  background  of  some  kind. 
No  matter  what  his  previous  experience,  a  re-recording  mixer  does  not  become  a 
really  efficient  member  of  our  re-recording  organization  until  he  has  been  at  that 
specific  work  for  at  least  six  months. 

Ordinarily  we  employ  two  men  if  the  number  of  tracks  exceeds  six.  There  are 
cases  where  two  are  required  for  fewer  than  this  number,  and  others  where  one 
man  can  control  seven  or  eight.  Each  case  is  handled  differently,  and  the  mixer 
can  save  much  time  and  effort  by  being  able  to  analyze  quickly  how  best  to  ap- 
proach each  problem. 


REPORT   ON   THE   ACTIVITIES   OF   THE   INTER-SOCIETY 
COLOR  COUNCIL* 


Summary. — A  brief  discussion  of  the  activities,  organization,  and  functions 
of  the  Inter-Society  Color  Council  is  given,  followed  by  abstracts  of  twenty  papers 
that  have  been  jointly  sponsored  by  the  ISCC  and  its  member  bodies.  The  report 
concludes  with  a  plea  that  members  contact  the  delegates  if  there  are  matters  that 
should  be  taken  up  with  the  Council. 

The  Society  of  Motion  Picture  Engineers  has,  for  the  last  year  and 
a  half,  been  a  member  of  the  Inter-Society  Color  Council.  A  brief 
description  of  this  Council  may  be  in  order. 

There  has  never  been  a  National  Society  in  the  United  States  de- 
voted exclusively  to  color  as  a  general  subject.  The  growing  im- 
portance of  color  in  all  fields  about  ten  years  ago  led  to  the  feeling 
that  such  a  Society  might  be  successful.  After  some  discussion 
among  those  interested  in  the  project  it  was  decided  to  follow  a  sug- 
gestion made  by  the  late  Irwin  G.  Priest.  This  proposal  appeared 
in  the  form  of  a  resolution  from  the  Executive  Committee  of  the 
Optical  Society  of  America.  In  brief  it  proposed  that  a  joint  council 
be  set  up,  formed  of  delegates  officially  appointed  and  sent  to  the 
council  by  societies  interested  in  color  as  one  part  of  their  more 
general  fields. 

The  Inter-Society  Color  Council  was  formed  on  this  basis  and 
consists  of  two  types  of  members,  the  so-called  member  bodies  and 
individual  members.  Member  bodies  must  be  national  non-profit 
societies,  and  delegates  from  these  member  bodies  control  the  policies 
of  the  Council  as  a  whole.  Individual  members  are  those  who  do 
not  represent  national  societies  but  who  are  individually  sufficiently 
interested  so  that  they  are  willing  to  pay  the  cost  of  being  placed  on 
the  mailing  list  of  the  Council.  The  group  of  individual  members 
is  considered  as  a  member  body  and  sends  three  voting  delegates  to 
the  Council  meetings. 

Each  member  body  is  also  represented  on  the  Council  by  three 
voting  delegates,  one  of  whom  is  designated  as  the  chairman.  The 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y.;  received  May  5, 
1941.     Report  prepared  by  R.  M.  Evans,  Chairman  of  SMPE  delegates  to  the 
ISCC. 
292 


INTER-SOCIETY  COLOR  COUNCIL  293 

member  body  may  also,  if  it  wishes,  appoint  up  to  seven  other  non- 
voting  delegates. 

The  Council  at  the  present  time  consists  of  thirteen  member  bodies 
and  the  group  of  individual  members.  The  member  bodies  repre- 
sent, respectively,  the  fields  of  Textiles;  Ceramics;  Psychology; 
Testing  of  Materials;  Illuminating  Engineering;  Pharmacy; 
Optics;  Pulp  and  Paper;  The  Textile  Color  Card;  Art;  Paint  and 
Varnish;  and,  through  our  own  Society,  Motion  Pictures.  The  in- 
dividual members  represent  an  even  more  diversified  group  of  in- 
terests under  their  chairman  who  is  an  ophthalmologist.  The  dele- 
gates from  the  SMPE  are  Ralph  M.  Evans,  Chairman,  G.  F.  Rackett, 
F.  T.  Bowditch,  and  J.  A.  Ball. 

The  purpose  of  the  Council  is  to  act  as  a  joint  committee  on  color 
for  all  the  societies  and  individuals  represented.  As  a  joint  committee 
it  is  expected  to  consider  problems  referred  to  it  and  is  free  to  ap- 
point sub-committees  from  among  the  membership  lists  of  all  the 
societies  involved.  In  this  way  the  best  talent  in  the  whole  field  of 
color  can  be  brought  to  bear  on  any  problem  of  sufficient  importance. 

The  separate  delegations  from  each  society,  on  the  other  hand,  are 
charged  with  the  responsibility  both  of  forwarding  problems  and 
helpful  information  to  the  Council,  and  of  reporting  back  to  their 
societies  the  work  of  the  Council  so  far  as  it  is  of  interest  to  their 
fellow  members. 

The  need  for  such  a  council  and  its  mode  of  operation  were  dis- 
cussed at  some  length- in  a  very  interesting  paper  presented  by  Dr. 
H.  P.  Gage  at  the  Spring  Meeting  of  the  Society  a  year  ago,  and 
published  in  the  October,  1940,  issue  of  the  JOURNAL. 

This  paper  gives  an  illustration  of  how  the  Council  can  be  of  ser- 
vice to  its  member  bodies.  The  U.  S.  Pharmacopoeia  Revision  Com- 
mittee of  the  American  Pharmaceutical  Association  requested  the 
Council  to  investigate  and  recommend  a  list  of  color  names  which 
would  be  readily  understandable  and  definite  enough  to  use  in  the 
descriptions  of  all  the  material  in  the  U.  S.  Pharmacopoeia.  The 
Council  undertook  this  problem  with  the  following  results.  It  ob- 
tained for  this  member  body  "the  advice  of  the  color  experts  of  two 
other  member  bodies  (the  Optical  Society  of  America  and  the  Ameri- 
can Psychological  Association) ;  it  obtained  for  this  member  body  the 
cooperation  of  the  National  Bureau  of  Standards,  which  had  been 
previously  sought  and  refused ;  and  the  Council  served  as  an  authori- 
tative source  of  information  unswayed  by  commercial  considerations 


294  INTER-SOCIETY  COLOR  COUNCIL  [J.  S.  M.  P.  E. 

for  deciding  which  of  the  various  competing  systems  of  material  color 
standards  was  best  suited  to  derivation  of  the  color  names.  In  all 
this  work  the  allied  interests  of  another  member  body  (The  Textile 
Color  Card  Association)  were  protected  by  the  presence  of  its  dele- 
gates at  the  Council  Meetings."  The  outcome  of  this  work,  which  in- 
volved a  problem  really  too  large  for  one  society  to  handle  success- 
fully by  itself,  was  a  set  of  definite  recommendations  which  have 
been  accepted  and  will  be  used  exclusively  in  the  next  edition  of  the 
U.  S.  Pharmacopoeia.  This  was  published  as  a  research  paper  of  the 
U.  S.  Bureau  of  Standards,  of  which  the  following  is  an  abstract. 

METHOD  OF  DESIGNATING  COLORS1 
DEANE  B.  JUDD  AND  KENNETH  L.  KELLEY 

In  1931  the  first  Chairman  of  the  Inter-Society  Color  Council,  E.  N.  Gather- 
coal,  proposed  on  behalf  of  the  United  States  Pharmacopoeial  Revision  Committee 
the  problem  of  devising  a  system  of  color  designations  for  drugs  and  chemicals. 
He  said,  "A  means  of  designating  colors  hi  the  United  States  Pharmacopoeia,  in 
the  National  Formulary,  and  in  general  pharmaceutical  literature  is  desired ;  such 
designation  to  be  sufficiently  standardized  as  to  be  acceptable  and  usable  by  sci- 
ence, sufficiently  broad  to  be  appreciated  and  used  by  science,  art,  and  industry, 
and  sufficiently  commonplace  to  be  understood,  at  least  in  a  general  way,  by  the 
whole  public."  With  the  assistance  of  the  American  Pharmaceutical  Association, 
and  following  plans  outlined  in  1933  by  the  Inter-Society  Color  Council,  there  has 
been  worked  out  a  solution  for  this  problem,  which  substantially  fulfills  the  re- 
quirements laid  down  by  Dr.  Gathercoal. 

Contents 
(7)     History 
(77)     Scope 

(777)     Logic  of  the  designations 
(7)     Surface-color  solid 
(2}     Basic  plan  of  forming  the  designations 
(5)     Divisions  of  the  hue  circle 

(4)  Pink,  orange,  brown,  and  olive 

(5)  Some  unavoidable  disadvantages 
(IV)     Definition  of  the  color  ranges 

( V)     Hue  boundaries  for  various  ranges  of  Munsell  value  and  chroma 
( 77)     Color  designations  for  opaque  powders 
(7)     Preparation  of  sample 
(2}     Lighting  and  viewing  conditions 
(5)     Procedure 
(4)     An  example 
( VIP)     Color  designations  for  whole  crude  drugs 

(1)     Comparison  with  Munsell  color  standards 


Sept.,  1941]  INTER-SOCIETY  COLOR  COUNCIL  295 

(2}     Lighting  and  viewing  conditions 
(3}     Ways  of  using  the  color  designations 
( VIII)     Color  designations  for  any  object 

(1)     For  opaque  non-metallic  materials 

(a)  With  matte  surfaces 

(b)  With  glossy  surfaces  having  no  regular  detailed  structure 

(c)  With  glossy  surfaces  made  up  of  cylindrical  elements 
(2}     For  metallic  surfaces 

(3}     For  materials  which  transmit  but  do  not  scatter  light 
(4)     For  translucent  materials 
(IX)     Summary 
(X)     References  (4) 

How  to  use  the  color  name  Charts  1  to  34 


The  selection  of  a  standardized  set  of  color  names  was  the  partic- 
ular problem  that  engaged  the  early  attention  of  the  Council.  It  is, 
however,  not  the  only  problem  on  which  the  Council  is  at  present  en- 
gaged. As  listed  in  the  last  report  of  the  Executive  Committee  they 
are  as  follows : 


(7)  Questions  concerning  the  ICI  standard  observer 

(2)  Color  names 

(3)  Color  for  poison  label 

(4)  Designation  of  theatrical  gelatins 

(5)  Who's  who  in  color 

(6)  Survey  of  color  terms  in  use  by  member  bodies 

(7)  Survey  of  color  specifications  in  use  by  member  bodies 

(8)  Survey  of  color  problems  of  member  bodies 

(9)  Development  of  a  color  aptitude  test 


In  addition  to  its  fact-finding  activities  the  Council  has  been  very 
active  in  sponsoring  joint  meetings  with  member  bodies  at  Conven- 
tions for  general  educational  purposes  in  color.  Several  such  joint 
meetings  have  been  held.  At  each  such  meeting  there  has  been  a 
joint  symposium  of  invited  papers  on  a  subject  of  particular  impor- 
tance to  the  member  body.  These  papers  have  then  been  published 
in  the  regular  journal  of  the  member  body  and  reprints  bound  to- 
gether have  been  sent  to  all  Council  delegates. 

In  February,  1939,  a  joint  meeting  was  held  with  the  American 
Psychological  Society.  The  topic  of  the  symposium  was  "Color 
Tolerance. ' '  The  following  papers  were  presented  and  later  published 
in  the  American  Journal  of  Psychology  in  July,  1939.2 


296  INTER-SOCIETY  COLOR  COUNCIL  [J.  S.  M.  P.  E. 

THE  PSYCHOPHYSICS  OF  COLOR  TOLERANCE2 
EDWIN  G.  BORING 

Any  particular  tolerance  can  and  must  be  measured  in  terms  of  the  physical 
units  of  the  color-stimulus,  since  the  stimulus-scale  is  an  ultimate  system  of  refer- 
ence. One  hopes,  nevertheless,  for  some  general  statement  of  the  limits  of  any 
particular  kind  of  tolerance,  and  it  would  seem  that  such  a  generalization  must  be 
more  likely  to  be  expressible  in  the  units  of  some  psychological  scale  which  is  defi- 
nitely but  perhaps  not  linearly  related  to  the  physical  scale  of  the  stimulus. 

Tolerance  is  a  matter  of  perception  and  must  therefore  be  related  to  discrimina- 
tion. There  must  be  as  many  kinds  of  tolerance  as  there  are  reasons  for  fixing  the 
character  of  colors,  and  two  colors  that  are  not  noticeably  different  vpould  neces- 
sarily lie  within  the  range  of  all  tolerances,  if  they  are  really  not  discriminable. 
That  sentence  is,  however,  much  too  simple  to  express  the  whole  truth.  While 
many  tolerances  are  supraliminal,  certainly  there  are  others  which  are  subliminal. 
The  difference  limen  is  the  average  "jnd"  (just  noticeable  difference),  that  is  to 
say,  it  is  the  difference  which  is  as  often  perceived  as  not.  A  difference  that  is 
perceived  only  forty  per  cent  of  the  time  is  subliminal,  yet  it  is  perceived  almost, 
though  not  quite,  as  often  as  not.  Complete  intolerance,  a  requirement  that  two 
colors  should  never  be  perceived  as  different,  would  specify  a  difference  that  is  far 
below  the  limen. 

There  are  three  psychological  scales,  any  one  of  which  might  be  used  for  mea- 
suring tolerance.  (1)  The  first  is  the  DL  difference  limen.  It  can  be  chosen  as  the 
unit,  and  a  tolerance  specified  as  a  permissible  number  of  DL.  (2}  A  more  stable 
measure  is  (standard  deviation)  of  the  psychometric  function.  (3)  The  third 
measure  is  the  sense-distance.  Since  these  three  measures  are,  unfortunately, 
almost  the  private  property  of  the  psychologists,  their  explanation  is  undertaken 
to  show  theu:  natures  and  disadvantages.  The  thesis  is,  that  for  the  measurement 
of  tolerances,  the  DL  has  the  most  disadvantages,  and  the  sense-distance  the  least. 
Unfortunately  it  is  the  DL  that  has  been  used  most  often  by  psychologists,  whereas 
the  sense-distance  has  hardly  been  used  at  all. 

THE  RATIO  METHOD  IN  THE  REVIEW  OF  THE  MUNSELL  COLORS3 

SIDNEY  M.  NEWHALL 

(7)  The  ratio  method  consists  hi  the  estimation  by  direct  impression  of  the 
ratio  of  supraliminal  sense  magnitudes.  The  one  magnitude  or  interval  is  taken 
as  standard,  and  the  ratio  of  the  other  to  it  is  then  estimated. 

(2}  The  spacing  problem  is  to  detect  and  correct  errors  of  allocation  in  surface 
color  space  of  the  400  regular  Munsell  colors.  The  readjustments  are  being  made 
for  the  samples  as  mounted  on  white,  on  gray,  and  on  black  (cardboard)  grounds. 

(5)  The  application  of  the  ratio  method  to  the  spacing  problem  proves  to  be  a 
complicated,  meticulous,  and  lengthy  process  of  choosing  vectorial  equivalents  for 
sensory  magnitudes.  The  principal  attributes  are  evaluated  separately  under  a 
flexible  instruction. 

(4}  Observers  are  beset  by  the  real  and  technical  difficulties  of  the  first  chroma 
step,  attributive  abstraction,  and  separation  of  standard  and  sample.  They  do 
not  use  the  ratio  method  in  pure  form,  but  resort  to  the  methods  of  ranking  and 
single  stimuli  in  the  effort  to  achieve  results;  and  results  are  achieved. 


Sept.,  1941]  INTER-SOCIETY  COLOR  COUNCIL  297 

(5)  Preliminary  results  on  the  respacing  of  saturation  tend  to  confirm  the  use- 
fulness of  the  method  and  to  suggest  that  many  minor  adjustments  may  prove 
desirable.  Present  data  indicate  that  adjustments  also  will  be  necessary  if  the 
colors  are  to  be  corrected  for  gross  variations  in  background  reflectance. 

COLOR  TOLERANCES  AS  AFFECTED  BY  CHANGES  IN  COMPOSITION 
AND  INTENSITY  OF  ILLUMINATION  AND  REFLECTANCE  OF 
BACKGROUND4 

HARRY  KELSON 

The  hue,  lightness,  and  saturation  of  any  object  depend  upon  a  complex  of  con- 
ditions, chief  of  which  are  spectral  reflectance  of  sample  and  background,  spectral 
energy  distribution  of  illuminant,  and  state  of  the  visual  mechanism  as  determined 
by  its  properties  as  a  receptor  and  mode  of  functioning.  Since  color  tolerance  con- 
cerns the  extent  to  which  colors  match,  or  if  they  do  not  match,  in  what  respects 
they  differ,  any  factors  which  affect  the  color  of  standard  and  variables  have  im- 
portance for  the  problem  of  tolerance.  The  problem  as  to  how  illuminant,  back- 
ground, contrast,  adaptation,  and  so-called  constancy  operate  in  literally  "color- 
ing" objects  seems  to  be  nearing  solution  after  recent  work  with  strongly  chromatic 
illuminants  and  backgrounds  of  high,  medium,  and  low  reflectance.  The  prin- 
ciples governing  color  changes  which  objects  undergo  in  strongly  chromatic  il- 
luminations throw  light  also  on  phenomena  encountered  in  ordinary  viewing 
situations.  Hence  consideration  of  the  facts  discovered  under  "abnormal"  condi- 
tions of  viewing  is  of  value  in  bringing  into  sharp  relief  the  principles  operating 
in  all  visual  functioning. 

REPRESENTATION  OF  COLOR  TOLERANCE  ON  THE  CHROMATICITY 

DIAGRAM5 

DAVID  L.  MacADAM 

Actual  practice  in  the  establishment  of  color  tolerances  indicates  that  visual 
examination  of  a  representative  group  of  samples,  and  agreement  between  the 
manufacturers  and  representative  users  of  the  colored  materials  is  more  satisfac- 
tory to  all  parties  concerned  than  any  theoretical  deduction  of  tolerances  from  ab- 
stract experiments.  Tolerances  established  by  such  agreement  can  be  represented 
just  as  clearly  on  the  ICI  chromaticity  diagram  as  on  any  other  chromaticity  dia- 
gram. The  ICI  chromaticity  diagram  is  recommended  for  such  use  because  it  has 
been  standardized  internationally  and  used  extensively  for  many  years,  and  be- 
cause its  use  will  not  encourage  any  false  simplifications  of  the  color  tolerance 
problem. 

SPECIFICATION  OF  COLOR  TOLERANCES  AT  THE  NATIONAL  BUREAU 

OF  STANDARDS6 
DEANE  B.  JUDD 

The  various  parts  of  a  color  specification  to  be  administered  by  working  stand- 
ards have  required  different  methods  for  color-tolerance  specification.  Choice  of 
method  is  also  affected  by  the  article  whose  color  is  specified  and  by  the  instru- 


298  INTER-SOCIETY  COLOR  COUNCIL  [J.  S.  M.  P.  E. 

ments  used.     Three  chief  methods  are  discussed:     (2)  the  standard  ICI  coordi- 
nate system;     (2)  material  standard  and  tolerance  sample;  and  (3)  the  NBS  unit    > 
of  surface-color  difference. 

The  ICI  system  applies  aptly  to  color  specifications  not  requiring  account  of  the  | 
perceptibility  of  differences;  it  yields  a  precise  and  reproducible  specification  of 
color  tolerance  in  fundamental  terms.  The  use  of  a  material  standard  and 
tolerance  sample  requires  a  sense-distance  judgment,  and  within  the  limitations  of 
precision  of  that  judgment  is  perfectly  adapted  to  insure  tolerances  of  uniform  per- 
ceptibility. The  NBS  unit  of  surface-color  difference  is  intended  to  combine  the 
precision  andreproducibility  of  a  fundamental  system  with  the  aptness  of  the  sense- 
distance  judgment  by  means  of  a  tolerance  sample.  The  formula  for.  color  differ- 
ence defining  this  unit  makes  use  of  sensibility  data  obtained  over  a  period  of  years 
by  psychophysical  methods,  and,  in  effect,  interpolates  between  the  various  series 
of  stimuli  for  which  color-difference  sensibility  is  known.  The  NBS  unit  of  sur- 
face-color difference  suffers  from  two  disadvantages:  first,  the  psychophysicai 
data  on  which  it  is  based  are  so  small  a  proportion  of  the  total  required  for  reliable 
evaluation  of  the  complete  surface-color  solid  that  attempts  to  use  the  unit  still 
reveal  ways  in  which  the  interpolations  yielded  by  the  color-difference  formula  may 
be  significantly  improved ;  and,  secondly,  the  unit  varies  with  observing  conditions 
so  that  the  color-difference  formula  defining  it  is  necessarily  rather  complicated. 
The  NBS  unit  is  already  successful  enough  to  justify  its  use  in  some  standardiza- 
tion work,  but  our  research  continues  to  be  directed  toward  its  improvement.  It 
should  be  emphasized,  therefore,  that  changes  in  definition  of  the  unit  are  to  be 
expected,  but  it  is  believed  that  a  practical  unit  of  surface-color  difference  will 
result  from  our  study,  and  that  the  definition  of  the  unit  will  be  no  more  compli- 
cated than  the  tentative  form  discussed  here. 

INDUSTRIAL  COLOR  TOLERANCES7 
ISAY  A.  BALINKIN 

The  results  of  visual  tests  indicate  that  it  is  possible  to  establish  a  numerical 
scale  for  visual  perception  of  magnitude  in  relation  to  color  differences.  A  con- 
siderable amount  of  additional  data  will  be  required  to  provide  the  information 
for  various  spectral  regions. 

Although  the  degree  of  agreement  between  visual  estimations  of  color  differences 
and  those  computed  from  physical  measurements  are  not  satisfactory,  their  ap- 
plication to  problems  of  consumers'  acceptance  and  tolerance  control  proved  of 
practical  industrial  value.  The  use  of  Hunter's  reflectometer  for  these  measure- 
ments gave  fairly  reproducible  results  within  ±0.1  judd  under  most  careful  opera- 
tional technic.  Further  improvements  are  needed,  however,  to  achieve  a  better 
reproducibility  of  this  instrument  for  routine  industrial  use  under  plant  operating 
conditions.  The  reduction  of  color  measurements  to  differences  in  terms  of  visual 
perception  by  the  use  of  Judd's  equation  is  still  a  very  tedious  and  lengthy  process 
requiring  at  least  ten  minutes  for  a  pair  of  samples.  The  possibility  of  construct- 
ing a  nomograph  for  such  computations  is  now  being  investigated. 

In  February,  1940,  at  a  joint  meeting  with  the  Technical  Associa- 
tion of  the  Pulp  and  Paper  Industry  a  symposium  on  Spectropho- 


Sept.,  1941]  INTER-SOCIETY  COLOR  COUNCIL  299 

tometry  in  the  Pulp  and  Paper  Industries  was  sponsored.  The  papers 
were  reprinted  from  Technical  Association  Papers,  23  (June,  1940), 
pp.  473-525;  and  were  published  in  the  TAPPI  Section  of  the  Paper 
Trade  Journal,  111,  No.  IQetseq.  (Sept. -Oct.,  1940). 


SURVEY  OF  SPECTROPHOTOMETERS8 

KASSON  S.  GIBSON 

Recent  progress  in  spectrophotometry  in  the  visible  spectrum  has  been  largely 
along  photoelectric  lines.  Most  of  the  new  instruments,  however,  have  been  de- 
signed for  transmission  measurements  only,  and  are  of  little  direct  interest  to  the 
pulp  and  paper  industry.  Reference  is  made  to  various  previous  surveys  of  spec- 
trophotometry, and  the  present  paper  merely  brings  the  subject  up  to  date,  with 
particular  emphasis  on  reflection  measurements. 

Visual  spectrophotometric  measurements  have  proved  inadequate  for  the  ac- 
curate colorimetric  specification  of  white  and  near-white  materials.  The  colors 
of  such  materials  are  importantly  affected  by  small  changes  or  differences  of  spec- 
tral reflection,  differences  that  are  of  the  order  of  magnitude  of  the  uncertainties 
inherent  in  visual  spectrophotometry.  The  photoelectric  cell,  on  the  other  hand, 
is  ideally  adapted  to  the  determination  of  small  differences,  and  in  apparatus  de- 
signed on  sound  electrical  and  optical  principles  is  capable  of  yielding  spectro- 
photometric measurements  that  are  both  precise  and  accurate. 

All  reflection  spectrophotometers  measure  the  apparent  reflectance  of  a  material 
relative  to  the  apparent  reflectance  of  a  working  standard,  under  certain  fixed  con- 
ditions of  illumination  and  observation.  The  concept  of  apparent  reflectance,  the 
importance  of  considering  the  most  desirable  conditions  of  illumination  and  view- 
ing, and  the  question  of  primary  and  secondary  standards  of  apparent  reflectance, 
are  accourdingly  briefly  considered. 


A  SURVEY  OF  ABRIDGED  SPECTROPHOTOMETERS9 

J.  A.  VAN  DEN  AKKER 

A  survey  has  been  made  of  abridged  spectrophotometers,  and  a  description  and 
a  discussion  of  the  uses  of  these  instruments  are  given. 


TAPPI  SURVEY  OF  COLOR  INSTRUMENTS  USED  IN  THE  PULP  AND 
PAPER  INDUSTRIES10 

The  active  interest  of  the  pulp  and  paper  industries  in  the  use  of  instruments  for 
the  measurement  and  control  of  color  is  demonstrated  by  a  survey  of  a  number  of 
mills  in  this  country  and  Canada  by  the  Technical  Association  of  the  Pulp  and 
Paper  Industry.  Of  the  43  inquiries  mailed  by  TAPPI  headquarters,  38  replies 
were  received.  The  summarized  answers  are  given  to  the  questions  comprising 
the  inquiry.  They  indicate  that  properly  designed  instruments  for  the  control 
and  measurement  of  the  color  of  pulp  and  paper  are  finding  increased  application 


300  INTER-SOCIETY  COLOR  COUNCIL  [J.  S.  M.  P.   E. 

by  the  industry.  The  fact  that  nearly  90  per  cent  of  the  replies  showed  their 
interest  in  the  use  of  a  more  satisfactory  instrument,  if  it  could  be  found,  demon- 
strates the  trend  of  technical  control  and  measurement  in  the  manufacture  of 
pulp  and  paper. 

By  control  testing  is  understood  the  routine  measurement  of  pulp,  paper,  and 
fillers,  such  as  the  determination  of  brightness.  Color  measurement  usually  in- 
volves a  more  thorough  measurement  of  the  color  of  the  product  for  research, 
grading,  reference  standard,  or  other  purposes,  such  as  the  determination  of  the 
spectral  reflectance  of  the  material. 

THE  MEASUREMENT  OF  COLOR  OF  PULPS11  " 
R.  S.  HATCH 

The  problem  of  evaluating  the  color  of  pulps  is  one  which  involves  the  exact 
physical  measurement  of  the  color  rather  than  the  expression  of  color  value  in 
psychological  terms.  The  best  instrument  and  the  instrument  to  which  all  physi- 
cal measurements  of  color  should  be  referred  is  an  automatic  recording  spectro- 
photometer.  Under  certain  conditions,  where  pulp  is  being  produced  from  a 
single  species,  an  abridged  spectrophotometer  may  be  used  for  general  research 
purposes,  and  a  properly  designed  brightness  meter  may  be  used  for  manufactur- 
ing control.  Brightness  meters  should  be  so  constructed  that  commercial  samples 
of  the  pulp  itself  can  be  directly  measured  without  resorting  to  the  making  of  spe- 
cial color  sheets  from  the  sample  in  question. 

CARD  INDEX  AND  OTHER  METHODS  USED  IN  CONTROLLING  THE 
COLOR  OF  BEATER  FURNISHES12 

R.  N.  GRIESHEIMER 

Instrumental  methods  of  controlling  the  color  of  beater  furnishes  are  contrasted 
with  the  older  method  of  visual  control.  Although  the  advantages  of  the  instru- 
mental methods  are  indisputable,  neither  method  can  be  wholly  successful  in 
providing  for  color  control  of  the  finished  sheet  of  paper  unless  account  is  taken 
of  certain  machine  variables  that  affect  sheet  color  by  influencing  dye  retention, 
etc.  Important  variables  are  the  pH  and  freenes  (refining  treatment)  of  the  to- 
wire  stock. 

Instrumental  methods  are  subdivided  into  empirical  methods,  and  methods  in- 
volving the  absolute  calculation  of  certain  optical  constants  of  the  raw  materials 
and  finished  sheet  from  either  the  Kubelka  and  Munk  theory,  or  the  theory  of 
trichromatic  coefficients.  The  latter  methods  are  principally  of  academic  interest 
and  have  not  met  wide-spread  use  in  the  industry.  Two  empirical  methods  are 
outlined,  both  depending  on  the  ability  of  a  technical  man  to  associate  various 
dyestuffs  with  the  shapes  of  their  spectrophotometric  curves,  and  the  displace- 
ments of  these  curves  with  changes  in  dye  concentrations. 

A  particular  instrumental  method  called  the  card  index  system  is  discussed  in 
considerable  detail.  A  program  for  indexing  variations  in  reflectance  at  certain 
wavelengths  (or  variations  in  trichromatic  coefficients)  with  weight  of  dye  produc- 
ing these  changes  for  a  given  furnish  is  set  up.  It  is  then  indicated  how  these  data , 


Sept.,  1941]  INTER-SOCIETY  COLOR  COUNCIL  301 

considered  with  other  data  taken  on  the  effect  of  important  machine  variables, 
can  be  used  for  predicting  the  color  of  the  finished  sheet.  A  double  integrating 
sphere  reflection  meter  and  a  time-saving  wet  pump  sampling  procedure  are 
briefly  described  as  tools  found  useful  in  applying  the  card  index  system. 

In  conclusion,  general  aspects  of  the  problem  are  discussed  including  considera- 
tions of  start-up  losses  due  to  off -color,  color  tolerances,  and  the  selecting  of 
method  and  instruments  to  fit  a  particular  mill's  requirements. 


USE  OF  COLOR  MEASURING  INSTRUMENTS  IN  THE  MANUFACTURE 
OF  UNCOATED  PAPER13 

MYRL  N.  DAVIS 

This  discussion  is  limited  to  the  use  of  spectrophotometers  and  colorimeters  in 
the  design  and  control  of  "white,"  uncoated  papers.  Experience  has  shown  that 
a  working  estimate  of  the  apparent  "whiteness"  of  paper  can  be  obtained  by  mea- 
surement of  reflectance  with  light  of  458  mmu  wavelength.  Instrumentation  is 
available  and  widely  used  for  making  such  single  measurements  on  paper  samples 
in  controlling  the  uniformity  of  paper  being  manufactured.  Hue  of  the  paper  is 
still  controlled  visually  in  all  but  a  few  paper  mills. 

It  is  possible,  by  use  of  the  Guerivic,  Kubelka-Munk,  and  Smith  theories  of  the 
optical  properties  of  diffusely  reflecting  materials,  to  determine  scattering  and  ab- 
sorption coefficients  for  the  pulp  and  pigment,  of  which  paper  is  manufactured, 
and  by  use  of  these  coefficients  to  predict  the  reflectance  and  opacity  of  papers 
made  from  any  proportions  of  these  raw  materials.  Examples  are  given  of  such 
predictions  for  machine-made  papers,  the  optical  coefficients  having  been  obtained 
from  simple  handmade  papers. 

The  effect  of  supercalendering  on  opacity  and  color  is  discussed.  Exact  quanti- 
tative estimates  of  the  effect  of  supercalendering  are  not  yet  possible. 


SPECTROPHOTOMETRY  ON  COATED  PAPERS14 

WILLIAM  J.  FOOTE 

By  means  of  spectral  reflectance  curves,  dyestuffs  may  be  identified  either  in 
coated  or  uncoated  papers  and  rough  quantitative  estimations  made.  In  addi- 
tion, spectral  reflectance  curves  may  be  used  to  specify  the  color  of  standard 
grades,  to  act  as  a  guide  in  color  matching  in  general,  and  particularly  in  the  case  of 
matching  the  color  of  base  sheet  and  coating  of  tinted  whites  and  to  indicate  toler- 
ances. 

A  more  precise  method  of  specifying  standard  colors  and  tolerances  consists  of 
using  chromaticity  diagrams  based  on  the  specification  of  color  by  the  method 
proposed  by  the  International  Commission  on  Color  (ICI)  in  1931. 

By  the  use  of  one  additional  measurement  (either  R0  or  R0.ts  at  any  chosen  wave- 
length) and  calculations  involving  the  Kubelka  and  Munk  relationship,  valuable 
information  is  obtained  on  the  fundamental  optical  coefficients  (scattering  and  ab- 
sorption) of  coatings  made  up  with  various  types  of  pigments.  This  permits  a 
study  of  the  effects  of  different  raw  materials  and  the  successive  steps  in  the  proc- 
ess of  manufacture  on  color,  gloss,  and  opacity  of  the  finished  product. 


302  INTER-SOCIETY  COLOR  COUNCIL  [J.  S.  M.  P.  E. 

The  relation  of  the  physical  measurements,  brightness  and  visual  efficiency  ( Y), 
with  visual  "brightness"  and  "whiteness"  and  the  possibility  of  there  being  an 
optimum  color  for  white  printing  papers  is  briefly  discussed. 


SYSTEMATIC  COLOR  DESIGNATIONS  FOR  PAPER15 
DEANE  B.  JUDD 

The  construction  at  the  National  Bureau  of  Standards  of  a  system  of  color 
designations  for  drugs  and  chemicals  in  accord  with  recommendations  by  the 
Inter-Society  Color  Council  raises  the  question  whether  a  similar  system,  or  the 
same  system,  would  be  worth  while  for  description  of  paper  color.  ^The  ISCC- 
NBS  color  designations  are  combinations  of  the  simplest  and  most  widely  used 
color  names:  red,  orange,  brown,  yellow,  olive,  green,  blue,  purple,  pink,  black, 
gray,  and  white;  with  such  common  and  easily  understood  modifiers  as  light, 
medium,  dark,  weak,  moderate,  strong,  vivid,  pale,  and  deep.  There  are  slightly 
more  than  300  such  designations,  each  one  applying  to  a  defined  range  of  color, 
and,  taken  together,  covering  all  colors. 

As  an  aid  to  the  initiation  of  cooperative  study  embracing  all  branches  of  the 
paper  industry,  the  ISCC-NBS  method  of  designating  colors  is  described  in  detail. 
These  designations  have  been  found  for  about  one-fifth  of  the  colors  given  in  the 
Blue-Book  Manual  issued  in  1936  by  the  Trading  Committee  of  the  Groundwood 
Paper  Manufacturers  Association,  and  they  have  also  been  found  for  samples  of 
bond  paper  supplied  by  4  companies  and  known  by  15  traditional  paper-color 
names.  These  results  serve  to  illustrate  the  descriptive  qaulity  of  the  ISCC-NBS 
color  designations,  and  they  also  indicate  how  closely  the  traditional  color  names 
are  followed  for  bond  paper,  and  how  wide  the  color  departures  may  be  between 
bond-paper  terms  and  groundwood-paper  terms. 

THE  PSYCHOLOGY  OF  COLOR16 

I.  H.  GODLOVE  AND  E.  R.  LAUGHLIN 

The  psychological  or  subjective  aspect  of  color  problems  must  always  be  con- 
sidered along  with  the  physical  or  objective  phases,  sometimes  in  a  subordinate  or 
supplementary  role,  but  often  in  a  dominant  one.  The  growing  use  of  color  and 
the  role  of  psychological  facts  in  the  scientific  and  judicious  use  of  color  is  dis- 
cussed. 

After  citing  some  color  idioms  which  illustrate  the  pervasiveness  of  color  as- 
sociations, as  red  and  orange  with  warmth,  the  relation  of  the  psychology  of  color 
to  its  physics  and  physiology  is  shown.  The  difficulty  of  explaining  many  color 
phenomena  by  means  of  the  "pure  physics"  of  color  is  pointed  out;  and  in  this 
connection  recent  work  of  the  psychologists  on  the  phenomena  of  "color  con- 
stancy" is  stressed.  What  is  meant  by  the  "true  color"  of  an  object  is  described, 
and  alternative  explanations  are  given.  In  this  connection  work  on  the  process 
of  adaptation  of  the  eye  to  changes  in  the  intensity  and  the  spectral  character  of 
the  illumination  is  cited.  The  legibility  of  colors  on  various  backgrounds  is  dis- 
cussed on  the  basis  of  this  work  and  in  relation  to  our  knowledge  of  the  fact  of 
chromatic  aberration  in  the  eye.  Rules  for  the  application  of  the  known  data  to 


Sept.,  1941]  INTER-SOCIETY  COLOR  COUNCIL  303 

the  selection  of  colors  for  stock  or  backgrounds,  rulings,  initial  lettering,  letter- 
heads, decorations,  and  the  best  relations  of  these  to  each  other  are  given. 

The  extant  data  on  the  preferences  of  men  and  women  for  single  colors  and  for 
color  combinations;  on  the  attention-attracting  values  of  colors;  on  the  subject 
of  color  harmony  (including  the  utility  of  contrasts,  complementaries,  and  color 
sequences) ;  on  the  appropriateness  of  colors  and  combinations  which  may  be  con- 
sidered in  relation  to  their  use  in  advertising,  in  packaging,  and  in  commodities. 

In  September,  1940,  at  a  joint  meeting  with  the  Illuminating  En- 
gineering Society  a  general  symposium  on  color  was  sponsored.  The 
four  papers  were  published  in  Illuminating  Engineering. 

THE  BASES  OF  COLOR  VISION17 
LEGRAND  H.  HARDY 

A  brief  discussion  of  the  physical,  anatomical,  physiological,  and  psychological 
bases  upon  which  color  vision  is  dependent.  Light,  its  nature,  origin,  location  in 
the  electromagnetic  spectrum,  components,  and  sources  are  briefly  discussed.  The 
gross  anatomy  and  physiological  data  concerning  the  photoreceptors  and  some 
considerations  regarding  the  action  of  light  upon  these  receptors  are  given  in 
summary.  A  final  short  note  on  some  psychological  factors  involved  in  color 
vision  is  presented. 

COLOR  DETERMINATION18 
PARRY  MOON 

A  general  discussion  is  given  of  methods  for  the  measurement  of  color  stimuli. 
These  measurements  may  be  divided  into  two  classes:  measurements  of  the 
spectral-distribution  curve,irom  which  are  computed  the  trichromatic  coefficients; 
and  direct  measurements  by  means  of  colorimeters  and  (in  certain  special  cases) 
color- temperature  meters. 

The  spectroradiometric  method  is  of  fundamental  importance  in  every  branch 
of  illuminating  engineering,  since  the  complete  spectroradiometric  curve  gives  in- 
formation on  color,  luminous  output,  and  heating  effect.  Perhaps  the  most  im- 
portant problem  of  illuminating  engineering  today  is  the  development  of  a  spec- 
troradiometer  for  accurate  and  rapid  absolute  measurements.  Such  an  instru- 
ment has  not  yet  been  produced,  though  satisfactory  comparison  instruments 
(spectrophotometers)  are  available. 

If  the  spectroradiometric  curve  is  known,  the  color  stimulus  can  be  computed  and 
can  be  expressed  in  terms  of: 

The  tristimulus  values  X,  Y,  Z. 

The  trichromatic  coefficients  x,  y. 

Dominant  wavelength  and  purity,  \<i  and  p. 

Color  temperature  Tc  (only  applicable  if  unknown  can  be  approximately 
matched  by  a  Planckian  distribution). 

Color  can  also  be  measured  directly  by  means  of  various  colorimeters.  Results 
obtained  with  these  instruments  are  generally  less  accurate  than  those  obtained 


304  INTER-SOCIETY  COLOR  COUNCIL  [J.  S.  M.  P.  E. 

by  the  spectrophotometric  method,  and  the  data  are  of  much  less  generality. 
Nevertheless,  colorimeters  and  color-temperature  meters  may  be  of  distinct  value 
in  industry  where  the  routine  comparison  of  large  numbers  of  very  similar  lamps 
or  materials  is  encountered. 


COLOR  SYSTEMS  AND  THEIR  INTER-RELATION19 
DEANE  B.  JUDD 

By  color  system  is  meant  a  system  of  specifying  color;  that  is,  a  system  in 
which  the  color  to  be  specified  is  matched  with  that  produced  by  one  member  of 
a  system  of  objects  or  lights.  The  specification  consists  of  giving  an  identification 
of  the  member  of  the  system  producing  the  match. 

Lights  are  combined  to  produce  color  systems  in  one  of  two  ways:  either  three 
lights  are  added  together  to  produce  a  tristimulus  system,  or  a  light  of  variable 
quality  is  added  to  one  of  fixed  quality,  the  "monochromatic-plus-white"  method. 
The  tristimulus  system  recommended  in  1931  by  the  International  Commission 
on  Illumination  (ICI)  is  discussed  and  the  method  of  transforming  specifications 
from  this  standard  system  to  other  tristimulus  systems  is  given.  Seven  other 
tristimulus  systems  used  for  color  specifications  are  defined  in  terms  of  the  ICI 
system;  some  of  these  were  proposed  because  of  simplicity  in  the  computation  of 
a  color  specification  from  the  spectrophotometric  curve,  some  to  provide  uniform 
chromaticity-scales,  and  others  to  quantify  theories  of  color  vision.  Chromaticity 
is  specified  on  the  tristimulus  system  by  trichromatic  coefficients,  two  of  which, 
plotted  on  coordinate  axes,  produce  a  Maxwell  triangle;  on  the  "monochromatic- 
plus-white"  system,  chromaticity  is  specified  by  an  angle  and  a  radius.  Four 
methods  of  specifying  the  angle  are  described,  and  six  methods  of  specifying  the 
length. 

Sets  of  material  color  standards  may  be  made  up  of  transparent  media  viewed 
by  transmitted  light  or  of  opaque  surfaces  viewed  by  reflected  or  scattered  light. 
The  system  of  arrangement  of  standards  made  up  of  transparent  media  is  that  of 
subtractive  combination;  two  such  systems  are  described.  Color  systems  based 
on  collections  of  pigmented  or  dyed  surfaces  are  described.  These  range  from  the 
Munsell  color  system,  intended  to  conform  as  closely  as  possible  to  the  surface- 
color  solid,  to  color  dictionaries  whose  system  of  arrangement  is  intended  merely 
as  an  aid  to  discovery  of  the  surface  producing  the  match. 

A  description  is  also  given  of  the  ISCC-NBS  method  of  designating  colors  to- 
gether with  the  uses  to  which  it  is  being  put. 

THE  ILLUMINANT  IN  COLOR  MATCHING  AND  DISCRIMINATION20 
DOROTHY  NICKERSON 

A  study  of  the  part  played  by  the  illuminant  in  color  discrimination  may  be 
divided  into  two  broad  sections.  In  one  the  chief  concern  is  to  find  an  illuminant 
under 'which  color  differences  will  surely  be  evident.  The  single  illuminant  most 
satisfactory  for  this  purpose  will  depend  upon  the  reflectance  curve  of  the  samples 
to  be  examined.  In  the  other,  the  choice  is  limited  to  an  illuminant  under  which 
an  observer  may  see  the  colors  with  which  he  is  concerned  in  the  same  relation  to 


Sept.,  1941]  INTER-SOCIETY  COLOR  COUNCIL  305 

each  other  as  he  would  if  they  were  observed  under  an  illuminant  to  which  he  has 
become  previously  accustomed,  the  most  usual  example  being  the  selection  of  an 
artificial  daylight  in  substitution  for  natural  daylight.  Results  of  studies  made 
in  the  color-measurements  laboratory  of  Agricultural  Marketing  Service  regard- 
ing this  latter  choice  are  presented  in  charts  and  table  form.  They  include  stud- 
ies of  18  illuminants,  actual  and  theoretical,  several  pairs  of  samples  expected  to 
show  large  color  differences  under  a  change  in  illuminant,  and  30  samples  of  cot- 
ton, the  product  with  which  this  laboratory  is  chiefly  concerned.  The  final  re- 
sults are  summarized  in  a  table  which  gives  a  relative  rating  of  illuminants  as 
substitutes  for  each  other. 

The  Council  also  publishes  a  mimeographed  News  Letter  to  dele- 
gates. These  News  Letters  give  information  regarding  the  opera- 
tion of  the  council,  the  advance  in  the  fields  of  color,  dates  of  impor- 
tant meetings,  and,  finally,  a  rather  extensive  bibliography  of  maga- 
zine articles  of  interest  to  the  member  bodies.  It  is  intended  that 
notes  from  this  News  Letter  may  be  reprinted  in  the  journals  of  the 
member  bodies. 

In  1939  the  Council  issued  a  comparative  list  of  color  terms  in 
which  was  given  the  definitions  of  a  large  number  of  color  terms  as 
supplied  by  several  member  bodies.  At  the  time  this  booklet  was 
compiled,  the  Society  of  Motion  Picture  Engineers  was  not  repre- 
sented. The  delegates  have  proposed  a  set  of  terms  and  their  defini- 
tions, derived  from  our  existing  Glossary  of  Color  Names.  This  has 
been  submitted  to  the  Council  for  inclusion  in  their  list.  It  is  ex- 
pected that  the  Council's  final  list  will  cover  all  words  of  definite 
meaning  relating  to  color,  with  definitions  as  given  by  the  users  in 
all  fields. 

A  test  for  color  aptitude  has  been  under  consideration  for  some 
time  by  a  very  active  sub-committee  of  the  Council.  This  work  is 
beginning  to  give  results  and  it  is  expected  that  in  the  not-too-dis- 
tant future  a  test  will  be  available  which  it  is  hoped  will  test  directly 
the  inherent  ability  of  a  person  to  detect  small  color  differences. 
The  usefulness  of  such  a  test  is  apparent. 

The  Society  has  not,  to  date,  taken  advantage  of  the  opportunity 
offered  by  our  membership,  to  submit  problems  for  consideration. 
No  such  problems  are  at  present  known  to  your  delegates,  and  if  any 
member  has  suggestions  to  offer,  the  chairman  or  the  other  delegates 
would  greatly  appreciate  hearing  about  them.  The  problem,  of 
course,  must  be  of  broad  enough  nature  to  interest  experts  outside 
our  own  field  since  all  the  Council  activities  are  done  by  voluntary 
cooperation  of  members  of  other  societies. 


306  INTER-SOCIETY  COLOR  COUNCIL 

It  is  also  to  be  hoped  that  at  some'  time  in  the  near  future  a  joint  i| 
meeting  with  the  Council  can  be  arranged  for  one  of  our  Conventions. v 
Suggestions  are  wanted  as  to  the  most  desirable  subject  matter  for 
invited  papers  for  such  a  meeting. 

REFERENCES 

1  /.  of  Research,  Nat.  Bur.  Stand.,  23  (Sept.,  1939),  RP  1239. 

2  Amer.  J.  Psychology,  LII  (July,  1939),  pp.  384-394. 

3  Ibid.,  pp.  395-405. 

4  Ibid.,  pp.  406-412. 

6  Ibid.,  pp.  412-418. 

•  Ibid:,  pp.  418-428. 

7  Ibid.,  pp.  428-448. 

*  Tech.  Assoc.  Pulp  and  Paper  Industry  (TAPPI),  23  (June,  1940);  Paper  Trade 
J.,  HI  (Sept.-Oct.,  1940),  pp.  475-479. 

9  Ibid.,  pp.  480-489. 

10  Ibid.,  pp.  489-490. 

11  Ibid.,  pp.  491-493. 

12  Ibid.,  pp.  494-499. 

13  Ibid.,  pp.  500-505. 

14  Ibid.,  pp.  506-512. 

15  Ibid.,  pp.  512-518. 

16  Ibid.,  pp.  518-525. 

17  Ilium.  Eng.,  XXXVI  (March,  1941),  pp.  295-312. 

18  Ibid.,  pp.  313-335. 

19  Ibid.,  pp.  336-372. 

20  Ibid.,  pp.  373-399. 


AIR-CONDITIONING  SAFETY  DEVICE  FOR  THEATERS* 

E.  R.  MORIN** 

Summary. — A  new  fire  damper  release  and  method  of  preventing  smoke  from  being 
recirculated  or  pumped  into  a  theater  auditorium  through  the  air-conditioning  system 
in  the  absence  of  heat  or  flame  has  just  been  developed  by  the  Motion  Picture  Division 
of  the  Connecticut  State  Police  and  is  here  described. 

The  Motion  Picture  Division  of  the  Connecticut  State  Police  is  con- 
tinually spending  time  and  money  in  investigating  existing  safety  de- 
vices and  adapting  them  to  practical  uses  for  the  theaters,  as  well  as 
developing  new  items.  It  also  takes  into  consideration  the  necessity 
of  speeding  up  the  action  of  such  devices  to  prevent  the  spreading  of 
fire  and  panic.  At  the  same  time  it  is  further  realized  that  the  ulti- 
mate cost  of  these  devices  to  the  theater  owner  must  be  kept  at  a  mini- 
mum. It  is  also  our  aim  to  localize  smoke  and  flame  at  its  origin  so 
that  there  will  be  no  cause  for  unnecessary  alarm. 

Like  everything  else,  the  theater  is  being  modernized  and  brought 
up  to  date.  One  of  the  noticeable  changes  being  brought  about  by 
this  modernization  program  is  the  increasing  number  of  air-condi- 
tioning equipment  installations.  This  has  presented  us  with  a  new 
problem,  since  at  the  present  time  the  only  safety  devices  being  in- 
stalled are  those  operating  in  the  event  of  heat  or  flame :  namely,  a 
fuse  switch  by  the  dampers  for  the  blower  motor,  and  a  fuse  link  hold- 
ing the  damper. 

On  March  8,  1936,  at  7:40  P.  M.,  the  Bridgeport  Fire  Department 
received  an  alarm  that  brought  their  apparatus  to  the  Cameo  Fur 
Store  on  State  Street,  Bridgeport.  The  Cameo  Theater  is  adjacent 
to  this  store  and  the  dense  black  smoke  caused  by  the  furs  burning 
came  pouring  out  of  the  front  of  the  store.  It  so  happened  that  the 
fresh-air  intake  of  the  Cameo  Theater's  air-conditioning  system  was 
located  at  the  front  of  the  theater  building,  thus  allowing  a  large 
quantity  of  smoke  to  be  pumped  into  the  theater  auditorium,  result- 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y. ;   received  May  5, 
1941. 

**  Connecticut  State  Police,  Hartford,  Conn. 

307 

4  The  Society  is  not  responsible  for  statements  by  authors  4- 


308 


E.  R.  MORIN 


[J.  S.  M.  P.  E. 


ing  in  a  slight  panic.  At  this  particular  time,  very  few  of  our  theaters 
were  equipped  with  air-conditioning  systems  and  there  was  no  known 
device  to  cope  with  this  situation.  Since  this  fire  two  or  three  other 
similar  occurrences  have  been  brought  to  our  attention.  These  were 
caused  by  burning  incinerators  or  rubbish  on  adjacent  property,  and 
in  one  instance  a  fire  in  the  immediate  neighborhood  of  the  theater. 


PHOTOELECTe/l    UNIT 


2WTJ 


Meies  CONNCCTION  THPOUGH 
SffTfy  sw/rcHft 

—  TO  CO/L   OF- 
MfitTEK  EMERGENCY PfLffY 


OUTOMflTIC    BfLEfiSE 


r-i 
JJ 


LIGHT  JOueCf 


110  VOLT  SUPPLY 

PHOTOSLKTUC  UNIT 

FIG.  1.     Smoke  cut-off  unit  and  wiring  diagram. 

We  have  been  constantly  on  the  lookout  for  some  method  or  device 
to  guard  against  this  panic  hazard.  During  our  search  it  was  sug- 
gested that  we  use  an  existing  smoke  alarm  or  detector  that  rang  a 
bell  and  flashed  lights.  We  are  very  much  opposed  to  alarming  the 
patrons  by  the  use  of  bells  or  buzzers,  or  by  using  anything  which 
would  depend  wholly  upon  the  human  element  for  shutting  off  the 
air-conditioning  equipment.  Therefore,  this  did  not  appear  to  be  the 
answer  to  our  problem,  as  it  would  result  in  a  lapse  of  tune  and  cause 
smoke  to  be  pumped  into  the  theater. 


Sept.,  1941]  AlR-CONDITIONING  FOR  THEATERS  309 

We  then  asked  a  manufacturer  to  submit  a  smoke  cut-off  device  for 
experimental  purposes,  suggesting  that  the  alarm  portion  of  this  de- 
vice be  replaced  by  an  added  relay  switch.  On  receipt  of  this  device, 
consisting  of  a  photoelectric  cell  with  an  exciter  lamp  and  two  relay 
switches,  we  conducted  numerous  experiments  and  found  this  to  be  a 
very  practical  method  of  shutting  off  the  blower  when  smoke  was  in 
the  vicinity.  However,  the  minute  the  smoke  cleared,  the  blower 
automatically  started  up  again.  We  felt  this  to  be  an  objectionable 
feature  since  if  there  were  sufficient  smoke  in  the  vicinity  to  cause  the 
blower  to  be  shut  down,  it  warranted  investigation  before  starting 
the  blower  up  again.  We  then  incorporated  a  momentary  contact 
switch  located  in  the  vicinity  of  the  smoke  cut-off  device  so  that  when 
the  system  was  shut  down  by  smoke  it  would  require  going  to  that 
location  in  order  to  start  the  system,  and  if  desired,  a  signal  light 
could  be  installed  in  such  a  location  as  to  attract  the  attention  of  one 
of  the  employees.  The  experiments  proved  this  to  be  a  worthy  and 
inexpensive  addition.  The  complete  device  was  presented  to  the 
theater  owners  and  is  now  being  installed  in  theaters  in  Connecticut 
as  a  smoke  cut-off  device  and  not  as  a  smoke  alarm  as  originally  de- 
signed. 

This  solved  only  half  our  problem.  As  in  the  past,  it  has  been  our 
custom  to  approach  these  difficulties  step  by  step,  so  we  then  gave 
consideration  to  the  remainder  of  the  problem  which  was  the  closing 
of  the  fire  damper  by  the  smoke  detector. 

The  only  automatic  damper  we  could  locate  that  could  be  released 
with  the  smoke  detector  was  one  of  the  motorized  type.  However, 
this  was  not  equipped  with  a  fuse  link  so  that  the  damper  might  close 
in  the  event  of  failure  of  the  electric  current,  and  there  would  also  be  a 
lapse  of  time  from  the  moment  the  current  was  applied  until  the 
damper  was  completely  closed.  We  felt  that  this  action  should  be 
speeded  up  to  be  momentary,  and  that  the  damper  should  be  equipped 
with  a  fuse  link  as  an  added  protection.  This  motorized  damper  was 
also  quite  costly  to  install  in  existing  systems  inasmuch  as  it  was 
necessary  to  remove  the  present  dampers  and  redesign  the  duct  in 
that  location  to  accommodate  the  new  one,  or  else  have  two  dampers. 
This  excessive  expense  would,  of  course,  be  objectionable  to  the 
theater  owners. 

We  then  went  in  search  of  some  simple  and  inexpensive  device  that 
would  not  require  any  alteration  of  the  present  damper  or  method  of 
fastening  the  fuse  link  and  would  be  instantaneous.  We  could  not 


310 


E.  R.  MORIN 


[J.  S.  M.  P.  E. 


find  any  manufacturer  who  was  interested  in  developing  such  a  de- 
vice.    We,  therefore,  took  it  upon  ourselves  to  construct  such  a  re- 


(O 

(D) 


0 

Cfc3 

O 

o            p       o 

If" 

L  J 

o 

o 

SECT/ON 


£>-£> 

(withp/afe  'X'rtmorfef) 


FIG.  2.     Magnetic  safety  release. 


Small  catch  to  fit  up  into 
hook  plate  opening 

Short  nub  on  rotating 
member  to  cause  elec- 
trical contact  between 
K  and  L 

Projecting  pin 

Flush  hook  plate  with  trip 
hook  attached 

Spring  dust  closure  at- 
tached to  hook  H 

Shoulder  on  hook  plate  to 
align  box  N 


(GO  Shoulder  on  hook  plate 
with  slots  J  and  /  to 
allow  space  for  pin  C 
and  hub  B 

(H}  Trip  hook  rotating  when 
A  is  released 

(/)       Slot  in  hook  plate 

U)      Slot  in  hook  plate 

(K)     Spring  contact  as  shown 

(L)      Spring  contact  as  shown 

(Jlf)  Fiber  and  metal  contact 
actuater 

(N)     Mechanism  box 

(0)      Slot  for  pin  C 

(P)      Cut-out  for  M 


lease  whereby  only  the  catch  protruded  into  the  duct,  replacing  the 
eye-bolt  now  holding  a  chain  or  fuse  link.  We  experimented  with 
several  types,  such  as  using  a  magnet  from  a  holding- type  switch; 


Sept.,  1941]  AlR-CONDITIONING  FOR  THEATERS  311 

an  electrical  furnace  with  a  thermostat  cut-off  for  melting  an  added 
fuse  link;  a  latch  held  with  a  fuse  wire,  which  is  the  short-circuit 
method;  and  several  others.  The  one  which  has  proved  most  prac- 
ticable has  as  its  basic  principle  an  electrical  door-lock  operating  on  12 
volts  a-c  or  d-c  and  releasing  the  large,  heavy  dampers  with  the  least 
amount  of  electrical  energy.  This  had  one  serious  objection.  A 
loud  buzzing  sound  was  transmitted  through  the  system  that  would 
naturally  tend  to  alarm  the  patrons.  By  incorporating  a  specially 
designed  switch  using  contact  springs  from  a  telephone  jack-switch 
which  opens  the  circuit  as  soon  as  the  catch  is  released,  this  difficulty 
was  eliminated. 


FIG.  3.     Photograph  of  safety  release,  which  is  held  me- 
chanically, released  electrically,  and  re-set  manually. 

Then  we  felt  that  there  was  still  one  more  thing  that  should  be  done. 
Some  of  the  large  dampers  made  a  considerable  noise  when  released. 
We  found  that  a  l/2-inch  asbestos  wicking  with  a  piece  of  asbestos 
cloth  around  it  clamped  into  a  metal  frame  would  act  as  a  cushion 
and  gasket  and  practically  eliminate  the  noise  of  the  damper  closing. 

Since  the  completion  of  this  electrical  release,  which  can  be  operated 
from  a  remote  station  or  stations,  we  have  found  it  to  be  adaptable  to 
other  uses,  such  as  the  releasing  of  fire  doors  and  asbestos  curtains. 
In  Connecticut,  all  asbestos  curtains  are  equipped  with  a  safety  cord 
running  from  one  side  of  the  proscenium  arch  to  the  other  with  a  fuse 
link  in  the  center  of  the  cord.  On  the  operating  side  of  the  curtain  is 


312  E.  R.  MORIN 

a  ball  with  a  half-hitch.  On  the  other  side  is  a  screw-eye  in  the  I 
floor,  and  the  cord  is  tied  to  this  screw-eye.  On  the  wall  close  by  is 
hung  a  suitable  knife  and  a  sign  which  reads,  "Cut  This  Cord  in  Case 
of  Fire."  This  new  device  could  replace  the  screw-eye  in  the  floor  by 
fastening  a  ring  in  the  end  of  the  cord  and  hooking  it  to  the  catch  of 
the  device.  A  switch  could  be  installed  in  the  switchboard  where  a 
man  is  on  duty,  and  another  switch  could  be  installed  just  outside  the 
stage  door,  thus  making  it  possible  to  release  the  curtain  off  stage  as 
well  as  on.  By  so  doing,  the  stagehand's  safety  would  no  the  jeopard- 
ized in  trying  to  cut  the  cord  to  release  the  curtain  and  it  would  not 
be  necessary  to  wait  until  such  time  as  the  flame  had  melted  the  fuse 
link,  which  might  cause  a  delay  in  closing  the  curtain.  In  reference 
to  fire  doors,  this  could  be  manually  operated,  or  operated  from  a 
sprinkler  alarm  system  or  fire  alarm  system. 


NEW  MOTION  PICTURE  APPARATUS 


During  the  Conventions  of  the  Society,  symposiums  on  new  motion  picture  appara- 
tus are  held  in  which  various  manufacturers  of  equipment  describe  and  demonstrate 
their  new  products  and  developments.  Some  of  this  equipment  is  described  in  the 
following  pages;  the  remainder  will  be  published  in  subsequent  issues  of  the  Journal. 


FIVE  NEW  MODELS  OF  16-MM  SOUND  KODASCOPE* 


W.  E.  MERRIMAN  AND  H.  C.  WELLMAN** 


A  new  line  of  Eastman  16-mm  sound  projectors,  identified  by  the  model  desig- 
nations, F,  FB,  FB-25,  FS-10,  and  FB-40,  has  been  recently  introduced  to  the 
public  (Fig.  1).  All  these  projectors  are  designed  to  be  the  ultimate  in  simplicity 
and  rugged  dependability,  with  the  in-built  precision  so  necessary  to  reproduce 
faithfully  the  finest  existing  16-mm  records. 

There  has  been  no  compromise  in  the  quality  of  the  sound-reproducing  systems 
or  film-handling  mechanism  of  these  projectors  from  the  lowest-priced  to  the  most 
expensive.  The  same  high  accuracy  of  sprockets,  aperture  plates,  film-gate, 
sound-drum,  and  film-guides  is  common  to  all  models. 

On  all  models  the  points  at  which  film  contact,  and  subsequent  wear,  take  place, 
the  surfaces  are  the  same  high  quality.  Buff  chrome  and  stainless  steel  are  used 
exclusively  along  the  film's  path  through  the  projectors. 

The  basic  picture  projection  mechanism  used  in  the  five  models  was  developed 
several  years  ago  and  has  since  been  subjected  to  continual  refinement  until  we 
now  find  it  capable  of  many  hundreds  of  hours  of  good  service.  Technical  ad- 
vances in  methods  of  hardening  and  toughening  the  film  contact  surfaces  has 
added  many  hours  to  the  life  of  the  projectors.  Precision  cam  grinders  as  well 
as  sprocket  and  gear  generators  now  produce  mechanism  parts  with  dimensional 
tolerances  which  were  considered  unattainable  only  a  year  or  two  ago.  Tolerances 
of  0.0001  to  0.0005  inch  are  common  among  the  sprockets,  shafts,  and  pull-down 
mechanism  parts. 

The  sound-head  for  these  projectors  is  of  simple,  though  effective  design.  The 
short,  easily  threaded,  film  path  through  the  sound-head  may  be  seen  in  Fig.  2. 
An  easily  threaded,  well  defined  path  for  the  film  through  the  picture  and  sound- 
head  provides  positive  synchronism  of  picture  and  sound. 

The  film  need  not  be  threaded  through  the  sound-head  when  it  is  desired  to  pro- 
ject silent  pictures.  Fig.  3  shows  the  short  film  path  for  silent  projection. 

*Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y. ;   received  May  5, 
1941. 

**  Eastman  Kodak  Co.,  Rochester,  N.  Y. 

313 

OThe  Society  is  not  responsible  for  statements  by  authors  O- 


314 


NEW  MOTION  PICTURE  APPARATUS        [j.  s.  M.  p.  E. 


Simplicity  of  threading  of  the  film  on  the,  projectors  has  been  considered  very 
carefully.  It  is  believed  that  the  new  Sound  Kodascope  models  offer  something 
new  in  their  straightforward  threading. 

The  first  three  projectors  mentioned  previously  are  designed  to  operate  on  a 
d-c  or  a-c  supply  voltage  of  100-125  volts.  Universal  operation  of  the  amplifiers 
in  these  models  is  accomplished  through  the  use  of  a  conventional  ballast  resistance 
unit,  suitably  connected  to  allow  series  operation  of  the  tube  heaters  from  the 
supply  lines.  The  use  of  a  ballast  device  in  the  heater  supply  circuit  provides 


FIG.  1, 


Operating  position  for  models  FB,  FB-25,  and  FB-40 
Sound  Kodascopes. 


essentially  constant  voltage  on  the  various  tube  heaters  in  the  operating  range  of 
100-125  volts,  a-c  or  d-c.  Standard  radio  receiver  type  tubes  of  the  metal  shell 
or  GT  type  with  glass  shells  are  used  on  all  models. 

A  unique  feature  of  the  universal  models  is  the  method  used  in  supplying  plate 
or  anode  voltage  for  the  amplifier  tubes.  High  tube  efficiency  and  output  are 
obtained  through  the  use  of  a  combination  single-unit  motor-generator.  By 
means  of  this  device,  power  is  provided  to  drive  the  projector  mechanism,  and  it 
also  provides,  from  the  generator,  a  high  d-c  potential  for  the  anode  of  the  photo- 
cell and  amplifier  tubes.  Governor  control  of  the  motor-generator  unit  assures 
constant  output  voltage  and  mechanism  speed  so  essentail  for  high-quality  sound 
and  picture  projection. 


Sept.,  1941] 


NEW  MOTION  PICTURE  APPARATUS 


315 


The  last  two  projectors,  i.  e.,  the  FS-10  and  FB-40,  are  designed  to  operate  on 
50-60-cycle,  100-125-volt  supply  lines.  Universal  motors  are  used  to  drive  these 
projectors  and  conventional  a-c  transformer-rectifier  power  supplies  are  used  to 
supply  the  high  d-c  potential  necessary  for  photocell  and  tube  anodes. 

Many  features,  such  as  ease  of  threading  provided  by  "latchback"  gates, 
resilient  mounting  of  amplifier  and  motor  units,  providing  freedom  from  micro- 
phonics;  self -lubricating  bearings  on  mechanisms  and  motors,  assuring  a  mini- 


FIG.  2.     Projector  threaded  for  projection  of  sound-film. 

mum  of  attention  and  maximum  life;  double-claw  pull-down;  aperture  plate 
framing;  and  provision  for  the  use  of  crystal  microphone  or  phonograph  pick-up 
are  common  to  all  models.  Also,  all  projector  controls  are  grouped  in  the  same 
plane  on  the  operator's  side  of  the  projector. 

In  order  to  reduce  the  mechanism  noise  to  a  minimum,  models  FB,  FB-25,  and 
FB-40  have  been  equipped  with  a  "blimp,"  or  noise-reducing  cover. 

Provision  for  the  reproduction  of  either  reversal  or  dupe  prints  has  been  made 
on  three  models,  i.  e.,  the  FS-10,  the  FB-25,  and  the  FB-40.  In  order  to  accom- 
modate both  types  of  film,  it  is  necessary  to  shift  the  focus  of  the  scanning  beam 
from  one  surface  of  the  film  to  the  other.  A  carefully  machined  cam,  guides,  and 
lever  system  have  been  assembled  so  that  the  movement  of  the  lever  (Fig.  4) 


316  NEW  MOTION  PICTURE  APPARATUS        [J.  S.  M.  p.  E. 

easily  shifts  the  focus  of  the  scanning  beam  from  one  side  of  the  film  to  the  other. 
The  scanning  system  is  of  the  slitless  or  so-called  apertureless  type  on  all  models 
and  is  characterized  by  greater  freedom  from  microphonics.  A  standard  4-volt, 
0.75-ampere,  prefocus-base  exciter  lamp  is  used  on  all  models. 

Cost,  accessibility,  and  freedom  from  microphonics  dictated  that  the  photocell 
be  mounted  on  the  main  amplifier  chassis  for  all  models.  A  unique  method  of 
light  transfer  from  the  film  to  the  photocell  is  used;  it  consists  of  a  slightly  bent 
glass  rod  approximately  51/z  niches  long,  silvered  its  entire  length.  Light,  modu- 
lated by  the  film,  falls  on  the  end  of  the  rod  and  is  then  transmitted  through  the 
rod  to  the  photocell  located  on  the  other  side  of  the  sound-head.  This  method  of 
light  transfer  permits  all  photocell  wiring  to  be  of  minimum  length.  ^The  conse- 


FIG.  3.     Projector  threaded  for  projection  of  silent  film. 


quent  reduction  of  hum  and  stray  modulation  is  well  known  to  all  designers  and 
engineers  responsible  for  sound-on-film  photocell  pick-up  circuits. 

Fig.  5  shows  the  entire  mechanism  removed  from  the  "blimp"  case  or  housing. 
It  is  apparent  in  Fig.  5  that  all  mechanism  parts,  including  the  flywheel,  ampli- 
fier, and  motor-generator,  are  made  accessible  when  the  "blimp"  housing  is 
removed. 

On  all  models,  a  governor  of  the  electrical,  vibrating-reed  type  maintains  con- 
stant sound  speed  of  24  frames  per  second ;  in  addition  to  this,  a  rheostat  is  pro- 
vided to  enable  the  user  to  obtain  any  desired  speed  below  24  frames  per  second. 

All  models  except  the  FS-10  have  a  thread-lite  conveniently  located  and  con- 
trolled automatically  by  the  main  control  switch.  Turning  off  the  projection 
lamp  turns  on  the  thread-lite. 

Model  FS-10  is  a  single-case  unit  in  which  the  speaker  case  acts  as  a  carrying 
case  for  the  projector  when  not  in  use.  Also,  the  back  section  of  the  speaker  case 


Sept.,  1941]  NEW  MOTION  PICTURE  APPARATUS  317 

is  provided  with  folding  legs  and  acts  as  a  platform  for  the  projector  when  a  table 
is  not  available. 

Fast  rewind  for  all  sizes  of  reels  up  to  and  including  the  1600-ft  is  provided  on 
all  models  through  the  use  of  a  clutch,  rewind  lever,  and  main  drive  motor.  The 
rewind  mechanism  on  all  models  has  been  so  designed  that  film  damage  can  not 
occur.  This  feature  has  been  accomplished  by  placing  the  rewind  clutch  lever  in 
such  a  location  that  with  film  threaded  onto  the  projector  it  is  impossible  to  actu- 
ate the  rewind  lever.  Also,  accessory  reel  arms  may  be  obtained  for  2000-ft  reels 
if  desired. 


FIG.  4.     Sound-head  showing  focusing  optics  and  focusing  lever. 


Another  feature  common  to  all  projectors  is  the  use  of  a  specially  designed,  oil- 
damped,  film-driven  flywheel.  Uniform  speed  of  the  film  at  the  scanning  point 
is  therefore  assured. 

Models  F,  FB,  and  FS-10  provide  ten  watts  of  undistorted  power  output  ample 
for  most  home  and  classroom  service.  Models  FB-25  (25-watt  output)  and  FB-40 
(40-watt  output)  have  been  designed  to  cover  large  audiences.  The  use  of  twin 
speakers  with  these  projectors  provides  good  sound  coverage  for  such  assemblies. 
Twelve-inch  permanent  magnet  speakers  with  4.6-pound  magnets  are  used  in  the 
twin-speaker  assembly. 

Model  FB-40  is  provided  with  two  jacks  for  inputs  from  phonograph  and  micro- 
phone plus  an  exciter-lamp  dimmer  and  separate  volume  controls  for  phonograph 


318 


NEW  MOTION  PICTURE  APPARATUS        [J.  S.  M.  p.  E. 


and  microphone.     Complete  mixing  of  film,  phonograph,  and  microphone  is,  J 
therefore,  possible  with  the  input  channels  and  controls  provided. 

There  are  six  lenses  available  for  each  of  the  five  Sound  Kodascopes.  They  are 
the  1-inch, //2.5;  the  PA-inch,  //2.5;  the  2-inch  lenses, //1. 6  and //2.5;  the  3- 
inch,  //2.0 ;  and  the  4-inch,  f/2.5  lenses. 


FIG.  5.     Mechanism  removed  from  "blimp." 

Projection  lamps  of  standard,  medium  prefocus  base,  construction  are  used,  and 
range  in  wattage  from  300  up  to  and  including  the  750-watt  lamp  recommended 
for  large  screens. 

The  five  new  projectors  described  fulfill  a  wide  range  of  requirements  in  a  field 
which  demands  equipment  that  must  be  reliable  and  economical.  The  design 
anticipates  their  use  by  many  operators  who  have  little  or  no  experience. 


HIGH-FIDELITY  HEADPHONES  * 

L.  J.  ANDERSON** 

Although  the  headphone  is  by  no  means  of  recent  origin,  the  high-fidelity  head- 
phones and  the  general  analysis  of  the  problem  were  probably  first  presented  as 
late  as  1932. l  Since  that  time,  considerable  work  has  been  done,  particularly 
with  regard  to  improvement  in  response,  sensitivity,  and  mechanical  design, 
though  the  method  of  analysis  remains  unchanged. 

The  desired  characteristic  of  a  high-fidelity  headphone  is  to  produce  a  constant 
distortionless  sound  pressure  in  the  ear  when  constant  voltage  is  applied  to  the 
unit.  The  usual  method  of  accomplishing  this  is  to  couple  to  a  simple  moving 
coil  and  diaphragm  system  a  network  as  indicated  in  Fig.  1.  Proper  choice  of 
constants  will  produce  phone  units  that  will  deliver  sound  of  surprisingly  good 
fidelity.  If  the  ear  could  be  considered  a  small  compliance,  then  the  problem  of 


ff*      R* 


T  *   ' 


FIG.  1.     Cross-section  of  phone  unit  and  equivalent  circuit. 

obtaining  a  satisfactory  response  would  be  considerably  simplified,  since  it  would 
be  necessary  merely  to  move  the  diaphragm  with  constant  amplitude  throughout 
the  desired  frequency  range.  The  ear,  however,  presents  a  more  complex  picture, 
which  is  approximately  simulated  by  the  simple  circuit  shown  in  Fig.  1.  Here 
the  compliance  CE  represents  the  volume  of  the  ear,  and  the  values  RL  and  ML 
result  from  the  inevitable  leakage  between  the  ear-cap  of  the  receiver  and  the 
ear.  Actually,  there  are  more  elements  to  the  circuit,  and  especially  so  at  the 
higher  frequencies,  where  the  dimensions  of  the  ear  become  appreciable  in  terms 
of  the  wavelength  of  the  sound  in  question. 

The  problem  of  providing  adequate  low-frequency  response  may  be  attacked 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y. ;  received  June  12, 
1941. 

**  RCA  Manufacturing  Co.,  Indianapolis,  Ind. 

319 


<>The  Society  is  not  responsible  for  statements  by  author  s<> 


320 


NEW  MOTION  PICTURE  APPARATUS        [J.  S.  M.  P.  E. 


from  two  points:  the  seal  between  the  unit  .land  the  ear  may  be  improved  by  using, 
specially  designed  ear-caps,  or  the  acoustic  circuit  may  be  proportioned  so  that- 
the  low-frequency  response  will  be  relatively  flat,  in  spite  of  the  leakage.  In  the 
case  of  the  phones  in  question,  it  was  found  desirable  to  resort  to  a  combination 
of  the  two  methods.  Various  ear-caps  were  checked  by  placing  a  dummy  receiver 
case  and  the  ear-cap  in  question  on  the  ear  and  blowing  smoke  into  the  case.  It 
was  thus  possible  to  observe  the  extent  and  points  of  leakage  around  the  ear.  By 
this  means,  it  was  found  that  a  soft  sponge-rubber-faced  cap,  about  23/4  inches  in 


J_ 


FIG.  2.     Curve    (/) 
(II} 


Response  of  final  unit  on  artificial  ear. 
Response  of  an  experimental  unit  operating 

into  a  sealed  cavity. 
(Ill)     Response    of    experimental    unit    operating 

into  artificial  ear. 


loooo          ioooo 


FIG.  3.       (/)     Threshold  curve  obtained  with  phones. 
(II)     Normal  threshold  curve 


diameter,  gave  a  good  seal  consistent  with  a  moderate  amount  of  pressure.    In 
this  connection,  it  is  well  to  note  that  the  phones  will  be  far  from  high  fidelity  if 


Sept.,  1941]  NEW  MOTION  PICTURE  APPARATUS  321 

they  are  not  worn  so  that  they  fit  snugly  on  the  ears.  Incidentally,  the  ear  was 
well  plugged  before  this  smoke  experiment,  in  order  to  prevent  the  entry  of  smoke 
into  the  ear.  The  effect  of  the  leakage  path  ML  and  RL  will  obviously  become 
more  and  more  effective  in  reducing  the  response  as  the  frequency  of  the  signal 
decreases.  In  order  to  compensate  for  this  effect,  the  velocity  of  the  diaphragm 
below  300  cycles  must  be  made  very  nearly  inversely  proportional  to  the  fre- 
quency.2 This  is  accomplished  by  introducing  into  the  circuit  the  path  Mz  and 
R2,  in  which  Mi  is  very  large  and  R2  very  small.  As  the  frequency  decreases,  the 
impedance  of  this  path  decreases  rapidly  and  allows  the  diaphragm  velocity  to 
increase  as  desired.  Between  300  and  500  cycles,  the  velocity  should  be  inde- 
pendent of  frequency.  The  principal  reason  for  attempting  to  improve  the  low- 
frequency  response  by  providing  a  better  seal  to  the  ear  was  to  reduce  the  neces- 
sary amplitude  of  the  diaphragm  as  much  as  possible,  and  so  avoid  distortion  due 
to  non-linearity  of  the  edge  compliance.  A  number  of  headphones  with  poor  seal- 
ing appeared  to  have  quite  good  low-frequency  response,  which  proved  on  analysis 
to  be  mostly  harmonic. 


FIG.  4.   Headphone  unassembled. 


In  the  actual  design  of  the  unit,  the  choice  of  circuit  constants  is  to  a  great 
extent  limited  by  the  physical  size  the  phones  may  have.  The  unit  values  of 
MD  and  CD  are  chosen  so  that  their  resonance  occurs  at  about  800  cycles.  The 
compliance  C2  back  of  the  diaphragm  is  then  made  small  enough  to  produce  a 
resonance  peak  at  the  highest  frequency  desired.  C3  and  Mz  are  then  selected  to 
resonate  in  combination  with  Z  at  approximately  the  same  frequency,  thereby 
producing  a  double  peak  at  the  high-frequency  end.  The  value  of  RI  is  then  ad- 
justed to  give  the  desired  ratio  between  high  and  low-frequency  response.  The 
path  through  M2Ri  is  predominantly  inductive,  as  previously  noted,  and  serves 
to  short-circuit  M^  at  low  frequencies,  thereby  boosting  the  low-frequency 
response. 


322  NEW  MOTION  PICTURE  APPARATUS        [J.  S.  M.  p.  E. 

In  practice,  it  is  possible  to  set  up  the  electrical  equivalent  of  the  circuit  and 
make  the  adjustments  in  terms  of  electrical  units,  and  thus  save  a  great  deal  of 
time.  Most  of  the  circuit  elements  come  out  a  feasible  size,  and,  if  not,  a  propor- 
tional circuit  may  easily  be  set  up. 

The  mechanical  considerations  of  the  design  are  comparable  in  importance  to 
the  electroacoustic  performance.  In  addition  to  high  sensitivity,  low  distortion, 
and  good  frequency  response,  the  phones  must  be  comfortable  and  readily  ser- 
viced. Comfort  for  the  wearer  involves  several  factors,  among  the  most  important 
of  which  are  weight,  pressure  on  the  ears,  and  material  in  the  ear-cap.  It  was 
found  that  weights  in  excess  of  1.25  pounds  complete  were  undesirable  when  the 
phones  had  to  be  worn  for  long  periods.  Service  requirements  dictate  that  the 
cords  may  be  changed  without  disturbing  the  units,  and  that  the  phone  motors 
may  be  exchanged  without  tools. 


FIG.  5.     Complete  headphone  set. 

Since  the  final  criterion  of  a  good  phone  unit  is  the  opinion  of  the  listener,  the 
measurement  of  the  performance  of  the  phone  units  is  of  special  interest.  The 
initial  measurements  were  made  using  an  artificial  ear,3' 4  but  after  making  a  few 
listening  tests,  it  became  apparent  that  the  leakage  path  afforded  was  too  large. 
This  was  probably  due  to  the  fact  that  the  leak  in  question  was  designed  to  repre- 
sent the  leakage  normally  occurring  between  the  hard  cap  of  a  telephone  receiver 
and  the  ear.  The  leakage  between  the  ear  and  the  soft  rubber  cap  proved  to  be 
considerably  less.  This  was  clearly  evident  in  the  fact  that  more  comparable 
results  between  listening  tests  and  measurements  were  secured  by  the  simple  ex- 
pedient of  completely  closing  the  leak  in  the  artificial  ear.  The  results  of  these 


Sept.,  1941]  NEW  MOTION  PICTURE  APPARATUS  323 

measurements  are  shown  in  Fig.  2..  Here  Curve  ///  shows  the  response  of  a  pre- 
liminary model  operating  into  the  artificial  ear,  and  Curve  II  the  response  ob- 
tained with  the  leak  completely  closed.  The  actual  performance  of  the  phone 
unit  no  doubt  lies  between  these  two  extremes.  Two  other  methods,  both  subjec- 
tive in  nature,  were  used  for  further  checks.  The  first  of  these  might  be  called  the 
threshold  curve  of  the  listener,  and  curve  /  was  determined  by  the  following 
method :  a  constant  voltage  was  applied  to  the  phone  circuit  through  an  attenua- 
tor, and  the  attenuation  between  the  supply  voltage  and  the  phones  increased 
until  the  listener  could  no  longer  hear  the  signal.  The  values  of  attenuation  were 
then  plotted  against  frequency,  as  shown.  Had  the  two  curves  coincided,  the 
indication  would  have  been  that  the  preliminary  phones  were  flat  in  response; 
however,  variations  from  this  ideal  are  to  be  noted,  especially  at  the  higher  fre- 
quencies. As  a  final  check,  a  direct  listening  test  was  made  between  the  phones 
and  a  high-fidelity  speaker  channel,  with  results  that  fairly  well  substantiated  the 
frequency  response  variations  indicated  by  the  threshold  method.  The  extent  to 
which  it  was  adjudged  desirable  to  alter  the  frequency  response  in  the  final  unit  in 
order  to  obtain  the  flat  response  required  for  high-fidelity  performance  under 
actual  listening  conditions  is  indicated  by  a  comparison  between  curves  /  and 
///of  Fig.  2. 

REFERENCES 

1  WENTE,  E.  C.,  AND  THURAS,  A.  L. :     "Moving-Coil  Telephone  Receivers  and 
Microphones,"  J.  Acoust.  Soc.  Amer.,  Ill  (July,  1931),  p.  44. 

2  OLSON,  H.  F.:     "Elements  of  Acoustical  Engineering,"  D.  Van  Nostrand  Co. 
(New  York),  p.  232(1940). 

3  Ibid.,  p.  270. 

4  INGLIS,  A.  H.,  GRAY,  G.  H.  G.,  AND  JENKINS,  R.  T.:     "A  Voice  and  Ear  for 
Telephone  Measurements,"  Bell  Syst.  Tech.  J.,  II  (April,  1932),  p.  293. 


FIFTIETH  SEMI-ANNUAL  CONVENTION 


OF  THE 


SOCIETY  OF  MOTION  PICTURE  ENGINEERS 

HOTEL  PENNSYLVANIA,  NEW  YORK,  N.  Y. 
OCTOBER  20TH-23RD,  INCLUSIVE 

OFFICERS  AND  COMMITTEES  IN  CHARGE 

Program  and  Facilities 

E.  HUSE,  President 

E.  A.  WILLIFORD,  Past-President 

H.  GRIFFIN,  Executive  Vice-President 

W.  C.  KUNZMANN,  Convention  Vice-P resident 

A.  C.  DOWNES,  Editorial  Vice-P  resident 

R.  O.  STROCK,  Chairman,  Local  Arrangements 

S.  HARRIS,  Chairman,  Papers  Committee 

J.  HABER,  Chairman,  Publicity  Committee 

J.  FRANK,  JR.,  Chairman,  Membership  Committee 

H.  F.  HEIDEGGER,  Chairman,  Convention  Projection  Committee 


Reception  and  Local  Arrangements 


P.  J.  LARSEN 

F.  E.  CAHILL,  JR. 

H.  RUBIN 

E.  I.  SPONABLE 

P.  C.  GOLDMARK 

W.  H.  OFFENHAUSER,  JR. 

A.  S.  DICKINSON 

W.  E.  GREEN 

R.  O.  WALKER 


R.  O.  STROCK,  Chairman 
T.  E.  SHEA 
J.  A.  HAMMOND 
O.  F.  NEU 
V.  B.  SEASE 
H.  E.  WHITE 
L.  W.  DAVEE 
L.  A.  BONN 
J.  H.  SPRAY 
J.  J.  FINN 


A.  N.  GOLDSMITH 
J.  A.  MAURER 
L.  B.  ISAAC 
E.  W.  KELLOGG 
M.  HOBART 
J.  A.  NORLING 

H.  B.  CUTHBERTSON 
J.  H,  KURLANDER 
C.  F.  HORSTMAN 


E.  R.  GEIB 
P.  SLEEMAN 


E.  S.  SEELEY 
C.  Ross 
P.  D.  RIES 

324 


Registration  and  Information 

W.  C.  KUNZMANN,  Chairman 
J.  FRANK,  JR. 


Hotel  and  Transportation 

G.  FRIEDL,  JR.,  Chairman 
R.  B.  AUSTRIAN 
R.  F.  MITCHELL 
P.  A.  McGuiRE 
M.  W.  PALMER 


F.  HOHMEISTER 
H.  MCLEAN 


F.  C.  SCHMID 

F.  M.  HALL 

J.  A.  SCHEICK 


FALL  CONVENTION 


325 


H.  A.  GILBERT 
G.  A.  CHAMBERS 


Publicity  Committee 

J.  HABER,  Chairman 
P.  SLEEMAN 
S.  HARRIS 
C.  R.  KEITH 


W.  R.  GREENE 
H.  MCLEAN 


D.  E.  HYNDMAN 
L.  A.  BONN 

E.  G.  HINES 

A.  S.  DICKINSON 


Banquet 

O.  F.  NEU,  Chairman 
R.  O.  STROCK 
J.  C.  BURNETT 
J.  A.  SPRAY 
J.  A.  NORLING 


W.  H.  OFFENHAUSER,  JR.          M.  HOBART 


P.  J.  LARSEN 
E.  C.  WENTE 
A.  GOODMAN 
M.  R.  BOYER 
J.  A.  HAMMOND 


MRS.  D.  E.  HYNDMAN 
MRS.  E.  I.  SPONABLE 
MRS.  E.  S.  SEELEY 
MRS.  A.  S.  DICKINSON 


Ladies'  Reception  Committee 

MRS.  R.  O.  STROCK,  Hostess 
MRS.  O.  F.  NEU,  Hostess 

MRS.  H.  GRIFFIN  MRS.  E.  A.  WILLIFORD 

MRS.  P.  J.  LARSEN  MRS.  J.  FRANK,  JR. 

MRS.  J.  A.  HAMMOND         MRS.  H.  E.  WHITE 


MRS.  G.  FRIEDL,  JR. 


MRS.  F.  C.  SCHMID 


F.  H.  RICHARDSON 
L.  B.  ISAAC 

A.  L.  RAVEN 

G.  E.  EDWARDS 
J.  K.  ELDERKIN 


Convention  Projection 

H.  F.  HEIDEGGER,  Chairman 
T.  H.  CARPENTER 
P.  D.  RIES 
J.  J.  HOPKINS 
W.  W.  HENNESSY 
L.  W.  DAVEE 


J.  J.  SEFING 
H.  RUBIN 
F.  E.  CAHILL,  JR. 
C.  F.  HORSTMAN 
R.  O.  WALKER 


Officers  and  Members  of  New  York  Projectionists  Local  No.  306 


Hotel  Reservations  and  Rates 

Reservations. — Early  in  September,  room-reservation  cards  will  be  mailed  to 
members  of  the  Society.  These  cards  should  be  returned  as  promptly  as  possible 
in  order  to  be  assured  of  satisfactory  accommodations.  Reservations  are  subject 
to  cancellation  if  it  is  later  found  impossible  to  attend  the  Convention. 

Hotel  Rates. — Special  per  diem  rates  have  been  guaranteed  by  the  Hotel  Penn- 
sylvania to  SMPE  delegates  and  their  guests.  These  rates,  European  plan,  will 
be  as  follows: 


Room  for  one  person 
Room  for  two  persons,  double  bed 
Room  for  two  persons,  twin  beds 
Parlor  suites:     living  room,  bedroom,  and  bath  for 
one  or  two  persons 


$3. 50  to  $8.00 
$5. 00  to  $8.00 
$6. 00  to  $10. 00 

$12.00,  $14.00,  and 
$15.00 


326  FALL  CONVENTION  [j.  s.  M.  P.  E. 

Parking. — Parking  accommodations  will,  be  available  to  those  motoring  to  the 
Convention  at  the  Hotel  fireproof  garage,  at  the  rate  of  $1.25  for  24  hours,  and 
$1.00  for  12  hours,  including  pick-up  and  delivery  at  the  door  of  the  Hotel. 

Convention  Registration. — The  registration  desk  will  be  located  on  the  18th 
floor  of  the  Hotel  at  the  entrance  of  the  Salle  Moderne  where  the  technical  sessions 
will  be  held.  All  members  and  guests  attending  the  Convention  are  expected  to 
register  and  receive  their  badges  and  identification  cards  required  for  admission 
to  all  the  sessions  of  the  Convention,  as  well  as  to  several  de  luxe  motion  picture 
theaters  in  the  vicinity  of  the  Hotel. 

Technical  Sessions 

The  technical  sessions  of  the  Convention  will  be  held  in  the  Salle  Moderne  on 
the  18th  floor  of  the  Hotel  Pennsylvania.  The  Papers  Committee  plans  to  have 
a  very  attractive  program  of  papers  and  presentations,  the  details  of  which  will 
be  published  in  a  later  issue  of  the  JOURNAL. 

Fiftieth  Semi-Annual  Banquet  and  Informal  Get-Together  Luncheon 

The  usual  Informal  Get-Together  Luncheon  of  the  Convention  will  be  held  in 
the  Roof  Garden  of  the  Hotel  on  Monday,  October  20th. 

On  Wednesday  evening,  October  22nd,  will  be  held  the  Silver  Anniversary 
Jubilee  and  Fiftieth  Semi-Annual  Banquet  at  the  Hotel  Pennsylvania.  The 
annual  presentations  of  the  SMPE  Progress  Medal  and  the  SMPE  Journal 
Award  will  be  made  and  officers-elect  for  1942  will  be  introduced.  The  proceed- 
ings will  conclude  with  entertainment  and  dancing. 

Entertainment 

Motion  Pictures. — At  the  time  of  registering,  passes  will  be  issued  to  the  dele- 
gates of  the  Convention  admitting  them  to  several  de  luxe  motion  picture  theaters 
in  the  vicinity  of  the  Hotel.  The  names  of  the  theaters  will  be  announced  later. 

Golf. — Golfing  privileges  at  country  clubs  in  the  New  York  area  may  be  ar- 
ranged at  the  Convention  headquarters.  In  the  Lobby  of  the  Hotel  Pennsylvania 
will  be  a  General  Information  Desk  where  information  may  be  obtained  regarding 
transportation  to  various  points  of  interest. 

Miscellaneous. — Many  entertainment  attractions  are  available  in  New  York  to 
the  out-of-town  visitor,  information  concerning  which  may  be  obtained  at  the 
General  Information  Desk  in  the  Lobby  of  the  Hotel.  Other  details  of  the  enter- 
tainment program  of  the  Convention  will  be  announced  in  a  later  issue  of  the 
JOURNAL. 

Ladies'  Program 

A  specially  attractive  program  for  the  ladies  attending  the  Convention  is  be- 
ing arranged  by  Mrs.  O.  F.  Neu  and  Mrs.  R.  O.  Strock,  Hostesses,  and  the  Ladies' 
Committee.  A  suite  will  be  provided  in  the  Hotel  where  the  ladies  will  register 
and  meet  for  the  various  events  upon  their  program.  Further  details  will  be  pub- 
lished in  a  succeeding  issue  of  the  JOURNAL. 


Sept.,  1941]  FALL  CONVENTION  327 

PROGRAM 

Monday,  October  20th 

9:00  a.  m.     Hotel  Roof;   Registration. 
10:00  a.  m.     Salle  Moderne;  Technical  session. 

12:30  p.  m.  Roof  Garden;  Informal  Get-Together  Luncheon  for  members,  their 
families,  and  guests.  Brief  addresses  by  prominent  members  of 
the  industry. 

2:00  p.  m.    Salle  Moderne;  Technical  session. 
8:00  p.  m.    Salle  Moderne;  Technical  session. 

Tuesday,  October  21st 

9:00  a.  m.     Hotel  Roof;  Registration. 
9:30  a.  m.     Salle  Moderne;  Technical  session. 
2:00  p.  m.     Salle  Moderne;  Technical  session. 
Open  evening. 

Wednesday,  October  22nd 

9: 00  a.m.     Hotel  Roof;  Registration. 

9:30  a.  m.    Salle  Moderne;  Technical  and  Business  session. 

Open  afternoon. 
8:30  p.  m.    Fiftieth  Semi- Annual  Banquet  and  Dance. 

Introduction  of  officers-elect  for  1942. 

Presentation  of  the  SMPE  Progress  Medal. 

Presentation  of  the  SMPE  Journal  Award. 

Entertainment  and  dancing. 

Thursday,  October  23rd 
10:00  a.  m.    Salle  Modems;- Technical  session. 
2: 00  p.m.    Salle  Moderne;  Technical  and  business  session. 
Adjournment 

W.  C.  KUNZMANN, 
Convention  Vice- President 


SOCIETY  ANNOUNCEMENTS 

1941  FALL   CONVENTION 

NEW  YORK,  N.  Y. 
OCTOBER  20TH-23RD,  INCLUSIVE 

The  1941  Fall  Convention  will  be  held  at  New  York,  N.  Y.,  with  headquarters 
at  the  Hotel  Pennsylvania. 

Members  are  urged  to  make  every  effort  to  attend  the  Convention,  as  a  very 
interesting  program  of  papers  and  presentations  is  being  arranged. 

Details  of  the  Convention  will  be  found  elsewhere  in  this  issue  of  the  JOURNAL. 

ADMISSIONS  COMMITTEE 

At  a  recent  meeting  of  the  Admissions  Committee,  the  following  applicants 
for  membership  were  admitted  into  the  Society  in  the  Associate  Grade: 


ABBOTT,  H. 

1311  South  Wabash  Ave., 

Chicago,  111. 
ALBERSHEIM,  W.  J. 

Electrical  Research  Products,  Inc. 
20  Vandam  St., 

New  York,  N.  Y. 
ANDERS,  Gus 

Droll  Theater  Supply  Co., 
351  E.  Ohio  St., 

Chicago,  111. 
BAILEY,  E.  L. 
Box  81 5N, 
1421  Arch  St., 

Philadelphia,  Pa. 
BINGHAM,  E.  H. 

5  East  39th  St.,  South, 
Salt  Lake  City,  Utah 
BURTON,  C.  C. 

Paramount  Pictures,  Inc., 
1501  Broadway, 

New  York,  N.  Y. 
GATES,  J.  R. 
629  N.  15th, 
Lincoln,  Neb. 

328 


GAW,  E.  D. 

26  Drake  Court, 

Omaha,  Neb. 
GELLERUP,  D.  W. 
Milwaukee  Journal, 
333  West  State  St., 
Milwaukee,  Wis. 
GOLDMAN,  A.  I. 
Box  51, 

Assinippi,  Mass. 
JOHNSON,  E.  O. 
533  East  32nd  St., 

Indianapolis,  Ind. 
MAUTHNER,  E.  I. 
4649  Beacon  St., 

Chicago,  111. 
MCLEAN,  J.  F. 

Miller  Broadcasting  System,  Inc. 
113  West  57th  St., 
New  York,  N.  Y. 
SACHTLEBEN,  L.  T. 

RCA  Manufacturing  Co.,  Inc., 
501  N.  LaSalle  St., 
Indianapolis,  Ind. 


SOCIETY  ANNOUNCEMENTS 


329 


S\VEN,  MlNG-CHING 

Dept.    of    Educational    Cinematog- 
raphy, 

University  of  Nanking, 

Chengtu,  China 
THOMAS,  P.  E. 

501  West  Mills  St., 
Creston,  la. 


WAGLE,  M.  M. 
17  Mathew  Road, 
Bombay  4,  India 
WYSOTZKY,  M.  Z. 
Bolshoi 

Gnezdnikovsky  Pereulok  dom  10 
kvartira  724, 

Moscow,  U.S.S.R. 


In  addition,  the  following  applicants  have  been  admitted  to  the  Active  Grade : 


BARNETT,  H. 
30  Jefferson  St., 

Garden  City,  L.  I.,  N.  Y. 


LEBEL,  C.  J. 

370  Riverside  Drive, 
New  York,  N.  Y. 


Society  of  Motion  Picture  Engineers 

HOTEL  PENNSYLVANIA 
NEW  YORK^  N.  Y. 

APPLICATION  FOR  MEMBERSHIP 
APPLICANT'S  RECORD 

\ 

Name Age 

Mailing  Address 

Present  Occupation 


Employer 

A  complete  account  of  the  applicant's  qualifications  and  accomplishments  is 
required  before  an  application  may  be  submitted  to  the  Board  of  Governors. 
The  applicant  should  describe  any  inventions  and  improvements  he  has  made 
in  the  art,  as  these  are  considered  of  more  importance  than  a  mere  record  of 
experience  or  the  names  of  positions  the  applicant  has  filled. 


Education . 


Record  of  Accomplishments. 


Motion  Picture  Experience. 


Grade  Applied  For 

(Active  or  Associate) 

REFERENCES 

1.  3. 


2. 


The  undersigned  certifies  that  the  above  statements  are  correct,  and  agrees, 
if  elected  to  membership,  that  he  will  be  governed  by  the  Society's  Constitution 
and  By-Laws  so  long  as  his  connection  with  the  Society  continues. 


Date 19. ..     Signed -. 

( Use  a  separate  sheet  of  paper  for  complete  record  of  accomplishments} 


JOURNAL 

OF  THE  SOCIETY  OF 

MOTION  PICTURE  ENGINEERS 

Volume  XXXVII  October,  1941 


CONTENTS 

Page 

The  Stereophonic  Sound-Film  System — General  Theory 

H.  FLETCHER    331 

Mechanical  and  Optical  Equipment  for  the  Stereophonic  Sound- 
Film  System 

E.  C.  WENTE,  R.  BIDDULPH,  L.  A.  ELMER,  AND  A.  B.  ANDERSON    353 

The  Stereophonic  Sound-Film  System — Pre-  and  Post-Equali- 
zation of  Compandor  Systems J.  C.  STEINBERG    366 

Electrical  Equipment  for  the  Stereophonic  Sound-Film  System 

W.  B.  SNOW  AND  A.  R.  SOFFEL    380 

A  Light- Valve  for  the  Stereophonic  Sound-Film  System 

E.  C.  WENTE  AND  R.  BIDDULPH    397 

Internally  Damped  Rollers. .  .E.  C.  WENTE  AND  A.  H.  MULLER    406 

A  Non-Cinching  Film  Rewind  Machine. L.  A.  ELMER    418 

Current  Literature 427 

1941  Fall  Convention,  Hotel  Pennsylvania,  New  York,  N.  Y., 
October  20th-23rd,  Inclusive 

General  Arrangements 429 

Abstracts  of  Papers 433 

Society  Announcements 442 


JOURNAL 

OF  THE  SOCIETY  OF 

MOTION  PICTURE  ENGINEERS 


SYLVAN  HARRIS,  EDITOR 
BOARD  OF  EDITORS 

ARTHUR  C.  DOWNES,  Chairman 

JOHN  I.  CRABTREE  ALFRED  N.  GOLDSMITH  EDWARD  W.  KELLOGG 

CLYDE  R.  KEITH  ALAN  M.  GUNDELFINGER  CARLETON  R.  SAWYER 

ARTHUR  C.  HARDY 


Subscription  to  non-members,  $8.00  per  annum;  to  members,  $5.00  per  annum, 
included  in  their  annual  membership  dues;  single  copies,  $1.00.  A  discount 
on  subscription  or  single  copies  of  15  per  cent  is  allowed  to  accredited  agencies. 
Order  from  the  Society  of  Motion  Picture  Engineers,  Inc.,  20th  and  Northampton 
Sts.,  Easton,  Pa.,  or  Hotel  Pennsylvania,  New  York,  N.  Y. 

Published  monthly  at  Easton,  Pa.,  by  the  Society  of  Motion  Picture  Engineers. 

Publication  Office,  20th  &  Northampton  Sts.,  Easton,  Pa. 

General  and  Editorial  Office,  Hotel  Pennsylvania,  New  York,  N.  Y. 

West  Coast  Office,  Suite  928,  Equitable  Bldg.,  Hollywood,  Calif. 

Entered  as  second  class  matter  January  15,  1930,  at  the  Post  Office  at  Easton, 
Pa.,  under  the  Act  of  March  3,  1879.     Copyrighted,  1941,  by  the  Society  of 
Motion  Picture  Engineers,  Inc. 


OFFICERS  OF  THE  SOCIETY 

** President:     EMERY  HUSE,  6706  Santa  Monica  Blvd.,  Hollywood,  Calif. 
** Past-President:     E.  ALLAN  WILLIFORD,  30  E.  42nd  St.,  New  York,  N.  Y. 
** Executive  Vice- President:     HERBERT  GRIFFIN,  90  Gold  St.,  New  York,  N.  Y. 
* Engineering  V ice-President:     DONALD  E.  HYNDMAN,  350  Madison  Ave.,  New 

York,  N.  Y. 
** Editorial  Vice-President:     ARTHUR  C.  DOWNES,  Box  6087,  Cleveland,  Ohio. 

*  Financial  Vice-President:    ARTHUR  S.  DICKINSON,  28  W.  44th  St.,  New  York 

N.  Y. 

**  Convention  Vice-President:   WILLIAM  C.  KUNZMANN,  Box  6087,  Cleveland,  Ohio 
^Secretary:     PAUL  J.  LARSEN,  44  Beverly  Rd.,  Summit,  N.  J. 
"Treasurer:     GEORGE  FRIEDL,  JR.,  90  Gold  St.,  New  York,  N.  Y. 

GOVERNORS 

**MAX  C.  BATSEL,  501  N.  LaSalle  St.,  Indianapolis,  Ind. 

*  JOSEPH  A.  DUBRAY,  1801  Larchmont  Ave.,  Chicago,  111. 
*JOHN  G.  FRAYNE,  6601  Romaine  St.,  Hollywood,  Calif. 
*ALFRED  N.  GOLDSMITH,  580  Fifth  Ave.,  New  York,  N.  Y. 

*ARTHUR    C.    HARDY,    Massachusetts    Institute    of   Technology,    Cambridge, 

Mass. 

**LOREN  L.  RYDER,  5451  Marathon  St.,  Hollywood,  Calif. 
*TIMOTHY  E.  SHEA,  195  Broadway,  New  York,  N.  Y. 
*REEVE  O.  STROCK,  35-11  35th  St.,  Astoria,  L.  I.,  N.  Y. 


Term  expires  December  31,  1941. 
**Term  expires  December  31,  1942. 


THE  STEREOPHONIC  SOUND-FILM  SYSTEM— GENERAL 

THEORY* 


HARVEY  FLETCHER** 


Summary. — The  general  requirements  are  discussed  for  an  ideal  recording-re- 
producing system  as  determined  by  the  characteristics  of  hearing  of  a  typical  group  of 
persons  listening  in  a  typical  concert  hall  or  theater.  Quantitative  values  are  set 
down  as  ideal  objectives.  Although  microphones,  loud  speakers,  and  amplifiers  which 
had  been  developed  for  the  stereophonic  transmission  system  were  available  for  meet- 
ing these  objectives,  no  recording  medium  was  known  which  would  record  the  wide 
dynamic  range  of  intensity  levels  which  the  objectives  indicated  was  necessary.  How- 
ever, this  wide  intensity  range  objective  was  met  by  using  a  compandor  in  the  electrical 
system.  A  general  discussion  is  given  of  the  reasons  for  choosing  the  particular 
compandor  used,  for  using  variable-area  rather  than  variable-density  on  the  recorded 
film,  for  using  three  instead  of  a  greater  or  lesser  number  of  channels.  A  general 
description  of  the  stereophonic  sound-film  system  is  given,  including  the  enhancement 
feature.  This  feature  makes  it  possible  to  re-record  from  the  original  recording,  at 
the  same  time  making  any  desirable  changes  in  the  dynamic  range  or  frequency  re- 
sponse in  each  of  the  three  channels. 

In  1934  a  series  of  papers1  on  auditory  perspective  was  presented 
before  the  A.  I.  E.  E.  describing  a  transmission  system  which  was  later 
called  a  stereophonic  transmission  system.  It  consisted  essentially  of 
three  complete  channels  working  together,  each  comprising  a  micro- 
phone, a  high-gain  amplifier,  a  predistorting  and  corrective  network, 
a  transmission  line,  an  amplifier,  a  restoring  and  corrective  network, 
a  variable  distorting  network  and  attenuator,  a  power  amplifier,  and 
a  loud  speaker,  as  shown  in  Fig.  1.  It  was  shown  that  by  means  of 
this  system  symphonic  music  and  other  sounds  could  be  picked  up  in 
a  hall  in  Philadelphia,  transmitted  to  a  hall  in  Washington,  D.  C., 
and  there  reproduced  without  the  introduction  of  apparent  distortion 
or  noise. 

This  system  not  only  made  possible  the  production  of  a  facsimile 
of  the  original  music,  but  it  also  had  what  is  called  an  enhancement 


*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y. ;  received  May  27, 
1941. 

**Bell  Telephone  Laboratories,  New  York,  N.  Y. 

331 

OThe  Society  is  not  responsible  for  statements  by  authors  O 


332 


H.  FLETCHER 


[J.  S.  M.  P.  E. 


feature.  The  part  of  the  equipment  used  for  this  enhancement  is 
labeled  "control  box"  in  Fig.  1 .  By  means  of  these  controls  the  direc- 
tor of  the  orchestra,  while  listening  to  the  reproduced  music,  raised 
and  lowered  at  will  the  intensity  level  of  each  channel  by  means  of 
dials  attached  to  the  attenuators.  By  means  of  appropriate  switches, 
he  could  increase  or  decrease  the  level  of  the  bass,  or  make  the  music 
less  or  more  shrill  by  throwing  in  or  out  networks  having  a  sloping 
frequency  loss  characteristic.  These  networks  were  designed  to  pro- 
duce changes  in  the  frequency  response  characteristics  of  the  system, 
as  indicated  in  Fig.  2.  There  were  also  auxiliary  control  circuits 


411 


CONTROL    BOX 
•• CONTROL  CIRCUITS    FOR    STARTING  ORCHESTRA,  GOVERNING  TEMPO  ETC. •• 

FIG.     1.     Philadelphia- Washington    stereophonic- trans- 
mission system. 

used  for  giving  signals  to  the  orchestra,  governing  the  tempo,  and 
giving  instructions  to  the  leader  of  the  orchestra. 

In  the  development  of  the  stereophonic  sound-film  system  (SSFS) 
nearly  all  the  features  of  the  stereophonic  transmission  system  de- 
scribed above  were  retained.  The  loud  speakers,  power  amplifiers, 
and  microphones  are  the  same  and  the  attenuating  and  equalizing 
networks  are  similar.  The  fundamental  requirements  upon  which  the 
design  of  both  the  transmission  system  and  the  recording-reproducing 
system  are  based  are  the  same  and  will  be  reviewed  here. 

It  is  well  known  that  when  an  orchestra  plays,  vibrations  con- 
tinually changing  in  form  and  intensity  are  set  up  in  the  air  of  the 
hall  where  the  recording  is  made.  An  ideal  system  is  one  which  will 
make  a  record  of  these  vibrations  and  at  any  desired  later  time  re- 


Oct.,  1941] 


GENERAL  THEORY 


333 


produce  them  so  as  to  produce  at  every  position  in  the  hall  the  same 
time  sequences  of  wave  motion  as  were  produced  during  the  recording. 
To  accomplish  this  for  a  sound  source  which  is  spread  out,  for  ex- 
ample, the  sound  coming  into  a  concert  hall  from  the  orchestra  on  the 
stage,  requires  more  than  one  channel. 

Suppose  there  were  interposed  between  the  orchestra  and  the  audi- 
ence a  sound-transparent  curtain  on  which  were  mounted  small  micro- 
phones for  picking  up  the  sound  going  through  the  curtain ;  and  sup- 
pose to  each  microphone  there  is  connected  an  ideal  recording  sys- 
tem. Records  made  with  such  an  ideal  system  would  have  stored  on 
them  a  complete  history  of  the  sound  changes  at  every  position  on 


100  20O  60O  IOOO  2000  5000          10000      200OO 

FREQUENCY    IN   CYCLES    PER    SECOND 

FIG.  2.    Variable  network  characteristics. 


the  curtain.  Now  if  small  ideal  loud  speakers  were  placed  at  the 
positions  occupied  by  the  microphones  and  connected  to  ideal  ma- 
chines reproducing  the  records,  then  a  sheet  of  sound  would  be  re- 
produced having  all  the  characteristics  of  the  original  sound.  Theo- 
retically, there  should  be  an  infinite  number  of  such  recorder-repro- 
ducer sets.  Practically,  however,  only  a  few  such  channels  are  needed. 
On  a  large  stage  it  has  been  found  that  three  channels  are  sufficient 
to  give  a  good  illusion  of  the  sounds  coming  from  all  parts  of  the 
stage.  We  developed  a  three-channel  system  not  only  because  it 
gave  better  representation  of  movements  on  a  large  stage,  but  also 
because  of  the  possibility  of  using  the  center  channel  for  solo  work 
while  still  retaining  the  stereophonic  features  of  the  orchestra  on  the 
two  side  channels.  If  one  wished  as  much  flexibility  up  and  down  as 


334 


H.  FLETCHER 


U.  S.  M.  P.  E. 


the  present  system  gives  sidewise,  then  the  channels  would  have  to  be 
increased  from  three  to  nine. 

It  is  important  to  recognize  the  difference  between  this  stereo- 
phonic system  and  a  binaural  system.  The  latter  requires  only  two 
channels  for  a  perfect  reproduction  but  requires  that  head  receivers 
be  held  tightly  against  the  ears,  while  the  former  can  use  loud  speakers 
but  for  perfect  reproduction  requires  an  infinite  number  of  channels. 
If  we  design  the  system  to  handle  any  kind  of  sounds  that  the  ear  can 
hear  and  tolerate,  then  the  limits  of  frequency  and  intensity  are  set 
by  the  hearing  characteristics  of  a  typical  group  of  listeners.  It  was 
this  ambitious  objective  that  was  set  for  the  SSFS. 


too  1000 

FREQUENCY    IN  CYCLES    PER    SECOND 


FIG.  3.     Threshold  hearing  level  curves  for  quiet  and 
noisy  rooms. 

During  the  past  two  years  a  survey  of  the  hearing  capabilities  of 
persons  in  a  typical  population  has  been  made  by  the  Bell  Telephone 
Laboratories.  This  was  done  in  connection  with  the  exhibits  at  the 
World's  Fairs  at  San  Francisco  and  New  York  City,  sponsored  by  the 
Bell  Telephone  companies.  At  these  exhibits  records  of  the  hearing 
of  more  than  one-half  million  persons  were  analyzed.  The  record 
expressed  the  hearing  acuity  as  a  relative  hearing  loss  or  gain  with 
respect  to  an  arbitrary  reference.  Measurements  at  the  Laboratories 
on  this  reference  have  made  it  possible  to  express  these  data  on  an 
absolute  scale.  The  results  were  published  in  a  paper  entitled  "Re- 
sults of  the  World's  Fair  Hearing  Tests,"  by  Steinberg,  Montgomery, 
and  Gardner.2  Fig.  3  has  been  constructed  from  data  taken  from 


Oct.,  1941] 


GENERAL  THEORY 


335 


this  paper.  The  lower  curve  labeled  95  indicates  that  95  out  of  100 
persons  in  a  typical  group  can  not  hear  pure  tones  whose  frequency 
and  intensity  levels  lie  below  this  curve.  The  top  curve  indicates 
that  5  out  of  100  can  not  hear  these  tones  until  they  exceed  the  in- 
tensity levels  indicated  by  this  curve.  The  middle  curve  indicates 
the  levels  where  one-half  the  group  can  hear  and  the  other  half  can 
not  hear.  The  dashed  portions  of  the  curves  indicate  regions  where 
no  measurements  have  been  made.  Feeling  and  hurting  levels  lie 
somewhere  above  120  db  as  indicated  by  the  field  of  dots  at  the  top 
of  the  chart.  Our  experience  with  reproduced  music  has  taught  us 
that  it  is  undesirable  and  probably  unsafe  to  reproduce  sounds  for  a 
general  audience  that  have  greater  intensity  levels  than  120  db. 


500  1000 

FREQUENCY    IN   CYCLES    PER    SECOND 


FIG.  4.     Masking  and  spectrum  levels  for  average  room 
noise. 

If  the  listener  is  in  a  quiet  place,  these  curves  set  the  limits  for  the 
ideal  transmission  system.  This  ideal  of  no  noise  is  seldom  if  ever 
realized  by  listeners.  Measurements  of  room  noise  have  been  made 
by  the  Bell  Telephone  Laboratories  and  from  these  measurements  the 
average  noise  spectrum  can  be  deduced.  In  a  paper  by  Seacord3  it 
was  found  that  43  db  was  the  average  sound  level  in  residences  not 
having  radios  playing.  The  standard  deviation  of  levels  in  different 
residences  from  this  figure  was  5.5  db.  The  distribution  about  this 
average  value  indicated  that  about  one-half  the  residences  have  noise 
levels  between  39  and  47  db,  and  90  per  cent  are  in  the  range  between 
33  and  52  db.  * 

Hoth4  found  that  the  form  of  the  noise  spectrum  was  about  the 
same  for  all  types  of  rooms.  This  is  shown  for  a  room  noise  having  a 
total  level  of  43  db  in  Fig.  4,  lower  curve.  In  a  paper  entitled  "Re- 


336  H.  FLETCHER  [j.  s.  M.  P.  E. 

lation  between  Loudness  and  Masking"5  it  was  shown  that  the  mask- 
ing level  could  be  obtained  directly  from  the  spectrum  level.  Using 
this  relation  the  curve  shown  in  Fig.  4  labeled  Masking  Level  was 
obtained.  This  curve  then  gives  the  level  of  pure  tones  which  can 
just  be  perceived  in  the  presence  of  average  room  noise  by  a  reference 
observer.  This  masking  curve  is  shown  in  Fig.  3  as  a  cross-hatched 
band.  It  shows  the  range  of  the  masking  levels  for  about  90  per  cent 
of  the  residences  in  a  typical  group.  The  dotted  curve  gives  the 
average.  These  figures  refer  to  residences.  Measurement  of  noise 
levels  by  Mueller6  in  quiet  motion  picture  theaters  gave  an  average 
level  of  25  db,  but  with  an  audience  present  the  average  was  42  db, 
which  is  just  1  db  below  the  average  room  noise  given  above.  Con- 
sequently, the  curve  given  in  Fig.  4  will  apply  to  this  case.  It  will 
probably  generally  apply  also  to  concert  halls,  although  in  this  case 
for  the  very  quiet  listening  periods  the  lower  part  of  this  hatched 
portion  more  nearly  represents  the  noise  conditions.  It  is  interesting 
to  note  that  the  threshold  hearing  levels  vary  about  20  db  due  to 
noise  conditions  in  residences,  theaters,  and  concert  halls,  whereas 
it  varies  nearly  twice  this  amount  due  to  differences  in  acuity  of 
hearing  by  different  persons  considering  only  the  middle  90  per  cent 
of  the  cases. 

If  these  deductions  are  correct,  then  it  is  seen  that  the  lowest  levels 
that  can  be  heard  by  the  average  person  in  a  group  are  determined  by 
the  hearing  mechanism  when  the  frequencies  are  below  200  or  above 
6000  cycles,  but  by  room  noise  when  they  are  between  200  and  6000 
cycles.  For  example,  the  fundamental  of  a  60-cycle  hum  should  be 
kept  below  a  57-db  level,  whereas  any  components  of  this  hum  around 
1000  cycles  should  be  kept  below  a  25-db  intensity  level.  It  is  seen 
that  for  the  5  per  cent  of  the  rooms  which  are  quietest  the  limit  is 
set  entirely  by  the  hearing  acuity  curve.  This  condition  is  nearly 
reached  in  some  of  the  quietest  periods  in  the  very  best  concert  halls. 
From  Fig.  3  one  can  also  set  the  frequency  limits  if  all  sounds  that 
can  be  heard  by  the  average  listener  are  to  be  recorded.  This  range 
is  from  20  cycles  per  second  to  15,000  cycles  per  second  for  the  highest 
possible  levels,  and  for  any  lower  levels  this  frequency  range  is 
smaller,  as  indicated. 

Fig.  3  also  gives  the  maximum  levels  such  an  ideal  system  might 
be  called  upon  to  transmit.  This  maximum  level  is  taken  as  120 
db  and  the  same  for  all  frequencies.  To  reproduce  this  high  level 
in  a  large  concert  hall  requires  about  1/9  kw  of  sound  power.  In  a 


Oct.,  1941] 


GENERAL  THEORY 


337 


small  room,  however,  this  level  can  be  attained  with  about  3  watts 
of  sound  power. 

A  summary  of  the  limitations  set  by  average  hearing  is  shown  in 
Fig.  5.  The  lower  curve  may  be  anywhere  in  the  hatched  area, 
depending  upon  the  noise  conditions  of  the  room.  This  figure  then 
sets  the  design  objectives  for  frequency  and  intensity  determined 
by  the  characteristics  of  average  hearing  and  average  noise  conditions 
in  listening  rooms. 

As  stated  above,  most  of  the  features  of  the  stereophonic  trans- 
mission system  were  carried  over  to  the  SSFS.  The  transmission 


120 


100  1000 

FREQUENCY   IN    CYCLES    PER    SECOND 


FIG.  5.     Hearing  limits  for  pure  tones  of  a  typical  listener 
in  a  room  having  typical  residential  room  noise. 

line  of  the  former  is  replaced  by  a  long  period  delay  or  storage  system 
in  the  latter.  The  amplified  microphone  current,  instead  of  flowing 
into  a  transmission  line,  is  translated  into  a  record  in  a  form  which 
can  at  a  later  date  be  retranslated  into  a  facsimile  of  the  original  re- 
cording current.  While  problems  of  noise,  non-linearity,  and  attenua- 
tion distortion  are  met  both  in  the  transmission  and  storage  systems, 
their  source  and  character  are  such  that  solutions  of  quite  a  different 
nature  are  demanded. 

Since  current  in  three  signal  channels  must  be  recorded  simul- 
taneously and  subsequently  reproduced  in  synchronism,  a  linear  type 
of  phonograph  carrier  presents  itself  as  probably  the  most  suitable 
recording  medium.  In  this  class,  the  photographic  sound-film  is 
farthest  advanced  in  its  development  and  was  therefore  adopted  for 
the  stereophonic  system. 


338  H.  FLETCHER  [j.  s.  M.  P.  E. 

Two  types  of  sound-film  records  are  now  in  wide  commercial  use, 
variable-area  and  variable-density,  each  having  advantages  which  we 
shall  not  discuss  in  detail.  We  shall  merely  point  out  the  chief  rea- 
sons for  adopting  the  variable-area  method  in  this  particular  project. 
With  a  sharply  defined  boundary  between  the  light  and  dark  areas, 
and  with  clean  handling  of  film,  the  variable-area  record  has  initially 
the  advantage  of  greater  volume  range,  which  is  soon  lost  in  successive 
play  ings.  The  rate  of  loss  in  volume  range  can  be  kept  down  by 
careful  film  handling.  In  the  design  of  the  stereophonic  equipment, 
special  thought  was  given  to  obviating  conditions  that  result  in  sur- 
face abrasions  of  the  film,  which  was  here  made  easier  by  the  fact 
that  the  film  does  not  have  to  pass  through  a  picture  projector.  A 
second  advantage  possessed  by  the  variable-area  record  is  that  the 
level  of  the  photoelectric  cell  current  in  reproduction  is  about  6  db 
higher,  which  is  of  some  importance  in  dealing  with  signals  of  low  in- 
tensity over  a  broad  band  system.  One  of  the  principal  disadvantages 
of  the  variable-area  method  is  that  improper  film  processing  will 
result  in  the  introduction  of  high  intermodulation  components,  even 
at  low  signal  levels,  whereas  in  variable-density  recordings,  while 
bad  processing  will  result  in  a  signal  distortion,  the  distortion  falls 
off  rapidly  with  the  signal  level.  Lately  better  methods  of  measuring 
and  controlling  this  distortion  have  been  developed,  so  that,  where 
the  choice  of  positive  print  stock  is  unhampered  by  picture  considera- 
tions, the  non-linear  distortion  of  the  variable-area  record  can  be 
held  to  a  low  value.  Special  requirements  that  the  variable-area 
method  demands  in  the  reproducing  system,  such  as  the  uniformity  of 
the  illumination  per  unit  length  in  the  scanning  line  of  light,  it  was 
felt,  could  be  taken  care  of  by  extra  precautions  in  the  design  and 
construction  of  the  apparatus. 

The  range  of  maximum  signal  to  noise  in  a  film  record  80  mils 
wide  is  of  the  order  of  50  db.  It  is  more  or  less  dependent  upon 
circumstance  and  exact  definition  of  the  term.  Measurements  made 
with  a  high-speed  automatic  level  recorder  showed  a  volume  range 
for  a  large  symphony  orchestra  of  78  db.  The  range  of  signal  in- 
tensity level  that  is  to  be  recorded  and  reproduced  when  recording 
music  is  then  of  the  order  of  80  db.  For  purposes  of  discussion,  we 
shall  use  simply  these  rounded  figures  of  50  and  80  db.  The  80-db 
signal  must,  therefore,  in  some  manner  be  compressed  at  least  30  db 
and  if  dynamic  range  is  to  be  preserved,  it  must  be  expanded  the 
corresponding  amount  in  the  reproduction.  In  the  sound  versus  light 


Oct.,  1941] 


GENERAL  THEORY 


339 


DECIBELS 

-  w  W  £  o 
O  O  o  O  O  C 

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AMPLIFIER 

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0        10      20      30     40      50      60      70      80 
SOUND  LEVEL  IN    DECIBELS 

(a) 


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PHOTO  .-ELECTRIC 
CELL  CURRENT^ 

x 

x^ 

x 

x 

„- 

,*•  *" 

^X 

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^~ 

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NC 

PLIFIER  GAIN 
AND 
ISE   LEVEL 

2^ 

X^ 

0        10      20      30      40      50      60       70      80 
AMPLIFIER    OUTPUT    IN    DECIBELS 

(b) 


FIG.  6.  Amplifier  gain  and  noise  relationships  with  compandor  operating 
linearly  and  continuously  over  the  whole  sound  level  range,  (a)  recording; 
(6)  reproducing. 


DECIBELS 
—  ru  U)  £.  LJ 

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LIGHT  MODULATION  v 

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10      20     30     40      50      60      70 
SOUND   LEVEL  IN    DECIBELS 


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10      20      30      40      50       60      70 
AMPLIFIER   OUTPUT   IN    DECIBELS 


(a) 


FIG.  7.  Amplifier  gain-and  noise  relationships  with  compandor  operating 
linearly  and  continuously  over  the  upper  60-db  level  of  the  sound  signal,  (a) 
recording;  (&)  reproducing. 


40 
30 

A 

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b 

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\  GAIN 

10 
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10      20       30      40      50      60       70 
SOUND    LEVEL    IN   DECIBELS 


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B 

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AMPLIFIER  GAIN 
AND  NOISE          / 
LEVEL  *~/ 

/ 
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0        10      20      30     40       50      60      70      80 
AMPLIFIER   OUTPUT  IN     DECIBELS 


FIG.  8.     Amplifier  gain  and  noise  relationships  with  compandor  settings  fixed 
for  the  lower  50-db  range  of  sound  signal  level. 


340  H.  FLETCHER  [J.  S.  M.  P.  E. 

modulation  coordinate  diagram,  two  points,  labeled  a  and  b,  respec- 
tively, in  Fig.  6  (a)  are  fixed,  if  the  capabilities  of  the  film  are  to  be 
used  to  full  advantage.  One  of  these  points  is  defined  by  the  maxi- 
mum sound  level  and  complete  light  modulation,  and  the  other,  by  a 
sound  level  80  db  and  a  modulation  level  50  db  lower.  In  between, 
the  relationship  may  be  of  any  desired  kind  so  long  as  it  can  be  repre- 
sented by  a  single-valued  line  connecting  these  two  points,  and  pro- 
vided that  for  every  change  in  the  gain  of  the  recording  amplifier  an 
equal  amount  of  attenuation  is  subsequently  introduced  in  the  re- 
producing amplifier  at  a  corresponding  point  of  the  record,  provided 
further  that  there  is  no  signal  distortion  between  these  two  parts  of 
the  circuit. 

The  departure  of  the  slope  of  the  line  connecting  a  and  b  from  unity 
gives  the  rate  of  change  of  amplification  of  the  recording  amplifier 
with  sound  level.  If,  for  instance,  the  characteristic  of  a  recording 
system  is  represented  by  a  straight  line  connecting  a  and  b,  then  for 
each  db  increase  in  sound  level,  there  is  a  decrease  in  amplification  of 
3/8  db.  The  gain  in  this  case  therefore  changes  continually  with  the 
signal  level.  If  now  a  record  so  made  is  reproduced  with  an  ampli- 
fier the  gain  of  which  increases  3/g  of  a  db  for  every  5/8  db  increase  in 
the  photoelectric  cell  current,  or,  which  is  equivalent,  for  every  db 
increase  in  amplifier  output,  the  dynamics  of  the  original  sound  will 
be  recovered  in  the  output  current  of  the  reproducing  amplifier. 
These  conditions  are  graphically  represented  in  Fig.  6.  Fig.  6 (a) 
shows  the  recording  and  Fig.  6(&)  the  reproducing  conditions.  In 
Fig.  6  (a)  the  solid  line  gives  the  relation  between  sound  level  and  the 
modulation  of  the  recording  light.  The  dashed  line  gives  the  rela- 
tion between  sound  level  and  amplifier  gain.  In  Fig.  Q(b)  the  solid 
line  represents  the  relation  between  amplifier  output  and  photoelectric 
cell  current,  while  the  dashed  line  gives  the  relation  between  amplifier 
gain  and  amplifier  output  level.  Similar  designations  hold  for  Figs.  7 
and  8,  which  are  to  be  discussed  presently.  The  amplifier  gain  curve 
in  Fig.  6(6)  also  represents  the  level  of  the  film  noise  that  accompanies 
the  output  signal.  If  the  gain  of  the  amplifier  is  set  so  that  at  the 
minimum  signal  (80  db  below  maximum)  the  noise  is  at  or  above  the 
threshold  under  the  particular  listening  conditions,  then  the  signal 
will  be  accompanied  by  "hush-hush,"  a  term  used  to  designate  the 
audible  rising  and  falling  of  noise  with  the  signal.  If,  for  minimum 
signal,  the  signal  and  noise  are  both  at  threshold,  then  as  the  signal 
is  raised  8  db  the  noise  will  be  only  5  db  below  the  signal,  even  though 


Oct.,  1941]  GENERAL  THEORY  341 

at  maximum  level  the  noise  is  50  db  below  the  signal.  One  further 
disadvantage  of  this  type  of  compression  and  expansion  is  that  dis- 
tortion which  may  be  introduced  by  the  process  will  enter  throughout 
the  whole  signal  level  range. 

In  the  case  illustrated  in  Fig.  7  (a)  the  compressor  system  is  so 
arranged  that  the  signal  is  recorded  in  a  normal  way  over  the  lower 
20-db  range  after  which  there  is  a  reduction  of  1/2  db  in  the  ampli- 
fication for  every  db  gain  in  input  signal.  The  corresponding  signal 
versus  noise  relationships  in  reproduction  when  the  dynamics  of  the 
signal  are  restored  are  shown  in  Fig.  7(b).  There  will  be  no  hush- 
hush  until  the  signal  reaches  a  level  of  20  db  above  the  minimum. 
After  that,  for  every  db  rise  in  signal,  there  is  l/z-db  rise  in  noise  level. 
In  comparing  this  system  with  that  represented  by  Fig.  6,  we  note 
from  7(b)  that  when  the  output  signal  has  a  level  of  40  db,  the  noise 
level  is  10  db,  whereas  in  the  system  of  Fig.  6,  the  corresponding 
noise  level  is  15  db.  At  higher  levels  this  difference  in  the  two  sys- 
tems becomes  less  until  at  the  highest  level,  the  noise  is  down  50  db 
in  either  case,  the  volume  range  of  the  film. 

Fig.  7  is  of  particular  interest,  as  the  noise  relationships  shown  in 
b  are  virtually  those  which  would  obtain  for  a  30-db  noise-reduction 
system  of  the  usual  form.  An  inherent  weakness  in  the  ordinary 
noise-reduction  scheme  is  that  only  for  the  maximum  signal  is  the 
full  track  width  utilized.  For  example,  in  a  system  with  10  db  of 
noise  reduction,  signals  more  than  20  db  below  the  maximum  are 
reproduced  from  a  record  which  is  one-tenth  as  wide  as  a  record  oc- 
cupying the  full  width  of  the  track  and  which  consequently  has  10 
db  less  volume  range.  It  is  evident  that  as  the  characteristic  of  the 
compandor  (compressor-expandor)  is  changed  so  that  the  upper 
part  of  the  line  ab  becomes  more  nearly  horizontal,  the  hush-hush 
becomes  less. 

The  ideal  type  of  system  is  the  one  represented  by  Fig.  8.  In  this 
system  no  change  is  made  in  amplifier  gain  over  the  lower  50-db 
range  of  sound  level,  i.  e.,  not  until  the  sound-track  is  fully  modulated, 
after  which  the  recording  amplifier  gain  is  reduced  by  1  db  for  each 
db  increase  in  signal  level.  In  other  words,  the  recording  level  re- 
mains constant.  In  reproducing,  there  is  then  no  possibility  of  hush- 
hush,  and  the  quality  of  the  signal  can  not  in  any  way  be  impaired 
by  the  action  of  the  automatic  gain  control  system  over  the  lower 
50-db  range.  For  the  most  part  sound  sequences  of  the  kind  ordi- 
narily recorded  will  therefore  be  entirely  free  from  hush-hush  and 


342 


H.  FLETCHER 


LF.  S.  M.  P.  E. 


from  distortion  in  excess  of  that  introduced  by  a  normal  system. 
The  masking  of  one  sound  by  another  increases  rapidly  with  the 
level  of  the  masking  sound.  As  all  noise-reduction  schemes  depend 
for  their  success  upon  the  masking  of  the  noise  by  the  signal,  it  is  of 
great  advantage  to  restrict  noise  reduction  to  the  higher  signal  level 


FIG.  9.  Record- 
ing-reproducing 
system  with  com- 
pression and  ex- 
pansion contro  lied 
directly  by  the  sig- 
nal. 


FIG.  10.  Record- 
ing-reproducing 
system  with  com- 
pression and  expan- 
sion controlled  di- 
rectly by  the  signal 
and  time-delay 
network  in  signal 
channel. 


range  as  is  done  to  the  greatest  extent  possible  in  the  system  of  Fig.  8. 
The  objective  in  the  design  of  the  stereophonic  system  was  to  approach 
the  ideal  of  Fig.  8  as  closely  as  possible. 

The  operations  involved  in  a  compression-expansion,  or  a  so- 
called  compandor  system,  can  be  carried  out  in  one  or  the  other  of 
two  general  ways.  The  compression  and  expansion  operations  may 


Oct.,  1941] 


GENERAL  THEORY 


343 


be  controlled  directly  by  the  signal,  or  they  can  be  placed  under  the 
control  of  a  separate  channel  which  may  be  called  a  pilot  channel. 

In  Fig.  9  is  shown  a  recording-reproducing  system  in  which  the 
signal  itself  is  used  to  control  the  amplifier  gains  in  recording  as  well 
as  in  reproducing.  In  this  particular  arrangement,  if  there  were  no 
distortion  in  the  recording  and  reproducing  processes,  it  would  be 
possible  to  reproduce  the  sound 
without  distortion,  since  both 
amplifiers  are  controlled  virtually 
by  the  same  dynamically  distorted 
signal.  If  the  control  system  is 
so  constructed  that  the  gain  ad- 
justments follow  the  signal  very 
rapidly,  the  operation  and  fre- 
quency-range requirements  for  the 
recording-reproducing  system  be- 
come severe.  If  the  adjustments 
follow  the  signal  slowly,  then 
noticeable  clipping  may  result,  i.  e., 
when  the  signal  tends  to  rise 
suddenly  the  recording  system 
may  be  overloaded  before  the 
proper  gain  adjustment  has  been 
effected. 

This  difficulty  can  1be  overcome 
in  the  system  of  Fig.  10.  In 
this  arrangement,  the  gain  of 
the  recording  amplifier  is  con- 
trolled by  the  microphone  in- 
stead of  the  recording  ampli- 
fier output  current.  By  the  in- 
sertion of  a  time  delay  at  the  part  of  the  circuit  indicated,  it  is 
possible  to  have  even  a  slowly  operating  control  circuit  reduce  the 
gain  to  the  proper  value  before  a  sudden  increase  in  signal  level  can 
make  itself  manifest  at  the  input  of  the  recording  amplifier.  Clipping 
is  thus  avoided.  It  will  be  noticed  that  in  this  system,  in  contradis- 
tinction to  that  represented  in  Fig.  9,  the  recording  and  reproducing 
amplifiers  are  not  controlled  by  current  of  the  same  dynamic  char- 
acteristics, so  that  there  is  a  greater  likelihood  of  introducing  wave- 
form distortion  in  the  current  finally  delivered  to  the  loud  speaker. 


FIG.  11.  Recording-reproducing 
system  with  compression  and  ex- 
pansion controlled  through  a  pilot 
channel. 


344  H.  FLETCHER  Q.  s.  M.  P.  E. 

Since  the  sound  in  a  room  reaches,  its  maximum  value  in  a  rela- 
tively short  time  after  its  inception,  but  decays  from  the  maximum 
to  threshold  rather  slowly,  it  has  been  customary  in  all  noise-reduction 
systems  to  have  the  controls  operate  rapidly  when  the  signal  level 
increases  and  slowly  when  the  signal  decreases.  This  arrangement 
greatly  reduces  the  operating  requirements  of  the  recording-repro- 
ducing apparatus,  particularly  as  regards  phase  distortion  at  low 
frequencies. 

Neither  of  the  above  systems  can  operate  in  the  way  that  is  repre- 
sented by  Fig.  8 — set  up  as  the  ideal — for  in  the  level  region  where 
gain  adjustment  must  be  made  the  signal  current  coming  from  the 
reproducing  machine  is  of  constant  level  and  so  does  not  contain  the 
requisite  information  for  the  gain  adjustments.  These  systems  oper- 
ate best  under  the  condition  shown  in  Fig.  6,  i.  e.,  where  the  slope 
of  the  curve  relating  light  modulation  and  current  is  large. 

In  the  system  shown  in  Fig.  1 1  a  pilot  track,  for  carrying  informa- 
tion about  the  required  gain  adjustment  in  the  reproducing  amplifier, 
is  made  along  with  the  signal  record.  This  system  is  not  subject  to 
the  limitations  mentioned  in  the  last  paragraph. 

Current  from  an  oscillator  is  recorded  on  a  separate  track.  The 
level  of  this  current  is  modulated  by  the  signal  coming  from  the  micro- 
phone. This  modulated  current  controls  the  gain  of  the  recording 
as  well  as  that  of  the  reproducing  amplifier — in  the  latter  case,  of 
course,  after  having  been  recorded  and  reproduced.  A  given  change 
in  the  current-level  of  the  pilot  channel  should  produce  an  equal  but 
opposite  change  in  gain  in  the  two  amplifiers.  By  a  proper  design  of 
the  modulator,  the  system  can  theoretically  be  made  to  operate  with 
any  desired  relationship  of  sound  level  and  recording  current,  in- 
cluding that  of  Fig.  8.  No  matter  what  this  adjustment  may  have 
been  for  any  particular  record,  it  can  always  be  reproduced  with  the 
proper  dynamics  without  special  adjustment  of  the  modulator  con- 
trolling the  gain  of  the  reproducing  amplifier.  The  introduction  of  a 
time  delay  in  the  signal  behind  the  control  current  presents  no  basic 
difficulties  in  this  system.  In  subsequent  re-recording,  the  dynamics 
may  be  altered  at  will  by  a  manual  adjustment  of  the  pilot  current. 
The  stereophonic  system  operates  with  a  pilot  track  in  essentially 
the  manner  indicated. 

We  should  like  to  point  out  that  in  any  of  the  above-described  sys- 
tems, if  the  gain-control  circuits  are  properly  balanced,  the  control 
current  manifests  itself  in  the  signal  channel  only  in  the  desired  modu- 


Oct.,  1941] 


GENERAL  THEORY 


345 


lation  of  the  signal.  When  the  signal  current  is  zero,  variations  in 
the  control  current  are  theoretically  not  detectable  in  the  signal 
channel.  Except  for  greater  ease  in  the  elimination  of  distortions 
introduced  by  the  photographic  process,  there  is  here  not  the  ad- 
vantage in  the  push-pull  track  that  there  is  in  an  ordinary  noise- 
reduction  system,  where  the  light-modulator  biasing  current  is  re- 


V 


RECORDER 

1  1                                J                            1 

1  f 

~^—  -—  —  -  ~"~  ~"~ 

a 
o 

1 

o 

o 

I  i 

o 

0 

\\ 

Jll 

FIG.  12.     Schematic  diagram  of  stereophonic  recording 
circuits. 


corded  directly  on  the  sound-track.     The  extra  complications  of  a 
push-pull  recording  system  were  therefore  avoided. 

Some  further  gain  in  noise  reduction  could  be  effected  if,  in  addi- 
tion, use  were  made  of  the  ordinary  noise-reduction  method  having 
preferably  very  slow  operating  speeds,  and  used  only  when  there  are 
longer  intervals  of  quiet  passages.  However,  this  arrangement  can 
have  an  advantage  only  where  the  limit  of  automatic  adjustment  of 
the  reproducing  amplifier  has  been  reached.  As  the  major  difficulties 
in  a  compandor  system  are  not  in  respect  to  noise  at  low  signal  levels, 


346 


H.  FLETCHER 


[J.  S.  M.  P.  E. 


but  rather  to  hush-hush  effects,  the  extra  complication  of  the  addition 
of  this  kind  of  noise  reduction  did  not  seem  warranted. 

The  general  features  of  the  recording  part  of  the  three-channel 
stereophonic  sound-film  system  are  shown  in  Fig.  12.  It  will  be  seen 
that  there  are  three  signal  channels  and  three  control  channels.  The 
three  frequencies  come  from  the  generator  and  pass  through  the 
modulators  and  amplifiers,  and  are  combined  in  the  combining  net- 
work and  recorded  as  the  pilot  track  on  the  film.  If  there  is  no  signal 
in  the  signal  channels,  these  three  frequencies  are  recorded  with  equal 
amplitudes.  Their  phases  are  controlled  at  the  generator  G  so  that 
their  combined  amplitude  is  a  minimum.  A  more  detailed  schematic 
drawing  of  one  channel  is  shown  in  Fig.  13.  As  the  signal  current 


FIG.  13.     Schematic  diagram  of  one  channel  of  the  recording  cir- 
cuit. 

appears  in  the  signal  channel  a  small  part  of  it  is  tapped  off  and  sent 
through  the  amplifier  2  and  the  rectifier  /  into  the  modulator.  The 
rectifier  is  designed  so  that  a  constant  direct  current  leaves  it  and 
enters  the  modulator.  As  long  as  the  signal  current  remains  below  a 
critical  value,  this  critical  level  is  controlled  by  the  bias  current  in 
the  rectifier.  Above  this  level  the  direct  current  fed  into  the  modu- 
lator is  proportional  to  the  signal  current.  The  critical  value  can  be 
easily  changed  by  changing  the  gain  of  the  amplifier  2  preceding  the 
rectifier. 

The  modulator  is  designed  so  that  the  amplitude  of  a  single  fre- 
quency leaving  it  and  going  to  amplifier  3  is  proportional  to  the 
direct  current  entering  it  from  the  rectifier.  So  it  is  seen  that  the 
amplitude  on  the  pilot  track  is  constant  until  the  critical  level  in  the 


Oct.,  1941] 


GENERAL  THEORY 


347 


signal  channel  is  reached.  Above  this  level  the  amplitude  of  the  pilot 
track  is  proportional  to  the  rms  amplitude  in  the  signal.  At  the 
same  time  that  this  modulated  frequency  is  recording  on  the  pilot 
track  it  is  also  sent  back  through  the  filter  and  the  rectifier  //,  to  the 
compressor.  The  compressor  is  designed  so  that  the  change  in  loss 
introduced  by  it  into  its  signal  channel  is  equal  to  the  change  in  level 


FIG.  14. 


A    A    A 


Schematic  diagram  of  the  stereophonic  repro- 
ducing circuits. 


of  the  rectified  current  coming  into  it.  Consequently,  the  signal 
levels  beyond  the  compressor  never  exceed  the  critical  value  and  re- 
main constant  for  all  levels  coming  into  the  compressor  above  the 
critical  one.  In  other  words,  as  the  signal  level  rises  and  falls  on  the 
input  side  of  the  compressor,  the  loss  and  gain  in  the  compressor  are 
I  automatically  regulated  by  just  the  right  amount  to  keep  the  output 
level  constant,  and  the  amount  of  this  regulation  is  recorded  on  the 


348 


H.  FLETCHER 


[J.  S.  M.  P.  E. 


pilot  track.     This  corresponds  to  thexase  discussed  above  and  shown 
in  Fig.  8. 

The  general  features  of  the  reproducing  circuits  are  shown  in  Fig.  14. 
Three  signals  coming  from  the  three  tracks  enter  the  upper  three 
channels  as  indicated.  The  combined  three  modulated  frequencies 
from  the  pilot  track  enter  the  lower  channel  where  they  are  amplified 
the  proper  amount  and  separated  by  three  filters.  Each  frequency  is 
sent  through  a  linear  rectifier  to  the  appropriate  expandor.  A  more 
detailed  diagram  of  one  channel  is  shown  in  Fig.  15.  The  rectifier 
must  be  linear  through  a  much  wider  range  than  the  corresponding 
one  in  the  recording  system.  By  "linear"  is  meant  that  the  rectified 
direct  current  be  proportional  to  the  alternating  input  current.  The 


FIG.  15.     Schematic  diagram  of  one  channel  of  the  re- 
producing circuit. 


reason  for  this  wider  range  is  to  take  care  of  the  enhancement  feature, 
which  will  be  explained  later.  Each  expandor  is  designed  so  that  its 
gain  is  directly  equal  to  the  change  in  level  of  the  rectified  current 
entering  the  expandor.  In  other  words,  if  the  rectified  current  is 
increased  tenfold,  the  signal  current  leaving  the  expandor  is  also  in- 
creased tenfold.  Consequently,  it  will  be  seen  that  whenever  a  loss 
is  introduced  during  recording  there  will  be  an  equal  gain  introduced 
during  reproducing  so  that  the  signal  will  be  restored  to  its  normal 
relative  values.  For  the  same  reason  that  was  given  for  the  recti- 
fier, the  expandor  must  be  linear  for  a  much  wider  range  than  thfe 
compressor.  Since  the  signal  before  recording  must  be  compressed 
30  db,  the  objective  in  the  design  of  the  compressor  was  to  obtain  a 
linear  relationship  over  this  range. 


Oct.,  1941] 


GENERAL  THEORY 


349 


It  was  considered  desirable  to  include  in  the  design  of  the  system 
the  enhancement  feature  so  that  the  music  could  be  re-recorded  and 
additional  interpretations  added  by  the  director  of  the  orchestra  as 
desired.  In  order  to  give  the  director  as  much  freedom  as  possible, 
the  maximum  level  should  be  limited  only  by  the  ear,  that  is,  at  120- 
db  intensity  level.  It  has  been  found  that  the  maximum  peak  in- 


FIG.  16. 


Control  box  for  enhancement  and  quality 
control. 


tensity  level  for  a  large  orchestra  sometimes  reaches  110  db.  For 
this  reason  the  system  was  designed  so  that  the  maximum  levels 
of  the  original  orchestra  could  be  raised  10  db  if  desired.  The  control 
box  is  designed  so  that  level  changes  can  be  made  over  a  range  of  30 
db,  from  10  db  higher  to  20  db  lower  than  the  normal  signal  levels. 
The  10-db  increase  and  5  of  the  20-db  decrease  were  produced  by 
changing  the  level  of  the  pilot  channel.  The  other  15-db  decrease 


350  H.  FLETCHER  [j.  s.  M.  P.  E. 

was  introduced  directly  in  the  signal,  channel.  If  a  signal  near  the 
film  noise  level  is  decreased  5  db  by  the  pilot  channel  and  the  maxi- 
mum signal  level  is  increased  10  db,  the  enhanced  music  will  have  an 
intensity  level  range  of  95  db.  The  maximum  intensity  of  an  orches- 
tra occurs  at  frequencies  between  400  and  800  cycles.  So  it  is  seen 
from  Fig.  5  that  this  range  is  all  that  the  ear  can  hear  and  tolerate. 

The  networks  which  change  the  frequency  response  of  the  system 
were  introduced  directly  into  the  signal  channel  before  the  recorder. 
Except  for  changes  made  by  these  networks,  the  re-recorded  signal 
track  was  the  same  as  the  recorded  signal  track.  It  will  be  seen  then 
from  these  figures  that  the  expandor  must  operate  at  levels  5  db  lower 
and  10  db  higher  than  for  the  compressor,  or  through  a  range  of  45 
db. 

In  Fig.  16  is  shown  a  picture  of  the  control  box  which  the  director 
uses  for  this  enhancement  feature.  It  is  evident  that  this  enhance- 
ment can  be  done  at  the  first  recording,  rather  than  on  re-recording. 
This  procedure  would  save  any  inherent  distortions  due  to  the  re- 
recording  process.  In  this  case,  however,  the  director  must  have  an 
associate,  either  operating  the  control  box  or  directing  the  orchestra. 

It  has  been  pointed  out  that  although  the  film  noise  is  at  the  same 
level  as  the  orchestra  noise  at  its  ''silent"  period  in  the  unexpanded 
music  coming  from  the  film,  this  is  not  true  when  the  music  is  ex- 
panded to  normal  or  enhanced,  because  in  this  case  the  film  noise  is 
also  raised,  being  at  most  50  db  below  the  signal.  In  general,  for 
orchestral  music  such  noise  is  masked.  However,  for  intense  low- 
pitched  tones  the  film  noise,  being  principally  in  the  high  frequencies, 
is  audible  and  may  be  heard  as  a  hissing  sound  varying  in  intensity  as 
the  tone  increases  and  decreases  in  level.  To  provide  as  large  a 
margin  as  possible  against  this,  a  predistorting  network  is  introduced 
into  the  system  which  makes  it  possible  to  record  the  higher  fre- 
quencies at  greater  amplitudes  on  the  track  than  normal.  This  is 
possible  without  increasing  the  track  width  because  these  higher  fre- 
quencies come  from  the  orchestra  at  considerably  lower  intensity 
levels.  When  the  signal  is  reproduced,  a  restoring  network  cuts  down 
the  intensity  of  these  high  frequencies  by  the  same  amounts  that  they 
were  raised  during  recording,  and  at  the  same  time  lowers  the  film 
noise  in  these  high-frequency  regions. 

The  frequency  characteristic  of  the  pre-equalizer  used  in  the  SSFS 
is  shown  in  Fig.  17.  The  philosophy  back  of  choosing  this  particular 
characteristic  is  rather  involved  and  will  be  dealt  with  in  the  paper  by 


Oct.,  1941] 


GENERAL  THEORY 


351 


Dr.  Steinberg.  *  It  is  sufficient  to  say  here  that  this  effective  reduc- 
tion of  noise  is  possible  only  because  music  has  a  different  sound 
spectrum  from  that  due  to  noise.  In  recording  orchestral  music,  this 
gives  an  effective  reduction  of  noise  of  about  10  db.  In  other  words, 
for  such  recorded  music  using  these  pre-equalizers  and  restorers,  the 
film  noise  is  effectively  60  db  below  the  signal.  This  additional  re- 
duction in  noise  also  provides  a  margin  in  case  the  director,  who  is 
doing  the  enhancing,  raises  the  level  of  the  soft  passages  in  the  re- 
recording  process. 

It  has  already  been  mentioned  that,  because  of  the  time  required 
for  the  compressing  system  to  operate,  a  signal  of  suddenly  increased 
intensity  may  overload  the  light  modulator  initially  and  thus  undergo 


0    10 

z 


200  500  1000  2000 

FREQUENCY     IN    CYCLES    PER    SECOND 


FIG.   17.     Transmission-frequency  characteristic  of  predistorting 
network. 

"clipping,"  the  audible  effect  of  which  is  a  low-frequency  thud.  It 
was  also  suggested  that  this  difficulty  could  be  overcome  by  the  intro- 
duction of  a  delay  in  the  signal  channel.  The  required  amount  of 
delay  depends  upon  the  speed  of  operation  of  the  compressor.  Un- 
fortunately, delay  equipment  had  not  been  incorporated  in  the  cir- 
cuits that  were  used  in  making  the  orchestral  records  which  will  be 
demonstrated  at  the  end  of  this  paper.  The  effect  of  the  introduc- 
tion of  delay  for  various  impulsive  sounds  was  subsequently  studied 
by  using  two  microphones — one  for  the  signal,  and  the  other  for  the 
control  circuit.  The  delay  time  was  easily  varied  by  altering  the 
relative  distances  of  the  two  microphones  from  the  source.  It  was 
found  that  the  method  eliminates  the  "clipping"  thud  and  otherwise 
operates  entirely  satisfactorily. 


*  Page  366,  this  issue  of  the  JOURNAL. 


352  H.  FLETCHER 

The  object  in  the  development  of  the  recording  and  reproducing 
machines  was  to  provide  a  means  of  putting  into  and  taking  out  of 
storage  the  compressed  signal  wave.  The  frequency  range  to  be 
covered  was  set  at  20  to  14,000  cps  without  the  introduction  of  any 
audible  amount  of  distortion. 

The  various  mechanical  and  optical  features  of  the  recording- 
reproducing  equipment  are  described  in  some  of  the  other  related 
papers.*  It  will  here  be  sufficient  to  say  that  the  four  records  to  be 
demonstrated  are  made  on  one  standard  35-mm  strip  of  film  by  four 
special  light-valves,  one  for  each  track,  and  that  in  reproducing,  a 
separate  optical  system  and  a  separate  photoelectric  cell  are  used  with 
each  track.  Except  for  the  optical  features,  the  same  machines  are 
used  for  reproducing  that  were  used  in  the  making  of  the  records. 

REFERENCES 

1  A  symposium  of  six  papers  on  "Auditory  Perpsective,"  Electrical  Engineering, 
LIII  (Jan.,  1934),  p.  9;  Bell  Syst.  Tech.  J.,  XIII  (April,  1934),  p.  239. 

2  STEINBERG,  J.  C.,  MONTGOMERY,  H.  C.,  AND  GARDNER,  M.  B.:    "Results  of 
the  World's  Fair  Hearing  Tests,"  /.  Acoust.  Soc.  Amer.,  XH  (Oct.,  1940),  p.  291; 
Bell  Syst.  Tech.  J.,  XIX  (Oct.,  1940),  p.  533. 

3  SEACORD,    D.    F. :     "Room   Noise   at   Subscribers'   Telephone   Locations," 
/.  Acoust.  Soc.  Amer.,  Xn  (July,  1940),  p.  183. 

4  HOTH,  DANIEL  F. :    "Room  Noise  Spectra  at  Subscribers'  Telephone  Loca- 
tions," /.  Acoust.  Soc.  Amer.,  XII  (April,  1941),  p.  499. 

5  FLETCHER,  HARVEY,  AND  MUNSON,  W.  A. :    "Relation  between  Loudness 
and  Masking,"  /.  Acoust.  Soc.  Amer.,  IX  (July,  1937),  p.  9. 

6  MUELLER,  W.  A.:     "Audience  Noise  as  a  Limitation  to  the  Permissible 
Volume  Range  of  Dialog  in  Sound  Motion  Pictures,"  /.  Soc.  Mot.  Pict.  Eng., 
XXXV  (July,  1940),  p.  48. 

*  Published  in  this  issue  of  the  JOURNAL. 


MECHANICAL  AND  OPTICAL  EQUIPMENT  FOR  THE 
STEREOPHONIC  SOUND-FILM  SYSTEM* 


E.  C.  WENTE,  R.  BIDDULPH,  L.  A.  ELMER,  AND  A.  B.  ANDERSON** 


Summary. — The  same  mechanism  is  employed  for  propelling  the  film  in  both 
recording  and  reproducing.  To  permit  recording  the  longer  orchestral  selections 
without  interruption,  the  machines  are  designed  to  handle  film  in  2000-ft  lengths. 
Special  features  of  the  film-propulsion  system  for  obtaining  great  uniformity  of  speed 
at  the  translation  points  are  described.  The  three  signal-currents  and  one  control- 
channel  current  are  recorded  by  means  of  light-valves  of  identical  construction.  All 
four  tracks  are  exposed  while  the  film  is  passing  over  a  free-running  supporting  roller, 
mounted  on  the  same  shaft  with  a  new  type  of  internally  damped  roller.  In  repro- 
duction, each  track  is  exposed  through  an  objective  of  high  aperture  to  light  from  an 
incandescent  source.  After  passing  through  the  film,  the  light  from  each  track  is 
carried  by  a  glass  rod  to  a  photoelectric  cell. 

The  primary  function  of  the  mechanical  part  of  the  recording  ma- 
chine of  the  stereophonic  system  is  to  move  film  from  one  magazine 
to  another  and  intermediately  pass  it  at  a  uniform  speed  over  a  sup- 
port that  will  hold  the  film  in  accurate  focus  at  four  translation  points 
simultaneously.  The  reproducing  machine  must  perform  essentially 
the  same  function  with  film  reels  substituted  for  the  magazines. 
Aside  from  the  optical  systems,  the  same  machines  have,  therefore, 
been  used  both  for  recording  and  reproducing.  In  order  that  long 
orchestral  selections  may  be  recorded  without  interruption,  the  ma- 
chines must  be  capable  of  handling  film  successfully  in  2000-ft 
lengths. 

The  optical  system  for  each  of  the  channels  in  the  recorder  must 
transmit  light  from  the  modulator  in  sufficient  quantity  for  exposing 
the  film  adequately  in  a  sharply  defined  image.  The  width  of  the 
image  in  the  direction  of  film  travel  should  be  as  small  as  the  resolv- 
ing power  of  the  photographic  emulsion  warrants.  When  the  record- 
ing is  of  the  variable-area  type,  the  ends  of  the  image  must  also  be 
sharply  defined  so  that  the  boundary  line  between  the  light  and  dark 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y.;  received  May  1, 
1941. 

**  Bell  Telephone  Laboratories,  New  York,  N.  Y. 

353 

OThe  Society  is  not  responsible  for  statements  by  authors  •& 


354  WENTE,  BIDDULPH,  ELMER,  AND  ANDERSON  [J.  S.  M.  P.  E. 

areas  in  the  record  will  be  clear  cut.  ^A  border  of  high  contrast  will 
permit  the  fullest  modulation  of  the  sound-track  area  and  keep  the 
noise  from  this  part  of  the  record  to  the  lowest  value. 

The  reproducing  optical  system  for  each  channel  must  form  an 
image  on  the  film  slightly  longer  than  the  width  of  the  track,  and,  in 
the  direction  of  film  travel,  the  image  must  be  narrow  or  have  a 
narrow  intense  region,  but  does  not  need  to  be  so  sharply  defined  as 
the  image  in  the  recording  system,  since  the  scanning  losses,  if  they 
are  not  too  large,  can  here  be  equalized  in  the  electrical  circuit. 

FILM  PROPELLING  MECHANISM 

The  apparatus  as  set  up  for  recording  is  shown  diagrammatically 
in  Fig.  1.  The  passage  of  film  is  from  left  to  right  and  is  controlled 


FIG.  1.     Diagrammatic  view  of  recording  machine. 

by  the  two  24-tooth  sprockets  Si  and  S2,  which  are  driven  through 
spiral  gears  from  a  transverse  shaft  directly  connected  to  the  motor. 
Between  the  two  sprockets,  the  film  passes  over  a  series  of  rollers 
having  various  functions.  They  are  all  mounted  on  ball  bearings. 
Rollers  1,2,11,  and  12  are  pad  rollers  for  the  sprockets;  3  and  10  are 
guide  rollers  which  lead  the  film  around  a  shield  placed  over  the  photo- 
electric cells  when  the  machine  is  used  as  a  reproducer;  3  and  5  are 
flanged  rollers  limiting  the  weave  of  the  film;  7  is  the  main  sound  or 
scanning  roller,  which  is  depended  upon  to  keep  the  film  in  focus  at 
all  four  tracks  and  moving  at  a  uniform  speed;  6  is  a  steel  pressure 


Oct.,  1941]          MECHANICAL  AND  OPTICAL  EQUIPMENT  355 

roller  which  presses  the  film  against  the  sound  roller  with  sufficient 
force  to  prevent  film  slippage.  This  roller  bears  only  on  a  narrow 
portion  of  the  film  along  its  center  line.  It  is  mounted  in  a  fork 
which  is  pivoted  at  p\  so  that  the  roller  can  seek  a  position  in  which  it 
will  not  exert  sidewise  thrust  on  the  film.  The  axis  of  this  pivot  is 
rigidly  connected  to  the  lever  arm  a\t  which  in  turn  is  pivoted  on  the 
horizontal  axis  £2.  The  pressure  roller  tension  is  controlled  by  ad- 
justment of  the  spring  Si  connected  to  the  lower  end  of  the  lever  arm 
a\.  The  purpose  of  8  is  to  give  the  film  a  relatively  large  angle  of 
wrap  around  the  sound  roller,  thus  providing  good  seating  for  the 
film  at  the  translation  points  and  greater  insurance  against  slippage. 
A  damping  roller  is  rigidly  mounted  on  the  sound  roller  shaft. 

While  the  power  needed  to  drive  the  sound  roller  under  steady- 
state  conditions  is  small,  the  driving  torque  must  be  increased  con- 
siderably when  the  roller  is  being  brought  up  to  speed  from  rest  be- 
cause of  the  relatively  high  moment  of  inertia  of  the  damping  roller. 
During  this  time,  the  roller  6  must  be  pressed  against  the  film  with 
increased  force  if  film  slippage  is  to  be  prevented.  The  linkage, 
shown  by  the  dashed  lines  in  the  figure,  is  provided  for  this  purpose. 
The  lever  /  of  this  linkage  is  pivoted  at  p%.  A  loose-fitting  rod  r  con- 
nects the  arm  a\  to  the  lower  arm  of  the  lever  /.  The  upper  end  of 
the  lever  /  carries  the  supporting  shaft  of  the  flanged  roller  9.  The 
spring  $2  forces  this  shaft  against  a  stop  so  that,  in  normal  operation, 
the  axis  oi  roller  9  is  virtually  fixed.  When  the  sound  roller  is  being 
accelerated,  the  tension-of  the  film  between  it  and  the  leading  sprocket 
will  increase,  the  upper  arm  of  the  lever  /  will  be  pulled  down  from 
its  stop,  the  slack  in  the  bearings  of  the  rod  r  will  be  taken  up,  and 
pressure  of  roller  6  on  the  film  will  be  increased  until  the  sound  roller 
is  up  to  speed,  when  the  film  tension  will  become  normal  and  the 
shaft  of  roller  9  will  again  be  pulled  back  against  the  stop.  With  this 
arrangement,  the  sound  roller  is  brought  up  to  speed  in  about  four 
seconds. 

Flanged  reels  may  be  used  in  reproducing,  but  in  recording  the 
film  must  be  wound  in  a  light-tight  magazine.  It  is  practically  im- 
possible to  avoid  a  certain  amount  of  rubbing  of  the  film  against  the 
side  walls  by  the  time  most  of  the  film  has  passed  into  the  magazine. 
Consequently,  a  greater  torque  must  be  applied  to  the  take-up  shaft 
when  the  magazine  is  nearly  full  than  would  be  necessary  for  a  flanged 
reel  holding  the  same  amount  of  film.  If  the  take-up  shaft  were 
driven  by  a  slipping  clutch,  the  torque  would  be  the  same  for  the 


356 


WENTE,  BIDDULPH,  ELMER,  AND  ANDERSON  [J.  S.  M.  P.  E. 


empty  as  for  the  full  magazine.  If  the  clutch  were  set  so  that  it 
would  turn  the  shaft  of  the  full  magazine  without  risk  of  failure,  the 
film  tension  would  be  so  high  at  the  beginning  as  to  expose  the  film  to 
serious  injury.  This  condition  is  greatly  aggravated  in  going  to  2000 
instead  of  the  usual  1000-ft  lengths  of  film.  In  place  of  the  friction 
clutch,  a  spring  belt  type  of  drive  was,  therefore,  substituted.  This 
drive  was  so  designed  that  the  troque  delivered  by  it  increases  with 
the  diameter  of  the  film  spiral  up  to  a  certain  point,  and  from  there 
on  remains  constant.  The  belts  and  pulleys  are  so  proportioned 
that  the  spring  material  never  becomes  strained  beyond  the  endur- 


CD 

- 

CD 

CD 

Q 

a 

CD 

CD 

CD 

CD 

CD 

D 

CD 

a 

CD 

CD 

^ 

o 

0.080" 

« 

-*- 

-0.325"- 

»• 

•*- 

-0.367"- 

-fr 

•-0.325"-* 

1 

n  tAn 

n 

*- 

n  1A<V' 

FIG.  2. 


Location  of  sound-tracks  on 
35-mm  film  strip. 


ance  limit.  Danger  of  breakage  is,  therefore,  small.  To  avoid 
serious  trouble  if  there  should  be  such  breakage,  two  belts  are  used 
in  parallel.  The  belts  run  in  F-grooved  fiber  pulleys.  The  driving 
pulley  is  driven  from  the  leading  sprocket  shaft  through  a  pair  of 
spur  gears. 

The  light-valves  L  V,  shown  above  the  sound  roller,  are  held  in  ex- 
act position  by  brackets  provided  with  suitable  guide  surfaces.  They 
are  clamped  down  with  spring  clips  so  that  they  can  be  readily  re- 
placed. All  valves  are  assembled  and  adjusted  on  one  fixture  so  as 
to  render  them  completely  interchangeable.  No  further  adjust- 


Oct.,  1941]          MECHANICAL  AND  OPTICAL  EQUIPMENT 


357 


ments  need  be  made  after  they  have  been  attached  to  the  brackets. 
They  are  so  located  along  the  axis  of  the  sound  roller  that  the  four 
sound-tracks  are  generated  at  the  positions  on  the  film  shown  in 
Fig.  2.  The  outer  tracks  are  sufficiently  far  from  the  sprocket-holes 
to  avoid  sprocket-hole  flutter  resulting  from  processing  variations 
round  the  sprocket-holes. 

Fig.  3  is  a  skeleton  side  view  of  the  frame.     Above  to  the  left  is  the 
>und  roller  with  the  damping  roller  to  the  right,  carried  by  the  same 
Ft.     This  damping  roller  consists  of  a  casing  having  an  annular 


FIG.  3.     Skeleton  side  view  of  film- 
propelling  mechanism. 

channel  carrying  a  liquid  which  is  coupled  to  the  casing  by  a  porous 
partition.  This  roller  is  described  in  more  detail  in  a  separate  paper. l 
Below  is  shown  the  sprocket  shaft,  carrying  the  leading  sprocket  at 
the  left.  Toward  the  right,  the  spiral  gears  through  which  the  shaft 
is  driven  by  the  motor  may  be  seen.  The  gear  in  the  middle  is  one 
that  meshes  with  another  gear  attached  to  the  driving  pulley  of  the 
spring  belt  drive  for  the  take-up  reel  shaft. 

A  3000-cycle  record  was  made  with  one  of  these  machines  and  the 
frequency  modulation  in  this  record  measured  for  us  by  Electrical 
Research  Products,  Inc.,  on  one  of  their  flutter  meters.  While  the 


358  WENTE,  BIDDULPH,  ELMER,  AND  ANDERSON  [J.  S.  M.  P.  E. 

stereophonic  records  were  made  on  acetate  base,  this  particular  rec- 
ord was  made  on  a  nitrate  base  to  reduce  the  modulation  caused  by 
uneven  film  shrinkage.  Measurements  were  made  on  a  number  of 
sections  taken  at  random  along  the  record.  The  results  of  these 
measurements  are  given  in  Table  I. 

TABLE  I 

Frequency  Observed  Minimum  Perceptible 

of  Flutter  Speed  Variations  Speed  Variations 

(Cps)  (Per  Cent)  (Per  Cent) 

96  0.02-0.085  0.05_ 

9  0.055-0.09  0.0045 

1.2  0-0.038  0.0055 

Drift  0-0.018 

The  first  column  gives  the  frequencies  of  flutter,  and  the  second, 
corresponding  magnitudes  in  per  cent.  The  upper  and  lower  figures 
given  in  the  second  column  for  each  frequency  region  represent  the 
extreme  values  that  were  found  in  the  entire  set  of  measurements. 
Zero  percentage,  of  course,  means  no  more  than  that  the  flutter 
meter  was  not  sensitive  enough  to  indicate  the  flutter  actually  pres- 
ent. The  value  given  for  drift  was  said  to  be  not  in  excess  of  that 
which  normal  unevenness  of  shrinkage  could  produce.  The  source  of 
the  flutter  at  the  various  frequencies  is  easily  accounted  for  except 
that  at  9  cycles.  It  was  later  reported  that  at  least  some,  if  not  all, 
of  the  indicated  flutter  at  this  frequency  was  assignable  to  a  fault  in 
the  particular  meter  used  in  these  measurements.  The  maximum 
values  of  flutter  are  in  excess  of  those  which  the  ear  can  detect  under 
the  most  favorable  listening  and  frequency  conditions  on  an  A-B  com- 
parison test.  These  values,  taken  from  an  unpublished  memoran- 
dum by  W.  A.  MacNair,  are  given  in  the  third  column  of  the  table. 
While  these  values  are  considerably  lower  than  the  higher  figures  of 
column  2,  it  is  known  that,  for  the  complex  tones  ordinarily  recorded 
when  reproduced  in  a  moderately  dead  room,  the  values  of  column  3 
can  be  exceeded  without  detection. 

RECORDING  OPTICAL  SYSTEM 

Fig.  4  shows  the  optical  system  used  with  each  one  of  the  four  light- 
valves  on  the  recording  machine.  The  light- valve  itself  is  described 
in  detail  in  another  paper.2  A  and  B  are  two  views  in  sections  pass- 
ing through  the  axis  of  the  valve,  the  former  at  right  angles  and  the 
latter  parallel  to  the  axis  of  the  sound  roller.  The  filament  of  an  ex- 


Oct.,  1941]          MECHANICAL  AND  OPTICAL  EQUIPMENT 


359 


citer  lamp  is  brought  to  a  focus  by  means  of  a  single-element  con- 
denser on  the  ribbons  of  the  light-valve.  In  the  bottom  pole-piece 
of  the  light-valve  is  mounted  a  commercial  ten-power  apochromatic 
microscope  objective  having  a  numerical  aperture  of  0.3.  With 
this,  the  inner  edges  of  the  two  light- valve  ribbons  are  imaged  on  the 
film,  at  a  magnification  of  10:1.  L2  is  a  cylindrical  lens  which  forms 
a  reduced  image  of  the  edges  of  a  fixed  slit  5  in  the  film  plane.  The 
slit  and  the  cylindrical  lens  together  define  the  height  of  the  image 


FIG.  4.     Recording  optical  system. 

in  the  direction  of  film  travel,  while  the  microscope  objective  and  the 
slit  formed  by  the  light- valve  ribbons  define  the  length  of  the  image. 
The  lens  L%  consists  of  a  round  circular  rod  provided  with  a  stop 
limiting  the  image  angle  to  about  20  degrees.  The  clearance  be- 
tween this  lens  and  the  film  surface  is  about  x/32  inch.  The  cylindrical 
lenses  for  all  four  channels  are  mounted  in  a  single  block,  which  can 
be  removed  from  the  machine  as  a  unit.  This  block  has  embossed 
ridges  on  its  undersurface,  running  parallel  to  the  film  travel,  which 
prevent  accidental  contact  between  the  film  and  the  lens  surfaces. 
In  this  arrangement,  no  trouble  has  been  experienced  from  particles 


360 


WENTE,  BIDDULPH,  ELMER,  AND  ANDERSON  [J.  s.  M.  P.  E. 


becoming  attached  to  the  glass  surfaces  of  sufficient  size  to  impair  . 
image  quality. 

The  slit  6"  acts  as  a  stop  on  the  system,  as  seen  in  view  A .  In  this 
plane,  therefore,  the  aperture,  and  consequently  the  image  aberration  j 
of  the  condensing  lens,  is  small.  Hence,  in  the  narrow  direction,  the  j 
image  of  the  lamp  coil  is  sharply  defined  at  the  valve  ribbons.  In  • 
the  plane  of  Fig.  4(J5),  the  optical  system  operates  at  the  full  aperture  ! 
of  the  microscope  objective,  and  the  single-piece  condenser  has, 


r0.7   -0.6    -0.5    -0.4    -O.3    -0.2    -O.I         0         O.I       O-2      O.3      0.4      0.5 
DISTANCE    FROM   MIDDLE   OF    IMAGE    IN    MILS 

FIG.  5.     Light  distribution  in  scanning  image  of  micro- 
densitometer. 


therefore,  a  relatively  large  amount  of  spherical  aberration.  Here, 
this  is  no  disadvantage  since  a  lamp  may  be  chosen  having  a  coil 
length  such  that  the  image  formed  by  the  lens  has  a  central  uniformly 
bright  portion  long  enough  for  amply  covering  the  operating  area  at 
the  light- valve  ribbons.  At  the  same  time,  the  aberration  prevents 
sharp  focusing  of  the  individual  turns  of  the  lamp  coil,  which  would 
result  in  a  recording  image  of  uneven  brightness  along  its  length. 

An  exact  determination  of  the  frequency  characteristic  of  a  sound 
record  free  from  effects  introduced  by  the  optics  of  the  measuring 


Oct.,  1941]          MECHANICAL  AND  OPTICAL  EQUIPMENT 


361 


system  presents  some  difficulty.     Such  a  characteristic  could  be  ob- 
t  tained  theoretically  by  scanning  the  record  with  a  line  of  light  of  in- 
;  finitesimal  width  and  observing  the  transmitted  light.     While  this 
i  procedure  is  impracticable,  a  pretty  good  estimate  of  what  the  results 
!  of  such  measurements  would  be  can  be  gained  from  scanning  data  ob- 
I  tained  with  a  narrow,  but  finite,  line  image  in  which  the  distribution 
of  the  light  is  known.     Such  measurements  were  carried  out  on  rec- 
ords made  at  a  number  of  discrete  frequencies  in  the  range  from  1000 
to  16,000  cycles  with  the  light-valve  modulation  maintained  at  50 
per  cent.     The  light  distribution  in  the  scanning  image  used  in  these 
measurements  is  shown  in  Fig.  5.     The  nominal  width  of  the  image 


0  6 

z 


0  2  4  6  8  10  12  14  16 

FREQUENCY    IN  KILOCYCLES    PER    SECOND 

FIG.  6.     Relative  modulation  in  negative  sound  record. 

was  between  0.25  and  0.3  mil.  This  curve  was  obtained  from  meas- 
urements on  the  variation  of  the  light  passing  over  a  knife-edge,  set 
and  held  accurately  parallel  while  it  was  moved  in  measured  steps 
across  the  image.  The  fact  that  the  curve  is  unsymmetrical  is  prob- 
ably due  to  some  imperfections  in  alignment.  The  frequency  records 
were  scanned  very  slowly  with  this  image,  while  the  transmitted 
light  was  measured  with  a  microdensitometer.  The  amplitudes  of 
the  microdensitometer  records  for  the  various  frequencies  were 
measured.  The  value  so  obtained,  when  translated  into  decibel 
losses,  are  plotted  as  A  of  Fig.  6.  Next,  the  scanning  vs.  frequency 
characteristics  of  an  image  having  the  light  distribution  shown  in 
Fig.  5,  when  used  to  scan  sine-wave  records  of  constant  amplitude, 


362  WENTE,  BIDDULPH,  ELMER,  AND  ANDERSON  [J.  S.  M.  p.  E. 

were  computed.  The  values  so  obtained  are  shown  by  the  dashed 
curve  B  in  Fig.  6.  The  ordinates  of  this  curve  were  then  subtracted 
from  the  corresponding  ordinates  of  curve  A.  From  these  values, 
C  was  plotted.  This  curve  shows  a  loss  of  6  db  at  16,000  cycles,  but 
it  must  be  considered  in  the  light  of  the  method  whereby  it  was  ob- 
tained. It  does  not  represent  the  true  state  of  affairs  accurately. 
The  correction  for  the  image  was  made  on  the  assumption  that  sine- 
wave  records  were  scanned — which  is  here  not  the  case,  certainly  not 
at  the  higher  frequencies.  Prints  of  these  sound  records,  ideally 
made  with  proper  exposure  and^processing, 
should  show  less  high-frequency  loss  than  the 
negatives  which  were  here  explored.  Practi- 
cally, the  high-frequency  losses  are  likely  to  be 
higher  as  the  result  of  failure  in  meeting  the 
ideal  conditions.  While  thus  there  remains 
some  doubt  regarding  the  frequency  charac- 
teristic of  the  records  as  made  for  reproduction 
in  the  stereophonic  system,  it  is  likely  that 
curve  C  does  give  at  least  the  order  of  magni- 
tude of  the  part  of  the  total  overall  transition 
loss  of  the  recording-reproducing  system  that 
is  attributable  to  the  photographic  processes 
involved  in  making  the  records. 

THE  REPRODUCING  OPTICAL  SYSTEM 

The  objective  in  the  planning  of  the  repro- 
ducing optical  system  was  to  get  a  large  quan- 

FIG.  7.    Reproducing       tjty  of  n^fa  from  an  exciter  lamp  into  a  reason- 
optical  system.  J          °  . 

ably  small  scanning  line,  so  that  a  high  signal 

current  might  be  generated  in  the  photoelectric  cell.  The  optical 
arrangement  had  to  be  such  that  the  light  transmitted  by  the  film 
could  be  brought  conveniently  from  each  record  to  a  photoelectric  cell. 
Fig.  7  shows  the  arrangement  of  the  optical  system  used  for  each 
one  of  the  four  channels.  The  lamp  coil  is  parallel  to  the  axis  of  the 
sound  roller.  M  is  a  commercial  ten-power  achromatic  microscope 
objective  with  a  numerical  aperture  of  0.3.  It  forms  an  image  on  the 
film  of  the  illuminated  slit  S.  This  slit  is  adjusted  to  give  an  image 
normally  equal  to  0.5  X  85  mils.  Actually,  because  of  lens  aberra- 
tions, the  width  is  greater,  but  no  measurements  have  been  made  on 
the  light  distribution  within  the  image.  The  slit  S  has  the  length  of 


Oct.,  1941]          MECHANICAL  AND  OPTICAL  EQUIPMENT 


363 


about  0.85  inch.  The  condensing  system  between  the  lamp  and  this 
slit  must  provide  uniform  illumination  of  this  slit  and  it  must  fill 
completely  the  microscope  objective  if  the  advantage  of  the  large 
aperture  of  the  latter  is  not  to  be  sacrificed.  The  condenser  used  is 
a  one-piece  combination  prism,  lens,  and  reflector  shown  at  P.  All 
its  surfaces  are  either  plane  or  cylindrical:  1  is  a  plane  surface  ap- 
proximately normal  to  the  center  line  of  the  light  beam;  2  is  a  cylin- 
drical surface  with  its  center  line  of  curvature  in  a  plane  that  is  per- 
pendicular to  the  roller  axis  and  passes  through  the  center  line  of  the 


FIG.  8.     Diagrammatic  view  of  reproducing  machine. 

light  beam;  3  is  also  a  cylindrical  surface  with  its  center  line  of  cur- 
vature parallel  to  the  roller  axis  and  lying  between  the  center  line  of 
the  objective  and  the  lamp.  The  prism  surface  2  reflects  the  light 
internally  through  the  slit  S  and  brings  it  to  a  focus  in  the  direction 
of  the  roller  axis  at  the  objective  M.  Light  from  the  different  coils 
of  the  lamp  is,  therefore,  completely  diffused  along  the  length  of  the 
slit  and  the  slit  is  otherwise  illuminated  with  great  uniformity  along 
its  length.  The  surface  3  forms  an  image  of  the  lamp  coil  on  the  slit 
S  in  the  transverse  direction.  The  illumination  angle  is  small — 
only  one-tenth  of  that  which  obtains  at  the  image  on  the  film.  Spheri- 
cal aberration  is,  therefore,  not  a  serious  problem. 


364 


WENTE,  BIDDULPH,  ELMER,  AND  ANDERSON  [J.  S.  M.  P.  E. 


After  the  light  has  traversed  the  fijm,  it  enters  a  glass  rod  through 
which  the  light  is  deflected  around  a  roller  shaft  to  the  photoelectric 
cell.  The  plane  surface  through  which  light  enters  the  rod  is  ap- 
proximately perpendicular  to  the  light-beam.  After  it  has  passed 
this  surface,  the  light  is  reflected  internally  by  the  cylindrical  sur- 
face 4.  The  curvature  and  orientation  of  this  surface  are  such  that 
the  light  is  reflected  along  the  axis  of  the  rod  with  minimum  spread. 
The  surface  6  is  cut  at  a  slight  angle  to  the  rod  so  as  to  refract  the 
beam  to  the  middle  of  the  photoelectric  cell  cathode.  This  rod  serves 
not  only  to  lead  the  light  from  the  film  to  the  photoelectric  cell,  but 
it  also  acts  as  a  diffuser  so  that  light  coming  from  various  parts  of 
the  line  image  on  the  record  is  spread  over  approximately  the  same 
surface  area  of  the  cathode.  The  introduction  of  wave-form  dis- 


25 


15 


10 


\ 


40      60        100 


20O  400    600      10OO         2OOO        4000  6000  10000       200OO 

FREQUENCY    IN    CYCLES     PER    SECOND 


FIG.  9.     Insertion  loss  of  recording-reproducing  system. 


tortion  by  any  non-uniformity  of  sensitivity  of  the  cathode  surface 
is  thus  avoided. 

The  arrangement  of  the  various  optical  parts  on  the  machine  when 
set  up  for  reproducing  is  shown  in  Fig.  8,  which  shows  also  the  gear 
and  pulley  arrangement  of  the  spring  belt  drive.  The  condensing 
prism  and  lamp  for  each  channel  are  mounted  in  one  casing,  which  is 
fastened  to  a  bracket  that  holds  a  light-value  in  recording. 

No  measurements  have  been  made  on  the  scanning  efficiency  as  a 
function  of  frequency  of  this  optical  system.  The  variation  of  the 
insertion  loss  of  the  recording-reproducing  system  is  shown  in  Fig.  9. 
In  this  loss  are  included  those  due  to  scanning  in  recording  and  repro- 
ducing, processing  and  printing,  and  photoelectric  cell  and  photo- 
electric cell  amplifier  losses. 


Oct.,  1941]          MECHANICAL  AND  OPTICAL  EQUIPMENT  365 

In  conclusion,  we  wish  to  point  out  that  all  records  and  prints  used 
in  the  measurements  here  reported,  as  well  as  those  used  in  the  dem- 
onstration of  orchestral  music,  were  made  with  white  light  and  the 
surfaces  of  none  of  the  lenses  were  coated  for  reduction  in  reflec- 
tivity. 

REFERENCES 

1  WENTE,  E.  C.,  AND  MULLER,  A.  H.:    "Internally  Damped  Rollers,"  J.  Soc. 
Mot.  PicL  Eng.,  XXXVII,  (Oct.,  1941),  p.  406. 

2  WENTE,  E.   C.,  AND  BIDDULPH,  R.:     "Light-Value  for  the  Stereophonic 
Sound-Film  System,"  /.  Soc.  Mot.  Pict.  Eng.,  XXXVII,  (Oct.,  1941),  p.  397. 


THE   STEREOPHONIC  SOUND-FILM   SYSTEM— PRE-  AND 
POST-EQUALIZATION  OF  COMPANDOR  SYSTEMS* 

JOHN  C.  STEINBERG** 

Summary. — In  order  best  to  fit  the  volume  range  of  the  program  material  into 
the  volume  range  available  in  sound-film,  it  is  generally  advantageous  to  pre-equalize 
the  program  material  before  recording,  and  to  compensate  for  the  equalization  by 
means  of  a  complementary  post-equalizer  on  reproduction.  The  type  and  amount 
of  pre-equalization  depends  upon  the  properties  of  hearing  and  on  the  characteristics 
of  the  program  material  and  the  film  noise.  This  paper  discusses  the  relations 
between  these  quantities  for  systems  using  compandors,  -where  the  film  noise  varies 
up  and  down  in  level  as  the  compandor  gains  vary.  Ideally,  different  types  of  pre- 
equalization  are  needed  for  different  types  of  program  material,  and  a  compromise 
must  be  made  if  a  single  type  is  to  be  used.  The  considerations  leading  to  the  choice 
of  the  pre-equalization  used  in  the  stereophonic  recording  and  reproducing  system 
are  discussed. 

The  purpose  of  introducing  pre-  and  post-equalizers  and  com- 
pandors into  a  recording  and  reproducing  system  is  to  bring  about  a 
better  fit  than  would  be  obtained  otherwise,  of  the  intensity  range  of 
the  program  material  into  the  intensity  range  afforded  by  the  system. 
The  form  that  such  elements  take  and  the  good  that  is  accomplished 
by  their  use  depend  upon  the  type  of  program  material,  the  properties 
of  hearing,  and  the  particular  characteristics  of  the  system.  It  is  the 
purpose  of  this  paper  to  discuss  the  ways  in  which  these  factors  enter 
into  the  problem,  which  are  general  in  character,  and  then  to  describe 
the  pre-  and  post-equalization  used  in  the  stereophonic  sound-film 
system  (SSFS). 

It  will  serve  our  present  purpose  to  take  as  our  program  material 
the  sounds  produced  in  a  concert  hall  by  a  large  symphony  orchestra, 
and  to  take  as  our  system  one  involving  sound-film  recording  and  re- 
production. The  intensity  range  afforded  by  the  sound-film  is  deter- 
mined by  the  difference  between  the  intensity  levels  which  cause  ob- 
jectionable overloading  in  recording,  and  those  intensity  levels  which 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y.;  received  May  1, 
1941. 

**  Bell  Telephone  Laboratories,  New  York,  N.  Y. 

366 

<>  The  Society  is  not  responsible  for  statements  by  authors  <> 


EQUALIZATION  OF  COMPANDOR  SYSTEMS  367 

are  just  audible  in  the  background  of  film  noise.  The  maximum 
orchestral  intensity  levels  can  be  recorded  so  as  to  just  avoid  over- 
loading, and  then,  on  reproduction,  they  can  be  amplified  to  their 
original  maximum  values.  Under  these  conditions,  the  intensity 
range  of  the  reproduced  sounds  is  limited  by  the  reproduced  film 
noise,  and  the  amount  that  the  film  noise  must  be  attenuated  in  order 
that  it  be  just  inaudible  in  the  presence  of  the  background  of  audience 
noise  is  a  measure  of  the  amount  of  the  original  intensity  range  that 
has  been  lost  in  reproduction.  The  reduction  in  the  reproduced  film 
noise  that  is  afforded  by  the  use  of  equalizers  and  compandors  gives 
a  measure  of  the  increase  in  the  intensity  range  of  the  recording  and 
reproducing  system  due  to  the  use  of  such  elements. 

From  measurements  reported  by  Sivian,  Dunn,  and  White,1  in- 
formation is  available  on  the  maximum  intensity  levels  produced  by 
a  large  orchestra,  and  by  individual  instruments.  The  peak  ampli- 
tudes occurring  in  alternate  Vs-second  intervals  were  measured  for 
the  whole  spectrum,  and  for  various  frequency  bands  throughout  the 
spectrum.  In  the  case  of  the  orchestra,  the  measurements  were  made 
at  a  point  near  the  conductor's  stand,  on  four  different  musical  selec- 
tions. The  results  may  be  expressed  in  the  form  of  the  instantaneous 
peak  intensity  levels  (referred  to  hereafter  as  peak  intensity  levels) 
which  are  exceeded  in  given  percentages  of  the  intervals.  The  total 
or  whole  spectrum  peak  intensity  levels  that  were  exceeded  in  only 
one  per  cent  of  the  intervals  for  the  different  selections  are  as  follows : 
109,  1 12,  108,  and  1 1 1  db  from  10~16  watts  per  sq-cm.  A  study  of  the 
data  indicated  that  for  a  given  selection  the  one  per  cent  values  were 
rarely  exceeded  by  more  than  2  db.  It  seems  reasonable,  therefore, 
to  take  115  db  as  representative  of  the  maximum  peak  intensity  levels 
for  an  orchestra.  Measurements  made  on  the  Philadelphia  Orchestra 
at  the  Academy  of  Music  by  somewhat  different  methods  indicate 
similar  values. 

Fig.  1  shows  the  peak  intensity  per  cycle  levels  which  are  exceeded 
in  one  per  cent  of  the  intervals,  for  a  whole  spectrum  peak  intensity 
level  of  115  db.  The  peak  intensities  per  cycle  were  obtained  by 
dividing  the  peak  intensities  measured  in  the  different  frequency 
bands  by  the  band  width  in  cycles. 

For  good  recording  and  processing  conditions,  the  total  level  of 
film  noise  in  a  10,000-cycle  band  may  be  taken  as  53  db  below  the 
peak  sine  wave  level  at  which  overloading  occurs  in  recording.  The 
noise  intensity  may  be  considered  as  distributed  uniformly  through- 


368 


J.  C.  STEINBERG 


LJ.  S.  M.  P.  E. 


out  the  frequency  band.  Hence,  the  intensity  per  cycle  level  of  the 
noise  is  93  db  below  the  peak  sinusoidal  intensity  level  at  which  over- 
loading takes  place. 

Measurements  have  been  made  in  which  the  maximum  peak  in- 
tensity levels  of  the  orchestra  were  compared  with  sine-wave  peak 
intensity  levels  when  both  were  at  the  overload  point.  The  results 
indicated  that  the  peak  intensity  levels  of  the  two  classes  of  signals 
were  nearly  the  same  when  overloading  occurred,  with  perhaps  a 


80 
70 
60 

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1 

j   40 
'   30 

I 

20 
1    10 

1 

-     o 

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-20 

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MAXIMUM    PEAK    LEVELS   (ORCHESTRA) 

\ 

^_ 

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FILM    NOISE    LE 
111 

VELS 

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0                                            5OO              1000                                           5000            1OO 

FREQUENCY  IN  CYCLES  PER  SECOND 

FIG.  1.     Spectrograms  of  audience  and  film  noise  and 
orchestral  sounds. 

tendency  for  the  maximum  peaks  of  the  orchestra  to  be  slightly  higher 
than  the  sine-wave  peaks.  If  these  levels  be  taken  as  equal,  which  is 
the  conservative  procedure  for  our  present  purpose,  the  film  noise 
will  be  reproduced  at  an  intensity  per  cycle  level  of  22  db  above 
10~16  watts  per  sq-cm,  when  the  system  is  set  to  record  and  reproduce 
peak  intensity  levels  of  115  db. 

Measurements  made  with  the  sound  level  meter  on  the  audience 
noise  at  the  Philadelphia  Academy  of  Music,  and  also  at  Constitution 
Hall  in  Washington,  when  filled  with  audiences,  indicate  minimum 
sound  levels  of  33  db,  when  measured  with  meters  employing  the  so- 
called  40  db  weighting.  From  auxiliary  measurements,  a  spectrum 


Oct.,  1941]         EQUALIZATION  OF  COMPANDOR  SYSTEMS  369 

of  audience  noise  corresponding  to  a  sound  level  of  33  db  was  ob- 
tained, and  is  shown  in  Fig.  1  along  with  the  spectrum  of  the  repro- 
duced film  noise. 

The  three  curves  of  Fig.  1  represent  quantities  which  must  be  con- 
sidered in  attempts  to  increase  the  intensity  range  of  the  recording 
and  reproducing  system.  In  order  to  provide  the  original  intensity 
range,  the  system  must  be  capable  of  reproducing  the  maximum 
orchestral  levels,  and  the  reproduced  film  noise  must  be  masked  by 
the  audience  noise,  or  by  the  sounds  of  the  orchestra.  The  amount 
that  the  film  noise  must  be  reduced  in  order  that  it  may  be  masked 
by  the  audience  noise  is  best  shown  by  the  curves  of  Fig.  2. 

In  this  figure,  the  film  noise  and  audience  noise  are  plotted  in  terms 
of  the  intensity  level  per  critical  frequency  band.  In  sensing  a  ran- 
dom type  of  noise,  such  as  film  noise,  the  ear  tends  to  integrate,  over 
a  small  frequency  interval,  the  intensity  carried  by  each  cycle  of  the 
noise.2  This  interval,  called  the  critical  frequency  band,  depends 
upon  frequency,  and  has  the  property  that  a  pure  tone  having  the 
mid-band  frequency  and  an  intensity  level  equal  to  that  of  the  noise 
in  the  critical  band,  will  be  just  audible  in  the  presence  of  the  noise. 

The  lower  curve  in  Fig.  2  shows  the  intensity  levels  of  pure  tones 
at  the  threshold  of  hearing  for  people  having  very  good  hearing  and 
listening  in  a  quiet  place.  The  curves  for  film  and  audience  noise 
show  the  threshold  intensity  levels  for  pure  tones  when  heard  in  the 
presence  of  the  respective  noises.  The  audience  noise  and  pure  tone 
threshold  curves  set  theJower  limit  of  the  original  intensity  range  in 
the  concert  hall,  and,  to  preserve  this  limit  in  reproduction,  the  film 
noise  levels  must  be  reduced,  at  least  to  the  levels  indicated  by  these 
two  curves,  the  audience  noise  curve  setting  the  limit  for  those  fre- 
quencies at  which  it  lies  above  the  threshold  curve.  The  required 
reduction  is  shown  by  the  solid  curve  of  Fig.  3. 

As  previously  noted,  the  pure  tone  threshold  curve  of  Fig.  2  indi- 
cates the  threshold  values  for  people  having  very  good  hearing.  The 
results  of  the  World's  Fair  hearing  tests3  indicate  that  less  than  five 
per  cent  of  the  people  are  able  to  hear  such  tones.  If  threshold  levels 
which  can  be  heard  by  at  least  50  per  cent  of  the  people  are  used  in 
obtaining  the  required  film  noise  reduction,  the  dashed  curve  in  Fig.  3 
results. 

The  figure  shows  that  a  film  noise  reduction  of  some  42  db  at  fre- 
quencies near  7000  cycles  is  needed  if  the  recording  and  reproducing 
system  is  to  provide  an  intensity  range  equal  to  the  original  range  in 


370 


J.  C.  STEINBERG 


U.  S.  M.  P.  E. 


the  concert  hall.  It  should  be  noted  that  this  amount  of  reduction  is 
in  the  nature  of  a  maximum.  It  is  trie  reduction  required  for  the  re- 
produced film  noise  to  be  inaudible  to  a  listener  having  very  good  hear- 
ing when  located  at  a  point  near  the  conductor's  stand  in  a  concert  hall 


PURE    TONE    THRESHOLD    LEVELS\j 


-20 


100 


500  1000  5000  10000 

FREQUENCY    IN    CYCLES    PER    SECOND 

FIG.  2.     Levels  of  film  and  audience  noise  in  critical 
bands. 

similar  to  the  original  hall,  and  when  the  recording  and  reproducing 
system  is  set  to  reproduce  the  maximum  peaks  of  the  orchestra  with- 
out noticeable  overloading,  using,  in  the  process  sound-film  which  has 
a  peak  signal  to  noise  ratio  of  53  db.  For  a  listener  located  in  the 
seating  area  of  the  concert  hall,  the  reproduced  film  noise  might  be  5 
to  10  db  below  audibility  under  these  conditions. 


REQUIRED  FILM  NOISE 
REDUCTION  IN  DECIBELS 

-  IM  u  fe  o 
^0  0  0  0  0  C 

! 

"-s, 

^ 

/ 

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5 

^--- 

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0                                            500              1000                                         5000            100 

FREQUENCY    IN    CYCLES    PER     SECOND 

FIG.  3.     Required  film  noise  reduction. 

For  a  given  film  technic,  there  are  three  ways  in  which  the  film 
noise  may  be  reduced:  (1)  by  the  use  of  pre-  and  post-equalizers,  (2) 
by  the  use  of  compandors,  and  (3}  by  the  use  of  appropriate  combina- 
tions of  1  and  2. 

Pre-  and  post-equalization  makes  use  of  the  fact  that  the  maximum 


Oct.,  1941]         EQUALIZATION  OF  COMPANDOR  SYSTEMS 


371 


peak  intensity  levels  for  the  higher  frequencies  are  generally  smaller 
than  the  peak  levels  for  the  lower  frequencies,  as  may  be  seen  from 
Fig.  1.  In  reducing  the  noise  by  this  method,  the  high  frequencies 
are  recorded  at  greater  than  normal  levels,  relative  to  the  low  fre- 
quencies, by  using  a  pre-equalizer,  and  then  on  reproduction  they  are 
reduced  back  to  their  normal  levels  by  means  of  a  complementary 
post-equalizer.  The  penalty  that  is  paid  for  reducing  noise  by  this 
method  is  in  the  reduced  capacity  of  the  system  for  recording  and  re- 
producing high-frequency  peak  intensity  levels.  Although  this  does 
not  limit  the  usefulness  of  the  system  for  orchestral  sounds,  it  may 
present  difficulties  for  other  types  of  sounds. 

In  order  to  show  the  amount  of  noise  reduction  that  may  be  accom- 
plished by  the  use  of  pre-equalizers,  two  different  types  will  be  con- 
sidered, which  will  be  designated  as  pre-equalizers  No.  1  and  No.  2. 




GAIN 
PRE- 

TOR    EQUALIZING    ORCHES 
EQUALIZER    NO.   1 
EQUALIZER    NO.    2 

TRAL     PEAKS 

PRE- 

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100  500  1000  5000  10000 

FREQUENCY    IN    CYCLES    PER    SECOND 

FIG.  4.     Pre-equalizer  characteristics. 

With  pre-equalizer  No.  J,  the  insertion  gain  is  such  as  to  produce  at 
the  recorder,  equal  maximum  peak  levels  for  the  different  frequencies 
in  orchestral  sounds.  The  solid  curve  in  Fig.  4  shows  the  gain  that 
is  required  to  equalize  the  orchestral  peak  levels  indicated  in  Fig.  1, 
and  the  dashed  curve  shows  the  gain  characteristic  of  pre-equalizer 
No.  1,  which  approximately  meets  this  objective.  The  dotted  curve 
shows  the  gain  characteristic  of  pre-equalizer  No.  2,  in  which  the 
increase  in  gain  is  confined  principally  to  the  frequency  regions  above 
3000  cycles. 

The  use  of  such  pre-equalizers  produces  an  increase  at  the  recorder, 
in  the  maximum  whole  spectrum  peak  levels  of  the  orchestra.  The 
increase  may  be  obtained  by  integrating,  over  the  frequency  range, 
the  peak  intensity  per  cycle  spectrum  of  the  orchestra  before  and 
after  pre-equalization,  and  taking  the  difference  between  the  inte- 
grated values.  The  appropriate  spectra  may  be  obtained  from  the 
peak  intensity  per  cycle  level  curve  of  Fig.  1  and  the  equalizer  gain 


372  J.  C.  STEINBERG  fj.  S.  M.  P.  E. 

characteristics  of  Fig.  4.  The  calculations  indicate  that  the  whole 
spectrum  peak  levels  for  pre-equalizef  No.  1  are  11.5  db  higher  than 
the  corresponding  levels  for  the  unequalized  orchestra.  The  corre- 
sponding figure  for  pre-equalizer  No.  2  is  3.0  db. 

If  the  same  peak  levels  in  different  parts  of  the  frequency  range  were 
equally  effective  in  producing  noticeable  overloading,  the  whole  spec- 
trum peak  levels  should  be  a  criterion  of  overloading.  Hence,  in 
order  to  avoid  overloading,  it  would  be  necessary  to  reduce  the  gain 
ahead  of  the  recorder  by  11.5  and  3.0  db,  respectively,  when  pre- 
equalizers  Nos.  1  and  2  are  used. 

It  is  believed,  however,  that  high-frequency  peaks  are  not  as  effec- 
tive as  low-frequency  peaks  in  producing  noticeable  overloading  be- 
cause of  their  relatively  shorter  durations,  and  also  because  of  the 
greater  tendency  of  the  modulation  products  of  high-frequency  peaks 
to  fall  outside  the  audible  band.  In  sensing  sounds,  the  ear  inte- 
grates peak  amplitudes  over  a  time  interval  of  some  Vs  to  y4  of  a 
second.  To  determine  the  auditory  characteristics  of  peak  levels,  it 
would  be  more  appropriate  to  deal  with  the  intensity  levels  inte- 
grated over  Vs-second  intervals  than  with  the  peak  intensity  levels 
occurring  in  such  intervals.  These  two  quantities  differ  by  a  peak 
factor  which  is  larger  for  the  high-frequency  peaks  than  for  the  low- 
frequency  ones.  Unfortunately,  quantitative  measurements  of  such 
peak  factors  for  orchestral  sounds  are  not  available,  and  it  has  been 
necessary  to  estimate,  from  rather  fragmentary  data,  a  set  of  weight 
factors  for  indicating  the  relative  overloading  effects  of  peak  levels 
at  different  frequencies.  The  estimated  values  which  are  shown  in 
Table  I,  should  be  subtracted  from  the  peak  intensity  per  cycle  level 
curve  of  Fig.  1 .  The  curve  thus  obtained  is  used  for  calculating  the 
whole  spectrum  peak  levels  in  the  manner  indicated  above. 

TABLE  I 

Factors  for  Weighting  the  Peak  Levels  of  Orchestral  Sounds 

Frequency  100     200     500     850     1200     1800     3000     5000     10,000 

Weight  factor  db  0       1.0      2.0      3.0       4.0        5.0       6.0        7.0        8.0 

The  calculations  employing  the  weight  factors  indicate  that,  in 
order  to  avoid  overloading,  the  gain  ahead  of  the  recorder  must  be 
reduced  by  8.5  db  for  pre-equalizer  No.  1,  and  by  1.5  db  for  pre- 
equalizer  No.  2.  It  is  believed  that  these  values  are  more  nearly 
correct  than  the  corresponding  values  of  11,5  and  3.0  db  calculated 


Oct.,  1941] 


EQUALIZATION  OF  COMPANDOR  SYSTEMS 


373 


from  the  unweighted  peak  levels,  and  they  will  be  used  in  the  subse- 
quent discussion. 

When  the  sounds  are  reproduced,  the  post-equalizer  introduces  a 
loss  equal  to  the  gain  introduced  by  the  pre-equalizer,  and  thus  re- 
duces the  reproduced  film  noise  levels.  Also,  since  the  gain  ahead  of 
the  recorder  was  reduced  in  order  to  avoid  overloading,  the  gain  follow- 
ing the  reproducer  must  be  increased  by  a  corresponding  amount  in 
order  to  reproduce  the  sounds  at  their  original  levels.  This  increases 
the  reproduced  film  noise  level,  and  the  net  change  in  level  is  given  by 
the  difference  between  the  post-equalizer  loss  and  the  overloading 
gain  adjustment. 

The  effects  achieved  by  the  use  of  the  equalizers  may  be  seen  from 
the  curves  of  Fig.  5.  The  solid  curve,  which  was  replotted  from  Fig. 


FILM  NOISE 
IN  DECIBELS 

8fc  o 
o  c 

WITHOUT 
WITH     PRE 
.  WITH     PRE 

PR 

i-EQUALIZER 
OUALIZER    NO.  1 
3UALIZER   NO.  2 

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REDUCTION 

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-000 

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^ 

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FREQUENCY     IN     CYCLES    PER    SECOND 


FIG.  5.     Required  reduction  for  equalized  film  noise. 


3,  shows  the  film  noise  reduction  that  is  required  when  a  pre-  and 
post-equalizer  is  not  used,  in  order  that  the  original  intensity  range 
in  the  concert  hall  be  reproduced.  The  dashed  curve  shows  the  re- 
duction that  is  required  when  pre-equalizer  No.  1  is  used.  This  pre- 
equalizer  represents  the  maximum  amount  of  pre-equalization  that 
may  be  used  advantageously.  Any  larger  amount  will  increase  the 
low-frequency  noise  levels  without  further  affecting  the  high-fre- 
quency levels.  If  a  smaller  amount  of  pre-equalization  were  used, 
low-frequency  noise  levels  would  be  diminished,  but  the  intermediate 
and  high-frequency  levels  would  be  increased  as  indicated  by  the 
dotted  curve  for  pre-equalizer  No.  2.  In  either  case,  the  high-fre- 
quency noise  levels  have  been  decreased  by  some  10  db  only,  and  a 
further  reduction  of  some  30  db  is  needed. 

A  further  reduction  in  the  reproduced  film  noise  may  be  achieved 
by  the  use  of  compandors.     Such  devices  compress  the  signals  before 


374  J.  C.  STEINBERG  [j.  s.  M.  P.  E. 

recording,  and  then  expand  them  to  their  original  values  on  reproduc- 
tion. In  the  case  of  a  30-db  compressor,  for  example,  this  is  done  by 
providing  a  gain  increase  of  30  db  ahead  of  the  recorder.  During 
silent  periods,  this  gain  remains  unchanged  at  the  value  of  30  db. 
As  the  signals  increase  in  level,  the  gain  decreases  in  accordance  with 
the  increase  in  signal  level  and  becomes  zero  for  the  maximum  signal 
levels.  On  reproduction,  a  30-db  loss  is  provided  by  the  expander 
during  silent  periods.  As  the  signal  levels  increase,  the  loss  dimin- 
ishes in  a  manner  which  is  complementary  to  the  gain  changes  of  the 
compressor  and  becomes  zero  for  the  maximum  reproduced  signal 
levels.  Hence,  during  silent  periods  the  reproduced  film  noise  levels 
are  30  db  below  the  values  they  would  have  if  the  compandor  were  not 
used.  They  increase  and  approach  the  latter  values  as  the  signal  levels 
increase  and  approach  their  maxima.  If  during  this  period  the  film 
noise  were  masked  by  the  signals,  and  if  during  the  silent  periods  it 
were  masked  by  the  audience  noise,  then  the  recording  and  reproduc- 
ing system  would  be  capable  of  reproducing  the  original  intensity 
range  in  the  concert  hall. 

It  will  be  recalled  (Fig.  3)  that  a  film  noise  reduction  of  42  db  is 
needed  in  order  that  it  be  masked  by  the  audience  noise.  Hence,  a 
42-db  compandor  would  be  required  if  the  film  noise  were  to  be  in- 
audible during  silent  periods.  Such  a  compandor  is  practicable  and 
could  be  used,  but  generally  it  would  be  advantageous  to  achieve 
part  of  the  reduction  by  the  use  of  pre-  and  post-equalizers.  The  re- 
duction achieved  by  their  use  is  effective  not  only  during  silent  inter- 
vals but  during  the  intervals  that  the  noise  levels  change  in  accord- 
ance with  the  signal  levels.  By  the  proper  choice  of  equalizer  char- 
acteristics, the  noise  may  be  more  effectively  masked  by  the  signals 
than  would  be  the  case  if  the  noise  reduction  were  accomplished  by 
the  compandor  alone.  Also,  in  the  case  of  the  SSFS  it  was  desired 
to  combine  a  15-db  enhancement  feature  with  the  expandor,  so  that 
the  reproduced  signal  levels  could  be  increased  by  10  or  diminished 
by  5  db.  This  would  require  a  57-db  expandor,  which  becomes  some- 
what impracticable.  It  was  decided,  therefore,  to  use  an  equalizer 
in  combination  with  a  30-db  compressor  and  a  45-db  expandor. 
The  pre-  and  post-equalizer  No.  1,  which  has  been  described,  was 
chosen  for  this  purpose.  It  provides  a  film  noise  reduction  of  10  db 
(Fig.  5)  and  the  combination  affords  a  reduction  of  40  db  during  silent 
intervals.  The  film  noise  levels  thus  obtained  are  shown  on  Fig.  6 
in  relation  to  the  audience  noise  levels  and  pure  tone  threshold  levels. 


Oct.,  1941]          EQUALIZATION  OF  COMPANDOR  SYSTEMS 


375 


The  reduction  is  sufficient  to  reduce  the  film  noise  below  audibility 
during  silent  periods,  and  it  remains  now  to  investigate  how  effec- 
tively the  film  noise  is  masked  by  the  signals  during  other  than  silent 
periods. 

It  may  be  noted  in  passing  that  equalizers  may  be  combined  with 
the  compandors  in  such  a  way  that  the  gains  in  different  parts  of  the 
frequency  range  depend  upon  the  signal  levels  in  those  parts.  Such 
variable-equalizer  compandors  would  probably  be  the  most  ideal  way 
of  fitting  the  program  material  into  the  intensity  range  afforded  by 
sound-film,  particularly  for  widely  different  program  materials. 
Their  use,  however,  presents  a  number  of  practical  problems  which 
seemed  to  outweigh  their  advantages  for  the  present  application. 


500  1000  5000  10000 

FREQUENCY     IN    CYCLES     PER    SECOND 


FIG.  6.     Reproduced  film  noise  during  silent  periods. 

Many  types  of  compandors  have  been  used,  involving  different 
relationships  between  the  change  of  compressor  gain  and  signal  level. 
In  the  type  used  in  the  SSFS,  the  compressor  gain  increases  1  db  for 
each  1-db  decrease  of  signal  level  in  the  range  of  signal  levels  begin- 
ning a  few  db  below  the  maximum  levels  and  extending  to  levels  30 
db  lower.  For  still  lower  signal  levels,  the  compressor  gain  remains 
fixed  at  the  30-db  value.  The  loss  provided  by  the  expandor  changes 
in  a  similar  fashion  on  reproduction.  These  changes  are  accomplished 
by  means  of  a  pilot  or  control  current  which  is  modulated  by  the 
signal  levels.  The  pilot  current  operates  the  compressor  on  record- 
ing, and  is  also  recorded.  On  reproduction,  the  reproduced  pilot 
current  operates  the  expandor.  The  considerations  leading  to  the 
choice  of  this  type  of  compandor  for  the  SSFS  are  discussed  in  the 
paper  by  Dr.  Fletcher.*  One  of  the  principal  reasons  for  the 


*  In  this  issue  of  the  JOURNAL. 


376 


J.  C.  STEINBERG 


LT.  S.  M.  p.  E. 


choice  was  that  this  type  provides  the  greatest  possible  margin  be- 
tween signal  levels  and  noise  levels  during  other  than  silent  periods. 

The  performance  of  the  compandor  is  shown  by  the  curves  of  Fig.  7. 
The  upper  solid  curve  shows  how  the  output  level  of  the  compressor 
(i.  e.t  recorder  input  level)  increases  as  the  signal  levels  increase,  then 
flattens  off  and  finally  increases  again  until  the  compressor  (and  also 
the  recorder)  overload  level  of  115  db  is  reached.  The  lower  solid 
curve  shows  the  reduction  in  the  level  of  the  reproduced  film  noise 
due  to  the  complementary  action  of  the  expandor.  The  input  signal 
level  to  the  compressor  is  shown  as  equal  to  the  acoustic  peak  in- 


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tensity  level  input  to  the  system  provided  a  pre-equalizer  is  not  used. 
To  obtain  the  acoustic  level  when  a  pre-equalizer  is  inserted  ahead  of 
the  compressor,  the  signal  level  shown  in  Fig.  7  must  be  corrected  by 
the  gain  changes  caused  by  its  insertion. 

The  control  current  operating  the  compressor  must  be  set  such  that 
the  output  level  will  flatten  off  before  overloading  occurs.  If  the 
compressor  acts  infinitely  fast,  and  if  the  compressed  signals  have  no 
more  tendency  to  overload  than  the  uncompressed  ones,  the  level  for 
flattening  off  should  be  115  db.  In  practice,  it  was  found  necessary 
to  flatten  off  the  compressor  output  at  a  level  of  106  db,  as  shown  by 
the  solid  curve  of  Fig.  7.  When  the  signal  levels  reaching  the  com- 


Oct.,  1941]          EQUALIZATION  OF  COMPANDOR  SYSTEMS  377 

pressor  were  delayed  some  two  or  three  milliseconds  with  respect  to 
those  modulating  the  control  current,  so  as  to  give  the  compressor 
time  to  act,  it  was  found  that  the  flattening  off  level  could  be  raised  5 
db.  As  shown  by  the  dotted  curves  of  Fig.  7,  this  reduces  the  re- 
produced film  noise  an  additional  5  db  during  the  period  when  the 
compressor  acts.  The  records  for  the  most  part,  however,  were  made 
in  accordance  with  the  solid  curve  of  Fig.  7,  as  the  technic  for  intro- 
ducing delay  was  not  well  worked  out  at  the  time  of  recording. 

The  combination  of  equalizers  and  compandor  affords  sufficient 
film  noise  reduction  that  it  will  be  inaudible  during  all  silent  periods 
and  during  all  periods  when  the  full  orchestra  is  playing.  The  periods 
when  the  noise  is  most  likely  to  be  audible  are  when  either  low  or  high- 
frequency  tones  only  are  being  produced  by  single  instruments  or 
small  groups  of  similar  instruments,  as  happens  rather  frequently  in 
symphonic  programs.  To  obtain  a  conservative  estimate  of  the 
audibility  of  the  noise  under  such  conditions,  the  levels  of  the  repro- 
duced film  noise  have  been  determined  when  the  system  is  called 
upon  to  record  and  reproduce  either  a  200  or  a  4000-cycle  pure  tone. 
From  the  levels  of  the  reproduced  film  noise,  it  was  possible  to  deter- 
mine, from  the  pure  tone  masking  curves,  the  levels  of  the  noise  above 
threshold  in  the  presence  of  the  reproduced  pure  tones. 

The  curves  in  Fig.  8(A)  show  the  levels  above  threshold  of  the  re- 
produced film  noise  as  heard  in  the  presence  of  the  reproduced  pure 
tones  of  4000  and  200  cycles,  for  the  combination  of  equalizer  No.  1 
and  the  30-db  compandor.  The  tone  levels  are  shown  by  the  #-axis, 
and  represent  either  the  input  or  the  reproduced  tone  levels,  since 
they  are  equal.  The  frequency  range  of  the  noise  that  is  audible  in 
the  presence  of  the  200-cycle  tone  extends  from  5000  to  10,000  cycles. 
The  range  that  is  audible  in  the  presence  of  the  4000-cycle  tone  ex- 
tends from  100  to  3000  cycles.  This  noise,  as  it  rises  and  falls  with 
fluctuating  tone  levels,  produces  the  so-called  "hush-hush,"  which 
may  be  either  low  or  high-frequency  in  character.  As  suggested  by 
the  dotted  curves  of  Fig.  7,  the  hush-hush  may  be  reduced  5  db  below 
the  values  shown,  by  delaying  the  signals  two  or  three  milliseconds  at 
the  compressor  input. 

Fig.  8(B)  shows  similar  curves  for  the  equalizer  No.  2  when  com- 
bined with  the  30-db  compandor.  They  suggest  that  equalizer  No.  2 
would  have  been  a  better  choice  than  No.  1,  as  less  low-frequency 
hush-hush  is  produced,  i.  e.,  the  hush-hush  of  the  noise  when  heard  in 
the  presence  of  the  high-frequency  masking  tone. 


378 


J.  C.  STEINBERG 


[J.  S.  M.  P.  E. 


In  an  earlier  paragraph  it  was  noted  that  the  use  of  a  compandor 
alone,  to  accomplish  the  noise  reduction  required  for  silent  periods^ 
would  not  generally  result  in  the  most  effective  masking  of  the  noise 
by  the  signal.  This  is  illustrated  by  the  curves  of  Fig.  8(C),  which 
obtain  for  a  40-db  compandor  without  an  equalizer.  Although  such 
a  compandor  reduces  the  film  noise  to  inaudibility  during  silent 
periods,  the  high-frequency  hush-hush  is  considerably  greater  than 
obtained  with  an  appropriate  equalizer. 


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FIG.  8.     Hush-hush  effect  from  compandor  action. 

In  the  paper  by  Fletcher,  it  was  pointed  out  that  a  self-acting 
compandor  would  not  give  as  good  a  discrimination  against 
noise  as  one  of  the  type  described  here,  involving  the  use  of  a  pilot 
channel.  The  curves  of  Fig.  8(D)  show  the  noise  levels  for  a  30-db 
2:1  self-acting  compandor  when  combined  with  equalizer  No.  2.  In 
this  type  of  compandor,  the  compressor  gain  changes  through  a  30-db 
range  at  the  rate  of  1  db  per  2-db  change  in  signal  level.  Although 
the  two  types  are  equally  satisfactory  during  silent  periods,  the  self- 
acting  type  results  in  hush-hush  over  a  wider  range  of  signal  levels 
than  does  the  type  used  in  the  SSFS. 

The  foregoing  discussion  has  been  predicated  on  such  a  gain  setting 
of  the  SSFS  as  to  afford  unity  reproduction,  i.  e.,  reproduced  intensity 
levels  equal  to  the  original  levels.  The  enhancement  feature  pro- 
vides for  a  gain  increase  of  10  db  above  unity.  Since  the  gain  in- 


Oct.,  1941]          EQUALIZATION  OF  COMPANDOR  SYSTEMS  379 

crease  takes  place  on  reproduction,  it  will  cause  a  corresponding  in- 
crease in  the  level  of  the  reproduced  film  noise.  Reference  to  Fig.  6 
will  show  that  the  film  noise  during  silent  intervals  is  just  about  at  the 
threshold,  so  that  any  increase  in  gain  during  these  periods  will  result 
in  audible  noise.  Gain  increases  made  while  the  full  orchestra  is 
playing  will  not  result  in  audible  noise,  as  the  full  orchestra  provides 
sufficient  masking.  When  single  instruments  play  at  levels  below 
the  operating  level  of  the  compressor,  i.  e.,  60  to  70  db,  a  gain  increase 
raises  the  film  noise  from  the  level  which  it  has  during  silent  intervals. 
Fig.  6  shows  that  at  this  level,  the  film  noise  below  3000  cycles  is 
some  7  db  below  the  audience  noise.  Hence,  if  the  instruments  are 
producing  high-frequency  tones,  the  gain  may  be  increased  7  db  with- 
out the  noise  becoming  audible.  When  low  tones  are  produced, 
however,  a  gain  increase  would  produce  audible  high-frequency  noise, 
as  low-frequency  tones  at  these  levels  would  not  mask  the  high- 
frequency  noise.  When  single  instruments  play  at  levels  high  enough 
to  operate  the  compressor,  the  increase  in  noise  levels  caused  by  a  gain 
increase  correspond,  in  the  worst  cases,  to  those  shown  in  Fig.  8(a), 
as  it  is  unlikely  that  any  single  instrument  producing  a  relatively  pure 
tone  would  ever  produce  a  level  within  10  db  of  the  overload  level  of 
the  compressor.  Many  instruments  cover  a  wide  enough  frequency 
range  to  mask  the  film  noise  for  any  gain  increase  up  to  10  db.  Hence, 
the  system  makes  some,  although  not  complete,  provision  for  in- 
audible noise  levels  during  periods  when  the  reproduced  sounds  are 
enhanced  by  gain  increases. 

REFERENCES 

1  SIVIAN,  L.  J.,  DUNN,  H.  K.,  AND  WHITE,  S.  D. :    "Absolute  Amplitudes  and 
Spectra  of  Certain  Musical  Instruments  and  Orchestras,"  /.  Acoust.  Soc.  Amer., 
II  (Jan.,  1931),  p.  330. 

2  FLETCHER,   H.:     "Auditory  Patterns,"  Rev.   Modern  Phys.    (Jan.,    1940), 
Fig.  16. 

3  STEINBERG,  J.  C.,  MONTGOMERY,  H.  C.,  AND  GARDNER,  M.  B.:    "Results 
of  World's  Fair  Hearing  Tests,"  Bell  Syst.  Tech.  J.,  19  (Oct.,  1940),  p.  533  (Fig.  8). 


ELECTRICAL  EQUIPMENT  FOR  THE  STEREOPHONIC 
SOUND-FILM  SYSTEM* 


W.  B.  SNOW  AND  A.  R.  SOFFEL** 


Summary. — An  electrical  system  is  described  which  permits  the  use  tf  sound-film 
with  its  limited  signal-to-noise  ratio,  as  a  recording  medium  for  wide-range  stereo- 
phonic reproduction  of  symphonic  music.  Noise  reduction  is  accomplished  both  by 
pre-eqtyalization,  rising  to  18  db  above  8000  cycles,  and  by  automatic  signal  compres- 
sion and  expansion  of  30  db. 

To  secure  maximum  suppression  of  noise  and  freedom  from  distortion,  a  pilot- 
operated,  flat-top  compandor  system  was  selected.  In  each  channel  low-level  signals 
are  recorded  on  a  separate  track  with  constant  gain  30  db  above  normal,  which  places 
them  above  the  film  noise.  Higher-level  signals  cause  automatic  gain  reductions  and 
are  recorded  at  substantially  full  modulation.  These  signals  vary  the  intensity  of  a 
pilot  tone,  which  in  turn  controls  the  compressor  gain.  There  is  a  pilot  frequency  for 
each  of  the  three  channels,  and  the  three  are  combined  and  recorded  together  on  the 
fourth  film  track.  During  reproduction  they  are  separated  by  filters,  and  operate  ex- 
pandors  which  restore  the  signals  to  their  original  forms  but  reduce  the  noise  to  in- 
audible levels. 

The  compressor  and  expandor  gains  are  made  proportional  to  pilot  level  in  db,  and 
the  expandor  range  over  which  this  relation  holds  is  45  db.  Therefore  a  15-db  variation 
in  average  pilot  level  during  reproduction  causes  a  corresponding  average  level  change 
but  no  distortion.  This  is  used  to  allow  expansion  of  the  original  signal  intensity 
range  during  recording  or  re-recording  by  simple  gain  controls  in  the  pilot  circuits. 

The  paper  describes  the  apparatus  and  circuits  developed  to  accomplish  these  re- 
sults, and  discusses  the  frequency,  load,  distortion,  noise,  and  dynamic  characteristics 
of  both  constant  and  variable-gain  elements.  Also  included  are  considerations  of 
microphone  and  loud  speaker  arrangement  and  equalization  to  secure  high  fidelity  of 
reproduction. 

The  general  requirements  for  performance  of  the  stereophonic 
sound-film  system  (SSFS)  and  the  mode  of  operation  of  its  principal 
parts  have  been  described  in  other  papers  of  this  series, L  2>  3  and  we 
shall  attempt  a  minimum  of  repetition.  This  paper  will  deal  with 
the  actual  apparatus  used  in  making  and  playing  the  records  and  the 
characteristics  of  the  parts  and  the  system.  Therefore,  only  a  brief 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y. ;  received  May  26, 
1941. 

**  Bell  Telephone  Laboratories,  New  York,  N.  Y. 

380 

-OThe  Society  is  not  responsible  for  statements  by  authors-^ 


ELECTRICAL  EQUIPMENT 


381 


review  of  the  material  from  the  other  papers  as  it  affects  the  electrical 
system  will  be  given. 

In  order  that  the  system  may  reproduce  all  sounds  without  deteriora- 
tion of  quality,  the  aim  in  its  design  has  been  to  reproduce  the  entire 
range  of  frequencies  and  intensities  to  which  a  person  of  unimpaired 
hearing  is  sensitive  under  conditions  existing  in  quiet  auditoriums. 
This  leads  to  the  requirement  that  the  complete  system  have  an 
overall  frequency  response  characteristic  that  is  essentially  uniform 
from  40  to  15,000  cycles  per  second.  The  acoustic  output  of  the 
system  should  allow  maximum  sine- wave  intensity  levels  of  +120,* 
yet  any  noise  generated  within  the  system  must  be  low  enough  so  as 
not  to  be  heard  at  any  time.  For  the  quietest  auditoriums  and 
auditors  with  acute  hearing  this  means  that  the  60-cycle  component 
of  power  hum  which  is  often  the  most  prominent  must  be  at  least  75  db 
below  maximum  signal,  and  the  120-cycle  component  should  be  at 
least  90  db  below.  Even  if  only  average  conditions  are  expected  it  is 
well  to  be  strict  on  hum  limits  because  standing- wave  patterns  can 
build  up  the  steady  hum  in  local  spots  where  random  noise  of  the  same 
projected  intensity  would  be  inaudible.  Thermal  noise,  usually 
generated  in  the  microphone  and  first  amplifier,  will  be  about  95  db 
below  the  maximum  signal  with  the  more  efficient  of  the  microphones 
in  use  at  present.  In  the  critical  bands  around  4000  cycles  this  is 
somewhat  above  threshold  in  quiet  rooms  for  acute  hearing.  The 
system  should  not  add  appreciably  to  this  noise. 

These  requirements  are  determined  by  the  characteristics  of  hearing 
rather  than  those  of  particular  types  of  sounds  or  program.  The 
acoustic  intensity  level  ranges  discussed  are  for  single  frequency 
signals,  therefore,  and  should  not  be  confused  with  the  volume  ranges 
of  program  material  measured  by  volume  indicator. 

The  electrical  equipment,  it  will  be  recalled,  is  used  in  conjunction 
with  a  sound-film  recorder  and  reproducer  capable  of  handling  three 
signal  channels  and  one  control  channel.  The  ratio,  in  this  recorder 
and  reproducer,  of  maximum  rms  sine-wave  to  total  band  of  film  noise 
as  measured  by  volume  indicator  is  about  50  db.  In  order  to  meet 
the  requirements  set  forth  above,  pre-equalization  rising  to  18  db 
above  8000  cycles  and  automatic  compression  and  expansion  of  signals 
by  30  db  are  used  to  reduce  the  effects  of  this  film  noise.  The  effec- 
tive level  of  the  film  noise  is  reduced  approximately  10  db  by  pre- 

— — 

*  Acoustic  levels  will  be  expressed  in  db  from  10" 16  watts  per  cm2. 


382 


W.  B.  SNOW  AND  A.  R.  SOFFEL 


tf.  S.  M.  P.  E. 


equalization  and  30  db  by  compression  for  zero  signal  and  it  is  thus 
about  equal  to  the  thermal  noise  during  quiet  periods.  Provision  is 
made  for  a  manual  manipulation  of  the  expandor  gain  which  allows 
sounds  to  be  reproduced  up  to  10  db  above  and  down  to  5  db  below 
unity  ratio.  These  gain  changes  can  be  introduced  either  during 
recording  or  re-recording.  In  general,  the  frequency  range  and  hum 
requirements  .  are  satisfied.  Three-channel  stereophonic  reproduc- 
tion, with  quality  comparable  to  the  best  direct  transmission  and 
reproduction,  was  accomplished  with  the  use  of  this  electrical  system. 
Fig.  1  is  a  block  diagram  of  the  recording  system  and  Fig;  2  of  the 


FIG.  1.     Block  diagram  of  the  recording  circuit. 

reproducing  system.  Of  course,  in  the  actual  case  there  are  three 
identical  signal  channels  but  to  conserve  space  only  one  is  shown 
completely.  The  three  pilot  tones  are  handled  together  in  a  fourth 
channel  the  details  of  which  are  given.  The  system  consists  of  three 
main  parts:  the  acoustic  and  fixed  gain  amplifying  and  equalizing 
portion;  the  compandor  and  recording  and  reproducing  circuits; 
and  the  pilot  system.  We  shall  describe  them  in  this  order. 

ACOUSTIC  AND  AMPLIFYING  SYSTEMS 

To  supply  the  large  amplification  necessary  before  the  compressor 
and  following  the  expandor  the  original  amplifiers  of  the  1934  demon- 
strations were  used  with  some  rearrangement.4  This  includes 


Oct.,  1941] 


ELECTRICAL  EQUIPMENT 


383 


amplifiers  A i  to  A 3  of  Fig.  1  and  A12  to  Au  of  Fig.  2.  The  pair  of 
power  amplifiers  Au  on  each  channel  is  rated  at  +52*  maximum 
rms  sine-wave,  which  is  sufficient  to  produce  the  desired  maximum 
acoustic  intensity  level  +120.  The  total  hum  output  is  set  by  these 
amplifiers  at  87  db  below  maximum,  a  close  approach  to  the  ideal. 
At  higher  frequencies  the  thermal  noise  of  the  microphone  resistance 
sets  the  limit.  All  these  amplifiers  have  satisfactory  gain-frequency 
characteristics  over  the  40  to  15,000-cycle  range  desired. 

The  microphones  M  used  for  the  records  made  in  Philadelphia 
were  the  same  ones  used  in  the  1934  demonstration5  which  combine 


FIG.  2.     Block  diagram  of  the  reproducing  and  monitoring  circuit. 

high  efficiency  with  a  smooth  characteristic  to  15,000  cycles.  The 
cardioid  642A  microphone  has  since  become  available  and  has  been 
used  in  Hollywood  with  excellent  results.  While  the  microphone 
characteristic  was  relatively  smooth,  it  was  not  uniform  and  it  was 
therefore  necessary  to  equalize  for  it.  In  the  direct  transmission  of 
1934  the  microphone  equalization  was  included  with  the  loud  speaker 
equalization.  However,  when  a  record  was  to  be  made  of  the  sound 
it  was  thought  better  to  employ  the  separate  microphone  equalizer 
designated  ME.  Precisely,  the  equalizer  is  a  constant-resistance  net- 
work the  loss-frequency  characteristics  of  which  is  inverse  to  the  field 

*  Throughout  the  paper  electrical  levels  are  expressed  in  db  from  1  milliwatt. 


384  W.  B.  SNOW  AND  A.  R.  SOFFEL  [J.  S.  M.  P.  E. 

calibration  at  normal  incidence  of  the  microphone.  This  calibration 
was  chosen  since  the  microphones  were  used  close  to  the  sound  sources 
and  received  most  of  their  sound  directly  and  at  approximately  nor- 
mal incidence.  This  procedure  yields  records  which  are  a  faithful 
copy  of  the  sound  and  consequently  can  be  reproduced  on  any  flat 
loud  speaker  system. 

Pre-equalization  is  thoroughly  discussed  in  the  other  papers1-3  of 
the  series.  The  pre-  and  post-equaliers  they  describe  are  repre- 
sented in  our  drawings  as  Pr.  E  and  Po.  E.  PI  is  an  attenuator  which 
sets  the  recording  gain. 

The  loud  speaker  equalizer  designated  LSE  is  also  a  constant-resis- 
tance network,  with  a  loss-frequency  characteristic  inverse  to  the 
response  characteristic  of  the  loud  speaker.  These  loud  speakers  are 
similar  to  those  used  in  1934. 5  The  low-frequency  units  are  identical, 
but  for  frequencies  above  300  cycles  standard  W.  E.  594A  units  are 
used  with  a  special  coupling  to  the  old  4X4  cell  horns.  This  gives 
the  advantages  of  the  commercial  unit  combined  with  the  60  X  120- 
degree  coverage  of  these  horns.  The  horns  are  mounted  behind  the 
low-frequency  ones  far  enough  to  reduce  the  delay  between  upper  and 
lower  frequency  ranges  to  about  5  milliseconds. 

The  characteristic  of  the  loud  speaker  was  measured  in  a  unique 
manner.*  Two  systems  were  set  up,  one  consisting  of  an  oscillator, 
an  interrupter  key,  an  attenuator,  and  amplifier,  and  the  loud 
speaker.  The  other  consisted  of  a  microphone,  an  amplifier,  and  the 
film  recorder  used  in  the  regular  system.  The  loud  speaker  was 
placed  at  the  front  edge  of  the  stage  of  the  Academy  of  Music  in 
Philadelphia  and  the  microphone  was  hung  out  in  the  auditorium  18 
feet  from  the  loud  speaker  with  its  diaphragm  parallel  to  the  speaker 
mouth.  Then,  at  a  number  of  single  frequencies,  tones  giving  roughly 
equal  outputs  were  abruptly  started  and  stopped  on  the  loud  speaker. 
The  output  of  the  microphone  was  recorded  on  sound-film  and  the 
sound-tracks  thus  obtained  were  examined  and  measured  under  a 
microscope.  On  each  spurt  of  tone  there  was  recorded  an  initial  few 
cycles  of  constant  amplitude  representing  the  direct  wave  from  the 
loud  speaker  followed  by  transient  waves  and  finally  by  a  steady  wave 
as  determined  by  the  acoustics  of  the  hall.  It  was  the  first  section 
that  was  measured  and  used  for  the  calibration  of  the  loud  speaker. 
Since  the  electrical  equipment,  microphone,  and  recorder  were  of 

*  Suggested  by  Mr.  E.  C.  Wente. 


Oct.,  1941] 


ELECTRICAL  EQUIPMENT 


385 


known  frequency  characteristics  the  actual  values  of  loud  speaker  out- 
put could  be  determined.  This  calibration  was  equivalent  to  a  free 
space  calibration  since  the  effects  of  reverberation  were  eliminated. 


500          1000  5000        10000      20000 

FREQUENCY    IN    CYCLES    PER     SECOND 

FIG.  3.  Acoustic  reproduction  characteristic.  The  curve  gives 
the  ratio,  expressed  in  db,  of  direct  sound  output  of  the  loud  speaker 
to  field  pressure  at  the  microphone. 

The  compandor  system  is  designed  to  have  a  uniform  frequency 
characteristic.  Consequently  the  equalizers  described  above  deter- 
mine the  acoustic  characteristic  of  the  system.  This  is  considered  to 
be  uniform  when  the  direct  sound  output  of  the  loud  speaker  is  equal 
to  the  direct  sound  at  normal  incidence  at  the  position  of  the  micro - 


N 


-OPERATING   RANGE 


70        65        60 


55       50      45       40       35      30       25       20       15        10 
RELATIVE    PILOT  LEVEL    IN    DECIBELS 


FIG.  4.  Compressor  schematic  and  characteristic.  The  curve 
shows  the  relation  of  the  gain  of  compressor  and  amplifier  to  the 
level  of  pilot  tone  at  the  rectifier  input. 

phone.  It  will  be  remembered  that  the  microphones  are  placed  dose 
to  the  sound  source.  The  argument  is  that  by  this  means  the  sound 
is  projected  into  the  listening  hall  as  if  the  original  sound  source  were 
there  and  is  acted  upon  normally  from  an  acoustic  standpoint.  As 
little  as  possible  of  the  acoustic  effect  of  the  originating  auditorium  is 


386  W.  B.  SNOW  AND  A.  R.  SOFFEL  [J.  S.  M.  P.  E. 

transmitted.  For  reproduction  in  a  large  auditorium  this  is  felt  to  be 
the  correct  method  of  equalization  and  pick-up,  although  it  might 
not  be  satisfactory  for  reproduction  under  considerably  different 
conditions.  The  overall  air-to-air  response  of  the  system  as  calcu- 
lated from  the  microphone,  loud  speaker,  and  electrical  system  charac- 
teristics, appears  as  Fig.  3. 

The  40-cycle  high-pass  filters  were  employed  to  protect  the  loud 
speakers  from  injury  caused  by  very  low-frequency  transients  which 
sometimes  arise  in  the  system  from  power-line  disturbances  or  in- 
judicious switching.  At  frequencies  below  the  cut-off  or  the  low- 
frequency  horn  (40  cycles)  there  is  little  acoustic  load  on  the  dia- 
phragm and  a  small  voltage  may  cause  a  large  displacement  and 
consequent  injury. 

COMPANDOR-RECORDING-REPRODUCING  SYSTEM 

The  compressors  and  expandors  are  of  the  general  types  that  have 
been  described  by  Bennett  and  Doba.6  The  average  characteristic  of 
the  three  compressors  labeled  C  in  Fig.  1  is  shown  by  Fig.  4  together 
with  a  simplified  schematic  drawing  of  the  circuit.  Control  current 
is  fed  in  longitudinally  in  a  balanced  bridge  formed  by  the  four 
varistor  elements.  The  amplifier  which  follows  the  varistors  and  is  a 
part  of  the  compressor  is  operated  at  a  maximum  1000-cycle  output 
level  of  + 14  and  a  hum  level  of  —  57,  giving  a  signal-to-hum  ratio  of 
71  db.  Since  the  output  signal  of  the  compressor  is  recorded  on  film 
with  a  signal-to-noise  ratio  of  only  50  db,  this  seems  more  than  ample. 
However,  the  film  noise  covers  a  wide  band,  whereas  the  hum  consists 
of  fixed  frequencies  which  will  be  masked  only  by  the  critical  bands 
of  the  film  noise.  Our  experience  has  been  that  a  65  to  70-db  range  is 
required  for  hum  in  the  compressed  portion  of  the  circuit. 

Upon  leaving  the  compressor,  the  signal  enters  the  recording 
amplifier  A±,  which  is  a  balanced  feedback  type  amplifier  with  a  very 
sharp  upper  limit  of  voltage  output.  This  limiting  action  is  em- 
ployed to  prevent  clashing  of  the  strings  of  the  light-valves,  an 
especially  important  point  when  a  compandor  is  used.  The  arrow  in 
this  and  other  amplifier  boxes  indicates  that  the  gain  is  adjustable. 

The  output  of  A  4  is  split  into  three  paths  by  the  two  impedance- 
adjusting  networks  NI  and  NZ.  One  branch  is  labeled  monitor  and 
connects  to  the  expandor  input  potentiometer  PIO  (Fig.  2)  when  the 
full  reproducing  system  is  used  for  monitoring  in  recording  or  re- 
recording.  The  other  branch  consists  of  a  light-valve  equalizer  VE 


Oct.,  1941] 


ELECTRICAL  EQUIPMENT 


387 


and  provision  for  operating  the  light-valves  of  two  recording  machines 
simultaneously  with  individual  level  control  by  the  attenuators  P2A 
and  P2B. 

The  valve  equalizer  is  a  network  to  correct  in  advance  for  the  fre- 
quency characteristic  of  the  light- valve  as  measured  in  terms  of  de- 
flection of  the  valve  strings.  This  characteristic  was  measured  by 
observing  valve  string  deflection  with  a  microscope  when  known 
voltages  and  frequencies  were  applied  to  the  input  of  A±.  The  over- 


-65     -60     -55     -50    -u45    -40     -35     -30     -25    -20     -15      -10       -5 

RELATIVE    PILOT    LEVEL   IN    DECIBELS 

FIG.  5.  Expander  schematic  and  characteristic.  The  curve 
shows  the  gain  of  the  expander  and  amplifier  as  a  function  of  the 
level  of  pilot  tone  at  the  rectifier  input. 

all  result  then  is  an  amplitude  on  the  sound-track  proportional  to  the 
original  sound  amplitude  except  as  it  is  purposely  modified  by  the  pre- 
equalization  and  compression. 

The  photoelectric  cell  output  is  coupled  to  the  amplifier  A 10  (Fig.  2) 
by  a  transformer  mounted  in  the  reproducing  machine  and  a  low- 
impedance  shielded  line.  The  reproducing  equalizer  RE  corrects  for 
the  overall  optical,  film,  photoelectric  cell,  and  coupling  losses  of  the 
recording-reproducing  chain.  To  obtain  the  characteristic,  a  film 
negative  was  made  of  a  number  of  single  frequencies  recorded  at  con- 
stant amplitude  and  the  output  of  Aw  was  observed  when  a  positive 
print  of  this  negative  was  reproduced.  The  equalizer  was  built  to 


388  W.  B.  SNOW  AND  A.  R.  SOFFEL  [j.  S.  M.  P.  E. 

have  the  inverse  of  this  characteristic  and  since  AH  has  a  flat  fre- 
quency characteristic,  the  signal  delivered  to  the  expandor  Ex  is  the 
same  as  the  signal  leaving  the  compressor.  Attenuator  PIO  is  used 
to  adjust  the  expandor  input  to  a  standard  level.  The  amplifiers 
between  compressor  and  expandor  are  very  uniform  in  frequency 
characteristic  and  have  a  maximum  signal-to-hum  ratio  of  70  db. 

The  expandor  for  this  system  must  perform  a  double  duty.  It 
must  automatically  restore  the  signal  to  its  uncompressed  character- 
istics and  in  addition  produce  the  relatively  slow  gain  changes  for 
enhancement  of  the  signals.  It  must,  therefore,  be  capable  of  oper- 
ating over  a  wider  range  of  pilot  levels  than  the  compressor.  The  char- 
acteristic of  the  expandor  and  a  simplified  schematic  circuit  are 
shown  in  Fig.  5,  where  in  the  normal  range  of  pilot  levels  for  reproduc- 
ing original  records  and  the  extended  range  employed  for  full  enhance- 
ment are  indicated. 

The  signal  channels  are  operated  at  levels  which  insure  that  the  non- 
linear distortion  on  the  highest  peaks  is  at  least  35  db  below  the  funda- 
mental. 

PILOT  SYSTEM 

The  pilot  system  provides  the  operating  mechanism  for  compressor 
and  expandor  and  offers  the  possibility  of  enhancement.  Fig.  1 
shows  the  parts  used  for  recording.  The  three  pilot  tones  are  gener- 
ated by  a  special  magnetic  generator  driven  by  a  constant-speed 
motor.  This  device  delivers  1260  cycles  and  its  third  and  fifth  har- 
monics, 3780  and  6300  cycles,  with  provision  for  adjusting  the  phase 
relations  between  them.  The  output  is  between  — 12  and  — 17  with- 
out amplification  and  the  harmonic  distortion  is  less  than  one  per  cent. 

The  three  tone  outputs  are  connected  through  volume  controls  P3 
to  the  three  modulator  inputs.  The  modulators1  are  similar  to  the 
expandors  previously  described  and  operate  under  signal  control  to 
vary  the  pilot  tone  levels.  This  signal  control  is  effected  by  the  modu- 
lator rectifiers  MR  which  are  bridged  across  the  compressor  input  and 
supply  rectified  current  to  the  modulators.  The  range  through  which 
the  modulators  vary  the  pilot  tone  can  be  adjusted  and  also  that  part 
of  the  signal  amplitude  range  causing  the  change  can  be  selected  by 
adjusting  the  amplification  of  the  rectifier. 

The  signal-controlled  modulator  outputs  are  combined  in  a  network 
7V3  that  prevents  interaction  between  them.  This  combined  output 
is  at  a  very  low  level  and  must  be  amplified  considerably  before  it  can 


Oct.,  1941]  ELECTRICAL  EQUIPMENT  389 

be  used  to  operate  the  light- valve  or  compressor  rectifiers.  Since  the 
lowest  frequency  is  1260  cycles,  an  850-cycle  high-pass  filter  is  con- 
nected between  A$  and  A*  which  greatly  diminishes  the  shielding  re- 
quired against  power  hum.  Amplifier  AQ  is  a  limiting  amplifier 
similar  to  A^  in  which  the  limiting  feature  is  used  to  protect  the  light- 
valve  strings  from  clash.  The  output  of  this  amplifier  is  arranged  to 
drive  two  recording  machines  simultaneously  and  the  reproducing 
pilot  circuit  for  monitoring,  as  in  the  signal  channels.  In  addition 
there  is  a  third  branch  of  N*  which  passes  through  the  three  volume 
controls  P±  and  feeds  three  band-pass  filters  that  separate  the  pilot 
tones  for  operation  of  the  compressor  rectifiers.  Pilot  tone  leaving 
each  filter  operates  the  appropriate  compressor  rectifier  which  in  turn 
operates  the  compressor  according  to  the  characteristic  of  Fig.  4. 

In  the  pilot  channel  reproducing  circuit  (Fig.  2)  the  photocell  out- 
put of  the  reproducing  machine  is  amplified  by  AI$  and  is  then  de- 
livered to  a  circuit  similar  to  that  feeding  the  compressor  rectifiers. 
Any  irregularities  in  frequency  characteristic  can  be  corrected  by  ad- 
justments for  each  pilot  frequency  at  P\^.  When  a  recording  is  being 
made  the  photoelectric  cell  circuit  can  be  patched  out  and  network 
NU  substituted  which  connects  the  recording  pilot  output  direct  to  the 
reproducing  pilot  input  for  monitoring.  It  is  important  to  note  in 
either  case  that  compressor  and  expander  are  operated  by  as  nearly  as 
possible  identical  circuits  so  that  no  matter  how  the  pilot  tones  vary, 
the  gain  changes  of  compressor  and  expander  will  remain  satisfac- 
torily inverse. 

In  general  the  gain  changes  should  take  place  as  rapidly  as  possible 
when  signals  increase  so  that  the  compressor  output  will  remain  below 
the  overload  point  of  the  limiting  amplifier.  However,  once  the  com- 
pressor has  reduced  its  gain  to  accommodate  the  wave  it  should  not 
follow  individual  cycles.  Although  the  pilot-operated  expander 
tends  to  restore  the  wave  this  would  require  an  impractically  perfect 
pilot  system.  This  system  operates  with  about  a  six-to-one  ratio 
between  attack  and  decay  timing  and  will  repeat  a  50 -cycle  tone  with 
excellent  fidelity. 

It  was,  of  course,  impossible  to  make  the  compressor  gain  changes 
instantaneous.  Some  wave-fronts  are  steep  enough  so  that  part  of 
the  beginning  of  the  wave  is  not  reduced  sufficiently  by  the  compressor 
and  is  chopped  by  the  limiting  amplifier  A^  with  resultant  objection- 
able distortion  when  compression  begins  at  the  limiting  input  of  the 
amplifier.  It  was  found  by  listening  tests  on  symphonic  music  that 
the  characteristic  of  Fig.  6  gave  satisfactory  recording.  The  desired 


390 


W.  B.  SNOW  AND  A.  R.  SOFFEL 


[J.  S.  M.  P.  E. 


30  db  of  compression  is  retained,  but  the  sensitivity  of  the  pilot  con- 
trol is  adjusted  so  that  compression  begins  at  a  lower  signal  intensity 
and  the  "flat- top"  portion  of  the  characteristic  is  not  recorded  at  full 
modulation.  This  must  be  done  because  the  curve  shown  is  for 
steady-state  inputs.  When  a  program  is  being  recorded  the  com- 
pressor output  continually  for  short  intervals  exceeds  the  values 
given  by  the  curve  of  Fig.  6,  and  the  "margin"  between  full  modula- 
tion and  the  flat  top  was  set  to  render  peak-chopping  unobjectionable 
during  the  listening  tests. 

It  is  important  to  note  that  the  form  of  this  curve  is  determined 
wholly  by  the  pilot-level-to-signal  characteristic  of  the  pilot  control. 


-60     -55     -50    -45     -40     -35    -30     -25    -20      -15      -10       -5         0 
COMPRESSOR    INPUT  LEVEL    IN    DECIBELS 

FIG.  6.  Recording  Characteristic.  This  curve  shows  the  rela- 
tionship of  signal  output  of  the  recording  amplifier  to  signal  input 
to  compressor  and  modulator  rectifier,  for  a  single-frequency  signal. 

The  expander  and  compressor  merely  respond  linearly  to  pilot  level 
changes.  Therefore  both  the  shape  and  amount  of  compression  may 
be  varied  by  adjustments  at  the  time  of  recording  and  might  even  be 
changed  for  each  type  of  program  recorded. 

PHYSICAL  LAYOUT 

All  the  signal  equipment  except  the  power  amplifiers4  is  mounted 
on  four  tall  cabinet  racks,  shown  at  the  left  of  Fig.  7.  The  experi- 
mental nature  of  the  installation  is  apparent.  Corresponding  units 
of  all  channels  were  mounted  together  to  keep  level  differences  at  a 
minimum.  It  also  facilitates  checking  levels  and  making  substitu- 
tions and  on  the  whole  is  preferable  in  an  experimental  system  such  as 
this.  Another  useful  feature  from  the  experimental  angle  is  the 


Oct.,  1941]  ELECTRICAL  EQUIPMENT  391 

provision  of  input,  output,  and  bridging  jacks  with  "normal- through" 
contacts  to  make  the  regular  set-up  continuous  without  patch  cords. 
The  rapid  rearrangement  and  checking  of  the  circuit  which  this  made 
possible  proved  very  useful. 

In  all  amplifiers  where  the  noise  requirements  are  severe  external 
supplies  for  both  plate  and  heater  power  are  used.  These  are 
mounted  on  racks  which  are  situated  a  few  feet  away  from  the  signal 


FIG.  7.  Recording  and  reproducing  channels.  The  three  racks 
at  the  left  carried  the  program  equipment,  while  the  two  smaller 
cabinets  on  the  right  contained  the  pilot  apparatus.  The  medium- 
size  rack,  center,  contained  auxiliary  equipment  used  for  some 
special  tests  but  not  part  of  the  regular  channels. 

channels,  thereby  reducing  greatly  the  difficulties  of  shielding  the  latter 
from  hum  pick-up.  Several  of  the  amplifiers  of  narrower  range  have 
small  self-contained  power  supplies.  They  are  mounted  only  on  the 
two  racks  housing  equipment  handling  compressed  signals,  and  are 
well  shielded. 

The  apparatus  associated  only  with  the  pilot  circuits  is  installed  in 
two  short  cabinets  appearing  at  the  right  of  Fig.  7. 

All  the  foregoing  racks  must  be  fairly  close  together  to  facilitate 
operation.  The  other  essential  parts  of  the  system  may  be  located  at 
the  most  convenient  points.  In  the  installation  for  our  Hollywood 


392  W.  B.  SNOW  AND  A.  R.  SOFFEL  [J.  s.  M.  P.  E. 

demonstration  they  were  all  installed  on  the  rehearsal  stage  of  the 
Pantages  Theater,  and  may  be  seen  in  tear  view  in  Fig.  8.  At  the  left 
are  rectifiers  for  the  loud  speaker  fields  supplying  22  amperes  at  32 
volts.  To  their  right  are  rectifiers  for  the  exciting  lamps  of  the  ma- 
chines which  draw  a  maximum  of  20  amperes  at  16  volts  per  machine. 
In  the  second  row,  left,  are  the  power  amplifiers,  and  at  the  right  the 
plate  and  heater  power  supplies  for  the  signal  channels. 


FIG.  8.  Power  equipment.  In  the  foreground  are  rectifiers  to 
supply  low  voltage  direct  current  to  loud  speaker  fields  and  exciting 
lamps  in  the  machines.  The  next  row  consists  of  power  amplifiers 
(left)  and  plate  and  heater-supply  equipment  in  the  three  cabinets 
at  the  right. 


If  all  the  apparatus  is  at  hand  the  following  can  be  done :  record- 
ing, recording  with  full-range  monitoring,  reproducing,  or  re-recording 
with  or  without  enhancement  plus  monitoring. 

OPERATION 

Placement  of  microphones  and  loud  speakers  for  stereophonic  re- 
production is  still  largely  a  matter  of  trial.  For  our  Philadelphia 
Orchestra  records  the  microphones  were  suspended  10  feet  above  the 
stage  and  5  feet  inside  the  front  row  of  performers.  The  orchestra 
width  was  about  40  feet  and  our  outside  microphones  were  28  feet 
apart.  At  the  Carnegie  Hall  demonstration  the  side  loud  speakers 


Oct.,  1941]  ELECTRICAL  EQUIPMENT  393 

were  40  feet  apart  and  they  and  the  center  loud  speaker  were  11  feet 
behind  the  main  curtain. 

When  the  circuit  is  to  be  set  up  for  recording  an  orchestra  with 
monitoring,  patches  are  made  as  indicated  in  Figs.  1  and  2.  Each 
channel  is  then  lined  up  with  a  single-frequency  tone  applied  at  the 
input  of  A  i  of  voltage  corresponding  to  the  maximum  expected  from 
the  microphone.  Adjustments  are  made  so  that  the  compressor  out- 
put just  drives  the  recording  amplifier  to  its  limit.  However,  the  ex- 
pandor  gain  is  set  at  10  db  below  maximum  to  allow  for  enhancement. 
Then  program  is  picked  up  and  PH  is  adjusted  to  give  unity  ratio  re- 
production on  the  basis  of  listening  test  or  measurements.  The  final 
setting  of  PI  is  then  made  such  that  audible  overloading  does  not  occur 
on  the  highest  program  peaks,  and  PH  can  be  readjusted  accordingly. 
The  circuit  is  now  set  to  record  at  proper  level  any  sound  less  intense 
than  an  orchestra  without  further  changes  in  gain.  Of  course  with 
practice  this  setting  can  be  determined  by  measurement. 

In  order  to  reproduce  records  it  is  desirable  to  have  previously 
made  a  test  record  with  the  circuit  conditions  described  for  recording. 
This  record  is  played  over  the  reproducing  circuit.  The  gain  of  A 15 
and  the  setting  of  volume  controls  Pi2  are  adjusted  so  that  the  proper 
pilot  levels  are  obtained  at  the  expandor  rectifier  input  on  each  pilot 
tone.  Finally  the  signal  levels  into  the  expandor  are  adjusted  to  be 
at  the  allowable  maximum  and  PH  is  set  as  for  monitoring.  Then  any 
record  recorded  with  setting  given  above  will  be  reproduced  at  the 
same  level  at  which  it  "was  heard  in  the  monitoring  circuit.  Any 
desired  alteration  in  listening  level  provided  it  does  not  exceed  +10 
db  or  —  5  db  may  be  made  very  conveniently  by  changing  the  gain  of 
v4i5  which  changes  all  channels  at  once. 

The  use  of  a  pilot-operated  compandor  makes  it  possible  to  increase 
the  volume  range  of  a  re-recorded  selection,  or  to  enhance  it,  introduc- 
ing only  a  slight  increase  in  film  noise.  This  process  was  described  in 
detail  in  another  paper.1  Since  only  30  db  of  the  expandor  gain 
variation  are  needed  for  automatic  control  the  15  db  remaining  is 
available  for  manual  manipulation.  Our  amplifier  capacity  is  suffi- 
cient for  10-db  increase  in  orchestral  sound  so  that  the  15-db  range  is 
used  as  +10  and  -5.  It  was  to  allow  for  this  range  that  the  ex- 
pandor adjustments  were  10  db  below  maximum  in  the  recording 
monitoring  line-up.  If  greater  reductions  in  level  are  required  they 
can  safely  be  made  by  lowering  the  re-recorded  signal  level  because 
the  noise  is  inaudible  with  expandor  gain  at  5  db  below  normal 


394 


W.  B.  SNOW  AND  A.  R.  SOFFEL 


[J.  S.  M.  P.  E. 


minimum.     Quality-control  networks  may  also  be  switched  into  the 
signal  channels. 

Parts  of  the  recording  set-up  are  combined  with  the  reproducing 
circuit  to  make  up  this  arrangement.  The  signal  from  each  photo- 
electric cell  is  amplified  and  then  sent  through  a  quality  control  and  an 
attenuator  of  15-db  continuous  range  which  is  part  of  the  enhance- 
ment volume  control.1  Then  they  are  equalized,  amplified,  and  re- 
recorded. The  pilot  track  is  picked  up,  amplified,  and  separated  into 


i^55^j 


FIG.  9.     Recording  channels  of  new  stereophonic  system. 


its  components  by  the  filters  used  with  the  compressors  during  re- 
cording. After  separation  each  tone  passes  through  an  attenuator  of 
15-db  continuous  range.  The  tones  are  recombined,  amplified,  and 
re-recorded.  Monitoring  is  accomplished  in  the  same  manner  as 
when  recording.  The  attenuators  for  each  channel  in  the  signal  path 
and  pilot  are  controlled  by  the  same  lever  and  arranged  so  that  in  the 
normal  position  there  are  10  db  of  loss  in  the  pilot  channel  and  none  in 
the  signal.  The  lever  can  be  moved  up  to  zero  loss  in  both  channels 
and  down  to  15  db  in  the  pilot  circuit  with  no  loss  in  the  signal  channel 


Oct.,  1941]  ELECTRICAL  EQUIPMENT  395 

and  then  still  farther  down  to  hold  15  db  in  the  pilot  and  add  up  to  15 
db  to  the  signal  loss.  The  enhancement  volume  control  levers  and 
the  quality-control  keys  are  mounted  in  a  control  cabinet  and  are  so 
arranged  that  they  can  be  conveniently  manipulated  by  an  operator 
while  he  is  listening  to  the  music  and  can  hear  the  effects  of  any 
changes  he  makes.  Of  course  these  changes  are  all  recorded  at  the 
same  time  on  the  re-recorded  negative. 

CONCLUSION 

During  the  past  summer  another  complete  stereophonic  sound-film 
system  was  built  for  Electrical  Research  Products,  Inc.,  by  the 
Laboratories.  Throughout  this  design  commercial  equipment  was 
used  except  in  the  pilot  and  compandor  systems  where  standard 
articles  were  not  available.  The  new  system  always  equalled  and  at 
many  points  exceeded  the  performance  of  the  experimental  one 
described  in  this  paper.  Fig.  9  shows  the  improved  appearance  of 
the  recording  system  and  the  standard  height  cabinet  rack  used 
throughout. 

The  authors  have  had  the  full  cooperation  of  many  members  of  the 
Laboratories'  staff.  In  particular  they  wish  to  thank  Mr.  K.  D. 
Swartzel  who  developed  the  expander  circuit  and  Mr.  R.  W.  Bunten- 
bach  for  his  aid  in  equalizing  and  operating  the  system. 

REFERENCES 

1  FLETCHER,  H.,:     "The  Stereophonic  Sound-Film  System— General  Theory" 
(this  issue  of  the  JOURNAL,  p.  331). 

2  WENTE,  E.  C.,  BIDDULPH,  R.,  ELMER,  L.  A.,  AND  ANDERSON,  A.  B.:     "Me- 
chanical and  Optical  Equipment  for  the  Stereophonic  Sound-Film  System"  (this 
issue  of  the  JOURNAL,  p.  353). 

3  STEINBERG,  J.  C.:     "The  Stereophonic  Sound-Film  System — Pre-  and  Post- 
Equalization  of  Compandor  Systems"  (this  issue  of  the  JOURNAL,  p.  366). 

4  SCRIVEN,  E.  O. :     "Auditory  Perspective — Amplifiers,"  Electrical  Engineering, 
LHI  (April,  1934),  p.  278. 

6  WENTE,  E.  C.,  AND  THURAS,  A.  L.:  "Auditory  Perspective — Microphones 
and  Loud  Speakers,"  Electrical  Engineering,  LIU  (Jan.,  1934),  p.  17. 

6  BENNETT,  W.  R.,  AND  DOBA,  S. :  "Vario-Losser  Circuits,"  Electrical  Engineer- 
ing, LX,  Trans.  No.  17  (Jan.,  1941),  p.  17. 

DISCUSSION 

MR.  KELLOGG :     Was  a  special  copper  oxide  rectifier  used  with  the  compressor? 

MR.  SOFFEL  :  The  copper  oxide  rectifiers  were  made  especially  for  the  job  in  the 
Bell  Telephone  Laboratories  and  possess  characteristics  that  give  the  compressors 
and  expanders  a  wide  linear  gain  change  without  harmful  effects  caused  by  recti- 
fier shunt  capacity. 


396  W.  B.  SNOW  AND  A.  R.  SOFFEL 

MR.  CRABTREE  :  In  listening  to  the  records  from  which  the  background  noise 
was  not  eliminated  and  attempting  to  eliminate  the  background  noise  mentally,  I 
got  the  impression  that  the  sound  quality  was  better  than  in  the  record  that  had 
been  subjected  to  equalizaton;  that  is,  in  going  through  the  mill  of  equalization 
and  compression,  some  quality  has  been  lost.  This  demonstration  would  seem  to 
stress  the  necessity  of  eliminating  background  noise  by  the  use  of  even  still  finer 
grained  emulsions  in  recording. 

MR.  SOFFEL:  If  it  were  possible  to  get  a  film  with  a  signal-to-noise  ratio  40  db 
better,  the  quality  would  be  slightly  superior  on  sounds  of  very  impulsive  nature, 
but  for  ordinary  sounds  there  would  be  little  difference. 

MR.  MAURER:  Is  any  information  available  as  to  the  overall  harmonic  dis- 
tortion of  the  system? 

MR.  SOFFEL:  Each  unit  in  the  sytsem  was  designed  to  have  a  total  harmonic 
distortion  of  a  pure  tone  of  400  cycles,  35  db  below  the  fundamental  at  all  levels. 
The  distortion  of  the  complete  system  is  probably  slightly  greater. 

MR.  KELLOGG  :  Are  there  certain  frequency  ranges  of  film  noise  that  are  mpre 
disturbing  than  others?  There  is  also  the  question  as  to  the  effect  of  a  narrow 
band  of  noise  frequencies  vs.  a  wide  band. 

MR.  STEINBERG:  Although  studies  reported  by  Professor  Donald  Laird  of 
Syracuse  University  tend  to  indicate  that  high-frequency  noise  would  be  more 
disturbing  than  low-frequency  noise  when  the  two  are  equally  loud,  more  study 
will  be  needed  with  particular  reference  to  film  noise  as  a  background  to  program 
signals  before  a  final  answer  can  be  given  to  that  question. 


A  LIGHT-VALVE  FOR  THE  STEREOPHONIC  SOUND-FILM 

SYSTEM* 


E.  C.  WENTE  AND  R.  BIDDULPH** 


Summary. — This  paper  describes  a  light-valve  incorporating  large  electromag- 
netic damping  and  operating  directly  through  the  ribbon  resonance  region.  Resonance- 
region  response,  5  db  above  that  at  low  frequencies,  is  equalized  by  a  suitable  equalizer 
to  provide  uniform  ribbon  displacement  per  unit  driving  voltage  over  the  band  30- 
14,000  cycles  with  very  nearly  constant  phase-shift  per  cycle.  Problems  of  structure 
and  size  have  furnished  a  mechanical  design  with  several  interesting  features,  among 
which  are  mechanical  robustness,  protection  against  dirt  and  moisture,  built-in  rib- 
bon and  optical  adjustments,  and  an  optical  system  integral  with  the  valve  structure. 
This  unit  has  proved  a  rugged,  stable,  light-modulator  especially  free  from  inter- 
modulation  products. 

The  light-valve  for  recording  sound-on-film  consists  essentially  of 
a  pair  of  coplanar  ribbons,  supported  in  a  transverse  magnetic  field 
forming  a  light-slit  which  varies  in  size  in  accordance  with  the  cur- 
rent flowing  through  the  ribbons.  Its  design  involves  the  solution 
of  a  combination  of  mechanical,  electrical,  magnetic,  and  optical 
problems.  Because  of  the  limitations  in  the  physical  properties  of 
materials,  the  vibrating  elements  must  be  very  small — a  circumstance 
which  demands  close  tolerances  and  great  stability  in  the  mechanical 
construction.  However,  the  light- valve  is  well  adapted  to  fulfill  the 
general  requirements  for  a  light-modulator  in  a  high-quality  sound- 
recording  system.  It  is  simple  in  principle,  and  can  be  built  in  a 
stable,  convenient,  and  rugged  form. 

THEORY  OF  OPERATION 

In  order  to  obtain  an  analytical  expression  for  the  operating  char- 
acteristics of  the  light-valve  in  terms  of  its  physical  constants,  we 
shall  assume  that  the  ribbons  are  connected  to  an  alternating  source 
of  emf  having  an  internal  resistance  equal  to  Ri.  Except  at  very 
high  or  very  low  audio-frequencies,  this  condition  corresponds  with 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y.;  received  March 
18,1941. 
**  Bell  Telephone  Laboratories,  New  York,  N.  Y. 

397 

<>The  Society  is  not  responsible  for  statements  by  author  sO 


398  E.  C.  WENTE  AND  R.  BIDDULPH  [J.  S.  M.  P.  E. 

that  under  which  the  valve  is  used  in  practice.  In  order  to  simplify 
the  discussion,  let  us  assume  that  the  ribbons  have  exactly  the  same 
physical  constants,  so  that  the  motion  of  the  two  ribbons  is  the  same 
for  a  given  current  flow.  We  can  then  treat  the  two  ribbons  as  a 
unit.  Our  discussion  will,  therefore,  proceed  as  if  we  were  dealing 
with  a  valve  having  a  single  ribbon.  For  reasons  that  will  become 
evident,  the  ribbon  is  preferably  provided  with  a  resistance  shunt. 
If  this  resistance  is  Rs,  if  the  impedance  of  the  valve  is  Zv,  and  if  the 
emf  of  the  source  is  E'ejwt,  the  circuit  diagram  for  the  system  is 
analytically  equivalent  to  that  shown  in  Fig.  1,  where  E  is  equal  to 
ErR5/(Ri  +  R5)  and  R  is  equal  to  RiRs/(Rt  +  RJ. 

Only  the  central  portion  of  the  ribbon  is  used  in  controlling  the 
light  transmitted  by  the  valve ;   we  shall  therefore  restrict  our  inter- 


A/W 

R 


Eejwt, 


FIG.  1.     Equivalent  electrical  circuit  of  recording  ampli- 
fier and  light- valve. 

est  to  the  motion  of  this  region.  If  the  displacement  is  designated  by 
x,  the  problem  of  finding  the  response  frequency  characteristic  then 
consists  in  the  determination  of  |#/E|.  The  ribbon  is  ordinarily 
tuned  to  a  frequency  which  is  near  the  upper  part  of  the  operating 
frequency  range.  When  current  flows  through  the  ribbon,  it  will, 
therefore,  be  displaced  into  a  form  which  is  close  to  that  of  one  lobe 
of  a  sine-wave  for  all  frequencies  of  practical  interest.  Assuming  this 
form  of  displacement  we  can  readily  determine  the  equivalent  simple 
harmonic  system  in  which  the  constants  are  lumped  and  in  which 
the  motion  is  the  same  as  that  of  the  middle  of  the  ribbon.  The  ef- 
fective mass  of  the  ribbon  in  this  equivalent  system  is  equal  to  that 
mass  which,  when  moved  at  the  velocity  of  the  middle  of  the  ribbon, 
has  the  same  kinetic  energy  as  the  ribbon  itself.  The  effective  stiff- 
ness is  equal  to  the  effective  mass  multiplied  by  w02  where  o>0  is  the 
angular  frequency  at  resonance.  The  effective  force  is  equal  to  that 
force  which,  when  multiplied  by  the  displacement  of  the  center  of 


Oct.,  1941] 


THE  LIGHT- VALVE 


399 


the  ribbon,  will  represent  as  much  work  as  that  which  is  actually  done 
in  displacing  the  ribbon.  If  m,  s,  and  F  are  the  effective  mass,  stiff- 
ness, and  force,  respectively,  for  the  sinusoidal  form  of  ribbon  dis- 
placement, we  get,  on  applying  the  definitions  just  given, 


where  p  is  the  density  of  the  ribbon  material;  a  is  the  cross-sectional 
area,  and  /  the  length  of  the  ribbon;  B  is  the  flux-density,  which  is 
assumed  to  be  uniform  along  the  full  length  of  the  ribbon;  and  i 


u   2 


0.3 


0.5 


0.6 


O.I  0.2_ 

FIG.  2.     Effect  of  damping  upon  resonance  response. 


0.4 

A/WO 


is  the  current  in  amperes.     We  find  also  that  the  potential  developed 
between  the  ends  of  the  ribbon  when  it  vibrates  is  equal  to 


2BI 


x  10~8  =  k  x  10-8  volts 


We  can  now  set  up  the  following  dynamical  equation 


k 
mx  +  m  co02  x  =  T   * 


If  Rv  is  the  resistance  of  the  ribbon  when  its  motion  is  fully  con 
strained,  we  have  the  following  relationship  for  the  circuit  of  Fig.  1 


E  =  (R  + 


k  x 


(*) 


400  E.  C  WENTE  AND  R.  BIDDULPH 

If  E  =  Eejwi,  we  get  from  these  two  equations 

kE 


x  = 


W(R 


" 


S 


[J.  S.  M.  P.  E. 


(5) 


This  is  the  equation  of  motion  for  a  simple  vibrating  system  having 
the  angular  resonance  frequency  co0,  a  mass  m,  and  a  mechanical 
resistance  10 ~*k*/ (R  +  R,,),  when  subjected  to  a  driving  force  equal 


FIG.  3.     Magnetic  circuit  of  light- valve. 

to  kE/W(R  -f-  RV).  The  damping  constant  A  of  the  system  is 
equal  to  lO~9k2/2(R  +  R^m.  Substituting  this  value  in  equation  3, 
and  setting  77  =  co/co0,  we  obtain  the  desired  solution : 


IQ(R  + 


-  01 


The  greatest  uniformity  of  response  is  obtained  when  co0  is  made 
greater  than  the  highest  angular  frequency  to  be  impressed.  This 
procedure  is  impracticable  for  a  broad-band  system,  coo  is  increased 
either  by  shortening  the  ribbon  or  increasing  its  tension.  For 


Oct.,  1941]  THE  LIGHT- VALVE  401 

optical  reasons,  the  maximum  displacement  of  the  ribbon  must 
not  be  too  small  and  so  the  ribbon  must  not  be  too  short.  The 
fatigue  limit  of  ribbon  materials  restricts  the  working  tension.  Be- 
cause of  these  limitations,  it  becomes  practically  necessary  to  keep  co0 
within  the  operating  frequency  range. 

In  this  case,  however,  it  is  impossible  to  adjust  the  constants  of  a 
simple  vibrating  system,  such  as  the  ribbon  presents,  so  that  the 
response  will  be  uniform.  Equalization  must  be  introduced  into 


FIG.  4.     Photograph  of  ribbon  supporting  structure. 
* 

the  electrical  circuit  if  the  system  as  a  whole  is  to  have  a  uniform 
response.  Networks  may  be  designed  to  equalize  for  almost  any 
characteristic,  but  the  tolerance  limits  both  in  the  construction  and 
for  stability  become  prohibitively  severe  for  a  sharply  tuned  system. 
The  equalization  problems  become  increasingly  simpler  as  the  height 
of  the  resonance  peak  is  reduced. 

Unless  a  unique  kind  of  circuit  closely  coupled  to  the  ribbon  is 
used  for  the  equalization,  such  networks  can  not  eliminate  so-called 
"valve  clash."  When  the  ribbons  of  a  valve  are  over-modulated 
and  not  well  damped,  they  will  oscillate  every  time  they  strike  each 


402  E.  C.  WENTE  AND  R.  BIDDULPH  U.  S.  M.  P.  E. 

other.  These  oscillations  are  free  oscillations  at  the  resonance  fre- 
quency, which  were  not  in  the  original  signal.  The  damping  of 
these  oscillations  is  practically  unaffected  by  equalization  in  some 
other  part  of  the  circuit.  The  effect  of  valve  clash  can  be  reduced 
only  by  an  increase  in  the  damping  of  the  valve.  For  this  reason, 
as  well  as  because  of  the  greater  ease  of  equalization,  the  ribbon 
should  be  as  well  damped  as  is  practically  possible. 

From  equation  4  we  see  that  the  maximum  response  occurs  when 
co2  =  co02  —  2  A2.  The  ratio  of  peak  response  to  the  response  at  oo  =  0 
is,  therefore, 


This  ratio  thus  depends  solely  upon  A/co0.  The  relationship  is  shown 
graphically  in  Fig.  2.  The  relative  height  of  the  resonance  peak 
thus  can  be  decreased  to  any  desired  value  down  to  unity  by  in- 
creasing A/COQ.  We  should  therefore  try  to  make  A/co0  as  large  as  is 
practically  possible.  The  limit  to  which  co0  can  be  reduced  is  set  by 
the  fact  that  for  frequencies  very  far  above  resonance,  the  displace- 
ment of  the  ribbon  no  longer  is  sinusoidal,  but  takes  on  the  form  of  a 
higher  mode  of  motion.  This  change  will  result  in  irregularities  in 
the  response  characteristic  which  are  not  easily  controlled.  Stabil- 
ity of  ribbon  adjustment  also  sets  a  lower  limit  in  the  ribbon  tension. 
Having  reduced  co0  to  the  lowest  practical  value,  we  must  seek  an 
increase  in  A.  The  damped  resistance  Rj,  of  the  ribbon  is  equal  to 
al  /a,  where  a  is  the  resistivity  of  the  ribbon  material.  Let 
R,  /(R  +RJ)  =  a.  We  then  get 


According  to  equation  6,  the  best  ribbon  material  is  one  having  the 
lowest  value  of  <rp.  This  criterion,  together  with  the  fact  that  a 
comparatively  high  value  of  co0  must  be  maintained,  indicates  that 
duralumin  is  probably  the  most  satisfactory  ribbon  material  available. 
For  greatest  reduction  in  the  relative  height  of  the  peak  value  of  re- 
sponse, a  should  be  made  as  large  as  possible,  but  the  advantage 
in  going  in  this  direction  is  limited,  since  the  maximum  value  of  a  is 
unity  and  a  recording  amplifier  of  increasingly  greater  power  capacity 
is  required.  A  varies  as  the  square  of  B  and  the  power  required  to 


Oct.,  1941] 


THE  LIGHT- VALVE 


403 


operate  the  valve  decreases  as  B  is  increased.  For  these  reasons, 
much  is  gained  in  making  the  flux-density  as  great  as  is  practically 
possible. 

CONSTRUCTION  AND  PERFORMANCE 

The  magnetic  circuit  of  the  valve  used  in  making  four-channel 
stereophonic  records  is  shown  in  Fig.  3.  Two  conical  pole-pieces, 
spaced  by  a  surrounding  supporting  cylinder  of  permanent-magnetic 
material,  form  the  air-gap  in  which  the  ribbons  move.  The  flux- 
density  produced  in  this  air-gap  is  32,000  gauss. 


40      60        100 


200          400   600      1000         2000        40OO  60OO  10000      20000 
FREQUENCY    IN    CYCLES    PER    SECOND 


FIG.  5.     Response  vs.  frequency  characteristic. 

Mounted  securely  on  one  of  the  pole-pieces  is  a  ring  structure 
carrying  clamping  blocks  for  the  ribbons,  as  shown  in  the  photograph 
of  Fig.  4.  These  blocks  are  adjustable  and  the  ribbons  can  be  read- 
ily placed  in  their  correct  position  relative  to  the  pole-piece  structure 
and  tuned  to  the  required  frequency.  The  adjustment  provisions 
include  means  for  moving  the  ribbons  in  the  axial  direction  in  order 
that  they  may  be  made  accurately  coplanar.  When  all  adjustments 
of  position  and  tension  have  been  made,  the  clamps  are  fastened 
solidly  to  their  supporting  base.  Ribbons  are  spaced  0.004  inch 
apart,  and  each  is  tuned  to  a  resonance  frequency  of  8400  cps.  In 
order  that  all  contact  surface  resistances  may  be  kept  to  a  small 
and  stable  value,  all  ribbon  clamps  and  the  base  upon  which  they 
mount  are  gold-plated.  A  shunting  resistance  across  each  ribbon  is 
also  fastened  directly  to  the  ribbon  clamps.  While  these  shunt 
circuits  increase  the  power  requirements  for  operating  the  valve, 


404  E.  C.  WENTE  AND  R.  BIDDULPH  [].  S.  M.  P.  E. 

they  add  to  the  damping  constant  and  decrease  the  dependence  of 
the  frequency  response  characteristic  upon  the  output  impedance^ 
of  the  recording  amplifier. 

The  response-frequency  characteristic  of  the  completed  valve 
when  connected  directly  to  the  recording  amplifier  without  any  fur- 
ther equalization  is  given  in  Fig.  5.  This  response  has  a  broad  maxi- 
mum in  the  neighborhood  of  8000  cps  and  is  easily  equalized  with 
electrical  networks. 


FIG.  6.     Photograph  of  assembled  valve. 

The  light-source  is  focused  directly  in  the  ribbon  plane  by  a  con- 
densing lens  mounted  in  one  pole-piece  of  the  valve,  and  a  micro- 
scope objective  focusing  the  ribbons  directly  on  the  film  is  mounted 
in  the  other  pole-piece.  These  lenses,  as  well  as  the  ribbons  of  all 
valves,  are  adjusted  in  a  common  fixture.  The  completed  valves 
after  adjustment  in  this  fixture  are  nearly  enough  alike,  optically 
and  mechanically,  so  that  they  can  be  mounted  on  the  fixed  brackets 
of  the  recording  machine  without  the  need  of  further  adjustment 
for  position  or  focus  of  the  recording  image  on  the  film.  Condensing 
and  objective  lenses  in  the  pole-pieces  serve  also  to  close  the  valve 
structure  against  dirt  and  dust,  and  the  interior  may  be  hermetically 


Oct.,  1941]  THE  LIGHT- VALVE  405 

sealed  if  so  desired.  A  photograph  of  one  of  the  valves  is  shown  in 
Fig.  6. 

A  lot  of  ten  such  valves  has  been  used  for  a  considerable 
amount  of  experimental  recording  over  an  extended  period  and  in 
various  parts  of  the  country.  Operated  from  a  feedback  amplifier 
acting  both  as  a  driver  and  a  voltage  limiter,  no  difficulty  has  been 
experienced  with  broken  ribbons,  and  no  readjustment  of  either  rib- 
bon tuning  or  ribbon  spacing  was  required  during  this  time.  This 
valve  has  proved  to  be  rugged  in  all  experimental  work  where  reason- 
able precautions  were  observed  and  is  free  of  the  instability  frequently 
characterizing  compact  vibrating  structures. 

The  writers  are  indebted  to  Mr.  L.  A.  Elmer  for  a  number  of  im- 
portant suggestions  in  connection  with  the  design  of  this  valve. 

DISCUSSION 

MR.  KELLOGG:     What  is  the  magnification  in  the  horizontal  plane? 

MR.  BIDDULPH:  The  objective  in  this  valve  operates  at  a  lateral  magnification 
of  10  X  in  the  horizontal  plane  to  form  an  unmodulated  track  0.040  inch  wide  on 
the  film. 

MR.  STEPHENS:  Is  the  valve  equally  well  adapted  for  variable-area  and  vari- 
able-density recording? 

MR.  BIDDULPH:  Variable-area  recording  methods  were  employed  in  our 
stereophonic  work;  hence  the  light-valve  was  designed  to  operate  in  conjunc- 
tion with  an  optical  system  producing  a  satisfactory  variable-area  trace.  To 
employ  this  valve  for  variable-density  work  would  require  some  modifications  of 
both  valve  geometry  and  optics. 


INTERNALLY  DAMPED   ROLLERS* 
E.  C.  WENTE  AND  A.  H.  MULLER** 

Summary. — Special  damping  rollers,  capable  of  damping  oscillations  of  rotating 
shafts  without  adding  a  steady  load,  were  first  devised  by  Prof.  H.  A .  Rowland.  These 
rollers  had  either  an  annular  channel  along  the  periphery  filled  with  a  liquid,  or  a 
wheel  mounted  loosely  on  a  shaft  coaxially  fixed  in  an  outer  shell,  the  interspace  being 
filled  with  a  liquid.  The  theory  of  the  action  of  such  rotters  in  reducing  fluctuations 
in  the  speed  of  rotation  caused  by  disturbances  from  either  the  load  or  the  driving  side 
is  developed  and  the  results  are  illustrated  by  graphs.  A  new  form  of  rotter  is  de- 
scribed in  which  liquid  filling  an  annular  channel  within  the  shell  of  the  roller  is 
coupled  to  the  shell  by  a  mechanical  resistance. 

A  flywheel  elastically  connected  to  the  shaft  of  a  machine  will 
hunt,  i.  e.,  execute  resonance  oscillations  as  the  result  of  any  depar- 
tures from  steady-state  conditions,  unless  the  effective  torque  load 
on  the  flywheel  increases  at  an  adequate  rate  with  the  speed  of  rota- 
tion. In  most  machines,  a  small  amount  of  hunting  is  not  harmful. 
In  some  cases,  however,  means  must  be  provided  for  keeping  the  os- 
cillations below  undesired  amplitudes.  Special  devices  for  prevent- 
ing hunting  are,  for  instance,  commonly  applied  to  synchronous 
motors,  in  which  the  rotor  has  enough  moment  of  inertia  to  behave 
as  a  flywheel.  These  devices  are  usually  of  a  kind  that  do  not  in  any 
way  impede  the  steady  rotation,  i.  e.,  they  absorb  no  power  when  the 
speed  is  constant,  an  important  characteristic  here  and  in  some  other 
applications. 

Prof.  H.  A.  Rowland  early  made  use  of  the  viscosity  of  liquids  for 
damping  rotating  shafts  in  a  way  that  did  not  produce  an  increase 
in  the  steady  load.  His  method  was  disclosed  in  U.  S.  Patents  Nos. 
691,667  and  713,497,  relating  to  a  printing  telegraph — both  of  the 
year  1902.  Its  particular  purpose  there  was  to  reduce  hunting  in 
synchronous  motors.  "Viscous  damper"  was  the  name  given  to  the 
device  by  Rowland. 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y.;  received  March 
15,  1941. 

**  Bell  Telephone  Laboratories,  New  York,  N.  Y. 

406 

•t>The  Society  is  not  responsible  for  statements  by  authors^ 


Oct.,  1941] 


INTERNALLY  DAMPED  ROLLERS 


407 


One  form  of  this  viscous  damper  is  shown  in  Fig.  1,  taken  directly 
from  the  patent  specification.  This  consists  of  a  shell,  or  casing, 
having  a  hollow  annular  channel  enclosing  a  liquid.  When  the  shell 
is  revolving,  the  liquid  is  distributed  by  centrifugal  action  along  the 
outer  boundary  of  the  channel.  When  the  speed  is  uniform,  the 
liquid  and  shell  move  together  as  a  unit.  If  the  speed  of  the  shell 
changes,  the  liquid  is  gradually  brought  back  into  step  by  viscous 
shear  in  the  liquid.  This  shear  involves  dissipation  of  energy  and 
consequent  damping  of  oscillations  of  the  rotating  shell.  The 
amount  of  damping  that  can  be  obtained  in  this  way  depends  upon 
a  number  of  factors,  among  which  the  viscosity  and  density  of  the 
liquid  are  of  first  importance. 


FIG.  1.     Liquid  form  of  Rowland  "viscous  damper." 

Almost  any  value  of  resistance  per  unit  length  of  channel  may  be 
obtained  by  a  proper  choice  of  liquid  and  cross-sectional  area.  The 
damping  of  an  oscillating  system,  however,  depends,  not  upon  the 
resistance  alone,  but  upon  the  ratio  of  resistance  to  mass,  and,  in 
this  type  of  damper,  anything  that  will  increase  the  resistance  will 
also  increase  the  mass  reactance  by  an  equal  or  greater  amount. 
The  amount  of  damping  that  can  be  applied  by  this  method  is  there- 
fore restricted.  Within  limits,  the  resistance  is  proportional  to  the 
square-root  of  the  product  of  density  and  viscosity  of  the  liquid. 
Liquids  of  high  viscosity  generally  have  relatively  low  density,  so 
that,  when  such  liquids  are  used,  the  damper  will  be  relatively  bulky 
since  a  certain  amount  of  inertia  in  the  liquid  is  required  against  which 
the  mass  of  the  casing  may  react.  Rowland,  therefore,  while  men- 


408 


E.  C.  WENTE  AND  A.  H.  MULLER 


Lf.  S.  M.  P.  E. 


tioning  oil,  preferred  to  use  mercury  in  his  damper,  as  this  has  much 
greater  density  than  any  other  normally  liquid  substance.  Mercury 
dampers  of  this  general  type  have  been  used  in  certain  forms  of  print- 
ing telegraph  for  many  years. 

Another  form  of  damping  wheel  was  disclosed  by  Rowland,  also 
in  U.  S.  Patent  No.  713,497,  and  is  here  reproduced  in  Fig.  2.  In 
this  form,  a  wheel  is  mounted  freely  on  an  axle,  fixed  within  a  shell, 
coaxially  with  the  main  shaft.  Liquid  is  placed  in  the  shell  which, 
by  centrifugal  action,  fills  the  peripheral  clearance  spaces  between 
the  wheel  and  the  shell  when  the  shell  rotates.  Rowland^ comparing 
this  form  of  damper  with  that  of  Fig.  1,  states,  "The  loose  body  has 
the  effect  of  making  a  light  liquid,  such  as  oil,  act  as  a  heavier  liquid." 


71 


FIG.  2.     Wheel  form  of  Rowland  "viscous  damper." 

This  structure  has  a  further  advantage  in  that  the  dissipation  of 
energy  for  a  given  rate  of  annular  displacement  between  the  inner 
and  outer  members  is  determined  entirely  by  the  viscosity  of  the 
liquid,  the  clearances,  and  the  effective  shearing  area,  all  of  which 
can  be  independently  controlled. 

The  use  of  a  viscous  damper  of  the  general  form  shown  in  Fig.  2  in 
sound-film  apparatus  was  first  described  by  E.  D.  Cook.1  Cook  de- 
veloped the  theory  of  operation  of  the  device  and  gave  the  mechanical 
circuit  diagram  for  it  when  connected  to  a  film-driven  scanning  roller 
shaft.  He  showed  that  the  system  could  not  be  made  aperiodic  un- 
less the  moment  of  inertia  of  the  inner  wheel  was  about  eight  times 
as  great  as  that  of  the  shell. 

The  chief  disadvantages  of  the  solid  over  the  liquid  mass  within 
the  shell  of  the  roller  are:  the  inner  wheel  must  be  supported  on  a 
bearing  which  may  not  always  be  free,  particularly  when  the  oscilla- 


Oct.,  1941] 


INTERNALLY  DAMPED  ROLLERS 


409 


tions  are  small;  since,  in  operation,  the  shell  and  wheel  may  have  any 
angular  position  relative  to  each  other,  they  must  be  balanced  inde- 
pendently and  the  geometrical  form  of  the  wheel  and  the  inner  sur- 
face of  the  shell  must  be  such  that  the  liquid  as  distributed  in  the  in- 
terspace during  rotation  is  also  maintained  in  balance.  These  dif- 
ficulties are  avoided  in  dampers  having  a  homogeneous  liquid  only  as 
the  movable  substance  within  the  shell.  There  can  then  be  no  ques- 
tion of  static  frictional  forces,  and,  if  a  completely  assembled  damper 
has  once  been  dynamically  balanced,  it  will  not  be  thrown  out  of 
balance  by  any  angular  shift  of  the  liquid. 


FIG.  3.     Damped  roller  used  in  stereophonic  film  system. 

The  difficulty  inherent  in  the  device  of  Rowland,  as  shown  in  Fig. 
1,  namely,  limitation  in  the  control  of  the  coupling  resistance  between 
the  liquid  and  shell,  is  overcome  in  the  structure  shown  in  Fig.  3. 
Here,  as  in  Fig.  1,  there  is  a  shell  with  a  closed  annular  channel  carry- 
ing a  liquid.  The  coupling  between  the  liquid  and  the  shell  is,  how- 
ever, not  determined  by  the  frictional  drag  between  the  channel  walls 
and  the  liquid,  but  is  controlled  by  a  porous  partition  P  placed  trans- 
versely across  the  channel  so  that  the  liquid  can  not  move  circum- 
ferentially  without  forcing  liquid  through  the  pores  of  the  partition. 
This  partition  will  act  as  a  pure  resistance*  to  the  motion  of  the 


*  Throughout  this  paper,  the  term  "impedance"  is  to  be  understood  as  "me- 
chanical impedance,"  i.  e.,  the  ratio  of  force  to  velocity.  When  expressed  in 
complex  form,  the  term  "resistance"  is  to  be  understood  as  the  real  part  and 
"reactance"  as  the  imaginary  part  of  this  ratio. 


410  E.  C.  WENTE  AND  A.  H.  MULLER          [J.  S.  M.  P.  E. 

liquid  relative  to  the  casing,  if  certain  conditions  are  fulfilled.  One 
of  these  is  that  the  ratio  of  reactance  to  resistance  for  each  pore  be^ 
small  at  the  resonance  frequency,  where  energy  dissipation  is  to  be 
effected.  For  example,  if  the  pores  are  small  and  circular  in  section, 
the  resistance  of  each  hole  has  a  value  equal  to  8fj.l/r2  and  a  mass  re- 
actance of  4cop//3  per  unit  area,2  where  ju  is  the  viscosity  and  p  the 
density  of  the  liquid,  r  the  radius  and  /  the  length  of  the  hole,  and  o> 
is  the  angular  frequency,  r  should,  therefore,  be  small  compared 
with  (6/-i/wp)1/2.  If  this  condition  is  satisfied,  the  resistance  of  the 
whole  partition  will  be  equal  to  al  A  2/a,  where  A  is  equar  to  the  sec- 
tional area  of  the  channel,  a  is  the  total  area  of  all  the  pores  in  the 
partition,  and  a  is  the  resistance  of  the  pores  per  unit  area  per  unit 
length.  The  coupling  resistance  between  the  shell  and  the  liquid 
can,  therefore,  be  given  almost  any  desired  value  for  any  liquid  by  a 
proper  choice  of  size  and  number  of  pores. 


i 

''^-  •           i 
4     i 

i            i 

FIG.  4.     Mechanical  circuit  diagram  of  damped 
roller  system. 

The  mechanical  circuit  diagram  for  a  system  in  which  a  roller  of 
this  kind  is  driven  through  an  elastically  yielding  coupler  is  shown  in 
Fig.  4.  For  the  particular  case  where  the  roller  is  driven  by  a  re- 
silient film  running  over  a  scanning  drum  rigidly  connected  to  the 
shell  of  the  roller,  C  is  the  compliance  of  the  portion  of  film  connect- 
ing the  driving  sprocket  and  the  scanning  drum.  M  is  the  mass  of 
the  liquid,  m  the  mass  of  the  shell  and  other  parts  that  may  be  rigidly 
connected  to  it,  and  R  the  resistance  of  the  partition — each  divided 
by  the  square  of  the  ratio  of  its  own  radius  of  gyration  to  the  radius 
of  the  scanning  drum.  This  circuit  is  of  the  same  form  as  that  given 
by  Cook  for  the  film-driven  roller  having  a  solid  internal  member. 

In  this  system,  there  are  two  principal  types  of  disturbances  which 
can  produce  variations  in  the  speed  of  rotation  of  the  scanning  drum 
to  which  the  shell  of  the  roller  is  assumed  to  be  rigidly  connected. 
These  may  be  designated  as  driving-side  disturbances  and  load-side 
disturbances.  The  former  are  variations  in  the  speed  of  film  travel 


Oct.,  1941]  INTERNALLY  DAMPED  ROLLERS  411 

at  the  driving  sprocket  and  are  represented  in  the  circuit  diagram  by 
V.  The  latter  are  such  disturbances  as  variations  in  the  friction  of 
the  sound  roller  bearings  and  in  the  film  compliance  C.  Their  com- 
bined effect  is  equivalent  to  that  of  an  alternating  force  acting  at  the 
periphery  of  the  scanning  drum  and  can  be  represented  by  the  force 
F  at  the  point  indicated  in  the  diagram.  The  variation  in  the  speed 
of  the  roller  resulting  from  either  type  of  disturbance  is  represented 
in  the  diagram  by  v.  An  analysis  of  the  circuit  should,  therefore, 
give  expressions  for  v/V  and  v/F  as  a  function  of  frequency  and  the 
physical  constants  of  the  system.  Our  interest  is,  however,  restricted 
to  the  absolute  value  of  these  ratios. 
We  readily  derive  the  relation 


jr  ?">«>  M  /"*     9/ i         i  >r\  To       i         I  >ro     o/  -i  n  xi\  o  \     / 


If  now  we  set 


Q  - 


Equation  1  reduces  to 

1  ~l~  Q  x fn\ 

(1  -  x)2  +  Q2  x  (1  -  kx)2 

When  x  is  small,  this  expression  approaches  unity,  and  when  x  is 
large  it  approaches  l/k2x2.  Intermediately,  it  passes  through  a 
maximum,  the  magnitude  and  frequency  of  which  depend  upon  Q 
and  k.  In  the  region  of  this  maximum  and  at  all  lower  values  of  x, 
it  is  greater  than  1 .  This  means  that,  in  this  range,  the  system  does 
not  attenuate,  but  actually  amplifies  the  speed  flutter  that  may  be 
present  at  the  driving  sprocket.  It  is  an  advantage,  therefore,  to 
make  the  resonance  frequency  co0  as  low  as  possible  and  to  keep  the 
peak  value  of  this  amplification  to  a  low  value,  so  far  as  this  can  be 
accomplished  without  impairing  the  effectiveness  of  the  filtering  ac- 
tion at  other  frequencies.  In  order  to  find  the  lowest  peak  that  it 
is  possible  to  obtain  for  a  given  value  of  k  by  adjustment  of  Q,  we  set 


=  0  and 


=  0 


d<22 

and  solve  the  two  simultaneous  equations  so  obtained.     When  this 
is  done,  we  find 


412 


E.  C.  WENTE  AND  A.  H.  MULLER 


[J.  S.  M.  P.  E. 


Qz  = 


(4) 


When  these  values  are  substituted  in  equation  2,  we  obtain,  for  the 
height  of  this  minimum  peak 


,\, 
vl 


In  deriving  corresponding  expressions  for  the  load-side  disturbances, 
let  us  set  F/v  equal  to  z,  and  (M  -\-  m)  coo  equal  to  ZQ,  the  impedance 
that  would  obtain  for  the  load-side  disturbances  at  the  angular  fre- 
quency w0  if  the  liquid  and  the  casing  were  rigidly  interlocked  and 
the  compliance  C  were  very  large.  20/2  is  then  the  ratio  of  the  velo- 
city of  the  shell  to  its  velocity  at  the  frequency  co0,  if  the  same  force 
were  a'cting  on  the  combined  liquid  and  shell  masses  alone.  From 
the  circuit  diagram,  we  see  that 


-  kx) 


(6} 


This  function  also  passes  through  a  maximum.  In  order  to  find  the 
lowest  value  that  the  peak  can  have  for  a  given  value  of  k,  we  pro- 
ceed as  before  and  set 


2  =  0  and  A 
dx 


0 


Solving  the  two  equations  so  obtained,  we  have 


and 


1  +  k   3  +  k 
2       3k  +  1 


Substituting  these  values  in  equation  6,  we  get  for  the  minimum 
possible  peak  value  at  a  given  value  of  k 

_2(l  +  *) 


(1  - 


Equations  3,  4,  7,  and  8  show  that  if  k,  the  ratio  of  the  mass  of  the 
shell  to  the  total  mass  of  the  roller,  is  kept  constant,  and  Q  is  adjusted 
so  that  the  peak  value  of  flutter  is  a  minimum,  the  peak  frequency 
will  be  the  same  whether  the  adjustment  is  made  for  load-side  or  for 


Oct.,  1941] 


INTERNALLY  DAMPED  ROLLERS 


413 


driving-side  disturbances,  but  that  the  values  of  Q  required  to  reduce 
these  two  peak  values  to  a  minimum  are  different.  These  values  of 
Q  differ  more  and  more  as  k  is  decreased.  This  statement  gives  one 


U    W 

•* 


•81 

cn  a 

El 

3s 


good  reason  why  k  should  not  be  made  too  low.  However,  we  can 
not  draw  the  general  conclusion  that  a  sound-film  machine,  equipped 
with  a  roller  having  a  small  value  of  k,  is  necessarily  going  to  exhibit 
a  relatively  large  amount  of  flutter  in  the  resonance  region  for  one  or 


414 


E.  C.  WENTE  AND  A.  H.  MULLER 


[J.  S.  M.  P.  E. 


the  other  of  the  two  types  of  disturbances.     This  would  depend 
upon  a  number  of  other  factors — primarily  the  frequency  of  resonance  r 
and  the  magnitude  of  the  disturbances.     It  can  safely  be  said  that  if 


all  other  factors  remain  the  same,  an  increase  in  the  liquid  mass 
always  leads  to  an  improved  flutter  vs.  frequency  characteristic. 
Aside  from  cost,  the  disadvantages  of  such  an  increase  are  that  the 


Oct.,  1941]  INTERNALLY  DAMPED  ROLLERS  415 

load  on  the  bearing  carrying  the  roller  will  be  greater  and  that  either 
a  greater  starting  torque  or  a  longer  starting  time  will  be  required. 
An  increase  in  bearing  load  means  an  increase  in  the  load-side  dis- 
turbances and  a  decrease  in  the  compliance  C  of  the  driving  film 
link.  Both  effects  operate  to  give  an  increase  in  flutter.  In  an  anal- 
ysis of  the  effect  of  k  on  performance,  it  is  more  rational  to  proceed 
under  the  assumption  that  the  total  mass  M  -+-  m  of  the  roller  re- 
mains fixed.  Then  the  bearing  load,  the  angular  resonance  fre- 
quency co0,  and  the  starting  conditions  will  all  remain  the  same.  In 
the  discussion  immediately  to  follow,  this  condition  will  be  assumed. 
From  equations  2  and  6,  we  see  that  when  x  is  large 


1 


and 


J_ 

kzx 


We  therefore  conclude  that  for  greatest  protection  against  high- 
frequency  flutter,  k  should  be  as  large  as  possible.  On  the  other 
hand,  equations  5  and  9  show  that  where  the  main  interest  lies  in 
<eeping  the  flutter  small  in  the  resonance  region,  k  should  have  the 
owest  possible  value. 

In  order  to  present  a  better  picture  of  these  various  relations  for  a 
vider  frequency  range,  a  series  of  plotted  curves  are  reproduced  in 
?igs.  5  to  8.  In  these  figures,  Qc  is  set  equal  to  [(1  +  k)/2k] 1/2,  the 
ritical  value  of  Q  which  will  reduce  the  peak  value  of  the  flutter  re- 
ulting  from  driving-side  disturbances  to  a  minimum. 

On  comparing  the  curves  for  k  =  l/2  with  those  for  which  k  =  1/s, 
ve  see  that  both  for  the  load-side  and  for  the  driving-side  distur- 
ances,  there  is  a  marked  improvement  in  the  peak  flutter  in  going 
o  the  smaller  value  of  k.  Unless  co0  can  be  made  so  low  in  frequency 
lat  no  flutter  is  easily  noticeable  in  this  frequency  region,  it  will 
enerally  be  advisable  to  go  to  the  smaller  ratio — even  though  the 
ttenuation  at  the  higher  frequencies  is  only  half  as  great.  In  going 

still  lower  values  of  k,  a  high  price  has  to  be  paid  in  high-frequency 
ttenuation  for  a  little  gain  in  low-frequency  performance.  The 
reatest  possible  gain  in  the  resonance  region  would  be  a  reduction 

the  peak  value  of  the  flutter  by  a  factor  of  2.  But  this  gain  could 
ot  be  obtained  for  both  types  of  disturbances  since  the  peak  fre- 
uency  separation  is  increased  as  k  is  decreased.  Referring  to  the 
gures,  we  see  that  as  a  rule  Q  is  advantageously  adjusted  to  a  value 
>wer  than  Qc.  For  instance,  if  Q  is  made  equal  to  Qc/\/2,  when  k  is 
jual  to  2,  the  peak  flutter  produced  by  the  driving-side  disturbances 


416 


E.  C.  WENTE  AND  A.  H.  MULLER         [j.  s.  M.  p.  E. 


is  raised  about  10  per  cent,  but  the  peak  occurs  at  a  lower  frequency, 
where  a  given  amount  of  flutter  is  less  audible,  and,  at  slightly  higher 
frequencies,  the  attenuation  is  greater.  For  example,  at  co  =  2coo, 
it  is  30  per  cent  greater.  Fig.  6(5)  shows  that,  as  regards  flutter 
caused  by  load-side  disturbances,  the  larger  value  of  R  gives  im- 
proved performance  in  every  respect. 


FIG.  9.  Experimental  performance  curves 
of  |  damped  roller  used  in  stereophonic  film 
system. 


The  curves  show  that  relatively  little  is  gained  in  respect  to  the 
height  of  the  peaks  in  going  to  values  of  k  less  than  1/s,  and  much  is 
lost  in  attenuation  at  the  higher  frequencies,  particularly  for  the 
load-side  disturbances.  A  general  statement  about  an  optimal  value 
of  k  with  reference  to  flutter  attenuation  can  not  be  made,  as  in 
sound-film  apparatus  this  would  depend  upon  the  relative  audibility 
of  flutter  in  the  various  frequency  regions,  the  resonance  frequency 
of  the  system,  and  the  magnitudes  and  frequencies  of  the  distur- 
bances on  both  the  driving  and  the  load  sides. 


Oct.,  1941]  INTERNALLY  DAMPED  ROLLERS  417 

Fig.  9  shows  the  characteristics  of  a  roller  of  one  of  the  machines 
used  in  making  the  stereophonic  orchestra  records.*  The  roller  was 
hung  by  a  wire  with  the  wire  and  roller  coaxial,  to  form  a  torsional 
pendulum.  Means  were  provided  for  twisting  the  top  of  the  wire 
sinusoidally  at  a  controllable  frequency.  One  curve  shows  the  am- 
plitude of  oscillation  of  the  roller  so  supported  when  the  amplitude 
of  the  "disturbance"  at  the  point  of  support  was  held  constant  and 
the  frequency  varied.  This  curve  was  taken  at  room  temperature. 
The  other  curve  was  obtained  in  the  same  way,  but  at  a  temperature 
of  56° C.  The  effect  of  raising  the  temperature  is  a  decrease  in  the 
viscosity  of  the  liquid  and  a  consequent  lowering  of  the  coupling  re- 
sistance. From  the  coordinates  of  the  point  of  intersection  of  these 
two  curves,  k  and  Q  may  be  determined  by  expressions  3  and  4. 
These  measurements  showed  that  the  effective  masses  of  the  liquid 
and  shell  were  in  the  ratio  of  1.59,  whereas  the  roller  was  designed  to 
have  a  value  of  2  for  this  ratio.  When  subsequently  better  account 
was  taken  of  the  amount  of  liquid  that  effectively  adheres  to  the  walls 
of  the  shell  at  the  resonance  frequency,  excellent  agreement  was 
found  between  the  computed  and  empirical  values. 

REFERENCES 

1  COOK,  E.  D.:    "The  Technical  Aspects  of  the  High-Fidelity  Reproducer," 
/.  Soc.  Mot.  Pict.  Eng.,  XXV  (Oct.,  1935),  p.  289. 

2  CRANDALL,  I.  B.:     "Theory  of  Vibrating  Systems  and  Sound,"  D.  Van  Nos- 
trand  Co.  (New  York)  p,235._ 

*  The  writers  are  indebted  to  Mr.  L.  A.  Elmer  for  these  measurements. 


A  NON-CINCHING  FILM  REWIND  MACHINE* 
L.  A.  ELMER** 


Summary. — Cinching,  or  the  sliding  between  layers  of  film  within  a  reel,  produces 
scratches  and  surface  abrasions  which  increase  the  film  noise  level.  Cinching  is] 
more  likely  to  occur  in  rewinding  than  anywhere  else  in  the  normal  usage  of  sound-film. 
At  the  beginning  of  rewinding,  when  the  supply  reel  is  full  and  the  take-up  reel  is'i 
empty,  a  small  amount  of  torque  is  nseded  for  rotating  the  take-up  reel.  Under  this\ 
condition  the  film  will  be  wound  rather  loosely.  When  the  supply  reel  is  nearly\ 
empty,  relatively  high  film  tension  is  required  to  produce  a  given  torque  on  the  supply] 
reel.  The  torque  to  be  applied  to  the  take-up  reel  will  then  be  high,  on  account  on 
both  the  high  film  tension  and  the  large  radius  arm  of  the  film  spiral  on  the  reel.  Thisl 
high  torque  is  almost  certain  to  cause  cinching  in  the  loosely  wound  bottom  portion  0/1 
the  reel.  The  conditions  to  be  satisfied  if  cinching  is  to  be  avoided  are  analyzed.  A  jj 
power-driven  rewind  is  described  which  meets  these  requirements.  The  film  tension  is\ 
controlled  by  the  weight  of  the  film  on  the  supply  reel  at  all  times  during  the  rewind.-! 

It  is  generally  known  that  a  sound-film  record  becomes  more  noisy ; 
with  successive  play  ings.     Some  of  this  increased  noise  is  the  result ! 
of  dust  and  grease  which  accumulate  on  the  film  while  it  passes 
through  the  projector.     More  of  it  is  caused  by  scratches  and  abra- 
sions on  the  film.     In  modern  projectors  and  sound-heads  and  other 
film-handling  machinery,  that  area  of  the  film  which  carries  the 
sound  record  never  comes  into  contact  with  anything  which  could 
mar  its  surface  except  the  adjacent  layers  of  film  on  the  supply  andji 
take-up  reels.     The  sound  record  areas  of  film,  therefore,  should '. 
suffer  very  little  damage  during  projection  if  sliding  of  the  layers  of f- 
film  within  the  reels  is  prevented.     In  every  operation  involving  the  ; 
handling  of  stereophonic  films,  care  was  taken  that  this  sliding  or, 
cinching  did  not  occur. 

A  rewind  machine  was  needed  that  could  handle  a  2000-f t  reel  of 
film  rapidly  and  protect  the  film  from  cinching  and  exposure  to  even 
small  amounts  of  dust.     A  commercial  automatic  rewind  machine  j 
was  found  where  the  film  was  wound  directly  from  the  upper  supply  j 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y. ;  received  March 
14,  1941. 

**  Bell  Telephone  Laboratories,  New  York,  N.  Y. 

418 

"£  The  Society  is  not  responsible  for  statements  by  authors  & 


FILM  REWIND  MACHINE 


419 


reel  to  the  lower  take-up  reel  in  a  closed  cabinet.  The  supply  reel, 
however,  supplied  a  constant  torque  and  this  would  cause  the  film 
to  be  wound  on  the  take-up  reel  at  the  start  with  a  comparatively 
low  tension  and  at  the  end  with  about  three  times  the  tension.  Such  a 
condition  is  conducive  to  serious  cinching,  especially  if  the  film  on  the 
supply  reel  spindle  is  on  a  2-inch  diameter  core  instead  of  the  usual  5- 
inch  diameter  reel  core.  To  overcome  this,  a  device  was  designed 
that  provided  a  supply  reel  torque  con- 
trolled by  the  amount  of  film  on  that  reel. 

A  diagrammatic  sketch  of  the  machine 
is  shown  in  Fig.  1.     If  the  film  is  wound 
upon  the  take-up  reel  with  such  a  tension 
as  to  give  a  constant  torque  to  the  take-up 
reel,  it  obviously  can  not  cinch  on  this  reel 
in  the  rewind  process.    It  should  be  wound 
with  a  certain  minimum  tension  at  the 
outside  of  the  take-up  reel  so  it  can  be 
handled  or  threaded  in  a  machine  with- 
out danger  of  cinching.     If  this  minimum 
tension  was  250  grams  for  a  15-inch  reel 
with  a  5-inch  diameter  core,  the  maximum 
:ension  at  the  start  of  the  reel  would  be 
50  grams.     With  the  machine  of  Fig.  1, 
his  tension  must  be  supplied  by  the  feed 
eel,   and   this   would   cause   cinching  to 
ccur  on  the  supply  reel  at  the  start  of 
he  rewinding,  unless  the  supply  reel  had 
)een  wound  very  tightly.     Such  a  process  would  not  be  a  convenient 
me. 

At  times  it  was  necessary  to  transfer  the  film  from  a  2-inch  core 
o  a  reel  with  a  5-inch  diameter  hub  or  vice  versa.  To  fit  these  many 
onditions,  it  was  decided  to  make  the  initial  and  final  winding 
ensions  the  same,  so  that  a  supply  reel  would  have  the  same  initial 
mil  as  it  had  final  pull  when  it  was  in  the  take-up  position.  These 
ensions  were  set  at  about  1/2  pound. 

The  supply  reel  is  mounted  on  a  shaft  that  is  carried  in  the  end 
)f  a  lever  pivoted  on  ball  bearings.  A  friction  drum,  keyed  to  the 
haft  and  supply  reel,  rotates  with  a  loose  fit  in  a  ring  lined  with  a 
)rake  material  fixed  in  position  and  held  against  rotation.  At  the 
ther  end  of  the  lever  a  means  is  provided  for  attaching  weights 


FIG.  1.  Diagram  of  re- 
wind machine  and  forces 
involved  (Case  1). 


420 


L.  A.  ELMER 


[J.  S.  M.  P.  Ei 


which  partially  counterbalance  the  weight  of  the  film,  reel  or  ph 
friction  drum.  etc.     The  friction  drag  of  the  supply  reel  is  caused 
the  weight  of  the  film,  reel,  lever,  and  film  tension  pressing  the 
against   the   brake   shoe.     The   characteristics  will  be   determine 
for  such  a  rewinder  when  the  film  is  fed  (1)  downward  from  the  supph 
reel,  (2)  upward,  and  (3)  horizontally.     In  the  last  two  cases,  th< 
film  would  be  fed  over  suitable  rollers  not  shown  in  Fig.  1. 


BRAKE   DRUM 


FIG.  2. 


Diagram  of  preferred  arrangement  of 
rewind  machine  (Case  2). 


The  following  notation  will  be  used  : 

L     =  the  desired  load  on  the  brake  shoe  due  to  the  weight  of  the  film,  reel 
lever,  and  pull  of  the  film  (latter  may  be  positive,  negative,  or  zero) 
n      —  coefficient  of  friction  between  drum  and  brake  shoe. 
P     =  tension  in  the  film  between  reels  at  any  instant. 
Po    =  pull  of  the  film  when  the  supply  reel  is  nearly  empty. 
Pi    =  pull  of  the  film  when  the  supply  reel  is  nearly  full. 
W    =  weight  of  the  empty  reel  (or  plates  and  core),  drum,  and  lever  reaction 
Wo  =  the  portion  of  W  required  to  give  the  desired  film  tension. 
w     =  weight  of  the  film  on  the  supply  reel  at  any  instant. 
wi    =  weight  of  2000  feet  of  film  =  8.44  pounds. 

=  radius  of  friction  drum. 

=  radius  to  outside  of  supply  reel  film  at  any  instant. 

=  radius  to  outside  of  take-up  reel  film  at  any  instant. 


r 
R 
Rt 


radius  of  supply  reel  core. 
Ri        =  radius  to  outside  layer  of  supply  reel  film  when  full. 
Li/  L*  =  lever  ratio  (reel  arm/weight  arm). 
M        —  weight  to  be  hung  on  lever  to  give  proper  film  tension. 

Case  1.     Film  Pulled  Downward  from  Supply  Reel.  —  By  taking 
loments  about  the  reel  axis  pLr  =  PR  and  since  L  =  Wo  +  w  +  P, 


)ct,  1941] 


Ro 


FILM  REWIND  MACHINE 


421 


R-pr 
W|(R0-/ur) 


MINIMUM   P 
IN    POUNDS 


0.3/57 


R  IN 

NCHES 


7.5  7.0  6.5  6.0  5.5  5.0  4.5          4.0  3.5  3.0          2.5 

RADIUS    OF    FILM    ROLL    IN    INCHES 

FIG.  3.     Chart  of  film  tension  for  Case  1,  downward  pull. 


ie  moments  equation  becomes  nr(Wo  +  w  -f-  P)  =  PR,  which  re- 
uces  to 


R  -  fir 
Since  it  is  desired  to  have  P  the  same  for  a  full  or  empty  reel 


422  L.  A.  ELMER  [J.  S.  M.  P.  E. 

Solving  for  the  necessary  pressure  on  the  brake  shoe 

; 

(5) 


#1  -  Ro 

The  weight  to  be  hung  on  the  other  end  of  the  lever  is 

M  =  (W  -  Wofe  (4) 


W0: 


RI-RO 


§0.54 


£0.50 

5 


MINIMUM    P 
IN    POUNDS 


218 


R  IN 
INCHES 


7.5  7.0  6.5  6.0  5.5  5.0  4.5  4.0  3.5  3.0  2.5 

RADIUS    OF    FILM     ROLL    IN    INCHES 

FIG.  4.     Chart  of  film  tension  for  Case  2,  upward  pull. 


Case  2.     Film  Pulled  Upward  from  the  Supply  Reel. — In  this  case 
in  the  denominator  of  equation  1  has  a  positive  sign  and 

w) 


R  + 


(5) 


and 


Oct.,  1941] 


FILM  REWIND  MACHINE 


423 


and  the  weight  to  be  used  as  a  counterbalance  will  be  found  by  equa- 
tion 4  with  the  new  value  of  WQ  used  (see  Fig.  2). 

Case  3.     Film  Pulled  Horizontally  from  the  Supply  Reel. — In  this 
case  L  =  WQ  +  w  and  as  before  pLr  =  PR  so 


(7) 


R 


Mr 


R 
W,  R0 


7.5  7.0  65  6.0          5.5          5.0          4.5          4.0          3.5          3.0          2.5 


md 


ind 


FIG.  5.     Chart  of  film  tension  for  Case  3,  horizontal  pull. 


P    = 


or  Case  3  with  a  horizontal  pull,  W0  may  be  calculated  directly 
rom  the  known  factors  in  equation  9.     Placing  this  in  equation  8,  r 


424  L.  A.  ELMER  Q.  S.  M.  P.  E 

may  be  obtained  from  the  value  of  P  that  was  chosen  as  desirable 
This  value  of  r  will  give  a  film  tension,  P,  between  the  values  fron 
corresponding  curves  of  Figs.  3  and  4.  If  P  is  to  be  l/z  pound,  ;' 
is  !3/8  inches,  assuming  a  coefficient  of  friction  of  0.2. 

For  Cases  1  and  2,  the  solution  is  slightly  more  complicated  as 
size  of  the  drum  radius,  r,  must  be  assumed.  If  the  r  found  for  G 
is  used  for  Cases  1  and  2,  the  film  tension  will  be  very  nearly  eqi 
to  that  given  by  equation  S  and  will  be  the  same  for  the  start  of  ; 
reel  as  for  the  end  of  a  reel.  The  weight  of  the  film  on  the  suppl) 
reel  is  at  any  instant. 


1  Ri2  -  R0 
Placing  this  in  1 


R  -  »r 
A  similar  formula  is  obtained  for  Case  2: 


-p  _ 


R 


If  it  is  desired  to  find  the  maximum  departure  of  the  film  tensior 
from  a  constant  value,  equation  11  may  be  differentiated  with  respeci 
to  R  and  setting 


R  will  be  a  minimum  at 


R  =  »r  +  vV'2  +  £1*0 

by  substituting  the  value  of  WQ  given  in  equation  3.  For  example 
r  may  be  chosen  as  1.375  inches  and  let  ju  =  0.2,  R\  =  7.15  inches  anc 
RQ  =  2.5  inches.  Then  P  is  a  minimum  at  R  =  4.186  inches  and  P  = 
0.433  Ib  at  this  radius.  At  the  start  and  end  of  the  reel,  P  =  0.5  Ib 
If  the  film  is  pulled  upward  from  the  supply  reel,  the  pull  wiT 
reach  a  minimum  in  a  similar  manner.  The  pull  is  a  minimum  at 


R  =  - 


Using  the  same  dimensions  as  before,  P  is  a  minimum  for  Case  t 
at  R  =  4.264  inches.     W0  is  found  from  equation  6  to  be  5.035  Ibs 


t..  1941] 


FILM  REWIND  MACHINE 


425 


,nd  the  pull  P  =  0.441  Ib  at  this  minimum  point.     At  the  begin- 
ing  and  end  of  the  rewinding  P  is  again  0.5  Ib. 

I  Figs.  3  and  4  show  curves  for  the  film  pull  plotted  against  radius 
ro  outside  turn  on  the  supply  reel  for  Cases  1  and  2,  respectively, 
or  various  drum  radii.  Fig.  5  is  a  similar  chart  for  Case  3,  the  condi- 
ion  where  the  film  is  pulled  horizontally  from  the  supply  reel.  The 
ilm  pull  for  the  three  directions  has  been  plotted  on  a  combined 
•hart,  Fig.  6,  for  comparison. 


?  0.50 


7.0  6.5  60          5.5  5.0          4.5          4.0          3.5  3.0          2.5 

RADIUS    OF   FILM    ROLL    IN    INCHES 

FIG.  6.     Comparison  of  film  tensions  for  Cases  1,  2,  and  3. 


The  weight  M  to  be  hung  on  the  other  end  of  the  lever  depends 
ipon  the  size  and  weight  of  reel  or  plates  and  core  to  be  used,  as 
hese  determine  the  W  in  equation  4  and  the  RI  and  RQ  in  equations  3, 
>',  and  9. 

Case  2  has  an  advantage  over  the  other  designs  in  that  the  fric- 
ion  can  never  become  so  great  as  to  break  the  film.  A  brake-band 
s  shown  in  Fig.  2  is  preferable  to  a  brake  shoe,  as  it  can  be  made  to 
ive  a  more  constant  drag.  The  rocking  lever  to  which  the  belt  loop 
s  fastened  operates  a  contact  switch  S  if  the  supply  reel  is  rotating 
n  either  direction.  If  the  supply  reel  is  stationary,  a  pair  of  springs, 
ot  shown,  return  the  lever  to  its  mid-position,  opening  the  contact 


426  L.  A.  ELMER 

switch.     The  key  shown  in  parallel  with  switch  5  is  a  jogging  switch 
for  starting  the  rewind. 

DISCUSSION 

MR.  CRABTREE:  Does  this  machine  insure  the  winding  of  a  tight  roll?  Even 
though  the  roll  is  wound  at  a  constant  tension,  unless  it  is  tight,  cinches  and 
scratches  will  result  from  subsequent  handling. 

MR.  ELMER:  The  machine  insures  the  winding  of  a  tight  roll  with  the  proper 
weight  hanging  on  the  lever  arm.  Cinches  and  scratches  will  result  from  handling 
unless  the  roll  is  wound  under  sufficient  minimum  tension.  The  machine  is 
designed  to  allow  sufficient  tension  at  a  substantially  constant  and  predeter- 
mined value. 


CURRENT  LITERATURE  OF  INTEREST  TO  THE  MOTION  PICTURE 

ENGINEER 

The  editors  present  for  convenient  reference  a  list  of  articles  dealing  with  subjects 
cognate  to  motion  picture  engineering  published  in  a  number  of  selected  journals. 
Photo  static  copies  may  be  obtained  from  the  Library  of  Congress,  Washington,  D.  C., 
or  from  the  New  York  Public  Library,  New  York,  N.  Y.  Micro  copies  of  articles 
in  magazines  that  are  available  may  be  obtained  from  the  Bibliofilm  Service,  Depart- 
ment of  Agriculture,  Washington,  D.  C.,  at  prevailing  rates. 

American  Cinematographer 

22  (August,  1941),  No.  8 

Let's  Design  Pictures  for  the  Camera  (pp.  366-367,  394)       G.  WILES 
A  Versatile  New  Lighting-Control  Switchboard  (pp.  368, 
396) 


Canada's  War  Movies  (pp.  370,  396-397) 
Filming  Underwater  Movies  from  the  "Hole"  in  the  Water 
(pp.  371,  397-398) 

Electronics 

14  (August,  1941),  No.  8 
Photographic  Analysis  of  Television  Images  (pp.  24-29) 

Institute  of  Radio  Engineers,  Proceedings 

29  (July,  1941),  No.  7 

The  Synthetic  Production  and  Control  of  Acoustic  Phe- 
nomena by  a  Magnetic  Recording  System  (pp.  365-371) 

International  Projectionist 

16  (May,  1941),  No.  5 

First    Commercial    Television    Theater   in    America    Is 
Rialto,  New  York  City  (pp.  7-9) 

Screen  Brightness,  Theater  Design,   Power  Survey  on 
SMPE  Agenda  (pp.  11-15) 

A  Report  of  the  Theater  Engineering  Committee  of  the 
SMPE 

A  Unique  Film  Scanner  for  Testing  Television  Transmis- 
sion Images  (pp.  18-19) 

16  (June,  1941),  No.  6 

Lubricants  and  Their  Applications  (pp.  7-8,  10) 

"Increased  Range"  System  Promised  to  Revolutionize 
Photography  (pp.  11-12) 

The  Intermittent  Carbon  Arc  (pp.  13-18) 


H.  NYE  AND 
M.  MORAN 
C.  W.  HERBERT 

L.  KNECHTEL 


D.  G.  FINK 


S.  K.  WOLF 


L.  CHADBOURNE 


W.  A.  KNOOP 
L.  CHADBOURNE 

W.  KAEMPFFERT 
F.    T.    BOWDITCH, 
R.  B.  DULL,  AND 
H.  G.  MACPHER- 
SON 

427 


428  CURRENT  LITERATURE 

RCA  Theater-Television  Technical  Data  (pp.  19-21) 

Motion  Picture  Herald  (Better  Theaters  Section) 

144  (August  23,  1941),  No.  8 
Determining  the  Picture  Size  and  Screen  Light  Required 

(pp.  24,  26-27) 

Ventilating  Projection  Rooms  and  Arc  Lamps  (pp.  32-35, 
37) 


I.  G.  MALOFF  AND 
W.  A.  TOLSON 


BACK  NUMBERS  OF  THE  TRANSACTIONS  AND  JOURNALS 

Prior  to  January,  1930,  the  Transactions  of  the  Society  were  published  quar- 
terly. A  limited  number  of  these  Transactions  are  still  available  and  will  be 
sold  at  the  prices  listed  below.  Those  who  wish  to  avail  themselves  of  the  op- 
portunity of  acquiring  these  back  numbers  should  do  so  quickly,  as  the  supply 
will  soon  be  exhausted,  especially  of  the  earlier  numbers.  It  will  be  impossible 
to  secure  them  later  on  as  they  will  not  be  reprinted. 


1924 


1925 


No. 

19 

20 
21 
22 
23 
24 


Price 
$1.25 
1.25 
1.25 
1.25 
1.25 
1.25 


1926 


1927 


No. 
25 

26 
27 
28 
29 
32 


Price 
$1.25 
1.25 
1.25 
1.25 
1.25 
1.25 


1928 


1929 


No. 
33 

34 
35 
36 
37 
38 


Price 

$2.50 
2.50 
2.50 
2.50 
3.00 
3.00 


Beginning  with  the  January,  1930,  issue,  the  JOURNAL  of  the  Society  has  been 
issued  monthly,  in  two  volumes  per  year,  of  six  issues  each.  Back  numbers  of 
all  issues  are  available  at  the  price  of  $1.00  each,  a  complete  yearly  issue  totalling 
$12.00.  Single  copies  of  the  current  issue  may  be  obtained  for  $1.00  each. 
Orders  for  back  numbers  of  Transactions  and  JOURNALS  should  be  placed  through 
the  General  Office  of  the  Society  and  should  be  accompanied  by  check  or  money- 
order. 


FIFTIETH  SEMI-ANNUAL  CONVENTION 


OF  THE 

SOCIETY  OF  MOTION  PICTURE  ENGINEERS 

HOTEL  PENNSYLVANIA,  NEW  YORK.  N.  Y. 
OCTOBER  20TH-23RD,  INCLUSIVE 

OFFICERS  AND  COMMITTEES  IN  CHARGE 
Program  and  Facilities 

E.  HUSE,  President 

E.  A.  WILLIFORD,  Past-President 

H.  GRIFFIN,  Executive  Vice-President 

W.  C.  KUNZMANN,  Convention  Vice-President 

A.  C.  DOWNES,  Editorial  Vice-President 

R.  O.  STROCK,  Chairman,  Local  Arrangements 

S.  HARRIS,  Chairman,  Papers  Committee 

J.  HABER,  Chairman,  Publicity  Committee 

J.  FRANK,  JR.,  Chairman,  Membership  Committee 

H.  F.  HEIDEGGER,  Chairman,  Convention  Projection  Committee 


Reception  and  Local  Arrangements 


P,  J.  LARSEN 

F.  E.  CAHILL,  JR. 

H.  RUBIN 

E.  I.  SPONABLE 

P.  C.  GOLDMARK 

W.  H.  OFFENHAUSER,  JR. 

A.  S.  DICKINSON 

W.  E.  GREEN 

R.  O.  WALKER 


R.  O.  STROCK,  Chairman 
T.  E.  SHEA 
J.  A.  HAMMOND 
O.  F.  NEU 
V.  B.  SEASE 
H.  E.  WHITE 
L.  W.  DAVEE 
L.  A.  BONN 
J.  H.  SPRAY 
J.  J.  FINN 


A.  N.  GOLDSMITH 
J.  A.  MAURER 
L.  B.  ISAAC 
E.  W.  KELLOGG 
M.  HOBART 

J.  A.  NORLING 
H.  B.  CUTHBERTSON 
J.  H.  KURLANDBR 
C.  F.  HORSTMAN 


E.  R.  GEIB 
P.  SLEEMAN 


E.  S.  SEELEY 
C.  Ross 
P.  D.  RIES 


Registration  and  Information 

W.  C.  KUNZMANN,  Chairman 
J.  FRANK,  JR. 

Hotel  and  Transportation 

G.  FRIEDL,  JR.,  Chairman 
R.  B.  AUSTRIAN 
R.  F.  MITCHELL 
P.  A.  McGuiRB 
M.  W.  PALMER 


F.  HOHMEISTER 

H.  MCLEAN 


F.  C.  SCHMID 

F.  M.  HALL 

J.  A.  SCHEICK 


429 


FALL  CONVENTION 


[J.  S.  M.  P.  E. 


H.  A.  GILBERT 
G.  A.  CHAMBERS 


D.  E.  HYNDMAN 
L.  A.  BONN 

E.  G.  HINES 

A.  S.  DICKINSON 


Publicity  Committee 

].  HABER,  Cfiairman 
P.  SLEEMAN 
S.  HARRIS 
C.  R.  KEITH 

Banquet 

O.  F.  NEU,  Chairman 
R.  O.  STROCK 
J.  C.  BURNETT 
J.  A.  SPRAY 
J.  A.  NORLING 


W.  H.  OFFENHAUSER,  JR.         M.  HOBART 


W.  R.  GREENE 
H.  MCLEAN 


P.  J.  LARSEN 
E.  C.  WENTE 
A.  GOODMAN 
M.  R.  BOYER 
J.  A.  HAMMOND 


MRS.  D.  E.  HYNDMAN 
MRS.  E.  I.  SPONABLE 
MRS.  E.  S.  SEELEY 
MRS.  A.  S.  DICKINSON 


Ladies'  Reception  Committee 

MRS.  R.  O.  STROCK,  Hostess 
MRS.  O.  F.  NEU,  Hostess 
MRS.  H.  GRIFFIN 
MRS.  P.  J.  LARSEN 
MRS.  J.  A.  HAMMOND 
MRS.  G.  FRIEDL,  JR. 


MRS.  E.  A.  WILLIFORD 
MRS.  J.  FRANK,  JR. 
MRS.  H.  E.  WHITE 
MRS.  F.  C.  SCHMID 


Convention  Projection 

H.  F.  HEIDEGGER,  Chairman 
T.  H.  CARPENTER 
P.  D.  RIES 
J.  J.  HOPKINS 
W.  W.  HENNESSY 
L.  W.  DAVEE 


F.  H.  RICHARDSON 
L.  B.  ISAAC 

A.  L.  RAVEN 

G.  E.  EDWARDS 
J.  K.  ELDERKIN 

Officers  and  Members  of  New  York  Projectionists  Local  No.  306 


J.  J.  SEFING 
H.  RUBIN 
F.  E.  CAHILL,  JR. 
C.  F.  HORSTMAN 
R.  O.  WALKER 


Hotel  Reservations  and  Rates 

Reservations. — Early  in  September,  room-reservation  cards  will  be  mailed  to 
members  of  the  Society.  These  cards  should  be  returned  as  promptly  as  possible 
in  order  to  be  assured  of  satisfactory  accommodations.  Reservations  are  subject 
to  cancellation  if  it  is  later  found  impossible  to  attend  the  Convention. 

Hotel  Rates. — Special  per  diem  rates  have  been  guaranteed  by  the  Hotel  Penn- 
sylvania to  SMPE  delegates  and  their  guests.  These  rates,  European  plan,  will 
be  as  follows: 


Room  for  one  person 
Room  for  two  persons,  double  bed 
Room  for  two  persons,  twin  beds 
Parlor  suites:    living  room,  bedroom,  and  bath  for 
one  or  two  persons 


$3. 50  to  $8.00 
$5. 00  to  $8.00 
$6. 00  to  $10. 00 

$12.00,  $14.00,  and 
$15.00 


Oct.,  1941]  FALL  CONVENTION  431 

Parking.— Parking  accommodations  will  be  available  to  those  motoring  to  the 
Convention  at  the  Hotel  fireproof  garage,  at  the  rate  of  $1.25  for  24  hours,  and 
$1.00  for  12  hours,  including  pick-up  and  delivery  at  the  door  of  the  Hotel. 

Convention  Registration. — The  registration  desk  will  be  located  on  the  18th 
floor  of  the  Hotel  at  the  entrance  of  the  Satte  Moderne  where  the  technical  sessions 
will  be  held.  All  members  and  guests  attending  the  Convention  are  expected  to 
register  and  receive  their  badges  and  identification  cards  required  for  admission 
to  all  the  sessions  of  the  Convention,  as  well  as  to  several  de  luxe  motion  picture 
theaters  in  the  vicinity  of  the  Hotel. 

Technical  Sessions 

The  technical  sessions  of  the  Convention  will  be  held  in  the  Salle  Moderne  on 
the  18th  floor  of  the  Hotel  Pennsylvania.  The  Papers  Committee  plans  to  have 
a  very  attractive  program  of  papers  and  presentations,  the  details  of  which  will 
be  published  in  a  later  issue  of  the  JOURNAL. 

Fiftieth  Semi- Annual  Banquet  and  Informal  Get-Together  Luncheon 

The  usual  Informal  Get-Together  Luncheon  of  the  Convention  will  be  held  in 
the  Roof  Garden  of  the  Hotel  on  Monday,  October  20th. 

On  Wednesday  evening,  October  22nd,  will  be  held  the  Silver  Anniversary 
Jubilee  and  Fiftieth  Semi-Annual  Banquet  at  the  Hotel  Pennsylvania.  The 
annual  presentations  of  the  SMPE  Progress  Medal  and  the  SMPE  Journal 
Award  will  be  made  and  officers-elect  for  1942  will  be  introduced.  The  proceed- 
ings will  conclude  with  entertainment  and  dancing. 

En  tertainmen  t 

Motion  Pictures. — At  the  time  of  registering,  passes  will  be  issued  to  the  dele- 
gates of  the  Convention  admitting  them  to  several  de  luxe  motion  picture  theaters 
in  the  vicinity  of  the  Hotel.  The  names  of  the  theaters  will  be  announced  later. 

Golf. — Golfing  privileges  at  country  clubs  in  the  New  York  area  may  be  ar- 
ranged at  the  Convention  headquarters.  In  the  Lobby  of  the  Hotel  Pennsylvania 
will  be  a  General  Information  Desk  where  information  may  be  obtained  regarding 
transportation  to  various  points  of  interest. 

Miscellaneous. — Many  entertainment  attractions  are  available  in  New  York  to 
the  out-of-town  visitor,  information  concerning  which  may  be  obtained  at  the 
General  Information  Desk  in  the  Lobby  of  the  Hotel.  Other  details  of  the  enter- 
tainment program  of  the  Convention  will  be  announced  in  a  later  issue  of  the 
JOURNAL. 

Ladies'  Program 

A  specially  attractive  program  for  the  ladies  attending  the  Convention  is  be- 
ing arranged  by  Mrs.  O.  F.  Neu  and  Mrs.  R.  O.  Strock,  Hostesses,  and  the  Ladies' 
Committee.  A  suite  will  be  provided  in  the  Hotel  where  the  ladies  will  register 
and  meet  for  the  various  events  upon  their  program.  Further  details  will  be  pub- 
lished in  a  succeeding  issue  of  the  JOURNAL. 


432  FALL  CONVENTION 

PROGRAM 
Monday,  October  20th 

9:00  a.  m.     Hotel  Roof;  Registration. 
10:00  a.  m.    Salle  Moderne;  Technical  session. 

12:30  p.  m.  Roof  Garden;  Informal  Get-Together  Luncheon  for  members,  their 
families,  and  guests.  Brief  addresses  by  prominent  members  of 
the  industry. 

2: 00  p.m.    Salle  Moderne;  Technical  session. 
8:00  p.  m.    Salle  Moderne;  Technical  session. 

Tuesday,  October  21st 
9: 00  a.m.     Hotel  Roof;  Registration. 
9:30  a.  m.    Salle  Moderne;  Technical  session. 
2: 00  p.m.    Salle  Moderne;  Technical  session. 
Open  evening. 

Wednesday,  October  22nd 
9:00  a.  m.     Hotel  Roof;  Registration. 
9:30  a.  m.     Salle  Moderne;  Technical  and  Business  session. 

Open  afternoon. 

8:30  p.  m.    Fiftieth  Semi-Annual  Banquet  and  Dance. 
Introduction  of  officers-elect  for  1942. 
Presentation  of  the  SMPE  Progress  Medal. 
Presentation  of  the  SMPE  Journal  Award. 
Entertainment  and  dancing. 

Thursday,  October  23rd 
10:00  a.  m.     Salle  Moderne;  Technical  session. 
2: 00  p.m.     Salle  Moderne;  Technical  and  business  session. 
Adjournment 

W.  C.  KUNZMANN, 
Convention  Vice- President 


ABSTRACTS  OF  PAPERS 

FOR  THE 
FIFTIETH  SEMI-ANNUAL  CONVENTION 

HOTEL  PENNSYLVANIA 

NEW  YORK,  N.  Y. 
OCTOBER  20-23,  1941 

The  Papers  Committee  submits  for  the  consideration  of  the  membership  the  follow- 
ing abstracts  of  papers  to  be  presented  at  the  Fall  Convention.  It  is  hoped  that  the 
publication  of  these  abstracts  will  encourage  attendance  at  the  meeting  and  facilitate 
discussion.  The  papers  presented  at  Conventions  constitute  the  bulk  of  the  material 
published  in  the  Journal.  The  abstracts  may  therefore  be  used  as  convenient  refer- 
ence until  the  papers  are  published. 

A.  C.  DOWNES,  Editorial  Vice-President 

S.  HARRIS,  Chairman,  Papers  Committee 

G.  A.  CHAMBERS,  Chairman,  West  Coast  Papers  Committee 

F.  T.  BOWDITCH  C.  R.  KEITH  W.  H.  OFFENHAUSER 

F.  L.  EICH  E.  W.  KELLOGG  R.  R.  SCOVILLE 

R.  E.  FARNHAM  P.  J.  LARSEN  S.  P.  SOLOW 

J.  L.  FORREST  G.  E.  MATTHEWS  W.  V.  WOLFE 

Dynamic  Screen — a  Speculation;  ROBERT  W.  RUSSELL,  Training  Film  Produc- 
tion Laboratory,  Ft.  Monmouth,  N.  J. 

Within  its  present  limits,  various  phases  of  the  motion  picture  have  been 
brought  close  to  technical  exhaustion  and  artistic  satisfaction.  Competition 
with  color  television  and  other  forms  of  entertainment  require  that  motion  pic- 
tures come  forth  with  another  "sudden  impact  of  novelty"  similar  to  its  other 
great  discoveries:  screen  personalities,  story,  montage,  sound,  color.  One  great 
frontier  remains  for  film-makers  and  engineers :  the  selective  delimitation  of  the 
screen.  The  familiar  rectangular  screen  shape  forces  the  motion  picture  to  ac- 
complish everything  within  a  rigid  opening  like  a  window.  Feeble  attempts  have 
been  made  to  vary  this  arbitrary  shape,  usually  by  trying  to  substitute  other 
arbitrary  shapes:  the  "Grandeur"  wide-film,  the  square  frame,  the  circular 
"iris-in,"  camera  matte  shapes.  Unprogressive  justification  for  the  present 
rectangle  is  in  static  painters'  composition,  in  commercial  standardization,  and 
in  a  false  claim  of  relationship  to  the  "Golden  Section"  rectangle.  It  is  possible 
to  speculate  on  a  new  type  of  motion  picture  production  using  the  unlimited, 
unframed  "Dynamic  Screen,"  permitting  another  "sudden  impact  of  novelty"  to 
meet  the  increasing  competition  of  similar  medium  of  entertainment.  Great  new 
frontiers  of  cinematic  effect  are  opened  up  by  making  the  screen  area  the  entire 

433 


434  ABSTRACTS  OF  CONVENTION  PAPERS       [J.  S.  M.  P.  E. 

proscenium  wall,  by  employing  a  projector  lens  that  will  throw  the  35-mm  frame 
to  cover  this  whole  wall  as  a  potential,  and  by  selectively  limiting  the  projected 
image  to  smaller  pictures  within  this  potential,  using  peculiarly  appropriate  or 
eccentric  delimitations  in  an  overall  montage  of  boundaries.  Such  a  production 
can  be  imagined,  described,  and  even  accomplished  with  present-day  equipment. 

Mobile  Television  Equipment;  R.  L.  CAMPBELL,  R.  E.  KESSLER,  R.  E.  RUTH- 
ERFORD, AND  K.  V.  LANDSBERG,  Allen  B.  Du Mont  Laboratories,  Passaic,  N.  J. 

While  portability  is  a  necessary  requirement  for  outside  pick-up  equipment, 
several  advantages  result  when  portability  is  carried  into  the  studio.  To  equip 
a  studio  of  adequate  size  with  fixed  equipment  for  operation  of  several  cameras 
involves  considerable  time  and  expenditure.  However,  with  portable  studio 
equipment,  the  entire  equipment  installation  can  be  located  to  suit  studio  needs, 
as  well  as  moved  to  different  studios  or  outside  locations. 

The  dolly  type  of  equipment  is  described  in  some  detail,  and  systems  for  pro- 
gram control  are  discussed.  Some  of  the  design  features  discussed  are  port- 
ability and  flexible  synchronizing  equipment;  electronic  view  finders;  oscillo- 
scope monitors;  and  other  operating  facilities. 

Production  and  Release  Applications  of  Fine-Grain  Films  for  Variable-Density 
Sound  Recovery;  C.  R.  DAILY,  Paramount  Pictures,  Inc.,  Hollywood,  Calif. 

Fine-grain  film  materials  have  supplanted  the  normal  positive  type  emul- 
sions for  all  variable-density  sound-recording  and  printing  operations.  The 
sound-quality  improvement  realized  by  the  reduction  in  noise  and  distortion 
is  now  available  for  all  sound  operations,  including  release  prints.  The  paper 
describes  a  number  of  problems  encountered  and  solved  in  the  commercial  ap- 
plication of  such  films  for  sound  recording,  including  factors  affecting  the  choice  of 
negative  and  print  materials,  noise,  distortion,  sensitometric  characteristics, 
recorder  lamp  supplies,  and  noise  problems  on  stages. 

Laboratory  Modification  and  Procedure  in  Connection  with  Fine-Grain  Release 
Printing;  J.  R.  WILKINSON  AND  F.  L.  EICH,  Paramount  Pictures,  Inc.,  Holly- 
wood, Calif. 

While  fine-grain  emulsions  have  been  in  general  use  for  specialty  purposes  for 
three  years  or  more,  their  use  as  a  medium  for  release  prints  is  comparatively 
recent.  This  paper  discusses  the  necessary  modifications  required  in  a  release 
print  laboratory  to  produce  satisfactory  fine-grain  release  prints.  The  discussion 
covers  the  light-source,  power  supply,  light-testing,  and  printing  equipment 
Observations  noted  while  processing  the  first  thirty  million  feet  of  release  prints 
are  made  relative  to  the  behavior  and  characteristics  of  the  film. 

A  Note  on  the  Processing  of  Eastman  1302  Fine-Grain  Release  Positive  in 
Hollywood;  V.  C.  SHANER,  Eastman  Kodak  Co.,  Hollywood,  Calif. 

A  brief  historical  resume  is  given  of  a  series  of  fine-grain  films  that  have  been 
put  upon  the  market  during  the  past  four  years.  This  series  of  fine-grain 
films  culminated  with  the  acceptance  of  Eastman  1302  fine-grain  release  positive 
at  one  Hollywood  laboratory  to  the  exclusion  of  regular  positive  of  the  1301  type 


Oct.,  1941]  ABSTRACTS  OF  CONVENTION  PAPERS  435 

for  release  printing.  Experimental  data  are  presented  to  show  the  comparative 
sensitometric  characteristics  of  fine-grain  positive  1302  and  regular  positive  1301 
at  various  pH  values  and  potassium  bromide  concentrations  typical  of  Hollywood 
positive  developers.  A  basic  positive  developer  formula  derived  from  chemical 
analyses  of  every  release  positive  developer  in  Hollywood  was  used  in  the  experi- 
mental work.  Some  practical  facts  are  discussed,  based  upon  the  experiences  ob- 
tained from  the  initial  use  of  the  fine-grain  film  in  Hollywood. 

A  Frequency-Modulated  Control  Track  for  Movietone  Prints;  J.  G.  FRAYNE 
AND  F.  P.  HERRNFELD,  Electric  Research  Products,  Inc.,  Hollywood,  Calif. 

A  5-mil  frequency-modulated  track  located  between  sound  and  picture  areas 
is  proposed  to  control  reproduction  in  the  theater  from  one  or  more  sound-tracks. 
A  variation  of  approximately  one  octave  in  the  control  frequency  provides  a  30-db 
change  in  volume  range  which  may  be  used  in  part  for  volume  expansion  of  loud 
sounds  or  as  noise  reduction  for  weak  sounds.  The  control-track  frequency  is 
varied  manually  and  recorded  simultaneously  with  the  sound-track  in  the  dub- 
bing operation,  the  gain  of  the  monitoring  channel  being  varied  in  accordance 
with  the  control  frequency  to  produce  automatically  the  enhanced  volume  range 
desired  from  the  release  print.  The  track  is  recorded  in  line  with  the  standard 
sound-track,  and  does  not  require  separate  printing  or  reproducing  apertures. 
It  is  scanned  by  a  separate  photosensitive  surface,  the  output  being  converted 
from  frequency  to  voltage  variations  by  a  frequency-discriminating  network 
identical  to  that  used  in  the  monitoring  channel.  The  output  from  the  network, 
applied  to  the  grid  of  a  variable-gain  amplifier  in  the  sound  channel,  controls 
automatically  the  volume  of  the  reproduced  sound  in  accordance  with  that  ob- 
served in  the  dubbing  operation. 

The  Design  and  Use  of  Film  Noise-Reduction  Systems;  R.  R.  SCOVILLE 
AND  W.  L.  BELL,  Electrical  Research  Products,  Inc.,  Hollywood,  Calif. 

The  factors  underlying  the  design  and  use  of  biased  recording  systems  are 
described.  In  order  to  minimize  noise  and  "shutter  bump"  special  precautions 
in  filtering  must  be  taken.  Suitable  values  for  "attack"  and  "release"  times  are 
dependent  upon  the  type  of  recording,  margin  settings,  and  reproducing  condi- 
tions. Comparison  of  variable-density  and  variable-area  requirements  is  made. 
Methods  used  in  designing  the  rectifiers,  filters,  and  other  circuit  details  are  given 
and  the  application  to  a  new  equipment  known  as  the  RA-1124  noise-reduction 
unit  is  shown. 

Streamlining  a  Sound  Plant;  L.  L.  RYDER,  Paramount  Pictures,  Inc.,  Holly- 
wood. Calif. 

This  paper  discusses  the  trend  in  modern  sound-recording  equipments.  It 
reviews  the  objectives  and  requirements  that  are  now  existing  in  regard  to  studio 
recording  as  contrasted  to  previous  recording  systems.  Several  new  develop- 
ments in  the  art  of  sound  recording  are  discussed  and  from  this  group  are  selected 
a  complementary  series  of  improvements  which  together  are  streamlined  into  a 
new  recording  plant. 


436  ABSTRACTS  OF  CONVENTION  PAPERS       [j.  s.  M.  p.  E. 

A  Precision  Direct-Reading  Densitometer;,  M.  H.  SWEET,  Agfa  Ansco  Corp. 
Binghamton,  N.  Y. 

The  history  of  physical  densitometers  is  briefly  discussed.  In  spite  of  develop- 
ments in  modern  electronic  circuits,  simple  photoelectric  instruments  suitable 
for  routine  sensitometry  are  not  yet  in  common  use.  The  present  densitometer 
is  designed  to  fill  this  need. 

The  minimum  requirements  for  a  satisfactory  instrument  are  outlined.  Photo- 
graphic density  as  such,  and  density  standardizations  are  discussed. 

The  densitometer  density  of  the  present  instrument  as  related  to  that  of  other 
types  is  demonstrated.  The  optical  aspects,  including  the  geometry  and  spec- 
tral qualities  of  the  system,  are  explained,  and  the  problem  of  calibration  dis- 
cussed. Emphasis  is  placed  upon  the  practical  agreement  of  different  optical 
systems  suitably  calibrated,  and  specific  examples  are  shown. 

The  circuit  arrangements  of  previous  photoelectric  densitometers  are  outlined. 
The  theory  and  practical  development  of  the  present  electrical  circuit  are  de- 
scribed, and  the  effects  of  the  novel  features  are  shown.  An  accurate  linear  den- 
sity scale  is  obtained  in  a  single-stage  d-c  amplifier,  and  the  sensitivity  is  suf- 
ficient to  permit  the  use  of  a  rugged  output  meter.  A  density  range  of  0  to  3.0  is 
covered,  and  the  characteristics  of  the  output  meter  are  given. 

The  technics  used  in  prior  densitometers  in  attempting  to  secure  a  linear  den- 
sity scale  and  adequate  scale  length  for  good  legibility  are  discussed,  and  the  tech- 
nic  used  in  the  present  instrument  is  compared  with  them.  The  performance 
characteristics  of  the  electrical  circuit  make  it  suitable  for  application  to  record- 
ing instruments. 

The  routine  operation  is  described  and  the  permanence  of  calibration  is  shown. 
Data  are  given  on  the  warm-up  period  and  drift,  and  on  the  influence  of  varying 
line  voltage.  Operation  is  entirely  by  alternating  current.  Practical  perform- 
ance considerations  such  as  convenience  in  reading,  eye  fatigue,  etc.,  are  reviewed, 
and  figures  showing  the  comparative  speed  of  operation  and  reading  accuracy  are 
given. 

A  Review  of  the  Question  of  16-Mm  Emulsion  Position;  WM.  H.  OFFEN- 
HAUSER,  JR.,  Precision  Film  Laboratories,  New  York,  N.  Y. 

When  a  16-mm  sound-film  is  properly  threaded  in  a  16-mm  projector,  the 
emulsion  of  the  film  may  face  the  screen  (which  position  is  called  the  "standard" 
position),  or  it  may  face  the  projector  light-source  (the  "non-standard"  emulsion 
position).  The  well  designed  16-mm  sound  projector  of  today  should  be  capable 
of  projecting  either  "standard"  or  "non-standard"  prints. 

In  the  case  of  35-mm  film,  the  standard  position  for  the  emulsion  of  a  print  is 
opposite  that  for  16-mm;  in  35-mm,  the  emulsion  faces  the  light-source  of  a 
projector.  The  anomaly  of  the  16-mm  emulsion  position  arose  from  the  fact 
that  a  large  number  of  the  earliest  16-mm  commercial  sound-films  were  made  by 
optical  reduction  from  35-mm  negatives.  Since  the  "standard"  was  established, 
however,  numerous  developments  have  occurred  in  direct  16-mm  production 
which  now  practically  compel  the  recognition  of  so-called  "non-standard"  prints 
as  a  factor  of  fast-growing  importance  in  our  rapidly  growing  16-mm  industry. 
The  expression  "non-standard"  emulsion  position  no  longer  carries  the  stigma 
ordinarily  associated  with  other  things  that  are  called  non-standard. 


Oct.,  1941] 


ABSTRACTS  OF  CONVENTION  PAPERS 


437 


Motion  picture  films  may  be  printed  either  by  contact  (the  emulsion  of  the  film 
to  be  copied  is  in  physical  contact  with  the  raw  film  upon  which  the  copy  is  to  be 
made)  or  by  optical  printing  (the  emulsions  of  the  two  films  are  not  in  physical 
contact;  some  form  of  lens  system  is  interposed  between  the  film  to  be  copied 
and  the  raw  film  upon  which  the  copy  is  to  be  made).  By  far,  the  largest  per- 
centage of  picture  film  printed  today  is  printed  by  contact  methods.  It  does 
not  seem  likely  that  16-mm  picture  film  will  be  printed  optically  in  the  near  future 
for  a  number  of  reasons,  not  the  least  of  which  is  the  lack  of  available  lenses  due  to 
the  defense  program. 

The  use  of  Kodachrome  duplicates  has  been  growing  very  rapidly  and  since 
contact  printing  of  Kodachrome  originals  will  continue  to  be  used  for  some  time, 
the  "non-standard"  emulsion  position  will  continue  to  be  a  rapidly  growing  factor 
in  16-mm  sound-projection  that  can  not  be  ignored. 

Some  Equipment  Problems  of  the  Direct  16-Mm  Producer;  L.  THOMPSON, 
The  Calvin  Company,  Kansas  City,  Mo. 

The  production  of  industrial  films  by  the  direct  16-mm  method  is  now  de- 
finitely out  of  the  experimental  stage. 

As  more  industrial  work  is  done  by  this  method  there  is  an  increasing  demand 
for  more  and  better  16-mm  equipment  suitable  for  professional  use.  Such  equip- 
ment can  be  developed  successfully  only  after  the  professional  user  has  found  by 
actual  experience  what  he  needs  and  wants. 

A  number  of  16-mm  professionals  were  asked  for  suggestions  as  to  what  is  needed . 
These  suggestions,  combined  with  the  author's  own  ideas  gained  over  a  period  of 
10  years  in  the  professional  16-mm  field,  form  the  basis  of  this  paper.  Some  of 
the  ideas  presented  could  be  acted  upon  immediately;  some  of  them  can  not  be 
put  into  practice  until  the  demand  for  16-mm  service  becomes  even  greater. 

A  Constant-Torque  Friction  Clutch  for  Film  Take-Up;  WILLIAM  HOTINE, 
The  Rotovex  Corp.,  EastTNewark,  N.  J. 

From  the  standpoint  of  film  protection,  a  take-up  mechanism  should  be  reli- 
able, wear  should  not  appreciably  alter  its  characteristics,  and  it  should  maintain 
the  film  tension  between  safe  limits.  These  objects  are  attained  by  driving  the 
take-up  spindle  through  a  constant-torque  clutch  of  novel  construction  and  de- 
sign. A  new  type  of  friction-clutch  is  described,  which,  when  adjusted  initially 
to  deliver  a  given  safe  torque  to  the  take-up  spindle,  maintains  this  torque  at  a 
constant  value  which  can  not  be  exceeded.  The  clutch  construction  is  simple  and 
rugged,  and  wear  of  the  friction  element  does  not  appreciably  affect  the  operation. 
Due  to  the  fact  that  the  torque  at  the  take-up  spindle  is  maintained  at  a  constant 
value,  a  safe  value  of  film  tension  is  not  exceeded.  An  analysis  of  the  forces  and 
mechanical  constants  of  the  clutch  mechanism  is  given,  deriving  an  equation  of 
these  in  terms  of  torque  delivered. 

Recent  Developments  in  Projection  Machine  Design;  E.  L.  BOECKING  AND 
L.  W.  DAVEE,  Century  Projector  Corp.,  New  York,  N.  Y. 

This  paper  discusses  the  design  features  of  a  new  projector  to  meet  the  ever- 
increasing  demands  for  accuracy  and  simplicity  required  by  modern  projection 
in  the  theater.  Basic,  fundamental,  scientific  functions  of  motion  picture  mecha- 


438  ABSTRACTS  OF  CONVENTION  PAPERS       [J.  S.  M.  p.  E. 

nism  design  are  discussed  relative  to  perfection  of  film  motion,  clearer  definition, 
light  transmission,  and  picture  steadiness. 

As  in  the  design  of  any  scientific  mechanical  device,  the  stability  and  inherent 
durability  must  first  begin  with  perfection  in  the  basic  design  and  it  must  be  built 
upon  a  foundation  of  engineering  knowledge  proved  by  practical  operating  experi- 
ence. In  order  that  these  design  features  may  be  appreciated  it  will  be  the  pur- 
pose to  show  how  every  step  of  the  engineering  design,  every  part  of  the  mecha- 
nism, and  every  motion  were  carefully  planned  so  that  mechanical  perfection  could 
be  achieved. 

The  design  and  operation  of  the  gear-train  are  discussed  with  respect  to  its 
simplicity,  mechanical  accuracy,  and  long  life;  the  design  and  operation  of  the 
bearings  are  reviewed  in  the  light  of  recent  developments  relating  to  permanent 
operation  with  minimum  servicing;  and  the  intermittent  movement  operation  is 
analyzed  in  relation  to  more  stable  operation  and  steadier  picture  reproduction. 

The  film-gate  and  film-trap  design,  providing  more  uniform  film  travel  at  less 
film  tensions,  is  described  as  well  as  methods  of  obtaining  perfect  placement  of 
the  film  plane  with  respect  to  the  optical  axis.  Finally,  the  theoretical  design 
features  of  single-  and  double-shutter  operation  are  outlined  and  the  actual  operat- 
ing results  expected  and  realized  discussed. 

Economic  and  Technical  Analysis  of  Arc  Lamp  and  Screen  Light  Character- 
istics; H.  D.  BEHR,  New  York,  N.  Y. 

Many  exhibitors  do  not  understand  what  is  meant  by  the  relative  inefficiency 
of  power  for  ultimate  consumption  at  the  arc  in  comparison  to  power  actually 
delivered  at  arc.  Deficiencies  in  various  parts  of  the  projection  plant  are  de- 
scribed and  a  value  is  placed  upon  losses  to  emphasize  the  need  for  constant  atten- 
tion to  details. 

Tables  are  presented  showing  the  excessive  carbon  and  current  costs  that  result 
when  arcs  are  operated  at  higher  currents  due  to  defects  in  equipment.  Em- 
phasis is  placed  upon  the  fact  that  too  many  arcs  operate  at  or  near  the  upper 
limits  for  which  they  were  designed  and  too  little  leeway  is  left  for  extra  current  to 
increase  light  for  dull  prints  or  color-prints. 

Some  ideas  are  given  as  to  what  to  look  for  in  competitive  arc  equipments. 
Various  procedures  are  described  for  minimizing  current  and  carbon  waste  due  to 
poor  reflector  mirrors. 

Suggestions  of  projectionists  have  too  long  been  ignored  by  managements. 
The  latter  should  take  a  little  time  from  their  booking  and  other  problems  to  as- 
certain that  poor  screen  light  is  costly  and  definitely  contributes  to  drops  in  at- 
tendance. 

The  IR  System:  An  Optical  Method  for  Increasing  Depth  of  Field;  ALFRED 
N.  GOLDSMITH,  Consulting  Engineer,  New  York,  N.  Y. 

This  paper  is  submitted  as  a  report  of  progress  made  in  the  development  of  the 
increased  range  (IR)  system.  In  it  is  described  the  solution  of  a  long-standing 
problem  in  the  field  of  optics,  namely:  the  attainment  of  greater  depth  of  field 
than  is  attainable  by  any  previous  method  of  utilizing  a  lens  system  for  image 
formation. 


Oct.,  1941]  ABSTRACTS  OF  CONVENTION  PAPERS  439 

The  solution  is  particularly  applicable  in  the  fields  of  photography  and  tele- 
vision under  conditions  of  controllable  lighting  of  the  external  objects  to  be  de- 
picted. In  this  paper  there  will  also  be  included  methods  for  demonstrating  the 
correctness  and  effectiveness  in  practice  of  the  increased-range  system  which,  as 
stated,  has  been  invented  to  meet  the  need  for  increased  depth  of  field,  as  well  as 
indications  of  certain  of  the  directions  in  which  the  practical  evolution  of  the  IR 
System  may  reasonably  be  expected  to  proceed  under  studio  conditions. 

Adventures  of  a  Film  Library;  RICHARD  GRIFFITH,  Museum  of  Modern  Art 
Film  Library,  New  York,  N.  Y. 

Collecting  and  circulating  important  films  of  the  past  is  not  as  dusty  an  occupa- 
tion as  it  sounds,  as  the  director  and  curator  of  the  Museum  of  Modern  Art  Film 
Library  discovered  when  this  institution  was  founded  in  1935  for  the  purpose  of 
instituting  a  considered  study  of  the  motion  picture  as  art,  industry,  and  social 
influence.  Even  the  mechanical  acts  of  collecting  and  preserving  film  have  in- 
volved the  human  factor :  people  feel  strongly  about  works  that  they  themselves 
have  created,  criticized,  or  merely  seen,  and  the  collection  of  films  both  in  this 
country  and  in  Europe  has  been  fraught  with  emotional,  financial,  and  even  politi- 
cal complications,  while  the  number  of  illustrious  personalities  who  have  in  one 
way  or  another  become  involved  in  the  Film  Library's  work  is  prime  evidence  of 
the  ability  of  even  the  most  ancient  fragments  of  celluloid  to  retain  a  contemporary 
as  well  as  an  archaeological  interest. 

Circulation  of  the  Film  Library's  motion  picture  programs  has  also  proved 
illuminating  in  its  revelation  of  the  attitude  taken  toward  the  film  medium  by  all 
varieties  of  persons.  The  Film  Library's  purpose  has  from  the  first  been  to  pro- 
vide students  with  the  opportunity  to  form  a  critical  attitude  by  examining  im- 
portant films  at  first  hand.  But  experts  as  well  as  laymen  so  warmly  enjoy 
movies  that  many  were  at  first  reluctant  to  "spoil"  their  pleasure  in  films  by  ex- 
amining them  critically.  As  more  and  more  historic  films  have  been  restored  to 
the  screen,  however,  there  has  gradually  grown  up  throughout  the  United  States  a 
new  appreciation  which  has  learned  not  only  to  marvel  at  the  rapid  development 
of  this  new  medium  but  also  to  discern  its  enormous  and  largely  untapped  poten- 
tialities. 

A  New  Electrostatic  Air-Cleaner  and  Its  Application  to  the  Motion  Picture 
Industry;  HENRY  GITTERMAN,  Westinghouse  Electric  &  Manufacturing  Co.,  New 
York,  N.  Y. 

The  principle  of  electrostatic  precipitation  is  not  new.  To  the  best  of  our 
knowledge,  it  was  first  enunciated  in  1824.  It  was  used  in  England  in  the  late 
80's  of  the  last  century.  In  this  country  the  Cottrell  process  has  been  in  use  for 
approximately  30  years  with  great  success.  However,  it  was  not  until  1932  that 
Dr.  G.  W.  Penney  of  the  Westinghouse  Research  Laboratories  produced  an  elec- 
trostatic precipitator  that  could  be  used  in  connection  with  atmospheric  air 
breathed  by  human  beings.  This  advance  was  due  to  the  fact  that  Dr  Penney's 
apparatus  did  not  produce  ozone  in  any  appreciable  amounts.  Much  lower  volt- 
ages and  currents  have  been  possible  through  the  use  of  this  system.  Instead  of 


440 


ABSTRACTS  OF  CONVENTION  PAPERS 


imposing  huge  voltages  and  currents  upon  a  single  system,  in  which  ionization  and 
precipitation  took  place  in  the  same  chamber,  the  new  system  consists  of  two 
parts.  The  first  is  made  up  of  cylindrical  rods  alternating  with  small  tungsten 
wires  on  which  a  potential  of  12,000  volts  at  very  low  current  is  imposed.  This 
creates  an  electrostatic  field  that  charges  all  solid  particles  passing  through  it. 
The  air-stream  carrying  these  charged  particles  then  passes  through  plates  alter- 
nately charged  negative  and  positive.  The  charged  particles  are  precipitated 
against  the  oppositely  charged  plates.  The  efficiency  of  the  system  is  such  that 
guarantees  can  be  made  to  remove  90  per  cent  of  all  solid  particles  in  the  air- 
stream  down  to  and  including  Vio  of  one  micron  in  size.  Ordinary  air  filters 
range  in  efficiency  from  12  to  about  40  per  cent  by  particle  count. 

Of  particular  interest  to  motion  picture  engineers  is  the  fact  that  three  of  the 
leading  film-producing  manufacturers  in  this  country  have  adopted  this  system  for 
air-cleaning  in  their  plants.  Several  of  the  more  prominent  exhibitors  are  con- 
sidering using  it  in  some  of  their  theaters.  It  is  possible  to  maintain  a  much 
cleaner  condition  in  the  theaters  themselves  and  thereby  produce  economy  in  re- 
decorating the  interiors.  Furthermore,  great  savings  are  possible  in  the  amount 
of  outside  air  needed  in  air-conditioning  systems,  which  will  enable  engineers  to 
specify  lower  capacity  cooling  units  without  sacrificing  any  cooling  effect  whatso- 
ever. 

A  number  of  installations  are  discussed  describing  the  various  aspects  of  par- 
ticular interest  to  motion  picture  engineers. 

Color  Television;  PETER  C.  GOLDMARK,  Columbia  Broadcasting  System,  Inc., 
New  York,  N.  Y. 

The  paper  will  be  introduced  with  a  brief  history  of  color  television  and  the 
reasons  leading  up  to  the  CBS  color  television  System.  A  general  theory  for 
color  television,  including  color,  flicker,  and  electrical  characteristics,  will  be  given. 
Equipment  designed  and  constructed  for  color  television  transmission  and  recep- 
tion will  be  discussed.  Slides  illustrating  circuits,  equipment,  and  actual  color 
pictures  will  be  shown. 


Synthetic  Aged  Developers  by  Analysis;  R.  M.  EVANS,  W.  T.  HANSON,  JR., 
AND  P.  K.  GLASOE,  Eastman  Kodak  Co.,  Rochester,  N.  Y. 

The  dropping  mercury  electrode  is  applied  to  the  problem  of  analyzing  aged 
photographic  developers,  and  new  tests  are  described  for  elon  and  hydroquinone. 
The  question  of  suitable  tests  for  bromide  is  discussed  and  it  is  shown  that  the 
bromide  test  must  be  independent  of  chloride.  Such  a  test  is  described. 

Using  these  new  technics  and  others  it  is  demonstrated  that  it  is  possible  and 
practicable  by  chemical  analysis  alone  to  match  exactly  the  photographic  char- 
acteristics of  an  aged  MQ  developer.  The  only  elements  necessary  for  such  an 
analysis  are  elon,  hydroquinone,  sulfite,  salt  concentration,  pH,  bromide,  and 
iodide.  The  precision  required  for  the  proper  analysis  for  each  constitutent  has 
been  investigated  and  is  reported  for  three  developer-film  combinations.  In 
general  the  precision  required  is  different  for  every  combination. 


Oct.  1941]  ABSTRACTS  OF  CONVENTION  PAPERS  441 

Iodide  Analysis  in  an  MQ  Developer;  R.  M.  EVANS,  W.  T.  HANSON,  JR.,  AND 
P.  K.  GLASOE,  Eastman  Kodak  Co.,  Rochester,  N.  Y. 

A  method  is  described  for  the  analysis  of  iodide  in  a  developer,  involving  pre- 
cipitation of  the  halide  with  silver  nitrate  and  oxidation  of  the  iodide  while  it  is 
in  the  form  of  solid  silver  iodide  to  iodate  with  chlorine  water.  The  iodate  is  then 
determined  polarographically.  Quantities  of  iodide  from  2.5  to  10  milligrams  of 
potassium  iodide  were  analyzed  with  an  accuracy  of  2  to  4  per  cent.  Thiocyanate 
in  the  developer  interferes  but  it  can  be  removed  by  boiling  with  strong  sulfuric 
acid  before  precipitation. 

Using  this  method  of  analysis  it  was  shown  that  an  equilibrium  amount  of 
iodide  is  obtained  in  a  developer.  Curves  are  given  showing  the  attainment  of 
equilibrium  for  development  of  Eastman  panchromatic  negative  motion  picture 
film  in  Kodak  D-76  and  in  D-16  developers,  and  Eastman  panchromatic  positive 
motion  picture  film  in  Kodak  D-16  developer.  The  equilibrium  value  depends 
upon  the  emulsion,  the  developer,  the  developed  density,  and  perhaps  other 
variables  which  will  be  investigated  more  thoroughly. 


SOCIETY   ANNOUNCEMENTS 


FIFTIETH  SEMI-ANNUAL  CONVENTION 

HOTEL  PENNSYLVANIA,  NEW  YORK,  N.  Y. 

OCTOBER  20-23,  1941 


The  1941  Fall  Meeting  will  be  the  Fiftieth  Semi- Annual  Convention  of  the 
Society  commemorating  the  Silver  Anniversary  of  the  Society's  founding.  Mem- 
bers are  urged  to  make  every  effort  to  be  present,  as  the  various  Committees  of 
the  convention  are  endeavoring  to  make  this  convention  an  outstanding  one. 
Details  will  be  found  in  a  preceding  section  of  this  JOURNAL. 

PACIFIC  COAST  SECTION 

A  meeting  of  the  Pacific  Coast  Section  was  held  on  Tuesday,  September  23rd, 
at  the  Naval  Reserve  Armory  at  Los  Angeles,  Calif.  The  program  of  the  meeting 
opened  with  the  introduction  of  Capt.  I.  C.  Johnson,  Director  of  Naval  Reserves, 
followed  by  two  discussions  by  officers  of  the  Unit.  Lt.  Comdr.  John  Ford,  U.  S. 
N.  R.,  spoke  on  "The  Organization  of  the  U.  S.  Naval  Reserve  Photographic 
Unit,"  followed  by  Lt.  Comdr.  A.  J.  Bolt  on,  U.  S.  N.,  Retired,  who  discussed 
"Personnel  and  Equipment  Requirements  of  the  Photographic  Unit." 

Following  these  presentations  a  number  of  demonstration  films  produced  by 
the  Photographic  Unit  were  projected,  and  the  meeting  concluded  with  a  discus- 
sion by  Mr.  Emery  Huse,  President  of  the  Society,  on  "Photographic  Materials 
for  Military  Purposes." 

The  meeting  was  arranged  as  a  joint  session  of  the  Pacific  Coast  Section  with 
the  U.  S.  Naval  Reserve  Photographic  Unit. 


MID-WEST  SECTION 

The  meeting  of  the  Mid-West  Section  was  held  at  the  meeting  rooms  of  the 
Western  Society  of  Engineers,  Chicago,  on  September  30th,  at  which  engineers  of 
the  DeVry  Corporation  described  "A  New  and  Improved  Theater  Sound  Pro- 
jector." The  presentation  included  an  interesting  demonstration  of  the  equip- 
ment. 

AMENDMENTS  TO  THE  BY-LAWS 

At  the  meeting  of  the  Board  of  Governors  on  July  24,  1941,  several  amend- 
ments to  the  By-Laws  were  proposed  and  approved  for  submission  to  the  Society 
membership  at  the  next  Business  Meeting,  to  be  held  during  the  1941  Fall  Con- 
vention.   These  proposed  amendments  are  as  follows: 
442 


SOCIETY  ANNOUNCEMENTS  443 

PROPOSED  AMENDMENTS  FOR  STUDENT  MEMBERSHIP 
By-Law  I 

Membership 

Sec.  I—It  is  proposed  that  the  first  paragraph  of  this  Section  shall  be  changed 
to  read  as  follows : 

The  membership  of  the  Society  shall  consist  of  Honorary  members,  Fellows,  Active 
members,  Associate  members,  Sustaining  members,  and  Student  members. 
It  is  proposed  that  a  new  paragraph  d  be  added  to  Sec.  1  as  follows: 

(d)  A  student  member  is  any  person  registered  as  a  student,  graduate  or  under- 
graduate, in  a  college,  university,  or  educational  institution,  pursuing  a  course  of 
studies  in  science  or  engineering  which  evidences  interest  in  motion  picture  tech- 
nology.   Membership  in  this  grade  shall  not  extend  more  than  one  (1 }  year  beyond  the 
termination  of  the  student  status  described  above.    A  student  member  shall  have  the 
same  privileges  as  Associate  members  of  the  Society. 

Sec.  2. — It  is  proposed  that  a  new  paragraph  e  be  added  to  the  end  of  this 
Section  as  .follows: 

(e)  Applicants  for  student  membership  shall  give  as  reference  the  head  of  the 
Department  of  the  Institution  he  is  attending;   this  faculty  member  not  necessarily 
being  a  member  of  the  Society. 

By-Law  VIII 

Dues  and  Indebtedness 

Sec.  1. — It  is  proposed  that  the  first  sentence  of  this  Section  be  changed  to 
read  as  follows: 

The  annual  dues  shall  be  Fifteen  ($15.00}  Dollars  for  Fellow  and  Active  members, 
Seven  Dollars  and  Fifty  Gents  ($7.50}  for  Associate  members,  and  Three  ($3.00} 
Dollars  for  Student  members,  payable  on  or  before  January  1st  of  each  year 

PROPOSED  AMENDMENTS  FOR  FELLOW  MEMBERSHIP 

By-Law  I 

Membership 

Sec.  3(b). — It  is  proposed  that  this  Section  be  changed  to  read  as  follows: 
Fellow  Membership  may  be  granted  upon  recommendation  of  the  Fellow  Award 
Committee,  when  confirmed  by  a  three-fourths  majority  vote  of  the  Board  of  Governors. 

By-Law  IV 

Committees 

Sec.  4(a}. — It  is  proposed  to  add  to  the  list  of  standing  committees  appointed 
by  the  president  and  confirmed  by  the  Board  of  Governors  a  new  Fellow  Member- 
ship Award  Committee. 


444  SOCIETY  ANNOUNCEMENTS 

PROPOSED  AMENDMENT  RELATING  TO  TECHNICAL  COMMITTEES 
By-Law  IV 

Committees 

Sec.  4(b). — It  is  proposed  that  to  the  list  of  standing  committees  appointed  by 
the  engineering  vice-president  be  added  a  new  Committee  on  Cinematography. 


JOURNAL 

OF  THE  SOCIETY  OF 

MOTION  PICTURE  ENGINEERS 

Volume  XXXVII  November,  1941 


CONTENTS 

Page 
Resume  of  an  Extemporaneous  Address  by H.  HANSON    449 

Analysis  of  Sound-Film  Drives 

W.  J.  ALBERSHEIM  AND  D.  MACKENZIE    452 

A  Suggested  Clarification  of  Carbon  Arc  Terminology  as  Ap- 
plied to  the  Motion  Picture  Industry. .  .H.  G.  MACPHERSON    480 

Improved  Methods  of  Controlling  Carbon  Arc  Position 

D.  J.  ZAFFARANO,  W.  W.  LOZIER,  AND  D.  B.  JOY    485 

Symposium  on  Projection 

Projection  Room  Equipment  Requirements.  .  .  .  J.  J.  SEFING  502 

The  Projection  Room — Its  Location  and  Contents 

J.  R.  PRATER  506 

Factors  Affecting  Sound  Quality  in  Theaters.  .A.  GOODMAN  510 

Progress  in  Three-Dimensional  Pictures J.  A.  NORLING    516 

Solving  Acoustic  and  Noise  Problems  Encountered  in  Recording 
for  Motion  Pictures W.  L.  THAYER     525 

Report  of  the  Standards  Committee 535 

New  Motion  Picture  Apparatus 

A  New  13.6-Mm  High-Intensity  Projector  Carbon 

M.  T.  JONES,  W.  W.  LOZIER,  AND  D.  B.  JOY    539 

Current  Literature 

(The  Society  is  not  responsible  for  statements  by  authors.) 


JOURNAL 

OF  THE  SOCIETY  OF 

MOTION  PICTURE  ENGINEERS 


SYLVAN  HARRIS,  EDITOR 
BOARD  OF  EDITORS 

ARTHUR  C.  DOWNES,  Chairman 

JOHN  I.  CRABTREE  ALFRED  N.  GOLDSMITH  EDWARD  W.  KELLOGG 

CLYDE  R.  KEITH  ALAN  M.  GUNDELFINGER  CARLETON  R.  SAWYER 

ARTHUR  C.  HARDY 


Subscription  to  non-members,  $8.00  per  annum;  to  members,  $5.00  per  annum, 
included  in  their  annual  membership  dues;  single  copies,  $1.00.  A  discount 
on  subscription  or  single  copies  of  15  per  cent  is  allowed  to  accredited  agencies. 
Order  from  the  Society  of  Motion  Picture  Engineers,  Inc.,  20th  and  Northampton 
Sts.,  Easton,  Pa.,  or  Hotel  Pennsylvania,  New  York,  N.  Y. 

Published  monthly  at  Easton,  Pa.,  by  the  Society  of  Motion  Picture  Engineers. 

Publication  Office,  20th  &  Northampton  Sts.,  Easton,  Pa. 

General  and  Editorial  Office,  Hotel  Pennsylvania,  New  York,  N.  Y. 

West  Coast  Office,  Suite  928,  Equitable  Bldg.,  Hollywood,  Calif. 

Entered  as  second  class  matter  January  15,  1930,  at  the  Post  Office  at  Easton, 
Pa.,  under  the  Act  of  March  3,  1879.     Copyrighted,  1941,  by  the  Society  of 
Motion  Picture  Engineers,  Inc. 


OFFICERS  OF  THE  SOCIETY 

** President:     EMERY  HUSE,  6706  Santa  Monica  Blvd.,  Hollywood,  Calif. 
*" 'Past-President:    E.  ALLAN  WILLIFORD,  30  E.  42nd  St.,  New  York,  N.  Y. 
**Executive  V ice-President:    HERBERT  GRIFFIN,  90  Gold  St.,  New  York,  N.  Y. 

^Engineering  Vice-President:     DONALD  E.  HYNDMAN,  350  Madison  Ave.,  New 

York,  N.  Y. 
** Editorial  Vice-President:    ARTHUR  C.  DOWNES,  Box  6087,  Cleveland,  Ohio. 

* ''Financial  Vice-P resident:    ARTHUR  S.  DICKINSON,  28  W.  44th  St.,  New  York 

N.  Y. 
** Convention  Vice-President:   WILLIAM  C.  KUNZMANN,  Box  6087,  Cleveland,  Ohio 

^Secretary:     PAUL  J.  LARSEN,  44  Beverly  Rd.,  Summit,  N.  J. 

*Treasurer:     GEORGE  FRIEDL,  JR.,  90  Gold  St.,  New  York,  N.  Y. 

GOVERNORS 

**MAX  C.  BATSEL,  501  N.  LaSalle  St.,  Indianapolis,  Ind. 

*  JOSEPH  A.  DUBRAY,  1801  Larchmont  Ave.,  Chicago,  111. 

*JOHN  G.  FRAYNE,  6601  Romaine  St.,  Hollywood,  Calif. 

*ALFRED  N.  GOLDSMITH,  580  Fifth  Ave.,  New  York,  N.  Y. 

*ARTHUR    C.    HARDY,    Massachusetts    Institute   of   Technology,    Cambridge, 

Mass. 
**LOREN  L.  RYDER,  5451  Marathon  St.,  Hollywood,  Calif. 

TIMOTHY  E.  SHEA,  195  Broadway,  New  York,  N.  Y. 

*REEVE  O.  STROCK,  35-11  35th  St.,  Astoria,  L.  I.,  N.  Y. 


*Term  expires  December  31,  1941. 
**Term  expires  December  31,  1942. 


RESUME  OF  AN  EXTEMPORANEOUS  ADDRESS  BY 
HOWARD  HANSON* 


AT  THE  JOINT   MEETING   OF  THE   SOCIETY   OF   MOTION  PICTURE  ENGINEERS 

AND  THE  ACOUSTICAL  SOCIETY  OF  AMERICA  AT 

ROCHESTER,  N.  Y.,  MAY  5,  1941 


I  feel  somewhat  concerned  in  attempting  to  address  this  eminent 
group  of  scientists  and  technicians.  I  am  under  the  impression  that 
you  may  expect  me  to  embark  upon  a  technical  discussion  of  problems 
in  sound  reproduction  and  an  evaluation,  from  the  standpoint  of  the 
musician,  of  the  effectiveness  of  the  solution  of  those  problems.  Per- 
haps I  am  even  expected  to  make  criticisms  and  to  suggest  directions 
in  which  the  musician  feels  that  sound  reproduction  may  be  improved. 

Some  years  ago  in  speaking  before  this  same  body  I  had  the 
temerity  to  attempt  something  of  the  sort.  Today  I  feel  quite  unable 
to  carry  that  discussion  further.  This  reluctance  is  due  to  my  con- 
viction that  you  as  scientists  are  already  far  beyond  us,  the  musicians. 
You  have  progressed  in  the  matter  of  sound  reproduction  to  the  point 
where  the  fidelity  of  the  recorded  sound  to  the  original  is  remarkable. 
You  have  embraced  in  your  recording,  frequencies,  both  high  and  low, 
which  formerly  were  lost.  You  have  even  solved  to  a  startling  degree 
the  problem  of  gradations  in  intensity  so  that  a  dynamic  range  which 
gives  an  adequate  representation  of  an  actual  orchestral  performance 
is  possible. 

In  fact  in  some  respects  you  have  gone  beyond  "natural"  sound  in 
such  a  way  as  to  raise  a  question  in  my  mind  as  to  the  validity  of  tak- 
ing as  our  final  criterion  the  direct  comparison  of  recorded  sound  with 
"natural"  sound.  In  certain  experiments  such  as  those  which  we  are 
having  the  privilege  of  witnessing  this  week  Doctor  Fletcher  and  his 
colleagues  of  the  Bell  Laboratories  are  convincing  us  that  the  term 
"enhancement' '  seems  quite  justified.  Scientists  and  technicians  have 
for  some  time  held  before  themselves  the  ideal  of  reproducing  sound 
qualities  which  could  not  be  distinguished  from  the  original.  This 


*  Director,  Eastman  School  of  Music,  University  of  Rochester. 

449 


450  ADDRESS  BY  HOWARD  HANSON  [J.  S.  M.  P.  E. 

they  have  accomplished  to  an  amazing  degree.  It  seemed  to  me  as  I 
listened  to  the  results  of  Doctor  Fletcher's  experiments  that  the  time 
has  come  when  sound  reproduction  can  itself  become  creative — that 
science  may  produce  tonal  beauty  of  a  quality  which  has  no  counter- 
part in  the  sounds  of  the  musical  instruments  and  ensembles  which 
we  know  today.  This  seems  to  me  to  be  a  legitimate  goal. 

But  there  is  something  else  which  is  much  closer  to  my  heart  today. 
I  have  the  uncomfortable  feeling  that  you  as  scientists  are  too  good 
for  us — that  you  have  given  us  tools  which  are  beyond  our  ability  to 
understand  and  to  use  wisely.  The  terrible  condition  of  the  world 
today  is  all  too  vivid  an  illustration  of  what  I  am  saying.  Science 
gives  us  the  airplane  with  which  we  can  annihilate  space  and  bring 
mankind  closer  together.  We  convert  the  airplane  into  a  bomber  and 
use  it  to  kill  our  fellows.  The  sciences  of  chemistry  and  of  medicine 
give  us  the  blessed  means  of  easing  human  pain.  We  divert  the  same 
scientific  inventiveness  to  the  production  of  gases  which  burn  out 
men's  lungs.  Science  puts  into  our  hands  magnificent  tools  but  we  are 
so  spiritually  unprepared  for  these  miracles  that  we  are  quite  likely 
to  use  them  for  the  purpose  of  committing  physical  and  spiritual 
suicide. 

Does  the  scientist  have  any  responsibility  in  all  of  this  moral  chaos? 
Is  his  task  only  to  produce  the  tools  and  to  allow  us  to  misuse  them  as 
we  will?  I  do  not  believe  so.  It  seems  to  me  that  those  of  you  who 
are  creating  the  mechanisms  which  the  rest  of  us  are  to  use  must  be 
interested  in  the  use  to  which  they  are  put.  You  can  not  remain  aloof 
to  the  manner  in  which  these  products  of  your  hands  and  brain  serve 
humanity  for  good  or  ill. 

I  have  spoken  with  enthusiasm  of  the  work  which  you  have  done 
in  the  field  of  sound  and  1  say  again,  you  have  been  too  good  for  us. 
In  the  field  of  radio,  for  example,  you  must  at  times  have  the  feeling 
that  all  of  us — composers,  performers,  scientists,  and  technicians — 
are  banded  together  for  the  high  and  noble  cause  of  selling  soap. 
Now  I  have  nothing  against  the  selling  of  soap.  Certainly  from  the 
amount  of  time  devoted  to  it  we  must  be  the  cleanest  nation  in  the 
world.  The  women  of  America  must  have  the  softest  of  hands  and 
the  whitest  of  teeth  or  our  efforts  have  been  in  vain.  All  this  is 
doubtless  important  but  it  was  certainly  not  for  this  that  you  have 
labored. 

In  the  field  of  the  motion  picture  too  often  the  same  condition 
obtains.  Magnificent  invention  is  used  to  serve  a  cause  which  is  too 


Nov.,  1941]  ADDRESS  BY  HOWARD  HANSON  451 

frequently  unworthy.  The  creative  brain  of  the  scientist  dreams  a 
vision  and  labors  to  realize  it  only  to  find  that  his  invention  has  been 
used  for  meretricious  ends. 

Certainly  today  we  must  pause  and  consider  whither  we  are  pro- 
gressing. Today  as  seldom  before  in  history  the  world  needs  spiritual 
awakening.  It  needs  the  quickening  and  sensitizing  spirit  of  beauty. 
It  demands  the  re-birth  of  man's  soul.  Of  what  good  is  it  if  all  of  our 
science,  all  of  our  material  production,  leads  only  to  poverty  of  the 
mind  and  the  heart?  Of  what  merit  is  it  if  through  the  invention  of 
man's  mind  we  save  our  bodies  but  lose  our  souls? 


ANALYSIS  OF  SOUND-FILM  DRIVES* 
W.  J.  ALBERSHEIM  AND  D.  MACKENZIE** 

Summary. — In  order  to  avoid  audible  flutter,  the  velocity  of  sound-films  past 
the  scanning  light-beam  must  not  vary  more  than  about  0.1  per  cent.  Such  precision 
can  not  be  obtained  solely  by  constant  speed  motors  and  high-quality  gears.  Me- 
chanical filters  must  suppress  the  "drive  side"  disturbances  originating  in  motor, 
gear -train,  and  sprocket-teeth,  and  the  "load  side"  disturbances  due  to  variations  in 
the  film  and  in  the  friction  load. 

Early  designs  filtered  only  the  drive-shaft  rotation  and  steadied  the  film  by  recording 
on  a  large  sprocket  drum.  Filtered  sprockets  in  combination  with  fixed  reproducer 
gates  were  not  adaptable  to  modern  requirements  and  were  superseded  by  film-driven 
damped  impedance  drums  (rotary  stabilizers'). 

The  recommended  design  avoids  the  troublesome  inner  flywheel  bearings  by  a 
liquid  stabilizer  and  overcomes  the  uncertain  filtering  properties  of  film  compliance 
by  means  of  elastic  driving  sprockets. 

It  has  been  stated  that  the  main  function  of  a  film-driving  mecha- 
nism is  to  pull  the  film  out  of  the  upper  magazine  into  the  lower 
magazine.  This  is  true  with  the  provision  that  the  motion  of  the 
film  must  be  uniform  as  it  passes  through  the  focal  line  of  a  beam  of 
light.  If  the  film  speed  varies,  the  frequency  of  every  sound  recorded 
on  the  film  will  vary  in  proportion,  causing  flutter.  How  small  varia- 
tions of  speed  or  frequency  can  become  noticeable  is  seen  from  Fig.  1 
which  shows  the  frequency  variations  of  pure  oscillator  tones  which 
were  barely  audible  to  trained  observers  in  a  live  auditorium.1  Some 
of  the  listeners  were  able  to  notice  a  rhythmical  speed  variation  off 
0.005  per  cent  in  a  3000-cycle  tone  at  the  rate  of  1.5  cycles  per  second. 
What  the  ear  hears  under  such  conditions  are  not  the  frequency 
variations  directly,  because  if  the  same  tones  are  heard  through  head- 
phones the  frequency  variations  must  be  increased  nearly  one  hun- 
dred-fold to  become  audible.  What  the  observers  actually  noticed 
was  an  amplitude  pulsation  due  to  shifting  of  a  standing-wave  pat- 

*  Presented  at  the  1940  Fall  Meeting  at  Hollywood,  Calif. ;  received  June  12, 
1941. 

**  Electrical  Research  Products,  Inc.,  New  York,  N.  Y. 

t  Above  and  below  mean  frequency  is  understood  throughout  the  paper. 
452 


ANALYSIS  OF  SOUND-FILM  DRIVES 


453 


tern  between  parallel  walls.  Fortunately,  under  practical  condi- 
tions, one  does  not  have  to  listen  to  oscillator  tones  nor  in  empty 
straight  walled  halls,  so  that  practical  flutter  tolerances  are  consider- 
ably higher,  as  indicated  by  Fig.  2.  Curve  1  of  this  figure  shows  the 
flutter  limits  for  the  sound  heard  in  the  theater  which  we  set  for  our 
own  guidance  as  early  as  1935.  It  amounted  to  0.25  per  cent  at 
flutter  rates  above  25  cps,  to  0.15  per  cent  at  flutter  rates  between  25 
and  1  cps  and  increased  with  the  inverse  square-root  of  the  frequency 
for  frequency  "drift"  below  1  cps. 


10 


100 


FIG.  l. 


MODULATION    RATE    CPS.  — — 

Minimum  perceptible  frequency  flutter  (oscillator 
tones  in  live  room). 


The  sound-film  reproduction  in  the  theater  is  the  product  of  proc- 
esses which  involve  generally  at  least  three  passages  through  film- 
driving  mechanisms:  the  original  recording  process,  the  printing 
operation,  and  the  reproduction.  The  number  of  cumulative  speed 
distortions  may  be  increased  by  re-recording  operations.  Assuming 
that  the  irregularities  of  the  film  motion  are  superimposed  at  random, 
one  must  take  the  total  speed  deviation  as  the  root-sum-square  of  all 
contributory  deviations.  The  irregularities  of  each  step  must  there- 
fore be  held  so  far  below  the  tolerance  limit  that  they  add  up  to  a 
satisfactory  total. 


454 


W.  J.  ALBERSHEIM  AND  D.  MACKENZIE     [J.  S.  M.  P.  E. 


Economy  requires  us  to  impose  the  most  lenient  tolerances  upon 
the  apparatus  used  in  the  greatest  quantity — that  is,  the  theater  re- 
producers— and  to  hold  the  recording  and  re-recording  machines  to 
closer  limits.  Accordingly,  we  allowed  for  the  reproducer  a  high- 
frequency  limit  of  0.20  per  cent,  a  low-frequency  limit  of  0.12  per 
cent,  and  drift  limits  increasing  from  0.12  per  cent  as  shown  on  Curve 
2.  This  left  only  a  small  margin  for  recording  and  re-recording 
flutter  which  were  fixed  at  0.10  per  cent  for  high  frequencies  and  0.05 
per  cent  for  low  frequencies  (Curve  3).  In  1938  the  Research  Council 


1                    ] 

I 

CURVE    NO. 

1       OVERALL   SOUND 

2      REPRODUCING                      p-    ERPI   -1935 

3      RECRDG.  &,    RE-RECRDG.  J 

0 

4      TOTAL   REPRO.  FLUTTER    -   A.M.PA.S.  ,  1938 

o^ 

UJ 

^<L1 

o   .25 

^^^^v^ 

25 

\  ^*v 

.^ 

J- 

_i     15 

^ 

o\ 

f 

15 

or 

^^ 

*** 

y-- 

.               "Zj.                     I    k 



.1 

!^x 

s^ 

V-2 

|U 

u    05 
H 

i 

Vj^ 

J 

.06 

V-3 

_i 

".02 

.02 

.5    1         1.5   10         50 
FLUTTER  RATE— -  CYCLES  PER  SECOND 

FIG.  2.     Practical  flutter  tolerances. 


100 


of  the  Academy  of  Motion  Picture  Arts  &  Sciences  recommended 
that  the  total  reproducer  flutter  measured  on  our  flutter  bridge  should 
not  exceed  0.15  per  cent  (Curve  4).  This  does  not  specify  the  fre- 
quency distribution.  The  bridge  in  its  position  for  the  measurement 
of  "total  flutter"  has  a  flat  output  characteristic  for  flutter  rates 
above  2  cps  and  a  somewhat  lower  sensitivity  for  slow  drift;  it  meas- 
ures the  power  sum  of  individual  flutter  frequencies  (rms  addition). 
The  Research  Council  requirement  would  therefore  be  satisfied  by  a 
0.12  per  cent  96-cycle  flutter  combined  with  a  0.08  per  cent  3-cycle 
flutter  and  a  0.08  per  cent  1/4-cycle  drift. 

Even  these  practical  tolerances  are  by  no  means  easily  held.     As 
the  U.  S.  Circuit  Court  of  Appeals  stated  in  a  well  known  decision : 


Nov.,  1941] 


ANALYSIS  OF  SOUND-FILM  DRIVES 


455 


The  rapidly  moving,  flimsy,  curling  film  must  be  uniform  in  its  movements 
and  so  controlled  that  the  position  and  motion  of  each  fine  line  at  the  beam  of 
light  must  be  accurate  within  the  thousandth  of  an  inch. 

Such  precision  requires  high  constancy  of  the  motor  speed,  but  it 
can  not  be  attained  by  this  means  alone  as  will  be  seen  from  Fig.  3, 
which  illustrates  the  flutter  sources  in  unfiltered  film  drives.  These 
are: 

(1}  Drive-Side  Disturbances  (irregularities  in  the  force  which  pulls  the  film 
past  the  reference  point). 

(a)  The  motor  supplies  not  only  the  steady  (d-c)  torque  but  it  is  subject  to 
periodic  power  main  surges  and  to  vibrations  at  the  high  frequencies  of  the  alter- 
nating current  with  its  harmonics  and  at  its  own  speed  of  revolution. 


DRIVE  SIDE  DISTURBANCES 


DRIVING  &  HOLD- 
BACK SPROCKETS 


FILM 


FREQUENCIES  \         IRREGULAR  FILM 

\      AND    SPROCKET 

GEAR  TRAIN  OF  SOUND\HOLE  ""ENSIONS 
&  PICTURE   DRIVE  \ 

TOOTH.  SHAFT  i  \ 

INTERMITTENT 

FREQUENCIES 


_MQTOR. 


FOWER  FLUCTUATIONS 
AND  HIGH  FREQUENC 
FLUTTER 


LOAD  SIDE  DISTURBANCES 


FIG.  3.     Flutter  sources  in  unfiltered  film  drives. 


(b)  The  gear-trains  needed  for  speed  reduction  and  synchronization  of  picture 
and  sound  introduce  the  frequencies  of  their  shafts  and  gear  teeth — and  their 
sums  and  differences.     The  most  pronounced  tooth  frequency  is  that  of  the 
driving-sprocket  teeth,  96  cps.     Another  disturbance  impressed  upon  the  gear- 
train  of  theater  reproducers  is  the  24-cps  intermittent  frequency.     This  frequency 
may  also  be  introduced  by  the  variation  of  free  loop  length  between  the  scanning 
point  and  the  picture  hold-back  sprocket. 

(c)  The  irregularities  of  the  film  intervene  between  the  driving  sprocket 
and  the  scanning  light-beam. 

(2)  Load-Side  Disturbances  (irregularities  in  the  mechanical  impedance  op- 
posing film  motion  past  the  reference  point). 

(a)  If  scanned  in  a  gate,  the  film  is  subject  to  irregular  gate  friction;  if  scanned 
on  a  rotating  drum,  to  irregular  bearing  friction  and  to  unbalance  of  rotating 
parts. 

The  requirement  of  passing  without  reduction  the  d-c  motion  and 
attenuating  the  unwanted  a-c  components  can  be  met  only  by  a  type 


456 


W.  J.  ALBERSHEIM  AND  D.  MACKENZIE     [J.  S.  M.  P.  E. 


of  structure  which  is  the  mechanical  equivalent  of  a  device  well  known 
in  electrical  transmission  theory  as  a  low-pass  filter.  A  low-pass 
filter  chain  consists  of  series  inductances  L  and  of  shunt  capacities 
C.  Taken  by  themselves  these  would  resonate  at  a  frequency 
Fr  =  l/(2-jr\/l/LC).  Arrayed  in  a  properly  terminated  filter  they 
pass  freely  all  frequencies  below,  and  attenuate  those  above  2  Fr. 
The  attenuation,  increasing  rapidly  at  first,  asymptotically  approaches 


FRICTION 
BETWEEN 
FILM  AND 
/  DRUM 

REFERENCE    /  FILM 

VELOCITY     /        COMPLIANCE 


SPROCKET 

TEETH 
VELOCITY 


JvW- 


FIG.  4.     Filtered  sprocket  drum. 


a  straight  line  through  zero  attenuation  at  Fr  which  slopes  at  the 
rate  of  12  db  per  octave  per  filter  section.  This  means  that  in  each 
section  the  high-frequency  amplitudes  are  reduced  in  proportion  to 
the  square  of  the  frequency.  In  a  mechanical  filter,  inertia  takes  the 
place  of  inductance,  and  compliance  that  of  capacity.  Since  our 
ears  remain  sensitive  to  flutter  rates  even  slower  than  one  per  second 
and  since  low-pass  filters  lose  effect  near  their  resonance  frequency, 
one  must  either  adjust  the  resonance  to  less  than  l/*  cps  by  heavy 
but  very  pliant  filter  structures,  which  tend  to  be  unstable,  or  one 


Nov.,  1941]  ANALYSIS  OF  SOUND-FILM  DRIVES  457 

must  make  the  power  source  very  constant  at  low  frequencies. 
Neither  of  these  objectives  is  easily  attained  and  the  elimination  of 
audible  film  flutter  has  been  a  very  gradual  and  difficult  accomplish- 
ment as  will  be  realized  from  the  following  short  survey  of  some 
typical  past  and  present  film-driving  mechanisms. 

In  recording,  one  of  the  oldest  successful  drives  was  the  "filtered 
sprocket  drum"  (Fig.  4).  This  reduces  the  flutter  components  of 
motor  and  gear-train  by  a  mechanical  low-pass  filter.  In  the  pre- 
ferred form  of  this  filter,  the  motion  of  the  drive  shaft  is  coupled  to 
the  heavy  flywheel  by  an  arm  which  engages  two  spiral  springs  and 
two  oil-filled  sylphon  bellows  connected  by  a  small  aperture.  Rela- 
tive rotation  between  the  drive  shaft  and  the  flywheel  tensions  the 
springs  and  forces  oil  through  the  friction  aperture.  The  electrical 
analogy  of  this  mechanism  is  shown  in  heavy  lines  on  the  left  part  of 
Fig.  4.  Vi  is  the  sum  of  d-c  and  a-c  angular  velocity  components 
impressed  upon  the  flywheel  shaft  by  the  gear- train.  Due  to  its 
great  rigidity  the  gear- train  approximates  a  constant- velocity  gen- 
erator, as  symbolized  in  the  analogy  by  an  infinite  impedance  to 
ground,  Zim  combined  with  an  infinite  torque  T  =  V\Z\m.  In  the 
simplest  form  of  the  analogy,  a  condenser  represents  the  torsional 
compliance  C\  of  the  springs,  a  resistance  the  oil  friction  R,  and  an  in- 
ductance the  moment  of  inertia  J,  of  the  flywheel.  The  analysis  of 
such  a  combination  is  given  in  the  appendix.  One  sees  that  due  to 
the  absence  of  a  heavy  load  the  filter  is  not  terminated  and  therefore 
resonant.  The  resonance  peak  is  damped  by  a  resistance  in  series 
with  the  condenser  which  cuts  the  high-frequency  attenuation  from 
12  db  per  octave  to  6  db  per  octave.  (A  more  detailed  analysis 
shows  that  the  bellows  themselves  contain  a  small  compliance  which 
in  the  electrical  analogy  is  shown  in  dotted  lines  as  a  second  con- 
denser in  parallel  with  the  resistance.  This  bellows  compliance 
brings  the  high-frequency  attenuation  back  to  12  db  per  octave  and 
modifies  the  response  characteristic  in  a  manner  discussed  in  the  ap- 
pendix.) 

An  advantage  of  the  filtered  flywheel  drive  is  the  absence  of  load- 
side  trouble.  It  requires,  however,  careful  matching  of  the  sprocket- 
tooth  pitch  to  the  film  length,  and  accommodates  only  the  shrinkage 
range  of  reasonably  fresh  recording  film  stock.  The  residual 
sprocket-tooth  impacts  are  reduced  by  providing  simultaneous  con- 
tact of  the  film  with  several  teeth,  a  construction  which  requires  a 
large  sprocket  drum,  low  angular  speed  and  a  large  flywheel.  In 


458 


W.  J.  ALBERSHEIM  AND  D.  MACKENZIE     [J.  S.  M.  P.  E. 


theater  reproducers,  the  shrinkage  difference  between  new  and  old 
films  is  uncontrollable,  and  a  large  sprocket  drum  can  not  be  accom- 
modated within  the  standard  15-inch  distance  between  picture  and 
sound  scanning  point.  Consequently,  the  filtered  sprocket  drum  has 
been  used  mainly  in  studio  type  recording  and  re-recording  machines. 
The  first  commercial  reproducers  in  this  country  attempted  to 
overcome  drive-side  disturbances  by  a  filtered  flywheel  similar  to 
that  of  Fig.  4.  It  was  rigidly  coupled  to  a  small  sprocket  which 
pulled  the  film  through  a  closely  adjacent  gate.  Figs.  5 (a)  and  5(&) 
show  two  stages  in  the  evolution  of  the  gate.  The  straight  gate  of 
Fig.  5  (a)  was  designed  to  insure  that  the  film  was  held  in  the  focal 


FIG.  5(o) 


FIG.  5(6) 


FIG.  5(a).     Reproducer  straight  sound  gate  with  filtered  sprocket. 
(6) .     Reproducer  curved  sound  gate  with  filtered  sprocket. 


plane  of  the  scanning-beam.  Its  sound  quality  was  satisfactory  at 
the  time  but  the  96-cycle  flutter  exceeded  the  narrow  tolerance  limit 
later  demanded  and  shown  in  Fig.  2.  This  flutter,  originating  at  the 
mesh  of  sprocket-teeth  and  film,  could  not  be  reduced  by  the  flywheel 
filter.  The  absence  of  flexibility  between  sprocket  and  gate  im- 
pressed all  irregularities  directly  upon  the  gate,  where  nothing  but 
the  solid  friction  of  the  gate  shoes  opposed  them. 

The  difficulties  encountered  in  using  solid  friction  as  a  damping 
means  are  explained  by  Fig.  6.  The  upper  graph  (A)  shows  the 
forces  of  viscous  and  solid  friction  as  a  function  of  velocity.  While 
viscous  friction  force  is  proportional  to  velocity,  indicated  by  a 
straight  line  through  the  origin,  solid  friction  is  high  at  rest,  rapidly 
falling  off  to  a  minimum  with  increasing  velocity  in  either  direction 


Nov.,  1941] 


ANALYSIS  OF  SOUND-FILM  DRIVES 


459 


and  then  slowly  rising  again.  The  lower  graph  (B)  shows  the  fric- 
tional  resistances  derived  from  the  above-illustrated  forces.  The 
viscous  resistance  is  a  constant,  equal  to  the  slope  of  the  force-veloc- 
ity line :  R  =  p/V.  The  solid  resistance  depends  on  the  magnitude 
and  the  starting  velocity  of  the  oscillatory  motion.  For  periodic  os- 
cillations around  zero  velocity,  the  effective  damping  resistance  is 
very  high  at  small  amplitudes  and  falls  off  with  amplitude  to  a  mini- 
mum, and  then  slowly  increases  again  as  shown  by  the  upper  (p/v) 


SOLID   FRICTION 
(SMALL   OSCILLATIONS)   dP/dv 


-7-6-5-4-3-2-1  1      234      567 


FIG.  6.     Characteristics  of  viscous  and  solid  friction. 


curve.  For  small  vibrations  superimposed  on  a  d-c  velocity,  the  re- 
sistance equals  the  gradient  of  the  resistance  forces  and  follows  the 
lower  (dp/dv)  curve.  At  points  remote  from  zero  d-c  velocity,  it  has 
a  small  value  which  in  a  certain  range  becomes  negative,  so  that  im- 
properly used  solid  friction,  instead  of  damping,  may  amplify  ex- 
ternal disturbances  and  even  generate  free  vibrations  like  those  of  a 
violin  string  under  the  steady  pull  of  the  bow. 

A  considerable  improvement  was  brought  about  by  the  curved 
gate  shown  in  Fig.  5(6).  By  reducing  the  film  tension  and  introduc- 
ing a  short  length  of  relatively  loose  film  loop,  the  drive  when  well 


460  W.  J.  ALBERSHEIM  AND  D.  MACKENZIE     [J.  S.  M.  P.  E. 

adjusted  was  capable  of  reducing  the  film  flutter  to  about  l/4  of  1  per 
cent. 

It  was  found,  however,  that  the  best  reproducing  quality  could  be 
obtained  by  abandoning  gates  altogether  and  scanning  the  sound- 
track on  a  smooth  impedance  roller.  The  general  nature  of  a  typical 
impedance-roller  drive  is  shown  in  Fig.  7.  A  sprocket  wheel,  usually 
unfiltered,  pulls  a  loose  film  loop  over  a  smooth  drum  rigidly  coupled 
to  a  flywheel.  The  film  loop  supplies  the  shunt  compliance,  the  fly- 
wheel the  series  inertia  of  a  mechanical  low-pass  filter  which,  in  this 
new  location,  attenuates  sprocket-hole  disturbances  as  well  as  motor 
and  gear  flutter.  In  order  to  act  as  a  filter,  this  combination  must 
be  terminated  by  a  proper  load  impedance.  If  left  unterminated. 
it  is  a  purely  reactive  structure  which  tends  to  oscillate  at  its  reso- 


FIG.  7.     Damped  impedance  drum. 

nance  frequency,  and  therefore  may  increase  rather  than  attenuate  the 
film  speed  variations.  The  reactive  elements  must  be  damped  in 
some  fashion  by  resistive  components.  Experience  has  shown  that 
such  damping  can  be  successfully  incorporated,  making  the  damped 
impedance  drum  the  most  economical  and  practicable  sound-film 
drive  for  both  recording  and  reproducing  purposes. 

It  should  be  kept  in  mind  that  even  a  smooth  recording  drum  in- 
troduces disturbances  at  sprocket-hole  frequencies  because  the  film 
bends  more  sharply  in  the  regions  weakened  by  the  sprocket-holes. 
This  bending  stretches  the  sound-track,  causing  an  increase  of  fre- 
quency in  recording  and  a  corresponding  decrease  in  reproduction. 
The  two  effects  neutralize  each  other  if  the  same  drum  diameter  can 
be  used  in  recording  and  reproduction.  Since  the  space  available  in 
theater  reproducers  limits  the  drum  size  to  about  2  inches,  and  this 
diameter  is  too  small  for  recording  sprockets,  the  impedance  drum  is 


Nov.,  1941]  ANALYSIS  OF  SOUND-FILM  DRIVES  461 

the  only  universally  adaptable  drive  mechanism.  Recording  ma- 
chines equipped  with  large  sprockets  are  most  useful  if  the  films  re- 
corded on  them  are  reproduced  on  mechanisms  also  using  large  scan- 
ning drums  either  with  or  without  sprocket- teeth. 

In  providing  damping  for  the  impedance  drums,  the  most  obvious 
procedure  is  to  add  a  straight  resistance  termination  to  the  reactive 
filter  elements.  Fig.  8  shows  schematically  the  mechanical  arrange- 
ment of  a  resistance-terminated  filter  and  its  electrical  equivalent. 


FIG.  8.     Resistance-terminated  filter. 

Fig.  9  shows  the  response  characteristics  of  such  filter  sections,  as 
calculated  in  the  Appendix.  As  a  reminder,  Curve  1  in  this  figure 
shows  the  ideal  low-pass  filter  characteristic.  The  nearest  approach 
for  one  resistance-terminated  section  is  obtained  with  a  torsional 
frictional  resistance  Rc  =  2  J/C,  as  shown  by  Curve  2.  This  is  a 
rather  high  resistance  which  opposes  the  steady  rotation  of  the  film 
drive  as  well  as  its  speed  fluctuations,  causing  unnecessary  load  on 
bearings  and  motor.  If  one  reduces  the  resistance  as  shown  in  Curve 
3,  the  structure  becomes  resonant  and  amplifies  some  frequencies; 
if  one  desires  to  attenuate  frequencies  below  the  resonance  frequency 


462 


W.  J.  ALBERSHEIM  AND  D.  MACKENZIE     [J.  s.  M.  p.  E. 


as  shown  in  Curve  4,  the  required  damping  resistance  increases 
greatly,  making  the  demands  upon  the  drive  even  more  impracticable. 
A  logical  next  step  is  to  compensate  for  the  resistance  load  of  the 
film  by  supplying  an  auxiliary  driving  torque  through  the  damping 
resistance.  This  leads  to  the  resistance-coupled  auxiliary  drive 
schematically  shown  in  Fig.  10,  with  its  electrical  equivalent.  This 
type  of  drive  has  been  successfully  used.  One  recording  mechanism 
now  in  the  field  uses  eddy  currents  generated  by  electrodynamic  in- 
duction to  produce  a  friction  drag  between  a  copper  drum  and  electro- 


.1  .2  .512 

RELATIVE  FREQUENCY    F/Fr - 

FIG.  9.  Characteristics  of  resistance-terminated  niters. 
(7)  Ideal  L.  P.  filter  section.  (2)  Peakless  damping  R  = 
Rc  =  V2L/C.  (3)  Underdamped  R  =  OARC.  (4)  Over- 
damped  R  =  2.5RC. 

magnets  mounted  on  a  flywheel  as  shown  on  Fig.  10.  A  successful 
16-mm  reproducer  uses  the  viscosity  of  an  oil  film  to  produce  the  drag 
between  film-drum  and  auxiliary  drive.  As  previously  shown  in 
Fig.  9,  the  resistance  drive  can  be  damped  down  to  a  peakless  char- 
acteristic if  the  resistance  is  sufficiently  high;  but  only  at  the  price 
of  a  tight  coupling  between  the  film  drive  and  the  auxiliary  drive. 
Naturally,  the  auxiliary  drive  is  subject  to  speed  variations  of  its 
own  and  one  must  therefore  consider  the  response  characteristics  of 
resistance-coupled  auxiliary  drives  to  disturbances  originating  on  the 
auxiliary  drive  or  "load"  side  as  well  as  on  the  film  or  "drive"  side. 
In  a  recording  mechanism  previously  described  in  the  JOURNAL,2  the 


Nov.,  1941] 


ANALYSIS  OF  SOUND-FILM  DRIVES 


463 


auxiliary  drive  moved  with  a  15  per  cent  higher  angular  velocity 
than  the  recording  drum  and  supplied  just  about  enough  torque  to 
neutralize  the  small  friction  in  the  ball  bearings  of  the  recording  drum. 
This  means  that  the  effective  coupling  friction  was  only  about  seven 
times  as  large  as  the  bearing  friction,  and  in  view  of  the  fairly  large 
moment  of  inertia  of  the  magnetic  flywheel,  the  film-side  transmission 
characteristic  showed  a  decided  resonance  peak. 

Such  a  condition  is  illustrated  in  Fig.  11,  which  shows  also  the  re- 
sponse to  disturbances  originating  at  the  load  side;  the  latter  being 
computed  in  the  Appendix  under  the  favorable  assumption  that  the 


FIG.  10.     Resistance-coupled  auxiliary  drive. 


auxiliary  drive  is  free  from  shunt  compliance.  The  film-side  response 
has  a  5-db  peak  near  the  resonance  frequency,  and  at  about  the  same 
frequency  the  load-side  admittance  has  a  maximum  shown  as  0-db 
attenuation  to  indicate  that  disturbances  originating  in  the  magnetic 
drive  are  freely  passed  on  to  the  film.  If  the  coupling  resistance  is 
further  reduced,  the  peak  of  the  film-side  response  becomes  higher; 
that  of  the  load-side  response  remains  equally  high  but  it  becomes 
sharper  so  that  a  narrower  range  of  drive-side  disturbances  affects 
the  film  motion.  The  load-side  response  peak  means  that  at  low 
frequencies  near  resonance  the  auxiliary  drive  must  be  of  an  excel- 
lence approaching  that  of  the  film  drive ;  the  broadness  of  the  reso- 
nance demands  that  even  at  considerably  higher  frequencies  up  to 
about  6  cps,  the  magnetic  drive  and  the  coupling  resistance  must  be 


464 


W.  J.  ALBERSHEIM  AND  D.  MACKENZIE     [j.  s.  M.  P.  E. 


well  balanced  magnetically,  mechanically,  and  electrically.  These 
structural  requirements  are  severe  and  lead  to  expensive  cons  true- 
tion.  Before  adopting  this  type  of  drive,  it  is  therefore  advisable  to 
investigate  whether  its  performance  can  not  be  matched  or  bettered 
by  a  simpler  mechanism. 

Such  a  simpler  device  does  exist;  it  is  known  as  the  "stabilized 
flywheel."  The  main  mechanical  elements  of  a  stabilized  flywheel 
film  drive  are  schematically  shown  in  Fig.  12,  with  the  equivalent 
electrical  filter.  This  structure  contains  all  the  elements  of  the  resist- 


FIG.  11.     Resistance-coupled  auxiliary  drive;  attenuation 
of  film  and  auxiliary  drive  disturbances. 

ance-terminated  low-pass  filter  but  it  eliminates  the  d-c  resistance 
drag  by  shunting  the  damping  resistance  with  a  large  inductance. 
Mechanically  this  means  that  the  resistance  operates  not  between 
the  film-drum  and  a  stationary  friction  pad  as  in  Fig.  8,  but  between 
an  outer  flywheel  shell  and  an  inner  flywheel  mass  which  itself  is  free 
to  rotate.  The  resistance  may  be  supplied  by  the  viscosity  of  an  oil 
film  in  the  small  clearance  between  the  flywheel  and  the  shell.  The 
greater  the  flywheel  inertia  compared  to  the  inertia  of  the  shell,  the 
more  the  device  resembles  a  resistance-terminated  filter,  and  the  lower 
becomes  the  resonance  peak  which  is  inherent  in  this  design.  The 
characteristics  of  stabilized  flywheels  are  derived  in  the  Appendix 


Nov.,  1941]  ANALYSIS  OF  SOUND-FILM  DRIVES  465 

and  illustrated  by  Fig.  13  for  a  stabilized  flywheel  in  which  the  inner 
flywheel  inertia  is  only  two  and  one-half  times  that  of  the  shell,  in- 
cluding the  scanning  drum  and  other  moving  parts.  The  drive- 
side  impedance  shows  a  peak  of  about  5  db  and  asymptotically  ap- 
proaches a  straight  12-db-per-octave  slope  similar  to  the  auxiliary 
drive  characteristic  shown  in  Fig.  11.  In  addition  to  this  drive-side 
response,  Fig.  13  also  shows  a  load-side  impedance  characteristic. 
This  takes  into  acount  the  eccentricities  of  flywheel  load  and  the  ir- 
regularities of  bearing  friction  which  may  be  transferred  back  to  the 
light-scanning  drum.  In  this  respect,  too,  the  stabilized  flywheel 


WHEE 

L 


RESIS-                      FOCUSED            INERTIA             ANCE            0.  C  .  GEAR 
TANCE                         LIGHT                   OF                     OF            8.  SPROCKET 
BEAM                SHELL                FILM           VELOCITIES 

t,                       V%            r*-r^                   \                   /C\ 

> 
l)u 

' 

^o     1 

.                   M              V 

F*                                c= 

"  F- 

2E 

FIG.  12.     Stabilized  flywheel  drive. 


drive  is  similar  to  the  resistance-coupled  auxiliary  drive  structure. 
Several  successful  film  reproducers  make  use  of  this  type  of  drive 
which  incidentally  is  by  no  means  a  new  development.  It  was  in- 
vented by  H.  A.  Rowland  in  1899  for  the  damping  of  synchronous 
telegraph  motors.3 

The  damping  properties  of  a  stabilized  flywheel  are  demonstrated 
by  a  simple  experiment  used  some  time  ago  in  a  court  room ;  the  fly- 
wheel is  mounted  on  a  shaft  with  two  light  cylindrical  rollers  and 
allowed  to  roll  freely  on  two  rails  which  are  slightly  higher  at  the 
ends  than  in  the  middle.  In  one  flywheel  the  shell  is  locked  to  the 
inner  flywheel  by  two  small  screws.  When  placed  on  the  end  of  the 
rails  it  rolls  back  and  forth  for  several  minutes  before  it  comes  to  rest. 


466 


W.  J.  ALBERSHEIM  AND  D.  MACKENZIE     [j.  s.  M.  P.  E. 


Another  wheel  is  identical  with  the  first  but  the  inner  flywheel  is  per- 
mitted to  rotate  freely  against  the  friction  of  the  oil  film.  Whe 
placed  on  the  rails,  the  wheel  comes  nearly  completely  to  rest  after 
one  or  two  excursions.  We  say  nearly  because  close  observers  may 
notice  that  sometimes  the  wheel  continues  to  teeter  back  and  forth 
at  very  small  amplitudes  as  if  the  inner  flywheel  had  become  frozen 
to  its  shaft. 

This  actually  can  happen  not  only  in  this  experiment  but  also  under 
operating  conditions.     Remember  that  once  the  reproducer  has  come 


DRIVES 

u£  -*- 

^  — 

\ 

/ 

/ 
/ 

x\ 

^x 

\    \ 

g    10 

1 

5  "o 

4 

.&, 

-/ 

5 

\ 

^    20 
£ 

1     ™ 

S" 

*/ 

\ 

\ 

\    3° 

\ 

\ 

.2 


10 


.512  5 

RELATIVE  FREQUENCY    F/Fr  -  - 

FIG.  13.     Stabilized  flywheel;  response  to  drive  and  load- 
side  disturbances. 


up  to  speed,  the  average  rotational  velocity  of  the  flywheel  equals 
that  of  the  shell  although  there  occur  small  cyclical  speed  differences 
between  them.  At  least  twice  during  each  such  cyclical  variation, 
the  relative  velocity  passes  through  zero  and  the  friction  coefficient 
of  the  inner  flywheel  bearing  increases  from  rolling  friction  to  the 
considerably  greater  static  friction.  The  flywheel  becomes  locked 
to  its  shell  and  the  mechanism  becomes  temporarily  undamped  until 
it  exerts  sufficient  acceleration  or  deceleration  torque  upon  the  fly- 
wheel to  break  the  friction  lock.  This  effect,  which  is  symbolized  in 
the  electrical  analogy  by  a  spark-gap  or  breakdown  tube  Rb  in  series 
with  the  damping  resistance  R,  is  the  more  pronounced  the  less  high- 
frequency  flutter  components  are  there  to  maintain  a  rapid  vibration 


Nov.,  1941]  ANALYSIS  OF  SOUND-FILM  DRIVES  467 

j  between  shell  and  flywheel.     It  causes  hunting  or  drifting  at  the  low 
([  resonance  frequency  of  the  locked  flywheel. 

This  has  been  the  main  objection  to  the  stabilized  flywheel  drive 
!  until  it  was  recently  overcome  by  a  structure  called  the  "liquid  fly- 
j  wheel,"  used  in  the  recording  and  reproducing  machine  designed  by 
the  Bell  Telephone  Laboratories  for  the  stereophonic  sound  system 
I  which  has  been  demonstrated  in  New  York,  Hollywood,  and  Roch- 
ester. 

The  new  design  replaces  the  solid  flywheel  by  a  heavy  liquid  of  low 
viscosity  which  has  to  force  its  way  through  narrow  channels  within 
I  the  flywheel  shell.     It  thus  eliminates  the  objectionable  bearings 
j  and,  incidentally,  the  very  small  clearance  between  flywheel  and  shell 
j  which  contributed  to  the  expense  of  the  previous  design.     If  the  di- 
!  mensions  of  liquid  flywheel  shell  and  friction  channels  are  so  chosen 
that  the  viscous  resistance  is  concentrated  at  the  channels  and  only 
slightly  increased  by  friction  on  the  surface  of  the  shell  walls,  and  if 
care  is  taken  to  avoid  turbulence  in  the  flow  of  the  liquid,  the  new 
structure  becomes  equivalent  to  the  solid  stabilized  flywheel  pre- 
viously discussed  and  its  drive-side  response  characteristic  identical 
with  that  of  Fig.  13.     The  main  source  of  load-side  disturbance,  how- 
I  ever,  is  eliminated  by  the  avoidance  of  inner  flywheel  bearings.     The 
variations  in  the  low  resistance  of  the  outer  shaft  precision  ball  bear- 
ings are  superimposed  on  a  high  d-c  velocity  which  according  to  Fig. 
I  6(5)  reduces  the  solid  friction  resistance.     One  may  therefore  greatly 
discount  the  influence  of  the  load-side  characteristic  of  Fig.  13. 

The  above  design  considerations  were  concerned  with  inertia  and 

j  resistance   components   of   the   filter   structures.     Compliance,   the 

I  third  essential  filter  element,  is  supplied  by  the  film  itself  in  most 

j  damped  impedance  drives.     In  other  words,  the  very  flimsiness  and 

i   the  curling  propensity  of  the  film  which  the  Court  had  stressed  as  the 

main  obstacle  to  smooth  film  propulsion,  is  utilized  to  buff  the  irreg- 

I  ular  shocks  of  the  gear  drive.     The  more  one  reduces  the  d-c  tension 

of  the  film  by  auxiliary  drive  torque  or  by  precision  ball  bearings,  the 

looser  and  more  compliant  becomes  the  film  loop  between  sprocket 

drive  and  drum.     While  in  highly  resistive  structures  it  resembles  a 

straight  line,  the  low  tension  film  bends  into  a  loop  shaped  like  a  U 

or  preferably  like  an  S.     The  compliance  of  such  film  loops  has  been 

determined  by  experiments4  and  by  analysis  (see  Appendix).     Its 

worst  characteristic  is  that  it  is  highly  variable.     It  is  approximately 

proportional  to  the  1.5  power  of  the  film  bending  stiffness  and  in- 


468 


W.  J.  ALBERSHEIM  AND  D.  MACKENZIE     [J.  S.  M.  p.  E. 


versely  to  the  2.5  power  of  the  loop  tension.  The  film  stiffness 
and  loop  shape  vary  considerably  according  to  weather  condition, 
film  age,  and  film  pressure  in  the  storage  cans,  and  the  film  tension 
naturally  depends  on  the  conditions  of  the  scanner  bearings  which 
also  are  subject  to  change.  It  is  therefore  impossible  to  determine 
and  maintain  a  fixed  resonance  and  cut-off  frequency  of  the  mechan- 
ical filter,  and  low-frequency  flutter  which  is  well  suppressed  at  the 
time  of  installation  may  become  noticeable  after  short  use  and  re- 
quire servicing.  When  uniformity  and  predictability  of  filtering 


FIG.  14. 


High-quality   drive   with   liquid    flywheel    and    elastic 
sprocket. 


performance  are  required,  the  objection  of  the  Court  to  the  "flimsy, 
curling  film"  must  be  sustained.  The  filtering  can  (and  should)  be 
made  independent  of  the  film  loop  by  supplying  an  auxiliary  com- 
pliance based  on  the  more  permanent  properties  of  metallic  springs. 
The  most  convenient  method  for  the  introduction  of  this  compliance 
is  an  elastic  sprocket  in  which  a  spiral  spring  is  interposed  between 
the  drive  shaft  and  the  sprocket  rim.  Fig.  14  shows  schematically 
the  mechanical  arrangement  of  a  high-quality  film  drive  which  em- 
bodies the  liquid  stabilized  flywheel  and  an  elastic  driving  sprocket. 
The  electrical  equivalent  looks  rather  complicated.  The  reason  is 
that  the  small  inertia  of  the  sprocket  rim  must  be  depicted  by  an 


Nov.,  1941] 


ANALYSIS  OF  SOUND-FILM  DRIVES 


469 


additional  small  inductance  and  that  the  d-c  and  gear  frequency  ve- 
locity component  Vi  is  impressed  at  the  sprocket  shaft,  the  96-cycle 
velocity  component  V*  at  the  sprocket  rim.  At  some  relatively  high 
frequency  there  is  danger  of  resonance  between  the  compliance  of 
film  loop  and  sprocket  springs  and  the  inertia  of  the  sprocket  rim. 
This  will  ordinarily  be  damped  out  by  the  internal  viscosity  of  the 
film  loop  itself  and  by  bearing  friction,  but  in  order  to  play  doubly 
safe,  the  elastic  sprocket  is  provided  with  a  little  internal  damping  by 
means  of  a  small  friction  pad. 

Summing  up,  the  recommended  film  drive,  which  is  schematically 
shown  in  Fig.  14,  should  contain  the  following  elements : 

(1)  A  motor  which  does  not  appreciably  change  speed  with  line 
variations;  i.  e.,  an  amply  powered  synchronous  motor  or  a  low-slip 
induction  motor. 


TANGENT  POINT 
INFLECTION  DISTANCE,  0 


FIG.  15.     Film  loop  compliance. 

(2)  A  smooth  recording  or  scanning  drum  of  standardized  diame- 
ter (between  1.5  and  2.5  inches). 

(3)  A  mechanical  low-pass  filter  attenuating  high  frequencies  at 
least  12  db  per  octave  with  a  cut-off  below  l/i  cps.     The  main  shunt 
compliance  of  this  filter  should  be  independent  of  film  and  weather 
conditions  and  preferably  consist  of  metal  springs.     The  series  in- 
ductance and  damping  resistance  should  be  provided  by  a  stabilized 
liquid  flywheel. 

A  film  drive  based  on  these  design  principles  should  be  able  to  per- 
form consistently  with  the  low  flutter  amplitudes  now  obtained  only 
by  frequent  maintenance  adjustments  and  reduce  film  speed  varia- 


470  W.  J.  ALBERSHEIM  AND  D.  MACKENZIE    [J.  S.  M.  P.  E. 

tions  to  a  level  which  is  unnoticeable  in  the  reproduction  of  sound- 
film  records. 


APPENDIX 

(1 )  Drive-Side  Transmission  Characteristic  of  Filtered  Sprocket  Drum  ( Fig  .4). — 
Assuming  that  the  motional  impedance  of  the  motor  and  gears  is  very  high  com- 
pared to  that  of  the  filters,  one  may  regard  the  drive  shaft  as  a  constant-velocity 
source.  If  one  calls  the  angular  velocity  of  the  drive  shaft  v\,  that  of  the  drum  vz, 
then  the  transmission  factor  is 

R  + 


F=v-2  =  _        _  ,  with  co  =  2ff  (1) 


The  absolute  value  of  F  is 


with 

n  =  Ci/co2  (frequency  factor)  (5) 

and 

r  =  R2Ci/J  (damping  factor)  (4) 

The  transmission  factor  for  d-c  is 


(5) 


At  high  frequencies  it  approaches 


|  Fa,  1  =  L  =  *  (6} 

n      /co 

which  is  inversely  proportional  to  frequency,  corresponding  to  an  attenuation  of 
6  db  per  octave.     The  transmission  factor  has  a  peak  at  the  frequency 


(7) 


The  peak  transmission  is 


1  FP  I  =  rl  -  2(1  +  r  -  VFT20 

The  peak  is  always  greater  than  one  and  depends  only  on  the  damping  factor  r. 


Nov.,  1941]  ANALYSIS  OF  SOUND-FILM  DRIVES  471 

(2}     Drive-Side   Transmission  as  Modified  by  Bellows   Compliance. — By  the 
addition  of  C2  (dotted  in  Fig.  4)  the  transmission  factor  becomes 

C,) 


1  -  /do;2  +  £;*(Ci  +  C2  -  J 
Substituting  the  following  symbols : 

=  n  (10) 

=  k  (11) 


/C, 


(12) 


one  finds 


For  a  given  coupling  factor  &,  the  transmission  is  a  function  of  the  frequency 
and  damping  factors,  n  and  r.  The  influence  of  r  is  limited  to  the  second  term 
of  (13)  and  is  eliminated  for 

2  2d  +  2C2 


+  2C2 


At  this  frequency  the  transmission  has  a  gain  determined  solely  by  the  coupling 
factor: 


|  Fp  |  may  be  called  the  peak  factor  because  it  becomes  the  absolute  response 
maximum  if  one  makes  dF/dn  equal  to  zero  at  np.  This  is  achieved  by  the 
"optimum"  choice  of  the  resistance  factor. 

'•*  -  ^  -  1  +  55-  (16} 

or 

» 

: 

The  d-c  transmission  is 

Fo  =  1 
The  high-frequency  transmission  approaches 


which  is  inversely  proportional  to  the  square  of  the  frequency  with  an  attenua- 
tion of  12  db  per  octave. 


472  W.  J.  ALBERSHEIM  AND  D.  MACKENZIE     [j.  s.  M.  P.  E. 

(3)     Drive-Side    Transmission    Characteristic   of  Resistance-Terminated    Filter 
(Fig.  8}.  —  The  transmission  factor  is 


RCj* 

Using  the  symbols  (3)  and  (4),  the  absolute  value  is 

\F\  =   [(1  -  n)2  +  rn]-o.6  (21) 

The  d-c  transmission  is 

^o  =  1  (22) 

The  high-frequency  transmission  approaches 

(23) 


JCu* 


that  is,  12  db  per  octave. 

The  shape  of  the  characteristic  depends  on  r. 


is  the  critical  value. 
For 


This  condition  is  shown  as  Curve  3  in  Fig.  9. 
For 


(24) 


r<  rc  (25) 

the  transmission  has  a  peak 

1  4J"2 

Fp  =  r  -  0.25r2  =  4R*CJ  -  R*CZ 

which  it  reaches  at  the  frequency 


r  >  rc  (28) 


This  curve  is  flat  at  low  frequencies  and  droops  smoothly  near  resonance  fre- 
quency as  shown  in  Curve  2,  Fig.  9. 
For 

r  >  rc  (30) 

the  transmission  begins  to  droop  at  low  frequencies  in  accordance  with  Curve  4. 
Fig.  9. 


Nov.,  1941]  ANALYSIS  OF  SOUND-FILM  DRIVES  473 

(4)  Resistance-  Coupled  Auxiliary  Drive  (Fig.  10}.  —  (a)  Transmission  of  film- 
side  disturbances:  Assuming  that  the  compliance  Cz  of  the  auxiliary  gear  drive 
is  negligible,  the  transmission  becomes  identical  with  the  "drive-side"  character- 
istic of  the  resistance-terminated  filter  (Fig.  9,  Curve  3). 

(b)  Transmission  of  disturbances  from  auxiliary  drive  ("load-side"  distur- 
bances) :  For  negligible  C%  the  transmission  factor  is 


~  RCju  +  1   - 
Using  the  symbols  (3)  and  (4)  the  absolute  value  of  transmission  becomes 


r/n  _  /,«\ 


The  peak  value  of  transmission  occurs  at 

np  =  1  (33) 

and  equals 

Fp  =  1  (34} 

At  low  frequencies  F  approaches 

|  Fo  |  =  RCu  (35) 

which  increases  6  db  per  octave. 
At  high  frequencies  F  approaches 

|  Fm  |  =  £  (36) 

Leo 

which  decreases  6  db  per  octave. 

The  two  forms  of  (32)  show  that  when  plotted  on  a  logarithmic  frequency 
scale  the  curve  is  symmetrical  with  regard  to  n  =  1. 

(5)     Stabilized  Flywheel  (Fig.  12).—  (a)     Transmission   of   drive-side   distur- 
bances : 


(57) 

1   -I-   CJOJ  I  Jsjw  T    T     .  -    — £  } 
\  JmJO)   +   R/ 

Introducing  the  symbols 

(39) 
(40) 

r  =  ^r  (41) 

one  finds 


474  W.  J.  ALBERSHEIM  AND  D.  MACKENZIE     [J.  s.  M.  P.  E. 


|        |  =  (n  -  1)*  +  «2  (1  -  *)  +  r  (4*) 

The  d-c  transmission  is 

F0  =  1  (43} 

At  high  frequencies  it  approaches 


j- 
kn 


The  attenuation  increases  12  db  per  octave. 
At  the  frequency 


2JS  +  2Jm 

(45) 


1  +  k        2J   +  Jm 

the  second  term  on  the  right  side  of  (39)  vanishes,  leaving  FP  independent  of  r 
and  equal  to 

Fp  =  -1— -  =  1  +  2  £  (46) 


This  value  is  the  peak  of  the  whole  response  characteristic  if  one  adjusts  r  to 
make  the  value  of  (42)  an  extreme  for  n  =  np.  One  finds  for  the  "optimum 
drive-side"  resistance  rd  the  equation 

2(np  -  1)  -  V  i^A*  =  0  (47) 

wp  +  r  d 

and 

2fe  27, 

fd  =  = 


7?  ,  _  2JsJm2 

' 


(6)     Admittance  to  load-side  disturbances:    The  impedance  is 

v  1  T   .  Rjmjco  1  ,        , 

Z   =   -f^-    +   J&*   +    PIT'       =    "BY^7"  ^ 

Cju  R  +  /mja;        rCjw 

At  low  frequencies  the  admittance  approaches 

G0  =  IT  =  Cju  (51) 

£o 

increasing  6  db  per  octave.     At  high  frequencies  the  admittance  approaches 

Go,    =  yi-f  (52) 

JgJU 

decreasing  6  db  per  octave.     Introducing  the  symbol 

'    -J?  (53) 


Nov.,  1941]  ANALYSIS  OF  SOUND-FILM  DRIVES  475 

one  finds 


This  is  independent  of  r  at  the  common  point  frequency  np  defined  by  (45). 
The  "common"  value  of  admittance  is 

Gc  =          _  j\z    =  V%C(Jm  +  2Js)/Jm  (55) 

It  is  the  "peak  admittance"  if  one  adjusts  r  to  make  the  value  of  (55)  an  extreme 
for  n  =  np.     One  finds  for  this  "optimum  load-side"  resistance  rL  the  equation: 

,         1     _  «p(l  -  W) 
an 


Wp  tip  ~\~ 

and 


(56) 


2          1  +  3fe  _  2/»  +  2J8      Jm  +  47, 

"  1  +  *  '    3  +  k    "   Jm  +  2J,    '  3Jm  +  47. 


. 

+  4/. 

^?L  is  always  larger  than  J?d  but  for  most  practical  designs  the  difference  is  small 
enough  to  allow  a  compromise  which  only  slightly  increases  the  peak  values  per 
(46)  and  (55). 

(6)     Compliance  of  Film  Loop  (Fig.  15).— 

If  E  is  the  modulus  of  elasticity  of  the  film, 
J  the  moment  of  inertia  of  its  cross  section, 
P  the  longitudinal  loop  tension, 
Q  the  curvature, 
s  the  length  of  film  loop  and 


one  finds  the  "Loop  equation" 

ff-£  <«» 

which  has  the  general  solution 

0  =-smh-+-icosh  (61) 


If  the  fijm  is  wound  around  two  drums  or  sprockets  in  opposite  directions,  forming 
an  S,  the  loop  contains  an  inflection  point  which  we  choose  as  origin  of  co- 
ordinates. If  one  calls  R  the  drum  radius  and  <f>  the  angle  between  film  and  ab- 
scissa, 


R  sinh  s/B 


476  W.  J.  ALBERSHEIM  AND  D.  MACKENZIE     [J.  S.  M.  P.  E. 

"For  flat  loops  one  may  use  the  approximations 

<*>,  <C  1  (63) 

y"  =  O 
x     ^  s 

y'  =  <*>; 


„   =   sinh  x/B  ,     } 

R  sinh  / 


then 


where 


and 

D    =  inflection  length  per  Fig.  15 

Based  on  (64)  it  can  be  shown  that  the  increase  of  film  length  due  to  looping  is 
AS  =  J^-2[6a2/  -  12a  +  2  (a  -  coth  /)3  +  3//sinh 2/  +  3  coth  /]    (65) 

in  which 

a  =  coth/  -  /  +  V/2  -  2/coth/  +  2  ((56) 

For  large/  (long  flat  loops)  one  can  expand  (65)  into  a  power  series  in  I//: 

AS  =  [1  —  1.5//  +  .  .  .]  =  — +  .  .  .  (67) 

one  finds 


C  =  dAS/dP   =  dAS/dB  (68) 


±  _[B^         B*  IT      ^-| 

[_4R2      2R2D  2EJ] 


(69) 


REFERENCES 

1  SHEA,  T.  E.,  MACNAIR,  W.  A.,  AND  SUBRIZI,  V. :    "Flutter  in  Sound  Records," 
/.  Soc.  Mot.  Pict.  Eng.,  XXV  (Nov.,  1935),  p.  403. 

2  DREW,  R.  O.,  AND  KELLOGG,  E.  W.:     "Filtering  Factors  of  the  Magnetic 
Drive,"  J.  Soc.  Mot.  Pict.  Eng.,  XXXV  (Aug.,  1940),  p.  138. 

3  ROWLAND,  H.  A.:    U.  S.  Pat.  No.  691,667  (1899). 

4  COOK,  E.  D.:    "The  Technical  Aspects  of  the  High-Fidelity  Reproducer," 
/.  Soc.  Mot.  Pict.  Eng.,  XXV  (Oct.,  1935),  p.  289. 


Nov.,  1941]  ANALYSIS  OF  SOUND-FILM  DRIVES  477 

DISCUSSION 

MR.  KELLOGG  :  *  This  paper  is  a  valuable  contribution  to  the  theory  of  mechani- 
cal filters  and  their  application  to  sound-film  drive,  and  the  expedient  to  which 
the  authors  have  resorted  to  eliminate  the  last  vestige  of  solid  friction  in  a  sta- 
bilized flywheel  is  of  much  interest.  There  are  several  matters,  however,  concern- 
ing which  I  feel  that  something  further  should  be  said  in  justification  of  the  types 
of  constructions  that  my  associates  have  adopted  for  our  recording  and  reproduc- 
ing machines. 

The  damping  coefficient  for  the  magnetic  drive  was  calculated  on  the  basis  of 
its  supplying  only  enough  forward  torque  to  overcome  bearing  friction.  Since 
in  all  magnetic  drive  applications,  the  drum  is  overdriven  and  the  film  is  pulling 
back  on  the  drum,  the  magnets  are  supplying  considerably  more  torque  than 
that  which  just  balances  bearing  friction.  In  view  of  this,  and  the  fact  that  ball 
bearings  have  not  been  employed,  but  sleeve  bearings  with  small  clearance,  the 
magnetic  coupling,  and  therefore  the  damping  is  much  greater  than  the  assump- 
tion made  in  the  paper  would  indicate.  Sleeve  bearings  have  been  employed  for 
the  reason  that  they  have  been  found  to  give  a  smoother  action  than  any  ball 
bearings,  despite  the  low  average  friction  of  the  latter. 

I  have,  in  several  publications,  recognized  non-uniformity  in  magnet  rotation 
as  a  conceivable  source  of  disturbance  in  drum  motion.  In  prolonged  experience 
with  this  system  and  in  numerous  tests,  we  have  found  this  to  be  a  negligible  fac- 
tor, and  the  reason.  I  believe,  may  be  explained  in  terms  of  Fig.  11.  This  figure 
shows  that  the  full  amplitude  of  speed  variation  of  the  magnets  can  be  trans- 
mitted to  the  drum  provided  that  the  magnet  speed  irregularity  is  of  exactly  the 
resonance  frequency  established  by  the  inertia  of  the  flywheel  and  the  stiffness  of 
the  film  loop.  This  zero  attenuation  at  a  single  frequency  is  simply  one  aspect 
of  the  fact  that  a  resonant  system  with  zero  resistance  has  zero  impedance.  Fig. 
13  shows  the  same  characteristic.  There  is  no  possibility,  it  will  be  noted,  that 
the  magnetic  coupling  will  cause  a  greater  amplitude  of  drum  disturbance  than 
that  which  is  in  the  magnet-drive  itself,  and  actually  it  would  be  less  because  of 
some  damping  in  bearings.  At  all  frequencies  except  that  at  which  the  elastic 
and  inertia  reactances  cancel,  there  is  substantial  attenuation.  It  is  character- 
istic of  a  system  of  gears  that  there  are  no  disturbances  of  lower  fundamental 
frequency  than  the  rotation  frequency  of  the  slowest  gear  in  the  train.  (No 
difference  frequency  or  beat  effects  are  produced.)  There  is  thus  no  occasion 
for  any  irregularity  in  magnet  speed  or  for  lower  frequency  than  the  rotation  of 
the  magnets  themselves,  or  about  31/*  revolutions  per  second.  As  compared 
with  this,  the  natural  frequency  of  the  drum  and  flywheel  is  of  the  order  of  1/t 
cycle  per  second.  According  to  Fig.  11,  there  would  be  something  like  27  db  at- 
tenuation of  the  lowest  frequency  magnet  disturbance.  Components  of  higher 
frequency  would  be  attenuated  still  more. 

As  compared  with  an  internally  damped  flywheel,  the  auxiliary  drive  makes  it 
practicable  to  employ  a  much  greater  directly  connected  mass  on  the  drum  shaft 
and  still  provide  adequate  damping.  The  weight  on  the  drum  bearings,  however, 
is  not  materially  increased.  The  greater  mass,  with  corresponding  damping, 

*  Communicated. 


478  W.  J.  ALBERSHEIM  AND  D.  MACKENZIE    [j.  s.  M.  P.  E. 

means  a  higher  mechanical  impedance  to  resist  "load-side"  disturbances,  due,  for 
example,  to  bearing  irregularities. 

The  5-shaped  loop  is  mentioned  as  preferable  to  a  ^/-shaped  film  loop.  This 
does  not  agree  with  our  experience,  although  the  S-shaped  loop  can  serve  very 
well  in  a  filtering  system,  and  may  often  be  chosen  for  the  sake  of  simplicity  in 
design. 

Turning  next  to  the  oil-damped  wheel,  which  has  sometimes  been  called  a 
"rotary  stabilizer"  and  sometimes  a  "kinetic  scanner,"  the  friction  in  the  ball 
bearing  within  the  stabilizer  should  not  be  included  as  a  disturbing  force.  When 
the  drum  is  up  to  speed,  there  is  no  continuous  rotation  on  this  bearing.  It  is 
acknowledged  that  bearing  friction,  if  it  locks  the  inner  flywheel  to  the  drum  shaft, 
can  prevent  damping.  Oscillations,  however,  must  be  extremely  small  in  order 
not  to  cause  some  relative  motion,  and  when  there  is  any  relative  motion  there  is 
damping.  Some  tests  and  demonstrations  have  been  given  that  indicate  a  loss 
of  damping  for  very  small  oscillations,  but  these  tests  were  made  without,  the 
wheel  turning  over,  and  not  with  the  oscillation  superimposed  on  continuous  ro- 
tation, as  would  be  the  condition  in  actual  operation.  With  continuous  rota- 
tion, the  direction  of  gravity  on  the  bearing  is  always  changing  and  goes  through 
several  revolutions  in  a  single  period  oi  the  natural  oscillation.  With  this  chang- 
ing gravitational  force,  the  probability  of  locking  so  as  to  prevent  all  relative  mo- 
tion is  reduced  to  almost  zero. 

Since  in  any  system  with  flywheel  damping  without  an  auxiliary  drive,  the  film 
must  accelerate  the  entire  rotating  system,  it  is  not  feasible  to  employ  as  heavy 
elements  as  with  an  auxiliary  drive,  nor  is  it  practicable  to  get  as  high  a  directly 
connected  moment  of  inertia.  In  view  of  this,  it  is  difficult  for  me  to  see  how  the 
very  low  natural  frequency  mentioned  near  the  end  of  the  paper  (l/±  cycle  per 
second)  can  be  obtained  without  an  extremely  flexible  spring.  I  should  expect 
that  a  spring  with  sufficient  flexibility  to  accomplish  this  would  be  wound  up 
through  a  large  angle  by  the  frictional  torque,  and  since  friction  varies  with  tem- 
perature and  other  factors,  there  would  be  considerable  departures  from  syn- 
chronism. 

For  the  benefit  of  those  who  may  wish  to  refer  to  earlier  publications  relating 
to  sound-film  drives,  the  following  list  is  submitted. 

KELLOGG,  E.  W.:     "A  New  Recorder  for  Variable-Area  Recording,"  J.  Soc.  Mot. 

Pict.  Eng.,  XV  (Nov.,  1930),  p.  653. 
COOK,  E.  D.:     "The  Technical  Aspects  of  the  High-Fidelity  Sound-Head,"  /. 

Soc.  Mot.  Pict.  En?.,  XXV  (Oct.,  1935),  p.  289. 
KELLOGG,  E.  W. :     U.  S.  Pat.  Re.  19,270. 
HANNA,C.R.:     U.  S.  Pat.  No.  2,003,048. 
KELLOGG,  E.  W.,  AND  DREW,  R.  O.:    "Filtering  Factors  of  the  Magnetic  Drive," 

/.  Soc.  Mot.  Pict.  Eng.,  XXXV  (Aug.,  1940),  pp.  138-164. 
KELLOGG,  E.  W.:     "A  Review  of  the  Quest  for  Constant  Speed,"  J.  Soc.  Mot. 

Pict.  Eng.,  XXVIII  (April,  1937),  p.  337. 

MR.  ALBERSHEIM:*  In  our  survey  of  resistance-coupled  auxiliary  drives,  such 
*Communicated . 


Nov .,  1941]  ANALYSIS  OF  SOUND-FILM  DRIVES  479 

as  the  magnetic  drive,  we  made  the  most  favorable  assumptions.  These  include 
a  loose  film  loop.  If  in  Mr.  Kellogg's  design  the  pull  of  the  film  loop  increases 
the  required  magnet  torque  considerably,  its  stiffness  must  be  greater,  and  its 
filtering  properties  less  than  we  estimated.  However,  from  the  paper,  "Filtering 
Factors  of  the  Magnetic  Drive"  by  Messrs.  Kellogg  and  Drew,  it  appears  that 
the  average  torque  needed  to  overcome  the  film  loop  pull  is  only  about  one  inch- 
ounce. 

We  can  not  agree  that  in  a  system  of  gears  there  are  no  disturbances  of  lower 
fundamental  frequency  than  that  of  the  slowest  gear  in  the  train.  A  disturbance 
caused  by  the  meshing  of  two  high  teeth  has  a  period  determined  by  the  smallest 
common  multiple  of  the  numbers  of  teeth  in  all  the  gears.  Assuming,  for  in- 
stance, that  a  20-tooth  gear  drives  a  25-tooth  gear,  the  same  teeth  will  not  mesh 
until  100  teeth  have  passed  the  line  of  contact,  i.  e.,  until  after  five  revolutions  of 
the  smaller  gear  and  four  revolutions  of  the  larger  gear.  Unless  special  precau- 
tions are  taken  it  is  therefore  always  possible  that  the  auxiliary  drive  may  gener- 
ate disturbances  in  resonance  with  the  flywheel-loop  system.  With  regard  to 
the  shape  of  the  film  loop,  Mr.  Kellogg  appears  to  prefer  the  U  loop.  In  an  actual 
drive,  these  distinctions  are  not  always  sharp.  Fig.  5  on  p.  146  of  the  paper  by 
Kellogg  and  Drew,  for  instance,  shows  S  bends  on  each  side  of  the  main  U  loop, 
so  that  the  filter  combines  properties  of  both  loop  shapes.  Such  structural  de- 
tails are,  of  course,  a  matter  of  design  choice,  and  we  have  already  stated  in  the 
text  of  the  paper  that  auxiliary  overdrives  have  been  successful.  Our  own  pref- 
erence for  damped  flywheels  was  based  on  economy  of  design. 

The  locking  of  inner  ball  bearings  in  damped  flywheels  or  "kinetic  scanners," 
which  the  liquid  flywheel  avoids,  does  not  occur  radially  between  balls  and  shaft 
but  laterally  between  balls  that  are  wedged  together.  This  locking  action  has 
been  verified,  even  during  rotation  of  the  flywheel,  by  quantitative  tests  of  the 
Bell  Telephone  Laboratories.  Experience  has  shown  that  introduction  of  the 
liquid  flywheel  reduced  the  flutter  content,  compared  to  previous  designs,  and 
eliminated  the  occasional  jumps  of  flutter  amplitude  which  we  attribute  to  locking. 

As  in  this  case,  practical  success  is  the  ultimate  test  in  the  design  of  elastic 
flywheel  sprockets.  A  recently  built  re-recording  machine  embodying  this  fea- 
ture obtains  the  low  natural  frequency  recommended  in  the  paper  and  has  been 
found  to  have  consistently  low  flutter,  to  require  less  maintenance  than  previous 
designs,  and  to  be  free  from  any  observable  asynchronism. 


A  SUGGESTED  CLARIFICATION  OF  CARBON  ARC 

TERMINOLOGY  AS  APPLIED  TO  THE  MOTION 

PICTURE  INDUSTRY* 


H.  G.  MACPHERSON** 


Summary. — This  paper  presents  definitions  of  the  three  general  types  of  carbon 
arcs  used  in  the  motion  picture  industry,  the  distinction  between  them  being  based  upon 
the  origin  and  the  character  of  the  radiation  in  each  case.  In  the  low-intensity  arc,  the 
principal  light-source  is  incandescent  solid  carbon  at  or  near  its  sublimation  tempera- 
ture; in  the  flame  arc,  the  entire  arc  stream,  made  luminescent  by  the  addition  of  flame 
materials,  is  used  as  the  light-source;  while  the  high-intensity  arc  is  one  in  which,  in 
addition  to  the  light  from  the  incandescent  carbon,  there  is  a  significant  amount  of  light 
originating  in  the  gaseous  region  immediately  in  front  of  the  carbon.  With  these  con- 
cepts as  a  basis,  the  theory  of  light  generation  in  each  case  is  presented  with  the  object 
of  further  clarifying  the  distinction  between  the  three  types  of  carbon  arcs. 

The  carbon  arcs  used  in  the  motion  picture  industry  are  of  three 
general  types — the  low-intensity  arc,  the  flame  arc,  and  the  high-in- 
tensity arc.  The  low  and  high-intensity  arcs  have  been  used  in 
both  motion  picture  photography  and  in  projection,  although  the 
former  is  now  obsolete  in  photography  and  is  steadily  being  replaced 
by  the  more  efficient  high-intensity  type  in  the  projection  field  as 
well.  The  most  important  use  of  the  flame  arc  in  the  motion  picture 
industry  is  in  photography,  where  it  provides  a  broad  beam  of  suit- 
able color  quality  for  general  set  illumination.  The  system  of  no- 
menclature that  has  grown  up  with  the  industry  is  more  descriptive  of 
certain  types  of  lamp  than  of  the  character  of  the  arc.  Names  such 
as  "mirror  arc,"  "Hi-Lo,"  "Simplified  High-Intensity,"  "M.  P. 
Studio,"  "Baby  Spot,"  and  "Sun- Arc"  are  in  common  usage,  but 
some  of  these  terms  are  not  descriptive  of  either  the  arc  itself,  the 
mechanism,  the  optics,  or  the  service.  It  is  the  purpose  of  this  paper 
to  define  the  arc  itself,  irrespective  of  the  other  factors  just  men- 
tioned, so  that  a  given  trim  may  be  readily  classified  as  to  whether 
it  is  a  low-intensity,  a  flame,  or  a  high-intensity  arc. 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y. ;  received  May  1, 
1941. 

**  National  Carbon  Company,  Cleveland,  Ohio. 

480 


CARBON  ARC  TERMINOLOGY  481 

As  a  basis  for  classification,  the  physical  nature  of  the  light-source 
[offers  the  most  logical  distinction.  Therefore  the  definitions  have 
been  phrased  from  this  standpoint,  followed  in  each  case  by  descrip- 
tive material  in  their  support. 

The  Low-Intensity  Carbon  Arc. — The  low-intensity  carbon  arc  is 
one  in  which  the  principal  light-source  is  incandescent  solid  carbon 
at  or  near  its  sublimation  temperature. 

In  the  vast  majority  of  cases,  this  arc  is  operated  on  direct  current, 
although  a  few  carbons  are  still  sold  for  alternating-current  service. 
The  direct-current  arc  uses  neutral  cored  positive  electrodes  and  either 
solid  or  cored  negative  electrodes.  A  neutral  cored  carbon  contains 
a  core  consisting  predominantly  of  carbon,  less  dense  than  the  sur- 
rounding shell,  and  incorporating  a  small  percentage  of  an  arc-sup- 
porting material  such  as  a  potassium  salt,  which  does  not  contribute 
significantly  to  the  light.  "White  Flame  A.C."  carbons  are  used  in 
the  alternating-current,  low-intensity  arc.  The  core  of  these  car- 
bons contains  flame-supporting  material  the  function  of  which  is  to 
steady  the  arc,  quiet  the  hum,  and  whiten  the  light.  In  the  direct- 
current  arc,  the  crater  face  of  the  positive  electrode  is  used  as  the 
light-source  for  projection,  since  it  operates  at  a  much  higher  tem- 
perature than  the  negative  electrode  and  so  provides  about  90  per 
cent  of  the  total  light  from  the  arc.  The  bright  spot  on  the  end  of 
this  positive  carbon  has  a  rather  sharply  delineated  boundary  which 
is  called  the  anode  spot  or  the  positive  crater.  This  crater  marks  the 
region  within  which  mos±  of  the  electric  current  passes  between  the 
anode  and  the  arc  stream. 

The  surface  of  the  crater  is  heated  to  its  high  temperature  as  the  re- 
sult of  the  absorption  of  energy  from  electrons  discharged  there,  and 
the  absorption  of  energy  from  the  gaseous  region  known  as  the  anode 
layer  directly  in  front  of  the  anode.  The  arc  gas  in  the  major  part 
of  the  arc  stream  is  very  hot,  having  a  temperature  of  6000 °C  or 
more,  and  is  therefore  highly  ionized.  In  its  highly  ionized  condition, 
it  can  carry  the  current  with  a  fairly  low  voltage  drop  per  unit  length, 
amounting  to  about  20  volts  per  centimeter.  In  the  anode  layer, 
however,  the  gas  is  cooled  by  the  proximity  of  the  anode  to  such  an 
extent  that  its  degree  of  ionization,  and  therefore  its  electrical  con- 
ductivity, is  very  low.  Because  of  its  low  electrical  conductivity 
and  because  of  space-charge  effects,  a  high  voltage  drop  must  be  con- 
centrated in  the  region  of  this  anode  layer  in  order  to  force  electrons 
through  it  and  thus  conduct  the  arc  current.  This  voltage  is  called 


482  H.  G.  MACPHERSON  [J.  s.  M.  P.  E.I 

the  anode  drop,  and  is  of  the  order  pf  magnitude  of  35  volts  for  a  low- 
intensity  arc. 

This  energy  dissipated  at  the  anode  heats  it  to  incandescence,  the 
maximum  temperature  obtained  being  limited  by  the  sublimation 
temperature  of  carbon.     This  limits  the  maximum  brilliancy  of  the 
low-intensity  arc  to  a  value  of  about  175  candles  per  square-milli- 
meter.    The  area  of  the  anode  spot  or  crater  adjusts  itself  for  a  given  j 
current  so  that  the  heat  input  is  sufficient  to  bring  the  crater  to  a 
value  near  this  sublimation  temperature.     An  increase  in  current  in 
the  low-intensity  arc  will,  therefore,  not  increase  appreciably  the' 
maximum  brightness,  but  will  increase  the  area  of  the  crater  surface. ; 
Compared  to  a  high-intensity  arc,  the  current-density  of  a  low-inten- 
sity arc  is  quite  low.     For  the  familiar  commercial  lamps,  the  current-  j 
density  in  the  positive  carbon  ranges  from  approximately  50  to  200 ! 
amperes  per  square-inch. 

It  is  interesting  to  observe  that  carbon  is  an  ideal  material  for  use  I 
as  an  electrode  in  such  an  arc,  because  it  remains  a  solid  at  a  higher 
temperature  than  any  other  substance  of  suitable  electrical  and 
thermal  conductivity,  so  that  a  more  brilliant  light  may  be  produced; 
while  its  property  of  volatilizing  directly  from  a  solid  to  a  gaseous 
state  permits  convenient  disposal  of  the  consumed  portion  without 
danger  to  the  associated  mechanism. 

The  Flame  Arc. — A  flame  arc  is  one  in  which  the  entire  arc  stream, 
made  luminescent  by  the  addition  of  flame  materials,  is  used  as  a 
light-source. 

The  flame  arc  was  a  natural  development  from  the  low-intensity 
arc,  obtained  by  enlarging  the  core  in  the  electrodes  and  replacing 
part  of  the  carbon  there  by  chemical  compounds  capable  of  radiating 
efficiently  in  a  highly  heated  gaseous  form.  These  compounds  are 
vaporized  along  with  the  carbon  and  diffuse  throughout  the  arc  flame, 
rendering  it  luminescent.  The  high  concentration  of  flame  materials 
in  the  core  reduces  the  area  and  brilliance  of  the  anode  spot  so  that, 
at  the  low  current-densities  used  in  flame  arcs,  the  contribution  of 
the  electrode  incandescence  to  the  total  light  becomes  unimportant. 
The  evaporation  of  flame  materials  is  slow  relative  to  that  obtained 
in  a  high-intensity  arc,  and  the  resulting  concentration  of  flame  ele- 
ments in  the  arc  stream  is  low  so  that  a  high  brilliance  does  not  re- 
sult. Since  the  whole  flame  is  made  luminous,  however,  the  light- 
source  is  one  of  large  area  and  the  radiating  efficiency  is  high. 

The  radiation  emitted  by  the  flame  arc  consists  chiefly  of  the 


jrov.,  1941]  CARBON  ARC  TERMINOLOGY  483 

Biaracteristic  line  spectra  of  the  elements  in  the  flame  material,  and 
ih  the  band  spectra  of  the  compounds  formed.  The  rare  earth  metals 
If  the  cerium  group  are  used  as  flame  materials  where,  as  in  most 
ases,  a  white  light  is  desired,  while  calcium  salts  are  used  to  give  a 
ellow  light  and  strontium  salts  red. 

•\  The  High-Intensity  Carbon  Arc. — The  high-intensity  carbon  arc  as 

Used  for  projection  is  one  in  which,  in  addition  to  the  light  from  the 

Incandescent  crater  surface,  there  is  a  significant  amount  of  light 

riginating  in  the  gaseous  region  immediately  in  front  of  the  carbons 

IB  the  result  of  the  combination  of  a  high  current-density  and  an 

(tmosphere  rich  in  flame  materials. 

To  produce  a  direct-current  high-intensity  arc,  the  positive  carbon 
must  be  cored  with  chemical  compounds  similar  to  those  used  in  flame 
Ire  electrodes.     The  current-density,  however,  is  much  higher,  so 
lat  the  anode  spot  spreads  over  the  entire  tip  of  the  carbon,  result- 
ig  in  the  rapid  evaporation  of  flame  material  as  well  as  carbon  from 
le  core.     Since  the  flame  material  is  more  easily  ionized  than  car- 
Dn,  its  presence  in  the  anode  layer  results  in  a  lower  anode  drop  at 
ic  core  area  than  at  the  shell  of  the  carbon.     This  tends  to  concen- 
\  -ate  the  current  at  the  core  surface,  resulting  in  the  hollowing  out  of 
||  crater  as  the  current  is  increased.     The  rapid  evaporation  of  the 
lime  material  produces  a  high  concentration  of  this  efficiently  radi- 
ling  gas  in  the  crater  and  immediately  in  front  of  it.     This  gas,  of 
(purse,  radiates  in  all  directions,  even  back  toward  the  crater  surface, 
|id  consequently  tends  to  serve  as  a  blanket  preventing  the  radiative 
Idling  of  the  crater  face.     The  heat  liberated  at  the  crater  face  must 
[lien  be  dissipated  entirely  through  evaporation  of  more  flame  ma- 
rial  and  through  conduction  back  along  the  positive  carbon.     This, 
K  course,  tends  to  increase  the  evaporation  of  material  within  the 
l|ater  and  aids  in  the  tendency  for  crater  formation.     Thus  in  a 
jlgh-intensity  arc  there  is  a  close  correlation  between  the  crater  depth 
I  id  the  brilliancy  of  the  arc  gas  within  and  immediatey  in  front  of  the 
l|ater;  for  a  given  type  of  positive  carbon,  there  is  a  linear  relation- 
[kp  between  the  crater  depth  and  the  excess  brightness  over  that  of 
|  low-intensity  arc. 

I  An  increase  of  current  in  a  high-intensity  arc  increases  the  crater 
Dea  only  slightly,  but  produces  a  marked  increase  in  brilliancy. 
||he  maximum  brilliancy  of  the  crater  obtained  in  various  types  of 
Irect-current  high-intensity  arcs  used  in  common  commercial  lamps 
luges  from  350  to  1200  candles  per  square-millimeter  with  current- 


484  H.  G.  MACPHERSON 

densities  in  the  positive  carbon  ranging  from  400  to  well  over  100C 
amperes  per  square-inch.  Experimental  carbons  have  been  produced 
with  brilliancies  in  excess  of  1500  candles  per  square-millimeter. 

The  increased  brilliancy  of  a  high-intensity  over  that  of  a  low-in^ 
tensity  arc  is  produced  by  radiation  from  the  high  concentration  o[ 
flame  materials  within  the  confines  of  the  crater.  The  thermal  energ) 
supplied  by  the  electrical  power  input  to  the  arc  continually  excites 
the  atoms  of  the  flame  materials  to  higher  energy  states,  and  the  ex- 
cess energy  of  these  atoms  is  being  continually  released  in  the  forir 
of  radiation.  The  high  density  of  radiation  results  in  the  productior 
of  a  strong  continuous  spectrum  in  addition  to  the  line  spectrum  of  thf 
flame  elements.  Since  radiation  in  the  visual  range  of  wavelengtt 
from  4000  to  7000  Angstroms  is  required  in  motion  picture  services 
the  most  efficient  compounds  to  use  as  flame  materials  are  those  pro- 
ducing the  most  radiation  in  this  spectral  band.  Nothing  bettei 
than  the  rare  earth  metals,  of  which  cerium,  lanthanum,  neodymium 
and  praesodymium  are  typical  examples,  has  ever  been  found  for  this 
purpose.  With  complex  atoms  having  many  electrons,  counties* 
opportunities  for  the  energy  exchanges  that  give  rise  to  radiation  in 
the  visual  region  are  provided,  so  that  no  one  part  of  the  spectruir 
is  unduly  exaggerated,  and  a  white  light  is  naturally  produced. 

The  alternating-current  high-intensity  arc  is  also  a  true  high-in-i 
tensity  arc  within  the  meaning  of  the  definition  proposed.  The  higl: 
current-density  and  the  high  concentration  of  flame  materials  com- 
bine to  produce  light  both  from  the  incandescent  electrode  and  froir 
the  gaseous  region  immediately  adjacent,  as  they  do  on  direct  current. 

Summary. — The  fundamental  distinction  between  the  different 
types  of  arc  is  based  upon  the  origin  and  character  of  the  radiation 
The  chief  contributing  factors  associated  with  this  are  compositiot 
of  carbon,  current-density,  and  brilliancy.  The  low-intensity  arc  ii 
one  in  which  the  principal  light-source  is  incandescent  solid  carbor 
at  or  near  its  sublimation  temperature.  The  high-intensity  arc  if 
one  in  which  in  addition  to  the  light  from  the  incandescent  cratei 
surface  there  is  a  significant  amount  of  light  originating  in  the  gase- 
ous region  immediately  in  front  of  the  carbon.  In  the  flame  arc  the 
entire  arc  stream,  made  luminescent  by  the  addition  of  flame  ma- 
terials, is  used  as  the  light-source. 

Many  members  of  the  Cleveland  and  Fostoria  laboratories,  anc 
of  the  Carbon  Sales  Division  of  National  Carbon  Company  have 
contributed  to  the  material  presented  here,  and  the  author  grate 
fully  acknowledges  their  assistance  in  this  connection. 


IMPROVED  METHODS  OF  CONTROLLING  CARBON  ARC 

POSITION* 


D.  J.  ZAFFARANO,  W.  W.  LOZIER,  AND  D.  B.  JOY** 

Summary. — This  paper  shows,  both  from  previous  data  and  fundamental  con- 
siderations, the  close  control  of  carbon  position  necessary  to  obtain  constant  light  on  the 
projection  screen,  particularly  with  reflector-type  high-intensity  carbon  arc  lamps. 
Review  of  the  characteristics  of  this  type  of  lamp  and  optical  system  reveals  that  in 
order  to  obtain  constant  light  on  the  screen  it  is  necessary  to  avoid  variation  of  carbon 
position  and  changes  in  arc  current  due  to  line-voltage  fluctuations.  Methods  of  arc 
control  employing  photoelectric  cells  and  bimetallic  thermostats  directly  responsive  to 
carbon  position  have  been  analyzed  with  regard  to  their  applicability  for  this  pur- 
pose. Some  examples  of  these  have  been  constructed  and  have  demonstrated  that 
automatic  devices  of  simple  construction  are  capable  of  maintaining  constant  the  in- 
tensity, distribution,  and  color  of  the  light  on  the  projection  screen. 

Recent  years  have  seen  great  advances  in  the  carbon  arc  light- 
sources  used  for  motion  picture  projection.  The  "Suprex"  type  of 
arc  and  the  more  recent  ''One  Kilowatt"  arcs  have  brought  to  both 
the  medium  and  small-size  theaters  much-needed  increases  in  screen 
brightness,  a  more  favorable  color  quality,  and  improvement  in 
efficiency.  The  fundamental  factors  important  to  the  operation  of 
these  reflector-type  high-intensity  arc  lamps  have  been  described  in 
several  publications  in  this  JOURNAL.1-2'3  One  of  the  important  re- 
quirements for  uniform  light  is  the  fact  that  the  arc  must  be  accurately 
maintained  at  the  proper  distance  from  the  reflector.  The  purpose  of 
this  paper  is  to  show  how  automatic  devices  can  be  employed  with 
these  lamps  to  position  the  arc  and  deliver  a  more  constant  light  to 
the  screen. 

The  necessity  of  accurate  positioning  of  the  arc  is  made  clear  by 
examination  of  the  geometry  of  the  optical  system  of  the  reflector 
type  lamp.  Fig.  1(^4)  shows  the  essentials  of  the  optical  system 
commonly  employed.  The  light-source  and  the  film  aperture  are 
placed  at  the  two  foci  F  and  F'  of  the  elliptical  reflector,  which  gathers 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y.;    received  May 
10,  1941. 

**  National  Carbon  Company,  Fostoria,  Ohio. 

485 


486 


ZAFFARANO,  LOZIER,  AND  JOY 


[J.  S.  M.  P.  E. 


the  light  from  the  crater  of  the  positive  carbon  and  directs  it  to  the 
film  aperture,  which  in  turn  is  imaged  on  the  screen  by  the  projection 
lens.  Fig.  l(A)  shows  the  path  of  a  ray  from  one  focal  point,  F,  to  the 
margin  of  the  mirror  and  to  the  center  of  the  aperture,  F'.  It  can  be 
seen  that  if  the  crater  of  the  positive  carbon  is  positioned  at  Q,  the 


Projector?  fas 


1  i 

I 

k 

H 

I/- 

F 

P 

Rqu  fo  center  of 
/  film  <7/>erfure 


\ 


FIG.  1C4).  Optical  system  of  reflector-type  projection  lamp,  showing 
relation  of  position  of  positive  carbon  to  the  light-ray  travelling  to  the  center 
of  the  film  aperture.  1(5).  Showing  movement  A  within  which  light-ray 
to  center  of  film  aperture  will  originate  on  light-source  of  diameter  D. 


light  from  the  center  of  the  crater  is  focused  at  the  center  of  the  film 
aperture.  If  the  positive  carbon  is  moved  ahead  to  position  P,  the 
ray  travelling  to  the  center  of  the  aperture  originates  from  the  cooler 
portion  of  the  carbon  back  of  the  crater  which  results  in  a  change  in 
color  and  intensity  of  the  light  at  the  center  of  the  aperture  and 
projection  screen.  Similarly,  if  the  carbon  recedes  to  position  R, 


;NOV.,  1941]          CONTROLLING  CARBON  ARC  POSITION  487 

the  ray  travelling  to  F'  originates  from  the  arc  stream  in  front  of  the 

rjcrater,  which  is  blue  in  color. 

Fig.  l(B)  shows  the  movement  A  of  the  light-source  of  diameter  D 
thin  which  the  ray  passing  to  the  center  of  the  film  aperture  F' 

iwill  originate  on  the  light-source.    The  two  quantities  A  and  D  are 

related  to  the  angle  C  by  the  equation: 


tan  C  =  ^ 
A 


U) 


n 

«3 
-It 


OF  Li< 
Of 


\ 


3.7S  540  3.SS  390 

DiSTXMSCE  IM  InCHES 

FROM  POSITIVE  CAHBOM  To  REFLECTOR. 


FIG.  2.  Light  on  projection  screen  vs.  position 
of  arc:  7-mm  positive,  6-mm  negative  carbons; 
45  amperes;  5/i6-mch  arc  length. 

With  lamp  and  carbon  combinations  in  use  today,  angle  C  may  be  as 
at  as  70  to  75  degrees,  for  which  the  tangent  is  approximately 
iree,  indicating  from  equation  1  that  the  movement  A  would  be 
ibout  one- third  the  useful  diameter  D  of  the  light-source.  The  use- 
rul  diameter  of  the  light-source  in  some  examples  may  be  as  small  as 
p.  15  inch  in  which  case  equation  1  would  indicate  a  movement  A  of 


488 


ZAFFARANO,  LOZIER,  AND  JOY 


[J.  S.  M.  P.  E. 


0.05  inch.  Although  the  basic  considerations  used  in  deriving  equa- 
tion 1  are  greatly  simplified  compared  with  those  that  actually  exist, 
the  values  calculated  for  the  movement  A  roughly  agree  with  labora- 
tory determinations  of  the  allowable  arc  movement  for  satisfactory 
screen  color,  especially  with  carbons  burned  at  low  current-densities, 
where  the  light-source  has  limited  depth.  Equation  1  suggests  that 


CURRENT  in  AMPS. 

FIG.  3.  Light  on  projection  screen  vs.  current: 
7-mm  positive,  6-mm  negative  carbons;  5/ie-inch 
arc  length;  positive  carbon  3.76  inches  from 
reflector. 


the  allowable  arc  movement  can  be  increased  by  limiting  the  collect- 
ing angle  C  to  a  smaller  value  and  by  increasing  the  diameter  of  the 
light-source.  Combinations  of  these  two  factors  can  be  chosen  so 
that  there  is  no  decrease  in  speed  or  relative  aperture  of  the  optical 
system  and  therefore  no  loss  in  light  on  this  account.  Under  these 
circumstances  greater  allowable  arc  movement  is  observed.  Ex- 
amples are  the  condenser-type  high-intensity  lamp  and  some  of  the 
earlier  low-intensity  reflector  arc  lamps.  However,  the  smaller 


Nov.,  1941]  CONTROLLING  CARBON  ARC  POSITION 

collecting  angle  results  in  incomplete  utilization  of  the  available  cone 
of  light,  and  the  increase  in  light-source  size  necessitates  larger 
carbons  and  higher  currents  to  cover  the  film  aperture  and  main- 
tain the  same  brilliancy  and  light  on  the  screen.  Both  these  result 
in  an  undesirable  reduction  of  efficiency. 

Even  within  the  range  of  allowable  movement  of  the  positive 
carbon  for  satisfactory  screen  color,  there  are  changes  in  total  screen 
light  and  in  the  distribution  of  light  over  the  screen.  The  relations 
between  screen  light,  screen  distribution,  arc  length,  current,  and 
arc  position  have  been  previously  published2  and  are  reproduced  in 
Figs.  2,  3,  and  4.  Fig.  2  shows  the  variation  in  total  screen  light  and 
distribution  with  change  in  the  arc  position,  at  constant  arc  length 
and  current,  for  one  of  the  popular  "Suprex"-type  reflector  lamp 
combinations.  This  clearly  indicates  that  to  hold  the  variation  in 
screen  intensity  to  a  few  per  cent  would  require  that  the  arc  position 
be  held  within  0.01  to  0.02  inch. 

The  above  discussion  shows  the  necessity  for  accurate  positioning 
of  the  arc.  The  degree  to  which  this  is  accomplished  with  most  of  the 
present  lamps  depends  to  a  large  extent  upon  a  favorable  combina- 
tion of  the  stability  of  the  power  source,  the  speed  characteristics  of 
the  electrical  feeding  motor,  the  uniformity  of  burning  characteristics 
of  the  carbons,  and  the  attentiveness  of  the  projectionist.  When  it 
is  realized  that  high-intensity  reflector  lamps  may  consume  from  2  to 
4  inches  of  positive  carbon  during  a  20-minute  reel,  and  that  a  move- 
ment of  the  crater  position  of  0.01  inch  would  amount  to  only  x/4  to 
l/2  per  cent  of  the  total  length  of  carbon  consumed,  it  can  be  seen 
that  this  degree  of  control  is  probably  beyond  the  capabilities  of  any 
control  system  except  one  that  is  directly  responsive  to  the  position 
of  the  positive  carbon. 

Automatic  methods  of  arc  control  responsive  to  the  position  of  the 
carbons  offer  practicable  means  of  holding  the  light  on  the  screen 
constant  and  maintaining  optimum  burning  conditions  at  all  times. 
Some  of  what  will  be  described  in  this  paper  is  not  new.  Patents  exist 
covering  various  embodiments  of  controls,  and  to  insure  freedom  from 
infringement  in  adopting  arc  controls  for  specific  lamp  apparatus,  the 
active  patent  art  on  the  subject  should  be  examined.  Automatic 
devices  responsive  to  carbon  position  have  been  employed  to  a  limited 
extent  with  condenser-type  projection  lamps  and  to  a  greater  extent 
on  searchlights.  They  have  not,  however,  found  appreciable  usage 
as  yet  on  reflector-type  projection  lamps. 


490 


ZAFFARANO,  LOZIER,  AND  JOY 


[J.  S.  M.  p.  E. 


Requirements  for  Constant  Screen  Light. — Figs.  2,  3,  and  4,  giving 
the  fundamental  characteristics  of  high-intensity  reflector  lamps, 
point  out  essential  requirements  for  constant  light  on  the  screen.  As 
already  discussed,  Fig.  2  shows  that  movement  of  the  arc  position 
greatly  changes  both  the  intensity  and  the  distribution  of  the  screen 
light.  Fig.  3  demonstrates  that  an  increase  in  arc  current  increases 
the  screen  light.  Fig.  4  shows  that  the  arc  length  may  be  varied 


AVTI 

ASC  SCREE 

1  UGMT 

LOCATIOM 
USED 

Of  PCW1T3 
FOR   LI8HTP 

A\ 

DM  SCREEN 
lATIO 

A 

\ 

\l 

w 

OfiKT  DlSTfi 

iBurion 

'.  p 

'Is 

.1  s| 
?I5 

} 

, 

E 

• 

ARC  LOlSTH  In  INCHES 

FIG.  4.  Light  on  projection  screen  vs.  arc  length: 
7-mm  positive,  6-mm  negative  carbons;  positive  car- 
bon 3.76  inches  from  reflector;  constant  current,  45 
amperes. 


considerably  without  affecting  screen  light  so  long  as  the  arc  cur- 
rent and  positive  crater  position  are  held  constant. 

Fixing  the  positions  of  both  the  positive  crater  and  the  tip  of  the 
negative  carbon  with  respect  to  the  reflector  will  result  in  constant 
light  on  the  screen  if  all  other  conditions  of  the  arc  remain  constant. 
However,  with  some  types  of  power  supply,  line-voltage  changes  pro- 
duce corresponding  changes  in  arc  current  which,  as  shown  in  Fig.  3, 
would  result  in  changes  in  screen  light  even  when  the  positions  of 
both  carbons  are  fixed. 


Nov.,  1941]  CONTROLLING  CARBON  ARC  POSITION 


491 


Where  changes  in  power  supply  do  occur,  their  effect  upon  the 
screen  light  can  be  avoided  through  the  use  of  a  method  of  arc  control 
in  which  the  position  of  the  positive  crater  is  fixed  and  the  negative 
carbon  position  is  controlled  by  a  current-responsive  device  that 
changes  the  arc  length  so  as  to  keep  the  current  constant.  This  latter 
method  is  particularly  effective  with  the  low-voltage  power  sources 
commonly  employed  with  "Suprex"  and  "One  Kilowatt"  d-c  arcs 
with  which  small  changes  in  arc  length  result  in  relatively  large 
changes  in  arc  current. 

Methods  for  Controlling  Arc  Position. — One  approach  to  the 
problem  of  controlling  the  positions  of  the  burning  electrodes  in  the 


rv' 


ARC 


ARC 


image  \ 


Lens 


Receiwr 
reports/ ve  fo 
arc 


/fej* 


FIG.  5.     Optical  system  for  arc  controls,  showing  image  of  arc  focused  on  the 

receiver. 


arc  is  to  use  the  intense  radiation  emitted  by  the  arc  to  actuate  sensi- 
tive receivers.  Such  devices  include  photoelectric  cells,  which  con- 
vert radiation  directly  into  electrical  energy;  or  thermocouples, 
resistance  thermometers,  and  thermostats,  which  function  indirectly 
through  conversion  of  the  radiation  into  heat.  A  simple  method  of 
using  this  radiant  energy  for  arc  control  is  to  project  a  side  image  of 
the  arc  by  a  fixed  lens  as  shown  in  Fig.  5.  As  the  arc  moves,  the 
image  will  also  move,  and  a  fixed  receiver  at  the  image  will  be  sub- 
jected to  changes  in  radiation  intensity  as  a  direct  result  of  the 
displacement  of  the  burning  electrodes. 

The  relative  intensity  of  radiant  energy  emitted  along  the  axis 
XX '  (Fig.  6)  of  the  arc  as  detected  by  a  thermopile  and  galvanometer 


492 


ZAFFARANO,  LOZIER,  AND  JOY  [J.  s.  M.  p.  E. 


I 

J 

4s  transmitted  thru  lens 
\s  transmitted  thru  lens  and 
rnmg   No.  154  (infrared 
insmitting)  filter 

A        A-> 

\\ 

/  1     \\  A 

D-  /i 
Co 

22 

\ 

\ 
\ 

,            tn 

_^ 

x 

\ 
\ 

\ 

_L 

i=, 

\ 

^  3^^2^ 

x\ 

LSnou-uhife  crater  gases 

Blue -tinted  arc  j/rea/n  - 

Yellou-uhite  incandescent  carbon   decreasing  in  fe/i?per afore 
and  intensify  auay  from  the  elect  rode  tip 

FIG.  6.  Image  of  arc  and  distribution  of  intensity  of  radiant  energy  across 
carbons  and  arc  stream.  The  ordinates  of  Curve  B  would  need  to  be  reduced 
by  a  factor  of  2.5  to  express  them  in  correct  proportion  relative  to  Curve  A. 


is  plotted  in  Curve  A  of  Fig.  6,  where  the  various  features  can  be  cor- 
related with  the  portions  of  the  arc  from  which  they  originate.  The 
intensity  of  emitted  radiant  energy  exhibits  maxima  at  both  the  posi- 
tive and  negative  electrode  tips  and  decreases  rapidly  a  short  distance 
away.  The  intensity  at  the  positive  carbon  tip  is  about  three  times  as 
great  as  at  the  negative  tip.  Variation  of  the  arc  current  results 
principally  in  changes  in  the  intensity  along  the  arc  stream  but  does 


Nov.,  1941] 


CONTROLLING  CARBON  ARC  POSITION 


493 


not  destroy  the  essential  features  shown  in  Fig.  6  or  result  in  much 
displacement  of  the  positions  of  the  maxima.  The  visual  appearance 
of  the  arc  reveals  at  a  glance  that  the  spectral  energy  distribution  of 
the  radiation  originating  from  the  various  portions  of  the  arc  varies 
markedly.  This  is  further  borne  out  by  the  Curve  B  in  Fig.  6,  ob- 
tained after  passing  the  radiation  through  a  5-mm  thickness  of 
Corning  No.  254  infrared-transmitting  filter  which  absorbs  the  visi- 
ble light.  This  shows  that  the  arc  stream  is  rich  in  visible  light  while 
the  incandescent  carbons  are  relatively  richer  in  infrared  radiation. 
By  means  of  this  filter,  the  radiant  energy  gradient  between  the  posi- 
tive carbon  and  the  arc  stream  can  be  made  much  more  abrupt. 


?m  RCA  type  2051 
*' fabe 


Smegohms 


Guardian  Electric  Co. 
Ser/cs  60  relay  u/th  lODlh  ohm  cat/ 


150  ohm  poknf/ometer        450  ohms 


FIG.  7.    'Circuit  of  photocell  and  amplifier. 

There  are  further  marked  differences  in  the  radiation  within  the 
visible  wavelengths  originating  from  the  different  portions  of  the  arc 
though  these  are  not  illustrated  by  the  energy  measurements  of  Fig. 
6.  How  the  marked  change  in  energy  along  the  carbons  and  arc 
stream  can  be  used  to  operate  arc  control  devices  will  be  explained. 

Arc  Control  with  Photoelectric  Cells.— A  vacuum-type  photoelectric 
cell  was  used  as  a  receiver  behind  a  slit  y4  inch  wide  at  an  enlarged 
arc  image,  as  shown  in  Fig.  5,  and  was  made  to  operate  a  relay  through 
an  electronic  amplifier  in  response  to  changes  in  the  light-intensity 
associated  with  movement  of  the  arc  and  its  image.  With  the  arc 
burning,  the  amplifier  was  biased  so  that  the  relay  was  inoperative 
when  the  light  from  the  positive  carbon  just  behind  the  crater  struck 
the  photocell.  The  lamp-feeding  motor  was  adjusted  to  advance  the 
carbons  at  a  rate  slower  than  their  consumption  rate,  and  was  con- 


494 


ZAFFARANO,  LOZIER,  AND  JOY 


[J.  S.  M.  p.  E. 


nected  to  the  photocell-actuated  re^ay  so  that  it  would  run  at  high 
speed  when  the  relay  was  energized.  When  the  positive  carbon  burned, 
back,  the  more  intense  light  from  the  vicinity  of  the  carbon  tip  struck 
the  photocell,  tripping  the  relay  which  allowed  the  carbon  to  feed  up 
until  the  light  at  the  photocell  was  reduced  to  its  original  level,  at 
which  point  the  relay  again  became  inoperative  and  the  feed-motor 
returned  to  its  normal  speed. 

The  photocell  control  circuit  used  is  shown  in  Fig.  7,  and  employs 
a  single  gas-discharge  "trigger"  tube.  The  speed  of  the  feeding  motor 
is  controlled  as  shown  in  Fig.  8  by  means  of  a  resistor  m  the  motor 
field  circuit  which  is  short-circuited  by  the  relay  when  the  motor  is 
running  at  low  speed. 

fa/ay 


Mofor 
fie/c/ 


Arc 


Vo/fao( 


Feedmofor 
•for  carbons 


Method  of  connecting  photocell  and  amplifier  to  control  the  speed 
of  the  motor  feeding  the  carbons. 


Since  a  variation  in  light-intensity  exists  also  at  the  negative  carbon 
tip,  a  double  photoelectric  control  was  constructed  for  controlling 
both  positive  and  negative  carbons  by  means  of  two  photocells  and 
associated  amplifiers,  giving  constant  arc  length  as  well  as  constant 
arc  position.  This  control  was  used  in  conjunction  with  a  "Suprex" 
type  of  lamp  modified  to  employ  separate  feed-motors  for  the  posi- 
tive and  negative  carbons.  A  photocell  circuit  essentially  similar  to 
that  of  Figs.  7  and  8  was  provided  for  each  of  the  carbons.  A  side 
image  of  the  arc  was  focused  on  the  photocells  placed  outside  the  lamp- 
house.  The  light  emitted  from  the  vicinity  of  the  two  carbon  tips 
was  admitted  to  the  respective  photocells  through  a  double  slit 
placed  at  the  arc  image  in  front  of  the  photocells.  Performance  data 
on  this  combination  are  given  in  a  later  section  of  this  paper. 


Nov.,  1941] 


CONTROLLING  CARBON  ARC  POSITION 


495 


Arc  Controls  with  Thermostats. — It  has  been  found  possible  to  make 
bimetal  arc  controls  which  possess  sufficient  sensitivity  and  are  cap- 
able of  carrying  the  current  necessary  to  change  the  speed  of  the 
lamp-feeding  motor,  and  which  therefore  do  not  require  amplifying 
equipment. 

Since  the  Curve  A  in  Fig.  6  is  a  plot  of  the  variation  in  total  energy 
across  an  arc  image,  a  curve  of  the  deflection  of  a  blackened  bimetal 
strip  versus  the  position  across  the  image  would  be  expected  to  have 
a  similar  shape  with  the  maximum  deflection  occurring  at  the  posi- 
tions of  the  peaks  on  the  curve.  The  simplest  thermostat  would 
consist  of  a  single  bimetal  strip  with  one  end  fixed  and  the  other  end 


Bimetal 


VA 


Bimetal  strips 


r-  Contacts 


Mounting 
(a) 


Mask  uith  slit 
(b) 


Contacts 


Bimetal  strips 
(C) 


FIG.  9.     (a  and  &)  Singly  compensated  thermostats;    (c)  doubly  compensated 

thermostat. 

free  to  deflect  and  make  or  break  a  circuit  to  a  fixed  electrical  con- 
tact in  response  to  changes  of  temperature  of  the  bimetal  caused  by 
movements  of  the  arc  image.  Such  a  thermostat,  however,  would  be 
unable  to  differentiate  between  the  radiant  energy  received  from  the 
arc  and  the  heat  received  from  the  adjacent  surroundings  which  may 
vary  during  the  "warm-up"  period  of  the  arc  lamp  or  because  of 
room  temperature  changes.  Compensation  can  be  made  for  the 
variable  heat  received  from  extraneous  sources  by  replacing  the 
fixed  electrical  contact  point  by  one  mounted  upon  a  "dummy"  or 
compensating  piece  of  bimetal  which  is  free  to  respond  to  the  heat 
received  from  the  surroundings  but  which  is  shielded  from  the  direct 
radiation  from  the  arc.  This  compensating  member  eliminates  the 
effect  of  the  surroundings  and  leaves  the  relative  motion  of  the  contact 
points  dependent  only  upon  the  direct  radiation  from  the  arc.  Such 


496  ZAFFARANO,  LOZIER,  AND  JOY  [j.  s.  M.  p.  E. 

a  thermostat  is  shown  in  Fig.  9(a)^in  which  the  "dummy"  bimetal 
strip  is  placed  behind  the  "active" 'strip  and  thereby  shielded  from 
the  direct  radiation  of  the  arc.  For  purposes  of  discussion,  we  have 
chosen  to  call  this  type  of  thermostat  a  "singly  compensated"  one. 
Another  example  of  a  singly  compensated  thermostat  is  shown  in 
Fig.  9(6).  This  differs  from  the  one  of  Fig.  9  (a)  in  that  the  length- 
wise direction  of  the  bimetal  strip  is  placed  parallel  to  the  axis  of  the 
carbons  instead  of  perpendicular.  Another  difference  is  the  use  of 
a  mask  with  a  narrow  vertical  slit  to  restrict  the  portion  of  the  arc 
image  admitted  to  the  bimetal.  With  the  thermostat  of  Fig.  9 (a), 
the  orientation  and  narrow  width  of  the  bimetal  strips  effectively  per- 
form this  function  of  a  slit.  In  this  arrangement  of  Fig.  9(6),  wider 
and  thinner,  and  more  sensitive  pieces  of  bimetal  have  been  em- 
ployed. A  lengthwise  slot  in  the  center  of  each  strip  was  used  to 
avoid  "cross-buckling." 

Singly  Compensated  Thermostat. — With  the  singly  compensated 
thermostat,  the  initial  setting  of  the  positions  of  the  electrical  contacts 
determines  the  amount  of  radiation  the  bimetal  must  receive  from 
the  arc  to  effect  interruption  or  completion  of  the  electrical  circuit. 
This  type  of  thermostat  can  be  utilized  as  follows  for  control  of  carbon 
position.  The  thermostat  contacts  are  connected  to  short-circuit  a 
resistance  in  the  field  circuit  of  the  motor  that  feeds  the  carbons, 
giving  a  high  speed  when  the  contacts  are  open  and  a  low  speed  when 
they  are  closed.  The  thermostat  contacts  can  be  set  to  close  at  a 
point  on  the  arc  image  on  the  falling  part  of  the  energy  curves  of  Fig. 
6  in  the  arc  stream  just  in  front  of  the  positive  carbon.  If  the  carbon 
burns  back,  less  energy  will  be  received  by  the  thermostat,  which  can 
be  arranged  to  open  its  contacts  and  speed  up  the  motor,  feeding  the 
carbon  forward  and  increasing  the  energy  on  the  thermostat  until  the 
contacts  close  and  reduce  the  speed  of  the  motor.  The  gradient  of  the 
energy  vs.  position  curve  along  the  arc,  such  as  A  in  Fig.  6,  determines 
the  sensitivity  to  arc  position  with  which  such  a  thermostat  will  func- 
tion. Therefore,  any  procedure  that  increases  this  gradient,  such  as 
the  use  of  a  filter  described  in  connection  with  Curve  B  of  Fig.  6,  will 
improve  the  sensitivity  of  the  types  of  thermostat  shown  in  Figs. 
9  (a)  and  (b).  Changes  in  the  overall  level  of  intensity  of  radiation 
received  at  the  arc  image  would  tend  to  result  in  a  shift  along  the  arc 
image  of  the  point  at  which  the  singly  compensated  thermostat  closes 
its  contacts  due  to  its  inherent  property  of  requiring  a  fixed  amount  of 
radiant  energy.  The  gradient  in  intensity  from  carbon  to  arc  stream 


Nov.,  1941]  CONTROLLING  CARBON  ARC  POSITION  497 

as  shown  in  Curve  B  of  Fig.  6  is  sufficiently  abrupt,  so  that  the  point 
along  the  arc  stream  where  the  contacts  of  the  thermostat  close  will 
not  shift  appreciably.  With  energy  distribution  curves  along  the  arc 
such  as  shown  in  Fig.  6,  there  will  necessarily  be  two  points,  one  on 
either  side  of  the  maximum,  at  which  the  thermostat  will  close.  If 
one  of  these  is  used  for  arc  control  as  described  above,  the  other  will 
affect  the  feed  motor  in  a  sense  opposite  to  what  is  required.  The 
possibility  of  the  thermostat's  being  displaced  out  of  its  operating 
range  will  be  lessened  if  the  two  points  at  which  the  thermostat  closes 
are  separated  as  widely  as  possible  on  the  arc  image  which,  as  can  be 
seen  from  Fig.  6,  means  operating  the  thermostat  at  as  low  energy  as 
practicable.  This  is  more  feasible  with  Curve  B  than  Curve  A  of  Fig.  6 
because  the  gradient,  which  has  been  shown  above  to  be  important  to 
sensitivity,  can  be  kept  abrupt  at  low  values  of  energy. 

Doubly  Compensated  Thermostats, — Another  form  of  thermostat  is 
well  adapted  to  the  type  of  energy  distribution  along  the  arc  shown  in 
Fig.  6.  An  example  is  shown  in  Fig.  9(c).  Two  adjacent  strips  of 
!  bimetal  are  employed,  rigidly  linked  together  at  one  end.  With  the 
thermostat  illustrated  in  Fig.  9(c),  mounting  is  accomplished  at  one 
of  the  unlinked  ends  of  the  strips,  leaving  the  other  unlinked  adjacent 
end  free  to  move  and  make  contact  with  a  fixed  point.  Both  bimetal 
strips  receive  radiation  from  the  arc  and  bend  in  the  same  direction 
when  heated.  They  are  placed  with  respect  to  the  arc  image  so  that 
one  is  on  either  side  of  the  maximum  of  intensity  at  the  positive  car- 
bon shown  in  Fig  6;  thus  both  strips  are  approximately  equally 
heated.  If  the  arc  image  is  displaced  in  either  direction,  due  to  move- 
ment of  the  carbon,  one  strip  becomes  heated  more  strongly  than  the 
other,  resulting  in  opening  or  closing  of  the  contacts,  which  can  be 
made  to  control  the  feed-motor  in  the  same  manner  as  previously 
described.  Such  a  thermostat  has  two  degrees  of  compensation.  In 
the  first  place,  as  with  the  singly  compensated  type  described  above, 
it  is  compensated  for  heat  received  from  the  surroundings,  since  this 
causes  equal  deflection  of  both  strips  which  leaves  the  separation  of 
the  contacts  unchanged.  Second,  it  responds  only  to  displacements 
of  the  position  of  maximum  intensity  on  the  arc  image  and  is  un- 
affected by  general  overall  increases  or  decreases  of  the  level  of  the 
curves  of  Fig.  6,  such  as  would  occur  with  increase  or  decrease  of  arc 
current.  We  have  called  this  a  "doubly-compensated"  thermostat  be- 
cause of  this  twofold  degree  of  compensation. 

The  various  examples  of  singly  and  doubly  compensated  thermo- 


498  ZAFFARANO,  LOZIER,  AND  JOY  [j.  s.  M.  p.  E. 

stats  shown  in  Fig.  9  have  been  constructed  and  tested.  A  simple 
bracket  mounting  the  lens  and  thermostat  was  fastened  to  one  window 
of  a  "Suprex"-type  lamp.  The  lens  was  supported  about  four  inches 
from  the  arc,  giving  an  image  on  the  thermostat  just  outside  the 
window.  The  thermostats  were  constructed  of  W.  M.  Chace  Co.'s 
Type  2400  bimetal,4  heat  treated  by  the  manufacturer  to  a  tempera- 
ture of  700 °F.  The  thickness  of  the  bimetal  was  0.010  inch  except 
for  the  thermostat  of  Fig.  9(6)  which  was  0.005  inch  thick.  The 
material  was  used  in  the  form  of  strips  about  1  inch  long  and  0.1  to 
0.2  inch  wide.  Platinum-faced  contact  points  obtained  from  the 
H.  A.  Wilson  Co.  were  employed.4 

PERFORMANCE  OF  ARC  CONTROLS 

Double-Photocell  System. — To  evaluate  the  performance  of  the 
double-photocell  control  previously  described,  "Suprex"  trims  were 
burned  for  20  minutes  each  and  the  positions  of  both  carbons  were 
read  on  an  enlarged  side  image.  Readings  were  begun  two  minutes 
after  the  arc  was  struck,  and  no  adjustments  were  made  on  the  lamp, 
photocells,  or  amplifiers  during  the  test.  The  observations  on  the 
accuracy  with  which  the  carbon  positions  were  maintained  have  been 
reduced  to  the  statistical  basis  shown  in  Table  I,  giving  the  per  cent 
of  the  total  time  that  the  carbons  were  held  at  various  distances  from 
the  original  arc  position. 

TABLE  I 

Tests  of  Accuracy  of  Carbon  Position  Control  with  Double  Photocell 

Per  Cent  of  Time  Held  within  Limits  Specified 
0.000  In.  to  0.015  In.  Greater  than  0.015  In. 

Positive  carbon  80  20 

Negative  carbon  90  10 


This  shows  that  the  double-photocell  control  was  capable  of 
limiting  the  variation  of  carbon  position  for  the  most  part  to  less  than 
0.015  inch,  with  a  few  excursions  greater  than  this.  Since  the  photo- 
cells are  biased  so  as  to  respond  to  departures  from  light  levels  de- 
termined at  the  time  of  the  initial  adjustment,  any  change  from  the 
initial  conditions  that  causes  light  variations,  such  as  line-voltage 
fluctuations,  results  in  a  change  of  the  positions  at  which  the  carbons 
are  held.  This  is  probably  the  reason  for  the  few  cases  in  which  the 
change  in  position  exceeded  0.015  inch. 


v.,  1941]  CONTROLLING  CARBON  ARC  POSITION  499 

Performance  Tests  on  Thermostats. — Performance  tests  were  made 
)n  a  "Suprex"-type  lamp  adapted  to  accommodate  various  examples 
)f  the  singly  and  doubly  compensated  thermostats  described  above. 
These  were  used  to  control  the  position  of  the  positive  carbon. 

The  feeding  of  the  negative  carbon  was  accomplished  through  a 
separate  motor  which  was  controlled  by  a  magnetic  relay  responsive 
,o  the  arc  current.  In  this  manner  the  negative  carbon  was  advanced 
just  the  amount  necessary  to  maintain  the  arc  current  constant. 
This  combination  is  designed  to  eliminate  the  effect  upon  screen  light 
i  movement  of  the  arc  crater  and  variations  in  power  supply. 

A  considerable  number  of  trims  of  "Suprex"  carbons  were  tested  and 
)bserved  as  described  in  connection  with  the  photocell  evaluation. 
The  data  on  the  accuracy  of  positioning  the  positive  carbon  are  shown 
n  Table  II  on  the  same  statistical  basis  as  used  for  Table  I. 

TABLE  n 

Tests  of  Thermostats  Shown  in  Fig.  9  in  Conjunction  with  Constant- Cur  rent 

Control 

Per  Cent  of  Time  Positive  Carbon  Held  within 
Limits  Specified 

Type  of  Thermostat  0.000  In.  to  0.015  In.  Greater  than  0.015  In. 

ingly  compensated  (Fig.  9a) 

Without  heat  filter  78  22 

With  heat  filter  85  15 

ingly  compensated  (Fig.  9&)  96 

Doubly  compensated  (Fig.  9c)  99  1 

The  data  in  Table  II  show  that  all  the  thermostats  restricted  the 
Dosition  of  the  positive  carbon  most  of  the  time  to  within  0.015  inch 
f  the  correct  position.  The  use  of  the  heat  filter  described  in  con- 
lection  with  Fig.  6  improved  the  accuracy  of  control  obtained  with 
lie  singly  compensated  thermostat  of  Fig.  9a.  The  superior  per- 
ormance  of  the  singly  compensated  thermostat  of  the  type  shown  in 
Pig.  9(&)  may  be  due  to  its  differences  in  construction  and  method  of' 
ipplication  as  discussed  in  an  earlier  portion  of  this  paper.  The  best 
Derformance  of  all  in  Table  II  is  shown  by  the  doubly  compensated 
hermostat.  This  can  probably  be  attributed  to  its  different  princi- 
ples of  operation  and  inherently  greater  degree  of  compensation.  It 
nust  not  be  assumed  that  these  data  in  Table  II  represent  the  ulti- 
mate in  performance.  Further  improvements  may  bring  the  per- 
brmance  of  the  singly  compensated  thermostats  up  to  that  shown  by 
the  doubly  compensated  one. 


500 


ZAFFARANO,  LOZIER,  AND  JOY 


[J.  S.  M.  P.  E. 


While  comparison  of  Tables  I  and  II  indicates  that  the  double- 
photocell  control  was  not  quite  as  effective  as  the  thermostat  devices, 
refinements  are,  however,  possible  for  the  photocell  that  can  improve 
the  precision  of  arc  control  obtainable  with  it.  For  example,  the  use 
of  the  constant-current  relay  for  the  negative  carbon  and  one  photo- 
cell to  fix  the  positive  carbon  position  would  no  doubt  result  in  more 
precise  control.  Furthermore,  just  as  a  filter  was  used  to  increase 
the  gradient  in  radiation  between  the  positive  carbon  and  arc  stream 
as  shown  in  Curve  B  of  Fig.  6,  suitable  filters  may  be  employed  to  in- 
crease the  sensitivity  of  photoelectric  cells  to  movement  of  the  arc 
image.  It  is  possible  also  to  devise  photoelectric  means  utilizing  one 
of  the  important  principles  of  the  doubly  compensated  thermostat — 
namely,  the  property  of  responding  only  to  the  position  of  maximum 
intensity  on  the  arc  image  and  not  to  the  level  of  intensity.  This  can 


FIG.  10.     Record  of  light  at  center  of  screen  over  20  minutes,  using  doubly 
compensated  thermostat  plus  constant-current  relay. 

be  achieved  through  the  use  of  a  special  photocell  consisting  of  two 
adjacent  cathodes  placed  one  on  each  side  of  the  maximum  of  in- 
tensity in  the  arc  image. 

These  control  devices  have  been  used  in  connection  with  com- 
mercial reflector-type  lamps  in  the  experimental  work  described  above. 
Some  modification  of  the  mechanism  and  method  of  operation  of 
these  lamps  is  necessary  in  order  to  obtain  independent  control  over 
both  the  positive  and  negative  carbons.  While  the  emphasis  in  this 
paper  has  been  chiefly  on  the  application  of  these  methods  of  arc  con- 
trol to  reflector- type  high-intensity  lamps,  they  can  be  used  also  with 
other  types  of  carbon  arc  lamps  to  effect  automatic  control. 

The  primary  aim  of  all  these  arc-control  devices  is  to  maintain 
constant  light  on  the  projection  screen.  The  chart  shown  in  Fig. 
10  is  a  record  of  the  light-intensity  at  the  center  of  the  screen  over  a 
20-minute  period  without  the  projector  shutter  running,  using  the 
doubly-compensated  thermostat  whose  performance  is  given  in 
Table  II.  This  thermostat  plus  the  constant-current  control  was  used 


Nov.,  1941]  CONTROLLING  CARBON  ARC  POSITION  501 

with  a  "Suprex"-type  lamp  burning  the  8-mm — 7-mm  "Suprex" 
trim  at  62  amperes.  The  trace  shows  that  over  a  20-minute  period, 
the  average  light  level  remained  constant  within  about  two  per  cent 
and  the  extreme  variation  from  this  level  was  only  about  four  per 
cent.  This  demonstrates  that  these  automatic  controls  can  effectively 
maintain  constant  light  on  the  screen.  The  employment  of  such 
methods  of  arc  positioning,  therefore,  makes  possible  significant  ad- 
vances in  the  quality  of  motion  picture  projection. 

REFERENCES 

1  JOY,  D.  B.,  AND  DOWNES,  A.  C. :    "Direct- Current  High-Intensity  Arcs  with 
Non-Rotating  Positive  Carbons,"  /.  Soc.  Mot.  Pict.  Eng.,  XXII  (Jan.,  1934), 
No.  1,  p.  42. 

2  JOY,  D.  B.,  AND  GEIB,  E.  R.:    "The  Non-Rotating  High  Intensity  D-C  Arc 
for  Projection,"  /.  Soc.  Mot.  Pict.  Eng.,  XXIV  (Jan.,  1935),  No.  1,  p.  47. 

3  LOZIER,  W.  W.,  JOY,  D.  B.,  AND  SIMON,  R.  W.:    "A  New  Negative  Carbon 
for  Low-Amperage  Trims,"  7.  Soc.  Mot.  Pict.  Eng.,  XXXV  (Oct.,  1940),  No.  4, 
p.  349. 

4  We  wish  to  acknowledge  the  generosity  of  the  W.  M.  Chace  Co.  of  Detroit, 
Mich.,  and  the  H.  A.  Wilson  Co.  of  Newark,  N.  J.,  in  furnishing  us  thermostatic 
bimetal  and  platinum-faced  contacts  for  our  experimental  work. 


SYMPOSIUM  ON  PROJECTION* 


PREPARED  FOR  THE  PROJECTION  PRACTICE 
COMMITTEE  AND  PRESENTED  AT  THE  ROCHESTER  CONVENTION 


Summary. — This  symposium  on  projection  comprises  three  parts:  (1}  Projec- 
tion Room  Equipment  Requirements;  (2}  The  Projection  Room — Its  Location  and 
Contents;  and  (3)  Factors  Affecting  Sound  Quality  in  Theaters. 


PROJECTION  ROOM  EQUIPMENT  REQUIREMENTS 
J.  J.  SEFING 

What  is  installed  in  a  modern  projection  room  is  of  great  impor- 
tance to  all  connected  with  the  motion  picture  industry.  A  pro- 
jection room  may  possess  all  the  requirements  for  a  safe  and  efficient 
layout  and  still  remain  equipped  with  obsolete  or  inadequate  appara- 
tus. To  set  a  100  per  cent  workable  standard  is  quite  impossible,  but 
from  every-day  practical  experience,  much  knowledge  has  been  gained 
that  tells  us  quite  accurately  just  what  a  piece  of  equipment  will  do 
and  how  the  equipment  can  best  be  applied. 

In  the  old  "magic-lantern"  days,  a  projector  was  bought  hap- 
hazardly, not  as  a  matter  of  choice  but  because  of  the  limitations  of 
the  infant  industry.  At  the  present  time,  there  is  no  legitimate  ex- 
cuse for  not  knowing  what  is  best  and  most  efficient  in  motion  pic- 
ture equipment,  as  nearly  everyone  is  "picture  conscious"  and  is  clam- 
oring for  good  screen  performance.  A  good  projection  room  layout 
has  well  planned  and  sufficient  working  space  around  the  various 
pieces  of  equipment  for  the  convenience  of  the  projectionist,  and  the 
equipment  installed  therein  is  adequate  for  the  needs  of  the  par- 
ticular theater.  However,  in  many  instances,  projection  rooms  in 
theaters  are  not  provided  with  adequate  and  suitably  planned  space 
for  the  workers  and  the  equipment,  and  it  is  for  the  designers  of  such 
rooms  that  reliable  information  should  be  available  as  to  the  most 
practicable  methods  and  procedures. 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y. 
502 


SYMPOSIUM  ON  PROJECTION  503 

In  purchasing  and  installing  projectors,  several  important  items 
should  be  carefully  considered.  The  pedestal  or  base  should  be  suf- 
ficiently strong  and  steady  to  support  properly  the  heavy  load  of  the 
lamp  house,  magazines,  and  mechanisms  in  order  to  produce  a  steady 
picture  on  the  screen.  An  old-type,  obsolete  pedestal,  even  with 
makeshift  braces,  can  not  be  as  steady  and  reliable  as  a  pedestal  es- 
pecially designed  to  carry  the  load  of  the  modern  projector  and  sound 
mechanisms.  A  lamp  house  should  be  selected  that  will  be  adequate 
for  the  size  of  the  picture  and  the  auditorium.  At  present,  there  are 
three  arc  lamps  on  the  market  that  are  widely  used,  each  having  its 
advantages  and  specific  applications.  Theaters  having  an  average- 
size  picture  of  14  X  18  feet  should  have  at  least  a  "1-kw"  arc,  thus 
providing  a  minimal  screen  brightness  of  9  foot-lamberts;  with  a 
picture  size  up  to  17  X  22  feet  the  "Suprex"-type  arc  will  produce 
minimal  brightness;  for  pictures  wider  than  24  feet,  high-amperage 
condenser  type  arc  should  be  used. 

With  regard  to  the  upper  and  lower  magazines  on  the  projector, 
there  is  nothing  special  about  them  except  that  the  2000  and  3000- 
foot  types  are  quite  regularly  used.  The  take-ups  at  the  lower 
magazine  are  of  several  types:  the  friction  type,  the  friction  even- 
tension  type,  and  the  fluid  drive.  There  are  three  methods  of 
driving — belt,  bicycle  chain,  and  silent  chain. 

The  selection  of  the  projector  mechanism  is  of  prime  importance, 
as  its  operation  is  very  delicate  and  the  parts  must  be  precision-made, 
with  a  high  degree  of  accuracy.  The  average  projector  mechanism 
must  operate  about  twelve  hours  a  day,  over  a  period  of  one  to  two 
years,  pulling  a  35-mm  film  intermittently  at  a  rate  of  90  feet  per 
minute,  or  24  pictures  a  second  and  magnifying  a  frame  area  of  about 
1/2  square-inch  to  about  a  screen  area  of  350  square-feet.  It  can  be 
seen  that  the  proper  selection  of  the  projector  mechanism  is  of  great 
importance  in  assuring  trouble-free  operation  and  screen  results  as 
fine  as  it  is  possible  for  modern  mechanisms  to  produce. 

For  picture  change-over  from  one  projector  to  another,  a  good 
type  of  electrical  device  should  be  used.  A  projectionist  can  not 
make  a  good  change-over  when  he  has  to  manipulate  a  home-made 
device.  Everything  in  the  projection  room  is  timed  so  precisely 
that  anything  that  disrupts  or  hinders  the  timing  will  show  itself 
quickly  on  the  screen. 

Regarding  the  sound  equipment,  a  choice  of  several  well  known 
systems  can  be  had  today.  The  amplifier,  monitor,  volume  controls, 


504  SYMPOSIUM  ON  PROJECTION  [j.  s.  M.  p.  E. 

and  change-over  device  should  be  installed  as  near  to  the  projection- 
ist as  is  practicable,  within  the  available  working  area,  for  convenience 
of  manipulation.  The  dials,  switches,  and  pilot-lights  should  be 
so  arranged  in  the  sound  equipment  as  to  be  easily  distinguishable. 

In  planning  the  projection  facilities,  three  separate  rooms  should  be 
provided:  one  for  the  two  projectors,  the  spotlight  or  third  pro- 
jector, the  sound  equipment,  and,  in  the  larger  theaters,  the  dimmer 
bank;  a  second  room,  for  the  rewind  equipment,  and  a  third  room 
for  the  d-c  generating  equipment.  A  separate  toilet  and  wash  room 
should  be  provided  near  the  projection  room  proper;  income  states 
this  is  compulsory.  The  walls  of  the  rooms  must  be  fire-proof,  with 
metal  access  doors  and  two  main  metal  doors  on  opposite  sides  of  the 
projection  room.  Two  port-holes  should  be  provided  for  each  pro- 
jector, one  for  projection  and  the  other  for  viewing  the  screen.  If 
a  spotlight  is  included  in  the  equipment,  a  port  somewhat  larger 
than  the  projection  port  should  be  provided  as  well  as  another  ob- 
servation port  of  the  same  size  as  the  projector  observation  port  in  the 
rewind  room.  Over  these  various  port-holes,  approved  metal  fire- 
shutters  must  be  installed  and  so  arranged  by  a  master  trip  system 
that  the  shutters  will  drop  and  cover  the  openings  in  case  of  fire,  auto- 
matically, by  the  melting  of  fusible  links,  or  manually,  by  the  pro- 
jectionist. For  exhausting  the  hot,  stale  air  from  the  various  rooms, 
a  mechanical  blower  with  a  metal  duct  system  and  grille-taps  into 
the  rooms  should  be  installed.  The  blower  may  be  controlled  elec- 
trically by  a  snap-switch  and  by  a  special  switch  connected  to  the 
master  trip  arrangement  on  the  fire-shutter  apparatus,  which  will 
automatically  turn  on  the  blower  in  case  of  a  fire.  Another  blower 
with  a  metal  duct  system  and  taps  into  the  arc  lamp  houses  should 
be  provided  for  exhausting  the  heat,  gas,  and  ash  of  the  arc.  This 
blower  should  also  be  mechanically  electrically  controlled  and  of  suffi- 
cient capacity  to  exhaust  the  arc  lamp  house  properly  and  yet  not 
affect  the  burning  of  the  arc. 

For  sound-proofing  the  projection  room  or  for  cutting  down  noise 
transmission  to  a  minimum,  a  good  practice  is  to  use  cement  plaster 
up  to  a  height  of  5  feet  from  the  floor,  all  around  the  room,  and  above 
this  height  acoustone  D  or  other  approved  material  of  equal  acousti- 
cal properties.  The  port-holes  in  the  projection  room  may  be  sound- 
proofed by  glass  in  a  separate  track  over  the  shutters  or  by  installing 
acoustical  baffles  inside  the  openings.  If  glass  is  used  in  the  projec- 
tion ports,  it  should  be  special  "optical"  glass. 


Nov.,  1941]  SYMPOSIUM  ON  PROJECTION  505 

The  projection  room  floor  should  be  coated  with  a  good  grade  of 
paint  to  stand  the  wear  and  tear  and  the  penetration  of  oil  or,  better, 
it  should  be  covered  with  a  good  grade  of  "battleship"  linoleum. 
A  popular  color  scheme  is  olive-green  on  the  floor  and  walls,  up  to  a 
height  of  5  feet  all  around  the  room,  and  buff  or  gray  on  the  upper 
walls  and  ceiling.  The  complete  fire-shutter  apparatus  should  be 
painted  a  flat  green  color  instead  of  the  former  black  enamel  finish. 

The  projection  room  proper  should  be  so  planned  that  the  hori- 
zontal center-line  of  the  auditorium  and  screen  is  midway  between  the 
two  projector  lenses,  which  latter  should  be  5  feet  apart.  If 
the  projection  room  is  located  an  appreciable  distance  off  this  screen 
and  auditorium  center-line,  due  to  disadvantageous  structural  condi- 
tions, a  definite  and  noticeable  "keystone"  will  result  on  the  screen. 
The  edge  of  the  screen  image  farther  from  the  lens  will  be  longer  than 
the  opposite  edge,  and  so  the  screen  picture  will  not  be  rectangular. 
The  "keystone"  effect  will  likewise  occur  if  the  projector  lenses  are 
too  high  above  the  center  of  the  screen,  necessitating  a  steep  projec- 
tion angle.  There  are  two  ways  to  help  overcome  the  "keystone" 
effect;  one  is  to  use  dark,  heavy  velour  masking  around  the  picture 
to  absorb  light  falling  upon  the  screen  outside  the  required  rectangular 
area,  and  the  other  is  to  file  a  blank  aperture  plate  to  the  proper  di- 
mensions required  for  a  rectangular  screen  picture.  This  method  is 
quite  critical  as  the  filing  must  be  quite  precise. 

A  safe  working  area  around  the  projector  and  other  equipment  in 
the  projection  room  can  not  be  stressed  too  strongly.  At  least  30 
inches  of  clear  space  should  be  provided  at  the  sides  and  rear  of  each 
piece  of  equipment  in  the  projection  room.  The  projection  room,  re- 
wind room,  and  generator  room  must  be  constructed  of  substantial, 
approved,  fire-proof  materials.  In  all  cases,  before  proceeding  with 
the  construction,  approval  of  the  design  should  be  obtained  from  the 
local,  state,  or  city  authorities  having  jurisdiction.  This  will  avoid 
any  costly  revisions  or  penalties  after  the  work  is  done. 

The  architect,  engineer,  or  even  the  theater  owner  can  obtain  re- 
liable, up-to-date  information  from  the  Society  of  Motion  Picture 
Engineers'  specifications  on  projection  room  planning,  prepared  by 
the  Projection  Practice  Committee,  which  provides  all  the  impor- 
tant and  desirable  dimensions. 


506  SYMPOSIUM  ON  PROJECTION  [j.  s.  M.  p.  E. 

THE  PROJECTION  ROOM— ITS  LOCATION  AND  CONTENTS* 

J.  R.  PRATER 

Before  selecting  the  location  for  the  projection  room,  let  us  con- 
sider the  individual  factors  involved. 

(1)  Effect  on  Screen  Image. — The  primary  purpose  of  the  projec- 
tion room  is  to  provide  a  place  from  which  the  screen  image  can  be 
projected  to  the  best  advantage.  This  requires  that : 

(a)  The  projection  angle  be  kept  as  small  as  possible,  both^aterally 
and  vertically.  The  depth  of  focus  of  the  projection  lens  is  taxed 
severely  to  maintain  a  sharply  defined  image  over  the  entire  screen 
area  under  working  conditions.  Add  to  this  the  buckling  of  the 
film  at  the  projector  aperture,  plus  any  uneven  wear  of  the  aperture 
tracks  and  tension  shoes,  plus  the  unavoidable  lateral  projection  angle 
imposed  by  the  spacing  necessary  between  projectors,  and  the  best 
we  can  hope  for  in  theater  practice  falls  considerably  short  of  the 
ideal.  Now  if  we  add  a  vertical  projection  angle  to  the  already 
difficult  situation,  the  screen  image  definition  suffers  visibly  with 
only  a  very  small  vertical  angle.  Long  before  the  maximum  ap- 
proved limit  of  15  degrees  is  reached,  the  screen  image  suffers  visibly 
from  distortion  as  well  as  from  loss  of  definition.  The  added  depth 
of  focus  of  the  longer  E.F.  lenses  may  hold  the  definition  within  tol- 
erable limits,  but  the  distortion  is  unavoidable. 

(&)  The  projection  distance  should  be  such  that  a  projection  lens 
with  an  equivalent  focus  within  normal  limits  will  produce  the  de- 
sired size  screen  image.  The  lens  must  have  a  speed  of //2.0  to  match 
that  of  modern  arc  lamp  optical  systems.  Such  projection  lenses  are 
available  in  focal  lengths  from  2  to  5  inches  to  fit  existing  projectors. 
Although  //2.0  lenses  are  also  available  in  focal  lengths  of  6,  7,  and  8 
inches,  they  are  too  large  for  standard  projectors  to  accommodate. 
If  longer  than  5-inch  E.F.  lenses  are  used  with  standard  projectors, 
speed  must  be  sacrificed,  with  resultant  loss  of  light  efficiency.  On 
the  other  hand,  fast  lenses  of  extremely  short  E.F.  have  a  lesser  depth 
of  focus,  and  the  lateral  spacing  between  projectors  at  the  necessarily 
short  projection  distances  imposes  an  undesirably  heavy  lateral  pro- 
jection angle.  For  example,  a  2-inch  E.F.  lens  will  form  a  screen 
image  20.5  feet  wide  at  a  projection  distance  of  only  50  feet.  At 
this  short  projection  distance,  with  the  recommended  spacing  of  60 
inches  between  projectors,  the  lateral  projection  angle  is  approxi- 


Nov.,  1941]  SYMPOSIUM  ON  PROJECTION  507 

mately  2l/2  degrees  for  each  projector  where  two  are  used;  5  degrees 
for  both  outside  projectors  where  3  are  used.  Lateral  angle  is 
more  serious  than  the  same  amount  of  vertical  angle,  because  of  the  4 
to  3  proportion  of  the  image  width  to  its  height.  Also,  it  is  impossible 
to  cancel  any  of  the  lateral  projection  angle  by  tilting  the  screen. 
This  brings  our  ideal  projection  distance  to  that  which  will  give  the 
desired  picture  size  with  an//2.0  projection  lens  of  5  inch  E.F. 

(c)  The  lowest  point  of  the  light-beam  projected  to  the  screen 
must  have  a  clearance  of  at  least  6  feet  4  inches  above  any  seating  or 
traffic  floor  area  to  prevent  interference  with  the  picture.  The  high- 
est point  of  the  light-beam  must  be  sufficiently  below  any  ceiling 
obstruction  to  afford  a  clear  view  by  the  projectionist. 

(2)  Accessibility. — The  projection  room  should  be  easily  accessible 
from  outside  the  theater  without  passing  through  the  seating  area 
or  other  public  areas.     Under  no  conditions  should  the  projection 
room  open  directly  into  an  audience  area  without  double  doors  so 
arranged  as  to  prevent  any  patron  from  seeing  into  the  projection 
room  at  any  time. 

(3)  Fire  Hazard. — To  reduce  the  fire  and  audience  panic  hazard, 
and  consequently  the  insurance  rates,  the  projection  room  should  be 
located  outside  the  fire  wall  of  the  theater  or  within  a  fire  wall  of  its 
own. 

(4)  Heating  and  Ventilating. — Provision  must  be  made  for  a  non- 
combustible  vent  duct  of  ample  capacity  leading  to  the  open  air; 
also  for  fresh  air  in-takenot  connected  with  the  main  air-conditioning 
system.     If  unit  heaters  or  steam  radiators  are  placed  directly  in  the 
projection  room  they  must  be  covered  with  wire  mesh.     A  much 
more  satisfactory  plan  is  to  place  heating  coils  or  radiators  in  the 
projection  room  supply  ducts. 

(5)  Plumbing. — Plumbing  facilities  must  be  extended  to  the  pro- 
jection room  location,  space  being  allowed  immediately  adjoining. 

(6)  Noise  Isolation. — The  projection  room  noise  and  mechanical 
vibration  must  be  kept  from  the  audience  area  of  the  theater.     While 
it  is  possible  to  do  so  by  employing  massive  construction  and  acous- 
tical materials,  regardless  of  the  location,  the  task  can  be  accom- 
plished much  less  expensively  if  only  the  front  wall  of  the  projection 
room  is  directly  exposed  to  the  auditorium. 

(7)  Additional  Space  Immediately  Adjoining.— It  is  highly  desirable 
that   motor-generators,   rheostats,   rectifiers,   and   other   apparatus 
necessary  to  projection,  as  well  as  supplies,  spare  parts,  test  equip- 


508  SYMPOSIUM  ON  PROJECTION  [j.  s.  M.  P.  E. 

ment,  tools  used  only  occasionally,  and  clothes  lockers  be  located  as 
conveniently  as  possible  to  the  projection  room  without  being  placed 
directly  therein. 

Considering  all  these  factors,  it  is  obvious  that  the  location  of  the 
projection  room  will  necessarily  be  a  compromise  in  many  respects. 
In  making  the  compromise,  it  is  well  to  remember  that  the  screen 
image  is  what  the  theater  has  to  sell.  The  requirements  for  excellent 
projection  should  come  first  and  foremost,  even  at  an  added  initial 
cost. 

The  contents  of  any  projection  room  should  be  limited 'strictly  to 
what  is  necessary  for  carrying  on  the  performance  with  safety,  de- 
pendability, and  excellence.  The  following  should  be  within  the 
projection  room  proper : 

(1 )  Fire-proof  shutters  on  all  ports,  with  both  automatic  and  manual 
controls  as  described  in  the  SMPE  approved  plans.     (Also  NBFU* 
Pamphlet  40,  Sec.  191c.) 

(2)  A  switch  controlling  the  auditorium  lights.     Provision  must 
be  made  also  for  turning  these  lights  on  from  at  least  one  other  con- 
venient point  in  the  building.     (NBFU,  Sec.  191;.) 

(3)  Fire  extinguishers  of  types  using  water  or  water  solutions,  such 
as  soda  and  acid,  calcium  chloride,  pump  tank,  and  loaded  stream. 
(NBFU,  Sec.  144.)     It  seems  that  there  is  room  for  argument  on  this 
point.     Water  extinguishers  are  dangerous  to  use  on  electrical  equip- 
ment, besides  being  themselves  a  source  of  extensive  damage  to  such 
equipment.     Carbon    tetrachloride    or    compressed    carbon    dioxide 
extinguishers  would  seem  much  more  appropriate  for  location  inside 
the  projection  room.     If  the  water  types  must  be  provided,  it  is  the 
author's  opinion  that  they  should  be  located  just  outside  the  projec- 
tion room,  and  be  used  only  after  the  projectionist  is  outside.     If 
such  procedure  does  not  satisfy  local  fire  authorities,  however,  it  can 
not,  of  course,  be  followed. 

An  interesting  fact  is  that  the  NBFU  does  not  recommend  the 
use  of  fire  extinguishers  by  the  projectionist  at  all.  Section  218  of 
NBFU  Pamphlet  40  states:  "Procedure  in  Case  of  Fire. — In  the 
event  of  film  fire  in  a  projector  or  elsewhere  in  a  projection  or  rewind 
room,  the  projectionist  should  immediately  shut  down  the  pro- 
jection machine  and  arc  lamps,  operate  the  shutter  release  at  the 
nearest  point  to  him,  turn  on  the  auditorium  lights,  leave  the  pro- 

*  National  Board  of  Fire  Underwriters. 


Nov.,  1941]  SYMPOSIUM  ON  PROJECTION  509 

jection  room,  and  notify  the  manager  of  the  theater  or  building." 
If  such  procedure  is  followed,  why  should  there  be  any  hand  ex- 
tinguishers at  all  inside  the  projection  room? 

(4)  Waste  Receptacles. — (a)  A  suitable  container  for  keeping  scrap 
film  under  water,  separate  from  waste  paper  and  other  rubbish. 
(NBFU,  Sec.  183.) 

(b)  A  metal  container  for  hot  carbon  stubs.     This  should  have  a 
funnel-shaped  cover  with  an  opening  only  large  enough  to  admit 
the  largest  diameter  carbon  used. 

(c)  If  we  adhere  strictly  to  regulations,  there  would  be  no  need  for  a 
receptacle  for  other  waste  material,  because  in  Sec.  191/  the  NBFU 
states:  "No  combustible  material  of  any  sort  whatever  shall  be  per- 
mitted or  allowed  to  be  within  such  enclosure  (projection  room),  ex- 
cept the  films  used  in  the  operation  of  the  machine,  and  film  cement." 
Such  a  condition  would  indeed  be  ideal  from  a  fire-hazard  standpoint, 
if  it  could  be  maintained ;  but  in  actual  practice  there  will  almost  in- 
evitably be  waste  material  of  various  sorts  to  be  disposed  of.     There 
are  available  on  the  market  cans  suitable  for  such  material. 

(5)  A  work-table  or  bench  of  metal  or  other  non-combustible  ma- 
terial, not  provided  with  racks  or  shelves  underneath,  which  might  be 
used  for  keeping  film  or  other  materials.     (NBFU,  Sec.  117.) 

(6)  Such  tools  as  are  necessary  for  changing  carbons  and  making 
minor  adjustments  or  repairs  during  the  performance.     These  should 
be  permanently  located  as  conveniently  as  possible  to  the  place  where 
they  will  be  most  frequently  used. 

(7)  Two  good  flashlights.     One  may  burn  out  when  needed  in  a 
hurry,  or  may  be  in  use  in  an  adjoining  room.     An  approved  portable 
trouble-lamp  with  metal  guard,  such  as  a  "Reel-Lite,"  is  good  for 
long  repair  jobs,  but  should  never  be  used  around  machinery  in  op- 
eration, and  should  not  take  the  place  of  the  flashlights. 

(8)  Two  or  more  projectors  and  arc  lamps.     Sound  equipment 
including  a  double-channel  amplifier,  all  of  NBFU  approved  design 
and  manufacture. 

(9)  An  enclosed  metal  cabinet  for  supplies  and  spare  parts  most 
likely  to  be  needed  during  a  performance. 

(10)  All  controls  necessary  to  operate  the  projection  equipment, 
including  associated  apparatus  not  located  in  the  projection  room 
proper,  such  as  rectifying  equipment,  ventilating  fans,  effect  lighting, 
stage  curtains  used  for  motion  picture  presentation,  etc. 


510  SYMPOSIUM  ON  PROJECTION  [j.  s.  M.  p.  E. 

(11)  A  house  phone  or  other  means  of  communication  between  pro- 
jection room,  auditorium,  and  manager's  office. 

(12)  No   film  other   than   that  actually  in  projectors   or  being 
threaded.     This  requires,  of  course,  that  there  be  an  adjoining  room 
for  rewinding,  inspection,  and  storage. 

(13)  One  or  more  qualified  projectionists,  who  shall  not  be  minors. 
(NBFU,  Sec.  217.)     To  operate  a  projection  room  with  minimum  fire 
hazard  and  first-class  screen  results  requires  that  at  least  two  pro- 
jectionists be  on  duty  at  all  times.     Large  theaters  using  more  than 
two  projectors,  spotlights,  effect  machines,  etc.,  in  the^  projection 
room  must  have  more  men  in  proportion  to  the  additional  equip- 
ment. 

This  outline  covers  only  what  must  be  in  the  projection  room 
proper.  Even  for  the  one-man  room,  there  is  need  for  adjoining  space 
to  accommodate  rectifying  equipment,  shipping  cans,  a  complete  stock 
of  supplies  and  spare  parts,  oil  cans,  tools  and  test  equipment  not 
ordinarily  used  during  a  performance,  a  work-bench  with  vise,  clothes 
lockers,  books,  records,  and  any  other  items  necessary  to  the  opera- 
tion of  the  projection  room,  but  which  need  not  and  should  not  be 
inside  the  projection  room  proper. 


FACTORS  AFFECTING  SOUND  QUALITY  IN  THEATERS 
ADOLPH  GOODMAN 

During  the  past  ten  years  a  great  deal  of  technical  progress  has  been 
achieved  in  recording  technic,  and  in  recording  and  reproducing  ap- 
paratus, so  that  today  these  advances  should  be  reflected  in  greater 
entertainment  value  of  the  motion  picture.  In  spite  of  such  improve- 
ments there  is  much  to  be  desired  in  the  final  presentation  in  theaters, 
mainly  because  there  is  a  lack  of  proper  coordination  between  the 
various  phases  that  go  to  make  up  the  ultimate  sound  as  heard  by  the 
audience. 

In  this  discussion,  we  shall  point  out  the  factors  that  must  be  con- 
sidered and  how  they  affect  each  other  from  the  standpoint  of  the  pre- 
sentation in  the  theater.  Assuming  that  the  sound-track  on  the  film 
is  a  faithful  record  of  the  original  sounds,  final  results  that  the 
theater  patrons  hear  depend  upon  the  following  five  important, 
closely  related  factors: 


Nov.,  1941]  SYMPOSIUM  ON  PROJECTION  511 

(1)  The  sound-reproducing  system. 

(2)  The  theater  acoustic  condition. 
(5)  The  screen. 

(4)  The  adjustments  of  the  sound  system. 

(5)  The  operation  and  maintenance  of  the  sound  system. 

The  Sound-Reproducing  System. — It  is  fundamentally  important 
that  the  sound-reproducing  system  be  adequate,  since  it  is  through 
this  medium  that  the  audience  is  expected  to  hear  sounds  as  the 
studio  directors  and  technicians  originally  conceived  them.  It  is  well 
known  that  inadequate  sound  reproduction  can  ruin  an  otherwise  ex- 
cellent picture,  while  sound  properly  reproduced  adds  greatly  to  the 
entertainment  value  of  the  motion  picture  action. 

In  the  early  days,  equipments  having  output  power  up  to  10  or  12 
watts  were  considered  satisfactory,  while  in  many  instances  the  power 
available  was  as  low  as  1  or  2  watts.  Modern  presentation  of  sound 
motion  pictures  requires  considerably  increased  power  for  proper 
dramatic  effects,  and  it  is  not  unusual  for  the  larger  theaters  to  use 
as  much  as  150  watts  of  undistorted  power.  Even  greater  power  is 
needed  for  showing  pictures  such  as  Disney's  Fantasia  for  creation  of 
effects  designed  to  stimulate  the  audience. 

Realism  in  sound  effects  adds  tremendously  to  the  appeal  of  the 
screen  action.  Earthquake  and  warfare  scenes  must  have  sound 
accompaniment  loud  enough  to  make  the  audience  feel  that  they 
are  actual  spectators  at  the  scene  of  action.  Thus,  the  small  thea- 
ters as  well  as  the  large- ones  need  apparatus  having  many  times  the 
power  considered  adequate  in  the  past. 

The  Society  of  Motion  Picture  Engineers  and  the  Academy  of 
Motion  Picture  Arts  and  Sciences  have  studied  the  requirements  for 
adequate  theater  sound  equipment  to  meet  the  needs  of  modern  pic- 
tures, and  the  following  specifications  represent  the  results  of  these 
studies : 

(1)  Volume  range  of  50  to  60  db. 

(2}  Amplifier  capacity  in  accordance  with  recommendations  of  Academy  of 
Motion  Picture  Arts  and  Sciences.  (See  Research  Council  Bull,  June  19,  1940.) 

(5)  Frequency  response  of  50  to  at  least  8000  cycles,  with  provision  for  exten- 
sion to  10,000  cycles. 

(4)  Stage  loud  speaker  system  should  have  a  high  degree  of  efficiency,  so  that 
the  required  amplifier  capacity  need  not  be  too  great.     The  loud  speaker  system 
should  have  proper  angular  distribution  so  that  all  frequencies  can  be  properly 
distributed  throughout  the  theater. 

(5)  The  sound-head  should  have  a  "flutter"  content  imperceptible  to  the  ear. 


512  SYMPOSIUM  ON  PROJECTION  [j.  s.  M.  p.  E. 

(6)  The  equipment  should  be  easy  to  install  and  operate.     Necessary  operating 
controls  should  be  accessible. 

(7)  Components  of  apparatus  should  be  easily  accessible  for  maintenance  and 
service  operations. 

(8)  Adequate  emergency  provisions  should  be  incorporated. 

(5)  Provision  should  be  made  for  addition  of  apparatus  that  may  be  required 
in  the  future  due  to  advancements  in  the  art. 

Theater  Acoustics. — Regardless  of  how  well  sound  is  reproduced  by 
the  stage  speakers,  the  theater  acoustics  greatly  influence  the  final 
result.  If  a  theater  is  properly  designed  acoustically,  it  will  allow  the 
sound  to  arrive  at  the  listeners'  ears  with  naturalness  and  realism. 
If  the  theater  has  any  acoustic  defects,  the  sound  may  be  so  changed 
in  character  that  it  arrives  at  the  listeners'  ears  harsh,  distorted,  and 
very  unsatisfactory. 

In  view  of  the  technical  progress  that  has  been  made  in  both  re- 
cording and  reproducing  apparatus,  it  is  more  important  than  ever 
before  that  careful  consideration  be  given  to  the  acoustic  design  of  the 
theater.  This  is  necessary  in  order  to  take  full  advantage  of  the  abil- 
ity of  modern  equipment  to  give  a  faithful  reproduction  of  the  original 
sound. 

Some  of  the  more  common  defects  found  in  auditoriums  that  are 
detrimental  to  good  reproduction  are  high  reverberation-time,  echo, 
resonance,  and  extraneous  noise  from  auxiliary  equipment,  or  noises 
from  sources  outside  the  theater.  Many  of  these  can  be  overcome 
or  eliminated  by  proper  consideration  of  such  problems  in  the  original 
design.  Specifically,  attention  should  be  given  to  the  shape  and  size 
of  the  theater,  the  location  and  frequency  characteristics  of  absorbent 
materials,  and  the  insulation  of  walls  and  air-conditioning  ducts  to 
minimize  the  transmission  of  noise  to  the  auditorium  proper. 

Fortunately,  the  present  trend  is  toward  coordination  between 
acoustic  treatment  and  the  other  functions  of  the  auditorium  such 
as  lighting,  decoration,  air  conditioning,  etc.  Thus  the  theater  archi- 
tect can  carry  out  a  definite  decorative  scheme  and  at  the  same  time 
incorporate  the  necessary  provisions  to  make  the  theater  suitable 
from  an  acoustic  standpoint. 

Screen. — After  the  sound  leaves  the  loud  speaker  system  it  must 
pass  through  the  screen  before  reaching  the  audience.  Just  as  the 
acoustic  condition  of  the  theater  plays  an  important  part  in  the  final 
result,  so  does  the  screen  influence  the  sound  as  heard  by  the  listeners. 

One  of  the  improvements  made  in  modern  sound  equipment  is  the 


Nov.,  1941]  SYMPOSIUM  ON  PROJECTION  513 

extension  of  the  upper  audio-frequency  range.  A  poor  screen  will  not 
allow  the  high-frequency  tones  to  be  transmitted  with  the  proper 
intensity,  resulting  in  a  loss  of  brilliance  of  the  music  and  lack  of  in- 
telligibility of  speech. 

The  sound-transmission  properties  of  a  screen  depend  upon  sev- 
eral factors,  the  most  important  of  which  are  the  size  and  number 
of  perforations  per  square-inch  and  the  thickness  of  the  screen  ma- 
terial. If  the  holes  are  too  small  or  the  material  is  too  thick,  then 
the  screen  presents  too  high  an  acoustic  impedance  to  permit  good 
sound  transmission. 

Even  though  a  screen  may  be  satisfactory  when  first  installed,  it 
may  adversely  affect  the  sound  transmission  after  a  period  of  use. 
The  perforations  will  gather  dust,  and  eventually  the  hole  diameters 
will  be  restricted,  causing  a  reduction  in  high-frequency  transmission. 
More  frequently  loss  of  transmission  qualities  are  due  to  resurfacing 
the  screen,  in  an  attempt  to  improve  the  light-reflecting  qualities. 
Any  attempt  to  overcome  such  adverse  conditions  of  the  screen  by 
recompensating  the  sound  system  to  accentuate  certain  frequency 
bands  results  in  ragged  response  and  uncomfortable  hearing  conditions 
as  far  as  the  audience  is  concerned. 

Adjustments  of  the  Sound  System. — While  present-day  theater 
sound  apparatus  is  capable  of  reproducing  with  greater  fidelity,  the 
various  components  must  be  more  carefully  installed  and  adjusted 
than  has  heretofore  been  necessary.  Low-level  circuits  should  be 
carefully  shielded  and  grounded  to  prevent  the  introduction  of  ex- 
traneous noises  into  the  system.  Correct  power-transformer  taps 
; should  be  used,  depending  upon  the  line  voltage.  Voltages  and  cur- 
j rents  in  tubes,  exciter  lamps,  and  loud  speaker  fields  should  be 
j checked  to  be  sure  they  conform  to  specifications.  In  addition,  the 
mechanical  apparatus  should  be  carefully  inspected,  oiled,  and  ad- 
justed before  any  film  is  run.  After  these  preliminary  adjustments 
have  been  made,  then  the  amplifier  system  should  be  set  to  conform 
to  the  frequency  response  characteristic  set  up  for  that  particular  sys- 
tem. Experience  with  a  large  number  of  installations  has  shown  that 
the  standard  electrical  characteristic  will  prove  to  be  satisfactory  in 
the  vast  majority  of  theaters. 

To  secure  uniform  frequency  balance,  proper  distribution  of  high- 
frequency  tones,  and  equalized  volume  levels  in  the  various  parts  of 
the  theater,  it  is  necessary  to  pay  special  attention  to  the  installation 
and  adjustment  of  the  stage  loud  speaker  system.  One  of  the  most 


514  SYMPOSIUM  ON  PROJECTION  [j.  s.  M.  p.  E 

satisfactory  speaker  set-ups  is  that  in  which  the  high  frequencies  are 
reproduced  by  a  cellular  type  of  horn  and  the  low  frequencies  by  sown 
type  of  folded  horn,  with  a  suitable  cross-over  network  to  separate 
the  two  frequency  bands  properly.  Since  frequencies  above  300  cy- 
cles become  directional  and  beyond  2000  cycles  have  a  beam  effect 
the  positioning  of  the  high-frequency  horn  is  extremely  critical  in  ar- 
riving at  the  best  setting  for  uniform  sound  distribution.  Also,  the 
high-frequency  horn  must  be  properly  set  with  respect  to  the  low- 
frequency  unit  to  obtain  the  correct  phase  relation  between  the  sounds 
emanating  from  both  sources.  Usually,  this  dimension  is  specified  by 
the  manufacturer,  but  the  actual  relative  positions  are  subject  to 
slight  variation  in  practice  and  must  be  checked  during  the  tune-up 
process. 

At  present,  the  most  satisfactory  means  for  adjusting  the  balance 
and  distribution  in  the  auditorium  is  by  use  of  the  Academy  Research 
Council  Theater  Sound  Test-Reel  and  by  careful  listening  tests  in  all 
parts  of  the  theater.  Since  the  test-reel  contains  selections  of  regular , 
release  prints  from  the  various  major  Hollywood  studios,  once  the! 
equipment  has  been  adjusted  properly,  it  will  reproduce  the  product 
of  all  studios  with  uniformly  good  quality. 

Operation  and  Maintenance  of  the  Sound  System. — The  preceding  dis- 
cussion pointed  out  how  the  condition  of  the  theater  and  the  equip- 
ment affects  the  sound  reproduction.  Of  equal  importance  are  the  op- 
eration and  maintenance  of  the  sound  system.  Since  the  apparatus 
consists  of  delicate  mechanical  parts  and  sensitive  electrical  circuits, 
it  must  be  kept  in  good  condition  at  all  times. 

An  important  point  in  practical  operation  is  the  setting  of  the 
sound  volume  level  for  the  auditorium  to  allow  the  audience  to  hear 
comfortably.  It  must  be  remembered  that  the  frequency  response 
of  the  human  ear  changes  for  different  sound  levels.  When  the  re- 
sponse of  the  sound  system  is  adjusted  for  proper  balance  between 
high  and  low  frequencies  for  a  certain  optimal  level  in  the  audi- 
torium, the  pictures  reproduced  at  this  level  are  natural  and  pleasing. 
However,  if  the  average  level  is  increased  or  decreased,  the  sound 
quality  changes  appreciably  and  the  balance  is  destroyed.  Gener- 
ally, if  the  level  is  set  too  low,  the  sound  loses  "screen  presence," 
giving  the  impression  that  the  actors  are  far  behind  the  screen.  If 
the  level  is  too  high,  certain  features  of  voice  reproduction  are  over- 
accentuated  and  the  sound  becomes  extremely  irritating,  (e.  g.,  exces- 
sively strong  sibilants).  Projectionists  can  determine  the  average 


Nov.,  1941]  SYMPOSIUM  ON  PROJECTION  515 

gain  setting  for  their  theaters  that  will  give  the  most  pleasing  and 
understandable  sound.  Once  this  has  been  determined,  there 
should  be  no  necessity  for  "riding"  the  gain  control  during  the  show- 
ing of  a  picture. 

Because  of  the  many  delicate  adjustments  that  must  be  main- 
tained it  is  extremely  important  that  the  equipment  be  inspected 
periodically.  Quite  often  the  quality  of  the  sound  will  deteriorate 
slowly,  but  not  enough  to  be  noticed  immediately.  Such  a  condition 
can  be  checked  quickly,  provided  the  system  is  regularly  adjusted, 
to  be  sure  that  it  performs  in  accordance  with  the  standards  origi- 
nally set  for  that  particular  type.  Such  inspections  require  the  use 
of  proper  tools  and  test  equipment,  including  electrical  meters 
specially  designed  for  the  purpose,  flutter  indicator,  and  special  test- 
films.  Worn  parts  in  the  sound-heads  should  be  replaced  before 
they  adversely  affect  the  sound  reproduction. 


I 


PROGRESS  IN  THREE-DIMENSIONAL  PICTURES 
J.  A.  NORLING** 


Summary. — Recent  years  have  seen  improvements  in  still  and  movie  stereoscopy 
that  have  given  impetus  to  their  commercial  exploitation.  The  developments  that  have 
resulted  in  their  commercial  acceptance  have  been  in  the  nature  of  refinements  rather 
than  in  radically  new  devices.  Experimental  work  on  many  such  new  devices  has 
received  notice  in  the  public  press  and  in  technical  journals. 

Some  of  the  problems  encountered  in  the  production  of  three- 
dimensional  motion  pictures  and  the  methods  suggested  for  exhibit- 
ing them  have  been  reviewed  in  a  previous  article.1  The  present 
paper  is  in  reality  a  supplement  to  the  earlier  one,  and,  in  addition, 
will  deal  with  some  of  the  problems  of  projected  three-dimensional 
still  pictures. 

The  first  commercial  application  of  Polaroid  to  three-dimensional 
pictures  was  in  1939,  when  a  35-mm  black-and-white  three-dimen- 
sional production  was  used  as  a  featured  attraction  at  the  Chrysler 
Corporation's  exhibit  at  the  New  York  World's  Fair. 

During  the  year  1940,  two  other  35-mm  three-dimensional  films 
were  made  and  exhibited.  One  was  a  new  film  entitled  New  Dimen- 
sions, for  Chrysler's  1940  New  York  World's  Fair  Exhibit  and  was 
produced  in  Technicolor;  the  other  was  a  35-mm  black-and-white 
film  called  Thrills  for  You,  which  was  the  major  attraction  in  the 
Pennsylvania  Railroad's  exhibit  at  the  Golden  Gate  International 
Exposition  in  San  Francisco. 

About  four  million  persons  have  viewed  these  three  films,  so  it  is 
probably  safe  to  say  that  real  three-dimensional  motion  pictures 
have  emerged  from  the  experimental  and  novelty  stage. 

The  success  of  three-dimensional  motion  pictures  both  with  Pola- 
roid as  a  projecting  and  viewing  means  as  well  as  the  earlier  ana- 
glyphs2 using  red-and-green  spectacles,  has  stimulated  great  in- 
terest in  further  exploration  of  the  possibilities  of  projected  stereo- 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y. ;  received  May  1, 

**  Loucks  &  Norling  Studios,  New  York,  N.  Y. 
516 


THREE-DIMENSIONAL  PICTURES  517 


scopic  pictures.  Still  stereograms  as  well  as  cine  stereograms  have 
received  attention,  and  a  few  recent  improvements  have  been  made, 
particularly  in  projectors.  Most  of  the  projection  devices  presented 
have  employed  polarized  light.  The  "eclipse"  system  has  been  ex- 
perimented with  for  motion  pictures,  and  a  still  picture  projector 
utilizing  this  method  was  put  on  the  market  recently.  This  method 
requires  a  shutter  on  the  still  projector,  synchronized  with  shutters 
on  individual  viewing  devices.  Another  method3  uses  prism  view- 
ing spectacles  fitted  with  a  baffle  for  each  eye  to  block  the  unwanted 
images. 

All  these  methods  and  devices  have  interesting  possibilities,  but  at 
present  the  polarized-light  system  is  the  only  one  that  provides 
simplicity  and  economy  together  with  a  satisfactory  quality  in  the  pro- 
jected picture. 

CAMERA  EQUIPMENT 

To  photograph  three-dimensional  pictures  requires  cameras  having 
twin  lenses  or  some  other  provision  for  obtaining  pictures  from  spaced 
viewpoints.  When  two  lenses  are  used,  it  is  recognized  that  they 
must  be  very  closely  matched.  For  practical  reasons  there  must  be 
some  tolerance  in  matching.  Lenses  that  match  each  other  within 
one-half  of  one  per  cent  in  focal  length  will  be  satisfactory.  It  is  ad- 
visable to  keep  the  two  images  to  the  same  size  within  a  tolerance  of 
not  more  than  one-half  per  cent. 

Definition  is  more  important  in  stereoscopic  picture  making  than 
in  ordinary  photography.  Three-dimensional  images  should  be 
crisp,  clear,  and  as  sharp  as  possible  throughout  the  whole  scene  depth. 
Lenses  should  be  highly  corrected  and  capable  of  being  operated  at 
small  apertures.  Surf  ace- treated  lenses  are  particularly  advanta- 
geous since  they  are  capable  of  producing  images  of  superior  quality. 

Matched  lenses  in  sets  of  various  focal  lengths  are  required  to  ex- 
tend the  operating  range  of  the  camera.  However,  it  is  question- 
able whether  extreme  long-focus  lenses  are  ever  going  to  be  widely 
used,  if  at  all.  In  my  judgment,  the  useful  range  of  focal  lengths  is 
from  the  shortest  (widest  angle)  that  can  be  used  up  to  a  focal  length 
of  about  four  times  the  diagonal  of  the  picture. 

The  mounting  of  the  lenses  is  important.  The  ordinary  stereo- 
scopic camera  has  its  lenses  mounted  so  that  the  axes  are  parallel  and 
extend  perpendicularly  from  the  center  of  the  picture  plane.  This 
is  acceptable  and  good  practice  for  most  subjects  but  it  may  be  de- 


518  J.  A.  NORLING  [J.  S.  M.  P.  E. 

sirable  to  change  the  axes  so  that  ttie  image  centers  will  converge  at 
some  point  in  the  scene.  It  is  therefore  advantageous  to  have  the 
lenses  mounted  so  they  can  be  rotated  or  shifted  or  both. 

Most  stereoscopic  cameras  have  the  lenses  mounted  at  a  fixed  in- 
terocular  distance.  In  many  cases  it  is  desirable  to  use  less  than  the 
normal  2V2-inch  spacing,  and  in  some  cases  it  is  desirable  to  extend 
the  spacing  to  many  times  the  normal.  A  versatile  stereo  camera 
will,  therefore,  have  provision  for  changing  the  lens  interocular. 

There  are  on  the  market  many  types  of  stereoscopic  still  cameras. 
They  range  in  size  from  those  using  35-mm  film  up  to  such  cameras 
as  the  "StereoGraphic"  which  makes  the  pair  of  pictures  on  one  5  X 
7-inch  plate.  There  are  also  several  attachments  employing  prisms 
or  mirrors.  These  are  made  to  fit  on  a  single-lens  camera  and  pro- 
duce two  images  on  the  plate  or  film  within  the  space  occupied  by  the 
single  image  when  using  the  lens  without  the  attachment. 

These  cameras  and  attachments  are  adequate  for  making  stereo- 
grams  that  are  to  be  looked  at  through  a  lens  or  prism-type  stereo- 
scopic viewer,  but  are  lacking  in  versatility  for  the  production  of 
stereograms  to  be  projected  on  a  screen. 

To  obtain  results  beyond  the  capacity  of  the  standard  stereo  still 
camera  it  is  necessary,  at  present,  to  have  the  desired  features  built 
into  existing  models. 

In  order  to  obtain  pictures  with  proper  "borders"  the  operator  has 
to  be  able  to  shift  the  lenses  in  relation  to  the  centers  of  the  plates 
(or  to  shift  the  plates  in  relation  to  the  optical  axes).  To  obtain  the 
best  three-dimensional  effect  he  has  to  be  able  to  select  a  narrow  in- 
terocular for  close-up  work  and  a  wide  interocular  for  distant  scenes. 
In  the  ordinary  stereoscopic  camera  with  parallel  lens  axes  the 
"border"  is  at  infinity.  Under  these  conditions  there  is  no  actual 
stereoscopic  "border,"  or  stereoscopic  "window"  at  all.  It  is  gener- 
ally conceded  that  the  most  pleasing  projected  stereogram  results 
when  the  spectator  sees  it  as  if  looking  through  a  window — when  the 
scene  seems  to  exist  behind  the  window  or  screen  frame. 

For  still-life  subjects  a  single  camera  may  be  used,  the  exposures 
being  made  successively.  The  camera  is  mounted  on  a  slide-board 
and  the  interocular  may  be  any  selected  value  from  zero  to  as  great 
as  the  capacity  of  the  slide-board.  For  action  shots  or  exposures  of 
short  duration  the  two  pictures  must  be  made  simultaneously. 

Apparatus  for  action  shots  may  be  made  up  of  two  cameras 
mounted  on  a  common  base  and  so  arranged  that  the  interocular  may 


Nov.,  1941]  THREE-DlMENSIpNAL  PICTURES  519 

be  varied  by  moving  one  or  both  cameras  The  shutters  must  be 
accurately  synchronized  and  the  timing  of  the  shutters  closely 
matched. 

The  requirements  for  making  still  stereograms  apply  also  to  mo- 
tion picture  stereoscopy.  For  instance,  in  scientific  films  it  may  be 
necessary  to  photograph  a  very  small  object,  such  as  an  insect,  quite 
close  to  the  camera.  This  demands  a  very  narrow  interocular.  On 
the  other  hand,  some  scenic  shots  are  vastly  improved  by  spreading 
the  lenses  apart,  thus  obtaining  a  greater  three-dimensional  effect. 

Obviously  it  is  difficult,  if  not  impossible,  to  build  one  camera  with 
such  a  wide  range.  Several  cameras  may  be  required  to  cover  a  wide 
variety  of  subjects. 

Since  photoplay  production  does  not  demand  the  photography  of 
minute  objects,  it  seems  reasonable  to  assume  that  only  a  limited 
interocular  range  will  be  needed.  A  range  of  interocular  from  ll/% 
inches  for  close-ups  up  to  4  inches  for  long  shots  should  be  adequate 
for  the  average  photoplay.  It  is  possible  to  provide  this  range  in 
one  camera. 

The  same  desirable  features  regarding  convergence  of  the  picture 
centers  in  making  stereo  movies,  because  "bordering,"  that  is,  es- 
tablishing the  proper  margins  at  right  and  left,  must  be  done,  and  can 
be  done,  only  in  the  camera. 

The  finder  on  a  stereoscopic  motion  picture  camera  is  an  important 
accessory,  and  its  functions  differ  in  some  important  respects  from 
standard  practice.  It  is  desirable  to  view  the  scene  in  three  dimen- 
sions and  to  see  both  images  so  that  proper  alignment  for  conver- 
gence and  bordering  can  readily  be  effected.  Naturally  the  finder 
images  must  be  right  side  up  and  not  reversed  left  for  right.  A  bin- 
ocular finder  of  the  right  kind  enables  the  cameraman  and  director  to 
determine  by  visual  means  the  lens  interocular  considered  best  for 
any  given  scene.  Of  course,  general  rules  must  be  established  for 
interocular  spacing  depending  upon  distance  of  principal  object  and 
magnification  of  the  lenses  employed,  but  occasionally  it  may  be  de- 
sirable to  increase  the  depth  of  a  scene  to  enhance  its  dramatic  ef- 
fectiveness. 

No  data  are  included  in  the  present  paper  on  interocular  spacing 
versus  distances  and  magnifications  because  there  is  little  agreement 
among  research  men  and  operators  as  to  recommendations.  Every- 
body agrees  that  "excessive"  interocular  spacing  creates  distortion. 
The  controversial  point  is  to  define  the  words  "excessive"  and  "dis- 


520  J.  A.  NORLING  [J.  S.  M.  P.  E. 

tortion"  as  applied  to  the  problem.  Broadly,  the  whole  matter  o 
interocular  spacing  and  magnification  in  the  taking  of  the  scene 
should  be  influenced  by  the  conditions  of  projection  under  which  the 
picture  will  be  shown.  Therefore,  it  is  of  great  value  to  know  before- 
hand what  will  be  the  average  conditions  of  screen  angles,  seating 
arrangement,  etc. 

John  T.  Rule,  of  Massachusetts  Institute  of  Technology,  has  con- 
tributed valuable  data  on  the  geometry  of  stereoscopic  projection 

in  a  recent  paper.4 

PROJECTION 

The  projection  of  the  Polaroid  three-dimensional  35-mm  motion 
pictures  that  have  been  mentioned  has  been  done  through  two  syn- 
chronized projectors.  In  one  case  synchronism  was  obtained  by 
electrical  interlock;  in  the  other,  by  mechanical  means.  Both  sys- 
tems worked  excellently.  Since  projection  of  the  pictures  was  on  a 
"grind"  basis,  with  very  short  periods  between  shows,  and  there  were 
no  breakdowns,  it  is  evident  that  either  method  is  satisfactory. 

Considerable  experimental  work  has  been  done  with  16-mm  pro- 
jection but  no  actual  use  has  been  made  of  16-mm  stereograms  for 
commercial  purposes.  The  indications  are  that  such  equipment  will 
be  available  sometime  this  year. 

Several  types  of  stereoscopic  still  projectors  have  been  introduced, 
and  the  three-dimensional  projected  still  picture  is  coming  into  wide 
use  for  display  and  advertising  purposes. 

At  present  there  are  on  the  market  two  types  of  projectors  using 
Polaroid  and  one  using  the  "eclipse"  system.  One  of  those  using  the 
Polaroid  method  projects  stereograms  consisting  of  pairs  of  standard 
3  X  4-inch  lantern-slides;  the  other  is  equipped  for  both  2  X  2-inch 
slides  and  35-mm  slide-films. 

All  these  projectors  employ  dual  optical  systems.  One  type  uses 
two  lamps,  and  the  projector  for  slide-films  uses  a  special  lamp  con- 
taining two  filaments. 

These  new  projection  facilities  should  be  of  interest  to  the  scientist 
as  well  as  the  advertiser.  The  medical  profession  can  utilize  them 
for  many  purposes.  Gross  specimens,  operations,  and  radiographs 
may  be  enlarged  in  three-dimensional  form  and  may  be  viewed  by 
large  groups.  Engineers  can  obtain  photoelastic  records  obtained 
by  polarized  light  in  three-dimensional  form  to  facilitate  the  study  of 
stresses  and  strains  in  the  various  planes  of  the  plastic  model.  Any 
number  of  other  interesting  possibilities  present  themselves. 


Nov.,  1941]  THREE-DIMENSIONAL  PICTURES  521 

The  projection  of  polarized-light  stereograms  demands  a  screen 
that  will  not  affect  the  angles  of  polarization  of  the  projected  images. 
A  metallic  surface,  preferably  aluminum  unadulterated  by  the  ad- 
mixture of  white  or  gray  pigment,  is  indicated.  Several  screens  now 
on  the  market  meet  these  requirements. 

The  angles  of  polarization  recommended  by  the  Polaroid  Corpora- 
tion and  adopted  as  standard  practice  is  a  45-degree  slant  upward 
to  the  right  for  the  right-eye  picture  and  a  45-degree  slant  upward  to 
the  left  for  the  left-eye  picture.  Arranged  this  way  it  does  not  matter 
whether  the  viewers  are  turned  left  for  right  or  not.  The  earlier 
vertical-horizontal  polarization  axes  required  of  the  user  that  he  face 
the  viewers  in  one  selected  direction.  The  new  arrangement  re- 
quires no  special  instruction  to  the  audience. 

THE  VECTOGRAPH 

No  review  of  progress  in  three-dimensional  photography  would  be 
complete  without  a  mention  of  E.  H.  Land's  remarkable  process  for 
combining  the  two  disparate  images  on  one  film.  The  vectograph, 
as  this  new  type  of  print  has  been  called,  was  reported  at  a  meeting 
of  the  Optical  Society  of  America  held  at  Rochester  last  year,  and 
those  interested  in  its  technical  features  may  refer  to  that  valuable 
paper.6  At  present  the  vectograph  is  available  for  stills,  either  as 
slides  or  mounted  on  aluminum-surfaced  paper.  When  this  new 
method  becomes  available  for  motion  picture  printing  it  will  simplify 
enormously  the  present  projection  difficulties.  Ordinary  projectors, 
without  any  changes  at  all,  will  be  used  for  the  projection  of  vecto- 
graph films. 

OTHER  METHODS  RECENTLY  PROPOSED  FOR  PRODUCTION  OF  THREE- 
DIMENSIONAL  MOVIES 

S.  J.  Ivanov  is  credited  with  having  developed  a  new  method  of 
projecting  stereoscopic  movies.6  From  the  description  of  the  Ivanov 
method  it  appears  that  the  cost  of  the  special  screen  required  must 
be  rather  high.  Projection  is  from  two  projectors,  but  it  is  claimed 
no  viewing  accessories  are  required.  It  is  not  apparent  that  the 
Ivanov  method  differs  essentially  from  other  systems  employing 
grids  in  front  of,  or  behind,  the  screen.  Many  variations  of  the 
principle  have  been  proposed  during  the  last  thirty  years  or  so. 

Another  grid  device,  recently  patented  by  Suzanne  Carre,7  is  an 
interesting  variation  on  the  grid  principle.  The  grid  is  composed 


522  J.  A.  NORLING  [J.  S.  M.  P.  E. 

of  thin  rods  or  wires  spaced  apart  a  distance  equal  to  their  width.  A. 
motor  synchronized  with  the  projector  reciprocates  the  grid  back  and 
forth  across  the  screen.  Rear  projection  is  employed,  the  grid  being 
between  the  audience  and  the  screen.  It  is  claimed  that  in  this 
manner  the  grid  will  select  the  pictures  for  the  left  eye  and  then  for 
the  right  eye  in  such  a  manner  that  each  eye  sees  only  the  picture 
intended  for  it. 

William  Alder,  of  Pasadena,  Calif.,  has  devised  a  method  for  which 
much  is  claimed.  The  Alder  method  requires  an  ^attachment 
that  fits  on  the  lens  of  an  ordinary  movie  camera.  It  consists  of  a 
group  of  mirrors  revolved  at  high  speed.  By  this  means  part  of  both 
sides  as  well  as  the  front  of  an  object  are  recorded  on  the  same  film — 
three  images  altogether.  It  is  claimed  that  projection  of  the  print, 
through  an  ordinary  projector  and  on  any  standard  screen,  results  in 
a  three-dimensional  effect  without  the  necessity  for  using  individual 
viewers. 

The  Alder  method  is  evidently  capable  of  giving  the  screen  image  of 
some  subjects  a  certain  plasticity  absent  in  the  ordinary  two-dimen- 
sional picture. 

Since  Mr.  Alder's  theories  were  expounded  in  a  newspaper  article, 8 
I  think  it  only  fair  to  quote  from  that  article : 

"I  have  found,"  Alder  said,  "that  the  stereopticon  photography 
creates  a  false  illusion  of  too  much  depth.  I  am  trying  to  attain 
'natural  vision.'  I  want  to  show  the  human  being  and  the  landscape 
with  the  same  amount  of  depth  it  shows  to  the  naked  eye." 

This  broad  statement  does  not  explain  that  "too  much  depth"  in 
stereograms  is  the  result  of  faulty  technics  in  the  use  of  the  twin-lens 
camera.  Too  much  depth  results  when  too  wide  an  interocular  is 
employed.  Varying  the  interocular  controls  the  apparent  depth  and 
for  natural  results  it  is  often  necessary  to  reduce  the  interocular  to* 
less  than  the  normal  21/2  inches,  as  pointed  out  previously. 

Quoting  Mr.  Alder  from  the  same  article  again:  "I  have  played 
around  with  double  lenses  on  a  camera  and  with  double  rows  of  film, 
attempting  to  equal  the  parlor  type  of  stereopticon  still  photographs. 
But  while  from  one  section  of  the  theater  there  is  the  illusion  of 
depth  and  three  dimensions,  nevertheless  any  move  from  this  limited 
area  means  that  the  illusion  vanishes  and  you  have  two  pictures,  in 
two  dimensions,  running  side  by  side  on  the  screen." 

Actually,  when  the  proper  conditions  exist  in  the  theater  and  the 
spectators  are  furnished  with  proper  means  for  viewing  the  three- 


Nov.,  1941]  THREE-DIMENSIONAL  PICTURES  523 

dimensional  picture  it  will  remain  a  three-dimensional  picture  from 
levery  point  in  the  house,  with  the  qualification  that  a  view  from  a 
great  angle  will  introduce  marked  distortion.  But  serious  distortion 
is  present  in  any  two-dimensional  picture  viewed  from  the  same  un- 
favorable angle. 

TRICKS  OF  THE  NEW  ART 

Three-dimensional  photography  offers  rare  opportunities  for  special 
stunts  and  startling  effects.  The  possibilities  are  almost  limitless. 

First,  we  can  change  the  depth  of  the  scene — lengthen  it  exces- 
sively or  compress  it  if  we  so  desire. 

Second,  it  is  possible  to  change  the  apparent  size  and  shapes  of  ob- 
jects and  in  that  manner  create  startling  and  often  amusing  effects. 

Third,  it  is  possible  to  combine  elements  of  one  scene  into  another 
to  achieve  striking  effects. 

CONCLUSION 

John  T.  Rule  stated,  in  the  paper  referred  to  above,4  "The  present 
stereoscopic  movie,  when  intelligently  taken  and  projected,  is  a  very 
good  product,  acceptable  to  even  a  critical  observer." 

That  is  the  state  of  the  art  today.  What  it  will  be  in  the  future, 
with  all  the  refinements  that  will  be  developed  as  the  stereoscopic 
movie  becomes  more  widely  used,  can  best  be  left  to  the  imagination. 

.GLOSSARY  OF  TERMS 

Anaglyphs.  Stereograms  in  which  one  image  of  a  stereoscopic  pair  is  printed 
in  one  color  and  the  other  in  another  color. 

Angular  Distortion.  The  apparent  distortion  resulting  from  viewing  a  three- 
dimensional  picture  from  an  unfavorable  angle. 

Bordering.  The  manipulation  resulting  in  creating  the  "stereoscopic  window," 
through  which  a  three-dimensional  picture  seems  to  be  seen. 

Convergence  Point.     The  point  on  the  scene  at  which  the  optical  axes  cross. 

Depth  Distortion.  The  apparent  distortion  in  the  depth  of  a  three-dimensional 
picture. 

Eclipse  Stereoscopy.  Methods  of  producing  projected  stereograms  by  inter- 
mittent projection.  One  image  of  the  pair  is  projected  while  the  other  image  is 
eclipsed;  then  the  other  image  is  projected  while  the  first  is  eclipsed. 

In- Front- of -the- Window.  Term  applied  when  objects  apparently  exist  between 
the  stereoscopic  window  and  the  spectator. 

Interocular.  The  distance  between  the  optical  centers  of  twin  lenses  or  attach- 
ments for  single  lenses. 

Marginal  Cut-Off.  The  effect  at  the  side  margins  of  the  stereogram  when  ob- 
jects in  front  of  the  "stereoscopic  window"  are  cut  off  bv  the  "window." 


524  J.  A.  NORLING 

Polaroid.  The  material  most  commonly,  used  in  making  projection  and  viewing 
filters  for  polarized-light  stereograms. 

Polarization  Angle.  The  angle  from  the  horizontal  at  which  the  axes  of  the 
polarizing  filters  are  set. 

Stereoscopic  Window.  The  border  or  frame  around  the  stereogram  and  behind 
which  the  three-dimensional  scene  appears  to  be. 

Through-the-  Window  View.  Applied  to  the  stereogram  when  it  appears  as  if 
seen  through  a  window. 

REFERENCES 

1  NORLING,  J.  A.:     "Three-Dimensional  Motion  Pictures,"  /.  Soc.  Mot.  Pict. 
Eng.,  XXXHI  (Dec.,  1939),  No.  12,  p.  612. 

2  LEVENTHAL-NORLING  Audioscopiks,  motion    pictures    released    by  Metro- 
Goldwyn-Mayer  since  1936. 

3  WITHEROW,   G.:     "An  Experiment  in  Three- Dimensional  Movies,"  Home 
Movies  (April,  1941),  p.  170. 

4  RULE,  J.  T. :     "The  Geometry  of  Stereoscopic  Projection,"  J.  Opt.  Soc.  Amer., 
31  (April,  1941),  p.  325. 

6  LAND,  E.  H. :  " Vectographs :  Images  in  Terms  of  Vectorial  Inequality  and 
Their  Application  in  Three-Dimensional  Representation,"  /.  Opt.  Soc.  Amer.,  30 
(June,  1940),  p.  230. 

6  Moscow  Pravda  (March  7,  1940),  and  New  York  Times  (Jan.  25,  1941). 

7  U.  S.  Pat.  No.  2,240,131,  assigned  to  La  Chronostereoscopic,  Paris,  France. 

8  Gregg  Toland,  New  York  Times  (Apr.  20,  1941). 


SOLVING  ACOUSTIC   AND   NOISE  PROBLEMS 

ENCOUNTERED  IN  RECORDING  FOR 

MOTION  PICTURES* 


WILLIAM  L.  THAYER** 

Summary. — More  and  more  attention  is  being  given  to  the  naturalness  and 
clarity  of  reproduction  of  sound  in  motion  picture  theaters.  To  accomplish  these 
it  is  necessary  to  improve  not  only  the  equipment  in  both  the  theater  and  the  studio, 
but  also  the  acoustics,  and  to  reduce  noise  in  both  the  theater  and  in  the  sets  where 
the  sound  is  recorded. 

It  is  the  purpose  of  this  paper  to  describe  the  acoustic  and  noise  problems  encoun- 
tered in  recording,  and  to  describe  ways  in  which  these  problems  have  been  met.  This 
includes  a  discussion  of  the  ways  of  minimizing  reverberation  in  outdoor  scenes  on  a 
sound-stage;  of  reducing  sound  resonance  between  ceiling  and  floor,  and  between 
parallel  walls  of  sets;  of  reducing  reflection  from  concave  surfaces,  nearby  hard  walls, 
windows,  table  and  desk  tops;  of  reducing  resonance  in  small  rooms  such  as  telephone 
booths,  boat  and  train  interiors.  Also  included  is  a  discussion  of  the  progress 
recently  made  in  reducing  equipment  noises  such  as  those  from  cameras,  background 
projection  machines,  arc  lamps,  wind  machines,  treadmills,  etc.,  and  ways  of  re- 
ducing noises  caused  by  actors  and  horses  on  hardwood  floors,  gravel  walks,  and  on 
raised  structures,  such  as  artificial  hills  built  of  wood;  and  of  noise  created  by  artificial 
rain.  The  control  of  outside  noises  such  as  those  of  traffic,  aeroplanes,  and  wind 
is  discussed. 

When  looking  at  a  motion  picture  one  is  interested  mainly  in  the 
story  and  thinks  of  the  sound  only  when  it  is  hard  to  understand  or  is 
unnatural  in  quality;  and  then  he  becomes  only  slightly  irritated 
If  this  irritation  keeps  up  throughout  the  picture  he  will  not  enjoy  the 
picture  nearly  as  much  as  if  the  sound  were  so  good  that  he  would  not 
think  about  it.  Surely  no  one  in  a  motion  picture  audience  is  ever 
consistently  aware  of  the  varying  acoustic  and  noise  problems  that 
confront  the  sound-recording  engineers  as  the  actors  move  about  the 
"set"  and  from  one  type  of  "set"  to  another.  Neither  are  they  aware 
of  the  fact  that  when  the  picture  was  made  a  microphone  was  con- 
tinually moved  about  just  above  the  frame  line  of  the  camera  and  in 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y.;  received  April 
14,  1941. 

**  Paramount  Pictures,  Inc.,  Hollywood,  Calif. 

525 


526 


W.  L.  THAYER 


[J.  S.  M.  P.  E. 


front  of  each  actor  as  he  spoke,  in  order  to  record  as  much  direct 
sound  as  possible  and  consequently  to  minimize  the  acoustic  and 
noise  problems  that  might  become  irritating  to  the  listener. 

Because  of  the  necessity  of  maintaining  beauty  or  realism  in  the 
picture  it  often  becomes  impossible  to  build  sets  having  good  acoustics; 
but  through  experience  the  sound  engineers,  working  with  the  set 
designers,  have  found  numerous  ways  of  avoiding  poor  acoustic  condi- 
tions without  destroying  the  beauty  or  naturalness  of  the  set.  It  is 
the  purpose  of  this  paper  to  describe  ways  in  which  acoustic  and 


FIG.  1.     Typical  exterior  set  on  motion  picture  sound-stage. 


noise  problems  have  been  met,  perhaps  not  perfectly  in  every  case, 
but  adequately. 

ACOUSTIC  PROBLEMS 

There  is  an  endless  number  of  types  of  sets  encountered  in  making 
motion  pictures.  They  may  be  classed  into  exterior  and  interior  sets. 
The  exterior  sets  are  either  natural  outdoor  settings  or  exterior  sets 
within  a  building  or  stage.  The  interior  sets  range  from  large  rooms  or 
groups  of  large  rooms  to  very  small  rooms,  such  as  the  interiors  of 
trains,  aeroplanes,  automobiles,  boats,  or  even  telephone  booths. 


Nov.,  1941] 


ACOUSTIC  AND  NOISE  PROBLEMS 


527 


The  general  problem  in  exteriors  on  stages  is  to  keep  the  reverbera- 
tion sufficiently  low  to  give  the  audience  the  impression  that  the  re- 
cording has  actually  been  made  outdoors  in  accordance  with  the  illu- 
sion established  in  the  picture.  Fig.  1  is  a  typical  exterior  set  on  a 
motion  picture  sound-stage.  Ori  sets  of  this  type,  even  though  the 
stage  is  relatively  dead  acoustically,  the  painted  sky  backing,  which 
usually  covers  about  three-fourths  of  the  stage  wall  area,  is  rather 
hard  and  normally  reflects  enough  sound  to  spoil  the  illusion  of  an 
exterior  scene.  In  recording  scenes  on  such  a  set  it  is  difficult  to  avoid 


FIG.  2.     A  set  requiring  reduction  of  reflections. 

reverberation  in  the  "long  shots"  where  the  camera  shows  the  entire 
set;  but  in  "medium  shots"  and  "close  ups"  reflections  and  rever- 
beration can  be  reduced  by  acoustic  treatment  on  the  portions  not 
shown  in  the  picture.  This  is  usually  accomplished  by  hanging  large 
drapes  or  "sound  blankets"  (20  X  30  ft),  to  partition  off  the  portion 
of  the  stage  not  in  use,  or  in  hanging  the  "blankets"  a  short  distance 
in  front  of  all  "sky  backing"  not  in  the  picture.  Also,  improvement  is 
sometimes  obtained  by  hanging  "blankets"  overhead  horizontally 
just  above  the  elevation  of  the  lights.  Considerable  improvement  can 
be  obtained  by  using  a  directional  microphone  such  as  the  cardioid  or 
ribbon  microphone.  Jungle  and  forest  scenes  are  less  difficult  than 


528 


W.  L..THAYER 


[J.  S.  M.  P.  E. 


the  set  shown  in  Fig.  1  because  the  shrubbery  and  trees  help  to  ab- 
sorb the  sound,  while  ocean  or  lake  scenes  are  more  difficult  because 
of  sound  reflections  from  the  water's  surface. 

In  interior  scenes  one  expects  to  hear  reverberation,  and  therefore 
the  presence  of  recorded  reverberation  is  not  disturbing  to  an  audience 
so  long  as  the  reverberation  is  not  greater  than  what  would  be  ex- 
pected from  the  interior  pictured  on  the  screen.  However,  excessive 
reveiberation,  sound-wave  resonance,  or  reflection  from  nearby  hard 
surfaces  can  distort  the  amplitude  or  phase  of  sound  picked  up  by  a 


FIG.  3.     Set  with  ceiling  of  acoustical  board  simulating  concrete. 

microphone  to  such  an  extent  that  dialog  may  become  very  difficult 
to  understand. 

Fig.  2  shows  a  round  set  in  which  no  resonance  or  long-period 
reverberation  occurred,  but  because  of  the  hard  materials  and  the 
concave  surfaces  severe  reflections  occurred  near  the  center  of  the 
room.  Luckily  the  set  designer  placed  a  round  table  in  the  center  of 
the  room  and  a  baffle  between  the  piano  and  the  glass  tile.  Further 
reduction  of  the  reflections  was  achieved  by  hanging  heavy  drapes 
over  the  entire  portions  of  the  walls  not  included  in  the  camera  angles. 

Parallel  hard  walls  often  set  up  undesirable  resonance  that  is  just 
as  objectionable  as  the  direct  concentrated  reflections  from  concave 


[ov.,  1941]  ACOUSTIC  AND  NOISE  PROBLEMS  529 

surfaces.  Good  quality  in  small  rooms  such  as  telephone  booths,  boat 
cabins,  train  interiors,  etc.,  can  be  obtained  by  the  removal  or  draping 
of  one  of  the  two  opposite  walls.  Sometimes  sufficiently  good  quality 
can  be  achieved  by  building  the  room  so  that  one  wall  is  broken  by  an 
open  door  or  window  or  with  sufficient  other  irregularities  to  avoid 
resonance.  Often  the  glass  in  windows  may  be  completely  removed 
without  being  detrimental  to  the  picture. 

Where  it  is  necessary  to  have  ceilings  in  the  sets,  considerable  care 
in  design  is  necessary  in  order  to  avoid  resonance  between  the  ceiling 


FIG.  4.     Set  using  removable  sections  of  acoustic  board  for  ceiling. 

and  the  floor.  Figs.  3  and  4  show  ceilings  that  simulate  concrete,  but 
were  constructed  of  removable  sections  of  soft  acoustic  board  that  had 
been  "aged"  with  a  light  water-color  spray  coat.  Resonance  and  re- 
flections were  avoided  in  the  air-raid  shelter  by  removing  all  ceiling 
sections  not  included  in  the  camera  angle,  which  in  most  cases  in- 
cluded the  section  immediately  over  the  actors'  heads.  The  acoustic 
conditions  in  the  cafe  shown  in  Fig.  3  were  sufficiently  good  to  make  it 
unnecessary  to  remove  ceiling  pieces  other  than  those  over  the  table 
of  the  principal  actors. 

An  acoustically  good  ceiling  that  simulates  a  plaster  ceiling  can  be 
made  by  using  a  roll  of  muslin.    Fig.  5  shows  (at  top  of  picture)  a 


530  W.  L.  THAYER  [j.  s.  M.  p.  E. 

muslin  ceiling  which  can  be  rolled  back  to  facilitate  lighting  and 
placement  of  the  microphone.  When  necessary  a  fair  grade  of  re- 
cording can  be  made  through  this  ceiling,  but  such  practice  is  not 
recommended  unless  a  much  more  porous  cloth  than  muslin  is  used. 
When  hard  ceilings  are  necessary,  such  as  when  the  ceiling  is  the 
under  side  of  the  upper  deck  of  a  steamer,  acoustic  improvement  and 
satisfactory  appearance  have  been  obtained  by  applying  a  layer  of 
sound-absorbing  material  covered  with  tightly  stretched  muslin. 

NOISE  PROBLEMS 

Noises  incident  to  the  making  of  motion  pictures  may  be  classed 
into  equipment  noises,  noises  created  by  actors  and  equipment  in 
scenes  being  photographed,  and  outside  noises  such  as  those  from 
aeroplanes,  automobiles,  industrial  machines,  wind,  rain,  people, 
animals,  and  insects. 

Equipment  noises  consist  of  noises  made  by  cameras,  background 
projection  machines,  arc  lamps,  treadmills,  vehicles  for  moving  shots, 
and  effects-making  equipment  such  as  wave  machines,  wind  machines, 
lightning-making  devices,  artificial  rain  systems,  artificial  cloud,  fog, 
and  snow-dispensing  devices,  and  devices  for  jiggling,  rocking,  or 
turning  boats,  aeroplanes,  or  vehicles. 

Most  of  the  camera  and  background  projection  machines  now  in  use 
require  noise-absorbing  enclosures.  However,  both  cameras  and 
background  projection  machines  have  been  developed  that  are 
sufficiently  quiet  to  be  used  without  a  "blimp"  or  "booth." 

Arc  lamps  have  been  quieted  considerably,  but  they  are  still  noisy 
enough  to  cause  trouble  when  used  in  large  numbers.  It  has  been 
found  that  arc  "sing"  or  "whistle"  can  be  almost  entirely  eliminated 
by  a  line  filter  consisting  of  a  series  choke-coil  (L  =  0.15  jj.h)  with 
shunt  electrolytic  condensers  of  2500  /z/  across  the  generator  side  of 
the  choke  and  5000  /*/  across  the  line  side.  Arc  motor  noise  has  been 
diminished  by  using  a  rubber  motor  mounting.  Arc  "boiling"  noise 
has  been  reduced  by  lining  all  lamp  houses  with  woven  asbestos  and 
by  using  an  improved  type  of  carbon.  Tests  are  under  way  to  reduce 
further  the  "boiling"  noise  by  baffling  the  lamp  vents. 

Treadmills  are  now  available  that  are  sufficiently  quiet  for  normal 
dialog  recording.  They  are  constructed  with  an  endless  rubber-on- 
fabric  belt,  about  6  ft  wide  and  18  ft  in  total  length,  running  on  large 
rollers  driven  by  a  variable-speed  motor  and  variable-ratio  belt  trans- 
mission system,  both  of  which  are  enclosed  in  a  "sound-proofed  box." 


Nov.,  1941]  ACOUSTIC  AND  NOISE  PROBLEMS  531 

In  making  moving  shots  on  stages  it  is  often  necessary  to  use 
'camera  booms."  Recently  the  largest-size  booms  have  been 
equipped  with  a  motor-drive  system  made  "silent"  by  enclosing  it  in 
a  heavy  steel  case  lined  with  several  layers  of  soft  sound-absorbing 
material. 

Effects-making  equipment  is  often  extremely  noisy  and  its  use 
makes  it  impossible  to  record  satisfactory  sound.  Among  these  is 
the  high-velocity  wind  machine  consisting  of  an  aeroplane  engine  and 
propeller,  and  the  lightning-making  device  which  consists  of  a  hand- 


FIG.  5.     Set  using  muslin  ceiling  that  can  be  rolled  back. 

ful  of  arc  carbons  mounted  on  each  of  the  two  points  of  a  pair  of 
wooden  scissors.  The  noise  occurs  when  an  arc  is  drawn  between 
the  two  groups  of  carbons.  Relatively  quiet  flares  are  sometimes 
used  but  the  effect  is  not  as  good  as  that  from  the  arc. 

Effects-making  machines  that  cause  some  disturbance  but  which 
when  run  at  moderate  speed  are  tolerable,  are  wind  "blowers," 
"silent  fans,"  wave  machines,  and  hydraulic  or  motor-driven  rock- 
ing and  jiggling  devices.  The  "blower"  or  "wind  tunnel"  consists  of 
a  large  ventilation-type  centrifugal  blower  which  is  usually  placed 
outside  the  stage  or  at  some  distance  from  the  set,  and  wind  is  de- 
livered to  the  set  through  a  canvas  pipe  about  three  to  four  feet  in 


532  W.  L.  THAYER  [j.  s.  M.  P.  E. 

diameter.  The  most  satisfactory  fan  in  use  is  the  48-inch  diameter 
fan  having  from  three  to  eight  wide  overlapping  blades.  Fans  24 
inches  in  diameter  are  useful  where  a  fan  must  be  small  enough  to  be 
hidden  behind  shrubbery,  but  fans  smaller  than  that  usually  make 
too  much  noise  because  of  having  to  be  run  fast  to  deliver  sufficient 
breeze. 

Artificial  rain  systems  are  normally  very  quiet  except  for  the  fall- 
ing of  the  rain  against  the  set  and  on  the  stage  floor,  or  on  hats  or 
umbrellas.  Rain  effects  seen  through  the  window  of  a  room  can  be 
kept  quiet  by  putting  a  6-inch  layer  of  excelsior  or  rubberized  hair  on 
the  floor  where  the  rain  falls.  Where  heavy  rain  must  strike  window 
panes  the  noise  can  be  reduced  considerably  by  placing  a  large  piece  of 
glass  on  the  outside  of  each  window  against  the  back  of  the  set,  leav- 
ing a  dead  air-space  of  about  2  inches  between  the  window  and  the 
exterior  glass.  A  layer  of  felt  is  often  tacked  to  the  outside  of  the  set 
to  reduce  the  noise  further  when  low-level  dialog  is  to  be  recorded. 
Thin  metal  roofs  are  usually  avoided,  but  when  they  are  necessary  for 
the  correct  pictorial  effect  they  can  be  quieted  some  by  coating  with 
tar.  Umbrellas  usually  cause  considerable  noise  because  they  are  so 
close  to  the  microphone.  The  new  type  transparent  umbrellas  cause 
more  noise  than  cloth  umbrellas  and  for  that  reason  are  usually 
avoided  where  dialog  is  to  be  recorded. 

Noises  created  by  actors  usually  consist  of  footsteps  on  bare  floors, 
sidewalks,  and  gravel  walks.  Good  substantial  construction  is  neces- 
sary on  floors,  stairways,  and  raised  platforms  in  order  to  avoid 
squeaks  and  drumminess.  Dance  floors  must  have  a  smooth  lacquer 
finish  in  order  to  keep  foot-shuffle  noise  sufficiently  low  for  recording 
dialog.  In  close-up  shots  where  the  feet  do  not  show,  the  dancers 
wear  window-dressing  socks  over  their  shoes  to  reduce  the  noise. 
Sidewalks  of  cement  sound  natural,  but  when  a  sidewalk  is  built  of 
wood  the  surface  is  usually  covered  with  a  soft  acoustic  board  to 
avoid  an  unnatural  sound.  Noise  of  footsteps  on  gravel  walks  on 
stage  floors  is  lessened  by  spreading  a  thin  layer  of  gravel  on  about  one 
inch  of  moist  dirt.  Gravel  walks  are  sometimes  constructed  of  chipped 
cork,  but  this  has  the  disadvantage  of  being  dusty,  and  consequently 
of  being  detrimental  to  photography.  When  artificial  hills  are 
built,  similar  to  that  shown  in  Fig.  1,  very  sturdy  construction  and  a 
layer  of  dirt  is  necessary  hi  order  to  prevent  drumminess.  When 
horses  are  to  be  ridden  on  the  hills  it  is  usually  necessary  to  cover  the 
woodwork  with  four  to  six  inches  of  moist  dirt. 


Nov.,  1941]  ACOUSTIC  AND  NOISE  PROBLEMS  533 

Outside  noises  are  usually  of  little  concern  on  a  sound-stage  inas- 
much as  the  stages  usually  have  from  40  to  60  db  of  attenuation  in 
the  walls  and  from  10  to  30  db  in  the  roof.  Occasionally  aeroplanes 
and  large  trucks  close  to  the  stages  cause  some  interference.  When 
shooting  outside  on  the  studio  lot  usually  6  to  12  "flagmen"  are  em- 
ployed to  keep  down  local  noises.  Some  of  the  studios  use  an  orange- 
colored  captive  balloon  about  400  feet  in  the  air  as  a  signal  to  aero- 
plane pilots  to  keep  away.  A  local  ordinance  specifies  that  pilots 
seeing  the  balloon  should  avoid  flying  near  it. 

When  choosing  shooting  locations  a  "noise  check"  is  made  in  ad- 
vance to  make  sure  that  there  are  no  noises  that  can  not  be  controlled. 
Locations  on  boulevards  are  avoided  unless  heavy  traffic  noise  can  be 
tolerated.  In  residential  areas  city  traffic  officers  stop  or  re-route 
traffic  during  "takes."  No  attempt  is  made  to  control  aeroplanes  on 
locations;  consequently  areas  where  planes  frequently  fly  overhead 
must  be  avoided.  The  noise  of  ocean  waves  is  generally  too  high  for 
satisfactory  dialog  recording,  and  it  is  nearly  always  desirable  to 
shoot  beach  scenes  on  the  stage,  using  background  projection.  The 
noise  of  the  wind  in  the  trees,  the  croaking  of  frogs,  and  the  chirping 
of  crickets,  and  other  similar  noises  of  nature  are  detrimental  to  good 
recording,  mainly  because  the  amount  of  noise  varies  from  "take"  to 
"take,"  and  when  the  takes  are  cut  together  the  sudden  jumps  in  the 
volume  of  the  noise  become  very  distracting.  Some  success  in  con- 
trolling the  noises  of  locusts,  crickets,  and  frogs  has  been  obtained  by 
hiring  boys  to  disturb  them  just  prior  to  the  start  of  each  take. 


Each  problem  that  arises  is  somewhat  different  and  each  has  to  be 
handled  individually,  but  the  problems  discussed  in  this  paper  are 
typical  and  of  the  type  that  the  set  designers  and  the  construction 
and  operating  crews  have  become  familiar  with  to  the  extent  that  in 
nearly  every  case  steps  are  taken  to  eliminate  possible  acoustic  or 
noise  troubles  before  commencing  to  "shoot"  in  the  set. 

The  recent  reduction  in  film  background  noise  through  the  use  of 
fine  grain  films  exposes  recorded  set  noises  and  set  reverberation  to  an 
even  greater  extent  than  in  the  past,  and  efforts  will  be  continued  to 
reduce  them  further.  In  order  to  gain  full  advantage  of  improve- 
ments in  the  theater,  the  studios,  through  the  Research  Council  of 
the  Academy  of  Motion  Picture  Arts  and  Sciences,  are  making  an 
effort  to  familiarize  theater  architects  with  the  common  acoustic  and 


534  W.  L.  THAYER 

noise  troubles  that  are  evident  in  existing  theaters,  and  to  point  out 
ways  in  which  these  problems  may  be  solved  in  existing  theaters  and 
avoided  in  designing  new  theaters. 

BIBLIOGRAPHY 

"Recommendations  for  Reducing  Acoustic  Difficulties  on  Motion  Picture 
Sets,"  Acad.  Mot.  Pict.  Arts  &  Sciences  Tech.  Bull.  (May  19,  1941). 

"Theater  Acoustic  Recommendations,"  J.  Soc.  Mot.  Pict.  Eng.,  XXXVI 
(Mar.,  1941),  p.  267  (reprinted  from  Acad.  Mot.  Pict.  Arts  &  Sciences  Tech.  Bull.). 

"Report  on  Arc  Lamp  Noise  Tests,"  /.  Soc.  Mot.  Pict.  Eng.,  XXXVI  (May, 
1941),  p.  559  (reprinted  from  Acad.  Mot.  Pict.  &  Sciences  Tech.  Bull.). 

HILLIARD,  J.  K. :  "Theater  Standardization  Activities  of  the  Research  Council 
of  the  Academy  of  Motion  Picture  Arts  &  Sciences,"  J.  Soc.  Mot.  Pict.  Eng., 
XXXV  (Oct.,  1940),  p.  388. 


REPORT  OF  THE  STANDARDS  COMMITTEE 


Summary. — Letter  ballots  taken  by  the  SMPE  Standards  Committee  recently 
gave  approval  to  two  projects,  viz.,  (1}  the  designation  of  the  direction  of  winding  16-mm 
film  perforated  along  one  edge,  and  (2}  the  method  of  edge-numbering  16-mm  motion 
picture  film.  These  projects  have  been  approved  by  the  Board  of  Governors  and  are 
published  here  in  accordance  with  the  Standardization  Procedure  adopted  recently  by 
the  Board. 


On  two  following  pages  are  shown  two  SMPE  Recommended 
Practices  recently  approved  by  letter-ballot  of  the  SMPE  Standards 
Committee,  as  follows: 

(1)  Designation  of  Direction  of  Winding  16 -Mm  Film  Perforated 
along  One  Edge. — For  a  long  time  there  has  been  some  divergence  of 
practice  among  the  various  companies  of  the  industry  in  designating 
the  direction  of  winding  of  16-mm  film,  and  it  is  the  intent  of  this 
SMPE  Recommended   Practice  to  establish  a  uniform  method  of 
making  such  designations.    The  specification  given  on  the  following 
page  has  been  adopted  by  the  large  film  manufacturing  companies  in 
addition  to  approval  by  letter  ballot  of  the  SMPE  Standards  Com- 
mittee, and  subsequent  ratification  by  the  SMPE  Board  of  Gov- 
ernors. 

(2)  Edge-Numbering  Interval  for  16-Mm  Motion  Picture  Film. — 
Quite  a  number  of  proposals  for  edge-numbering  16-mm  film  have 
come  from  various  parts  of  the  industry.    One  of  the  proposals  was  to 
place  numbers  on  the  film  at  16-frame  intervals  corresponding  to  one- 
foot  intervals  on  35-mm  film;  at  one-foot  intervals;  and  at  intervals 
corresponding  to  seconds  of  screen  time.    After  considerable  study 
and  discussion  with  various  companies  of  the  industry,  the  Com- 
mittee arrived  at  the  specification  shown  on  the  following  page.    It 
has  been  ratified  by  the  SMPE  Board  of  Governors. 

These  specifications  are  published  in  accordance  with  the  Stand- 
ardization Procedure  for  the  Standards  Committee  adopted  by  the 
Board  of  Governors.  If  after  thirty  days  from  the  date  of  publication 
of  this  issue  of  the  JOURNAL,  no  adverse  comments  are  received  by  the 
Chairman  of  the  Standards  Committee  from  the  membership  of  the 
Society  with  regard  to  these  two  items,  the  specifications  described 

535 


536 


STANDARDS  COMMITTEE  REPORT 


LT.  S.  M.  P.  E. 


herein  will  be  referred  to  the  Board  of  Governors  of  the  Society  for 
action  upon  them  as  proposals  for  either  American  Standards  or 
American  Recommended  Practices.  Comments  on  these  proposals 
are  invited  from  readers  of  the  JOURNAL. 


P.  H.  ARNOLD 
H.  BAMFORD 
M.  C.  BATSEL 
F.  T.  BOWDITCH 
M.  R.  BOYER 
F.  E.  CARLSON 
T.  H.  CARPENTER 
E.  K.  CARVER 

H.  B.  CUTHBERTSON 

L.  W.  DAVEE 

J.  A.  DUBRAY 


D.  B.  JOY,  Chairman 
A.  F.  EDOUART 
J.  L.  FORREST 
G.  FRIEDL,  JR. 
A.  N.  GOLDSMITH 
H.  GRIFFIN 
A.  C.  HARDY 
P.  J.  LARSEN 
C.  L.  LOOTENS 
J.  A.  MAURER 
G.  S.  MITCHELL 
K.  F.  MORGAN 


R.  MORRIS 

Wm.  H.  OFFENHAUSER 

G.  F.  RACKETT 

W.  B.  RAYTON^ 

E.  C.  RICHARDSON 

H.  RUBIN 

O.  SANDVIK 

R.  E.  SHELBY 

J.  L.  SPENCE 

E.  W.  TEMPLIN 

H.  E.  WHITE 


Nov.,  1941] 


STANDARDS  COMMITTEE  REPORT 


537 


SMPE  RECOMMENDED  PRACTICE 
For  16-mm  Motion  Picture  Film 

SMPE 
July,  1941 

DESIGNATION  OF  DIRECTION  OF  WINDING 
OF  FILM  PERFORATED  ALONG  ONE  EDGE 

When  a  roll  of  16-mm  film,  perforated  along  one  edge,  is  held  so 
that  the  outside  end  of  the  film  leaves  the  roll  at  the  top  and  toward 
the  right,  winding  A  shall  have  the  perforations  on  the  edge  of  the  film 
toward  the  observer;  and  winding  B  shall  have  the  perforations  on 
the  edge  away  from  the  observer.  In  both  cases  the  emulsion  surface 
shall  face  inward  on  the  roll. 

The  following  sketch  illustrates  these  definitions: 


Winding  A 
Emulsion  side  in 


Winding  B 

Emulsion  side  in 


The  above-given  sketch  shows  reels  having  round  holes  on  both  sides.  When 
the  film  is  wound  on  a  reel  having  a  square  hole  on  one  side  and  a  round  hole  on 
the  other,  the  square  holes  in  the  illustrations  shall  be  understood  to  be  on  the  side 
away  from  the  observer. 


538 


STANDARDS  COMMITTEE  REPORT 


SMPE  RECOMMENDED  PRACTICE 
For  16-mm  Motion  Picture  Film 

SMPE 
July,  1941 

EDGE-NUMBERING   INTERVAL 

If  16-mm  film  is  edge-numbered,  the  interval  between  consecutive 
footage  numbers  shall  be  40  frames. 


NEW  MOTION  PICTURE  APPARATUS 


During  the  Conventions  of  the  Society,  symposiums  on  new  motion  picture  appara- 
tus are  held  in  which  various  manufacturers  of  equipment  describe  and  demonstrate 
their  new  products  and  developments.  Some  of  this  equipment  is  described  in  the 
following  pages;  the  remainder  will  be  published  in  subsequent  issues  of  the  Journal. 


A  NEW  13.6-MM  HIGH-INTENSITY  PROJECTOR  CARBON* 
M.  T .  JONES,  W.  W.  LOZIER,  AND  D.  B.  JOY** 


The  condenser- type  high-intensity  carbon  arc  lamp,  using  13.6-mm  high-in- 
tensity carbons  at  125  amperes,  has  been  used  for  a  number  of  years  by  many  of 
the  largest  theaters  in  this  country  as  the  light-source  for  projection.1  On  ac- 
count of  the  large  screens  in  such  theaters,  a  13.6-mm  super-high-intensity  carbon 
for  180-ampere  operation  was  developed  about  five  years  ago,2  providing  at  least 
30  per  cent  more  light  than  was  obtainable  from  the  regular  125-ampere  carbon. 
This  "super"  carbon  has  found  usage  in  some  of  the  largest  theaters,  and  also  for 
background  projection  in  process  motion  picture  photography.3  However,  the 
necessary  revisions  in  lamp  and  power-supply  characteristics  have  prevented  its 
use  in  many  applications  where  increased  light  is  desirable. 

Research  and  development  work  in  the  laboratories  of  National  Carbon  Com- 
pany, Inc.,  has  recently  produced  a  new  13.6-mm  high-intensity  projector  carbon 
to  fill  this  need.  The  new  carbon,  in  most  cases,  can  be  directly  substituted  in 
the  present  condenser-type  lamps  and  operated  with  present  auxiliary  equipment, 
although  in  a  few  instances  minor  changes  may  be  necessary  if  the  higher  current 
is  used.  This  new  carbon  gives  a  substantial  increase  in  light  over  the  regular  125- 
ampere  carbon  with  considerably  lower  current  than  necessary  for  the  13.6-mm 
super-high-intensity  carbon.  It  also  has  other  advantages  of  lower  consumption 
rate,  greater  latitude  of  carbon  position,  and  improved  resistance  to  the  shocks  en- 
countered when  striking  the  arc.  The  spectral  composition  and  color  of  the 
light  on  the  screen  is  the  same  as  with  the  regular  and  super-high-intensity  car- 
bons. 

The  new  carbon  has  the  same  core  size  and  outside  diameter  as  the  regular  13.6- 
mm  H.I.  projector  carbon.  However,  its  design  and  composition  allow  it  to  be 
burned  equally  well  at  the  125-ampere  rating  of  the  regular  projector  carbon  and 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y. ;   received  May  1, 
1941. 

**  National  Carbon  Company,  Fostoria,  Ohio. 

539 


540 


NEW  MOTION  PICTURE  APPARATUS        [J.  S.  M.  p.  E. 


at  higher  currents  ranging  up  to  150  amperes.  In  the  higher  part  of  the  usable 
current  range  of  the  new  carbon,  it  is  desirable  that  a  1/2-inch  "Orotip"  carbon 
be  used  for  the  negative  carbon  since  the  7/i6-inch  "Orotip"  commonly  employed 
with  the  regular  carbon  will  be  overloaded. 

The  burning  characteristics  of  this  new  H.I.  projector  carbon  are  shown  in 
Table  I  in  comparison  with  the  regular  and  super  H.I.  projector  carbons.  The 
new  carbon  at  150  amperes  delivers  a  slightly  higher  crater  candle-power  than 
the  super  carbon  at  the  higher  current  of  180  amperes,  while  the  consumption 
rate  of  the  new  carbon  is  only  little  more  than  one-half  that  of  the  super  carbon. 
In  comparison  with  the  regular  carbon  at  125  amperes,  the  new  carbon  at  150 
amperes  delivers  45  per  cent  higher  crater  candle-power  with  only  20  per  cent 


1000 
900 
800 
700 
600 
500 
400 
300 
200 
100 


ISO     AnP 

/' 

\ 

/ 

,,--" 

'  125 

AMP    " 

^ 

\ 

p 

'  —  .. 

p— 

^"^ 

\ 

\\ 

125 

AMP. 

/ 

\ 

\ 

j 

7 

—  NEW  H.I.  PROJECTOR 

Vi 

\ 

0 

4  / 

* 

-SUPER  H.I.  PROJECTOR 

"^ 

v\ 

7 

REGULAR  H.I.  PROJECTOR 

N 

1 

765432101234 
RADIUS  OF  CRATER  IN  MILLI-  METERS 


567 


FIG.  1.     Distribution  of  intrinsic  brilliancy  across  crater  face  of  13.6-mm 
high-intensity  carbons. 


more  current  and  15  per  cent  increase  in  consumption  rate.  When  both  the  new 
and  regular  carbons  are  burned  at  125  amperes,  they  give  the  same  candle-power 
but  the  consumption  rate  of  the  new  carbon  is  35  per  cent  lower. 

Fig.  1  shows  the  distribution  of  intrinsic  brilliancy  across  the  crater  face  of  the 
above  carbons  at  the  currents  given  in  Table  I.  The  new  carbon  at  150  amperes, 
despite  a  40  per  cent  slower  burning  rate,  has  an  intrinsic  brilliancy  of  870  candles 
per  sq-mm,  which  is  slightly  higher  than  that  of  the  super  carbon  at  180  amperes. 
At  125  amperes  the  new  carbon  has  a  lower  intrinsic  brilliancy  in  the  center  of 
the  crater  than  the  regular  carbon  at  the  same  current,  but  an  essentially  uniform 
distribution  over  a  much  larger  area,  the  importance  of  which  will  be  discussed 
later. 

The  data  presented  above  indicate  that  in  a  motion  picture  projection  system 
the  new  carbon  at  150  amperes  would  be  expected  to  yield  a  considerable  increase 
in  screen  light,  compared  with  the  regular  carbon  at  125  amperes,  and  should  in 


Nov.,  1941] 


NEW  MOTION  PICTURE  APPARATUS 


541 


fact  equal  that  from  the  super  carbon  at  180  amperes.  Comparative  tests  show 
that  this  expected  improvement  is  realized  in  practice.  The  performance  of  the 
new  carbon  has  been  compared  with  that  of  the  regular  and  super  carbons  in 
several  projection  lamps  and  optical  systems  commonly  used  in  theaters.  The 
importance  of  making  screen-light  comparisons  at  the  same  distribution  of  light 
over  the  screen  has  been  demonstrated  in  an  earlier  publication.2  Accordingly, 
all  measurements  were  made  with  the  intensity  at  the  sides  of  the  screen  80  per 
cent  of  that  at  the  center.  In  order  to  place  the  measurements  with  the  various 
lamps  and  optical  systems  on  a  comparable  basis,  the  screen  light  and  efficiency 
values  for  the  various  carbons  and  currents  have  all  been  expressed  in  Table  I 
and  Fig.  2  on  a  relative  basis,  assuming  the  regular  carbon  at  125  amperes  with 
the  same  optical  system  to  be  100. 

TABLE  I 

Characteristics  of  13. 6- Mm  H.I.  Projector  Carbons  under  Typical  Operating 

Conditions 


Carbon 

Arc  amperes 

Arc  volts 

Positive    consumption    rate 

(inches  per  hour) 
Crater  candle-power 
Relative  screen  light  at  80 

per     cent     side-to-center 

distribution  ratio* 


Regular  H.I. 
Projector 

125 

68 


13 

43,000 


New  H. 

125 
68 


8.5 

43,000 


Projector 

150 
78 

15 
63,000 


100        98-103*         128-147* 


Super  H.I. 
Projector 

180 
75 


25 
60,000 


122-136= 


*The  ranges  given  are  due  to  variations  between  different  conventional  optical 
systems  employed. 

The  gain  in  screen  light  obtained  with  the  new  carbon  at  150  amperes  compared 
to  the  regular  carbon  at  125  amperes  ranges  from  28  to  47  per  cent,  depending 
upon  the  type  of  optical  system  employed.  Similarly,  at  180  amperes  the  super 
carbon  gives  from  22  to  36  per  cent  more  screen  light  than  the  regular  at  125  am- 
peres. It  is  therefore  apparent  that  the  new  carbon  at  150  amperes  delivers 
slightly  more  screen  light  than  the  super  carbon  at  180  amperes.  The  new  car- 
bon and  the  regular  carbon  produce  essentially  the  same  amount  of  screen  light 
when  both  are  operated  at  125  amperes.  This  may  at  first  glance  appear  to 
contradict  the  brilliancy  data  shown  in  Fig.  1,  where  it  is  seen  that  at  125  amperes 
the  new  carbon  has  a  lower  center  brilliancy  than  the  regular  carbon.  This  is 
explained  by  the  fact  that  the  new  carbon,  with  its  larger  area  of  uniform  bril- 
liancy, can  be  operated  closer  to  the  true  focus  in  an  optical  system  than  can  the 
regular  carbon. 

As  shown  in  previous  publications,4'5  if  the  amount  of  screen  light  is  divided 
by  the  length  of  carbon  consumed  in  unit  time,  there  is  obtained  a  measure  of 
the  efficiency  of  utilization  of  carbon  in  terms  of  the  total  light  energy  derived 
from  a  unit  length  of  carbon.  This  efficiency  is  shown  in  Fig.  2.  While  the  super 
carbon  gave  higher  light  than  the  regular,  this  was  accompanied  by  an  efficiency 
of  carbon  utilization  only  63  to  71  per  cent  as  great  as  with  the  regular  carbon. 


542 


NEW  MOTION  PICTURE  APPARATUS        [J.  S.  M.  p.  E. 


160 
140 
120 
100 
80 
60 
40 
20 


120 
100 
60 
60 
40 
20 


RELATIVE  TOTAL   SCREEN  LIGHT  ENERGY 
PER  INCH  OF  CARBON 
NEW  H.I. 

AT  125  AMP. 


REGULAR  H. 

AT   125  AMP. 


. 


NEW  H.I. 

AT   150  AMP. 


SUPER  H.  I. 

AT  180  AMR 


RELATIVE  SCREEN  LIGHT  PER  ARC  WATT 


REGULAR  H.  I. 

AT  125  AMR 


NEW  H.I. 

AT  125  AMR 


NEW  H.  1. 

AT  150  AMR 


SUPER  HI 

AT  180  AMP. 


FIG.  2.  Efficiency  of  utilization  of  carbon  and  electrical  power 
with  13.6-mm  high-intensity  carbons.  The  ranges  shown  are  due 
to  variations  between  the  different  conventional  optical  systems 
employed. 


One  of  the  outstanding  advantages  of  the  new  carbon  is  its  greatly  increased  ef- 
ficiency which  at  150  amperes  results  in  about  75  per  cent  more  light  energy  per 
inch  of  carbon  than  the  super  carbon  at  180  amperes,  and  in  fact  is  11  to  27  per 
cent  better  in  this  respect  than  the  regular  carbon  at  125  amperes.  In  common 
with  past  experience  the  new  carbon  has  a  higher  efficiency  at  125  amperes  than 
at  150  amperes,  so  that  at  the  lower  current  it  produces  50  to  57  per  cent  more 
light  energy  per  inch  of  carbon  than  the  regular  carbon  at  this  same  current. 


Nov.,  1941]  NEW  MOTION  PICTURE  APPARATUS  543 

Fig.  2  gives  also  the  relative  efficiency  of  power  utilization  in  terms  of  relative 
screen  light  per  arc  watt.  This  shows  that  the  new  carbon  at  150  amperes  de- 
livers about  20  per  cent  more  screen  light  per  unit  of  power  consumed  at  the  arc 
than  the  super  carbon  at  180  amperes.  At  both  150  and  125  amperes,  the  new 
carbon  produces  approximately  the  same  amount  of  screen  light  per  arc  watt  as 
the  regular  carbon  at  125  amperes.  This  new  carbon  offers  a  favorable  combina- 
tion of  high  light  output  and  efficiency  of  utilization  of  carbon  and  power. 

In  addition  to  the  advantages  described  above,  the  new  carbon  has  greater 
latitude  in  relative  carbon  positions  at  which  steady  burning  may  be  attained. 
In  order  to  maintain  steady  operation  with  the  regular  carbon,  a  certain  minimum 
protrusion  of  the  positive  carbon  from  the  jaws  is  required.1  The  new  carbon 
will  give  a  steady  light  at  the  optimum  protrusion  of  the  regular  carbon  and  also 
with  the  positive  protrusion  shortened  by  as  much  as  about  0.1  inch.  Carbon 
efficiency,  light,  and  life  are  slightly  improved  at  the  shortened  protrusion  possible 
with  the  new  carbon.  This  reduction  in  positive  protrusion  increases  the  dis- 
tance from  the  crater  to  the  condenser  lenses,  requiring  a  corresponding  adjust- 
ment of  the  condenser  position  toward  the  arc  to  maintain  the  desired  screen- 
light  distribution.  Maximum  efficiency  has  been  found  when  the  arc  length  be- 
tween the  centers  of  the  carbons  is  between  3/4  and  7/s  inch.  Table  I  and  Fig.  2 
were  obtained  with  the  optimum  positive  protrusion  and  arc  length. 

When  an  arc  is  struck,  the  positive  crater  is  subjected  to  both  thermal  and 
mechanical  shock,  particularly  if  the  arc  is  struck  at  full  current.  Occasionally 
this  shock  causes  the  lip  of  the  crater  to  be  cracked  or  a  chip  broken  away  so  that 
the  burn-in  period  is  increased  by  the  time  necessary  to  form  a  symmetrical 
crater.  This  will  occur  more  frequently  when  the  contact  is  made  on  the  lip  of 
the  crater.  The  new  carbon  has  improved  resistance  to  these  shocks  and  gives 
greater  assurance  of  freedom  from  chipping  in  case  unfavorable  conditions  are  en- 
countered during  the  striking  of  the  arc. 

The  new  H.I.  projector  carbon  possesses  all  the  advantages  of  the  super  H.I. 
carbon  from  the  standpoint  of  light  without  requiring  the  high  current  and  con- 
sumption rate  necessary  for  the  super  carbon,  and  in  fact  with  very  little  increase 
in  consumption  rate  over  the  regular  carbon.  This  new  carbon  therefore  brings 
to  the  great  majority  of  the  theaters  now  using  the  regular  carbon  an  extremely 
practicable  means  of  increasing  their  screen  brightness  to  give  better  projection. 

REFERENCES 

1  JOY,  D.  B.,  AND  DOWNES,  A.  C.:    "Characteristics  of  High-Intensity  Arcs," 
/.  Soc.  Mot.  Pict.  Eng.,  XIV  (March,  1930),  p.  291. 

2  JOY,   D.   B.:    "A   13.6-Mm   Super-High-Intensity   Carbon  for  Projection," 
J.  Soc.  Mot.  Pict.  Eng.,  XXVII  (Sept.,  1936),  p.  243. 

3  JOY,  D.  B.,  LOZIER,  W.  W.,  AND  NULL,  M.  R.:    "Carbons  for  Transparency 
Process  Projection  in  Motion  Picture  Studios,"  /.  Soc.  Mot.  Pict.  Eng.,  XXXIII 
(Oct.,  1939),  p.  353. 

4  LOZIER,  W.  W.,  JOY,  D.  B.,  AND  SIMON,  R.  W.:    "A  New  Negative  Carbon 
for    Low-Amperage    High-Intensity    Trims,"  J.    Soc.   Mot.    Pict.  Eng.,  XXXV 
(Oct.,  1940),  p.  349. 

6  LOZIER,  W.  W.,  CRANCH,  G.  E.,  AND  JOY,  D.  B.:  "Recent  Developments  in 
8-Mm  Copper-Coated  High-Intensity  Positive  Carbons,"  /.  Soc.  Mot.  Pict. 
Eng.,  XXXVI  (Feb.,  1941),  p.  198. 


CURRENT  LITERATURE   OF  INTEREST   TO   THE   MOTION   PICTURE 

ENGINEER 


The  editors  present  for  convenient  reference  a  list  of  articles  dealing  with  subjects 
cognate  to  motion  picture  engineering  published  in  a  number  of  selected  journals. 
Photostatic  copies  may  be  obtained  from  the  Library  of  Congress,  Washington,  D.  C., 
or  from  the  New  York  Public  Library,  New  York,  N.  Y.  Micro  copies  of  articles 
in  magazines  that  are  available  may  be  obtained  from  the  Bibliofilm  Service,  Depart- 
ment of  Agriculture,  Washington,  D.  C. 


American  Cinematographer 

22  (September,  1941),  No.  9 
Enlarging  16-Mm  Kodachrome  to  35-Mm  Technicolor  (pp. 

414-415,  440) 
A  Three-Dimensional  Exposure-Meter  for  Professional  Use 

(pp.  416-417,  440,  442) 
What  Should  Tests  Show?  (pp.  418,  442) 
Are  We  Making  the  Most  of  Modern  Resources?     Type- 
writer Title  Trickery  (pp.  426-427,  444) 

Communications 

21  (September,  1941),  No.  9 

Standards  for  Electrical  Transcriptions  (pp.  10-11,  33) 
"Add-A-Unit"  Amplifiers  Widen  Application  Scope  (pp. 
14,  16,  34-35) 

Educational  Screen 

20  (September,  1941),  No.  7 

Motion  Pictures — Not  for  Theaters  (pp.  284-285,  292), 
Pt.  29 

International  Projectionist 

16  (July,  1941),  No.  7 

Reproducer  Troubles  Due  to  "Grounds"  (pp.  7-9) 
Recent  Advances  in  Non-Reflective  Lens- Coating  Processes 

(pp.  11-12,  15,  26) 
Projector  Factory  Overhaul  Procedure  (pp.  18-19) 

Motion  Picture  Herald  (Better  Theaters  Section) 
144  (September  20,  1941),  No.  12 
Accurate  Calculation  of  Screen  Size  and  Lighting  Needs 


W.  STULL 

W.  LEAHY 
L.  WHITE 

R.  W.  TEOREY 


H.  A.  CHINN 


H.  PARO 


A.  E.  KROWS 


L.   CHADBOURNE 


W.  C.  MILLER 


(pp.  33-34,  36,  38) 


C.  E.  SHULTZ 


544 


JOURNAL 

OF  THE  SOCIETY  OF 

OTION  PICTURE  ENGINEERS 


Volume  XXXVII 


December,  1941 


CONTENTS 

Page 

Proceedings  of  the  Fiftieth  Semi-Annual  Banquet,  Hotel  Penn- 
sylvania, New  York,  N.  Y.,  October  22,  1941 547 

A  Compact  Direct-Reading  Reverberation  Meter, 


E.  S.  SEELEY  557 

On  the  Playback  Loss  in  the  Reproduction  of  Phonograph 

Records O.  KORNEI  569 

Analytic  Treatment  of  -Tracking  Error  and  Notes  on  Optimal 

Pick-Up  Design H.  G.  BAERWALD  591 

The  Specialization  of  Film  Delivery J.  H.  VICKERS  623 

Current  Literature 629 

Highlights  of  the  Fiftieth  Semi-Annual  Convention,  New  York, 

N.  Y.,  October  20-23,  1941 631 

Program  of  the  Convention 636 

Book  Review 639 

Society  Announcements 640 

Index,  Vol.  XXXVII  (July-December,  1941) 

Author 644 

Classified 647 

(The  Society  is  not  responsible  for  statements  by  authors.) 


JOURNAL 

OF  THE  SOCIETY  OF 

MOTION  PICTURE  ENGINEERS 


SYLVAN  HARRIS,  EDITOR 
BOARD  OF  EDITORS 

ARTHUR  C.  DOWNBS,  Chairman 

JOHN  I.  CRABTREE  ALFRED  N.  GOLDSMITH  EDWARD  W.  KELLOGG 

CLYDE  R.  KEITH  ALAN  M.  GUNDELFINGER          CARLETON  R.  SAWYER 

ARTHUR  C.  HARDY 


Subscription  to  non-members,  $8.00  per  annum;  to  members,  $5.00  per  annum, 
included  in  their  annual  membership  dues;  single  copies,  $1.00.  A  discount 
on  subscription  or  single  copies  of  15  per  cent  is  allowed  to  accredited  agencies. 
Order  from  the  Society  of  Motion  Picture  Engineers,  Inc.,  20th  and  Northampton 
Sts.,  Easton,  Pa.,  or  Hotel  Pennsylvania,  New  York,  N.  Y. 

Published  monthly  at  Easton,  Pa.,  by  the  Society  of  Motion  Picture  Engineers. 

Publication  Office,  20th  &  Northampton  Sts.,  Easton,  Pa. 

General  and  Editorial  Office,  Hotel  Pennsylvania,  New  York,  N.  Y. 

West  Coast  Office,  Suite  928,  Equitable  Bldg.,  Hollywood,  Calif. 

Entered  as  second  class  matter  January  15,  1930,  at  the  Post  Office  at  Easton, 
Pa.,  under  the  Act  of  March  3,  1879.     Copyrighted,  1941,  by  the  Society  of 
Motion  Picture  Engineers,  Inc. 


OFFICERS  OF  THE  SOCIETY 

** President:    EMERY  HUSE,  6706  Santa  Monica  Blvd.,  Hollywood,  Calif. 
** Past-President:    E.  ALLAN  WILLIFORD,  30  E.  42nd  St.,  New  York,  N.  Y. 
**Executivc  Vice-P resident:    HERBERT  GRIFFIN,  90  Gold  St.,  New  York,  N.  Y. 

*  Engineer  ing  Vice-President:     DONALD  E.  HYNDMAN,  350  Madison  Ave.,  New 

York,  N.  Y. 
**  Editorial  Vice-P  resident:    ARTHUR  C.  DOWNES,  Box  6087,  Cleveland,  Ohio. 

* Financial  Vice-P  resident:    ARTHUR  S.  DICKINSON,  28  W.  44th  St.,  New  York, 

N.  Y. 
**  Convention  Vice-President:   WILLIAM  C.  KUNZMANN,  Box  6087,  Cleveland,  Ohio. 

"Secretary:    PAUL  J.  LARSEN,  44  Beverly  Rd.,  Summit,  N.  J. 

"Treasurer:    GEORGE  FRIEDL,  JR.,  90  Gold  St.,  New  York,  N.  Y. 

GOVERNORS 

**MAX  C.  BATSEL,  501  N.  LaSalle  St.,  Indianapolis,  Ind. 

*JOSEPH  A.  DUBRAY,  1801  Larchmont  Ave.,  Chicago,  111. 

*JOHN  G.  FRAYNE,  6601  Romaine  St.,  Hollywood,  Calif. 

*ALFRED  N.  GOLDSMITH,  580  Fifth  Ave.,  New  York,  N.  Y. 

*ARTHUR   C.    HARDY,   Massachusetts   Institute   of   Technology,    Cambridge, 

Mass. 
**LOREN  L.  RYDER,  5451  Marathon  St.,  Hollywood,  Calif. 

*TIMOTHY  E.  SHEA,  195  Broadway,  New  York,  N.  Y. 

*RBEVE  O.  STROCK,  35-11  35th  St.,  Astoria,  L.  I.,  N.  Y. 

*Term  expires  December  31,  1941. 
**Tenn  expires  December  31,  1942. 


PROCEEDINGS  OF  THE  FIFTIETH  SEMI-ANNUAL  BANQUET 

OF  THE 

SOCIETY  OF  MOTION  PICTURE  ENGINEERS 
HOTEL  PENNSYLVANIA,  NEW  YORK,  N.  Y. 

OCTOBER  22,  1941 

Nearly  200  members  and  guests  of  the  Society  assembled  at  the 
Fiftieth  Semi- Annual  Banquet  held  at  the  Hotel  Pennsylvania,  New 
York,  N.  Y.,  on  October  22nd.  This  banquet  commemorated  the 
twenty-fifth  anniversary  of  the  Society's  founding. 

Guests  and  officers  at  the  Speakers'  table  were:  President  Emery 
Huse;  Mr.  Otto  S.  Shairer,  Vice-President  of  RCA  Laboratories, 
and  Mrs.  Shairer;  Mr.  Glenn  L.  Dimmick,  recipient  of  the  1941 
Progress  Medal,  and  Mrs.  Dimmick;  Dr.  John  G.  Frayne,  one  of 
the  recipients  of  the  1940  Journal  Award;  Mr.  Ralph  E.  Farnham, 
citationist  for  Dr.  Frayne  and  Dr.  V.  Pagliarulo  (who  was  not  pres- 
ent) ;  Mr.  and  Mrs.  Herbert  Griffin;  Mr.  and  Mrs.  Donald  E.  Hynd- 
man;  Mr.  and  Mrs.  E.  Allan  Williford;  Mr.  and  Mrs.  Paul  J. 
Larsen;  Mr.  and  Mrs.  George  Friedl,  Jr.;  Mr.  and  Mrs.  Edward 
M.  Honan;  Mr.  William  C.  Kunzmann;  Mr.  and  Mrs.  Reeve  O. 
Strock;  Mr.  and  Mrs.  Frank  E.  Carlson;  Mr.  John  A.  Maurer;  and 
Mr.  Arthur  C.  Downes. 

After  introducing  those  seated  at  the  Speakers'  table,  President 
Huse  announced  the  results  of  the  election  of  officers  and  governors 
of  the  Society  for  1942,*  which  were  as  follows: 

Engineering  Vice-President:    DONALD  E.  HYNDMAN 
Financial  Vice-President:    ARTHUR  S.  DICKINSON 
Secretary:    PAUL  J.  LARSEN 
Treasurer:    GEORGE  FRIEDL,  JR. 
Governor:    FRANK  E.  CARLSON 
Governor:    JOHN  A.  MAURER 

*  For  complete  list  of  officers  and  governors  for  1942,  see  p.  640  of  this  issue  of 
the  JOURNAL. 

547 


548  PROCEEDINGS  OF  SEMI- ANNUAL  BANQUET  [J.  S.  M.  p.  E. 

Governor:    EDWARD  M.  HONAN' 

Chairman,  Atlantic  Coast  Section:    ALFRED  N.  GOLDSMITH 

Chairman,  Pacific  Coast  Section:    JOHN  G.  FRAYNE 

Following  this  announcement,  President  Huse  gave  a  brief  descrip- 
tion of  the  nature  of  the  Progress  and  Journal  Awards  made  each 
year  by  the  Society  at  the  banquet  of  the  Fall  Convention,  and  called 
upon  Mr.  Paul  J.  Larsen,  Secretary  of  the  Society,  to  report  for  the 
Progress  Award  Committee  in  the  absence  of  its  Chairman,  Mr.  Ken- 
neth F.  Morgan.  The  Progress  medal  is  awarded  by  the  Society  each 
year  to  an  individual  in  recognition  of  any  invention,  research,  or 
development,  which,  in  the  opinion  of  the  Committee  and  the  Board 
of  Governors,  has  resulted  in  a  significant  advance  in  the  develop- 
ment of  motion  picture  technology.  Mr.  Larsen  reported  that  the 
Committee  had  selected  as  the  1941  recipient  of  the  Progress  medal, 
Mr.  Glenn  L.  Dimmick  of  RCA  Manufacturing  Company,  Indianap- 
olis, Indiana,  and  that  the  report  of  the  Committee  had  been  approved 
by  the  Board  of  Governors  at  the  meeting  held  on  October  19th. 
Thereupon,  President  Huse  called  upon  Mr.  Otto  S.  Shairer,  Vice- 
President  of  RCA  Laboratories,  to  give  an  account  of  the  work  of  the 
recipient  that  formed  the  basis  for  the  Progress  Medal  Award. 


GLENN  L.  DIMMICK 

RECIPIENT  OF  THE  1941  SMPE  PROGRESS  MEDAL 

Otto  S.  Shairer 

It  is  a  real  privilege  to  be  accorded  this  opportunity  to  speak  of  the 
accomplishments  of  the  man  whom  this  Society  has  chosen  to  receive 
its  Progress  Award.  The  associates  and  friends  of  Glenn  Leslie  Dim- 
mick believe  that  this  honor  is  well  deserved,  and  they  salute  him. 

Born  and  reared  in  Missouri  and  educated  in  its  public  schools  and 
University,  his  ability  was  early  recognized  by  his  election  to  the 
honorary  engineering  and  scientific  societies,  Tau  Beta  Pi  and  Sigma 
Xi.  Almost  immediately  after  graduation  he  developed  a  recording 
galvanometer  capable  of  modulating  ten  times  more  light  than  the 
previous  oscillographic  type  of  galvanometer,  and  free  from  the  ob- 
jectionable requirement  of  oil  damping.  The  increased  light  made 


.,  1941]       PROCEEDINGS  OF  SEMI-ANNUAL  BANQUET  549 

ry  other  improvements  possible,  among  which  probably  the  most 
iportant  was  the  introduction  of  ultraviolet  light  for  recording  and 
iting.     While  making  no  claim  to  priority  in  conception  of  the 
sible  advantages  of  ultraviolet  light,  Mr.  Dimmick  performed  the 
lly  important  service  of  "proving  it  in,"  which  meant  overcoming 
numerous  minor  difficulties  and  problems  needed  to  give  the  sys- 
tem a  fair  trial,  analyzing  the  factors  contributing  to  its  success,  and 


GLENN  LESLIE  DIMMICK 

proving  by  actual  results  that  the  anticipated  benefits  were  amply 
afforded.  Ultraviolet  recording  and  printing  are  now  practically  uni- 
versal where  variable-area  recordings  are  employed. 

Time  permits  only  a  brief  mention  of  a  few  of  Mr.  Dimmick's  many 
other  developments,  which  include  improvements  in  galvanometers; 
advanced  and  refined  designs  of  optical  systems;  new  and  improved 
types  of  sound-tracks;  a  variable-intensity  system  for  making  den- 
sity recordings;  a  system  for  making  direct  positives  particularly  low 
in  ground  noise ;  sound-powered  telephones  of  high  efficiency,  in  large 
use  in  the  Navy;  the  sound-recording  system  for  a  16-mm  camera, 


550  PROCEEDINGS  OF  SEMI- ANNUAL  BANQUET  [J.  S.  M.  P.  E. 

probably  the  smallest  and  lightest  complete  sound  and  picture  re- 
cording equipment  ever  built;  optics  for  projection  sound  printers; 
and  optics  to  meet  the  unusual  requirements  for  printing  and  re- 
producing Fantasia;  and  the  "class  B"  system  in  which  the  positive 
and  negatives  half -waves  are  recorded  on  separate  parts  of  the  track. 
The  "class  B"  system,  which  requires  no  auxiliary  ground-noise 
equipment  but  is  inherently  the  quietest  of  known  methods  of  photo- 
graphic recording,  appeared  to  many  to  present  almost  insurmount- 
able difficulties,  but  Mr.  Dimmick  found  means  of  bringing  all  the 
factors  under  control,  not  only  for  laboratory  conditions  but  for  prac- 
tical field  conditions,  and  the  system  is  in  wide  commercial  use. 

For  his  contributions  to  science  and  engineering  he  has  received 
recognition  as  a  Modern  Pioneer  by  the  National  Association  of 
Manufacturers.  Eleven  of  his  technical  papers  have  been  published 
in  the  JOURNAL  of  this  Society.  They  are  reports  of  accomplishments 
and  marvels  of  conciseness.  His  many  patents  are  but  by-products  of 
his  original  and  imaginative  thinking,  rather  than  objectives  in  them- 
selves. They  represent  an  unusually  high  percentage  of  inventions 
now  in  use.  He  is  outstanding  in  his  audacity  in  undertaking  the 
difficult  and  the  seemingly  impossible  and  in  his  ability  to  produce 
practical  results. 

Mr.  Dimmick  would  be  the  last  person  to  wish  to  receive  credit  for 
his  many  developments  without  acknowledging  the  assistance  and 
cooperation  of  his  associates.  However,  they  agree  that  it  has  been 
largely  through  his  energy,  confidence,  and  enthusiasm  that  their 
joint  efforts  have  so  often  been  brought  to  successful  fruition.  His 
home  life  and  his  lovely  family  are  an  inspiration  and  an  assurance 
that  the  fine  traditions  already  established  will  be  carried  on. 

All  of  Mr.  Dimmick's  associates  are  grateful  for  the  high  honor  this 
Society  is  bestowing  upon  him  tonight.  In  honoring  one  of  us,  you 
honor  us  all.  We  congratulate  Mr.  Dimmick  upon  his  award,  and 
this  Society  upon  the  fitness  of  its  choice. 


Following  this  account  of  Mr.  Dimmick's  work  by  Mr.  Shairer, 
and  the  presentation  of  the  medal  by  President  Huse,  Mr.  Dimmick 
briefly  thanked  the  officers  and  the  Board  of  Governors  and  the 
members  of  the  Society  for  the  honor  thus  bestowed  upon  him. 


Dec.,  1941]       PROCEEDINGS  OF  SEMI-ANNUAL  BANQUET  551 

President  Huse  next  called  upon  Mr.  Ralph  E.  Farnham,  Chair- 
man of  the  Journal  Award  Committee  to  name  the  recipient  or  re- 
cipients of  the  Journal  Award  for  1940  and  to  present  a  historical 
account  on  the  basis  of  which  the  award  has  been  granted.  Each 
year  at  the  Fall  Convention  of  the  Society  a  Journal  Award  cer- 
tificate is  presented  to  the  author  or  to  each  of  the  authors  of  the 
most  outstanding  paper  originally  published  in  the  Journal  of  the 
Society  during  the  preceding  calendar  year.  Mr.  Farnham  spoke  as 
follows : 


JOHN  G.  FRAYNE  AND  VINCENT  PAGLIARULO 

RECIPIENTS   OF  THE   1940  JOURNAL  AWARD 

Ralph  E.  Farnham 

President  Huse  has  outlined  the  purpose  of  the  Society's  Journal 
Award.  In  order  to  determine  the  paper  deserving  of  this  honor, 
the  Journal  Award  Committee  had  before  it  the  job  of  studying  and 
analyzing  some  seventy-six  papers  published  during  1940.  These 
papers  were  rated,  first,  on  the  excellence  of  presentation  of  the 
material;  second,  the  originality  and  breadth  of  interest;  and  last, 
their  technical  merit  and  the  importance  of  the  material. 

Members  of  the  committee  then  voted  first,  second,  and  third 
choices.  It  was  felt  that  this  method  would  result  in  a  fair  and  ac- 
curate appraisal  of  the  paper  meriting  the  Journal  Award.  The 
nomination  of  the  Committee  was  then  approved  by  the  Board  of 
Governors  of  the  Society  at  its  recent  meeting. 

It  is  my  pleasure  to  announce  that  award  has  been  granted  to  the 
authors  of  the  paper  entitled,  "The  Effects  of  Ultraviolet  Light  on 
Variable-Density  Recording  and  Printing,"  by  Drs.  John  G.  Frayne 
and  Vincent  Pagliarulo  of  Electrical  Research  Products,  Inc.,  Holly- 
wood, published  in  the  June,  1940,  issue  of  the  JOURNAL  of  the  Society. 

This  paper,  in  the  opinion  of  the  Committee,  deserves  the  Journal 
Award  because  of  the  excellence  of  organization  of  its  material,  the 
originality  displayed  in  the  design  of  charts,  and  their  arrangement, 
j  It  is  a  relatively  short  paper,  and  yet  it  adequately  covers  an  impor- 


552  PROCEEDINGS  OF  SEMI-ANNUAL  BANQUET  [J.  S.  M.  P.  E. 

tant  development.  This  paper  can  well  serve  as  a  model  for  other 
papers  of  this  type.  Of  its  two  capable  authors  we  have  the  following 
brief  information : 

Dr.  John  G.  Frayne,  Superintendent  of  Methods  Engineering,  for 
Electrical  Research  Products,  Inc.,  was  born  in  Ireland,  and  after 
following  the  general  arts  and  science  courses  at  Kilkenny  College  as 
well  as  Trinity  College,  came  to  the  United  States  in  1914.  He  has 


JOHN  G.  FRAYNE 

to  his  credit  experience  as  a  miner,  a  farm-hand,  and  college  instruc- 
tor, and  received  a  Fellowship  in  Physics  at  the  University  of  Minne- 
sota. He  was  a  Lieutenant  in  the  U.  S.  Signal  Corps,  stationed  at  the 
Camp  Vail  Radio  Laboratories  during  our  participation  in  the  World 
War  I. 

He  received  his  degree  as  Doctor  of  Philosophy  from  the  University 
of  Minnesota  in  1921  and  organized  the  Physics  department  at  An- 
tioch  College  under  Doctor  Arthur  E.  Morgan.  Dr.  Frayne  is  a  Fel- 
low of  the  National  Research  Council,  a  Fellow  of  the  American 
Physical  Society,  a  Fellow  Member  of  the  Society  of  Motion  Picture 


Dec.,  1941]       PROCEEDINGS  OF  SEMI-ANNUAL  BANQUET 


553 


Engineers,  a  Research  Council  associate  of  the  Academy  of  Motion 
!  Picture  Arts  and  Sciences,  and  is  Chairman  of  the  Pacific  Coast  Sec- 
tion of  the  Society. 

Among  his  outstanding  contributions,  have  been  the  introduction 
of  sensitometric  controls  in  the  processing  of  variable-density  sound- 
film,  the  introduction  of  noise-reduction  systems  in  sound-recording, 
and  the  development  of  an  electrical  densitometer  that  is  becoming 


VINCENT  PAGLIARULO 


me  standard  of  the  film  industry.  He  has  been  a  prolific  contributor 
to  the  JOURNAL  of  our  Society. 

Vincent  Pagliarulo  was  born  in  Italy.  He  came  to  this  country  in 
1900  and  received  his  general  school  education  in  Chicago  and  is  a 
paduate  of  Armour  Institute  of  Technology. 

I  His  earlier  experience  was  with  the  Kellogg  Switchboard  and  Sup- 
ply Co.,  in  charge  of  automatic  telephone  development  as  well  as 
telephone  equipment  manufacture. 

I  Like  Dr.  Frayne,  Dr.  Pagliarulo  likewise  had  a  notable  career  in  the 
fJ.  S.  Signal  Corps  during  the  World  War  I.  He  was  commissioned  a 


554  PROCEEDINGS  OF  SEMI- ANNUAL  BANQUET  [j.  s.  M.  p.  E. 

Captain  and  spent  a  considerable  period  in  the  A.  E.  F.  in  France,  in 
charge  of  radio  communication  equipment,  inspection,  and  supplies, 
and  was  later  Chief  Signal  Officer  with  the  American  Forces  stationed 
in  Holland. 

Following  his  war  experiences  he  entered  the  University  of  Chicago 
in  advanced  courses  in  physics  and  mathematics,  and  received  a 
Doctorate  of  Philosophy  in  1924. 

His  entry  into  Electrical  Research  Products,  Inc.,  was  by  way  of 
the  Western  Electric  Co.  Since  1928  he  has  been  identified  with 
developments  in  sound  recording,  noise-reduction  methods  and  fine- 
grain  film  technics.  He  is  a  contributor  to  the  technical  literature  of 
the  SMPE  and  is  a  member  of  the  Society. 


At  the  conclusion  of  Mr.  Farnham's  address,  President  Huse  pre- 
sented the  Journal  Award  certificates  to  Dr.  Frayne,  who  accepted 
Dr.  Pagliarulo's  certificate  in  the  absence  of  the  latter.  Dr.  Frayne 
responded  with  appropriate  words  of  thanks. 


At  the  meeting  of  the  Board  of  Governors  of  the  Society,  held  on 
October  19th,  action  was  taken  to  honor  Mr.  William  C.  Kunzmann 
in  recognition  of  his  long  service  in  behalf  of  the  Society.  President 
Huse  called  upon  Mr.  E.  Allan  Williford,  Past-President  of  the  So- 
ciety, to  present  to  Mr.  Kunzmann  a  testimonial  certificate  prepared 
by  the  Board  as  a  token  of  their  deep  appreciation.  Mr.  Williford 
spoke  as  follows: 

WILLIAM  C.  KUNZMANN 
E.  Allan  Williford 

As  you  have  been  told,  this  makes  the  twenty-fifth  Anniversary  of 
the  founding  of  our  Society.  Since  that  day,  July  24,  1916,  when  six 
men  got  together,  recognizing  the  need  for  such  a  body  as  ours  to 
bring  order  out  of  the  technical  chaos  existing  in  equipment  and  proc- 
esses at  that  time,  the  Society  has  grown  in  numbers  and  in  influ- 
ence. As  with  all  institutions,  no  matter  how  worthy,  ours  did  not 
grow  of  itself.  Guiding  the  Society  through  these  years  have  been 
men  giving  of  their  spirit,  their  time,  and  their  energies.  Some  have 


Dec.,  1941]       PROCEEDINGS  OF  SEMI-ANNUAL  BANQUET 


555 


been  men  in  high  office,  some  men  in  the  ranks  of  our  Society.  Some 
of  these  men  have  passed  on  from  this  earth,  and  some  have  lost  inter- 
est, or  otherwise  ceased  activity  in  our  Society.  But  the  majority 
of  the  hardest  workers  are  still  in  harness,  still  working  for  the  ad- 
vancement of  our  Society. 

There  is  one  among  us  who  has  never  missed  a  Convention.  Upon 
his  shoulders  have  fallen  the  tasks  of  making  preparations  for  each 
Semi- Annual  Meeting,  and  appointing  and  supervising  the  work  of  the 
various  convention  committees.  When  the  opening  of  a  session  was 
upon  us,  if  some  piece  of  equipment  was  missing,  it  was  to  him  that 


WILLIAM  C.  KUNZMANN 

we  have  all  looked  to  get  us  out  of  the  hole.  The  banquet  arrange- 
ments, including  entertainment,  are  part  of  his  responsibilities,  and  we 
all  know  he  has  discharged  them  well. 

During  twenty-one  of  these  twenty-five  years,  it  has  been  my  privi- 
lege to  be  closely  associated  with  him  in  business.  It  has  been  more 
than  just  a  business  relationship,  for  during  these  years  he  has  be- 
come one  of  my  close  and  most  revered  of  friends.  He  has  always  been 
as  kind  in  looking  after  my  interests,  at  the  expense  of  his  own  con- 
venience, as  he  has  in  looking  after  the  interests  of  our  Society — like- 
wise, at  the  cost  of  his  own  convenience.  And  so  it  is  with  deep  ap- 
preciation of  the  privilege  here  given  to  me  that  I  now  ask  Bill  Kunz- 


556  PROCEEDINGS  OF  SEMI-ANNUAL  BANQUET 

mann,  our  beloved  Convention  Vice-President,  to  stand  while  I  read 
to  him  and  to  you,  this  certificate  which  has  been  awarded  to  him  by 
unanimous  vote  of  our  Board  of  Governors  as  a  special  token  of  our 
esteem : 

"In  recognition  of  his  long  and  faithful  service  as  a  member  of  the  Society  since 
1916,  as  a  member  of  the  Board  since  1929,  and  as  Convention  Vice-President  since 
1933,  the  Board  of  Governors  of  the  Society  by  unanimous  action  have  on  this 
date  presented  this  certificate  to  William  C.  Kunzmann  as  a  testimonial  of  their 
appreciation  and  esteem." 

At  the  conclusion  of  Mr.  Williford's  address,  Mr.  Kunzmann  re- 
sponded briefly,  and  the  banquet  concluded  with  dancing  and  enter- 
tainment. 


COMPACT  DIRECT-READING  REVERBERATION  METER5 
E.  S.  SEELEY** 


Summary. — Conditions  surrounding  widespread  measurement  of  reverberation 
time  in  theaters  by  a  theater  service  organization  require  that  the  measuring  equip- 
ment stress  economy  in  size,  in  cost,  and  in  time  for  a  set  of  measurements,  and  the 
readings  provided  must  be  in  such  form  that  an  acoustical  specialist  is  not  required 
for  their  interpretation.  These  requirements  must  be  satisfied  even  to  the  sacrifice 
of  information  on  secondary  properties  of  the  decay  characteristic. 

Several  types  of  direct-reading  reverberation-time  meter  circuits  were  devised  and 
one  of  these  types,  in  trial  quantity,  is  now  giving  service  in  the  field.  These  instru- 
ments integrate  the  decaying  signal  over  approximately  a  5-db  interval  beginning 
after  approximately  18  db  of  decay,  and  the  result  is  translated  into  reverberation 
time  by  meter  scales.  Thus  the  first  22  db  (approx.)  of  the  decay  characteristic  is 
encompassed  by  the  reading  and  it  is  shown  that  the  contained  energy  includes  essen- 
tially all  the  reverberant  energy  important  to  quality. 

Reverberation  measurements  are  made  with  these  instruments  at  the  time  that 
acoustical  response  measurements  are  being  made,  and  under  these  conditions  150 
time  readings  may  be  made  throughout  the  auditorium  and  over  the  audio  spectrum 
in  a  total  added  time  of  forty  minutes.  Practically  no  further  treatment  of  the  data 
is  required. 

The  requirements  placed  on  reverberation-measuring  equipment 
are  determined  by  the  objective  of  the  measurements  and  the  condi- 
tions surrounding  the  use  of  the  equipment.  For  example,  if  it  is 
necessary  to  chart  60  to  90  db  of  decay  or  to  reveal  the  fine  detail  in 
the  decay  characteristic,  the  resulting  complexity  and  high  cost  of 
the  measuring  equipment  may  be  readily  acceptable.  In  other  work, 
the  penalties  paid  for  the  unneeded  exceptional  delicacy  of  measure- 
ment may  exclude  the  equipment  from  use. 

In  the  continuous  effort  to  advance  the  art  of  theater  service,  it 
appeared  that  the  performance  of  reverberation  measurements  on  a 
broad  scale  offered  considerable  promise  as  a  step  toward  the  ob- 
jective of  uniformly  best  sound  quality  in  all  theaters.  It  would  be 
anticipated  that  any  member  of  a  large  field  personnel  would  be  ex- 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y.;  received  April 
11,  1941. 

**  Altec  Service  Corp.,  New  York,  N.  Y. 

557 


558 


E.  S.  SEELEY 


U.  S.  M.  P.  E. 


pected  to  add  the  ability  to  make  such  measurements  to  his  present 
diversified  skills.  Special  considerations  attach  to  such  a  project,  and 
these  have  a  dominant  effect  on  the  form  and  functions  of  the  measur- 
ing equipment  selected.  These  considerations  are : 

(1)  The  equipment  must  be  particularly  compact  and  rugged. 

(2)  Work  done  in  theaters  during  off-show  hours  involves  expense  to  the 
exhibitor  for  theater  personnel  and  to  the  service  organization  for  the  engineer's 


FIG.  1.    Reverberation-measuring  equipment. 


time.  Such  cost  makes  it  imperative  that  the  time  spent  in  the  theater  making 
measurements  be  reduced  to  an  acceptable  level,  that  the  equipment  be  operable 
by  a  single  engineer,  and  that  the  process  of  "working  up  the  data"  into  a  form 
permitting  proper  interpretation  be  reasonably  short. 

(5)  The  technic  for  operation  of  the  equipment  and  interpretation  of  the 
results  must  be  sufficiently  simplified  to  secure  satisfactory  measurements  without 
inordinate  personnel  training. 

(4)  The  equipment  must  be  of  modest  cost  since  it  is  intended  for  use  in  a 
non-revenue-producing  service. 


Dec.,  1941] 


REVERBERATION  METER 


559 


(5)  The  equipment  must  be  coordinated  with  other  equipment  carried  by  the 
engineer. 

In  connection  with  requirement  5,  a  considerable  part  of  the  equip- 
ment required  for  reverberation- time  measurements  is  used  also  in  the 
measurement  of  acoustical  response.  Our  organization,  cooperating 
in  the  work  of  the  Academy  Research  Council  Sub-Committee  on 
Acoustic  Characteristics,  described  in  the  March,  1941,  JOURNAL  is 
making  many  measurements  of  acoustical  response  in  theaters.  It  is 


FIG.  2.    First  form  of  circuit  for  providing  data  from  which  the  decay  charac- 
teristic can  be  plotted  and  appraised  in  terms  of  reverberation  time. 

important  that  the  reverberation-measuring  equipment  avoid  dupli- 
cation of  microphone,  amplifier,  cables,  etc.,  used  for  the  response 
measurement,  since  a  number  of  sets  of  such  equipment  are  already 
distributed  to  the  field.  This  equipment  is  shown  in  Fig.  1.  An 
essentially  non-directional  crystal  microphone  was  selected  for  this 
work.  A  small  pre-amplifier  together  with  its  filament  cell  is  built  into 
a  flashlight  case  mounted  on  the  tripod.  The  pre-amplifier  permits 
the  use  of  a  100-ft  unshielded  cable  to  convey  the  signal  at  relatively 
high  level  and  low  impedance  to  the  measuring  amplifier  and  meter. 
This  arrangement  possesses  several  advantages  including  that  of 
virtually  eliminating  the  effect  of  temperature  on  the  characteristic  of 


560  E.  S.  SEELEY  [j.  s.  M.  p.  E. 

the  microphone  by  terminating  the  latter  with  a  very  high  impedance. 
The  measuring  amplifier  used  is  a  high-quality  emergency  amplifier 
carried  by  all  engineers  and  designed  to  replace  in  an  emergency  any 
entire  theater  amplifier  system.  The  level  indicator  is  likewise  one 
carried  by  all  engineers  in  this  organization  for  transmission  measure- 
ments. 

Several  designs  of  reverberation-measuring  equipment  more  or  less 
fulfilling  the  foregoing  requirements  were  considered.  The  first  form 
was  one  which  provided  numerical  data  from  which  the  decay  char- 
acteristic could  be  plotted  and  appraised  in  terms  of  reverberation 
time.  The  method  was  a  variation  of  the  variable-interval  method, 
but  considered  to  have  the  advantage  of  being  less  susceptible  to 
local  irregularities  in  the  decay  characteristic.  It  was  also  expected 
to  be  fast  enough  to  meet  the  requirements  and  to  be  sufficiently  in- 
expensive to  build.  Fig.  2  refers  to  this  instrument. 

The  equipment  contained  a  timing  device  in  the  form  of  a  vibrat- 
ing reed  to  divide  the  decay  period  into  suitable  intervals.  The  reed 
produced  electric  pulses  to  operate  a  stepping  relay.  The  relay  car- 
ried three  contactors,  each  of  which  passed  over  its  own  series  of  con- 
tacts and  performed  a  separate  function.  The  first  was  to  interrupt 
the  electrical  signal  entering  the  speaker  system.  The  second  was  to 
control,  through  attenuation  steps,  the  level  delivered  by  the  micro- 
phone to  the  amplifier,  beginning  with  maximum  attenuation  at  start 
of  decay.  The  third  switches  the  signal,  amplified  and  rectified,  to  a 
series  of  condensers  through  resistors  of  appropriate  value.  Thus,  for, 
let  us  say,  the  first  one-fifth  of  a  second  the  relatively  strong  signal  was 
considerably  attenuated  and  made  to  charge  the  first  condenser  to  a 
value  determined  by  the  average  acoustic  pressure  during  that  portion 
of  the  decay  period;  during  the  second  one-fifth  of  a  second,  the 
weaker  signal,  less  attenuated,  was  stored  in  the  second  condenser, 
etc.  The  infinite-resistance  voltmeter  permitted  evaluation  of  the  con- 
denser voltages  without  discharging  them. 

The  resulting  readings,  corrected  for  the  corresponding  attenuation 
values,  were  then  plotted  to  reveal  the  decay  characteristic.  The 
value  of  reverberation  time  was  then  approximated  in  the  usual  man- 
ner by  estimating  the  trend  of  the  irregular  decay  characteristic  and 
extrapolating  it  to  the  60-db  ordinate. 

To  prove  the  accuracy  of  this  instrument,  an  equipment  was  con- 
structed which  produced  electronically  a  logarithmic  decay  of  an 
oscillator  input  signal.  The  decay  rate  could  be  set  to  any  desired 


Dec.,  1941] 


REVERBERATION  METER 


561 


value.    An  example  of  such  an  accuracy  check  is  shown  in  Fig.  2 
along  with  a  few  typical  decay  curves  taken  in  a  theater. 

A  number  of  possible  improvements  in  this  equipment  were  evi- 
dent on  reexamining  the  design  after  considerable  experience  was 
obtained  with  it  in  theaters.  However,  this  experience  proved  also 
that  a  point-to-point  device  would  not  fulfill  the  requirements  sur- 
rounding our  reverberation  measurements  in  theaters.  Theater 
working  time  was  excessive,  since  each  measurement  required  that  a 


Tim  a  -*• 


FIG.  3.  Circuit  for  evaluating  the  60-db  time  abscissa  of  a  pure  exponential 
which,  plotted  as  db  vs.  time,  has  the  same  integral  as  the  actual  decay 
characteristic. 


number  of  readings  be  observed  and  recorded.  When  the  theatre 
work  was  finished  the  laborious  task  of  correcting  and  interpreting  the 
data  followed.  Finally,  the  irregularity  of  most  of  the  decay  char- 
acteristics, whether  measured  by  this  equipment  or  any  other,  made 
the  technic  of  interpreting  them  one  for  an  acoustic  specialist. 

To  close  the  gap  between  equipment  performance  and  its  require- 
ments, it  was  decided  that  only  a  direct-reading  instrument  would 
solve  the  problem.  Two-slope  decays,  prevalence  of  small  irregulari- 
ties, and  other  secondary  properties  of  the  decay  characteristic  would 
not  be  revealed  by  such  a  method,  but  the  equipment  could  be  simpli- 
fied and  its  use  speeded  up  so  that  the  essential  requirements  could 


562 


E.  S.  SEELEY 


[J.  S.  M.  P.  E. 


be  met.  Furthermore,  the  labor  and  expertness  necessary  to  convert 
decay  curves  to  reverberation-time  values  would  be  eliminated. 

Three  versions  of  a  direct-reading  reverberation  meter  were  de- 
vised and  considered,  one  of  them  constructed  and  tested  in  "bread- 
board" form  and  another  built  in  substantial  trial  quantity  and  now 
giving  service  in  the  field. 

At  this  point  it  seems  desirable  to  digress  with  a  discussion  of  the 
definition  of  reverberation  time.  The  Acoustical  Society  of  America 


\   N«1-  Ar«o  -A. 
A,v.  Slop*  To 

™  Av.  Slop*. 


Rtforencei  Rectifttr 

Level     1 

And 

J 

Control 

1 

L 

FIG.  4.  Circuit  interpreting  reverberation  time  as  the  60-db  abscissa  of 
a  true  exponential  haying  a  slope  corresponding  to  the  average  slope  of  the 
actual  decay  characteristic  slotted  logarithmically. 


has  adopted  the  following  definition  for  this  quantity:  the  time  re- 
quired for  the  average  sound-energy  density  to  decrease  to  one- 
millionth  of  its  initial  value.  The  usual  method  of  measuring  re- 
verberation time  is  to  obtain  in  some  manner  a  curve  representing 
sound  intensity  versus  time  over  a  period  beginning  with  the  inter- 
ruption of  the  steady-state  signal  at  its  source.  This  decay  char- 
acteristic is  then  assigned  a  value  of  reverberation  time  in  more  or  less 
accord  with  the  definition  given  above.  However,  it  is  not  common 
practice  to  adhere  rigidly  to  the  definition.  Difficulty  in  applying  the 


Dec.,  1941] 


REVERBERATION  METER 


563 


definition  results  from  the  fact  that  decay  in  any  but  ideal  acoustical 
enclosures  is  not  usually  exponential  and,  as  it  will  be  pointed  out 
later,  it  is  the  earlier  phases  of  decay  that  have  the  greatest  signifi- 
cance. It  is  an  appraised  average  slope  or,  more  accurately,  trend,  of 
the  db  versus  time  plot  that  is  mathematically  converted  by  most 
acoustical  engineers  to  reverberation  time.  General  trend  of  a 
characteristic  is  a  property  not  readily  defined  exactly. 

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FIG.  5.  Circuit  for  evaluating  the  60-db  abscissa  of  an  exponential  pass- 
ing the  origin  and  a  point  having  coordinates  x,  y,  where  x  =  VW2  and  y  is 
the  intergrated  acoustic  pressure  over  the  interval  tih/(tz  — 1{). 


When  developing  an  instrument  to  make  a  direct  measurement  of  a 
physical  quantity  like  reverberation  time  it  is  necessary  to  adopt  a 
precise  definition  of  the  quantity  to  be  measured.  The  three  types  of 
direct-reading  measuring  device  referred  to  performed  the  measure- 
ment on  the  basis  of  three  different  interpretations  of  the  term 
"reverberation  time." 

The  first  circuit  was  devised  to  evaluate  the  60-db  time  abscissa  of 
a  pure  exponential  which,  plotted  as  db  versus  time,  has  the  same 
integral  as  the  actual  decay  characteristic. 


564  E»  S.  SEELEY  [j.  s.  M.  P.  E. 

The  circuit,  as  shown  in  Fig.  3,  consists  of  a  microphone  and  ampli- 
fier, a  level  indicator  to  permit  establishment  of  a  steady-state  refer- 
ence level,  a  rectifier,  a  circuit  the  output  voltage  of  which  is  pro- 
portional to  the  logarithm  of  the  input  voltage,  a  d-c  amplifier  to  in- 
crease the  amplitude  of  the  signal  and  permit  circuit  isolation,  an 
integrating  circuit  consisting  of  a  series  combination  of  resistors  and 
condensers,  and  a  metering  circuit  to  permit  reading  the  condenser 
voltage,  thus  evaluating  the  integral.  The  dial  of  the  meter  is  cali- 
brated to  read  reverberation  time  corresponding  to  the  60-db  abscissa 
of  the  true  exponential  having  the  same  integral  as  the  actual  decay 
curve.  It  was  required  to  develop  a  compact  network  the  ouptut  volt- 
age of  which  was  proportional  to  the  logarithm  of  the  input  voltage, 
and  it  was  found  that  a  silicon  carbide  unit  in  combination  with  re- 
sistors would  do  this  almost  exactly  over  an  adequate  range. 

The  second  circuit  is  one  which  was  intended  to  interpret  reverbera- 
tion time  as  the  60-db  abscissa  of  a  true  exponential  having  a  slope 
corresponding  to  the  average  slope  of  the  actual  decay  characteristic 
plotted  logarithmically. 

The  circuit,  as  illustrated  in  Fig.  4,  took  the  logarithm  of  the  ampli- 
fied microphone  output,  differentiated  it  to  obtain  the  instantaneous 
rate  of  decay,  and  then  integrated  the  result  to  provide  the  average 
rate  or  average  slope  of  the  decay  curve.  A  direct-reading  meter  scale 
interpreted  that  slope  in  terms  of  reverberation.  However,  it  is  not 
average  slope  (a  precise  quantity)  that  represents  the  usual  interpre- 
tation of  a  decay  curve,  but  trend  slope  (an  inexact  concept)  which  is 
often  a  different  number.  The  time  constant  of  the  differentiating 
section  of  this  circuit  could  be  varied  to  bring  about  a  result  repre- 
senting something  between  average  slope  and  trend. 

The  so-called  logarithm,  differentiating,  and  integrating  circuit 
sections  illustrated  performed  extremely  well.  When  the  last-de- 
scribed circuit  was  assembled  and  tested  with  an  artificial  decay  its 
response  agreed  with  predicted  performance  with  an  error  slightly 
over  1  per  cent. 

The  third  form  of  direct-reading  circuit  evaluated  the  60-db 
abscissa  of  the  exponential  which  passed  through  the  origin  and  a  point 
having  coordinates  x,y,  where  x  equals  the  geometric  mean  time 
•\/tiU,  and  y  equals  the  integrated  acoustic  pressure  over  the  interval 
tih  divided  by  k  —  t\.  This  relationship  is  illustrated  geometrically 
in  Fig.  5  which  shows  also  the  circuit  in  rudimentary  form.  When  the 
circuit  just  described  was  assembled  and  tested  with  an  artificial 


Dec.,  1941]  REVERBERATION  METER  565 

decay,  it  was  found  to  agree  with  predicted  performance  to  1  per  cent. 

The  circuit  of  direct-reading  instrument  3  shows  the  microphone, 
amplifier,  and  level  indicator  in  the  same  relation  as  in  the  previous 
circuits.  After  the  amplified  signal  is  adjusted  to  reference  value, 
the  time-measured  sequence  starts  with  the  signal  interruption. 
When  time  ti  has  elapsed,  the  circuit  is  closed  to  the  amplifier  tube, 
following  which  the  signal  is  rectified  and  applied  to  an  integrating 
circuit.  At  time  h  this  process  is  terminated.  The  metering  circuit, 
as  before,  responds  to  the  voltage  developed  by  the  condenser  charge, 
and  the  meter  scale  is  designed  to  express  this  voltage  as  reverberation 
time. 

If  the  decay  characteristic  were  the  simple  exponential  which  it  is 
frequently  considered,  all  the  described  measurement  methods  and  a 
variety  of  others  would  give  identical  results.  Since  almost  any  decay 
curve  obtained  in  theaters  only  approximates  an  exponential  but  is 
evaluated  in  terms  of  the  exponential  deemed  best  to  generalize  its 
erratic  pattern,  no  method  of  evaluating  reverberation  time  is  precise. 
Hence,  in  the  practical  case,  all  the  existing  methods  may  disagree  in 
their  evaluations  of  reverberation  time  for  a  given  decay.  A  direct- 
reading  instrument  interprets  a  given  decay  characteristic  in  accord- 
ance with  some  specific  formula,  and  thus  does  not  enjoy  the  element 
of  experienced  judgment  which  is  often  an  important  factor  in  the  in- 
terpretation of  a  high-speed  level  recorder  trace.  This  judgment  must 
therefore  be  applied  in  a  broader  way  in  selecting  the  formula  to  which 
the  direct-reading  device  is  calibrated.  One  case  in  point  is  associ- 
ated with  the  fact  that  many  decay  curves  exhibit  two  or  more  general 
slopes  in  different  parts  of  the  decay  period  and  their  evaluation  is 
influenced  by  the  amount  of  decay  taken  into  account.  The  selection 
of  the  time-periods  covered  by  the  direct-reading  device  is  therefore  an 
important  one.  Whereas  reverberation  determinations  are  sometimes 
based  upon  measurements  embracing  decay  extending  to  40  db  or 
60  db,  or  even  more,  it  was  considered  feasible  to  reduce  these  ranges 
materially  in  theater  measurements  with  considerable  benefit  in 
operating  convenience  and  equipment  simplification  and  without 
vitiating  the  significance  of  the  readings. 

In  a  paper  by  W.  A.  Mueller1  loudness  measurements  in  a  number 
of  theaters  were  reported  which  showed  that  the  difference  between 
average  dialog  level  and  average  audience  noise  level  is  23  db.  Thus 
it  appears  unlikely  that  reverberation  could  have  an  important  bear- 
ing on  intelligibility  of  speech  after  a  decay  of  20  db  has  developed, 


566  E.  S.  SEELEY  [J.  S.  M.  P.  E. 

since  at  this  time  the  speech  energy  Jhas  dropped  to  the  level  of 
audience  noise. 

However,  reverberation  has  an  important  bearing  on  quality  of 
reproduction  quite  apart  from  its  interference  with  intelligibility. 
In  this  category  we  have  the  effects  of  reverberation  on  total  energy 
density,  on  the  ability  of  the  listener  to  distinguish  direct  from 
reverberant  sound,  and  the  bearing  of  this  factor  on  presence,  and  the 
property  termed  "liveness"  which  in  proper  degree  is  essential  to  good 
quality. 

When  a  sound  is  originated  the  first  wave- train  that  reaches  an 
observer  is,  of  course,  the  direct  wave,  followed  by  the  reflected  wave- 
train  having  the  shortest  path;  and  this  in  turn  by  that  having  the 
next  shortest  path,  etc.  When  the  power  of  the  sound-source  stops, 
the  first  wave-train  to  disappear  at  the  observer  is  the  direct  wave, 
the  second  is  the  shortest-path  reflected  wave,  etc.,  hi  the  same 
sequence  as  existed  during  growth.  As  a  consequence,  the  time  re- 
quired for  the  energy-density  to  grow  to  half  its  steady-state  value 
is  the  same  as  the  time  required  for  it  to  decay  3  db.  During  the 
period  of  intonation  of  the  longer  speech  sounds,  about  0.3  sec.,  and 
in  a  room  having  a  reverberation  time  of  1.5  sec.,  the  reverberant 
energy  grows  to  93  per  cent  of  its  final  \alue,  or,  in  the  time-periods 
decay  will  proceed  to  only  12  db.  Thus  the  wave  terminations  that 
pass  an  observer  during  the  first  20  db  of  decay  would  seem  to  include 
all  the  energy  that  has  a  significant  bearing  on  the  aural  effects  of 
reverberation. 

From  the  foregoing  discussion  it  seems  logical  to  conclude  that 
a  decay  of  20  db  is  adequate  to  form  the  basis  of  a  measurement. 
This  is  fortunate  as  it  permits  simplification  of  the  measuring  equip- 
ment and  facilitates  the  problem  of  providing  a  reading  uncontami- 
nated  by  the  influence  of  noise  or  unaltered  by  the  effects  of  noise- 
suppressing  filters.  It  is  believed,  however,  that  measurements  of 
short  decay  periods  are  less  exactly  reproduced  than  long-period 
measurements  due  to  the  effects  of  phase  of  the  warble  cycle  at  which 
the  signal  is  interrupted.  The  facility  with  which  data  are  obtained 
and  the  absence  of  need  for  further  treatment  of  the  readings  in  the 
case  of  the  direct-reading  reverberation  meter  permits  a  substantial 
number  of  repetitions  at  a  minor  extension  in  the  total  time  required 
for  a  series  of  measurements. 

It  remained  to  select  one  of  the  three  direct-reading  circuits  dis- 
cussed. Study  of  a  number  of  actual  decay  characteristics  led  to  the 


Dec.,  1941]  REVERBERATION  METER  567 

conclusion  that,  while  none  of  the  three  circuits  possessed  a  domi- 
nant theoretical  advantage  over  the  others,  the  one  finally  selected 
interpreted  the  more  erratic  curves  in  a  manner  somewhat  more  con- 
sistent with  analyses  in  which  the  element  of  judgment  had  full  play. 
The  adopted  circuit  is  perhaps  as  simple  as  a  direct-reading  circuit 
can  be,  and  the  resulting  greater  stability  of  its  calibration  is  expected 
to  make  it  somewhat  to  be  preferred  over  the  other  circuits. 


FIG.  6.     View  of  the  instrument. 

The  instrument  in  its  existing  form  contains  as  a  timing  device  a 
small  geared-down  induction  motor  having  negligible  variation  in 
slip.  The  motor  drives  a  series  of  cams  and  the  cams  operate  leaf 
switches.  The  complete  sequence  of  events  is  started  by  pressing  a 
button  which  causes  the  motor  to  start  and  continue  in  operation  for 
one  complete  cam  revolution.  The  first  event  is  the  excitation  of  a 
relay  located  backstage  or  in  the  booth  which  interrupts  the  signal 


568  E.  S.  SEELEY 

to  the  horns.  The  next  event  is  the  closing  of  the  measuring  circuit  to 
start  the  integration  of  the  decay  signal.  The  third  event  is  the 
disconnection  of  the  integrating  circuit  from  the  preceding  equip- 
ment to  terminate  the  integration  process  after  a  particular  time 
interval.  The  meter  on  the  panel  of  the  instrument  assumes  a  de- 
flection as  soon  as  the  integrating  condenser  obtains  a  charge. 

The  instrument  is  shown  in  Fig.  6.  There  are  three  scales,  covering 
the  overall  range  0.6  to  3.5  seconds,  although  ranges  extending  into 
shorter  times  or  longer  times  could  readily  be  built  in. 

For  reverberation  time  falling  at  the  middle  of  any  scale,  the  instru- 
ment timing  is  such  that  the  20-db  point  occurs  at  the  middle  of  the 
integrating  period  and  the  signal  decays  5  db  during  the  intergrating 
period.  These  figures  vary  moderately  over  the  scale  range. 

Due  to  the  drooping  frequency  characteristics  of  most  theater  sys- 
tems, consideration  must  often  be  given  to  room  noise  when  high- 
frequency  measurements  are  made.  The  major  portion  of  the  noise 
energy  is  confined  to  the  lower  frequencies,  and  means  are  therefore 
provided  for  switching  in  a  condenser  at  1000  cycles  or  higher  to  at- 
tenuate all  components  of  the  microphone  signal  below  this  frequency. 

In  application,  reverberation  measurements  are  made  at  the  time 
that  acoustic  response  measurements  are  being  made.  Immediately 
following  a  series  of  acoustic  response  readings  for  a  given  microphone 
location,  a  series  of  reverberation  measurements  at  26  frequencies  is 
made  without  pausing  to  rewind  the  warble  film.  This  procedure  is 
repeated  in  a  number  of  microphone  locations  in  the  auditorium.  As 
a  result  of  this  method  of  procedure  and  the  rapidity  with  which  the 
instrument  can  be  operated,  150  reverberation- time  readings  may  be 
obtained  in  an  auditorium  by  a  single  engineer  in  an  added  time  of 
about  forty  minutes  including  set-up.  The  work  to  be  done  with  the 
data  after  the  theater  work  consists  in  averaging  the  readings  at  a 
given  frequency  for  the  various  microphone  locations  or  for  certain 
groups  of  locations  such  as  under  balcony,  front  of  balcony,  etc.,  and 
perhaps  plotting  the  results  on  semilog  paper.  This  economy  of  time, 
the  economy  of  equipment  cost,  and  the  compactness  of  the  instru- 
ment seem  to  fulfill  the  requirements  set  forth  in  the  beginning  of  this 
paper. 

REFERENCE 

1  MUELLER,  W.  A.:  "Audience  Noise  as  a  Limitation  to  the  Permissible 
Volume  Range  of  Dialog  in  Sound  Motion  Pictures,"  /.  Soc.  Mot.  Pict.  Eng., 
XXXV  (July,  1940),  p.  48. 


ON  THE  PLAYBACK  LOSS  IN  THE  REPRODUCTION  OF 
PHONOGRAPH  RECORDS* 


O.  KORNEI' 


Summary. — A  theory  is  set  forth  to  explain  the  well  known  level  losses,  in  par- 
ticular of  the  upper  frequency  range,  occurring  in  the  reproduction  of  lateral-cut 
records. 

The  performance  of  a  pick-up  stylus  with  a  spherical  point,  riding  in  a  laterally 
modulated  record  groove,  is  discussed  from  the  point  of  view  of  the  elastic  properties 
of  the  record  material.  After  introducing  certain  permissible  simplifications,  the 
elastic  deformations  of  the  two  supporting  groove  walls  are  calculated,  under  the 
influence  of  the  steady  vertical  pick-up  force,  the  stylus  inertia,  and  the  stylus  stiff- 
ness. Due  to  the  fact  that  both  forces  and  geometry  are  different  on  the  two  walls 
the  respective  elastic  deformations  are  also  found  to  be  different  for  both  walls.  This 
fact  results  in  a  displacement  of  the  pick-up  stylus  from  the  position  which  it  would 
assume  in  an  ideally  rigid  record  groove  and  is  responsible  for  the  difference  between 
the  reproduced  amplitude  and  the  recorded  one.  Playback  loss  and  translation  loss 
are  thus  explained  and  quantitatively  predicted. 

The  discussion  of  the  loss  equation  leads  to  a  number  of  conclusions.  It  is  found 
that  in  contradistinction  to  a  theoretical  pick-up  with  infinitely  small  vertical  force 
and  stylus  impedance,  it  appears  advisable  to  provide  a  practical  pick-up  with  a 
definite  stylus  mass,  in  order  to  counteract  effectively  the  playback  loss  due  to  the 
steady  vertical  force.  The  translation  loss  can  thus  be  reduced  to  zero  in  systems 
with  constant  groove  velocity  if  the  pick-up  constants — in  particular,  the  stylus 
mass — are  properly  chosen.  In  systems  with  variable  groove  velocity  (standard  disk 
recording)  the  translation  loss  can  not  be  made  to  vanish  but  an  increase  in  the  abso- 
lute playback  level  of  the  upper  frequency  range  can  be  achieved,  thus  improving  the 
signal-to-noise  ratio. 

INTRODUCTION 

In  any  system  for  mechanically  recording  arid  reproducing  sound, 
various  undesired  effects  take  place  which  tend  to  impair  the  tonal 
quality  by  introducing  both  frequency  discrimination  and  non-linear 
distortion.  Some  of  these  effects  are  present  even  with  inherently 
perfect  means  of  electromechanical  conversion,  since  they  are  caused 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y.;   revised  ms. 
received  Sept.  29,  1941. 

**  The  Brush  Development  Co.,  Cleveland,  Ohio. 

569 


570  O.  KORNEI  [J.  S.  M.  P.  E. 

by  the  geometry  of  the  recording  and  reproducing  means  on  the  one 
hand,  and  by  the  physical  properties  of  the  record  material  on  the 
other  hand. 

The  first  group  of  these  phenomena  is  usually  referred  to  as  tracing 
and  tracking  conditions.  They  comprise  the  kinematics  of  the  re- 
producing stylus  scanning  a  record  groove  which  is  assumed  to  be  cut 
in  a  material  of  infinite  stiffness.  The  related  questions  have  been 
dealt  with  extensively  in  the  literature  and  a  selection  of  the  more 
comprehensive  publications  is  enumerated  in  the  bibliography.1"8 

The  second  group  of  the  above-mentioned  effects  has  received,  so 
far,  but  little  attention.  The  few  publications  concern  themselves 
only  with  experimental  investigations  9>  12  (compare  also  Discussion1) 
and  with  attempts  to  compensate  in  the  recording  process  for  some 
of  the  deficiencies  incurred  during  the  reproducing  process.10-11 
Only  one  publication,13  which  came  to  the  writer's  attention  after 
completion  of  this  paper,  deals  with  an  approximate  qualitative  ex- 
planation of  the  encountered  effects. 

It  is  the  purpose  of  this  paper,  therefore,  to  discuss  one  of  the  most 
apparent  effects  caused  by  the  physical  properties  of  the  record  ma- 
terial, namely,  the  frequency  discrimination,  or,  more  specifically,  the 
level  loss  of  the  upper  frequency  range  in  the  reproduction  of  lateral- 
cut  sound  records.  (Basically,  similar  effects  exist  for  hill-and-dale 
records  but  shall  not  be  treated  here  in  detail.) 

The  following  investigations  are  based  upon  sinusoidal  tones  only 
and  disregard  non-linear  distortions.  This  latter  assumption  is  justi- 
fied as  long  as  the  distortions  do  not  exceed  comparatively  small  per- 
centages, a  condition  that  must  be  met  in  a  practical  system  in  any 
event  if  an  intolerable  reproduction  is  to  be  avoided.  The  permis- 
sibility of  this  simplification  within  the  errors  of  measurement  has 
furthermore  been  proved  by  extensive  experiments. 

THE  PLAYBACK  PROCESS 

Definitions. — The  fact  has  been  known  for  several  years  that  the 
reproduction  of  the  upper  frequency  range  from  lateral-cut  sound  re- 
cordings is  subject  to  a  considerable  level  loss  if  the  record  groove 
velocity,  i.  e.,  the  recorded  wavelength,  is  reduced.  However,  no 
satisfactory  explanation  has  thus  far  been  advanced  to  account  for 
this  effect.  This  case  of  decreasing  groove  velocity  is  realized  in 
the  playback  from  normal  record  disks  as  the  pick-up  stylus  travels 


Dec.,  1941]      PLAYBACK  Loss  OF  PHONOGRAPH  RECORDS  571 

gradually  from  the  outside  to  the  inside  of  the  record.  The  corre- 
sponding loss  in  the  playback  level  has  been  termed  translation  loss. 

A  similar  case  of  loss  exists  for  a  sound  carrier  with  constant  groove 
velocity :  If  a  frequency  band  of  constant  amplitude  is  recorded  on 
such  a  carrier,  a  certain  deficiency  in  the  reproduction  of  the  upper 
frequency  range  will  usually  be  observed.  This  loss,  too,  shall  be 
included  in  the  concept  of  the  translation  loss. 

The  definition  of  the  translation  loss  as  a  level  difference  implies 
the  existence  of  an  absolute  playback  loss  for  any  given  point  of  the 
sound  record.  This  loss,  in  turn,  may  be  defined  as  the  decrease  of 
the  excursion  of  the  reproducing  stylus  from  the  actual  deviation  of 
the  record  groove  from  its  neutral  line. 

The  knowledge  of  the  playback  loss  is,  in  practice  only  of  secondary 
interest;  it  is,  however,  of  importance  for  the  later  considerations. 
To  avoid  confusion  in  the  terminology  the  two  given  definitions  should 
be  kept  in  mind:  The  playback  loss  is  the  difference  between  the 
recorded  and  the  reproduced  level  in  the  very  same  point  of  a  record; 
the  translation  loss  is  the  difference  between  the  reproduced  levels  at 
two  different,  but  equally  modulated  points  of  a  record,  in  other 
words,  the  difference  between  the  playback  losses  in  the  two  points. 

In  the  experimental  determination  of  the  translation  loss,  account 
must  be  taken  of  any  possible  loss  due  to  the  recording  process. 
Experiments  have  shown  that  the  record  impedance  to  be  overcome 
by  the  cutter  increases  rapidly — for  a  given  frequency  and  amplitude 
— with  decreasing  groove  velocity.  Hence,  a  certain  loss  in  the  re- 
corded level  (generally  about  1  to  3  db)  is  usually  experienced  toward 
the  record  inside.  The  most  convenient  way  to  determine  the 
actually  recorded  amplitude  is  the  well  known  light-pattern  method.14 

Geometry  and  Dynamics. — It  has  been  pointed  out  before  that  only 
sinusoidal  wave-forms  will  be  considered  in  the  following  investiga- 
tions and  that  non-linear  distortions  will  and  can  be  neglected.  The 
problem  of  finding  the  level  difference  between  recorded  and  repro- 
duced signals  is  consequently  reduced  to  the  determination  of  the 
amplitude  differences;  this  means  that  a  consideration  of  the  con- 
ditions at  the  crest  of  the  wave  only  is  sufficient. 

It  is  helpful  to  start  with  the  purely  geometric  aspect  of  the  condi- 
tions in  a  record  groove.  Fig.  1  shows  the  tip  of  a  pick-up  stylus, 
represented  as  a  sphere,  riding  at  the  crest  of  a  sinusoidally  modulated 
record  groove  with  infinitely  stiff  walls,  i.  e.,  deflected  by  the  amount  a 
from  its  neutral  position.  The  sphere  is  supposed  to  be  supported  by 


572 


O.  KORNEI 


[J.  S.  M.  P.  E. 


the  two  groove  walls  only,  *  the  left  one  forming  part  of  a  concave 
cylinder,  the  right  one  part  of  a  convex  cylinder. 

The  engagement  between  the  sphere  (representing  the  stylus  tip) 
and  either  groove  wall  will  be  the  more  intimate  the  more  closely  the 
curvature  of  the  wall  approaches  the  curvature  of  the  stylus.  The 
support  at  the  concave  groove  wall  will  consequently  always  be  more 
effective  than  the  support  at  the  convex  side. 

The  two  minimum  radii  of  curvature  of  the  groove  walls,  pi  and  p2, 
respectively,  are  the  radii  of  the  intersections  with  the  wallsjof  the  two 


FIG.  1.     Spherical  stylus  tip  in  rigid  record  groove. 

planes  perpendicular  to  them  and  passing  through  the  center  of  the 
sphere.     Both  radii  are  evidently  equal  but  have  opposite  signs. 

The  magnitude  of  pi,  2  can  be  found  from  the  general  expression 
for  the  radius  of  curvature 


*  This  is  the  only  positive  support  for  the  stylus.  Any  partial  or  total  sup- 
port by  the  rounded  bottom  of  the  groove,  although  sometimes  encountered, 
is  mechanically  not  well  denned  and  may  lead  to  "chattering"  of  the  stylus  and 
consequent  distortion.  It  is,  furthermore,  mathematically  hardly  accessible. 


Dec.,  1941]      PLAYBACK  Loss  OF  PHONOGRAPH  RECORDS  573 

In  the  case  under  consideration  the  value  is  computed  for  a  sine 
wave,  * 

x 
y  —  a  sm  co  ~. 

i.  e.,  the  path  of  the  recording  stylus  in  a  horizontal  plane.  The  values 
of  the  first  and  second  derivative  at  the  crest  of  this  sine  curve  are 

dy       _          ,    dzy  aw2 

-r-  =  0     and    5-^  =  —  -^r 

dx  dx2  V2 

Since  the  radii  of  curvature  lie  in  planes  inclined  under  the  angle  0 
to  the  horizontal  plane,  the  values  derived  from  the  above  formula 
have  to  be  divided  by  cos  /?  to  give  the  radii  in  the  considered  planes. 
Thus 

V2         1  a        V2 

Pl'2    =      *  ^2  *  3370    =      =*=  ^Tp  '  ~tf 

In  some  cases  it  is  preferable  to  introduce  the  frequency  and  to  ex- 
press the  groove  velocity  by  the  turntable  and  record  data.  Equation 
1  may  then  be  written 


Pl'2= 

It  is  obvious  that  the  absolute  value  |p|  must  never  become  smaller 
than  the  radius  R  of  the  stylus  tip  if  proper  tracing  is  to  be  secured. 

The  forces  acting  upon  the  stylus  tip  in  the  indicated  position  are 
the  steady  vertical  force  W  and  the  lateral  forces  due  to  the  stylus 
stiifness  va  and  inertia  wao>2  (effective  values  for  lateral  motions  only)  . 
In  addition  to  the  force  W,  there  is  another  vertical  force  caused  by 
the  pinch  effect.  This  force,  which  reverses  its  direction  with  twice 
the  frequency  of  the  recorded  frequency,  is  due  to  the  translatory 
acceleration  of  the  stylus-system  mass  as  effective  for  vertical  mo- 
tion. It  can  be  shown,  however,  that  the  influence  of  the  pinch  force 
may  be  neglected**  for  most  practical  purposes,  unless  the  steady 
vertical  force  is  made  very  small,  as,  for  instance,  below  10  grams. 

Elastic  Deformations.  —  All  the  effective  forces  may  finally  be  split 
up  into  two  components  F\  and  F2  directed  perpendicularly  to  the 
groove  walls  at  the  points  of  tangency  with  the  stylus  tip.  In  spite 
of  the  modest  actual  magnitude  of  these  wall  forces,  it  can  be  shown 

*  For  notations  see  Appendix  1. 
**  See  Appendix  2. 


574 


O.  KORNEI 


[J.  S.  M.  P.  E. 


that  the  specific  pressure  between  stylus  and  groove  walls  attains 
considerable  values,  ordinarily  of  the  order  of  10,000  to  20,000  pounds 
per  square-inch.  Under  the  influence  of  these  pressures,  the  groove 
walls  will  give  elastically,  and  will,  consequently,  cause  the  stylus  to 
assume  a  position  different  from  the  ideal  one,  which  is  shown  in  Fig. 
1.  The  assumption  of  elastic  wall  deformation  implies,  incidentally, 
a  limitation  of  the  maximum  permissible  wall  pressure:  It  must  at 


m  a1  u)2  -  a  a1 
FIG.  2.     Elastic  deformation  of  groove  walls. 

all  times  remain  within  the  validity  of  Hooke's  law  in  order  to  prevent 
permanent  deformation  of  the  material. 

Offhand,  it  can  be  predicted  from  Fig.  1  that  for  a  given  pressure, 
the  wall  deformation  at  the  convex  side  of  the  groove  will  be  larger 
than  that  at  the  concave  side,  because  of  the  previously  mentioned 
more  effective  mode  of  stylus  support  in  the  latter  case. 

Fig.  2  serves  to  explain  these  conditions  more  clearly.  It  shows 
the  vertical  section  through  the  stylus  tip  and  record  groove  as  indi- 
cated in  Fig.  1.  The  solid  circle  (center  at  0)  again  represents  the 
stylus  tip  in  its  ideal  position,  with  no  wall  deformation ;  the  dotted 


Dec.,  1941]      PLAYBACK  Loss  OF  PHONOGRAPH  RECORDS  575 

circle  (center  in  0')  shows  the  stylus  tip  in  its  new  and  actual  posi- 
tion after  elastic  deformation  of  the  groove  walls  by  the  amounts  61 
and  52.  The  resulting  lateral  deviation  A  of  the  stylus  center  from 
its  ideal  position*  is  obviously  equal  to  the  difference  between  the 
horizontal  components  of  the  deformations  of  the  two  groove  walls : 

A  =  (Si  -  52)  cos  0  (2) 

It  can  be  seen  from  Fig.  2  that  the  effective  playback  amplitude  a' 
is  equal  to  the  difference  between  the  recorded  amplitude  a  and  the 
resulting  stylus  deviation  A 

a'  =  a  —  A 
The  playback  loss  L,  expressed  in  decibels,  is  therefore 

L  =  20  log  a  ^_  A  db  =  20  log  -   — -  db  (5) 

a 

The  magnitudes  of  the  wall  forces  FI  and  F*  may  be  derived  from  the 
vector  diagram  indicated  in  Fig.  2.  Omitting  the  details  of  the  simple 
calculation,  one  obtains 

W          Or  -  mu*)a' 
Fl' 2  =  2^3  2cos/S 

Knowing  these  forces  ajid  the  geometric  shape  of  the  groove  walls,  the 
quantities  di  and  S2  can  be  determined. 

The  general  problem  of  the  elastic  deformation  of  two  curved  bodies 
in  mutual  contact  under  the  influence  of  a  given  force  was  treated  and 
solved  by  Heinrich  Hertz. 15  His  findings  have  been  generally  adopted 
and  convenient  expressions  for  the  computation  of  numerical  values 
may  be  found  in  any  pertinent  reference  book.16- 17 

From  the  last  reference,17  for  instance,  the  elastic  deformation  d  be- 
tween a  sphere  of  the  radius  R  and  a  cylinder  of  the  radius  p,  under  the 
influence  of  the  force  F,  is  found 


*  The  vertical  displacement  h  is  of  no  direct  importance  in  this  connection. 
However,  it  should  not  reach  a  magnitude  to  cause  "bottoming"  of  the  stylus; 
proper  choice  of  the  groove  profile  is  therefore  essential.  Compare  also  Ap- 
pendix 2. 


576  O.  KORNEI  [J.  s.  M.  P.  E. 

k  is  determined  by  the  elastic  properties  of  the  two  bodies  and  is  given 
by 


3     1  -  v?    ,    1  - 


Since  the  pick-up  stylus  (usually  sapphire)  may  be  considered  in 
finitely  stiff  (Ei  =  oo  )  as  compared  to  the  record  material  the  ex 
pression  becomes  (omitting  the  subscripts) 


The  quantity  ^  can  be  found  from  tables,  15>  16>  17  by  means  of  an 
auxiliary  function  0,  which  is  for  the  system  sphere/cylinder 


arc  cos 


2P  +  R 


The  possible  values  of  p  range  from  pi  =  R  —  >  oo  for  the  convex  side 
and  from  pz  =  —R—^—cofor  the  concave  side  wall  of  the  record 
groove,  if  the  extreme  cases  of  maximum  modulation  and  zero  modu- 
lation are  considered,  respectively.  It  can  be  seen  from  the  quoted 
references  that  the  value  of  <p  changes  so  little  with  9,  that  it  may  be 
considered  a  constant  over  practically  the  whole  range  of  p.  An  ob- 
jectionable error  occurs  only  if  p  approaches  —  R  very  closely; 
however,  for  p  =  —  1.5.R,  for  instance,  the  error  is  already  down  to 
about  6  per  cent  and  decreases  rapidly  with  increasing  p.  Keeping 
this  limitation  in  mind,  <p  can  be  introduced  as  a  constant,  whose 
magnitude  is  found  to  be  2. 

Introducing  this  value  and  the  value  for  k  into  equation  5,  one 
obtains 


«?) 

l_.tY^-  \  *p/        _j 

where 


Equation  6  represents  the  required  general  expression  for  the  deforma- 
tion of  the  cylindrical  and  elastic  groove  wall  of  radius  p  against 
which  the  spherical  and  rigid  stylus  tip  of  radius  R  is  pressed  with  the 
fofte  F. 

If  the  values  for  pi>2  are  now  introduced  from  equation  1,  forF 
from  equation  4  and  if  sin  (3  =  cos  0  =  I/ \/2  (according  to  the  usual 


Dec.,  1941]      PLAYBACK  Loss  OF  PHONOGRAPH  RECORDS  577 

value  2/3  =  90°)  one  obtains  for  the  deformation  $1  of  the  convex 
ide  and  52  of  the  concave  side  of  the  groove  wall  : 

-  A)\V. 


2V2F' 


t  should  be  noted  specifically  that  in  this  equation  the  actual  stylus 
xcursion  a1  =  a  —  A  (not  the  recorded  amplitude  a)  has  to  be  used. 
Recalling  equation  2  and  setting  a  =  mco02  one  obtains  finally 


i    ,  1  -  A)\V« 

=  1 


/         &o2(a  -  A)\V»/      ,   m(<o2  -  coo2)  (a-   A)\V»H 
V1  2V2F2     )     V  ~W~        ~y     J   ( 


This  equation  contains  implicitly  the  desired  quantity  A,  that  is, 
the  difference  between  the  recorded  groove  excursion  a  and  the 
reproduced  stylus  excursion  a'  (compare  Fig.  2).  Since  the  rigorous 
algebraic  solution  of  this  equation  is,  in  general,  not  possible,  resort 
may  be  had  to  a  graphical  method,  as  will  be  shown  later. 

For  most  practical  cases,  however,  an  approximate  solution  is  more 
convenient  and  sufficiently  accurate.  A  simple  consideration  of  the 
expression  8  shows  that  the  second  terms  between  the  parentheses 
are,  in  practice,  usually  small  compared  with  unity.  A  series  ex- 
pansion of  the  right  side  of  equation  8  may,  therefore,  be  limited  to 
the  linear  and  quadratic  terms,  which  latter  cancel  by  virtue  of  the 
structure  of  the  expression.  The  equation  is  thus  transformed  into 


a  -  A  3       \E*RJ     \4V2F2  W 

Referring  to  equation  3  the  final,  approximate,  expression  for  the  play- 
back loss  is  obtained 


W 

Discussion  of  Equation  9. — The  detailed  discussion  of  equation  9 
is  rather  interesting.  It  should  be  borne  in  mind,  however,  that 
any  conclusions  must  not  be  extended  beyond  the  range  of  validity 
of  this  approximate  expression — the  range  being  determined  by  the 
considerations  in  the  preceding  paragraph. 

(a)  In  the  first  place,  the  important  fact  can  be  noted  that  the 
playback  loss  is  independent  of  the  recorded  amplitude.  The  maxi- 


578  O.  KORNEI  [j.  s.  M.  P.  E. 

mum  permissible  amplitude  is,  at  the  same  time,  determined  by  the 
previously  mentioned  tracing  condition 


which  yields  (for  0  =  45°) 

flmax    ^   ^2  (10) 

(b)  Depending  upon  the  numerical  value  of  the  difference  term 
in  the  parentheses,  the  playback  loss  may  be  positive,  zero,  or  nega- 
tive. The  latter  case  of  a  "negative  loss"  is  equivalent  to  a  gain  of 
the  reproduced  over  the  recorded  level.  The  frequency  /  at  which 
no  loss  occurs  shall  be  called  "zero-loss-frequency;"  it  divides  the 
range  of  lower  frequencies  suffering  an  amplitude  loss  from  the  higher 
range  gaining  in  playback  level.  The  zero-loss-frequency  /  can  be 
calculated  by  equating  the  term  between  the  parentheses  of  the 
equation  9  to  zero : 

w(o>2  — 


__  _ 

4V272  W 


from  which  follows  : 


/2  =  /o 


-  _  RW 


It  is  interesting  to  note  from  this  equation  that  the  zero-loss-frequency 
is  independent  of  the  record  material;  for  a  given  groove  velocity  it  is, 
therefore,  a  characteristic  of  the  pick-up  only.  A  real  value  for  /, 
however,  is  obtained  only  as  long  as  the  denominator  on  the  right 
side  in  the  above  equation  is  greater  than  zero ;  if  it  becomes  zero  or 
negative,  the  zero-loss-frequency  becomes  infinite  or  imaginary. 
This  means  that  a  positive  playback  loss  prevails  over  the  whole  fre- 
quency range. 

The  physical  interpretation  of  the  above  considerations  is  quite 
obvious:  Referring  again  to  Figs.  1  and  2,  it  can  be  seen  that  the 
force  FZ  directed  against  the  concave  groove  wall  and  causing  the 
deformation  52  tends  to  decrease  the  stylus  deviation  A  and,  conse- 
quently, the  playback  loss.  Since  F2  is  primarily  determined  by  the 
inertia  reaction  wa'co2,  particularly  for  the  upper  frequency  range,  it 
follows  that  for  a  given  recorded  frequency  the  reproduced  amplitude 
will  increase  with  the  stylus  mass.  For  a  given  stylus  mass,  however, 
the  question  of  gain  or  loss  of  the  playback  level  will  depend  upon 


Dec.,  1941]      PLAYBACK  Loss  OF  PHONOGRAPH  RECORDS  579 

whether  the  deformation  due  to  the  inertia  force  on  the  one  hand,  or 
due  to  the  steady  weight  and  stylus  stiffness  on  the  other  hand, 
predominates.  This,  in  turn,  is  entirely  determined  by  the  recorded 
wavelength,  i.  e.,  by  the  record  velocity  V.  Other  conditions  being 
equal,  the  effect  of  the  inertia  force  will  be  the  more  dominant  at 
the  higher  record  velocities.  In  other  words,  the  reproduced  level 
(particularly  of  the  upper  frequency  range)  will  increase  with  the 
record  velocity. 

(c)  Another  important  conclusion  can  be  drawn  from  equation  9. 
If  the  term  associated  with  the  frequency  is  made  to  vanish,  the  loss 
becomes  independent  of  the  frequency  and  is,  for  given  pick-up  con- 
stants, a  function  of  the  groove  velocity,  V,  only.  In  systems  with 
constant  groove  velocity,  it  is,  therefore,  possible  to  keep  the  playback  loss 
constant,  provided  the  pick-up  data  were  properly  chosen ;  this  means 
that  the  translation  loss  can,  under  such  circumstances,  be  reduced  to 
zero. 

The  condition  under  which  this  happens  is  evidently  given  by 


*       -1  =  0 


4V2F2      W 

from  which  it  follows  that  the  mass  m  for  zero  translation  loss  is 

RW 


(12) 


Instead  of  the  mass,  R  or  W  could  also  be  made  to  satisfy  the  con- 
dition ;  for  practical  reasons,  however,  they  can  not  be  varied  within 
wide  limits. 

From  equations  9  and  12,  the  magnitude  of  the  constant  playback 
loss  L  is  thus  defined  by 


L  =  20  log  [l  +  ^j^  (E*RW)~V>  *] 


db  (13) 


if  a  is  substituted  for  mco02. 

This  expression  is,  incidentally,  identical  with  the  one  which 
can  be  found  for  the  playback  loss  at  very  low  frequencies  (i.  e.t  for 
co  —  >  0),  where  the  loss  is  caused  only  by  the  stylus  stiffness  a.  For 
average  pick-up  constants,  it  is  found  that  the  playback  loss  remains 
practically  constant  up  to  approximately  1500  cps.  The  numerical 
value  of  this  loss  is  ordinarily  very  small,  in  the  order  of  less  than  1 
decibel. 


580  O.  KORNEI  [J.  S.  M.  P.  E. 

(d)  It  has  been  customarily  postulated  that  the  stylus  mass  of  a 
"high-fidelity"  pick-up  should  be  reduced  as  far  as  possible.  Howr 
ever,  it  could  already  be  seen  in  section  b  that  this  is  not  correct  for  a 
pick-up  with  finite  vertical  force,  if  the  playback  loss  is  taken  into 
account.  The  conditions  can  be  even  better  understood  if  the  stylus 
mass  m  in  equation  9  is  made  negligible  (m  — ->  0).  We  then  obtain 
for  the  playback  loss  L0  of  a  massless  pick-up  under  the  influence  of 
the  vertical  force  W 


It  is  seen  that  this  loss  vanishes  only  for  very  low  frequencies;  in 
the  upper  frequency  range,  however,  it  may  attain  considerable  mag- 
nitudes. It  is  evident  that  this  loss  is  due  only  to  the  unequal  defor- 
mations of  the  two  differently  shaped  groove  walls  under  the  influence 
of  the  steady  vertical  force  W. 

The  postulate  for  a  pick-up  having  negligible  stylus  mass  is,  there- 
fore, justified  only  in  the  theoretical  case  of  a  simultaneously  vanish- 
ing vertical  force.  Since  this  latter  requirement  can  not  be  met  in 
any  practical  design,  it  is  necessary  to  provide  a  finite  stylus  mass  in 
order  to  attain  favorable  conditions  with  regard  to  the  playback  loss. 
The  magnitude  of  this  mass  is  determined  by  the  operating  condi- 
tions. For  systems  with  constant  groove  velocity  it  is  given  by 
equation  12;  for  variable  groove  velocity,  by  a  certain  compromise 
which  will  be  discussed  later. 

(e)  Because  of  the  interaction  between  the  stylus  mass  and  the 
elastic  groove  walls,  the  question  arises  whether  resonance  may  not 
occur  between  these  two  quantities.  This  problem,  however,  is 
rather  involved,  since  it  must  be  borne  in  mind  that  the  elastic  re- 
actions of  the  groove  walls  are,  in  the  first  place,  non-linear;  and, 
in  the  second  place,  unsymmetrical,  because  of  the  different  shapes 
of  the  two  walls.  A  rigorous  treatment  of  these  conditions  goes  far 
beyond  the  scope  of  this  paper;  but  for  the  discussion  of  similar  cases 
the  reader  is  referred  to  the  pertinent  literature.18' 19 

However,  an  approximate  idea  of  what  may  be  expected  can 
again  be  obtained  from  equation  9.  It  is  evident  that  for  resonance  i 
or,  rather,  "resonance-like"  conditions,  the  reproduced  amplitude 
must  become  very  large;  in  other  words,  the  stylus  deviation  A, 
and  with  it,  the  playback  loss,  must  attain  very  high  negative  values 
(A— »  —  c°  ;  L  =  — >oo).  In  this  case 


Dec.,  1941]       PLAYBACK  Loss  OF  PHONOGRAPH  RECORDS  581 


2V2K/ 


W»\  */,/ 
E*Rj      V 


3      \E*Rj      V4\2F2  W 

It  can  be  assumed  that  resonance  occurs  at  a  very  high  frequency 
,  so  that  Wtf2  >  >co02.     Then 


COB2 


RW 
4V2  F2 


(15) 


The  numerator  of  the  right  side  of  this  equation  represents  the 
fictitious  stiffness  of  an  equivalent  simple  vibratory  system,  the  de- 
nominator, the  corresponding  fictitious  mass.  It  is  seen  that  the 
stiffness  is  determined  not  only  by  the  elastic  properties  of  the 
record  material  but  also  by  stylus  radius  and  vertical  force,  since 
these  quantities  determine  the  "preloading"  of  the  record  material. 
The  equivalent  mass  turns  out  to  be  dependent  upon  the  groove 
velocity  and  approaches  the  actual  stylus  mass  only  for  infinite 
velocity,  that  is,  for  symmetrical  conditions  on  both  sides  of  the 
stylus.  For  finite  velocities,  the  fictitious  mass  decreases  with  the 
groove  velocity  and  finally  vanishes  for  a  certain  value.  Below  this 
value,  the  resonance  frequency  becomes  imaginary;  in  other  words, 
it  does  not  occur  at  all.  Comparing  equations  15  and  11  it  is  seen 
that  the  limiting  conditions  for  the  occurrence  of  the  resonance  and 
the  zero-loss-frequency  are  identical  because  of  the  identity  of  the 
denominators.  Actually,  no  resonance  can  be  expected  in  the  range 
below  the  zero-loss  frequency  where  the  reproduced  amplitudes  are 
always  smaller  than  the  recorded  ones. 

The  resonance  between  stylus  and  record  material  can  be  experi- 
mentally verified  and  the  findings  are  in  reasonably  good  agreement 
with  the  calculations.  The  observed  increase  in  amplitude  is,  of 
course,  limited,  since  damping  was  neglected  in  the  calculations; 
however,  peaks  as  high  as  10  to  12  db  could  be  measured.  As  an 
example,  it  may  be  mentioned  that  a  record  resonance  of  approxi- 
mately 20,000  cps  was  observed  for  the  pick-up  under  consideration, 
at  the  outside  of  a  12-inch  cellulose  nitrate  disk  at  78  rpm.  The  value 
for  the  same  pick-up,  but  with  3  times  its  original  stylus  mass,  is 
approximately  10,000  cps. 

Graphical  Solution  of  Equation  8. — It  has  been  pointed  out  be- 
fore that  the  approximate  expression  9  is  valid  only  as  long  as  the 
second  terms  between  the  parentheses  of  equation  8  may  be  considered 


582  O.  KORNEI  [j.  s.  M.  P.  E. 

small  in  comparison  to  unity.  The  permissible  limit  will  be  exceeded, 
particularly  if  stylus  mass  and  frequency  attain  very  high  values, 
Under  such  extreme  conditions  a  more  rigorous  solution  of  equation  8 
has  to  be  sought,  preferably  by  a  graphical  method.  This  may  be 
accomplished  in  the  following  way : 

Each  side  of  equation  8  is  considered  a  separate  function  of  A,  the 
left  side  being  denoted  3>i(A),  the  right  side  3>2(  A).  Both  functions 
are  plotted  as  ordinates  in  a  system  with  A  as  abscissa.  The  solu- 
tion of  the  equation,  i.  e.,  the  value  of  A,  is  then  represented  by  the 
abscissa  of  the  point  of  intersection  between  the  two  functions.  The 
graphical  representation  of  <f>i(  A)  is,  evidently,  a  straight  line  inclined 
45  degrees  and  passing  through  the  origin  of  the  coordinate  system. 
In  plotting  the  function  <J>2(  A),  all  quantities  of  equation  8  referring 
to  the  pick-up  system  and  the  record  groove  have  to  be  considered 
as  parameters,  A  being  the  independent  variable.  The  choice  of  the 
amplitude  is  not  very  critical,  since  it  wa,s  shown  before  that  the  loss  is, 
in  first  approximation,  independent  of  the  amplitude.  It  is,  there- 
fore, usually  sufficient  to  plot  the  curves  for  only  one  single  value  of  a. 
This  value,  however,  should  preferably  be  so  chosen  as  to  be  per- 
missible under  the  most  adverse  conditions  of  the  record  under  con- 
sideration; that  means  for  the  highest  frequency  and  the  lowest 
groove  velocity  to  be  expected.  The  magnitude  of  this  amplitude 
can  be  determined  by  means  of  equation  10. 

Numerical  Example. — An  example  for  the  graphic  procedure  is 
shown  in  Fig.  3.  The  numerical  values  used  here  and  later  on 
refer  to  a  commercial  light-weight  pick-up  with  permanent  sapphire 
stylus  (see  Appendix  1).  As  to  the  magnitude  of  the  modulus  E  of 
the  record  material  and  its  experimental  determination,  reference  is 
made  to  the  Appendix  3.  In  order  to  select  an  extreme  case  for  the 
graphical  example,  the  conditions  as  represented  refer  to  a  pick-up 
with  three  times  the  original  stylus  mass.  The  symbol  £  will  be  used, 
hereafter,  to  denote  the  multiplying  factor  applied  to  the  original 
mass  of  the  pick-up  stylus. 

The  graph  of  Fig.  3  shows  two  groups  of  curves  representing  the 
function  $2 (A)  and  a  straight  line  at  45  degrees  for  the  function 
4>i(A).  The  two  groups  of  curves  refer  to  the  smallest  and  largest 
practical  groove  radius  of  5  cm  above  the  A  axis  and  15  cm,  be- 
low the  A  axis,  respectively.  Within  each  group,  three  different  high 
frequencies  are  used  as  parameters.  The  recorded  amplitude,  a,  used 
for  the  computation  of  the  graph  was  10~4  cm.  It  is  obvious  that  all 


Dec,,  1941]       PLAYBACK  Loss  OF  PHONOGRAPH  RECORDS 


583 


$2  (A) -curves  must  originate  from  the  same  point  on  the  A-axis  with 
abscissa  a,  because  A  must  equal  a  when  ^(A)  equals  zero.  All 
cp2 (A) -curves  lying  above  the  A-axis  lead  to  a  positive  loss,  those 
under  the  A-axis  to  a  negative  loss  ( =  gain)  of  the  recorded  amplitude. 
The  playback  losses  can  now  be  found  by  proceeding  according 
to  the  previous  explanations :  By  measuring  the  abscissae  ( A- values) 
of  the  intersection  points  of  the<£i(A)-line  with  the  3>2(  A) -curves  and 
finally  computing  by  means  of  equation  3. 


FIG.  3.     Example  for  graphical  solution  of  equation  8. 


It  is  seen  plainly  that  even  under  the  rather  extreme  operating 
conditions  chosen  foir  this  example  all  4>2(  A) -functions  turn  out  to  be 
practically  straight  lines  in  the  graphs  of  Fig.  3.  This  fact  confirms 
once  more  the  previous  statement  that  the  simplified  equation  9  can 
be  used  for  the  great  majority  of  all  practical  cases. 

Fig.  4  (a)  shows  a  set  of  curves  for  the  playback  loss  as  a  function 
of  frequency,  computed  by  means  of  equation  9  and  verified  by  the 
graphical  method.  The  curves  represent  the  conditions  for  both  the 
record  inside  and  outside  including  a  variation  of  the  stylus  mass  (£  = 
0,  1,  2,  3),  all  other  parameters  being  held  constant.  Inspection  of 
Fig.  4  (a)  yields  in  a  pictorial  way  all  the  conclusions  which  have 


584 


O.  KORNEI 


[J.  S.  M.  P.  E. 


Dec.,  1941]       PLAYBACK  Loss  OF  PHONOGRAPH  RECORDS  585 

already  been  derived  from  the  interpretation  of  equation  9  and  which 
can  be  summarized  as  follows : 

The  playback  loss  of  a  pick-up  with  given  mechanical  constants 
depends  primarily  upon  frequency  and  record  velocity.  For  low  fre- 
quencies, the  loss  is  always  positive,  very  small  and  almost  constant 
up  to  a  certain  frequency  (for  the  chosen  example,  approximately 
1500  cps).  From  there  on,  the  loss  either  increases  continuously 
with  rising  frequency,  or  decreases,  passing  through  zero  at  the  zero- 
loss-frequency  and  changing  into  a  gain  at  still  higher  frequencies. 
Which  one  of  these  two  trends  actually  materializes  depends  upon  the 
pick-up  constants — primarily  upon  the  stylus  mass — and  the  record 
velocity.  High  stylus  mass  and  high  record  velocity  favor,  in 
general,  a  gain,  because  of  the  easier  deformability  of  the  concave 
groove  walls  under  such  conditions.  Examples  for  the  particular 
case  of  constant  playback  loss  (curve  5)  and  for  the  loss  of  a  massless 
pick-up  (dashed  curves)  are  also  shown  in  the  figure.  In  accordance 
with  the  previous  explanations,  it  is  evident  that  the  loss  of  the 
massless  pick-up  with  a  finite  vertical  force  must  be  always  positive. 

The  curve  of  the  pick-up  with  f  =  3,  for  the  record  outside,  shows 
a  very  steep  gain  increase  toward  10,000  cps,  this  frequency  being  the 
resonance  frequency  between  stylus  mass  and  record  material  (com- 
pare Fig.  3  and  equation  15).  The  actually  observed  values  were 
lower,  due  to  the  damping;  they  are  approximately  indicated  in 
dotted  lines  (similarly  for  the  case  f  =  2). 

Fig.  4(b)  shows  the  translation  loss  of  the  three  pick-ups  as  derived 
from  Fig.  4 (a)  by  simply  plotting  the  difference  between  the  corre- 
sponding playback  loss  values  for  the  record  inside  and  outside. 

It  can  be  seen  that  the  translation  loss  rises  rapidly  with  the 
frequency  but  also  with  the  stylus  mass.  This  is  not  contradictory 
to  the  decrease  of  the  playback  loss  with  increased  mass,  because  the 
amplitude  gain  at  the  record  outside  takes  a  steeper  course  than  the 
amplitude  loss  at  the  record  inside.  In  spite  of  this  fact,  however, 
it  must  not  be  overlooked  that  the  absolute  playback  level  for  the 
upper  frequency  range  is  always  higher  for  a  higher  stylus  mass  (up 
to  the  frequency  of  stylus-record  resonance).  This  is  of  consider- 
able practical  significance,  since  it  improves  the  signal-to-noise  ratio. 

Experimental  Verification. — The  findings  and  predictions  of  the 
theory  have  been  checked  by  a  large  number  of  experiments.  They  in- 
cluded almost  any  possible  variation  of  the  involved  quantities,  such 
as  groove  velocity,  record  material,  frequency,  stylus  mass,  and 


586  O.  KORNEI  [j.  S.  M.  P.  E. 

vertical  force.  The  agreement  between  calculated  and  observed 
values  was  very  good  throughout.  A  certain  amount  of  variation 
in  the  magnitude  of  the  measured  quantities  has  always  to  be  ex- 
pected, though,  primarily  because  of  the  experimental  difficulties  in 
the  exact  determination  of  the  pick-up  constants  and  because  of  the 
influence  of  temperature  and  the  aging  and  wear  of  the  record  mate- 
rial. However,  the  deviations  very  rarely  exceeded  objectionable 
magnitudes. 

Practical  Considerations. — Some  considerations  which  have  a  direct 
bearing  upon  the  practical  design  of  a  pick-up  will  be~T)riefly  re- 
capitulated. 

Because  of  the  elastic  deformation  of  the  record  material,  any 
pick-up  construction  is  primarily  determined  by,  and  must  conse- 
quently start  from,  the  steady  vertical  force.  This  force  should  be 
kept  below  the  limit  which  causes  permanent  deformation  of  the 
record  material  (see  Appendix  3),  but  above  the  vertical  acceleration 
forces  to  be  expected  on  account  of  the  pinch  effect  (see  Appendix  2) . 
Under  average  conditions,  the  vertical  pick-up  force  should  range 
between  10  and  20  grams  for  lacquer  records  and  if  bottoming  of  the 
stylus  is  excluded.  The  effective  mass  of  the  stylus  system  for  verti- 
cal motions  should  be  reduced  as  far  as  possible  in  order  to  cut 
down  the  influence  of  the  pinch  effect.  On  the  other  hand,  the  effec- 
tive stylus  mass  for  lateral  motions  should  have  a  definite  value  to 
counteract  the  inherently  unavoidable  deformation  of  the  record  ma- 
terial caused  by  the  vertical  force.  That  means  that  the  stylus  mass 
should  be  concentrated  as  closely  as  possible  to  the  stylus  tip. 

The  optimal  stylus  mass  for  the  reproduction  with  zero  translation 
loss  from  records  with  constant  groove  velocity  is  given  by  the 
theory  and  depends  on  vertical  force,  stylus  radius,  and  record 
groove  velocity,  but  is  independent  of  the  record  material  (see  equa- 
tion 12). 

In  systems  with  variable  groove  velocity,  as  represented  by  the 
standard  disk-recording  process,  the  optimal  stylus  mass  is  not  un- 
equivocally defined.  It  should,  however,  be  chosen  in  such  a  way 
as  to  give  the  best  compromise  between  permissible  translation  loss 
and  signal-to-noise  ratio  under  the  particular  operating  conditions. 
A  fair  choice  is  probably  the  case  for  which  the  playback  loss  under 
the  most  adverse  conditions  (highest  frequency  at  record  inside) 
does  not  exceed  5  to  6  db. 

The  stylus  stiffness  of  a  pick-up  should  be  chosen  as  low  as  possible 


Dec.,  1941  ]       PLAYBACK  Loss  OF  PHONOGRAPH  RECORDS  587 

in  order,  to  reduce  not  only  the  level  loss  for  low  frequencies  (compare 
etfttation  13),  but  also  the  required  vertical  force  and  the  record  wear. 
A  low  stylus  stiffness  (low  resonance  frequency)  also  increases  the 
effectiveness  of  the  stylus  mass  in  counteracting  the  playback  loss 
(compare  equation  9). 

Some  concluding  remarks  on  the  frequency  performance  of  a  pick- 
up may  be  appropriate  in  this  connection.  The  fact  can  not  be 
sufficiently  stressed  that  the  so-called  "frequency  response"  as  it  is 
usually  supplied  with  a  pick-up,  is  entirely  without  significance  unless 
the  conditions  pertaining  to  its  establishment  are  exactly  specified 
From:  the  considerations  of  this  paper,  it  is  clear  that  the  very  same 
pick-up  can  yield  widely  different  characteristics  if  record  material, 
groove  velocity,  and  steady  vertical  force  are  varied.  It  must  be 
borne  in  mind  tliat  no  practical  pick-up  ever  reproduces  what  is  on 
the  record — the  response  will  always  be  an  overall  effect  determined 
by  the  geometrical  and  physical  constants  of  both  the  record  and 
the  pick-up  itself. 

The  only  way  to  establish  the  "absolute"  frequency  response  of  a 
pick-up  consists  in  directly  driving  its  stylus  from  a  driver  (for 
instance  a  cutter)  with  an  exactly  known  frequency  characteristic. 
Such  procedure,  however,  is  mainly  of  theoretical  interest  and, 
therefore,  not  even  desirable  for  the  judgment  of  the  actual  pick-up 
performance. 

ACKNOWLEDGMENT 

T"  The  author  wishes  to  thank  Mr.  A.  L.  Williams,  President  of  The 
Brush  Development  Company,  for  his  active  interest  in  this  project. 
JEe  appreciates  also  the  cooperation  of  Mr.  A.  Dank  in  the  numerous 
experiments,  and  of  Mr.  A.  Barjansky  who  computed  the  numerical 
values  of  the  equation  for  the  groove  wall  deformation. 

APPENDJ%1 ,   .„ 
(Notations,  except  for  those  defined  in  the  text} 

Numerical  Values  for 
Symbol  Meaning  Dimension  Chosen  Example 

f  '  Radius  of  record  groove  cm  5  to  15 

n  Speed  of  turntable,  rpm  (60  sec)-1  78 

•  V  Record  groove  velocity  cm-sec"1  40.8  to  122.5 

£  Young's  modulus  of  record  material  dynes-cm~2  8.5  X  109 

v  Poisson  constant  of  record  material  0.3 

2/3  Angle  included  by  groove  walls  90° 

a  Recorded  amplitude  cm 


588 


O.  KORNEI 


[J.  S.  M.  P.  E. 


APPENDIX  1   (Continued) 


Symbol 
a' 

V 

Pi, « 


Dimension 


cm 

cm-sec' 

cm 

cm 
cm 


W 


/ 


Meaning 

Reproduced  amplitude 

Stylus  velocity 

Radius  of  curvature  of  convex  and 

concave  groove  wall,  respectively 
Elastic   deformation   of  convex  and 

concave  groove  wall,  respectively 
Lateral  displacement  of  stylus  center 

due  to  groove  elasticity 
Radius   of   spherical  tip   of  pick-up     cm 

stylus 
Mass  of  stylus  system  as  effective  in     grams 

center    of    stylus    tip    for    lateral 

motions 
Stiffness  of  stylus  system  as  effective 

in  center  of  stylus  tip  for  lateral 

motions 
Steady  vertical  pick-up  force 


Numerical  Values  for 
Chosen  Example 


6.3  X  iO~3 
(2.5  mils) 
3.5  X  10~» 


dynes-cm-1    2.2  X  10* 


dynes 


Lateral  resonance  frequency  of  stylus     sec"1 

system 
/         Frequency  sec"1 


2  X  10* 

(approx.  20  grams) 
4000 


2*70,  2*7  sec"1 

APPENDIX  2 

(Pinch-Effect) 

The  pinch-effect  may  be  defined  as  the  magnitude  of  the  up-and-down  motion 
of  the  tracing  stylus  tip  caused  by  the  periodic  variation  of  the  included  angle 
between  the  two  modulated  groove  walls.  The  effect  is  caused  by  the  different 
geometric  shape  of  recording  and  reproducing  styli.1  Evidently,  the  extreme 
positions  of  the  stylus  tip  occur  at  the  crest  of  the  modulated  groove  (lowest 
position)  and  at  the  point  where  the  groove  intersects  the  original  neutral  line 
(highest  position).  The  total  vertical  travel  of  the  stylus  tip  may  thus  be  con- 
sidered the  double  amplitude  2ap  of  an  approximately  sinusoidal  motion  of  twice 
the  recorded  frequency.  It  can  easily  be  shown7  that  the  "pinch  amplitude" 
ap  is,  neglecting  the  record  elasticity, 

R         q»q)»  /jgx 

ap   =  4v/2  '     V* 

Remembering  equation  10  for  the  maximum  permissible  lateral  amplitude,  it  is 
found 

apmax  =  ^E«  (17) 

4 

This  means  that  the  theoretical  "pinch  amplitude"  under  the  most  adverse 
conditions  can  not  exceed  one-quarter  of  the  lateral  amplitude.     The  vertical 


Dec.,  1941]       PLAYBACK  Loss  OF  PHONOGRAPH  RECORDS  589 

and  the  lateral  accelerations  thus  become  equal  (for  the  worst  case)  since  the 
pinch  frequency  is  twice  the  lateral  frequency. 
The  highest  lateral  inertia  force  is,  therefore, 


R 

The  numerical  value  of  this  expression  amounts  to  1.3  grams  (at  the  record 
inside)  for  the  chosen  example.  The  vertical  acceleration  force,  due  to  the 
pinch-effect,  will  ordinarily  be  several  times  this  value,  since  the  stylus  mass 
effective  for  vertical  motion  is — for  reasons  of  a  practical  design — usually  greater 
than  that  for  lateral  motion.  But  even  so,  it  remains  small  in  comparison  to  the 
vertical  force  of  20  grams  and  can,  therefore,  be  neglected  for  an  approximate 
calculation.  This  premise  is  all  the  more  justified,  since  the  maximum  per- 
missible amplitudes  are  very  rarely  reached  under  practical  operating  conditions. 
If  the  elastic  deformations  are  taken  into  consideration,  the  conditions  become 
more  complicated  but  are  not  materially  affected  as  far  as  the  vertical  force  is 
concerned.  The  relative  calculations  may  be  omitted  here  because  they  are  of 
no  immediate  importance  in  regard  to  the  problems  treated  in  this  paper.  It 
may  be  mentioned,  however,  that  the  analytical  procedure  is  very  similar  to  that 
used  for  the  lateral  groove  deformations.  The  analysis  is  based  upon  the  fact 
that  the  vertical  stylus  deviation  h  (Fig.  2),  due  to  record  elasticity,  is  h  = 
(81  +  82)  cos  /3,  while  the  lateral  one  was  found  A  =  (5i  —  82)  cos  /3  (see  equa- 
tion (2)). 

APPENDIX  3 

(Elasticity  of  Record  Material) 

Since  no  figures  have  been  published  for  Young's  modulus  E  of  record  mate- 
rials, some  values  were  specifically  determined  for  this  paper. 

In  a  special  test  device  a  standard  sapphire  stylus  of  2.5  mils  tip  radius  was 
pressed  with  an  adjustable  force  against  the  surface  to  be  investigated,  and  the 
deformations  determined  under  a  measuring  microscope.  From  the  obtained 
readings,  E  was  calculated  by  means  of  the  Hertz  formula,  equation  6.  The 
particular  case  at  which  plastic  deformation  (cold  flow)  of  the  material  started 
could  also  be  found  from  the  observations. 

The  values  thus  obtained  are  tabulated  below.  Under  dynamic  conditions, 
the  figures  should  be  somewhat  higher;  experiments  indicated,  however,  that 
the  deviations  are  comparatively  small  and  may  be  neglected,  considering  other 
errors  involved  in  the  experimental  part  of  this  paper. 

E  Limit  for  Plastic  Deformation 

Material  109  Dynes-Cm-1  (Vertical  Force  for  90°  Groove) 

Grams 

Cellulose  nitrate  8.5  20  to  25 

Vinylite  without  filler  21  55 

Vinylite  pressings  25-32 

Shellac  pressings  54 


590  O.  KORNEI 

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Phonograph  Records,"  /.  Soc.  Mot.  Pict.  Eng.,  XXXI  (Aug.,  1938),  p.  157. 

2  LEWIS,  W.  D.,  AND  HUNT,  F.  V.:     "A  Theory  of  Tracing  Distortion  in 
Sound  Reproduction  from  Phonograph  Records,"  J.  Acoust.  Soc.  Amer.    XII 
(Jan.,  1941),  p.  348. 

3  LOFGREN,   E.:     "On  the  Non-Linear   Distortion  in  the  Reproduction  of 
Phonograph  Records  Caused  by  Angular  Deviation  of  the  Pick-Up  Arm,"  Akust. 
Zeits.,  m  (1938),  p.  350. 

4BiERL,  R.:  "A  Contribution  to  the  Theory  of  Disc  Records — The  Play- 
back Process,"  Akust.  Zeits.,  IV  (1939),  p.  238. 

6  DiToRO,  M.  J.:  "Distortion  in  the  Reproduction  of  Hill-and-Dale  Re- 
cording," /.  Soc.  Mot.  Pict.  Eng.,  XXIX  (Nov.,  1937),  p.  493. 

6  BAERWALD,  H.  G.:     "Analytic  Treatment  of  Tracking  Error  and  Notes  on 
Optimal  Pick-Up  Design,"  J.  Soc.  Mot.  Pict.  Eng.,  XXXVII  (Dec.,  1941),  p.  591. 

7  FLEMING,  L.:    "Notes  on  Phonograph  Pick-Ups  for  Lateral-Cut  Records," 
/.  Acoust.  Soc.  Amer.,  XH  (Jan.,  1941),  p.  366. 

8  OLNEY,  B.:    "Phonograph  Pick-Up  Tracking  Error,"  J.  Acoust.  Soc.  Amer^, 
X  (Nov.,  1937),  p.  19. 

9  HASBROUCK,  H.  J.:    "Lateral  Disc  Recording  for  Immediate  Playback 
with  Extended  Frequency  and  Volume  Range,"  Pr.c.  I.  R.  E.,  XXVH  (March, 
1939),  p.  184. 

^°  SALIBA,  G.  J. :     "Automatic  Equalization  in  Disc  Recording,"  Communica- 
tions, XVTII  (Aug.,  1938),  p.  15. 

11  SALIBA,  G.  J.:     "The  Improved  Automatic  Equalizer  for  Disc  Recording," 
A.  T.E.  Journal,  VH  (July,  1940),  p.  18. 

12  LEBEL,  C.  J.:     "High-Frequency  and  Noise  Level  Characteristics  of  an 
Instantaneous  Recording  Disc,"  A.  T.E.  Journal,  VIII  (Jan.,  1941),  p.  6. 

13  GUTTWEIN,  G.:     "On  the  Linear  and  Non-Linear  Distortions  in  Disc  Re- 
cording," Akust.  Zeits.,  V  (Dec.,  1940),  p.  330. 

14  BUCHMANN,  G.,  AND  MEYER,  E.:     "A  New  Optical  Measuring  Method  for 
Phonograph  Records,"  Elek.  Nach.  Technik,  VII  (1930),  p.  147. 

15  HERTZ,  H. :     "Gesammelte  Werke,"  (Leipzig,  1895),  pp.  155-196. 

16  TIMOSHENKO,   S.:     "Theory  of  Elasticity,"   McGraw-Hill  Book   Co.,  New 
York  (1934),  p.  344. 

17  ROARK,  R.  J.:     "Formulas  for  Stress  and  Strain,"  McGraw-Hill  Book  Co.,  > 
New  York  (1938),  p.  245.     The  expression  for  the  factor  k,  erroneous  in  this 
book,  is  given  correctly  in  this  paper  (see  eq.  5). 

18  TIMOSHENKO,  S.:     "Vibration  Problems  in  Engineering,"  D.  Van  Nostrand 
Pub.  Co.,  New  York  (1937),  p.  137. 

19  DENHARTOG,   J.    P.:     "Mechanical   Vibrations,"    McGraw-Hill  Boo~k~Co., 
New  York  (1940),  p.  403. 


ANALYTIC  TREATMENT  OF  TRACKING  ERROR  AND 
NOTES  ON  OPTIMAL  PICK-UP  DESIGN* 


H.  G.  BAERWALD** 


Summary. — A  complete  analysis  is  given  of  the  non-linear  distortions  due  to  the 
tracking  error  of  the  pick-up  mechanism  in  the  reproduction  of  lateral-cut  disk  record- 
ings. The  separate  treatment  of  tracking  distortion  is  permissible  as  long  as  the 
overall  distortion  of  the  reproduction  is  tolerable,  the  system  being  "almost  linear," 
or  the  various  distortion  products  superposable. 

For  the  simplest  case  of  a  sinusoidal  signal,  it  is  possible  to  derive  explicitly  the 
whole  Fourier  spectrum  of  the  reproduced  signal,  the  mathematical  proposition  being 
the  same  as  in  the  mechanical  two-body  problem.  For  general  signals,  an  explicit 
operational  expansion  of  the  distorted  signal  is  obtained. 

As  the  kinematical  effect  of  tracking  error  consists  of  an  amplitude  controlled 
advance  and  delay  of  the  pick-up,  the  harmonic  distortion  may  be  characterized  as 
made  up  of  the  side-bands  of  frequency  modulation  of  the  signal  by  itself.  Compared 
with  the  ordinary  type  of  non-linear  distortion  due  to  curved  static  characteristics, 
which  may  be  correspondingly  characterized  as  amplitude  automodulation,  the  spec- 
tral character  of  tracking  distortion  stresses  the  higher  frequency  components.  For 
second-order  distortion  which  is  prevalent,  the  emphasis  is  proportional  to  frequency. 

The  analysis  shows,  that  both  absolute  and  nuisance  effects  of  tracking  distortion 
are  considerably  greater  than  commonly  assumed,  published  values  usually  being 
underestimates,  due  to  omission  of  rigorous  procedure.  Tracking  distortion  is  given 
approximately  by  the  tracking  error  weighted  with  the  inverse  of  the  groove  radius; 
the  weighted  error  is  referred  to  the  mean  groove  radius  of  the  record.  The  recording 
characteristic  affects  distortion  products  independently  of  their  mechanisms. 

Pick-up  design  as  based  on  the  analysis  should  reduce  the  weighted  tracking  error 
as  much  as  possible.  For  optimal  design,  Tchebyshev  approximation,  commonly 
used  in  electric  wave-filter  design,  is  used.  For  straight  arms,  where  only  one  design 
parameter,  i.  e.,  the  underhang,  is  available,  optimal  approximation  of  zero  distortion 
is  of  first  order;  for  offset  arms,  where  both  offset  angle  and  overhang  are  adjustable, 
it  is  of  second  order  and  thus  much  closer.  The  influence  of  deviations  from  optimal 
design  due  to  errors  of  mounting  is  investigated  as  well  as  the  combined  effect  of  offset 
angle  and  stylus  friction  on  the  lifting  force  and  its  reduction  by  suitably  modified 
design.  The  compromise  design  of  multi-purpose  arms  is  also  treated.  Simple  de- 
sign formulas  are  developed  throughout,  covering  the  various  record  sizes,  speeds,  and 
arm  lengths.  It  is  found  that  offset  arms  are  much  superior  to  straight  arms.  Track- 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y.;  received  May  1, 
1941. 

**  The  Brush  Development  Co.,  Cleveland,  Ohio. 

591 


592  H.  G.  BAERWALD  [j.  s.  M.  P.  E. 

ing  distortion  can  be  reduced  to  negligible  magnitude  with  properly  designed  offset 
arms  even  under  adverse  conditions,  such  as  short  arm  length  and  appreciable  mount- 
ing tolerance. 


The  tracking  mechanism  commonly  employed  for  the  reproduction 
of  disk  recordings  consists  of  an  arm  swinging  about  a  vertical  axis. 
For  lateral  recordings,  the  center  of  motion  of  the  pick-up  stylus  is  a 
horizontal  axis  pivoted  in  the  head  of  the  swing  arm.  By  virtue  of 
the  kinematics  of  this  system,  the  direction  of  the  stylus  tip  motion 
does  not,  in  general,  coincide  with  the  disk  radius.  The  angular 
difference,  which  is  equal  to  that  between  the  direction  of  the  pivotal 
axis  and  groove  tangent,  is  known  as  "tracking  error."  Its  magni- 
tude and  sign  depend  on  the  geometrical  data  of  the  system  and  on 
the  radial  position. 

It  is  well  known  that  the  tracking  error  gives  rise  to  distortions. 
Among  the  sources  of  non-linear  distortion  encountered  in  disk  re- 
cording and  reproduction,  the  tracking  error  is  usually  considered  as 
entirely  negligible.  This,  however,  is  not  quite  correct.  The  truth 
is  that  tracking  distortion  can  be  effectively  eliminated  in  a  simple 
way,  i.  e.t  by  proper  geometrical  design  of  the  tone  arm.  Consider- 
able deviations  from  optimum  design,  as  are  sometimes  met  in  com- 
mercial pick-ups,  lead,  however,  to  quite  serious  distortions. 

As  tracking  error  is  obnoxious  only  by  virtue  of  the  distortion 
caused,  quantitative  understanding  of  the  effect  is  the  necessary  basis 
for  tone  arm  design.  Optimal  design  should  minimize  tracking  dis- 
tortion over  the  entire  playing  range  of  the  record,  which,  as  analysis 
shows,  is  by  no  means  synonymous  with  minimizing  the  tracking 
error  itself.  Although  this  may  sound  commonplace,  there  is  the 
fact  that  almost  none  of  the  numerous  publications  on  the  subject 
gives  an  analytic  investigation  of  the  effect.  This  omission  fre- 
quently leads  to  erroneous  results  regarding  optimum  tone  arm  de- 
sign, as  in  a  recent  paper  by  G.  E.  MacDonald;1  or  it  leads  to  con- 
siderable underestimations  of  the  magnitude  of  tracking  distortion 
and  of  its  nuisance  effect  which  depends  on  its  spectral  character. 
This  is  the  case  in  a  frequently  quoted  paper  by  B.  Olney2  who  gives  a 
lucid  qualitative  description  of  the  effect  and  considerable  experi- 
mental material.  E.  G.  Lofgren,3  who  first  pointed  out  the  error  in 
reference  2  is,  as  far  as  the  writer  is  aware,  the  only  author  who  at- 
tacked the  subject  analytically  and  also  discussed  design  questions  on 
this  basis. 


Dec.,  1941]  OPTIMAL  PICK-UP  DESIGN  .    593 

The  present  paper  gives  a  rigorous  analysis  of  tracking  distortion 
and  develops  the  geometrical  tone  arm  design  on  this  basis. 

Part  I — Analytical  Investigation  of  the  Tracking  Error  Distortions 

s  =  coordinate  along  the  unmodulated  groove 

y(s)  =  laterally  recorded  signal 

F(s)  =  stylus  elongation  or  reproduced  signal 

77  =  angular  tracking  error  (radians  or  degrees) 


distortion  parameter       \  defined  in 
weighted  tracking  error  J 


t          =  time 

dy 

v(t]     =  —  =  velocity  of  recorded  signal 
at 

dY 

V(f)    =  —  =  velocity  of  picked-up  signal 
at 

fi         =  angular  disk  speed  in  sec"1  =  —  X  speed  in  rpm 

30 

r         =  radius  of  an  arbitrary  groove 

r\\  r2;  rm  =   v   fVa  =  inner;  outer;  mean  groove  radius  of  a  disk  record 
co     =  recorded  angular  frequency  in  sec"1  ] 
yo    =  recorded  amplitude 

vQ    =  co-yo  =  recorded  velocity  amplitude 

of  a  sinusoidal  signal 
X     =  recorded  wavelength 

<p     =  recorded  phase 
\ff     =  picked-up  phase 

(a)  General  Considerations. — Fig.  1  gives  a  picture  of  the  stylus 
motion.  The  curve  y_(s)  represents  the  center  line  of  the  laterally 
displaced  groove  or  the  recorded  signal.  Due  to  the  angular  error  77, 
the  instantaneous  position  of  the  stylus  tip  P  becomes  Sr  instead  of  S, 
i.  e.,  its  abscissa  is  displaced  by  As.  The  relation  between  the  re- 
corded elongation  y(s),  the  picked-up  elongation  Y(s),  and  the  in- 
stantaneous shift  As  is  evidently 

F(s)  =  seci7-y(5  +  As);    As  =  tan  17-3^(5  +  As)  (1) 

Kinematically,  the  effect  thus  constitutes  an  alternating  advance 
and  delay  of  the  reproduced  signal  with  respect  to  the  recorded  one, 
or  a  "frequency  modulation"  of  the  signal  by  itself.  The  associated 
harmonic  distortion  can  be  interpreted  as  the  "side-bands"  of  this 
auto-modulation.  This  interpretation  may  prove  helpful  for  the 
understanding  of  the  results  of  the  analysis.  It  leads  to  the  antici- 
patory result  that,  due  to  the  increased  depth  of  frequency  auto- 
modulation,  harmonic  distortion  of  a  given  signal  should  increase  with 
decreasing  groove  velocity.  For  a  given  distortion  limit,  larger 


594 


H.  G.  BAERWALD 


[J.  S.  M.  P.  E. 


tracking  error  should  thus  be  permissible  at  the  outer  grooves  of  a 
record  than  at  its  inside.     This  is  confirmed  by  analysis. 

Fig.  1  represents  idealized  conditions,  as  the  finite  dimensions  of 
groove  and  stylus  tip  are  neglected.  As  kinematic  implication,  the 
effects  connected  with  the  groove  geometry,  which  give  rise  to  tracing 
distortion,4  are  thus  ignored.  As  mechanical  implication,  the  elastic 
deformations  caused  by  the  bearing  weight  and  the  lateral  stiffness 
and  inertia  forces,  are  neglected.  They  lead  to  both  linear  and  non- 
linear distortions,  but  only  the  former  have  been  investigated  so  far.5 
They  are  referred  to  as  "playback  loss."5  While  in  the  strict  sense, 
tracking  distortion  and  harmonic  distortion  from  other  sources  in- 
herent in  the  playback  process,  are  interdependent,  they  can  be 


FIG.  1.     Idealized  representation  of  tracking. 

treated  as  superposable  under  practical  conditions,  i.  e.,  as  long  as  the 
square  of  relative  overall  harmonic  distortion  is  small  compared  with 
1.  This  corresponds  to  "almost-linearity"  as  put  forward  by  Feldt- 
keller  and  others.6  Thus  the  idealized  picture  represented  by  Fig.  1 
and  equation  1  is  usually  adequate  for  the  treatment  of  tracking  dis- 
tortion, if  y(s)  signifies  the  signal  as  modified  by  the  linear  effects.* 
As  the  playback  loss  is  usually  positive,  the  neglected  effects  would 
tend  to  reduce  tracking  distortion. 

(b)  Rigorous  Solution  for  a  Sinusoidal  Signal;  Bessel's  Solution  of 
the  Kepler  Problem. — The  relation  1  is  an  implicit  equation  involving 


*  It  is  further  assumed  that  no  tracking  error  is  introduced  by  the  cutter.  The 
dist  jrtions  due  to  angular  error  of  the  cutting  tool  which  may  be  present  in  home 
recorders,  are  of  a  more  complicated  character  and  will  be  treated  in  a  separate 
paper. 


Dec.,  1941] 


OPTIMAL  PICK-UP  DESIGN 


595 


the  unknown  shift  As.  In  order  to  obtain  from  it  the  tracking  dis- 
tortion explicitly,  the  picked-up  signal  F(s)  has  to  be  expressed  in 
terms  of  the  recorded  one,  y (s).  The  desired  result  will  be  obtained 
in  the  form  of  an  operational  expansion,  similarly  as  in  other  cases  of 
calculation  of  modulation  products.7  Before,  however,  taking  up 
the  general  case  of  complex  signals,  we  shall  deal  first  with  the  sim- 
plest c^tse,  i.e.,  with  a  sinusoidal  signal 

y(s)  =  yo  sin  —  5  =  y0  sin  <f>,  (2}  " 

.     X 

for  which  the  solution  of  equation  1  can  be  obtained  in  closed  form. 


FIG.  2.     Geometrical  construction  for  sinusoidal  signals. 


The  picked-up  signal  can  be  described  correspondingly  by  means  of  a 
phase  'angle  ^  • 

Kj  -Y(s)  -  y0  sec  77  sin>(s)  (5). 

The  simple  graphical  construction  of  3  from  2  according  to.  equation 
1  is  carried  out  in  Fig,  -2  for  an  exaggerated  case  (77  =  30°),  in  order 
to  make  the  distortion  plain.  The  corresponding  implicit  relation  is 
evidently  : 


'•?-  e  sin  \f/  =  <p]  e  =  2?r  2°  tan  77  =  distortion  parameter. 

' 


(4) 


Introducing  time  as  the  independent  variable,  by  means  of  the  rela- 
tion 


596 


H.  G.  BAERWALD 


[J.  S.  M.  p.  E. 


it  follows 
and 


y(t)  =  yo  sin  &>/  =  yQ  sin  <p  (2a) 


distortion  parameter  «  =  ^  tan  TJ  ==  p° tan  7?,  (4a) 

rQ,  rQ 


where  i>o  denotes  the  recorded  velocity  amplitude  while  r!2  is  the  longi- 
tudinal groove  velocity. 

As  a  matter  of  historical  interest,  it  is  worth  pointing  out  that  the 
solution  of  eq.  4  or  Fourier  expansion  of  ^  in  terms  of  <p,  i.  e.,  the  track- 
ing distortion  of  a  sinusoidal  signal  proves  to  be  the  same  mathemati- 
cal proposition  as  the  classical  two-body  problem  of  celestial  mechanics 

(Kepler  problem) ,  which  involves 
the  description  of  the  (undis- 
turbed) motion  of  a  planet  about 
the  sun  in  terms  of  the  phase  of 
its  period  of  revolution.  This  is 
briefly  illustrated  in  Fig.  3  which 
shows  the  Kepler  ellipse  with  the 
half -axes  a  and  b  and  the  foci  S 
and  S',  representing  the  orbit  of 
a  planet  P  about  the  sun  S;* 
the  generating  circle  of  radius  a 
is  also  shown.  The  numerical 


FIG.  3. 


Representation  of  planetary 
motion. 


IS 


eccentricity  of  the  ellipse 
€  =  V  1  —  (b/a)2.  The  instantaneous  position  of  the  planet  is 
usually  characterized  by  the  focal  phase  $  or  by  the  central  angle  ^ 
(both  measured  from  the  apex  A),  the  so-called  "true  anomaly"  and 
"eccentric  anomaly,"  respectively.  Quantitative  description  of  the 
planetary  motion  requires  an  expression  of  these  angles  in  terms  of 
time  t  or  of  the  phase  angle  ("mean  anomaly")  <p  =  2irt/T  (T  = 
period  of  revolution).  From  the  well  known  geometrical  relations 
between  focal  radii  and  anomalies : 


r  =  a(l  —  «  cos  i/O;  tan     = 
2 


tan     ;  sin 
2 


-,  etc.. 


1  +  e  sin 

and  from  the  dynamical  theorem  of  the  invariance  of  the  momentum 

*  Actually,  5  represents  the  center  of  gravity  of  sun  and  planet;  as,  however, 
the  mass  of  the  sun  is  usually  very  large  compared  to  that  of  a  planet,  the  differ- 
ence **ill  be  negligible. 


Dec.,  1941]  OPTIMAL  PICK-UP  DESIGN  597 

vector  (Kepler's  second  law),  which  requires  the  orbital  area  (shaded 
in  Fig.  3)  to  be  equal  to  the  mean  anomaly : 

/v  i 

TT     I         f2(t?)Jt?     =     2lT —   ^=   <fl  , 

Jo  T 

there  follows,  by  elimination  of  #,  at  once  the  relation 

\ft-e  sin  ^  =  <p.  (4') 

This  is  identical  with  4  and  4a;  eccentricity,  mean,  and  eccentric 
anomaly  correspond  to  distortion  parameter,  phase  of  the  recorded, 
and  phase  of  the  picked-up  signal,  respectively.  Equation  4'  was 
first  given  by  Lagrange8  in  a  famous  memoir  in  1770;  he  obtained 
power  expansions  of  the  first  three  Fourier  coefficients  of  sin  ^.  The 
complete  solution  of  the  problem  (including  the  Fourier  analysis  of  t? 
and  r)  was  obtained  by  Bessel9  in  1824  in  a  classical  investigation 
where  he  introduced  his  well  known  integral  representation,  and 
which  is  considered  as  the  beginning  of  the  modern  theory  of  Cylinder 
Functions.  (For  historical  notes  see  Chapter  I,  Part  1.4  of  Watson's 
Treatise.10) 

The  solution  of  4  follows  at  once  upon  application  of  the  Bessel- 
Sommerfeld  integral  (see10  Chapter  VI,  or,11  or  12);  it  may  be  found, 
together  with  related  results,  in  Chapter  XVII  (Kepteyn  Series),  No. 
17.2,  pp.  551-558  of  Watson's  Treatise; 

Y  =  VJ*  sec  i\  •  \      ^n  ^ne'  sin  nut;  —  =  V(f)  =  v 0  sec  i\  •  \      *  ^n€'  cos  n  wt  (6) 

n=l  n  =  l 

(Jn  denotes  the  Bessel  function  of  nth  order.) 

Apart  from  the  factor  sec  rj,  the  relative  amplitude  #1  of  the  funda- 
mental frequency  is  thus  /i(e)/y2e,  those  an  and  bn  of  the  nth  har- 
monic, Jn(ne)/1/zne  and  Jn(n€)/l/z€,  for  the  picked-up  elongation  and 
velocity,  respectively.  The  relative  harmonic  distortion  is  defined  by 
the  rms  values 


,  respectively. 


n-i 
n-l 


598  H.  G.  BAERWALD 

By  virtue  of  the  well  known  relation    , 

00  03 

«  =  l    C        Y*(t)d<f>  \^  b  2  =  -    f 

^J(2x)  **'  2Lt  n       rJc 


[J. '  £  M.  P.  E. 


(2ir) 


we  obtain 

00 

*  =  (^seci/Y  -  i   f      sin'^  =  -  f^sec^Y  •  i   f       si 

\«          /      xj(2x)  Vw          /      irJ(2T) 


,by  virtue  of  4.    Similarly, 


-i    f 

*    J( 


, 

(27T)  1    — 

Therefore  relative  harmonic  distortion 


i  -  €2-V2(i  +  vr- v) 


4567 
18436 


(7) 


(c)  Discussion  —  r/^  Prevalent  Type  of  Distortion.  —  Equation  7 
shows  that  if  tne  relative  rms  distortion  is  restricted  to  moderate 
values,  the  1st  term  alone  :  c/2  or  c,  on  the  basis  of  elongation  or 
velocity,  respectively,  gives  a  satisfactory  approximation.  The  next 
higher  term  is  negligible  for  overall  distortions  even  as  high  as  50  per 
cent.  The  first  term  represents  the  relative  amplitude  of  the  second 
order  harmonic  #2  or  bz,  respectively;  this  is  seen  from  6  upon  substi- 
tuting  for  the  Bessel  coefficients  the  initial  terms  of  their  power  ex- 
pansions. The  relative  amplitudes  of  the  higher-order  harmonics  are 
of  corresponding  order  in  e;  they  are 


.  respectively. 


PA")"1  and  (V«  "'>-" 

n!  (n  —  1)! 

Under  normal  conditions,  the  distortion  is  therefore  essentially  of 
second  order.  For  complex  signals,  the  2nd-order  cross-modulation 
products  will  thus  be  the  prevalent  distortion  components. 


Dec.,  1941] 


OPTIMAL  PICK-UP  DESIGN 


599 


(d)  Distortion  Spectrum  of  Complex  Signals. — For  general  signals,  a 
solution  of  1  in  closed  form  does  not  exist.  Expansional  solution  is 
thus  called  for  and  can  be  expected  to  converge  satisfactorily,  in  view 
of  the  rapid  convergence  of  the  expansions  in  case  of  sinusoidal  signals. 
The  implicit  form  of  equation  1  would  require  an  approach  by  itera- 
tion; it  is  possible,  however,  to  obtain  the  final  result  at  once  by 
means  of  a  well  known  expansion  theorem  due  to  Lagrange13' 14*  which 
is  a  special  case  of  Teixeira's  Theorem.14  The  simple  intermediate 
calculation  is  omitted.  The  result  is  analogous  to  that  for  the  sinu- 
soidal signal,  eqs.  6  and  7,  the  relevant  quantity,  i.  e.,  the  distortion 
parameter  e  =  (ory0/^)  being  replaced  by  the  distortion  operator 

tan  rj/rtt—  applied  to  y(f) : 
dt 


cos,- 


cos  -n'V(f) 


y(t 


nl 


n  =1 


tan  77   /  v 


or  symbolically: 


cos  i\-V(£)  = 


»  =  1 


rti 


i  tan  i}  d  ; 
I    rQ    dt; 


(y(0) 


(to) 


(For  sinusoidal  signals,  8  is  re-obtained  from  6  by  means  of  the  power 
expansion  of  the  Bessel  Functions  —  as  it  must  be.) 

Similar  considerations  as  in  the  case  of  a  sinusoidal  signal  show  that, 
for  moderate  overall  distortion,  the  first  term,  which  represents 
second-order  distortion  is  in  general  predominant  : 


cos,.F(0  -y(t)  = 


cosirF(/)    - 


tan 


t2 


dt2  \2 


. 


For  the  ordinary  type  of  non-linear  distortion  as  met  in  tubes,  etc., 
the  distortion  terms  corresponding  to  8b  would  be  const.  yz/2  and 
const.  (d/dt)(y*/2),  respectively.  It  will  be  appreciated  that  it  is 


*  The  convergence  conditions  are  automatically  fulfilled  by  virtue  of  the  limita- 
tion of  the  frequency  spectrum  inherent  in  the  recording  process:  y(s)  is,  there- 
fore, continuous  and  of  bounded  oscillation. 


600  H.  G.  BAERWALD  [j.  s.  M.  P.  E. 

appropriate  to  interpret  the  two  cases  as  amplitude  and  frequency 
auto-modulation.  In  order  to  illustrate  the  difference  between  the 
two  associated  distortion  spectra,  let  us  consider  the  simple  two- 
component  signal* 

y(t}  =  y\  sin  wit  +  y2  sin  w2t  (9) 

For  the  case  of  ordinary  second-order  distortion,  we  obtain,  in  addi- 
tion to  y  itself,  the  following  distortion  components : 

Frequency  0  2o»i  2wj  J«i  —  w2|          u>\  -f-  w2 

Amplitude  -(yi2  +  y22)  -yi2  -yj  cy\y*  cyiy2 

where  c  denotes  the  second  expansion  coefficient  of  the  normalized 
non-linear  characteristic.  For  the  second-order  tracking  error  dis- 
tortion of  the  same  signal,  we  obtain  from  8b 

Frequency      0  2&?i  2o>2  |wi—  o>2|  o>i  +  co2 

tan  77    yi*      tan  77    yi2      tan  77,  ,yiy2       tan  77  y^yz 

Amplitude      U  — o>i —  — o>2 —  —  o»i  —  o>2 —  (ajj  -p  co2) 

rO       2         rli       2          rO  '  '2  rfi  2 

It  is  seen  that  the  amplitudes  of  the  distortion  components  are 
weighted  with  their  respective  frequencies,  relative  to  the  former  case; 
this  corresponds  to  the  application  of  d/dt.  Comparison  on  the 
velocity  basis,  which  is  more  appropriate  to  the  major  part  of  the 
conventional  recording  characteristic,  gives  the  corresponding  result 

Frequency  2coi  2<a2  Ion  —  o>2|  &>i  +  w2 


-tt.mpiiLu.ue,  oru.  uisc. 

Amplitude,  track, 
error 

001 

tan7V 

tanV 

c 

tan  77  (c 

•m 

^1  —  c^)2 

COlC 

tan  77  (wi 

02 
+  fc 

IV* 

2)2 

rfl"1 

m 

rfl 

2»,«, 

rd        S 

S«ltt, 

^1^2 

*  Lofgren3  carries  out,  and  points  out  the  salient  results  of,  the  multi-component 
signal  analysis,  but  he  does  not  give  the  general  expansion  8,  8a.  Application  of 
the  Laplace  integral  (spectrum  analysis)  to  the  general  expansion  8  would  yield 
the  spectra  of  the  distortion  components  of  wth  order  of  signals  with  continuous 
and/or  line  spectra.  The  character  of  such  distortion  spectra  was  studied  and 
discussed  by  Lewis  and  Hunt4  for  the  tracing  distortions.  It  could  easily  be 
carried  out  in  the  same  way  for  tracking  distortion,  but  this  does  not  lead  to  any 
fundamentally  new  conclusions  pertinent  to  tone-arm  design,  beyond  those  based 
on  the  simple  case  9.  It  should  be  mentioned,  however,  that  the  spectrum  of 
-lateral  tracing  distortion,  which  is  of  odd  order  only,  is  weighted  with  a  power  of 
frequency  still  higher — by  one — than  that  of  tracking  distortion. 


Dec.,  1941]  OPTIMAL  PICK-  UP  DESIGN  601 

(e)  Nuisance  Effect  of  Distortion;  Influence  of  Recording  Character- 
istic; Permissible  Size  of  Tracking  Error;  Weighted  Tracking  Error.  — 
The  definition  of  the  distortion  parameter  e  (eq.  4a)  can  easily  be  ex- 
tended to  the  two-component  signal  9.  In  particular,  for  y±  =  yz  : 

y  =  y0(sin  o>i*  +  sin  w20>  (9d) 

we  obtain 

tan  T/'Yocoo.  ^/  -  /V,N 

eo  =  -  L^  —  ;  Wo  =  V^icoz  (4b) 

rtl 

Let  us  compare  the  second-order  ordinary-type  and  tracking  distor- 
tions of  9a  on  a  common  basis,  i.  e.,  for  equal  rms  values,  whereby  the 
d-c  component  is  not  counted  as  it  is  without  significance  for  electro- 
acoustic  purposes.  The  ratio  of  the  distortion  parameters  c  and  €0 
then  becomes 


c-  =  \/0.3(a  +  a 

€0  Wl 

This  gives,  apart  from  a  common  factor,  the  following  values  for  the 
amplitudes  of  the  distortion  components: 

Fre- 

quency 2coi                          2&)2                      |«j  —  coal                  («i  +  "2) 

Ord.  _       _          _          _ 

type  Vo.Sfc  +  a-1)  Vo.3(a  +  a~»)  2Vo.3(a  +  a~^  2\/0.3(a  +  a'1) 

1  /-  /_ 

Tr.  err.  —  7=.  V  a  V  a  ~ 


If  (coi,  co2)  represents  a  consonant  musical  interval,  the  second-order 
modulation  products  are  also  consonant  with  it,  with  the  possible 
exception  of  the  summation  tone.  For  instance,  for  a  Fourth  with 
a  =  4/3  (in  the  natural  scale;  25  /12  =  1.3347  according  to  equal  tem- 
perament), the  difference  tone  is  2  octaves  below  o>2,  i.  e.,  consonant, 
while  the  frequency  of  the  summation  tone  is  7/e  times  that  of  the 
octave  of  coi;  this  does  not  represent  an  interval  of  the  musical  scale 
and  is  therefore  dissonant.  For  unity  rms  value,  the  relative  ampli- 
tudes are  in  this  case  : 

Frequency  2o>i  2o>2  |o>i  —  (at\  (wi  +  &*) 

Ord.  type  distortion  0.316  0.316  0.632  0.632 

Track,  err.  distortion  0.346  0.462  0.115  0.808 

This  is  represented  in  Fig.  4. 


602 


H.  G.  BAERWALD 


[J.  S.  M.  P.  E. 


The  preceding  considerations  show  that  the  spectral  character  of 
tracking  distortion  is  roughly  taken  into  account  on  the  velocity  basis. 
This  means  that  the  distortion  parameter  e  as  originally  denned  for 
sinusoidal  signals  gives  a  fair  estimate  of  the  relative  tracking  distor- 
tion produced  by  complex  signals,  if  o>  signifies  a  dominant  frequency 
range  and  y  a  suitable  average  amplitude.  (If  the  distortion  were  of 
the  ordinary  type,  c/2  would  have  to  be  used  instead.) 

The  spectral  character  of  all  kinds  of  harmonic  distortion  produced 
in  the  playback  process  is  uniformly  modified  by  the  playback  fre- 
quency characteristic  which  is  the  inverse  of  the  recording  character- 


MD/WTYPf  WOW* 


-•£ 


CJ, 


2u, 


FIG.  4.     Comparison  of  tracking  and  ordinary  distortion 
spectra  of  a  two-component  signal. 


istic.  In  case  of  the  conventional  constant- velocity  characteristic, 
for  instance,  distortion  components  are  emphasized,  in  playback,  pro- 
portionally to  their  respective  frequencies.*  It  can  be  generally 
shown  that,  for  any  particular  distortion  term,  the  effects  of  the  play- 
back characteristic  and  of  the  distortion  mechanism  itself  simply 
superpose;  the  relative  amplitude  of  any  resulting  distortion  com- 
ponent is  thus  the  product  of  two  mutually  independent  factors. 
For  instance,  the  relative  amplitude  of  the  second-order  distortion 
component  of  frequency  up,  which  is  produced  by  the  two  signal  com- 


*  The  emphasis  of  the  constant-velocity  characteristic  on  the  higher  distortion 
components  is  stressed  in  Guttwein's  paper.5 


Dec.,  1941]  OPTIMAL  PICK- UP  DESIGN  603 

ponents  of  frequencies  ua  and  ub,  is  proportional  to  F(ua;    ub;    up)  • 
-^  where /(co)  denotes  the  recording   characteristic  and  F(wa; 


ub;  up)  accounts  for  the  distortion  mechanism;  in  case  of  tracking 
distortion,  F  is  given  by  the  second  table  following  9. 

The  physiological  effect  of  harmonic  distortion  of  a  given  rms  value 
is  usually  increased  by  high-frequency  emphasis.15  It  follows  that 
tracking  distortion — in  particular  as  produced  by  signal  components 
of  large  amplitude  in  the  upper  middle  audio  range — will  have  a  rela- 
tively high  nuisance  effect,  not  adequately  accounted  for  on  the 
elongation  basis.2 

The  preceding  analysis  and  discussion  of  tracking  distortion  fur- 
nishes the  basis  for  rational  pick-up  design.  In  order  to  have  a  fixed 
aim,  it  is  useful  to  set  a  limit  of  permissible  tracking  distortion,  in 
terms  of  the  distortion  parameter  e.  This  limit  should  be  kept  low, 
for  three  reasons:  (1)  The  nuisance  value  of  tracking  distortion  is 
likely  to  be  increased  on  account  of  high-frequency  emphasis;  (2)  an 
amount  of  harmonic  distortion  too  small  to  be  troublesome  by  itself, 
may  become  so  when  superposed  upon  distortion  which  is  already 
appreciable.  This  is  the  case  here,  due  to  the  presence  of  harmonic 
distortions  obtained  in  cutting,  pressing,  and  playback,  more  often 
than  not  in  objectionable  amounts;  (3)  while,  in  the  present  state  of 
the  art,  the  overall  effect  of  these  distortions,  whose  mechanisms  are 
still  partly  unexplained,  can  not  be  reduced  below  nuisance  level 
under  commercial  conditions,  it  is  possible  to  eliminate  tracking  dis- 
tortion substantially  by  proper  tone  arm  design. 

For  these  reasons,  an  upper  limit  of  harmonic  distortion — as  repre- 
sented by  |  e  ,  the  absolute  value  of  the  distortion  parameter — of  only 
2  per  cent  is  postulated  for  a  signal  level  of  8  cm/sec  velocity  ampli- 
tude, over  the  whole  playing  range  of  any  record  size  and  speed  for 
which  an  arm  is  designed.  This  corresponds  to  1  mil  elongation  at 
500  cps  and  represents  approximately  maximum  conditions  in  trans- 
cription and  about  half  the  permissible  amplitude  in  commercial  re- 
cordings. 

The  two  conventional  speeds  and  associated  playing  ranges  are 
33  V3  rpm,  n  min  ~  3l/z  inches,  r2  max  ~  8  inches  for  transcription  and 
78  rpm,  r\  min  ~  2  inches,  rz  max  ~  6  inches  for  commercial  disks.  The 
associated  minimum  and  maximum  groove  velocities  are  31  and  41J/2 
cm/sec,  and  71  and  124  cm/sec,  respectively.  With  the  limit  set 
for  | e  ,  the  maximum  value  of  (tan  rj\  occurring  under  any  conditions 


604  H.  G.  BAERWALD  [j.  s.  M.  p.  E. 

is  then  0.3,  according  to  4a.  It  will  be  seen  later  that  it  is  usually  con- 
siderably smaller.  It  is  thus  permissible  to  neglect  r/2/2  against  1, 
i.  e.,  to  put 


tan  77  =  77  =  sin  77,  cos  77    =    1 :  |  e  |  =      '  *  L  (10) 

As  tracking  distortion  is  inversely  proportional  to  the  groove  radius, 
it  is  preferable  to  use  for  design  purposes  the 

weighted  tracking  error  77'  =  —  -ij  (11) 

which  is  referred  to  the  mean  groove  radius  rm,  rather  than  77  itself. 
Distortion  is  then  proportional  to  77',  independently  on  the  radius  r. 
The  factor  of  proportionality  becomes  17  for  transcription  recordings 
with  umax  ~  8  cm/sec,  22  for  commercial  disks  with  z>max  ~  16  cm/sec. 

Distortion  |  e  |max(in  per  cent)  ~  (17  to  22)- 1 77'  |   (in  radians).       (12) 

For  |c|max  =  2  per  cent  at  v  =  8  cm/sec,  it  is  thus  (Vlmax  ~  0.12  and 
0.18  for  transcription  and  commercial  conditions,  respectively.  For 
the  tracking  error  itself  the  following  upper  limits  are  obtained: 
4*/2  to  10°  for  transcription,  6  to  l7l/2°  for  commercial  disks,  for 

f   —    '  1  min   LO  T   —    TZ  max' 

PART  H— PICK-UP  DESIGN  FOR  MINIMUM  TRACKING  ERROR  DISTORTIONS 

Additional  notations 

L  =  length  of  tone  arm  (swing  axis  to  stylus  tip) 

L  +  d  =  distance  between  turntable  axis  and  swing  arm  axis  \  (see  Fig.  5) 

(d  is  called  "underhang"  if  >0,  "overhang"  if  <0) 

d 

&  =  —  =  numerical  under-  or  overhang 
Li 

x=-  =  numerical  groove  radius;  Xi:  2; 
JL 


tj'j.j  =  weighted  tracking  error  for  r:;  2;  77'o^77/(x0)  =  extremum  of  the  weighted 

tracking  error 

7  =  angle  between  groove  tangent  and  line  from  stylus  tip  to  swing  axis 
a  =  angle  between  direction  of  pivotal  axis  of  stylus  and  line  from  stylus  tip  to 

swing  axis — "offset  angle" 

&»pf,  dopt;  ao;  a0pt;   cterif,  a':    explained  in  text 
r»(x)  =  Tchebychev  polynomial  of  nth  order 


Dec.,  1941] 


OPTIMAL  PICK-UP  DESIGN 


605 


P  =  bearing  weight  of  stylus 

F  —  longitudinal  friction  force  between  stylus  and  groove 

Fh  =  horizontal  centripetal  component  \ 

ft  =  vertical  component  /  explamed  ln  tcxt 

p  =  coefficient  of  friction  between  stylus  and  record  groove 

(a)  Geometrical  Relations;  Tchebychev  Method  of  Approximation. — 
The  geometrical  conditions  are  represented  in  Fig.  5  for  both  straight 
arms  (left  side)  and  arms  with  offset  head  (right  side).  In  both  cases, 
C  represents  the  axis  of  the  turntable,  A  that  of  the  swing-arm,  P  the 
stylus  point,  and  D  the  intersection  of  arm  radius  with  the  line  CA . 


FIG.  5.     Geometry  of  straight  and  offset  tone  arms. 


It  is 


sin  77  =  sin  y  =  r*  ~  2d  ~  ^  =  **  ~  28  ~  5*  (5  >  0),  for  the  straight  arm 
2r  2x 


=  y  -  at  sn  7 


(S  <  0),  for  the  offset  arm 


With  the  approximation  10,  this  gives  for  the  weighted  tracking  error 
T/',  according  toll: 

,'  =  *zfl  -  28  +  8>V  for  straight  arms 

(l  -  2d  +  5'  -  2  sin  "Y  for  offset  arms 
<V  *»  x 


2  cos  a' 

An  arm  that  is  designed  optimally  for  a  single  speed  and  record 
size,  will  be  called  single-purpose  arm;  otherwise  we  speak  of  multi- 
purpose arms.  Single-purpose  arms  will  be  treated  first. 

The  design  should  minimize  tracking  distortion  over  the  whole 
playing  range  by  suitable  choice  of  the  design  parameters.  In  case  of 


606  H.  G.  BAERWALD  [J.  s.  M.  P.  E. 

straight  arms,  only  one  parameter  is  available,  i.  e.,  the  underhang, 
whose  optimal  value  turns  out  to  be  positive  under  any  conditions 
(Fig.  5,  left).  Offset  arm  design  has  two  parameters  available,  i.  e., 
offset  angle  and  underhang;  it  turns  out  that  for  optimal  design,  the 
latter  is  always  negative,  and  thus  constitutes  an  overhang  (Fig.  5, 
right).  The  result,  namely  the  tracking  distortion  for  optimal  design, 
will  appear  in  terms  of  the  arm  length.  This  will  yield  the  minimal 
length  compatible  with  a  prescribed  distortion  limit. 

The  design  reduces  to  elementary  procedure  as  soon  as  a  definition 
of  minimum  distortion  over  the  playing  range  is  agreed  lipon;  in 
other  words,  we  have  to  decide,  which  function  ri'(x)  containing  the 
parameters  a  and  5  (or  6  alone  in  case  of  the  straight  arm)  should 
represent  the  "best"  approximation  of  the  ideal  i\'  =  0  in  the  playing 
interval  Xi  ^  x  ^  Xz.  In  general,  the  success  of  the  approximation,  in 
a  prescribed  interval,  of  a  given  function  by  another  that  contains 
adjustable  parameters,  can  be  judged  by  different  criteria.  For  in- 
stance, minimal  rms  value  of  the  difference  may  be  postulated  (this 
would  imply  the  well  known  method  of  least  squares).  More  gener- 
ally, any  monotonic  increasing  function  of  the  difference,  integrated 
over  the  fundamental  interval,  could  be  chosen  as  criterion.  In  par- 
ticular, this  "weight  function"  by  which  the  seriousness  of  local 
deviation  is  gauged,  could  be  chosen  as  zero  below  a  certain  limit 
which  should  be  made  as  small  as  possible,  and  very  large  above  this 
limit;  in  this  case,  that  approximation  is  considered  best,  for  which 
the  maximum  of  the  absolute  difference  between  the  two  functions  or 
their  "tolerance"  becomes  minimum.  This  mode  of  approximation 
was  proposed  and  investigated  by  Tchebychev17  and  has  recently 
found  increasing  application  in  engineering,  e.  g.,  in  the  design  of  elec- 
tric wave-filters.18*19  Tchebychev's  approximation  is  appropriate, 
whenever  deviation  becomes  rapidly  objectionable  beyond  a  certain 
limit.  This  applies,  more  or  less,  to  the  nuisance  value  of  harmonic 
distortions.  It  seems  therefore  that  the  tone-arm  design  should  be 
carried  out  in  the  Tchebychev  manner,  provided  that  the  associated 
calculations  are  not  unduly  complicated.  They  will  actually  prove 
to  be  of  satisfactory  simplicity.  As  a  matter  of  fact,  the  relation  14 
is  so  simple  that  almost  any  mode  of  approximation  could  be  used  on 
that  account.  While  the  design  is  not  greatly  altered  when  applying 
different  types  of  approximation,  it  seems  that  the  Tchebychev  man- 
ner is  somewhat  preferable  to  the  minimal  mean  square  suggested  by 
Lofgren.3 


Dec.,  1941] 


OPTIMAL  PICK-UP  DESIGN 


607 


Tchebychev  has  proved  that  under  rather  general  conditions  the 
smallest  tolerance  between  the  given  and  the  approximation  function 
is  obtained  if  the  available  parameters  are  so  adjusted  that  the  differ- 
ence alternates  as  many  times  as  possible  in  the  given  interval  be- 
tween the  positive  and  negative  tolerance.  This  is  precisely  the  result 
one  would  expect.  The  point  is  illustrated  in  Fig.  6,  which  shows  the 
graphs  of  the  first  four  Tchebychev  polynomials  Tn(x);  n  =  1...4, 
defined  as  those  polynomials  of  nth  degree  with  the  coefficient  1  of  xn, 
which  approximate  the  function  x  =  0  with  the  smallest  tolerance  in 
the  interval  -1^*^+1.  They  are17'20 

rn(x)  =  2-(n~1)cos  (warccosx); 


\Z 


V 


/  I 


-'it 


FIG.  6.     Plots  of  the  first  four  Tchebyshev  polynomials  and  their  geometri- 
cal construction. 

i.  e.,  Tn(x)  oscillates  between  the  tolerances  =*=1/2W~1,  reaches  them 
at  the  w  +  1  locations  Xk  =  cos  kir/n;  k  =  0,  1,  ...,  n,  and  goes 
through  zero  at  the  n  points  xm  =  cos  (m  —  l/z)ir/n,  m  =  1,  2,  .  .  .,  n. 
In  the  general  case  where  the  approximation  functions  are  not 
polynomials  and  this  symmetry  is  no  longer  present,  nth-order 
approximation  is  still  characterized  by  the  fact  that  the  tolerance  is 
reached  (n  +  1)  times,  including  the  ends  of  the  interval.  In  general, 
the  order  of  the  approximation  is  equal  to  the  number  of  available 
parameters.  Consequently,  the  best  approximation  to  be  expected 
for  straight  arms  is,  in  general,  of  1st  order,  with  r/'  running  from 
-Vmax  at  r  =  fi  through  0  to  +Vmax  at  r  =  r2,  the  distortion  being 
equal  and  maximum  at  the  ends  of  the  record;  in  this  way,  the  small- 
est maximum  distortion  is  realized.  For  the  offset  arm,  second-order 


608  H.  G.  BAERWALD  [j.  s.  M.  P.  E. 

approximation  should  be  obtainable  with  the  tracking  error  passing 
twice  through  zero  and  the  distortion  reaching  the  maximum  value 
three  times,  i.  e.,  for  r\  and  rz  and  an  intermediate  radius  r0.  Con- 
siderably smaller  values  of  distortion  can  be  expected  for  the  offset 
arm. 

(b)  Single-Purpose  Straight  Arm  Design.  —  Tchebychev  approxima- 
tion of  the  underhang  in  eq.  14  for  a  =  0  gives  the  following  results  : 
Optimal  underhang 


Maximal  weighted  tracking  error 

W-W.M.- 

Maximal  harmonic  distortion,  according  to  12 

|«|m«   (%)    ~   (8  tO  11) 


.        r-f 
Weighted  tracking  error  as  function  of  groove  radius 


Distortion  vanishes  at  r  = 


In  Fig.  7,  equation  J?5d  is  plotted  as  y'/lv'lwi  vs-  x/xm  =  ?!  *V/?vi  f°r 
the  three  values  a  =  2,3,  and  4.  When  inserting  the  numerical  values 
of  the  playing  ranges  of  transcription  and  commercial  disks,  as  given 
at  the  end  of  Part  I,  one  obtains 


This  shows  that  for  correct  mounting,  distortion  can  just  be  kept 
within  the  limits  set  previously  for  commercial  recordings  with  the 
conventional  arm  length  of  8  inches,  while  for  high-fidelity  achieve- 
ment in  transcription,  L  should  be  not  less  than  about  15  inches  for  a 
straight  arm.  For  these  conditions,  the  actual  tracking  error  be- 
comes about  4.5°  at  the  extreme  inner,  about  10.3°  at  the  outer  groove 
for  transcription,  and  about  5.9°  and  17.8°,  respectively,  for  commer- 
cial recordings. 

Incorrect  mounting  may  increase  tracking  distortions  considerably. 
The  quantitative  influence  will  be  discussed  later  on  for  both  straight 


Dec.,  1941]  OPTIMAL  PICK-UP  DESIGN  609 

and  offset  arms.  It  will  be  found  that,  for  straight  arm  mounting, 
conditions  are  much  more  critical  at  the  inner  end  than  at  the  outer 
end  of  the  playing  range,  and  that  therefore  a  mounting  error  which 
reduces  the  under  hang  slightly  below  the  optimal  value  15a  is  much 
less  harmful  than  an  increase  by  the  same  amount.  For  instance,  for 
an  8-inch  arm  and  12-inch  disks,  equation  15a  gives  dopt  =  0.438  inch 
=  7/i6  inch.  It  is  found  that  an  increase  by  only  Vie  inch  would  in- 
crease the  maximal  distortion  by  33  per  cent.  A  decrease  of  d  by  the 
same  amount,  however,  would  increase  e|max  by  only  3.7  per  cent. 
It  is  thus  safe  to  keep  somewhat  below  rather  than  above  the  opti- 
mal overhang. 

(c)  Single-Purpose  Offset  Arm  Design. — The  second-order  Tcheby- 
chev  approximation  gives  the  following  optimal  values : 

Optimal  offset 


-»— -^i-rlP^)       |          y«o 


Optimal  overhang 


Maximal  weighted  tracking  error;  maximal  harmonic  distortion 

pz  —  1  Xm        _  fo  —  n)2 

II   Imax  —  pz   _j_    1    *  £  COS  «opt 
1 


Weighted  tracking  error  as  function  of  radial  position 

-  1.       (16d) 


'\  =  jrj'lmaxatr  =  rlfr  =  r2,  andr0 


+ 


610  H.  G.  BAERWALD  [j.  s.  M.  P.  E. 

Fig.  8  shows  V/IVlmax  vs-  r/rm>  again  for  the  three  values  a  =  2,3,  and 
4.  Comparison  of  the  Figs.  7  and  8  with  6  shows  that  the  two  classes 
of  curves  correspond,  in  their  character,  to  the  first  two  Tchebychev 
polynomials  TI  and  T2.  With  the  values  of  TI  and  rz  used  previously, 
it  follows  then 


(%)    - 


3.7 

,     =  (transcription) 
V(Z,<inche8))2  -  (53)2 


5.5 


/n,          \t       f?A 

V  CL(inches))2  -    (3.4) 


This  shows  that  with  an  accordingly  designed  offset  arm,  it  is  possible 
to  obtain  practically  distortion-free  tracking  even  with  arms  of  the 
shortest  practicable  length,  which  is  somewhat  more  than  the  disk 
radius. 

This  result  is  important  as  it  implies  a  considerable  flexibility  of 
pick-up  design,  which  is  necessary  in  order  to  meet  a  number  of  prac- 
tical requirements  which  so  far  have  not  been  taken  into  account. 
One  of  these  factors  is  the  limited  accuracy  of  mounting  under  prac- 
tical conditions  of  production  and  service.  This  affects  only  one  of 
the  two  parameters,  namely,  the  overhang.  It  is  necessary  that  the 
maximum  distortion  occurring  within  the  playing  range  does  not  ex- 
ceed the  prescribed  limit  as  long  as  the  deviation  from  the  optimal 
overhang  16b  is  kept  within  reasonable  tolerances.  Another  prac- 
tical factor  which  has  not  been  considered  so  far,  is  connected  with 
the  tangential  friction  force  of  the  stylus  in  the  groove.  This  gives 
rise  to  certain  adverse  conditions  discussed  below  which  depend  on 
the  offset  angle  and  are  improved  by  decreasing  it  from  its  optimal 
value  16a.  Finally,  multi-purpose  tone  arms  must  be  designed  on  a 
compromise-optimal  basis  for  playing  commercial  as  well  as  trans- 
cription records.  This  implies  deviations  from  optimal  single-purpose 
design  and  thus  an  increase  of  the  maximal  distortion.  The  result 
16f  shows  that  with  the  theoretical  optimal  design,  tracking  distor- 
tion is  still  considerably  below  the  permissible  limit  even  for  the  short- 
est practicable  arm  lengths.  Thus  it  can  be  expected  that  sufficient 
margin  is  left  for  taking  into  account  the  three  factors  just  mentioned 
by  compromise  design  not  requiring  increased  arm  length,  which  is 
undesirable  for  economic  reasons.  For  straight  arms,  on  the  other 
hand,  this  is  indeed  the  only  means  to  meet  the  situation,  as  seen  from 
15c  and  15f.  This  flexibility  of  the  two-parameter  design  demon- 
strates the  superiority  of  the  offset  head. 


Dec.,  1941]  OPTIMAL  PICK-UP  DESIGN  611 

It  is  now  necessary  to  investigate  the  influence  of  the  stylus  friction 
as  well  as  the  general  dependence  of  the  maximum  distortion  on  a 
and  d  on  the  basis  of  14. 

(d)  The  Influence  of  Stylus  Friction. — Only  part  of  the  friction  force 
F  between  groove  and  stylus  is  taken  up  by  the  tone  arm  as  this  can 
freely  rotate  about  the  axis  A  (Fig.  5).  The  remaining  component 
Fh  =  F  tan  7  is  taken  up  by  the  groove  wall  (Fig.  5).  Evidently,  7, 
and  therefore  Fh,  increases  with  the  offset  angle,  and  for  near-optimal 
offset,  Fh  is  centripetal  throughout  the  play  range.  This  gives  rise  to 
an  undesirable  excess  pressure  on  the  inner  groove  wall  which  may 
increase  the  linear  translation  loss  and  create  even-order  distortion 
components  due  to  asymmetry  of  wall  deformation.5  Because  of  the 
groove  wall  inclination,  Fh  creates  a  vertical  component  Fv,  which  is 
directed  upward.  For  light-weight  pick-ups  for  high-fidelity  repro- 
duction,21- 22  where  the  bearing  weight  is  kept  to  a  minimum  sufficient 
to  overcome  the  vertical  components  of  tracking  and  tracing  forces — 
particularly  due  to  pinch-effect23' 24 — and  spurious  accelerations  due 
to  unevenness  of  the  record  and  ambient  mechanical  vibrations,  the 
influence  of  the  additional  force  Fv  is  sometimes  considered  so  detri- 
mental that  return  to  the  straight  arm  is  advocated. 

A  fair  estimate  of  Fv  can  be  obtained  for  soft  records  where  stylus 
pressure  is  most  critical.  Measurements  of  the  friction  for  cellulose 
nitrate  show  that,  from  about  10  grams  up  to  a  "critical"  bearing 
weight  P  of  25-30  grams  where  record  wear  sets  in,  F  increases  lin- 
early with  P,  accordingpto  the  empirical  relation 

F  =  3  +  5  (F  and  P  in  grams)  (17a) 

(Ref.  21,  Fig.  8,  p.  215.)  Fh  is  resolved  into  three  components,  i.  e., 
one  normal  to  the  groove  wall,  one  tangential  (frictional),  and  the 
vertical,  Fv.  For  a  groove  angle  of  90  degrees,  Fv  =  Fh(l  --  p)/ 
(1  +  p),  where  p  denotes  the  coefficient  of  friction  between  groove 
wall  and  stylus.  7  =  a  +  y-  It  will  be  shown  below  that  j\  attains 
its  largest  positive  value  at  the  outer  radius  for  any  design  with  a  ^ 
<*opt  (16a)  and  optimal  overhang.  This  gives 

Wmax  ~  (3  +  £)  j-^-J  '  tan  (a  +  r,2)     (grams) 

It  will  be  shown  that  under  practical  conditions  (a  +  772)  will  never 
exceed  30  degrees  appreciably,  while  p  will  not  be  smaller  than  1/4,  the 
value  of  the  corresponding  coefficient  in  17 a.  With  these  assump- 
tions, 


612  H.  G.  BAERWALD  [j.  s.  M.  P.  E. 

(/VU*  -   (1.8  +  0.15P)  •  tan  (<*  +  r,2)  <.  l\*5P  (grams).    (176) 

(For  offset  angles  a  ^  <*opt,  it  will  be  found  that  |7?|max  is  small  com- 
pared with  a;  then  tan  a  may  be  substituted  in  17b.)  For  a  bearing 
weight  of  15  grams — approximately  the  lowest  commercially  avail- 
able—equation 17b  gives  (Fv)mSL^  =  ll/2  and  2Va  grams  for  a  -\-  rjz  = 
20°  and  30°,  respectively;  for  the  "critical"  weight  of  30  grams,  2.3 
grams  and  3.6  grams,  respectively.  Considering  these  values,  it  must 
be  borne  in  mind  that  only  the  difference  between  tan  772  for  the  straight 
arm  and  tan  (a  +  772)  for  the  offset  arm  represents  the  increase  of  Fv 
due  to  offsetting.  As  772  is  much  larger  for  a  =  0  than  for  a  =  aopt, 
this  increase  of  Fv  is  considerably  smaller  than  Fv  itself,  usually  one- 
half  or  less  of  the  values  found,  as  will  be  shown  by  numerical  ex- 
amples. It  appears  therefore  that  even  for  the  lowest  bearing  weights 
commercially  used,  the  increase  of  Fv  due  to  offsetting  is  inconsider- 
able, and  that  there  is  certainly  no  reason  for  giving  up  the  offset 
with  its  inherent  advantages  on  that  account.  However,  a  choice  of 
a  somewhat  <  aopt  (16a)  will  give  some  benefit  without  exceeding  the 
permissible  distortion. 

(e)  Compromise  Design  and  Influence  of  Mounting  Error. — It  has 
been  shown  that  for  practical  reasons,  it  is  partly  desirable,  partly  un- 
avoidable to  deviate  from  the  theoretical  optimal  design  values  16. 
In  order  to  see  how  far  one  can  go  in  this  respect  without  infringement 
on  the  distortion  limit  set,  the  dependence  of  distortion  on  a  and  5 
according  to  14  must  be  investigated.  For  this  purpose,  it  is  useful 
to  introduce  the  numerical  radius 

_  _»_,. 

sin  a 
where  77'  attains  its  minimum  77  V     In  terms  of  XQ  and  sin  a,  it  is 

,  =       x^_   (      _  sina  /     _  *A>  } 

2  cos  a  }  x      V          x  )  \ 

Starting  from  a  =  0,  let  us  first  increase  the  offset  continually  under 
adjustment  of  the  underhang  or  overhang  d  for  Tchebychev  approxi- 
mation. Between  a  =  0  where  5  >  0,  and  o:  =  aopt  where  d  <  0, 
there  must  be  an  angle  o^  for  which  5  =  0,  i.  e.,  where  the  stylus  tip 
passes  through  the  center  C  (Fig.  5).  It  follows 

Xm  XzX\  r%r\  .       .  fia\ 

"n -  -      =  = :  s(aa)  =  a 


Dec.,  1941] 


OPTIMAL  PICK-UP  DESIGN 


613 


This  angle  is  convenient  from  the  point  of  ease  of  mounting.  For  aQ, 
the  radius  #9  (18)  becomes  zero;  it  is  negative,  i.  e.,  has  no  significance, 
for  a  <  (XQ.  For  a0,  XQ  is  thus  still  outside  the  playing  range  xi  ^  x  ^ 
Xz,  which  implies  that  the  rj  f(x)  is  monotonic  increasing  over  the  play- 
ing range,  like  the  curves  of  Fig.  7.  With  further  increase  of  a,  how- 
ever, xQ  becomes  =  x\.  Then  the  curve  rjf(x)  has  a  horizontal  tangent 
at  x  =  Xi.  The  corresponding  value  of  a  is  called  acrit,  and  it  follows 


Sin   acrit    = 

For  a  >  txcrit>  the  curve  rj'(x)  has  a  negative  slope  at  x  =  Xi  up  to  the 
/ 


I 


1     ' 


it 


f  I 


FIG.  7.     Relative  weighted  tracking  error 
relative  groove  radius  for  straight  arms. 


minimum  at  x  =  XQ;    then  it  increases  again  to  17  '2  . 


approximation  is  then  obtained  by  making 
not  by  r;'i 


r?0    =    fli  — 


Tchebychev's 
ax.  and 

•  which  would  give  a  higher  value  of  r?'max.  (This 
is  readily  shown  and  follows  also  from  continuity  with  the  domain 
a  <  Ocrff)  The  value  rj'i,  which  in  this  range  of  values  of  a.  does  not 
play  any  part  in  the  Tchebychev  design,  lies  between  Vo  =  —  Vmax 
and  77  72  =  +r/  'max  and  increases,  with  increasing  a,  monotonically 
from  -Vmax  at  a  =  acrit  to  +Vmax  for  a  =  aopt  (eq.  16a).  This  case, 
which  has  already  been  dealt  with  in  equation  16  and  Fig.  8,  repre- 
sents the  second-order  approximation.  Increasing  a  beyond  aopt  leads 
into  the  domain  where  -rj'0  =  r/i  =  U'Lax  and  i\\  <  rj'i-  Finally, 


614 


H.  G.  BAERWALD 


[J.  S.  M.  P.  E. 


there  should  be  an  upper  critical  value  of  a  where  77  '2  has  decreased  to 
—  17  V  and  XQ  has  increased  to  xz.     For  this  offset  angle, 


sin  a 


-K(f)'-1) 


(20a) 


For  practical  values  of  xi  and  x2,  this  leads  to  imaginary  a,  i.  e.,  under 
actual  conditions,  x0  <  Xz  for  a  up  to  90°. 

The  design  formulas  for  different  offsets  follow. 


J    4- 


FIG.  8.     Relative  weighted   tracking   error  vs. 
relative  groove  radius  for  offset  arms. 


For  a  ^  acrjt.  we  obtain: 


(x2*  +  *i2)  cos  a 


5L+«!-sma[ 


-  *i)  (x  +  Xi  -  2sin  a)  - 

X 


x-  2sina) 


-25  -  52  =  2 


(*2  —  Xi)  (x2  +  Xi  —  2  sin  a) 
sinflt-l    5  =  Q  for  sin  ao  = 

~ 


(21) 


For  a  =  0,  this  reduces,  of  course,  to  equation  15.     For  acrit  ^  « 


2  cos  a 


^7^  A/  —  j  Vsin2  a  +  (xz  —  sin  a)2  —  sin  a  - 


Vsin2  a  +  (x2  —  sin  a)2  —  sin  a 


sin  a  I 


-  sin  a)2  -  (*2  -  sin  a)  |  I  -26  -  52  =  .v0  sin  a 


Dec.,  1941]  OPTIMAL  PICK-UP  DESIGN 

For  a  £   aopt : 


615 


t]  1  =  —  • 


2  sin 


in2«  +  (sina  " 


to'lmax  \/sin2  or  +  (sin  a  —  Xi)2  —  sin  a. 

t 
Xo  =  shhxlv/sm2a  +  ^sina  ~*i)2+  (sin«  -*i)(  I"25"52  =  *osin« 


(23) 


FIG.  9.     Numerical  example:     Plots  of  weighted  tracking  error  and  distortion 
of  optimally  hung  arm  vs.  groove  radius  for  various  offset  angles. 


Conditions  are  illustrated  in  Fig.  9  which  shows  plots  of  weighted 
tracking  error  and  associated  harmonic  distortion  for  2-mil  elongation 
at  500  cps  vs.  the  groove  radius,  for  an  8-inch  arm  and  12-inch 
disks,  with  r\  =  2  inches,  r2  =  6  inches.  The  straight  line  /  refers 
to  tne  case  of  zero  offset  and  underhang,  which  gives,  according  to 
eq.  14,  i]r  =  xm/2  =  0.217  rad.  =  12.4°  or  4.8  per  cent  distortion, 
according  to  12.  Curve  //  represents  rj'(x)  for  a  =  0  and  optimal 
underhang  5  =  9/ieo;  d  =  0.45  inch,  according  to  eq.  15,  resulting  in 
hi  max  =  0.173  rad.  =  9.9° ;  the  curve  is  the  same  as  in  Fig.  7  for  a  = 
3,  with  different  scales.  The  angle  a0  where  5opt  =  0,  becomes 
sin  (XQ  =  3/ie,  «o  =  10.8°,  according  to  eq.  19;  the  associated  rj'(x) 


with 


=  0.11  rad.  =  6.43°  is  plotted  as  curve  ///;    it  leads  to 


616 


H.  G.  BAERWALD 


[J.  S.  M.  P.  E. 


y2  =  a  +  772  =  22°,  which  is  only  4l/z° 'larger  than  for  a  =  0.  Curve 
IV  belongs  to  an  angle  a  which  is  still  <,  but  close  to,  0^  and  >  OQ: 
sin  a  =  2/7,  «  =  16.6°;  [77^^  =  4.44°;  a  +  772  =  24.3°.  According 
to  eq.  20,  sin  acrit  =  9/28,  «crit  =  18.75°.  Curve  V  refers  to 
sin  a  =  5/i4,  a  =  20.9°  which  is  >  acrit.  As  different  from  IV,  the 
minimum  occurs  no  longer  at  x  =  xi,  but  at  XQ  =  0.290,  according  to 
equation^;  -Vi/hlma*  =  -0.863;  |7?'|max  =  0.0538  rad.  =  3.08°; 
a  +  m  =  26.2°.  The  curve  VI,  the  same  as  in  Fig.  8  for  a  =  3, 
represents  the  second-order  Tchebychev  approximation,  with  sin  aopt 


FIG. 


Numerical    example 


Plots    of    various    parameters    vs.    offset 
angle. 


=  3A,  «opt  -  25Vs 


-  0.0343  rad.  -  1.97°.     The 


improvement  over  the  straight  arm,  curve  //,  is  striking.  aopt  + 
^("opt)  =  283/4°.  Finally,  curve  VII  pertains  to  sin  a  =  l/z,  a  = 
30°  >  «opt,  with  r/'2  <  -i?'0  =  r,f  max  =  0.059  rad.  -  3.38°;  XQ  = 
0.405;  i/Vh'Uax  =  Vs»  according  to  eq.  23.  It  is  seen  that  the  in- 
crease of  XQ  and  decrease  of  vVJv'Inn  is  comparatively  slow  above 
«opt,  in  accordance  with  the  fact  that  the  critical  angle  (eq.  20a)  is 
usually  non-existent;  in  the  present  example,  xi  =  l/z,  ^Vji?'  max  = 
—  7/9i°r  a  =  7T/2,  according  to  eq.  23. 

Fig.  10  shows  the  dependence  of  the  optimal  numerical  underhang 
or  overhang,  of  the  associated  maximum  weighted  tracking  error, 
and  of  the  angle  (a  +  rjmax)  which  occurs  in  17b,  on  the  offset  angle  a. 


Dec.,  1941]  OPTIMAL  PICK-UP  DESIGN  617 

The  curves  refer  to  16-inch  disks  and  33 1/3  rpm,  with  L  =  12  inches, 
r\  =  3.6  inches,  r2  =  8  inches  (xi  =  0.3,  #2  =  2/s)-  The  characteristic 
angles  are  «0  =  12°,  acrit  =  20.7°,  and  aopt  =  26.5°.  The  kinks 
of  the  curves  at  a  =  aopt  are  due  to  the  Tchebychev  condition.  The 
minimum  of  i? '(max  represents,  according  to  12,  a  maximum  distor- 
tion of  only  Ysper  cent,  while  about  2l/2  per  cent  is  obtained  for 
the  straight  arm,  which  is  somewhat  more  than  the  permissible  limit. 
It  is  seen  that  a  may  be  chosen  considerably  below  a0pt>  without  in- 
fringement on  the  distortion  limit,  but  that  the  resulting  reduction 
of  the  vertical  force  17b  is  comparatively  modest,  because  (a  +  772) 
increases  only  slowly  with  a  for  a  <  a:opt.  If  a  >  aopt,  r}'2  becomes 
rapidly  <  rj\  (curve  VII  of  Fig.  9),  and  for  a  certain  angle  a',  r/2  be- 
comes =  171;  f or  a  >  a',  rjmax  =  rji.  According  to  eq.  23,  it  is 


*•     -J2f  1  +^1  -  1      („  =  7,2) 


and 


(24) 


Thus  the  curve  (a  +  r?max)  nas  2  kinks:  at  a  =  aopt  and  a  =  a'. 
The  line  a  is  shown  for  comparison;  it  is  seen  that  for  a  ^  txopt, 
>7max  <  «,  as  expected  for  ?7max  =  771.  Therefore  a  may  be  used  in- 
stead of  a  +  r7max  =  Tmax  in  the  estimate  17b. 

In  order  to  obtain  the  influence  of  inaccurate  mounting  on  tracking 
distortion,  it  is  necessary  to  supplement  the  preceding  calculations 
which  concerned  the  case  of  optimal  overhang  —5  for  variable  offset 
angle,  by  those  for  variable  8.  It  has  already  been  mentioned  in  con- 
nection with  the  straight  arm  design  that  distortion  increases  rapidly 
if  the  underhang  is  increased  beyond  the  optimal  value,  while  a  de- 
crease is  much  less  harmful;  it  can  be  shown  that  the  ratio  of  the  two 
effects  is  (r2/ri)2.  This  is  easily  understood  on  the  ground  that  the 
design  is  based  on  the  weighted  tracking  error.  Conditions  are  there- 
fore most  critical  at  the  inner  groove  radius.  This  is  true  not  only 
for  straight  arms  but  for  all  under-critical  offset  angles.  An  illustra- 
tion is  given  by  Fig. '11,  which  shows  |T7'|max  versus  —d  for  the  same 
numerical  example  as  used  in  Fig.  10.  The  curves  are  plotted  for  the 
four  cases  a  =  0,  a  =  a0,  a  =  acrit,  and  a  =  aopt.  The  unsym- 
metry  noted  for  a  =  0  persists  up  to  a^t,  while  the  mounting  be- 
comes more  and  more  critical  with  increasing  offset  angle  due  to  the 


618 


H.  G.  BAERWALD 


[J.  S.  M.  P.  E. 


decrease  of  |V|max(5opt).  For  a  >  ac?lt,  the  steepness  of  ascent  for 
5  <  5opt  increases  rapidly,  due  to  the  appearance  of  the  minimum  770. 
At  a  =  cfopt,  the  inclination  on  the  side  of  positive  (5  —  6opt)  is  still 
substantially  unaltered,  but  the  side  of  negative  (d  —  5opt)  is  now 
the  steeper  one.  At  the  same  time,  the  influence  of  the  mounting 
becomes  most  severe,  which  is  understood,  as  the  optimal  approxima- 
tion is  achieved  through  compensation.  In  the  present  numerical 
example,  a  deviation  \S  —  3opt|  of  about  4.10~3  corresponding  to  a 
mounting  error  of  only  3/64  inch,  already  doubles  the  value  of  |r;'|max. 
The  full  realization  of  the  second-order  approximation  would  thus 
call  for  an  accuracy  of  a  few  tenths  of  a  millimeter.  But  as  the  dis- 


-a/  -AM  -0.01 


FIG.  11.     Numerical  example:     Distortion  vs.  mounting  error  for  characteris- 
tic offset  angles. 


tortion  associated  with  the  minimum  of  |V|max  is  far  below  the  per- 
missible limit,  requirements  can  be  considerably  relaxed,  under  prac- 
tical conditions.  Liberal  mounting  tolerances  of  about  l/%  to  1  per 
cent  of  the  arm  length  or  =±=  Vie  to  Vs  inch  will  be  permissible  in  most 
practical  cases.  They  are  easily  determined  by  calculating  the 
slopes  of  the  |e|max-5  curves  at  both  sides  of  6  =  5opt  (a).  For  all 
designs  with  a  <  aopt,  which  were  found  preferable  on  account  of  the 
decrease  of  Fv  (17),  an  overhang  5  somewhat  larger  than  5opt  should 
be  prescribed,  which  is  likewise  found  in  terms  of  the  two  slopes. 

(/)  Design  of  Multi-Purpose  Arms.— When  it  is  desired  to  play 
records  of  different  sizes  and/or  speeds  with  the  same  tone  arm,  this 
should  be  designed  on  a  compromise  basis  so  as  to  render  as  small  as 
possible  the  maximal  tracking  distortion  occurring  under  any  condi- 
tions thus  included.  As  the  mean  radii  rm  of  different  types  of  disk 


Dec.,  1941] 


OPTIMAL  PICK-UP  DESIGN 


619 


records  are  different,  the  design  is  based  on  the  original  relations  10 
and  14  or  18a  combined: 


*„ 


sin  a 


(25) 


It  should  furnish  for  a  and  XQ  such  values  that  minimize  \e  max  simul- 
taneously for  the  different  types  of  records  which  are  characterized  by 
their  values  of  ft,  rb  and  r2,  v  being  considered  as  constant  (i.  e.,  8 
cm/sec  at  500  cps  for  permissible  |e|max  =  2  per  cent).  In  practice, 
only  the  following  combinations  are  used 

(1)  78  rpm;   n  ~  2  inches,  r2  "^  6  inches 

(2)  78  rpm;  r\  ~  2  inches,  ^2  ~  8  inches 

(5)  33l/s  rpm;  r\  ~  3x/2  inches,  rz  ~  8  inches 

For  design  purposes,  (Jf)  can  be  disregarded  as  it  is  fully  included  in 
the  range  of  (2).  Using  upscripts  in  referring  to  (2)  and  (5),  the 
following  six  values  have  to  be  considered  as  potential  maxima  of 
distortion 


i  _  sin  «/2  -    *°  M- 
x^2)  \          *i<2>/r 


1    - 


-TO 


sin 


x0 


_  sin_a/2  - 

^i(3)  V 


1  - 


;  A0(3)  =  2.34  1  - 


=2.34 


1  _  !E.?/2  -  -^ 

#2(3)    \  X2(3)/ 


Here,  A  stands  as  abbreviation  for  (2L122  cos  a)  \  e  \  /v  with 
122  =  787T/30  sec"1;  5.34  =  ratio  of  the  two  speeds.  A0(Af)  has  to  be 
omitted  if  xQ(k}  ^  #i(A:)  (k  —  2  or  3)  as  being  outside  the  playing  range. 
The  optimal  numerical  values  of  XQ  and  sin  a  are  those  which  minimize 
the  largest  of  the  four  to  six  A's,  i.  e.,  which  make  the  three  largest  of 
them  equal.  A2(2)  can  obviously  be  omitted  from  the  comparison,  but 
not  necessarily  A0(2),  as  XQ  may  be  <  #i(3)  but  >  #i(2). 

As  an  example,  the  design  of  a  double-purpose  12-inch  arm  is  given. 
The  numerical  limit  radii  are  *i(2)  =  Ye,  #i(3)  =  7/24,  and  *2(2)  =  #2(3) 
2/3.     It  is  found  that  for  |  A/2)    =     Ai(3)|  =  |  A2(3)|  =  Araax,    A0(2'|  < 
Amax  and  *i(3)  >  ^o  =  0.288B;  sin  a  =  0.344;  a  =  20.1°.    d  =  0.0509, 
d  =  0.61i  inch.      Fig.  12  shows  the  resulting  distortion  e,  according 
to  25,  f or  v  =  8  cm/sec  at  500  cps;  its  maximum  is  only  1  per  cent. 
This  is  only  half  the  permissible  limit  and  leaves  thus  a  safety  mar- 
gin for  inaccurate  mounting.    It  is  seen  that  x0  is  only  slightly  <  #i(3) 
0.292;  i.  e.,  for  the  speed  33 Y»,  the  design  is  close  to  that  for  a  =  o^. 
For  the  speed  78  rpm,  on  the  other  hand,  a  >  aopt,  and  the  overhang 


620 


H.  G.  BAERWALD 


[J.  S.  M.  P.  E. 


—  6  <  —  5opt(a).  If  the  same  arm  were  to  be  used  for  78  rpm  alone, 
the  optimal  design  as  given  by  equation  16  would  be:  aopt  =  19°, 
— dopt  =  0.532  inch,  |e|max  =  0.39  per  cent;  if  it  were  designed  for 
use  at  33 Vs  rpm  alone:  o^t  =  26°,  -dopt  =  1.023  inches,  c|max  = 
0.36  per  cent.  It  is  seen  that  the  double-purpose  design  lies  closer  to 
the  first  case. 


OTHER  EFFECTS  OF  TRACKING  ERROR 

The  harmonic  distortions  due  to  tracking  error  depend,  as  shown, 
only  on  the  distortion  parameter  e  (4a),  i.  e.,  on  the  weightecf  tracking 
error  17'  (11).  Consequently,  the  design  was  based  on  this  quantity. 


i.o  *  io 


-0.2,51 


T  -075; 


2.5 


3.5 


5  676 

T     IN  INCHES 


FIG.    12.        Numerical  example  for  multi-purpose    arm    design: 
Tracking  distortion  over  playing  range. 

There  are,  however,  effects  which  depend  on  the  tracking  error  77  itself 
rather  than  on  77'.  Although  they  are  in  general  unimportant,  they 
should  at  least  be  mentioned  here. 

Going  back  to  the  rigorous  expressions  6,  7,  and  8  for  the  picked -up 
signal,  it  is  seen  that  this  contains  the  factor  sec  77.  This  implies  an 
increase,  not  only  in  signal  amplitude,  but  also  in  the  lateral  reaction 
force  (both  stiffness  and  inertia),  by  sec  77.  This  increase,  however,  is 
of  negligible  magnitude  for  all  practical  purposes  although  the  design 
minimizing  IV^x  does  not  minimize  r7|max.  The  largest  value 
which  77  may  take  occurs  at  the  outer  rim  for  straight  arms.  It  was 
shown  (Part  II,  b)  that  even  for  maximal  permissible  distortion — 


Dec.,  1941]  OPTIMAL  PICK-UP  DESIGN  621 

which  is  nearly  obtained  with  a  properly  underhung  8-inch  arm  for 
12-inch  records— 772  =  18°,  i.  e.  (sec  772  -  1)  =  0.05  <T  1.  This  is  in 
line  with  the  assumption  *72/2  <^C  1  on  which  the  design  procedure 
was  based. 

It  has  been  claimed  that  tracking  error  may  cause  appreciable 
record  wear.  Again,  this  supposed  wear  would  not  depend  on  r?'  and 
therefore  would  not  be  minimized  by  the  proposed  design.  But,  as  in 
case  of  the  signal  amplitude,  it  does  not  seem  that,  within  the  per- 
missible range  as  based  on  the  presented  design  method,  tracking 
error  could  have  any  noticeable  effect  of  this  kind.  No  clear  experi- 
mental evidence  of  additional  record  wear  caused  by  tracking  error 
of  usual  magnitude  has  ever  been  presented.  Careful  listening  tests 
undertaken  by  Olney2  did  not  reveal  any  clear  effect.  Besides,  it  is 
hard  to  understand  how  record  wear  could  ever  be  produced  by  track- 
ing error  of  permissible  magnitude.  For  permanent  stylus  points, 
it  is  certainly  ruled  out  as  they  are  surfaces  of  revolution.  All  com- 
mercial light-weight  pick-ups  have  permanent  styli.  In  case  of  steel 
needles,  on  the  other  hand,  high  stylus  tip  pressure  and  motional  im- 
pedance cause  appreciable  record  wear,  quite  independently  of  the 
tracking  mechanism.  Wear  due  to  tracking  error  is  supposedly 
caused  by  the  rate  of  change  of  tracking  error  along  the  groove  spiral : 
the  needle  is  initially  ground  to  fit  the  groove  and  is  therefore  no 
longer  a  surface  of  revolution ;  turning  about  its  axis  due  to  change  of 
77  therefore  entails  regrinding  of  the  projecting  edge.  It  is  certainly 
hard  to  see  how  this  regrinding  which  occurs  very  gradually  as  com- 
pared with  the  initial  grinding  in  the  first  few  grooves,  could  possibly 
cause  any  wear  noticeable  against  the  background  of  that  due  to  ex- 
cessive stylus  pressure  and  impedance,  as  met  in  cheaper  grade  pick- 
ups. 

I  wish  to  tender  my  acknowledgment  to  the  Brush  Development 
Company  for  making  this  work  possible.  I  am  also  obliged  to  Dr. 
S.  J.  Begun,  head  of  the  recording  department,  for  hints  and  en- 
lightening discussions. 

REFERENCES 

1  MACDONALD,  G.  E.:     "The  Reduction  of  Pick-Up  Tracking  Error,"  Com- 
munications, XXI  (Jan.,  1941),  p.  55. 

2  OLNEY,  B.:     "Phonograph  Pick-Up  Tracking  Error  vs.  Distortion  and  Re- 
cord Wear,"  Electronics,  X  (Nov.,  1937),  p.  19. 

3  LOFGREN,  E.  G. :     "On  the  Non-Linear  Distortion  in  the  Reproduction  of 


022  H.  G.  BAERWALD 

Phonograph  Records  Caused  by  Angular  Deviation  of  the  Pick-Up  Arm,"  Akust. 
Zeits.,  m  (1938),  p.  350. 

4  LEWIS,  W.  D.,  AND  HUNT,  F.  V. :     "A  Theory  of  Tracing  Distortion  in 
Sound  Reproduction  from  Phonograph  Records,"  /.  Acoust.  Soc.  Amer.,  XII  (Jan., 
1941),  p.  348. 

5  KORNEI,  O.:     "On  the  Playback  Loss  in  the  Reproduction  of  Phonograph 
Records,"  /.  Soc.  Mot.  Pict.  Eng.,  XXXVII  (Dec.,  1941),  p.  569.     After  completion 
of  the  manuscript,  a  paper  by  G.  Guttwein,  Akust.  Zeits.,  V  (Dec.,  1940),  p. 
330,  on  linear  and  non-linear  distortions  in  recording  and  playback,  was  received. 

6  FELDTKELLER,  R.,  AND  WOLMAN,  W. :     "Almost-Linear  Networks,"   Tele- 
graph, u.  Fernsprech.  Tech.,  XX  (1931),  p.  167. 

7  BARTLETT,  A.  C.:     "Calculation  of  Modulation  Products,"  Phil.  Mag.,  Part 
I,  XVI  (Oct.,  1933),  p.  834;   Part  II,  XVII  (Mar.,  1934),  p.  628. 

8  LAGRANGE,  J.  L. :    Hist,  de  I'Acad.  R.  des  Sci.  de  Berlin,  XXV  (1771),  p.  242. 
*  BESSEL,  F.  W.:     Berliner  Abh.  (1826). 

10  WATSON,  G.  N. :     "A  Treatise  on  the  Theory  of  Bessel  Functions, "  Cambridge 
(1922). 

11  MCLACHLAN,  N.  W. :     "Bessel  Functions  for  Engineers,"  Part  I,  Oxford 
(1934). 

12  JAHNKE-EMDE:     "Tables   of   Functions,"   Third   Ed.,    Leipsic   and    Berlin 
(1938),  p.  147. 

13  LAGRANGE,  J.  L. :     Mem.  de  I'Acad.  de  Berlin  XXIV,  Oeuvres,  n,  p.  25. 

14  WHITTAKER,  E.  T.,  AND  WATSON,  G.  N.:     "A  Course  of  Modern  Analysis," 
Fourth  Ed.,  Cambridge  (1935),  7:31  and  7:32,  p.  131. 

15  MASSA,   F. :     "Permissible  Amplitude   Distortion  of  Speech   in  an  Audio 
Reproducing  System,"  Proc.  IRE,  XXI  (May,  1933),  p.  682. 

16  LYNCH,  T.  E.,  AND  BEGUN,  S.  J. :     "General  Considerations  of  the  Crystal 
Cutter,"  Communications,  XX  (Dec.,  1940),  p.  9. 

17  TCHEBYCHEV,  P.  L. i     Mem.  Acad.  Sc.  Petersb.,  Series  6,  VII  (1859),  p.  199; 
Oeuvres,  I,  p.  271. 

18  GUILLEMIN,  E.  A. :     "Communication  Networks,"  n  (1935),  p.  386. 

19  CAUER,  W.:     "An  Interpolation  Problem  with  Functions  with  Positive  Real 
Values,"  Math.  Zeits.,  XXXVHI  (1933),  p.  1. 

20  COURANT,  R.,  AND  HiLBERT,   D.:     "Methods  of  Mathematical  Physics," 
Berlin,  I  (1931),  p.  75. 

21  WILLIAMS,  A.  L. :     "Further  Improvements  in  Lightweight  Record  Repro- 
ducers and  Theoretical  Considerations  Entering  into  Their  Design,"  /.  Soc.  Mot. 
Pict.  Eng.,  XXX  (Aug.,  1939),  p.  203. 

22  LYNCH,  T.   E. :     "Some  Considerations  in  Phonograph  Pick-Up  Design," 
Brush  Strokes,  m  (April-June,  1939),  p.  3. 

23  PIERCE,  J.  A.,  AND  HUNT,  F.  V.:     "Distortion  in  Sound  Reproduction  from 
Phonograph  Records,"  /.  Soc.  Mot.  Pict.  Eng.,  XXXI  (Aug.,  1938),  p.  157;    /. 
Acoust.  Soc.  Amer.,  X  (July,  1938),  p.  14. 

24  FLEMING,  L.:     Notes  on  Phonograph  Pick-Ups  for  Lateral-Cut  Records," 
/.  Acoust.  Soc.  Amer.,  XH  (Jan.,  1941\  p.  366. 


THE  SPECIALIZATION  OF  FILM  DELIVERY* 

J.  H.  VICKERS** 

Summary. — The  problem  of  transporting  film  and  of  distributing  it  to  the 
thousands  of  theaters  in  the  country  is  a  considerable  economic  problem.  Approxi- 
mately ninety  per  cent  of  all  film  shipped  between  exchanges  and  theaters  is  handled 
by  trucks  operating  out  of  thirty-two  film-distributing  centers  shattered  throughout  the 
country. 

The  paper  describes  in  considerable  detail  the  truckman's  routine  in  picking  up 
and  delivering  film  between  the  exchanges  and  the  theaters. 

In  order  to  discuss  film  transportation  with  an  audience  such  as 
this  it  is  not  necessary  to  review  the  history  of  the  development  of  the 
motion  picture  business ;  however,  it  is  well  to  remember  that  a  com- 
plete program  for  the  old  nickelodeon  had  a  film  weight  of  about 
thirty  pounds,  whereas  today  the  average  small  town  theater  often 
uses  in  excess  of  one  hundred  pounds  of  film  in  building  its  program. 
In  fact,  there  is  very  little  difference  between  programs  offered  the 
patrons  of  small  towns  and  those  shown  in  the  palatial  theaters  of  the 
large  cities. 

The  millions  spent  annually  in  advertising  motion  pictures  natu- 
rally create  a  desire  to  see  the  pictures  and  stars  as  soon  as  possible 
and,  as  with  any  other  useful  product,  a  public  demand  for  it  is 
created.  Due  to  radio,  magazines,  and  newspapers  reaching  all  the 
byways  and  small  hamlets  of  the  country,  the  demand  for  pictures 
soon  after  release  date  is  no  longer  confined  to  the  large  centers  of 
population.  Supplying  this  rural  demand  is  an  economic  problem,  as 
good  business  limits  the  number  of  prints  available  for  exhibition; 
therefore  fast  and  efficient  transportation  is  a  necessary  bridge  be- 
tween the  economics  of  furnishing  pictures  and  the  public  demand 
for  seeing  them. 

Throughout  the  country  truck  companies  specializing  in  the  de- 
livery of  film  have  been  organized  to  furnish  this  fast  and  efficient 
transportation.  At  most  of  the  thirty-two  film  distributing  centers 
throughout  the  United  States  you  will  find  one  or  more  trucking  firms 

*  Presented  at  the  1941  Spring  Meeting  at  Rochester,  N.  Y.;  received  April 
14,  1941. 

**  National  Film  Carriers,  Inc.,  Philadelphia,  Pa. 

623 


624  J.  H.  VICKERS  [J.  S.  M.  P.  E. 

performing  special  film  delivery  service,  commonly  known  as  film 
carriers.  Approximately  90  per  cent  of  all  the  film  shipped  between 
exchanges  and  theaters  are  handled  by  trucks. 

To  understand  better  how  film  carriers  vary  from  ordinary  truck 
operators,  let  us  look  in  detail  at  the  film  carrier's  operations.  As  the 
film  carrier's  work  is  an  endless  chain,  a  convenient  beginning  will  be 
with  a  truck  loaded  with  film  ready  to  start  on  its  nightly  pick-up 
and  delivery  journey.  The  driver  has  a  key  for  every  theater  on  his 
route,  and,  by  prearrangement,  each  theater  has  a  Designated 
place  to  leave  the  film  ready  for  return  and  a  place  for  the  incoming 
film.  On  a  route  making  a  loop  from  and  back  to  the  exchange 
center,  the  first  stop  will  be  made  after  the  first  theater  on  the  route 
closes;  here  the  film  for  the  next  day's  use  will  be  delivered  and  the 
film  just  shown  picked  up.  After  working  the  theaters  on  this  loop 
route,  the  truck  will  be  back  to  the  exchange  center  early  the  follow- 
ing morning,  having  delivered  all  the  film  for  that  day's  use  and  re- 
turned all  that  used  the  previous  day.  This  film  is  delivered  im- 
mediately to  the  various  exchanges  for  inspection  and  reshipment. 
Much  of  this  film  will  probable  be  booked  that  day  in  nearby  subur- 
ban theaters.  Immediate  inspection  makes  the  film  ready  for  ship- 
ment to  these  theaters  before  opening  time  of  that  day.  Such  films 
will  be  picked  up  by  the  film  carrier  and  delivered  to  the  suburban 
theater  with  the  print  having  been  inspected  and  no  time  lost  between 
play-dates.  During  the  day  shipments  are  made  ready  for  the  next 
day's  play-dates  and  late  in  the  afternoon  the  film  carrier  picks  up 
these  films  from  the  exchanges  and  again  loads  the  truck  ready  for 
the  next  day's  delivery.  This  is  the  complete  chain  in  its  simplest 
form,  but  there  are  many  more  details  and  much  more  complicated 
operation  in  a  complete  film  delivery  service. 

In  addition  to  the  early  morning  suburban  delivery  previously 
mentioned,  there  is  usually  a  late  pick-up  after  the  suburban 
theater  closes  at  night.  This  is  especially  true  in  the  distributing 
centers  located  in  large  cities  where  some  film  carriers  maintain 
a  night  inspection  service  as  well  as  some  of  the  distributors.  The 
film  picked  up  from  suburban  theaters  after  closing  time  is  rushed  to 
the  inspection  rooms,  and  those  booked  for  the  next  day's  showing 
are  inspected  and  made  ready  for  shipment  on  trucks  leaving  around 
2:00  A.  M.  These  late  routes  are  usually  loop  routes. 

In  order  to  reach  the  more  distant  and  off-route  points,  small 
towns,  and  hamlets  not  on  the  main  line,  junction  points  are  neces- 


Dec.,  1941]  SPECIALIZATION  OF  FILM  DELIVERY  625 

sary.  At  these  junction  points  relay  trucks  meet  the  main-line  truck. 
These  relay  trucks  leave  the  last  town  on  the  line  at  the  theater's 
closing  time,  picking  up  film  from  this  and  other  theaters  on  the  re- 
lay. At  the  junction  point  all  the  pick-up  is  delivered  to  the  main- 
line truck,  and  the  film  for  the  next  days'  showing  is  received.  Very 
often  a  relay  has  one  or  more  feeders,  or  sub-relays,  which  serve  off- 
route  points.  When  more  than  two  or  three  relays  meet  at  a  common 
point  a  sub-terminal  is  usually  set  up  by  the  film  carrier.  The  man- 
agement of  this  sub-terminal  supervises  the  proper  transfer  of  film 
from  one  route  to  another  and  maintains  a  refueling  station  and  in- 
spection service  where  emergency  repairs  and  adjustments  can  be 
made.  As  a  rule  main-line  trucks  run  directly  out  to  the  junction 
points  and  return  over  the  same  route,  which  enables  the  truck  to 
reach  more  distant  junction  points  than  if  it  were  making  a  loop. 
This  type  of  run  has  the  advantage  of  an  early  leaving  time  over 
a  loop  run,  as  it  does  not  have  to  wait  until  the  theaters  on  the  route 
are  closed  before  passing.  On  the  return  trip  pick-up  and  delivery  are 
made  to  the  theaters  that  were  not  closed  on  the  outgoing  trip. 

It  can  readily  be  seen  that  a  system  of  this  kind  easily  lends  itself 
to  the  circuiting  of  product  from  one  theater  to  another  from  the 
closing  time  at  night  to  the  opening  time  next  day.  Products  so  cir- 
cuited can  not  be  inspected  between  play-dates;  however,  it  is  of 
great  advantage  to  both  exhibitor  and  distributor  to  have  this  cir- 
cuiting possibility  available,  as  it  saves  many  dark  houses  or  un- 
warranted cost  when  some  unforeseen  circumstance  puts  a  print  out 
of  service,  such  as  damage  by  bad  mechanisms,  hold-overs,  fire,  or  an 
error  in  booking.  Prints  having  a  specific  time  value,  such  as  news- 
reels,  and  not  requiring  a  great  deal  of  inspection,  seldom  ever  see  the 
film  exchange  until  they  are  worn  out  or  are  out  of  date,  as  they  are 
set  up  on  circuit  from  town  to  town  during  their  useful  life. 

There  is  a  large  amount  of  detail  involved  in  the  proper  execution  of 
a  specialized  film-delivery  system,  and  in  addition  there  is  the  question 
of  personnel  and  equipment  with  which  to  do  this  exacting  job.  One 
of  the  great  railroad  systems  of  the  country  was  justly  proud  in  pub- 
lishing a  statement  regarding  their  crack  train,  saying  that  it  main- 
tained its  schedule  over  a  period  of  a  year  of  92*/2  per  cent  on  time. 
In  order  to  maintain  good  service  and  to  avoid  missouts,  it  is  nec- 
essary for  the  average  film  carrier  to  maintain  a  schedule  at  least  95 
per  cent  perfect;  the  country's  average  among  film  carriers  is  higher 
than  95  per  cent. 


626  J.  H.  VICKERS  [J.  S.  M.  P.  E. 

Road  accidents  are  one  of  the  greatest  hazards  to  a  schedule.  Ex- 
cessive speeds  greatly  increase  road  accidents,  therefore  the  film  car-, 
rier  must  use  moderate  speeds  and  at  the  same  time  maintain  a  fast 
schedule.  This  makes  it  imperative  that  the  right  kind  of  equipment 
be  selected  for  the  job  to  be  done.  To  do  this  all  factors  affecting  the 
minimum  speed  of  the  truck  must  be  considered ;  namely,  the  aver- 
age weather  conditions,  the  load  to  be  hauled,  the  number  and  per- 
centage of  grades  to  be  encountered,  and  all  other  road  conditions. 
In  order  to  maintain  a  consistent  average  speed  without  high  top 
speeds  it  is  necessary  that  the  lower  speeds  on  grades  be  near  the 
average  speed  desired.  Sufficient  available  horsepower  is  the  only 
remedy  for  this  equation.  When  analyzing  an  engine  Sufficient 
Available  Horsepower  is  a  much  broader  term  than  Maximum 
Available  Horsepower  as  it  takes  into  consideration  the  maximum 
torque  of  the  engine  and  the  speed  at  which  this  torque  is  developed, 
and  refers  only  to  the  horsepower  developed  at  an  engine  speed  prac- 
tical for  continuous  operation.  These  facts  must  be  taken  into  con- 
sideration, as  unfortunately  most  internal  combustion  engines  de- 
velop their  maximum  horsepower  at  a  speed  considerably  higher  than 
the  speed  that  will  give  an  economical  motor  life  that  is  practical  for 
continuous  operation.  Some  truck  units  have  as  many  as  ten  for- 
ward speeds  hi  order  to  give  the  operator  a  chance  to  do  the  most 
with  the  horsepower  available  at  a  safe  engine  speed.  The  next 
great  enemy  to  a  schedule  is  road  breakdown.  The  secret  of  elimi- 
nating road  breakdowns  is  to  have  the  equipment  as  nearly  perfect 
on  every  trip  as  possible.  This  can  not  be  done  without  allowing  the 
mechanical  force  all  the  time  necessary  to  make  inspections,  adjust- 
ments, replacements,  and  repairs,  which  often  calls  for  a  truck's 
being  in  the  shop  longer  than  the  hours  between  runs,  and  necessi- 
tates a  large  amount  of  spare  equipment.  Some  companies  have  as 
much  as  75  per  cent  spare  equipment. 

One  of  the  greatest  horrors  to  a  film  carrier  is  a  fire  on  a  film  truck. 
Aside  from  the  great  physical  loss  there  is  the  miss-out  loss  and  dis- 
appointment of  the  customer  and  the  public.  To  reduce  this  hazard 
to  a  minimum  gas  tanks  are  equipped  with  safety  devices  against 
spillage  on  overturn  or  collision,  and  the  ignition  is  automatically 
cut  off  when  the  truck  reaches  any  excessive  angle  from  the  horizon- 
tal. Of  course,  every  precaution  such  as  fire  extinguishers  properly 
located,  exhaust  pipes  away  from  wood  and  gas  lines,  and  no  smoking 
rules,  are  in  effect.  Another  enemy  to  film  is  excessive  cold;  to  over- 


Dec.,  1941]  SPECIALIZATION  OF  FILM  DELIVERY  627 

come  this  the  film  carriers  in  the  northern  part  of  the  country  use 
insulated  trucks. 

In  order  to  render  the  industry  better  service  and  to  standardize 
the  film  delivery  service  by  truck,  a  number  of  the  leading  film  car- 
riers met  in  New  York  early  in  1933  and  formed  an  Association  known 
as  National  Film  Carriers,  Inc.  The  only  requirement  for  member- 
ship is  that  a  member  be  a  truck  carrier  specializing  in  the  handling 
and  the  delivering  of  film  and  doing  the  job  in  a  reliable  and  depend- 
able manner.  The  Association  has  attracted  the  leading  firms  en- 
gaged in  the  transportation  of  film  and  includes  some  thirty  mem- 
bers. The  distributors  and  exhibitors  have  met  with  the  members 
of  the  Association  from  time  to  time  and  great  progress  has  been  made 
through  this  cooperative  effort.  Uniform  rules  and  regulations  for 
carrying  the  proper  insurance  and  bonds,  and  other  standards  of 
practice  have  been  devised.  Standardization  of  equipment  and  regu- 
lations as  to  fire  prevention  and  safety  have  been  promoted.  Through 
its  representatives  the  Association  has  met  with  the  representatives 
of  the  government  in  order  to  formulate  plans  and  regulations  that 
will  benefit  and  not  hinder  this  type  of  service.  The  Association  has 
set  up  a  fire-prevention  bureau  which  issues  rules  and  regulations  to 
reduce  the  danger  of  fire  to  a  minimum  at  the  terminal  as  well  as  on  the 
road.  The  Association  maintains  membership  in  the  Bureau  of 
Explosives'  and  thereby  keeps  abreast  of  all  the  latest  rules  and  regu- 
lations which  promote  safety  of  operation.  The  American  Trucking 
Association  has  recognized  that  the  film  delivery  service  is  a  highly 
specialized  business  and  has  set  up  a  division  in  its  organization  known 
as  the  Film  Carriers  Division. 

As  stated  before  film  carriers  handle  approximately  90  per  cent  of 
all  film  shipments  between  exchanges  and  theaters,  but  no  exact 
statistics  have  been  compiled  on  the  number  of  miles  required  to  do 
this  tremendous  job.  To  get  some  idea  of  the  magnitude  of  film-car- 
rier operations  the  analysis  of  one  exchange  center  will  throw  some 
light  on  the  subject.  Charlotte,  North  Carolina,  is  a  2  per  cent  dis- 
tributing center  serving  the  States  of  North  and  South  Carolina. 
The  film  carriers  in  this  territory  handle  slightly  more  than  95  per 
cent  of  the  film  between  exchanges  and  theaters,  and  the  miles  in- 
volved to  do  this  job  weekly  would  encircle  the  world  twice.  This 
illustration  is  probably  a  low  average  for  the  miles  traveled  out  of  the 
thirty  film  distributing  centers  in  the  United  States. 

To  summarize  the  outstanding  requirements  of  an  efficient  film 


628  J.  H.  VICKERS 

delivery  service :  an  infallible  system  for  receiving,  listing,  checking, 
circuiting,  and  delivering  the  many  items  required  in  building  each  | 
program,  from  a  one-sheet  to  the  feature ;  the  selection  and  training 
of  the  highest  type  driver  personnel,  as  this  is  the  key  to  maintaining 
schedules,  safety,  and  dependability;  the  selection  of  the  proper  road 
equipment,  and  as  nearly  perfect  maintenance  as  possible;  and  last, 
management  that  can  keep  a  business  that  must  necessarily  stay  in  a 
groove  out  of  a  rut. 

Behind  these  cold  facts  there  is  a  lot  of  romance  in  the  develop- 
ment and  operation  of  the  film  delivery  business.  The  service  ren 
dered  and  the  successful  operation  of  this  "backstage"  branch  of  the 
motion  picture  industry  can  largely  be  attributed  to  the  fact  that  all 
its  personnel  are  as  thoroughly  imbued  with  the  spirit  that  "the  show 
must  go  on"  as  is  any  actor. 


CURRENT  LITERATURE  OF  INTEREST  TO  THE  MOTION  PICTURE 

ENGINEER 


The  editors  present  for  convenient  reference  a  list  of  articles  dealing  with  subjects 
cognate  to  motion  picture  engineering  published  in  a  number  of  selected  journals. 
Photostatic  copies  may  be  obtained  from  the  Library  of  Congress,  Washington,  D.  C., 
or  from  the  New  York  Public  Library,  New  York,  N.  Y.  Micro  copies  of  articles 
in  magazines  that  are  available  may  be  obtained  from  the  Bibliofilm  Service,  Depart- 
ment of  Agriculture,  Washington,  D.  C.,  at  prevailing  rates. 


Acoustical  Society  of  America,  Journal 

13  (October,  1941),  No.  2 
The  Stereophonic  Sound-Film  System — General  Theory 

(pp.  89-99) 

Mechanical  and  Optical  Equipment  for  the  Stereophonic 
Sound-Film  System  (pp.  100-106) 


The  Stereophonic  Sound-Film  System — Pre-  and  Post- 
Equalization  of  Compandor  Systems  (pp.  107-114) 

Phase  Distortion  in  Electroacoustic  Systems  (pp.  115- 
123) 

The  Acoustic  Wattmeter,  and  Instrument  for  Measuring 
Sound  Energy  Flow  (pp.  124-136) 

A  Re-Examination  of  the  Noise  Reduction  Coefficient 
(pp.  163-169) 

The  Flutter  Echoes  (pp.  170-178) 

A  Cinematographic  Study  of  the  Conduction  of  Sound 
in  the  Human  Ear  (pp.  179-181) 

American  Cinematographer 

22  (October,  1941),  No.  10 
What  a  Modern  16-Mm  Business-Film  Studio  is  Like 

(pp.  470,  496) 
Remember  to  Light  the  Background  (pp.  478,  498) 

Communications 

21  (October,  1941),  No.  10 
Cathode  Design  (pp.  5-8,  28) 

Educational  Screen 

20  (October,  1941),  No.  8 
Motion  Pictures— Not  for  Theaters  (pp.  333-335),  Pt.  30 


H.  FLETCHER 

E.  C.  WENTE,  R. 
BIDDULPH,   L.   A. 
ELMER,  AND  A.  B. 
ANDERSON 

J.  C.  STEINBERG 

F.  M.  WIENER 

C.  W.  CLAPP  AND 
F.  A.  FIRESTONE 

J.  S.  PARKINSON  AND 
W.  A.  JACK 

D.  Y.  MAA 

H.  G.  KOBRAK 


I.  B.  DYATT 
G.  MEEHAN 


O.  W.  PIKE 


A.  E.  KROWS 


629 


630 


CURRENT  LITERATURE 


Electronics 

14  (October,  1941),  No.  10 

Research  Beats  the  Priorities  (pp.  27-30,  78,  80,  82-83)     C.  J.  LEBEL 
Storage  in  Television  Reception  (pp.  46-49,  115-116)        A.  H.  ROSENTHAL 


Institution  of  Electrical  Engineers,  Journal 

88  (September,  1941),  No.  3,  Pt.  Ill 
Acoustics  of  Cinema  Auditoria  (pp.  175-190) 


C.  A.  MOSON  AND 
J.  MOIR 


International  Projectionist 

16  (August,  1941),  No.  8 

Mechanics  of  the  Modern  Projector  (pp.  12-14) 
New  RCA  Lens-Coating  Process  Available  (p.  14) 
Effect  of  Static  on  Sound  Systems  (p.  15) 


H.  B.  SELLWOOD 


Motion  Picture  Herald  (Better  Theaters  Section) 

145  (October  18,  1941),  No.  3 
How  Visual  Angles  Affect  Image  Size  (pp.  33-34) 


C.  E.  SHULTZ 


BACK  NUMBERS  OF  THE  TRANSACTIONS  AND  JOURNALS 


Prior  to  January,  1930,  the  Transactions  of  the  Society  were  published  quar- 
terly. A  limited  number  of  these  Transactions  are  still  available  and  will  be 
sold  at  the  prices  listed  below.  Those  who  wish  to  avail  themselves  of  the  op- 
portunity of  acquiring  these  back  numbers  should  do  so  quickly,  as  the  supply 
will  soon  be  exhausted,  especially  of  the  earlier  numbers.  It  will  be  impossible 
to  secure  them  later  on  as  they  will  not  be  reprinted. 


1924 


No. 

19 
20 

21 


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Price 
$1.25 
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25 
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1927 


No. 

25 

26 

27 

28 

29 

32 


Price 
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36 

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Beginning  with  the  January,  1930,  issue,  the  JOURNAL  of  the  Society  has  been 
issued  monthly,  in  two  volumes  per  year,  of  six  issues  each.  Back  numbers  of 
all  issues  are  available  at  the  price  of  $1.00  each,  a  complete  yearly  issue  totalling 
$12.00.  Single  copies  of  the  current  issue  may  be  obtained  for  $1.00  each. 
Orders  for  back  numbers  of  Transactions  and  JOURNALS  should  be  placed  through 
the  General  Office  of  the  Society  and  should  be  accompanied  by  check  or  money- 
order. 


HIGHLIGHTS  OF  THE  1941  FALL  CONVENTION 

The  attendance  at  the  50th  Semi- Annual  Convention  at  the  Hotel  Pennsylvania 
in  New  York  was  remarkably  good  and  no  great  difficulty  was  experienced  in  se- 
curing papers  of  good  quality  and  interest  in  spite  of  the  National  Emergency. 
These  facts  show  the  wisdom  of  the  decision  of  the  Board  of  Governors  some 
time  ago  to  continue  to  hold  the  usual  two  conventions  per  year.  On  succeeding 
pages  of  this  issue  of  the  JOURNAL  will  be  found  the  program  of  papers  as  actually 
followed  at  the  sessions. 

The  Convention  opened  formally  at  10  A.M.  on  Monday,  October  20th  in  the 
Salle  Moderne  of  the  Hotel  Pennsylvania,  Mr.  Herbert  Griffin,  Executive  Vice- 
President  of  the  Society,  presiding.  The  first  part  of  the  morning  was  occupied 
with  the  reports  of  the  Financial  Vice-President,  the  Engineering  Vice-President, 
and  a  welcome  by  the  President  of  the  Society,  Mr.  Emery  Huse.  Then  followed 
the  announcement  of  the  successful  candidates  for  office  for  1942,  the  ballots  hav- 
ing been  counted  on  the  previous  day  by  a  committee  of  tellers  appointed  by  the 
Board.  The  new  officers  and  governors  of  the  Society  for  1942,  who  are  to  as- 
sume office  on  January  1st,  are  as  follows: 

Engineering  Vice-President:  Donald  E.  Hyndman 

Financial  Vice-President :  Arthur  S.  Dickinson 

Secretary :  Paul  J.  Larsen 

Treasurer:  George  Friedl,  Jr. 

Governor:  Frank  E.  Carlson 

Governor:  John  A.  Maurer 

Governor :  -  Edward  M .  Honan 

The  terms  of  other  officers  and  governors  of  the  Society  whose  names  are  not  listed 
above  have  still  one  year  to  run.  They  are  as  follows : 

President:  Emery  Huse 

Past  President:  E.  Allan  Williford 

Executive  Vice-President:  Herbert  Griffin 

Editorial  Vice-President:  Arthur  C.  Downes 

Convention  Vice-President:  William  C.  Kunzmann 

Governor:  Max  C.  Batsel 

Governor:  Loren  L.  Ryder 

In  addition,  Drs.  Alfred  N.  Goldsmith  and  John  G.  Frayne  have  been  elected 
Chairmen  of  the  Atlantic  Coast  Section  and  Pacific  Coast  Section,  respectively, 
by  virtue  of  which  they  become  members  of  the  Board  of  Governors.  The  re- 
sults of  the  elections  of  the  Mid- West  Section  are  not  yet  available. 

The  Monday  morning  session  continued  with  a  series  of  four  papers  of  a  general 
nature,  Mr.  Richard  Griffith  of  the  Museum  of  Modern  Art  Film  Library  begin- 
ning the  series  with  a  paper  on  "Adventures  of  a  Film  Library."  Mr.  Robert 

631 


632  HIGHLIGHTS  OF  THE  CONVENTION          [J.  s.  M.  P.  E. 

Russell,  formerly  with  the  Training  Film  Production  Laboratory  at  Fort  Mon- 
mouth,  N.  J.,  discussed  what  he  called  the  "Dynamic  Screen,"  pointing  out  that 
within  its  present  limits  various  phases  of  the  motion  picture  have  been  brought 
close  to  technical  exhaustion  and  artistic  satisfaction.  However,  competition 
with  color  television  and  other  forms  of  entertainment  require  another  "sudden 
impact  of  novelty"  similar  to  the  previous  ones  of  sound,  montage,  and  color. 
One  great  frontier  remains;  "the  selective  delimitation  of  the  screen,"  making 
the  screen  area  the  entire  proscenium  wall,  and  selectively  limiting  projected  pic- 
tures within  this  potential  area.  An  interesting  discussion  of  "Motion  Picture 
Cant,"  meaning  the  jargon  of  (technical)  motion  pictures,  was  presented  by  Mr. 
Barry  Buchanan,  lexicographer  of  New  York,  and  Mr.  Terry  Ramsaye  of  Quigley 
Publications  presented  a  brief  dissertation  on  the  extremes  to  which-the  motion 
picture  industry  goes  to  produce  effects  not  nearly  so  extreme  in  scope.  The 
title  of  his  talk  was  "Lots  of  How,  a  Little  What." 

The  usual  informal  luncheon  was  held  at  noon  of  Monday,  October  20th.  Ap- 
proximately a  hundred  and  fifty  persons  came  out  to  listen  to  the  four  well  known 
invited  speakers.  The  Honorable  Newbold  Morris,  President  of  the  Council 
and  Acting  Mayor  of  the  City  of  New  York,  extended  the  official  welcome  of  the 
City  of  New  York  to  the  delegates  of  the  Convention,  and  referred  to  the  im- 
portance of  motion  pictures  in  our  defense  program  during  these  troublous  times. 
The  second  speaker,  Mr.  Sol  A.  Rosenblatt,  formerly  Administrator  of  the  Motion 
Picture  and  Broadcasting  Industries,  during  the  NRA,  and  now  General  Counsel 
of  the  National  Democratic  Committee,  spoke  vigorously  against  the  Wheeler- 
Clark-Nye  investigation  of  alleged  propaganda  in  American  motion  pictures. 

Mr.  Francis  S.  Harmon,  Assistant  to  the  President  of  Motion  Picture  Pro- 
ducers and  Distributors  of  America,  was  the  third  speaker.  Mr.  Harmon  dis- 
cussed at  some  length  the  importance  of  the  motion  picture  in  contributing  to  the 
general  public  morale,  and  also  elaborated  on  the  broad  extent  to  which  the 
motion  picture  industry  is  involved  in  the  question  of  priorities,  including  very 
large  quantities  of  such  homely  materials  as  typewriter  paper,  pens,  and  ink,  not 
to  speak  of  the  more  technical  materials  such  as  are  required  in  the  production  of 
film  and  equipment. 

The  afternoon  session  opened  with  a  talk  by  Alan  H.  Morgensen  on  the  ques- 
tion of  "Work  Simplification — Essential  to  Defense."  Mr.  Morgensen's  paper 
was  illustrated  by  a  16-mm  picture  depicting  the  way  in  which  motion  pictures 
may  be  used  to  analyze  the  motions  of  industrial  workers  and  to  simplify  the  pro- 
cedure and  render  it  more  efficient. 

Next  followed  two  papers  on  16-mm  production  problems.  Mr.  Lloyd  Thomp- 
son of  the  Calvin  Company  discussed  at  considerable  length  "Some  Equipment 
Problems  of  the  16-mm  Producer,"  pointing  out  that  the  direct  16-mm  method 
is  now  definitely  out  of  the  experimental  stage.  Mr.  William  H.  Offenhauser, 
Jr.,  of  Precision  Film  Labs,  presented  "A  Review  of  the  Question  of  16-mm 
Emulsion  Position."  When  a  16-mm  sound-film  is  properly  threaded  in  a  16-mm 
projector  the  emulsion  on  the  film  may  face  the  screen  (which  position  is  called 
the  "standard"  position)  or  it  may  face  the  projector  light-source  (the  "non- 
standard"  emulsion  position).  The  well  designed  16-mm  sound  projector  of  to- 
day should  be  capable  of  projecting  either  "standard"  or  "non-standard"  film. 

The  Monday  afternoon  session  concluded  with  a  talk  by  Lt.  Col.  M.  E.  Gillette 


Dec.,  1941]  HIGHLIGHTS  OF  THE  CONVENTION  633 

of  the  U.  S.  Signal  Corps,  Fort  Monmotith,  N.  J.,  on  "The  How  and  Why  of 
Army  Training  Films,"  illustrated  by  several  films  produced  in  the  Fort  Mon- 
mouth  Laboratory. 

The  Monday  evening  session  opened  with  a  paper  by  Mr.  Glenn  L.  Dimmick 
of  the  RCA  Manufacturing  Company,  Indianapolis,  in  which  was  described  "A 
New  Dichroic  Reflector  and  Its  Application  to  Photocell  Monitoring  Systems." 
Certain  crystals  have  long  been  known  to  transmit  light  of  one  color  and  reflect 
light  of  another  color,  and  some  thin  metallic  films  also  exhibit  the  same  phe- 
nomenon. Such  films  evaporated  on  glass  have  been  successfully  employed  in 
high-level  photocell  monitoring  systems  for  sound  recorders.  Nearly  all  the  ac- 
tinic value  of  the  modulated  light  is  transmitted  to  the  photographic  film,  while 
a  large  part  of  the  red  and  infrared  is  reflected  to  a  caesium  photocell  for  monitor- 
ing. V 

Dr.  Peter  C.  Goldmark,  of  the  Columbia  Broadcasting  System,  gave  a  brief 
history  of  color  television,  and  described  the  general  theory  of  the  system,  in- 
cluding color,  flicker,  and  electrical  characteristics.  Next  followed  a  paper  by 
Dr.  Alfred  N.  Goldsmith  of  New  York  on  "The  IR  System:  an  Optical  Method 
for  Increasing  Depth  of  Field."  The  system  was  devised  for  the  purpose  of  at- 
taining greater  depth  of  field  than  is  attainable  by  existing  methods  of  utilizing  a 
lens  system  for  image  formation.  The  depth  of  field  of  a  corrected  lens  system  is 
determined  by  its  focal  length,  its  effective  aperture,  and  the  permissible  diameter 
of  the  in-focus  image  of  a  point-source.  This  limited  depth  of  field  restricts  free- 
dom of  action  on  motion  picture  sets,  and  dictates  a  stylized,  protracted,  and 
costly  studio  procedure.  The  IR  system  is  based  on  a  division  of  the  set  into 
optically  appropriate  regions,  each  region  having  identifiable  illumination,  with 
the  identification  and  differential  focusing  at  the  camera  of  all  regional  images 
within  a  single  exposure. 

The  evening  session  was  concluded  by  a  paper  on  "Mobile  Television  Equip- 
ment," by  R.  L.  Campbell,  R.  E.  Kessler,  R.  E.  Rutherford,  and  K.  V.  Lands- 
berg  of  the  Allen  B.  DuMont  Laboratories. 

The  morning  session  of  Tuesday,  October  21st,  was  devoted  to  a  series  of  papers 
on  projection  and  lighting.  Mr.  W.  Hotine  described  "A  Constant-Torque  Fric- 
tion Clutch  for  Film  Take-Up"  which,  when  adusted  initially  to  deliver  a  given 
safe  torque  to  the  take-up  spindle,  maintains  the  torque  at  a  constant  value  which 
can  not  be  exceeded.  Messrs.  E.  L.  Boecking  and  L.  W.  Davee  of  the  Century 
Projector  Corp  discussed  new  developments  in  the  design  of  projector  mechan- 
isms, and  the  session  concluded  with  reports  of  three  technical  committees  of  the 
Society — the  Theater  Engineering  Committee,  the  Studio  Lighting  Committee, 
and  the  Standards  Committee. 

The  Theater  Engineering  report  included  an  account  of  an  investigation  by  the 
Projection  Practice  Sub-Committee  into  the  use  of  hand  fire  extinguishers  in  pro- 
jection rooms.  The  sub-committee  recommends  that  such  fire-fighting  equip- 
ment be  not  required  in  projection  rooms  in  view  of  the  policy  of  the  Committee 
expressed  last  year  to  the  effect  that  in  the  event  of  film  fire  in  the  projection 
room  the  projectionist  should  immediately  shut  down  the  equipment  and  leave 
the  room,  in  which  case  he  would  not  be  inside  the  room  to  use  such  hand  extin- 
guishers as  might  be  included  therein.  The  presence  of  hand  extinguishers  in  a 


634  HIGHLIGHTS  OF  THE  CONVENTION          [j.  s.  M.  P.  E. 

projection  room  might  provide  a  temptation  ^f  or  the  projectionist  to  remain  in 
the  room  and  attempt  to  fight  the  fire. 

Another  part  of  the  Report  of  the  Theater  Engineering  Committee,  that  of  the 
Sub-Committee  on  Screen  Brightness,  outlined  the  admirable  work  that  is  being 
done  by  that  group  in  attempting  to  discover  or  to  design,  or  to  induce  instru- 
ment manufacturers  to  build,  suitable  instruments  for  measuring  the  light  inci- 
dent upon  and  reflected  from  the  screens  in  motion  picture  theaters.  Specifica- 
tions for  such  meters  were  proposed,  and  several  methods  of  achieving  the  desired 
measurement  were  described.  The  Sub-Committee  on  Theater  Design  des- 
cribed some  tests  made  recently  to  determine  preferred  seating  areas  in  theaters. 

During  the  afternoon  session  of  Tuesday,  October  29th,  Messrs.  M.  R.  Null,  W. 
W.  Lozier,  and  D.  B.  Joy  discussed  "The  Color  Quality  of  Light  on  the  Projection 
Screen,"  and  Messrs.  Lozier,  Joy,  and  M.  T.  Jones  described  the  characteristics 
of  "New  13.6-Mm  Carbons  for  Increased  Screen  Light."  The  four  authors  men- 
tioned are  engineers  of  the  National  Carbon  Company  at  Fostoria,  Ohio.  The 
session  closed  with  a  brief  discussion  by  W.  Scanlon  of  Larry  Strong,  Inc.,  on  the 
question  of  "How  Safe  Are  Safety  Devices,"  referring  especially  to  devices  employ- 
ing photoelectric  cells. 

The  opening  paper  on  the  morning  of  Wednesday,  October  22nd,  dealt  with 
"A  New  Electrostatic  Air  Cleaner  and  Its  Application  to  the  Motion  Picture  In- 
dustry," by  Henry  Gitterman  of  the  Westinghouse  Electric  and  Manufacturing 
Corp.  The  presentation  was  attended  by  a  demonstration  of  the  principle  of 
electrostatic  precipitation,  and  in  the  paper  were  described  a  number  of  installa- 
tions of  such  equipment  of  particular  interest  to  motion  picture  engineers. 

Mr.  M.  H.  Sweet,  of  Agfa  Ansco,  described  "A  Direct-Reading  Photoelectric 
Densitometer,"  in  which  a  logarithmic  amplifier  circuit  had  been  modified  to  pro- 
vide an  accurately  linear  output,  with  excellent  stability. 

Two  papers  by  R.  M.  Evans,  W.  T.  Hanson,  Jr.,  and  P.  K.  Glasoe  of  the  East- 
man Kodak  Company  discussed  "Iodide  Analysis  in  an  MQ  Developer"  and 
"Synthetic  Aged  Developers  by  Analysis."  The  technical  part  of  the  session 
was  concluded  by  a  paper  by  Messrs.  J.  I.  Crabtree,  G.  T.  Eaton,  and  L.  E. 
Muehler  of  the  Eastman  Kodak  Company  on  the  "Effect  of  Composition  of  Proc- 
essing Solutions  on  Hypo  Removal  from  Motion  Picture  Film." 

On  the  evening  of  Wednesday,  October  27th,  was  held  the  Fiftieth  Semi-An- 
nual  Banquet  of  the  Society,  commemorating  the  Silver  Anniversary  of  the  found- 
ing of  the  Society,  which  occurred  on  July  24th,  1916. 

The  proceedings  of  the  banquet  opened  with  the  introduction  of  the  officers 
and  governors  elect  for  1942,  after  which  occurred  the  granting  of  the  Journal 
and  Progress  Awards.  Mr.  R.  E.  Farnham,  Chairman  of  the  Journal  Award 
Committee,  presented  the  report  of  the  Committee.  The  recommendation  for 
the  award  was  the  paper  entitled  "Effects  of  Ultraviolet  Light  on  Variable-Den- 
sity Recording  and  Printing"  by  Drs.  John  G.  Frayne  and  Vincent  Pagliarulo  of 
Electrical  Research  Products,  Inc.,  Hollywood,  Calif.,  which  appeared  in  the 
June,  1940,  issue  of  the  JOURNAL.  Mr.  Farnham's  report  included  brief  his- 
torical sketches  of  the  two  authors. 

Mr.  Paul  J.  Larsen,  member  of  the  Progress  Award  Committee,  reported  on 
the  Journal  Award  for  the  Chairman  of  the  Committee,  Mr.  Kenneth  F.  Morgan 
who  was  unable  to  be  present.  The  Society's  medal  was  awarded  to  Mr.  Glenn 


Dec.,  1941]  HIGHLIGHTS  OF  THE  CONVENTION  635 

L.  Dimmick  of  the  RCA  Laboratories  at  Indianapolis,  in  recognition  of  his  out- 
standing contributions  to  the  advancement  of  the  motion  picture  art.  An  his- 
torical account  of  Mr.  Dimmick's  achievements  was  given  by  Mr.  Otto  S. 
Schairer,  Vice-President  in  charge  of  RCA  Laboratories. 

The  formal  proceedings  of  the  banquet  included  the  presentation  of  a  testi- 
monial certificate  to  Mr.  William  C.  Kunzmann,  Convention  Vice-President  of 
the  Society.  The  certificate  read  as  follows : 

"In  recognition  of  his  long  and  faithful  service  as  a  member  of  the  Society  since 
1916  and  a  member  of  the  Board  of  Governors  since  1929,  and  as  Convention 
Vice-President  since  1933,  the  Board  of  Governors  of  the  Society  on  this  day  pre- 
sent this  certificate  to  William  C.  Kunzmann  as  a  testimonial  of  their  apprecia- 
tion and  esteem." 

The  Thursday  morning  session  was  devoted  to  a  symposium  of  three  papers 
on  fine-grain  film.  C.  R.  Dailey  of  Paramount  Pictures,  Inc.,  Hollywood,  Calif., 
discussed  "Production  and  Release  Application  of  Fine-Grain  Films  for  Variable- 
Density  Sound  Recording";  Messrs.  J.  R.  Wilkinson  and  F.  L.  Eich,  Paramount 
Pictures,  Inc.,  Hollywood,  Calif.,  discussed  "Laboratory  Modification  and  Pro- 
cedure in  Connection  with  Fine-Grain  Release  Printing";  and  V.  C.  Shaner  of 
Eastman  Kodak  Company,  Hollywood,  discussed  the  question  of  "Hollywood 
Processing  Procedures  for  Eastman  1302  Fine-Grain  Release  Positive." 

The  final  session  of  the  Convention,  on  Thursday  afternoon,  October  23rd,  in- 
cluded four  papers  devoted  to  sound.  Messrs.  John  G.  Frayne  and  F.  P.  Herrn- 
feld,  of  Electrical  Research  Products,  Inc.,  Hollywood,  discussed  "A  Frequency- 
Modulated  Control-Track  for  Movietone  Prints";  in  which  a  5-mil  frequency- 
modulated  track  is  located  between  the  sound  and  picture  areas  to  control  re- 
production in  the  theater  from  one  or  more  sound-tracks.  Messrs.  R.  R.  Scoville 
and  W.  L.  Bell,  also  of  Electrical  Research  Products,  described  the  factors  under- 
lying the  design  and  use  of  biased  recording  systems,  showing  how,  in  order  to 
minimize  noise  and  "shutter  bump,"  special  precautions  must  be  taken  in  filter- 
ing. The  paper  dealt  In  some  detail  with  the  "Design  and  Use  of  Film-Noise 
Reduction  Systems." 

The  third  paper  of  the  afternoon  was  by  W.  J.  Albersheim  and  L.  F.  Brown,  of 
Electrical  Research  Products,  Inc.,  of  New  York,  on  "A  Feedback  Light-Valve" 
and  the  Convention  concluded  with  a  paper  by  S.  L.  Reiches  of  the  Brush  De- 
velopment Company,  Cleveland,  Ohio,  on  "The  Quarter-Wave  Method  of 
Speaker  Testing." 


ACKNOWLEDGMENT 

The  Society  wishes  to  acknowledge  its  indebtedness  and  appreciation  to  all 
those  who  contributed  in  time  and  effort  toward  the  conduct  and  success  of  the 
Convention.  This  includes  the  various  chairmen  and  members  of  the  convention 
committees,  various  officers  of  the  Society,  and  a  number  of  companies  of  the 
Industry. 

In  addition,  the  Society  acknowledges  the  kindness  of  the  Capitol  Theater, 
Radio  City  Music  Hall,  Warner's  Strand  Theater,  Roxy  Theater,  and  the  Para- 
mount Theater  in  issuing  courtesy  admissions  to  the  convention  delegates. 


PROGRAM  OF  THE  CONVENTION* 


MONDAY,  OCTOBER  20th 

10:00  a.m.     General  Session,  Herbert  Griffin,  Chairman. 

Report  of  the  Convention  Arrangements  Committee:   W.  C.  Kunz- 

mann,  Convention   Vice- President. 

Report  of  the  Financial  Vice-President ;  A.  S.  Dickinson. 
Report  of  the  Engineering  Vice-President ;  D.  E.  Hyndman. 
Welcome  by  the  President;  Emery  Huse. 
Election  of  Officers  and  Governors  for  1942. 
"Adventures  of  a  Film  Library;"    R.  Griffith,  Museum  of  Modern 

Art,  New  York,  N.  Y. 

"Dynamic  Screen — a  Speculation;"  R.  W.  Russell,  New  York,  N.  Y. 
"Motion  Picture  Cant;"   Barry  Buchanan,  New  York,  N.  Y. 
"Lots  of  How,  a  Little  What?"  Terry  Ramsaye,  Quigley  Publishing 

Co.,  New  York,  N.  Y. 

12:30  p.m.    Informal  Get-Together  Luncheon;  Emery  Huse,  Chairman. 
Addresses  by: 
The  Honorable  Newbold  Morris,  President  of  the  Council  and  Acting 

Mayor  of  the  City  of  New  York. 
Mr.  Sol  A.  Rosenblatt,  New  York,  N.  Y. 
Mr.  Francis  S.  Harmon,  Assistant  to  the  President,  Motion  Picture 

Producers  &  Distributors  of  America,  Inc.,  New  York,  N.  Y. 
Mr.  Claude  Lee,  Director  of  Public  Relations,  Paramount  Pictures, 

Inc.,  New  York,  N.  Y. 
2:00  p.m.     General  and  16-Mm  Session,  C.  R.  Keith,  Chairman. 

"Work  Simplification — Essential  to   Defense;"    A.   H.  Mogensen, 

New  York,  N.  Y 
"Some  Equipment  Problems  of  the  Direct  16-Mm  Producer;"    L. 

Thompson,  The  Calvin  Company,  Kansas  City,  Mo. 
"A  Review  of  the  Question  of  16-Mm  Emulsion  Position;"   Wm.  H. 

Offenhauser,  Jr.,  Precision  Film  Laboratories,  New  York,  N.  Y. 
"The  How  and  Why  of  Army  Training  Films;"    M.  E.  Gillette,  Lt. 

Col.,  Signal  Corps,  U.  S.  Army,  Fort  Monmouth,  N.  J. 
8:00  p.m.     General  Session,  Paul  J.  Larsen,  Chairman. 

"A  New  Dichroic  Reflector  and  Its  Application  to  Photocell  Moni- 
toring Systems;"    G.  L.  Dimmick,  RCA  Manufacturing  Co.,  Inc., 

Indianapolis,  Ind. 
"Color  Television;"    P.  C.  Goldmark,  J.  N.  Dyer,  E.  R.  Piore,  and 

J.   M.  Hollywood,   Columbia  Broadcasting  System,  Inc.,  New 

York,  N.  Y. 


*  As  actually  followed  at  the  sessions. 
636 


PROGRAM  OF  THE  CONVENTION  637 

"The  IR  System:  An  Optical  Method  for  Increasing  Depth  of 
Field;"  Alfred  N.  Goldsmith,  Consulting  Engineer,  New  York, 
N.  Y. 

"Mobile  Television  Equipment;"  R.  L.  Campbell,  R.  E.  Kessler, 
R.  E.  Rutherford,  and  K.  V.  Landsberg,  Allan  B.  DuMont  Labora- 
tories, Passaic,  N.  J. 

TUESDAY,  OCTOBER  21st 

10:00  a.m.    Projection  Session,  G.  L.  Dimmick,  Chairman. 

"A    Constant-Torque   Friction    Clutch   for   Film    Take-Up;"    W. 

Hotine,  Rotovex  Corp.,  Newark,  N.  J. 
"Recent  Developments  hi  Projection  Mechanism  Design;"    E.  L. 

Boecking  and  L.  W.  Davee,  Century  Projector  Corp.,  New  York, 

N.  Y. 

Report  of  the  Studio  Lighting  Committee;  R.  Linderman,  Chairman. 
Report  of  the  Standards  Committee;    D.  B.  Joy,  Chairman. 
Report  of  the  Theater  Engineering  Committee;    Alfred  N.  Gold- 
smith, Chairman. 
2:00  p.m.     General  Session,  Arthur  C.  Downes,  Chairman. 

"Film  Production  for  Education;"    Floyde  E.  Brooker,   Defense 

Training,  U.  S.  Office  of  Education,  Washington,  D.  C. 
"The  Color  Quality  of  Light  on  the  Projection  Screen;"  M.  R.  Null, 

W.  W.  Lozier,  and  D.  B.  Joy,  National  Carbon  Co.,  Fostoria, 

Ohio. 
"New  13.6-Mm  Carbons  for  Increased  Screen  Light;"   M.  T.  Jones, 

W.  W.  Lozier,  and  D.  B.  Joy,  National  Carbon  Co.,  Fostoria, 

Ohio. 
"How  Safe  Are  Safety  Devices?"  W.  Scanlon,  Larry  Strong,  Inc., 

Chicago,-Ill. 

WEDNESDAY,  OCTOBER  22nd 

10:00  a.m.    Laboratory  and  Business  Session,  D.  E.  Hyndman,  Chairman. 

"A  New  Electrostatic  Ah-  Cleaner  and  Its  Application  to  the  Motion 
Picture  Industry;"  Henry  Gitterman,  Westinghouse  Electric  and 
Manufacturing  Corp.,  New  York,  N.  Y. 

"A  Precision  Direct-Reading  Densitometer;"  M.  H.  Sweet,  Agfa 
Ansco,  Binghamton,  N.  Y. 

Society  Business. 

"Iodide  Analysis  in  an  MQ  Developer;"  R.  M.  Evans,  W.  T.  Han- 
son, Jr.,  and  P.  K.  Glasoe,  Eastman  Kodak  Company,  Rochester, 
N.Y. 

"Synthetic  Aged  Developer  by  Analysis;"  by  R.  M.  Evans,  W.  T. 
Hanson,  Jr.,  and  P.  K.  Glasoe,  Eastman  Kodak  Company, 
Rochester,  N.  Y. 

"Effect  of  Composition  of  Processing  Solutions  on  Hypo  Removal 
from  Motion  Picture  Film;"  J.  I.  Crabtree,  G.  T.  Eaton,  and 
L.  E.  Muehler.  Eastman  Kodak  Company,  Rochester,  N.  Y. 


638          •  PROGRAM  OF  THE  CONVENTION 

8:00  p.m.    Fiftieth  Semi- Annual  Banquet  and  Dance. 
Introduction  of  Officers-Elect  for  1942. 
Presentation  of  the  SMPE  Progress  Medal. 
Presentation  of  the  SMPE  Journal  Award. 
•  Entertainment  and  Dancing. 

THURSDAY,  OCTOBER  23rd 

10:00  a.m.    Fine-Grain  Film  Symposium,  John  G.  Frayne,  Chairman. 

"Production  and  Release  Applications  of  Fine-Grain  Films  for 
Variable-Density  Sound-Recording;"  C.  R.  Daily,  Paramount 
Pictures,  Inc.,  Hollywood,  Calif. 

"Laboratory  Modification  and  Procedure  in  Connection  with  Fine- 
Grain  Release  Printing;"  J.  R.  Wilkinson  and  F.  L.  Eich,  Para- 
mount Pictures,  Inc.,  Hollywood,  Calif. 

"A  Note  on  the  Processing  of  Eastman  1302  Fine-Grain  Release 
Positive  in  Hollywood;"  V.  C.  Shaner,  Eastman  Kodak  Co., 
Hollywood,  Calif. 

"Stereophonic  Sound  and  the  Realistic-Width  System;"    R.   G. 

Camp,  New  Philadelphia,  Ohio. 
2:00  p.m.     Sound  Session,  John  A.  Maurer,  Chairman. 

"A  Frequency-Modulated  Control -Track  for  Movietone  Prints;" 
J.  G.  Frayne  and  F.  P.  Herrnfeld,  Electrical  Research  Products, 
Inc.,  Hollywood,  Calif. 

"The  Design  and  Use  of  Film-Noise  Reduction  Systems;"  R.  R.  Sco- 
ville  and  W.  L.  Bell,  Electrical  Research  Products,  Inc.,  Holly- 
wood, Calif. 

"A  Feedback  Light-Valve;"  W.  J.  Albersheim  and  L.  F.  Brown, 
Electrical  Research  Products,  Inc.,  New  York,  N.  Y. 

"The  Quarter-Wave  Method  of  Speaker  Testing;"  S.  L.  Reiches, 
The  Brush  Development  Co.,  Cleveland,  Ohio. 

Adjournment  of  the  Convention. 


BOOK  REVIEW 


Acoustics.     Alexander  Wood,  Interscience  Publishers,  Inc.  (New  York,  N.  Y.) 
1941;   575  pp.,  310  illustrations;   $6.00. 

This  book  is  intended  for  students  who  desire  a  more  detailed  treatment  of 
acoustics  than  they  can  find  in  a  book  on  general  physics.  A  student  who  has 
mastered  this  book  should  have  an  exceedingly  good  fundamental  knowledge  of 
modern  acoustics.  The  book  is  also  valuable  to  the  engineers  who  wish  to  form  a 
basis  for  specialization  in  any  of  the  numerous  applications  of  acoustics.  The  con- 
tents by  chapters  are  Wave  Motion;  Analytical  Discussion  of  Wave  Motion; 
Forced  Vibration;  Resonators,  Filters,  and  Horns;  Dissipation  of  Energy  of 
Sound-Waves;  Reflection  of  Sound-Waves ;  Refraction  of  Sound- Waves;  Super- 
position or  Interference;  Diffraction;  Measurement  of  the  Velocity  of  Sound; 
Vibrations  of  Strings;  Organ  Pipes;  Intensity  of  Sound;  Pitch  and  Frequency; 
Analysis  of  Sound ;  Rods,  Membranes,  and  Plates;  The  Ear  and  Hearing;  Re- 
cording and  Reproduction  of  Sound;  Acoustics  of  Buildings;  Name  and  Subject 
Index. 

As  indicated  by  the  contents,  this  book  covers  the  entire  gamut  of  both  classical 
and  modern  acoustics.  This  book  is  valuable  and  unique  in  the  wide  exposition  of 
the  classical  side  of  acoustics  in  a  modern  style.  Due  to  the  wide  scope  of  subjects 
covered  in  this  book,  the  treatment  is  in  certain  instances  quite  brief.  However, 
this  is  compensated  for  by  the  inclusion  of  references  to  more  comprehensive  ex- 
positions. The  book  is  adequately  and  appropriately  illustrated. 

In  summary:  "Acoustics,"  by  Wood,  is  a  contribution  to  acoustic  literature 
which  is  of  value  and  interest  to  the  advanced  student,  applied  physicist,  and 
acoustical  engineer. 

H.  F.  OLSON 

SOCIETY  SUPPLIES 

The  following  are  available  from  the  General  Office  of  the  Society,  at  the  prices 
noted.  Orders  should  be  accompanied  by  remittances. 

Aims  and  Accomplishments. — An  index  of  the  Transactions  from  October, 
1916,  to  December,  1929,  containing  summaries  of  all  articles,  and  author  and 
classified  indexes.  One  dollar  each. 

Journal  Index.— An  index  of  the  JOURNAL  from  January,  1930,  to  December, 
1935,  containing  author  and  classified  indexes.  One  dollar  each. 

Motion  Picture  Standards  .—Reprints  of  the  American  Standards  and  Recom- 
mended Practices  as  published  in  the  March,  1941,  issue  of  the  JOURNAL;  50  cents 
each. 

Membership  Certificates. — Engrossed,  for  framing,  containing  member's  name, 
grade  of  membership,  and  date  of  admission.  One  dollar  each. 

Journal  Binders—  Black  fabrikoid  binders,  lettered  in  gold,  holding  a  year's 
issue  of  the  JOURNAL.  Two  dollars  each.  Member's  name  and  the  volume 
number  lettered  in  gold  upon  the  backbone  at  an  additional  charge  of  fifty  cents 
each. 

Test- Films. —See  advertisement  in  this  issue  of  the  JOURNAL. 


SOCIETY  ANNOUNCEMENTS 
OFFICERS  OF  THE  SOCIETY  FOR  1942 


The  results  of  the  recent  election  of  Officers  of  the  Society  for  1942,  are  as 
follows: 

**  Engineer  ing  Vice-P  resident:     DONALD  E.  HYNDMAN 
** Financial  Vice-President:    ARTHUR  S.  DICKINSON 
^Treasurer:     GEORGE  FRIEDL,  JR. 
* Secretary:    PAUL  J.  LARSEN 
**Governors:    FRANK  E.  CARLSON 
JOHN  A.  MAURER 
EDWARD  M.  HONAN 

Officers  and  Governors  of  the  Society,  whose  terms  do  not  expire  until  De- 
cember 31,  1942,  are  as  follows: 

""President:    EMERY  HUSE 

*  Past-President:    E.  ALLAN  WILLIFORD 

*  Executive  Vice- President:    HERBERT  GRIFFIN 
"•Editorial  Vice-President:    ARTHUR  C.  DOWNES 

* ''Convention  Vice-President:    WILLIAM  C.  KUNZMANN 
^Governors:    MAX  C.  BATSEL 
LOREN  L.  RYDER 

The  three  remaining  governors  are  the  chairmen  of  the  three  local  Sections. 
Dr.  Alfred  N.  Goldsmith*  has  been  elected  Chairman  of  the  Atlantic  Coast 
Section  and  Dr.  John  G.  Frayne,  *  re-elected  Chairman  of  the  Pacific  Coast  Section. 
The  results  of  the  Mid-West  Section  elections  will  be  announced  as  soon  as  they 
are  available. 

Atlantic  Coast  Section 

The  results  of  the  election  of  officers  and  managers  of  the  Atlantic  Coast  Section 
for  1942  are  as  follows: 

* Chairman:    ALFRED  N.  GOLDSMITH 
* Past-  Chairman:    REEVE  O.  STROCK 
* Secretary-Treasurer:    HARRY  B.  CUTHBERTSON 
** Managers:    CECIL  N.  BATSEL 

MERVIN  W.  PALMER 


*  Term  expires  December  31,  1942. 
**  Term  expires  December  31,  1943. 

640 


SOCIETY  ANNOUNCEMENTS  641 

EARL  I.  SPONABLE 
*Managers:    PETER  C.  GOLDMARK 
H.  E.  WHITE 
WM.  H.  OFFENHAUSER,  JR. 

Pacific  Coast  Section 

The  results  of  the  recent  election  of  officers  and  managers  of  the  Pacific  Coast 
Section  for  1942  are  as  follows: 
* Chairman:    JOHN  G.  FRAYNE 

*  Past- Chair  man:    LOREN  L.  RYDER 

*  Secretary-Treasurer:    CHARLES  W.  HANDLEY 
** Managers:    HOLLIS  W.  MOYSE 

RAY  WILKINSON 
JOHN  HILLIARD 

*Managers:    BARTON  KREUZER 
SIDNEY  P.  SOLOW 

The  new  Officers  and  Managers  assume  their  positions  on  January  1,  1942. 


PROGRESS  AND  JOURNAL  AWARDS  OF  THE  SOCIETY 

It  is  a  requirement  each  year  after  the  presentation  of  the  Progress  Medal  and 
the  Journal  Award  certificate  at  the  Fall  Convention  of  the  Society  to  publish 
in  the  JOURNAL  a  list  of  the  names  of  all  those  who  have  thus  far  received  these 
awards.  The  list  follows: 

Progress  Medal 

1935  E.  C.  WENTB 

1936  -C.  E.  K.  MEES 

1937  E.  W.  KELLOGG 

1938  H.  T.  KALMUS 

1939  L.  A.  JONES 

1940  WALT  DISNEY 

1941  G.  L.  DIMMICK 

Journal  Award 

1934  P.  A.  SNELL 

1935  L.  A.  JONES  and  J.  H.  WEBB 

1936  E.  W.  KELLOGG 

1937  D.  D.  JUDD 

1938  K.  S.  GIBSON 

1939  H.  T.  KALMUS 

1940  R.  R.  McMATH 

1941  J.  G.  FRAYNE  and  V.  PAGLIARULO 


Term  expires  December  31,  1942. 
Term  expires  December  31,  1943. 


642 


SOCIETY  ANNOUNCEMENTS 


ADMISSIONS  COMMITTEE 

At  a  recent  meeting  of  the  Admissions  Committee,  the  following  applicants  for 
membership  were  admitted  into  the  Society  in  the  Associate  grade: 


ALCORN,  E.  F. 

3126  Peachtree  Drive, 
Atlanta,  Ga. 

COOK,  R.  O. 

1956  Myra  Avenue, 
Los  Angeles,  Calif. 

CREWS,  R.  F. 
607  N.  La  Jolla, 
Los  Angeles,  Calif. 

DEMANN,  J.  L. 

c/o  Warner  Bros.  Projection  Dept., 
Clark  Building, 
Pittsburgh,  Pa. 

DOWNING,  WM. 
Mills  Novelty  Co., 

4100  Fullerton  Avenue, 
Chicago,  111. 

FRANKLIN,  R.  C. 

Popular  Science  Publishing  Co.,  Inc. 
353  Fourth  Avenue, 
New  York,  N.  Y. 

GULLO,  J. 

93  West  Ferry  Street, 
Buffalo,  N.  Y. 

HlNSHAW,  R.  M. 

Box  294, 

Weiser,  Idaho 

JONES,  WATSON 

RCA  Manufacturing  Co.,  Inc., 
1016  N.  Sycamore  Avenue, 
Hollywood,  Calif. 


LACKOFF,  S.  K. 

Cineola  Corporation, 
152  West  42nd  Street, 

New  York,  N.  Y. 
LARGEN,  F.  C. 
Creighton, 

Nebraska 
LARIME,  L.  H. 

Jam  Handy  Picture  Service,  Inc., 

Detroit,  Mich. 
MOL,  J.  C. 

Multinlm  Batavia,  N.  V., 
Bidara  Tjina  125, 

Batavia,  D.  E.  I. 
OSTINELLI,  L.  U. 
238a,  High  Street, 

Uxbridge,  Middlesex,  England 
REHM,  L.  H. 

7327  Holly  Court, 
River  Forest,  111. 
ROBIN,  H.  L. 

Panoram  Soundies  Connecticut  Co., 
86  Meadow  Street, 

New  Haven,  Conn. 
ROSSOMANDO,  P.  T. 
Fitzer  Amusement  Co., 
218  W.  Fayette  Street, 

Syracuse,  N.  Y. 
SMITH,  H.  L. 
P.  O.  Box  304, 

Bound  Brook,  N.  J. 
TURNIPSEED,  R.,  JR. 

Reagan  Visual  Education  Co., 
614-615  Rhodes  Bldg., 
Atlanta,  Ga. 


In  addition,  the  following  applicants  have  been  admitted  to  the  Active  grade : 


KERNS,  E.  F. 

Museum    of    Modern    Art    Film 
Library, 

11  West  53rd  Street, 
New  York,  N.  Y. 


SCHAFFERS,    T.    W.    M. 

Philips  Export  Corp., 
Hotel  Roosevelt, 
New  York,  N.  Y. 


JOURNAL 

OF  THE  SOCIETY  OF 

MOTION  PICTURE  ENGINEERS 


AUTHOR  AND   CLASSIFIED 
INDEXES 

VOLUME  XXXVII 
JULY-DECEMBER,  1941 


AUTHOR  INDEX,  VOLUME  XXXVII 
JULY  TO  DECEMBER,  1941 


Author 

ALBERSHEIM,  W.  J. 

(and  MACKENZIE,  D.) 
ANDERSON,  A.  B. 

(and  R.  BIDDULPH, 

L.  A.  ELMER, 

and  WENTE,  E.  C.) 
ANDERSON,  L.  J. 
ARNOLD,  J. 
BAERWALD,  H.  G. 


BAKER,  J.  O. 

(and  DREW,  R.  O.) 
BIDDULPH,  R. 

(and  ANDERSON,  A.  B., 

and  ELMER,  L.  A.,  and 

WENTE,  E.  C.) 
BIDDULPH,  R. 

(and  WENTE,  E.  C.) 
BOWDITCH,  F.  T. 

(and  DULL,  R.  B., 

MACPHERSON,  H.  G.) 
BURRIS-MEYER,  H. 

CHANDLER,  J.  S. 


CHANON,  H.  J. 

(and  FALGE,  F.  M.) 
DREW,  R.  O. 

(and  BAKER,  J.  O.) 
DULL,  R.  B. 

(and  BOWDITCH,  F.  T., 
and  MACPHERSON,  H.  G.) 
ELMER,  L.  A. 

(and  ANDERSON,  A.  B. 
BIDDULPH,  R.,  and 
WENTE,  E.  C.) 
ELMER,  L.  A. 
FALGE,  F.  M. 

(and  CHANON,  H.  J.) 

644 


Issue  Page 
Analysis  of  Sound-Film  Drives  Nov.    452 

Mechanical  and  Optical  Equipment  for 

the  Stereophonic  Sound-Film  System     Oct.     353 


High-Fidelity  Headphones  Sept.    319 

M-G-M's  New  Camera  Boom  Sept.    278 

Analytic  Treatment  of  Tracking  Er- 
ror and  Notes  on  Optimal  Pick-Up 
Design  Dec.  591 

New  and  Old  Aspects  of  the  Origins  of 

96-Cycle  Distortion  Sept.    227 

Mechanical  and  Optical  Equipment  for 
the  Stereophonic  Sound-Film  Sys- 
tem Oct.  353 

A  Light- Valve  for  the  Stereophonic 

Sound-Film  System  Oct.  397 

Characteristics  of  Intermittent  Carbon 

Arcs  July  98 

Development  and  Current  Uses  of  the 
Acoustic  Envelope  July  109 

Some  Theoretical  Considerations  in  the 
Design  of  Sprockets  for  Continuous 
Film  Movement  Aug.  164 

Black  Light  for  Theater  Auditoriums    Aug.     197 

New  and  Old  Aspects  of  the  Origins  of 

96-Cycle  Distortion  Sept.  227 

Characteristics  of  Intermittent  Carbon 

Arcs  July  98 

Mechanical  and  Optical  Equipment  for 
the  Stereophonic  Sound-Film  Sys- 
tem Oct.  353 

A  Non-Cinching  Film  Rewind  Machine     Oct.     418 
Black  Light  for  Theater  Auditoriums    Aug.     197 


INDEX 


645 


Author 
FLETCHER,  H. 

GARITY,  W.  E. 

(and  HAWKINS,  J.  N.  A.) 
GOLDSMITH,  L.  T. 

(and  LEVINSON,  N.) 
GOODMAN,  A. 

HANSON,  H. 
HAWKINS,  J.  N.  A. 

(and  GARITY,  W.  E.) 
HAYS,  WILL  H. 
HILL,  W.  G. 

(and  SCHAEFER,  C.  L.) 
HUSE,  EMERY 
JONES,  F.  L. 

JONES,  M.  T. 
(and  JOY,  D.  B., 
and  LOZIER,  W.  W.) 

JOY,  D.  B. 

(and  JONES,  M.  T., 
and  LOZIER,  W.  W.) 

JOY,  D.  B. 

(and  LOZIER,  W.  W., 
and  ZAFFARANO,  D.  J.) 

KORNEI,  O. 

LAMBERT,  K.  B. 
LESHING,  M. 

(and  ROBINSON,  B.) 
LEVINSON,  N. 

(and  GOLDSMITH,  L.  T.) 
LOZIER,  W.  W. 

(and  JOY,  D.  B., 

and  ZAFFARANO,  D.  J.) 
LOZIER,  W.  W. 

(and  JOY,  D.  B., 

and  JONES,  M.  T.) 
MACKENZIE,  D. 

(and  ALBERSHEIM,  W.  J.) 
MACPHERSON,  H.  G. 

(and  DULL,  R.  B., 
and  BOWDITCH,  F.  T.) 
MACPHERSON,  H.  G. 


Issue  Page 
The  Stereophonic  Sound-Film  System 

— General  Theory  Oct.     331 

Fantasound  Aug.     127 

Vitasound  Aug.     147 

Factors    Affecting    Sound-Quality    in  Nov.  510 

Theaters 

Resume  of  an  Extemporaneous  Address  Nov.  449 

Fantasound  Aug.  127 

Salute  to  the  SMPE  July         5 

A  Method  for  Designing  Film  Sprock- 
ets Aug.     177 
Another  Milestone  July         7 
Some  Properties  of  Polished  Glass  Sur- 
faces                                                           Sept.    256 
A  New  13.6-Mm  High-Intensity  Pro- 
jector Carbon  Nov.    539 

A  New  13.6-Mm  High-Intensity  Projec- 
tor Carbon  Nov.    539 

Improved  Methods  of  Controlling  Car- 
bon Arc  Position  Nov.  485 

On  the  Playback  Loss  in  the  Reproduc- 
tion of  Phonograph  Records  Dec.  569 
An  Improved  Mixer  Potentiometer  Sept.  283 
New  Gadgets  for  the  Film  Laboratory  Sept.  274 

Vitasound  Aug.     147 

Improved  Methods  of  Controlling  Car- 
bon Arc  Position  Nov.  485 

A  New  13.6-Mm  High-Intensity  Pro- 
jector Carbon  Nov.  539 

Analysis  of  Sound-Film  Drives  Nov.    452 

Characteristics  of  Intermittent  Carbon 
Arcs  July  98 

A  Suggested  Clarification  of  Carbon 
Arc  Terminology  as  Applied  to  the 
Motion  Picture  Industry  Nov.  480 


646 


INDEX 


Author 

MERRIMAN,  W.  E. 

(and  WELLMAN,  H.  C.) 
MILLER,  W.  C. 

MORIN,  E.  R. 

MULLER,  A.  H. 

(and  WENTE,  E.  C.) 
NORLING,  J.  A. 

PRATER,  J.  R. 
REISKIND,  H.  I. 

RICHARDSON,  F.  H. 
ROBINSON,  B. 

(and  LESHING,  M.) 
SEELEY,  E.  S. 

SEFING,  J.  J. 

SCHAEFER,  C.  L. 

(and  HILL,  W.  G.) 
SNOW,  W.  B. 

(and  SOFFEL,  A.  R.) 
SOFFEL,  A.  R. 

(and  SNOW,  W.  B.) 
STEINBERG,  J.  C. 


TASKER,  H. 
THAYER,  W.  L. 


VICKERS,  J.  H. 

WELLMAN,  H.  C. 

(and  MERRIMAN,  W.  E.) 

WENTE,  E.  C. 

(and  ELMER,  L.  A., 
BIDDULPH,  R.,  and 
ANDERSON,  A.  B.) 

WENTE,  E.  C. 

(and  BIDDULPH,  R.) 

WENTE,  E.  C. 

(and  MULLER,  A.  H.) 

ZAFFARANO,  D.  J. 
(and  JOY,  D.  B., 
and  LOZIER,  W.  W.) 


Issue  Page 

Five  New  Models  of  16-Mm  Sound 

Kodascope  Sept.  313 

Recent  Improvements  in  Non-Reflec- 
tive Lens  Coating  Sept.  265 

Air-Conditioning  Safety  Device  for 

Theaters  Sept.  307 

Internally  Damped  Rollers  Oct.     406 


Progress  in  Three-Dimensional  Pic- 
tures Nov.  516 

The  Projection  Booth — Its  Location 

and  Contents  Nov.  506 

Multiple-Speaker  Reproducing  Sys- 
tems for  Motion  Pictures  Aug.  154 

Twenty- Five  Years  of  Service  July         9 

New  Gadgets  for  the  Film  Laboratory       Sept.    274 

A  Compact  Direct-Reading  Reverbera- 
tion Meter  Dec.  557 

Projection  Room  Equipment  Require- 
ments Nov.  502 

A  Method  for  Designing  Film  Sprock- 
ets Aug.  177 

Electrical  Equipment  for  the  Stereo- 
phonic Sound-Film  System  Oct.  380 

Electrical  Equipment  for  the  Stereo- 
phonic Sound-Film  System  Oct.  380 

The  Stereophonic  Sound-Film  System 
— Pre-  and  Post-Equalization  of 
Compandor  Systems  Oct.  366 

Improved  Motor  Drive  for  Self-Phas- 
ing of  Process  Projection  Equipment  Aug.  187 

Solving  Acoustic  and  Noise  Problems 
Encountered  in  Recording  for  Mo- 
tion Pictures  Nov.  525 

The  Specialization  of  Film  Delivery  Dec.     623 

Five  New  Models  of  16-Mm  Sound 

Kodascope  Sept.  313 

Mechanical  and  Optical  Equipment  for 
the  Stereophonic  Sound-Film  Sys- 
tem Oct.  353 

A   Light-Valve   for   the   Stereophonic 

Sound-Film  System  Oct.     397 

Internally  Damped  Rollers  Oct.     406 

Improved  Methods  of  Controlling  Car- 
bon Arc  Position  Nov.  485 


CLASSIFIED  INDEX,  VOLUME  XXXVH 

JULY  TO  DECEMBER,  1941 


Acoustics 

Development  and  Current  Uses  of  the  Acoustic  Envelope,  H.  Burris-Meyer, 

No.  1  (July),  p.  109. 
Solving  Acoustic  and  Noise  Problems  Encountered  in  Recording  for  Motion 

Pictures,  W.  L.  Thayer,  No.  5  (Nov.),  p.  525. 
A  Compact  Direct-Reading  Reverberation  Meter,  E.  S.  Seeley,  No.  6  (Dec.),  p. 

557. 

Air-Conditioning 

Air-Conditioning  Safety  Device  for  Theaters,  E.  R.  Morin,  No.  3  (Sept.),  p. 
307. 

Amendments,  Constitution  and  By-Laws 
Amendments  to  the  By-Laws,  No.  4  (Oct.),  P-  443. 

Anniversary  of  the  Society 

Twenty- Fifth  Anniversary  of  the  Society  of  Motion  Picture  Engineers,  No.  1 

(July),  p.  3. 

Salute  to  the  SMPE,  Will  H.  Hays,  No.  1  (July),  p.  5. 
Another  Milestone,  Emery  Huse,  No.  1  (July),  p.  7. 
Twenty-Five  Years  of  Service,  F.  H.  Richardson,  No.  1  (July),  p.  9. 

Apparatus 

Improved  Motor  Drive  for  Self -Phasing  of  Process  Projection  Equipment, 

H.  Tasker,  No.  2  (Aug.),  p.  187. 
New  Gadgets  for  the  Film  Laboratory,  B.  Robinson  and  M.  Leshing,  No.  3 

(Sept.),  p.  274. 

M-G-M's  New  Camera  Boom,  J.  Arnold,  No.  3  (Sept.),  p.  278. 
An  Improved  Mixer  Potentiometer,  K.  B.  Lambert,  No.  3  (Sept.),  p.  283. 
Air-Conditioning  Safety  Device  for  Theaters,  E.  R.  Morin,  No.  3  (Sept.),  p. 

307. 
Five  New  Models  of  16-Mm  Sound  Kodascope,  W.  E.  Merriman  and  H.  C. 

Wellman,  No.  3  (Sept.),  p.  313. 

High  Fidelity  Headphones,  L.  J.  Anderson,  No.  3  (Sept.),  p.  319. 
Mechanical  and  Optical  Equipment  for  the  Stereophonic  Sound-Film  System, 

E.  C.  Wente,  R.  Biddulph,  L.  A.  Elmer,  and  A.  B.  Anderson,  No.  4  (Oct.), 

p.  353. 
Electrical  Equipment  for  the  Stereophonic  Sound-Film  System,  W.  B.  Snow 

and  A.  R.  Soffel,  No.  4  (Oct.),  p.  380. 
A  Light-Valve  for  the  Stereophonic  Sound-Film  System,  E.  C.  Wente  and  R. 

Biddulph,  No.  4  (Oct.),  p.  397. 

647 


648  INDEX  [j.  s.  M.  P.  E. 

A  Non-Cinching  Film  Rewind  Machine,  L.  A.  Elmer,  No.  4  (Oct.),  p.  418. 
A  New  13.6-Mm  High-Intensity  Projector  Carbon,  M.  T.  Jones,  W.  W.  Lozier, 
and  D.  B.  Joy,  No.  5  (Nov.),  p.  539. 

Arcs 

Characteristics  of  Intermittent  Carbon  Arcs,  F.  T.  Bowditch,  R.  B.  Dull,  and 

H.  G.  MacPherson,  No.  1  (July),  p.  98. 
A  Suggested  Clarification  of  Carbon  Arc  Terminology  as  Applied  to  the  Motion 

Picture  Industry,  H.  G.  MacPherson,  No.  5  (Nov.),  p.  480. 
Improved  Methods  of  Controlling  Carbon  Arc    Position,    D.  J.    Zaffarano, 

W.  W.  Lozier,  and  D.  B.  Joy,  No.  5  (Nov.),  p.  485. 
A  new  13.6-Mm  High-Intensity  Projector  Carbon,  M.  T.  Jones,  W.  W.  Lozier, 

and  D.  B.  Joy,  No.  5  (Nov.),  p.  539. 

Cameras 

M-G-M's  New  Camera  Boom,  J.  Arnold,  No.  3  (Sept.),  p.  278. 

Committee  Reports 

Non-Theatrical  Equipment,  No.  1  (July),  p.  22. 
Standards,  No.  1  (July),  p.  76;   No.  5  (Nov.),  p.  535. 
Theater  Engineering,  No.  1  (July),  p.  78. 

Constitution  and  By-Laws 
Amendments  to  the  By-Laws,  No.  4  (Oct.),  p.  443. 

Disk  Reproduction 

On  the  Playback  Loss  in  the  Reproduction  of  Phonograph  Records,  O.  Kornei, 
No.  6  (Dec.),  p.  569. 

Analytic  Treatment  of  Tracking  Error  and  Notes  on  Optimal  Pick-Up  De- 
sign, H.  G.  Baerwald,  No.  6  (Dec.),  p.  591. 

Distortion  in  Sound  Reproduction 

New  and  Old  Aspects  of  the  Origins  of  96-Cycle  Distortion,  J.  O.  Baker  and 
R.  O.  Drew,  No.  3  (Sept.),  p.  227. 

Educational  Motion  Pictures 

(See  also  Non-Theatrical  and  Sixteen- Millimeter  Motion  Pictures.) 
Recommended    Procedure    and    Equipment    Specifications    for    Educational 
16-Mm  Projection — A  Report  of  the  Committee  on  Non-Theatrical  Equip- 
ment, No.  1  (July),  p.  22. 

Emulsions 

Recent  Advances  hi  the  Theory  of  the  Photographic  Process,  C.  E.  K.  Mees, 
No.  1  (July),  p.  10. 

Fantasound 

Fantasound,  W.  E.  Garity  and  J.  N.  A.  Hawkins,  No.  2  (Aug.),  P-  127. 

Fluorescent  Lamps  in  Theater  Illumination 

Black  Light  for  Theater  Auditoriums,  H.  J.  Chanon  and  F.  M.  Falge,  No.  2 
(Aug.),  p.  197. 


Dec.,  1941]  INDEX  649 

General 

Twenty-Fifth  Anniversary  of  the  Society  of  Motion  Picture  Engineers,  No.  1 

(July),  p.  3. 

Salute  to  the  SMPE,  Will  H.  Hays,  No.  1  (July),  p.  5. 
Another  Milestone,  Emery  Huse,  No.  1  (July),  p.  7. 
Twenty-Five  Years  of  Service,  F.  H.  Richardson,  No.  1  (July),  p.  9. 
Recent  Advances  in  the  Theory  of  the  Photographic  Process,  C.  E.  K.  Mees, 

No.  1  (July),  p.  10. 

Television  Report,  Order,  Rules,  and  Regulations  of  the  Federal  Communica- 
tions Commission,  No.  1  (July),  p.  87. 

Fantasound,  W.  E.  Garity  and  J.  N.  A.  Hawkins,  No.  2  (Aug.),  p.  127. 
Vitasound,  N.  Levinson  and  L.  T.  Goldsmith,  No.  2  (Aug.),  p.  147. 
Multiple-Speaker  Reproducing  Systems  for  Motion  Pictures,  H.  I.  Reiskind, 

No.  2  (Aug.),  p.  154. 
Black  Light  for  Theater  Auditoriums,  H.  J.  Chanon  and  F.  M.  Falge,  No.  2 

(Aug.),  p.  197. 
Report  on  the  Activities  of  the  Inter-Society  Color  Council,  No.  3  (Sept.),  p. 

292. 

Resume  of  an  Extemporaneous  Address  by  H.  Hanson,  No.  5  (Nov.),  p.  449. 
Progress  in  Three-Dimensional  Pictures,  J.  A.  Norling,  No.  5  (Nov.),  p.  516. 
Solving  Acoustic  and  Noise  Problems  Encountered  in  Recording  for  Motion 

Pictures,  W.  L.  Thayer,  No.  5  (Nov.),  p.  525. 
Proceedings  of  the  Fiftieth  Semi-Annual  Banquet,  Hotel  Pennsylvania,  New 

York,  N.  Y.,  October  22,  1941,  No.  6  (Dec.),  p.  547. 
The  Specialization  of  Film  Delivery,  J.  H.  Vickers,  No.  6  (Dec.),  p.  623. 

Headphones 

High-Fidelity  Headphones,  L.  J.  Anderson,  No.  3  (Sept.),  p.  319. 

Historical 

Twenty-Fifth  Anniversary  of  the  Society  of  Motion  Picture  Engineers,  No.  1 

(July),  p.  3. 

Salute  to  the  SMPE,  Will  H.  Hays,  No.  1  (July),  p.  5. 
Another  Milestone,  Emery  Huse,  No.  1  (July),  p.  7. 
Twenty-Five  Years  of  Service,  F.  H.  Richardson,  No.  1  (July),  p.  9. 

Illumination  in  Projection 

Report  of  the  Theater  Engineering  Committee,  No.  1  (July),  p.  78. 
Characteristics  of  Intermittent  Carbon  Arcs,  F.  T.  Bowditch,  R.  B.  Dull. 

and  H.  G.  MacPherson,  No.  1  (July),  p.  98. 
A  Suggested  Clarification  of  Carbon  Arc  Terminology  as  Applied  to  the  Motion 

Picture  Industry,  H.  G.  MacPherson,  No.  5  (Nov.),  p.  480. 
Improved  Methods  of  Controlling  Carbon  Arc  Position,  D.  J.  Zaffarano,  W.  W. 

Lozier,  and  D.  B.  Joy,  No.  5  (Nov.),  p.  485. 
A  New  13.6-Mm  High-Intensity  Projector  Carbon,  M.  T.  Jones,  W.  W.  Lozier, 

and  D.  B.  Joy,  No.  5  (Nov.),  p.  539. 

Illumination  in  Theaters 

Black  Light  for  Theater  Auditoriums,  H.  J.  Chanon  and  F.  M.  Falge,  No.  2 
(Aug.),  p.  197. 


650  INDEX  [j.  s.  M.  p.  E. 

Index 

Author:    No.  6  (Dec.),  P.  644. 
Classified:    No.  6  (Dec.),  p.  647. 

Instruments 

Report  of  the  Theater  Engineering  Committee,  No.  1  (July),  p.  78. 
A  Compact  Direct-Reading  Reverberation  Meter,  E.  S.  Seeley,  No.  6  (Dec.),  p. 
557. 

Inter-Society  Color  Council 

Report  on  the  Activities  of  the  Inter-Society  Color  Council,  No.  3  (Sept.),  p. 
292. 

Journal  Award 

Proceedings  of  the  Fiftieth  Semi-Annual  Banquet,  Hotel  Pennsylvania,  New 
York,  N.  Y.,  October  22,  1941,  No.  6  (Dec.),  p.  551. 

Laboratory  Apparatus 

New  Gadgets  for  the  Film  Laboratory,  B.  Robinson  and  M.  Leshing,  No.  3 
(Sept.),  p.  274. 

Lenses 

Some  Properties  of  Polished  Glass  Surfaces,  F.  L.  Jones,  No.  3  (Sept.),  p.  256. 
Recent  Improvements  in  Non-Reflective  Lens  Coating,  W.  C.  Miller,  No.  3 
(Sept.),  p.  265. 

Light-Valves 

A  Light-Valve  for  the  Stereophonic  Sound-Film  System,  E.  C.  Wente  and 
R.  Biddulph,  No.  4  (Oct.),  p.  397. 

Multi-Speaker  Systems 

Multiple-Speaker  Reproducing  Systems  for  Motion  Pictures,  H.  I.  Reiskind, 
No.  2  (Aug.),  p.  154. 

Non-Theatrical  Equipment 

Recommended  Procedure  and  Equipment  Specifications  for  Educational  16-Mm 

Projection — A  Report  of  the  Committee  on  Non-Theatrical  Equipment, 

No.  1  (July),  p.  22. 
Five  New  Models  of  16-Mm  Sound  Kodascope,  W.  E.  Merriman  and  H.  C. 

Wellman,  No.  3  (Sept.),  p.  313. 

Optics 

Some  Properties  of  Polished  Glass  Surfaces,  F.  L.  Jones,  No.  3  (Sept.),  p.  256. 
Recent  Improvements  in  Non-Reflective  Lens  Coating,  W.  C.  Miller,  No.  3 
(Sept.),  p.  265. 

Photography 

Recent  Advances  in  the  Theory  of  the  Photographic  Process,  C.  E.  K.  Mees, 
No.  1  (July),  p.  10. 

Process  Projection 

Improved  Motor  Drive  for  Self -Phasing  of  Process  Projection  Equipment. 
H.  Tasker,  No.  2  (Aug.),  p.  187. 


Dec.,  1941]  INDEX  651 

Progress 

Recent  Advances  in  the  Theory  of  the  Photographic  Process,  C.  E.  K.  Mees, 

No.  1  (July),  p.  10. 
Progress  in  Three-Dimensional  Pictures,  J.  A.  Norling,  No.  5  (Nov.),  p.  516. 

Progress  Award 

Proceedings  of  the  Fiftieth  Semi-Annual  Banquet,  Hotel  Pennsylvania,  New 
York,  N.  Y.,  October  22,  1941,  No.  6  (Dec.),  p.  548. 

Projection,  General  Information 

Recommended  Procedure  and  Equipment  Specifications  for  Educational  16-Mm 

Projection — A  Report  of  the  Committee  on  Non-Theatrical  Equipment,  No.  1 

(July),  p.  22. 

Report  of  the  Theater  Engineering  Committee,  No.  1  (July),  p.  78. 
Projection  Room  Equipment  Requirements,  J.  J.  Sefing,  No.  5  (Nov.),  p.  502. 
The  Projection  Room — Its  Location  and  Contents,  J.  R.  Prater,  No.  5  (Nov.), 

p.  506. 
Factors  Affecting  Sound-Quality  in  Theaters,  A.  Goodman,  No.  5  (Nov.),  p. 

510. 

Projection  Practice 

Report  of  the  Theater  Engineering  Committee,  No.  1  (July),  p.  78. 
Projection  Room  Equipment  Requirements,  J.  J.  Sefing,  No.  5  (Nov.),  p.  502. 
The  Projection  Room — Its  Location  and  Contents,  J.  R.  Prater,  No.  5  (Nov.), 
p.  506. 

Projection  Screens 

Report  of  the  Theater  Engineering  Committee,  No.  1  (July),  p.  78. 

Projectors 

Recommended  Procedure  and  Equipment  Specifications  for  Educational  16- 
Mm  Projection — A  Report  of  the  Committee  on  Non-Theatrical  Equipment, 
No.  1  (July),  p.  22. 

Rewinds 

A  Non-Cinching  Film  Rewind  Machine,  L.  A.  Elmer,  No.  4  (Oct.),  p.  418. 

Screen  Brightness 

Report  of  the  Theater  Engineering  Committee,  No.  1  (July),  p.  78. 

Seating,  in  Theaters 

Report  of  the  Theater  Engineering  Committee,  No.  1  (July),  p.  78. 

Sixteen-Mm  Motion  Pictures 

Recommended  Procedure  and  Equipment  Specifications  for  Educational  16- 
Mm  Projection — A  Report  of  the  Committee  on  Non-Theatrical  Equipment, 
No.  1  (July),  p.  22. 

Five  New  Models  of  16-Mm  Sound  Kodascope,  W.  E.  Merriman  and  H.  C. 
Wellman,  No.  3  (Sept.),  p.  313. 

Sound  Recording  and  Reproduction 

Fantasound,  W.  E.  Garity  and  J.  N.  A.  Hawkins,  No.  2  (Aug.),  p.  127. 


652  INDEX  [j.  s.  M.  P.  E. 

Vitasound,  N.  Levinson  and  L.  T.  Goldsmith,  No.  2  (Aug.),  p.  147. 
Multiple-Speaker  Reproducing  Systems  for  Motion  Pictures,  H.  I.  Reiskind, 

No.  2  (Aug.),  P.  154. 
New  and  Old  Aspects  of  the  Origins  of  96-Cycle  Distortion,  J.  O.  Baker  and 

R.  O.  Drew,  No.  3  (Sept.),  p.  227. 

An  Improved  Mixer  Potentiometer,  K.  B,  Lambert,  No.  3  (Sept.),  p.  283. 
High  Fidelity  Headphones,  L.  J.  Anderson,  No.  3  (Sept.),  p.  319. 
The  Stereophonic  Sound-Film  System — General  Theory,  H.  Fletcher,  No.  4 

(Oct.),  p.  331. 
Mechanical  and  Optical  Equipment  for  the  Stereophonic  Sound-Film  System, 

E.  C.  Wente,  R.  Biddulph,  L.  A.  Elmer,  and  A.  B.  Anderson,  No.-4  (Oct.), 

p.  353. 

The  Stereophonic  Sound-Film  System — Pre-  and  Post-Equalization  of  Com- 
pandor Systems,  J.  C.  Steinberg,  No.  4  (Oct.),  p.  366. 
Electrical  Equipment  for  the  Stereophonic  Sound-Film  System,  W.  B.  Snow 

and  A.  R.  Soffel,  No.  4  (Oct.),  p.  380. 
A  Light- Valve  for  the  Stereophonic  Sound-Film  System,  E.  C.  Wente  and  R. 

Biddulph,  No.  4  (Oct.),  p.  397. 

Internally  Damped  Rollers,  E.  C.  Wente  and  A.  H.  Muller,  No.  4  (Oct.),  p.  406. 
Analysis  of  Sound-Film  Drives,  W.  J.  Albersheim  and  D.  MacKenzie,  No.  5 

(Nov.),  p.  452. 
Factors  Affecting  Sound-Quality  in  Theaters,  A.  Goodman,  No.  5  (Nov.),  p. 

510. 
Solving  Acoustic  and  Noise  Problems  Encountered  in  Recording  for  Motion 

Pictures,  W.  L.  Thayer,  No.  5  (Nov.),  p.  525. 
On  the  Playback  Loss  in  the  Reproduction  of  Phonograph  Records,  O.  Kornei, 

No.  6  (Dec.),  p.  569. 
Analytic  Treatment  of  Tracking  Error  and  Notes  on  Optimal  Pick-Up  Design, 

H.  G.  Baerwald,  No.  6  (Dec.),  p.  591. 

Sprockets 

A  Method  for  Designing  Film  Sprockets,  W.  G.  Hill  and  C.  L.  Schaefer,  No.  2 

(Aug.),  p.  177. 
Some  Theoretical  Considerations  in  the  Design  of  Sprockets  for  Continuous 

Film  Movement,  J.  S.  Chandler,  No.  2  (Aug.),  p.  164. 

Standardization 

Recommended  Procedure  and  Equipment  Specifications  for  Educational 
16-Mm  Projection — A  Report  of  the  Committee  on  Non- Theatrical  Equip- 
ment, No.  1  (July),  p.  22. 

Report  of  the  Standards  Committee,  No.  1  (July),  p.  76. 

Report  of  the  Standards  Committee,  No.  5  (Nov.),  p.  535. 

Stereoscopic  Motion  Pictures 

Progress  in  Three-Dimensional  Pictures,  J.  A.  Norling,  No.  5  (Nov.),  p.  516. 

Stereophonic  Sound  Reproduction 

The  Stereophonic  Sound-Film  System — General  Theory,  H.  Fletcher,  No.  4 
(Oct.),  p.  331. 


Dec.,  1941]  INDEX  653 

Mechanical  and  Optical  Equipment  for  the  Stereophonic  Sound-Film  System, 
E.  C.  Wente,  R.  Biddulph,  L.  A.  Elmer,  and  A.  B.  Anderson,  No.  4  (Oct.),  p. 
353. 

The  Stereophonic  Sound-Film  System — Pre-  and  Post-Equalization  of  Com- 
pandor Systems,  J.  C.  Steinberg,  No.  4  (Oct.),  p.  366. 

Electrical  Equipment  for  the  Stereophonic  Sound-Film  System,  W.  B.  Snow 
and  A.  R.  Soffel,  No.  4  (Oct.),  p.  380. 

A  Light- Valve  for  the  Stereophonic  Sound-Film  System,  E.  C.  Wente  and  R. 
Biddulph,  No.  4  (Oct.),  p.  397. 

Studio  Equipment 

Improved  Motor  Drive  for  Self-Phasing  of  Process  Projection  Equipment, 

H.  Tasker,  No.  2  (Aug.),  p.  187. 
M-G-M's  New  Camera  Boom,  J.  Arnold,  No.  3  (Sept.),  p.  278. 

Studio  Practice 

Solving  Acoustic  and  Noise  Problems  Encountered  in  Recording  for  Motion 
Pictures,  W.  L.  Thayer,  No.  5  (Nov.),  p.  525. 

Television 

Television  Report,  Order,  Rules,  and  Regulations  of  the  Federal  Communica- 
tions Commission,  No.  1  (July),  p.  87. 

Theater  Design 

Report  of  the  Theater  Engineering  Committee,  No.  1  (July),  p.  78. 

Theater  Equipment 

Air-Conditioning  Safety  Device  for  Theaters,  E.  R.  Morin,  No.  3  (Sept.),  P 
307. 

Vitasound 

Vitasound.  N.  Levinson  and  L.  T.  Goldsmith,  No.  2  (Aug.),  p.  147. 


S.  M.  P.  E.  TEST-FILMS 


These  films  have  been  prepared  under  the  supervision  of  the  Projection 
Practice  Committee  of  the  Society  of  Motion  Picture  Engineers,  and  are 
designed  to  be  used  in  theaters,  review  rooms,  exchanges,  laboratories, 
factories,  and  the  like  for  testing  the  performance  of  projectora. 

Only  complete  reels,  as  described  below,  are  available  (no  short  sections 
or  single  frequencies).  The  prices  given  include  shipping  charges  to  all 
points  within  the  United  States;  shipping  charges  to  other  countries  are 
additional. 


35-Mm.  Visual  Film 

Approximately  500  feet  long,  consisting  of  special  targets  with  the  aid 
of  which  travel-ghost,  marginal  and  radial  lens  aberrations,  definition, 
picture  jump,  and  film  weave  may  be  detected  and  corrected. 

Price  $37.50  each. 

16-Mm.  Sound-Film 

Approximately  400  feet  long,  consisting  of  recordings  of  several  speak- 
ing voices,  piano,  and  orchestra;  buzz-track;  fixed  frequencies  for  focus- 
ing sound  optical  system;  fixed  frequencies  at  constant  level,  for  de- 
termining reproducer  characteristics,  frequency  range,  flutter,  sound- 
track adjustment,  60-  or  96-cycle  modulation,  etc. 

The  recorded  frequency  range  of  the  voice  and  music  extends  to  6000 
cps.;  the  constant-amplitude  frequencies  are  in  11  steps  from  50  cps.  to 
6000  cps. 

Price  $25.00  each. 

16-Mm.  Visual  Film 

An  optical  reduction  of  the  35-mm.  visual  test-film,  identical  as  to 
contents  and  approximately  225  feet  long. 
Price  $25.00  each. 


SOCIETY  OF  MOTION  PICTURE  ENGINEERS 

HOTEL  PENNSYLVANIA 

NEW  YORK,  N.  Y.