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Full text of "The Journal of speculative philosophy"

THE JOURNAL 



OF 



SPECULATIVE PHILOSOPHY, 



• 

VOL. I. 



EDITED BY WM. T. HARRIS. 



ST. LOUIS, MO. : 

GEORGE KNAPP & CO., PRINTERS AND BINDERS. 

1867. 




Entered according to Act of Congress, in the year 1867, by Wm. T. Harris, in the Clark's Office of 



*l~ to 
1% 



r 



the XJ. S. District Court of the Eastern District of Missouri. 



? 









F IR, E IF 1 .A. O IE 



In concluding the first volume of tins Jour- 
nal, the editor wishes to say a few things re- 
garding its contents, even at the risk of repeat- 
ing, in some cases, what has already been 
said. He hopes that his judgment in the 
selection of articles will be, in the main, ap- 
proved. In so novel an undertaking it is not 
to be expected that the proper elevation and 
ran<re will be found at once. But the editor 
thinks that he has acquired some valuable ex- 
perience that will aid him in preparing the 
second volume. 

The reader will notice, upon looking over 
the table of contents, that about one-third of 
the articles relate to Art, and hence recom- 
mend themselves more especially to those who 
seek artistic culture, and wish at the same 
time to have clear conceptions regarding it. 

It is, perhaps, a mistake to select so little 
that bears on physical science, which is by far 
the most prominent topic of interest at the 
present day. In order to provide for this, the 
editor hopgs^to print in the next volume de- 
tailed criticisms of the " Positive Philosophy," 
appreciating its advantages and defects of 
method and system. The " Development 
Theory," the " Correlation of Physical, Vital 
and Mental Forces," the abstract theories in 
our text-books on Natural Philosophy, regard- 
ing the nature of attraction, centrifugal and 
centripetal forces, light, heat, electricity, chem- 
ical elements, &c, demand the investigation 
of the speculative thinker. Tha exposition of 
Hegel's Phenomenology of Spirit will furnish 
pertinent thoughts relating to method. 

While the large selection of translations 
has met with approval from very high sources, 
yet there has been some disappointment ex- 
pressed at the lack of original articles. Con- 
siderably more than half of the articles have 
been original entirely, while all the translations 
are new. The complaint, however, relates 
more especially to what its authors are pleased 
to call the Un-American character of the con- 
tents of the Journal. Here the editor feels 
like pleading ignorance as an excuse. — In 
what books is one to find the true "American" 
type of Speculative Philosophy'? Certain very 
honorable exceptions occur to every one, but 
they are not American in a. popular sense. 
We, as a people, buy immense editions of 
John Stuart Mill, Herbert Spencer, Comte, 



Hamilton, Cousin, and others ; one can trace the 
appropriation and digestion of their thoughts 
in all the leading articles of our Reviews, Mag- 
azines and books of a thoughtful character. 
If tin's is American philosophy, the editor 
thinks that it may be very much elevated by 
absorbing and digesting more refined aliment. 
It is said that of Herbert Spencer's works 
nearly twenty thousand have been sold in this 
country, while in England scarcely the first 
edition has been bought. This is encouraging 
for the American thinker: what lofty spiritual 
culture may not become broadly and firmly 
rooted here where thoughtful minds are so 
numerous ? Let this spirit of inquiry once 
extend to thinkers like Plato and Aristotle, 
Schelling and Hegel — let these be digested and 
organically reproduced — and what a phalanx 
of American thinkers we mny have to boast 
of! For after all it is not "American thovghl" 
so much as American thinkers that we want. 
To think, in the highest sense, is to transcend 
all natural limits — such, for example, as na- 
tional peculiarities, defects in culture, distinc- 
tions in Pace, habits, and modes of living — to 
be universal, so that one can dissolve away the 
external hull and seize the substance itself. 
The peculiarities stand in the way ; — were it 
not for these, we should find in Greek or Ger- 
man Philosophy just the forms we ourselves 
need. Our province as Americans is to rise to 
purer forms than have hitherto been attained, 
and thus speak a "solvent word" of more po- 
tency than those already uttered. If this be 
the goal we aim at, it is evident that we can 
find no other means so well adapted to rid us 
of our own idiosyncracies as the stud}' of the 
greatest thinkers of all ages and all times. 
May this Journal aid such a consummation ! 

In conclusion, the editor would heartily 
tl.ank all who have assisted him in this enter- 
prise, by money and cheering words; ho 
hopes that they will not withdraw in the fu- 
ture their indispensable aid. To others ho 
owes much for kind assistance rendered in 
preparing articles for the printer. Justice 
demands that special acknowledgment should 
be made here of the services of Miss Anna C. 
Braekett, whose skill in proof-reading, and 
subtle appreciation of philosophic thought havo 
rendered her editorial assist nice invaluable. 

St. Louis, December, 1867. 



OOITTEITTS, 



Alchemists, The t . . Editor. - - - - 126 

Be'nard's Essay on Hegel's ^Esthetics (translation). - - Jas. A. Marilivg. 36, 91, 169, 221 

Dialogue on Music. - - - - -•- - - E. Sobolowski. - - 224 

Editorials. 1 . . - Editor. - - . - 127 

Ficlite's Introduction to the Science of Knowledge (translation). A. E. Kroeger. - 23 

Criticism of Philosophical Systems (translation). A. E. Kroeger. - - 79, 137 

Genesis. A. Bronson Alcott. - - 165 

Goethe's Theory of Colors. Editor. .... 63 

Essay on Da Vinci's "Last Supper" (translation). - - - D. J. Snider $• T. Davfdson. 242 

Herbert Spencer. - - Editor. - - -L-'- - 6 

Introduction to Philosophy. Editor. - - 57,*M, 187, 236 

In the Quarry. ......... Anna C. Brackelt. - - 192 

Leibnitz's Monadology (translation). F. H. Htdge. ... 129 

Letters on Faust. H. C. Brockmeyer. - - 178 

Metaphysics of Materialism. D. G. Brinton. - - 176 

Music as a Form of Art. Editor. .... 120 

Notes on Milton's Lycidas. Anna C. Brackett. 87 

Paul Janet and Hegel. Editor. .... 250 

Philosophy of Baader (translation from Dr. Hoffmann). - - A. Strothotte. ... 190 

Raphael's Transfiguration. ....... Editor. .... 53 

Schelling's Introduction to Idealism (translation). - - - Tom Davidson. - - 159 

" " " the Philosophy of Nature (transl'n) Tom Davidson. - - - 193 

Schopenhauer's Dialogue on Immortality (translation). - - C. L. Bernays. - 61 

Doctrine of the Will (translation;. - - C. L. Bernays. • - - 232 

Seed Life. Anna C. Brackett. 60 

Second Fart of Goethe's Faust (translation). ... D. J. Snider. - - - 65 

" The Speculative." Editor. .... 2 

Thought on Shakespeare, A ...... Anna C. Brackett. - - 240 

To the Reader. Editor. .... 1 



THE JOURNAL 



OF 



SPECULATIVE PHILOSOPHY. 



VOL. I. 



1 8 6 7 



NO. 1-2D ED. 



TO THE READER. 



For the reason that a journal devoted 
exclusively to the interests of Speculative 
Philosophy is a rare phenomenon in the 
English language, some words may reason- 
ably be expected from the Editors upon 
the scope and design of the present under- 
taking. 

There is no need, it is presumed, to speak 
< the immense religious movements now 
g ring on in this country and in England. 
The tendency to break with the traditional, 
and to accept only what bears for the soul 
its own justification, is widelj r active, and 
can end only in the demand that Reason 
shall find and establish a philosophical 
basis for all those great ideas which are 
taught as religious dogmas. Thus it is 
that side by side with the naturalism of 
such men as Kenan, a school of mystics is 
beginning to spring up who prefer to ignore 
utterly all historical wrappages, and cleave 
only to the speculative kernel itself. The 
vortex between the traditional faith and 
the intellectual conviction cannot be closed 
by renouncing the latter, but only by deep- 
ening it to speculative insight. 

Likewise it will be acknowledged that 
the national consciousness has movAd for- 
ward on to a new platform during the last 
few years. The idea underlying our form 
of government had hitherto developed 
only one of its essential phases— that of 
brittle individualism— in which national 
unity • seemed an external mechanism, 
soon to be entirely dispensed with, and 
the enterprise of the private man or of the 



corporation substituted for it. Now we 
have arrived at the consciousness of the 
other essential phase, and each individual 
recognizes his substantial side to be the 
State as such. The freedom of the citizen 
does not consist in the mere Arbitrary, but 
in the realization of the rational conviction 
which finds expression in established law. 
That this new phase of national life de- 
mands to be digested and comprehended, 
is a further occasion for the cultivation of 
the Speculative. 

More significant still is the scientific 
revolution, working out especially in the 
domain of physics. The day of simple 
empiricism is past, and with the doctrine of 
"The Correlation of forces" there has arisen 
a stage of reflection that ceepens rapidly 
into the purely speculative. For the fur- 
ther elucidation of this important point the 
two following articles have been prepared. 
It is hoped that the first one will answer 
more definitely the question now arising in 
the mind of the reader. •' What is this 
Speculative Knowing of which you speak'?*' 
and that the second one will show whither 
Natural Science is fast hastening. 

With regard to the pretensions of this 
Journal, its editors know well how much 
its literary conduct will deserve censure 
and need apology. They hope that the 
substance will make up in some degree for 
deficiencies in form ; and. moreover, they 
expect to improve in this respect through 
experience and the kind criticisms of 
friends. 



The Speculative. 



THE SPECULATIVE. 



" We need what Genius is unconsciously seeking, and, by some daring generalization of the universe, 
shall assuredly discover, a spiritual calculus, a Novum Organum. whereby nature shall be divined in the 
soul, the soul in God, matter in spirit, polarity resolved into unity; and that power which pulsates in all 
life, animates and builds all organizations, shall manifest itself as one universal deiflc energy, present 
alike at the outskirts and centre of the universe, whose centre and circumference are one; omniscient, 
omnipotent, self-subsisting, uncontained, yet containing all things in the unbroken synthesis of its 
being."— ("Calculus," one of Alcott's " Orphic Sayings.") 



At the end of the sixth book of Plato's 
Republic, after a characterization of the 
two grades of sensuous knowing and the 
grade of the understanding "which is 
obliged to set out from hypotheses, for the 
reason that it does not deal with principles 
but only with results," we find the specu- 
lative grade of knowing characterized as 
"that in which the soul, setting out from 
an hypothesis, proceeds to an unhypothet- 
ical principle, and makes its way without 
the aid of [sensuous] images, but solely 
through ideas themselves." The mathe- 
matical procedure which begins by as- 
suming definitions, axioms, postulates, 
and the like, which it never examines nor 
attempts to deduce or prove, is the exam- 
ple given by Plato of the method of the Un- 
derstanding, while he makes the specula- 
tive Reason " to posit hypotheses by the 
Dialectic, not as fixed principles, but only 
as starting points, in order that, by remov- 
ing them, it may arrive at the unhypothet- 
ical — the principle of the universe." 

This most admirable description is fully 
endorsed by Aristotle, and fully estab- 
lished in a two-fold manner : 

1. In the Metaphysics (xi. 7) he shows 
ontologically, starting with motion as an 
hypothesis, that the self-moved is the first 
principle; and this he identifies with the 
speculative, and the being of God. 

2. In the De Anima (iii. 5-8) he dis- 
tinguishes psychologically the " active in- 
tellect" as the highest form of knowing. 
as that which is its own object, (subject 
and object,) and hence as containing its 
own end and aim in itself — as being infin- 
ite. He identities this with the Specula- 
tive result, which he found ontologically 
as the Absolute. 

Spinoza in his Ethics (Prop. xl. Schol. 
ii. . and Prop, xliv., Cor. ii. of Part II.) 
has well described the Speculative, which 



he names " Scientia intnitiva,'" as the 
thinking of things under the form of eter- 
nity. {De natura rationis est res sub qua- 
dam specie ceternitatis percipere . ) 

Though great diversity is found in re- 
spect to form and systematic exposition 
among the great philosophers, yet there is 
the most complete unanimity, not only 
with respect to the transcendency of the 
Speculative, but also with reference to the 
content of its knowing. If the reader of 
different systems of Philosophy has in 
himself achieved some degree of specula- 
tive culture, he will at every step be de- 
lighted and confirmed at the agreement of 
what, to the ordinary reader, seem irrecon- 
cilable statements. 

Not only do speculative writers agree 
among themselves as to the nature of 
things, and the destiny of man and the 
world, but their results furnish us in the 
form of pure thought what the artist has 
wrought out in the form of beauty. 
Whether one tests architecture, sculpture, 
painting, music, or poetry, it is all the 
same. Goethe has said : 

•'As all Nature's thousand changes 

But one changeless God proclaim; 
So in Art's wide kingdoms ranges 

One sole meaning, still the same : 
This is truth, eternal Reason, 

.Which from Beauty takes its dress. 
And serene through time and season, 

Stands for aye in loveliness." 

While Art presents this content to the 
senses, Religion offers it to the conception 
in the form of a dogma to be held by faith ; 
the deepest Speculative truth is allegori- 
cally typified in a historical form, so that 
it acts upon the mind partly through fan- 
tasy and partly through the understand- 
ing. Thus Religion presents the -same 
content as Art and Philosophy, but stands 
between them, and forms a kind of middle 



The Speculative. 



ground upon which the purification takes 
place. "It is the purgatory between the 
Inferno of Sense and the Paradise of Rea- 
son." Its function is mediation ; a contin- 
ual degrading of the sensuous and exter- 
nal, and an elevation of the supersensual 
and internal. The transition of Religion 
into Speculative Philosophy is found in 
the mystics. Filled with the profound 
significance of religious symbolism, and 
seeing in it the explanation of the uni- 
verse, they essay to communicate their in- 
sights. But the form of Science is not 
yet attained by them. They express 
themselves, not in those universal catego- 
ries that the spirit of the race has formed 
in language for its utterance, but they 
have recourse to symbols more or less in- 
adequate because ambiguous, and of insuf- 
ficient universality to stand for the arche- 
types themselves. Thus "Becoming" is 
the most pure germinal archetype, and be- 
longs therefore to logic, or the system of 
pure thought, and it has correspondences 
on concrete planes, as e. g., time, motion, 
life, &c. Now if one of these concrete 
terms is used for the pure logical category, 
we have mysticism. The alchemists, as 
shown by a genial writer of our day, use 
the technique of their craft to express the 
profound mysteries of spirit and its regen- 
eration. The Eleusinian and other mys- 
teries do the like. 

While it is one of the most inspiring 
things connected with Speculative Philos- 
ophy to discover that the "Open Secret 
of the Universe " has been read by so 
many, and to see, under various expres- 
sions, the same meaning; yet it is the 
highest problem of Speculative Philoso- 
phy to seize a method that is adequate to 
the expression of the "Secret;" for its 
(the content's) own method of genetic de- 
velopment must be the only adequate one- 
Hence it is that we can classify philosophic 
systems by their success in seizing the 
content which is common to Art and Re- 
ligion, as well as to Philosophy, in such a 
manner as to allow its free evolution and to 
have little in the method that is merely 
formal or extraneous to the idea itself. 
The rigid formalism of Spinoza — though 
manipulated by a clear speculative spirit — 
is inadequate to the unfolding of its con- 
tent; for how could the mathematical 



method which is that of quantity or ex- 
ternal determinations alone, ever suffice to 
unfold those first principles which attain 
to the quantitative only in their result? 

In this, the profoundest of subjects, we 
always find in Plato light for the way. Al- 
though he has not given us complete ex- 
amples, yet he has pointed out the road of 
the true Speculative method in a way not 
to be mistaken. Instead of setting out 
with first principles presupposed as true, 
by which all is to be established, (as math- 
ematics and such sciences do), he asserts 
that the first starting points must be re- 
moved as inadequate. We begin with the 
immediate, which is utterly insufficient, 
and exhibits itself as such. We ascend to 
a more adequate, by removing the first 
hypothesis ; and this process repeats itself 
until we come to the. first principle, which 
of course bears its own evidence in this, 
that it is absolutely universal and abso- 
lutely determined at the same time; in 
other words it is the self-determining, the 
"self- moved," as Plato and Aristotle call 
it. It is its own other, and hence it is the 
true infinite, for it is not limited but con- 
tinued by its other. 

From this peculiarity results the difficul- 
ty of Speculative Philosophy. The unused 
mind, accepting with naivete the first pro- 
position as settled, finds itself brought 
into confusion when this is contradicted, 
and condemns the whole procedure. The 
irony of Socrates, that always begins by 
positing the ground of his adversary, and 
reducing it through its own inadequateness 
to contradict itself, is of this character, 
and the unsophiscated might say, and do 
say: "See how illogical is Socrates, for 
he sets out to establish something, and ar- 
rives rather at the destruction of it." The 
reductio ad absurdum is a faint imita- 
tion of the same method. It is not suffi- 
cient to prove your own system by itself, 
for each of the opposing systems can do 
that; but you must show that any and all 
counter-hypotheses result in your own. 
God makes the wrath of men to praise 
Him, and all imperfect things must con- 
tinually demonstrate the perfect, for the 
reason that they do not exist by reason of 
their' defects, but through what of truth 
there is in them, and the imperfection is 
continually manifesting the want of the 



The Speculative. 



perfect. '.'Spirit," says Hegel, "is self- 
contained being. But matter, which is 
spirit outside of itself, [turned inside out,] 
continually manifests this, its inadequacy, 
through gravity — attraction to a central 
point beyond each particle. (If it could 
get at this central point, it would have no 
extension, and hence would be anni- 
hilated.) " 

The soul of this method lies in the com- 
prehension of the negative. In that won- 
derful expose of the importance of the 
negative, which Plato gives in the Par- 
menides and Sophist, we see how justly 
he appreciated its true place in Philoso- 
phic Method. Spinoza's " omnis deter- 
minatio est negatio " is the most famous 
of modern statements respecting the nega- 
tive, and has been very fruitful in re- 
sults . 

One would greatly misunderstand the 
Speculative view of the negative should 
he take it to mean as some have done, 
'•that the negative is as essential as the 
positive." For if there are two indepen- 
dent somewhats over against each other, 
having equal validity, then all unity of 
system is absolutely impossible — we can 
have only the Persian Ahriman and Or- 
muzd; nay, not even these — for unless 
there is a primal unity, a '• Zeruane-Ake- 
rene " — the uncreated one. these are im- 
possible as opposites, for there can be no 
tension from which the strife should pro- 
ceed. 

The Speculative has insight into the 
constitution of the positive out of the 
negative. ' ; That which has the form of 
Being," says Hegel, ''is the self-related;" 
but relation of all kinds is negation, and 
hence whatever has the form of being and 
is a positive somewhat, is a self-related 
negative. Those three stages of culture in 
knowing, talked of by Plato and Spinoza, 
may be characterized in a new way by 
their relation to this concept. 

The first stage of consciousness — that of 
immediate or sensuous knowing — seizes 
objects by themselves — isolatedly — without 
their relations; each seems to have valid- 
ity in and for itself, and to be wholly pos- 
itive and real. The negative is the mere 
absence of the real thing ; and it utterly 
ignores it in its scientific activity. 

But the second staire traces relations. 



and finds that things do not exist in imme- 
diate independence, but that each is re- 
lated to others, and it comes to say that 
"Were a grain of sand to be destroyed, 
the universe would collapse." It is a 
necessary consequent to the previous stage, 
for the reason that so soon as the first 
stage gets over its childish engrossment 
with the novelty of variety, and attempts 
to seize the individual thing, it finds its 
characteristic marks or properties. But 
these consist invariably of relations to 
other tilings, and it learns that these prop- 
erties, without which the thing could 
have no distinct existence, are the very 
destruction of its independence, since 
they are its complications with other 
things. 

In this stage the negative has entered 
and has full sway. For all that was before 
firm and fixed, is now seen to be. not 
through itself, but through others, and 
hence the being of everything is its nega- 
tion. For if this stone exists only through 
its relations to the sun. which is not the 
stone but something else, then the being 
of this stone is its own negation. But the 
second stage only reduces all to depend- 
ence and tinitude, and does not show us 
how any real, true, or independent being 
can be found to exist. It holds fast to the 
stage of mediation alone, just as the first 
stage held by the immediate. But the 
dialectic of this position forces it over 
into the third. 

If things exist only in their relations, 
and relations are the negatives of things, 
then all that appears positive — all being — 
must rest upon negation. How is this? 
The negative is essentially a relative, but 
since it is the only substrate (for all is 
relative), it can relate only to itself. But 
self-relation is always identity, and here 
we have the solution of the previous diffi- 
culty. All positive forms, all forms of im- 
mediateness or being, all forms of identity, 
are self-relations, consisting of a negative 
or relative, relating to itself. But the 
most wonderful side of this is the fact that 
since this relation is that of the negative, 
it negates itself in its very relation, and 
hence its identity is a producing of non- 
identity. Identity and distinction are 
produced by the self-same process, and 
thus self-determination is the origin of all 



The Speculative. 



identity and distinction likewise. This 
is the speculative standpoint in its com- 
pleteness. It not only possesses specula- 
tive content, but is able to evolve a spec- 
ulative system likewise. It is not only 
conscious of the principles, but of their 
method, and thus all is transparent. 

To suppose that this may be made so 
plain that one shall see it at first sight, 
would be the height of absurdity. Doubt- 
less far clearer expositions can be made 
of this than those found in Plato or 
Proems, or even in Fichte and Hegel; but 
any and every exposition must incur the 
same difficulty, viz : The one who masters 
it must undergo a thorough change in his 
innermost. The " Palingenesia " of the 
intellect is as essential as the " regenera- 
tion of the heart." and is at bottom the 
same thing, as the mystics teach us. 

But this great difference is obvious su- 
perficially: In religious regeneration it 
seems the yielding up of the self to an 
alien, although beneficent, power, while in 
philosophy it seems the complete identifi- 
cation of one's self with it. 

He. then, who would ascend into the 
thought of the best thinkers the world has 
seen, must spare no pains to elevate his 
thinking to the plane of pure thought. 
The completest discipline for this may be 
found in Hegel's Logic. Let one not de- 
spair, though he seem to be baffled seventy 
and seven times; his earnest and vigorous 
assault is repaid by surprisingly increased 
strength of mental acumen which he will 
be assured of, if he tries his powers on 
lower planes after his attack has failed on 
the highest thought- 

These desultory remarks on the Specu- 
lative, may be closed with a few illustra- 
tions of what has been said of the negative. 

I. Everything must have limits that 
mark it off from other things, and these 
limits are its negations, in which it ceases. 

II. It must likewise have qualities which 
distinguish it from others, but these 
likewise are negatives in the sense that 
they exclude it from them. Its determin- 
ing by means of qualities is the making 
it not this and not that, but exactly what 
it is. Thus the affirmation of anything is 
at the same time the negation of others. 



III. Not only is the negative manifest 
in the ahove general and abstract form. 
but its penetration is more specific. Ev- 
erything has distinctions from others in 
general, but also from its other. Sweet is 
opposed not only to other properties in 
general, as while, round, soft, etc., but 
to its other, or sour. So, too, white is 
opposed to black, soft to hard, heat to 
cold, etc., and in general a jiositive thing 
to a negative thing. In this kind of rela- 
tive, the negative is more essential, for it 
seems to constitute the intimate nature of 
the opposites, so that each is reflected in 
the other. 

IV. More remarkable are the appear- 
ances of the negative in nature. The ele- 
ment fire is a negative which destroys the 
form of the combustible. It reduces or- 
ganic substances to inorganic elements, 
and is that which negates the organic. 
Air is another negative element. It acts 
upon all terrestrial elements; upon water, 
converting it into invisible vapor; upon 
metals, reducing them to earths through 
corrosion — eating up iron to form rust, 
rotting wood into mould — destructive 
or negative alike to the mineral 
and vegetable world, like fire, to which 
it has a speculative affinity^. The grand 
type of all negatives in nature, such as 
air and fire, is Time, the great devour- 
er, and archetype of all changes and 
movements in nature. Attraction is 
another appearance of the negative. It 
is a manifestation in some body of an es- 
sential connection with another which is 
not it ; or rather it is an embodied self- 
contradiction : "that other (the sun) 
which is not me (the earth) is my true 
being." Of course its own being is its 
own negation, then. 

Thus, too, the plant is negative to the 
inorganic— it assimilates it; the animal is 
negative to the vegetable world. 

As we approach these higher forms or 
negation, we see the negative acting 
against itself, and this constitutes a pro- 
cess. The food that life requires, which 
it negates in the process of digestion, and 
assimilates, is, in the life process, again 
negated, eliminated from the organism, 
and replaced by new elements. A nega- 
tion is made, and this is again negated. 



6 



Herbert Spencer 



But the higher form of negation appears 
in the generic ; "The species lives, and the 
individual dies." The generic continually 
transcends the individual — going forth to 
new individuals and deserting the old — 
a process of birth and decay, both nega- 
tive processes. In conscious Spirit both 
are united in one movement. The generic 
here enters the individual as pure ego— 
the undetermined possibility of all deter- 
minations. Since it is undetermined, it is 



negative to all special determinations. 
But this ego not only exists as sub- 
ject, but also as object — a process of 
self-determination or self-negation. And 
this negation or particularization contin- 
ually proceeds from one object to another, 
and remains conscious under the whole, 
Not dying, as the mere animal does, in the 
transition from individual to individual. 
Tins is the aperqu of Immortality. 



II E R BERT SPENC E R. 



CHAPTER I. 

THE CRISIS IK NATURAL SCIENCE. 

During the past twenty years a revolu- 
tion has been working in physical science. 
Within the last ten it has come to the sur- 
face, and is now rapidly spreading into 
all departments of mental activity. 

Although its centre is to be found in the 
doctrine of the " Correlation of Forces," it 
would be a narrow view that counted only 
the expounders of this doctrine, numerous 
as they are; the spirit of this movement 
inspires a heterogeneous multitude — Car- 
penter, Grove, Mayer, Faraday, Thompson. 
Tyndall and Helmholtz; Herbert Spencer, 
Stuart Mill, Buckle, Draper, Lewes, Lecky, 
Max Midler, Marsh, Liebig, Darwin and 
Agassiz; these names, selected at random, 
are suggested on account of the extensive 
circulation of their books. Every day the 
press announces some new name in this 
field of research. 

What is the character of the old which 
is displaced, and of the new which gets 
established '! 

By way of preliminary, it must be re- 
marked that there are observable in mod- 
ern times three general phases of culture, 
more or less historic. 



The first phase is thoroughly dogmatic : 
it accepts as of like validity, metaphysical 
abstractions, and empirical observations. 
It has not arrived at such a degree of 
clearness as to perceive contradictions be- 
tween form and content. For the most 
part, it is characterized by a reverence for 
external authority. With the revival of 
learning commences the protest of spirit 
against this phase. Descartes and Lord 
Bacon begin the contest, and are followed 
by the many — Locke, Newton, Leibnitz, 
Clarke, and the rest. All are animated with 
the spirit of that time — to come to the 
matter in hand without so much mediation. 
Thought wishes to rid itself of its fetters ; 
religions sentiment, to get rid of forms. 
This reaction against the former stage, 
which iias been called by Hegel the meta- 
physical, finds a kind of climax in the in- 
tellectual movement just preceding the 
French revolution. Thought no longer is 
contented to say '-Co^ito, ergo sum," 
abstractly, but applies the doctrine in all 
directions, "I think; in that deed, lam." 
" I am a man only in so far as I think. In 
so far as I think, I am an essence. What 
I get from others is not mine. What I can 
comprehend, or dissolve in my reason, that 
is mine." It looks around and spies insti- 
tutions— ''clothes of spirit," as Herr Ten- 



Herbert Spencer 



felsdroeck calls them. " What are you 
doing here, you sniveling priest?" says 
Voltaire; "you are imposing delusions 
upon society for your own aggrandizement. 
/ had no part or lot in making the church ; 
cogito. ergo sum; I will only have over me 
what I put there!" 

"I see that all these complications of 
society are artificial," adds Rousseau; 
•' man has made them ; they are not good, 
and let us tear them down and make 
anew." These utterances echo all over 
France and Europe. " The state is merely 
a machine by which the few exploiter the 
many" — "off with crowns!" Thereupon 
they snatch off the crown of poor Louis, 
and his head follows with it. "Reason" 
is enthroned and dethroned. Thirty years 
of war satiates at length this negative sec- 
ond period, and the third phase begins. 
Its characteristic is to be constructive, not 
to accept the heritage of the past with pas- 
sivity, nor wantonly to destroy, but to 
realize itself in the world of objectivity — 
the world of laws and institutions. 

The first appearance of the second phase 
of consciousness is characterized by the 
grossest inconsistencies. It says in gene- 
ral, (see D'Holbach's " Systeme de la Na- 
ture") : "The immediate, only, is true; 
what we know by our senses, alone has 
reality; all is matter and force." But in 
this utterance it is unconscious that matter 
and force are purely general concepts, and 
not objects of immediate consciousness. 
What we see and feel is not matter or 
force in general, but only some special 
form. The self-refutation of this phase 
may be exhibited as follows : 

I. "What is known is known through 
the senses : it is matter and force." 

II. But by the senses, the particular only 
is perceived, and this can never be matter, 
but merely a form. The general is a medi- 
ated result, and not an object of the senses. 

III. Hence, in positing matter and force 
as the content of sensuous knowing, they 
unwittingly assert mediation to be the 
content of immediateness. 

The decline of this period of science re- 
sults from the perception of the contradic- 
tion involved. Kant was the first to show 



this; his labors in this field may be 
summed up thus : 

The universal and necessary is not an 
empirical result. (General laws can not be 
sensuously perceived.) The constitution 
of the mind itself, furnishes the ground for 
it: — first, we have an a priori basis (time 
and space) necessarily presupposed as the 
condition of all sensuous perception ; and 
then we have categories presupposed as the 
basis of every generalization whatever. 
Utter any general proposition : for example 
the one above quoted — "all is matter and 
force" — and you merely posit two cate- 
gories — Inherence and causality — as ob- 
jectively valid. In all universal and neces- 
sary propositions we announce only the 
subjective conditions of experience, and 
not anything in and for itself true (i. e. 
applicable to things in themselves). 

At once the popular side of this doctrine 
began to take effect. "We know only phe- 
nomena; the true object in itself we do not 
know." 

This doctrine of phenomenal knowing 
was outgrown in Germany at the com- 
mencement of the present century. In 
1791 — ten years after the publication of 
the Critique of Pure Reason — the deep 
spirit of Fichte began to generalize Kant's 
labors, and soon he announced the legiti- 
mate results of the doctrine. Schelling 
and Hegel completed the work of trans- 
forming what Kant had left iu a negative 
state, into an affirmative system of truth. 
The following is an outline of the refutation 
of Kantian skepticism : 

I. Kant reduces all objective knowledge 
to phenomenal : we furnish the form of 
knowing, and hence whatever we announce 
in general concerning it — and all that we 
call science has. of course, the form of 
generality — is merely our subjective forms, 
and does not belong to the thing in itself. 

II. This granted, say the later philoso- 
phers, it follows that the subjective swal- 
lows up all and becomes itself the universal 
(subject and object of itself), and hence 
Reason is the true substance of the uni- 
verse. Spinoza's substance is thus seen to 
become subject. We partake of God as 
intellectually seeing, and we see only God 
as object, which Malehrancheand Berkeley 
held with other Platonists. 



8 



Herbert Spencer 



1. The categories (e. g. Unity, Reality, 
Causality, Existence, etc.) being merely 
subjective, or given by the constitution of 
the mind itself— for such universals are 
presupposed by all experience, and hence 
not derived from it— it follows : 

2. If we abstract what we know to be 
subjective, we abstract all possibility of 
a thing in itself, too. For " existence" 
is a category, and hence if subjective, we 
may reasonably conclude that nothing ob- 
jective can have existence. 

3. Hence, since one category has no pre- 
ference over another, and we can not give 
one of them objectivity without granting it 
to all others, it follows that there can be 
no talk of noumena, or of things in them- 
selves, existing beyond the reach of the 
mind, for such talk merely applies what it 
pronounces to be subjective categories, 
(existence) while at the same time it denies 
the validity of their application. 

III. But since we remove the supposed 
''noumena," the so-called phenomena are 
not opposed any longer to a correlate be- 
yond the intelligence, and the noumenon 
proves to be mind itself. 

An obvious corollary from this is, that 
by the self-determination of mind in pure 
thinking we shall find the fundamental 
laws of all phenomena. 

Though the Kantian doctrine soon gave 
place in Germany to deeper insights, it 
found its way slowly to other countries. 
Comte and Sir VVm. Hamilton have made 
the negative results veiy widely known — 
the former, in natural science ; the latter, 
in literature and philosophy. Most of the 
writers named at the beginning are more or 
less imbued with Comte's doctrines, while 
a few follow Hamilton. For rhetorical 
purposes, the Hamiltonian statement is far 
superior to all others; for practical pur- 
poses, the Comtian. The physicist, wishing 
to give his undivided attention to empiri- 
cal observation, desires an excuse for neg- 
lecting pure thinking ; he therefore refers 
to the well-known result of philosophy, 
that we cannot know anything of ultimate 
causes — we are limited to phenomena and 
laws. Although it must be conceded that 
this consolation is somewhat similar to 
that of the ostrich, who cunningly con- 
ceals his head in the sand when annoyed 



by the hunters, yet great benefit has 
thereby accrued to science through the 
undivided zeal of the investigators thus 
consoled. 

When, however, a sufficiently large col- 
lection has been made, and the laws are 
sought for in the chaotic mass of observa- 
tions, then thought must be had. Thought 
is the only crucible capable of dissolving- 
" the many into the one." Tycho Brahe 
served a good purpose in collecting obser- 
vations, but a Kepler was required to dis- 
cern the celestial harmony involved therein. 

This discovery of laws and relations, or 
of relative unities, proceeds to the final 
stage of science, which is that of the abso- 
lute comprehension. 

Thus modern science, commencing with 
the close of the metaphysical epoch, has 
three stages or phases : 

I. The first rests on mere isolated facts 
of experience; accepts the first phase of 
things, or that which comes directly before 
it, and hence may be termed the stage of 

immediateness. 

II. The second relates its thoughts to 
one another and compares them; it devel- 
opes inequalities; tests one through an- 
other, and discovers dependencies every- 
where ; since it learns that the first phase 
of objects is phenomenal, and depends up- 
on somewhat lying beyond it ; since it de- 
nies truth to the immediate, it may be 
termed the stage of mediation. 

III. A final stage, which considers a 
phenomenon in its totality, and thus seizes 
it in its noumenon. and is the stage of the 
comprehension. 

To resume : the first is that of sensuous 
knowing; the second, that of reflection (the 
understanding) ; the third, that of the rea- 
son (or the speculative stage). 

In the sensuous knowing, we have crude, 
undigested masses all co-ordinated; each 
is in and for itself, and perfectly valid 
without the others. But as soon as re- 
flection enters, dissolution is at work. 
Each is thought in sharp contrast with the 
rest; contradictions arise on every hand. 
The third stage finds its way out of these 
quarrelsome abstractions, and arrives at a 
synthetic unity, at a system, wherein the 
antagonisms are seen to form an organism. 



Herbert Spencer. 



The first stage of the development closes 
with attempts on all hands to put the re- 
sults in an encyclopedical form. Hum- 
boldt's Cosmos is a good example of this 
tendency, manifested so widely. Matter, 
masses, and functions are the subjects of 
investigation. 

Reflection investigates functions and 
seizes the abstract category of force, and 
straightway we are in the second stage. 
Matter, as such, loses its interest, and "cor- 
relation of forces " absorbs all attention. 

Force is an arrogant category and will 
not be co-ordinated with matte? - : if ad- 
mitted, we are led to a pure dynamism. 
This will become evident as follows : 

I. Force implies confinement (to give it 
direction) ; it demands, likewise, an " oc- 
casion,' - or soliciting force to call it into 
activity . 

II. But it cannot be confined except by 
force; its occasion must be a force like- 
wise . 

III. Thus, since its confinement and "oc- 
casion" are forces, force can only act upon 
forces — upon matter only in so far as that 
is a force. Its nature requires confinement 
in order to manifest it, and hence it can- 
not act or exist except in unity with other 
forces which likewise have the same de- 
pendence upon it that it has upon them. 
Hence a force 'has no independent subsist- 
ence, but is only an element of a combination 
of opposed forces, which combination is a 
unity existing in an opposed manner (or 
composed of forces in a state of tension). 
This deeper unity which we come upon as 
the ground of force is properly named law. 

From this, two corollaries are to be 
drawn : (1.) That matter is merely a name 
for various forces, as resistance, attraction 
and repulsion, etc. (2.) That force is no 
ultimate category, but. upon reflection, is 
seen to rest upon law as a deeper category 
(not law as a mere similarity of phe- 
nomena, but as a true unity underlying 
phenomenal multiplicity) . 

From the nature of the category of force 
we see that whoever adopts it as the ulti- 
mate, embarks on an ocean of dualism, and 
instead of-" seeing everywhere the one and 
all " as did Xenophanes, he will see every- 
where the self opposed, the contradictory. 



The crisis which science has now reached 
is of this nature. The second stage is at 
its commencement with the great bulk of 
scientific men. 

To illustrate the self-nugatory character 
ascribed to this stage we shall adduce 
some of the most prominent positions of 
Herbert Spencer, whom we regard as the 
ablest exponent of this movement. These 
contradictions are not to be deprecated, as 
though they indicated a decline of thought: 
on the contrary, they show an increased ac- 
tivity, (though in the stage of mere reflec- 
tion,) and give us good omens for the 
future. The era of stupid mechanical 
thinkers is over, and we have entered 
upon the active, chemical stage of thought, 
wherein the thinker is trained to conscious- 
ness concerning his abstract categories, 
which, as Hegel says, -'drive him around 
in their whirling circle." 

Now that the bodv - of scientific men are 
turned in this direction, we behold a vast 
upheaval towards philosophic thought ; and 
this is entirely unlike the isolated pheno- 
menon (hitherto observed in history) of a 
single group of men lifted above the sur- 
rounding darkness of their age into clear- 
ness. We do not have such a phenomenon 
m our time ; it is the spirit of the nineteenth 
centurv to move by masses. 



CHAPTER H. 

THE "FIRST PRINCIPLES" OF THE "UN- 
KNOWABLE." 

The British Quarterly speaking of Spen- 
cer, says': "These 'First Principles' are 
merely the foundation of a system of Phi- 
losophy, bolder, more elaborate and com- 
prehensive, perhaps, than any other which 
has been hitherto designed in England." 

The persistence and sincerity, so gener- 
ally prevailing among these correlationists, 
we have occasion to admire in Herbert 
Spencer. He seems to be always ready to 
sacrifice his individual interest for troth, 
and is bold and fearless in uttering wlial 
he believes it to be. 

For critical consideration no better divi- 
sion can be found than that adopted in the 
" First Principles " by Mr. Spencer himself, 



10 



Herbert Spencer 



to-wit: 1st, the unknowable, 2nd, the know- 
able. Accordingly, let us examine first his 
theory of 

THE UNKNOWABLE. 

When Mr. Spencer announces the con- 
tent of the '• unknowable" to be " ultimate 
religious and scientific ideas," we are re- 
minded at once of the old adage in juris- 
prudence — " Omnis dejinitio in jure civili 
est periculosa ;" the definition is liable to 
prove self-contradictory in practice. So 
when we have a content assigned to the 
unknowable we at once inquire, whence 
come the distinctions in the unknowable? 
If unknown they are not distinct to us. 
When we are told that Time, Space, Force. 
Matter, God, Creation, etc., are unknow- 
ables, we must regard these words as cor- 
responding to no distinct objects, but 
rather as all of the same import to us. It 
should be always borne in mind that all 
universal negatives are self-contradictory. 
Moreover, since all judgments are made by 
subjective intelligences, it follows that all 
general assertions concerning the nature 
of the intellect affect the judgment itself. 
The naivete with which certain writers 
wield these double-edged weapons is a 
source of solicitude to the spectator. 

When one says that he knows that he 
knows nothing he asserts knowledge and 
denies it in the same sentence. If one 
says " all knowledge is relative," as Spen- 
cer does, (p. 68, et seq., of First Principles,) 
he of course asserts that his knowledge of 
the fact is relative and not absolute. If a 
distinct content is asserted of ignorance, 
the same contradiction occurs. 

The perception of this principle by the 
later German philosophers at once led 
them out of the Kantian nightmare, into 
positive truth. The principle may be ap- 
plied in general to any subjective scepti- 
cism. The following is a general scheme 
that will apply to all particular instances : 

I. "We cannot know things in them- 
selves; all our knowledge is subjective; it 
is confined to our own states and changes." 

II. "If this is so, then still more is what 
we name the ' objective ' only a state or 
change of us as subjective; it is a mere 
fiction of the mind so far as it is regarded 
as a ' beyond ' or thing in itself." 



III. Hence we do know the objective; 
for the scepticism can only legitimately 
conclude that the objective which we do 
know is of a nature kindred with reason ; 
and that by an a priori necessity we can 
affirm that not only all knowable must 
have this nature, but also all possible ex- 
istence must. 

In this we discover that the mistake on 
the part of the sceptic consists iu taking 
self-conscious intelligence as something- 
one-sided or subjective, whereas it must 
be, according to its very definition, subject 
and object in one, and thus universal. 

The difficulty underlying this stage of 
consciousness is that the mind has not 
been cultivated to a clear separation of 
the imagination from the thinking. As 
Sir Wm. Hamilton remarks, (Metaphysics, 
p. 487,) "Vagueness and confusion are 
produced by the confounding of objects so 
different as the images of sense and the 
unpicturable notions of intelligence." 

Indeed the great "law of the condition- 
ed " so much boasted of by that philoso- 
pher himself and his disciples, vanishes at 
once when the mentioned confusion is 
avoided. Applied to space it results as 
follows : 

I.— Thought of Space. 

1. Space, if finite, must be limited from 
without ; 

2. But such external limitations would 
require space to exist in ; 

3. And hence the supposed limits of 
space that were to make it finite do in fact 
continue it. 

It appears, therefore, that space is of 
such a nature that it can only end in, or be 
limited by itself, and thus is universally 
continuous or infinite. 

II. — Imagination of Space. 

If the result attained by pure thought is 
correct, space is infinite, and if so, it can- 
not be imagined. If, however, it should 
be found possible to compass it by imagi- 
nation, it must be conceded that there 
really is a contradiction in the intelligence. 
That the result of such an attempt coin- 
cides with our anticipations we have Ham- 
ilton's testimony— " imagination sinks ex- 
hausted." 

Therefore, instead of this result contra- 



Herbert Spencer 



11 



dieting the first, as Hamilton supposes, it 
really confirms it. 

In fact if the mind is disciplined to 
separate pure thinking from mere imagin- 
ing:, the infinite is not difficult to think. 
Spinoza saw and expressed this by making 
a distinction between "infinitum actu 
(or rationis)," and -'infinitum imagina- 
fcionis," and his first and second axioms 
are the immediate results of thought ele- 
vated to this clearness. This distinction 
and his " omnis determinatio est negation 
together with the development of the third 
stage of thinking (according to reason), 
••sub quadam specie ceternitatis*"' — these 
distinctions are the priceless legacy of the 
clearest-minded thinker of modern times ; 
and it behooves the critic of " human 
knowing" to consider well the results that 
the "human mind'" has produced through 
those great masters — Plato and Aristotle. 
Spinoza and Hegel. 

Herbert Spencer, however, not only be- 
trays unconsciousness of this distinction, 
but ignores it in far grosser and self- 
destructive applications. On page 25, 
(" First Principles,'') he says : ki When on 
the sea shore we note how the hulls of dis- 
tant vessels are hidden below the horizon, 
and how of still remoter vessels only the 
uppermost sails are visible, we realize with 
tolerable clearness the slight curvature of 
that portion of the sea's surface which lies 
before us. But when we seek in imagina- 
tion to follow out this curved surface as it 
actually exists, slowly bending round until 
all its meridians meet in a point eight 
thousand miles below our feet, we find 
ourselves utterly baffled. We cannot con- 
ceive in its real form and magnitude even 
that small segment of our globe which ex- 
tends a hundred miles on every side of us, 
much less the globe as a whole. The piece 
of rock on which we stand can be mentally 
represented with something like complete- 
ness ; we find ourselves able to think of 
its top, its sides, and its under surface at 
the same time, or so nearly at the same 
time that they seem all present in con- 
sciousness together; and so we can form 
what we call a conception of the rock, but 
to do the like with the earth we find im- 
possible." "We form of the earth not a 
conception properly so-called, but only a 
symbolic conception.'' 



Conception here is held to be adequate 
when it is formed of an object of a given 
size ; when the object is above that size the 
conception thereof becomes symbolical. 
Here we do not have the exact limit stated, 
though we have an example given (a rock) 
which is conceivable, and another (the 
earth) which is not. 

" We must predicate nothing of objects 
too great or too multitudinous to be men- 
tally represented, or we must make our 
predications by means of extremely inade- 
quate representations of such objects, mere 
symbols of them." (27 page.) 

But not only is the earth an indefinitely 
multiple object, but so is the rock; nay, 
even the smallest grain of sand. Suppose 
the rock to be a rod in diameter; a micro- 
scope magnifying two and a half millions 
of diameters would make its apparent mag- 
nitude as large as the earth. It is thus 
only a question of relative distance from 
the person conceiving, and this reduces it 
to the mere sensuous image of the retina- 
Remove the earth to the distance of the 
moon, and our conception of it would, upon 
these principles, become quite adequate. 
But if our conception of the moon be held 
inadequate, then must that of the rock or 
the grain of sand be equally inadequate. 

Whatever occupies space is continuous 
and discrete; i. e.. may be divided into 
parts. It is hence a question of relativity 
whether the image or picture of it corre- 
spond to it. 

The legitimate conclusion is that all our 
conceptions are symbolic, and if that pro- 
perty invalidates their reliability, it fol- 
lows that we have no reliable knowledge 
of things perceived, whether great or small. 

Mathematical knowledge is conversant 
with pure lines, points, and surfaces ; hence 
it must rest on inconceivables. 

But Mr. Spencer would by no means con- 
cede that we do not know the shape of the 
earth, its size, and many other inconceiv- 
able things about it. Conception is thus 
no criterion of knowledge, and all built 
upon this doctrine (i. e. depending upon 
the conceivability of a somewhat) falls to 
the ground. 

But he applies it to the questions of the 
divisibility of matter (page 50): "If we 
say that matter is infinitely divisible, we 
commit ourselves to a supposition not 



12 



Herbert Spencer 



realizable in thought. We can bisect and 
rebisect a body, and continually repeat 
the act until we reduce its parts to a size 
no longer physically divisible, may then 
mentally continue the process without 

limit." 

Setting aside conceivability as indifferent 
to our knowledge or thinking-, we have 
the following solution of this point : 

I. That which is extended may be bi- 
sected (i. e. has two halves). 

II. Thus two extensions arise, which, in 
turn, have the same property of divisibility 
that the first one had. 

III. Since, then, bisection is a process 
entirely different to the nature of exten- 
sion (i. e. does not change an extension 
into two non-extendeds) , it follows that 
body is infinitely divisible. 

We do not have to test this in imagina- 
tion to verify it ; and this very truth must 
be evident to him who says that the pro- 
gress must be " continued without limit." 
For if we examine the general conditions 
under which any such " infinite progress" 
is possible, we find them to rest upon the 
presupposition of a real infinite, thus: 

Infinite Progress. 

I. Certain attributes are found to belong- 
to an object, and are not affected by a cer- 
tain process. (For example, divisibility as 
a process in space does not affect the con- 
tinuity of space, which makes that process 
possible. Or again, the process of limiting- 
space does not interfere with its continuity, 
for space will not permit any limit except 
space itself.) 

II. When the untutored reflection en- 
deavors to apprehend a relation of this 
nature, it seizes one side ot the dualism 
and is hurled to the other. (It bisects 
space, and then finds itself before two ob- 
jects identical in nature with the first; it 
has effected nothing; it repeats the pro- 
cess, and, by and by getting exhausted, 
wonders whether it could meet a ditt'erent 
result if its powers of endurance were 
greater. Or else suspecting the true case, 
says: "no other result would happen if I 
went on forever.") 

III. Pure thought, however, grasps this 



process as a totality, and sees that it only 
arises through a self-relation. The" pro- 
gress " is nothing: but a return to itself, 
the same monotonous round.' It would be 
a similar attempt to seek the end of a cir- 
cle by travelling round it. and one might 
make the profound remark: "'If my pow- 
ers were equal to the task, I should doubt- 
less come to the end." This difficulty 
vanishes as soon as the experience is made 
that the line returns into itself. " It is the 
same thing whether said once or repeated 
forever," says Xhnplieius. treating of this 
paradox . 

The "Infinite Progress'" is the most 
stubborn fortress of Scepticism. By it 
our negative writers establish the impo- 
tency of Reason for various ulterior pur- 
poses. Some wish to use it as a lubrica- 
ting fluid upon certain religious dogmas 
that cannot otherwise be swallowed. Oth- 
ers wish to save themselves the trouble of 
thinking out the solutions to the Problem 
of Life. But the Sphinx devours him who 
does not faithfully grapple with, and solve 
her enigmas . 

Mephistopheles (a good authority on this 
subject) says of Faust, whom he finds 
grumbling at the littleness of man's mind : 

" Verachte nur Vernunft und Wissenchaft. 
Des Mensclien allerhochste Kraft' 
Und hatt 'er sich auch nicht dem Teufeliibeigeben, 
Er niiisfcste doch zn Grunde gehen." 

Only prove that there is a large field of 
the unknowable, and one has at once the 
vade mecnm for stupidity. Crude reflec- 
tion can pour in its distinctions into a sub- 
ject, and save itself from the consequences 
by pronouncing the basis incomprehensi- 
ble. It also removes all possibility of 
Theology, or of the Piety of the Intellect, 
and leaves a very narrow margin for re- 
lio-ious sentiment, or the Piety of the 

Heart. 

The stage of Science represented by the 
French Encyclopedists was immediately 
hostile to each and every form of religion. 
This second stage, however, has a choice. 
It can, like Hamilton or Mansel, let re- 
ligious belief alone, as pertaining to the 
unknown and unknowable— which may be 
believed in as much as one likes ; or it may 
" strip off," as Spencer does, " determina- 
tions from a religion." by which it is dis- 
tinguished from other religions, and show 



Herbert Spencer. 



13 



their truth to consist in a common doc- 
trine held by all, to-wit: "The truth of 
things is unknowable." 

Thus the scientific man can baffle all at- 
tacks from the religious standpoint; nay, 
he can even elicit the most unbounded ap- 
proval, while he saps the entire structure 
of Christianity. 

Says Spencer (p. 46) : "Science and Re- 
ligion agree in this, that the power which 
the Universe manifests to us is utterly in- 
scrutable." He goes on to show that 
though this harmony exists, yet it is 
broken by the inconsistency of Religion : 
"For every religion, setting out with the 
tacit assertion of a mystery, forthwith 
proceeds to give some solution of this 
mystery, and so asserts that it is not a 
mystery passing human comprehension." 
In this confession he admits that all relig- 
ions agree in professing to reveal the solu- 
tion of the Mystery of the Universe to man ; 
and they agree, moreover, that man, as 
simply a being of sense and reflection, can- 
not comprehend the revelation ; but that 
he must pass through a profound media- 
tion — be regenerated, not merely in his 
heart, but in intellect also. Tiie misty 
limitatons ( "vagueness and confusion ") 
of the imagination must give way to the 
purifying dialectic of pure thought before 
one can see the Eternal Verities. 

These revelations profess to make known 
the nature of the Absolute. They call the 
Absolute "Him," "Infinite," "Self-cre- 
ated," "Self-existent," "Personal," and 
ascribe to this " Him " attributes implying 
profound mediation. All definite forms 
of religion, all definite theology, must at 
once be discarded according to Spencer's 
principle. Self-consciousness, even is re- 
garded as impossible by him (p. 65.) : 
" Clearly a true cognition of self implies 
a state in which the knowing and known are 
one, in which subject and object are iden- 
tilied ; and this Mr. Mansel rightly holds 
to be the annihilation of both." He con- 
siders it a degradation (p. 109) to apply 
personality to God: "Is it not possible 
that there is a mode of being as much 
transcending intelligence and will as these 
transcend mechanical motion?" And 
again (p. 112) he holds that the mere 
" negation of absolute knowing contains 
more religion than all dogmatic theology." 



(P. 121.) "All religions are envelopes of 
truth, which reveal to the lower and con- 
ceal to the higher." (P. 66,) "Objective 
and subjective things are alike inscrutable 
in their substance and genesis." "Ulti- 
mate religious and scientific ideas (p. 68) 
alike turn out to be mere symbols of the 
actual and not cognitions of it." (P. 69,) 
"We come to the negative result that the 
reality existing behind all appearances 
must ever be unknown." 

In these passages we see a dualism pos- 
ited in this form: " Everything immediate 
is phenomenal, a manifestation of the hid- 
den and inscrutable essence." This es- 
sence is the unknown and unknowable ; 
yet it manifests itself in the immediate or 
. phenomenal. 

The first stage of thought was uncon- 
scious that it dealt all the time with a 
mediated result (a dualism) while it as- 
sumed an immediate; that it asserted all 
truth to lie in the sensuous object, while it 
named at the same time ''■matter and force" 
categories of reflection. 

The second stage has got over that dif- 
ficulty, but has fallen into another. For 
if the phenomenon manifested the essence 
it could not be said to be ' ' unknowable, 
hidden, and inscrutable." But if the es- 
sence is not manifested by the phenome- 
non, then we have the so-called pheuom- 
non as a self-existent, and therefore inde- 
pendent of the so-called essence, which 
stands coordinated to it as another exist- 
ent, which cannot be known because it 
does not manifest itself to us . Hence the 
"phenomenon" is no phenomenon, or 
manifestation of aught but itself, and the 
" essence" is simply a fiction of the phil- 
osopher. 

Hence his talk about essence is purely 
gratuitous, for there is not shown the need 
of one. 

A dialectical consideration of essence 
and phenomenon will result as follows : 
Essence and Phenomenon. 

I. If essence is seized as independent 
or absolute being, it may be taken in two 
senses : 

a. As entirely unafi'ected by " other- 
ness " (or limitation) and entirely unde- 
termined ; and this would be pure nothing, 
for it cannot distinguish itself or be dis- 
tinguished from pure nothing. 



14 



Herbert Spencer, 



b. As relating to itself, and hence 
making itself a duality— becoming its own 
other; in this case the "other" is a van- 
ishing one, for it is at the same time iden- 
tical and non-identical — a process in 
which the essence may be said to appeal- 
er become phenomenal. The entire pro- 
cess is the absolute or self-related (and 
hence independent) . It is determined, but 
by itself, and hence not in a finite man- 
ner. 

II. The Phenomenon is thus seen to 
arise through the self-determination of 
essence, and has obviously the following 
characteristics : 

a. It is the "other" of the essence, and 
yet the own self of the essence existing 
in this opposed manner, and thus self-nuga- 
tory ; and this non-abiding character gives 
it the name of phenomenon (or that which 
merely appears, but is no permanent es- 
sence). 

b. If this were simply another to the 
essence, and not the self-opposition of the 
same, then it would be through itself, and 
itself the essence in its first (or immediate) 
phase. But this is the essence only as ne- 
gated, or as returned from otherness. 

" c. This self-nugatoriness is seen to arise 
from the contradiction involved in its be- 
ing other to itself, i. e. outside of its true 
being. Without this self-nugatoriness it 
would be an abiding, an essence itself, and 
hence no phenomenon ; with this self-nu- 
gatoriness the phenomenon simply exhib- 
its or u manifests" the essence; in fact, 
with the appearance and its negation taken 
together, we have before us a totality of 
essence and phenomenon. 

III. Therefore: a. The phenomenal is 
such because it is not an abiding some- 
what. It is dependent upon other or es- 
sence, b. Whatever it possesses belongs 
to that upon which it depends, i. e. be- 
longs to essence, c. In the self-nugatori- 
ness of the phenomenal we have the entire 
essence manifested. 

This latter point is the important result, 
and may be stated in a less strict and more 
popular form thus : The real world (so- 
called) is said to be in a state of change- 
origination and decay. Things pass away 
and others come in their places. Under 



this change, however, there is a permanent 
called Essence. 

The imaginative thinking finds it impos- 
sible to realize such an abiding as exists 
through the decay of all external form, 
and hence pronounces it unknowable. But 
pure thought seizes it. and finds it a pure 
self-relation or process of return to itself, 
which accordingly has duality, thus : 
a. The positing or producing of a some- 
what or an immediate, and. b. The cancel- 
ling of the same- In this quality of be- 
ginning and ceasing, this self-relation 
completes its circle, and is thus, c. the en- 
tire movement. 

All categories of the understanding 
(cause and effect, matter and form, possi- 
bility, etc.) are found to contain this 
movement when dissolved. And hence 
they have self-determination for their pre- 
supposition and explanation. It is un- 
necessary to add that unless one gives up 
trying to imagine truth, that this is all 
very absurd reasoning. (At the end of the 
sixth book of Plato's Eepublic, ch. xxi., 
and in the seventh book. ch. xiii.. one may 
see how clearly this matter was understood 
more than two thousand years ago.) 

To manifest or reveal is to make known : 
and hence to speak of the "manifestation 
of a hidden and inscrutable essence " is to 
speak of the making known of an unknow- 
able. 

Mr. Spencer goes on ; no hypothesis of 
the universe is possible— creation not con- 
ceivable, for that would be something out 
of nothing— self-existence not conceivable, 
for that involves unlimited past time. 

He holds that •' all knowledge is rela- 
tive," for all explanation is the reducing 
of a cognition to a more general. He says, 
(p. 69,) •• Of necessity, therefore, explana- 
tion must eventually bring us down to the 
inexplicable— the deepest truth which we 
can get at must be unaccountable." This 
much valued insight has a positive side as 
well as the negative one usually developed : 

I. (a.) To explain something we sub- 
sume it under a more general. 

(6.) The ''summum genus" cannot be 
subsumed, and 

(c.) Hence is inexplicable- 

II. But those who conclude from this 
that we base our knowledge ultimately 



Herbert Spencer. 



15 



upon faith (from the supposed fact that we 
cannot prove our premises) forget that— 

(a.) If the subsuming process ends in an 
unknown, then all the subsuming has re- 
sulted in nothing; for to subsume some- 
thing under an unknown does not explain 
it. (Plato's Kepublic. Book VII. chap, xiii.) 

(6.) The more general, however, is the 
more simple, and hence the "summum 
genus" is the purely simple— it is Being. 
But the simpler the clearer, and the purely 
simple is the absolutely clear. 

(c.) At the " summum genus" subsump- 
tion becomes the principle of identity- 
being is being; and thus stated we have 
simple self-relation as the origin of all 
clearness and knowing whatsoever. 

III. Hence it is seen that it is not the 
mere fact of subsnmption that makes some- 
thing clear, but rather it is the reduction 
of it to identity. 

In pure being as the summum genus, the 
mind contemplates the pure form of know- 
ing — "a is a," or "a subject is a predi- 
cate"— (a is b). The pure '-is*' is the 
empty form of mental affirmation, the pure 
copnla; and thus in the summum genus 
the mind recognizes the pure form of itself. 
All objectivity is at this point dissolved 
into the thinking, and hence the subsump- 
tion becomes identity — (being=egro, or "co- 
gito, ergo sum" ;) the process turns round 
and becomes synthetic. (•• dialectic*' or 
•'genetic," as called by some). From this 
it is evident that self-consciousness is the 
basis of all knowledge. 



CHAPTER III. 

THE '• FIRST PRINCIPLES" OF THE "KNOW- 
ABLE." 

As might be expected from Spencer's 
treatment of the unknowable, the knowable 
will prove a confused affair, especially 
since to the above-mentioned "inscruta- 
bility" of the absolute, he adds the doc- 
trine of an "obscure consciousness of it,'' 



holding, in fact, that the knowable is only 
a relative, and that it cannot be known 
without at the same time possessing a 
knowledge of the unknowable. 

(P. 82) he says: "A thought involves 
relation, difference and likeness; what- 
ever does not present each of them does 
not admit of cognition. And hence we 
may say that the unconditioned as present- 
ing none of these, is trebly unthinkable." 
And yet he says. (p. 96) : " The relative is 
itself inconceivable except as related to a 
real non-relative." 

We will leave this infinite self-contradic- 
tion thus developed, and turn to the posi- 
tions established concerning the knowable. 
They concern the nature of Force. Matter 
and Motion, and the predicates set up 
are "persistence," "indestructibility" and 
similar. 

THE KNOWABLE. 

Although in the first part " conceivabil- 
ity" was shown to be utterly inadequate 
as a test of truth; that with it we could not 
even establish that the earth is round, or 
that space is infinitely continuous, yet here 
Mr. Spencer finds that inconceivability is 
the most convenient of all positive proofs. 

The first example to be noticed is his 
proof of the compressibility of matter (p. 
51): "It is an established mechanical 
truth that if a body moving at a given ve- 
locity, strikes an equal body at rest in 
such wise that the two move on together, 
their joint velocity will be but half that of 
the striking body. Now it is a law of 
which the negative is inconceivable, that 
in passing from any one degree of magni- 
tude to another all intermediate degrees 
must be passed through. Or in the case 
before us, a bod}'- moving at velocity 4. 
cannot, by collision, be reduced to velocity 
2, without passing through all velocities 
between 4 and 2. But were matter truly 
solid — were its units absolutely incom- 
pressible and in unbroken contact — this 
"law of continuity," as it is called, would 
be broken in every case of collision. For 
when, of two such units, one moving at ve- 
locity 4 strikes another at rest, the striking 
unit must have its velocity 4 instantan- 
eously reduced to velocity 2; must pass 
from velocitv 4 to velocity 2 without any 



16 



Herbert Spencer. 



lapse of time, and without passing through 
intermediate velocities; must be moving 
with velocities 4 and 2 at the same instant, 
which is impossible." On page 57 he ac- 
knowledges that any transition from one 
rate of motion to another is inconceivable ; 
hence it does not help the matter to "pass 
through intermediate velocities.'* It is 
just as great a contradiction and just as 
inconceivable that velocity 4 should be- 
come velocity 3.9999-)-, as it is that it 
should become velocity 2; for no change 
whatever of the motion can be thought (as 
he confesses) without having two motions 
in one time. Motion, in fact, is the syn- 
thesis of place and time, and cannot be 
comprehended except as their unity. The 
argument here quoted is only adduced by 
Mr. S. for the purpose of antithesis to other 
arguments on the other side as weak as 
itself. 

On page 241, Mr. Spencer deals with the 
question of the destructibility of matter: 
" The annihilation of matter is unthink- 
able for the same reason that the creation 
of matter is unthinkable."' (P. 54) : -'Mat- 
ter in its ultimate nature is as absolutely 
incomprehensible as space and time.'' The 
nature of matter is unthinkable, its crea- 
tion or destructibility is unthinkable, and 
in this style of reasoning we can add that 
its indestructibility is likewise unthinkable; 
in fact the argument concerning self-exist- 
ence will apply here. (P. 31): ■'Self- 
existence necessarily means existence with- 
out a beginning; and to form a conception 
of self- existence is to form a conception of 
existence without a beginning. Now by 
no mental effort can we do this. To con- 
ceive existence through infinite past, time, 
implies the conception of infinite past time, 
which is an impossibility." Thus, too, 
we might argue in a strain identical: in- 
destructibility implies existence through 
infinite future time, but by no mental effort 
can infinite time be conceived. And thus, 
too, we prove and disprove the persistence 
of force and motion. When occasion re- 
quires, the ever-convenient argument of 
'•inconceivability" enters. It reminds 
one of Sir Win, Hamilton's "imbecility" 
upon which are based '• sundry of the most 
important phenomena of intelligence," 
among which he mentions the category of 
causality. If causality is founded upon 



imbecility, and all experience upon it, it 
follows that all empirical knowledge rests 
upon imbecility. 

On page 247, our author asserts that the 
first law of motion " is in our day being 
merged in the more general one. that mo- 
tion, like matter, is indestructible." It is 
interesting to observe that this so-called 
•' First law of motion" rests on no better 
basis than very crude reflection. 

"When not influenced by external forces, 
a moving body will go on in a straight line 
with a uniform velocity," is Spencer's state- 
ment of it. 

This abstract supposed law has neces- 
sitated much scaffolding in Natural Phi- 
losophy that is otherwise entirely unneces- 
sary ; it contradicts the idea of momentum, 
and is thus refuted : 

I. A body set in motion continues in 
motion after the impulse has ceased from 
without, for the reason that it retains mo- 
mentum. 

II. Momentum is the product of weight 
by velocity, and weight is the attraction of 
the bodjr in question to another body exter- 
nal to it. If all bodies external to the 
moving body were entirely remo\ed, the 
latter would have no weight, and hence 
the product of weight by velocity would 
be zero. 

III. The '-external influences " referred 
to in the so-called -'law,'' mean chiefly 
attraction. Since no body could have mo- 
mentum except through weight, another 
name for attraction, it follows that all free 
motion has reference to another body, and 
hence is curvilinear; thus we are rid of 
that embarrassing "straight-line motion" 
which gives so much trouble in mechanics. 
It has all to be reduced back again through 
various processes to curvilinear movement. 

We come, finally, to consider the central 
point of this system : 

THE CORRELATION OF FORCES. 

Speaking of persistence of force, Mr, 
Spencer concedes (p. 252) that this doc- 
trine is not demonstrable from experience. 
He says (p. 254) : "Clearly the persistence 
of force is an ultimate truth of which no 
inductive proof is possible," (P. 255) : 



Herbert Spencer. 



17 



"By the persistence of force we really 
mean the persistence of some power which 
transcends our knowledge and conception." 
(P. 257) : "The indestructibility of matter 
and the continuity of motion we saw to be 
really corollaries from the impossibility of 
establishing in thought a relation between 
something and nothing." (Thus what 
was established as a mental impotence is 
now made to have objective validity.) 
•'Our inability to conceive matter and 
motion destroyed is our inability to sup- 
press consciousness itself." (P. 258) : 
"Whoever alleges that the inability to con- 
ceive a beginning or end of the universe 
is a negative result of our mental struc- 
ture, can not deny that our consciousness 
of the universe as persistent is a positive 
result of our mental structure. And this 
persistence of the universe is the persist- 
ence of that unknown cause, power, or 
force, which is manifested to us through 
all phenomena." This •• positive result of 
our mental structure " is said to rest on 
our "inability to conceive the limitation 
of consciousness" which is "simply the 
obverse of our inability to put an end to 
the thinking subject while still continuing 
to think." (P. 257) : To think of some- 
thing becoming nothing, would involve 
that this substance of consciousness having 
just existed under a given form, should 
next assume no form, or should cease to 
be consciousness." 

It will be observed here that he is en- 
deavoring to solve the First Antinomy of 
Kant, and that his argument in this place 
differs from Kant's proof of the "Antithe- 
sis" in this, that while Kant proves that 
••The world [or universe] has no begin- 
ning," etc., by the impossibility of the 
origination of anything in a "void time," 
that Mr. Spencer proves the same thing by 
asserting it to be a "positive result of our 
mental structure," and then proceeds to 
show that this is a sort of "inability" 
which has a subjective explanation ; it is, 
according to him, merely the "substance 
of consciousness" objectified and regarded 
as the law of reality. 

But how is it with the "Thesis" to that 
Antinomy, "The world has a beginning 
in time ? " Kant proves this apagogi- 
cally by showing the absurdity of an •• in-' 
finite series already elapsed. "" That our 



author did not escape the contradiction 
has already been shown in our remarks 
upon the "indestructibility of matter." 
While he was treating of the unknowable 
it was his special province to prove that 
self-existence is unthinkable. (P. 31) : He 
says it means " existence without a begin- 
ning,'' and "to conceive existence through 
infinite past time^ implies the conception 
of infinite past time, which is an impos- 
sibility." Thus we have the Thesis of the 
Antinomy supported in his doctrine of the 
"unknowable," and the antithesis of the 
same proved in the doctrine of the know- 
able. 

We shall next find him involved with 
Kant's Third Antinomy. 

The doctrine of the correlation is stated 
in the following passages : 

(P. 280): "Those modes of the un- 
knowable, which we call motion, heat, 
light, chemical affinity, etc., are alike 
transformable into each other, and into 
those modes of the unknowable which we 
distinguish as sensation, emotion, thought: 
these, in their turns, being directly or in- 
directly re-transformable into the original 
shapes. That no idea or feeling arises, 
save as a result of some physical force 
expended in producing it, is fast becoming 
a common-place of science; and whoever 
duly weighs the evidence, will see that 
nothing but an overwhelming bias in favor 
of a preconceived theory can explain its 
non-acceptance. How this metamorphosis 
takes place — how a force existing as 
motion, heat or light, can become a mode 
of consciousness — how it is possible for 
aerial vibrations to generate the sensation 
we call sound, or for the forces liberated by 
chemical changes in the brain to give rise 
to emotion — these are mysteries which it 
is impossible to fathom." (P. 2S4) : "Each 
manifestation of force can be interpreted 
only as the effect of some antecedent force ; 
no matter whether it be an inorganic ac- 
tion, an animal movement, a thought, or a 
feeling. Either this must be conceded, or 
else it must be asserted that our successive 
states of consciousness are self-created." 
"Either mental energies as well as bodily 
ones are quantitatively correlated to cer- 
tain energies expended in their production, 
and to certain other energies they initiate ; 
or else nothing must become something 



18 



Herbert Spencer. 



and something, nothing-. Since persist- 
ence of force, being- a datum of conscious- 
ness, cannot be denied, its unavoidable 
corollary must be accepted." 

On p. 294 he supports the doctrine that 
"motion takes the direction of the least 
resistance," mentally as well as physically. 

Here are some of the inferences to be 
drawn from the passages quoted : 

1. Every act is determined from without, 
and hence does not belong to the subject 
in which it manifests itself. 

2. To change the course of a force, is to 
make another direction "that of the least 
resistance," or to remove or diminish a 
resistance. 

3. But to change a resistance requires 
force, which (in motion) must act in "the 
direction of the least resistance," and 
hence be entirely determined from with- 
out, and governed by the disposition of 
the forces it meets. 

4. Hence, of will, it is an absurdity to 
talk ; freedom or moral agency is an impos- 
sibility. 

5. That there is self-determination in 
self-consciousness — that it is " self-crea- 
ted"— is to Mr. Spencer the absurd alterna- 
tive which at once turns the scale in favor 
of the doctrine that mental phenomena 
are the productions of external forces. 

After this, what are we to say of the 
following? (P. 501) : " Notwithstanding 
all evidence to the contrary, there will 
probably have arisen in not a few minds 
the conviction that the solutions which 
have been given, along with those to be 
derived from them, are essentially mate- 
rialistic. Let none persist in these mis- 
conceptions." (P. 502) : " Their implica- 
tions are no more materialistic than they 
are spiritualistic, and no more spiritualistic 
than they are materialistic." 

If we hold these positions by the side of 
Kant's Third Antinomy, we shall see that 
they all belong to the proof of the " Anti- 
thesis," viz. : " There is no freedom, but 
everything in the world happens accord- 
ing to the laws of nature." The " Thesis,'' 
viz.: "That a causality of freedom is nec- 
essary to account fully for the phenomena 
of the world,*' lie has not anywhere sup- 
ported. We find, in fact, only those think- 
ers who have in some measure mastered 
the third phase of culture in thought, 



standing upon the basis presented by Kant 
in the Thesis. The chief point in the 
Thesis may be stated as follows: 1. If 
everything that happens presupposes a 
previous condition, (which the law of 
causality states,) 2. This previous condi- 
tion cannot be a permanent (or have been 
always in existence) ; for, if so, its conse- 
quence, or the effect, would have always 
existed. Thus the previous condition must 
be a thing which has happened. 3. With 
this the whole law of causality collapses ; 
for (a) since each cause is an effect, (6) its 
determining power escapes into a higher 
member of the series, and, (c) unless the 
law changes, wholly vanishes ; there result 
an indefinite series of effects with no cause ; 
eacli member of the series is a dependent, 
has its being in another, which again has 
its being in another, and hence cannot 
support the subsequent term. 

Hence it is evident that this Antinomy 
consists, first: in the setting up of the law 
of causality as having absolute validity, 
which is the antithesis. Secondly, the ex- 
perience is made that such absolute law 
of causality is a self-nugatory one, and thus 
it is to be inferred that causality, to be at 
all, presupposes an origination in a "self- 
moved," as Plato calls it. Aristotle (Meta- 
physics, xi. 6-7, and ix. 8) exhibits this 
ultimate as the " self-active," and the Scho- 
lastics take the same, under the designation 
" actus purus, for the definition of God. 

The Antinomy thus reduced gives : 

I. Thesis : Self-determination must lie 
at the basis of all causality, otherwise 
causality cannot be all. 

II. Antithesis : If there is self-determin- 
ation, "the unity of experience (which 
leads us to look for a cause) is destroyed, 
and hence no such case could arise in ex- 
perience." 

In comparing the two proofs it is at once 
seen that they are of different degrees of 
universality. The argument of the Thesis 
is based upon the nature of the thing itself, 
i. e., a pure thought; while that of the 
Antithesis loses sight of the idea of 
"efficient" cause, and seeks mere contin- 
uity in the sequence of time, and thus ex- 
hibits itself as the second stage of thought, 
which leans on the staff of fancy, i. e. mere 



Herbert Spencer. 



19 



representative thinking. This " unity of 
experience," as Kant calls it, is the same 
thing, stated in other words, that Spencer 
refers to as the " positive result of our 
mental structure.'- In one sense those are 
true antinomies— those of Kant, Hamilton, 
et aL— viz. in this: that the " representa- 
tive stage of thinking finds itself unable 
to shake off the sensuous picture, and think 
" sub quadam specie ceternitaUs. n To the 
mind disciplined to the third stage of 
thought, these are no antinomies ; Spinoza, 
Leibnitz, Plato and Aristotle are not con- 
fused by them. The Thesis, properly 
stated, is a true universal, and exhibits its 
own truth, as that upon which the law of 
causality rests; and hence the antithesis 
itself— less universal— resting upon the 
law of causality, is based upon the Thesis. 
Moreover, the Thesis does not deny an in- 
finite succession in time and space, it only 
states that there must be an efficient cause 
— just what the law of causality states, but 
shows, in addition, that this efficient cause 
must bea-' self-determined/' 

On page 282 we learn that, "The solar 
heat is the final source of the force mani- 
fested by society." t- It (the force of so- 
ciety) is based on animal and vegetable 
products, and these in turn are dependent 
on the light and heat of the sun." 

As an episode in this somewhat abstract 
discussion, it may be diverting to notice 
the question of priority of discovery 
touched upon in the following note (p. 
454): '" Until I recently consulted his 
' Outlines of Astronomy ' on another ques- 
tion. I was not aware that, so far back as 
1833, Sir John Herschel had enunciated 
the doctrine that ' the sun's rays are the 
ultimate source of almost every motion 
which takes place on the surface of the 
earth." He expressly includes all geologic, 
meteorologic, and vital actions ; as also 
those which we produce by the combus- 
tion of coal. The late George Stephenson 
appears to have been wrongly credited 
with this last idea." 

In order to add to the thorough discus- 
sion of this important question, we wish 
to suggest the claims of Thomas Carlyle, 
who, as far back as 1830, wrote the fol- 
lowing passage in his Sartor Resartus (Am. 
ed. pp. 55-6) : " Well sang the Hebrew 
Psalmist : ' If I take the wings of the 



morning, and dwell in the uttermost parts 
of the Universe, God is there.' Thou, too, 

cultivated reader, who too probably art 
no psalmist, but a prosaist, knowing God 
only by tradition, knowest thou any corner 
of the world where at least force is not? 
The drop which thou shakest lrom thy wet 
hand, rests not where it falls, but to-mor- 
row thou findest it swept away; already, 
on the wings of the north-wind, it is Hear- 
ing the tropic of Cancer. How it came to 
evaporate and not lie motionless? Think- 
est thou there is aught motionless, without 
force, and dead? 

'"As I rode through the Schwartzwald, 

1 said to myself: That little lire which 
glows starlike across the dark-growing 
(nachtende) moor, where the sooty smith 
bends over his anvil, and thou hopest to 
replace thy lost horseshoe — is it a detach- 
ed, separated speck, cut oft" from the whole 
universe, or indissolubly joined to the 
whole? Thou fool, that smithy-fire was 
primarily kindled at the sun ; is fed by air 
that circulates from beyond Noah's deluge, 
from beyond the Dog star; it is a little 
ganglion, or nervous centre in the great 
vital system of immensity." 

We have, finally, to consider the correl- 
ation theory in connection with the idea 
of equilibrium. 

I. Motion results from destroyed equi- 
librium. The whole totality does not cor- 
respond to itself, its ideal and real contra- 
dict each other. The movement is the re- 
storing of the equilibrium, or the bringing 
into unity the ideal and renl. To illus- 
trate: a spring (made of steel, rubber, or 
any elastic material) has a certain form in 
which it may exist without tension ; this 
may be called the ideal shape, or simply 
the ideal. If the spring is forced to as- 
sume another shape, its real shape becomes 
different from the ideal; its equilibrium 
is destroyed, and force is manifested as a 
tendency to restore the equilibrium (or 
unity of the ideal and real). Generalize 
this : all forces have the same nature ; 
(a) expansive forces arise from the ideal 
existing without — a gas, steam, for ex- 
ample, ideally takes up a more extended 
space than it has really; it expands to fill 
it. Or (6) contractive forces: the multi- 
tiplicity ideally exists within; e. g. altrac- 



20 



Herbert Spencer. 



tion of gravitation ; matter trying- to find 
the centre of the earth, its ideal. The will 
acts in this way: The ideal is changed 
first, and draws the real after it. I first 
destroy, in thought and will, the identity of 
of ideal and real ; the tension resulting is 
force. Thinking, since it deals with the 
universal (or the potential and the actual) 
is an original source of force, and as will 
result in the sequel from a reverse analysis 
(see below. V. 3, c) the only source of force. 

II. Persistence of force requires an un- 
restorable equilibrium ; in moving to re- 
store one equilibrium, it must destroy 
another — its equivalent. 

III. But this contradicts the above de- 
veloped conception of force as follows : 
(a) Since force results from destroyed 
equilibrium, it follows (b) that it requires 
as much force to destroy the equilibrium 
as is developed in the restoring of it (and 
this notion is the basis of the correlation 
theory). But (c) if the first equilibrium 
(already destroyed) can only be restored 
by the destroying of another equal to the 
same, it has already formed an equilibrium 
with the second, and the occasion of the 
motion is removed. 

If two forces are equal and opposed, 
which will give way ? 

By this dialectic consideration of force, 
we learn the insufficiency of the theory of 
correlation as the ultimate truth. Instead 
of being " the sole truth, which transcends 
experience by underlying it" (p. 258), we 
are obliged to confess that this -t persist- 
ence of force " rests on the category of 
causality; its thin disguise consists in the 
substitution of other words for the meta- 
physical expression. " Every effect must be 
equal to its cause." And this, when 
tortured in the crucible, confesses that 
the only efficient cause is '•'■causa sui;" 
hence the effect is equal to its cause, be- 
cause it is the cause. 

And the correlation theory results in 
showing that force cannot be, unless self- 
originated. 

That self-determination is the inevitable 
result, no matter what hypothesis be as- 
sumed, is also evident. Taking all coun- 
ter hypotheses and seneralizing them, we 
have this analysis: 



I. Any and every being is determined 
from without through auother. (This theo- 
rem includes all anti-self-determination 
doctrines.) 

II. It results from this that any and 
every being is dependent upon another and 
is a finite one ; it cannot be isolated with- 
out destroying it. Hence it results that 
every being is an element of a whole that 
includes it as a subordinate moment. 

III. Dependent being, as a subordinate 
element, cannot be said to support any 
thing attached to it. for its own support is 
not in itself but in another, namely, the 
whole that includes it. From this it re- 
sults that no dependent being can depend 
upon another dependent being, but rather 
upon the including whole. 

The including whole is therefore not a 
dependent ; since it is for itself, and each 
element is determined through it. and for 
it. it may be called the negative unity (or 
the unity which negates the independence 
of the elements). 

Bemark. — A chain of dependent beings 
collapses into one dependent being. De- 
pendence is not converted into independ- 
ence by simple multiplication. All de- 
pendence is thus an element of an inde- 
pendent whole. 

IV. What is the character of this inde- 
pendent whole, this negative unity'! •"Char- 
acter" means determination, and we are 
prepared to say that its determination can- 
not be through another, for then it would 
be a dependent, and we should be referred 
again to the whole, including it. Its de- 
termination by which the multiplicity of 
elements arises is hence its own self-deter- 
mination. Thus all finitude and depend- 
ence presupposes as its condition, self- 
determination. 

V. Self-determination more closely ex- 
amined exhibits some remarkable results, 
(which will throw light on the discussion 
of '"Essence and Phenomenon " above) : 

(1.) It is "causa sui;" active and pas- 
sive; existing dually as determining and 
determined; this self-diremption produces 
a distinction in itself which is again can- 
celled. 



Herbert Spencer 



21 



(2.) As determiner (or active, or cause), 
it is the pure universal— the possibility of 
any determinations. But as determined 
(passive oreft'ect) it is the special, the par- 
ticular, the one-sided reality that enters 
into change. 

(3.) But it is * -negative unity'" of these 
two sides, and hence an individual. The 
pure universal whose negative relation to 
itself as determiner makes the particular, 
completes itself to individuality through 
this act. 

(a.) Since its pure universality is the 
substrate of its determination, and at the 
same time a self-related activity (or nega- 
tivity), it at once becomes its own object. 

(6) Its activity (limiting or determin- 
ing) — a pure negativity — turned to itself 
as object, dissolves the particular in the 
universal, and thus continually realizes 
its subjectivity. 

(c.) Hence these two sides of the nega- 
tive unity are more properly subject and 
object, and since they are identical {causa 
sui) we may name the result •'self-con- 
sciousness.'* 

The absolute truth of all truths, then, is 
that self-consciousness is the form of the 
Total. God is a Person, or rather the 
Person. Through His self-consciousness 
(thought of Himself) he makes Himself 
an object to Himself (Nature) , and in the 
same act cancels it again into His own 
image (finite spirit), and thus comprehends 
Himself in this self-revelation. 

Two remarks must be made here: (1.) 
This is not "Pantheism;'* for it results 
that God is a Person ; and secondly Nature 
is a self-cancelling side in the process; 
thirdly, the so-called ••finite spirit," or 
man, is immortal, since otherwise he would 
not be the last link of the chain ; but such 
he is, because he can develop out of his 
sensuous life to pure thought, uncondition- 
ed by time and space, and hence he can 
surpass any fixed '-higher intelligence," 
no matter how high created. 

(2.) It is the result that all profound 
thinkers have arrived at. 

Aristotle (Metaphysics XI. G & 7) car- 
ries this whole question of motion back to 
its presupposition in a mode of treatment 
" sub quadum specie ottemitatis ." He 
concludes thus : "The thinking, however, 
of that which is purely for itself, is a think- 



ing of that which is most excellent in and 
for itself. 

"The thinking thinks itself, however, 
through participation with that which is 
thought by it; it becomes this object in 
its own activity, in such manner that the 
subject and object are identical. For the 
apprehending of thought and essence is 
what constitutes reason. The activity of 
thinking produces that which is perceived ; 
so that the activity is rather that which 
Reason seems to have of a divine nature ; 
speculation [pure thinking] is the most ex- 
cellent employment ; if, then, God is al- 
ways engaged in this, as we are at times. 
He is admirable, and if in a higher degree, 
more admirable. But he is in this pure 
thinking, and life too belongs to Him; for 
the activity of thought is life . He is this 
activity. The activity, returning into it- 
. self, is the most excellent and eternal life • 
We say, therefore, that God is an eternal 
and the best living being. So that life and 
duration are uninterrupted and eternal ; 
for this is God." 

When one gets rid of those "images of 
sense" called by Spencer u conceivables," 
and arrives at the "unpicturable notions 
of intelligence," he will find it easy to re- 
duce the vexed antinomies of force, matter, 
motion, time, space and causality; arriv- 
ing at the fundamental principle — self- 
determination — he will be able to make a 
science of Biology. The organic realm 
will not yield to dualistic Reflection- 
Goethe is the great pioneer of the school of 
physicists that will spring out of the pres- 
ent activity of Reflection when it shall 
have arrived at a perception of its own 
method. 

Besume— Mr. Spencer's results, so far 
as philosophy is concerned, may be briefly 
summed up under four general heads: 1. 
Psychology. 2. Ontology. 3. Theology. 
4. Cosmology. 

PSYCHOLOGY. 

(1.) Conception is a mere picture in the 
mind; therefore what cannot be pictured 
cannot be conceived ; therefore the Infinite, 
the Absolute,God, Essence, Matter, Motion, 
Force— anything, in short, that involves 
mediation — cannot be 'conceived; hence 
they are unknowable. 

(2.) Consciousness is self-knowing; but 



22 



Herbert Spencer. 



that subject and object are one, is impos- 
sible. We can neither know ourselves nor 
any real being. 

(3.) All reasoning or explaining is the 
subsuming of a somewhat under a more 
general category ; hence the highest cate- 
gory is unsubsumed, and hence inexpli- 
cable. 

(4.) Our intellectual faculties may be 
improved to a certain extent, and beyond 
this, no amount of training can avail any- 
thing. (Biology, vol. 1, p. 1S8.) 

(5.) The " substance of consciousness " 
is the basis of our ideas of persistence of 
Force, Matter, etc. 

(6.) All knowing is relative ; our knowl- 
edge of this fact, however, is not relative 
but absolute. 

ONTOLOGY. 

(1.) All that we know is phenomenal. 
The reality passes all understanding. In 
the phenomenon the essence is " manifest- 
ed," but still it is not revealed thereby; 
it remains hidden behind it, inscrutable to 
our perception. 

(2.) And yet, since all our knowledge is 
relative, w e have an obscure knowledge of 
the hidden and inscrutable essence of the 
correlate of our knowledge of phenomena. 
We know that it exists. 

(3.) Though what is inconceivable is for 
that reason unknowable, yet we know that 
persistence belongs to force, motion and 
matter; it is a positive result of our " men- 
tal structure," although we cannot con- 
ceive either destructibility or indestructi- 
bility. 



(4) Though self-consciousness is an 
impossibility, yet it sometimes occurs, since 
the '• substance of consciousness " is the 
object of consciousness when it decides 
upon the persistence of the Universe, and 
of Force, Matter, etc. 

THEOLOGY. 

The Supreme Being is unknown and un- 
knowable; unrevealed and unrevealable, 
either naturally or supernaturally ; for to 
reveal, requires that some one shall com- 
prehend what is revealed. The sole doc- 
trine of religion of great value is the doc- 
trine that God transcends the human intel- 
lect. When Religion professes to reveal 
Him to man and declare His attributes, 
then it is irreligious. Though God is the 
unknown, yet personality, reason, con- 
sciousness, etc., are degrading when ap- 
plied to Him. The " Thirty-nine Arti- 
cles " should be condensed into one, thus : 
There is an Unknown which I know that I 
cannot know." 

" Religions are envelopes of truth which 
reveal to the lower, and conceal to the 
higher." "They are modes of manifesta- 
tion of the unknowable." 

COSMOLOGY. 

"Evolution is a change from an indefi- 
nite, incoherent homogeneity, to a definite, 
coherent hetrogeneity ; through continu- 
ous differentiations and integrations." 
This is the law of the Universe. All pro- 
gresses to an equilibration— to a moving 
equilibrium. 



, 



Fichte's Science of Knowledge. 



23 



INTRODUCTION TO FICHTE'S SCIENCE OF KNOWLEDGE. 



TRANSLATED BY A. E. KROEGER. 



[Note.— In presenting this '-Introduction " to the readers of the Journal of Speculative Philosophy, 
we believe we afford them the easiest means of gaining an insight into Fichte's great work on the Science 
of Knowledge. The present introduction was written by Fichte in 1797, three years after the first publi- 
cation of his full system. It is certainly written in a remarkably clear and vigorous style, so as to be 
likely to arrest the attention even of those who have but little acquaintance with the rudiments of the 
Science of Philosophy. This led us to give it the preference over other essays, also written by Fichte, as 
Introductions to his Science of Knowledge. A translation of the Science of Knowledge, by Mr. Kroeger 
is at present in course of publication in New York. This article is, moreover, interesting as being a more 
complete unfolding of the doctrine of Plato upon Method, heretofore announced.— Ed.] 



PRELIMINARY REMARKS. 

De re, quae agitur, petimus, ut homines, earn non 
opinionem, sed opus esse, cogitent ac pro certo 
habeant, non sectae nos alicujus, aut placiti, sed 
ultilitatis et amplitudinis humanre fundamenta 
moliri. Deinde ut, suis commodis asqui, in com- 
mune consulant, et ipsi in partem veniant.— Baco 
de Verulamio. 

The author of the Science of Knowledge 
was soon convinced, through a slight ac- 
quaintance with the philosophical literature 
since the appearance of Kant's Critiques, 
that the object of this great man — to effect 
a total reform in the study of philosophy, 
and hence of all science — had resulted in a 
failure, since not one of his numerous suc- 
cessors appeared to understand what he 
had really spoken of. The author believed 
that he had understood the latter; he re- 
solved to devote his life to a representa- 
tion — totally independent from Kant's — of 
that great discovery, and he will not give 
up this resolve. Whether he will succeed 
better in making himself understood to his 
age, time alone can show. At all events, 
he knows that nothing true and useful, 
which has once been given to mankind, is 
lost, though only remote posterity should 
learn how to use it. 

Determined by my academical vocation, 
I wrote, in the first instance, for my hear- 
ers, with whom it was in my power to ex- 
plain myself in words until I was under- 
stood. 

This is not the place to testify how 
much cause I have to be satisfied with my 
efforts, and to entertain, of some of my 



students, the best hopes for science. That 
book of mine has also become known else- 
where, and there are various opinions 
afloat concerning it amongst the learned. 
A judgment, which even pretended to bring 
forth arguments, I have neither read nor 
heard, except from my students, but I 
have both heard and read a vast amount of 
derision, denunciation, and the general 
assurance that everybody is heartily op- 
posed to this doctrine, and the confession 
that no one can understand it. As far as 
the latter is concerned, I will cheerfully 
assume all the blame, until others shall 
represent it so as to make it comprehensi- 
ble, when students will doubtless discover 
that my representation was not so very bad 
after all; or I will assume it altogether 
and unconditionally, if the reader thereby 
should be encouraged to study the present 
representation, in which I shall endeavor 
to be as clear as possible. 1 shall con- 
tinue these representations so long as I am 
convinced that I do not write altogether in 
vain. But I write in vain when nobody 
examines my argument. 

I still owe my readers the following ex- 
planations : I have always said, and say 
again, that my system is the same as 
Kant's. That is to say, it contains the 
same view of the subject, but is totally in- 
dependent of Kant's mode of representa- 
tion. I have said this, not to cover myself 
by a great authority, or to support my 
doctrine except by itself, but in order to 
say the truth and to be just. 

Perhaps it may be proven after twenty 
vears. Kant is as yet a sealed book, and 



24 



Fichte's Science of Knowledge. 



what he has been understood to teach, is 
exactly what he intended to eradicate. 

My writings are neither to explain Kant, 
nor to he explained by his ; they must 
stand by themselves, and Kant must not be 
counted in the game at all. My object is — 
let me say it frankly — not to correct or 
amplify such philosophical reflections as 
may be current, be the}- called anti-Kant 
or Kant, but to totally eradicate them, and 
to effect a complete revolution in the mode 
of thinking regarding these subjects, so 
that hereafter the Object will be posited 
and determined by Knowledge (Reason), 
and not vice versa ; and this seriously, not 
merely in words. 

Let no one object: w 'If this system is 
true, certain axioms cannot be upheld,'* 
for I do not intend that anything should 
be upheld which this system refutes. 

Again : " I do not understand this book." 
is to me a very uninteresting and insignifi- 
cant confession. No one can and shall 
understand my writings, without having 
studied them; for they do not contain a 
lesson heretofore taught, but something — 
since Kant has not been understood — alto- 
gether new to the age. 

Censure without argument tells me 
simply that my doctrine does not please; 
and this confession is again very unim- 
portant; for the question is not at all, 
whether it pleases you or not, but whether 
it has been proven. In the present sketch 
I write only for those, in whom there 
still dwells an inner sense of love for 
truth ; who still value science and con- 
viction, and who are impelled by a lively 
zeal to seek truth. With those, who, by 
long spiritual slavery, have lost with the 
faith in their own conviction their faith 
in the conviction of others ; who consider 
it folly if anybody attempts to se"ek truth 
for himself; who see nothing in science but 
a comfortable mode of subsistence; who 
are horrified at every proposition to en- 
large its boundaries as involving a new 
labor, and who consider no means dis- 
graceful by which they can hope to sup- 
press him who makes such a proposition, — 
with those I have nothing to do. 

I should be sorry if they understood me. 
Hitherto this wish of mine has been real- 
ized; and I hope, even now, that these 
present lines will so confuse them that they 



can perceive nothing more in them than 
mere words, while that which represents 
their mind is torn hither and thither by 



their ill-concealed rage. 



INTRODUCTION. 

I. Attend to thyself; turn thine eye away 
from all that surrounds thee and into thine 
own inner self! Such is the first task im- 
posed upon the student by Philosophy. 
We speak of nothing that is without thee, 
but merely of thyself. 

The slightest self-observation must show 
every one a remarkable difference between 
the various immediate conditions of his 
consciousness, which we may also call 
representations. For some of them appear 
altogether dependent upon our freedom, 
and we cannot possibly believe that there 
is without us anything corresponding to 
them. Our imagination, our will, appears 
to us as free. Others, however, we refer 
to a Truth as their model, which is held to 
be firmly fixed, independent of us ; and in 
determining such representations, we find 
ourselves conditioned by the necessity of 
their harmony with this Truth. In the 
knowledge of them we do not consider 
ourselves free, as far as their contents are 
concerned. In short : while some of our 
representations are accompanied by the 
feeling of freedom, others are accompanied 
by the feeling of necessity . 

Reasonably the question cannot arise — 
why are the representations dependent 
upon our freedom determined in precisely 
this manner, and not otherwise? For in 
supposing them to be dependent upon our 
freedom, all application of the conception 
of a ground is rejected ; they are thus, be- 
cause I so fashioned them, and if I had 
fashioned them differently, they would be 
otherwise. 

But it is certainly a question worthy of 
reflection— what is the ground of the sys- 
tem of those representations which are ac- 
companied by the feeling of necessity and 
of that feeling of necessity itself? To 
answer this question is the object of phi- 
losophy; and, in my opinion, nothing is 
philosophy but the Science which solves 
this problem. The system of those repre- 
sentations, which are accompanied by the 
feeling of necessitv. is also called Experi- 



Fickte's Science of Knowledge. 



25 



ence — internal as well as external experi- 
ence. Philosophy, therefore, to say the 
same thing in other words, has to find the 
ground of all Experience. 

Only three objections can be raised 
against this. Somebody might deny that 
representations, accompanied by the feel- 
ins: of necessity, and referred to a Truth 
determined without any action of ours, do 
ever occur in our consciousness. Such a 
person would either deny his own know- 
ledge, or be altogether differently con- 
structed from other men ; in which latter 
case his denial would be of no concern to 
us. Or somebody might say : the question 
is completely unanswerable, we are in ir- 
removable ignorance concerning it, and 
must remain so. To enter into argument 
with such a person is altogether superflu- 
ous . The best reply he can receive is an 
actual answer to the question, and then 
all he can do is to examine our answer, 
and tell us why and in what matters it does 
not appear satisfactory to him. Finally, 
somebody might quarrel about the desig- 
nation, and assert: -'" Philosoptry is some- 
thing else than what you have stated 
above, or at least something else besides."' 
It might be easily shown to such a one, 
that scholars have at all times designated 
exactly what we have just stated to be 
Philosophy, and that whatever else he 
might assert to be Philosophy, has already 
another name, and that if this word signi- 
fies anything at all, it must mean exactly 
this Science. But as we are not inclined 
to enter upon any dispute about words, 
we, for our part, have already given iip 
the name of Philosophy, and have called 
the Science which has the solution of this 
i problem for its object, the Science of 
Knowledge . 

II. Only when speaking of something, 
which we consider accidental, i. e. which 
we suppose might also have been other- 
wise, though it was not determined by free- 
dom, can we ask for its ground; and by 
this very asking for its ground does it be- 
come accidental to the questioner. To 
find the ground of anything accidental 
means, to find something else, from the 
determined ness of which it can be seen 
why the accidental, amongst the various 
conditions it might have assumed, assumed 



precisely the one it did. The ground lies 
—by the very thinking of a ground— be- 
yond its Grounded, and both are, in so far 
as they are Ground and Grounded, opposed 
to each other, related to each other, and 
thus the latter is explained from the former. 

Now Philosophy is to discover the 
ground of all experience ; hence its object 
lies necessarily beyond all Experience. 
This sentence applies to all Philosophy, 
and has been so applied always heretofore, 
if we except these latter days of Kant's 
misconstruers and their facts of conscious- 
ness, i. e. of inner experience. 

No objection can be raised to this para- 
graph ; for the premise of our conclusion 
is a mere analysis of the above-stated con- 
ception of Philosophy, and from the prem- 
ise the conclusion is drawn. If some- 
body should wish to remind us that the 
conception of a ground must be differently 
explained, we can, to be sure, not prevent 
him from forming another conception of 
it, if he so chooses; but we declare, on 
the strength of our good right, that we, in 
the above description of Philosophy, wish 
to have nothing else understood by that 
word. Hence, if it is not to be so under- 
stood, the possibility of Philosophy, as we 
have described it, must be altogether de- 
nied, and such a denial we have replied to 
in our first section. 

III. The finite intelligence has nothing 
beyond experience; experience contains 
the whole substance of its thinking. The 
philosopher stands necessarily under the 
same conditions, and hence it seems impos- 
sible that he can elevate himself beyond 
experience. 

But he can abstract; i. e. he can separate 
by the freedom of thinking what in experi- 
ence is united. In Experience, the Thing 
— tha f which is to be determined in itself 
independent of our freedom, and in ac- 
cordance with which our knowledge is to 
shape itself— and the Intelligence— which 
is to obtain a knowledge of it— are in- 
separably united. The philosopher may 
abstract from both, and if he does, he has 
abstracted from Experience, and elevated 
himself above it. If he abstracts from the 
first, he retains an intelligence in itself. 
i. e. abstracted from its relation to experi- 
ence; if he abstract from the latter, he n- 



* 



26 



Fichte's Science of Knowledge. 



tains the Tiling in itself, i. e. abstracted 
from the fact that it occurs in experience ; 
and thus retains the Intelligence in itself, 
or the " Thing in itself,'' as the explana- 
tory ground of Experience. The former 
mode of proceeding is called Idealism, the 
latter Dogmatism. 

Only these two philosophical systems — 
and of that these remarks should convince 
everybody — are possible. According to 
the first system the representations, which 
are accompanied by the feeling of neces- 
sity, are productions of the Intelligence, 
w_hi i\h must be p resupposed in their ex- 
planation; according to the latter system 
they are the productions of a thing in itself 
wJiicJLjimsr, ]>e^ pr esuppose d, to explain 
them. If anybody desired to deny this, 
he would have to prove that there is still 
another way to go beyond experience than 
the one by means of abstraction, or that 
the consciousness of experience contains 
more than the two components just men- 
tioned. 

Now in regard to the first, it will appear 
below, it is true, that what we have here 
called Intelligence does, indeed, occur in 
consciousness under another name, and 
hence is not altogether produced by ab- 
straction ; but it will at the same time be 
shown that the consciousness of it is con- 
ditioned by an abstraction, which, how- 
ever, occurs naturally to mankind. 

We do not at all deny that it is possible 
to compose a whole system from fragments 
of these incongruous systems, and that 
this illogical labor has often been under- 
taken ; but we do deny that more than 
these two systems are possible in a logical 
course of proceeding. 

IV. Between the object — (we shall call 

the explanatory ground of experience, 

which a philosophy asserts, the object of 

that philosophy , since it appears to be only 

through and for such philosophy) — be- 

\ tween the object of Idealism and that of 

\ Dogmatism there is a remarkable distinc- 

I tion in regard to their relation to con- 

I sciousness generally. All whereof I am 

conscious is called object of consciousness. 

There are three ways in which the object 

I can be related to consciousness. Either 

it appears to have been produced by the 

representation, or as existing without any 



action of ours; and in the latter case, as 
either also determined in regard to its 
qualitativeness, or as existing merely in 
regard to its existence, while determinable 
in regard to its qualitativeness by the free 
intelligence. 

The first relation applies merely to an 
imaginary object ; the second merely to an 
object of Experience ; the third applies 
only to an object, which we shall at once 
proceed to describe. 

I can determine myself by freedom to 
think, for instance, the Thing in itself of 
the Dogmatists. Now if I am to abstract 
from the thought and look simply upon 
myself, I myself become the object of a 
particular representation. That I appear 
to myself as determined in precisely this 
manner, and none other, e. g. as thinking, 
and as thinking of all possible thoughts — 
precisely this Thing in itself, is to depend 
exclusively upon my own freedom of self- 
determination ; I have made myself such a 
particular object out of my own free will. 
I have not made myself; on the contrary, I 
am forced to think myself in advance as 
determinable through this self-determina- 
tion. Hence 1 am myself my own object, 
the determinateness of which, under cer- 
tain conditions, depends altogether upon 
the intelligence, but the existence of which 
must always be presupposed. Now this 
very "I" is the object of Idealism. The 
object of this system does not occur actu- 
ally as something real in consciousness, 
not as a Thing in itself — for then Idealism 
would cease to be what it is, and become 
Dogmatism — but as "J" in itself; not as 
an object of Experience — for it is not de- 
termined , but is exclusively determinable 
through my freedom, and without this de- 
termination it would be nothing, and is 
really not at all— but as something beyond 
all Experience. 

The object of Dogmatism, on the con- 
trary, belongs to the objects of the first 
class, which are produced solely by free 
Thinking. The Thing in itself is a mere 
invention, and has no reality at all. It 
does not occur in Experience, for the sys- 
tem of Experience is nothing else than 
Thinking accompanied by the feeling of 
necessity, and can not even be said to be 
anything else by the dogmatist, who, like 
every philosopher, has to explain its cause. 



Ft elite's Science of Knowledge. 



27 



True the dogmatist wants to obtain re- 
ality for it through the necessity of think- 
ing it as a ground of all experience, and 
would succeed, if he could prove that ex- 
perience can be, and can be explained only 
by means of it. But this is the very thing 
in dispute, and he cannot presuppose what 
must first be proven. 

Hence the object of Idealism has this 
advantage over the object of Dogmatism, 
that it is not to be deduced as the explana- 
tory ground of experience — which would 
be a contradiction, and change this system 
itself into a part of experience — but that 
it is, nevertheless, to be pointed out as a 
part of consciousness ; whereas, the object 
of Dogmatism can pass for nothing tut a 
mere invention, which obtains validity 
only through the success of the system . 

This we have said merely to promote a 
clearer insight into the distinction between 
the two systems, but not to draw from it 
conclusions against the latter sj^stem. 
That the object of every philosophy, as 
explanatory ground of Experience, must 
lie beyond all experience, is required by 
the very nature of philosophy, and is far 
from being derogatory to a system. But 
we have as yet discovered no reasons why 
that object should also occur in a partic- 
ular manner within consciousness. 

If anybody should not be able to convince 
Mmself of the truth of what we have just 
said, this would not make his convictiou 
of the truth of the whole system an impos- 
sibiltty, since what we have just said was 
only intended as a passing remark. Still 
in conformity to our plan we will also here 
take possible objections into consideration. 
Somebody might deny the asserted im- 
mediate self-consciousness in a free act of 
\rhe mind. Such a one we should refer to 
the conditions stated above. This self- 
consciousness does not obtrude itself upon 
us, and comes not of its own accord; it is 
necessary first to act free and next to ab- 
stract from the object, and attend to one's 
self. Nobody can be forced to do this 
and though he may say he has done it, it 
is impossible to say whether he has done it 
correctly. In one word, this conscious- 
ness cannot be proven to any one, but 
everybody must freely produce it within" 
himself. Against the second assertion, 
that the '-Thing in itself is a mere in- 



vention, an objection could only be raised, 
because it were misunderstood. 

V. Neither of these two systems can di- 
rectly refute the other ; for their dispute is 
a dispute about the first principle: each, 
system if you only admit its first axiom — 
proves the other one wrong, each denies 
all to the opposite and these two systems 
have no point in common from which they 
might bring about a mutual understanding 
and reconciliation. Though they ma}' agree 
on the words of a sentence, they will sure- 
ly attach a different meaning to the words. 

(Hence the reason why Kant has not 
been understood and why the Science of 
Knowledge can find no friends. The sys- 
tems of Kant and of the Science of Knowl- 
edge are idealistic — not in the general in- 
definite, but in the just described definite 
sense of the word; but the modern phi- 
losophers are all of them dogmatists, and 
are firmly resolved to remain so. Kant 
was merely tolerated, because it was possi- 
ble to make a dogmatist out of him ; but 
the Science of Knowledge, which cannot 
be thus construed, is insupportable to these 
wise men. The rapid extension of Kant's 
philosophy — when it was thus misunder- 
stood — is not a proof of the profundity, 
but rather of the shallowness of the age. 
For in this shape it is the most wonderful 
abortion ever created by human imagina- 
tion, and it does little honor to its defend- 
ers that they do not perceive this. It 
can also be shown that this philosophy was 
accepted so greedily only because people 
thought it would put a stop to all serious 
speculation, and continue the era of shal- 
low Empiricism.) 

First. Idealism cannot refute Dogma- 
tism. True, the former system has the ad- 
vantage, as we have already said, of being 
enabled to point out its explanatory ground 
of all experience— the free acting intelli- 
gence— as a fact of consciousness. This 
fact the dogmatist must also admit, for 
otherwise he would render himself incapa- 
ble of maintaining the argument with his 
opponent ; but he at the same time by a cor- 
rect conclusion from hi.- principle, changes 
this explanatory ground into a deception 
and appearance, and thus renders it inca- 
pable of being the explanatory ground of 
anything else since it cannot maintain its 



, 



28 



Fickte's Science of Knowledge. 



own existence in its own philosophy. Ac- 
cording to the Dogmatist, all phenomena 
of our consciousness are productions of a 
Thing in itself, even our pretended deter- 
minations by freedom, and the belief that 
we are free. This belief is produced by 
the effect of the Thing upon ourselves, and 
the determinations, which we deduced from 
freedom, are also produced by it. The only 
difference is. that we are not aware of it in 
these cases, and hence ascribe it to no 
cause, i. e. to our freedom. Every logical 
dogmatist is necessarily a Fatalist ; he does 
not deny the fact of consciousness, that we 
•consider ourselves free — for this would be 
against reason ; — but he proves from his 
principle that this is a false view. He de- 
nies the independence of the Ego, which is 
the basis of the Idealist, in toto, makes it 
merely a production of the Thing, an acci- 
dence of the World; and hence the logical 
dogmatist is necessarily also materialist. 
He can only be refuted from the postulate 
of the freedom and independence of the 
Ego; but this is precisely what he denies. 
Neither can the dogmatist refute the Ideal- 
ist. 

The principle of the former, the Thing 
in itself, is nothing and has no reality, as 
its defenders themselves must admit, ex- 
cept that which it is to receive from the fact 
that experience can be explained only* 
by it. But this proof the Idealist annihi- 
lates by explaining experience in another 
manner, hence by denying precisely what 
dogmatism assumes. Thus the Thing in 
itself becomes a complete Chimera ; there 
is no farther reason why it should be as- 
sumed; and with it the whole edifice of 
dogmatism tumbles down. 

From what we have just stated, is more- 
over evident the complete irreconcilabilty 
of both systems ; since the results of the 
one destroy those of the other. Wherever 
their union has been attempted the mem- 
bers would not fit together, and somewhere 
an immense gulf appeared which could not 
be spanned. 

If any one were to deny this he would 
have to prove the possibility of such a 
union— of a union which consists in an 
everlasting composition of Matter and 
Spirit, or, which is the same, of Necessity 
and Liberty. 

Now since, as far as we can see at pres- 



ent, both systems appear to have the same 
speculative value, but since both cannot 
stand together, nor yet either convince the 
other, it occurs as a very interesting ques- 
tion: What can possibly tempt persons who 
comprehend this — and to comprehend it is 
so very easy a matter — to prefer the one 
over the other ; and why skepticism, as the 
total renunciation of an answer to this 
problem, does not become universal ? 

The dispute between the Idealist and the 
Dogmatist is. in reality, the question.' 
whether the independence of the Ego is 
to be sacrificed to that of the Thing, or vice 
versa? What, then, is it which induces 
sensible men to decide in favor of the one 
or the other? 

The philosopher discovers from this point 
of view — in which he must necessarily place 
himself, if he wants to pass for a philos- 
opher, and which in the progress of Think- 
ing, every man necessarily occupies sooner 
or later. — nothing farther than that he 
is forced to represent to himself both : 
that he is free, and that there are de- 
termined things outside of him. But it 
is impossible for man to stop at this 
thought; the thought of a representation 
is but a half a thought, a broken off frag- 
ment of a thought;* something must be 
thought and added to it, as corresponding 
with the representation independent of i{P 
In other words : the representation cannot 
exist alone by itself, it is only something 
in connection with something else, and in 
itself it is nothing. This necessity of think- 
ing it is , which forces one from that point- 
of view to the question : What is the ground 
of the representations V or, which is exact- 
ly the same, What is that which corre- 
sponds to them? 

Now r the representation of the independ- 
ence of the Ego and that of the Thing can 
very well exist together but not the inde- 
pendence itself of both. Only one can be 
the first, the beginning the independent; 
the second by the very fact of being the 
second, becomes necessarily dependent 
upon the first, with which it is to be con- 
nected—now which of the two is to be 
made the first'? Reason furnishes no ground 
for a decision ; since the question concerns 
not the connecting of one link with an- 
other, but the commencinent of the first 
link, which as an absolute first act is alto- 



Ficltte's Science of Knowledge. 



29 



gether conditional upon the freedom of 
Thinking. Hence the decision is arbitra- 
ry ; and since this arbitrariness is never- 
theless to have a cause, the decision is de- 
pendent upon inclination and interest. The 
last ground, therefore, of the difference 
between the Dogmatist and the Idealist is 
the difference of their interest. 

The highest interest, and hence the 
ground of all other interest, is that which 
we feel for ourselves. Thus with the Phil- 
osopher. Not to lose his Self in his argu- 
mentation, but to retain and assert it. this 
is the interest which unconsciously guides 
all his Thinking. Now, there are two 
grades of mankind ; and in the progress 
of our race, before the last grade has been 
universally attained, two chief kinds of 
men. The one kind is composed of those 
who have not yet elevated themselves to 
the full feeling of their freedom and abso- 
lute independence, who are merely con- 
scious of themselves in the representation 
of outward things. These men have only 
a desultory consciousness, linked together 
with the outward objects , and put together 
out of their manifoldness . They receive a 
picture of their Self only from the Things, 
as from a mirror; for their own sake they 
cannot renounce their faith in the inde- 
pendence of those things, since they exist 
only together with these things. What- 
ever the}' are they have become through* 
the outer World- AYhosoever is only a 
production of the Things will never view 
himself in any other manner; and he is 
perfectly correct, so long as he speaks 
merely for himself and for those like him. 
The principle of the dogmatist is : Faith 
in the things, for their own sake; hence, 
mediated Faith in their own desultory self, 
as simply the result of the Things. 

But whosoever becomes conscious of his 
self-existence and independence from all 
outward things — and this men can only be- 
come by making something of themselves, 
through their own Self, independently of 
all outward things — needs no longer the 
Tilings as supports of his Self, and cannot 
use them, because they annihilate his inde- 
pendence and turn it into an empty appear- 
ance. The Ego which he possesses, and 
which interests him. destroys that Faith in 
the Things; he believes in his independ- 
ence, from inclination, and '■• it with 



affection. His Faith in himself is imme- 
diate. 

From this interest the various passions 
are explicable, which mix generally with 
the defence of these philosophical systems. 
The dogmatist is in danger of losing his 
Self when his system is attacked; and yet 
he is not armed against this attack, because 
there is something within him which takes 
part with the aggressor ; hence, he defends 
himself with bitterness and heat. The 
idealist, on the contrary, cannot well re- 
frain from looking down upon his opponent 
with a certain carelessness, since the latter 
can tell him nothing which he has not 
known long ago and has cast away as use- 
less. The dogmatist gets angry, miscon- 
strues, and would persecute, if he had the 
power ; the idealist is cold and in danger of 
ridiculing his antagonist. 

Hence, w hat philosophy a man chooses 
depe nds entirely upon what kind_of man 
he is; for a philosophical S3 r stem is not a) 
piece of dead household furniture, which i 
you may use or not use, but is animated j 
by the soul of the man who has it. Men i 
of a naturally weak-minded character, or* 
who have become weak-minded and crook- I 
ed through intellectual slavery, scholarly 
luxury and vanity, will never elevate them-. 
selves to idealism. 

You can show the dogmatist the insuffi- 
ciency and inconsequence of his system, of 
which we shall speak directly; you can 
confuse and terrify him from all sides ; but 
you cannot convince him, because he is 
unable to listen to and examine with calm- 
ness what he cannot tolerate. If Idealism 
should prove to be the only real Phirosophy . 
it will also appear that a man must be born 
a philosopher, be educated to be one. and 
educate himself to be one; but that no 
human art (no external force) can make a 
philosopher out of him. Hence, this Sci- 
ence expects few proselytes from men who 
have already formed their character; if 
our Philosoplry has any hopes at all. it 
entertains them rather from the young 
generation, the natural vigor of which has 
not yet been submerged in the weak-mind- 
edness of the age. r= 



VI. But dogmatism is totally incapable 
of explaining what it should explain, and 
this is deci-ive in regard to its insufficien- 



30 



Fichte's Science of Knowledge. 



cy. It is to explain the representation of 
things, and proposes to explain them as an 
effect of the Things. Now, the dogmatist 
cannot deny what immediate conscious- 
ness asserts of this representation. ! What, 
then, does it assert thereof? It is not my 
purpose here to put in a conception what 
can only be gathered in immediate contem- 
plation, nor to exhaust that which forms a 
great portion of the Science of Knowledge. 
I will merely recall to memory what every 
one, who has but firmly looked within him- 
self, must long since have discovered. 

The Intelligence, as such, sees itself, and 
this seeing of itself is immediately con- 
nected with all that appertains to the Intel- 
ligence; and tin's immediate uniting of 
Being and Seeing the nature of the Intel-* 
ligence consists. Whatever is in the Intel- 
ligence, whatever the Intelligence is itself, 
the Intelligence is for itself, and only in 
so far as it is this for itself is it this, as 
Intelligence. 

I think this or that object ! Now what 
does this mean, and how do I appear to 
myself in this Thinking? Not otherwise 
than thus : I produce certain conditions 
within myself, if the object is a mere in- 
vention; buc if the objects are real and 
exist without my invention, I simply con- 
template, as a spectator, the production of 
those conditions within me. They are 
within me only in so far as I contemplate 
them; my contemplation and their Being 
are inseparably united. 

A Thing, on the contrary, is to be this 
or that; but as soon as the question is put: 
For whom is it this? Nobody, who but 
comprehends the word, will reply: For 
itself ! But he will have to add the 
thought of an Intelligence, for which the 
Thing is to be; while, on the contrary, the 
Intelligence is self-sufficient and requires 
no additional thought. By thinking it as 
the Intelligence you include already that 
for which it is to be. Hence, there is in 
the Intelligence, to express myself figura- 
tively a twofold — Being and Seeing, the 
Beal and the Ideal ; and in the inseparabil- 
ity of ibis twofold the nature of the Intelli- 
gence consists, while the Thing is simply 
a unit — the Real. Hence Intelligence and 
Tiling are directly opposed to each other; 
they move in two worlds, between which 
there is no bridge. 



The nature of the Intelligence and its 
particular determinations Dogmatism en- 
deavors to explain by the principle of 
Causality ; the Intelligence is to be a pro- 
duction, the second link in a series. 

But the principle of causality applies to 
a real series, and not to a double one. The 
power of the cause goes over into an Other 
opposed to it, and produces therein a Be- 
ing, and nothing^Jurther ;;__ a Being for a 
possible outside /Intelligence? but not for 
the thing itself. You may give this Other 
even a mechanical power, and it will trans- 
fer the received impression to the next 
link, and thus the movement proceeding 
from the first may be transferred through 
as long a series as you choose to make ; 
but nowhere will you find a link which re- 
acts back upon itself. Or give the Other 
the highest quality which you can give a 
thing — Sensibility — whereby it will follow 
the laws of its own inner nature, and not 
the law given to it by the cause — and it 
will, to be sure, react upon the outward 
cause ; but it will, nevertheless, remain a 
mere simple Being, a Being for a possible 
intelligence outside of it. The Intelligence 
you will not get, unless you add it in think- 
ing as the primary and absolute, the con- 
nection of which, with this your independ- 
ent Being, you will find it very difficult to 
explain . 

The series is and remains a simple one ; 
and you have not at all explained what was 
to be explained. You were to prove the 
connection between Being and Represen- 
tation ; but this you do not, nor can you 
do it; for your principle contains merely 
the ground of a Being, and not of a Repre- 
sentation, totally opposed to Being. You 
take an immense leap into a world, totally 
removed from your principle. This leap 
they seek to hide in various ways. Rig- 
orously — and this is the course of con- 
sistent dogmatism, which thus becomes 
materialism; — the soul is to them no Thing 
at all, and indeed nothing at all, but merely 
a production, the result of the reciprocal 
action of Things amongst themselves. But 
this reciprocal action produces merely a 
change in the Tilings, and b}' no means 
anything apart from the Things, unless you 
add an observing intelligence. The similes 
which they adduce to make their system 
comprehensible, for instance, that of the 



Fichte's Science oj Knmmedye. 



31 



harmony resulting from sounds of different 
instruments, make its irrationality only 
more apparent. For the harmony is not in 
the instruments, hut merely in the mind of 
the hearer, who combines within himself 
* the manifold into One; and unless you 
have such a hearer there is no harmony at 
all. 

But who can prevent Dogmatism from 
assuming the Soul as one of the Things, 
per se? The soul would thus belong to 
what it has postulated for the solution of 
its problem, and, indeed, the category of 
cause and effect would thereby be made 
applicable to the Soul and the Things — 
materialism only permitting a reciprocal 
action of the Things amongst themselves — 
and thoughts might now be produced. To 
make the Unthinkable thinkable. Dogma- 
tism has, indeed, attempted to presuppose 
Thing or the Soul, or both, in such a man- 
: ner, that the effect of the Thing was to 
produce a representation. The Thing, as 
I influencing the Soul, is to be such, as to 
i make its influences representations; God, 
'for instance, in Berkeley's system, was such 
a thing. (His system was dogmatic, not 
idealistic.) But this does not better mat- 
ters; we understand only mechanical 
effects, and it is impossible for us to under- 
stand any other kind of effects. Hence, 
that presupposition contains merely words, 
but there is no sense in it. Or the soul 
is t o be of such a nature that every effect 
upon the Soul turns into a representation. 
But this also we find it impossible to 
understand. 

In this manner Dogmatism proceeds 
everywhere, whatever phase it may as- 
sume. In the immense gulf, which in that 
system remains always open between 
Things and Representations, it places a 
few empty words instead of an explanation, 
which words may certainly be committed 
to memory, but in saying which nobody has 
ever yet thought, nor ever will think, any- 
thing. For whenever one attempts to think 
the manner in which is accomplished what 
Dogmatism asserts to be accomplished, the 
whole idea vanishes into emp r^fo am. 
Hence Dogmatism can only repWt its 
principle, and repeat it in different forms; 
can only assert and re-assert the same 
thing ; but it can not proceed from what it 
asserts to what is to be explained. m>r ever 



deduce the one from the other. But in 
this deduction Philosophy consists. Hence 
Dogmatism, even when viewed from a 
speculative stand-point, is no Philosophy ^ 
at all, but merely an impotent assertion. 
Idealism is the only possible remaining 
Philosophy. What we have here said can 
meet with no objection; but it may well 
meet with incapability of understanding it. 
That all influences are of a mechanical 
nature, and that no mechanism can pro- 
duce a representation, nobody will deny, 
who but understands the words. But this 
is the very difficulty. It requires a certain 
degree of independence and freedom of 
spirit to comprehend the nature of the in- 
telligence, which we have described, and 
upon which our whole refutation of Dog- 
matism is founded. Many persons have 
not advanced further with their Thinking 
than to comprehend the simple chain of 
natural mechanism, and very naturally. 
therefore,the Representation, if they choose 
to think it at all. belongs, in their eyes, to 
the same chain of which alone they have 
any knowledge. The Representation thus 
becomes to them a sort of Thing of which 
we have divers examples in some of the 
most celebrated philosophical writers. 
For such persons Dogmatism is sufficient ; 
for them there is no gulf, since the opposite 
does not exist for them at all. Hence you 
can not convince the Dogmatist by the 
proof just stated, however clear it may be, 
for you can not bring the proof to his 
knowledge, since he lacks the power to 
comprehend it. 

Moreover, the manner in which Dogma- 
tism is treated here, is opposed to the mild 
way of thinking which characterizes our 
age, and which, though it has been exten- 
sively accepted in all ages, has never been 
converted to an express principle except in 
ours; i.e. that philosophers must not be 
so "strict in their logic; in philosophy one 
should not be so particular, as for instance, 
in Mathematics. If persons of this mode 
of thinking see bijt a few links of the 
chain and the rule, according to which 
conclusions are drawn, they at once fill up 
the remaining part through their imagina- 
tion, never investigating further of what 
they-*may consist. If. for instance, an 
Alexander Voii-Ioch tell them: "All 
things are determined by natural neees- 



\ 



32 



Fichte's Science of Knowledge. 



sity; now our representations depend 
upon the condition of Things, and our will 
depends upon our representations : hence 
all our will is determined by natural neces- 
sity, and our theory of a free will is mere 
deception!"— then these people think it 
mightily comprehensible and clear, al- 
though there is no sense in it; and they go 
away convinced and satisfied at the strin- 
gency of this his demonstration. 

I must call to mind, that the Science of 
Knowledge does not proceed from this 
mild way of thinking, nor calculate upon 
it. If only a single link in the long chain 
it has to draw does not fit closely to the 
following, this Scieh.ce does not pretend to 
have established anyBfcing. 

VII. Idealism, as we have said above, 
explains the determinations of conscious- 
ness from the activity of the Intelligence, 
which, in its view, is only active and abso- 
lute, not passive; since it is postulated 

\ as the first and highest, preceded by noth- 
ing, which might explain its passivity. \is not applicable in 
From the same reason actual Existence can The laws of actl 

not well be ascribed to the Intelligence, 
since such Existence is the result of recip- 
rocal causality, but there is nothing where- 
with the Intelligence might be placed in 
reciprocal causality. From the view of 
Idealism, the Intelligence is a Doing, and 
absolutely nothing else; it is even wrong- 
to call it an Active, since this expression 

j points to'something existing, in which the 
activity is inherent. 

But to assume anything of this kind is 
against the principle of Idealism, which 
proposes to deduce all other things from 
the Intelligence. Now certain determined 
representations — as, for instance, of a 
world, of a material world in space, exist- 
ing without any work of our own — are to 
be deduced from the action of the Intelli- 
gence; but you can not deduce anything 
determined from an undetermined; the 
form of all deductions, the category of 

I ground and sequence, is not applicable 



supposition of Idealism will be this : the 
Intelligence acts, but by its very essence it ' 
can only act in a certain manner. If this ! 
necessary manner of its action is consid-] 
ered apart from the action, it may properly, 
be called Laws of Action. Hence, there! 
are necessary laws of the Intelligence. 

This explains also, at the same time, the ■ 
feeling of necessity which accompanies [ 
the determined representations; the Intel-! 
ligence experiences in those cases, not anj 
impression from without, but feels in its! 
action the limits of its own Essence. In 
so far as Idealism makes this only reason- \ 
able and really explanatory presupposition : 
of necessary laws of the Intelligence, it is! 
called Critical or Transcendental Idealism, i 
A transcendenjt Idealism would be a sys- 
tem which were to undertake a deduction 
of determined representations from the 
free and perfectly lawless action of the 
Intelligence: an altogether contradictory 
presupposition, since, as we have said 
above, the category of ground and sequence 
that case. 
tion of the Intelligence, T 
as sure as they are to be founded in the 
one nature of the Intelligence, constitute 
in themselves a system ; that is to say. the 
fact that the Intelligence acts in this par- 
ticular manner under this particular con- 
dition is explainable, and explainable be- 
cause under a condition it has always a 
determined mode of action, which again is 
explainable from one highest fundamental 
law. In the course of its action the Intel- 
ligence gives itself its own laws; and this 
legislation itself is done by virtue of a 
higher necessary action or Representation. 
For instance, the law of Causality is not a 
first original law, but only one of the many 
modes of combining the manifold, and to 
be deduced from the fundamental law of 
this combination; this law of combining 
the manifold is again, like the manifold 
itself, to be deduced from higher laws. 

Hence, even Critical Idealism can pro- 
ceed in a twofold manner. Either it de- 



here. Hence the action of the Intelligence, duces this system of necessary modes of 



which is made the ground, must be a de- 
termined action, and since the action of 
the Intelligence itself is the highest ground 
of explanation, that action must be so de- 
f termined by the Intelligence itself, and not 
by anything foreign to it. Hence the pre- 



action, and together with it the objective 
representations arising therefrom, really 
from the fundamental laws of the Intelli- 
gence, and thus causes gradually to arise 
under the very eyes of the reader or hearer 
the whole extent ot our representations ; orjl 



/ 



Fichte's Science of Knoivledge. 



33 



it gathers these laws — perhaps as they are 
already immediately applied to ohjects ; 
hence, in a lower condition, and then they 
are called categories — gathers these laws 
somewhere, and now asserts, that the ob- 
jects are determined and regulated by 
them. 

I ask the critic who follows the last- 
mentioned method, and who does not de- 
duce the assumed laws of the Intelligence 
from the Essence of the Intelligence, 
where lie gets the material knowledge of 
these laws, the knowledge that they are 
just these very same laws ; I for instance, 
that of Substantiality or Causality? For 
I do not want to trouble him yet with the 
question, how he knows that they are mere 
immanent laws of the Intelligence. They 
are the laws which are immediately applied 
to objects and he can only have obtained 
them by abstraction from these objects, 
i. e. from Experience. It is of no avail if 
he takes them, by a roundabout way, from 
logic, for logic is to him only the result 
of abstraction from the objects, and hence 
lie would do indirectly, what directly might 
^ appear too clearly in its true nature. 
Hence he can prove by nothing that his 
postulated Laws of Thinking are really 
Laws of Thinking, are really nothing but 
immanent laws of the Intelligence. The 
Dogmatist asserts in opposition, that they 
are not, but that they are general quali- 
ties of Things, founded on the nature of 
Things, and there is no reason why we 
should place more faith in the unproved 
assertion of the one than in the unproved 
assertion of the other. This course of pro- 
ceeding, indeed, furnishes no understand- 
ing that and why the Intelligence should 
i just in this particular manner. To pro- 
ire such an understanding, it would be 
cessary to premise something which can 
ily appertain to the Intelligence, and 
from those premises to deduce before our 
yes the laws of Thinking - . 
By such a course of proceeding it is 
•above all incomprehensible how the object 
j itself is obtained ; for although you may 
; admit the unproved postulates of the critic 
' they explain nothing further than the 
qualities and relations of the Thing: (that 
jit is, for instance, in space, manifested in 
j time, with aceidences which must be re- 
ferred to a substance, &e.) But whence 

3 



that which has these relations and quali- 
ties ? whence then the substance which 
is clothed in these forms V This substance 
Dogmatism takes refuge in, and you have 
but increased the evil. 

We. .know very well: the Thing arises 
only from an act done in accordance with 
these laws, and is, indeed, nothing else than 
all these relations gathered together by the 
power of imagination ; and all these rela- 
tions together are the Thing. The Object j 
is the original Synthesis of all these con- 
ceptions. Form and Substance are not 
separates; the whole formness is the sub- 
stance, and only in the analysis do we ar- 
rive at separate forms. 

But this the critic, who follows the ab ove 
method , can, only as sert, and it is even a 
secret whence he knows it. if he does know 
it. Until you cause the whole Thing to 
arise before the eyes of the thinker, you 
have not pursued Dogmatism into its last 
hiding places. But this is only possible 
by letting the intelligence act in its whole, 
and not in its partial, lawfulness. 

Hence, an Idealism of this character is 
unproven and unprovable. Against Dog- 
matism it has no other weapon than the 
assertion that it is in the right ; and against 
the more perfected criticism no other wea- 
pon than impotent anger, and the assu- 
rance that you can go no further than itself 
goes. 

Filially a system of this character puts 
forth only those laws, according to which 
the objects of external experience are de- 
termined. But these constitute by far the 
smallest portion of the laws of the Intelli- 
gence. Hence, on the field of Practical Rea- 
son and of Reflective Judgment, this half 
criticism, lacking the insight into the 
whole procedure of reason, gropes about 
as in total darkness. 

The method of complete transcendental 
Idealism, which the Science of Knowledge/ 
pursues, I have explained once before in 
my Essay, On the Conception of the Science 
of Knowledge. I cannot understand why 
that Essay has not been understood; but 
suffice it to say. that I am assured it has 
not been understood. I am therefore com- 
pelled to repeat what 1 have said, audio 
recall to mind that everything depends 
upon the correct understanding thereof. 

This Idealism proceeds from a single 






34 



Fichte's Science of Knotvledge. 



fundamental Law of Reason, which, is im- 
mediately shown as contained in con- 
sciousness. This is done in the following 
manner : The teacher of that Science re- 
quests his reader or hearer to think freely 
a certain conception. If he does so, he will 
find himself forced to proceed in a partic- 
ular manner. Two things are to be distin- 
guished here : The act of Thinking, which is 
required — the realization of which depends 
upon each individual's freedom, — and un- 
less he realizes it thus, he will not under- 
stand anything which the Science of 
Knowledge teaches; and the necessary 
manner in which it alone can be realized, 
which manner is grounded in the Essence 
of the Intelligence, and does not depend 
upon freedom ; it is something necessary, 
but which is only discovered in and to- 
gether with a free action ; it is something 
discovered, but the discovery of which de- 
pends upon an act of freedom. 

So far as this goes, the teacher of Ideal- 
ism shows his assertion to be contained in 
immediate consciousness. But that this 
necessary manner is the fundamental law 
of all reason, that from it the whole sys- 
tem of our necessary representations, not 
only of a world and the determinedness and 
relations of objects, but also of ourselves, 
as free and practical beings acting under 
laws can be deduced . All this is a mere 
presupposition, which can only be proven 
by the actual deduction, which deduction is 
therefore the real business of the teacher. 

In realizing this deduction, he proceeds 
as follows : He shows that the first funda- 
mental laio which toas discovered in im- 
mediate consciousness, is not possible, unless 
a second action is combined with it, which 
again is not possible without a third action ; 
and so on, until the conditions of the First 
are completely exhausted, and itself is now 
made perfectly comprehensible in its possi- 
bility. The teacher's method is a contin- 
ual progression from the conditioned to 
the condition. The condition becomes 
again conditioned, and its condition is next, 
to be discovered. 

If the presupposition of Idealism is cor- 
rect, and if no errors have been made in 
the deduction, the last result, as containina' 
all the conditions of the first act, must con- 
tain the system of all necessary representa- 
tions, or the total experience; — a compari- 



son, however, which is not instituted in 
Philosophy itself, but only after that sci- 
ence has finished its work. 

For Idealism has not kept this experi- 
ence in sight, as the preknown object and 
result, which it should arrive at; in its 
course of proceeding it knows nothing at 
'at all of experience, and does not look upon 
it: it proceeds from its starting point ac- 
cording to its rules, careless as to what the 
result of its investigations might turn out 
to be, the right angle, from which it has 
to draw its straight line, is given to it ; is 
there any need of another point to which 
the line should be drawn? Surely not; for 
all the points of its line are already given 
to it with the angle. A certain number is 
given to you. You suppose that it is 
the product of certain factors. All you 
have to do is search for the product of 
these factors according to the well-known 
rules. Whether that product will agree 
with the given number, you will find out, 
without any difficulty, as soon as you have 
obtained it. The given number is the total 
experience ; those factors are : the part of 
immediate consciousness which was dis- 
covered, and the laws of Thinking; the 
multiplication is the Philosophizing. Those 
who advise you, while philosophizing, also 
to keep an eye upon experience, advise 
you to change the factors a little, and to 
multiply falsely, so as to obtain by all 
means corresponding numbers ; a course of 
proceeding as dishonest a3 it is shallow. 
In so far as those final results of Idealism 
are viewed as such, as consequences of our 
reasoning, they are what is called the a 
priori of the human mind; and in so far 
as they are viewed, also — if they should 
agree with experience — as given in expe- 
rience, they are called a posteriori. Hence 
the a priori and the a posteriori are, in a 
true Philosophy, not two, but one and the 
same, only viewed in two different ways, 
and distinguished only by the manner in 
which they are obtained . Philosophy an- 
ticipates the whole experience, thinks it 
only as necessary; and. in so far, Philoso- 
phy is, in comparison with real experience. 
a priori. The number is a posteriori, if re- 
garded as given; the same number is a 
priori, if regarded as product of the fac- 
tors. Whosoever says otherwise knows 
not what he talks about. 



Fichte's Science oj Knowledge. 



35 



If the results of a Philosophy do not 
agree with experience, that Philosophy is 
surely wrong; for it has not fulfilled its 
> promise of deducing the whole experience; 
from the necessary action of the intelli- 
gence. In that case, either the presuppo- 
sition of transcendental Idealism is alto- 
gether incorrect, or it has merely been in- 
correctly treated in the particular repre- 
sentation of that science. Now, since the 
problem, to explain experience from its 
ground, is a problem contained in human 
reason, and as no rational man will admit 
that human reason contains any problem 
the solution of which is altogether impos- 
sible ; and since, moreover, there are only 
two ways of solving it, the dogmatic sys- 
tem, (which, as we have shown, cannot 
accomplish what it promises) and the Ideal- 
istic system, every resolute Thinker will 
always declare that the latter has been the 
case; that the presupposition in itself is 
correct enough, and that no failure in at- 
tempts to represent it should deter men 
from attempting it again until finally it 
must succeed. The course of this Ideal- 
ism proceeds, as we have seen, from a fact 
of consciousness — but which is only obtain- 
ed by a free act of Thinking — to the total 
experience. Its peculiar ground is be- 
V tween these two. It is not a fact of con- 
sciousness and does not belong within the 
sphere of experience; and, indeed, how 
could it be called Philosophy if it did, since 
Philosophy has to discover the ground of 
experience, and since the ground lies, of 
course, beyond the sequence. It is the 
production of free Thinking, but proceed- 
ing according to laws. This will be at once 
clear, if we look a little closer at the funda- 
mental assertion of Idealism. It proves 
i that the Postulated is not possible without 
a second, this not without a third, etc., &c. ; 
hence none of all its conditions is possible 
alone and by itself, but each one is only 
possible in its union with all the rest". 
Hence, according to its own assertion, only 
the Whole is found in consciousness, and 
this Whole is the experience. You want 
to obtain a better knowledge of it; hence 
you must analyze it, not bj r blindly groping 
about, but according to the fixed rule of 
composition, so that it arises under your 
eyes as a Whole. You are enabled to do 
this because you have the power of ab- 



straction ; because in free Thinking you can 
certainly take hold of each single condi- 
tion. For consciousness contains not only 
necessity of Kepresentations, but also free- 
dom thereof; and this freedom again may 
proceed according to rules. The Whole is 
given to you from the point of view of ne- 
cessary consciousness ; you find it just as 
you find yourself. But the composition of 
this Whole, the order of its arrangement, 
is produced by freedom. Whosoever un- 
dertakes this act of freedom, becomes con- 
scious of freedom, and thus establishes, as 
it were, a new field within his conscious- 
ness ; whosoever does not undertake it, for 
him this new field, dependent thereupon, 
does not exist. The chemist composes a 
bodj-, a metal for instance, from its ele- 
ments. The common beholder sees the 
metal well known to him ; the chemist be- 
holds, moreover, the composition thereof 
and the elements which it comprises. Do 
both now see different objects'? I should 
think not! Both see the same, only in a 
different manner. The chemist's sight is, 
a priori ; he sees the separates ; the ordi- 
nary beholder's sight is a posteriori; he 
sees the Whole. The only distinction is 
this: the chemist must first analyze the 
Whole before he can compose it, because 
he works upon an object of which he can- 
not know the rule of composition before 
he has analyzed it ; while the philosopher 
can compose without a foregoing analysis, 
because he knows already the rule of his 
object, of reason. 

Hence the content of Philosophy can 
claim no other reality than that of neces- 
sary Thinking, on the condition that you 
desire to think of the ground of Expe- 
rience. The Intelligence can only be 
thought as active, and can only be thought 
active in this particular manner! Such is 
the assertion of Philosophy. And this 
reailty is perfectly sufficient for Philosophy, 
since it is evident from the development of 
that science that there is no other reality. 

This now described complete critical 
Idealism, the Science of Knowledge intends 
to establish. What I have said just now 
contains the conception of that science, and 
I shall listen to no objections which may 
touch this conception, since no one can 
know better than myself what I intend to 
accomplish, and to demonstrate the impos- 



36 



Hegel's Philosophy of Art. 



sibility of a thing which is already realized, 
is ridiculous. 

Objections, to he legitimate, should only 
be raised against the elaboration of that 



conception, and should only consider 
whether it has fulfilled what it promised to 
accomplish or not. 



ANALYTICAL AND CRITICAL ESSAY UPON THE .ESTHETICS 



OF HEGEL. 



[Translated from the French of .M. Ch. B6nard by J. A. Martling.] 



ANALYSIS. 



PAKT J. 



Having undertaken to translate into our 
language the .Esthetics of Hegel, we hope 
to render a new service to our readers, by 
presenting, in an analysis at once cursory 
and detailed, the outline of the ideas which 
form the basis of that vast work. The 
thought of the' author will appear shorn of 
its rich developments ; but it will be more 
easy to seize the general spirit, the connec- 
tion of the various parts of the work, and 
to appreciate their value. In order not to 
mar the clearness of our work, we shall 
abstain from mingling criticism with expo- 
sition; but reserve for the conclusion a 
general judgment upon this book, which 
represents even to-day the state of the 
philosophy of art in Germany. 

The work is divided into three parts; 
the first treats of the beautiful in. art in 
general; the second, of the general forms of 
art in its historic development; the third 
contains the system of the arts — the theory 
of architecture, sculpture, painting, music, 
and poetry. 



OF THE BEAUTIFUL IN ART. 

In an extended introduction, Hegel lays 
the foundations of the science of the Beau- 
tiful : he defines its object, demonstrates 
its legitimac}', and indicates its method; 
he then undertakes to determine the nature 
and the end of art. Upon each of these 
points let us endeavor to state, in a brief 
manner, his thought, and, if it is neces- 
sary, explain it. 

.Esthetics is the science of the Beautiful. 
The Beautiful manifests itself in nature and 
in art; but the variety and multiplicity 
of forms under which beauty presents 
itself in the real world, does not permit 
their description and systematic classifi- 
cation. The science of the Beautiful has 
then as its principal object, art and its 
works; it is the philosophy of the fine arts. 

Is art a proper object of science? No, 
undoubtedly, if we consider it only as an 
amusement or a frivolous relaxation. But 
it has a nobler purpose. It will even be a 
misconception of its true aim to regard it 



Hegel's Philosophy of Art. 



3' 



simply as an auxiliary of morals and re- 
ligion. Although it often serves as inter- 
preter of moral and religious ideas, it pre- 
serves its independence. Its proper object 
is to reveal truth under sensuous forms. 

Nor is it allowable to say that it produces 
its effects by illusion. Appearance, here, 
is truer than reality. The images which it 
places under our eyes are more ideal, more 
transparent, and also more durable than 
the mobile and fugitive existences of the 
real world. The world of art is truer than 
that of nature and of history. 

Can science subject to its formulas the 
free creations of the imagination ? Art and 
science, it is true, differ in their methods; 
but imagination, also, has its laws; though 
free, it has not the right to be lawless. 
In art. nothing is arbitrary ; its ground is 
the essence of things ; its form is borrowed 
from the real world, and the Beautiful is 
the accord, the harmony of the two terms. 
Philosophy recognizes in works of art the 
eternal content of its meditations, the 
lofty conceptions of intelligence, the pas- 
sions of man, and the motives of his vo- 
lition. Philosophy does not pretend to 
furnish prescriptions to art. but is able 
to give useful advice; it follows it in its 
procedures, it points out to it the paths 
whereon it may go astray ; it alone can 
furnish to criticism a solid basis and fixed 
principles. 

As to the method to be followed, two 
exclusive and opposite courses present 
themselves. The one, empiric and historic, 
seeks to draw from the study of the master- 
pieces of art, the laws of criticism and the 
principles of taste. The other, rational 
and a priori, rises immediately to the idea 
of the beautiful, and deduces from it cer- 
tain general rules. Aristotle and Plato 
represent these two methods. The first 
reaches only a narrow theory, incapable of 
comprehending art in its universality ; the 
other, isolating itself on the heights of 
metaphysics, knows not how to descend 
therefrom to apply itself to particular arts, 
and to appreciate their works. The true 
method consists in the union of these two 
methods, in their reconciliation and simul- 
taneous employment. To a positive ac- 
quaintance with works of art. to the dis- 
crimination and delicacy of taste neces- 
sary to appreciate them, there should be 



joined philosophic reflection, and the ca- 
pacity of seizing the Beautiful in itself. 
and of comprehending its characteristics 
and immutable laws. 

What is the nature of art? The answer 
to this question can only be the philosophy 
of art itself; and, furthermore, this again 
can be perfectly understood only in its con- 
nection with the other philosophic sciences. 
One is here compelled to limit himself to 
general reflections, and to the discussion 
of received opinions. 

In the first place, art is a product of hu- 
man activity, a creation of the mind. 
What distinguishes it from science is this, 
that it is the fruit of inspiration, not of re- 
flection. On this account it cannot be 
learned or transmitted; it is a gift of 
genius. Nothing can possibly supply a 
lack of talent in the arts. 

Let us guard ourselves meanwhile from 
supposing that, like the blind forces of 
nature, the artist does not know what he 
does, that reflection has no part in his 
works. There is, in the first place, in the 
arts a technical part which must be learned, 
and a skill which is acquired by practice. 
Furthermore, the more elevated art be- 
comes, the more it demands an extended 
and varied culture, a study of the objects 
of nature, and a profound knowledge of 
the human heart. This is eminently true 
of the higher spheres of art, especially in 
Poetry. 

If w T orks of art are creations of the 
human spirit, they are not on that account 
inferior to those of nature. They are, it 
is true, living, only in appearance ; but the 
aim of art is not to create living beings ; it 
seeks to offer to the spirit an image of 
life clearer than the reality. In this, it 
surpasses nature. There is also something 
divine in man, and God derives no less 
honor from the works of human intelligence 
than from the works of nature. 

Now what is the cause which incites man 
to the production of such works? Is it a 
caprice, a freak, or an earnest, fundamen- 
tal inclination of his nature? 

It is the same principle which causes 
him to seek in science food for his mind, 
in public life a theatre for his activity In 
science he endeavors to cognize the truth, 
pure and unveiled; in art, truth appears 
to him not in its pure form, but expressed 



38 



Hegel's Philosophy of Art. 



by images which strike his sense at the same 
time that they speak to his intelligence. 
This is the principle in which art originates, 
and which assigns to it a rank so high 
among the creations of the human mind. 

Although art is addressed to the sensi- 
bility, nevertheless its direct aim is not to 
excite sensation, and to give birth to pleas- 
ure. Sensation is changeful, varied, contra- 
dictory. It represents only the various 
states or modifications of the soul. If then 
we consider only the impressions which 
art produces upon us, we make abstrac- 
tion of the truth which it reveals to us. It 
becomes even impossible to comprehend 
its grand effects ; for the sentiments which 
it excites in us, are explicable only through 
the ideas which attach to them. 

The sensuous element, nevertheless, oc- 
cupies a large place in art. What part 
must be assigned to it? There are two 
modes of considering sensuous objects in 
their connection with our mind. The first 
is that of simple perception of objects by 
the senses. The mind then knows only 
their individual side, their particular and 
concrete form; the essence, the law, the 
substance of things escapes it. At the 
same time the desire which is awakened in 
us, is a desire to appropriate them to our 
use, to consume them, to destroy them. 
The soul, in the presence of these objects, 
feels its dependence; it cannot contem- 
plate them with a free and disinterested 
eye. 

Another relation of sensuous objects 
with spirit, is that of speculative thought 
or science. Here the intelligence is not 
content to perceive the object in its con- 
crete form and its individuality; it dis- 
cards the individual side in order to ab- 
stract and disengage from it the law, the 
universal, the essence. Eeason thus lifts 
itself above the individual form perceived 
by sense, in order to conceive the pure 
idea in its universality. 

Art differs both from the one and from 
the other of these modes; it holds the 
mean between sensuous perception and 
rational abstraction. It is distinguished 
from the first in that it does not attach 
itself to the real but, to the appearance, to 
the form of the object, and in that it does 
not feel any selfish longing to consume it, 
to cause it to serve a purpose, to utilize it. 



It differs from science in that it is interested 
in this particular object, and in its sen- 
suous form. What it loves to see in it, is 
neither its materiality, nor the pure idea 
in its generality, but an appearance, an 
image of the truth, something ideal which 
appears in it; it seizes the connective of 
the two terms, their accord and their inner 
harmony. Thus the want which it feels 
is wholly contemplative. In the presence 
of this vision the soul feels itself freed 
from all selfish desire. 

In a word, art purposely creates images, 
appearances, designed to represent ideas, 
to show to us the truth under sensuous 
forms. Thereby it has the power of stir- 
ring the soul in its profoundest depths, of 
causing it to experience the pure delight 
springing from the sight and contempla- 
tion of the Beautiful. 

The two principles are found equally 
combined in the artist. The sensuous side 
is included in the faculty which creates— 
the imagination. It is not by mechanical 
toil, directed by rules learned by heart 
that he executes his works ; nor is it by a 
process of reflection like that of the philos- 
opher, who is seeking the truth. The mind 
has a consciousness of itself, but it cannot 
seize in an abstract manner the idea which 
it conceives ; it can represent it only under 
sensuous forms. The image and the idea 
co-exist in thought, and cannot be separa- 
ted. Thus the imagination is itself a 
gift of nature. Scientific genius is rather 
a general capacity than an innate and spe- 
cial talent. To succeed in the arts, there 
is necessary a determinate talent which 
reveals itself early under the form of 
an active and irresistible longing, and 
a certain facility in the manipulation 
of the materials of art. It is this which 
makes the painter, the sculptor, the musi- 
cian. 

Such is the nature of art. If it be asked, 
what is its end, here we encounter the most 
diverse opinions. The most common is 
that which gives imitation as its object. 
This is the foundation of nearly all the 
theories upon art. Now of what use to re- 
produce that which nature already offers 
to our view? This puerile talk, unworthy 
of spirit to which it is addressed, unworthy 
of man who produces it, would only end 
in the revelation of its impotency and 



Hegel's Philosophy of Art. 



39 



the vanity of its efforts ; for the copy will 
always remain inferior to the original. 
Besides, the more exact the imitation, the 
less vivid is the pleasure. That which 
pleases us is not imitation but, creation. 
The very least invention surpasses all the 
masterpieces of imitation. 

In vain is it said that art ought to imi- 
tate beautiful Nature. To select is no 
longer to imitate. Perfection in imitation 
is exactness ; moreover, choice supposes a 
rule? Where find the criterion? What 
signifies, in fine, imitation in architecture, 
in music, and even in poetry? At most 
one can thus explain descriptive poetry, 
that is to say, the most prosaic kind. We 
must conclude, therefore, that if, in its 
compositions, art employs the forms of 
Nature, and must study them, its aim is 
not to copy and to reproduce them. Its 
mission is higher — its procedure freer. Ri- 
val of nature, it represents ideas as well as 
she, and even better; it uses her forms as 
symbols to express them ; and it fashions 
even these, remodels them upon a type 
more perfect and more pure. It is not 
without significance that its works are 
styled the creations of the genius of man. 
A second system substitutes expression 
for imitation. Art accordingly has for its 
aim, not to represent the external form 
of things, but their eternal and living prin- 
ciple, particularly the ideas, sentiments, 
passions and conditions of the soul. 

Less gross than the preceding, this 
theory is no less false and dangerous. 
Let us here distinguish two things : the 
idea and the expression — the content and 
the form. Now, if Art is designed for ex- 
pression solely — if expression is its essen- 
tial object — its content is indifferent. 
Provided that the picture be faithful the 
expression lively and animated, the good 
and the bad, the vicious, the hideous, the 
ugly, have the same right to figure here 
as the Beautiful. Immoral, licentious, im- 
pious, the artist will have fulfilled his obli- 
gation and reached perfection, when he 
has succeeded in faithfully rendering a 
situation, a passion, an idea, be it true or 
false. It is clear that if in this system 
the object of imitation is changed, the 
procedure is the same. Art would be only 
an echo, a harmonious language; a liv- 
ing mirror, where all sentiments and all 



passions would find themselves reflected, 
the base part and the noble part of the soul 
contending here for the same place. The 
true, here, would be the real, would include 
objects the most diverse and the most con- 
tradictory. Indifferent as to the content, 
the artist seeks only to represent it well. He 
troubles himself little concerning truth in 
itself. Skeptic or enthusiast indifferently, 
he makes us partake of the delirium of 
the Bacchanals, or the unconcern of the 
Sophist. Such is the system which takes 
for a motto the maxim, Art is for art; that 
is to say, mere expression for its own sake. 
Its consequences, and the fatal tendency 
which it has at all times pressed upon the 
arts, are well known. 

A third system sets up moral perfection 
as the aim of art. It cannot be denied 
that one of the effects of art is to soften 
and purify manners (emollit mores). In 
mirroring man to himself, it tempers the 
rudeness of his appetites and his passions ; 
it disposes him to contemplation and re- 
flection; it elevates his thought and sen- 
timents, by leading them to an ideal which 
it suggests, — to ideas of a superior order. 
Art has, from all time, been regarded as 
a powerful instrument of civilization, as 
an auxiliary of religion. It is, together 
with religion, the earliest instructor of 
nations ; it is besides a means of instruc- 
tion for minds incapable of comprehending 
truth otherwise than under the veil of a 
symbol, and by images that address them- 
selves to the sense as well as to the spirit. 

But this theory, although much superior 
to the preceding is no more exact. Its 
defect consists in confounding the moral 
effect of art with its real aim. This con- 
fusion has inconveniences which do not 
appear at the first glance. Let care be 
taken, meanwhile, lest, in thus assigning 
to art a foreign aim. it be not robbed of 
its liberty, which is its essence, and with- 
out which it has no inspiration— that 
thereby it be not prevented from produ- 
cing the effects which are to be expected 
from it. Between religion, morals and 
art, there exists an eternal and intimate 
harmony; but they are, none the less, es- 
sentially diverse forms of truth, and, 
while preserving entire the bonds which 
unite them, they claim a complete inde- 
pendence. Art has its peculiar laws, 



40 



Hegel's Philosophy of Art. 



methods and jurisdiction ; though it ought 
not to wound the moral sense, yet it is the 
sense of the Beautiful to which it is ad- 
dressed. When its works are pure, its 
effect on the soul is salutary, hut its direct 
and immediate aim is not this result. 
Seeking it, it risks losing it, and does lose 
its own end. Suppose, indeed, that the 
aim of art should be to instruct, under the 
veil of allegory; the idea, the abstract 
and general thought, must be present in 
the spirit of the artist at the very moment 
of composition. It seeks, then, a form 
which is adapted to that idea, and furn- 
ishes drapery for it. Who does not see 
that this procedure is the very opposite of 
inspiration'? There can be born of it only 
frigid and lifeless works ; its effect will 
thus be neither moral nor religious; it 
will produce only ennui. 

Another consequence of the opinion 
which makes moral perfection the object 
of art and its creations, is that this end is 
imposed so completely upon art and con- 
trols it to such a degree, that it has no 
longer even a choice of subjects. The se- 
vere moralist would have it represent moral 
subjects alone. Art is then undone. This 
system led Plato to banish poets from his 
republic. If, then, it is necessary to 
maintain the agreement of morality and 
art, and the harmony of their laws, their 
distinct bases and independence must also 
be recognized. In order to understand 
thoroughly this distinction between morals 
and art it is necessary to have solved the 
moral problem. Morality is the realiza- 
tion of the "ought"' by the free will; it 
is the conflict between passion and reason, 
inclination and law, the flesh and the 
spirit. It hinges upon an opposition. 
Antagonism is, indeed, the very law of 
the physical and moral universe. But this 
opposition ought to be cancelled. This is 
is the destiny of beings who by their devel- 
opment and progress continually realize 
themselves. 

Now, in morals, this harmony of the 
powers of our being, which should restore 
peace and happiness, does not exist. 
Morality proposes it as an end to the free 
will. The aim and the realization are dis- 
tinct. Duty consists in an incessant striv- 
ing. Thus, in one respect, morals and 
art have the same principle and the same 



aim ; the harmony of rectitude and hap- 
piness, of actions and law. But that 
wherein they differ is. that in morals the 
end is never wholly attained. It appears 
separated from the means ; the con- 
sequence is equally separated from the 
principle. The harmony of rectitude, and 
happiness ought to be the result of the 
efforts of virtue. In order to conceive 
the identity of the two terms, it is nec- 
essary to elevate one's self to a superior 
point of view, which is not that of morals. 
In empirical science equally, the law ap- 
pears distinct from the phenomenon, the 
essence separated from its form. In order 
that this distinction may be cancelled, 
there is necessary a mode of thinking 
which is superior to that of reflection, or 
of empirical science. 

Art. on the contrary, offers to us in a 
visible image, the realized harmony of the 
two terms of existence, of the law of be- 
ings and their manifestation, of essence 
and form, of rectitude and happiness. 
The beautiful is essence realized, ac- 
tivity in conformity with its end, and 
identified with it ; it is the force which is 
harmoniously developed under our eyes, 
in the innermost of existences, and 
which cancels the contradictions of its 
nature; happy, free, full of serenity in 
the very midst of suffering and of sorrow. 
The problem of art is then distinct from 
the moral problem. The good is harmony 
sought for; beauty is harmony realized. 
So must we understand the thought of 
Hegel ; he here only intimates it, but it will 
be fully developed in the sequel. 

The true aim of art is then to represent 
the Beautiful, to reveal this harmony. This 
is its only purpose. Every other aim, 
purification, moral amelioration, edifica- 
tion, are accessories or consequences. The 
effect of the contemplation of the Beautiful 
is to produce in us a calm pure joy, in- 
compatible with the gross pleasures of 
sense ; it lifts the soul above the ordinary 
sphere of its thoughts ; it disposes to noble 
resolutions and generous actions by the 
close affinity which exists between the three 
sentiments and three ideas of the Good, 
the Beautiful, and the Divine. 

Such are the principal ideas which this 
remarkable introduction contains. The re- 
mainder, devoted to the examination of 



HegeTs Philosophy of Art. 



41 



works which have marked the development 
of aesthetic science in Germany since 
Kant is scarcely susceptible of analysis, 
and does not so much deserve our atten- 
tion. 

The first part of the science of aesthetics, 
which might be called the Metaphysics of 
the Beautiful, contains, together with the 
arialysis of the idea of the Beautiful, the 
general principles common to all the arts. 
Thus Hegel here treats : First, of the ab- 
stract idea of the Beautiful ; second, of the 
Beautiful in nature ; third, of the Beautiful 
in art. or of the ideal. He concludes with 
an examination of the qualities of the art- 
ist. But before entering upon these ques- 
tions, he thought it necessary to point out 
the place of art in human life, and espe- 
cially Us connections with religion and 
philosophy. 

The destination jof man. the law of his 
nature, is to develop himself incessantly, 
to stretch unceasingly towards the infinite. 
He ought, at the same time, to put an end 
to the opposition which he finds in himself 
between the elements and powers of his be- 
ing ; to place them in accord by realizing 
and developing them externally. Physical 
life is a struggle between opposing forces, 
and the living being can sustain itself only 
through the conflict and the triumph of the 
force which constitutes it. With man, and 
in the moral sphere, this conflict and pro- 
gressive enfranchisement are manifested 
under the form of freedom , which is the 
highest destination of spirit. Freedom 
consists in surmounting the obstacles which 
it encounters within and without, in re- 
moving the limits, in effacing all contra- 
diction, in vanquishing evil and sorrow, in 
order to attain to harmony with the world 
and with itself. In actual life man seeks 
to destroy that opposition by the satisfac- 
tion of his physical wants. He calls to his 
aid, industry and the useful arts, but he 
obtains thus only limited, relative, and 
transient enjoyments. He finds a nobler 
pleasure in science, which furnishes food 
for his ardent curiosity, and promises to 
reveal to him the laws of nature and to 
unveil the secrets of the universe. Civil 
life opens another channel to his activity ; 
he burns to realize his conceptions ; he 
marches to the conquest of the right, and 
pursues the ideal of justice which he bears 



within him. He endeavors to realize in 
civil society his instinct of sociability, 
which is also the law of liis being, and one 
of the fundamental inclinations of his mor- 
al nature. 

But here again, he attains an imperfect 
felicity; he encounters limits and obstacles 
which he cannot surmount, and against 
which his will is broken. He cannot ob- 
tain the perfect realization of his ideas, 
nor attain the ideal which his spirit con- 
ceives and toward which it aspires. Be 
then feels the necessity of elevating him- 
self to a higher sphere where all contradic- 
tions are canceled; where the idea of the 
good and of happiness in their perfect ac- 
cord and their enduring harmony is real- 
ized. This profound want of the soul is 
satisfied in three ways: in art, in religion. 
and in philosplvj. The function of art is 
to lead us to the contemplation of the true, 
the infinite, under sensuous forms ; for the 
beautiful is the unity, the realized harmo- 
ny of two principles of existence, of the 
idea and the form, of the infinite and the 
finite. This is the principle and the hid- 
den essence of things, beaming through 
their visible form. Art presents us. in its 
works, the image of this happy accord 
where all opposition ceases, and where all 
contradiction is canceled. Such is the 
aim of art: to represent the divine, the in- 
finite under sensuous forms. This is its 
mission, it has no other and this it alone 
can fulfill. By this title it takes its place 
by the side of religion, and preserves its 
independence. It takes its rank also with 
philosophy, whose object is the knowledge 
of the true, of absolute truth. 

Alike then as to their general ground 
and aims, these three spheres are distin- 
guished by the form under which they be- 
come revealed to the spirit and conscious- 
ness of man. Art, is addressed to sensuous 
perception and to the imagination; reli- 
gion is addressed to the soul, to the con- 
science, and to sentiment; philosophy is 
addressed to pure thought or to the reason, 
which conceives the truth in an abstract 
manner. 

Art. which offers us truth under sensu- 
ous forms, does not. however, respond to 
the profoundest needs of the soul. The 
spirit is possessed of 1 1 1 « - desire <»f entering 
into itself, of contemplating the truth in 



42 



Hegel's Philosophy of Art. 



the inner recesses of consciousness. Above 
the domain of art, then, religion is placed 
which reveals the infinite, and by medita- 
tion conveys to the depths of the heart, to 
the centre of the soul, that which in art we 
contemplate externally. As to philosophy 
its peculiar aim is to conceive and to com- 
prehend by the intellect alone, under an 
abstract form, that which is given as sen- 
timent or as sensuous representation. 



1. Of the Idea of the Beautiful. 



After these preliminaries. Hegel enters 
upon the questions which form the object 
of this first part. He treats, in the first 
place, of the idea of the beautiful in itself, 
in its abstract nature. Freeing his thought 
from the metaphysical forms which render 
it difficult of comprehension to minds not 
familiar with his system, we arrive at this 
definition, already contained in the fore- 
going : the Beautiful is the true, that is to 
say, the essence, the inmost substance of 
things ; the true, not such as the mind con- 
ceives it in its abstract and pure nature, 
but as manifested to the senses under visi- 
ble forms. It is the sensuous manifesta- 
tion of the idea, which is the soul and 
principle of things. This definition recalls 
that of Plato : the Beautiful is the splendor 
of the true. 

What are the characteristics of the beau- 
tiful? First, it is infinite in this sense, 
that it is the divine principle itself which 
is revealed and manifested, and that the 
form which expresses it, in place of limit- 
ing it, realizes it and confounds itself with 
it; second it is free, for true freedom is 
not the absence of rule and measure, it is 
force which develops itself easily and har- 
moniously. It appears in the bosom of 
the existences of the sensuous world, as 
their principle of life, of unity, and of 
harmony whether free from all obstacle, 
or victorious and triumphant in conflict 
always calm and serene. 



The spectator who contemplates beauty 
feels himself equally free, and has a con- 
sciousness of his infinite nature. He tastes 
a pure pleasure, resulting from the felt ac- 
cord of the powers of his being ; a celestial 
and divine joy. which has nothing in com- 
mon with material pleasures, and does not 
suffer to exist in the soul a single impure 
or gross desire. 

The contemplation of the Beautiful 
awakens no such cravings ; it is self-suf- 
ficing, and is not accompanied by any re- 
turn of the me upon itself. It suffers the 
object to preserve its independence for its 
own sake. The soul experiences some- 
thing analagous to divine felicity ; it is 
transported into a sphere foreign to the 
miseries of life and terrestrial existence. 

This theory it is apparent, would need 
only to be developed to return wholly to the 
Platonic theory. Hegel limits himself to 
referring to it. We recognize here, also, 
the results of the Kantian analysis, 



II. Of the Beautiful in Nature. 



Although science cannot pause to de- 
scribe the beauties of nature, it ought, 
nevertheless to study in a general man- 
ner, the characteristics of the Beautiful, 
as it appears to us in the physical world 
and in the beings which it contains . This is 
the subject of a somewhat extended chap- 
ter with the following title : Of the Beau- 
tiful in Nature. Hegel herein considers 
the question from the particular point of 
view of his philosophy, and he applies his 
theory of the Idea. Nevertheless, the re- 
sults at which he arrives, and the manner 
in which he describes the forms of physical 
beauty, can be comprehended and accepted 
independently of his system, little adapted, 
it must be confessed, to cast light upon 
this subject. 

The Beautiful in nature is the first mani- 
festation of the Idea. The successive de- 
grees of beauty correspond to the develop- 



Hegel's Philosophy of Art. 



43 



merit of life and organization in beings. 
Unity is an essential characteristic of it. 
Thus, in the mineral, beauty consists in the 
arrangement or disposition of the parts, 
in the force winch resides in them, and 
which reveals itself in this unity. The 
solar system otters us a more perfect unity 
and a higher beauty. The bodies in that 
system, while preserving entire their indi- 
vidual existence, co-ordinate themselves 
into a whole, the parts of which are inde- 
pendent, although attached to a common 
centre, the sun. Beauty of this order 
strikes us by the regularity of the move- 
ments of the celestial bodies. A unity 
more real and true is that which is mani- 
fested in organized and living beings. The 
unity here consists in a relation of reci- 
procity and of mutual dependence between 
the organs, so that each of them loses 
its independent existence in order to give 
place to a wholly ideal unity which reveals 
itself as the principle of life animating 
them. 

Tjfe is beautiful in nature : for it is es- 
sence, force, the idea realized under its 
first form. Nevertheless, beauty in nature 
is still wholly external ; it has no conscious- 
ness of itself; it is beautiful solely for 
an intelligence which sees and contem- 
plates it. 

How do we perceive beauty in natural 
beings? Beauty, with living and animate 
beings, is neither accidental and capricious 
movements, nor simple conformity of those 
movements to an end — the uniform and 
mutual connection of parts. This point of 
view is that of the naturalist, of the man 
of science; it is not that of the Beautiful. 
Beauty is total form in so far as it reveals 
the force which animates it ; it is this 
force itself, manifested by a totality of 
forms, of independent and free move- 
ments; it is the internal harmony which 
reveals itself in this secret accord of mem- 
bers, and which betrays itself outwardly, 
without the eye's pausing to consider the 
relation of the parts to the whole, and their 
functions or reciprocal connection, as sci- 
ence does. The unity exhibits itself mere- 
ly externally as the principle which binds 
the members together. It manifests itself 
especially through the sensibility. The 
point of view of beauty is then that of pure 
contemplation, not that of reflection, 



which analyzes, compares and seizes the 
connection of parts and their destination. 

This internal and visible unity, this ac- 
cord, and this harmony, are not distinct 
from the material element: they are its 
very form. This is the principle which 
serves to determine beauty in its inferior 
grades, the beauty of the crystal with its 
regular forms, forms produced by an in- 
ternal and free force. A similar activity 
is developed in a more perfect manner in 
the living organism, its outlines, the dispo- 
sition of its members, the movements, and 
the expression of sensibility. 

Such is beauty in individual beings. It 
is otherwise with it when we consider na- 
ture in its totality, the beauty of a land- 
scape, for example. There is no longer 
question here about an organic disposition 
of parts and of the life which animates 
them; we have under our eyes a rich mul- 
tiplicity of objects which form a whole, 
mountains, trees, rivers, etc. In this di- 
versity there appears an external unity 
which interests us by its agreeable or im- 
posing character. To this aspect there is 
added that property of the objects of na- 
ture through which they awaken in us, 
sympathetically, certain sentiments, by the 
secret analogy which exists between them 
and the situations of the human soul. 

Such is the effect produced by the silence 
of the night, the calm of a still valley, the 
sublime aspect of a vast sea in tumult, 
and the imposing grandeur of the starry 
heavens. The significance of these objects 
is not in themselves; they are only sym- 
bols of the sentiments of the soul which 
they excite. It is thus we attribute to ani- 
mals the qualities which belong only to 
man, courage, fortitude, cunning. Physi- 
cal beauty is a reflex of moral beauty. 

To recapitulate, physical beauty, viewed 
in its ground or essence, consists in the 
manifestation of the concealed principle, 
of the force which is developed in the bo- 
som of matter. This force reveals itself 
in a manner more or less perfect, by unity 
in inert matter, and in living beings by the 
different modes of organization. 

Hejjel then devotes a special examination 
to the external side, or to beauty of form 
in natural objects. Physical beauty, con- 
sidered externally, presents itself succes- 
sively under the aspects of regularity and 



44 



Hegel's Philosophy of Art. 



symmetry of conformity to law and of har- 
mony ; lastly, of purity and simplicty of 
matter. 

1. Regularity, which is only the repeti- 
tion of a form equal to itself, is the most 
•elementary and simple form. In symmetry 
there already appears a diversity which 
breaks the uniformity. These two forms 
of beauty pertain to quantity, and consti- 
tute mathematical beauty ; they are found 
in organic and inorganic bodies, minerals 
and crystals. In plants are presented less 
regular and freer forms. In the organiza- 
tion of animals, this regular and sym- 
metrical disposition becomes more and 
more subordinated in proportion as we as- 
cend to higher degrees of the animal scale. 

2. Conformity to a law marks a degree 
still more elevated, and serves as a transi- 
tion to freer forms. Here there appears 
an accord more real and more profound, 
which begins to transcend mathematical 
rigor. It is no longer a simple numerical 
relation, where quantity plays the princi- 
pal role ; we discover a relation of quality 
between different terms. A law rules 
the whole, but it cannot be calcu- 
lated ; it remains a hidden bond, which 
reveals itself to the spectator. Such is 
the oval line, and above all, the undulating 
hue, which Hogarth has given as the line 
of beauty. These lines determine, in fact, 
the beautiful forms of organic nature in 
living beings. of a high order, and, above 
all, the beautiful forms of the human body, 
of man and of woman. 

3. Harmony is a degree still superior to 
the preceding, and it includes them. It 
consists in a totality of elements essen- 
tially distinct, but whose opposition is 
destroyed and reduced to unity by a secret 
accord, a reciprocal adaptation. Such 
is the harmony of forms and colors, that of 
sounds and movements. Here the unity is 
stronger, more prononce, precisely be- 
cause the differences and the oppositions 
are more marked. Harmony, however is 
not as vet true unity, spiritual unity, 
that of the soul, although the latter pos- 
sesses within it a principal of harmony. 
Harmony alone, as yet, reveals neither the 
soul nor the spirit, as one may see in music 
and dancing. 



Beauty exists also in matter itself, 
abstraction being made of its form ; it 
consists then, in the unity and simplicity 
which constitutes purity. Such is the 
purity of the sky and of the atmosphere, 
the purity of colors and of sounds ; that of 
certain substances — of precious stones, of 
gold, and of the diamond. Pure and sim- 
ple colors are also the most agreeable. 

After having described the beautiful in 
nature, in order that the necessity of a 
beauty more exalted and more ideal shall 
be comprehended. Hegel sets forth the im- 
perfections of real beauty. He begins with 
animal life, which is the most elevated 
point we have reached, and he dwells 
upon the characteristics and causes of that 
imperfection. 

Thus first in the animal, although the 
organism is more perfect than that of the 
plant, what we see is not the central point 
of life ; the special seat of the operations 
of the force which animates the whole, re- 
mains concealed from us. We see only 
the outlines of the external form, covered 
with hairs scales, feathers, skin; second- 
ly, the human body, it is true, exhibits 
more beautiful proportions, and a more 
perfect form, because in it life and sensi- 
bility are everywhere manifested — in the 
color, the flesh, the freer movements, 
nobler attitudes, &c. Yet here, besides 
the imperfections in details, the sensibil- 
ity does not appear equally distributed. 
Certain parts are appropriated to animal 
functions, and exhibit their destination in 
their form. Further, individuals in nature, 
placed as they are under a dependence 
upon external causes, and under the in- 
fluence of the elements, are under the 
dominion of necessity and want. Under 
the continual action of these causes, phy- 
sical being is exposed to losing the fulness 
of its forms and the flower of its beauty ; 
rarely do these causes permit it to attain 
to its complete, free and regular develop- 
ment. The human body is placed under a 
like dependence upon external agents. If 
we pass from the physical to the moral 
world, that dependence appears still more 
clearly. 

Everywhere there is manifested diver- 
sity, and opposition of tendencies and 
interests. The individual, in the pleni- 
tude of his life and beauty, can not pre- 



Hegel's Philosophy of Art. 



45 



serve the appearance of a free force. Each 
individual being- is limited and particular- 
ized in his excellence. His life flows in a 
narrow circle of space and time; he be- 
longs to a determinate species; his type 
is <men. his form defined, and the condi- 
tions of his development fixed. The hu- 
man body itself offers, in respect to beauty. 
a progression of forms dependent on the 
diversity of races. Then come hereditary 
qualities, the peculiarities which are due 
to temperament, profession, age and sex. 
All these causes alter and disfigure the 
purest and most perfect primitive type. 

All these imperfections are summed up 
in a word: the finite. Human life and 
animal life realize their idea only imper- 
fectly. Moreover, spirit, not being able 
to find, in the limits of the real, the sight 
and the enjoyment of its proper freedom — 
seeks to satisfy itself in a region more ele- 
vated, that of art. or of the ideal. 



III. Of the beautiful in Art or of the Ideal. 



Art has as its end and aim the representa- 
tion of the ideal. Now what is the ideal? 
It is beauty in a degree of perfection supe- 
rior to real beauty. It is force, life, spirit, 
the essence of things, developing them- 
selves harmoniously in a sensuous reality, 
which is its resplendent image, its faithful 
expression; it is beauty disengaged and 
purified from the accidents which veil and 
disfigure it, and which alter its purity in 
the real world. 

The ideal, in art. is not then the contrary 
of the real, but the real idealized, purified, 
rendered conformable to its idea, and per- 
fectly expressing it. In a word, it is the 
perfect accord of the idea and the sensuous 
form. 

On the other hand, the true ideal is not 
lite in its inferior degrees — blind, undevel- 
oped force — but the soul arrived at the 
consciousness of itself, free, and in the lull 
enjoyment of its faculties: it is life, but 



spiritual life— in a word, spirit. The rep- 
resentation of the spiritual principle, in 
the plenitude of its life and freedom, with 
its high conceptions, its profound and noble 
sentiments, its joys and its sufferings: this 
is the true aim of art, the true ideal. 

Finally, the ideal is not a Lifeless abstrac- 
tion, a frigid generality ; it h the spiritual 
principle under the form of the living indi- 
vidual, freed from the bonds of the tinite, 
and developing itself in its perfect harmony 
with its inmost nature and essence. 

We see, thus, what are the characteris- 
tics of the ideal. It is evident that in all 
its degrees it is calmness, serenity, felici- 
ty, happy existence, freed from the mise- 
ries and wants of life. This serenity 
does not exclude earnestness : for the ideal 
appears in the midst of the conflicts of 
life; but even the roughesl experiences, 
in the midst of intense suffering, the soul 
preserves an evident calmness as a funda- 
mental trait. It is felicity in suffering, 
the glorification of sorrow, smiling in 
tears. The echo of this felicity resounds 
in all the spheres of the ideal. 

It is important to determine, with still 
more precision, the relations of the ideal 
and the real. 

The opposition of the ideal and the real 
has given rise to two conflicting opinions. 
Some conceive of the ideal as something- 
vague, an abstract, lifeless generality, 
without individuality. Others extol the 
natural, the imitation of the real in the 
most minute and prosaic details. Equal 
exaggeration ! The truth lies between the 
two extremes. 

In the first place, the ideal may be. in 
fact, something external and accidental. 
an insignificant form or appearance, a 
common existence. But that which con- 
stitutes the ideal, in this inferior degree, 
is the fact that this reality, imitated by 

art. is a creation of spirit, and be< les 

then something artificial not real. It is 
an image and a metamorphosis. This 
image moreover, is more permanent than 
its model, more durable than the real ob- 
ject. In fixing that which is mobile and 
transient, in eternizing that which is mo- 
mentary and fugitive— a Mower, a smile— 
art surpasses nature and idealizes ii . 

But ii does not stop here, instead of 
simply reproducing these objects, while 



46 



Hegel's Philosophy of Art. 



preserving their natural form, it seizes 
their internal and deepest character, it 
extends their signification, and gives to 
them a more elevated and more general 
significance ; for it must manifest the uni- 
versal in the individual, and render visible 
the idea which they represent, their eter- 
nal and fixed type. It allows this charac- 
ter of generality to penetrate everywhere, 
without reducing it to an abstraction. 
Thus the artist does not slavishly repro- 
duce all the features of the object, and its 
accident, but only the true traits, those 
conformable to its idea. If, then, he takes 
nature as a model, he still surpasses and 
idealizes it. Naturalness, faithfulness, 
truth these are not exact imitation, but 
the perfect conformity of the form to the 
idea; they are the creation of a more 
perfect form, whose essential traits repre- 
sent the idea more faithfully and more 
clearly than it is expressed in nature itself. 
To know how to disengage the operative, 
energetic, essential and significant ele- 
ments in objects. — this is the task of the 
artist. The ideal, then, is not the real ; the 
latter contains many elements insignificant 
useless, confused and foreign, or oppos- 
ed to the idea. The natural here loses 
its vulgar significance. By this word must 
be understood the more exalted expression 
of spirit. The ideal is a transfigured, glo- 
rified nature. 

As to vulgar and common nature, if art 
takes it also for its object, it is not for its 
own sake, but because of what in it is 
true, excellent, interesting, ingenuous or 
gay, as in genre painting, in Dutch paint- 
ing particularly. It occupies, neverthe-. 
less, an inferior rank, and cannot make 
pretentions to a place beside the grand 
compositions of art. 

But there are other subjects — a nature 
more elevated and more ideal. Art. at its 
culminating stage, represents the develop- 
ment of the internal powers of the soul, 
its grand passions, profound sentiments, 
and lofty destinies. Now it is clear that 
the artist does not find in the real world, 
forms so pure and ideal that he may safely 
confine himself to imitating and copying. 
Moreover, if the form, itself, be given, ex- 
pression must be added. Besides he 
ought to secure, in a just measure, the 
union of the individual and the universal, 



of the form and the idea; to create a 
living ideal, penetrated with the idea, and 
in which it animates the sensuous form 
and appearance throughout, so that there 
shall be nothing in it empty or insig- 
nificant, nothing that is not alive with ex- 
pression itself. Where shall he find in the 
real world, this just measure, this an- 
imation, and this exact correspondence 
of all the parts and of all the details con- 
spiring to the same end. to the same effect V 
to say that he will succeed in conceiving 
and realizing the ideal, \>y making a felicit- 
ous selection of ideas and forms, is to 
ignore the secret of artistic composition; 
it is to misconceive the entirely sponta- 
neous method of genius, — inspiration which 
creates at a single effort, — to replace it by 
reflective drudgery, which only results in 
the production of frigid and lifeless 
works. 

It does not suffice to define the ideal in 
an abstract manner, the ideal is exhibited 
to us in the works of art under very va- 
rious and divers forms. Thus sculpture 
represents it under the motionless features 
of its figures. In the other arts it assumes 
the form of movement and of action ; in 
poetry, particularly, it manifests itself in 
the midst of most varied situations and 
events, of conflicts between persons ani- 
mated by divers passions. How and under 
what conditions, is each art in partic- 
ular called upon to represent thus the 
ideal? This will be the object of the 
theory of the arts. In the general expo- 
sition of the principles of art, we may, 
nevertheless attempt to define the degrees 
of this development, to stud}' the princi- 
pal aspects under which it manifests it- 
self. Such is the object of those con- 
siderations, the title of which is, Of 
the Determination of the Ideal, and 
which the author develops in this first 
part of the work. We can trace only 
summarily the principal ideas, devoting 
ourselves to marking their order and con- 
nection. 

The gradation which the author estab- 
lishes between the progressively determ- 
ined form of the ideal is as follows : 

1. The ideal, under the most elevated 
form, is the divine idea, the divine such 
as the imagination can represent it under 



Hegel's Philosophy of Art. 



47 



sensuous forms ; such is the Greek ideal 
of the divinities of Polytheism ; such the 
Christian ideal in its highest purity, under 
the form of God the Father, of Christ, of 
the Virgin, of the Apostles, etc. It is 
given, above all, to sculpture and painting. 
to present us the image of it. Its essen- 
tial characteristics are calmness, majesty, 
serenity. 

2. In a degree less elevated, but more 
determined, in the circle of human life, 
the ideal appears to us. with man, as the 
victory of the eternal principles which fill 
the human heart, the triumph of the noble 
part of the soul over the inferior and 
passionate. The noble, the excellent, 
the perfect, in the human sou], is the 
moral and divine principle which is mani- 
fested in it, which governs its will, and 
causes it to accomplish grand actions ; 
this is the true source of self-sacrifice and 
of heroism. 

3. But the idea, when it is manifested 
in the real world, can be developed only 
under the form of action. Now, action 
itself has for its condition a conflict be- 
tween principles and persons, divided as 
to interests, ideas, passions, and charac- 
ters. It is this especially that is repre- 
sented by poetry — the art par excellence, 
the only art which can reproduce an action 
in its successive phases, with its complica- 
tions, its sudden turns of fortune, its 
catastrophy and its denouement. 

Action, if one considers it more closely, 
includes the following conditions : 1st. A 
world which serves it as a basis and 
theatre, a form of society which renders it 
possible, and is favorable to the develop- 
ment of ideal figures. 2d. A determinate 
situation, in which the personages are 
placed who render necessary the conflict 
between opposing interests and passions, 
whence a collision may arise. 3d. An 
action, properly so called, which develops 
itself in its essential moments, which has a 
beginning, a middle, and an end. This ac- 
tion, in order to afford a high interest, 
should revolve upon ideas of an elevated 
order, which inspire and sustain the per- 
sonages, ennobling their passions, and 
^orminji" the basis of their character. 



Hegel treats, in a general manner, each 
of these points, which will appear anew, 
under a more special form, in the study of 
poetry, and particularly of epic and dra- 
matic poetry. 

1. The state of society most favorable 
to the ideal is that which allows the char- 
acters to act with most freedom, to reveal 
a lofty and powerful personality. This 
cannot be a social order, where all is fixed 
and regulated by laws and a constitution. 
jSTor can it be the savage state, where all 
is subject to caprice and violence, and 
where man is dependent upon a thousand 
external causes, which render his existence 
precarious. ISTow the state intermediate 
between the barbarous state and an ad- 
vanced civilization, is the heroic age, that 
in which the epic poets locate their action, 
and from which the tragic poets them- 
selves have often borrowed their subjects 
and their personages. That which char- 
acterizes heroes in this epoch is above all, 
the independence which is manifested in 
their characters and acts. On the other 
hand, the hero is all of a piece; he as- 
sumes not only the responsibility of his 
acts and their consequences, but the re- 
sults of actions he has not perpetrated, 
of the faults or crimes of his race ; he 
bears in his person an entire race. 

Another reason why the ideal existences 
of art belong to the mythologic ages, and 
to remote epochs of history, is that the 
artist or the poet, in representing or re- 
counting events, has a freer scope in his 
ideal creations. Art. also, for the same 
reason, has a predilection for the higher 
conditions of society, those of princes par- 
ticularly, because of the perfect indepen- 
dence of will and action which character- 
izes them. In this respect, our actual 
society, with its civil and political organi- 
zation, its manners, administration, police, 
etc., is prosaic. The sphere of activity of 
the individual is too restricted; he en- 
counters everywhere limits and shackles 
to his will. Our monarchs themselves are 
subject to these conditions; their power is 
limited by institutions, laws and customs. 
War, peace, and treaties are determined 
by political relations independent of their 
will. 

The greatest poets have not been able 



48 



Hegel's Philosophy of Art. 



to escape these conditions ; and when they 
have desired to represent personages 
nearer to us, as Charles Moor, or Wallen- 
stein, they have been obliged to place 
them in revolt against society or against 
their sovereign. Moreover, these heroes 
rush on to an inevitable ruin, or thej- fall 
into the ridiculous situation, of which the 
Don Quixote of Cervantes gives us the 
most striking example. 

2. To represent the ideal in personages 
or in an action, there is necessary not only 
a favorable world from which the subject 
is to be borrowed, but a situation. This 
situation can be either indeterminate, like 
that of many of the immobile personages 
of antique or religious sculpture, or de- 
terminate, but yet of little earnestness. 
Such are also the greater number of the 
situations of the personages of antique 
sculpture. Finally it may be earnest, and 
furnish material for a veritable action. It 
supposes, then, an opposition, an action 
and a reaction, a conflict, a collision. The 
beauty of the ideal consists in absolute 
serenity and perfection. Now, collision 
destroys this harmony. The problem of 
art consists, then, in so managing that the 
harmony reappears in the denouement. 
Poetry alone is capable of developing this 
opposition upon which the interest, partic- 
ularly of tragic art turns. 

Without examining here the nature of 
the different collisions, the study of which 
belongs to the theory of dramatic art. we 
must already have remarked that the colli- 
sions of the highest order are those in 
which the conflict takes place between 
moral forces, as in the ancient tragedies. 
This is the subject of true classic tragedy, 
moral as well as religious, as will be seen 
from what follows. 

Thus the ideal, in this superior degree, 
is the manifestation of moral powers and 
of the ideas of spirit, of the grand move- 
ments of the soul, and of the characters 
which appear and are revealed in the de- 
velopment of the representation. 

3. In action, properly so-called, three 
things are to be considered which consti- 
tute its ideal object: 1. The general inter- 
ests, the ideas, the universal principles. 
whose opposition funis the very founda- 



tion of the action ; 2. The personages. 3. 
Their character and their passions, or the 
motives which impel them to act/ 

In the first place, the eternal principles 
of religion, of morality, of the family, of 
the state — the grand sentiments of the 
soul, love, honor, etc — these constitute the 
basis, the true interest of the action. 
These are the grand and true motives of 
art, the eternal theme of exalted poetry. 

To these legitimate and true powers oth- 
ers are, without doubt, added; the powers 
of evil ; but they ought not to be repre- 
sented as forming the real foundation and 
end of the action. "If the idea, the end, 
and aim, be something false in itsalf, the 
hideousness of the ground will allow still 
less beauty of form. The sophistry of the 
passions may, indeed, by a true picture, 
attempt to represent the false under the 
colors of the true, but it places under our 
eyes only a whited sepulchre. Cruelty and 
the violent employment of force can be en- 
dured in representation, but only when 
they are relieved by the grandeur of the 
character and ennobled by the aim which 
is pursued by the dramatis personal. Per- 
versity, envy, cowardice, baseness are only 
repulsive. 

"Evil, in itself is stripped of real in- 
terest, because nothing but the false can 
spring from what is false ; it produces on- 
ly misfortune, while art should present to 
us order and harmon}^. The great artists, 
the great poets of antiquity, never give us 
the spectacle of pure wickedness and per- 
versity.*' 

We cite this passage because it exhibits 
l lie character and high moral tone which 
prevails in the entire work, as we shall 
have occasion to observe more than once 
hereafter. 

If the ideas and interests of human life 
form the ground of the action, the latter is 
accomplished by the characters upon whom 
the interest is fastened. General ideas 
may, indeed, be personated by beings su- 
perior to man, b}' certain divinities like 
those which figure in the ancient epic poetry 
and tragedy. But it is to man that action, 
properly so called, returns; it is he who 
occupies the scene. Now how reconcile 
divine action and human action, the will 
of the gods and that of man! Such is the 
problem which has made shipwreck <>!' »<> 






Hegel' ■ s Philosophy of Art. 



49 



many poets and artists. To maintain a 
proper equipoise it is necessary that the 
gods have supreme direction, and that man 
preserve his freedom and his independence 
without which he is no more than the pas- 
sive instrument of the will of the gods ; fa- 
tality weighs upon all his acts. The true 
solution consists in maintaining - the ident- 
ity of the two terms, in spite of their dif- 
ference; in so acting that what is attributed 
to the gods shall appear at the same time 
to emanate from the inner nature of the 
dramatis persona and from their character. 
The talent of the artist must reconcile the 
two aspects. "The heart of man must be 
revealed in his gods, personifications of 
the grand motives which allure him and 
govern him within." This is the problem 
resolved by the great poets of antiquity, 
Homer, JEschylus, and Sophocles. 

The general principles, those grand mo- 
tives which are the basis of the action, by 
the fact that they are living in the soul of 
the characters, form, also, the very ground 
of the passions; this is the essence of true 
pathos. Passion here in the elevated ideal 
sense, is, in fact, not an arbitrary, capri- 
cious, irregular movement of the soul ; it is 
a noble principle, which blends itself with 
a great idea, with one of the eternal veri- 
ties of moral or religious order. Such is 
the passion of Antigone, the holy love for 
her brother ; such, the vengeance of Orestes. 
It is an essentially legitimate power of the 
soul which contains one of the eternal 
principles of the reason and the will. This 
is still the ideal, the true ideal, although it 
appears under the form of a passion. It 
relieves, ennobles and purifies it; it thus 
gives to the action a serious and profound 
interest. 

It is in this sense that passion consti- 
tutes the centre and true domain of art; it 
is the principle of emotion, the source of 
true pathos. 

Now, this moral verity, this eternal 
principal which descends into the heart of 
man and there takes the form of great and 
noble passion, identifying itself with the 
will of the dramatis persons, constitutes 
also, their character. Without this high 
idea which serves as support and as basis 
to passion there is no true character. 
Character is the culminating point of ideal 
representation. It is the embodiment of 



all that precedes. It is in the creation of 
the characters, that the genius of the art- 
ist or of the poet is displayed. 

Three principal elements must be united 
to form the ideal character, richness, vital- 
ity and stability. Richness consists in not 
being limited to a single quality, which 
would make of the person an abstraction, 
an allegoric being. To a single dominant 
quality there should be added all those 
which make of the personage or hero 
a real and complete man, capable of be- 
ing developed in diverse situations and 
under varying aspects. Such a multiplici- 
ty alone can give vitality to the character. 
This is not sufficient however; it is neces- 
sary that the qualities be moulded together 
in such a manner as to form not a simple 
assemblage and a complex whole, but one 
and the same individual, having peculiar 
and original physiognomy. This is the 
case when a particular sentiment, a ruling 
passion, presents the salient trait of the 
character of a person, and gives to him a 
fixed aim, to which all his resolutions and 
his acts refer. Unity and variety, sim- 
plicity and completeness of detail, these 
are presented to us in the characters of 
Sophocles. Shakespeare, and others. 

Lastly what constitutes essentially the 
ideal in character is consistency and stabil- 
ity. An inconsistent, undecided, irresolute 
character, is the utter want of character. 
Contradictions, without doubt, exist in hu- 
man nature, but unity should be maintain- 
ed in spite of these fluctuations. Some- 
thing identical ought to be found through- 
out as a fundamental trait. To be self-de- 
termining, to follow a design, to embrace a 
resolution and persist in it. constitute the 
very foundation of personality; to suffer 
one's self to be determined by another, to 
hesitate, to vacillate, this is to surrender 
one's will, to cease to be one's self, to lack 
character; this is in all cases, the oppo- 
site of the ideal character. 

Hegel on this subject strongly protests 
against the characters which figure in mod- 
ern pieces and romances, and of which 
YVerther is the type. 

These pretended characters, says he, rep- 
resent only unhealthiness of spirit, and 
feebleness of soul. Now true and healthy 
art does not represent what is false and 
sickly, what lacks consistency and de- 



50 



Hegel's Philosophy of Art. 



cision, but that which is true, healthy and 
strong. The ideal in a word, is the idea 
realized ; man can realize it only as a free 
person, that is to say, by displaying all 
the energy and constancy which can make 
it triumph. 

We shall find more than once, in the 
course of the work, the same ideas de- 
veloped with the same force and precision. 

That which constitutes the very ground 
of the ideal is the inmost essence of things, 
especially the lofty conceptions of the 
spirit, and the development of the powers 
of the soul. These ideas are manifest in 
an action in which are placed upon the 
scene the grand interests of life, the pas- 
sions of the human heart, the will and the 
character of actors. But this action is 
itself developed in the midst of an external 
nature which moreover, lends to the ideal, 
colors and a determinate form. These 
external surroundings must also be con- 
ceived and fashioned in the meaning of the 
ideal, according to the laws of regularity, 
symmetry, and harmony, of which mention 
has been made above . How ought man to be 
represented in his relations with external 
nature? How ought this prose of life to be 
idealized ! If art, in fact frees man from 
the wants of material life, it cannot, how- 
ever, elevate him above the conditions of 
human existence, and suppress these con- 
nections. 

Hegel devotes a special examination to 
this new phase of the question of the ideal, 
which he designates by this title— Of the 
external determination of the ideal. 

In our days we have given an exaggerated 
importance to this external side, which 
we have made the principal object. We 
are too unmindful that art should repre- 
sent the ideas and sentiments of the hu- 
man soul, that this is the true ground of 
its works. Hence all these minute de- 
scriptions, this external care given to the 
picturesque element or to the local color, 
to furniture, to costumes, to all those arti- 
ficial means employed to disguise the 
emptiness and insignificance of the sub- 
ject, the absence of ideas, tbe falsity of 
the situations, the feebleness of the char- 
acters, and the improbability of the 
action. 

Nevertheless, this side has its place in 
art, and should not be neglected. It "rives 



clearness, truthfulness, life and interest 
to its works, by the secret sympathy which 
exists between man and nature. It is 
characteristic of the great masters to rep- 
resent nature with perfect truthfulness. 
Homer is an example of this. Without 
forgetting the content for the form, pic- 
ture for the frame, he presents to us a 
faultless and precise image of the theatre 
of action. The arts differ much in this 
respect. Sculpture limits itself to certain 
symbolic indications ; painting, which, has 
at its disposal means more extended, en- 
riches with these objects the content of its 
pictures. Among the varieties of poetry, 
the epic is more circumstantial in its de- 
scriptions than the drama or lyric poetry. 
But this external fidelity should not in any 
art. extend to the representation of insig- 
nificant details, to the making of them an 
object of predilection, and to subordinat- 
ing- to them the developments which the 
subject itself claims. The grand point in 
these descriptions is that we perceive a 
secret harmony between man and nature, 
between the action and the theatre on 
which it occurs. 

Another species of accord is established 
between man and the objects of physical 
nature, when, through his free activity, he 
impresses upon them his intelligence and 
will, and appropriates them to his own 
use ; the ideal consists in causing misery 
and necessity to disappear from the do- 
main of art, in revealing the freedom 
which develops itself without effort under 
our eyes, and easily surmounts obstacles. 

Such is the ideal considered under this 
aspect. Thus the gods of polytheism 
themselves have garments and arms ; they 
drink nectar and are nourished by ambro- 
sia. The garment is an ornament designed 
to heighten the glory of the features, to 
give nobleness to the countenance, to fa- 
cilitate movement, or to indicate force and 
agility. The most brilliant objects, the 
metals, precious stones, purple and ivory, 
are employed for the same end. All con- 
cur to produce the effects of grace and 
beauty. 

In the satisfaction of physical wants the 
ideal consists, above all, in the simplicity 
of the means. Instead of being artificial, 
factitious, complex, the latter emanate 
directly from the activity of man, and free- 



HegeVs Philosophy of Art. 



51 



dorn. The heroes of Homer themselves 
slay the oxen which are to serve for the 
feast, and roast them ; they forge their 
arms, and prepare their couches. This is 
not, as one might think, a relic of barbar- 
ous manners, something prosaic ; but we 
see. penetrating everywhere the delight of 
invention, the pleasure of easy toil and 
free activity exercised on material objects. 
Everything is peculiar to and inherent in 
his character, and a means for the hero 
of revealing the force of his arm and the 
skill of his hand; while in civilized so- 
ciety, these objects depend on a thousand 
foreign causes, on a complex adjustment 
in which man is converted into a machine 
subordinated to other machines. Things 
have lost their freshness and vitality; 
they remain inanimate, and are no longer 
proper, direct creations of the human per- 
son, in which the man loves to solace and 
contemplate himself. 

A final point relative to the external 
form of the ideal is that which concerns 
the relation of works of art to the public, 
that is to say, to the nation and epoch for 
which the artist or the poet composes his 
works. Ought the artist when he treats a 
subject, to consult above all, the spirit, 
taste and manners of the people whom he 
addresses, and conform himself to their 
ideas? This is the means of exciting in- 
terest in fabulous and imaginary or even 
historic persons. But then there is a lia- 
bility to distort history and tradition. 

Ought he, on the other hand, to repro- 
duce 'with scrupulous exactness the man- 
ners and customs of another time, to g've 
to the facts and the characters their proper 
coloring and their original and primitive 
costume? This is the problem. Hence 
arise two schools and two opposite modes 
of representation. In the age of Louis 
XIV.. for example, the Greeks and Ro- 
mans are conceived in the likeness of 
Frenchmen. Since then, by a natural re- 
action, the contrary tendency has prevailed. 
To-day the poet must have the knowledge 
of an archeologist, and possess his scru- 
pulous exactness, and pay close attention. 
above all, to local color, and historic verity 
has become the principal and essential 
aim of art. 

Truth here, as always, lies between the 
two extremes. It is necessary to maintain. 



at the same time, the rights of art and 
those of the public, to have a proper re- 
gard for the spirit of the epoch, and to 
satisfy the exigencies of the subject treated. 
These are the very judicious rules which 
the author states upon this delicate 
point. 

The subject should be intelligible and 
interesting to the public to which it is ad- 
dressed. But this end the poet or the 
artist will attain only so far as, by his 
general spirit, his work responds to some 
one of the essential ideas of the human 
spirit and to the general interests of hu- 
manity. The particularities of an epoch 
are not of true and enduring interest 
to us. 

If, then, the subject is borrowed from re- 
mote epochs of history, or from some far- 
off tradition, it is necessary that, by our 
general culture, we should be familiarized 
with it. It is thus only that we can sym- 
pathize with an epoch and with manners 
that are no more. Hence the two essen- 
tial conditions ; that the subject present 
the general human character, then that it 
be in relation with our ideas. 

Art is not designed for a small number 
of scholars and men of science; it is ad- 
dressed to the entire nation. Its works 
should be comprehended and relished of 
themselves, and not after a course of diffi- 
cult research. Thus national subjects are 
the most favorable. All great poems are 
national poems. The Bible histories have 
for us a particular charm, because we are 
familiar with them from our infancy. Nev- 
ertheless, in the measure that relations are 
multiplied between peoples, art can bor- 
row its subjects from all latitudes and from 
all epochs. It should, indeed, as to the 
principal features, preserve, to the tradi- 
tions, events, and personages, to manners 
and institutions, their historic or tradi- 
ditional character; but the duty of the ar- 
tist, above all, is to place the idea which 
constitutes its content in harmony with the 
spirit of his own age, and the peculiar 
genius of his nation. 

In this necessity lies the reason and ex-» 
cuse for what is called anachronism in art. 
When the anachronism bears only upon 
external circumstances it is unimportant. 
It becomes a matter of more moment if 
we attribute to the characters, the ideas, 



52 



Hegel's Philosophy of Art. 



and sentiments of another epoch. Re- 
spect must be paid to historic truth, but 
regard must also be had to the manners 
and intellectual culture of one's own time. 
The heroes of Homer themselves are more 
than were the real personages of the epoch 
which he presents ; and the characters of 
Sophocles are brought still nearer to us. 
To violate thus the rules of historic reali- 
ty, is a necessary anachronism in art. Fi- 
nally, another form of anachronism, which 
the utmost moderation and genius can 
alone make pardonable, is that which 
transfers the religious or moral ideas of a 
more advanced civilization to an anterior 
epoch; when one attributes, for example, 
to the ancients the ideas of the mod- 
erns. Some great poets have ventured up- 
on this intentionally ; few have been suc- 
cessful in it. 

The general conclusion is this : " The 
artist should be required to make himself 
the cotemporary of past ages, and become 
penetrated himself with their spirit. For if 
the substance of those ideas be true, it re- 
mains clear for all time. But to undertake 
to reproduce with a scrupulous exactness 



the external element of history, with all its 
details and particulars — in a word all the 
rust of antiquity, is the work of a puerile 
erudition, which attaches itself only to a 
superficial aim. We should not wrest from 
art the right which it has to float between 
reality and fiction." 

This first part concludes with an exami- 
nation of the qualities necessary to an 
artist, such as imagination, genius, inspi- 
ration, originality, etc. The author does 
not deem it obligatory to treat at much 
length this subject, which appears to him 
to allow only a small number of general 
rules or psychological observations. The 
manner in which he treats of many points, 
and particularly of the imagination, causes 
us to regret that he has not thought it 
worth while to give a larger space to these 
questions, which occupy the principal 
place in the majority of assthetieal treati- 
ses; we shall find them again under 
another form in the theory of the arts. 

[The next number will continue this trans- 
lation through the treatment of the Sym- 
bolic, Classic and Romantic forms of art.] 



Raphael's Transfiguration. 



53 



NOTES ON RAPHAEL'S "TRANSFIGURATION." 



[Read before the St. Louis Art Society in November, 18G6.] 



I. THE ENGRAVING. 

He who studies the "Transfiguration" 
of Raphael is fortunate if he has access to 
the engraving of it by Raphael Morghen. 
This engraver, as one learns from the En- 
cyclopedia, was a Florentine, and executed 
this — his most elaborate work — in 1795, 
from a drawing of Tofanelli, after having 
discovered that a copy he had partly fin- 
ished from another drawing, was very 
inadequate when compared with the ori-. 
ginal. 

Upon comparison with engravings by 
other artists, it seems to me that this en- 
graving has not received all the praise it 
deserves ; I refer especialh r to the seizing 
of the " motives" of the picture, which are 
so essential in a work of great scope, to 
give it the requisite unity. What the en- 
graver has achieved in the present instance, 
I hope to be able to show in some degree. 
But one will not be able to verify my results 
if he takes up au engraving by a less for- 
tunate artist; e. g. : one by Pavoni, of 
recent origin. 



II. HISTORICAL. 

It is currently reported that Raphael 
painted the "Transfiguration" at the in- 
stance of Cardinal Giulio de Medici, and 
that in honor of the latter he introduced 
the two saints — Julian and Lawrence — on 
the mount; St. Julian suggesting the ill- 
fated Giuliano de Medici, the Cardinal's 
father, and St. Lawrence representing his 
uncle, " Lorenzo the Magnificent, " the 
greatest of the Medici line, and greatest 
man of his time in Italy. "The haughty 
Michael Angelo refused to enter the lists 
in person against Raphael, but put forward 
as a fitting rival Sebastian del Piombo, a 
Venetian." Raphael painted, as his mas- 



terpiece, the "Transfiguration," and Se- 
bastian, with the help of Michael Angelo, 
painted the ""Raising of Lazarus." In 
1520, before the picture was quite finished, 
Raphael died. His favorite disciple, Giu- 
lio Romano, finished the lower part of the 
picture (especially the demoniac) in the 
spirit of Raphael, who had completed the 
upper portion and most of the lower. 



III. LEGEND. 

The Legend portrayed here — slightly va- 
rying from the account in the New Testa- 
ment but not contradicting it — is as follows : 
Christ goes out with his twelve disciples 
to Mount Tabor, and, leaving the nine 
others at the foot, ascends with the favored 
three to the summit, where the scene of 
the Transfiguration takes place. While 
this transpires, the family group approach 
with the demoniac, seeking help from a 
miraculous source. 

Raphael has added to this version the 
circumstance that two sympathetic strang- 
ers, passing that way up the mount, carry 
to the Beatified One the intelligence of the 
event below, and solicit his immediate and 
gracious interference. 

The Testament account leads us to sup- 
pose the scene to be Mount Tabor, south- 
east of Nazareth, at whose base he had 
healed many, a few days before, and 
where he had held many conversations 
with his disciples. "On the following 
day, when they were come down, the)' met 
the family," says Luke; but Matthew and 
Mark do not fix so precisely the day. 



IV. CHARACTERIZATION. 

It may be safely affirmed that there is 
scarcely a picture in existence in which 



54 



Raphael's Transfiguration. 



the individualities are more strongly mark- 
ed by internal essential characteristics. 

Above, there is no figure to be mistaken : 
Christ floats toward the source of light — 
the Invisible Father, by whom all is made 
visible that is visible. On the right, Moses 
appears in strong contrast to Elias on the 
left — the former the law-giver, and the 
latter the spontaneous, fiery, eagle-eyed 
prophet. 

Oji the mountain top — prostrate beneath, 
are the three disciples — one recognizes on 
the right hand, John, gracefully bending 
his face down from the overpowering light, 
while on the left James hides his face in 
his humility. But Peter, the bold one, is 
fain to gaze directly on the splendor. He 
turns his face up in the act. but is, as on 
another occasion, mistaken in his estimate 
of his own endurance, and is obliged to 
cover his eyes, involuntarily, with his hand. 

Below the mount, are two opposed 
groups. On the right, coming from the 
hamlet in the distance, is the family group, 
of which a demoniac boy forms the centre. 
They,without doubt, saw Christ pass on his 
way to this solitude, and, at length, con- 
cluded to follow him and test his might 
which had been "noised abroad " in that re- 
gion. It is easy to see the relationship of the 
whole group. First the boy, actually "pos- 
sessed, "or a maniac ; then his father— a man 
evidently predisposed to insanity— support- 
ing and restraining him. Kneeling at the 
right of the boy is his mother, whose fail- 
Grecian face has become haggard with the 
trials she has endured from her son. Just 
beyond her is her brother, and in the shade 
of the mountain, is her father. In the fore- 
ground is her sister. Back of the father, 
to the right, is seen an uncle (on the 
father's side) of the demoniac boy, whose 
features and gestures show him to be a 
simpleton, and near him is seen the face 
of the father's sister, also a weak-minded 
person. The parents of the father are not 
to be seen, for the obvious reason that old 
age is not a characteristic of persons pre- 
disposed to insanity. Again . it is marked 
that in a family thus predisposed, some will 
be brilliant to a degree resembling genius, 
and others will be simpletons. The whole 
group at the right are supplicating the 
nine disciples, in the most earnest manner, 
for relief. The disciples, grouped on the 



left, are full of sympathy, but their looks 
tell plainly that they can do nothing. One, 
at the left, and near the front, holds the 
books of the Law in his right hand, but 
the letter needs the spirit to give life, and 
the mere Law of Moses does not help the 
demoniac, and only excites the sorrowful 
indignation of the beautiful sister in the 
foreground. 

The curious student of the New Testa- 
ment may succeed in identifying the differ- 
ent disciples : Andrew, holding the books 
of the Law, is Peter's brother, and bears a 
family resemblance. Judas, at the extreme 
left, cannot be mistaken. Matthew looks 
over the shoulder of Bartholomew, who is 
pointing to the demoniac ; while Thomas — 
distinguished by his youthful appearance — 
bends over toward the boy with a look of 
intense interest. Simon (?), kneeling be- 
tween Thomas and Bartholomew, is indi- 
cating to the mother, by the gesture with 
his left hand, the absence of the Master. 
Philip, whose face is turned towards Judas, 
is pointing to the scene on the mount, and 
apparently suggesting the propriety of 
going for the absent master. James, the 
son of Alpheus, resembles Christ in features, 
and stands behind Jude, his brother, who 
points up to the mount while looking at 
the father. 



V. ORGANIC UNITY. 

(a) Doubtless every true work of art 
should have what is called an "organic 
unity." That is to say, all the parts of the 
work should be related to each other in such 
a way that a harmony of design arises. 
Two entirely unrelated things brought into 
the piece would form two centres of attrac - 
tion and hence divide the work into two 
different works. It should be so constitu- 
ted that the study of one part leads to all 
the other parts as being necessarily implied 
in it. This common life of the whole work 
is the central idea which necessitates all 
the parts, and hence makes the work an 
organism instead of a mere conglomerate 
or mechanical aggregate — a fortuitous 
concourse of atoms which would be a 
chaos only. 

(6). This central idea, however, cannot 
be represented in a work of art without 



Raphael's Transfiguration. 



55 



contrasts and hence there must be antithe- 
ses present. 

(c) And these antitheses must be again 
reduced to unity by the manifest depend- 
ence of each side upon the central idea. 

What is the central idea of this picture? 

(a) Almost every thoughtful person that 
has examined it, has said: "Here is the 
Divine in contrast with the Human, and 
the dependence of the latter upon the 
former." This may be stated in a variety 
of ways. The Infinite is there above, and 
the Finite here below seeking it. 

(6) The grandest antithesis is that be- 
tween the two parts of the Picture, the 
above and the below. The transfigured 
Christ, there, dazzling with light ; below, 
the shadow of mortal life, only illuminated 
by such rays as come from above. There, 
serenity ; and here, rending calamity. 

Then there are minor antitheses. 

(1) Above we have a Twofold. The 
three celestial light-seekers who soar rap- 
turously to the invisible source of light, 
and below them, the three disciples swoon- 
ing beneath the power of the celestial vis- 
ion. (2) Then below the mountain we 
have a similar contrast in the two groups ; 
the one broken in spirit by the calamity 
that "pierces their own souls," and the 
other group powerfully affected by sympa- 
thy, and feeling keenly their impotence 
during the absence of their Lord. 

Again even, there appear other anti- 
theses. So completely does the idea pene- 
trate the material in this work of art, that 
everywhere we see the mirror of the whole. 
In the highest and most celestial we have 
the antithesis of Christ and the twain; 
Moses the law or letter, Elias the spirit or 
the prophet, and Christ the living unity. 
Even Christ himself, though comparatively 
the point of repose of the whole picture, 
is a contrast of soul striving against the 
visible body. So, too, the antitheses of 
the three disciples, John, Peter, James, — 
grace, strength, and humility. Every- 
where the subject is exhaustively treated ; 
the family in its different members, the dis- 
ciples with the different shades of sympa- 
thy and concern. (The maniac boy is a 
perfect picture of a being, torn asunder by 
violent internal contradiction.) 

(c) The unity is no less remarkable. 



First, the absolute unity of the piece, is 
the transfigured Christ. To it, mediately 
or immediately, everything refers. All 
the light in the picture streams thence. 
All the action in the piece lias its motive 
power in Him ; — first, the two celestials 
soar to gaze in his light; then the three 
disciples are expressing, by the posture of 
every limb, the intense effect of the same 
light. On the left, the mediating strangers 
stand imploring Christ to descend and be 
merciful to the miserable of this life. Be- 
low, the disciples are painfully reminded 
of Him absent, by the present need of his 
all-healing power, and their gestures refer 
to his stay on the mountain top ; while the 
group at the right are frantic in supplica- 
tions for his assistance. 

Besides the central unity, we find minor 
unities that do not contradict the higher 
unity, for the reason that they are only 
reflections of it, and each one carries us, of 
its own accord, to the higher unity, and 
loses itself in it. To illustrate: Below, 
the immediate unity of all (centre of in- 
terest) is the maniac boy, and yet he con- 
vulsively points to the miraculous scene 
above, and the perfect unrest exhibited in 
his attitude repels the soul irresistibly to 
seek another unity. The Christ above, 
gives us a comparatively serene point of 
repose, while the unity of the Below or 
finite side of the picture is an absolute an- 
tagonism, hurling us beyond to the higher 
unity. 

Before the approach of the distressed 
family, the others were intently listening 
to the grave and elderly disciple, Andrew, 
who was reading and expounding the 
Scriptures to them. This was a different 
unity, and would have clashed with the 
organic unity of the piece ; the approach 
of the boy brings in a new unity, which 
immediately reflects all to the higher unity. 



VI. SENSE AND REASON VS. 
UNDERSTANDING. 

At this point a few reflections are sug- 
gested to render more obvious, certain 
higher phases in the unity of this work of 
art, which must now be considered. 

A work of art, it will be conceded, must, 
first of all. appeal to the senses. Equally, 



56 



RaphaeVs Transfiguration. 



too, its content must be an idea of the 
Reason, and this is not so readily granted 
by every one. But if there were no idea 
of the Reason in it, there would be no unity 
to the work, and it could not be distin- 
guished from any other work not a work 
of art. Between the Reason and the Senses 
there lies a broad realm, called the •'Un- 
derstanding" by modern speculative wri- 
ters. It was formerly called the " discur- 
sive intellect." The Understanding applies 
the criterion ; 'wse." It does not know 
beauty, or, indeed, anything which is for 
itself; it knows only what is good for some- 
thing else. In a work of art, after it has 
asked what it is good for, it proceeds to 
construe it all into prose, for it is the prose 
faculty. It must have the picture tell us 
what is the external fact in nature, and not 
trouble us with any transcendental imagi- 
native products. It wants imitation of na- 
ture merely. 

But the artist frequently neglects this 
faculty, and shocks it to the uttermost by 
such things as the abridged mountain in 
this picture, or the shadow cast toward the 
sun, that Eckermann tells of. 

The artist must never violate the sensu- 
ous harmony, nor fail to have the deeper 
unity of the Idea. It is evident that the 
sensuous side is always cared for by Ra- 
phael. 

Here are some of the effects in the pic- 
ture that are purely sensuous and yet of 
such a kind that they immediately call up 
the idea. The source of light in the pic- 
ture is Christ's form ; below, it is reflected 
in the garments of the conspicuous figure 
in the foreground. Above, is Christ; op- 
posite and below, a female that suggests 
the Madonna. In the same manner Elias, 
or the inspired prophet, is the opposite to 
the maniac boy; the former inspired by the 
celestial; the latter, by the demonic. So 
Moses, the law-giver, is antithetic to the 
old disciple that has the roll of the Law in 
his hand. So, too, in the posture, Elias 
floats freely , while Moses is brought against 
the tree, and mars the impression of free 
self-support. The heavy tables of the Law 
seem to draw him down, while Elias seems 
to have difficulty in descending sufficiently 
to place himself in subordination to Christ. 

Even the contradiction that the under- 
standing finds in the abridgment of the 



mountain, is corrected sensuously by the 
perspective at the right, and the shade that 
the edge of the rock casts which isolates 
the above so completely from the below. 

We see that Raphael has brought them 
to a secluded spot just near the top of the 
mountain. The view of the distant vale 
tells us as effectually that this is a moun- 
tain top as could be done by a full length 
painting of it. Hence the criticism rests 
upon a misunderstanding of the fact which 
Raphael has portrayed. 



VII. ROMANTIC VS. CLASSIC. 

Finally, we must recur to those distinc- 
tions so much talked of. in order to intro- 
duce the consideration of the grandest 
strokes of genius which Raphael has dis- 
played in this work. 

The distinction of Classic and Romantic 
Art, of Greek Art from Christian: the 
former is characterized by a complete re- 
pose, or equilibrium between the Sense and 
Reason — or between matter and form. 
The idea seems completely expressed, and 
the expression completely adequate to the 
idea. 

But in Christian Art we do not find this 
equilibrium ; but everywhere we find an 
intimation that the idea is too transcendent 
for the matter to express. Hence. Roman- 
tic Art is self-contradictory — it expresses 
the inadequacy of expression. 

•' I have that within which passeth show; 
These but the trappings and the suits of woe.'' 

In Gothic Architecture, all strives up- 
ward and seems to derive its support from 
above, (i. e. the Spiritual, light). All Ro- 
mantic Art points to a beyond. The Ma- 
donnas seem to say : "'I am a beyond which 
cannot be represented in a sensuous form ;" 
•' a saintly contempt for the flesh hovers 
about their features." as some one has ex- 
pressed it. 

But in this picture, Christ himself, no 
more a child in the Madonna's arms, but 
even in his meridian glory, looks beyond, 
and expresses dependence on a Being who 
is not and cannot be represented. His face 
is serene, beatific ; He is at unity with this 
Absolute Being, but the unity is an inter- 
nal one, and his upraised gaze towards the 



Introduction to Philosophy. 



57 



source of light is a plain statement that the 
True which supports him is not a sensuous 
one. "God dwelleth not in temples made 
with hands; but those who would approach 
Him must do it in spirit and in truth." 

This is the idea which belongs to the 
method of all modern Art; but Raphael 
has not left this as the general spirit of 
the picture merely, but has emphasized it 
in a way that exhibits the happy temper of 
his genius in dealing with refractory sub- 
jects. And this last point has proved too 
much for his critics. Reference is made 
to the two saints painted at the left. How 
fine it would be, thought the Cardinal 
de Medici, to have St. Lawrence and St. 
Julian painted in there, to commemorate 
my father and uncle ! They can represent 
mediators, and thereby connect the two 
parts of the picture more closely ! 

Of course, Raphael put them there! 
"Alas ! " say his critics. " what a fatal mis- 
take! What have those two figures to 
do there but to mar the work! All for 
the gratification of a selfish pride ! ? ' 

Always trust an Artist to dispose of the 
Finite; he, of all men, knows how to digest 
it and subordinate it to the idea. 

Raphael wanted just such figures in just 
that place. Of course, the most natural 
thing in the world that could happen, would 
be the ascent of some one to bear the mes- 
sage to Christ that there was need of him 
below. But what is the effect of that upon 
the work as a piece of Romantic Ail? It 
would destroy that characteristic, unless 
confined to special forms. Raphael, how- 
ever seizes upon this incident to show the 
entire spiritual character of the upper part 
of the picture.. The disciples are dazzled 
so, that even the firm Peter cannot endure 
the light at all. Is this a physical light? 



Look at the messengers that have come up 
the mountain ! Do their eyes indicate any- 
thing bright, not to say dazzling? They 
stand there with supplicating looks and 
gestures, but see no transfiguration. It 
must be confessed, Cardinal de Medici, 
that your uncle and father are not much 
complimented, after all ; they are merely 
natural men, and have no inner sense by 
which to see the Eternal Verities that il- 
lumine the mystery of existence! Even if 
you are a Cardinal, and they were Popes' 
counselors, they never saw anything higher 
in Religion than what should add comfort 
to us here below. 

No! The transfiguration, as Raphael 
clearly tells us, was a Spiritual one : Christ, 
on the mountain with his favored three 
disciples, opened up such celestial clear- 
ness in his exposition of the truth, that 
they saw Moses and Elias, as it were, com- 
bined in one Person, and a new Heaven 
and a new earth arose before them, and 
they were lost in that revelation of infinite 
splendor. 

In closing, a remark forces itself upon 
us with reference to the comparative merits 
of Raphael and Michael Angelo. 

Raphael is the perfection of Romantic 
Art. Michael Angelo is almost a Greek. 
His paintings all seem to be pictures of 
statuary. In his grandest— The Last Judg- 
ment — we have the visible presence as the 
highest. Art with him could represent 
the Absolute. With Raphael it could only, 
in its loftiest flights, express its own impo- 
tence. 

Whether we are to consider Raphael or 
Michael Angelo as the higher artist, must 
be decided by an investigation of the mer- 
its of the " Last Judgment." 



INTRODUCTION TO PHILOSOPHY. 



CHAPTER I. 

The object of this series is to furnish, 
in as popular a form as possible, a course 
of discipline for those who are beginning 
the study of philosophy. Strictly popular, 
in the sense the word is used — i. e. sig- 



nifying that which holds fast to the ordi- 
nary consciousness of men, and does not 
take flights beyond— I am well aware, no 
philosophy can be. The nearest approach 
to it that can be made, consists in starting 
from the common external views, and 
drawing them into the speculative, step by 



58 



Introduction, to Philosophy. 



step. For this purpose the method of defi- 
nitions and axioms, with deductions there- 
from, as employed by Spinoza, is more ap- 
propriate at first, and afterwards a gradual 
approach to the Dialectic, or true philoso- 
phic method. In the mathematical method 
(that of Spinoza just alluded to) the con- 
tent may be speculative, but its form, 
never. Hence the student of philosophy 
needs only to turn his attt ntion to the 
content at first; when that becomes in a 
measure familiar, he can then the more 
readily pass over to the true form of the 
speculative content, and thus achieve com- 
plete insight. A course of discipline in 
the speculative content, though under an 
inadequate form, would make a grand 
preparation for the study of Hegel or 
Plato ; while a study of these, or, in short, 
of any writers w r ho employ speculative 
methods in treating speculative content — 
a study of these without previous ac- 
quaintance with the content is well nigh 
fruitless. One needs only to read the 
comments of translators of Plato upon his 
speculative passages, or the prevailing 
verdicts upon Hegel, to be satisfied on this 
point. 

The course that 1 shall here present will 
embody my own experience to a great 
extent, in the chronological order of its de- 
velopment. Each lesson will endeavor to 
present an aperqu derived from some great 
philosopher. Those coming later will pre- 
suppose the earlier ones, and frequently 
throw new light upon them. 

As one who undertakes the manufacture 
of an elegant piece of furniture needs care- 
fully elaborated tools for that end, so must 
the thinker who wishes to comprehend the 
universe be equipped with the tools of 
thought, or else he will come off as poorly 
as he who should undertake to make a 
carved mahogany chair with no tools ex- 
cept his teeth and finger nails. What com- 
plicated machinery is required to transmute 
the rough ores into an American watch! 
And yet how common is the delusion that 
no elaboration of tools of thought is re- 
quired to enable the commonest mind to 
manipulate the highest subjects of investi- 
gation ! The alchemy that turned base 
metal into gold is only a symbol of that 
cunning alchemy of thought that by means 
of the philosopher's stone (scientific meth- 



od) dissolves the base facts of experience 
into universal truths. 

The uninitiated regards the philosophic 
treatment of a theme as difficult solely by 
reason of its technical terms. ' 'If I only 
understood your use of words, I think I 
should find no difficulty in your thought." 
He supposes that under those bizarre terms 
there lurks only the meaning that he and 
others put into ordinary phrases. He 
does not seem to think that the concepts 
likewise are new. It is just as though an 
Indian were to say to the carpenter, "I 
could make as good work as you, if I only 
had the secret of using my finger-nails and 
teeth as you do the plane and saw- " Spec- 
ulative philosophy — it cannot be too early 
inculcated — does not "conceal under cum- 
brous terminology views which men ordi- 
narily hold." The ordinary reflection 
would say that Being is the ground of 
thought, while speculative philosophy 
would say that thought is the ground of 
Being ; whether of other being, or of itself 
as being — for it is causa sui. 

Let us now address ourselves to the task 
of elaborating our technique — the tools of 
thought — and see what new worlds become 
accessible through our mental telescopes 
and microscopes, our analytical scalpels 
and psychological plummets. 

I.— A PRIOI AND A POSTERIORI. 

A priori, as applied to knowledge, signi- 
fies that which belongs to the nature of the 
mind itself. Knowledge which is before 
experience, or not dependent on it, is 
a priori. 

A posteriori or empirical knowledge is 
derived from experience. 

A criterion to be applied in order to test 
the application of these categories to any 
knowledge in question, is to be found in 
universality and necessity. If the truth ex- 
pressed has universal and necessary valid- 
ity it must be a priori, for it could not have 
been derived from experience. Of empir- 
ical knowledge we can only say: "It is 
true so far as experience has extended." 
Of apriori knowledge, on the contrary, we 
affirm : "It is universally and necessarily 
true and no experience of its opposite can 
possibly occur; from the very nature of 
things it must be so." 



Introduction to Philosophy. 



59 



II.— ANALYTICAL AND SYNTHETICAL. 

A judgment which in the predicate, 
adds nothing new to the subject, is said to 
be analytical, as e.g. • l Horse is an ani- 
mal;"— the concept "animal" is already 
contained in that of "horse." 

Synthetical judgments, on the contrary, 
add in the predicate something new to the 
conception of the subject, as e. g. " This 
rose is red,"' or "The shortest distance 
between two points is a straight line ;"— in 
the first judgment we have "red" added 
to the general concept "rose;" while in 
the second example we have straightness, 
which is quality, added to shortest, which 
is quantity. 

III. — APODEICTICAL. 

Omitting the consideration of a posteriori 
knowledge for the present, let us investi- 
gate the a priori in order to learn some- 
thing of the constitution of the intelligence 
which knows— always a proper subject for 
philosophy. Since, moreover, the a priori 
analytical ("A horse is an animal") adds 
nothing to our knowledge, we may con- 
fine ourselves, as Kant does, to a priori 
synthetical knowledge. The axioms of 
mathematics are of this character. They 
are universal and necessary in their appli- 
cation, and we know this without making 
a single practical experiment. " Only one 
straight line can be drawn between two 
points," or the proposition: " The sum of 
the three angles of a triangle is equal to 
two right angles, "—these are true in all 
possible experiences, and hence transcend 
any actual experience. Take any a poste- 
riori judgment, e. g. "All bodies are 
heavy, " and we see at once that it im- 
plies the restriction, "So far as we have 
experienced, " or else is a mere analytical 
judgment. The universal and necessary is 
sometimes called the apodeictical. The 
conception of the apodeictical lies at the 
basis of all true philosophical thinking. 
He who does not distinguish between apo- 
deictic and contingent judgments must pause 
here until he can do so. 

IV.— SPACE AND TIME. 

In order to give a more exhaustive appli- 
cation to our technique, let us seek the 



universal conditions of experience. The 
mathematical truths that we quoted re- 
late to Space, and similar ones relate to 
Time. No experience would be possible 
without presupposing Time and Space as 
its logical condition. Indeed, we should 
never conceive our sensations to have an 
origin outside of ourselves and in distinct 
objects, unless we had the conception of 
Space a priori by which to render it pos- 
sible. Instead, therefore, of our being 
able to generalize particular experiences" 
and collect therefrom the idea of Space 
and Time in general, we must have added 
the idea of Space and Time to our sensa- 
tion before it could possibly become an 
experience at all. This becomes more clear 
when we recur to the apodeictic nature of 
Space and Time. Time and Space are 
thought as infinites, i. e., they can only be 
limited by themselves, and hence are uni- 
versally continuous. But no such concep- 
tion as infinite can be derived analytically 
from an object of experience, for it does 
not contain it. All objects of experience 
must be within Time and Space, and not 
vice versa. All that is limited in extent 
and duration presupposes Time and Space 
as its logical condition, and this we know, 
not from the senses but from the constitu- 
tion of Eeason itself. "The third side of 
a triangle is less than the sum of the two 
other sides." This we never measured, and 
yet we are certain that we cannot be mis- 
taken about it. It is so in all triangles, 
present, past, future, actual, or possible- 
It' this was an inference a posteriori, we 
could only say : " It has been found to be 
so in all cases that have been measured 
and reported to us. " 



v.— MIND. 

Mind has a certain a priori constitution; 
this is our inference. It must be so, or 
else we could never have any experience 
whatever. It is the only way in which the 
possibility of apodeictic knowledge can be 
accounted for. What 1 do not get from 
without I must get from within, if I have 
it at all. Mind, it would seem from this, 
cannot be, according to its nature, a finite 
affair — a thing with properties. Were it 
limited in Time or Space, it could never 
(without transcending itself) conceive Time 



60 



Seed Life. 



and Space as universally continuous or 
infinite. Mind is not within Time and Space, 
it is as universal and necessary as the 
apodeictic judgments it forms, and hence 
it is the substantial essence of all that ex- 
ists. Time and Space arc the logical con- 
ditions of finite existences, and Mind is 
the logical condition of Time and Space. 
Hence it is ridiculous to speak of my mind 
and your mind, for mind is rather the uni- 
versal substrate of all individuality than 
owned by any particular individual. 

These results are so startling to the one 
who first begins to think, that he is tempted 
to reject the whole. If he does not do this, 
but scrutinizes the whole fabric keenly, 
he will discover what he supposes to be 
fallacies. We cannot anticipate the an- 



swer to his objections here, for his objec- 
tions arise from his inability to distinguish 
between his imagination and his thinking 
and this must be treated of in the next 
chapter. Here, we can only interpose an 
earnest request to the reader to persevere 
and thoroughly refute the whole argument 
before he leaves it. But this is only one 
and the most elementary position from 
whicli the philosophic traveler sees the 
Eternal Verities. Every perfect analysis — 
no matter what the subject be — will bring 
us to the same result, though the degrees 
of concreteness will vary, — some leaving 
the solution in an abstract and vague form, 
— others again arriving at a complete and 
satisfactorv view of the matter in detail. 



SEED LIFE. 

BY E. V. 

Ah ! woe for the endless stirring, 
The hunger for air and light, 

The fire of the blazing noonday 
Wrapped round in a chilling night! 

The mufiied throb of an instinct 
That is kin to the mystic To Be; 

Strong muscles, cut with their fetters, 
As they writhe with claim to be free. 

A voice that cries out in the silence, 
And is choked in a stifling air; 
Arms full of an endless reaching, 
While the "Nay" stands everywhere. 

The burning of conscious selfhood, 
That fights with pitiless fate! 

God grant that deliverance stay not, 
Till it come at last too late; 

Till the crushed out instinct waver, 
And fainter and fainter grow, 

And by suicide, through unusing, 
Seek freedom from its woe. 

Oh ! despair of constant losing 
The life that is clutched in vain ! 

Is it death or a joyous growing 
That shall put an end to pain? 



Dialogue on Immortality. 



61 



A DIALOGUE ON IMMORTALITY. 

BY ARTHUR SCHOPENHAUER. 



[Translated from t lie German, by Chas. L. Bernays.] 



Philalethes. — I could tell you that after 
your death, you will be what you were 
previous to your birth ; I could tell you that 
we are never born, and that we only seem 
to die — that we have always been precisely 
the same that we are now, and that we 
shall always remain the same — that Time 
is the apparatus which prevents us from 
being aware of all this ; I could tell you 
that our consciousness stands always in 
the centre of Time — never on one of its 
termini; and that any one among- us, 
therefore, has the immovable centre of 
the whole infinite Time in himself. I then 
could tell you that those who by that 
knowledge, are assured that the present 
time always originates in ourselves, can 
never doubt the indestructibility of their 
own essence. 

Thrasymachus. — All of that is too long 
and too ambiguous for me. Tell me. 
briefly what I shall be after death. 

Phil- — All and nothing. 

Thras. — There we are! Instead of a so- 
lution to the problem you give me a con- 
tradiction ; that is an old trick. 

Phil. — To answer transcendental ques- 
tions in language that is only made for 
immanent perceptions, may in fact lead 
us into contradictions. 

Thras. — What do you mean by "■trans- 
cendental " and "immanent "perceptions? 

Phil. — Well ! Transcendental perception 
is rather the knowledge, which, by exceed- 
ing an} r possibility of experience, tends to 
discover the essence of things as they are 
by themselves ; immanent perception it is, 
if it keeps inside of the limits of experi- 
ence. In this case, it can only speak of 
appearances. You as an individual, end 
with your death. Yet individuality is not 
your true and final essence, but only a 
mere appearance of it. It is not the thing 
in itself, but only its appearance, estab- 
lished in the form of time, thereby having 
a beginning and an end. That which is es- 
sential in you, knows neither of beginning 
nor ending, nor of Time itself; it knows 
no limits such as belong to a given indi- 



viduality, but exists in all and in each. In 
the first sense, therefore, you will become 
nothing after your death; in the second 
sense you are and remain all. For that 
reason I said you would be all and nothing 
You desired a short answer, and I believe 
that hardly a more correct answer could be 
given briefly. No wonder too that it con- 
tains a contradiction; for your life is in 
Time, while your immortality is in Eter- 
nity. 

Thras. — Without the continuation of 
my individuality, I would not give a far- 
thing for all your "immortality." 

Phil. — Perhaps you could have it even 
cheaper. Suppose that I warrant to you 
the continuation of your individuality, but 
under the condition that a perfectly uncon- 
scious slumber of death for three months 
should precede its resuscitation. 

Thras. — Well, I accept the condition. 

Phil. — Now, in an absolutely uncon- 
scious condition, we have no measure of 
time; hence it is perfectly indifferent 
whether, whilst we lie asleep in death in 
the unconscious world, three months or 
ten thousand years are passing away. We 
do not know either of the one or of the 
other, and have to accept some one's word 
with regard to the duration of our sleep, 
when we awake. Hence it is indifferent 
to you whether your individuality is given 
back to you after three months or after 
ten thousand years. 

Thras. — That I cannot deny. 

Phil. — Now, suppose that after ten 
thousand years, one had forgotten to 
awake you at all, then I believe that the 
long, long state of non-being would be- 
come so habitual to you that your mis- 
fortune could hardly be very great. Cer- 
tain it is. any way, that you would know 
nothing of it; nay, you would even console 
yourself very easily, if yon were aware 
that the secret mechanism which now keeps 
your actual appearance in motion, had not 
ceased during all the ten thousand years 
lor a single moment to establish and to 
move other beings of the same kind. 



62 



Dialogue on Immortality. 



Thras.— In that manner you mean to 
cheat me out of my individuality, do you ? 
I will not be fooled in that way. I have 
barerained for the continuation of ray in- 
dividuality. and none of your motives can 
console me for the loss of that ; I have it at 
heart, and never will abandon it. 

Phil. — It seems that you hold individu- 
ality to be so noble, so perfect so incom- 
parable, that there can be nothing superior 
to it; you therefore would not like to ex- 
change it for another one, though in that, 
you could live with greater ease and per- 
fection. 

Thras. — Let my individuality be as it 
may, it is always myself. It is I — I my- 
self—who want to be. That is the indi- 
viduality which I insist upon, and not such 
a one as needs argument to convince me 
that it may be my own or a better one. 

Phil. — Only look about you! That 
which cries out—" I, T myself, wish to ex- 
ist" — that is not yourself alone, but all 
that has the least vestige of consciousness. 
Hence this desire of yours, is just that 
which is not individual, but common 
rather to all without exception ; it does 
not originate in individuality, but in the 
very nature of existence itself; it is es- 
sential to anybody who lives, nay, it is 
that through which it is at all ; it seems 
to belong only to tho individual because 
it can become conscious only in the indi- 
vidual. What cries in us so loud for ex- 
istence, does so only through the media- 
tion of the individual; immediately and 
essentially it is the will to exist or to live, 
and this will is one and the same in all of 
us. Our existence being only the free 
work of the will, existence can never fail 
to belong to it as far at least, as that 
eternally dissatisfied will, can be satisfied. 
The individualities are indifferent to the 
will ; it never speaks of them ; though it 
seems to the individual, who, in himself is 
the immediate percipient of it as if it 
spoke only of his own individuality. The 
consequence is, that the individual cares 
for his own existence with so great 
anxiety, and that he thereby secures the 
preservation of his kind. Hence it fol- 
lows that individuality is no perfection, 
but rather a restriction or imperfection; 
to get rid of it is not a loss but a grain. 



Hence if you would not appear at once 
childish and ridiculous, you should aban- 
don that care for mere individuality, for 
childish and ridiculous it will appear 
when you perceive your own essence to be 
the universal will to live. 

Thras. — You yourself and all philoso- 
phers are childish and ridiculous, and in 
fact it is only for a momentary diversion 
that a man of good common sense ever 
consents to squander away an idle hour 
with the like of you. I leave your talk for 
weightier matters. 

[The reader will perceive by the posi- 
tions here assumed that Schopenhauer has 
a truly speculative stand-point; that he 
holds self-determination to be the only 
substantial (or abiding) reality. But 
while Aristotle and those like him have 
seized this more definitely as the self- 
conscious thinking, it is evident that 
Schopenhauer seizes it only from its im- 
mediate side, i. e. as the will. On this 
account he meets with some difficulty in 
solving the problem of immortality, and 
leaves the question of conscious identity 
hereafter not a little obscure. Hegel, on 
the contrary, for whom Schopenhauer 
everywhere evinces a hearty contempt, 
does not leave the individual in any doubt 
as to his destiny, but shows how individu- 
ality and universality coincide in self-con- 
sciousness, so that the desire for eternal 
existence is fully satisfied. This is the 
legitimate result that Philalethes arrives 
at in his last speech, when he makes the 
individuality the product of the will ; for if 
the will is the essential that he holds it to 
be, and the product of its activity is indi- 
viduality, of course individuality belongs 
eternally to it. At the close of his Philos- 
ophy of Nature (Encyclopsed, vol. II.) 
Hegel shows how death which follows life 
in the mere animal — and in man as mere 
animal— enters consciousness as one of its 
necessary elements, and hence does not 
stand opposed to it as it does to animal 
life. Conscious being (Spirit or Mind as 
it may be called.) is therefore immortal 
because it contains already, within itself, 
its limits or determinations, and thus can- 
not, like finite things, encounter dissolu- 
tion through external ones. — Ed.] 



Goethe's Theory of Colors. 



63 



GOETHE'S THEORY OF COLORS. 



Prom an exposition given before the St. Louis Philosophical Society. Nov. 2d, 1866. 



I. — Color arises through the reciprocal 

action of light and darkness. 

(a.) When a light object is seen through 
a medium that dims it. it appears of differ- 
ent degrees of yellow ; if the medium is 
dark or dense, the color is orange, or ap- 
proaches red. Examples : the sun seen in 
the morning through a slightly hazy atmos- 
phere appears yellow, but if the air is 
thick with mist or smoke the sun looks red. 

(b.) On the other hand a dark object, 
seen through a medium slightly illuminat- 
ed, looks blue. If the medium is very 
strongly illuminated, the blue approaches 
a light blue; if less so, then indigo; if 
still less, the deep violet appears. Ex- 
amples : a mountain situated at a great 
distance, from which very few rays of light 
come, looks blue, because we see it through 
a light medium, the air illuminated by the 
sun. The sky at high altitudes appears of 
a deep violet; at still higher ones, almost 
perfectly black; at lower ones, of a faint 
blue. Smoke — an illuminated medium — 
appears blue against a dark ground, but 
yellow or fiery against a light ground. 

(c.) The process of bluing steel is a 
fine illustration of Goethe's theory. The 
steel is polished so that it reflects light 
like a mirror. On placing it in the char- 
coal furnace a film of oxydization begins to 
form so that the light is reflected through 
this dimming medium ; this gives a straw 
color. Then, as the film thickens, the 
color deepens, passing through red to 
blue and indigo. 

(d.) The prism is the grand instrument 
in the experimental field of research into 
light. The current theory that light, when 
pure, is composed of seven colors, is de- 
rived from supposed actual verifications 
with this instrument. The Goethean ex- 
planation is by far the simplest, and, in 
the end, it propounds a question which 
the Newtonian theory cannot answer with- 
out admitting the truth of Goethe's theory. 



II-— The phenomenon of refraction is 
produced by interposing different transpa- 
rent media between the luminous object 
and the illuminated one, in such a manner 
that there arises an apparent displacement 
of one of the objects as viewed from the 
other. By means of a prism the displace- 
ment is caused to lack uniformity; one 
part of the light image is displaced more 
than another part; several images, as it 
were, being formed with different de- 
grees of displacement, so that they to- 
gether make an image whose edges are 
blurred in the line of displacement. If 
the displacement were perfectly uniform, 
no color would arise, as is demonstrated 
by the achromatic prism or lens. The 
difference of degrees of refraction causes 
the elongation of the image into a spec- 
trum, and hence a mingling of the edges 
of the image with the outlying dark sur- 
face of the wall, (which dark surface is 
essential to the production of the ordinary 
spectrum). Its rationale is the following: 

(a.) The light image refracted by the 
prism is extended over the dark on one 
side, while the dark on the other side is 
extended over it. 

(6.) The bright over the dark produces 
the blue in different degrees. The side 
nearest the dark being the deepest or vio- 
let, and the side nearest the light image 
being the lightest blue. 

(c.) On the other side, the dark over 
light produces yellow in different degrees ; 
nearest the dark we have the deepest color, 
(orange approaching to red) and on the 
side nearest the light, the light yellow or 
saffron tint. 

(d.) If the image is large and but little 
refracted (as with a water prism) there will 
appear between the two opposite colored 
edges a colorless image, proving that the 
colors arise from the mingling of the light 
and dark edges, and not from any peculiar 
property of the prism which should '* de 



64 



Goethe's Tlieory of Colors. 



compose the ray of light," as the current 
theory expresses it. If the latter theory 
were correct the decomposition would be 
throughout, and the whole image be col- 
ored. 

(e.) If the image is a small one, or it is 
very strongly refracted, the colored edges 
come together in the middle, and the 
mingling of the light yellow with the light 
blue produces green — a new color which 
did not appear-so long as the light ground 
appeared in the middle. 

(/.) If the refraction is still stronger, 
the edges of the opposite colors lap still 
more, and the green vanishes. The New- 
tonian theoiy cannot explain this, but it 
is to be expected according to Goethe's 
theory . 

(gr.) According to Goethe's theory, if the 
object were a dark one instead of a light 
one, and were refracted on a light surface, 
the order of colors would be reversed on 
each edge of the image. This is the same 
experiment as one makes by looking 
through a prism at the bar of a window 
appearing against the sky. Where in the 
light image we had the yellow dolors we 
should now expect the blue, for now it is 
dark over light where before it was light 
over dark. So, also, where we had blue 
we should now have yellow. This experi- 
ment may be so conducted that the cur- 
rent doctrine that violet is refracted the 
most, and red the least, shall be refuted. 



(A.) This constitutes the experimentum 
crucis. If the prism be a large water prism, 
and a black strip be pasted across the mid- 
dle of it, parallel with its axis, so that in 
the midst of the image a dark shadow in- 
tervenes, the spectrum appears inverted in 
the middle, so that the red is seen where 
the green would otherwise appear, and 
those rays supposed to be the least refran- 
gible are found refracted the most. 

(i.) When the two colored edges do not 
meet in this latter experiment, we have 
blue, indigo, violet, as the order on one 
side; and on the other, orange, yellow, 
saffron; the deeper colors being next to 
the dark image. If the two colored edges 
come together the union of the orange with 
the violet produces the perfect red (called 
by Goethe "purpur"). 

( j.) The best method of making experi- 
ments is not the one that Newton employ- 
ed — that of a dark room and a pencil of 
light— but it is better to look at dark and 
bright stripes on grounds of the opposite 
hue, or at the bars of a window, the prism 
being held in the hand of the investigator. 
In the Newtonian form of the experiment 
one is apt to forget the importance of the 
dark edge where it meets the light. 

[For further information on this inter- 
esting subject the English reader is refer- 
red to Eastlake's translation of Goethe's 
Philosophy of Colors, published in Lon- 
don.] 



THE JOURNAL 



O F 



SPECULATIVE PHILOSOPHY. 



Vol. I. 



186 7. 



No. 2. (2d Ed.) 



SECOND PART OF GOETHE'S FAUST. 

Translated from Rosexktc axz's "Deutsche Literatur." by D. J. Snidek. 



Goethe bea\an nothing if the whole of 
the work did not hover before his mind. 
By this determinateness of plan he preser- 
ved a most persevering attachment to the 
materials of which he had once laid hold; 
they were elements of his existence, which 
for him were immortal, because they con- 
stituted his inmost being. He could put 
off their execution for years, and still be 
certain that his love for them would re- 
turn, that his interest in them would ani- 
mate him anew. Through this depth of 
conception he preserved fresh to the end 
his original purpose; he needed not to 
fear that the fire of the first enthusiasm 
would go out ; at the most different times 
he could take up his work again with 
youthful zeal and strength. Thus in the 
circle of his poetical labors, two concep- 
tions that are in internal opposition to one 
another, accompanied him through his 
whole life. The one portrays a talented 
but fickle man, who, in want of culture, 
attaches himself to this person, then to 
that one, in order to become spiritually 
independent. This struggle carries him 
into the breadth of life, into manifold re- 
lations whose spirit he longs to seize and 
appropriate; such is Wilhelm Meister. 
The other is the picture of an absolutely 
independent personality that has culti- 

Vol. 1-5 



vated its lordly power iu solitary lofti- 
ness, and aspires boldly to subject the 
world to itself; such is Faust. In the 
development of both subjects there is a 
decisive turning-point which is marked 
in the first by the "Travels'*; in the sec- 
ond, by the Second Part of the Tragedy. 
Up to this point, both in Wilhelm Meis- 
ter and in Faust, subjective conditions 
prevail, which gradually purify them- 
selves to higher views and aims. For the 
one, the betrothal with Natalia closes the 
world of wild, youthful desire; for the 
other, the death of Margaret has the same 
.effect. The one steps into civil suciety 
and its manifold activity with the earnest 
endeavor to comprehend all its elements, 
to acquire, preserve and beautify proper- 
ty, and to assist in illuminating and en- 
nobling social relations; the other takes 
likewise a practical turn, but from the 
summit of Society, from the stand-point 
of the State itself. If, therefore, in the 
"Apprenticeship" and First Part of the 
Tragedy, on account of the excess of sub- 
jective conditions, a closer connection of 
the character and a passionate pathos are 
necessary, there appears, on the contra- 
ry, in the Travels and Second Part of the 
Tragedy a thoughtfulness which moder- 
ates everything — a cool designiugness ; 



66 



Second Part of Goethe's Faust. 



the particular elements are sharply char- 
acterized, but the personages seem rather 
as supporters of universal aims, in the 
accomplishment of which their own per- 
sonality is submerged; the Universal and 
its language is their pathos, and the in- 
terest in their history, that before was so 
remarkably fascinating, is blunted of its 
keenness. 

We have seen "Faust" grow, fragment 
by fragment, before our eyes. So long as 
there existed only a First Part, two views 
arose. The one maintained that it was in 
this incompleteness what it should be, a 
wonderful Torso; that this magnificent 
poem only as a fragment could reflect the 
World in order to indicate that man is 
able to grasp the Universe in a one-sided, 
incomplete manner only ; that as the poet 
touched the mysteries of the World, but 
did not give a complete solution, so the 
Enigmatical, the Prophetic, is that which 
is truly poetic, infinitely charming, real- 
ly mystic. This view was considered as 
genial, particularly because it left to ev- 
ery one free play — in fact, invited every 
one in his imagination to fill up the out- 
lines; for it could not be defended from 
a philosophic nor from an artistic stand- 
point. Knowing seeks not If knowl- 
edge, Art aims not at halfness of execu- 
tion. If Dante in his Divine Comedy had 
neglected any element o nature or of his- 
tory, if lie had not wrought out all with 
equal perseverance in corresponding pro- 
portion, could it be said that his poem 
would stand higher without this comple- 
tion? Or, conversely, shall we praise it 
as a merit that Novalis' Ofterdingen has 
remained mere fragments and sketches? 
This would be the same as if we should 
admire the Cologne cathedral less than we 
now do were it complete. Another view 
supposed that a Second Part was indeed 
possible, iind the question arose, in what 
manner shall this possibility be thought? 
Here again two opposite opinions showed 
themselves. According to the one, Faust 
must perish; reconciliation with God 
would be unbecoming to the northern na- 
ture of this Titanic character; the teeth- 
gnashing- defiance, the insatiate restless- 



ness, the crushing doubt, the heaven de- 
riding fierceness, must send him to hell. 
In this the spirit of the old legend was 
expressed as it was at the time of the 
Reformation — for in the middle ages the 
redemption of the sinner through the in- 
tercession of the Virgin Mary first ap- 
peared — as the Volksbuch simply but 
strikingly narrates it, as the Englishman, 
Marlowe, has dramatized it so excellent- 
ly in his "Doctor Faustus." But all this 
was not applicable to the Faust of Goe- 
the, for the poet had in his mind an alte- 
ration of the old legend, and so another 
party maintained that Faust must be 
saved. This party also asserted that the 
indication of the poet in the Prologue led 
to the same conclusion; that God could 
not lose his bet against the Devil ; that 
the destruction of Faust would be blas- 
phemous irony on Divine Providence. 
This assertion of the necessity of Faust's 
reconciliation found much favor in atime, 
like ours, which has renounced not indeed 
the consciousness and recognition of Evil, 
but the belief in a separate exira-human 
Devil ; which purposes not merely the 
punishment but also the improvement of 
the criminal; which seeks even to annul 
the death penalty, and transfer the atone- 
ment for murder to the inner conscience 
and to the effacing power of the Mind. 
But how was Poetry to exhibit such a 
transition from internal strife to celestial 
peace? Some supposed, as Heinrichs, 
that since Faust's despair resulted ori- 
ginally from science, which did not fur- 
nish to him that which it had at first pro- 
mised, and, since his childish faith had 
been destroyed by scepticism, he must be 
saved through the scientific comprehen- 
sion of Truth, of the Christian religion; 
that Speculative Philosophy must again 
reconcile him with God, with the world, 
and with himself. They confessed indeed 
that this process — study and speculation 
— cannot be represented in poetry, and 
therefore a Second Part of Faust was not 
to be expected. Others, especially poets, 
took Faust in a more general sense ; he 
was to penetrate not only Science but 
Life ^in its entirety ; the most manifold 



Second Part of Goethe's Faust. 



67 



action was to move him, and the sweat of 
labor was to be the penance which should 
bring him peace and furnish the clearness 
promised by the Lord. Several sought to 
complete the work — all with indifferent 
success. 

In what manner the poet himself would 
add a Second Part to the First, what 
stand-point he himself would take, re- 
mained a secret; now it is unsealed; the 
poem is unrolled before us complete; 
with wondering look we stand before it, 
with a beating heart we read it, and with 
modest anxiety, excited by a thousand 
feelings and misgivings, we venture cur- 
sorily to indicate the design of the great 
Master; for years shall pass away before 
the meaning of the all-comprehensive 
poem shall be unveiled completely in its 
details. Still this explanation of parti- 
culars in poetry is a subordinate matter. 
The main tendency of a poem must be 
seen upon its face, and it would be a 
sorry work if it did not excite a living 
interest the first time that it was offered 
to the enjoyment of a people — if this in- 
terest should result from microscopic 
explanations and fine unravelling of con- 
cealed allusions — if enthusiasm should 
not arise from the poetry as well as from 
the learning and acuteuess of the poet. 
Such particulars, which are hard to un- 
derstand, almost every great poem will 
furnish; latterly, the explanatory obser- 
vations on epic poems have become even 
stereotyped; it must be possible to dis- 
regard them; through ignorance of them 
nothing essential must be lost. 

The First Part had shown us Faust in 
his still cell, engaged in the study of all 
sciences. The results of his investiga- 
tion did not satisfy the boundless seeker, 
and as an experiment he bound himself 
to the Devil to see if the latter could not 
slake his burning thirst. 

Thus he rushed into Life. Earthly en- 
joyment surrounded him, Love enchain- 
ed him, Desire drove him to sudden, to 
bad deeds; in the mad Walpurgisnacht, 
he reached the summit of waste worldli- 
ness. But, deeper than the Devil sup- 
posed, Faust felt for his Margaret; he 



desired to save the unfortunate girl, but 
he was obliged to learn that this was 
impossible, but that only endurance of 
the punishment of crime could restore 
the harassed mind to peace. The simple 
story of love held everything together 
here in a dramatic form. The Prologue 
in Heaven, the Witch-kitchen, the Wal- 
purgisnacht, and several contemplative 
scenes, could be left out, and there still 
would remain a theatrical Whole of re- 
markable effect. 

The relation to Margaret — her death — 
had elevated Faust above every thing sub- 
jective. In the continuation of his life, 
objective relations alone could constitute 
the motive of action. The living, fresh 
breath of the First Part resulted just from 
this fact, that every thing objective, uni- 
versal, was seized from the point of sub- 
jective interest; in the Second Part, the 
Universal, the Objective, stands out 
prominently; subjective interests appear 
only under the presupposition of the Ob- 
jective; the form becomes allegorical. 

A story, an action which rounds itself 
off to completion, is wanting, and there- 
fore the dramatic warmth which pulsates 
through every scene of the First Part is 
no longer felt. The unity which is traced 
through the web of the manifold situa- 
tion, is the universal tendency of Faust 
to create a satisfaction for himself 
through work. Mephistopheles has no 
longer the position of a being superior 
by his great understanding and immova- 
ble coldness, who bitterly mocks Faust's 
striving, but he appears rather as a pow- 
erful companion who skilfully procures 
the material means for the aims of Faust, 
and, in all his activity, only awaits the 
moment when Faust shall finally acknow- 
ledge himself to be satisfied. But the 
striving of Faust is infinite ; each goal, 
when once reached, is again passed by ; 
nowhere does he rest, not in Society, not 
in Nature, not in Art, not in War, not 
in Industry; only the thought of Free- 
dom itself, the presentiment of the hap- 
piness of standing with a free people 
upon a free soil wrung from the sea, 
thrills the old man with a momentary 



68 



Second Part of Goethe's Faust. 



satisfactiou — and he dies. Upon pictures 
and wood-cuts of the middle ages repre- 
sentations of dying persons are found, 
in which the Devil on one side of the 
death-bed and angels on the other await 
eagerly the departing soul to pull it to 
themselves. Goethe has revived this old 
idea of a jealousy and strife between the 
angels and the Devil for Man. Mephis- 
topheles, with his horde of devils, strug- 
gles to carry away the soul of Faust to 
hell, but he forgets himself in unnatural 
lust, and the angels bear the immortal 
part of Faust to that height where rest 
and illumination of the dying begin. 

Such an allegorical foundation could 
not be developed otherwise than in huge 
masses ; the division of each mass in itself, 
so that all the elements of the thought ly- 
ing at the bottom should appear, was the 
proper object of the composition. The 
First Part could also be called allegorical, 
in so far as it reflected the universal Es- 
sence of Spirit in the Individual ; but it 
could not be said of it in any other sense 
than of every poem; Allegory in its strict- 
er sense was not to be found; the shapes 
had all flesh and blood, and no design 
was felt. In the Second Part everything 
passes over into the really Allegorical, 
to which Goethe, the older he grew, 
seems to have had the greater inclina- 
tion : the Xenien, the Trilogie der Lei- 
denschaft, the Lieder zur Loge, the 
Maskenzuge, Epimenides Erwachen, the 
cultivation of the Eastern manners, all 
proceeded from a didactic turn which 
delighted in expressing itself in gnomes, 
pictures, and symbolical forms. With 
wonderful acuteness Goethe has always 
been able to seize the characteristic de- 
terminations, and unfold them in neat, 
living language; however, it lies in the 
nature of such poems that they exercise 
the reflective faculty more than the heart, 
and it was easy to foresee that the Second 
Part of Faust would never acquire the 
popularity of the First Part; that it would 
not, as the latter, charm the nation, and 
educate the people to a consciousness of 
itself, but that it would always have a 
sort of esoteric existence. Manv will be 



repelled by the mythological learning of 
the second and third acts ; and the more 
so, as they do not see themselves recom- 
pensed by the dialectic of an action ; — 
however, we would unhesitatingly de- 
fend the poet against this reproach ; a 
poem which has to compass the immeas- 
urable material of the world, cannot be 
limited in this respect. What learning 
has not Dante supposed in his readers !' 
Humbly have we sought it, in order to 
acquire ati understanding of his poem, in 
the certainty of being richly rewarded; 
the censure which has been cast upon it 
for this reason has effected nothing. In- 
deed, such fault-finders would here for- 
get what the first ackno vledged' Part of 
Faust has compelled thetn to learn. With 
this difference of plan, the style must also 
change. Instead of dramatic pathos, be- 
cause action is wanting, description, 
explanation, indication, have become 
necessary ; and instead of the lively ex- 
change of dialogue, the lyrical portion 
has become more prominent, in order to 
embody with simplicity the elements of 
the powerful world-life. The descrip- 
tions of nature deserve to be mentioned 
in particular. The most wanton fancy, 
the deepest feeling, the most accurate 
knowledge, and the closest observation 
into the individual, prevail in all these 
pictures with an indescribable charm. 

We shall now give a short account of ' 
the contents of each act. In a more com- 
plete exposition we would point out the 
places in which the power of the parti- 
cular developments centres ; in these out- 
lines it is our design to confine ourselves 
to tracing out the universal meaning. To 
exhibit by single verses and songs the 
wonderful beauty of the language, par- 
ticularly in the lyrical portions, would 
seem to be as superfluous as the effort to 
prove the existence of a Divine Provi- 
dence by anecdotes of strange coinci- 
dences. 

The first act brings us into social life ; a 
multitude of shapes pass by us — the most 
different wishes, opinions, and humors, 
are heard; still, a secret unity, which 
we shall note even more closely, per- 



Second Part of Goethe's Faust. 



69 



vades the confused tutnult. In a delight- 
ful spot, lying upon the flowery sward, 
we see Faust alone, tormented by deep 
pangs, seeking rest and slumber. Out 
of pure pity, indifferent whether the un- 
fortunate man is holy or wicked, elves 
hover around him and fan him to sleep, 
in order that the past may be sunk into 
the Lethe of forgetfulness ; otherwise, a 
continuance of life and endeavor is im- 
possible. The mind has the power to free 
itself from the past, and throw it behind 
itself, and treat as if it had never been. 
The secret of renewing ourselves per- 
petually consists in this, that we can de- 
stroy ourselves within ourselves, and, as 
a veritable Phoenix, be resurrected from 
the ashes of self-immolation. Still, this 
negative action suffices not for our free- 
dom ; the Positive must be united to us ; 
there must arise, with ' ; tremendous 
quaking," the sun of new activity and 
fresh endeavor, whereby the stillness of 
nightly repose, the evanishment of all 
thoughts and feelings which had become 
stable, passes away in refreshing slum- 
ber. Faust awakened, feels every pulse 
of nature beating with fresh life. The 
glare of the pure sunlight dazzles him — 
the fall of waters through the chasms of 
the rock depicts to him his own unrest ; 
but from the sunlight and silvery vapor 
of the whirlpool there is created the rich- 
ly colored rainbow, which is always qui- 
etly glistening, but is forever shifting: it 
is Life. After this solitary encourage- 
ment to new venture and endeavor, the 
court of the Emperor receives as, where 
a merry masquerade is about to take 
place. But first, from all sides, the pro- 
saic complaints of the Chancellor, the 
Steward, the Commander-in-Chief, the 
Trea-urer, fall upon the ear of the Em- 
peror: money, the cement of all rela- 
tion-. i~ wanting to the State; for com- 
merce, for pleasure, for luxury, money 
is the indispensable basis. At this point, 
Mephistopheles presses forward to the 
place of the old court-fool, who has just 
disappeared, and excites the hope of 
bringing to light concealed treasure. To 
the Chancellor this way seems not exactly 



Christian, the multitude raises a mur- 
mur of suspicion, the Astrologer dis- 
cusses the possibility — and the propo- 
sition is adopted. After this hopeful 
prospect, the masquerade can come off 
without any secret anxieties disturbing 
their merriment. The nature of the 
company is represented in a lively man- 
ner. No one is what he seems to be; 
each has thrown over himself a conceal- 
ing garment; each knows of the other 
that he is not that which his appearance 
or his language indicates ; this effort to 
hide his own being — to pretend and to 
dream himself into something different 
from himself — to make himself a riddle 
to others in all openness, is the deepest, 
most piquant charm of social interests. 

The company will have enjoyment — it 
unites itself with devotion to the festive 
play, and banishes rough egotism, whose 
casual outbreaks the watchful herald 
sharply reproves ; but still, in the heart of 
every one, there remains some intention 
which is directed to the accomplishment 
of earthly aims. The young Florentine 
women want to please ; the mother wish- 
es her daughter to make the conquest of 
a husband ; the fishermen and bird-catch- 
ers are trying their skill; the wood- 
chopper, buffoons, and parasites, are en- 
deavoring, as well as they can, to make 
themselves valid; the drunkard forgets 
everything over his bottle; the poets, 
who could sing of any theme, drown each 
other's voices in their zeal to be heard, 
and to the satirist there scarcely remains 
an opportunity for a dry sarcasm. The 
following allegorical figures represent to 
us the inner powers which determine so- 
cial life. First, the Graces appear, for 
the first demand of society is to behave 
with decency; more earnest arc the Par- 
cae, the continuous change of duration — • 
still, they work only mechanically; but 
the Furies, although they come as beau- 
tiful maids, work dynamically through 
the excitement of the passions. Here 
the aim is to conquer. Victoria is thron- 
ed high upon a sure-footed elephant, 
which Wisdom guides with skilful wand, 
while Fear and Hope go along on each 



70 



Second Part of Goethe's Faust. 



side ; between these the Deed wavers un- 
til it has reached the proud repose of vic- 
tory. But, as soon as this happens, the 
quarrelsome, hateful Thersites breaks 
forth, to soil the glory with his biting 
sneer. Bat his derision effects nothing. 
The Herald, as the regulating Under- 
standing and as distributive Justice, can 
reconcile the differences and mistakes 
which have arisen, and he strikes the 
scoffer in such a manner that he bursts 
and turns into an adder and a bat. Gra- 
dually the company returns to its exter- 
nal foundation ; the feeling of Wealth 
must secure to it inexhaustible pleasure. 
But Wealth is two-fold: the earthly, mo- 
ney — the heavenly, poetry. Both must 
be united in society, if it would not feel 
weak and weary. The Boy Driver — that 
is, Poetry, which knows how to bring 
forth the Infinite in all the relations of 
life, and through the same to expand, 
elevate and pacify the heart — is acknow- 
ledged by Plutus, the god of common 
riches, as the one who can bestow that 
which he himself is too poor to give. In 
the proud fullness of youth, bounding 
lightly around with a whip in his hand, 
the lovely Genius, who rules all hearts, 
drives with horses of winged speed 
through the crowd. The buffoon of Plu- 
tus, lean Avarice, is merrily ridiculed by 
the women ; Poetry, warned by the fa- 
therly love of Plutus, withdraws from 
the tumult which arises for the posses- 
sion of the golden treasures. Gnomes, 
Giants, Satyrs, Nymphs, press on with 
bacchantic frenzy; earthly desire glows 
through the company, and it celebrates 
great Pan, Nature, as its God, as the 
Giver of powerful Wealth and fierce 
Lust. A whirling tumult threatens to 
seize hold of everybody — a huge tongue 
of flame darts over all ; but the majesty 
of the Emperor, the self-conscious dig- 
nity of man, puts an end to the juggling 
game of the half-unchained Earth-spirit, 
and restores spiritual self-possession. 

Still Mephistopheles keeps the promise 
which he has made. He succeeds iu re- 
vivifying the company by fresh sums of 
money, obtained in conformity with his 



nature, not by unearthing buried treas- 
ures from the heart of the mountains by 
means of the wishing-rod, but by mak- 
ing paper money ! It is not, indeed, real 
coin, but the effect is the same, for in so- 
ciety everything rests upon the caprice 
of acceptance ; its own life and preserva- 
tion are thereby guaranteed by itself, 
and its authority, here represented by 
the Emperor, has infinite power. The 
paper notes, this money stamped by the 
airy imagination, spread everywhere 
confidence and lively enjoyment. It is 
evident that the means of prosperity have 
not been wauting, nor stores of eatables 
and drinkables, but a form was needed 
to set the accumulated materials in mo- 
tion, and to weave them into the changes 
of circulation. With delight, the Chan- 
cellor, Steward, Commander-in-Chief, 
Treasurer, n port the flourishing con- 
dition of the army and the citizens; 
presents without stint give rise to the 
wildest luxury, which extends from the 
nobles of the realm down to the page 
and fool, and in such joyfulness every- 
body can unhesitatingly look about, him 
for new means of pleasure. Because the 
company has its essence in the produc- 
tion of the notes, its internal must strive 
for the artistic ; every one feels best 
when he, though known, remains unre- 
cognized, and thus a theatrical tendency 
develops itself. For here the matter has 
nothing to do with the dramatic as real 
art, in reference to the egotism which 
binds the company together. The thea- 
tre collects the idle multitude, and it has 
nothing to do but to see, to hear, to com- 
pare, and to judge. Theatrical enjoy- 
ment surpasses all other kinds in com- 
fort, and is at the same time the most 
varied. The Emperor wishes that the 
great magician, Faust, should play a 
drama before himself and the court, and 
show Paris and Helen. To this design 
Mephistopheles can give no direct aid ; 
in a dark gallery he declares, in conver- 
sation with Faust, that the latter himself 
must create the shapes, aud therefore 
must go the Mothers. Faust shudders at 
their names. Mephistopheles gives him 



Second Part of Goethe's Faust. 



71 



a small but important key, with which 
he must enter the shadowy realm of the 
Mothers for a glowing tripod, and bring 
back the same ; by burning incense upon 
it, he would be able to create whatever 
shape he wished. As a reason why he 
is unable to form them, Mephistopheles 
says expressly that he is in the service 
of big-necked dwarfs and witches, and 
not of heroines, and that t lie Heat lien 
have their own Hell, with which he, the 
Christian and romantic Devil, has noth- 
ing to do. And yet he possesses the key 
to it, and hence it is not unknown to 
him. And why does Faust shudder at 
the name of the Mothers? Who are these 
women that are spoken of so mysteri- 
ously? If it were said, the Imagination, 
J/ottm would be an inept expression; 
if it were said, the Past, Present, and 
Future, Faust's shuddering could not be 
sufficiently accounted for, since how 
should Time frighten him who has al- 
ready lived through the terrors of death? 
From the predicates which are attached 
to the Mothers, how they everlastingly 
occupy the busy mind with all the forms 
of creation; how from the shades which 
surround them in thousand-fold variety, 
from the Being which is Nothing, All 
becomes; how from their empty, most 
lonely depth the living existence comes 
forth to the surface of Appearance; from 
such designations scarcely anything else 
can be understood by the realm of the 
Mothers than the world of Pure Thought. 
This explanation might startle at the first 
glance, but we need only put Idea for 
Thought — wc need only remember the 
Idea-world of Plato in order to compre- 
hend the matter better. The eternal 
thoughts, the Ideas, are they not the still, 
shadowy abyss in which blooming Life 
buds — into whose dark, agitated depths 
it sends down its roots? Mephistophe- 
les has the key; for the Understanding, 
which is negative Determination, is ne- 
cessary in order not to perish in the infi- 
nite universality of Thought ; it is itself, 
however, only the Negative, and there- 
fore cannot bring the actual Idea, Beau- 
ty, to appearance, but he, in his devilish 



barrenness, must hand this work over to 
Faust; he can only recommend to the 
latter moderation, so as not to lose him- 
self among the phantoms, and he is curi- 
ous to know whether Faust will return. 
But Faust shudders because he is not to 
experience earthly solitude alone, like 
that of the boundless ocean, when yet 
star follows star and wave follows wave; 
the deepest solitude of the creative spi- 
rit ; the retirement into the invisible, 
yet almighty Thought, the sinking into 
the eternal dea is demanded of him. 
Whoever his had the boldness of this 
Though! — whoever has ventured to pen- 
etrate into the magic circle of the Logi- 
cal, and its world-subduing Dialectic, 
iuto this most simple element of infinite 
formation and transformation, has over- 
come all, and has nothing more to feai , 
as the Homunculus afterwards expresses 
it, because he has beheld the naked es- 
sence, because Necessity has stripped 
herself to his gaze. But it is also to be 
observed that the tripod is mentioned, 
for by this there is an evident allusion 
to subjective Enthusiasm and individual 
Imagination, by wdiich the Idea in Art is 
brought out of its universality to the de- 
teimiuate existence of concrete Appear- 
ance. Beauty is identical in content with 
Truth, but its form belongs to the sphere 
of the Sensuous. 

While Faust is striving after Beauty, 
Mephistopheles is besieged by women in 
the illuminated halls, to improve their 
looks and assist them in their love af- 
fairs. After this delicate point is settled, 
no superstition is too excessive, no sym- 
pathetic cure too strange — as, for exam- 
ple, a tread of the foot — and the knave 
fools them until they, with a love-lorn 
page, become too much for him. 

Next, the stage, by its decorations, 
which represents Grecian architecture, 
causes a discussion of the antique and 
romantic taste; Mephistopheles has hu- 
morously taken possession of the promp- 
ter's box, and so the entertainment goes 
on, in par lor fashion, till Faust actually 
appears, and Paris and Helen, in the 
name of the all-powerful Mothers, are 



72 



Second Part of Goethe's Faust. 



formed from the incense which ascends 
in magic power. The Public indulges 
itself in an outpouring of egotistical 
criticism , the men despise the unmanly 
Paris, and interest themselves deeply in 
the charms of Helen; the women ridi- 
cule the coquettish beauty with envious 
moralizing, and fall in love for the nonce 
with the fair youth. But as Paris is 
about to lead away Helen, Faust, seized 
with the deepest passion lor her wonder- 
ful beauty, falls upon the stage and de- 
stroys his own work. The phantoms 
vanish; still the purpose remains to ob- 
tain Helen ; that is, the artist must hold 
on to the Ideal, but he must know that 
it is the Ideal. Faust confuses it with 
common Actuality, and he has to learn 
that absolute Beauty is not of an earthly, 
but of a fleeting, etherial nature. 

The second act brings us away from 
our well-known German home to the 
bottom of the sea and its mysterious se- 
crets. Faust is in search of Helen; where 
else can he find her, perfect Beauty, than 
in Greece ? But first he seeks her, and 
meets therefore mere shapes, which un- 
fold themselves from natural existence, 
which are not yet actual humanity. In- 
deed, since he seeks natural Beauty — for 
spiritual Beauty he has already enjoyed 
in the heavenly disposition of Margaret 
— the whole realm of Nature opens upon 
us ; all the elements appear in succes- 
sion ; the rocks upon which the earnest 
Sphixes rest, in which the Ants, Dactyls, 
Gnomes work, give the surrounding 
ground ; the moist waters contain in 
their bosom the seeds of all things. The 
holy fire infolds it with eager flame: ac- 
cording to the old legend, Venus sprang 
from the foam of the sea. 

Next we find ourselves at Wittenberg, 
in the ancient dwelling, where it is easy 
to see by the cobw r ebs, dried-up ink, tar- 
nished paper, and dust, that many years 
have passed ^ince Faust went out into 
the world. Mephistopheles, from the 
old coat in which lie once instructed the 
knowledge-seeking pupil, shakes out the 
lice and crickets, which swarm around 
the old master with a joyful greeting, as 



also Parseeism makes Ahriman the fa- 
ther of all vermin. F lies on his bed, 
sleeps and dreams the lustful story of 
Leda, which, in the end, is nothing more 
than the most decent and hence produci- 
ble representation of generation. While 
Mephistopheles in a humorous and, as 
well as the Devil can, even in an idyllic 
manner, amuses himself, while he in- 
quires sympathetically after Wagner of 
the present Famulus, a pupil, who, in the 
meanwhile, has become a Baccalaureate, 
comes storming in, in older to see what 
the master is doing who formerly incul- 
cated such wise doctrines, and in order 
to show what a prodigiously reasonable 
man he has himself become. A persi- 
flage of many expi-essions of the modern 
German Natural Philosophy seems re- 
cognizable in this talk. Despising age, 
praising himself as the dawn of a new 
life, he spouts his Idealism, by means of 
which he creates everything, Sun, Moon 
and Stars, purely by the absoluteness 
of subjective Thought. Mephistopheles, 
though the pupil assails him bitterly, lis- 
tens to his wise speeches with lamb-like 
patience, and, after this refreshing scene, 
goes into Wagner's laboratory. The good 
man has stayed at home, and has applied 
himself to Chemistry, to create, through 
its processes, men. To his tender, hu- 
mane, respectable, intelligent mind, the 
common way of begetting children is too 
vulgar, and unworthy of spirit. Science 
must create man ; a real materialism will 
produce him. Mephistopheles comes 
along just at this time, to whom Wagner 
beckons silence, and whispers anxiously 
to him his undertaking, as in the glass 
retort the hermaphroditic boy, the Ho- 
munculus, begins to stir. But alas ! the 
Artificial requires enclosed space. The 
poor fellow can live only in the glass re- 
tort, the outer world is too rough for 
him, and still he has the greatest desire 
to be actually born. A longing, univer- 
sal feeling for natural life sparkles from 
him with clear brilliancy, and cousin 
Mephistopheles lakes him along to the 
classic Walpurgisnachtf where Homun- 
culus hopes to find a favorable moment. 



Second Part of Goethe's Faust. 



73 



Mephistopheles is related to the little 
man for this reason, because the latter 
is only the product of nature, because 
God's breath has not been breathed into 
him as into a real man. 

After these ironical scenes, the fearful 
night of the Pharsalian Fields succeeds, 
where the antique world terminated its 
free life. This plain, associated with dark 
remembrances and bloody shadows, is 
the scene of the classical Walpurgis- 
nacht. Goethe could choose no other 
spot, for just upon this battle-field the 
spirit of Greek and Roman antiquity 
ceased to be a living actuality. As an 
external reason, it is well known that 
Thesealy was to the ancients the land of 
wizards, and especially of witches, so 
that from this point of view the parallel 
with the German Blocksberg is very 
striking. Faust, driven by impatience 
to obtain Helen, is in the begiuning sent 
from place to place to learn her resi- 
dence, until Chiron takes him upon the 
neck which had once borne that most 
loving beauty, and, with a passing sneer 
at the conjectural troubles of the Philol- 
ogist, tells him of the Argonauts, of the 
most beautiful man, of Hercules, until 
he stops his wild course at the dwell- 
ing of the prophetic Manto, who prom- 
ises to lead Faust to Helen on Olympus. 
Mephistopheles wanders in the mean- 
while among Sphinxes, Griffons, Sirens, 
&c. To him, the Devil of the Christian 
and Germanic world, this classic ground 
is not at all pleasing; he longs for the ex- 
cellent Blocksberg of the North, and its 
ghostly visages ; with the Lamia? indeed 
he resolves to have his own sport, but 
is roguishly bemocked ; finally, he comes 
to the horrible Phorcyads, and after 
their pattern he equips himself with one 
eye and a tusk for his own amusement; 
that is. he becomes the absolutely Ugly, 
while Faust is wooing the highest Beau- 
ty. In the Christian world the Devil is 
also represented as fundamentally ugly 
and repulsive; but he can also, under all 
fornix, appear as an angel of light. In 
the Art-world, on the contrary, he can 
be known only as the Ugly. In all these 



scenes there is a mingling of the High 
and the Low of the Horrible and the Ri- 
diculous, of Vexation and Whimsicality, 
of the Enigmatical and the Perspicuous, 
so that no better contradiction- could be 
wished for a Walpurgimackt. The Ho- 
munculus on his part is ceaselessly striv- 
ing to come to birth, aud betakes himself 
to Thales and Anaxagoras, who dispute 
whether the world arose in a dry or wet 
way. Thales leads the little man to Ne- 
reus, who, however, refuses to aid the 
seeker, partly because he has become an- 
gry with men who, like Paris and Ulys- 
ses, have always acted against his advice, 
and partly because he is about to cele- 
brate a great feast. Afterwards they go 
to Proteus, who at first is also reticent, 
but soon takes an interest in Homuncu- 
lus as he beholds his shining brilliancy, 
for he feels that he is related to the chang- 
ing fire, and gives warning that as the 
latter can become everything, he should 
be careful about becoming a man. for it 
is the most miserable of all existences. 
In the meanwhile, the Peneios roars ; the 
earth-shaking Seismos breaks forth with 
a loud noise: the silent and industrious 
mountain-spirits become wakeful. But 
always more clearly the water declares 
itself as the womb of all things : the fes- 
tive train of the Telchines point* to the 
hoary Cabiri: bewitchingly resound the 
songs of the Sirens; Hippocampi. Tri- 
tons, Nereids, Pselli and Marci arise from 
the green, pearl-decked ground ; the 
throne of Nereus and Galatea arches over 
the crystalline depths: at their feet the 
e«°ger Homunculus falls to pieces, and 
all-moving Eros in darting flames streams 
forth. Ravishing songs float aloft, cele- 
brating the holy elements, which the 
ever- seating Love holds together and 
purifies. Thales is just as little in the 
right as Anaxagoras; together, both are 
right, for Nature is kindled to perpetual 
new life by the marriage of Are and water. 
The difference between this Walpur- 
gisnacht and the one in the Firsl Part 
lies in the fact, that the principle of the 
latter is the relation of Spirit to God. 
In the Christian world the first question 



74 



Second Part of Goethe's Faust. 



is, what is the position of man towards 
God? therefore there appear forms which 
are self-contradictory, lacerated spiritu- 
ally, torn in pieces by the curse of con- 
demnation to all torture. Classic Life 
has for its basis the relation to Nature ; 
the mysterious Cabiri were only the mas- 
ter-workmen of Nature. Nature finds in 
man her highest goal; in his fair figure, 
in the majesty of his form, she ends her 
striving; and therefore the contradic- 
tions of the classic Walpurgisnacht are 
not so foreign to Mephistopheles, who 
has to do with Good and Bad, that he does 
not feel his contact with them, but still 
they are not native to him. The general 
contradiction which we meet with, and 
which also in Mephistopheles expresses 
itself by the cloven foot at least, is the 
union of the human and animal frame-; 
the human is at first only half existent, 
on earth in Sphinxes, Oreads, Sirens, 
Centaurs; in water, in Hippocamps, Tri- 
tons, Nymphs, Dorids, &c. For the fair 
bodies of the latter still share the moist 
luxuriance of their element. Thus Na- 
ture expands itself in innumerable crea- 
tions in order to purify itself in man, in 
the self-conscious spirit, in order to 
pacify and shut off in him the infinite 
impulse to formation, because it passes 
beyond him to no new form. He is the 
embodied image of God. The inclosed 
Homuuculus, with his fiery trembling ea- 
gerness to pass over into an independent 
actuality, is, as it were, the serio-comic 
representation of this tendency, until he 
breaks the narrow glass, and now is what 
he should be, the union of the elements, 
for this is Eros according to the most an- 
cient Greek conception, as we still find 
even in the Philosophers. 

In the third act Goethe has adhered to 
the old legend, according to which, Faust, 
by means of Mephistopheles, obtained 
Helen as a concubine, and begat a son, 
Justus Faustus. Certainly, the employ- 
ment of this feature was very difficult; and 
still, even in our days, a poet, L. Bech- 
stein, has been wrecked upon this rock. 
He has Helen marry Faust; they beget a 
child; but finally, when Faust makes his 



will, and turns away unlovingly from 
wife and child, it is discovered that the 
Grecian Helen, who in the copper-plates 
is also costumed completely in the an- 
tique manner, is a German countess of 
real flesh and blood, who has been sub- 
stituted by the Devil — an undeceiving 
which ought to excite the deepest sym- 
pathy. Goethe has finely idealized this 
legend ; he has expressed therein the un- 
ion of the romantic and classic arts. The 
third art, this Phantasmagory, is perhaps 
the most perfect of all, and executed in the 
liveliest manner. Noble as is the diction 
of the first and second acts, especially in 
the lyrical portions, it is here neverthe- 
less by far surpassed. Such a majesty and 
simplicity, such strength and mildness, 
unity and variety, in so small a space, are 
astonishing. First resounds the inter- 
change of the dignity of iEsch\ lus aud 
Sophocles, with the sharp-steeled wit of 
Aristophanes; then is heard the tone of 
the Spanish romances, an agreeable iam- 
bic measure — a sweet, ravishing melody ; 
finally, new styles break forth, like the 
fragments of a prophecy; ancient and 
modern rhythms clash, and the harmony 
is destroyed. — Helen returns, after the 
burning of Troy, to the home of her 
spouse, Menelaus ; the stewardess, aged, 
wrinkled, ugly, but experienced and in- 
telligent, Phorcyas, receives her mistress 
in the citadel by command. Opposed to 
Beauty, as was before said, Mephisto- 
pheles can only appear as Ugliness, be- 
cause in the realm of beautiful forms the 
Ugly is the Wicked. There arises a quar- 
rel between the graceful yet pretentious 
youth of the Chorus and world-wise yet 
stubborn Old Age. Helen has to appease 
it, and she learns with horror from Phor- 
cyas that Menelaus is going to sacrifice 
her. — Still (as, on the one hand, Grecian 
fugitives, after the conquest of Constan- 
tinople, instilled everywhere into Ger- 
man Life the taste for classic Beauty, 
and as, on the other hand, one of the Ot- 
tomans in Theophania — like Faust — won 
a Helen, and thereby everywhere arose 
a striving after the appropriation of the 
Antique), the old stewardess saves her, 



Second Part of Goethe's Faust. 



:.' 



and bears her through the air together 
with her beautiful train, to the Gothic 
citadel of Faust, where the humble aud 
graceful behavior of the iron men tow- 
ard? the women, in striking contract to 
their hard treatment on the banks of the 
Eurotas, at once wins the female heart. 
The watchman of the tower, Lynceus, 
lost in wondering delight over the ap- 
proaching beauty, forgets to announce 
her, and has brought upon himself a 
heavy punishment ; but Helen, the cause 
of his misdemeanor, is to be judge in his 
case, and she pardons him. 

Faust and all his vassals do homage to 
the powerful beauty, in whom the an- 
tique pathos soon disappears. In the 
new surroundings, in the mutual ex- 
change of quick and confiding love, the 
sweet rhyme soon flows from their kiss- 
ing lips. An attack of Menelaus inter- 
rupts the loving courtship; but Valor, 
which in the battle for Beauty and favor 
of the ladies, seeks its highest honor and 
purport, is unconquerable, and the swift 
might of the army victoriously opposes 
Menelaus. Christian chivalry protects 
the jewel of beauty which has fled to it 
for safety, against all barbarism pressing 
on from the East. — Thus the days of the 
lovers pass rapidly away in secret grot- 
toes amid pastoral dalliance ; as once 
Mars refreshed himself in the arms of 
Venus, so in the Middle Ages knights 
passed gladly from the storm of war to 
the sweet service of women in quiet 
trustfulness. Yet the son whom they be- 
get, longs to free himself from this idle, 
Arcadian life. The natm-e of both the 
mother and the father drives him for- 
ward, and soon consummates the matter. 
Beautiful and graceful as Helen, the in- 
satiate longing for freedom glows in him 
as in Faust. He strikes the lyre with 
wonderful, enchanting power; he revels 
wildly amid applauding maidens ; he 
rushes from the bottom of the valley to 
the tops of the mountains, to see far out 
into the world, and to breathe freely in 
the free air. His elastic desire raises 
him, a second Icarus, high in the clouds ; 
but he soon falls dead at the feet of the 



parents, while an aureola, like a comet, 
streaks the heavens. Thus perished Lord 
Byron. He is a poet more romantic tliau 
Goethe, to whom, however, Art gave no 
final satisfaction, because he had a sym- 
pathy for the sufferings of nations and of 
mankind, which called him pressingly to 
action. His poems arc full of this striv- 
ing. In them he weep? away his grief 
for freedom. Waller Scott, who never 
passed out of the Middle Age?, i? read 
more than Byron. But Byron i- more 
powerful than he, because the Idea took 
deeper root, and that demoniacal charac- 
ter concentrated in itself all the strug- 
gles of our agitated time. Divine pi 
softened not the wild sorrow of his heart, 
and the sacrifice of himself for the free- 
dom of a beloved people and land could 
not reproduce classic Beauty. The fair 
mother, who evidently did not under- 
stand the stormy, self-conscion ■• charac- 
ter of her son, sinks after him into the 
lower world. As everything in this phan- 
tasmagory is allegorical, I ask whether 
this can mean anything else than that 
freedom is necessary for beauty, and 
beauty also for freedom? Euphorion is 
boundless in his striving; the warnings 
of the parents are unavailing; he top- 
ples over into destruction. But Helen, 
i.e. Beauty, cannot survive him, for all 
beauty is the expression of freedom, 
of independence, although it does uot 
need to know the fact. Only Faust, 
who unites all in himself, who strives 
to reach beyond Nature and Art, Pres- 
ent and Past — that is, the knowing of 
the True — survives her; upon her gar- 
ments, which expand like a cloud, he 
moves forth. What remains now, since 
the impulse of spiritual Life, the clarifi- 
cation of Nature in Art, the immediate 
spiritual Beauty, have vanished? Noth- 
ing but Nature in her nakedness, whose 
choruses of Oreads, Dryads and Nj mphs 
swarm forth into the mountain-, woods, 
and vineyards, for bacchantic revelry— 
an invention which belongs to the high- 
est effort of all poetry. It is a great kind- 
ness in the Devil, when Phorcyas at last 
discloses herself as Mephistopheles, and 



76 



Second Part of Goethe's Faust. 



where there is need offers herself as com- 
mentator. 

The life of Art, of Beauty, darkens like 
a mist ; upon the height of the mountain, 
Faust steps out of the departing cloud, 
and looks after it as it changes to other 
forms. His restless mind longs for new 
activity. He wants to battle with the 
waters, and from them win land; that 
is, the land shall be his own peculiar 
property, since he brings it forth artifi- 
cially. As that money which he gave to 
the Emperor was not coined from any 
metal, but was a product of Thought ; as 
that Beauty which charmed him was 
sought with trouble, and wrung from 
Nature ; and as he, seizing the sword for 
the protection of Beauty, exchanged 
Love for the labor of chivalry,— so the 
land, the new product of his endeavor, 
not yet is, but he will first create it by 
means of his activity. A war of the 
Emperor with a pretender gives him an 
opportunity to realize his wish. He sup- 
ports the Emperor in the decisive battle. 
Mephistopheles is indifferent to the Right 
and to freedom ; the material gain of the 
war is the principal thing with him ; so 
he takes along the three mighty robbers, 
Bully, Havequick, and Holdfast. (See 
2d Samuel, 23: 8.) The elements must 
also fight — the battle is won — and the 
grateful Emperor grants the request of 
Faust to leave the sea-shore for his pos- 
session. The State is again pacified by 
the destruction of the pretender; a rich 
booty in his camp repays many an inju- 
ry; the four principal officers promi-e a 
joyful entertainment; but the Church 
comes in to claim possession of the 
ground, capital and interest, in order 
that the Emperor may be purified from 
the guilt of having had dealiugs with the 
suspicious magician. Humbly the Em- 
peror promises all; but as the archbishop 
demands tithe from the strand of the sea 
which is not- yet in existence, the Em- 
peror turns away in great displeasure. 
The boundless rapacity of the Church 
causes the State to rise up against it. 
This act has not the lyrical fire of the 
previous ones; the action, if the war can 



thus be called, is diffuse ; the battle, as 
broad as it is, is without real tension; 
the three robbers are allegorically true, 
if we look at the meaning which they 
express, but are in other respects not 
very attractive. In all the brilliant par- 
ticulars, profound thoughts, striking 
turns, piquant wit, and wise arrange- 
ment, there is still wanting the living 
breath, the internal connection, to ex- 
hibit a complete picture of the war. And 
still, from some indications, we may be- 
lieve that this tediousness is designed, in 
order to portray ironically the dull uni- 
formity, the spiritual waste of external 
political life, and the littleness of Ego- 
tism. For it must be remembered that 
the war is a civil war; the genuine po- 
etic war, where people is against people, 
falls into Phantasmagory. The last scene 
would be in this respect the most suc- 
cessful. The continued persistency of 
the spiritual lord to obtain, in the name 
of the heavenly church, earthly posses- 
sions, the original acquiescence of the 
Emperor, but his final displeasure at the 
boundless shamelessness of the priest, 
are excellently portrayed, and the pre- 
tentious pomp of the Alexandrine has 
never done better service. 

In the fifth act we behold a wander- 
er, who is saved from shipwreck, and 
brought to the house of an aged couple, 
Philemon and Baucis. He visits the old 
people, eats at their frugal table, sees 
them still happy in their limited sphere, 
but listens with astonishment to them as 
they tell of the improvements of their 
rich neighbor, and they express the fear 
of being ousted by him Still, they pull 
the little bell of their chapel to kneel and 
pray with accustomed ceremony in pres- 
ence of the ancient God. — The neighbor 
is Faust. He has raised dams, dug ca- 
nals, built palaces, laid out ornamental 
gardens, educated the people, sent out 
navies. The Industry Of our time occu- 
pies him unceasingly; he revels in the 
wealth of trade, in the turmoil of men, in 
the commerce of the world. That those 
aged people still have property in the 
middle of his possessions is extremely 



Second Part of Goethe's Faust. 



77 



disagreeable to him, for just this little 
spot where the old mossy church stands, 
the sound of whose bell pierces his heart, 
where the airy lindens unfold themselves 
to the breeze, he would like to have as a 
belvedere to look overall his creations at 
a glance. Like a good man whose head 
is always full of plans, he means well to 
the people, and is willing to give them 
larger possessions where they can qui- 
etly await death, and he sends Mephis- 
topheles to treat with them. But the 
aged people, who care not for eating and 
drinking, but for comfort, will not leave 
their happy hut; their refusal brings on 
disputes, and the dwelling, together with 
the aged couple and the lindens, perishes 
by Are in this conflict between the active 
Understanding and the poetry of Feel- 
ing, which, in the routine of pious cus- 
tom, clings to what is old. Faust is vexed 
over the turn which affairs have taken, 
particularly over the loss of the beautiful 
lindens, but consoles himself with the 
purpose to build in their stead a watch- 
tower. Then, before the palace, appear 
in the night, announcing death, four 
hoary women, Starvation, Want, Guilt, 
and Care, as the Furies who accompa- 
ny the external prosperity of our indus- 
trial century. Still, Care can only press 
through the key-hole of the chamber of 
the rich man, and places herself with 
fearful suddenness at his side. The Ne- 
gative of Thought is to be excluded by 
no walls. But Faust immediately col- 
lects himself again ; with impressive 
clearness he declares his opinion of life, 
of the value of the earthly Present; Care 
he hates, and does not recognize it as an 
independent existence. She will never- 
theless make herself known to him at the 
end of his life, and passes over his face 
and makes him blind. Still, Faust ex- 
presses no solicitude, though deprived 
of his eyes by Care; no alteration is no- 
ticed in him, he is bent only upon his 
aims; the energy of his tension remains 
uniform : Spirit, Thought, is the true 
eye; though the external one is blinded, 
the internal oue remains open and wake- 
ful. The transition from this point to 
the conclusion is properly this : that from 



the activity of the fiuite Understanding 
only a Finite can result. All industry, 
for whose development Mephistophelee 
is so serviceable, as he once was in war. 
cannot still the hunger of Spirit for Spi- 
rit. Industry creates only an aggregate 
of prosperity, no true happiness. Our 
century is truly great in industrial acti- 
vity. But it should only be the mean-. 
the point of entrance for real freedom, 
which is within itself the Infinite. And 
Faust has come to this, even on the 
brink of the grave. Mephistopheles, af- 
ter this affair with Care, causes the grave 
of the old man to be dug by the shaking 
Lemures. Faust supposes, as he h< 
the noise of the spades, that his work- 
men are busily employed. Eagerly he 
talks over his plan- with Mephistophe- 
les, and at last he glows at the good for- 
tune of standing upon free ground with 
a free people. Daily he feels that man 
must conquer Freedom and Life anew, 
and the presentiment that the traces of 
his uninterrupted striving would not 
perish in the Ages, is the highest moment 
of his whole existence. This confession 
of satisfaction kills him. and he falls to 
the earth dead. After trying everything, 
after turning from himself to the future 
of the race, after working unceasingly, 
he has ripened to the acknowledgment 
that the Individual only in the Whole, 
that Man only in the freedom of huma- 
nity, can have repose. Mephistopheles 
believes that he has won his bet, cau-e- 
the jaws of Hell to appear, and com- 
mands the Devils to look to the soul of 
Faust. But Angels come, strewing r 
from above; the roses, the flowers of 
Love, cause pain where they fall; the 
Devils and Mephistophele- himself com- 
plain uproariously. He lashes himself 
with the falling roses, which cling to his 
neck like pitch and brimstone, and burn 
deeper than Hell-fire. First, he berates 
the Angels as hypocritical puppets, yet. 
more closely observed, he finds that they 
are most lovely youths. Only the long 
cloaks fit them too modestly, for, from 
behind particularly, the rascals had a 
very desirable look. While he is seek- 
ing- out a tall fellow for himself, and is 



78 



Second Part of Goethe's Faust. 



plunged wholly in his pederastic lust, 
the Angels carry away the immortal part 
of Faust to Heaven. Mephistopheles 
now reproaches himself with the great- 
est bitterness, because he has destroyed, 
through so trivial a desire, the fruits of 
so long a labor. This reductio ad absur- 
dum of the Devil must be considered as 
one of the happiest strokes of humor. 
The holy innocence of the Angels is not 
for him; lie sees only their fine bodies; 
his lowness carries him into the Unnatu- 
ral aud Accidental, just where his great- 
est interest aud egotism come in play. 
This result will surprise most people; 
but, if they consider the nature of the 
Devil, it will be wholly satisfactory; in 
all cunning he is at last bemocked as a 
fool, and he destroys himself through 
himself. 

In conclusion, we see a woody, rocky 
wilderness, settled with hermits. It is 
not Heaven itself, but the transition to 
the same, where the soul is united to 
perfect clearness and happiness. Hence 
we find the glowing devotion and re- 
pentance of the Pater ecstaticus, the con- 
templation of the Pater profundus, the 
wrestling of the Pater serapticus, who, 
taking into his eyes the holy little boys 
because their organs are too weak for the 
Earth, shows them trees, rocks, water- 
falls. The Angels bring in Faust, who, 
as Dr. Marianus, in the highest and pur- 
est cell, with burning prayer to the ap- 
proaching Queen of Heaven, seeks for 
grace. Around Maria is a choir of peni- 
tents, among whom are the Magna Pec- 
catrix, the Mulier Samaritana, and Maria 
.iEgyptiaca. They pray for the earthly 
soul ; and one of the penitents, once 
called Margaret, kneeling, ventures a 
special intercession. The Mater Gloriosa 
appoints Margaret to lead the soul of 
Faust to higher spheres, for he shall fol- 
low her in anticipation. A fervent prayer 
streams from the lips of Doctor Mari- 
anus ; the Chorus mysticus concludes 
with the assurance of the certainty of 
bliss through educating, purifying love. 
Aspiration, the Eternal feminine, is in 
Faust, however deeply he penetrates into 
every sphere of worldly activity. The 



analogy between Margaret and the Bea- 
ti'ice of Dante is here undeniable ; also, 
the further progress of Faust's life we 
must consider similar, as he, like Dante, 
grows in the knowledge and feeling of 
the Divine till he arrives at its complete 
intuition ; Dante beholds the Trinity 
perfectly free and independent, without 
being led farther by anybody. From this 
point of view, that the poet wanted to 
exhibit reconciliation as becoming, as a 
product of infinite growth, is found the 
justification of the fact that he alludes so 
slightly to God the Father and to Christ 
the Redeemer, aud, instead, hriugs out 
so prominently the worship of the Vir- 
gin, and the devotion of "Woman. De- 
votion has a passive element which finds 
its fittest poetical support in women. 
These elements agree also very well 
with the rest of the poem, since Goethe, 
throughout the entire drama, has pre- 
served the costume of the Middle Ages; 
otherwise, on account of the evident 
Protestant tendency of Faust, it would 
be difficult to find a necessary connection 
with the other parts of the poem. 

As regards the history of Faust in it- 
self, dramatically considered, the first 
four acts could perhaps be entirely omit- 
ted. The fifth, as it shows us that all 
striving, if its content is not religion (the 
freedom of the Spirit), can give no inter- 
nal satisfaction, as it shows us that in the 
earnest striving after freedom, however 
much we may err, still the path to Hea- 
ven is open, and is only closed to him 
who does not strive, would have suffi- 
ciently exhibited the reconciliation. But 
Goethe wants to show not only this con- 
clusion, which was all the legend de- 
manded of him, but also the becoming 
of this result. Faust was for him, and 
through him for the nation, and indeed 
for Europe, the representative of the 
world-comprehending, self-conscious in- 
ternality of Spirit, and therefore he caus- 
ed all the elements of the World to crys- 
tallize around this centre. Thus the acts 
of the Second Part are pictures, which, 
like frescoes, are painted beside one 
another upon the same wall, and Faust 
has actually become what was so often 



Second Part of Goethe's Faust. 



19 



before said of him, a perfect manifesta- 
tion of the Universe. 

If we now cast a glance back to what 
we said in the beginning, of the opposi- 
tion between the characters of Wilhelm 
Meister and Faust, that the former was 
the determined from without, the latter 
the self-determining from within, we can 
also seize this opposition so that Meister 
is always in pursuit of Culture, Faust of 
Freedom. Meister is therefore always 
desirous of new impressions, in order to 
have them work upon himself, extend 
his knowledge, complete his character. 
His capacity and zeal for Culture, the 
variety of the former, the diligeuce of the 
latter, forced him to a certain lameness 
and complaisance in relation to others. 
Faust, on the contrary, will himself 
work. He will possess only what he him- 
self creates. Just for this reason he binds 
himself to the Devil, because the latter 
. has the greatest worldly power, which 
Faust applies unsparingly for his own 
purposes, so that the Devil in reality 
finds in him a hard, whimsical, insatiate 
master. To Wilhelm the acquaintance of 
the Devil would indeed have been very 
interesting from a moral, psychological, 
and aesthetic point of view, but he never 
would have formed a fraternity with 
him. This autonomia and autarkia of 
Faust have given a powerful impulse to 
the German people and German litera- 
ture. But if, in the continuation of 
Faust, there was an expectation of the 
same Titanic nature, it was disappoint- 
ed. The monstrosity of the tendencies, 
however, does not cease ; a man must be 
blind not to see them. But in the place 
of pleasure, after the catastrophe with 
Margaret, an active participation in the 
world enters ; a feature which Klinger 
and others have retained. But Labor in 
itself can still give no satisfaction, but 
its content, too, must be considered. Or, 
rather, the external objectivity of Labor 
is indifferent; whether one is savant, 
artist, soldier, courtier, priest, manufac- 
turer, merchant, &c, is a mere accident; 
whether he wills Freedom or not is not 
accidental, for Spirit is in and for itself 
free. With the narrow studio, in fellow- 



ship with Wagner, Faust begins; with 
Trade, with contests about boundaries, 
with his look upon the sea, which unites 
the nations, he ends his career. 

In the World, Freedom indeed realizes 
itself; but as absolute, it can only come 
to existence in God. 

It is, therefore, right when Goethe 
makes the transition from civil to reli- 
gious freedom. Men cannot accomplish 
more than the realization of the freedom 
of the nations, for Mankind has its con- 
crete existence only in the nations ; if the 
nations are free, it is also free. Faust 
must thus be enraptured by this thought 
in the highest degree. But with it, he 
departs from the world — Heaven has 
opened itself above him. But, though 
Heaven sheds its grace, and lovingly re- 
ceives the striving sold which has erred, 
still it demands repentance and complete 
purification from what is earthly. This 
struggle, this wrestlingof the soul, I find 
expressed in the most sublime manner in 
the songs of the hermits and the chorus- 
es, and do not know what our time has 
produced superior in spiritual power, as 
well as in unwavering hope, though I 
must confess that I am not well enough 
versed in the fertile modern lyric litera- 
ture of Pietism, to say whether such 
pearls are to be found in it. 

Moreover, it is evident that the pliable 
Meister and the stubborn Faust are the 
two sides which were united in Goethe's 
genius. He was a poet, and became a 
courtier; he was a courtier, and remain- 
ed a poet. But in a more extensive sense 
this opposition is found in all modern na- 
tions, particularly among the Germans. 
They wish to obtain culture, and there- 
fore shun no kind of society if they are 
improved. But they wish also to be free. 
They love culture so deeply that they 
perhaps, for a while, have forgotten free- 
dom. But then the Spirit warns them. 
They sigh, like Faust, that they have sat 
so long in a gloomy cell over Philosophy, 
Theology, &c. With the fierceness of 
lions, they throw all culture aside for the 
sake of freedom, and in noble delusion 
form an alliance— even with the Devil. 



( 90 ) 



A CRITICISM OF PHILOSOPHICAL SYSTEMS. 

Translated from the German of J. G. Fichte, by A. E. Kuoeger. 

[Note. — Below -we give to our readers the translation of another Introduction to the Science 
of Knowledge, written by Fichte immediately after the one published in our previous number. 
Whereas that first Introduction was written for readers who have as yet no philosophical system 
of their own. the present one is intended more particularly for those who have set philosophical 
notions, of which they require to be disabused.— Editor.] 



I believe the first Introduction pub- 
lished in this Journal to be perfectly suf- 
ficient for unprejudiced readers, i.e. for 
readers who give themselves up to the 
writer without preconceived opinions; 
who, if they do not assist him, neither do 
they resist him in his endeavors to carry 
them along. It is otherwise with readers 
who have already a philosophical system. 
Such readers have adopted certain max- 
ims from their system, which have be- 
come fundamental principles for them; 
and whatsoever is not produced accord- 
ing to these maxims, is now pronounced 
false by them without further investiga- 
tion, and without even reading such pro- 
ductions : it is pronounced false, because 
it has been produced in violation of their 
universally valid method. Unless this 
class of readers is to be abandoned alto- 
gether — and why should it be? — it is, 
above all, necessary to remove the obsta- 
cle which deprives us of their attention; 
or, in other words, to make them distrust 
their maxim-. 

Such a preliminary investigation con- 
cerning the method is, above all, neces- 
sary in regard to the Science of Knowl- 
edge, the whole structure and signifi- 
cance whereof differs utterly from the 
structure and significance of all philoso- 
phical systems which have hitherto been 
current. The authors of these previous 
systems started from some conception 
or another; and, utterly careless whence 
they got it, or out of what material they 
composed it, they then proceeded to 
analyze it, to combine it with others, 
regarding the origin whereof they were 
equally unconcerned ; and this their ar- 
gumentation itself is their philosophy. 
Hence their philosophy consists in their 



own thinking. Quite different does the 
Science of Knowledge proceed. That h 
which this Science makes the object of I 
its thinking is not a dead conception, re- 
maining passive under the investiga-i 
tion, and receiving life only from it, but 
is rather itself living and active ; generat- 
ing out of itself and through itself cogni-lj 
tions, which the philosopher merely ob-i 
serves in their genesis. His business in 
the whole affair is nothing further than 
to place that living object of his investi- 
gation in proper activity, and to observe, 
grasp and comprehend this its activity as 
a Unit. He undertakes an experiment. 
It is his business to place the object in a 
position which permits the observation 
he wishes to make ; it is his business to 
attend to all the manifestations of the 
object in this experiment, to follow them 
and connect them in proper order ; but 
it is not his business to cause the mani- 
festations in the object. That is the bu- 
siness of the object itself: and he would 
work directly contrary to his purpose if 
he did not allow the object full freedom 
to develop itself — if he undertook but 
the least interference in this, its self- 
developing. 

The philosopher of the first mentioned 
sort, on the contrary, does just the re- 
verse. He produces a product of art. In 
working out his object he only takes into 
consideration its matter, and pays no 
attention to an internal self-developing 
power thereof. Nay, this power must be 
deadened before he undertakes his work, 
or else it might resist his labor. It is 
from the dead matter, therefore, that he 
produces something, and solely by means 
of his own power, in accordance with his 
previously resolved-upon conception. 






A Criticism of Philosophical Systems. 



81 



While thus in the Science of Knowl- 
edge there are two utterly distinct series 
i of mental activity — that of the Ego, 
which the philosopher observes, aud that 
of the observations of the philosopher — 
all other philosophical systems have only 
I one series of thinking, viz., that of the 
thoughts of the philosopher ; for his ob- 
ject is not introduced as thinking at all. 

One of the chief grounds of so many 
objections to and misunderstandings of 
the Science of Knowledge lies in this: 
that these two series of thinking have not 
been held apart, or that what belonged to 
the one has beon taken to belong to the 
other. This error occurred because Phi- 
losophy was held to consist only of one 
series. The act of one who produces a 
work of art is most certainly — since his 
object is not active — the appearance it- 
self; but the description of him who has 
undertaken an experiment, is not the 
appearance itself, but the conception 
thereof.* 

* Note. — The same mistaking of one series of 
thinking in transcendental idealism for the 
other series, lies at the basis of the assertion, 
that, besides the system of idealism, another 
realistic system is also possible as a logical and 
thorough system. The realism which forces it- 
self upon all, even the most decided idealist — 
namely, the assumption that things exist inde- 
pendently and outside of us — is involved in the 
idealistic system itself; and is. moreover, ex- 
plained and deduced in that system. Indeed, 
the deduction of an objective truth, as well in 
the world of appearances as in the world of in- 
tellect, is the only purpose of all philosophy. 

^ It is the philosopher who says in his own name: 
everything that is for the Ego is also through the 
Ego. But the Ego itself, in that philosopher's 
philosophy, says : as sure as I am I. there exists 
outside of me a something which exists not 
through me. The philosopher's idealistic asser- 
tion is therefore met by the realistic assertion 
of the Ego in the same one system; and it is the 
philosopher's business to show from the funda. 
mental principle of his philosophy how the Ego 
comes to make such an assertion. The philoso- 
pher's stand-point is the purely speculative ; the 
Ego's stand-point in his system is the realistic 
' stand-point of life and science ; the philosopher's 
system is Science of Knowledge, whilst the Ego's 
system is common Science. But common Sci- 
ence is comprehensible only through the Sci- 
ence of Knowledge, the realistic system com-* 
prehensible only through the idealistic system. 
Realism forces itself upon us ; but it lias in 
itself no known and comprehensible ground. 
Idealism furnishes this ground, and is only to 

Vol. 1—6 



After this preliminary remark, the fur- 
ther application whereof we shall exam- 
ine in the course of our article, let us 
now ask : how does the Science of Know- 
ledge proceed to solve its problem? 

The question it will have to answer is, 
as we well know, the following: whence 
comes the system of those representa- 
tions which are accompanied by the feel- 
ing of necessity? Or, how do we come 
to claim objective validity for what is 
only subjective? Or, since objective va- 
lidity is generally characterized as be- 
ing, how do we come to accept a being? 
Now, since this question starts from a 
reflection that returns into itself — starts 
from the observation, that the immediate 
object of consciousness is after all mere- 
ly consciousness itself, — it seems clear 
enough that the question can speak of no 
other being than of a being for us. It 
would be indeed a complete contradic- 
tion, to mistake it for a question con- 
cerning some being which had no rela- 
tion to our consciousness. Nevertheless, 
the philosophers of our philosophical age 
are of all things most apt to plunge into 
such absurd contradictions. 

The proposed question, how is a being 
for us possible? abstracts itself from all . 
being; i.e. it must not be understood, as 
if the question posited a not-being; for 
in that case the conception of being 
would only be negated, but not abstract- 
ed from. On the contrary, the question 
does not entertain the conception of be- 
ing at all, either positively or negative- 
ly. The proposed question asks for the 
ground of the predicate of being, wheth- 
er it be applied positively or negatively; 
but all ground lies beyond the grounded, 
i.e. is opposed to it. The answer must 
therelore, if it is to be an answer to this 
question, also abstract from all being. 
To maintain, a priori, in advance of an 
attempt, that such an abstraction is im- 
possible in the answer, because it is im- 

make realism comprehensible. Speculation has 
no other purpose than to furnish this compre- 
hensibility of all reality, which in itself would 
otherwise remain incomprehensible. Hence, 
also. Idealism can never be a mode of thinking, 
but can only be speculation. 






82 



A Criticism of Philosophical Systems. 



possible in itself, would be to maintain 
likewise, that such an abstraction is im- 
possible in the question ; and hence, that 
the question itself is not possible, and 
that the problem of a science of meta- 
physics, as the science which is to solve 
the problem of the ground of beiug for 
us, is not a problem for human reason. 

That such an abstraction, and hence 
such a question, is contrary to reason, 
cannot be proven by objective grounds to 
those who maintain its possibility ; for 
the latter assert that the possibility and 
necessity of the question is grounded 
upon the highest law of reason — that of 
self-determination (Practical legislation), 
under which all other laws of reason are 
subsumed, and from which they are all 
derived, but at the same time determined 
and limited to the sphere of their validi- 
ty. They acknowledge the arguments of 
their opponents willingly enough, but 
deny their application to the present 
case; with what justice, their opponents 
can determine only by placing themselves 
upon the basis of this highest law, but 
hence, also, upon the basis of an answer 
to the disputed question, by which act 
they would cease to be opponents. Their 
opposition, indeed, can only arise from 
a subjective defect — from the conscious- 
ness that they never raised this question, 
and never felt the need of an answer to it. 
Against this their position, no objective 
grounds can, on the other hand, be made 
valid by those who insist on an answer 
to the question, for the doubt which 
raises that question is grounded upon 
/previous acts of freedom which no de- 
monstration can compel from any one. 
ill. 

Let us now ask : who is it that under- 
takes the demanded abstraction from all 
being? or, in which of the two series 
does it occur? Evidently, in the series 
of philosophical argumentation, for an- 
other series does not exist. 

That to which the philosopher holds, 
and from which he promises to explain 
all that is to be explained, is the con- 
sciousness, the subject. This subject he 
will, therefore, have to comprehend free 



from all representation of being, in or- 
der first to show up in it the ground of 
all being — of course, for itself. But if 
he abstracts from all being of and for the 
subject, nothing pertains to it but an act- 
ing. Particularly in relation to being is 
it the acting. The philosopher will there- 
fore have to comprehend it in its acting, 
and from this point the aforementioned 
double series will first arise. 

The fundamental assertion of the phi- 
losopher, as such, is this : as soon as the 
Ego isjjbr itself, there necessarily arises 
for it at the same time an external being ; 
the ground of the latter lies in the for- 
mer; the latter is conditioned by the for- 
(mer. Self-consciousness and conscious- 
ness of a Something which is not that 
; Self, is necessarily united ; but the former 
is the conditioning and the latter the con- 
ditioned. To prove this assertion — not, 
perhaps, by argumentation, as valid for 
a system of a being in itself, but by ob- 
servation of the original proceeding of 
reason, as valid for reason — the philoso- 
pher will have to show, firstly, how the 
! Ego is and becomes for itself; and se- - 
condly, that this its own being for itself 
is not possible, unless at the same time 
there arises for it an external being which 
is not it. 

The first question, therefore, would be: 
how is the Ego for itself? and the first 
postulate: think thyself! construe the 
conception of thyself, and observe how 
thou proceedest in this construction. 

The philosopher affirms that every one 
who will but do so, must necessarily dis- 
cover that in the thinking of that concep- 
tion, his activity, as intelligence, returns 
into itself, makes itself its own object. 

If this is correct and admitted, the 
manner of the construction of the Ego, 
the manner of its being for itself (and we 
never speak of another being), is known ; 
and the philosopher may then proceed to 
prove that this act is not possible without 
another act, whereby there arises for the 
Ego an external being. 

It is thus, indeed, that the Science of 
Knowledge proceeds. Let us now con- 
sider with what justice it so proceeds. 



A Criticism of Philosophical Systems. 



83 



IV. 

First of all : what in the described act 
belongs to the philosopher as philoso- 
pher, and what belongs to the Ego he is 
to observe? To the Ego nothing but the 
return to itself; everything else to the de- 
scription of the philosopher, for whom, 
as mere fact, the system of all experi- 
ence, which in its genesis the Ego is now 
to produce under his observation, has 
already existence. 

The Ego returns into itself, is the as- 
sertion. Has it not then already being 
in advance of this return into itself, and 
independently thereof? Nay, must it not 
already be for itself, if merely for the pos- 
sibility of making itself the object of its 
action? Again, if this is so, does not 
the whole philosophy presuppose what it 
ought first to explain? 

I answer, by no means. First through 
this act, and only by means of it — by 
means of an acting upon an acting — does 
the Ego originally come to be for itself. 
It is only for the philosopher that it has 
previous existence as a fact, because the 
philosopher has already gone through 
the whole experience. He must express 
himself as he does, to be but understood, 
and he can so express himself, because 
he long since has comprehended all the 
conceptions necessary thereunto. 

Now, to return to the observed Ego: 
what is this its return into itself? Under 
what class of modifications of conscious- 
ness is it to be posited? It is no compre- 
hending, for a comprehending first arises 
through the opposition of a non-Ego, and 
by the determining of the Ego in this op- 
position. Hence it is a mere contempla- 
tion. It is therefore not consciousness, 
not even , self-consciousness. Indeed, it 
is precisely because this act alone pro- 
duces no consciousness, that we proceed 
to another act through which a non-Ego 
originates for us, and that a progress of 
philosophical argumentation and the re- 
quired deduction of the system of expe- 
rience becomes possible. That act only 
places the Ego in the possibility of self- 
consciousness — and thus of all other con- 
sciousness — but does not generate real 



consciousness. That act is but a part of 
the whole act of the intelligence, where- 
by it effects its consciousness; a part 
which only the philosopher separates 
from the whole act. but which is not ori- 
ginally so separated in the Ego. 

But how about the philosopher, as 
such? This self-constructing Ego is none 
other than his own. He can contemplate 
that act of the Ego only in himself, and, 
in order to contemplate it, must realize 
it. He produces that act arbitrarily and 
with freedom. 

But — this question may and has been 
raised — if your whole philosophy is erect- 
ed upon something produced by an act of 
mere arbitrariness, does it not then be- 
come a mere creature of the brain, a pure 
imaginary picture? How is the philoso- 
pher going to secure to this purely sub- 
jective act its objectivity? How will he 
secure to that which is purely empirical 
and a moment of time — i.e. the time in 
which the philosopher philosophizes — its 
originality? How can he prove that his 
present free thinking in the midst of the 
series of his representations does corre- 
spond to the necessary thinking, whereby 
he first became for himself, and through 
which the whole series of his representa- 
tions has been started? 

I answer: this act is in its nature ob- 
jective. I am for myself; this is a fact. 
Now I could have thus come to be fur my- 
self only through an act, for I am free; 
and only through this thus determined 
act, for only through it do I become for 
myself every moment, and through every 
other act something quite different is 
produced. That acting, indeed, is the 
very conception of the Ego ; and the con- 
ception of the Ego is the conception of 
that acting; both conceptions are quite 
the same ; and that conception of the Ego 
can mean and cannot be made to mean 
anything but what has been stated. It 
is so, because I make it so. The philoso- 
pher only makes clear to himself what 
he really thinks, and has ever thought, 
when he thinks or thought himself; but 
that he does think himself is to him im- 
mediate factof consciousness. That ques- 



84 



A Criticism of Philosophical Systems. 



tion concerning the objectivity is ground- 
ed on the very curious presupposition 
that the Ego is something else than its 
own thought of itself, and that some-v 
thing else than this thought and outside 
of it — God may know what they do mean ! 
— is again the ground of it, concerning the 
actual nature of which outside something 
they are very much troubled. Hence, if 
they ask for such an objective validity of 
the thought, or for a connection between 
this object and the subject, I cheerfully 
confess that the Science of Knowledge 
can give them no instruction concerning 
it. If they choose to, they may them- 
selves enter, in this or any other case, 
upon the discovery of such a connection, 
until they, perhaps, will recollect that 
this Unknown which they are hunting 
is, after all, again their thought, and 
that whatsoever they may invent as its 
ground will also be their thought, and 
thus ad infinitum ; and that, indeed, they 
cannot speak of or question about any- 
thing without at the same time think- 
king it. 

Now, in this act, which is arbitrary and 
in time for the philosopher as such, but 
which is for the Ego — which he con- 
structs, by virtue of his just deduced 
right, for the sake of subsequent obser- 
vations and conclusions — necessarily and' 
oi'iginally ; in this act, I say, the philoso- 
pher looks at himself, and immediately 
contemplates his own acting; he knows 
what he does, because he does it. Does 
a consciousness thereof arise in him? 
Without doubt; for he not only contem- 
plates, but comprehends also. He com- 
prehends his act as an acting generally, 
of which he has already a conception by 
virtue of his previous experience; and 
as this determined, into itself returning 
acting, as which he contemplates it in 
himself. By this characteristic deter- 
mination he elevates it above the sphere 
of general acting. 

What acting may be, can only be 
contemplated, not developed from and 
through conceptions; but that which this 
contemplation contains is comprehended 
by the mere opposition of pure being. 



Acting is not being, and being is not 
acting. Mere conception affords no other 
determination for each link ; their real 
essence is only discovered in contempla- 
tion . 

Now this whole procedure of the phi- 
losopher appears to me, at least, very pos- 
sible, very easy, and even natural; and I 
can scarcety conceive how it can appear 
otherwise to my readers, and how they 
can see in it anything mysterious and 
marvellous. Every one, let us hope, can 
think himself. He will also, let us hope, 
learn that by being required to thus think 
himself, he is required to perform an act 
dependent upon his own activity, an in- 
ternal act ; and that if he realizes this de- 
mand, if he really affects himself through 
self-activity, he also most surely acts 
thus. Let us further hope that he will be 
able to distinguish this kind of acting 
from its opposite, the acting whereby he 
thinks external objects, and that he will 
find in the latter sort of thinking the 
thinking and the thought to be opposites 
(the activity, therefore, tending upon 
something distinct from itself), while in 
the former thinking both were one and 
the same (and hence the activity a return 
into itself). He will comprehend, it is 
to be hoped, that — since the thought of 
himself arises only i.i this manner (an 
opposite thinking producing a quite dif- 
ferent thought) — the thought of himself 
is nothing but the thought of this act, 
and the word Ego nothing but the desig- 
nation of this act — that Ego and an into 
itself returning activity are completely 
identical conceptions. He will under- 
stand, let us hope, that if he but for 
the present problematically presupposes 
with transcendental Idealism that all 
consciousness rests upon and is depend- 
ent upon self-consciousness, he must also 
think that return into itself as preceding 
and conditioning all other acts of con- 
sciousness ; indeed, as the primary act of 
the subject; and, since there is nothing 
for him which is not in his consciousness, 
and since everything else in his con- 
sciousness is conditioned by this act, 
and therefore cannot condition the act in 



A Criticism of Philosophical Systems. 



85 



the same respect, — as an act, utterly un- 
conditioned and hence absolute for him;_ 
and he will thus further understand that 
the above problematical presupposition, 
and this thinking oftheEyo as original- 
ly posited through itself, are again quite 
identical ; and that hence transcendental 
Idealism, if it proceeds systematically, 
, can proceed in no other manner than it 
does in the Science of Knowledge. 

This contemplation of himself, which 
is required of the philosopher in his re- 
alization of the act through which the 
Ego arises for him, I call intellectual 
contemplation. It is the immediate con- 
sciousness that I act and what I act; it 
is that through which I know something 
because I do it. That there is such a 
power of intellectual contemplation can- 
not be demonstrated by conceptions, nor 
can conception show what it is. Every 
one must find it immediately in himself, 
or he will never learn to know it. The 
requirement that we ought to show it 
what it is by argumentation, is more 
marvellous than would be the require- 
ment of a blind person to explain to him, 
without his needing to use sight, what 
colors are. 

But it can be certainly proven to every 
one in his own confessed experience that 
this intellectual contemplation does oc- 
cur in every momentof his consciousness. 
I can take no step, cannot move hand or 
foot, without the intellectual contempla- 
tion of my self-consciousness in these 
acts; only through this contemplation do 
I know that /do it, only through it do I 
distinguish my acting and in it myself 
from the given object of my acting. Ev- 
ery one who ascribes an activity to him- 
self appeals to this contemplation. In 
it is the source of life, and without it is 
death. 

But this contemplation never occurs 
alone as a complete act of consciousness, 
as indeed sensuous contemplation also 
never occurs alone, nor completes con- 
sciousness; both contemplations must be 
comprehended. Not only this, but the in- 
tellectual contemplation is also always 
connected with a sensuous contempla" 



tion. I cannot find myself acting with- 
out finding an object upon which I act, 
and this object in a sensuous contempla- 
tion which I comprehend; nor without 
sketching.an image of what. I intend to 
produce by my act, which image I also 
comprehend. Now, then, how. do I know 
and how can I know what I intend to 
produce, if I do not immediately contem- 
plate myself in this sketching of the im- ' 
age which I intend to produce, i.e. in 
this sketching of the conception of my 
purpose, which sketching is certainly an 
act. Only the totality of this condition 
in uniting a given manifold completes 
consciousness. I become conscious only 
of the conceptions, both of the object upon 
which I act, and of the purpose I intend 
to accomplish; but I do not become con- 
scious of the contemplations which are at 
the bottom of both conceptions. 

Perhaps it is only this which the zeal- 
ous opponents of intellectual contempla- 
tion wish to insist, upon, namely, that 
that contemplation, i.>. only possible in 
connection with a sensuous contempla- 
tion; and surely the Science of Knowl- 
edge is not going to deny it. But this is 
no reason why they should deny intel- 
lectual contemplation. For with the 
same right we might deny sensuous con- 
templation, since it also is possible only 
in connection with intellectual contem- 
plation ; for whatsoever is to become tag 
representation must be related to me, 
and the consciousness (1) occurs only 
through intellectual contemplation. (It 
is a remarkable fact of our modern his- 
tory of philosophy, that it has not been 
noticed as yet how all that may be ob- 
jected to intellectual contemplation can 
also be objected to sensuous contempla- 
tion, and that thus the arguments of its 
opponents turn against themselves.) 

But if it must be admitted that there 
is no immediate, isolated consciousness 
of intellectual contemplation, how does 
the philosopher arrive at a knowledge 
and isolated representation thereof? I 
answer, doubtless in thesame manner in 
which he arrives at the isolated represen- 
tation of sensuous contemplation, by 



86 



A Criticism of Philosophical Systems. 



drawing a conclusion from the evident 
facts of consciousness. This conclusion 
runs as follows : I propose to myself to 
think this or that, and the required 
thought arises ; I propose to myself to do 
this or that, and the representation that 
it is being done arises. This is a fact of 
consciousness. If I look at it by the light 
of the laws of mere sensuous conscious- 
ness, it involves no more than has just 
been stated, i.e. a sequence of certain 
representations. I become conscious 
only of this sequence in a series of time 
movements, and only such a time se- 
quence can I assert. I can merely state: 
I know that if I "propose to myself a cer- 
tain thought, with the characteristic that 
it i« to have existence, the representation 
ot this thought, with the characteristic 
that it really has existence, follows; or, 
that the representation of a certain mani- 
festation as one which ought to occur, is 
immediately followed in time by the rep- 
resentation of the same manifestation as 
one which really did occur. But I can, 
on no account, state that the first repre- 
sentation contains the real ground of the 
second one which followed; or, that by 
thinking the first one the second one be- 
came real for me. I merely remain pas- 
sive, the placid scene upon which repre- 
sentations follow representations, and 
am on no account the active principle 
which produces them. Still I constantly 
assume the latter, and cannot relinquish 
that assumption without relinquishing 
my self. What justifies me in it?. In the 
sensuous ingredients I have mentioned, 
there is no ground to justify such an as- 
sumption; hence it is a peculiar and im- 
mediate consciousness, that is to say, a 
contemplation, and not a sensuous con- 
templation, which views a material and 
permanent being, but a contemplation of 
a pure activity, which is not permanent 
but progressive, not a being but a life. 

The philosopher, therefore, discovers 
this intellectual contemplation as fact of 
consciousness (for him it is a fact, for 
the original Ego a fact and act both to- 
gether — a deed-act), and he thus discov- 
ers it not immediately, as an isolated 



part of his consciousness, but by distin- 
guishing and separating what in com- 
mon consciousness occurs in unseparat- 
ed union. 

Quite a different problem it is to ex- 
plain this intellectual contemplation, 
which is here presupposed as fact in its 
possibility, and by means of this expla- 
nation to defend it against the charge of 
deception and deceptiveness which is 
raised by dogmatism ; or, in other words, 
to prove the faith in the reality of this 
intellectual contemplation, from which 
faith transcendental idealism confessedly 
starts — by a something still higher ;l and 
to show up the interest which leads us 
to place faith in its reality, or in the sys- 
tem of Reason! This is accomplished by 
showing up the Moral Law in us, in 
which the Ego is characterized as ele- 
vated through it above all the original 
modifications, as impelled by an absolute, 
or in itself (in the Ego), grounded acti- 
vity; and by which the Ego is thus dis- 
covered to be art absolute Active. In the 
consciousness of this law, which doubt- 
less is an immediate consciousness, and 
not derived from something else, the 
contemplation of self-activity and free-.f 
dom is grounded. I am given to myself] 
through myself as something which is to 
be active in a certain manner; hence, I 
am given to myself through myself as 
something active generally; I have the 
life in myself, and take it from out of 
myself. Only through this medium of 
the Moral Law do Lsee myself ; and if 
I see myself through that law, L necessa- 
rily see myself as self active; and it is 
thus that there arises in a consciousness 
— which otherwise would only be the 
consciousness of a sequence of my repre- 
sentations — the utterly foreign ingredi- 
ent of an activity of myself 

This intellectual contemplation is the 
only stand-point for all Philosophy. 
From it all that occurs in consciousness 
may be explained, but only from it. 
Without self-consciousness there is no 
consciousness at all; but self-conscious- 
ness is only possible in the way we have 
shown, i.e. I am only active. Beyond it 



A Criticism of Philosophical Systems. 



87 



I cannot be driven ; my philosophy then 
becomes altogether independent of all 
arbitrariness, and a product of stern ne- 
cessity, i.e. in so far as necessity exists 
for free Reason ; it becomes a product of 
j practical necessity. I can not go beyond 
this stand-point, because conscience says 
I shall not go beyond it; and thus trans- 
cendental idealism shows itself up to be 
the only moral philosophy — the philoso- 
phy wherein speculation and moral law 
are intimately united. Conscience says: 
I shall start in my thinking from the 
pure Ego, and shall think it absolutely 
self-active; not as determined by the 
things, but as determining the things. 

The conception of activity which be- 
comes possible only through this intel- 
lectual contemplation of the self-active 
Ego, is the only one which unites both 
the worlds that exist for us — the sensu- 
ous and the intelligible world. Whatso- 
ever is opposed to my activity — and I 
must oppose something to it, for I am 
finite — is the sensuous, and whatsoever 
is to arise through my activity is the in- 
telligible (moral) world. 

I should like to know how those who 
6mile so contemptuously whenever the 
words ''intellectual contemplation" are 
mentioned, think the consciousness of the 
moral law; or how they are enabled to 
entertain such conceptions as those of 
Virtue, of Right, &c, which they doubt- 
less do entertain. According to them, 
there are only two contemplations a pri- 
ori— Time and Space. They surely form 
these conceptions of Virtue, &c, in Time 
(the form of the inner sense), but they 
certainly do not hold them to be time it- 
self, but merely a certain filling up of 
time. What is it, then, wherewith they 
fill up time, and get a basis for the con- 
struction of those conceptions? There 



is nothing left to them but Space ; and 
hence their conceptions of Virtue, Right; 
&c, are perhaps quadrangular and cir- 
cular; just as all the other conceptions 
which they construct (for instance, tha£ 
of a tree or of an animal) are nothing 
but limitations of Space. But they do 
not conceive their Virtue and their Right 
in this manner. What, then, is the basis 
of their construction? If they attend 
properly, they will discover that this ba- 
sis is activity in general, or freedom. 
Both of these conceptions of virtue and 
right are to them certain limitations of 
their general activity, exactly as their 
sensuous conceptions are limitations of 
space. How, then, do they arrive at this 
basis of their construction? We will 
hope that they have not derived activity 
from the dead permanency of matter, nor 
freedom from the mechanism of nature. 
They have obtained it, therefore, from 
immediate contemplation, and thus they 
confess a third contemplation besides 
their own two. 

It is, therefore, by no means so unim- 
portant, as it appears to be to some, 
whether philosophy starts from a fact or 
from a deed-act (i.e. from an activity 
which presupposes no object, but produ- 
ces it itself, and in which, therefore, the 
acting is immediately deed). If philoso- 
phy starts from a fact, it places itself in 
the midstof being and finity, and will find 
it difficult to discover therefrom a road 
to the infinite and- super-sensuous; but 
if it starts from a deed-act, it places itself 
at once in the point which unites both 
worlds and from which both can be over- 
looked at one glance. 

[Translators frequently use the term 
"intuition'; for what I have here called 
"contemplation"; "deed-act" is my ren- 
dering of "That-Handluug." a. e. k.] 



( 88 ) 



NOTES ON MILTON'S LYCIDAS, 



By Anna C. Bkackett. 



Every work of art, whether in sculp- 
ture, painting, or music, must have a de- 
finite content; and only in having such 
has it any claim to be so called. This 
content must be spiritual ; that is, it must 
come from the inner spirit of the artist, 
and translate itself by means of the work 
into spirit in the spectator or listener. 
Only in the recognition of this inner 
meaning, which lives behind the outside 
and shimmers through it, can consist the 
difference between the impression made 
on me by the sight of a beautiful paint- 
ing and that produced on an inferior ani- 
mal, as the retina of his eye paints with 
equal accuracy the same object. For 
what is this sense of beauty which thrills 
through me, while the dog at my side 
looks at the same thing and sees nothing 
in seeing all which the eye can grasp? 
Is it not the response in me to the in- 
forming spirit behind all the outward 
appearance ? 

But if this sense of beauty stops in pas- 
sive enjoyment, if the sense of sight or of 
hearing is simply to be intoxicated with 
the feast spread before it, we must con- 
fess that our appreciation of beauty is a 
very sensuous thing. Content though 
some may be simply to enjoy, in the 
minds of others the fascination of the 
senses only provokes unrest. We sav 
with Goethe: "I would fain understand 
that which interests me in so extraordi- 
nary a manner"; for this work of art, the 
product of mind, touches me in a won- 
derful way, and must be of universal 
essence. Let me seek the reason, and if 
I find it, it will be another step towards 
" the solvent word." 

Again, in a true work of art this con- 
tent must be essentially one; that is, one 
profound thought, to which all others, 
though they may be visible, must be 
gracefully subordinate ; otherwise we 
are lost in a multiplicity of details, and 
miss the unity which is the sole sign of 
the creative mind. 



Nor need we always be anxious as to 
whether the artist consciously meant to 
say thus and so. Has there ever lived a 
true artist who has not " builded better 
than he knew" ? If this were not so, all 
works of art would lose their significance 
in the course of time. Are the half- 
uttered meanings of the statues of the 
Egyptian gods behind or before us to- 
day? Do they not perplex us with pro- 
phecies rather than remembrances as we 
wander amazed among them through the 
halls of the British Museum? A whole 
nation striving to say the one word, and 
dying before it was uttered ! Have we 
heard it clearly yet? 

The world goes on translating as it 
gains new words with which to carry on 
the work. It is not so much the artist that 
is before his age as the divine afflatus 
guiding his hand, which leads not only 
the age but him. Through that divine 
inspiration he speaks, and he says myste- 
rious words which perhaps must wait for 
centuries to be understood. In that fact 
lies his right to his title ; in that, alone, 
lies the right of his production to be 
called a work of art. 

Doubtless all readers are familiar with 
Dr. Johnson's criticisms on Milton's Ly- 
cidas, and these we might pass by with- 
out comment, for it would evidently be 
as impossible for Dr. Johnson's mind to 
comprehend or be touched by the poetry 
of Lycidas as for a ponderous sledge- 
hammer to be conscious of the soft, per- 
fume-laden air through which it might 
move. The monody is censured by him 
because of its irregularly recurring 
rhymes ; and in the same breath we are 
told that it is so full of art that the author 
could not have felt sorrow while writing 
it. We know how intricately the rhymes 
are woven in Milton's sonnets, where he 
seems to have taken all pains to select 
the most difficult arrangements, and to 
carry them through without deviation, 
and we sav only that the first criticism 



Notes on Milton's Lycidas. 



89 



contradicts the last. But some more ap- 
preciative ci'itics, while touched by the 
beauty, repeat the same, and say there is 
"more poetry than sorrow" in the poem. 
More poetry than sorrow ! Sorrow is the 
grand key-note, and strikes in always 
over and through all the beauty and 
poetry like a wailing chord in a sym- 
phony, that is never absent long, and 
ever and anon drowns out all the rest. 
Sorrow, pure and simple, is the thread 
on which all the beautiful fancies are 
strung. It runs through and connects 
them all, and there is not a paragraph in 
the whole poem that is not pierced by it. 
It is the occasion, the motive, the inner 
inspiration, and the mastery over it is the 
conclusion of all. Around it, the constant 
centre, group themselves all the lovely 
pictures, and they all face it and are sub- 
ordinate to it. 

The soul of the poet is so tossed by the 
immediate sorrow that it surrenders it- 
self entirely to it, and so, losing its will, 
is taken possession of by whatever 
thought, evoked by the spell of associa- 
tion, rises in his mind ; as when he speaks 
of Camus and St. Peter. Ever and anon 
the will makes an effort to free itself and 
to determine its own course, but again 
and again the wave of sorrow sweeps up, 
and the vainly struggling will goes down 
before it. 

Nothing lay closer to Milton's heart 
than the interests of what he believed the 
true church; and nothing touched him 
more than the abuses which were then 
prevalent in the church of England. In 
the safe harbor of his father's country 
home, resting on his oars before the ap- 
pointed time for the race in which he was 
to give away all his strength and joy, 
surrounded and inspired by the fresh, 
pure air from the granite rocks of Puri- 
tanism, all his growing strength was 
gathering its energies for the struggle. 
This just indignation and honest protest 
must find its way in the poem through 
the grief that sweeps over him, and 
which, because so deep, touches and vivi- 
fies all his deepest thoughts. But even 
that strong under-current of conviction 



has no power long to steady him against 
the wave of sorrow which breaks above 
his head, none the less powerful because 
it breaks in a line of white and shivers 
itself into drops which flush diamond col- 
ors in the warm and pure sunlight of his 
cultured imagination. More poetry than 
sorrow ! Then there is more poetry in 
Lycidas than in any other poem of the 
same length in our language. 

It would be impossible here to go 
through the poem with the close care to 
all little points which is necessary to en- 
able one fully to comprehend its exquisite 
beauty and finish. It is like one of Bee- 
thoven's symphonies,where at first we are 
so occupied with the one grand thought 
that we surrender ourselves entirely to it, 
aud think ourselves completely satisfied. 
But as we appropriate that more and 
more fully, within and around it wonder- 
ful melodies start and twine, and this ex- 
perience is repeated again and again till 
the music seems almost infinite in its con- 
tents. Let us, then, briefly go over the 
burden of the monody, our chief effort 
being to show how perfectly at one it is 
throughout, how natural the seemingly 
abrupt changes, — only pausing now and 
then to speak of some special beauty 
which is so marked that one cannot pass 
it by in silence. If we succeed in show- 
ing a continued and natural thought in 
the whole, and a satisfactory solution for 
the collision which gives rise to the poem, 
our end will have been accomplished. 

Milton begins in due order by giving, 
as prelude, Ms reason for singing. But 
he has written only seven full lines be- 
fore, in the eighth, the key-note is struck 
by the force of sorrow, which, after say- 
ing " Lycidas is dead,'* lingers on the 
strain , and repeats, to heighten the grief, 
"dead ere his prime.*' The next line, the 
ninth, is still more pathetic in its echoing 
repetition and its added cause lor mourn- 
ing. (In passing, let us say that the ef- 
fect is greatly increased in leading this 
line if the first word be strongly empha- 
sized.) Because he hath not let! his peer, 
all should sing for him. Xo more excuse 
is needed. Sorrow pleases itself in call- 



90 



Notes on Milton's Lycidas. 



ing up the neglected form, and then pas- 
sionately turns to the only solace that it 
can have — "Some melodious tear." 

This, of course, brings the image of the 
Muses, and, as that thought comes, once 
more we have a new attempt at a formal 
beginning in the second paragraph (line 
15). First, is the invocation, and then, 
recurring to the first thought, Milton says 
it is peculiarly appropriate for him to 
sing of Lycidas. Why ? Because they 
had been so long together ; and as the 
thought of happier things arises, the 
sweet memories, linked by the chain of 
association, come thronging so tumultu- 
ous! y that he forgets himself in reverie. 
The music, at first slow and sweet, grows 
more and more strong and rapid till even 
the rustic dance-measure comes in merri- 
ly. Most naturally here the key-note is 
again struck by the force of contrast, and 
the despair of the sorrow that wakes from 
the forgetful ness of pleasant dreams to 
the consciousness of loss, strikes as ra- 
pidly its minor chords till it seems as if 
hope were entirely lost. 

Nothing is more unreasonable than this 
despair of sorrow. Tossed in its own wild 
passion, it sees nothing clearly, and, seek- 
ing for some adequate cause, heaps blind- 
ly unmerited reproaches on anything, on 
all tilings. So, recoiling before its power, 
stung with its pain, the poet turns re- 
proachfully to the nymphs, blaming them 
for their negligence. But before the 
words are fairly uttered he realizes his 
folly. Lycidas was beloved by them, but 
if Calliope could not save even her own 
son, how powerless are they against the 
step of inevitable fate ! This strikes deep 
down in the thunder of the bass notes, and 
the thought comes which perhaps cannot 
be more powerfully expressed than by the 
old Hebrew refrain, "Vanity of vanities, 
all is vanity." After all, why seek for 
anything, even for fame? Man's destiny 
is ruled by irresponsible necessity. Life 
is worth nothing, and would it not be 
better, instead of "scorning delights and 
hiving laborious days," to yield one's self 
to the pleasures of the passing moment? 
"All is vanity and vexation of spirit." 



When any soul reaches this point, it seems 
as if help must come from outside of itself 
or it will go irrevocably down. Sorrow, 
despair, are always represented by dark- 
ness. Is it an accident that the celestial 
notes which first strike through the de- 
scending bass, come from the god of light, 
Phoebus Apollo? Clear, and sweet, and 
sudden, they cleave the closing shadows ; 
the sun-light comes in again, and the mu- 
sic climbs up and grows serenely steady. 

Relieved from this Inferno, the soul 
comes once more to self-consciousness, 
and, in its effort to guide itself, what more 
natural than that it should recur to the 
idea expressed in the fiftieth line, and at- 
tempt to make something like order by 
carrying out that idea. Reason takes 
command, and the strain flows smoothly, 
till, by the exercise of her power, the true 
cause of the misfortune is recognized and 
a just indignation (line 100) takes its 
place. But, in yielding to this, the imme- 
diate feeling regains possession, reason 
resigns her sway, and the soul is set afloat 
again on the uncertain sea of association. 
See how sudden and sweet the transition 
from fiery reproach and invective to the 
gentlest tenderness, in line 102. It be- 
gins with a thunder-peal and dies out in 
a wail of affection, expressed by the one 
word "sacred." This forms the connec- 
tion between this paragraph and the next, 
a delicate yet perfect link, for as all his 
love overflows in that one word, the old 
happier days come up again ; and where 
should these memories carry him but to 
the university where they had found so 
much common pleasure and inspiration? 
Here the sorrow, before entirely person- 
al, becomes wider as the singer feels that 
others grieve with him for lost talent 
and power. 

Were they not both destined for the 
church for which their university studies 
were only a preparation? Most naturally 
the subtle chain of association brings up 
the thought of the great apostle with the 
keys of heaven and hell. How sorely the 
church needed true teachers ! The earn- 
est spirit that was ready to assail every 
form of wrong, eagerly followed out the 



Notes on Milton's Lycidas. 



91 



thought which was in the future (o burn 
into its very life. From line 113 to line 
131 notice the succession of feelings. A 
sense of irreparable loss — indignation — 
mark the three words, ''creep," "in- 
trude," and " climb," no one of which 
could be spared. Then comes disgust, 
expressed by "Blind mouths." Ruskin, 
in his "King's Treasures," very happily 
observes that no epithet could be more 
sweeping than this ; for, as the office of 
a bishop is to oversee the flock, and that 
of a pastor to feed it, the utter want of 
all qualification for the sacred office is 
here most forcibly expressed. Contempt 
follows ; then pity for those who, desiring 
food, are fed only with wind ; detestation 
of the secret and corrupt practices of the 
Romish church ; and finally hope, com- 
ing through the possible execution of 
Archbishop Laud, whose death, it seem- 
ed to the young Puritan, was the only 
thing needed to bring back truth, sim- 
plicity, and safety. Drifting with these 
emotions, the singer has followed the 
lead of his fancies, and, just as before, 
when light came with healing for his de- 
spair, Hope recalls him to himself, till he 
returns again in line 132, as in line 85, to 
the regular style of his poem. He is as 
one who, waking from wildering dreams, 
collects his fugitive thoughts, and tries 
to settle them down for the necessary 
routine of the day. A more regular and 
plainly accented strain, recognized as 
heard before, comes into the music, as 
he pleases himself in fancying that the 
sad consolation is still left him of orna- 
menting the hearse. It is useless to speak 
of the exquisite finish of these lines, or 
of how often one word — as " fresh," for 
instance, in line 138 — calls up before the 
mind such pictures that one lingers and 
lingers over the passage, as the poet's 
fancy in vain effort lingered, striving to 
forget his sorrow. This strain comes in 
like some of the repeating melodies in 
the second part of Beethoven's Fifth 
Symphony, where it seems as if the soul 
had found a new, sweet thought, and 
was turning it over and over as loth to 
pause, and as in sudden hope of some 



relief through its potency. But the heavy 
key-note strikes again through it all, in 
line 154, with a crash that drowns all the 
sweetness and beauty. "We hear the rush 
of the cruel, insatiate sea, as its waves 
dash against the shore of the stormy He- 
brides, and the conflict of wave and wind 
takes possession of us. What thought is 
more desolate than that of a solitary hu- 
man form, tossed hither and thither in 
the vast immensity of ocean ! Perhaps, 
even now, it floats by " the great vision 
of the guarded mount." It seems to the 
poet that all should turn toward England 
in her sorrow, and it pains him to think 
of St. Michael's steadfast eyes gazing 
across the waves of the bay toward "Na- 
mancos and Bayona's hold." "Rather 
turn hither, and let even your heavenly 
face relax with human grief; and ye, un- 
heeding monsters of the deep, have pity, 
and bear him gently over the roughening 
waves." This he says because he feels 
his own impotence. All the love he bears 
Lycidas cannot serve him now ; he is lost, 
and helpless, and alone, and uncared for. 
By opposition here, the light strikes in 
once more, and now with a clearer, full- 
er glow than at either previous time. At 
first (line 76) it came in the form of trust 
in " all-judging Jove"; then (line 130) 
in hope, through belief in impersonal 
justice; now it takes the form of Chris- 
tian faith. The music mounts higher 
and higher into celestial harmonies, los- 
ing entirely its original character, and 
sounds like a majestic choral of triumph 
and peace. 

This properly ends the poem with line 
185. There is nothing more to be said. 
The tendency is all upward, and the col- 
lisions are overcome. One knows that 
here, and here for the first time, have 
we reached a movement that is self- 
sustained. There is no more danger of 
being carried off our basis by any wave 
of despairing sorrow. The soul has found 
a solution at last, and it knows that it is 
a trustworthy one. 

The music is finished ; but now, that 
nothing may be wanting for perfect ef- 
fect, we have the scenery added, and 



92 



Hegel's Philosophy of Art. 



this in such word-painting as has never 
been surpassed. Who could ever wea- 
ry of line 187 — "While the still morn 
went out with sandals gray" — either for 
its melody, or for its subtle appeal to our 
senses of hearing and sight? And the 
slowly growing and dying day! Who 
else has ever so "touched the tender 
stops" of imagination? 



But these woods and pastures are too 
full of haunting memories ; we seek for 
newer ones, where the soul, relieved from 
the associations which perpetually call 
up the loss of the human and now life- 
less embodiment of spirit, shall be free 
to think only of the eternal holding and 
possessing which can be sundered by no 
accident of time or space. 



ANALYSIS OF HEGEL'S ESTHETICS. 

Translated from the French of M. Ch. Benatcd, by J. A. Martling. 

Part II. 

OF THE GENERAL FORMS OF ART AND ITS HISTORIC DEVELOPMENT. 



The first part of Hegel's ^Esthetics con- 
tains the questions relating to the nature 
of art in general. The second unfolds its 
principal forms in the different historic 
epochs. It is a species of philosophy of 
the history of art, and contains a great 
number of views and descriptions which 
cannot appear in this analysis. We shall 
take so much the more care, without suf- 
fering ourselves to be turned aside by 
details, to indicate plainly the course of 
the ideas, and to omit nothing essential. 

The idea of the Beautiful, or the Ideal, 
manifests itself under three essential and 
fundamental forms — the symbolic, the 
classic, and the romantic. They represent 
the three grand epochs of history — the 
oriental, the Greek, and the modern. 

In the East, thought, still vague and 
indeterminate, seeks its true expression, 
and cannot find it. In the presence of 
the phenomena of nature and of human 
life, spirit, in its infancy, incapable of 
seizing the true tense of things, and of 
comprehending itself, exhausts itself in 
vain efforts to express certain grand but 
confused or obscure conceptions. Instead 
of uniting and blending together in a har- 
monious whole the content and the form, 
the idea and its image, it attains only a 
rude and superficial approximation, and 
the result is the symbol with its enigma- 
tic and mysterious meaning. 



In classic art, on the contrary, this har- 
monious blending of the form and the 
idea is accomplished. Intelligence, hav- 
ing taken cognizance of itself and of its 
freedom, capable of self-control, of pene- 
trating the significance of the phenomena 
of the universe, and of interpreting its 
laws, finds here also the exact correspon- 
dence, the measure, and the proportion, 
which are the characteristics of beauty. 
Art creates works which represent the 
beautiful under its purest and most pei'- 
fect form. 

But spirit cannot rest in this precise 
accord of the form and the idea in which 
the infinite aud the finite blend. When 
it comes to be reflected upon itself, to 
penetrate farther into the depths of its 
inner nature, to take cognizance of its 
spirituality and its freedom, then the 
idea of the infinite appears to it stripped 
of the natural forms which envelop it. 
This idea, present in all its conceptions, 
can no longer be perfectly expressed by 
the forms of the finite world ; it trans- 
cends them, and then this unity, which 
constitutes the characteristic of classic 
art, is broken. External forms, sensu- 
ous images, are no longer adequate to 
the expression of the soul and its free 
spirituality. 

I. Of Symbolic Art. 

After these general considerations r 



Hegel's Philosophy of Art. 



<X) 



Hegel treats successively the different 
forms of art. Before speaking of sym- 
bolic art, he furnishes an exposition of 
the symbol, in general. 

The symbol is an image which repre- 
sents an idea. It is distinguished from 
the signs of language in this, that be- 
tween the image and the idea which it 
represents there is a natural relation, not 
an arbitrary or conventional one. It is 
thus that the lion is the symbol of cour- 
age ; the circle, of eternity ; the triangle, 
of the Trinity. 

The symbol, however, does not repre- 
sent the idea perfectly, but by a single 
side. The lion is not merely courageous, 
the fox cunning. Whence it follows that 
the symbol, having many meanings, is 
equivocal. This ambiguity ceases only 
when the two terms are conceived sepa- 
rately and then brought into relation ; the 
symbol then gives place to comparison. 

Thus conceived, the symbol, with its 
enigmatic and mysterious character, is 
peculiarly adapted to an entire epoch of 
history, to oriental art and its extraordi- 
nary creations. It characterizes that or- 
der of monuments and emblems by which 
the people of the East have sought to ex- 
press their ideas, and have been able to 
do it only in an equivocal and obscure 
manner. These works of art present to 
us, instead of beauty and regularity, a 
strange, imposing, fantastic aspect. 

In the development of this form of art 
in the East, many degrees are noticeable. 
Let us first examine its origin. 

The sentiment of art, like the religious 
sentiment or scientific curiosity, is born 
of ivonder. The man who is astonished 
at nothing lives in a state of imbecility 
and stupidity. This state ceases when 
his spirit, freeing itself from matter and 
from physical wants, is struck by the 
spectacle of the phenomena of nature, 
and seeks their meaning, when it has the 
presentiment of something grand and 
mysterious in them, of a concealed power 
which is revealed there. 

Then it experiences also the need of 
representing that inner sentiment of a 
general and universal power. Particular 



objects— the elements, the sea, rivers, 
mountains — lose their immediate sense 
and significance, and become for spirit 
images of this invisible power. 

It is then that art appears: it arises 
from the necessity of representing this 
idea by sensuous images, addressed at 
once to the senses and the spirit. 

The idea, in religions, of an absolute 
power, is manifested at first by the wor- 
ship of physical objects. The Divinity 
is identified with nature itself. But this 
rude worship cannot endure. Instead of 
seeing the absolute in real objects, man 
conceives it as a distinct and universal 
being; he seizes, although very imper- 
fectly, the relation which unites this in- 
visible principle to the objects of nature; 
he fashions an image, a symbol designed 
to represent it. Art is then the inter- 
preter of religious ideas. 

Such is art in its oi'igin ; the symbolic 
form is born with it. Let us now follow 
it in the successive stages of its develop- 
ment, and indicate its progress in the 
East before it attained to the Greek ideal. 

That which characterizes symbolic art 
is that it strives in vain to discover pure 
conceptions, and a mode of representa- 
tion which befits them. It is the conflict 
between the content and the form, both 
imperfect and heterogeneous. Hence 
the incessant struggle of these two ele- 
ments of art, which vainly seek to har- 
monize. The stages of its development 
exhibit the successive phases or modes 
of this struggle. 

At the outset, however, this conflict 
does not yet exist, or art is not conscious 
of it. The point of departure is a unity 
yet undivided, in whose depths the dis- 
cord between the two principles fer- 
ments. Thus the creations of art, but 
little distinct from the objects of nature, 
are as yet scarcely symbols. 

The end of this epoch is the disappear- 
ance of the symbol. It takes place by the 
reflective separation of the two terms. 
The idea being clearly conceived, the 
symbol on its side being perceived as 
distinct from the idea, from their con- 
junction arises the reflex symbol, or the 



94 



Hegel's Philosophy of Art. 



comparison, the allegory, etc. — These 
principles having been laid down a pri- 
ori, Hegel seeks among the people of the 
East the forms of art which correspond 
to these various degrees of oriental sym- 
bolism. He finds them chiefly among 
the ancient Persians, in India, and in 
Egypt. 

1. Persian Art. — At the first moment 
of the history of art, the divine principle, 
God, appears identified with nature and 
man. In the worship of the Lama, for 
example, a real man is adored as God. 
In other religions, the sun, the moun- 
tains, the rivers, the moon, and animals, 
are also the objects of religious worship. 

The spectacle of this unity of God and 
nature is presented to us in the most 
striking manner in the life and religion of 
the ancient Persians, in the Zend-Avesta. 

In the religion of Zoroaster, light is 
God himself. God is not distinguished 
from light viewed as a simple expression, 
an emblem or sensuous image of the Di- 
vinity. If light is taken in the sense of 
the good and just Being, of the conserv- 
ing principle of the Universe which dif- 
fuses everywhere life and its blessings, 
it is not merely an image of the good 
principle ; the sovereign good itself is 
light. It is the same with the opposition 
of light and darkness, the latter being 
considered as the impure element in ev- 
erything — the hideous, the bad, the prin- 
ciple of death and destruction. 

Hegel seeks to demonstrate this opin- 
ion by an analysis of the principal ideas 
which form the content of the Zend- 
Avesta. According to him, the worship 
which the Zend-Avesta describes is still 
less symbolic. All the ceremonies which 
it imposes as a religious duty upon the 
Par.sees are those serious occupations 
that seek to extend to all purity in the 
physical and moral sense. One does not 
find here any of those symbolic dances 
which imitate the course of the stars, or 
any of those religious acts which have no 
value except as images and signs of gen- 
eral conceptions. There is, then, in it 
no art properly so called. Compared 
with ruder images, or with the insignifi- 



cant idols of other peoples, the worship 
of light, as pure and universal substance, 
presents something beautiful, elevated, 
grand, more conformable to the nature 
of the supreme good and of truth. But 
this conception remains vague ; the ima- 
gination creates neither a profound idea 
nor a new form. If we see appearing 
general types, and the forms which cor- 
respond to them, it is the result of an 
artificial combination, not a work of 
poetry and art. 

Thus this unity of the invisible princi- 
ple and visible objects constitutes only 
the first form of the symbol in art. To 
attain to the symbolic form pi*operly so 
called, it is necessary that the distinction 
and the separation of the two terms ap- 
pear clearly indicated and represented 
to us. It is this which takes place in 
the religion, art, and poetry of India, 
which Hegel calls the symbolic of the 
imagination. 

2. Indian Art. — The character of the 
monuments which betray a more advan- 
ced form, and a superior degree of art, 
is then the separation of the two terms. 
Intelligence forms abstract conceptions, 
and seeks forms which express them. 
Imagination, properly so called, is born; 
art truly begins. It is not, however, yet 
the true symbol. 

What we encounter at first are the pro- 
ductions of an imagination which is in a 
state of complete ferment and agitation. 
In the first attempt of the human spirit 
to separate the elements and to reunite 
them, its thought is still confused and 
vague. The principle of things is not 
conceived in its spiritual nature ; the 
ideas concerning God are empty abstrac- 
tions; at the same time, the forms which 
representllirn bear a character exclusive- 
ly sensuous and material. Still plunged 
in the contemplation of the sensuous 
world, having neither measure nor fixed 
rule to determine reality, man exhausts 
himself in useless efforts to penetrate 
the general meaning of the universe, and 
can employ, to express the profouudest 
thoughts, only rude images and repre- 
sentations, in which there flashes out the 



Hegel's Philosophy of Art. 



95 



opposition between the idea and the form. 
The imagination passes thus from one 
extreme to the other, lifting itself very 
high to plunge yet lower, wandering 
without support, without guide, and 
without aim, in a world of representa- 
tions at once imposing, fantastic, and 
grotesque. 

Hegel characterizes the Indian mythol- 
ogy and the art which corresponds to it, 
thus : " In the midst of these abrupt and 
inconsiderate leaps, of this passage from 
one excess to another, if we find anything 
of grandeur and an imposing character in 
these conceptions, we see afterwards the 
universal being precipitated into the most 
ignoble forms of the sensuous world. 
The imagination can escape from this 
contradiction only by extending indefi- 
nitely the dimensions of the form. It 
wanders amid gigantic creations, charac- 
terized by the absence of all measure, and 
loses itself in the vague or the arbitrary." 

Hegel develops and confirms these pro- 
positions by following the Indian imagi- 
nation in the principal points which dis- 
tinguish its art, its poetry, and its my- 
thology. He makes it apparent that, in 
spite of the fertility, the splendor, and the 
grandeur of these conceptions, the Indi- 
ans have never had a clear idea of persons 
and events — a faculty for history ; that 
in this continual mingling of the finite 
and the infinite there appears the com- 
plete absence of practical intelligence 
and reason. Thought is suffered to run 
after the most extravagant and monstrous 
chimeras that the imagination can bring 
forth. Thus the conception of Brahma is 
the abstract idea of being with neither 
life nor reality, deprived of real form and 
personality. From this idealism pushed 
to the extreme, the intelligence precipi- 
tates itself into the most unbridled natu- 
ralism. It deifies objects of nature, the 
animals. The divinity appears under the 
form of an idiot man, deified because he 
belongs to a caste. Each individual, be- 
cause he is born in that caste, represents 
Brahma in person. The union of man 
with God is lowered to the level of a sim- 
ply material fact. Thence also the role 



which the law of the generation of beings 
plays in this religion, which gives rise to 
the most obscene representations. Hegel, 
at the same time, sets forth the contradic- 
tions which swarm in this religion, and 
the confusion which reigns in all this 
mythology. He establishes a parallel be- 
tween the Indian trinity and the Christian 
Trinity and shows their difference. The 
three persons of this trinity are not per- 
sons ; each of them is an abstraction in 
relation to the others ; whence it follows 
that if this trinity has any analogy with 
the Christian Trinity, it is inferior to it, 
and we ought to be guarded against re- 
cognizing the Christian tenet in it. 

Examining next the part which corre- 
sponds to Greek polytheism, he demon- 
strates likewise its inferiority; he makes 
apparent the confusion of those innumer- 
able theogouies and cosmogonies which 
contradict and destroy themselves; and 
where, in fine, the idea of natural and 
not of spiritual generation is uppermost, 
where obscenity is frequently pushed to 
the last degree. In the Greek fables, in 
the theogony of Hesiod in particular, one 
frequently obtains at least a glimpse of a 
moral meaning. All is more clear and 
more explicit, more strongly coherent, 
and we do not remain shut up in the cir- 
cle of the divinities of nature. 

Nevertheless, in refusing to Indian art 
the idea of the truly beautiful, and indeed 
of the truly sublime, Hegel recognizes 
that it offers to us, principally in its po- 
etry, "scenes nf human life full of at- 
tractiveness and sweetness, many agree- 
able images and tender sentiments, most 
brilliant descriptions of nature, eh;. lin- 
ing features of childlike simplicity and 
artless innocence in love; at the same 
time, occasionally, much grandeur and 
nobleness." 

But as to that which c( erns funda- 
mental conception- in their totality, the 
spiritual cannot disengage itself from the 
sensuous. We encounter the most insipid 
triviality in connection with the most 
elevated situations— a complete absence 
of precision and proportion. The sub- 
lime is only the measureless; and as to 



96 



Hegel's Philosophy of Art. 



whatever lies at the foundation of the 
myth, the imagination, dizzy, and inca- 
pable of mastering the flight of the 
thought, loses itself in the fantastic, or 
brings forth only enigmas which have no 
significance for reason. 

3. Egyptian Art. — Thus the creations 
of the Indian imagination appear to re- 
alize only imperfectly the idea of the 
symbolic form itself. It is in Egypt, 
among the monuments of Egyptian art, 
that we find the type of the true symbol. 
It is thus characterized : 

In the first stage of art, we started from 
the confusion and identity of content and 
form, of spirit and nature. Next form 
and content are separated and opposed. 
Imagination has sought vainly to com- 
bine them, and is successful only in mak- 
ing clear their disproportion. In order 
that thought may be free, it is necessary 
that it get rid of its material form — that 
it destroy it. The moment of destruction, 
of negation, or annihilation, is then ne- 
cessary in order that spirit arrive at con- 
sciousness of itself and its spirituality. 
This idea of death as a moment of the di- 
vine nature is already contained in the In- 
dian religion ; but it is only a changing, a 
transformation, and an abstraction. The 
gods are annihilated and pass the one 
into the other, and all in their turn into 
a single being — Brahma, the universal 
being. In the Persian religion, the two 
principles, negative and positive — Or- 
mnzd and Ahriman — exist separately and 
remain separated. Now this principle of 
negation, of death and resurrection, as 
moments and attributes of the divine na- 
ture, constitutes the foundation of a new 
religion ; this thought is expressed in it 
by the forms of its worship, and appears 
in all its conceptions and monuments. 
It is the fundamental characteristic' of 
the art and religion of Egypt. Thus we 
see the glorification of death and of suf- 
fering, as the annihilation of sensuous 
nature, appear in the consciousness of 
peoples in the worships of Asia Minor, 
of Phrygia and Phoenicia. 

But if death is a necessary "moment" 
in the life of the absolute, it does not rest 



in that annihilation ; this is, in order to 
pass to a superior existence, to arrive, 
after the destruction of visible existence, 
by resurrection, at divine immortality. 
Death is only the birth of a more eleva- 
ted principle and the triumph of spirit. 

Henceforth, physical form, in art, loses 
its independent value and its separate 
existence ; still further, the conflict of 
form and idea ought to cease. Form is 
subordinated to idea. That fermentation 
of the imagination which produces the 
fantastic, quiets itself and is calm. The 
previous conceptions are replaced by a 
mode of representation, enigmatic, it is 
true, but superior, and which offers to 
us the true character of the symbol. 

The idea begins to assert itself. On its 
side, the symbol takes a form more pre- 
cise; the spiritual principle is revealed 
more clearly, and frees itself from physi- 
cal nature, although it cannot yet appear 
in all its clearness. 

The following mode of representation 
corresponds to this idea of symbolic art: 
in the first place, the forms of nature and 
human actions express something other 
than themselves ; they reveal the divine 
principle by qualities which are in real 
analogy with it. The phenomena and 
the laws of nature which, in the different 
kingdoms, represent life, birth, growth, 
death and the resurrection of beings, are 
preferred. Such are the germination and 
the growth of plants, the phases of the 
course of the sun, the succession of the 
seasons, the phenomena of the increase 
and decrease of the Nile, etc. Here, be- 
cause of the real resemblance and of 
natural analogies, the fantastic is aban- 
doned. One observes a more intelligent 
choice of symbolic forms. There is an 
imagination which already knows how 
to regulate itself and to control itself — 
which shows more of calmness and 
reason. 

Here, then, appears a higher concilia- 
tion of idea and form, and at the same 
time an extraordinary tendency towards 
art, an irresistible inclination which is 
satisfied in a manner wholly symbolic, 
but superior to the previous modes. It 



Hegel's Philosophy of Art. 



97 



is the proper tendency towards art, and 
principally towards the figurative arts. 
Hence the necessity of finding and fash- 
ioning a form, an emblem which may ex- 
press the idea and may be subordinated 
to it; of creating a work which may re- 
veal to spirit a general conception ; of 
presenting a spectacle which may show 
that these forms have been chosen for the 
purpose of expressing profound ideas. 

This emblematic or symbolic combina- 
tion can be effected in various ways. The 
most abstract expression is number. The 
symbolism of numbers plays a very im- 
portant part in Egyptian art. The sacred 
numbers recur unceasingly in flights of 
steps, columns, etc. There are, more- 
over, symbolic figures traced in space, 
the windings of the labyrinth, the sacred 
dances which represent the movements 
of the heavenly bodies. In a higher grade 
is placed the human form, already mould- 
ed to a higher perfection than in India. 
A general symbol sums up the principal 
idea; it is the phoenix, which consumes 
itself and rises from its ashes. 

In the myths which serve for the tran- 
sition, as those of Asia Minor — in the 
myth of Adonis mourned by Venus ; in 
that of Castor and Pollux, and in the fa- 
ble of Proserpine, this idea of death and 
resurrection is very apparent. 

It is Egypt, above all, which has sym- 
bolized this idea. Egypt is the land of 
the symbol. However, the problems are 
not resolved. The enigmas of Egyptian 
art were enigmas to the Egyptians them- 
selves. — However this may be in the 
East, the Egyptians, among eastern na- 
tions, are the truly artistic people. They 
show an indefatigable activity in satisfy- 
ing that longing for symbolic rep-esen- 
tation which torments them. But their 
monuments remain mysterious and mute. 
The spirit has not yet found the form 
which is appropriate to it; it does not 
yet know how to speak the clear and 
intelligible language of spirit. " They 
were, above all, an architectural peo- 
ple; they excavated the soil, scooped out 
lakes, and, with their instinct of art, ele- 
vated gigantic structures into the light of 

Vol. l- 7 



day, and executed under the soil works 
equally immense. It was the occupa- 
tion, the life of this people, which cov- 
ered the laud with monuments, nowhere 
else in so great quantity and under forms 
so varied." 

If we wish to characterize in a more 
precise manner the monuments of Egyp- 
tian art, and to penetrate the sense of 
them, we discover the following aspects: 

In the first place, the principal idea, the 
idea of death, is conceived as a ''moment" 
of the life of spirit, not as a principle of 
evil; this is the opposite of the Persian 
dualism. Nor is there an absorption of 
beings into the universal Being, as in the 
Indian religion. The invisible preserves 
its existence and its personality; it pre- 
serves even its physical form. Hence the 
embalmings, the worship of the dead. 
Moreover, the imagination is lifted high- 
er than this visible duration. Among the 
Egyptians, for the first time, appears the 
clear distinction of soul and body, and 
the dogma of immortality. This idea, 
nevertheless, is still imperfect, for they 
accord an equal importance to the dura- 
tion of the body and that of the soul. 

Such is the conception which serves as 
a foundation for Egyptian art, and which 
betrays itself under a multitude of sym- 
bolic forms. It is in this idea that we 
must seek the meaning of the works of 
Egyptian architecture. Two worlds — the 
world of the living and that of the dead; 
two architectures — the one on the surface 
of the ground, the other subterranean. 
The labyrinths, the tombs, and, above all, 
the pyramids, represent this idea. 

The pyramid, image of symbolic art, is 
a species of envelope, cut in crystalline 
form, which conceals a mystic object, an 
invisible being. Hence, also, the exterior, 
superstitious side of worship, an excess 
difficult to escape, the adoration of the 
divine principle in animals, a gross wor- 
ship which is no longer even symbolic. 

Hieroglyphic writing, another form of 
Egyptian art, is itself in great part sym- 
bolic, since it makes ideas known by im- 
ages borrowed from nature, and which 
have some analogy with those ideas. 



98 



Hegel's Philosophy of Art. 



But a defect betrays itself, especially in 
the representations of the human form. 
In fact, though a mysterious and spiritual 
force is there revealed, it is not true per- 
sonality. The internal principle fails; 
action and impulse come from without. 
Such are the statues of Memnon, which 
are animate, have a voice, and give forth 
a sound, only when struck by the rays of 
the sun. It is not the human voice which 
comes from within — an echo of the soul. 
This free principle, which animates the 
human form, remains here concealed, 
wrapped up, mute, without proper spon- 
taneity, and is only animated under the 
influence of nature. 

A superior form is that of the myth of 
Osiris, the Egyptian god par excellence — 
that god who is engendered, born, dies, 
and is resuscitated. In this myth, which 
offers various significations, physical, 
historical, moral, and religious or me- 
taphysical, is shown the superiority of 
these conceptions over those of Indian 
art. 

In general, in Egyptian art, there is re- 
vealed a profounder, more spiritual, and 
more moral character. The human form 
is no longer a simple, abstract personifi- 
cation. Religion and art attempt to spi- 
ritualize themselves ; they do not attain 
their object, but they catch sight of it 
and aspire to it. From this imperfection 
arises the absence of freedom in the hu- 
man form. The human figure still re- 
mains without expression, colossal, seri- 
ous, rigid. Thus is explained those atti- 
tudes of the Egyptian statues, the arms 
stiff, pressed against the body, without 
grace, without movement, and without 
life, but absorbed in profound thought, 
and full of seriousness. 

Hence also the complication of the 
elements and symbols, which are inter- 
mingled and reflected the one in the oth- 
er; a thing which indicates the freedom 
of spirit, but also an absence of clearness 
and defluiteness. Hence the obscure, 
enigmatic character of those symbols, 
which always cause scholars to despair 
— enigmas to the Egyptians themselves. 
These emblems involve a multitude of 



profound meanings. They remain there 
as a testimony of fruitless efforts of spi- 
rit to comprehend itself, a symbolism 
full of mysteries, a vast enigma repre- 
sented by a symbol which sums up all 
these enigmas — the sphinx. This enigma 
Egypt will propose to Greece, who her- 
self will make of it the problems of reli- 
gion and philosophy. The sense of this 
enigma, never solved, and yet always 
solving, is — "Man, know thyself." Such 
is the maxim which Greece inscribed on 
the front of her temples, the problem 
which she presented to her sages as the 
very end of wisdom. 

4. Hebrew Poetry. — In this review of 
the different forms of art and of worship 
among the different nations of the East, 
mention should be made of a religion 
which is characterized precisely by the 
rejection of all symbol, and in this respect 
is little favorable to art, but whose poetry 
bears the impress of grandeur and sub- 
limity. And thus Hegel designates He- 
brew Poetry by the title of Art of the 
Sublime. At the same time he casts a 
glance upon Mahometan pantheism, 
which also proscribes images, and ban- 
ishes from its temples every figurative 
representation of the Divinity. 

The sublime, as Kant has well describ- 
ed it, is the attempt to express the infinite 
in the finite, without finding any sensu- 
ous form which is capable of represent- 
ing it. It is the infinite, manifested 
under a form which, making clear this 
opposition, reveals the immeasurable 
grandeur of the infinite as surpassing all 
representation in finite forms. 

Now, here, two points of view are to be 
distinguished. Either the infinite is the 
Absolute Being conceived by thought as 
the immanent substanee of things, or it 
is the Infinite Being as distinct from the 
beings of the real world, but elevating 
itself above them by the entire distance 
which separates it from the finite, so that, 
compared with it, they are only pure 
nothing. God is thus purified from all 
contact, from all participation with sen- 
suous existence, which disappears and is 
annihilated in His presence. 



Hegel's Philosophy of Art. 



99 



To the first point of view corresponds 
oriental pantheism. God is there con- 
ceived as the absolute Being, immanent 
in objects the most diverse, in the sun, 
the sea, the rivers, the trees, etc. 

A conception like this cannot be ex- 
pressed by the figurative arts, but only 
by poetry. "Where pantheism is pure, it 
admits no sensuous representation, and 
proscribes images. We find this panthe- 
ism in India. All the superior gods of 
the Indian mythology are absorbed in the 
Absolute unity, or in Brahm. Oriental 
pantheism is developed in a more formal 
and brilliant manner in Mahometanism, 
and in particular among the Persian Ma- 
hometans. 

But the truly sublime is that which is 
represented by Hebrew poetry. Here, 
for the first time, God appears truly as 
Spirit, as the invisible Being in opposi- 
tion to nature. On the other side, e 
entire universe, in spite of the richness 
and magnificence of its phenomena, com- 
pared with the Being supremely great, 
is nothing by itself. Simple creation of 
God, subject to his power, it only exists 
to manifest and glorify him. 

Such is the idea which forms the ground 
of that poetry, the characteristic of which 
is sublimity. In the beautiful, the idea 
pierces through the external reality of 
which it is the soul, and forms with it a 
harmonious unity. In the sublime, the 
visible reality, where the Infinite is man- 
ifested, is abased in its presence. This 
superiority, this exaltation of the Infinite 
over the finite, the infinite distance which 
separates them, is what the art of the 
sublime should express. It is religious 
art — preeminently, sacred art ; its unique 
design is to celebrate the glory of God. 
This role, poetry alone can fill. 

The prevailing idea of Hebrew poetry 
is 'God as master of the world, God in 
his independent existence and pure es- 
ence, inaccessible to sense and to all 
sensuous representation which does not 
correspond to his grandeur. God is the 
Creator of the universe. All gross ideas 
concerning the generation of beings give 
place to that of a spiritual creation: — 



"Let there be light ; and there was light." 
That sentence indicates a creation by 
word — expression of thought and of will. 

Creation then takes a new aspect, na- 
ture and man are no longer deified. To 
the Infinite is clearly opposed the finite, 
which is no longer confounded with the 
divine principle as in the symbolic con- 
ceptions of other peoples. Situations and 
events are delineated more clearly. The 
characters assume a more fixed and pre- 
cise meaning. They are human figures 
which offer no more anything fantastic 
and strange ; they are perfectly intelligi- 
ble and accessible to us. 

On the other side, in spite of his pow- 
erlessness and his nothingness, man ob- 
tains here freer, and more independent 
place than in other religions. The immu- 
table character of the divine will gives 
birth to the idea of law to which man 
must be subject. His conduct becomes 
enlightened, fixed, regular. The perfect 
distinction of human and divine, of finite 
and infinite, brings in that of good and 
evil, and permits an enlightened choice. 
Merit and demerit is the consequence of 
it. To live according to justice in the ful- 
filment of law is the end of human exist- 
ence, and it places man in direct commu- 
nication with God. Here is the principle 
and explanation of his whole life, of his 
happiness and his misery. The events of 
lite are considered as blessings, as recom- 
penses, or as trials and chastisements. 

Here also appears the miracle. Else- 
where, all was prodigious, and, by con- 
sequence, nothing was miraculous. The 
miracle supposes a regular succession, a 
constant order, and an interruption of 
that order. But the whole entire creation 
is a perpetual miracle, designed for the 
glorification and praise of God. 

Such are the ideas which are expressed 
with so much splendor, elevation and po- 
etry in the Psalms — classic examples of 
the truly sublime — in the Prophets, and 
the sacred books in general. This recog- 
nition of the nothingness of things, of the 
greatness and omnipotence of God, of the 
unw r orthiness of man in his presence, the 
complaints, the lamentations, the outcry 



100 



Hegel's Philosophy of Art. 



of the soul towards God, constitute their 
pathos and their sublimity. 

OF THE REFLEX SYMBOL. 

Fable, Apologue, Allegory, etc. — "We 
have run over the different forms which 
symbolism presents among the different 
peoples of the East, and we have seen it 
disappear in the sublime, which places 
the infinite so far above the finite that it 
can no longer be represented by sensu- 
ous forms, but only celebrated in its 
grandeur and its power. 

Before passing to another epoch of art, 
Hegel points out, as a transition from the 
oriental symbol to the Greek ideal, amix- 
ed form whose basis is comparison. This 
form, which also belongs principally to 
the East, is manifeste'd in different kinds 
of poetry, such as the fable, the apologue, 
the proverb, allegory, and comparison, 
properly so called. 

The author develops in the following 
manner the nature of this form, and the 
place which he assigns to it in the devel- 
opment of art : 

In the symbol, properly so called, the 
idea and the form, although distinct and 
even opposed, as in the subliine, are re- 
united by an essential and necessary tie ; 
the two elements are not strangers to one 
another, and the spirit seizes the relation 
immediately. Now the separation of the 
two terms, which has already its begin- 
ning in the symbol, ought also to be clear- 
ly effected, and find its place in the devel- 
opment of art. And as spirit works no 
longer spontaneously but with reflection, 
it is also in a reflective manner that it 
brings the two terms together. This form 
of art, whose basis is comparison, may 
be called the reflexive symbolic in oppo- 
sition to the irreflexive symbolic, whose 
principal forms we have studied. 

Thus, in this form of art, the connec- 
tion of the two elements is no more, as 
heretofore, a connection founded upon 
the nature of the idea; it is more or less 
the result of an artificial combination 
which depends upon the will of the poet, 
or his vigor of imagination, and on his 
genius, for invention. Sometimes it 
starts from a sensuous phenomenon to 



which he lends a spiritual meaning, an 
idea, by making use of some analogy. 
Sometimes it is an idea which he seeks 
to clothe with a sensuous form, or with 
an image, by a certain resemblance. 

This mode of conception is clear but 
superficial. In the East it plays a distinct 
part, or appears to prevail as one of the 
characteristic traits of oriental thought. 
Later, in the grand composition of classic 
or romantic poetry, it is subordinated; 
it furnishes ornaments and accessories, 
allegories, images, and metaphors; it 
constitutes secondary varieties. 

Hegel then divides this form of art, and 
classes the varieties to which it gives rise. 
He distinguishes, for this purpose, two 
points of view: first, the case when the 
sensuous fact is presented first to spirit, 
and spirit afterwards gives it a significa- 
tion, as in the fable, the parable, the 
apologue, the proverb, the metamorpho- 
ses; second, the case where, on the other 
hand, it is the idea which appears first to 
the spirit, and the poet afterwards seeks 
• to adapt to it an image, a sensuous form, 
by way of comparison. Such are the 
enigma, the allegory, the metaphor, the 
image, and the comparison. 

We shall not follow the author in the 
developments which he thinks necessary 
to give to the analysis of each of these in- 
ferior forms of poetry or art.* 
II. Of Classic Art. 

The aim of art is to represent the ideal, 
that is to say, the perfect accord of the 

* One cannot but be astonished not to see, in 
this review of the principal forms of Oriental 
art. Chinese art at least mentioned. The reason 
is, that, according to Hegel, art— the fine arts, 
properly speaking — have no existence among 
the Chinese. The spirit of that people seems to 
him anti-artistic and prosaic. He thus charac- 
terizes Chinese art in his Philosophy of History : 
"This race, in general, has a rare talent for imita- 
tion, which is exercised not only in the things of 
daily life, but also in art. It has not yet arrived at 
the representation of the beautiful as beautiful. 
In painting, ii lacks perspective and shading. 
European images, like everything else, it copies 
well. A Chinese painter knows exactly how ma- 
ny scales there are on the back of a carp, how 
many notches a leaf has ; he knows perfectly the 
form of trees and the curvature of their branch- 
es; but the sublime, the ideal, and the beautiful, 
do not belong at all to the domain of his art and 
his ability." — Philosophie aer Gc&chichlc. 



Hegel's Philosophy of Art. 



101 



two elements of the beautiful, the idea 
and the sensuous form. Now this object 
symbolic art endeavors vainly to attain. 
Sometimes it is nature with its blind force 
which forms the ground of its representa- 
tions ; sometimes it is the spiritual Being, 
which it conceives in a vague manner, 
and which it personifies in inferior di- 
vinities. Between the idea and the form 
there is revealed a simple affinity, an ex- 
ternal correspondence. The attempt to 
reconcile them makes clearer the opposi- 
tion ; or art, in wishing to express spirit, 
only creates obscure enigmas. Every- 
where there is betrayed the absence of 
true personality and of freedom. For 
these are able to unfold, only with the 
clear consciousness of itself that spirit 
achieves. We have met, it is true, this 
idea of the nature of spirit as opposed to 
the sensuous world, clearly expressed in 
the religion and poetry of the Hebrew 
people. But what is born of this oppo- 
sition is not the Beautiful; it is the Sub- 
lime. A living sentiment of personality 
is further manifest in the East, in the 
Arabic race. In the scorching deserts, in 
the midst of free space, it has ever been 
distinguished by this trait of indepen- 
dence and individuality, which betrays 
itself by hatred of the stranger, thirst for 
vengeance, a deliberate cruelty; also by 
love, by greatness of soul and devotion, 
and above all, by passion for adventure. 
This race is also distinguished by a mind 
free and clear, ingenious and full of 
subtlety, lively, brilliant — of which it has 
given so many proofs in the arts and sci- 
ences. But we have here only a super- 
ficial side, devoid of profundity and 
universality; it is not true personality 
supported on a solid basis, on a knowl- 
edge of the spirit and of the moral nature. 
All these elements, separate or united, 
cannot, then, present the Ideal. They are 
antecedents, conditions, and materials, 
and, together, offer nothing which corre- 
sponds to the idea of real beauty. This 
ideal beauty we shall find realized, for 
the first time, among the Greek race and 
in Classic art, which we now propose to 
characterize. 



In order that the two elements of beau- 
ty may be perfectly harmonized, it is 
necessary that the first, the idea, be the 
spirit itself, possessed of the conscious- 
ness of its nature and of its free person- 
ality. If one is then asked, what is the 
form which corresponds to this idea, 
which expresses the personal, individual 
spirit? the only answer is, the human 
form; for it alone is capable of manifest- 
ing spirit. 

Classic art, which represents free spi- 
rituality under an individual form, is 
then necessarily anthropomorphic. An- 
thropomorphism is its very essence, and 
we shall do it wrong to make of this a 
reproach. Christian art and the Chris- 
tian religion are themselves anthropo- 
morphic, and this they are in a still 
higher degree since God made himself 
really mau, since Christ is not a mere 
divine personification conceived by the 
imagination, since he is both truly God 
and truly man. He passed through all 
the phases of earthly existence; he was 
born, he suffered, and he died. In classic 
art sensuous nature does not die, but it 
has no resurrection. Thus this religion 
does not fully satisfy the human soul. 
The Greek ideal has for basis an un- 
changeable harmony between the spirit 
and the sensuous form, the unalterable 
serenity of the immortal gods ; but this 
calm is somewhat frigid and inanimate. 
Classic art did not take in the true es- 
sence of the divine nature, nor penetrate 
the depths of the soul. It could not un- 
veil the innermost powers in their oppo- 
sition, or re-establish their harmony. 
All this phase of existence, wickedness, 
misfortune, moral suffering, the revolt 
of the will, gnawings and rendings of 
the Boul, were unknown to it. It did 
not pass beyond the proper domain of 
sensuous beauty, but it represented it 
perfectly. 

This ideal of classic beauty was real- 
ized by the Greeks. The most favorable 
conditions for unfolding if were found 
combined among them. The geographi- 
cal position, the genius of that people, 
its moral character, its political life, all 



102 



Meg el's Philosophy of Art. 



could not but aid the accomplishment of 
that idea of classic beauty whose charac- 
teristics are proportion, measure, and 
harmony. Placed between Asia and Eu- 
rope, Greece realized the accord of per- 
sonal liberty and public manners, of the 
state and the individual, of spirit gene- 
ral and particular. Its genius, a mixture 
of spontaneity and reflection, presented 
'an equal fusion of contraries. The feel- 
ing of this auspicious harmony pierces 
through all the productions of the Greek 
mind. It was the moment of youth in 
the life of humanity — a fleeting age, a 
moment unique and irrevocable, like 
that of beauty in the individual. 

Art attains, then, the culminating point 
of sensuous beauty under the form of 
plastic individuality. The worship of the 
Beautiful is the entire life of the Greek 
race. Thus religion and art are identi- 
fied. All forms of Greek civilization are 
subordinate to art. 

It is important here to determine the 
new position of the artist in the produc- 
tion of works of art. 

Art appears here not as a production 
of nature, but as a creation of the indi- 
vidual spirit. It is the work of a free 
spirit which is conscious of itself, which 
is self-possessed, which has nothing 
vague or obscure in its thought, and 
finds itself hindered by no technical dif- 
ficulty. 

•This new position of the Greek artist 
manifests itself in content, form, and 
technical skill. 

With regard to the content, or the ideas 
which it ought to represent, in opposition ■ 
to symbolic art, where the spirit gropes 
and seeks without power to arrive at a 
clear notion, the artist finds the idea al- 
ready made in the dogma, the popular 
faith, and a complete, precise idea, of 
which he renders to himself an account. 
Nevertheless, he does not enslave him- 
self with it; he accepts it, but reprodu- 
ces it freely. The Greek artists received 
their subjects from the popular religion ; 
which was an idea originally transmitted 
from the East, but already transformed 
in the consciousness of the people. They, 



in their turn, transformed it into the 
sense of the beautiful ; they both repro- 
duced and created it. 

But it is above all upon the form that 
this free activity concentrates and exer- 
cises itself. "While symbolic art wearies 
itself in seeking a thousand extraordina- 
ry forms to represent its ideas, having 
neither measure nor fixed rule, the Greek 
artist confines himself to his subject, the 
limits of which he respects. Then be- 
tween the content and the form he esta- 
blishes a perfect harmony, for, in elabo- 
rating the form, he also perfects the con- 
tent. He frees them both from useless 
accessories, in order to adapt the one to 
the other. Henceforth he is not checked 
by an immovable and traditional type ; 
he perfects the whole, for content and 
form are inseparable ; he develops both 
in the serenity of inspiration. 

As to the technical element, ability 
combined with inspiration belongs to 
the classic artist in the highest degree. 
Nothing restrains or embarrasses him. 
Here are no hindrances as in a station- 
ary religion, where the forms are conse- 
crated by usage — in Egypt, for example. 
And this ability is always increasing. 
Progress in the processes of art is neces- 
sary to the realization of pure beauty and 
the perfect execution of works of genius. 

After these general considerations up- 
on classic art, Hegel studies it more in 
detail. He considers it, 1st, in its devel- 
opment; 2d, in itself, as realization of 
the ideal ; 3d, in the causes which have 
produced its downfall. 

1. In what concerns the development 
of Greek art, the author dwells long upon 
the history and progress of mythology. 
This is because religion and art are con- 
fused. The central point of Greek art is 
Olympus and its beautiful divinities. 

The following are what are, according 
to Hegel, the principal stages of the de- 
velopment of art, anrl of the Greek my- 
thology. 

The first stage of progress consists in a 
reaction against the symbolic form, which 
it is interested in destroying. The Greek 
gods came from the East ; the Greeks 



Hegel's Philosophy of Art. 



103 



borrowed their divinities from foreign 
religions. On the other hand, we can 
say they invented them ; for invention 
does not exclude borrowing. They trans- 
formed the ideas contained in the ante- 
rior traditions. Now, upon what had 
this transformation any bearing? In it 
is the history of polytheism and antique 
art, which follows a parallel course, and 
is inseparable from it. 

The Grecian divinities are, first of all, 
moral personages invested with the hu- 
man form. The first development con- 
sists, then, in rejecting those gross sym- 
bols which, in the oriental naturalism, 
form the object of worship, and which 
disfigure the representations of art. This 
progress is marked by the degradation 
of the animal kingdom. It is clearly in- 
dicated in a great number of ceremonies 
and fables of polytheism, by sacrifices of 
animals, sacred hunts, and many of the 
exploits attributed to heroes, in par- 
ticular the labors of Hercules. Some 
of the fables of ^rEsop have the same 
meaning. 

The metamorphoses of Ovid are also 
disfigured myths, or fables become bur- 
lesque, of which the content, easy to be 
recognized, contains the same idea. 

This is the opposite of the manner in 
which the Egyptians considered animals. 
Nature, here, in place of being venerated 
and adored, is lowered and degraded. To 
wear an animal form is no longer deifi- 
cation ; it is the punishment of a mon- 
strous crime. The gods themselves are 
shamed by such a form, and they assume 
it only to satisfy the passions of the sens- 
ual nature. Such is the signification of 
many of the fables of Jupiter, as those of 
Danae, of Europa, of Leda, of Ganymede. 
The representation of the generative 
principle in nature, which constitutes 
the content of the ancient mythologies, 
is here changed into a series of histories 
where the father of gods and men plays 
a role but little edifying, and frequently 
ridiculous. Finally, all that part of re- 
ligion which relates to sensual desires is 
crowded into the background, and repre- 
sented by subordinate divinities : Circe, 



who changes men into swine ; Pan, Silc- 
nus, the Satyrs, and the Fauns. The 
human form predominates, the animal 
being barely indicated by ears, by little 
horns, etc. 

Another advance is to be noted in the 
oracles. The phenomena of nature, in 
place of being an object of admiration 
and worship, are only signs by which 
the gods make known their will to mor- 
tals. These prophetic signs become more 
and more simple, till at last it is, above 
all, the voice of man which is the organ 
of the oracle. The oracle is ambiguous, 
so that the man who receives it is obliged 
to interpret it, to blend his reason with 
it. In dramatic art, for example, man 
does not act solely by himself; he con- 
sults the gods, he obeys their will; but his 
will is confounded with theirs — a place 
is reserved for his liberty. 

The distinction between the old and 
the nexo divinities marks still more this 
progress of moral liberty. Among the 
former, who personify the powers of na- 
ture, a gradation is already established. 
In the first place, the untamed and lower 
powers, Chaos, Tartarus, Erebus; then 
Uranus, Gea, the Giants, and the Titans ; 
in a higher rank, Prometheus, at first the 
friend of the new gods, the benefactor of 
men, then punished by Jupiter for that 
apparent beneficence; an inconsequence 
which is explained through this, that if 
Prometheus taught industry to men, he 
created an occasion of discords and dis- 
sensions, by not giving them instruction 
more elevated — morality, the science 
of government, the guarantees of prop- 
erty. Such is the profouud sense of that 
myth, and Plato thus explains it in his 
dialogues. 

Another class of divinities equally an- 
cient, but already ethical, although they 
recall the fatality of the physical laws, 
are the Eumenides, Dice, and the Furies. 
We see appearing here the ideas of right 
and justice, but of exclusive, absolute, 
strict, unconscious right, under the form 
of an implacable vengeance, or, like the 
ancient Nemesis, of a power which 
abases all that is high, and re-establishes 



104 



Hegel's Philosophy of Art. 



equality by levelling; a thing which is 
the opposite of true justice. 

Finally, this development of the classic 
ideal reveals itself more clearly in the 
theogony and genealogy of the gods, in 
their origin and their succession, by the 
abasement of the divinities of the previ- 
ous races; in the hostility which flashes 
out between them, in the resolution 
which has carried away the sovereignty 
from the old to place it in the hands of 
the new divinities. Meanwhile the dis- 
tinction develops itself to the point of 
engendering strife, and the conflict be- 
comes the principal event of mythology. 

This conflict is that of nature and spi- 
rit, and it is the law of the world. Un- 
der the historic form, it is the perfecting 
of human nature, the successive conquest 
of rights and property, the amelioration 
of laws and of the political constitution. 
In the religious representations, it is the 
triumph of the moral divinities over the 
powers of nature. 

This combat is announced as the 
grandest catastrophe in the history of 
the world : moreover, this is not the sub- 
ject of a particular myth; it is the prin- 
cipal, decisive fact which constitutes the 
the centre of this mythology. 

The conclusion of all this in respect to 
the history of art and to the development 
of the ideal, is that art ought to act like 
mythology, and reject as unworthy all 
that is purely physical or animal, that 
which is confused, fantastic, or obscure, 
all gross mingling of the material and 
the spiritual. All these creations of an 
ill-regulated imagination find here no 
more place ; they must flee before the 
light of the Soul. Art purifies itself of 
all caprice, fancy, or symbolic accessory, 
of every vague and confused idea. 

In like manner, the new gods form an 
organized and established world. This 
unity affirms and perfects itself more in 
the later developments of plastic art and 
poetry. 

Nevertheless, the old elements, driven 
back by the accession of moral forces, 
preserve a place at their side, or are 
combined with them. Such is, for ex- 



ample, the significance and the aim of 
the mysteries. 

In the new divinities, who are ethical 
persons, there remains also an echo, a 
reflex of the powers of nature. They pre- 
sent, consequently, a combination of the 
physical and the ethical element, but the 
first is subordinate to the second. Thus, 
Neptune is the sea, but he is besides in- 
voked as the god of navigation and the 
founder of cities; Apollo is the Sun, the 
god of light, but he is also the god of spi- 
ritual light, of science, and of the oracles. 
In Jupiter, Diana, Hercules, and Venus, 
it is easy to discover the physical side 
combined with the moral sense. 

Thus, in the new divinities, the ele- 
ments of nature, after having been de- 
based and degraded, reappear and are 
preserved. This is also true of the forms 
of the animal kingdom ; but the symbolic 
sense is more and more lost. They figure 
no longer as accessories combined with 
the human form, but are reduced to mere 
emblems or attributes indicating signs — 
as the eagle by the side of Jupiter, the 
peacock before Juno, the dove near Ve- 
nus — where the principal myth is no 
more than an accidental fact, of little 
importance in the life of the god, and 
which, abandoned to the imagination of 
the poets, becomes the text of licentious 
histories. 

2. After having considered the devel- 
opment of the ideal in Greek art, a de 
velopment parallel to that of religion 
and mythology, we have to consider it 
in its principal characteristics, such as it 
has emanated from the creative activity 
or from the imagination of the poet and 
the artist. 

This mythology has its origin in the 
previous religions, but its gods are the 
creation of Homer and Hesiod. Tradi- 
tion furnished the materials ; but the idea 
which each god ought to represent, and, 
besides, the form which expresses it in 
its purity and simplicity, this is what 
was not given. This ideal type the poets 
drew from their genius, discovering also 
the true form which befitted it. There- 
by they were creators of that mythology 



Hegel's Philosophy of Art. 



105 



which we admire in Greek art, and which 
is confounded with it. 

The Greek gods have no less their ori- 
gin in the spirit and the credences of the 
Greek people, and in the national belief; 
the poets were the interpreters of the 
general thought, of what there was most 
elevated in the imagination of the people- 
Henceforth, the artist, as we have seen 
above, takes a position wholly different 
from that which he held in the East. His 
inspiration is personal. His work is that 
of a free imagination, creating according 
to its own conceptions. The inspiration 
does not come from without; what they 
reveal is the ideas of the human spirit, 
what there is deepest in the heart of man. 
Also, the artists are truly poets ; they 
fashion, according to their liking, the 
content and the form, in order to draw 
from them free and original figures. 
Tradition is shorn, in their hands, of all 
that is gross, symbolic, repulsive, and 
deformed ; they eliminate the idea which 
they wish to illustrate, and individualize 
it under the human form. Such is the 
manner, free though not arbitrary, in 
which the Greek artists proceed in the 
creation of their works. 

They are poets, but also prophets and 
diviners. They represent human actions 
in divine actions, and, reciprocally, with- 
out having the clear and decided distinc- 
tions. They maintain the union, the ac- 
cord, of the human and the divine. Such 
is the significance of the greater part of 
the apparitions of the gods in Homer, 
when the gods, for example, consult the 
heroes, or interfere in the combats. 

Meanwhile, if we wish to understand 
the nature of this ideal, to determine in 
a more precise manner the character of 
the divinities of Greek art, (he following 
remarks are suggested, considering them 
at the same time on the general, the par- 
ticular, and the individual sides. 

The first attribute which distinguishes 
them is something general, substantial. 
The immortal gods are strangers to the 
miseries and to the agitations of human 
existence. They enjoy an unalterable 
calmness and serenity, from which they 



derive their repose and their majesty. 
They are not, however, vague abstrac- 
tions, universal and purely ideal 
existences. To this character of gene- 
rality is joined individuality. Each di- 
vinity has his traits and proper physiog- 
nomy, his particular role, his sphere of 
activity, determined and limited. A just 
measure, moreover, is here observed : the 
two elements, the general and the indi- 
vidual, are in perfect accord. 

At the same time, this moral character 
is manifested under an external and cor- 
poreal form itself, its most perfect ex- 
pression, in which appears the harmoni- 
ous fusion of the external form with the 
internal principle animating it. 

This physical form, as well as the spi- 
ritual principle which is manifested in it, 
is freed from all the accidents of material 
life, and from the miseries of finite exist- 
ence. It is the human body with its beau- 
tiful proportions and their harmony; all 
announces beauty, liberty, grace. It is 
thus that this form, in its purity, corre- 
sponds to the spiritual and divine prin- 
ciple which is incarnate in it. Hence the 
nobleness, the grandeur, and the eleva- 
tion of those figures, which have nothing 
iu common with the wants of material 
life, and seem elevated above their bodi- 
ly existence. They are immortal divini- 
ties with human features. The body, in 
spite of its beauty, appears as a superflu- 
ous appendage; and, nevertheless, it is 
an animated and living form which pre- 
sents the indestructible harmony of the 
two principles, the soul and the body. 

But a contradiction presents itself be- 
tween the spirit and the material form. 
This harmonious whole conceals a prin- 
ciple of destruction which will make it- 
self felt more and more. We may per- 
ceive in these figures an air of sadness in 
the midst of greatness. Though absorbed 
in themselves, calm and serene, they lack 
freedom from care and inward satisfac- 
tion; something cold and impassive is 
found in their features, especially if we 
compare them with the vivacity of mod- 
ern sentiment. This divine peace, this 
indifference to all that is mortal and trail- 



106 



Hegel's Philosophy of Art. 



sient, forms a contrast with the moi'al 
greatness and the corporeal form. These 
placid divinities complain both of their 
felicity and of their physical existence. 
We read upon their features the destiny 
which weighs them down. 

Now, what is the particular art most 
appropriate to represent this ideal ? Evi- 
dently it is sculpture. It alone is capable 
of showing us those ideal figures in their 
eternal repose, of expressing the perfect 
harmony of the spiritual principle and 
the sensuous form. To it has been con- 
fided the mission of realizing this ideal 
in its purity, its greatness, and its per- 
fection. 

Poetry — above all, dramatic poetry, 
which makes the gods act, and draws 
them into strife and combat, contrary to 
their greatness and their dignity — is 
much less capable of answering this 
purpose. 

If we consider these divinities in their 
particular and no longer in their general 
character, we see that they form a plu- 
rality, a whole, a totality, which is poly- 
theism. Each particular god, while hav- 
ing his proper and original character, is 
himself a complete whole ; he also pos- 
sesses the distinctive qualities of the 
other divinities. Hence the richness of 
these characters. It is for this reason 
that the Greek polytheism does not pre- 
sent a systematic whole. Olympus is 
composed of a multitude of distinct gods, 
who do not form an established hierar- 
chy. Rank is not rigorously lixed, whence 
the liberty, the serenity, the independ- 
ence of the personages. Without this 
apparent contradiction, the divinities 
would be embarrassed by one another, 
shackled in their development and pow- 
er. In place of being true persons, they 
would be only allegorical beings, or per- 
sonified abstractions. 

As to their sensuous representation, 
sculpture is, moreover, the art best adap- 
ted to express this particular character- 
istic of the nature of the gods. By com- 
bining with immovable grandeur the in- 
dividuality of features peculiar to each 
of them, it fixes in their statues the most 



perfect expression of their character, and 
determines its definite form. Sculpture, 
here again, is more ideal than poetry. It 
offers a more determined and fixed form, 
while poetry mingles with it a crowd of 
actions, of histories and accidental par- 
ticulars. Sculpture creates absolute and 
etexmal models; it has fixed the type of 
true, classic beauty, which is the basis of 
all other productions of Greek genius, 
and is here the central point of art. 

But in order to represent the gods in 
their true individuality, it does not suf- 
fice to distinguish them by certain par- 
ticular attributes. Moreover, classic art 
does not confine itself to repi'esenting 
these personages as immovable and self- 
absorbed ; it shows them also in move- 
ment and in action. The character of the 
gods then particularizes itself, and ex- 
hibits the special features of which the 
physiognomy of each god is composed. 
This is the accidental, positive, historic 
side which figures in mythology, and 
also in art, as an accessory but necessary 
element. 

These materials are furnished by his- 
tory or fable. They are the antecedents, 
the local particulars, which give to the 
gods their living individuality and ori- 
ginality. Some are borrowed from the 
symbolic religions, which preserve a 
vestige thereof in the new creation ; the 
symbolic element is absorbed in the new 
myth. Others have a national origin, 
which, again, is connected with heroic 
times and foreign traditions. Others, 
finally, spring from local circumstances, 
relating to the propagation of the myths, 
to their formation, to the usages and ce- 
remonies of worship, etc. All these mate- 
rials, fashioned by art, give to the Greek 
gods the appearance, the interest, and the 
charm, of living humanity. But this tra- 
ditional side, which in its origin had a 
symbolic sense, loses it little by little; it 
is designed only to complete the indivi- 
duality of the gods — to give to them a 
more human and more sensuous form — 
to add, through details frequently unwor- 
thy of divine majesty, the side of the ar- 
bitrary and accidental. Sculpture, which 



Hegel's Philosophy of Art. 



107 



represents the pure ideal, ought, without 
wholly excluding it in fact, to allow it to 
appear as little as possible ; it represents 
it as accessory in the head-dress, the 
arms, the ornaments, the external attri- 
butes. Another source for the more pre- 
cise determination of the character of the 
gods is their intervention in the actions 
and circumstances of human life. Here 
the imagination of the poet expands it- 
self as an iuexhaustible source in a crowd 
of particular histories, of traits of char- 
acter and actions, attributed to the gods. 
The problem of art consists in combin- 
ing, in a natural and living manner, the 
actions of divine personages and human 
actions, in such a manner that the gods 
appear as the general cause of what man 
himself accomplishes. The gods, thus, 
are the internal principles which reside 
in the depths of the human soul ; its own 
passions, in so far as they are elevated, 
and its personal thought; or it is the ne- 
cessity of the situation, the force of cir- 
cumstances, from whose fatal action man 
suffers. It is this which pierces through 
all the situations where Homer causes 
the gods to intervene, and through the 
manner in which they influence events. 

But through this side, the gods of clas- 
sic art abandon more and more the si- 
lent serenity of the ideal, to descend into 
the multiplicity of individual situations, 
of actions, and into the conflict of human 
passions. Classic art thus finds itself 
drawn to the last degree of individuali- 
zation ; it falls into the agreeable and the 
graceful. The divine is absorbed in the 
finite, which is addressed exclusively to 
the sensibility, and no longer satisfies 
thought. Imagination and art, seizing 
this side and exaggerating it more and 
more, corrupt religion itself. The severe 
ideal gives place to merely sensuous 
beauty and harmony ; it removes itself 
more and more from the eternal ideas 
which form the ground of religion and 
art, and these are dragged down to ruin. 

3. In fact, independently of the exter- 
nal causes which have occasioned the 
decadence of Greek art and precipitated 
its downfall, many internal causes, in the 



very nature of the Greek ideal, rendered 
that downfall inevitable. In the first 
place, the Greek gods, as we have seen, 
bear in themselves the germ of their de- 
struction, and the defect which they con- 
ceal is unveiled by the representations 
of classic art itself. The plurality of the 
gods and their diversity makes them al- 
ready accidental existences; this multi- 
plicity cannot satisfy reason. Thought 
dissolves them and makes them return 
to a single divinity. Moreover, the gods 
do not remain in their eternal repose; 
they enter into action, take part in the 
interests, in the passions, and mingle in 
the collisions of human life. The multi- 
tude of relations, in which they are en- 
gaged as actors in this drama, destroys 
their divine majesty — contradicts their 
grandeur, their dignity, their beauty. 
In the true ideal itself, that of sculpture, 
we observe something, the inanimate, 
impassive, cold, a serious air of silent 
mournfulness which indicates that some- 
thing higher weighs them down — desti- 
ny, supreme unity, blind divinity, the 
immutable fate to which gods and men 
are alike subject. 

But the principal cause is, that, abso- 
lute necessity making no integral part of 
their pesronality, and being foreign to 
them, the particular, individual side is 
no longer restrained in its downward 
course ; it is developed more and more 
without hindrance and without limit. 
They suffer themselves to be drawn into 
the external accidents of human life, and 
fall into all the imperfections of anthro- 
pomorphism. Hence the ruin of these 
beautiful divinities of art is inevitable. 
The moral consciousness turns away from 
them and rejects them. The gods, it is 
true, a.-e ethical persons, but under the 
human and corporeal form. Now, true 
morality appears only in the conscience, 
and under a purely spiritual form. The 
point of view of the beautiful is neither 
that of religion nor that of morality. The 
infinite, invisible spirituality is the divine 
for the religious consciousness. For the 
moral consciousness, the good is an idea, 
a conception, an obligation, which com- 



108 



Hegel's Philosophy of Art. 



mands the sacrifice of sense. It is in vain, 
then, to be enthusiastic over Greek art 
and beauty, to admire those beautiful 
divinities. The soul does not recognize 
herself wholly in the object of her con- 
templation or her worship. What she 
conceives as the true ideal is a God, spi- 
ritual, infinite, absolute, personal, en- 
dowed with moral qualities, with justice, 
goodness, etc. It is this whose image the 
gods of Greek polytheism, in spite of 
their beauty, do not present us. 

As to the transition from the Greek 
mythology to a new religion and a new 
art, it could no longer be effected in the 
domain of the imagination. In the origin 
of Greek art, the transition appears un- 
der the form of a conflict between the old 
and the new gods, in the very domain of 
art and imagination. Here it is upon the 
more serious territory of history that this 
revolution is accomplished. The new 
idea appears, not as a revelation of art, 
nor under the form of myth and of fable, 
but in history itself, by the course of 
events, by the appearance of God him- 
self upon earth, where he was born, 
lived, and arose from the dead. Here is 
afield of ideas which Art did not invent, 
and which it finds too high for it. The 
gods of classic art have existence only in 
the imagination; they were visible only 
in stone and wood ; they were not both 
flesh and spirit. This real existence of 
God in flesh and spirit, Christianity, for 
the first time, showed in the life and ac- 
tions of a God present among men. This 
transition cannot, then, be accomplished 
in the domain of art, because the God of 
revealed religion is the real and living 
God. Compared with Him, his adversa- 
ries are only imaginary beings, who can- 
not be taken seriously and meet Him on 
the field of history. The opposition and 
conflict cannot, then, present the charac- 
ter of a serious strife, and be represented 
as such by Art or Poetry. Therefore, 
always, whenever any one has attempted 
to make of this subject, among moderns, 
a poetic theme, he has done it in an im- 
pious and frivolous manner, as in "The 
War of the Gods," by Parny. 



On the other hand, it would be useless 
to regret, as has been frequently done in 
prose and in verse, the loss of the Greek 
ideal and pagan mythology, as being 
more favorable to art and poetry than 
the Christian faith, to which is granted 
a higher moral verity, while it is regard- 
ed as inferior in respect to art and the 
Beautiful. 

Christianity has a poetry and an art of 
its own; an ideal essentially different 
from the Greek ideal and art. Here all 
parallel is superficial. Polytheism is an- 
thropomorphism. The gods of Greece 
are beautiful divinities under the human 
form. As soon as reason has compre- 
hended God as Spirit and as Infinite Be- 
ing, there appear other ideas, other sen- 
timents, other demands, which ancient 
art is incapable of satisfying, to which it 
cannot attain, which call, consequently, 
for a new art, a new poetry. Thus, re- 
grets are superfluous ; comparison has no 
more any significance, it is only a text 
for declamation. What one could object 
to seriously in Christianity, its tenden- 
cies to mysticism, to asceticism — which, 
in fact, are hostile to art — are only 
exaggerations of its principle. But the 
thought which constitutes the ground of 
Christianity and true Christian senti- 
ment, far from being opposed to art, is 
very favorable to it. Hence springs up 
a new art, inferior, it is true, in certain 
respects, to antique art — in sculpture, for 
example — but which is superior in other 
respects, as is its idea when compared 
with the pagan idea. 

In all this, we are making but a resum6 
of the ideas of the author. We must do 
him the justice to say, that, wherever he 
speaks of Christian art, he does it wor- 
thily, and exhibits a spirit free from all 
sectarian prejudice. 

If we cast, meanwhile, a glance at the 
external causes which have brought about 
this decadence, it is easy to discover 1 hem 
in the situations of ancient society, which 
prophesy the downfall of both art and 
religion. We discover the vices of that 
social order where the state was every- 
thing, the individual nothing by himself. 



Hegel's Philosophy of Art. 



109 



This is the radical vice of the Greek state. 
In such an identification of man and the 
state, the rights of the individual are ig- 
nored. The latter then seeks to open for 
himself a distinct and independent way, 
separates himself from the public inter- 
est, pursues his own ends, and finally la- 
bors for the ruin of the state. Hence the 
egoism which undermines this society 
little by little, and the ever-increasing 
excesses of demagogism. 

On the other hand, there arises in the 
souls of the best a longing for a higher 
freedom in a state organized upon the 
basis of justice and right. In the mean- 
time man falls back upon himself, and, 
deserting the written law, religious and 
civil, takes his conscience for the rule of 
his acts. Socrates marks the advent of 
this idea. In Eome, in the last years of 
the republic, there appears, among ener- 
getic spirits, this antagonism and this 
detachment from society. Noble charac- 
ters present to us the spectacle of private 
virtues by the side of feebleness and cor- 
ruption in public morals. 

This protest of moral consciousness 
against the increasing corruption finds 
expression in art itself; it creates a form 
of poetry which corresponds to it, satire. 

According to Hegel, satire, in fact, be- 
longs peculiarly to the Romans ; it is at 
least the distinctive and original charac- 
teristic, the salient feature, of their poet- 
ry and literature. "The spirit of the Ro- 
man world is the dominance of the dead 
letter, the destruction of beauty, the ab- 
sence of serenity in manners, the ebbing 
of the domestic and natural affections; — 
in general, the sacrifice of individuality, 
which devotes itself to the state, the tran- 
quil greatness in obedience to law. The 
principle of this political virtue, in its 
frigid and austere rudeness, subdued na- 
tional individualities abroad, while at 
home the law was developed with the 
same rigor and the same exactitude of 
forms, even to the point of attaining per- 
fection. But this principle was contrary 
to true art. So one finds at Rome no art 
which presents a character of beauty, 
of liberty, of grandeur. The Romans 



received and learned from the Greeks 
sculpture, painting, music, and poetry- 
epic, lyric, and dramatic. What is re- 
garded as indigenous among them is the 
comic farces, the fescennines and atella- 
nes. The Romans can claim as belonging 
to them in particular only the forms of 
art which, in their principle, are prosaic, 
such as the didactic poem. But before 
all we must place satire." 

III. Of Romantic Akt. 

This, expression, employed here to de- 
signate modern art, in its opposition to 
Greek or classic art, bears nothing of the 
unfavorable sense which it has in our 
language and literature, where it has be- 
come the synonym of a liberty pushed 
even to license, and of a contempt for all 
law. Roinantie art, which, in its highest 
development, is also Christian art, has 
laws and principles as necessary as clas- 
sic art. But the idea which it expresses 
being different, its conditions are also; 
it obeys other rules, while observing 
those that are the basis of all art and the 
very essence of the beautiful. 

Hegel, in a general manner, thus char- 
acterizes this form of art, contrasting it 
with antique art, the study of which we 
have just left. 

In classic art, the spirit constitutes the 
content of the representation ; but it is 
combined with the sensuous or material 
form in such a manner that it is harmon- 
ized perfectly with it, and does not sur- 
pass it. Art reached its perfection when 
it accomplished this happy accord, when 
the spirit idealized nature, and made of 
it a faithful image of itself. It is thus 
that classic art was the perfect represen- 
tation of the ideal, the reign of beauty. 

But there is something higher than the 
beautiAd manifestation of spirit under 
the sensuous form. The spirit ought to 
abandon this accord with nature, to retire 
into itself, to find the true harmony in it- 
own world, the spiritual world of the soul 
and the conscience. Now, that develop- 
ment of the spirit which, not being able 
to satisfy itself in the world of sense, 
seeks a higher harmony in itself, is the 
fundamental principle of romantic art. 



110 



Hegel's Philosophy of Art. 



Here beauty of form is no longer the 
supreme thing; beauty, iu this sense, re- 
mains something inferior, subordinate; 
it gives place to the spiritual beauty 
"which dwells in the recesses of the soul, 
in the depths of its infinite nature. 

Now, in order thus to take possession 
of itself, it is essential that spirit have a 
consciousness of its relation to God, and 
of its union with Him ; that not only the 
divine principle reveal itself under a 
form true and worthy of it, but that the 
human soul, on its part, lift itself toward 
God, that it feel itself filled with His es- 
sence, that the Divinity descend into the 
bosom of humanity. The anthropomor- 
phism of Greek thought ought to disap- 
pear, in order to give place to anthropo- 
morphism of a higher order. 

Hence all the divinities of polytheism 
will be absorbed in a single Deity. God 
has no longer anything in common with 
those individual personages who had 
their attributes and their distinct roles, 
and formed a whole, free, although sub- 
ject to destiny. 

At the same time, God does not remain 
shut up in the depths of his Being: he 
appears in the real world also; he opens 
his treasures and unfolds them in crea- 
tion. He is, notwithstanding, revealed 
less in nature than in the moral world, 
or that of liberty. In fine, God is not an 
ideal, created by the imagination ; he 
manifests himself under the features of 
living humanity. 

If we compare, in this respect, roman- 
tic art with classic art, we see that Sculp- 
ture no longer suffices to express this 
idea. We should vainly seek in the im- 
age of the gods fashioned by sculpture 
that which announces the true personal- 
ity, the clear consciousness of self and 
reflected will. In the external, this de- 
fect is betrayed by the absence of the eye, 
that mirror of the soul. Sculpture is de- 
prived of the glance, the ray of the soul 
emanating from within. On the other 
hand, the spirit entering into relation 
with external objects, this immobility of 
sculpture no longer responds to the long- 
ing for activity, which calls for exercise 



in a more extended career. The repre- 
sentation ought to embrace a vaster field 
of objects, and of physical and moral 
situations. 

As to the manner in which this princi- 
ple is developed and realized, romantic 
art presents certain striking differences 
from antique art. 

In the first place, as has been said, in- 
stead of the ideal divinities, which exist 
only for the imagination, and are only 
human nature idealized, it is God him- 
self who makes himself man, and passes 
through all the phases of human life, 
birth, suffering, death, and resurrection. 
Such is the fundamental idea which art 
represents, even in the circle of religion. 

The result of this religious conception 
is to give also to art, as the principal 
ground of its representations, strife, 
conflict, sorrow and death, the profound 
grief which the nothingness of life, phy- 
sical and moral suffering inspire. Is not 
all this, in fact, an essential part of the 
history of the God-man, who must be 
presented as a model to humanity? Is it 
not the means of being drawn near to 
God, of resembling him, and of being 
united to him? Man ought, then, to strip 
off his finite nature, to renounce that 
which is a mere nothing, and, through 
this negation of the real life, propose to 
himself the attainment of what God re- 
alized in his mortal life. 

The in fi nite sorrow of this sacrifice, this 
ideaof suffering andof death, which were 
almost banished from classic art, find, 
for the first time, their necessary place 
in Christian art. Among the Greeks, 
death has no seriousness, because man 
attaches no great importance to his per- 
sonality and his spiritual nature. On the 
the other hand, now that the soul has an 
infinite value, death becomes terrible. 
Terror in the presence of death and the 
annihilation of our being, is imprinted 
strongly on our souls. So also among 
the Greeks, especially before the time of 
Socrates, the idea of immortality was 
not profound ; they scarcely conceived of 
life as separable from physical existence. 
In the Christian faith, on the contrary, 



Htgel's Philosophy of Art. 



Ill 



death is only the resurrection of the spi- 
rit, the harmony of the soul with itself, 
the true life. It is only by freeing itself 
from the bonds of its earthly existence 
that it can enter upon the possession of 
its true nature. 

Such are the principal ideas which form 
the religious ground of romantic or Chris- 
tian Art. In spite of some explanations 
which recall the special system of the au- 
thor, one cannot deny that they are ex- 
pressed with power and truthfulness. 

Meauwhile, beyond the religious 
sphere, there are developing certain 
interests which belong to the mundane 
life, and which form also the object of 
the representations of art; they are the 
passions, the collisions, the joys, and 
the sufferings, which bear a terrestrial 
or purely human character, but in 
which appear notwithstanding the very 
principle which distinguishes modern 
thought, to-wit: a more vivid, more en- 
ergetic, and more profound sentiment 
of human personality, or, as the author 
calls it, subjectivity . 

Romantic art differs no less from clas- 
sic art in the form of the mode of repre- 
sentation, than in the ideas which con- 
stitute the content of its works. And, in 
the first place, one necessary conse- 
quence of the preceding principle is, the 
new point of view under which nature 
or the physical world is viewed. The 
ob ects of nature lose their importance, 
or, at least, they cease to be divine. 
They have neither the symbolic signifi- 
cation which oriental art gave them, nor 
the particular aspect in virtue of which 
they were animated and personified in 
Greek art and mythology. Nature is 
effaced; she retires to a lower plane; the 
universe is condensed to a single point, 
in the focus of the human soul. That, 
absorbed in a single thought, the thought 
of uniting itself to God, beholds the 
world vanish, or regards it with an in- 
different eye. We see also appearing a 
heroism wholly different from antique 
heroism, a heroism of submission and 
resignation. 

But, on the other hand, precisely 



through the very fact, that all is concen- 
trated in the focus of the human soul, 
the circle of ideas is found to be infinite- 
ly enlarged. The interior history of the 
soul is developed under a thousand di- 
verse forms, borrowed from human life. 
It beams forth, and art seizes anew upon 
nature, which serves as adornment and 
as a theatre for the activity of the spirit. 
Hence the history of the human heart 
becomes infinitely richer than it was in 
ancient art and poetry. The increasing 
multitude of situations, of interests, and 
of passions, forms a domain as much 
more vast as spirit has descended farther 
into itself. All degrees, all phases of life, 
all humanity and its developments, be- 
come inexhaustible material for the rep- 
resentations of art. 

Nevertheless, art occupies here only a 
secondary place; as it is incapable of re- 
vealing the content of thedogma, religion 
constitutes still more its essential basis. 
There is therefore preserved the priority 
and superiority which faith claims over 
the conceptions of the imagination. 

From this there results an important 
consequence and a characteristic differ- 
ence for modern art. It is that in the 
representation of sensuous forms art no 
longer fears to admit into itself the real 
with its imperfections and its faults. 
The beautiful is no longer the essential 
thing; the ugly occupies a much larger 
place in its creations. Here, then, van- 
ishes that ideal beauty which elevates 
the forms of the real world above the 
mortal condition, and replaces it with 
blooming youth. This free vitality in 
its infinite calmness — this divine breath 
which animates matter — romantic art 
has no longer, for essential aim, to rep- 
resent these. On the contrary, it turns 
its back on this culminating point of 
classic beauty; it accords, indeed, to the 
ugly a limitless role in its creations. It 
permits all objects to pass into represen- 
tation in spite of their accidental charac- 
ter. Nevertheless, those objects which 
are indifferent or commonplace, have 
value only so far as the sentiments of i lie 
soul are reflected in them. But at the 



112 



Hegel's Philosophy of Art. 



highest point of its development art ex- 
presses only spirit — pure, invisible spi- 
rituality. We feel that it seeks to strip 
itself of all external forms, to mount into 
a region superior to sense, where nothing 
strikes the eye, where no sound longer 
vibrates upon the ear. 

Furthermore, we can say, on compar- 
ing in this respect ancient with modern 
art, that the fundamental trait of roman- 
tic or Christian art is the musical ele- 
ment, the lyric accent in poetry. The 
lyric accent resounds everywhere, even 
in epic and dramatic poetry. In the figu- 
rative arts this characteristic makes itself 
felt, as a breath of the soul and an at- 
mosphere of feeling. 

After having thus determined the ge- 
neral character of romantic art, Hegel 
studies it more in detail ; he considers it, 
successively, under a two-fold point of 
view, the religious and the profane; he 
follows it in its development, and points 
out the causes which have brought about 
its decadence. He concludes by some 
considerations upon the present state of 
art and its future. 

Let us analyze rapidly the principal 
ideas contained in these chapters. 

1st. As to what concerns the religious 
side, which we have thus far been con- 
sidering, Hegel, developing its principle, 
establishes a parallel between the reli- 
gious idea in classic and romantic art; 
for romantic art has also its ideal, which, 
as we have seen already, differs essen- 
tially from the antique idea. 

Greek beauty shows the soul wholly 
identified with the corporeal form. In 
romantic art beauty no more resides in 
the idealization of the sensuous form, 
but in the soul itself. Undoubtedly one 
ought still to demand a certain agree- 
ment between the reality and the idea; 
but the determinate form is indifferent, 
it is not purified from all the accidents 
of real existence. The immortal gods in 
presenting themselves to our eyes under 
the human form, do not partake of its 
wants and miseries. On the contrary, 
the God of Christian art is not a solitary 
God, a stranger to the conditions of mor- 



tal life ; he makes himself man, and 
shares the miseries and the sufferings of 
humanity. The representation of reli- 
gious love is the most favorable subject 
for the beautiful creations of Christian 
art. — Thus, in the first place, love in God 
is represented by the history of Christ's 
redemption, by the various phases of his 
life, of his passion, of his death, and of 
his resurrection. In the second place, 
love in man, the union of the human 
soul with God, appears in the holy fami- 
ly, in the maternal love of the Virgin, 
and in the love of the disciples. Finally, 
love in humanity is manifested by the 
spirit of the Church, that is to say, by 
the Spirit of God present in the society 
of the faithful, by the return of humanity 
to God, death to terrestrial life, martyr- 
dom, repentance and conversion, the mi- 
racles and the legends. 

Such are the principal subjects which 
form the ground of religious art. It is 
the Christian ideal in whatever in it is 
most elevated. Art seizes it and seeks 
to express it — but does this only imper- 
fectly. Art is here necessarily surpassed 
by the religious thought, and ought to 
recognize its own insufficiency. 

If we pass from the religious to the 
profane ideal, it presents itself to us 
under two different forms. The one, al- 
though representing human personality, 
yet develops noble and elevated senti- 
ments, which combine with moral or re- 
ligious ideas. The other shows us only 
persons who display, in the pursuit of 
purely human and positive interests, in- 
dependence and energy of character. 
The first is represented by chivalry. 
When we come to examine the nature 
and the principle of the chivalric ideal, 
we see that what constitutes its content 
is, in fact, personality . Here, man aban- 
dons the state of inner sanctificatiou, the 
contemplative for the active life. He casts 
his eyes about him and seeks a theatre 
for his activity. The fundamental prin- 
ciple is always the same, the soul, the 
human person, pursuing the infinite. 
But it turns toward another sphere, that 
of action and real life. The Ego is replete 



Hegel's Philosophy of Art. 



113 



with self only, with its individuality, 
which, in its eyes, is of infinite value. 
It attaches little importance to general 
ideas, to interests, to enterprises which 
have for object general order. Three 
sentiments, in the main, present this per- 
sonal and individual character — honor, 
love, and fidelity. Moreover, separate 
or united, they form, aside from the reli- 
gious relationships which can be reflect- 
ed in them, the true content of chivalry. 

The author analyzes these three senti- 
ments ; he shows in what they differ from 
the analogous sentiments or qualities in 
antique art. He endeavors, above all, to 
prove that they represent, in fact, the 
side of human personality, with its infi- 
nite and ideal character. Thus honor 
does not resemble bravery, which ex- 
poses itself for a common cause. Honor 
fights only to make itself known or re- 
spected, to guarantee the inviolability of 
the individual person. In like manner, 
love, also, which constitutes the centre 
of the circle, is only the accidental pas- 
sion of one person for another person. 
Even when this passion is idealized by 
the imagination and ennobled by depth 
of sentiment, it is not yet the ethical 
bond of the family and of marriage. Fi- 
delity presents the moral character in a 
higher degree, since it is disinterested ; 
but it is not addressed to the general 
good of society in itself; it attaches itself 
exclusively to the person of a master. 
Chivalric fidelity understands perfectly 
well, besides, how to preserve its advan- 
tages and its rights, the independence 
and the honor of the person, who is al- 
ways only conditionally bound. The 
basis of these three sentiments is, then, 
free personality. This is the most beau- 
ful part of the circle which is found be- 
yond religion, properly so called. All 
here has for immediate end, man, with 
whom we can sympathize through the 
side of personal independence. These 
sentiments are, moreover, susceptible of 
being placed in connection with religion 
in a multitude of ways, as they are able 
to preserve their independent character. 

"This form of romantic art was devel- 

Vol. 1-8. 



oped in the East and in the West, but 
especially in the West, that land of re- 
flection, of the concentration of the spirit 
upon itself. In the East was accomplish- 
ed the first expansion of liberty, the first 
attempt toward enfranchisement from 
the finite. It was Mahometauism which 
first swept from the ancient soil all idol- 
atry, and religions born of the imagina- 
tion. But it absorbed this internal 
liberty to such a degree that the entire 
world for it was effaced ; plunged in an 
intoxication of ecstacy, the oriental tastes 
in contemplation the delights of love, 
calmness, and felicity." 

3. We have seen human personality 
developing itself upon the theatre of real 
life, and there displaying noble, gener- 
ous sentiments, such as honor, love, and 
fidelity. Meanwhile it is in the sphere 
of real life and of purely human interests 
that liberty and independence of charac- 
ter appear to us. The ideal here consists 
only in energy and perseverance of will, 
and passion as well as independence of 
character. Religion and chivalry disap- 
pear with their high conceptions, their 
noble sentiments, and their thoroughly 
ideal objects. On the contrary, what 
characterizes the new wants, is the thirst 
for the joys of the present life, the ardent 
pursuit of human interests in what in 
them is actual, determined, or positive. 
In like manner, in the figurative arts, 
man wishes objects to be represented in 
their palpable and visible reality. 

The destruction of classic art commen- 
ced with the predominance of the agree- 
able, and it ended with satire. Romantic 
art ends in the exaggeration of the prin- 
ciple of personality, deprived of a sub- 
stantia' and moral content, and thence- 
forth abandoned to caprice, to the arbi- 
trary, to fancy and excess of passion. 
There is left further to the imagination 
of the poet only to paint forcibly and 
with depth these characters ; to the tal- 
ent of the artist, only to imitate the real ; 
to the spirit, to exhibit its rigor in pi- 
quant combinations and contrasts. 

This tendency is revealed under three 
principal forms: 1st, independence of in- 



114 



Hegel's Philosophy of Art. 



dividual character, pursuing its proper 
ends, its particular designs, without mo- 
ral or religious aim; 2d, the exaggera- 
tion of the chivalric principle, and the 
spirit of adventure; 3d, the separation of 
the elements, the union of which consti- 
tutes the very idea of art, through the 
destruction of art itself — that is to say, 
the predilection for common reality, the 
imitation of the real, mechanical abili- 
ty, caprice, fancy, and humor. 

The first of these three points furnishes 
to Hegel the occasion for a remarkable 
estimate of the characters of Shakspeare, 
which represent, in an eminent degree, 
this phase of the romantic ideal. The 
distinctive trait of character of the dra- 
matis peisonaz of Shakspeare is, in fact, 
the energy and obstinate perseverance 
of a will which is exclusively devoted to 
a specific end, and concentrates all its 
efforts for the purpose of realizing it. 
There is here no question either of reli- 
gion or of moral ideas. They are char- 
acters placed singly face to face with 
each other, and their designs, which they 
have spontaneously conceived, and the 
execution of which they pursue with the 
unyielding obstinacy of passion. Mac- 
beth, Othello, Richard III., are such char- 
acters. Others, as Eomeo, Juliet, and 
Miranda, are distinguished by an absorp- 
tion of soul in a unique, profound, but 
purely personal sentiment, which fur- 
nishes them an occasion for displaying 
an admirable wealth of qualities. The 
most restricted and most common still 
interest us by a certain consistency in 
their acts, a certain brilliancy, an en- 
thusiasm, a freedom of imagination, a 
spirit superior to circumstances, which 
causes us to overlook whatever there is 
common in their action and discourse. 

But this class, where Shakspeare ex- 
cels, is extremely difficult to treat. To 
writers of mediocrity, the quicksand is 
inevitable. They risk, in fact, falling into 
the insipid, the insignificant, the trivial, 
or the repulsive, as a crowd of imitators 
have proven. 

It has been vouchsafed only to a few 
great masters to possess enough genius 



and taste to seize here the true and the 
beautiful, to redeem the insignificance or 
vulgarity of the content by enthusiasm 
and talent, by the force and energy of 
their pencil, and by a profound knowl- 
edge of human passions. 

One of the characteristics of romantic 
art is, that, in the religious sphere, the 
soul, finding for itself satisfaction in it- 
self, has no need to develop itself in the 
external world. On the other hand, when 
the religious idea no longer makes itself 
felt, and when the free will is no longer 
dependent except on itself, the dramatis 
personam pursue aims wholly individual in 
a world where all appears arbitrary and 
accidental, and which seems abandoned 
to itself and delivered up to chance. In 
its irregular pace, it presents a compli- 
cation of events which intermingle with- 
out order and without cohesion. 

Moreover, this is the form which events 
affect in romantic, in opposition to clas- 
sic art, where the actions and events are 
bound to a common end, to a true and 
necessary principle which determines the 
form, the character, and the mode of de- 
velopment of external circumstances. In 
romantic art, also, we find general inter- 
ests, moral ideas ; but they do not osten- 
sibly determine events ; they are not the 
ordering and regulating principle. These 
events, on the contrary, preserve their 
free course, and affect an accidental form. 

Such is the character of the greater 
part of the grand events in the middle 
ages, the crusades, for example, which 
the author names for this reason, and 
which were the grand adventures of the 
Christian world. 

Whatever may be the judgment which 
one forms upon the crusades and the dif- 
ferent motives which caused them to be 
undertaken, it cannot be denied, that with 
an elevated religious aim — the deliver- 
ance of the holy sepulchre — there were 
mingled other interested and material 
motives, and that the religious and the 
profane aim did not contradict nor cor- 
rupt the other. As to their general form, 
the crusades present utter absence of 
unity. They are undertaken by masses, 



Hegel's Philosophy of Art. 



lift 



by multitudes, who enter upon a parti- 
cular expedition according to their good 
pleasure and their individual caprice. 
The lack of unity, the absence of plan 
and direction, causes the enterprises to 
fail, and the efforts and endeavors are 
wasted in individual exploits. 

In another domain, that of profane life, 
the road is open also to a crowd of ad- 
venturers, whose object is more or less 
imaginary, and whose principle is love, 
honor, or fidelity. To battle for the glory 
of a name, to fly to the succor of inno- 
cence, to accomplish the most marvellous 
things for the honor of one's lady, — such 
is the motive of the greater part of the 
beautiful exploits which the romances of 
chivalry, or the poems of this epoch and 
subsequent epochs, celebrate. 

These vices of chivalry cause its ruin. 
•We find the most faithful picture of it in 
the poems of Ariosto, and Cervantes. 

But what best marks the destruction of 
romantic art and of chivalry is the mod- 
ern romance, that form of literature 
which takes their place. The romance is 
chivalry applied to real life ; it is a protest 
against the real ; it is the ideal in a society 
where all is fixed, regulated in advance 
by laws, by usages contrary to the free 
development of the natural longings and 
sentiments of the soul ; it is the chivalry 
of common life. The same principle 
which caused a search for adventures, 
throws the personages into the most di- 
verse and the most extraordinary situa- 
tions. The imagination, disgusted with 
that which is, cuts out for itself a world 
according to its fancy, and ci'eates for it- 
self an ideal wherein it can forget social 
customs, laws, positive interests. The 
young men and young women, above all, 
feel the want of such aliment for the 
heart, or of such distraction against ennui. 
Ripe age succeeds youth ; the young man 
marries and enters upon positive inter- 
ests. Such is also the denotement of the 
greater part of romances, where prose 
succeeds poetry — the real, the ideal. 

The destruction of romantic art is an- 
nounced by symptoms still more strik- 
ing, by the imitation of the real, and the 



appearance of the humorous style, which 
occupies more and more space in art and 
literature. The artist and the poet can 
there display much talent, enthusiasm, 
and spirit; but these two styles are no 
less striking indexes of an epoch of de- 
cadence. 

It is, above all, the humorous style 
which marks this decadence, hy the ah- 
sence of all fixed principle and all rule. 
It is a pure play of the imagination which 
combines, according to its liking, the 
most different objects, alters and over- 
turns relations, tortures itself to discover 
novel and extraordinary conceptions. 
The author places himself above the sub- 
ject, regards himself as freed from all 
conditions imposed by the nature of the 
content as well as the form, and imagines 
that all depends on his wit and the power 
of his genius. It is to be observed, that 
what Hegel calls the downfall of art in 
general, and of romantic art in particu- 
lar,, is precisely what we call the roman- 
tic school in the art and literature of our 
time. 

Such are the fundamental forms which 
art presents in its historic development. 
If the art of the renaissance, or modern 
art properly so called, finds no place in 
this sketch, it is because it does not con- 
stitute an original and fundamental form. 
The renaissance is a return to Greek art ; 
and as to modern art, it is allied to both 
Greek and Christian. 

But it remains for us to present some 
conclusions upon the future destiny of art 
— a point of highest interest, to which this 
review of the forms and monuments of 
the past must lead. The conclusions of 
the author, which we shall consider else- 
where, are far from answering to what 
we might have expected from so remark- 
able a historic picture. 

What are, indeed, these conclusions? 
The first is, that the r61e of art, to speak 
properly, is finished— at least, its original 
and distinct role. The circle of the ideas 
and beliefs of humanity is completed. 
Art has invested them with the forms 
which it was capable of giving them. In 
the future, it ought, then, to occupy a 



116 



Introduction to Philosophy. 



secondary place. After having finished 
its independent career, it becomes an ob- 
scure satellite of science and philosophy, 
in which are absorbed both religion and 
art. This thought is not thus definitely 
formulated, but it is clearly enough indi- 
cated. Art, in revealing thought, has 
itself contributed to the destruction of 
other forms, and to its own downfall. 
The new art ought to be elevated above 
all the particular forms which it has 
already expressed. " Art ceases to be 
attached to a determinate circle of ideas 
and forms ; it consecrates itself to a new 
worship, that of humanity. All that the 
heart of man includes within its own im- 
mensity — its joys and its sufferings, its 
interests, its actions, its destinies — be- 
come the domain of art." Thus the con- 
tent is human nature; the form, a free 
combination of all the forms of the past. 
We shall hereafter consider this new 
eclecticism in art. 

Hegel points out, in concluding, a final 
form of literature and poetry, which is 
the unequivocal index of the absence of 



peculiar, elevated and profound ideas, 
and of original forms — that sentimen- 
tal poetry, light or descriptive, which 
to-day floods the literary world and the 
drawing-rooms with its verses ; composi- 
tions without life and without content, 
without originality or true inspiration; 
a commonplace and vague expression of 
all sentiment, full of aspirations and 
empty of ideas, where, through all, there 
makes itself recognized an imitation of 
some illustrious geniuses — themselves 
misled in false and perilous ways ; a sort 
of current money, analogous to the epis- 
tolary style. Everybody is poet; and 
there is scarcely one true poet. "Wher- 
ever the faculties of the soul and the 
forms of language have received a certain 
degree of culture, there is no person who 
cannot, if he take the fancy, express in 
verse some situation of the soul, as any 
one is in condition to write a letter." 

Such a style, thus universally diffused, 
and reproduced under a thousand forms, 
although with different shadings, easily 
becomes fastidious. 



INTRODUCTION TO PHILOSOPHY. 



CHAPTER II. 

We hope to see those necessities of thought 
which underlie all Philosophical systems. 
We set out to account for all the diversities 
of opinion, and to see identity in the world 
of thought. But necessity in the realm of 
thought may be phenomenal. If there be 
anything which is given out as fixed, we 
must try its validity. 

Many of the " impossibilities" of thought 
are easily shown to rest upon ignorance of 
psychological appliances. The person is not 
able because he does not know how— just as 
in other things. We must take care that we 
do not confound the incapacity of ignorance 
with the necessity of thought. (The reader 
will find an example of this in Sir William 
Hamilton's "Metaphysics," p. 527.) One of 
those "incapacities" arises from neglecting 
the following : 

Among the first distinctions to be learned 
by the student in philosophy is that between 
the imaginative form of thinking and pure 
thinking. The former is a sensuous grade 



of thinking which uses images, while the 
latter is a more developed stage, and is able 
to think objects in and for themselves. Spi- 
noza's statement of this distinction applied 
to the thinking of the Infinite— his "Infini- 
nitum imaginationis" and "Infinitum actu 
vel rationis" — has been frequently alluded 
to by those who treat of this subject. 

At first one might suppose that when finite 
things are the subject of thought, it would 
make little difference whether the first or se- 
cond form of thinking is employed. This 
is, however, a great error. The Philosopher 
must always "think things under the form 
of eternity" if he would think the truth. 

Imagination pictures objects. It represents 
to itself only the bounded. If it tries to re- 
alize the conception of infinitude, it repre- 
sents a limited somewhat, and then Reflec- 
tion or the Understanding (a form of thought 
lying between Imagination and Reason) 
passes beyond the limits and annuls them. 
This process may be continued indefinitely, 
or until Reason (or pure thinking) comes in 



Introduction to Philosophy. 



117 



and solves the dilemma. Thus we have a 
dialogue resulting' somewhat as follows : 

Imagination. Come and see the Infinite 
just as I have pictured it. 

Understanding [peeping cautiously about 
it]. Where is your frame? Ah ! I see it now 
clearly. How is this ! Your frame does not 
include all. There is a " beyond " to your 
picture. I cannot tell whether you intend 
the inside or outside for your picture of the 
Infinite; I see it on both . 

Imag. [tries to extend the frame, but with 
the same result as before]. I believe you are 
right! I am well nigh exhausted by my ef- 
forts to include the unlimited. 

Un. Ah ! you see the Infinite is merely 
the negative of the finite or positive. It is 
the negative of those conditions which you 
place there in order to have any representa- 
tion at all ! 

[While the Understanding proceeds to de- 
liver a course of wise saws and moral reflec- 
tions on the "inability of the Finite to grasp 
the Infinite," sitting apart upon its bipod — 
for tripod it has none, one of the legs being 
broken — it self-complacentlyand oracularly 
admonishes the human mind to cultivate 
humility; Imagination drops her brush and 
pencil in confusion at these words. Very 
opportunely Reason steps in and takes an 
impartial survey of the scene.] 

Reason. Did you say that the Infinite is 
unknowable? 

Un. Yes. " To think is to limit, and 
hence to think the Infinite is to limit it, and 
thus to destroy it." 

Reason. Apply your remarks to Space. 
Is not Space infinite? 

Un. If I attempt to realize Space I con- 
ceive a bounded, but I at once perceive that 
I have placed my limits within Space, and 
hence my realization is inadequate. The 
Infinite, therefore, seems to be a beyond to 
my clear conception. 

Reason. Indeed ! When you reflect on 
Space, do you not perceive that it is of such 
a nature that it can be limited only by itself? 
Do not all its limits imply Space to exist in ? 

Un. Yes, that is the difficulty. 

Reason. I do not see the " difficulty." If 
Space can be limited only by itself, its limit 
continues it instead of bounding it. Hence 
it is universally continuous or infinite. 

Un. But a mere negative. 

Reason. No, not a mere negative, but the 
negative of all negation, and hence truly 
affirmative. It is the exhibition of the utter 



impossibility of any negative to it. All 
attempts to limit it, continue it. It is its 
own other. Its negative is itself. Here, 
then, we have a truly affirmative infinite in 
contradistinction to the negative infinite — 
the "'infinite progress" that you and Imagi- 
nation were engaged upon when I came in. 

Un. What you say seems to me a distinc- 
tion in words merely. 

Reason. Doubtless. All distinctions are 
merely in words until one has learned to 
see them independent of words. But yoa 
must go and mend that tripod on which 
you are sitting; for how can one think at 
ease and exhaustively, when he is all the 
time propping up his basis from without? 

Un. I cannot understand you. [Exit.] 

Note. — It will be well to consider what 
application is to be made of these distinc- 
tions to the mind itself, whose form is con- 
sciousness. In self-knowing, or conscious- 
ness, the subject knows itself— it is its own 
object. Thus in this phase of activity we 
have the affirmative Infinite. The subject 
is its own object — is continued by its other 
or object. This is merely suggested here — 
it will be developed hereafter. 

CHAPTER III. 

In the first chapter we attained — or at 
least made the attempt to attain — some in- 
sight into the relation which Mind bears to 
Time and Space. It appeared that Mind is 
a Transcendent, i.e. something which Time 
and Space inhere in, rather than a some- 
what, conditioned by them. Although this 
result agrees entirely with the religious in- 
stincts of man, which assert the immortality 
of the soul, and the unsubstantiality of the 
existences within Time and Space, yet, as a 
logical result of thinking, it seems at first 
very unreliable. The disciplined thinker 
will indeed find the distinctions "ii priori" 
and "a posteriori" inadequately treated; 
but his emendations will only make the re- 
sults there established more wide-sweeping 
and conclusive. 

In the second chapter we learned caution 
with respect to the manner of attempting to 
realize in our minds the results of thought. 
If we have always been in the habit of re- 
garding Mind as a property or attribute of 
the individual, we have conceived it not ac- 
cording to its true nature, but have allowed 
Imagination to mingle its activity in the 
thinking of that which is of a universal na- 
ture. Thus we are prone to say to ourselves, 



118 



Introduction to Philosophy. 



•'How can a mere attribute like Mind be 
the logical condition of the solid realities of 
Space and Time." In this we have quietly 
assumed the whole point at issue. No sys- 
tem of thinking which went to work logi- 
cally ever proved the Mind to be an attri- 
bute; only very elementary grades of think- 
ing, which have a way of assuming in their 
premises what they draw out analytically 
in their conclusions, ever set up this dogma. 
This will become clearer at every step as we 
proceed. 

We will now pursue a path similar to that 
followed in the first chapter, and see what 
more we can learn of the nature of Mind. 
We will endeavor to learn more definitely 
what constitutes its a priori activity, in or- 
der, as there indicated, to achieve our object. 
Thus our present search is after the "Cate- 
gories" and their significance. Taking the 
word " category" here in the sense of " a 
priori determination of thought," the first 
question is: "Do any categories exist? Are 
there any thoughts which belong to the na- 
ture of mind itself?" It is the same ques- 
tion that Locke discusses under the head of 
"Innate Ideas." 

I. — "Every act of knowing or cognizing 
is the translating of an unknown somewhat 
into a known, as a scholar translates a new 
language into his own." If he did not al- 
ready understand one language, he could 
never translate the new one. In the act of 
knowing, the object becomes known in so 
far as I am able to recognize predicates as 
belonging to it. " This js red"; unless I 
know already what "red" means, I do not 
cognize the object by predicating red of it. 
"Red is a color"; unless 1 know what color 
means, I have not said anything intelligible 
— I have not expressed an act of cognition. 
The object becomes known to us in so far 
as we recognize its predicates — and hence „ 
we could never know anything unless we 
had at least one predicate or conception 
with which to commence. If we have one 
predicate through which we cognize some 
object, that act of cognition gives us a new 
predicate, for it has dissolved or "translat- 
ed" a somewhat, that before ■* as unknown, 
into a known; the "not-me" has, to that 
extent," become the "me." Without any 
predicates to begin with, all objects would 
remain forever outside of our consciousness. 
Even consciousness itself would be impossi- 
ble, for the very act of self-cognition implies 
that the predicate "myself" is well known. 



It is an act of identification : "I am myself"; 
the subject is, as predicate, completely 
known, or dissolved back into the subject. 
I cognize myself as myself; there is no alien 
element left standing over against me. Thus 
we are able to say that there must be an a 
priori category in order to render possible 
any act of knowing whatever. Moreover, we 
see that this category must be identical with 
the Ego itself, for the reason that the process 
of cognition is at the same time a recogni- 
tion; it predicates only what it recognizes. 
Thus, fundamentally, in knowing, Reason 
knows itself. Self-consciousness is the basis 
of knowledge. This will throw light on the 
first chapter ; but let us first confirm this 
position by a psychological analysis. 

II. — What is the permanent element in 
thought? It can easily be found in lan- 
guage — its external manifestation. Logic 
tells us that the expression of thought 
involves always a subject and predicate. 
Think what you please, say what you please, 
and your thought or assertion consists of a 
subject and predicate— positive or negative 
—joined by the copula, is. " Man lives" is 
equivalent to "man is living." "Man" and 
"living" are joined by the word "is." If 
we abstract all content from thought, and 
take its pure form in order to see the per- 
manent, we shall have "is" the copula, — 
or, putting a letter for subject and attri- 
bute, we shall have "a is a" (or "a is 6") 
for the universal form of thought. The men- 
tal act is expressed by "is." In this empty 
" is" we hav9 the category of pure Being, 
which is the " summum genus" of catego- 
ries. Any predicate other than being will be 
found to contain being plus determinations, 
and hence can be subsumed under being. 
We shall get new light on this subject if we 
examine the ordinary doctrine of explana- 
tion. 

III. — In order to explain something, we 
subsume it under a more general. Thus we 
say, "Horse is an animal"; and. "An animal 
is an organic being," etc. A definition con- 
tains not only this subsumption, but also 
a statement of the specific difference. We 
define quadruped by subsuming it ("It is an 
animal"), and giving the specific difference 
("which has four feet"). 

As we approach the •' summum genus," 
the predicates beco'ine more and more emp- 
ty; "they become more extensive in their 
application, and less comprehensive in their 
content." Thus they approach pure sim- 



Introduction to Philosophy. 



119 



plicity, which is attained in the " suminun 
genus." This pure simple, which is the lim- 
it of subsumption and abstraction, is pure 
Being — Being devoid of all determinateness. 
When we have arrived at Being, subsuming 
becomes simple identifying — Being is Being, 
or a is a — and this is precisely the same ac- 
tivity that we found self-consciousness to 
consist of in our first analysis (i. ), and the 
same activity that we found all mental acts 
to consist of in our second analysis (n.) 

IV. — Therefore, we may affirm on these 
grounds, that the " summuin genus/' or 
primitive category, is the Ego itself in its 
simplest activity as the "is" (or pure Being, 
if taken substantively). 

Thus it happens that when the Mind 
comes to cognize an object, it must first of 
all recognize itself in it in its simplest acti- 
vity — it must know that the object is. We 
•cannot know anything else of an object 
without presupposing the knowledge of its 
■existence. 

At this point it is evident that this cate- 
gory is not derived from experience in the 
sense of an impression from without. It is 
the activity of the Ego itself, and is its (the 
Ego's) first self-externalization (or its first 
becoming object to itself — its first act of 
self-consciousness). The essential activity 
of the Ego itself consists in recognizing it- 
self, and this involves self-separation, and 
then the annulling of this separation in 
the same act. For in knowing rnyself as 
an object I separate the Ego from itself, but 
in the very act of knowing it 1 make it iden- 
tical again. Here are two negative proces- 
ses involved in knowing, and tbese are indi- 
visibly one : first, the negative act of separa- 
tion; secondly, the negative act of annulling 
the separation by the act of recognition. 
That the application of categories to the ex- 
ternal world is a process of self-recognition, 
is now clear: we know, in so far as we re- 
cognize predicates in the object ; we say, 
" The Rose is, it is red, it is round, it is fra- 
grant," &c. In this we separate what belongs 
to the rose from it, and place it outside of 
it, and then, through the act of predication, 
unite it again. "The Rose is" contains mere- 
ly the recognition of being; but being is se- 
parated from it, and joined to it in the act of 
predication. Thus we see that the funda- 
mental act of self-consciousness, which is a 
self-separation and self-identification united 
in one act of recognition, — v e see that this 
fundamental act is repeated in all acts oi 



knowing. We do not know even the rose 
without separating it from itself, and iden- 
tifying the two sides thus formed. (This 
contains a deeper thought, which we may 
suggest here. That the act of knowing puts 
all objects into this crucible, is an intima- 
tion on its part that no object can possess 
true, abiding being without this ability to 
separate itself from itself in the process of 
self-identification. Whatever cannot do this 
is no essence, but may be only an element 
of a process in which it ceaselessly loses its 
identity. But we shall recur to this again.) 
Doubtless we could follow out this activi- 
ty through various steps, and deduce all the 
categories of pure thought. This is what 
Plato has done in part, what Fichte has 
done in his Science of Knowledge ("Wissen- 
schaftslehre.") and Hegel in his Logic. A 
science of these pure intelligibles unlocks 
the secret of the Universe; it furnishes that 
" Royal Road" to all knowledge; it is the 
far-famed Philosopher's Stone that alone 
can transmute the base dross of mere talent 
into genius. 

V. — Let us be content if at the close of this 
chapter we can affirm still more positively 
the conclusions of our first. Through a con- 
sideration of the a priori knowledge of Time 
and Space, and their logical priority, as con- 
ditions, to the world of experience, we in- 
ferred the transcendency of Mind. Upon 
further investigation, we have now discov- 
ered that there are other forms of the Mind 
more primordial than Space and Time, and 
more essentially related to its activity ; for 
all the categories of pure thought— Being, 
Negation, &c— are applicable to Space and 
to Time, and hence more universal than 
either of them alone; these categories of 
pure thought, moreover, as before remark- 
ed, could never have been derived from ex- 
perience. Experience is not possible with- 
out presupposing these predicates. "They 
are the tools of intelligence through which 
it cognizes." If we hold by this stand-point 
exclusively, we may say, with Kant, that 
we furnish the subjective forms in knowing, 
and for this reason cannot know the "thing 
in itself." If these categories an' merely sub- 
jective— i.e. given in the constitution of the 
Mind itself— and we do not know what the 
"thing in itself" may be, yet we can come 
safely out of all skepticism here by con- 
sidering the universal nature of these cate- 
gories or "forms of the mind." For if Be- 
ing, Negation, and Existence, are forms of 



120 



Introduction to Philosophy . 



mind and purely subjective, so that they do 
not belong to the "thing in itself," it is evi- 
dent that such an object cannot be or exist, 
or in any way have validity, either positive- 
ly or negatively. Thus it is seen from the 
nature of mind here exhibited, that Mind is 
the noumenon or "thing in itself" which 
Philosophy seeks, and thus our third chap- 
ter confirms our first. 

Note. — The Materialism of the present 
day holds that thought is a modification of 
force, correlated with heat, light, electricity, 
«fcc. ; in short, that organization produces 
ideas. If so, we are placed within a narrow 
idealism, and can only say of what is held 
for truth: "lam so correlated as to hold 
this view ; I shall be differently correlat- 
ed to-morrow, perhaps, and hold another 
view." Yet in this very statement the Ego 
takes the stand-point of universality — it 
speaks of possibilities— which it could never 
do were it merely a correlate. For to hold 
a possibility is to be able to annul in thought 
the limits of the real, and hence to elevate 
itself to the point of universality. But this 
is aei/-correlation; we have a movement in a 
circle, and hence self-origination, and hence 
a spontaneous fountain of force. The Mind, 
in conceiving of the possible, annuls the real, 
and thus creates its own motives; its acting 
according to motives, is thus acting accord- 
ing to its own acts — an obvious circle again. 

In fine, it is evident that the idealism which 
the correlationist logically falls into is as 
strict as that of any school of professed ide- 
alism which he is in the habit of condemn- 
ing. The persistent force is the general idea 
of force, not found as any real force, for each 
real force is individualized in some particu- 
lar way. But it is evident that a particular 
force cannot be correlated with force in gen- 
eral, but only with a special form like itself. 
But the general force is the only abiding 
one; each particular one is in a state of tran- 
sition into another — a perpetual losing of 
individuality. Hence the true abiding force 
is not areal one existing objectively, but 
only an ideal one existing subjectively in 
thought. But through the fact that thought 
can seize the true and abiding which can 
exist for itself nowhere el^e, the correlation- 
ist is bound to infer the transcendency of 
Mind just like the idealist. Nay, more; 
when he comes to speak considerately, he 
will say that Mind, for the very reason that 
it thinks the true, abiding force, cannot be 
correlated with any determined force. 



CHAPTER IV. 

Philososophers usually begin to construct 
their systems in full view of their final prin- 
ciple. It would be absurd for one to com- 
mence a demonstration if he had no clear 
idea of what he intended to prove. From 
the final principle the system must be work- 
ed back to the beginning in the philosopher's 
mind before he can commence his demon- 
stration. Usually, the order of demonstra- 
tion which he follows is not the order of dis- 
covery; in such case, his system proceeds 
by external reflections. All mathemathical 
proof is of this order. One constructs his 
demonstration to lead from the known to 
the unknown, and ust s many intermediate 
propositions that do not of necessity lead 
to the intended result. With another theo- 
rem in view, they might be used for steps 
to that, just as well. But there is a certain 
inherent development in all subjects, when 
examined according to the highest method, 
that will lead one on to the exhaustive expo- 
sition of all that is involved therein. This 
is called the dialectic. This dialectic move- 
ment cannot be used as a philosophic instru- 
ment, unless one has seen the deepest apercu 
of Science ; if this is not the case, the dialec" 
tic will prove merely destructive, and not 
constructive. It is therefore a mistake, as 
has been before remarked, to attempt to in- 
troduce the beginner of the study of Philo- 
sophy at once into the dialectic. The con- 
tent of Philosophy must be first presented 
under its sensuous and reflective forms, and 
a gradual progress established. In this chap- 
ter an attempt will be made to approach 
again the ultimate principle which we have 
hitherto fixed only in a general manner as 
Mind. We will use the method of external 
reflection, and demonstrate three proposi- 
tions: 1. There is an independent being; 
2. That being is selRletermined; 3. Self- 
determined being is in the form of person- 
ality, i.e. is an Ego. 

I. — 1. Dependent being, implying its comple- 
ment upon which it depends, cannot be explained 
through itself, but through that upon which it 
depends. 

2. This being upon which it depends cannot 
be also a dependent beinpr, for the dependent be- 
ing has no support of its own to lend to another; 
all that it has is borrowed. "A chain of depend, 
ent beings collapses into one dependent being. 
Dependence is not converted into independence 
by mere multiplication." 

3. The dependent, therefore, depends upon the 



Introduction to Philosophy. 



121 



independent and has its explanation in it. Since 
all being is of one kind or the other, it follows 
that all being is independent, or a complemental 
element of it. Reciprocal dependence makes an 
independent including whole, which is the nega- 
tive unity. 

Definition. — One of the most important imple- 
ments of the thinker is the comprehension of "neg- 
ative unity." It is a unity resulting from the re- 
ciprocal cancelling of elements ; e.g. Salt is the 
negative unity of acid and alkali. It is called 
negative because it negates the independence of 
^he elements within it. In the negative unity Wa- 
ter. the elements oxygen and hydrogen have their 
independence negated . 

II. — 1 . The independent being cannot exist 
without determinations. Without these, it could 
not distinguish itself or be distinguished from 
nought. 

2. Nor can the independent being be determined 
(i.e. limited or modified in any way) from with- 
out, or through another. For all that is deter- 
mined through another is a dependent some- 
what. 

3. Hence the independent being can be only a 
self-determined. If self-determined, it can exist 
through itself. 

Note. — Spinoza does not arrive at the third 
position, but, after considering the second, arrives 
at the first one, and concludes, since determina- 
tion through another makes a somewhat finite, 
that the independent being must be undetermined. 
He does not happen to discover that there is an- 
other kind of determination, to-wit, self-determin- 
ation, which can consist with independence. The 
method that he uses makes it entirely an acciden- 
tal matter with him that he discovers what specu- 
lative results he does — the dialectic method would 
lead inevitably to self-determination, as we shall 
see later. It is Hegel's apercu that we have in 
the third position ; with Spinoza the independent 
being remained an undetermined substance, but 
with Hegel it became a self-determining subject. 
All that Spinoza gets out of his substance he must 
get in an arbitrary manner ; it does not follow 
from its definition that it shall have modes and 
attributes, but the contrary. This apercu — that 
the independent being, i.e. every really existing, 
separate entity is self-determined — is the central 
point of speculative philosophy. What self-deter- 
mination involves, we shall see next. 



HI- — 1- Self-determination implies that the 
constitution or nature be self-originated. There 
is nothing about a self-determined that is created 
by anything without. 

2. Thus self-determined being exists dually 

it is (a) as determining, and (b) as determined, 
(a) As determining, it is the active, which con- 
tains merely the possibility of determinations; (b) 
as determined, it is the passive result — the matter 
upon which the subject acts. 

3. But since both are the same being, each side 
returns into itself: (a) as determining or active, 
it acts only upon its own determining, and (b) as 
passive or determined, it is, as result of the for- 
mer, the self-same active itself. Hence its move- 
ment is a movement of self-recognition — a positing 
of distinction which is cancelled in the same act. 
(In self-recognition something is made an object, 
and identified with the subject in the same act.) 
Moreover, the determiner, on account of its pure 
generality, (i.e. its having no concrete determin- 
ations as yet,) can only be ideal — can only exist 
as the Ego exists, in thought ; not as a thing, but 
as a generic entity. The passive side can exist 
only as the self exists in consciousness — as that 
which is in opposition and yet in identity at the 
same time. No finite existence could endure this 
contradiction, for all such must possess a nature 
or constitution which is self-determined ; if not, 
each finite could negate all its properties and qua- 
lities, and yet remain itself— just as the person 
does when he makes abstraction of all, in think- 
ing of the Ego or pure self. 

Thus we find again our former conclusion : — 
All finite or dependent things must originate in 
and depend upon independent or absolute being, 
which must be an Ego. The Ego has the form 
of Infinitude (see Chap. II. — The Infinite is its 
own Other). 

Resume'. — The first chapter states the premises 
which Kant lays down in his Transcendental 
^Esthetic (Kritik der Reinen Vernunft), and draws 
the true logical conclusions, which are positive, 
and not negative, as he makes them. The second 
chapter gives the Spinozan distinction of the In- 
finite ^f the Imagination and Infinite of Reason. 
The third chapter gives the logical results which 
Kant should have drawn from his Transcenden- 
tal Logic. The fourth chapter gives Spinoza's 
fundamental position logically completed, and is 
the great fundamental position of Plato, Aristotle, 
and Hegel, with reference to the Absolute. 



( 122 ) 



MUSIC AS A FORM OF ART. 



Read be/ore the St. Louis Art Society, February, 1867. 



I. Upon Art-Criticism. 

A work of art is the product of the inspired 
moment of the artist. It is not to be supposed 
that he is able to give an account of his work 
in the terms of the understanding. Hence the 
artist is not in a strict sense a critic. The high- 
est order of criticism must endeavor to exhibit 
the unity of the work by showing how the va- 
rious motives unfold from the central thought. 
Of course, the artist must be rare who can see 
his work doubly — first sensuously, and then ra- 
tionally. Only some Michael Angelo or Goethe 
can do this. The common artist sees the sensuous 
form as the highest possible revelation — to him 
his feeling is high'er than the intellectual vision. 
And can we not all — critics as well as artists — 
sympathize with the statement, that the mere 
calculating intellect, the cold understanding, 
"all light and no heat," can never rise into the 
realm where art can be appreciated? It is only 
when we contemplate the truly speculative in- 
tellect — which is called "love" by the mystics, 
and by Swedenborg "love and wisdom united 
in a Divine Essence" — that we demur at this 
supreme elevation of feeling or sentiment. The 
art critic must have all Hie feeling side of his 
nature aroused, as the first condition of his in- 
terpretation ; and, secondly, he must be able to 
dissolve into thought the emotions which arise 
from that side. If feeling were more exalted 
than thought, this would be impossible. Such, 
however, is the view of such critics as the Schle- 
gels, who belong to the romantic school. They 
say that the intellect considers only abstrac- 
tions, while the heart is affected by the con- 
crete whole. "Spectres and goitred dwarfs" 
for the intellect, but "beauty's rose" for the 
feeling heart. But this all rests on a misunder- 
standing. The true art critic does not under- 
value feeling. It is to him the essential basis 
upon which he builds. Unless the work of art 
affects his feelings, he has nothing to think 
about; he can go no further; the work, to 
him, is not a work of art at all. But if he is 
aroused and charmed by it, if his emotional 
nature is stirred to its depths, and he feels in- 
spired by those spiritual intimations of Eter- 
nity which true art always excites, then he has 
a content to work upon, and this thinking of 
his amounts simply to a recognition, in other 
forms, of this eternal element that glows 
through the work of art. 

Hence there is no collision between the artist 
and the critic, if both are true to their ideal. 

It certainly is no injury to the work of art to 



show that it treats in some form the Problem 
of Life, which is the mystery of the Christian 
religion. It is no derogation to Beethoven to 
show how he has solved a problem in music, 
just as Shakspeare in poetry, and Michael An- 
gelo in painting. Those who are content with 
the mere feeling, we must always respect if they 
really have the true art feeling, just as we re- 
spect the simple piety of the uneducated peas- 
ant. But we must not therefore underrate the 
conscious seizing of the same thing-— not place 
St. Augustine or Martin Luther below the sim- 
ple-minded peasant. Moreover, as our society 
has for its aim the attainment of an insight into 
art in general, and not the exclusive enjoyment 
of any particular art, it is all the more import- 
ant that we should hold by the only connect- 
ing link — the only universal element — thought. 
For thought has not only universal content, \ike 
feeling, but also universal form, which feeling 
has not. 

Another reason that causes persons to object 
to art interpretation, is perhaps that such inter- 
pretation reminds them of the inevitable moral 
appended ad nauseam to the stories that delight- 
ed our childhood. But it must be remembered 
that these morals are put forward as the object 
of the stories. The art critic can never admit 
for one moment that it is the object of a work 
of art simply to be didactic. It is true that all 
art is a means of culture ; but that is not its ob- 
ject. Its object is to combine the idea with a 
sensuous form, so as to embody, as it were, the 
Infinite ; and any motive external to the work 
of art itself, is at once felt to be destructive to it. 

H. Upon the Interpretation of Art. 

1. The Infinite is not manifested ivithin any 
particular sphere of finitude, but rather exhib- 
its itself in the collision of a Finite with another 
Finite without it. For a Finite must by its very 
nfture be limited from without, and the Infi- 
nite, therefore, not only includes any given 
finite sphere, but also its negation (or the other 
spheres which, joined to it, makeup the whole). 

2. Art is the manifestation of the Infinite in 
the Finite, it is said. Therefore, this must mean 
that art has for its province the treatment of the 
collisions that necessarily arise between one 
finite sphere and another. 

3. In proportion as the collision portrayed by 
art is comprehensive, and a type of all collisions 
in the universe, is it a high work of art. If, 
then, the collision is on a small scale, and be- 
tween low spheres, it is not a high work of art. 



Music as a Form of Art. 



123 



4. But whether the collision presented be of 
a high order or of a low order, it bears a gene- 
ral resemblance to every other collision — the 
Infinite is always like itself in all its manifesta- 
tions. The lower the collision, the more it be- 
comes merely symbolical as a work of art, and 
the less it adequately represents the Infinite. 

Thus the lofty mountain peaks of Bierstadt, 
which rise up into the regions of clearness and 
sunshine, beyond the realms of change, do this 
only because of a force that contradicts gravita- 
tion, which continually abases them. The con- 
trast of the high with the low, of the clear and 
untrammelled with the dark and impeded, sym- 
bolizes, in the most natural manner, to every 
one, the higher conflicts of spirit. It strikes a 
chord that vibrates, unconsciously perhaps, 
but, nevertheless, inevitably. On the other 
hand, when we take the other extreme of paint- 
ing, and look at the " Last Judgment" of Mi- 
chael Angelo, or the "Transfiguration" of Ra- 
phael , we find comparatively no ambiguity ; 
there the Infinite is visibly portrayed, and the 
collision iu which it is displayed is evidently of 
the highest order. 

5. Art, from its definition, must relate to Time 
and Space, and, in proportion as the grosser 
elements are subordinated and the spiritual 
adequately manifested, we find that we ap- 
proach a form of art wherein the form and mat- 
ter are both the products of spirit. 

Thus we have arts whose matter is taken 
from (a) Space, (b) Time, and (c) Language (the 
product of Spirit). 

Space is the grossest material. We have on 
its plane, I. Architecture, II. Sculpture, and 
III. Painting. (In the latter, color and perspec- 
tive give the artist power to represent distance 
and magnitude, and internality, without any 
one of them in tact. Upon a piece of ivory no 
larger than a man's hand, a "Heart of the An- 
des" might be painted.) In Time we have IV. 
Music; while in Language we have V. Poetry 
(in the three forms^of Epic, Lyric, and Drama- 
tic) as the last and highest of the forms of art. 

6. An interpretation of a work of art should 
consist of a translation of it into the form of 
science. Hence, first, one must seize the gene- 
ral content of it — or the collision portrayed. 
Theu, secondly, the form of art employed comes 
in, whether it be Architecture, Sculpture, 
Painting, Music, or Poetry. Thirdly, the re- 
lation which the content has to the form brings 
out the superioi merits, or the limits and de- 
fects, of the work of art in question. Thus, at 
the end, we have universalized the piece of art 
— digested it, as it were. A true interpretation 
does not destroy a work of art, but rather fur- 
nishes a guide to its highest enjoyment. We 
have the double pleasure of immediate sensu- 
ous enjoyment produced by the artistic execu- 



tion, and the higher one of finding our rational 
nature mirrored therein, so that we recognize 
the eternal nature of Spirit there manifested. 

7. The peculiar nature of music, as < treated 

with other arts, will, if exhibited, besl prepare 
us for what we are to expect from it. The less 
definitely the mode of art allows its content to 
be seized, the wider may be its application. 
Landscape painting may have a very wide scope 
for its interpretation, while a drama of Goethe 
or Shakspeare definitely seizes the particulars 
of its collision, and leaves no doubt as to its 
sphere So in the art of music, and especially 
instrumental music. Music docs not portray 
an object directly, like the plastic arts, but it 
calls up the internal feeling which is caused by 
the object itself. It gives us, therefore, a re- 
flection of our impressions excited in the imme- 
diate contemplation of the object. Thus we 
have a reflection of a reflection, as it were. 

Since its material is Time rather than Space, 
we have this contrast with the plastic arts : — 
Architecture, and more especially Sculpture 
and Painting, are obliged to select a special 
moment of time for the representation of the 
collision. As Goethe shows in the Laokoon, it 
will not do to select a moment at random, but 
that point of time must be chosen in which the 
collision has reached its height, and in which 
there is a tension of all the elements that enter 
the contest on both sides. A moment earlier, 
or a moment later, some of these elements 
would be eliminated from the problem, and the 
comprehensiveness of the work destroyed. 
When this proper moment is seized in Sculp- 
ture, as in the Laokoon, we can see what has 
been before the present moment, ami easily tell 
what will come later. In Painting, through the 
fact that coloring enables more subtle effects to 
be wrought out, and deeper internal move- 
ments to be brought to the surface, we are not 
so closely confined to the "supreme moment" 
as in Sculpture. But it is in Music that we first 
get entirely free from that which confines the 
plastic arts. Since its form is time, it can con- 
vey the whole movement of the collision from 
its inception to its conclusion. Hence Music is 
superior to the Arts of Space in that it can por- 
tray the internal creative process, rather than 
the lead results. It gives U8 the content, in its 
whole process of development, in a fluid form, 
while the Sculptor must fix it in a rigid form 
at a certain stage. Goethe and others have 
compared Music to Architecture— the latter is 
"frozen Music"; but they have not compared 
it to Sculpture nor Painting, for the reason thai 
in these two arts there is a possibility of seiz- 
ing the form of the in dividual more definitely, 
while in Architecture and Music tin- point of 
repose does not appear as the human form, but 
only as the more general one of self-relation or 



124 



Music as a Form of Art. 



harmony. Thus quantitative ratios — mathe- 
matical laws— pervade and govern these two 
forms of Art. 

8. Music, more definitely considered, arises 
from vibrations, producing waves in the atmo- 
sphere. The cohesive attraction of some body 
is attacked, and successful resistance is made; 
if not, there is no vibration. Thus the feeling 
of victory over a foreign foe is conveyed in the 
most elementary tones, and this is the distinc- 
tion of tone from noise, in which there is the ir- 
regularity of disruption, and not the regularity 
of self-equality. 

Again, in the obedience of the whole musical 
structure to its fundamental scale-note, we have 
something like the obedience of Architecture 
to Gravity. In order to make an exhibition of 
Gravity, a column is necessary; for the solid wall 
does not isolate sufficiently the function of sup- 
port. With the column we can have exhibited 
the effects of Gravity drawing down to the 
earth , and of the support holding up the shel- 
ter. The column in classic art exhibits the equi- 
poise of the two tendencies. In Romantic or 
Gothic Architecture it exhibits a preponderance 
of the aspiring tendency — the soaring aloft like 
the plant to reach the light — a contempt for mere 
gravity — slender columns seeming to be let 
down from the roof, and to draw up something 
rather than to support anything. On the other 
hand, in Symbolic Architecture (as found in 
Egypt), we have the overwhelming power of 
gravity exhibited so as to crush out all huma- 
nity—the Pyramid, in whose shape Gravity has 
done its work. In Music we have continually 
the conflict of these two tendencies, the upward 
and downward. The Music that moves upward 
and shows its ground or point of repose in the 
octave above the scale-note of the basis, corre- 
sponds to the Gothic Architecture. This aspir- 
ing movement occurs again and again in chorals ; 
it, like all romantic art, expresses the Chris- 
tian solution of the problem of life . 

III. Beethoven's Sonata in C sharp mi- 
nor. (Opus 27, No. 2.) 

The three movements of this sonata, which 
Beethoven called a/antasie-sonata, are not ar- 
ranged in the order commonly followed. Usu- 
ally sonatas begin with an allegro or some quick 
movement, and pass over to a slow movement 
— an adagio or andante — and end in a quick 
movement. The content here treated could not 
allow this form, and hence it commences with 
what is usually the second movement. Its or- 
der is, 1. Adagio, 2. Allegretto, 3. Finale (presto 
agitato). 

(My rule with reference to the study of art 
may or may not be interesting to others ; it is 
this : alway s to select a master-piece, so recog- 
nized, and keep it before me until it yields its 



secret, and in its light I am able to see common- 
place to be what it really it is, and be no longer 
dazzled by it. It requires faith in the com- 
monly received verdict of critics and an im- 
mense deal of patience, but in the end one is 
rewarded for his pains. Almost invariably, I 
find immediate impressions of uncultured per- 
sons good for nothing. It requires long fami- 
liarity with the best things to learn to see them 
in their true excellence.) 

This sonata is called by the Austrians the 
"Moonlight Sonata," and this has become the 
popular name in America. It is said to have 
been written by Beethoven when he was recov- 
ering from the disappointment of his hopes in 
a love-episode that had an unfortunate termina- 
tion. (See Marx's "L. v. Beethoven, Leben 
und Schaffen." From this magnificent work 
of Art-Criticism, 1 have drawn the outlines of 
the following interpretation.) The object of 
his affection was a certain young countess, Ju- 
lia Guicciardi ; and it appears from Beethoven's 
letter to a friend at the time (about 1800), that 
the affection was mutual, but their difference in 
rank prevented a marriage. When this sonata 
appeared (in 1802) it was inscribed to her. 

Adagio. — The first movement is a soft, float- 
ing movement, portraying the soul musing upon 
a memory of what has affected it deeply. The 
surrounding is dim, as seen in moonlight, and 
the soul is lit up by a reflected light — a glowing 
at the memory of a bliss that is past. It is not 
strange that this has been called the Moonlight 
Sonata, just for this feeling of borrowed light 
that pervades it. As we gaze into the moon 
of memory, we almost forget the reflection, and 
fancy that the sun of immediate consciousness 
is itself present. But anon a flitting cloudlet 
(a twinge of bitter regret) obscures the pale 
beam, or a glance at the landscape — not painted 
now with colors as in the day-time, but only 
clare-obscure — brings back to us the sense of our 
separation from the day and the real. Sadly 
the soft, gliding movement'eontinues. and dis- 
tant and more distant grows the prospect of 
experiencing again the remembered happiness. 
Only for a passing moment can the throbbing 
soul realize in its dreams once more its full 
completeness, and the plaintive minor changes 
to major ; but the spectral form of renunciation 
glides before its face, and the soul subsides 
into its grief, and yields to what is inevitable. 
Downward into the depths fall its hopes; only 
a sepulchral echo comes from the bass, and all 
is still. Marx calls this " The Song of the Re- 
nouncing Soul." It is filled with the feeling of 
separation and regret ; but its slow, dreamy 
movement is not that of stern resolution which 
should accompany renunciation. Accordingly, 
we have — Allegretto. 

The present and real returns; we no longer 



Music as a Form of Art. 



125 



dwell on the past; "We must separate; only 
this is left." In this movement we awake from 
the dream, and we feel the importance of the 
situation. Its content is ''Farewell, then!" — 
the phrase expressing this, lingers in its striv- 
ing to shake off the grasp and get free. The 
hands will not let go each other. The phrase 
runs into the next and back to itself, and will 
not be cut off. In the trio, there seems to be 
the echoing of sobs that come from the depths 
of the soul as the sorrowful words are repeat- 
ed. The buried past still comes back and holds 
up its happy hours, while the shadows of the 
gloomy future hover before the two renun- 
ciants! 

This movement is very short, and is followed 
by the Finale (presto agitato). 

"Mo grief of the s»ul that can be conquered 
except through action," says Goethe — and Bee- 
thoven expresses the same conviction in the 
somewhat sentimental correspondence with the 
fair countess. This third movement depicts the 
soul endeavoring to escape from itself, to can- 
cel its individualism through contact with the 
real. 

The first movement found the being of the 
soul involved with another— having, as it were, 
lost its essence. If the being upon which it 
depends reflects it back by a reciprocal depend- 
ence, it again becomes integral and independ- 
ent. This cannot be ; hence death or renun- 
ciation. But renunciation leaves the soul re- 
coiling upon its finitude, and devoid of the 
universality it would have obtained by receiv- 
ing its being through another which recipro- 
cally depended upon it. Hence the necessity 
of Goethe's and Beethoven's solution— the soul 
must find surcease of sorrow through action, 
through will, or practical self-determination. 
Man becomes universal in his deed. 

How fiercely the soul rushes into the world 
of action in this Finale ! In its impetuosity it 
storms through life, and ever and anon falls 
down breathless before the collision which it 
encounters in leaping the chasms between the 
different spheres. In its swoon of exhaustion 
there comes up from the memory of the past 
the ghost of the lost love that has all the while 
accompanied him, though unnoticed, in his 
frantic race Its hollow tones reverberate 
through his being, and he starts from his dream 
and drowns his memory anew in the storm of 
action. At times we are elevated to the crea- 
tive moment of the artist, and feel its inspira- 
tion and lofty enthusiasm; but again and again 
the exhausted soul collapses, and the same 
abysmal crash comes in at the bass each time. 
The grimmest loneliness, that touches to the 
core, comes intruding itself upon our rapture. 
Only in the contest with the "last enemy" we 
feel at length that the soul has proved itself 



valid in a region where distinctions of rank 
sunder and divide no more. 

This solution is not quite so satisfactory as 
coidd be desired. If we would realize the high- 
est solution, we must study the Fifth Sympho- 
ny, especially its second movement. 

IV. Beethoven's Fifth Symphony. 
(Part II.) 

Marx finds in this symphony the problem so 
often treated by Beethoven — the collision of 
freedom with fate. "Through night to day, 
through strife to victory !" Beethoven, in his 
conversation with Schindler, speaking of the 
first " motive" at the beginning, said, " Thus 
Fate knocks at the door." This knocking of 
Fate comes in continually during the first move- 
ment. " We have an immense struggle por- 
trayed. Life is a struggle -this seems to be the 
content of this movement." The soul finds a 
solution to this, and sings its pasan of joy. 

In the second movement {andante) we have 
an expression of the more satisfactory solution 
of the Problem of Life, which we alluded to 
when speaking of the Sonata above. 

It ("the storm-tossed soul") has in that con- 
soling thought reached the harbor of infinite 
rest — infinite rest in the sense of an "activity 
which is a true repose." 

The soul has found this solution, and repeats 
it over to assure itself of its reality (1,1,1,7, 
1, 2, 1 — these are the notes which express it.) 
Then it wishes to make the experience of the 
universality of this solution — it desires to try 
its validity in all the spheres where Fate ruled 
previously. It sets out and ascends the scale 
three steps at a time (5, 1, 1, 2, 3 — 1, 3, 3, 4, 5); 
it reaches 5 of the scale, and ought to reach 8 
the next time. It looks up to it as the celestial 
sun which Gothic Architecture points toward 
and aspires after. Could it only get there, it 
would find true rest ! But its command of this 
guiding thought is not yet quite perfect — it can 
not wield it so as to fly across the abyss, and 
reach that place of repose without a leap — a 
"mortal leap." For the ascent by threes has 
reached a place where another three would 
bring it to 7 of the scale — the point of absolute 
unrest; to step four, is to contradict the rhythm 
or method of its procedure. It pauses, there- 
fore, upon 5 ; it tries the next three thought- 
fully twice, and then, hearing below once more 
the mocking tones of Fate, it springs over the 
chasm and clutches the support above, while 
through all the spheres there rings the sound 
of exultation. 

But to reach the goal by a leap — to have no 
bridge across the gulf at the end of the road — 
is not a satisfactory solution of the difficulty. 
Hence we have a manifold endeavor — a striving 
to get at the true method, which wanders at 



126 



The Alchemists. 



first in the darkness, but comes at length to the 
light; it gets the proper form for its idea, and 
gives up its unwieldy method of threes (1, 2, 3 
— 3, 4, 5), and ascends by the infinite form of 
1, 3, 5 — 3, 5, 8 — 5, 8, 3, &c, which gives it a 
complete access to, and control over, all above 
and below. 

The complete self-equipoise expressed in that 
solution which comes in at intervals through the 



whole, and the bold application of the first me- 
thod, followed by the faltering when it comes 
to the defect — the grand exultation over the 
final discovery of the true method — all these are 
indescribably charming to the lover of music 
almost the first time he listens to this sympho- 
ny, and they become upon repetition more and 
more suggestive of the highest that art can 
give. 



THE ALCHEMISTS.* 



We have referred in a previous article to 
the transition of Religion into Speculative 
Philosophy. The Mystics who present this 
phase of thought, "express themselves, not 
in those universal categories that the Spirit 
of the race has formed in language for its ut- 
terance, but they have recourse to symbols 
more or less ambiguous, and of insufficient 
universality to stand for the Archetypes 
themselves." The Alchemists belong to 
this phase of spirit, and we propose to draw 
from the little book named at the head of our 
article, some of the evidences of this posi- 
tion. It is there shown that, instead of the 
transmutation of metals, the regeneration 
of man was in view. Those much-abused 
men agreed that "The highest wisdom con- 
sists in this," (quoting from the Arabic 
author, Alipili,) "for man to know himself, 
because in him God has placed his eternal 
Word, by which all things were made and 
upheld, to be his Light and Life, by which 
he is capable of knowing all things, both in 
time and eternity." While they claim expli- 
citly to have as object of their studies the 
mysteries of Spirit, they warn the reader 
against taking their remarks upon the met- 
als in a literal sense , and speak of those who 
do so as being in error. They describe their 
processes in such a way as to apply to man 
alone; pains seem to have been taken to word 
their descriptions so as to be utterly absurd 
when applied to anything else. In speaking 
of the "Stone," they refer to three states, 
calling them black, white, and red; giving 
minute descriptions of each, so as to leave 
no doubt that man is represented, first, as 
in a "fallen condition"; secondly, in a "re- 
penting condition"; and thirdly, as "made 
perfect through grace." This subordination 



of the outer to the inner, of the body to the 
soul, is the constantly recurring theme. In- 
stead of seeking a thing not yet found — 
which would be the case with a stone for 
the transmutation of metals — they agree in 
describing the "Stone" as already known. 
They refer constantly to such speculative 
doctrines as " Nature is a whole every- 
where," showing that their subject possess- 
es universality. This metal or mineral is 
described thus: " Minerals have their roots 
in the air, their heads and tops in the earth. 
Our Mercury is aerial ; look for it, therefore, 
in the air and the earth." The author of 
the work from which we quote the passage, 
says by way of comment: "In this passage 
'Minerals' and 'our Mercury' refer to the 
same thing, and it is the subject of Alche- 
my, the Stone; and we may remember that 
Plato is said to have defined or described 
Man as a growth, having his root in the 
air, his tops in the earth. Man walks indeed 
upon the surface of the earth, as if nothing 
impeded his vision of heaven; but he walks 
nevertheless at the bottom of the atmo- 
sphere, and between these two, his root in 
air, he must work out his salvation." A 
great number of these "Hermetic writers" 
established their reputation for wit and wis- 
dom by discoveries in the practical world, 
and it is difficult to believe that such men as 
Roger Bacon, Van Helmont, Ramond Lulli, 
Jerome Cardan, Geber ("the Wise"), Avi- 
cenna, Albertus Magnus, Thomas Aquinas, 
and others not inferior, could have deceived 
themselves as the modern theory implies, 
viz., that they were searching a chemical 
recipe for the manufacture of gold. The 
symbolic form of statement was esteemed 
at that time as the highest form of popular 



* " Remarks upon Alchemy and the Alchemists, showing that the Philosopher's Stone teas a Symbol.'''' — Published by 
James Miller, New York, 1867. 



Editorials. 



127 



exposition for the Infinite and the religious 
problems concerning God, the Soul, and 
the Universe. It seems that those writers 
considered such words as "God," "Spirit," 
"Heaven," and words of like deep import, 
as not signifying the thing intended only 
so far as the one who used them compre- 
hended them. Thus if God was spoken of 
by one who sensuously imaged Him, here 
was idolatry, and the second commandment 
was broken. To the Platonist, "God" was 
the name of the Absolute Universal, and 
hence included subject as well as object in 
thinking. Hence if one objectified, God by 
conceiving Him, he necessarily limited God, 
■or, rather, had no real knowledge of Him. 
Said Sextus, the Pythagorean: "Do not in- 
vestigate the name of God, because you will 
not find it. For everything which is called 
by a name, receives its appellation from that 
which is more worthy than itself, so that it 
is one person that calls, and another that 
hears. Who is it, therefore, that has given 
a name to God? God, however, is not a 
name for God, but an indication of what 
we conceive of him." From such passages 
we can see why the Alchemists called 
this "Ineffable One," Mercury, Luna, Sol, 
Argent vive, Phoebus, Sulphur, Antimony, 
Elixir, Alcahest, Salt, and other whim- 
sical names, letting the predicates applied 
determine the nature of what was meant. 



If a writer, speaking of "Alcahest," should 
say that it is a somewhat that rises in the 
east and sets in the west, gives light to the 
earth, and causes the growth of plants by 
its heat, etc., we should not misunderstand 
his meaning— it would be giving uh the na- 
tureof the thing without thecommoii name. 
Every one attaches some sort of significance 
to the words "life," "God." "reason," 
"instinct," etc., and yet who comprehends 
them? It is evident that in most rases the 
word stands for the thing, and hence when 
one speaks ol such things by name, the 
hearer yawns and looks listless, as if he 
thought: "Well, I know all about that — I 
learned that when a child, in the Cate- 
chism." The Alchemists (and Du Fresnoy 
names nearly a thousand of these prolific 
writers) determined that no one should flat- 
ter himself that he knew the nature of the 
subject before he saw the predicates ap- 
plied. Hence the strange names about 
which such spiritual doctrines were incul- 
cated. "If we have concealed anything," 
says Geber, " ye sons of learning, wonder 
not; for we have not concealed it from you, 
but have delivered it in such language as 
that it may be hid from evil men, and that 
the unjust and vile might not know it. But, 
ye sons of Truth, search, and you shall find 
this most excellent gift of God, which he 
has reserved for you." 



EDITORIALS 



ORIGINALITY. 

It is natural that in America more than else- 
where, there should be a popular demand for 
originality. In Europe, each nation has, in the 
course of centuries, accumulated a stock of its 
own peculiar creations. America is sneered at 
for the lack of these. We have not had time as 
yet to develope spiritual capital on a scale to 
correspond lo our material pretensions Hence 
we, as a people, feel very sensitive on this point, 
and whenever any new literary enterprise is 
started, it is met on every hand by inquiries 
like these : "Is it original, or only an importa- 
tion of European ideas?" " Why not publish 
something indigenous?" It grows cynical at 
the sight of erudition, and vents its spleen with 
indignation: "Why rifle the graves of centu- 
ries? You are no hyena! Does not the spring 
bring forth its flowers, and every summer its 
swarms of gnats? Why build a bridge of rotten 



coffin planks, or wear a wedding garment ol 
mummy wrappage? Why desecrate the Pres- 
ent, by offering it time-stained paper from the 
shelves of the Past?" 

In so far as these inquiries are addressed to 
our own undertaking, we have a word to offer 
in self-justification. We have no objection to 
originality of the right stamp. An originality 
whicl cherishes its own little idiosyncrasies we 
despise. If we must differ from other people, 
let us differ in having a wide cosmopolitan cul- 
ture. "All men are alike in possessing defects," 
says Goethe ; " in excellencies alone it is that 
great differences may be found." 

What philosophic originality may be, we hope 
to show by the following consideration : 

It is the province of Philosophy to dissolve 
and make clear to itself the entire phenomena 
of the world. These phenomena consist of two 
kinds : first, the products of nature, or imme- 



128 



Editorials. 



diate existence; second, the products of spirit, 
including what modifications man has wrought 
upon the former, and his independent crea- 
tions. These spiritual products may be again 
subdivided into practical (in which the will pre- 
dominates) — the institutions of civilization — 
and theoretical (in which the intellect predomi- 
nates) — art, religion, science, &c. Not only 
must Philosophy explain the immediate phe- 
nomena of nature— it must also explain the me- 
diate phenomena of spirit. And not only are 
the institutions of civilization proper objects 
of study, but still more is this theoretic side 
that which demands the highest activity of the 
philosopher. 

To examine the thoughts of man— to unravel 
them and make them clear— must constitute 
the earliest employment of the speculative 
thinker; his first business is to comprehend 
the thought of the world; to dissolve for him- 
self the solutions which have dissolved the 
world before him. Hence, the prevalent opin- 
ion that it is far higher to be an "original in- 
vestigator" than to be engaged in studying the 
thoughts of others, leaves out of view the fact 
that the thoughts of other men are just as much 
objective phenomena to the individual philoso- 
pher as the ground he walks on. They need 
explanation just as much. If I can explain the 
thoughts of the profoundest men of the world, 
and make clear wherein they differed among 
themselves and from the truth, certainly I am 
more original than they were. For is not "ori- 
ginal" to be used in the sense of primariness, of 
approximation to the absolute, universal truth? 
He who varies from the truth must be seconda- 
ry, and owe his deflections to somewhat alien 
to his being, and therefore be himself subordi- 
nate thereto. Only the Truth makes Free and 
Original. How many people stand in the way 
of their own originality ! If an absolute Sci- 
ence should be discovered by anybody, we 
could all become absolutely original by master- 
ing it. So much as I have mastered of science, 
I have dissolved into me, and have not left it 
standing alien and opposed to me, but it is now 
my own. 

Our course, then, in the practical endeavor 
to elevate the tone of American thinking,- is 
plain : we must furnish convenient access to 
the deepest thinkers of ancient and modern 
times. To prepare translations and commen- 
tary, together with original exposition, is our 
object. Originality will take care of itself. 
Once disciplined in Speculative thought, the 
new growths of our national life will furnish 
us objects whose comprehension shall consti- 
tute original philosophy without parallel. 
Meanwhile it must be confessed that those 
who set up this cry for originality are not best 
employed. Their ideals are commonplace, and 



their demand is too easily satisfied with the 
mere whimsical, and they do not readily 
enough distinguish therefrom the excellent. 

CONTENTS OF THE JOURNAL. 

Thus far the articles of this journal have 
given most prominence to art in its various 
forms. The speculative content of art is more 
readily seen than that of any other form, for 
the reason that its sensuous element allows a 
more genial exposition. The critique of the 
Second Part of Faust, by Rosenkranz, pub- 
lished in this number, is an eminent example 
of the effect which the study of Speculative 
Philosophy has upon the analytical under- 
standing. Is not the professor of logic able to 
follow the poet, and interpret the products of 
his creative imagination? The portion of He- 
gel's ^Esthetics, published in this number, giv- 
ing, as it does, the historical groundwork of 
art, furnishes in a genial form an outline of the 
Philosophy of History. Doubtless the charac- 
teristics of the Anglo-Saxon mind make it dif- 
ficult to see in art what it has for such nations 
as the Italians and Germans ; we have the re- 
flective intellect, and do not readily attain the 
stand-point of the creative imagination. 

STYLE. 

In order to secure against ambiguity, it is 
sometimes necessary to make inelegant repeti- 
tions, and, to give to a limiting clause its pro- 
per degree of subordination, such devices as 
parentheses, dashes, etc., have to be used to 
such a degree as to disfigure the page. Capi- 
tals and italics are also used without stint 
to mark important words. The adjective has 
frequently to be used substantively, and, if 
rare, this use is marked by commencing it with 
a capital. 

There are three styles, which correspond to 
the three grades of intellectual culture. The 
sensuous stage uses simple, categorical senten- 
ces, and relates facts, while the reflective stage 
uses hypothetical ones, and marks relations 
between one fact and another ; it introduces 
antithesis. The stage of the Reason uses the 
disjunctive sentence, and makes an assertion 
exhaustive by comprehending in it a multitude 
of interdependencies and exclusions. Thus it 
happens that the style of a Hegel is very diffi- 
cult to master, and cannot be translated ade- 
quately into the sensuous style, although many 
have tried it. A person is very apt to blame 
the style of a deep thinker when he encounters 
him for the first time. It requires an "expert 
swimmer' ' to follow the discourse , but for no 
other reason than that the mind has not ac- 
quired the strength requisite to grasp in one 
thought a wide extent of conceptions. 



THE JOURNAL 



OF 



SPECULATIVE PHILOSOPHY. 



Vol. I. 



18 67. 



No. 3. 



THE MONADOLOGY. 

[Translated from tho French of Leibnitz, by F. II. Hedge.] 



1. The Monad, of which we shall here 
speak, is merely a simple substance enter- 
ing into those which are compound ; sim- 
ple, that is to say, without parts. 

2. And there must be simple substances, 
since there are compounds ; for the com- 
pound is only a collection or aggregate of 
simples. 

3. Where there are no parts, neither ex- 
tension, nor figure, nor divisibility is pos- 
sible ; and these Monads are the veritable 
Atoms of Nature — in one word, the Ele- 
ments of things. 

4. There is thus no danger of dissolu- 
tion, and there is no conceivable way in 
which a simple substance can perish natu- 
rally. 

5. For the same reason, there is no waj 
in which a simple substance can begin 
naturally, since it could not be formed by 
composition. 

6. Therefore we may say that the Mo- 
nads can neither begin nor end in any 
other way than all at once ; that is to 
say, they cannot begin except by creation, 
nor end except by annihilation ; whereas 
that which is compounded, begins and ends 
by parts. 

7. There is also no intelligible way in 
which a Monad can be altered or changed 
in its interior by any other creature, since 
it would be impossible to transpose any- 
thing in it, or to conceive in it any in- 
ternal movement — any movement ex- 

9 



cited, directed, augmented or diminished 
within, such as may take place in com- 
pound bodies, where there is change of 
parts. The Monads have no windows 
through which anything can enter or go 
forth. It would be impossible for any ac- 
cidents to detach themselves and go forth 
from the substances, as did formerly the 
Sensible Species of the Schoolmen. Ac- 
cordingly, neither substance nor accident 
can enter a Monad from without. 

8. Nevertheless Monads must have qual- 
ities — otherwise they would not even be 
entities ; and if simple substances did not 
differ in their qualities, there would be no 
means by which we could become aware of 
the changes of things, since all that is in 
compound bodies is derived from simple 
ingredients, and Monads, being without 
qualities, would be indistinguishable one 
from another, seeing also they do not dif- 
fer in quantity. Consequently, a plenum 
being supposed, each place could in any 
movement receive only the just equivalent 
of what it had had before, and one state 
of things would be indistinguishable from 
another. 

9. Moreover, each Monad must differ 
from every other, for there are never two 
beings in nature perfectly alike, and in 
which it is impossible to find an internal 
difference, or one founded on some intrin- 
sic denomination. 

10. I take it for granted, furthermore, 




130 



The Monadology. 



that every created being is subject to 
change — consequently the created Monad ; 
and likewise that this change is continual 
in each. 

11. It follows, from what we have now 
said, that the natural changes of Monads 
proceed from an internal principle, since 
no external cause can influence the interior. 

12. But, besides the principle of change, 
there must also be a detail of changes, 
embracing, so to speak, the specification 
and the variety of the simple substances. 

13. This detail must involve multitude 
in unity or in simplicity : for as all natu- 
ral changes proceed by degrees, something 
changes and something remains, and con- 
sequently there must be in the simple sub- 
stance a plurality of affections and rela- 
tions, although there are no parts. 

14. This shifting state, which involves 
and represents multitude in unity, or in 
the simple substance, is nothing else than 
what we call Perception, which must be 
carefully distinguished from apperception, 
or consciousness, as will appear in the se- 
quel. Here it is that the Cartesians have 
especially failed, making no account of 
those perceptions of which we are not con- 
scious. It is this that has led them to 
suppose that spirits are the only Monads, 
and that there are no souls of brutes or 
other Entelechies. It is owing to this that 
they have vulgarly confounded protracted 
torpor with actual death, and have fallen 
in with the scholastic prejudice, which be- 
lieves in souls entirely separate. Hence, 
also, ill affected minds have been confirmed 
in the opinion that the soul is mortal. pie perception, I am willing that the gene- 

15. The action of the internal principle ral name of Monads and Entelechies shall 
which causes the change, or the passage suffice for those simple substances which 
from one perception to another, may be have nothing but perceptions, and that the 
called Appetition. It is true, the desire term souls shall be confined to those whose 
cannot always completely attain to every perceptions are more distinct, and accom- 
perception to which it tends, but it always panied by memory. 

attains to something thereof, and arrives 20. For we experience in ourselves a 

at new perceptions. state in which we remember nothing, and 



Mr. Boyle should not have found any diffi- 
culty in this admission, as he has done in 
his dictionary — Art. Rorarius. 

17. Besides, it must be confessed that 
Perception and its consequences are inex- 
plicable by mechanical causes — that is to 
say, by figures and motions. If we imag- 
ine a machine so constructed as to pro- 
duce thought, sensation, perception, we 
may conceive it magnified — the same pro- 
portions being preserved — to such an ex- 
tent that one might enter it like a mill. 
This being supposed, we should find in it on 
inspection only pieces which impel each 
other, but nothing which can explain a 
perception. It is in the simple substance, 
therefore — not in the compound, or in 
machinery— that we must look for that 
phenomenon ; and in the simple substance 
we find nothing else — nothing, that is, but 
perceptions and their changes. Therein 
also, and therein only, consist all the inter- 
nal acts of simple substances. 

18. We might give the name of Entel- 
echies to all simple substances or created 
Monads, inasmuch as there is in them a 
certain completeness (perfection), {exovol 
to evreXec). There is a sufficiency (avTupiiEia) 
which makes them the sources of their own 
internal actions, and, as it were, incorpo- 
real automata. 

19. If we' choose to give the name of 
soul to all that has perceptions and de- 
sires, in the general sense which I have 
just indicated, all simple substances or 
created Monads may be called souls. But 
as sentiment is something more than sim- 



16. We experience in ourselves the fast 
of multitude in the simple substance, when 
we find that the least thought of which we 
are conscious includes a variety in its ob- 
ject. Accordingly, all who admit that the 
soul is a simple substance, are bound to 
admit this multitude in the Monad, and 



have no distinct perception, as when we 
are in a swoon or in a profound and 
dreamless sleep. In this state the soul 
does not differ sensibly from a simple 
Monad ; but since this state is not perma- 
nent, and since the soul delivers herself 
from it, she is something more. 



The Monadology. 



131 



21. And it does not by any means fol- 
low, in that case, that the simple sub- 
stance is without perception : that, indeed, 
is impossible, for the reasons given above; 
for it cannot perish, neither can it subsist 
without affection of some kind, which is 
nothing else than its perception. But 
where there is a great number of minute 
perceptions, and where nothing is distinct, 
one is stunned, as when we turn round and 
round in continual succession in the same 
direction; whence arises a vertigo, which 
may cause us to faint, and which prevents 
us from distinguishing anything. And 
possibly death may produce this state for 
a time in animals. 

22. A-nd as every present condition of a 
simple substance is a natural consequence 
of its antecedent condition, so its present 
is big with its future. 

23. Then, as on awaking from a state of 
stupor, we become conscious of our per- 
ceptions, we must have had perceptions, 
although unconscious of them, immedi- 
ately before awaking. For each percep- 
tion can have no other natural origin but 
an antecedent perception, as every motion 
must be derived from one which preceded 
it. 

24. Thus it appears that if there were 
no distinction — no relief, so to speak — no 
enhanced flavor in our perceptions, we 
should continue forever in a state of stu- 
por ; and this is the condition of the naked 
Monad. 

25. And so we see that nature has given 
to animals enhanced perceptions, by the 
care which she has taken to furnish them 
with organs which collect many rays of 
light and many undulations of air, in- 
creasing their efficacy by their union. 
There is something approaching to this in 
odor, in taste, in touch, and perhaps in a 
multitude of other senses of which we 
have no knowledge. I shall presently ex- 
plain how that which passes in the soul 
represents that which takes place in the 
organs. 

26. Memory gives to the soul a kind of 
consecutive action which imitates reason, 
but must be distinguished from it. AVe 
observe that animals, having a perception 
of something which strikes them, and of 



which they have pri viously had a similar 
perception, expect, through the represen- 
tation of their memory, the recurrence of 
that which was associated with it in their 
previous perception, and incline to the 
same feelings which they then had. For 
example, when we show dogs the cane, 
they remember the pain which it caused 
them, and whine and run. 

27. And the lively imagination, which 
strikes and excites them, arises from the 
magnitude or the multitude of their pre- 
vious perceptions. For often a powerful 
impression produces suddenly the effect of 
long habit, or of moderate perceptions 
often repeated! 

28. In men as in brutes, the consecutive- 
ness of their perceptions is due to the 
principle of memory — like empirics in 
medicine, who have only practice without 
theory. And we are mere empirics in 
three-fourths of our acts. For example, 
when we expect that the sun will rise to- 
morrow, we judge so empirically, because 
it has always risen hitherto. Only the as- 
tronomer judges by an act of reason. 

29. But the cognition of necessary and 
eternal truths is that which distinguishes 
us from mere animals. It is this which 
gives us Reason and Science, and raises 
hs to the knowledge of ourselves and of 
God : and it is this in us which we call a 
reasonable soul or spirit. 

30. It is also by the cognition of neces- 
sary truths, and by their abstractions, that 
we rise to acts of reflection, which give us 
the idea of that which, calls itself " I," 
and which lead us to consider that this or 
that is in us. And thus, while thinking of 
ourselves, we think of Being, of substance, 
simple or compound, of the immaterial, 
and of God himself. We conceive that 
that wL ; ch in us is limited, is in him with- 
out limit. And these reflective acts fur- 
nish the principal objects of our reason- 
ings. 

31. Our reasonings arc founded on two 
great principles, that of "Contradiction," 
by virtue of which we judge that to bo 
false which involves contradiction, and 
that to be true which is opposed to, or 
which contradicts the false. 

32. And that of the "Sufficient Reason," 



132 



The Monadology. 



by virtue of which we judge that no fact 
can be real or existent, no statement true, 
unless there be a sufficient reason why it is 
thus, and not otherwise, although these 
reasons very often cannot be known to us. 

33. There are also two sorts of truths — 
those of reasoning and those of fact. 
Truths of reasoning are necessary, and 
their opposite is impossible ; those of fact 
are contingent, and their opposite is possi- 
ble. When a truth is necessary, we may 
discover the reason of it by analysis, re- 
solving it into simpler ideas and truths, 
until we arrive at those which are ulti- 
mate.* 

34. It is thus that mathematicians by 
analysis reduce speculative theorems and 
practical canons to definitions, axioms and 
postulates. 

35. And finally, there are simple ideas 
of which no definition can be given ; there 
are also axioms and postulates, — in one 
word, ultimate * principles, which cannot 
and need not be proved. And these are 
"Identical Propositions," of which the op- 
posite contains an express contradiction. 

36. But there must also be a sufficient 
reason for truths contingent, or truths of 
fact — that is, for the series of things dif- 
fused through the universe of creatures — 
or else the process of resolving into partic- 
ular reasons might run into a detail with- 
out bounds, on account of the immense 
variety of the things of nature, and of the 
infinite division of bodies. There is an 
infinity of figures and of movements, pres- 
ent and past, which enter into the efficient 
cause of my present writing ; and there is 
an infinity of minute inclinations and dis- 
positions of my soul, present and past, 
which enter into the final cause of it. 

37. And as all this detail only involves 
other anterior or more detailed contingen- 
cies, each one of which again requires a 
similar analysis in order to account for it, 
we have made no advance, and the suffi- 
cient or final reason must be outside of 
the series of this detail of contingencies,! 
endless as it may be. 

38. And thus the final reason of things 
must be found in a necessary Substance, in 



which the detail of changes exists emi- 
nently as their source. And this is that 
which we call God. 

39. Now this Substance being a sufficient 
reason of all this detail, which also is ev- 
erywhere linked together, there is but one 
God, and this God suffices. 

40. We may also conclude that this su- 
preme Substance, which is Only,J Univer- 
sal, and Necessary — having nothing out- 
side of it which is independent of it, and 
being a simple series of possible beings — 
must be incapable of limits, and must con- 
tain as much of reality as is possible. 

41. AVhence it follows that God is 
perfect, perfection being nothing but 
the magnitude of positive reality taken 
exactly, setting aside the limits or bounds 
in that which is limited. And there, where 
there are no bounds, that is to say, in God, 
perfection is absolutely infinite. 

42. It follows also that the creatures 
have their perfections from the influence 
of God, but they have their imperfections 
from their proper nature, incapable of ex- 
isting without bounds; for it is by this 
that they are distinguished from God. 

43. It is true, moreover, that God is not 
only the source of existences, but also of 
essences, so far as real, or of that which 
is real in the possible; because the divine 
understanding is the region of eternal 
truths, or of the ideas on which they de- 
pend, and without Him there would be 
nothing real in the possibilities, and not 
only nothing existing, but also nothing 
possible. 

44. At the same time, if there be a real- 
ity in the essences or possibilities, or in 
the eternal truths, this reality must be 
founded in something existing and actual, 
consequently in the existence of the nec- 
essary Being, in whom essence includes 
existence, or with whom it is sufficient to 
be possible in order to be actual. 

45. Thus God alone (or the necessary 
Being) possesses this privilege, that he 
must exist if possible ; and since nothing 
can hinder the possibility of that which 
includes no bounds, no negation, and con- 
sequently no contradiction, that alone is 



* PHm'tiifs. 



t i. e., Accidental causes. 



t Unique. 



The Monadology. 



133 



sufficient to establish the existence of 
God a priori. We have likewise proved it 
by the reality of eternal truths. But we 
have also just proved it a posteriori by 
showing that, since contingent beings exist, 
they can have their ultimate and sufficient 
reason only in some necessary Being, who 
contains the reason of his existence in 
himself. 

46. Nevertheless, we must not suppose, 
with some, that eternal verities, being de- 
pendent upon God, are arbitrary, and de- 
pend upon his will, as Des Cartes, and 
afterward M. Poiret, appear to have con- 
ceived. This is true only of contingent 
truths, the principle of which is fitness, or 
the choice of the best; whereas necessary 
truths depend solely on His understanding, 
and are its internal object. 

47. Thus God alone is the primitive 
Unity, or the simple original substance of 
which all the created or derived Monads 
are the products; and they are generated, 
so to speak, by continual fulgurations of 
the Divinity, from moment to moment, 
bounded by the receptivity of the creature, 
of whose existence limitation is an essen- 
tial condition. 

48. In God is Power, which is the 
source of all; then Knowledge, which 
contains the detail of Ideas ; and, finally, 
Will, which generates changes or products 
according to the principle of optimism. 
And this answers to what, in created 
Monads, constitutes the subject or the 
basis, the perceptive and the appetitive 
faculty. But in God these attributes are 
absolutely infinite or perfect, and in the 
created Monads, or in the Entelechies (or 
perfectihabiis, as Hermolaus Barbaras 
translates this word), they are only imita- 
tions according to the measure of their 
perfection. 

49. The creature is said to act exter- 
nally, in so far as it possesses perfection, 
and to suffer from 'another (creature) so 
far as it is imperfect. So we ascribe ac- 
tion to the Monad, so far as it has distinct 
perceptions, and passion, so far as its per- 
ceptions are confused. 

50. And one creature is more perfect 
than another, in this: that we find in it 
that which serves to account a priori for 



what passes in the other ; and it is tli 
fore said to act upon the other. 

51. But in simple substances this is 
merely an ideal influence of one Munad 
upon another, which can pass into effect 
only by the intervention of God, i: 
much as in the ideas of God one .Monad 
has a right to demand that God, in regula- 
ting the rest from the commencement of 
things, shall have regard to it ; for since 
a created Monad can have no physical in- 
fluence on the interior of another, it is 
only by this means that one can bo de- 
pendent on another. 

52. And hence it is that actions and 
passions in creatures are mutual ; for Gi 1, 
comparing two simple substances, finds 
reasons in each which oblige him to ac- 
commodate the one to the other. Conse- 
quently that which is active in one view, 
is passive in another — active so far as 
what we clearly discern in it serves to ac- 
count for that which takes place in an- 
other, and passive so far as the reason of 
that which passes in it is found in that 
which is clearly discerned in another. 

53. Now, as in the ideas of God there is 
an infinity of possible worlds, and as only 
one can exist, there must be a sufficient 
reason for the choice of God, which deter- 
mines him to one rather than another. 

54. And this reason can be no other 
than fitness, derived from the different de- 
grees of perfection which these worlds 
contain, each possible world having a 
claim to exist according to the measure of 
perfection which it enfolds. 

55. And this is the cause of the exist- 
ence of that Best, which the wisdom of 
God discerns, which his goodness chooses, 
and his power effects. 

56. And this connection, or this accom- 
modation of all created thin- M5h, 
and of each to all, implies in each simple 
substance relations which express all the 
rest. Each, accordingly, is a living and 
perpetual mirror of the universe. 

57. And as the same city viewed from 
different sides appears quite different, and 
is perspectively multiplied, so, in the in- 
finite multitude of simple sub- 
there are given, as it were, so many differ- 
ent worlds which yet are only the perspec- 



134 



The Monadology. 



tives of a single one, according to the 
different points of view of each Monad. 

58. And this is the way to obtain the 
greatest possible variety with the greatest 
possible order — that is to say, the way to 
obtain the greatest possible perfection. 

59. Thus this hypothesis (which I may 
venture to pronounce demonstrated) is the 
only one which properly exhibits the great- 
ness of God. And this Mr. Boyle acknow- 
ledges, when in his dictionary (Art. Rora- 
rius) he objects to it. He is even disposed 
to think that I attribute too much to God, 
that I ascribe to him impossibilities ; but 
he can allege no reason for the impossibil- 
ity of this universal harmony, by which 
each substance expresses exactly the per- 
fections of all the rest through its rela- 
tions with them. 

60. We see, moreover, in that which I 
have just stated, the a priori reasons why 
things could not be other tlian they are. 
God, in ordering the whole, has respect to 
each part, and specifically to each Monad, 
whose nature being representative, is by 
nothing restrained from representing the 
whole of things, although, it is true, this 
representation must needs be confused, as 
it regards the detail of the universe, and 
can be distinct only in relation to a small 
part of things, that is, in relation to those 
which are nearest, or whose relations to 
any given Monad are greatest. Otherwise 
each Monad would be a divinity. The 
Monads are limited, not in the object, but 
in the mode of their knowledge of the 
object. They all tend confusedly to the 
infinite, to the whole ; but they are limited 
and distinguished by the degrees of dis- 
tinctness in their perceptions. 

61. And compounds symbolize in this 
with simples. For since the world is a 
plenum, and all matter connected, and as 
in a, plenum every movement has some ef- 
fect on distant bodies, in proportion to 
their distance, so that each body is affected 
not only by those in actual contact with it, 
and feels in some way all that happens to 
them, but also through their means is af- 
fected by others in contact with those by 
which it is immediately touched — it fol- 
lows that this communication extends to 
any distance. Consequently, each body 



feels all that passes in the universe, so 
that he who sees all, may read in each that 
which passes everywhere else, and even 
that which has been and shall be, discern- 
ing in the present that which is removed 
in time as well as in space. " 2v/im>6iei 
Jluvra," says Hippocrates. But each soul 
can read in itself only that which is dis- 
tinctly represented in it. It cannot unfold 
its laws at once, for they reach into the 
infinite. 

62. Thus, though every created Monad 
represents the entire universe, it repre- 
sents more distinctly the particular body 
to which it belongs, and whose Entelechy 
it is : and as this body expresses the en- 
tire universe, through the connection of 
all matter in a plenum, the soul represents 
also the entire universe in representing 
that body which especially belongs to it. 

63. The body belonging to a Monad, 
which is its Entelechy or soul, constitutes, 
with its Entelechy, what may be termed a 
living (thing), and, with its soul, what 
may be called an animal. And the body 
of a living being, or of an animal, is al- 
ways organic ; for every Monad, being a 
mirror of the universe, according to its 
fashion, and the universe being ar- 
ranged with perfect order, there must be 
the same order in the representative — that 
is, in the perceptions of the soul, and con- 
sequently of the body according to which 
the universe is represented in it. 

64. Thus each organic living body is a 
species of divine machine, or a natural 
automaton, infinitely surpassing all artificial 
automata. A machine made by human art 
is not a machine in all its parts. For ex- 
ample, the tooth of a brass wheel has parts 
or fragments which are not artificial to us ; 
they have nothing which marks the ma- 
chine in their relation to the use for which 
the wheel is designed ; but natural ma- 
chines — that is, living bodies — are still 
machines in their minutest parts, ad infi- 
nitum. This makes the difference between 
nature and art, that is to say, between the 
Divine art and ours. 

65. And the author of nature was able 
to exercise this divine and infinitely won- 
derful art, inasmuch as every portion of 
nature is not only infinitely divisible, as 



The Monadology. 



i:j;j 



the ancients knew, but is actually subdi- 
vided without end — each part into parts, 
of which each has its own movement. 
Otherwise, it would be impossible that 
each portion of matter should express the 
universe. 

66. Whence it appears that there is a 
world of creatures, of living ("things), of 
animals, of Entelechies, of souls, in the 
minutest portion of matter. 

67. Every particle of matter may be con- 
ceived as a garden of plants, or as a pond 
full of fishes. But each branch of each 
plant, each member of each animal, each 
drop of their humors, is in turn another 
such garden or pond. • 

68. .And although the earth and the air 
embraced between the plants in the gar- 
den, or the water between the fishes of the 
pond, are not themselves plant or fish, 
they nevertheless contain such, but mostly 
too minute for our perception. 

69. So there is no uncultured spot, no 
barrenness, no death in the universe — no 
chaos, no confusioD, except in appearance, 
as it might seem in a pond at a distance, 
in which one should see a confused mo- 
tion and swarming, so to speak, of the 
fishes of the pond, without distinguishing 
the fishes themselves. 

70. We see, then, that each living body 
has a governing Entelechy, which in ani- 
mals is the soul of the animal. But the 
members of this living body are full of 
other living bodies — plants, animals — 
each of which has its Entelechy, or regent 
soul. 

71. We must not, however, suppose — as 
some who misapprehended my thought 
have done — that each soul has a mass or 
portion of matter proper to itself, or for- 
ever united to it, and that it consequently 
possesses other inferior living existences, 
destined forever to its service. For all 
bodies are in a perpetual flux, like rivers. 
Their particles are continually coming and 
going. 

72. Thus the soul does not change its 
body except by degrees. It is never deprived 
at once of all its organs. There are often 
metamorphoses in animals, but never Me- 
tempsychosis — no transmigration of souls. 
Neither are there souls entirely separated 



(from bodies), nor genii without bodies. 
God alone is wholly without body. 

73. For which reason, also, there is 
never complete generation nor perfect 
death — strictly considered — consisting in 
the separation of the soul. That which we 
call generation, is development and accre- 
tion ; and that which we call death, is en- 
velopment and diminution. 

74. Philosophers have been much trou- 
bled about the origin of forms, of Entel- 
echies, or souls. But at the present day, 
when, by accurate investigations of plants, 
insects and animals, they have become 
aware that the organic bodies of nature 
are never produced from chaos or from pu- 
trefaction, but always from seed, in which 
undoubtedly there had been a preforma- 
tion ; it has been inferred that not only 
the organic body existed in that seed be- 
fore conception, but also a soul in that 
body — in one word, the animal itself — and 
that, by the act of conception, this animal 
is merely disposed to a grand transforma- 
tion, to become an animal of another spe- 
cies. We even see something approaching 
this, outside of generation, as when worms 
become flies, or when caterpillars become 
butterflies. 

75. Those animals, of which some are 
advanced to a higher grade, by means of 
conception, may be called spermatic; but 
those among them which remain in their 
kind — that is to say, the greater portion — 
are born, multiply, and are destroyed, like 
the larger animals, and only a small num- 
ber of the elect among them, pass to a 
grander theatre. 

76. But this is only half the truth. I 
have concluded that if the animal does not 
begin to be in the order of nature, it also 
does not cease to be in the order >>f nature, 
and that not only there is no generation, 
but 1.0 entire destruction — no death, strict- 
ly considered. And these aposterioti con- 
clusions, drawn from experience, accord 
perfectly with my principles deduced a pri- 
ori, as stated above. 

77. Thus we may Bay, not only that the 
soul (mirror of an indestructible universe) 
is indestructible, but also the animal itself, 
although its machine may often perish in 
part, and put off or put on organic spoils. 



138 



The Monadology. 



78. These principles have furnished ine 
with a natural explanation of the union, . 
or rather the conformity between the soul 
and the organized body. The soul follows 
its proper laws, and the body likewise fol- 
lows those which are proper to it, and they 
meet in virtue of the preestablished har- 
mony which exists between all substances, 
as representations of one and the same 
universe. 

79. Souls act according to the laws of 
final causes, by appetitions, means and 
ends ; bodies act according to the laws of 
efficient causes, or the laws of motion. 
And the two kingdoms, that of efficient 
causes and that of final causes, harmonize • 
with each other. 

80. Des Cartes perceived that souls com- 
municate no force to bodies, because the 
quantity of force in matter is always the 
same. Nevertheless, he believed that souls 
might change the direction of bodies. But 
this was because the world was at that 
time ignorant of the law of nature, which 
requires the conservation of the same total 
direction in matter. Had he known this, 
he would have hit upon my system of pre- 
established harmony. 

81. According to this system, bodies act 
as if there were no souls, and souls act as 
if there were no bodies ; and yet both act 
as though the one influenced the other. 

82. As to spirits, or rational souls, al- 
though I find that at bottom the same 
principle which I have stated — namely, 
that animals and souls begin with the 
world and end only with the world — holds 
with regard to all animals and living 
things, yet there is this peculiarity in ra- 
tional animals, that although their sper- 
matic animalcules, as such, have only 
ordinary or sensitive souls, yet as soon as 
those of them which are elected, so to 
speak, arrive by the act of conception at 
human nature, their sensitive souls are 
elevated to the rank of reason and to the 
prerogative of spirits. 

83. Among other differences which dis- 
tinguish spirits from ordinary souls, some 
of which have already been indicated, 
there is also this : that souls in general 
are living mirrors, or images of the uni- 
verse of creatures, but spirits are, further- 



more, images of Divinity itself, or of the 
Author of Nature, capable of cognizing 
the system of the universe, and of imitat- 
ing something of it by architectonic ex- 
periments, each spirit being, as it were, a 
little divinity in its own department. 

84. Hence spirits are able to enter into 
a kind of fellowship with God. In their 
view he is not merely what an inventor is 
to his machine (as God is in relation to 
other creatures), but also what a prince is 
to his subjects, and even what a father is 
to his children. 

85. Whence it is easy to conclude that 
the assembly of all spirits must constitute 
the City of God — that is to say, the most 
perfect state possible, under the most per- 
fect of monarchs. 

86. This City of God, this truly univer- 
sal monarchy, is a moral world within the 
natural; and it is the most exalted and the 
most divine among the works of God. It 
is in this that the glory of God most truly 
consists, which glory would be wanting if 
his greatness and his goodness were not 
recognized and admired by spirits. It is 
in relation to this Divine City that he pos- 
sesses, properly speaking, the attribute of 
goodness, whereas his wisdom and his 
power are everywhere manifest. 

87. As we have established above, a per- 
fect harmony between the two natural 
kingdoms — the one of efficient causes, the 
other of final causes — so it behooves us to 
notice here also a still further harmony 
between the physical kingdom of nature 
and the moral kingdom of grace — that is 
to say, between God considered as the 
architect of the machine of the universe, 
and God considered as monarch of the 
divine City of Spirits. 

88. This harmony makes all things con- 
duce to grace by natural methods. This 
globe, for example, must be destroyed and 
repaired by natural means, at such sea- 
sons as the government of spirits may re- 
quire, for the chastisement of some and 
the recompense of others. 

89. We may say, furthermore, that God 
as architect contains entirely God as legis- 
lator, and that accordingly sins must carry 
their punishment with them in the order 
of nature, by virtue even of the mechani- 



A Criticism of Philosophical Systems. 



137 



cal structure of things, and that good 
deeds in like manner will bring their re- 
compense, through their connection with 
bodies, although this cannot, and ou^ht 
not always to, take place on the spot. 

90. Finally, under this perfect govern- 
ment, there will be no good deed without 
its recompense, and no evil deed without 
its punishment, and all must redound to 
the advantage of the good — that is to say, 
of those who are not malcontents — in this 
great commonwealth, who confide in Prov- 
idence after having done their duty, and 
who worthily love and imitate the Author 
of all good, pleasing themselves with the 
contemplation of his perfections, follow- 
ing the nature of pure and genuine Love, 
which makes us blest in the happiness of 



the loved. In this spirit, the wise and 
good labor for that which appears to be 
conformed to the divine will, presumptive 
or antecedent, contented the while with nil 
that God brings to pass by his Becret will, 
consequent and decisive, — knowing that if 
we were sufficiently acquainted with the 
order of the universe we should find that 
it surpasses all the wishes of the wie 
and that it could not be made better than 
it is, not only for all in general, but for 
ourselves in particular, if we arc attached, 
as is fitting, to the Author of All, not only 
as the architect and efficient cause of our 
being, but also as our master and the final 
cause, who should be the whole aim of 
our volition, and who alone can make us 
blest. 



A CRITICISM OF PHILOSOPHICAL SYSTEMS. 

[Translated from the German of J. G. Fichte, by A. E. Kroeger.] 

[Xote. — The following completes Fichte's Second Introduction to the Science of Knowl- 
edge, or his Criticism of Philosophical Systems. In the first division of what follows, Fichte 
traces out his own transcendental standpoint in the Kantian Philosophy, and next proceeds, in 
the second division, to connect it with what was printed in our previous number, criticising 
without mercy the dogmatic standpoint. By the completion of this article, we have given to 
the readers of our Journal Fichte's own great Introductions to that Science of Knowledge, 
which is about to be made accessible to American readers through the publishing house of 
Messrs. Lippincott & Co., Philadelphia. Our readers are, therefore, especially prepared t" inter 
upon a study of Fichte's wonderful system, for none of these Introductions, as indeed none of 
Fichte's works of Science, have ever before been published in the English language. In a sub- 
sequent number we shall print Fichte's " Sun-clear Statement regarding the true nature of the 
Science of Knowledge," a masterly exhibition of the treatment of scientific subjects in a pop- 
ular form. We hope that all who have read, or will read these articles, will also enter upon a 
study of the great work which they are designed to prepare for ; the study is worth the pains. 
— Editor.] 



i. 

Jt is not the habit of the Science of 
Knowledge, nor of its author, to seek pro- 
tection under any authority whatever. The 
person who has first to see whether this 
doctrine agrees with the doctrine of some- 
body else before he is willing to be con- 
vinced by it, is not one whom this science 
calculates to convince, because the abso- 
lute self-activity and independent faith in 
himself which this science presupposes, is 
wanting in him. 

It was therefore quite a different motive 
than a desire to recommend his doctrines, 
which led the author of the Science of 
Knowledge to state that his doctrine was 
in perfect harmony with Kant's doctrine, 



and was indeed the very same. In this 
opinion he has been confirmed by the con- 
tinued elaboration of his system, which he 
was compelled to undertake. Neverthe- 
less, all others who pass for students of 
Kant's philosophy, and who have spoken 
on the subject— whether they were fii 
or opponents of the Science of Knowl* 
— have unanimously asserted the contrary ; 
and by their advice, even Kant himself, 
who ought certainly best to understand 
himself, asserts the contrary. If the au- 
thor of the Science of Knowl!." were 
disposed towards a certain manner of 
thinking, this would be welcome news to 
him. Moreover, since he con-idrs it no 
disgrace to have misunderstood Kant, and 

O 4 



138 



A Criticism of Philosophical Systems. 



foresees that to have misunderstood hirn 
will soon be considered no disgrace by gen- 
eral opinion, he ought surely not to hesi- 
tate to assume that disgrace, especially as 
it would confer upon him the honor of be- 
ing the first discoverer of a philosophy 
which will certainly become universal, and 
be productive of the most beneficial results 
for mankind. 

It is indeed scarcely explicable why 
friends and opponents of the Science of 
Knowledge so zealously contradict that as- 
sertion of its author, and why they so 
earnestly request him to prove it, although 
he never promised to do so, nay, expressly 
refused, since such a proof would rather 
belong to a future History of Philosophy 
than to a present representation of that 
system. The opponents of the Science of 
Knowledge in thus calling for a proof, are 
certainly not impelled by a tender regard 
for the fame of the author of that Science; 
and the friends of it might surely leave the 
subject alone, as I myself have no taste 
for such an honor, and seek the only honor 
which I know, in quite a different direction. 
Do they clamor for this proof in order to 
escape my charge, that they did not under- 
stand the writings of Kant ? But such an 
accusation from the lips of the author of 
the Science of Knowledge is surely no re- 
proach, since he confesses as loudly as pos- 
sible, that he also has not understood them, 
and that only after he had discovered in 
his own way the Science of Knowledge, 
did he find a correct and harmonious inter- 
pretation of Kant's writings. Indeed, that 
charge will soon cease to be a reproach 
from the lips of anybody. But perhaps 
this clamor is raised to escape the charge 
that they did not recognize their own doc- 
trine, so zealously defended by them, when 
it was placed before them in a different 
shape from their own. If this is the case, 
I should like to save them this reproach 
also, if there were not another interest, 
which to me appears higher than theirs, 
and to which their interest shall be sacri- 
ficed. The fact is, I do not wish to be con- 
sidered for one moment more than I am, 
nor to ascribe to myself a merit which I 
do not possess. 

I shall therefore, in all probability, be 



compelled to enter upon the proof which 
they so earnestly demand, and hence im- 
prove the opportunity at present offered 
to me. 

The Science of Knowledge starts, as we 
have just now seen, from an intellectual 
contemplation, from the absolute self-ac- 
tivity of the Ego. 

Now it would seem beyond a doubt, and 
evident to all the readers of Kant's wri- 
tings, that this man has declared himself 
on no subject more decisively, nay, I might 
say contemptuously, than in denying this 
power of an intellectual contemplation. 
This denial seems so thoroughly rooted in 
the Kantian System, that, after all the 
elaboration of his philosophy, which he 
has undertaken since * the appearance of 
the Critique of Pure Reason, and by means 
of which, as will be evident to any one, 
the propositions of that first work have re- 
ceived a far higher clearness and develop- 
ment than they originally possessed ; — he 
yet, in one of his latest works, feels con- 
strained to repeat those assertions with 
undiminished energy, and to show that the 
present style of philosophy, which treats 
all labor and exertion with contempt, as 
well as a most disastrous fanaticism, have 
resulted from the phantom of an intellec- 
tual contemplation. 

Is any further proof needed, that a Phi- 
losophy, which is based on the very thing 
so decidedly rejected by the Kantian Sys- 
t. in, must be precisely the opposite of that 
system, and must be moreover the very 
senseless and disastrous system, of which 
Kant speaks in that work of his? Per- 
haps, however, it might be well first to in- 
quire, whether the same word may not ex- 
press two utterly different conceptions in 
the two systems. In Kant's terminology, 
all contemplation is directed upon a Being 
(a permanent Remaining) ; and intellectual 
contemplation would thus signify in his 
system the immediate consciousness of a 
non-sensuous Being, or the immediate con- 
sciousness (through pure thinking) of the 
thing per se ; and hence a creation of the 



♦Critique of Practical Reason ; Critique of the Power 
of Judgment ; and Critique of a Pure Doctrine of Re- 
ligion.— Translator. 



A Criticism of Philosophical Systems. 



139 



thing per se through its conception, in become acquainted with the significance of 
nearly the same manner as the existence my terminology before proceeding to judge 

of God is demonstrated from the mere my system. 



conception of God ;— those who do so must 
look upon God's existence as a mere se- 
quence of their thinking. Now Kant's 
system — taking the direction it did take — 



My most estimahle friend, the Ri v. Mr. 
Schulz — to whom I had mad" known my 
indefinite idea of building up the whole 
Science of Philosophy on the pare Ego, 



/ 



may have considered it necessary in this long before I had thoroughly digested that 

idea, and whom I found less opposed to it 
than any one else — has a remarkable pas- 
sage on this subject. In bis review of 
Kant's Critique of Pure Reason, he says: 
" The pure, active self-consciousness, in 
which really every one's Ego consists, must 
not be confounded — for the very reason 
because it can and must teach us in 
an immediate manner — with the power 
of contemplation, and must not be made to 
involve the doctrine that we are in posses- 
sion of a super sensuous, inlcllecliu.l power 
of contemplation. For we call contempla- 
tion a representation, which is immediately 
related to an object. But pure self-con- 
sciousness is not representation, but is 
rather that which first makes a represent- 
ation to become really a representation.* 
If I say, C I represent something to myself,' 
it signifies just the same as if I said, ' I am 
conscious that I have a representation of 
this object.' " 

According to Mr. Scbulz, therefore, a 
representation is that whereof conscious- 
ness is possible. Now Mr. Schulz also 
speaks of pure self-consciousness. Un- 
doubtedly he knows whereof he speaks, 
and hence, as philosopher, he most truly 
has a representation of pure self-con- 
sciousness. It was not of this conscious- 
ness of the philosopher, however, that Mr. 
Schulz spoke, but of original conscious- 
ness ; and hence the significance of his 
assertion is this : Originally (i. c. in com- 
mon consciousness without philosophical 
reflection) mere self-consciousness docs 
not constitute full consciousness, but is 
merely a necessary compound, which 
makes full consciousness first possible. 
But is it not the same with sensuouB con- 
templation? Does sensuous contemplation 
constitute a consciousness, or is it not 
rather merely that whereby a representa- 
tion first becomes a representation? Con- 
templation without conception is confess- 



manner to keep the thing per se at a re 
spectful distance. But the Science of 
Knowledge has finished the thing per se in 
another manner; that Science knows it to 
be the completcst perversion of reason, a 
purely irrational conception. To that 

. science all being is necessarily sensuous, 
for it evolves the very conception of Being 
from the form of sensuousness. That 
science regards the intellectual contempla- 
tion of Kant's system as a phantasm, which 
vanishes the moment one attempts to think 
it, and which indeed is not worth a name 
at all. The intellectual contemplation, 
whereof the Science of Knowledge speaks, 
is not at all directed upon a Being, but 
upon an Activity ; and Kant does not even 
designate it, (unless you wish to take the 
expression "Pure apperception" for such 
a designation). Nevertheless, it can be 
clearly shown where in Kant's System it 
ought to have been mentioned. I hope 

! that the categorical imperative of Kant 
occurs in consciousness, according to his 
System. Now what sort of consciousness 
is this of the categorical imperative ? This 
question Kant never proposed to himself, 
because he never treated of the basis of all 
Philosophy. In his Critique oj Pure Rea- 
son he treated only of theoretical Philoso- 
phy, and could therefore not introduce the 
categorical imperative ; in his Critique of 
Practical Reason, he treated only of prac- 
tical Philosophy, wherein the question con- 
cerning the manner of consciousness could 
not arise. 

This consciousness is doubtless an im- 
mediate, but no sensuous consciousness — 
hence exactly what I call intellectual con- 
templation. Now, since we have no class- 
ical author in Philosophy, I give it the 
latter name, with the same right with 
which Kant gives it to something else, 
which is a mere nothing ; and with the 
same right I insist that people ought first to 



140 



A Criticism of Philosophical Systems. 



edly blind. How, then, can Mr. Schulz 
call (sensuous) contemplation (excluding 
from it self-consciousness) representation ? 
From the standpoint of the philosopher, 
as we have just seen, self-consciousness is 
equally representation ; from the stand- 
point of original contemplation, sensuous 
contemplation is equally not representa- 
tion. Or does the conception constitute a 
representation? The conception without 
contemplation is confessedly empty. In 
truth, self-consciousness, sensuous con- 
templation, and conception, are, in their 
isolated separateness, not representations 
— they are only that through which repre- 
sentations become possible. » According to 
Kant, to Schulz, and to myself, a com- 
plete representation contains a threefold : 
1st. That whereby the representation re- 
lates itself to an object, and becomes the 
representative of a Something — and this 
we unanimously call the sensuous contem- 
plation (even if I am myself the object of 
my representation, it is by virtue of a sen- 
suous contemplation, for then I become to 
myself a permanent in time) ; 2d. That 
through which the representation relates 
itself to the subject, and becomes my rep- 
resentation ; this I also call contempla- 
tion (but intellectual contemplation), be- 
cause it-has the same relation to the com- 
plete representation which the sensuous 
contemplation has ; but Kant and Schulz 
do not want it called so; and, 3d. That 
through which both are united, and only 
in this union become representation ; and 
this we again unanimously call conception. 
But to state it tersely : what is really 
the Science of Knowledge in two words ? 
It is this : Reason is absolutely self-de- 
termined; Reason is only for Reason; but 
for Reason there is also nothing but Rea- 
son. Hence, everything, which Reason is, 
must be grounded in itself, and out of it- 
self, but not in or out of another — some 
external other, which it could never grasp 
without giving up itself. In short, the 
Science of Knowledge is transcendental 
idealism. Again, what is the content of 
the Kantian system in two words? I con- 
fess that I cannot conceive it possible how 
any one can understand even one sentence 
of Kant, and harmonize it with others, ex- 



cept on the same presupposition which the 
Science of Knowledge has just asserted. 
I believe that that presupposition is the 
everlasting refrain of his system ; and I 
confess that one of the reasons why I re- 
fused to prove the agreement of the 
Science of Knowledge with Kant's system 
was this: It appeared to me somewhat too 
ridiculous and too tedious to show up the 
forest by pointing out the several trees in 
it. 

I will cite here one chief passage from 
Kant. He says: "The highest principle 
of the possibility of all contemplation in 
relation to the understanding is this : that 
all the manifold be subject to the condi- 
tions of the original unity of appercep- 
tion." That is to say, in other words, 
"That something which is contemplated 
be also thought, is only possible on condi- 
tion that the possibility of the original 
unity of apperception can coexist with it." 
Now since, according to Kant, contempla- 
tion also is possible only on condition that 
it be thought and comprehended — other- 
wise it would remain blind — and since 
contemplation itself is thus subject to the 
conditions of the possibility of thinking — 
it follows that, according to Kant, not 
only Thinking immediately, but by the 
mediation of thinking, contemplation also ? 
and hence all consciousness, is subject to 
the conditions of the original unity of ap- 
perception. 

Now, what is this condition ? It is true, 
Kant speaks of conditions, but he states 
only one as a fundamental condition. 
What is this condition of the original 
unity of apperception ? It is this (see § 16 
of the Critique of Pure Reason), ''that my 
representations can be accompanied by the 
( I think'" — the word "J" alone is itali- 
cised by Kant, and this is somewhat impor- 
tant ; that is to say, I am the thinking in 
this thinking. 

Of what "I" does Kant speak here? 
Perhaps of the Ego, which his followers 
quietly heap together by a manifold of 
representations, in no single one of which 
it was, but in all of which collectively it 
now is said to be. Then the words of 
Kant would signify this : I, who think D, 
am the same I who thought A, B and C, 



A Criticism of Philosophical Systems. 



Ml 



and it is only through the thinking of my 
manifold thinking, that I first became 1 to 
myself— that is to say, the identical in the 
manifold ? In that case Kant would have 
been just such a pitiable tattler as these 
Kantians; for in that case the possibility 
of all thinking would be conditioned, ac- 
cording to him, by another thinking, and 
by the thinking of this thinking; and I 
should like to know how we could ever ar- 
rive at a thinking. 

But, instead of tracing the consequences 
of Kant's statement, I merely intended to 
cite his own words. He says again : "This 
representation, '/think,' is an act of spon- 
taneity, i. e. it cannot be considered as be- 
longing to Jsensuonsness." (I add : and 
hence, also, not to inner sensuousness, to 
which the above described identity of con- 
sciousness most certainly does belong.) 
Kant continues : " I call it pure appercep- 
tion, in order to distinguish it from the 
empirical (just described) apperception, 
and because it is that self-consciousness, 
which, in producing the representation 'I 
think' — which must accompany all other 
representations, and is in all consciousness 
one and the same — can itself be accompa- 
nied by no other representation." 

Here the character of pure self-con- 
sciousness is surely clearly enough de- 
scribed. It is in all consciousness the 
same — hence undeterminable by any acci- 
dent of consciousness : in it the E<xo 
is only determined through itself, and is 
thus absolutely determined. It is also 
clear here, that Kant could not have un- 
derstood this pure apperception to mean 
the consciousness of our individuality, nor 
could he have taken the latter for the 
former ; for the consciousness of my indi- 
viduality, as an I, is necessarily condi- 
tioned by, and only possible through, the 
consciousness of another individuality, a 
Thou. 
Hence we discover in Kant's writings 



consciousness is conditioned by the possi- 
bility of the pure Ego, or by pure self- 

consciousness, just as the Science of Knowl- 
edge holds. In thinking, the conditioning 
is made the prior of the conditioned— for 
this is the significance of that relation ; 
and thus it appears that, according to Kant, 
a systematic deduction of all conscious- 
ness, or, which is the same, a System of 
Philosophy, must proceed from the pure 
Ego, just as the Science of Knowledge 
proceeds ; and Kant himself has thus sug- 
gested the idea of such a Science. 

But some one might wish to weaken this 
argument by the following distinction : It 
is one thing to condition, and another to 
determine. 

According to Kant, all consciousness is 
only conditioned by self-consciousness ; • 
i. e. the content of that consciousness may 
have its ground in something else than 
self-consciousness; provided the results of 
that grounding do not contradict the con- 
ditions of self-consciousness ; those re- 
sults need not proceed from self-conscious- | 
ness, provided they do not cancel its pos- 
sibility. 

But, according to the Science of Knowl- 
edge, all consciousness is determined/* 
through self-consciousness ; i. c. every- 
thing which occui's in consciousness is 
grounded, given and pjoduxed by the con- 
ditions of self-consciousness, and a ground 
of the same in something other than self- 
consciousness does not exist at all. 

Now, to meet this argument, I must show 
that in the present case the determinatcness 
follows immediately from the conditioned- 
ness, and that, therefore, the distinction 
drawn between both is not valid in this in- 
stance. Whosoever says, "All conscious- 
ousness is conditioned by the possibility 
of self consciousness, and as such I now 
propose to consider it," knows in this his 
investigation, nothing more concerning 
consciousness, and abstracts from evory- 



the conception of the pure Ego exactly as thing he may believe, further to know 
the Science of Knowledge has described it, concerning it. He deduces what is required 



and completely determined. Again, in 
what relation does Kant, in the above pas- 
sage, place this pure Ego to all conscious- 
ness ? As conditioning the same. Hence, 
according to Kant, the possibility of all 



from the asserted principle, and only what 
he thus has deduced as consciousness is 
for him consciousness, and everything 
is and remains nothing. Thus the d.-riva- 
bility from self-consciousness determines 



142 



A Criticism of Philosophical Systems. 



for hira the extent of that which he holds 
to be consciousness, because he starts from 
the presupposition that all consciousness 
is conditioned by the possibility of self- 
consciousness. 

Now I know very well that Kant has by 
no means built up such a system ; for if he 
had, the author of the Science of Knowl- 
edge would not have undertaken that work, 
but would have elmsen another branch of ' 
I human knowledge for his field. I know 
that he has by no means proven his cate- 
gories to be conditions of self-conscious- 
ness ; I know that he has simply asserted 
them so to be; that he has still less de- 
duced time and space, and that which in 
original consciousness is inseparable from 
them — the matter which fills time and space 
— as such conditions ; since of these he has 
not even expressly stated, as he has done 
in the case of the categories, that they are 
such conditions. But I believe I know 
quite as well that Kant has thought such 
a system ; that all his writings and utter- 
ances are fragments and results of this 
system, and that his assertions get mean- 
ing and intention only through this presup- 
position. Whether he did not himself think 
this system with sufficient clearness and 
definiteness to enable him to utter it for 
others; or whether he did, indeed, think 
it thus clearly and merely did not want so 
to utter it, as some remarks would seem to 
indicate, might, it seems to me, be left un- 
decided ; at least somebody else must in- 
vestigate this matter, for I have never as- 
serted anything on this point.* But, how- 
ever such an investigation may result, this 
merit surely belongs altogether to the great 
man ; that he first Of all consciously sepa- 

* For instance — Critique of Pure Reason, p. 
108: "I purposely pass by the definition of 
these categories, although 1 may be in possession 
of it." Now, these categories can be defined, 
each by its determined relation to the possi- 
bility of self consciousness, and whoever is in 
possession of these definitions, is necessarily 
possessed of the Science of Knowledge. Again, 
p. 109: "In a system of pure reason this defini- 
tion might justly be required of me, but in the 
present work they would only obscure the 
main point." Here he clearly opposes two 
systems to each other — the Si/stem of Pure Rea- 
son and the "present work," i. e. the Critique 
of Pure Reason — and the latter is said not to be 
the former. 



rated philosophy from external objects, 
and led that science into the Self. This is 
the spirit and the inmost soul of all his 
philosophy, and this also is the spirit and 
soul of the Science of Knowledge. 

I am reminded of a chief distinction 
which is said to exist between the Science 
of Knowledge and Kant's system, and a 
distinction which but recently has been 
again insisted upon by a man who is justly 
supposed to have understood Kant, and 
who has shown that he also has understood 
the Science of Knowledge. This man is 
Reinhold, who, in a late essay, in endeav- 
oring to prove that I have done injustice 
to myself, and to other 1 successful' students 
of Kant's writings — in stating what I have 
just now reiterated and proved, i. e. that 
Kant's system and the Science of Knowl- 
edge are the same — proceeds to remark : 
"The ground of our assertion, that there 
is an external something corresponding to 
our representations, is most certainly held 
by the Critique of Pure Reason to be con- 
tained in the Ego ; but only in so far as cm- 
pirical knowledge (experience) has taken 
place in the Ego as a fact; that is to say, 
the Critique of Pure Reason holds that this 
empirical knowledge has its ground in the 
pure Ego only in relation to its transcend- 
ental content, which is the form of that 
knowledge ; but in regard to its empirical 
content, which gives that knowledge ob- 
jective validity, it is grounded in the Ego 
through a something ivhich is not the Ego. 
Now, a scientific form of philosophy was 
not possible so long as that something, 
which is not Ego, was looked for outside 
of the Ego as ground of the objective re- 
ality of the transcendental content of the 
Ego"." 

Thus Reinhold. I have not convinced 
my readers, or demonstrated my proof, 
until I have met this objection. 

The (purely historical) question is this : 
Has Kant really placed the ground of ex- 
perience (in its empirical content) in a 
something different from the Ego? 

I know very well that all the Kantians, 
except Mr. Beck, whose work appeared 
after the publication of the Science of 
Knowledge, have really understood Kant 
to say this. Nay, the last interpreter of 






A Criticism of Philosophical Systems. 



143 



Kant, Mr. Schulz, -whom Kant himself has 
endorsed, thus interprets him. How often 
does Mr. Schulz admit that the objective 
ground of the appearances is contained in 
something which is a thing in itself, &c, 
&c. We have just seen how Reinhold also 
interprets Kant. 

Now it may seem presumptuous for one 
man to arise and say : " Up to this moment, 
amongst a number of worthy scholars who 
have devoted their time and energies to 
the interpretation of a certain book, not a 
single one has understood that book other- 
wise than utterly falsely ; they all have dis- 
covered in that system the very doctrine 
which it refutes — dogmatism, instead of 
transcendental idealism; and I alone un- 
derstand it rightly" Yet this presumption 
might be but seemingly so ; for it is to be 
hoped that other persons will adopt that 
one man's views, and that, therefore, he 
will not always stand alone. There are 
other reasons why it is not very presump- 
tuous to contradict the whole number of 
Kantians, but I will not mention them 
here. 

But what is most curious in this matter 
is this — the discovery that Kant did not 
intend to speak of a something different 
from the Ego, is by no means a new one. 
For ten years everybody could read the 
most thorough and complete proof of it 
in Jacobi's "Idealism and Realism," and 
in his "Transcendental Idealism." In 
those works Jacobi has put together the 
most evident and decisive passages from 
Kant's writings on this subject, in Kant's 
own words. I do not like to do again 
what has once been done, and cannot 
be done better; and I refer my readers 
with the more pleasure to those works, as 
they, like all philosophical writings of 
Jacobi, may be even yet of advantage to 
them. 

A few questions, however, I propose to 
address to those interpreters of Kant. 
Tell me, how far does the applicability of 
the categories extend, according to Kant, 
particularly of the category of causality ? 
Clearly only to the field of appearances, 
and hence only to that which is already 
in us and for us. But in what manner do 
we then come to accept a something differ- 



ent from the Ego, as the ground of tho 
empirical content of Knowledge? I an- 
swer : only by drawing a conclusion from 
the grounded to the ground : h snee by ap- 
plying the category of causality. Thus, 
indeed, Kant himself discovers it to be, 
and hence rejects the assumption of things, 
Sfc, Sfc, outside of us. But his interpret- 
ers make him forget for the present in- 
stance the validity of categories generally, 
and make him arrive, by a bold leap, from 
the world of appearances to the thin.' per 
se outside of us. Now, how do these in- 
terpreters justify this inconsequence? 

Kant evidently speaks of a thing perse. 
But Avhat is this thing to him ? A noume- 
non, as we can find in many passages <>f his 
writings. Reinhold and Schulz also hold 
it to be a noumenon. Now, what is a nou- 
menon? According to Kant, to Reinhold, 
and Schulz, a something, which our think- 
ing — by laws to be shown up, and which 
Kant has shown up — adds to the appear- 
ance, and which must so be added in 
thought;* which, therefore, is produced 
only through our thinking ; not, however, 
through our free, but through a necessary 
thinking, which is only/or uur thinking — 
for us thinking beings. 

But what do those interpreters make of 
this noumenon or thing in itself?. The 
thought of this thing in itself is grounded 
in sensation, and sensation they again 
assert to be grounded in the thing in itself. 
Their globe rests on the great elephant, 
and the great elephant — rests on the globe. 
Their thing in itself, which is a mere 
thought, they say affects the Ego. 11 
they then forgotten their first speech, and 
is the thing, per se, which a moment ago 
was but a mere thought, now tamed into 
something more ? Or do they seriously 
mean to apply to a mere thought, the ex- 
clusive predicate of reality, i. e. causality ? 
And such teachings are put forth as the 

* Here is the corner stone of Kant's realism. 
I must think something as thing in itself, i. e. 
as independent of me, the empirical, whenever 
I occupy the standpoint of the empirical ; and 
because I must think so, I never lire.. me con- 
scious of this activity in my thinking, twee >i 
is not free. Only when l occupy the stand- 
point of philosophy can I draw the conch. 
that I am active in this thinking. 



144 



A Criticism of Philosophical Systems. 



astonishing discoveries of the great genius, 
who, with his torch, lights up the retro- 
grade philosophical century. J 

It is but too well known to me that the 
Kantianism of the Kantians is precisely 
the just described system — is really this 
monstrous composition of the most vulgar 
dogmatism, which allows things per se to 
make impressions upon us, and of the most 
decided idealism, which allows all being 
to be generated only through the thinking 
of the intelligence, and which knows noth- 
ing of any other sort of being. From what 
I am yet going to say on this subject, I 
except two men — Reinhold, because with 
a power of mind and a love of truth which 
do credit to his heart and head, he has 
abandoned this system, (which, however, 
he still holds to be the Kantian system, 
and I only disagree with him on this purely 
historical question,) and Schulz, because 
he has of late been silent on philosophical 
questions, which leaves it fair to assume 
that he has begun to doubt his former 
system. 

But concerning the others, it must be 
acknowledged by all who have still their 
inner sense sufficiently under control to 
be able to distinguish between being and 
' thinking and not to mix both together, 
4 that a system which thus mixes being 
i and thinking receives but too much 
honor if it is spoken of seriously. To be 
sure, very few men may be properly re- 
quired to overcome the natural tendency 
towards dogmatism sufficiently to lift 
themselves up to the free flight of Specu- 
lation. What was impossible for a man 
of overwhelming mental activity like 
Jacobi, how can it be expected of certain 
other men, whom I would rather not name ? 
But that these incurable dogmatists should 
have persuaded themselves that Kant's 
Critique of Pure Reason was food for them ; 
that they had the boldness to conclude — 
since Kant's writings had been praised 
(God may know by what chance !) in some 
celebrated journal — they might also now 
follow the fashion and become Kantians ; 
that since then, for years, they, in their 
intoxication, have be-written many a ream 
of valuable paper, without ever, in all this 
time, having come to their senses, or un- 



derstood but one period of all they have 
written ; that up to the present day, 
though they have been somewhat rudely 
shaken, they have not been able to rub the 
sleep out of their eyes, but rather prefer 
to beat and kick about them, in the hope 
of striking some of these unwelcome dis- 
turbers of their peace ; and that the Ger- 
man public, so desirous of acquiring 
knowledge, should have bought their 
blackened paper with avidity, and at- 
tempted to suck up the spirit of it — nay, 
should even, perhaps, have copied and re- 
copied these writings without ever clearly 
perceiving that there was no sense in 
them : all this will forever, in the annals 
of philosophy, remain the disgrace of our 
century, and our posterity will be able to 
explain these occurrences of our times 
only on the presupposition of a mental 
epidemic, which had taken hold of this 
age. 

But, will these interpreters reply : your 
argument is, after all — if we abstract from 
Jacobi's writings, which, to be sure, are 
rath'er hard to swallow, since they quote 
Kant's own words — no more than this : it 
is absurd ; hence Kant cannot have meant 
to say it. Now, if we admit the absurdity, 
as unfortunately we must, why, then, 
might not Kant have said these absurdi- 
ties, just as well as we others, amongst 
whom there are some, of whom you your- 
self confess the merits, and to whom you 
doubtless will not deny all sound under- 
standing? 

I reply : to be the inventor of a system is 
one thing, and to be his commentators and 
successors, another. What, in case of the 
latter, would not testify to an absolute want 
of sound sense, might certainly evince it in 
the former. The ground is this : the latter 
are not yet possessed of the idea of the 
whole— for if they Were so possessed, there 
would be no necessity for them to study 
the system : they are merely to construct 
it out of the parts which the inventor 
hands over to them ; and all these parts 
are, in their minds, not fully determined, 
rounded off, and made smooth, until they 
are united into a natural whole. Now, 
this construction of the parts may require 
some time, and during this time it may 



A Criticism of Philosophical Systems. 



145 



o«cur that these men determine some parts 
inaccurately, and hence place them in con- 
tradiction with the whole, of which they 
are not yet possessed. The discoverer of 
the idea of the whole, on the contrary, 
proceeds from this idea, in which all parts 
are united, and these parts he separately 
places before his readers, because only 
thus can he communicate the whole. The 
work of the former is a synthetizing of 
that which they do not yet possess, but are 
to obtain through the synthesis ; the work 
'• of the latter is an analyzing of that which 
- he already possesses. It is very possible 
that the former may not be aware of the 
contradiction in which the several parts 
stand to the whole which is to be com- 
posed of 'them, for they may not have got 
so far yet as to compare them. But it is 
quite certain that the latter, who proceed- 
ed from the composite, must have thought, 
or believed that he thought, the contradic- 
tion which is in the parts of his represent- 
ation — for he certainly at one time held all 
the parts together. It is not absurd to 
think dogmatism now, and in another mo- 
ment transcendental idealism ; for this we 
all do, and must do, if we wish to phil- 
osophize about both systems ; but it is ab- 
surd to think both systems as one. The 
interpreters of Kant's system do not neces- 
sarily think it thus as one ; but the author 
of that system must certainly have done 
so if his system was intended to effect 
such a union. 

Now, I, at least, am utterly incapable of 
believing such an absurdity on the part of 
any one who has his senses ; how, then, 
can I believe Kant to have been guilty of 
it ? Unless Kant, therefore, declares ex- 
pressly in so many words, that he deduces 
sensation from an impression of the thing, 
per se, or, to use his "own terminology, that 
sensation must be explained in philosophy, 
from a transcendental object ivhich exists 
outside of ws, I shall not believe what 
these interpreters tell us of Kant. But if 
he does make this declaration, I shall con- 
sider the Critique of Pure Reason rather as 
the result of the most marvellous accident 
than as the product of a mind. 

But, say our opponents, does not Kant 
state expressly that " The object is given 
10 



to us," and " that this is possible because 
the object affects us as in a certain man- 
ner," and " that there is a power of at- 
taining representations by the maimer in 
which objects affect us, which power is 
called sensuousness." Nay, Kant says even 
this : " How should our knowledge be 
awakened into exercise if it were not done 
by objects that touch aur s ens es and 
partly produce representations themselves, 
while partly putting our power of under- 
standing into motion, to compare, connect 
and separate these representations, and 
thus to form the raw material of our sen- 
suous impressions into a knowledge which 
is called experience." Well, these are 
probably all the passages which can be 
adduced by our opponents. Now, putting 
merely passages against passages, and 
words against words, and abstracting al- 
together from the idea of the whole, 
which I assume these interpreters never to 
have had, let me ask first, if these passages 
could really rot be united with iLunt's 
other frequently repeated statements, viz., 
that it is folly to speak of an impression 
produced upon us by an external tran- 
scendental object, — how did it happen 
that these interpreters preferred to sacri- 
fice the many statements, which assert a 
transcendental idealism, to these Jew pas- 
sages, which assert a dogmatism, than' 
vice versa? Doubtless because they did 
not attempt the study of Kant's wri ings 
with an impartial mind, but had their 
heads full of that dogmatism — whie'u con- 
stitutes their very being — as the only cor- 
rect system, which they assumed such a 
sensible man as Kant must necessarily 
also hold to be the only correct system ; 
and because they thus did not seek to be 
taught by Kant, but merely to be con- 
firmed by him in their old way of think- 
ing. 

But cannot these seemingly opposite 
statements be united? Kant speaks in. 
these passages of objects. What this word 
is to signify, we clearly must learn from 
Kant himself. He says: "It is the un- 
derstanding which adds the object to the 
appearance, by connecting the manifold 
of the appearance in one consciousness. 
When this is done, we say we know the 






146 



A Criticism of Philosophical Systems. 



object, for we have effected a synthetical 
unity in the manifold of the contempla- 
tion, and the conception of this unity is 
the representation of the object = X. But 
this X is not the transcendental object (i. e. 
the thing per se),j'or of that we know not 
even so much." 

What, then, is this object? That which 
the understanding adds to the appearance, 
a mere thought. Now, the object affects — 
i. e. something which is a mere thought 
affects. What does this mean ? If I hare 
but a spark of logic, it means simply : it 
affects in so far as it is ; hence it is only 
thought as affecting. Let as now see what 
Kant means when he speaks about the 
"power to obtain representations by the 
manner in which objects affect us." Since 
we only think the affection itself, we 
doubtless only think likewise that which is 
common to the affection. Or : if you posit 
an object with the thought that it has 
affected you, you think yourself in this 
case affected; and if you think that this 
occurs in respect to all the objects of your 
perception, you think yourself as liable to 
be aff'ected generally — or, in other words, 
you ascribe to yourself, through this your 
thinking, receptivity or sensuousness. 

But do we not thus assume, after all, 
affection to explain knowledge? Let me 
state the difference in one word : it is true, 
all our knowledge proceeds from an affec- 
tion, but not an affection through an ob- 
ject. This is Kant's doctrine, and that of 
the Science of Knowledge. As Mr. Beck 
has overlooked this important point, and 
as Reinhold does not call sufficient atten- 
tion to that which makes the positing of a 
non-Ego possible, I consider it proper to 
explain the matter in a few words. In 
doing so I shall use my own terminology, 
and not Kant's, because I naturally have 
my own more at my command. 

When I posit myself, I posit myself 
as a limited; in consequence of the con- 
templation of my self-positing, I am finite. 

This, my limitedness — since it is the 
condition which makes my self-positing 
possible — is an original limitedness. 
Somebody might wish to explain this still 
further, and either deduce the limitedness 
of myself as the reflected., from my neces- 



sary limitedness as the reflecting; which 
would result in the statement : I am finite 
to myself, because I can think only the 
finite; — or he might explain the limited- 
ness of the reflecting from that of the re- 
flected, which would result in the state- 
ment : I can think only the finite, because 
I am finite. Bnt such an explanation 
would explain nothing, for I am originally 
neither the reflecting nor the reflected, but 
both in their union ; which union I cannot 
think, it is true, because I separate, in 
thinking, the reflecting from the reflected. J 

All limitedness is, by its very concep- 
tion, a determined, and not a general lim- 
itedness. 

From the possibility of an Ego, we have 
thus deduced the necessity of a general 
limitedness of the Ego. But the determin- 
edness of this limitedness cannot be de- 
duced, since it is, as we have seen, that 
which conditions all Egoness. Here, • 
therefore, all deduction is at an end. v. 
This deierminedness appears as the abso- 
lutely accidental, and furnishes the mere- 
ly empirical of our knowledge. It is this 
determinedness, for instance, by virtue of 
which I am, amongst all possible rational 
beings, a man, and amongst all men this 
particular person, &c, &c. 

This, my limitation, in its determined- 
ness, manifests itself as a limitation of 
my practical power (here philosophy is 
therefore driven from the theoretical to 
the practical sphere) ; and the immediate 
perception of this limitation is a, feeling (I - 
prefer to use this word instead of Kant's 
" sensation," for feeling only becomes 
sensation by being related in thinking to 
an object) ; for instance, the feeling of 
sweet, red, cold, &c. 

To forget this original feeling, leads to 
a bottomless transcendental idealism, and 
to an incomplete philosophy, which cannot 
explain the simply sensible predicates of 
objects. Now, the endeavor to explain 
this original feeling from the causality of 
a something, is the dogmatism of the Kant- 
ians, which I have just shown up, and 
which they would like to put on Kant's 
shoulders. This, their something, is the 
everlasting thing per se. All transcenden- 
tal explanation, on the contrary, stops at 



A Criticism of Philosophical Systems. 



147 



the immediate feeling, from the reason 
just pointed out. It is true, the empirical 
Ego, which transcendental idealism ob- 
serves, explains this feeling to itself by 
the law, "No limitation without a limit- 
ing;" and thus, through contemplation of 
the limiting, produces extended matter, of 
which it now, as of its ground, predicates 
the merely subjective sensation of feel- 
ing; and it is only by virtue of this syn- 
thesis that the Ego makes itself an object. 
The continued analysis and the continued 
explanation of its own condition, give to 
the Ego its own system of a universe; and 
the observation of the laws of this expla- 
nation gives to the philosopher his science. 
It is here that Kant's Realism is based, but 
his Realism is a transcendental idealism. 

This whole determinedness, and hence 
also the total of feelings which it makes 
possible, is to be regarded as a priori — 
i. e. absolutely, without any action of 
our own — determined. It is Kant's recep- 
tivity, and a particular of this receptivity 
is an affection. Without it, consciousness 
is unexplainable. 

There is no doubt that it is an immedi- 
ate fact of consciousness — I feel myself 
thus or thus determined. Now, when the 
oft-lauded philosophers attempt to explain 
this feeling, is it not clear that they at- 
tempt to append something to it which is 
not immediately involved in the fact? and 
how can they do this, except through 
thinking, and through a thinking according 
to a category, which category is here that 
of the real ground? Now, if they have 
not an immediate contemplation of the 
thing per ce and its relations, what else 
can they possibly know of this category, 
but that they are compelled to think ac- 
cording to it ? They assert nothing but 
that they are compelled to add in thought 
a thing as the ground of this feeling. But 
this we cheerfully admit in regard, to the 
standpoint which they occupy. Their 
thing is produced by their thinking; and 
now it is at the same time to be a thing 
per se, i. e. not produced by thinking. 

I really do not comprehend them ; I can 
neither think this thought, nor think an 
understanding which does think it; and 



by this declaration, I hope I have done 
with them forever. 

VII. 

Having finished this digression, we now 
return to our original intention, which 
was to describe the procedure of the Sci- 
ence of Knowledge, and to justify it 
against the attacks of certain philosophers. 
We said, the philosopher observes himself 
in the act whereby he constructs for him- 
self the conception of himself; and we 
now add, he also thinks this act of his. 

For the philosopher, doubtless, knows 
whereof he speaks ; but a mere contempla- 
tion gives no consciousness ; only that is 
known which is conceived and thought. 
This conception or comprehension of his 
activity is very well possible for the phil- 
osopher, since he is already in possession 
of experience; for he has a conception of 
activity in general, and as such, namely, % 
as the opposite of the equally well known 
conception of Being; and he also has a 
conception of this particular activity, as 
that of an intelligence, i. e. as simply an 
ideal activity, and not the real causality of 
the practical Ego ; and moreover, a con- 
ception of the peculiar character of this 
particular activity as an in itself returning 
activity, and not an activity directed upon 
an external object. 

But here as well as everywhere it is to 
be well remembered that the contempla- 
tion is and remains the basis of the con- 
ception, i. e. of that which is conceived in 
the conception. We cannot absolutely cre- 
ate or produce bv thinking; we can only 
think that which is immediately contem- 
plated by us. A thinking, which has no 
contemplation for its basis, which does not 
embrace a contemplation entertained in 
the ame undivided moment, is an empty 
thinking, or is really no thinking at all. 
At the utmost it may be the thinking of a 
mere sign of the conception, and if this 
sign is a word, as seems likely, the mere 
thoughtless utterance of this word. I de- 
termine my contemplation by the thinking 
of an opposite; this and nothing else is 
the meaning of the expression— I compre- 
hend the contemplation. 



148 



A Criticism of Philosophical Systems. 



Through thinking, the activity, which 
the philosopher thinks, becomes objective 
to him, i. e. it floats before him, in so far as 
he thinks it, as something which checks 
or limits the freedom (the undetermined- 
ness) of his thinking. This is the true 
and original significance of objectivity. 
As certain as I think, I think a determined 
something ; or, in other words, the freedom 
of my thinking, which might have been di- 
rected upon an infinite manifold of objects, 
is now, when I think, only directed upon 
that limited sphere of my thinking which 
the present object fills. It is limited to 
this sphere. / restrict myself with free- 
dom to this sphere, if I contemplate my- 
self in the doing of it. I am restricted by 
this sphere, if I contemplate only the object 
and forget myself, as is universally done 
on the standpoint of common thinking. 
What I have just now said is intended to 
correct the following objections and mis- 
understandings. 

All thinking is necessarily directed upon 
a being, say some. Now the Ego of the 
Science of Knowledge is not to have beiny;: 
hence it is unthinkable, and the whole 
Science, which is built upon such a con- 
tradiction, is null and void. 

Let me be permitted to make a prelimi- 
nary remark concerning the spirit which 
prompts this objection. When the wise 
men, who urge it, take the conception of 
the Ego as determined in the Science of 
Knowledge, and examine it by the rules of 
their logic, they doubtless think that con- 
ception, for how else could they compare 
and relate it to something else ? If they 
really could not think it, they would not 
be able to say a word about it, and it 
would remain altogether unknown to them. 
But they have really, as we see, happily 
achieved the thinking of it, and so must 
be able to think it. Yet, because accord- 
ing to their traditional and misconceived 
rules, they ought to have been unable to 
think it, they would now rather deny the 
possibility of an act, while doing it, than 
give up their rule; they would believe 
an old book rather than their own con- 
sciousness. How little can these men be 
aware of what they really do ! How me- 



chanically, and without any inner atten- 
tion and spirit, must they produce their 
philosophical specimens ! Master Jourdajn 
after all was willing to believe that he had 
spoken prose all his lifetime, without 
knowing it, though it did appear rather 
curious ; but these men, if they had been 
in his place, would have proven in the 
most beautiful prose that they could not 
speak prose, since they did not possess 
the rules of speaking prose, and since the 
conditions of the possibility of a thing 
must always precede its reality. Nay, if 
critical idealism should continue to be a 
burden to them, it is to be expected that 
they will next go to Aristotle for advice as 
to whether they really live, or are already 
dead and buried. By doubting the pos- 
sibility of ever becoming conscious of their 
freedom and Egoness, they are covertly 
already doubting this very point. 

Their objection might therefore be sum- 
marily put aside, since it contradicts, and 
thus annihilates itself. But let us see 
where the real ground of the misunder- 
standing may be concealed. 

All thinking necessarily proceeds from 
a being, say they. Now what does this 
mean ? If it is to mean what we have just 
shown up, namely, that there is in all 
thinking a thought, an object of the. think- 
ing, to which this particular thinking con- 
fines itself, and by which it seems to be 
limited, then their premise must undoubt- 
edly be admitted; and it is not the Sci- 
ence of Knowledge which is going to deny 
it. This objectivity for the mere thinking 
does doubtless also belong to the Ego, 
from which the Science of Knowledge pro- 
ceeds ; or, which means the same, to the 
act whereby the Ego constructs itself for 
itself. But it is only through thinking 
and only for thinking that it has this ob- 
jectivity ; it is merely an ideal being. 

If, however, the being, of their above 
assertion, is to mean not a mere ideal, but 
a real being, i. e. a something, limiting 
not only the ideal, but also the actually 
productive, the practical activity of the 
Ego — that is to say, a something perma- 
nent in time and persistent in space — then 
that assertion of theirs is unwarranted. 



A Criticism of Philosophical Systems. 



140 



If it were correct, no science of philoso- But our opponents claim that they do not 

pay were possible, for the conception of make their assertion without all proof; 



they want to prove it by logic, and, if God 
is willing, by the logical proposition of 
contradiction. 

If there is anytbing which clearly shows 
the lamentable condition of philosophy as 
a science in these our days, it is that such 
occurrences can take place. If anybody 
were to speak about mathematics, natural 
sciences, or any other science, in a manner 
which would indicate beyond a doubt his 
complete ignorance concerning the first 
principles of such a science, he would be 
at once sent back to the school from which 



the Ego would be unthinkable ; and self- 
consciousness, nay, even consciousness, 
would also be impossible. If it were cor- 
rect, we, it is true, should be compelled to 
stop philosophizing; but this would be no 
gain to them, for they would also have to 
stop refuting us. But do they not them- 
selves repudiate the correctness of their 
assertion? Do they not think themselves 
every moment of their life as free and as 
having causality ? Do they not, for in- 
stance, think themselves the free, active 
authors of the very sensible and very 
original objections, which they bring up he ran away too soon. But in philosophy 
from time to time against our system ? it is not to be thus. If in philosophy a 
Now, is then this "themselves " something man shows in the same manner his com- 
which checks and limits their causality, plete ignorance, we are, with many bows 
or is it not rather the very opposite of the and compliments to the sharp-sighted man, 
check, namely, the very causality itself ? to give him publicly that private schooling 
I must refer them to what I have said in which he so sadly needs, and without be- 
§ v. on this subject. If such a sort of traying the least smile or gesture of dis- 
being were ascribed to the Ego, the Ego gust. Have, then, the philosophers in two 
would cease to be Ego ; it would become a thousand years made clear not a single 
thing, and its conception would be annihi- proposition which might now be considered 
lated. It is true that afterwards — not as established for that science without fur- 
afterwards as a posteriority in time, but ther proof? If there is such a proposition, 
afterwards in the series of the dependence it is certainly that of the distinction of 
of thinking — we also ascribe such a being logic, as a purely formal science, from real 



to the Ego, which, nevertheless, remains 
and must remain Ego in the original mean- 
ing of the word; this being consisting 
partly of extension and persistency in 
space, and in this respect it becomes a body, 
and partly identity and permanency in 
time, and in this respect it becomes a soul. 



philosophy or metaphysics. But what is 
really the true meaning of this terrible 
logical proposition of contradiction which 
is to crush at one stroke our whole sys- 
tem ? As far as I know, simply this : if a 
conception is already determined by a cer- 
tain characteristic, then it must not be de- 



But it is the business of philosophy to termined by another opposite characteris- 
prove, and genetically to explain how the tic. But by what characteristic the con- 
Ego comes to think itself thus, and all ception is originally to be characterized, 
this belongs not to that which is presup- this logical theorem does not say, nor can 
posed, but to that which is to be deduced. say, for it presupposes the original determ- 
The result, therefore, remains thus:; the ination, and is applicable only in so far 
Ego is originally only an acting : if you as that is presupposed. Concerning the 
but think it as an active, you have already original determination another science will 
an Empirical, and hence a conception of it, have to decide, 
which must first be deduced.* These wise men tell us that it is contra- 



* To suite the main point in a few words: 
All being signifies a limitation of free activity* 
Now this activity is regarded either as that of 
the mere intelligence, and then that which is 
posited as limiting this activity has a mere 
ideal being, mere objectivity in regard to conscious- 
ness. — This objectivity is in every representa- 



tion (even in that of the Ego, of virtue, of the 
moral law, &c, or in that of complete phan- 
tasms, as, for instance, a squared circle, a 
sphynx, &.c.) object of the wre representation. 
Or the free activity is regarded as having actual 
causality; and then that which limits it, has 
actual existence, the real world. 



150 



A Criticism of Philosophical Systems. 



dictory not to determine a conception by 
the predicate of actual being. Yet how- 
can this be contradictory, unless the con- 
ception has first been thus determined by 
the predicate of actual being, and has 
then had that predicate denied to it? But 
who authorized them to determine the con- 
ception by that predicate? Do not these 
adepts in logic perceive that they postulate 
their principle, and turn around in an evi- 
dent circle? Whether there really be a 
conception, which is originally — by the 
laws of the synthetizing, not of the merely 
analyzing reason — not determined by that 
predicate of actual heing, this they will 
have to go and learn from contemplation ; 
logic only warns them against afterwards 
again applying the same predicate to that 
conception; of course also, in the same 
respect, in w T hich they have denied the de- 
terminability of the conception by that 
predicate. 

But certainly if they have not yet ele- 
vated themselves to the consciousness of 
that contemplation, which is not determ- 
ined by the predicate of being, (for that 
they should unconsciously possess that 
contemplation itself, Reason herself has 
taken care of,) then all their conceptions, 
which can be derived only from sensuous 
contemplation, are very properly determ- 
ined by the predicate of this actual being. 
In that case, however, they must not be- 
lieve that logic has taught them this assert- 
ed connection of thinking and being, for 
their knowledge of it is altogether derived 
from their unfortunate empirical self. 
They, standing on the standpoint of know- 
ing no other conceptions than those derived 
from sensuous contemplation, would, of 
course, contradict themselves if they were 
to think one of their conceptions without 
the' predicate of actual being. We, on our 
part, are also well content to let them re- 
tain this rule for themselves, since it is 
most assuredly universally valid for the 
whole sphere of their possible thinking; 
and to let them always- carefully keep an 
eye on this rule, so that they may not vio- 
late it. As for ourselves, however, we can- 
not use this their rule any longer, for we 
possess a few conceptions more, resting in 
a sphere over which their rule does not ex- 



tend, and about which they can speak 
nothing, since it does not exist for them. 
Let them, therefore, attend to their own 
business hereafter, and leave us to attend 
to ours. Even in so far as we grant them 
the rule, namely, that every thinking 
must have an object of thinking ; it is by 
no means a logical rule, but rather one 
which logic presupposes, and through which 
logic first becomes possible. To think, is the 
same as to determine objects ; both con—, 
ceptions are identical ; logic furnishes the 
rules of this determining, and hence pre- 
supposes clearly enough the determining 
generally as a part of consciousness. That 
all thinking has an object can be shown 
only in contemplation. Think! and ob- 
serve in this thinking how you do it, and 
you will doubtless find that you oppose 
to your thinking an object of this thinking. 

Another objection, somewhat related to 
the above, is this : If you do not proceed 
from a being, how can you, without being 
illogical, deduce a being? You will never 
be able to get anything else out of what 
you take in hand than what is already con- 
tained in it, unless you proceed dishonestly 
and use juggler tricks. 

I reply : Nor do we deduce being in the 
sense in which you use the word, i. e. as 
being, per se. What the philosopher takes 
up is an acting, w y hich acts according to 
certain laws, and what he establishes is 
the series of necessary acts of this acting. 
Among-st these acts there occurs one which 
to the acting itself appears as a being, and 
which by laws to be shown up, must so ap- 
pear to it. The philosopher who observes 
the acting from a higher standpoint, never 
ceases to regard it as an acting. A being 
exists only for the observed Ego, which 
thinks realistically; but for the philoso- 
pher there is acting, and only acting, for 
he. thinks idealistically. ,^ 

Let me express it on this occasion in all 
clearness: The essence of transcendental 
idealism generally, and of the Science of 
Knowledge particularly, consists in this, 
that the conception of being is not at all 
viewed as a first and original conception, 
but simply as a derived conception; de-<- 
rived from the opposition of activity. 
Hence it is considered only as a negative 



Jl Criticism of Philosophical Systems. 



151 



conception. The only positive for the demonstrate the utter confusion of their 

idealist is Freedom; being is the mere conceptions; for what may a being for us 

negative of freedom. Only thus has ideal- mean, which is, nevertheless, to be an 

ism a firm basis, and is in harmony with original ?io<-derived being? Who, then, 



itself. But dogmatism, which believed 
itself safely reposing upon being, as a basis 
no further to be investigated or grounded, 
regards this assertion as a stupidity 
and horror, for it is its annihilation. 
That wherein the dogmatist, amongst all 
the inflictions which he has experienced 



are those "toe," for whom alone this being 
is? Are they intelligences as such? Then 
the statement " there is something for the 
intelligence," signifies, this something is 
represented by the intelligence; and the 
statement " it is only for the intelligence," 
signifies, it is only represented. Hence the 
from time to time, still found a hiding conception of a being, which, from a ccr- 
place — namely, some original being, though tain point of view, is to be independent of 



it were but a raw and formless matter — is 
now utterly destroyed, and he stands naked 
and defenceless. He has no weapons 
against this attack except the assurance of 
his hearty disgust, and his confession, that 
he does not understand, and positively can- 
not and will not think, what is required of 
him. We cheerfully give credence to this 
statement, and only beg that he will also 
place faith in our assurance, that we find 
it not at all difficult to think our system. 
Nay, if this should be too much for him, we 
can even abstain from it, and leave him to 
believe whatever he chooses on this point. 
That we do not and cannot force him to 
adopt our system, because its adoption de- 
pends upon freedom, has already been 
often enough admitted. 

I say that the dogmatist has nothing left 
but the assurance of his incapacity, for 
the idea of intrenching himself behind 
general logic, and conjuring the shade of 
the Stagirite, because he knows not how 
to defend his own body, is altogether now, 
and will find few imitators even in this 
universal state of despair ; since the least 



the representation, must, after all, be de- 
rived from the representation, since it is to 
be, only through it; and these men would, 
therefore, be more in harmony with the 
Science of Knowledge than they believed. 
Or are those "toe" themselves things, 
original things, things in themselves? 
How, then, can anything be for them ; how 
can they even be for themselves, since the 
conception of a thing involves merely that 
it is, but not that the thing is for itself? 
What may the word for signify to them? 
Is it, perhaps, but an innocent adornment 
which they have adopted for the sake of 
fashion? 

VIII. 

The Science of Knowledge has said, " It 
is not possible to abstract from the Ego." 
This assertion may be regarded from two 
points of view — either from the standpoint 
of common consciousness, and then it 
means, " We never have another represen- 
tation than that of ourselves ; throughout 
our whole life, and in all moments of our 
life, we think only I, I, I, and nothing but 
I." Or it may be viewed from the stand- 



school knowledge of what logic really is, point of the philosopher, and then it will 



will suffice to make every one reject this 
protection. 

Let no one be deceived by these oppo- 
nents, if they adopt the language of ideal- 
ism, and admitting with their lips the cor- 
rectness of its views, protest that, they 



have the following significance : " The Ego 
must necessarily be added in thought to 
whatever occurs in consciousness ;" or as 
Kant expresses it, "All my representations 
must be thought as accompanied by — I 
think." What nonsense were it to main- 



know well enough that being is only to tain the first interpretation to be the true 



signify being for us. They are dogmatists. 
For every one who asserts that all thinking 
and consciousness must proceed from a 
being, makes being something primary ; 
and it is this which constitutes dogmatism. 
By such a confusion of speech they but 



one, and what wretchedness to refute it in 
that interpretation. But in the latter in- 
terpretation the assertion of the Science of 
Knowledge will doubtless be acceptable to 
every one who is but able to understand it ; 
and if it had onlv been thus understood 



152 



A Criticism of Philosophical Systems. 



before, we should long ago have been rid 
of the thing per se, for it would have been 
seen that we are always the Thinking, 
whomever we may think, and that hence 
nothing can occur in us which is independ- 
ent of us, because it all is necessarily re- 
lated to our thinking. 

IX. 

"But," confess other opponents of the 
Science of Knowledge, "as far as our own 
persons are concerned, we cannot, under 
the conception of the Ego, think anything 
else than our own dear persons as opposed 
to other persons. Ego (I) signifies my par- 
ticular person, named, for instance, Caius 
or Sempronius, as distinguished from other 
persons not so named. Now, if I should 
abstract, as the Science of Knowledge re- 
quires me to do, from this individual per- 
sonality, there would be nothing left to me 
which might be characterized as /; I might 
just as well call the remainder It." 

Now, what is the real meaning of this 
objection, so boldly put forth? Does it 
speak of the original real synthesis of the 
conception of the individual (their own 
dear persons and other persons), and do 
they therefore mean to say, "there is noth- 
ing synthetized in this conception but the 
conception of an object generally — of the 
It, and of other objects (Its) — from which 
the first one is distinguished?" Or does 
that objection fly for protection to the 
common use of language, and do they 
therefore mean to say, " In language, the 
word I (Ego) signifies only individuality ?" 
As far as the first is concerned, every one, 
who is as yet possessed of his senses, 
must see that by distinguishing one object 
from its equals, i. e. from other objects, 
we arrive only at a determined object, but 
not at a determined person. The synthesis 
of the conception of the personality is 
quite different. The Egoness (the in itself 
returning activity, the subject-objectivity, 
or whatever you choose to call it,) is origi- 
nally opposed to the It, to the mere objec- 
tivity ; and the positing of these concep- 
tions is absolute, is conditioned by no 
other positing, is thetical, not synthetical. 
This conception of the Egoness, which has 
arisen in our Self, is now transferred to 



something, which in the first positing was 
posited as an It, as a mere object, and is 
synthetically united with it; and it is only 
through this conditional synthesis that 
there first arises for us a Thou. The con- 
ception of Thou arises from the union of the ; jf 
It and the I. The conception of the Ego in 
this opposition ; hence, as conception of the 
individual, is the synthesis of the I with 
itself. That which posits itself in the de- 
scribed act, not generally, but as Ego, is 
I; and that which in the same act is 
posited as Ego, not through itself, but 
through me, is Thou. Now it is doubtless 
possible to abstract from this product of a 
synthesis, for what we ourselves have syn- 
thetized we doubtless can analyze again, 
and when we so abstract, the remainder 
will be the general Ego, i. e. the not-object. 
Taken in this interpretation, the objection 
would be simply absurd. 

But how if our opponents cling to the use 
of language? Even if it is true that the 
word "I" has hitherto signified in lan- 
guage only the individual, would this make 
it necessary that a distinction in the origi- 
nal synthesis is not to be remarked and 
named, simply because it has never before 
been noticed? But is it true? Of what 
use of language do they speak ? Of the 
philosophical language? I have shown 
already that Kant uses the conception of 
the pure Ego in the same meaning I at- 
tach to it. If he says, " I am the thinking 
in this thinking," does he then only op- 
pose himself to other persons, and not 
rather to all object of thinking generally? 
Kant says again, "The fundamental prin- 
ciple of the necessary unity of apperception 
is itself identical, and hence an analytical 
proposition." This signifies precisely what 
I have just stated, i. e. that the Ego arises 
through no synthesis, the manifold whereof 
might be further analyzed, but through an 
absolute thesis. But this Ego is the Ego- 
ness generally ; for the conception of in- 
dividuality arises clearly enough through 
synthesis, as I have just shown; and the 
fundamental principle of individuality is 
therefore a synthetical proposition. Rein- 
hold, it is true, speaks of the Ego 6imply 
as of the representing; but this does not 
affect the present case ; for when I dis- 



A Criticism oj Philosophical Systems. 



153 



■ tinguish myself as the representing from 
the represented, do I then distinguish my- 
self from other persons, and not rather 
from all object of representation as such ? 
But take even the case of these same much 
lauded philosophers, who do not, like Kant 
and like the Science of Knowledge, pre- 
suppose the Ego in advance of the mani- 
fold of representation, but rather heap it 
together, out of that manifold; do they, 
then, hold their one thinking in the mani- 
fold thinking to be only the thinking of 
the individual, and not rather of the intel- 
ligence generally ? In one word : is there 
any philosopher of repute, who before 
them has ventured to discover that the Ego 
signifies only the individual, and that if 
the individuality is abstracted from, only 
an object in general remains? 

Or do they mean ordinary use of lan- 
guage ? To prove this use, I am com- 
pelled to cite instances from common life. 
If you call to anybody in the darkness 
" Who is there ?" and he, presupposing 
that his voice is well-known to you, re- 
plies, " It is I," then it is clear that he 
speaks of himself as this particular person, 
and wishes to be understood : ft It is I, who 
am named thus or thus, and it is not any 
one of all the others, named otherwise ;" 
and he so desires to be understood, be- 
cause your question, " Who is there ?" 
presupposes already that it is a rational 
being who is there, and expresses only that 
you wish to know which particular one 
amongst all the rational beings it may be. 

But if you should, for instance — per- 
mit me this example, which I find partic- 
ularly applicable — sew or cut at the cloth- 
ing of some person, and should unawares 
cut the person himself, then he would 
probably cry out : " Look here, this is /; 
you are cutting we.'" Now, what does he 
mean to express thereby ? Not that he is 
this particular person, named thus or thus, 
and none other ; for that you know very 
well ; but that that which was cut was 
not his dead and senseless clothing, but 
his living and sensitive self, which you 
did not know before. By this " It is J," 
the person does not distinguish himself 
from other persons, but from things. This 
distinction occurs continually in life ; and 



we cannot take a step or move our hand 
without making it. 

In short, Egoness and Individuality lire 
very different conceptions, and the syn- 
thesis of the latter is clearly to be ob- 
served. Through the former conception, 
we distinguish ourselves from a!; that is 
external to us — not merelj' from all per- 
sons that are external to us — and hence 
we embrace by it not our particular per- 
sonality, but our general spirituality. It 
is in this sense that the word is used, both 
in philosophical and in common language. 
The above objection testifies, therefore, 
not only to an unusual want of thought, 
but also to great ignorance in philosophi- 
cal literature. 

But our opponents insist on their inca- 
pability to think the required conception, 
and we must place faith in their asser- 
tions. Not that they lack the general 
conception of the pure Ego, for if they 
did, they would be obliged to desist from 
raising objections, just as a piece of log 
must desist. But it is the conception of 
this conception which they lack, and which-, 
they cannot attain. They havo that con- 
ception in themselves, but do not know 
that they have it. The ground of this 
their incapability does not lie in any par- 
ticular weakness of their thinking facul- 
ties, but in a weakness of their whole 
character. Their Ego, in the sense in 
which they take the word — i. e. their in- 
dividual person — is the last object of their 
acting, and hence also the limit of their 
explicit thinking. It is to them, therefore, 
the only true substance, and reason is only 
an accident thereof. Their person does 
not exist as a particular expression of rea- 
son ; but reason exists to help their person 
through the world ; and if the person 
could get along just as well without rea- 
son, we might discharge reason from ser- 
vice, and there would be no reason at all. 
This, indeed, lurks in the whole sys- 
tem of their conceptions, and through all 
their assertions, and many of them aro 
honest enough not to conceal it. Now, 
they are quite correct as far as they assert 
this incapacity in respect to their own 
persons — they only must not state as ob- 
jective that which has merely subjective 



154 



A Criticism of Philosophical Systems. 



asserted necessity — to think again this 
thinking — does not lie in mechanism, hut, 
on the contrary, requires an elevation, 
through freedom, to a new sphere, which' 
our immediate existence does not place in 
our possession. Unless this faculty of 
freedom has already existence, and has 
already been practised, the Science of 
Knowledge can accomplish nothing in a 
person. It is this power of freedom which 
furnishes the premises upon which the 
structure is to rest. 

They certainly will not deny that every 

science and every art presupposes certain 

primary rudiments, which must first be 

acquired before we can enter into the 

This fact that they can never under- science or art. " But," say they, " if you 



validity. In the Science of Knowledge 
the relation is exactly reversed : Reason 
alone is in itself, and individuality is but 
accidental; reason is the object, and per- 
sonality the means to realize it ; personal- 
ity is only a particular manner of mani- 
festing reason, and must always more and 
more lose itself in the universal form of 
reason. Only reason is eternal ; individ- 
uality must always die out. And whoso- 
ever is not prepared to succumb to this 
order of things, will also never get at the 
true understanding of the Science of 
Knowledge. 



stand the Science of Knowledge unless 
they first comply with certain conditions, 
has been told them often enough. They 
do not want to hear it again, and our 
frank warning affords them a new oppor- 
tunity to attack us. Every conviction, 
they assert, must be capable of being com- 
municated by conceptions — nay, it must 
even be possible to compel its acknow- 
ledgment. They say it is a bad example 
to assert that our Science exists for only 
certain privileged spirits, and that others 
cannot see or understand anything of it. 

Let us see, first of all, what the Science 
of Knowledge does assert on this point. 
It does not assert that there is an original 
and inborn distinction between men and 
men, whereby some are made capable of 
thinking and learning what the others, by 



only require a knowledge of the rudiments, 
why do you not teach them to us, if wo 
lack them ? Why do you not place them 
before us definitely and systematically? 
Is it not your own fault if you plunge us at 
once in medias res, and require the pub- 
lic to understand you before you have 
communicated the rudiments?" I reply : 
that is exactly the difficulty ! These rudi- 
ments cannot be systematically forced 
upon you — they cannot be taught to you 
by compulsion ! In one word, they are a 
knowledge which we can get only from 
ourselves. Everything depends upon this, 
that by the constant use of freedom, with 
clear consciousness of this freedom, we 
should become thoroughly conscious and 
enamored of this our freedom. Whenever 
it shall have become the well-matured ob- 
their nature, cannot think or learn. Rea- ject of education — from tenderest youth 



son is common to all, .and is the same in 
all rational beings. Whatsoever one ra- 
tional being possesses as a talent, all 
others possess also. Nay, we have even in 
this present article expressly admitted 
that the conceptions upon which the 
Science of Knowledge insists, are actually 
effective in all rational beings ; for their 
efficacy furnishes the ground of a possibil- 
ity of consciousness. The pure Ego, 



upwards — to develop the inner power of 
the scholar, but not to give it a direction; 
to educate man for his own use, and as 
instrument of his own will, but not as the- 
soulless instrument of others ; — then the 
Science of Knowledge will be universally 
and easily comprehensible. Culture of the ' 
whole man, from earliest youth — this is 
the only way to spread philosophy. Edu- 
cation must first content itself to be more 



which they charge is incapable of think- negative than positive — more a mutual in- 

ing, lies at the bottom of all their think- tercbange with the scholar than a working 

ing, and occurs in all their thinking, since upon him ; more negative as far as possi- 

all thinking is possible only through it. ble — i. e. education must at least propose 

Thus far everything proceeds mechan- to itself this negativeness as its object, 

ically. But to get an insight into this and must be positive only as a means of 



A Criticism of Philosophical Systems. 



155 



being negative. So long as education, 
whether with or without clear conscious- 
ness, proposes to itself the opposite object 
— labors only for usefulness through others, 
without considering that the using princi- 
ple lies also in the individual ; so long as 
education thus eradicates in earliest youth 
v the root of self-activity, and accustoms 
» man not to determine himself but to 
await a determination through others — so 
\ long, "talent for philosophy will always re- 
main an extraordinary favor of nature, 
which cannot be further explained, and 
which may therefore be called by the 
indefinite expression of " philosophical 
genius." 

The chief ground of all the errors of 
our opponents may perhaps be this, that 
they have never yet made clear to them- 
selves what proving means, and that hence 
they have never considered that there is 
at the bottom of all' demonstration some- 
thing absolutely undemonstrable. 

Demonstration effects only a condi- 
tioned, mediated certainty ; by virtue of 
it, something is certain if another thing is 
certain. If any doubt arises as to the 
certainty of this other, then this certainty 
must again be appended to the certainty of 
a third, and so on. Now, is this retrogres- 
sion carried on ad infinitum, or is there 
anywhere a final link? I know very well 
that some are of the former opinion ; but 
these men have never considered that if it 
were so, they would not even be capable 
of entertaining the idea of certainty — 
no, not even of hunting after certainty. 
For what this may mean : to be certain ; 
they only know by being themselves cer- 
tain of something ; but if everything is 
certain only on condition, then nothing is 
certain, and there is even no conditioned 
certainty. But if there is a final link, re- 
Y garding which no question can be raised, 
why it is certain, then, there is an unde- 
monstrable at the base of all demonstra- 
tion. 

They do not appear to have considered 

what it means: to have proven something 

to somebody. It means : we have demon- 

i strated to him that a certain other cer- 

. tainty is contained, by virtue of the laws 

of thinking, which he admits, in a certain 



first certainty which he assumes or admits, 
and that he must necessarily assume the 
first if he assumes the second, as he says 
he does. Hence all communication of a 
conviction by proof, presupposes that both 
parts are at least agreed on something. 
Now, how could the Science of Knowledge 
communicate itself to the dogmatist, since 
they are positively not agreed in a single 
point, so far as the material of knowledge 
is concerned, and since thus the common 
point is wanting from which they might 
jointly start.* 

Finally, they seem not to have consid- 
ered that even where there is such a com- 
mon point, no one can think into the soul 
of the other; that each must calculate 
upon the self-activity of the other, and 
cannot furnish him the necessary 
thoughts, but can merely advise how to 
construct or think those thoughts. The 
relation between free beings is a recipro- 
cal influence upon each other through 
freedom, but not. a causality through 
mechanically effective power. And thus the 
present dispute returns to the chief point 
of dispute, from which all our differences 
arise. They presuppose everywhere the 
relation of causality, because they indeed - 
know no higher relation ; and it is upon 
this that they base their demand : we 
ought to graft our conviction on their 
souls without any activity on their own 
part. But we proceed from freedom, and 
— which is but fair — presuppose freedom 
in them. Moreover, in thus presupposing 
the universal validity of the mechanism 
of cause and effect, they immediately con- 
tradict themselves ; what they say and 

* I have repeated this frequently. I have 
stated that I could absolutely have no point in 
common with certain philosophers, and that 
they are not, and cannot be, where I am. This 
seems to have been taken rather for an hyper- 
bole, uttered in indignation, than lor real earn- 
est; for they do not cease to repeat their de- 
mand : " Prove to us thy doctrine !" I must 
solemnly assure them that I was perfectly 
serious in that statement, that it is my delib- 
erate and decided conviction. Dogmatism 
proceeds from a being as the Absolute, and 
hence its system never rises above being. 
Idealism knows no being, as something tor 
itself existing. In other words: Dogmatiam 
proceeds from necessity— Idealism from free- 
dom. They are, therefore, in two utterly dif- 
ferent worlds. 



156 



JL Criticism of Philosophical Systems. 



what they do, are in palpable contradiction. 
For, in presupposing the mechanism of 
cause and effect, they elevate themselves 
beyond it; their thinking of the mechan- 
ism is not contained in the mechanism it- 
self. The mechanism cannot seize itself, 
for the simple reason that it is mech- 
anism. Only free consciousness can seize 
itself. Here, therefore, would be a way 
to convince them of their error. But the 
difficulty is that this thought lies utterly 
beyond the range of their vision, and that 
they lack the agility of mind to think, 
when they think an object, not only the 
object, but also their thinking of the ob- 
ject; wherefore this present remark is 
utterly incomprehensible to them, and is 
indeed written only for those who are 
awake and see. 

We reiterate, therefore, our assurance: 
we will not convince them, because one 
cannot will an impossibility ; and we will 
not refute their system for them, because 
we cannot. True, we can refute it easily 
enough for us; it is very easy to throw it 
down — the mere breath of a free man de- 
stroys it. But we cannot refute it for 
them. We do not write, speak or teach 
for them, since there is positively no point 
from which we could reach them. If we 
speak of them, it is not for their own 
sake, but for the sake of others — to warn 
these against their errors, and persuade 
these not to listen to their empty and in- 
significant prattle. Now, they must not 
consider this, our declaration, as degrad- 
ing for them. By so doing, they but 
evince their bad conscience, and publicly 
degrade themselves amongst us. Besides, 
they are in the same position in regard to 
us. They also cannot refute or convince 
us, or say anything, which could have an 
effect upon us. This we confess ourselves, 
and would not be in the least indignant if 
they said it. What we tell them, we tell 
them not at all with the evil purpose of 
causing them anger, but merely to save us 
and them unnecessary trouble. We should 
be truly glad if tliey were thus to accept 
it. 

Moreover, there is nothing degrading in 
the matter itself. Every one who to-day 
charges his brother with this incapacity, 



has once been necessarily in the same con- 
dition. For we all are born in it, and it 
requires time to get beyond it. If our 
opponents would only not be driven into 
indignation by our declaration, but would 
reflect about it, and inquire whether there 
might not be some truth in it, they might 
then probably get out of that incapacity. 
They would at once be our equals, and 
we could henceforth live in perfect peace 
together. The fault is not ours, if we 
occasionally are pretty hard at war with 
them. 

From all this it also appears, which I 
consider expedient to remark here, that a 
philosophy, in order to be a science, need 
not be universally valid, as some philoso- 
phers seem to assume. These philosophers 
demand the impossible. What does it 
mean : a philosophy is really universally 
valid V Who, then, are all these for 
whom it is to be valid? I suppose not to 
every one who has a human face, for then 
it would also have to be valid for children 
and for the common man, for whom 
thinking is never object, but always the 
means for his real purpose. Universally 
valid, then, for the philosophers? But 
who, then, are the philosophers? I hope 
not all those who have received the degree 
of doctor from some philosophical faculty, 
or who have printed something which they 
call philosophical, or who, perhaps, are 
themselves members of some philosophi- 
cal faculty? Indeed, how shall we even 
have a fixed conception of the philosopher, 
unless we have first a fixed conception of 
philosophy — i. e. unless we first possess 
that fixed philosophy ? It is quite certain 
that all those who believe themselves pos- 
sessed of philosophy, as a science, will 
deny to all those who do not recognize 
their philosophy the name of philosopher, 
and hence will make the acknowledgment 
of their philosophy the criterion of a 
philosopher. This they must do, if they 
will proceed logically, for there is only 
one philosophy. The author of the 
Science of Knowledge, for instance, has 
long ago stated that he is of this opinion 
in regard to his system — not in so far as 
it is an individual representation of that 
system, but in so far as it is a system of 



A Criticism of Philosophical Systems. 



157 



transcendental idealism — and he hesitates 
not a moment to repeat this assertion. 
But does not this lead us into an evident 
circle? Every one will then say, "My phil- 
osophy is universally valid for all philoso- 
phers ;" and will say so with full right if 
he only be himself convinced, though no 
other mortal being should accept his doc- 
trine ; " for," he will add, " he who does 
not recognize it as valid is no philoso- 
pher." 

Concerning this point, I hold the follow- 
ing : If there be but one man who is fully 
and at all times equally convinced of his 
philosophy, who is in complete harmony 
with himself in this his philosophy, whose 
free judgment in philosophizing agrees 
perfectly with the judgment daily life 
forces upon him, then in this one man 
philosophy has fulfilled its purpose and 
completed its circle ; for it has put him 
down again at the very same point from 
which he started with all mankind ; and 
henceforth philosophy as a science really 
exists, though no other man else should 
comprehend and accept it ; nay, though 
that one man might not even know how to 
teach it to others. 

Let no one here offer the trivial objec- 
tion that all systematic authors have ever 
been convinced of the truth of their sys- 
tems. For this assertion is utterly false, 
and is grounded only in this, that few 
know what conviction really is. This can 
only be experienced by having the fullness 
of conviction in one's self. Those au- 
thors were only convinced of one or the 
other point in their system, which perhaps 
was not even clearly conscious to them- 
selves, but not of the whole of their sys- 
tem — they were convinced only in certain 
moods. This is no conviction. Convic- 
tion is that which depends on no time and 
no change of condition; which is not ac- 
cidental to the soul, but which is the soul 
itself. One can be convinced only of the 
unchangeably and eternally True: to be 
convinced of error is impossible. But of 
such true convictions very few examples 
may probably exist in the history of phil- 
osophy ; perhaps but one; perhaps not 
even this one. I do not speak of the an- 
cients. It is even doubtful whether they 



ever proposed to themselves the great 
problem of philosophy. But let me speak 
of modern authors. Spinoza could not be 
convinced ; he could only think, not put 
faith in his philosophy ; for it was in di- 
rect contradiction with his necessary con- 
viction in daily life, by virtue of which he 
was forced to consider himself free ami 
self-determined. He could be convinced 
of it only in so far as it contained truth; 
or as it contained a part of philosophy as 
a science. He was clearly convinced that 
mere objective reasoning would necessarily 
lead to his system ; for in that he was 
correct; but it never occurred to him that 
in thinking he ought to reflect upon his 
own thinking, and in that he was wrong, 
and thus made his speculation contradic- 
tory to his life. Kant might have been 
convinced ; but, if I understand him cor- 
rectly, he was not convinced when he 
wrote his Critique. He speaks of a de- 
ception, which always recurs, although v:c 
know that it is a deception. Whence did 
Kant learn, as he was the first who dis- 
covered this pretended deception, that it 
always recurs, and in whom could he have 
made the experience that it did so recur? 
Only in himself. But to know that one 
deceives one's self, and still to d o rive « 
one's self is not the condition of convic- 
tion and harmony within — it is the symp- 
tom of a dangerous inner disharmony. 
My experience is that no deception recurs, 
for reason contains no deception. More- 
over, of what deception does Kant speak? 
Clearly of the belief that things per se ■■ 
exist externally and independent of us. 
But who entertains this belief ? Not com- 
mon consciousness, surely, for common 
consciousness only speaks of itself, and 
can therefore say nothing but that ;»nng8 
exist for it (i. e. for us, on this standpoint 
of common consciousness); and that cer- 
tainly is no deception, for it is our own 
truth. Common consciousness knows 
nothing of a thing per se, for the very rea- 
son that it is common consciousness, 
which surely never goes beyond itself. It 
is a false philosophy which first makes 
common consciousness assert such a con- 
ception, whilst only that false philosophy 
discovered it in its own sphere. Hence 



158 



A Criticism of Philosophical Systems. 



this so-called deception — which is easily 
got rid of, and which true philosophy roots 
out utterly — that false philosophy has it- 
self produced, and as soon as you get 
your philosophy perfected, the scales will 
fall from your eyes, and the deception 
will never recur. You will, in all your 
life thereafter, never believe to know more 
than that you are finite, and finite in this 
determined manner, which you must ex- 
plain to yourself, by the existence of such 
a determined world ; and you will no more 
think of breaking through this limit than 
of ceasing to be yourself. Leibnitz, also, 
may have been convinced, for, properly 
understood — and why should he not have 
properly understood himself? — he is right. 
Nay, more — if highest ease and freedom 
of mind may suggest conviction ; if the 
ingenuity to fit one's philosophy into all 
forms, and apply it to all parts of human 
knowledge — the power to scatter all doubts 
as soon as they appear, and the manner of 
using one's philosophy more as an instru- 
ment than as an object, may testify of 
perfect clearness ; and if self-reliance, 
cheerfulness and high courage in life may 
be signs of inner harmony, then Leibnitz 
was perhaps convinced, and the only ex- 
ample of conviction in the history of phil- 
osophy. 

XI. 

In conclusion, I wish to refer in a few 
words to a very curious misapprehension. 
It is that of mistaking the Ego, as intel- 
lectual contemplation, from which the Sci- 
ence of Knowledge proceeds, for the Ego, 
as idea, with which it concludes. In the 
Ego, as intellectual contemplation, we 
have only the form of the Egoness, the 
in itself returning activity, sufficiently de- 
scribed above. The Ego in this form is 
only for the philosopher, and by seizing it 
thus, you enter philosophy. The Ego, as 
idea, on the contrary, is for the Ego itself, 
which the philosopher considers. He does 
not establish the latter Ego as his own, 
but as the idea of the natural but perfectly 
cultured man; just as a real being does 
not exist for the philosopher, but merely 
for the Ego he observes. 

The E"ro as idea is the rational beins; — ■ 
firstly, in so far as it completely represents 



in itself the universal reason, or as it is 
altogether rational, and only rational, and 
hence it must also have ceased to be indi- 
vidual, which it was only through sensu- 
ous limitation ; and secondly, in so far as 
this rational being has also realized reason 
in the eternal world, which, therefore, re- 
mains constantly posited in this idea. The 
world remains in this idea as world gener- 
ally, as substratum with these determined 
mechanical and organic laws ; but all these 
laws are perfectly suited to represent the 
final object of reason. The idea of the Ego 
and the Ego of the intellectual contempla- 
tion have only this in common, that in nei- i 
ther of them the thought of the individual 
enters ; not in the latter, because the Ego- 
ness has not yet been determined as in- 
dividuality; and not in the former, be- 
cause the determination of individuality 
has vanished through universal culture. 
But both are opposites in this, that the 
Ego of the contemplation contains only 
the form of the Ego, and pays no regard 
to an actual material of the same, which 
is only thinkable by its thinking Of a 
world ; while in the Ego of the Idea the 
complete material of the Egoness is 
thought. From the first conception all 
philosophy proceeds, and it is its funda- 
mental conception; to the latter it does 
not return, but only determines this idea 
in the practical part as highest and ulti-* 
mate object of reason. The first is, as we 
have said, original contemplation, and be- 
comes a conception in the sufficiently de- 
scribed manner; the latter is only idea, it 
cannot be thought determinately and will 
never be actual, but will always more and 
more approximate to the actuality. 

XII. 

These are, I believe, all the misunder- 
standings which are to be taken into con- 
sideration, and to correct which a clear 
explanation may hope somewhat to aid. 
Other modes of working against the new 
system cannot and need not be met by me. 

If a system, for instance, the beginning 
aud end, nay, the whole essence of which, 
is that individuality be theoretically forgot- 
oen and practically denied, is denounced as 
egotism, and by men who, for the very 



Introduction to Idealism. 



159 



reason because they are covertly theoreti- 
cal egotists and overtly practical egotists, 
cannot elevate themselves into an insight 
into this system ; if a conclusion is drawn 
from the system that its author has an 
evil heart, and if again from this evil- 
heartedness of the author the conclusion is 
drawn that the system is false ; then argu- 
ments are of no avail ; for those who make 
these assertions know very well that they 
are not true, and they have quite different 
reasons for uttering them than because 
they believed them. The system bothers 
them little enough ; but the author may, 
perhaps, have stated on other occasions 
things which do not please them, and may, 
perhaps — God knows how or where ! — be 
in their way. Now such persons are per- 
fectly in conformity with their mode of 
thinking, and it would be an idle under- 
taking to attempt to rid them of their na- 



ture. But if thousands and thousands 
who know not a word of the Science of 
Knowledge, nor have occasion to know a 
word of it, who are neither Jews nor Pa- 
gans, neither aristocrats nor democrats, 
neither Kantians of the old or of the 
modern school, or of any school, and who 
even are not originals — who might have a 
grudge against the author of the Science 
of Knowledge, because he took away from 
them the original ideas which they have 
just prepared for the public — if such men 
hastily take hold of these charges, and 
repeat and repeat them again without any 
apparent interest, other than that they 
might appear well instructed regarding the 
secrets of the latest literature ; then it 
may, indeed, be hoped that for their own 
sakes they will take our prayer into con- 
sideration, and reflect upon what they wish 
to say before they say it. 



INTRODUCTION TO IDEALISM. 

[From the German of Sciielling. Translated by Tom Davidson.] 



I. — IDEA OF TRANSCENDENTAL PHILOSOPHY. 

1. All knowing is based upon the agree- 
ment of an objective with a subjective. 
For we know only the true, and truth is 

'universally held to be the agreement of 
representations with their objects. 

2. The sum of all that is purely object- 
ive in our knowledge we may call Nature ; 
while the sum of all that is subjective may 
be designated the Ego, or Intelligence. 
These two concepts are mutually opposed. 
Intelligence is originally conceived as that 
which solely represents — Nature as that 
which is merely capable of representation ; 
the former as the conscious — the latter as 
the unconscious. There is, moreover, 
necessary in all knowledge a mutual agree- 
ment of the two — the conscious and the 
unconscious per se. The problem is to 
explain this agreement. 

3. In knowledge itself, in my knowing, 
objective and subjective are so united that 
it is impossible to say to which of the two 
the priority belongs. There is here no 
first and no second — the two are contem- 



poraneous and one. In my efforts to ex- 
plain this identity, I must first have it un- 
done. In order to explain it, inasmuch as 
nothing else is given me as a principle of 
explanation beyond these two factors of 
knowledge, I must of necessity place the 
one before the other — set out from the one 
in order from it to arrive at the other. 
From which of the two I am to set out is 
not determined by the problem. 

4. There are, therefore, only two cases 
possible : 

A. Either the objective is made the first, 
and the question comes to be how a subject- 
ive agreeing with it is superinduced. 

The idea of the subjective is not con- 
tained in the idea of the objective ; thry 
rather mutually exclude each other. The 
subjective, therefore, must be superinduced 
upon the objective. It forms no part of 
the conception of Nature that there should 
be something intelligent to represent it. 
Nature, to all appearance, would exist 
even were there nothing to represent it. 
The problem may therefore likewise be ex- 



160 



Introduction to Idealism. 



pressed thus: How is the Intelligent su- 
perinduced upon Nature? or, How comes 
Nature to be represented ? 

The problem assumes Nature, or the ob- 
jective, as first. It is, therefore, .mani- 
festly, a problem of natural science, which 
does the same. That natural science really, 
and without knowing it, approximates, at 
least, to the solution of this problem can 
be shown here only briefly. 

If all knowledge has, as it were, two 
poles, which mutually suppose and de- 
mand each other, they must reciprocally 
be objects of search in all sciences. 
There must, therefore, of necessity, be 
two fundamental sciences ; and it must 
be impossible to set out from the one pole 
without being driven to the other. The 
necessary tendency of all natural science, 
therefore, is to pass from Nature to the 
intelligent. This, and this alone, lies at 
the bottom of the effort to bring theory 
into natural phenomena. The final per- 
fection of natural science would be the 
complete mentalization of all the laws of 
Nature into laws of thought. The phe- 
nomena, that is, the material, must vanish 
entirely, and leave only the laws — that is, 
the formal. Hence it is that the more the 
accordance with law is manifested in Na- 
ture itself, the more the wrappage disap- 
pears — the phenomena themselves become 
more mental, and at last entirely cease. 
Optical phenomena are nothing more than 
a geO'fletry whose lines are drawn through 
the light : and even this light itself is of 
doubtful materiality. In the phenomena 
of magnetism all trace of matter has al- 
ready disappeared, and of those of gravita- 
tion ; which even physical philosophers 
believed could be attributed only to direct 
spiritual influence, there remains nothing 
but the law, whose action on a large scale 
is the mechanism of the heavenly motions. 
The complete theory of Nature would be 
that whereby the whole of .Nature should 
be resolved into an intelligence. The 
dead and unconscious products of Natuie 
are only unsuccessful attempts of Nature 
to reflect itself, and dead Nature, so-called, 
is merely an unripe Intelligence ; hence in 
its phenomena the intelligent character 
peers through, though yet unconsciously. 



Its highest aim, namely, that of becoming 
completely self-objective, Nature reaches 
only in its highest and last reflection, 
which is nothing else than man, or, more 
generally, what we call reason, by means 
of which Nature turns completely back 
upon itself, and by which is manifested 
that Nature is originally identical with 
what in us is known as intelligent and con- 
scious. 

This may perhaps suffice to prove that 
natural science has a necessary tendency 
to render Nature intelligent. By this very 
tendency it is that it becomes natural phil- 
osophy, which is one of the two necessary 
fundamental sciences of philosophy. 

B. Or the subjective is made the first, 
and the problem is, how an objective is 
superinduced agreeing with it. 

If all knowledge is based upon the 
agreement of these two, then the task of 
explaining this agreement is plainly the 
highest for all knowledge ; and if, as is 
generally admitted, philosophy is the 
highest and loftiest of all sciences, it ia 
certainly the main task of philosophy. 

But the problem demands only the ex- 
planation of that agreement generally, and 
leaves it entirely undecided where the ex- 
planation shall begin, what it shall make its 
first, and what its second. Moreover, as the 
two opposites are mutually necessary to 
each other, the result of the operation 
must be the same, from whichever point it 
sets out. 

To make the objective the first, and de- 
rive the subjective from it, is, as has just 
been shown, the task of natural philoso- 
phy- 

If, therefore, there is a transcendental 
philosophy, the only course that remains 
for it is the opposite one, namely : to set 
out from the subjective as the first and the 
absolute, and deduce the origin of the ob- 
jective from it. 

Into these two possible directions of 
philosophy, therefore, natural and tran- 
scendental philosophy have separated 
themselves; and if all philosophy must 
have for its aim to make either an Intelli- 
gence out of Nature or a Nature out of In- 
telligence, then transcendental philosophy, 
to which the latter task belongs, is the 



Introduction to Idealism. 



1G1 



other necessary fundamental science of 
philosophy. 

II. — COROLLARIES. 

In the foregoing we have not only de- 
duced the idea of transcendental philoso- 
phy, but have also afforded the reader a 
glance into the whole system of philoso- 
phy, composed, as has been shown, of two 
principal sciences, which, though opposed 
in principle and direction, are counter- 
parts and complements of each other. Not 
the whole system of philosophy, but only 
one of the principal sciences of it, is to 
be here discussed, and, in the first place, 
to be more clearly characterized in accord- 
ance with the idea already deduced. 

1. If, for transcendental philosophy, the 
•subjective is the starting point, the only 
ground of all reality, and the sole princi- 
ple of explanation for everything else, it 
necessarily begins with universal doubt 
regarding the reality of the objective. 

As the natural philosopher, wholly in- 
tent upon the objective, seeks, above all 
things, to exclude every admixture of the 
subjective from his knowledge, so, on the 
other hand, the transcendental philoso- 
pher seeks nothing so much as the entire 
exclusion of the objective from the purely 
subjective principle of knowledge. The 
instrument of separation is absolute scep- 
ticism — not that half-scepticism which is 
directed merely against the vulgar preju- 
dices of mankind and never sees the 
foundation — but a thorough-going scepti- 
cism, which aims not at individual preju- 
dices, but at the fundamental prejudice, 
with which all others must stand or fall. 
For over and above the artificial and con- 
ventional prejudices of man, there are 
others of far deeper origin, which have 
been placed in him, not by art or educa- 
tion, but by Nature itself, and which 
pass with all other men, except the philos- 
opher, as the principles of knowledge, and 
with the mere self-thinker as the test of 
all truth. 

The one fundamental prejudice to which 
all others are reducible, is this : that there 
are things outside of us ; an opinion which, 
while it rests neither on proofs nor on con- 
clusions (for there is not a single irrefra- 
11 



gable proof of it), and vet cannot be up- 
rooted by any opposite proof (naturam 
fwrca expcllas, tamen usque redibil). lavs 
claim to immediate certainty ; whereas, 
inasmuch as it refers to something quite 
different from us — yea, opposed to us— 
and of which there is no evidence how it 
can come into immediate consciousness, it 
must be regarded as nothing more than a 
prejudice — a natural and original one, to 
be sure, but nevertheless a prejudice. 

The contradiction lying in the fact that 
a conclusion which in its nature cannot 
be immediately certain, is, nevertheless, 
blindly and without grounds, accepted as 
such, cannot be solved by transcendental 
philosophy, except on the assumption that 
this conclusion is implicitly, and in a 
manner hitherto not manifest, not found- 
ed upon, but identical, and one and the 
same with an affirmation which is immedi- 
ately certain ; and to demonstrate this 
identity will really be the task of tran- 
scendental philosophy. 

2. Now, even for the ordinary use of 
reason, there is nothing immediately cer- 
tain except the affirmation 1 am, which, as 
it loses all meaning outside of immediate 
consciousness, is the most individual of 
all truths, and the absolute prejudice, 
which must be assumed if anything else 
is to be made certain. The affirmation 
There are things outside of us, will there- 
fore be certain for the transcendental phil- 
osopher, only through its identity with the 
affirmation I am, and its certainty will be 
only equal to the certainty of the affirma- 
tion from which it derives it. 

According to this view, transcendental 
knowledge would be distinguished from 
ordinary knowledge in two particulars. 

First — That for it the certainty of the 
existence of external objects is a mere pre- 
judice, which it oversteps, in order to find 
the grounds of it. (It can never be the 
business of the transcendental philosopher 
to prove the existence of things in them- 
selves, but only to show that it is a natu- 
ral and necessary prejudice to assume ex- 
ternal objects as real.) 

Second— That the two affirmations, J am 
and There are things outside of me, which 
in the ordinary consciousness run together, 



162 



Introduction to Idealism. 



are, in the former, separated and the one 
placed before the other, with a view to 
demonstrate as a fact their identity, and 
that immediate connection which in the 
other is only felt. By the act of this sep- 
aration, when it is complete, the philoso- 
pher transports himself to the transcend- 
ental point of view, which is by no means 
a natural, but an artificial one. 

3. If, for the transcendental philosopher, 
the subjective alone has original reality, 
he will also make the subjective alone in 
knowledge directly his object; the object- 
ive will only become an object indirectly 
to him, and, whereas, in ordinary know- 
ledge, knowledge itself — the act of know- 
ing — vanishes in the object, in transcend- 
ental knowledge, on the contrary, the 
object, as such, will vanish in the act of 
knowing. Transcendental knowledge is a 
^knowledge of knowing, in so far as it is 
ipurely subjective. 

Thus, for example, in intuition, it is only 
the objective that reaches the ordinary 
consciousness ; the act of intuition itself 
is lost in the object ; whereas the tran- 
scendental mode of intuition rather gets 
only a glimpse of the object of intuition 
through the act. Ordinary thought, there- 
fore, is a mechanism in which ideas pre- 
vail, without, however, being distinguished 
as ideas ; whereas transcendental thought 
interrupts this mechanism, and in becom- 
ing conscious of the idea as an act, rises 
to the idea of the idea. In ordinary ac- 
tion, the acting itself is forgotten in the 
object of the action ; philosophizing is 
also an action, but not an action only. It 
is likewise a continued self-intuition in 
this action. 

The nature of the transcendental mode 
of thought consists, therefore, generally 
in this : that, in it, that which in all other 
thinking, knowing, or acting escapes the 
consciousness, and is absolutely non-ob- 
jective, is brought into consciousness, and 
becomes objective ; in short, it consists in 
a continuous act of becoming an object to 
itself on the part of the subjective. 

The transcendental art will therefore 
consist in a readiness to maintain one's 
self continuously in this duplicity of think- 
ing and acting. 



III. — PRELIMINARY ARRANGEMENT OF TRAN- 
SCENDENTAL PHILOSOPHY. 

This arrangement is preliminary, inas- 
much as the principles of arrangement can 
be arrived at only in the science itself. 

We return to the idea of science. 

Transcendental philosophy has to ex- 
plain how knowledge is possible at all, 
supposing that the subjective in it is as- 
sumed as the chief or first element. 

It is not, therefore, any single part, or 
any particular object of knowledge, but 
knowledge itself, and knowledge generally, 
that it takes for its object. 

Now all knowledge is reducible to cer- 
tain original convictions or original fore- 
judgments; these different convictions 
transcendental philosophy must reduce to 
one original conviction ; this one, from 
which all others are derived, is expressed 
in the first principle of this philosophy? 
and the task of finding such is no other 
than that of finding the absolutely certain, 
by which all other certainty is arrived at. 

The arrangement of transcendental phil- 
osophy itself is determined by those origi- 
nal convictions, whose validity it asserts. 
Those convictions must, in the first place, 
be sought in the common understanding. 
If, therefore,, we fall back upon the stand- 
point of the ordinary view, we find the 
following convictions deeply engraven in 
the human understanding : 

A. That there not only exists outside of 
us a world of things independent of us, 
but also that our representations agree 
with them in such a manner that there is 
nothing else in the things beyond what 
they present to us. The necessity which 
prevails in our objective representations is 
explained by saying that the things are 
unalterably determined, and that, by this 
determination of the things, our ideas 
are also indirectly determined. By this 
first and most original conviction, the first 
problem of the philosophy is determined, 
viz. : to explain how representations can 
absolutely agree with objects existing alto- 
gether independently of them. Since it is 
upon the assumption that things are exactly 
as we represent them — that we certainly, 
therefore, know things as they are in 
themselves — that the possibility of all ex- 



Introduction to Idealism. 



103 



perience rests, (for what would experience 
be, and where would physics, for example, 
wander to, but for the supposition of the 
absolute identity of being and seeming?) 
the solution of this problem is identical 
with theoretical philosophy, which has to 
examine the possibility of experience. 

B. The second equally original convic- 
tion is, that ideas which spring up in us 
freely and without necessity are capable 
of passing from the world of thought into 
the real world, and of arriving at objective 
reality. 

This conviction stands in opposition to 
the first. According to the first, it is as- 
sumed that objects are unalterably determ- 
ined, and our ideas by them ; according 
to the other, that objects are alterable, 
and that, too, by the causality of ideas in 
us. According to the first, there takes 
place a transition from the real world into 
the world of ideas, or a determining of 
ideas by something objective ; according 
to the second, a transition from the world 
of ideas into the real world, or a determ- 
ining of the objective by a (freely pro- 
duced) idea in us. 

By this second conviction, a second 
problem is determined, viz. : how, by 
something merely thought, an objective is 
alterable, so as completely to correspond 
with that something thought. 

Since upon this assumption the possibil- 
ity of all free action rests, the solution of 
this problem is practical philosophy. 

C. But with these two problems we find 
ourselves involved in a contradiction. Ac- 
cording to B, there is demanded the do- 
minion of thought (the ideal) over the 
world of sense ; but how is this conceiv- 
able, if (according to A) the idea, in its 
origin, is already only the slave of the ob- 
jective? On the other hand, if the real 
world is something quite independent of 
us, and in accordance with which, as their 
pattern, our ideas must shape themselves 
(by A), then it is inconceivable how the 
real world, on the other hand, can shape 
itself after ideas in us (by B). In a word, 
in the theoretical certainty we lose the 
practical; in the practical we lose the the- 
oretical. It is impossible that there 



should be at once truth in our knowledge 
and reality in our volition. 

This contradiction must be solved, if 
there is to be a philosophy at all; and the 
solution of this problem, or the answering 
of the question : How can ideas be con- 
ceived as shaping themselves according to 
objects, and at the same time objects as 
shaping themselves to ideas ? — is not the 
first, but the highest, task of transcendental 
philosophy. 

It is not difficult to see that this problem 
is not to be solved either in theoretical or in 
practical philosophy, but in a higher one, 
which is the connecting link between the 
two, neither theoretical nor practical, but 
both at once. 

How at once the objective world con- 
forms itself to ideas in us, and ideas in us 
conform themselves to the objective world, 
it is impossible to conceive, unless there 
exists, between the two worlds — the ideal 
and the real — a preestablished harmony. 
But this preestablished harmony itself is 
not conceivable, unless the activity, 
whereby the objective world is produced, 
is originally identical with that which dis- 
plays itself in volition, and vice versa. 

Now it is undoubtedly a productive ac- 
tivity that displays itself in volition ; all 
free action is productive and productive 
only with consciousness. If, then, we 
suppose, since the two activities are one 
only in their principle, that the same ac- 
tivity which is productive with conscious- 
ness in free action, is productive without 
consciousness in the production of the 
world, this preestablished harmony is a 
reality, and the contradiction is solved. 

If we suppose that all this is really the 
case, then that original identity of the ac- 
tivity, which is busy in the production of 
the w^rld, with that which displays itself 
in volition, will exhibit itself in the pro- 
ductions of the former, and these will 
necessarily appear as the productions of 
an activity at once conscious and uncon- 
scious. 

Nature, as a whole, no less than in its 
different productions, will, of necessity, 
appear as a work produced with conscious- 
ness, and, at the same time, as a pioduc- 



164 



Introduction to Idealism. 



tion of the blindest mechanism. It is the 
result of purpose, without being demon- 
strable as such. The philosophy of the 
aims of Nature, or teleology, is therefore 
the required point of union between theo- 
retical and practical philosophy. 

D. Hitherto, we have postulated only in 
general terms the identity of the uncon- 
scious activity, which has produced Na- 
ture, and the conscious activity, which 
exhibits itself in volition, without having 
decided where the principle of this activ- 
ity lies — whether in Nature or in us. 

Now, the system of knowledge can be 
regarded as complete only when it reverts 
to its principle. Transcendental philoso- 
phy, therefore, could be complete only 
when that identity — the highest solution 
of its whole problem — could be demon- 
strated in its principle, the Ego. 

It is therefore postulated that, in the 
subjective — in the consciousness itself — 
that activity, at once conscious and un- 
conscious, can be shown. 

Such an activity can be no other than 
the asthetic, and every work of art can be 
conceived only as the product of such. 
The ideal work of art and the real world 
of objects are therefore products of one 
and the same activity ; the meeting of the 
two (the conscious and the unconscious) 
without consciousness, gives the real — with 
consciousness, the aesthetic world. 

The objective world is only the primal, 
still unconscious, poetry of the mind ; the 
universal organum of philosophy, the key- 
stone of its whole arch, is the philosophy 
of art. 

IV. — ORGAN OF TRANSCENDENTAL PHILOSOPHY. 

1. The only immediate object of tran- 
scendental consideration is the subjective 
(II.) ; the only organ for philosophizing 
in this manner is the inner sense, and its 
object is such that, unlike that of mathe- 
matics, it can never become the object of 
external intuition. The object of mathe- 
maties, to be sure, exists as little outside 
of knowledge, as that of philosophy. The 
whole existence of mathematics rests on 
intuition ; it exists, therefore, only in in- 
tuition; and this intuition itself is an ex- 



ternal one. In addition to this, the math- 
ematician never has to deal immediately 
with the intuition— the construction itself — 
but only with the thing constructed, which, 
of course, can be exhibited outwardly ; 
whereas the philosopher looks only at the 
act of construction itself, which is purely 
an internal one. 

2. Moreover, the objects of the tran- 
scendental philosopher have no existence, 
except in so far as they are freely pro- 
duced. Nothing can compel to this pro- 
duction, any more than the external de- 
scribing of a figure can compel one to 
regard it internally. Just as the existence 
of a mathematical figure rests on the outer 
sense, so the whole reality of a philoso- 
phical idea rests upon the inner sense. 
The whole object of this philosophy is no 
other than the action of Intelligence ac- 
cording to fixed laws. This action can be 
conceived only by means of a peculiar, 
direct, inner intuition, and this again is 
possible only by production. But this is 
not enough. In philosophizing, one is not 
only the object considered, but always at the 
same time the subject considering. To the 
understanding of philosophy, therefore, 
there are two conditions indispensable : 
first, that the philosopher shall be engaged 
in a continuous internal activitv, in a con- 
tinuous production of those primal actions 
of the intelligence; second, that he shall 
be engaged in continuous reflection upon 
the productive action ; — in a word, that he 
shall be at once the contemplated (produ- 
cing) and the contemplating. 

3. By this continuous duplicity of pro- 
duction and intuition, that must become% 
an object which is otherwise reflected by 
nothing. It cannot be shown here, but 
will be shown in the sequel, that this 
becoming-reflected on the part of the 
absolutely unconscious and non-objective, 
is possible only by an aesthetic act of the 
imagination. Meanwhile, so much is plain 
from what has already been proved, that 
all philosophy is productive. Philosophy, 
therefore, no less than art, rests upon the 
productive faculty, and the difference be- 
tween the two, upon the different direction 
of the productive power. For whereas 



Genesis. 



L65 



production in art is directed outward, in 
order to reflect the unconscious by pro- 
ducts, philosophical production is directed 
immediately inward, in order to reflect it 
in intellectual intuition. The real sense 
by which this kind of philosophy must be 
grasped, is therefore the aesthetic sense, 
and hence it is that the philosophy of art 
is the true organum of philosophy ( III.) 

Out of the vulgar reality there are only 
two means of exit — poetry, which trans- 
ports us into an ideal world, and philoso- 
phy, which makes the real world vanish 
before us. It is not plain why the sense 
for philosophy should be more generally 
diffused than that for poetry, especially 
among that class of men, who, whether by 
memory-work (nothing destroys more di- 
rectly the productive) or by dead specula- 
tion (ruinous to all imaginative power), 
have completely lost the aasthetic organ. 

4. It is unnecessary to occupy time with 
common-places about the sense of truth, 
and about utter unconcern in regard to 
results, although it might be asked, what 
other conviction can yet be sacred to him 
who lays hands upon the most certain of 
all — that there are things outside of us? 
We may rather take one glance more at the 
so-called claims of the common under- 
standing. 



The common understanding in matters 
of philosophy has no claims whatsoever, 
except those which every object of exam- 
ination has, viz., to be completely explain- 
ed. 

It is not, therefore, any part of our busi- 
ness to prove that what it considers true, 
is true, but only to exhibit the unavoidable 
character of its illusions. This implies 
that the objective world belongs duly to 
the necessary limitations which render 
self-consciousness (which is I) possible; 
it is enough for the common understand- 
ing, if from this view again the necessity 
of its view is derived. 

For this purpose it is necessary, not only 
that the inner works of the mental activity 
should be laid open, and the mechanism of 
necessary ideas revealed, but also that it 
should be shown by what peculiarity of 
our nature it is, that what has reality only 
in our intuition, is reflected to us as some- 
thing existing outside of us. 

As natural science produces idealism 
out of realism, by mentalizing the laws of- 
Nature into laws of intelligence, or super- 
inducing the formal upon the material 
(I.), so transcendental philosophy pro- 
duces realism out of idealism, by mate- 
rializing the laws of Nature, or introducing 
the material into the formal. 



GENESIS. 

By A. Eronson Alcott. 

" God is the constant and immutable Good; the world is Good in a state of becoming, and the 
human soul is that in and by which the Good in the world is consummated." — Plato. 



I. — VESTIGES. 

Behmen, the subtilest thinker on Genesis 
since Plato, conceives that Nature fell from 
its original oneness by fault of Lucifer 
before man rose physically from its ruins ; 
and moreover, that his present existence, 
being the struggle to recover from Nature's 
lapse, is embarrassed with double difficul- 
ties by deflection from rectitude on his 
part. We think it needs no Lucifer other 
than mankind collectively conspiring, to Nature,.it must be consequent on Man's de- 
account for Nature's mishaps, or Man's. generacy prior to their genesis. And it is 
Since, assuming man to be Nature's ances- only as he lapses out of his integrity, by 



tor, and Nature man's ruins rather, himself 
is the impediment he seeks to remoi 
and, moreover, conceiving Nature as cor- 
responding in large — or maerocosmically — 
to his intents, for whatsoever embarrass- 
ments he finds therein, himself, and nor-c 
other, takes the blame. Eldest of crea- 
tures, and progenitor of all below him, 
personally one and imperishable in essei 
it follows that if debased forms appear in 



166 



Genesis. 



debasing his essence, that he impairs his 
original likeness, and drags it into the 
prone shapes of the animal kingdom — these 
being the effigies and vestiges of his indi- 
vidualized and shattered personality. Be- 
hold these upstarts of his loins, every- 
where the mimics jeering at him saucily, 
or gaily parodying their fallen lord. 

" Most happy he who hath fit place assigned 
To his beasts, and disaforestered his mind ; 
Can use his horse, goat, wolf, and every beast, 
And is not ape himself to all the rest."* 

It is man alone who conceives and brings 
forth the beast in him, that swerves and 
dies; perversion of will by mis-choice be- 
ing the fate that precipitates him into ser- 
pentine form, clothed in duplicity, cleft 
into sex, 

" Parts of that Part which once was all." 

It is but one and the same soul in him 3 
entertaining a dialogue with himself, that 
is symbolized in The Serpent, Adam, and 
the Woman ; nor need there be fabulous 
"Paradises Lost or Regained," for setting 
in relief this serpent symbol of temptation, 
this Lord or Lucifer in our spiritual Eden : 

" First state of human kind, 
Which one remains while man doth find 
Joy in his partner's company ; 
When two, alas ! adulterate joined, 
The serpent made the three." 

II. — THE DEUCE. 

" I inquired what iniquity was, and found 
it to be no substance, but perversion of the 
Will from the Supreme One towards lower 
things." — St. Augustine. 

Better is he who is above temptation 
than he who, being tempted, overcomes ; 
since the latter but suppresses the evil in- 
clination in his breast, which the former 
has not. Whoever is tempted has so far 
sinned as to entertain the tempting lust 
stirring within him, and betraying his 
lapse from singleness or holiness. The 
virtuous choose, and are virtuous by choice ; 
while the holy, being one, are above all 
need of deliberating, their volitions an- 

* " Had man withstood the trial, his de- 
scendants would have been born one from 
another in the same way that Adam — i. e. man- 
kind — was, namely, in the image of God ; for 
that which proceeds from the Eternal has eter- 
nal manner of birth." — Behmen. 



swering spontaneously to their desires. Ifc 
is the cleft personality, or other within, that 
confronts and seduces the Will ; the Ad- 
versary and Deuce we become individually, 
and thus impersonate in the Snake. f 

III. — SERPENT SYMBOL. 

One were an OSdipus to expound this 
serpent mythology ; yet failing this, were 
to miss finding the keys to the mysteries 
of Genesis, and Nature were the chaos and 
abyss ; since hereby the one rejoins man's 
parted personality, and recreates lost man- 
kind. Coeval with flesh, the symbol ap- 
pears wherever traces of civilization exist, 
a remnant of it in the ancient Phallus wor- 
ship having come to us disguised in our 
May-day dance. Nor was it confined to 
carnal knowledge merely. The serpent 
symbolized divine wisdom, also; and it 
was under this acceptation that it became 
associated with those " traditionary teach- 
ers of mankind whose genial wisdom en- 
titled them to divine honors." An early 
Christian sect, called Ophites, worshipped 
it as the personation of natural knowledge. 
So the injunction, "Be ye wise as serpents 
and harmless as doves," becomes the more 
significant when we learn that seraph in 
the original means a serpent; cherub, a 
dove ; these again symbolizing facts in 
osteological science as connected with the 
latest theories of the invertebrated cra- 

* It is a miserable thing to have been happy ; 
and a self-contracted wretchedness is a double 
one. Had felicity always been a stranger to 
humanity, our present misery had been none ; 
and had not ourselves been the authors of our 
ruins, less. We might have been made un- 
happy, but, since we are miserable, we chose 
it. He that gave our outward enjoyments 
might have taken them from us, but none 
could have robbed us of innocence but our- 
selves. While man knew no sin, he was igno- 
rant of nothing that it imported humanity to 
know ; but when he had sinned, the same 
transgression that opened his eyes to see his 
own shame, shut them against most things 
else but it and the newly purchased misery. 
With the nakedness of his body, he saw that 
of his soul, and the blindness and dismay of 
his faculties to which his former innocence 
was a stranger, and that which showed them 
to him made them. We are not now like the 
creatures we were made, having not only lost 
our Maker's image but our own ; and do not 
much more transcend the creatures placed at 
our feet, than we come short of our ancient 
selves." — Glanvill. 



Genes 



is. 



1G7 



mum accepted by eminent naturalists, and 
so substantiating tbe symbol in nature ; 
this being ophiomorphous, a scries of 
spires, crowned, winged, webbed, finned, 
footed in structure, set erect, prone, trail- 
ing, as charged with life in higher potency 
or lower; man, supreme in personal up- 
rightness, and holding the sceptre of do- 
minion as he maintains his inborn recti- 
tude, or losing his prerogative as he lapses 
from his integrity, thus debasing his form 
and parcelling his gifts away in the prone 
shapes distributed throughout Nature's 
kingdoms ; or, again, aspiring for lost su- 
premacy, he uplifts and crowns his fallen 
form with forehead, countenance, speech, 
thereby liberating the genius from the 
slime of its prone periods, and restoring 
it to rectitude, religion, science, fellow- 
ship, the ideal arts.* 

" Unless above himself he can 
Erect himself, how poor a thing is man." 

IV. EMBRTONS. 

" The form is in the archetype before it ap- 
pears in the work, in the divine mind before 
it exists in the creature." — Leibnitz. 

As the male impregnates the female, so 
mind charges matter with form and fecun- 
dity ; the spermatic world being life in 
transmission and body in embryo. So the 
egg is a genesis and seminary of forms, 
(the kingdoms of animated nature sleeping 
coiled in its yolk) and awaits the quicken- 
ing magnetism that ushers them into light. 
Herein the human embryon unfolds in 
series the lineaments of all forms in the 
living hierarchy, to be fixed at last in its 
microcosm, unreeling therefrom its facul- 
ties into filamental organs, spinning so 
minutely the threads, " that were it phys- 
ically possible to dissolve away all other 
members of the body, there would still re- 
main the full and perfect figure of a man. 
And it is this perfect cerebro-spinal axis, 

* "I maintain that the different types of the 
human family have an independent origin, one 
from the other, and are not descended from 
common ancestors. In fact, I believe that 
men were created in nations, not in individ- 
uals ; but not in nations in the present sense 
of the word ; on the contrary, in such crowds 
as exhibited slight, if any, diversity among 
themselves, except that of sex."— Agussiz. 



this statue-like tissue of filaments, that, 
physically speaking, is the man." The 
mind above contains him spiritually, and 
reveals him physically to himself and his 
kind. Every creature assists in its own 
formation, souls being essentially creative 
and craving form. 

"For the creature delights in the image 
of ' the Creator; and the soul of man will 
in a manner clasp God to herself. Having 
nothing mortal, she is wholly inebriated 
from God ; for she glories in the hannonv 
under which the human body exists."* 

V. — PROMETHEUS. 
" Imago Dei in animo ; mundi, in corpore." 

Man is a soul, informed by divine ideas, 
and bodying forth their image. His mind 
is the unit and measure of things visible 
and invisible. In him stir the creatures 
potentially, and through his personal voli- 
tions are conceived and brought forth in 
matter whatsoever he sees, touches, and 
treads under foot. The planet he spins. 

Ho omnipresent is, 

All round himself he lies, 

Osiris spread abroad ; 

Upstaring in all eyes. 

Nature his globed thought, 

Without him she were not, 

Coamos from chaos were not spoken, 

And God bereft of visible token. 

A theosmeter — an instrument of instru- 
ments — he gathers in himself all forces, 
partakes in his plenitude of omniscience, 
being spirit's acme, and culmination in na- 
ture. A quickening spirit and mediator 
between mind and matter, he conspires 
with all souls, with the Soul of souls, in 
generating the substance in which he im- 
merses his form, and wherein he embosoms 
his essence. Not elemental, but funda- 
mental, essential, he generates elements 
and "irees, expiring while consuming, and 
perpetually replenishing his waste; the 

* " Thou hast possessed my reins, thou hast 
covered me in my mother's womb. My sub- 
stance was not hid from thee when I was made 
in a secret place, and there curiously wrought 
as in the lowest parts of the earth : there thine 
eyes did see my substance yet being imperfect : 
and in thy Book were all my members writ- 
ten, which in continuance were fashioned 
when as yet there was none of them." — Psalm 
exxxix : 13, 15, 10. 



168 



Genesis. 



final conflagration a current fact of his ex- 
istence. Does the assertion seem incred- 
ible, absurd? But science, grown lumin- 
ous and transcendent, boldly declares 
that life to the senses is ablaze, refeeding 
steadily its flame from the atmosphere it 
kindles into life, its embers the spent re- 
mains from which rises perpetually the 
new-born Phoenix into regions where flame 
is lost in itself, and light its resolvent em- 
blem.* 

"Thee, Eye of Heaven, the great soul envies not, 
By thy male force is all we have, begot." 



VI. 



-IDEAL METHOD. 



" It has ever been the misfortune of the mere 
materialist, in his mania for matter on the one 
hand and dread of ideas on the other, to invert 
nature's order, and thus hang the world's pic- 
ture as a man with his heels upwards." — Cud- 
worth. 

This inverse order of thought conducts 
of necessity to conclusions as derogatory 
to himself as to Nature's author. Assuming 
matter as his basis of investigation, force 
as father of thought, he confounds facul- 
ties with organs, life with brute substance, 
and must needs pile his atom atop of atom ? 
cement cell on cell, in constructing his 
column, sconce mounting sconce aspiringly 
as it rises, till his shaft of gifts crown itself 
surreptitiously with the ape's glorified 
effigy, as Nature's frontispiece and head. 
Life's atomy with life omitted altogether, 
man wanting. Not thus reads the ideal 
naturalist the Book of lives. But opening 
at spirit, and thence proceeding to ideas 
and finding their types in matter, life un- 
folds itself naturally in organs, faculties 
begetting forces, mind moulding things 
substantially, its connections and. inter- 
dependencies appear in series and degrees 

* " Man feeds upon air, the plant collecting 
the materials from the atmosphere and com- 
pounding them for his food. Even life itself, 
as we know it, is but a process of combustion, 
of which decomposition is the final conclusion ; 
through this combustion all the constituents 
return back into air, a few ashes remaining to 
the earth from whence they came. But from 
these embers, slowly invisible flames, arise 
into regions where our science has no longer 
any value." — Scldeiden. 



as he traces the leaves, thought the key to 
originals, man the connexus, archetype, 
and classifier of things; he, straightway, 
leading forth abreast of himself the ani- 
mated creation from the chaos, — the prime- 
val Adam naming his mates, himself their 
ancestor, contemporary and survivor. 

VII. — DIALOGIC. 

If the age of iron and brass be hard upon 
us, fast welding its fetters and chains 
about our foreheads and limbs, here, too, is 
the Promethean fire of thought to liberate 
letters, science, art, philosophy, using the 
new agencies let loose by the Daedalus of 
mechanic invention and discovery, in the 
service of the soul, as of the senses. Hav- 
ing recovered the omnipresence in nature, 
graded space, tunnelled the abyss, joined 
ocean and land by living wires, stolen the 
chemistry of atom and solar ray,, made 
light our painter, the lightning our runner, 
thought is pushing its inquiries into the 
unexplored regions of man's personality, 
for whose survey and service every modern 
instrument lends the outlay and means — 
facilities ample and unprecedented — new 
instruments for the new discoverers. Usino- 
no longer contentedly the eyes of a toiling 
circuitous logic, the genius takes the track 
of the creative thought, intuitively, cosmi- 
cally, ontologically. A subtler analysis is 
finely disseminated, a broader synthesis 
accurately generalized from the materials 
accumulated on the mind during the cen- 
turies, the globe's contents being gathered 
in from all quarters : the book of creation, 
newly illustrated and posted to date. The 
new Calculus is ours : an organon alike 
serviceable to naturalist and metaphysi- 
cian : a Dialogic for resolving things into- 
thoughts, matter into mind, power into 
personality, man into God, many into one ; 
soul in souls seen as the creative control- 
ling spirit, pulsating in all bodies, inspir- 
ing, animating, organizing, immanent in 
the atoms, circulating at centre and cir- 
cumference, willing in all wills, person- 
ally embosoming all persons in unbroken 
synthesis of Being. 



Analysis of Hegel's ^Esthetics. 



169 



ANALYSIS OF HEGEL'S ESTHETICS, 



Translated from the French of 

Part III. 
System of the Particular Arts. 

Under the head of " System of the Par- 
ticular Arts," Hegel sets forth, in this 
third part, the theory of each of the arts — 
Architecture, Sculpture, Painting, Music 
and Poetry. 

Before proceeding to the division of the 
arts, he glances at the different styles 
which distinguish the different epochs of 
their development. He reduces them to 
three styles : the simple or severe, the 
ideal or beautiful, and the graceful. 

1. At first the simple and natural style 
presents itself to us, but it is not the 
truly natural or true simplicity. That 
supposes a previous perfection. Primi- 
tive simplicity Is gross, confused, rigid, 
inanimate. Art in its infancy is heavy 
and trifling, destitute of life and liberty, 
without expression, or with an exagger- 
ated vivacity. Still harsh and rude in its 
commencements, it becomes by degrees 
master of form, and learns to unite it 
intimately with content. It arrives thus at 
a severe beauty. This style is the Beauti- 
ful in its lofty simplicity. It is restricted 
to reproducing a subject with its essential 
traits. Disdaining grace and ornament, it 
contents itself with the general and grand 
expression which springs from the subject, 
without the artist's exhibiting himself and 
revealing his personality in it. 

2. Next in order comes the beautiful 
style, the ideal and pure style, which 
holds the mean between simple expression 
and a marked tendency to the graceful. 
Its character is vitality, combined with a 
calm and beautiful grandeur. Grace is 
not wanting, but there is rather a natural 
carelessness, a simple complacency, than 
the desire to please — a beauty indifferent 
to the exterior charms which blossom of 
themselves upon the surface. Such is the 
ideal of the beautiful style — the style of' 
Phidias and Homer. It is the culminating 
point of art. 



Ch. Benaiid, by J. A. Martlijsci. 

3. But this movement is short. The 
ideal style passes quickly to the graceful, 
to the agreeable. Here appears an aim 
different from that of the realization of 
the beautiful, which pure art ought to 
propose to itself, to wit : the intention of 
pleasing, of producing an impression on 
the soul. Hence arise works of a style 
elaborate with art, and a certain seeking 
for external embellishments. The subject 
is no more the principal thing. The at- 
tention of the artist is distracted by orna- 
ments and accessories — by the decorations, 
the trimmings, the simpering airs, the at- 
titudes and graceful postures, or the vivid 
colors and the attractive forms, the luxury 
of ornaments and draperies, the learned 
making of verse. But the general effect 
remains without grandeur and without no- 
bleness. Beautiful proportions and grand 
masses give place to moderate dimensions, 
or are masked with ornaments. The 
graceful style begets the style for effect, 
which is an exaggeration of it. The art 
then becomes altogether conspicuous; it 
calls the attention of the spectator by 
everything that can strike the senses. The 
artist surrenders to it his personal ends 
and his design. In this species of tete- 
a-tete with the public, there is betrayed 
through all, the desire of exhibiting his 
wit, of attracting admiration for his abil- 
ity, his skill, his power of execution. 
This art — without naturalness, full of co- 
quetry, of artifice and affectation, the op- 
posite of the severe style which yields 
nothing to the public — is the style of the 
epochs of decadence. Frequently it has 
recourse to a last artifice, to the affec- 
tation of profundity and of simplicity, 
which is then only obscurity, a mysterious 
profundity which conceals an absence of 
ideas and a real impotence. This air of 
mystery, which parades itself, is in its 
turn, hardly better than coquetry; the 
principle is the same — the desire of pro- 
ducing an effect. 

The author then passes to the Division 



170 



Analysis of Hegel's Aesthetics. 



of the Arts. The common method classes 
them according to their means of repre- 
sentation, and the senses to which they 
are addressed. Two senses only are af- 
fected hy the perception of the beautiful : 
sight, which perceives forms and colors, 
and hearing, which perceives sounds. 
Hence the division into arts of design and 
musical art. Poetry, which employs 
speech, and addresses itself to the imag- 
ination, forms a domain apart. Without 
discarding this division, Hegel combines 
it with another more philosophical princi- 
ple of classification, and one which is 
taken no longer from the external means 
of art, but from their internal relation to 
the very content of the ideas which it is 
to represent. 

Art has for object the representation of 
the ideal. The arts ought then to be 
classed according to the measure in which 
they are more or less capable of express- 
ing it. This gradation will have at the 
same time the advantage of corresponding 
to historic progress, and to the funda- 
mental forms of art previously studied. 

According to this principle, the arts 
marshal themselves, and succeed one 
another, to form a regular and complete 
system, thus : 

1. First Architecture presents itself. 
This art, in fact, is incapable of repre- 
senting an idea otherwise than in a vague, 
indeterminate manner. It fashions the 
masses of inorganic nature, according to 
the laws of matter and geometrical pro- 
portions; it disposes them with regularity 
and symmetry in such a manner as to 
offer to the eyes an image which is a sim- 
ple reflex of the spirit, a dumb symbol of 
the thought. Architecture is at the same 
time appropriated to ends which are for- 
eign to it: it is destined to furnish a 
dwelling for man and a temple for Divin- 
ity ; it must shelter under its roof, in its 
enclosure, the other arts, and, in particu- 
lar, sculpture and painting. 

For these reasons architecture should, 
historically and logically, be placed first 
in the series of the arts. 

2. In a higher rank is Sculpture, which 
already exhibits spirit under certain de- 
terminate traits. Its object, in fact, is 



spirit individualized, revealed by thef hu- 
man form and its living organism. Under 
this visible appearance, by the features of 
the countenance, and the proportions of 
the body, it expresses ideal beauty, divine 
calmness, serenity — in a word, the classic 
ideal. 

3. Although retained in the world of 
visible forms, Painting offers a higher de- 
gree of spirituality. To form, it adds the 
different phases of visible appearance, 
the illusions of perspective, color, light 
and shades, and thereby it becomes capa- 
ble, not only of reproducing the various 
pictures of nature, but also of expressing 
upon canvas the most profound sentiments 
of the human soul, and all the scenes of 
ethical life. 

4. But, as an expression of sentiment, 
Music still surpasses painting. What it 
expresses is the soul itself, in its most in- 
timate and profound relations; and this 
by a sensuous phenomenon, equally invis- 
ible, instantaneous, intangible — sound — 
sonorous vibrations, which resound in the 
abysses of the soul, and agitate it 
throughout. 

5. All these arts culminate in Poetry, 
which includes them and surpasses them, 
and whose superiority is due to its mode 
of expression — speech. It alone is capa- 
ble of expressing all ideas, all sentiments, 
all passions, the highest conceptions of 
the intelligence, and the most fugitive 
impressions of the soul. To it alone is 
given to represent an action in its com- 
plete development and in all its phases. 
It is the universal art — its domain is un- 
limited. Hence it is divided into many 
species, of which the principal are epic, 
lyric and dramatic poetry. 

These five arts form the complete and 
organized system of the arts. Others, 
such as the art of gardening, dancing, en- 
graving, etc., are only accessories, and 
more or less connected with the preced- 
ing. They have not the right to occupy a 
distinct place in a general theory ; they 
would only introduce confusion, and dis- 
figure the fundamental type which is pe- 
culiar to each of them. 

Such is the division adopted by Hegel. 
He combines it, at the same time, with his 



Analysis of Hegel's JEsihetics. 



171 



general division of the forms of the his- 
toric development of art. Thus architect- 
ure appears to him to correspond more 
particularly to the symbolic type; sculp- 
ture is the classic art, par excellence; 
painting and music fill the category of the 
romantic arts. Poetry, as art universal, 
belongs to all epochs. 

I. Architecture. — In the study of archi- 
tecture, Elegel follows a purely historic 
method. He limits himself to describing 
and characterizing its principal forms in 
the different epochs of history. This art, 
in fact, lends itself to an abstract theory 
less than the others. There are here few 
principles, to establish; and when we de- 
part from generalities, we enter into the 
domain of mathematical laws, or into the 
technical applications, foreign to pure 
science. It remains, then, only to deter- 
mine the sense and the character of its 
monuments, in their relation to the spirit 
of the people, and the epochs to which 
they belong. It is to this point of view 
that the author has devoted himself. The 
division which he adopts on this subject, 
and the manner in which he explains it, 
are as follows : 

The object of architecture, independent 
of the positive design and the use to 
which its monuments are appropriated, is 
to express a general thought, by forms 
borrowed from inorganic nature, by masses 
fashioned and disposed according to the 
laws of geometry and mechanics. But 
whatever may be the ideas and the im- 
cressions which the appearance of an edi- 
fice produces, it never furnishes other than 
an obscure and enigmatic emblem. The 
thought is vaguely represented by those 
material forms which spirit itself does not 
animate. 

If such is the nature of this art, it fol- 
lows that, essentially symbolic, it must 
predominate in that first epoch of history 
which is distinguished by the symbolic 
character of its monuments. It must show 
itself there freer, more independent of 
practical utility, not subordinated to a 
foreign end. Its essential object ought to 
be to express ideas, to present emblems, to 
gymbolize the beliefs of those peoples, in- 
capable as they are of otherwise express- 



ing them. It is the proper language of 
such an epoch — a language enigmatic and 
mysterious ; it indicates the effort of the 
imagination to represent ideas, still vague. 
Its monuments are problems proposed to 
future ages, and which as yet are but im- 
perfectly comprehended. 

Such is the character of oriental archi- 
tecture. There the end is valueless or ac- 
cessory ; the symbolic expression is the 
principal object. Architecture is independ- 
ent, and sculpture is confounded with it. 

The monuments of Greek and Roman 
architecture present a wholly different 
character. Here, the aim of utility ap- 
pears clearly distinct from expression. 
The purpose, the design of the monument 
comes out in an evident manner. It is a 
dwelling, a shelter, a temple, etc. 

Sculpture, for its part, is detached from 
architecture, and assigns its end to it. 
The image of the god, enclosed in the 
temple, is the principal object. The tem- 
ple is only a shelter, an external attendant. 
Its forms are regulated according to the 
laws of numbers, and the proportions of a 
learned eurythniy ; but its true orna- 
ments are furnished to it by sculpture. 
Architecture ceases then to be independ- 
ent and symbolic; it becomes dependent, 
subordinated to a positive end. 

As to Christian architecture or that of 
the Middle Ages, it presents the union of 
the two preceding characteristics. It is at 
once devoted to a useful end, and emi- 
nently expressive or symbolic — dependent 
and independent. The temple is the house 
of God ; it is devoted to the uses and cere- 
monies of worship, and shows throughout 
its design in its forms; but at the same 
time these symbolize admirably the Chris- 
tian idea. 

Thus the symbolic, classic and romantic 
forms, borrowed from history, and which 
mark the whole development of art, serve 
for the division and classification of the 
forms of architecture. This being espe- 
cially the art which is exercised in the do- 
main of matter, the essential point to be 
distinguished is whether the monument 
which is addressed to the eyes includes in 
itself its own meaning, or whether it is 
considered as a means to a foreign end, 



172 



Analysis of Hegel's JEsthetics. 



or finally whether, although in the service 
of a foreign end, it preserves its independ- 
ence. 

The basis of the division heing thus 
placed, Hegel justifies it by describing the 
characters of the monuments belonging to 
these three epochs. All this descriptive 
part can not be analyzed : we are obliged 
to limit ourselves to securing a comprehen- 
sion of the general features, and to noting 
the most remarkable points. 

(a) Since the distinctive characteristic of 
symbolic architecture is the expression of 
a general thought, without other end than 
the representation of it, the interest in its 
monuments is less in their positive design 
than in the religious conceptions of the 
people, who, not having other means of 
expression, have embodied their thought, 
still vague and confused, in these gigantic 
masses and these colossal images. Entire 
nations know not how otherwise to express 
their religious beliefs. Hence the sym- 
bolic character of the structures of the 
Babylonians, the Indians and the Egyp- 
tians, of those works which absorbed the 
life of those peoples, and whose meaning 
we seek to explain to ourselves. 

It is difficult to follow a regular order in 
the absence of chronology, when we re- 
view the multiplicity of ideas and forms 
which these monuments and these symbols 
present. Hegel thinks, nevertheless, that 
he is able to establish the following grada- 
tions : 

In the first rank are the simplest monu- 
ments, such as seem only designed to serve 
as a bond of union to entire nations, or to 
different nations. Such gigantic structures 
as the tower of Belus or Babylon, upon 
the shores of the Euphrates, present the 
image of the union of the peoples before 
their dispersion. Community of toil and 
effort is the aim and the very idea of the 
work ; it is the common work of their 
united efforts, the symbol of the dissolu- 
tion of the primitive family and of the 
formation of a vaster society. 

In a rank more elevated, appear the mon- 
uments of a more determined character, 
where is noticeable a mingling of archi- 
tecture and sculpture, although they be- 
long to the former. Such are those sym- 



bols which, in the East, represent the 
generative force of nature; the phallus 
and the lingam scattered in so great num- 
bers throughout Phrygia and Syria, and 
of which India is the principal seat; in 
Egypt, the obelisks, which derive their 
symbolic significance from the rays of the 
sun ; the Memnons, colossal statues which 
also represent the sun and his beneficent 
influence upon nature; the sphinxes, 
which one finds in Egypt in prodigious 
numbers and of astonishing size, ranged 
in rows in the form of avenues. These 
monuments, of an imposing sculpture, are 
grouped in masses, surrounded by walls 
so as to form buildings. 

They present, in a striking manner, the 
twofold character indicated above : free 
from all positive design, they are, above 
all, symbols ; afterward, sculpture is con- 
founded with architecture. They are 
structures without roof, without doors, 
without aisles, frequently forests of col- 
ums where the eye loses itself. The eye 
passes over objects which are there for 
their own sake, designed only to strike the 
imagination by their colossal aspect and 
their enigmatic sense, not to serve as a 
dwelling for a god, and as a place of as- 
semblage for his worshippers. Their order 
and their disposition alone preserve for 
them an architectural character. You walk 
on into the midst of those human works, 
mute symbols which remind you of divine 
things ; your eyes are everywhere struck 
with the aspect of those forms and those 
extraordinary figures, of those walls be- 
sprinkled with hieroglyphics, books of 
stone, as it were, leaves of a mysterious 
book. Everything there is symbolically de- 
termined — the proportions, the distances, 
the number of columns, etc. The Egyp- 
tians, in particular, consecrated their lives 
to constructing and building these monu- 
ments, by instinct, as a swarm of bees 
builds its hive. This was the whole life of 
the people. It placed there all its thought, 
for it could no otherwise express it. 

Nevertheless, that architecture, in one 
point s by its chambers and its halls, its 
tombs, begins to approach the following- 
class, which exhibits a more positive de- 
sign, and of which the type is a house. 



Analysis of HcgeVs JEsihetics. 



173 



A third rank marks the transition of 
symbolic to classic architecture. Archi- 
tecture already presents a character of 
utility, of conformity to an end. The 
monument has a precise design ; it serves 
for a particular use taken aside from the 
symbolic sense. It is a temple or a tomb. 
Such, in the first place, is the subterranean 
architecture of the Indians, those vast ex- 
cavations which are also temples, species 
of subterranean cathedrals, the caverns of 
Mithra, likewise filled with symbolic sculp- 
ture. But this transition is better charac- 
terized by the double architecture, (subter- 
ranean and above ground) of the Egyp- 
tians, which is connected with their wor- 
ship of the dead. An individual being, who 
has his significance and his proper value ; 
the dead one, distinct from his habitation 
which serves him only for covering and 
shelter, resides in the interior. The most 
ancient of these tombs are the pyramids, 
species of crystals, envelopes of stone 
which enclose a kernel, an invisible being, 
and which serve for the preservation of the 
bodies. In this concealed dead one, resides 
the significance of the monument which is 
subordinate to him. 

Here, then, Architecture ceases to be in- 
dependent. It divides itself into two ele- 
ments — the end and the means; it is the 
means, and it is subservient to an end. 
Further, sculpture separates itself from it, 
and obtains a distinct office — that of shap- 
ing the image within, and its accessories. 
Here appears clearly the special design of 
architecture, conformity to an end; also 
it assumes inorganic and geometric forms, 
the abstract, mathematical form, which 
befits it in particular. The pyramid al- 
ready exhibits the design of a house, the 
rectangular form. 

(b) Classic architecture has a two-fold 
point of departure — symbolic architecture 
and necessity. The adaptation of parts to 
an end, in symbolic architecture, is acces- 
sory. In the house, on the contrary, all 
is controlled, from the first, by actual ne- 
cessity and convenience. Now classic 
architecture proceeds both from the one 
and from the other principle, from neces- 
sity and from art, from the useful and 



from the beautiful, which it combines in 
the most perfect manner. Necessity pro- 
daces regular forms, right angles, plane 
surfaces. But the end is not 6imply the 
satisfaction of a physical necessity ; there 
is also an idea, a religious representation, 
a sacred image, which it has to shelter 
and surround, a worship, a religious cere- 
monial. The temple ought then, like the 
temple fashioned by sculpture, to spring 
from the creative imagination of the artist. 
There is necessary a dwelling for the god, 
fashioned by art and according to its laws. 

Thus, while falling under the law of 
conformity to an end, and ceasing to be 
independent, architecture escapes from 
the useful and submits to the law of the 
beautiful ; or rather, the beautiful and 
useful meet and combine themselves in the 
happiest manner. Symmetry, eurythmy, 
organic forms the most graceful, the most 
rich, and the most varied, join themselves 
as ornaments to the architectural forms. 
The two points of view are united without 
being confounded, and form an harmoni- 
ous whole ; there will be, at the same time, 
a useful, convenient and beautiful archi- 
tecture. 

What best marks the transition to Greek 
architecture, is the appearance of the col- 
umn, which is its type. The column is a 
support. Therein is its useful and mechani- 
cal design ; it fulfils that design in the 
most simple and perfect manner, because 
with it the power of support is reduced to 
its minimum of material means. From 
another side, in order to be adapted to its 
end and to beauty, it must give up its 
natural and primitive form. The beauti- 
ful column comes from a form borrowed 
from nature; but carved, shaped, it takes a 
regular and geometric configuration. In 
Egypf human figures serve as columns; 
here they are replaced by caryatides. But 
the natural, primitive form is the tree, the 
trunk, the flexible stock, which bears its 
crown. Such, too, appears the Egyptian 
column ; columns are seen rising from the 
vegetable kingdom in the stalks of the 
lotus and other trees : the base resembles 
an onion. The leaf shoots from the root, 
like that of a reed, and the capital pre- 



174 



Analysis of Hegel's ^Esthetics. 



gents the appearance of a flower. The 
mathematical and regular form is absent. 
In the Greek column, on the contrary, all 
is fashioned according to the mathematical 
laws of regularity and proportion. The 
beautiful column springs from a form bor- 
rowed from nature, but fashioned accord- 
ing to the artistic sense. 

Thus the characteristic of classic archi- 
tecture, as of architecture in general, is 
the union of beauty and utility. Its beauty 
consists in its regularity, and although it 
serves a foreign end, it constitutes a whole 
perfect in itself; it permits its essential 
aim to look forth in all its parts, and 
through the harmony of its relations, it 
transforms the useful into the beautiful. 

The character of classic architecture be- 
ing subordination to an end, it is that 
end which, without detriment to beauty, 
gives to the entire edifice its proper signifi- 
cation, and which becomes thus the prin- 
cipal regulator of all its parts ; as it im- 
presses itself on the whole, and determines 
its fundamental form. The ^first thing 
as to a work of this sort, then, is to know 
what is its purpose, its design. The gene- 
ral purpose of a Grecian temple is to hold 
the statue of a god. But in its exterior, 
the character of the temple relates to a 
different end, and its spirit is the life of 
the Greek people. 

Among the Greeks, open structures, col- 
onnades and porticoes, have as object the 
promenade in the open air, conversation, 
public life under a pure sky. Likewise 
the dwellings of private persons are insig- 
nificant. Among the Romans, on the con- 
trary, whose national architecture has a 
more positive end in utility, appears later 
the luxury of private houses, palaces, 
villas, theatres, circuses, amphitheatres, 
aqueducts and fountains. But the princi- 
pal edifice is thnt whose end is most re- 
mote from the wants of material life ; it 
is the temple designed to serve as a shel- 
ter to a divine object, which already be- 
longs to the fine arts — to the statue of a 
god. 

Although devoted to a determinate end, 
this architecture is none the less free from 
it, in the sense, that it disengages itself 



from organic forms ; it is more free even 
than sculpture, which is obliged to repro- 
duce them ; it invents its plan, the general 
configuration, and it displays in external 
forms all the richness of the imagination ; 
it has no other laws than those of good 
taste and harmony ; it labors without a 
direct model. Nevertheless, it works 
within a limited domain, that of mathe- 
matical figures, and it is subjected to the 
laws of mechanics. Here must be pre- 
served, first of all, the relations between 
the width, the length, the height of the 
edifice ; the exact proportions of the col- 
umns according to their thickness, the 
weight to be supported, the intervals, the 
number of columns, the style, the sim- 
plicity of the ornaments. It is this which 
gives to the theory of this art, and in par- 
ticular of this form of architecture, the 
character of dryness and abstraction. But 
there dominates throughout, a natural 
eurytbmy, which their perfectly accurate 
sense enabled the Greeks to find and fix 
as the measure and rule of the beautiful. 
We will not follow the author in the de- 
scription which he gives of the particular 
characteristics of architectural forms ; we 
will omit also some other interesting de- 
tails upon building in wood or in stone as 
the primitive type, upon the relation of 
the different parts of the Greek temple. 
In here following Vitruvius, the author 
has been able to add some discriminating 
and judicious remarks. What he says, in 
particular, of the column, of its propor- 
tions and of its design, of the internal 
unity of the different parts and of their 
effects as a whole, adds to what is already 
known a philosophical explication which 
satisfies the reason. We remark, especial- 
ly, this passage, which sums up the gene- 
ral character of the Greek temple: "In 
general, the Greek temple presents an as- 
pect which satisfies the vision, and, so to 
speak, surfeits it. Nothing is very ele- 
vated, it is regularly extended in length 
and breadth. The eye finds itself allured 
by the sense of extent, while Gothic archi- 
tecture mounts even beyond measurement, 
and shoots upward to heaven. Besides, the 
ornaments are so managed that they do 



Analysis of Hegel's JEsthetics. 



175 



not mar the general expression of sim- 
plicity. In this, the ancients observe the 
most beautiful moderation." 

The connection of their architecture 
with the genius, the spirit, and the life of 
the Greek people, is indicated in the fol- 
lowing passage : u In place of the spec- 
tacle of an assemblage united for a single 
end, all appears directed towards the ex- 
terior, and presents us the image of an 
animated promenade. There men who have 
leisure abandon themselves to conversa- 
tions without end, wherein rule gayety and 
serenity. The whole expression of such a 
temple remains truly simple and grand in 
itself, but it has at the same time an air 
of serenity, something open and graceful." 
This prepares and conducts us to another 
kind of architecture, which presents a 
striking contrast to the preceding Chris- 
tian or Gothic architecture. 

(c) We shall not further attempt to re- 
produce, even in its principal features, the 
description which Hegel gives, in some 
pages, of Romantic or Gothic architecture. 
The author has proposed to himself, as 
object, in the first place, to compare the 
two kinds of architecture, the Greek and 
the Christian, then to secure the apprehen- 
sion of the relation of this form of archi- 
tecture to the Christian idea. This is 
what constitutes the peculiar interest of 
this remarkable sketch, which, by its vigor 
and severity of design, preserves its dis- 
tinctive merit when compared with all de- 
scriptions that have been made of the 
architecture of the Middle Ages. 

Gothic architecture, according to Hegel, 
unites, in the first place, the opposite char- 
acters of the two preceding kinds. Not- 
withstanding, this union does not consist 
in the simple fusion of the architectural 
forms of the East and of Greece. Here, 
still more than in the Greek temple, the 
house furnishes the fundamental type. An 
architectural edifice which is the house of 
God, shows itself perfectly in conformity 
with its design and adapted to worship ; 
but the monument is also there for its own 
sake, independent, absolute. Externally, 
the edifice ascends, shoots freely into the 
air. 



The conformity to the end, although it 

presents itself to the eyes, is therefore 
effaced, and leaves to the whole the appear- 
ance of an independent existence. The 
monument has a determinate sense, and 
shows it; but, in its grand aspect and its 
sublime calm, it is lifted above all end in 
utility, to something infinite in itself. 

If we examine the relation of this archi- 
tecture to the inner spirit and the idea of 
Christian worship, we remark, in the first 
place, that the fundamental form is here 
the house wholly closed. Just as, in fact, 
the Christian spirit withdraws itself into 
the interior of the conscience, just so the 
church is an enclosure, sealed on all sides, 
the place of meditation and silence. " It 
is the place of the reflection of the soul 
into itself, which thus shuts itself up ma- 
terially in space. On the other hand, if, 
in Christian meditation, the soul with- 
draws into itself, it is, at the same time, 
lifted above the finite, and this equally 
determines the character of the house 
of God. Architecture takes, then, for 
its independent signification, elevation 
towards the infinite, a character which 
it expresses by the proportions of its 
architectural forms." These two traits, 
depth of self-examination and elevation 
of the soul towards the infinite, explain 
completely the Gothic architecture and its 
principal forms. They furnish also the 
essential differences between Gothic and 
Greek architecture. 

The impression which the Christian 
church ought to produce in contrast with 
this open and serene aspect of the Greek 
temple, is, in the first place, the calmness 
of the soul which reflects into itself, then 
that of a sublime majesty which shoots 
beyond the confines of sense. Greek edi- 
fices extend horizontally; the Christian 
church should lift itself from the ground 
and shoot into the air. 

The most striking characteristic which 
the house of God presents, in its whole 
and its parts, is, then, the free flight, the 
shooting in points formed either by broken 
arches or by right lines. In Greek archi- 
tecture, exact proportion between support 
and heisrht is evervwhere observed. Here, 



176 



The Metaphysics of Materialism. 



on the contrary, the operation of support- 
ing and the disposition at a right angle — 
the most convenient for this end — disap- 
pears or is effaced. The walls and the 
column shoot without marked difference 
between what supports and 'what is sup- 
ported, and meet in an acute angle. Hence 



the acute triangle and the ogee, which 
form the characteristic traits of Gothic 
architecture. 

We are not able to follow the author in 
the detailed explication of the different 
forms and the divers parts of the Gothic 
edifice, and of its total structure. 



THE METAPHYSICS OF MATERIALISM. 



By D. G. Brinton. 



Ubi tres physici, ibi duo athei, — the 
proverb is something musty. Natural 
science is and always has been materialis- 
tic. The explanation is simple. There is as 
great antagonism between chemical re- 
search and metaphysical speculation, as 
there is between what 

" Youthful poets dream, 
On summer's eve by haunted stream," 

and book-keeping by double entry, and 
nothing is more customary than to deny 
what we do not understand. Of late years 
this scientific materialism has been making 
gigantic strides. Since the imposing fab- 
ric of the Hegelian philosophy proved but 
a house built on sands, the scales and me- 
tre have become our only gods. 

Germany — mystic, metaphysical Ger- 
many — strange to say, leads the van in 
this crusade against all faith and all ideal- 
ism. Vogt, the geologist, Moleschott, the 
physiologist, Virchow, the greatest of all 
living histologists, Buchner, Tiedemann, 
Reuchlin, Meldeg, and many others, not 
only hold these opinions, but have left the 
seclusion of the laboratory and the clinic 
to enter the arena of polemics in their fa- 
vor. We do not mention the French and 
English advocates of " positive philoso- 
phy." Their name is Legion. 

It is not our design to enter at all at 
large into these views, still less to dispute 
them, but merely to give the latest and 
most approved defence of a single point 
of their position, a point which we 
submit is the kernel of the whole con- 
troversy, and which we believe to be the 
very Achilles heel and crack in the armor 



of their panoply of argument — that is, 
the Theory of the Absolvte. Demonstrate 
the possibility of the Absolute, and ma- 
terialism is impossible ; disprove it, and 
all other philosophies are empty noth- 
ings, — vox et prceterea nihil. Here, and 
only here, is materialism brought face 
to face with metaphysics ; here is the 
combat a Voutrance in which one or the 
other must perish. No one of its apostles 
has accepted the proffered glaive more 
heartily, and defended his position with 
more wary dexterity, than Moleschott, and 
it is mainly from his work, entitled Der 
Kreislauf des Lebens, that we illustrate 
the present metaphysics of materialism. 

Our first question is, What is the test of 
truth, what sanctions a law ? Until this 
is answered, all assertion is absurd, and 
until it is answered correctly, all philoso- 
phy is vain. The response of the natural- 
ist is : " The necessary sequence of cause 
and effect is the prime law of the experi- 
mentalist— -a law which he does not ask 
from revelation, but will find out for him- 
self by observation." The source of truth 
is sensation; the uniform result of mani- 
ifold experience is a law. Here a double 
objection arises : first, that the term " a 
necessary sequence " presupposes a law, 
and begs the question at issue ; and, sec- 
ondly, that, this necessity unproved, such 
truth is nothing more than a probability, 
for it is impossible to be certain that our 
next experiment may not have quite a dif- 
ferent result. Either this is not the road 
to absolute truth, or absolute truth is un- 
attainable. The latter horn of the dilem- 
ma is at once accepted ; we neither know, 



The Metaphysics of Materialism. 



177 



nor can know, a law to be absolute ; to us, 
the absolute does not exist. Matter and 
force with their relations are there, but 
what we know of them is a varying quan- 
tity, is of this age or the last, of this man 
or that, dependent upon the extent and 
accuracy of empirical science ; we cannot 
speak of what we do not know, and we 
know no law that conceivable experience 
might not contradict. 

But how, objects the reader, can this bo 
reconciled with the pure mathematics ? 
Here seem to be laws above experience, 
laws admitting no exception. 

The response leads us back to the origin 
of our notions of Space and Time, on the 
the former of which mathematics is 
founded. The supposition that they are 
innate ideas is of course rejected by the 
materialist ; for he looks upon innate 
ideas as fables; he considers them per- 
ceptions derived positively from the senses, 
but they do not belong to the senses alone, 
nor are they perceptions merely ; " they 
are ideas, but ideas that without the sensu- 
ous perceptions of proximity and sequence 
could never have arisen. Nay, more — the 
perception of space must precede that of 
time," for it is only through the former 
that we can reach the latter. The plain- 
est laws of space, those which were the 
earliest impressions on the tabula rasa of 
the infant mind, and which the hourly ex- 
perience of life verifies, are caMed, by the 
mathematician, axioms, and on these sim- 
plest generalisations of our perceptions 
he bases the whole of his structure. Ax- 
ioms, therefore, are the uniform results of 
experiments, the possible conditions of 
which are extremely limited, and the fac- 
tors of which have been subjected to all 
these conditions. 

It follows from a denial of the absolute 
that all existence is concrete. Indeed, we 
may say that the corner stone of the edi- 
fice of materialism is embraced in the terse 
sentence of Moleschott — all existence is ex- 
istence through attributes. Existence per 
se (Ftirsiclisein) is a meaningless term, and 
substance apart from attribute, the ens 
ineffabile, is a pedantic figment and noth- 
ing more. Finally, there can be no attri- 
bute except through a relation. 
12 



Let this trilogy of existence, attribute 

and relation, be clearly before the mind, 
and the position that the positive philos- 
ophy bears to all others becoiu.'.s at once 
luminous enough. There is no existence 
apart from attributes, no attributes but 
through relations, no relations but to other 
existences. To exemplify : a stone is heavy, 
hard, colored, perhaps bitter to the taste. 
Now, says the idealist, this weight, this 
hardness, this color, this bitterness, these 
are not the stone, they are merely its prop- 
erties or attributes, and the stone itself is 
some substance behind them all, to which 
they adhere and which we cannot detect 
with our senses ; further, he might add, if 
a moderate in his school, these attributes 
are independently existent, the bitterness 
is there when we are not tasting it, and 
the attribute of color, though there be no 
light. All this the materialist denies. To 
him, the attributes and nothing else con- 
stitute the stone, and these attributes have 
no existence apart from their relations to 
other objects. The bitterness exists only 
in relation to the organs of taste, and the 
color to the organs of sight, and the Weight 
to other bodies of matter. Nothing, in 
short, can be said to exist to us that is not 
cognizable by our senses. But, objects 
some one, there may be an existence which 
is not to us, which is as much beyond our 
ken as color is beyond the conception of 
the born blind. The expression was used 
advisedly : no such existence can become 
the subject of rational language. "Does 
not all knowledge predicate a knower, con- 
sequently a relation of the subject to the 
the observer ? Such a relation is an attri- 
bute. Without it, knowledge is inconceiv- 
able. Neither God nor man can raise him- 
self above the knowledge furnished by 
these relations to his organs of apprehen- 



}> 



sion. 

A disagreeable sequence to this logic 
will not fail to occur to every one. If all 
knowledge comes from the organs of sense, 
then differently formed organs must fur- 
nish very different and contradictory 
knowledge, and one is as likely to be cor- 
rect as another. The radiate animal, who 
sees the world through a cornea alone, must 
have quite another notion of light, color, 



178 



Letters en Faust. 



and relative size, from the spider whose 
eye is provided with lenses and a vitreous 
humor. Consonantly with the theory, 
each of these probably opposing views is 
equally true. This ugly dilemma is fore- 
seen by our author, for he grants that 
"the knowledge of the insect, its knowl- 
edge of the action of the outer world, is 
altogether a different one from that of 
man," but he avoids the ultimate result of 
this reasoning. 

To sum up the views of this school : 
matter is eternal, force is eternal, but each 
is impossible without the other ; what bears 
any relation to our senses we either know 
or can know; what does not, it is absurd 
to discuss ; the highest thought is but the 
physical elaboration of sensations, or, to 
use the expression of Carl Vogt, " thought 
is a secretion of the brain as urine is of the 
kidneys. Without phosphorus there is no 
thought." '' And so," concludes Mole- 
schott, '• only when thought is based on 
fact, only when the reason is granted no 
sphere of action but the historical which 
arises from observation, when the percep- 
tion is at the same time thought, and the 
understanding sees with consciousness, 



does the contradiction between Philosophy 
and Science disappear." 

This, then, is the last word of material- 
ism, this the solution it now offers us of 
the great problem of Life. We enter no 
further into its views, for all collateral 
questions concerning the origin of the 
ideas of the true, the good and the beauti- 
ful, the vital force, and the spiritual life., 
depend directly on the question we have 
above mentioned. Let the reader turn back 
precisely a century to the Sysfeme de la 
Nature, so long a boasted bulwark of the 
rationalistic school, and judge for himself 
what advance, if any, materialism has 
made in fortifying this, the most vital 
point of her structure. Let him ask him- 
self anew whether the criticism of Hume 
on the law of cause and effect can in any 
way be met except after the example of 
Kant, by the assumption of the absolute 
idea, and we have little doubt what con- 
clusion he will arrive at in reference to 
that system which, while it boasts to offer 
the only method of discovering truth, 
starts with the flat denial of all truth 
other than relative. 



LETTERS ON FAUST. 

By H. C. Brocemeter. 



I. 



Dear H. — Yours of a recent date, re- 
questing an epistolary criticism of " Goe- 
the's Faust," has come to hand, and I 
hasten to assure you of a compliance of 
some sort. I. say a compliance of some 
sort, for I cannot promise you a criticism. 
This, it seems to me, would be both too 
little and too much; too little if under- 
stood in the ordinary sense, as meaning a 
mere statement of the relation existing 
between the work and myself ; too much 
if interpreted as pledging an expression of 
a work of the creative imagination, a.3 a 
totality, in the terms of the understanding, 
and submitting the result to the canons of 
art. 

The former procedure, usually called 
criticism, reduced to its simplest forms, 
amounts to this : that I, the critic, report 



to you, that I was amused or bored, flat- 
tered or satirized, elevated or degraded, 
humanized or brutalized, enlightened or 
mystified, pleased or displeased, by the 
work under consideration ; and — since ii 
depends quite as much upon my own hu- 
mor, native ability, and culture acquired, 
which set of adjectives I may be able to 
report, as it does upon the work — I cannot 
perceive what earthly profit such a labor 
could be to you. For that which is clear 
to you may bo dark to me ; hence, if I re- 
port that a given work is a " perfect riddle 
to me," you will only smile at my sim- 
plicity. Again, that which amuses me 
may bore you, for I notice that even at the 
theatre, some will yawn with enmti while 
others thrill with delight, and applaud the 
play. Now, if each of these should tell 
you how he liked the performance, the one 



Letters on Faust. 



179 



would say "excellent," and the other 
<e miserable," and you be none the wiser. 
To expect, therefore, that I intend to enter 
upon a labor of this kind, is to expect too 
little. 

Besides, such an undertaking 6eems to 
me not without its peculiar danger ; for it 
may happen that the work measures or 
criticises the critic, instead of the latter 
the former. If, for example, I should tell 
you that the integral and differential cal- 
culus is all fog to me — mystifies me com- 
pletely — you would conclude my knowl- 
edge of mathematics to be rather imperfect, 
and thus use my own report of that work as 
a sounding-lead to ascertain the depth of 
my attainment. Nay, you might even go 
further, and regard the work as a kind of 
Doomsday Book, on the title page of 
which I had " written myself down an 
ass." Now, as I am not ambitious of a 
memorial of this kind, especially when 
there is no probability that the pages in 
contemplation — Goethe's Faust — will per- 
ish any sooner than the veritable Dooms- 
day Book itself, I request you, as a special 
favor, not to understand of me that I pro- 
pose engaging in any undertaking of this 
sort.* 

Nor are you to expect an inquiry into 
the quantity or quality of the author's 
food, drink or raiment. For the present 
infantile state of analytic science refuses 
all aid in tracing such primary elements, 
so to speak, in the composition of the 
poem before us ; and hence such an inves- 
tigation would lead, at best, to very sec- 
ondary and remote conclusions. Nor shall 
we be permitted to explore the likes and 
dislikes of the poet, in that fine volume of 

* In this connection, permit me, dear friend, 
to mention a discovery which I made concern- 
ing ray son Isaac, now three years old. Just 
imagine my surprise when I found that every 
book in my possession — Webster's Spelling- 
book not excepted — is a perfect riddle to him, 
and mystifies him as completely as ever the 
works of Goethe, Hegel, Emerson, or any 
other thinking man, do or did the learned 
critics. But my parental pride, so much 
elated by the discovery of this remarkable 
precocity in my son — a precocity which, at 
the age of three years, (!) shows him pos- 
sessed of all the incapacity of such " learned 
men " — was shocked, nay, mortified, by the 
utter want of appreciation which the little fel- 
low showed of this, his exalted condition ! 



scandal, for the kindred reason that nei- 
ther crucible, reagent nor retort are at 
hand which can be of the remotest service. 

By the by, has it never occurred to you, 
when perusing works of the kind last re- 
ferred to, what a glowing picture the pious 
Dean of St. Patrick's, the saintly Swift, 
has bequeathed to us of their producers, 
when he places the great authors, the 
historical Gullivers of our race, in all 
their majesty of form, astride the public 
thoroughfare of a Liliputian age, and 
marches the inhabitants, in solid battal- 
ions, through between their legs? you re- 
collect what he says ? 

Nor yet are you to expect a treat of that 
most delightful of all compounds, the ta- 
ble talk and conversation — or, to use a 
homely phrase, the literary dishwater 
retailed by the author's scullion. To ex- 
pect such, or the like, would be to expect 
too little. 

On the other hand, to expect that I shall 
send you an expression, in the terms of 
the understanding, of a work of the crea- 
tive imagination, as a totality, and submit 
the result to the canons of art, is to ex- 
pect too much. For while I am ready, 
and while I intend to comply with the 
first part of this proposition, I am unable 
to fulfil the requirement of the latter 
part — that is, I am not able to submit the 
result to the canons of art. The reason 
for this inability it is not necessary to 
develop in this connection any further 
than merely to mention that I find it ex- 
tremely inconvenient to lay my hand upon 
the aforementioned canons just at this 
time. 

I must, therefore, content myself with 
the endeavor to summon before you the 
Idea which creates the poem — each act, 
scene and verse — so that we may see the 
part in its relation to the whole, and the 
whole in its concrete, organic articulation. 
If we succeed in this, then we may say 
that we comprehend the work — a condition 
precedent alike to the beneficial enjoyment 
and the ratioiml judgment of the same, 

II. 

In my first letter, dear friend, 1 endeav- 
ored to guard you against misapprehension 



180 



Letters on Faust. 



as to what you might expect from me. Its 
substance, if memory serves me, was that 
I did not intend to write on Anthropology 
or Psychology, nor yet on street, parlor or 
court gossip, but simply about a work of 
art. 

I deemed these remarks pertinent in 
view of the customs of the time, lest that, 
in my not conforming to them, you should 
judge me harshly without profit to your- 
self. With the same desire of keeping up 
a fair understanding with you, I must call 
your attention to some terms and distinc- 
tions which we shall have occasion to use, 
and which, unless explained, might prove 
shadows instead of lights along the path 
of our intercourse. 

I confess to you that I share the (I might 

say) abhorrence so generally entertained by 

the reading public, of the use of any gen- 

ral terms whatsoever, and would avoid 

them altogether if I could only see how. 

But in reading the poem that we are to 

consider, I come upon such passages as 

these : 

(Choir of invisible Spirits.) 

"Woe! Woe! 
Thou hast destroyed it, 
The beautiful world ! 
It reels, it crumbles, 
Crushed by a demigod's mighty hand !" 

and I cannot see how we are to understand 
these spirits, or the poet who gave them 
voice, unless we attack this very general 
expression "The beautiful world," here 
said to have been destroyed by Faus-t. 

I am, however, somewhat reconciled to 
this by the example of my neighbor — a 
non-speculative, practical farmer — now 
busily engaged in harvesting his wheat. 
For I noticed that he first directed his at- 
tention, after cutting the grain, to collect- 
ing and tying it together in bundles ; and 
I could not help but perceive how much 
this facilitated his labor, and how difficult 
it would have been for him to collect his 
wheat, grain by grain, like the sparrow of 
the field. Though wheat it were, and not 
chaff, still such a mode of handling would 
reduce it even below the value of chaff. 

Just think of handling the wheat crop 
of these United States, the two hundred 
and twenty-five millions of bushels a year, 



in this manner! It is absolutely not to be 
thought of, and we must have recourse to 
agglomeration, if not to generalization. 
But the one gives us general masses, and 
the other general terms. The only thing 
that we can do, therefore, is, in imitation 
of our good neighbor of the wheat field, 
to handle bundles, bushels, and bags, or — 
what is still better, if it can be done by 
some daring system of intellectual eleva- 
tors — whole ship loads of grain at a time, 
due care being taken that we tie wheat to 
wheat, oats to oats, barley to barley, and 
not promiscuously. 

Now, with this example well before our 
minds, and the necessity mentioned, which 
compels us to handle — not merely the 
wheat crop of the United States for one 
year, but — whatever has been raised by 
the intelligence of man from the begin- 
ning of our race to the time of Goethe 
the poet, together with the ground on 
which it was raised, and the sky above — 
for no less than this seems to be contained 
in the expression " The beautiful world " — 
I call your attention first to the expression 
" form and matter,'' which, when applied 
to works of intelligence, we must take the 
liberty of changing into the expression 
" form and content ," for since there is 
nothing in works of this kind that mani- 
fests gravity, it can be of no use to say so, 
but may be of some injury. 

The next is the expression " works of 
art," which sounds rather suspicious in 
some of its applications — sounds as if it 
was intended to conceal rather than reveal 
the worker. Now I take it that the 
"works of art" are the works of the in- 
telligence, and I shall have to classify 
them accordingly. Another point with 
reference to this might as well be noticed, 
and that is that the old expressions 
"works of art" and "works of nature" 
do not contain, as they were intended to, 
all the works that present themselves to 
our observation — the works of science, for 
example. Besides, we have government, 
society, and religion, all of which are un- 
doubtedly distinct from the " works of 
art " no less than from the " works of na- 
ture," and to tie them up in the same bun- 
dle with either of them, seems to me to be 



Letters on Faust. 



1-1 



like tying wheat with outs, and therefore subjects have the same predicate? It 
to be avoided, as in the example before our would, therefore, perhaps be better to say 
minds. This seems to be done in the ex- " the works of self-conscious intelligence " 
pression " works of self-conscious intelli- 
gence," and " works of nature." 

But if we reflect upon the phrases 
" works of self-conscious intelligence" 
and " works of nature," it becomes ob- 
vious that there must be some inaccuracy 
contained in them ; for how can two distinct 



and the " products of nature." 

Without further rasping and filing of 
old phrases, I call your attention, in the 
next place, to the most general term which 
we shall have occasion to use — u the 
world." 

Under this we comprehend : 



Meteorologic=Electricity. 



I. The natural world — Gravity ; 
II. The spiritual world — Self-determination. 

I. Under the natural world we comprehend the terrestrial globe, and that part of the 
mniverse which is involved in its processes j these are : 

(a) (1.) Mechanic=Gravity, 
(2.) Chemic=Affinity, 

(6) (1 ) Organic=Galvanism, j V ital=Sensation. 

(2.) Vegetative=Assimilation, 3 

II. Under " The Spiritual World," the world of conscious intelligence, we comprehend : 

(a) The real world=implement, mediation. 
(6) The actual world=self-determination. 

(a) The real world contains whatever derives the end of its existence only, from 
self-conscious intelligence. 

(1.) The family= Affection. 

(2.) Society=Ethics, ) Mediation> 

(3.) State=Rights, ) 

(b) The actual world contains whatever derives the end and the means of its existence 
from self-conscious intelligence. 

(1.) Art=Manifestation, 
(2.) Religion=Revelation, 
(3.) Philosophy=Definition, 

From this it appears that we have divid- 
ed the world into three large slices — the 
Natural, the Real, and the Actual — with 
gravity for one and self-determination for 
the other extreme, and mediation between 

them. 

III. 

In my last, I gave you some general 
terms, and the sense in which I intend 
to use them. I also gave you a reason 
why I should use them, together with 
an illustration. But I gave you no rea- 
son why I used these and no others — or 
I did not advance anything to show that 
there are objects to which they necessarily 
apply. I only take it for granted that 
there are some objects presented to your 
observation and mine, that gravitate or 



Self-determination. 

weigh something, and others that do not. 
To each I have applied as nearly as I could 
the ordinary terms. Now this procedure, 
although very unphilosophical, I can just- 
ify only by reminding you of the object of 
these letters. 

If we now listen again to the chant of 
the invisible choir, 

" Thou hast destroyed it, 
The beautiful world," 

it will be obvious that this can refer only 
to the world of mediation and self-determ- 
ination, to the world of spirit, of self- 
conscious intelligence, for the world of 
gravitation is not so easily affected. But 
how is this— how is it that the world of 
self-conscious intelligence is so easily 
affected, is so dependent upon the individ- 



182 



Letters on Faust. 



ual man ? This can be seen only by ex- 
amining its genesis. 

In the genesis of Spirit we have three 
stages — manifestation, realization, and 
actualization. The first of these, upon 
■which the other two are dependent and 
secpaent, falls in the individual man. For, 
in him it is that Reason manifests itself 
before it can realize, or embody itself in 
this or that political, social, or moral in- 
stitution. And it is not merely necessary 
that it should so manifest itself in the in- 
dividual; it must also realize itself in 
these institutions before it can actualize 
itself in Art, Religion, and Philosophy. 
For in this actualization it is absolutely 
dependent upon the former two stages of 
its genesis for a content. From this it 
appears that Art shows what Religion 
teaches, and what Philosophy compre- 
hends; or that Art, Religion and Philos- 
ophy have the same content. Nor is it 
difficult to perceive why this world of 
spirit or self-conscious intelligence is so 
dependent upon the individual man. 

Again, in the sphere of manifestation 
and reality, this content, the self-eonscious 
intelligence, is the self- consciousness of an 
individual, a nation, or an age. And art, 
in the sphere of actuality, is this or that 
work of art, this poem, that painting, or 
yonder piece of sculpture, with the self- 
consciousness of this or that individual, 
nation, or age, for its content. Moreover, 
the particularity (the individual, nation, or 
age) of the content constitutes the indi- 
viduality of the work of Art. And not only 
this, but this particularity of the self-con- 
sciousness furnishes the very contradic- 
tion itself with the development and solu- 
tion of which the work of art is occupied. 
For the self-consciousness which consti- 
tutes the content, being the self- conscious- 
ness of an individual, a nation, or an age, 
instead of being self-conscious intelligence 
in its pure universality, contains in that 
very particularity the contradiction which, 
in the sphere of manifestation and reality, 
constitutes the collision, conflict, and solu- 
tion.* 

* From this a variety of facts in the charac- 
ter and history of the different works of art 
become apparent. The degree of the effect 



Now, if we look back upon th'e facts 
stated, we have the manifestation, the 
realization, and the actualization of self- 
conscious intelligence as the three spheres 
or stages in the process which evolves and 
involves the entire activity of man, both 
practical and theoretical. It is also obvi- 
ous that the realization of self-conscious 
intelligence in the family, society, and the 
state, and its actualization in Art, Relig- 
ion, and Philosophy, depend in their gen- 
esis upon its manifestation in the individ- 
ual. Hence a denial of the possibility of 
this manifestation is a denial of the pos- 
sibility of the realization and actualization 
also. 

Now if this denial assume the form of a 
conviction in the consciousness of an in- 
dividual, a nation, or an age, then there 
results a contradiction which involves in 
the sweep of its universality the entire 
spiritual world of man. For it is the self- 
consciousness of that individual, nation, 
or age, in direct conflict with itself, not 
with this or that particularity of itself, 
but with its entire content, in the sphere 
of manifestation, with the receptivity for, 
the production of, and the aspiration after, 
the Beautiful, the Good, and the True,' 
within the individual himself ; in the 
sphere of realization with the Family, 
with Society, and with the State ; and 
finally, in the sphere of actuality with 
Art. Religion, and Philosophy. 

Now this contradiction is precisely 
what is 'presented in the proposition, 
"Man cannot know truth." This you 
will remember was, in the history of mod- 
ern thought, the result of Kant's philos- 
ophy. And Kant's philosophy was the 
philosophy of Germany at the time of the 
conception of Goethe's Faust. And Goethe 
was the truest poet of Germany, and thus 
he sings : 

" So then I have studied philosophy, 
Jurisprudence and medicine, 
And what is worse, Theology, 
Thoroughly, but, alas ! in vain, 
And here I stand with study hoar, 
A fool, and know what I knew before ; 
Am called Magister, nay, LL.D., 

produced, for example, is owing to the degree 
of validity attached to the two sides of the con- 
tradiction. If the duties which the individual 



Letters on Faust. 



183 



And for ten years, am busily 
Engaged, leading through fen and close, 
My trusting pupils by the nose ; 
Yet see that nothing can be known. 
This burns my heart, this, this alone '." 

Here, you will perceive in the first sen- 
tence of the poem, as was meet, the funda- 
mental contradiction, the theme, or the 
"argument," as it is so admirably termed 
by critics, is stated in its naked abstract- 
ness, just as Achilles' wrath is the first 
sentence of the Iliad. 

This theme, then, is nothing more nor 
less than the self-consciousness in contra- 
diction with itself, in conflict with its own 
content. Hence, if the poem is to portray 
this theme, this content, in its totality, it 
must represent it in three spheres : first, 
Manifestation — Faust in conflict with him- 
self ; second, Realization — Faust in conflict 
with the Family, Society, and the State; 
thirdly, Actualization — Faust in conflict 
with Art, Religion, and Philosophy. 

Now, my friend, please to examine the 
poem once more, reflect closely upon what 
has been said, and then tell how much of 
the poem can you spare, or how much is 

owes to the family and the state come into 
conflict, as in the Antigone of Sophocles, and 
the consciousness of the age has not subordi- 
nated the ideas upon which they are based, 
but accords to each an equal degree of validit}', 
we have a content replete with the noblest 
effects. For this is not a conflict between the 
abstract good and bad, the positive and the 
negative, but a conflict within the good itself. 
So likewise the universality of the effect is 
apparent from the content. If this is the self- 
consciousness of a nation, the work of art will 
be national. To illustrate this, and, at the 
same time, to trace the development of the par- 
ticularity spoken of into a collision, we may 
refer to that great national work of art — the 
Iliad of Homer. The particularity which dis- 
tinguishes the national self-consciousness of 
the Greeks is the preeminent validity attached 
by it to one of the before-mentioned modes of 
the actualization of self-conscious intelligence 
— the sensuous. Hence its worship of the 
Beautiful. This preeminence and the conse- 
quent subordination of the moral and the ra- 
tional modes to it, is the root of the contradic- 
tion, and hence the basis of the collision 
which forms the content of the poem. Its 
motive modernized would read about as fol- 
lows : "The son of one of our Senators goes 
to England ; is received and hospitably enter- 
tained at the house of a lord. During his stay 
he falls in love and subsequently elopes with 
the young wife of his entertainer. For this 
outrage, perpetrated by the young hopeful, 
the entire fighting material of the island get 



there in the poem as printed, which does 
not flow from or develop this theme ? 

IV. 

In my last, dear friend, 1 called your at- 
tention to the theme, to the content of the 
poem in a general way, stating it in the 
very words of the poet himself. To trace 
the development of this theme from tho 
abstract generality into concrete detail is 
the task before us. 

According to the analysis, we have to 
consider, first of all, the sphere of Mani- 
festation. 

In this we observe the three-fold relation 
which the individual sustains to self-con- 
scious intelligence, viz : Receptivity for, 
and production of, and aspiration for, the 
True, the Good, and the Beautiful. Now 
if it is true that man cannot know truth, 
then it follows that he can neither receive 
nor produce the True. For how shall he 
know that whatever he may receive and 
produce is true, since it is specially de- 
nied that he can know it. This conclusion 
as conviction, however, does not affect im- 
mediately the third relation — the aspira- 

thcmselves into their ships, not so much to 
avenge the injured husband as to capture the 
runaway wife." 

But — now mark — adverse winds ensue, 
powers not human are in arms against them, 
and before these can be propitiated, a princess 
of the blood royal, pure and undented, must 
be sacrificed ! — is sacrificed, and for what ? 
That all Greece may proclaim to the world 
that pure womanhood, pure manhood, family, 
society, and the state, are nothing, must be 
sacrificed on the altar of the Beautiful. For 
in the sacrifice of Iphigenia, all that could 
perish in Helen, and more too — for Iphigenia 
was pure and Helen was not — was offered up 
by the Greeks, woman for woman, and nothing 
remained but the Beautiful, for which she 
henceforth became the expression. For in 
this alone did Helen excel Iphigenia, and all 
women. 

But how is this ? Have not the filial, the 
parental, the social, the civil relations, sanctity 
and validity? Not as against the realization 
of the Beautiful, says the Greek. Nor yet the 
state? No; "I do not go at the command of 
Agamemnon, but because I pledged lValty to 
Beauty." "But then," Sir Achilles, "if the 
Beautiful should present itself under some in- 
dividual form— say that of Briseis— you would 
for the sake of its" possession disobey the will 
of the state?" " Of course. 5 ' And the poet 
has to sing, "Achilles' wrath 1" and not "the 
recovery of the runaway wife," the grand his- 
torical action. 



184 



Letters on Fausi. 



tion— nor qnench its gnawing. And this 
is the first form of conflict in the individual. 
Let us now open the book and place it be- 
fore us. 

The historic origin of our theme places 
us in a German University, in the profes- 
sor's private studio. 

It is well here to remember that it is a 
German University, and that the occupant 
of the room is a German professor. Also 
that it is the received opinion that the 
Germans are a theoretical people ; by 
which we understand that they act from 
conviction, and not from instinct. More- 
over, that their conviction is not a mere 
holiday affair, to be rehearsed, say on 
Sunday, and left in charge of a minister, 
paid for the purpose, during the balance 
of the week, but an actual, vital fountain 
of action. Hence, the conviction of such 
a character being given, the acts follow in 
logical sequence. 

With this remembered, 'let us now listen 
to the self-communion of the occupant of 
the room. 

In bitter earnest the man has honestly 
examined, and sought to possess himself 
of the intellectual patrimony of the race. 
In poverty, in solitude, in isolation, he 
has labored hopefully, earnestly ; and now 
he casts up his account and finds — what? 
" That nothing can be known." His hair 
is gray with more than futile endeavor, 
and for ten years his special calling has 
been to guide the students to waste their 
lives, as he has done his own, in seeking 
to accomplish the impossible — to know. 
This is the worm that gnaws his heart ! 
As compensation, he is free from supersti- 
tion — fears neither hell nor devil. But 
this sweeps with it all fond delusions, all 
conceit that he is able to know, and to 
teach something for the elevation of man- 
kind. Nor yet does he possess honor or 
wealth— a dog would not lead a life like 
this. 

Here you will perceive how the first two 
relations are negated by the conviction 
that man cannot know truth, and how, on 
the wings of aspiration, he sallies forth 
into the realm of magic, of mysticism, of 
subjectivity. For if reason, with its me- 
diation, is impotent to create an object for 



this aspiration, let us see what emotion 
and imagination, without mediation, can 
do for subjective satisfaction. 

And here all is glory, all is freedom I 
The imagination seizes the totality of the 
universe, and revels in ecstatic visions. 
What a spectacle ! But, alas I a spectacle 
only I How am I to know, to comprehend 
the fountain of life, the centre of which 
articulates this totality ? 

See here another generalization : the 
practical world as a whole T Ah, that is 
my sphere ; here I have a firm footing ; 
here I am master ; here I command spirits I 
Approach, and obey your master I 

"Spirit. Who calls? 
Faust. Terrific face ! 
Sp. Art thou he that called ? 
Thou trembling worm f 
Faust. Yes ; I'm he ; am Faust, thy peer. 
Sp. Peer of the Spirit thou comprehendest — not of 

me ! 
Faust. What ! not of thee ! Of whom, then ? I, 

the image of Deity itself, and not even thy 

peer?" 

No, indeed, Mr. Faust, thou dost not in- 
clude within thyself the totality of the 
practical world, but only that part thereof 
whieh thou dost comprehend — only thy 
vocation, and hark 1 " It knocks !" 

Oh, death ! I see, 'tis my vocation ; in- 
deed, " It is my famulus !" 

And this, too, is merely a delusion ; this- 
great mystery of the practical world 
shrinks to this dimension — a bread-prof es- 
sorship. 

It would seem so; for no theory of the 
practical world is possible without the 
ability to know truth. As individual, you 
may imitate the individual, as the brute 
his kind, and thus transmit a craft; but 
you cannot seize the practical world io 
transparent forms and present it as a har- 
monious totality to your fellow-man, for 
that would require that these transparent 
intellectual forms should possess objec- 
tive validity — and this they have not, ac- 
cording to your conviction. And so it 
cannot be helped. 

But see what a despicable thing it is to 
be a bread-professor ! 

And is this the mode of existence, thia 
the reality, the only reality to answer the 
aspiration of our soul — the aspiratk\n 



Letters on Faust. 



185 



which sought to seize the universe, to kin- 
dle its inmost recesses with the light of 
intelligence, and thus illumine the path of 
life? Alas, Reason gave us error — Imag- 
ination, illusion — and the practical world, 
the Will, a bread-professorship ! Nothing 
else ? Yes ; a bottle of laudanum ! 

Let us drink, and rest forever ! But 
hold, is there nothing else, really? No 
emotional nature ? Hark ! what is that ? 
Easter bells ! The recollections of my 
youthful faith in a revelation ! They must 
be examined. We cannot leave yet. 

And see what a panorama, what a 
strange world lies embedded with those 
recollections. Let us see it in all its 
varied character and reality, on this East- 
er Sunday, for example. 

V. 

I have endeavored before to trace the 
derivation of the content of the first 
scene of the poem, together with its 
character, from the abstract theme of the 
work. In it we saw that the fundamental 
conviction of Faust leaves him naked — 
leaves him nothing but a bare avocation, a 
mere craft, and the precarious recollec- 
tions of his youth (when he believed in 
revealed truths) to answer his aspirations. 
These recollections arouse his emotions, 
and rescue him from nothingness (sui- 
cide) — they fill his soul with a content. 

To see this content with all its youthful 
charm, we have to retrace our childhood's 
steps before the gates of the city on this 
the Easter festival of the year— you and I 
being mindful, in the meantime, that the 
public festivals of the Church belong to 
the so-called external evidences of the 
truth of the Christian Religion. 

Well, here we are in the suburbs of the 
city, and what do we see? First, a set of 
journeymen mechanics, eager for beer and 
brawls, interspersed with servant girls ; 
students whose tastes run very much in 
the line of strong beer, biting tobacco, 
and the well-dressed servant girls afore- 
said; citizens' daughters, perfectly out- 
raged at the low taste of the students 
who run after the servant girls, " when 
they might have the very best of society;" 
citizens dissatisfied with the new mayor of 



the city — ",Taxes increase from day to 
day, and nothing is done for the welfare 
of the city." A beggar is not wanting. 
Other citizens, who delight to speak of 
war and rumors of war in distant coun- 
tries, in order to enjoy their own peace at 
home with proper contrast; also an "eld- 
erly one," who thinks that she is quite 
able to furnish what the well-dressed citi- 
zens' daughters wish for — to the great 
scandal of the latter, who feel justly in- 
dignant at being addressed in public by 
such an old witch (although, "between 
ourselves, she did show us our sweethearts 
on St. Andrew's night ") ; soldiers, who 
sing of high-walled fortresses and proud 
women to be taken by storm ; and, finally, 
farmers around the linden tree, dancing a 
most furious gallopade — a real Easter 
Sunday or Monday " before the gate " — of 
any city in Germany, even to this day. 

And into this real world, done up in 
holiday attire, but not by the poet — into 
this paradise, this very heaven of the peo- 
ple, where great and small fairly yell with 
delight — Faust enters, assured that here 
he can maintain his rank as a man ; " here 
I dare to be a man!" And, sure enough, 
listen to the welcome : 

" Nay, Doctor, 'tis indeed too much 
To be with us on such a day, 
To join the throng, the common mas^, 
You, you, the great, the learned man ! 
Take, then, this beaker, too," &c. 

And here goes — a general health to the 
Doctor, to the man who braved the pesti- 
lence for us, and who even now, does not 
think it beneath him to join us in our 
merry-making — hurrah for the Doctor; 
hip, hip, &c. 

And is not this something, dear friend ? 
Just think, with honest Wagner, when he 
exclaims, "What emotions must crowd 
thy breast, great man, while listening 
to such honors?" and you will also say 
with him : 

" Thrice blest the man who draws such profits rare, 
From talents all his own!" 

Why, see ! the father shows you to his 
son ; every one inquires— presses, rushes 
to see you! The fiddle itself is hushed, 
the dancers stop. Where you go, they fall 
into lines; caps and hats lly into the air! 



186 



Letters on Faust. 



But a little more, and they would fall upon 
their knees, as if the sacred Host passed 
that way ! 

And is not this great? Is not this the 
very goal of human ambition ? .To Wag- 
ner, dear friend, it is ; for the very essence 
of an avocation is, and must be, "success 
in life." But how does it stand with the 
man whose every aspiration is the True, 
the Good, and the Beautiful ? Will a 
hurrah from one hundred thousand 
throats, all in good yelling order, assist 
him ? No. 

To Wagner it is immaterial whether he 
knows what he needs, provided he sees the 
day when the man who has been worse to 
the people than the very pestilence itself, 
receives public honors ; but to Faust, to 
the man really in earnest — who is not sat- 
isfied when he has squared life with life, 
and obtained zero for a result, or who 
does not merely live to make a living, but 
demands a rational end for life, and, in 
default of that rational end, spurns life 
itself — to such a man this whole scene 
possesses little significance indeed. It 
possesses, however, some significance, even 
for him ! For if it is indeed true that man 
cannot know truth — that the high aspi- 
ration of his soul has no object — then this 
scene demonstrates, at least, that Faust 
possesses power over the practical world. 
If he cannot know the world, he can 
at least swallow a considerable portion 
of it, and this scene demonstrates that he 
can exercise a great deal of choice as to 
the parts to be selected ; do you see this 
conviction? 

Do you see this conviction? Do you 
see this dog? Consider it well; what is 
it, think you? Do you perceive how it 
encircles us nearer and nearer — becomes 
more and more certain, and, if I mistake 
not, a luminous emanation of gold, of 
honor, of power, follows in its wake. It 
seems to me as if it drew soft magic rings, 
as future fetters, round our feet ! See, 
the circles become smaller and smaller — 
't is almost a certainty — 't is already near ; 
come, come home with us ! 

The temptation here spread before us 
by the poet, to consider the dog " ivell," is 
almost irresistible; but all we can say in 



this place, dear friend, is that if you will 
look upon what is properly called an 
avocation in civil society, eliminate from 
it all higher ends and motives other than 
the simple one of making a living — no 
matter with what pomp and circumstance 
— no doubt you will readily recognize 
the poodle. But we must hasten to the 
studio to watch further developments, for 
the conflict is not as yet decided. We 
are still to examine the possibility of a 
divine revelation to man, who cannot know 
truth. 

And for this purpose our newly acquired 
conviction, that we possess power over the 
practical world — although not as yet in a 
perfectly clear form before us — comforta- 
bly lodged behind the stove, where it 
properly belongs, we take down the origi- 
nal text of the New Testament in order to 
realize its meaning, in our own loved 
mother tongue. It stands written : " In 
the beginning was the Word." Word ? 
Word ? Never ! Meaning it ought to be ! 
Meaning what? Meaning? No; it is 



Power! No ; Deed! 



Word, meaning, 



power, deed — which is it ? Alas, how am 
I to know, unless I can know truth? 'Tis 
even so, our youthful recollections dis- 
solve in mist, into thin air — and nothing is 
left us but our newly acquired conviction, 
the restlessness of which during this ex- 
amination has undoubtedly not escaped 
your attention, dear friend. ("Be quiet, 
there, behind the stove." " See here, 
poodle, one of us two has to leave this 
room !") What, then, is the whole content 
of this conviction, which, so long as there 
was the hope of a possibility of a worthy 
object for our aspiration, seemed so des- 
picable ? What is it that governs the 
practical world of finite motives, the , 
power that adapts means to ends, regard- 
less of a final, of an infinite end? Is it 
not the Understanding? and although 
Reason — in its search after the final end, 
with its perfect system of absolute means, 
of infinite motives and interests — begets 
subjective chimeras, is it not demonstrated 
that the understanding possesses objective 
validity? Nay, look upon this dog well; 
does it not swell into colossal propor- 
tions — is no dog at all, in fact, but the 



Introduction to Philosophy. 



1-7 



very power that holds absolute sway over 
the finite and negative — the understanding 
itself — Mephistopheles in proper form? 

And who calls this despicable? Is it 
not Reason, the power that begets chime- 
ras, and it alone? And shall we reject 
the real, the actual — all in fact that pos- 
sesses objective validity — because, for- 
sooth, the power of subjective chimeras 
declares it negative, finite, perishable ? 
Never. " No fear, dear air, that I'll do 
this. Precisely what I have promised is 
the very aim of all my endeavor. Con- 
ceited fool that I was ! I prized myself 
too highly " — claimed kin with the infi- 
nite. "I belong only in thy sphere" — 
the finite. " The Great Spirit scorns me. 
Nature is a sealed book to me; the thread 
of thought is severed. Knowing disgusts 
me. In the depths of sensuality I'll 
quench the burning passion." 

Here, then, my friend, we arrive at the 
final result of the conflict in the first 
sphere of our theme — in the sphere of 
manifestation — that of the individual. 
We started with the conviction that man 
cannot know truth. This destroyed our 
spiritual endeavors, and reduced our prac- 
tical avocation to an absurdity. We 
sought refuge in the indefinite — the mys- 
ticism of the past — and were repelled by 
its subjectivity. We next examined the 
theoretical side of the practical world, and 
found this likewise an impossibility and 
suicide — a mere blank nothingness — as 
the only resource. But here we were 
startled by our emotional nature, whicii 
unites us with our fellow-man, and seems 
to promise some sort of a bridge over into 



the infinite— certainly demands such a 
transition. Investigating this, therefore, 

with all candor, we found our fellow-men 
wonderfully occupied — occupied like the 
kitten pursuing its own tail! At the 
same time it became apparent that we 
might be quite a dog in this kitten dance, 
or that the activity of the understanding 
possessed objective validity. With this 
conviction fairly established, although 
still held in utter contempt, we examined 
the last resource : the possibility of a 
divine revelation of truth to men that can- 
not know truth. The result, as the mere 
statement of the proposition would indi- 
cate, is negative, and thus the last chance 
of obtaining validity for anything except 
the activity of the understanding vanishes 
utterly. But with this our contempt for 
the understanding likewise vanishes. For 
whatever our aspiration may say, it has 
no object to correspond to it, and is there- 
fore merely subjective, a hallucination, a 
chimera, and the understanding is the 
highest attainable for us. Here, therefore, 
the subjective conflict ends, for we have 
attained to objectivity, and this is the 
highest, since there is nothing else that 
possesses validity for man. Nor is this 
by any means contemptible in itself, 
for it is the power over the finite world, 
and the net result is : That if you and I, 
my friend, have no reason, cannot know 
truth, we do have at least a stomach, a 
capacity for sensual enjoyment, and an 
understanding to administer to the same — 
to be its servant. This, at least, is de- 
monstrated by the kitten dance of the 
whole world. 



INTRODUCTION 
CHAPTER V. 

NECESSITY, CHANCE, FREEDOM. 
I. 

All things are necessitated ; each is ne- 
cessitated by the totality of conditions ; 
hence, whatever is must be so, and under 
the conditions cannot be otherwise. 

Remark. — This is the most exhaustive 
statement of the position of the (i under- 



TO PHILOSOPHY. 

standing." Nothing seems more clear than 
this to the thinker who has advanced be- 
yond the sensuous grade of consciousness 
and the stages of Perception. 

ii. 
But things change— something new be- 
gins and something old ceases; but, still, 
in each case, the first principle must ap- 
ply, and the new thing— like the old— be 



188 



Introduction to Philosophy. 



so " because necessitated by the totality 
of conditions." 

Remark. — The reader will notice that 
•with the conception of change there enters 
a second stage of mediation. First, we 
have simple mediation in which the ground 
and grounded are both real. Secondly, we 
have the passage of a potentiality into a 
reality, and vice versa. Therefore, with 
the consideration of change we have en- 
countered a contradiction which becomes 
apparent upon further attempt to adjust 
the idea of necessity to it. 

m. 
Jf the same totality of conditions neces- 
sitates both states of the thing — the new 
and the old — it follows that this totality 
of conditions is adapted to both, and hence 
is indifferent to either, i. e. it allows either, 
and hence cannot be said to necessitate one 
to the exclusion of the other, for it allows 
one to pass over into the other, thereby 
demonstrating that it did not restrict or 
confine the first to be what it was. Hence 
it now appears that chance or contingency 
participated in the state of the thing. 

IV. 

But the states of the thing belong to the 
totality, and hence when the thing changes 
the totality also changes, and we are forced 
to admit two different totalities as the con- 
ditions of the two different states of the 
thing. 

Remark. — Here we have returned to our 
startingpoint, and carried back our contra- 
diction with us. In our zeal to relieve the 
thing from the difficulty presented — that of 
changing spontaneously — we have posited 
duality in the original totality, and pushed 
our change into it. But it is the same con- 
tradiction as before, and we must continue 
to repeat the same process forever in the 
foolish endeavor to go round a circle until 
we arrive at its end, or, what is the same, 
its beginning. 

v. 

If it requires a different totality of con- 
ditions to render possible the change of a 
thing from one state to another, then if a 
somewhat changes the totality changes. 
But there is nothing outside of the totality 



to necessitate it, and it therefore must ne- 
cessitate itself. 

VI. 

Thus necessity and necessitated have 
proved in the last analysis to be one. 
This, however, is necessity no longer, but 
spontaneity, for it begins with itself and 
ends with itself, (a) As necessitating it is 
the active determiner which of course con- 
tains the potentiality upon which it acts. 
Had it no potentiality it could not change. 
(6) As necessitated it is the potentiality 
plus the limit which its activity has fixed 
there, (c) But we have here self-determ- 
ination, and thus the existence of the Uni- 
versal in and for itself, which is the Ego. 

Remark. — It cannot be any other mode 
of existence than the Ego, for that which 
dissolves all determinations and is the uni- 
versal potentiality is only one and cannot 
be distinguished into modes, for it creates 
and destroys these. The ego can abstract 
all else and yet abide — it is the actus 
purus — its negativity annulling all determ- 
inations and finitudes, while it is direct- 
ed full on itself, and is in that very act 
complete self-recognition. (See proof of 
this in Chapter IV., in., 3.) 

VII. 

Thus the doctrine of necessity presup- 
poses self-determination or Freedom as the 
form of the Total, and necessity is only 
one side — the realized or determined side — 
of the process isolated and regarded in 
this state of isolation. Against this side 
stands the potentiality which, if isolated 
in like manner, is called Chance or Con- 
tingency. 

CHAPTER VI. 

OF MEDIATION. 

The comprehension of mediation lies at 
the basis of the distinction of sensuous 
knowing from the understanding. The 
transition from intuition to abstract think- 
ing is made at first unconsciously, and for 
this reason the one who has begun the pro- 
cess of mediation handles the " mental 
spectres" created by abstraction with the 
utmost naivete', assuming for them absolute 
validity in the world at large. It is only 



Introduction to Philosophy. 



189 



the speculative insight that gains mastery 
over such abstractions, and sees the Truth. 
If this view could be unfolded in a popular 
form, it would afford a series of solvents 
for the thinker which are applicable to a 
great variety of difficult problems. For it 
must be remembered that the abstract 
categories of the understanding — such as 
essence and phenomenon, cause and effect, 
substance and attribute, force and manifes- 
tation, matter and form, and the like, give 
rise to a series of antinomies, or contra- 
dictory propositions, when applied to the 
Totality. From the standpoint of medi- 
ation — that of simple reflection, u common 
sense" so called — these antinomies seem 
utterly insoluble. The reason of this is 
found in the fact that "common sense" 
places implicit faith in these categories 
(just mentioned)^ and never rises to the 
investigation of them by themselves. To 
consider the validity of these categories 
by themselves is called a transcendental 
procedure, for it passes beyond the ordinary 
thinking; which uses them without distrust. 

The transcendental investigation shows 
that the insolubility attributed to these 
antinomies arises from the mistake of the 
thinker, who supposes the categories he 
employs to be exhaustive. Speculative 
insight begins with the perception that 
they are not exhaustive; that they have by 
a species of enchantment cast a spell upon 
the mind, under which every thing seems 
dual, and the weary seeker after Truth 
wanders through a realm of abstractions 
each of which assumes the form of a solid 
reality — now a giant, and now a dwarf, 
and now an impassible river, impenetrable 
forest, or thick castle wall defended by 
dragons. 

The following questions will illustrate 
the character of the problems here de- 
scribed : 

" Why deal with abstractions — why not 
hold fast by the concrete reality?" 

(This position combats mediation under 
its form of abstraction.) 

" Can we not know immediately by intui- 
tion those objects that philosophy strives 
in vain to comprehend? in short, are not 
God, Freedom and Immortality certain to 
us and yet indemonstrable ?" 



(This position combats mediation as in- 
volved in a system of Philosophy.) 

These questions arise only in the mind 
that has already gone beyond the doctrine 
that it attempts to defend, and hence a self 
refutation is easily drawn out of the source 
from whence they originate. 

ABSTRACTION. 

(a) It will be readily granted that all 
knowing involves distinction. We must 
distinguish one object from another. 

(b) But the process of distinguishing is 
a process that involves abstraction. For 
in separating this object from that, I con- 
trast its marks, properties, attributes, with 
those of the other. In seizing upon one 
characteristic I must isolate it from all 
others, and this is nothing more nor less 
than abstraction. 

(c) Therefore it is absurd to speak 
of knowing without abstraction, for 
this enters into the simplest act of per- 
ception. 

(d) Nor is this a subjective defect, an 
"impotency of our mental structure," as 
some would be ready to exclaim at this 
point. For it is just as evident that tilings 
themselves obtain reality only through 
these very characteristics. One thing pre- 
serves its distinctness from another by 
means of its various determinations. With- 
out these determinations all would collapse 
into one, nay, even li one" would vanish, 
for distinction being completely gone, one- 
ness is not possible. This is the "Principle 
of Indiscernibles " enunciated by Leibnitz. 
Thus distinction is as necessary objectively 
as subjectively. The thing abstracts in 
order to be real. It defends itself against 
what lies without it by specializing itself 
into single properties, and thus becoming 
in each a mere abstraction. 

(e) Moreover, besides this prevalence .of 
abstraction in the theoretic field, it is still 
more remarkable in the practical world. 
The business man decries abstractions. He 
does not know that every act of the will 
is an abstraction, and that it is also pre- 
ceded by an abstraction. When he exhorts 
you to "leave off abstractions and deal 
with concrete realities," he does this : (1.) 
he regards you as he thinks you are ; (2.) 



190 



The Philosophy of Baader. 



he conceives you as different, i. e. as a 
practical man; (3.) he exhorts you to 
change from your real state to the possible 
one which he conceives of (through the 
process of abstraction). The simplest act 
with design — that of going to dinner, for 
example — involves abstraction. If I raise 
my arm on purpose, I first abstract from 
its real position, and think it under another 
condition. 

(/) But the chief point in all this is to 
mark how the mind frees itself from the 
untruth of abstraction. For it must be 
allowed that all abstractions are false. 
The isolation of that which is not suificient 
for its own existence, (though as we have 
seen, a necessary constituent of the pro- 
cess of knowing and of existing,) sets up an 
untruth as existent- Therefore the mind 
thinks this isolation only as a moment of 
a negative unity, (i. e. as an element of a 
process). This leads us to the considera- 
tion of mediation in the more general form, 
involved by the second question. 

IMMEDIATE KNOWING. 

(a) Definition. — "Immediate" is a pre- 
dicate applied to what is directly through 
itself. The immediateness of anything is 
the phase that first presents itself. It is 
the undeveloped — an oak taken immedi- 
ately is an acorn ; man taken immediately 
is a child at birth. 

(b) Definition. — "Mediation" signifies 
the process of realization. A mediate or 
mediated somewhat is what it is through 
another, or through a process. 

(c) Principle. — Any concrete somewhat 



exists through its relations to all else in 
the universe ; hence all concrete some- 
whats are mediated. ct If a grain of sand 
were destroyed the universe would col- 
lapse." 

(d) Principle. — An absolutely immediate 
somewhat would be a pure nothing, for the 
reason that no determination could belong 
to it, (for determination is negative, and 
hence mediation). Hence all immediate- 
ness must be phenomenal, or the result of 
abstraction from the concrete whole, and 
this, of course, exhibits the contradiction 
of an immediate which is mediated (a "re- 
sult.") 

(e) The solution of this contradiction is 
found in "self-determination," (as we 
have seen in former chapters). The self- 
determined is a mediated ; it is through 
the process of determination ; but is like- 
wise an immediate, for it is its own media- 
tion, and hence it is the beginning and 
end — it begins unth its result, and ends in 
its beginning, and thus it is a circular pro- 
cess. 

This is the great apergu of all specula- 
tive philosophy. 

(/) Definition. — Truth is the form of 
the Total, or that which actually exists. 

{g) Hence a knowing of Truth must be 
a knowing of the self-determined, which is 
both immediate and mediate. This is a 
process or system. Therefore the knowing 
of it cannot be simply immediate, but must 
be in the form of a system. Thus the so- 
called "immediate intuition" is not a 
knowing of truth unless inconsistent with 
what it professes. 



THE PHILOSOPHY OF BAADER. 

[The following letter from Dr. Franz Hoffmann to the St. Louis Philosophical Society has 
been handed us for publication. It gives us pleasure to lay before our readers so able a presen- 
tation of the claims of Baader, and we trust that some of our countrymen will be led by it to 
investigate the original sources herein referred to. 

We are requested to correct a mistatement that occurs in the first paragraph regarding the 
objects of the Philosophical Society. It was not founded for the special purpose of "studying 
German Philosoph}' from Kant to Hegel," although it has many members who are occupied 
chiefly in that field. The Society includes among its members advocates of widely differing 
sj'stems, all, however, working in the spirit of the Preamble to the Constitution, which says : 
" The object of this Society is to encourage the study and development of Speculative Philos- 
ophy ; to foster an application of its results to Art, Science, and Religion ; and to establish a 
philosophical basis for the professions of Law, Medicine, Divinity, Politics, Education, Art, and 
Literature." We are indebted to Dr. A. Strothotte for the translation of the letter. — Editor.] 

This fact promises a corelation of philo- 
sophical movements between North Amer- 
ica and Germany which is of great import- 
ance. I presume, however, that you have 
already been led, or that you will be led, 
to go back beyond Kant to the first traces 
of German philosophy, and proceed from 
Hegel to the present time. 

Now, although a thorough and conipre- 



WiiKZBUEG, Dec. 28, 18G6. 
Mr. President: In the first number of 
Vol. XLIX of the " Zeitschrift Jiir Philo- 
sophie," published at Halle, in Prussia, 
edited by Fichte, Ulrici and Wirth, notice 
is taken of a philosophical society, organ- 
ized at St. Louis, with the object of pur- 
suing the study of German philosophy 
from Kant to Hegel. 



The Philosophy of Bander. 



191 



hensive view of Hegel's philosophy is in 

the first place to be recommended, yet 
the other directions in the movement of 
thought must not be lost sight of. 

In the Berlin organ of the Philosophical 
Society of the Hegelians — Der Gedanke — 
edited by .Michelet, may be found, as you 
perhaps know, an index of the works of 
Hegel's school, by Rosenkranz, whereas on 
the other hand the rich literature of the 
anti-Hegelian writers is nowhere met with 
in any degree of completeness. Many of 
them, however, are noticed in Fichte's 
journal, and in the more recent works on 
the history of philosophy, particularly in 
those of Erdmann, and still more in those 
of Ueberweg. 

Among the prominent movements in 
philosophical thinking, during and after 
the time of Hegel, the profound utterances 
of a great and genial teacher, Franz Ban- 
der, reach a degree of prominence, even 
higher than is admitted by Erdmann and 
Ueberweg. This may be readily perceived 
by referring to the dissertation on Franz 
Baader, by Carl Philipp Fischer, of Erlan- 
gen, and still more by having recourse to 
Hamberger, Lutterbeck, and to my own 

writings. 

###### 

I take the liberty of recommending to 
you and to the members of the Philosophi- 
cal Society of St. Louis, the study of the 
works of a philosopher who certainly will 
have a great future, although his doctrines 
in the progress of time may undergo modi- 
fications, reforms and further develop- 
ments. If Hegel had lived longer, the in- 
fluence of Baader upon him would have 
been greater yet than became visible dur- 
ing his last years. He has thrown Schel- 
ling out of his pantheism, and pressed him 
towards a semi-pantheism, or towards a 
deeper theism. The influence of Baader on 
the philosophers after Hegel — J . H. Fichte, 
Weisse, Sempler, C. Ph. Fischer and others 
— is much greater than is commonly ad- 
mitted. Whether they agree to it or not, 
still it is a fact that Baader is the central 
constellation of the movement of the Ger- 
man spirit, from pantheism to a deeper 
ideal-realistic theism. Such a genius, 
whatever position may be taken with re- 
gard to him, cannot be left unnoticed, 
without running the risk of being left be- 
hind the times. I ask nothing for Baader, 
but to follow the maxim — " Try all and 
keep the best." I regret that so great a 
distance prevents me from sending your 
honorable Society some of my explanatory 
writings, which are admitted to be clear 
and thorough. It may suffice if I add a 
copy of my prospectus ; and let me here 
remark, that a collection of my writings, in 
four large volumes, will be published by 



Deichert, in Erlangen. The first \ dume, 
perhaps, will be ready at Easter, L867, 

Erdmann, in his elements of the history 
of philosophy, has treated of the doctrines 
of Baader, too briefly it is true, but with 
more justice than he has used in his for- 
mer work on the history of modern philos- 
ophy, -and he bears witness that his esteem 
of Baader increases more and more. But 
be evidently assigns to him a wrong ] 
tion, by considering Oken and Baader as 
extremes, and Hegel as the mean, while 
Oken and Hegel are the extremes, and 
Baader the mean. The most important 
phenomenon in the school of Hegel is 
the Idee der Wissenschaft of Rosenkranz, 
{Logik und Metaphysik,) which repre- 
sents ITegel in a sense not far distant 
from the standpoint of Baader. * * * 
* # # # C. II. Fischer's Characteris- 
tics of Baader's Theosophy speaks with 
high favor of him, but still I have to take 
several exceptions. According to my opin- 
ion, all the authors by him referred to, as 
Schelling, Hegel, Sehleiermncher, Dauber 
and Baader, we must call theosophers — or 
call none of them so, but philosophers, in 
Older to avoid misunderstanding. Then I 
do not see how Schelling can be called 
the "most genial philosopher of modern 
times," and yet Baader the more, yi a, the 
most profound. Finally, a want of system 
must be admitted, but too great importance 
is attributed to this. If, however, system- 
atism could decide here, then not Schel- 
ling but Hegel is the greatest philosopher 
of modern times. At all events Fischer's 
Memorial at the Centennial Birthday of 
Baader is significant, and is written with 
great spirit and warmth. The most import- 
ant work of C. Ph. Fischer, bearing on 
this subject, is his elements of the system 
of philosophy, or Encyclopedia of the 
Philosophical Sciences. This is one of 
the most important cf the works of the 
philosophers after Hegel and Baader. The 
Athenauni of Froschhammer, (Journal for 
Philosophy), appeared only for three years. 
It had to cease its publication, because on 
the one side the Ultramontanist party agi- 
tated against it, and on the other Bide it 
met with insufficient support. Its reissue 
would be desirable, but just now not prac- 
ticable, for want of interest on the part of 
the public, although it could bear com- 
parison with any other philosophical jour- 
nal. 

Here let me say, that from Baader. there 
proceeded a strong impulse toward the re- 
vival of the study of the lonj tten 
spiritual treasures of the mystics and the- 
osophers of the middle ages, and of the 
time of the Reformation. From this im- 
pulse monographs have made their appear- 
ance about "Scotus Erigena, Albertus Mag- 



192 



In the Quarry. 



mis — at least biographies of them — Thomas 
Aquinas, Meister Eckhart, Tauler, Nicholas 
Cusanus, Weigel, J. Bonnie, Oettinger, etc. 
The most important of these I deem to be 
Scotus Erigena, by Job. Huber, Christlieb 
and Kaulich ; Meister Eckhart, by Bach, 
and J. Bohme, by J. Haniberger. Bach on 
Eckhart is especially instructive with re- 
spect to the connection between modern 
philosophy and the theosophy of Eckhart 
and his school, to which also Nicholas 
Cusanus belonged. 

I presume that it will yet be discovered 
that Copernicus was at least acquainted 
with Nicholas Cusanus, if he did not even 
sympathize with his' philosophy. The di- 
rector of the observatory at Krakau, Ker- 
linski, is at present preparing a mono- 
graph on Copernicus, which will probably 
throw light on this subject. Prowe's 



pamphlet on Copernicus, which I have 
noticed in Glaser's journal, refers to the 
investigations of Kerlinski, who has re- 
cently published a beautiful edition of the 
works of Copernicus. As in the early ages, 
first in the Pythagorean school, they ap- 
proached the true doctrine of the Universe, 
so in the middle ages it appears in the 
school of Eckhart, for in a certain sense, 
and with some restriction, Nicholas Cusa- 
nus was the precursor of Copernicus. 

I beg you, my dear sir, to communicate 
this letter to your honorable Society: 
should you see fit to publish it in a journal, 
you are at liberty to do so. 

I remain, Sir, with great respect, 
Truly, yours, 

Dr. Franz Hoffmann, 
Prof, of Philos. at the University of Wurzburg. 



IN THE QUARRY. 

By A. C. B. 

Impatient, stung with pain, and long delay, 

I chid the rough-hewn stone that round me lay ; 

I said — " What shelter art thou from the heat ? 

What rest art thou for tired and way-worn feet? 

What beauty hast thou for the longing eye ? 

Thou nothing hast my need to satisfy !" 

And then the patient stone fit answer made — 

" Most true I am no roof with welcome shade ; 

I am no house for rest, or full delight 

Of sculptured beauty for the weary sight; 

Yet am I still, material for all ; 

Use me as such — I answer to thy call. 

Nay, tread me only under climbing feet, 

So serve I thee, my destiny complete ; 

Mount by me into purer, freer air, 

And find the roof that archeth everywhere ; 

So what but failure seems, shall build success ; 

For all, as possible, thou dost possess." 

Who by the Universal squares his life, 
Sees but success in all its finite strife; 
In all that is, his truth-enlightened eyes 
Detect the May-be through its thin disguise ; 
And in the Absolute's unclouded sun, 
To him the two already are the one. 



THE JOURNAL 



OF 



SPECULATIVE PHILOSOPHY. 



Vol. I. 



18 67. 



No. 4. 



INTRODUCTION TO THE OUTLINES OF A SYSTEM OF NATURAL 

PHILOSOPHY; 

OB, 

ON THE IDEA OF SPECULATIVE PHYSICS AND THE INTERNAL ORGANIZA- 
TION OE A SYSTEM OF THIS SCIENCE. 



1799. 



[Translated from the German 

I. 

WHAT WE CALL NATURAL PHILOSOPHY IS A 

NECESSARY - SCIENCE IN THE SYSTEM 

OF KNOWING. 

The Intelligence is productive in two 
modes — that is, either blindly and uncon- 
sciously, or freely and consciously; — un- 
consciously productive in external intui- 
tion, consciously in the creation of an ideal 
world. 

Philosophy removes this distinction by 
assuming the unconscious activity as orig- 
inally identical, and, as it were, sprung 
from the same root with the conscious ; 
this identity is by it directly proved in 
the case of an activity at once clearly con- 
scious and unconscious, which manifests 
itself in the productions of genius, indi- 
rectly, outside of consciousness, in the 
products of Nature, so far as in them 
all, the most complete fusion of the Ideal 
with the Real is perceived. 

Since philosophy assumes the uncon- 
scious, or, as it may likewise be termed, the 
real activity as identical with the conscious 
or ideal, its tendency will originally be to 
bring back everywhere the real to the 
13 



of Schelling, by Tom Davidson.] 

ideal — a process which gives birth to what 
is called Transcendental Philosophy. The 
regularity displayed in all the movements 
of Nature — for example, the sublime ge- 
ometry which is exercised in the motions 
of the heavenly bodies — is not explained 
by saying that Nature is the most perfect 
geometry ; but conversely, by saying that 
the most perfect geometry is what pro- 
duces in Nature ; — a mode of explanation 
whereby the Real itself is transported into 
the ideal world, and those motions are 
changed into intuitions, which take place 
only in ourselves, and to which nothing 
outside of us corresponds. Again, the 
fact that Nature, wherever it is left to it- 
self, in every transition from a fluid to a 
solid state, produces, of its own accord, as 
it were, regular forms — which regularity, 
in the higher species of crystallization, 
namely, the organic, seems to become pur- 
pose even ; or the fact that in the animal 
kingdom — that product of the blind forces 
of Nature — we see actions arise which are 
equal in regularity to those that take place 
with consciousness, and even external 
works of art, perfect in their kind;— all 



194 



Schelling's Philosophy oj Nature. 



this is not explained by saying that it is an 
unconscious productivity, though in its 
origin akin to the conscious, whose mere re- 
flex we see in Nature, and which, from the 
stand-point of the natural view, must ap- 
pear as one and the same blind tendency, 
which exerts its influence from crystalli- 
zation upwards to the highest point of or- 
ganic formation (in which, on one side, 
through the art-tendency, it returns again 
to mere crystallization) only acting upon 
different planes. 

According to this view, inasmuch as Na- 
ture is only the visible organism of our 
understanding, Nature can produce 
nothing but what shows regularity and 
design, and Nature is compelled to produce 
that. But if Nature can produce only the 
regular, and produces it from necessity, it 
follows that the origin of such regular and 
design-evincing products must again be 
capable of being proved necessary in Na- 
ture, regarded as self-existent and real, 
and in the relation of its forces ; — that 
therefore, conversely, the Ideal must arise 
out of the Real, and admit of explanation 
from it. 

If, now, it is the task of Transcendental 
Philosophy to subordinate the Real to the 
Ideal, it is, on the other hand, the task of 
Natural Philosophy to explain the Ideal 
by the Real. The two sciences are 
therefore but one science, whose two 
problems are distinguished by the oppo- 
site directions in which they move ; more- 
over, as the two directions are not only 
equally possible, but equally necessary, 
the same necessity attaches to both in the 
system of knowing. 

II. 

SCIENTIFIC CHARACTER OF NATURAL PHILOS- 
OPHY. 

Natural Philosophy, as the opposite of 
Transcendental Philosophy, is distin- 
guished from the latter chiefly by the fact 
that it posits Nature (not, indeed, in so far 
as it is a product, but in so far as it is at 
once productive and product) as the self- 
existent ; whence it may be most briefly 
designated as the Spinozism of Physics. 



It follows naturally from this that there is 
no place in this science for idealistic 
methods of explanation, such as Transcen- 
dental Philosophy is fitted to supply, from 
the circumstance that for it Nature is 
nothing more than the organ of self-con- 
sciousness, and everything in Nature is 
necessary merely because it is only 
through the medium of such a Nature that 
self-consciousness can take place ; this 
mode of explanation, however, is as mean- 
ingless in the case of physics, and of our 
science which occupies the same stand- 
point with it, as were the old teleological 
modes of explanation, and the introduc- 
tion of a universal reference to final causes 
into the thereby metamorphosed science 
of Nature. For every idealistic mode 
of explanation, dragged out of its own 
proper sphere and applied to the explana- 
tion of Nature, degenerates into the most 
adventurous nonsense, examples of which 
are well known. The first maxim of all true 
natural science, viz., to explain everything 
by the forces of Nature, is therefore accept- 
ed in its widest extent in our science, and 
even extended to that region, at the limit 
of which all interpretation of Nature has 
hitherto been accustomed to stop short ; 
for example, to those organic phenomena 
which seem to pre-suppose an analogy with 
reason. For, granted that in the actions 
of animals there really is something which 
pre-supposes such analogy, on the princi- 
ple of realism, nothing further would fol- 
low than that what we call reason is a mere 
play of higher and necessarily unknown 
natural forces. For, inasmuch as all think- 
ing is at last reducible to a producing and 
reproducing, there is nothing impossible in 
the thought that the same activity by which 
Nature reproduces itself anew in each suc- 
cessive phase, is reproductive in thought 
through the medium of the organism (very 
much in the same manner in which, through 
the action and play of light, Nature, which 
exists independently of it, is created im- 
material, and, as it were, for a second 
time), in which circumstance it is natural 
that what forms the limit of our intuitive 
faculty, no longer falls within the sphere 
of our intuition itself. 



Schelling's Philosophy of Nature. 



195 



III. 



NATURAL PHILOSOPHY IS SPECULATIVE PHYSICS. 
« 

Our science, as far as we have gone, is 
thoroughly and completely realistic ; it is 
therefore nothing other than Physics, it is 
only speculative Physics; in its tendency 
it is exactly what the systems of the an- 
cient physicists were, and what, in more 
recent times, the system of the restorer of 
Epicurean philosophy is, viz., Lesage's 
Mechanical Physics, by which the specula- 
tive spirit in physics, after a long scientific 
sleep, has again, for the first time, been 
awakened. It cannot be shown in detail 
here (for the proof itself falls within the 
sphere of our science), that on the mechan- 
ical or atomistic basis which has been 
adopted by Lesage and his most successful 
predecessors, the idea of speculative phys- 
ics is incapable of realization. For, inas- 
much as the first problem of this science, 
that of inquiring into the absolute cause 
of motion (without which Nature is not 
in itself a finished whole), is absolutely 
incapable of a mechanical solution, see- 
ing that mechanically motion results only 
from motion ad infinitum, there remains 
for the real construction of speculative 
physics only one way open, viz., the 
dynamic, which lays down that motion 
arises not only from motion, but even from 
rest ; that, therefore, there is motion in 
the rest of Nature, and that all mechanical 
motion is the merely secondary and deriva- 
tive motion of that which is solely primi- 
tive and original, and which wells forth 
from the very first factors in the construc- 
tion of a nature generally (the fundamental 
forces). 

In hereby making clear the points of 
difference between our undertaking and all 
those of a similar nature that have hitherto 
been attempted, we have at the same time 
shown the difference between speculative 
physics and so-called empirical physics ; 
a difference which in the main may be re- 
duced to this, that the former occupies 
itself solely and entirely with the original 
causes of motion in nature, that is, solely 
with the dynamical phenomena; the latter, 
on the contrary, inasmuch as it never 
reaches a final source of motion in nature, 



deals only with the secondary motions, 
and even with the original ones onlv 
mechanical (and therefore likewise capa- 
ble of mathematical construction). The 
former, in fact, aims generally at the inner 
spring-work and what is non-objective in 
Nature ; the latter, on the contrary, only at 
the surface of Nature, and what is object- 
ive, and, so to speak, outside in it. 

IV. 

ON THE POSSIBILITY OF SPECULATIVE PHYSICS. 

Inasmuch as our inquiry is directed not 
so much upon the phenomena of Nature as 
upon their final grounds, and our business 
is not so much to deduce the latter from 
the formeT as the former from the latter, 
our task is simply this : to erect a science 
of Nature in the strictest sense of the term ; 
and in order to find out whether specula- 
tive physics are possible, we must know 
what belongs to the possibility of a doc- 
trine of Nature viewed as science. 

(a) The idea of knowing is here taken 
in its strictest sense, and then it is easy to 
see that, in this acceptation of the term, we 
can be said to know objects only when they 
are such that we see the principles of their 
possibility, for without this insight my 
whole knowledge of an object, e. g. of a 
machine, with whose construction I am 
unacquainted, is a mere seeing, that is, a 
mere conviction of its existence, whereas 
the inventor of the machine has the most 
perfect knowledge of it, because he is, as 
it were, the soul of the work, and because 
it preexisted in his head before he exhibited 
it as a reality. 

Now, it would certainly be impossible to 
obtain a glance into the internal construc- 
tion of Nature, if an invasion of Nature 
were not possible through freedom. It is 
true that Nature acts openly and freely ; 
its acts however are never isolated, but 
performed under a concurrence of a host of 
causes, which must first be excluded if we 
are to obtain a pure result. Nature must 
therefore be compelled to act under certain 
definite conditions, which either do not exist 
in it at all, or else exist only as modified by 
others. — Such an invasion of Nature wo 
call an experiment. Every experiment is 
a question put to Nature, to which she is 



196 



Schelling's Philosophy of Nature. 



compelled to give a reply. But every ques- 
tion contains an implicit a priori judg- 
ment ; every experiment that is an experi- 
ment is a prophecy; experimenting itself 
is a production of phenomena. The first 
step, therefore, towards science, at least 
in the domain of physics, is taken when 
we ourselves begin to produce the objects 
of that science. 

(b) We know only the self-produced ; 
knowing, therefore, in the strictest accepta- 
tion of the term, is a pure knowing a priori. 
Construction by means of experiment, is, 
after all, an absolute self-production of the 
phenomena. There is no question but 
that much in the science of Nature may 
be known comparatively a priori ; as, for 
example, in the theory of the phenomena 
of electricity, magnetism, and even light. 
There is such a simple law recurring in 
every phenomenon that the results of every 
experiment may be told beforehand; here 
my knowing follows immediately from a 
known law, without the intervention of 
any particular experience. But whence 
then does the law itself come to me ? The 
assertion is, that all phenomena are corre- 
lated in one absolute and necessary law, 
from which they can all be deduced ; in 
short, that in natural science all that we 
know, we know absolutely a priori. Now, 
that experiment never leads to such a 
knowing, is plainly manifest, from the fact 
that it can never get beyond the forces of 
Nature, of which itself makes use as means. 

As the final causes of natural phenome- 
na are themselves not phenomenal, we 
must either give up all attempt ever to ar- 
rive at a knowledge of them, or else we 
must altogether put them into Nature, en- 
dow Nature with them. But now, that 
which we put into Nature has no other 
value than that of apre-supposition (hypo- 
thesis), and the science founded thereon 
must be equally hypothetical with the prin- 
ciple itself. This it would be possible to 
avoid only in one case, viz., if that pre- 
supposition itself were involuntary, and 
as necessary as Nature itself. Assum- 
ing, for example, what must be assumed, 
that the sum of phenomena is not a 
mere world, but of necessity a Nature — 
that is, that this whole is not merely a 



product, but at the same time productive, it 
follows that in this whole we can never ar- 
rive at absolute identity, inasmuch as this 
would bring about an absolute transition 
of Nature, in as far as it is productive, 
into Nature as product, that is, it would 
produce absolute rest; such wavering of 
Nature, therefore, between productivity 
and product, will, of necessity, appear 
as a universal duplicity of principles, 
whereby Nature is maintained in con- 
tinual activity, and prevented from ex- 
hausting itself in its product; and univer- 
sal duality as the principle of explanation 
of Nature will be as necessary as the idea 
of Nature itself. 

This absolute hypothesis must carry its 
necessity within itself, but it must, besides 
this, be brought to empiric proof ; for, in- 
asmuch as all the phenomena of Nature 
cannot be deduced from this hypothesis as 
long as there is in the whole system of 
Nature a single phenomenon which is not 
necessary according to that principle, or 
which contradicts it, the hypothesis is 
thereby at once shown to be false, and 
from that moment ceases to have validity 
as an hypothesis. 

By this deduction of all natural pheno- 
mena from an absolute hypothesis, our 
knowing is changed into a construction of 
Nature itself, that is, into a science of Na- 
ture a priori. If, therefore, such deduc- 
tion itself is possible, a thing which can 
be proved only by the fact, then also a 
doctrine of Nature is possible as a science 
of Nature ; a system of purely speculative 
physics is possible, which was the point 
to be proved. 

Remark. — There would be no necessity 
for this remarkj if the confusion which 
still prevails in regard to ideas perspicu- 
ous enough in themselves did not render 
some explanation with regard to them re- 
quisite. 

The assertion that natural science must 
be able to deduce all its principles apriori, 
is in a measure understood to mean that 
natural science must dispense with all ex- 
perience, and, without any intervention of 
experience, be able to spin all its princi- 
ples out of itself — an affirmation so absurd 
that the very objections to it deserve pity. 



Schelling' l s Philosophy of Nature. 



197 



Not only do we know this or that through 
experience, but ice originally know nothing 
at all except through experience, and by 
means of experience, and in this sense the 
whole of our knowledge consists of the 
data of experience. These data become 
a priori principles when we become con- 
scious of them as necessary, and thus 
every datum, be its import what it may, 
may be raised to that dignity, inasmuch 
as the distinction between a priori and a 
posteriori data is not at all, as many people 
may have imagined, one originally cleaving 
to the data themselves, but is a distinction 
made solely with respect to our knowing, 
and the kind of our knowledge of these 
data, so that every datum which is merely 
historical for me — i. e. a datum of experi- 
ence — becomes, notwithstanding, an a pri- 
ori principle as soon as I arrive, whether 
directly or indirectly, at insight into its 
internal necessity. Now, however, it must 
in all cases be possible to recognize every 
natural phenomenon as absolutely neces- 
sary ; for, if there is no chance in nature 
at all, there can likewise be no origi- 
nal phenomenon of Nature fortuitous ; on 
the contrary, for the very reason that Na- 
ture is a system, there must be a neces- 
sary connection for everything that happens 
or comes to pass in it, in some principle 
embracing the whole of Nature. Insight 
into this internal necessity of all natural 
phenomena becomes, of course, still more 
complete, as soon as we reflect that there is 
no real system which is not, at the same 
time, an organic whole. For if, in an or- 
ganic whole, all things mutually bear and 
support each other, then this organization 
must have existed as a whole previous to 
its parts — the whole could not have arisen 
from the parts, but the parts must have 
arisen out of the whole. It is not, there- 
fore, we know Nature, but Nature is, a 
priori, that is, everything individual in 
it is predetermined by the whole or by the 
idea of a Nature generally. But if Nature 
is a priori, then it must be possible to re- 
cognize it as something that is a priori, 
and this is really the meaning of our af- 
firmation. 

Such a science, like every other, does 



not deal with the hypothetical, or the 
merely probable, but depends upon the 
evident ami the certain. Now. we may in- 
deed be quit'' certain that every natural 
phenomenon, through whatever number of 
intermediate links, stands in connection 
with the last conditions of a Nature; tin? 
intermediate links themselves, however, 
may be unknown to us, and still lying hid- 
den in the depths of Nature. To find out 
these links is the work of experimental re- 
search. Speculative physics have nothing 
to do but to show the need of these inter- 
mediate links ;* but as every new discovery 
throws us back upon a new ignorance, and 
while one knot is being loosed a new one 
is being tied, it is conceivable that the 
complete discovery of all the intermediate 
links in the chain of Nature, and there- 
fore also our science itself, is an infinite 
task. Nothing, however, has more im- 
peded the infinite progress of this sci- 
ence than the arbitrariness of the fic- 
tions by which the want of profound in- 
sight was so long doomed to be concealed. 
This fragmentary nature of our knowledge 
becomes apparent only when we separate 
what is merely hypothetical from the pure 
out-come of science, and thereupon set 
out to collect the fragments of the great 
whole of Nature again into a system. It 
is, therefore, conceivable that speculative 
physics (the soul of real experiment) has, 
in all time, been the mother of all great 
discoveries in Nature. 

V. 

OF A SYSTEM OF SPECULATIVE PHYSICS GENE- 
RALLY. 

Hitherto the idea of speculative physics 
has been deduced and developed ; it is 
another business to show how this idea 
must be realized and actually carried out. 

The author, for this purpose, would at 

* Thus, for example, it becomes very clear 
through the whole course of our inquiry, that, 
in order to render the dynamic organization of 
the Universe evident in all its parts, we Btill 
lack that central phenomenon of which Bacon 
already speaks, which certainly lies in Nal 
hut has not yet been extracted from it by ex- 
periment. [U'tiKirkof the Original. Compare 
below, third note to " General Remark." 



198 



Spelling's Philosophy of Nature. 



once refer to his Outlines of a System of 
Natural Philosophy, if he had not reason to 
suspect that many even of those who might 
consider those Outlines worthy of their at- 
tention, would come to it with certain pre- 
conceived ideas, which he has not pre- 
supposed, and which he does not desire to 
have pre-supposed. 

The causes which may render an insight 
into the tendency of those Outlines difficult, 
are (exclusive of defects of style and ar- 
rangement) mainly, the following : 

1. That many persons, misled perhaps 
by the word Natural Philosophy, expect to 
find transcendental deductions from nat- 
ural phenomena, such as, in different frag- 
ments, exist elsewhere, and will regard 
natural philosophy generally as a part of 
transcendental philosophy, whereas it forms 
a science altogether peculiar, altogether 
different from, and independent of, every 
other. 

2. That the notions of dynamical physics 
hitherto diffused, are very different from, 
and partially at variance with, those which 
the author lays down. I do not speak of 
the modes of representation which several 
persons, whose business is really mere ex- 
periment, have figured to themselves in 
this connection ; for example, where they 
suppose it to be a dynamical explanation, 
when they reject a galvanic fluid, and ac- 
cept instead of it certain vibrations in the 
metals ; for these persons, as soon as they 
observe that they have understood nothing 
of the matter, will revert, of their own 
accord, to their previous representations, 
which were made for them. I speak of 
the modes of representation which have 
been put into philosophic heads by Kant, 
and which may be mainly reduced to this : 
that we see in matter nothing but the oc- 
cupation of space in definite degrees, in 
all difference of matter, therefore, only 
mere difference of occupation of space (i. 
e. density,) in all dynamic (qualitative) 
changes, only mere changes in the relation 
of the repelling and attracting forces. 
Now, according to this mode of represen- 
tation, all the phenomena of Nature are 
looked at only on their lowest plane, and 
the dynamical physics of these philoso 



phers begin precisely at the point where 
they ought properly to leave off. It is in- 
deed certain that the last result of every 
dynamical process is a changed degree of 
occupation of space — that is, a changed 
density; inasmuch, now, as the dy- 
namical process of Nature is one, and 
the individual dynamical ' processes are 
only shreds of the one fundamental pro- 
cess — even magnetic and electric phe- 
nomena, viewed from this stand-point, 
will be, not actions of particular materials, 
but changes in the constitution of matter 
itself ; and as this depends upon the mu- 
tual action of the fundamental forces, at 
last, changes in the relation of the fund- 
amental forces themselves. We do not 
indeed deny that these phenomena at the 
extreme limit of their manifestation are 
changes in the relation of the princi- 
ples themselves ; we only deny that these, 
changes are nothing more ; on the contrary, 
we are convinced that this so-called dynam- 
mical principle is too superficial and defec- 
tive a basis of explanation for all Nature's 
phenomena, to reach the real depth and 
manifoldness of natural phenomena, inas- 
much as by means of it, in point of fact, no 
qualitative change of matter as such is con- 
structible (for change of density is only the 
external phenomenon of a higher change). 
To adduce proof of this assertion is not 
incumbent upon us, till, from the opposite 
side, that principle of explanation is shown 
by actual fact to exhaust Nature, and the 
great chasm is filled up between that kind 
of d} - namical philosophy and the empiri- 
cal attainments of physics — as, for ex- 
ample, in regard to the very different kinds 
of effects exhibited by simple substances — 
a thing which, let us say at once, we con- 
sider to be impossible. 

We may therefore bo permitted, in the 
room of the hitherto prevailing dynamic 
mode of representation, to place our own 
without further remark — a procedure which 
will no doubt clearly show wherein the 
latter differs from the former, and by which 
of the two the Doctrine of Nature may 
most certainly be raised to a Science of 
Nature. 



Schelling's Philosophy of Nature. 



199 



VI. 

INTERNAL ORGANIZATION OF THE SYSTEM OF 
SPECULATIVE PHYSICS. 

1. 

An inquiry into the Principle of spec- 
ulative physics must be preceded by in- 
quiries into the distinction between the 
speculative and the empirical generally. 
This depends mainly upon the conviction 
that between empiricism and theory there 
is such a complete opposition that there 
can be no third thing in which the two 
may be united; that, therefore, the idea 
of Experimental Science is a mongrel idea, 
which implies no connected thought, or 
rather, which cannot he thought at all. 
What is pure empiricism is not science, 
and, vice versa, what is science is not em- 
piricism. This is not said for the purpose 
of at all depreciating empiricism, but 
is meant to exhibit it in its true and 
proper light. Pure empiricism, be its ob- 
ject what it may, is history (the absolute 
opposite of theory), and, conversely, his- 
tory alone is empiricism.* 

Physics, as empiricism, are nothing but 
a collection of facts, of accounts of what 
has been observed — what has happened 
under natural or artificial circumstances. 
In what we at present designate physics, 
empiricism and science run riot together, 
and for that very reason they are neither 
one thing nor another. 

Our aim, in view of this object, is to 
separate science and empiricism as soul 
and body, and by admitting nothing into 
science which is not susceptible of an a pri- 
ori construction, to strip empiricism of all 
theory, and restore it to its original naked- 
ness. 

The opposition between empiricism and 
science rests therefore upon this : that the 

* If only those warm panegyrists of em- 
piricism, who exalt it at tlie expense of 
science, did not, true to tlie idea of empiri- 
cism, try to palm oif upon us as empiricism 
their own judgments, and what they have put 
into nature, and imposed upon objects ; for 
though many persons think they can talk 
about it, there is a great dual more belonging 
to it than many imagine — to eliminate purely 
the accomplished from Nature, and to state it 
with the same fidelity with which it has been 
eliminated. — Remark of the Original. 



former regards its object in being- as some- 
thing already prepared and accomplished; 
science, on the other hand, views its ob- 
ject in becoming, and as something that 
has yet to be accomplished. As science 
cannot set out from anything that is a 
product — that is, a thing — it must set out 
from the unconditioned ; the first inquiry 
of speculative physics is that which relates 
to the unconditioned in natural science. 

2. 

As this inquiry is, in the Outlines, de- 
duced from the highest principles, the 
following may be regarded as merely an 
illustration of those inquiries : 

Inasmuch as everything of which we can 
say that it is, is of a conditioned nature, 
it is only being itself that can be the un- 
conditioned. But seeing that individual 
being, as a conditioned, can be thought 
only as a particular limitation of the pro- 
ductive activity (the sole and last sub- 
strate of all reality) being itself is 
thought as the same productive activity 
in its unlimited ness. For the philosophy 
of nature, therefore, nature is originally 
only productivity, and from this as its 
principle science must set out. 

So long as we know the totality of ob- 
jects only as the sum of being, this totality 
is a mere world — that is, a mere product 
for us. It would certainly be impossible 
in the science of Nature to rise to a higher 
idea than that of being, if all permanence 
(which is thought in the idea of being) 
were not deceptive, and really a continu- 
ous and uniform reproduction. 

In so far as we regard the totality of 
objects not merely as a product, but at 
the same time necessarily as productive, it 
rises into Nature for us, and this identity 
of th n product and the productivity, and 
this alone is implied, even in the ordinary 
use of language by the idea of Nature. 

Nature as a mere product (tiatura na- 
turata) we call Nature as object (with this 
alone all empiricism deals). Nature as 
productivity (natura naturans) wo call 
Nature as subject (with this alone all the- 
ory deals). 

As the object is never unconditioned, 
something absolutely non-objective must 



200 



Schilling's Philosophy of Nature. 



be put into Nature; this absolutely non- 
objective is nothing else but that original 
productivity of Nature. In the ordinary 
view it vanishes in the product : conversely 
in the philosophic view the product van- 
ishes in the productivity. 

Such identity of the product and the 
productivity in the original conception of 
Nature is expressed by the ordinary views 
of Nature as a whole, which is at once the 
cause and the effect of itself, and is in its 
duplicity (which goes through all phenom- 
ena) again identical. Furthermore, with 
this idea the identity of the Real and the 
Ideal agrees — an identity which is thought 
in the idea of every product of Nature, 
and in view of which alone the nature of 
art can be placed in opposition thereto. 
For whereas in art the idea precedes the 
act — the execution — in Nature idea and 
act are rather contemporary and one ; the 
idea passes immediately over into the 
product, and cannot be separated from it. 

This identity is cancelled by the em- 
pirical view, which sees in Nature only the 
effect (although on account of the con- 
tinual wandering of empiricism into the 
field of science, we have, even in purely 
empirical physics, maxims which presup- 
pose an idea of Nature as subject — as, for 
example, Nature chooses the shortest way; 
Nature is sparing in causes and lavish in 
effects) ; it is also cancelled by specula- 
tion, which looks only at cause in Nature. 

3. 

We can say of Nature as object that it 
is, not of Nature as subject; for this is 
being or productivity. 

This absolute productivity must pass 
over into an empirical nature. In the idea 
of absolute productivity, is the thought of 
an ideal infinity. The ideal infinity must 
become an empirical one. 

But empirical infinity is an infinite be- 
coming. Every infinite series is but the 
exhibition of an intellectual or ideal infin- 
ity. The original infinite series (the ideal 
of all infinite series) is that wherein our 
intellectual infinity evolves itself, viz., 
Time. The activity which sustains this 
series is the same as that which sustains 
our consciousness; consciousness, how- 



ever, is continuous. Time, therefore, as the 
evolution of that activity, cannot be pro- 
duced by composition. Now, a& all other in- 
finite series are only imitations of the 
originally infinite series, Time, no infinite 
series can be otherwise than continuous. In 
the original evolution the retarding agent 
(without which the evolution would take 
place with infinite rapidity) is nothing but 
original reflection ; the necessity of re- 
flection upon our acting in every organic 
phase (continued duplicity in identity) is 
the secret stroke of art whereby our being 
receives permanence. 

Absolute continuity, therefore, exists 
only for the intuition, but not for the 
reflection. Intuition and reflection are 
opposed to each other. The infinite series 
is continuous for the productive intui- 
tion — interrupted and composite for the 
reflection. It is on this contradiction be- 
tween intuition and reflection that those 
sophisms are based, in which the possibil- 
ity of all motion is contested, and which 
are solved at every successive step by the 
productive activity. To the intuition, for 
example, the action of gravity takes place 
with perfect continuity ; to the reflection, 
by fits and starts. Hence all the laws of 
mechanics, whereby that which is properly 
only the object of the productive intuition 
becomes an object of reflection, are really 
only laws for the reflection. Hence those 
fictitious notions of mechanics, the atoms 
of time in which gravitation acts, the law 
that the moment of solicitation is infinitely 
small, because otherwise an infinite rapid- 
ity would be produced in finite time, &c, 
&c. Hence, finally, the assertion that in 
mathematics no infinite series can really 
be represented as continuous, but only as 
advancing by fits and starts. 

The whole of this inquiry into the op- 
position between reflection and the pro- 
ductivity of the intuition, serves only to 
enable us to deduce the general statement 
that in all productivity, and in productiv- 
ity alone, there is absolute continuity — a 
statement of importance in the considera- 
tion of the whole of Nature ; inasmuch, 
for example, as the law that in Nature 
there is no leap, that there is a continuity 
of forms in it, &c, is confined to the orig- 



Schclling's Philosophy of Nature. 



201 



inal productivity of Nature, in which 
certainly there must be continuity, where- 
as from the stand-point of reflection all 
things must appear disconnected and with- 
out continuity — placed beside each other, 
as it were ; we must therefore admit that 
both parties are right ; those, namely, who 
assert continuity in Nature — for example, 
in organic Nature — no less than those who 
deny it, when we take into consideration 
the difference of their respective stand- 
points ; and we thereby, at the same time, 
arrive at the distinction between dynam- 
ical and atomistic physics ; for, as will 
soon become apparent, the two are distin- 
guished only by the fact that the former 
occupies the stand-point of intuition, the 
latter that of reflection. 

4. 

These general principles being pre- 
supposed, we shall be able, with more cer- 
tainty, to reach our aim, and make an 
exposition of the internal organism of our 
system. 

(a) In the idea of becoming, we think 
the idea of gradualness. But an absolute 
productivity will exhibit itself empirically 
as a becoming with infinite rapidity, 
whereby there results nothing real for the 
intuition. 

(Inasmuch as Nature must in reality be 
thought as engaged in infinite evolution 5 
the permanence, the resting of the pro- 
ducts of Nature — the organic ones, for 
instance — is not to be viewed as an abso- 
lute resting, but only as an evolution pro- 
ceeding with infinitely small rapidity or 
with infinite tardiness. But hitherto evo- 
lution, with even finite rapidity, not to 
speak of infinitely small rapidity, has not 
been constructed.) 

(b) That the evolution of Nature should 
take place with finite rapidity, and thus 
become an object of intuition, is not 
thinkable without an original limitation 
(a being limited) of the productivity. 

(c) But if Nature be absolute productiv- 
ity, then the ground of this limitation may 
lie outside of it. Nature is originally only 
productivity ; there can, therefore, be 
nothing determined in this productivity 



(all determination is negation) and so 
products can never be reached by it. If 
products are to be reached, the productiv- 
ity must pass from being undetermined to 
being determined — that is, it must, as 
pure productivity, be cancelled. If now 
the ground of determination of productiv- 
ity lay outside of Nature, Nature would i 
be originally absolutely productivity. De- 
termination, that is, negation, must cer- 
tainly come into Nature; but this negation, 
viewed from a higher stand-point, must 
again be positivity. 

(d) But if the ground of this limitation 
lies within Nature itself, then Nature - 
ceases to be pure identity. (Nature, in 
so far as it is only productivity, is pure 
identity, and there is in it absolutely 
nothing capable of being distinguished. 
In order that anything may be distin- 
guished in it, its identity must be can- 
celled — Nature must not be identity, but 
duplicity.) 

Nature must originally be an object to 
itself; this change of the pure subject 
into a self-object is unthinkable without 
an original sundering in Nature itself. 

This duplicity cannot therefore be fur- 
ther deduced physically ; for, as the con- 
dition of all Nature generally, it is the 
principle of all physical explanation, and 
all physical explanation can only have for 
its aim the reduction of all the antitheses 
which appear in Nature to that origi- 
nal antithesis in the heart of Nature, 
which does not, however, itself appear. 
Why is there no original phenomenon of 
Nature without this duplicity, if in Nature 
all things are not mutually subject and ob- 
ject to each other ad infinitum, and Nature 
even, in its origin, at once product and 
productive? 

(e) If Nature is originally duplicity, 
there must be opposite tendencies even in 
the original productivity of Nature. (The 
positive tendency must be opposed by 
another, which is, as it were, ami -produc- 
tive — retarding production ; not as the 
contradictory, but as the negative— the 
really opposite of the former.) It is only 
then that, in spite of its being limited, 
there is no passivity in Nature, when even 



202 



Softening's Philosophy of Nature. 



that which limits it is again positive, and 
its original duplicity is a contest of really 
opposite tendencies. 

(/) In order to arrive at a product, 
these opposite tendencies must concur. 
But as they are supposed equal, (for there 
is no ground for supposing them unequal.) 
wherever they meet they will annihilate 
each other ; the product is therefore = 0, 
and once more no product is reached. 

This inevitable, though hitherto not very 
closely remarked contradiction (namely, 
that a product can arise only through the 
concurrence of opposite tendencies, while 
at the same time these opposite tendencies 
mutually annihilate each other) is capable 
of being solved only in the following man- 
ner : There is absolutely no subsistence of 
a product thinkable, without a continual 
process of being reproduced. The product 
must be thought as annihilated at every 
step, and at every step reproduced anew. 
We do not really see the subsisting of a 
product, but only the continual process of 
being reproduced. 

(It is of course very conceivable how the 

series 1 — l-(-l — 1 on to infinity is 

thought as equal neither to 1 nor to 0. 
The reason however why this series is 
thought as =o lies deeper. There is one 
absolute magnitude (=1), which, though 
continually annihilated in this series, con- 
tinually recurs, and by this recurrence 
produces, not itself, but the mean between 
itself and nothing. — Nature, as object, is 
that which comes to pass in such an in- 
finite series, and is = a fraction of the 
original unit, to which the never cancelled 
duplicity supplies the numerator.) 

(g) If the subsistence of the product is 
a continual process of being reproduced, 
then all persistence also is only in nature 
as object ; in nature as subject there is 
only infinite activity. 

The product is originally nothing but a 
mere point, a mere limit, and it is only 
from Nature's combatting against this 
point that it is, so to speak, raised to a 
full sphere — to a product. (Suppose, for 
illustration, a stream; it is pure identity ; 
where it meets resistance, there is formed 
a whirlpool ; this whirlpool is not anything 



abiding, but something that every moment 
vanishes, and every moment springs up 
anew. — In Nature there is originally noth- 
ing distinguishable ; all products are, so to 
speak, still in solution, and invisible in the 
universal productivity. It is only when 
retarding points are given, that they are 
thrown off and advance out of the univer- 
sal identity. — At every such point the 
stream breaks (the productivity is anni- 
hilated), but at every step there comes a 
new wave which fills up the sphere). 

The philosophy of nature has not to ex- 
plain the productive (side) of nature ; for if 
it does not posit this as in nature originally, 
it will never bring it into nature. It has 
to explain the permanent. But the fact 
that anything should become permanent in 
nature, can itself receive its explanation 
only from that contest of nature against 
all permanence. The products would ap- 
pear as mere points, if nature did not give 
them extension and depth by its own pres- 
sure, and the products themselves would 
last only an instant, if nature did not at 
every instant crowd up against them. 

(/i) This seeming product, which is re- 
produced at every step, cannot be a 
really infinite product ; for otherwise pro- 
ductivity would actually exhaust itself in it; 
in like manner it cannot be a finite pro- 
duct ; for it is the force of the whole of 
nature that pours itself into it. It must 
therefore be at once infinite and finite ; it 
must be only seemingly finite, but in in- 
finite development. 

The point at which this product origi- 
nally comes in, is the universal point of 
retardation in nature, the point from which 
all evolution in nature begins. But in 
nature, as it is evolved, this point lies not 
here or there, but everywhere where there 
is a product. 

This product is a finite one, but as the 
infinite productivity of nature concentrates 
itself in it, it must have a tendency to in- 
finite development. — And thus gradually, 
and through all the foregoing intermediate 
links, we have arrived at the construction 
of that infinite becoming— the empirical 
exhibition of an ideal infinity. 



Schdling's Philosophy of Nature. 



203 



We behold in what is called nature (i. e. 
in this assemblage of individual objects), 
not the primal product itself, but its evolu- 
tion, (hence the point of retardation can- 
not remain one.) — By what means this ev- 
olution is again absolutely retarded, which 
must happen, if we are to arrive at a fixed 
product, has not yet been explained. 

But through this product an original in- 
finity evolves itself; this infinity can never 
decrease. The magnitude which evolves 
itself in an infinite series, is still infinite 
at every point of the line; and thus nature 
will be still infinite at every point of the 
evolution. 

There is only one original point of re- 
tardation to productivity ; but any num- 
ber of points of retardation to evolution 
may be thought. Every such point is 
marked for us by a product : but at every 
point of the evolution nature is still in- 
finite ; therefore nature is still infinite in 
every product, and in every one lies the 
germ of a universe.* 

(The question, by what means the infin- 
ite tendency is retarded in the product, is 
still unanswered. The original retarda- 
tion in the productivity of nature, explains 
only why the evolution takes place with 
finite rapidity, but not why it takes place 
with infinitely small rapidity.) 

(i) The product evolves itself ad infini- 
tum. In this evolution, therefore, nothing 
can happen, which is not already a pro- 
duct (synthesis), and which might not di- 
vide up into new factors, each of these 
again having its factors. 

Thus even by an analysis pursued ad 
infinitum, we could never arrive at any- 
thing in nature which should be absolutely 
simple. 

(A) If however we suppose the evolution 
as completed, (although it never can be 

* A traveller in Italy makes the remark 
that the whole history of the world may be 
demonstrated on the great obelisk at Rome; 
so, likewise, in every product of Nature. 
Every mineral body is a fragment of the 
annals of the earth. But what is the earth ? 
Its history is interwoven with the history of 
the whole of Nature, and so passes from the 
fossil through the whole of inorganic and or- 
ganic Nature, till it culminates in the history 
of the universe — one chain. — Remark of the 
Original. 



completed,) still the evolution could not 
stop at anything which was a product, but 
only at the purely productive. 

The question arises, whether a final, 
such that it is no longer a substi 
but the cause of all substrate, no 
longer a product, but absolutely produc- 
tive — we will not say occurs, for that is 
unthinkable, but — can at least be proved 
in experience. 

(/) Inasmuch as it bears the character 
of the unconditioned, it would have to ex- 
hibit itself as something, which, although 
itself not in space, is still the principle of 
all occupation of space. 

What occupies space is not matter, for 
matter is the occupied space itself. That, 
therefore, which occupies space cannot be 
matter. Only that which is, is in space, 
not being itself. 

It is self-evident that no positive exter- 
nal intuition is possible of that which is 
not in space. It would therefore have to 
be capable of being exhibited negatively. 
This happens in the following manner : 

That which is in space, is, as such, 
mechanically and chemically destructible. 
That which is not destructible either me- 
chanically or chemically must therefore 
lie outside of space. But it is only the 
final ground of all quality that has any- 
thing of this nature ; for although one qual- 
ity may be extinguished by another, this 
can nevertheless only happen in a third 
product, C, for the formation and main- 
tenance of which A and B, (the opposite 
factors of 0,) must continue to act. 

But this indestructible (somewhat), 
which is thinkable only as pure intensity, 
is, as the cause of all substrate, at the 
same time the principle of divisibility ad 
infinitum. (A body, divided ad infinitum 
still occupies space in the same deg 
with its smallest part.) 

That, therefore, which is purely produc- 
tive without being a product, is but the 
final ground of quality. But every quality 
is a determinate one, whereas productivity 
is originally indeterminate, In the quali- 
ties, therefore, productivity i rs as al- 
ready retarded, and as it appears m 
original in them generally, it irs in 
them most originally retarded. 



204 



Schelling's Philosophy of Nature. 



This is the point at which our mode of 
conception diverges from those of the cur- 
rently so-called dynamical physics. 

Our assertion, briefly stated, is this : — 
If the infinite evolution of nature were 
completed (which is impossible) it would 
separate up into original and simple ac- 
tions, or, if we may so express ourselves, 
into simple productivities. Our assertion 
therefore is not : There are in nature such 
simple actions ; but only, they are the 
ideal grounds of the explanation of qual- 
ity. These entelechies cannot actually be 
shown, they do not exist; we have not 
therefore to explain here anything more 
than is asserted, namely, that such original 
productivities must be thought as the 
grounds of the explanation of all quality. 
This proof is as follows : 

The affirmation that nothing which is in 
space, that is, that nothing at all is 
mechanically simple, requires no demon- 
stration. That, therefore, which is in re- 
ality simple, cannot be thought as in space, 
but must be thought as outside of space. 
But outside of space only pure intensity is 
thought. This id'ea of pure intensity is 
expressed by the idea of action. It is not 
the product of this action that is simple, 
but the action itself abstracted from the 
product, and it must be simple in order that 
the product may be divisible ad infinitum. 
For although the parts are near vanishing, 
the intensity must still remain. And this 
pure intensity is what, even in infinite di- 
visibility, sustains the substrate. 

If, therefore, the assertion that affirms 
something simple as the basis of the ex- 
planation of quality is atomistic, then our 
philosophy is atomistic. But, inasmuch 
as it places the simple in something that 
is only productive without being a pro- 
duct, it is dynamical atomistics. 

This much is clear, that if we admit an 
absolute division of nature into its factors, 
the last (thing) that remains over, must be 
something, which absolutely defies all di- 
vision, that is, the simple. But the sim- 
ple can be thought only as dynamical, 
and as such it is not in space at all (it 
designates only what is thought as alto- 
gether outside of space-occupation) ; there 
is therefore no intuition of it possible, ex- 



cept through its product. In like manner 
there is no measure for it given but its 
product. For to pure thought it is the 
mere origin of the product (as the point is 
only the origin of the line), in one word 
pure entelechy. But that which is known, 
not in itself, but only in its product, is 
known altogether empirically. If, there- 
fore, every original quality, as quality 
(not as substrate, in which quality 
merely inheres), must be thought as pure 
intensity, pure action, then qualities gen- 
erally are only the absolutely empirical in 
our knowledge of nature, of which no con- 
struction is possible, and in respect to 
which there remains nothing of the phi- 
losophy of nature, save the proof that they 
are the absolute limit of its construction. 

The question in reference to the ground 
of quality posits the evolution of nature 
as completed, that is, it posits something 
merely thought, and therefore can be an- 
swered only by an ideal ground of expla- 
nation. This question adopts the stand- 
point of reflection (on the product), where- 
as genuine dynamics always remain on the 
stand-point of intuition. 

(It must here, however, be at once re- 
marked that if the ground of the explana- 
tion of quality is conceived as an ideal 
one, the question only regards the explana- 
tions of quality, in so far as it is thought 
as absolute. There is no question, for in- 
stance, of quality, in so far as it shows 
itself in the dynamical process. For qual- 
ity, so far as it is relative, there is cer- 
tainly a [not merely ideal, but actually 
real] ground of explanation and determin- 
ation ; quality in that case is determined 
by its opposite, with which it is placed in 
conflict, and this antithesis is itself again 
determined by a higher antithesis, and so 
on back into infinity ; so that, if this uni- 
versal organization could dissolve itself, all 
matter likewise would sink back into dy- 
namical inactivity, that is, into absolute 
defect of quality. (Quality is a higher 
power of matter, to which the latter ele- 
vates itself by reciprocity.) It is demon- 
strated in the sequel that the dynamical 
process is a limited one for each individual 
sphere ; because it is only thereby that 
definite points of relation for the determ- 



Schilling's Philosophy of Nature. 



205 



ination of quality arise. This limitation 
of the dynamical process, that is, the 
proper determination of quality, takes 
place by means of no force other than that 
by which the evolution is universally and 
absolutely limited, and this negative ele- 
ment is the only one in things that is in- 
divisible, and mastered by nothing. — The 
absolute relativity of all quality may be 
shown from the electric relation of bodies, 
inasmuch as the same body that is posi- 
tive with one is negative, with another, 
and conversely. But we might now 
henceforth abide by the statement (which 
is also laid down in the Outlines) : All qual- 
ity is electricity, and conversely, the elec- 
tricity of a body is also its quality, (for all 
difference of quality is equal to difference 
of electricity, and all [chemical] quality is 
reducible to electricity). — Everything that 
is sensible for us (sensible in the nar- 
rower acceptation of the term, as colors, 
taste, &c), is doubtless sensible to us 
only through electricity, and the only im- 
mediately sensible (element) would then 
be electricity,* a conclusion to which the 
universal duality of every sense leads us 
independently, inasmuch as in Nature there 
is properly only one dualty. In galvanism, 
sensibility, as a reagent, reduces all qual- 
ity of bodies, for which it is a reagent to 
an original difference. All bodies which, 
in a chain, at all affect the sense of taste 
or that of sight, be their differences ever 
so great, are either alkaline or acid, excite 
a negative or positive shock, and here they 
always appear as active in a higher than 
the merely chemical power. 

Quality considered as absolute is incon- 
structible, because quality generally is not 
anything absolute, and there is no other 
quality at all, save that which bodies 
show mutually in relation to each other, 
and all quantity is something in virtue of 
which the body is, so to speak, raised 
above itself. 

All hitherto attempted construction of 



* Volta already asks, with reference to the 
affection of the senses by galvanism — " Might 
not the electric fluid be the immediate cause 
of all flavors ? Might it not be the cause of 
sensation in all the other senses V — Remark of 
the Original. 



quality reduces itself to the two attempts ; 
to express qualities by figures, and so, for 
each original quality, to assume a partic- 
ular figure in Nature ; or else, to express 
quality by analytical formula} (in which 
the forces of attraction and repulsion sup- 
ply the negative and positive magnitudes.) 
To convince oneself of the futility of this 
attempt, the shortest method is to appeal 
to the emptiness of the explanations to 
which it gives rise. Hence wo limit our- 
selves here to the single remark, that 
through the construction of all matter out 
of the two fundamental forces, different 
degrees of density may indeed be con- 
structed, but certainly never different qual- 
ities as qualities ; for although all dynam- 
ical (qualitative) changes appear, in their 
lowest stage, as changes of the funda- 
mental forces, yet we see at that stage 
only the product of the process — not the 
process itself — and those changes are what 
require explanation, and the ground of ex- 
planation must therefore certainly be 
sought in something higher. 

The only possible ground of explanation 
for quality is an ideal one ; because this 
ground itself presupposes something 
purely ideal. If any one inquire into the 
final ground of quality, he transports him- 
self back to the starting point of Nature. 
But where is this starting point? and does 
not all quality consist in this, that matter 
is prevented by the general concatenation 
from reverting into its originality ? 

From the point at which reflection and 
intuition separate, a separation, be it re- 
marked, which is possible only on the hy- 
pothesis of the evolutions being complete, 
physics divide into the two opposite direc- 
tions, into which the two systems, the 
atomistic and the dynamical, have been 
divided. 

The dynamical system denies the abso- 
lute evolution of Nature, and passes from 
Nature as synthesis (i. e. Nature as sub- 
ject) to Nature as evolution (i. e. Nature 
as object) ; the atomistic system passes 
from the evolution, as the original) to Na- 
ture as synthesis; the former passes from 
the stand-point of intuition to that of re- 
flection ; the latter from the stand-point 
of reflection to that of intuition. 



•200 



Schelling's Philosophy of Nature. 



Both directions are equally possible. If 
the analysis only is right, then the syn- 
thesis must be capable of being found 
again through analysis, just as the analy- 
sis in its turn can be found through the 
synthesis. But whether the analysis is 
correct can be tested only by the fact that 
we can pass from it again to the synthesis. 
The synthesis therefore is, and continues, 
the absolutely presupposed. 

The problems of the one system turn 
exactly round into those of the other ; 
that which, in atomical physics, is the 
cause of the composition of Nature is, in 
dynamical physics, that which checks evo- 
lution. The former explains the composi- 
tion of Nature by the force of cohesion, 
whereby, however, no continuity is ever 
introduced into it; the latter, on the con- 
trary, explains cohesion by the continuity 
of evolution. (All cohesion is originally 
only in the productivity.) 

Both systems set out from something 
purely ideal. Absolute synthesis is as 
much purely ideal as absolute analysis. 
The Real occurs only in Nature as product ; 
but Nature is not product, either when 
thought as absolute involution or as abso- 
lute evolution; product is what is con- 
tained between the two extremes. 

The first problem for both systems is to 
construct the product — i. e. that wherein 
those opposites become real. Both reckon 
with purely ideal magnitudes so long as 
the product is not constructed : it is only 
in the directions in which they accomplish 
this that they are opposed. Both systems, 
as far as they have to deal with merely 
ideal factors, have the same value, and the 
one forms the test of the other. — That 
which is concealed in the depths of pro- 
ductive Nature must be reflected as prod- 
uct in Nature as Nature, and thus the 
atomistic system must be the continual 
reflex of the dynamical. In the Outlines, 
of the two directions, that of atomistic 
physics has been chosen intentionally. It- 
will contribute not a little to the under- 
standing of our science, if we here de- 
monstrate in the productivity what was 
there shown in the product. 

(m) In the pure productivity of Nature 
there is absolutely nothing distinguishable 



except duality ; it is only productivity 
dualized in itself that gives the product. 

Inasmuch as the absolute productivity 
arrives only at producing per te, not at the 
producing of a determinate [somewhat], 
the tendency of Nature, in virtue of which 
product is arrived at, must be the nega- 
tive of productivity. 

In Nature, in so far as it is real, there 
can no more be productivity without a 
product, than a product without productiv- 
ity. Nature can only approximate to the 
two extremes, and it must be demonstrated 
that it approximates to both. 

(a) Pure 'productivity passes originally 
into formlessness. 

Wherever Nature loses itself in form- 
lessness, productivity exhausts itself in it. 
(This is what we express when we talk of 
a becoming latent.) — Conversely, wherever 
the form predominates — i. e. wherever the 
productivity is limited — the productivity 
manifests itself ; it appears, not as a (re- 
presentable) product, but as productivity, 
although passing over into one product, as 
in the phenomena of heat. (The idea of 
imponderables is only a symbolic one.) 

(6) If productivity passes into formless- 
ness, then, objectively considered, it is the 
absolutely formless. 

(The boldness of the atomical system 
has been very imperfectly comprehended. 
The idea which prevails in it, of an abso- 
lutely formless [somewhat] everywhere 
incapable of manifestation as determinate 
mattei", is nothing other than the symbol 
of nature approximating to productivity. — 
The nearer to productivity the nearer to 
formlessness. 

(y) Productivity appears as productivity 
only when limits are set to it. 

That which is everywhere and in every- 
thing, is, for that very reason, nowhere. — 
Productivity is fixed only by limitation. — 
Electricity exists only at that point at 
which limits are given, and it is only a 
poverty of conception that would look for 
anything else in its phenomena beyond the 
phenomena of (limited) productivity. — 
The condition of light is an antithesis 
in the electric and galvanic, as well as in 
the chemical, process, and even light 
which comes to us without our coopera- 



Schelling's Philosophy of Nature. 



207 



tion (the phenomenon of productivity 
exerted all round by the sun) presupposes 
that antithesis.* 

(<5) It is only limited productivity that 
gives the start to product. (The explana- 
tion of product must begin at the origina- 
tion of the fixed point at which the start 
is made.) The condition of all forma- 
tion is duality. (This is the more pro- 
found signification that lies in Kant's 
construction of matter from opposite 
forces.) 

Electrical phenomena are the general 
scheme for the construction of matter uni- 
versally. 

(e) In Nature, neither pure productivity 
nor pure product can ever be arrived at. 

The former is the negation of all prod- 
uct, the latter the negation of all produc- 
tivity. 

(Approximation to the former is the ab- 
solutely decomposible, to the latter the ab- 
solutely indecomposible, of the atomistics. 
The former cannot be thought without, at 
the same time, being the absolutely incom- 
posible, the latter without, at the same 
time, being the absolutely composible.) 

Nature will therefore originally be the 
middle [somewhat] arising out of the two, 
and thus we arrive at the idea of a pro- 
ductivity engaged in a transition into prod- 
uct, or of a product that is productive ad 
infinitum. We hold to the latter defini- 
tion. 

The idea of the product (the fixed) and 
that of the productive (the free) are mu- 
tually opposed. 

Seeing that what we have postulated is 
already product, it can, if it is productive 
at all, be productive only in a determinate 
way. But determined productivity is 
(active) formation. That third [some- 
what] must therefore be in the state of 
formation. 

* According to the foregoing experiments, 
it is at least not impossible to regard the 
phenomena of light and those of electricity 
as one, since in the prismatic spectrum the 
colons may at least be considered as opposites, 
and the white light, which regularly falls in 
the middle, be regarded as the indifference- 
point ; and for reasons of analogy one is 
tempted to consider this construction of the 
phenomena of light as the real one. — Remark 
of the Original. 



But the product is supposed to be pro- 
ductive ad infinitum (that transition is 
never absolutely to take place); it will 
thorefore at every stage be productive in a 
determinate way ; the productivity will 
remain, but not the product. 

(The question might arise how a transi- 
tion from form to form is possible at all 
here, when no form is fixed. Still, that 
momentary forms should be reached, has 
already been rendered possible by the fact 
that the evolution cannot take place with 
infinite rapidity, in which case, therefore, 
for every step at least, the form is cer- 
tainly a determinate one.) 

The product will appear as in infinite 
metamorphosis. 

(From the stand-point of reflection, as 
continually on the leap from fluid to solid, 
without ever reaching, however, the re- 
quired form. — Organizations that do not 
live in the grosser element, at least live on 
the deep ground of the aerial sea — many 
pass over, by metamorphoses, from one 
element into another ; and what does the 
animal, whose vital functions almost all 
consist in contractions, appear to be, other 
than such a leap ?) 

The metamorphosis will not possibly 
take place without rule. For it must re- 
main within the original antithesis, and 
is thereby confined within limits. -t 

(This accordance with rule will express 
itself solely by an internal relationship of 
forms — a relationship which again is not 
thinkable without an archetype which lies 
at the basis of all, and which, with how- 
ever manifold divergences, they neverthe- 
less all express. 

But even with such a product, we have 
not that which we were in quest of — a 
product which, while productive ad injini- 
tum, remains the same. That tin's product 
should remain the same seems unthink- 
able, because it is not thinkable without 
an absolute checking or suppression of the 
productivity. — The product would have to 
be checked, as the productivity was 
checked, for it is still productive— checked 

t Hence wherever the antithesis is can- 
celled or deranged, the metamorphosis be- 
comes irregular. For what is disease even 
but metamorphosis ?— Remark of the Original. 



:08 



Schelling's Philosophy of Nature. 



by dualization and limitation resulting 
therefrom. But it must at the same time 
be explained how the productive product 
can be checked at each individual stage of 
its formation, without its ceasing to be 
productive, or how, by dualization itself, 
the permanence of the productivity is se- 
cured. 

[n this way we have brought the reader 
as far as the problem of the fourth sec- 
tion of the Outlines, and we leave him to 
find in it for himself the solution along 
with the corollaries which it brings up. — 
Meanwhile, we shall endeavor to indicate 
how the deduced product would neces- 
sarily appear from the stand-point of re- 
flection. 

The product is the synthesis wherein 
the opposite extremes meet, which on the 
one side are designated by the absolutely 
decomposible — on the other as indecom- 
posible. — How continuity comes into the 
absolute discontinuity with which he sets 
out, the atomic philosopher endeavors to 
explain by means of cohesive, plastic 
power, &c, &c. In vain, for continuity is 
only productivity itself. 

The manifolduess of the forms which 
such product assumes in its metamorphosis 
was explained by the difference in the 
stages of development, so that, parallel 
with every step of development, goes a 
particular form. The atomic philosopher 
posits in nature certain fundamental forms, 
and as in it everything strives after form, 
and every thing which does form itself has 
also its particular form, so the funda- 
mental forms must be conceded, but cer- 
tainly only as indicated in nature, not as 
actually existent. 

From the standpoint of reflection, the 
becoming of this product must appear as 
a continual striving of the original actions 
toward the production of a determinate 
form, and a continual recancelling of those 
forms. 

Thus, the product would not be product 
of a simple tendency; it would be only 
the visible expression of an internal pro- 
portion, of an internal equipoise of the 
original actions, which neither reduce 
themselves mutually to absolute formless- 
ness, nor yet, by reason of the universal 



conflict, allow the production of a determ- 
inate and fixed form. 

Hitherto (so long as we have had to deal 
merely with ideal factors), there have 
been opposite directions of investigation 
possible; from this point, inasmuch as we 
have to pursue a real product in its de- 
velopments, there is only one direction. 

(n) By the unavoidable separation of 
productivity into opposite directions at 
every single step of development the pro- 
duct itself is separated into individual 
products, by which, however, for that very 
reason, only different stages of develop- 
ment are marked. 

That this is so may be shown either in 
the products themselves, as is done when 
we compare them with each other with 
regard to their form, and search out a con- 
tinuity of formation — an idea which, from 
the fact that continuity is never in the 
products (for the reflection), but always 
only in the productivity, can never be per- 
fectly realized. 

In order to find continuity in produc- 
tivity, the successive steps of the tran- 
sition of productivity into product must be 
more clearly exhibited than they have 
hitherto been. From the fact that the 
productivity gets limited, (v. supra,) we 
have in the first instance only the start for 
a product, only the fixed point for the pro- 
ductivity generally. It must be shown 
how the productivity gradually materializes 
itself, and changes itself into products 
ever more and more fixed, so as to produce 
a dynamical scale in nature, and this is 
the real subject of the fundamental prob- 
lem of the whole system. 

In advance, the following may serve to 
throw light on the subject. In the first 
place, a dualization of the productivity is 
demanded ; the cause through which this 
dualization is effected remains in the first 
instance altogether outside of the investi- 
gation. By dualization a change of con- 
traction and expansion is perhaps con- 
ditioned. This change is not something 
in matter, but is matter itself, and thi first 
stage of productivity passing over into 
product. Product cannot be reached ex- 
cept through a stoppage of this change, 
that is, through a third [somewhat] which 



Schilling's Philosophy of Natwrt. 



209 



fixes that change itself, and thus matter in capable of being shown in the deduced 

its lowest stage— in the first power — would product itself, if it is capable of bcinn- 

be an object of intuition ; that change deduced at all.) 

would be seen in rest, or in equipoise, just The deduced product is an activity di- 

as, conversely again, by the suppression of reefed outwards; this cannot be distin- 

the third [somowhat] matter might be guished as such without an activity direct- 

raised to a higher power. Now it might ed inwards from without, (i. e. directed 

be possible that those products just de- upon itself,) and this activity, on the 

duced stood upon quite different degrees of other hand, cannot be thought, unless it is 

materiality, or of that transition, or that pressed back (reflected) from without. 

those different degrees were more or less In the opposite directions, which arise 



distinguishable in the one than in the other; 
that is, a dynamical scale of those prod- 
ucts would thereby have to be demon- 
strated. 

(o) In the solution of the problem itself, 
we shall continue, in the first instance, in 
the direction hitherto taken, without know- 
ing where it may lead us. 

There are individual products brought 
into nature; but in these products produc- 
tivity, as productivity, is held to be still 
always distinguishable. Productivity has 
not yet absolutely passed over into prod- 
uct. The subsistence of the product is 
supposed to be a continual self-reproduc- 
tion. 

The problem arises : By what is this 
absolute transition — exhaustion of the pro- 
ductivity in the product — prevented? or 
by what does its subsistence become a con- 
tinual self-reproduction ? 

It is absolutely unthinkable how the 
activity that everywhere tends towards a 
product is prevented from going over into 
it entirely, unless that transition is pre- 
vented by external influences, and the prod- 
act, if it is to subsist, is compelled at 
every step to reproduce itself anew. 

Up to this point, however, no trace has 
been discovered of a cause opposed to the 
product (to organic nature). Such a cause 
can, therefore, at present, only be postu- 
lated. (We thought we saw the whole of 
nature exhaust itself in that product, and 
it is only here that we remark, that in order 
to comprehend such product, something 
else must be presupposed, and a new an- 
tithesis must come into nature. 

Nature has hitherto been for us absolute 



through this antithesis lies the principle 
for the construction of all the phenomena 
of life — on the suppression of those oppo- 
site directions, life remains over, either as 
absolute activity or absolute receptivity, 
since it is possible only as the perfect 
inter-determination of receptivity and ac- 
tivity. 

We therefore refer the reader to the Out- 
lines themselves, and merely call his at- 
tention to the higher stage of construction 
which we have here reached. 

We have above (g) explained the origin 
of a product generally by a struggle of na- 
ture against the original point of check, 
whereby this point is raised to a full 
sphere, and thus receives permanence. 
Here, since we are deducing a struggle of 
external nature, not against a mere point, 
but against a product, the first construc- 
tion rises for us to a second power, as it 
were, — we have a double product, (and thus 
it might well be shown in the sequel that 
organic nature generally is only the higher 
power of the inorganic, and that it rises 
above the latter for the very reason that in 
it even that which was already product 
again becomes product. 

Since the product, which we have de- 
duced as the most primary, drives us to a 
side of nature that is opposed to it, it is 
clear that our construction of the origin of 
a product generally is incomplete, and that 
we have not yet, by a long way, satisfied 
our problem ; (the problem of all science is 
to construct the origin of a fixed product.) 

A productive product, as such, can sub- 
sist only under the influence of external 
forces, because it is only thereby that pro- 



ident it y in duplicity; here we come upon ductivity is interrupted— prevented from 

an antithesis that must again take place being extinguished in the product. For 

within the other. This antithesis must be these external forces there must now again 
14 



210 



Sckelling's Philosophy of Jfahite. 



be a particular sphere ; those forces must 
lie in a world which is not productive. But 
that world, for this very reason, would be a 
world fixed and undetermined in every re- 
spect. The problem — how a product in 
nature is arrived at — has therefore re- 
ceived a one-sided solution by all that has 
preceded. "The product is checked by 
dualization of the productivity at every 
single step of development." But this is 
true only for the productive product, 
whereas we are here treating of a non-pro- 
ductive product. 

The contradiction which meets us here 
can be solved only by the finding of a 
general expression for the construction of 
a product generally, (regardless of whether 
it is productive or has ceased to be so). 

Since the existence of a world, that 
is not productive (inorganic) is in the 
first instance merely postulated, in order 
to explain the productive one, so its con- 
ditions can be laid down only hypo- 
thetically, and as we do not in the first in- 
stance know it at all except from its op- 
position to the productive, those conditions 
likewise must be deduced only from this 
opposition. From this it is of course clear, 
— what is also referred to in the Outlines — 
that this second section, as well as the first, 
contains throughout merely hypothetical 
truth, since neither organic nor inorganic 
nature is explained without our having re- 
duced the construction of the two to a com- 
mon expression, which, however, is possible 
only through the synthetic part. — This must 
leadto the highest and most general princi- 
plesfor the construction of a rcahwe general- 
ly ; hence we must refer the reader who is 
concerned about a knowledge of our system 
altogether to that part. The hypothetical 
deduction of an inorganic world and its 
conditions we may pass over here all the 
more readily, that they are sufficiently de- 
tailed in the Outlines, and hasten to the 
most general and the highest problem of 
our science. 

The most general problem of speculative 
physics may now be expressed thus : To 
reduce the construction of organic and in- 
organic products to a common expression. 



We can state only the main principles of 
such a solution, and of these, for the most 
part, only such as have not been completely 
educed in the Outlines themselves — (3d 
principal section.) 

A. 

Here at the very beginning we lay down 
the principle that as the organic product is 
the product in the second power, the organic 
construction of the product must be, at 
least, the sensuous image of the original 
constrxiction of all product. 

(a) In order that the productivity may 
be at all fixed at a point, limits must be 
given. Since limits are the condition of 
the first phenomenon, the cause whereby 
limits are produced cannot he a phenome- 
non, it goes back into the interior of na- 
ture, or of each respective product. 

In organic nature, this limitation of pro- 
ductivity is shown by what we call sensi- 
bility, which must be thought as the 
first condition of the construction of the 
organic product. 

(b) The immediate effect of confined pro- 
ductivity is a change of contraction and 
expansion in the matter already given, and 
as we now know, constructed, as it were, 
for the second time. 

(c) Where this change stops, produc- 
tivity passes over into product, and where 
it is again restored, product passes over 
into productivity. For since the product 
must remain productive ad infinitum, 
those three stages of productivity must be 
capable of being distinguished in the prod- 
uct ; the absolute transition of the latter 
into product is the cancelling of product 
itself. 

(d) As these three stages are distin- 
guishable in the individual, so they must be 
distinguishable in organic nature through- 
out, and the scale of organizations is noth- 
ing more than a scale of productivity itself. 
(Productivity exhausts itself to degree c in 
the product A, and can begin with the prod- 
uct B only at the point where it left off 
with A, that is, with degree d, and so on 
downwards to the vanishing of all produc- 
tivity. If we knew the absolute degree of 
productivity of the earth for example — a 
degree which is determined by the earth's 



Schelling's Philosophy of Nature. 



211 



relation to the sun — the limit of organiza- 
tion upon it might be thereby more accu- 
rately determined than by incomplete ex- 
perience — which must be incomplete for 
this reason, if for no other, that the catas- 
trophes of nature have, beyond doubt, 
swallowed the last links of the chain. A 
true system of Natural History, which has 
for its object not the products [of nature] 
but nature itself, follows up the one pro- 
ductivity that battles, so to speak, against 
freedom, through all its windings and 
turnings, to the point at which it is at last 
compelled to perish in the product.) 

It is upon this dynamical scale, in the 
individual, as well as in the whole of or- 
ganic nature, that the construction of all 
organic phenomena rests. 

B.* 

These principles, stated universally, lead 
to the following fundamental principles of 
a universal theory of nature. 

(a) Productivity must be primarily lim- 
ited. Since outside of limited productiv- 
ity there is [only] pure identity the limit- 
ation cannot be established by a differ- 
ence already existing, and therefore must 
be so by an opposition arising in produc- 
tivity itself — an opposition to which we 
here revert as a first postulate.! 

(6) This difference thought purely is the 
first condition of all [natural] activity, the 
productivity is attracted and repelledj be- 
tween opposites (the primary limits) ; in 
this change of expansion and contraction 
there arises necessarily a common element, 
but one which exists only in change. If 

* From this point onwards, there are, as in 
the Outlines, additions in notes (similar to the 
few that have already been admitted into the 
text in brackets [ ] ). They are excerpted 
from a MS. copy of the author's. 

t The first postulate of natural science is an 
antithesis in the pure identity of Nature. This 
antithesis must be thought quite purely, and 
not with any other substrate besides that of 
activity ; for it is the condition of all substrate. 
The person who cannot think activity or op- 
position without a substrate, cannot philoso- 
phize at all. For all philosophizing goes only 
to the deduction of a substrate. 

X The phenomena of electricity show the 
scheme of nature oscillating between productiv- 
ity and product. This condition of oscilla- 
tion or change, attractive and repulsive force, 
is the real condition of formation. 



it is to exist outside of chango, thon the 
change itself must become fixed. The act- 
ive in change is the productivity sundered 
within itself, 
(c) It is asked : 

(«) By what moans such change can 1 ■ 
fixed at all; it cannot be fixed by anything 
that is contained as a link in change itself, 
and must therefore be fixed by a lerti 
quid. 

(/3) But this tertium quid must be able 
to invade that original antithesis ; but out- 
side oi that antithesis nothing is* ; it (that 
tertium quid) must therefore be primarily 
contained in it, as something which is 
mediated by the antithesis, and by which 
in turn the antithesis is mediated; for 
otherwise there is no ground why it should 
be primarily contained in that antithesis. 

The antithesis is dissolution of identity. 
But nature is primarily identity. In that 
antithesis, therefore, there must again be 
a struggle after identity. This struggle is 
immediately conditioned through the an- 
tithesis; for if there was no antithesis, 
there would be identity, absolute rest, and 
therefore no struggle toward identity. If, 
on the other hand, there were not identity 
in the antithesis, the antithesis itself 
could not endure. 

Identity produced out of difference is 
indifference; that tertium quid is there- 
fore a struggle towards indifference — a 
struggle which is conditioned by the dif- 
ference itself, and by which it, on the 
other hand, is conditioned. — (The differ- 
ence must not be looked upon as a differ- 
ence at all, and is nothing for the intuition, 
except through a third, which sustains it — 
to which change itself adheres.) 

This tertium quid, therefore, is all that 
is substrate in that primal change. But 
substrate posits change as much as change 
posits substrate; and there is here no 
first and no second; but difference and 
struggle towards indifference, are, as far 
time is concerned, one and contemporary. 
Axiom. No identity in Nature ia abso- 
lute, but all is only indifference. 

Since that tertium quid itself presup- 
poses the primary antithesis, the antithesis 

•For it is the only thing that is given us 
to derive all other things from. 



OIO 



Schelling's Philosophy of Nature. 



itself cannot be absolutely removed by it; 
the condition of the continuance of that 
tertium quid [of that third activity, or of 
Nature] is the perpetual continuance of the 
antithesis, just as, conversely, the contin- 
uance of the antithesis is conditioned by the 
continuance of the tertium quid. 

But how, then, shall the antithesis be 
thought as continuing? 

We have one primary antithesis, between 
the limits of which all Nature must lie ; if 
we assume that the factors of this antith- 
esis can really pass over into each other, 
or go together absolutely in some tertium 
quid (some individual product), then the 
antithesis is removed, and along with it 
the struggle, and so all the activity of 
nature. But that the antithesis should en- 
dure, is thinkable only by its being infi- 
nite — by the extreme limits being held 
asunder in infinitum— so that always only 
the mediating links of the synthesis, never 
the last and absolute synthesis itself, can be 
produced, in which case it is only relative 
points of indifference that are always at- 
tained, never absolute ones, and every 
successively originated difference leaves 
behind a new and still unremoved antith- 
esis, and this again goes over into in- 
difference, which, in its turn, partially 
removes the primary antithesis. Through 
the original antithesis and the struggle to- 
wards indifference, there arises a product, 
but the product partially does away with 
the antithesis ; through the doing away of 
that part — that is, through the origination 
of the product itself — there arises a new 
antithesis, different from the one that has 
been done away with, and through it, a prod- 
uct different from the first ; but even this 
leaves the absolute antithesis unremoved, 
duality therefore, and through it a product, 
will arise anew, and so on to infinity. 

Let us say, for example, that by the 
product A, the antitheses c and d are 
united, the antitheses b and e still lie 
outside of that] union. This latter is 
done away with in B, but this product 
also leaves the antithesis a and f unre- 
moved ; if we say that a and / mark the 
extreme limits, then the union of these 
will be that product which can never be 
arrived at. 



Between the extremes a and /, lie the 
antitheses c and d, b and e ; but the series 
of these intermediate antitheses is infinite ; 
all these intermediate antitheses are inclu- 
ded in the one absolute antithesis. — In the 
product A, of a only c, and of /only d is 
removed ; let what remains of a be called 
b, and of /, e ; these will indeed, by virtue 
of the absolute struggle towards indiffer- 
ence, become again united, but they leave 
a new antithesis uncancelled, and so there 
remains between a and /an infinite series 
of intermediate antitheses, and the product 
in which those absolutely cancel themselves 
never is, but only becomes. 

This infinitely progressive formation 
must be thus represented. The original 
antithesis would necessarily be cancelled 
in the primal product A. The product 
would necessarily fall at the indifference- 
point of a and/ but inasmuch as the anti- 
thesis is an absolute one, which can be 
cancelled only in an infinitely continued, 
never actual, synthesis, A must be thought 
as the centre of an infinite periphery, 
(whose diameter is the infinite line a /.) 
Since in the product of a and/, only c and 
d are united, there arises in it the new di- 
vision b and e, the product will therefore 
divide up into opposite directions ; at the 
point where the struggle towards indiffer- 
ence attains the preponderance, b and e 
will combine and form a new product dif- 
ferent from the first — but between a and/ 
there still lie an infinite number of anti- 
theses ; the indifference-point B is there- 
fore the centre of a periphery which is 
comprehended in the first, but is itself 
again infinite, and so on. 

The antithesis of b and e in B is main- 
tained through A, because it (A) leaves 
the antithesis un-united; in like manner 
the antithesis in C is maintained through 
B, because B, in its turn, cancels only a 
part of a and/. But! the antithesis in Cis 
maintained through B, only in so far as A 
maintains the antithesis in B. * What 

* The whole of the uncancelled antithesis of 
A is carried over to B. But again, it cannot 
entirely cancel itself in B, and is therefore car- 
ried over to C. The antithesis in C is there- 
fore maintained by B, but only in so far as A 
maintains the antithesis which is the condition 
of B. 



ScheUivg , s Philosophy of Nature. 



213 



therefore in C and B results from this an- 
tithesis — [suppose, for example, the result 
of it were universal gravitation] — is occa- 
sioned by the common influence of A, so 
that B and C. and the infinite number of 
other products that come, as intermediate 
links between a and /, are, in relation to 
A. only one product. — The difference, which 
remains over in A after the union of c and 
d, is only one, into which then B, C, &c, 
again divide. 

But the continuance of the antithesis is, 
in the ease of every product, the condition 
of the struggle towards indifference, and 
thus a struggle towards indifference is 
maintained through A in B, and through 
B in C. — But the antithesis Avhich A leaves 
uncancelled, is only one, and therefore 
also this tendency in B, in C, and so on to 
infinity, is only conditioned and maintained 
through A. 

The organization thus determined is no 
other than the organization of the Universe 
in the system of gravitation. — Gravity is 
simple, but its condition is duplicity. — In- 
difference arises only out of difference. — 
The cancelled duality is matter, inasmuch 
as it is only mass. 

The absolute indifference-point exists 
nowhere, but is, as it were, divided among 
several single points. — The Universe which 
forms itself from the centre towards the 
periphery, seeks the point at which even the 
extreme antitheses of nature cancel them- 
selves ; the impossibility of this cancelling 
guarantees the infinity of the Universe. 

From every product A, the uncancelled 
antithesis is carried over to a new one, B, 
the former thereby becoming the cause of 
duality and gravitation for B. — (This car- 
rying over is what is called action by dis- 
tribution, the theory of which receives 
light only at this point.*) — Thus, for ex- 
ample, the sun, being only relative indif- 
ference, maintains, as far as its sphere of 
action reaches, the antithesis, which is the 
condition of weight upon the subordinate 
world-bodies. \ 

* That is, distribution exists only, when the 
antithesis in a product is not absolutely but 
only relatively cancelled. 

t Tlie struggle towards indifference attains 
the preponderance over the antithesis, at a 
greater or less distance from the body which 



The indifference is cancelled at every 
stop, and at every step it is restored. 
Hence, weight nets upon a body at rest as 
well as upon one in motion. — The univer- 
sal restoration of duality, and its recan- 
celling at every step, can [that is] appear 
only as a visits against a third (somewhat). 
This third (somewhat) is therefore the pure 
zero — abstracted from tendency it is noth- 
ing [= 0], therefore purely ideal, (marking 
only direction)— a point-% Gravity [the 
centre of gravity] is in the case of every 
total product only one [for the antithesis 
is one], and so also the relative indifference- 
point is only one. The indifference-point 
of the individual body marks only the line 
of direction of its tendency towards the 
universal indifference-point ; hence this 
point may be regarded as the only one at 
which gravity acts ; just as that, whereby 
bodies alone attain consistence for us, is 
simply this tendency outwards.^ 

Vertical falling towards this point is not 
a simple, but a compound motion, and it is 
a subject for wonder that this has not been 
perceived before. || 

Gravity is not proportional to mass (for 

exercises the distribution, (as, for example, at 
a certain distance, the action by distribution, 
which an electric or magnetic body exercises 
upon another body, appears as cancelled ) The 
difference in this distance is the ground of the 
difference of world-bodies in one and the same 
system, inasmuch, namely, as one part of the 
matter is subjected to indifference more than 
the rest. Since, therefore, the condition of all 
product is difference, difference must again 
arise at every step as the source of all exist- 
ence, but must also be thought as again can- 
celled. By tliis continual reproduction and 
resuscitation creation takes place anew at every 
step. 

f It is precisely zero to which Nature con- 
tinually strives to revert, and to which it 
would revert, if the antithesis were ever can- 
celled. Let us suppose the original condition 
of Nature- (want of reality). Now zero can 
certainly be thought as dividing itself into 1 — 1 
(for this = 0) ; but if we posit that this divi- 
sion as not infinite (as it is in the infinite series 

1 — 1-1-1 — 1 },then Nature will as it were 

oscillate continually between zero and unity— 
and this is precisely its condition. 

$ Baader on the Pythagorean Square. IT 
(}{, mark of the original.) 

|| Except by the thoughtful author of a r - 
view of my work on the world-soul, in the 
Wiirzburg Gelehrte A the only review 

of that work that has hitherto come under my 
notice. ( Remark of tlie original. ) 



214 



Schelling's Philosophy of Nature. 



what is this mass but an abstraction of the 
specific gravity which you have hyposfca- 
tized ?);but, conversely, the mass of a body 
is only the expression of the momentum, 
with which the antithesis in it cancels it- 
self. 

(d) By the foregoing, the construction 
of matter in general is completed, but not 
the construction of specific difference in 
matter. 

That which all the matter of B, C, &c, 
in relation to A has common under it, is 
the difference which is not cancelled by A, 
and which again cancels itself in part in 
B and C — hence, therefore, the gravity me- 
diated by that difference. 

What distinguishes B and C from A there- 
fore, is the difference which is not cancelled 
by A, and which becomes the condition of 
gravity in the case of B and C. — Similarly, 
what distinguishes C from B (if C is a 
product subordinate to B), is the difference 
which is not cancelled by B, and which is 
again carried over to C. Gravity, there- 
fore, is not the same thing for the higher 
and for the subaltern world-bodies, and 
there is as much variety in the central 
forces as in the conditions of attraction. 

The means whereby, in the products A, 
B, C, which, in so far as they are opposed 
to each other, represent products absolute- 
ly homogeneous [because the antithesis is 
the same for the whole product,] another 
difference of individual products is possible, 
is the possibility of a difference of relation 
between the factors in the cancelling, so 
that, for example, in X, the positive factor, 
and in Y, the negative factor, has the pre- 
ponderance, (thus rendering the one body 
positively, and the other negatively, elec- 
tric). — All difference is difference of elec- 
tricity.* 

(e) That the identity of matter is not 
absolute identity, but only indifference, can 
-be proved from the possibility of again 
cancelling the identity, and from the ac- 
companying phenomena. f We may be al- 

* It is here taken for granted that what we 
call the quality of bodies, and what we are 
wont to regard as something homogeneous, 
and the ground of all homogeneity is really 
only an expression for a cancelled difference. 

t In the M.S. copy the last part of this sen- 
tence reads as follows : The construction of 



lowed, for brevity's sake, to include this 
recancelling, and its resultant phenomena 
under the expression dynamical process, 
without, of course, affirming decisively 
whether anything of the sort is everywhere 
actual. 

Now there will be exactly as many stages 
in the dynamical process as there are stages 
of transition from difference to indifference, 
(a) The first stage will be marked by 
objects in which the reproduction and re- 
cancelling of the antithesis at every step is 
still itself an object of perception. 

The whole product is reproduced anew 
at every step.J that is, the antithesis which 
cancels itself in it, springs up afresh every 
moment; but this reproduction of differ- 
ence loses itself immediately in universal 
gravity ;§ this reproduction, therefore, can 
be perceived only in individual objects, 
which seem to gravitate towards each other; 
since, if to the one factor of an antithesis 
is offered its opposite (in another) both 
factors become heavy with reference to each 
other, in which case, therefore, the general 
gravity is not cancelled, but a special one 
occurs within the general. — An instance of 
such a mutual relation between two prod- 
ucts, is that of the earth and the magnetic 
needle, in which is distinguished the con- 
tinual recancelling of indifference in grav- 
itation towards the poles|| — the continual 
sinking back into identity** in gravitation 
towards the universal indifference-point. 
Here, therefore, it is not the object, but the 
being-reproduced of the object that be- 
comes object. |t 

quality ought necessarily to be capable of ex- 
perimental proof, by the recancelling the iden- 
tity, and of the phenomena which accompany 
it. 

t Every body must be thought as repro- 
duced at every step — and therefore also every 
total product. 

§ The universal, however, is never perceived, 
for the simple reason that it is universal. 

|| Whereby what was said above is con- 
firmed, — that falling toward the centre is a 
compound motion. 

** The reciprocal cancelling of opposite mo- 
tions. 

tt Or the object is seen in the first stage of 
becoming, or of transition from difference to 
indifference. The phenomena of magnetism 
even serve, so to speak, as an impulse, to 
transport us to the standpoint beyond the prod- 
uct, which is necessary in order to the con- 
struction of the product. 



So/telling's Philosophy of Nature. 



215 



Q3) At the first stage, in the identity of 
the product, its duplicity again appears; 
at the second, the antithesis will divide up 
and distribute itself among different ob- 
jects (A and B). From the fact that the 
one factor of the antithesis attained a rel- 
ative preponderance in A, the other in B, 
there will arise, according to the same law 
as in «, a gravitation of the factors toward 
each other, and so a new difference, which, 
when the relative equiponderance is re- 
stored in each, results in repulsion* — 
(change of attraction and repulsion, second 
stage in which matter is seen) — electricity. 

(>) At the second stage the one factor of 
the product had only a relative preponder- 
ance ;| at the third it will attain an abso- 
lute one — by the two bodies A and B, the 
original antithesis is again completely rep- 
resented — matter will revert to the first 
stage of becoming. 

At the first stage there is still pure dif- 
ference, without substrate [for it was only 
out of it that a substrate arose] ; at the 
second stage it is the simple factors of two 
■products that are opposed to each other ; at 
the third it is the products themselves that 
are opposed ; here is difference in the third 
power. 

If two products are absolutely opposed 
to each other, J then in each of them singly 
indifference of gravity (by which alone 
each is) must be cancelled, and they must 
gravitate to each other.§ (In the second 
stage there was only a mutual gravitating 

* There will result the opposite effect — a 
negative attraction, that is, repulsion. Repul- 
sion and attraction stand to each other as posi- 
tive and negative magnitudes. Repulsion is 
only negative attraction — attraction only nega- 
tive repulsion ; as soon, therefore, as the maxi- 
mum of attraction is reached, it passes over 
into its opposite — into repulsion. 

t If we designate the factors as -j- and — 
electrieit}', then, in the second stage, -f- elec- 
tricity had a relative preponderance over — 
electricity. 

t If no longer the individual factors of the 
two products, but the whole products them- 
selves are absolutely opposed to each other. 

§ For product is something wherein antithe- 
sis cancels itself, but it cancels itself only 
through indifference of gravity. When, there- 
fore, two products are opposed to each other, 
the indifference in each individually must be 
absolutely cancelled, and the whole products 
must gravitate towards each other. 



of the factors to each other— here there is 
a gravitating of the products.)|| — This pro- 
cess, therefore, first assails the indifferent 
(element) of the product— that is, the prod- 
ucts themselves dissolve. 

Where there is equal difference there is 
equal indifference ; difference of products, 
therefore, can end only with indifference 
of products. — (All hitherto deduced indif- 
ference has been only indifference of sub- 

strateless, or at least simple factors Now 

we come to speak of an indifference of prod- 
ucts.) This struggle will not cease till 
there exists a common product. The prod- 
uct, in forming itself, passes, from both 
sides, through all the intermediate links 
that lie between the two products [for ex- 
ample, through all the intermediate stages 
of specific gravity], till it finds the point 
at which it succumbs to indifference, and 
the product is fixed. 

GENERAL REMARK. 

By virtue of the first construction, the 
product is posited as identity; this identi- 
ty, it is true, again resolves itself into an 
antithesis, which, however, is no longer an 
antithesis cleaving to products, but an an- 
tithesis in the productivity itself. — The 
product, therefore, as product, is identi- 
ty.— But even in the sphere of products, 
there again arises a duplicity in the second 
stage, and it is only in the third that even 
the duplicity of the products again becomes 
identity of the products.** — There is there- 
fore here also a progress from thesis to an- 
tithesis, and thence to synthesis. — The last 
synthesis of matter closes in the chemi- 
cal process ; if composition is to proceed 
yet further in it, then this circle must open 
again. 

|| In the electric process, the fwhole product 
is not active, but only the one fatter of the 
product, which has the relative preponder- 
ance over the other. In the chemical process 
in which the whole product is active, it follows 
that the indifference of the whole product must 
be cancelled. 

** We have therefore the following Bel eme 
of the dynamical process : 

first "stage : Unity of the product —mag- 
netism. 

Second stage: Duplicity of the products — 
electricity. 

Third stage : Unity of the products— chem 
ical process. 



216 



Schelling's Philosophy of JVaiure. 



We must leave it to our readers them- 
selves to make out the conclusions to which 
the principles here stated lead', and the 
universal interdependence which is intro- 
duced by them into the phenomena of Na- 
ture. — Nevertheless, to give one instance : 
when in the chemical process the bond of 
gravity is loosed, the phenomenon of light 
which accompanies the chemical process in 
its greatest perfection (in the process of 
combustion), is a remarkable phenomenon, 
which, when followed out further, confirms 
what is stated in the Outlines, page 146: — 
u The action of light must stand in secret 
interdependence with the action of gravity 
which the central bodies exercise." — For, 
is not the indifference dissolved at every 
step, since gravity, as ever active, presup- 
poses a continual cancelling of indiffer- 
ence ? — It is thus, therefore, that the sun, 
by the distribution exercised on the earth, 
causes a universal separation of matter 
into the primary antithesis (and hence 
gravity). This universal cancelling of in- 
difference is what appears to us (who are 
endowed with life) as light ; wherever, 
therefore, that indifference is dissolved (in 
the chemical process), there light must ap- 
pear to us. According to the foregoing, it is 
one antithesis which, beginning at magnet- 
ism, and proceeding through electricity, at 
last loses itself in the chemical phenome- 
na.* In the chemical process, namely, the 

* The conclusions which may be deduced 
from this construction of dynamical phe- 
nomena are partly anticipated in what goes 
before. The following may serve for further 
explanation : 

The chemical process, for example, in its 
highest perfection is a process of combustion. 
Now I have already shown on another occa- 
sion, that the condition of light in the body 
undergoing combustion is nothing else but the 
maximum of its positive electrical condition. 
For it is always the positively electrical con- 
dition that is also the combustible. Might not, 
then, this coexistence of the phenomenon of 
light with the chemical process in its highest 
perfection give us information about the 
ground of every phenomenon of light in Na- 
ture 1 

What happens, then, in the chemical process? 
Two M'hole products gravitate towards each 
other. The indifference of the individual is 
therefore absolutely cancelled. This absolute 
cancelling of indifference puts the whole body 
into the condition of light, just as the partial in 
the electric process puts it into a partial condi- 
tion of light. Therefore, also the light — what 



whole product -f- E or — E (the positively 
electric body, in the case of absolutely un- 
burnt bodies, is always the more combusti- 
ble ;t whereas the absolutely incombusti- 
ble is the cause of all negatively electric 
condition ;) and if we may be allowed to 
invert the case, what then are bodies them- 
selves but condensed (confined) electricity ? 
In- the chemical process the whole body 
dissolves into -f- E or — E. Light is every- 
where the appearing of the positive factor 
in the primary antithesis ; hence, wherever 
the antithesis is restored, there is light for 
us, because generally only the positive fac- 
tor is beheld, and the negative one is only 
felt. — Is the connection of the diurnal and 
annual deviations of the magnetic needle 
with light now conceivable — and, if in 
every chemical process the antithesis is 
dissolved, is it conceivable that Light is 
the cause and beginning of all chemical 
process ?J 

seems to stream to us from the sun — is noth- 
ing else but the phenomenon of indifference 
cancelled at every step. For as gravity never 
ceases to act, its condition — antithesis — must 
be regarded as springing up again at every 
step. We should thus have in light a con- 
tinual, visible appearing of gravitation, and it 
would be explained why, in the system of 
worlds, it is exactly those bodies which are 
the principal seat of gravity that are also the 
principal source of light. We should then, 
also, have an explanation of the connection in 
which the action of light stands to that of 
gravitation. 

The manifold effects of light on the devia- 
tions of the magnetic needle, on atmospheric 
electricity, and on organic nature, would be 
explained by the very fact that light is the 
phenomenon of indifference continually can- 
celled — therefore, the phenomenon ot the dy- 
namical process continually rekindled. It is, 
therefore, one antithesis that prevails in all 
dynamical phenomena — in those of magnetism, 
electricity and light; for example, the antithe- 
sis, which is the condition of the electrical phe- 
nomena must already enter into the first con- 
struction of matter. For all bodies are cer- 
tainly electrical. 

t Or rather, conversely, the more combus- 
tible is always also the positively electric; 
whence it is manifest that the body which 
burns has merely reached the maximum of-f- 
electricity. 

J And indeed it is so. What then is the 
absolute incombustible ? Doubtless, simply 
that wherewith everything else burns — oxygen. 
But it is precisely this absolutely incombustible 
oxygen that is the principle of negative elec- 
tricity, and thus we have a confirmation of 
what I have already stated in the Ideas for a 
Philosophy of Nature, viz. that oxygen is a 



Schilling's Philosophy of Nature. 



217 



(/) The dynamical process is nothing 
but the second construction of matter, and 
however many stages there are in the dy- 
namical process, there are the same num- 
ber in the original construction of matter. 

This axiom is the converse of axiom e.* 

principle of a negative kind, and therefore the 
representative, as it were, of the power of 
attraction ; whereas phlogiston, or, what is the 
same thing, positive electricity, is the repre- 
sentative of the positive, or of the force of re- 
pulsion. There has long been a theory that 
the magnetic, electric, chemical, and, finally, 
even the organic phenomena, are interwoven 
into one great interdependent whole. This 
must be established. It is certain that the 
connection of electricity with the process of 
combustion may be shown by numerous ex- 
periments. One of the most recent of these 
that has come to my knowledge I will cite. 
It occurs in Scherer's Journal of Chemistry. If 
a Leyden jar is filled with iron filings, and re- 
peatedly charged and discharged, and if, after 
the lapse of some time, this iron is taken out 
and placed upon an isolator — paper, for ex- 
ample—it begins to get hot, becomes incandes- 
cent, and changes into an oxide of iron. This 
experiment deserves to be frequently repeated 
and more closely examined— it might readily 
lead to something new. 

This great interdependence.which a scientific 
system of physics must establish, extends over 
the whole of Nature. It must, therefore, once 
established, spread a new light over the History 
of the whole of Nature. Thus, for example, it 
is certain that all geology must start from ter- 
restrial magnetism. But terrestrial electricity 
must again be determined by magnetism. 
The connection of North and South with 
magnetism is shown even by the irregu- 
lar movements of the magnetic needle. But 
again, with universal electricity, which, no 
less than gravity and magnetism, has its in- 
difference point — the universal process of com- 
bustion and all volcanic phenomena stand con- 
nected. 

Therefore, it is certain that there is one 
chain going from universal magnetism down 
to the volcanic phenomena. Still these are all 
only scattered experiments. 

In order to make this interdependence //<% 
evident, we need the central phenomenon, or 
central experiment, of which Bacon speaks 
oracularly — (I mean the experiment wherein 
all those functions of matter, magnetism, elec- 
tricity, &c, so run together in one phenome- 
non that the individual function is distinguish- 
able) — proving that the one does not lose itself 
immediately in the other, but that each can 
be exhibited separately — an experiment which, 
when it is discovered, will stand in the same re- 
lation to the whole of Nature, as galvanism does 
to organic nature. [Compare this with the dis- 
course on Faraday's latest discovery, (1832,) 
p. 15. Complete Works, 1st Div., last vol.] 

* Proof — All dynamical phenomena are phe- 
nomena of transition from difference to in- 
difference. But it is in this very transition 
that matter is primarily constructed. 



That which, in the dynamical process is 
perceived in the product, takes place out- 
side of the product with the simple factors 

of all duality. 

The first start to original production is 
the limitation of productivity through the 
primitive antithesis, which, as antithesis 
(and as the condition of all construction), 
is distinguished only in magnetism ; the 
second stage of production is the change 
of contraction and expansion, and as such 
becomes visible only in electricity ; finally, 
the third stage is the transition of this 
change into indifference — a change which 
is recognized as such only in chemical phe- 
nomena. 

Magnetism, Electricity and Chemical 
Process are the categories of the original 
construction of nature [matter] — the latter 
escapes us and lies outside of intuition, 
the former are what of it remains behind, 
what stands firm, what is fixed — the general 
schemes for the construction of matter. j" 

And — in order to close the circle at 
the point where it began — just as in 
organic nature, in the scale of sensibil- 
bility, irritability, and formative instinct, 
the secret of the production of the whole 
of organic nature Vies in each individual, 
so in the scale of magnetism, electricity, 
and chemical process, so far as it (the 
scale) can be distinguished in the individ- 
ual body, is to be found the secret of the 
production of Nature from itself [of the 
whole of Nature J]. 

t In the already mentioned discourse on 
Faraday's latest discovery, the author cites 
the passage (p. 75, original edition,) as well as 
§ 5t> sq. of the General View of the Dynamical 
Process (likewise written before the invention 
of the voltaic pile,) as a proof of his having 
anticipated the discoveries which proved the 
unity o£ the electrical and the chemical antithe- 
sis, and of the similar connect. mi subsisting 
between magnetic and chemical phenomena. 
(See also Remark 2, p. 210.) 

f Every individual is an expression of the 
whole of Nature. As the existence of the 
single organic individual rests on thai Bcale, so 
does the whole of Nature. Organic nature 
maintains the whole wealth and v.uicty of 
her products only by continually changing 
the relation of those three functions.— In Like 
manner inorganic Nature brings forth the 
whole wealth of her product, only by chang- 
ing the relation of those three functions of 
matter ad infinitum; for magnet ism, electricity, 
and chemical process are the functions of 



218 



Schelling's Philosophy of Nature. 



C. 

We have now approached nearer the 
solution of our problem, which was : To 
reduce the construction of organic and in- 
organic nature to a common expression. 

Inorganic nature is the product of the 
first power, organic nature of the second * 
— (this was demonstrated above; it will 
soon appear that the latter is the product 
of a still higher power) — hence the latter, 
in view of the former, appears contingent; 
the former, in view of the latter, neces- 
sary. Inorganic nature can take its origin 
from simple factors, organic nature only 
from products, which again become fac- 
tors. Hence an inorganic nature generally 
will appear as having been from all eter- 
nity, the organic nature as originated. 

In the organic nature, indifference can 
never be arrived at in the same way in 
which it is arrived at in inorganic nature, 
because life consists in nothing more than 
a continual prevention of the attainment of 
indifference [a prevention of the absolute 
transition of productivity into product] 
whereby manifestly there comes about 
only a condition which is, so to speak, 
extorted from Nature. 

By organization, matter — which has al- 
ready been composed for the second time 
by the chemical process — is once more 
thrown back to the initial point of forma- 
tion (the circle above described is again 
opened) ; it is no wonder that matter al- 
ways thrown back again into formation at 
last returns as a perfect product. 

The same stages, through which the 
production of Nature originally passes, 
are also passed through by the production 
of the organic product; only that the lat- 
ter, even in the first stage, at least begins 
with products of the simple power. — Or- 
ganic production also begins with limita- 
tion, not of the primary productivity, but of 

matter generally, and on that ground alone 
are they categories for the construction of all 
matter. This fact, that those three factors 
are not phenomena of special kinds of matter, 
hut functions of all matter universally, gives its 
real, and its innermost sense to dynamical 
physics, which, by this circumstance alone, 
rises far above all other kinds of physics. 

* That is, the organic product can be 
thought only as subsisting under the hostile 
pressure of an external nature. 



the productivity of a product ; organic 
formation also takes place through the 
change of expansion and contraction, just 
as primary formation does ; but in this 
case it is a change taking place, not in 
the simple productivity, but in the com- 
pound. 

But there is all this, too, in the chemical 
process, f and yet in the chemical process 
indifference is attained. The vital process, 
therefore, must again be a higher power of 
the chemical; and if the scheme that lies 
at the base of the latter is duplicity, the 
scheme of the former will of necessity be 
triplicity [the former will be a process of 
the third power]. But the scheme of tri- 
plicity is [in reality] that [the fundamental 
scheme] of the galvanic process (Ritter's 
Demonstration, &c, p. 172) ; therefore 
the galvanic process (or the process of ir- 
ritation) stands a power higher than the 
chemical, and the third element, which 
the latter lacks and the former has, pre- 
vents indifference from being arrived at in 
the organic product.^ 

As irritation does not allow indifference 
to be arrived at in the individual product, 
and as the antithesis is still there (for the 
primary antithesis still pursues us),<S there 
remains for nature no alternative but sep- 
aration of the factors indifferent products. || 
The formation of the individual product, 

t The chemical process, too, has not sub- 
strateless or simple factors ; it has products for 
factors. 

J The same deduction is already given in 
the Outlines, p. 163. — What the dynamical 
action is, which according to the Outlines is 
also the cause of irritability, is now surely 
clear enough. It is the universal action which 
is everywhere conditioned by the cancelment 
of indifference, and which at last tends to- 
wards intussusception (indifference of prod- 
ducts) when it is not continually prevented, as 
it is in the process of irritation. ( Remark of 
the original.) 

§ The abyss of forces, into which we here 
look down, opens with the one question : 
In the first construction of our earth, what 
can have been the ground of the tact that no 
genesis of new individuals is possible upon it, 
otherwise than under the condition of oppo- 
site powers ? Compare an utterance of Kant 
on this subject, in his Anthropology. (Remark 
of the original.) 

|| The two factors can never be one, but 
must be separated into different products — in 
order that thus the difference may be perma- 
nent. 



Schelling > 8 Philosophy of Nature. 



219 



for that very reason, cannot be a completed 
formation, anil the product can never 
cease to be productive.* The contradic- 
tion in Nature is this, that the product 
must be productive [i. e. a product of the 
third power], and that, notwithstanding, 
the product, as a product of the third 
power, must pass over into indifference. t 

This contradiction Nature tries to solve 
by mediating indifference itself through 
productivity, but even this does not suc- 
ceed — for the act of productivity is only 
the kindling spark of a new process of ir- 
ritation ; the product of productivity is a 
new productivity. Into this as its product 
the productivity of the individual now in- 
deed passes over; the individual, there- 
fore, ceases more rapidly or slowly to be 
productive, and Nature reaches the indif- 
ference-point with it only after the latter 
has got down to a product'of the second 
power.J 

* In the product, indifference of the first and 
second powers is arrived at (for example, by 
irritation itself an origin of mass [i. e. indif- 
ference of the first order] and even chemical 
products \l. e. indifference of the second order] 
are reached), but indifference of the third 
power can never be reached, because it is a 
contradictory idea. (Remark of the original.) 

t The product is productive only from the 
fact of its being a product of the third power. 
But the idea of a productive product is itself 
a contradiction. What is productivity is not 
product, and what is product is not productiv- 
ity. Therefore a product of the third power 
is itself a contradictory idea. From this even 
is manifest what an extremely artificial con- 
dition life is — wrenched, as it were, from Na- 
ture — subsisting against her will. 

| Nothing shows more clearly the contra" 
dictions out of which life arises, and the fact 
that it is altogether only a heightened condi- 
tion of ordinary natural forces, than the con- 
tradiction of Nature in what she tries, but 
tries in vain, to reach through the sexes. — Na- 
ture hates sex, and where it does arise, it 
arises against her will. The diremption into 
sexes is an inevitable fate, with which, after 
she is once organic, she must put up, and 
which she can never overcome. — By this very 
hatred of diremption she finds herself in- 
volved in a contradiction, inasmuch as what 
is odious to her she is compelled to develop in 
the most careful manner, and to lead to the 
summit of existence, as if she did it on pur- 
pose; whereas she is always striving oidy for 
a return into the identity of the genus, which, 
however, is chained to the f never to be can- 
celled) duplicity of the sexes, as to an inev- 
itable condition. That she develops the 
individual only from compulsion, and for the 



And now the result of all this?— The 
condition of the inorganic (aa well a 
the organic) product, is duality. In any 
case, however, organic productive product 
is so only from the fact that the difference 
mover becomes indifference. 

It is [in so far] therefore impossible to 
reduce the construction of organic and id' 
inorganic product to a common expression, 
and the problem is incorrect, and therefore 
the solution 'impossible. The problem 
presupposes that organic product and 
inorganic product are mutually opposed, 
whereas the latter is only the higher 
power of the former, and is produced 
only by the higher power of the forces 
through which the latter also is produced. 
Sensibility is only the higher power of 
magnetism; irritability only the higher 
power of electricity ; formative instinct 
only the higher power of the chemical pro- 
cess. — But sensibility, and irritability, and 
formative instinct are all only included in 
that one process of irritation. (Galvanism 
affects tbem all).<S But if they are only 
the higher functions of magnetism, elec- 
tricity, &c.j there must again be a higher 
synthesis for these in Nature || — and this, 
however, it is certain, can be sought for 

sake of the genus, is manifest from this, that 
wherever in a genus site seems desirous of 
maintaining the individual longer (though this 
is never really the case), she finds the genus 
becoming more uncertain, because she must 
hold the sexes farther asunder, and, as it 
were, make them flee from each other. In 
this region of Nature, the decay of the indi- 
vidual is not so visibly rapid as it is where the 
sexes are nearer to each other, as in the case 
of the rapidly withering flower, in which, from 
its very birth, they are enclosed in a calix as 
in a bride-bed, but in which, for that very 
cause, thu genus is better an tin J. 

Nature is the laziest of animals, and curses 
diremption, because it imposes upon her the 
necessity of activity; she is active only in 
order to rid herself of this necessity. The 
opposites must for ever shun, in order for e\ er 
to seek, each other; and for ever Be< k, in or- 
der never to find, each other ; it 18 only in this 
contradiction that the ground of all the activity 
of Nature lies. ( Rt marl of tin original. ) 

§ Its effect upon the power of reproduction 
(as well as the reaction ol particular < onditions 
of the latter power upon galvanic phenomena) 
is less studied still than might be needful and 
useful.— Vide Outlines, p. 177. — {Remark of 
the original.) 

|| Compare above Remark, p. 197. [Remark 
oj the original.) 



220 



Analysis of Hegel's JEsthetics. 



only in Nature, in so far as, viewed as a than as expansive and attractive (retarding) 

whole, it is absolutely organic. force, to which then however, gravitation 

And this, moreover, is also the result to must always be added as the tertium quid, 

which the genuine Science of Nature must whereby those opposites become what they 

lead, viz : that the difference between or- are. 



ganic and inorganic nature is only in Na- 
ture as object, and that Nature as origi- 
nally -productive soars above both.* 

There remains only one remark, which 
we may make, not so much ota account of 
its intrinsic interest, as in order to justify 
what we said above in regard to the rela- 
tion of our system to the hith-erto so-called 
dynamical system. If it were asked, for 
instance, in what form our original antith- 
esis, cancelled, or rather fixed, in the prod- 
uct, would appear from the stand-poiut 
of reflection, we cannot better designate 
what is found in the product by analysis, 

* That it is therefore the same nature, which, 
by the same forces, produces organic phe- 
nomena, and the universal phenomena of Na- 
ture, and that these forces are in a heightened 
conditioned in organic nature. 



Nevertheless, the designation is valid 
only for the stand-point of reflection or of 
analysis, and cannot be applied for synthe- 
sis at all ; and thus our system leaves off 
exactly at the point where the Dynamical 
Physics of Kant and his successors begins, 
namely, at the antithesis as it presents 
itself in the product. 

And with this the author delivers over 
these Elements of a System of Speculative 
Physics to the thinking heads of the age, 
begging them to make common cause with 
him in this science, which opens up views 
of no mean order, and to makeup by their 
own powers, acquirements and external 
relations, for what, in these respects, he 
lacks. 

[The notes not marked as "Remarks of the 
original " are by the German Editor. — Note of 
the Translator. 1 



ANALYSIS OF HEGEL'S ESTHETICS 

[Translated from the French of M. Ch. Benard, by J. A. Martling.] 



II. Sculpture. — Architecture fashions 
and disposes of the masses of inert na- 
ture according to geometric laws, and it 
thus succeeds in presenting only a vague 
and incomplete symbol of the thought. 
Its [thought's] progress consists in detach- 
ing itself from physical existence, and in 
expressing spirit in a manner more in con- 
formity with its nature. The first step which 
art takes in this career does not yet indi- 
cate the return of spirit upon itself, which 
would render necessary a wholly spiritual 
mode of expression, and signs as immate- 
rial as thought ; but spirit appears under 
a corporeal, organized living form. What 
art represents is the animate, living body, 
and above all the human body, with which 
the soul is completely identified. Such 
is the role and the place which belong to 
Sculpture. 

It still resembles architecture in this, 
that it fashions extended and solid mate- 



rial; but it 



is distinguished from it in 



this, that tbis material, in its hands, ceases 
to be foreign to spirit. The corporeal 
form blends with it, and becomes its liv- 
ing image. Compared to poetry, it seems 
at first to have the advantage over it of 
representing objects under their nat- 
ural and visible form, while speech ex- 
presses ideas only by sounds; but this 
plastic clearness is more than compensated 
by the superiority of language as a means 
of expression. Speech reveals the inner- 
most thoughts with a clearness altogether 
different from the lines of the figure, the 
countenance, and the attitudes of the 
body ; further, it shows man in action — 
active in virtue of his ideas and his pas- 
sions; it retraces the various phases of a 
complete event. Sculpture represents 
neither the inmost sentiments of the soul, 
nor its definite passions. It presents the 
individual character only in general, and 



Analysis of Hegel's JEslhetics. 



2°1 



to such an extent as the body can express 
in a given moment, without movement, 
without living action, without develop- 
ment. It yields also, in this respect, to 
painting, which, by the employment of 
color and the effects of light, acquires 
more of naturalness and truth, and, above 
all, a great superiority of expression. 
Thus, one might think at first that Sculp- 
ture would do well to add to its own 
proper means those of painting. This is 
a grave error; for that abstract form, de- 
prived of color, which the statuary em- 
ploys is not an imperfection in it — it is 
the limit which this art places upon itself. 

Each art represents a degree, a particular 
form of the beautiful, a moment of the 
development of spirit, and expresses it 
excellently. To Sculpture it belongs to 
represent the perfection of the bodily 
form, plastic beauty, life, soul, spirit ani- 
mating a body. If it should desire to 
transcend this limit, it would fail entirely; 
the use of foreign means would alter the 
purity of its works. 

It is with art here as with science ; each 
science has its object, peculiar, limited, 
abstract; its circle, in which it moves, and 
where it is free. Geometry studies ex- 
tension, and extension only; arithmetic, 
number; jurisprudence, the right ; &c. Al- 
low any one to encroach upon the others, 
and to aim at universality; you introduce 
into its domain confusion, obscurity, real 
imperfection. They develop differently 
different objects; clearness, perfection, 
and even liberty, are to be purchased only 
at this price. 

Art, too, has many phases ; to each a 
distinct art corresponds. Sculpture stops 
at form, which it fashions according to its 
peculiar laws ; to add color thereto is to 
alter, to disfigure its object. Thereby it 
preserves its character, its functions, its 
independence; it represents the mate- 
rial, corporeal side, of which archi- 
tecture gives only a vague and imper- 
fect symbol. It is given to painting, 
to substitute for this real form, a simple points, and to limit ourselves to general 
visible appearance, which then admits ideas. 

color, by joining to it the effects of per- 1. To seize fully the principle of Sculp- 

spective, of light and shade. But Sculp- ture and the essence of this art, it is nec- 



ture ought to respect its proper limits, to 
confine itself to representing the corpo- 
real form as an expression of the individ- 
ual spirit, of the soul, divested of passion 
and definite sentiment. In so doing, it 
can so much the better content itself with 
the human form in itself, in which the 
soul is, as it were, spread over all points. 

Such is also the reason why Sculpture 
does not represent spirit in action, in a 
succession of taovements, having a determ- 
ined end, nor engaged in those enter- 
prises and actions which manifest a char- 
acter. It prefers to present it in a calm 
attitude, or when the movement and the 
grouping indicate only the commencement 
of action. Through this very thin^, that 
it presents to our eyes spirit absorbed 
in the corporeal form, designed to mani- 
fest it in its entirety, there is lacking the 
essential point where the expression of 
the soul centres itself, the glance of the 
eye. Neither has it any need of the 
magic of colors, which, by the fineness 
and variety of their shadings, are fitted 
to express all the richness of particular 
traits of character, and to manifest the 
soul, with all the emotions which agitate 
it. Sculpture ought not to admit mate- 
rials of which it has no need at the step 
where it stops. The image fashioned by 
it, is of a single color; it employs primi- 
tive matter, the most simple, uniform, 
unicolored: marble, ivory, gold, brass, 
the metals. It is this which the Greeks 
had the ability perfectly to seize and hold. 

After these considerations upon the 
general character of Sculpture, and its 
connections with other arts. Hegel ap- 
proaches the more special study and the 
theory of this art. He considers it - 
1st, in its principle; 2d, in its ideal; 3d, 
in .he materials which it employs, as well 
as in its various modes of representation 
and the principal epochs of its historic 
development. 

We are compelled to discard a crowd of 
interesting details upon each of these 



222 



Analysis of HegeVs JEsthetics. 



essary to examine, in the first place, what 
constitutes the content of its representa- 
tions, then the corporeal form which 
should express it ; last, to see how, from 
the perfect accord of the idea and the 
form, results the ideal of Sculpture as it 
has been realized in Greek art. 

The essential content of the representa- 
tions of Sculpture is, as has been said, 
spirit incarnate in a corporeal form. Now, 
not every situation of the -soul is fitted to 
be thus manifested. Action, movement, 
determined passion, cannot be represented 
under a material form ; that ought to show 
to us the soul diffused through the entire 
body, through all its members. Thus, 
what Sculpture represents is the individual 
spirit, or, according to the formula of the 
author, the spiritual individuality in its 
■ essence, with its general, universal, eter- 
nal character; spirit elevated above the 
inclinations, the caprices, the transient 
impressions which flow in upon the soul, 
without profoundly penetrating it. This 
entire phase of the personal principle 
ought to be excluded from the representa- 
tions of Sculpture. The content of its 
works is the essence, the substantial, true, 
invariable part of character, in opposition 
to what is accidental and transient. 

Now, this state of spirit, not yet partic- 
ularized, unalterable, self-centered, calm, 
is the divine in opposition to finite exist- 
ence, which is developed in the midst of 
accidents and contingencies, the exhibition 
of which this world of change and diver- 
sity presents us. 

According to this, Sculpture should re- 
present the divine in itself, in its infinite 
calm, and its eternal, immovable sublimity, 
without the discord of action and situation. 
If, afterward, affecting a more determinate 
mode, it represents something human in 
form and character, it ought still to thrust 
back all Avhich is accidental and transient ; 
to admit only the fixed, invariable side, 
the ground of character. This fixed ele- 
ment is what Sculpture should express as 
alone constituting the true individuality; 
it represents its personages as beings com- 
plete and perfect in themselves, in an ab- 
solute repose freed from all foreign influ- 



ence. The eternal in gods and men is 
what it is called upon to offer to our con- 
templation in perfect and unalterable clear- 
ness. 

Such is the idea which constitutes the 
essential content of the works of Sculpture. 
What is the form under which this idea 
should appear ? We have seen, it is the 
body, the corporeal form. But the only 
form worthy to represent the spirit, is the 
human form. This form, in its turn, ought 
to be represented, not in that wherein it 
approximates the animal form, but in its 
ideal beauty ; that is to say, free, harmoni- 
ous, reflecting the spirit in the features 
which characterize it, in all its proportions, 
its purity, the regularity of its lines, by 
its mien, its postures, etc. It should ex- 
press spirit in its calmness, its serenity — 
both soul and life, but above all, spirit. 

These principles serve to determine the 
ideal of beauty under the physical form. 

We must take care, in the works of Sculp- 
ture, not to confound this manner of look- 
ing at the perfect correspondence of the 
soul and bodily forms, with the study of 
the lineaments of the countenance, etc. 
The science of Gall, or of Lavater, which 
studies the correspondence of characters 
with certain lineaments of face or forms of 
head, has nothing in common with the ar- 
tistic studies of the works of the statuary. 
These seem, it is true, to invite us to this 
study ; but its point of view is wholly dif- 
ferent ; it is that of the harmonious and 
necessary accord of forms, from which 
beauty results. The ground of Sculpture 
excludes, moreover, precisely all the pecu- 
liarities of individual character to which 
the physiognomist attaches himself. The 
ideal form manifests only the fixed, regu- 
lar, invariable, although living and indi- 
vidual type. It is then forbidden to the 
artist, as far as regards the physiognomy, 
to represent the most expressive and de- 
terminate lineaments of the countenance; 
for, beside looks, properly so-called, the 
expression of the physiognomy includes 
many things which are reflected transiently 
upon the face, in the countenance or the 
carriage, the smile and the glance. Sculp- 
ture should interdict to itself things so 



Analysis of Hegel's JEstheiics. 



■is.; 



transient, and confine itself to the perma- 
nent traits of the expression of the spirit; 
in a word, it should incarnate in the hu- 
man form the spiritual principle in its na- 
ture, at once general and individual, but 
not yet particularized. To maintain these 
two terms in just harmony, is the problem 
which falls to statuary, and which the 
Greeks have resolved. 

The consequences to be deduced from 
these principles are the following : 

In the first place, Sculpture is, more than 
the other arts, suited to the ideal, and this 
because of the perfect adaptation of the 
form to the idea; in the second place, it 
constitutes the centre of classic art, which 
represents this perfect accord of the idea 
and the sensuous form. It alone, in fact, 
offers to us those ideal figures, pure from 
all admixture — the perfect expression of 
physical beauty. It realizes, before our 
eyes, the union of the human and divine, 
under the corporeal form. The sense of 
plastic beauty was given above all to the 
Greeks, and this trait appears everywhere, 
not only in Greek art and Greek mythology, 
but in the real world, in historic person- 
ages : Pericles, Phidias, Socrates, Plato, 
Xenophon, Sophocles, Thucydides, those 
artistic natures, artists of themselves — 
characters grand and free, supported upon 
the basis of a strong individuality, worthy 
of being placed beside the immortal gods 
which Greek Sculpture represents. 

2. After having determined the principle 
of Sculpture, Hegel applies it to the study 
of the beau ideal, as the master-pieces of 
Greek art have realized it. He examines 
successively and in detail the character 
and conditions of the ideal form in the dif- 
ferent parts of the human body, the face, 
the looks, the bearing, the dress. Upon all 
these points he faithfully follows Winck- 
elmann, recapitulates him, and constantly 
cites him. The philosopher meanwhile pre- 
serves his originality ; it consists in the 
manner in which he systematizes that 
which is simply described in the History 
of Art, and in giving throughout, the rea- 
son of that which the great critic, with his 
exquisite and profound sense, has so ad- 
mirably seized and undeniably proved, but 



without being able to unfold the theory of 
it. The subject gathers, henceforth, new 
interest from this explication. \\',. may- 
cite, in particular, the description of I 
Greek profile, which, in the hands of the 
philosopher, takes the character of a geo- 
metric theorem. It is at the same time an 
example which demonstrates unanswerably 
the absolute character of physical beauty. 
The beauty of these lines has nothing ar- 
bitrary ; they indicate the superiority of 
spirit, and the pre-eminence of the forms 
which express it above those which are 
suited to the functions of the animal na- 
ture. What he afterwards says of the 
looks, of the bearing, of the postures, of 
the antique*drcss compared with the mod- 
ern dress, and of its ideal character, pre- 
sents no less interest. But all these details, 
where the author shows much of discrimin- 
ation, of genius even, and spirit, escape in 
the analysis. The article where he de- 
scribes the particular attributes and the 
accessories which distinguish the person- 
ages of Greek Sculpture, although in great 
part borrowed also from Winckelmann, 
shows a spirit familiarized with the knowl- 
edge of the works of antiquity. 

3. The chapter devoted to the different 
modes of representation of the materials 
of Sculpture, and of its historic develop- 
ment, is equally full of just and delicate 
observations. All this is not alone from a 
theorist, but from a connoisseur and an 
enlightened judge. The appreciation of 
the materials of Sculpture, and the com- 
parison of their aesthetic value, furnish 
also to the author some very ingenious re- 
marks upon a subject which seem- scarcely 
susceptible of interest. Finally, in a rapid 
sketch, Hegel retraces the historic develop- 
ment of Sculpture, Egyptian Statuary, 
Et-uscan art, the school of iEgina, are 
characterized in strokes, remarkable for 
precision. 

Arrived at Christian Sculpture, without 
disputing the richness and the abi 
which it has displayed in its works in wood, 
in stone, etc., ami its excellence in respect 
to expression, Ilejrol maintains with rea- 
son, that the Christian prinoiple h little fa- 
vorable to Sculpture,- and that in wishing 



224 



A Dialogue on Music. 



to express the Christian sentiment in its 
profundity and its vivacity, it passes its 
proper limits. " The self-inspection of the 
soul, the moral suffering, the torments of 
body and of spirit, martyrdom and peni- 
tence, death and resurrection, the mystic 
depth, the love and out-gushing of the 
heart, are wholly unsuited to be repre- 
sented by Sculpture, which requires calm- 
ness, serenity of spirit, and in expression, 
harmony of forms." Thus, Sculpture here 
remains rather an ornament of architect- 



ure ; it sculptures saints, bas reliefs upon 
the niches and porches of churches, turrets, 
etc. From another side, through ara- 
besques and bas reliefs, it approximates 
the principle of painting, by giving too 
much expression to its figures, or by ma- 
king portraits in marble and in stone. 
Sculpture comes back to its true principle, 
at the epoch of the renaissance, by taking 
for models the beautiful forms of Greek 
art. 



A DIALOGUE ON MUSIC 

By Edward Sobolewski. 



Q. Tell me what is good music ? 

A. Concerning tastes — all fine natures — 
not the "fair sex" only, possess, as Bos- 
suet says, an instinct for harmony of forms, 
colors, style and tones, especially for the 
latter, because the nerves of the ear being 
more exposed, are consequently more sen- 
sitive. 

Discords massed together without sys- 
tem, produce a more disagreeable effect 
than ill-assorted colors ; and on the other 
hand, the etherial beauty of tone-poetry 
excites the soul more powerfully than the 
splendor of a Titian or Correggio. 

Q. This "instinct" and "taste," are 
they one and the same ? 

A. To a certain degree only — though 
many amateurs, critics, musicians, and 
even composers, have had no other guide 
than a fine instinct. 

Q. You speak as Pistocchi to the celebra- 
ted Farinelli : "A singer needs a hundred 
things, but a good voice is ninety-nine of 
them — the hundredth is the cultivation of 
the voice." 

A. The instinct of a delicate, sensitive 
organization, may go far, but I think the 
hundredth thing is also, necessary ; there- 
fore, one possessed of the finest voice, but 
uncultivated, will sing sometimes badly, 
sometimes pretty well, but never quite per- 
fectly for a real judge. 

So it is with taste. Depending on nat- 



ural gifts alone, without cultivation — you 
will be sometimes right — as often wrong. 
In short, your taste is good, if you find 
pleasure in those works only which are 
composed according to the principles of 
art ; on the contrary, your taste is bad, 
false, corrupt, if you find pleasure in mu- 
sic full of faults and defects. 

Q. Therefore, to be correct in taste, I 
must know the principles of the art ; I 
must know the rules of " Harmony, Rhythm 
and Form," and perhaps much more. 
Why, G. Weber has written three large 
volumes on "Harmony" alone. No, it is 
too difficult and takes too much time. 

A. Yet it is not so difficult as it seems. 
To understand music rightly, nothing is 
necessary but the knowledge of two keys — 
major and minor ; two kinds of time — 
common and triple — one simple chord and 
two cadences. 

Q. But Rhythm, Form ? 

A. Form is Rhythm, and Rhythm is time. 

Q. Let us begin then with the keys, you 
speak of two only — major and minor — but 
I have heard something of Ambroseanic, 
Gregoryanic, Glareanic and Greek keys, 
wherein are composed the beautiful and 
sublime compositions of Palestrina, Alle- 
gri, Lotti, that are performed annually 
during Passion-week in the church of St. 
Peter, at Rome. 

A. Well, if you like to go so far back, 



A Dialogue on Alusic. 



■j -J."- 



we will speak about Ambrose, Gregory, 
Glareanus, but there are no such things as 
" Greek. " keys. 

The knowledge we have of the music of 
the Greeks, is too slight and imperfect to 
enable us to assert positively anything con- 
cerning it; and as nothing important or 
necessary to modern art is involved, we 
may be content to let the music of the an- 
cients rest in the obscurity which surrounds 
it. 

With the first Christians, who hated ev- 
erything which came from the temples of 
the heathens, arose our music. 

Their religious songs were a production 
of the new soul which came into them with 
Jesus Christ, and are the foundation of 
our great edifice of art, as it now exists. 
In the year 385, Saint Ambrose introduced 
four keys, D, E, F, G ; Pope Gregory, in 
•597, added four others to these, and named 
the four of Ambrose, "authentic moods," 
and his four, which began on every fifth of 
the first four, "plagalic." In these eight 
keys, without sharps or flats, are composed 
the liturgic songs of the Roman church, 
called "Gregorian chants.' 5 They are 
written in notes of equal value, without 
Rhythm or Metre, and are sung in unison 
with loud voice. Glareanus added to those 
eight keys, two more, A and C, with their 
plagal moods. To distinguish more clear- 
ly, some one called the key beginning with 
«D," Doric, "E," Phrygic, "F," Lydic, 
" G," Mixolydie; "A," Mo\ie, and "B," 
Tonic. These names are all we have bor- 
rowed from Greece. 

Palestrina, the preserver of our art, 
wrote his compositions in these keys, and 
for the highest purity of harmony, rhythmi- 
cal beauty, sublime simplicity, and deep 
religious feeling, his works are still unri- 
valled. 

Q. Why don't you compose in the old 
keys and in Palestrina's style? 

A. They are used sometimes by Handel 
in his Oratorios, by Sebastian Bach in his 
fugues for organ and piano. Later, Bee- 
thoven has written an Andante in the Lydic 
mood in his string-quartette (A minor). I 
myself have composed the first chorus of 
Vinvela, in the Mixolydic mood, and in Co- 
mala, the song to the moon, in the Doric 
15 



mood; but Handel, Bach, Beethoven, and 

myself, have written in our own style, and 
never imitated Palestrina's. Men in simi- 
lar situations, only, have similar ideas. 
All older works of music utter a Language 
which we yet understand, but cannot speak. 
We feel its deep innermost accents, but 
we cannot tune the chords of our soul to 
that pitch which harmonizes in every re- 
spect with that feeling. Palestrina's mu- 
sic sounds like that of another world; it 
is all quite simple; mostly common chords, 
here and there only a chord of the sixth ; 
and always an irresistible charm. 

This riddle is partially explained, if we 
observe how Palestrina selected the tones 
for the different parts in his choruses. Let 
us take the third, c — e ; e. g. let the 80- 
prano and the alto sing this third, and you 
will have the same harmonic sound that 
the piano or organ gives. But let the tenor 
sing one of these tones, and soprano or alto 
the other, and the effect will be very differ- 
ent, although the tones are the same. Pal- 
estrina knew not only the particular sound 
of every tone in every voice, but also the 
effect which such or such combinations 
would produce. 

This mystery is taught neither by a sing- 
ing school, nor by a theory of composition, 
and few composers of to-day know it. 
How great and beautiful is Beethoven's 
solemn mass in D ! What an effect would 
it make, had Beethoven possessed the same 
knowledge of voices that he had of instru- 
ments? Now, unfortunately, one often 
overpowers the others, and the enjoyment 
of this composition will be always greater 
for the eye than the ear. 

We will now go back to the old keys. 
These are taken from the music produced 
at that time, as our two keys, major and 
minor, are taken from the melodies of later 
times. 

This seems very simple to us. but not to 
our great theorists. Gottfried Weber takes 
two keys, major e, d, e, f, g, a, b, 0, and 
minor a, b, c, d, e, f, g sharp, the same 
rising and falling equally. 

Hauptmann, the first teacher of harmony 
in the Conservatory of Music at Leipsic, 
says in his book, The Nature of Harmo- 
ny and Metre, page 30—'"' The key is form- 



226 



A Dialogue on Music. 



ed, when the common chord (c, e, g), af- 
ter having gone through the subdominant- 
chord (f, a, c), and dominant-chord (g, b, 
d), has come in opposition with itself ; this 
opposition coupled together, becomes unity 
and the key." He finds in our music three 
keys, and names them, the major, the mi- 
nor, and the minor major. 

R. Wagner recognizes no key at all ; for 
him exists a chromatic scale only. He 
says : " The scale is the most closely 
united, the most intimately related family 
among tones." He does not like to stay 
long in one key, and takes the continuous 
change of keys for a quality of the music 
of the future; therefore, he finds in Bee- 
thoven's last symphony, in the melody to 
Schiller's poem, a going bach, because it 
has scarcely any modulation. 

We will not be so lavish with keys as 
Hauptmann, nor so economical as R. Wag- 
ner, neither are we of Weber's opinion. 
We find in C major the old Glareanic key, 
called also " Ionic ;" in our A minor of this 
day, a " mixtum composition" of several 
old keys ; it begins as the "iEolic" a, b, 
c, d, e, f, takes then its seventh tone, g 
sharp, from the Lydic, transposed a third 
higher ; uses sometimes also the sixth of the 
last,accepts lastly the character of the Phry- 
gic, transposed a fourth higher, and brings 
thus the tone bflat into its scale, which has 
been already the subject of much discus- 
sion, although that has never succeeded in 
throwing this tone out of many melodies 
in A minor. We have melodies which are 
the pure A minor from the beginning to the 
and, wherein we find f sharp and f natu- 
ral, g and g sharp, b and hjlat, and the last 
oftener than f sharp ; therefore, we must 
build the scale of A minor, and its harmony, 
according to those different tones; it will 
be a, , b, c, d, e, ( f, ( g sharp, a, 

( bflat, ( f sharp, I g natural. 

Let us proceed. The two kinds of time 
are common and triple. The rhythm of the 
first is — ^,, that of the second — ww « 
The accentuation of subdivisions is gov- 
erned by the same law. It makes no dif- 
ference whether a piece of music is written 
in I or 2, or even I time ; but good compo- 
sers of music, writing in \ time, intend the 



same to be of lighter rendition than those 
composed in \ time, etc. 

Concerning harmony, there is one chord 
only — all other harmonies are passing 
notes, inversions, prolongations, suspen- 
sions or retardations of chord-tones, or 
from sharped and diminished intervals. 
Harmony is a connection of different melo- 
dies. Before chords were known, they 
descanted, that is, they tried to sing to a 
melody, commonly a sacred hymn, called 
cantus firmus, different harmonical tones, 
and named this part, Descant ; Italian, 
soprano ; French, Le dessus. Later there was 
added to the tenor (which performed the 
cantus fir mus) a higher part, named alto, 
and lastly, a lower part was added called 
bass. These four parts, though each melo- 
dious and independent in itself, harmon- 
ized closely with each other, all striving 
for the same aim. 

Even to-day we must necessarily call such 
music good, wherein every voice acts inde- 
pendently of all others, and still in harmo- 
ny with the same, in order to express the 
reigning feeling, and sustain the various 
shades in contrast to non-acting and life- 
less trabants, which may be strikingly seen 
in many compositions, particularly in four- 
part songs for male voices, by Abt,Gumbert, 
Kiicken, etc., wherein three voices (Brumm- 
stimmen) accompany the fourth with a 
growling sound escaping their closed lips. 

The two cadences or musical phrases are 
the cadence on the tonic and the cadence 
on the dominant. The cadence on the 
tonic, consisting of the chord in the domi- 
nant, followed by that of the tonic, con- 
cludes the sense of the musical phrase, and 
is called " perfect" when the tonic is in the 
highest and lowest part. It corresponds to 
a period in language. The cadence on the 
dominant consists of the tonic, or the chord 
of the second or fourth going to the domi- 
nant. The cadence of the dominant sus- 
pends the sense of the musical phrase with- 
out concluding it. This is likewise the 
case with the cadence on the tonic, if the 
tonic is not in the highest and lowest part. 

Q. You say nothing of the great mistake 
wherein two fifths or octaves follow each 
other ? 



A Dialogue on Music. 



227 



A. Of course, the true nature of the 
proper arrangement of parts excludes all 
direct fifths. 

It is considered hy the new school "an ex- 
ploded idea." Mozart himself made use of 
fifths in the first finale of Don Giovanni. 

Q. I have heard something of these fifths, 
but was told it was "irony," being con- 
tained in the minuet which Mozart compo- 
sed for "country musicians"? 

A. You also find octaves in S. Bach's 
" Matthew Passion," p. 25, "On the cross," 
where surely no ironical meaning was in- 
tended. 

Q. Do you not say anything in regard 
to form ? 

A. Form is an "exploded idea" also. 
The composers of the new school construct 
their vocal music so as to let the poem gov- 
ern the music in relation to metre and 
form ; in their instrumental compositions, 
the form is governed by phantasy. 

Q. But what do you understand by a 
symphony, sonata or overture? 

A. I must again go back, in order to ex- 
plain this properly. 

Revolutions often beat the path for new 
ideas. Palestrina towers great and unat- 
tainable in his compositions of sacred mu- 
sic, which breathe and express the purest 
Catholicism. 

But a Luther, Zwingli, and others came, 
followed soon by Handel and Bach, who, 
about the middle of the eighteenth centu- 
ry, created a music full of freshness, prini- 
itiveness and transporting power, which 
lived and died with the reformers. 

The three grand-masters, Palestrina, 
Handel and Bach, equal, but do not rival 
each other. We cannot judge them for the 
different sentiments they indulged in. The 
philosophers may settle which is the best 
religion, for to the necessity of one they 
all agree, but music cannot be chained by 
dogmas. Heaven is an orb, whose cen- 
tre is everywhere. Palestrina's music is 
the language of the south, Handel's and 
Bach's that of the north. Though one sun 
illumes both lands — though one ether spans 
both, yet in the south the sun is milder, 
the ether purer. Flowers which there grow 
in wild abundance, the north must obtain 
bv culture. 



We must think at our work. 
This necessity of thought is apparent in 
religion, language and art, ami can he 
seen most clearly in the greatest works of 
the German grand-masters, in Bach's 
" Matthew Passion," and Handel's "Is- 
rael." 

Sebastian Bach's astonishing dexterity 
in thematical works is the reason tbat 
even unto this day we do not find a sym- 
phony or overture appropriate for a con- 
cert, of which the single motive forming the 
principal thought of the movement is not 
worked up on the basis which he con- 
structed with such deep knowledge and 
skill. 

To him we must retrace our steps, in 
order to perceive the true nature of our 
instrumental music, for we are as little 
masters of the course of our ideas, as of 
the circulation of the blood in our veins. 
Centuries have passed, and although the 
first great instrumental-piece — the over- 
ture — was a French production, (Lulli was 
the first master] in this genre of art,) yet 
Bach and Handel impressed the first de- 
cided stamp upon it. 

Later, the overture was supplanted by 
the symphony, for the reason that it was of 
easier composition and execution than the 
former. The overture consisted of a grave, 
followed by s, fugue. The symphony was 
composed somewhat in the style of afugue 
and that of the lively dances of that time. 
Shortly after this period, the dance- 
music was thought no longer fashionable, 
and was succeeded by two Allegros, with an 
Andante or Largo placed between them. 

Father Hayden felt hurt at the complete 
abandonment of dance-music, and again 
adopted the minuet. Mozart also preferred 
the grave and majestic dancing-step of bis 
ancestors, the minuet. But Beethoven's 
impetuous and passionate nature BCoffi d 
at the slow and gracious movements of the 
minuet, and revelled instead in the wild 
Scherzo, or in the capricious demonical 
leaps of the old Passepicd. Dark and 
mighty forms rose before the gloomy vision 
of his inner-man, noting powerfully upon 
the phantasy, and wherever they met this 
volcanic fire, always leaving a deep im- 
pression. 



228 



A Dialogue, on .Music. 



Two comets ushered in the existence of 
our century ; the one revolutionized the 
exterior — the other, the interior world. 
Especially were the young generation 
touched by the electric sparks of their 
rays. 

Napoleon's battles were repeated a thou- 
sand times in the nurseries with lead and 
paper soldiers. Beethoven's melodies agi- 
tated the souls of the young generation in 
their working and dreaming hours. When 
the shoes of the child became too small 
they were thrown aside; the lead and 
paper soldiers shared the same fate ; but 
the melodious tones grew with the soul to 
more and more powerful chords. Beeth- 
oven's star shone brighter, while Napo- 
leon's was already fading. Then we 
heard that Beethoven intended to destroy 
his great symphony called " Eroica." Na- 
poleon, the consul, to whom Beethoven de- 
signed to dedicate this great work, had 
sunk to Napoleon the Emperor, and Bee- 
thoven felt ashamed. 

Majesty of rank is often devoid of the 
grace and majesty of the soul. The chord 
e b , g, b b wherewith the bass solemnly intro- 
duced the third symphony (Eroica), and 
his inversions in the Scherzo \> b , e b , g b b , 
and in the last movement e, b 5 b, e, this 
echo of the Marseillaise suited no longer 
and should perish with it. Only then, 
when fate, in the icy deserts of Kussia, 
clasped the grand General in its iron grip, 
and never loosened its hold until it had 
crushed him, did the composer of the Eroica 
comprehend that in the marcia J'unebre 
contained in this symphony, he had spoken 
in prophetic voice. The prophecy con- 
tained in the last movement was destined 
to be fulfilled in the latter half of this 
century. 

As Beethoven poured out his soul in a 
prophetic epopee, so did- Mozart embody 
his genius in his Don Giovanni. But as 
the sublime always acts more powerfully 
upon youth than knowledge and beauty, so 
likewise was the success of Beethoven 
greater than that of Mozart in this cen- 
turv. Altogether Mozart is generally ap- 
preciated better in riper years. li La deli- 
catesse du gout est une premiere nuance de 
a sati0te~. ,, 



Mendelssohn, whose compositions ever 
flowed smoothly and quietly, understood 
well how to tune his harmonica to Mozart's 
tuning-fork. 

Q. You represent Beethoven as grave 
and solemn, and yet it appears he was not 
a great despiser of dances. Take, for in- 
stance, his A major symphony. Lively to 
overflowing, almost mad with frantic joy, 
is the first movement. Equal to a double 
quick-step, the last, about as the peasants 
of Saxony perform their dances, the Scher- 
zo gay; and in the Andante, he even calls 
upon a lot of old bachelors and maiden- 
ladies, with their hoop accompaniment, to 
fall in and execute their tours ? 

A. What opposite views are often taken 
of the same thing by different minds ! In 
the andante, in which you find so much 
humor, Marx observes the sober view of 
life, at first the peaceful and untroubled 
step, but growing ever more and more 
painful, and suffering, fighting the battle 
of life ; yet, be this as it may, such 
music is ever successful, even in spite of 
the biting criticism of Maria v. Weber, 
and the ferocious attacks of Oulibischeff. 

Q. A good dance is always successful, I 
believe? 

A. Mendelssohn knew this, as he also 
understood Beethoven and the public, when 
he wrote his dance overture, "A Sum- 
mer-night's Dream." Auber, Herold and 
others wrote dance overtures en ?nasse, and 
we often find more piquant themes in them 
than Beethoven's A major symphony, or 
Mendelssohn's Summer-night's Dream can 
boast of, yet we do not prefer them for the 
concert. 

All compositions for an orchestra, be 
they overture or symphony, must first 
contain a theme, which expresses the char- 
acter of the principal composition. Se- 
cond, the expansions of compositions in 
the style of a symphony, must, according 
to my opinion, originate from one theme, 
germinate from one seed, growing larger 
and stronger all the time, until the swell- 
ing bud bursts into a beautiful blossom ; 
yet there must not be orange-blessoms on 
an oak-tree; all must fit harmoniously. 

The theme, sujet, or motive, must be a 
fixed idea, such as " love ;'' it must be ever 



A Dialogue on Music. 






present — the first at day-break, the last at 
night — no other impression must-be strong 
enough to erase it. 

If, by the blossom, you understand the 
creation of a second thought, often called 
the second theme, even this second theme 
ought to be governed by the first, even 
this blossom ought to glow in the same 
colors. It must be so twined around the 
heart of the composer, that nothing foreign 
could possibly enter it. Merely thematical 
productions are exercises for the pupil ; 
compositions which merely contain parts 
composed by rule, are merely a musical 
exercise. Lobe certainly is wrong, if he 
thus teaches the art of composing. 

True, it is easy to point out how one 
part belongs here, the other there, yet the 
composition must be a free expression of 
the soul. 

Third — The finishing of the same. 
This must also be governed in its main 
parts by the predominating feeling, and 
only minor thoughts and impressions must 
be used by the composer to fill up or cast 
away. 

Let us now turn, for illustration, to the 
theme of Wagner's overture to Faustus. 
In the introduction we first see it in the 
eighth measure, very moderate, in the 
dominant d minor, commencing with the 
notes a a | b b b b . a | g sharp, and headed 
"very expressive," concerning which Von 
Bulow observes, that it truly expresses the 
feeling and character of the last lines of 
the motto which Wagner chose at the 
heading : 

" Thus life to me a dire burden is ; 
Existence I despise, for death I wish." 

If we designate the above-mentioned 
theme by figure I. we must name the 
figure which already makes its appearance 
in the second measure, and which is of the 
utmost importance, to wit, d sharp, e, f, f, 
e, e, b, b, figure II., the first theme having 
been expressed by the violin, the second 
figure reappears again in the tenth meas- 
ure, executed by the viola, growling like a 
furiously racked demon, while the wind in- 
struments, flute, oboe and clarionet, " very 
expressive," and yet full of sympathizing 
sorrrow, intervene at the last quarter of 
the tenth measure with the motive, which 



we will call figure III. Figure II. con- 
tinues rumbling in the quartette, re- 
lieved by another figure (IV.) descending 
from above, which is introduced by the 
second violin in the fourteenth measure. 
Figure IV. now extends itself further al 
a chromatic bass, until in the ninetei nth 
measure, in d major, a clear and distinct 
new motive, gentle' and forgiving in char- 
acter (V.) makes its appearance. 

These five motives which the compos r 
so exquisitely leads before us, in his very 
moderate introduction, now receive the 
finishing-touch in the allegro. Thus spi 
Von Bulow. 

Truly, as Goethe says : "If you perform 
a piece, be sure to perform the same in 
pieces." 

I will pass over the introduction, though 
I have as little taste for such "theme 
pieces" succeeding each other, as for 
Opera-overtures, such as that of Tann- 
hauser, where pilgrim-songs, the love-sick 
murmurings of the voluptuous Venus, 
and the tedious Count's drawling sorrow 
for his only daughter and heir, form a 
hash, which in the details, and in the 
heterogeneous compilation of the same, is 
unpalatable enough, but which is made un- 
bearable by the soul-killing figures — no ! 
not figures, but by the up and down stri 
of monotonous bases, which continue Eot 
about sixty measures. Setting aside i 
all this, we may justly expect in the alle- 
gro the expansion of the principle themi I . 
yet we have no such thing; in place of the 
'•idea" he produces after the first five mi - 
ures a worthless figure, fit for accompani- 
ment only, which is supported on its totter- 
ing basis by the twenty-seven times repeated 
downstroke of the conductor only. 

Q. Excuse me; but the tone-picture, 
which Von Bulow, R. Wagner's friend 
admirer, calls the forgiving voice (III), re- 
appears twice in wind-instrument musi 

A. According to Lobe's system. Bor- 
row a measure or two from a theme, I 
a motive, which you may construct from 
this or that orathird figure, and you have. 

be ides the required unity, the grand 

variation. 

Do you know, my young friend, what Q 
composer understands by an e-. 



230 



A Dialogue on Music. 



idea? The technical! All who study the 
art of composing, as Lobe teaches it, may 
learn to become compilers but not com- 
posers; or they must drink elder-tea, till 
their visions appear black and blue to 
them, in order to evaporate the schooling 
they enjoyed. After twenty-seven meas- 
ures of earthly smoke, there appears a 
solitary star, theme I., continuing for four 
whole measures, followed by a little more 
mist. 

Q. No; I think Bulow says the mist is 
parted by a firm and punctuated motive. 

A. If it is not firm, it is at least Jortis- 
simo. Enough, we again hear thirteen 
measures of unimportant music, concluded 
by d minor, followed by a new melody for 
a hautboy, which, as it repeats the two 
first notes of the first theme, may claim to 
be considered as belonging there, leading 
to a third in f major, in company with a 
tremulando, a la Samiel, crescendo and 
diminuendo. We have now arrived at the 
point where we may look for the second 
theme, " the blossom," as we before said, 
but alas, in vain your tortured soul waits, no 
blossoms ! The thermometer sinks again ! 
With the cadence we again hear theme I., 
after four measures we find ourselves once 
more in d flat major — no, in a minor, b 
flat major or bflat minor, org minor, it is 
difficult to say which, for this part may 
be said to belong in the "most insepara- 
bly combined, the closest related family 
of all keys." Enough, we find ourselves 
after twenty-six measures exactly at the 
very place we started from, before the per- 
formance of twenty-six measures, namely, 
in f major. 

This movement of twenty-six measures 
might be wholly thrown out, without one 
being any wiser — a possibility which, in 
every good composition, must be looked 
upon as a great fault, as all parts must be 
so closely united as to enforce the presence 
and support of each other. 

We will now look at the second theme. 
In it no critic can find a fault. It unravels 
itself smoothly, and, after forty-nine 
measures, conducts us again to motive V. 
in the introduction, as likewise to figure 
II., which here does not frown quite so 
much. 



Figure V. first appears in f, after twenty- 
two measures in gjlat major, after fourteen 
more in A minor, after thirty-four in d 
minor, and after another thirty-nine 
measures we at last hear theme I. again, 
in the dominant of the bass, a Faustus 
with lantern jaws, sunken temples, sparse 
hair, but with a very, very magnificent 
bread-basket. 

The blossom is larger than the whole 
tree. If it is not a miracle, it is a won- 
derful abortion. Are you now curious as 
to the second part ? Oh ! it almost ap- 
peal's like a fugue, the bass dies away, a 
fifth higher the cello commences, another 
fifth higher the viola in unison with the 
second violin; but as the composer has 
strayed already from d minor to b minor, he 
does not think it safe to stray further ; the 
wind instruments continue by themselves 
in figure II. 

Q. Bulow says the cello and viola uni- 
ted, once more introduce the principal 
theme. 

A. Just so. After the bassoon has tried 
twice to begin the same, after about thirty 
measures of worldly ether, more devoid 
of stars than the South Pole, it is head- 
ed "wild!" The leading theme once 
more begins in the principal tonic (d 
minor), etc., afterwards enlarged, the 
first two notes converted, caught up by 
the cello and the trumpet, wherein the 
bass-trombone is expected to perform the 
high A, and after twenty-eight measures of 
"hated existence" the second theme in d 
major, together with the finale, appears 
like a short bright ray of the glorious sun 
on a misty winter day. 

" He, who reigns above my powers, 
Cannot shake the outer towers " — 

is Wagner's motto, which he has justly 
chosen for the heading of his overture, 
and I attempt no alteration only at the 
conclusion, and close with — 

" In such music existence a burden is, 
The iuture I hate, for the End I wish." 

Q. Bulow would also answer as Goethe : 

•' To understand and write of living things, 
Try first to drive away the soul, 
The parts will then remain within your hand!" 

A. I have never found fault with these 



A Dialogue on Music. 



231 



parts, excepting, perhaps, that I said the 
working out of the second theme is, in 
proportion to the first theme, too exten- 
sive; in fact, there is nothing of the fu- 
ture contained in the overture. 

Q. No future? 

A. I mean to say, no music of the future 
— not even a chromatic scale for the funda- 
mental key — it moves entirely in the com- 
mon form: 

Principal theme — d minor; 
Second theme — f major; 
Return to fundamental key ; 
Second theme — d major, and conclusion 
in this key. 

The finish and working up is neat and 
careful, and many pretty and uncommon 
effects occur therein ; still I do not think 
the same in its proper place for a concert. 

It inherits nothing of the Bach ; the piece 
is well constructed, yet the small pieces 
cannot escape criticism. Even Beethoven, 
in the first movements of his Eroica makes 
us acquainted with all the parts he intends 
to work up, and in his c minor symphony 
he says plainly : Now observe ; the notes g 
g g e flat compose the whole, nothing 
more. But after that it is a rushing flow, 
an unbroken ring and song, pressing 
breathlessly onward, which captivates and 
carries us along with its force. To express 
myself plainly, I may say that we can per- 
ceive the work was done before it began. 

It is true, and I will not deny that even 
he applied the file to heighten its polish, 
yet the whole structure stood finished to 
his vision before even these first four 
notes were penned. 

No doubt R. Wagner also imagined a 
picture before he painted it, but surely no 
musical one; the poetry was there— the 
music had to be manufactured. It is full 
of genius, and not untrue; but he does 
not allow sufficient freedom to the differ- 



ent instruments, and is, consequently, not 
sufficiently " obligato." 

The parts succeed, instead of going in 
company or against each other. 

Although now one, then another instru- 
ment catches up a thought, yet the whole 
appears more like a Quartette of Pleyel 
than one of Beethoven's — the overture is 
not thought out polyphonically. Many, 
however, do not know what Polyphonism 
is ; it has been written about in many cu- 
rious ways. The pupil will best learn to 
write music in a polyphonic manner, if, at 
the commencement, he invents at once a 
double-voiced movement, but in such a 
manner that one voice is not the subordi- 
nate of the other ; both are equally neces- 
sary to represent the meaning of the 
thought he wishes to express. 

In this manner he may or must continue 
in regard to the three or four-voiced move- 
ments likewise. 

The addition of voices to a melody sat- 
isfactory in itself, be they ever so well 
flourished, cannot properly be called poly- 
phonism. 

Polyphonism, however, should be the 
ruling principle in all orchestral concert 
compositions, although in some points, for 
instance, in the second theme, homophony 
may take its plaoe. 

A well composed symphony or overture 
must not entertain the audience only, but 
every performing musician must feel that 
he is not an instrument or a machine, but a 
living and intelligent being. 

The overture to Faustus so entirely ig- 
nores Polyphony, that it seems a virtual 
denial of its effectiveness and importance 
in orchestral composition. 

Richard Wagner will never become a 
composer of instrumental music, but in 
his coeras he has opened a new avenue, 
and his creations therein are soiii<'tl:ing 
grand and sublime, 



232 



Schopenhauer' 1 's Docirim of the Will. 



SCHOPENHAUER'S DOCTRINE OF THE WILL. 

Translated from the German, by C. L. Bsrnats. 

[We print below a condensed statement of the central doctrine of Arthur Schopenhauer. It 
is translated from his work entitled " Ueber dm Willen in der Ndtur," 2d ed., 1854, Frankfort — 
pp. 19 — 23, and 63. To those familiar with the kernel of speculative truth, it is unnecessary 
to remark that the basis of the system herewith presented is thoroughly speculative, and re- 
sembles in some respects that of Leibnitz in the Monadologj', printed in our last number. It 
is only an attempt to solve all problems through self-determination, and this in its immediate 
form as the will. Of course the inimediateness (i. e. lack of development or realization ) of the 
principle employed here, leads into difficulty, and renders it impossible for him to see the close re- 
lation he stands in to other great thinkers. Hence he uses very severe language when speaking 
of other philosophers. If the Will is taken for the " Radical of the Soul," then other forms of 
self-determination, e. g. the grades of knowing, will not be recognized as possessing substantial- 
ity, and hence the theoretical mind will be subordinated to the practical; — a result, again, which 
is the outcome of the Philosophy of Fichte. But Leibnitz seizes a more general aperai, and iden- 
tifies self-determination with cognition in its various stages ; and hence he rises to the great 
principle of Recognition as the form under which all fiuitude is cancelled — all multiplicity pre- 
served in the unity of the Absolute. — Editor.] 



The idea of a soul as a metaphysical be- 
ing, in whose absolute simplicity will and 
intellect were an indissoluble unity, was a 
great and permanent impediment to all 
deeper insight into natural phenomena. 
The cardinal merit of my doctrine, and 
that which puts it in opposition to all the 
former philosophies, is the perfect separa- 
tion of the will from the intellect. All 
former philosophers thought wilfcto be in- 
separable from the intellect ; the will was 
declared to be conditioned upon the intel- 
lect, or even to be a mere function of it, 
whilst the intellect was regarded as the 
fundamental principle of our spiritual ex- 
istence. I am well aware that to the fu- 
ture alone belongs the recognition of this 
doctrine, but to the future philosophy the 
separation, or rather the decomposition of 
the soul into two heterogeneous elements, 
will have the same significance as the de- 
composition of water had to chemistry. 
Not the soul is the eternal and indestructi- 
ble or the very principle of life in men, 
but what I might call the Radical of the 
soul, and that is the Will. The so-called 
soul is already a compound ; it is the com- 
bination of will and the vovg, intellect. 
The intellect is the secondary, the post erius 
in any organism, and, as a mere function of 
the brain, dependent upon the organism. 
The will, on the contrary, is primary, the 
prius of the organism, and the organism 
consequently is conditioned by it. For the 
will is the very " thing in itself," which in 
conception (that is, in the peculiar func- 



tion of the brain) exhibits itself as an or- 
ganic body. Only by virtue of the forms 
of cognition, that is, by virtue of that 
function of the brain — hence only in con- 
ception — one's body is something extended 
and organic, not outside of it, or imme- 
diately in self-consciousness. Just as the 
various single acts of the body are nothing 
but the various acts of the will portrayed 
in the represented world, just so is the 
shape of this body as a totality the image 
of its will as a whole. In all organic func- 
tions of the body, therefore, just as in its 
external actions, the will is the " agens." 
True physiology, on its height, shows the 
intellect to be the product of the physical 
organization, but true metaphysics show, 
that physical existence itself is the product, 
or rather the appearance, of a spiritual 
agens, to-wit, the will ; nay, that matter 
itself is conditioned through conception, 
in which alone it exists. Perception and 
thought may well be explained by the na- 
ture of the organism ; the will never can 
be ; the contrary is true, namely, that ev- 
ery organism originates by and from the 
will. This I show as follows : 

I therefore posit the will as the "thing 
in itself" — as something absolutely primi- 
tive ; secondly, the simple visibility of the 
will, its objectivation as our body ; and 
thirdly, the intellect as a mere function of 
a certain part of that body. That part 
(the brain) is the objectivated desire 
(or will) to know, which became repre- 
sented ; for the will, to reach its ends, 



Schopenhauer's Doctrine of the Will. 



•j:;:; 



needs the intellect. This function again 
pre-supposes the whole world as rep- 
resentation ; it therefore pre-supposes also 
the body as an object, and even matter it- 
self, so far as existing only in representa- 
tion, for an objective world without a sub- 
ject in whose intellect it stands, is, well 
considered, something altogether unthink- 
able. Hence intellect and matter (subject 
and object) only relatively exist for each 
other, and in that way constitute the appa- 
rent world. 

Whenever the will acts on external mat- 
ter, or whenever it is directed towards a 
known object, thus passing through the 
medium of knowledge, then all recognize 
that the agens, which here is in action, is 
the will, and they call it by that name. 
Yet, that is will not less which acts in the 
inner process that precedes those external 
actions as their condition, which create and 
preserve the organic life and its substrate ; 
and secretion, digestion, and the circula- 
tion of the blood, are its work also. But 
just because the will was recognized only 
while leaving the individual from which it 
started, and directing itself to the external 
world, which precisely for that purpose 
now appears as perception, the intellect 
was regarded as its essential condition, as 
its sole element, and as the very substance 
out of which it was made, and thereby the 
very worst hysteron proteron was commit- 
ted that ever happened. 

Before all, one should know how to dis- 
criminate between will and arbitrariness 
( Wille unci Willktihr), and one should un- 
derstand that the first can exist without 
the second. Will is' called arbitrariness 
where it is lighted by intellect, and when- 
ever motives or conceptions are its moving 
causes ; or, objectively speaking, whenever 
external causes which produce an act are 
mediated by a brain. The motive may be 
defined as an external irritation, by whose 
influence an image is formed in the brain, 
and under the mediation of which the will 
accomplishes its effect, that is, an external 
act of the body. With the human specie 
the place of that image may be occupied 
by a concept, which being formed from im- 
ages of a similar kind, by omitting the 
differences, is no longer intuitive, but only 



marked and fixed by words. Benoe us the 
action of motives is altogether independ- 
ent of any contact, they therefore can 
measure their respective forces upon the 
will, on each other, and thereby permit a 
certain choice. With the animals, that 
choice is confined to the narrow horizon of 
what is visibly projected before them ; 
among men it has the wide range of the 
thinkable, or of its concepts, as its sphere. 
Those movements, therefore, which result 
from motives, and not from causes, as in 
the inorganic world, nor from mere irrita- 
tion, as with the plants, are called arbi- 
trary movements. These motives pre-sup- 
pose knowledge, the medium of the mo- 
tives, through which in this case causality 
is effected, irrespective of their absolute 
necessity in any other respect. Phys- 
iologically, the difference between irrita- 
tion and motive may bo described thus : 
Irritation excites a reaction immediately, 
the reaction issuing from the same part 
upon which the irritation had acted : whilst 
a motive is an irritation, which must make 
a circuit through the brain, where first an 
image is formed, and that image then orig- 
inates the ensuing reaction, which now is 
called an act of the free will. Hence the 
difference between free and unfrec move- 
ments does not concern the essential and 
primary, which in both is the will, but only 
the secondary, that is, the way in which 
the will is aroused ; to-wit, whether it 
shows itself in consequence of some real 
cause, or of an irritation, or of a motive, 
that is, of a cause that had to pass through 
the organ of the intellect. 

Free will or arbitrariness is only possible 
in the consciousness of men. It differs 
from the consciousness of animals in this, 
that it contains not only present ami tan- 
gible representations, but abstract con- 
cepts, which, independent of the differen- 
ces of time, act simultaneously and side by 
side, permitting thereby conviction <>r a 
conflict of motives ; this, in the strictest 
sense of the word, is called free will. Yet 
this very free will or cl insists only 

in the victory of the stronger motive over 
a weaker in a given individual character, 
by which the ensuing action was determin- 
ed, just as one impulse is overpowered by 



234 



Schopenhauer's Doctrine of the Will. 



a stronger counter impulse, -whereby the ef- 
fect nevertheless appears with the same ne- 
cessity as the movement of a stone that 
has received an impulse. The great think- 
ers of all times agree in this decidedly ; 
while, on the contrary, the vulgar will 
little understand the great truth, that the 
mark of our liberty is not to be found in 
our single acts, but in our existence itself, 
and in its very essence. Whenever one has 
succeeded to discriminate will from free 
will, or the arbitrary, and to consider the 
latter as a peculiar species of the former, 
then there is no more room for any diffi- 
culty in discovering the will also in oc- 
currences wherein intelligence cannot be 
traced. * * * * 

The will is the original. It has created 
the world, but not through the medium of 
an intellect either outside or inside of 
the world, for we know of the intellect only 
through the mediation of the animal world, 
the very last in creation. The will itself, 
the unintentional will which is discovered 
in everything, is the creator of the world. 
The animals, therefore, are organized in 
accordance with their mode of living, 
and their mode of living is not shaped in 
conformity with their organs ; the struct- 
ure of any animal is the result of its will 
to be what it is. Nature, which never lies, 
tells us the same in its naive way ; it lets 
any being just kindle the first spark of its 
life on one of his equals, and then lets it 
finish itself before our eyes. The form and 
the movement it takes from its own self, 
the substance from outside. This is called 
growth and development. Thus even em- 
pirically do all beings stand before us as 
their own work ; but the language of na- 
ture is too simple, and therefore but few 
understand it. 

Cognition, since all motives are depend- 
ent on it, is the essential characteristic of 
the animal kingdom. When animal life 
ceases, cognition ceases also ; and arrived 
at that point, we can comprehend the me- 
dium by which the influences from the ex- 
ternal world on the movements of other 
beings are effected only by analogy, whilst 
the will, which we have recognized as the 
basis and as the very kernel of all beings, 
always and everywhere remains the same. 



On the low stage of the vegetable world, 
and of the vegetative life in the animal 
organizations, it is irritation, and in the 
inorganic world it is the mechanical rela- 
tion in general which appears as the sub- 
stitute or as the analogue of the intellect. 
We cannot say that the plants perceive the 
light and the sun, but we see that they are 
differently affected by the presence or ab- 
sence of the sun, and that they turn them- 
selves towards it ; and though in fact that 
movement mostly coincides with their 
growth, like the rotation of the moon with 
its revolution, that movement nevertheless 
exists, and the direction of the growth of 
a plant is just in the same way determined 
and systematically modified as an action is 
by a motive. Inasmuch, therefore, as a 
plant has its wants, though not of the kind 
which require a sensorium or an intellect, 
something analogous must take their place 
to enable the will to seize at least a supply 
offered to it, if not to go in quest of it. 
This is the susceptibility for irritation, 
which differs from the intellect, in that 
the motive and subsequent act of vo- 
lition are clearly separated from each oth- 
er, and the clearer, the more perfect the in- 
tellect is; whilst at the mere susceptibility 
for an irritation, the feeling of the irrita- 
tion and the resulting volition can no 
longer be discriminated. In the inorgan- 
ic world, finally, even the susceptibility 
for irritation, whose analogy with the in- 
tellect cannot be mistaken, ceases, and 
there remains nothing but the varied reac- 
tion of the bodies against the various in- 
fluences. This reaction is the substitute 
for the intellect. Whenever the reaction 
of a body differs from another, the influ- 
ence also must be different, creating a dif- 
ferent affection, which even in its dullness 
yet shows a remote analogy with the intel- 
lect. If, for instance, the water in an em- 
bankment finds an issue and eagerly pre- 
cipitates itself through it, it certainly does 
not perceive the break, just as the acid 
does not perceive the alkali, for which it 
leaves the metal ; yet we must confess 
that what in all these bodies has ef- 
fected such sudden changes, has a certain 
resemblance with that which moves our- 
selves whenever we act in consequence of 



Schopenhauer's Doctrine of the Will. 



-:;:. 



an unexpe3ted motive. We therefore see 
that the intellect appears as the medium of 
our motives, that is, as the medium of 
causality in regard to intellectual beings, 
as that which receives the change from the 
external world, and which must be followed 
by a change in ourselves, as the mediator 
between both. On this narrow line, bal- 
ances the whole world as representation, 
i. e. that whole extensive world in space 
and time, which as such cannot be any- 
where else but in our brain, just as dreams ; 
for the periods of their duration stand on 
the very same basis. Whatever to the ani- 
mals and to man is given by his intellect as 
a medium of the motives, the same is given 
to the plants by their susceptibility for ir- 
ritation, and to inorganic bodies by their 
reaction on the various causes, which in 
fact only differ in respect to the degree of 
volition ; for, just in consequence of the 
fact, that in proportion to their wants the 
susceptibility for external impressions was 
raised to such a degree in the animals that 
a brain and a system of nerves had to de- 
velop itself, did consciousness, more- 
over, originate as a function of this 
brain, and in this consciousness the whole 
objective world, whose forms (time, 
space and causality) are the rules for the 
exercise of this function. We therefore 
discover that the intellect is calculated 
only for the subjective, merely to be a ser- 
vant of the will, appearing only "per acci- 
dens" as a condition of animal life, where 
motives take the place of irritation. The 
picture of the external world, which at this 
stage enters into the forms of time and 
space, is but the background on which mo- 
tives represent themselves as ends ; it is 
also the condition of the connection of the 
external objects in regard to space and 
causality, but yet is nothing else but 
the mediation and the tie between the mo- 
tive and the will. What a leap would it 
be to take this picture to be the true, 
ultimate essence of things, — this image of 
the world, which originates accidentally in 
the intellect as a function of animal brains, 
whereby the means to their ends are shown 
them, and their ways on this planet cleared 
up ! What a temerity to take this image 
and the connection of its parts to be the 



absolute rule of the world, the relations of 
the things in themselves — and to suppose 
that all that could just as well exist in- 
dependently of our brain ! And yet this 
supposition is the very ground on which 
all the dogmatical systems previous to Kant 
were based, for it is the implicit pre-sup- 
position of their Ontology, Cosmology, 
Theology, and of all their Eternal Verities. 

By this realistic examination we have 
gained very unexpectedly the objective 
point of view of Kant's immortal discov- 
ery, arriving by our empirical, physiologi- 
cal way to the same point whence Kant 
started with his transcendental criticism. 
Kant made the subjective his basis, posit- 
ing consciousness ; but from its a priori 
nature he comes to the result, that all that 
happens in it can be nothing else but repre- 
sentation. We, on the contrary, starting 
from the objective, have discovered what 
are the ends and the origin of the intellect, 
and to what class of phenomena it belongs. 
We discover in our way, that the intellect 
is limited to mere representations, and that 
what is exhibited in it is conditioned by 
the subject, that is, a mundane phenome- 
non, and that just in the same way the or- 
der and the connection of all external 
things is conditioned by the subject, and 
is never a knowledge of what they are in 
themselves, and how they may be connect- 
ed with each other. We, in our way, like 
Kant in his, have discovered that the world 
as representation, balances on that narrow 
line between the external cause (motive) 
and the produced effect (act of will) of in- 
telligent (animal) beings, where the clear 
discrimination of the two commences. Ita 
res accendent lumina rebus. 

Our objective stand-point is realistic, and 
therefore conditioned, inasmuch as start- 
ing fr ^m natural beings as posited, we have 
abstracted from the circumstance that their 
objective existence pre-supposes an intel- 
lect, in which they find themselves as rep- 
resentations ; but Kant's subjective and 
idealistic stand-point is equally condition- 
ed, inasmuch as it starts from the in- 
tellect, which itself is conditioned by na- 
ture, in consequence of whose develop- 
ment up to the animal world it only comes 
into existence. Holding fast to this, our 



236 



Introduction to Philosophy. 



realistic- objective stand-point, Kant's doc- 
trine may be characterized thus : after 
Locke had abstracted the role of the senses, 
under the name of " secondary properties," 
for the purpose of distinguishing things in 
themselves from things as they appear, 
Kant, with far greater profundity, abstract- 
ed the role of the brain functions [concep- 
tions of the understanding] — a less consid- 
erable role than that of the senses — and 
thus abstracted as belonging to the sub- 



jective all that Locke had included under 
the head of primary properties. I, on the 
other hand, have merely shown why all 
stands thus in relation, by exhibiting the 
position which the intellect assumes in the 
System of Nature when we start realisti- 
cally from the objective as a datum, and 
take the Will, of which alone we are im- 
mediately conscious, as the true tcov ctCj of 
all metaphysics — as the essence of which 
all else is only the phenomenon. 



INTRODUCTION TO PHILOSOPHY. 



CHAPTER VII. 

COMPREHENSION AND IDEA. 
I. 

Everything, to be known, must be thought 
as belonging to a system. This result was 
the conclusion of Chapter VI. To illus- 
trate : acid is that which hungers for a 
base ; its sharp taste is the hunger itself ; 
it exists only in a tension. Hence to think 
an acid we must think a base ; the base is 
ideally in the acid, and is the cause of its 
sharpness. The union of the acid and 
base gives us a salt, and in the salt we can- 
not taste the acid nor the base distinctly, 
for each is thoroughly modified by the 
other, each is cancelled. We separate the 
acid and base again and there exist two 
contradictions — acid and base — each call- 
ing for the other, each asserting its com- 
plement to be itself. For the properties of 
a somewhat are its wants, i. e. what it lacks 
of the total. 

Such elements of a total as we are here 
considering, have been called (f moments " 
by Hegel. The total is the " negative uni- 
ty." (See Chap. IV.) 

In the illustration we have salt as the 
negative unity of the moments, acid and 
base. The unity is called negative be- 
cause its existence destroys each of the 
moments by adding the other to it. After 
the negative unity exists, each of the mo- 
ments is no longer in a tension, but has be- 
come thoroughly modified by the other. 
The negative unity is ideal when the mo- 



ments are held asunder — it is then poten- 
tial, and through it each moment has its 
own peculiar properties. 

More generally : every somewhat is de- 
termined by another ; its characteristic, 
therefore, is the manifestation of its other 
or of the complement which makes with it 
the total or negative unity. 

The complete thought of any somewhat 
includes the phases or moments, as such, 
and their negative unity. This may prop- 
erly be called the comprehension. To 
comprehend [Begreifen] we must seize 
the object in its totality; com-prehend 
= to seize together, just as con-ceive= 
to take together; but conception is gener- 
ally used in English to signify a picture of 
the object more or less general. Not the 
totality, but only some of its character- 
istics, are grasped together in a concep- 
tion. Hence conceptions are subjective, 
i. e. they do not correspond to the true 
object in its entirety; but comprehension 
is objective in the sense that everything in 
its true existence is a comprehension. 
With this distinction between conception 
and comprehension most people would 
deny, at once, the possibility of the latter 
as an act of human intelligence. Sensu- 
ous knowing — for the reason that it attrib- 
utes validity to isolated objects — does not 
comprehend. Reflective knowing seizes 
the reciprocal relations, but not in the 
negative unity. Comprehension — whether 
one ever can arrive at it or not — should be 
the thought in its totality, wherein n>ega- 



Introduction to Philosophy. 



237 



tive unity and moments are thought to- 
gether. Thus a true comprehension is the 
thought of the self-determined, and wc 
have not thoroughly comprehended any 
thing till we have traced it hack through 
its various presuppositions to self-determ- 
ination -which must always he the form of 
the total. (See chapters IV. & V.) 

ii. 

The name "Idea" is reserved for the 
deepest thought of Philosophy.* In co?n- 
prehension we think a system of depend- 
ent moments in a negative unity. Thus in 
the comprehension the multiplicity of ele- 
ments, thought in the moments, is destroyed 
in its negative unity, and there is, conse- 
quently, only one independent being or 
totality. Let, once, each of these moments 
develop to a totality, so that we have in 
each a repetition of the whole, and we 
shall have a comprehension of comprehen- 
sions — a system of totalities — and this is 
what Hegel means by "/dee," or Idea. 
Plato arrives at this, but does not- consist- 
ently develop it. He deals chiefly with 
the standpoint of comprehension, and 
hence has much that is dialectical. (The 
Dialectic is the process which arises when 
the abstract and incomplete is put under 
the form of the true, or the apodeictic. To 
refute a category of limited application, 
make it universal and it will contradict 
itself. Thus the "Irony" of Socrates con- 
sists in generously (!) assuming of any 
category all that his interlocutor wishes, 

* The word "Idea" does not have the sense 
here given it, except in Hegel, and in a very 
few translations of liirn. For the most part the 
word is used, (e. g. in Schelling's Philosophy 
of Nature in this number,) as a translation for 
the German " Bcgriff," which we call "compre- 
hension," adopting the term in this sense from 
the author of the "Letters on Faust." It will 
do no harm to use so expressive a word as 
comprehension in an objective sense as well 
as in a subjective one. The thought itself is 
bizarre, and not merely the word ; it is useless 
to expect to find words that are ust d com- 
monly in a speculative sense. One must seek 
a word that has several meanings, and grasp 
these meanings all together in one, to have 
the speculative use of a word. Spirit has 
formed words for speculative ideas by the 
deepest of instincts, and these words have been 
unavoidably split up into different meanings 
by the sensuous thinking, which always loses 
the connecting links. 



and then letting it refute its,. If while h 
applies it in this and that particular in 
stance with the air of one who sinoerely 
believes in it. Humor is of this nature; 
the author assumes the validity of the 
character he is portraying in regard to his 
weak points, and then places him in posi- 
tions wherein these weaknesses prove their 
true nature.) Aristotle, on the other hand, 
writes from the standpoint of the Idea 
constantly, and therefore treats his sub- 
jects as systematic totalities independent 
of each other; this gives the appearance 
of empiricism to his writings. The fol- 
lowing illustration of the relation of com- 
prehension to idea may be of assistance 
here : 

Let any totality=T be compose,! ,,f , . 
ments,phase8 or moments = a + b-\- c-f- d, 
&c. Each of these moments, a, b, c, &c, 
differs from the others and from the total ; 
they are in a negative unity just as acid 
and base are, in a salt. The assertion of 
the negative unity cancels each of the mo- 
ments. The negative unity adds to a the 
b, c, and d, which it lacks of the total ; for 
a=T — b — c — &c. ; and so too b=T — a — c 
— d— &c.j and c=T — a— b— <ko. Each de- 
mands all the rest to make its existence 
possible, just as the acid cannot exist 
if its tension is not balanced by a base. 
So far we have the Comprehension. 
If, now, we consider these moments as 
being able to develop, like the Monads of 
Leibnitz, we shall have the following re- 
sult : a will absorb b-\-c+d+ #c.,and thus 
become a totality and a negative unity for 
itself; b may do likewise, and thus the 
others. Under this supposition we have, 
instead of the first series of moments (a -j- 
b-f-c-f- d -f- &c. ) a new series wherein 
each moment has developed to a total by 
supplying its deficiencies thus ■ abed 
&c, •+- b a c d &c, + c a b d &c, -+- 
d a b c &c. In the new series, each 
term is a negative unity and a totality, 
and hence no longer exists in a tension, 
and no longer can be can