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LEARNING  DISABILITIES:  A  MULTIVARIATE 
SEARCH  FOR  SUBTYPES 


By 

ROY  OTTO  DARBY  III 


A  DISSERTATION  PRESENTED  TO  THE  GRADUATE  COUNCIL  OF 

THE  UNIVERSITY  OF  FLORIDA  IN  PARTIAL 

FULFILLMENT  OF  THE  REQUIREMENTS  FOR  THE  DEGREE  OF 

DOCTOR  OF  PHILOSOPHY 


UNIVERSITY  OF  FLORIDA 
1978 


For  Mary,  with  love 


L 


ACKNOWLEDGEMENTS 

I  would  like  to  acknowledge  with  deepest  gratitude  the  inspiration 
and  guidance  of  Dr.  Paul  Satz,  who  served  as  a  superlative  model  of  the 
scientist-practitioner,  without  sacrificing  the  warmth  and  decency  as  a 
human  being  that  so  characterize  him. 

To  Dr.  Jacquelin  Goldman,  whose  high  standards  of  professionalism 
and  fairness  have  always  been  coupled  with  her  unflagging  loyalty, 
support  and  encouragement,  I  offer  my  respect  and  affection. 

Special  thanks  are  due  to  Dr.  Roger  K.  Blashfield  who  served  as 
mentor  and  guide  through  the  intricacies  of  the  statistical  procedures, 
particularly  cluster  analysis,  used  in  this  project.  Dr.  Vernon 
Van  De  Riet,  Dr.  Janet  Larsen  and  Dr.  Everette  Hall  have  been  patient, 
receptive  and  encouraging  in  their  support  of  this  project  while 
serving  as  supervisory  committee  members. 

My  heartfelt  thanks  to  Ms.  Mary  Ann  Cruse,  my  comrade,  for  her 
invaluable  editorial  assistance,  and  to  Ms.  Margi  Tintner,  my  intrepid 
typist. 

In  an  endeavor  of  the  psychological  magnitude  of  a  dissertation, 
the  commitment  required  is  considerable.  To  those  who  have  sacrificed 
and  suffered  with  me,  my  family,  my  love. 


m 


TABLE  OF  CONTENTS 


ACKNOWLEDGEMENTS 


Page 


i  ii 


LIST  OF  TABLES v 

ABSTRACT vi 

CHAPTER  I  -  INTRODUCTION  1 

Conceptual  Issues  2 

Specific  Developmental  Dyslexia  .    5 

Classification  Systems  \     6 

CHAPTER  II  -  STATEMENT  OF  THE  PROBLEM 22 

CHAPTER  III  -  METHOD 24 

Subjects   24 

Procedure .  .  25 

Measures   _  32 

CHAPTER  IV  -  RESULTS 35 

Phase  I 35 

Phase  II  '.'.'.'.'.'.'.'.'.'.'.   36 

Phase  III 42 

CHAPTER  V  -  DISCUSSION 51 

APPENDIX  -  CLUSTER  ANALYSIS   70 

BIBLIOGRAPHY  74 

BIOGRAPHICAL  SKETCH  79 


IV 


LIST  OF  TABLES 

Table  Page 

1  Mean  WRAT  Discrepancy  Scores  for  Achievement  Subgroups  ...  29 

2  Variable  Correlations  for  Total  Sample  30 

3  Mean  PPVT,  WISC  Similarities,  Verbal  Fluency,  VMI  and 
Recognition-Discrimination  Performance  by  Achievement 
Subgroups 39 

4  Socioeconomic  Status  by  Achievement  Subgroups  43 

5  Neurological  Ratings  by  Achievement  Sbugroups  44 

6  Mean  PPVT,  WISC  Similarities,  Verbal  Fluency,  VMI  and 
Recognition-Discrimination  Performance  by  Learning 

Disabled  Subtypes 45 

7  Neurological  Ratings  by  Learning  Disabled  Subtypes  50 


Abstract  of  Dissertation  Presented  to  the  Graduate  Council 

of  the  University  of  Florida  in  Partial  Fulfillment 
of  the  Requirements  for  the  Degree  of  Doctor  of  Philosophy 

LEARNING  DISABILITIES:  A  MULTIVARIATE 
SEARCH  FOR  SUBTYPES 

By 

Roy  Otto  Darby  III 

December  1978 

Chairman:  Paul  Satz 

Major  Department:  Psychology 

The  purpose  of  this  study  was  to  conduct  a  systematic  search  for 
subtypes  within  the  learning  disabled  population.  Cluster  analytic 
techniques  were  applied  to  the  WRAT  reading,  spelling  and  arithmetic 
scores  of  236  boys  with  a  mean  age  of  130  months.  This  relatively 
unselected  original  sample  included  children  at  all  levels  of  achieve- 
ment. The  initial  analysis  obtained  9  distinctive  patterns  of  WRAT 
scores.  These  subgroups  were  then  compared  through  a  multivariate 
analysis  of  variance  on  measures  of  verbal  fluency,  WISC  Similarities, 
the  Developmental  Test  of  Visual-Motor  Integration  and  a  recognition- 
discrimination  task.  Peabody  Picture  Vocabulary  Test  estimates  of 
IQ,  teacher  ratings  of  socioeconomic  status  and  neurological  ratings 
were  also  analyzed  for  subgroups. 

As  expected,  there  was  a  general  trend  for  low-achievement  groups 
to  perform  more  poorly  on  all  variables.  However,  no  subgroup  obtained 
a  mean  Peabody  IQ  of  less  than  90.  One  subgroup  with  average  reading 


VI 


but  depressed  arithmetic  scores  showed  large  decrements  in  perceptual  - 
motor  performance.  The  differences  between  the  two  lowest  achievement 
subgroups  were  largely  in  degree  of  substandard  performance.  Both 
these  subgroups  showed  an  extremely  high  proportion  of  children  rated 
"affected"  on  neurological  examination.  By  virtue  of  their  markedly 
deficient  WRAT  achievement  scores   these  subgroups  were  identified  as 
a  learning  disabled  population. 

For  purposes  of  further  analysis  the  low-achievement  groups  were 
combined  (N=89).  A  second  cluster  analysis  utilizing  the  two  language 
and  two  perceptual-motor  variables  generated  four  unique  cluster- 
subtypes.  No  significant  differences  in  WRAT  achievement,  socioeco- 
nomic status  or  neurological  ratings  existed  between  subtypes.  However, 
differences  in  performance  on  the  perceptual -motor  and  language  tasks 
were  both  statistically  significant  and  heuristically  meaningful. 
The  children  of  subtype  4  were  clearly  those  with  both  impoverished 
language  and  perceptual -motor  skills.  They  were  the  only  subtype  to 
obtain  less  than  average  Peabody  IQ  scores.  Subtype  2  was  characterized 
by  generally  average  scores  except  in  verbal  fluency  where  their  per- 
formance was  significantly  impaired.  Subtype  3,  on  the  other  hand, 
showed  substantial  deficits  only  on  the  perceptual -motor  variables. 
Subtype  1  constituted  an  enigma,  as  these  children  performed  at  levels 
which  equalled  or  exceeded  the  original  sample  mean  (N=230)  on  every 
variable.  Comparisons  on  the  14  factor  scores  of  the  Children's  Per- 
sonality Questionnaire  failed  to  support  the  hypothesis  that  motivation 
problems  or  debilitating  psychopathology  were  responsible  for  the  poor 
achievement  of  this  subtype. 


vn 


The  results  of  this  study  point  out  the  need  for  greater  defini- 
tional precision  and  specificity  in  the  application  of  hypotheses  in 
research  on  the  highly  heterogeneous  learning  disabled  population. 
Finally,  implications  for  future  investigations  are  discussed. 


CHAPTER  I 
INTRODUCTION 

One  of  the  fortuitous  consequences  of  the  growing  human  potential 
and  civil  rights  movements  has  been  an  increased  awareness  and  sensi- 
tivity to  the  effects  of  learning  difficulties  upon  a  child's  devel- 
opment. Learning  disabilities  now  constitute  a  major  educational  and 
social  problem  of  the  modern  era.  As  incidence  survey  techniques  and 
measurement  have  improved,  knowledge  of  the  scope  and  depth  of  the 
problem  has  increased.  Some  studies  (e.g.,  Kline,  1972)  have  suggested 
that  at  least  15  percent  of  all  children  in  school  suffer  from  severe 
reading  deficiencies.  Additionally,  preliminary  results  from  longitu- 
dinal research  suggest  the  relationship  of  learning  disability  to  a 
surprising  number  of  behavioral  and  emotional  disorders,  extending  even 
to  the  magnitude  of  schizophrenia  (Robins,  1966).  Studies  linking  read- 
ing failure  and  adult  criminal  behavior  (Wright,  1974)  further  under- 
score the  importance  of  the  remediation  of  this  disorder  to  the  mainte- 
nance of  a  productive  society. 

Although  there  can  be  little  doubt  that  learning  disabilities  are 
extremely  common  in  almost  every  educational  setting,  there  have  been 
certain  difficulties  in  obtaining  accurate  estimates  of  the  prevalence 
of  the  disorder.  Gaddes  (1976)  has  pointed  out  that  ambiguity  results 
from  the  application  of  imprecise  definitional  criteria  to  the  variety 
of  learning  disorders.  Definitions  and  classifications  may  differ 
dependent  upon  whether  medical,  psychological  or  educational  models 


are  employed.  Thus,  while  one  of  the  few  encouraging  trends  in  the 
field  of  learning  disabilities  has  been  the  interest  of  a  variety  of 
professional  disciplines,  another  consequence  of  this  interest  has 
been  a  proliferation  of  conceptual  models  and  diagnostic  labels. 
This  does  not  generate  either  a  unitary  body  of  knowledge  about  the 
disorder,  nor  a  comprehensive,  coherent  theory.  Satz  (1977)  has 
bluntly  concluded  that  "the  present  state  of  affairs  is  such  that 
there  can  be  no  assurance  that  a  diagnostic  study  will  be  accurate 
nor  that  remedial  instruction  will  be  sufficient  to  meet  a  child's 
needs"  (p.  11). 

Conceptual  Issues 
Applebee  (1971)  has  identified  two  major  deficiencies  which  have 
contributed  to  the  lack  of  success  in  research  on  reading  retardation. 
A  major  source  of  confusion  has  been  an  historical  tendency  to  con- 
struct restricted  conceptual  models  which  emphasize  the  role  of  var- 
iables of  interest  to  a  single  professional  discipline  (usually  medical 
educational  or  psychological).  A  related  problem  has  been  a  lack  of 
specificity  and  precision  in  defining  the  population  identified  as 
reading  disabled.  Typically,  the  target  population  is  defined  through 
the  use  of  several  exclusion  criteria;  selected  variables  on  the  re- 
sulting group  are  then  examined  for  unique  patterns  of  deficits. 
There  has  been  an  implicit,  if  erroneous,  assumption  of  homogeneity 
for  these  populations. 

A  second  class  of  problems  results  when  there  is  a  lack  of  cor- 
respondence between  the  statistical  model  used  in  analyzing  the  data 
and  the  actual  structure  of  the  data.  Applebee  lists  six  models  in 
current  usage.  The  simplest  model  proposes  a  single  causal  defect  for 


reading  problems.  Use  of  models  of  increasing  complexity  (e.g.,  mul- 
tiple regression  models)  may  reflect  a  growing  awareness  of  the  hetero- 
geneity of  the  learning  disabled  population.  In  the  sixth  model,  for 
example,  the  assumption  is  made  that  there  are  several  independent 
syndromes,  each  dependent  upon  particular  patterns  of  critical  varia- 
bles. Applebee  speculates  that  different  models  may  be  appropriate 
for  different  target  populations. 

Doehring  (1976),  citing  the  works  of  Applebee  (1971)  and  Wiener 
and  Cromer  (1967),  has  advanced  the  possibility  that  multiple  processes 
are  involved  in  learning  to  read.  He  cautions  that  when  a  single-cause 
model  for  learning  disability  is  used,  only  a  single  syndrome  may  be 
investigated,  since  the  variability  introduced  by  the  presence  of  other 
syndromes  may  confuse  the  interpretation  of  results.  His  review  of 
the  literature  reveals  that  the  assumption  of  homogeneity  for  the 
learning  disabled  population  is  probably  unwarranted. 

In  his  own  studies  Doehring  compared  children  on  measures  related 
to  processing  of  letters,  letter  patterns,  syllables,  words  and 
syntactically-semantically  related  groups  of  words.  Although  the 
study  did  not  find  distinguishing  profiles  for  different  groups  of 
reading  disabled  children,  it  did  appear  that  the  normal  readers'  per- 
formance on  the  component  skills  measures  conformed  to  a  hierarchical 
model,  while  the  reading  disabled  children,  in  their  "spotty"  perform- 
ance, seemed  to  fit  more  in  accordance  with  an  assembly  model. 

Doehring's  multiple  process  position  closely  parallels  that  of  Zig- 
ler  (1967a,  1967b,  1969)  in  the  field  of  mental  retardation.  Zigler 
has  reviewed  the  conceptual  bases  of  three  distinct  types  of  theories 
of  mental  retardation  (difference,  defect  and  developmental  models). 


A  difference  theory  states  that  a  clinical  population  has  more  (or 
less)  of  a  certain  attribute.  A  defect  theory  states  that  the  popu- 
lation lacks  the  attribute.  Finally,  a  developmental  theory  proposes 
that  the  discrepancies  between  normal  and  pathological  populations 
are  related  only  to  the  rate  of  acquisition  and  the  limit  of  achieve- 
ment that  each  may  approach.  Zigler  concludes  that  the  mentally 
retarded  population  is  not  homogeneous,  even  though  it  may  be  defined 
by  a  single  criterion  (e.g.,  an  IQ  less  than  70).  He  proposes  that 
an  initial  distinction  at  least  be  made  between  the  organic  subgroup 
of  retardates  and  the  developmental -familial  group. 

Wiener  and  Cromer  (1967)  applying  similar  concepts  to  the  reading 
retarded  population  have  identified  four  assumptions  which  determine 
how  one  conceptualizes  reading  disability.  If  one  assumes  a  defect 
as  the  cause  of  the  disorder,  a  neurological  explanation  is  most  easily 
suggested.  An  assumption  of  deficiency  draws  attention  to  such  areas 
as  phonetic  skills  or  general  language  ability.  A  disruption  model 
lends  itself  to  consideration  of  emotional  factors.  Finally,  a  differ- 
ence model  emphasizes  the  mismatch  between  the  behavior  patterns  of  the 
individual  and  those  required  by  his  environment.  These  assumptions 
lead  to  investigation  of  three  kinds  of  factors:  sensory-perceptual 
(physiological),  experiential-learning  (educational),  and  personality- 
emotional  (psychological).  Through  the  relationships  of  the  factors 
with  each  other,  different  types  of  disabled  readers  may  be  produced. 

Benton  (1975),  after  a  thorough  review  of  current  evidence,  con- 
cludes that  such  evidence  is  too  contradictory  and  inconsistent  to 
support  the  assumption  that  all  dyslexic  children  suffer  the  same  basic 
deficiency.  Benton  cautions  that,  in  order  to  make  meaningful  statements 


about  reading  failure,  it  is  necessary  to  specify  carefully  the  type 
of  behavior  which  constitutes  the  failure,  as  well  as  the  level  of 
the  failure.  Silverberg  and  Silverberg  (1977),  for  example,  have 
demonstrated  that  different  reading  tests  may  produce  different 
estimates  of  a  child's  reading  level. 

Benton  next  proposes  locating  the  cognitive  and  functional  corre- 
lates associated  with  the  faulty  reading  performance.  Ultimately, 
the  search  for  the  neurological-genetic  substrate  which  subsumes  these 
correlates  may  then  be  conducted.  Benton  proposes  that  a  classifica- 
tion system  at  least  distinguish  between  poor  readers  with  no  accom- 
panying problems  and  those  with  concomitant  deficiencies  in  other 
skill  areas.  This  distinction  would  then  be  a  first  step  toward  the 
definition  of  more  homogeneous  classes  of  disabled  learners. 
Specific  Developmental  Dyslexia 

While  the  evidence  has  persistently  pointed  to  multiple  determin- 
ants of  reading  disability,  investigators  have  most  often  concentrated 
their  attention  on  a  population  identified  by  the  World  Federation  of 
Neurology  as  exhibiting  specific  developmental  dyslexia.  The  disorder 
has  been  defined  as  one  "...  manifested  by  difficulty  in  learning  to 
read  despite  conventional  instruction,  adequate  intelligence  and  socio- 
cultural  opportunity.  It  is  dependent  upon  fundamental  cognitive  dis- 
abilities which  are  frequently  of  constitutional  origin"  (Waites,  1968, 
p.  16).  Various  labels  have  been  applied  to  this  hypothetical  disorder 
including  specific  reading  disability,  strephosymbol ia,  congenital 
word  blindness,  reading  retardation  and  unexpected  reading  failure. 
The  World  Federation  definition  hints  that  the  disorder  is  a  unitary 
one,  yet  membership  in  the  classification  is  based  upon  exclusion 


criteria  which  imprecisely  delimit  it.  A  vague  unproven  etiology  is 
also  implied,  but  no  clue  to  possible  mechanisms  involved  is  given. 
Under  such  circumstances  the  homogeneity  of  the  group  certainly  becomes 
suspect. 

A  preliminary  study  (Taylor,  Satz  and  Friel,  1977)  was  recently 
completed  which  attempted  to  determine  whether  there  was  any  clinical 
utility  to  the  diagnosis  of  specific  developmental  dyslexia.  Taking 
particular  pains  to  satisfy  definitional  requirements,  they  sought  to 
compare  "dyslexic"  with  "non-dyslexic"  disabled  readers,  and  both  groups 
with  normal  readers.  The  measures  selected  for  the  comparisons  in- 
cluded: (1)  severity  of  reading  failure,  (2)  parental  reading  and 
spelling  competency,  (3)  neurological  rating,  (4)  math  skills,  (5)  neuro- 
psychological performance,  (6)  reversal  errors  in  reading  and  (7)  per- 
sonality traits.  The  tasks  uniformly  failed  to  differentiate  between 
the  two  disabled  groups,  but  differentiated  the  total  group  of  disabled 
readers  from  the  group  of  normal  readers.  The  results  challenge  the 
traditional  notion  of  dyslexia  as  being  easily  dissociated  from  other 
reading  problems.  The  investigators,  while  not  rejecting  the  concept 
of  the  existence  of  specific  subgroups  of  disabled  readers,  stress  the 
need  to  operational ize  definitions  and  trim  surplus  meaning  from  con- 
cepts in  the  area.  They  call  for  further  studies  to  discover  clinically 
useful  groupings,  perhaps  based  on  patterns  of  deficits,  neuropsycho- 
logical performance,  the  kinds  of  errors  in  reading  and  spelling,  and 
even  according  to  prognosis. 

Classification  Systems 
Historically  the  efforts  of  most  researchers  have  been  directed 
toward  the  isolation  of  the  "essential  nature"  of  what  has  been 


regarded  as  a  homogeneous  disorder.  It  is  interesting,  therefore,  to 
note  in  retrospect  that  Monroe  (1932)  performed  a  study  well  ahead  of 
its  time  in  its  suggestion  of  the  involvement  of  multiple  determinants 
of  learning  disability.  This  well-designed  study  tentatively  identified 
subgroups  based  on  the  source  and  nature  of  the  referral .  One  group 
of  children  was  referred  for  assorted  problems  in  development  and 
behavior.  Another  group  was  identified  by  teachers  and  parents  as 
having  specific  difficulties  in  reading.  The  final  group  was  composed 
of  children  with  borderline  or  defective  intelligence.  Monroe  ob- 
tained a  reading  index  based  on  the  comparison  of  a  composite  reading 
grade  with  chronological  age,  mental  age  and  an  arithmetic  score.  She 
then  classified  the  errors  made  in  reading  into  ten  types.  It  was 
found  that  patterns  of  types  of  errors  did  emerge,  but  that  different 
"causes"  could  produce  the  same  profile.  Monroe  discussed  the  various 
defects  which  could  give  rise  to  reading  disability,  the  pattern  of 
errors  thay  may  result  and  the  remediation  methods  recommended  for 
children  with  each  type  of  error  pattern. 

Robinson  (1946)  similarly  utilized  the  skills  of  a  team  of  spe- 
cialists representing  the  different  professions  to  investigate  the 
proposition  of  multiple  determinants  in  learning  disabilities.  The 
causal  factors  he  identified  are  similar  to  those  of  Monroe  (1932). 
Both  studies  emphasize  that  visual  maladjustments  are  commonly  asso- 
ciated with  reading  problems.  For  example,  Robinson's  close  scrutiny 
of  30  reading  disabled  children  showed  73  percent  to  have  visual  diffi- 
culties, although  the  visual  handicap  was  judged  as  causal  in  only 
one-third  of  these  cases.  Additional  causes  identified  were  neurologi- 
cal compromise,  auditory  and  speech  difficulties,  physical  deficiencies, 


intellectual  deficiency,  emotional  and  personality  deviancy,  social 
and  environmental  handicaps,  endocrine  abnormalities  and  perhaps,  prob- 
lems of  cerebral  dominance.  The  foresight  of  these  studies  is  quite 
remarkable  and  undoubtedly  they  have  not  received  the  attention  they 
deserve. 

Blom  and  Jones  (1970)  have  sought  to  divide  classification  systems 
into  four  major  types.  One  group  of  systems  focuses  on  "descriptive 
reading  behaviors"  (a  useful  approach  for  teachers  and  educators  since 
one  or  more  of  the  symptoms  can  usually  be  observed  in  students). 
Distinctions  may,  for  example,  be  made  between  children  who  show  diffi- 
culties in  oral  reading  and  those  with  poor  silent  reading.  Other 
descriptive-behavior  systems  might  differentiate  children  according  to 
the  sensory  modality  impaired  (visual,  auditory,  etc.). 

A  second  group  of  systems  is  based  on  etiology.  One  of  the  sim- 
plest is  that  of  Eisenberg  (1966),  who  dichotomizes  factors  in  reading 
disability  into  sociopsychological  sources  (for  example,  defects  in 
teaching  or  deficiencies  in  motivation),  and  psychophysiological  sources 
(defects  in  intellect,  sensory  processing,  brain  functioning  or  general 
ability) . 

Blom  and  Jones  next  point  out  that  most  theoretical  systems 
develop  classifications  consistent  with  their  theories.  This  third 
type  includes,  for  example,  models  based  upon  psychoanalytic  ego  theory, 
upon  statistical  constructs  and  upon  psycholinguistic  theory. 

Finally,  some  systems  attempt  to  exhaust  all  possibilities  and 
compile  a  complete  nosological  system  (e.g.,  that  of  Blom  and  Jones, 
1970). 


Many  researchers  have  hypothesized  that  the  two  major  origins  of 
reading  difficulties  are  neurological  defect  and  genetic  predisposition. 
A  rudimentary  classification  system  may  be  drawn  if  this  dichotomy  is 
accepted.  Rugel  and  Mitchell  (1977)  predicted  that  one  group  of  read- 
ing disabled  children  would  show  symptoms  of  minimal  brain  dysfunction 
including  hyperactivity,  distractibility  and  perceptual -motor  problems. 
It  was  anticipated  that  the  children  of  the  other  group  would  show 
difficulties  in  auditory  sequential -memory,  auditory  discrimination 
and  visual-spatial  perception,  factors  felt  to  be  inherited.  A  twenty 
item  behavioral  rating  scale,  a  test  of  auditory  vigilance  and  measures 
of  skin  conductance  were  employed  as  dependent  measures.  The  data 
seemed  to  show  some  support  for  their  hypothesis,  but  the  authors 
speculated  that  there  may  be  a  need  for  two  categories  of  the  familial 
poor  readers  —  those  with  MBD  symptoms  and  those  without. 

Silver  (1971)  notes  that  the  distinction  between  learning  dis- 
ability and  minimal  brain  dysfunctions  is  often  poorly  drawn.  In  a 
study  of  556  children  he  attempted  to  identify  familial  patterns  among 
children  with  neurologically  based  learning  disability.  On  the  basis 
of  his  data  he  concludes  that  it  is  necessary  to  specify  both  the  par- 
ticular type  of  learning  disability  (e.g.,  perceptual -motor,  memory, 
motor,  etc.)  as  well  as  the  etiology.  Silver's  data  showed  that  in 
his  neurological  population  familial  patterns  were  present  in  30  to  40 
percent  of  the  cases. 

One  of  the  more  common  classification  systems  in  both  formal  and 
informal  usage  distinguishes  between  children  whose  learning  problems 
are  but  one  manifestation  of  a  more  general  impairment  and  those  who 
show  more  circumscribed  learning  disturbance.  The  distinction  between 


10 

secondary  and  primary  reading  retardation  advanced  by  Rabinovitch  and 
associates  (Rabinovitch,  Drew,  DeJong,  Ingram  and  Whitney,  1954; 
Rabinovitch,  1968)  represents  an  early  approach  for  specifying  sub- 
groups of  reading  disabled  children.  Conceptually  the  primary  reading 
retardation  group  fits  the  criteria  for  the  definition  of  specific 
developmental  dyslexia.  Secondary  reading  retardation  implies  that 
the  disorder  is  the  result  of  other  pathology  or  condition  —  enceph- 
alopathy, emotional  disturbance,  poor  language  experience  or  motivational/ 
opportunity  factors.  This  group  of  children  was  shown  to  have  a 
better  prognosis  than  the  primary  reading  retardation  group  who  were 
hypothesized  to  suffer  from  a  basic  disturbed  pattern  of  neurological 
organization. 

Ingram,  Mason  and  Blackburn  (1970)  examined  82  children  selected 
for  a  two-year  discrepancy  between  mental  age  (as  measured  by  the 
Stanford-Binet)  and  reading  age.  Elaborate  pre-,  peri-  and  postnatal 
histories  were  obtained  along  with  detailed  medical  and  neurological 
examinations.  Data  on  reading,  personality,  perceptual -motor  skills 
and  speech  were  also  collected.  While  an  earlier  study  by  Ingram  (1966) 
had  found  evidence  for  a  three-way  classification,  the  data  on  these 
82  children  suggested  two  subgroups:  those  with  a  general  disorder 
and  those  with  a  specific  learning  disturbance.  The  two  groups  did 
not  differ  significantly  in  severity  of  reading  failure  nor  in  incidence 
of  family  history  of  reading  difficulties.  Examination  of  the  "general" 
group,  however,  revealed  a  greater  frequency  of  abnormal  births  and 
developmental  histories,  as  well  as  positive  findings  on  neurological 
examinations  and  abnormal  EEG's.  The  "specific"  group  showed  a  higher 
percentage  of  audiophonic  difficulties  and  tended  to  make  more  primitive 


11 

types  of  errors  in  reading.  The  authors  concluded  that  severe  reading 
difficulty  can  be  present  without  brain  abnormality  and,  significantly, 
is  likely  to  be  part  of  more  general  educational  problems. 

Keeney  (1968)  also  accepted  the  primary-secondary  classification 
but  argued  that,  even  with  limited  etiological  knowledge,  an  attempt 
should  be  made  to  form  a  more  comprehensive  classification  system. 
He  proposed  three  additional  major  divisions.  His  category  "slow 
readers"  is  employed  to  distinguish  those  children  whose  reading  diffi- 
culties stem  from  visual  handicaps,  auditory  impairments  or  hypothy- 
roid states.  "Acquired  dyslexia"  covers  the  somewhat  rarer  cases 
where  there  are  lesions  of  the  dominant  hemisphere,  angular  gyrus  or 
splenium.  Finally,  he  proposed  a  "mixed"  category  to  account  for 
children  with  positive  profiles  fitting  two  or  more  of  the  other 
classifications. 

Yule  and  Rutter  (1976)  have  used  more  powerful  techniques  for 
differentiating  "general  reading  backwardness"  from  "specific  reading 
retardation."  Responding  to  the  need  to  operational ize  definitions 
and  concepts  used  with  reading  handicapped  children,  these  researchers 
defined  "unexpected  reading  failure"  as  a  discrepancy  of  2-years  4- 
months  or  more  between  reading  level  and  an  expectancy  score  derived 
from  chronological  age  and  assessed  intellectual  level.  Their  "general" 
group  was  defined  simply  on  the  basis  of  performance  2-years  4-months 
below  chronological  age,  irrespective  of  intellectual  level.  These 
groups,  of  course,  had  many  members  in  common.  Additional  power  for 
this  study  was  provided  by  the  examination  of  an  entire  population  of 
children.  The  "specific"  group  obtained  higher  intelligence  scores, 
was  more  likely  to  be  male,  typically  showed  delays  in  development  of 


12 


speech  and  language  and  tended  to  be  more  refractory  to  attempts  at 
intervention.  The  "general"  group  had  a  higher  incidence  of  manifest 
neurological  conditions,  motor  and  praxic  difficulties,  and  left-right 
confusion.  These  latter  children  tended  more  frequently  to  come  from 
lower  class  families  and  to  show  generally  greater  academic  improvement 
in  all  subjects  except  arithmetic. 

Significantly,  no  core  group  fitting  the  definition  of  develop- 
mental dyslexia  was  able  to  be  isolated  in  this  study.  By  contrast 
the  concept  of  "specific  reading  retardation"  can  theoretically  be 
applied  to  children  at  any_  level  of  intellectual  ability  as  long  as 
reading  ability  is  not  commensurate  with  IQ.  This  concept  does  not 
carry  any  implication  for  etiology,  whether  genetically  or  socially 
transmitted.  Yule  and  Rutter's  concept  of  specific  reading  retardation 
does  not  correspond  to  the  unitary  syndrome  idea  often  associated  with 
the  term  dyslexia.  Rather,  specific  reading  retardation  is  viewed  as 
the  result  of  the  complex  interaction  of  multiple  factors. 

While  some  investigators  (e.g.,  Taylor,  Satz  and  Friel,  1977)  have 
questioned  the  existence  of  a  distinct  dyslexic  syndrome,  others  have 
sought  to  identify,  within  the  dyslexic  population,  subgroups  defined 
by  different  patterns  of  deficits.  Mattis,  French  and  Rapin  (1975) 
have  reviewed  the  literature  concerned  with  neuropsychological  param- 
eters of  learning  disability.  They  found  that  previous  investigations 
have  related  the  presence  of  learning  disability  to  (1)  the  development 
of  perceptual  stability  and  the  ability  to  transfer  information  between 
sensory  modalities,  (2)  the  development  of  language  and  speech  fluency, 
(3)  the  acquisition  of  gross  and  fine  motor  coordination  and  (4)  the 
development  of  lateral  awareness  and  dominance.  With  these  guidelines, 


13 

Mattis  et  al .  compared  the  performance  of  brain-damaged  children  with 
normal  reading,  on  a  variety  of  neuropsychological  measures.  It  was 
found  that  these  measures  did  not  discriminate  groups  of  dyslexics 
(brain-damaged  versus  non-brain-damaged).  However,  on  the  basis  of 
inspection,  three  patterns  of  deficits  seemed  to  emerge,  accounting 
for  about  90  percent  of  the  poor  readers. 

The  language  disorder  was  characterized  by  verbal  retrieval  prob- 
lems (anomia),  intact  visuo-constructional  skills,  and  lowered  vocabu- 
lary scores.  These  children  often  produced  lower  WISC  Verbal  IQ's  than 
Performance  IQ's,  although  this  relationship  was  not  diagnostic  in 
and  of  itself.  The  investigators  noted  that  children  who  show  anomia 
after  age  8  seem  to  be  at  exceptionally  high  risk  for  learning  disabil- 
ity. 

The  motor  speech  disorder  (labelled  the  articulation  and  dysco- 
ordination  syndrome)  was  defined  by  specific  deficits  in  the  production 
of  sounds  and  words.  The  dyspraxia  present  in  these  children  was  more 
likely  to  be  of  the  buccal-lingual  than  of  the  dental -palatal  type. 
Verbal  and  Performance  IQ's  for  the  group  were  more  nearly  equal. 

Children  classified  as  suffering  from  a  visual-perceptual  disorder 
appeared  to  have  failed  to  establish  a  stable  and  reliable  association 
between  sounds  and  letters.  Notably,  this  disorder  was  not  manifested 
on  constructional  tasks,  although  on  tasks  of  visual  integration  and 
complex  perception  significant  impairment  was  observed. 

On  the  basis  of  this  evidence  the  principal  processes  critical  to 
reading  were  concluded  to  involve  the  adequate  development  of  language 
symbol ization,  intact  visual-spatial  perception  and  the  ability  to 
produce  fluent  speech.  The  distribution  of  the  three  syndromes  was 


14 

different  for  the  brain-damaged  and  non-brain-damaged  dyslexics.  A 
language  disorder  was  most  common  in  the  brain-damaged  dyslexics,  fol- 
lowed by  a  motor-speech  disorder  and  to  a  significantly  lesser  extent 
a  visual -perceptual  disorder.  In  the  non-brain-damaged  dyslexics  the 
motor-speech  disorder  and  the  language  disorder  were  reversed  in  fre- 
quency. 

Denckla  (1972)  has  identified  three  clinical  syndromes  (a  specific 
language  disturbance,  a  specific  visuo-spatial  disability  and  a  dys- 
control  syndrome)  which  roughly  correspond  to  those  of  Mattis  et  al. 
(1975).  Denckla,  however,  found  that  approximately  70  percent  of  dis- 
abled learners  either  produced  mixed  deficits  or  did  not  fit  into  any 
of  the  three  categories.  Denckla' s  dyscontrol  syndrome  is  further 
distinguished  by  the  presence  of  both  poor  muscular  coordination  and 
increased  levels  of  activity  (hyperkinesis) . 

Numerous  other  studies  have  suggested  the  existence  of  subgroups 
with  either  primary  language  deficits  or  primary  visuo-spatial  deficits. 
Cole  and  Kraft  (1964)  divided  their  36  subjects  into  five  groups  which 
included  these,  along  with  (1)  dyslexics  without  general  language  ojr 
visuo-spatial  defect,  (2)  dyslexics  with  mixed  defects  and  (3)  specific 
learning  disability  without  dyslexia.  This  latter  group  was  quite 
heterogeneous  and  contained  children  with  apraxic  difficulties,  specific 
spelling  disability,  with  dysgraphia  but  without  apraxia,  and  with 
abnormal  speech  development.  Although  the  reliability  of  this  categori- 
zation is  questionable  owing  to  the  small  number  of  subjects  in  each 
group  (e.g.,  the  visuo-spatial  group  contained  only  4  members)  and  the 
methods  used  to  classify  the  children,  it  represents  an  attempt  to 
recognize  additional  patterns  of  disability  among  these  children. 


15 

Among  their  subjects  the  language  disorder  was  easily  the  most  common, 
followed  by  the  mixed  group.  Cole  and  Kraft  found  a  high  incidence  of 
both  abnormal  neurological  examinations  (86  percent)  and  family  history 
for  learning  problems  (50  percent)  among  all  of  the  groups,  a  finding 
common  in  many  studies. 

A  comprehensive  study  of  learning  disability  in  children  and  their 
siblings  was  undertaken  by  Owen  et  al.  (1971).  The  broad  objectives 
of  the  project  were  to  identify  the  characteristics  of  different  learn- 
ing disabilities  and  to  attempt  to  isolate  causal  and  familial  patterns. 
Using  an  inspection  technique  five  groups  of  the  educationally  handi- 
capped population  were  preselected  and  they  and  their  siblings  were 
compared  with  matched  controls  and  their  siblings.  Subjects  were  com- 
pared on  37  variables.  Unfortunately  the  classification  system  was 
based  on  criteria  which  yielded  overlapping,  confabulated  categories. 
Three  of  the  five  groups  were  based  on  WISC  performance  patterns  (high 
Full  Scale  IQ,  low  Full  Scale  IQ  and  relatively  higher  Performance  than 
Verbal  IQ).  The  fourth  category  reflected  etiological  criteria  (high 
incidence  of  medical  and  neurological  abnormality)  and  the  final  cate- 
gory was  based  upon  behavioral  dimensions  (social  deviancy).  Less  than 
half  of  the  children  could  be  placed  in  a  single  category.  The  familial 
neurological,  intellectual  and  performance  characteristics  reported  for 
each  of  the  groups  must  be  regarded  as  highly  tentative  because  of  these 
difficulties.  The  higher-Performance  IQ  group,  for  example,  showed 
great  similarity  to  the  medical-neurological  group  along  a  number  of 
performance  dimensions,  although  the  former  group  was  in  other  ways  the 
purest. 


16 

The  study  produced  more  significant  findings  regarding  the  charac- 
teristics of  their  dyslexic  group  as  a  whole.  In  their  group  there 
were  very  few  gross  neurological  abnormalities  noted  on  either  physical 
examination  or  EEG.  However,  these  children  were  judged  to  be  more 
neurologically  immature  and  showed  greater  deficits  on  neuropsychologi- 
cal tasks  including  right-left  discrimination,  auditory  tapping  and 
simultaneous  tactile  perception.  Although  these  dyslexic  children 
performed  more  poorly  on  psychomotor  tasks, they  were  as  capable  of  per- 
ceiving their  errors  as  the  control  group.  Both  parents  of  these 
children  were  found  to  have  performed  less  well  in  high  school  English. 
While  the  dyslexic  children's  fathers  obtained  lower  overall  WRAT 
scores  than  fathers  of  the  control  group,  the  dyslexic  group's  mothers 
had  obtained  poorer  math  grades  in  high  school  than  mothers  of  the 
control  group. 

Finally,  the  study  addressed  the  often-raised  issue  of  whether 
reliable  WISC  subtest  score  relationships  exist  which  distinguish  chil- 
dren with  learning  disabilities.  The  data  suggest  that  dyslexic  chil- 
dren tend  to  produce  relatively  depressed  scores  on  the  Arithmetic, 
Digit  Span  and  Coding  subtests  and  relatively  elevated  scores  on  Picture 
Completion.  The  disabled  children  were  found  to  have  a  greater  inci- 
dence of  higher  WISC  Performance  IQ's  than  Verbal  IQ's.  In  addition, 
reading  and  spelling  scores  (WRAT)  were  found  to  be  less  highly  corre- 
lated for  this  group. 

In  his  review  of  the  evidence  regarding  WISC  subtest  patterns, 
Huelsman  (1970)  found  that  there  was  general  but  weak  support  for  the 
hypothesis  that  disabled  readers  tended  to  show  lower  Verbal  IQ's  than 
Performance  IQ's.  There  appeared  to  be  a  strong  need  to  identify 


17 


operational  subtypes  before  making  generalizations  regarding  WISC  sub- 
test patterns.  Huelsman's  own  subjects  obtained  a  "believable  differ- 
ence" between  PIQ  and  VIQ  in  only  20  percent  of  the  cases.  It  was 
found  that  no  patterns  of  WISC  subtest  scores  (including  the  often- 
reported  lowered  Arithmetic,  Coding  and  Information  scores)  reliably 
identified  reading  disabled  children. 

A  different  approach  to  subtyping  is  exemplified  in  the  works  of 
DeHirsch  and  Jansky  (1968),  Boder  (1968,  1970,  1971)  and  Doehring  and 
Hoshko  (1976).  The  defining  characteristics  in  these  classification 
systems  derive  from  single  or  multiple  performance  measures  as,  for 
example,  achievement  test  scores,  school  grades  or  reading  skills 
scores. 

DeHirsch  and  Jansky  (1968)  retrospectively  examined  the  protocols 
of  kindergarten  children  and  followed  their  reading  progress.  They  scru- 
tinized standardized  test  scores  and  developmental  histories,  as  well 
as  measures  of  language  and  perceptual -motor  ability.  On  the  basis  of 
reading  performance  the  children  were  divided  into  high  achievers,  slow 
starters  and  failing  readers.  The  reading  failure  children  in  this 
study  were  observed  to  be  more  immature,  have  diffuse  deficits  in  oral 
language,  unstable  auditory  and  visual  perception  and  inferior  perceptual 
motor  skills.  Hyperactivity  was  observed  to  occur  with  greater  fre- 
quency in  this  group.  At  the  year's  end  these  children  continued  to 
show  widespread  deficits  in  contrast  to  the  slow  starters,  who  had 
largely  made  up  their  initial  failure. 

Boder  (1968,  1970,  1971)  has  long  argued  that  it  is  of  importance 
to  know  how  a  child  reads  as  well  as  at  what  level.  She  noted  that  some 
children  exhibited  difficulties  in  associating  sounds  with  appropriate 


18 

symbols.  In  her  earlier  work  (1968)  these  children  were  called  "visile" 
while  a  second  group  with  visualizing  difficulties  were  identified  as 
"audile."  A  third  group  was  included  for  those  with  mixed  deficits. 

In  her  later  works  Boder  (1970,  1971)  integrated  these  conceptual 
divisions  with  actual  test  performance  on  diagnostic  reading  and  spelling 
tasks.  Those  children  who  demonstrated  adequate  sight  vocabulary  but 
impaired  word  attack  skills  and  poor  phonics  (the  visile  children)  were 
labeled  as  "dysphonetic."  Other  children  were  successful  in  approximating 
unknown  words  through  phonetic  sounding,  but  were  deficient  in  recogniz- 
ing words  that  should  have  been  in  their  sight  vocabulary.  These  chil- 
dren formed  the  "dyseidetic"  group.  (In  the  classroom  such  children 
tend  to  read  very  laboriously  but  possess  near  normal  word  attack  skills.) 
The  remaining  group  who  demonstrated  both  patterns  of  deficits  and 
overall  poor  reading  were  classified  as  "alexic."  Camp  and  Dolcourt 
(1977)  linked  this  latter  group  to  those  children  identified  in  other 
systems  as  having  generalized  learning  difficulties  or  non-specific 
reading  problems. 

Doehring  and  Hoshko  (1976)  utilized  more  advanced  statistical  methods 
in  classifying  children  with  reading  handicaps  according  to  their  per- 
formance on  31  tests  of  reading-related  skills.  These  tests  required 
rapid  matching  responses  to  simple  sets  of  letters,  syllables,  words  and 
sentences.  The  method  used  to  group  the  children  is  a  variation  of 
factor  analytic  procedure  known  as  "Q-technique."  The  "Q-technique"  is 
an  "inverted"  method  which  groups  together  individuals  who  show  similar 
patterns  of  test  scores.  A  factor  is  defined  in  this  technique  by  the 
performance  of  individuals  who  have  high  loadings  on  that  factor.  In 
this  case  subgroups  of  children  were  defined  on  the  basis  of  reading 


19 

performance,  and  the  profile  of  each  subgroup  was  examined.  Two  samples 
were  drawn.  The  first  was  composed  of  children  whose  primary  difficul- 
ties were  in  reading,  while  the  second  sample  included  children  with 
more  general  learning  disorders,  language  disorders  and  mental  retarda- 
tion. The  number  of  subjects  in  each  sample  (34  and  31  respectively) 
was  uncomfortably  small  for  analyses  of  this  sort. 

Three  principal  factors  emerged  for  the  first  and  second  samples 
and  four  for  the  combined  samples.  In  both  samples  three  major  sub- 
groups were  found.  In  the  reading  retarded  sample  the  first  subgroup 
of  children  performed  well  on  visual  and  auditory-visual  matching  but 
poorly  on  oral  reading  tests  involving  words  and  syllables.  The  second 
subgroup  was  characterized  by  good  visual  scanning  but  very   poor 
auditory-visual  matching  and  poor  oral  reading.  The  last  subgroup  showed 
good  visual  and  auditory-visual  matching  of  single  letters  (but  not  of 
words  and  syllables)  and  poor  oral  word,  sentence  and  syllable  reading 
skills. 

The  first  two  subgroups  of  the  second  sample  resembled  those  of 
the  first  sample.  The  remaining  subgroup  was  characterized  by  slow 
visual  matching.  The  authors  attempted  to  relate  their  statistically 
derived  groups  to  those  proposed  by  previous  investigators  -  none  of 
whom  used  multivariate  correlational  procedures.  Their  results  are 
difficult  to  interpret  in  light  of  the  complex  patterns  of  the  con- 
stituent variables  obtained  by  the  analyses.  However,  it  was  concluded 
that  the  use  of  statistical  classification  techniques  could  greatly 
facilitate  the  achievement  of  a  consensus  regarding  the  number  and  the 
types  of  developmental  reading  disabilities. 


20 

A  recent  study  by  Rourke  and  Finlayson  (1978)  examined  patterns  of 
academic  performance  in  relationship  to  neuropsychological  variables. 
An  earlier  study  (Rourke,  Young  and  Flewelling,  1971)  demonstrated  that 
differential  patterns  of  WRAT  subtest  performance  could  be  related  to 
particular  patterns  of  WISC  Verbal  IQ-Performance  IQ  discrepancies. 
The  earlier  study  found  that  performance  on  the  WRAT  Arithmetic  subtest 
was  more  dependent  upon  visual-spatial  skills  than  upon  abilities  of  a 
verbal  nature.  The  current  project  sought  to  determine  whether  children 
who  exhibited  varying  patterns  of  academic  abilities  would  also  exhibit 
unique,  meaningful  and  consistent  patterns  of  visuo-spatial  and  verbal 
behaviors. 

Children  were  placed  into  three  groups.  One  of  the  possible  weak- 
nesses of  the  study  was  the  composition  of  these  groups.  Group  1  was 
labeled  as  deficient  in  reading,  spelling  and  arithmetic  when  WRAT  per- 
formance on  all  tasks  was  at  least  2  years  below  expected  grade  level 
placement.  Group  2  was  selected  on  the  basis  of  their  WRAT  spelling  and 
reading  scores  falling  at  least  1.8  years  below  their  WRAT  arithmetic 
scores.  It  should  be  noted,  however,  that  this  arithmetic  performance 
still  represented  a  deficit  of  some  magnitude  (mean  grade  levels. 86) 
in  relation  to  the  mean  age  for  the  group  (143.67  months).  The  mean 
arithmetic  score  for  Group  2  was  significantly  higher  than  for  Group  1. 
However,  when  Group  3  was  selected,  arithmetic  scores  similar  to  those 
of  Group  2  were  then  considered  deficits,  and  were,  in  fact,  the  basis 
for  identification  of  this  group.  Group  3's  reading  and  spelling  scores 
were  significantly  better  than  either  Group  1  or  2,  who  did  not  differ 
significantly  on  these  tests.  Given  these  relationships  between  groups, 
the  identity  of  each  group  is  somewhat  obscured  by  the  confabulation 


21 

of  absolute  criteria  (as,  for  example,  in  the  selection  of  a  two-year 
deficit  cut-off)  with  criteria  based  on  relative  performance  (as,  for 
example,  used  in  the  definition  of  Group  2).  In  their  defense  the 
authors  argue  that  their  results  suggest  patterns  of  performance  rather 
than  levels  of  performance  are  the  more  critical  dimension. 

Differential  hypotheses  were  advanced  concerning  the  expected  per- 
formance on  visuo-spatial ,  visuo-perceptual ,  auditory-perceptual  and 
verbal  measures.  On  nine  of  the  10  verbal  and  auditory-perceptual  meas- 
ures, the  performance  of  Group  3  was  found  to  be  significantly  superior 
to  that  of  Groups  1  and  2.  Groups  1  and  2  did  not  differ  from  each 
other  on  any  of  the  variables,  but  were  superior  to  Group  3  on   the 
visuo-perceptual  and  visuo-spatial  measures.  Additionally,  Groups  1  and 
2  showed  significantly  lower  Verbal  IQ's  and  higher  Performance   IQ's 
compared  to  Group  3,  although  the  Full  Scale  IQ's  for  the  three  groups 
did  not  differ. 

The  authors  conclude  that  their  results  are  consistent  with  the 
view  that  deficiencies  in  arithmetic  are  due  to  difficulties  in  visual - 
spatial  organization  and  integration,  abilities  believed  to  be  dependent 
upon  the  integrity  of  the  right  cerebral  hemisphere.  Similarly,  Groups  1 
and  2  appeared  to  perform  in  a  fashion  similar  to  that  expected  were 
they  to  have  a  relatively  dysfunctional  left  cerebral  hemisphere. 

The  authors  speculate  that  differences  between  Groups  1  and  2  may 
not  lie  along  the  particular  dimensions  examined  in  their  study.  They 
call  for  further  studies  to  compare  the  motor,  psychomotor  and  tactile- 
kinesthetic  performance  of  their  subgroups  in  order  to  investigate 
possible  alternative  dimensions,  as  well  as  to  provide  further  data  on 
the  role  of  the  right  and  left  cerebral  hemispheres  in  academic  perform- 
ance. 


CHAPTER  II 
STATEMENT  OF  THE  PROBLEM 

The  preceding  review  suggests  that  most  investigators  working  in 
the  field  of  learning  disabilities  recognize  the  heterogeneity  of  that 
group  of  children  whose  academic  performance  falls  below  that  of  their 
age  peers.  Various  schema  have  been  devised  attempting  to  account  for 
the  considerable  variance  exhibited  by  these  children  on  almost  all 
variables.  The  assumption  is  often  made  that,  through  the  discrimin- 
ation of  subgroups  within  the  general  learning  disabled  population, 
greater  precision  in  the  identification  of  causal  factors  would  be  ob- 
tained. Ultimately,  the  application  of  differential  treatment  methods 
could  take  place.  More  accurate  prognostic  statements  could  then  be 
made  for  children  who  exhibit  particular  types  of  learning  difficulties. 
In  light  of  the  potential  importance  of  identifying  subtypes  within 
the  learning  disabled  population,  there  is  a  surprising  lack  of  systema- 
tic investigation  in  this  area. 

In  current  usage  the  term  "dyslexic"  is  often  applied  to  any  child 
who  is  behind  in  reading.  Thus,  there  is  little  agreement  regarding 
prevalence  or  epidemiology,  much  less  the  underlying  mechanisms  involved. 
Some  researchers  have  attempted  to  conform  to  the  World  Federation  of 
Neurology's  definition  of  "specific  developmental  dyslexia"  (Waites, 
1968)  on  the  assumption  that  a  homogeneous  sample  is  being  selected. 
Recent  studies  (e.g.,  Taylor,  Satz  and  Friel,  1977)  fail  to  support 
this  assumption,  and  the  empirical  utility  of  the  concept  appears  to  be 
suspect. 

22 


23 

Many  studies  that  have  addressed  the  subtype  problem  as  a  primary 
issue  (rather  than  as  a  "nuisance"  parameter)  have  imposed  a  priori 
schema  upon  the  data,  sympathetic  to  a  particular  theoretical  position. 
Thus,  children  have  been  sorted  according  to  such  criteria  as  neuro- 
logically  impaired  versus  familial  history  of  learning  disability,  or 
according  to  a  certain  pre-determined  pattern  of  test  performance. 
The  validity  of  such  classification  schemes  is  too  often  treated  as 
assumption  rather  than  as  hypothesis.  Frequently,  the  method  of 
assigning  children  to  these  categories  is  based  solely  upon  inspection 
of  quite  complex  data  sets,  rather  than  upon  more  rigorous  systematic 
statistical  methods.  The  study  by  Doehring  and  Hoshko  (1977)  stands 
as  a  notable  exception  to  the  "inspection"  approach.  Unfortunately,  the 
precision  of  their  sorting  technique  failed  to  reduce  the  complex  pat- 
terns of  performance  to  readily  interpretable  dimensions. 

The  need  for  systematic,  rigorous  studies  to  delineate  subtypes 
is  dictated  both  by  the  practical  and  theoretical  implications  of  such 
discoveries,  and  by  the  present  rather  dismal  lack  of  success  (or  at 
least  agreement)  in  this  area. 


CHAPTER  III 
METHOD 

Subjects 

The  subjects  for  the  study  were  those  children  who  participated  in 
the  longitudinal  study  of  Satz  and  associates  (1973,  1974,  1977)  who 
were  administered  the  Wide  Range  Achievement  Test  (WRAT)  in  year  6 
(grade  5)  of  their  schooling.  The  children  in  the  original  standardiza- 
tion sample  of  the  Satz  and  Friel  (1973)  study  consisted  of  497  white 
male  kindergarten  pupils  in  the  Alachua  County,  Florida,  public  school 
system  and  the  University  of  Florida  Laboratory  School.  This  number 
represented  96  percent  of  that  population  enrolled  in  20  county  schools. 
A  second  group  of  children,  identified  as  the  cross-validation  sample 
(N=181)  was  initially  tested  in  1971.  The  total  sample  for  the  present 
study  (N=236)  was  drawn  from  these  two  groups.  The  mean  age  of  these 
children  at  time  of  administration  of  the  WRAT  was  130.0  months  (SD=3 .9) 
with  a  range  of  124  to  143  months. 

The  Satz  studies  utilized  white  males  exculsively,  in  an  attempt  to 
provide  a  more  homogeneous  sample  of  children  who  would  be  at  higher 
risk  for  developmental  dyslexia  (boys),  and  who  would  be  less  likely  to 
be  culturally  disadvantaged  (whites).  The  large  sample  size  was  felt  to 
insure  that  subgroups  of  failing  readers  could  be  identified  and  studied 
in  subsequent  years. 

Major  follow-up  examinations  of  the  children  were  conducted  in 
years  3  and  6  of  the  study.  Teacher  ratings  and  standardized  achieve- 
ment tests  (administered  through  the  school  system)  were  obtained  in 

24 


25 

intervening  years.  For  the  present  study  data  from  these  previous 
examinations  were  available. 

Procedure 
In  the  initial  phase  of  the  present  study  the  relatively  unselected 
sample  of  236  children  was  sorted  into  naturally  occurring  subgroups 
according  to  achievement  test  scores.  These  subgroups  were  next  sur- 
veyed to  determine  if  there  were  patterns  of  performance  on  intellectual, 
language  and  perceptual -motor  tasks  which  further  distinguished  these 
groups.  Attention  was  then  directed  towards  the  central  question  of 
the  study,  the  identification  of  subtypes  within  the  population  of 
learning  disabled  children. 

The  first  step  in  the  process  consisted  of  the  application  of 
cluster  analytic  techniques  to  Wide  Range  Achievement  Test  (WRAT) 
reading,  spelling  and  arithmetic  scores.  These  scores  were  entered  in 
the  form  of  discrepancy  scores  which  were  derived  by  comparing  a  child's 
chronological  age  with  the  age-equivalent  score  obtained  on  each  sub- 
test. Thus,  a  discrepancy  score  of  "-24"  in  reading  would  indicate 
that  the  performance  was  24  months  behind  that  expected  on  the  basis 
of  the  child's  chronological  age. 

Cluster  analysis  is  a  set  of  procedures  whose  most  common  use  is 
to  form  a  classification  system  from  a  data  set.  This  is  accomplished 
by  grouping  together  individuals  most  similar  to  each  other  on  the 
component  cluster  variables. 
Phase  I 

All  clustering  procedures  used  in  this  study  were  contained  in  the 
CLUSTAN  1C  program  (Wishart,  1975).  For  the  WRAT  data  a  hierarchical, 
agglomerative,  average-linkage  method  employing  a  squared  euclidean 


26 


distance  similarity  coefficient  was  selected.  The  average-linkage 
method  combined  with  the  euclidean  distance  measure  is  more  likely  to 
permit  clusters  to  emerge  which  do  not  fit  the  general  trend  of  the 
data.  It  was  known  that  WRAT  reading,  spelling  and  arithmetic  scores 
are  highly  correlated  for  the  general  population  (Jastak  and  Jastak, 
1976).  Therefore,  it  was  anticipated  that  there  would  be  a  strong 
tendency  to  form  clusters  composed  of  reading,  spelling  and  arithmetic 
scores  at  the  same  level  (e.g.,  high,  low  or  average).  The  structure 
of  the  data  would  then  be  largely  that  of  a  linear  scale  from  lowest  to 
highest  achievement.  Some  other  methods  and  similarity  coefficients 
(e.g.,  those  which  minimize  an  error  sum  of  squares)  would  be  more 
likely  to  form  spherical  clusters  and  to  obscure  any  deviations  from 
the  major  trends  of  the  data. 

After  the  completion  of  the  initial  clustering,  the  composition 
of  these  clusters  was  then  re-examined  using  Procedure  Relocate  (Wis- 
hart,  1975)  in  order  to  generate  a  local  optimum  solution.  The  rationale 
behind  this  latter  procedure  as  well  as  the  method  used  to  determine 
the  optimum  number  of  clusters  present  in  the  data  is  discussed  in  the 
Appendix. 
Phase  II 

Phase  I  established  a  preliminary  classification  system.  To  con- 
firm the  validity  of  the  cluster  solution  a  multivariate  analysis  of 
variance  (MANOVA)  was  applied  to  the  WRAT  reading,  spelling  and 
arithmetic  scores  to  test  for  the  effects  of  subgroups.  Subgroups 
were  then  compared  again  utilizing  MANOVA,  on  two  language  measures, 
WISC  Similarities  scaled  scores  (Wechsler,  1949)  and  Verbal  Fluency 
(Satz  and  Friel ,  1973).  They  were  additionally  compared  on  a  perceptual 


27 


task,  Recognition-Discrimination  (Small,  1968),  and  a  perceptual -motor 
developmental  index,  the  Developmental  Test  of  Visual -Motor  Integration 
(Beery,  1967).  Utilizing  chi-square  tests  for  independence  additional 
comparisons  were  made  on  a  teacher's  rating  of  socioeconomic  status 
(low  versus  average  or  above)  and  a  rating  of  neurological  status 
(normal,  equivocal  or  affected)  rendered  by  qualified  physicians. 
Finally,  Peabody  Picture  Vocabulary  Test  (Dunn,  1965)  IQ's  for   the  sub- 
groups were  subjected  to  an  analysis  of  variance.  These  measures  were 
selected  in  an  attempt  to  determine  if  the  groupings  were  associated 
with  distinctive  patterns  of  development,  background,  constitution  or 
abilities  and,  additionally  provided  an  external  check  on  the  classifi- 
cation system. 

All  multivariate  and  univariate  analyses  were  conducted  using  the 
General  Linear  Models  (GLM)  procedure  of  the  Statistical  Analysis 
Systems  (SAS)  program  (Barr,  Goodnight,  Sail  and  Helwig,  1976).  The 
MANOVA  procedure  is  the  multivariate  analogue  of  the  univariate  analysis 
of  variance  and  was  considered  appropriate  to  the  present  data  in  order 
to  decrease  the  probability  of  a  Type  I  error  which  might  result  from 
the  repetition  of  individual  univariate  analyses  for  each  of  the  mul- 
tiple dependent  variables.  When  significant  effects  were  found  for 
subgroup  in  the  MANOVA,  individual  variables  were  subjected  to  uni- 
variate analyses.  Individual  means  were  compared  using  post  hoc  Dun- 
can's Multi-Range  Tests  (Winer,  1971). 
Phase  III 

While  the  first  two  parts  of  the  study  surveyed  a  broad  range  of 
achievement  levels,  this  phase  of  the  study  concentrated  on  those  chil- 
dren whose  performance  was  substantially  lower  than  that  of  their  age 


28 

peers.  The  two  lowest  scoring  subgroups  (N=89)  were  combined  into  a 
single  group  to  be  reanalyzed.  The  reading,  spelling  and  arithmetic 
scores  for  these  groups,  as  indicated  in  Table  1,  are  sufficiently 
depressed  to  suggest  that  these  children  suffer  significant  difficul- 
ties in  learning. 

The  combined  group  of  low  achievers  was  then  reclustered  on  the 
basis  of  WISC  Similarities,  Verbal  Fluency,  Developmental  Test  of 
Visual-Motor  Integration  and  Recognition-Discrimination  scores  in  an 
attempt  to  identify  subtypes  within  the  learning  disabled  population. 
Again  a  hierarchical,  agglomerative  method  was  applied.  However,  be- 
cause these  variables  were  not  as  highly  correlated  as  the  reading, 
spelling  and  arithmetic  scores  of  Phase  I  (Table  2),  the  method  which 
assigns  individuals  to  clusters  in  a  manner  which  minimizes  the  error 
sum  of  squares  (minimum  variance  method)  was  now  appropriate  for  use. 
As  in  Phase  I  a  local  optimum  solution  was  then  sought  through  Pro- 
cedure Relocate. 

The  resulting  clusters  were  tentatively  identified  as  subtypes  of 
the  learning  disabled  population.  A  MANOVA  search  for  differences  be- 
tween subtypes  on  WRAT  reading,  spelling  and  arithmetic  scores  was 
made.  In  order  to  establish  the  statistical  validity  of  the  subtypes, 
the  clusters  were  then  examined  through  a  multivariate  analysis  of 
variance  of  the  clustered  variables.  Individual  analyses  of  variance 
followed  by  post  hoc  tests  (Duncan's  Multi-Range  Tests)  were  applied  as 
in  Phase  II.  Similarly,  chi-square  statistical  tests  for  independence 
were  computed  for  the  socioeconomic  status  and  neurological  measures. 
Finally,  an  analysis  of  variance  of  Peabody  Picture  Vocabulary  Test 
scores  for  the  groups  was  conducted. 


29 


TABLE   1 
Mean  WRAT  Discrepancy  Scores   For  Achievement  Subgroups 


SUBGROUP 

NUMBER 

N 

READING* 

SPELLING* 

ARITHMETIC* 

1 

13 

42.8 

A 

24.9 

A 

11.8 

A 

2 

16 

40.7 

A 

5.9 

B 

-  9.6 

D 

3 

25 

25.2 

B 

4.3 

B 

2.6 

C 

4 

25 

10.8 

C 

-  .2 

C 

-12.7 

E 

5 

12 

2.5 

D 

-14.9 

E 

-23.2 

G 

6 

11 

1.0 

D 

-  8.5 

D 

6.4 

B 

7 

39 

-  5.7 

E 

-16.5 

E 

-  8.6 

D 

8 

56 

-20.5 

F 

-26.7 

F 

-16.7 

F 

■9 

33 

-31.2 

G 

-34.7 

G 

-27.4 

H 

10 

3 

56.6 

61.7 

-10.0 

11 

1 

66.0 

86.0 

8.0 

12 

2 

74.0 

67.5 

26.0 

Total  Sample 

236 

.6 

-11.2 

-11.0 

Means  followed  by  the  same  letter  are  not  significantly 
different  within  variables   (Duncan's  Multi-Range  Test, 
Alpha  level   =   .05). 


30 


31 


Measures 
Wide  Range  Achievement  Test  (WRAT) 

This  test  was  first  standardized  in  1936  (Jastak  and  Jastak,  1976). 
Since  that  time  it  has  gained  widespread  acceptance  as  an  economical 
and  reasonably  accurate  estimate  of  a  child's  level  of  school  achieve- 
ment in  reading,  spelling  and  arithmetic.  Criticisms  of  the  instrument 
have  noted  that  the  subtests  tap  only  a  limited  range  of  behaviors. 
For  example,  the  reading  subtest  is  a  measure  based  solely  on  word 
recognition.  However,  studies  by  Rourke  and  Orr  (1977)  suggest  that 
the  WRAT  is  as  powerful  a  discriminator  of  normal  and  disabled  readers 
as  are  the  Reading,  Word  Knowledge  and  Word  Discrimination  subtests  of 
the  Metropolitan  Achievement  Test.  Validation  studies  cited  by  Jastak 
and  Jastak  (1976)  generally  point  to  moderately  high  correlations  with 
the  Stanford  Achievement  Test,  the  Woody-Sangren  Silent  Reading  Test  as 
well  as  other  frequently  used  reading  assessment  instruments. 
Language  and  Perceptual  Motor  Measures 

These  measures  were  selected  for  their  presumed  ability  to  measure 
performance  in  the  important  areas  of  cognitive-language  and  perceptual- 
motor  development.  In  the  longitudinal  studies  of  Satz  and  associates 
(1973,  1974,  1977)  WISC  Similarities  and  Verbal  Fluency  were  found  to 
load  highly  on  a  factor  identified  as  verbal-conceptual  ability.  These 
measures  contributed  heavily  to  the  discriminative  power  of  this  factor 
to  identify  children  at  high  and  low  risk  for  learning  problems,  in  the 
age  range  examined  in  the  present  study. 

Among  the  tests  of  non-verbal  abilities  administered  in  the  Satz 
predictive  battery,  the  Developmental  Test  of  Visual-Motor  Integration 
and  Recognition-Discrimination  showed  the  highest  loadings  over  time  on 


32 

the  factor  labeled  sensori-perceptual-motor.  As  of  year  6  of  the 
study  they  demonstrated  their  ability  to  predict  future  reading  success 
from  year  1  (predictive  validity),  as  well  as  their  ability  to  discrim- 
inate between  groups  at  year  6  (concurrent  validity).  However,  this 
factor  reportedly  had  less  power  at  year  6  than  the  verbal -conceptual 
factor  (Satz  et  a!.,  1977). 

WISC  Similarities  (SIM).  The  composition,  scoring  and  validity  of 
the  Similarities  subtest  of  the  WISC  Verbal  Scale  is  generally  well 
known  and  accepted  (Wechsler,  1949,  1974).  In  the  present  study,  scaled 
scores  (Mean=10)  were  used  throughout. 

Verbal  Fluency  (VF).  This  is  a  modified  form  of  the  Verbal  Fluency 
test  developed  by  Spreen  and  Benton  (1965).  A  child  was  required  to 
name  as  many  words  as  possible  that  begin  with  the  letters  F,  A  and  S, 
allowing  one  minute  per  letter.  Scores  were  the  total  number  of  words 
produced  across  all  trials. 

Developmental  Test  of  Visual-Motor  Integration  (VMI).  The  VMI  was 
devised  as  a  measure  of  the  degree  to  which  visual  and  motor  behavior 
are  integrated  in  young  children  (Beery,  1967).  It  consists  of  a 
series  of  24  geometric  forms  to  be  copied  with  pencil  and  paper.  The 
forms  are  arranged  in  order  of  increasing  difficulty.  The  copying  of 
geometric  forms  is  stated  to  be  well  suited  to  the  purpose  of  measuring 
visual-motor  integration  because  of  the  close  correlation  between  visual 
perception  and  the  motoric  expression  that  is  required,  and  because, 
unlike  letter  forms,  geometric  forms  are  equally  familiar  to  children 
of  varying  backgrounds.  For  purposes  of  this  study  an  age-equivalent 
score  (in  months)  was  used. 


33 

Recognition-Discrimination  (RD) .  This  visual-perceptual  task 
created  by  Small  (1968)  requires  the  child  to  match  a  geometric 
stimulus  design  to  one  of  four  test  figures.  Three  of  the  four  were 
rotated  and/or  similar  in  shape  to  the  stimulus  figure.  The  maximum 
score  for  this  task  was  24. 

Peabody  Picture  Vocabulary  Test  (PPVT).  Dunn  (1965)  designed  this 
test  to  provide  an  estimate  of  a  child's  verbal  intelligence  through 
the  measurement  of  "hearing  vocabulary."  He  points  to  substantial  corre- 
lations of  the  PPVT  with  other  measures  of  intelligence  including  WISC 
Verbal,  Performance  and  Full  Scale  IQ's,  Stanford-Binet  IQ's  and  Cali- 
fornia Test  of  Mental  Maturity  IQ's.  Accuracy  for  a  wide  range  of 
mental  abilities  and  for  normal  clinical  groups  is  claimed  on  the 
basis  of  a  large  number  of  studies. 

However,  recent  evidence  suggests  that  IQ  scores  for  certain 
groups,  including  disadvantaged  children  and,  perhaps,  the  learning 
disabled,  may  show  marked  changes  over  time.  A  comprehensive  longitu- 
dinal study  by  Van  De  Riet  and  Resnick  (1973)  examined  the  effects  of 
an  early  childhood  intervention  program  upon  the  development  and 
achievement  of  children  from  poverty  backgrounds.  On  two  measures  of 
IQ  (WISC-R  and  Stanford-Binet)  children  who  had  participated  in  a 
"learning  to  learn"  program  showed  mean  improvements  of  greater  than 
15  points  over  the  course  of  5  years.  This  finding  seems  to  support, 
in  part,  the  widespread  clinical  practice  of  "adding  points"  to  obtain 
best  estimates  of  the  IQ's  of  culturally  deprived,  emotionally  disturbed 
and  educationally  handicapDed  children.  Dunn  (1965)  acknowledges  that 
while  the  PPVT  has  considerable  face  validity  as  a  measure  of  "hearing 
vocabulary"  or  even  expressive  language,  its  items  do  not  provide  a 
comprehensive  measure  of  intellectual  functioning. 


34 

Therefore,  when  a  test  having  the  characteristics  of  the  PPVT  is 
used  to  generate  IQ  scores,  caution  must  be  exercised  in  interpreting 
the  results.  In  the  present  study  the  IQ  scores  should  be  regarded 
more  as  an  estimate  of  current  verbal-intellectual  performance  than 
of  the  more  abstract  concept  of  an  innate  ability. 

Socioeconomic  Status  (SES).  The  measure  of  socioeconomic  status 
was  obtained  from  teacher  ratings  on  a  dichotomous  scale  and  was  scored 
as  either  (1)  low,  or  (2)  average  or  above.  This  is  admittedly  a  crude 
measure,  of  questionable  validity  and  reliability,  but  suitable  for 
discerning  gross  differences  in  cultural  background. 

Neurological  Examinations  (Neuro).  These  examinations  were  given 
by  pediatric  residents  under  the  direction  of  Dr.  John  Ross  of  the 
University  of  Florida  during  year  4  of  the  longitudinal  study  of  Satz 
et  al .  (1977).  It  consisted  of  the  following:  (1)  a  general  exam  which 
assessed  cranial  nerves,  motor  responses,  sensation,  reflexes  and  cere- 
bellar functioning;  (2)  a  special  exam  to  evaluate  fine  and  gross  motor 
functioning,  right-left  discrimination  and  eye  tracking;  and  (3)  an 
examination  of  gross  body  anomalies  or  stigmata  of  the  head,  eyes,  ears, 
mouth  and  feet.  Each  examination  was  conducted  without  concurrent  data 
on  the  child  and  assignment  was  made  to  one  of  three  categories  (affected, 
borderline-equivocal  or  normal)  on  the  basis  of  overall  clinical  judge- 
ment and  component  numerical  scores. 


CHAPTER  IV 
RESULTS 

Phase  I 


The  initial  cluster  solution  was  obtained  by  examining  the  com- 
position of  individual  clusters  at  each  stage  of  the  clustering  process. 
As  the  analysis  decreased  the  total  number  of  clusters  by  fusing  the 
most  similar  entities  two  at  a  time,  inspection  of  the  mean  reading, 
spelling  and  arithmetic  scores  revealed  the  character  of  each  cluster. 
In  this  analysis  it  was  found  that  a  12-cluster  solution  yielded  the 
most  distinctive  pattern  of  subgroups. 

Tracing  the  clustering  process  exposed  the  trend  of  the  data  to 
form  clusters,  which,  by  virtue  of  their  mean  reading  and  spelling 
scores,  could  be  arranged  in  scalar  fashion.  Mean  arithmetic  scores 
for  the  clusters  proved  more  variable.  Solutions  with  more  than  12 
clusters  served  only  to  generate  clusters  with  additional  intermediate 
mean  values  for  reading,  spelling  and  arithmetic  scores.  Solutions 
consisting  of  less  than  12  clusters  resulted  in  the  absorption  of 
clusters  of  potential  interest  because  of  their  unique  patterns  of 
scores.  Additionally,  a  further  reduction  in  the  number  of  clusters 
caused  the  range  of  achievement  patterns  to  begin  to  regress  towards 
the  overall  sample  mean. 

Subjecting  the  initial  cluster  array  to  the  relocation  and  fusion 
procedure  improved  the  clarity  of  individual  clusters  and  confirmed  that 
the  12-cluster  solution  was  near  optimal  for  this  study.  Table  1  con- 
tains the  12-cluster  solution  in  the  form  of  the  mean  WRAT  reading,  spell 
ing  and  arithmetic  scores  for  each  cluster  and  for  the  total  sample. 

35 


36 

The  small  number  of  individuals  who  made  up  clusters  10,  11  and 
12  (N=6)  led  to  considering  these  clusters  as  "outliers."  The  com- 
ponent individuals  all  obtained  extremely  high  (and  deviant)  reading 
scores.  Examination  of  the  cluster  fusion  process  revealed  that  no 
other  entities  were  clustered  with  any  of  these  clusters.  Similarly, 
these  "outliers"  resisted  incorporation  into  larger  clusters  until  the 
4-cluster  solution.  Following  the  recommendation  of  Everitt  (1974), 
these  individuals  (N=6)  were  dropped  from  further  analysis. 

Phase  II 

The  remaining  clusters  (achievement  subgroups)  were  then  examined 
for  statistical  differences  on  the  clustering  and  dependent  variables. 
An  analysis  of  variance  revealed  no  significant  age  differences  between 
subgroups,  £  (8,  221)  =  .57,  £>.81. 
WRAT  Scores 

Although  the  total  sample  reading  mean  closely  approximated  the 
WRAT  standardization  mean  (Table  1),  means  for  spelling  and  arithmetic 
were  11  months  below  standardization  norms  (Jastak  and  Jastak,  1976). 
As  predicted,  reading,  spelling  and  arithmetic  scores  were  highly  corre- 
lated for  the  total  sample  (Table  2). 

A  multivariate  analysis  of  variance  (MANOVA)  on  WRAT  reading, 
spelling  and  arithmetic  scores  obtained  an  overall  significant  effect 
for  subgroup  (Hotelling  trace  =  16.01,  lapp^"^^^  (24,  653)  =  145.22, 
£<  .001).  This  finding  justified  the  application  of  univariate  analyses 
for  each  of  the  variables.  Individual  analyses  of  variance  yielded 
significant  effects  for  subgroup  on  WRAT  reading,  F  (8,  221)  =  199.76, 
£<  .0001  ,  on  WRAT  spelling,  F  (8,  221 )  =  157.59,  p_<  .0001 ,  and  on  WRAT 
arithmetic,  F  (8,  221)  -  148.00,  p_<  .0001. 


37 

Means  for  each  WRAT  variable  are  reported  by  subgroup  in  Table  1. 
Tests  of  significance  for  differences  between  means  revealed  that  in 
only  two  instances  for  reading,  and  two  for  spelling,  were  pairs  of 
means  not  significantly  different  from  each  other  (Duncan's  pro- 
cedure, p_<.05).  For  arithmetic  scores  only  one  pair  of  means  did  not 
significantly  differ.  These  comparisons  tend  to  confirm  the  appro- 
priateness of  the  cluster  solution  and  point  to  the  unique  character 
of  individual  subgroups. 

Subgroups  1  and  2  both  obtained  superior  scores  in  reading,  but 
subgroup  2  exhibited  only  average  performance  in  spelling  and  was 
further  distinguished  by  below-average  scores  in  arithmetic.  Subgroup  3 
achieved  high  reading  scores  and  average  spelling  and  arithmetic  scores. 
Subgroup  4  emerged  as  a  group  with  adequate  reading  and  spelling  scores, 
but  substandard  performance  in  arithmetic.  Subgroup  5  constituted  a 
unique  group  by  virtue  of  its  average  reading,  below  average  spelling 
and  severely  depressed  arithmetic  scores.  Subgroup  6's  performance  in 
all  areas  was,  perhaps,  the  most  nearly  average  of  all  the  subgroups. 

At  the  lower  end  of  the  achievement  spectrum,  subgroups  7,  8  and 
9  each  contained  a  large  number  of  children.  Reading  and  spelling 
scores  for  these  subgroups  could  be  arranged  according  to  decreasing 
levels  of  performance.  Arithmetic  scores  were  below  average  for  all 
three  groups,  although  the  mean  scores  of  other  subgroups  (2,  4  and  5) 
were  in  several  instances  as  deficient.  The  overall  achievement  of 
subgroups  8  and  9  was  sufficiently  depressed  as  to  suggest  that  at 
least  these  children  suffer  significant  difficulties  in  learning. 


38 

Peabody  Picture  Vocabulary  Test 

An  analysis  of  variance  revealed  a  significant  effect  for  subgroup 
£  (8,  217)  =  10.46,  p_<.0001.  Post  hoc  comparisons  of  IQ  means  (Dun- 
can's procedure,  jd  <.05)  showed  a  strong  ordering  effect  on  the  sub- 
groups, in  much  the  same  manner  as  the  WRAT  reading  scores  (Table  3). 
Subgroup  PPVT  means  formed  a  chain  from  highest  to  lowest  with  adjacent 
means  not  differing  significantly  from  each  other.  Notably,  no  sub- 
group obtained  a  mean  IQ  less  than  90  and  the  total  sample  mean 
(102.69)  closely  approximated  the  mean  value  reported  for  the  PPVT 
standardization  sample. 
Language  and  Perceptual -Motor  Variables 

Pearson  product-moment  correlations  of  all  variables  are  presented 
in  Table  2  for  the  total  sample.  A  multivariate  analysis  of  variance 
on  WISC  Similarities,  Verbal  Fluency,  Test  of  Visual-Motor  Integration 
and  Recognition-Discrimination  revealed  an  overall  significant  effect 
for  subgroup  (Hotelling  trace  =  .76,  4pproximation  (4,  225)  =  42.94, 
p_<.0001).  Individual  analyses  of  variance  yielded  significant  effects 
for  subgroup  on  all  dependent  variables:  WISC  Similarities,  £  (1,  228) 
=  114.53,  £  <  .0001 ,  Verbal  Fluency,  F  (1,  228)  =  54.18,  p_<  .0001,  Test 
of  Visual-Motor  Integration,  £  (1,  228)  -  73.52,  ^  < .0001  and  Recogni- 
tion-Discrimination, £  (1,  228)  =  29.96,  £<  .0001. 

Similarities.  Subgroup  means  for  Similarities  scaled  scores  along 
with  Duncan's  Multi-Range  Tests  (p  <.05)  are  reported  in  Table  3.  The 
relative  performance  of  the  subgroups  is  graphically  represented  in 
Figure  1.  While  the  highest  and  lowest  reading  groups  tended  also  to 
obtain  the  highest  and  lowest  Similarities  scores  respectively,  subgroup 
6's  performance  was  not  statistically  distinguishable  from  the  two 


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highest  groups.  Subgroups  8  and  9  produced  the  lowest  levels  of  per- 
formance on  this  variable. 

Verbal  Fluency.  Subgroup  means  for  the  Verbal  Fluency  variable 
with  post  hoc  tests  are  presented  in  Table  3.  Inspection  of  Figure  1 
for  this  variable  reveals  a  large  number  of  subgroups  with  statistically 
similar  means  (subgroups  1,  2,  3,  4,  6  and  7).  Subgroup  5  was  charac- 
terized by  performance  which  fell  between  that  of  this  large  group  and 
that  of  subgroups  8  and  9.  The  uniquely  poor  performance  of  subgroup 
9  was  particularly  striking. 

Test  of  Visual-Motor  Integration.  The  VMI  mean  developmental  age- 
equivalents  for  subgroups,  with  post  hoc  comparisons,  are  reported  in 
Table  3.  The  relationship  of  subgroup  means  is  depicted  in  Figure  1. 
While  the  association  of  subgroups  1,  2  and  3  with  higher  scores  and 
subgroups  8  and  9  with  the  lowest  scores  persisted,  subgroup  6  again 
performed  in  a  manner  similar  to  the  highest  subgroups.  In  contrast, 
subgroup  5  obtained  scores  among  the  lowest  for  the  sample.  The  total 
sample  mean  of  105.74  months  represents  a  value  substantially  below 
that  expected  for  the  sample  whose  mean  age  was  130.01. 

Recognition-Discrimination.  Inspection  of  Table  3  and  Figure  1 
reveals  a  significant  difference  between  the  performance  of  subgroups 
1,  2,  3,  4,  6  and  7  and  that  of  subgroups  5,  8  and  9.  This  dichotomous 
division  suggested  the  similarity  of, subgroup  5  to  that  of  the  lowest 
achievement  groups. 
Socioeconomic  Status 

The  chi-square  test  applied  to  the  frequency  distribution  of  this 

variable  reflected  a  significant  relationship  between  socioeconomic 

2 
status  and  subgroup,  X  =  28.14,  £<.0004.  Only  18  percent  of  the 


42 

children  of  the  total  sample  were  rated  as  having  low  socioeconomic 
status.  Subgroups  8  and  9  showed  greater  representation  of  the  low 
ratings  (34  percent  each).  The  distribution  of  "low"  versus  "average 
or  above"  ratings  is  presented  in  Table  4. 
Neurological  Status 

The  chi-square  test  for  the  independence  of  the  distribution  of 

neurological  status  by  subgroup  confirmed  the  significant  relationship 

2 
between  these  variables,  X  =  74.92,  £<.0001.  Inspection  of  Table  5 

reveals  that  the  academic  achievement  of  subgroups  was  generally  asso- 
ciated with  frequency  of  positive  neurological  findings.  The  two 
subgroups  with  the  lowest  achievement  scores  (subgroups  8  and  9)  also 
had  the  highest  percentage  of  "affected"  neurological  ratings.  Subgroup 
9,  in  fact,  included  no  children  who  were  judged  "normal."  The  percentage 
of  "affected"  and  "equivocal"  ratings  for  subgroup  5  suggested  the  simi- 
larity of  this  group  to  the  two  lowest  achievement  subgroups  with 
respect  to  frequency  of  neurological  symptoms. 

The  total  sample  showed  an  overall  high  proportion  of  neurological 
examinations  rated  "affected"  (48  percent).  However,  it  should  be  noted 
that  there  were  68  missing  values  from  the  distribution  and  that  some 
cells  were  only  sparsely  represented.  Therefore,  all  results  pertain- 
ing to  this  variable  must  be  interpreted  with  caution. 

Phase  III 
Cluster  Analysis 

The  89  children  of  subgroups  8  and  9  were  selected  for  further 
examination  by  virtue  of  their  overall  low  achievement  scores.  The  mean 
WRAT  reading,  spelling  and  arithmetic  discrepancy  scores  for  the  com- 
bined subgroups  were  sufficiently  depressed  that  they  could  legitimately 
be  regarded  as  learning  disabled  (Table  6). 


43 


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Clustering  these  89  children  on  the  basis  of  their  WISC  Simi- 
larities, Verbal  Fluency,  Developmental  Test  of  Visual-Motor  Integration 
and  Recognition-Discrimination  scores  resulted  in  a  5-cluster  optimum 
solution.  The  solution  was  identified  by  tracing  the  value  of  the 
total  similarity  coefficient  through  each  stage  of  the  clustering  pro- 
cess and  by  examining  the  composition  and  "N"  of  each  cluster  at  each 
stage.  A  dramatic  shift  in  the  rate  of  change  of  the  total  similarity 
coefficient  occurred  during  the  transition  from  5  to  4  clusters.  This 
shift  suggested  that  two  relatively  heterogeneous  clusters,  while  the 
most  similar  of  those  clusters  remaining,  had  been  forced  together. 
Inspection  of  the  5  and  4-cluster  solutions  confirmed  that  two  relatively 
large  clusters  (N's  of  15  and  19)  had  been  fused  to  generate  the  4- 
cluster  solution.  In  contrast  a  6-cluster  solution  contained  an 
additional  cluster  with  only  3  members. 

Subjecting  the  5-cluster  solution  to  the  relocation  procedure  re- 
sulted in  the  formation  of  4  clusters  with  a  significant  number  of 
members  (15,  14,  32  and  23).  The  fifth  cluster  of  only  5  individuals 
was  not  altered  by  any  of  the  relocation  passes,  nor  was  it  able  to 
be  combined  with  any  other  cluster.  These  individuals,  because  of  their 
small  number  and  because  of  their  extremely  deviant  low  scores  on  the 
clustering  variables  (Table  6),  were  designated  as  "outliers"  for  pur- 
poses of  further  analysis.  The  4  remaining  clusters  were  tentatively 
identified  as  subtypes  of  the  learning  disabled  population. 
WRAT  Scores 

The  reduced  sample  of  learning  disabled  children  (N=84)  obtained 
a  mean  reading  score  of  -24.06  months  (SD=9.07),  a  mean  spelling  score 
of  -29.56  months  (SD=6.49)  and  a  mean  arithmetic  score  of  -20.55 


47 


(SD=6. 29) .  A  multivariate  analysis  of  variance  did  not  yield  a  signi- 
ficant effect  for  subtype  (Hotelling  trace  =  .20,  F     .   .  .   (9,  230) 
J*  3  -approximation  v  '    ' 

-  1.72,  p_>.08).  Thus,  subtypes  could  not  be  differentiated  on  the 
basis  of  academic  performance. 

Peabody  Picture  Vocabulary  Test 

An  analysis  of  variance  yielded  a  significant  effect  for  subtype, 
F  (3,  80)  -  9.87,  £<.0001.  Post  hoc  tests  (Duncan's  procedure,  p  <.05) 
revealed  that  only  subtype  4  produced  a  significantly  deviant  mean 
(Table  6).  The  other  three  subtypes  obtained  means  which  approximated 
both  the  total  sample  mean  as  well  as  the  national  norm. 
Language  and  Perceptual -Motor  Variables 

A  multivariate  analysis  of  variance  showed  a  significant  effect  for 
subtype  on  WISC  Similarities,  Verbal  Fluency,  Developmental  Test  of 
Visual-Motor  Integration  and  Recognition-Discrimination  (Hotelling  trace 

-  4"77'  Approximation  <12'  227>  =  30.09,  £  <. 0001 ) .   Individual  analyses 
of  variance  confirmed  the  significant  effect  of  subtype  on  each  of  these 
measures:  WISC  Similarities,  F  (3,  80)  =  31.98,  £<  .0001,  Verbal 
Fluency,  F  (3,  80)  =  48.65,  £<.0001,  Test  of  Visual-Motor  Integration, 

F  (3,  80)  -  22.15,  £<.0001,  and  Recognition-Discrimination,  F  (3,  80) 
=  25.51,  £<  .0001. 

WISC  Similarities.  Means  and  Duncan's  procedures,  £<.05,  for 
subtypes  may  be  examined  in  Table  6.  Subtypes  1,  2  and  3  obtained 
statistically  indistinguishable  mean  scaled  scores,  which  were  con- 
sistent with  the  overall  sample  mean  of  10.9,  as  well  as  the  WISC 
standardization  value  of  10.  In  contrast,  subtype  4  showed  a  substan- 
tially deficient  performance  (Mean=6.31). 


Verbal  Fluency.  The  results  of  post  hoc  comparisons  between  sub- 
type means  (Duncan's  procedure,  £  <.05)  revealed  a  diversity  of  per- 
formances (Table  6).  Surprisingly,  subtype  2  produced  low  scores  not 
significantly  different  from  those  of  subtype  4.  Equally  surprising 
was  the  superior  mean  score  of  subtype  1,  which  was  comparable  to  the 
means  of  the  highest  achievement  groups  of   the  total  sample  of  230. 
Subtype  3  obtained  scores  which  were  nearly  average. 

Developmental  Test  of  Visual-Motor  Integration.  Subtype  means 
and  tests  of  significant  differences  between  these  means  (Duncan's  pro- 
cedure, £  <.05)  are  reported  in  Table  6.  On  this  variable  subtypes  1 
and  2  obtained  means  approximating  the  total  sample  mean  and  not  sig- 
nificantly different  from  each  other.  The  means  of  subtypes  3  and  4 
were  likewise  statistically  equivalent.  However,  the  performance  of 
these  two  latter  subtypes  suggested  pronounced  deficits  in  visual-motor 
skill  development. 

Recognition-Discrimination.  The  means  for  subtypes  1  and  2  were 
not  significantly  different  as  determined  by  the  post  hoc  tests  (Table 
6).  Their  scores  were  substantially  higher  than  the  total  sample  mean 
suggesting  that  these  subtypes  were  unimpaired  on  this  task.  Subtypes 
3  and  4  obtained  mean  scores  substantially  below  that  of  subtypes  1  and 
2,  as  well  as  below  that  of  the  total  sample  mean.  On  this  variable 
subtype  4  scored  significantly  below  even  the  mean  of   subtype  3. 
Socioeconomic  Status 

A  chi -square  test  for  independence  of  the  subtype  and  socioeconomic 
status  variable  distributions  was  non-significant,  XZ  =   4.42,  £>.21. 
Thus,  subtypes  could  not  be  differentiated  from  each  other  on  the  basis 
of  SES,  although,  as  noted  earlier,  the  learning  disabled  sample  as  a 


49 

whole  showed  a  significantly  greater  number  of  low  status  children  than 
the  higher  achievement  sample. 
Neurological  Status 

The  relationship  of  subtypes  to  neurological  status  was  also  found 

2 
to  be  non-significant,  X3  =  8.55,  p_  >.20.  While  there  was  a  high  inci- 
dence of  "affected"  ratings  among  all  subtypes,  Table  7  raises  the 
possibility  that  subtype  1  tends  to  be  less  neurologically  impaired. 
This  hypothesis  must  remain  speculative  because  of  the  large  proportion 
of  missing  values. 


50 


CHAPTER  V 
DISCUSSION 

A  critical  appraisal  of  research  on  learning  disabilities  must 
conclude  that  there  is  a  lack  of  consensus  concerning  almost  every 
aspect  of  this  problem  except  its  importance.  Some  reviewers  (e.g., 
Benton,  1975;  Applebee,  1971)  have  suggested  that  one  major  source  of 
the  present  state  of  theoretical  disarray  has  been  the  unwarranted 
assumption  that  learning  disabled  children  constitute  a  homogeneous 
population.  Their  position  is  supported  by  the  diversity  of  reported 
correlates  of  learning  disability  found  in  the  current  literature. 
Similarly,  no  one  of  the  numerous  competing  theories  has  been  able  to 
account  adequately  for  the  myriad  of  defects  present  in  these  children. 

Most  researchers  acknowledge  that  the  end  result  of  substandard 
school  achievement  may  be  produced  by  such  conditions  as  gross  neuro- 
logical defect,  severe  cultural  or  educational  deprivation,  impaired 
intellect,  or  debilitating  psychopathology .  However,  those  learning 
disabled  children  who  suffer  from  none  of  these  handicaps  have  defied 
accurate  classification,  other  than  to  consider  them  as  cases  of  learn- 
ing difficulties  of  unknown  origin.  One  approach  toward  reducing  the 
ambiguity  presented  by  these  children  has  been  to  subsume  them  all 
under  a  single  label  as,  for  example,  "specific  developmental  dyslexia." 
An  alternative  solution  has  been  to  group  children  according  to  a  set 
of  predetermined,  sometimes  arbitrary,  criteria.  Both  approaches  appear 
to  force  a  premature  structure  upon  the  often  complex  patterns  of  per- 
formance produced  by  these  individuals.  The  present  study  represents  a 

51 


52 

preliminary  effort  to  return  to  a  basic  stance  of  exploration  in  the 
search  for  naturally-occurring  subtypes  among  the  learning  disabled. 

An  endeavor  of  discovery  should  be  as  free  from  a  priori  restric- 
tions as  possible,  while  still  proceeding  in  systematic  fashion.  This 
project  had  as  its  primary  goal  the  identification  of  subtypes  through 
empirical  means.  As  such,  no  attempt  was  made  to  employ  a  single  set  of 
theoretical  constructs  or  constraints,  nor  to  examine  a  select  group 
of  children.  The  236  children  available  for  the  study  represented  the 
wide  range  of  achievement  occurring  in  the  general  school  population. 
While  the  ultimate  focus  was  to  be  on  learning  disabled  children,  the 
initial  phases  of  the  study  sought  to  examine  the  performance  character- 
istics of  children  of  all  levels  of  academic  ability.  Learning  disability 
was  here  defined  operationally  by  those  children  who  clustered  together 
on  the  basis  of  similarly  low  achievement  scores.  The  sample  size,  one 
of  the  largest  reported  in  the  current  literature,  was  felt  to  provide 
ample  opportunity  for  a  variety  of  distinctive  groupings  to  emerge. 

Similarly,  the  measurement  of  academic  performance  was  not  confined 
solely  to  reading  competency.  Although  the  vast  majority  of  studies 
have  singled  out  reading  disability  as  representative  of  problems  in 
learning,  there  is  no  firm  evidence  to  suggest  that  failure  in  other 
academic  areas  is  not  equally  as  significant.  For  example,  the  findings 
of  Rourke  and  Finlayson  (1978)  suggest  that  relatively  deficient  per- 
formance in  arithmetic  is  associated  with  a  unique  pattern  of  neuro- 
psychological deficits.  These  deficits  contrast  with  those  displayed 
by  children  whose  reading  and  spelling  scores  are  relatively  inferior. 
The  authors  speculate  that  differential  patterns  of  academic  achievement 
may  reflect  differences  in  the  integrity  of  the  cortical  mechanisms 


53 

which  ultimately  subserve  them.  At  the  same  time,  there  is  not  suffi- 
cient evidence  to  conclude  that  reading  disability  consistently  occurs 
as  a  singular  deficit.  Several  studies  (e.g.,  Cole  and  Kraft,  1964; 
Ingram  et  al.,  1970)  have  demonstrated  that  reading  disability  is  most 
frequently  accompanied  by  other  educational  handicaps. 

One  of  the  most  powerful  features  of  the  present  study  was  the 
manner  in  which  subgroups  were  identified  in  the  initial  phase.  With 
the  exception  of  Doehring  and  Hoshko  (1977)  most  investigators  have 
relied  upon  the  process  of  inspection  alone  or  the  use  of  "cut-off" 
scores  to  select  their  disabled  samples.  When  more  than  one  criterion 
measure  is  used,  as  was  the  case  with  the  reading,  spelling  and  arith- 
metic scores  employed  here,  the  resulting  complexity  of  the  data  set 
effectively  rules  out  the  use  of  inspection  techniques.  In  contrast, 
the  cluster  analytic  procedures  employed  in  this  study  permitted  the 
data  themselves  to  dictate  the  nature  of  the  groupings  that  emerged. 
Cluster  analysis  represents  a  method  tailor-made  to  discriminate  simi- 
larities of  individuals  along  a  variety  of  dimensions.  While  an 
investigator  must  ultimately  exercise  judgement  in  determining  which 
cluster  solution  is  empirically  useful,  he  can  be  assured  that  a  par- 
ticular cluster  array  has  been  systematically  and  impartially  derived. 

Examination  of  the  statistically  generated  clusters  revealed  a 
configuration  which  could  be  regarded  heuristically  as  a  preliminary 
achievement-based  classification  system.  Since  the  final  value  of  a 
classification  system  rests  uoon  its  utility,  it  was  necessary  to 
establish  both  the  statistical  and  empirical  validity  of  the  subgroups. 
Thus,  analyses  were  conducted  to  determine  if  individual  clusters  were 
associated  with  particular  patterns  of  scores  on  the  developmental, 


54 

intellectual,  cultural  or  neurological  variables.  Through  these 
analyses  the  search  for  meaningful  achievement-subgroups  was  conducted 
in  a  particularly  rigorous  manner. 

While  the  total  sample  size  was  certainly  adequate  (N=236),  this 
number  represents  only  slightly  more  than  a  third  of  the  original 
population  of  678  subjects  studied  in  the  longitudinal  project  of  Satz 
et  al .  (1977).  Although  no  systematic  selection  process  was  applied 
beforehand  in  choosing  the  subjects  for  this  study,  there  is  evidence 
to  suggest  that  they  constitute  a  somewhat  unusual  sample.  One  indi- 
cation of  the  deviancy  of  this  group  is  the  relatively  substandard 
spelling  and  arithmetic  mean  scores  for  the  sample.  Reading  scores, 
on  the  other  hand,  closely  approximated  the  national  norms  reported  by 
Jastak  and  Jastak  (1976).  The  mean  discrepancy  scores  of  -11.2  months 
and  11  months  in  spelling  and  arithmetic  respectively  clearly  represent 
deficient  performance,  although  not  necessarily  of  pathological  signi- 
ficance. 

One  likely  explanation  for  this  finding  is  that  the  inferior  scores 
reflect  the  effects  of  differences  between  local  educational  standards 
and  those  of  the  national  standardization  sample.  However,  if  this 
explanation  is  accepted,  the  question  arises  why  the  mean  reading  score 
for  the  local  sample  was  not  also  lower.  The  significant  correlational 
values  between  reading,  spelling  and  arithmetic  scores  reported  in 
Table  2  for  the  total  sample  compare  favorably  with  those  found  for 
this  age  by  Jastak  and  Jastak  (1976).  The  sum  of  this  evidence  suggests 
that  the  relationships  among  scores  were  stable  across  the  range  of 
achievement  and  that  a  particular  child's  spelling  and  arithmetic  per- 
formance was  likely  to  be  inferior  to  his  reading  performance. 


55 

An  immediate  consequence  of  the  sample's  depressed  mean  spelling 
and  arithmetic  scores  is  the  dilemma  of  assigning  descriptive  labels 
to  individual  achievement  subgroups.  Assignment  of  a  label  is  contin- 
gent upon  whether  local  or  national  norms  are  used.  For  example,  the 
children  of  subgroup  5  could  be  classified  according  to  local  sample 
means  as  roughly  average  in  reading  and  spelling  with  an  arithmetic 
deficiency.  According  to  national  norms  these  same  children  would  show 
average  reading,  depressed  spelling  and  severely  impaired  arithmetic 
performance.  There  are  valid  arguments  for  each  position.  On  the  one 
hand  it  could  be  claimed  that  these  children  certainly  have  not 
achieved  on  a  par  with  their  national  peers  in  spelling  or  arithmetic; 
therefore,  they  represent  a  deficient  group.  On  the  other  hand  it  could 
be  speculated  that  these  children  performed  at  an  average  level  (in 
spelling)  given  their  educational  and  cultural  opportunity.  It  is, 
perhaps,  more  judicious  to  avoid  the  use  of  labels  which  imply  absolute 
levels  of  performance,  particularly  in  the  middle  ranges  of  achievement. 

Another  disturbing  finding  of  the  present  study  is  the  large  number 
of  children  who  showed  significantly  depressed  scores  in  one  or  more 
areas  of  achievement.  Regardless  of  which  interpretation  is  made  con- 
cerning the  sample  mean  scores  in  spelling  and  arithmetic,  the  perform- 
ance of  subgroups  8  and  9,  and  probably  subgroup  5,  can  clearly  be 
classed  as  deficient.  The  89  children  of  subgroups  8  and  9  alone  rep- 
resent almost  38  percent  of  the  total  sample.  This  figure  testifies 
to  the  significance  of  learning  disabilities  to  public  education.  Un- 
doubtedly, this  figure  is  increased  by  the  inclusion  of  the  additional 
areas'of  spelling  and  arithmetic.  This  fact  may,  in  part,  account  for 
the  discrepancy  between  the  38  percent  found  here  and  more  conservative 


56 

estimates  of  approximately  15  percent  (e.g.,  Kline,  1972)  in  studies  in 
which  only  severe  reading  disability  was  considered. 

Accompanying  the  depressed  scores  in  two  of  the  three  academic 
areas  there  are  two  other  significant  characteristics  of  this  sample  in 
need  of  discussion.  First,  the  mean  developmental-age  scores  of  the 
total  sample  obtained  by  the  Test  of  Visual-Motor  Integration  (105.70 
months)  represented  a  deficit  in  expected  performance  of  greater  than 
2  years  relative  to  the  mean  chronological  age  of  the  sample  (130.01 
months).  No  satisfactory  explanation  is  suggested  by  these  data  and 
any  interpretations  must  remain  highly  speculative.  However,  the  possible 
association  of  depressed  arithmetic  and  spelling  scores  with  inferior 
visual-motor  performance  is  certainly  worthy  of  further  study  in  light 
of  the  findings  of  Rourke  and  Finlayson  (1978). 

A  final  major  feature  of  the  sample  was  the  high  incidence  of 
"affected"  neurological  ratings  (approximately  48  percent).  Taking  into 
account  that  the  bulk  of  these  ratings  were  obtained  by  children  from  the 
large  low-achievement  subgroups,  this  percentage  is,  nonetheless,  con- 
siderably higher  than  estimates  reported  in  most  other  current  research. 
Cole  and  Kraft  (1964),  for  example,  found  that  only  50  percent  of  their 
learning  disabled  subjects  showed  evidence  of  neurological  abnormalities. 
It  is  noteworthy  that  nearly  a  third  of  the  subjects  in  the  present 
study  did  not  receive  neurological  examinations.  Furthermore,  the  type 
of  examination  conducted  included  extensive  procedures  designed  to  detect 
even  subtle  impairments  in  neurological  performance,  thereby  enhancing 
the  chances  for  the  assignment  of  an  abnormal  rating.  Thus,  while  there 
is  not  reason  to  conclude  that  the  ratings  were  inaccurate,  it  is  probable 
that  their  significance  is  not  equivalent  to  that  of  other  studies. 


57 

Within  the  total  sample,  the  9  subgroups  generated  by  the  cluster 
analysis  each  exhibited  a  unique  configuration  of  WRAT  reading,  spelling 
and  arithmetic  scores.  It  is  unlikely  that  any  two  subgroups  could  be 
merged  without  losing  potentially  valuable  information  concerning  the 
structure  of  the  achievement  data.  The  children  of  subgroup  1  were 
clearly  superior,  not  only  in  their  reading,  spelling  and  arithmetic 
achievement,  but  also  in  their  performance  on  each  of  the  language  and 
perceptual-motor  tasks.  None  of  these  children  were  judged  to  have 
low  socioeconomic  background  and  only  one  child  was  given  an  "affected" 
neurological  rating. 

Subgroup  2  was  characterized  by  a  dramatic  discrepancy  between  their 
excellent  reading  scores  and  their  undistinguished  spelling  and  arithmetic 
scores.  However,  this  group's  performance  on  the  dependent  measures 
was  not  statistically  different  from  that  of  the  most  superior  group. 
There  was  some  suggestion  of  a  trend  toward  relatively  lower  per- 
ceptual-motor scores  (e.g.,  on  the  VM I ) ,  although  the  meaning  of  this 
trend  is  difficult  to  ascertain. 

The  achievement  scores  of  subgroup  3  identified  them  as  good  readers 
with  no  other  demonstrable  academic  deficits.  Similar  to  subgroups  1 
and  2  on  most  tasks  (Verbal  Fluency,  VMI  and  Recognition-Discrimination), 
their  lower  Similarities  scores  implied  a  slight  decrement  in  verbal- 
abstractive  abilities  relative  to  the  two  higher  groups.  The  lower 
arithmetic  scores  (compared  to  spelling  and  reading)  of  subgroup  4  re- 
sulted in  a  pattern  similar  to  subgroup  2,  but  at  a  lower  achievement 
level.  Again  there  was  the  hint  of  a  relationship  between  depressed 
arithmetic  scores  and  perceptual -motor  performance.  At  the  same  time 
their  above-average  reading  scores  were  accompanied  by  performance  on  the 


58 

PPVT  and  language  measures  which  was  not  significantly  different  from 
subgroup  3. 

The  performance  of  subgroup  5  is  worthy  of  careful  scrutiny.  These 
children  obtained  average  reading  scores,  but  showed  depressed  spelling 
and  severely  retarded  arithmetic  scores.  It  is  the  performance  of 
this  group  of  12  children  which  cautions  against  limiting  the  study  of 
learning  disabilities  to  children  with  reading  problems.  Obviously, 
this  group  would  not  be  singled  out  for  special  attention  on  the  basis 
of  their  reading  scores  and  yet  in  several  respects  their  performance 
is  indistinguishable  from  the  two  lowest  groups  of  achievers.  While 
their  PPVT,  Similarities  and  Verbal  Fluency  scores  were  nearly  average, 
this  subgroup  obtained  extremely  low  scores  on  both  VMI  and  Recognition- 
Discrimination.  Although  there  were  statistical  similarities  of  this 
subgroup  to  subgroups  8  and  9  in  all  areas,  the  pronounced  deficits  on 
these  perceptual -motor  tasks  clearly  identifies  these  children  as  suffer- 
ing from  significant  developmental  problems.  By  way  of  confirmation 
55  percent  of  these  children  were  assigned  ratings  of  "affected"  upon 
neurological  examination.  The  combination  of  depressed  spelling  and 
arithmetic  scores  exemplifies  the  interpretive  dilemma  referred  to 
earlier.  While  the  mean  arithmetic  score  certainly  represents  a  deficit 
of  some  magnitude,  the  spelling  scores  must  be  evaluated  in  light  of  the 
overall  sample  spelling  mean.  Speculation  regarding  the  underlying 
mechanisms  involved  would  be  hazardous  at  this  point.  However,  future 
studies  would  do  well  to  consider  such  children  in  addition  to  the  poor 
readers . 

The  reading,  spelling  and  arithmetic  scores  of  subgroup  6  were  the 
most  nearly  average  and  unremarkable  of  all  the  subgroups.  However,  on 


59 

4  of  the  5  dependent  measures  their  performance  closely  resembled  that 
of  the  two  superior  subgroups.  Subgroup  6  differed  significantly  from 
subgroups  1  and  2  only  in  their  mean  PPVT  IQ's.  The  scores  of  subgroup 
7  on  all  dependent  test  measures  most  closely  approximated  the  means  for 
the  total  sample.  It  is  likely  that  both  their  reading,  spelling  and 
arithmetic  achievement,  and  their  developmental  performance  represents 
an  intermediate  value  between  those  of  the  average  and  deficient  achieve- 
ment subgroups. 

The  differences  in  achievement  between  subgroups  8  and  9  were 
largely  ones  of  degree.  Both  subgroups  are  readily  recognizable  as 
experiencing  serious  difficulties  in  all  three  academic  areas.  Their 
performance  on  the  language  and  perceptual-motor  tasks  confirmed  that 
these  subjects  suffered  serious  deficiencies  across  a  range  of  develop- 
mental skills.  These  findings  coupled  with  the  unusually  high  propor- 
tion of  positive  neurological  examinations  and  greater  number  of  "low" 
socioeconomic  ratings  underscore  the  pronounced  vulnerability  of  these 
children  to  difficulties  in  all  facets  of  their  educational  lives.  It 
is  significant  that  these  problems  emerged  in  the  absence  of  grossly 
substandard  IQ  scores.  Both  subgroups  8  and  9  obtained  PPVT  IQ's 
which  fell  within  the  "average  learners"  category  relative  to  the 
national  norms. 

Data  provided  by  the  Phase  I  and  II  analyses  raise  serious  ques- 
tions regarding  current  methods  in  research  involving  disabled  children 
and,  inferentially ,  the  assumptions  which  underlie  these  methods.  The 
failure  of  the  analyses  to  identify  a  unique  reading-spelling  group 
(or  even  a  group  deficient  in  both  reading  and  spelling)  suggests  that 
"dyslexia"  as  an  isolated  syndrome,  may  be  a  rarer   occurrence  among 
children  than  previously  supposed. 


60 

The  failure  to  find  an  isolated  reading-disabled  group  among  the 
achievement  subgroups  is  not  surprising  upon  close  inspection  of  the 
Rourke  and  Finlayson  (1978)  sample.  These  investigators  were  readily 
able  to  identify  their  Group  3  children  on  the  basis  of  "average  or 
above"  reading  scores  and  relatively  deficient  arithmetic  performance. 
In  contrast,  their  Group  2  children  were  only  relatively  adept  in 
arithmetic  compared  to  their  performance  in  reading  and  spelling. 
Group  2's  level  of  arithmetic  achievement  was  substantially  depressed. 
Furthermore,  Group  2  children  did  not  differ  from  Group  1  children  (who 
showed  deficiencies  in  all  3  areas)  on  any  of  the  16  dependent  measures. 
Thus,  it  is  doubtful  that  Rourke  and  Finlayson  were  able  to  isolate 
a  "pure"  verbally-deficient  group  in  the  manner  of  Groups  1  and  3. 

Both  the  subgroup  5  children  of  this  study  and  the  Group  3  children 
of  Rourke  and  Finlayson  (1978)  displayed  impaired  development  of  im- 
portant non-verbal  skills,  though  they  had  acquired  adequate  language 
skills.  While  deficient  perceptual-motor  performance  effectively  dis- 
tinguished subgroup  5,  no  such  differential  pattern  was  found  for  the 
large  numbers  of  children  in  subgroups  8  and  9.  Rather,  these  children 
tended  to  perform  poorly  on  all  measures  of  development.  It  should  be 
emphasized  that  these  results  were  obtained  through  sampling  at  a  single 
age  and,  therefore,  cannot  be  comprehensively  applied  to  a  number  of 
developmental  issues.  However,  these  results  tend  to  challenge  the 
"lag"  hypothesis  encountered  in  some  current  theories  (e.g.,  Satz  et  al . , 
1977)  which  predicts  that  learning  disabled  children  eventually  "catch 
up"  on  certain  earlier  developing  skills,  (e.g.,  visual-perceptual  and 
cross-modal  sensory  integration).  The  magnitude  of  the  deficits  on  the 
VMI  and  Recognition-Discrimination  variables  for  subgroups  8  and  9 


61 

suggest  that  at  an  age  when  language-conceptual  difficulties  should 
begin  to  predominate,  significant  perceptual -motor  problems  tend  to 
persist. 

However,  it  should  be  recalled  that  most  developmental  theories 
of  learning  disability  have  been  based  on  and  applied  to  what  is  po- 
tentially a  quite  heterogeneous  population.  In  the  example  cited  above, 
it  is  conceivable  that  within  subgroups  8  and  9  certain  children  could 
show  deficits  exclusively  in  language,  having  made  up  deficits  in  other 
areas.  Other  children  may  have  demonstrated  deficient  language  and 
perceptual -motor  skills  throughout  their  development.  The  final  phase 
of  this  study  was  designed  to  provide  a  preliminary  basis  for  further 
investigation  into  these  possibilities.  If  it  could  be  demonstrated 
that  certain  distinctive  patterns  of  deficits  exist  at  the  age  addressed 
in  this  study,  efforts  could  then  be  directed  toward  examining  the 
developmental  processes  which  produced  these  patterns. 

The  simultaneous  emergence  of  the  four  cluster-subtypes  in  the 
final  cluster  analysis  constituted  one  of  the  unique  findings  of  this 
study.  It  appears  that  no  previous  classification  systems  have  ade- 
quately encompassed  the  range  of  logically  possible  combinations  of 
deficits  which  may  be  represented  in  the  learning  disabled  population. 
The  present  data  suggest  that  not  only  are  such  combinations  possible, 
but  that  they  actually  occur.  Thus,  the  final  cluster  configuration 
included:   (1)  children  who  showed  deficits  in  neither  language  nor 
perceptual -motor  development;  (2)  children  with  impairment  in  both  areas; 
(3)  children  with  language-related  deficiencies;  and  (4)  children  with 
deficits  in  perception  and  perceptual -motor  integration. 


62 

The  differences  between  these  subtypes  were  not  found  to  be  asso- 
ciated with  the  severity  of  their  academic  failure.  For  example,  the 
relatively  superior  IQ  and  Verbal  Fluency  scores  of  subtype  1  did  not 
save  these  children  from  the  same  dismal  achievement  as  that  of  subtype 
4,  who  demonstrated  considerably  more  limited  resources  in  these  areas. 
Neither  could  individual  subtypes  be  discriminated  on  the  basis  of  their 
impoverished  socioeconomic  background,  although  the  measure  employed 
in  this  study  was  admittedly  crude.  Similarly,  the  high  rate  of  ab- 
normal neurological  findings  for  the  total  group  precluded  identifi- 
cation of  any  single  "neurological  subtype"  (c.f.  Owen  et  al . ,  1971). 
This  finding  is  in  accordance  with  Mattis  et  al.  (1975)  who  found  that 
their  dyslexic  subjects  could  not  be  differentiated  on  the  basis  of 
presence  or  absence  of  brain  damage.  Nonetheless,  the  subtypes  deline- 
ated in  this  analysis  exhibited  statistically  significant  differences 
along  dimensions  which  have  considerable  relevance  to  current  research 
and  theory. 

Little  controversy  surrounds  the  existence  of  subtype  4.  This 
group  of  children  typically  obtains  the  lowest  scores  on  almost  all  pro- 
ficiency measures  employed  in  the  classroom.  Denckla  (1972)  has  esti- 
mated that  fully  70  percent  of  the  learning  disabled  population  should 
be  classified  in  the  "mixed  or  unclear"  category.  In  the  present  study 
the  32  children  of  this  subtype  represented  within  the  reduced  sample 
the  poorest  performers  on  all  variables.  Their  performance  produced  the 
only  IQ's  to  fall  outside  the  average  range.  On  no  language  or  perceptual- 
motor  variable  did  their  performance  approach  the  mean  of  the  total 
sample  (N=230). 


63 

In  many  respects  subtype  4  resembled  the  children  categorized  by 
Yule  and  Rutter  (1976)  as  suffering  from  "general  reading  backwardness." 
Both  these  groups  showed  depressed  IQ  scores,  demonstrated  inferior 
perceptual-constructional  abilities  and  exhibited  significant  speech 
and  language  impairment.  The  children  in  the  "general  reading  backward- 
ness" group  tended  to  have  a  higher  incidence  of  neurological  problems 
and  social  disadvantage  than  the  group  identified  as  "specific  reading 
retarded."  However,  they  also  showed  a  better  prognosis  for  future 
academic  achievement  in  all  areas  except  arithmetic.  This  latter  find- 
ing.by  Yule  and  Rutter  cautions  against  prematurely  discriminating  against 
these  children  in  terms  of  the  focus  of  future  research,  as  well  as 
intervention. 

Subtype  2  emerged  as  a  distinctive  group  by  virtue  of  significantly 
depressed  Verbal  Fluency  scores.  This  deficient  performance  was  highly 
circumscribed  and  did  not  extend  into  other  language  measures,  including 
WISC  Similarities  or  the  Peabody  Picture  Vocabulary  Test.  Neither  was 
there  evidence  that  these  children  experienced  lags  in  perceptual -motor 
skill  acquisition.  Only  in  verbal  fluency  did  their  scores  fall  sub- 
stantially below  the  means  of  the  total  sample. 

Benton  (1975)  has  identified  generalized  language  disability  as 
one  of  the  persistent  defects  reported  in  reading  disabled  children. 
He  points  to  the  large  number  of  studies  which  have  noted  difficulties 
in  verbal  production  as  a  crucial  obstacle  to  the  development  of  ade- 
quate reading  skills.   In  the  classification  system  of  Cole  and  Kraft 
(1964)  a  group  described  as  "dyslexia  with  general  language  defect" 
contained  the  largest  number  of  individuals.  The  criteria  which  de- 
fined their  group  were  (1)  a  history  of  retarded  speech  development  and 


64 

(2)  abnormalities  of  expressive  or  receptive  speech.  Interestingly, 
the  group  was  composed  entirely  of  boys  and  fully  84  percent  had  a 
positive  family  history  of  learning  difficulties. 

Mattis  et  al .  (1975)  similarly  stressed  the  importance  of  verbal 
retrieval  problems  in  both  the  brain-damaged  and  nonbrain-damaged 
dyslexics  who  composed  their  "language  disorder"  group.  Like  the 
children  of  subtype  2,  the  "language  disorder"  children  showed  im- 
peded verbal  production,  but  intact  visuo-constructional  skills.  In 
contrast  to  the  Mattis  results, subtype  2,  characterized  by  deficiencies 
in  verbal  fluency  in  the  present  study,  was  the  least  common  of  the 
four  subtypes.  Subtype  2  also  resembled  the  category  of  "specific 
reading  retardation"  identified  by  Yule  and  Rutter  (1975)  as  exhibiting 
deficits  only  in  speech  and  language.  Both  groups  obtained  remarkably 
similar  mean  IQ  estimates  falling  solidly  in  the  average  range. 

There  appears  to  be  a  strong  consensus  regarding  the  existence  of 
a  group  of  children  whose  deficiencies  lie  almost  exclusively  in  the 
area  of  language  development.  However,  it  is  presently  unclear  whether 
the  disorder  is  manifested  from  earliest  childhood  or  is  developmental ly 
preceded  by  deficiencies  in  sensory,  perceptual  or  motor  skills.  Like- 
wise, the  evidence  is  inconclusive  as  to  which  specific  language-speech 
functions  are  compromised.  For  instance,  some  studies  (e.g.,  Cole  and 
Kraft,  1964)  suggest  that  the  disorder  encompasses  both  receptive  and 
expressive  language  dimensions. 

Benton  (1975)  in  his  review  of  the  defects  reported  to  be  associated 
with  learning  disability  has  commented  that  the  role  of  visuo-perceptive 
factors  has  been  overrated.  Part  of  his  rationale  rests  on  the  observa- 
tion that  these  defects  do  not  generally  persist  into  adulthood. 


65 

Nonetheless,  numerous  studies  (e.g.,  Cole  and  Kraft,  1964;  Ingram, 
1966;  Denckla,  1972;  and  Mattis  et  al.,  1975)  have  concluded  that  a  small 
but  persistent  group  of  children  suffer  relatively  circumscribed  defi- 
cits in  perceptual -motor  development  including  the  specific  problems  of 
visuo-spatial  agnosia,  constructional  apraxia,  graphomotor  dyscoordina- 
tion  and  poor  visual-motor  integration.  Such  a  population  was  represented 
in  the  present  study  by  subtype  3. 

In  contrast  to  the  majority  of  other  studies,  subtype  3  accounted 
for  a  relatively  large  proportion  of  the  learning  disabled  subjects 
(approximately  27  percent).  These  children  exhibited  strikingly  inferior 
performance  on  both  the  VMI  and  the  Recognition-Discrimination  task. 
Their  PPVT  and  Similarities  mean  scores  were  not  significantly  different 
from  those  of  subtypes  1  and  2,  nor  from  those  of  the  original  achieve- 
ment sample. 

The  emergence  of  subtype  3  as  a  distinctive  and  well-established 
group  again  presents  a  serious  challenge  for  explanation  to  "develop- 
mental lag"  theories  which  predict  that  perceptual -motor  deficits  are 
characteristic  of  much  younger  disabled  learners.  These  youngsters  pur- 
portedly should  make  up  these  deficits  only  to  lag  behind  in  later 
years  in  language  skill  development.  Although  developmental  trends  are 
more  appropriately  addressed  through  longitudinal  designs,  the  present 
results  suggest  that  language  and  perceptual -motor  decrements  in 
performance  may  be  present  separately,  or  together  (as  in  subtypes  2, 
3  and  4)  at  the  same  chronological  age. 

Perhaps  the  most  surprising  group  to  emerge  in  the  analysis  was 
subtype  1.  While  their  poor  achievement  was  not  distinguishable  from 
the  other  subtypes,  its  source  is  difficult  to  infer  because  there 


66 

appeared  to  be  no  functional  correlates  to  their  disabilities.  With 
the  possible  exception  of  the  VMI  their  scores  on  each  variable  were 
at  least  average.  Although  the  proportion  of  "affected"  neurological 
ratings  was  not  statistically  different  from  that  of  other  subtypes, 
the  56  percent  figure  for  subtype  1  is  comparable  to  the  total  sample 
mean  of  48  percent  and  to  that  of  achievement  subgroup  5.  On  the  basis 
of  verbal -conceptual  development  the  children  of  subtype  1  would  be 
difficult  to  suspect  of  having  learning  problems.  In  fact  because  of 
their  superior  verbal  fluency,  they  might  create  an  initial  impression 
in  educational  situations  of  having  far  greater  general  abilities. 

The  significance  of  the  mean  VMI  score  for  subtype  1  (108.20 
months)  is  difficult  to  assess.  On  the  one  hand  this  value  reflects 
nearly  a  2-year  lag  behind  chronological  age.  On  the  other  the  subtype 
1  mean  slightly  exceeded  the  mean  for  the  total  sample.  In  the  context 
of  the  present  design  it  could  be  argued  that  relative  to  other  disabled 
subtypes  (3  and  4)  subtype  1  performed  demonstrably  better. 

Since  none  of  the  developmental,  intellectual  or  neurological  mea- 
sures clearly  discriminated  subtype  1,  it  was  hypothesized  that  perhaps 
this  subtype  was  composed  of  individuals  who  suffered  from  significant 
psychopathology  or  motivational  problems.  Numerous  investigators  have 
postulated  the  close  association  of  reading  disability  with  emotional 
disturbance  and  personality  dysfunction  (e.g.,  Owen  et  al . ,  1971;  Rourke: 
1975).  The  clinical  impressions  of  Rabinovitch  et  al .  (1954)  suggest 
that  the  nature  of  these  associations  may  vary  with  the  type  of  reading 
difficulty.  The  administration  of  the  Children's  Personality  Question- 
naire (Porter  and  Cattell ,  1972)  permitted  the  measurement  of  14  inde- 
pendent factors,  or  traits,  presumed  to  underlie  the  normal  personality. 


67 

These  14  raw  factor  scores,  employed  as  dependent  measures  in  a  multi- 
variate analysis  of  variance,  provided  a  basis  for  comparing  the  sub- 
types. However,  the  analysis  failed  to  reveal  differences  between  sub- 
types along  any  of  the  14  dimensions  (Hotelling  trace  =  .59,  £  approxi- 
mation (42,  167)  =  .78,  p>  .82). 

Confronted  with  the  sum  of  this  puzzling  evidence,  subtype  1  must 
be  considered  as  composed  of  children  with  truly  "unexpected  learning 
difficulties.11  The  current  research  literature  has  not  addressed  this 
subtype  and  contains  few  clues  to  the  deficiencies  which  account  for 
the  failure  of  this  substantial  number  of  children.  It  remains  for 
future  studies  to  explore  additional  areas  of  childhood  development 
in  the  search  to  validate  and,  ultimately,  to  explain  their  retarded 
achievement. 

Overall,  the  results  of  the  present  study  demonstrate  the  need  for 
investigators  studying  the  learning  problems  of  children  to  specify 
carefully  the  populations  selected  for  scrutiny.  Ultimately,  the  par- 
ticular achievement  subgroups  identified  here  may  not  prove  to  be 
definitive.  However,  there  can  be  little  doubt  that  a  considerable 
variety  of  achievement-score  relationships  are  represented  by  signifi- 
cant numbers  of  children.  Such  patterns  are  to  be  found  at  all  levels 
of  achievement  from  superior  to  disabled.  Further  study  of  all  achieve- 
ment levels  may  provide  insight  into  the  general  principles  and  compo- 
nent skills  involved  in  the  mastery  of  material  from  different  academic 
areas.  The  conclusion  of  Rourke  and  Finlayson  (1978),  that  patterns, 
rather  than  levels  of  achievement,  are  the  salient  feature  in  the  pro- 
duction of  learning  disability,  may  well  be  validated  through  such 
studies.   It  should  then  be  possible  to  generate  hypotheses  regarding 
possible  underlying  mechanisms  of  learning  disability  with  far  greater 
precision. 


68 


The  emergence  of  four  unique  and  meaningful  subtypes  supports  the 
position  advanced  by  some  investigators  that  the  population  of  disabled 
learners  is  quite  heterogeneous.  In  accordance  with  Applebee's  (1971) 
model  it  appears  that  poor  achievement  may  be  simultaneously  associated 
with  each  of  several  different  patterns  of  deficits.  The  data  from 
this  study  admit  the  possibility  that  substandard  learning  achievement 
may  occur  in  the  presence  of  (1)  verbal  fluency  difficulties  alone, 
(2)  deficient  perceptual -motor  development  alone,  (3)  deficits  in  neither 
skill  or  (4)  defects  in  both  skills.  Hypotheses  which  address  only  one 
of  these  dimensions  are  likely  to  yield  inconclusive  results  when 
applied  indiscriminately  across  all  groups.  For  instance,  a  theory 
which  stresses  exclusively  the  role  of  language  defects  in  learning  dis- 
abilities will  be  hard-pressed  to  account  for  the  performance  of  chil- 
dren of  subtypes  1  and  3. 

Building  upon  the  foundation  of  the  present  project,  future  research 
can  next  address  the  developmental  parameters  which  may  characterize 
each  of  the  subtypes.  In  the  manner  of  Zigler  (1969)  it  might  be  found 
that  some  subtypes  conform  most  nearly  to  a  lag  model,  others  to  a 
defect  model  and  still  others  to  a  difference  model.  One  approach  to 
this  issue  might  be  to  trace  the  performance  of  the  present  individual 
subtypes  across  age  ranges  and  to  compare  their  developmental  character- 
istics with  those  of  a  "normal"  control  group. 

Another  avenue  of  exploration  would  be  to  utilize  cluster  analytic 
procedures  to  identify  learning  disabled  children  who  showed  similar 
patterns  of  development,  as  reflected  by  their  scores  on  selected  per- 
formance variables  at  different  chronological  ages.  The  composition  of 
the  resulting  clusters  could  then  be  examined  to  determine  which 


69 

characteristics  distinguished  each  group.  These  subgroups  could  then 
be  compared  with  normal  or  superior  achievement  groups  using  multi- 
variate procedures. 

It  is  apparent  that  the  use  of  modern  clustering  techniques  greatly 
facilitates  the  examination  of  the  hidden  structure  of  complex  data  sets. 
This  capability,  applied  to  the  search  for  the  multitude  of  dimensions 
which  underlie  children's  learning  problems,  offers  considerable  promise 
for  solid  advances  in  the  understanding  of  this  crucial  social  and 
educational  problem. 


APPENDIX 
CLUSTER  ANALYSIS 

Cluster  analysis  is  a  statistical  procedure  which  facilitates  the 
creation  of  a  classification  scheme.  Succinctly  stated,  the  task  is  to 
group  N_  objects  or  individuals  into  g_  classes,  given  that  each  object 
is  measured  on  each  of  p_  variables.  Everitt  (1974)  has  identified  at 
least  seven  possibilities  for  the  use  of  clustering  techniques  in- 
cluding: (1)  finding  a  true  typology,  (2)  model  fitting,  (3)  prediction 
based  on  groups,  (4)  hypothesis  testing,  (5)  data  exploration,  (6) 
hypothesis  generating  and  (7)  data  reduction.  However,  the  flexibility 
and  scope  of  cluster  analytic  methods  have  not  been  matched  as  yet  by 
their  precision  or  power.  Blashfield  (1976)  has  examined  the  accuracy 
of  four  agglomerative  heirarchical  methods  and  found  that  there  was 
considerable  variance  in  the  adequacy  of  cluster  solutions  generated 
by  these  methods.  He  acknowledges  that  the  literature  on  cluster 
analysis  is  still  in  its  infancy  and  suggests  caution  in  the  adoption 
of  a  particular  classification  result. 

Although  cluster  analysis  was  originally  proposed  some  years 
earlier  the  procedure  did  not  gain  widespread  notice  until  the  advent 
of  high  speed  computers.  One  of  the  earliest  works  was  a  book  on 
numerical  taxonomy  in  biology  by  Sokol  and  Sneath  (1963).  Blash- 
field1 s  (1976)  review  of  the  relevant  literature  reveals  a  veritable 
explosion  of  research  addressing  the  theory  and  application  of  cluster 
analysis  since  the  early  sixties.  He  concludes  that  no  single  theory 
or  method  has  gained  ascendancy. 

70 


71 

Perhaps  the  most  popular  methods  in  current  use  are  the  hier- 
archical procedures.  Hierarchical  methods  attempt  to  form  homogeneous 
groups  by  systematically  analyzing  a  similarity/dissimilarity  matrix. 
The  matrix  is  constructed  by  computing  the  similarity  of  every   entity 
to  every  other  entity.  Various  measures  are  available  to  indicate 
similarity  including  the  squared  euclidean  distance  measure  used  in 
both  clustering  phases  of  this  study.  Examples  of  other  measures 
frequently  used  are   product-moment  correlations   and  error  sum  of  squares. 

Following  the  formation  of  a  similarity  matrix,  the  individuals 
are  then  assigned  to  clusters  using  one  of  several  linkage  methods. 
Linkage  methods  refer  to  the  mechanism  used  to  join  entities  to  form 
clusters.  For  Phase  I  of  this  study  an  average  linkage  method  (some- 
times called  the  "unweighted  pair-wise  group  mean  average  linkage 
method")  was  selected  for  its  property  of  allowing  "nonconformist" 
clusters  to  form  (Blashfield,  1976).  This  method  requires  that  before 
an  entity  can  join  a  cluster  it  must  achieve  a  given  level  of  simi- 
larity with  the  average  of  the  members  already  belonging  to  the  cluster. 

In  Phase  III  a  minimum  variance  method  (Ward's  method;  Wishart, 
1975)  was  employed.  Although  not  suitable  for  all  applications  (as 
in  Phase  I)  this  method  has  the  advantage  of  optimizing  an  objective 
statistic  (the  error  sum  of  squares  among  the  members  of  each  cluster) 
and  is,  perhaps,  the  most  generally  reliable  and  accurate  of  available 
methods. 

Two  problems  present  themselves  in  connection  with  the  hierar- 
chical clustering  methods.  The  first  results  from  the  process  by  which 
clusters  are  formed  in  hierarchical  fashion.  An  individual,  once 
placed  in  a  given  cluster,  is  not  able  to  be  reassigned  to  a 


72 

later-forming  cluster,  even  if  its  similarity  to  the  latter  cluster 
is  greater.  To  circumvent  this  difficulty,  i.e.,  to  maximize  a 
cluster  solution,  Procedure  Relocate  of  the  CLUSTAN  1C  program  (Wis- 
hart,  1975)  was  applied  subsequently  to  each  of  the  initial  cluster 
analyses.  During  each  relocation  scan,  each  individual  is  statisti- 
cally removed  from  its  parent  cluster  and  its  similarity  to  all  other 
clusters  is  computed.  If  its  similarity  to  another  cluster  is  greater 
the  individual  is  placed  in  that  cluster  and  the  centroids  (cluster 
centers)  are  immediately  recomputed.  The  process  continues  for  each 
individual  for  the  specified  number  of  scans.  An  option  available 
in  this  procedure  allows  for  the  fusion  of  cluster,  thereby  reducing 
the  number  of  clusters  after  each  relocation  scan.  The  final  cluster 
array  which  resulted  after  Procedure  Relocate  was  felt  most  likely  to 
reflect  the  closest  approximation  of  the  actual  structure  of  the  data. 

The  second  major  problem  encountered  with  the  use  of  clustering 
techniques  is  that  of  determining  when  an  optimum  number  of  clusters  has 
been  reached.  In  the  heirarchical  agglomerative  methods  each  object 
initially  forms  a  cluster  of  one.  Objects  are  joined  two  at  a  time 
until  all  objects  belong  to  a  single  cluster.  The  decision  to  halt  the 
clustering  process  is  largely  based  on  external  considerations,  there 
being  no  generally  accepted  test  statistic  currently  available  able  to 
estimate  when  the  number  of  clusters  accurately  reflects  the  underlying 
structure  of  the  data.  Everitt's  (1974)  review  of  current  practices 
suggests  that,  while  there  have  been  attempts  to  employ  advanced  sta- 
tistical measures  (e.g.,  minimization  of  "trace  (W)"  techniques),  most 
often  the  cluster  array  must  be  evaluated  on  the  basis  of  whether  the 
solution  makes  heuristic  sense,  given  what  is  known  about  the  data 


73 

a  priori  or  upon  other  external  criteria.  It  is  then  most  prudent  to 
validate  the  classification  system  by  examining  the  relationship  of  the 
clusters  to  other  relevant  variables  not  used  in  the  clustering. 


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BIOGRAPHICAL  SKETCH 

Roy  Otto  Darby  III  was  born  August  22,  1945,  in  Columbia,  South 
Carolina.  He  lived  in  Savannah,  Georgia,  Oak  Ridge,  Tennessee,  and 
Columbia,  South  Carolina,  where  he  graduated  from  A.C.  Flora  High 
School.  He  was  graduated  with  a  B.S.  in  Psychology  from  the  University 
of  South  Carolina,  and  was  commissioned  an  Ensign,  United  States  Navy, 
in  June,  1967.  After  a  tour  as  Gunnery  Officer,  Legal  Officer,  Officer 
of  the  Deck  and  Command  Duty  Officer  on  a  destroyer,  he  was  assigned 
as  Senior  Naval  Advisor  to  a  Vietnamese  Coastal  Group  (Junk  Force). 
As  a  Full  Lieutenant  he  received  the  Bronze  Star,  Combat  Action  Ribbon, 
Vietnamese  Honor  Medal  (First  Class)  and  Vietnamese  Cross  of  Gallantry 
with  Silver  Star. 

After  discharge  he  entered  the  University  of  Florida  Graduate 
School  in  Clinical  Psychology.  He  received  the  Molly  Harrower  Psycho- 
diagnostic  Award  and  the  Master  of  Arts  degree  in  1974.  From  1974  to 
1976  he  was  employed  as  the  psychological  evaluator  for  the  Jackson 
(Mississippi)  Mental  Health  Center.  His  residency  year  was  served  at 
the  University  of  Texas  Health  Sciences  Center  at  San  Antonio.  He  re- 
turned to  the  University  of  Florida  where  he  received  the  Ph.D.  degree 
in  clinical  psychology  in  December,  1978. 

He  is  married  to  the  former  Mary  McLaurin  and  has  four  children, 
Christopher  Samuel  Pace,  Michelle  Cathryn  Darby,  Suzanne  Michele  Pace 
and  Nan  Erin  Darby. 


79 


I  certify  that  I  have  read  this  study  and  that  in  my 
opinion  it  conforms  to  acceptable  standards  of  scholarly 
presentation  and  is  fully  adequate  in  scope  and  quality, 
as  a  dissertation  for  the  degree  of  Doctor  of  Philosophy. 


ffi 


Paul  Satz,  Chai'rman 

Professor  of  Clinical  Psychology 


I  certify  that  I  have  read  this  study  and  that  in  my 
opinion  it  conforms  to  acceptable  standards  of  scholarly 
presentation  and  is  fully  adequate  in  scope  and  quality, 
as  a  dissertation  for  the  degree  of  Doctor  of  Philosophy. 


/Jacqiiel  in  R.  Goldman 
Professor  of  Clinical  Psychology 


I  certify  that  I  have  read  this  study  and  that  in  my 
opinion  it  conforms  to  acceptable  standards  of  scholarly 
presentation  and  is  fully  adequate  in  scope  and  quality, 
as  a  dissertation  for  the  degree  of  Doctor  of  Philosophy. 


Vernon  Van  De  Rfet 

Associate  Professor  of  Clinical  Psychology 


I  certify  that  I  have  read  this  study  and  that  in  my 
opinion  it  conforms  to  acceptable  standards  of  scholarly 
presentation  and  is  fully  adequate  in  scope  and  quality, 
as  a  dissertation  for  the  degree  of  Doctor  of  Philosophy. 


Everette  Hal  1 ,  Jr. 

Associate  Professor  of  Psychology 


I  certify  that  I  have  read  this  study  and  that  in  my 
opinion  it  conforms  to  acceptable  standards  of  scholarly 
presentation  and  is  fully  adequate  in  scope  and  quality, 
as  a  dissertation  for  the  degree  of  Doctor  of  Philosophy. 


Janet..  J..  Larsen-^, 

Associate  Professor  of  Counselor  Education 


This  dissertation  was  submitted  to  the  Graduate  Faculty  of  the 
Department  of  Psychology  in  the  College  of  Liberal  Arts  and 
Sciences  and  to  the  Graduate  Council,  and  was  accepted  as  partial 
fulfillment  of  the  requirements  for  the  degree  of  Doctor  of 
Philosophy. 

December  1978 


Dean,  Graduate  School 


UNIVERSITY  OF  FLORIDA 

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