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btlasopljkui  duassirs  for  ©nglislr  |leat)trs 


EDITED  BY 


WILLIAM   KNIGHT,    LL.D. 

PROFESSOR   OF  MORAL  PHILOSOPHY,    UNIVERSITY  OF  ST   ANDREWS 


LOCKE 


CONTENTS    OF    THE    SERIES. 


1.  DESCARTES, 

2.  BUTLER,    . 

3.  BERKELEY, 

4.  FICHTE,     . 

5.  KANT, 

6.  HAMILTON, 

7.  HEGEL,      . 

8.  LEIBNIZ,   . 

9.  VICO, 

10.  HOBBES,    . 

11.  HUME, 

12.  SPINOZA,  . 

13.  BACON.     Part  I., 

14.  BACON.    Part  H., 

15.  LOCKE,      . 


By  Professor  Mahaffy,  Dublin. 
By  the  Rev.  W.  Lucas  Collins,  M.A. 
By  Professor  Campbell  Fraser. 
By  Professor  Adamson,  Glasgow. 
By  Professor  Wallace,  Oxford. 
By  Professor  Veitch. 
.     By  the  Master  of  Balliol. 
By  John  Theodore  Merz. 
By  Professor  Flint,  Edinburgh. 
By  Professor  Croom  Robertson. 
By  Professor  Knight,  St  Andrews. 
.  By  Principal  Caird,  Glasgow, 
.        .        By  Professor  Nichol. 
By  Professor  Nichol. 
By  Professor  Campbell  Fraser. 


4s3£f2f 


LOCKE 


BY 

ALEXANDER   CAMPBELL   FRASER 

HON.   D.C.L.    OXFORD 

PROFESSOR  (EMERITUS)  OF  LOGIC  AND  METAPHYSICS, 
UNIVERSITY   OF  EDINBURGH 


CHEAP    EDITION 


WILLIAM     BLACKWOOD    AND    SONS 
EDINBURGH     AND     LONDON 

SAMMELS   &    TAYLOR 

259  Oxford  Street,   London,  W. 

(And  at  7  New  Bkoad  Street  and  130  Fleet  Street) 

MCm'i 


, 


BY  PKOEESSOK  CAMPBELL  -EMBER. 
\<\M - 

LOCKE'S  ESSAY  CONCERNING  HUMAN 
UNDERSTANDING.  Annotated  ;  with  Prolegomena, 
biographical,  critical,  and  historical.  Two  vols.  8vo. 
Clarendon  Press.     £1,  12s. 

"We  have  at  last  an  edition  of  Locke's  famous  Essay,  of  which 
neither  the  philosophy  nor  the  literature  of  England  need  be  ashamed. 
The  Clarendon  Press  has  here  anew  vindicated  its  right  to  be  considered 
among  the  most  educative  institutions  of  Oxford.  The  Prolegomena 
are  full  of  knowledge  and  insight,  careful  analysis  and  generous  inter- 
pretation, with  consciousness  of  Locke's  faults  and  appreciation  of  his 
rare  excellences." — Speaker. 

"This  will  no  doubt  remain  the  standard  edition  of  Locke's  famous 
Essay. " — Scotsman. 

"An  edition  of  the  great  philosophical  classic  of  which  the  English- 
speaking  world  may  well  be  proud." — American  Philosophical  Review. 


PHILOSOPHY  OF  THEISM.  Gifford  Lectures  de- 
livered before  the  University  of  Edinburgh  in  1894-96. 
A  New  Edition.     One  vol.     Blackwood.     6s.  6d. 

'  i  The  University  of  Edinburgh  was  well  advised  in  appointing  to  its 
Gifford  Lectureship  the  editor  of  '  Berkeley'  and  'Locke.'  These  lec- 
tures, as  a  continuous  piece  of  reasoning,  form  a  notable  contribution 
to  philosophical  and  religious  thought." — Quarterly  Review. 

"  These  lectures  form  unquestionably  one  of  the  finest  products  of 
the  Gifford  Trust." — Athenceum. 

"These  lectures  present  a  very  striking  exposition  of  the  basis  of 
natural  theology  in  the  widest  sense  of  the  term." — Times. 

"A  wonderful  feat  on  the  part  of  one  who  just  entered  the  Univer- 
sity as  a  student  sixty-two  years  ago." — Academy. 

"A  work  which  must  take  a  high  place  in  the  apologetical  literature 
of  the  century.  No  more  impressive  apologia  for  religion  has  appeared 
in  our  time. " — Guardian. 


PREFACE. 


Two  hundred  years  have  elapsed,  in  this  March  of  1890, 
since  the  first  publication  of  Locke's  'Essay  concern- 
ing Human  Understanding.'  The  philosophy  of  the 
intervening  period  has  probably  been  more  affected  by 
its  direct  or  indirect  influence  than  by  any  other  similar 
cause,  and  indeed  the  effect  seems  in  excess  of  the 
author's  speculative  depth  and  subtlety  and  comprehen- 
sive insight.  Perhaps  no  philosopher  since  Aristotle 
has  represented  the  spirit  and  opinions  of  an  age  so 
completely  as  Locke  represents  philosophy  and  all  that 
depends  upon  philosophic  thought,  in  the  century  which 
followed  his  death — especially  in  Britain  and  France. 
Reaction  against  his  real  or  supposed  opinions,  and 
therefore  indirectly  due  to  his  influence,  is  not  less 
marked  in  the  later  intellectual  history  of  Europe, 
wherever  the  influence  of  Kant  and  of  Hegel  has 
extended ;  in  Britain  the  reaction  is  marked  in  Cole- 
ridge. 

The  bicentenary  of  this  epoch-making  book  may  be 
taken  as  a  convenient  occasion  for  a  condensed  Study  of 


vi  Preface. 

Locke — biographical,  expository,  and  critical  —  and  of 
his  historical  relations.  In  these  two  centuries  the 
1  Essay '  has  been  subjected  to  the  most  opposite  inter- 
pretations at  the  hands  of  its  numerous  critics,  from 
Stillingrleet,  Lee,  Leibniz,  and  others  who  were  Locke's 
contemporaries,  to  Cousin,  Webb,  and  Green.  Its  intel- 
lectual flexibility,  in  admitting  opposite  interpretations, 
is  due  partly  to  imperfection  in  its  intellectual  scheme 
and  manner  of  expression  ;  but  this  nevertheless  may 
be  one  cause  of  its  influence  in  the  development  of 
philosophy. 

What  strikes  one  about  Locke  and  his  fortunes,  be- 
sides the  large  place  which  his  'Essay'  fills  in  the  history 
of  modern  opinion — religious  and  political  as  well  as 
metaphysical — is  the  difficulty  of  interpreting  his  philo- 
sophy without  reading  into  it  the  history  of  the  man  and 
his  surroundings,  and  also  the  abundance  of  imperfectly 
used  materials  for  this  purpose  which  exist. 

There  is  no  adequate  edition  of  his  Collected  Works,1 
in  which  the  parts  are  compared  with  one  another,  with 
the  purpose  which  pervades  the  whole,  and  with  his  ex- 
tensive published  and  unpublished  correspondence  and 
other  literary  remains. 

As  regards  his  Life,  the  "  Eloge  Historique  de  feu 
M.  Locke  "  by  Le  Clerc,  which  appeared  in  the  '  Biblio- 
theque  Choisie,'  in  1705,  about  a  year  after  Locke's 
death,  has  been  the  foundation  of  subsequent  memoirs. 
Le  Clerc  found  his  materials  in  his  own  and  Limborch's 
personal  intercourse  writh  Locke  in  Holland,  and  their 
correspondence  with  him  afterwards ;  in  a  letter  by  the 
third  Lord  Shaftesbury  ;  and  in  an  interesting  letter  by 

1  Bishop  Law's  edition,  4  vols.  (1777),  is  the  best. 


Preface.  vii 

Lady  Masham,  lately  recovered  by  Mr  Fox-Bourne.  A 
letter  published  about  the  same  time  by  M.  Pierre  Coste, 
Locke's  amanuensis,  gave  a  few  additional  details.  For 
a  century  and  a  quarter  after  the  death  of  Locke  the 
meagre  biographical  sketches  which  appeared  were  drawn 
from  these  sources. 

In  1830,  Lord  King,  the  lineal  descendant  of  Locke's 
cousin  and  executor,  Lord  Chancellor  King,  wrote  a 
1  Life '  which  contains  a  portion  of  the  abundant  corres- 
pondence, journals,  commonplace-books,  and  other  manu- 
scripts that  he  inherited, — now  at  Horseley  Park,  in 
possession  of  the  present  Earl  of  Lovelace.  In  1876, 
Mr  Fox-Bourne  produced  two  large  volumes  which  add 
many  facts  previously  unknown,  collected  with  much 
care  and  industry.  To  his  extensive  and  painstaking 
researches  all  who  are  interested  in  Locke  owe  a  debt  of 
gratitude. 

Much  correspondence  and  other  matter  in  manuscript 
remains  still  unused.  The  interesting  collection  which 
belongs  to  Lord  Lovelace,  and  which  by  his  kindness  I 
was  some  years  ago  allowed  to  see,  is  a  mine  only  par- 
tially worked.  There  is  also  a  large  collection  of  letters 
to  and  from  Locke,  from  1673  till  his  death,  in  posses- 
sion of  Mr  Sanford  of  Nynehead,  near  Taunton,  the 
representative  of  Locke's  friend,  Edward  Clarke  of 
Chipley  in  Somerset,  which,  through  Mr  Sanford's 
kindness,  I  was  allowed  to  examine.  The  Locke  relics, 
kept  till  lately  at  Holme  Park,  I  have  likewise  seen. 
In  this  volume  I  have  availed  myself  of  these  fresh 
resources,  as  far  as  narrow  space  has  permitted. 

Perhaps  the  attempt  made  in  this  volume  to  show 
Locke's  characteristic  office  in  the  succession  of  modern 


viii  f  Preface. 

philosophers,  to  keep  steadily  in  view  the  main  purpose 
of  his  life  as  a  key  to  the  interpretation  of  his  {  Essay,' 
and  to  place  the  'Essay'  in  a  new  light,  may  not  be 
without  use,  as  an  introduction  not  only  to  Locke,  but 
through  him  to  the  intellectual  philosophy  of  Europe 
since  1690 — the  memorable  Era  which  the  'Essay' 
inaugurated. 

Gorton,  Hawthornden, 
March  1890. 


Since  this  little  book  was  issued  in  1890,  I  have 
published,  through  the  Clarendon  Press,  an  annotated 
edition  of  Locke's  '  Essay  Concerning  Human  Under- 
standing,' including  Prolegomena,  biographical,  historical, 
and  critical,  in  two  volumes,  to  which  the  reader  is 
referred  for  further  analysis  and  criticism  of  Locke's 
great  work. 

Gorton,  Hawthornden, 
August  1901. 


# 

N 


\1 


- 


CONTENTS. 


PAGE 

PREFACE,  .......  V 

FIRST   PART. 

EARLY  AND  MIDDLE  LIFE:   PREPARATION  FOR 
PHILOSOPHICAL  AUTHORSHIP  (1632-89). 

CHAP. 

I.    YOUTH   IN   THE   PURITAN   REVOLUTION   (1632-60),  .  .  1 

II.    MEDICAL    EXPERIMENTS    AND    SOCIAL    POLITY.       A    CAREER 

(1660-70), 14 

III.  A   NEW  PHILOSOPHICAL   PROBLEM   PROPOSED   (1670-71),      .         31 

IV.  SHAFTESBURY    AND    PUBLIC    AFFAIRS.        RETIREMENT    AND 

STUDY   IN  FRANCE    (1671-79),  .  .  .  .42 

V.    ENGLISH     POLITICS    AND     POLITICAL     EXILE     IN    HOLLAND 

(1679-89), 57 

SECOND   PART. 

THE  PHILOSOPHY:  EXPOSITION  AND  CRITICISM 

(1689-91). 

I.    LONDON  :    AUTHORSHIP,       .  .  .  .  .79 


# 


c  Contents. 

II.    THE    'EPISTOLA    DE    TOLERANTIA '    AND    THE    'TWO    TREAT- 
ISES ON  GOVERNMENT  ' :   RELIGIOUS  AND  CIVIL  LIBERTY,         88 

III.  THE    PHILOSOPHY    IN    THE    '  ESSAY ' :    INNATE    KNOWLEDGE, 
EXPERIENCE,    AND   THE    'VIA   MEDIA,'     .  .  .       104 

IV.  LOGICAL    AND    PSYCHOLOGICAL  :    ANALYSIS    OF    OUR    IDEAS, 

ESPECIALLY   OUR   METAPHYSICAL   IDEAS,  .  .122 

V.    METAPHYSICAL  :    THE   THREE   ONTOLOGICAL   CERTAINTIES,    .       160 

VI.    OF   PROBABILITIES  :    PHILOSOPHY   OF   PHYSICAL   INDUCTION,      192 

THIRD   PAET. 

ADVANCED  LIFE:    CONTROVERSY  AND 
CHRISTIANITY  (1691-1704). 

I.    A   RURAL   HOME   IN   ESSEX,  ....       213 

II.    CRITICISM,    CONTROVERSY,    AND   CORRESPONDENCE,  .       227 

III.  'REASONABLENESS   OF   CHRISTIANITY'  AND   ECCLESIASTICAL 

COMPREHENSION,  .....       252 

IV.  THE   CLOSE,  ......       264 

V.    PHILOSOPHICAL   ISSUES   IN   THE   LAST   TWO   CENTURIES,        .       276 


appendix  —  locke's  works   in   chronological   order   of 

publication,  ......     297 


<[ 


ERRATA. 


Page    33,  line    4 — "  resumed  "  for  "  returned." 
„     112,    „    23 — delete  the  quotation  marks. 
„     113,    „     10 — "  epistemology  "  for  "  epistomology." 
„     117,    „     17— "argumentative  "for  "augmentative." 
„     123,    „     19— "  without  judgments "  for  "with  judg- 

njents." 
„     157,    „      8 — delete  commas  before  and  after  a  prioi-i. 
„     296,    „     16 — "  overbear  "  for  "  overhear." 


LOCKE 


FIKST    PAET. 

EARLY  AND  MIDDLE  LIFE:   A  PREPARATION  FOR 

PHILOSOPHICAL  AUTHORSHIP 

(1632-89). 


CHAPTEE    I. 

YOUTH    IN    THE    PURITAN    REVOLUTION    (1632-60). 

Near  the  little  market  town  of  Pensford,  six  miles 
south-east  from  Bristol,  and  ten  west  from  Bath,  on 
the  side  of  one  of  the  orchard-clad  hills  of  Somerset 
which  enclose  the  fertile  vale  of  the  Chew,  the  modest 
mansion  of  Beluton  may  still  be  seen.  Early  in  the 
seventeenth  century  it  was  the  home  of  the  author  of 
the  '  Essay  on  Human  Understanding/  in  his  boyhood. 
The  Beluton  Lockes  had  migrated  into  Somerset  from 
Dorsetshire.  In  Elizabeth's  reign,  a  certain  Nicholas 
Locke,  the  descendant  of  a  middle-class  family  of  the 

P. XV.  A 


2  Locke. 

name,  who  owned  Canon's  Court  in  that  county,  came  to 
live  in  Somerset.  He  settled  as  a  prosperous  clothier, 
first  at  Pensford,  and  afterwards  at  Sutton  Wick  in 
the  neighbouring  parish  of  Chew  Magna,  where  he 
died  in  1648.1  The  house  and  the  little  property  of 
Beluton,  purchased  by  his  industry,  was  before  1630 
occupied  by  his  eldest  son  John;  who  in  that  year 
married  Anne  Keene  (or  Ken),  the  daughter  of  a  sub- 
stantial tradesman  in  the  neighbouring  parish  of  Wring- 
ton.  John  Locke,  the  philosopher,  was  the  eldest  son 
of  this  marriage.  It  was  at  Wrington,  not  at  Beluton, 
that  he  was  born,  in  the  same  beautiful  county  of  Somer- 
set, under  the  shadow  of  the  Mendip  Hills.  In  the 
register  of  that  parish  the  following  entry  appears  among 
the  births:  "1632,  August  29 — John,  the  son  of  John 
Lock."  A  few  yards  from  the  parish  church,  against  the 
churchyard  wall,  still  stands  the  two-storeyed  thatched 
cottage  in  which  he  first  saw  light.  It  was  then  the 
home  of  his  uncle,  Anne  Keene's  brother,  and  she,  it 
appears,  was  in  that  August  on  a  visit  at  Wrington. 

When  the  future  philosopher  of  England  awoke  into 
life  in  August  1632,  in  that  humble  Somerset  cottage, 
Charles  I.  had  passed  through  seven  years  of  his 
troubled  reign.  The  great  antagonistic  forces,  whose 
antagonism  in  due  time  caused  the  temporary  over- 
throw of  the  social  order  in  England,  followed  by  the 
"  faithless  cynicism  "  of  the  Eestoration  period,  and  end- 
ing in  the  compromise  of  1689,  were  then  beginning  to 
show  their  strength.  The  birth  at  Wrington  was  the 
beginning  of  a  life  that  was  to  be  passed  amidst  that 

1  In  the  seventeenth  century  younger  members  of  families  of  good 
birth  not  seldom  went  into  trade. 


England  in  1632.  3 

long  and  memorable  struggle,  in  the  course  of  which 
England  exchanged  monarchical  or  personal  for  the  par- 
liamentary government  which  has  since  developed  into 
a  democracy.  The  normal  functions  of  the  constitution 
were  in  a  state  of  suspense  at  the  time  of  Locke's  birth ; 
for  the  last  of  Charles's  three  short  Parliaments  had  been 
dissolved  in  1.629,  and  the  next  was  the  Long  Parliament, 
summoned  eleven  years  after.  The  Church,  too,  was  be- 
coming an  influential  factor  in  the  incipient  commotion. 
Laud,  in  1632  Bishop  of  London,  and  Archbishop  of 
Canterbury  in  the  year  after,  in  uncompromising  temper, 
was  resisting  the  Puritans  on  behalf  of  that  sacerdotal 
ideal  of  the  great  Anglican  communion,  as  a  reformed 
branch  of  the  one  visible  and  historical  Church,  which, 
in  the  more  tolerant  and  humane  spirit  of  the  nineteenth 
century,  is  again  a  conspicuous  influence  in  English  life. 
Faith  in  the  divine  right  of  the  king,  and  faith  in  the 
divine  authority  of  the  one  Catholic  Church,  —  each 
in  collision  with  faith  in  the  supreme  right  (divine  or 
other)  of  the  people, — were  forces  destined  to  convulse 
the  England  through  which  the  child  born  at  Wrington 
in  August  1632  had  to  make  his  way  as  an  actor  and 
thinker.  The  seventy-two  years  of  his  life  were  to  cor- 
respond with  that  crisis  of  dramatic  interest  in  the  affairs 
of  Church  and  State  which  occupied  the  interval  between 
the  First  Charles  and  Anne,  between  Strafford  and  Marl- 
borough, between  Laud  and  Burnet.  In  its  course  the 
State  was  violently  convulsed,  insufficiently  restored, 
again  disturbed,  and  finally  settled ;  while  the  Church, 
alternately  persecuted  and  dominant,  was,  towards  the 
end,  the  subject  of  ineffectual  endeavours  after  a  compre- 
hension which  should  reconcile  within  its  ample  pale 


4  Locke. 

the  whole  English  people  on  the  basis  of  a  reasonable 
Christianity. 

The  year  1632  was,  throughout  "Western  Europe  as 
well  as  in  England,  a  stage  in  that  memorable  transition 
from  authoritative  belief  to  free  inquiry,  which  was 
going  on  in  the  sixteenth  and  seventeenth  centuries. 
Bacon  died  six  years,  and  Shakespeare  sixteen  years 
before  the  August  in  which  Locke  was  born,  and 
Richard  Hooker  had  been  a  contemporary  of  Bacon  and 
Shakespeare.  There  was  still  in  England  the  spiritual 
freshness  of  the  great  Elizabethan  age,  with  its  re- 
mainder, too,  of  medieval  philosophy  and  theology, 
and  its  metaphysical  poetry.  Lord  Herbert's  '  De 
Veritate,'  in  which  long  afterwards  Locke  was  to  find  a 
representation  of  the  dogmatism  assailed  by  him  under 
the  name  of  "innate"  knowledge,  had  appeared  in 
1625.  In  1632,  Descartes  was  pondering  in  Holland 
the  thoughts  which  afterwards,  during  Locke's  boyhood 
and  youth,  he  was  giving  to  the  world.  Hobbes,  then 
approaching  fifty,  was  unknown  as  an  author  till  about 
the  time  when  Locke  was  going  to  school.  Of  those, 
moreover,  who  were  to  influence  thought  in  Locke's 
own  lifetime  and  after,  two  entered  life  in  the  same 
year  that  he  did, — Richard  Cumberland,  one  of  the 
least  recognised  of  the  really  significant  English  moral- 
ists of  the  seventeenth  century ;  and  Spinoza,  whose 
thoughts,  overlooked  or  misunderstood  by  his  contem- 
poraries, more  apt  to  be  assimilated  now,  thus  belongs 
rather  to  the  nineteenth  than  to  either  of  the  two  pre- 
ceding centuries. 

JSTot  much  that  explains  his  own  individuality  can 
be  traced  back  to  Locke's  Puritan  ancestors,  of  whom 


The  Family  at  Edition.  5 

personally  almost  nothing  is  known.  Of  his  mother, 
Anne  Keene,  we  have  only  this  dim  glimpse  in  Lady 
Masham's  memoranda :  "  What  I  remember  Mr  Locke 
to  have  said  of  his  mother,  expressed  her  to  be  a  very 
pious  woman  and  affectionate  mother."  It  seems  that 
she  died  when  her  son  was  still  a  boy.  The  father, 
who  was  a  country  attorney,  survived  her,  and  died  in 
1661, — by  precept  and  example  a  considerable  influence 
in  the  formation  of  his  son's  character.  "  From  Mr 
Locke,"  Lady  Masham  says,  "  I  have  often  heard  of 
his  father  that  he  was  a  man  of  parts.  Mr  Locke 
never  mentioned  him  but  with  great  respect  and  affec- 
tion. His  father  used  a  conduct  towards  him  when 
young  that  he  often  spoke  of  afterwards  with  great  ap- 
probation. It  was  the  being  severe  to  him,  by  keeping 
him  in.  much  awe  and  at  a  distance  when  he  was  a  boy, 
but  relaxing  still  by  degrees  of  that  severity  as  he  grew 
up  to  be  a  man,  till,  he  being  become  capable  of  it,  he 
lived  perfectly  with  him  as  a  friend."  Both  parents 
seem  to  have  inherited  the  severe  piety,  prudent,  self- 
reliant  industry,  and  love  of  liberty  that  were  common 
in  English  Puritan  families  of  the  middle  class  in  the 
seventeenth  century.  The  family  at  Beluton  was  small. 
Thomas,  the  only  other  child  of  the  elder  Locke  and 
Anne  Keene,  was  born  there  in  August  1637,  bred 
in  his  father's  profession,  married,  and  died  of  con- 
sumption childless  in  early  life.  The  father  and  the 
two  sons  formed  the  family  when  Locke  was  a  boy. 

The  first  fourteen  years  of  the  elder  son's  life  were 
years  of  home  training  in  this  rural  Puritan  household, 
where  the  boy,  according  to  his  own  report  to  Le  Clerc, 
was  carefully  schooled  by  the  father.     In  peaceful  times 


6  Locke. 

he  might  have  been  sent  in  due  season  to  the  neighbour- 
ing grammar-school  at  Bristol.  Perhaps  the  disturbed 
state  of  Bristol  at  that  time — first  violently  seized  and 
ruled  by  Cavaliers,  then  violently  wrested  from  them 
by  Parliamentarians — may  have  confined  young  Locke 
so  long  within  the  family  life  at  Beluton,  and  limited 
his  social  experiences  in  his  first  fourteen  years  to  his 
Somerset  relatives  and  neighbours,  in  the  country  parishes 
of  Pensford,  Publow,  Sutton  Wick,  and  Wrington. 

Even  home  training  must  have  been  in  many  ways 
interrupted  in  these  troubled  years,  especially  in  this 
little  household.  In  August  1642,  when  the  boy  was 
just  ten  years  old,  the  Civil  War  broke  out.  The 
elder  Locke,  then  clerk  to  a  neighbour  justice  of  peace, 
Francis  Baker  of  Chew  Magna,  joined  the  army  of  the 
Parliament,  and  was  advanced  by  his  neighbour,  Colonel 
Alexander  Popham  of  Houdstreet,  near  Pensford,  to  be 
a  captain  in  the  service,  after  he  had  publicly  announced 
in  the  parish  church  of  Publow  his  assent  to  the  protest 
of  the  Long  Parliament.  The  Pophams  were  among 
the  few  Somerset  gentry  who  took  sides  against  the  king. 
After  the  first  crisis  of  the  war  Colonel  Popham  repre- 
sented Bath,  and  was  well  known  among  the  political 
leaders  of  the  West. 

Thus,  from  his  tenth  till  his  fourteenth  year,  we  may 
picture  the  youth  living  in  the  midst  of  the  exciting 
drama  in  which  his  father  was  for  a  time  an  actor. 
The  Star-Chamber  prosecutions,  the  Scottish  war  and 
the  Covenant  of  1638,  the  opening  of  the  Long  Parlia- 
ment in  1640,  Edgehill,  the  surrender  of  Bristol  to 
Kupert,  the  trial  and  execution  of  Laud,  Marston  Moor, 
and  the  final  defeat  at  Naseby,   were  all  within  the 


At  Westminster  Sehool.  7 

troubled  years ;  while  Bristol,  six  miles  away,  was  one 
of  the  headquarters  of  the  war.  We  may  conjecture,  for 
we  have  no  recorded  facts,  how  the  boy's  mind  opened 
at  Beluton,  in  his  father's  frequent  absences,  amidst  such 
surroundings.  The  elder  Locke  suffered  so  considerably 
in  the  Civil  Wars  that  he  left  a  smaller  estate  to  his 
family  than  he  had  inherited,  and  he  seems  somehow 
to  have  returned  to  home  life  after  less  than  two  years 
of  service. 

Other  than  home  training  at  Beluton  followed  at  the 
end  of  four  years  of  civil  war.  Through  the  influence 
of  Colonel  Popham,  young  Locke  was  in  1646  admitted 
to  Westminster  School,  where  he  was  kept  during  the 
next  six  years.  The  School,  then  under  Puritan  con- 
trol, was  at  the  headquarters  of  the  Bevolution.  The 
political  movement  does  not  seem  to  have  relaxed  its 
traditional  scholastic  discipline,  under  the  stern  Dr  Busby, 
its  master  at  the  time  and  long  after.  Locke's  condemna- 
tion in  later  life  of  the  verbal  learning  that  was  forced 
upon  him  at  school,  reveals  his  matured  judgment  of 
these  Westminster  experiences.  But  the  influences  at 
work  during  the  years  spent  there,  cannot  have  been 
wholly  of  the  verbal  pedagogic  sort.  There  was  some- 
thing that  he  could  not  fail  to  derive  from  companion- 
ships ;  perhaps  still  more  from  awe  -  inspiring  public 
events.  John  Dryden  and  Eobert  South  were  both  then 
at  Westminster,  but  there  is  no  sign  of  intimacy  with 
them.  William  Godolphin  (brother  of  Sydney),  Thomas 
Blower  (who  became  incumbent  of  a  rural  parish),  Need- 
ham  and  Mapletoft  (afterwards  physicians),  were  his  inti- 
mates, but  none  of  them  reached  fame  in  later  life.  Then, 
during  these  Westminster  years,  the  Assembly  of  Puritan 


8  Locke. 

divines  was  debating  knotty  questions  in  Calvinistic 
theology  a  few  yards  from  the  school  in  which  Locke 
was  learning  Latin.  A  part  of  the  boy's  Westminster 
experience,  too,  may  have  been  as  an  eyewitness  of  the 
tragedy  on  the  memorable  morning,  in  January  1649, 
when  Charles  and  Bishop  Juxon  walked  together  from 
the  palace  of  St  James's  to  the  palace  of  Whitehall,  and 
when,  an  hour  after,  in  front  of  the  banquet-room  win- 
dow, the  streets  and  roof  thronged  with  spectators,  the 
king's  head  was  held  up  by  the  executioner,  amidst  the 
groan  of  horror  from  the  assembled  crowd. 

Less  than  four  years  after  this  tragedy,  we  find  Locke 
in  Oxford.  At  Whitsuntide  1652  he  was  elected  to 
a  Junior  Studentship  in  Christ  Church,  and  he  matric- 
ulated in  the  following  November.  He  is  designated 
"  generosus  "  in  the  register  of  Christ  Church.  There- 
after, for  thirty  years,  Oxford  was  more  or  less  his  home. 

When  he  entered  Christ  Church  he  found  himself 
under  the  well-known  John  Owen,  the  newly  appointed 
Puritan  Dean,  who  was  also  Vice-Chancellor  of  the 
University.  Cromwell  himself  had  the  year  before  suc- 
ceeded the  Earl  of  Pembroke  as  Chancellor.  Oxford 
had  ceased  during  the  Civil  War  to  be  the  august  centre 
of  learning  and  spiritual  influence  in  England.  At  first 
it  had  been  the  headquarters  of  the  Cavalier  army ;  and 
when  it  surrendered  to  the  Parliament  in  1646,  "there 
was  scarce  the  face  of  an  university  left,"  all  things 
being  so  out  of  order  and  disturbed.  Throughout 
Locke's  undergraduate  life  the  Independents  were  domi- 
nant there.  In  the  persons  of  Owen  and  Goodwin, 
unlike  the  Presbyterians,  they  were  advocates  of  tolera- 
tion, and  among  the  first  in  England  to  recognise  the 


At  Oxford  during  the  Commonwealth.  9 

right   of  the  individual  to  the  free  expression  of   his 
religious  beliefs. 

Faint  light  falls  here  and  there  upon  Locke's  undergra- 
duate life  in  the  city  of  colleges  on  the  Isis,  in  the  years 
when  Cromwell  was  ruling  England.  There  are  no  signs 
in  his  temperament  or  otherwise  that  either  its  external 
beauty  or  its  historic  glory  touched  his  unimaginative 
mind.  According  to  Anthony  Wood,  he  was  consigned 
to  the  care  of  "  a  fanatical  tutor,"  a  certain  Thomas  Cole, 
a  pervert  to  Independency,  who  rose  to  be  Principal  of 
St  Mary  Hall.  The  Puritan  revolution  had  not  in 
Oxford  more  than  in  Westminster  displaced  the  "  verbal 
exercises,"  inherited  from  the  past,  which  in  the  lapse 
of  time  had  degenerated,  according  to  an  adversary  of  the 
scholastic  discipline,  into  "childish  sophistry."  The  re- 
action against  this  sophistry,  which  his  whole  life  after- 
wards expressed,  showed  itself  thus  early  in  a  strong  dis- 
position to  rebel,  in  the  interest  of  utilitarianism,  against 
tradition  and  empty  verbal  disputes.  According  to  his 
college  friend  James  Tyrrell,  he  spent  no  more  time 
than  he  could  help  at  "  the  disputations  "  ;  for  he  never 
loved  them,  but  was  always  wont  to  declaim  against 
the  practice,  as  one  invented  for  "wrangling  and  osten- 
tation rather  than  to  discover  truth."  "I  have  often 
heard  him  say  .J'  Lady  Masham  records,  "  that  he  had  so 
small  satisfaction  from  his  Oxford  studies, — as  finding 
very  little  light  brought  thereby  to  his  understanding, — 
that  he  became  discontented  with  his  manner  of  life, 
and  wished  that  his  father  had  rather  designed  him  for 
anything  else  than  what  he  was  there  destined  to."  "  I 
myself,"  says  Le  Clerc,  "heard  him  complain  of  his  early 
studies  ;  and  when  I  told  him  that  I  had  a  tutor  who 


10  Locke. 

was  a  disciple  of  Descartes,  and  was  a  man  of  very  clear 
intelligence,  lie  said  that  he  had  not  that  good  fortune 
(though  it  is  well  known  he  was  not  a  Cartesian) ;  and 
that  he  lost  a  great  deal  of  time  at  the  commencement 
of  his  studies,  because  the  philosophy  then  known  at 
Oxford  was  the  Peripatetic,  perplexed  with  obscure  terms 
and  useless  questions."  In  Spence's  'Anecdotes,'  it  is 
told  that  he  "  spent  a  good  part  of  his  first  year  at  the 
university  in  reading  romances,  from  his  aversion  to  the 
disputations  then  in  fashion."  This  "discouragement," 
Lady  Masham  adds,  "kept  him  from  being  any  very 
hard  student  at  the  university,  and  put  him  upon 
seeking  the  company  of  pleasant  and  witty  men,  with 
whom  he  took  great  delight  in  corresponding  by  letters ; 
— and  in  conversation  and  these  correspondences,  accord- 
ing to  his  own  account  of  himself,  he  spent  for  some 
years  much  of  his  time." 

It  is  perhaps  not  without  meaning  that  the  Oxford 
tutor  whom  Locke  singled  out  for  special  regard,  and 
with  whom  he  afterwards  lived  in  friendship,  was 
Edward  Pococke,  professor  of  Hebrew  and  Arabic,  the 
most  prominent  and  outspoken  Royalist  in  the  univer- 
sity. This  suggests  a  mitigation  already  of  his  inherited 
Puritanism,  aided  as  such  influence  was  by  his  often 
expressed  revulsion  from  the  intolerance  of  Presby- 
terians, and  an  unreasoning  enthusiasm  among  the  In- 
dependents, in  the  stormy  time  through  which  he  had 
been  living.  The  comprehensive  spirit  of  the  philo- 
sophical divines  of  the  Church  of  England  of  the 
Cambridge  school,  probably  conspired  with  these  early 
influences  when  he  was  ripening  into  manhood.  His 
Oxford   friendships   were    at    least   as   much    amongst 


John  Owen  and  Toleration.  11 

Eoyalists  and  Churchmen  as  among  Bepublicans  and 
partisans  of  the  sects.  But,  as  at  Westminster,  none 
of  his  Oxford  intimates  ever  reached  a  foremost  place 
in  learning  or  in  public  life.  The  friendship  and  corre- 
spondence of  at  least  three  of  them  followed  him  in 
after-years.  One  was  Nathaniel  Hodges,  in  due  season 
a  prebend  of  Norwich ;  another  was  David  Thomas, 
later  on  a  physician,  first  at  Oxford  and  then  at  Salis- 
bury ;  the  third  was  James  Tyrrell,  son  of  Sir  Thomas 
Tyrrell  of  Shotover,  near  Oxford,  who  became  a  barrister 
of  some  repute,  as  well  as  author  of  a  '.  History  of  Eng- 
land/ and  of  a  '  Treatise  in  Public  Law,'  and  who  in  old 
age  expounded  the  ethics  and  political  philosophy  of 
Richard  Cumberland. 

Another  Oxford  influence  must  not  be  forgotten.  Dr 
John  Owen,  the  head  of  Christ  Church,  was  at  one  with 
Milton  and  Jeremy  Taylor  in  proclaiming  and  defending 
the  then  unrecognised  religious  duty  of  toleration.  In 
1649  Owen  had  abandoned  his  youthful  Presbyterianism 
for  Independency ;  and  though  freed  from  the  danger  of 
persecution,  with  his  sect  now  in  the  ascendant,  he  was 
an  exception  to  his  own  experience,  of  having  failed  to 
find  any  one  earnestly  contending  for  a  toleration  of 
Dissenters  who  was  not  himself  at  the  time  outside  the 
establishment.  To  Owen's  sermon  on  the  death  of  the 
First  Charles,  to  whom  he  certainly  showed  no  tolera- 
tion, there  is  appended  a  defence  in  which  he  argues 
that  the  magistrate  has  no  right  to  interfere  with  the 
profession  of  any  religion  which  does  not  expressly  re- 
quire its  follower  to  disturb  the  social  order.  Of  his 
own  tolerant  practice  as  Yice-Chancellor  there  is  abun- 
dant evidence.     The  precept  and  example  of  Owen  may 


12  Locke. 

have  had  its  influence  on  Locke,  in  inspiring  his  steady 
support  through  life,  by  argument  and  example,  of  the 
principle  of  a  free  toleration  of  discordant  religious  be- 
liefs within  the  same  State,  as  an  indispensable  condition 
of  the  happiness  of  its  members,  of  its  own  prosperity, 
and  of  the  advance  of  truth  in  the  world. 

The  "  new  philosophy  "  of  free  inquiry  determined 
by  experience,  was  then  finding  its  way  into  Oxford 
through  books,  if  not  through  college  lectures.  Descartes, 
Locke's  great  philosophical  predecessor,  died  just  before 
Locke  left  Westminster, — the  'Method,'  '  Meditations,' 
and  'Principia'  having  issued  from  Holland  when  he 
was  a  boy  at  Beluton;  and  Leibniz,  his  great  philoso- 
phical contemporary  and  rival,  was  born  in  the  year  in 
which  he  went  to  Westminster.  Hobbes  had  produced 
his  'Treatise  on  Human  Nature'  in  1642,  and  his 
'Leviathan  ;  in  1651.  These  books  were  followed  a  few 
years  later  by  Gassendi's  exposition  and  defence  of  the 
system  of  Epicurus.  Cartesianism  never  took  root  in 
Oxford,  which  remained  faithful  to  the  Aristotelianism 
of  the  schools,  till  this  was  partly  supplanted  long  after 
by  Locke's  own  writings ;  Cambridge  alone  encouraged 
the  new  French  philosophy.  But  the  books  of  Descartes 
and  Hobbes,  as  well  as  Bacon's  '  Advancement  of  Learn- 
ing' and  'Novum  Organum,'  were  directly  or  indirectly 
affecting  leading  minds  in  England ;  and  Locke  after- 
wards acknowledged  the  influence  of  Descartes  upon 
himself.  "  The  first  books  which  gave  him  a  relish  for 
philosophical  things,  as  he  has  often  told  me,"  says  Lady 
Masham,  "  were  those  of  Descartes.  He  was  rejoiced  in 
reading  these;  for  though  he  very  often  differed  in  opinion 
from  this  writer,  yet  he  found  what  he  said  was  very 


The  Nav  Philosophy.  13 

intelligible, — from  which  he  was  encouraged  to  think 
that  his  not  having  understood  others  had  possibly  not 
proceeded  from  a  defect  in  his  own  understanding." 
This  attraction  of  Locke  to  the  lucidity  of  Descartes 
is  characteristic  of  his  disposition  to  revolt  against 
empty  verbalism  and  mystical  enthusiasm.  The  English- 
man found  the  mind  of  the  Frenchman  like  a  revelation 
from  heaven,  and  an  inspiration  of  intellectual  liberty ; 
— though  he  afterwards  used  the  freedom  in  which 
Descartes  had  encouraged  him  by  controverting  many 
principles  of  Cartesian  philosophy. 

On  the  whole,  we  find  that  at  the  Restoration  in 
1660  the  inherited  Puritanism  of  the  young  student  of 
Christ  Church  was  in  process  of  disintegration,  under 
these  manifold  influences  ;  his  spirit  was  in  revolt  from 
the  intolerance  or  the  enthusiasm  of  the  sects,  and  boldly 
in  sympathy  with  the  sober  reasonableness  which  was 
the  genuine  outcome  of  masculine  common-sense,  wher- 
ever it  could  be  found.  This,  we  may  infer,  was  partly 
the  effect  on  a  mind  like  his  of  the  strange  Oxford  of 
the  Commonwealth,  and  of  Westminster  during  the 
"  Great  Rebellion."  But  after  all,  our  direct  and  in- 
direct means  of  knowing  what  Locke  was  and  did,  as 
well  as  his  personal  surroundings  during  these  twenty- 
eight  years  of  opening  life,  present  only  a  faint  and 
almost  invisible  picture. 


14 


CHAPTER    II. 

MEDICAL    EXPERIMENTS,    AND    PROBLEMS    IN    SOCIAL 
POLITY A    CAREER    (1660-70). 

In  one  of  Locke's  commonplace-books,  towards  the  end 
of  1660,  he  thus  characteristically  welcomes  the  Restora- 
tion, and  treats  with  sarcasm  the  "  liberalism "  of  the 
sects : — 

u  I  no  sooner  perceived  myself  in  the  world  but  I  found 
myself  in  a  storm,  which  has  lasted  almost  hitherto ;  and 
therefore  cannot  but  entertain  the  approaches  of  a  calm 
with  the  greatest  joy  and  satisfaction.  This,  methinks, 
obliges  me,  both  in  duty  and  gratitude,  to  endeavour  the 
continuance  of  such  a  blessing  by  disposing  men's  minds 
to  obedience  to  that  government  which  had  brought  with 
it  the  quiet  settlement  which  even  our  giddy  folly  had 
put  beyond  the  reach  not  only  of  our  contrivance,  but 
hopes ;  and  I  would  men  would  be  persuaded  to  be  so 
kind  to  their  religion,  their  country,  and  themselves,  as 
not  to  hazard  again  the  substantial  blessings  of  peace  and 
settlement  in  an  over -zealous  contention  about  things 
which  they  themselves  confess  to  be  little,  and  at  most  are 
but  indifferent. 

"  I  find  that  a  general  freedom  is  but  a  general  bondage  ; 
that  the  popular  asserters  of  public  liberty  are  the  greatest 


A  JSenior  Student  at  Christ  Church.  15 

engrossers  of  it  too,  and  not  unjustly  called  its  keepers. 
I  have  not  the  same  idea  of  liberty  that  some  have,  but  can 
think  the  benefit  of  it  to  consist  in  a  liberty  for  men  at 
pleasure  to  adopt  themselves  children  of  God,  and  from 
thence  proclaim  themselves  heirs  of  this  world  ;  not  a 
liberty  for  ambitious  men  to  pull  down  well-framed  con- 
stitutions, that  out  of  the  ruins  they  may  build  themselves 
fortunes — not  a  liberty  to  be  Christians  so  as  not  to  be 
subjects." 

It  is  characteristic  of  Locke  that  he  should  prefer 
liberty  of  individual  thought  to  collective  liberty  of  a 
multitude  or  of  a  sect.  For  the  collective  power  was 
made  then,  as  often  before  and  since,  an  instrument  to 
crush  the  intellectual  freedom  of  the  individual. 

He  continued  to  live  at  Oxford,  now  restored  to  its 
Eoyalist  traditions,  and  with  the  Church  once  more 
dominant.  His  academical  and  social  position  there 
soon  after  the  Restoration  stands  out  pretty  clearly. 
He  had  taken  his  master's  degree  two  years  before 
the  return  of  the  king.  His  tenure  of  the  Junior 
Studentship,  which  carried  him  from  Westminster  to 
Christ  Church,  had  ended  in  1659;  but  his  election 
that  year  to  a  Senior  Studentship,  tenable  for  life, 
fixed  his  connection  with  Oxford.  Soon  after  he  was 
appointed  lecturer  in  Greek  and  in  rhetoric,  and  he 
also  held  the  censorship  of  moral  philosophy  for  three 
years  after  1661 — offices  usually  assigned  to  those  in 
holy  orders.  About  this  time,  too,  the  little  Somerset 
property  became  his  by  inheritance ;  for  his  father 
died  in  February  1661,  leaving  to  him  the  house  at 
Beluton,  with  the  small  domain  around  it  (still  called 
"  Locke's  mead "),  while  the  rest  of  his  property  went 
to  the  other  son  Thomas.      The  death  of  Thomas  soon 


1 6  Locke. 

after  may  have  increased  the  share  of  the  elder  brother, 
so  that  a  few  years  after  his  father's  death  Locke  appears 
to  have  owned  houses  and  land  in  and  near  Pensford,  at 
an  annual  rent  of  nearly  £80 ;  corresponding  to  about 
£200  a-year  now.  Although  I  find  no  express  record  of 
visits  to  Beluton  from  the  time  he  went  to  Westminster 
in  1646  till  his  father's  death  in  1661,  his  allusions  to 
intercourse  with  his  father,  and  other  circumstances, 
imply  that  he  was  sometimes  there,  with  less  frequent 
visits  perhaps  after  Beluton  became  his  own.  But  he 
never  forgot  his  native  Somerset ;  some  of  its  friendships, 
as  we  shall  see,  lasted  through  life. 

The  modest  income  afforded  by  the  Senior  Student- 
ship, with  other  emoluments  at  Christ  Church,  supple- 
mented by  the  rents  from  Somerset,  hardly  formed  a 
sufficient  provision  for  the  future,  and  Locke  began  about 
this  time  to  look  to  some  professional  career.  There  is 
a  surmise  that  he  contemplated  ecclesiastical  life  in  the 
Anglican  Church.  His  religious  as  well  as  his  meta- 
physical disposition  always  attracted  him  to  theology. 
His  revulsion  from  Presbyterian  dogmatism  and  Con- 
gregationalist  fanaticism  favoured  friendly  connection 
with  latitudinarian  Churchmen.  Soon  after  the  Be- 
storation,  Whichcote,  the  Cambridge  divine,  was  his 
favourite  preacher,  and  in  later  life  his  closest  intimacy 
was  with  the  Cudworth  family.  But  though  Locke  has 
a  place  among  the  lay  theologians  of  England,  his  natu- 
ral dislike  to  ecclesiastical  impediments  to  free  inquiry, 
as  well  as  a  growing  taste  for  experimental  research 
among  natural  phenomena,  directed  him  into  another 
course.  Some  of  his  objections  to  accept  ecclesiastical 
preferment  are  expressed  in  the  following  characteristic 


Disposition  to  Theology.  17 

answer  to  an  offer  of  advancement  in  the  Irish  Church, 
which  seems  to  have  reached  him  in  1666,  after  he  had 
engaged  in  a  different  enterprise  : — 

"  The  proposals  in  question  are  very  considerable  ;  but 
consider,  a  man's  affairs  and  whole  course  of  life  are  not 
to  be  changed  in  a  moment,  and  one  is  not  made  fit  for 
a  calling  in  a  day.  I  believe  you  think  me  too  proud  to 
undertake  anything  wherein  I  should  acquit  myself  but 
unworthily.  I  am  sure  I  cannot  content  myself  with  being 
undermost,  possibly  the  middlemost  of  my  profession  ;  and 
you  will  allow  on  consideration  that  care  is  to  be  taken 
not  to  engage  in  a  calling  wherein,  if  one  chance  to  be  a 
bungler,  there  is  no  retreat.  ...  I  cannot  think  that  pre- 
ferment of  that  nature  should  be  thrown  upon  a  man  who 
has  never  given  any  proof  of  himself,  nor  ever  tried  the 
pulpit.  .  .  .  Should  I  put  myself  into  orders,  and  by  the 
meanness  of  my  abilities  grow  unworthy  such  expectations 
(for  you  do  not  think  that  divines  are  now  made,  as  formerly, 
by  inspiration  and  on  sudden,  nor  learning  caused  by  laying 
on  of  hands),  I  unavoidably  lose  all  my  former  study,  and 
put  myself  into  a  calling  that  will  not  leave  me.  Were  it 
a  profession  from  which  there  were  any  return,  you  would 
find  me  with  as  great  forwardness  to  embrace  your  proposals 
as  I  now  acknowledge  them  with  gratitude.  The  same  con- 
siderations made  me  a  long  time  reject  very  advantageous 
offers  of  several  very  considerable  friends  in  England." 

Locke  was  thirty-four  when  this  letter  was  written. 
He  had  already  felt  the  influence  which,  after  the 
Restoration,  was  drawing  England  and  many  in  Oxford 
to  observation  of  the  qualities  and  laws  of  matter,  much 
animated  by  the  utilitarian  desire  to  enable  men  so  to 
accommodate  themselves  to  these  qualities  and  laws  as  to 
increase  their  own  physical  comfort.  "The  year  1660," 
says  Lord  Macaulay,  "  is  the  era  from  which  dates  the 

p. — xv.  B 


18  Locke. 

ascendancy  of  the  New  Philosophy.  In  that  year  the 
Eoyal  Society,  destined  to  be  the  chief  agent  in  a  long 
series  of  glorious  and  salutary  reforms,  began  to  exist. 
In  a  few  months  experimental  research  became  all  the 
mode.  Tho  transfusion  of  blood,  the  ponderation  of  the 
air,  the  fixation  of  mercury,  succeeded  to  that  place 
which  had  been  lately  occupied  by  the  controversies 
of  the  Eota.  All  classes  were  hurried  along  in  the  pre- 
vailing sentiments.  Cavalier  and  Eoundhead,  Church- 
man and  Puritan,  were  for  once  allied.  All  swelled  the 
triumph  of  the  Baconian  philosophy."  Scientific  inquiry 
was  indeed,  both  in  England  and  on  the  Continent,  tak- 
ing the  place  which,  for  a  century  after  the  Eeformation, 
theological  controversies  had  held  in  the  minds  of  men 
and  in  the  main  movement  of  history.  It  was  at  Oxford 
itself  that  the  Eoyal  Society  was  founded  in  the  year  of 
the  Eestoration.  There  "Wallis  and  Wilkins,  and  after- 
wards Boyle  and  Wren,  with  Barrow  and  Newton  at  Cam- 
bridge, helped  to  substitute  experiment  in  chemistry  and 
meteorology  and  mechanics  for  the  "  vermiculate  "  ques- 
tions of  the  schoolmen.  In  1663  we  find  Locke  an 
inquisitive  student  of  chemistry.  Anthony  Wood,  who 
could  not  fail  to  be  an  unsympathetic  reporter,  tells  that 
he  was  himself  a  fellow-student  with  "John  Locke  of 
Christ  Church,  now  a  noted  writer.  This  same  John 
Locke,"  he  adds,  "was  a  man  of  a  turbulent  spirit, 
clamorous  and  discontented ;  while  the  rest  of  our  club 
took  notes  deferentially  from  the  mouth  of  the  master, 
the  said  Locke  scorned  to  do  so,  but  was  ever  prating 
and  troublesome."  The  ages  of  faith  were  passing 
away,  and  he  was  becoming  the  spokesman  of  the  new 
questioning  spirit. 


"Doctor  Locke"  19 

In  the  course  of  the  six  years  which  followed  the 
Eestoration,  Locke  was  gradually  drawn  to  physical  in- 
quiry, and  especially  to  medical  experiments.  His  cor- 
respondence and  commonplace  -books  in  these  years  are 
filled  with  the  results  of  chemical  and  meteorological 
observations.  Meteorology  attracted  him  all  his  life, 
and  some  of  his  observations  were  afterwards  published 
in  the  '  Philosophical  Transactions.'  Boyle's  '  History  of 
the  Air'  contains  Locke's  "register  of  changes  measured 
by  the  barometer,  thermometer,  and  hygrometer,  at  Ox- 
ford, from  June  1660  till  March  1667."  Observations 
of  diseases,  too,  in  their  relations  to  the  materia  medica, 
abound  in  these  manuscript  memoranda  of  his  Oxford  life. 
And  so  it  came  about  that  before  1666  he  was  more  or 
less  engaged  in  a  sort  of  amateur  medical  practice  in 
Oxford,  in  partnership  with  his  old  friend  Dr  Thomas. 
Though  he  never  graduated  as  a  doctor,  nor  even  as  a 
bachelor  in  medicine  till  1674,  he  was  now  and  after- 
wards known  among  his  friends  as  "Doctor  Locke." 
But  his  professional  connection  with  the  faculty  was 
always  rather  loose  and  uncertain.  It  may  have  been 
that  the  philosophic  temperament  made  professional 
trammels  and  routine  irksome,  and  that  he  instinctive- 
ly preferred  the  hazards  of  freedom  to  submission  to 
rules  which  might  compromise  the  development  of 
his  individual  genius.  His  health  even  now  was 
constitutionally  indifferent.  He  inherited  a  delicacy 
which  ended  in  chronic  consumption,  with  periodi- 
cal attacks  of  asthma,  against  all  which  he  contended 
through  life  with  characteristic  forethought  and  con- 
trivance. To  the  end  he  was  an  amateur  medical  in- 
quirer, and  was  ready  upon  occasion  to  advise  his  friends 


20  Locke. 

about  their  health,  long  after  he  had  abandoned  the 
idea  of  living  by  the  practice  of  medicine.  The  habits 
thus  formed  must  be  taken  into  account  in  interpreting 
his  later  intellectual  career.  "No  science,"  Dugald 
Stewart  remarks,  "  could  have  been  chosen  more  happily- 
calculated  than  medicine  to  prepare  such  a  mind  as  that 
of  Locke  for  those  speculations  which  have  immortalised 
his  name  ;  the  complicated,  fugitive,  and  often  equivocal 
phenomena  of  disease  requiring  in  the  observer  a  far 
greater  amount  of  discriminative  sagacity  than  those  of 
physics  strictly  so  called,  and  resembling  in  this  respect 
more  nearly  the  phenomena  about  which  metaphysics, 
ethics,  and  politics  are  conversant."  Appreciation  of 
such  phenomena  was  at  any  rate  in  harmony  with  the 
method  of  investigation  in  philosophy  which  Locke 
afterwards  adopted;  so  that  he  was  perhaps  too  much 
disposed  to  deal  with  the  ultimate  questions  of  human 
knowledge  as  if  they  also  could  be  treated  adequately  by 
methods  of  matter-of-fact  science,  and  in  subordination 
to  mechanical  categories. 

But  the  phenomena  and  laws  of  the  material  world, 
in  their  relation  to  the  human  organism,  did  not  absorb 
all  Locke's  attention  in  these  years.  He  early  gave 
signs  of  strong  human  interest  in  the  practical  problems 
of  politics  and  of  the  government  and  organisation  of 
society.  His  commonplace-books  between  his  twenty- 
eighth  and  thirty-fourth  year  throw  welcome  light  on 
this  bent  of  his  thoughts  and  tastes.  These  records 
of  his  inner  history  during  this  part  of  his  life  contain 
characteristic  revelations.  Among  them  is  a  fragment 
on   the   "  Roman  Commonwealth,"  which   shows   how 


Studies  in  Social  Polity.  21 

soon  ideas  about  civil  and  religious  liberty,  and  the  rela- 
tion of  the  State  to  religion,  were  forming  in  his  mind. 
For  example,  the  formation  of  the  Roman  State  is  at- 
tributed to  a  virtual  if  not  an  express  compact  among  its 
individual  members;  according  to  which,  for  the  sake 
of  their  common  happiness,  they  surrendered  their  in- 
dividual liberty  to  rulers  who  arranged  a  constitution 
which,  if  it  had  been  maintained  according  to  its  ideal, 
would  have  been  "  the  noblest  as  well  as  the  most  last- 
ing limited  monarchy  that  ever  was  seen  in  the  world. 
The  generous  principle  of  tolerating  all  religions  in  the 
commonwealth,"  he  continues,  "  was  what  above  all  else 
fitted  Numa's  system  to  the  chief  design  of  government ; 
for  the  rise  and  progress  of  Roman  greatness  was  wholly 
owing  to  the  mighty  confluence  of  people  from  all  parts 
of  the  world,  with  customs  and  ceremonies  very  different 
from  the  Romans,  who  would  never  have  settled  without 
an  allowance  of  the  free  exercise  of  their  religions.  The 
government  of  religion  being  in  the  hands  of  the  State, 
was  a  necessary  cause  of  this  liberty  of  conscience.  For 
there  is  scarce  an  instance  in  history  of  a  persecution 
raised  by  a  free  Government.  A  State  that  has  the 
command  of  the  national  conscience  will  never  indulge 
in  persecution  at  the  expense  of  the  public  good.  The 
religious  institutions  of  Numa  did  not  introduce  into 
the  Roman  religion  any  opinions  inconsistent  with  the 
divine  nature ;  nor  did  he  require  the  belief  of  many 
articles  of  faith,  which  create  heresies  and  schisms  in 
the  Church,  and  end  in  the  ruin  of  religion.  For  if 
schisms  and  heresies  were  traced  to  their  original  causes, 
it  would  be  found  that  they  have  sprung  chiefly  from 
multiplying  articles  of  faith,  and  narrowing  the  bottom 


22  Locke. 

of  religion,  by  clogging  it  with  creeds  and  catechisms, 
and  endless  niceties  above  the  essences,  properties,  and 
attributes  of  God.  The  common  principles  of  religion 
all  mankind  agree  in,  and  the  belief  of  these  doctrines 
a  lawgiver  may  venture  to  enjoin ;  but  he  must  go  no 
further  if  he  means  to  preserve  an  uniformity  of  religion." 
The  ideas  partly  of  Hobbes  and  partly  of  the  latitudi- 
narian  Churchman  appear  in  sentences  like  these,  rather 
than  the  dominant  conceptions  or  language  either  of  the 
Puritan  or  of  the  disciple  of  Laud.  They  are  an  inter- 
esting anticipation  of  some  of  Locke's  teaching  through- 
out his  later  life. 

His  early  dislike  to  sac  otalism  comes  out  plainly 
in  another  fragment,  headed  "Sacerdos,"  in  which  the 
idea  of  a  priesthood,  whether  in  Rome  or  in  Geneva, 
is  described  as  the  one  widespread  perversion  of  the 
original  simplicity  of  Christianity.  "  There  were,"  he 
says,  "  two  sets  of  teachers  among  the  ancients, — those 
who  professed  the  arts  of  propitiation  and  atonement,  who 
were  their  priests,  and  those  called  philosophers,  who  pro- 
fessed to  instruct  in  the  knowledge  of  things  and  the  rules 
of  virtue, — founded  severally  upon  the  supposition  of 
two  distinct  originals  of  knowledge,  namely,  authoritative 
revelation  and  reason.  The  priests  never  for  any  of  their 
ceremonies  or  forms  of  worship  pleaded  reason.  The 
philosophers  pretended  to  nothing  but  reason.  Jesus 
Christ,  bringing  by  revelation  from  heaven  the  true 
religion,  reunited  those  two,  religion  and  morality,  as 
inseparable  parts  of  the  worship  of  God.  Those  minis- 
ters of  Christianity,  who  call  themselves  priests,  have 
assumed  the  parts  both  of  the  heathen  priests  and  the 
heathen  philosophers,  which  hath  been  the  cause  of  more 


Religious  Toleration.  23 

disorder,  tumult,  and  bloodshed  than  all  other  causes  put 
together ;  the  cause  of  which  hath  been  everywhere,  that 
the  clergy,  as  Christianity  spread,  laid  claim  to  a  priest- 
hood derived  by  succession  from  Christ,  and  so  inde- 
pendent from  the  civil  power."  To  reunite  religion  and 
morality  through  an  exposition  of  the  reasonableness  of 
Christianity  as  a  guide  of  conduct,  in  contrast  to  the 
magical  power  of  a  priesthood,  was  the  chief  enterprise 
of  Locke  in  the  closing  years  of  his  life. 

The  most  remarkable  of  the  commonplace-book  revela- 
tions of  those  early  Oxford  years  is  entitled  an  '  Essay 
concerning  Toleration.'  It  seems  to  have  taken  shape 
in  his  hands  in  1666,  and  was  first  published  by  Mr  Fox 
Bourne,  who  found  it  among  the  Shaftesbury  papers.  It 
anticipates  positions  for  which  Locke  argued  in  his  books 
nearly  thirty  years  later,  in  defence  of  a  social  ideal 
which  it  was  the  chief  aim  of  his  life  to  see  realised. 
This  juvenile  essay  is  partly  a  plea  for  wide  ecclesias- 
tical comprehension  in  a  national  Church,  by  restoring 
Christianity  to  its  original  simplicity,  and  thus  remov- 
ing reasonable  grounds  for  nonconformity  ;  and  partly  a 
vindication  of  this  civil  and  ecclesiastical  toleration,  on 
account  of  the  folly  of  persecution. 

"What  efficacy  force  and  severity  hath  to  alter  the  opinions 
of  mankind,  I  desire  no  one  to  go  further  than  his  own 
bosom  for  an  experiment  to  show  whether  ever  violence 
gained  anything  upon  his  own  opinion  ;  whether  even  argu- 
ments managed  with  heat  do  not  lose  something  of  their 
efficacy,  and  have  not  made  an  opponent  more  obstinate — so 
chary  is  human  nature  to  preserve  the  liberty  of  that  part 
wherein  lies  the  dignity  of  a  man.  .  .  .  The  introducing 
of  opinions  by  force  keeps  people  from  closing  with  them, 
by  giving  men  unavoidable  jealousies  that  it  is  not  truth 


24  Locke. 

that  is  cared  for,  but  interest  and  dominion.  But  though 
force  cannot  master  the  opinions  men  have,  nor  plant  new 
ones  in  their  breasts,  yet  courtesy,  friendship,  and  soft  usage 
may.  For  men  whose  business  or  laziness  keep  them  from 
examining  take  many  of  their  opinions  upon  trust,  but  never 
take  them  from  any  man  of  whose  knowledge,  friendship,  and 
sincerity  they  are  not  well  assured — which  it's  impossible 
they  should  be  of  one  that  persecutes  them.  And  inquisitive 
men,  though  they  are  not  of  another  man's  mind  only  because 
of  his  kindness,  yet  they  are  the  more  apt  to  search  after 
reasons  that  may  persuade  them  to  be  of  his  opinion  whom 
they  are  obliged  to  love.  He  that  differs  with  you  in  opinion 
is  only  so  far  at  a  distance  from  you  ;  but  if  you  use  him  ill 
on  account  of  that  which  he  believes  to  be  true,  he  is  then 
at  perfect  enmity.  Force  and  ill-usage  will  not  only  increase 
the  animosity  but  the  number  of  enemies  ;  for  the  fanatics, 
taken  all  together,  being  numerous,  are  yet  crumbled  into 
different  parties  amongst  themselves,  and  are  at  as  much  dis- 
tance from  one  another  as  from  you  ;  their  bare  opinions  are 
as  inconsistent  with  one  another  as  with  the  Church  of  Eng- 
land. People,  therefore,  that  are  so  shattered  into  different 
sections  are  best  secured  by  toleration ;  since,  being  in  as  good 
condition  under  you  as  they  can  hope  for  under  any,  'tis  not 
like  they  should  join  to  set  up  another  whom  they  cannot  be 
certain  will  use  them  so  well.  But  if  you  persecute  them, 
you  make  them  all  of  one  party  and  interest  against  you." 

In  these  passages  the  policy  is  apparent  which  Locke 
would  have  recommended  at  a  time  when  Acts  of  Uni- 
formity were  passed  by  those  who  had  just  worked  out 
their  own  deliverance  from  the  persecutions  of  fanatical 
sects.  These  thoughts  regarding  the  folly  of  persecution 
and  excommunication,  as  means  for  the  advancement 
of  truth  in  the  minds  of  men,  matured  as  his  life  ad- 
vanced. Mainly  through  his  influence  they  have  now 
become  part  of  the  common-sense  of  mankind,  although 


Utilitarian  Ethics  and  Politics.  25 

the  strength  of  the  lower  tendencies  in  human  nature 
makes  reiteration  of  them  expedient. 

A  prudential  utilitarianism,  ultimately  resting  on  a 
theological  basis,  which  characterised  Locke's  ethical 
philosophy,  appears  already  in  passages  of  the  common- 
place-book. His  fundamental  rule  for  testing  human 
conduct  is  there  founded  on  the  principle  that  "  it  is  a 
man's  proper  business  in  life  to  seek  happiness  and  avoid 
misery;  happiness  consisting  in  what  delights  the  mind, 
and  misery  in  what  disturbs  and  discontents  it. "  But  this 
pursuit  of  happiness  is  not  a  pursuit  of  "whatever  pleasure 
offers  itself."  It  is  the  preference  of  lasting  pleasures  to 
short  ones.  Health,  reputation,  knowledge,  the  luxury 
of  doing  good  to  others,  and  above  all,  the  expectation 
of  eternal  and  incomprehensible  happiness  in  another 
life,  are.  mentioned  as  "the  five  great  and  constant 
pleasures"  which  we  must  steadily  pursue.  (This  is  a 
scanty  list  of  permanent  pleasures.  It  takes  no  account, 
for  instance,  of  the  pleasures  of  imagination  in  poetry, 
music,  and  external  nature.)  The  chief  part  of  the  art 
of  conducting  life  is  "so  to  watch  and  examine  that  one 
may  not  be  deceived  by  the  flattery  of  a  present  pleasure 
to  lose  a  greater."  But  the  idea  that  there  may  be  some- 
thing higher  than  happiness,  even  as  happiness  is  higher 
than  a  transitory  pleasure,  is  not  even  conceived  by 
Locke  ;  nor  the  faith  that  there  is  something  which 
may  be  ours  in  all  circumstances,  and  which  puts  a  new 
meaning  upon  the  most  extreme  physical  suffering. 

Locke's  tutorial  lectures,  medical  experiments,  and 
meditations  on  social  polity,  were  unexpectedly  varied 
during  the  winter  of  1665-66  by  a  temporary  engage- 


26  Locke. 

ment  which  took  him  away  from  Oxford  for  some 
months.  For  we  find  him  suddenly  employed  in  the 
diplomatic  service,  as  secretary  to  Sir  Walter  Vane,  who 
was  an  embassy  to  the  Elector  of  Brandenberg  at  Cleve 
that  winter.  It  was  Locke's  first  introduction  to  life 
out  of  England,  and  to  affairs  other  than  local  and 
academic.  How  the  appointment  came  in  his  way,  or 
why  he  accepted  it,  is  not  clear.  He  scarcely  appears 
to  have  looked  to  it  as  a  first  step  in  a  diplomatic 
career ;  at  least,  after  his  return  from  Cleve,  in  February 
1666,  he  declined  an  offered  appointment  as  secretary  of 
the  Spanish  embassy — "  pulled  both  ways  by  divers  con- 
siderations," however,  before  he  finally  resolved.  Then, 
after  spending  part  of  that  spring  among  his  relatives  in 
Somerset,  and  with  his  friend  Strachey  at  Sutton  Court, 
we  have  him  as  before  at  Oxford.  His  letters  to  Strachey 
and  to  Boyle,  from  Cleve,  contain  shrewd  and  humorous 
observations  on  the  Elector's  Court,  German  manners, 
Lutheran,  Calvinistic,  and  Catholic  religious  life. 

It  was  in  the  summer  after  his  return  from  Germany 
that  an  incident  occurred  which  finally  determined 
Locke's  career,  during  middle  life,  in  the  direction  of 
public  affairs,  admitting  him  into  "  the  society  of  great 
wits  and  ambitious  politicians,"  so  that  henceforward 
"  he  was  often  a  man  of  business,  and  always  a  man  of 
the  world,  without  much  undisturbed  leisure."  This 
change  from  amateur  work  at  Oxford  in  the  medical 
profession  was  due,  as  it  happened,  to  one  of  his  occa- 
sional engagements  in  the  practice  of  medicine.  Lady 
Masham  thus  repeats  his  own  account  of  the  most  re- 
markable external  event  in  his  life  : — 


Lord  Ashley.  27 

"  My  Lord  Ashley  (who  became,  a  few  years  after,  the 
first  Lord  Shaftesbury)  designing  to  spend  some  days  with 
his  son  at  Oxford,  had  resoived  at  the  same  time  to  drink 
Astrofs  medicinal  waters  there,  and  had,  accordingly,  writ 
to  Dr  Thomas  to  provide  them  against  his  coming.  The 
doctor,  being  obliged  to  go  out  of  town,  could  not  do  this 
himself,  and  requested  his  friend  Mr  Locke  to  take  the  care 
of  getting  the  waters  against  my  lord's  coming.  Mr  Locke 
was  in  no  way  wanting  in  this  case  ;  but  it  so  fell  out, 
through  some  fault  or  misfortune  of  the  messenger  employed 
by  him  for  this  purpose,  that  my  lord  came  to  town,  and  the 
waters  were  not  ready  for  his  drinking  them  the  next  day, 
as  he  had  designed  to  do.  Mr  Locke,  much  vexed  at  such 
a  disappointment,  and  to  excuse  from  the  blame  of  it  Dr 
Thomas,  found  himself  obliged  to  wait  upon  my  Lord 
Ashley,  whom  he  had  never  before  seen,  to  acquaint  him 
how  this  had  happened.  My  lord,  in  his  wonted  manner, 
received  him  very  civilly,  accepting  his  excuse  with  great 
easiness  ;  and  when  Mr  Locke  would  have  taken  his  leave 
of  him,  would  needs  have  him  to  stay  supper  with  him, 
being  much  pleased,  as  it  soon  appeared,  with  his  conversa- 
tion. But  if  my  lord  was  pleased  with  the  company  of  Mr 
Locke,  Mr  Locke  was  yet  more  pleased  with  that  of  Lord 
Ashley.  My  lord,  when  Mr  Locke  took  leave  of  him  after 
supper,  engaged  him  to  dine  with  him  the  next  day,  wdiich 
he  willingly  promised ;  and  the  waters  having  been  provided 
against  the  day  following,  and  Mr  Locke  having  before  had 
thoughts  of  drinking  them  himself,  my  lord  would  have  him 
drink  them  with  him,  so  that  he  might  have  the  more  of  his 
company.  When  my  lord  went  from  Oxford,  he  went  to 
Sunninghill,  where  he  drank  the  waters  some  time  ;  and 
having,  before  he  left  Oxford,  made  Mr  Locke  promise  that 
he  would  come  to  him  thither,  Mr  Locke  within  a  few  days 
followed  him  to  Sunninghill.  Soon  after,  my  lord  returning 
to  London,  desired  Mr  Locke  that  from  that  time  he  would 
look  upon  his  house  as  his  home,  and  that  he  would  let  him 
see  him  there  in  London  as  soon  as  he  could." 


28  Locke. 

This  accidental  meeting  with  Lord  Ashley  was  the 
beginning  of  a  lasting  friendship,  sustained  by  their 
common  sympathy  with  civil,  religious,  and  intellectual 
liberty.  In  the  following  year  Locke  exchanged  his 
home  at  Christ  Church  for  one  at  Exeter  House,  in  the 
Strand,  as  medical  adviser  and  confidential  agent  of 
this  mysterious  politician,  and  tutor  to  his  son.  Al- 
though he  retained  his  Studentship  at  Christ  Church, 
and  sometimes  visited  Oxford  and  his  little  estate  in 
Somerset,  he  shared  fortune  and  home,  during  the  fifteen 
following  dark  years,  with  the  most  remarkable  man  of 
affairs  in  Charles  the  Second's  reign. 

The  change  probably  secured  Locke  against  sundry 
"idols  of  the  den,"  to  which  professional  or  even  exclu- 
sively academic  life  is  exposed.  It  trained  him  in  habits 
of  business,  and  brought  him  into  personal  intercourse 
with  those  who  were  at  the  springs  of  political  action. 
His  place  as  the  confidential  friend  of  the  most  saga- 
cious and  powerful  statesman  in  England,  could  not  fail 
to  affect  the  growth  of  his  own  character.  The  demands 
of  his  new  office  do  not  seem  at  first  to  have  interrupted 
his  experiments  in  natural  science,  while  the  social  ex- 
perience, of  which  he  fully  availed  himself,  was  all  in 
the  line  of  his  previous  inquiries.  "  Mr  Locke  grew  so 
much  in  esteem  with  my  grandfather,"  the  third  Lord 
Shaftesbury  (author  of  the  '  Characteristics ')  writes, 
"  that,  as  great  man  as  he  experienced  him  in  physic, 
he  looked  upon  this  as  but  his  least  part.  He  en- 
couraged him  to  turn  his  thoughts  another  way  ;  nor 
would  he  suffer  him  to  practise  physic  except  in  his 
own  family,  and  as  a  kindness  to  some  particular  friend. 
He  put  him  upon  the  study  of  the  religious  and  civil 


Loclcc  in  London.  29 

affairs  of  the  nation,  with  whatsoever  related  to  the 
business  of  a  minister  of  state;  in  which  he  was  so 
successful,  that  my  grandfather  soon  began  to  use  him 
as  a  friend,  and  consult  with  him  on  all  occasions  of 
that  kind." 

Among  Locke's  offices  soon  after  he  entered  Exeter 
House,  was  that  of  secretary  to  the  founders  of  the 
North  American  colony  of  Carolina,  of  whom  Lord 
Ashley  was  the  most  active.  The  curious  scheme  for 
the  government  of  that  colony,  of  which  a  draft  in 
Locke's  handwriting  exists,  dated  June  1669,  in  the 
preparation  of  which  his  advice  must  have  had  weight, 
contains  characteristic  provisions  when  read  in  the  light 
of  his  earlier  and  later  writings.  "  Eeligion,"  it  is  pro- 
posed to  enact,  "  ought  to  alter  nothing  in  any  man's 
civil  estate  or  right.  No  person  shall  disturb,  molest, 
or  persecute  another  for  his  speculative  opinions  in 
religion,  or  his  way  of  worship."  At  the  same  time, 
"  no  man  shall  be  permitted  to  be  a  freeman  of  Carolina, 
or  to  have  any  estate  or  habitation  within  it,  that  doth 
not  acknowledge  a  God,  and  that  God  is  publicly  to  be 
worshipped;"  but  "any  seven  or  more  pastors  agreeing 
in  any  religion  shall  constitute  a  Church,  to  which  they 
shall  give  some  name  to  distinguish  it  from  others." 
Words  which  record  a  conception  of  religious  liberty  to 
which  England  was  then  unaccustomed. 

Locke  did  not  lose  his  interest  in  medicine,  or  his 
love  of  natural  science,  when  he  came  to  live  in  London. 
It  happened  that  the  year  in  which  he  was  introduced 
to  Lord  Ashley  was  the  year  after  the  Great  Plague 
in  London.  This  supplied  a  motive  to  medical  experi- 
ment.    His   new  home  introduced  him  to  Sydenham, 


30  Locke. 

with  whom  he  continued  in  intimacy  during  the  re- 
maining twenty  years  of  the  life  of  the  great  London 
physician.  In  these  years  at  Exeter  House  he  was  in 
the  way  of  going  to  see  remarkable  cases  in  Sydenham's 
practice,  which  provided  the  sagacious  physician  with 
opportunities  for  penetrating  the  uncommon  character 
which  Locke's  modesty  had  hitherto  concealed  from 
general  view.  "  You  know,"  Sydenham  writes  in  the 
dedication  of  his  book  on  '  Fevers '  to  their  common 
friend  Mapletoft, —  "  you  know  how  thoroughly  my 
method  is  approved  of  by  an  intimate  and  common 
friend  of  ours,  and  one  who  has  closely  and  exhaustively 
examined  the  subject — I  mean  Mr  John  Lock — a  man 
whom,  in  the  acuteness  of  his  judgment,  and  in  the 
simplicity,  that  is,  in  the  excellence  of  his  manners,  I 
confidently  declare  to  have  amongst  the  men  of  our 
own  time  few  equals  and  no  superior." 

The  friend  of  Ashley  and  Sydenham,  hitherto  un- 
known except  among  a  few  intimates,  was  now  about 
to  undertake  the  work  which  has  made  his  name  illus- 
trious in  Europe,  in  the  history  of  philosophy  and  of 
human  progress. 


31 


CHAPTEK    III. 

A    NEW    PHILOSOPHICAL    PROBLEM    PROPOSED    (1670-71). 

We  now  approach  the  turning-point  in  Locke's  intellec- 
tual career.  Like  his  meeting  with  Lord  Ashley,  it  was 
due  to  an  accident.  One  accident  had  already  carried 
him  into  the  centre  of  public  life  and  affairs ;  the  other 
was  to  carry  him  into  philosophy,  and  into  a  philoso- 
phy largely  determined  by  the  interests  of  political  life 
and  the  struggle  for  liberty  in  the  England  of  his  own 
generation. 

In  November  1668  Locke  became  a  Fellow  of  the 
Royal  Society.  In  thus  connecting  himself  with  the 
leaders  of  experimental  research,  he  showed  his  sym- 
pathy with  the  spirit  and  methods  of  the  mechanical 
sciences.  Soon  after  he  was  admitted,  his  name  ap- 
pears in  a  committee  of  eleven  "for  considering  and 
directing  experiments ; "  but  he  took  little  part  then 
or  afterwards  in  the  proceedings  of  the  Eoyal  Society. 
Eor  he  found  more  satisfaction  in  occasional  reunions 
of  a  few  intimate  friends  which  he  helped  to  form 
at  different  periods  of  his  life.  It  was  at  one  of 
these  informal  meetings,  probably  at  Exeter  House,  or 
perhaps  at  Oxford,  which  he  often  visited,  that  Locke 


32  Locke. 

was  led  to  devote  himself  to  that  enterprise  which 
directed  the  main  current  of  his  thoughts  during  the 
remainder  of  his  life.  To  the  results  of  that  enterprise 
his  reputation  in  the  world  is  chiefly  due ;  for  it  in- 
augurated the  philosophy  that  was  to  remain  dominant 
in  Britain  for  more  than  a  century  after  his  death,  and 
which,  through  further  developments  and  by  reactions 
against  it,  has  so  affected  the  thought  of  the  world  ever 
since,  that  the  last  two  centuries  might  be  termed  the 
Lockian  epoch  in  the  intellectual  history  of  Europe. 

This  memorable  meeting  took  place  on  some  un- 
known day,  probably  in  the  winter  of  1670-71.  Its 
outcome  was  the  famous  'Essay  concerning  Human 
Understanding,'  which  was  published  nearly  twenty 
years  later.  Here  is  Locke's  own  account  of  the  cir- 
cumstances, given  in  the  "  Epistle  to  the  Eeader  "  that 
is  prefixed  to  the  '  Essay  ' : — 

"  Were  it  fit  to  trouble  thee  with  the  history  of  this  Essay, 
I  should  tell  thee  that  five  or  six  friends,  meeting  at  my 
chamber,  and  discoursing  on  a  subject  very  remote  from 
this,  found  themselves  quickly  at  a  stand  by  the  difficulties 
that  arose  on  every  side.  After  we  had  a  while  puzzled 
ourselves,  without  coming  any  nearer  a  resolution  of  those 
doubts  which  perplexed  us,  it  came  into  my  thoughts  that 
we  took  a  wrong  course,  and  that,  before  we  set  ourselves 
upon  inquiries  of  that  nature,  it  was  necessary  to  examine 
our  own  abilities,  and  see  what  objects  our  understandings 
were  or  were  not  fitted  to  deal  with.  This  I  proposed  to 
the  company,  who  all  readily  assented ;  and  thereupon  it 
was  agreed  that  this  should  be  our  first  inquiry.  Some 
hasty  undigested  thoughts,  on  a  subject  I  had  never  before 
considered,1  which  I  set  down  against  our  next  meeting,  gave 


Mr  Fox  Bourne  quotes  a  fragment  "  in  Locke's  handwriting," 


Limits  of  a  Human  Understanding.  33 

the  first  entrance  into  this  Discourse  ;  which,  having  been 
begun  by  chance,  was  continued  by  entreaty,  written  by 
incoherent  parcels,  and,  alter  long  intervals  of  neglect, 
Sfiwifiw^again  as  my  humour  or  occasions  permitted  ;  and 
at  last,  in  a  retirement  where  an  attendance  on  my  health 
gave  me  leisure,  it  was  brought  into  that  order  thou  now 
seest  it." 

Locke  himself  does  not  tell  what  the  "  subject  "  was 
— "  very  remote "  from  an  investigation  into  the  re- 
sources and  limits  of  a  human  understanding  of  the 
universe — which  at  this  epoch-making  meeting  puzzled 
the  assembled  friends,  and  thus  led  Locke  to  make  an 
essay  in  intellectual  philosophy  the  chief  work  of  his 
life.  But  we  are  not  left  quite  in  the  dark.  It  so 
happens  that  James  Tyrrell,  one  of  the  assembled 
"  friends,"  has  recorded  it  in  a  manuscript  note  on  the 
margin  of  his  own  copy  of  the  '  Essay,'  now  preserved 
in  the  British  Museum.  The  "difficulties"  which  per- 
plexed them  arose,  according  to  this  record,  in  discus- 
sions regarding  "the  principles  of  morality  and  revealed 
religion."  This  was  a  subject  not,  after  all,  "very 
remote"  from  an  inquiry  irito  the  extent  of  our  human 
power  of  dealing  intellectually  with  the  universe ; 
rather  one  which,  whether  for  intellectual  satisfaction, 
or  for  relief  from  mysteries  which  may  embarrass  con- 
duct, inevitably  mixes  itself  with  all  profound  ethical 
and  theological  inquiry.  The  logical  or  epistemological 
problems  to  which  Locke  now  addressed  himself,  press 
for    settlement,    when    we    inquire   into   the   ultimate 

found  in  his  father's  memorandum-book,  on  "Philosophy,"  which 
seems  to  have  been  written  before  1660.  The  contents  show  that 
philosophical  inquiries  of  a  very  general  kind  were  not  quite  new 
to  him  in  1670. 

P.  — XV.  c 


34  Locke. 

rationale  of  action,  and  the  possibility  of  supernatural 
revelation,  more  than  perhaps  in  any  other  inquiry  in 
which  man  can  engage.  It  may  be  that  the  result  is 
not  the  removal  of  mystery.  Reflection  upon  the  con- 
stitution and  limits  of  human  knowledge  may  discover 
that  the  ultimate  questions  of  ethical  and  religious 
thought  cannot  be  solved  by  the  merely  generalising 
understanding,  judging  according  to  the  data  of  sense. 
To  "solve,"  as  Coleridge  somewhere  says,  "has  a  sci- 
entific, and  again  a  religious  sense ;  and  in  the  latter 
a  difficulty  is  satisfactorily  solved,  as  soon  as  its  in- 
solubility for  the  human  mind  is  proved  and  account- 
ed for."  Thought  on  these,  as  on  all  subjects,  must 
not,  of  course,  be  self -contradictory;  and  must  also 
be  in  harmony  with  those  universal  judgments  of  rea- 
son which  our  physical  and  our  moral  experience  can 
be  shown  to  presuppose.  Reason  itself,  moreover,  for- 
bids us  to  reject  practical  beliefs,  hitherto  permanent, 
though  often  dormant  in  individual  men,  which  are 
found  to  meet  wants  in  human  nature,  so  long  as 
they  are  not  proved  to  be  inconsistent  with  the  con- 
stitution of  reason. 

Locke  tells  his  "reader,"  that  when  he  "first  put 
pen  to  paper,"  in  fulfilment  of  his  promise,  he  thought 
that  "  all  he  should  have  to  say  on  the  matter  would 
be  contained  within  one  sheet  of  paper,"  but  that  "  the 
further  he  went  the  larger  prospect  he  had — new  dis- 
coveries leading  him  on," — till,  in  the  course  of  years, 
the  work  gradually  "  grew  to  the  bulk  it  now  appears 
in.'  The  germ  of  the  '  Essay '  was  in  certain  "  hasty 
and  undigested  thoughts  set  down  against  the  next 
meeting."      The   *  Commonplace-Book '   contains   a  few 


Our  Simplest  and  our  Earliest  Ideas.  35 

sentences,  with  the  date  1671,  which  perhaps  correspond 
to  this  original  draft.  At  any  rate  they  are  worthy  of 
being  transcribed  : — 

"Sic  cogitavit  de  Intellects,  humano  Johannes  Locke, 
anno  1671. 

"  Intellectus  humanus  cum  cognitionis  certitucline  et 
assensus  firmitate. 

"  First,  I  imagine  that  all  knowledge  is  founded  on,  and 
ultimately  derives  itself  from  Sense,  or  something  analogous 
to  it,  and  may  be  called  Sensation ;  which  is  done  by  our 
senses  (organs  of  sense)  conversant  about  particular  objects, 
which  gives  us  the  simple  ideas  or  images  of  things  ;  and 
thus  we  come  to  have  ideas  of  heat  and  light,  hard  and  soft, 
which  are  nothing  but  the  reviving  again  in  our  mind  the 
imaginations  which  these  objects,  when  they  affected  our 
senses,  caused  in  us — wThether  by  motion  or  otherwise  it 
matters  not  here  to  consider — and  thus  we  do  observe,  con- 
ceive [i.e,  have  ideas  of],  heat  or  light,  yellow  or  blue,  sweet 
or  bitter  ;  and  therefore  I  think  that  those  things  which 
we  call  sensible  qualities  are  the  simplest  ideas  we  have,  and 
the  first  object  of  our  understanding." 

The  philosophical  enterprise  in  which  Locke  was  thus 
led  to  engage,  and  in  which  the  writing  of  this  interest- 
ing fragment  was  probably  the  first  step,  was  undertaken 
in  a  spirit,  and  by  methods  like  those  to  which  he  had 
already  become  accustomed  in  natural  science.  He  was 
thus  led  to  look  at  a  human  understanding  as  a  fact 
among  other  facts  in  the  universe, — a  fact  supreme 
above  others,  it  is  true,  the  fact  of  facts  indeed,  which 
illuminated  all  others, — but  still  to  be  approached  by 
solid  calculating  observation,  and  not  in  an  a  priori 
way.  A  human  understanding  of  the  universe,  and 
the  extent  to  which  it  could  go,  was  for  him  something 
concrete,  that  had  to  be  determined  by  what  he  might 


36  Locke. 

find.  It  was  the  kind  and  amount  of  contingent  know- 
ledge that  is  adapted  to  our  actual  human  capacities  for 
knowing  things,  not  any  abstract  theory  of  knowledge  or 
existence,  or  of  the  relation  of  the  universe  to  a  know- 
ledge other  than  human,  that  Locke  now  set  to  work  to 
report  upon.  It  was  a  plain  matter-of-fact  inquiry  about 
man  ;  not  an  a  priori  criticism  of  the  rational  constitu- 
tion of  knowledge  as  such,  and  of  the  metaphysical 
essence  of  things.  Moreover,  as  his  commonplace-books, 
and  the  whole  tenor  of  the  enterprise  show,  it  was  en- 
gaged in  with  the  moral  purpose  of  correcting  certain 
prevailing  intellectual  faults  and  fallacies  of  mankind ; 
not  in  order  to  satisfy  purely  speculative  curiosity,  nor 
in  any  way  to  minister  to  the  intellectual  conceit  that 
looks  too  high  to  be  able  to  see  the  human  facts  of  the 
case.  Some  of  the  prevailing  evils,  the  removal  of 
which  was  the  end  in  his  view,  may  be  gathered  from 
his  commonplace-books  about  this  time,  and  in  the 
general  tenor  of  his  correspondence  in  the  years  when 
the  'Essay'  was  in  progress,  which  all  afford  indis- 
pensable help  in  the  interpretation  of  the  great  philo- 
sophical work  of  his  life.  Thus  a  fragment,  '  De  Arte 
Medica,'  dated  1668,  while  it  illustrates  Locke's  con- 
tinued interest  in  the  phenomena  of  disease  and  the 
functions  of  the  human  body,  is  even  more  import- 
ant as  evidence  of  the  spirit  in  which  he  was  at  this 
time  searching  for  truth,  and  of  the  tests  which  he  was 
accustomed  to  employ  : — 

"  He  that  in  physics  shall  lay  down  fundamental  questions, 
and  from  thence,  drawing  consequences  and  raising  disputes, 
shall  reduce  medicine  into  the  regular  form  of  a  science 
(totum  teres,  atque  rotundum),  has  indeed  done  something  to 


Empty  Terms  and  Dogmatic  Assumptions.      37 

enlarge  the  art  of  talking,  and  perhaps  laid  a  foundation 
for  endless  disputes  ;  but  if  he  hopes  to  bring  men  by  such 
a  system  to  the  knowledge  of  the  infirmities  of  their  own 
bodies,  or  the  constitution,  changes,  and  history  of  diseases, 
with  the  safe  and  discreet  way  of  their  cure,  he  takes  much 
what  a  like  course  with  him  that  should  walk  up  and  down 
in  a  thick  wood,  outgrown  with  briers  and  thorns,  with  a 
design  to  take  a  view  and  draw  a  map  of  the  country.  .  .  . 
The  beginning  and  improvement  of  useful  arts,  and  the 
assistances  of  human  life,  have  all  sprung  from  industry  and 
observation.  True  knowledge  grew  first  in  the  world  by 
experience  and  rational  observations ;  but  proud  man,  not 
content  with  that  knowledge  he  was  capable  of,  and  which 
was  useful  to  him,  would  needs  penetrate  into  the  hidden 
causes  of  things,  lay  down  principles,  and  establish  maxims 
to  himself  about  the  operations  of  nature,  and  then  vainly 
expect  that  nature — or  in  truth  God — should  proceed  accord- 
ing to  those  laws  which  his  maxims  had  prescribed  to  him  ; 
whereas  his  narrow  weak  faculties  could  reach  no  further 
than  the  observation  and  memory  of  some  few  facts  produced 
by  visible  external  causes,  but  in  a  way  utterly  beyond  the 
reach  of  his  apprehension  ; — it  being  perhaps  no  absurdity  to 
think  that  this  great  and  curious  fabric  of  the  world,  the 
workmanship  of  the  Almighty,  cannot  be  perfectly  compre- 
hended by  any  understanding  but  His  that  made  it.  Man, 
still  affecting  something  of  Deity,  laboured  by  his  imagination 
to  supply  what  his  observation  and  experience  failed  him 
in ;  and  when  he  could  not  discover  [by  experience]  the 
principles,  causes,  and  methods  of  nature's  workmanship,  he 
would  needs  fashion  all  those  out  of  his  own  thought,  and 
make  a  world  to  himself,  framed  and  governed  by  his  own 
[narrow]  intelligence.  This  vanity  spread  itself  into  many 
useful  parts  of  natural  philosophy ;  and  by  how  much  the 
more  it  seemed  subtle,  sublime,  and  learned,  by  so  much  the 
more  it  proved  pernicious  and  hurtful — by  hindering  the 
growth  of  practical  knowledge.  Thus  the  most  acute  and 
ingenious  part  of  man  being,  by  custom  and  education,  en- 
gaged in  empty  speculations,  the  improvement  of  useful  arts 


38  Locke. 

was  left  to  the  meaner  sort  of  people.  .  .  .  Hence  it  came  to 
pass  that  the  world  was  filled  with  books  and  disputes ; 
books  multiplied  without  the  increase  of  knowledge  ;  the 
ages  successively  grew  more  learned,  without  becoming 
wiser  and  happier.  .  .  .  They  that  are  studiously  busy  in 
the  cultivating  and  adorning  such  dry,  barren  notions  are 
vigorously  employed  to  little  purpose,  and  might  with  as 
much  reason  have  retrimmed,  now  they  are  men,  the  babies 
they  made  when  they  were  children,  as  exchanged  them  for 
those  empty  impracticable  notions  that  are  but  the  puppets 
of  men's  fancies  and  imaginations,  which,  however  dressed 
up,  are,  after  forty  years'  dandling,  but  puppets  still,  void  of 
strength,  use,  or  activity." 

These  words  show  the  state  of  mind  in  which,  two 
years  after  they  were  written,  Locke  proposed,  by  a 
matter-of-fact  examination  of  human  understanding,  to 
guard  men  against  errors,  especially  in  morality  and 
religion.  He  set  to  war  against  a  priori  abstract 
assumptions,  and  against  the  abuse  of  words  void  of 
meaning,  yet  protected  under  the  assumption  of  their 
meaning  being  "  innate," — all  in  order  to  liberate  the 
minds  of  men  from  this  bondage ;  to  get  them  out  of 
the  "  thick  wood  "  of  prejudice  into  the  open  day  of  actual 
facts  and  experience  ;  even  although,  at  our  human  point 
for  understanding  the  universe,  the  only  possible  scheme 
one  could  make  of  the  whole  might  turn  out  to  be,  as 
Bacon  says,  "  abrupt,"  and  not  a  system.  But  we  must 
not  forget  the.  crude  empiricism  of  medicine  in  the 
seventeenth  century  in  estimating  the  influence  of  his 
medical  studies  upon  this  undertaking. 

Locke  engaged  in  his  intellectual  enterprise  at  the 
point  of  extreme  opposition  to  the  medieval  ideal  of 
obedience   to   authority,    and   of   system  verbally  con- 


Manly  Individualism  of  Locke.  39 

sistent  with  itself,  expressed  in  strictly  defined  terms. 
A  hunger  for  facts, — for  agreement  between  the  ideas 
or  laws  that  are  in  things  and  his  own  individual 
ideas, — which  as  nearly  amounted  to  a  passion  for  truth 
as  was  possible  for  his  cool  and  considerate  tempera- 
ment,— was  joined  to  a  deep  and  modest  conviction 
that  he  needed  to  bring  about  this  agreement  for 
himself  in  the  exercise  of  his  own  reasoning  insight, 
not  in  deference  either  to  tradition  or  to  contemporary 
opinion.  This  is  the  manly  individualism  that  belongs 
to  a  representative  Englishman,  encouraged  by  institu- 
tions in  Church  and  State  favourable  to  personal  free- 
dom. In  England,  as  Hume  remarks,  "  the  great  liberty 
and  independence  which  every  man  enjoys,  allows  him 
to  display  the  manners  peculiar  to  himself.  Hence,"  he 
adds,  "  the  English  of  any  people  in  the  universe  have 
the  least  of  a  national  character ;  —  unless  this  very 
singularity  may  pass  for  such." 

The  sources  of  Locke's  philosophy  are  therefore  to 
be  looked  for  in  himself,  and  in  the  unconscious  influence 
of  the  age  and  country  into  which  he  was  born;  not 
in  an  adoption  of  the  philosophical  opinions  either 
of  preceding  or  of  contemporary  thinkers.  Of  these, 
indeed,  his  constantly  avowed  indifference  to  such 
"learning"  left  him  comparatively  ignorant.  Proper 
names  seldom  occur  in  his  writings.  They  have  this 
feature  in  common  with  the  English  philosophical 
literature  of  the  epoch  which  he  inaugurated — in  re- 
markable contrast  to  the  abundant  references  to  author- 
ities which  one  finds  in  books  of  the  seventeenth  and 
preceding  centuries,  as  well  as  of  the  present  generation. 
Hobbes,  in  a  like  spirit,  is  reported  to  have  said,  "  that 


40  Locke. 

if  he  had  read  as  many  books  as  other  men,  he  would 
have  been  as  ignorant  as  they."  But  in  other  respects 
Locke  and  he  had  little  in  common.  Although  Hobbes, 
and  Eacon  too,  are  often  represented  as  Locke's  prede- 
cessors in  the  succession  of  "  English  empirical  philoso- 
phers," they  differed  widely  from  one  another,  and  from 
him,  in  their  strongly  marked  individualities  and  in 
their  conceptions  of  life.  The  sentiment  of  Hobbes, 
now  referred  to,  would  have  been  adopted  by  Locke, 
while  it  receives  no  countenance  from  the  copious 
bibliographical  allusions  and  quotations  in  which  Bacon 
delights. 

The  sources  of  the  '  Essay '  and  of  Locke's  philosophy 
are  not  to  be  sought  in  the  books  of  his  own  or  pre- 
ceding generations,  so  much  as  in  the  reaction  of  his 
sagacious  intelligence  against  the  bondage  of  books,  and 
his  cool  and  independent  observation  of  the  facts  of 
human  nature.  Among  books,  those  of  Descartes  no 
doubt  gave  impulse,  and  encouraged  his  passion  for 
thinking  for  himself ;  while  the  '  Port  Eoyal  Logic,' 
its  plan,  and  its  constant  sympathy  with  life,  is  not 
to  be  forgotten  in  accounting  for  the  plan  and  contents 
of  the  'Essay.' 

The  "  reality  "  for  which  Locke  always  hungers  is  that 
to  which  his  early  habits  had  accustomed  him,  and 
which  he  found  in  all  the  data  of  experience.  He  was 
like  Bacon  and  Bacon's  English  successors  at  least  in 
this ;  for  he  turned  away  with  aversion  from  scholastic 
Aristotelianism,  just  because  he  saw  in  it  security  only 
for  verbal  consistency,  and  not  for  truth  of  fact.  It 
seemed  to  him  to  encourage  the  two  chief  hindrances  to 
the  intellectual  liberty  of  the  individual,  against  which 


Sources  of  his  Philosophy.  41 

his  whole  life  was  a  steady  protest — empty  verbalism 
and  unverified  assumption.  It  was  with  this  aim  that 
for  seventeen  years  he  maintained  a  cautious  and  con- 
siderate observation  of  his  own  understanding  of  things 
and  that  of  other  men ;  testing  the  significance  of  their 
words,  which  he  often  found  to  be  void  of  ideas,  and 
the  grounds  of  their  judgments,  for  many  of  which  only 
blind  submission  to  authority  could  be  pleaded.  The 
1  Essay  concerning  Human  Understanding '  was  the  issue 
of  seventeen  years  lived  in  this  state  of  mind, — often 
disturbed,  indeed,  by  troubled  politics  and  by  ill  health, 
so  that  the  '  Essay  '  was  "  written  in  incoherent  parcels, 
and  after  long  intervals  of  neglect  resumed  again,  as 
humour  or  occasions  permitted."  And  average  common- 
sense  was  always  kept  in  his  view.  What  he  wrote 
was  expressed  for  the  most  part  in  the  language  of  the 
market-place.  The  terminology  formed  to  express  the 
subtle  concepts  of  the  schools  was  on  principle  avoided, 
although  he  indulged  in  some  degree  in  a  terminology 
of  his  own. 

The  ultimate  problems  of  chief  human  interest  with  y 
which  philosophy  is  concerned,  have  to  do  severally 
with  Matter,  Man,  and  God.  Each  of  these  is  so  con- 
nected with  the  other,  that  while  an  individual  philoso- 
pher puts  one  of  the  three  in  his  foreground,  it  is  found 
to  be  inseparable  from  the  other  two.  The  second,  or 
rather  one  branch  of  it,  was  in  Locke's  foreground.  The 
enterprise  in  which  he  now  engaged  was  an  attempt, 
for  purposes  of  human  life,  to  delineate  the  intellectual 
resources  and  capacity  of  Man. 


42 


CHAPTEE    IV. 

PUBLIC    AFFAIRS— RETIREMENT    AND    STUDY    IN    FRANCE 

(1671-79). 

Some  of  those  "  intervals  of  neglect "  which  interrupted 
from  time  to  time  the  progress  of  that  inquiry  into  the 
nature  and  limits  of  a  human  understanding  of  the 
universe,  in  which  Locke  now  engaged,  must  have 
occurred  in  the  four  years  that  followed  the  memorable 
meeting  of  the  "five  or  six  friends  at  his  chamber." 
Early  in  1672,  Lord  Ashley,  risen  in  Court  favour,  after 
filling  for  a  short  time  the  office  of  Chancellor  of  the 
Exchequer,  was  created  Earl  of  Shaftesbury,  made 
President  of  the  Board  of  Trade,  and  in  November, 
Lord  Chancellor  of  England.  This  accumulation  of 
official  responsibilities  brought  Locke  into  still  closer 
relation  with  public  affairs.  The  new  Lord  Chancellor 
in  that  same  year  made  him  his  secretary  for  the 
presentation  of  benefices,  with  an  annual  salary  of 
.£300 ;  and  in  the  following  year  he  was  advanced  to 
the  Secretaryship  of  the  Board  of  Trade,  with  an  income 
of  £500.  The  records  of  the  Board  illustrate  Locke's 
diligence  in  the  details  of  business,  and  his  habit  of 
methodical  administration.     This  official  work  was  not 


Secretary  of  the  Board  of  Trade.  43 

sustained  without  difficulty.  The  asthma  from  which 
he  suffered  so  much  in  middle  and  more  in  later  life, 
after  previous  premonitory  symptoms,  began  to  show 
itself  decisively  about  this  time;  in  consequence,  a  re- 
treat to  the  south  of  Europe  was  contemplated  even  in 
1671.  In  October  of  that  year  he  wrote  from  Sutton 
Court  in  Somerset,  expressing  gratitude  to  his  friend 
Dr  Mapletoft  for  "  concernment  for  my  health,  and  the 
kindness  wherewith  you  press  my  journey  into  France. 
I  am  making  haste  back  again  to  London,"  he  adds,  "to 
return  you  my  thanks  for  this  and  several  other  favours  ; 
and  then,  having  made  you  judge  of  my  state  of  health, 
desire  your  advice  what  you  think  best  to  be  done ; — 
since  nothing  will  make  me  leave  those  friends  I  have 
in  England,  but  the  positive  direction  of  some  of  those 
friends  for  my  going.  But  however  I  may  dispose  of 
myself,  I  shall  enjoy  the  air  either  of  Hampstead  Heath 
or  Montpellier,  as  that  wherein  your  care  and  friendship 
hath  placed  me." 

The  journey  abroad  "  for  his  health  "  was  not  impera- 
tive in  1671.  He  was  able  for  some  years  to  do  the 
work  of  secretary  with  exemplary  exactness,  until  a  turn 
occurred  in  political  affairs  which  set  him  free  to  betake 
himself  to  some  retirement,  where  attendance  on  health 
should  give  also  leisure  for  study.  In  March  1675 
Shaftesbury  ceased  to  be  Chancellor ;  after  he  had 
quarrelled  with  the  Court,  and  put  himself  at  the  head 
of  the  Country  party  in  Parliament.  Locke  had  to  quit 
office,  but  his  patron  and  friend  was  not  forgetful  of  his 
services.  He  endowed  him  with  £100  a-year  as  a 
pension  for  life — "  a  relief,"  as  he  says,  "  to  one  now 
broken  with  business,"  and  suffering  more  than  ever 


44  Locke. 

from  his  chronic  malady.  The  project  of  a  visit  to 
the  south  of  Europe  could  now  be  carried  out.  .  So 
after  seeing  his  friends  in  Somerset,  he  made  his  way 
into  France  in  November  1675.  The  three  following 
years  were  spent  partly  at  Montpellier  and  partly  in 
Paris,  in  a  meditative  quiet  to  which  he  had  been  a 
stranger  for  many  years. 

We  have  now  for  the  first  time  in  his  life  means  for 
tracing  his  history  almost  from  day  to  day,  in  the  cir- 
cumstantial record  of  them  in  his  Journal.  The  chrono- 
logical arrangement  of  his  movements  in  France  by  this 
means  comes  out  distinctly.  About  a  month  after  he 
left  London  we  find  him  at  Montpellier,  on  Christmas 
Day  in  1675.  Montpellier — a  resort  in  cases  of  con- 
sumption and  the  seat  of  a  famous  medical  school — was 
Locke's  home  till  April  1677,  when  he  returned  to  Paris, 
where  he  lived  till  July  1678.  In  autumn  of  that  year 
he  returned  to  Montpellier,  after  an  abortive  attempt  to 
visit  Italy  and  Eome,  which  was  barred  against  him  by 
those  snows  of  Mont  Cenis,  where  "  old  winter  kept 
guard,"  that  were  encountered  by  Berkeley  on  his  way 
to  Italy  more  than  thirty  years  later.  The  following 
winter  Locke  spent  in  Paris.  In  April  1679  we  find 
him  in  London,  brought  back  on  the  eddy  tide  in  public 
affairs  which  had  carried  Shaftesbury  again  into  power. 

The  daily  journal  of  Locke's  life  in  Prance,  which 
sometimes  takes  the  form  of  a  commonplace-book,  con- 
tains sagacious  observations  regarding  Frenchmen  and 
their  works,  with  vigilant  and  inquisitive  investigation 
of  natural  phenomena.  Medical  experiments,  too,  com- 
bined with  prudent  study  of  his  own  health,  often  re- 
call the  Oxford  professional  pursuits  of  former  days.    But 


In  Retirement  at  Montpellier.  45 

the  chief  intellectual  interest  is  its  exhibition  of  the 
inquiry  into  human  understanding  now  in  progress,  for 
one  here  sees  the  '  Essay '  in  process  of  formation. 
During  the  first  sixteen  months  in  which  Montpellier 
was  his  home,  Locke  was  busy  revising  and  expand- 
ing notes  for  the  '  Essay,'  which  had  accumulated  even 
in  the  three  or  four  previous  busy  years  of  official  life 
in  England.  At  Montpellier  Thomas  Herbert,  after- 
wards Earl  of  Pembroke,  to  whom  the  '  Essay '  is  dedi- 
cated, happened  to  be  his  neighbour ;  and  with  him, 
then  and  ever  after,  he  was  much  in  friendly  intimacy. 
Locke  afterwards  reminded  him  in  the  Dedication, 
that  the  book,  "grown  up  under  your  lordship's  eye, 
has  ventured  into  the  world  by  your  order,  and  does 
now,  by  a  natural  kind  of  right,  come  to  your  lord- 
ship for  that  protection  which  you  several  years  since 
promised  it ; "  and  then,  according  to  the  fashion  of 
dedications,  he  speaks  of  the  results  of  his  own  seven- 
teen years  of  search  as  having  "  some  little  correspond- 
ence with  that  nobler  and  vast  system  of  the  sciences 
which  your  lordship  has  made  so  new,  exact,  and  in- 
structive a  draft  of."  This  philosophic  Lord  Pembroke, 
to  whose  friendship  and  encouragement  Locke,  thus  and 
otherwise,  acknowledged  his  obligations,  was  afterwards 
the  patron  and  friend  of  Berkeley.  The  '  Principles  of 
Human  Knowledge,'  as  well  as  the  'Essay  concerning 
Human  Understanding,'  entered  the  world  under  his 
protection. 

Locke's  least  interrupted  leisure  and  most  exclusive 
devotion  to  the  preparation  of  the  '  Essay  '  was  probably 
during  these  years  in  France.  His  manuscripts  at  this 
time  show  how  much  his  mind  was  then  engaged  with 


46  Locke. 

the  multiplying  problems  which  an  answer  to  his  own 
question,  propounded  at  the  memorable  meeting  years 
before,  required  him  to  deal  with,  and  also  discover 
more  fully  the  moral  purpose  that  kept  him  so  steadily 
in  quest  of  them.  This  revelation  is  full  of  instruction. 
It  helps  to  a  more  just  interpretation  of  the  'Essay' 
itself  and  of  Locke's  philosophy.  Here  is  part  of  a 
paper,  begun  in  March  and  finished  in  May  1677,  in 
which  Locke  represents  empty  words  and  deference  to 
authority,  as  the  two  tempters  that  are  apt  to  bewilder 
men  and  lead  them  out  of  the  way  in  the  exercises  of 
the  understanding  : — 

"First  to  be  guarded  against  is  all  that  maze  of  words 
and  phrases  which  have  been  invented  and  employed  only 
to  instruct  and  amuse  people  in  the  art  of  disputing,  which 
will  be  found  perhaps  when  looked  into  to  have  little  or  no 
meaning  ; — and  with  this  kind  of  stuff  the  logics,  physics, 
ethics,  metaphysics,  and  divinity  of  the  schools  are  thought 
by  some  to  be  too  much  filled.  This,  I  am  sure,  that  where 
we  leave  distinctions  without  finding  a  difference  in  things  ; 
where  we  make  variety  of  phrases,  or  think  we  furnish  our- 
selves with  arguments  without  a  progress  in  the  real  know- 
ledge of  things,  we  only  fill  our  heads  with  empty  sounds. 
Words  are  of  no  value  or  use  but  as  they  are  the  signs  of 
things  ;  when  they  stand  for  nothing  they  are  less  than 
ciphers,  for,  instead  of  augmenting  the  value  of  those  they 
are  joined  with,  they  lessen  and  make  it  nothing  ;  and  where 
they  have  not  a  clear,  distinct  signification,  they  are  like  un- 
usual or  ill-made  figures  that  confound  our  meaning.  Words 
are  the  great  and  almost  only  way  of  conveyance  of  one 
man's  thoughts  to  another  man's  understanding ;  but  when 
a  man  thinks  within  himself  it  is  better  to  lay  them  aside, 
and  have  an  immediate  converse  with  the  ideas  of  the  things. 
He  that  would  call  to  mind  his  absent  friend  does  it  best  by 
reviving  in  his  mind  the  idea  of  him,   and  contemplating 


The  'Essay '  in  process  of  formation.  47 

that ;  and  it  is  but  a  very  faint,  imperfect  way  of  thinking 
of  one's  friend  barely  to  remember  his  name,  and  think  upon 
the  sound  he  is  usually  called  by." 

Blind  deference  to  other  men's  opinions,  and  conse- 
quent desire  to  know  what  these  have  been,  with  dog- 
matic assumption  that  this  sort  of  knowledge  is  the  most 
important  part  of  learning,  is  the  other  vice  in  the  exercise 
of  a  human  understanding  which,  according  to  this  revela- 
tion of  his  mind  at  work,  loomed  largely  in  his  view  : — 

"Truth  needs  no  recommendation,"  he  continues,  "and  error 
is  not  mended  by  it.  In  our  inquiry  after  knowledge,  it  as 
little  concerns  us  what  other  men  have  thought,  as  it  does  one 
who  has  to  go  from  Oxford  to  London  to  know  what  scholars 
walk  quietly  on  foot  inquiring  the  way  and  surveying  the 
country  as  they  went  —  who  rode  forth  after  their  guide 
without  minding  the  way  he  went — who  were  carried  along 
muffled  up  in  a  load  with  their  company,  or  where  one 
doctor  lost  or  walked  out  of  his  way,  or  where  another  stuck 
in  the  mire.  If  a  traveller  gets  a  knowledge  of  the  right 
way,  it  is  no  matter  whether  he  knows  the  infinite  windings, 
byways,  and  turnings,  where  others  have  been  misled ;  the 
knowledge  of  the  right  secures  him  from  the  wrong,  and 
that  is  his  great  business.  And  so  methinks  it  is  in  our 
intellectual  pilgrimage  through  this  world.  It  is  an  idle 
and  useless  thing  to  make  it  our  business  to  study  what 
have  been  other  men's  sentiments  in  things  where  reason 
only  is  the  judge.  I  can  no  more  know  by  another  man's 
understanding  than  I  can  see  by  another  man's  eyes. 
Yet  who  is  there  that  has  not  opinions  planted  in  him  by 
education  time  out  of  mind,  which  must  not  be  questioned, 
but  are  looked  on  with  reverence,  as  the  standards  of  right 
and  wrong,  truth  and  falsehood ;  where  perhaps  those  so  sacred 
opinions  were  but  the  oracles  of  the  nursery,  or  the  tradi- 
tion and  grave  talk  of  those  who  pretend  to  inform  our 
childhood,  who  receive  them  from  hand  to  hand  without 


48  Locke. 

ever  examining  them  1  ...  By  these  and  perhaps  other 
means,  opinions  came  to  be  settled  and  fixed  in  men's  minds, 
which,  whether  true  or  false,  there  they  remain  in  reputation 
as  truths,  and  so  are  seldom  questioned  or  examined  by 
those  who  entertain  them  ;  and  if  they  happen  to  be  false, 
as  in  most  men  the  greatest  part  must  necessarily  be,  they 
put  a  man  quite  out  of  the  way  in  the  whole  course  of  his 
studies,  which  tend  to  nothing  but  the  confounding  of  his 
already  received  opinions.  .  .  .  These  ancient  preoccupations 
of  our  minds  are  to  be  examined  if  we  will  make  way  for 
truth,  and  put  our  minds  in  that  freedom  which  belongs  and 
is  necessary  to  them." 

Locke  finds  that  most  men  can  hardly  be  said  to  think 
or  to  have  ideas  at  all,  at  least  ideas  of  their  own,  on 
any  important  subject.  They  profess  the  phrases  which 
they  have  been  taught,  without  putting  meaning  into 
them,  either  from  laziness,  or  from  fear  to  examine 
critically  wprcls  invested  with  sacred  associations.  The 
desire  to  bring  their  individual  thoughts  into  harmony 
with  things, — with  the  divine  ideas,  shall  we  say,  of 
which  things  are  the  manifestation, — in  a  word,  the  love 
of  truth,  as  distinguished  from  superstitious  regard  for 
idealess  phrases,  is  foreign  to  their  habit. 

Empty  words,  and  dogmatic  assumptions  blindly 
sustained  by  authority,  are  always  present  to  Locke's 
mind  as  the  two  chief  obstructions  to  a  human  under- 
standing of  things.  Both  evils  were  encouraged,  as  it 
seemed  to  him,  by  an  oversight  of  the  necessary  limits 
of.  human  understanding,  and  of  the  immense  dispro- 
portion between  the  universe  and  man's  power  of  inter- 
preting its  phenomena.  So  men  try  to  cross  the  gulf 
by  help  of  words  that  are  really  empty  of  meaning; 
aided  by  assumptions  which,   if  not.  meaningless,   are 


The  ''Disproportion  "  of  a  Human  Understanding.   49 

at  any  rate  without  warrant  in  facts.  This  weakness 
or  "  disproportion  "  of  human  understanding  is  the  one 
fact  which  Locke  returns  to  again  and  again  at  this 
time.  In  a  paper  dated  at  Montpellier  in  February 
1677,  he  writes  : — 

"  Our  minds  are  not  made  as  large  as  truth,  nor  suited  to 
the  whole  extent  of  things.  Amongst  the  things  that  come 
within  its  reach,  it  meets  with  not  a  few  that  it  is  fain  to 
give  up  as  incomprehensible.  It  finds  itself  lost  in  the  vast 
extent  of  space  ;  the  least  particle  of  matter  puzzles  it  with 
an  inconceivable  divisibility ;  and  those  who  deny  or  question 
an  eternal  omniscient  Spirit  run  themselves  into  a  greater 
difficulty  by  making  an  eternal  and  unintelligent  Matter.  If 
all  things  must  stand  or  fall  by  the  measure  of  our  under- 
standing, and  that  be  denied  to  be  wherein  we  find  inex- 
tricable difficulties,  there  will  very  little  remain  in  the  world, 
and  we  shall  scarce  leave  ourselves  so  much  as  understand- 
ing, souls,  or  bodies.  It  will  become  us  better  to  consider 
well  our  own  weakness  and  exigencies,  what  we  are  made 
for,  and  what  we  are  capable  of ;  and  to  apply  the  powers  of 
our  bodies  and  faculties  of  our  souls,  which  are  well  suited 
to  our  condition,  in  the  search  of  that  natural  and  moral 
knowledge  which,  as  it  is  not  beyond  our  strength,  so  is  not 
beside  our  purpose,  but  may  be  attained  by  moderate  in- 
dustry, and  improved  to  our  infinite  advantage." 

That  the  true  end  of  any  knowledge  that  is  within  the 
reach  of  man  is  wise  action,  and  communication  to  others 
of  what  is  found;  and  that  if  we  study  only  for  the 
pleasure  of  knowing,  this  is  rather  amusement  than 
serious  business,  and  so  to  be  reckoned  among  our  idle 
recreations, — are  favourite  ideas  of  Locke,  seldom  long 
out  of  view,  according  to  these  memoranda  of  his  studies 
at  Montpellier  and  Paris  : — 

u  The  extent  of  things  knowable  is  so  vast,  our  duration 

P. — XV.  D 


50  Locke. 

here  is  so  short,  and  the  entrance  by  which  the  knowledge 
of  things  gets  into  our  understanding  is  so  narrow,  that 
the  whole  time  of  our  life  is  not  enough  to  acquaint  us  even 
with  what  we  are  capable  of  knowing,  and  which  it  would 
be  not  only  convenient  but  very  advantageous  for  us  to 
know.  .  .  .  The  essence  of  things,  their  first  original,  their 
secret  way  of  working,  and  the  whole  extent  of  corporeal 
being,  is  as  far  beyond  our  capacity  as  it  is  beside  our  use. 
And  we  have  no  reason  to  complain  that  we  do  not  know 
the  nature  of  the  sun  or  stars,  and  a  thousand  other  specula- 
tions in  nature ;  since,  if  we  knew  them,  they  would  be  of 
no  solid  advantage  to  us,  nor  help  to  make  our  lives  the 
happier,  they  being  but  the  useless  employment  of  idle  or 
over-curious  brains.  .  .  .  All  our  business  lies  at  home.  Why 
should  we  think  ourselves  hardly  dealt  with  that  we  are  not 
furnished  with  compass  and  plummet  to  sail  and  fathom 
that  restless,  unnavigable  ocean  of  the  universal  matter, 
motion,  and  space  ?  There  are  no  commodities  to  be  brought 
from  thence  serviceable  to  our  use,  nor  that  will  better  our 
condition.  We  need  not  be  displeased  that  we  have  not 
knowledge  enough  to  discover  whether  we  have  any  neigh- 
bours or  no  in  those  large  bulbs  of  matter  that  we  see  floating 
in  the  abyss,  or  of  what  kind  they  are,  since  we  can  never 
have  any  communication  with  them  that  might  turn  to  our 
advantage.  Man's  mind  and  faculties  were  given  him  to 
procure  him  the  happiness  which  this  world  is  capable  of ; 
so  that  had  men  no  concernment  but  in  this  world,  no  ap- 
prehensions of  any  being  after  this  life,  they  need  trouble 
their  heads  with  nothing  but  the  history  of  nature,  and  an 
inquiry  into  the  qualities  of  things,  or  the  particular  mansion 
of  the  universe  which  hath  fallen  to  their  lot.  They  need 
not  perplex  themselves  about  the  original  constitution  of 
the  universe." 

Locke  rises,  however,  out  of  this  secularist  conception 
of  life  :— 

"  It  seems  probable  that  there  should  be  some  better  state 


Theological  Utilitarianism  and  a  Future  Life.     51 

somewhere  else  to  which  men  might  arise  ;  since,  when  one 
hath  all  that  this  world  can  afford,  he  is  still  unsatisfied. 
It  is  certain  that  there  is  a  possibility  of  another  state  when 
this  scene  is  over ;  and  that  the  happiness  and  misery  of  that 
depend  on  the  ordering  of  ourselves  in  our  actions  in  this 
time  of  our  probation  here.  The  acknowledgment  of  a  God 
will  easily  lead  any  one  to  this  conclusion.  ...  It  being 
then  at  least  probable  that  there  is  another  life,  wherein  we 
shall  give  an  account  of  our  past  actions  in  this,  here  comes 
in  another,  and  that  the  main  concernment  of  mankind — 
to  know  what  those  actions  are  that  he  is  to  do,  and  what 
those  are  he  is  to  avoid.  And  in  this  part  he  is  not  so  left 
in  the  dark,  but  that  he  is  furnished  with  principles  of 
knowledge,  and  faculties  able  to  discover  light  enough  to 
guide  him ; — his  understanding  seldom  fails  him  in  this  part, 
unless  where  his  will  would  have  it  so.  .  .  .  We  need  no 
other  knowledge  for  the  attainment  of  those  two  ends  but 
(1)  of  the  effect  and  operation  of  natural  bodies  within  our 
power,  and  (2)  of  our  duty  in  the  management  of  our  own 
actions,  as  far  as  they  depend  on  our  will,  and  so  are  in  our 
power.  Whilst,  then,  we  have  ability  to  improve  our  know- 
ledge in  experimental  natural  philosophy;  and  whilst  we 
want  not  principles  wherein  to  establish  moral  rules,  nor 
light  to  distinguish  good  from  bad  actions  (if  we  please  to 
make  use  of  it), — we  have  no  reason  to  complain  if  we  meet 
with  difficulties  in  other  things  which  confound  our  under- 
standing ;  for  those,  relating  not  to  our  happiness  in  any 
way,  are  no  part  of  our  business,  nor  conformable  to  our 
state  or  end  as  we  find  it." 

The  germ  of  the  theological  utilitarianism  into  which 
Locke's  ethical  and  political  philosophy  resolved  itself 
in  the  end,  appears  in  expressions  like  these.  He  makes 
the  motives  to  right  conduct  depend  at  last  upon  the 
fact  of  the  Supreme  Power  connecting  pleasures  and 
pains  with  human  actions  according  to  their  kinds.  We 
are  moved  to  action  by  an  ideal  of  pleasure  of  body 


52  Locke. 

or  mind :  the  action  is  good  or  bad  in  proportion  as 
the  pleasure  which  it  brings  is  lasting  or  evanescent. 
"  That  this  is  so,  I  appeal  not  only  to  the  experience 
of  all  mankind,  but  to  the  best  rule  of  this — the  Scrip- 
ture— which  tells  us  that  at  the  right  hand  of  God  are 
pleasures  for  evermore ;  and  that  which  men  are  con- 
demned for  is,  not  for  seeking  pleasure,  but  for  prefer- 
ring the  momentary  pleasures  of  this  life  to  those  joys 
which  shall  have  no  end." 1 

In  these  private  records  of  his  thoughts  in  his  French 
retirement,  while  the  '  Essay '  was  in  process  of  forma- 
tion, Locke  ever  and  anon  expresses  his  profound  sense 
of  the  fact  that  our  state  in  this  world  is  a  state  of 
intellectual  mediocrity,  dependent  on  probabilities  ;  that, 
in  consequence,  "if  we  were  never  in  life  to  do  but 
what  is  absolutely  best,  all  our  lives  would  go  away  in 
deliberation  and  distraction,  and  we  should  never  come 
to  action."  "We  are  finite  creatures,  furnished  with 
powers  and  faculties  very  well  fitted  to  some  purposes, 
but  very  disproportionate  to  the  vast  and  unlimited 
extent  of  things."  It  is  as  if  he  had  said, — "This,  for 
us  momentous  fact,  is  as  it  is,  and  we  cannot  make  it 
otherwise :  things  are  what  they  are,  and  are  not  other 
things  than  they  are  ; — why,  therefore,  should  one  desire 
to  be  deceived  ? " 

"It  would,"  he  writes  at  Montpellier  in  March  1677,  "be 
of  great  service  to  us  to  know  how  far  in  point  of  fact  our 
faculties  can  reach,  that  some  might  not  go  about  to  fathom 
where  our  line  is  too  short ;  to  know  what  things  are  the 
proper   objects   of  our  inquiries   and   understanding,   and 


1  See  also  Lord  King's  c  Life,'  vol.  ii.  pp.  161-185. 


French  Philosophy  in  the  Seventeenth  Century.     53 

where  it  is  we  ought  to  stop  and  launch  out  no  further,  for 
fear  of  losing  ourselves  or  our  labour.  This" — to  which 
attempts  to  solve  his  new  philosophical  problem  at  last 
led  him — "  this,  perhaps,"  he  continues,  "  is  an  inquiry  of 
as  much  difficulty  as  any  we  shall  find  in  our  way  of  know- 
ledge, and  fit  to  be  resolved  by  a  man  when  he  is  come  to 
the  end  of  his  study,  and  not  to  be  proposed  to  one  at  his 
setting  out ;  it  being  properly  the  result  to  be  expected  after 
a  long  and  diligent  research  to  discover  what  is  actually 
knowable,  and  where  knowledge  must  stop  ;  not  a  question 
to  be  resolved  by  the  guesses  of  one  who  has  scarce  yet 
acquainted  himself  with  obvious  truths.  I  shall  therefore 
at  present  suspend  the  thoughts  I  have  had  upon  this  sub- 
ject, which  ought  maturely  to  be  considered  of — always  re- 
membering that  things  infinite  are  too  large  for  our  capacity ; 
that  the  essences  of  substantial  beings  also  are  beyond  our 
ken  ;  and  the  manner  too  how  Nature,  in  this  great  machine 
of  the  world,  produces  the  several  phenomena,  is  what  I 
think  lies  also  out  of  the  reach  of  our  understanding.  That 
which  seems  to  me  to  be  suited  to  the  end  of  man,  and  lie 
level  to  his  understanding,  is  (1)  the  improvement  of  natural 
experiments  for  the  conveniences  of  this  life,  and  (2)  the  way 
of  ordering  himself  and  his  actions  so  as  to  attain  happiness 
in  the  other — that  is,  moral  philosophy,  which  in  my  sense 
comprehends  religion  too,  or  a  man's  whole  duty." 

Locke  was  pondering  these  things  in  France  at  a  time 
when  the  intellectual  revival,  set  agoing  by  Descartes, 
was  in  its  strength.  This  was  the  golden  age  of  French 
metaphysical  philosophy.  The  highest  spiritual  expe- 
rience of  men,  rather  than  the  transitory  data  of  the 
senses,  regulated  the  dominant  philosophical  conceptions. 
Pascal  and  Geulinx  both  died  in  the  preceding  decade ; 
Descartes  died  a  few  years  earlier.  The  '  Recherche  de 
la  Verite'  of  Malebranche  made  its  appearance  a  few 
months  before  Locke  went  to  Montpellier.     The  famous 


54  Locke. 

controversy  was  beginning  between  Malebranche  and 
Arnauld.  The  '  Port  Royal  Logic '  was  in  vogue,  and 
Nicole  was  issuing  his  'Essais  de  Morale.'  Three 
years  earlier  Arnauld  had  been  visited  by  Leibniz  in 
the  course  of  that  tour  through  Western  Europe,  in 
which,  after  passing  through  London,  the  founder  of 
German  philosophy  went  to  see  Spinoza  at  the  Hague. 
Spinoza  himself  died,  and  his  '  Ethics '  were  published, 
when  Locke  was  at  Montpellier. 

"We  are  not  told  that  Locke  met  any  of  these  re- 
markable men  when  he  was  in  France,  though  their 
names  and  some  of  their  books  were  probably  familiar 
to  him.  Soon  after  his  return  to  England  he  translated 
the  '  Essais '  of  Nicole,  and  later  on  he  criticised  Male- 
branche. The  '  Port  Eoyal  Logic '  was  not  without  its 
influence  on  the  'Essay'  of  Locke,  if  we  may  judge 
from  points  of  resemblance  in  structure  and  in  doctrine. 
But  it  was  among  representatives  of  natural  science  and 
of  medicine,  not  among  the  metaphysical  philosophers, 
that  Locke  was  usually  found  in  Paris.  Bernier,  the 
pupil  and  expositor  of  Gassendi's  mechanical  philosophy, 
is  mentioned  among  his  associates.  His  journal,  and 
his  correspondence  afterwards,  imply  frequent  meetings 
and  friendly  intercourse  at  Paris  with  Guenellon,  the 
Amsterdam  physician ;  Nicolas  Thoynard,  the  naturalist 
and  biblical  critic;  Justel,  jurist  and  man  of  letters, 
whose  weekly  reunions  were  then  the  fashion;  Olaus 
Romer,  the  young  Danish  astronomer;  and  Thuvenot, 
the  traveller,  whose  narratives  of  his  wanderings  grati- 
fied a  taste  that  was  characteristic  of  Locke. 

It  is  difficult  to  determine  what  progress  had  been 
made  with  the  '  Essay  concerning  Human  Understand- 


The  'Essay'  in  April  1679.  55 

ing,'  when  its  author  returned  to  England  in  April  1679, 
after  these  years  of  studious  retirement  in  France. 
Although  he  wrote  to  his  friend  Thoynard,  a  few  weeks 
after  he  got  to  London,  that  his  "  book  was  completed," 
he  added,  that  he  thought  "  too  well  of  it  to  let  it  then 
go  out  of  his  hands."  It  was  held  back  in  order  that 
more  consideration  might  be  given  to  the  subject,  and 
the  changes  and  additions  afterwards  made  were  the 
occasion  of  frequent  correspondence  with  his  friends. 
The  extracts  from  his  manuscripts  in  Trance  already 
given,  express  the  general  drift  'and  main  purpose  of  his 
work  at  Montpellier  and  Paris.  We  see  the  intellectual  ■ 
habits  of  the  scientific  physician  more  than  the  specula- 
tive philosopher  in  those  revelations.  The  mind  of  man 
is  the  subject  of  disease.  Men  are  therefore  ready  to 
accept  empty  sounds  instead  of  ideas ;  to  suppose  that 
they  have  ideas  when  they  have  none,  or  distinct  ideas 
when  they  are  necessarily  obscure.  They  are  satisfied, 
too,  with  accepting  on  authority  what  is  said,  without 
inquiring  and  seeing  for  themselves ;  the  human  mind 
is  thus  clouded  by  presuppositions  which  obscure  the 
light  of  facts.  Attention  and  independent  judgment 
are  avoided  as  fatiguing ;  and  to  say  anything  that  de- 
mands reflection  is  putting  people  quite  out  of  their  way. 
Empty  abstractions  and  dogmatic  assumptions  afflict  the 
human  understanding.  Both  seemed  to  Locke  to  be  due 
to  oversight  of  the  fact  that  "  we  are  here  in  a  state  of 
mediocrity,"  and  that  our  understanding  is  "  dispropor- 
tionate "  to  the  infinite  extent  of  things.  Men  were 
vainly  trying  to  reduce  the  disproportion,  and  to  ease 
themselves  of  the  pains  and  patience  which  conformity 
to  fact  imposes,  by  keeping  in  circulation  idealess  words, 


56  Locke. 

and  by  building  on  presuppositions  that  have  no  warrant 
in  experience.  It  is  only  in  having  ideas  or  meanings 
in  our  words  that  we  come  to  be  in  a  capacity  for 
having  any  knowledge ;  so  that  the  first  step  to  know- 
ledge is  to  get  the  mind  furnished  with  such  meanings 
as  it  really  has  a  capacity  for.  Of  what  sort  are  they  ? 
how  reached]  To  what  extent  are  ideas  that  we  can 
have  perfect,  and  in  what  cases  must  they  remain  ob- 
scure—  so  that  they  are  in  the  one  case  avenues  to 
certainty,  and  in  the  other  incapable  of  carrying  us  be- 
yond faith  and  probability  1  To  cure  diseases  of  the 
human  understanding, — especially  the  two  now  men- 
tioned,— with  a  view  to  its  healthy  exercise  in  life,  not 
to  solve  abstract  problems  of  knowing  and  being,  was 
evidently  the  aim  of  Locke  when  his  '  Essay '  was  in 
process  of  formation  in  France. 


57 


CHAPTEE    V. 

ENGLISH    POLITICS    AND    POLITICAL   EXILE   IN   HOLLAND 

(1679-89). 

When  Locke  returned  to  London  in  the  spring  of  1679, 
he  found  that  Lord  Shaftesbury  had  exchanged  Exeter 
House  in  the  Strand  for  Thanet  House  in  Aldersgate. 
"In  spite  of  the  attraction  which  had,  during  a  long  course 
of  years  anterior  to  1685,  gradually  drawn  the  aristocracy 
westward  in  London,  a  few  men  of  high  rank,"  according 
to  Lord  Macaulay,  "  continued  to  dwell  in  the  vicinity 
of  the  Exchange  and  of  the  Guildhall.  Shaftesbury  and 
Buckingham,  while  engaged  in  bitter  and  unscrupulous 
opposition  to  the  Government,  had  thought  that  they 
could  no  longer  carry  on  their  intrigues  so  conveniently 
or  so  securely  as  under  the  protection  of  the  city  magis- 
trates and  the  city  militia.  Shaftesbury  therefore  lived 
in  Aldersgate,  in  a  house  which  may  still  be  easily  known 
by  pilasters  and  wreaths,  the  graceful  work  of  Inigo 
Jones."1  It  was  life  in  serene  retirement  in  sunny 
France  that  Locke  now  exchanged  for  the  clouded 
political  atmosphere  of  London  in  the  last  years  of 
Charles's  reign.  His  life  was  now  to  be  more  than  ever 
1  Macaulay,  vol.  i.  p.  278. 


58  Locke. 

mixed  up  with,  the  history  of  the  England  that  was 
hastening  to  revolution  on  a  troubled  sea  of  polities. 
The  prospect  did  not  attract  him.  "From  Paris  to 
this  place,"  he  wrote  to  his  friend  Thoynard  from 
Calais  on  his  way  back,  "  I  have  been  as  miserable  as 
possible  at  the  loss  I  endured  in  leaving  you ;  discon- 
tented with  my  journey,  with  Calais,  with  myself,  and 
with  everything,  deriving  no  pleasure  from  the  prospects 
of  returning  to  my  native  land." 

He  had  left  England  when  the  "pensioned  Parlia- 
ment," chosen  in  1661,  was  still  sitting.  During  his 
absence  Shaftesbury  had  been  imprisoned  in  the  Tower. 
From  the  spring  of  1675  till  the  spring  of  1678  Lord 
Danby's  policy  was  in  the  ascendant.  A  brief  crisis  fol- 
lowed, a  sort  of  prelude  to  the  Eevolution  which  was  ac- 
complished ten  years  later.  The  new  Parliament,  which 
met  in  March  1679,  showed  a  want  of  confidence  in 
the  king.  England  was  awaking  to  its  danger  on  the 
side  of  France  and  of  Rome.  The  king,  accordingly, 
turned  for  a  time  to  the  popular  party  ;  and  Shaftes- 
bury as  its  leader  became  President  of  the  Council,  a 
few  days  before  Locke  returned  to  England.  He  held 
office  only  till  the  following  October.  The  succession 
to  the  throne  was  becoming  the  great  question  of  prac- 
tical politics.  The  House  of  Commons  resolved,  on  the 
motion  of  Hampden,  that  "  the  Duke  of  York's  being  a 
Papist,  and  the  hopes  of  his  coming  such  to  the  crown, 
has  given  the  greatest  countenance  and  encouragement 
to  the  present  conspiracies  and  designs  of  the  Papists 
against  the  Protestant  religion."  An  Exclusion  Bill, 
"to  disable  the  Duke  of  York  to  inherit  the  crown  of 
England,"  was  read  a  second  time  and   supported  by 


Political  Troubles  in  England.  59 

Shaftesbury,  who  advocated  the  claims  of  Monmouth  in 
opposition  to  those  of  the  Prince  of  Orange,  already- 
put  forward  by  leading  politicians.  The  royal  support 
was  in  these  circumstances  withdrawn  from  the  popular 
leaders,  who  had  been  called  to  office  but  not  really  to 
Court  favour,  for  a  few  months  in  1679.  Throughout 
this  crisis  Locke  was  at  the  right  hand  of  Shaftesbury. 
He  was  overwhelmed  with  work  at  Thanet  House.  It 
was  a  time  of  plots  and  counter-plots,  when  England 
seemed  about  to  plunge  into  another  civil  war.  Another 
Parliament  was  called  in  1680,  and  dissolved  early  in 
the  following  year,  followed  by  one  which  met  at  Ox- 
ford in  March,  and  was  dissolved  in  the  same  month 
— the  last  of  Charles's  reign.  In  the  summer  of  1681 
Shaftesbury  was  again  in  the  Tower,  charged  with 
treason,  tried  in  November,  and  acquitted.  He  was 
welcomed  back  with  popular  enthusiasm.  He  employed 
his  restored  liberty  in  support  of  the  Duke  of  Monmouth 
for  the  succession,  but  without  his  former  prudence. 
"All  through  the  summer  of  1682  he  was  plotting  for 
an  insurrection  "  with  the  zeal  of  a  partisan,  in  spite  of 
the  advice  and  example  of  Locke  and  other  considerate 
politicians.  The  arrest  of  Monmouth,  in  September 
1682,  paralysed  his  policy.  In  November,  after  hiding 
for  some  days  at  Wapping,  he  made  his  way  to  Harwich, 
disguised  as  a  Presbyterian  minister,  and  thence  escaped 
to  Holland.  He  died  at  Amsterdam  on  the  31st  Jan- 
uary 1683.. 

Locke's  movements  during  this  disturbed  time  may 
be  thus  outlined : — During  the  six  months  of  Shaftes- 
bury's administration  in  1679,  his  hands  were  full  at 
Thanet  House,  but  not  so  as  to  forbid  intercourse  with 


GO  Locke. 

old  friends  and  a  visit  to  Essex.  In  the  following  winter, 
the  political  change  making  his  stay  at  Thanet  House 
less  important,  with  a  return  of  indifferent  health,  the 
result  of  life  in  London,  he  made  his  way  to  his  old  home 
at  Christ  Church,  and  then  to  Somerset.  The  spring 
and  summer  of  1680  saw  him  much  at  Thanet  House, 
or  with  Lord  Shaftesbury  at  his  country  seat  of  St 
Giles  in  Dorset,  indulging  in  hopes,  which  were  dis- 
appointed, of  a  visit  to  Paris.  In  the  winter  of  1680- 
81  we  can  follow  him  to  Shotover,  the  home  of  his  old 
college  friend  James  Tyrrell,  and  thence  to  Oxford  to 
the  meeting  of  the  short  Oxford  Parliament,  where  he 
stayed  till  June,  throughout  "the  dryest  spring  that 
hath  been  known."  Of  that  summer  he  spent  some 
weeks  in  London,  and  may  have  been  at  Thanet 
House  in  July,  when  Shaftesbury  was  arrested.  Soon 
after  he  returned  to  Oxford,  which  was  his  headquarters 
for  months, — though  it  seems  he  was  in  London  in 
November,  at  the  time  of  the  trial  and  acquittal  of 
his  patron,  and  again  in  the  following  January,  see- 
ing his  pupil  "  Mr  Anthony "  (the  Lord  Shaftesbury 
of  the  '  Characteristics ').  It  was  then  and  there  that 
the  news  of  the  first  lord's  death  in  Holland  reached 
him;  he  was  soon  after  one  of  the  mourners  at  the 
funeral  at  St  Giles's.  His  movements  in  1683  are  more 
obscure.  He  was  now  suspected  and  watched  as  the 
friend  and  adviser  of  the  exiled  lord ;  but  there  is 
evidence  that  Shaftesbury's  rash  policy  in  his  last  years 
got  no  encouragement  from  Locke's  prudence  and  philo- 
sophic moderation,  and  that  he  had  nothing  to  do  with 
the  later  intrigues.  In  March  1682,  Prideaux  had  re- 
ported from  Oxford  that   "  John  Locke  was  living  a 


The  Clarkes  and  Cudworths.  61 

very  cunning,  unintelligible  life,  being  two  days  in 
town  and  three  out,"  and  that  "no  one  knows  where 
he  goes,  or  when  he  goes,  or  when  he  returns."  A 
year  after  this,  the  Dean  of  Christ  Church,  as  visitor, 
in  a  letter  to  Lord  Sunderland,  "  confidently  affirms 
that  there  is  not  any  one  in  the  college,  however 
familiar  with  him,  who  has  heard  him  speak  a  word 
against,  or  so  much  as  concerning  the  Government; 
and  although  very  frequently,  both  in  public  and  in 
private,  discourses  have  been  purposely  introduced  to 
the  disparagement  of  his  master  the  Earl  of  Shaftesbury, 
his  party  and  designs,  he  could  never  be  provoked  to 
take  any  notice,  or  discover  in  word  or  look  the  least 
concern ;  so  that  I  believe  there  is  not  in  the  world  such 
a  master  of  taciturnity  and  passion.  He  has  here  a 
physician's  place,  which  frees  hini  from  the  exercise  of 
the  college." 

Some  light  now  comes  from  the  Nynehead  Collection 
of  Locke's  unpublished  correspondence,  upon  details 
of  his  history  in  these  darkest  years  of  Charles  II.'s 
reign.  The  earliest  letters  in  this  interesting  collection 
were  written  in  1681.  It  consists  largely  of  friendly 
domestic  communications  between  Locke  and  the  family 
of  his  friend  Edward  Clarke  of  Chipley  in  Somerset, 
thenceforward  till  the  close  of  his  life.  There  are  let- 
ters from  Locke  to  Clarke,  when  Locke  was  visiting 
in  Somerset,  and  the  Clarkes  were  staying  in  London — 
addressed  to  "  Edward  Clarke,"  or  "  Mrs  Clarke,  at  the 
Lady  King's,  Salisbury  Court,  near  Eleet  Street ; "  or, 
when  Locke  was  in  town,  from  him,  at  "  Salisbury 
Court,"  to  "  Edward  Clarke,  Esq.  of  Chipley,  to  be  left 
at  the  post-house  of  Taunton,"  when  Clarke  was  on  some 


62  Locke. 

home  visit  about  county  affairs.  This  interchange  be- 
tween London  and  Oxford  and  Chipley  is  frequent  in 
1682  and  the  early  part  of  1683.  The  correspondence 
shows  a  growing  intimacy  of  Locke  with  the  family  of 
Dr  Kalph  Cudworth,  the  great  Cambridge  Platonist  and 
philosophising  divine  of  the  Anglican  Church  in  the 
seventeenth  century.  Like  Locke  himself,  Cudworth 
was  a  native  of  Somerset,  and  thus  intimate  with  the 
Clarkes,  with  whom  Mrs  Cudworth  was  often  living  at 
their  town  house  in  "  Salisbury  Court,  near  Fleet  Street." 
The  letters  from  the  Clarkes  to  Locke  contain  almost 
always  allusions  to  the  Cudworths,  and  kindly  greet- 
ings ;  and  Locke's  letters  end  with  his  "  humble  service 
to  Mrs  Cudworth  and  the  rest  of  your  good  company." 
The  Anglican  divine  and  philosopher  himself  does  not 
figure  in  the  scene,  and  Locke's  relations  to  him  can 
only  be  inferred.  Cudworth  was  then  in  his  recluse, 
studious  life  at  Cambridge.  His  great  work,  '  The  In- 
tellectual System  of  the  Universe,  or  Confutation  of  the 
Reason  and  Philosophy  of  Atheism,'  had  been  published 
in  1678,  when  Locke  was  in  France.  It  would  be  inter- 
esting, and  not  without  historical  meaning,  if  Locke 
had  communication  with  this  most  learned  of  English 
philosophers,  who  represented  Plato  and  Plotinus  instead 
of  either  Bacon  or  Hobbes.  We  find  instead  only  a 
letter  from  Locke  to  Thomas  Cudworth  the  son,  then 
in  India,  written  in  April  1683  (the  last  trace,  by  the 
way,  of  Locke  in  London  for  nearly  six  years  after  it 
was  written).  He  introduced  himself  to  the  son  on  the 
score  of  intimacy  with  the  family,  in  a  characteristic 
letter,  full  of  inquisitiveness  about  men  and  manners 
in  the  East : — ■ 


Pathology  of  the  Under 'standing.  63 

"And  now,"  lie  concludes,  "having  been  thus  free  with 
you,  'tis  vain  to  make  apologies  for  it.  If  you  allow  your 
sister  to  dispose  of  your  friendship,  you  will  not  take  it 
amiss  that  I  have  looked  upon  myself  as  in  possession  of 
what  she  has  bestowed  upon  me,  or  that  I  begin  my  con- 
versation with  you  with  a  freedom  and  familiarity  suitable  to 
an  established  amity  and  acquaintance.  If  at  this  distance 
we  should  set  out  according  to  the  forms  of  ceremony,  our 
correspondence  would  proceed  with  a  more  grave  and  serene 
pace  than  the  treaties  of  princes,  and  we  must  spend  years 
in  the  preliminaries.  He  that  in  his  first  address  should 
only  put  off  his  hat  and  make  a  leg,  and  cry,  'Your  ser- 
vant' to  a  man  at  the  other  end  of  the  world,  may,  if  the 
winds  set  right,  and  the  ships  come  home  safe,  and  bring 
back  the  return  of  his  compliment — may,  in  two  or  three 
years  perhaps,  attain  to  something  that  looks  like  the  begin- 
ning of  an  acquaintance,  and  by  the  next  jubilee  there  may 
be  hopes  of  some  conversation  between  them.  Sir,  you  see 
what  a  blunt  fellow  your  sister  has  recommended  to  you,  as 
far  removed  from  the  ceremonies  of  the  Eastern  people  you 
are^amongst  as  from  their  country." 

Members  of  the  Cudworth  family,  and  in  particular 
this  "  sister,"  reappear  later  on  in  Locke's  life,  and  are 
associated  with  him  to  the  end.  This  was  the  begin- 
ning of  the  friendship. 

The  story  of  Locke's  thoughts  and  studies  in  the 
four  years  which  followed  his  return  to  France  is  to 
be  traced  partly  in  his  correspondence,  chiefly  in  the 
journal  and  commonplace-books.  His  pursuits  recall 
the  medical  years  at  Oxford  before  he  met  Shaftesbury, 
as  much  as  that  pathological  investigation  of  human 
understanding  which  so  much  occupied  his  time  in 
France.  The  Bishop  of  Oxford,  in  the  letter  to  Lord 
Sunderland,  referred  to  Locke's  having  "a  physician's 
place  "  at  Christ  Church.     Broken  health,  as  well  as  the 


64  Locke. 

sudden  diversion  of  his  life  to  public  affairs  in  1667, 
had  withdrawn  him  in  a  measure  from  medicine,  but 
not  entirely.  Mr  Fox  Bourne  has  illustrated  the  con- 
tinued activity  of  this  factor  in  his  experience  after  his 
return  from  France.  Before  he  had  been  a  month  in 
England,  and  amidst  the  engrossments  of  the  political 
crisis  of  that  eventful  summer,  the  journal  describes 
medical  cases  in  town  and  country;  and  the  personal 
intercourse  with  Sydenham,  interrupted  by  his  stay 
abroad,  was  resumed. 

While  the  intellectual  habits  of  the  physician  of  the 
body  were  thus  sustained,  they  were  still  transferred  to 
the  diseases  of  the  body  politic  and  of  the  human  un- 
derstanding. Questions  of  social  polity  and  the  conflict 
of  parties  in  England  kept  his  attention  directed  to  the 
relations  of  Church  and  State.  Here  is  something,  in  a 
paper  on  "the  difference  between  civil  and  ecclesiastical 
power," — written,  perhaps,  before  he  went  to  France, — 
which  bears  traces  of  his  Puritan  education  : — 

"From  the  twofold  concernment  men  have  to  attain  a 
twofold  happiness — that  of  this  world  and  that  of  the  other  ; 
there  arises  these  two  following  Societies — Civil  Society  or 
the  State,  and  Religious  Society  or  the  Church.  The  end 
of  Civil  Society  is  the  preservation  of  the  Society  and  every 
member  thereof  in  a  free  and  peaceable  enjoyment  of  all 
the  good  things  of  this  life  that  belong  to  each  of  them  ; 
but  beyond  the  concernments  of  this  life  this  Society  hath 
nothing  to  do  at  all.  The  end  of  Religious  Society  is  the 
attaining  happiness  after  this  life  in  another  world.  The 
terms  of  communion  with  either  Society  is  promise  of 
obedience  to  the  laws  of  it  [contract].  .  .  .  The  means  to 
preserve'  obedience  to  the  laws  of  Civil  Society,  and  thereby 
preserve  it,  is  force  or  punishment — that  is,  abridgment  of 
one's  share  of  the  good  things  of  the  world,  and  sometimes 


Church  and  State.  65 

total  deprivation,  as  in  capital  punishments.  The  means  to 
preserve  obedience  to  the  laws  of  the  Religious  Society  or 
Church  are  the  hopes  and  fears  of  happiness  and  misery  in 
another  world.  Though  the  penalties  annexed  are  of  another 
world,  yet  the  Society  being  in  this  world,  there  are  means 
necessary  for  its  preservation  here — the  expulsion  of  such 
members  as  obey  not  the  laws  of  it.  .  .  .  The  laws  of  a 
commonwealth  are  mutable,  being  made  within  the  Society 
itself :  the  laws  of  the  Religious  Society  (bating  those  which 
are  only  subservient  to  the  order  necessary  to  their  execution) 
are  immutable,  not  subject  to  the  authority  of  the  Society,  but 
made  by  a  lawgiver  without  it,  and  paramount  to  it.  The 
proper  means  to  procure  obedience  to  the  law  of  the  Civil 
Society,  and  thereby  attain  civil  happiness,  is  [physical] 
force  or  punishment.  The  proper  enforcement  of  obedience 
to  the  laws  of  the  Religious  Society  is  the  rewards  and 
punishments  of  another  world ;  but  not  by  civil  punishment, 
which  is  ineffectual  for  that  purpose,  —  and  it  is,  besides, 
unjust  that  I  should  be  despoiled  of  my  good  things  of  this 
world,  where  I  disturb  not  the  enjoyment  of  others  ;  for  my 
faith  or  religious  worship  hurts  not  any  concernment  of  his. 
...  In  all  Civil  Society  one  man's  good  is  involved  with 
another's  ;  in  Religious  Society  every  man's  concerns  are 
separate,  and  if  he  err  he  errs  at  his  own  private  cost,  only 
for  the  propagation  of  the  truth,  which  every  religious 
society  believes  to  be  its  own  religion  ;  it  is  equity  that  it 
should  remove  those  evils  which  will  hinder  its  propagation 
— disturbance  within  and  infamy  without — and  the  proper 
way  to  do  this  is  to  exclude  and  disown  such  members. 
Church  membership  is  voluntary,  and  may  end  wherever  any 
one  pleases  without  any  prejudice  to  himself;  but  in  Civil 
Society  it  is  not  so." 

Locke  then  describes  various  possible  and  actual  rela- 
tions between  these  two  great  organisations  of  mankind, 
— the  one,  as  he  conceived  it,  immediately  concerned 
with  this  world,  and  the  other  with  a  coming  world.    As 

p. — xv.  e 


66  Locke. 

"almost  all  mankind  are  combined  into  civil  societies 
in  various  forms,"  and  as  there  are  "  very  few  also  that 
have  not  some  religion,"  it  comes  to  pass  that  almost 
all  are  members  at  once  of  some  commonwealth  and  of 
some  Church;  but  with  mutual  relations  that  are  different 
in  different  countries.  Thus  "  in  Muscovy  the  civil  and 
religious  societies  are  coextended,  every  member  of  the 
same  commonwealth  being  also  a  member  of  the  same 
Church.  In  Spain  and  Italy,  the  commonwealth,  though 
all  of  one  religion,  is  but  a  part  of  the  one  Catholic 
religious  society.  In  England,  on  the  contrary,  the 
public  established  religion,  not  being  received  by  all  the 
members  of  the  commonwealth,  and  the  religion  of  the 
rest  of  the  people  being  different  from  that  of  "  the  gov- 
erning part  of  the  civil  society,  each  religious  society 
is  only  a  part  of  the  commonwealth.  As  to  penal  laws, 
if  any  differ  from  the  Church  in  faith  or  worship,  the 
magistrate  must  punish  him  for  it  where  he  is  fully 
persuaded  that  it  will  disturb  the  civil  peace  ;  otherwise 
not.  But  the  religious  society  may  excommunicate  him ; 
and  this  power  of  being  judges  who  are  fit  to  be  of  their 
society,  the  magistrate  cannot  deny  to  any  religious 
society  which  is  permitted  within  his  dominions."  This 
acute  separation  of  the  civil  from  the  ecclesiastical 
society  appears  less  in  Locke's  later  ideas  on  the  sub- 
ject. 

In  1680,  Stillingfleet,  then  Dean  of  St  Paul's,  pub- 
lished a  discourse  on  "  the  Mischief  of  Separation,"  in 
which  he  argued  the  disastrous  consequences  to  Chris- 
tianity of  the  separation  of  sects  from  the  main  body 
of  the  visible  Church  in  any  nation ;  and  pressed  the 
exclusive  claim  of  the  Church  of  England,  in  virtue  of 


Ecclesiastical  Comprehension.  67 

its  episcopally  transmitted  ministerial  mission,  by  which 
visible  ecclesiastical  unity  is  sustained.  Eeplies  from 
leading  Nonconformists  were  met  by  Stillingfleet  with 
an  elaborate  rejoinder  on  ■  The  Unreasonableness  of 
Separation.'  The  controversy  touched  principles  that 
were  settled  in  Locke's  mind  by  long  reflection ;  but 
apparently  for  his  own  satisfaction  he  prepared  a  tract, 
entitled  '  A  Defence  of  Non-Conformity,'  which  he  never 
published.  It  is  a  plea  for  compromise  and  toleration, 
as  opposed  to  the  exclusive  claim  of  the  Church  of 
England,  or  any  other  religious  society,  to  the  sub- 
mission of  Englishmen,  and  above  all,  for  the  indepen- 
dence of  individual  judgment  in  such  matters.  He 
writes  as  himself  a  member  of  the  National  Church, 
"but  from  a  heart  truly  charitable  to  all  pious  and 
sincere  Christians."  He  claims  a  rightful  liberty  for  all 
to  choose  what  Church  or  religious  society,  or  whether 
any,  each  will  be  of,  as  each  may  find  most  conducive 
to  his  personal  salvation,  "of  which  he  is  sole  judge, 
and  over  which  the  magistrate  has  no  power."  The 
history  of  the  first  planting  of  Christianity  in  the 
world  gives  no  countenance,  he  maintains,  to  the  ex- 
clusive claim  of  any  National  Church  to  determine 
doctrine,  ritual,  and  worship  for  all.  To  preserve  its 
comprehensive  nationality,  endangered  in  the  altered 
sentiment  of  the  age  by  an  elaborate  ceremonial  which 
offended  the  Nonconformists,  the  Church,  he  argued, 
should  accommodate  its  services  to  the  varieties  of  taste 
and  feeling. 

"  The  taking  away  of  as  many  as  possible  of  our  present 
ceremonies  may  be  as  proper  a  way  now  to  bring  the  Dis- 
senters into  the  communion  of  our  Church,  as  the  retaining 


68  Locke, 

as  many  of  them  as  could  be  was  of  making  converts  at  the 
Eeformation.  So  that  what  was  then  for  the  enlargement, 
now  tends  to  the  narrowing  of  our  Church.  Since  Dissenters 
may  be  gained  and  the  Church  enlarged  by  parting  with  a  few 
things  which,  when  the  law  which  enjoins  them  is  taken  away, 
are  acknowledged  to  be  indifferent,  and  therefore  may  still 
be  used  by  those  that  like  them,  I  ask  whether  it  be  not  a 
duty  incumbent  on  those  who  have  a  care  for  men's  souls  to 
bring  members  into  the  union  of  the  Church,  and  so  to  put 
an  end  to  the  guilt  they  are  charged  and  lie  under  of  error 
and  schism  and  division,  when  they  can  do  it  at  so  cheap  a 
rate?" 

Locke's  plea  for  an  elastic  and  comprehensive  ritual 
and  creed  would  probably  have  met  with  little  sym- 
pathy from  the  extremes  either  of  Church  or  Dissent ; 
and  his  principle  led  him  in  these  circumstances  to  stand 
out  for  the  right  of  men  to  form  themselves  into  inde- 
pendent religious  societies,  organised  in  any  way  which 
did  not  interfere  with  the  liberties  of  others.  In  fact, 
visible  Churches  seem  to  have  been  in  his  view  accidents 
of  religion,  and  not  part  of  its  essence,  which  lay  in 
personal  faith  and  conduct,  and  might  flourish  under 
any  ecclesiastical  organisation,  or  even  apart  from  all 
organised  religious  society.  The  revelations  of  his 
mind  about  this  time  show  an  indifference  to  questions 
on  which  theological  disputants  lay  stress  that  is  hardly 
consistent  with  exclusive  connection  with  any  organised 
body  of  Christians,  notwithstanding  a  gravitation  to- 
wards the  Church  of  England,  as  the  communion  in 
which  the  freedom  that  he  supremely  loved  could  most 
easily  be  found. 

It  was  thus  that  Locke  regarded  the   controversies 
which  he  found  raging  around  him  in  England  after 


Dependence  of  Knowledge  on  Ideas.  69 

his  return  from  France.  But  he  had  not  forgotten  his 
great  philosophical  enterprise.  Thus  the  following  sig- 
nificant sentences  occur  in  his  journal,  in  June  1681, 
regarding  knowledge  and  probability,  and  the  relation 
between  our  knowledge  of  things  and  our  ideas : — 

"  All  general  knowledge  is  founded  only  upon  true  ideas, 
and  so  far  as  we  have  these  we  are  capable  of  demonstration 
on  certain  knowledge  ;  for  he  that  has  the  true  idea  of  a 
circle  or  triangle,  is  capable  of  knowing  any  demonstration 
concerning  these  figures  ;  but  if  he  have  not  the  true  idea  of 
a  scalenus,  he  cannot  know  anything  concerning  it,  though 
he  may  have  some  confused  or  imperfect  opinion,  upon  a 
confused  or  imperfect  idea  of  it ;  but  this  is  belief,  and  not 
knowledge.  .  .  .  The  first  great  step,  therefore,  to  know- 
ledge, is  to  get  the  mind  furnished  with  true  ideas  ;  and  the 
mind  being  capable  of  thus  knowing  moral  things  as  well 
as  figures,  I  cannot  but  think  morality  as  well  as  mathe- 
matics capable  of  demonstration,  if  men  would  employ  their 
understanding  to  think  more  about  it,  and  not  give  them- 
selves up  to  the  lazy  traditional  way  of  talking  one  after 
another.  The  knowledge  of  natural  bodies  and  their  opera- 
tion, on  the  other  hand,  reaching  little  further  than  bare 
matter  of  fact,  without  our  having  perfect  ideas  of  the  ways 
and  manners  they  are  produced,  nor  the  concurrent  causes 
they  depend  on ;  and  also  the  well  management  of  public 
or  private  affairs,  depending  upon  the  various  and  unknown 
humours,  interests,  and  capacity  of  man,  and  not  upon  any 
settled  ideas  of  things, — it  follows  that  Physics,  Polity,  and 
Prudence  are  not  capable  of  demonstration,  but  a  man  is 
principally  helped  in  them  by  the  history  of  matter  of  fact, 
and  a  sagacity  of  inquiring  into  probable  causes  and  finding 
out  an  analogy  in  their  operations  and  effects.  Knowledge, 
then,  depends  upon  right  and  true  ideas  ;  opinion  upon  his- 
tory and  matter  of  fact.  Hence  it  comes  to  pass  that  our 
knowledges  of  general  things  are  ceternce  veritates,  and  depend 
not  upon  the  existence  or  accidents  of  thing  ;  for  the  truths 


70  Locke. 

of  mathematics  and  morality  are  certain,  whether  men  make 
true  mathematical  figures,  or  suit  their  actions  to  the  rules 
of  morality  or  no.  For  that  the  three  angles  of  a  triangle  are 
equal  to  two  right  ones  is  infallibly  true,  whether  there  be  any 
such  figure  as  a  triangle  actually  existing  in  the  world  or  no. 
And  it  is  true  that  it  is  every  one's  duty  to  be  just,  whether 
there  be  any  such  thing  as  a  just  man  in  the  world  or  no. 
But  whether  this  particular  course  in  public  or  in  private 
affairs  will  succeed  well,  whether  rhubarb  will  purge  or 
quinquina  cure  an  ague,  is  only  known  by  experience ;  and 
therefore  is  but  probably  grounded  upon  experience  or  ana- 
logical reasoning,  but  is  no  certain  knowledge  or  demon- 
stration." l 

The  '  Essay  on  Human  Understanding '  must  have 
been  well  thought  out  by  its  author  when  these  sen- 
tences, which  express  its  main  drift,  were  written  by 
him.  It  was  becoming  in  Locke's  mind  an  investigation 
into  our  ideas  of  things ;  on  the  ground  that  if  we 
have  no  ideas  or  thoughts  about  a  thing,  that  thing 
is  for  us  non-existent — our  knowledge  consisting  in  our 
having  those  ideas  which  conform  (may  we  say  T)  to  the 
ideas  that  are  in  nature  ;  while  those  things  of  which  we 
have  imperfect  ideas  are  only  matters  of  belief  or  opin- 
ion; subsiding  into  doubt  or  even  ignorance  as  the 
ideas  are  more  obscure,  or  at  last  disappear  in  uncon- 
sciousness, which  means  absence  of  all  ideas. 

That  the  'Essay '  had,  some  time  before  1683,  taken, 
so  far,  the  form  in  which  it  was  at  last  published,  may 
be  inferred  from  what  is  told  of  Lord  Shaftesbury : 
"One  of  his  attendants,  in  his  last  hours  in  Holland, 
recommended  to  him  the  confession  of  his  faith  and  the 
examination  of  his  conscience.     The  Earl  answered  him, 

1  King,  ii.  p.  24. 


Summer  of  1683.  71 

and  talked  all  over  Arianism  and  Socinianism ;  which 
notions  he  confessed  he  had  imbibed  from  Mr  Locke 
and  his  tenth  chapter  of  Human  Understanding." 
The  reference  is  probably  to  the  tenth  chapter  of  the 
Fourth  Book  of  the  *  Essay,'  regarding  the  foundation 
of  theism,  which  Lord  Shaftesbury  must  therefore  have 
seen  in  manuscript  before  he  fled  to  Holland. 

The  '  Essay '  was  not  the  only  work  in  which  Locke 
was  employed  amidst  the  troubles  of  these  years.  The 
tendency  of  the  political  current,  and  a  defence  by  Sir 
Robert  Filmer  of  the  divine  right  of  kings,  directed  his 
thoughts  to  the  first  principles  of  government ;  and  the 
defence  of  the  utilitarian  theory  of  government,  some 
years  afterwards  published  in  the  '  Treatises  on  Govern- 
ment,' was  probably  written  in  part  in  the  interval 
between  his  return  from  France  and  his  return  to  the 
Continent. 

We  trace  Locke  in  Somerset  in  the  summer  of  1683, 
but  the  movements  are  obscure.  According  to  Lady 
Masham's  report,  "the  times  now  growing  trouble- 
some to  those  of  my  Lord  Shaftesbury's  principles, 
and  more  especially  dangerous  for  such  as  had  been 
intimate  with  him,  Mr  Locke  with  reason  apprehended 
himself  not  to  be  very  safe  in  England ;  for  though 
he  knew  there  was  no  just  matter  of  accusation  against 
him,  yet  it  was  not  unlikely,  as  things  then  were, 
but  that  he  might  have  come  to  be  questioned  ;  and 
should  he  under  any  pretence  have  been  put  under 
confinement,  though  for  not  very  long  time,  yet  such 
was  the  state  of  his  health  that  his  life  must  have  been 
thereby  much  endangered."  With  his  customary  pru- 
dence,   accordingly,    he   prepared   for   voluntary   exile. 


72  Locke. 

Among  the  Nynehead  manuscripts  there  is  a  document 
entitled  an  "  Arrangement  of  the  affairs  of  John  Locke 
of  Beluton,  in  the  parish  of  Stanton  Drewe,  Somerset ; 
also  an  inventory  of  other  property  in  the  parishes  of 
Stanton  Drewe,  St  Thomas  in  Pensford,  and  Publow." 
This  was  no  doubt  in  prospect  of  his  leaving  England, 
for  it  is  dated  14th  August  1683.  After  that  he  goes 
out  of  sight  for  a  time,  but  in  the  end  of  that  same  year 
he  suddenly  reappears  in  Holland.  Then  there  are  let- 
ters from  Holland  in  large  numbers,  the  earliest  dated 
in  November,  full  of  affection,  giving  the  idea  of  a  man 
of  tender  feelings,  yearning  for  the  society  of  his  friends, 
on  whom  exile  sat  heavily.  In  these  letters  the  little 
Somerset  property,  and  the  domestic  affairs  of  his  friend 
Clarke,  are  often  referred  to,  as  well  as  Clarke's  infant 
child  Betty,  who  found  her  way  to  his  heart  as  she  grew 
older,  and  of  whom  he  thus  early  writes,  "  I  love  her 
mightily."  There  is  also  well-considered  advice  about 
the  training  of  Clarke's  son,  the  substance  of  which 
was  afterwards  given  to  the  world  in  the  "  Thoughts 
concerning  Education." 

Holland  was  then  the  asylum  in  Europe  for  those 
who  failed  elsewhere  to  find  religious  and  civil  liberty. 
Descartes  and  Spinoza  had  meditated  there  some  years 
before,  and  at  a  still  earlier  period  it  was  the  home  of 
Erasmus  and  Grotius.  In  1683  it  was  the  refuge  of 
Bayle,  who  lived  at  Rotterdam ;  and  many  of  the  Eng- 
lish political  exiles  were  in  other  parts  of  the  Nether- 
lands. It  was  Locke's  sanctuary  for  more  than  five 
years  after  that  gloomy  autumn  of  1683.  He  at  first 
betook  himself  to  Amsterdam,  where  he  found  a  homo 
and  family  life  in  the  house  of  Dr  Peter  Guenellon,  the 


An  Exile  in  Holland.  73 

friend  of  his  old  Paris  days.  There,  too,  he  formed  a 
lasting  friendship  with  Philip  von  Limborch,  the  leader 
of  liberal  theology  in  Holland,  successor  of  Episcopius 
as  Remonstrant  professor  of  theology,  lucid  and  learned, 
the  friend  of  Cudworth,  Whichcote,  and  More,  about 
his  own  age,  with  whom  he  corresponded  largely  dur- 
ing the  remainder  of  his  life.  Their  mutual  influence 
deepened  and  enlarged  Locke's  ideas  of  religious  liberty 
and  liberal  theology,  and  their  names  must  always  be 
associated.  Limborch's  society  did  much  to  soothe  the 
pain  of  exile,  so  that  Locke  found  in  Holland  that  "  re- 
tirement" which  he  had  lost  since  he  quitted  France, 
and  in  which  "attendance  on  his  health"  was  no  ob- 
stacle to  the  completion  of  the  intellectual  enterprise 
undertaken  fourteen  years  before. 

Locke  was  not  long  stationary  at  Amsterdam.  His 
own  curiosity,  and  the  political  suspicion  which  drove 
him  from  England,  kept  him  in  motion  in  Holland.  In 
1684  he  made  a  prolonged  tour  of  observation,  and  then 
spent  some  time  at  Leyden,  so  long  the  home  of  Des- 
cartes. The  holiday  did  him  good ;  and  in  November 
he  wrote  to  Thoynard  at  Paris  that  he  "  had  not  for 
many  years  past  felt  better."  Lady  Masham  says  that 
in  Holland,  "  enjoying  better  health  than  he  had  for  a 
long  time  done  in  England  or  even  in  the  fine  air  of 
Montpellier,  he  had  full  leisure  to  prosecute  his  thoughts 
on  the  subject  of  '  Human  Understanding,'  a  work  which 
in  all  probability  he  would  never  have  finished  had  he 
continued  in  England."  He  betook  himself  to  Utrecht 
during  the  winter  of  1684-85,  to  have  more  leisure  and 
better  opportunities  for  thought  and  a  milder  climate. 
There  he  settled  himself  in  December,   "with  all  the 


74  Locke. 

books  and  other  luggage  that  I  brought  from  England." 
But  he  was  not  undisturbed  even  in  this  retirement. 
The  Earl  of  Sunderland,  the  Secretary  of  State,  on  the 
6th  of  November  1684,  wrote  to  Eell,  Bishop  of  Oxford, 
then  Dean  of  Christ  Church,  that  Charles  II.  "being 
given  to  understand  that  one  Mr  Locke,  who  belonged  to 
the  Earl  of  Shaftesbury,  and  has  upon  several  occasions 
behaved  himself  very  factiously  and  uudutifully  to  the 
Government,  is  a  Student  of  Christ  Church,  his  Majesty 
commands  me  to  signify  to  your  lordship  that  he  would 
have  him  removed  from  being  a  Student."  In  a  few 
days  the  Bishop  replied,  that  "  His  Majesty's  command 
for  the  expulsion  of  Mr  Locke  from  the  college  was  fully 
executed."  He  was  thus  suddenly  and  without  a  trial 
deprived  of  what  had  been  an  Oxford  home  for  thirty- 
two  years,  and  of  the  emoluments  which  belonged  to  it. 
It  cannot,  indeed,  be  said  that  he  was  expelled  from  the 
university,  but  only  that  Bishop  Eell,  in  obedience  to  the 
king's  command,  withdrew  from  him  his  Studentship  at 
Christ  Church.  Lady  Masham  mentions  that  she  had 
herself  heard  a  friend  of  the  Bishop  say  that  "  nothing 
had  ever  happened  which  had  troubled  him  more  than 
what  he  had  been  obliged  to  do  against  Mr  Locke,  for 
whom  he  ever  had  a  sincere  respect,  and  whom  he  be- 
lieved to  be  of  as  irreproachable  manners  and  inoffensive 
conversation  as  was  in  the  world."  Mr  Locke,  she  adds, 
had  not  been  gone  abroad  "  above  a  year,  when  he  was 
accused  of  having  writ  some  libellous  pamphlets  which 
were  supposed  to  have  come  over  from  Holland,  but  have 
since  been  known  to  have  been  writ  by  others.  This 
was  the  only  reason  that  I  have  ever  heard  assigned  of 
his  Majesty  sending  to  Dr  Fell,  the  Bishop  of  Oxford 


Loss  of  Studentship  at  Christ  Church.         75 

and  Dean  of  Christ  Church,  to  expel  Mr  Locke  that 
house  immediately."  Not  even  to  this  extent  had  he 
as  yet  given  his  thoughts  on  any  subject  to  the  world. 
"It  is  a  very  odd  thing,"  he  writes  to  Lord  Pembroke 
in  December  1684,  "that  I  did  get  the  reputation  of 
no  small  writer  without  having  done  anything  for  it ; 
for  I  think  two  or  three  copies  of  verses  of  mine,  pub- 
lished without  my  name  to  them,  have  not  gained  me 
that  reputation.  Bating  these,  I  do  solemnly  protest  in 
the  presence  of  God  that  I  am  not  the  author,  not  only 
of  any  libel,  but  not  any  pamphlet  or  treatise  whatever, 
good,  bad,  or  indifferent." 1 

His  loss  of  the  Studentship,  which  left  him  with  only 
the  little  Somerset  property  and  his  annuity  from 
Shaftesbury,  was  not  the  only  inconvenience  which 
Locke  suffered  from  the  political  troubles  of  the  time. 
The  death  of  Charles  II.  led  to  the  Duke  of  Monmouth's 
insurrection,  and  that  to  his  execution,  after  his  defeat 
at  Sedgemoor,  in  July  1685.  The  suspicion  that  Locke 
was  somehow  concerned  in  this  insurrection  brought 
him  at  once  into  danger  of  arrest.  His  name  was  put 
in  a  list  of  eighty-four  dangerous  Englishmen  in  Hol- 
land, alleged  to  be  plotting  against  the  life  of  King 
James,  whose  persons  were  demanded  to  be  given  up 
to  the  English  Government.  Eor  weeks  he  was  in 
hiding  at  Amsterdam,  in  that  summer,  in  the  house 
of  Veen,  Guenellon's    father-in-law,  and  his  correspon- 

i  This  reference  is  to  two  copies  of  verses  contributed  by  Locke  to 
a  volume  of  poems  in  praise  of  Cromwell,  brought  out  by  Dr  Owen  so 
early  as  1654,  in  which  many  members  of  the  university  shared.  It 
is  curious  that  Locke's  first  appearance  in  print  should  have  been  as 
a  writer  of  verses,  and  the  verses,  as  might  be  expected,  contain  little 
poetry. 


76  Locke. 

dence  with  his  friends  in  England  was  for  a  time 
maintained  in  cipher.  In  September  he  went  for  more 
secure  concealment  to  his  Continental  home  of  twenty 
years  before,  at  Cleve,  to  return  soon  to  his  former 
retreat  at  Amsterdam,  where,  for  concealment,  he  took 
for  a  time  the  name  of  "Dr  Van  der  Linden."  With 
the  year  1685  the  danger  passed  away. 

At  Cleve  we  find  him  working  at  the  'Essay.'  "I 
wish,"  he  wrote  to  Limborch  in  October,  "that  the 
book  I  am  preparing  were  in  such  a  language  that 
you  might  correct  its  faults ;  you  would  find  plenty 
of  matter  in  it  to  criticise."  About  this  time  he  was 
also  writing  the  Latin  letter  to  Limborch  on  "  the 
mutual  toleration  of  Christians  in  their  different  pro- 
fessions of  religion,"  which  made  its  appearance  in 
print  four  years  later. 

That  winter  introduced  a  new  friend  to  Locke, 
whose  influence  was  memorable,  as  through  him  he 
first  appeared  as  an  author.  This  was  Le  Clerc,  then 
the  youthful  representative  of  letters  and  philosophy 
in  Limborch's  College,  who  had,  a  year  or  two  before, 
escaped  from  his  birthplace  at  Geneva,  and  from  Cal- 
vinism, into  the  milder  ecclesiastical  atmosphere  of 
Holland.  The  t  Bibliotheque  Universelle/  commenced 
under  Le  Clerc's  management  in  1686,  soon  became 
the  chief  literary  organ  in  Europe.  Locke  was  early 
associated  with  him  in  the  work,  and  contributed  several 
articles  in  that  and  the  following  year.  Though  he  was 
now  fifty-four  years  of  age,  and  afterwards  author  of  so 
many  bulky  volumes,  these  three  or  four  anonymous 
articles  were  his  first  prose  performances  in  print.  This 
tardiness  means  much.     It  agrees  with  the  prudent  and 


First  appearance  as  an  Author.  77 

cautious  temper,  massive  common-sense,  and  repressed 
enthusiasm  which  belong  to  his  character — in  contrast 
to  the  eager  impetuosity  which  hurried  Spinoza  or 
Berkeley  or  Hume  to  produce  their  bolder  and  more 
subtle  speculations  in  the  morning  of  life.  Locke  was 
almost  sixty  before  the  world  received  the  thoughts 
which  long  observation  of  men  and  affairs,  and  much 
patient  consideration,  had  been  gradually  forming  in  his 
mind.  The  occasional  articles  in  Le  Clerc's  journal  pre- 
pared the  way.  The  last  of  these  was  an  epitome  in 
French  of  the  forthcoming  'Essay  concerning  Human 
Understanding,'  contained  in  the  '  Bibliotheque '  of  Jan- 
uary 1688. 

Locke  had  meantime  removed  to  Botterdam,  where 
he  lived  for  more  than  a  year  in  the  family  of  a  Quaker 
friend,  the  wealthy  Dutch  merchant  and  book-collector, 
Benjamin  Eurley,  whose  friendship  he  owed  to  Edward 
Clarke  of  Chipley.  The  course  of  English  politics  was 
now  opening  a  way  for  his  return  to  his  native  country. 
At  Botterdam  he  was  the  cautious  confidant  of  other 
English  political  exiles,  especially  Burnet,  afterwards 
Bishop  of  Salisbury,  and  Mordaunt,  in  the  end  the 
renowned  Earl  of  Peterborough,  and  even  William  of 
Orange  himself.  The  scene  suddenly  changes.  William 
landed  in  England  in  November  1688  ;  Locke  followed 
in  February  1689,  in  the  fleet  which  carried  the  Prin- 
cess to  Greenwich.  In  that  month  the  Prince  and 
Princess  were  proclaimed  joint  sovereigns,  and  the  po- 
litical struggle  which  had  been  going  on  for  half  a 
century  was  consummated  in  the  Revolution,  of  which 
Locke  was  to  be  the  philosophical  defender,  and,  though 
as  yet  unknown  to  popular  fame,  the  intellectual  repre- 


78  Locke. 

sentative.  The  England  in  which  he  found  himself 
in  the  spring  of  1689  was  politically  a  very  different 
England  from  the  one  he  left  under  Charles  II.,  in  the 
gloomy  autumn  of  1683.  He  returned  to  play  his  part 
in  philosophical  authorship,  with  London  for  a  time  as 
the  stage  of  operations. 


79 


SECOND    PAET. 

THE  PHILOSOPHY:  EXPOSITION  AND  CRITICISM 
(1689-91). 


CHAPTEE    I. 

LONDON  :    PUBLICATION. 

"  Mr  Locke,"  says  Lady  Masham,  "  continued  for  more 
than  two  years  after  the  Eevolution  much  in  London, 
enjoying  no  doubt  all  the  pleasure  there  that  any  one 
can  find,  who,  after  being  long  in  a  manner  banished 
from  his  country,  unexpectedly  returning  to  it,  was 
himself  more  generally  esteemed  and  respected  than 
ever  he  was  before.  If  he  had  any  dissatisfaction  in 
this  time,  it  could  only  be,  I  suppose,  from  the  ill 
success  now  and  then  of  our  public  affairs;  for  his 
private  circumstances  were  as  happy,  I  believe,  as  he 
wished  them,  and  all  people  of  worth  had  that  value 
for  him  that  I  think  I  may  say  he  might  have  what 
friends  he  pleased.  But  of  all  the  contentments  that 
he  then  received,  there  was  none  greater  than  that  of 
spending  one  day  every  week  with  my  Lord  Pembroke, 


80  Locke, 

in  a  conversation  undisturbed  by  such  as  could  not  bear 
a  part  in  the  best  entertainments  of  rational  minds — 
free  discourse  concerning  useful  truths.  His  old  enemy, 
the  town  air,  did  indeed  sometimes  make  war  upon  his 
lungs  ;  but  the  kindness  of  the  now  Earl  of  Peterborough 
and  his  lady,  who  both  of  them  always  expressed  much 
esteem  and  friendship  for  Mr  Locke,  afforded  him  so 
pleasing  an  accommodation  on  those  occasions  at  a  house 
of  theirs  near  the  town  (at  Parson's  Green),  advantaged 
with  a  delightful  garden,  which  was  what  Mr  Locke 
always  took  pleasure  in,  that  he  had  scarce  cause  to 
regret  the  necessity  he  was  there  under  of  a  short 
absence  from  London." 

It  was  during  these  two  years  that  Locke,  late  in  life, 
suddenly  emerged  through  authorship  into  European 
fame.  On  his  return  from  Holland  in  February  1689, 
he  went  to  live  in  hired  apartments  in  the  house  of  Mrs 
Smithsby,  Dorset  Court,  Channel  Eow,  Westminster. 
This  was  his  headquarters  till  the  beginning  of  1691. 
"Dorset  Court,"  from  which  the  'Essay  concerning 
Human  Understanding '  is  dated,  has  long  since  dis- 
appeared ;  but  "  Channel  Eow  "  probably  corresponds  to 
what  is  now  called  Cannon  Eow.  It  was  near  the 
centre  of  affairs,  and  within  easy  reach  of  his  political 
friends.  It  was  a  stirring  time  in  English  politics. 
During  the  last  year  of  his  stay  in  Holland,  he  had 
been  an  unobtrusive  but  influential  agent  in  the  prepa- 
rations for  the  Eevolution.  Accordingly,  within  a  few 
days  after  his  return  to  London,  the  high  office  of 
ambassador  to  Frederick,  the  new  Elector  of  Branden- 
burg, and  founder  of  the  future  kingdom  of  Prussia, 
was  offered  to  him  by  King  William.     The  obligation  to 


An  offered  Embassy.  81 

decline  this  offer,  he  says  in  a  letter  to  Lord  Mordaunt, 
was  "  the  most  touching  displeasure  I  have  ever  received 
from  that  weak  and  broken  constitution  of  my  health 
which  has  so  long  threatened  my  life,  and  which  now 
affords  me  not  a  body  suitable  to  my  mind  in  so  desir- 
able an  occasion  of  serving  his  Majesty  in — the  post  one 
of  the  busiest  and  most  important  in  Europe  —  at  a 
season  when  there  is  not  a  moment  of  time  lost  without 
endangering  the  Protestant  and  English  interest  through- 
out Europe,  all  which  makes  me  dread  the  thought  that 
my  weak  constitution  should  in  so  considerable  a  post 
clog  his  Majesty's  affairs.  If  I  have  reason  to  appre- 
hend the  cold  air  of  the  country,  there  is  yet  another 
thing  that  is  as  inconsistent  with  my  constitution,  and 
that  is  their  warm  drinking.  Obstinate  refusal  in  that 
would  be  but  to  take  more  care  of  my  own  health  than 
of  the  king's  business.  The  knowing  what  others  are 
doing  would  be  at  least  one  half  of  my  business ;  and  I 
know  no  such  rack  in  the  world  to  draw  out  men's 
thoughts  as  a  well-managed  bottle.  If  there  be  anything 
wherein  I  may  natter  myself  I  have  attained  any  degree 
of  capacity  to  serve  his  Majesty,  it  is  in  some  little 
knowledge  I  may  have  in  the  constitution  of  my  country, 
the  temper  of  my  countrymen,  and  the  divisions  among 
them,  whereby  I  persuade  myself  I  may  be  more  useful 
to  him  at  home."  At  home,  accordingly,  he  remained. 
In  May,  three  months  after  his  return  from  Holland, 
he  accepted  instead  of  the  Embassy  a  Commissionership 
of  Appeals,  "a  place,"  as  Lady  Masham  explains,  "hon- 
ourable enough  for  any  gentleman,  though  of  no  greater 
value  than  £200  per  annum,  and  suitable  to  Mr  Locke 
on  account  that  it  required  but  little  attendance."     So 

P. — XV.  F 


82  Locke. 

we  have  liim  settled  at  Mrs  Smithsby's,  immersed  in  the 
work  of  the  press  and  in  politics,  with  this  modest 
addition  to  the  little  patrimony  in  Somerset  and  the 
Shaftesbury  pension. 

The  "divisions"  among  his  countrymen  which  then 
perplexed  home  politics  occupied  much  of  Locke's  time 
for  at  least  a  year  after  his  return.  "  I  have  hardly  had 
a  moment  of  leisure  since  I  arrived,"  he  wrote  to  Lim- 
borch  in  March,  "  in  the  worry  I  have  had  in  hunting 
up  and  collecting  my  scattered  goods  for  immediate  use, 
and  in  the  many  claims  that  have  been  made  upon  me 
by  the  urgent  pressure  of  public  business."  The  matters 
in  practical  politics  which  chiefly  interested  him  then 
and  afterwards  are  thus  mentioned :  "  In  Parliament 
the  question  of  Toleration  has  begun  to  be  discussed 
under  two  designations — Comprehension  and  Indulgence. 
By  the  first  is  meant  a  wide  expansion  of  the  Church,  so 
as,  by  abolishing  a  number  of  obnoxious  ceremonies,  to 
induce  a  great  many  Dissenters  to  conform.  By  the 
other  is  meant  the  allowance  of  civil  rights  to  all  who, 
in  spite  of  the  broadening  of  the  National  Church,  are 
still  unwilling  or  unable  to  become  members  of  it." 

These  two  objects  had  already  engaged  Locke  much  in 
early  and  middle  life.  They  continued  to  determine  his 
course  of  thought  and  his  public  action  as  long  as  he 
lived.  But  the  press,  rather  than  direct  influence  over 
legislation,  was  now  to  be  his  chief  instrument  in  bringing 
public  opinion  to  favour  social  toleration  of  the  exercise 
and  expression  of  individual  judgment. 

The  Toleration  Act  of  1690  fell  short  of  his  ideal 
of  the  liberty  due  by  the  State  to  those  who  dissent 
from  the  National  Church.    The  Comprehension  Bill,  in- 


'Epistola  de  Tolcrantia!  83 

tended  to  enable  the  Establishment  to  absorb  dissent, 
was  withdrawn ;  partly  on  account  of  the  exclusive 
claims  of  the  Church,  and  the  inability  of  ecclesiastics 
to  see  the  unique  position  which  the  Church  of  England 
might  come  to  occupy  in  Christendom  by  a  generous 
and  comprehensive  statesmanship. 

It  was  in  the  course  of  these  two  transition  years  in 
Dorset  Court  that  Locke  offered  to  the  world  in  books 
the  results  of  his  study  of  human  understanding,  and 
of  those  principles  of  religious  liberty  and  social  polity 
which  successful  search  for  truth  by  the  finite  mind  of 
man  presupposes.  His  philosophy — political  and  intel- 
lectual, the  political  rooted  in  the  intellectual — is  con- 
tained in  three  books  which  had  been  prepared  chiefly 
in  France  and  Holland,  but  also  amidst  the  interruptions 
to  study  in  England  in  the  years  immediately  before  his 
exile.  They  were  all  given  to  the  world  in  1689  and 
1690,  when  he  was  living  in  London. 

The  first  to  appear  was  the  'Epistola  de  Tolerantia,' 
written  in  Latin  in  1685,  and  addressed  to  his  Dutch 
friend  Limborch.  It  had  been  published  anonymously 
at  Gouda  in  Holland,  a  few  weeks  after  its  author  re- 
turned to  London,  as  a  philosophical  argument  for  the 
religious  liberty  of  the  individual.  The  substance  of 
the  argument  had  been  in  his  mind,  and  found  its  way 
into  his  manuscripts,  in  the  long-past  days  in  Oxford, 
even  before  he  had  become  associated  with  Shaftesbury 
in  their  common  warfare  with  the  foes  of  freedom.  The 
characteristic  title-page  ingeniously  conceals  and  yet  re- 
veals the  author.  It  runs  thus  : — '  Epistola  de  Toler- 
antia ;    ad    Clarissimum   Virum   T.  A.  E.  P.  T.  0.  L.  A. 


84  Locke. 

scripta  a  P.  A.  P.  0.  I.  L.  A."  The  first  series  of 
these  mystical  letters  stands  for  — "  Theologise  apud 
Eemonstrantes  Professorem,  Tyrannidis  Osorem,  Lim- 
burgium,  Amstelodamensem,"  to  whom  the  'Epistola' 
was  addressed ;  while  the  second  series  represents  its 
author  —  "  Pacis  Amico,  Persecutionis  Osore,  Joanne 
Lockio,  Anglo."  Locke's  prudential  caution,  sometimes, 
perhaps,  approaching  to  timidity,  made  him  anxious  to 
preserve  the  secret  of  authorship,  which  was  known  to 
Limborch  alone  when  the  little  volume  was  published 
early  in  1689.  The  secret  intrusted  by  Locke  to  his 
friend  was  the  occasion  of  a  characteristic  incident. 
Limborch,  in  a  moment  of  weakness,  was  induced  to 
discover  the  secret  to  Guenellon,  and  also  to  Dr  Veen, 
Guenellon's  father-in-law,  in  whose  house  at  Amsterdam 
the  '  Epistola '  was  written.  He  confessed  his  weakness 
in  one  of  his  letters  to  Locke,  who  was  less  easily  propi- 
tiated than  his  friend  had  expected,  for  this  revelation 
produced  a  strong  remonstrance  and  a  transitory  coolness. 
It  was  only  in  his  last  Will  that  Locke  himself  acknow- 
ledged the  authorship. 

The  c  Epistola  de  Tolerantia '  soon  attracted  attention. 
It  was  translated  into  English  by  William  Popple — a 
Unitarian  merchant,  author  of  the  '  National  Catechism ' 
— in  the  year  in  which  it  was  published  at  Gouda ; 
and  the  translation  appeared  in  London  in  1689,  and 
again  "corrected"  in  1690.  Excepting  his  contribu- 
tions to  Le  Clerc's  '  Bibliotheque '  when  he  was  in  Hol- 
land, it  was  the  earliest  published  of  Locke's  prose  writ- 
ings. The  argument  could  not  at  that  time  escape  hostile 
criticism,  although  its  own  influence  has  now  made  its 
paradoxical  teaching  commonplace.     A  few  weeks  after 


'Two  Treatises  on  Government.'  85 

Popple's  translation  was  published  in  London,  a  tract 
issued  from  Oxford,  entitled,  '  The  Argument  of  the 
Letter  concerning  Toleration  briefly  Considered  and 
Answered.'  According  to  Anthony  Wood,  its  author 
was  Jonas  Proast,  of  Queen's  College,  elsewhere  men- 
tioned as  an  archdeacon.  This  attack  at  once  involved 
Locke  in  controversy.  He  published  a  second  anony- 
mous '  Letter  on  Toleration '  as  a  rejoinder,  towards  the 
end  of  1689.  Another  critique  of  the  'Epistola,'  by  a 
certain  Thomas  Long,  soon  followed,  entitled, '  The  Letter 
for  Toleration  decyphered,  and  the  Absurdity  and  Im- 
piety of  an  Absolute  Toleration  demonstrated,  by  the 
judgment  of  Presbyterians,  Independents,  and  by  Mr 
Calvin,  Mr  Baxter,  and  the  Parliament  of  1662.' 

Within  a  year  after  his  return  to  London,  Locke 
presented  to  the  world  a  philosophical  defence  of  the 
English  Revolution,  under  the  title  of  'Two  Treatises 
on  Government.'  In  one  of  them  the  "false  principles 
and  foundations  "  of  Sir  Robert  Filmer's  arguments  for 
the  divine  right  of  kings  are  analysed  and  redargued ; 
the  other  is  an  examination  of  the  true  nature,  origin, 
and  end  of  civil  government.  Like  the  'Letter  on 
Toleration,'  this  too  was  anonymous,  and  also,  like  the 
'Letter,'  it  was  a  vindication,  in  another  relation,  of  the 
freedom  and  rights  of  the  individual.  The  'Letter' 
vindicates  individualism  in  religious  opinion  as  against 
legislative  obstructions ;  and  the  '  Treatises '  vindicate 
individualism  in  civil  affairs,  and  the  rights  of  majorities 
to  govern  the  State.  The  author  seems  to  have  carried 
the  manuscript  of  the  '  First  Treatise '  to  and  from 
Holland ;  it  was  probably  prepared  in  England,  during 
the  troubles  which  followed  the  downfall  of  Shaftes- 


86  Locke. 

bury's  last  Administration.  In  the  preface  he  describes 
the  'Two  Treatises'  as  only  "the  beginning  and  the 
end"  of  a  "projected  Discourse"  concerning  govern- 
ment, "fate  having  otherwise  disposed  of  the  papers 
that  should  have  filled  in  the  middle,  and  which  were 
more  than  all  the  rest."  But  the  fragments  which  he 
offered  at  last  were,  he  hoped,  "sufficient  to  establish 
the  throne  of  our  great  Eestorer,  King  William,  to  make 
good  his  title  in  the  consent  of  the  people,  the  only  one 
of  all  lawful  governments." 

The  'Essay  concerning  Human  Understanding'  was 
delivered  to  the  world  almost  simultaneously  with  the 
'  Two  Treatises  on  Government.'  It  expressed  the 
philosophy  that  was  latent  in  the  '  Treatises '  and  in 
the  'Epistola.'  It  was  Locke's  long-considered  answer 
to  the  pregnant  question  which  he  had  proposed  to  his 
friends  at  their  memorable  meeting  nearly  twenty  years 
before.  Part  of  it  must  have  been  sent  to  the  printers 
soon  after  he  arrived  in  London.  The  "  Epistle  dedica- 
tory" to  the  Earl  of  Pembroke  is  dated  from  Dorset 
Court  in  May  1689.  All  that  year  his  letters  and  journals 
show  that  his  time  was  much  given  to  superintending 
the  press.  In  August  he  tells  Limborch  that  all  are  so 
busy  about  politics  that  there  is  a  "  dearth  of  books," 
but  that  he  is  submitting  his  "  treatise  '  De  Intellectu ' 
to  the  criticism  of  those  friends  who  are  weak  enough 
to  read  it : "  adding  that  already  he  had  sent  the  first  of 
the  four  books  into  which  it  was  divided,  in  proof  to 
Le  Clerc.  On  the  3d  of  December  he  hoped  that  the 
last  sheet  of  the  '  Essay '  would  that  day  be  in  type. 
"If  it  comes  to  be  translated  into  Latin,  I  fear  you  will 
find  many  faults  in  it.     I  sent  Mr  Le  Clerc  the  second 


'.Essay  concerning  Human  Understanding.'     87 

and  third  books  as  well  as  I  can  recollect  in  September. 
I  shall  send  him  the  rest  very  soon.  As  soon  as  I 
receive  the  proof  of  the  table  of  contents,  I  shall  write 
to  him." 

A  few  months  after  this,  in  March  1690,  the  long- 
looked-for  '  Essay '  was  in  circulation,  with  the  author's 
name  appended  to  the  dedication.  It  was  his  first 
public  acknowledgment  of  authorship.  He  received 
£30  for  the  copyright,  about  the  same  sum  as  Kant 
received,  ninety-one  years  after,  for  his  '  Kritik  of  Pure 
Eeason,' — the  philosophical  complement  to  the  '  Essay.' 
These  two  great  works  are  the  fountains  of  the  philo- 
sophy of  our  epoch,  the  one  dominating  philosophical 
thought  in  the  eighteenth,  and  the  other,  partly  by  re- 
action, in  the  nineteenth  century. 


88 


CHAPTER    II. 

THE    PHILOSOPHY   IN    THE    '  EPISTOLA '    AND    IN    THE    'TWO 
TREATISES' — RELIGIOUS   AND    CIVIL   LIBERTY. 

The  three  books  in  which  Locke's  philosophy  was 
published,  within  a  year  after  his  return  from  Holland 
to  London,  were  in  intention  practical  more  than  specu- 
lative. They  were  meant  to  help  men  to  right  conduct, 
especially  intellectual  conduct, — not  to  satisfy  abstract 
metaphysical  curiosity.  Like  all  that  he  published,  they 
were  books  for  the  times,  weapons  constructed  for  de- 
fending the  free  action  of  reason  in  men,  in  an  age  in 
which  their  persons  were  in  danger  of  persecution  through 
pressure  of  ecclesiastical  or  civil  government.  Moreover, 
to  those  then  becoming  intellectually  awake,  man's  power 
of  understanding  the  world  in  which  he  lived  seemed 
to  have  been  too  long  wasted  in  empty  verbal  reason- 
ings, and  his  liberty  of  thinking  to  be  still  crushed  by 
inherited  traditions.  Locke's  three  books,  produced  in 
these  two  London  years,  after  much  consideration  and 
varied  experience  of  life,  agreed  in  encouraging  resist- 
ance to  "  masters  or  teachers  who  take  men  off  the  use 
of  their  own  judgment,  and  put  them  upon  believing 
and  taking  upon  trust  without  further  examination." 


A  Philosophy  embodied  in  the  three  Boohs.      89 

That  each  man  should  be  himself  intellectually,  and  be 
able  to  see  things  as  things  are,  with  the  eyes  of  his 
own  mind,  and  not  merely  through  the  eyes  of  others, 
is  the  principle  on  which  he  invariably  falls  back  in 
all  of  them.  The  sense  of  human  individuality,  de- 
veloped in  Locke  in  even  extreme  reaction  against  the 
pressure  of  the  past,  and  along  with  this  his  ruling  idea 
of  the  rightful  supremacy  of  reasonableness  in  everything, 
made  it  the  chief  duty  of  his  life  to  show  what  con- 
stitutes reasonableness.  This  is  the  key  to  his  defence 
of  free  toleration  for  the  expression  of  individual  belief, 
and  to  his  whole  conception  of  civil  government.  His 
lessons  of  religious  and  civil  liberty  are  sustained 
philosophically  by  what  he  found  in  the  course  of  a 
prolonged  analysis  of  the  ideas  of  a  human  understand- 
ing, and  the  limits  of  our  knowledge.  The  'Epistola 
de  Tolerantia '  is  an  argumentative  defence  of  the  reli- 
gious liberty  of  the  individual  The  book  on  '  Govern- 
ment '  is  a  vindication  of  the  rights  of  individuals,  as 
members  of  the  body  politic,  to  govern  the  State  of 
which  they  are  members  in  the  way  most  fitted  to 
secure  individual  happiness.  And  the  'Essay  concern- 
ing the  Human  Understanding '  may  be  interpreted  as 
the  intellectual  philosophy  that  is  presupposed  in  human 
liberty, — in  the  form  of  a  logical  analysis  of  the  complex 
and  abstract  ideas  which  man  is  capable  of  having ;  the 
source  and  extent  of  the  knowledge  or  certainties  that 
he  can  reach  within  the  sphere  of  his  ideas;  and  the 
nature  and  grounds  of  those  presumptions  of  probability 
by  which,  in  lack  of  absolute  certainty,  our  conduct  has 
to  be  regulated.  The  arguments  and  views  of  life  which 
run  through  these  treatises  were  urgent  in  a  generation 


90  Locke. 

which  was  above  all  engaged  in  the  great  modern 
struggle  against  verbalism  and  the  dead  weight  of  dog- 
matic authority.  The  '  Essay '  expressed  the  intellectual 
groundwork  of  the  whole.  All  the  three  illustrate,  each 
in  its  own  way,  the  strong  English  common  -  sense  of 
a  considerate  politician,  who  sought,  by  their  means,  to 
resist  encroachments  upon  private  judgment,  out  of  love 
for  truth,  which  is  "  the  seed-plot  of  all  the  virtues,"  ac- 
cording to  their  author. 

The  '  Epistola  de  Tolerantia '  has  been  called  the  most 
original  of  all  Locke's  works.  This  opinion  may  appear 
doubtful  now,  when  its  own  success  has  made  its  argu- 
ments and  conclusions  commonplace.  What  when  Locke 
wrote  was  a  paradox,  which  had  to  work  its  way  into 
the  minds  of  men  through  innumerable  obstructions,  is 
the  very  intellectual  air  we  breathe,  so  that  the  super- 
abundant argument  and  irony  of  this  famous  plea  for 
liberty  is  apt  to  weary  those  who  now  try  to  follow  its 
ramifications. 

Yet  the  "  toleration  "  for  which  Locke  argued, — the 
idea  which  was  the  mainspring  of  his  life  from  youth 
onwards, — then  implied  a  complete  revolution  in  the 
previously  received  view  of  human  knowledge  and 
belief.  It  carried  in  it  elements  of  revulsion  from  the 
dogmatic  or  absolute  point  of  view  that  was  character- 
istic of  medievalism,  while  it  was  in  harmony  with  the 
critical  and  relative  point  of  view  that,  even  when 
Locke  lived,  was  becoming  the  distinctive  mark  of 
the  modern  spirit,  —  represented  by  Luther  and  the 
Protestants  in  religious  life,  and  by  Montaigne  and 
Descartes,  Campanella  and  Bacon,  in  speculative  philo- 
sophy.    Eree  toleration  implied  a  protest  against  those 


Toleration  in  the  Seventeenth  Century.         91 

who,  in  theological  and  other  inquiries,  demand  absolute 
certainty  in  questions  where  balanced  probability  alone 
is  within  reach  of  a  human  intelligence.  The  practice- 
of  universal  toleration  amidst  increasing  religious  dif- 
ferences, in  the  room  which  it  gives  for  the  exercise 
of  understanding  by  each  person,  free  from  everything 
except  the  reasonable  restraints  of  experience,  was  per- 
haps at  the  time  the  most  important  practical  appli- 
cation of  that  answer  to  his  own  memorable  question, 
about  the  extent  of  man's  knowledge  of  the  universe, 
which  had  been  forming  in  Locke's  mind  amidst  the 
busy  political  life  of  the  twenty  years  before  he  returned 
from  Holland. 

The  freedom  of  religious  opinion  from  political  re- 
straints, which  Locke  argued  for,  was  not  entirely  a 
novelty.  It  had  been  already  defended,  upon  various 
grounds,  in  the  seventeenth  century.  The  idea  was 
then  entering  into  the  air.  Chillingworth,  Jeremy 
Taylor,  Glanville,  and  other  philosophical  divines  of  the 
Church  of  England,  argued  for  a  large  toleration  by 
the  State,  as  well  as  for  a  generous  comprehension  on 
the  part  of  the  National  Church ;  on  the  ground  of  the 
natural  limits  and  inevitable  weakness  of  the  profound- 
est  merely  human  understanding  of  the  universe,  espe- 
cially when  men's  attempts  to  interpret  things  carry 
them  into  the  region  of  religious  thought.  Puritans 
like  Owen  and  Goodwin,  on  the  other  hand,  whose 
idea  of  ecclesiastical  comprehension  was  narrow  and 
dogmatic,  defended  liberty  of  different  religions  within 
the  same  nation ;  while  they  objected,  on  grounds  of 
orthodoxy,  and  as  members  of  separatist  communities, 
to  a  wide  comprehension  within  their  respective  sects. 


92  Locke. 

The  ideal  of  liberal  Anglican  Churchmen  was  that  of 
one  Church,  coextensive  at  least  with  the  nation,  if 
not  even  with  Christendom.  Locke  himself,  exclusively 
attached  on  principle  to  no  one  religious  organisation, 
while  desirous  to  be  in  charitable  sympathy  with  all 
who  loved  truth  and  lived  for  righteousness  in  each, — 
who  had  for  his  ideal  the  simple  or  practical  Christianity 
of  the  synoptic  gospels,  and  the  ecclesiastical  liberty  of 
the  apostolic  age,  as  he  interpreted  it, — brought  the  test 
of  a  sagacious  and  experienced  intelligence  to  a  question 
which  had  been  largely  one  either  of  academic  discussion 
or  of  sectarian  controversy.  The  intellectual  freedom 
of  each  person,  under  whatever  civil  or  ecclesiastical 
institutions,  was  his  ideal,  rather  than  the  collective 
liberty  of  societies ;  for  he  saw  that  societies,  whether 
Churches  or  States,  often  use  their  collective  liberty  to 
crush  persons  and  their  independent  judgment.  The 
idea  of  the  State,  however,  which  Locke  favoured  in 
some  of  his  earlier  unpublished  writings,  was  not  the 
Aristotelian,  or  that  which  has  for  its  end  the  education 
of  the  entire  man  by  one  social  organism.  It  was  rather 
that  of  the  Puritans,  which  divides  the  entire  man  and 
a.  full  human  life,  between  the  State  on  the  one  hand 
and  the  Church  on  the  other.  In  Locke's  sober  utili- 
tarian imagination  and  severely  argumentative  mind,  it 
must  be  confessed,  too,  that  the  idea  of  toleration  lost 
some  of  the  poetic  beauty  or  philosophic  grandeur  which 
it  received  from  Jeremy  Taylor  and  Milton.  But  it  was 
Locke  who  first  adapted  it  to  the  wants  of  practical 
statesmen,  and  by  his  luminous  reasonings  carried  it 
into  the  convictions  of  the  modern  world. 

A  deep  and  abiding  conviction  of  the  narrow  limits 


Philosophical  Basis  of  Toleration.  93 

of  man's  understanding  in  the  sphere  of  religion  was  at 
the  bottom  of  Locke's  argument.  While  some  of  his 
abstract  reasonings  lead  towards  a  mutual  exclusion  of 
the  spheres  of  Church  and  State,  and  thus  towards  the 
dissolution  of  that  connection  between  them  which  has 
been  maintained  in  one  form  or  another  since  Europe 
was  conquered  by  Christianity,  he  was  ready  to  accept  the 
fact  of  their  union  in  European  civilisation.  He  only 
pleaded  that  it  should  rest  upon  a  basis  comprehensive 
enough  to  embrace  all  whose  conduct  was  in  conformity 
with  the  spirit  of  Christ ;  so  that  the  National  Church 
should  be  really  the  Christian  nation  organised  to  pro- 
mote goodness,  not  to  protect  the  verbal  subtleties  by 
which  professional  theologians  have  spoiled  the  sim- 
plicity of  Christianity  in  its  transmission  through  the 
ages.  The  recall  of  the  national  Christianity  of  Eng- 
land to  early  simplicity,  and  so  from  elaborate  dogmas  to 
virtuous  life,  would,  he  hoped,  render  nonconformity  or 
sectarian  separation  unnecessary,  as  few  would  then  seek 
to  remain  outside  the  National  Church,  and  thus  need 
toleration.  In  this  respect  he  receded  from  the  Puritan 
conception,  and  approached  the  Aristotelian  and  that  of 
Hooker.  In  this  more  comprehensive  conception  of  the 
Church,  its  functions  and  that  of  the  State  are  insepar- 
ably blended. 

Locke  had  found  all  parties  and  sects,  as  well  as  the 
Church,  disposed  to  persecution.  Government  had  been 
partial  in  matters  of  religion ;  and  yet  those  who  suf- 
fered from  its  partiality  had  vindicated  their  rights  upon 
narrow  principles,  confined  in  their  regard  to  the  imme- 
diate interests  of  their  own  sects.  He  felt  the  need  for 
more   generous   remedies   than   had  yet   been  applied. 


94  Locke. 

"  Absolute  liberty,  just  and  true  liberty,  equal  and  im- 
partial liberty,  is  the  thing  that  we  stand  in  need  of." 
A  mutual  toleration  of  Christians  by  Christians,  Locke 
regards  as  "  the  chief  characteristical  mark  of  the  true 
Church."  Sacerdotal  succession  and  external  ritual, 
with  that  orthodoxy  in  which  each  assumes  his  own 
orthodoxy,  are  marks  of  men  striving  for  power  and 
empire  over  one  another.  Let  one  have  ever  so  true  a 
claim  to  all  these  things,  yet,  if  he  be  destitute  of  charity, 
meekness,  and  goodwill  towards  all  mankind,  even  to 
those  who  are  not  called  Christians,  he  is  still  short 
of  being  a  true  Christian  himself.  He  who  denies  not 
anything  that  the  Holy  Scripture  teaches,  cannot,  he 
thought,  be  either  a  heretic  or  a  schismatic.  Religion 
is  not  a  matter  of  inheritance.  No  person  is  born  a 
member  of  any  Church,  which  is  a  free  and  voluntary 
society.  In  each  of  the  many  forms  of  organisation 
which  it  adopts,  it  is  only  a  mean  to  an  end,  and  a 
useful  mean  so  far  as  it  expresses  and  sustains  individ- 
ual religion.  But  this  may  be  sustained  under  any  of 
its  organical  forms ;  or,  in  the  case  of  some,  indepen- 
dently of  all  ecclesiastical  organisation.  Eeligion  lies 
in  the  individual,  not  in  any  outward  organs.  This 
was  the  spirit  of  Locke. 

The  harmlessness  to  society  of  most  persecuted  beliefs 
*^is  another  point  insisted  on  in  his  argument  for  tol- 
eration by  the  State,  as  distinct  from  comprehension 
by  the  Church.  "  No  man,"  he  maintains,  "  is  hurt 
because  his  neighbour  is  of  a  different  religion  from  his 
own ;  and  no  civil  society  is  hurt  because  its  members 
are  of  different  religions  from  one  another."  On  the 
contrary,   when  we   take   into  account  the  necessarily 


Arguments  for  Toleration.  95 

narrow  extent  of  attainable  certainties,  and  still  more  of 
those  actually  attained  by  each  man,  we  see  that  even 
an  encouragement  of  variety  in  individual  opinion,  and 
of  the  relative  freedom  of  inquiry,  may  be  advantageous 
to  society,  because  it  tends  to  develop  the  intellectual 
resources  of  mankind,  and  thus  adds  to  the  security  for 
the  discovery  of  truth.  The  independent  activity  of 
each  mind  makes  it  probable  that  a  truer  and  deeper 
insight  of  what  the  lover  of  truth  is  in  quest  of  may  thus 
be  gradually  gained,  and  added  to  the  previous  heritage 
of  the  race.  Anyhow,  physical  punishment,  and  eccle- 
siastical ostracism  or  excommunication,  are,  in  Locke's 
view,  unjust  and  even  immoral  means  for  presenting  the 
light  of  truth  to  individual  minds.  Persecution  merely 
transforms  the  man  whom  it  overawes  into  a  hypocrite. 
Genuine  belief  and  insight  of  truth  can  be  attained 
only  according  to  those  methods  which  are  founded 
on  the  ways  in  which  knowledge  grows  in  a  human 
mind ;  consistently  with  its  necessary  limits ;  and  on 
grounds  of  reasonable  probability.  As  long  as  a  man 
is  out  of  sight  of  good  and  sufficient  evidence,  he 
cannot  determine  his  beliefs  reasonably ;  for  one  cannot, 
without  subsiding  into  unreasonableness,  settle  arbitrar- 
ily, as  a  matter  of  taste  or  desire,  not  on  evidence,  what 
opinions  he  should  hold.  Thus  all  Locke's  pleas  for 
universal  toleration  at  last  resolved  themselves  into  his  i 
philosophical  conclusions  as  to  the  origin  and  limits  of 
the  insight  into  realities  that  is  within  the  reach  of  a 
human  being  of  limited  ideas. 

But  even  Locke  does  not  teach  the  duty  of  an  un- 
limited toleration  by  the  State.  He  argues  for  the 
forcible   suppression   of   opinions   that   operate   to  the 


96  Locke. 

dissolution  of  society,  or  which  subvert  those  moral  rules 
that  are  necessary  to  the  preservation  of  order.  He  ev.en 
applies  this  principle  so  as  to  exclude  from  toleration  all 
who  are  themselves  intolerant,  and  who  will  not  own  and 
teach  the  duty  of  tolerating  all  other  men  in  matters 
of  religion — "  who  themselves  only  ask  to  be  tolerated 
by  the  magistrate  until  they  find  that  they  are  strong 
enough  to  seize  the  government,  and  possess  themselves, 
of  the  estates  and  fortunes  of  their  fellow -subjects." 
The  tyranny  of  the  sects,  which  had  so  much  scandalised 
Locke  in  his  youth,  was  probably  here  in  his  view. 
The  political  part  which,  since  the  Eestoration,  Cathol- 
icism had  played  in  Europe,  and  especially  in  England, 
with  the  recent  Exclusion  Bill  debates,  moved  him  also 
to  refuse  toleration  to  "  a  Church  constituted  upon  such 
a  bottom  that  all  who  enter  into  it  do  thereby  deliver 
themselves  up  to  the  protection  and  service  of  another 
prince."  He  saw  in  the  position  of  the  Roman  Church 
at  that  time,  a  political  force,  which,  on  grounds  of  public 
policy,  it  was  necessary  to  restrain  as  dangerous  to  the 
newly  reconstituted  State.  Locke  also  refused  toleration 
to  "all  who  deny  the  being  of  God."  Atheism,  as  un- 
derstood by  him,  means  practically  rejection  of  the  prin- 
ciple of  order  or  reason  in  the  universe.  "  The  taking 
aAvay  of  God,  though  but  even  in  thought,  dissolves  all." 
If  atheism  means  a  practical  denial  that  reason  is  at 
the  root  of  things,  or  thus  immanent  in  the  universe  in 
which  we,  through  our  experience,  participate;  and  that, 
while  we  seem  to  be  living  in  a  cosmos,  we  are  really 
living  in  chaos, — then  indeed  the  atheist  "  dissolves  all "; 
for  this  atheism  is  universal  scepticism,  bound  in  con- 
sistency to  surrender  the  physical  and  natural  sciences, 


Philosophy  of  Civil  Government.  97 

and  even  common  experience,  along  with  the  ordinary 
rules  of  prudential  conduct  and  expectation,  thus  mak- 
ing citizenship  and  society  impossible.  Thus  understood, 
it  would  indeed  be  irreconcilable  with  the  sanity  of  those 
who  yielded  to  it. 

Locke's  '  Treatises  on  Government '  unfold  his  po- 
litical philosophy,  while  they  too  presuppose  his  philo-  tr 
sophical  conception  of  human  understanding.  Hobbes 
had  taught  that  the  State  originates  in  the  virtual  con- 
sent of  those  formed  into  its  society.  For  the  sake  of 
their  individual  happiness  they  have  agreed,  unconscious- 
ly in  fact  if  not  consciously  in  form,  to  a  partial  surrender 
of  their  otherwise  complete  personal  freedom.  The  ab- 
solute power  of  their  king  is  in  this  way  rested  ulti- 
mately upon  the  selfish  regard  of  the  people  for  their 
own  interests,  not  on  abstract  divine  right.  Locke's 
1  First  Treatise '  is  a  laboured  argument  against  a 
divine  right  of  kings  to  rule  independently  of  popular 
consent,  which  was  asserted  by  Sir  Robert  Filmer  in  his 
1  Patriarchal  It  was  probably  written  by  Locke  before 
he  went  to  Holland.  The  main  position  maintained  in 
the  '  Patriarcha '  was,  that  men  are  not  naturally  free ; 
and  on  this  his  theory  of  absolute  monarchy  rests.  It 
was  already  an  anachronism,  and  so,  too,  was  Locke's 
rejoinder.  Locke's  '  Second  Treatise '  is  an  expansion 
of  the  conception  of  Hobbes ;  for  it  goes  beyond 
Hobbes,  in  maintaining  the  right  of  each  civil  so- 
ciety to  resist  the  ruler  to  whom  they  had,  for  a  self- 
regarding  reason,  surrendered  part  of  their  natural  liberty 
as  individuals.  Kings,  in  virtue  of  this  origin  of  their  S 
power,  are  therefore  always  responsible  to  the  society 

P. XV.  G 


98  Locke. 

which  they  rule,  when  it  deliberately  expresses  its  will 
through  its  representative  assemblies.  So  that  civil 
liberty  implies  the  right  and  duty  of  the  individual  to 
resist  and  expel  a  ruler  whose  acts  are  not  sanctioned 
by  a  majority  of  the  assembly  which  represents  the 
implied  consent  of  the  community  to  be  governed  at  all. 
The  State,  according  to  Locke's  idea,  is  the  artificial 
result  of  a  potential  contract  on  the  part  of  the  persons 
who  compose  it — not  a  natural  organism  evolved,  uncon- 
sciously to  the  individual,  under  a  universal  law  of  social 
development.  The  terms  of  the  implied  original  contract, 
he  further  argued, — in  this  going  beyond  Hobbes, — 
might  and  should  be  modified  from  time  to  time  by  the 
sovereign  society  into  a  reasonable  accordance  with  their 
ever-changing  circumstances.  He  saw  clearly  that  if  we 
are  living  in  a  potential  cosmos,  it  is  one  in  which,  never- 
theless, things  and  society  are  in  an  actual  flux ;  so  that 
a  return  to  chaos,  not  a  realisation  of  cosmos,  must  be 
the  issue  of  attempts  to  remain  always  under  the  power 
of  the  past,  and  to  follow  custom  when  "reason,"  in 
the  changed  circumstances,  "  has  left  the  custom."  The 
essentially  democratic  idea  which  determines  Locke's 
reasonings  does  not,  of  course,  imply  that  only  a  republi- 
can form  of  government  can  receive  the  consent  of  a  self- 
governed  society.  It  only  means  that  each  society  has 
the  right  to  make  itself  happy  by  organising  itself  under 
that  form  of  government  which  a  majority  of  those  who 
compose  it  consider  most  expedient  for  their  common 
weal.  This  in  one  society  may  be  a  pure  monarchy, 
in  another  a  pure  republic,  in  a  third  a  mixture,  with  a 
balance  of  forces,  as  in  the  British  constitution,  at  least 
as  it  was  in  Locke's  time.     It  also  means  that  the  self- 


Two  Extremes.  99 

governing  society,  whether  it  has  surrendered  its  execu- 
tive in  one  of  these  ways,  or  in  any  other  way,  is 
bound  to  permit  the  overt  expression  by  individuals 
of  any  opinion,  religious  or  other,  that  is  not  incon- 
sistent with  the  permanence  and  safety  of  the  social 
organism  itself ;  and  further,  that  the  State  so  constituted 
is  bound  to  protect  individuals  in  the  property,  in  land 
and  otherwise,  which  each  has  conquered  for  himself,  out 
of  what  originally  belonged  to  mankind  in  common,  but 
which  they  thus  appropriate  in  order  that  the  common 
stock  may  be  of  use  to  each  individual.  Locke's  theory 
involves  the  surrender  by  its  members  to  the  democratic 
State  of  their  liberty,  property,  and  life,  to  be  disposed 
of  in  the  way  that  seems  to  the  State  most  expedient 
for  the  general  happiness.  No  form  of  government  is 
absolutely  good  or  bad;  each  is  to  be  judged  according 
to  the  circumstances  of  society  at  the  time.  Such  is  the_Ni 
essence  of  Locke's  political  philosophy. 

Locke,  it  has  been  said,  was  the  political  philosopher 
of  England  in  the  latter  part  of  the  seventeenth,  as 
Hegel  was  the  political  philosopher  of  Germany  in  the 
early  part  of  the  nineteenth  century.  In  their  political 
ideas  each  was  the  converse  of  the  other.  Locke,  in 
resting  the  organisation  of  society  in  the  State, — if  not 
also  by  implication  in  the  family, — upon  the  advantage 
of  an  implied  contract  among  individuals  unsupported  by 
history  as  a  fact,  disavows  the  organic  rational  necessity 
of  civil  government  in  this  empirical  idea  of  social  de- 
velopment. His  teaching,  regarded  as  an  abstract  theory, 
found  its  logical  outcome  in  French  revolutionary  convul- 
sions. Hegel's  conception,  on  the  contrary,  when  taken 
exclusively,  tends  to  the  absorption  of  the  individual  in 


100  Locke. 

the  unity  of  the  State,  and  thus,  with  its  defective  idea 
of  human  personality,  is  a  reaction  from  the  individual- 
ism characteristic  of  political  science  in  the  eighteenth 
century.  But  neither  the  individual  nor  the  universal  is 
sufficient,  in  abstraction  from  the  other :  the  individual 
needs  the  social  organism,  and  this  again  is  vital  only 
through  the  vitality  of  the  individuals  comprehended  in 
it.  The  complete  truth  as  regards  society,  civil  or  eccle- 
siastical, may  be  sought  in  the  conciliation  of  the  two. 

The  English  Eevolution,  of  which  Locke  was  the 
philosophical  advocate  and  expositor,  was  in  principle  a 
struggle  between  those,  on  the  one  side,  who  invested 
inherited  monarchy  with  the  sacredness  of  divinity — thus 
securing  its  independence  of  utilitarian  criticism;  and 
those,  on  the  other,  who  regarded  monarchy  and  every 
other  form  of  government  only  as  a  means  to  the  hap- 
piness of  the  governed,  to  be  judged  in  each  case  by 
its  experimentally  proved  efficacy  in  securing  this  end. 
Those  who  opposed  the  Eevolution  guarded  the  succes- 
sion to  the  monarchy  on  a  priori  grounds  of  right  which 
put  expediency  out  of  court.  Now  the  drift  of  Locke's 
political  reasoning  was  to  substitute  considerations  of 
expediency,  and  to  determine  questions  in  politics  by 
constant  reference  to  contingencies.  Like  his  doctrine 
of  toleration,  with  its  relative  or  individual  theory  of  v 
knowledge,  it  was  a  transfer  of  political  philosophy  from 
the  absolute  to  a  relative  foundation.  It  tended  to  ex- 
clude all  a  priori  presuppositions  in  the  struggle  of  pol- 
itics, and  to  press  the  proved  expediency  of  leaving  the 
individual  to  dispose  of  himself,  and  leaving  each  civil 
society  to  govern  itself,  according  to  its  own  ideas  and 


Wealth  and  Labour.  101 

desires,  delivered  through  its  majorities.  "  Innate  prin- 
ciples "  in  politics  found  no  favour  with  Locke,  in  his 
sense  of  innateness. 

The  Revolution  of  which  Locke  was  the  intellectual 
exponent  was  the  speculatively  incoherent  issue  of  com- 
promise, in  the  truly  English  spirit  of  "  give  and  take  " 
carried  further  than  Locke  approved  ; — notwithstanding 
his  strong  common-sense  conviction  of  the  need  for  com- 
promise in  political  conduct,  and  his  regard  for  the  via 
media  in  human  action  and  speculation.  It  was  brought 
about  by  the  prudent  moderation  of  men  of  all  parties 
and  opinions,  with  a  conservative  regard  for  the  his- 
torical constitution.  The  peaceful  and  lasting  settle- 
ment of  the  great  conflict  of  the  seventeenth  century 
was  found  in  the  mixed  government  of  1689,  which 
reconciled  1640  and  1660. 

Locke's  work  on  Civil  Government  contains  incidental 
arguments,  subordinate  to  its  philosophical  principles, 
some  of  which  are  of  great  merit.  It  contains  the 
earliest  recognition  of  the  true  sources  of  wealth  and 
value.  Locke  was  among  the  first  to  see  distinctly  that 
gold  and  silver  are  not  real  wealth ;  that  a  State  unpro- 
vided with  either,  if  well  supplied  with  food  and  other 
useful  articles,  would  be  wealthy ;  while  it  must  perish, 
however  abundant  its  supply  of  the  precious  metals,  so 
long  as  it  could  not  exchange  them  for  the  means  of  sub- 
sistence. He  enlarges  upon  the  dependence  of  wealth 
on  labour,  and  of  human  labour  on  individual  freedom, 
and  touches  principles  which  are  at  the  root  of  modern 
socialism.     "If,"  he  says,    "we  will   rightly  consider 


102  Locke. 

things  as  they  come  to  our  use,  and  cast  up  what  in 
them  is  purely  owing  to  nature  and  what  to  labour, 
we  shall  find  that  in  most  of  them  ninety -nine  hun- 
dredths are  wholly  to  be  put  on  the  account  of  labour. 
'lis  labour  that  puts  the  greatest  part  of  the  value  on 
land,  without  which  it  would  scarcely  be  worth  any- 
thing. 'Tis  to  that  we  owe  the  greatest  part  of  all 
useful  products ;  for  all  that  the  straw,  bran,  bread  of 
an  acre  of  wheat  is  more  worth  than  the  product  of 
an  acre  of  good  land  that  lies  waste  is  all  the  effect  of 
labour."  A  man's  right  of  property  in  his  own  person, 
and  thus  in  his  own  expenditure  of  labour,  is  "the 
great  foundation  of  individual  property,  and  able  to 
overbalance  the  community  of  land."  Locke,  accord- 
ing to  an  eminent  economist,  "has  all  but  completely 
established  the  fundamental  principle  which  lies  at  the 
bottom  of  the  science  of  wealth.  He  has  given  a  far 
more  distinct  and  comprehensive  statement  of  the  fun- 
damental principle,  that  labour  is  the  grand  source  of 
value,  and  consequently  of  wealth,  than  is  to  be  found 
even  in  the  'Wealth  of  Nations.'  It  was  but  little 
attended  to  by  his  contemporaries  or  by  subsequent  in- 
quirers. He  was  not  himself  aware  of  the  vast  import- 
ance of  the  principle  he  had  developed ;  and  three- 
quarters  of  a  century  elapsed  before  it  began  to  be  gener- 
ally perceived  that  an  inquiry  into  the  means  by  which 
labour  might  be  rendered  most  efficient  was  the  object  of 
that  portion  of  political  economy  which  treats  of  the 
production  of  wealth." l 

Locke's  appeals  to  ethical  principles  in  the  '  Treatise 
1  See  M'Culloch's  'Literature  of  Political  Economy.' 


'Treatise  on  Government!  103 

on  Government'  usually  presuppose  that  they  are  founded 
in  the  reason  or  nature  of  things,  independently  of  utili- 
tarian considerations,  although  he  is  always  ready  to 
reinforce  moral  rules  by  considerations  of  pleasure  and 
pain  as  the  motive  to  action.  In  treating  of  natural 
law  he  is  some  points  in  advance  of  Grotius  and 
Puff end  orf. 


104 


CHAPTEE     III. 

THE     PHILOSOPHY     IN      THE     '  ESSAY,'      OR     INTELLECTUAL 

LIBERTY INNATE    KNOWLEDGE,    EXPERIENCED    KNOW 

LEDGE,    AND    THE    '  VIA   MEDIA.'  1 

In  the  '  Essay  concerning  Human  Understanding '  one 
finds  a  philosophical  defence  of  that  modest  estimate  of 
man's  intellect  which  is  presupposed  throughout  Locke's 
reasoning  on  behalf  of  national  toleration  of  different 
religious  beliefs,  and  for  a  largely  utilitarian  theory  of 
civil  government.  The  'Essay,'  like  the  'Epistola  de 
Tolerantia'  and  the  'Treatises  on  Government,'  is  a  plea  \J 
for  the  free  exercise  of  reason  under  the  conditions  which 
reason  itself  imposes — but  here  in  its  most  comprehensive 
form.  In  pleading  for  toleration,  he  had  argued  for  the 
right  of  each  man  to  form  and  express  his  own  opinions 
without  let  or  hindrance  on  the  part  of  society;  and 
his  theory  of  government  is  founded  on  the  right  of 
individuals,  when  associated  in  civil  society,  to  adopt  at 
first,  and  then  to  change,  their  form  of  government  and 
their  governors,  according  to  their  own  views  of  what  is 
most  expedient  for  their  happiness.     The  '  Essay '  goes 

1  See  '  Essay  concerning  Human  Understanding/  Book  I.,  in  con- 
nection with  this  chapter. 


Design  of  the 'Essay.'  105 

deeper.  It  is  a  plea  for  the  intellectual  freedom  of  the 
individual  mind  from  whatever  is  found  by  experience 
to  obstruct  the  light  of  truth ;  and  it  constantly  recog- 
nises the  fact  that  one  chief  obstruction  is,  man's 
habitual  oversight  that,  as  finite  or  individual,  he  is  in 
a  state  of  intellectual  mediocrity, — endowed  with  intel- 
lectual powers  that  may  be  adapted  to  all  truly  human 
ends,  but  which  are  very  disproportionate  to  the  infinite  *-*L 
reality.  This  oversight  often  leads  men  to  proceed  upon 
assumptions  for  which  there  is  no  reasonable  warrant, 
and  then  to  draw  conclusions  from  them ;  and  it  leads 
them,  too,  to  suppose  that  they  have  got  ideas  of  things 
when  they  are  only  employing  idealess  or  empty  words. 
Intellectual  freedom  consists  in  practical  reasonable- 
ness ;  bondage  to  dogmas,  and  to  empty  or  ambiguous 
phrases,  contradicts  reasonableness,  and  deadens  individ- 
ual insight  of  truth. 

The  main  design  and  motive  of  the  '  Essay '  is  ac- 
cordingly practical;  not  indulgence  of  speculative  curi- 
osity. It  is  directed  against  those  forces  which  Locke 
had  found  by  experience  to  be  most  at  variance  with 
a  life  of  reasonableness  in  all  things,  and  adverse  to 
the  attainment  by  each  man  of  the  knowledge  that 
is  consistent  with  an  inevitable  state  of  intellectual 
mediocrity.  The  foregoing  history  of  Locke's  early  life, 
and  of  the  working  of  his  mind,  has  brought  into 
prominence  the  two  adverse  forces  which  were  chiefly 
in  his  view  when  he  was  preparing,  the  'Essay.'  The 
bondage  of  unproved  assumptions,  accepted  indolently  * 
on  authority,  under  pressure  from  the  past,  incapable  of  — * 
verification  by  "experience,"  but  defended  as  "innate," 
or  independent  _of  experience — this  was  one  of  them. 


106  Locke. 

The  other  was  the  bondage  of  empty  words — phrases 
necessarily  meaningless,  because  they  pretend  to  ex- 
press what  really  transcends  human  understanding  and 
experience,  or  at  least  the  individual  understanding  and 
experience  of  those  who  at  the  time  employ  them.  The 
idealess  words  were  vindicated,  on  the  ground  that  they 
represented  a  knowledge  got  independently  of  individual 
activity,  and  which  therefore  did  not  require,  nor  even 
admit,  of  experimental  verification.  These  two  antago- 
nistic forces  Locke  thought  he  found  in  an  aggravated 
form  in  the  medieval  scholasticism  against  the  remains 
of  which  it  was  his  mission  to  struggle. 

In  accordance  with  this  motive,  the  '  Essay '  attempts, 
for  the  first  time  and  on  a  comprehensive  scale,  to  show, 
in  "  historical,  plain " 1  matter-of-fact  fashion,^what  the 
questions  are  as  to  which  man  is  in  a  condition^o  reach 
certainty — the  things  which  he  finds  cannot  be  doubted  ; 
what  those  are  in  which  he  can  attain  only  some  degree 
of  probability ;  and  in  what  other  questions  he  is  con- 
signed, by  the  "  disproportionateness  "  of  his  understand- 
ing to  the  infinite  reality,  to  irremediable  doubt,  or 
even  absolute  ignoranceT\  This  intellectual  enterprise 
seenied  to  promise  the  best  practical  settlement  of  ques- 
tions, often  unanswerable  by  a  human  mind,  which  some 
men  are  fond  of  raising  j  and  to  give  the  best  prospect 
of  relief  from  bondage  to  unreasoned  traditions,  and  to 
empty  words  and  phrases,  which  had  come  to  supersede 
genuine  knowledge,  or  reasonable  submission  to  prob- 
ability when  certainty  was  out  of  reach. 

This  key-note  is  found  in  the  Introduction  to  the 
'Essay.'2     The  ill-fortune  of  men  in  their  endeavours 

1  '  Essay,'  Book  I.,  chap.  i.  s.  2.  2  Ibid.,  Book  I.,  chap.  i. 


Design  of  the  'Essay!  107 

to  comprehend  themselves  and  their  surroundings,  and 
their  slavery  to  prejudices  and  idealess  phraseology,  are 
there  attributed  mainly  to  an  unrestrained  disposition 
to  extend  their  inquiries  into  matters  beyond  any  man's 
intellectual  reach ;  whereas,  "  were  the  capacities  of  our 
understandings  well  considered,  the  extent  of  our  know- 
ledge once  discovered,  and  the  horizon  found  which  sets 
the  bounds  between  the  enlightened  and  the  dark  parts 
of  things,  between  what  is  and  what  is  not  compre- 
hensible by  us,  men  would  perhaps  with  less  scruple 
acquiesce  in  the  avowed  ignorance  of  the  one,  and  em- 
ploy their  thoughts  and  discourse  with  more  advantage 
and  satisfaction  on  the  other."  Accordingly,  the  design 
of  the  'Essay'  takes  the  form  of  an  inquiry  into  the 
"  origin,  certainty,  and  extent  of  human  knowledge ;  to- 
gether with  the  grounds  and  degrees  of  belief,  opinion, 
and  assent."  Locke  wanted  to  make  a  faithful  report, 
based  upon  what  he  found  when  following  what  he  calls 
the  "  historical  plain  method  "  of  accepting  facts  as  they 
are  presented  in  mental  experience.  These  show  how  far 
human  beings  can  attain  certainty,  and  in  what  matters 
they  can  only  judge  and  guess  on  grounds  of  greater  or 
less  probability.  Although  he  might  have  to  report  that 
the  sphere  of  human  certainties  is  narrow,  and  far  short 
of  "  a  universal  and  perfect  comprehension  of  whatsoever 
is,"  he  might  also,  he  hoped,  be  able  to  show  that  our 
intellectual  sphere  is  for  us  "  sufficient,"  because  "  suited 
to  our  individual  state."  At  any  rate,  we  must  take 
whatever  we  find  to  be  real  in  this  inquiry.  Things  are 
what  they  are,  and  are  not  other  things ;  why,  therefore, 
should  we  desire  to  be  deceived  ?  If,  on  the  other  hand, 
we  will  disbelieve  everything,  and  so  go  to  the  opposite 


108         .  Locke. 

extreme  of  scepticism,  because  we  find  that  we  cannot 
certainly  know  all  things,  "  we  shall  do  much  as  wisely 
as  he  who  would  not  use  his  legs  but  sit  still  and  perish, 
because  he  had  no  wings  to  fly." — The  "physical  con- 
sideration of  the  mind "  is  expressly  shut  out  from  the 
scope  of  the  inquiry,  which  is  confined  to  what  intro- 
spection can  discover, — to  the  exclusion  of  the  pheno- 
mena of  the  human  organism,  in  itself  and  in  its  causal 
relation  to  the  extra-organic  world.1 — A  theory  of  know- 
ledge in  its  most  abstract  form,  and  of  the  abstract  con- 
ditions of  the  intelligibility  of  experience,  would  have 
been  still  more  foreign  to  Locke's  purpose,  and  perhaps 
even  to  his  power  of  philosophical  apprehension.  To  go 
in  quest  of  it  even,  would  have  seemed  to  him  "  a  letting 
loose  of  his  thoughts  into  the  vast  ocean  of  being."  He 
was  contented  to  take  for  granted  that,  in  dealing  with 
the  sense -given  data  of  the  universe,  human  under- 
standing is  dealing  with  what  is  fit  to  be  reasoned 
about.  So  he  made  his  investigation  only  an  investi- 
gation as  to  the  extent  to  which  a  conscious  being,  work- 
ing under  human  conditions  and  in  the  circumstances 
of  man,  can  attain  to  a  reasonable  insight  of  the  practical 
meaning  of  his  surroundings. 

The  'Essay'  opens  in  a  tone  of  moderation  and 
homely  cheerfulness.  It  suggests  a  hope  that,  if  it 
should  turn  out — after  due  investigation,  conducted  in 
this  "historical  plain  method"  of  appeal  to  the  facts  of 
the  case — that  the  understanding  of  man  cannot  fully 
solve  the  mysteries  of  the  universe,  men  may  never- 
theless attain  some  sort  of  reasonable  satisfaction,  that 
at  no  stage  of  their  individual  existence  are  they  the 
1  Book  I.,  chap.  i.  s.  2;  Book  II.,  chap.  xxi.  s.  73. 


"  Ideas"  109 

sport  of  chance  or  unreason ;  that  there  are  ways 
enough  in  which  to  secure  their  final  wellbeing,  if 
they  will  only  make  use  of  the  certainties  and  prob- 
abilities that  lie  within  their  reach,  and  not  peremp- 
torily or  intemperately  demand  certainty  where  proba- 
bility only  is  to  be  had,  "  which  is  sufficient  to  govern 
all  our  requirements." 

Although  discovery  of  the  nature  and  extent  of  the 
few  certainties  that  are  within  the  scope  of  human 
understanding,  and  of  the  ground  and  office  of  prob- 
ability, is  announced  as  the  aim  of  the  'Essay,'  it  is 
curious  that  only  the  last  of  the  four  books  into  which 
it  is  divided  is  directly  concerned  with  this  subject. 
Dugald  Stewart  suggests  that  this  book  may  have  been 
prepared  earlier  than  the  other  three,  especially  as  it 
contains  few  references  to  them,  and  as  it  could  have 
been  published  separately  without  being  less  intelligible 
than  it  is.  The  fourth  book  treats  of  human  certainties 
and  probabilities.  The  second  and  third  books  investi- 
gate our  "  ideas  "  of  things,  apart  from  their  truth  and 
falsehood,  and  thus  embrace  more  abstract  inquiries. 
They  urge  the  lesson  that  knowledge  or  certainties,  and 
our  probable  presumptions  too,  necessarily  presuppose 
ideas  or  conceptions ;  that  in  an  entire  absence  of  ideas 
things  must  be  unintelligible,  and  (to  us)  as  though 
they  did  not  exist ;  while,  on  the  other  hand,  our  ideas 
may  be  out  of  conformity  to  what  is  real,  or  (to  use 
other  language  than  Locke  would  have  employed)  in- 
consistent with  the  divine  ideas  that  are  latent  in 
experience  and  that  constitute  reality. 

That  without  "  ideas  "  there  can  be  no  absolute  cer- 
tainties, beliefs,  opinions,  doubts,  or  even  errors,  no  use 


110  Locke. 

for  words  even ;  while  there  may  be  erroneous  ideas 
that  are  out  of  relation  to  reality ;  and  also  that  there 
may  be  realities  of  which  man  can  have  no  ideas — are 
implied  postulates  of  the  'Essay.'  Another  is  that  all 
men  have  ideas;  for  without  ideas  there  could  be  no 
consciousness.  "  Every  one  is  actually  conscious  of 
having  ideas  in  himself,  and  man's  words  and  actions 
will  satisfy  him  that  they  are  in  others."  To  "have 
ideas"  is  virtually,  in  Locke's  language,  to  be  intelli- 
gent; ideas  and  conscious  intelligence  are  inseparable. 
Now  one  cannot  doubt  that  he  is  conscious,  though  he 
may  doubt  whether  the  stream  of  his  individual  con- 
sciousnesses or  perceptions  is  in  harmony  with  the  real- 
ity that  is  independent  of  him. 

Accordingly,  the  human  and  practical  questions,  about 
certainties,  more  or  less  probable  opinions,  and  errors, 
which  Locke  wanted  to  settle,  all  seemed  to  him  to 
lead  back  to  previous  abstract  questions  "  about  ideas." 
Mere  "ideas"  are  not  certain  knowledge,  nor  probable 
opinions,  nor  even  errors — when  they  are  looked  at,  as  by 
Locke,  in  abstraction  from  what  they  profess  to  be  ideas" 
of,  and  from  the  criteria  of  certainty.  "  In  themselves," 
Locke  warns  us,  "  ideas  are  neither  true  nor  false,  being 
nothing  but  bare  appearances" — "  simple  apprehensions;" 
in  the  language  of  the  old  logicians, — abstracted  from  the 
judgments  into  which  they  may  enter  as  subjects  or  as 
predicates.  Actual  truth  and  falsehood  belong  only  to 
judgments,  not  to  mere  ideas,  simple  or  complex,  nor 
until  the  mere  ideas  are  affirmed  or  denied  of  our  ideas 

/of  things.  Till  we  assert  or  deny,  there  is  nothing  of 
which  truth  or  falsehood  can  bs  predicated.  "  The  mere 
idea  of  a  centaur  has  no  more  falsehood  in  it  when  it 


"Ideas"  111 

appears  in  our  minds  (i.e.,  when  it  has  been  logically 
abstracted  from  all  judgments  of  reality),  than  the  name 
centaur  has  falsehood  in  it  when  it  is  pronounced  by 
our  mouths  or  written  on  paper." 

"Idea"  thus  comes  to  be  the  word  of  all  others 
of  commonest  occurrence  in  the  ■  Essay ' ;  with  Locke's 
idea  of  what  an  idea  is,  this  could  not  be  otherwise. 
But  he  offers  no  theory  of  what  ideas  are  that  I  can  find, 
any  more  than  a  nineteenth-century  psychologist  offers  a 
theory  of  what  "  consciousnesses  "  are.  Ideas  are  ideas, 
or  consciousnesses  are  consciousnesses;  both  alike  unique, 
incapable  of  being  defined.  We  may  call  them  "ob- 
jects" of  which  we  are  conscious  or  percipient,  or  con- 
sciousnesses, or  perceptions,  or  conceptions,  or  states  of 
mind,  or  modifications  of  mind.  In  doing  so  we  are 
only  putting  one  term  in  place  of  another  ;  not  explain- 
ing what  any  of  the  terms  mean.  It  is  enough  to  say, 
that  without  ideas  or  conceptions  of  things — that  is  to 
say,  in  the  absence  of  all  conscious  intelligence — there 
cannot  be  knowledge,  opinion,  or  even  doubt;  realities 
would  be,  for  those  who  were  idealess,  as  if  they  were  not. 
It  is  darkness :  the  light  of  intelligence  comes  through 
ideas,  is  in  ideas.  Locke  insists  that  although  he  uses 
the  word  idea  so  often,  his  so-called  "  new  way  of  know- 
ledge through  ideas  "  is  just  another  way  of  saying  that 
a  man  should  use  no  words  but  such  as  can  be  made 
signs  of  meanings.  "  The  new  way  of  ideas  and  the  old 
way  of  speaking  intelligibly  was  always  and  ever  will  be 
the  same."  * 

1  Compare  the  valuable  observations  of  the  Duke  of  Argyll  on  the 
need  for  analysis  of  the  meaning  of  words,  in  '  What  is  Truth  ? ' 
(1889),  in  connection  with  Locke's  design  to  analyse  our  "ideas"  in 
his  'Essav.' 


112  Locke. 

The  four  chapters  in  the  first  book,  and  not  merely 
its  first  chapter,  may  all  be  regarded  as  introductory. 
That  even  self-evident  truths  (which  Locke  recognises 
as  facts  of  mind)  are  not  "innate,"  is  the  position 
argued  for.  In  the  epitome  of  the  '  Essay,'  which  was 
translated  into  French  by  Le  Clerc,  and  first  published 
in  the  '  Eibliotheque  Universelle '  a  year  before  Locke 
left  Holland,  this  book  is  omitted.  "  In  the  thoughts  I 
have  had  concerning  the  understanding,"  so  the  epitome 
opens,  "I  have  endeavoured  to  prove  that  the  mind  is  at 
first  rasa  tabula.  But  that  being  done  only  to  remove 
prejudice  that  lies  in  some  men's  minds,  I  think  it  best 
in  this  short  view  I  design  here  of  my  principles,  to  pass 
by  all  that  preliminary  debate  which  makes  the  first  book; 
since  I  pretend  to  show  in  what  follows,  the  true  original 
from  whence,  and  the  ways  whereby,  we  receive  all  the 
ideas  our  understandings  are  employed  about  in  know- 
ledge." If  in  the  sequel  it  should  appear  that  even 
the  most  complex  and  abstract  ideas  a  man  can  have, 
when  they  are  logically  analysed,  do  not  afford  ground 
for  supposing  that  any  of  them  are  innate,  or  inde- 
pendent of  some  contingent  data  of  experience, — that  of 
itself,15*  Locke  thought,"i^would  be  a  refutation  of  the 
hypothesis  that  any  of  our  knoAvledge  is  innate — I  sup- 
pose on  the  principle  '  entia  non  sunt  multiplicanda 
preeter  necessitatem.'1* 

This  refutation  was  the  watchword  of  the  'Essay,' 
which  became  in  Locke's  hands  a  defence  of  intellectual 
freedom,  as  opposed  to  bondage  to  the  two  despots  his 
philosophy  was  directed  against  —  idealess  words  and 
unreasoned  assumptions.  Locke  saw  them  both  lurk- 
ing in  what  lie  intended  by  innateness  of  knowledge, 


The  "  Self-evident  "  and  the  "Innate"       113 

and  therefore  of  ideas.  The  really  moral  purpose 
of  his  persistent  war  against  innateness  must  be  kept 
constantly  in  view  in  our  interpretation  of  the  whole 
'Essay.'  The  drift  of  this  famous  argument  has  been 
overlooked  by  critics.  It  has  been  read  as  if  it  were 
an  abstract  discussion  as  to  universality  and  necessity 
in  knowledge,  like  that  now  at  issue  between  empiri- 
cism and  intellectualism.  It  has  indeed,  in  the  course 
of  historical  evolution,  led  on  to  this  discussion;  but 
abstract  epistsmology  and  ontology  was  not  in  Locke's 
design,  which  was  more  directly  practical,  and  concerned 
with  the  conduct  of  a  human  understanding.  The 
argument  against  innate  principles  and  ideas  is  expressly 
put  by  him  as  a  protest  of  reason  against  the  tyranny 
of  traditional  assumptions  and  empty  words  shielded 
by  their  assumed  innateness  from  the  need  for  verifica^ 
tion  by  our  mental  experience.  Locke's  war  against  the 
"  innate "  is  in  its  spirit  human  understanding  in  re- 
volt against  the  despotism  of  dogmas  which  disdain  to 
be  verified  by  facts ;  and  against  words  and  phrases  for 
which  there  are  no  corresponding  ideas  or  meanings. 
Locke  believed  that  by  insisting  upon  a  recognition  of 
"experienced"  ideas  and  prii^|)les  only,  he  was  help- 
ing to  put  self-evidence  and  demonstration  and  well- 
calculated  probabilities  in  the  room  of  blind  repose  upon 
authority;  and  that  he  was  thus  (to  use  his  own  words) 
"  not  pulling  up  the  foundations  of  knowledge,  but  lay- 
ing those  foundations  surer."  Truth,  or  correspondence 
of  our  ideas  of  things  with  the  universal  system  of 
things, — with  the  objective  reason  that  is  in  nature,  if 
we  like  so  to  express  it, — truth  presupposes  conscious- 
ness of  this  correspondence,  as  well  as  some  criterion  of 
p. — xv.  h 


114  Locke. 

its  having  been  attained.  But  when  men  were  required 
to  accept  some  general  propositions,  without  this  criterion 
being  applied  to  them,  "  it  was  a  short  and  easy  way  of 
defending  them  to  assume  that  they  were  'innate,' "  and 
to  act  as  if  perception  of  their  truth,  or  even  of  their 
meaning,  was  therefore  unnecessary ;  whereas  "every  one 
ought  very  carefully  to  beware  what  he  admits  for  a 
principle,  to  examine  it  strictly,  and  see  whether  he 
certainly  knows  it  to  be  true  of  itself  by  its  own  self- 
evidence  or  otherwise."  The  supposed  opinion  that 
part  of  human  knowledge,  and  this  the  most  important 
part,  exists  from  the  first,  ready-made  consciously  in 
our  minds,  independently  of  experience  and  prior  to 
experience,  "  eased  the  lazy  from  the  pains  of  search, 
and  stopped  the  inquiry  of  the  doubtful  concerning 
all  that  was  once  styled  innate."  Dogma  was  in  this 
way  sheltered  from  criticism  of  its  reasonableness.  A 
blind  prejudice  that  their  assumptions  were  "innate" 
was  enough  "  to  take  men  off  the  use  of  their  own 
reason  and  judgment,  and  to  put  them  upon  believing 
and  taking  upon  trust  without  further  examination. 
Nor  is  it  a  small  power  it  gives  a  man  over  another  to 
have  the  authority  to  make  a  man  swallow  that  for  an 
innate  principle  which  may  serve  his  purpose  who 
teacheth  him." 1  Those  who  have  in  this  way  imbibed 
wrong  principles  are  not  to  be  moved  by  the  most  con- 
vincing probabilities,  till  they  do  so  much  justice  to 
their  own  understanding  as  to  examine  the  meaning 
and  reasonableness  of  what  they  blindly  accept  only 
because  called  "innate."  Thus  the  negative  conclusion 
->  defended  in  the  first  book2  meant  to  clear  the  way  for 
1  Book  I.,  chap.  iv. 


Locke  recognises  Intuition.        .         115 

the  analytic  and  constructive   part  of  the  'Essay/  is 
simply  a  philosophical  defence  of  that  plea  for  personal  ^ 
insight,  as  against  blind  dependence  on  authority,  which 
was  contained  in  the  '  Epistola  de  Tolerantia.' 

In  arguing  against  innateness  of  principles  and  ideas, 
Locke  explains  that  he  does  not  mean  to  deny  that  some 
truths  come  to  be  seen  by  human  understanding  as 
demonstrably  necessary,  and  that  others  as  self-evidently 
true.  On  the  contrary,  he  reports,  as  a  fact  found  by 
reflection,  that  in  some  cases  the  intellect  becomes  able 
to  perceive  a  truth  "  as  the  eye  doth  light,  only  by  being  /" 
directed  to  it  by  bare  intuition,  which  kind  of  know- 
ledge is  the  clearest  and  most  certain  that  human  frailty 
is  capable  of.  This  part  of  knowledge  is  irresistible, 
and,  like  bright  sunshine,  forces  itself  immediately  to 
be  perceived  as  soon  as  ever  the  mind  turns  its  view 
that  way,  and  leaves  no  room  for  hesitation,  doubt,  or 
examination,  but  the  mind  is  presently  filled  with  the 
clear  light  of  it.  It  is  on  this  intuition  depends  all 
the  certainty  and  evidence  of  all  our  knowledge ;  which 
certainty  every  one  in  such  cases  finds  to  be  so  great 
that  he  cannot  imagine  and  therefore  cannot  require  a 
greater.  Thus  we  see  in  this  light  of  reason  that  three 
are  more  than  two,  and  equal  to  one  and  two."1  He 
further  reports  the  fact  that  reason  leads  us  on  from 
those  self-evident  intuitions  into  "  demonstrative  "  reason- 
ings, in  which  each  step  has  intuition  or  self-evident 
certainty.  He  argues  in  the  first  book  against  the 
"innateness"  of  our  ideas  and  knowledge  of  God  and 
of  morality,  while  in  the  fourth  book  he  reports,  in 
his  own  "  historical,  plain,"  matter-of-fact  way,  that  the 
1  'Essay,'  Book  IV.,  cliap.  ii. 


116        (  Locke. 

existence  of  God  is  a  "  demonstrable "  conclusion,  in 
which  each  step  is  intuitively  certain  •  and  that,  if  we 
exert  our  minds,  we  can  see  a  like  demonstrable  neces- 
sity in  the  truths  of  pure  mathematics,  and  even  of 
abstract  ethics.  The  "  innate  principles  "  against  which 
the  '  Essay '  wages  war  are  not  the  assumptions  which 
are  thus  (by  degrees)  seen  by  growing  reason  to  be  either 
self-evident  or  demonstrable.  His  aim  was  to  get  men  in 
all  cases  to  try  whether  their  assumptions  are  either. 
Then,  if  found  to  be  self-evident,  or  demonstrable,  let 
them  be  accepted ;  not  as  "  innate,"  but  as  rationally 
intuited,  and  thus  with  an  experienced  perception  that 
they  cannot  be  doubted.  But  if  the  so-called  "  innate 
principles"  are  not  able  on  trial  to  stand  this  or  any 
other  experimental  test,  we  are  under  an  intellectual 
obligation  to  reject  them  as  bondage  to  the  understand- 
ing, as  meaningless  phrases,  or  at  any  rate  as  not  proved. 
Locke  wants  us  all,  by  submitting  to  the  fatigue  of  this 
sort  of  mental  experiment,  to  find  for  ourselves  whether 
what  had  been  blindly  taken  for  granted,  under  the 
character  of  "innate,"  really  is  perceived  truth,  "which 
like  bright  sunshine  forces  itself  to  be  perceived"  as 
soon  as  the  eye  of  intelligence  is  open  to  perceive  it. 
Thus,  even  amidst  the  negative  arguments  of  the  first 
book,  he  appeals  to  intuitive  reason, — under  the  name 
of  "common-sense," — on  behalf  of  the  self-evidence  of 
one  of  the  very  "  principles  "  against  the  "  innateness  " 
of  which  he  was  arguing.  "He  would  be  thought 
void  of  common  -  sense  who  asked,  on  the  one  side, 
or  who,  on  the  other,  went  to  give  a  reason,  why 
it  is  '  impossible '  for  the  same  thing  to  be  and  not 
to  be.     It  carries  its  own  light  of  evidence  with  it, 


"Innate  Ideas"  and  Consciousness.  117 

and  needs  no  other  proof ;  he  that  understands  the 
terms,  at  once  assents  to  it  for  its  own  sake,  or  else 
nothing  else  will  ever  be  able  to  prevail  with  him  to 
do  it."1 

The  truth  is,  that  neither  Locke  nor  those  who  ad- 
vocated innate  elements  in  human  knowledge  expressed 
their  meaning  definitely  enough.  When  the  contro- 
versy is  a  speculative  one  about  the  philosophical  con- 
stitution of  knowledge,  and  not,  as  with  Locke,  the 
occasion  of  a  polemic  against  blind  prejudices  and  empty 
idealess_phrases,  the  argument  of  the  firstboolt  is  seen 
to  be  inadequate,  in  the  light  of  a  deeper  conception  of 
what  should  be  meant  by  an  innate  idea  and  principle 
than  Locke  intended.  It  is  difficult  to  find  any  phil- 
osopher, then  or  since,  who  would  deny  what  Locke 
maintains ;  nor  is  it  easy  to  determine  whom  he  had  in 
view  in  this  celebrated  augmentative v  assault.  Lord 
Herbert  alone  is  named  as  the  advocate  of  innateness.1 
Locke  was  perhaps  too  little  read  in  the  literature  of 
philosophy  to  do  full  justice  to  those  who,  from  Plato 
onwards,  have  recognised,  with  increasing  distinctness, 
the  presuppositions  of  reason,  and  the  activity  of  the 
often  latent  faculties  of  intellect  and  moral  judgment, 
to  be  involved  in  the  very  constitution  of  a  develop- 
ing physical  and  spiritual  experience.  "Innate,"  as 
his  pupil  the  third  Lord  Shaftesbury  afterwards  re- 
marked— "  innate  is  a  word  Mr  Locke  poorly  plays  on  " 
— that  is,  if  his  argument  is  to  be  taken  as  directed 
against  those  who  allege  the  presence,  latent  if  not 
patent,  of  elements  in  experience  deeper  than  the  con- 

1  '  Essay/  Book  I.,  chap.  iii.  s.  4. 

2  Ibid.,  Book  L,  chap.  iii.  ss.  15-19. 

-     .  rr. 


118  Locke. 

tingent  and  ever  -  changing  phenomena  which  enter 
into  experience.  "The  right  word,  though  less  used," 
Shaftesbury  adds,  "  is  connatural.  For  what  has  birth 
or  the  progress  of  the  foetus  to  do  in  this  easel" 
The  question  of  ultimate  philosophical  interest  is  not 
as  to  the  time  when  individual  men  first  become 
conscious  or  intellectually  percipient  of  self-evident  or 
of  demonstrable  truths.  The  true  question  about  in- 
nateness  is,  as  Shaftesbury  himself  puts  it,  "whether 
the  constitution  of  man  be  such  that,  being  adult  and 
grown  up,  the  ideas  of  order  and  administration  of  a 
God  will  not  infallibly  and  necessarily  spring  up  in  con- 
sciousness." Now  Locke  himself  does  not  deny  this. 
"  That  there  are  certain  propositions,"  we  find  him  say- 
ing, "  which,  though  the  soul  from  the  beginning,  when 
a  man  is  born,  does  not  (consciously)  know,  yet,  by 
assistance  from  the  outward  senses  and  the  help  of 
some  previous  cultivation,  it  may  afterwards  come  self- 
evidently,  or  with  a  demonstrable  necessity,  to  know 
the  truth  of,  is  no  more  than  what  I  have  affirmed  in 
my  first  book."  He  had  no  intention  to  deny  the  fact 
that  we  can  rise  to  self-evident  truths  which  neither 
need  nor  admit  of  proof ;  for  innateness  with  him 
means  a  man's  original  possession  of  such  truths  con- 
sciously. 

By  "  innate  "  Locke  means  consciously  realised  in  the 
mind,  or,  as  he  metaphorically  expresses  this,  "  stamped  " 
upon  the  consciousness  which  the  individual  soul  has 
in  its  first  being,  and  brought  into  the  world  with  it ; 
truths  possessed  independently  of  all  experience  and 
individual  activity, — in  the  way  that  all  truth  may  be 


The  Via  Media.  119 

supposed  to  be  always  present  to  the  divine  mind,  with- 
out any  need  of  experience  either  for  its  acquisition  or 
for  its  evolution  into  consciousness.  A  consciousness  of 
the  ideas  is  inseparable  from  all  Locke's  "ideas."  This 
appears  in  his  argument,  at  the  beginning  of  the  second 
book,  against  the  soul  "  always  thinking  "  or  being  con- 
scious— e.g.,  during  sleep.1  "Whatever  idea  is  in  the 
mind,  the  mind  must  be  conscious  of."  To- say  that  an 
jdea  or  principle  is  in  the  mind  and  yet  not  actually  per- 
ceived by  the  mind  in  which  it  is,  is,  according  to  Locke, 
the  same  as  to  say  that  at  once  it  is  and  is  not  in  the 
mind,  which  is  self-contradictory.  Whatever  is  thus 
innate  must  be  therefore  in  the  consciousness  of  all  men, 
savages,  infants,  even  idiots.  Of  course  it  was  not  diffi- 
cult for  Locke  to  show  that  men  have  no  principles,  or 
ideas  either,  which  answer  this  description.  Even  the 
self-evident  principles,  that  "whatever  is,  is,"  and  that 
"  it  is  impossible  for  the  same  thing  to  be  and  not  to 
be,"  do  not  answer  it;  for  they  are  not  consciously 
realised  by  idiots,  infants,  or  savages ;  and  indeed  only 
in  educated  minds  do  they  ever  rise  into  full  conscious- 
ness. Therefore,  even  they  are  not,  in  Locke's  sense, 
innate ;  and  if  they  are  not,  a  fortiori,  none  others  can 
be  so.  To  reply  that  they  are  nevertheless  present 
"  potentially  "  in  the  mind  of  the  unconscious  individual, 
either  means  nothing  at  all,  Locke  would  say,  or  it 
means,  what  he  does  not  deny,  that  th&  mind  has  latent 
faculty  for  knowing  them  to  be  intuitively  true.  But 
what  this  "faculty"  implies,  what  is  presupposed  in 
mind  having  power  to  know  intuitively,  or,  still  more, 
1  '  Essay  '  Book  II.,  chap.  i.  ss.  9-19. 


i 


12.0  Locke. 

in  the  possibility  of  its  having  real  intelligible  experi- 
ence— was  a  question  which  Locke  did  not  entertain,  and 
which,  if  it  had  been  put  before  him,  he  would  perhaps 
have  thought  too  speculative  to  lie  within  the  scope  of 
his  inquiries.  It  was  reserved  for  Kant  and  his  suc- 
cessors. The  cetemce  veritates,  —  the  abstract  presup- 
positions regarding  the  universe  in  space  and  time,  which 
intellect  implies  independently  of  the  universe  being 
actually  known — with  the  theory  of  knowing  and  being 
therein  involved, — were  all  foreign  to  Locke ;  and,  if  he 
could  have  entertained  them,  would  all  have  been  treated 
as  subordinate  to  his  main  design, — -of  determining  the 
limits  of  the  variable  data  of  experience  ;  of  keeping  our 
words  in  contact  with  concrete  meanings ;  and  of  testing 
our  assumed  principles  by  obviously  verifiable  evidence. 
He  announced,  as  the  fundamental  thesis  of  the  '  Essay,' 
that  the  human  mind  "  has  all  the  materials  of  its  know- 
ledge from  Experience,  that  in  that  all  our  knowledge 
is  founded,  and  from  that  it  all  ultimately  derives  itself." 
He  failed  to  see  that  innate  knowledge  and  experi- 
enced knowledge  are  not  contradictory,  but  are  really 
two  different  ways  of  regarding  all  knowledge.  Yet 
this  is  surely  the  true  via  media.  But  he  was  biassed 
by  his  unwarranted  assumption  that  "  nothing  can  be  in 
the  mind  of  which  the  mind  is  not  conscious," — that 
mental  activity  is  identical  with  consciousness  of  it, — 
and  so  he  overlooked  the  now  acknowledged  fact  that  a 
man's  individual  consciousness  may  include  only  a  small 
part  of  what  he  potentially  knows.  Locke's  habit  of 
physical  experiment  led  him  to  look  at  knowledge,  and 
also  at  the  universe,  on  the  natural  rather  than  on  the 


Innate  and  experienced  n 

metaphysical  or  supernatural  side, —  i*.. 
caused  causes,  rather  than  in  their  consta. 
cause, — from  the  point  of  view  of  natural  so 
short,  rather  than  from  that  of  the  philosophei. 
failed  to  show  that  the  supernatural  or  nn^y 
is    continuously   immanent   in   nature   and   in   l 
law. 


122 


CHAPTER    IV. 


JICAL    AND    PSYCHOLOGICAL ANALYSIS    OF    OUR    IDEAS, 

ESPECIALLY    OUR   METAPHYSICAL   IDEAS.1 


)CKE  takes  for  granted  that  without  ideas  there  can 
i  no  knowledge,  belief,  or  even  doubt  about  anything ; 
nd  also  that  we  may  have  ideas  without  having  know- 
.edge.  Knowledge  presupposes  "  ideas,"  but  ideas  do 
not  presuppose  knowledge,  since  our  ideas  may  be  erron- 
eous. And  error  as  well  as  truth  presupposes  ideas. 
Things  and  persons  are  virtually  non-existent  for  those 
who  have  no  ideas — in  other  words,  for  those  who  are 
unconscious.  To  think  or  judge  without  ideas  would  be 
to  think  without  thought,  which  is  a  contradiction  in 
terms.  Judgments  presuppose  ideas  :  innate  knowledge 
would  presuppose  innate  ideas.  Accordingly,  nearly  half 
of  the  'Essay'  is  a  logical  analysis  of  the  complex, 
especially  the  metaphysical,  ideas  that  men  are  conscious 
of,  into  their  simple  concrete  elements.  The  question 
of  the  truth  or  falsehood  of  ideas,  and  the  criteria  of 
their  truth  and  falsehood,  are  reserved  for  examination 
in  the  fourth  book.     The  second  and  third  books  treat 

1  See  '  Essay,'  Books  II.  III.,  which  may  he  compared  with  the 
'  Port  Royal  Logic,'  part  i. 


Without  "  ideas"  propositions  are  empty.     123 

of  ideas  in  abstractj^ILJ^Qm.r.QaMfia,  and  in  their  relations^ 
to  their  verbal  .signs,  thus  kept  apart  altogether  from  the 
judgments  which  express  their  real  or  supposed  relations, 
and  from  their  relations  as  true  or  false.  As  logicians 
might  say,  these  two  books  are  concerned  with  the  "  ap- 
prehensions "  of  the  mind,  simple  and  complex ;  the 
fourth  book,  besides  more  about  ideas,  treats  especially 
of  judgments  and  reasonings,  for  it  is  in  these  alone, 
and  not  in  mere  ideas,  that  knowledge,  probability,  and 
error  are  to  be  found.  By  ideas,  —  simple  and  com- 
plex,— Locke  means  whatever  can  be  signified  by  the 
subject  or  the  predicate  of  a  proposition — not  what  is 
signified  by  the  proposition  itself — not  knowledge,  or 
probability,  or  error,  but  an  element  in  each,  which  by 
abstraction  may  be  separately  considered.  It  is  that  in 
a  proposition  without  which  the  proposition  would  be 
unintelligible,  as  of  course  all  propositions  when  deprived 
of  their  subjects  and  predicates  would  necessarily  become. 
"Without  "  ideas  "  our  judgments  are  empty ;  wittfjudg- 
ments  our  mere  ideas  are  blind. 

It  is  for  this  reason  that  the  "  new  way  of  ideas," 
which  Locke  was  charged  .by  his  critics  with  "  invent- 
ing," is,  and  ever  will  be,  he  says,  "  the  same  with  the 
old  way  of  speaking  intelligibly."  For  it  means  that 
the  only  words  which  can  be  employed  in  propositions 
must  be  significant  and  not  idealess.  Meaningless  words 
are  empty  sounds,  which  have  no  relation  to  any  under- 
standing, human  or  other.  It  is  only  by  keeping  the 
words  which  one  uses  charged  with  meanings  that  one 
can  preserve  himself  from  jargon — whether  he  pleases 
to  call  meanings  by  the  name  of  ideas  or  by  any  other 
name.     To  have  ideas  is  to  realise  consciously  what  we 


124  Locke. 

say;  whether  our  conscious  meaning  corresponds  or  does 
not  correspond  to  objective  reality.  Moreover,  ideas  can 
be,  in  Locke's  view,  ideas  only  when  there  is  conscious- 
ness of  them.  As  he  says,  "  ideas  "  are  "  nothing  but 
actual  perceptions  in  the  mind,  which  cease  to  be  any- 
thing when  there  is  no  perception  of  them;"  and  he 
adds  that,  when  we  speak  of  "  keeping  them  in  our 
memories "  while  we  are  not  conscious  of  them,  this  is 
just  a  metaphorical  way  of  saying  that  "  the  mind  has  a 
power  to  revive  perceptions  or  ideas  which  it  had  once 
had."1  "Whatever  idea  was  never  perceived  by  the 
mind  was  never  in  the  mind."  Whatever  idea  is  "in 
the  mind  "  is  either  an  actual  perception,  or  else,  having 
formerly  been  an  actual  perception,  is  "  so  in  the  mind 
that  by  the  memory  it  can  be  made  an  actual  perception 
again."  Wherever  there  is  the  actual  perception  of  an 
idea  without  memory,  the  idea  then  appears  perfectly 
new  and  unknown  before  to  the  understanding."  2  "  The 
scene  of  ideas  that  makes  up  one  man's  thoughts  cannot 
be  laid  open  to  the  immediate  view  of  another  man,"  3 
and  is  in  this  respect  private  or  individual ;  but  we 
may  reasonably  assume  that  the  microcosm  of  meanings 
which  makes  up  one  man's  collection  of  ideas  of  the 
universe  so  far  corresponds  to  that  of  another  man,  as 
that  a  logical  analysis  of  human  ideas  which  shall  refer 
them  all  to  their  elementary  sources  is  possible.  And 
if  possible,  it  would,  if  it  were  made,  be  a  safeguard 
against  the  employment  of  the  meaningless  words  and 
phrases  which  discredited  the  schools  ;  and  it  would  also 
help  in  determining   the   limits   within  which  human 

1  Book  II.,  chap.  x.  2  Book  I.,  chap.  iv.  s.  20. 

3  Book  IV.,  chap.  21. 


Log 'cat  analysis  of  ideas.  125 

judgments,  certain  fnd  probable,  are  possible.  When 
a  proposition,  as  to  which  we  are  in  doubt  whether 
it  has  any  meaning,  is  put  before  us  for  our  assent, 
we  should,  by  this  analysis,  have  a  criterion  for 
determining  the  doubt,  and  for  making  sure  that, 
whether  true  or  not,  it  is  at  least  in  some  degree  in- 
telligible. It  was  in  this  spirit  that  Hume  afterwards 
dealt  with  his  ideas.  He  asked  for  their  correspond- 
ing "  impression^,"  which  are  his  equivalent  to  Locke's 
"simple"  ideas,  assuming  that  if  a  corresponding  im- 
pression does  not  exist,  the  words  which  pretend  to 
express  meaning  are  only  empty  sounds.  Hume's  "  im- 
pressions "  may  be  an  inadequate  criterion  of  the  possible 
meanings  of  our  words,  but  the  principle  of  a  verification 
of  our  mere  ideas  is  illustrated  by  this  example.  When 
we  run  over  libraries,  demanding  "  impressions  "  as  ante- 
types  of  the  ideas  or  meanings  which  the  books  pro- 
fess to  contain,  what  havoc,  Hume  suggests,  would  be 
made  among  them  !  "  If  we  take  in  hand  any  volume 
of  divinity  or  school  metaphysics,  for  instance,  let  us 
ask,  'Does  it  contain  any  abstract  reasoning  concern- 
ing quantity  or  number  1 '  No.  '  Does  it  contain  any 
experimental  reasoning  concerning  matter  or  fact  or 
existence  1 '  'No.  '  Commit  it  then  to  the  flames ; 
for  it  can  contain  nothing  but  sophistry  and  illusion.' " 1 
Hume  of  course  presupposes  that,  in  his  philosophy, 
all  human  ideas  must  be  either  those  involved  in  ab- 
stract judgments  about  quantity,  or  those  involved  in 
empirical  judgments  about  impressions  of  sense. 

It  was  Locke  who  first  employed  logical  analysis  of 
our  ideas  on  a  comprehensive  scale,  as  a  step  to  the 
1  See  Hume's  '  Inquiry  concerning  Human  Understanding,'  sec.  12. 


126'  Locke. 

settlement  of  the  limits  of  the  knowledge  or  absolute 
certainty  that  is  within  man's  reach ;  and  also  to  the 
settlement  of  the  grounds  and  gradations  of  our  reason- 
able probabilities.  In  arguing  against  "innate"  ideas 
at  the  outset,  he  had  argued  against  what  I  suppose  no 
philosopher  ever  articulately  maintained — that  each  man 
always  had,  like  God,  knowledge  ready  made  or  con- 
scious, independently  of  the  slow  growth  of  experience, 
and  therefore  prior  to  any  experience.  But  thus,  he 
thought,  he  was  clearing  his  way  "to  those  foundations  " 
in  experience  which  are  "the  only  true  ones  whereon  to 
establish  the  notions  we  can  have,"  so  as  "to  erect  a 
philosophical  edifice  uniform  and  consistent  with  itself." 

Let  us  now  see  how  he  finds  by  analysis  the  actual 
constituents  of  our  most  complex  and  abstract  ideas  of 
the  universe,  after  he  had  by  argument  banished  the 
"  prejudice  "  that  some  of  them  were  "  innate,"  or  con- 
sciously present  in  the  original  constitution  of  each 
mind. 

For  one  thing,  he  finds  that  the  "scene  of  ideas," 
which  "  makes  up  each  one's  thoughts  about  things,"  is 
complex  or  analysable ;  and  that  it  can  be  analysed  into 
ideas  which  are  called  simple  because  found  to  be  in- 
capable of  analysis.  The  main  point,  therefore,  must  be 
to  ascertain  what  those  unanalysable  data  are  of  which 
all  ideas  or  meanings,  even  the  most  elaborate  and 
sublime,  are  composed ;  for  when  this  is  found,  we  have 
a  test  for  determining  whether  any  alleged  example  of 
an  idea  is  genuine  meaning  or  not.  This  investigation 
might  be  otherwise  described  as  an  attempt  to  fix  the 
source  and  limits  of  the  connotations  of  the  words  that 
can  be  used  intelligently  by  human  beings.     Further, 


Three  sorts  of  analyscible  ideas.  127 

complex  ideas  of  things  —  so  Locke  finds  —  are  often 
"  made  for  us  "  and  presented  to  us  by  nature,  as  well 
as  "made  by  us"  in  our  own  subjective  and  arbitrary 
constructions.  In  fact,  the  complex  ideas  which  we 
make,  correspond,  he  might  have  said,  to  the  complex 
ideas  which  are  made  for  us,  in  the  universal  order  and 
constitution  of  things,  in  all  those  cases  in  which  our 
complex  ideas  are  really  true.  For  when  the  mind  has 
once  got  a  store  of  simple  ideas,  it  is  not  confined  barely 
to  those  complex  ideas  which  have  been  "made  for  it" 
in  external  nature.  "  It  can  by  its  own  power  put  to- 
gether those  ideas  it  has,  and  make  new  complex  ones, 
which  it  never  received  so  united,  and  which  never  are 
so  united."  1 

Man's  "  complex  ideas  "  of  things,  according  to  Locke, 
are  of  three  sorts,  "though  their  number  in  each  sort 
be  infinite,  and  their  variety  endless,  wherewith  they  fill 
and  entertain  the  thoughts  of  men."  They  are  either 
(1)  ideas  of  modes  or  qualities,  which  "contain  not  in 
them  the  idea  of  their  subsisting  by  themselves,  but  only 
the  idea  that  they  are  dependent  on,  or  affections  of,  in- 
dividual substances  ; "  or  they  are  (2)  ideas  of  substances 
— that  is  to  say,  of  "  distinct  particular  things  subsisting 
independently  or  by  themselves ; "  or  they  are  (3)  ideas 
of  "relations  between  substances."  In  short,  "the  scene 
of  ideas,"  which  gives  intelligibility  to  the  words  that 
human  beings  use,  consists  of  complex  ideas  of  possible 
modes  of  things,  abstracted  from  individual  things  or 
substances ;  of  individual  substances ;  and  of  relations 
among  substances.2  What  the  simple  or  unanalysable 
ideas  are,  out  of  which  all  this  complexity  and  abstractness 
1  Book  II. ,  chap.  xii.  2  Ibid. 


1 28  Locke. 

in  the  meanings  of  words  arises,  is  the  inquiry  pursued 
throughout  the  second  and  third  books,  and  in  parts  of 
the  fourth  book. 1 

It  is  surely  a  defect  in  the  c  Essay '  that  it  offers  no 
reason  for  this  threefold,  and  presumably  exhaustive, 
arrangement  of  the  complex  thoughts  about  things  that 
men  have.  It  is  stated  dogmatically,  not  defended  in  a 
reasoned  criticism,  —  presumably  as  the  issue  of  what 
Locke  had  found,  in  his  "historical,  plain,"  matter- 
of-fact  investigation  of  the  contents  of  a  human  under- 
standing. 

Modes,  substances,  and  relations  of  individual  sub- 
stances, are  Locke's  in  short  three  uncriticised  cate- 
gories, subject  to  which  our  thoughts  of  things  have  to 
be  elaborated  by  us,  and  according  to  which  (so  he 
appears  to  intend)  things  themselves  are  already  elabo- 
rated for  us  in  nature,  as  in  the  case  of  the  individual 
substances  we  perceive,  which  are  complex  ideas  ready 
made. 

Some  of  Locke's  critics  have  accused  him  of  meaning 
that  at  the  beginning  of  life  each  human  being  is  con- 
scious only  of  simple  ideas  in  their  simplicity — that  is 
to  say,  of  isolated  sensations  only — out  of  which  he 
gradually  elaborates,  by  association  and  generalisation, 
the  complex  and  abstract  ideas  of  the  adult ;  and  they 

1  "Simple  ideas,"  "complex  ideas,"  "simple  modes,"  "mixed 
modes,"  &c.,  are  part  of  Locke's  small  stock  of  technical  terms, 
which  through  him  gained  currency  in  last  century  in  England. 
"  Simple  ideas "  are  the  unanalysable  phenomena  contained,  in 
manifold  modes,  in  the  complexity  of  individual  substances,  mate- 
rial and  spiritual,  and  in  substances  as  related.  A  rose  is  a  complex 
idea ;  its  colour,  fragrance,  odour,  softness,  &c,  are  each  simple 
ideas. 


-T- 


Men  begin  life  with  Complex  Ideas.  129 

have  also  complained  that  he  offers  no  adequate  ex- 
planation of  why  and  how  they  become  complex  and 
abstract. 

"  It  is  not  true,"  says  Cousin,1  "  that  each  of  us  starts  in 
life  with  a  consciousness  only  of  ideas  that  are  simple  and 
isolated,  as  Locke  alleges,  and  that  we  afterwards  become 
conscious  of  those  that  are  complex.  Rather  we  begin  with 
very  complex  ideas  ;  afterwards,  by  abstraction  from  these, 
we  advance  to  those  which  are  simple  :  so  that  the  history 
of  the  individual  mind,  in  its  acquisition  of  its  ideas  or 
thoughts  about  things,  is  the  very  reverse  of  that  described 
by  Locke.  Our  earliest  ideas  are,  without  exception,  com- 
plex ;  for  the  plain  reason  that  our  faculties  to  a  great 
extent  act  simultaneously.  The  simultaneous  activity  of 
the  senses  affords  us  at  once  several  simple  ideas  in  the 
unity  of  an  individual  substance.  All  our  primitive  ideas 
are  complex,  particular,  and  concrete." 

Now  I  do  not  find  that  Locke  is  open  to  this  charge. 
The  second  book  of  the  '  Essay '  admits,  I  think,  of 
being  interpreted,  in  fact  if  not  in  form,  as  a  logical 
analysis  of  the  complex  ideas  of  things  which  are 
either  "made  for  us"  or  "made  by  us,"  and  of  which 
our  intellectual  life  consists.  "  Simple  ideas,"  he  says, 
"are  found  to  exist  in  several  combinations  united  to- 
gether, but  the  mind  has  power  to  consider  them  separ- 
ately." "  The  qualities  that  affect  our  senses,"  he  says 
again,  "are,  in  the  things  themselves,  so  united  and 
blended  that  .there  is  no  separation  between  them ;  yet 
it  is  plain  the  ideas  they  produce  in  the  mind  enter  by 
the  senses  simple  and  unmixed.  For  though  the  sight 
and  touch  often  take  in  from  the  same  object,  and  at 

1  '  Cours  cle  l'Histoire  de  la  Philosophie  Moderne.  System  de 
Locke. ' 

P. — XV.  I 


130  Locke. 

the  same  lime,  different  ideas — as  a  man  sees  at  once 
motion  and  colour,  or  the  hands  feel  softness  and 
warmth  at  once  in  the  same  piece  of  wax;  yet  the 
simple  ideas  (motion  and  colour,  softness  and  heat), 
thus  perceived  as  united  in  the  same  object,  are  as  per- 
fectly distinct  as  those  that  come  in  by  different  senses ; 
and  each,  in  itself  uncompounded,  contains  in  it  nothing 
but  the  uniform  appearance  or  conception  in  the  mind, 
and  is  not  distinguishable  into  different  ideas."  In 
short,  Locke  recognises,  with  psychologists  of  all  schools, 
what  has  been  called  "  abstraction  by  the  senses  " ;  by 
which,  in  the  presence  of  things,  intellect  operative  in 
each  sense  "abstracts"  colours  (i.e.}  "simple  ideas"  of 
colour)  by  the  eye,  sounds  by  the  ear,  &c.  But  this 
need  not  mean  that  we  are  at  first  percipient  of  simple 
ideas  only  in  their  simplicity ;  or  that  we  do  not,  im- 
plicitly at  least,  always  refer  them  as  qualities  to  things 
or  individual  substances,  of  the  existence  of  which  Locke 
finds  in  the  fourth  book  that  we  have  an  intuitive  know- 
ledge, and  our  ideas  of  which  are  of  course  necessarily 
complex. 

Locke  has  also  been  charged  by  Mr  Green  and  others 
with  mixing  together  throughout  the  'Essay,'  in  chaotic 
contradiction,  two  irreconcilable  theories  about  ideas,  and 
about  the  origin  of  knowledge.  It  is  alleged  that  in  some 
parts  of  the  '  Essay '  he  describes  our  knowledge  as  be- 
ginning with  simple  and  unrelated  ideas — isolated  sensa- 
tions—  and  as  somehow  advancing  from  those  to  the 
complex  and  related.  But  in  other  parts,  especially  when 
treating  of  general  terms,  they  say  that  he  makes  our 
knowledge  begin  with  individual  substances  manifested 
in  their  qualities — that  is  to  say,  with  complex  ideas, 


Locke's  'Thesis  in  the  Second  Book.  131 

from  which  it  advances  by  an  arbitrary  and  unreal  ab- 
straction towards  the  simple. 

Is  not  this  charge  of  confusion  between  two  contra- 
dictory theories  due  in  the  critics  to  oversight  of  what 
Locke  is  doing  in  those  parts  of  the  '  Essay '  in  which 
he  seems  to  say  that  knowledge  begins  in  unrelated  sen- 
sations, and  in  those  other  parts  of  the  'Essay'  in  which 
he  makes  complex  ideas  of  individual  things  the  start- 
ing-point1? For  in  fact,  any  "knowledge"  of  the  un- 
related is  impossible,  consistently  with  Locke's  own 
definition  of  knowledge,  and  with  his  often  reiterated 
principle,  that  it  necessarily  involves  perception  of  re- 
lation among  ideas.1  In  one  of  those  two  sets  of  pas- 
sages which  are  supposed  by  the  critics  to  be  contradic- 
tory, he  is,  is  he  not,  offering  a  true  logical  analysis  of 
the  matter,  or  phenomenal  constituents,  of  already  formed 
complex  and  abstract  ideas  signified  in  words ;  in  the 
other  set,  is  he  not  describing  as  a  psychologist  that 
ascent  from  the  complex  individual  presentations  of 
sense  phenomena,  or  "sense  ideas,"  to  the  generalisa- 
tions of  the  understanding  which  marks  the  growth  of 
our  knowledge  % 

The  central  position  of  the  second  book,  on  which  all 
its  facts  and  discussions  converge,  is,  that  all  concepts 
of  which  a  human  mind  can  be  conscious,  however  com- 
plex, and  whatever  their  logical  comprehension  and  ex- 
tension may  happen  to  be,  must  be  resolvable  into  either 
"qualities  of  external  things,"  or  "operations  of  our 
own  minds."  "What  words  pretend  to  mean  neither  of 
these,  cannot  contain  positive  meaning  for  a  human 
mind,  and  must  be  empty  sounds.  And  neither  of 
1  Book  IV.,  chap.  i. 


132  Locke. 

these  kinds  of  ideas  can  be  innate,  but  must  appear  in 
the  course  of  our  experience ;  neither,  too,  can  be  due  to 
our  voluntary  acting,  for  we  cannot  help  having  the  ex- 
perience. So  that,  in  this  sense,  we  are  "passive"  in 
our  consciousness  of  them.  "The  objects  of  our  senses 
obtrude  their  particular  ideas  whether  we  will  or  no  ;  and 
the  operations  of  our  minds  will  not  let  us  be  without,  at 
least,  some  obscure  notions  of  them.  ...  As  the  bodies 
that  surround  us  do  diversely  affect  our  organs,  the  mind 
is  forced  to  receive  the  impressions,  and  cannot  (by  any 
act  of  will)  avoid  the  perceptions  or  ideas  that  are 
annexed  to  them." 1  Thus  the  sensible  qualities  of  ex- 
ternal things,  and  the  mind's  own  operations,  are  two 
sources  in  experience  to  one  or  other  of  which,  Locke 
proposes  to  show,  all  the  meanings  of  all  the  terms  men 
can  make  use  of  with  any  significance  must  be  referred. 

"  These,  when  we  have  taken  a  full  survey  of  them  and  of 
their  several  modes,  combinations,  and  relations,  we  shall 
find  to  contain  all  our  whole  stock  of  ideas.  Let  any  one 
examine  his  own  thoughts,  and  thoroughly  search  into  his 
understanding  ;  and  then  let  him  tell  me  whether  all  the 
original  ideas  he  has  there  are  any  other  than  of  objects  of 
his  senses  or  of  operations  of  his  mind ;  and  how  great  a 
mass  of  knowledge  soever  he  imagines  to  be  lodged  there, 
he  will,  upon  taking  a  strict  view,  see  that  he  has  not 
any  idea  in  his  mind  but  what  one  of  these  two  have 
imprinted  (i.e.,  presented)  —  though  perhaps  with  infinite 
variety  compounded  and  enlarged  by  the  understanding. 
.  .  .  Even  the  most  abstruse  ideas,  how  remote  soever  they 
may  seem  from  (simple  ideas  of)  the  external  senses,  or  from 
(simple  ideas  of)  the  operations  of  our  own  minds,  are  yet 
...  no  other  than  what  the  mind,  by  the  ordinary  use  of  its 


1  Book  II.,  chap.  i.  s.  25. 


All  God's  ideas  "innate."  133 

own  faculties,  employed  about  ideas  received  from  objects  of 
sense,  or  from  the  operations  it  obtains  in  itself  about  them, 
may  and  does  attain  to." 

One  lesson  taught  in  all  this  is, — that  man  is  not  wise 
and  knowing  originally,  or  by  his  nature,  like  God.  He 
becomes  wise  and  knowing,  gradually  and  imperfectly, 
under  conditions  of  experience.  The  omniscience  of 
God,  on  the  contrary,  is  supposed  to  be  eternally  pres- 
ent in  the  constitution  of  Deity,  all  and  always  therein 
contained.  This  fact  about  man,  Locke  would  say,  is 
the  fact  of  facts  in  human  understanding;  and  we 
must  take  it  as  it  is,  for  we  cannot  alter  it.  Man's 
knowledge  and  wisdom  is  of  a  sort  that  begins  with 
qualities  of  individual  substances,  and  thus  with  ideas 
already  complex,  although  by  abstraction  they  may  be 
analysed  into  their  simple  constituents.  It  is  at  first 
narrow  and  for  the  present  hour :  we  find  it  expanding 
in  space  and  time  and  under  other  complex  relations, 
in  proportion  as  the  individual  elaborates  what  is  pre- 
sented, till  at  last  he  rises  to  comprehensive  thoughts 
in  theology  and  philosophy. 

That  some  of  our  ideas  are  not  innate, — in  Locke's 
sense  of  having  no  dependence  on  a  gradual  -experience, 
— might  be  illustrated  by  their  evident  dependence  on 
data  which  are  presented  to  the  senses.  Thus  it  would 
be  absurd  to  suppose  ideas  of  colours  innate  or  inexperi- 
enced when  we  find  that  God  has  given  us  a  power  to 
perceive  those  qualities  by  the  eye.  No  less  unreason- 
able would  it  be  to  attribute  any  of  the  meanings  which 
our  minds  can  put  into  words,  to  mysterious  conscious- 
ness that  is  independent  of  and  prior  to  mental  experi- 
ence ;  especially  if  we  can  show  that,  without  "  external 


134  Locke. 

senses"  and  without  "reflection  upon  its  own  opera- 
tions," the  mind  would  be  a  blank,  all  language  mean- 
ingless, and  the  supposed  innate  knowledge  as  if  it 
were  not.  We  find  that  it  is  by  degrees  that  all  mean- 
ings rise  into  our  consciousness  and  take  possession  of  our 
words ;  and,  although  the  conditions  under  which  we 
live  are  such  that  we  cannot  help  having  some  conscious- 
ness or  ideas,  yet  their  dependence  on  contingencies  of 
experience  may  be  proved  by  the  possibility  of  shutting 
off  many  of  them  from  an  individual  mind.  This  is 
especially  the  case  with  the  ideas  of  the  qualities  of 
external  things. 

"  All  that  are  born  into  the  world  being  surrounded  with 
bodies  that  perpetually  and  diversely  affect  their  organs  of 
sense,  some  variety  of  ideas,  whatever  care  we  might  take  to 
prevent  it,  must  arise  in  the  minds  of  all.  Yet  if  a  child 
were  kept  in  a  place  where  he  never  saw  any  other  but  black 
and  white  objects  till  he  were  a  man,  he  would  have  no  more 
ideas  of  scarlet  and  green  than  he  that  from  his  childhood 
never  tasted  an  oyster  or  a  pine-apple  has  of  these,  particular 
relishes.  I  would  have  any  one  try  to  fancy  any  taste 
which  had  never  affected  his  palate  ;  or  frame  the  idea 
of  a  scent  he  had  never  smelt ;  and  when  he  can  do  this, 
I  will  also  conclude  that  a  (born)  blind  man  hath  ideas  of 
colours,  and  a  (born)  deaf  man  notions  of  sounds.  It  is  not 
possible  for  man  to  imagine  (i.e.,  have  ideas  of)  any  other 
qualities  in  bodies  besides  sounds,  tastes,  smells,  visible  and 
tangible  qualities.  And  had  mankind  been  made  with 
'  four  senses/  the  qualities  then  which  are  the  object  of  the 
fifth  sense  had  been  as  far  from  our  imagination  or  con-* 
ception  (i.e.,  from  our  limited  world  of  possible  meanings)  as 
now  any  belonging  to  a  sixth,  seventh,  or  eighth  sense  can 
possibly  be  ;  which,  whether  some  other  creatures  in  some 
other  parts  of  this  vast  and  stupendous  universe  may  not 
have,  will  be  a  great  presumption  to  deny." 


Sense-perception  unexplained.  135 

It  is  thus  that  Locke,  argues,  that  the  microcosm 
of  ideas,  or  conscious  thoughts,  true  or  false,  about 
things,  of  which  each  human  mind  is  the  theatre,  has 
been  the  gradual  formation  of  an  experience,  entire 
arrest  of  which  from  the  first  would  have  left  the  mind 
from  which  it  was  withdrawn  a  blank  unconsciousness 
— actually  if  not  potentially  a  tabula  rasa.  But  although 
the  awakening  of  each  individual  mind  into  conscious- 
ness, perception,  or  idea  is  in  this  way  dependent  on 
contingencies  of  individual  experience,  Locke "  hardly 
recognised  the  other  truth,  that  such  dependence  is 
not  inconsistent  with  the  latent  presence  of  reason, 
immanent  or  innate  in  all  the  knowledge  or  experience 
into  which  we  awake. 

Much  has  been  said  about  Locke's  "theory  of  per- 
ception." After  all,  I  do  not  find  in  the  '  Essay '  any 
theory  proposed  to  explain  either  man's  perception  of 
the  qualities  of  matter,  or  his  consciousness  of  the  op- 
erations of  mind.  Our  original  knowledge  of  both  (or 
neither)  is  "  representative,"  according  to  Locke's  way  of 
putting  it,  in  the  passages  in  which  he  lays  stress  upon 
the  dependence  of  our  knowledge  upon  our  ideas,  which 
may  mean  that  each  one's  own  mind  is  the  only  mind 
he  has  for  knowing  either  about  things  or  about  spir- 
itual acts.  The  subtleties  of  sense-perception  "  theories  " 
were  foreign  to  his  practical  design.  It  was  sufficient 
for  Locke  that  in  point  of  fact  men  do  have  complex 
and  abstract  ideas  of  things  in  "  the  storehouse  of  the 
mind ;"  and  that  what  those  are  depends  on  contingen- 
cies in  the  individual  organism  and  its  surroundings, — 
without  determining  either  how  qualities  of  matter  are 
also  ideas  of  mind,  or  hoio  the  mind  is  able  to  be  con- 


136  Locke. 

scious,  in  the  ways  it  is  conscious,  of  its  own  operations. 
The  main  truth  for  Locke's  purpose  was, — that  without 
ideas  or  meanings  referable  to  "things  of  sense,"  the 
things  themselves  are  to  us  non-existent ;  and  that  with- 
out ideas  or  meanings  referable  to  "  operations  of  mind," 
they  too  would  be  as  if  they  were  not.  All  language 
would  then  be  meaningless,  in  lack  of  material  about 
which  to  think.  In  his  way  of  it,  our  knowledge  of  mat- 
ter and  of  mind  is  equally  dependent  on  our  having  ideas 
of  their  phenomena.  Perception  of  external  things  and 
self-consciousness  are  equally  and  alike  presentative  or 
representative.  We  perceive  external  things  in  having 
ideas  of  them  ;  we  are  conscious  of  our  mental  operations 
in  also  having  ideas  of  them.  Deeper  than  this  Locke 
does  not  care  to  go — in  this  direction ;  unless  it  be  that, 
as  regards  external  things,  he  recognises  that  the  fact  of 
our  now  having  ideas  of  their  qualities  in  our  memories 
and  imaginations  is  somehow  made  by  God  to  depend 
upon  our  having  had  certain  "organic  impressions  or 
motions  "  made,  by  extra-organic  things  or  otherwise,  in 
"some  parts  of  our  bodies;" — which  motions  are  the 
constant  antecedents  of  the  ideas,  but  in  no  manner  of 
way  to  be  identified  with  the  ideas  in  consciousness, 
nor  to  be  regarded  as  their  ultimate  cause.  This  is  just 
to  say  that  without  duly  affected  organs  we  cannot  be 
sense  conscious,  in  the  way  of  seeing,  or  touching,  or 
hearing,  or  tasting,  or  smelling. 

The  '  Essay '  argues  throughout  that  the  ideas  which 
men  are  able  to  have  are  by  no  means  confined  to  the 
qualities  of  external  things,  together  with  the  various 
modes,  substances,  and  relations  of  substances  into  which 
they  are  "  made  for  us  "  in  nature,  or  "  made  by  us  "  in  our 


What  Locke  means  by  ideas  of  reflection.      137 

own  arbitrary  elaborations.  If  our  store  of  possible  mean- 
ings were  limited  to  those  which  relate  to  matter  and 
its  qualities,  then  those  words  or  phrases  which  pretend 
to  express  spiritual  meanings  would  necessarily  be  empty. 
JNow  men  do  find  meanings  in  such  words  as  percep- 
tion, thinking,  willing,  remembering,  knowing,  believing, 
God,  immortality,  &c.  Those  words  must  be  meaning- 
less, unless  we  get  ideas  of  spirit,  in  addition  to  those 
which  arise  under  the  organic  conditions  of  the  five 
senses.  As  Locke  expresses  it,  "  reflection  "  as  well  as 
"sensation"  contributes  to  that  stock  of  unanalysable 
ideas  out  of  which  all  the  matters  we  can  think  about 
are  composed.  The  "  operations  "  of  each  man's  spirit 
enable  him,  if  he  chooses  to  attend  to  them,  to  throw 
meaning  or  connotation  into  a  class  of  words  which 
without  "reflection"  would  be  empty. 

One  of  the  questions  that  has  been  most  disputed 
in  the  exegesis  of  the  '  Essay '  is,  what  Locke  intended 
by  "reflection."  Sometimes  he  describes  it  as  if  he 
had  in  view  only  data  accidentally  contributed  by  an 
inner  experience,  in  the  manner  of  an  internal  sense. 
"  This  source  of  ideas,"  he  says,  "  each  man  has  in  him- 
self ;  and  though  it  be  not  sense,  as  having  nothing 
to  do  with  external  objects,  yet  it  is  very  like  it,  and 
might  properly  enough  be  called  internal  sense."  Does 
this  mean  that,  alike  through  sense  commonly  so  called, 
and  through  reflection,  we  become  aware  only  of  fluctu- 
ating phenomena,  which  appear  and  disappear,  so  that 
the  only  element  in  conscious  life  is  this  "  contingent " 
one  1  Does  it  exclude  from  experience  anything  deeper 
than  this?  Or,  on  the  contrary,  does  Locke  recognise 
in  reflected  "operations"  ideas  which  explain  experi- 


138  Locke. 

ence ;  forming  one  side  of  it  in  all  its  varieties,  external 
and  internal ;  so  that,  in  virtue  of  having  them,  the  ideas 
of  sense  themselves  become  connected  in  intelligible 
relations'?  In  short,  is  the  intellectual  philosophy  of 
the  '  Essay '  empiricism,  or  is  it  not  %  Does  its  analysis 
of  our  complex  and  abstract  ideas  in  the  second  and 
third  books  reveal  a  constitution  of  knowledge  other 
than  mere  observation  could  supply? 

By  some  critics  Locke  has  been  understood  to  mean 
that  all  complex  and  abstract  ideas  that  can  rise  in 
human  consciousness  must,  when  brought  to  their  state 
of  ultimate  decomposition,  resolve  into  mental  pictures 
of  qualities  of  sense;  and  that,  since  all  that  rises  in 
consciousness  consists  only  of  pictures  of  accidentally 
presented  data  of  sense,  all  significant  language  must 
have  its  meaning  analysable  into  those  empirical  data ; 
so  that  it  shall  be  a  fundamental  rule  in  the  conduct  of 
the  understanding  that  every  verbal  expression  which 
cannot  find  a  sensible  object  to  which  it  can  claim 
affinity,  must  be  a  meaningless  expression  1  This  is  the 
interpretation  put  upon  the  'Essay'  by  Condillac  and 
other  French  empiricists  of  last  century,  who  believed 
that  they  were  teaching  what  Locke  taught  when  they 
asserted  that  all  human  ideas  are  compounded  of  sensa- 
tions which  happen  to  occur  in  external  or  internal 
sense,  so  that  ideas  in  their  most  elaborate  state  may 
be  described  as  only  naturally  "transformed"  sensations. 
Even  Sir  W.  Hamilton,  in  opposition  to  Dugald  Stewart, 
sometimes  accepts  this  interpretation  of  Locke. 

"  The  French  philosophers,"  he  says,  "  are,  in  my  opinion, 
fully  justified  in  their  interpretation  of  Locke's  philosophy  ; 
and  Condillac  must,  I  think,  be  viewed  as  having  simplified 


The  Critics  of  Locke.  139 

the  doctrine  of  his  master  without  doing  the  smallest  violence 
to  its  spirit.  I  cannot  concur  with  Mr  Stewart  in  allowing 
any  weight  to.  Locke's  distinction  of  reflection  or  self-con- 
sciousness as  a  source  of  knowledge.  Such  a  source  of  ex- 
perience no  sensualist  ever  denied,  because  no  sensualist  ever 
denied  that  sense  was  cognisant  of  itself.  [Can  mere  sense 
be  cognisant  of  itself,  or  of  anything  ?]  It  is  a  matter  of 
no  importance,  that  we  do  not  call  self-consciousness  by  the 
name  of  sense,  if  we  allow  that  it  is  only  conversant  about 
the  contingent.  Now  no  interpretation  of  Locke  can  ever 
pretend  to  find  in  his  reflection  a  revelation  of  aught  native 
or  necessary  to  the  mind." 1 

Yet  elsewhere  we  find  him  saying  that  "  had  Descartes 
and  Locke  expressed  themselves  on  the  subject  of  innate 
ideas  and  principles  with  due  precision,  both  would  have 
been  found  in  harmony  with  each  other  and  with  truth."  2 
Locke's  meaning  is  not  to  be  got  from  the  ambiguous 
language  in  which  it  is  expressed  in  such  statements  as 
that  all  our  ideas  must  be  ideas  of  what  has  been  ex- 
perienced in  external  or  in  internal  sense.  The  term 
"sense"  has  many  meanings.  Thus  Keid's  "common 
sense  "  expresses  the  analogy  of  reason,  in  its  direct  in- 
sight of  the  intelligible,  to  sense  in  its  relation  to  the 
phenomenal.  "  Experience,"  as  used  by  Locke,  may  or 
may  not  be  meant  to  connote  its  own  rational  implicates, 
as  well  as  its  contingent  or  variable  data.  Probably  this 
distinction  was  outside  Locke's  calculations.  We  can 
best  reach  his  implied  opinion  by  looking  at  his  actual 
analysis  of  our  metaphysical  ideas,  in  the  second 
book,  and  at  the  '  Essay '  as  a  whole.  In  fact  he  does 
not  attempt  criticism  of  pure  reason.  He  would  prob- 
ably have  said  with  Cardinal  Newman,  that  he  was 
1  '  Lectures  on  Metaphysics/  vol.  ii.  p.  199.  2  Eeid,  p.  785. 


140  Locke. 

"unequal  to  antecedent  reasoning  in  the  instance  of  a 
matter  of  fact,"  and  not  disposed  to  follow  "  those  who 
feel  obliged,  in  order  to  vindicate  the  certainty  of  our 
knowledge,  to  have  recourse  to  the  hypothesis  of  intel- 
lectual forms,  and  the  like,  which  are  supposed  to  belong 
to  us  by  nature,  and  are  considered  to  elevate  our  ex- 
periences into  something  more  than  they  are  in  them- 
selves." l  He  thinks  it  enough  to  appeal  to  the  common 
voice  of  mankind  in  proof  of  the  reality  of  knowledge. 
For  him  the  matter  of  fact  that  certitude  is  "  discerned  " 
is  sufficient. 

But  questions  about  "  knowledge "  or  "  certainty " 
belong  to  the  fourth  book ;  they  are  not  immediately  in- 
volved in  that  logical  analysis  of  our  ideas,  irrespective 
of  the  certainty  of  judgments  in  which  the  ideas  may 
be  contained,  which  occupies  the*  preceding  part  of  the 
1  Essay.'  The  problem,  especially  of  the  second  book,  is 
the  verification,  by  analysis  of  crucial  instances,  of  the 
position  which  at  the  outset  Locke  proposed  to  prove — 
that  no  concrete  meanings  can  enter  into  the  subjects 
or  predicates  of  judgments  which  are  not  in  their  ele- 
ments dependent  either  on  external  sense  or  on  reflec- 
tion ;  and  yet  that  within  these  bounds  there  is  room 
even  for  "  the  capacious  mind  of  man  to  expatiate  in ; 
which  takes  its  flight  further  than  the  stars  and  cannot 
be  confined  by  the  limits  of  this  world ;  that  extends 
its  thoughts  often  even  beyond  the  utmost  expansion  of 
matter,  and  makes  excursions  into  that  incomprehensible 
inane."  2  He  challenges  any  one  to  assign  a  single  com- 
plex idea  we  can  be  conscious  of,  which  may  not  be 
analysed  into  the  result  of  perception  of  the  qualities  of 
1  '  Grammar  of  Assent.'  2  Book  II.,  chap.  vii. 


The  analysis  tested  by  crucial  instances.       141 

sensible  things,  or  consciousness  of  our  own  spiritual 
operations.  "  Nor  will  it  be  so  strange  to  think  these 
few  simple  ideas  sufficient  to  furnish  the  materials  of 
all  that  various  knowledge  and  more  variable  fancies 
and  opinions  of  all  mankind,  if  we  consider  how  many- 
words  may  be  made  out  of  the  various  composition  of 
twenty-four  letters ;  or  if  we  will  but  reflect  on  the 
variety  of  combinations  that  may  be  made  with  barely 
one  of  the  above-mentioned  ideas, — number,  whose  stock 
is  inexhaustible  and  truly  infinite,  and  what  an  immense 
field  extension  alone  doth  afford  the  mathematicians." x 

Locke  sees  each  man  starting  with  perceptions  of 
qualities  of  external  things  of  which  he  becomes  aware 
in  his  five  senses,  and  then  gradually  awakening  to 
a  consciousness  of  his  own  spiritual  operations  —  his 
memory  charged  with  ideas  thus  mysteriously  received 
— reason  occupied  with  the  innumerable  combinations 
which  these  its  materials  assume  in  nature,  or  in  our 
minds  through  man's  own  (often  mistaken)  operations 
of  synthesis  and  analysis.  He  sees  in  all  this,  concrete 
examples  of  what  the  second  book  professes  to  analyse 
logically.  He  asks  for  proof  that  this  collective  pro- 
duct, in  any  part  or  instance,  includes  more  material 
than  can  be  resolved  into  qualities  of  things,  and 
"operations"  of  spirit. 

Locke's  matter-of-fact  way  of  proceeding  to  a  settle- 
ment of  this  question  is, — to  show  that  even  those  com- 
plex ideas  we  have  that  seem  to  be  composed  of  phe- 
nomena the  most  unlike  those  apprehended  through  our 
senses  or  by  reflection — our  sublimest  ideas,  in  short 
* — may  all  be  analysed  into  modes,  or  substances,  or 
1  Book  II.,  chap.  vii. 


142  Locke. 

relations  of  substances,  made  up  of  sensible  quali- 
ties or  of  spiritual  operations.  Take  some  crucial  in- 
stances, he  seems  to  be  saying,  from  the  thirteenth 
chapter  of  the  second  book  onwards.  Take  our  ideas  of 
the  Infinite  in  extension,  or  in  time,  or  in  number,  or 
abstract  infinitude;  or  take  the  idea  of  Substance — 
either  in  matter  or  in  spirit — to  which  we  refer  "  quali- 
ties "  and  "  operations,"  and  cognate  the  idea  of  personal 
Identity ;  or  take  our  ideas  of  causal  connection  and 
Power ;  or  our  ideas  of  Morality.  Some  of  these  look 
very  unlike  either  qualities  of  things,  or  operations  of 
mind.  But  if  even  those  metaphysical  ideas  admit  of 
being  analysed  into  data  of  sense  or  reflection,  we  may 
pretty  safely  conclude,  a  fortiori,  that  we  have  no  other 
ideas  which  would  resist  this  analysis,  or  which  might 
claim,  on  this  ground,  to  be  ours  by  nature,  and  not  to 
have  become  ours  consciously  only  in  and  after  experi- 
ence. The  ideas  above  named  supply  what  Bacon  would 
call  "  crucial "  instances  for  testing  the  truth  of  Locke's 
proposed  logical  analysis  even  of  our  most  sublime  and 
mysterious  ideas,  proving  that  they  are  all  syntheses  of 
qualities  of  matter  or  of  operations  of  spirit.  And  this 
testing  process  is  virtually  what  is  going  on  in  the 
thirteenth  and  most  of  the  remaining  chapters  of  the 
second  book,  which  thus  bring  us  face  to  face  with  the 
metaphysical  mysteries  of  thought. 

For  one  thing,  it  might  seem, — if  men's  ideas  can 
really  all  be  resolved  into  what  they  perceive  under  the 
conditions  of  sense,  and  the  operations  of  which  they 
are  conscious  in  themselves, — that  we  can  think  only  of 
what  is  finite  ;  and  that  "  infinite  and  eternal  realities  " 
must  be  meaningless  words.     Whatever  we  see,  touch, 


Our  Metaphysical  Ideas.  143 

hear,  taste,  or  smell,  is  narrow,  rounded,  transitory,  finite. 
The  "  operations "  of  which  we  are  conscious  are  also 
fluctuating,  and  therefore  finite.  Yet  we  do  have,  and 
indeed  are  obliged  by  something  in  our  minds  to  have, 
an  idea  of  a  surrounding  Immensity  that  is  without 
bounds,  infinite,  eternal ;  we  do  have,  and  are  obliged 
by  something  in  our  minds  to  form,  the  idea  of  Time 
unbeginning  and  unending ;  we  do  have,  and  are  obliged 
by  something  in  our  minds  to  have,  the  idea  of  in- 
numerable Number.  Then,  too,  the  unanalysable  pheno- 
mena of  sense  rise  into  consciousness  in  perception  as 
complex  ideas  or  qualities  contained  in  individual  Sub- 
stances, and  in  this  their  substantiation  there  must  be 
some  meaning,  unless  the  term  "substance"  is  "jargon." 
Again,  every  change  makes  us  think  of  its  causes,  its 
causes  when  found  make  us  think  of  another  cause,  and 
so  on  in  an  infinite  regress;  of  all  which  we  must  be 
supposed  to  have  idea,  unless  the  term  Cause  is  a 
meaningless  word.  Do  all  tlwse  terms,  the  critic  may 
ask,  contain  nothing  that  is  not  significant  either  of 
qualities  of  visible  things,  or  of  operations  of  invisible 
mind  or  spirit1? 

Locke's  answer  to  this  question  consists  in  analysis  of 
metaphysical  ideas,  which  helps  to  explain  "ideas  of 
reflection." 

Take  the  actual  Immensity  within  which  our  bodies 
are  conceived  continually  to  exist,  and  the  unbeginning 
and  unending  Duration  within  which  our  little  lives, 
between  birth  and  death,  are  conceived  to  be  con- 
tained. The  terms  Immensity  and  Eternity  are  not 
idealess.  We  are  on  the  way  to  what  Immensity 
means,   when  we  see  or  touch   any  object,   and  then 


144  Locke. 

mentally  realise  its  finite  extension ;  each  transitory 
change  giving  rise  to  a  consciousness  of  its  finite  dura- 
tion. The  one  idea  begins  to  form  when  we  begin  to 
use  our  senses  of  sight  and  touch ;  the  other  is  "  sug- 
gested "  by  every  change  in  qualities  of  which  we  are 
percipient  in  sense,  and  by  every  "  operation  "  which 
"  passes  "  through  our  minds.  Now  the  "  modes  "  of 
which  these  initial  ideas  are  susceptible  are,  Locke  re- 
ports, "  inexhaustible  and  truly  infinite."  In  his  own 
patient  judicial  way,  he  finds  curious  analogies  between 
what  we  mean  by  extension  and  immensity,  and  what 
we  mean  by  succession  or  change  and  eternity.  Neither 
is  limited  to  concrete  things  or  concrete  persons,  for  by 
abstraction  we  can  suppose  a  space  empty  of  bodies,  and 
a  time  empty  both  of  bodies  and  spirits.  Particular 
places  and  periods  are  of  course  relative  to  what  is  indi- 
vidual and  finite  ;  but  Immensity  and  Eternity  mean 
what  is  irrelative  and  independent  of  the  concrete  indi- 
vidual. Space  is  trinal,  while  succession  has  only  one 
dimension.  No  two  individual  things  can  exist  in  idea 
in  the  same  space ;  all  things  can  be  conceived  to  exist 
at  the  same  time.  The  parts  of  extension  cannot  be 
imagined  as  successive;  the  parts  of  succession  cannot 
be  imagined  to  coexist.  All  these  are  somehow  intel- 
lectual necessities  ;  they  include  what  we  can  never  see ; 
for  infinite  space  or  immensity  is  invisible,  and  infinite 
duration  cannot  be  found  in  any  consciousness  we  have 
of  a  transitory  mental  "  operation."  Yet  we  are  able  to 
throw  meaning  into  the  words  "immensity"  and  "eter- 
nity." Whether  what  we  mean  by  unoccupied  space 
and  unoccupied  time  is  substance  or  quality,  Locke  says 
that  he  is  not  obliged  to  explain ;  at  least  till  those  that 


Ideas  of  Immensity  and  Eternity  analysed.      145 

ask  the  question  put  some  clear  and  distinct  meaning 
into  the  term  substance  and  into  the  term  quality.  But 
the  metaphysical  mystery  which  he  reports  in  the  ideas 
that  we  find  (actually  or  potentially)  constituting  the 
meaning  of  the  words  "  space  "  and  "  time  "  is, — that 
something  in  our  minds  hinders  us  from  thinking  any 
limit  to  either.  We  find,  when  we  try,  that  we  are 
obliged  somehow  to  lose  our  positive  idea  or  mental 
picture  of  a  finite  space — however  extensive — in  the 
negative  idea  of  Immensity ;  and  our  positive  idea  of  the 
longest  succession  in  the  negative  idea  of  Eternity.  Now 
we  have  never  seen  or  touched  Immensity ;  nor  is  any 
succession  of  which  we  can  have  experience  an  unbegin- 
ning  and  unending  succession.  Immensity  and  Eternity 
are  outside  and  beyond  all  merely  finite  presentations 
or  representations.  Yet  Locke  suggests  that  if  we  re- 
flect we  are  sure  to  have  the  ideas  through  an  operation 
of  mind  which  forces  us  to  think  of  space  as  being 
boundless,  and  of  time  as  unbeginning  and  unending. 
"  I  would  fain  meet  with  any  thinking  man  that  can 
in  his  thoughts  set  any  bounds  to  space  more  than  he 
can  to  duration."  Thus,  by  implication  at  least,  he 
acknowledges,  in  the  meaning  of  the  terms  Immensity 
and  Eternity,  something  which  cannot  be  exemplified 
in  finite  mental  images,  something  in  which  all  finite 
spaces  and  times  are  lost  or  transformed.  This  is  virtu- 
ally to  acknowledge  that  we  are  intellectually  obliged  to 
add  to  the  concrete  extensions  and  times  of  external  and 
internal  sense.  The  addition,  and  the  mental  obligation 
to  add,  are  neither  of  them  fully  accounted  for  by  our 
perceptions  of  the  finite  phenomena  of  things  and  of  per- 
sons. Locke  virtually  makes  it  come  under  the  head  of 
p. — XV.  K 


146  Locke. 

"  mental  operations  "  of  which,  when  our  intelligence  is 
sufficiently  educated,  we  are  obliged  to  be  conscious, — 
thus  recognising  in  "  reflection  "  more  than  an  empirical 
internal  sense.  His  own  reports  about  the  meaning  of 
Immensity  and  the  meaning  of  Eternity  imply  (whether 
he  saw  this  or  not)  that  those  terms  connote  something 
that  is  put  upon  us  by  intrinsic  necessity  of  reason,  not 
accidentally  presented  to  us  in  the  finite  data  of  sense. 
The  terms  Immensity  and  Eternity,  he  insists,  are  not 
empty  idealess  sounds.  They  express  ideas  in  which  (if 
I  may  so  put  it)  finite  spaces  and  times  are  lost,  and 
make  way  for  unimaginable  ideas,  which  last  neverthe- 
less are  not  meaningless  but  carry  a  negative  significa- 
tion— individual  finitude  in  contrast  with  the  Infinity 
which  transcends  it — so  that 

"  Our  weakness  somehow  shapes 
The  shadow  time." 

Locke,  with  characteristic  honesty,  reports  this  mental 
fact,  and  does  not  appear  to  find  in  it  disproof  of  his 
main  proposition — that  all  human  ideas  may  be  analysed 
into  meanings  we  acquire  in  the  use  of  our  senses,  and 
meanings  we  acquire  through  reflection.  He  does  not 
ask,  indeed,  why  the  mind  is  obliged  to  add  without 
limit,  and  to  divide  without  limit,  when  it  is  dealing 
with  spaces  and  times.  He  simply  reports,  as  a  fact  of 
human  understanding,  that  Immensity  and  Eternity  are 
inevitable  negative  ideas ;  and  that  the  infinite  divisi- 
bility of  spaces  and  times  is  also  an  inevitable  negative 
idea.  Every  mental  endeavour  to  exemplify  the  mean- 
ings expressed  by  these  terms,  in  positive  or  imaginable 
examples,  ends,  he  would  have  to  allow,  in  the  contra- 


Idea  of  Infinity  analysed.  147 

dictory  attempt  to  represent  as  a  quantity,  and  there- 
fore as  finite,  what  is  outside  the  category  of  quantity. 
The  idea  of  the  unquantifiable  is  "  suggested "  by  the 
positive  ideas  of  spaces  and  times  which  we  have 
had  in  our  sense  experience^ ^_£or  when  we  try  to 
"ideate"  the  infinite  in  space,  or  in  duration,  we  at 
first  usually  form  some  large  idea  (imaginable  as  a  quan- 
tity by  beings  whose  imagination  is  powerful  enough), 
as  of  millions  of  miles,  or  of  years  multiplied  millions  of 
times.  But  this  sort  of  mental  exercise  does  not  explain 
the  mental  obligation  always  to  go  further;  nor  the 
conviction  we  have  that,  after  going  ever  so  far,  we  are 
as  remote  from  the  unquantifiable  Infinite  on  which  we 
are  being  precipitated,  as  we  were  at  the  beginning  of 
the  process.  It  only  describes  the  initial  steps  which 
lead  to  the  unique  issue  of  what  Locke  calls  "  an  idea 
which  lies  in  obscurity,  and  has  all  the  indeterminate 
confusion  of  a  negative  idea."  The  finite  ideas  of  par- 
ticular spaces  or  times,  however  vast,  only  lead  us  on  to 
this ;  but  they  are  not  themselves  this,  nor  can  they,  as 
finite,  account  for  what  they  thus  lead  us  into.  Locke, 
with  all  his  dislike  to  "  obscure  ideas,"  and  consequent 
desire  to  reduce  all  ideas  to  finite  distinctness  in  im- 
agination, was  too  faithful  to  facts  to  pass  by  these  in- 
evitable mysterious  ideas.  This  appears  in  his  way  of 
making  the  thoughts  of  Immensity  and  Eternity  crucial 
tests  of  the  sufficiency  of  his  logical  analysis  of  human 
ideas.1 

Another  crucial  test  is  found  in  the  intractable  idea 
of  Substance,  contained  in  complex  ideas  of  concrete  or 
1  See  Book  II.,  chaps,  xiii.-xvii. 


J 


148  .  Locke. 

individual  things,  and  in  the  complex  idea  of  our  own 
individuality  that  is  presupposed  in  all  ideas  "  given  to 
us"  in  experience.  He  tries,  indeed,  to  phenomenal- 
ise  Substance  into  sense  or  imagination,  as  he  had 
tried  to  phenomenalise  Immensity  and  Eternity ;  but  he 
finds  that  it,  as  little  as  they,  can  be  positively  phenomen- 
alised,  and  yet  that  none  of  them  can  be  got  rid  of,  or, 
bereft  of  their  unimaginable  meanings,  be  dismissed  as 
empty  sounds.  For  the  complex  idea  of  an  unsubstan- 
tiated aggregate  of  sensible  qualities,  or  of  a  like  aggre- 
gate of  self-conscious  operations,  without  a  centre  of 
unity  to  which  they  may  be  "  attributed,"  is,  he  finds, 
unthinkable.  An  adjective  without  a  corresponding  sub- 
stantive is  meaningless  till  a  substantive  is  assumed 
J  to  be  understood.  To  say  that  all  adjectives  neces- 
sarily presuppose  substantives  in  their  meaning,  is  to 
express  in  another  way  this  obligation  to  substantiate 
our  simple  ideas.  Locke  feels  this ;  but  he  complains 
that  the  meaning  of  substantiation  is  "obscure,"  and 
that  we  neither  have  it,  nor  can  have  it,  directly  from 
external  or  internal  sense ;  although  the  data  of  the  senses 
lead  up  to  it,  or  give  occasion  for  it, — just  as  finite 
spaces  and  times  lead  up  to,  or  give  occasion  for,  obscure 
negative  ideas  of  Immensity  and  Eternity.  He  con- 
cludes that  the  idea  of  Substance  must  be  a  complex 
and  abstract  idea,  made  up  of  the  general  idea  of 
"  something "  (not  a  meaningless  word,  although  he 
does  not  analyse  its  meaning),  along  with  the  idea  of  a 
support  (also  a  significant  term)  to  qualities  of  which 
we  become  aware  in  sense  or  in  reflection.  Abstract 
"  substance  "  is  an  unreal  "  creature  of  the  under- 
standing," which    our    minds   form.     "  Substance "    is 


Idea  of  Substance  analysed.  149 

not  a  meaningless  word,  therefore  •  although  the  only 
meaning  Locke  can  put  into  it  at  last  is  the  negative 
one  of  "  an  uncertain  supposition  of  we  know  not  what."  1 
Any  attempt  to  phenomenalise,  and  form  an  idea-image  or 
example  of,  substance,  material  or  mental,  apart  from  the 
sense  phenomena  or  spiritual  phenomena  in  which  actual 
substances  are  manifested,  would  thus  be  as  impossible 
as  it  would  be  to  form  an  idea-image  of  Immensity  or 
of  Eternity.  It  is  another  sort  of  idea  than  a  mental 
image  that  we  have  when  we  put  meaning  into  the 
term.  When  we  try  to  embody  the  meaning  in  a  finite 
image,  we  are  baffled  by  an  endless  incomprehensible 
regress.  If  one  asks  what  the  "  substance  "  is  to  which 
this  colour  or  that  odour  belongs,  and  is  told  that  it  is 
the  solid  and  extended  particles  of  which  the  coloured 
and  odorous  mass  consists,  this  indeed  gives  a  substance 
that  is  picturable,  as  such  particles  are ;  but  then  it  is 
inadequate  to  the  genuine  idea  of  substance — for  one 
finds  that  one  is  mentally  obliged  to  ask  in  turn  what 
their  substance  is,  and  having  got  in  reply  only  some- 
thing else  that  is  picturable,  he  has  to  repeat  the  ques- 
tion for  ever,  as  long  as  he  gets  nothing  which  tran- 
scends imagination.  "  He  is,"  says  Locke,  "  in  a  difficulty 
like  that  of  the  Indian,  who,  after  explaining  that  the 
world  rested  on  an  elephant,  which  in  its  turn  was 
supported  by  a  broad-backed  tortoise,  could  at  last  only 
suppose  the  tortoise  to  rest  on  '  something ' — I  know 
not  what."  We  can  neither  (in  one  sense)  think,  nor 
(in  another  sense)  refrain  from  thinking,  the  meaning 
that  is  connoted  by  the  term  substance.  The  only 
positive  part  of  this  complex  idea  is  the  aggregate  of 
1  Book  I.,  chap.  iv.  s.  18. 


150  Loclce. 

simple  ideas  or  qualities  in  which  abstract  substance  is 
exemplified.  Apart  from  these,  we  cannot  have  any 
idea-image  of  that  which  manifests  them,  per  se;  whether 
what  we  are  trying  to  think  about  is  a  sensible  thing,  or 
a  finite  spirit,  or  the  Divine  Being.  The  only  way  in 
which  we  can  have  any  positive  idea  of  God,  for  ex- 
ample, is  through  our  power  of  supposing  ideas  or  qua- 
lities given  in  reflection  enlarged  without  limit — i.e., 
without  regard  to  the  category  of  quantity.  Why  we 
are  in  this  strange  mental  predicament,  of  neither  being 
able  to  image  substance,  nor  to  refrain  from  thinking 
this  its  negative  unphenomenalisable  meaning,  Locke 
does  not  ask.  Curiously,  it  does  not  seem  to  have 
occurred  to  him  that  this  mental  inability  to  refrain 
from  thinking  more  than  we  can  mentally  picture, 
needs  itself  to  be  explained ;  and  that  it  cannot  be 
explained  by  the  contingent  advent  of  a  miscellaneous 
crowd  of  idea-images  in  external  and  internal  sense. 

Locke's  perplexity  about  Substance  partly  arises  from 
the  tendency  of  his  philosophic  thought  to  isolate  it 
from  all  its  phenomena  or  qualities,  and  then  try  to  find 
meaning  in  a  term  which  pretends  to  express  what  is 
thus  meaningless  because  isolated.  "Taking  notice," 
he  says,  "  that  a  certain  number  of  simple  ideas  go 
together,  and  not  imagining  how  they  can  subsist  of 
themselves,  we  accustom  ourselves  to  suppose  some  sub- 
stratum wherein  they  do  subsist,  and  from  whence  they 
do  result."  Of  this  "substratum"  our  only  idea  would 
be  the  impossible  one  of  something  without  qualities. 
This,  accordingly,  would  be  Locke's  general  idea  of 
"reality,"  which,  curiously,  he  did  not  otherwise  in- 
clude among  what  I  have  called  his  crucial  instances. 


Idea  of  Personality  analysed.  151 

In  knowing  the  phenomenal  data,  he  seems  to  imply- 
that  Ave  know  nothing  of  the  substantial  reality,  which 
is  thus  concealed  instead  of  being  revealed  by  its  own 
phenomena.  The  substantial  reality  with  Locke  seems 
to  be  something  that  exists  without  making  any  revela- 
tion of  what  it  is ;  not  a  something  that  is  continually 
revealing  itself  in  its  qualities,  which  are  its  various 
ways  of  acting,  in  which  it  is  concreted  while  they  in 
turn  are  concreted  in  it.  He  complains  that  we  have 
an  obscure  notion,  or  indeed  cannot  know  at  all,  a  sub- 
stance thus  stripped  of  all  qualities,  and  existing  in  its 
empty  "reality."  If  this  is  pure  or  absolute  Being,  it 
is  indeed  shut  out  of  all  relation  to  knowledge,  for  it 
needs  its  phenomena  to  make  it  known  or  manifest.1 

Locke's  reluctance  to  admit  as  meaning  in  a  term 
anything  which  cannot  be  analysed  into  what  is  imagin- 
able, is  further  illustrated  in  his  somewhat  incoherent 
treatment  of  the  meaning  of  the  personal  pronoun  "  I," 
in  the  chapter  on  "Personal  Identity."  He  is  at  a  loss 
to  find  continued  personality  in  the  absence  of  continued 
conscious  manifestation  and  memory  of  the  same  ;  al- 
though, in  another  part  of  the  'Essay,' — when  leaning 
to  the  conclusion  that  we  are  all  at  intervals  unconscious 
— e.g.,  in  dreamless  sleep, — he  argues  that  such  breaks  or 
intervals  in  conscious  life  are  not  inconsistent  with  the 
permanence  of  the  spiritual  substance.  He  distinguishes, 
too,  between  sameness  of  spiritual  substance  and  same- 
ness of  person,  using  the  latter  in  its  forensic  meaning.2 

1  Book  II.,  chap,  xxiii.;  also  Book  I.,  chap.  iv.  s.  18. 

2  Book  II.,  chap,  xxvii. 


152  Locke. 

And  he  does  not  analyse  the  meaning  of  the  ambiguous 
term  "  same." 

The  report  which  Locke  gives  of  our  ideas  of  Caus- 
ality and  Power  presented  in  their  concrete  or  individual 
examples,  as  we  have  it  in  the  twenty-sixth  and  twenty- 
first  chapters  of  the  second  book,  deserves  special  atten- 
tion, inasmuch  as  these  are  (above  all)  metaphysical 
ideas  or  meanings.  Moreover,  his  account  of  our  know- 
ledge of  two  of  the  three  ontological  realities,  in  the 
fourth  book,1  is  an  application  of  the  idea  of  causality. 
The  intellectual  demand  for  a  "  cause  "  of  an  event,  is 
what  we  find  a  matured  mind  cannot  help  making, 
whenever  a  change  is  observed.  Yet  it  is  a  demand 
for  something  which,  when  we  try  to  analyse  our  mean- 
ing, we  find  it  difficult  to  explain.  So  that  "  cause  "  and 
"  power "  have  become  endowed  with  various  connota- 
tions, and  are  eminently  ambiguous  terms.  The  idea 
of  "  power "  perplexed  Locke  more  than  any  other 
idea.  This  appears  in  the  transformations  which  the 
twenty-first  chapter,  in  which  it  is  analysed,  under- 
went in  the  successive  editions  of  the  'Essay.'  His 
perplexity  is  not  so  obvious  in  the  twenty-sixth  chapter, 
in  which  he  may  be  said  merely  to  describe  the  occasions 
on  which  the  relational  idea  of  "  cause  and  effect"  arises, 
and  in  which  it  is  exemplified.  "We  think  a  cause,  he 
tells  us,  whenever  we  see  or  hear  or  otherwise  become 
aware  of  a  change ;  because  we  constantly  "  observe " 
that  "  qualities  "  and  "  finite  substances  begin  to  exist ; " 
and  also  that  they  "  receive  their  existence  "  from  other 
beings  which  "  produce  "  them.  Seeing,  for  example, 
1  Book  IV.,  chaps,  x.,  xi. 


The  Idea  of  "  Cause  "  analysed.  153 

that  in  the  substance  which  we  call  wax  the  change 
which  we  call  fluidity  is  constantly  produced  by  the 
application  of  a  certain  degree  of  heat,  we  in  conse- 
quence, somehow  (he  does  not  explain  how),  come  to 
think  of  heat  as  its  cause  (whatever  cause  may  mean) 
and  fluidity  as  the  effect.  This  is  merely  to  report  (a 
part  of)  what  happens  in  our  minds  when  we  observe 
a  particular  instance  of  customary  sequence,  and  are 
thus  led  by  habit  to  connect  the  change  with  some- 
thing else.  It  leaves  what  is  peculiar  in  this  sort 
of  mental  experience  unexplained  and  even  unstated, 
under  cover  of  question  -  begging  terms,  such  as  "  re- 
ceive existence  from,"  "produced  by,"  &c,  which  mean 
more  than  merely  causal  succession,  however  frequent 
or  "customary."  How  do  we  come  to  throw  their 
peculiar  meaning  into  such  terms,  and  what  is  the 
peculiar  meaning  that  we  throw  into  them  1  What  is 
meant  by  a  "cause"  of  heat?  "We  can  image  mentally 
what  we  mean  by  heat;  but  can  we,  in  like  manner, 
image  mentally  all  that  we  mean  by  its  "cause";  or  can 
all  that  meaning  be  resolved  into  "  observation "  of 
phenomena  followed  by  other  phenomena ; — including 
even  the  inherited  observations  of  our  ancestors,  of 
which  Locke,  by  the  way,  takes  no  account  1  Is  there 
not — in  the  genuine  meaning  of  the  term  "cause,"  when 
it  is  fully  analysed,  and  made  to  include  the  intellectual 
obligation  we  are  somehow  under  to  think  it, — is  there 
not  something  which  no  "observations,"  however  con- 
stant —  individual  or  inherited  —  of  such  sequences  as 
fluidity  "  issuing "  from  the  application  of  fire  to  wax, 
can  explain  1  What  is  the  need,  in  the  reason,  order,  or 
nature  of  things,  for  the  causal  expectation;   or  ivliat 


154  Locke. 

do  we  look  for  when  we  "  expect "  and  try  to  find  a 
cause  1  Do  we  not  find  that  the  obligation  at  last  re- 
solves into  one  that  is  imposed  by  the  Eeason  that 
is  immanent  in  the  nature  of  things  (yet  in  which  men 
share),  to  think  the  universe  as  an  orderly  system, — as 
a  system  in  which  this  reason  is  immanent, — a  system 
essentially  and  ultimately  teleological ;  or,  in  theologi- 
cal language,  constantly  created,  or  constantly  sustained, 
by  the  reason  and  purpose  that  are  supreme  in  it  1 
For  does  not  all  merely  physical  or  natural  causality, 
at  last,  presuppose  power — power  to  produce  and  sus- 
tain laws  in  nature — evolutionary  or  any  other  laws — 
of  mere  succession  1  Is  not  the  idea  of  "  power,"  ac- 
according  to  even  Locke's  account  of  it,  a  meaning 
really  got  "  through  consciousness  of  our  own  volun- 
tary agency,  and  therefore  through  reflection."1  As 
far  as  mere  "  observation "  can  give  rise  to  the  causal 
idea  or  meaning,  anything  might  a  priori  be  supposed 
the  cause  of  anything.  No  observable  or  finite  number 
of  examples  of  sequence  can  guarantee  the  universal 
constancy  of  such  sequences ;  nor  can  it  even  introduce 
into  the  meaning  of  the  ambiguous  term  "  cause  "  what 
is  meant  by  "production,"  or  by  "giving  existence  to." 
Locke  himself  seems  to  allow  that  no  "  succession  " — 
however  constant  —  of  sensible  phenomena  can  present 
ultimate  originative  agency, — this  being  an  idea  which 
cannot  be  phenomenalised,  especially  in  external  sense. 
In  changes  among  bodies  and  their  atoms,  neither  an 
individual,  nor  successive  generations  of  men  could 
"  observe  "  origination — i.e.,  creation.  Only  partial  and 
temporary  phenomenal  order — order,  the  existence  of 
1  Book  II.,  chap.  xxi. 


Free  or  First  Causes.  155 

which  itself  needs  originating  cause — can  be  observed ; 
only  phenomena,  which  may  be  significant  and  there- 
fore interpretable,  but  which  must  receive  their  signifi- 
cance from  Supreme  Eeason  immanent  in  them. 

Our  ideas  of  the  "  production  "  of  changes,  or  of  the 
outcome  of  changes  from  sufficient  "  causes  "  into  which 
they  may  be  refunded,  is  obscurely  referred  by  Locke 
to  reflection  upon  what  we  are  morally  conscious  of 
when  we  exert  will ;  because  (he  might  have  added) 
this  consciousness  involves  obligation  to  acknowledge 
personal  responsibility  for  the  voluntary  exertion,  thus 
revealing  voluntary  agents  as  creative  causes  of  their 
own  responsible  acts.  But  his  account  of  this  personal 
power  or  agency  is  obscure  and  vacillating.  Although 
the  chapter  in  which  it  occurs  was  almost  rewritten  in 
the  course  of  the  four  editions  of  the  'Essay'  which 
appeared  before  his  death,  he  remained  at  the  end  dis- 
satisfied with  his  own  report  in  it  about  the  meaning 
of  the  term  "  power."  He  made  no  attempt  to  explain 
the  transformation  of  the  idea  of  ourselves  as  free  or 
creative  authors  of  our  own  actions — for  which,  in  con- 
sequence of  the  "  freedom  "  from  natural  causality,  we 
recognise  responsibility  —  into  the  universal  rational 
principle  of  causality  which  he  afterwards  proceeds  upon 
in  the  fourth  book,  when  he  is  explaining  our  meta- 
physical knowledge  of  the  real  existence  of  God,  and 
of  the  real  existence  of  sensible  things.1  His  language 
sometimes  seems  to  imply  that  this  transformation, — 
which  connects  the  principle  of  a  Divine  cause  of  all 
merely  natural  causation  with  a  metaphysical  neces- 
sity involved  in  the  constitution  of  intelligence, — is  the 
1  Book  IV.,  chap,  x.,  xi. 


156  Locke. 

issue  of  an  inexplicable  instinct;  while,  in  other  passages, 
he  seems  to  refer  it  to  custom,  or  to  inductive  generalisa- 
tion. Now  instinct  is  only  a  verbal  cover  for  our  igno- 
rance of  why  causality  is  imposed  on  things  and  on  our 
minds  ;  and  custom,  as  well  as  inductive  generalisation, 
presuppose,  and  are  themselves  explained  by,  causal  con- 
nection and  dependence,  instead  of  being  the  explanation 
of  causality.  The  postulate  of  the  rationality  of  nature 
is  surely  at  the  root  of  all  possible  reasoning  about 
what  is  given  in  experience.  The  mere  fact  that  I 
and  other  persons  find  ourselves  "free"  causes  of  our 
own  actions,  does  not  of  itself  justify  the  universal  pro- 
position, that  all  changes  in  the  universe  must  be  re- 
ferred to  a  Power  like  this  creative  power  of  which 
we  are  conscious  in  ourselves  when  we  recognise  our 
moral  responsibility ;  with  the  implicate  that  ive  have 
created  the  acts  for  which  we  are  responsible,  and  that 
they  are  thus  in  us  supernatural  acts.  That  we  are 
somehow  induced  to  conceive  caused  or  "  phenomenal " 
causes  in  nature,  and  at  last  free  uncaused  or  super- 
natural power  in  God  and  in  man,  is  a  fact  vaguely  pro- 
ceeded upon  in  the  '  Essay ' ;  but  without  an  explana- 
tion of  its  origin,  as  involved  in  the  rationality,  first  of 
physical  experience,  and  then  of  the  moral  experience 
to  which  the  physical  is  subordinate,  so  as  to  leave  those 
who  reject  it  the  prey  of  universal  scepticism.  Locke 
only  describes  the  circumstances  in  which  the  idea  arises 
in  an  individual  mind — the  idea,  too,  embodied  in  par- 
ticular examples.  But  one  still  puts  the  previous  ques- 
tion,—  Why  the  human  mind  is  obliged,  or  induced,  to 
refund  all  perceived  changes  into  sufficient  causes  of 
which  they  are  the  issues ;  and  why  each  set  of  ante- 


Analysis  of  our  Moral  Ideas.  157 

cedent  phenomena  into  which  we  refund  in  thought 
new  phenomena,  themselves  give  rise  to  a  fresh  demand 
for  yet  preceding  phenomena,  on  which  they  in  turn 
depend — while  at  the  end  of  the  longest  causal  regress 
the  mind  is  still  conscious  of  dissatisfaction,  until  it  finds 
rest  in  a  truly  originative  cause,  that  is  to  say,  in  un- 
caused or  final  Reason,  which  stops  the  regress. 

It  was  too^a  yrioriffr  speculation  for  Locke  to  show 
that  without  natural  causality  in  the  succession  of  phe- 
nomena there  could  be  no  rationality  in  nature,  and 
therefore  no  reasoning  on  the  part  of  man,  either  demon- 
strative or  probable,  about  natural  sequences  and  co- 
existences ;  and  that  if  free,  or  phenomenally  uncaused, 
power — "  final  cause  " — was  not  a  constituent  of  our 
experience,  those  words  in  language  which  express  moral 
government  and  responsibility  could  have  no  meaning 
or  idea  in  them.  This  reduction  to  the  absurd  of  every 
virtually  empirical  analysis  of  the  meaning  of  the  terms 
"  cause "  and  "  power,"  we  find  no  trace  of  in  the 
1  Essay  on  Human  Understanding.'  Its  author's  aver- 
sion to  whatever  had  an  appearance  of  mysticism, 
made  him  pass  slightly  over  the  metaphysical  mysteries 
that  are  wrapped  up  in  an  experience  like  ours ; — which 
is  conditioned  by  ideas  of  place  that  are  at  last  lost 
in  the  unimaginable  idea  of  Immensity  ;  of  time,  at  last 
lost  in  the  unimaginable  idea  of  Endlessness ;  and  of 
changes  among  phenomena  at  last  lost  in  the  unimag- 
inable ideas  of  Substance,  continuous .  Personality,  and 
physical  backed  and  explained  by  originative  Causation. 

Locke  next  analyses  our  complex  ideas  of  Morality.1 
1  Book  II.,  chap,  xxviii. 


158  Locke. 

In  ethics  he  had  to  face  questions  which  he  hardly  helps 
us  to  appreciate.  What  is  the  meaning  of  "  ought "  ; 
and  can  that  meaning  be  resolved  into  "is," — consist- 
ently with  the  implicates  of  our  moral  experience? 
Are  not  "ought"  and  "is"  different  in  idea?  Is  Duty 
only  prudential  ?  Does  it  not  presuppose  something  dis- 
tinctive that  is  latent  in  all  our  judgments  of  ourselves 
and  others,  as  persons  responsible  for  our  acts  ?  The 
metaphysic  of  our  ethical  ideas  is  more  meagre  in  the 
'Essay'  than  its  metaphysic  of  our  ideas  of  nature. 
But  enough  has  been  said  to  illustrate  Locke's  crucial 
instances  in  verification  of  his  thesis, — that  our  ideas 
are  dependent  on  the  activities  of  experience. 

The  ideas  of  good  and  evil,  according  to  Locke,  are 
in  the  last  analysis  ideas  of  pleasure  and  pain.  "  Moral 
good  and  evil  is  only  the  conformity  or  disagreement 
of  our  voluntary  actions  to  some  law  whereby  good  or 
evil  is  drawn  on  us  from  the  will  and  power  of  the 
Lawmaker,  which  good  or  evil,  pleasure  or  pain,  is  that 
we  call  reward  or  punishment."  The  foreseen  pleasures 
and  pains  which  follow  actions  are  our  motives  to  the 
performance  of  them,  and  in  this  Locke  is  at  one  with 
utilitarian  moralists.  On  the  other  hand,  he  finds  that 
our  knowledge  of  the  principles  of  right  conduct  is  due 
to  a  perception  or  intuition  of  their  obligation,  which  is 
thus  self-evident.  But  it  is  not  innate  ;  for  in  individ- 
ual minds  it  may  lie  undeveloped  into  idea  or  conscious- 
ness. Locke's  rejection,  in  the  first  book  of  the  '  Essay,' 
of  the  innateness  of  moral  ideas  led  to  the  misunder- 
standing which  imputed  to  him  also  rejection  of  self- 
evidence  in  moral  judgments. 


Keeps  within  the  concrete.  159 

Throughout  Locke's  logical  analysis  of  our  metaphys- 
ical and  moral  ideas,  we  find  a  constant  aversion  to 
regard  them  independently  of  the  concrete  experience  in 
which  they  are  embodied, — independently,  that  is,  of 
their  actual  realisation  in  consciousness  and  in  individual 
examples.  Exemplified  space,  time,  number,  substance, 
causality,  and  morality,  depend  upon  experience,  which 
supplies  the  examples.  The  underlying  necessities  of 
reason  which  pervade  the  concrete  experience  in  those 
cases,  with  its  implied  ideas  and  judgments  that  are 
independent  of  examples,  together  with  the  explana- 
tion of  those  abstract  "necessities," — all  involved  con- 
siderations too  remote  for  Locke,  and  foreign  to  the 
investigation  of  facts  that  alone  fell  within  the  design 
of  the  'Essay,'  which  sought  to  settle  what  is  exempli- 
fied in  experience,  not  what  must  he  in  a  priori  inde- 
pendence of  the  actual. 


160 


CHAPTER    V. 

METAPHYSICAL  :     HUMAN    KNOWLEDGE    AND    ITS    LIMITS 

THE    THREE    ONTOLOGICAL    CERTAINTIES.1 

Locke's  logical  and  psychological  analysis  of  our  ideas, 
contained  chiefly  in  the  second  and  third  books  of  the 
1  Essay,'  does  not  comprehend  his  main  design.  At  the 
end  of  this  long  and  patient  analysis,  he  saw  that  his 
reader  might  be  apt  to  complain  that  he  had  been  all 
the  while  only  amused  by  "  a  castle  in  the  air,"  and 
ready  to  ask  "  what  the  purpose  is  of  all  this  stir  about 
mere  ideas."  Mere  ideas,  he  might  say,  even  the  most 
complex  and  abstract,  do  not  carry  us  beyond  ourselves 
into  real  certainties  about  God  and  the  external  Uni- 
verse. Our  ideas  themselves  are  neither  God  nor  the 
Universe.  They  may  be  true  and  conformable  to 
reality — whatever  reality  means, — but  they  may  also 
be  false,  for  aught  that  they  themselves  show.  We 
may  take  for  granted,  if  we  please,  that  we  have  a 
real  knowledge  of  whatever  we  have  an  idea  of ;  or 
we  may  take  for  granted  that  we  know  nothing  at  all, 
whatever  our  ideas  may  be.  If  our  consciousness  may 
only  reach  to  "  simple  apprehensions,"  the  visions  of 
1  See  'Essay,'  Book  IV.,  chap,  i.-xiii. 


Ideas,  Certainties,  and  Probabilities.        161 

an  enthusiast  and  the  reasonings  of  a  sober  man  will 
be  equally  certain,  or  equally  uncertain.  The  supreme 
question  remains  :  Are  all  or  any  of  our  ideas  true — 
that  is  to  say,  conformable  to  the  reason  that  must  be 
presupposed  in  nature ;  and  if  so,  on  what  ground  in 
reason  may  one  feel  certain  of  this  1  Can  my  claim  to 
be  certain,  or  even  to  presume  probability,  be  vindi- 
cated ; '  and  if  so,  how,  and  what  is  the  extent  of  the 
absolute  certainty,  or  even  reasonable  probability,  which 
man  can  vindicate  for  himself ) 

Answers  to  these  questions  are  given  in  the  fourth 
book.  To  find  them  was  the  design  of  the  'Essay.' 
And  its  fourth  book,  in  treating  of  certainty  and  proba- 
bility, treats  by  implication  of  the  ideas  signified  by 
those  and  like  terms,  which  were  omitted  in  the  fore- 
going logical  analysis  of  ideas.  In  introducing  simple 
ideas  of  reflection  in  the  second  book,  Locke  had  pro- 
posed in  the  sequel  to  analyse  some  of  their  modes,  such 
as  "reasoning,  judging,  knowledge,  belief,  opinion,  and 
faith."  x  He  does  this  in  treating  of  knowledge  or  cer- 
tainty and  of  probability,  when  he  has  to  make  what  is 
virtually  an  analysis  of  these  complex  ideas  of  reflection. 

Locke  assumes  that  neither  certainties  nor  probabili- 
ties can  carry  men  beyond  their  own  ideas — in  other 
words,  make  them  independent  of  intelligence.  What- 
ever they  know,  if  they  know  anything,  must  be  related 
to  their  conscious  life ;  for  things  out  of  all  relation 
to  consciousness  or  idea  they  can  neither  know  nor  be- 
lieve in.  And  the  only  consciousness  into  which  each 
man  can  immediately  enter  must  be  his  own.  Men 
cannot  think  other  ideas,  or  think  with  other  faculties, 
1  Book  II.,  chap.  v. 

P. — XV.  L 


162  Locke. 

than  their  own.  Their  certainties  and  their  presump- 
tions of  probability  must  be  their  discernments  of  the 
relations  of  their  own  ideas  or  meanings.  The  proposi- 
tions in  which  these  find  expression  must  all  contain 
significant,  not  idealess,  terms  —  singular  or  common. 
The  realist  element  was,  by  abstraction,  left  out  of  ac- 
count, in  the  book  about  ideas,  which  were  there  of  set 
purpose  treated  irrespectively  of  their  truth  or  falsehood. 
Till  assertion  or  denial  enters  in,  our  mere  ideas  are 
not  looked  at  in  the  light  of  being  either  true  or  false  : 
they  are  so  looked  at  only  when  account  is  taken  of 
the  element  of  reality  with  which  they  may  be  charged. 
Knowledge  involves  more  than  ideas.  It  involves  "  per- 
ception," or  rational  intuition,  Locke  goes  on  to  explain 
— "  discernment  of  agreements,  or  disagreements  " — in  a 
word,  of  the  relations — of  our  simple  or  complex  ideas.1 
This  needs  a  proposition  to  express  what  it  involves. 
To  say  that  certainty  and  probability  are  concerned 
with  relations  among  our  ideas,  and  that  ideas  are 
involved  in  all  our  judgments,  is  only  another  way  of 
saying,  that  the  subjects  and  predicates  of  propositions 
must  each  contain  meaning ;  that  meaningless  terms  in 
any  proposition  cannot  become  certainties  or  even  prob- 
abilities, for  their  propositions  do  not  affirm  or  deny 
anything.  No  idea,  no  meaning  :  nothing  for  us  to 
know,  or  as  to  which  we  can  even  be  in  error.  If  we 
are  certain,  for  instance,  that  "  matter  exists,"  or  that 
"  God  exists,"  there  must  be  some  idea  or  meaning  in 
the  terms  "  matter,"  "  God,"  and  "  existence  "  in  order 
to  our  having  this  knowledge.  Otherwise  the  words  are 
empty  sound — jargon — abracadabra. 

1  Book  IV.,  chap  i.  s.  2. 


Knowledge  implies  relations.  163 

By  Knowledge  Locke  means  absolute  certainty,  or 
rational  perception  of  necessary  relations  between  ideas 
or  meanings  ;  and  by  Probability,  assent  induced  on 
more  or  less  probable  presumption,  that  the  ideas  are 
related  according  to  what  we  presume.  To  such  pre- 
sumptions Locke,  by  a  peculiar  usage  of  his  own,  con- 
fines the  term  "judgment."1  Now,  all  the  "percep- 
tions," or  rational  intuitions,  which  constitute  knowledge, 
and  the  "presumptions"  which  constitute  probability, 
are  concerned  with  relations.  Each  is  articulately  ex- 
pressed by  a  proposition,  in  which  the  ideas  or  meanings 
compared  are  signified  by  the  subject  and  predicate ;— an 
"  idea  "  being  whatever  can  be  signified  by  the  subject 
or  predicate  of  a  proposition.  Further,  both  intellectual 
certainty  and  probability,  he  would  say,  may  be  either 
(1)  in  regard  to  relations  between  any  ideas ;  or  (2)  be- 
tween an  idea  and  the  idea  of  reality — i.e.,  between  any 
idea  and  what  we  mean  by  the  word  "real."  The 
second,  which  Locke  calls  real  certainty  or  knowledge, 
contains  a  faith  or  assurance  which  is  wanting  in  the 
former.  "Where  we  perceive  the  agreement  or  disagree- 
ment of  any  of  our  ideas,  there  is  certain  knoioledge  ; 
and  wherever  ice  are  sure  that  these  ideas  agree  with 
[what  we  mean  by]  the  reality  of  things,  there  is  real 
knowledge."2  But  when  Ave  presume  agreement  (or  dis- 
agreement) between  an  idea  and  what  we  mean  by  real- 
ity, "before  this  relation  certainly  appears" — i.e.,  when 
it  is  not  perceived  by  intuitive  reason — then  there  is 
only  probability,  with  correlative  "  assent "  or  "  opinion," 
—  "judgment,"  in  Locke's  peculiar  meaning  of  that 
word.  And  he  reiterates,  as  the  fact  of  chief  human 
1  Book  IV.,  chap.  xiv.  s.  4.  2  Book  IV.,  chap.  iv.  s.  18. 


164  Locke. 

interest,  that  a  great  deal  of  what  is  commonly  sup- 
posed to  be  knowledge,  or  absolute  certainty,  is  not 
really  such  —  being  only  more  or  less  probable  pre- 
sumption, in  which  the  clear  rational  intuition  of  ab- 
solute certainty  is  wanting. 

Locke's  matter-of-fact  report  about  our  rational  cer- 
tainties —  that  is,  our  "  perceptions  "  or  intuitions  of 
the  necessary  relations  that  are  discerned  in  all  self- 
evident  and  demonstrated  propositions — is  contained 
within  the  first  thirteen  chapters  of  the  fourth  book. 
The  remainder  of  the  book  reports,  in  the  same  matter- 
of-fact  way,  what  he  found  in  examining  the  "  assent " 
which  we  are  moved  to  give,  on  grounds  of  more  or 
less  probable  presumption,  and  in  giving  which  most  of 
our  erroneous  beliefs  arise.  On  those  presumptions  of 
probability,  nevertheless,  human  life  really  turns,  as 
Locke  and  Butler  are  fond  of  reminding  transcendental 
philosophers. 

"  Perception,"  in  the  second  book,  was  usually  a  syn- 
onym for  mere  idea.  In  the  ninth  chapter  of  that  book 
it  is  limited  to  "  the  first  faculty  of  the  mind  exercised 
about  ideas,"  or  "the  first  and  simplest  idea  Ave  have 
from  reflection  ; " — in  which  "  the  mind  is  for  the  most 
part  only  passive,"  because  what  it  perceives  it  cannot, 
by  an  act  of  will,  perceive  otherwise  than  it  does.  But 
in  the  chapters  on  knowledge,  in  the  fourth  book — in 
which  absolute  certainty  is  treated  of,  and  contrasted 
with  merely  presumed  probability  —  "  perception  "  is 
equivalent  to  intellectual  intuition.  Examples  occur 
when  we  see  intellectually  that  "  this  is  not  that ; " 
that  "two  and  three  are  five;"  or  that  "an  object, 
the  qualities  of  which  are  present  to  our  senses,  actually 


Knowledge  originates  in  rational  intuition.      165 

exists."  "It  is  on  intuition  that  depends  all  the  cer- 
tainty and  evidence  of  all  our  knowledge  ;  which  cer- 
tainty every  one  finds  so  great  that  he  cannot  imagine, 
and  therefore  not  require,  a  greater."1  On  the  other 
hand,  where  this  distinct  rational  insight  is  wanting, 
as  in  our  expectation  of  some  future  event,  there  is 
only  a  "presumption."  "Mr  Locke,"  Eeid  says,  "has 
pointed  out  the  extent  and  limits  of  human  knowledge, 
in  his  fourth  book,  with  more  accuracy  than  any  philo- 
sopher had  done  before ;  but  he  has  not  confined  it  to 
1  agreements  and  disagreements  of  ideas,'  as  his  defini- 
tion of  it  would  require.  And  I  cannot  help  thinking 
that  a  great  part  of  the  fourth  book  is  a  refutation  of 
the  principles  laid  down  in  the  first  chapter."  But  if 
Locke  means  by  knowledge  consisting  in  "  perception  of 
agreement  or  disagreement  of  ideas,"  that  it  is  perceived 
relation  between  significant  (i.e.,  not  idealess)  subjects 
and  predicates"  of  propositions,  this  alleged  inconsistency 
between  the  definition  and  the  subsequent  treatment  of 
the  subject  disappears.  In  fact,  the  term  "  perception" 
is  expressly  used  in  three  different  meanings  in  the 
'Essay':  (1)  Sense  phenomena  and  acts  of  mind  as 
simply  apprehended ;  (2)  perception  of  the  signification 
of  signs  ;  and  (3)  perception  or  rational  intuition  (im- 
mediate or  mediate)  of  relations  between  ideas  or  mean- 
ings,— which  last  alone  is  Locke's  "knowledge."2 

The  first  question  discussed  about  human  knowledge, 
or  the  indubitable  judgments  that  arise  in  human  con- 
sciousness, relates  to  the  sorts  of  relations  which  reason 
thus  perceives,  a  question  which  also  concerns  our  pre- 
1  Book  IV.,  chap.  ii.  s.  1.  2  See  Book  II.,  chap.  xxi.  s.  5. 


166  Locke. 

sumptions  of  probability.  Here  Locke  finds  that  all 
the  certainties  and  probabilities  man  can  have  must 
regard  one  or  other  of  four  sorts  of  relations ;  and  also 
that  in  only  one  of  these  four  is  there  included  that 
"common  sense"  assurance  of  agreement  of  any  idea 
with  the  idea  of  reality  which  constitutes  real  know- 
ledge,— by  which  he  here  seems  to  mean,  knowledge  of 
what  exists  independently  of  the  person  who  knows  it. 

According  to  Locke's  report  of  the  mental  facts,  all  that 
we  can  be  certain  of  must  be  either — (1)  that  the  ideas 
compared  in  our  judgments 1  are  or  are  not  identical, — as 
when  we  know  that  "blue  cannot  be  yellow";  or  (2) 
that  they  are  in  a  necessary  relation  to  one  another, — as 
when  one  sees  that  "  two  triangles  upon  equal  bases  be- 
tween two  parallels  must  be  equal " ;  or  (3)  that  one  idea 
or  phenomenon  coexists  (as  a  quality)  with  certain  other 
ideas  or  phenomena  in  the  same  substance ;  also  (as  im- 
plied in  this)  that  this  idea  or  phenomenon  invariably 
precedes  or  follows  that  other  in  succession — orderly 
companionships  of  coexistence  or  of  succession,  in  short, 
among  the  phenomena  of .  the  material  and  spiritual  uni- 
verse,— as  when  we  judge  that  "iron  is  susceptible  of 
magnetical  impressions "  ;  or  (4)  that  one  of  our  ideas 
corresponds  to  the  idea  of  reality — to  which  term  "real- 
ity" we  must  be  able  to  attach  some  meaning,  other- 
wise it  could  not  enter  into  our  judgments  at  all.  All 
possible  certainties,  he  assumes,  must  be  found  among 
one  or  other  of  those  four  sorts  of  relation. 

But  Locke  does  not  find  the  absolute  certainty  of 
"knowledge"  within  man's  reach  alike  in  all  the  four. 

1  Book  IV.,  chap.  i.  Judgment  is  not  here  used  in  its  narrow 
Lockian  meaning. 


Knowable  relations.  167 

Indeed  he  finds  it  wanting  in  regard  to  what  ordin- 
ary men  might  regard  as  practically  the  most  import- 
ant of  the  four  relations — those  of  physical  coexistence 
and  sequence,  that  make  up  our  experience  of  what 
happens  in  time,  which  form  the  third  class.  The 
absolute  certainty  of  knowledge,  on  Locke's  report  of 
the  mental  facts,  is  found  only  in  the  other  three  kinds ; 
— with  this  important  difference,  that,  as  regards  the 
first  and  second  sorts  of  relation,  we  may  reach  uni- 
versal truths  that  are  certain  as  well  as  particular  facts, 
while  our  certainties  about  real  existence  are  necessarily 
limited  to  certainties  about  individuals  ;  for  only  indi- 
viduals really  exist,  he  assumes  with  the  Nominalists, 
universals  being  unreal  products  of  abstraction.1 

But  while  examples  of  absolute  certainty,  about  par- 
ticulars if  not  about  universals,  may  be  found  among 
the  first,  second,  and  fourth  relations,  man  seeks  for  it 
in  vain  in  the  practically  all-important  judgments  about 
coexistence  or  succession  among  phenomena.  Here  the 
element  of  change  enters  ;  and  whatever  is  changeable  is 
subject  to  conditions  of  which  we  can  have  only  obscure 
ideas,  for  we  know  too  little  of  the  powers  that  are  at 
work  to  be  able  to  anticipate  their  operation  with  cer- 
tainty. Eelations  of  coexistence  and  succession  may 
enter  into  presumptions,  but  they  cannot,  on  account  of 
the  obscurity  of  the  conditions  on  which  they  depend, 
be  either  self-evident  or  demonstrable  to  us.  Now,  as 
these  are  the  relations  which  men  are  trying  to  find  in 
all  their  experimental  researches  in  quest  of  "laws  of 
nature,"  and  as  they  are  involved  in  all  our  scientific 
expectations,  it  follows — so  Locke  argues — that  man 
1  Book  IV.,  chap.  vii.  s.  16. 


168  Locke. 

can  never  reach  the  certainty  of  absolute  knowledge  in 
any  physical  or  inductive  science ;  which  thus,  properly 
speaking,  is  not  science  at  all,  if  we  mean  by  science 
the  absolute  certainty  of  intuitive  or  demonstrated 
reason.  Conclusions  reached  by  men  in  any  of  the 
physical  and  natural  "  sciences  "  can  be  only  subjective 
presumptions  or  probabilities,  at  the  root  of  which  there 
is  obscurity  to  our  eye  of  reason ;  man  has  always  to 
make  a  "leap  in  the  dark,"  when  he  passes  from  the 
now  and  here  present,  to  the  past,  the  distant,  the 
future,  the  general  law.1 

The  account  given  in  the  '  Essay '  of  probabilities, 
which  thus  belong  to  the  third  of  the  four  sorts  of 
relation  between  the  subjects  and  predicates  of  our  pro- 
positions, may  meanwhile  be  put  aside,  that  we  may 
first  consider  Locke's  report  about  human  knowledge, 
or  our  absolute  certainties,  as  we  have  it  chiefly  in  the 
first  thirteen  chapters  of  the  fourth  book. 

Locke  reports,  for  one  thing,  regarding  the  certain- 
ties contained  in  mental  experience,  that  he  finds 
differences  in  the  way  in  which  the  "perceptions" 
of  necessary  relations  are  arrived  at.  In  some  cases  the 
perception  of  the  relation  is  immediate ;  that  is,  the 
relation  is  self-evident,  so  that  we  only  need  to  be 
distinctly  conscious  of  the  meanings  expressed  in  the 
subjects  or  predicates  of  the  corresponding  propositions 
to  become  certain  of  it.  It  is  so  when  we  judge  that  a 
"circle  is  not  a  triangle,"  or  that  "three  is  more  than 
two,  and  equal  to  one  and  two."  In  instances  like 
these,  the  intellectual  obligation  to  make  the  judgment 
is  at  once  felt  and  perceived,  without  room  for  reason- 
1  See  Book  IV. ;  chap.  iii.  ss.  9-17. 


Self-evidence  and  Demonstration.  169 

ing,  or  evidence  external  to  what  is  contained  within  the 
terms  of  the  proposition  itself.  Bnt  in  a  number  of 
other  cases  the  "perception,"  or  rational  intuition,  is 
gained  through  the  medium  of  some  other  certainty 
already  reached  intuitively.  It  is  so,  for  instance,  in 
the  series  of  conclusions  to  which  we  are  gradually  led 
in  chains  of  mathematical  reasoning.  There  each  step 
is  taken  with  a  rational  perception  of  its  self-evidence ; 
hut  then  we  need  to  take  several  steps.  This  is  what 
is  called  "  demonstration,"  which  is  thus  more  difficult 
than  intuition  of  self-evidence,  so  that  in  it  we  are  in 
some  degree  liable  to  error,  through  want  of  memory, 
or  from  confusion  of  thought. 

"  In  every  step  reason  makes  in  demonstrative  knowledge," 
to  use  Locke's  own  weighty  words,  "  there  is  an  intuitive 
knowledge  of  that  agreement  or  disagreement  it  seeks  with 
the  next  intermediate  idea  which  it  uses  as  proof ;  for  if  it 
were  not  so,  that  yet  would  need  a  proof,  since  without  the 
perception  of  such  agreement  or  disagreement  there  is  no 
certainty  of  knowledge  produced.  If  it  be  perceived  by  it- 
self, it  is  intuitive  knowledge  ;  if  it  cannot  be  perceived  by 
itself,  there  is  need  of  some  intervening  idea,  as  a  common 
measure,  to  show  the  agreement  or  disagreement.  By  which 
it  is  plain  that  every  step  in  reasoning  that  produces  know- 
ledge [not  mere  presumption  of  probability]  has  itself  intui- 
tive certainty ;  which  when  the  mind  perceives  there  is  no 
more  required  but  to  remember  it,  to  make  the  agreement 
or  disagreement  of  the  ideas  concerning  which  we  inquire 
visible  and  certain.  ...  So  that  this  intuitive  perception  of 
the  agreement  or  disagreement  of  the  intermediate  ideas  in 
each  step  and  progression  of  the  demonstration,  must  be 
carried  exactly  in  the  mind ;  which,  because  in  long  deduc- 
tions and  the  use  of  many  proofs,  the  memory  does  not 
always  so  readily  and  exactly  retain,  therefore  it  comes  to 
pass,  that  demonstration  is  more  imperfect  than  [immedi- 


170  Locke. 

ately]  intuitive  knowledge,  and   that   men  often  embrace 
error  for  demonstration."  l 

To  immediate  perception  of  the  self-evident,  or  to 
mediate  perception  of  the  demonstrated,  as  in  all  ab- 
stract mathematical  and  abstract  ethical  demonstrations, 
Locke  reports  that  whatever  in  strictness  can  be  called 
"  knowledge "  is  confined,  at  least,  in  the  processes  of  a 
human  understanding.  He  can  find  examples  of  propo- 
sitions from  which  the  intellectual  obscurity  of  "  prob- 
able presumption "  is  excluded,  only  among  those  seen 
to  be  self-evident,  or  those  which,  with  considerable  help 
from  memory,  are  seen  to  be  demonstrated.  The  known 
with  certainty,  as  distinguished  from  the  merely  pre- 
sumed, is  all  either  immediately  or  mediately  self-evi- 
dent to  reason. 

Yet  he  also  finds  among  the  facts  of  human  under- 
standing, when  examined  in  the  "  historical,  plain,  matter- 
of-fact  "  method,  notable  examples  of  a  sort  of  certainty 
that  is  neither  immediately  nor  mediately  self-evident  in 
the  light  of  its  rational  necessity,  while  nevertheless  it 
is  certain.  Sense -perceptions,  in  which  men  mentally 
affirm  the  real  existence  of  things  that  are  actually  pres- 
ent to  one  or  more  of  their  senses  at  the  time,  involve 
judgments  which  contain  more  than  mere  presumption 
of  probability ;  nevertheless,  they  want  some  marks 
of  the  certainty  we  have  in  self-evident  knowledge, 
and  in  mathematical  or  other  demonstrations.2  For 
there  is  nothing  contradictory  to  what  is  self-evident,  or 
to  the  demonstrated  "  perceptions "  of  reason,  in  the 
supposition  that  our  sense-perceptions  may  all  be  illu- 
sions.    We  could  have  our  sense  ideas  or  perceptions 

1  Book  IV.,  chap.  ii.  s.  7.  2  Book  IV.,  chap.  ii.  s.  14. 


Sense  perceptions  of  reality.  171 

exactly  as  we  now  have  them,  and  at  the  same  time 
exclude  all  assurance  of  reason  that  the  objects  per- 
ceived were  "  real " ;  on  the  other  hand,  we  cannot 
suppose  that  self-evident  propositions,  or  abstract  con- 
clusions reached  by  demonstration,  are  other  than,  in 
their  self-evidence,  or  by  demonstration,  they  are  seen 
to  be.  When  I  see  with  the  eye  of  sense  a  man  or  a 
tree,  I  may  suppose  that  I  dream,  and  that  the  "  sight " 
is  part  of  a  prolonged  dream.  But  when  I  see  intellec- 
tually that  "  a  whole  is  greater  than  its  part,"  I  cannot 
even  suppose  that  the  reality  is  other  than  I  see  it  to  be. 
Nevertheless,  one  can  distinguish  in  another  way  be- 
tween a  dream  and  an  actual  perception  of  sense-given 
reality.  For  one  cannot  consistently  with  sanity  identify 
"  looking  on  the  sun  by  day,  and  only  imagining  a  sun 
at  night."  So  Locke  recognises  among  the  certainties, 
and  not  merely  among  the  probabilities,  all  sense  per- 
ceptions of  the  real  existence  of  things  now  and  here 
present.  He  finds  in  sense  more  than  isolated  individ- 
ual sensations,  from  which  no  external  conclusions  can 
be  drawn,  because  no  perception  of  reason  is  involved 
in  them.  We  must  therefore  separate  him  from  those 
who  consider  sense-perception  as  only  a  passive  capacity 
for  isolated  sensations.  Locke  sees  an  obscure  pres- 
ence of  intuitive  reason  in  the  operations  of  the  senses. 
On  the  whole,  according  to  Locke's  report,  there  is 
in  human  understanding  an  intellectual  "  perception," — 
mediate  or  immediate, — of  abstract  mathematical  and 
abstract  moral  relations ;  and  there  is  -  also  immediate 
sense  "  perception  "  of  the  real  existence  of  things  vis- 
ible and  tangible  while  they  are  actually  present  to  sense 
— inasmuch   as  every  sane  man  judges  that  qualities 


172  Locke. 

sensibly  perceived  are  qualities  of  things  that  would 
exist  whether  he  had  ideas  of  them  or  not.  In  all 
this,  however,  there  is  one  important  difference.  The 
rational  "  perceptions,"  in  which  pure  mathematical  and 
moral  knowledge  consists,  are  abstract,  and  therefore 
may  be  universal.  Sense  "  perceptions,"  on  the  con- 
trary, are  concrete,  matter  of  fact,  and  only  of  this, 
that,  or  the  other  individual  thing.  What  we  know  in 
complete  abstraction  from  concrete  reality  may  be  seen 
to  be  universally  necessary,  although  its  knowing  sub- 
ject is  only  a  human  understanding.  But  knowledge 
which  involves  actual  existence  is  limited,  in  a  human 
understanding,  to  individuals  only,  and  cannot  become 
universal.  In  this  sphere  of  earthly  life,  when  we  rise 
above  the  individual,  we  enter  the  realm  of  probability. 
Except  in  abstract  truth,  no  human  judgments  about 
finite  things  and  persons  can  rise  higher  than  presump- 
tion.    Such  is  Locke's  report. 

"What  is  meant  by  "  reality  "  or  "  real  existence  " — 
that  is  to  say,  what  our  "  idea  "  of  it  is — Locke  curiously 
left  unexplained  in  his  logical  analysis  of  our  meta- 
physical ideas.  Unless  in  the  case  of  certain  qualities 
of  matter,  it  hardly  occurs  to  him  that,  as  with  Berke- 
ley, ideas  themselves  may  be  the  real  things — or  at  least 
one  side  of  reality,  true  or  false  according  as  they  fulfil 
certain  conditions, — that  an  idea  and  a  thing  may  be 
two  phases  of  what  is  essentially  the  same.  Locke's 
"mere  ideas"  are  logically  abstracted  from  knowledge 
and  reality. 

But  things  of  sense  that  are  now  and  here  present 
are  not  the  only  individual  realities  which  Locke  re- 


Ontological  certainty  that  "I"  exist.         173 

ports  that  he  finds  on  reflection  to  be  contained  in 
human  knowledge.  We  can  be  certain  of  more  indi- 
vidual reality  than  this.  Indeed,  knowledge  is  presup- 
posed in  the  more  certainties  of  sense.  Locke  reports 
three  ontological  certainties.  For,  —  besides  existing 
things  presently  around  him, — each  man  is,  at  least 
potentially,  if  not  with  distinct  consciousness,  certain 
of  the  reality  of  his  own  existence  as  a  conscious  being ; 
and  he  is  also  certain  of  the  real  existence  of  God,  al- 
though not  quite  in  the  same  way  as  he  is  of  his  own 
self-conscious  existence.     Take  these  two  last. 

1.  That  each  man  has  an  intuitively  certain  know- 
ledge of  his  individual  existence  as  a  conscious  being, 
Locke  shows  after  the  fashion  of  Descartes  : — 

"  We  perceive  this  fact,"  he  says,  "  so  plainly  and  so  cer- 
tainly by  intuition,  that  it  neither  needs  nor  is  capable  of 
any  proof.  I  think,  I  reason,  I  feel  pleasure  and  pain  :  can 
any  of  these  be  more  evident  to  me  than  my  own  existence 
is  ?  If  I  doubt  of  all  other  things,  that  very  doubt  makes 
me  perceive  my  own  existence,  and  will  not  suffer  me  to 
doubt  of  that.  If  I  know  I  feel  pain,  it  is  evident  that  I 
have  as  certain  perception  of  my  own  existence  as  I  have  of 
the  pain  that  I  feel ;  or  if  I  doubt,  I  have  as  certain  percep- 
tion of  the  thing  doubting  as  of  that  thought  which  I  call 
doubt.  Experience  [reflection]  thus  shows  us  that  we  have 
an  intuitive  knowledge  of  our  own  existence,  and  an  internal 
infallible  perception  that  we  are.  In  every  act  of  sensation, 
reasoning,  or  thinking,  we  are  conscious  of  our  own  being, 
and,  in  this  matter,  come  not  short  of  the  highest  degree  of 
certainty." * 

Such  is  Locke's  report  about  our  knowledge  or  cer- 
tainty of  our  own  existence.    It  is  that  we  find  ourselves 
1  Book  IV.,  chap.  ix. 


174  Locke. 

obliged  to  predicate  what  is  meant  by  the  term  "  real 
existence"  of  that  which  is  signified  by  the  personal 
pronoun  "  I."  Yet  in  the  parts  of  the  '  Essay '  in  which 
our  ideas  were  logically  analysed,  he  had  not  helped  us 
much  to  understand  the  meaning  or  idea  intended  by 
"  real  existence."  He  reports,  indeed,  that  he  finds  what 
we  mean  by  "  existence "  to  be  an  idea  that  is  sug- 
gested by  all  the  "  simple  ideas "  of  sensation  and  re- 
flection.1 Now  all  knowledge  is  concerned  about  ideas, 
for  whatever  we  know  must  have  some  sort  of  meaning. 
What  then  is  the  idea  or  meaning  that  we  have  when 
we  are  conscious  of  our  individual  existence  and  con- 
tinued identity  1  As  Berkeley  remarks,  with  a  reference 
to  Locke,  "the  words  'real,'  'existence,'  &c,  are  often 
in  our  mouths  when  little  that  is  clear  or  determined 
answers  them  in  our  understandings."  Indeed,  in  this 
very  instance,  Berkeley  distinguishes  what  we  have  a 
notion  of  from  what  we  have  merely  an  idea  of,  as  it 
"  seems  improper  and  liable  to  difficulties  to  make  a 
person  an  idea,  and  ourselves  ideas."2  He  would  say 
that  we  have  a  "  notion  "  rather  than  an  idea  of  our  own 
existence,  when  "  our  own  existence "  is  distinguished 
from  the  changing  operations  in  which  it  is  manifested. 
Hume  assumed  that  no  idea  of  self  (or  notion  either) 
other  than  that  of  successive  consciousnesses  could  be 
found,  and  so  he  became  bound  to  banish  personal  pro- 
nouns as  empty  sound.3 

1  Book  IV.,  chap.  vii.  s.  7. 

2  I.e.,  a  sensuous  presentation  or  representation  (Vorstellung),  in 
Berkeley's  use  of  "idea." 

3  Locke  in  one  passage  seems  to  say  that  neither  idea  nor  notion 
(for  he  regarded  them  as  synonyms)  is  necessary  in  the  case  of  the 
personal  pronoun.     ' '  Since  the  things  the  mind  contemplates  are 


Ontological  certainty  that  God  exists.        175 

But  the  fact  of  our  own  continuous  existence  as  self- 
conscious  persons  is  assumed  by  Locke  as  one  of  the 
individual  facts  which  do  not  need  proof  because  they 
are  self-evident, — although  not  innate,  in  his  meaning  of 
innateness.  My  own  existence  means  more  than  the  ex- 
istence of  a  series  of  separate  conscious  states.  It  implies 
their  continuity  in  a  permanent  substance.  We  cannot 
know  the  states  apart  from  the  Ego  manifested  in  them, 
nor  can  we  know  the  Ego  except  as  manifested  in  its 
changing  acts  and  other  conscious  states.  Consciousness 
necessarily  involves  the  conviction  of  its  own  perman- 
ence, and  this  conviction  is  awakened  in  each  conscious 
state,  so  that  without  it  the  state  could  not  arise.  This 
implication,  however,  is  not  expressed  by  Locke. 

2.  The  existence  of  God,  or  the  One  Infinite  Mind,  is  >$— 
another  of  Locke's  absolute  certainties.1  It  is  not  innate 
knowledge ;  but  neither  does  he  regard  "  perception  "  of 
our  own  existence  as  innate ;  both  depend  on  the  indi- 
vidual man  rising  up  unto  the  mental  experience  which 
contains  the  evidence.  The  certainty  that  God  exists 
is  not,  like  our  knowledge  of  our  own  existence,  self- 
evident  :  it  is  one  of  those  demonstrable  truths  that  are 
reached  by  a  succession  of  steps,  each  of  which  has 
intuitive  certainty,  but  which  depend  on  memory  and 
distinct  thought  for  their  recognition.  It  is  thus  only 
gradually  that  each  man  comes  to  see  the  intellectual 
necessity  for  One  Supreme  Eeason  and  Will,  in  seeing 

none  of  them  lesides  itself  present  to  the  understanding,  it  is  neces- 
sary that  something  else,  as  a  representation  of  the  thing  it  considers, 
should  he  present  to  it  when  it  is  considering  them  ; — and  these 
are  ideas." — Book  IV.,  chap.  xxi.  s.  4.  Elsewhere  his  language  is 
different. 
1  Book  IV.,  chap.  x. 


176  Locke. 

the  necessary  connection  of  this  with  the  empirical  fact 
that  his  individual  conscious  existence  had  a  beginning. 

"  Though  God,"  says  Locke,  "  has  given  us  no  innate  ideas 
or  knowledge  of  Himself,  though  He  has  stamped  no  original 
characters  on  our  minds  wherein  [at  first,  and  before  we 
began  to  have  any  experience]  we  might  read  His  Being ;  yet, 
having  furnished  us  with  those  [innate]  faculties  our  minds 
are  endowed  with,  He  hath  not  left  Himself  without  a 
witness.  .  .  .  We  cannot  want  a  clear  proof  of  Him  as  long 
as  we  carry  ourselves  about  with  us.  .  .  .  Though  the  exist- 
ence of  God  be  the  most  obvious  truth  that  reason  discovers 
to  us  ;  and  though  its  evidence  be,  if  I  mistake  not,  equal 
to  mathematical  certainty;  yet  to  see  it  requires  thought 
and  attention,  and  the  [individual]  mind  must  apply  itself 
to  a  regular  deduction  of  it  from  some  part  of  its  intuitive 
knowledge." 

In  fact,  neither  this,  nor  indeed  any  part  of  "our 
intuitive  knowledge,"  is  innate,  in  Locke's  meaning  of 
innateness.  "  Demonstration,"  on  which  he  makes  the 
knowledge  of  God  depend,  is,  on  the  contrary,  a  bit  by 
bit  application  of  what  is  assumed  (at  least  in  the  fourth 
book)  to  be  implied  in  universal  ideas  of  causality  and 
power.  But  justification  of  universality  is  hardly 
found  in  the  previous  analysis  in  the  second  book  of 
the  meaning  of  causality  and  power.  The  eternal  exist- 
ence of  Supreme  Active  Mind  is,  in  the  fourth  book, 
a  concrete  expression  of  the  abstract  necessity  for  un- 
caused Intelligence  in  a  universe  that  is  changing,  of 
which  we  become  aware  with  a  certainty  equal  to  that 
of  mathematics,  when  we  realise  that  our  own  self-con- 
scious existence  had  a  beginning.  Each  of  us  has  a 
"perception"  of  his  own  existence  now;  each  is  also 
obliged  to  believe  that  he  has  not  existed  always.     Men 


Supreme  Infinite  Mind.  177 

are  also  absolutely  certain  (Locke  does  not  show  how 
or  why),  that  "nothing  can  no  more  produce  any  real 
being  than  it  can  be  equal  to  two  right  angles."  By 
this  reasoning,  each  step  seen  by  rational  intuition  to 
be  absolutely  certain,  he  lands  in  the  conclusion,  that 
there  must  ever  be  one  most  powerful  and  most  know- 
ing Being  ;  in  whom,  as  the  origin  of  all,  must  be  con- 
tained all  the  perfections  that  exist,  or  that  can  exist, 
and  whence  can  issue  causally  only  what  is  therein 
potentially  contained.  In  the  instance  of  my  self-con- 
scious existence,  "mind"  has  "come  out  of"  this  Power ; 
so  that,  in  order  to  be  adequate,  the  Power  must  itself 
be  "  what  we  mean  by  mind."  Intellect,  this  argument 
assumes,  can  alone  explain  intellect;  and  therefore,  if 
"  sufficient "  causality  and  power  to  explain  the  empir- 
ical fact  that  I  began  to  exist  is  a  necessity  involved 
in  the  reason  of  things,  Hhere  must  be  One  Supreme 
Mind.  As  to  what  "mind"  means  when  predicated 
of  the  Supreme  Power,  Locke  is  not  so  clear.  In  a 
letter  written  a  few  weeks  before  his  death  to  Anthony 
Collins,  referring  to  what  we  are  entitled  to  mean  by 
"mind"  when  we  apply  the  term  to  the  Supreme  Being 
— the  "  idea  "  of  Infinite  Mind,  in  short  —  he  says  : 
"Though  I  call  the  thinking  faculty  in  man  'mind,' 
yet  I  cannot,  because  of  this  name,  equal  it  in  any- 
thing to  that  infinite  and  incomprehensible  Being, 
which,  for  want  of  right  and  distinct  conceptions  (ideas), 
is  called  Mind  also,  or  the  Eternal  Mind." 

The  existence  of  One  Supreme  "Mind,"  or  God,  is 
Locke's  unique  example  of  a  matter-of-fact  reality  that 
is  seen,  through  demonstration,  to  be  eternally  necessary 
— at  least  on  the  supposition  that  the  reasoner  himself 

p. — xv.  .  m 


178  Locke. 

now  exists  and  began  to  exist.  It  is  the  one  exception 
to  the  contingency  of  all  the  other  real  beings  whose 
existence  we  know  or  presume.  For  the  certainties  we 
can  rise  into  in  mathematics  are  certainties  only  when 
they  are  abstracted  from  real  things.  The  real  exist- 
ence of  God  is  the  one  necessity  in  concrete  existence 
that  comes  within  the  range  of  a  human  understand- 
ing— the  one  ultimate  necessity  that  is  more  than  an 
abstraction.  My  own  existence,  though  I  cannot  doubt 
its  present  reality,  is  not  thus  universally  and  abso- 
lutely necessary ;  still  less  the  real  existence  of  things 
presently  existing  around  me. 

As  I  have  just  said,  it  is  not  easy  to  reconcile  Locke's 
account  of  the  mathematical  certainty  of  the  real  exist- 
ence of  One  Supreme  Mind  with  his  previous  analysis  of 
the  meanings  of  the  principal  terms  contained  in  the  "  de- 
monstration." His  meagre  analysis  of  the  meaning  of 
"  cause,"  in  the  twenty-sixth  chapter  of  the  second  book, 
even  when  supplemented  by  the  hesitating  account  of  the 
idea  or  meaning  of  "  power,"  in  the  twenty-first  chapter, 
fails  to  show  how  either  term  can  contain  the  meaning 
needed  to  justify  conclusions  which  involve  the  eter- 
nally necessary  connection  required  by  his  argument. 
The  idea  signified  by  the  term  "  cause  "  he  had  analysed 
into  the  meaning  which  rises  in  consciousness  when  we 
observe  customary  successions  of  phenomena ;  and  when 
we  observe  that  the  substances  to  which  the  phenomena 
are  referred  "  begin  to  exist,"  and  judge  that  they  "  re- 
ceive their  existence "  from  the  "  operation  of  some 
other  being."  Though  we  may  "observe"  that  they 
begin  to  exist,  one  asks  how  we  can  observe  that  they 
receive  their  existence  from  some  other  being,  in  merely 


Equal  to  mathematical  certainty.  179 

seeing  that  their  existence  follows  its  presence  %  A 
sequence  may  be  observed ;  but  that  one  of  the  terms 
is  producer  and  the  other  the  product  is  not  observable. 
At  any  rate  the  intellectual  necessity,  universality,  and 
eternity  implied  in  this  theistic  argument  are  not  "  ob- 
servable." Locke  might  call  them  negative  "  modes " 
of  simple  ideas,  which  we  are  obliged  to  elaborate  out 
of  the  unanalysable  data  of  external  and  internal 
sense;  and  which,  having  elaborated,  we  are  obliged 
to  charge  with  the  "  assurance "  that  they  agree  with 
reality.  This  is  perhaps  what  he  intended,  in  recognis- 
ing as  mental  fact  a  demonstrably  evident  certainty  of 
the  existence  of  God.  He  had  to  assume  that  the 
relations  of  the  ideas  or  meanings  connoted  by  the  sub- 
jects and  predicates  of  the  propositions  contained  in  the 
"  demonstration "  somehow  carry  this  common  -  sense 
assurance  of  the  reality  of  what  is  asserted  at  each 
step,  and  thus  of  the  ultimate  conclusion.  But  this 
argument  implies  universality  and  necessity  in  other 
propositions  than  those  concerned  with  abstract  truth ; 
for  Locke  treats  the  conclusion  that  God  exists  as  one 
of  individual  fact  and  yet  as  eternally  true.  It  is  as 
certain,  he  says,  that  God  exists  as  any  mathematical 
conclusion  can  be.  A  "probable  God"  is  inconsistent 
with  Locke's  argument.1 

The  complex  meaning  that  corresponds  to  the  term 
"  God,"  when  the  Divine  attributes  as  well  as  bare 
"  existence "  are  included,  Locke  had  analysed  inci- 
dentally in  the  second  book,  in  arguing  that  the  term 
expresses  a  meaning  that  is  intelligible  by  man.     He 

1  Compare  with  this  of  Locke,  Clarke's  '  Demonstration  of  the  Ex- 
istence and  Attributes  of  God, '  piiblished  fifteen  years  after. 


180  Locke. 

makes  it  out  to  be  a  complex  idea,  composed  of  the 
complex  idea  of  a  finite  spirit,  modified  by  the  negative 
idea  of  infinity. 

u  There  is  nothing,"  he  remarks,  "  that  can  be  included 
in  the  meaning  of  the  word  God,  bating  the  negative  mean- 
ing which  alone  we  can  attach  to  '  infinity,'  that  is  not  also 
a  part  of  our  complex  ideas  of  other  [individual]  spirits.  .  .  . 
For  if  we  examine  the  idea  we  have  of  the  incomprehensible 
Supreme  Being,  we  shall  find  that  we  come  by  it  in  the  same 
way  as  we  come  by  the  complex  ideas  we  have  of  ourselves  and 
other  finite  spirits  ;  and  that  the  complex  ideas  we  have  both 
of  God  and  separate  spirits  are  made  up  of  the  simple  ideas 
we  receive  from  reflection.  That  is,  we  having,  from  what  we 
experiment  in  ourselves,  got  the  ideas  of  existence  and  dura- 
tion ;  of  knowledge  and  power ;  of  pleasure  and  happiness, 
and  of  several  other  qualities  and  powers  which  it  is  better 
to  have  than  to  be  without ; — when  we  would  frame  an  idea 
the  most  suitable  we  can  for  the  Supreme  Being,  we  enlarge 
every  one  of  these  with  our  idea  of  infinity,  and  so  putting 
them  (thus  enlarged)  together  make  our  complex  idea  of 
God.  For  that  the  mind  has  the  power  of  enlarging  (to  in- 
finity) some  of  its  ideas  received  from  sensation  and  reflec- 
tion has  been  already  shown.  ...  In  His  essence  we  do  not 
know  God,  not  knowing  either  the  real  essence  of  a  pebble 
or  of  a  fly,  or  of  our  own  selves.  "We  can  have  no  other  idea 
of  Him  but  a  complex  one  of  existence,  knowledge,  power, 
happiness,  &c,  infinite  and  eternal ;  ...  all  which  being, 
as  has  been  shown,  originally  got  from  sensation  and  reflec- 
tion [i.e.,  not  independent  of  them],  go  to  make  up  the  com- 
plex idea  or  notion  we  have  of  God." r 

The  basis   of   Locke's  theism   is   a   modification   of 

what  has  been  called  the  cosmological  argument,  for  it 

turns  upon  the  contingent  nature  of  his  own  existence 

as  a  self-conscious  being.     Because  an  intelligent  person 

1  Book  II.,  chap,  xxiii.  ss.  33-35. 


What  God's  existence  means.  181 

now  exists  and  began  to  exist,  it  is  eternally  necessary 
that  an  intellectual  Being  should  exist  and  be  supreme. 
As  Locke  puts  it,  the  argument  leads  to  the  individual 
existence  of  a  Supreme  Mind, — one  among  many  yet 
Supreme — rather  than  to  recognition  of  the  constantly 
necessary  immanence  of  Active  Eeason,  so  implicated 
in  the  experienced  universe,  that  it  might  be  truly 
said  that  we  all  live  and  move  and  have  our  being  in 
a  reasonably  constituted  and  morally  governed  system. 
Locke's  argument,  on  the  contrary,  leans  to  the  deistic^ 
conception  of  a  God  apart, — inferred  from  the  contingent 
appearance  of  sensible  things,  or  rather  of  intelligent 
persons, — not  to  the  idea  of  pervading  order,  or  ever- 
active  reason,  in  nature,  subordinate  to  moral  reason  and 
ever-active  moral  government  of  persons,  as  necessary 
presuppositions  in  our  experience  of  things  and  persons. 
His  is  the  theological  idea  that  was  characteristic  of  the 
eighteenth  century ;  not  the  theological  idea  which  har- 
monises with  the  conceptions  of  dialectical  and  physical 
evolution  which  govern  thought  in  the  nineteenth  cen- 
tury; nor  with  a  due  sense  of  the  inadequacy  of  a 
conception  of  God  as  an  individual  among  individuals, 
rather  than  as  the  constant,  all-pervading,  yet  transcen- 
dent presence  of  Supreme  Order  and  Goodness,  with 
what  this  implies, — necessarily  presupposed  at  the  root 
of  all  that  happens — the  rational  implicate  of  a  com- 
plete human  experience. 

3.  Eeturn  now  to  Locke's  account  of  our  knowledge  of 
the  real  existence  of  the  universe  of  "  things  around  us." 

This — according  to  his  account  of  what  he  found  in 
human  understanding — we  can  have  "  only  by  sensa- 
tion."    That  there  is  "no  necessary  connection  of  rea- 


182  Locke. 

son  that  any  other  real  being  (except  God)  has  with  the 
real  existence  of  any  particular  man  and  his  or  its 
existence,"  was  what  Locke  assumed  in  arguing  for 
God's  existence ; — so  that  our  knowledge  of  the  exist- 
ence of  "  things  around  us  "  had  still  to  be  vindicated. 
No  man  can  know  the  real  existence  of  any  other  par- 
ticular being  than  himself, — except  that  of  God, — save 
only  when,  and  as  long  as,  by  actually  operating  upon 
his  organism,  the  thing  makes  itself  perceived  by  him.1 
"  For  the  mere  having  an  idea  of  anything  in  our  mind, 
or  picturing  its  meaning,  no  more  proves  the  real  exist- 
ence of  that  thing,  than  the  picture  of  a  man  evidences 
his  being  in  the  world,  or  than  the  visions  of  a  dream 
make  up  a  true  history."  Merely  knowing  what  the 
words  "  real  existence "  mean,  does  not  prove  that 
something  is  really  existing, — unless  there  is  embedded 
in  this  idea  of  the  thing  that  inevitable  assurance  of 
the  "  reality "  of  its  existence,  which  Locke  assumes 
that  we  do  have  in  the  knowledge  of  our  own  exist- 
ence and  our  knowledge  of  the  existence  of  God. 
What,  then,  makes  the  difference  between  "  only  hav- 
ing ideas  of  "  surrounding  things,  or  being  able  to  pic- 
ture mentally  Avhat  the  words  that  signify  them  mean, 
and  an  absolute  certainty  that  they  really  exist  1 
How  can  my  ideas,  which,  so  far  as  they  are  only 
mine,  can  have  no  existence  excerpt  when  I  am  con- 
scious of  them — one  perception  going  out  of  my  con- 
sciousness before  the  next  begins,  —  how  can  these 
transitory  operations  reveal  to  me  a  real — that  is,  a 

1  This  "  operating  "  refers  to  the  organic  conditions  which  are 
occasions  rather  than  proper  causes  of  sense-perception,  as  Locke 
elsewhere  explains. 


Things  and  persons  around  us.  183 

permanent — external  world?  Instead  of  a  reasoned 
theory  of  perception  like  that,  for  instance,  of  Male- 
branche,  or  that  afterwards  offered  by  Kant,  Locke 
suggests  a  practical  answer  to  this  question  in  this 
fashion  : — 

"  It  is  the  actual  receiving  of  ideas  from  without  [what l  re- 
ceiving' means  he  does  not  explain,  for  he  offers  no  theory 
of  sense-perception]  that  gives  us  notice  of  the  real  exist- 
ence of  other  things  [including  other  persons] ;  and  makes 
us  know  that  something  doth  exist  at  that  time  without 
us  which  causes  [occasions]  that  idea  in  us — though  per- 
haps we  neither  know  nor  consider  how  it  does  it.  For  it 
takes  not  from  the  certainty  of  our  senses,  and  the  ideas  we 
receive  by  them,  that  we  know  not  the  manner  in  which 
they  are  produced.  For  example,  whilst  I  write  this,  I 
have,  by  the  paper  affecting  my  eyes,  that  idea  produced 
[i.e.,  that  perception  called  forth]  in  my  mind  which  I  call 
white  ;  by  which  I  know  that  that  quality  .  .  .  doth  then 
really  exist,  and  hath  a  being  without  me.  And  this,  the 
greatest  assurance  I  can  possibly  have,  ...  is  the  testi- 
mony of  my  eyes,  which  are  the  proper  and  sole  judges  of 
this  thing  ;  whose  testimony  I  have  reason  to  rely  on  as  so 
certain,  that  I  can  no  more  doubt,  whilst  I  write  this,  that 
I  see  white  and  black,  and  that  something  [extra-organic] 
really  exists  that  causes  [regularly  precedes  or  accompanies] 
that  sensation  in  me,  than  [I  can  doubt]  that  [within  my 
organism]  I  write  or  move  my  hand, — which  is  a  certainty 
[regarding  what  is  extra- organic]  as  great  as  human  nature 
is  capable  of  concerning  the  real  existence  of  anything — 
except  a  man's  self  alone,  and  God." 

The  "  perception  "  we  thus  have,  conditioned  by  our 
sense-organism,  of  the  existence  of  things  "  without  us  " 
(extra  -  organic  things),  though  it  be  not  altogether  so 
certain  as  our  intuitive  and  demonstrated  knowledge  of 
our  own  existence  and  that  of  God ;  or  as  the  deduc- 


184  Locke. 

tions  of  reason  about  clear  abstract  concepts  of  our  own 
minds,  in  pure  mathematics  and  in  abstract  ethics,  yet 
involves,  Locke  maintains,  "  an  assurance  that  deserves 
the  name  of  knowledge  or  certainty." 1  When  we  have 
the  inevitable  assurance  that  our  sense-faculty  informs 
us  aright  concerning  the  real  existence  of  things  that 
naturally  affect  it  (as  when  an  appropriate  extra- 
organic  object  affects  our  organ  of  sight),  this — 

"  Cannot,"  Locke  thinks,  "  pass  for  an  ill-grounded  con- 
fidence ;  for  nobody  can,  in  earnest,  be  so  sceptical  as  to  be 
uncertain  of  the  real  existence  of  those  things  which  he  is 
actually  seeing  and  feeling.  At  least,  he  that  can  doubt  so 
far,  whatever  he  may  have  with  his  own  thoughts,  will 
never  have  any  controversy  with  me — since  he  can  never  be 
sure  I  say  anything  contrary  to  his  own  opinion.  .  .  .  We 
cannot  talk  of  knowledge  itself  but  by  the  help  of  those 
faculties  which  are  fitted  to  apprehend  what  the  word  means 
[i.e.,  which  give  us  the  'idea'  of  knowledge].  .  .  .  But  if,  after 
all  this,  any  one  will  be  so  sceptical  as  to  distrust  his  senses, 
and  to  affirm  that  all  we  see  and  hear,  feel  and  taste,  during 
our  whole  being,  is  but  the  series  and  deluding  appearances 
of  a  long  dream,  wherein  there  is  no  reality,  and  will  there- 
fore question  the  existence  of  things,  or  our  knowledge  of 
anything,  I  must  ask  him  to  consider,  that,  if  all  be  a  dream, 
then  he  doth  but  dream  that  he  makes  the  question,  and  so 
it  is  not  much  matter  that  a  Avaking  man  should  answer  him. 
.  .  .  The  testimony  of  our  senses  for  this  reality  is  not 
only  as  great  as  our  frame  can  attain  to,  but  as  our  condi- 
tion needs.  For  he  that  sees  a  candle  burning,  and  hath 
experimented  the  force  of  its  flame  by  putting  his  finger 
in  it,  will  little  doubt  that  this  is  something  which  puts  him 
to  great  pain  ;  which  assurance  is  enough,  when  a  man  re- 
quires no  greater  certainty  to  govern  his  actions  by  than 
what  is  as  certain  as  his  actions  themselves.     The  evidence 


1  Book  IV.,  chap.  ii. 


"Presumptions"  about  absent  realities.        185 

that  this  is  something  more  than  bare  imagination  is  as 
great  as  we  can  desire, — being  as  certain  to  us  as  our  pleasure 
and  pain  ;  beyond  which  we  have  no  concernment,  either  of 
knowing  or  being,  ...  as  this  is  sufficient  to  direct  us  in  the 
attaining  the  good  and  avoiding  the  evil." 

But  with  Locke  each  man's  knowledge  of  the  real 
existence  of  a  sensible  thing  is  confined  to  the  moments 
in  which  he  is  actually  sentient;  together  with  the 
knowledge  of  its  past  existence  which  is  afforded  by 
his  memory  of  his  own  previous  sense-perceptions  of  it. 
This  important  qualification  which  he  attaches  'to  his 
practical  refutation  of  scepticism  concerning  the  things 
of  sense,  reduces  human  certainty  of  their  real  exist- 
ence or  permanence  to  very  narrow  limits,  if  it  does  not, 
indeed,  dissolve  it  altogether.  "  The  certainty  of  this 
knowledge  extends," — so  he  explains, — "  only  as  far  as 
the  present  testimony  of  our  senses  employed  about  the 
particular  objects  that  do  thus  affect  them,  and  no  fur- 
ther. When  our  senses  do  actually  convey  into  our 
understandings  any  idea,  we  cannot  but  be  satisfied 
that  there  doth  something  really  exist  without  us  at  the 
time  which  doth  actually  produce  (give  occasion  to) 
that  idea  which  we  then  perceive  ;  and  we  cannot  so 
far  distrust  their  testimony  as  to  doubt  that  such  col- 
lections of  simple  ideas  (i.e.,  complex  ideas)  as  we 
have  observed  by  our  senses  to  be  united  together,  do 
really  exist  together."  That  is  to  say,  when  we  have 
the  actual  perception  we  cannot  doubt  the  real  exist- 
ence of  what  we  perceive — as  long,  but  only  as  long, 
as  it  is  sensibly  perceived. 

But  whenever  we  pass  from  present  and  remembered 
data  of  sense  to  expectations,  or  judgments  about  absent 


186  Locke. 

things,  sense-knowledge  gives  place,  Locke  finds,  to  pre- 
sumptions of  probability.  Our  judgments  of  the  real 
existence  of  sensible  things  that  are  not  now,  or  have 
not  been,  present  to  our  senses,  are  exclusively  judg- 
ments of  probability,  not  perception  or  knowledge. 

"  For,  if  I  saw  such  a  collection  of  simple  ideas  [i.e.,  such 
a  complex  idea  of  an  individual  substance]  as  is  wont  to  be 
called  [i.e.,  as  is  meant  by  the  term]  '  man,'  existing  together 
[coexistence  of  ideas]  one  minute  since,  and  if  I  am  now 
alone,  I  cannot  be  certain  that  the  same  man  exists  now. 
For  there  is  no  necessary  connection  of  his  existence  a  minute 
since  with  his  existence  now  :  by  a  thousand  ways  he  may 
cease  to  be,  since  I  had  the  testimony  of  my  senses  to  his 
existence.  And  therefore,  though  it  be  highly  probable 
that  millions  of  men  do  now  exist  [unperceived  by  me],  yet, 
whilst  I  am  alone  writing  this,  I  have  not  that  certainty  of 
it  which  we  strictly  call  knowledge ;  though  the  great  likeli- 
hood of  it  puts  me  past  [practical]  doubt ;  and  though  it  be 
reasonable  for  me  to  do  several  things  upon  the  confidence 
that  there  are  men  now  in  the  world  [although  my  senses 
are  not  at  the  time  informing  me  of  this, — i.e,  actually  pre- 
senting the  relative  sense-phenomena  to  me].  But  this  is 
only  probability,  not  knowledge  "  [i.e.,  not  immediate  sense- 
perception,  because  its  object  is  absent]. 

Locke  thus  reduces  the  entire  certain  knowledge  of 
sensible  things  that  man  is  capable  of  to  one's  present 
data  of  sense,  and  one's  memory  of  past  data — to  what 
is,  and  what  has  been,  presented  to  one's  senses ;  and 
transfers  from  the  sphere  of  certainties  to  the  sphere  of 
probable  presumptions,  our  assurance  of  the  existence 
of  any  absent  reality  that  is  not  remembered  by  us  as 
having  existed.  There  is  no  "  necessary  natural  con- 
nection," that  Locke  can  see,  binding  together  "  simple 
ideas  of  sense  "  in  continuous  coexistence  in  one  sub- 


The  rationale  of  Inductions.  187 

ject,  of  which  they  would  thus  be  qualities.  A  power 
by  us  incalculable  may  at  any  time  interfere  to  alter 
the  previously  perceived  appearance.  Accordingly,  in 
physical  investigations  man  can  go  no  further  in  the 
way  of  knowledge,  or  discernment  of  connection,  than 
the  immediate  perception  of  the  moment,  or  the  mediate 
perception  of  memory,  informs  him.  "  We  can  have  no 
certain  knowledge  of  universal  truths  concerning  natural 
bodies."  The  certain  knowledge  of  them  does  not  ex- 
tend beyond  the  time  when  we  are,  or  were,  actually 
having  the  sensations  in  which  they  are,  or  were,  per- 
ceived. 

Locke  seems  hardly  to  apprehend  the  depth  of  the 
problem  here  suggested,  and  raised  when  the  sceptic 
asks,  how  in  reason  we  can  in  that  case  get  at  all  beyond 
the  narrow  range  of  our  immediate  sense-perceptions'? 
This  is  the  problem  which  Hume  afterwards  made  the 
main  subject  of  his  ' Inquiry.'  "It  may  therefore," 
so  Hume  there  puts  it,  "be  a  subject  worthy  of  curi- 
osity to  inquire,  What  is  the  nature  of  that  evidence 
which  assures  us  of  any  real  existence  and  matter  of 
fact  beyond  the  present  testimony  of  our  senses,  or  the 
records  of  our  memory.  This  part  of  philosophy,"  he 
adds,  "  has  been  little  cultivated  either  by  the  ancients 
or  the  moderns." 1 

Hume's  question,  by  implication,  asks  the  meaning 
and  ultimate  ground  of  all  inductive  beliefs;  and  in 
his  answer  he  argues  that  induction  must  be  an  un- 
reasoning act.  According  to  him,  it  involves  a  step 
for  which  no  adequate  reason  can  be  given  by  man; 
it    must   therefore   be    referred    to    blind    instinct,   or 

1  See  his  '  Inquiry  concerning  Human  Understanding,'  sect.  4. 


188  Locke. 

some  automatic  process  which  we  share  with  the  lower 
animals.  It  does  not  occur  either  to  Hume  or  Locke 
that  it  may  be  a  process  objectively  rational,  but  often 
only  unconsciously  rational  in  the  individual  mind — de- 
veloped under  the  influence  of  custom,  but  of  a  custom 
that  is  by  implication  reason ;  and  that,  so  far  as  the 
inductive  beliefs  of  the  individual  correspond  to  laws 
in  nature,  they  must  be  at  least  unconsciously  rational, 
and  the  laws  may  be  said  to  express  the  action  of 
supreme  Reason.  Even  in  the  world  of  the  senses 
we  are  unconsciously,  if  not  consciously,  living  and 
moving  and  having  our  being  in  the  Infinite  Mind. 

If  the  present  and  the  remembered  qualities  of  a 
thing  constitute  all  the  absolute  certainty  we  can  have 
about  the  thing,  how  can  we  be  said  to  know  "  things  of 
sense  "  at  all  1  We  know  the  sense-phenomenon  while  it  is 
perceived ;  but  to  know  the  thing  means  more  than  this. 
Such  knowledge  implies  more  than  is  present  in  sense,  or 
represented  in  memory.  Even  when  I  see  another  man 
(i.e.,  his  body),  to  take  Locke's  own  example,  more  than 
visible  qualities  must  be  included  in  the  present  "  sight." 
Otherwise  it  is  not  a  man  that  I  see,  but  only  an  aggre- 
gate of  extended  colours ;  which  may  justify  the  pre- 
sumption that  they  signify  a  man.  But  this,  per  se, 
is  not  intellectual  perception  of  the  man.  The  sense- 
object,  when  only  seen,  is  not  a  human  body ;  for  its 
invisible  qualities  (hardness,  temperature,  odour,  taste, 
&c.)  are  as  little  "actual  present  sensations"  as  if  the 
man's  body  was  out  of  the  range  of  our  senses  altogether. 
Now,  what  constitutes  the  objectivity  and  reality  of  that 
"  collection  of  simple  ideas,"  belonging  to  various 
senses,  which  in  seeing  an  object  we  "  observe  by  our 


Meaning  of  an  "  external  thing"  189 

faculties  of  sense"?  What  is  meant  by  (*.&,  what 
constitutes  the  idea  of)  their  reality  or  substantiality  1 
Locke  did  not  raise,  and  of  course  did  not  answer,  this 
question,  either  in  treating  of  sense -knowledge,  or  when 
he  analysed  the  complex  idea  of  a  substance,  material  or 
spiritual,  in  the  second  book. 

It  leads  to  a  question  which,  as  I  have  already  said, 
Locke  forgot  in  his  logical  and  psychological  analysis  of 
our  metaphysical  ideas.  What  is  meant  by — what  is 
our  "idea"  of — "reality"  or  "real  existence";  and 
especially  what  is  meant  by  "  matter "  and  its  "  real 
existence  "  1  It  was  left  to  Berkeley  to  suggest  this  on- 
tological  question.  The  need  to  include  it  in  a  philo- 
sophical analysis  of  our  ideas  is  thus  put  by  him  : — 
"  Nothing  seems  of  more  importance  towards  erecting 
a  firm  system  of  sound  and  real  knowledge,  which  may 
be  proof  against  the  assaults  of  scepticism,  than  to  lay 
the  beginning  in  a  distinct  explication  of  what  is  meant 
by  Thing,  Eeality,  Existence  ;  for  in  vain  shall  we 
dispute  concerning  the  '  real  existence '  of  '  things,'  or 
pretend  to  any  knowledge  thereof,  as  long  as  we  have 
not  fixed  the  meaning  of  those  words."1  Thus  Locke 
led  to  Berkeley. 

Is  the  real  existence  of  things  necessarily  dependent 
on  a  consciousness,  perception,  or  idea?  Is  idea  truly 
the  opposite  of  a  really  existing  thing  I  Can  things  be 
ideas  and  yet  be  also  what  we  mean  by  real  things  ?  Are 
related  ideas  and  things  ultimately  identical ;  at  least 
when  the  ideas  are  those  presented  in  sense,  and  there- 
fore connected  by  the  necessary  and  universal  relations 
which  constitute  the  divine  reason  that  is  at  the  root  of 
1  Principles  of  Human  Knowledge,  sect.  89. 


190  Locke. 

nature  1  May  not  ideas  thus  endowed  with  validity  be 
themselves  the  reality ;  while  ideas  not  thus  in  agree- 
ment with  the  divine  reason,  or  the  synthetic  intelli- 
gence immanent  in  nature,  must  be  false  or  fictitious1? 
May  not  real  knowledge  and  reality  be  the  same, — 
looked  at  on  different  sides  1  Knowledge  looked  at  ob- 
jectively, and  immanent  in  the  rational  nature  of  things, 
would  then  be  reality ;  real  existence  looked  at  subjec- 
tively, or  in  its  process  of  acquirement  and  formation, 
as  the  conscious  possession  of  an  individual,  would  be 
knowledge  or  experience  only.  The  world  would  thus 
be  a  unity  in  which  reason  and  reality  are  inextricably 
fused  together. 

Idealistic  questions  of  this  sort  were  foreign  to  Locke, 
although  in  course  of  time  they  arose  out  of  the  problem 
which  he  suggested  in  his  account  of  our  certainties  about 
sensible  things.  His  only  solution  consists  in  showing 
that  human  knowledge  depends  for  its  materials  upon 
the  qualities  and  spiritual  acts  of  which  we  can  become 
aware,  and  that  it  is  essentially  a  rational  intuition  or 
perception  of  the  relations  of  those  presented  materials. 
Perception  or  discernment  of  relations,  either  immedi- 
ately in  their  self-evidence,  or  mediately  through  demon- 
stration, is  of  the  essence  of  Locke's  "  knowledge."  As 
to  its  limits,  we  find  that  we  may  have  this  "  percep- 
tion" as  to  abstract  mathematical  and  abstract  moral 
truths;  also  as  regards  our  own  existence  as  self-con- 
scious individuals,  the  existence  of  God  or  Supreme 
Mind,  and  the  existence  of  individual  substances  with 
their  sensible  qualities,  as  given  in  perception  at  the 
time  when  they  are  perceived.  But  the  "  perceptions  " 
of  reason  on  which  this  limited  amount  of  knowledge 


Potential  Knowledge.  191 

ultimately  depends  are  not  "  innate,"  when  innate 
means,  as  it  does  with  Locke,  having  them  before  we 
have  had  any  sense-experiences  or  exercise  of  our  innate 
faculties.  On  the  contrary,  "  perceptions,"  physical  or 
moral,  potentially  ours,  may,  and  do  in  many  individual 
men,  remain  unconscious  through  life.  "If,"  he  says, 
"by  innate  moral  principles  is  meant  only  ar  faculty 
to  find  out  in  time  the  moral  difference  of  actions  (be- 
sides that  this  is  an  improper  way  of  speaking  to  call 
a  power  a  principle),  I  never  denied  such  a  power  to  be 
innate ;  what  I  denied  was  that  any  ideas  [of  which  we 
were  conscious]  or  any  perception  of  connection  of  ideas, 
was  innate.  If  they  were  innate  they  would  be  from 
the  first  consciously  in  all  men.  I  think  nobody  who 
reads  my  book  could  doubt  that  I  spoke  only  of  innate 
ideas  [of  which  there  must  be  consciousness],  and  not' 
of  innate  'powers.  Natural  [innate]  powers  may  be  im- 
proved by  exercise,  and  afterwards  weakened  by  neglect, 
and  so  all  knowledge  must  be  got  by  the  exercise  of 
these  powers.  But  innate  ideas  or  propositions  [con- 
sciously] imprinted  on  the  mind,  I  do  not  see  how  they 
can  be  improved  or  effaced."1  It  is  thus  that  Locke 
explains  his  account  of  knowledge,  in  reply  to  hostile 
criticism. 

1  Comment  in  Locke's  handwriting  on  the  margin  of  his  copy  of 
Burnet's  "Remarks"  on  the  'Essay.'     See  'Yale  Review'  for  July 

1887. 


192 


CHAPTEE    VI. 


PROBABILITIES  :    PHILOSOPHY    OF    PHYSICAL    INDUCTION 
AND    EVOLUTION.1 


According  to  the  'Essay  on  Human  Understanding,'  the 
only  absolute  certainty  which  a  man  can  have  about  the 
things  of  sense  is,  that  they  are,  or  that  they  have  been, 
present  in  his  own  experience.  He  can  neither  have 
the  intuitive  nor  the  demonstrable  certainty,  in  which 
knowledge  properly  consists,  as  to  any  absent  things; 
for  when  things  are  absent  there  is  nothing  presented 
in  such  a  way  as  to  keep  him  certain  of  their  continued 
existence,  still  less  of  their  condition ; — which  is  always 
subject  to  change  from  the  operation  of  (by  us)  un- 
known or  incalculable  powers.  This  is  just  another 
way  of  saying  that  all  expectations  about  anything,  and 
inductive  interpretations,  can  be  only  presumed  proba- 
bilities, void  of  that  absolute  certainty  of  reason  which 
makes  knowledge.  The  philosophical  conception,  that 
the  invariable  coexistences  and  successions  of  natural 
phenomena  are  the  sensible  expression  of  divine  reason, 
immanent  both  in  them  and  in  man's  common  rational 
sense — in  them  independently  of  our  consciousness,  in  us 
consciously,  in  proportion  as  our  intelligence  develops 
1  See  'Essay,'  Book  IV.,  chaps,  xiii.-xxi. 


Conceptions  that  were  foreign  to  Locke.       193 

— the  conception  of  nature  as  in  this  way  capable  of 
being  reasoned  about,  and  so  having  the  thought  that 
is  immanent  in  its  changes  translated  by  our  intellectual 
efforts  into  our  thoughts, — was  too  subtle  and  specula- 
tive for  Locke.  The  idea,  too,  of  human  history  as  the 
record  of  a  gradual  intellectual  progress  towards  com- 
plete agreement  between  the  thought  or  reason  that  is 
immanent  in  nature  and  the  individual  thoughts  of  men, 
was  not  less  foreign  to  his  mind.  In  his  view,  the  vast 
region  of  the  Eeal  that  lies  beyond  one's  consciousness 
of  one's  own  individual  existence ;  the  existence  of  the 
Supreme  Spirit;  and  the  present,  or  the  remembered, 
sense-perceptions  of  the  individual, — all  realities  beyond 
those  present  and  past  ones — are  matters  of  probable  pre- 
sumption, in  its  degrees  from  practical  certainty  down 
to  doubtful  opinion ;  or  else  they  lie  wholly  within  that 
veil  which  for  ever  conceals  what  is  behind  it  from 
human  understanding.  On  Locke's  philosophy,  it  is 
unphilosophical  for  a  human  understanding  to  assert 
absolute  certainty  of  more  than  abstract  mathematical, 
and  perhaps  abstract  moral,  truths  ;  and,  in  what  is 
concrete,  of  more  than  one's  own  existence  as  far  back 
as  memory  goes ;  the  existence  of  supreme  active  Mind  ; 
and  the  present  existence  of  finite  things  that  are,  or 
past  things  while  they  were,  perceived  in  sense.  For 
all  the  rest,  a  man  can  at  the  most  rise  into  subjective 
"  presumptions "  of  probability ;  which  are,  he  thinks, 
enough  for  all  the  purposes  of  human  life.  And  herein 
lies  the  difference  between  probability  and  certainty, 
faith  and  knowledge, — that  in  all  the  parts  of  knowledge 
there  is  either  rational  or  sense  intuition.  Each  step  has 
a  visibly  necessary,  or  at  least  inevitable  connection  with 

P. — XV.  N 


194  Locke. 

the  next.  In  beliefs,  however  probable,  this  is  not  so. 
That  which  makes  me  believe  is  something  extraneous 
to  the  thing  I  believe,  and  so  it  does  not  manifest  neces- 
sary agreement  or  disagreement  of  the  qualities  involved. 
It  does  not  put  me  under  an  intellectual  obligation  to 
affirm  or  to  deny  what  is  signified  in  the  subject  and 
predicate  of  the  judgment  I  then  make.  Judgments  or 
presumptions  of  probability  are  the  commonest  of  all  the 
relations  of  a  human  understanding  to  reality.  The  only 
reality  which  is  other  than  a  probability, — besides  our 
own  existence  and  that  of  present  things  of  sense, — is 
the  existence  of  the  Infinite  Mind ;  it  being,  according 
to  Locke,  "  as  certain  that  there  is  a  God  as  that  the 
opposite  angles  made  by  the  intersection  of  two  straight 
lines  are  equal," — demonstrable  in  virtue  of  the  principle 
of  causality,  which  is  used  universally  in  the  demonstra- 
tion, although  it  is  a  fact  and  not  an  abstraction  that  is  de- 
monstrated. With  this  exception,  it  is  only  in  abstract 
truth  that  he  finds  any  universal  proposition  rising  higher 
than  probability.  The  entertainment  which  the  mind 
gives  to  probable  propositions — called  by  Locke  "judg- 
ment," belief,  assent,  opinion — is  described  as  "admitting 
or  receiving  any  proposition  for  true,  upon  arguments  or 
proofs  that  are  found  to  persuade  us  to  receive  it  as  true, 
without  certain  knowledge  that  it  is  so."  It  is  upon  judg- 
ments of  this  sort  that  the  lives  of  men  turn;  for  proba- 
bility, not  intuitive  certainty,  is  the  guide  of  human  life. 
It  is  indeed  the  main  outcome  of  the  '  Essay '  that 
probability  and  not  absolute  certainty  is  the  sort  of 
insight  to  which  beings  of  limited  understanding  like 
men  are  confined,  in  their  intellectual  intercourse  with 
the  changing  universe  that  is  presented  to  them  in  their 


Probability  the  guide  of  life.  195 

experience.  The  sphere  of  probability  is  that  in  which 
objections  to  various  conclusions  have  to  be  carefully 
balanced,  and  in  which  demands  are  made  upon  wisdom 
more  than  upon  subtlety.  It  is  the  sphere  of  the  intel- 
lectually intermediate  ; — for,  on  the  one  hand,  mere  sense 
cannot  even  calculate  probabilities  ;  on  the  other  hand, 
divine  or  perfect  insight,  which  always  sees  all  in  each, 
leaves  no  room  for  probabilities.  But  man,  through 
his  participation  in  Sense,  cannot  dispense  with  it; 
while,  in  virtue  even  of  his  narrow  range  of  intellectual 
certainties  and  participation  in  Eeason,  he  is  often 
able  to  calculate  what  is  probable  and  what  is  not,  and 
by  this  means  to  make  expectations  and  inductive  gen- 
eralisations that  are  more  than  "leaps  in  the  dark." 
All  this  is  perhaps  implied,  although  not  expressed, 
in  the  account  given  in  the  fourth  book  of  the  relative 
spheres  of  intellectual  certainty,  and  faith  in  proba- 
bilities. Yet  it  is  the  vital  part  of  the  answer  to  the 
question  which  he  proposed  to  his  friends  at  the  mem- 
orable reunion  nearly  twenty  years  before  the  '  Essay ' 
appeared.  The  subject  is  approached  in  the  chapter 
which  treats  of  the  "  extent "  of  human  knowledge ; 1  in 
the  many  passages  throughout  the  '  Essay '  which  treat 
of  the  relation  of  the  secondary  to  the  primary  qualities 
of  the  things  of  sense ; 2  and  also  in  other  passages  which 
maintain  the  impossibility  of  absolute  certainty  in  any 
"general  propositions  regarding  matters  of  fact  which 
man  can  make."3  Here  are  some  examples  of  sentences 
in  which  it  is  referred  to  : — 

1  Book  IV. ,  chap.  iii. 

2  Book  III.,  chap.  viii. ;  Book  IV.,  chap.  iii.  ss.  10-17,  &c. 

3  Book  IV.,  chaps,  vi.-viii. 


196  Locke. 

"  As  to  actual  relations  of  agreement  or  disagreement  of 
our  ideas  in  their  coexistences  [i.e.,  as  to  our  certainties  about 
the  qualities  of  individual  substances],  in  this  our  knowledge 
proper  absolute  certainty  is  very  short ;  though  in  this  con- 
sists the  greatest  and  most  important  part  of  what  is  to  be 
known  concerning  substances.  For,  our  ideas  of  the  species 
of  substances  being,  as  I  have  showed,  nothing  but  certain 
collections  of  simple  ideas,  united  in  one  subject,  and  so  co- 
existing together  [i.e.,  nothing  but  collections  of  qualities 
which  we  refer  to  individual  things  according  to  their  kinds] 
—e.g.,  our  idea  of  gold  that  of  a  body  heavy,  yellow,  malle- 
able, and  fusible, — these,  or  such  complex  ideas  as  these,  does 
the  general  name  of  the  substance  gold  stand  for.  Now,  when 
we  would  know  anything  further  concerning  this  or  any 
other  sort  of  substance,  what  do  we  then  inquire  but  what 
other  qualities  or  powers  such  substances  have  or  have  not  1 
which  is  nothing  other  but  to  know  what  other  simple  ideas 
[i.e.,  unanalysable  qualities]  do  or  do  not  coexist  in  nature 
with  those  that  make  up  this  complex  idea  [bundle  of 
qualities]  of  gold.  And  this,  however  weighty  and  con- 
siderable a  part  soever  of  human  science,  is  yet  very  narrow 
and  scarce  any  at  all  [i.e.,  except  in  the  form  of  more  or  less 
probable  presumptions].  The  reason  whereof  is,  that  the 
simple  ideas  whereof  our  complex  ideas  of  substances  are 
made  [i.e.,  the  qualities  which  we  refer  to  them,  in  the  con- 
notation of  the  terms  by  which  they  are  denoted]  are  for 
the  most  part  [i.e.,  in  the  case  of  all  their  qualities  that  are 
not  primary]  such  as  carry  with  them  in  their  own  nature 
no  visible  necessary  connection  with  other  simple  ideas 
[qualities  or  powers]  whose  coexistence  with  them  we  would 
inform  ourselves  about." 

In  language  that  is  now  familiar  to  the  philosophical 
reader,  this  means,  that  our  synthetic  judgments  about 
all  things  in  nature  which  are  not  at  the  moment  present 
in  sense  are  destitute  of  the  element  of  a  priority  or 
necessity  in  reason.     For  Locke  is  saying  in  passages 


Nature  uninterpretable  a  priori.  197 

like  this,  that  human  beings  can  find  no  necessary  con- 
nection articulating  their  sense-ideas,  or  the  intelligible 
qualities  that  are  presented  to  them,  through  which  they 
might  demonstrate,  merely  from  the  present  sense-given 
qualities  of  a  thing,  either  its  future  appearances,  or 
what  all  or  any  of  its  other  qualities  must  be.  In  all 
such  cases,  on  account  of  the  inevitable  absence  of  the 
intellectual  perception  in  which  certainty  or  true  science 
consists,  one  can  only  presume ;  and  as  "  presumptions 
of  probability"  are  not  certainties  of  reason,  man  can 
never  construct  strict  science  of  nature. 

"  How  far  soever  human  industry  may  advance  useful  and 
experimental  philosophy  in  physical  things,  scientifical  will 
still  be  out  of  our  reach.  There  can  be  no  science  of  bodies, 
because  we  want  perfect  and  adequate  ideas  of  those  very 
bodies  which  are  nearest  to  us  and  most  under  our  com- 
mand. Distinct  ideas  perhaps  we  may  have  ;  but  adequate 
ideas  I  suspect  we  have  not  of  any  one  amongst  them.  And 
though  the  former  of  these  will  serve  us  for  common  use 
and  discourse,  yet  while  we  want  the  latter  we  are  not  cap- 
able of  scientifical  knowledge  ;  nor  shall  ever  be  able  to 
discover  general  unquestionable  truths  concerning  them. 
Certainty  and  demonstration  are  things  we  must  not  in  these 
matters  pretend  to." 

All  intellectual  intercourse  with  the  changing  world  of 
things  and  persons  to  which  we  are  introduced  through 
the  channel  of  immediate  sense-perception,  can  thus 
only  be  tentative,  and  more  or  less  hypothetical,  accord- 
ing to  this  philosophy.  For  men  have  neither  imme- 
diate nor  mediate  intuitions  of  necessary  connections 
among  the  few  phenomena  which  come  within  the 
range  of  their  sense  -  perceptions.  Hence  they  can 
neither  interpret  nature  a  priori,  nor  see  an  absolute 


198  Locke. 

necessity  for  phenomena  meaning  what  they  are  believed 
to  mean  in  a  posteriori  interpretations  of  them.  Instead 
of  being  able  to  see  with  the  certainty  of  demonstration 
what  the  unperceived  qualities  or  powers  of  sensible  sub- 
stances are,  through  a  sense-perception  of  their  present 
appearances,  man  can  only  in  each  case  balance  objec- 
tions and  probabilities,  under  the  general  presumption 
— as  Locke  would  perhaps  in  his  own  way  allow,  though 
he  would  not  so  express  it — of  the  immanence,  through- 
out experience  and  its  changes,  of  law,  order,  reason,  or 
divine  direction ; — all  which  forbids  us  to  suppose  that 
our  inductive  expectations  as  to  events  in  external  nature 
and  in  human  history  turn  ultimately  on  blind  chance, 
or  that  reason  in  us  may  in  the  end  be  put  to  confusion 
by  the  essential  irrationality  of  experience. 

Accordingly,  if  we  adopt  Locke's  language,  we  must 
say  that  it  is  only  probable  that  "  all  men  will  die," 
or  that  "the  sun  will  rise  to-morrow";  for  we  cannot 
demonstrate  the  absolute  necessity  in  reason  of  either 
of  these  events,  and  so  our  "  assent "  involves  an  im- 
perfectly intellectual  '*  presumption."  Scientific  "  veri- 
fications "  themselves  would  thus  present  only  probable 
proof;  even  in  the  ideal  cases  in  which  the  assurance 
that  a  special  law  of  nature  has  been  ascertained  is  as 
firm  as  the  assurance  we  have  that  there  is  order  or 
reason  in  nature  at  all — if  "verification,"  in  any  in- 
stance, rises  to  such  assurance.  No  physical  verifica- 
tion, Locke  is  bound  to  say,  can  exclude  the  abstract 
possibility  of  another  solution.  This  language  varies 
from  the  ordinary  use  of  the  word  "probable."1    It  also 

1  Hume  notes  this.     "Mr  Locke,"  he  says,    "divides  all  argu- 
ments into  demonstrative  and  probable.     In  this  view  we  must  say 


Qualities  or  powers  of  Things.  199 

suggests  some  of  the  deepest  questions  in  philosophy, 
which  Locke  himself  hardly  brings  up  into  view. 

That  the  physical  and  natural  sciences,  along  with  all 
our  judgments  about  absent  facts .  in  this  ever-changing 
universe  of  things  or  persons,  consist  only  of  proba- 
bilities— although  probabilities  many  of  which  exclude 
reasonable  doubt  —  is  a  prominent  lesson  in  Locke's 
philosophy.  He  is  fond  of  illustrating  it  in  connec- 
tion with  the  "  secondary  qualities  and  powers "  of 
bodies.  The  subject  is  introduced  in  the  eighth  chap- 
ter of  the  second  book,  although  it  is  hardly  relevant  in 
a  logical  analysis  of  our  ideas.  But  the  "simple  ideas 
of  sense,"  treated  of  in  that  part  of  the  '  Essay,'  Locke 
identifies  with  the  "  qualities  and  powers "  of  bodies ; 
they  are  the  intelligible  phenomena  in  which  an  exist- 
ence external  to  each  man  manifests  itself  to  his  senses. 
These  "  qualities  and  powers,"  he  finds,  are  of  two  sorts. 
A  few,  inseparable  from  our  complex  idea  of  material 
substance,  are  referred  by  us  to  the  material  substances 
themselves, — the  existence  of  which  he  assumes.  These 
are  practically  identical  in  our  perceptions  or  ideas  with 
what  they  are  in  the  real  substance — whatever  "  reality  " 
may  here  mean,  for  this  idea,  as  already  remarked,  he 
does  not  analyse.  On  the  other  hand,  most,  and  those 
the  most  interesting,  of  the  qualities  and  powers  which 
enter  into  our  complex  ideas  of  sensible  things,  may, 
he  finds,  be  changed  without  loss  of  material  substance. 
They  are  not  (as  ideas  or  intelligible  phenomena)  attrib- 

that  it  is  only  probable  all  men  must  die.  But  to  conform  our 
language  more  to  common  use,  we  ought  to  divide  arguments  into 
demonstrations,  proofs,  and  probabilities ;  by  proofs  meaning  sucb 
arguments  from  experience  as  leave  no  room  for  doubt  or  opposi- 
tion."— 'Inquiry,'  sect,  vi.,  Of  Probability. 


9  ^ 

200  Locke. 

uted  to  the  material  substance  itself,  but  are  found  on 
consideration  to  be  subjective  or  individual  sensations  of 
the  persons  who  are  conscious  of  them.  Things  around 
us  must  be  solid,  external,  and  movable, — it  is  essential  to 
our  complex  ideas  of  matter  that  they  should  be  so.  They 
may  or  may  not  be  hot,  or  sweet  to  taste,  or  odorous,  or 
melodious,  in  any  of  the  innumerable  varieties  of  these 
and  like  qualities.  This  second  class  of  "qualities" 
depends  upon  a  person's  sense-consciousness  of  them  in 
a  way  that  the  first  does  not.  When  we  have  an  idea 
of  heat,  for  instance,  it  is  as  of  a  feeling  in  us ;  or  if 
regarded  as  independent  of  us,  we  image  it  to  ourselves 
as  an  unknown  modification  of  motion — which  is  one 
of  the  necessary  qualities  —  although  motion  has  no 
apparent  necessary  connection  with  the  feeling  of  heat. 
Locke  calls  the  former  class  primary,  original,  or  essen- 
tial qualities  of  matter ;  the  others,  in  their  boundless 
variety,  its  secondary  derived  or  relative  qualities.  The. 
primary,  which  involve  mathematical  relations,  and  are 
therefore  quantities  rather  than  qualities,  are,  he  reports, 
inseparable  from  matter,  as  matter;  and  they  are  in 
nature  as  they  appear  in  our  perceptions,  being  at  once 
ideas  and  qualities.  The  secondary,  in  our  sense-experi- 
ence of  them,  are  only  sensations  ;  they  are  "  qualities  " 
in  material  things  only  through  the  divinely  estab- 
lished connection,  or  constant  law,  in  respect  of  which 
their  quantified  atoms  occasion  in  us  those  sensations 
which  give  positive  meanings  to  the  terms  expressive  of 
secondary  or  relative  qualities  in  matter.  If  there  were 
no  sentient  beings  all  secondary  qualities  would  cease 
to  exist,  except,  perhaps,  in  the  form  of  their  primary 
correlatives.     For,  as  Locke  suggests,  the  sensations  in 


Qualities  and  Quantities.  201' 

us  which  give  idea  or  meaning  to  all  secondary  qualities, 
may  perhaps,  under  the  laws  of  nature,  all  depend  on 
correlative  sorts  of  size,  shape,  and  motion  of  the  pri- 
mary atoms  of  the  bodies  to  which  they  are  referred. 
It  is  highly  probable  that  heat,  for  instance,  depends 
on  atomic  motion.  But  if  this  hypothesis  regarding  the 
secondary  qualities  and  powers  of  sensible  things  is  re- 
jected, they  must  depend,  Locke  argues,  on  "  something 
still  more  obscure."  On  the  other  hand,  "  solidity,  ex- 
tension, figure,  and  motion,"  in  contrast  to  the  secondary 
qualities  and  powers,  are  simple  ideas  or  qualities  of  sense, 
which  would  be  really  as  they  are  whether  there  were  any 
sensible  being  to  perceive  them  or  not." 

The  outcome  of  Locke's  hypothesis  about  the  "  quali- 
ties and  powers"  of  material  substances, — with  which 
alone  the  physical  and  natural  "  sciences "  are  con- 
cerned,— would  be,  that,  in  themselves,  they  are  prob- 
ably capable  of  being  described  and  reasoned  about 
in  terms  of  mathematical  quantity  instead  of  in  terms 
of  subjective  sensation.  Its  tendency  is,  to  insinuate 
such  a  correlation  between  (a)  the  sensations,  which  give 
idea  or  meaning  to  all  terms  expressive  of  secondary 
qualities  and  powers  of  bodies,  and  (b)  the  corresponding 
modifications  of  their  primary  atoms,  as  that  the  goal 
of  all  scientific  research  into  nature  would  be — dis- 
covery of  what  the  special  modifications  of  the  primary 
or  mathematical  qualities  of  individual  things  are,  on 
which  their  secondary  qualities  and  powers  depend. 

The  true  scientific  idea  or  law  of  any  external  thing 
would  then  be  found  in  a  knowledge  of  the  mathe- 
matical relations  of  the  atoms  of  which  it  consists ;  in 
which  knowledge  we  should  find,  deductively  by  im- 


202  Locke. 

plication,  the  sensations  of  colour,  resistance,  sound, 
taste,  smell,  heat,  &c,  to  which  such  atoms,  so  correlated, 
must  give  rise  in  us ;  and  also  the  changes  which  they 
must  occasion,  by  communication  of  motion,  in  the  atoms 
of  which  the  bodies  around  them  consist, — followed,  of 
course,  by  those  surrounding  bodies  "  operating "  on 
sentient  beings  differently  from  what  they  did  before 
their  atoms  were  so  affected.  In  this  way,  in  a  know- 
ledge of  the  primary  or  mathematical  qualities  of  any- 
thing, we  should  have  the  key  to  all  its  qualities  and 
powers;  and  in  order  to  explain  scientifically  the  be- 
haviour of  all  bodies  in  the  material  world,  we  should 
only  need  to  know  what  their  respective  atomic  con- 
stitutions are.  Science  of  nature  so  developed  would 
become  throughout  applied  mathematics.  It  would  all 
be  capable  of  being  evolved  by  us  in  necessary  demon- 
strations ;  provided  only  that  we  could  get  possession 
of  the  needful  data,  in  a  perfect  knowledge  of  the 
mathematical  relations  involved  in  the  atomic  consti- 
tution of  each  species  of  things. 

Locke  suggests  something  like  this  in  his  own  cautious 
way.  He  thinks  it  possible,  even  probable,  that  all  the 
"  powers  "  of  bodies  may  be  conditioned  by,  and  ex- 
pressible in,  terms  of  those  motions  of  their  constituent 
atoms  which  are  always  going  on  in  the  extended  uni- 
verse ;  or,  if  not  dependent  on  this,  changes  in  nature 
must,  he  repeats,  arise  under  some  other  condition  or 
law  "  yet  more  remote  from  our  comprehension,"  and 
of  which  the  data  of  our  experience  do  not  furnish  us 
with  any  idea.  So  that  the  supposed  correlation  is  only 
an  hypothesis ;  seeing  that  the  secondary  qualities  and 
powers  of  bodies,  for  all  that  we  certainly  know,  may 


"  Science  of  nature  impossible."  203 

be  independent  of  their  primary  qualities,  and  may  de- 
pend on  "  something  even  more  remote  from  our  reach  " 
than  would  be  a  knowledge,  in  principle  and  in  details, 
of  his  hypothetical  correlation.  But  it  is  only  an  hypo- 
thesis ;  and  even  if  in  those  correlations  are  really  con- 
tained the  secrets  of  which  physical  science  is  in  quest, 
they  must  still  remain  secrets  to  man.  For  our  feeble 
senses,  as  he  argues,  could  not  put  us  in  possession  of 
the  required  data ;  or  if  they  did,  we  could  not  work  out 
the  infinitely  complex  conclusions.  Physical  or  natural 
science  is  therefore  unattainable  by  a  human  under- 
standing i — when  "  science  "  means,  as  Locke  means  by 
it,  only  what  is  rationally  intuited  and  what  is  demon- 
strable, and  when  it  refuses  to  admit  among  its  propo- 
sitions any  presumptions  of  probability.  This  favourite 
argument  Locke  seems  to  value  for  its  moderating  in- 
fluence upon  the  pride  of  human  understanding.  Take 
the  following  passages  in  illustration  : — 

"  The  reason  whereof  is,  that  the  simple  ideas  or  qualities 
whereof  our  complex  ideas  of  [material]  substances  are  made 
up,  are,  for  the  most  part,  such  as  carry  with  them  no  neces- 
sary connection  with  any  other  simple  ideas  [qualities]  whose 
coexistence  with  them  [in  the  same  substance]  we  would 
inform  ourselves  about.  The  ideas  that  our  complex  ones 
of  substances  are  made  up  of,  and  about  which  our  know- 
ledge concerning  substances  is  most  employed,  are  those 
of  the  secondary  qualities  ;  which,  depending  all,  as  has 
been  shown,  upon  the  primary  qualities  of  their  minute 
and  insensible  parts,  or,  if  not  upon  them,  upon  something 
yet  more  remote  from  our  comprehension,  it  is  impossible 
we  should  know  which  of  them  have  a  necessary  union  or 
inconsistency  with  the  other.  For,  not  knowing  the  root 
they  spring  from ;  not  knowing  what  size,  figure,  and  texture 
of  points  they  are,  on  which  depend  and  from  which  result 


204  Locke. 

those  qualities  which  make  our  complex  idea  of  ' gold,'  it  is 
impossible  we  should  know  what  other  qualities  result  from 
or  are  incompatible  with  the  same,  and  so  consequently  must 
always  coexist  with  that  complex  idea  we  [already]  have  of 
it,  or  else  are  inconsistent  with  it.  Besides  this  ignorance 
of  the  primary  qualities  of  the  insensible  parts  [atoms]  of 
bodies,  on  which  as  on  no  other  depend  all  these  secondary 
qualities,  there  is  yet  another  and  more  inconceivable  part 
of  ignorance  which  sets  us  more  remote  from  a  certain 
knowledge  [as  distinguished  from  sufficiently  probable  pre- 
sumption] of  the  coexistence  or  incoexistence,  if  I  may  so 
say,  of  different  ideas  [qualities  or  perceived  phenomena] 
in  the  same  subject, — and  that  is,  that  there  is  no  [by  us] 
discoverable  connection  between  any  secondary  quality  and 
those  primary  qualities  it  depends  on.  That  the  size, 
figure,  and  motion  of  one  body  should  cause  a  change  in 
the  size,  figure,  and  motion  of  another  body,  is  not  beyond 
our  conception.  These  and  the  like  seem  to  have  some 
connection  with  each  other.  And  if  we  knew  these  quali- 
ties of  bodies,  we  might  have  reason  to  hope  we  might 
be  able  to  know  a  great  deal  more  of  these  operations  of 
them  one  with  another.  But  our  minds  not  being  able  to 
discover  any  connection  between  the  primary  qualities  of 
bodies,  and  the  sensations  that  are  produced  in  us  by  them 
[i.e.,  their  secondary  qualities],  we  can  never  be  able  to 
establish  certain  and  undoubted  rules  [laws  of  nature]  of 
the  consequences.  We  are  so  far  from  knowing  what  partic- 
ular figure,  size,  or  motion  of  parts,  produce  a  yellow  colour, 
a  sweet  taste,  or  a  sharp  sound,  that  we  can  by  no  means 
conceive  how  any  size,  figure,  or  motion  of  any  particles  can 
possibly  produce  in  us  the  idea  of  any  colour,  taste,  or  sound 
whatsoever  ;  there  is  no  conceivable  connection  between  the 
one  and  the  other.  In  vain,  therefore,  shall  we  endeavour 
to  discover  by  our  ideas  [i.e.,  by  the  data  of  actual  sense] 
what  other  ideas  [qualities]  are  to  be  found  constantly  con- 
joined with  those  contained  in  our  present  complex  idea  of 
any  substance  ;  since  we  neither  know  the  real  constitution 
of  the  minute  parts  on  which  their  qualities  do  depend,  nor, 


Contingency  of  synthetic  judgments.  205 

did  we  know  them,  could  we  discover  any  necessary  con- 
nection between  them  and  any  of  the  secondary  qualities." 

Our  knowledge,  in  short,  in  all  these  inquiries,  reaches 
very  little  further  than  the  fluctuating  data  of  our 
experience.  A  few  of  the  primary  qualities  have  a 
necessary  and  visible  connection  with  one  another ; — for 
figure  necessarily  supposes  extension ;  receiving  or  com- 
municating motion  by  impulse  necessarily  supposes 
solidity.  But  we  can  thus  discover  the  necessary  coex- 
istence of  very  few  of  the  absent  qualities  that  are 
united  in  substances ;  we  are  on  the  whole  left  only  to 
the  present  and  remembered  experience  of  actual  sense 
for  our  certainties  about  things. 

"  Thus,  though  we  see  the  yellow  colour,  and  upon  trial 
find  the  weight,  malleableness,  fusibility,  and  fixedness  that 
are  united  in  a  piece  of  gold  ;  yet,  because  no  one  of  these 
ideas  has  any  evident  dependence  or  necessary  connection 
with  the  other,  we  cannot  certainly  know  that  where  any 
four  of  these  are,  the  fifth  will  be  also — how  highly  probable 
soever  it  may  be,  because  the  highest  probability  amounts 
not  to  certainty,  without  which  there  can  be  no  true  know- 
ledge. For  this  coexistence  can  be  known  no  further  than  it 
is  perceived  ;  and  it  could  be  perceived  only  in  particular 
subjects,  by  the  observation  of  sense  ;  or,  in  general,  by  the 
necessary  connection  of  the  ideas  (qualities)  themselves." 

As  connections  of  phenomena  in  nature  can  never  be 
seen  by  the  eye  of  man's  reason  to  be  necessary,  and 
therefore  universal,  Locke  concludes  that  all  judgments 
about  them  can  only  be  presumptions  of  probability ;  and 
therefore  absolute  certainty  regarding  natural  coexist- 
ences (and  by  analogy  of  reasoning,  natural  successions) 
must  be  confined  to  the  instances  now  and  here  present 
to  the  senses,  and  can  never  enter  into,  or  constitute, 


206  Locke. 

universal  propositions.  It  follows  that  a  scientific  in- 
quirer can  never  have  more  than  probable  assurance  that 
he  has  discovered  a  law  of  nature ;  or  that  any  law, 
ascertained  by  induction,  may  not  be  suspended  by  the 
interposition  of  a  higher  law ;  or  even  by  some  unex- 
pected originating  cause, — in  a  system  of  things  like 
that  of  nature,  in  which  physical  law  is  subordinate  to 
a  yet  higher  order.  Pure  mathematical  judgments  of 
universality,  Locke  would  grant,  have  absolute  cer- 
tainty ;  and  so  too  would  also  say  of  our  mathematical 
judgments  when  applied  to  things  of  sense,  —  if  the 
things  as  perceived  by  sense  corresponded  to  the  mathe- 
matical conceptions.  But  then  we  know  too  inexactly 
and  too  little  of  the  contents  of  space  and  time,  and 
of  the  forces  at  work  among  them,  to  be  ever  absolutely 
certain  that  this  correspondence  exists;  so  as  to  be 
justified  in  carrying  our  certainty  beyond  the  present 
data,  into  universal  propositions  about  the  qualities  and 
laws  of  the  things  which  our  senses  perceive.  "It  is 
(certainly)  true  of  a  triangle,  that  its  three  angles  are 
equal  to  two  right  ones,  wherever  the  triangle  really 
exists.  But  whatever  other  figure  really  exists  that  is 
not  exactly  answerable  to  that  idea  of  a  triangle,  is  not 
at  all  concerned  in  that  proposition  "  (iv.  4,  6). 

Mixed  mathematics  can  thus  be  only  hypothetically 
certain.  The  abstract  truths  of  pure  mathematical  cer- 
tainty that  may  be  latent  in  nature,  are  not  in  it  as  it 
is  sensibly  revealed  to  us,  and  so  we  cannot  identify  in 
our  reasonings  the  concrete  and  imperfect  "  triangles " 
that  we  actually  see  and  touch  with  the  abstract  or 
perfect  triangle  of  pure  mathematics.  By  analogy,  too, 
Locke  might  so  argue  as  to  the  abstract  causal  relation, 


A  universal  chaos.  207 

and  its  application  to  the  imperfectly  known  concrete 
causes  or  powers  on  which  changes  in  nature  ultimately 
depend.  In  contrast  with  this  he  finds  that  abstract 
moral  truths  are  intuitively  necessary.  "We  cannot  con- 
ceive a  lie  or  an  unjust  act  to  be  virtuous,  but  we  can 
conceive  the  actual  laws  of  nature  to  be  different  from 
what  our  inductions  make  them  out  to  be.  Fire  may 
cease  to  burn,  but  cruelty  cannot  cease  to  be  criminal. 
Locke  does  not  ask  whether  a  chaotic  universe  (emptied 
of  physical  law  and  order)  would  not  be  as  irrational 
and  impossible  as  a  universe  in  which  moral  and  mathe- 
matical truths  were  reversed,  on  the  ground  in  both  cases 
that  it  would  be  a  universe  emptied  of  God. 

Locke  does  not  go  much  further  than  this  into  the 
philosophy  of  probability,  and  the  (partly  blind)  pre- 
sumption on  which  he  makes  it  rest.  His  implied 
philosophy  of  natural  science  and  induction  may  be 
gathered  from  what  has  been  already  said.  It  brings  us 
to  the  margin  only  of  the  metaphysics  of  mathematics 
and  physics.  The  nature  and  origin  of  the  order  latent 
in  the  original  constitution  and  progressive  evolution 
of  physical  phenomena,  is  a  question  which  lies  out- 
side his  inquiries ;  along  with  the  still  more  general 
question  why  human  understanding  necessarily  presup- 
poses order  or  reason,  as  existing  in  the  heart  of  the 
things  and  events  which  it  investigates.  Natural  science 
does  not  entertain  those  purely  philosophical  questions. 
It  does  not  seek  to  determine  what  is  meant  by  "an 
agent "  in  the  material  world,  nor  whether  in  truth  any 
so-called  "  law  "  in  nature — be  it  gravitation  or  evolution 
by  natural  selection  or  any  other — can  truly  be  said  to 


208  Locke. 

explain  anything  at  all — philosophically.  It  leaves  un- 
touched the  question  of  the  cause  of  physical  causality, 
— the  reason  why  the  universe  "  is  assumed  to  be  a 
cosmos  and  not  a  chaos."  Mere  natural  science  is  ready 
dogmatically  to  supersede  all  such  questions,  by  the 
assumption  that  "  forces "  in  nature  are  independent, 
self  -  existent,  and  necessary  causes ;  not  merely  con- 
tingent, because  dependent,  modes  of  action  of  infinite, 
ever-active  Reason  or  Will,  that  is  at  once  immanent  in 
nature  and  supernatural.  When  we  remember  the  ques- 
tion which  gave  rise  to  the  '  Essay,'  we  perhaps  expect 
more  than  Locke  has  told  us  about  the  rationale  of  the 
probable  presumptions  by  which  our  limited  "certain 
knowledge  "  is  supplemented,  and  by  which  human  life 
has  to  be  guided.  The  critic  of  the  '  Essay '  is  ready  to 
ask,  how  we  are  justified  in  reason,  when  we  pass  as  we 
daily  do  beyond  the  narrow  bounds  of  sense-perception 
of  the  qualities  of  things  present,  and  possess  ourselves, 
in  merely  probable  "presumptions,"  of  so  much  of  the 
universe  as  we  seem  to  conquer  of  the  unperceived  past, 
distant,  and  future.  Locke  contributes  less  perhaps  than 
we  might  have  anticipated  to  the  philosophy  either  of 
induction  or  of  faith. 

The  remaining  chapters  of  the  fourth  book 1  contain 
judicious  advice  for  human  beings,  whose  lives  thus  turn 
upon  probabilities  or  presumptions,  as  to  the  best  means 
for  avoiding  those  risks  of  error  to  which  the  narrow 
boundary  of  their  certain  knowledge  makes  them  liable, 
— for  human  errors  arise  mainly  within  the  sphere  of 
probability,  and  hardly  ever  occur,  except  by  defect  of 
1  Chaps,  xiv.-xxi. 


A  theory  of  Probability.  209 

memory  or  confusion  of  thought,  within  the  limits  of 
absolute  certainty  or  knowledge.  Locke  rejects  the  syl- 
logism as  an  organ  of  discovery ;  but  without  adverting  to 
its  proper  function,  as  a  formula  for  guaranteeing  the  self- 
consistency  of  reasonings.  Another  question,  one  which 
touches  the  root  of  academical  scepticism,  is  not  raised 
by  him.  Could  there  be  even  probability,  if  nothing 
that  is  absolutely  certain  can  enter  into  our  mental 
experience1?  He  registers  a  few  absolute  certainties  in 
classes,  without  showing  their  philosophical  rationale, 
or  their  mutual  relations,  and  then  contrasts  with  this 
the  immense  extent  of  probabilities  in  their  different 
degrees.  But  he  does  not  show  any  connection  between 
the  two,  nor  consider  whether  there  could  be  an  aggre- 
gate of  probabilities  that  rested  at  last  on  a  mere  prob- 
ability nor  inquire  whether  so  resting  it  could  truly  be 
said  to  "  rest "  at  all.  Hume's  '  Sceptical  Solution  of 
Sceptical  Doubts '  carried  modern  philosophy  afterwards 
into  these  questions, — by  his  attempt  to  resolve  Locke's 
few  concrete  certainties  themselves  into  illusions,  thus 
making  every  judgment  about  reality  only  probable,  and 
attaching  a  "perhaps"  to  every  proposition  that  can  be 
formed  by  man, — including  the  proposition  itself  that 
all  so-called  knowledge  is  (perhaps)  only  probable. 

This  defect  in  the  'Essay'  was  not  long  unnoticed. 
Bishop  Butler,  in  the  Introduction  to  his  '  Analogy,' — in 
explaining  that  it  was  not  within  his  design  "  to  inquire 
into  the  nature,  the  foundation,  and  the  measure  of  prob- 
ability ;  or  whence  it  proceeds  that  likeness  should  beget 
that  presumptive  opinion  and  full  conviction  which  the 
human  mind  is  formed  to  receive  from  it,  and  which  it 

p. — xv.  o 


210  Locke. 

does  naturally  produce  in  every  one," — adds,  that  "  this  is 
a  part  of  logic  which  has  not  yet  been  thoroughly  con- 
sidered," and  that  "  little  in  this  way  has  been  attempted 
by  those  who  have  treated  of  our  intellectual  powers 
and  the  exercise  of  them.  Probable  evidence  in  its 
nature  affords,"  he  goes  on  to  say,  "  but  an  imperfect 
kind  of  information,  and  is  to  be  considered  as  relative 
only  to  beings  of  limited  capacities.  For  nothing  which 
is  the  possible  object  of  knowledge,  whether  past,  pre- 
sent, or  future,  can  be  probable  to  Infinite  Intelligence, 
since  it  cannot  but  be  discovered  absolutely  as  it  is  in 
itself,  certainly  true  or  certainly  false.  But  to  us,  pro- 
bability is  the  very  guide  of  life.  And  a  man  is  as 
really  bound  in  prudence  to  do  what,  upon  the  whole, 
appears  according  to  the  best  of  his  judgment  to  be  for 
his  happiness,  as  what  he  certainly  knows  to  be  so." 
Hume,  with  a  still  humbler  theory  as  to  the  extent  of 
human  knowledge  than  that  advocated  by  Locke,  or  by 
Butler  after  Locke,  proposed,  as  we  saw,  for  a  subject 
worthy  of  curiosity, — indeed,  as  the  theme  of  his  '  In- 
quiry into  Human  Understanding,'  —  to  investigate 
"  what  is  the  nature  of  that  evidence  which  assures  us 
of  any  real  existence  or  matter  of  fact  beyond  the  present 
testimony  of  our  senses,  and  the  testimony  of  memory  to 
what  has  been  present  to  our  senses  or  in  our  experi- 
ence." The  issue  of  Hume's  investigation  is,  that  blind 
inexplicable  custom,  determined  by  the  associative  tend- 
ency at  work  in  each  man,  is  a  sufficient  practical  ex- 
planation of  the  formation  of  physical  experience  and 
science,  and  the  only  guarantee  we  have  of  their  proba- 
bility ; — and  that  beyond  this  there  can  be  neither  cer- 
tainties nor  probabilities.     All  that  lies  beyond  the  data 


Mental  Association  and  Evolution.  211 

of  present  sense  and  memory  becomes  belief  by  custom 
and  habit  through  association,  of  which  blind  and 
mechanical  process,  as  ultimate  for  us,  we  can  find  no 
explanation.  It  was  thus  that  Hume  "solved"  the 
"  sceptical  doubts "  that  had  been  expressed  in  his 
'Treatise  of  Human  Nature.'  The  "sceptical"  solu- 
tion,— association  generated  by  custom,  extended,  since 
Hume's  days,  through  law  of  heredity,  from  the  indi- 
vidual to  the  race  and  its  physical  surroundings — is  now 
accepted,  by  many  to  whom  a  scientific  understanding  of 
life  and  the  universe  seems  adequate  and  final,  not  merely 
as  the  scientific  but  even  as  the  ultimate  explanation  of 
moral  and  spiritual  experience. 

Locke  himself  has  been  classed  with  the  "English 
association  philosophers."  Yet  the  first  edition  of  the 
*  Essay '  contained  no  express  reference  to  mental  asso- 
ciation or  its  consequences,  in  vogue  with  Hobbes,  and 
in  the  following  century  with  Hume  and  Hartley.  The 
short  chapter  on  "  Association  of  Ideas,"  now  included 
in  the  second  book,  was  introduced  (in  the  fourth  edi- 
tion) not  to  explain  philosophically  the  practical  cer- 
tainties of  probability,  which  play  so  large  a  part  in 
Locke's  philosophy,  far  less  to  explain  the  few  absolute 
certainties  which  he  recognised, — but  for  the  opposite 
purpose  of  warning  against  the  blind  tendency  mechan- 
ically to  connect  ideas,  on  the  ground  that  it  is  the 
potent  manufacturer  of  prejudices  and  errors  which  he 
had  assailed  under  the  name  of  "  innate  principles." 
As  Dr  Fowler  remarks,  in  his  admirable  account  of 
Locke,  the  '  Essay '  offers  "  no  natural  explanation  of  the 
various  mental  tendencies  and  aptitudes  which  it  de- 


212  Locke. 

scribes,  or  of  the  extraordinary  facility  of  acquiring 
simple  and  forming  complex  ideas,  so  far  as  the  indi- 
vidual is  concerned."  The  principle  of  Heredity,  and 
the  law  of  Evolution,  which  now  play  so  large  a  part  in 
the  merely  physical  explanations  of  human  nature  and 
the  universe,  were  of  course  not  then  anticipated.  The 
essence  of  the  'Essay'  is  that  human  knowledge  and 
opinion  are  not  innate  in  each  man,  but  a  growth. 
Yet  there  is  no  attempt  at  scientific  explanation  of 
the  laws  under  which  they  grow.  At  the  most,  how- 
ever, such  "explanations"  could  only  express  the  em- 
pirical conditions  under  which  the  essential  principles 
of  Universal  Eeason  are  consciously  developed  in  an 
individual  or  in  mankind.  Eeason  is  inexplicable,  or 
at  least  can  only  be  explained  by  itself, — by  unfold- 
ing articulately  its  essential  constitution.  To  ask  for 
a  physical  explanation  would  be  to  ask  for  a  physical 
cause  of  God's  existence. 

The  drift  of  the  '  Essay '  is,  on  the  whole,  against 
abstract  principles,  but  always  in  the  interest  of  phil- 
osophical impartiality,  or  what  Locke  calls  "indiffer- 
ence." He  was  apt  to  regard  presuppositions  of  every 
kind  as  prejudices,  especially  when  expressed  in  the 
form  of  abstract  principles ;  and  he  failed  to  acknow- 
ledge principles  that  are  necessarily  involved  in  our 
mental  operations,  but  which  are  not  consciously  patent, 
at  least  in  their  abstract  form,  in  the  experience  of  most 
men.  He  sometimes  wrote  as  if  he  failed  to  see  that 
without  presuppositions  of  some  sort,  intellectual  and 
moral,  there  could  neither  be  reasoned  scepticism  nor 
reasonable  faith. 


213 


THIRD    PART. 

ADVANCED  LIFE:  CONTROVERSY  AND  CHRISTIANITY 

(1691-1704). 


CHAPTER   I. 

A   RURAL   HOME   IN   ESSEX. 

The  'Epistola  de  Tolerantia,'  the  'Two  Treatises  on 
Government/  and  the  '  Essay  concerning  Human  Under- 
standing '  formed  the  literary  outcome  of  Locke's  cogi- 
tations up  to  his  fifty-seventh  year.  They  express  his 
philosophy  as  it  had  been  formed  by  collision  with  the 
contemporary  adversaries  of  free  thought  and  reasonable- 
ness. They  were  given  to  the  world  in  the  last  two 
years  of  that  interval  of  his  life,  when  he  no  longer  had 
a  home  with  Lord  Shaftesbury,  either  at  Exeter  House 
or  in  Aldersgate,  and  before  he  had  found  one  else- 
where, more  peaceful  if  less  conspicuous.  It  was  then 
that  he  delivered  to  the  world  the  philosophy  that  has 
been  expounded  in  the  foregoing  chapters,  which  had 
been  ripening  in  his  thoughts  in  many  years  of  con- 
siderate observation,  in  England,  Erance,  and  Holland. 


214  Locke. 

He  was  now  almost  sixty.  Two  winters  in  London  had 
aggravated  his  chronic  ailments.  The  course  of  public 
affairs  had  disappointed  his  hopes,  for  the  Eevolution 
Settlement,  especially  its  Toleration  Act,  fell  short  of 
his  political  ideal. 

It  was  then  that  the  home  of  his  old  age,  the  brightest 
of  all  his  successive  homes, — at  Beluton,  Christ  Church, 
Exeter  House,  Aldersgate,  Amsterdam,  and  Botterdam, — 
was  opened  to  receive  him.  It  was  the  secluded  manor- 
house  of  Oates  in  Essex,  the  country  seat  of  Sir  Erancis 
Masham,  one  of  the  members  of  Parliament  for  that 
county.  The  second  Lady  Masham  was  Damaris,  the 
accomplished  daughter  of  Ealph  Cudworth,  the  Anglican 
theological  philosopher  of  the  seventeenth  century.  It 
will  be  remembered  that  Locke  was  intimate  with  the 
family  before  he  went  to  Holland,  and  the  intimacy  was 
maintained  by  correspondence  when  he  was  abroad. 
"When  he  returned  to  London,  in  February  1689, 
Damaris  Cudworth  had  become  the  wife  of  Sir  Francis 
Masham  of  Oates.  Now  and  then,  in  the  course  of  the 
two  years  spent  at  Mrs  Smithsby's  apartments  in  Dorset 
Court,  "by  some  considerably  long  visits  to  Oates,"  as 
Lady  Masham  afterwards  told  Le  Clerc,  "Mr  Locke  made 
trial  of  the  air  of  this  place,  which  is  some  twenty  miles 
from  London,  and  he  thought  that  none  would  be  more 
suitable  for  him.  His  company  could  not  but  be  very 
desirable  for  us,  and  he  had  all  the  assurance  we  could 
give  him  of  being  always  welcome ;  but  to  make  him 
easy  in  living  with  us,  it  was  necessary  he  should  do  so 
on  his  own  terms,  which  Sir  Erancis  at  last  assenting  to, 
he  then  believed  himself  at  home  with  us,  and  resolved, 
if  it  pleased  God,  here  to  end  his  days — as  he  did." 


Oates  in  Essex.  215 

It  was  in  the  early  spring  of  1691  that  the  idyllic 
life  at  Oates  began,  and  that  Locke  in  this  way  found  the 
surroundings  amidst  which  his  later  life  was  passed. 
This  place,  which  must  ever  be  associated  with  his  name, 
was  pleasantly  situated  among  the  leafy  lanes  of  Essex, 
north  of  the  romantic  glades  of  Epping  Forest,  midway 
between  Ongar  and  Harlow,  and  not  far  from  Stanford 
Eivers.  There,  amongst  the  simple  peasantry  of  a  rural 
English  parish,  he  enjoyed  for  almost  fourteen  years  as 
much  domestic  happiness  and  literary  leisure  as  was  con- 
sistent with  broken  health  and  occasional  attention  to 
public  affairs.  From  minute  details  in  his  immense  pub- 
lished and  unpublished  correspondence,  which  abounds 
in  homely  humorous  touches,  and  from  Masham  family 
letters,  one  can  picture  the  philosopher  in  the  daily 
routine  of  this  English  country-house,  when  the  shadows 
of  the  evening  of  life  were  lengthening. 

"When  Locke  went  to  live  at  Oates,  in  February  1691, 
Sir  Francis  and  Lady  Masham  were  both  in  middle  life. 
The  daughter  of  Cudworth  was  the  second  wife  of  Sir 
Francis,  a  devout  churchwoman,  full  of  thoughtful 
piety,  refined  and  accomplished,  known  afterwards  in 
authorship  for  her  'Discourse  concerning  the  Love  of 
God,'  and  '  Thoughts  in  Reference  to  the  Christian 
Life,'  a  correspondent  of  John  Norris,  the  rector  of 
Bemerton,  and  mystical  disciple  of  Plato  and  Male- 
branche.  Their  only  child  Francis  was  four  years  old 
when  Locke  entered  the  family.  A  daughter  of  Sir 
Francis  by  his  first  wife,  Esther  Masham,  then  a  bright 
and  clever  girl  of  sixteen,  was  also  one  of  the  family 
circle.  She  became  Locke's  favourite  companion;  he 
corresponded  with  her  in  his  own  vein   of   sprightly 


21 G  Locke. 

humour  during  occasional  separations,  when  she  was 
visiting  among  her  friends,  or  when  she  was  at  Oates 
during  his  occasional  visits  to  London.  Locke's  ad- 
mirers owe  something  to  Esther  Masham.  I  have 
read  two  unpublished  volumes  of  hers,  containing  copies 
taken  by  her  own  hand  of  nearly  two  hundred  fa- 
miliar letters  from  her  friends,  written  mostly  in  the 
years  when  Locke  lived  at  Oates.1  The  fresh  and 
lively  details  even  of  the  most  commonplace  incidents 
of  the  family  life,  here  pictured  with  pre  -  Raphaelite 
realism,  withdraw  the  curtain  from  the  old  Essex 
manor-house  as  it  was  almost  two  hundred  years  ago, 
and  make  the  family,  with  Locke  as  its  principal 
figure,  live  again  in  fancy.  Besides  the  child  Fran- 
cis and  the  lively  Esther,  Samuel,  the  youngest  son 
of  the  first  marriage — afterwards  Lord  Masham,  and 
husband  of  Abigail,  the  noted  favourite  of  Queen  Anne 
— a  boy  at  school  in  1691 — was  then  and  afterwards 
often  at  Oates  for  his  holidays.  Other  sons  of  Sir 
Francis,  by  the  first  marriage,  most  of  them  in  the 
army  in  Flanders  or  in  Ireland,  make  their  appearance 
in  the  home  circle  now  and  then  on  leave;  or  their 
letters  from  abroad  are  reported  as  being  read  with 
eagerness  by  the  winter  fireside  in  the  oak -panelled 
parlour,  with  its  woollen  tapestry,  Locke  among  the 
listeners.     Once  and  again  there  is  sorrow  in  the  Essex 

1  These  volumes  are  entitled,  '  Letters  from  Eelations  and  Friends 
to  E.  Masham,'  in  two  MS.  volumes  (335  pp.),  with  date  "1722," 
when  they  were  copied  by  her,  as  she  says,  that  she  might  "  reflect 
on  past  experiences,  and  thus  divert  some  melancholy  hours  of  a  soli- 
tary life."  They  are  179  in  number,  English  and  French  (some  of 
her  relations  being  French),  the  earliest  dated  in  1686,  and  the  last 
in  1710. 


The  Masham  Family.  217 

home,  when  the  death  of  a  favourite  son  is  announced 
from  abroad.  A  picturesque  member  of  the  Oates  family 
circle  when  Locke  entered  it  was  the  venerable  Mrs  Cud- 
worth,  Lady  Masham's  mother,  who  came  to  stay  with 
her  daughter  in  1688,  after  the  death  in  that  year  of 
her  learned  husband,  and  who  continued  to  live  at  Oates 
till  her  own  death  in  November  1695.  Country  neigh- 
bours, too,  appear  now  and  then  on  the  scene.  Match- 
ing Hall,  two  miles  from  Oates,  not  far  from  Down 
Hall,  afterwards  the  home  of  the  poet  Prior,  was  in 
those  years  occupied  by  the  mother  of  Sir  Francis.  A 
mile  away  in  an  opposite  direction  from  Matching  was 
Locke's  parish  church  of  High  Laver,  the  church  in 
which  he  was  often  seen ;  and  near  it  the  rectory, 
where  he  often  visited  the  rector,  his  good  friend 
Samuel  Lowe.  Esther  Masham's  letters  and  Locke's 
refer  to  many  goings  to  and  fro  among  these  houses, 
or  to  familiar  intercourse  with  the  farmers  and  the  cot- 
tagers. Locke's  favourite  walks  and  rides  in  the  leafy 
lanes,  or  the  superintendence  and  manual  labour  which 
he  enjoyed  in  the  garden  at  Oates,  are  common  inci- 
dents of  the  after  part  of  the  day,  when  the  work  in  the 
study  was  over.  Riding  was  Locke's  favourite  exercise. 
His  spare,  diminutive  figure  must  have  been  familiar 
to  the  cottagers,  who  were  used  to  see  "  Doctor  Locke," 
the  studious  gentleman  who  lived  with  Sir  Francis,  pass 
on  horseback,  on  the  rough  roads  towards  Harlow  or 
Ongar  or  Epping,  or  on  his  way  to  ask  for  old  Mrs 
Masham  at  Matching,  or  to  the  rectory  at  High  Laver 
to  visit  Mr  Lowe.  Sometimes  the  afternoon's  exercise 
was  in  the  old-fashioned  garden  at  the  manor-house, 
where  on  warm  summer  days  of  the  closing  years  of 


218  Locke. 

that  far-off  seventeenth  century  he  enjoyed  the  shade  of 
the  yew-trees  in  company  with  Esther  Masham  or  her 
mother,  or  basked  in  the  sun  on  the  sheltered  walks. 
This  routine  was  relieved  by  visits  to  town,  or  by  occa- 
sional visits  at  Oates  of  illustrious  friends — Isaac  New- 
ton from  Cambridge,  or  the  Lord  Shaftesbury  of  the 
1  Characteristics,'  who  in  former  days  was  Locke's  pupil, 
or  Lord  and  Lady  Peterborough,  or  William  Molyneux 
the  Dublin  philosopher,  or  Peter  King,  Locke's  cousin, 
afterwards  Lord  Chancellor,  and  in  the  last  months  of 
Locke's  life,  Anthony  Collins,  afterwards  of  free-thinking 
repute,  then  a  young  Essex  squire.  Some  years  after 
Locke  was  settled  at  Oates,  a  young  Frenchman,  Pierre 
Coste,  was  added  to  the  home  circle,  recommended  by 
Le  Clerc  to  be  Frank  Masham's  tutor  and  Locke's 
amanuensis,  who  translated  the  '  Essay '  into  French 
when  he  was  living  there  with  its  author. 

The  old  manor-house  itself,  which  in  those  fourteen 
years  was  the  scene  of  so  much  refined  home  happiness, 
is  not  now  to  be  seen.  The  Masham  family  disappeared 
on  the  death  of  the  last  lord  in  1776,  when  the  lands  of 
Oates  passed  into  other  hands.  Thirty  years  later  the 
manor-house  was  pulled  down  by  the  new  possessor. 
The  spot  where  it  once  stood,  marked  by  some  noble 
lime-trees,  is  now  part  of  a  green  undulating  park,  one 
ruined  outhouse  still  bearing  witness  to  the  past ;  near  it 
a  spacious  pond  and  the  remains  of  the  old-fashioned 
garden  in  which  Locke  meditated,  and  which  he  helped 
to  keep.  I  have  seen  a  picture  of  the  house  and  its  sur- 
roundings, as  it  was  when  Locke  lived  in  it — a  square- 
looking  building,  in  Tudor  style,  invested  with  a  peaceful 
charm,  ornamental  pond  and  open  lawn  in  front,  barns 


Boohs  of  Accounts.  219 

and  trees  on  one  side,  a  sportsman  in  the  foreground,  a 
turret  above  the  entrance-hall,  near  it  the  window  of  the 
room  in  which  he  studied,  that  of  the  room  in  which  he 
slept  adjoining,  and  beneath  both  the  windows  of  the 
snug  parlour  in  which  Esther  Masham,  as  she  tells,  used 
to  read  to  Locke  in  the  winter  evenings  "  after  supper  " 
in  '  Astraea,'  then  a  favourite  romance,  or  in  some  of  the 
books  of  voyages  and  travels  of  which  throughout  his 
life  he  was  so  fond,  where  he  also  charmed  the  family 
circle  by  easy  facetious  conversation. 

Lady  Masham  says  that  Locke  refused  to  live  at 
Oates  except  "  on  his  own  terms."  The  unpublished 
papers  now  possessed  by  Lord  Lovelace  show  what  those 
terms  were.  He  paid  20s.  a-week  as  board  for  himself 
and  his  servant,  and  Is.  a-week  for  grass  for  a  horse,  or 
2s.  when,  as  sometimes  happened,  he  had  two  horses. 
The  wage  of  his  man  was  20s.  a  quarter,  as  appears  from 
payments,  carefully  recorded  in  the  book  of  accounts,  to 
"  James  Dorington,"  and  afterwards  to  "  William  Shaw  " 
who  was  his  servant  when  the  end  came.  Locke's  books 
of  accounts  from  1664  till  his  death,  in  two  folios,  are 
among  the  Lovelace  treasures.  One  may  infer  from 
them  strict  personal  economy,  prudential  habits,  and  a 
methodical  precision  almost  pedantic.  Like  the  few 
erasures  in  his  letters  and  other  manuscripts,  they  be- 
speak a  perfectly  well-regulated  habit  of  mind.  A  few 
gleanings  taken  at  random  from  those  books  help  to 
realise  the  common  manner  of  life  at  Oates  : — 

"  1694. — Feby.  By  six  weeks'  lodging  to  Mrs  R.  Pawling 
during  my  stay  in  London,  36s.  By  a  breast  of  mutton,  Is.  Id. 
By  3^  yds.  grey  cloth,  55s.  By  5  yds.  silk,  for  a  waistcoat, 
at  6s.  6d.  =  32s.  6d.     By  one  pair  worsted  hose,  4s.  4d.    By 


220  Locke. 

4£  coat  buttons,  3s.  4d.  One  dozen  gold  breast  buttons,  9s. 
By  bread,  cheese,  oranges,  and  butter,  2s.  6d.  By  cherrys 
and  strawberrys,  2s.  6d.  By  Bhenish  wine,  one  quart, 
2s.  6d.  By  six  tarts  and  three  cheesecakes,  3s.  9d.  By  two 
papers  of  patches,  bought  in  London  for  my  Lady  Masham, 
Is.  By  a  porter  for  a  basket  for  E.  Masham,  8d.  By 
gooseberry s  and  strawberrys,  8s.  2|d.  By  milk,  5  s.  9d.  By 
ten  weeks'  lodging  in  London,  from  April  23  to  July  3,  ,£3. 
By  three  weeks'  lodging  in  London,  from  September  19  to 
October  9,  18s.  By  two  weeks'  lodging  in  London,  Dec.  7 
to  22,  12s.  By  postages,  from  Feb.  16  till  April  23,  33s. 
By  a  pair  of  worsted  stockings,  4s.  8d.  By  a  box  of  sugar, 
bought  for  Mrs  Cud  worth,  23s.  lOd.  By  a  brasse  locke  for 
my  Lady  Masham,  6s.  6d.  By  Thomas  Baley  for  a  peruke, 
60s.  Oct.  I.  Paid  to  Awnsham  Churchill,  bookseller. — By 
Norris's  '  Letters,'  3s. ;  Burnett's  '  Sermons,'  6d. ;  '  Assembly's 
Confession,'  2s.  3d. ;  Gassendi's  '  Astronomia/  for  my  Lady 
Masham,  4s.  4d. 

"In  1696. — March  25.  By  a  quarter's  salary  as  Com- 
missioner of  Appeals,  £50.  June  24.  Do.,  £50.  Septem- 
ber 29.  Do.,  ,£50.  December  29.  Do.,  £50  [and  so  in  the 
years  following].  By  two  places  taken  in  Bishop  Stortford 
coach  to  London,  5s.  To  cash  paid  Sir  Francis  Masham, 
£14,  lis. 

"  1699. — May  29.  By  sixty-six  weeks'  board  for  me  and  my 
man,  £66. 

"1699. — Jan.  11.  James  Dorington  came  to  serve  me. 
April  11.  By  a  quarter's  wages  to  James  Dorington,  20s. 
May  20.  Sir  Richard  Gripps  for  half-year's  interest  due  to 
me  for  £2000  of  my  money  lent  to  him  on  19th  Nov. 

"  1700. — March  2.  Upon  a  mortgage  in  my  cousin  King's 
hands,  £50.  Received  his  declaration  of  trust.  May  20. 
To  a  year's  interest,  £100.  July  5.  To  money  paid  Mr 
Anthony  Collins  for  mending  the  coach,  £12,  10s." 

Many  pages  might  be  filled  with  entries  like  these. 
One  of  the  last  in  the  book  was  made  by  some  one  on 
the  day  after  Locke's  death  : — 


Library  at  Oates.  221 

"  1 704.— Saturday,  October  28.  By  fifteen  weeks'  board  for 
Mr  Locke  and  bis  man  William  Shaw,  from  July  20  to  the 
time  of  his  death,  ,£15  ;  also  by  fifteen  weeks'  pasture  for 
two  horses,  30s." 

There  is  also  a  "  record  of  money  transactions,"  from 
Saturday,  January  1,  1689,  to  Friday,  June  30,  1704, — 
about  sixteen  pages  given  to  each  year.  The  careful 
preservation  of  the  most  trifling  accounts  is  character- 
istic,— the  bills  sent  in  weekly  by  the  laundress,  for 
example,  of  which  this  is  one,  more  or  less  like  all  the 
others : — 

"1697.— Dec.  24.  Docktor  Lock  (sic),  his  bill.  Cravat 
and  ruffles,  6d.  1  shirt,  £  shirt,  1  pair  stockings,  1  pair 
drawers,  4d." 

In  the  Lovelace  repositories  there  is  a  "  catalogue  of 
my  books  at  Oates,"  in  Locke's  own  writing,  with 
"labor  ipse  voluptas"  for  the  motto.  Among  them 
are  works  of  Descartes,  Nicole,  Malebranche,  Gassendi, 
'Logique  de  Port-Eoyale,'  'Novum  Organum,'  Newton's 
1  Principia,'  "  from  the  author,"  with  many  -books  of 
voyages  and  travels,  all  in  beautiful  preservation,  and 
Locke's  autograph  in  most  of  them.  The  scrutoire, 
with  its  twelve  drawers  and  ten  pigeon-holes,  which 
once  stood  in  the  study  at  Oates,  is  in  the  Locke  library 
at  Horseley  Park.  It  contains  many  hundreds  of  let- 
ters and  accounts,  carefully  docketed,  preserved  in  the 
order  in  which  they  were  placed  almost  two  centu- 
ries ago.  In  the  same  interesting  repository  are  rough 
drafts  of  several  of  Locke's  published  and  unpublished 
works,  including  one  of  the  projected  '  Essay,'  in  a  man- 
uscript volume,  entitled  "  Intellechy  [or]  De  Intellectu 


222  Locke. 

Humano,   1671;   [or]  An  Essay  concerning  the  Under- 

Opinion 
standing — Knowledge,  Belief  (sic),  Assent. — J.  L." 

The  '  JNynehead  Letters '  cast  light  on  minute  de- 
tails—  expected  visits,  Locke's  careful  arrangements 
for  Sir  Francis'  "coach"  going  to  meet  the  incomers 
and  outgoers,  at  Bishop  Stortford  or  at  Harlow,  or 
directions  for  their  transit  through  the  dangers  of  Ep- 
ping  Eorest,  where  "  my  Lord  Peterborough  and  his 
lady"  lost  their  way,  and  were  benighted  on  their 
journey  from  Parson's  Green  to  the  Essex  manor-house.1 
Esther  Masham's  correspondence  paints  other  scenes. 
When  she  is  in  London  Locke  writes  to  her  from 
Oates :  "  It  is  better  to  be  taken  up  with  business  in 
London  than  to  freeze  in  the  country.  I  can  scarce  be 
warm  enough  to  write  this  by  the  fireside.  You  should 
therefore  be  so  gracieuse  as  to  come  home  and  comfort 
your  poor  solitary  berger,  who  suffers  here  under  the 
deep  winter  of  frost  and  snow.  The  day  Mr  Coste  came 
home  it  snowed  very  hard  a  good  part  of  the  morning. 
...  I  am,  of  all  the  shepherds  of  the  forest,  gentile 
bergere,  your  most  humble  and  faithful  servant,  Caledon 
the  Solitary  " — i.e.,  he  was  as  lonely  as  the  shepherd  in 
*  Astraea '  was  without  his  mistress. 

1  The  famous  Earl  of  Peterborough  and  his  wife  were  warm  and 
intimate  friends  during  the  last  sixteen  years  of  Locke's  life.  He 
escorted  her,  when  she  was  Lady  Mordaunt,  from  Holland  to  London 
in  February  1689,  and  he  was  always  a  welcome  guest  at  Parson's 
Green,  Fulham.  She  was  a  daughter  of  Sir  Alexander  Fraser  of 
Durris,  in  Kincardineshire.  In  1713  Berkeley  travelled  with  Peter- 
borough in  France  and  Italy  as  his  chaplain  and  secretary,  when  he 
was  on  an  embassy  to  the  Duke  of  Savoy.  The  brilliant  and  eccen- 
tric Earl,  like  Lord  Pembroke,  was  thus  the  friend  of  Berkeley  as 
well  as  of  Locke. 


Esther  Masham.  223 

We  get  glimpses  into  Oates  in  other  unpublished 
letters  addressed  to  Esther.  The  brothers  in  Flanders 
send  their  "  humble  service  "  to  Mrs  Cud  worth  and  to 
"  Mr  Locke,"  to  whom  (in  one  letter)  "  pray  tell  that  it 
would  be  a  difficult  matter  to  find  that  book  here,  but 
when  I  go  into  Paris  it  may  be  had,"  and  in  another, 
"  my  humble  service  to  Mr  Locke ;  but  as  for  the  book 
he  desires,  I  have  been  to  twenty  booksellers  and  can 
hear  of  no  such  thing."  A  letter  from  one  of  her 
French  relations  inquires  as  to  the  success  of  the  great 
book l  of  their  inmate  at  Oates  she  had  heard  so  much 
about :  ' '  Vous  estes  bien  heureuse  de  pouvoir  jouer  de 
sa  conversation — M.  Locque  (sic),  je  ne  sais  si  je  dis 
bien  le  nom  du  savant  homme  qui  demeure  chez  vous." 
The  marriage  of  Francis,  the  fourth  son,  to  a  niece  of 
Bishop  Burnet,  was  an  event  for  a  time  in  the  Oates 
circle.  There,  in  the  last  years,  M.  Coste  is  often  re- 
ferred to,  and  "  humble  services "  sent  to  "  M.  Coste 
and  to  Mr  Locke."  Writing  to  Esther  from  Hackney  in 
December  1703,  "A.  Burnet"  refers  to  the  memorable 
storm  of  the  26th  November  which  Defoe  has  com- 
memorated : 2  "  One  Brown  is  just  come  in,  and  tells 
me  you  have  had  a  great  deal  of  hurt  done  to  the 
house  at  Oates.  Sure  this  tempest  is  the  heaviest 
judgment  that  ever  befell  poor  England.  Oh,  the  poor 
Bishop  of  Bath  and  Wells  and  his  wife,  that  were 
broke  in  a  hundred  pieces !  The  bishop's  youngest 
daughter  that  was  at  home  is  fallen  distracted."  This 
unparalleled  tornado  swept  over  England  on  one  of  the 

i  The  '  Essay.' 

2  'An  Historical  Narrative  of  the  Great  and  Tremendous  Storm 
which  happened  on  November  26th,  1703.'   By  Daniel  Defoe  (187  pp.) 


224  •  Locke. 

winter  nights  when  Locke,  reduced  by  illness,  was  a 
prisoner  in  his  room  at  Oates. 

In  the  parish  records  of  High  Laver,  Locke's  name 
appears  as  a  subscriber  to  parochial  and  other  charities, 
at  the  instance  of  the  good  rector  Samuel  Lowe,  who 
was  for  fifty -seven  years  incumbent  of  the  parish. 
Locke's  habit  in  connection  with  the  parish  church 
has  been  differently  represented.  The  writer  of  the 
preface  to  the  quarto  edition  of  the  '  Letters  on  Tolera- 
tion,' which  appeared  in  1765,  says,  that  "though  he 
communicated  occasionally  with  the  National  Church, 
yet,  during  his  long  residence  at  Oates,  he  generally 
attended  a  lay  preacher  in  that  neighbourhood,  to 
assert,  as  is  probable,  that  liberty  in  his  own  person 
which  he  had  strenuously  contended  for  in  behalf 
of  all  men."  Locke's  ecclesiastical  ideas  might  lead 
him  occasionally  so  to  act.  His  individualism  in  re- 
ligion as  in  philosophy  reduced  to  indifference  in  his 
mind,  if  indeed  it  did  not  prejudice  him  against,  the 
ideal  unity  of  Christendom  in  one  visible  organisation ; 
and  made  him  apt  to  protest  in  action  against  exclusive 
connection  with  any  one  of  the  rival  religious  societies 
— shattered  fragments  of  once  visibly  united  Christen- 
dom—  which  in  modern  times  have  all  assumed  the 
name  "  Church."  He  was  thus  led  to  protest  on  behalf  of 
the  right  of  each  man,  if  he  found  this  more  for  edifica- 
tion, to  sustain  his  religious  life  even  apart  from  visible 
ecclesiastical  communion.  Yet  according  to  records, 
and  to  the  traditions  of  High  Laver,  Locke  was  habit- 
ually seen  in  the  parish  church.  "Had  you  been  at 
our  church  yesterday,"  he  writes  in  one  of  his  playful 
letters  to  Esther  Masham, — whom  in  raillery  he  used 


The  Parish  Church.  225 

to  call  his  "  Laudabridis,"  as  she  in  turn  called  him 
"  her  John," — "  had  you  been  at  our  church  yesterday, 
there  was  one  would  have  put  you  to  it  to  have  kept 
pace  and  time  with  him.  He  sang  the  poor  clerk  out 
of  his  beloved  '  Behold  and  have  regard,'  and  made  him 
lose  both  voice  and  tune.  Would  you  had  been  here 
to  have  stood  up  for  the  credit  of  our  parish  which  gave 
up  to  a  stranger !  We  have  had  nothing  but  winter 
weather  since  you  went,  and  I  write  this  by  the  fireside, 
whither  the  blustering  wind  like  December  has  driven 
me,  though  it  is  still  August.  I  hope  for  a  new  spring 
when  you  come  back,  and  desire  to  be  then  as  merry  as 
the  birds  then  are  when  they  have  their  mates,  only  I 
desire  to  be  excused  from  singing ;  that  part  shall  be 
yours."  And  in  another  characteristic  letter  to  Esther, 
then  visiting  in  London :  "I  hope  you  are  not  much 
troubled  that  you  have  not  your  full  foddering  as  you 
used  to  have."  ["This  alludes  to  Mr  Lowe,"  Esther 
adds  in  a  note,  "then  minister  of  our  parish,  who  had 
taken  a  fancy  he  should  die  in  the  pulpit,  therefore  left 
off  preaching,  and  for  a  considerable  time  got  his  neigh- 
bouring clergyman  to  give  him  a  sermon."]  "As  to 
singing,  there  be  those  in  the  parish  will  tell  you,  you 
lost  the  perfection  of  that  by  your  wandering.  Had 
you  been  at  home  when  I  wished,  you  had  had  some- 
thing beyond  the  ordinary  strain  of  '  Behold  and  have 
regard.'  But  you  must  be  gadding,  and  so  make  us  sad 
even  under  those  heavenly  strains,  for  they  were  heav- 
enly too." 

In  Locke  the  rationalising,  latitudinarian,  or  liberal 
Churchman  was  still  blended  with  a  remainder  of  the 
early  Puritanism,  but  always  with  aversion  to  the  sacer- 

p. — xv.  p 


226  Locke. 

dotal  type  of  Christianity,  although  it  too  has  sustained 
many  saints  and  martyrs  in  the  history  of  Christendom. 
Lady  Masharn,  in  a  letter  to  Limborch  after  Locke's 
death,  remarks,  that  "  he  was  born  and  had  finished 
his  studies  in  a  time  when  Calvinism  was  in  fashion  in 
England.  But  these  doctrines,"  she  adds,  "  had  come 
to  be  little  thought  of  before  I  came  into  the  world; 
and  Mr  Locke  used  to  speak  of  the  opinions  that  I  had 
always  been  accustomed  to  at  Cambridge,  even  among 
the  clergy  there,  as  something  new  and  strange  to  him. 
As,  during  some  years  before  he  went  to  Holland,  he 
had  very  little  in  common  with  our  ecclesiastics,  I  im- 
agine that  the  sentiments  that  he  found  in  vogue 
amongst  you  there  pleased  him  far  more,  and  seemed 
to  him  far  more  reasonable  than  anything  that  he  had 
been  used  to  hear  from  English  theologians.  But 
whatever  the  cause,  I  know  that  since  his  return  he 
has  always  spoken  with  much  affection,  not  only  of  his 
friends  in  Holland,  but  also  of  the  whole  society  of  the 
Eemonstrants,  on  account  of  the  opinions  held  by 
them." 

It  is  now  time  to  watch  the  work  that  was  going  on 
in  Locke's  study  during  those  fourteen  years  of  rural 
happiness  in  the  Essex  home.  We  must  let  the  curtain 
fall  on  the  incidents  of  country  life  in  High  Laver. 


227 


CHAPTEE    II 

PHILOSOPHICAL    CRITICISM   AND    CORRESPONDENCE. 

Locke's  literary  work,  disturbed  in  London  by  politics 
and  weak  health,  was  resumed  in  the  seclusion  of 
Oates  with  characteristic  industry  and  method.  The 
five  years  that  followed  entrance  on  rural  life  in  the 
spring  of  1691,  were  given  to  the  work  of  authorship; 
— in  defence  of  the  '  Epistola  de  Tolerantia ; '  explana- 
tion of  his  opinions  on  education ;  improvement  of  the 
'Essay,'  in  preparation  for  a  second  edition  ;  and  appli- 
cations of  its  principles  to  an  interpretation  of  Chris- 
tianity that  was  meant  to  show  its  essential  reason- 
ableness and  simplicity,  and  thus  promote  ecclesiastical 
comprehension,  or  at  least  comprehensive  Christian 
charity.  All  this  was  combined  with  copious  corre- 
spondence, familiar  and  philosophical,  in  which  his 
Dutch  friends  Limborch  and  Le  Clerc,  his  Somerset 
friend  Edward  Clarke,  and  a  new  Irish  friend,  William 
Molyneux,  figure  largely. 

Locke's  appointment,  in  1696,  as  one  of  the  Commis- 
sioners of  Trade  and  Plantations — "  a  very  honourable 
employment,  with  £1000  a-year  salary  annexed  to  it," 
as  he  explains  in  one  of  his  letters  at  the  time — recalled 


228  Locke. 

him  for  four  years  to  the  service  of  the  State,  and  occa- 
sioned frequent,  sometimes  prolonged,  visits  to  London, 
during  the  four  years  of  his  commissionership,  but  with 
Oates  always  as  his  home.  Official  work  did  not  super- 
sede literary  work  in  the  old  manor-house,  mostly  philo- 
sophical and  theological  controversy,  during  the  time  he 
was  at  the  Eoard  of  Trade.  His  published  philosophy, 
and  its  supposed  theological  implications,  called  forth 
many  critics,  at  a  time  when  Arian  and  Trinitarian 
were  in  collision,  and  Deism  sought  to  supersede  the 
Christianity  of  the  Church.  His  manuscripts  contain 
drafts  of  projected  books  and  pamphlets,  which  he  did 
not  live  to  publish ;  and  latterly  there  was  the  prepara- 
tion of  the  'Essay'  for  its  fourth  edition,  which  appeared 
in  1700.  In  that  year  declining  strength  and  a  danger- 
ous illness  finally  withdrew  him  from  the  Board  of 
Trade  and  from  public  life.  In  the  four  following  years 
he  was  much  engaged  when  in  his  study  in  company 
with  St  Paul,  whose  Epistles  were  made  the  subject  of 
reverential  yet  rational  criticism ;  for  Locke  was  among 
the  first  to  apply  to  the  Bible  those  logical  processes 
which,  according  to  the  '  Essay,'  are  the  foundation  of 
all  reasonable  interpretation  of  facts — natural  or  super- 
natural— in  this,  anticipating  later  Biblical  criticism  of 
the  scientific  sort. 

A  little  tract  on  the  'Consequence  of  Lowering  the 
Rate  of  Interest  and  Eaising  the  Value  of  Money,'  which 
issued  anonymously  from  Oates  in  1691,  is  Locke's 
argument  against  depreciation  of  the  currency  by  Gov- 
ernment as  a  remedy  for  its  illegal  depreciation  by 
others.     It  presents  him  again  as  a  political  economist. 


Coinage  and  Toleration.  229 

It  was  followed  by  two  other  tracts,  a  few  years  after, 
meant  to  guide  opinion  in  matters  of  coinage  and  fin- 
ance, an  evidently  deep  interest  to  Locke  at  this  time. 

In  the  year  of  his  movement  from  London  to  Oates, 
his  old  adversary,  Jonas  Proast,  produced  a  rejoinder  to 
the  '  Second  Letter  on  Toleration,'  which  had  appeared 
in  the  autumn  of  the  previous  year.  This  was  met  in 
1692  by  a  '  Third  Letter'  from  Locke,  in  bulk  exceed- 
ing the  other  two  united.  Here  he  pressed  the  old 
lessons  with  redundant  argument  and  irony,  removing 
one  after  another  the  objections  to  a  socially  unimpeded 
exercise  of  individual  judgment  in  questions  of  religion. 
The  '  Third  Letter '  must  have  filled  much  of  the  time 
spent  in  the  study  at  Oates  during  the  winter  of  1691. 

It  has  been  already  mentioned  that  when  Locke  was 
an  exile  in  Holland  he  had  written  a  number  of  letters 
to  his  good  friend  Edward  Clarke  of  Chipley,1  about  the 
education  of  his  son.  In  the  spring  of  1693,  he  was 
busy  preparing  for  the  printers  the  substance  of  those 
letters,  on  a  subject  which  naturally  engaged  the  thoughts 
of  his  life,  for  it  was  involved  in  his  experimental  and 
practical  way  of  looking  at  a  human  understanding. 
So  in  the  summer  of  that  year  the  now  well-known 
little  book  entitled  '  Thoughts  concerning  Education ' 
made  its  appearance,  dedicated  to  Clarke.  It  still  has 
its  own  place  among  educational  classics.  It  may  be 
read  either  as  an  introduction  or  as  a  supplement  to  the 
'  Essay,'  to  which  its  author  was  giving  his  last  touches, 
when  the  letters  on  education  were  sent  from  Holland  to 
Chipley.     It  breathes  the  spirit  of  his  philosophy.    The 

1  In  1690  and  for  years  after,  Edward  Clarke  of  Chipley  was  M.P. 
for  Taunton. 


230  Locke. 

need  for  each  man  forming  his  knowledge  and  opinions 
by  the  active  exercise  of  his  own  understanding ;  revolt 
against  the  obstruction  of  empty  idealess  words,  and 
against  the  bondage  of  dogmatic  assumptions ;  warnings 
against  the  abuses  to  which  thinking  for  one's  self  is  ex- 
posed, when  unmodified  by  experience,  common-sense, 
and  wisdom, — are  considerations  never  absent  from  the  . 
mind  of  the  writer.  In  the  '  Thoughts  concerning  / 
Education,'  imaginative  sentiment  is  never  allowed  to 
weigh  against  utilitarian  prudence ;  mere  book-learning 
is  subordinated  to  observation  of  life  and  its  affairs  as 
means  to  the  formation  of  a  manly  character ;  the  part 
which  habit  plays  in  unfolding  the  individual  mind,  and 
in  the  determination  of  its  bent,  is,  with  Locke  as  with 
Aristotle,  always  prominent ;  the  dependence  of  human 
understanding,  which  genuine  education  is  intended 
to  improve,  upon  the  health  of  that  material  organism 
which  in  this  life  is  practically  connected  with  indi- 
vidual intelligence,  is  kept  in  the  front  along  with  the 
relative  physiological  lessons,  and  steadily  inculcated ; 
while  the  happiness  of  those  who  undergo  educational 
processes  is  remembered  as  an  "  indispensable  condition 
of  success;"  and  mere  accumulation  of  facts  in  the  " store- 
house "  of  memory,  without  encouragement  of  efforts  to 
compare  and  elaborate,  is  condemned  as  the  besetting 
sin  of  teachers.  Wisdom  more  than  knowledge,  is  what 
Locke  desires  in  the  teacher ;  for  only  the  wise  man  re- 
cognises the  "  disproportion "  between  the  infinite  uni- 
verse and  a  finite  experience,  and  the  consequent  need 
for  selection  among  the  many  more  or  less  appropriate 
subjects  which  might  be  presented  for  study  to  youth. 
The  first  place  is  felt  to  be  due  (in  making  the  selec- 


Education  of  Boys.  231 

tion)  to  that  sort  of  experience  which  might  direct  to 
heaven  ;  the  next  place  to  the  experimental  acquirement 
of  "  prudence,  discreet  conduct,  and  proper  management 
of  ourselves  in  the  several  occurrences  of  our  lives,  with 
whatever  most  assists  one's  prosperous  passage  through 
this  present  life."  The  "  disproportionateness  "  of  human 
faculty  is  made  the  ground  for  abandoning  studies 
which  do  not  increase  the  power  of  living  prudently, 
however  much  fashion  may  recommend  them.  "  Cus- 
tom," he  complains,  "has  misled  our  teachers,  so  that 
they  have  drawn  us  into  that  maze  of  words  and 
phrases,  which  have  been  employed  only  to  instruct 
and  amaze  people  in  the  act  of  disputing,  and  which 
will  be  found  perhaps,  when  looked  into,  to  have  little 
or  no  meaning,  .  .  .  words  being  of  no  value  but  as 
they  are  the  signs  of  things  and  have  ideas  attached 
to  them :  when  they  stand  for  nothing,  they  are  mere 
ciphers,  and  instead  of  augmenting  the  value  of  those 
they  are  joined  with,  they  lessen  it  and  make  it  noth- 
ing." He  would  confine  instruction  to  useful  know- 
ledge, to  the  exclusion  of  speculative  inquiries.  Facts 
more  than  languages,  modern  before  ancient  languages, 
and  all  languages  by  practice  in  speaking  them  at  first, 
their  grammar  afterwards  with  its  abstract  rules  and 
principles.  Home  training  under  a  tutor  is  preferred  to  a 
great  school.  Information  about  other  people's  opinions, 
or  about  the  dogmas  of  sects,  without  criticism  of  their 
truth,  is  what  Locke  everywhere  deprecates.  "  Truth," 
he  says,  "needs  no  recommendation  of  this  kind,  and 
error  is  not  mended  by  it;  in  our  inquiry  after  know- 
ledge, it  little  concerns  us  what  other  men  have  thought. 
It  is  an  idle  and  useless  thing  to  make  it  our  business 


232  Locke. 

to  study  what  have  "been  other  men's  sentiments  in 
matters  where  reason  only  is  the  judge."  In  words 
like  these,  we  trace  that  exaggerated  reaction  against 
authority,  and  failure  to  see  an  unconscious  evolution 
of  truth  in  the  history  of  past  opinions  and  controversies, 
which  was  natural  to  Locke,  with  his  inherited  tempera- 
ment, and  in  the  circumstances  amidst  which  his  life 
had  been  passed. 

The  '  Essay  concerning  Human  Understanding '  had 
encountered  hostile  criticism  almost  as  soon  as  it  ap- 
peared. The  new  spirit  which  breathed  through  every 
part  of  it  communicated  a  shock  to  those  accustomed 
either  to  defer  to  authority,  or  to  feed  their  minds  on 
abstractions  more  than  on  facts.  John  Norris,  rector 
of  Bemerton,  the  English  Malebranche,  had  published 
in  1690  "Cursory  Reflections  upon  a  Book  called  'An 
Essay  concerning  Human  Understanding'" — a  tract  of 
some  forty  pages.  He  blamed  Locke  "for  proceeding 
to  account  for  our  ideas  before  he  had  defined  what 
he  meant  by  ideas,  or  had  explained  their  nature ; " 
for  first  "  setting  himself  to  prove  that  there  are  no 
innate  or  natural  principles,"  and  then  "  inconsistently  " 
acknowledging  that  "  there  are  self  -  evident  proposi- 
tions to  which  we  give  ready  assent  upon  their  first  pro- 
posal," which,  if  self-evident,  must  be  "  universally  as- 
sented to " ;  and  then  assuming  that  they  require  con- 
scious instead  of  potential  assent.  In  relation  to  the 
last  point,  Norris  hits  a  weak  point  in  the  '  Essay ' 
thus :  "  The  most  that  Mr  Locke  can  mean  by  want 
of  'universal  consent 'is,  that  every  individual  person 
does  not  actually  assent  to  them.  This  may  be  granted 
him  from  the  instance  of  idiots  and  children.     But  the 


The  'Essay '  attacked  by  Norris.  233 

question  will  be  about  the  consequence  of  his  argu- 
ment— whether  conscious  assent  from  every  individual 
be  necessary  to  the  supposition  of  innate  principles." 
Locke,  he  means  to  say,  attacks  the  hypothesis  of  innate 
conscious  knowledge,  not  that  of  innate  power  to  know. 
"It  seems  to  me,"  the  author  of  the  'Essay'  had  said, 
"  near  a  contradiction  to  assert  that  there  are  truths  im- 
printed on  the  soul  which  it  perceives  or  understands  not. 
That  a  truth  should  be  innate  and  yet  not  assented 
to,  is  for  a  man  to  know  a  truth  and  be  ignorant  of  it  at 
the  same  time."  In  opposition  to  this,  JSTorris  argues 
that  "if  there  may  be  impressions  made  on  the  mind 
whereof  we  are  not  conscious,  then  (by  Mr  Locke's  own 
measure)  the  non-perception  of  them  is  no  argument 
against  such  original  impressions.  And  that  there  may 
be  such  impressions  whereof  we  are  not  conscious  is 
what  he  himself  elsewhere  expressly  does  own,  as  when 
he  confesses  that  whilst  the  mind  is  intently  occupied 
in  the  contemplation  of  other  objects,  it  takes  no  notice 
of  impressions  which  are  at  the  time  being  made  upon  it. 
The  like  is  implied  in  his  account  of  memory,  which  he 
does  not  make  to  be  a  recovery  of  ideas  that  were  lost, 
but  a  readverting  of  the  mind  to  ideas  that  are  actually 
there,  though  not  attended  to,  they  having  been  trans- 
formed into  some  kind  of  unconscious  states  ;  and  he 
elsewhere  supposes  that  there  are  infinitely  more  ideas 
impressed  upon  our  minds  than  we  can  possibly  attend 
to  or  perceive."  This  of  jSTorris  is  interesting  as  an  early 
recognition  by  an  English  writer  of  processes  of  un- 
conscious thought  or  intellectual  activity  of  which  the 
individual  is  the  subject,  while  seemingly  not  the  agent, 
— processes  afterwards  noted  in  the  "unperceived  per- 


234  Locke. 

ceptions  "  of  Leibniz,  and  which  play  an  important  part 
in  philosophical  speculation  in  the  nineteenth  century. 

Norris's  tract,  of  which  Locke  took  no  notice  at  the 
time,  was  the  solitary  discord  in  the  chorus  of  applause 
which  greeted  him  on  the  first  appearance  of  his  "  new 
philosophy."  The  'Essay'  rapidly  attained  a  popularity 
without  precedent  in  the  case  of  an  elaborate  philoso- 
phical treatise.  It  soon  found  its  way  into  the  uni- 
versities— especially  Dublin  and  Oxford.  The  public 
applause  reached  Locke  at  Gates.  In  December  1692 
a  book  arrived  there,  presented  by  its  author,  then  a 
stranger  to  him — William  Molyneux,  a  young,  but  al- 
ready eminent,  member  of  Trinity  College,  Dublin.  It 
was  entitled  '  Dioptrica  Nova.'  In  the  dedication  of 
this  book,  Molyneux  said,  with  reference  to  logic,  that 
"  to  none  do  we  owe  more  for  a  greater  advancement 
in  this  part  of  philosophy  than  to  the  incomparable  Mr 
Locke,  who,  in  his  '  Essay  of  Human  Understanding,' 
hath  rectified  more  received  mistakes,  and  delivered 
more  profound  truths,  established  on  experience  and 
observation,  for  the  direction  of  man's  mind  in  the 
prosecution  of  knowledge — all  of  which,  I  think,  may 
be  properly  termed  logic — than  are  to  be  met  with  in 
all  the  volumes  of  the  ancients.  He  has  clearly  over- 
thrown all  those  metaphysical  whimsies  which  infected 
men's  brains  with  a  spice  of  madness,  whereby  they 
feigned  a  knowledge  where  they  had  none,  by  making 
a  noise  with  sounds  without  clear  and  distinct  signifi- 
cations." The  arrival  of  the  'Dioptrica  Nova'  at  Oates 
was  the  beginning  of  a  friendly  correspondence,  which 
lasted  till  it  was  ended  by  death.  "I  will  confess  to 
you,"  Molyneux  wrote  in  answer   to  Locke's   grateful 


William  Molyneux.  235 

acknowledgments,  "  that  I  have  not  in  my  life  read  any 
book  with  more  satisfaction  than  your  '  Essay ' ;  and 
I  have  endeavoured,  with  great  success,  to  recommend 
it  to  the  ingenious  in  this  place  [Dublin]."1  "You 
must  expect  me,"  Locke  replied,  "  to  live  with  you  here- 
after, with  all  the  confidence  and  assurance  of  a  settled 
friendship.  In  meeting  with  but  few  men  in  the  world 
whose  acquaintance  I  find  much  reason  to  covet,  I  make 
more  than  ordinary  haste  into  the  familiarity  of  a  ra- 
tional inquirer  after  and  lover  of  truth,  whenever  I  can 
light  on  any  such."  "  Mr  Norris's  unfortunate  attempts 
on  your  book,"  Molyneux  rejoins,  "  sufficiently  testify 
to  its  validity;  and  truly  I  think  he  trifles  so  egregiously 
that  he  should  forewarn  all  men  how  they  venture  to 
criticise  your  work."  Molyneux  was  at  the  time  the 
spokesman  of  many,  and  his  enthusiasm  helps  us  to 
enter  into  the  admiration  of  intelligent  readers,  at  a  time 
when  the  '  Essay '  seemed  charged  with  a  new  revelation, 
and  before  its  "  novelties  "  had  become  commonplace  by 
assimilation,  in  the  course  of  the  eighteenth  century. 

This  friendship  with  Molyneux  was  formed  when 
Locke  was  beginning  to  prepare  the  'Essay'  for  a 
second  edition,  the  first  "being  now  dispersed";  and  dur- 
ing the  year  and  more  of  preparation  that  followed,  his  new 
Dublin  correspondent  was  the  Mentor  at  his  right  hand. 
"  I  expect,"  he  writes,  "  a  great  deal  more  from  any  ob- 
jections you  shall  make,  who  comprehend  the  design 
and  compass  of  my  'Essay,'  than  from  any  one  who 
has  read  but  a  part  of  it,  or  who  measures  it  from  a 
slight  reading  by  his  own  prejudices."     In  the  summer 

1  The  'Essay'  has  since  then  kept  its  place  in  Trinity  College, 
Dublin. 


236  Locke. 

of  1694  the  second  edition  made  its  appearance.  It 
contained  important  alterations  and  additions,  on  which 
the  correspondence  with  Molyneux  in  the  interval  is 
an  instructive  commentary.  "If  there  be  anything," 
Locke  writes  to  Dublin,  "  in  which  you  think  me  mis- 
taken, I  beg  you  to  deal  freely  with  me.  For  I  natter 
myself  that  I  am  so  sincere  a  lover  of  truth  that  it  is 
very  indifferent  to  me,  so  I  am  possessed  of  it,  whether 
it  be  by  my  own  or  any  other's  discovery.  For  I  count 
any  parcel  of  this  gold,  not  the  less  to  be  valued,  be- 
cause I  wrought  it  not  out  of  the  mine  myself."  Locke 
regrets  "  prolixity  and  many  repetitions  "  in  the  '  Essay,' 
in  all  which  Molyneux  sees  an  added  charm, — "that 
strength  of  thought  and  expression  that  everywhere 
reigns  in  it,"  making  him  "  sometimes  wish  that  it  was 
twice  as  long."  One  thing  he  urges  in  almost  every 
letter,  and  that  is  that  Locke  would  oblige  the  world 
with  "  a  treatise  on  morals,  drawn  up  in  demonstrations, 
according  to  the  mathematical  method,"  agreeably  to 
hints  often  given  in  the  '  Essay,'  which  places  abstract 
ethics  along  with  mathematics,  among  the  absolute  cer- 
tainties;— an  enterprise  which  Locke  then  postponed, 
and  which  was  never  accomplished.  A  proposal  to  turn 
the  '  Essay '  more  into  the  scholastic  form  of  logic  and 
metaphysics,  "  in  order  to  get  it  more  readily  intro- 
duced into  the  universities,"  "  which  love  to  learn  ac- 
cording to  the  old  forms,"  is  set  aside  because,  "  if  in 
this  book  of  mine  they  have  the  matter  of  these  two 
sciences,  or  what  you  will  call  them,  I  like  the  method 
it  is  in,  better  than  that  of  the  schools."  A  new 
chapter,  on  "  Personal  Identity,"  "  writ  at  your  in- 
stance," was  sent  for  criticism  to  Dublin  before  it  was 


"Power  " — Divine  and  Human.  237 

introduced  into  the  'Essay,'  where  it  now  stands  in 
the  second  book  ; 1  but  their  joint  efforts  fail  to  relieve 
it  of  eccentricity  and  paradox,  due  probably  to  the 
difficulty  of  presenting  this  mysterious  idea  with  the 
distinctness  at  which  Locke  always  aimed.  The  original 
chapter  on  the  idea  of  "  Power "  2  was  transformed  on 
its  way  into  the  new  edition.  The  correspondence  with 
Molyneux,  and  a  comparison  of  the  first  and  second 
versions  of  this  celebrated  chapter,  show  how  much 
Locke  was  perplexed  to  reconcile  the  spiritual  fact  of 
moral  freedom  from  natural  causality  with  the  merely 
scientific  conception  of  a  caused  or  phenomenal  cause. 
The  coexistence  of  divine  and  human  agency  added  to 
the  perplexity,  confessed  in  his  dissatisfaction  with  this 
chapter  after  all  the  changes  it  underwent.  "I  own 
freely  to  you  the  weakness  of  my  reasoning,  that  though 
it  be  unquestionable  that  there  is  omnipotence  and  om- 
niscience in  God,  and  though  I  cannot  have  a  clearer 
perception  of  anything  than  that  I  am  free,  yet  I  can- 
not make  freedom  in  man  consistent  with  omnipotence 
and  omniscience  in  God,  and  yet  I  am  as  fully  per- 
suaded of  both  as  of  any  truths  I  most  firmly  assent  to." 
Eesting  in  this  wise  conclusion,  he  says  he  "  has  long 
since  given  off  consideration  of  that  question."  That 
God  in  forming  man  can  make  organised  matter  think, 
while  "unthinking  matter  cannot  be  this  Almighty 
God ; "  that  "  the  ideas  which  are  ingredient  in  the  com- 
plex idea  of  God"  are  got  from  external  or  internal 
sense ;  while  the  fact  of  the  real  existence  of  this  God, 
or  that  "  really  there  are  united  in  one  Being  all  these 
ideas,  is  had  not  from  sense,  but  from  demonstration ; " 
1  Chap,  xxvii.  2  Book  II.  chap.  xxi. 


238  Locke. 

the  "  ceterncs  veritates,"  and  the  "principiurn  individua- 
tionis" — are  matters  on  which  the  correspondents  gener- 
ally agree,  but  as  to  which  Locke  promises  to  make  his 
meaning  clearer.  A  "jocose  problem"  of  Molyneux,  as 
to  whether  one  born  blind,  who  had  been  taught  "  by 
touch  alone  to  distinguish  between  an  ivory  cube  and 
sphere,"  would  be  able,  when  first  made  to  see,  to  distin- 
guish from  one  another,  "  by  sight  alone,  which  was  the 
globe  and  which  the  cube,"  interested  Locke  so  much, 
that  he  introduced  it  into  his  chapter  on  "  Perception."  1 
It  afterwards  suggested  to  Berkeley  his  famous  theory, 
that  our  power  to  see  surrounding  things  is  really  power 
to  interpret  significant  signs  in  the  universal  sense-sym- 
bolism of  nature. 

Malebranche's  hypothesis,  that  we  "  see  all  things  in 
God,"  proposed  as  an  explanation  of  our  perception  in 
sense  of  the  qualities  of  matter,  made  Locke  project  a 
chapter  in  refutation  of  it  for  the  new  edition.  The 
chapter  was  partly  written,  and  "  would  make  a  little 
treatise  of  itself " ;  but  it  was  held  back,  "  because  I 
like  not  controversies,  and  have  a  personal  kindness  for 
the  author,"  and  was  left  unfinished,  "  lest  I  should  be 
tempted  by  anybody  to  print  it."  In  this  little  essay, 
which  made  its  way  at  last  into  the  world  among  its 
author's  posthumous  works,  he  has  to  his  own  satisfac- 
tion, "laid  open  the  vanity,  inconsistency,  and  unintel- 
ligibleness of  that  way  of  explaining  human  understand- 
ing." Locke  and  his  Dublin  friend  were  agreed  in  this 
view  of  "Malebranche's  notions,  or  rather  Plato's  in 
this  particular."  "What  you  in  your  'Essay'  lay 
down,"  says  Molyneux,  "concerning  our  ideas  and 
1  Essay,  Book  II.  chap.  ix.  sec.  8. 


''Examination  of  Malcbranche."  239 

knowledge,  is  founded  on,  and  confirmed  by,  the  experi- 
ence and  observation  that  any  man  may  make  on  him- 
self, or  the  children  he  converses  with,  wherein  he  may 
note  the  gradual  steps  that  we  all  make  in  knowledge." 
The  '  Examination  of  Malebranche '  is  now  interesting, 
chiefly  as  evidence  of  Locke's  indifference  to  any  hypo- 
thesis in  explanation  of  the  fact  that  "ideas  of  the 
things  of  sense  have  been  introduced  into  the  store- 
house of  memory."  He  accepted  the  fact  without  pro- 
posing a  philosophical  theory  of  sense-perception  to  ac- 
count for  it.  In  such  theories  words  are  apt  to  be  taken 
for  things,  and  men  who  make  them  fancy  they  know 
what  after  all  they  know  not.  The  organic  motions  in 
our  bodies  which  accompany  perception  of  bodies  at  a 
distance,  may  perhaps  be  accounted  for  by  "  the  motion 
of  particles  of  matter  coming  from  them  and  striking  on 
our  organs."  But  this  is  only  motion  explained  mechani- 
cally by  other  motion.  It  throws  no  light  at  all  on  the 
spiritual  act  of  perception  which  accompanies  or  follows 
the  intra-organic  and  extra-organic  affections ;  it  merely 
reveals  conditions  made  necessary  to  the  realisation  of 
that  spiritual  act,  under  the  established  laws  of  nature  in 
our  embodied  conscious  life.  The  rise  of  the  percipient 
act  in  an  individual  is  "  incomprehensible,  and  can  only 
be  resolved  into  the  good  pleasure  of  God.  The  ideas  (or 
sense-perceptions)  it  is  certain  I  have,  and  God  is  the 
original  cause  of  my  having  them ; — but  how  it  is  that 
I  perceive,  I  confess  that  I  understand  not."  "How," 
Locke  asks,  "  can  any  one  know,  on  Malebranche's  ex- 
planation, that  there  is  any  such  real  being  as  the  sun  1 
Did  he  ever  see  the  sun  %  No ;  but  on  occasion  of  the 
presence  of  the  sun  to  his  eyes,  he  has  seen  the  idea  of 


240  Locke. 

the  sun  'in  God';  but  the  sun,  because  it  cannot  be 
united  to  his  soul,  he  cannot  see.  How,  then,  does  he 
know  that  there  is  a  sun  which  he  never  saw  1  What 
need  is  there  that  God  should  make  a  sun  only  that  we 
might  see  its  idea  in  Him,  when  this  might  as  well  be  done 
without  any  real  sun  at  all?  .  .  .  The  ideas  or  percep- 
tions we  have,  all  arise  in  our  minds  by  the  will  and  power 
of  God, — though  in  a  way  that  we  are  not  able  to  compre- 
hend. "  To  call  our  sense-perceptions  "  modifications  of  the 
mind,"  or  to  say  that  ideas  are  "modifications  of  mind," 
does  not  mend  the  matter.  It  is  only  substituting  one 
term  for  another  term,  without  adding  to  our  philosophic 
insight.  "It  is  plain,  sensation  and  modification  stand 
for  the  same  idea,  and  so  are  but  two  names  of  one  and 
the  same  thing.  All  we  can  say  is,  that  there  is  some 
alteration  in  our  mind,  when  we  perceive  or  think  of 
something  that  we  were  not  thinking  of  a  moment 
before.  What  Malebranche  says  of  universal  reason, 
whereof  all  men  partake,  seems  to  me  nothing  new,  but 
only  the  power  we  find  all  men  have  to  find  out  the 
relations  that  are  between  ideas;  and  therefore  if  an 
intelligent  being  at  one  end  of  the  world,  and  another  at 
the  other  end,  will  consider  twice  two  and  four  together, 
they  cannot  but  find  them  to  be  equal.  God  knows  all 
these  relations,  and  so  His  knowledge  is  infinite ;  but 
individual  men  are  able  only  to  discover  more  or  less 
of  them  gradually  as  they  apply  their  minds.  If  he 
•means  that  this  universal  reason,  whereof  men  partake, 
is  the  reason  of  God,  I  can  by  no  means  assent ;  for  I 
think  we  cannot  say  that  God  reasons  at  all,  for  He 
has  at  once  a  view  of  all  things ;  but  (human)  reason 
is  a  laborious  and  gradual  progress  in  the  knowledge  of 


Sense-perception  inexplicable.  241 

things.  ...  I  should  think  it  presumptuous  to  sup- 
pose that  I  shared  in  God's  knowledge;  there  being 
some  proportion  between  mine  and  another  man's  un- 
derstanding, but  none  between  mine  and  God's."  Man's 
sense-perceptions  "and  God's  knowledge,  in  short,  are 
both  incomprehensible ;  human  philosophy  can  offer  no 
theory  of  either, 7— far  less  explain  the  former  by  means 
of  the  latter.1 

Although  Locke  took  no  notice  of  Norris's  'Reflec- 
tions' upon  the  'Essay,'  when  they  appeared  in  1690, 
he  wrote  some  critical  comments  upon  them  three  years 
after,  which,  like  those  on  Malebranche,  were  published 
posthumously.  They  are  to  the  same  effect.  To  say 
that  our  ideas  are  the  divine  ideas,  is  not  to  explain  the 
nature  of  our  ideas ;  and  indeed,  no  words  which  any 
one  can  use  can  "make  known  to  another  what  his 
ideas,  that  is,  what  his  perceptions,  are,  better  than  what 
he  himself  knows  them  to  be;  which  is  enough,  for 
affirmations  or  negations  about  them" — i.e.,  for  our 
perceptions  and  judgments  of  their  agreements  or  dis- 
agreements. But  if  by  "nature  of  ideas"  is  meant 
"  their  causes  and  manner  of  production  in  the  mind  " 
— i.e.,  in  what  alteration  of  the  mind  this  perception 
consists, — Locke  answers  that  "no  man  can  tell  what 
alteration  is  made  in  the  substance  of  our  mind  when 
we  see  what  Ave  did  not  see  a  minute  before.  .  .  . 
Wherein  this  change  called  perception  consists  is,  for 
aught  I  see,  unknown  to  one  side  as  well  as  the  other ; 
only  the  one  have  the  ingenuity  to  confess  their  igno- 
rance, and  the  other  pretend  to  be  knowing."      Norris 

1  I  am  glad  to  be  confirmed  in  this  interpretation  by  Mr  Abbott, 
in  '  Hermathena, '  No.  vii. 

P. — XV.  Q 


242  Locke. 

"  explains  "  perception  —  like  Malebranche  —  by  the 
power  of  God  enabling  us  to  perceive  the  divine  ideas  ; 
so  that  our  power  is  lost  in  God's,  and  with  it  our 
responsibility.  "  This,"  Locke  sarcastically  says,  "  is  the 
hypothesis  that  clears  doubts,  and  brings  us  at  last  to  the 
religion  of  Hobbes  and  Spinoza ;  by  resolving  all,  even 
the  thoughts  and  will  of  men,  into  an  irresistible  fatal 
necessity.1  This,  therefore,  may  be  a  sufficient  excuse 
of  the  ignorance  I  have  owned,  of  what  our  ideas  are, 
any  further  than  as  they  are  the  perceptions  we  experi- 
ment, or  are  conscious  of,  in  ourselves ;  and  of  the  dull 
unphilosophical  way  I  have  taken  of  examining  their 
production,  only  as  far  as  experience  leads  me."  They 
are,  he  means  to  say,  what  reflection  shows  them  now  to 
be,  no  matter  in  what  way  they  were  caused. 

The  second  edition  of  the  '  Essay '  appeared  in  the 
summer  of  1694.  The  third,  which  was  only  a  reprint 
of  the  second,  was  issued  in  the  following  year,  almost 
contemporaneously  with  the  "  Abridgment "  of  the 
*  Essay  '  by  Dr  Ashe  of  Oxford,  "  for  the  use  of  young 
scholars,  in  place  of  the  ordinary  system  of  Logic," 
which  was  long  used  for  this  purpose. 

In  the  winter  of  1694-95,  Locke  was  busy  in  theolog- 
ical authorship.  His  deep-seated  sentiment  of  religion, 
his  early  Puritan  training,  and  the  circumstances  of  his 
life,  especially  intercourse  and  constant  correspondence 
with  Limborch,  made  questions  of  theology  and  Biblical 

1  This  is  one  of  Locke's  few  references  to  Spinoza,"  whose  "Unica 
Substantia,"  absorbing  into  itself  all  substance  and  power,  was  pro- 
posed to  explain  the  dualism  left  unresolved  by  Descartes.  The 
theory  of  "occasional"  causality  in  Malebranche  and  Geulinx  was 
a  half-way  stage  to  a  one-sided  development  of  Cartesianism  in  the 
monism  of  Spinoza. 


Board  of  Trade.  243 

interpretation  increasingly  interesting  to  him,  The  re- 
sult was  a  book,  published  anonymously,  in  1695,  on  the 
1  Eeasonableness  of  Christianity.'  It  was  an  attempt,  in 
the  spirit  of  the  '  Essay,'  to  recall  religion  from  verbal 
reasonings  of  dogmatic  theologians,  which  had  destroyed 
the  peace  and  unity  of  the  Church,  to  the  original  simplic- 
ity of  Christianity,  as  delivered  in  the  Scriptures,  when 
interpreted  in  the  spirit  of  modern  inductive  inquiry. 

But  Locke's  new  departure  in  Christian  theology,  in- 
cluding excursions  in  Scripture  criticism,  which  formed, 
perhaps,  the  distinctive  feature  of  his  literary  life  at 
Oates,  deserves  more  particular  consideration  in  a  sep- 
arate chapter. 

The  '  Reasonableness  of  Christianity '  had  hardly 
awakened  controversy  when  Locke  returned  to  the  per- 
plexing question  of  the  coinage,  on  which  he  had  pub- 
lished an  argument  in  his  first  year  at  Oates.  In 
1695  he  issued  two  tracts  in  further  development  of  his 
views.  One  of  them  was  occasioned  by  an  '  Essay  for 
the  Amendment  of  Silver  Coins,'  by  William  Lowndes, 
Secretary  for  the  Treasury.  In  his  reply  Locke  further 
anticipated  recent  doctrines  on  economics.  These  tracts 
brought  him  once  more  back  into  public  life. 

In  1696  Locke  accepted  office  as  a  Commissioner  of 
Trade,  and  for  more  than  four,  years  he  was  an  active 
officer  in  this  important  department  of  the  administra- 
tion. The  Secretary  of  the  Board  was  William  Popple, 
the  translator  of  the  '  Epistola  de  Tolerantia.'  Locke's 
attendance  at  the  Board  is  thus  summarised  by  Mr  Fox 
Bourne:  "1696.  25th  June-1 3th  November  (absent three 
days).       1696-97.    13th-17th   February.       1697.    21st 


244  Locke. 

June-22d  November.  1698.  11th  July-20th  October 
(absent  two  days).  1699.  6th  June-20th  November 
(absent  two  days).  1700.  17th  May-20th  June,  when 
he  resigned."  The  Council  met  almost  daily.  Notwith- 
standing indifferent  health  he  was  the  most  efficient,  and 
among  the  most  regular,  of  the  commissioners.  But  those 
new  duties  encroached  upon  his  rural  retirement,  and 
its  opportunities  for  literary  labour,  in  the  five  summers 
in  which  he  held  office ;  in  the  winters  he  was  relieved 
from  attendance,  his  advice  being  always  ready.  More 
than  once,  "  with  health  impaired  by  the  air  of  London," 
he  asked  leave  to  resign,  but  was  prevailed  on  by  the 
king  to  continue  his  services.  "  Eiches  may  be  pur- 
chased too  dear,"  had  been  his  reply  to  the  congratula- 
tions of  Molyneux  on  his  appointment.  "  My  age  and 
health  demand  a  retreat  from  bustle  and  business  ;  and 
the  pursuit  of  some  inquiries  I  have  in  my  thoughts 
makes  it  more  desirable  than  any  of  those  rewards  which 
public  employments  treat  people  with.  I  think  the 
little  I  have  enough,  and  do  not  desire  to  live  higher  or 
die  richer  than  I  am.  And  therefore  you  have  reason 
rather  to  pity  the  folly  than  congratulate  the  fortune 
that  engages  me  in  this  whirlpool."  Indeed  his  life  was 
more  than  once  in  danger  through  his  loyalty  to  the 
service.  "  He  had  been  kept  a  close  prisoner  within 
the  doors  at  Oates  for  more  than  a  month,  when,  on  the 
23d  of  January  1698,  he  received  an  urgent  summons 
from  King  William  to  present  himself  at  once  at  Ken- 
sington, It  was  a  dismal  winter  morning,  cold  and  raw. 
Lady  Masham  begged  him  to  send  back  the  messenger 
with  word  that  he  was  too  ill  to  make  the  journey. 
But  he  insisted  upon  going.     So  he  rode  through  the 


Toland  and  Stilling  fleet.  245 

snow  and  wind  of  Epping  Forest  in  the  coach  that  had 
been  despatched  for  him.  On  Monday  afternoon  he 
returned  more  dead  than  alive."  More  than  one  such 
dangerous  adventure  on  the  rough  bridle-roads  of  the 
Forest,  and  an  increasing  aversion  to  promiscuous 
society,  made  him  long  for  relief.  "  My  temper/'  he 
wrote  to  Lord  Somers,  "  always  shy  of  a  crowd  of 
strangers,  has  made  my  acquaintances  few,  and  my  con- 
versation too  narrow  and  particular,  to  get  the  skill  of 
dealing  with  men  in  their  various  humours,  and  drawing 
out  their  secrets."  At  last,  in  the  summer  of  1700,  the 
king  accepted  his  resignation.  "I  have  read  in  the 
newspapers,"  Limborch  wrote,  "  that  on  account  of  your 
increasing  age  and  weakness  you  have  retired  from  the 
honourable  office  you  have  rilled  for  some  years.  I  com- 
mend your  resolution  to  spend  the  remainder  of  your 
life  freed  from  the  burden  of  politics,  in  rest,  study,  and 
holy  meditation." 

The  years  of  the  Commissionership  were  not  years 
of  literary  repose.  They  were  the  most  controversial 
years  in  his  life.  The  '  Reasonableness  of  Christianity ' 
involved  him  in  the  theological  and  ecclesiastical  con- 
troversies of  the  time,  and  the  '  Essay,'  especially  in  its 
theological  consequences,  was  the  object  of  attacks  which 
he  no  longer  disregarded.  Through  means  of  both  he 
drew  upon  himself  a  share  of  the  odium  theologicum 
in  the  Trinitarian  discussions  then  going  on  in  England. 
The  chief  and  centre  of  these  collisions  was  with  Still- 
ingfleet,  who  was  now  Bishop  of  Worcester.  It  deserves 
a  place  among  the  really  memorable  philosophical  con- 
troversies of  the  modern  world.  It  was  brought  about 
in  this  way.     John  Toland,  an  Irishman,  in  a  deistical 


246  Locke. 

book  entitled  'Christianity  not  Mysterious,'  had  exag- 
gerated some  opinions  in  the  '  Essay,'  and  then  adopted 
certain  inferences  from  them  of  his  own,  under  cover  of 
Locke's  authority.  In  the  autumn  of  1696,  Stillingfleet, 
who  was  more  an  ecclesiastical  than  a  philosophical 
theologian,  in  a  'Vindication  of  the  Doctrine  of  the 
Trinity,'  devoted  some  pages  to  Locke  as  interpreted 
by  Toland,  charging  him  with  eliminating  mystery  and 
therefore  faith  in  his  account  of  our  idea,  or  no  idea, 
of  substance,  and  in  his  rejection  of  all  that  cannot 
be  reduced  to  "ideas"  as  out  of  all  relation  to  man. 
Locke  replied  in  January  1697.  Stillingfleet's  rejoinder 
came  out  in  May,  followed  by  a  "  Second  Letter  "  from 
Locke  in  August,  to  which  the  Bishop  replied  in  the 
following  year.  Locke's  long  and  elaborate  "Third 
Letter,"  in  which  the  ramifications  of  the  questions  in 
dispute  are  pursued  with  a  needless  expenditure  of  acute 
reasoning  and  Socratic  irony,  was  delayed  till  1699. 
The  death  of  the  Bishop  in  that  year  brought  this 
famous  trial  of  intellectual  strength  to  an  end.  In  the 
course  of  the  discussion,  Locke  was  drawn  further  into 
speculative  questions  about  the  rational  constitution  of 
human  knowledge  than  he  had  gone  in  the  'Essay,' 
and  with  a  more  express  concession  of  presuppositions 
of  reason  latent  in  experience,  which  awaken  into  con- 
sciousness in  individuals  with  the  growth  of  reflection ; 
and  also  of  the  fact  that  we  may  have  the  full  certainty 
of  knowledge  about  ideas  that  are  obscure  or  mysterious, 
as  well  as  about  those  that  are  distinct. 

In  1697  Locke  wrote  to  Molyneux  that  he  had 
"much  rather  be  at  leisure  to  make  some  additions  to 
the   '  Essay '  than  be  employed   in  defending   himself 


Sergeant  and  Leibniz.  247 

against  the  groundless,  and,  as  others  think,  trifling 
quarrel  of  the  Bishop."  But  a  storm  was  rising  against 
the  book,  which  now  engaged  many  adversaries.  One 
of  these  was  John  Sergeant,  a  Catholic  priest,  whose 
'Solid  Philosophy  asserted  against  the  Fancies  of  the 
Ideists '  (1697)  is  a  curious  criticism  of  Locke.  "  Those," 
he  says,  "  who  have  in  their  minds  only  similitudes  or 
ideas,  and  only  discourse  of  them,  which  ideas  are  not 
the  thing,  do  build  their  discoveries  upon  nothing. 
They  have  no  solid  knowledge."  "I  do  not  wonder 
at  the  confusedness  of  his  notions,"  Locke  remarks  in 
a  letter,  "  or  that  they  should  be  unintelligible  to  me. 
I  should  have  much  more  admired  had  they  been  other- 
wise. I  expect  nothing  from  Mr  Sergeant  but  what  is 
abstruse  in  the  highest  degree."  Sergeant  was  followed 
by  the  noted  Thomas  Burnet,  Master  of  the  Charter 
House,  author  of  the  '  Sacred  Theory  of  the  Earth,' 
and  by  Dean  Sherlock. 

A  more  redoubtable  critic  than  any  of  these  was 
Leibniz,  Locke's  greatest  philosophical  contemporary, 
whose  point  of  view  and  method  were  at  the  opposite 
intellectual  pole  to  his  own.  What  Leibniz  thought  of 
the  '  Essay '  was  first  communicated  to  him  by  Molyneux, 
in  a  transcript  of  "reflections"  on  it,  by  Leibniz,  ad- 
dressed to  Mr  Burnet  of  Kemnay  in  Aberdeenshire,  in 
the  spring  of  1697.  It  anticipates  dimly  some  of  the 
objections  which  Leibniz  afterwards  expressed  with 
much  elaboration  in  the  *  Nouveaux  Essais  sur  l'En- 
tendement  Humain,'  which  he  was  preparing  at  the 
time  of  Locke's  death.  The  death  of  Locke  was  a  bar 
to  the  publication,  and  the  'ISTouveaux  Essais'  was  held 
back  till  1765,  half  a  century  after  its  author's  death. 


248  Locke. 

Locke  made  light  of  the  epistolary  criticisms  of  the 
German  eclectic,  which  were  to  him  "  unintelligible." 
"  I  see  you  and  I,"  he  writes  to  Molyneux,  "  agree 
pretty  well  concerning  the  man,  and  this  sort  of  fiddling 
makes  me  hardly  avoid  thinking  that  he  is  not  that  very 
great  man  as  has  been  talked  of  him." 

Meantime  M.  Coste  was  translating  the  '  Essay '  into 
French,  for  Continental  circulation.  Locke  himself,  as 
soon  as  he  was  freed  from  the  argument  with  Stilling- 
fleet,  found  his  chief  literary  occupation  in  1699  in  pre- 
paring it  for  a  fourth  edition.  This,  as  well  as  Coste's 
French  version,  appeared  in  1700,1  followed  the  year 
after  by  a  Latin  version,  by  Burridge  of  Dublin — both 
in  due  time  republished  at  Amsterdam  and  Leipsic. 
The  '  Essay '  was  now  spreading  over  Europe,  impelled 
by  the  name  of  its  author,  who  had  become  the  recog- 
nised philosophical  defender  of  religious  and  civil  liberty. 
Limborch  and  Le  Clerc  were  his  theological  and  philo- 
sophical representatives  on  the  Continent. 

The  fourth  edition  of  the  *  Essay '  was  the  latest  pro- 
duction of  Locke's  mind  published  during  his  life.  His 
remaining  writings  appeared  posthumously.2  He  was 
now  in  his  sixty-ninth  year.  He  had  added  to  the 
'  Essay '  two  important  chapters,  one  on  "  Association  of 
Ideas,"  3  and  the  other  on  "  Enthusiasm,"  4  besides  more 

1  Locke's  copy  of  Coste's  French  version  contains  here  and  there 
sentences  in  Locke's  hand,  afterwards  introduced  into  the  second 
edition  of  the  translation  (1729),  and  now  incorporated  with  the 
ordinary  English  editions  of  the  '  Essay. ' 

2  Some  of  them  in  1706,  under  direction  of  his  nephew  King  and 
Anthony  Collins ;  several  others  in  1720,  edited  by  Des  Maizeaux, 
under  the  direction  of  Collins. 

3  Book  II.  chap,  xxxiii.  4  Book  IV.  chap.  xix. 


"Enthusiasm."  249 

tinkering  of  the  perplexing  chapter  on  "  Power."  It 
must  be  repeated  that,  although  Locke  is  sometimes 
ranked  in  the  succession  of  English  "association  psy- 
chologists," association — word  and  meaning — makes  no 
appearance  in  the  first  three  editions  of  his  book,  and 
that  the  chapter  on  the  subject  which  it  now  contains, 
far  from  representing  the  associative  tendency  as  the 
solution  of  the  ultimate  problems  of  knowledge,  treats 
of  it  exclusively  as  the  chief  source  of  human  errors. 
Empirical  analysis  of  the  certainties  of  which  we  are 
conscious  into  automatic  association,  individual  or  in- 
herited, and  a  priori  idealistic  analysis  of  the  rational 
constitution  of  experience,  were  both  alike  foreign  to 
his  matter-of-fact  report  about  human  understanding  as 
he  found  it.  "  Enthusiasm,"  too,  is  characteristically 
brought  in,  as  "a  false  principle  of  reasoning  often 
made  use  of,"  with  ill  consequences  which  his  early 
life  among  the  Puritans  probably  suggested.  Like 
innate  principles,  as  he  understood  them,  it  seemed,  in 
another  way,  to  remove  our  beliefs  from  the  jurisdiction 
of  reason.  What  he  said  on  this  subject  was  offered 
as  the  substitute  for  a  larger  discussion,  involving  the 
natural  history  of  enthusiasm,  which  he  excused  him- 
self from  entering  on  when  the  day  was  so  far  spent. 
"To  give  an  historical  account  of  the  various  ravings 
men  have  embraced  for  religion  under  the  name  of 
enthusiasm,  would,  I  fear,  be  beside  my  purpose,  and 
be  enough  to  make  an  huge  volume."  l 

1  This  sentence  may  have  suggested  the  '  Natural  History  of  En- 
thusiasm '  of  Isaac  Taylor,  the  recluse  of  Stanford  Rivers,  a  book 
written  a  few  miles  from  Oates,  a  century  and  a  quarter  after  Locke's 
death. 


250  Locke. 

A  subject,  originally  designed  for  a  chapter  in  the 
'Essay,'  was  prepared,  but  withheld  in  order  to  form 
the  subject  of  the  separate  treatise.  It  appeared 
among  Locke's  posthumous  works,  under  the  title  of 
1  The  Conduct  of  the  Understanding,'  —  in  some  re- 
spects the  most  characteristic  of  all  his  books.  "  Your 
chapter  concerning  the  conduct  of  the  understanding 
must  needs  be  very  sublime  and  spacious,"  the  admiring 
Molyneux  writes  from  Dublin.  Those  lovers  of  truth 
who  conduct  their  understandings  in  what  Locke  here 
describes  as  the  "  reasonable  way,"  must  occupy  the 
point  at  which  "  a  full  view  "  may  be  had  of  whatever 
question  they  want  to  determine.  The  uneducated 
majority,  on  the  contrary,  seldom  reason  or  think 
definitely  at  all ;  or  if  they  made  the  attempt,  put 
passion  and  prepossession  in  the  place  of  logically  reg- 
ulated thinking.  "  For  want  of  a  large  roundabout 
common-sense,  they  direct  their  understandings  only  to 
one  part  of  the  evidence,  converse  only  with  one  sort  of 
men,  read  but  one  sort  of  books,  and  will  not  come  into 
the  hearing  of  but  one  sort  of  notions  ;  and  so  carve  out 
to  themselves  a  little  Goshen  in  the  intellectual  world, 
where  alone  light  shines,  and,  as  they  conclude,  day 
blesses  them ;  but  the  rest  of  the  vast  expansion  they 
give  up  to  night  and  darkness,  and  avoid  coming  near 
it."  The  intended  "  chapter  "  thus  became  a  discourse 
on  the  large  wisdom  needed  for  the  management  of  a 
human  understanding,  so  that  it  may  overcome  the 
idols,  or  tendencies  to  error,  against  which  Bacon  had 
warned  mankind,  and  which  Locke  here  again  explains 
partly  by  mental  association.  Hasty  one-sided  judg- 
ments, bias,  want  of  philosophical  "  indifference  "  as  to 


Molyneux  at  Oates.  251 

what  the  evidence  may  in  the  end  require  us  to  believe, 
undue  regard  for  custom  and  authority,  indolence,  and 
sceptical  despair,  are  among  the  states  of  mind  marked 
as  most  likely  to  interfere  with  the  attainment  of  the 
harmony  of  truth  as  between  our  individual  minds  and 
the  universal  reality. 

The  summer  of  1698  brought  a  much -longed-for 
visitor  to  Oates.  William  Molyneux,  the  loved  corre- 
spondent of  six  preceding  years,  he  had  not  yet  seen  in 
the  flesh ;  but  after  many  postponements,  the  constant 
correspondents  then  spent  two  months  together  there 
and  in  London.  Molyneux  promised  to  repeat  the  visit 
in  the  following  year  ;  but  the  letter  which  reported  his 
return  to  Dublin,  with  a  promise  to  repeat  the  visit  to 
Oates  in  another  year,  was  followed  a  few  days  after 
by  one  which  announced  his  sudden  death  —  an  un- 
expected shock  to  Locke's  affectionate  nature. 

The  shades  of  evening  were  now  fast  gathering  around 
him,  and  he  was  warned  by  many  signs  that  "  the  dis- 
solution of  this  cottage  is  not  far  off." 


252 


CHAPTEE    III. 

1  REASONABLENESS  OF   CHRISTIANITY  '  AND   ECCLESIASTICAL 
COMPREHENSION. 

"Who,  I  beseech  you,  is  it  that  makes  sects'?  Is  it 
not  those  who  contract  the  Church  of  Christ  within 
limits  of  their  own  contrivance1? — who  by  articles  and 
ceremonies  of  their  own  forming  separate  from  their 
communion  all  that  have  not  persuasions  which  jump 
with  their  model."  So  Locke  wrote  in  his  'Third 
Letter  on  Toleration.'  The  words  express  one  motive 
of  the  theological  discussions  and  controversies  which 
occupied  him  so  much  in  his  retirement  at  Oates. 
Ecclesiastical  comprehension  was  in  the  air  throughout 
King  William's  reign.  The  Church  of  England,  in 
its  rejection  at  the  Eeformation  of  the  supremacy  of 
Eome,  had  never  departed  from  the  Catholic  traditions, 
nor  from  the  continuous  organisation  of  Christendom. 
In  the  sixteenth  century  opposition  to  Eoman  supremacy 
substituted  faith  in  the  infallibility  of  Scripture  for  faith 
in  ecclesiastical  infallibility,  with  a  widespread  tendency 
at  first  towards  the  Puritan  extreme.  The  advance  of 
the  seventeenth  century  was  marked  by  that  return 
under  Laud  to  the  Catholic  spirit  and  traditions  of  his- 
toric Christendom  which  was  an  important  factor  in  the 


Unity  of  the  Historic  Church.  253 

Civil  War.  On  the  other  hand,  before  and  after  the 
Restoration,  some  influential  ecclesiastics  and  religious 
thinkers  were  disposed  to  rest  religion  and  theology  ul- 
timately on  reason  and  conscience  in  man,  instead  of 
either  on  the  external  authority  of  the  living  visible 
Church,  or  on  the  external  authority  of  verbally  inspired 
Scriptures. 

Ecclesiastical  tradition,  and  the  venerable  organisa- 
tion of  the  ancient  historic  Church,  had  no  attraction 
for  Locke.  The  Visible  Society  of  Christendom  was  not 
to  him  the  ideal  which  it  was  to  the  historic  imagination 
of  his  great  contemporary  Leibniz,  whose  comprehensive 
genius  found  satisfaction  in  the  unbroken  unity  of  the 
Catholic  Church,  with  its  constitution  so  adapted  to  all 
the  dispositions  and  circumstances  of  those  whom  it 
offers  to  embrace  within  its  ample  fold,  resembling  that 
still  vaster  organisation  in  which  he  loved  to  contem- 
plate the  universe  under  the  pre-established  harmony  of 
the  government  of  the  All-holy  and  All-wise.  Locke's 
revulsion  from  his  early  Puritanism  was  towards  rational- 
ism,— in  sympathy  with  the  latitudinarian  divines  of  the 
Anglican  Church  in  the  latter  half  of  the  seventeenth 
century,  or  their  successors,  such  as  Burnet,  Tillotson, 
and  Fowler,  who  held  bishoprics  after  the  Revolution. 
With  them  comprehension  of  Dissenters  by  increased 
elasticity  on  the  part  of  the  Church  was  the  favoured 
policy.  Locke's  theological  writings  tended  to  encourage 
that  policy,  although,  after  all,  it  ended  in  failure.  Its 
time  was  not  then  come. 

Locke's  intellectual  philosophy  determined  his  way 
of  looking  at  Christianity  and  the  Church;  for,  like 
everything  in  his  life,  it  expressed  the  delight  he  took 


254  Locke. 

in  making  use  of  reason  in  everything.  "The  most 
trifling  thing  he  did  must  always  be  seen  to  have  some 
good  reason  for  doing  it,"  as  Coste  remarked,  in  de- 
scribing his  character ;  he  could  not  therefore  part  with 
reason  in  the  supreme  beliefs  of  life.  His  religion  must 
be  reasonable,  and  could  not  be  accepted  on  unreasoned 
authority.  He  had  discovered  that  in  action  proba- 
bility is  the  guide  of  life.  Religion  was  with  him  es- 
sentially life  and  action,  and  what  he  looked  for  in  it 
was  reasonable  probability,  not  the  absolute  certainty 
of  self-evidence  or  of  demonstration.  When  attainment 
of  certainty  was  found  to  be  inconsistent  with  the 
limits  of  human  knowledge,  his  philosophy  accustomed 
him  to  accept  the  most  probable  judgment,  and  then 
to  act  as  if  he  were  certain.  To  assume  certainty  when 
we  are  working  within  the  sphere  of  probability,  would 
appear  to  him  a  sign  not  of  strength  but  of  weakness. 
All  that  can  be  done  by  man  in  such  cases  is  to  see  that 
in  reason  one  belief  is  more  probable  than  any  other 
that  can  be  supposed  ;  and  that  accordingly,  till  it  is 
disproved,  or  shown  to  be  in  reason  less  probable,  he 
must,  as  a  reasonable  being,  accept  and  act  upon  it. 

Locke  was  predisposed  to  accept  Holy  Scripture  as 
infallible  with  the  reverence  of  a  Puritan.  It  is  the 
reasonableness  of  Christianity  "as  delivered  in  the  Scrip- 
tures "  that  he  set  himself  to  unfold  articulately.  "  The 
little  satisfaction  and  consistency  that  is  to  be  found  in 
most  of  the  systems  of  divinity  I  have  met  with,"  ac- 
cording to  the  opening  words,  "  made  me  betake  myself 
to  the  sole  reading  of  the  Scriptures  (to  which  they  all 
appeal)  for  the  understanding  the  Christian  religion. 
What  from  thence,  by  an  attentive  and  unbiassed  search, 


Historical  criticism  of  Holy  Scripture.       255 

I  have  received,  reader,  I  here  deliver  to  thee."  The 
ground  in  reason  on  which  he  rested  his  belief  was  the 
miraculous  physical  signs  by  which  he  was  satisfied  that 
the  authority  of  the  Bible  was  sustained.  But  he  did  not, 
like  the  Puritans,  mean  Scripture  either  as  interpreted 
by  his  own  feelings,  or  as  interpreted  by  his  own  sect. 
He  claimed  the  personal  right  of  interpreting  it  in  the 
light  of  historical  criticism.  Confidence  in  the  infal- 
libility of  the  sacred  literature,  to  the  interpretation 
of  which  he  was  among  the  first  to  try  to  apply  the 
scientific  spirit  and  method,  was  united  in  Locke  with 
a  deep  distrust  for  what  he  called  "enthusiasm,"  to 
which  he  traced  a  host  of  errors.  This,  with  the  prom- 
inence assigned  in  his  philosophy  to  the  data  of  external 
sense,  and  to  the  understanding  judging  according  to 
sense,  predisposed  him  to  crave  physical  miracles  as 
an  objective,  and  therefore  solid,  test  for  distinguish- 
ing a  real  revelation  from  one  accepted  in  blind  defer- 
ence to  authority,  or  under  the  influence  of  subjective 
feeling.  "  Fancy  and  strong  assurance," — enthusiastic 
illumination,  without  support  from  positive  data  of 
external  sense, — sustained  by  sentiment,  but  "without 
proof  and  examination,"  were  in  his  eyes  sure  signs  of 
the  absence  of  the  divine  spirit  of  love  for  truth.  Fan- 
atical confidence  that  one  is  right,  he  would  say,  is  no 
proof  that  one  is  right ;  it  is  rather  a  sign  that  one  is 
wrong.  When  God,  who  is  true  reason,  leads  our  assent 
to  the  truth  of  an  alleged  fact  or  of  a  general  proposi- 
tion in  religion,  or  in  anything  else,  He  either  exhibits 
it  to  us  in  its  intrinsic  rationality  as  self-evident,  or  else 
presents  miraculous  signs  in  conjunction  with  the  ex- 
hibition— signs  of  whose  reality  we  may  be  sufficiently 


256  Locke. 

assured,  if  not  by  the  evidence  of  our  own  senses,  at 
least  by  sufficiently  probable  presumption  of  the  veracity 
of  witnesses.  Eeasonableness  must  be  our  ultimate 
guide  in  this  as  in  everything. 

Yet  Locke's  faith  in  Christianity  seems  to  have  rested 
at  last  on  its  moral  excellence  when  interpreted  in  its 
primitive  simplicity, — combined,  however,  with  the  ex- 
traordinary physical  phenomena  which  he  believed  to 
have  accompanied  its  first  promulgation.  His  Chris- 
tianity, I  think,  is  something  that  he  accepts  because 
it  finds  a  response  in  the  genuine  constitution  of  man 
— including  human  understanding,  explained  according 
to  his  own  philosophical  report  about  it — not  in  man 
stunted  and  distorted  by  traditions,  confessions  of  faith, 
and  ecclesiastical  organisations.  The  response  of  the 
spiritual  constitution  of  man  to  the  Biblical  revelation, 
not  isolated  miraculous  signs  looked  at  apart  from  the 
moral  purpose  which  they  express,  seems  on  the  whole 
to  be  his  ultimate  reason  for  a  life  of  faith  in  religion 
as  personified  in  Jesus.  "  Even  in  those  books  which 
have  the  greatest  proof  of  revelation  from  God,  and 
the  attestation  of  miracles  to  confirm  their  being  so, 
the  miracles,"  he  says,  "  are  to  be  judged  by  the  doc- 
trine, and  not  the  doctrine  by  the  miracles."  Physical 
miracle,  he  would  probably  say,  cannot  per  se  accredit 
a  verbal  revelation;  but  it  may  call  attention  to  the 
books  in  their  divine  meanings,  and  thus  get  them 
responded  to  by  what  is  supernatural  in  the  constitu- 
tion of  man,  in  this  way  awakened  into  consciousness 
in  the  individual.  When  this  is  so,  the  physical 
miracles  have  a  moral  meaning ;  instead  of  interrupt- 
ing the  order  or  reason  that  is  latent  in  the  universe, 


Miracles  and  Moral  Government.  257 

they  illustrate  the  presence  of  order  or  reason  higher 
than  natural,  and  to  which  the  customary  physical  laws 
are  therefore  subordinate.  They  would  then  be  in  har- 
mony with  the  thus  correlated  physical  and  ethical  order 
of  the  universe,  as  startling  occasions,  fitted  to  awaken 
the  spiritual  or  supernatural  faculty  that  is  depressed  by 
sense,  but  is  latent  in  all  men, — being  that  "  inspiration 
of  the  Almighty  "  which,  when  brought  out  of  latency, 
gives  to  the  inspired  man  spiritual  understanding  of  the 
Infinite  Mind,  in  which  he  had  been  unconsciously  living 
and  having  his  being. 

Locke,  indeed,  does  not  put  the  subject  or  the  proof 
in  this  way.  Yet  now  and  then  his  arguments  tend, 
perhaps  unconsciously,  to  transfer  the  foundation  of 
Christianity  from  unreasoned  or  dogmatic  assumption 
which  he  always  struggled  against,  to  the  response 
which  it  finds  in  the  conscience  and  spiritual  constitu- 
tion of  man.  Still,  in  his  own  conception  of  a  human 
understanding,  the  lower  faculties  of  sense  tended,  as 
we  have  seen,  to  obscure  the  higher  faculties  which 
connect  man  with  God  or  the  Infinite.  Ecclesiastical 
dogma  and  tradition  was  no  doubt  a  substitute  with 
many  for  the  catholic  experience  of  all  round  humanity ; 
but  a  philosophy  which  inclines  to  see  in  man  chiefly 
a  recipient  of  phenomena  presented  in  sense-experience, 
is  in  another  way  one-sided,  and  to  this  narrower  faith 
Locke's  argument  on  the  whole  inclined.  Christian 
teachers  and  apologists  for  Christianity  in  the  eighteenth 
century,  as  well  as  its  assailants,  alike  appealed  to 
the  i  Essay  concerning  Human  Understanding '  as  their 
philosophical  standard,  and  tested  it  by  the  "external 
and  internal  evidences  "  on  which  it  was  rested  by  Locke. 

p. — xv.  K 


258  Locke. 

His  own  Christian  belief,  sincere  and  earnest,  appears 
more  in  the  prudential  theology  of  England,  in  the  two 
or  three  generations  after  his  death,  than  in  the  larger 
faith,  rooted  in  our  whole  spiritual  being,  which  showed 
itself  in  More,  Cudworth,  and  Leighton  in  the  age  pre- 
ceding ;  or,  since  Locke,  in  the  religious  philosophy 
of  Law  and  Berkeley,  and  still  more  of  Coleridge  and 
Schleiermacher. 

The  '  Eeasonableness  of  Christianity '  was  in  intention 
an  attempt  to  recall  Christianity  from  verbal  reasonings 
and  dogmas  of  ecclesiastical  schools,  destructive  of  peace 
and  charity  among  Christians,  to  its  original  simplicity. 
All  who  are  in  sympathy  of  spirit  with  Jesus  as  the 
Messiah  or  Eedeemer  of  mankind,  have  accepted  what 
is  essential  to  the  simple  Christianity  of  Locke,  what- 
ever inferences  of  their  own  they  may  add  to  this  essence 
of  their  religion.  Personal  surrender  of  life  to  this  sim- 
ple faith  in  the  Messiahship  of  Jesus,  and  a  correspond- 
ing sympathy  with  all  of  whatever  name  or  sect  who 
share  in  it,  was  his  ideal  at  once  of  personal  religion 
and  of  the  Church.  "What  was  sufficient  to  make  a 
man  a  Christian  in  our  Saviour's  time,"  he  argues,  "  is 
sufficient  still — the  taking  Him  for  our  King  and  Lord, 
ordained  so  by  God.  What  was  necessary  to  be  be- 
lieved by  all  Christians  in  our  Saviour's  time,  as  an 
indispensable  duty  which  they  owed  to  their  Lord  and 
Master,  was  the  believing  all  divine  revelation  as  far  as 
each  could  understand  it ;  and  just  so  it  is  still,  neither 
more  nor  less.  No  man  has "  a  right  to  prescribe  to  me 
my  faith,  or  magisterially  to  impose  his  opinions  or 
interpretations  on  me;   nor  is  it  material  to  any  one 


A  ficture  life  conditional.  259 

what  mine  are.  It  is  this  which  I  think  makes  me  of 
no  sect,  and  entitles  me,  it  seems,  in  the  opinion  of  my 
adversaries,  to  the  name  of  a  Papist  or  a  Socinian." 
This  "  essential  Christianity  "  contains  only  articles  that 
the  labouring  and  illiterate  man  may  comprehend;  and 
nothing  can  be  necessary  to  be  believed  by  all  but  what 
is  suited  to  ordinary  capacities  and  the  comprehension 
of  ignorant  men.  "  All  that  is  necessary  for  all  to  be- 
lieve about  God  must  be  easily  understood.  There  be 
many  truths  in  the  Bible  which  a  good  Christian  may 
be  wholly  ignorant  of,  and  so  not  believe ;  which  per- 
haps some  lay  great  stress  on,  and  call  fundamental 
articles,  because  they  are  the  distinguishing  points  of 
their  sect  or  communion."  But  Christianity  is  with 
Locke  more  than  religion  as  it  would  be  if  Christ  had 
never  lived  :  the  revelation  of  God  in  Christ,  while  con- 
sistent with  the  conditions  of  a  human  understanding  of 
the  universe,  could  not  have  been  discovered  but  for  His 
miraculous  appearance  in  the  world  of  nature,  and  His 
resurrection  after  death. 

An  interesting  part  of  Locke's  interpretation  of  Scrip- 
ture is  the  account  which  he  gives  of  its  revelation  of 
the  destiny  of  men  after  death.  Human  immortality 
is,  he  argues,  not  of  the  essence  of  the  human  spirit,  or 
necessarily  involved  in  our  personality  and  identity  \  nor 
is  it  on  the  other  hand  predicable  only  abstractly  of  Rea- 
son, but  also  of  men  in  their  distinct  continuous  personal 
existence.  A  life  after  death  was  given  by  God  to  men 
at  first,  when  it  might  have  been  withheld,  and  it  has 
been  lost  by  the  fall  of  mankind  in  Adam  ;  but  it  may 
be  recovered  through  faith  in  the  Messiahship  of  Jesus, 
and  sympathy  with  Him  in  His  divine  mission.     Anni- 


260  Locke. 

hilation  is  with  Locke  the  ultimate  destiny  of  all  who 
do  not  retain  life  after  physical  death  as  the  reward  of 
the  conduct  in  this  life  that  issues  from  faith  in  Christ. 
This  reward — contrasted  with  the  punishment  of  annihi- 
lation— this  conditional  offer  of  immortality  is,  according 
to  Locke,  the  chief  motive  to  goodness  of  conduct  which 
Christianity  supplies,  and  which  gives  it  its  superiority 
to  heathen  philosophy. 

This  conditional  immortality  is  accepted  by  Locke 
as  the  revelation  contained  in  Holy  Scripture.  The 
"  death  "  which  is  the  issue  of  sin,  he  would  say,  must 
mean  annihilation,  and  in  such  matters  we  should  not 
seek  to  be  wise  above  what  is  written.  The  idea  of 
annihilation  might  also  have  recommended  itself  as  a 
mitigation  of  the  mystery  of  immoral  agency  in  the 
universe  being  otherwise  endless, — when  the  free  agents 
who  create  evil  become  so  confirmed  in  their  habits  as 
to  make  their  final  restoration  to  goodness  impossible. 
If  moral  evil  has  entered  the  universe  through  the  cre- 
ation of  agents,  who,  in  virtue  of  their  freedom,  may 
create  either  good  or  evil  actions ;  and  if  their  present 
existence  is,  as  facts  prove,  consistent  with  the  Perfect 
Universal  System ;  then  their  annihilation,  after  their 
"  fall "  from  the  divine  life,  rather  than  their  continued 
existence,  when  they  have  made  themselves  permanent 
moral  failures,  might  seem  to  be  the  outcome  of  the 
universal  ethical  government.  The  existence  of  persons 
who  can  create  their  own  acts  is  implied  in  God's  moral 
government;  not  necessarily  their  unending  existence, 
when  they  are  finally  bent  on  the"  creation  of  wicked 
acts.  But  Locke  hardly  suggests  this  sort  of  reason- 
ing, and  confines  himself  to  determining  the  interpreta- 


A   Visible  Church.  261 

tion  of  the  Biblical  terms  "  life  "  and  "  death  "  in  this 
relation. 

Locke's  languid  historical1  imagination  made  no 
account  of  the  continuity  of  one  great  ecclesiastical  or- 
ganism, as  a  miraculous  standing  evidence  of  the  truth 
of  Christianity,  and  a  principal  means  for  securing  its 
victory  in  the  world.  Visible  ecclesiastical  organism, 
whether  in  the  form  of  the  ancient  historic  Church, — 
Eoman,  Greek,  and  reformed  Anglican, — or  any  other, 
he  regarded  as  an  accident,  and  not  of  the  essence  of 
Christianity — of  which  those  who  would  might  avail 
themselves,  but  visible  union  with  which  was  not  neces- 
sary to  the  communion  of  those  who  are  united  in  a 
common  sympathy  with  Jesus,  and  in  surrender  to  his 
Messiahship, — "who  love  all  men,  of  what  profession 
or  religion  soever,  and  who  love  and  seek  truth  for 
truth's  sake," — the  one  comprehensive  communion  re- 
cognised in  Locke's  Christianity. 

The  last  years  of  Locke's  life  were  given  to  the 
exegetical  study  of  the  New  Testament.  The  story  of 
Christ  in  the  Gospels  he  had  studied  when  he  worked 
in  theology  years  before.  He  now  turned  to  the  Epistles 
of  St  Paul,  and  applied  the  spirit  and  methods  of  the 
'Essay'  in  the  critical  interpretation  of  the  literature 
which  he  still  revered  with  the  reverence  of  the  pious 
Puritans  who  surrounded  his  boyhood.  The  same  sense 
of  the  need  for  a  reasonable  foundation  for  his  beliefs 
followed  him  here  as  in  other  investigations ;  the  same 

1  Locke's  "  historical  plain"  method,  of  course,  does  not  refer  to 
the  history  of  philosophy,  or  to  history  at  all  in  that  sense,  and  only 
expresses  his  reverence  for  the  facts  and  events  of  nature  and  of  con- 
sciousness. 


262  Locke. 

determination  to  explode  unreasoned  assumptions,  and 
to  deliver  himself  from  bondage  to  empty  words.  This 
sort  of  exegesis  implied  a  revolution  in  the  favourite 
methods  of  the  Puritans,  who  were  ready  to  interpret 
texts  apart  from  their  context,  directed  by  emotions  to 
which  the  words  gave  rise,  or  by  the  tendency  to  spirit- 
ual edification  of  a  meaning  which  might  be  read  into 
the  words, — neglecting  the  context,  the  circumstances  in 
which  they  were  written,  and  the  influences  at  work  in 
the  writers  and  in  the  age  in  which  they  were  produced. 
Locke  sought,  in  the  spirit  of  modern  historical  criti- 
cism, to  identify  himself  with  the  writers,  their  feel- 
ings and  thoughts  and  circumstances,  and  by  regarding 
each  Epistle  as  a  whole,  and  in  all  its  relations,  to 
evolve  its  rational  meaning.  He  was  among  the  first 
in  Europe  who  led  towards  the  large  historical  exegesis 
since  practised  by  the  great  German  critics,  which  has 
now  so  transformed  Christian  thought.  His  dominant 
design  as  a  critic  was  to  work  his  way  through  the  sand 
and  rubbish  of  prejudiced  interpretations — the  presup- 
positions due  to  feeling  and  imagination — the  "  ideas 
and  principles,"  presumed  to  be  "  innate," — which  had 
previously  biassed  interpreters. 

"The  Epistles,"  he  says,  "are  written  upon  several  oc- 
casions ;  and  he  that  will  read  them  as  he  ought,  must  observe 
what  is  in  them  which  is  principally  aimed  at.  He  must 
find  what  is  the  argument  in  hand,  and  how  managed,  if  he 
will  understand  them  right.  The  observing  of  this  will  best 
help  us  to  the  true  meaning  and  mind  of  the  writer :  for 
that  is  the  truth  which  is  actually  given  to  be  recorded  and 
believed,  and  not  scattered  sentences  in  Scripture  language 
accommodated  to  our  notions  and  prejudices.  We  must  look 
into  the  drift  of  the  discourse,  observe  the  coherence  and 


Catholic  Christianity  must  he  simple.        263 

connection  of  all  the  parts,  and  so  how  it  is  consistent  with 
itself  and  with  other  parts  of  Scripture,  if  we  will  conceive 
it  right.  We  must  not  cull  out,  as  best  suits  our  system, 
here  and  there  a  period  or  verse,  as  if  they  were  all  distinct 
and  independent  aphorisms,  and  make  these  necessary  to 
salvation,  unless  God  has  made  them  so.  The  Epistles, 
most  of  them,  carry  on  a  thread  of  argument,  which,  in  the 
style  they  are  writ,  cannot  everywhere  be  observed  without 
great  attention  ;  and  to  consider  the  texts  as  they  stand  and 
bear  a  part  in  the  whole,  that  is  to  view  them  in  their  true 
light,  and  the  way  to  get  the  true  sense  of  them." 

The  application  and  vindication  of  these  principles 
in  an  interpretation  of  the  literature  of  Apostolic  Chris- 
tianity was  the  last  labour  of  Locke's  life.  He  nowhere 
defines  his  own  relation  to  the  theological  doctrines  that 
were  disputed  in  the  Trinitarian  controversy  then  going 
on  in  England,  if  indeed  he  had  a  positive  opinion  upon 
questions  which  seemed  to  him  not  necessarily  involved 
in  practical  Christianity.  Doctrines  intellectually  diffi- 
cult, and  distinctions  which  demand  subtle  thought, 
whatever  in  them  might  be  true  or  false,  could  not,  in 
his  view,  be  essential  to  a  faith  that  was  to  be  catholic ; 
so  long  at  least  as  human  understanding  was  limited  in 
all  men  to  a  narrow  experience  and  imperfect  faculty, 
and  still  more  limited  in  the  great  majority  of  mankind 
by  their  surroundings,  and  by  the  defective  education 
which  makes  them  unable  to  think  for  themselves,  or 
even  to  apprehend  the  results  of  subtle  thinking  in 
others. 


264 


CHAPTER    IV. 


THE    CLOSE. 


After  1700,  Locke  was  gathering  himself  up  for  the 
end  in  the  rural  repose  and  family  life  of  Oates.  The 
commission  at  the  Board  of  Trade  was  resigned,  and 
the  visits  to  London  ceased.  The  devout  spirit  and 
simple  piety  of  one  consciously  living  in  the  presence  of 
God,  appears  in  the  latest  acts  and  expressions  of  his 
life,  unchecked  by  that  independent  exercise  of  thought 
which  he  still  vindicated  for  himself  and  for  others. 
Religious  meditation  and  Biblical  studies  engaged  much 
of  his  remaining  strength  in  the  four  following  years, 
along  with  a  tract  on  '  Miracles,'  suggested  by  the  essay 
of  his  friend  Bishop  Fleetwood. 

The  critics  of  the  '  Essay '  were  not  silenced,  they 
were  rather  multiplied.  '  Anti- scepticism ;  or,  Notes 
upon  each  Chapter  of  Mr  Locke's  "  Essay,"  with  an  Ex- 
plication of  all  the  Particulars  of  which  he  treats,  and 
in  the  same  order,'  an  elaborate  folio,  in  four  books,  by 
Henry  Lee,  a  Northamptonshire  rector,  made  its  appear- 
ance in  1702 — pleading  for  "some  regard  to  authority  in 
an  age  too  much  given  to  novelty.  'Tis  now  become  the 
common  mode,""  the  author  says,  "to  go  so  deep  in  our 


More  Criticism  of  the  'Essay.'  265 

inquiries  after  truth,  and  to  be  so  warm  in  our  amours, 
as  first  to  doubt  whether  there  be  any  such  thing  as  a 
real  truth;  for  the  received  maxims  of  all  mankind, 
which  used  to  be  the  touchstone  by  which  to  try  it, 
must  now,  it  seems,  be  tried  themselves,  and  in  the 
meantime  are  to  be  declared  'purely  artificial,  and 
wholly  owing  to  the  powerful  influence  of  custom  and 
education.'  Our  philosophy,  our  policy,  our  religion, 
must  be  new  or  none  at  all."  It  is  in  this  spirit  that 
Lee  addresses  himself  to  his  critical  work,  in  which, 
with  some  irrelevancy,  he  touches  several  ambiguous 
expressions  of  Locke,  states  what  is  meant  by  innate 
ideas  and  principles  not  less  clearly  than  Leibniz,  and 
anticipates  reasonings  of  Burner  and  Eeid  in  vindication 
of  the  common  reason  that  is  latent  in  humanity,  im- 
plying of  any  one  who  opposes  this,  that — 

"  Habit  with  him  is  all  the  test  of  truth  : 
It  must  be  right ;  I've  done  it  from  my  youth." 

About  the  same  time  the  ' Essay'  was  formally  con- 
demned by  the  authorities  at  Oxford.  "I  take  what 
has  been  done  there  rather  as  a  recommendation  of  the 
book."  So  Locke  wrote  to  his  young  friend  Anthony 
Collins,  who  had  now  become  a  frequent  visitor  at  Oates, 
"and  when  you  and  I  next  meet  we  shall  be  merry 
on  the  subject."  But  criticism  of  the  'Essay'  failed 
to  draw  its  author  into  controversy,  and  indeed  con- 
tributed to  its  reputation.  In  the  original,  or  in  the 
French  or  Latin  versions,  it  was  making  its  way  on  the 
Continent,  as  well  as  in  public  opinion  at  home,  and 
was  becoming  accepted  as  the  acknowledged  standard 
of  English  philosophy. 


266  Locke. 

One  attack  only  moved  Locke.  In  1704  his  former 
adversary,  Jonas  Proast,  unexpectedly  revived  the  old 
controversy,  regarding  the  principle  of  religious  tolera 
tion,  as  logically  meaning  that,  although  some  modifica- 
tion of  theism  is  necessary  to  secure  the  ends  of  civil 
government,  yet  there  is  "  absolutely  no  such  thing  under 
the  Gospel  as  a  Christian  commonwealth,"  so  that  all  re- 
ligious differences  short  of  atheism  are  foreign  to  the 
concerns  of  the  State.  Locke  in  consequence  began  a 
'  Fourth  Letter  on  Toleration.'  The  few  pages,  ending 
in  an  unfinished  sentence,  which  appeared  among  his 
posthumous  works,  seem  to  have  exhausted  his  remain- 
ing strength  in  the  weeks  before  he  died.  Thus  the 
idea  of  religious  liberty,  which  engaged  him  at  Oxford 
more  than  forty  years  before,  and  had  been  his  ruling 
idea  during  the  long  interval,  was  still  dominant  when 
earthly  objects  were  fading  from  his  view.1 

Locke's  letters  to  Anthony  Collins  cast  light  upon 
the  evening  of  his  life.  He  was  above  seventy,  and 
Collins  was  twenty -six,  when  their  friendship  began. 
The  letters  express  an  ardour  of  affectionate  friend- 
ship which  was  natural  to  Locke.  Here  are  a  few 
extracts : — 

"  You  make  the  decays  and  dregs  of  my  life  the  pleasantest 
part  of  it,"  he  writes  in  May  1703 ;  "  for  I  know  nothing  calls 
me  so  back  to  a  pleasant  sense  of  enjoyment,  and  makes  my 
days  so  gay  and  lively,  as  your  good  company."  Again  : 
"  It  is  but  six  days  since  that  I  writ  to  you,  and  see  here 


1  I  found  in  the  Lovelace  collection  many  letters  and  other  doc- 
uments regarding  the  case  of  Thomas  Aikenhead,  the  youth  who 
was  hanged  for  heresy  at  Edinburgh  in  1697,  at  the  demand  of  the 
city  ministers.     Locke  showed  much  concern  in  the  affair. 


Anthony  Collins.  267 

is  another  letter.  You  are  like  to  be  troubled  with  me. 
If  it  be  so,  why  do  you  make  yourself  so  beloved  1  Why 
do  you  make  yourself  so  necessary  to  me  ?  I  thought 
myself  pretty  loose  from  the  world,  but  I  feel  you  begin 
to  fasten  me  to  it  again.  Believe  it,  my  good  friend,  to  love 
truth  for  truth's  sake  is  the  principal  part  of  perfection  in 
this  world,  and  the  seed-plot  of  all  other  virtues  ;  and  if  I 
mistake  not,  you  have  as  much  of  it  as  ever  I  met  with  in 
anybody.  Now  methinks  I  begin  to  see  openings  to  truth, 
where  a  little  industry  and  application  would  settle  one's 
mind  with  satisfaction.  But  this  is  at  the  end  of  my  day, 
when  my  sun  is  setting.  It  is  for  one  of  your  age,  I  think 
I  ought  to  say  for  yourself,  to  set  about  it ;  there  is  so  much 
beauty  and  consistency  in  the  prospect.  I  am  a  poor  igno- 
rant man,  and  if  I  have  anything  to  boast  of,  it  is  that  I 
sincerely  love  and  seek  truth,  with  an  indifferency  where 
it  pleases  or  displeases.  I  take  you  to  be  of  the  same  school, 
and  so  embrace  you.  To  be  rational  is  so  glorious  a  thing 
that  two-legged  creatures  generally  content  themselves  with 
the  title,  and  inform  themselves  by  a  tiresome  rummaging 
in  the  mistakes  and  jargon  of  pretenders  to  knowledge,  not 
by  looking  into  things  themselves."  Then  again  :  "  As  for 
rummaging  over  Mr  Norris's  late  book,1  I  will  be  sworn  it 
is  not  I  have  done  that ;  for  however  I  may  be  mistaken  in 
what  passes  without  me,  I  am  infallible  in  what  passes  in 
my  own  mind  ;  and  I  am  sure  the  ideas  that  are  put  to- 
gether in  your  letter  out  of  him  were  never  so  in  my  thoughts 
till  I  saw  them  there.  What  did  I  say? — 'put  ideas  to- 
gether.' I  ask  your  pardon,  it  is  '  put  words  together  with- 
out ideas.'  Men  of  Mr  Norris's  way  seem  to  jdecree  rather 
than  to  argue.  .  .  .  What  you  say  about  my  '  Essay ' — 
that  nothing  can  be  advanced  against  it  but  upon  the  prin- 
ciple of  innate  ideas — in  the  sense  I  speak  of  innate  ideas, 
though  they  make  a  noise  against  me,  yet  they  so  draw  and 
twist  their  improper  ways  of  speaking,  which  have  the  sound 


"Theory  of  the  Ideal  or  Intelligible  World"  (1704). 


268  Locke. 

of  contradiction  to  me,  that  at  last  they  state  the  question 
so  as  to  leave  no  contradiction  in  it  to  my  '  Essay ' ;  as  you 
have  observed  in  Mr  Lee,  and  Mr  Norris  in  his  late  treatise. 
You  have  a  comprehensive  knowledge  of  it,  and  do  not  stick 
in  the  incidents  which  I  find  many  do ;  which,  whether  true 
or  false,  make  nothing  to  the  main  design  of  the  'Essay.' 
That  lies  in  a  little  compass,  and  yet  I  hope  may  be  of  use 
to  those  that  follow  the  plain  and  easy  method  of  nature  to 
carry  them  to  knowledge.  It  was  with  a  design  of  inquiry 
into  the  nature  and  powers  of  the  understanding  that  I 
writ  it." 

In  the  spring  and  summer  of  1704,  Locke  continued 
to  decline,  tenderly  nursed  by  Lady  Masham  and  her 
stepdaughter  Esther.  The  sense  of  gradual  decay  finds 
expression  in  the  letters  to  Collins.  There  is  correspond- 
ence about  a  chaise  which  Locke  got  Collins  to  have 
made  for  him,  that  he  might  still  enjoy  the  leafy  lanes  of 
High  Laver  and  Epping  Forest,  and  joy  expressed  for 
Collins'  companionship  in  his  frequent  visits  to  Oates  in 
that  last  summer,  "when  your  company  and  kindness 
have  added  to  the  length  of  my  life,  which  in  my  way 
of  measuring,  doth  not  lie  in  counting  of  minutes,  but  in 
tasting  of  enjoyments.  I  wish  every  day  the  chaise 
done ;  not  out  of  impatience  I  am  for  the  machine,  but 
for  the  man — the  man,  I  say,  that  is  to  come  in  it.  A 
man  that  has  not  his  fellow,  and  for  all  that,  loves  me. 
If  I  regret  my  old  age,  it  is  you  that  makes  me."  Then 
there  are  arrangements  for  Sir  Godfrey  Kneller  coming 
down  to  Oates  to  take  Locke's  picture  for  Collins,  which, 
"  if  it  was  possible  to  make  a  speaking  picture,  it  should 
tell  you  every  day  how  much  I  love  and  esteem  you." 
The  picture  was  taken,  and  another  of  Lady  Masham 
in  August   1704, — two  months  before   the  end, — the 


Mortal  life  and  its  hope.  269 

second  of  Locke  by  Kneller,  who  seven  years  before  had 
made  pictures  of  Locke  and  Molyneux.1 

The  vanity  of  mortal  life,  and  the  hope  of  a  more  spir- 
itual communion  with  God  in  the  life  to  come,  now  ab- 
sorbed Locke's  interest  in  the  controversies  and  concerns 
of  earth.  "  All  the  use  to  be  made  of  it,"  he  wrote  to 
Collins,  a  few  weeks  before  the  end,  in  a  letter  to  be 
delivered  to  him  afterwards,  "  is,  that  this  life  is  a  scene 
of  vanity  that  soon  passes  away,  and  affords  no  solid  satis- 
faction but  in  the  consciousness  of  doing  well  and  in  the 
hope  of  another  life.  This  is  what  I  say  on  experience, 
and  what  you  will  find  to  be  true  when  you  come  to 
make  up  the  account."  A  few  days  before  death  came  he 
is  pictured  by  Coste  in  the  garden  at  Oates  taking  the  air 
in  bright  October  sunshine,  the  warmth  affording  him 
great  pleasure,  which  he  improved  by  causing  his  chair 
to  be  drawn  more  and  more  towards  the  sun  as  it  went 
down.  They  happened  to  speak  of  Horace,  Coste  hav- 
ing repeated  to  him  the  verses  where  the  poet  says  of 
himself  that  he  was  "solibus  aptum,  irasci  celerem, 
tamen  ut  placabilis  essem."  Locke  remarked  that  if 
he  durst  compare  himself  with  Horace  in  anything,  he 
thought  it  was  in  these  two  respects.     He  loved  the 

1  There  are  several  portraits  of  Locke.  The  engraving  prefixed  to 
this  volume  is  from  Kneller' s  1697  portrait,  when  Locke  was  in  his 
sixty-fifth  year.  Apparently  the  portrait  here  referred  to  is  the  one 
I  saw  at  Holme  Park, — thin  white  hair,  weakness  and  suffering  in 
every  feature  of  the  thoughtful  countenance,  pale,  even  ghastly. 
Two  of  the  earliest  are  at  Nynehead,  one  of  them  a  companion  pic- 
ture to  another  which  represents  his  young  friend  "Betty,"  Edward 
Clarke's  daughter,  "beside  portraits  of  Clarke  himself  and  his  wife. 
Locke  called  Betty  his  "little  wife,"  and  the  two  used  to  send  the 
most  amusing  messages  to  each  other.  The  Sanfords  of  Nynehead 
now  represent  the  Clarkes  of  Chipley. 


270  Locke. 

warmth  of  the  sun,  and  he  was  naturally  choleric,  but 
his  anger  never  lasted  long ;  if  he  retained  any  resent- 
ment, it  was  against  himself  for  having  given  way  to  so 
ridiculous  a  passion,  which,  he  often  said,  "may  do  a 
great  deal  of  harm,  but  never  yet  did  the  least  good." 
On  the  28th  of  October  he  ceased  to  appear  in  this 
world  of  sense,  and  passed  away,  as  he  declared,  "in 
perfect  charity  with  all  men,  and  in  sincere  communion 
with  the  whole  Church  of  Christ,  by  whatever  names 
Christ's  followers  please  to  call  themselves."  The  last 
scene  is  referred  to  in  the  homely  expressions  of  the  fol- 
lowing hitherto  unpublished  letter,1  from  Esther  Masham 
to  a  Mrs  Smith,  who  had  been  housekeeper  at  Oates  : — 

"  Oates,  November  17,  1704. 

"  I  am  grieved,  dear  Mrs  Smith,  you  should  think  I  have 
forgot  you  ;  you  are  very  much  in  my  thoughts.  You  have 
heard,  no  doubt,  of  the  death  of  good  Mr  Locke.  Ever  since 
his  death  we  have  been  in  a  continual  hurry;  for  my  mother, 
not  being  able  to  settle  her  thoughts  to  anything,  bustles 
about  as  much  as  she  can,  and  I  generally  come  in  for  some- 
thing. Though  we  could  not  expect  his  life  a  great 
while,  it  did,  nevertheless,  surprise  us.  His  legs  were  very 
much  swollen,  and  the  day  before  he  died,  finding  it  very 
troublesome  to  rise,  because  of  his  great  weakness  that  he 
was  hardly  able  to  do  anything  for  himself,  he  resolved  to  lie 
abed,  which  made  the  swelling  in  his  legs  get  up  into  his 
body,  and  immediately  took  away  his  stomach  and  his  sleep, 
for  he  slept  not  a  wink  all  that  night.  The  next  morning  he 
resolved  to  rise,  and  was  carried  into  his  study,  and  in  his 
chair  got  a  little  sleep,  was  very  sensible,  but  soon  called  to  be 
moved,  and  was  no  sooner  set  elsewhere  than  he  died,  closing 


1  Preserved  among  the  Birch  MSS.  in  the  British  Museum.  I  owe 
this  reference  and  other  particulars  to  the  Rev.  R.  Rodwell,  rector  of 
High  Laver. 


Death  and  Burial.  271 

his  eyes  with  his  own  hands.  He  is  extremely  regretted  by 
everybody.  He  left  Mr  King x  his  executor,  and  has  left 
Frank  J3000  and  half  his  books.2  He  left  me  £10,  and  like 
to  my  father  and  mother,  and  several  other  legacies.  He 
has  given  to  every  servant  in  the  house  20s.,  and  Mrs  Lane 
40s.,  for  which  she  thought  she  must  have  gone  into  mourn- 
ing. He  has  left  a  great  deal  for  charitable  uses.  He  ordered 
in  his  will  to  be  buried  in  the  churchyard,  in  a  plain  wooden 
coffin  without  cloth  or  velvet,  which  cost,  he  said,  would  be 
better  laid  out  in  clothing  the  poor,  and  therefore  ordered 
four  poor  men  to  have  coats,  breeches,  shoes,  stockings,  and 
hats.  I  heard  him  say,  the  night  before  he  died,  that  he 
heartily  thanked  God  for  all  His  goodness  and  mercies  to 
him,  but  above  all  for  His  redemption  of  him  by  Jesus 
Christ. — I  am,  yours,  E.  Masham." 

So  ended  the  prudent,  moderate,  and  tranquil  life, 
pious  and  inquisitive,   which  began  at  Wrington  and 

1  His  cousin,  afterwards  Lord  King,  Baron  of  Ockham  in  Surrey, 
and  Lord  Chancellor  (1725),  ancestor  of  the  present  Earl  of  Lovelace. 

2  The  share  of  the  books,  &c.,  which  went  to  Francis  Masham  be- 
came the  property  of  the  Palmers,  who  bought  Oates  in  1776.  The 
other  part  of  the  library  and  the  MSS.  went  to  Ockham,  to  Sir  Peter 
King.  The  Will,  as  I  find  on  examination  of  the  original  record,  is 
dated  15th  September  1704,  and  he  describes  himself  as  "John  Lock 
of  High  Laver."  It  disposes  of  £4555  of  personal  property,  besides 
books,  plate,  clock,  pictures,  and  manuscripts.  The  £3000  to  Francis 
Masham,  to  be  held  in  trust  by  Peter  King  and  Anthony  Collins, 
with  reversion  in  case  of  his  death  to  "Dame  Damaris  Masham." 
His  "ruby  and  diamond  rings,"  with  some  books,  are  left  to  Lady 
Masham  ;  £10  to  Anthony  Collins,  £200  and  his  picture  to  his 
"daughter  Betty,"  £100  to  the  poor  of  High  Laver,  and  another 
£100  to  the  poor  of  Publow  and  Pensford  in  his  native  Somerset, 
with  souvenirs  to  the  Guenellons,  Dr  Veen,  Furly,  and  Awnsham 
Churchill,  the  publisher.  The  land  and  houses  in  Somerset  were 
divided  between  Peter  King  and  Peter  Stratton.  The  Will  is  proved 
by  Peter  King,  "sole  executor"  and  residuary  legatee — "Damaris 
Masham,  Anthony  Collins,  and  Pierre  Coste,  witnesses,"  in  the 
winding-up  of  his  affairs.  Locke's  income  when  he  was  at  Oates 
must  have  kept  him  in  easy  circumstances. 


272  Locke. 

Beluton  in  the  stormy  years  of  Charles  I.  On  Tuesday, 
the  31st  of  October,  they  buried  him  on  the  sunny  side 
of  the  parish  church  of  High  Laver,  where,  almost  two 
centuries  ago,  that  serene  and  pensive  face,  pale  and 
tinged  with  sadness,  which  Kneller  has  made  familiar  to 
us  all,  was  often  seen.  A  few  chosen  friends,  including 
the  Masham  family,  King,  Collins,  and  Coste,  and  neigh- 
bours at  Oates,  seem  to  have  formed  the  little  company 
who  gathered  round  his  grave,  when  the  aged  rector  read 
the  beautiful  service  of  the  Church  of  England,  on  that 
autumn  day  in  Essex.  The  lines  of  the  Latin  inscrip- 
tion composed  by  himself,  lately  traced  with  difficulty 
upon  the  stone,  suggest  the  pensive  language  of  the 
'  Essay '  about  human  memory,  in  which  it  is  suggested 
that  "  the  ideas  as  well  as  the  children  of  our  youth 
often  die  before  us,  and  our  minds  thus  represent  to 
us  those  tombs  to  which  we  are  approaching,  where, 
though  the  brass  and  marble  remain,  yet  the  inscriptions 
are  effaced  by  time,  and  the  imagery  moulders  away."  1 
Especially  in  that  remote  rural  scene,  the  tomb  of 
Locke  may  touch  the  imagination  of  the  wayfarer.  Ac- 
cording to  tradition,  Sir  Isaac  Newton  was  one  of  the 
first  who  visited  it.  At  a  little  distance  are  some  tombs 
of  the  Mashams,  and  within  the  church,  those  of  Sir 
Francis  Masham,  of  Damaris,  the  widow  of  Cudworth, 
and  of  Mr  Lowe  the  rector.  The  heads  of  the  Masham 
family,  with  whom  he  had  lived  so  happily,  soon  fol- 
lowed him.  Lady  Masham  died  at  Bath  in  April  1708, 
and  rests  there  in  the  Abbey  Church.  Sir  Erancis  died 
in  1722,  the  year  in  which  his  daughter  Esther  collected 
and  transcribed  the  letters  to  which  we  are  indebted, — 
1  Book  II.  chap.  x.  sec.  5. 


Intellectual  and  Moral  features.  273 

as  it  seems,  on  the  eve  of  her  departure  from  the  home 
of  her  youth,  when,  with  her  treasured  memories  of  her 
"Joannes,"  she  disappears  finally  from  view.1  Locke's 
young  favourite,  Francis  Masham,  died  in  1731,  when 
Lord  Masham,  the  heir  of  Sir  Francis,  and  his  wife 
Abigail  were  the  possessors  of  Oates.  He  is  buried  in 
the  neighbouring  church  of  Matching.  Queen  Anne's 
favourite  died  in  1734,  and  her  lord  four  years  after. 
The  barony  expired  in  1776,  on  the  death  of  their  only 
son,  the  second  lord,  who  died  childless.  The  estate  of 
Oates  was  then  sold  to  Richard  Palmer,  whose  last  repre- 
sentative, Miss  Palmer  of  Holme  Park,  near  Reading, 
was,  at  her  death,  in  1879,  in  possession  of  the  share  of 
Locke's  books  and  other  possessions  that  had  been  left 
to  Francis  Masham.  This  collection  of  relics,  since  dis- 
persed, contained,  when  I  saw  it,  the  chair  which  Locke 
occupied  in  his  last  illness,  comfortable  enough  for  the 
slight  and  feeble  patient,  who  must  have  been  of  low 
stature,  for  the  height  of  the  seat  is  hardly  fourteen 
inches,  occupied  in  those  last  years  by  that  slender  figure, 
wiry  but  emaciated,  calm,  yet  with  signs  of  suffering. 

Locke's  writings,  Avhich  everywhere  express  his  char- 
acter, have  made  his  intellectual  and  moral  features 
not  less  familiar  to  Englishmen  than  his  countenance 
has  been  made  by  Kneller.  The  reasonableness  of  tak- 
ing probability  or  likelihood  for  our  guide  in  the  most 

1  M.  Coste,  soon  after  Locke's  death,  seems  to  have  gone  to  live 
at  Chipley  with  the  Clarkes.  "  Mr  Coste  is  now  well  settled  in  Mr 
Clarke's  family,"  one  of  Esther's  correspondents  writes.  Letters 
thence  from  him  to  Esther  Masham  refer  to  Anthony  Collins,  and 
the  development  of  his  opinions  in  the  direction  of  philosophical 
necessity  and  Deism.  A  few  years  later  Collins  was  in  controversy 
with  Dr  Samuel  Clarke  about  free  agency.  He  died  in  1729. 
P. — XV.  s 


274  Locke. 

important  concerns  of  human  life  was  his  governing 
principle.  The  desire  to  see  for  himself  what  is  really 
in  harmony  with  the  thought  and  will  of  God,  in  the 
light  of  its  reasonable  evidence,  and  that  all  men  should 
do  the  same,  was  his  ruling  passion,  if  the  word  may  he 
applied  to  one  so  calm  and  judicial.  "  I  can  no  more 
know  anything  by  another  man's  understanding,"  he 
would  say,  "than  I  can  see  by  another  man's  eyes. 
The  knowledge  which  one  man  possesses  cannot  be  lent 
to  another."  Eeluctance  to  believe  in  the  dark,  on 
blindly  accepted  authority,  instead  of  faith  sustained 
in  the  judgment  by  self-evident  or  demonstrative  reason, 
or  by  good  probable  evidence,  runs  through  his  life.  He 
is  the  typically  English  philosopher  in  his  love  for  con- 
crete exemplifications  of  the  abstractions  in  which  more 
speculative  minds  delight ;  in  his  reverence  for  facts — 
facts  in  nature,  or  facts  of  conscious  life;  in  indiffer- 
ence to  speculation  on  its  own  account ;  in  aversion  to 
verbal  reasonings  ;  in  suspicion  of  mystical  enthusiasm  ; 
in  calm  reasonableness,  and  ready  submission  to  truth, 
.even  when  the  truth  could  not  be  reduced  to  system 
by  a  human  understanding;  and  in  the  honest  origi- 
nality which  stamped  the  features  of  his  intellect  and 
character  upon  all  that  he  wrote.  In  philosophical  dis- 
cussions he  never  lost  sight  of  immediate  utility ;  he 
esteemed  men  in  proportion  to  the  good  they  were  obvi- 
ously doing,  and  thus  perhaps  unduly  disparaged  learned 
scholars  and  idealistic  philosophers.  While  he  practised 
the  severe  reasoning  that  he  admired  in  Chillingworth,  he 
had  little  patience  with  those  who  argue  for  victory  and 
not  for  truth,  guarding  their  arguments  behind  the  am- 
biguity of  a  word.     Large,  "roundabout,"  even  pruden- 


Defects.  275 

tial  and  prosaic,  common-sense,  with  occasional  help  of 
humour  and  refined  scarcasm,  strength  of  understanding 
sagaciously  directed  by  a  prudent  purpose,  much  more 
than  subtle,  daring,  comprehensive,  or  even  coherent 
speculation,  are  conspicuous  in  his  writings  and  conduct. 
His  caution  approached  timidity,  and  sometimes  made 
him  irresolute.  His  aim  was  not  to  explain  the  uni- 
verse, but  to  adapt  his  life  to  its  actual  conditions.  The 
visions  of  the  poet  were  foreign  to  his  experience ; 
neither  Bunyan  nor  Milton  found  much  response  in 
Locke.  Deficiency  in  speculative  imagination,  and 
want  of  eclectic  sympathy  with  the  historical  develop- 
ment of  human  thought  are  shown  when  he  encounters 
the  vast  and  complex  problem  of  human  knowledge, 
and  the  constitution  of  the  reality  which  it  contains. 
This  appears  in  his  indisposition  to  find  elements  of 
truth  in  systems  foreign  to  his  own, — unlike  Leibniz, 
whose  ideal  of  philosophical  truth  was  grander,  or  at 
least  more  pretentious,  than  that  matter-of-fact  account 
of  the  office  and  limits  of  a  human  understanding  which 
Locke  offered  in  the  *  Essay,'  in  order  to  bring  about 
an  amendment  of  its  operations  in  the  future  history 
of  mankind. 


276 


CHAPTEE    V. 

PHILOSOPHICAL   ISSUES    IN    THE    LAST    TWO    CENTURIES. 

Locke's  intellectual  philosophy  may  be  interpreted  in 
two  ways,  as  one  or  other  of  the  two  fundamental  parts 
of  its  constitution  regulates  the  interpreter.  Its  origin, 
in  reaction  against  authority  and  schol  a.sti  r,  a hstrn  r.t.i  on  b, 
as  well  as  the  tendency  of  opinion  in  the  century  which 
followed  its  appearance,  have  favoured  one  of  those  inter- 
pretations. Accordingly,  Locke  is  commonly  associated 
with  the  disposition  to  resolve  metaphysics  into  physics  ; 
and  our  spiritual  or  supernatural  experience,  with  its 
elements  of  reason,  conscience,  and  creative  will,  into 
sensuous  phenomena.1 

That  we  find  in  our  "  experience  "  of  the  qualities  of 
things  and  the  operations  of  our  own  spirits,  in  their 
ever -changing  variety,  the  materials  which  enter  into 
all  our  knowledge  and  presumptions  of  probability; — 
that  man  can  know,  or  even  have  an  idea  of,  nothing 
that  is  not  clothed  in  the  phenomena  thus  presented  to 

1  Yet  in  Mr  Webb's  <  Intellectualism  of  Locke '  (Dublin,  1857),  we 
have  an  ingenious  attempt  to  interpret  Locke  throughout  as  even 
"an  Intellectualist  in  the  sense  of  Reid  and  Kant."  With  Reid  he 
has  much  in  common,  but  from  Kant  he  is  surely  separated  by- 
method  and  point  of  view. 


Two  essential  Factors  of  Experience.         277 

him — is  one  of  the  two  principal  lessons  of  Locke's  phil- 
osophy of  human  understanding. 

The  other  is  left  in  the  background  in  those  two  books 
of  the  '  Essay '  in  which  "  ideas,"  not  "  certainties  "  and 
"probabilities,"  are  the  subject  of  analysis.1  It  conies 
out  more  when  the  certainties  of  common-sense  are  re- 
ported on,  in  the  fourth  book ;  for  these  involve,  not 
mere  ideas,  complex  and  simple,  but  relations  among 
ideas,  intuitively  discerned  or  perceived  as  true.  "It 
is  on  intuition  or  perception,"  as  Locke  expresses  it, 
"that  the  certainty  (i.e.,  the  self -evidence  and  the  de- 
mon strableness)  of  our  knowledge  depends."  Know- 
ledge thus  originates,  according  to  Locke,  in  i?ituition 
of  relations  among  the  data  of  experience ;  and  it  is  on 
presumptions,  involving  more  or  less  likeness  to  what  we 
have  experienced,  as  he  afterwards  shows,  that  the  prob- 
ability of  our  opinions  naturally  depends.  Wherever 
we  have  an  intuitive  perception  of  relations  between 
the  subjects  and  predicates  of  propositions,  we  have  the 
absolute  certainty  of  knowledge ;  and  if  the  perception 
of  relations  is  accompanied  by  a  common-sense  convic- 
tion that  it  corresponds,  as  one  might  say,  with  the 
order  or  reason  that  is  latent  in  experience,  then  we 
have  some  real  knowledge  of  the  universe.  Eut  he 
also  reports  that  when  we  pass  out  of  the  world  of 
abstract  thought  into  the  world  of  concrete  examples, 
this  certainty  never  involves  universality.  Certainty 
about  more  than  an  individual  case  is  "  never  to  be 

1  It  might  be  said  that  the  second  and  third  books  of  the 
1  Essay '  are  concerned  with  Terms  and  their  meanings  ;  the  fourth 
chiefly  with  Propositions — self-evident,  demonstrated,  probable,  and 
erroneous. 


278  Locke. 

found  except  within  abstract  thoughts  or  ideas."  When- 
ever we  seek  it  elsewhere — in  observation  of  nature — 
we  find  that  "  our  knowledge  goes  not  beyond  particu- 
lars." It  is  the  contemplation  of  abstract  ideas  alone 
that  is  able  to  afford  us  general  knowledge.  This  con- 
fines Locke's  ontological  certainties  to  individuals — 
including  God — and  withdraws  certainty  from  universal 
judgments  about  nature  and  the  attributes  of  existing 
realities. 

Locke's  Epistemology,  so  far  as  it  goes,  might  be  in- 
terpreted in  harmony  with  the  formula  of  Patricius — 
"  cognitio  omnis  a  mente  primam  originem,  a  sensibus 
exordium  habet  primum," — with  this  qualification  that 
Locke  puts  stress  on  the  "exordium,"  or  the  appearance 
of  knowledge  in  time,  and  in  the  consciousness  of  the 
individual ;  he  leaves  in  the  background  what  is  im- 
plied in  its  "  origo," — in  "  perception  "  or  intuitional  in- 
telligence of  relations,  with  all  involved  in  this  which 
is  latent  and  so  comes  out  of  the  mind.1  "Why  the 
'Essay'  and  the  other  philosophical  works  of  Locke 
make  exemplification  of  the  ultimate  rational  necessi- 
ties more  prominent  than  the  abstract  necessities  them- 
selves that  are  latent  in  the  "  intuitions  or  perceptions 
on  which  all  absolute  certainty  depends,"  is  partly  ex- 
plained by  the  motive  to  which  the  '  Essay '  was  due.2 

1  Yet  in  a  letter  to  Mr  Samuel  Bold  (16th  May  1699),  Locke  says  : 
"I  agree  with  you  that  the  ideas  of  the  modes  and  actions  of  substances 
are  usually  in  our  minds  before  the  idea  of  substance  itself ;  but  in 
this  I  differ  from  you,  that  I  do  not  think  the  ideas  of  the  operations 
of  things  are  antecedent  to  the  ideas  of  their  existence,— for  they  must 
exist  before  they  can  in  any  way  affect  us  or  make  us  sensible  of  their 
operations,  and  Ave  must  suppose  them  to  be  before  they  operate." 

2  Locke  expressly  says  that  his  purpose  is,  not  to  analyse  pure 


The  "exordium"  and  the  " origo."  279 

Locke,  we  have  found,  was  led  to  his  via  media  philo- 
sophy through  reaction  against  a  priori  dogmatism,  and 
the  empty  abstractions  with  which  it  is  apt  to  be  con- 
nected ;  not  by  reaction  against  the  sceptical  nescience 
which  would  discredit  even  presuppositions  that  express 
the  conditions  by  which  real  knowledge  must  a  priori  be 
determined,  and  by  which  it  is  in  one  sense  explained. 
The  assault  in  the  '  Essay '  upon  "  innate  "  ideas  and 
principles ;  its  analysis  of  the  metaphysical  ideas  that 
gradually  arise  in  consciousness  in  the  course  of  the 
exercise  of  our  faculties ;  its  limited  and  uncritical  re- 
cognition of  self-evident  and  demonstrated  certainties ; 
together  with  the  prominence  given  in  it  to  probability 
as  the  guide  of  life,  were  all  meant  to  administer  checks 
to  empty  verbal  reasonings,  and  to  a  priori  speculation 
that  is  not  exemplified  in  particular  facts.  Locke,  no 
doubt,  invited  that  new  philosophical  departure,  from 
the  epistemological  point  of  view,  which  has  since  drawn 
modern  philosophy  into  theories  of  human,  and  also  of 
absolute  or  divine  knowledge,  but  away  from  the  dog- 
matic ontologies  which  those  critical  theories  have 
superseded.  His  own  epistemology  was  founded  upon 
the  humanity  of  knowledge,  showing  that  man's  know- 
ledge, like  every  aspect  of  him,  is  intermediate  between 
the  animal  and  the  divine, — "  far  short  of  a  universal 
or  perfect  comprehension  of  what  exists."  Philosophy 
has,  at  some  periods  of  its  history,  been  recalled  to  this 
human  position  by  sceptical  despair, — in  hope  of  find- 
ing relief  from  doubt  in  a  deeper  and  truer  insight  of 

reason,  or  the  understanding  as  such,  but  "to  consider  the  dis- 
cerning faculties  of  a  man  as  they  are  employed  above  the  objects 
(phenomena)  they  have  to  do  with  "  (Book  I. ,  chap.  i.  s.  62). 


280  Locke. 

man's  spiritual  being,  —  as  in  the  Socratic  reaction 
against  the  scepticism  of  the  Sophists.  Locke  was 
brought  to  a  study  of  the  actual  facts  of  a  human 
understanding  of  the  universe  with  the  opposite  motive 
of  testing  dogmatic  omniscience  by  demanding  exempli- 
fication of  its  abstractions  in  data  of  experience.  He 
sought  thus  to  convict  the  dogmatists  of  their  inability 
fully  to  realise  divine  or  absolute  knowledge  of  the 
actual  universe,  or  to  substitute  a  complete  rational 
perception  of  truth  for  the  presumptions  of  probability 
that  are  appropriate  to  man. 

That  Locke  was  moved  by  this  second  motive  ex- 
plains much  not  only  in  his  own  philosophical  expres- 
sions, but  also  in  that  development  of  philosophic 
thought,  from  1690  till  now,  which  his  recall  of  phil- 
osophy to  the  human  or  intermediate  may  be  said  to 
have  inaugurated.  His  proposal  to  try  to  find  what 
in  point  of  fact  a  human  understanding  is  or  is  not 
able  to  deal  with,  was  made,  not  because  he  found  the 
current  of  opinion  running  towards  sceptical  despair  of 
the  power  of  man's  mind  to  make  any  way  at  all  in 
the  interpretation  of  the  successively  presented  data  of 
human  experience ;  or  because  he  wanted  men  to  become 
more  intrepid  and  comprehensive  in  their  speculations. 
It  was  for  an  opposite  reason, — because  he  suspected 
that  men  had  been  claiming  for  their  knowledge  more 
than  could  be  justified  by  a  true  human  philosophy. 
They  seemed  to  have  been  "  letting  loose  their  thoughts 
into  the  vast  ocean  of  Being,  as  if  all  that  boundless 
extent  were  their  natural  and  undoubted  possession." 
The  \  Essay '  is  accordingly  an  inquiry  as  to  whether 
past   failures  to  reach  truth  may  not  have  been  due 


Nescience  and  Omniscience.  281 

to  men  having  ventured,  either  as  uncritical  tradition- 
alists or  as  dogmatic  rationalists,  to  place  themselves  as 
it  were  at  the  Divine  or  central  point  for  viewing  the 
universal  reality  j  instead  of  seeing  that  human  indi- 
viduality necessarily  withdraws  us  from  the  centre,  and 
keeps  us  always  at  the  side ;  where  much  that  is 
actual  must  remain  out  of  our  intellectual  sight,  and 
where  things,  experienced  under  the  relations  of  time, 
must  appear  at  a  different  angle  from  the  timeless  intel- 
lectual vision  at  the  centre.  His  inquiry  was  as  to  what 
in  point  of  fact  could  be  seen  from  the  side.  So  in 
the  'Essay'  and  elsewhere  he  is  fond  of  returning  to 
the  contrasts  between  the  few  points  of  full  light  found 
within  our  intellectual  horizon  ;  the  many  points  at 
which  we  can  have  only  the  dim  twilight  of  probability  ; 
and  the  boundless  realm  of  darkness  which,  for  us,  sur- 
rounds both — all  suggesting  to  his  reader  the  moral  ad- 
vantage of  habitually  pondering  the  enigma  of  a  human 
understanding  in  the  discharge  of  its  necessarily  inter- 
mediate function,  between  Nescience  and  Omniscience. 

It  was  perhaps  inevitable  that  Locke, — disposed  by 
temperament,  as  well  as  by  education  and  his  surround- 
ings, to  see  the  danger  of  dogmatic  claims  to  omnis- 
cience rather  than  the  danger  of  sceptical  despair, — 
should  be  more  apt  to  dwell  on  the  weakness  of  human 
understanding,  and  the  narrow  limits  of  human  experi- 
ence, than  either  on  the  abstract  constitution  of  Divine 
Universal  Reason,  in  which  man  in  a  manner  shares, 
or  on  the  facts  that  distinguish  man  as  a  moral  and 
spiritual,  or  supernatural,  being.  Thus  his  own  philo- 
sophy was  apt  to  draw  more  towards  the  philosophical 
extreme    of   Empiricism   and  Nescience   than   towards 


282  Locke. 

the  opposite  extreme  of  transcendental  Idealism  and 
potential  Omniscience.  This  was  in  the  spirit  of  the 
age  in  which  he  lived,  of  which  he  was  so  signally 
the  intellectual  representative.  In  the  latter  part  of 
the  seventeenth  century,  the  assumptions  of  dogmatic 
theology  that  had  been  supreme  in  the  middle  ages, 
and  in  the  theological  controversies  and  religious  wars 
of  the  sixteenth  century  and  after,  were  beginning 
to  be  subjects  of  criticism.  Simultaneously  with  this, 
the  astonishing  growth  of  the  sciences  of  observation 
in  England  strengthened  the  disposition  to  bring  every 
disputed  belief  before  the  tribunal  of  the  generalising 
understanding,  which  judges  only  according  to  the  physi- 
cal categories  of  sense.  Hence  the  philosophy  natural  to 
a  representative  thinker,  at  a  time  when  the  traditional 
philosophy  was  weak,  and  when  leading  opinions  were 
reacting  even  in  excess  against  the  pressure  of  the  Past, 
was  apt  to  be  analytic  and  disintegrative,  more  than 
constructive  or  conservative.  This  explains  how  Locke's 
chief  aim  was  to  expose  empty  verbalism,  and  to  dis- 
solve obstinate  prejudices  inherited  from  the  Past,  which 
he  assailed  as  "  innate  ideas  "  and  "  innate  principles." 
He  wanted  to  explode  verbal  forms  and  dogmas  that  had 
usurped  the  place  which  was  due  to  experience  faithfully 
interpreted.  He  did  not  spare  even  Bacon  and  Descartes, 
pioneers  as  they  were  of  free  inquiry,  but  not  completely 
freed  from  the  bondage  of  scholastic  abstractions  and 
assumptions.  Bacon's  too  sanguine  anticipation  of  com- 
ing sciences  of  nature  which  should  reveal  its  "  fixed, 
eternal,  universal  principles,"  was  probably  in  Locke's 
view,  when  he  once  and  again  administered  a  check  to 
those  who  vainly  hoped  for  a  "  demonstrable  "  science 


The  Supernatural  in  Man.  283 

of  the  laws  and  qualities  of  matter ;  and  when  he  in- 
sisted as  he  did  upon  man's  inevitable  ignorance  of 
necessary  relations  between  the  innumerable  secondary- 
qualities  and  powers  of  the  things  of  sense  and  their 
few  primary  or  mathematical  qualities  ;  or  when  he 
argued  for  the  impossibility  of  finding  universal  or 
necessary  propositions  in  matters  concrete.  As  to  Des- 
cartes too,  when  Locke  engaged  in  his  'Essay'  Car- 
tesianism  was  passing  into  Spinozism;  and  all  along 
its  course  it  had  seemed  to  Locke,  with  its  teaching 
about  "innate  ideas,"  as  he  interpreted  it,  to  be  too 
much  a  "  letting  loose  of  thought  in  the  vast  ocean  of 
Being." 

Accordingly,  one  need  not  wonder  that  Locke,  with 
his  early  training  in  natural  science  and  in  practical 
politics,  repelled  too  by  the  dogmatic  theology  of  the 
Puritans  who  surrounded  his  youth,  should  unconsciously 
lean  to  that  narrow  and  incomplete  conception  of  man 
which  represents  him  as  ending  in  sense  and  empirical 
understanding.  Speculative  imagination,  constitutive 
reason,  moral  experience,  and  thinking  will  —  on  all 
which  a  deep  and  spiritual  philosophy  depends  —  are 
either  left  out  of  sight  or  attenuated.  An  "experi- 
ence "  that  ends  in  sense  and  empirical  generalisation 
must  end  incoherently,  and  therefore  contain  the  seeds 
of  scepticism,  if  there  is  (potentially)  in  man  a  larger 
and  richer  life,  due  to  the  factors  of  his  moral  and 
religious  experience, — often  latent,  it  is  true,  in  indi- 
vidual men,  but  found  to  respond  when  rightly  ad- 
dressed by  words  or  by  miracles.  In  those  supernatural 
factors  in  the  human  mind  we  have  the  key  to  the 
metaphysical  or  supernatural  interpretation  of  the  uni- 


284  Locke. 

verse,    at   the  human   or   intermediate  point  of  view. 
From  them  come  to  us — 

"  Those  shadowy  recollections, 

Which,  he  they  what  they  may, 
Are  yet  the  fountain  light  of  all  our  day, 
Are  yet  a  master  light  of  all  our  seeing  ; 

Uphold  us,  cherish,  and  have  power  to  make 
Our  noisy  years  seem  moments  in  the  heing 
Of  the  Eternal  Silence  ;  truths  that  wake 

To  perish  never." 

If  this  is  so,  then  Locke's  philosophy  was  a  common- 
sense  protest  on  behalf  of  the  right  and  duty  of  the 
understanding  to  judge  according  to  a  somewhat  thin 
and  narrow,  or  at  least  ambiguous,  conception  of  what 
enters  into  human  experience.  It  therefore  tended 
to  send  the  main  current  of  thought  in  the  eighteenth 
century  in  the  direction  of  analysis  and  disintegra- 
tion, with  a  preference,  healthy  in  its  own  way,  for 
concrete  and  variable  examples  in  sense  over  abstract 
and  absolute  necessities  of  reason.  And  so  it  came  to 
pass  that,  before  the  middle  of  the  century,  Locke's 
ambiguously  constructed  philosophy  was  transformed 
into  Hume's  "  sceptical  solution  of  sceptical  doubts." 1 
The  extreme  nescience  into  which  Hume  resolved  Locke 
called  forth  Eeid  and  Kant.  Reid,  in  the  spirit  and 
according  to  the  "historical"  or  matter-of-fact  method 
of  Locke,  sought  to  penetrate  more  deeply  than  Locke 
had  done  into  the  "  perceptions "  of  common  reason 
by  which  Locke  saw  that  tho  certainties  of  knowledge 
were  constituted.     Eeid  traced  scepticism  to  "  the  Car- 

1  See  Hume's  e  Inquiry  concerning  Human  Understanding,'  passim, 
but  especially  Lects.  IV. -VI. 


British  and  French  disintegration.  285 

tesian  system  of  the  human  understanding,"  otherwise 
called  "  the  ideal  system,"  which  he  attributed  also  to 
the  '  Essay,'  according  to  which  only  an  image  of  real- 
ity is  perceived  in  sense, — though  Locke  disclaims  any 
theory  on  the  subject.  Kant  applied  his  new  critical 
method  to  the  purely  rational  side  of  experience,  and 
to  the  epistemological  problem,  which  Locke,  in  an 
iconoclastic  spirit,  had  tried  to  solve  in  the  practical 
interest  of  man's  individual  right  and  liberty  to  under- 
stand things  according  to  positive  proof.1 

The  course  of  British  and  French  philosophy,  from 
the  publication  of  the  '  Essay  concerning  Human  Un- 
derstanding' in  1690,  till  Reid  in  1764  produced  his 
'  Inquiry  into  the  Human  Mind  on  the  Principles  of 
Common  Sense,'  represents  on  the  whole  the  progress 
of  the  disintegrative  tendency,  which  in  Britain  was 
only  in  part  and  temporarily  arrested  by  Reid.  Reid 
and  the  psychologists  of  Scotland  were  moved  to  at- 
tempt an  analysis  of  the  common  rational  sense  deeper 
than  Locke's,  by  the  desire  to  refute  the  Hume  they 
saw  when  looking  only  at  the  negative  side  of  Berkeley. 
But  the  philosophy  which  appeals  at  last  to  custom  and 
association  only  was  not  thus  arrested.  English  and 
French  empirical  psychology  from  Hartley  and  Condil- 
lac  to  John  Stuart  Mill  and  Comte,  accepted  isolated 
sensations,  emptied  of  the  originating  and  active  Reason 
which  in  Berkeley  was  their  necessary  constitution  and 
final  cause.  English  psychology  from  Hartley  to  Mill 
continued  on  the  lines  of  the   "  sceptical   solution  of 

1  For  an  able  comparison  of  the  Scottish,  and  German  answers  to 
Hume,  the  reader  is  referred  to  Professor  Seth's  'Scottish  Phil- 
osophy' (2d  ed.,  1890). 


286  Locke. 

sceptical  doubts  ;"  and  "association"  is  more  prominent 
than  the  Common  Eeason  in  the  teaching  even  of  Dr 
Thomas  Brown,  who  represented  Eeid's  philosophy  in 
its  decline,  in  the  second  decade  of  the  nineteenth,  cen- 
tury. Thus  for  130  years  after  its  publication  the 
'  Essay '  of  Locke  gave  to  philosophy  in  this  country 
its  groundwork  and  its  method.  The  Anglo  -  Saxon 
mind  cautiously  leans  to  that  side  of  human  life  which 
is  instinctive  and  determined  by  custom,  overlooked  as 
outside  philosophy  altogether  by  those  who  would  con- 
fine its  speculations  to  the  ultimate  presuppositions,  and 
who  despise  "axiomata  media"  as  external  to  the 
sphere  in  which  it  moves. 

The  German  mind,  awakened  into  a  priori  specula- 
tion by  Leibniz,  continued  in  it  on  the  new  lines  of 
Kant,  and  from  Kant  to  Hegel  tended  steadily  towards 
the  speculative  construction  and  systematic  unity  of 
absolute  all-explaining  Idealism.  This  philosophy  in- 
troduced into  Britain,  at  first  by  Coleridge  and  by  the 
criticisms  of  Hamilton,  has,  within  the  last  forty  years,1 
gradually  transformed  our  insular  manner  of  thinking, 
and  inverted  for  the  time  Locke's  "plain,  historical," 
matter-of-fact  procedure.2  A  similar  but  more  transi- 
tory dissatisfaction  in  France  with  the  materialism 
and  theological  nescience  into  which  Locke  had  been 
there  resolved,  was  represented  by  Jouffroy  and  Cousin 

1  It  is  hardly  necessary  to  mention  in  this  connection  Principal 
Caird,  Professors  Edward  Caird  and  Green,  and  Dr  Hntchison 
Stirling,— names  prominent  in  the  history  of  British  philosophy  in 
the  last  quarter  of  a  century. 

2  The  most  powerful  argumentative  criticism  of  this  transfor- 
mation will  be  found  in  Professor  Veitch's  '  Knowing  and  Being ' 
(1889). 


The  Eighteenth  Century.  287 

contemporaneously   with    Coleridge   and    Hamilton    in 
Britain. 

Locke's  political  philosophy  was  modified  and  adopted 
in  France  in  the  eighteenth  century  by  Montesquieu,  and 
many  of  his  opinions  on  education  were  modified  and 
adopted  by  Eousseau.1  The  'Esprit  des  Lois'  (1748) 
of  Montesquieu, — which  in  popularity  and  influence  was 
hardly  inferior  in  the  department  of  political  speculation 
to  the  '  Essay  concerning  Human  Understanding '  in  the 
history  of  logical  and  metaphysical  thought, — propagated 
many  of  Locke's  opinions  of  social  polity,  in  a  more 
attractive  form ;  while  Condillac  and  the  encyclopaedists 
of  France  unwarrantably  associated  his  name  with  the 
sensuous  materialism  into  which  their  interpretation  of 
the  *  Essay '  reduced  his  philosophy. 

Notwithstanding  the  supremacy  of  Leibniz  in  Ger- 
many, and  the  natural  disposition  of  the  Teutonic  mind 
to  a  priori  philosophy  and  absolute  idealism,  the  influ- 
ence of  Locke  even  in  the  universities  of  the  Empire  was 
undoubtedly  strong.2  Locke,  directly  or  through  Hume, 
awakened  Kant  from  his  dogmatic  slumber,  and  the 
1  Kritik  of  Pure  Eeason,'  in  the  form  which  its  problem 
assumes,  as  well  as  in  some  of  its  main  features,  bears 
marks  of  the  parentage  of  Locke.  The  '  Essay '  and 
the  '  Kritik '  differed  in  the  handle  by  which  each  took 
hold  of  the  problem.  The  concrete  data  of  experience, 
and  their  priority   in  the   order   of   time  and  natural 

1  The  '  Sandford  and  Merton '  of  Thomas  Day  is  a  popular  illustra- 
tion of  the  educational  teaching  of  Locke  and  Rousseau. 

2  It  may  still  be  traced,  for  instance  in  Hartenstein,  '  Locke's 
Lehre  von  der  Menschlichen  Erkenntniss  '  (1861),  and  Koenig,  '  Uber 
den  Substanzbegriff  bei  Locke  und  Hume'  (1881). 


288  Locke. 

evolution,  regulate  the  '  Essay ' ;  the  dialectical  evolu- 
tion of  presuppositions  and  principles,  the  denial  of 
which  would  make  experience  and  reasoning  impos- 
sible, and  priority  in  the  order  of  thought  and  exist- 
ence, determine  the  '  Kritik.' 

The  connection  of  Locke's  logical  enforcement  of  rea- 
sonableness, and  independence  of  authority  in  theology, 
with  the  history  of  English  Deism,  Erench  illuminism, 
and  German  rationalism,  is  for  the  student  of  religious 
thought  the  most  interesting  issue  of  his  life  and 
philosophy.  But  Locke's  lasting  effect  upon  religious 
thought  in  these  two  centuries  is  seen  in  the  ever- 
widening  conviction  among  Christians  that  religion 
and  Christianity  must,  like  other  beliefs,  be  exposed  to 
the  test  of  free  criticism,  and  to  the  response  of  the 
rational,  as  well  as  the  moral  and  spiritual,  or  super- 
natural, constitution  of  man. 

In  the  eighteenth  century  it  was  difficult  to  obtain  a 
hearing  for  an  interpretation  of  man  and  the  universe, 
other  than  that  attributed  to  Locke,  or  of  those  who  in 
his  name  professed  absolute  empiricism  and  nescience. 
Berkeley,  at  first  trained  in  the  '  Essay,'  became  at 
last  in  '  Siris '  the  neglected  spokesman  of  a  loftier  or 
more  ambitious  creed.  Such  characteristic  utterances  of 
his  as  those  which  follow,  for  example,  were  out  of  place 
in  his  generation,  and  were  overlooked  until  they  came 
to  be  recognised  long  after  : — 

"  If  explaining  of  a  phenomenon  be  to  assign  its  proper 
efficient  and  final  cause,  it  should  seem  that  mechanical  phil- 
osophers never  can  explain  anything,  their  province  being 
only  to  discover  the  laws  of  nature — that  is,  the  general 


Could  not  assimilate  '  Siris.'  289 

rules  and  methods  of  motion.  We  cannot  make  a  single  step 
in  accounting  for  phenomena  without  admitting  the  im- 
mediate presence  and  immediate  action  of  an  incorporeal 
Agent,  who  connects1,  moves,  and  disposes  all  things,  accord- 
ing to  such  rules  and  for  such  purposes  as  seem  good  to 
Him.  .  .  .  Nothing  mechanical  either  is  or  really  can  be  a 
cause.  .  .  .  Strictly,  Sense  knows  nothing.  .  .  .  Nature  or 
sense  is  reason  immersed  and  plunged  into  matter,  and  as  it 
were  fuddled  in  it  and  confounded  with  it.1  .  .  .  General 
rules  are  necessary  to  make  the  world  of  sense  intelligible.2 
...  It  may  not  be  inferred  [from  our  unconscious  reflex 
actions]  that  an  unknowing  nature  can  act  regularly.  The 
true  inference  is  only  that  the  human  person  is  not  the  real 
author  of  these  natural  motions  ;  for  no  man  blames  himself 
if  they  are  wrong,  or  values  himself  if  they  are  right.3  What 
is  done  by  rule  must  proceed  from  something  that  under- 
stands the  rule;  therefore,  if  not  from  the  human  person 
himself,  from  some  other  active  Intelligence.  .  .  .  Sense 
and  experience  acquaint  us  only  with  the  course  and  analogy 
of  appearances  or  natural  effects.  Thought,  Reason,  and 
Intellect  introduce  us  into  the  knowledge  of  their  causes.4 
Sensible  appearances,  though  of  a  flowing,  unstable,  uncer- 
tain nature,  yet  having  first  occupied  the  mind,  they  do  by 
an  early  prevention  render  the  after  task  of  thought  more 
difficult  — '  sensible '  and  *  real '  being  to  common  appre- 
hensions the  same  thing.  The  principles  of  science  are 
neither  objects  of  sense  nor  of  imagination,  and  Intellect 
and  Reason  are  alone  the  sure  guides  to  truth.  .  .  .  All 
the  faculties,  instincts,  and  motions  of  inferior  beings,  in 
their  several  respective   subordinations,   are  derived  from 


1  This  adopted  from  Cudworth. 

2  Compare  this  with  Locke  on  the  unreality  of  general  principles 
and  universal  conceptions. 

3  This  implies  that  the  moral  or  immoral  agency  of  persons  is  our 
one  concrete  example  of  independent  and  creative  causality  or  power. 

*  Mere  evolution   of  phenomena  from  preceding  phenomena,  in 
short,  explains  nothing,  but  itself  needs  to  be  explained. 

P. XV.  T 


290  Locke. 

and  depend  upon  Mind  and  Intellect.  '.  .  .  Number  is 
no  object  of  sense,  it  is  an  act  of  the  mind.  .  .  .  Com- 
prehending God  and  the  creatures  in  one  general  notion, 
we  may  say  that  all  together  make  one  universe  or  rb  irav. 
But  if  we  should  say  that  all  things  thus  make  one  God, 
this  would  indeed  be  an  erroneous  notion  of  God,  but  would 
not  amount  to  Atheism,  so  long  as  Mind  or  Intellect  was 
admitted  to  be  the  governing  part.  .  .  .  Sense  denotes 
dependence  in  the  soul  which  hath  it.  Sense  is  a  passion, 
and  passions  imply  imperfection.  ...  So  far  forth  as  there 
is  real  power  in  the  universe  there  is  Spirit.  .  .  .  Sense  at 
first  besets  and  overbears  the  mind.  We  look  no  further  than 
to  it  for  realities  or  causes  ;  till  Intellect  begins  to  dawn,  and 
cast  a  ray  on  this  shadowy  scene.  We  then  perceive  the  true 
principles  of  unity,  identity,  and  existence.  Those  things 
that  before  seemed  to  be  the  whole  of  being,  upon  taking  an 
intellectual  view  are  seen  to  be  but  phantoms.  .  .  .  The 
Mind,  her  acts,  and  her  faculties,  furnish  a  new  and  distinct 
class  of  objects  ;  from  the  contemplation  whereof  arise  certain 
other  notions,  principles,  and  verities,  so  remote  from,  and 
even  repugnant  to,  the  first  prejudices  which  surprise  the 
sense  of  mankind,  that  they  may  well  be  excluded  from  vul- 
gar speech  and  books,  as  abstract  from  sensible  matters,  and 
more  fit  for  the  speculation  of  truth,  the  labour  and  aim  of  a 
few,  than  for  the  practice  of  the  world,  or  for  the  subjects  of 
experimental  and  mechanical  inquiry.  .  .  .  Sense  supplies 
images  to  memory.  These  become  subjects  for  fancy  to 
work  upfin.  Reason  considers  and  judges  of  the  imagina- 
tions. And  these  acts  of  reason  become  new  objects  to  the 
understanding.  In  this  scale  each  lower  faculty  leads  to 
one  above  it ;  and  the  uppermost  naturally  leads  to  the 
Deity,  who  is  rather  the  object  of  intellectual  knowledge 
than  even  of  the  discursive  faculty,  not  to  mention  the 
sensitive.  .  .  .  Plato  held  original  ideas  in  the  mind ;  that  is, 
notions  such  as  never  were  nor  can  be  in  the  sense.  Some, 
perhaps,  may  think  the  truth  to  be  this  : — that  there  are 
properly  no  ideas  [mental  images,  Vorstellungen]  but  what 
were  derived  from  sense,  but  that  there  are  also  besides  these 


Hume  and  the  Eighteenth  Century.  291 

her  own  acts  and  operations,  such  as  notions.  ...  It  does 
not  follow  that  because  a  thing  is,  it  must  actually  exist  [i.e., 
in  a  consciousness].  .  .  .  That  perpetual  struggle  to  recover 
the  lost  region  of  light,  that  endeavour  after  truth  and  in- 
tellectual ideas,  the  soul  would  neither  seek  to  attain,  nor 
rejoice  in,  nor  know  when  attained,  except  she  had  some 
prenotion  or  anticipation  of  them,  and  they  had  lain  innate 
and  dormant,  like  habits  and  sciences  in  the  mind,  which  are 
called  out  and  roused  by  reminiscence.  ...  A  Divine  force 
or  influence  permeates  the  entire  universe.  .  .  .  Plotinus 
represents  God  as  order ;  Aristotle,  as  law.  ...  As  the  mind 
gathers  strength  by  repeated  acts,  we  should  not  despond, 
but  continue  to  exert  the  flower  of  our  faculties,  still  re- 
covering and  reaching  on,  and  struggling  into  the  upper 
region,  whereby  our  natural  weakness  may  be  in  some 
degree  remedied,  and  a  taste  attained  of  truth  and  intellec- 
tual life." 

Contrast  with  the  philosophy  that  is  implied  in  these 
thoughts  of  Berkeley  characteristic  sentences  of  Hume 
like  those  which  follow, — the  issue  of  Hume's  attenua- 
tion of  Locke,  and  of  his  interpretation  of  Berkeley's 
subordination  of  sense  and  the  material  world  to  Mind 
as  virtual  scepticism  : — 

"  This  theory  of  the  universal  energy  and  operation  of 
the  Supreme  Being  [Mind]  is  too  bold  ever  to  carry  convic- 
tion with  it  to  a  man  sufficiently  apprised  of  the  weakness 
of  human  reason,  and  the  narrow  limits  to  which  it  is  con- 
fined in  all  its  operations.  "We  are  got  into  fairyland,  long 
ere  we  have  reached  the  last  steps  of  our  theory.  Our  line 
is  too  short  to  fathom  such  immense  abysses.  .  .  .  Were  our 
ignorance  a  good  reason  for  rejecting  anything,  we  should  be 
led  into  denying  all  energy  in  the  Supreme  Being  as  much 
as  in  the  grossest  matter.  All  we  know  is  our  profound 
ignorance  in  both  cases.  .  .  .  All  belief  of  real  existence  is 
derived  from  a  customary  conjunction  between  one  object 


> 


292  Locke. 

and  another.  Custom  is  the  supreme  guide  of  human 
life.  .  .  .  Anything  may  a  priori  he  the  cause  of  any- 
thing. .  .  .  The  whole  is  a  riddle,  an  enigma,  an  inexpli- 
cable mystery.  Doubt,  uncertainty,  suspense  of  judgment, 
appear  at  last  the  only  result  of  our  most  accurate  inquir}\ " 

These  sentences  are  more  in  the  spirit  of  the  age 
in  which  they  were  written  than  those  selected  from 
Berkeley,  who  habitually  realised  the  constitution  and 
unity  of  the  universe  in  supreme  immanent  Mind,  al- 
though without  critical  analysis  of  this  rational  constitu- 
tion. Hume,  taking  Locke's  simple  ideas  as  isolated 
sensations  and  the  essence  of  knowledge ;  and  looking 
only  at  Berkeley's  negative  conclusion  that  the  (inde- 
pendent) existence  of  sensible  things  is  an  absurdity, 
dissolved  all  in  the  incoherence  and  contradiction  which 
would  be  latent  both  in  Locke  and  Berkeley  so  inter- 
preted. Locke's  '  Essay,'  under  this  light,  became  an 
incoherent  theory  of  a  "  knowledge  "  resolved  into  succes- 
sive sensations  blindly  connected  by  custom.  Berkeley 
was  transformed  into  a  sceptic,  on  the  ground  that  he 
had  resolved  matter  into  isolated  sensations ;  not,  as  he 
really  intended,  into  sense -phenomena  charged  with 
immanent  and  ever-active  Eeason,  to  which  they  owe 
their  reality  or  significance,  interpretability,  and  capacity 
for  being  reasoned  about. 

The  '  Nouveaux  Essais  sur  l'Entendement  Humain ' 
of  Leibniz  made  its  appearance  in  1765,  fully  sixty 
years  after  the  death  of  Locke,  and  about  half  a  cen- 
tury after  the  death  of  its  author.  The  long  neglect 
of  this  great  work  is  another  illustration  of  the  favourite 
modes  of  thought  in  last  century.  Like  Berkeley's 
{  Siris '  it  was  forgotten  till  the  revolution  in  philosophy 


Tlie  '  Nouveaux  Essais '  overlooked.  293 

which  followed  introduced  meaning  into  its  pages. 
With  his  eclectic  disposition,  Leibniz  suggested  possi- 
bilities of  a  reconciliation  of  his  own  philosophy  with 
that  of  Locke,  through  Locke's  "  ideas  of  reflection." 
"  Perhaps  the  opinions  of  this  able  writer,"  he  says, 
"are  not  so  far  from  mine  as  they  seem  to  be.  For 
he  grants  that  there  are  ideas  which  do  not  come  from 
the  senses,  and  cannot  deny  that  there  is  much  innate 
in  the  mind.  The  mind  is  itself  innate."  But  the 
4  Nouveaux  Essais '  is  in  spirit,  method,  and  results  at 
the  opposite  pole  from  the  'Essay'  of  Locke.  The 
potential  rationality  of  the  universe,  and  the  potential 
demonstrableness  of  true  philosophy,  are  at  the  bottom 
of  the  '  Nouveaux  Essais,'  and  the  ideal  which  Leibniz 
sought  to  realise  was  the  conversion  of  this  potentiality 
into  an  articulate  system.  Locke's  indifference  to  the 
history  of  thought  in  its  successive  evolutions  con- 
trasts with  the  habitual  endeavour  of  Leibniz  to  see 
the  seeds  of  truth  in  systems  and  speculations  the  most 
alien  from  his  own,  and  by  eclectic  criticism  to  absorb 
them  into  his  philosophy.  Locke's  tendency  to  solve 
philosophical  difficulties  by  physical  categories  is  op- 
posite to  the  spiritual  dynamics  of  his  German  critic ; 
whose  "  unconscjoui  ideas "  contradict  the  assumption 
on  which  the  English  philosopher  always  proceeds, — 
that  "  ideas  "  and  conscious  intelligence  are  identical,  or 
at  least  two  ways  of  looking  at  the  same  thing.  With 
Leibniz  "innate  knowledge"  is  not  of  necessity  con- 
scious knowledge,  nor  knowledge  got  independently  of 
continuous  personal  exertion,  as  with  Locke  ;  it  may  be 
unconscious  as  well  as  conscious,  as  far  as  the  individual 
is  concerned,  under  laws  of  the  spiritual  world  to  which 


294  Locke. 

there  is  nothing  analogous  in  nature,  which  is  the  realm 
of  caused  causes.  The  '  Nouveaux  Essais '  advanced 
upon  Locke  in  the  form  of  anticipations  partly  of  Kant 
and  partly  of  Lotze. 

The  ultimate  or  metaphysical  interpretation  of  the 
universe  which  is  widely  accepted  in  any  age  or  coun- 
try, as  well  as  by  individuals,  depends  upon  the  degree 
in  which  faculties,  originally  latent  in  each  man,  are 
drawn  forth  into  conscious  exercise.  When,  as  for 
the  most  part  in  the  eighteenth  century,  external  ob- 
servation, automatic  association,  and  merely  general- 
ising understanding  are  the  characteristics,  and  the 
spiritual  or  supernatural  faculties  are  much  left  in  their 
original  latency  as  at  birth, — then  the  prevalent  phil- 
osophy naturally  tends  to  self -contradictory  scientific 
agnosticism,  which  accepts  the  presuppositions  of  phys- 
ical science,  and  yet  argues  for  theological  nescience 
on  the  ground  that  metaphysical  presupposition  is  illu- 
sion. On  the  other  hand,  in  periods  when  reflective 
thought  is  so  exaggerated  as  to  leave  the  sense  fac- 
ulties comparatively  dormant — as  with  medieval  and 
modern  schoolmen — abstractions  come  to  supersede  con- 
crete things  and  persons,  and  the  resulting  philosophy 
becomes  a  web  of  subtle  speculation  spun  out  of  the 
philosopher's  thought, — in  disregard  of  facts  in  ex- 
perience which,  if  recognised,  would  destroy  the  unity 
of  the  subtle  system,  and  make  its  thought  "abrupt." 
The  philosophy  that  corresponds  to  the  experience  of 
the  complete  man  acknowledges  the  need  and  value  of 
the  empirical  elements  and  methods  of  knowledge,  and 
also  their   subordination  to    the  universalising  reason, 


Three  conflicting  Voices.  295 

which  connects  man  with  the  infinite  and  •  eternal.  As 
Leibniz  himself  says,  "  those  who  give  themselves  np  to 
the  details  of  sense  and  to  the  natural  sciences  are"  Jed 
to  despise  abstract  speculation  and  idealism,  while  those 
who  habitually  live  among  universal  principles,  rarely 
care  for  or  appreciate  individual  facts.  But,"  in  his 
own  eclectic  spirit,  he  adds,  "I  equally  esteem  both." 
Bacon,  in  a  like  spirit,  profoundly  remarks  that  "  those 
who  have  handled  knowledge  have  been  too  much 
either  men  of  mere  observation  or  abstract  reasoners. 
The  former  are  like  the  ant ;  they  only  collect  material 
and  put  it  to  immediate  use.  The  abstract  reasoners 
are  like  spiders,  who  make  cobwebs  out  of  their  own 
substance.  But  the  bee  takes  a  middle  course ;  it 
gathers  its  material  from  the  flowers  of  the  garden  and 
the  field,  while  it  transforms  and  digests  what  it  gathers 
by  a  power  not  its  own.  Not  unlike  this  is  the  work 
of  the  philosopher.  For  true  philosophy  relies  not 
solely  on  the  power  of  abstract  thinking ;  :?or  does  it 
take  over  the  matter  which  it  gathers  from  natural 
history  and  mechanical  experiments,  only  to  lay  it  up 
in  the  memory  as  it  found  it ; — for  it  lays  it  up  altered 
and  digested  by  the  rational  understanding.  Therefore 
from  a  closer  and  better  considered  alliance  between 
these  two  faculties — the  empirical  and  the  rational — 
such  as  has  never  yet  been  fully  realised,  much  may  be 
hoped  for  philosophy  in  the  future." 

It  is  thus  that  from  Locke  to  Lotze  the  modern 
philosophical  world  has  for  two  hundred  years  been 
engaged  in  attempts  to  solve  the  speculative  problem 
that  is  involved  in  Locke's  practical  '  Essay.'     The  two 


296  \S         Locke. 

intervening  Centuries  have  witnessed  a  struggle  between 
two  antithetical  conceptions  of  man's  intellectual  rela- 
tion'to  life  and  its  realities,  which  may  issue  in  the  end 

jCIn  a  deepened  philosophical  knowledge  both  of  the 
changing  phenomena  and  of  the  mysterious  permanent 
implicates  of  his  physical  and  spiritual  experience.  One 
seems  to  hear  three  conflicting  voices  in  the  course  of 
those  centuries.  The  response  to  the  philosophic  ques- 
tions made  by  one  of  them  is — that  "nothing  can  be 
known  because  nothing  may  be  presupposed,  except  in- 
deed the  mechanical  presuppositions  of  physical  science." 
An  opposite  philosophic  utterance  comes  from  another 
quarter :  "  The  universe  may  be  seen  through  and  through, 
and  its  secret  is  revealed  in  the  light  of  the  Divine  Rea- 
son that  is  immanent  in  it."  These  two  voices  are  apt 
to  overyear  the  third,  which  pleads  that  man  may  see 
enough  to  justify  the  faith  that  he  is  living  and  moving 
and  having  his  being  in  a  universe  in  which  Nature  is 
in  harmo^  with,  yet  subordinate  to,  the  ethical  and 
spiritual  Order  with  which  his  higher  faculties  connect 

,  him  ;  and  that  the  more  his  latent  faith  or  inspiration  is 
made  to  respond,  by  reflection  and  by  the  facts  of  his- 
tory, the  more  clearly  each  man  can  see  the  little  that  is 
intellectually  visible  at  the  human  point  of  insight,  and 
the  more  wisely  and  religiously  he  can  direct  his  life. 


297 


APPENDIX. 

LOCKE'S   WORKS   IN   CHRONOLOGICAL   ORDER 
OF  PUBLICATION. 

When  in  Holland. 

1.  Contributions  to  the  '  Bibliotheque  Universelle ' — (a) 

Methode  Nouvelle  de  dresser  des  Recueils  ;  (6)  Re- 
view of  Boyle's  '  De  Specificorum  Remediorum  cum 
Corpusculari  Philosophia  Concordia' ;  (c)  Epitome  of 
the  '  Essay/  &c, 1686-88 

When  in  London. 

2.  Epistola  de  Tolerantia,1 March  1689 

3.  Two  Treatises  on  Government,    .         .         .       February  1690 

4.  Essay  concerning  Human  Understanding,       .  March  1690 

5.  Second  Letter  for  Toleration,      .         .         .  October  1690 

When  at  Oates  before  the  Commissionership. 

6.  Some  Considerations  on  the  Consequence  of  Lowering 

the  Rate  of  Interest  and  Raising  the  Value  of 
Money, 1691 

7.  A  Third  Letter  for  Toleration, 1692 

8.  Some  Thoughts  concerning  Education  (dedicated  to 

Clarke  of  Chipley), July  1693 

9.  Second  Edition  of  Essay  concerning  Human  Under- 

standing,          1694 

10.  Third  Edition   of   Essay  concerning   Human  Under- 
standing,          1695 

1  Popple's  translation  in  the  following  summer. 


298  Locke9 s  Works. 

11.  For  Encouraging  the  Coining  of  Silver  Money,  and 

after  for  keeping  it  here,  .   ■      .         .         .         .1695 

12.  Further  Considerations  concerning  Raising  the  Value 

of  Money, 1695 

13.  The  Reasonableness  of  Christianity  as  delivered  in  the 

Scriptures,      .......     June  1695 

14.  A  Vindication  of  the  Reasonableness  of  Christianity 

from  Mr  Edwards'  Reflections,         ....     1695 

"When  at  Oates  during  the  Commissionership. 

15.  Second  Vindication  of  the  Reasonableness   of   Chris- 

tianity,     1697 

16.  A  Letter  to  the  Bishop  of  "Worcester  (Stillingfleet) 

concerning  some  Passages  relating  to  Mr  Locke's 
Essay  of  Human  Understanding  in  a  late  Discourse 
of  his  Lordship's  in  Vindication  of  the  Trinity,         .     16j)7 

17.  Mr  Locke's  Reply  to  the  Bishop  of  "Worcester's  Answer 

to  his  Letter, ........     1697 

18.  Mr  Locke's  Reply  to  the  Bishop  of  "Worcester's  Answer 

to  his  Second  Letter,       ......     1699 

19.  Fourth  Edition  of  Essay  concerning  Human  Under- 

standing,        . 1700 

Posthumous. 

20.  A  Paraphrase  and  Notes  on  the  Epistles  of  St  Paul  to 

the  Galatians,  First  and  Second  Corinthians,  Romans, 
and  Ephesians.  To  which  is  prefixed  an  Essay  for 
the  Understanding  of  St  Paul's  Epistles  by  consult- 
ing St  Paul  himself,         1705-7 

21.  A  Discourse  of  Miracles,      .         .         .         .         •         •     1706 

22.  A  Fourth  Letter  for  Toleration  (fragment),  .         .     1706 

23.  An  Examination  of  Father  Malebranche's  Opinion  of 

Seeing  all  Things  in  God,         ......     1706 

24.  The  Conduct  of  the  Understanding,     ....     1706 

25.  Memoirs  relating  to  the  Life  of  Anthony,  First  Earl  of 

Shaftesbury, 1706 


Locke's  Works.  299 

26.  Some  Familiar  Letters  between  Mr  Locke  and  several 

of  his  friends, 1706 

27.  The  Fundamental  Constitutions  of  Carolina,       .         .     1720 

28.  A  Letter  giving  an  account  of  the  Debates  in  the 

House  of  Lords  in  April  and  May  1675,.         .         .     1720 

29.  Remarks  upon  some  of  Mr  Norris's  Books,  wherein  he 

asserts  Father  Malebranche's  Opinion  of  our  Seeing 

all  Things  in  God, 1720 

30.  Elements  of  Natural  Philosophy,         ....     1720 

31.  Some  Thoughts  concerning  Reading  and  Study  for  a 

Gentleman, 1720 

32.  Rules  of  a  Society  which  met  once  a-week  for  their 

Improvement  in   Useful   Knowledge,    and  for  the 
Promotion  of  Truth  and  Christian  Charity,      .         .     1720 

33.  Letters  to  Anthony  Collins  and  others,        .         .         .     1720 

34.  Observations  upon  the  Growth  and  Culture  of  Vines 

and  Olives,  written  in  1679,     .         .         .         .         .1766 


Some  writings  which  have  been  published  as  Locke's  are  not 
sufficiently  authenticated — among  others  an  '  Introductory  Dis- 
course to  Churchill's  Collection  of  Voyages,'  containing  a  history 
of  Navigation,  with  a  Catalogue  of  Books  of  Travels  (1704),  '  The 
History  of  our  Saviour  Jesus  Christ,  related  in  the  Words  of 
Scripture '  (1705),  and  '  Select  Moral  Books  of  the  Old  Testament 
and  Apocrypha  Paraphrased  '  (1706).  No.  28  of  the  preceding 
has  also  been  doubted,  although  it  was  included  by  Des  Maizeaux 
in  his  "  collection  "  (1720),  under  the  direction  of  Anthony  Collins. 


END   OF   LOCKE. 


OS 


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