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THE
MAKING
OF
MAN
An Outline of Anthrvfjohgy
EDITED BY
V. F. CALVERTON
THE
MODERN LIBRARY
NEW YORK
COPYRIGHT, 1931, BY THB MODERN LIBRARY, INC.
RdJldom HoilSC is THE PUBLISHER OK
THE MODERN LIBRARY
BKNNETT A. CBRF • DONALD S. KLOPFER • ROBERT K. HAAS
Manufactured in the United States of America
Printed by Parkway Printing Company Bound by H. Wolff
To
ROBERT BRIFFAULT
warm friend,
and one of the most amazing and original
minds of our generation*
PREFACE
A WELL-KNOWN anthropologist described this volume,
upon surveying its contents, as a "Golden Treasury of An^
thropology." For my part, I should hesitate to call it that.
Knowing the difficulties in its composition, I doubt whether
it is even a bronze treasury. But some kind of treasury it
aims to be, at least in the absence of any other book of this
type.
The materials in this book have not been gathered to-
gether for the professional anthropologist or the professional
research-worker. Any student of the subject already knows
them. They have been collected, on the other ha»d, for
social scientists in general, whose knowledge of anthropology
on the whole is often very limited and is too seldom used for
correct correlations, and for that vast army of readers who
are interested in the development of the social sciences but
are unable to pursue their interest through many of the
ramifications of the materials.
With that end in mind this volume might have been
edited in a number of ways. I chose the one that seemed to
me at once the most economical and fruitful. As it is I have
been forced to leave out much material that I originally
planned to include. My particular regret in this respect is
that I had to exclude, for lack of space, a whole section on
primitive art. The only selection dealing with primitive art
in this volume is that of Dechelette on the Art of the Rein-
deer Epoch. I had wanted especially to use a chapter from
Boas' valuable work: Primitive Art, but that too had to be
sacrificed along with the other articles in that section. Sacri-
fices of a different variety often had to be made in order to
preserve something of the unity of the volume.
I have not aimed to use selections from anthropologists,
which are representative of their work as a whole— or which
vii
Viii PREFACE
even stand forth as their best-known or their highest-valued
contributions to their subject. My purpose was not of that
character. I have thought of the book as a unit, and have
selected those contributions which have helped preserve that
unity. Wherever possible, of course, I have tried to use
articles or chapters from an author's work which do repre-
sent his stand or position in the theoretical field. In many
cases, to be sure, that was impossible. In a few cases I
have had to use articles from various authors that are not
representative of their work in general. Exigencies in the
organization of the book made such choices in places un-
avoidable.1 A chapter from Wissler's American Indian or
Man and Culture, for example, would have been better,
no doubt, than the chapter on Technology which I chose
from his recent book, An Introduction to Social Anthro-
pology'. Chapters from the earlier books, however, did not
fit as well into the plan of organization, or fulfill as specific
a need, as the chapter on Technology. Similar considerations
motivated a number of the other choices — especially those
from Lowie and Kroeber. In the case of Boas in particular
I should have liked to have had the selections more ade-
quate and representative. Boas' main work, however, has
appeared in monographic form. It covers a vast area of
material, and in extensity of detail and excellence of analysis
is unsurpassed by that of any other worker in the field. Un-
fortunately, though, most of these monographs are con-
cerned with materials and problems that are too technical
for use in this volume. I used Goldenweiser's monograph on
Totemism only because it served a very definite purpose in
the volume. Goldenweiser has contributed so many other
important essays in the general field that I only wish it had
been possible to have included more of his work — for sheer
critical analysis Goldenweiser, in my opinion, is scarcely
surpassed by any other American anthropologist. As a con-
sequence of these necessities of choice and exclusion, the
book undoubtedly has lost in individual representativeness,
although it has gained in conceptual unity.
PREFACE Uf
I am glad that the organization of the book made it pos-
sible for me to include representatives of four main schools
of anthropology: the French, the English, the German, and
the American. In a book of this kind, where theory is of
more interest and importance than the pure depiction of
fact, the divergent attitudes and positions of the various
schools should be represented, since, as Rivers says, "there
is so great a degree of divergence between the methods of
work of the leading schools of different countries, that any
common scheme is impossible, and the members of one
school wholly distrust the work of the others whose con-
clusions they believe to be founded on a radically unsound
basis." While the theoretic differences of the several schools
may not be fully elaborated in the respective essays — the
evolutionary and institutional emphasis of the English school
(Rivers, Perry, Briffault, etc.), the collectivistic emphasis of
the French (Levy-Bruhl), the non-theoretical and somewhat
psychological emphasis of the American (Boas, Lowie,
Kroeber), and the environmental emphasis of the German
(Graebner) — the work of their several representatives that
are included here testify to their differences of approach.
A word of explanation is also needed to show why I have
included the work of various writers whose theories have
already been outmoded. In most cases such choices have
been made because the work of these writers was at one
time important, and because it exerted such a wide in*
fluence in its heyday, and in the history of the subject
cannot be neglected. The work of Bachofen, for example,
is a good illustration of this. No one to-day would take
Bachofen's arguments and evidence seriously, and yet no
one can deny that they were influential in their day. Yet no
one interested in the development of anthropological
thought, at least from a historical point of view, can neglect
Bachofen, however untenable they may view his conclusions.
The inclusion of this chapter from Das Mutterrecht marks
the first time, as far as I know, that Bachofen has been
translated into English. The same can be said to be true,
X PREFACE
I believe, of Graebner. In addition to Bachofen and Graeb-
ncr, I also have had a chapter from Dechelette's Manuel
d'archeologie prehistorique , celtiquc et gallo-romaine , trans-
lated and included in this anthology. Although Tylor's work
on animism has dated somewhat, no anthology of anthro-
pological work would be complete without it.
Although I have not included any discussion of the theory
of cultural origins, involving the whole problem of inven-
tion and diffusion or what has been called by Spinden the
prosaic school versus the romantic, the general aspects of
the controversy emerge from the essays of the various ex-
ponents of the different schools that are included. W. J.
Perry and G. Elliot Smith are certainly typical enough of
the romantics; and Malinowski, Goldenweiser and a num-
ber of others are representative enough of the prosaics. I
included Freud and Roheim because I think the psycho-
analytic approach — which, by the way, early influenced
Rivers, Goldenweiser, and Malinowski, although Malinow-
ski has lately repudiated much of its logic — should be rep-
resented, however far-fetched and unscientific may be its
contentions and conclusions. The chapter from Carpenter
was included, dubious though certain of its materials may
be, because it represents a unique approach to the problem of
homosexuality in primitive culture.
The only essay that was written especially for this volume
is the one on Law and Anthropology which was done by
Mr. Huntington Cairns. In the absence of any good material
in this field, I asked Mr. Cairns, who has already done a
great deal of work in the way of synthesizing law and the
social sciences, to make a special study of the theme, and
Jie happy result of my request is to be discovered in his
essay in Part III.
I want to express here my particular thanks to Frida Ilmer
for her translations of the selections from Bachofen, Graeb-
ner, and Dechelette. I owe a deep debt of gratitude also to
Charles Smith who generously helped prepare the manu-
script for the printer. In addition I want to thank Bcrnhard
PREFACE XI
J. Stern for several valuable suggestions which he made
about the volume as a whole, and Ruth Benedict for her
kind answers to my several letters about problems that
concerned me in this book.
In conclusion let me add that if this book helps social
scientists and the general reader get a better and more in-
formed and various idea of the nature of primitive man and
the theories concerning him, it will have served its purpose.
We are in more need of syntheses in the social sciences to-day
than ever before. Anthropology in general is neglected by
the social sciences — or when it is utilized it is usually anthro-
pological doctrine that is behind the times, or doctrine that
is especially peculiar to a specific school. At least most of the
prevailing schools are represented in these pages. Most of
the doctrines represented here also are modern — with the
exception of those of the classical school which have been
included mainly for historical reference.
I also want to guard the reader against viewing my Intro-
duction as representative of the spirit of the volume as a
whole. I have expressed in the Introduction a point of view
that is specifically my own, and which should be considered
as such, and not looked upon as representing that of the
other contributors to the book.
I want to thank the following publishers for permission
to use certain of the chapters included in this book : George
Allen & Unwin; American Anthropological Association;
American Journal of Sociology; D. Appleton & Co.; The
Century Magazine; Chapman & Hall; Columbia Law Re-
view; Dodd, Mead & Co.; Harcourt, Brace & Co.; Harper &
Brothers; Henry Holt & Co.; Alfred A. Knopf, Inc.; Hor-
ace L iveright, Inc.; The Macmillan Company; Macmillan &
Company; Methuen & Co.; William Morrow & Co.; The
New Republic; W. W. Norton & Co.; David Nutt; Oliver &
Boyd; Kegan Paul; Alphonse Picard et Fils; Psyche; Carl
Winter; Scientia. y R QALVERTON.
NEW YORK,
September 10, 1930.
Xg PREFACE
NOTES
1 For those who wish to pursue the subject at greater length, however,
the bibliography will provide material for further guidance. I have been
particularly careful in the bibliography to avoid selections that would be of
only technical interest to the reader. In certain cases I have noted tech-
nical articles, but only because I think the reader might find them of
value. In general, however, I have confined the bibliography to materials
of more theoretic character.
CONTENTS
PAGE
PREFACE vii
INTRODUCTION: Modern An-
thropology and the
Theory of Cultural
Compulsives . . . V. F. Calverton I
I. FOSSIL AND PREHISTORIC MAN
1. Fossil Men . . Marcelin Boule 41
2. The Structure of
Prehistoric Man . Wilson D. Wallis 64
3. The Tasmanians . W. J. Sollas 77
4. The Art of the Rein-
deer Epoch . . . Joseph DSchelette 9^
5. The Peking Man . /. H. McGregor 104
II. RACE AND LANGUAGE
1. The Problem of Race Franz Boas 113
2. Language, Race, and
Culture .... Edward Sapir 142
III. SOCIAL ORGANIZATION
1. Das Mutterrecht . /. Bachofen 157
2. Organization of So-
ciety upon the Basis
1 of Sex .... Lewis H. Morgan 168
3. Motherright . . E. S. Hartland 182
4. Group-Marriqge and
Sexual Communism Robert Briffault 203
5. Property . . . W. H. R. Rivers 234
6. The Solidarity of
the Individual with
His Group . . . Lucicn Ltvy-Bruhl 249
ziii
XIV CONTENTS
PACK
7. Initiation Ceremo-
nies Baldwin S fencer and F. /.
Gillen 281
8. The Coming of the
Warriors . . . W. J. Perry 306
9. Law and Anthropol-
ogy Huntington Cairns 331
10. Totemism . . Alexander Goldenweiser 363
11. The Influence ot
Ancient Egyptian
Civilization in the
East and in Amer-
ica G. Elliot Smith 393
12. Causality and Cul-
ture F. Gracbner 421
13. Banaro Society . Richard Thurnwald 429
14. Technology . . Clar\ Wissler 446
15. Cannibalism . William Graham Sumner 466
IV. SEXUAL CUSTOMS AND SOCIAL PRACTICE
1. The Origin of Love Robert Briffault 485
2. Homosexual Love Edward WestermarcJ^ 529
3. The Relations Be-
tween the Sexes in
Tribal Life . . . Bronislaw Malinows1(i 565
4. Formal Sex Rela-
tions in Samoa . . Margaret Mead 586
5. The Savage's Dread
of Incest Sigmund Freud 603
6. The Intermediate
Type as Prophet or
Priest .... Edward Carpenter 619
V. RELIGION
1. Animism . . . Sir Edward B. Tylor 635
2. The Conception of
Mana . . . . R. R. Marett 660
3. Animism and the
Other World . . Geza Roheim 676
CONTENTS XV
PACK
4. Magic and Religion Sir James Frazer 693
5. The Growth of a
Primitive Religion . A. L. Kroeber 714
6. Woman and Re-
ligion .... Robert H. Lowie 744
VI. EVOLUTION OF ATTITUDES
1. Evolution of Hu-
man Species . . Robert Briffault 761
2. Collective Repre-
sentation in Primi-
tives' Perceptions
and the Mystical
Character of Such Lucien Ltvy-Bruhl 771
3. The Science of Cus-
tom ... . Ruth Benedict 805
4. Concept of Right
and Wrong . . . Paul Radin 818
5. Class Relations . . L. T. Hobhouse 828
•
BIOGRAPHIES 865
BIBLIOGRAPHY 875
INTRODUCTION*
MODERN ANTHROPOLOGY AND THE THEORY OF CULTURAL
COMPULSIVES
By V. F. CALVERTON
THE growth of the science of anthropology is closely
bound up with the development of the doctrine of evolution.
Neither could have advanced very far, however, without the
aid of the other. Both were, and still are, part of a complete
cycle of intellectual change. Curiously enough the rise of
both illuminates a tendency in nineteenth century thought
that we have no more than begun to escape to-day — a
tendency to see the past in terms of the present, or, what is
worse, in terms of what is thought to be the present. In differ-
ent words, it is to view others, to interpret their ideas, to ad-
judge their institutions, in terms of ourselves, setting forth
our own ideas and institutions as an absolute criterion. This
whole tendency was an inevitable outgrowth of nineteenth
century logic with its evolutionary emphasis.
Now the doctrine of evolution and the science of an-
thropology did not spring upon the nineteenth century
mind full-blown, like a dazzling intuition, shattering all the
previous fictions about man in a sudden intellectual sword-
thrust. On the contrary, they were a result of a cumulative
process which derived its momentum from the vast move-
ments of men and materials that had been set agog in that
century. While theories of evolution, as we know, arose first
with the Greeks, it was not until the eighteenth century that
*hey made any headway in the western world. Prior to
*This introduction had an English publication in Psyche, October, 1930,
and an American publication in the American Journal of Sociology, March.
a THEMAKINGOFMAN
Charles Darwin, in the works of such men as Buffon, Eras-
mus Darwin, Goethe, Sa.nt-HiLiire and Lamarck, evolu-
tionary hypotheses had been advanced in rapid succession.
The whole doctrine of evolution was the consuming topic
of the day. The very simultaneity with which Darwin and
Wallace struck upon the theory of natural selection and the
survival of the fittest was magnificent proof of the intense
activity of the idea at the time. Every force in the environ-
ment, economic and social, conspired to the success of the
doctrine.
We should really wonder little at this when we realize that
the outstanding characteristic of western Europe in the
nineteenth century was change. Never before had man wit-
nessed, in so brief a time, such vast revolutions in phenom-
ena. The Industrial Revolution was the cause of these rapid
transformations in western life. It was the dynamo that shot
the age agog with new desires and fresh vision. Life became
afire with activity and creation. Newness almost lost its
novelty. New aspirations multiplied with every dawn. In-
vention succeeded invention until the genius of the age
became a miracle in mechanics. Tiny wires became the con-
ductors of great energy; inert metals became moving
machines; water, air, and earth became the source of new
discovery and power. Fantastic fictions became pragmatic
achievements. Leonardo da Vinci's futile experimentations
became realized science. Jules Verne became a clairvoyant
prophet. New conceptions burst pcllmell upon the old,
burying them in the debris of discarded superstition. Men
became interested not in the wherefore of existence, but in
its mastery. The machine promised a new world at human
command. Men came to look upon the earth with new
eyes. Unknown sources of energy were tapped on every side.
Nothing was left unexplored. New truths were derived from
old materials. The search for one reality led to the unex-
pected discovery of ten more.
As a result of this vast release of energy, set thus in motion
by the machinery of the new age, science became—at least
INTRODUCTION 3
for the new intellectuals — the new philosophy of life. Once
an adventure into the strange and mysterious, it now be-
came an open sesame to the control of the universe. In-
vestigation succeeded analysis, and nothing was any longei
safe from the invader's hands. Even the Bible, which had
provided the mystic centerhood of western civilization, was
no longer withheld from scientific scrutiny. The ancient
aeons of the earth's past soon disclosed themselves in geo-
logical formation and structure. The rapid mutations of
the modern world revealed themselves in social science and
historical theory. The idea of movement and change became
an obsession. It was thus that the way was prepared for the
acceptance of evolution not merely as a scientific formula
but as a living addition to our culture.
If, before 1859, western civilization found its intellectual
continuity in Biblical doctrine, after 1859 it found its new
continuity in the doctrine of evolution. A Doctrine is only
seized upon in that fashion when it supplies some great
need, emotional as well as intellectual, in the life of man,
Darwin's theory of evolution supplied the need for a new
philosophy of life. It not only afforded a new vista of human
development, but it also provided a new justification of
world-progress in terms of western civilization. The evolu-
tion of man was seen as a form of infinite progression, from
lower forms to higher, with modern civilization as repre-
sentative of the highest form in the evolutionary scale. But
more than that, the Darwinian theory of natural selection
made survival synonymous with advance. Since all life was
a struggle for the survival of the fittest, that which survived
was superior. And since western civilization had survived
the most successfully in the struggle of civilizations, it must
of necessity represent the highest point in human evolution.
In keeping with this logic, the principles and institutions of
western civilization were inevitably viewed as typical of
the most advanced in the history of human mores. Private
property, the monogamous family, the democratic political
state, were all looked upon as exemplifying the great moral-
4 THE MAKING OF MAN
progress of man. Individualism was envisioned as marking
the great advance of civilized man over the savage — the
supremacy of the differentiated over the undifferentiated.
In other words, the Darwinian doctrine of evolution and
the consequences of its logic proffered the best justification
of the status quo of nineteenth century Europe that had ap-
peared in generations. It harmonized perfectly with the
philosophy of the ruling class of that day. Modern commerce
and industry had broken down the ideological defenses of
the old order which had grown up with feudalism and the
agrarian tradition; new defenses were necessary for the
new ideological front. The Darwinian doctrine supplied that
defense. It rooted laissez-faire economics with its competitive
logic in the very scheme of nature itself. It sanctioned in-
dividualism and the division of classes on the basis of the
necessary struggle for the survival of the fittest. It even
served as a prop for nationalism and the expanding im-
perialisms of the time. Whatever was, was, because it had
to be — because it ought to be.
It was in this cultural milieu that anthropology had its
origins. The same economic and social factors that made
the doctrine of evolution into a new intellectual force caused
anthropology to spring up as an immediate adjunct of
evolutionary cause. The doctrine of evolution became the
basic structure of their whole approach. Beginning with
E. B. Tylor's Primitive Culture in 1872, the main history of
anthropological thought in the nineteenth century is con-
cerned with the application of the doctrine of evolution to the
interpretation of man's past. The application, however, was
invariably made in relationship with nineteenth century
values, values that are most often alluded to as Victorian. In
other words, those early anthropologists studied primitive
man not to find out what he was like, but what they thought
he ought to be like. Blinded by the erroneous implications
of the doctrine of evolution, namely that the values of nine-
teenth century civilization, having survived all other values,
must exemplify the highest point in moral progress, these
INTRODUCTION 5
anthropologists sought to find in primitive life the traces of
those forms of behavior that were the lowest in the evolu-
tionary scale. They were determined, however unconsciously,
to superimpose their own rationality upon that of the primi-
tive. A whole state of mind was at work here — and not
merely an error in scientific approach. A state of mind fos-
tered by the enormous material advance of nineteenth cen-
tury civilization and the new ideological armament which
it had already begun to perfect! This state of mind made it
impossible for the anthropologists of that day to use the
facts as they really were, or to interpret them except in the
caricatured forms of current prejudices. They studied primi-
tive man as one would a puzzle, shifting facts in every
which way, out of all sequence and context, in order to find
solutions. They were too anxious to find universal evolu<
tionary Jaws which would explain the rise of man from the
crudities of primitivism to the refinements of nineteenth cen-
tury civilization. Influenced particularly by Morgan, these
anthropologists of the evolutionary school soon concluded
that society had passed through certain definite stages, a
constant progression from the lower to the higher, in which
modern civilization stood as an apex toward which all the
past had converged. Not content, for instance, with tracing
the development of marriage through its various forms,
these" men were equally concerned with proving that
monogamy was the ultimate stage in marital evolution. At
first it was postulated that man had originally lived in a
state of primitive promiscuity or sexual communism; then
he had advanced to the stage of group marriage, a stage
still found among lingering primitive groups to-day; and
finally, after years of change and crisis, he had progressed
to the stage of monogamy in which he is at the present time.
More than that, Morgan in particular stressed the determin-
ing part that property played in the history of primitive re-
lations, and it was not very long before Morgan's doctrine,
tail, kite, and all, was seized upon by the radicals and
adopted as proof of, if not part of, Marxian philosophy.
5 THE MAKING OF MAN
Almost every radical thinker in the nineteenth century cited
Morgan as a final authority. Friedrich Engels built his whole
book, The Origin of the Family, on Morgan's thesis. Kautsky
used Morgan's evidence in his Entstehung Der Ehe und
Familie, and Plechanov made frequent reference to Morgan
in his various studies of primitive art and culture. Even to-
day many radicals still continue to refer to Morgan's work
as if it had never been outmoded.
Despite McLennan's attacks on Morgan's theory of
nomenclature, and the assaults of many other thinkers upon
Morgan's contentions, Morgan's doctrine made marked
headway in nineteenth century anthropology. At first the
hostility it aroused was mainly intellectual, for, when all is
said, there was nothing in it to offend the Victorian con-
ception of life. Rivers, I think, was strong when he claimed
that the chief reason why Morgan's work was fought was
that it pictured man's past in terms "bitterly repugnant
to the sentiments of most civilized persons." After all, one
should not expect savages to be elevated in morality, and if
they practiced promiscuity that was all the more reason why
civilized man should practice monogamy, for civilization
must mark an evolutionary advance over primitivism. The
progression, indeed, was perfect. Morgan's doctrine fitted
in so precisely with evolution as an absolutistic concept.
It was not the doctrine itself, then, but its widespread ac-
ceptance by the radicals, and the uses it was put to by divers
revolutionary thinkers of the period, that made it suddenly
become "bitterly repugnant" to the nineteenth century mind.
It was not "bitterly repugnant" to the radical mind; it was
only "bitterly repugnant" to the conservative, bourgeois mind
which was concerned above all with the protection of the
middle-class values that had been exalted by nineteenth cen-
tury civilization. As long as Morgan's doctrine was con-
cerned only with the past, and in its evolutionary emphases
pointed to the present as something of an ultimate in the
moral process — as in the case of monogamy — there was no
terror in its proposition. The moment, however, that the
INTRODUCTION 7
radicals insisted upon interpreting evolution as a relative
instead of an absolutistic concept, the danger began. No
longer could the institutions of nineteenth century civiliza-
tion be looked upon as a culmination in evolutionary ad-
vance. No longer could private property and the family, for
example, which were inalienable parts of that civilization,
be considered as indestructible. Private property and the
family, therefore, were but part of a process and not a ful-
fillment of it. In fact, in accordance with the evolutionary
progression postulated by the radicals, these institutions
were destined to disappear with the next advance in the
social process.
Once the doctrine of evolution was seen to carry in its
wake the possibilities of destruction as well as construction,
a new set of justifications was needed to defend the perma-
nency of the prevailing values. Only in this way could the
radical interpretations of the evolutionary process be an-
swered. And thus began the search for absolutes — absolutes
that would satisfy the nineteenth century mind. The ex-
istence of primitive communism was fought tooth and nail.
Private property was declared an instinct, fundamental to
all social life. Religion was defined as an impulse common
to all men, savage as well as civilized, and not an outgrowth
of environment. The family was defended as the corner stone
of culture, the sine qua non of social existence. But more
than that, monogamy, the specific form of the family
dominant at the time, was declared the basic form of mar-
riage of the human species. Even the animals were used
to prove this thesis. No evidence, however dubious, was un-
exploited in this connection. Monogamy thus became not a
form of marriage that had developed out of certain condi-
tions of economic life, but a form of marriage that was
fundamental to the human species, and those mammalian
types that were closest to the human. In these ways, nine-
teenth century institutions were saved from the danger of
change and decay. No matter in what direction evolution
occurred, private property and the family were inviolable.
8 THE MAKING OF MAN
They were the absolutes, the invariables, as it were, in social
organization, which no radical evolution — or revolution —
could shake or shatter.
The class-logic at work here is obvious. Anthropology
was thus made to serve as an excellent prop for the support
of middle-class ethics. It defended the status quo by giving
'0-called final scientific sanction to its essential doctrines.
The famous allusion in economic theory to the monkey
with a stick as a capitalist — thereby proving to the satisfac-
tion of every sophomore that whoever owns anything, how-
ever small, which can produce wealth is a capitalist — was
not less absurd than the rationalization of monogamy as the
natural form of human marriage which was foisted upon
the nineteenth century world by anthropological dialectic.
The most amazing illustration of the truth of this con-
tention is to be found in the history of the work and in-
fluence of Edward Westermarck. When his History of
Human Marriage appeared in 1891 Westermarck was prac-
tically unknown to the scientific public. In fact, Alfred R.
Wallace in his Introductory note to the original volume
comments upon Westermarck as a "hitherto unknown
student" and a "new comer." In less than ten years, how-
ever, this "new comer" becomes the leading authority on
morality and marriage, sweeping aside the influence of his
predecessors by virtue of his new logic. The appearance of
his Origin and Development of the Moral Ideas only
strengthened his influence. If his authority had been con-
fined to his special science the achievement would have been
significant enough; but the fact that it became extended
to the other sciences as well and to the lay world in general
makes its success even more of an event. Since the eighteen-
nineties no other person in this field has exerted anything
like the enormous influence of Westermarck. In almost
every text, lecture, or article, verging on the theme of
morality or marriage he was, and in many instances still is,
the standard reference. The universities in particular
adopted him at once as their guide. Few minds dared to
INTRODUCTION 9
defy his authority. The History of Human Marriage, in-
deed, became the new bible of the social sciences. And it
remained so until the twenties of this century when its
conclusions were assailed and annihilated by Robert Briffault
in his work: The Mothers.
But Westermarck's former supremacy is of more im-
portance than his present loss of it. In the light of Briff ault's
thoroughly valid and devastating criticisms of Westermarck's
thesis, the sway that the latter exercised over the minds
of his contemporaries for almost forty years becomes all
the more revealing. The fact that his ascendancy went prac-
tically unchallenged during that entire period is even more
of a revelation. Why should a man's doctrine become so
widely accepted when his evidences were so flimsy and
fallacious? Why should his conclusions be accepted so read-
ily and completely when the problems involved were so
controversial? Why should he suddenly become an au-
thority when the evidence at hand was so unauthoritative?
One answer might be that he argued his point with such
adroitness that even the dubious became plausible. But
granted that to be the case, the difficulty still remains of
explaining why his evidence was seldom examined in a
critical vein, and why such critical examinations as were
undertaken were never able to win any considerable respect
or authority.
The answer is to be found in another field of logic — or
sociologic. Westermarck's doctrines did more than confute
the doctrines of Morgan, McLennan, and Lubbock; they
fulfilled a great socio-intellectual need of the day. In attack-
ing the ideas of Morgan, for example, he was able to destroy
the logic of the radicals who had based their anthropological
conclusions upon Morgan's work. And in attempting to
prove that in all likelihood "monogamy prevailed almost
exclusively among our earliest human ancestors," that the
family existed anterior to man, and that "human marriage,
in all probability, is an inheritance from some apelike
p-o~cnitor," he was able to provide nineteenth century
10 THE MAKING OF MAN-
civilization with an absolute that justified in perpetuity one
of its main institutions. The family thus became an institu-
tion that radicals could no longer assail. No evolution in
society could eradicate it. Nor could monogamy be attacked
either, since it was rooted in man's primeval past, and was
part of what Westermarck calls the "monogamous instinct."
It is no wonder, then, that Westermarck's doctrines were
seized upon with such eagerness, and adhered to with such
tenacity, by nineteenth century intellectuals of middle-class
character and conviction. The only intellectuals who did
not accept them were the radical minds of the time. College
professors no longer had to rely upon Herbert Spencer's
contention that "the monogamic form of the sexual relation
is manifestly the ultimate form" in order to exalt nineteenth
century institutions over those of other periods — and other
civilizations. Anthropology now, through the work of
Westermarck, had given scientific sanction to the conclusion
of Spencer. "The laws of monogamy can never be changed,"
wrote Westermarck, "but must be followed much more
strictly than they are now."
But all -this discussion would be of little importance if it
were not for the fact that Westermarck's conclusions to-day
cannot be viewed as anything else than absurd. Let us take
up certain of Westermarck's arguments in more careful and
specific detail. Suppose we begin with his defense of mo-
nogamy. In order to root the tendency to monogamy deep
in nature itself, in other words to give it something of an
instinctive cast, he tries to trace its origins to the higher
animals. If the higher animals are monogamous, then cer-
tainly man who is descended from them must carry within
him the same instinct. Utilizing evidence often insufficient
and untrustworthy, Westermarck, in his ardor to build
up his case, claims that monogamy prevailed among the
manlike apes. He cites the gorilla and chimpanzee as par-
ticular illustrations. Now let us see what kind of evidence
he used to prove his thesis. Briffault's discussion of his evi-
dence is very much to the point:
INTRODUCTION II
"Dr. Hartmann, relying exclusively on an article by Hen
von Koppenfels in a German popular magazine, asserted that
'the gorilla is monogamous* (H. Hartmann, The Anthropoid
Apes, p. 229), and the statement was used by Dr. Westermarc\
as a foundation for his theory of 'human marriage.' None of
even the older information affords any ground for the supposi-
tion, and no other writer who has given attention to the subject
makes such a statement. The oldest extant account of the
gorilla, that of the sailor Andrew Bartell, who spent eighteen
years in Angola, states that gorillas *goe many together* ("The
Strange Adventures of Andrew Bartell," etc., in Hatyuytus
Posthumus, or Purchas His Pilgrimes, vol. vi, p. 398). Dar-
win's conclusion was that 'the gorilla is polygamous' (C. Darwin,
The Descent of Man, vol. i, p. 266; vol. ii, p. 361). Brehm con-
cluded that the gorilla is polygamous (A. E. Brehm, Tierleben,
vol. i, p. 65). He regarded the evidence collected from native
hunters by Win wood Reade as the most reliable which was
available at the time he wrote. Reade says: 'The gorilla is
polygamous, and the male frequently solitary; in fact I never
saw more than one track at a time, but there is no doubt thai
both gorillas and chimpanzees are found in bands' (W. Win-
wood Reade, "The Habits of the Gorilla," The American Nat-
uralist, vol. i, p. 179; cf. Idem, Savage Africa, p. 214). Dr. R. L.
Garner says, 'It is certain that the gorilla is polygamous* (R. L.
Garner, Gorillas and Chimpanzees, p. 224). The air of mys-
tery formerly surrounding the gorilla and the uncertainty of
our information concerning the animal have now been dissi-
pated, and we know that, as Winwood Reade observes, 'there
is nothing remarkable in the habits of the gorilla, nothing which
broadly distinguishes it from other African apes* (W. Winwood
Reade, "The Habits of the Gorilla," The American Naturalist,
vol. i, p. 1 80). Mr. F. Guthrie, a gentleman who resided for
many years in the Cameroons, and who was on intimate terms
with native hunters, collected their evidence in a very careful
manner, and checked it by the testimonies of various tribes.
The gorilla of the Cameroons,* he states, 'live in small com-
panies, scarcely to be called families. The smaller companies
consist of one male with his one, two or three wives, and some
small children* (A. E. Jenks, "Bulu Knowledge of the Gorilla
and Chimpanzee/* The American Anthropologist, N. S. xii%
1* THEMAKINGOFMAN
pp. 52 seq.). Herr G. Zenker saw one male accompanied by
several females and young. Von Gertzen describes the traces of
a troop which, he says, must have consisted of about ten in-
dividuals (Brehm-Strassen, Tierleben, 1920, vol. xiii, pp. 684
seq.). Grenfell found gorillas in parties (H. H. Johnson, George
Grenfell and the Congo, p. 344). Captain Dominick found the
gorilla in the Cameroons in much larger troops; according to
him, *the gorilla in the Cameroons is a thoroughly gregarious
animal, and, as with the baboon, several adult males are found
in each troop' (T. Zell, "Das Einfangen ausgewachsener Goril-
las," Die Gartenlaube, 1907, p. 880). Mr. T. A. Barns has also
found the gorillas in the eastern Congo living in large troops
consisting of 'quite a number of gorillas,' each troop including
at least two females with several young of varying ages (T. A.
Barns, The Wonderland of the Eastern Congo, pp. 84 seq.).
Mr. Akeley found gorillas in polygamous bands (C. E. Akeley,
Jn Brightest Africa, p. 247).
"As will be seen, our present information entirely disposes of
any supposition as to monogamous habits among gorillas. Other
stories concerning the animal have likewise become relegated
lo their proper sphere. No instance has been reported of a male
gorilla defending his 'family.' The animal is most fierce and
'Jangerous not when in the company of females and young, but
when solitary; old, solitary gorillas are the only ones that have
been known to attack man unprovoked" (Duke A. F. von
Mecklenburg-Strelitz, From the Congo to the Niger and the
Nile, vol. ii, p. 106).
I have quoted from Briffault at such great length here
btcause the argument is so important and pertinent, since
the apelike animals, in particular the gorilla, have been used
by every variety of scholar following Westermarck to illus-
trate the monogamous instincts of our simian progenitors.
But we know, for instance, that T. S. Savage and J. Wyman,
A. E. Brehm, and Duke A. F. von Mecklenburg-Strelitz,
have all attested to the chimpanzee's non-monogamous hab-
its. The same abundance of evidence is present in reference
to the absence of monogamy among the gibbons and orang-
utangs. In other words, the manlike apes are not monoga-
INTRODUCTION 1 3
mous. Why did Westermarck, then, claim that the gorilla
was monogamous, and that monogamy prevailed almost ex-
clusively "among the menlike apes"? Because certain of
the evidence that we possess to-day was lacking when he
originally wrote his History of Human Marriage? Not at
all. At the very time that he was at work on his thesis evi-
dence existed to prove that the gorilla was polygamous — or
promiscuous — rather than monogamous. It is true that still
more evidence has been collected since then, which has made
Westermarck effect certain modifications in his statements
about gorillas in later editions of his work. But why should
he originally have argued for the monogamous habits of
the gorilla — and for the anthropoid apes in general — when
the evidence leaned in the opposite direction, or at best was
highly uncertain ? * The only answer is the one which we
have given. Influenced by the middle-class culture of his
day, and the necessity of defending its institutions by every
device of logic, his mind reverted to that evidence which
tended to justify those institutions, and endow them with
a natural origin and continuity. Morgan and his followers,
equally a part of that culture, did not seek such defenses,
as we pointed out before, for their doctrines in themselves
did not assail the institutions of their day. On the contrary,
the so-called evolutionary anthropologists, like Spencer, were
convinced that monogamy was the ultimate in ethical
progress, and, therefore, needed no defense or protection.
It was the rising influence of the radical critics, who used
Morgan's doctrine as a revolutionary weapon, as we noted
earlier in this analysis, that had to be rebutted. The History
of Human Marriage provided just this rebuttal. If it could
prove, as it essayed to do, that the "apelike animals" were
monogamous, then it had already established its case, namely,
that of the existence of a "monogamous instinct" and, there-
fore, a natural tendency to monogamy in all the higher
species. It was thus that the prevailing institutions^ could
be protected and the enemies of civilization, that is ot
nineteenth century civilization, confuted and destroyed
£4 THEMAKINGOFMAN
It is not surprising, therefore, that Westermarck, in his
zeal, distorted evidence out of all proportion, and threw his
whole emphasis, to the exclusion of all contradictions, upon
those materials which tended to prove his case. In trying
to show that even among the lower animals sexual unions
assume "a more durable character," resembling that of
marriage, and foreshadowing the later development of the
family, he makes actual citations from Brehm which seem to
illustrate his contention. He notes, among the animals evinc-
ing this tendency, the whale, the seal, the hippopotamus,
the reindeer, "a few cats and martens," and "possibly the
wolf." Upon careful examination of his material,2 however,
it becomes clear at once that he has again garbled facts and
exaggerated evidences. Whales, as Brehm himself stated,
and Westermarck used Brehm as his main support, do not
reveal monogamous tendencies — nor, as far as present evi-
dence shows, do seals, reindeer, cats, or wolves. Brehm's
evidence as to the tendency toward monogamy among hip-
popotami is contradicted by that of every other observer.
Despite these facts, Westermarck's statement about these
animals was uncritically accepted by most of his contem-
poraries during the generation that followed.
Again we are driven to the conclusion that it was because
his doctrines supplied a need of the time, a protection against
those doctrines that threatened middle-class supremacy in
the field of ethics and economics, that they became at once
part of the cultural defense of the era.
Let us turn for a moment to another aspect of his thesis,
wherein he states that "the family, not the tribe, formed the
nucleus of every social group, and, in many cases, was itself
perhaps the only social group." Here Westermarck has
trimmed down his thesis to its fundamental point. The
family, and not the group, or the tribe, is the basic unit
of primitive society. As in the case of the animals, the same
justificatory mechanisms are operative here. If the family
and not the group provides the unit structure of social
organization, then it follows that the family is an inde-
INTRODUCTION IJ
structible part of social life. Destroy the family and social
life is ended. Or, expressed in an antipodal vein, since
social life cannot be destroyed, the family must always re-
main. And again, in order to fortify his case, Westermarck
has abused both evidence and observation. Among the
Yakut, for example, there is no word for the concept of
family, the clan having so absorbed all forms of relationship,
Moreover, it is a well-known fact that among many primitive
groups, the so-called husband and wife are not allowed to
live together, and hence the development of the family,
as Westermarck envisions, could only follow and not pre-
cede such a custom. Among the peoples of the Banks Islands,
the New Hebrides, in Northern Papua, New Caledonia, to
cite instances, family-organization does not exist. Kindred
relationships obtain, but they cannot be described in the
same terms as we describe the family, or as Westermaick
describes it, in which a male and female and their progeny
act as the center of social organization. In fact among almost
all early primitive groups it is "love of the clan [which] is
greater than love between husband and wife." Indeed, the
very submergence of the individual within the group made
the dominance of the family impossible in primitive times.
More than that, the absence of the knowledge of paternity
certainly did not strengthen family-organization at the ex-
pense of social. In addition, the superiority of sister-brother
love over wife-husband love, evidenced in many tribes and
among many peoples, finding a striking illustration as late
as in Sophocles* play Antigone, is but further proof of the
fallacy of the Westermarckian thesis. In fact, as Briflault has
pointed out in great detail, the organization of the family-
group is "found to stand in direct conflict with the primal
social impulses of humanity in its simpler stages, and to
be in sharp opposition to the primitive organization which
it has tended to break up." Family-organization is by it?
very nature, when it assumes a patriarchal form, individual
istic instead of social in character. Consequently, it is highly
unlikely that primitive man could ever have effected his
l6 THEMAKINGOFMAN
early social organization upon a familial basis. At all events,
whatever information we have to-day concerning the origins
of social organization does not confirm Westermarck's thesis.
On the contrary, it tends to weaken it, and, on the whole,
to destroy it.
Nevertheless, Westermarck's theory has been swallowed
in toto by our social scientists. What does this illustrate, then,
we ask once more? Simply the fact that our social scientists
are not interested in objective facts, but in theses that will
justify existing attitudes and institutions.
Nor do we find an exception in Westermarck's attempt
to carry the family-thesis further, and show that its origins
among humans were monogamic. The social scientists have
been just as gullible here as before. In the light of what is
known to-day, I am guilty of no hyperbole when I say that
few more inaccurate conclusion^ in the social sciences have
ever been drawn than that which is to be found in Wester-
marck's contention that it is probable "that monogamy pre-
vailed almost exclusively among our earliest ancestors." We
have already seen how inaccurate Westermarck's conclusions
were about the monogamous habits of higher animals. And
when we turn to his third proposition — of monogamy among
our earliest ancestors — we are confronted again with the
same kind of inaccuracies and misinterpretations.8 (Cf. the
long analysis from Briffault's The Mothers in this footnote.)
In many cases Westermarck used evidence that was con-
tradicted by other evidences, more numerous and more
authentic than his own, without ever mentioning the con-
troversial nature of the material. His frequent recourse to
the observations and comments of Jesuit fathers and mis-
sionaries instead of to other sources when other sources
were available is but another index to the nature of his
outlook and method. Wherever Christian influences crept
primitive customs changed, especially where conversions
were frequent, and even where the Christian influence made
little advance, the observations of the Christian missionaries
were usually of a kind that tended to interpret primitive
INTRODUCTION IJ
culture in terms of Christian morality rather than in term?
of the mores of the tribe itself. Even where Westermarck
actually discovered tribal monogamy, he refused to see it in
relationship with poverty as a cause, a connection that was
obvious to almost all other observers, but insisted upon in-
terpreting it as an evidence of the "monogamous instinct."
His contention, for instance, that polygamy and polyandry
tend to revert to monogamy, loses all its meaning when we
realize that in the history of most primitive groups th^
tendency to monogamy invariably sets in whenever economic
conditions are on the decline. In other words, the so-called
reversion to monogamy does not arise out of a "monogamous
instinct" but out of an economic condition. The very fact
that Westermarck neglects almost entirely the latter factor,
and Its importance as a basic causation, reveals the weakness
in his analysis. And furthermore, the fact that for every
monogamous tribe that he could adduce there were many
more examples of non-monogamous, illustrated the un-
tenableness and absurdity of his thesis. Marriage in many
primitive communities, we should remember, resembles so
little marriage 'as we with our modern categories of con*
sciousness conceive it that it is practically a misnomer to
use the same word to describe both conditions. Among the
aboriginal tribes of Malaya, for example, individuals often
marry forty or fifty times; the Cherokee-Iroquois "commonly
changed wives three or four times a year"; among the
Hurons, "women (were) purchased by the night, week,
month or winter." Now, while in a certain loose sense you
may describe all these relationships as marital, there is a
great danger of misapprehension in this type of nomencla-
ture. It would be a highly intelligent procedure if we coined
a new word for our anthropological vocabulary so that this
kind of confusion could not occur. Especially is this con-
fusion pronounced in the case of monogamy. And Wester-
marck, by way of his loose definition, confuses rather than
clarifies the nature of these relationships by applying our
l8 THEMAKINGOFMAN
concept to practices that have very faint resemblances in
our culture at all. There is certainly a distinct difference be-
tween the attitude of a primitive people who has been
forced to monogamy by economic pressure, and as soon as
prosperity sets in, as in the case of its kings and chiefs, will
revert to polygyny, and that of a civilized community which
has adopted monogamy as an institution, and has set up a
score of psychological devices to justify it as an evidence
of progress. In the case of the primitive people the condition
obviously is one of necessity and not of choice; in the case
of the civilized community the condition assumes the aspect
of choice and not of necessity. Even though we know that
monogamy among civilized communities had its main
origins likewise in economics, strengthened by a religion
closely conjoined with economic tendency, the cultural de-
fenses erected in recent centuries have successfully obscured
that origin and made the institution seem to be the result
of cultural choice, a testimony to advance in civilized be-
havior and cultural wisdom. This "seeming to be," this cul-
tural camouflage, has been so effective, however, that until
recent days this attitude toward monogamy was viewed as
fundamental and not derivative. Westermarck nowhere
notes these differences in attitude between monogamy as
practiced by a primitive and by a civilized group, nor does
lie anywhere interpret monogamy in the Christian world as
the result of an environmental rather than an innate
spiritual fact.
The wholesale manner in which the altogether inexten-
sive and dubious evidence of Westermarck was adopted by
scientists in every field: biological, psychological, sociologi-
cal, was the best proof of the fact that the evidence was of
more than purely theoretic value. Even to-day this manner
of adoption has not entirely ceased. No less distinguished
a biologist than Herbert Spencer Jennings, for example, in
his essay on The Biological Basis of The Family, writes as
follows:
INTRODUCTION ig
"The tendency toward a permanent cooperative life career on
the part of two parents is powerfully reenforced by the long
period of dependence of the young. . . .
"There is no time when the two parents can separate with-
out breaking in upon the functions they have undertaken in
relation to the young. Such is the situation we find in the
higher anthropoids, the orang, and the gorilla; such is the
situation found at its highest development in man. . . . Mar-
riage is life-long, even though the care of the offspring is not.
Permanent monogamous marriage has arisen independently
through similar functional requirements, in the mammals and
the birds; the biological needs giving origin to it being much
the more numerous and powerful in the higher mammals."
But the citations do not stop here. Jennings is quoted in this
reference by a score of other authorities, anxious to prove the
same point, and as always Westermarck is brought in to
give the touch of final authority. The late Thomas Walton
Galloway, another well-known biologist, in an article on
Monogamic Marriage and Mating, points out that "the
trends in both (men and animals) have been toward per-
manent as against temporary relations of the mates and
toward monogamous as against promiscuous or polvgamous
unions." In a recent study entitled Twenty-jour Views of
Marriage, for example, both Jennings and Westermarck are
alluded to upon frequent occasions. In the concluding pages
of the study such passages as these appear:
"That monogamy is the basic form of human marriage is
recognized by most anthropologists. As Professor Jennings
said before the Conference on Family Life in America To-day at
Buffalo in 1927, 'the monogamous family, with life-long union
of the mates, appears as the final term in a long evolutionary
series!' "
"Westermarck in his Short History of Marriage says that
monogamy is the only form of marriage that is permitted among
every people."
Similar quotations can be found in almost any social
science text that one opens to-day. Our whole intellectual
20 THEMAKINGOFMAN
culture in fact is permeated with the same attitude, the same
conviction. It is part of the prevailing ideology.
Now if this attitude were the product alone of some myth,
some religious belief harking back into an antediluvian past,
one might interpret it as an illustration of a cultural lag,
and classify it with such phenomena. But such is not the case,
for science rather than religion, as we have seen, has been
its main support in recent generations. And not only Wester-
marck and Jennings have been conspicuous in its defense.
Almost every modern anthropologist — the exceptions have
been very few and without influence — has rallied to its sup-
port. Malinowski, Thomas, Lowie, for instance, have all
lent their aid to the cause.
If we look a little more closely at the arguments of these
men, we shall be able to discern, in a more definite way, the
nature of the defense-mechanism at work in their logic.
Malinowski is not less guilty than Westermarck or Jen-
nings in his conclusions about the sexual life of the primates
and primitive man. In his volume on Sex and Repression in
Savage Society, he states that the family is the only type of
grouping that man has carried over from the animal stage.
Not only docs he thus assume that the family existed among
the primates, but continuing this logic, he goes further and,
in line with Westermarck, denies the possible existence
of a period of sexual promiscuity, in which gregariousness
antedated the familial state. Indeed he goes so far as to say
that "no type of human organization can be traced back to
gregarious tendencies." It was the family, then, in his
opinion, and not the group, which served as the creative
continuum of culture. In keeping with this contention, one
of his main suppositions is that man thus could have in-
herited from his ancestors among the primates the tendency
lo live in families but not in the form of the promiscuous
Horde. All this, as is obvious, is in agreement with the
Westermarckian contentions which we have discussed and
only adds further strength to the arguments of Jennings and
the social scientists in general.
INTRODUCTION 21
An examination of Malinowski's position, however, re-
veals the same weakness that we found before in that of
Westermarck. While Malinowski does not stumble into the
same specific errors as did his teacher, his general conclu-
sions fall into the same category. In his study: Some Ele-
ments of Sexual Behavior in Primates and Their Possible
Influence on the Beginnings of Human Social Develop-
ment* Gerrit S. Miller, Jr., has shown conclusively that
"Malinowski's work is all based on widespread popular mis-
conceptions about the primates with which man is com-
pared; misconceptions which arise from wrongly attributing
to these animals patterns of sexual behavior which are fa-
miliar from observation of domestic ungulates and carni-
vores." Dr. Miller, whose work in the.field of mammalogy is
inexhaustibly exacting and thorough, then goes on to show
by consideration of all the known fncu about the behavior
of primates the absurdity of the statements of this whole
school of thought. Instead of our primate precursors being
monogamous, and living in family groups, as Westermarck,
Lowie, and Jennings maintained, Dr. Miller points out that
the exact opposite is the case. "The young monkey clings
to the female," Dr. Miller writes, "and can be adequate!)
reared by her sole administrations; the help of the male is
not required, and I have not been able to find convincing
evidence that a true family bond is established." But mam-
malogists, who are certainly in a better position to observe
the sexual behavior of mammals than are anthropologists
or social scientists, not only deny the existence of monogamy
among the apes; they even go so far as to show the presence
of promiscuous horde tendencies among them instead of the
familial ones referred to by Westermarck and his followers.
Dr. Miller's words in reference to this point are very im-
portant:
"When we look into the life histories of the Old World
monkeys and apes as revealed by field studies we find that
existence in loosely organized bands is the general rule. This
12 THEMAKINGOFMAN
type of association is well known to occur in gibbons, baboons,
macaques, langurs, proboscis, monkeys, gnemons, and guerezas.
Apparently the same is true of the great apes, and though the
difficulty of making exact observations on these animals in their
nature haunts has interfered with the collecting of reliable evi-
dence, nothing that I have been able to find in print concerning
the behavior of any non-human primate, cither monkey or great
ape, would justify the assumption that the sexual tendencies of
the members of a free band in the forest differ essentially from
those which Dr. Hamilton observed in his macaques roving at
large among the live oaks at Montecito (i.e., promiscuity).
Life in sexually promiscuous bands can, therefore, not be dis-
missed from the possibilities of ancestral human conditions as
the basis of f^nown evidence derived from the habits of pri-
mates in general. On the contrary the common possession by
men and monkeys of a type of sexual behavior which perfectly
harmonizes with the need of promiscuous life throws a heavy
burden of proof on those who insist that the forerunners of
existing men lived under a group formation totally different
from that which appears to be the prevalent one among non-
human primates. Furthermore, when human sexual behavior is
looked at as it is and not as it is conventionally supposed to be,
We have little difficulty in detecting beneath the surface of the
cultural structure unmistakable traces of the framework of the
promiscuous horde."
We are now in a position to see the necessity for an entire
revaluation of the old point of view concerning the origin
of human tendencies and institutions. Man is not as radi-
cally different from the animals 5 as we have been all too
prone to conclude. Human tendencies not only go bacl{ far
beyond the family; they extend to the simian horde. As Dr.
Gerrit Miller declares in another part of his study, "it seems
reasonable to believe that a state of simian horde life with
its attendant sexual promiscuity lies somewhere in the an-
cestry of the human social systems which exist to-day." To
understand man, therefore, which is the obvious task of
anthropology, we need to consider, without evasion or
euphemism, the ante-human and primitive impulses and
INTRODUCTION 23
motivations which governed his behavior. We can never do
that if we insist upon trying to make him behave as we
think a primitive gentleman should.
Now, what is apparent from these criticisms, and those
that preceded, is that the whole Westermarckian superstruc-
ture of moral ideas has no foundation in fact at all. It is
wish-fulfillment thought, superimposed upon an anthropo-
logical edifice. It was so widely accepted for just that reason.
The social sciences have always been prone to accept such
protective logic. In the days when laissez-faire was orthodox
theory, economists and sociologists were its uncritical ad-
vocates; only to-day, when laissez-faire has lost its influence,
do economists and sociologists criticize and at times cease
to defend it. Only the breakdown of a principle or an insti-
tution maf(es it possible for its former advocates to view it
objectively. For that reason, and that reason mainly, it has
been possible for the reaction against Westermarck to gain
force and momentum to-day. The complete breakdown of
nineteenth century ethics and economics, hastened as it was
by the World War, shattered the middle-class myth of per-
fection. The absolutistic concept of evolution had to be
abandoned. And, as a consequence, the relativistic concept
has steadily gained in power. The development of the rela-
tivity concept in the physical sciences no doubt has con-
tributed to this change in emphasis also in the social sciences.
But this does not mean that anthropologists and social
scientists will have to go back to Morgan now for their
materials and interpretations. Just the contrary! Morgan's
evolutionary theories, as we indicated in an earlier section
cf this essay, can no longer be defended either. Not that
Morgan was not much closer to the truth than Westermarck
in his conclusions about the nature of morality and marriage
in primitive society. He was. But we cannot say, as he did.
that the marital institution passed through certain stages
definitely evolved out of certain others in the history of
every tribe. The existence of sexual communism among a
certain number of tribes does not furnish us with sufficient
24 THEMAKINGOFMAN
evidence to make a sweeping deduction about the entire
history of early mankind. No more than the existence of
monogamy among certain primitive tribes provided Wester-
marck with enough material to draw the illation that our
early ancestors were almost universally inclined to monoga-
mous habits. If we have enough evidence to show that the
family, as we think of it, could not possibly have functioned
in the early stages of social organization, or even have
developed in such stages, we do not have enough evidence
to trace adequately the development of sexual relations
through any precise evolutionary stages, common to al!
primitive groups. In other words, there are more things
that can be said not to be true about primitive life as a whole
than there are things that can be said to be true. Morgan's
error lay in not recognizing that fact. He found many things
that were true in particular but not true in general. His
weakness, intensified by the dogmas of the evolutionary
school, grew out of his attempt to make the two synonymous.
Now, what conclusions can be drawn from this analysis
of anthropological doctrine? It is at this point that I want
to advance a theory that will explain, I believe, what has
happened in terms of sociological fact. This theory, in brief,
endeavors to elucidate the conflict that has been described
(between Wcstermarck and Morgan) as an expression of
those social forces which tend to develop what I shall call
cultural compulsives — or a vested interest in a cultural com-
plex. The influence of the milieu is at work in the formu-
lation of all doctrines and interpretations, but its presence
can be seen more easily and obviously in the nature of the
response to these doctrines and interpretations than in the
nature of their origin. In other words it is the response to
Westermarck's doctrine that is more important from a so-
ciological point of view than their origin. The same is true
of the doctrines of Morgan. The response to the doctrines
of both of these men became a living, dynamic thing, as
much a part of the prevailing culture as a political election
or a scientific invention. The accuracy or inaccuracy of their
INTRODUCTION 25
theories was unimportant beside the influence they exerted
over their own field and the field of the social sciences in
general. This influence was a direct result of this response —
a response that revealed the social meaning implicit in the
doctrines as a whole.
The radicals had not seized upon the doctrines of Morgan
because they represented the final word in anthropological
science. They adopted them because they fitted in so well
with their own doctrine of social evolution, with the triadic
theory of thesis, antithesis, and synthesis, and lent themselves
so excellently to the Marxian interpretation of culture as an
economic unit. They supplied a historic illustration of the
Marxian dialectic. They gave new historic meaning to ihe
cause of the proletariat. Westermarck's doctrines, on the other
hand, were adopted in the same way by the intellectuals
of middle-class conviction. Westermarck's doctrines fitted in
so well with the moral ideals of the middle class. They af-
forded a so-called scientific justification of middle-class
mores. Hence their adoption by middle-class intellectuals,
and their rejection by radical intellectuals, and hence their
popularity in universities and with university professors and
Aheir lack of popularity in radical centers.
In both cases we have a clear illustration of a cultural
compulsive. Class factors were at work as an obvious de-
terminant. Westermarck was so uncritically accepted by the
middle-class intellectuals because his work provided a de-
fense of middle-class ethics. Morgan was so uncritically
accepted by the radical intellectuals, Engels, Kautsky, Ple-
chanov, because his work supplied the dynamite for the
fortification of the proletarian position. Once accepted thus,
Westermarck and Morgan became immediate authorities for
the classes whose logic their doctrines defended. The work
of each man became a cultural compulsive — the cultural
compulsive being determined by the class factors involved.
The work of neither man, as a result, could be viewed ob-
jectively. As in the case of all cultural drives, the emotive
aspect overrode' the intellectual. Criticism of either man wa*
26 THEMAKINGOFMAN
reserved for his enemies and not his followers. The presence
of the vested interest factor blinded both sides to the weak-
nesses in their authority. The motive element involved pre-
cluded the kind of scientific analysis which was needed for
the classes whose logic their doctrines defended. The work
of each man thus became a rallying point for a cultural
Compulsive, and not an objective contribution to social
science. It was removed from the sphere of abstract science
into the field of living culture. Westermarck's superior in-
fluence was not due to any intrinsic superiority of logic, but
to the fact that the middle-class advocates he immediately
won were connected mainly with universities and other in-
stitutions of learning, while those who upheld Morgan,
being radicals, had no such connections. Westermarck domi-
nated the scene because all the educators, being middle-class,
supported his doctrine. In this way, his work became a
cultural compulsive — a cultural compulsive of the middle
class.
But it should not be thought that the radicals did not let
their thought be equally bound by the vested interest factor
only in the direction of an opposite cultural compulsive.
Morgan became as inviolable with them as Westermarck
with the middle class. Any one who criticized Morgan was
denounced as "bourgeois." Blinded by the vested interest
motivation, the radicals were — and to an extent still are —
as uncritical of Morgan as the middle-class intellectuals
were of Westermarck. Here again we have a cultural com-
pulsive at work, exacting affirmation at the expense of
criticism.
As we stated before, such affirmation is weakened only
when the principles and institutions affirmed have begun
to break down and decay. If middle-class morals had not
started to disintegrate with marked rapidity after the World
War, and the family gone through a process of unprece-
dented change, equivalent almost to a revolution, Wester-
marck's ideas would never have been challenged in recent
years. Briff auk's criticisms of Westermarck's doctrines might
INTRODUCTION 2J
have been appreciated by a few, that is, if they had been
written at all — but they would never have gained any vogue.
Only the general decay of middle-class moral doctrine and
economic theory could have prepared the way for the weak-
ening and passing of Westermarck's influence in the social
sciences in general, and in anthropology in particular.
In conclusion, I should like to add, that there is no other
way, as far as I know, of explaining idea-sets or fixations of
a social character such as are represented in the influence of
Westermarck and Morgan, than by resort to what I have
called the theory of cultural compulsives. By use of thi*
theory we are better able, I believe, to understand something
of the social mechanism at work in the rise and fall of ideas
and their authors. It is not what has usually been called the
truth of their doctrine which maizes them so powerful, bul
their adaptability to other interests, class interests in the
main, which they subserve. It is these other, these more basic,
interests that turn these ideas into cultural compulsives, in-
vest them with social meanings which are more important
than their intrinsic content.
Social history is full of such cultural compulsives. The- in-
fluence of Rousseau is just as excellent an illustration as that
of Westermarck or Morgan. The cultural compulsive repre-
sents the group interest in its psychological form. It is a com-
pulsive because the ideas it represents are dependent for
their influence upon the strength of the interests they repre-
sent, and not upon the abstract accuracy or inaccuracy of
their sequence or structure. Its content, as we stated before,
is more emotive than intellectual. It can be destroyed only
by the removal of the interests which constitute its origin.
But since those interests will be with us until we organize
a new kind of society in which they can no longer function,
and since we are all affected by those interests, however
objective we may try to be, the task that confronts us is not
to deny the presence of such cultural compulsives, but to
attempt to keep them from blinding us to facts that are of
importance to our intellectual heritage.
28 THE MAKING OF MAN
The cultural compulsive has had many antecedents in the
field of social theory. The Marxians have been the most
expert in this analysis. By use of their radical dialectic, they
were early able to show just how classes utilized ideas and
doctrines for their own protection and perpetuation. In re-
cent years, in addition to the work of the radicals, a number
of liberal sociologists have gone so far as to argue for the
presence of class-factors in certain ideological mechanisms
pertaining to such problems as race, neo-malthusianism and
eugenics. They have seen such mechanisms as part of a
rationalization-process. What they have not seen — nor many
of the radicals either — and what is important, I believe,
to an understanding of the nature of social thought, is that
their own thought, as well as the thought they have analyzed,
is governed just as distinctly by the presence and pressure
of cultural compulsives. What I am trying to stress, then,
by the theory of cultural compulsives, is that all social
thought is colored by such compulsives, reactionary as well
as radical, and that those who think they can escape them
are merely deceiving themselves by pursuing a path of
thought that is socially fallacious. The radical is just as
caught by such cultural compulsives as the reactionary. The
radical will point out the compulsive thought on the part of
the reactionary but will never discern the same compulsive
mechanism, only directed toward a different end, active in
his own thought. The liberal sociologist will write about
ideological mechanism, the influence of classes upon thought,
but always as if he himself were free of such mechanisms
and influences. The purpose of this analysis is to show that
that is not the case. The liberal sociologist has merely been
deceived by the myth of neutrality — the belief that he can
be above the battle, as it were, aloof from the criss-cross of
conflicting interests. The very fact that the liberal sociologist
in most instances is connected with a university, and is de-
pendent upon a middle-class environment for his survival,
is a sufficient reason why such aloofness in the social sci-
ences must of necessity rest upon false premise.
INTRODUCTION 2$
The existence of cultural compulsives, then, makes objec-
tivity in the social sciences impossible. Indeed, the actual
claim to objectivity in the social sciences has been largely
a defense-mechanism, an attempt unconsciously to cover up
the presence of compulsive factors and convictions. No mind
can be objective in its interpretation and evaluation of social
phenomena. One can be objective only in the observation of
detail or the collection of facts — but one cannot be objective
in their interpretation. Interpretation necessitates a mind-
set, a purpose, an end. Such mind-sets, such purposes, such
ends, are controlled by cultural compulsives. Any man living
in any society imbibes his very consciousness from that so-
ciety, his way of thought, his prejudice of vision. The class
he belongs to in that society in turn gives direction to his
thought and vision. It is only in the physical sciences, where
his method is quantitative and not comparative, and where
the issues do not strike at the essential structure of social life,
that he can escape something of that dilemma.
Cultural compulsives are necessary to social thought.
Without them social thought would lack unity and integra-
tion, and become as meaningless as doctorate theses in the
weak "e's" in Chaucer. Anthropology becomes of value
not because it collects facts about primitive peoples, but be-
cause those facts have meaning to our civilization. Anthro-
pology for anthropology's sal(e is even more absurd than art
for art's sake. And anthropological doctrine, as we have seen,
is as full of cultural compulsives as any other social science,
By being aware of the presence of cultural compulsives we
are not able to free ourselves from them — to do that would
be to say that the individual mind is greater than the social
mind from which it has originated and by which it is con-
trolled— but we are better able to protect ourselves from the
more absurd, because too uncritical, extremes, that such
compulsives may drive us to. Those of us who are radical
cannot expect to view society from an objective point of
view — our very objective makes such objectivity impossible.
Nor, for the same reason can those who are middle-class
30 THEMAKINGOFMAN
view society with any more objectivity. One can be objective
only about those matters which do not involve the crucial
issues of society, and those are the matters that are not im-
portant to social thought. At the same time, however, the
radical can be on his guard against accepting Morgan, or any
future Morgan, unquestioningly simply because he has be-
come part of his cultural compulsive, and the middle-class
sociologist can be on his guard against accepting Wester-
marck, or any future Westermarck, because he has become
part of his cultural compulsive. In other words, the aware-
ness of the compulsive nature of social thought should make
it possible for the development of a little more flexibility and
a little more criticism within the radius of the cultural com-
pulsive itself.
After all, knowledge has come in the social sciences
through the very process of social conflict, and the task that
faces us is that of realizing the conflict, and the compulsives
that it creates, but at the same time of gaining as much
flexibility as possible within its limits. In this, as in other
fields, the radical should take the lead.
NOTES
1 The observations of H. von Koppenfels were ridiculed with finality by
Hurton (Two Trips to Gorilla Land and The Cataracts of the Congo) and
Du Chaillu's even more dubious testimony as to the monogamousness of
the gorilla was shattered by Winwood Rcade who "showed conclusively
>hat Du Ch ail lu has never set eyes on a gorilla."
2 "Among these animals (whales, seals, hippopotamus, etc.)»" Wester-
narck states, "the sexes are said to remain together even after the birth of
the young, the male being the protector of the family." The latter statement
is certainly untrue for every one of the animals mentioned, and there is
not, except as regards the hippopotamus, a word to suggest it in the author-
ity whom he cites. Of whales, Brehm says (vol. iii, pp. 677 seq.) that they
live in large flocks and that very little is known concerning their breeding
habits. At breeding time "it would appear," he says, "that the herds
break up into single pairs, which remain longer together." In the new
edition that vaguely worded statement is withdrawn and a less ambiguous
one substituted from the observations of Guldberg, to the effect that after
sexual congress the sexes "separate entirely" (vol. xii, p. 502). This is in
accordance with the experience of whalers, who know that only cowwhales
are found with schools of young, and that they retire with these to the
shallower waters, where the males are never seen (see A. W. Scott, Seals,
INTRODUCTION 3!
Dugongs, Whales, pp. 132 seq.). Seals, whose reproductive habits are better
known than those of most mammals, certainly do not "remain together
even after the birth of the young," nor docs Brehm make any such state-
ment. They are among the most typically polygamous of animals, and the
females pass from one male to another as the first males become spen*.
The young which are born just before the rut are those of the previous
season, and the sexes separate as soon as those young are able to take to
the waters. Of the hippopotami, which always live in considerable herds,
Brehm says that he "thinks he may venture to assume" that the father
protects the young. No other observer, as far as I know, has received that
impression; on the contrary, according to the best accounts, "the mother
... is sedulous in her attention to her offspring, but the male is apt to be
evilly disposed towards it" (R. Lyddcker, Toyal Natural History, 1894,
vol. li, p. 450). The hippopotamus is a herding, promiscuous, and not a
pairing animal (cf. J. A. Nichols and W. Eglington, The Sportsman in
South Ajrica, p. 65; F. V. Kirby, In Haunts of Wild Game, p. 538; Brchm-
Strassen, Tierlebcn, vol. xm, p. 41; D. Livingstone, Missionary Travels,
pp. 241 seq.; E. Pechuel-Loesrhe, in Die Loango-Expedition, part 111, p. 213).
The reindeer of which Brehm speaks in the passage refcncd to by Profes-
sor Westcrmarck is the semi-domesticated Norwegian animal. "The life
of the domesticated reindeer differs," he &a>s, "in almost every respect
from that of the wild reindeer." At rutting time, "the Lapps allow their
reindeer to enjoy their freedom, provided no wolves are about, and the
domesticated animals mix with the wild herds, much to the joy of the
owner, whose stock is thereby improved" (Brehm-Strassen, Tierlebcn,
vol. xni, p. 115).
3 In the recent remodeled edition of his work, Dr. Westermarck has
considerably modified his former statements and has eliminated several
examples which he formerly adduced as evidence of "primitive monog-
amy." Thus, for example, the Iroquois were formerly represented by Dr.
Wcstermarck as "monogamous"; the impression was indeed conveyed that
they were so strictly and rigorously; they were said to be "purely monog-
amous," and were repeatedly appealed to as a favorite and conspicuous
instance (E. Wcstermarck, The History of Human Marriage, 1901, pp.
435> 5°°» 5°6). Those statements have now been entirely withdrawn and
Dr. Wcstermarck acknowledges that they are opposed to our information
(E. Westermarck, The History of Human Marriage, 1921, vol. iii, p. 4).
Of the Apaches it is asserted by Dr. Wcstermarck that "formerly" only
one woman was deemed the proper share of one man (E. Westermarck,
The History of Human Marriage, vol. iii, p. 5). His authority is Major
Cremony who says that an Apache once told him so and descanted upoi
the evils of polygamy. "These recitals," comments Major Cremony, "will
serve to show that the Apaches have pondered over some of the most
abstruse and perplexing social problems" (J. C. Cremony, Life Among
the Apaches, pp. 249 sq.). Tlie sociological speculations of the Apaches,
"the most barbarous people thus far discovered in these parts,'* (P. de Cas-
tancda dc Nacera, "Rclacion de la Jornada de Cibola," in Fourteenth An-
nual Report of the Bureau of Ethnology, part i, p. 448) did not prevent
them from showing honor and respect to a man in proportion to the mag-
nitude of his matrimonial establishment; and the women were "by no
means averse to sharing the affection of their lords with other wives** (J.
32 THEMAKINGOFMAN
C. Cremony, op. cit., p. 249). Among the Apaches "a man will marry
Ws wife's younger sisters as fast as they grow to maturity. Polygamy is
'die nuptial law" (J. C. Bourge, "Notes on the Gentile Organization of the
Apaches of Arizona," Journal of American Foll^ Lore, in, p. 118; cf. H. H.
Bancroft, Native Races of the Pacific States, vol. v, p. 641; E. Domensch«
journal d'une mission an Texas at an Mexiqtte, p. 135). Dr. Morse re-
ported polygamy to be general among all the eastern tribes of North
America which he knew (J. Morse, A Report to the Secretary of War of
the United States on Indian Affairs, p. 349); and Catim reports the same
thing of the more southern tribes. "Polygamy," he says, "is countenanced
amongst all of the North American Indians, so far as I have visited them"
(G. Catlin, Illustrations of the Manners, Customs and Conditions of the
North American Indians, vol. i). Among the Guaranti tribes, according to
Dr. Westermarck, "chiefs alone are allowed to have more than one wife"
(E. Westermarck, The History of Human Marriage, vol. in, p. 2). The
statement is given on the authority ot Father Charlcvoix, whose remark
refers to Christian Indians (P. F. X. de Charlcvoix, The History oj
Paraguay, vol. i, p. 202): "T*he men among them who have embraced the
Christian religion never marrv among their relations, even within the
degree which the Church readily dispenses. But Caciques have more wives
than one," but it is quite unnecessary to have recourse to his casual and
second-hand remark for information concerning the Guaranis. Dr. Wester-
marck adds a reference to Father Hernandez. What Father Hernandez has
to say concerning the monogamy of the Guaram is as follows: "The
Guarani family, in their state of heathenism, suffered from a fundamental
defect, for polygyny reigned amongst them, and they thus violated the
natural law which is the basis of marriage*' (P. Hernandez, Misiones del
Paraguay, Organization social de las doctrinas Guaranies de la Compama
•de Jesus, vol. i, p. 84; cf. p. 85). Father Ruiz de Montoya loudly laments
the unrestricted and ineradicable polygamy of the Guaranis; some of
them had as many as twenty and even thirty wives (A. Ruiz de Montoya,
Conqtdsta espiritual hecha por los religiosos de la Compania de Jesus en
las Provincias del Paraguay, Prana, Uruguay, y Tape, p. 14). D'Orbigny,
summing up our information on the subject, says: "The customs of the
Guaranis are almost identical in all sectims of the race. . . . All of them
practice polygamy" (A. Dessahncs d'Orbigny, L'homme americain, vol.
M» PP» 3°6> 3°7)« The Chinguanos, another Canb race of the eastern in-
tenor, are also referred to by Dr. Westermarck as "allowing" chiefs only
to have more than one wife (E. Westermarck, The History of Human
Marriage). Colonel Church says that among the Chiriguanos, "polygamy
was customarv," though at the present day, they being mostly Catholics,
it is "not often met with"; "bigamy is more common" (G. E. Church,
Aborigines of South America, p. 238). Mr. Whiffen, to whom Dr. Wester-
marck refers, and who in truth refers to Dr. Westcrmarck for theories of
primitive monogamy, says that in some tribelcts south of the Tikic, chiefs
have not more than one wife, but makes the curious statement that "it
is extremely hard to distinguish at first between wives, concubines, and
'attached wives'" (T. Whiffen, The North West Amazons, p. 159; cf.
V/. E, Hardenburg, "The Indians of the Putumayo," Man, x, p. 135).
The eastern Sahara derives considerable wealth from the salt trade and
f<om traffic with caravans; the western, or Moroccan, region is. with the
INTRODUCTION 33
exception of a few of the lower valleys of the Atlas and some patches oi
oasis, a land of such poverty and desolation that the inhabitants have
difficulty in keeping body and soul together. So precarious are the means
of existence that most of the natives live from year's end to year's end on
dates alone; the men are haggard with hunger, and whole populations are
decimated by famine (S. Nouve, Nomads ct Sodcntaires an Maroc, i, p.
107). In those conditions it would not be surprising if large households
were not common. Nevertheless, there is little definite evidence of general
monogamy, with the exception of a few communities, such as Dr. Dads'
of the lower Atlas, and pol>gamy is found in every district. Dr. Wester-
marck cites Chavanne, who refers to Vincent as stating that he "did not
meet a single man who had a plurality of wives" (E. Westermarck, op.
cit., vol. in, p. 25). Dr. Rohlfs met one at Tafilet, in the heart of the same
region, who had three hundred (G. Rohlfs, op. cit,, p. 65); and Mr. W.
B. Harris, who perhaps knows that region better than any other English-
man, speaks of the harems and of the large polygamous households and
slavcgirls of the ShanHan families.
Fiom India, Dr. Westermarck has not succeeded in culling a dozen
instances of tribes concerning which monogyny has been predicated.
Among these arc the Khasis. "The practice of polygamy," says Mr. Gait,
"is usually said to be uncommon among them"; but he adds: "an edu'
catcd Khasi whom I consulted assures me tnat polygamy is by no means
unknown. It was formerly considered meritorious for a Khasi to beget
offspring by diifcrcnt wives" (E. A. Gait, Census of India, 1901, vol. i, p.
199). Among the Nagas, who are also adduced as an example of Indian
monogamy, "pohgamy is very common, and is limited only by the mcn'a
resources" (J. McSwiney, "Assam," Census of India, 1911, vol. in, p. 79).
Concerning the Mcchcs, the Rev. S. Endle, who gives a somewhat idealized
account of his parishioners, docs not claim that they are monogamous, bu\
merely makes the usual statement that polygyny is not common except
among the well-to-do (S. Endlc, The Kachans, p. 30). A less tender ac-
count states that they "place few restrictions upon their natural appetites"
(The Imperial Gazetter of India, vol. iv, p. 44). The Mikirs, who are
cited by Dr. Westermarck as monogamous, are expressly stated by Mr.
Stack in his monograph of them to be polygamous (E. Stack, The Af/7</r.?,
p. 19). The Kukis are first stated to be "strictly monogamous" on the
authority of an account which is then admitted to be m contradiction with
all others, the claim that "polygyny and concubinage are strictly forbidden,"
being next restricted to the Old Kukis, and finally to "some of them."
That residue consists, in fact, according to Colonel Shakcspcar, of the
Kohlen clan, whose sexual laxity strongly savors of promiscuity (J. Shake-
spear, The Lnshei Kuly Clans, pp. 155, 166). Colonel Cole, the late
superintendent of the Lushai Hills, says that among them polygamy is
merely "uncommon," and that chiefs usually have two or three concubines
in addition to their principal wife (H. W. G. Cole, "The Lushais," in
Census of India, 1911, vol. hi, p. 139). The Nayadis and the Kavaras oi
Southern Malabar, whom Dr. Westermarck states to be "strictly monog-
amous," have, according to Mr. Stuart, barely emerged from a condition
difficult to dktinguish from promiscuity; they are "monandrous with
great freedom of divorce" (H. A. Stuart, in Census of India, 1891, vol. xiii,
p. 151).
34 THEMAKINGOFMAN
"Tlie curly discoverers of the Philippines," says Dr. Westermarck, "found
legal monogamy combined with concubinage" (H. Westermarck, op. at.,
vol. iii, p. 15, after S. de Mas, In for me sobre el estado de las Islas Filipino f
en 1842, vol. i, p. 20). What the early discoverers of the Philippines found
was, according to one of the oldest account, that the natives "marry as
many wives as they can afford to keep" (De Moluccis Insuhs, Rome, 1523);
translation in £. H. Blair and K. A. Robertson, The Philippine Islands,
1493-1808, vol. i, p. 330); what Magellan found was that "they have as.
many wives as they wish" (A. Pigafette, Primo Viaggio intorno al Mondo,
1525, vol. xxxiu, p. 173); what de Lcgazpi found was that "the men are
permitted to have two or three wives if they have money enough to buy
and support them" (Miguel Lopez de Legazpi, Relation of the Philipmat
Islands and of the Character and Conditions of Their Inhabitants, 1569).
What the discoverers found in the Bisayan, or Middle Islands, was that
"all the men are accustomed to have as many wives as they can support.
The women are extremely lewd, and they even encourage their own daugh-
ters to live a life of unchastity" (Miguel de Loarca, Tracado de las ysla*
Philipinas, 1582, vol. v, p. 119; cf. F. Cartelli, Viaggi racontati in dodici
jagionamenti, p. 145). The greatest difficulty encountered by the Friars and
/esuits in converting the natives was that of inducing them to part with
iheir wives (Father Pedro Chirino, Relacion de las Islas Filipmas i de h
que en ellas an trabaiado los padres dae la Compania de Jesus, Rome,
1604; translation in op. at., vol. xii, pp. 291, 317 seq.; vol. xi, p. 52), and
4 special council was even held with the express object of suppressing polyg-
amy among the natives (Juan de la Concepcion, Histona general de Phili-
pinast vol. i, pp. 409, sq.). Mention is made of one valuable convert who
had three wives, all noble and of equal rank — and therefore not "con-
cubines" (P. Chirino, op. at., vol. xii, p. 291); and of many more men
who "encountered great difficulty in putting away their many wives"
(Ibid., vol. xiii, p. 162). Father Chirino assures us that "we are gradually-
uprooting that hindrance to conversion so common among these people
and so difficult to remove the practice of having several wives" (Ibid., vol.
*iii, p. 98). "Among the Bagobo and some other tribes of Southern Min-
danao," says Dr. Wcstermarck, "a man may not take a second mate until
a child has been born to the first union." Since pregnancy usually precedes
marriage, there is nothing very remarkable about the rule; and it can only
be for the sake of rhetorical effect that Dr. Westermarck refrains from
quoting the first part of the sentence from his authority, namely, that "a
man may have as many wives as he desires and can afford" (F. C. Cole.
The Wild Tribes of Davao District, Mindanao, p. 103). "Among the
Subanu," he proceeds to tell us, "a plurality of wives is permissible but
not 'common.' " Velarde found the Subanu "worse than Noors," and
"married to several wives" (Pedro Murillo Velarde, "Historia de la Pro-
vincia de Philipinas," in E. H. Blair and J. A. Robertson, op. cit., vol. xliv,
p. 91), and Combes informs us that they were in the habit of exchanging
wives (Francisco Comes, S.J., "Historia de las islas de Mindanao, etc.,"
in vol. xl, p. 164). They were moreover much addicted to homosexual
practices. Concerning the Italons, Dr. Westermarck cites a highly edifying
passage from Father Arzaga, who gives us much more incredible informa-
tion concerning them (cited by Mozo, "Noticia de los gloriosos triumphos,
ttc.," p. 19); but Father Diaz, on the contrary, complained that they were
INTRODUCTION 35
polygamous (Casimiro Diaz, "Conquest of the Filipinas Islands and Chron-
icles of the Religious of our Father St. Augustine," in Blair and Robertson,
vol. xlii, p. 255). The Tinguianes, we are informed, "are monogamists"
(on the authority of J. Foreman, Philippine Islands, p. 216). Mr. Fore-
man's is a most charming book on the Philippines, but on matters of eth-
nology, except as regards the writer's personal observations of the Tagalog,
entirely worthless and unreliable. They are most certainly nothing of the
kind. Mr. Cole, the only authority concerning the tribe who need be taken
into account, tells us, on the contrary, that there is amongst them no
objection to a man having two wives, and that "from the first time" to
the present a man might have as many concubines as he could secure.
Prc-nuptial cohabitation is, as with all other tribes, the rule and a man is
not bound to marry a girl even if he has had several children from her,
and can leave her without incurring any reproach (F. C. Cole, "Tradition?
of the Tinguian, a Study of Philippine Folk-lore," Field Museum of
Natural History, Anthropological Series, vol. xiv, no. i, pp. 12, 54, 59,
in, 120). "Generally the Negritos of the Philippines are strictly monog-
amists." Among the Negritos "a man may marry as many wives as he
can buy. . . . Polygamy is allowed throughout the Negrito territory, and
it is not uncommon for a man to marry several sisters" (W. A. Reed,
Negritos of Zambales, Ethnological Survey Publications, vol. ii, part ii, p.
61). Finally, we are told by Dr. Westermarck that "the wild Tagbanuas of
Palawan do not allow polygyny" (on the very doubtful authority of Dean
Worcester, The Philippine Islands, p. 108). But we are informed by the
official authority on the region that both polygyny and polyandry are
permitted by their customs, although not much practiced at the present
day (E. Y. Mil, The Batakjs of Alawan, Ethnological Survey Publications,
vol. ii, p. 184).
Among the Mantras, a tribe of the Jakuns, polygyny, Dr. Westermarck
tells us, "is said to be forbidden" (E. Westermarck, op. cit., vol. iii, p.
n). But he omits to give the context of the statement, which is anything
but edifying. "It is nothing rare," says Father Bourien, "to meet individ-
uals who have been married fifty times"; and, in spite of the alleged pro-
hibition, some nevertheless live in simultaneous polygamy (M. Bouricn,
"On the Wild Tribes of the Interior of the Malay Peninsula," Transaction*
of the Ethnological Society, n.s. iii, p. 80). "Most of the Binua, according
to Logan," says Dr. Westermarck, "have only one wife, whilst other
authorities inform us that polygyny is not permitted among them"; Favre
met one who had two wives, but "he was censured and despised by the
whole tribe." But what is actually stated by Logan is: "Most of the Biniias
have one wife, but some have two, and there does not appear to be anv
rule on the subject"; and he adds that separation is most easy, that hus-
bands commonly exchange wives, and that adultery is frequent and un-
resented (J. R. Logan, "The Orang Binua of Johorc," Journal of the Indian
Archipelago, i, pp. 20, 268). The opinion of the "other authorities," namely.
Father Favre, that the tribes of Malaya "have kept marriage in the purity
and unity of its first institution," does not, therefore, appear to be borne
out.
"The Central African Pygmies," says Dr. Westermarck, "seem to be
mostly monogamous, in spite of Sir Johnston's statement that polygarm
among them "depends on the extent of their barter goods" (E. Wester
36 THEMAKINGOFMAN
marck, op. cit., vol. iii, p. 22; H. H. Johnston, The Uganda Protectorate,
P- 539)- The statement made twenty years ago by Sir Harry Johnston is
almost literally repeated by the Gaboon Pygmies themselves, when ques-
tioned on the subject. They say that a Pygmy "may have as many as two
or three wives; it depends on the man's being able to pay the head-money"
(F. W. H. Migeod, "A Talk with Some Gaboon Pygmies," Man, xxii,
p. 18).
Dr. Westermarck has not been able to discover any suggestion of monog-
amy in Polynesia or in Melanesia. There is no trustworthy evidence of any
native monogamous institution in New Guinea. Polygamy, commonly
very considerable in extent, is reported from every part of the country (D.
L. White, in Annual Report on British New Guinea, 1893-4, p. 75). Dr.
Westermarck reproduces the statement of Dr. Finsch that in the Gcelvink
Bay district, the oldest missionary settlement in Dutch New Guinea, "not
only is polygamy torbiddcn, but concubinage and adultery arc unknown"
(E. Westermarck, op. cit., vol. in, p. 16; O. Finsch, Neti-Gmnca nnd
seine Bewohner, p. 101). Other and more authoritative reports give no
countenance to such a statement. An account drawn up by a commission
of Dutch investigators states that "a man is permitted to marry two
ivomen; although this happens but seldom" (Nieuw Guinea ethnographisch
?n natural ;idig onderzocht en beschreven in 1858 door een Nederlandsch
Indtsche Commissie, p. 161). Heeren Von der Lith and Snellman say
that in the Doreh districts, the chief missionary center, "if they are able
to pay for them, they can marry several wives," and in other parts of
Geelvmk Bay, "each man is permitted to take as many wives as he can
pay for, and the majority have more than one wife" (P. A. Von dcr Lith
ind J. F. Snellman, in Encyclopaedic van Nederlandsch-Indie, vol. iii, p.
712).
Dr. Westermarck says that Mr. Curr "has discovered some truly monog-
jimous tribes" (E. Westermarck, op. cit., vol. in, p. 20). But nobody else
has; and Dr. Malinowski, Dr. Westermarck's disciple, is compelled to
contradict him, and to admit that "polygyny seems to be found in all the
tribes" (B. Malinowski, The Family Among the Australian Aborigines,
f>. 387).
4 Journal of Mammalogy, vol. ix.
6 Another interesting instance of this same type of rationalization, in an
endeavor to differentiate man from the animals, exalting the former, as it
were, at the expense of the latter, is Malinowski's argument as to the presence
of the rutting season among primates and the absence of it among men.
All evidence to-day shows the fallacy of this distinction. The evidence which
Malinowski used as his main support is refuted to-day by laboratory in-
vestigations. Hamilton in his "Sexual Tendencies of Monkeys and Baboons"
(Journal of American Animal Behavior, vol. iv, October, 1914) shows that
"females do not have rutting seasons but accept males at all times. Males
are sexually attracted by any adult or adolescent female at any time. Also
interested in females of other species, snake, puppy, human infant, etc."
E. Kempf in his study of "Social and Sexual Behavior Infra-Human
Primates" (Psychoanalytic Review, vol. iv, April, 1917) observed "no period
of heat was observed in female . . . healthy male monkey ready to respond
to sexual attraction at any time." Sokolowsky in his study of "The Sexual
Life of Anthropoid Apes" (Urologtc and Cutaneous Review, October, 1923)
INTRODUCTION 37
reported that he discovered no period of rut; male practices repeated inter-
course every day with his females. Yerkes (Genetic Psychology Monograph,
November, 1927), Bingham (Comparative Psychological Monograph, May,
1927), Hartman (Journal of Mammalogy, August, 1928); all corroborate
these same observations (for more detail and further reference see Gerrit
Miller's article, "Some Elements of Sexual Behavior in Primates and Their
Possible Influence on the Beginnings of Human Social Development").
I
FOSSIL AND PREHISTORIC MAN
FOSSIL MEN*
By MARCEUN BOULE
BY virtue of a supreme law of life, Mankind as a whole
has had to pass through the phases of intellectual and physi-
cal evolution which to-day characterize the development of
each individual in the human mass. In the beginning, the
child is lulled by tales or songs of marvels: poetry is his
first instructress. Later, his faculties of observation and rea-
son awaken : truth compels him, and poetry is superseded by
science.
So, regarding the "supreme question" of its origin, Man-
kind in its infancy had at first no source of information other
than fairy tales, legends and stories of the miraculous. Then
human intelligence developed; in certain bright spirits
genius' was made manifest; next calm observation, freed
from all preconceptions, played its part; and finally, but
only in later centuries when the reign of science began,
there dawned some rays of Truth.
Our knowledge of Man's existence on the earth in pre-
historic times is a conquest of modern science.
Neither in ancient times nor in the Middle Ages does
there seem to have been expressed any but imaginary con-
ceptions of the origin of Mankind. In the Greek poets and
philosophers of the pre-Christian era, vague references oc-
cur bearing on the low estate of the first Men. And so also
in the Latin poets; every one is familiar with the oft-quoted
verses of Lucretius:
"Anna antique manus, ungues dcntesquc fuerunt,
Et lapides, et item sylvarum fragmina rami,
Et flammae atque ignis postquam sunt cognita primum
Posterius ferri vis cst, serisque reperta.
Sed prior aeris erat, quam ferri, cognitus usus."1
* Historical Summary. Edinburgh: Oliver and Boyd.
4± THEMAKINGOFMAN
Similar views were expressed by Horace, Pliny, Strabo,
Diodorus and others. Probably all these notions were purely
intuitive, but it may be that they owed something to the
persistence of ancient traditions. In any case they do. not
seem to have been based on true interpretations of relics of
former days, for even though stone axes and weapons,
called ceraunia (Greek, — thunder), were already well
known, their origin or real significance was unrecognized.
They were regarded as produced or launched by lightning,
and extraordinary powers were attributed to them.
Such primitive ideas became widespread: with slight
variations they have persisted to our own day in the popular
superstitions of almost every country.2
And yet it is to a considered study of these ancient objects,
it is to archaeology, that we owe the first positive concrete
facts of the great antiquity of Mankind.3
In regaining contact with Nature, lost since the time of
the ancient Greeks, the scientific spirit reawoke with the
Renaissance. Two great artists, Leonardo da Vinci and Ber-
nard Palissy, propounded correct views regarding the na-
ture of fossils. Yet although various authors, Agricola
(1558), Gesner (1565) and others, described or figured
polished stone axes and stone arrow-heads, they regarded
them simply as curiosities. They still considered these ob-
iects, together with so many other "fossils," as sports of
Nature, of which they gave more or less quaint explanations.
At the end of the sixteenth century, Michael Mercati»
whose writings were not published till 1717, more than a
century after his death (1593), discovered the true nature
of the so-called thunder-bolts or ceraunia. "Most men," he
says, "believe that ceraunia are produced by lightning.
Those who study history consider that they have been
broken off from very hard flints by a violent blow, in the
days before iron was employed for the follies of war; for
the earliest men had only splinters of flint for knives." And
in this connection he quotes the verses of Lucretius.4
In 1636 Boetius de Boot, regardless of being "dubbed a
FOSSIL AND PREHISTORIC MAN 43
fool," rejected the commonly accepted ideas; but he be-
lieved that he was dealing with implements of iron trans-
formed into stone through process of time.
Various writers, however, Aldrovandus in 1648, Hassus
in 1714, A. de Jussieu in 1723, Lafitau the Jesuit in 1724,
and Mahudel in 1730, compared the old stone weapons of
our countries with the stone weapons of living native tribes,
notably the American Indians, and so initiated an excellent
working method based on comparative ethnography, giving
at the same time "the finishing blow to the erroneous be-
liefs regarding ceraunia."
In 1750, Eccard, after investigating old German burials,
established a succession of different prehistoric ages; and in
1758, a learned magistrate, Goguet, published a remarkable
work on the "Origin of Laws," in which he declared that a
Stone Age had been followed by an Age of Copper and of.
Bronze, and then by an Iron Age. Later this classification
was firmly established and developed by the Danish archaeol
ogists Thomsen and Worsaac.
Thus the hesitating science of the eighteenth century ar-
rived at the same ideas as the ancient poets or philosophers;
but these ideas were now based on the observation of ma*
terial evidences. Nevertheless, although it was recognized
that the historic civilization had been preceded by an uncivi-
lized or crudely barbarous period, the great antiquity oi
these primitive times was not suspected. The theories had
first of all to be accommodated to the demands of biblical
chronology. The new idea of Mankind beginning in a state
of primitive destitution seemed incompatible with the idea
of the physical and moral perfection of the terrestrial para-
dise. Hence arose these heated discussions, fierce battles of
words, which to-day seem so naive and ridiculous, specially
when we consider, as M. Cartailhac has pointed out, that
the most widely differing opinions regarding the date of the
creation of Man did not diverge by more than 1500 years.
Buffon, who first suspected the immense duration of
geological time, although he sought to interpret the Scrip*
44 THEMAKINGO*MAN
tures "soundly," was familiar with the stones which "were
believed to have fallen from the clouds and to have been
formed by thunder, but which nevertheless are really the
first relics of the art of Man in a state of nature." Yet, to
his mind, the epoch of Man was only the seventh and last
of his "Epochs of Nature," much later than the fifth epoch,
characterized by the remains of the Elephant, the Rhinoc-
eros and the Hippopotamus, which he found in the super-
ficial soil.6
With the nineteenth century Natural History sprang into
suJden life and vigor. To the new sciences of Geology and
Palaeontology it fell to throw light on the great antiquity
of Man. Up to that time it had been a question only of
objects dating no further back than modern geological
times, objects which to-day are known as Neolithic. But
now attention had to be turned to stone implements much
more ancient found in the very heart of deposits which
dated from a geological period preceding our modern period,
and which were distinguished by the presence of remains
of animals no longer existing to-day.
As early as 1715, Conyers, a pharmacist and antiquary of
London, had found near that city, in the gravels of a for-
mer river and near the skeleton of an elephant, a flint
worked after the manner now known as Achculean. Bag-
ford, a friend of Conyers, made the suggestion that the flint
was a weapon used by a Briton to kill the elephant, brought
over by the Romans in the reign of the Emperor Claudius!
In 1797, another Englishman, John Frere, made a similar
discovery at Hoxne in Suffolk. He collected some dressed
flints at a depth of four meters in a deposit containing bones
of large extinct animals. He was able to give his find a much
more correct interpretation than Bagford, stating that it
must certainly belong to a "very distant period, much more
remote in time than the modern world." This observation,
so full of judgment, almost of genius, passed unnoticed. It
was brought to light again by John Evans only after the
FOSSIL AND PREHISTORIC MAN 45
memorable conflicts of Boucher cle Perthes, of whom John
Frere must be considered the forerunner.6
In 1823, a French geologist, Ami Boue, presented Cuvier
with a human skeleton, exhumed near Lahr on the banks of
the Rhine, from an ancient mud or loess containing also
remains of extinct animals. This discovery was set aside
by the famous palaeontologist. "All the evidence leads us
to believe," he said,7 "that the human species did not exist
at all in the countries where the fossil bones were found,
at the period of the upheavals which buried them."
For these words the great naturalist has often been re-
proached; but it is easy to excuse him.8 Cuvier had, as a
matter of fact, examined all the evidences sent from various
parts as remains of "antediluvian Man." Some were really
human bones, such as those from Canstadt, from different
German caves, from Lahr and from Guadeloupe; but no
accurate observation, no delusive geological evidence justified
the assertion of their high antiquity.
As for the other remains, Cuvier had recognized that thr
bones from Belgium were those of elephants; from Cerigo,
fragments of a cetacean; from Aix, remains of a chelonian;
from CEningen, the skeleton of a salamander (the famous
Homo diliwii testis of Scheuchzer). Such statements were
well calculated to arouse skepticism, the more so as not the
least trace of any fossil Ape had yet been discovered. Cuvier
prudently added: "But I do not wish to conclude that Man
did not exist at all before this period (that of the 'last up-
heavals of the globe'). He might have inhabited certain
circumscribed regions whence he repeopled the earth after
these terrible events; perhaps even the places he inhabited
had been entirely swallowed up and his bones buried in the
depths of the present seas, except for a small number o£
individuals who carried on the race."
Cuvier died in 1832, just at the time when discoveries
were imminent. "Perchance had he lived," wrote de Quatre-
fages, "he would have repeated the words he addressed one
46 THEMAKINGOFMAN
day to his fellow-worker Dumeril: "My dear friend, we have
been mistaken."
About the year 1830, several naturalists in the Midi of
France, Tournal in the Department of Aude, Emilien
Dumas, de Christol and Marcel de Serres in the Depart-
ments of the Card and of Herault, continued in France
such researches as Buckland had begun in England in 1820,
by excavating the deposits accumulated in grottos and caves
in their respective regions. There they found human bones,
associated with numerous remains of animals belonging to
species which had migrated or become extinct, bears,
hyaenas, reindeer, and others, the bones of which sometimes
showed traces of cutting instruments. So clearly did Tournal
recognize the importance of these observations that in 1829
he had no hesitation in writing: ". . . Geology, in supple-
menting our brief history, will at length awaken the pride
of Man by revealing to him the antiquity of his race; for
henceforth it lies in the power of geology alone to help us
to some knowledge of the period when man first made
his appearance on the globe." ° These words assuredly mark
a very great step in advance.
Again the Belgian author Schmerling published in 1833
an important work entitled Recherches sur les ossements fos~
files des cavernes de la province de Liege. In this he not
only demonstrated the co-existence of Man with the rhinoc-
eros, bear, hyaena, and other animals, but further, he entitled
his concluding chapter: "Relics worked by the hand of
Man." These relics consisted of shaped bones, and in par-
ticular of an arrow-head and some flints. "Everything con-
sidered," he says, "it must be admitted that these flints have
been cut by the hand of Man, and that they may have been
used to make arrows or knives Even if we had not found
human bones in circumstances strongly supporting the as-
sumption that they belonged to the antediluvian period,
proof would have been furnished by the worked bones and
the shaped flints."
Some years later, in 1840, Godwon-Austen, continuing
FOSSIL AND PREHISTORIC MAN 47
McEnery's studies of Kent's Cavern in England, arrived at
the same conclusions.
Proof of the geological antiquity of Man was thus firmly
established by these pioneers; but that is not to say that it
was accepted by professional scientists, save perhaps by Con-
stant Prevost.10 To Boucher de Perthes belongs the merit
of impressing it upon the learned world, of giving it com-
mon currency as well.
Boucher de Perthes (1788-1868) was Controller of Cus-
toms at Abbeville.11 He was a learned and prolific writer
in diverse fields, a great lover of antiquities, "accustomed
from childhood to listen to talk of fossils." Having devoted
himself to the collecting of all sorts of ancient human re-
mains, he had, towards the end of 1838, the good fortune
to find "in diluvial beds" the "first diluvial axes," which he
submitted to his fellow-members of the "Societe d'emula-
tion d' Abbeville." In 1846 he published the first volume of
his Antiquites celtiques et antediluviennes entitled Dt
Vindustrie primitive on des arts h leitr origine. In this work,
Boucher de Perthes declared that the ancient alluvial soils,
diluvial as he called them, in the suburbs of Abbeville, con-
tained many stones worked by "antediluvian" Man buried
at various depths along with bones of large animals be-
longing to extinct species. "In spite of all their imperfection,"
he says, "these rude stones prove the existence of Man as
surely as a whole Louvre would have done."
This assertion, although founded on minute observations
and on excellent evidence, at first met with the utmost dis-
favor. "Contradictions, jeers, scorn, were unsparingly
heaped upon the author," wrote M. de Saulcy. He was re-
garded as a dreamer, as a kind of visionary, and the scien-
tific world, priding itself on its detachment, allowed him
"to talk without further concerning itself with facts which,
he maintained, he had forcefully introduced into the domain
of practical science.12
Far from being discouraged, Boucher de Perthes con-
L vaed, with fine perseverance and good nature, to combat
48 THE MAKING OF MAN
this systematic and often sarcastic opposition. Soon two
camps were formed in the learned world. The first included
several naturalists of independent spirit, among them A.
Brcngniart and Constant Prevost, who, while maintaining
a certain caution, supported Boucher de Perthes. In the sec-
ond and by far the largest camp, that of the extremists, with
Elie de Beaumont at their head, were to be found the more
academic scientists, the disciples and successors of Cuvier,
who, while repudiating any suggestion of prejudice, never-
theless exaggerated their master's scruples. "Before the in-
tervention of English geologists and archaeologists had de-
prived this great question raised and solved by a Frenchman,
of its wholly French bearing, for so long the entire French
Academy followed the lead of its Permanent Secretary,
like a flock of sheep on the heels of the shepherd." 13
In 1854, Dr. Rigollot of Amiens, having found in the sand-
pits at Saint-Acheul "axes" similar to those from the gravels
of Abbeville, was the first to associate himself wholeheartedly
with the views of Boucher de Perthes, which till then he
had strenuously opposed. Further, a distinguished naturalist
of the Midi, Dr. Noulet, brought forward favorable evidence
when he announced the occurrence at Clermont, near
Toulouse, of an "alluvial deposit containing remains of
extinct animals, mingled with stones shaped by human
hands."
In 1859, after repeated study of the facts on the spot, several
distinguished English scientists, the palaeontologist Falconer,
the stratigrapher Prestwich, the archaeologist John Evans,
the anatomist Flower, and the famous geologist Lyell, who
soon afterwards published his celebrated work, The An-
tiquity of Man Proved by Geology, all clearly and decidedly
declared their adherence to the theory.11
In the same year Albert Gaundry, a palaeontologist then
at the outset of a brilliant career, went to Amiens to study
the deposits and to carry out excavations. Having made up
his mind never to leave his workmen, he himself succeeded
in extracting, along with teeth of a large ox, "nine axes"
FOSSIL AND PREHISTORIC MAN 49
from the "diluvium" at a depth of 4% meters, and at a
level from which, a short distance off, had been obtained
bones of the Rhinoceros, Elephant and Hippopotamus.15
Gaundry's evidence made a deep impression upon the minds
of several independent scholars, but opposition continued in
the Institute, which held to the old conception of the deluge,
and had absolute faith in the chronology of the Bible, ac-
coiding to which the creation of the world dated no further
back than 4,000 years before Christ. This opposition was
carried to such a point that, on i8th May, 1863, a geologist
in the highest official position, Member and Permanent
Secretary of the Academy, Elie de Beaumont, went so far
as to say: "I do not believe that the human race was con-
temporary with Elephas primi genius. M. Cuvier's theory
is born of genius; it is still undemolished." '° He even won-
dered if the dressed flints were not of Roman origin. . . ,17
Academic immortality is but a senile illusion. Permanent
Secretaries pass away and their names fall into oblivion; but
the name of Boucher de Perthes will shine forever in the
firmament of Science.
A very great advance in Science had been made by the
discovery that beyond the limits of History stretched a vast
Prehistory, which is finally lost in the obscurity of geo-
logical time. Henceforth the origin of Man became a prob-
lem for paleontology, on a par with the problems of the
origins of the animals. The impulse was given; everywhere
zealous workers devoted themselves to investigations, with
good results. A new science, that of "Human Palaeontol
ogy," 18 was on the point of being definitely established.
Edouard Lartet, who was born and died in Gers (1801-
1871), was the chief founder of this new science. At first
a lawyer by profession, he awoke to his true calling on seeing
a molar tooth of a Mastodon, found by a peasant in his vil-
lage. Deeply interested, he read Cuvier's works, studied
osteology, and devoted himself to the investigation of fossil
bone-remains, which abounded in the ground about his
family estate. From 1836 onwards, he explored and made
50 THE MAKING OF MAN
famous the rich beds of Sansan, which date from Mid
Tertiary times. There he discovered, among other strange
forms entirely new to science, remains of an anthropoid
ape, an ancestor of the modern Gibbons, and this he named
Pliopithccus.
P. Fischer, author of one of the biographies of E. Lartet,
points out the importance of this discovery from the point
of view of the question of fossil Man: "Cuvier, in an en-
lightened and needful criticism of the so-called bone-remains
of man and of contemporary monkeys of extinct species,
exposed their lack of authenticity. He accordingly inferred
that monkey and man were late in appearing. 'What aston-
ishes me,' said he, 'is that, amongst all these mammals, the
majority of which have at the present day congeners in warm
regions, there is not a single Quadrumana; and also that
there has been found not a single bone, not a single tooth, of
a Monkey, even of any extinct species. Neither is there
any Man: all the bones of our species which have been col-
lected along with those I have referred to were present by
accident.' "
"In thus associating the date of Man's appearance with
chat of monkeys," Fischer continues, "Cuvier prepared the
way for the great reception accorded to the discovery of the
Sansan Ape, and it could be foreseen that the discovery of
a fossil Ape would be followed by that of fossil Man."19
The insight of Etienne Geoff roy Saint-Hilaire did not err.
Cuvier's distinguished adversary had pointed out "the im-
portant bearing on natural philosophy" of Lartet's discovery,
destined "to inaugurate a new era of knowledge relating
to human life." But he added, "the time for philosophical
research is not yet."
Even in 1845, Lartet boldly admitted the possibility of
Tertiary Man. "This corner of ground," he said, speaking
of Sansan, "once supported a population of mammals of
much higher degree than those here to-day. . . . Here arc
represented various degrees in- the scale of animal life, up
to and including the ane. A higher type, that -of the human
FOSSIL AND PREHISTORIC MAN 5!
kind, has not been found here, but we must not hastily con<
elude from its absence in these ancient deposits that it did
not exist. . . ." These were prophetic words. It seems as if
Lartet had "a presentiment of the important part he was to
play later, in the scientific discussion regarding the co-
existence of Man with the large Quaternary mammals."
About the year 1850, E. Lartet went to Paris to continue
his researches. He settled near the Museum, the scientific
treasures of which attracted him, and where he found none
but friends. In 1856, he described the jaw of a new anthropoid
ape, Dryopithecus. Three years later he published a com-
prehensive monograph on the fossil Proboscidians. But his
writings on the animals of former times constantly led him
back to the great problem of fossil Man. With great sym-
pathy and interest he followed the efforts of Boucher de
Perthes.
On the iQth of March, 1860, E. Lartet sent to the Academic
des Sciences a note on the occurrence of Man in Western
Europe in geological times, entitled, "Sur Panciennete geo-
logique de Pespece humaine dans PEurope occidentale." The
Academic has been accused of refusing to print this memoir,
and the fact is that only the title appears on p. 599 of Vol-
ume L of the Comptes rendus. For the text, reference must
be made to the Archives des Sciences de la Bibliotheque
universelle de Geneve, or to the Quarterly Journal of the
Geological Society of London, which received it with en-
thusiasm." 20
Now, this memoir was of prime importance. Along with
a description of the celebrated cave of Aurignac, which the
author had just explored, it contained certain suggestions of
great significance, which were renewed and developed the
following year (1861) in the Annales des Sciences na-
turelles under the title: "New researches on the coexistence
of Man and of the large fossil Mammals regarded as char-
acteristic of the last geological period." 21
It would seem that even from the time of his first purely
geological writings, E. Lartet had been an opponent of the
52 THEMAKINGOFMAN
•cataclysmic theory of the world's development. It required a
great deal of independence and true courage to challenge
a theory held by the scientific pundits. This courage he
showed, a fact which sufficiently explains the hostile atti-
tude of Elie de Beaumont.
In 1858, in his note "On the Ancient Migrations of Mam-
mals of the Present Period," 22 he had already assailed the
idea of deluges or other catastrophes. "The day is perhaps
not far distant," he said, "when the erasure of the word
cataclysm from the vocabulary of practical geology will be
proposed." Or again: "It is an abuse of the technical language
of science to use such high-sounding expressions as up-
heavals of the globe, cataclysms, universal disturbances, gen-
eral catastrophes, and so on, for they immediately give an
exaggerated significance to phenomena geographically very
limited. . . . The great harmony of physical and organic
evolution on the surface of the globe has in no case been
affected. Aristotle perfectly understood these alternating
movements of the earth, which have at different times
changed the relations of continents and seas; he knew
equally well how to reduce to its proper regional proportions
the Deucalian Deluge, exaggerated and embellished by
poetic fiction. Apparently this great naturalist also had to
combat the fantastic ideas of the cataclysmic philosophers
of his time, and the severe reproach he flung at them, might
just as well, after 2,000 years, be applied to certain of our
geologists or palaeontologists of the present day: 'It is absurd,
on account of small and transitory changes, to invoke the
upheaval of the whole universe.' " 23
The memoir contains another new and suggestive idea.
The history of Man, like that of animals or like any geo-
logical history, is indeed a continuous story, and demands
-a chronological method. "Were it possible to establish that
the disappearance of the animal species characteristic of the
last geological period was successive and not simultaneous,
a means would be discovered of establishing, at one and the
same time, the relative chronology of the unstratified fossil
FOSSIL AND PREHISTORIC MAN 53
deposits and their time relations with these diluvial beds
whose geognostic bearings are well defined." Accordingly,
Lartet proposed a "palaeontological chronology," which for
the first time allowed a classification to be made of the beds
in which traces of fossil man had been found up to that
time. "Thus, in the period of Primitive Man there would
be the Age of the Great Cave Bear, the Age of the Elephant
and of the Rhinoceros, the Age of the Reindeer and the
Age of the Aurochs; much after the manner recently adopted
by archaeologists in their divisions of Stone Age, Bronze
Age, and Iron Age."
This classification could not be perfect, but its actual ex-
istence was of great value, in that it asserted the geological
nature of the problem of Man's existence, showed how the
history of our ancestors must be sought for in bygone ages,
and fixed some milestones on the long journey. So a broacl
path was thrown open to investigators. In his eulogy of
Lartet, Hamy has well said: "To the doctrine of the an-
tiquity of Mankind, Aurignac converted a number of dis-
ciples, who were the more valuable in that they translated
enthusiasm into productive activity."
Soon after, in 1864, E. Lartet discovered the famous en-
graved mammoth from La Madeleine, where, in delightful
fashion, one of our distant forebears had himself inscribed
decisive proof of his geological antiquity. Along with Christy,
an Englishman, he undertook the investigation of the de-
posits of the Vezere Valley, the fame of which is now world
wide. Thus he succeeded in revealing the astonishing artistic
culture of the men of the Reindeer Age. The work in which
so many fine discoveries were to have been described and
expounded has unfortunately never been completed.24
In 1869 Lartet was chosen to succeed d'Archiac in the
Chair of Palaeontology in the French National Museum of
Natural History. He was then sixty-eight years of age,, and
he died some months later, without having delivered his
first lecture.
54 THEMAKINGOFMAN
If I have spoken at length of Edouard Lartet, it is, first,
from admiration for so independent and disinterested a man
of science; secondly, to show the outstanding part which,
through him, France played in the creation of the science
of Human Palaeontology; and, finally, because the achieve-
ment of our illustrious countryman has not always been
sufficiently understood. To the public at large it is unknown,
and the scientist has not appraised it at its true value. And
yet the passing of the years only adds to the fame of Edouard
Lartet.
Lartet's example was followed in France by numerous
scholars and investigators, P. Gervais, de Vibraye, A. Milne-
Edwards, Louis Lartet, Piette and others; whilst, in Belgium,
Dupont took up and completed the work of Schmerling; and
in England, where a good fight had also been waged, Lub-
bock, John Evans, and Boyd Dawkins published very valu-
able works on Prehistory.25
In 1864, in order that the progress of the science might be
recorded, Gabriel de Mortillet founded a special Review,
Matiriaux four I'histoire naturclle et primitive de I'Homme,
which he soon placed under the able and liberal editorship
of Emile Cartailhac. Keeping the archaeological standpoint
especially in view, G. de Mortillet revised Lartet's classifica-
tion. With a lucidity that appealed to the comprehension of
every investigator, he grouped systematically the innu-
merable facts of a science whose birth he had seen, and to
the development of which he had largely contributed.
It was not long before prehistorians began to hold in-
ternational congresses, where results in one country were
compared with those in others, where general questions were
discussed, and where interdependent labors were planned,
for discoveries had meantime spread to every continent.
So, step by step, we reach the present day, when researches in
prehistoric archaeology have become the fashion, when every
one grubs in the most ancient of our archives, too often,
alas, with an utterly inadequate scientific training.
Thus arose the science of Prehistory or Prehistoric
FOSSIL AND PREHISTORIC MAN 55
Archaeology, founded on facts which, although supplied by
all kinds of material things, nevertheless throw a tolerably
clear light on the intellectual and moral character of the
Men regarding whom History is silent.
In the meantime what progress had been made in research
regarding the physical and zoological characters of Man
himself? What steps had marked the progress of Human
Palaeontology in the strict sense of the words, the sense it:
which they are mainly used in this work?
After the discovery by Ami Boue, in 1823, of a human
skeleton in the loess of the Rhine Valley, a discovery the
significance of which Cuvier utterly repudiated, there fol-
lowed a barren period. Every find of human bones was now
regarded a priori with suspicion. But when the great an-
tiquity of Man was demonstrated by means of dressed flints
and proved by geology, discoveries of human bones seemed
more natural: they increased in number.20 No fewer than
eighty have been recorded from the beginning of the nine-
teenth century to our own day. Palaeontology would thus
seem to have been provided with material sufficient to
enable it to attain to great results and to frame important
conclusions.
Unfortunately these discoveries are far from being of equal
value because of uncertainty regarding the age or even the
authenticity of many of them. It is very easy to fall into
error in dealing with such material. In many a place the
earth is but human dust. Nothing, alas! is more common
in superficial soils than the skeletons of our fellows. Of
course, the physical characters of the bones vary according
to the date of their burial; and the burials of historic times
present features which would hardly deceive a practiced eye.
In the case of prehistoric burials or of bone-remains of the
Quaternary Period, one important character must be taken
into account, that of fossilization, by which is meant
physical and chemical transformation of a bone, whict
ing lost its organic substance has become pervade
eral matter and so more dense. But this cha
56 THE MAKING OF MAN
sufficient; the degree of fossilization may vary according to
certain conditions of the environment, independent of age.
Appeal must then be made to the conditions of the soil
deposit, to geological and palaeontological criteria. When a
discovery is made, however, a competent observer is rarely
on the spot, ready to make the necessary investigation. At
the present day, now that the attention of an enlightened
public has been directed to such events and their importance
is understood, the assistance of professional scientists is
usually invited; and several recent discoveries have also been
made following upon systematic excavation conducted by
experts. Formerly this was not the case, for then the geology
and the palaeontology of the Quaternary formations had
barely been outlined. Many human skulls and skeletons,
carelessly exhumed without scientific investigation, have
been placed in museums, where anthropologists study them
without sufficiently inquiring into the record of remains
the origin and exact bearings of which cannot now be ac-
curately determined.
As the question of age is a factor of prime importance in
palaeontology, scientific accuracy demands a courageous
elimination of all those osteological evidences the high an-
tiquity of which is not assured. After close scrutiny of all
the discoveries recorded up to the present day, I retain for
consideration in this book only those whose authenticity and
age are beyond dispute. Here it is better to err through ex-
cess rather than through lack of prudence.
The first and one of the most important stages centered
in the discovery, in 1856, of the famous brainpan or cranium
at Neanderthal in Rhenish Prussia. This object was ex-
amined in succeeding years by various naturalists. With its
considerable dimensions, its receding forehead, its enormous
orbital ridges and its flattened brainbox, the skull presented
fro extraordinary appearance. Schaaffhausen in Germany,
aiicf*Huxley in England, declared it "the most bestial of all
known ^Iniman skulls," and emphasized its simian or
thqjikey-li£e< Characters.
FOSSIL AND PREHISTORIC MAN 57
This happened at a time when the scientific world was
in a state of effervescence. Evolutionist ideas had begun to
spread. Lamarck, who, long before Darwin, had not hesi-
tated to attack the formidable problem of the origin of Man,
and who conceived it as occurring through the modification
of a Quadrumane, had been forgotten before he had even
been understood or appreciated. But now Darwin published
The Origin of Species, Boucher de Perthes began to gain
ground, and Albert Gaundry made public the results of his
first researches on the transformations of fossil mammals;
Broca founded the Societe d'Anthropologie de Paris, and
Huxley wrote his celebrated memoir on the Evidence as to
Man's Place in Nature (1863), which was followed soon after
by Carl Vogt's excellent Vorlesungen ilber den Menschen
The Neanderthal skull, by reason of characters obviously
of low type, and a conformation resembling that of the skulls
of certain large Apes, supported the evolutionist theory; in
the eyes of philosophic naturalists it appeared to be a sort
of primitive form lessening the depth of the gulf which now
separates the Apes from Men.
But this interpretation was not to the liking of anti-
evolutionists of the old school. The scientific value of the
skull was disputed and denied. As it had been found by
workmen, geologists and palaeontologists took exception to
the obscurity of its origin. Eminent anthropologists, among
them Virchow, regarded it as a pathological specimen of
the skull of an idiot. I shall say nothing of the zealous and
often foolish intervention of the defenders of religion, in a
debate to which religion could only contribute arguments
animated by sentiment, by tradition or by prejudice. It was
an intervention of this kind which provoked the famous
epigram of Huxley, that it was better to be a perfect Ape
than a degenerate Adam.
Just at this time there occurred the notorious episode of
the jawbone of Moulin-Quignon. In 1863, Boucher dc
58 THE MAKIN'G OF MAN
Perthes, desirous at all costs of discovering the fossil bones
of the Man who had dressed the flints of Amiens and of
Abbeville, found a human jawbone in conditions which
stirred up lengthy polemics and caused floods of ink to flow.
It would indeed seem as if on this occasion the famous and
worthy archaeologist had been the victim of a fraud. The
English scientists who had so emphatically supported his
views regarding the dressed flints, refused to believe in the
authenticity of the jawbone; and one of them, John Evans,
pronounced upon it a Rcquiescat in pace, of which the echoes
have not yet died away. This, clearly, was not calculated to
add to the credit of the new theory.
But in 1865, Ed. Dupont, in the course of scientific ex-
plorations organized by the Belgian Government in the
caves of that country, found a human lower jaw in one of
the excavations on the left bank of the Lesse, the Naulctte
pit. The circumstances of its deposit left no loophole for
criticism. Now, this jaw, taken from a deep bed, where it
lay along with bones of the Mammoth, Rhinoceros, Rein-
deer, etc., differed from the jaws of ?J modern Men in one
important character which struck the observer at first
glance, the absence of a chin. Here again was the stamp
of the ape, associated none the less with other characters
which were purely human. One was tempted to associate
the jaw from La Naulette with the Neanderthal skull, as
belonging to a similar lowly type.
In 1868, Louis Lartet, following with distinccion in his
father's footsteps, described the rock-shelter of Cro-Magnon
on the banks of La Vezere, in the Dordogne, from which
several human skeletons had already been obtained. On
this occasion the skeletons presented all the features of
modern Man; so much so indeed, that their great antiquity
was not acknowledged by most anthropologists, who could
not bring themselves to abandon their preconceived notions
and to throw so far back into the past the physical type of
Homo sapiens. So it was also With the skeleton found in
1872 by M. Riviere in one of thfe caves of Grimaldi. The
FOSSIL AND PREHISTORIC MAN 59
"Mentone Man," closely resembling the Cro-Magnon type
was considered to be Neolithic. The geological bearings
were, however, perfectly definite.
On the other hand, far too much importance was laid on
some skeletons obtained, about the same time, from more
or less ancient and more or less disturbed river deposits of
the Seine, at Clichy, Crenelle, and elsewhere.
In 1870, Hamy 27 published a summary of the state of the
science at this time, in a book which may still be consulted
with profit. In the following year, Darwin,28 tackling the
great problem of the descent of Man, published a work in
which palaeontological facts do not and could not as yet play
any but a secondary part, but in which the famous naturalist
expounded in all its bearings the theory of the animal origin
of Man, formerly precisely stated by the great Lamarck.29
To this theory the German naturalist Haeckel had just given
his strong support in his Generelle Morphologic der Or*
gamsmen (Berlin, 1866) .30
About the same time, Broca 31 published some excellent
studies on the comparative morphology of Apes and Man,
and thus placed his great craniological knowledge at the
service of human palaeontology. During the years 1873 to
1882, de Quatrefages and Hamy contributed to this branch
of science a great work,82 in which descriptions of the
principal cranial types of modern Man were preceded by
long systematic discussions on all the fossil or pseudo-fossil
evidences then known.
The year 1887 was marked by an interesting discovery
of two human skeletons in a cave at Spy in the province
of Namur. This was an event of considerable scientific im-
portance, fortunate in two respects: first, in that the Quater-
nary Age of the deposit, investigated by geologists, was not
open to question; secondly and especially, because the Spy
skulls resembled in every way the Neanderthal skull. The
hypothesis of the pathological nature of the latter was defi-
nitely destroyed by the fine report of Fraipont and Lohest,
which helped to confirm the opinior^pjLthose who believed
60 THE MAKING OF MAN
in the actual existence of an ancient human type very differ-
ent from, and of lower nature than, modern types.
This opinion was notably strengthened some years later,
in 1894, by the work of Dubois on the remains of Pithe-
canthropus, discovered in Java in 1891. It is sufficient at
present to state the indisputable fact that the skull-cap of
Pithecanthropus really embodies a morphological type
ideally intermediate between the skulls of anthropoid apes,
such as the Chimpanzee or the Gibbon, and a human skull.
These fine discoveries instigated others. A positive fever
took hold of investigators; and excavations carried out in
almost every part yielded many evidences, but of very un-
equal value.
Amongst the most important of the later discoveries, first
in order of time must be mentioned that at Krapina in
Croatia, which brought to light many human remains of
Neanderthal type.
Next come the results of the important explorations under-
taken by the Prince of Monaco, Albert I, in the Grimaldi
Caves. Several human skeletons were exhumed in the
Grotte des Enfants: some belonged to the Cro-Magnon
type, the Palaeolithic Age of which was here definitely estab-
lished; while another, the most ancient, revealed to Profes-
sor Verneau the existence of a different type, of negroid
character, the "Grimaldi type."
In 1907, a new fact of prime importance was brought for-
ward. Up to that date, the Man of the oldest dressed flints
was known only by the products of his handiwork — no au-
thentic relic of his skeleton had been obtained. Then Schoe-
tensack described a jawbone found in the ancient gravels
of Mauer near Heidelberg. And this jawbone, very much
older than those from La Naulette, from Spy, or from
Krapina, presented a still more primitive appearance.
By systematic excavations carried out in Francfe, the Abbes
Bouyssonie and Bardon, Capitan and Peyrony, and Henri
Martin, discovered in human settlements, deep in the caves
or shelters of La Chapelle-aux-Saints in the Department of
FOSSIL AND PREHISTORIC MAN 6l
Correze, of La Ferrassie in the Dordogne, and of La Quina
in Charente, several skeletons and portions of skeletons of
men of Neanderthal type.
Human palaeontology has thus been furnished with records
of exceptional value, which have enabled us to gain a fuller
knowledge of this ancient type than we possess of many
modern savages.33
After a considerable period of relative inactivity in the
sphere of human palaeontology, England, which claims
a most honorable part in the foundation and development
of the science, was seized with new enthusiasm for it. In
addition to some recent discoveries, the importance of which
was overestimated, such as that of the Ipswich skeleton, con-
sidered to belong to a period more remote than the Quater-
nary, but in reality barely prehistoric, there occurred the
Piltdown find, studied from the anatomical point of view
by the palaeontologist Smith Woodward. Although its par-
ticular and general significance are still disputed, it is cer-
tainly a most important discovery, as we shall see later.
So far, I have spoken only of Europe, a very small part
of the globe, yet the rest is almost unknown from the point
of view which interests us here. Researches carried out in
the two Americas, especially noteworthy being those o£
Ameghino in South America, have not yet produced any
conclusive discovery. Asia, the outstanding importance of
which will one day become apparent, has yielded no results
to speak of, except of an archaeological nature. Quite recent
discoveries at Boskop in South Africa 34 as well as at Talgai
in Australia show that, whenever investigations are under-
taken with sufficient resources in these different parts of
Che globe, great results will be forthcoming.
NOTES
1Thc passage is thus rendered in English by Creech (1714).
"And Rage and furnish'd yet with Sword nor Dart;
With Fists, or Boughs, or Stones the Warriours fought;
These were the only Weapons Nature taught:
62 THE MAKING OF MAN
But when Flames burnt the Trees, and scorch'd the Ground,
Then Brass appeared, and Iron fit to wound.
Brass first was us'd."
2 Car tail hac, E., L'dgc de pierre dans les souvenirs et superstitions
populaires (Paris, 1878).
3 See for the whole of the first part of this history: Hamy, E. T.,
PrScis de Paleontologie humaine (Paris, 1870). Id., "Materiaux pour
tervir a 1'Histoire de I'archeologie prehistorique" (Revue archeologique,
1906). Evans, Sir John, Ancient Stone Implements, 2nd ed. (London,
1897). Cartailhac, E., La France prehistorique (Paris, 1889). Reinach, S.,
Description raisonee du Musee de Saint-Germaine-en Laye, I (Paris, 1889).
Macalister, R. A. S., A Text-book of European Archeology, vol. i. The
Palaeolithic Period (Cambridge, 1921).
4Mercati, M., Mctallotheca, opus posthumum, Rome, 1717, p. 243. Sec
on this subject, Vayson, "Les precurseurs de la prchistoire" (L'Anthropo-
logie, xxxi, p. 357).
5 Buff on, Epoques de la "Nature (Paris, 1778).
9 Evans, Sir John, loc. cit.f p. 573. John Frcre's account is to be found
in Archtcologia, vol. xiii, 1800, p. 204.
7 "Discours sur les revolutions dc la surface du globe" (in Recherches
•ur les ossements fossiles, 4th ed., vol. i., p. 217).
8 Cartailhac, E., "Georges Cuvier et i'ancienncte* dc rHommc" (Afa-
teriaux pour I'Hist. nat. et primitive de I'Homme, 1884, p. 27).
9 Annales des sciences naturelles, vol. xviii, 9829, p. 258.
10Gossclet, J., Constant Prevost, Lille, 1896, p. 165.
11 See Ledieu, A., Boucher de Perthes, sa vie, ses ocuvres, Abbeville,
1885.
12 See Meunier, Victor, Les Ancetres d'Adam, Thieullen Ed., Paris, 1900.
This failure was probably due in part to the fact that Boucher de Perthes
associated with true primitive instruments, as if they were of the same
significance, other stone figures or symbolic stones which were only
"sports of Nature," and which are now recognized as of no account. But
how was it possible at that time to separate the tares from the wheat?
13 Meunier, V., loc. cit., p. Ix.
14 For an account of this intervention, see Falconer, H., Palteontological
Memoirs, vol. ii, p. 596; Prcstwich, "On the Occurrence of Flint Imple*
ments, Associated with the Remains of Extinct Mammalia" (Proc. Roy.
Soc., 1859).
15 Gaundry, A., "Contemporane'ite' de I'espece humaine et de diverses
especes animal es aujourd'hui e*teintes" (Comptes rendus de I' Academic des
Sciences, 3rd October, 1859).
16 Comptes rendus de I' Academic des Sciences, i8th May, 1863.
17 The persistence of this injurious influence, which continues even to
our own day in a more or less feeble or unconscious form, is shown by the
following facts: At the death of Boucher de Perthes, his works were with-
drawn from sale by decision of his family and sold for waste paper. Some
years afterwards Victor Meunier wrote his book, Les Ancetres d'Adam,
Histoire de I'Homme fossile. The book was .printed in 1875, but was
never published. It gave an account of the "martyrdom" of Boucher de
Perthes, and the publisher, afraid of incurring the displeasure of the
FOSSIL AND PREHISTORIC MAN 63
Academy, suppressed the whole issue. In 1900 the firm of Fischbacher
published a new edition edited by A. Thieullen, a warm admirer «£
Boucher de Perthes. It is a work of great interest.
18 The expression is due to Serres — "Notes sur la Paleontologic humaine"
(C. R. Ac. Set., xxxvii, 1853, p. 518).
19 Fischer, P., "Note sur les travaux scientifiques d'Edouard Lartet"
(Bull, de la Soc. geocog. de France, 2nd ser., xxix, p. 246).
20 "It was too soon to announce these truths to the Academic des Sci-
ences; it did not understand that, in refusing to publish the forecast of
£. Lartet, it was placing itself in the backwash of geological and anthro-
pological progress, and that a day would come when it would be a cause
for deep regret to find in a foreign publication seven pages so creditable
to French science, rejected by the Institute of France." — E. Cartailhac,
in lift.
21 "Nouvelles recherchcs sur la co-existence de I'Homme et des grands
Mammifercs toss lies reputes caractefistiques dc la dermere epoque geolo*
gique."
22 "Sur les migrations anciennes des Mammiferes de 1'epoquc actuclle."
23 "Ridiculum enim est, propter parvas et momentaneas permutationes,
movere ipsum totum" (yc\oidov yap, etc., Aristotle, Meteorol., i, I, c. 2).
24 Lartct, E., and Christy, H., Reliquiae aquitamcce: being contributions
to the archeology and paleontology of Pcrigord (Paris, 1866-1875, v°l- i»
in 410, with 102 plates).
25 Lubbock, John, Prehistoric Times (London, 1867, 7th cd., 1913);
French translation by Barbier, under the title L'Homme avant I'Histoire
(Paris, 1867, 2nd ed., 1871). Evans, John, Ancient Stone Implements
(London, 1872, 2nd cd., 1897). Dawkins, W. Boyd, Cave Hunting (Lon-
don, 1874); Early Man in Britain (London, 1880).
20 See Quatrefagcs, A. dc, and Hamy, E. T., Crania ethnical Les Crane*
des races htimames (Paris, 1882). Premiere partie. Races humaines fossiles.
27 Hamy, E. T., Precis de Palcontologie humaine (Paris, 1870).
28 Darwin, C., The Descent of Man (London, 1871).
29 Lamarck, Philosophic Zoologique, 1809, i, p. 337.
30 Sec afso Haeckel, E., Histoire de la Creation (Fr. trans., Paris, 1874).
Anthropogenic ou histoire de Devolution humaine (Fr. trans., Paris, 1877).
Etat actuel de nos connaissances sur I'origine de I'Homme (Paris, 1900).
(English editions of these works appeared as follows: The History of
Creation (ist Eng. ed., London, 1875; 3rd, 1883); The Evolution of Man
(Eng. ed., London, 1879); Our Present Knowledge of the Descent of Mar*
(1898).
31Broca, P., "L'ordrc des Primates" (Bull, de la Soc. d'Anthrop. de
Paris, 2nd series, vol. iv, 1869).
32 Quatrefages, A. de, and Hamy, E. T., Crania ethnica.
88 Boule, M., "L'Homme fossile de La Chapclle-aux-Saints" (Annalc*
dc Palcontologie, 1911-1913).
3* And at Broken Hill Mine, Rhodesia.
THE STRUCTURE OF PREHISTORIC MAN*
By WILSON D. WALLIS
A NUMBER of human skeletons, or parts of skeletons, have
been found which undoubtedly are of great age. Their an-
tiquity is attested by the geological evidence of undisturbed
superimposed strata beneath which these skeletal parts re-
posed, or by association with remains of animals now ex-
tinct— incontrovertible evidence of great age. The oldest of
these remains is that of a skeleton found in Java, called
Pithecanthropus erectus, or "ape-man erect," indicating that
irwas believed to be a type intermediate between man and
ape, and a creature who walked erect. It belonged to the
last part of the pliocene period, or, more probably, to the
early pleistocene and is probably half a million years old.
Only portions of a skeleton were found, these being in
separate places, though within the radius of a few feet and
at the same geological horizon. The bones generally are as-
sumed to belong to the same skeleton, although this view
may be challenged. They consist of a calvarium, or skull
cap, with prominent brow ridges and low frontal region,
suggesting small brain capacity, a capacity estimated as 850-
900 cubic centimeters, some 200-300 c.c. more than the brain
capacity of the gorilla; a femur, undoubtedly human but
with anthropoid characteristics and possessing a large third
trochanter (a protuberance below the great trochanter on
the upper part of the shaft), a femur indicating that its
possessor walked with knees flexed; three molar teeth of a
type bordering on that of the apes. The find was made by
Dubois in 1891 and was exhibited to scientists in 1894. It
was not until 1923 that fellow-scientists were again allowed
to examine the remains. Hrdlicka reports them more'human-
* An Introduction to Anthropology. New York: Harper fc Brothers.
64
FOSSIL AND PREHISTORIC MAN 65
like than the casts had indicated. This is in accordance with
the recent description which Dubois has given of the brain
cast. The dentition, likewise, is human in type. The pulp
cavity is not large and the roots of the teeth are fairly long-
in contrast with the teeth of the Heidelberg man. As in
the apes and in the more primitive races of man, however,
the roots are widely separated. Though the crowns of the
teeth are large, they have a transverse diameter in excess
of their sagittal diameter, which is a trait of human teeth
in distinction from those of the apes, in whom the width
of the molar is less than the anteroposterior length. Al-
though the upper wisdom tooth is large, it is smaller than
the other molars, as in the orang and in contemporary man.
The frontal fissure, associated in modern man with the
function of speech, is developed more than in the apes,
though not so extensively as in modern man from which
fact Dubois draws the conclusion that Pithecanthropus was
in possession of speech. But it is very doubtful that such an
inference can be made from a study of the skull cap. All
that one can say, at most, is that the potentiality for speech
was there so far as brain development is concerned. The
anatomist cannot tell from an examination of the skull of
modern man whether or not the possessor had speech, much
less from fossil skulls.
In 1890 Dubois had discovered in another part of the
island of Java remains of a large-brained early man of
pleistocene date, represented by portions of two individuals.
One of these men, known as Wadjak II, had a brain volume
estimated at 1,650 c.c., which is very large. The brain size
of the other individual, Wadjak I, is estimated at 1,550 c.c,
(The average for European males is about 1,450 c.c.)
These, like the Talgai remains found in Queensland,
Australia, suggest a type ancestral to the modern aborigines
of that continent. The proportions are similar, the charac-
teristics are much the same, but they are present in tHesc
fossils in more pronounced form. The estimated cranial
capacity of the Talgai skull is 1,300 c.c., which is probably
66 THE MAKING OF MAN
less than the average for adults of the type, for the individual
who left us his brain case on the Darling Downs was a lad
some fourteen to sixteen years of age and had not attained
full development.
The Rhodesian skull, found in a quarry in South Africa
in 1921, has been the subject of much interest among anato-
mists. Unfortunately, all geological evidence of age is lacking,
though the circumstances of the find do not preclude the
possibility of great age. It is one of the most primitive of
fossil human remains, with large facial area, large beetling
brow ridges, and large teeth. The form of the palate is
human, for it has the horseshoe shape found only in man.
The skull resembles that of Neanderthal man, but in some
respects is more primitive.
Next in age, perhaps, is the Piltdown skull, found in 1912
in the county of Essex, southern England. The mandible
is of primitive form, so primitive that more than one
anatomist has pronounced it that of a chimpanzee, though
now it is generally accepted as human and as belonging to
the Piltdown skull. Cranial capacity has been variously esti-
mated at from 1,170 c.c. to 1,400 c.c. The skull is that of a
woman and, if we accept the estimate of 1,400 c.c., is large
for a female.
The Heidelberg mandible, found in 1907 in gravel pits
at Mauer, near Heidelberg, Germany, is admittedly human.1
The jaw is massive, containing large teeth of primitive
form, with molars ranging in size as in the gorilla, rather
than as in contemporary man; the chin region is little de-
veloped and is receding. The ascending ramus is of the
type found in the apes — broad, thick, with shallow sigmoid
notch.
Remains of Neanderthal man have been found many
times in western and southwestern Europe, in some cases
nearly complete skeletal remains. The skulls are character-
ized by heaviness, roughness of outline, large occipital pro-
tuberance, heavy eyebrow ridges, large jaw and teeth.
Among English finds of Neanderthal age, at least 25,000
FOSSIL AND PREHISTORIC MAN 67
to 30,000 years ago, may be mentioned the Dartford skele-
ton, found in the third river terrace of the Thames, a ter-
race which lies from forty to sixty feet above the level of the
river. If a thousand years be allowed for the wearing down
of one foot of terrace, the deposits are from forty thousand
to sixty thousand years of age. In the sixty-foot terrace were
found remains of three species of rhinoceros, two species of
elephant, one of lion, one of reindeer; the associated animal
remains corroborating the geological testimony of great age.
The skeleton is that of a male, the cranial capacity being
about 1,750 c.c. The skull is long; glabella and superciliary
ridges are prominent. The chin is feebly developed. The last
molar is as large as or larger than the first. The head of the
femur is large. All of these characteristics are primitive and
suggest membership with the continental Neanderthal type.
Neanderthal man was followed, probably dispossessed, by
Cro-Magnon man, whose type is more like that of modern
man. He was of tall stature, erect, and had a large cranial
capacity, his brain being larger than that of the average
modern European. The vault of the skull is high — hypsice-
phalic. The face is broad, the orbits large, square, and angu-
lar. The nose is narrow, long and pointed. The upper
alveolar border, containing the teeth, projects. The lowei
jaw is large, but there is a well-developed chin.
Not so old as the Dartford skeleton is the Tilbury skele-
ton, found at the Tilbury Docks, on the north bank of the
Thames, about halfway between London and the mouth of
that river, on flat marshy land. Its date is late paleolithic or
early neolithic. This skull is more like that of modern man
The chin is projecting; the capacity of the skull is about that
of the average Englishman, 1,500 c.c. The tibia is flattened
from side to side, having an index of 55, whereas that of the
average Englishman is 62. Otherwise there are no important
differences between these remains and those of contem-
porary man.
Last may be mentioned the Essex skeleton, found along
the coast line of Essex in 1910. It was uncovered below a
68 THEMAKINGOFMAN
prehistoric floor which was under eight to ten feet o£ clay,
lying amid a mass of neolithic stone implements and pot-
tery. The period of the deposits is neolithic, and has been
estimated as about 2000 B.C. The skeleton is that of a woman,
about five feet four inches in height. The capacity of the
skull is 1,260 c.c., almost the average for London women
(1,300 c.c.), and the length, width, and height of the skull
are each about the average of London women. The teeth
are regular and well formed, the incisors meet, instead of
the lower passing behind the upper, as in contemporary man,
thus permitting a side-to-side grinding which our incisors
seldom allow. The humerus and the bones of the forearm
indicate that the lady was right-handed. The remains show
a close approximation to modern type.
Many anatomists have attributed man's evolution to the
increase in the size and convolutions of his brain. But, as
the above examples have frequently indicated, many of
these early men had larger brains than the average con-
temporary European. The average of Neanderthal and more
particularly that of Cro-Magnon exceeded the average of
the present-day European. Taking into account all of the
evidence, it can scarcely be said that man's brain has in-
creased in size throughout the period of prehistoric times,
nor is there evidence that his brain is likely to increase in
size.2
The gradation in type from the oldest to the most recent
finds is by no means complete and continuous, yet if all
the skulls and skeletal portions of prehistoric times are ar-
ranged in order of age, they represent, with exceptions, a
transition in type, a series in which the oldest is most like
the apes, tapering down with modernity into greater simi-
larity to civilized man. The evidence of geology and of
palaeontology is to the effect that our ancestors resembled
the apes more than do our contemporaries, and that there
has been through the millennia a gradual but undoubted
transition from more to less apelike human type. The im-
port of these changes is, however, not so clear.
FOSSIL AND PREHISTORIC MAN 6j
Do the Characteristics of Prehistoric Human Remains Im-
ply A Common Ancestry for Man and Apes?
Resemblance to the apes increases as we trace back man's
ancestry into neolithic times, the later paleolithic, the
earlier paleolithic, and those still earlier stages represented
by the remains from Heidelberg, Piltdown, and Java. This
increasing resemblance has been accepted as demonstrating
a common ancestry for man and apes. Other abundant evi-
dence indicates a common ancestry, but the evidence of
prehistoric human remains does not in itself justify the in-
ference, though, of course, it does not discountenance it. We
base this conclusion on the fact, if fact it be, that practically
all of the changes in man's structure traceable through pre-
historic remains are the result of changes in food and habits.
Let us see what these changes are and what shifts in man's
diet and habits would account for them.
The most notable changes are found in the skull. Briefly,
the story of change is to: a higher frontal region; increased
bregmatic height; smaller superciliary ridges; increased
head width; less facial projection; decreased height of orbits
and a shifting of the transverse diameter downward later-
ally; a more ovoid palate; smaller teeth; diminished rela-
tive size of third molar; shorter, wider, and more ovoid
mandible; decrease in size of condyles; decrease in distance
between condylar and coronoid process; in general, greater
imoothness, less prominent bony protuberances, less of the
Angularity and "savageness" of appearance which charac-
terize apes. There is evolution in type, but the evolution is
result rather than cause. The change in type is notable, but
there is reason to assign it to change in function, to use and
disuse.
Practically all of the above-mentioned features of the skuU
are intimately linked together, so that scarcely can one
change without the change being reflected in the others,
some features, of course, reflecting the change more im-
mediately and more markedly than do others. If we sup.
pose that man's diet and his manner of preparing food havi
7O THE MAKING OF
changed, we have an index to most of the skull changes, pro-
vided the dietary change has been from uncooked or poorly
cooked to better cooked food, from more stringent to less
stringent diet. Development of stronger muscles concerned
with chewing will bring about the type of changes which
we find as we push human history further back into the
remote past.
Change is most marked in the region in which the chew-
ing muscles function. With tough food and large chewing
muscles is associated a large mandible with broad ramus,
large condyles, heavy bony tissue. The larger teeth are ac-
commodated to the tougher food and their greater specializa-
tion is an adaptation to the needs of the masticator.
Larger teeth demand more alveolar space, and there
results an elongated alveolar region with greater sagittal
diameter, and a more prognathous and more angular
mandible. The increased width of ramus has a mechanical
advantage in the leverage given the coronoid process. Thcf
larger condyle affords a better resisting fulcrum and is as-
sociated with the greater side-to-side play correlated with
longer mandible and with the chewing of tougher food. The
more forward projection of teeth in both upper and lower
alveolar region is in accordance with the characteristics of
animals which use the teeth for the mastication of tough
food and no doubt is a function of vigorous mastication.
The palate conforms to the mandible, with which it forms
a physiological unit, however separate morphologically the
two may be, hence is long and less arched. Zygomatic arches
stand out for the accommodation of the large chewing
muscles which pass beneath them. The adjacent walls of
the skull are flattened and forced inward by the pull of
muscles which of necessity is inward as well as downward,
producing elongation of the skull. The temporal muscles
i-each far up on the skull, giving rise to a high temporal
"idge; they extend forward as well as backward, giving a
more prominent occipital region and a more constricted
forward region, resulting, on the forehead region of the
FOSSIL AND PREHISTORIC MAN Jl
skull, in the elevation of the superciliary ridges and inter-
vening glabellar region. Projecting brow ridges are asso-
ciated with stout temporal and masseter muscles and large
canines.
The facial region is constricted laterally and responds in
a greater forward projection, one result being that the
transverse diameter of the orbits is thrust upward out-
wardly, giving the horizontal transverse diameter which
characterizes the apes and which is approximated in pre-
historic man and some contemporary dolichocephalic
peoples. In young .anthropoid apes, when chewing muscles
are little developed and there is little constriction in the
lateral region posterior and inferior to the orbits, the trans-
verse diameter of orbits is oblique, as in man, being elevated
to the horizontal when temporal muscles develop and func-
tion more vigorously, thrusting in and upward the outer
margins of the orbits. Construction of outer margins of
orbits produces the high orbits which we find in apes, and
to a less marked degree, in prehistoric human remains.
Elongation of the skull increases the distance between
bregma and nasion, producing a low retreating forehead and
a low head height-breadth index.
That muscular pull has this result is suggested by the
laboratory experiments of Arthur Thomson conducted on
inflated canvas bags the shape of a skull with attachments
corresponding to the chewing muscles and with variations
in the pressures and pulls applied. It is further indicated
by the fact that the Eskimos, a people living on raw food,
have almost all of the "primitive" characteristics in a more
pronounced degree than do other contemporary peoples.
Again, in the Australians, a people whose cooking of ani-
mals has attained little development— they cook the animals
whole over an open fire — there are these "primitive" fea-
tures. On the other hand, similar food conditions do not pre-
vail among the negroes, who constitute a third group exem-
plifying these "primitive" traits.
As to other skeletal characters, we have no evidence lor
72 THE MAKING OF MAN
the earliest remains, excepting only the femur of Java man,
though there is abundant material from the much later,
though still early, Neanderthal and Cro-Magnon types.
Here the most notable differences have to do with the
flexure of the knees and the larger posterior diameters of
the lumbar vertebrae, both apelike characteristics. A stoop-
ing posture can be inferred from the shift in plane of ar-
ticular surfaces at the head and on the lower surface of the
femur, the upper surface of the tibia, and the articulation
of the tibia with the subjacent astragalus. That these differ-
ences exist is clear, but that they have evolutionary signifi-
cance beyond reflecting change in form associated with
change in function is not clear. They are common in con-
temporary peoples of the lower cultures, such as Africans,
Australians, and others. The explanation of these traits is
the absence of chairs. The position of rest is that of squatting
on the heels, or of sitting on the haunches with knees flexed,
or other similar pose, different from that which Europeans
assume when they sit. This throws the articular surface of
the head of the femur further forward, throws back the
articular surfaces of the lower end of the femur and the
upper end of the tibia, and throws forward the articular
surface at the inferior end of the tibia and gives rise to a
forward articular surface on the subjacent astragalus. The
greater posterior diameter and lessened anterior diameter
of the vertebrae of the lumbar region are a function of the
more frequent and forcible bend forward of the vertebral
column. Similar differences are found in savage tribes whose
culture lacks chairs.
If the above interpretations are correct, it follows that a
return to the conditions of diet and of life which character-
ized prehistoric man would be followed by a return to his
physical type. Yet if there were this transition to a type more
simian, one could not say we were approaching a common
ancestor, for, if we have one, we would of necessity be
getting farther away, no matter how similar the types might
become.
FOSSIL AND PREHISTORIC MAN %)
The similarity would not be due to the transmission of
qualities from a common ancestor of a remote past. If this
be true, it is equally true that an increase in similarities as
we push back the time period does not imply common an-
cestry if the changes arc due to changes in function, follow-
ing changes in diet and posture. Since, in a given group, the
male of the human species resembles the anthropoid ape in
nearly all of these characteristics more than does the female,
though of necessity both sexes must be equally remote from
simian-like ancestry, it seems clear that mere resemblance
cannot constitute an argument for phylogenetic descent.
These sex differences, moreover, are in support of the above
implications, seeing that the more muscular male has the
same simian attributes, though in modified form, which are
characteristic of early man. If he is more conservative of the
type — though this attribute usually is assigned to the female
— this is because his bodily activity is more nearly that of
prehistoric man and that of his supposedly near relations,
the anthropoid apes.
Though this is not a critique of the theory of evolution,
but merely of the argument that change of type shows com-
mon ancestry with a zoologically similar species, we would
point out that man, if descended from an ancestor common
to him and the apes, should in type more nearly approach
that remote ancestor as we go back to earlier simian types,
whereas commonly we are content to insist that the earlier
human types approximate contemporary anthropoid apes.
It is essential to the theory of common ancestry that earlier
simian types approach the types of earlier human forms.
Yet they do not approach the types of earlier human
forms. The resemblances of prehistoric man hark forward
to modern apes rather than back to prehistoric anthropoid
ancestry. Prehistoric anthropoid forms help us as little in
supplying the missing link as do those prehistoric human
forms on which we have placed too much reliance, because
an age with its mind made up to evolution of a unilinear
type has seen what it has looked for. In unraveling the pas*
74 THE MAKING OF MAN ,
we cannot do better than follow the methods of the geolo-
gist, who infers past changes from a study of existing forces
and infers the existence of no force with which he is unac-
quainted. In so far as prehistoric human remains are con-
cerned, it is not so much evolution which has given us
modern man, as man who has given us his type by evolving
it through physiological or functional changes growing out
of changes in culture, an evolution which he is still con-
tinuing. If the cause lies within the species, the changes do
not imply common ancestry with a morphologically and
anatomically similar species, even as they are not an argu-
ment against such ancestry.
What, then, shall we conclude with regard to the rela-
tionship between men and apes? Briefly this: A review of
the similarities in structure, in blood, in use of limbs, points
to the apes as man's nearest relations in the animal kingdom,
his first cousins, if he has any. That some creature is his
nearest relation is a conclusion to which we are driven by
a consideration of animal life. As regards prehistoric human
remains we cannot conclude that the increasing resemblance
to apes as we go back in time implies simian ancestry, see-
ing that these changes may be due to changes in food and
posture, representing the acquisition of form growing out
of function, or closely correlated with function. In that case,
prehistoric man's increasing resemblance to apes has other
explanation than descent from a common ancestor, being,
if our interpretation is correct, a case of convergence, the
response of similar form to similar function.
As a matter of fact, the change from long-headedness to
short-headedness from earliest man to more recent man of
the prehistoric past, is a change to greater resemblance with
the apes, Round-headedness is a characteristic of apes much
more than of modern man. Here the resemblance is due to
different factors: in the case of round-headed man to the
decrease in chewing muscles; in the case of the apes the
occiput is flattened to provide attachment for strong muscles
reaching up from the neck to support the head. Man's up-
FOSSIL AND PREHISTORIC MAN 75
right posture obviates the need for such marked occipital
support; the ensuing posterior projection of the occiput ac-
counts largely for the greater length of his head in com'
parison with that of the apes. But this is only to repeat thai
mere resemblances do not count for much; they must be
interpreted in the light of the causes and occasions which
give rise to them.
This is not the place to discuss the relative merits of
Darwinism, Weissmannism, or Lamarckianism; but there
is nothing in the above view which would not fit into any
one of those schemes. The modification of form through
function can proceed from generation to generation by the
principles of Darwinian selection, if that is the doctrine of
evolution to which one is committed. It can proceed, of
course, with the mechanism represented by Weissmann.
Likewise it is susceptible of Lamarckian interpretation if
one be a Lamarckian. But in any case we cannot afford to
close our eyes to facts, because we may shy from their im-
plications. A good case is not strengthened by adducing poor
reasons in support of it, and no fear of giving comfort to
the enemy should lead us to suppose that a partial conceal-
ment of truth, which arises from a concealment of part of
the truth, can compensate for the loss of unprejudiced con-
sideration of the facts of life, whether they seem to fit into
our schemes of evolution or fail to fit. Since the day of Dar-
win the evolutionary idea has largely dominated the ambi-
tions and determined the findings of physical anthropology,
sometimes to the detriment of the truth. The duty of the
anatomist, however, is not to plead a cause, but to play
judicial advocate, willing to hear and consider all evidence
bearing on the case.
The human has been differentiated from the simian type
for a much longer period than we have been accustomed
to suppose. We are constantly lengthening the vistas of the
past, and it may be that we must extend them beyond our
present wont in order to find the point where human and
simian forms have diverged into their present types. Cer-
76 THEMAKINGOFMAN
tainly one can no longer accept Java man as common an-
cestor, nor do any of the Tertiary remains of fossil apes
suggest common ancestry. Our present evidence is insuffi-
cient. We must not convict the prisoner at the bar simply
because we do not know who else committed the crime.
The issue is, Can we prove him guilty ? And so with regard
to a common ancestor. "Positive facts," as Lamarck finely
says, "are the only solid ground for man; the deductions
he draws from them are a very different matter. Outside the
facts of nature all is a question of probabilities, and the most
that can be said is that some conclusions are more probable
than others."
NOTES
1 G. Elliot Smith suggests, however, that the time may come when we
shall have to classify it as outside the human species.
- If we take the weight of the brain as equal to i, the weight of the body
•unong fishes averages about 5,688. Among reptiles it is about 1,321;
'imong bird* about 212; for anthropoids 60 to 100; and for mankind 22
036.
THE TASMANIANS*
By W. ]. SOLLAS
THE Tasmanians, though recent, were at the same time a
Palaeolithic or even, it has been rashly asserted, an Eolithic
race; and they thus afford us an opportunity of interpreting
the past by the present — a saving procedure in a subject
where fantasy is only too likely to play a leading part. We
will, therefore, first direct our attention to the habits and
mode of life of this isolated people, the most unprogressive
in the world, which in the middle of the nineteenth century
was still living in the Palaeolithic epoch.
As regards clothing, the Tasmanians dispensed with it.
They habitually went about in a state of nakedness, except
in winter, when the skins of kangaroos were sometimes
worn. To protect themselves from rain they daubed them-
selves over with a mixture of grease and ochre. Yet they
were not without their refinements; the women adorned
themselves with chaplets of flowers or bright berries, and
with fillets of wallaby or kangaroo skin, worn sometimes
under the knee, sometimes around the wrist or ankle; the
men, especially when young, were also careful of their per-
sonal appearance — a fully dressed young man wore a neck-
lace of spiral shells and a number of kangaroos' teeth fastened
in his woolly hair.
They paid great attention to their hair; it was cut a lock
at a time with the aid of two stones, one placed underneath
as a chopping-block, the other used as a chopper. A sort of
pomatum made of fat and ochre was used as a dressing.
Tattooing was not practiced, but a more barbarous kind of
decoration, produced by gashing the arm so as to give rise
to cicatrices, was not uncommon.
* Ancient Hunters. New York: The Macmillan Company.
77
78 THEMAKINGOFMAN
The Tasmanians had no houses, nor any fixed abode; they
wandered perpetually from place to place in search of food,
and their only protection from wind and weather, in a
climate sometimes bitingly cold, was a rude screen made by
fixing up strips of bark against wooden stakes.1
Their implements were few and simple, made of wood or
stone; their weapons, whether for the chase or war, were of
wood. Of these the spear was the most important; it was
fashioned out of the shoots of the "ti" tree, which are dis-
tinguished for their straightness. To convert one of these
into a spear was an operation demanding considerable skill
tind care: the stick was first warmed over a fire to render it
limber, and if not quite straight was corrected by bending
with both hands while held firmly between the teeth. Thus
the human jaw was the earliest "arrow-straightener." The
end was hardened by charring in the fire, and sharpened by
scraping with a notched flake of stone. With a similar im-
plement the bark was removed and the surface rendered
round and smooth. When finished it was a formidable
weapon; a good spear balanced in the hand as nicely as a
fishing-rod; it could be hurled for a distance of sixty yards
with sufficient force to pass through the body of a man.
The aim of the Tasmanian was good up to forty yards. To
keep spears in good condition, when not in use, they were
tied up against the trunk of a tree, selected for its straightness.
The only other weapon was the club or waddy, about
two feet in length, notched or roughened at one end to give
a grip, and sometimes knobbed at the other; the shaft was
scraped smooth in the same manner as the spear. Its range
was over forty yards.
The stone implements, which served a variety of pur-
poses, were made by striking off chips from one flake with
another; in this occupation a man would sit absorbed for
hours at a time. Flint is not known in Tasmania, and a fine-
grained sandstone or "phthanite" served as a substitute; it
is not so tractable as flint, however, and this may partly ac-
FOSSIL AND PREHISTORIC MAN 79
count for the inferior finish of much of the Tasmanian
workmanship.
A double interest attaches to the notched stone or "spoke-
shave," used for scraping the spear. The spear itself is perish-
able, for wood soon decays, and until quite recently no
wooden implements were known to have survived the
Palaeolithic period; but the stone spokeshave, which implies
the spear, and in its smaller forms the arrow, may endure
for an indefinite time. Many excellent examples of such
implements are known under the name of hollow scrapers
or "racloirs en coches," both from Palaeolithic and Neolithic
deposits.
A large, rough tool, delusively similar to the head of an
axe, was made by striking off with a single blow a thick
flake from a larger block of stone, and dressing the side op-
posite the surface of fracture by several blows directed more
or less parallel to its length. This is not altogether unlike the
ancient Palaeolithic implement which the French call a "coup
de poing" and the Germans a "Beil" (axe) or "Faust Keil"
(fist wedge). In English it has no name, though it was at
one time inappropriately spoken of as a celt, a term nevei
used now in this sense. Many anthropologists are of opinion
that the Palaeolithic "coup de poing" was not provided with
a haft, but was held directly in the hand; and that it was
not used simply as a "chopper": some support for this view
is afforded by the fact that the Tasmanians had no notion
of hafting2 their homologue, Or rather analogue, of the
"coup de poing," and that it served a variety of purposes,
among others as an aid in climbing trees. It was the women
who were the great climbers: provided with a grass rope
which was looped round the tree and held firmly in the
left hand, they would cut a notch with the chipped stone *
and hitch the great toe into it; then adjusting the rope they
would cut another notch as high, it is said, as they could
reach; again hitch themselves up, and so on till they at-
tained the requisite height — sometimes as much as 200 feet.
In, this way they pursued the "opossum" up the smooth
So THE MAKING OF MAN
trunk of the gum-tree. Many stories are told of their expert-
aess : on one occasion a party of lively girls chased by sailors
made a sudden and mysterious disappearance; on looking
round a number of laughing faces were descried among the
branches of the trees, into which the girls had swarmed in
the twinkling of an eye.
There is a great inconvenience in having no special name
for the "coup de poing" — greater perhaps than attaches to
the introduction of a new word; I propose, therefore, to
call it a "boucher," thus honoring the memory of Boucher
de Perthcs, who was the first to compel the attention of the
scientific world to these relics of the past. This kind of
nomenclature has already been introduced by physicists, as,
for instance, in the terms volt, joule, watt, and others. Its
great recommendation lies in its complete independence of
all hypothesis.4
Another implement was an anvil, formed of a plate of
stone chipped all round into a circle, about 7 in. in diameter,
1.5 in. thick in the middle, and i in. thick at the edge. On
this the women broke the bones left after a meal to extract
the marrow, using another stone about 6 in. in diameter, as
.1- hammer. M. Rutot has described several such anvils
(enclumes), but of a ruder make, from early Palaeolithic
deposits.
One of the commonest tools was the scraper, a flake of
about 2 in. in diameter, carefully dressed by chipping on one
side only to a somewhat blunt edge. The edge was ^ot
serrated, and great skill was required to keep the line* of
flaking even : it was used for flaying animals caught in the
chase, and as well, no doubt, for other purposes. To test its
powers Sir Edward Tylor sent a specimen to the slaughter
house requesting the butcher to try his skill in flaying with
it. The notion was rather scornfully received, but on trial
the flake was found to be admirably adapted to the task,
removing the skin without damaging it by accidental cuts.
The country seems to have afforded the Tasmanians a
fair amount of game. Kangaroos, wallaby, opossums, bandi-
FOSSIL AND P'R*E HISTORIC MAN 8l
coots, the kangaroo rat, and the wombat were all excellent
eating, especially as cooked by the natives. The animals were
roasted whole in the skin and cut up with stone knives; the
ashes of the wood fire were sometimes used as a seasoning
in default of salt. Cooking by boiling was unknown to this
primitive people, and when introduced by us they expressed
their disapproval of it as an inferior method.
They hunted several kinds of birds, such as the emu, now
extinct in Tasmania, black swans, mutton birds, and pen-
guins. The eggs of birds were collected by the women and
children. Snakes and lizards were put under contribution
as well as grubs extracted from hollow trees, and said by
Europeans to be dainty morsels, with a nutty flavor
reminiscent of almonds.
Fish the Tasmanians did not eat, simply because they were
ignorant of the art of fishing, nets and fishhooks being
unknown to them; but cray-fish and shell-fish were an
important article of diet. The women obtained the shell-
fish by diving, using a wooden chisel, made smooth by
scraping with a shell, to displace those, such as the limpets,
which live adherent to the rocks.
The shell-fish were roasted; and the empty shells, thrown
away near the hearths, grew into enormous mounds 01
kitchen middens, which still afford interesting material to
the anthropologist. Most of the shells found in them belong
to genera which are universally eaten by mankind, such as
oysters, mussels, cockles, limpets, periwinkles (Turbo and
Purpura), and earshells (Haliotis). The periwinkles were
broken by a stone hammer on a stone anvil, and these imple-
ments, as well as stone knives, are also found in the kitchen
middens.
Several kinds of plants furnished the natives with vege-
table food — the young roots of ferns, roots of bulrush, the
ripe fruit of the kangaroo apple (Solatium laciniatum), a
fungus with a truffle-like growth, and sea-wrack. These were
cooked by broiling.
Water was their usual but not their only drink, for they
$2 THEMAKINGOFMAN
well understood the virtues of fermented liquor. A species
of gum-tree (Eucalyptus resinifera) yields when tapped a
slightly sweet juice, resembling treacle; this they allowed
to collect in a hole at the bottom of the trunk, where it
underwent a natural fermentation and furnished a kind
of coarse wine.
Fire was obtainec1 either by the simple plan of rubbing
the pointed end of a stick to and fro in a groove cut in
another piece of wood, or by the drill method, i.e., by rotat-
ing one stick in a hole sunk in another. Each family kindled
its own fire at its own hearth, the hearths being separated
by intervals of fourteen to twenty yards.5
The following statement of Backhouse 6 is of interest in
connection with the discovery of marked stones in some
European caves. He writes: "One day we noticed a woman
arranging stones; they were flat, oval, about two inches wide,
and marked in various directions with black and red lines.
These we learned represent absent friends ('plenty long
way off'), and one larger than the rest a corpulent woman
on Flinders Island, known as Mother Brown." This descrip-
tion recalls the painted stones found by E. Piette 7 in the
cave of Mas d'Azil, Ariege, on an horizon (Azilian) which
marks the conclusion of the Palaeolithic age. These also are
""flat, oval and about two inches wide," and "they are
marked in various directions with red and black lines," or
other bands, but on not a few of them more complex char-
acters occur which in a few instances simulate some of the
capital letters of the Roman alphabet- The resemblance is
indeed so startling that, on the one hand, doubts, certainly
illfounded, have been expressed of their genuineness, and
on the other, theories have been propounded attributing to
them some connection with the Phoenician script. There can
be no doubt as to their genuineness. M. Cartailhac8 has
confirmed the original observations of Piette, and M. Boule
has found additional examples in another locality; but their
meaning remains obscure. M. Hoerncs remarks that they
offer one of the darkest problems of prehistoric times. I
FOSSIL AND PREHISTORIC MAN 83
am tempted to think that some light is thrown on this
problem by the Tasmanian stones,9 but here we have to
lament one of our many lost opportunities; the Tasmanians
have disappeared, and these stones with them; not a single
specimen, not even a drawing, is preserved in any of our
museums.
It is said that rude attempts were sometimes made to
represent natural objects by drawings. Very poor sketches
of cattle, kangaroo, and dogs done in charcoal are mentioned;
but cattle and dogs suggest the possibility of European in-
fluence. The fact that large pieces of bark have been found
with rudely marked characters like the gashes the native*
cut in their arms is of more importance. These are not un<
like some of the marks incised on Palaeolithic implements.
The Tasmanians are said to have been unacquainted with
boats or canoes, but they possessed a useful substitute, half-
float, half-boat, which recalls in a striking manner the
"balsa" of California or the rafts made of papyrus or of the
leaf stalks of the ambatch tree, which are still to be met
with on the N;le and Lake Nyanza. Similar rafts are said
to have been used by some Melanesian islanders.
The Tasmanian raft was made of the bark of more than
one kind of tree, but usually it would seem some species
of Eucalyptus. The bark having been removed was rolled
up into something like a colossal cigar, pointed at each end.
Three such rolls were required, a larger one to form the
bottom and two smaller ones to form the sides of the raft.
They were firmly lashed together, side by side; a tough
coarse grass serving for cord. The completed raft was not
unlike in general form a shallow boat, being broadest in
the middle and tapering away to a pointed extremity at each
end. It was of considerable size, attaining sometimes a length
of between 9 and 10 ft., with a breadth of about 3 ft., a
height of I1/* ft., and a depth inside of 8 to 9 ins. It would
carry comfortably three or four persons, and at a pinch as
many as five or six. In shallow water it was punted with
poles, and the same poles, devoid of any blade-like expansion
84 THEMAKINGOFMAN
at the end, were used as paddles on the open sea. Neverthe-
less the Tasmanians were able to make their rafts travel at
a fair pace through the water — "as fast as an ordinary Eng-
lish whale-boat"; it must have been hard work, and they
seem to have thought so: "after every stroke they uttered a
deep 'u^h' like a London pavior." A fire, carried on a hearth
of earth or ashes, was kept burning at one end of the raft.
How far the Tasmanians ventured rut to sea in these
frail craft is unknown; they certainly visited Maatsuyker
island, "which lies three miles from the mainland in the
stormy waters of llic South Sea," and they were observed
to make frequent crossings to Maria Island ofl the east
coast during calm weather. The rafts have been known to
live in very rou^h seas, and an old whaler asserted that he
had seen one of them go across to Witch Island, near Port
Davey, in the midst of a storm. The natives on the north
coast of Tasmania are said not to have made use of rafts.10
The "balsa" of the Scri Indians in Sonora (California)
closely resembles the Tasmanian raft, differing mainly in
the substitution of bundles of rccds for rolls of bark; but it
attained a much greater size, being sometimes as much as
30 ft. in length.11 With only one passenger aboard it rose
too high out of the water, "rode better with two, carried
three without difficulty, even in a fairly heavy sea, and would
safely bear four adults ... in moderate water." European
observers who have seen this craft afloat have admired "its
graceful movements and its perfect adaptation to variable
seas and loads," curving "to fit the weight . . . and to meet
the impact of swells and breakers."
The Seri Indians are in the habit of crossing in their
balsas from the mainland to the outlying island, and occa-
sionally even complete the passage across the gulf to the
opposite shore of Lower California.12
The facts we have thus briefly summarized include almost
all that I can discover bearirig directly on our subject. For
the sake of completeness it may be as well to give some
FOSSIL AND PREHISTORIC MAN 85
account of the bodily characters of this interesting people,
and a few words as to their history.
The Tasmanians were of medium stature, the average
height of the men being 1,661 mm., with a range of from
1,584 to 1,732 mm. the average height of the women was 1,503
mm., with a range of from 1,295 to 1,630 mm. The color
of the skin was almost black, inclining to brown. The eyes
were small and deep-set beneath strong overhanging brows;
the nose short and broad, with widely distended nostrils; the
mouth big; and the teeth large, disproportionately large
indeed for the size of the jaw.
The hair was black and grew in close corkscrew ringlets.
The men had hair on their faces — whiskers, mustache, and
beard — and on the borders of the whiskers it assumed the
form of tuficd pellets like pepper- corns.
It is a commonplace amongst biologists that characters
of apparently the most trivial significance are precisely those
which are of the greatest value as a means to classification,
and it is on the degree of curliness or twist in the hair that
the most fundamental subdivision of the human race is
based. We thus recognize three groups; one in which the
hair is without any twist — that is, perfectly straight — the
Lissotrichi; another in which it is twisted to an extreme, as
in the Nc^ro or Bushman — the Ulotrichi; and a third in
which the hair is only twisted enough to be wavy, as in many
Europeans — the Cvmotrichi. The Tasmanian is ulotrichous,
like the Negro and most other races with very dark skins.
The bony framework, being more resistant to decay than
the rest of the body, is more likely to be preserved in the
fossil state, and has therefore a certain amount of im-
portance in our study. We shall restrict our description,
however, to the skull, as more is to be learnt from this than
from any other portion of the skeleton.
The skull of the Tasmanian is of a characteristic form, so
that a practiced eye can readily distinguish it from that of
other races. Looked upon directly from above its outline is
oval or more or less pentagonal; its greatest breadth lies.
86 THE MAKING OF MAN
considerably behind the middle line. The crown rises into
a low keel, bordered by a groove-like depression on each
side; the sides of the skull are wall-like, but swell out into
large parietal bosses.
It is long (dolichocephalic), and the ratio of its breadth
to its length (cephalic index) is 74.9, as determined from
measurement of eighty-six examples.13 Its height is abouc
5 mm. less than its breadth; the Tasmanians may there-
fore be called flat-headed (platycephalic). The cranial
capacity is the lowest yet met with among recent races,
measuring on the average 1,199 c»c*> or> m round numbers,
1,200 c.c.; in the men the average rises to 1,306 c.c., in the
women it falls to 1,093 c-c«14
The face is remarkably short, and presents a peculiarly
brutal appearance; the brow-ridges and glabella are strongly
marked, and there is a deep notch at the root of the nose.
The jaws project, but not to the extreme degree which is
characteristic of the Negro, nor even so much as in some
Australians. The lower jaw is small, disproportionately so
when compared with the teeth, which, as already observed,
are comparatively large. In consequence of this misfit the
natives suffered grievously from abnormalities of dentition.
In endeavoring to discover the people to whom the Tas-
manians were most closely related, we shall naturally
restrict our inquiries to the Ulotrichi, for, as we have seen,
the Tasmanians belonged to this group. Huxley thought
they showed some resemblance to the inhabitants of New
Caledonia and the Andaman Islands, but Flower was dis-
posed to bring them into closer connection with the Papuans
or Melanesians. The leading anthropologists in France do
not accept either of these views. Topinard states that there
is no close alliance between the New Caledonians and the
Tasmanians, while Quatrefagcs and Hamy remark that
"from whatever point of view we look at it, the Tasmanian
race presents special characters, so that it is quite impossible
to discover any well-defined affinities with any other exist-
FOSSIL AND PREHISTORIC MAN 87
ing race," and this probably represents the prevailing opinion
of the present day.15
The Tasmanians appear to have been an autochthonous
people, native to the soil, the surviving descendants of a
primitive race, elsewhere extinct or merged into a pre-
ponderant alien population. Frequenting the coast, and yet
destitute of sea-going craft capable of making long voyages
it is scarcely likely that they reached Tasmania from any
of the remote Pacific islands; and it is far more probable,
as our foremost authorities now maintain, that they crossed
over from Australia.
The primitive ancestors of the race may have been widely
distributed over the Old World: displaced almost every-
where by superior races, they at length became confined tc
Australia and Tasmania, and from Australia they were
finally driven and partly perhaps absorbed or exterminated
by the existing aborigines of that continent, who were pre-
vented from following them into Tasmania, because by that
time Bass Strait was wide enough to offer an insuperable
barrier to their advance.
A notion exists that the natives entered Australia and
Tasmania by dry land, at a time antecedent to the forma-
tion of Torres Strait and Bass Strait, but the well-known
distinction between the Australian and Oriental faunas
present some difficulty to this view. It would appear that
man must have possessed some special means by which he
could enter Australia unaccompanied by other animals. Trr.
rafts of the Tasmanians thus acquire an unexpected im-
portance; they were capable, as we have seen, of making
voyages across channels at least three miles in width. It is
true that much wider channels than this now break up the
road from New Guinea to Tasmania; but there seems to
have been a time, probably geologically recent, when these
channels did not exist and the Australian cordillera
stretched as a continuous mountain chain from the one great
island to the other. It was only by repeated subsidence thar
it became broken down, in the region of Torres Strait on
88 THEMAKINGOFMAN
the north and Bass Strait on the south. Subsidence has also
probably enlarged the seas between the islands of the East
Indies. Thus at some past epoch the channels which after-
wards confined the Australians and the Tasmanians to their
respective lands may have been sufficiently narrow to have
been crossed by rafts and yet wide enough to have barred
the way to the rest of the Oriental fauna.
When the more civilized nations of the north had suc-
ceeded in subjugating the sea to their enterprise, even the
ocean itself failed in its protection to the unfortunate Tas-
manians, and with the arrival of English colonists their
doom was scaled. Only in rare instances can a race of hunters
contrive to coexist with an agricultural people. When the
hunting ground of a tribe is restricted, owing to its partial
occupation by the new arrivals, the tribe affected is compelled
to infringe on the boundaries of its neighbors: this is to
break the most sacred "law of the Jungle," and inevitably
leads to war: the pressure on one boundary is propagated to
the next, the ancient state of 'equilibrium is profoundly dis-
turbed, and intertribal feuds become increasingly frequent.
A bitter feeling is naturally aroused against the original
offenders, the alien colonists: misunderstandings of all kinds
inevitably arise, leading too often to bloodshed, and ending
in a general conflict between natives and colonists, in which
the former, already weakened by disagreements among
<hemselves, must soon succumb. So it was in Tasmania.
The estimates which have been given of the number of
the population at the time Europeans first became ac-
quainted with the country differ widely: the highest is 20,000,
but this is probably far in excess of the truth. After the war
of 1825 to 1 831 there remained scarcely 200. These wretched
survivors were gathered together into a settlement, and from
1834 onwards every effort was made for their welfare but
"the white man's civilization proved scarcely less fatal than
<he white man's bullet," and in 1877, with the death of
Truganini, the last survivor, the race became extinct.
It is a sad story, and we can only hope that the replacement
FOSSIL AND PREHISTORIC MAN 8l»
of a people with a cranial capacity of only about 1,200 c.c.
by one with a capacity nearly one-third greater may prove
ultimately of advantage in the evolution of mankind.
The world certainly needs all the brains it can get: at the
same time it is not very flattering to our own power of in-
telligence to find that we allowed this supremely interesting
people, the last representatives of one of the earliest stages
of human culture, to perish, without having made any
serious elTort to ascertain all that could be known about it,
What we do know is very little indeed: a book of about
three hundred pages contains almost every scrap of trust
worthy information.10
If any other nation than our own had shown the same
disregard for a human document of such priceless value, we
should be very outspoken in our censure. Even now, in this
twentieth century, it cannot be said that the British Govern-
ment takes such an intelligent interest in the numerous'
primitive peoples which it has taken into its charge as we
have a right to expect, at least from a state having any
regard for the advancement of learning.
The first to call attention to the resemblance between the
stone implements of the Tasmanians and those of Palaeo-
lithic man was Sir Edward Tylor.17 Subsequently Mr. R. M.
Johnston18 compared them with the "eoliths" figured b)
Ribiero already alluded to. Sir Edward Tylor19 has re-
peatedly returned to the subject; and in 1905 when he ex-
hibited specimens before the Archaeological Institute, he
made the following statement: "I am now able to select qind
exhibit to the Institute from among the flint implements
and flakes from the cave of Le Moustier, in Dordo^nc, speci-
mens corresponding in make with such curious exactness
to those of the Tasmanian natives, that were it not for the
different stone they are chipped from, it would be hardly
possible to distinguish them." 20
Subsequently Sir Edward Tylor was led to believe that
an even closer resemblance could be traced between the $o*
called plateau implements and the Tasmanian. A similai
90 THE MAKING OF MAN
view has also commended itself to M. Rutot and Dr. H.
Klaatsch.21 If this could be established it would invest the
Tasmanian implements with peculiar interest.
The plateau "implements" are so called because they are
found in gravels capping the high plateaux of Kent and
elsewhere. They were first discovered by Mr. B. Harrison,
of Ightham, who Lrought them before the notice of Sir
Joseph Prestwich; and this observer, famous for the caution
and sagacity of his judgment, expressed in unqualified terms
his conviction that they showed signs of the handiwork of
man.22 Sir John Evans, a fellow-worker with Prestwich, and
equally distinguished for his acumen, and insight, was un-
able, however, to share this opinion, and the question is still
involved in controversy.
The plateau gravels are no doubt very ancient. Prestwich
spoke of them as glacial or pre-glacial; M. Rutot assigns
them to the Pliocene.
The problem presented by the supposed implements is no
doubt a difficult one. Some of the Tasmanian forms are so
rude and uncouth that, taken alone, we might have little
reason to suspect that they had been chipped by man; a
great number, on the other hand, show signs of very skillful
working, and leave us in no doubt. It is on these last that
our judgment should be based in a study of the Tasmanian
art. As to the rest, "noscitur a sociis." They are distinguished
by two very definite characters. In the first place their funda-
mental form is that of a flake which has been split off from
a larger fragment. They never commence their existence
as fragments already existing in a natural state. And next,
the finer dressing of the stone is always confined to one face;
if a boucher, there is one face obtained by a single blow
which detached it from the parent mass, and an opposite
face with secondary flaking; if a scraper, the marginal dress-
ing is produced by the removal of chips always struck off in
the same direction, and in a manner not greatly differing
from that of characteristic Moustcrian scrapers.
If we judge the Tasmanian implements by the best
FOSSIL AND PREHISTORIC MAN <)I
examples, we should in fairness extend the same treatment
to the plateau "implements." Some of the best of these show
some superficial resemblance to the Tasmanian, but only
in general form: this is particularly true of the hollow
scrapers. In connection with these we may cite the following
statement made by Prestwich when speaking of the plateau
implements. He says: "A very common form is a scraper
in the shape of a crook, sometimes single, sometimes
double, such as might have been used for scraping round
surfaces life bones or sticks." The part we have pkced in
italics shows remarkable insight, but unfortunately these
supposed scrapers will not scrape and, if artefacts, had pre-
sumably some other function.
Again, the comparison is scarcely sustained when we
enter into a minute investigation. To begin with, the funda-
mental form of the plateau "implement" is rjrely — so far
as I know, never — artificial. On the hypothesis that these
fragments were used by man, we must suppose that, to
begin with, he simply selected such bits of flints, lying
scattered about, as he thought would serve his ends, and
then merely improved their existing edges by additional
chipping. This supposed chipping, though often confined
to one side of the fragment, has not the closeness or regu-
larity that distinguishes Tasmanian scrapers. The confused
and clumsy chipping of the plateau "hollow-scraper" does
not produce an efficient edge, and it seems hard to believe
that a being with sufficient intelligence to conceive the idea
of a spokeshave should not have succeeded in making a
better one.23
Mr. Henry Balfour, one of the first to study Tasmanian
implements and to recognize their Palaeolithic affinities, re-
gards them as representing a separate industry. While agree-
ing with Mr. Balfour on the existence of special features
characteristic of the Tasmanian implements — possibly due
to the peculiar character of the stone24 from which they
were made — I am still inclined to think that Sir Edward
Tylor made a closer approach to the truth in his earlier than
92 THE MAKING OF MAN
in his later comparisons. Some resemblance to Mousterian
implements may indeed be recognized, but scarcely any to
the problematical flints of the Kent plateau. This is also
the opinion of Professor Paul Sarasin 25 and of the Abbe
Breuil, who considers that the Tasrnanian implements find
their closest alliance with the quartzite implements of
Mousterian age which occur in the north of Spain.
The Tasmanians may therefore be regarded with great
probability as representing an ancient race, which, cut of?
from free communication with the surrounding world, had
preserved almost unchanged the habits and industrial arts
which existed in Europe during the later days of the Lower
Mousterian age.
Though in its bodily characters this race differed consider-
ably from the Mousterian Europeans — they are of different
species — yet it retained so much that is primitive and was
at the same time so pure or homogeneous that we may
fairly include it among those interesting relics known to
biologists as surviving archaic types. Our knowledge of the
Tasmanians is but small, yet the little we possess is of
fundamental importance, providing analogies for our
guidance in the study of Palaeolithic man.
NOTES
1 There is reason to suppose that they sometimes made use of cave
shelters. See H. Ling Roth, "Cave Shelters and the Aborigines of Tas-
mania," Nature, 1899, Ix, p. 545. Backhouse states that on the west coast
they made huts for their winter quarters. The construction of these was
simple and ingenious. A circular space was cleared in a thicket of young
and slender Ti trees and the tops of the encircling bushes (? trees)
were drawn together and thatched with leaves and grass (James Back-
house, Narrative of a Visit to the Australian Colonies, 1843, p. 104).
2 R. M. Johnston (Systematic Account of the Geology of Tasmania,
1888, p. 334) asserts that a heavy stone used as a tomahawk was provided
with a handle: "being fastened to it in the same way as a blacksmith
fastens a rod to a chisel, and afterwards well secured by the sinews of
some animal." This is denied by those best acquainted with the Tasmanians.
8 Sir Edward Tylor describes this as a quoit-like stone, 4 to 6 in.
across, and chipped about two-thirds round the edge (Journ. Anthr. lnst.t
1893, xxiii, p. 142).
4 The name "hand-axe," which has been suggested, is a question -begging
term, involving two assumptions, each of which is open to discussion,
FOSSIL AND PREHISTORIC MAN 93
Boucher de Perthcs thought that some were hafted and some not (B. dc
Perthcs, Antiqmtes cettiqnes et antediluviennes, ii, 1857, P« I7I5 in» 1864,
p. 74). G. de Mortillct (Le Prehistonque, 1885, P« *42)» that none were
hafted, and D'Acy (Bull. Soc. d'Anthr., 1887), that all were hafted. There
is much to be said for D'Acy 's view, and respect for the opinion of those
that agree with him leads me to think that an indifferent name has its
advantages. M. Comment docs not admit that these implements, "dcnomme
improprtmcnt coup dc poing," were axes at all, whether hafted or not.
5 That the Tasmamans were acquainted with the fire-drill is open to
doubt. — H. Ling Roth, "Tasmanian Firesticks," 'Nature, 1899, ^x» P» 696,
and "The Aborigines of Tasmania, Halifax, 1899.
0 James Backhouse, op. at., p. 104.
7 E. Pictte, "Lcs Galcts colorics du Mas d'Azil," L'Anthr., 1895, vi,
p. 276, and 1897, vii, p. 385.
8 E. Cartailhac, L'Anthr., 1891, ii, p. 147.
0 "Paleolithic Races," Science Progress, 1909, p. 504. M. Salomon Rci-
nach has since made a similar suggestion, L'Anthr., 1909, xx, p. 605. Mi.
A. B. Cook has compared the painted pebbles of Mas d'Azil with the
Australian "enuring.!," // Infhr., 1905, xiv, p. 655, and Prof. F. Sarasin has
expressed his approval of this view, "Dos Galcls colorics de la Grotte
dc Birscck prcs Bale," C. R. de la XI Ve Session, Congies International
d'Anthropologic, Geneva, 1912, p. 569. The Tasmaman stones may also
have been "churinga," but this is very doubtful and difficult to reconcile
with the fact that in Australia such ohiccts are "taboo" to the women.
-"II. Ling Roth, The Abongines of Tasmania, Halifax, England, 1899.
11 A similar craft, but provided with sails, is used in Pciu. Mr. II. Bal-
four informs me that balsas are used all along the West Coast of America.
12W. J. McGce, The Sen Indians, pp. 215-221.
13 R. J. A. Berry, A. W. D. Robertson, and K. S. Cross, "A Biomctrical
Study of the Tasmaman, Australian and Papuan," P)oc. Roy. Soc. Edin.,
1910, xxxi, pp. ^0-3 1. The mean length obtained is 180.30 dt 0.51, and
the mean breadth I3S-M — <M5 mm.
1 * In computing thoe numbers I made use of all the observations
accessible up to 1910. Sir W. Turner obtains a mean capacity of between
1,200 and 1,300 c.c. for Tasmaman men. "The Aborigines of Tasmania,"
pt. 2, Trans. Roy. Soc. Edin., 1910, xhii, p. 451
15 Sir W. Turner, "The Aborigines of Tasmania," Trans. Poy. Soc.
Edin., 1908, xlvi, pt. 2, p. 365, in particular pp. 385-394; 1910, xl'-u, pt.
3, p. 411. Sec also R. J. A. Bciry, A. W. D. Robertson, and K. S. Cross,
"A Biomctrical Study of the Relative Degree of Purity of Race of the
Tasmanian, Australian and Papuan," Proc. Roy. Soc. Edin., 1910, xxxi,
pp. 17-40. R. J. A. Kerry and A. W. D. Robertson, "The Place in Nature
of the Tasmanian Aborigine," pp. 41-69; and H. Basedow, "Dcr Tas-
manirr Schadcl cin Inmlartypus," Zcits. f. Ethn., 1910, xhi, pp. 175-227.
/\ different view is held by H. von Luschan, "Zur Stcllung der Tasmanier,
ein anthropologic die System," Zeits. f. Ethn., 1910, xlu, p. 287.
10 1 1. Ling Roth, The Aborigines of Tasmania, Halifax, England, 1899.
1TE. B. Tvlor, The Early History of Mankind, London, 1865, p. 195.
18 R. M. Johnston, Systematic Account of the Geology of Tasmania, 1888,
P. 334-
19 E. B. Tylor, in Preface to H. Ling Roth, The Aborigines of Tasmania,
94 THE MAKING OF MAN
ist cd., 1890; 2nd cd., 1899. "On the Tasmanians as Representatives of
Palaeolithic Man," Journ. Anthr. Inst., 1893, xxiii, pp. 141-152, 2 pis. "On
the Survival of Palaeolithic Conditions in Australia and Tasmania," Journ.
Anthr. Inst., 1898, xxviii, p. 199. "On Stone Implements from Tasmania,"
Journ. Anthr. Inst., 1900, xxx, p. 257.
20/o«r». Anthr. Inst., 1895, xxiv, p. 336.
21 A. Rutot, "La Fin de la Question des Eolithes," Bull. Soc. GeoL Bflg.,
1907, xxi, p. 21 1 ; H. Klaatsch, Zeits. f. Ethn., 1907.
22 J. Prestwich, Quart. Jottrn. Geol. Soc., 1889, xlv, pp. 270-294, pis.;
1890, xlvi, p. 1 66; 1891, xlvii, pp. 126-160, pis.; Journ. Anthr. Inst., 1889,
xxi, pp. 246-270, pi.; sec also W. J. Lewis Abbott, Nat. Sci., 1894, iv,
pp. 256-266, and T. Rupert Jones, Nat. Set., 1894, v, pp. 269-275.
28 Through the kindness of Mr. Harrison I have now examined a large
number of his best specimens: several of them have a remarkably artificial
look and may possibly have been shaped by man.
24 It has a marked tendency to split in one direction.
25 P. Sarasin, Vh. d. Nf. Gts. Basel, Bd. xxiii, and Zeits. /. Ethn., Bd.
<1, 1908, p. 248.
THE ART OF THE REINDEER EPOCH*
By JOSEPH DECHELETTE
§ I. HISTORY OF THE DISCOVERIES.
MOVABLE objects carved of stone, ivory, bone, and horn
by Magdalenian artists had been known for a number of
years when unexpected discoveries brought to light new
revelations concerning the art of the primitive reindeer
hunters. In some of the deep caves at the entrance of which
these primitive men had installed their hearths, there were
discovered drawings, often very numerous, of animals and
several faces carved or painted upon walls and ceilings. The
question arose at once as to whether these unusual designs
were contemporary to the quaternary inhabitants of the
caves. A Spaniard, Don Marcelino de Sautuola, the first to
call the attention of investigators to these discoveries, did
not hesitate to affirm this hypothesis, without, however,
succeeding in dissipating the doubts which the novelty and
strangeness of his discoveries had rightly evoked. In 1880,
he published a summary description of the paintings of
animals which he had recognized the year before on the
ceiling of the cave of Altamira (township of Santillana del
Mar, province of Santander). An engineer, M. Edouard
Harle, however, after studying these paintings, denied their
antiquity. Later, even though Vilanova Y Piera, professor
of paleontology in Madrid, took the same position as did
his compatriot, and maintained firmly that these paintings
were contemporary to the fireplaces of the later quarter-
nary age, numerous circumstances seemed to favor the in-
credulity of the others. How could one explain the remark-
* Chapter x of part i of volume i of Manuel d'arc heologie Prthistoriquc,
Ccltique et Gallo-romatnc. Published by Libraire Alphonse Picard ct Fife.
Paris. The material here reproduced was translated by Frida Ilmcr.
osi
96 THEMAKINGOFMAN
ably fine state of preservation of these frescoes, supposed to
be many thousands of years old, if the walls were con-
stantly moist and in places even covered by stalagmitic for-
mations? Besides, what could be the meaning of these
animal figures occupying completely obscure points of the
cave that were, moreover, difficult of access? Objections
were also raised against the complete absence of any trace
of smoke on the walls. This circumstance seemed to exclude
the hypothesis of a prolonged habitat in these dark sub-
terranean passages. Nonetheless, certain of the facts which
M. Harle himself had observed were irreconcilable with
the supposition that these designs had been faked and also
made it difficult to attribute a recent date to them. Several
figures were covered by a stalagmitic layer. Furthermore,
the entrance to the grotto had remained obstructed and un-
known until 1868. It was therefore impossible to consider
all of these designs as recent works, without encountering
serious difficulties.
Nevertheless, MM. de Sautuola and Vilanova did not
succeed in dissipating the doubts, and the discoveries at
Altamira fell into oblivion until, in 1895, M. Emile Riviere,
the successful explorer of the grottoes of Mentonc, in his
turn, came across designs engraved upon the walls of the
grotto de la Mouthe, in the commune of Tayac (Dordogne).
Prior to M. Riviere's excavations paleolithic and neolithic
deposits had completely obstructed the entrance to this cave.
A bit of clay of unknown date revealed certain lines of
the lower part of designs, whose authenticity was by no
means incontestable. In the grotto of Pair-non-Pair, town-
ship of Marcamps (Gironde), M. Daleau had begun excava-
tions in 1883. In 1897, stimulated by the discoveries of La
Mouthe, he published the valuable wall paintings of that
grotto, which he had known for several years previous.
There the designs were completely uncovered. The last
doubts were thus dissipated and, since then, the attention
of archeologists has been focussed upon the walls of the
caves. They ceased denying the authenticity and importance
FOSSIL AND PREHISTORIC MAN 9?
of the discoveries of Sautuola. Finally the engravings of the
grotto of Charbot, at Aigueze (Card) announced by M.
Chiron, instructor since 1889, could be classed as belonging
to the quaternary and not to a later, and relatively recent
period, as had at first been supposed.
§ IV. ROCK ENGRAVINGS AND PAINTINGS OF AUSTRALIA AND
CALIFORNIA, AND INSCRIBED STONES OF NORTH AFRICA.
Building upon erroneous information, investigators gen-
erally held modern primitives to be incapable of producing
any works of painting and sculpture other than timid and
malformed essays. The earliest accounts of travelers who
described the designs found on rocks in Australia met with
the same incredulous audience which later rejected M. de
Sautuola's reports concerning the paintings in the caves oi
Altamira. About 1840, George Grey had discovered in the
northwest of the Australian continent several caves adorned
with colored designs.1 It was contested at first whether these
finds really represented the work of natives. But the obser-
vations multiplied and it appeared that the designs on
rocks, sculptured bas-reliefs, and paintings were, to the con-
trary, very frequently to be met with in the North of Aus-
tralia. Stokes has published some reproductions of them.2
Since then, scientists have been busy classifying and inter-
preting these interesting data which, as we shall see, bear an
interesting relationship to primitive totem cults. It was by
a fortunate coincidence that, at the precise moment when
sociology turned its attention to the written documents of
these uncivilized regions, prehistoric archeology rediscov-
ered the ornamented grottoes of Perigourdia and the
Pyrenees. The comparative study of these two groups of
documents throws their close analogy into strong relief.
From time to time there were discovered new and strange
images of hands, reproduced in series upon the walls of caves
or (in one part of Australia) upon huge rocks. They not only
bore a great resemblance to each other, but also appeared
to be executed by the same processes. Occasionally a realistic
98 THE MAKING OF MAN
art was found, often advanced enough to reproduce faith-
fully both form and movement, and bringing preferably
drawings of animals — although with modern savages scenes
of hunting and of combat with human beings or of human
beings either alone or in company of animals are by no
means absent. In the Clacks (northwest coast of Australia)
there is a rock bearing upon a background of red ochre more
than 150 figures painted in white: sharks, turtles, sea stars,
clubs, canoes, kangaroos, dogs, etc. On the island of Cape
York, among numerous paintings applied upon a back-
ground of red ochre, there was found upon the wall of a
rock, the image of a man covered with yellow patches that
were reminiscent of the spotted animals found at Mar-
soulas and Altamira.3 Among the most curious paintings
of Australia are those published by M. Mathews. They
represent hands, tools, human beings, and animals painted
in different colors upon rocks forming a natural shelter.
Thus an excavation at the township of Coolcalwin in Philip
County, yielded 64 hands painted in red, clearly visible,
as well as more or less distinct traces of a number of others.
One large rock of sandstone alone, found in the township
of Coonbaralbe in Hunter County, bears 38 drawings of
hands executed in white, red, or yellow.4 As was the case
with certain designs of the quaternary period, the arms of
these drawings are always depicted to the elbows. Other
English travelers discovered in the island of Chasm (Gulf
of Carpentaria) a grotto ornamented with designs painted
in red and black and representing kangaroos, turtles, one
hand, a kangaroo followed by 32 men, one of whom is
holding a kind of sword.5
The rock engravings of lower California, as well as those
of the Australian continent, point to the same conclusions.
One of their discoverers, M. Leon Diguet, found drawings
of hands, of suns, of various symbols, of animals, etc.,
painted in red upon large bowlders. Drawings of human
figures pierced by spears, which were found in the grotto
of San Borgita, are reminiscent of the buffaloes pierced by
FOSSIL AND PREHISTORIC MAN <ft
harpoons, found in the cave of Niaux, A profound study
of these relics would, no doubt, enable us to note other
points of comparison. However, attention must be called
to the fact that the paintings in the Californian grottoes
generally occupy an open place near the entrance to the
cave.6
Various explorers have discovered petroglyphs, both en-
graved and painted, in other sections of North America,7
employing similar motifs. And these examples can easily
be multiplied.
Similarly, stone engravings, some of which resemble out
wall paintings, have been discovered in Northern Africa,
particularly in South Orange. Their discovery dates back as
far as 1847,* but they owe the publicity which they received
chiefly to Flammand.9 These objects, designated as "In-
scribed Stones," Hadjrat mefyoubat, by the Arabs, appeal
to differ from each other at various periods. M. Flammand
distinguishes between prehistoric and Libyco-Berberian
stone engravings. The former, which are carved more
deeply, chiefly represent the elephant, the rhinoceros, and
the big-horned buffalo (bubalus antiquus), in other words,
animals that are to-day extinct in the Sahara. Upon Libyco-
Berberian stone carvings, which are executed by means of
simple pointillage, there appear alphabetic inscriptions and
animals still to be found in those regions. . . . Although the
date at which the bnbalus antiquus disappeared is uncertain,
his fossil remains have been found in the upper deposits of
the recent quaternary on the high plateaux of Algiers.10 At
Keragda (district of Geryville) a human figure, holding a
neolithic hatchet with a handle, was found. This figure is
placed among these rock designs where, among other
things, polished hatchets, arrows, javelins, and shields11
were found.
§ V. TOTEMISM AND MAGIC.
The resemblance which exists between the wall paintings
of Australia and of North America and those of Gaul of
ZOO THE MAKING OF MAN
the quaternary period is one of the most striking illustra-
tions of the lessons which prehistoric archeology may draw
from a judicious study of ethnography. Since modern so-
ciology has shed light upon the origin and true character
of the first artistic attempts of primitives, we can now recog-
nize without difficulty that all of these drawings may be
explained in one and the same manner, that is, as belong-
ing to a group of primitive beliefs, known to scientists as
"totemism."
The word, totem, signifying "sign," "marking," "family,"
was borrowed from the North American Indians. The con-
cepts, however, which are attached to this term are singu-
larly universal, as has been attested by many observers. In
Australia as well as in America, the clans believe that they
are under the protection of a guardian being, ordinarily an
Animal, which they must persuade by means of favors to
shield the interests of the clan. This totem animal becomes
in the course of time the object of a constant cult, in which
may be found the roots to a large number of the ancestral
superstitions of primitives, and even of civilized peoples.
The clan affix the image of their totem upon their weapons
of offense and defense. Multiplication of the tribe can also
7>e obtained from the totem animal through t^c intervention
of magic. Spencer, Gillcn, and Frazer have described
die curious ceremonies which the Australians perform to-
ward that end, at the foot of cliffs, ornamented with zoomor-
phic designs. Many deta'ls of these ma^ic rites recall some
of the observations made in the grottoes of Pcrigourdia and
the Pyrenees. Salomon Rcinach, who is equally well versed
in the literature of the totem as in the sc:ence of prehistory,
was the first to disclose very remarkable facts that have
direct bearing upon this question.12
As we have seen, the paintings of our caves are usually
re-' note from the entrance. At Niaux the visitor must pass
Virough a subterranean gallery, 800 meters long, in order
40 find them. At Combarelles, the first figures are at least
t20 meters from the entrance. Furthermore, Spencer and
I O S S I L AND PREHISTORIC MAN 10 *
Gillen state that in a great number of cases the Aus-
tralian paintings which they have considered to be ol
totemistic origin ''arc traced upon rocky walls in localities
that are strictly ta'wo to women, children, and uninitiated
youths." lt< Certain designs found in our ornamented
grottoes also occupy hidden recesses in the walls and inac-
cessible, bulging surfaces which it must have cost the artist
great difficulty to reach. It would, therefore, be impossible to
view these designs, which are so well hidden from the sighr
of the uninitiated, as mere ornamental decorations or as
the products of a pastime occupation of idle Troglodytes.
The devotees of the cult of the emou in Australia paint
the image of this totem upon the earth, to the accompani-
ment of intricate rites. Around it the men of the clan dance
and sing. Now, in the Pyrenean grotto of Niaux, MM.
Cartailhac and Brctiil discovered animal designs not only
upon the walls, but to their great surprise, also upon the
clayey ground of the gallery. Various symbols, painted or
scratched upon the figures, conform to these findings. The
tectiform sign of the hut is the symbol of ownership affixed
by the hunter upon the animal which he should bring back
with him to the camp; but its success is assured by special
rites. The magic value of arrow-heads is emphasized even
better. "The clan lived on meat," wrote S. Reinach. "In re-
producing the likeness of the animals which furnished their
food, they believed they increase their number and stimu-
late their multiplication, just as the Australian savages be-
lieve they stimulate the multiplication of the kangaroos
by performing the dance of the kangaroo. The practice of
bewitching a living person by inflicting injury or destruc-
tion upon his image with the intent of harming the living
is a phenomenon of the same kind, only inspired by an op-
posite sentiment. The notion that art is a form of play is
perhaps nothing but a modern prejudice; art began as a
ritual or act of magic. And when we speak to-day of the
'magic of art/ we do not know how truly right we are.". 14
The same author has also called attention to the fact that
102 THE MAKING OF MAN
the most useful animals are found most abundantly de-
picted in these wall paintings and the recent discovery of
rare images of carnivorous animals has in no way weakened
the value of his observation.
It would doubtless be stretching the facts too far to at-
tempt to attribute a religious or symbolic significance to
every quaternary design. The various instincts of human
nature, as well as the love of ornamentation, have, most
likely, rivaled religious beliefs in stimulating art among
primitives. It must be recognized, however, that the totem-
istic interpretation, based upon solidly established facts, ex-
plains better than any other hypothesis the origin of the art
of the reindeer epoch. Furthermore, it accounts also for its
sudden disappearance, which is no less surprising than its
brilliant flourish, since the primitive concepts from which
these paintings have sprung have been at home among the
hunting nomads. During the neolithic period the totemistic
superstitions no longer exercised the same hold upon the
inhabitants of Gaul, henceforth tillers of the soil and shep-
herds, and it never again .gave rise to the same plastic arts.15
If we turn our attention again to the engravings and sculp-
tures carried out upon small objects of durable material,
recalling at the same time the resemblance of their numer-
ous animal drawings to the wall paintings, it will appear
logical to assume that one part at least of these objects owes
its origin to concepts of the same nature. The toothed arrow-
heads which the bisons of the grotto of Niaux bear on their
flanks explain to us the similar arrow-heads engraved upon
the prairie dogs of Sorde, and the interpretation of the
batons as magic wands seems to us more acceptable than
any other conjecture.
1 he progress of science has gravely undermined the an-
cient theory of prehistorians, who, in accordance with the
doctrine of G. de Mortillet, refused to concede any religious
concept to quaternary man. For, as we have seen, the rein-
deer hunters did have their sanctuaries and the discovery
of these mysterious galleries, revealing the vast distribution,
FOSSIL AND PREHISTORIC MAN 103
if not the universality, of certain beliefs of primitive man,
will count among the greatest prehistoric discoveries.
NOTES
1 George Grey, Journals of Two Expeditions of Discovery in the North-
West and Western Australia, 1841, i, p. 203; cf. Grosse, Debuts de Clack
1902, p. 128.
2 Stokes, Discoveries in Australia.
8 Cf. Grosse, ibid., p. 131.
4 R. H. Mathcws, Gravures et paintures sur rockers (Rock engravings
and paintings), BSA, 1898, p. 429; also Journal of the Anthropological
Institute, London, xxv, p. 147.
5 Grosse, ibid., p. 131.
6 Leon Diguet, Note sur la pictographie de la Basse-California, Anthro*
pologie, 1895, P- J6o.
7 Cf. the recent work of M. Dellenbaugh, The North Americans o\
Yesterday, 1901, pp. 42-43, in which petroglyphs depicting hands, feet;
animals, etc., are reproduced. One quadruped unearthed in Brown's
Cave, Wisconsin, bears a tcctiform sign engraved upon its flanks (p. 41).
8 This discovery was made by Captain Koch and Dr. Jacquot who ac-
companied Cavaignac on his South Orangian expeditions (L' Illustration,
July 3, 1847). Since that date many explorers have followed in their
tracks (cf. Hamy, R. E., March-April 1882, and Flammand, Anthropologief
1892, p. 145).
9 Flammand, Notes sur les status nouvelles de pierres ecrites du Sud-
Oranais, Anthropologie, 1892, p. 145; ibid., Anthropologie, 1897, p. 284;
ibid., Les pierre ecrites (Hadjrat mef(toubat) du nord de L'Ajnque et spe~
cialement de la region d'In-Salah, CIA, Paris, 1900, p. 265; ibid., R. C.
Acad. Inscr., July 12, 1899, P* 437* ar*d Bull. Soc. Anthrop., Lyon, 1901,
p. 181; cf. also a summary by Capitan, REA, 1902, p. 168.
10 Flammand, A fas, Pans, 1900, i, p. 211.
11 Flammand, ibid., p. 210.
12"L'Art et la Magie," Anthropologie, 1903, p. 257. This article has
been employed in the account quoted in the following note.
18 S. Reinach, Cultes, mythes, et religions, vol. i, p. 131, Paris, 1905.
Cf. in this important collection of 35 memoirs and articles a synthetic
description of the general phenomena of animal totemism (Phenomenes
generaux du totemisme animal) , pp. 9-29. Our readers may refer to this
work for sources.
14 Salomon Reinach, Chroniquc des arts, Feb. 7, 1903
15 The date o£ certain paintings, traces of which have been discovered
upon the walls of Portuguese dolmens (Leite de Vascoucelles, HP, 1907,
P- 33)» cannot be easily established. It is difficult to align them with the
works of the quaternary age.
THE PEKING MAN*
By j. H. MCGREGOR
NEW discoveries of prehistoric man always have popular
hews interest. Reports of them are often distorted or exag-
gerated, but occasionally they are based upon finds of im-
portance and permanent scientific value. The latest case,
the discovery last December [1929] of an ancient human
skull near Peking, has been widely heralded as marking a
notable advance in our knowledge of early humanity. When
Professor G. Elliot Smith of London acclaims this fossil as
"certainly the most illuminating fragment of early man ever
found," it may be assumed that it is something more than
merely "another prehistoric skull," even though it should
fall short of meriting this superlative characterization.
I shall attempt here to present briefly the more notable
features of this discovery with a minimum of technical de-
tail, to evaluate it in relation to present knowledge, and to
answer some of the questions people are asking about it.
Some two years ago Dr. Davidson Black, professor of
anatomy in the Peking Union Medical College, had the
temerity, or the foresight, to establish a new genus and
species of early man upon the meager basis of a lower molar
tooth, found in 1927 in a cave deposit of the early Pleisto-
cene age, at Chou Kou Tien, thirty-seven miles southwest
of Peking. He called it Sinanthroptts pe^inensis — Chinese
man of Peking. (Time will show whether the creation of
a new genus was justified; at present there is difference of
opinion on this point.) Some other human teeth had been
found previously in the same deposit, and further excava-
tions in 1928 and 1929 yielded additional ones as well as
I wo fragments of lower jaws and a few small pieces of other
*This article was published in The New Republic, August 13, 1930.
104
FOSSIL AND PREHISTORIC MAN 105
skull bones, all showing certain primitive features. On
December 2, 1929, Mr. W. C. Pei, a young Chinese paleon-
tologist, on the staff of the Cenozoic Laboratory of the Geo-
logical Survey of China, found in this Chou Kou Tien
deposit a human skull which unquestionably belongs to the
same type. The skull is incomplete, lacking the facial region,
but the brain case is uncrushcd and almost intact.
One especially gratifying feature of the discovery is the
completeness of its geological and paleontological docu-
mentation. In a preliminary report on the geology and pale-
ontology of the Chou Kou Tien deposit, the authors, Pere
Teilhard dc Chardin and Dr. C. C. Young, present abundant
evidence for regarding it as belonging to very early Pleisto-
cene (Basal Lower Quaternary), a period comparable to
the very beginning of the Ice Age of Europe. The finding
of human bones in a deposit proved to be so old as this is
a discovery of the first magnitude in human paleontology.
As the beginning of the Pleistocene period is variously
estimated at from 500,000 to 1,200,000 years ago, a fair
guess as to the age of the Peking man nvght be perhaps
upwards of a million years! Associated with the human
fossils are numerous mammalian bones of various species,
which establish the geologic age, as they arc clearly distin-
guishable from the species of the preceding Late Pliocene
period (Tertiary), and also from those of the subsequent
loess, which is of Middle and Later Pleistocene age.
The fossilized bones are found in certain fissures at the
base of low hills formed largely of limestone. In the days of
Sinanthropus these were open clefts or caves, but during
the course of ages they became gradually filled with de-
posits of red clay, limestone and bones, which finally became
cemented together by secondary limestone infiltration.
Some of the bones, even the human remains, may have been
brought into these rock clefts by animals. As remarked by
the authors of the report, "Sinanthropus itself may once
have sheltered within the Chou Kou Tien cave"; but it if
impossible to say definitely whether or not the Peking mar
106 THE MAKING OF MAN
was a cave dweller, and as there is complete absence of
worked flints or other implements nothing whatsoever is
yet known of his cultural status. The definite olacing of
Sinanthropus in the very early Pleistocene has important
bearing on its possible relationship to other ancient types,
for this skull may well be the oldest human fossil thus far
found. It clearly antedates the Neanderthal race, and is
apparently somewhat older than the Heidelberg man.
The Java "ape-man," Pithecanthropus, which was for-
merly believed by Dr. E. Dubois, who discovered it, to be
of Late Tertiary age, is now rather generally regarded, upon
strong evidence, as a fairly early Pleistocene form, which
implies that it is no more ancient than the Peking man and
perhaps not so old. The remains of the Piltdown "dawn
man," Eoanthropus, found in England in 1911-13, are poorly
documented as to geologic age, but are commonly held to
be also Early or Middle Pleistocene; though Professor H.
F. Osborn has recently advanced the opinion that this
type lived as early as Late Pliocene time, which would make
him an example of the long sought, but hitherto more or
less hypothetical, Tertiary man. But whether older or
more recent, the Piltdown type with its apelike teeth and
jaws, rounded cranium and absence of brow ridges, is not,
in my opinion, so nearly related to Peking man as are
Pithecanthropus and especially the Neanderthal species, but
belongs to another and widely divergent branch of our
family tree.
The discovery of human remains of such great antiquity
in China, while highly important, is not in itself very sur-
prising. Central Asia has long been regarded as the pre-
sumptive "cradle of humanity," as also of humanity's nearest
relatives. Paleontology affords cogent evidence for this view
which need not be reveiwed here. Expeditions from the
American Museum of Natural History have been diligently
seeking man's ancestors in China and Mongolia for several
years. The Neanderthal species, widely distributed through
FOSSIL AND PREHISTORIC MAN 107
Europe, has recently (1925) been found as far eastward as
Palestine. Flint implements, similar to those of the Mous-
terian (Neanderthal) culture of Europe, have been found
in Shensi province in China near the upper Yellow River
and also in the Ordos desert in Mongolia. Thus it appears
probable that Neanderthal man may have been a widespread
Eurasian race rather than limited to the western or Euro-
pean portion of that vast continent. For some years past I
have frequently expressed the opinion that the discovery
in Asia of Neanderthal man, or a pre-neanderthaloid such
as the Heidelberg race, would not be surprising. Therefore,
the finding of Sinanthropus, which, as Professor Black truly
says, "might well be regarded as pre-neanderthaloid in type,"
although a discovery of outstanding importance, can hardly
be said to revolutionize our ideas regarding early man, but
rather to confirm previous theories. The proving of a
theory by new evidence is quite as important, and scientifi-
cally more constructive, than overturning it by similar
means.
Fortunately, Professor Black and his colleagues, instead
of withholding the details of their discovery until they could
publish a complete description, have generally presented the
facts in well-illustrated preliminary reports. The skull, which
was partly embedded in hard travertine, has been carefully
freed from this matrix, and its main features are clearly
exhibited in a series of life-sized photographs recently sent
to this country. In size it somewhat exceeds the cranium of
Pithecanthropus, but is not quite so large as the female
Neanderthal from Gibraltar. In profile view it is almost
exactly like the skulls of the well-known Neanderthal
species, with the heavy brow ridge overhanging the eyes, so
strikingly characteristic of that race, but the crown is even
a trifle lower. Seen in top view also the outline is completely
neanderthaloid, but when examined from the rear a marked
difference is apparent in that the broadest part of this skull
is very low, only slightly above the ear openings, the skull
I08 THE MAKING OF MAN
becoming narrower above this region. This relative narrow-
ing of the upper part of the skull, which is found also in
Pithecanthropus (and in the Eoanthropus skull as restored),
must be regarded as an extremely primitive feature, which
in correlation with the very flat low crown proves that the
brain was less voluminous than in a typical Neanderthal
skull of equal length and width. As the cranial capacities of
Pithecanthropus and the Gibraltar skull arc respectively
about 940 and 1,280 cubic centimeters, one might tentatively
estimate that of the new skull as somewhere between 1,100
and 1,200 cubic centimeters, which is well above the mini-
mum capacity of modern normal crania. The capacity will
eventually be determined with approximate accuracy, as a
cast of the interior will surely be made, and as the brain case
is so nearly complete, only a small portion of the base will
require restoration.
It is regrettable that nothing is positively known regard-
ing th^ cranium of Homo (Paleoanthropus) heidelbergensis
(of which a lower jaw only was found in Germany in
1907), as the new Peking skull realizes so admirably the
Ejuess one might make as to what the Heidelberg cranium
would probably be like. Though the Sinanthroptts skull
lacks the facial bones, the numerous teeth and two jaw
fragments give us some idea of this region. Thus one piece,
the anterior part of a jaw containing several teeth, demon-
strates the complete absence of any chin prominence. This,
together with the dental features, marks additional resem-
blance to the Neanderthal and Heidelberg types, except that
the molars do not show a certain specialized condition
known as "taurodonty," which is observable in some, though
not in all, Neanderthal teeth. The canines are not enlarged,
nor in any sense apelike, as are those of the Piltdown "dawn-
man," and in general the teeth, though primitive and gen-
eralized, are completely human. The skull is that of an
individual of early adult or adolescent age, and from its
general shape and modeling Professor Black considers it to
FOSSIL AND PREHISTORIC MAN lOp
be that of a female, but in the absence of other skulls for
comparison it is impossible to be certain of the sex. The
great development of the brow ridge would rather indicate
that it is a male.
In brief, Sinanthropiis is an extremely early human type,
apparently at least as old as any other hominid thus far
known, and probably the oldest. Belonging at the beginning
of the Pleistocene, its age, as I have said, may be a million
years! Its closest anatomical affinities arc with the some-
what later Neanderthal race, and it seems well qualified to
be regarded as a prc-neanderthaloid and probably ancestral
to the true Neanderthals. Complete knowledge of the more
nearly contemporary Heidelberg species might reveal a still
closer relationship to that type, but any kinship to the Pilt-
down man must be quite remote. As for the cultural status
of Sinanthropiis, there is thus far no evidence whatsoever.
This new discovery does not overthrow previous theories,
but rather confirms them, as there has been ample reason to
anticipate the finding of very early man in Asia, and espe-
cially man of neamlcrthaloid affinities. The possible relation
of Sinanthropiis to our own species is far more doubtful.
We know nothing about it, but regarding this point we may
quote with approval Professor Black's cautious statement
that "Its dental characters certainly would seem to indicate
that Sinanthropiis could not have been far removed from
the type of hominid from which evolved both the extinct
Neander thaler and the modern Homo sapiens." This is far
from being a definite assertion that Peking man was out
ancestor.
The fact that Sinanthropiis lived in China carries no pos-
sible implication that he was a prc-mongoloid. A type so
ancient that it antedates the emergence of Homo sapiens
by hundreds of millenniums can have no special relationship
to any particular racial subdivision of "Wise Man," so we
may be sure that this venerable fossil is no more eligible to
ancestor worship by the yellow race than by the white or
black.
110 THE MAKING OF MAN
Fortunately, the Chou Kou Tien cave deposits are not
yet depleted. An additional skeletal discovery has already
been reported, and we have the right to hope that there will
be cultural ones as well.
II
RACE AND LANGUAGE
THE PROBLEM OF RACE*
By FRANZ BOAS
IN the present cultural conditions of mankind we observe,
or observed at least until very recent time, a cleavage of cul-
tural forms according to racial types. The contrast between
European and Japanese began to introduce European pat-
terns. Still greater appeared the contrasts between Europeans,
native Australians, African Negroes and American Indians.
It is, therefore, but natural that much thought has been given
to the problem of the interrelation between race and culture
Even in Europe cultural differences between North Euro
f>eans and people of the Mediterranean, between West ana
Eat Europeans, are striking and are correlated with dif-
ferences in physical appearance. This explains why number-
less books and essays have been and are being written based
on the assumption that each race has its own mental cha*
acter determining its cultural or social behavior. In America
particularly fears are being expressed of the effects of inter-
mixture of races, of a modification or deterioration of na-
tional character on account of the influx of new types into
the population of our country, and policies of controlling
the growth of the population are being proposed and laws
based on these assumptions have been passed.
The differences of cultural outlook and of bodily ap-
pearance have given rise to antagonisms that are rationalized
as due to instinctive racial antipathies.
There is little clarity in regard to the term "race." When
we speak of racial characteristics we mean those traits that
are determined by heredity in each race and in which all
members of the race participate. Comparing Swedes and
Negroes, lack of pigmentation of skin, eye and hair are
* Anthropology. New York: W. W. Norton & Co.
113
114 THE MAKING OF MAN
hereditary racial characteristics; or the straight or wavy hair
of the Swede, the frizzly hair of the Negro, the narrowness
and elevation of the nose among the Swedes, its width and
flatness among the Negroes, all these are hereditary racial
traits because practically all the Swedes and Negroes partici-
pate in them.
In other respects it is not so easy to define racial traits.
Anatomists cannot with certainty differentiate between the
orain of a Swede and of a Negro. The brains of each group
vary so much in form that it is often difficult to say, if we
have no other criteria, whether a certain brain belongs to a
Swede or to a Negro.
The nearer two races are related the more traits they
will have in common. A knowledge of all the bodily traits
of a particular individual from Denmark does not enable
us to identify him as a Dane. If he is tall, blond, blue-eyed,
long-headed and so on he might as well be a Swede. We
also find individuals of the same bodily form in Germany,
in France and we may even find them in Italy. Identification
of an individual as a member of a definite, local race is
not possible.
Whenever these conditions prevail, we cannot speak of
racial heredity. In a strict sense racial heredity means that
all the members of the race partake of certain traits, — such
as the hair, pigmentation and nose form of the Negro, as
compared to the corresponding features among the North
European. All those forms that are peculiar to some mem-
bers of the race, not to all, are in no sense true hereditary
racial characteristics. The greater the number of individuals
exhibiting these traits the less is their racial significance.
North Italians are round-headed, Scandinavians long-
headed. Still, so many different forms are represented in
cither series, and other bodily forms are so much alike that it
would be impossible to claim that an individual selected at
random must be a North Italian or a Scandinavian. Extreme
Jorms in which the local characteristics are most pronounced
might be identified with a fair degree of probability, but in-
RACE AND LANGUAGE 115
tennediate forms might belong to either group. The bodily
traits of the two groups are not racial characteristics in the
strict sense of the term. Although it is possible to describe
the most common types of these groups by certain metric and
descriptive traits, not all the members of the groups conform
tc them.
We are easily misled by general impressions. Most of the
Swedes are blond, blue-eyed, tall and long-headed. This
causes us co formulate in our min<ds the ideal of a Swede
and we forget the variations that occur in Scandinavia. If
we talk of a Sicilian we think of a swarthy, short person,
with dark eye. 2nd dark hair. Individuals differing from
this type are not m our mind when we think of a "typical"
Sicilian. The more uniform a people the more strongly are
we impressed by the 'type." Every country impresses us a*
inhabited by a certain type the traits of which are determined
by the most frequently occurring forms. This, however, doe*
not tell us anything in regard to its hereditary composition
and the range of its variations. The "type" is formed quite
subjectively on the basis of our everyday experience.
Suppose a Swede, from a region in which blondness, blue
eyes, tall stature prevail in almost the whole population,
should visit Scotland and express his experiences naively.
He would say that there are many individuals of Swedish
type, but that besides this another type inhabits the country,
of dark complexion, dark hair, and eyes, but tall and long-
headed. The population would seem to represent two
types, not that biologically the proof would have been given
of race mixture; it would merely be an expression due tf»
earlier experiences. The unfamiliar type stands out as some-
thing new and the inclination prevails to consider the new
type as racially distinct. Conversely, a Scotchman who visits
Sweden would be struck by the similarity between most
Swedes and the blond Scotch, and he would say that there
is a very large number of the blond Scotch with whom he
is familiar, without reaching the conclusion that his own
type is mixed.
THE MAKING OF MAN
We speak of racial types in a similar way. When we See
American Indians we recognize some as looking like
Asiatics, others like East Europeans, still others are said
to br of a Jewish cast. We classify the variety of forms ac-
cording to our previous experience and we are inclined to
consider the divergent forms that are well established in our
consciousness as pure types, particularly if they appear as
extreme forms.
Thus the North European blond and the Armenian with
his high nose and his remarkably high head, which is flat
behind, appear as pure types.
Biologically speaking, this is an unjustifiable assumption.
Extreme forms are not pure racial types. We do not know
how much their descendants may vary among themselves
and what their ancestry may have been. Even if it were
shown that the extreme types were of homogeneous descent,
this would not prove that the intermediate types might not
be equally homogeneous.
It is well to remember that heredity means the transmis-
sion of anatomical and functional characteristics from an-
cestors to offspring. What we call nowadays a race of man
consists of groups of individuals in which descent from
common ancestors cannot be proved.
All we know is that the children of a given family rep-
resent the hereditarily transmitted qualities of their an-
cestors. Such a group of brothers and sisters is called a
fraternity.
Not all the members of a fraternity are alike. They scat-
ter around a certain middle value. If the typical distribution
of forms in all the groups of brothers and sisters that con-
stitute the race were alike, then we could talk of racial
heredity, for each fraternity would represent the racial
characteristics. We cannot speak of racial heredity if the
fraternities are different, so that the distribution of forms
in one family is different from that found in another one.
In this case the fraternities represent distinctive hereditary
fam.ly lines. Actually in all the known races the single
RACE AND LANGUAGE 117
family lines as represented by fraternities show ? con-
siderable amount of variation which indicates that the
hereditary characteristics of the families are not the same,
a result that may be expected whenever the ancestors have
distinct heritable characteristics. In addition to this we may
observe that a fraternity found in one race may be dupli-
cated by another one in another race; in other words, that
the hereditary characteristics found in one race may not
belong to it exclusively, but may belong also to other races.
This may be illustrated by an extreme case. If I wish to
know "the type" of the New Yorker, I may not pick out
any one particular family and claim that it is a good rep-
"esentative of the type. I might happen to select a family
of pure English descent; and I might happen to strike an
Irish, Italian, Jewish, German, Armenian or Negro family.
All these types are so different and, if inbred, continue their
types so consistently that none of them can possibly be
taken as a representative New Yorker. Conditions in France
are similar. I cannot select at random a French family and
consider its members as typical of Prance. They may be
blond Northwest Europeans, darker Central Europeans or
of Mediterranean type. In New York as well as in France
the family lines are so diverse that there is no racial unity
and no racial heredity.
Matters are different in old, inbred 'communities. If a
number of families have intermarried for centuries without
appreciable addition of foreign blood they will all be closely
related and the same ancestral traits will appear in all the
families. Brothers and sisters in any one family may be
quite unlike among themselves, but all the family lines will
have considerable likeness. It is much more feasible to obtain
an impression of the general character of the population by
examining a single family than in the preceding cases, and
a few families would give us a good picture of the whole
race. Conditions of this type prevail among the landowners
in small European villages. They are found in the "high
, nobility of Europe and also among some isolated tribes,
tl8 THE MAKING OF MAN
The Eskimos of North Greenland, for instance, have been
isolated for centuries. Their number can never have ex-
ceeded a few hundred. There are no rigid rules proscribing
marriages between relatives, so that we may expect that
unions were largely dictated by chance. The ancestors of
the tribe were presumably a small number of Eskimos who
happened to settle there and whose blood flows in the veins
of all the members of the present generation. The people
all bear a considerable likeness, but unfortunately we do not
know in how far the family lines are alike.
We have information of this kind from one of the isolated
Tennessee valleys in which people have intermarried among
themselves for a century. The family lines in this community
are very much alike.
In cases of this kind it does not matter whether the an-
cestry is homogeneous or belongs to quite distinct races.
As long as there is continued inbreeding the family lines
will become alike. The differences of racial descent will
rather appear in the differences between brothers and sisters,
some of whom will lean towards one of the ancestral strains,
others to the other. The distribution of different racial forms
in all the various families will be the more the same, the
longer the inbreeding without selection continues. We have
a few examples of this kind. The Bastaards of South Africa,
largely an old mixture of Dutch and Hottentot, and the
Chippewa of eastern Canada, descendants of French and
Indians, are inbred communities. Accordingly, the family
lines among them are quite similar, while the brothers and
sisters in each family differ strongly among themselves.
In modern society, particularly in cities, conditions are not
favorable to inbreeding. The larger the area inhabited by a
people, the denser and the more mobile the population, the
less are the families inbred and the more may we expect
very diverse types of family lines.
The truth of this statement may readily be demonstrated.
Notwithstanding the apparent homogeneity of the Swedish
nation, there are many different family lines represented.
RACE AND LANGUAGE ' 119
Many are "typical" blond Swedes but in other families dark
hair and brown eyes are hereditary. The range of hereditary
forms is considerable.
It has been stated before that many individuals of Swedish
types may be duplicated in neighboring countries. The same
is true of family lines. It would not be difficult to find in
Denmark, Germany, Holland or northern France families
that might apparently just as well be Swedes; or in Sweden
families that might as well be French or German.
In these cases hereditary characteristics are not "racially"
determined, but belong to family lines that occur in many
"racial" groups. Just as soon as family lines of the same form
are found in a number of racial groups the term "racial
heredity" loses its meaning. We can speak solely of "heredity
in family lines." The term "racial heredity" presupposes a
homogeneity of lines of descent in different races, that do
not exist.
In short, if we wish to discuss racial traits we have to
recognize that a great diversity of these occurs in every race
and that they are inherited not racially, but in family lines.
Characteristics of this type do not belong to the race as ,i
whole.
Another important problem confronts us. We have seen
that our concept of types is based on subjective experience.
On account of the preponderance of "typical" Swedes we
are inclined to consider all those of different type as not
belonging to the racial type, as foreign admixtures. There
is a somewhat distinct type in Sweden in the old mining
districts which were first worked by Walloons and it is
more than probable that the great darkness of complexion
in this region is due to the influence of Walloon blood.
We are very ready to explain every deviation from a type
in this way. In many cases this is undoubtedly correct, for
intermingling of distinct types of people has been going
on for thousands of years; but we do not know to what
extent a type may vary when no admixture of foreign blood
has occurred. The experience of animal br^ders proves that
120 'THE MAKING Or MAN
even with intensive inbreeding of pure stock there always
remains a considerable amount of variation between in-
dividuals. We have no evidence to show to what extent
variations of this kind might develop in a pure human
race and it is not probable that satisfactory evidence will
ever be forthcoming, because we have no pure races. The
history of the whole world shows us mankind constantly
on the move; people from eastern Asia coming to Europe;
those of western and central Asia invading southern Asia;
North Europeans sweeping over Mediterranean countries;
Central Africans extending their territories over almost the
whole of South Africa; people from Alaska spreading to
northern Mexico or vice versa; South Americans settling
almost over the whole eastern part of the continent here
and there, — in short, from earliest times on we have * pic-
ture of continued movements, and with it of mixtures of
diverse people.
It may well be that the lack of clean-cut geographical and
biological lines between the races of man is entirely due to
these circumstances. The conditions are quite like those
found in the animal world. Local races of remote districts
may readily be recognized, but in many cases they are united
by intermediate forms.
We have seen that on account of the lack of sharp dis-
tinctions between neighboring populations it happens that
apparently identical family lines occur in both, and that
an individual in one may resemble in bodily form an
individual in another. Notwithstanding their resemblances
it can be demonstrated that they are functionally not by
any means equivalent, for when we compare their children
they will be found to revert more or less to the type of
the population to which the parents belong. To give an
example: the Bohemians have, on the average, round heads,
the Swedes long heads. Nevertheless it is possible to find
among both populations parents that have the same head
forms. The selected group among the Swedes will naturally
be more round-headed than the average Swede, and the
RACE AND LANGUAGE 121
Delected Bohemians will be more long-headed than the aver-
age Bohemians. The children of the selected group of
Swedes are found to be more long-headed than their parents,
those of the selected group of Bohemians more short-headed
than their parents.
The cause of this is not difficult to understand. If we pick
out short-headed individuals among the Swedes, short*
headedncss may be an individual nonhereditary trait. Fur-
thermore the general run of their relatives will be similar
to the long-headed Swedish type and since the form of the
offspring depends not only upon the parent, but also upon
the characteristics of his whole family line, at least of his foui
grandparents, a reversion to the general population may be
expected. The same is true among the Bohemians.
We must conclude that individuals of the same bodily
appearance, if sprung from populations of distinct type, are
functionally not the same. For this reason it is quite un-
justifiable to select from a population a certain type and
claim that it is identical with the corresponding type of
another population. Each individual must be studied as a
member of the group from which he has sprung. We may
not assume that the round-headed or brunette individuals
in Denmark are identical with the corresponding forms
from Switzerland. Even if no anatomical differences be-
tween two series of such individuals arc discernible they
represent genetically distinctive strains. Identity can occur
in exceptional individuals only.
If we were to select a group of tall, blond Sicilians, men
and women, who marry among themselves, we must expect
that their offspring in later generations will revert more or
less to the Sicilian type, and, conversely, if we select a group
of brunette, brown-eyed Swedes, their offspring will revert
more or less to the blond, blue-eyed Swedish type.
We have spoken so far only of the hereditary conditions
of stable races. We imply by the term racial heredity that
the composition of succeeding generations is identical. When
one generation dies, the next one is assumed to represent
122 THE MAKING OF MAN
the same type of population. This can be true only if random
matings occur in each generation. If in the first generation
there was a random selection of mates, due to chance only,
the same condition must prevail in the following genera-
tions. Any preferential mating, any selective change in
group mortality or fertility, or brought about by migration,
must modify the genetic composition of the group.
For these reasons none of our modern populations is
stable from a hereditary point of view. The heterogeneous
family lines in a population that has originated through
migration will gradually become more homogeneous, if
the descendants continue to reside in the same spot. In our
cities and mixed farming communities, on account of
changes in selective mating, constant changes in the heredi-
tary composition are going on, even after immigration has
ceased. Local inbreeding produces local types; avoidance of
marriages between near relatives favors increasing likeness
of all the family lines constituting the population; favored
or proscribed cousin marriages which are customary among
many tribes establish separate family types and increase in
this sense the heterogeneity of the population.
Another question presents itself. We have considered only
the hereditary stability of genetic lines. We must ask our-
selves also whether environmental conditions exert an in-
fluence over races.
It is quite obvious that the forms of lower organisms arc
subject to environmental influepces. Plants taken from low
altitudes to high mountains develop short stems; leaves of
semi-aquatic plants growing under water have a form dif-
fering from the subaerial leaves. Cultivated plants transform
their stamens into petals. Plants may be dwarfed or stimu-
lated in their growth by appropriate treatment. Each plant
is so organized that it develops a certain form under given
environmental conditions. Microorganisms differ so much in
different environmental settings that it is often difficult
to establish their specific identity.
The question arises whether the same kind of variability
RACE AND LANGUAGE 123
occurs in higher organisms. The general impression is thai
their forms are determined by heredity, not by environment.
The young of a greyhound is a greyhound, that of a short-
horn a shorthorn; that of a Norway rat a Norway rat. The
child of a European is European in type, that of a Chinaman
of Mongolic type, that of an African Negro a Negro.
Nevertheless detailed study shows that the form and size
of the body are not entirely shaped by heredity. Records of
the stature of European men that date back to the middle
of the past century show that in almost all countries the
average statures have increased by mo- - than an inch. It is
true, this is not a satisfactory proof of an actual change, be-
cause improvement in public health has changed the com-
position of the populations, and although it is not likely that
this should be the cause of an increase in stature, it is con-
ceivable. A better proof is found in the change of stature
among descendants of Europeans w1 o settle in America.
In this case it has been shown that in many nationalities the
children are taller than their own parents, presumably on
account of more favorable conditions of life.
It has also been observed that the forms of Lie body are
influenced by occupation. The hand of a person who has to
do heavy manual labor differs from that of a musician who
develops the independence of all the muscles of his hand.
The proportions and form of the limb are influenced by
habitual posture and use. The legs of the oriental who squats
flat on the ground are somewhat modified by this habit.
Other modifications cannot be explained by better nutri-
tion or by the use of the muscles. Forms of the head and
face arc not quite stable, but are in some way influenced by
the environment in which the people live, so that after a
migration into a new environment the child will not be
quite like the parent.
All the observed changes are slight and do not modify
the essential character of the hereditary forms. Still they are
not negligible. We do not know how great the modifications
may be that ultimately result from such changes, nor have
124 TIIE MAKING OF MAN
we any evidence that the changes would persist if the people
were taken back to their old environment. Although a
Negro will never become a European, it is not impossible
that some of the minor differences between European popu-
lations may be due to environment rather than to heredity.
So far we have discussed solely the anatomical forms of
races with a view of gaining a clearer understanding of
what we mean by the term race. It may be well to repeat
the principal result of our discussion.
We have found that the term "racial heredity" is strictly
applicable only when all the individuals of a race pa rticipate
in certain anatomical features. In each race taken as a whole
the family lines differ considerably in their hereditary traits.
The distribution of family lines is such that a considerable
number of lines similar or even identical in one or many
respects occur in contiguous territories. The vague impres-
sion of "types," abstracted from our everyday experience,
does not prove that these are biologically distinct races, and
the inference that various populations are composed of in-
dividuals belonging to various races is subjectively intelligi-
ble, objectively unproved. It is particularly not admissible
to identify types apparently identical that occur in popula-
tions of different composition. Each individual can be under-
stood only as a member of his group.
These considerations seem necessary, because they clear
up the vagueness of the term "race" as usually applied.
When we speak of heredity we are ordinarily concerned
with family lines, not with races. The hereditary qualities of
families constituting the most homogeneous populations dif-
fer very much among themselves and there is very little,
if anything, that these family lines have in common and
they are not sharply set off from neighboring populations
that may give a quite distinctive impression.
The relation of racial types may be looked at in another
way. It may be granted that in closely related types the
identification of an individual as a member of each type
cannot be made with any degree of certainty. Nevertheless
RACE AND LANGUAGE 125
the distribution of individuals and of family lines in the
various races differs. When we select among the Europeans
a group with large brains, their frequency will be relatively
high, while among the Negroes the frequency of occurrence
of the corresponding group will be low. If, for instance,
there are 50 per cent of an European population who have
a brain weight of more than, let us say, 1,500 grams, there
may be only 20 per cent of Negroes of the same class,
Therefore 30 per cent of the large-brained Europeans can-
not be matched by any corresponding group of Negroes.
It is justifiable to compare races from this point of view,
as long as we avoid an application of our results to in-
dividuals.
On general biological grounds it is important to know
whether any one of the human races is, in regard to form
or function, further removed from the ancestral animal
form than another, whether the races can be arranged in
an ascending series. Although we do not know the ancestral
form with any degree of certainty, some of its characteristics
can be inferred by a comparison of the anatomical forms
of man and of the apes. Single traits can be brought into
ascending series in which the racial forms differ more and
more from animal forms, but the arrangement is a different
one for each independent trait.
The ancestral form had a flat nose. Bushmen, Negroes
and Australians have flat, broad noses. Mongoloids, Euro-
peans and particularly Armenians have narrow, prominent
noses. They arc in this sense farthest removed from the ani-
mal forms.
Apes have narrow lips. The lips of the Whites are thin,
those of many Mongoloid types are fuller. The Negroes
have the thickest, most excessively "human" lips.
The hair coat of apes is moderately strong. Among human
races the Australians, Europeans and a few scattered tribes
among other races have the amplest body hairs; Mongols
have the least.
Similar remarks may be made in regard to the forms of
126 THEMAKINGOFMAN
the foot, of the spinal column, of the proportions of the
limbs. The order of the degree to which human races differ
from animals is not the same in regard to these traits.
Particular stress has been laid on the brain, which also
differs in various races. Setting aside the pygmy Bushmen
and other very small races, the negroid races have smaller
brains than the Mongoloids, and these in general smaller
ones than the Europeans, although some Mongoloid types,
like the Eskimo, exceed in size of the brain many European
groups.
The brain in each race is very variable in size and the
"overlapping" of individuals in the races is marked. It is not
possible to identify an individual as a Ne^ro or White
according to the size and form of the brain, but serially the
Negro brain is less extremely human than that of the White.
We are apt to identify the size of the brain with its func-
tioning. This is true to a limited extent only. Among the
higher mammals the proportionate size of the brain is larger
in animals that have greater intelligence; but size alone is
not an adequate criterion. Complexity of structure is much
more important than mere size. Some birds have brains
much larger proportionately than those of the higher mam-
mals without evidencing superior intelligence.
The size of the brain is measured by its weight which
does not depend upon the nerve cells and fibers alone, but
includes a large amount of material that is not directly
relevant for the functioning of the central nervous system.
Superior intelligence in man is in a way related to size
of the brain. Microcephalic individuals whose brains remain
considerably under normal size are mentally defective, but
an individual with an exceptionally large brain is not neces-
sarily a genius. There are many causes that affect the size
of the brain. The larger the body, the larger the brain.
Therefore well-nourished people who have a larger bulk of
body than those poorly nourished have larger brains, not
because their brains are structurally more highly developed,
but because the larger bulk is a characteristic feature of the
K A C E AND LANGUAGE 127
~nr:re bodily form. Eminent people belong generally to the
tetter nourished class and the cause of the greater brain is,
therefore, uncertain. The variation in the size of the brain
of eminent men is also very considerable, some falling way
beneath the norm.
The real problem to be solved is the relation between the
structure of the brain and its function. The correlation be-
tween gross structure in the races of man and function is
so slight that no safe inferences may be drawn on the basis
of the slight differences between races which are of such
character that up to this time the racial identification of a
brain is impossible, except in so far as elongated and rounded
heads, high and low heads and similar gross forms may be
distinguished which do not seem to have any relation to
minute structure or function. At least it has never been
proved to exist and it does not seem likely that there is any
kind of intimate relation.
The differences between races are so small that they lie
within the narrow range in the limits of which all forms
may function equally well. We cannot say that the ratio
of inadequate brains and nervous systems, that function
noticeably worse than the norm, is the same in every race,
nor that those of rare excellence are equally frequent. It it
not improbable that such differences may exist in the samj
way as we find different ranges of adjustability in othei
organs.
Without further proof the serial arrangement in brain
size cannot be identified with a higher racial intelligence.
If the anatomical structure of the brain is a doubtful in-
dication of mental excellence, this is still more the case
with differences in other parts of the body. So far as we can
judge the form of the foot and the slight development of
the calve- of the Negro; the prominence of his teeth and
the size of his lips; the heaviness of the face of the Mongol;
or the difference in degree of pigmentation of the races
Aave no relation to mentality. At least every attempt to
prove such relation has failed.
128 THE MAKING OF MAN
In any attempt to place the human races u: *n evolu-
tionary series we must also remember that modern races
are not wild but domesticated forms. In regard to nutrition
and artificial protection the mode of life of man is like that
of domesticated animals. The artificial modification of food
by the use of fire and the invention of tools were the steps
that brought about the self-domestication of man. Both be-
long to a very early period, to a time before the last ex-
tensive glaciation of Europe. Man must be considered the
oldest domesticated form. The most characteristic features
of human races bear evidence of this. The loss of pigmen-
tation in the blond, blue-eyed races; the blackness of the
hair of the Negro are traits that do not occur in any wild
mammal form. Exceptions are the blackness of the hair
coat of the black panther, of the black bear and of the sub-
terranean mole. The frizzliness of the Negro hair and the
curliness of the hair of the other races, the long hair of the
head do not occur in wild mammals. The permanence
rather than periodicity of the sexual functions and of the
female breasts; the anomalies of sexual behavior are also
characteristics of domesticated animals. The kind of domes-
tication of man is like that of the animals raised by primitive
tribes that do not breed certain strains by selection. Never-
theless, forms differing from the wild forms develop in
their herds.
Some of the traits of man that might be considered as
indicating a lower evolutionary stage may as well be due
to domestication. Reduction or unusual lengthening of the
face occurs. The excessive reduction of the face in some
White types and the elongation of the mouth parts of the
Negro may be due to this cause. It may be a secondary
development from an intermediate form. The brain of
domesticated forms is generally smaller than that of wild
iorms. In exceptional cases it may be larger. Pygmy forms
and giants develop in domestication. In short, the ''primitive
traits" of races are not necessarily indications of an early
RACE AND LANGUAGE I2O
arrest. They may be later acquisitions stabilized in domes'
tication.
All this, however, has little to do with the biologically
determined mentality of races, which is often assumed to
be the basis of social behavior. Mental behavior is closely
related to the physiological functioning of the body and the
problem may be formulated as an investigation of the func-
tioning of the body, in the widest sense of the term "func-
tioning."
We have seen that the description of the anatomical traits
of a race in general terms involves a faulty generalization
based on the impression made by the majority of individuals,
This is no less true in regard to the functions of a popula-
tion. Our characterization of the mentality of a people is
merely a conceptionalization of those traits that are found
in a large number of individuals and that are, for this rea<
son, impressive. In another population other traits impress
themselves upon the mind and are conceptionalized. This
docs not prove that, if in a third population both types arc
found, it is mixed in its functional behavior. The objective
value of generalizations of this type is not self-evident, be-
cause they are merely the result of the subjective construc-
tion of types, the wide variability of which is disregarded.
Actually the functions exhibited by a whole race can be
defined as hereditary even less than its anatomical traits,
because individually and in family lines the variations are
so great that not all the members of the race react alike.
When the body has completed its growth its features
remain the same for a considerable length of time, — until
the changes due to old age set in. It does not matter at what
time we examine the body, the results will always be nearly
the same. Fluctuations of weight, of the amount of fat, of
muscle do occur, but these are comparatively slight, and
under normal conditions of health, nutrition and exercise
insignificant until senility sets in.
It is different "with the functions of the body. The heart
beat depends upon transient conditions. In sleep it is slow;
130 THE MAKING OF MAN
in waking, during meals, during exercise more rapid. The
range of the number of heart beats for the individual is
very wide. The condition of our digestive tract depends
upon the amount and kind of food present; our eyes act
differently in intense light and in darkness. The variation
in the functions of an individual is considerable. Further-
more, the individuals constituting a population do not all
function in the same way. Variability, which in regard to
anatomical traits has only one source, namely, the differences
between individuals, has in physiological functions an
added source} the different behavior of the individual at
different times. It is, therefore, not surprising that func-
tionally the individuals composing a population exhibit a
considerable variability.
The average values expressing the functioning of various
races living under the same conditions are not the same,
but the differences are not great as compared to the varia-
tions that occur in each racial group. Investigations of the
functioning of the same sense organs of various races, such
as Whites, Indians, Filipinos and people of New Guinea,
indicate that their sensitiveness is very much the same. The
popular belief in an unusual keenness of eyesight or hearing
of primitive people is not corroborated by careful observa-
tions. The impression is due to the training of their power
of observation which is directed to phenomena with which
we are not familiar. Differences have been found in the
basal metabolism of Mongols and Whites and there are
probably differences in the functioning of the digestive tract
and of the skin between Whites and Negroes. Much remains
to be done in the study of physiological functions of different
races before we can determine the quantitative differences
between them.
The variability of many functions is well known. We
referred before to the heart beat. Let us imagine an in-
dividual who lives in New York and leads a sedentary life
without bodily exercise. Transport this person to the high
glateaus of the Bolivian Andes where he has to do physical
RACE AND LANGUAGE 13!
work. He will find difficulties for a while, but, if he is
healthy, he will finally become adjusted to the new condi-
tions. His normal heart beat, however, will have changed.
His lungs also will act differently in the rarefied air. It is
the same individual who in the new environment will ex-
hibit a quantitatively different functioning of the body.
We pointed out before that environmental conditions cause
in general but slight modification of anatomical form. Their
effect upon most functions of the body is intense, as is the
case in lower organisms which are in bodily form subject
to important modifications brought about by the environ-
ment. The functions of the organs are adjustable to different
requirements. Every organ has — to use Dr. Meltzer's term —
a margin of safety. Within limits it can function normally
according to environmental requirements. Even a partly
disabled organ can be sufficient for the needs of the body.
Inadequacy develops only when these limits are exceeded.
There are certain conditions that are most favorable, but
the loss of adequacy is very slight when the conditions
change within the margins of safety.
In most cases of the kind here referred to the environ-
mental influence acts upon different individuals in the same
direction. If we bring two organically different individual?
into the same environment they may, therefore, become
alike in their functional responses and we may gain the
impression of a functional likeness of distinct anatomical
forms that is due to environment, not to their internal struc-
ture. Only in those cases in which the environment acts
with different intensity or perhaps even in different direc-
tions upon the organism may we expect increased unlike-
ness under the same environmental conditions. When, for
instance, for one individual the margin of safety is so narrow
that the environmental conditions are excessive, for another
one so wide that adequate adjustment is possible, the forme?
will become sick, while the other will remain healthy.
What is true of the physiological functioning of the bod\
is still more true of mental reactions. A simple example may
132 THE MAKING OF MAN
illustrate this. When we are asked to react to a stimulus,
for instance by tapping in response to a signal given by a
bell, we can establish a certain basal or minimum time in-
terval between signal and tapping which is found when
we are rested and concentrate our attention upon the signal.
As soon as we are tired and when our attention is distracted
the time increases. We may even become so much absorbed
in other matters that the signal will go unnoticed. Environ-
mental conditions determine the reaction time. The basal
time for two individuals may differ quite considerably, still
under varying environmental conditions they will react in
the same way. If the conditions of life compel the one to
concentrate his attention while the other has never been re-
quired to do so, they may react in the same way, although
structurally they represent different types.
In more complex mental and social phenomena this ad-
justment of different types to a common standard is of fre-
quent occurrence. The pronunciation of individuals in a
small community is so uniform that an expert ear can iden-
tify the home of a person by his articulation. Anatomically
the forms of the mouth, inner nose and larynx of all the
individuals participating in this pronunciation vary con-
siderably. The mouth may be large or small, the tongue
thin or thick, the palate arched or flat. There are differences
in the pitch of the voice and in timbre. Still the dialect will
be the same for all. The articulation does not depend to any
considerable extent upon the form of the mouth, but upon
its use.
In all our everyday habits imitation of habits of the society
to which we belong exerts its influence over the functioning
of our minds and bodies and a degree of uniformity of
thought and action is brought about among individuals who
differ considerably in structure.
It would not be justifiable to claim that bodily form has
no relation whatever to physiological or mental functioning.
I do not believe that Watson is right when he claims that
"he whole mental activities of man are due to his individual
11ACE AND LANGUAGE 13?
experiences and that what is called character or ability is
due to outer conditions, not to organic structure. It seems
to me that this goes counter to the observation of mental
activities in the animal world as well as among men. The
mental activities of a family of idiots will not, even under
the most favorable conditions, equal those of a highly in-
telligent family, and what is true in this extreme case must
be true also when the differences are less pronounced. Al-
though it is never possible to eliminate environmental in-
fluences that bring about similarity or dissimilarity, it seems
unreasonable to assume that in the mental domain
organically determined sameness of all individuals should
exist while in all other traits we do find differences; but we
must admit that the organic differences are liable to be over*
laid and overshadowed by environmental influences.
Under these conditions it is well-nigh impossible to de-
termine with certainty the hereditary traits in mental be-
havior. In a well-integrated society we find people of most
diverse descent who all react so much in the same way thai
it is impossible to tell from their reactions alone to what
race they belong. Individual differences and those belonging
to family lines occur in such a society, but among healthy
individuals these are so slightly correlated to bodily form
that an identification of an individual on the basis of his
functions as belonging to a family or race of definite heredi-
tary functional qualities is also impossible.
In this case, even more than in that of anatomical form,
the range of variation of hereditary lines constituting a
"race" is so wide that the same types of lines may be found
in different races. While so far as anatomical form is con-
cerned Negroes and Whites have racially hereditary traits,
this is not true of function. The mental life of each of the
individuals constituting these races is so varied that from
its expression alone an individual cannot be assigned to the
one or the other. It is true that in regard to a few races,
like the Bushmen of South Africa, we have no evidence
in regard to this point, and we may suspend judgment, al-
134 THE MAKING OF
though I do not anticipate that any fundamental difference^
will be found.
So far as our experience goes we may safely say that in
any given race the differences between family lines are much
greater than the differences between races. It may happen
that members of one family line, extreme in form and func-
tion, are quite different from those of a family line of the
opposite extreme, although both belong to the same race;
while it may be very difficult to find individuals or family
lines in one racial type that may not be duplicated in a
neighboring type.
The assumption of fundamental, hereditary mental char-
acteristics of races is often based on an analogy with the
mental traits of races of domesticated animals. Certainly
the mentality of the poodle dog is quite different from
that of the bulldog, or that of a race horse from that of a
dray horse.
This analogy is not well founded, because the races of
domesticated animals are comparable to family lines, not
to human races. They are developed by carefully controlled
inbreeding. Their family lines are uniform, those of man
diverse. They are parallel to the family lines that occur in
all human races, which, however, do not become stabilized
on account of the lack of rigid inbreeding. In this respect
human races must be compared to wild animals, not to
selected, domesticated breeds.
All these considerations are apparently contradicted by
the results of so-called intelligence tests which are intended
to determine innate intellectuality. Actually these tests show
considerable differences not only between individuals but
also between racial and social groups. The test is an ex-
pression of mental function. Like other functions the re-
sponses to mental tests show overlapping of individuals
belonging to different groups and ordinarily it is not pos-
sible to assign an individual to his proper group according to
his response.
The test itself shows only that a task set to a person can
RACE AND LANGUAGE 135
>e performed by him more or less satisfactorily. That the
result is solely or primarily a result of organically determined
intelligence is an assumption that has to be proved. De-
fective individuals cannot perform certain acts required in
the tests. Within narrower limits of performance we must
ask in how far the structure of the organism, in how far
outer, environmental conditions may determine the result
of the test. Since all functions are strongly influenced by
environment it is likely that here also environmental in-
fluences may prevail and obscure the structurally determined
part of the reaction.
Let us illustrate this by an example. One of the simplest
tests consists in the task of fitting blocks of various forms
into holes of corresponding forms. There are primitive peo-
ple who devote much time to decorative work in which
fitting of forms plays an important part. It may be applique
work, mosaic, or stencil work. Others have no experience
whatever in the use of forms. We have no observations on
these people, but it seems more than likely that those who
are accustomed to handling varied forms and to recognize
them, will respond to the test with much greater ease than
those who have no such experience.
Dr. Klineberg has investigated the reactions to simple
tests of various races living under very different conditions.
He found that all races investigated by him respond under
city conditions quickly and inaccurately, that the same races
in remote country districts react slowly and more accurately.
The hurry and pressure for efficiency of city life result in
a different attitude that has nothing to do with innate in-
telligence, but is an effect of a cultural condition.
An experiment made in Germany, but based on entirely
different sets of tests, has had a similar result. Children be-
longing to different types of schools were tested. The social
groups attending elementary schools and higher schools of
various types differ in their cultural attitudes. It is unlikely
that they belong by descent to different racial groups. Oh
the contrary, the population as a whole is -uniform. The
136 THE MAKING OF MAN
responses in various schools were quite different. There It
no particular reason why we should assume a difference
in organic structure between the groups and it seems more
likely that we are dealing with the effects of cultural dif-
ferentiation.
In all tests based on language the effect of the linguistic
experience of the subject plays an important part. Our whole
sense experience is classified according to linguistic prin-
ciples and our thought is deeply influenced by the classifi-
cation of our experience. Often the scope of a concept
expressed by a word determines the current of our thought
and the categories which the grammatical form of the
language compels us to express keep certain types of
modality or connection before our minds. When langua^
compels me to differentiate sharply between elder a*vJ
younger brother, between father's brother and mother's
brother, directions of thought that our vaguer terms permit
will be excluded. When the terms for son and brother's
son are not distinguished the flow of thought may run in
currents unexpected to us who differentiate clearly between
these terms. When a language states clearly in every case
the forms of objects, as round, long or flat; or the instru-
mentality with which an action is done, as with the hand,
with a knife, with a point; or the source of knowledge of
a statement, as observed, known by evidence or by hearsay,
these forms may establish lines of association. Comparison
of reactions of individuals that speak fundamentally distinct
languages may, therefore, express the influence of language
upon the current of thought, not any innate difference in
the form of thought.
All these considerations cause us to doubt whether it is
possible to differentiate between environmental and organic
determination of responses, as soon as the environment of
two individuals is different.
It is exceedingly difficult to secure an identical environ-
ment even in our own culture. Every home, every street,
every family group and school has its own character which
RACE AND LANGUAGE 137
!s difficult to evaluate. In large masses of individuals we may
assume a somewhat equal environmental setting for a group
in similar economic and social position, and it is justifiable
to assume in this case that the variability of environmental
influence is much restricted ai«*i that organically determined
differences between individuals appear more clearly.
Just as soon as we compare different social groups the
relative uniformity of social background disappears and,
if we are dealing with populations of the same descent, there
is a strong probability that differences in the type of re-
sponse are primarily due to the effect of environment rather
than to organic differences between the groups.
The responses to tests may be based on recognition of
sensory impressions, on motor experience, such as the results
of complex movements; or on the use of acquired knowl-
edge. All of these contain experience. A city boy who has
been brought up by reading, familiar with the conveniences
of city life, accustomed to the rush of traffic and the watch-
fulness demanded on the streets has a general setting entirely
different from that of a boy brought up on a lonely farm,
who has had no contact with the machinery of modern city
life. His sense experience, motor habits and the currents of
his thoughts differ from those of the city boy.
Certainly in none of the tests that have ever been applied
is individual experience eliminated and I doubt that it can
be done.
We must remember how we acquire the manner of acting
and thinking. From our earliest days we imitate the be-
havior of our environment and our behavior in later years
is determined by what we learn as infants and children.
The responses to any stimulus depend upon these early
habits. Individually it may be influenced by organic, heredi-
tary conditions. In the large mass of a population these
vary. In a homogeneous social group the experience gained
in childhood is fairly uniform, so that its influence will bo
more marked than that of organic structure.
The dilemma of the investigator appears clearly in the
138 THE MAKING OF M \N
results or mental tests taken on Negroes of Louisiana and
Chicago. During the World War the enlist^/ men belong-
ing to the two groups were tested and showed quite distinct
responses. There is no very great differencr «"n the pigmenta-
tion of the two groups. Both are largely .nulattoes. The
Northern Negroes passed the tests much more successfully
than those from the South. Chicago Negroes are accustomed
to city surroundings. They work with Whites and are ac-
customed to a certain degree of equality, owing to similarity
of occupation and constant contact. All these are lacking
among the Louisiana rural Negroes It is gratuitous to
claim that a more energetic and intelligent group of Negroes
has migrated to the city and that the weak and unintelligent
stay behind, and to disregard the effect of social environ-
ment. We know that the environment is distinct and that
human behavior is strikingly modified by it. We do not
know that selection plays an important part in the migra-
tion of the Southern Negro to Northern cities. It is quits
arbitrary to ascribe the difference in mental behavior solely
to the latter, doubtful cause and to disregard the former
entirely. Those who claim that there is an organic difference
must prove it by showing the difference between the two
groups before their migration.
Even if it were true that selection accounts for the dif-
ferences in the responses to tests among these two groups,
it would not have any bearing upon the problem of racial
characteristics, for we should have here merely a selection
of better endowed individuals or family lines, all belonging
to the same race, a condition similar to the often quoted,
but never proved, result of the emigration from New Eng-
land to the West. The question would still remain, whether
there is any difference in racial composition in the two
groups. So far as we know the amount of Negro and White
blood in the two groups is about the same.
Other tests intended to investigate differences between the
mental reactions of Negroes, Mulattoes, and Whites due to
the racial composition of the groups are not convincing,
RACE AND LANGUAGE 139
because due caution has not been taken to insure an equal
social background. The study of mental achievement of
a socially uniform group undertaken by Dr. Herskovit*
does not show any relation between the intensity of negroid
features and mental attainment. Up to this time none of
the mental tests gives us any insight into significant racial
differences that might not be adequately explained by the
effect of social experience. Even Dr. Woodworth's observa-
tions on the Filipino pygmies are not convincing, because
the cultural background of the groups tested is unknown
A critical examination of all studies of this type in which
differences between racial groups in regard to mental reac-
tions are demonstrated, leaves us in doubt whether the
determining factor is cultural experience or racial descent.
We must emphasize again that differences between selected
groups of the same descent, such as between poor orphan
children often of defective parentage, and of normal chil-
dren; and those between unselected groups of individuals
representing various races are phenomena quite distinct
in character. In the former case the results of tests may
express differences in family lines. Similar peculiarities
might be found, although with much greater difficulty,
when comparing small inbred communities, for inbred com-
munities are liable to differ in social behavior. For large
racial groups acceptable proof of marked mental differences
due to organic, not social, causes has never been given.
Students of ethnology have always been so much im-
pressed by the general similarity of fundamental traits of
human culture that they have never found it necessary to
take into account the racial descent of a people when dis-
cussing its culture. This is true of all schools of modern
ethnology. Edward B. Tylor and Herbert Spencer in their
studies of the evolution of culture, Adolf Bastian in his
insistence on the sameness of the fundamental forms of
thought among all races, Friedrich Ratzel, who followed
the historical dissemination of cultural forms — they all have
carried on their work without any regard to race. The
140 THE MAKING OF MAN
general experience of ethnology indicates that whatever dif-
ferences there may be between the great races are insig-
nificant when considered in their effect upon cultural life.
It does not matter from which point of view we consider
culture, its forms are not dependent upon race. In economic
life and in regard to the extent of their inventions the
Eskimos, the Bushmen and the Australians may well be
compared. The position of the Magdalenian race, which
lived at the end of the ice age, is quite similar to that of
the Eskimo. On the other hand, the complexities of inven-
tions and of economic life of the Negroes of the Sudan,
of the ancient Pueblos, of our early European ancestors who
used stone tools, and of the early Chinese are comparable.
In the study of material culture we are constantly com-
pelled to compare similar inventions used by people of the
most diverse descent. Devices for throwing spears from
Australia and America; armor from the Pacific Islands and
America; games of Africa and Asia; blowguns of Malaysia
and South America; decorative designs from almost every
continent; musical instruments from Asia, the Pacific
islands and America; head rests from Africa and Melanesia;
the beginning of the art of writing in America and in the
Old World; the use of the zero in America, Asia and
Europe; the use of bronze, of methods of firemaking, from
all parts of the world cannot be studied on the basis of their
distribution by races, but only by their geographical and
historical distribution, or as independent achievements, with-
out any reference to the bodily forms of the races using
these inventions.
Other aspects of cultural life are perhaps still more im-
pressive, because they characterize the general cultural life
more deeply than inventions: the use of standards of value
in Africa, America, Asia, Europe and on the islands of the
Pacific Ocean; analogous types of family organization, such
as small families, or extended sibs with maternal or paternal
succession; totemic ideas; avoidance of close relatives; the
exclusion of women from sacred ceremonials; the forma-
RACE AND LANGUAGE 141
tion of age societies; all these are found in fundamentally
similar forms among all races. In their study we are com-
pelled to disregard the racial position of the people we
study, for similarities and dissimilarities have no relation
whatever to racial types.
It does not matter how the similar traits in diverse races
may have originated, by diffusion or independent origin.
They convince us of the independence of race and culture
because their distribution does not follow racial lines.
1ANGUAGE, RACE, AND CULTURE*
By EDWARD SAPIR
LANGUAGE has a setting. The people that speak it belong to
*t race (or a number of races), that is, to a group which is
set off by physical characteristics from other groups. Again,
language does not exist apart from culture, that is, from the
socially inherited assemblage of practices and beliefs that
determines the texture of our lives. Anthropologists have
been in the habit of studying man under the three rubrics
of race, language, and culture. One of the first things they
do with a natural area like Africa or the South Seas is to
map it out from this threefold point of view. These maps
answer the questions: What and where ire the major divi-
sions of the human animal, biologically considered (e.g.,
Congo Negro, Egyptian White; Australian Black, Poly-
nesian) ? What are the most inclusive linguistic groupings
the "linguistic stocks," and what is the distribution of each
(e.g., the Hamitic language of northern Africa, the Bantu
languages of the south; the Malayo-Polynesian languages of
Indonesia, Melanesia, Micronesia, and Polynesia) ? How do
the peoples of the given area divide themselves as cultural
beings? what are the outstanding "cultural areas" and what
are the dominant ideas in each (e.g., the Mohammedan
north of Africa; the primitive hunting, non-agricultural cul-
ture of the Bushmen in the south; the culture of the Aus-
tralian natives, poor in physical respects but richly developed
in ceremonialism; the more advanced and highly specialized
culture of Polynesia) ?
The man in the street does not stop to analyze his position
in the general scheme of humanity. He feels that he is the
* Language. New York: Harcourt, Brace & Co.
142
RACE AND LANGUAGE 143
representative of some strongly integrated portion of hu-
manity-—now thought of as a "nationality," now as a "race"
— and that everything that pertains to him as a typical
representative of this large group somehow belongs together.
If he is an Englishman, he feels himself to be a member of
the "Anglo-Saxon" race, the "genius" of which race has
fashioned the English language and the "Anglo-Saxon"
culture of which the language is the expression. Science is
colder. It inquires if these three types of classification —
racial, linguistic, and cultural — arc congruent, if their as-
sociation is an inherently necessary one or is merely a master
of external history. The answer to toe inquiry is not en-
couraging to "race" sentimentalists. Historians and anthro-
pologists find that races, languages, and cultures are not
distributed in parallel fashion, that their areas of distribu-
tion intercross in the most bewildering fashion, and that the
history of each is apt to follow a distinctive course. Races
intermingle in a way that languages do not. On the other
hand, languages may spread far beyond their original home,
invading the territory of new races and of new culture
spheres. A language may even die out in its primary area
and live on among peoples violently hostile to the persons
of its original speakers. Further, the accidents of history arc
constantly rearranging the borders of culture areas without
necessarily effacing the existing linguistic cleavages. If wd
can once thoroughly convince ourselves that race, in its only
intelligible, that is, biological, sense, is supremely indif*
ferent to the history of languages and cultures, that these
are no more directly explainable on the score of race than
on that of the laws of physics and chemistry, we shall have
gained a viewpoint that allows a certain interest to such mys-
tic slogans as Slavophilism, Anglo-Saxondom, Teutonism,
and the Latin genius but that quite refuses to be taken in by
any of them. A careful study of linguistic distributions and
of the history of such distributions is one of the driest ol
commentaries on these sentimental creeds.
That a group of languages need not in the least cor
144 THEMAKINGOFMAN
respond to a racial group or a culture area is easily
demonstrated. We may even show how a single language ifr
tercrosses with race and culture lines. The English language
is not spoken by a unified race. In the United States there are
several millions of Negroes who know no other language.
It is their mother-tongue, the formal vesture of their inmost
thoughts and sentiments. It is as much their property, as in-
alienably "theirs," as the King of England's. Nor do the
English-speaking whites of America constitute a definite
race except by way of contrast to the Negroes. Of the three
fundamental white races in Europe generally recognized
by physical anthropologists — the Baltic or North European,
tke Alpine, and the Mediterranean — each has numerous
English-speaking representatives in America. But does not
the historical core of English-speaking peoples, those rela-
tively "unmixed" populations that still reside in England
and its colonies, represent a race, pure and single? I can-
not see that the evidence points that way. The English people
ire an amalgam of many distinct strains. Besides the old
"Anglo-Saxon," in other words North German, element
which is conventionally represented as the basic strain, the
English blood comprises Norman French,1 Scandinavian,
"Celtic,"2 and pre-Celtic elements. If by "English" we
mean also Scotch and Irish,8 then the term "Celtic" is loosely
used for at least two quite distinct racial elements — the
short, dark-complexioned type of Wales and the taller,
lighter, often ruddy-haired type of the Highlands and parts
cf Ireland. Even if we confine ourselves to the Saxon ele-
ment, which, needless to say, nowhere appears "pure," we
are not at the end of our troubles. We may roughly identify
this strain with the racial type now predominant in southern
Denmark and adjoining parts of northern Germany. If
so, we must content ourselves with the reflection that while
the English language is historically most closely affiliated
with Frisian, in second degree with the other West Germanic
dialects (Low Saxon or "Plattdeutsch," Dutch, High Ger-
man), only in third degree with Scandinavian, the specific
RACE AND LANGUAGE 145
"Saxon" racial type that overran England in the fifth and
sixth centuries was largely the same as that now represented
by the Danes, who speak a Scandinavian language, while the
High German-speaking population of central and southern
Germany 4 is markedly distinct.
But what if we ignore these finer distinctions and simply
assume that the "Teutonic" or Baltic or North European
racial type coincided in its distribution with that of the
Germanic languages? Are we not on safe ground then?
No, we are now in hotter water than ever. First of all, the
mass of the German-speaking population (central and
southern Germany, German Switzerland, German Austria)
do not belong to the tall, blond-haired, long-headed 5 "Teu-
tonic" race at all, but to the shorter, darker-complexioned.
short-headed 6 Alpine race, of which the central population
of France, the French Swiss, and many of the western and
northern Slavs (e.g., Bohemians and Poles) are equally good
representatives. The distribution of these "Alpine" popula-
tions corresponds in part to that of the old continental
"Celts," whose language has everywhere given way to
Italic, Germanic, and Slavic pressure. We shall do well
to avoid speaking of a "Celtic race," but if we were driven to
give the term a content, it would probably be more appro-
priate to apply it to, roughly, the western portion of the
Alpine peoples than to the two island types that I referred
to before. These latter were certainly "Celticized," in speech
and, partly, in blood, precisely as, centuries later, most of
England and part of Scotland was "Teutonized" by the
Angles and Saxons. Linguistically speaking, the "Celts" of
to-day (Irish Gaelic, Manx, Scotch Gaelic, Welsh, Breton)
are Celtic and most of the Germans of to-day are Germanic
precisely as the American Negro, Americanized Jew, Min-
nesota Swede, and German-American are ^'English." But,
secondly, the Baltic race was, and is, by no means an exclu-
sively Germanic-speaking people. The northernmost "Celtc,"
such as the Highland Scotch, are in all probability a spe-
cialized offshoot of this race. What these people spoke before
146 THE MAKING OF MAN
they were Celticized nobody knows, but there is nothing
whatever to indicate that they spoke a Germanic language.
Their language may quite well have been as remote from
any known Indo-European idiom as are Basque and Turkish
to-day. Again, to the east of the Scandinavians are non-
Germanic members of the race — the Finns and related peo-
ples, speaking languages that are not definitely known to be
related to Indo-European at all.
We cannot stop here. The geographical position of the
Germanic languages is such 7 as to make it highly probable
that they represent but an outlying transfer of an Indo-
European dialect (possibly a Celto-Italic prototype) to a
Baltic people speaking a language or a group of languages
that was alien to Indo-European.8 Not only, then, is English
not spoken by a unified race at present but its prototype,
more likelv than not, was originally a foreign language to
the race with which English is more particularly associated.
We need not seriously entertain the idea that English or the
group of languages to which it belongs is in any intelligible
sense the expression of race, that there are embedded in it
qualities that reflect the temperament or "genius" of a par-
ticular breed of human beings.
Many other, and more striking, examples of the lack of
correspondence between race and language could be given
if space permitted. One instance will do for many. The
Malayo-Polynesian languages form a well-defined group
that takes in the southern end of the Malay Peninsula and
the tremendous island world to the south and east (except
Australia and the greater part of New Guinea). In this vast
region we find represented no less than three distinct races
— the Negro-like Papuans of New Guinea' and Melanesia^
the Malay race of Indonesia, and the Polynesians of the outei
islands. The Polynesians and Malays all speak languages
of the Malayo-Polynesian group, while the languages of
the Papuans belong partly to this group (Melanesian), partly
to the unrelated languages ("Papuan") of New Guinea.*
In spite of the fact that the greatest race cleavage in thb
RACE AND LANGUAGE 147
region lies between the Papuans and the Polynesians, the
major linguistic division is of Malayan on the one side,
Melanesian and Polynesian on the other.
As with race, so with culture. Particularly in more primi-
tive levels, where the secondarily unifying power of the
"national" 10 ideal does not arise to disturb the flow of what
we might call natural distributions, is it easy to show that
language and culture are not intrinsically associated. Totally
unrelated languages share in one culture, closely related
languages — even a single language — belong to distinct cul-
ture spheres. There are many excellent examples in aboriginal
America. The Athabaskan languages form as clearly unified,
as structurally specialized, a group as any that I know of.11
The speakers of these languages belong to four distinct cul-
ture areas — the simple hunting culture of western Canada
and the interior of Alaska (Loucheux, Chipewyan), the
buffalo culture of the Plains (Sarcee), the highly ritualized
culture of the southwest (Navaho), and the peculiarly spe-
cialized culture of northwestern California (Hupa). The
cultural adaptability of the Athabaskan-speaking peoples is
in the strangest contrast to the inaccessibility to foreign in>
fluences of the languages themselves. The Hupa Indians
are very typical of the culture area to which they belong.
Culturally identical with them are the neighboring Yurok
and Karok. There is the liveliest intertribal intercourse be-
tween the Hupa, Yurok, and Karok, so much so that all
three generally attend an important religious ceremony given
by any one of them. It is difficult to say what elements in
their combined culture belong in origin to this tribe or
that, ro much at one are they in communal action, feeling,
and thought. But their languages are not merely alien tc
each other; they belong to three of the ma:or American
linguistic groups, each with an immense distribution on the
northern continent. Hupa, as we have seen, is Athabaskan
and, as such, is also distantly related to Haida (Queen Char-
lotte Islands) and Tlingit (southern Alaska); Yurok is
one of the two isolated Californian languages of the Algon-
148 THE MAKING OF MAN
kin stock, the center of gravity of which lies in the region
of the Great Lakes; Karok is the northernmost member of
the Hokan group, which stretches far to the south beyond
the confines of California and has remoter relatives along the
Gulf of Mexico.
Returning to English, most of us would readily admit,
I believe, that the community of language between Great
Britain and the United States is far from arguing a like
community of culture. It is customary to say that they
possess a common "Anglo-Saxon" cultural heritage, but are
not many significant differences in life and feeling obscured
by the tendency of the "cultured" to take this common
heritage too much for granted? In so far as America is still
specifically "English," it is only colonially or vestigially so;
its prevailing cultural drift is partly towards autonomous
and distinctive developments, partly towards immersion in
the larger European culture of which that of England is
only a particular facet. We cannot deny that the possession
of a common language is still and will long continue to be
a smoother of the way to a mutual cultural understanding be-
tween England and America, but it is very clear that other
factors, some of them rapidly cumulative, are working pow-
erfully to counteract this leveling influence. A common
language cannot indefinitely set the seal on a common cul-
ture when geographical, political, and economic determi-
nants of the culture are no longer the same throughout its
area.
Language, race, and culture are not necessarily correlated.
This does not mean that they never are. There is one
tendency, as a matter of fact, for racial and cultural lines
of cleavage to correspond to linguistic ones, though in any
given case the latter may not be of the same degree of im-
portance as the others. Thus, there is a fairly definite line
of cleavage between the Polynesian languages, race, and
culture on the one hand and those of the Melanesians on the
other, in spite of a considerable amount of overlapping.12
The racial and cultural divisions, however, particularly the
RACE AND LANGUAGE 145
former, are of major importance, while the linguistic division
is of quite minor significance, the Polynesian languages con-
stituting hardly more than a special dialectic subdivision
of the combined Melanesian-Polynesian group. Still clearer-
cut coincidences of cleavage may be found. The language,
race, and culture of the Eskimo are markedly distinct from
those of their neighbors; 13 in southern Africa the language,
race, and culture of the Bushmen offer an even stronger
contrast to those of their Bantu neighbors. Coincidences or
this sort are of the greatest significance, of course, but this
significance is not one of inherent psychological relation be-
tween the three factors of race, language, and culture. The
coincidences of cleavage point merely to a readily intelligible
historical association. If the Bantu and Bushmen are so
sharply differentiated in all respects, the reason is simply
that the former are relatively recent arrivals in southern
Africa. The two peoples developed in complete isolation
from each other; their present propinquity is too recent for
the slow process of cultural and racial assimilation to have
set in very powerfully. As we go back in time, we shall have
to assume that relatively scanty populations occupied large
territories for untold generations and that contact with
other masses of population was not as insistent and pro-
longed as it later became. The geographical and historical
isolation that brought about race differentiations was nat-
urally favorable also to far-reaching variations in language
and culture. The very fact that races and cultures which
are brought into historical contact tend to assimilate in the
long run, while neighboring languages assimilate each other
only casually and in superficial respects,14 indicates that
there is no profound causal relation between the develop-
ment of language and the specific development of race
and of culture.
But surely, the wary reader will object, there must be some
relation between language and culture, and between lan-
guage and at least that intangible aspect* of race that we "call
'temperament " Is it not inconceivable that the particulal
150 THE MAKING OF MAN
collective qualities of mind that have fashioned a culture
are not precisely the same as were responsible for the growth
of a particular linguistic morphology ? This question takes
us into the heart of the most difficult problems of social
psychology. It is doubtful if any one has yet attained to suffi-
cient clarity on the nature of the historical process and on
the ultimate psychological factors involved in linguistic and
cultural drifts to answer :" intelligently. I can only very
briefly set forth my own views, or rather my general atti-
tude* It would be very difficult to prove that "temperament,"
the general emotional disposition of a people,15 is basically
responsible foi the slant and drift of a culture, however
much it may manifest itself In an individual's handling of
the elements of that culture. But granted that temperament
has a certain value for the shaping of culture, difficult
though it be to say just ho;v, it does not follow that it has
the same value for the shaping of language. It is impossible
to show that the form of a language has the slightest con-
nection with national temperament. Its line of variation, its
drift, runs inexorably in the channel ordained for it by its
historic antecedents; it is as regardless of the feelings and
sentiments of its speakers as is the course of a river of the
atmospheric humors of the landscape. I am convinced that
it is futile to look in linguistic structure for differences cor-
responding to the temperamental variations which are sup-
posed to be correlated with race. In this connection it is
well to remember that the emotional aspect of our psychic
life is but meagerly expressed in the build of language.
Language and our thought-grooves are inextricably inter-
woven, are, in a sense, one and the same. As there is nothing
to show that there are significant racial differences in the
fundamental conformation of thought, it follows that the
infinite variability of linguistic form, another name for the
infinite variability of the actual process of thought, cannot
be an index of such significant racial differences. This is
only apparently a paradox. The latent content of all lan-
guages is the same — the intuitive science of experience. It is
RACE AND LANGUAGE 15!
the manifest form that is never twice the same, for this
form, which we call linguistic morphology, is nothing more
or less than a collective art of thought, an art denuded of the
irrelevancies of individual sentiment. At last analysis, then,
language can no more flow from race as such than can the
sonnet form.
Nor can I believe that culture and language are in any
true sense causally related. Culture may be defined as what
a society does and thinks. Language is a particular how of
thought. It is difficult to see what particular causal relations
may be expected to subsist between a selected inventory of
experience (culture, a significant selection made by society)
and the particular manner in which the society expresses all
experience. The drift of culture, another way of saying
history, is a complex series of changes in society's selected
inventory — additions, losses, changes of emphasis and rela-
tion. The drift of language is not properly concerned with
changes of content at all, merely with changes in formal
expression. It is possible, in thought, to change every sound,
word, and concrete concept of a language without changing
its inner actuality in the least, just as one can pour into
a fixed mold water or plaster or molten gold. If it can be
shown that culture has an innate form, a series of contours,,
quite apart from subject-matter of any description whatso-
ever, we have a something in culture that may serve as a
term of comparison with and possibly a means of relating
it to language. But until such purely formal patterns of
culture are discovered and laid bare, we shall do well to
hold the drifts of language and of culture to be non-com-
parable and unrelated processes. From this it follows that
all attempts to connect particular types of linguistic mor-
phology with certain correlated stages of cultural develop-
ment are vain. Rightly understood, such correlations are
rubbish. The merest coup d'oeil verifies our theoretical
argument on this point. Both simple and complex types of
language of an indefinite number of varieties may be found
spoken at any desired level of cultural advance. When it
152 THE MAKING OF MAN
comes to linguistic form, Plato walks with the Macedonian
swineherd, Confucius with the head-hunting savage of
Assam.
It goes without saying that the mere content of language
is intimately related to culture. A society that has no knowl-
edge of theosophy need have no name for it; aborigines that
had never seen or heard of a horse were compelled to invent
or borrow a word for the animal when they made his ac-
quaintance. In the sense that the vocabulary of a language
more or less faithfully reflects the culture whose purposes
it serves it is perfectly true that the history of language and
the history of culture move along parallel lines. But this
superficial and extraneous kind of parallelism is of no real
interest to the linguist except in so far as the growth or
borrowing of new words incidentally throws light on the
formal trends of the language. The linguistic student should
never make the mistake of identifying a language with it':
dictionary.
There is perhaps no better way to learn the essential nature
of speech than to realize what it is not and what it does
not do. Its superficial connections with other historic
processes are so close that it needs to be shaken free of
them if we are to see it in its own right. Everything that
we have so far seen to be true of language points to the
fact that it is the most significant and colossal work that the
human spirit has evolved — nothing short of a finished form
of expression for all communicable experience. This form
may be endlessly varied by the individual without thereby
losing its distinctive contours; and it is constantly reshaping
itself as is all art. Language is the most massive and in-
clusive art we know, a mountainous and anonymous work
of unconscious generations.
NOTES
1 Itself an amalgam of North "French" and Scandinavian elements.
2 The "Celtic1* blood of what is now England and Wales is by no means
confined to the Celtic-speaking regions — Wales and, until recently, Corn-
wall. There is every reason to believe that the invading Germanic tribes
RACE AND LANGUAGE 153
(Angles, Saxons, Jutes) did not exterminate the Brythonic Celts of Eng
land nor yet drive them altogether into Wales and Cornwall (there has
been far too much "driving" of conquered peoples into mountain fast-
nesses and land's ends in our histories), but simply intermingled with
them and imposed their rule and language upon them.
3 In practice these three peoples can hardly be kept altogether distinct.
The terms have rather a local -sentimental than a clearly racial value. In-
termarriage has gone on steadily for centuries and it is only in certain
outlying regions that we get relatively pure types, e.g., the Highland Scotch
of the Hebrides. In America, English, Scotch, and Irish strands have
become inextricably interwoven.
4 The High German now spoken in northern Germany is not of great
age, but is due to the spread of standardized German, based on Upper
Saxon, a High German dialect, at the expense of "Plattdeutsch."
5 "Dolichocephalic."
6 "Brachycephahc."
7 By working back from such data as we possess we can make it prob-
able that these languages were originally confined to a comparatively
small area in northern Germany and Scandinavia. This area is clearly
marginal to the total area of distribution of the Indo-European-speaking
peoples. Their center of gravity, say 1000 B.C., seems to have lain in
southern Russia.
8 While this is only a theory, the technical evidence for it is stronger
than one might suppose. There are a surprising number of common and
characteristic Germanic words which cannot be connected with known
Indo-European radical elements and which may well be survivals of the
hypothetical pre -Germanic language; such are house, stone, sea, wiJ6
(German liaus, Stein, See, Weib).
9 Only the easternmost part of this island is occupied by Melanesian-
speaking Papuans.
10 A "nationality" is a major, sentimentally unified, group. The his-
torical factors that lead to the feeling of national unity are various-
political, cultural, linguistic, geographic, sometimes specifically religious.
True racial factors also may enter in, though the accent on "race" has
generally a psychological rather than a strictly biological value. In an
area dominated by the national sentiment there is a tendency for lan-
guage and culture to become uniform and specific, so that linguistic and
cultural boundaries at least tend to coincide. Even at best, however, the
linguistic unification is never absolute, while the cultural unity is apt to
be superficial, of a quasi-political nature, rather than deep and far-reaching*
11 The Semitic languages, idiosyncratic as they are, are no more defr
nitely ear-marked.
12 Tlic Fijians, for instance, while of Papuan (negroid) race, are Poly-
nesian rather than Melanesian in their cultural and linguistic affinities.
18 Though even here there is some significant overlapping. The south-
ernmost Eskimo of Alaska were assimilated in culture to their Tlingit
neighbors. In northeastern Siberia, too, there is no sharp cultural line
between the Eskimo and the Chukchi.
14 The supersession of one language by another is of course not truly
a matter of linguistic assimilation.
18 "Temperament" is a rliflf^nlt term to work with. A great deal of
154 THE MAKING OF MAN
what is loosely charged to national "temperament" is really nothing but
customary behavior, the effect of traditional ideals of conduct. In a cul-
ture, for instance, that does not look kindly upon demonstrativcncss, the
natural tendency to the display of emotion becomes more than normally
inhibited. It would be quite misleading to argue from the customary
inhibition, a cultural fact, to the native temperament. But ordinarily we
can get at human conduct only as it is culturally modified. Temperament
in the raw is a highly elusive thing.
Ill
SOCIAL ORGANIZATION
DAS MUTTERRECHT*
By ]. BACHOFEN
INTRODUCTION
THE purpose of the present work is to discuss a histori-
cal phenomenon that has hitherto been regarded by few
and which no one has as yet fully examined. Students of
antiquity fail to mention the matriarchy. The very word is
new, as is the type of family life to which it refers. We not
only lack extensive preparatory work, but to date no in-
vestigator has made any effort to interpret that stage of
civilization to which the matriarchy belongs. In discussing
it, we are, therefore, entering upon entirely unexplored
ground. This study will lead us from the known ages of
antiquity into earlier periods and from the world of ideas
that has been so familiar to us in the past into an older
milieu, wholly unknown. Those peoples with whose names
the greatness of antiquity is almost exclusively associated
must recede into the background, while others, who nevei
attained the heights of classical culture, occupy their places.
An unknown world is suddenly revealed to us. And, the
farther we penetrate into this world, the more strange does
everything about us become. Everywhere we meet antitheses
to the ideas of an advanced civilization, everywhere older
views, for we are entering into an era with a character of
its own and a morality that can be judged only on the basis
of its own principles. The gynaecocratic law of the family
is strange not only when we view it. The Ancients already
looked upon it as peculiar. Beside the Hellenic form of life
that older law to which the matriarchy belongs, from which
it has proceeded, and by which alone it can be explained,
* Das Muttcrrccht. The material here reproduced was translated by
Frida Ilmer.
157
158 - THEMAKINGOFMAN
seems strange, indeed. It will be the aim of the following
investigation to present the vital principle underlying this
gynaecocratic epoch. I wish to show it in its true relation-
ships with the lower stages of culture on the one hand, and
the more advanced on the other. I fully realize that I have
set myself a task that is more inclusive than the title I have
chosen would indicate. It will extend to all phases of gynae-
cocratic ethics, illuminating both its individual traits and
the fundamental principle uniting them. Thus I hope to
reconstruct the picture of a stage of culture that has been
arrested, and in places even completley halted, by the ad-
vance of the classical era. My aim may seem too ambitious.
But only by thus expanding our vision to its widest limits
is it possible to gain true understanding and to extend the
scientific idea with that clarity and precision which consti-
tute the essence of knowledge.
Of all reports that testify to the existence of the matriarchy
in its intrinsic form, those concerning the Lykians are the
clearest and most valuable. The Lykians, so reports Herod-
otus, named their children not after their fathers, as did
the Hellenes, but after their mothers. In all genealogical re-
ports they stressed only the maternal line of descent and
determined the rank of the child solely by that of its mother.
Nicholas of Damascus strengthened this statement by call-
ing attention to the exclusive inheritance rights of daugh-
ters. These rights he traced back to a traditional law of the
Lykians, that is, an unwritten law, which, according to
Socrates' definition must be regarded as given by the gods
themselves. Although Herodotus sees in them nothing more
than a strange deviation from Hellenic custom, the observa-
tion of their inner unity must lead us to a profounder inter-
pretation. What we meet is not incoherent, but systematic;
it is not arbitrary, but seems to have arisen from necessity.
Since, in addition, any influence of a written law-code is
emphatically denied, the assumption that these customs rep-
resent but an insignificant anomaly, loses its last semblance
of justification. The Hellenic-Roman father principle is
SOCIAL ORGANIZATION 159
hereby contrasted with a code of family ethics that is its
direct opposite both in its fundamental principles and in
their resultant development. This concept is further affirmed
by the discovery of similar codes among other races. Ac-
cording to an Egyptian custom, testified to by Diodorus,.
daughters alone are responsible for the support of their aged
parents. This corresponds well to the exclusive inheritance
rights of the Lykians. But even though this practice seems
to complete the Lykian system, a report of Strabo's concern-
ing the Cantabrians leads us to still further variants of the
same principle. Among the Cantabrians, so Strabo reports,,
brothers are elocated and equipped with dowries by their
sisters. In addition to presenting a remarkably complete
picture, these facts also justify the assumption that the
matriarchy is not merely an unusual development peculiar
to one nation, but is characteristic of an entire cultural stage.
Granted the uniformity of human nature, we must conclude
that the matriarchy is not conditioned nor limited by racial
lines. Finally, we must turn our attention not so much to
the internal harmony prevailing in the various forms dis-
covered, as to the identity of the fundamental idea govern-
ing the entire system.
To this series of general facts the Polybrian reports con-
cerning the 100 aristocratic Locrian families which are
characterized by maternal genealogy adds even more intrin-
sically related material, the correctness and significance of
which will be proven in the course of this investigation.
The matriarchy belongs to an earlier stage of civilization
than the patriarchal system and its full and unlimited
strength crumbled before victorious paternity. That this was
so is corroborated by the fact that the gynsecocratic forms
of society are found principally among those nations that
are older than the Hellenic peoples. They are an essential
part of that original culture whose peculiarities are- as
closely linked up with the predominance of the matriarchy
as Hellenism is with the rule of the father.
ifo THEMAKINGOFMAN
The marked coherence evidenced by gynaecocratic culture
points clearly to the existence of one governing principle,
whose every outward expression is of the same substance.
They suggest a self-sufficient stage in the development of
the human mind. The dominance of the maternal element
cannot be conceived of as an individual phenomenon. Such
a morality, for instance, as that displayed by the Hellenic
civilization at its height, cannot be associated with it. The
same contrast that governs the patriarchal and matriarchal
principles must of necessity permeate every phase of life in
tnese two cultures.
The consistency of the gynaecocratic principle is borne
out in the preference of the left over the right, commonly
found among matriarchic peoples. The left direction belongs
to the passive nature of woman, while the right is charac-
teristic of the active male. To clarify this point, we need but
recall the part which the left hand of Isis plays in the Nile
region, one of the strongholds of matriarchy. Once we have
become aware of this tendency, other facts soon appear in
great numbers, testifying to its significance and universality,
and assuring its freedom from philosophic speculation. In
manners and usages of civil life as well as of ritual, in
peculiarities of garment as well as of hairdress, no less than
in the meaning of certain idiomatic turns of speech, the
same fundamental principle finds repeated expression. It is
the principle of the major honos Ice v arum partium, closely
associated with the matriarchy.
By no means less significant is a second expression of
the same fundamental law, that of the predominance of
night over the day born of her maternal womb. An oppo-
site conception would be decidedly in conflict with the
gynaecocratic point of view. In antiquity already has the
preference of night been associated with that of the left,
and both have been placed in line with a dominant ma-
ternal influence. In this instance, too, hoary customs and
usages, such as the reckoning of time by nights, the selec-
tion of the night for battles, council and court assemblies,
SOCIAL ORGANIZATION l6l
that is, the preference of darkness for the exercise of social
functions, show that we are not dealing with a philosophic
theory of a later origin, but with an actual, primary mode
of life. Pursuing this line of reasoning, we shall easily recog-
nize the preference of the moon over the sun and of the
receptive earth over the fertilizing ocean as the integral
characteristics of an epoch that was primarily matriarchic.
Added to these observations comes the preference of the
sinister aspect of life, death, over its bright aspect of crea-
tion, the predominance of the dead over the living and of
sorrow over joy. In the course of this investigation they
will receive a deeper affirmation and significance. At this
point we find ourselves involved in an ideology to which
the matriarchy appears no longer as a strange and incompre-
hensible phenomenon, but as a homogeneous entity. Never-
theless, our picture still shows many gaps and vague patches.
But every discovery that rests upon a solid foundation pos-
sesses the unusual power of rapidly attracting everything*
related to it into its own sphere, thus pointing readily the
way from the obvious to hidden facts.
A faint hint made by an author of antiquity often suffices,
then, to disclose new vistas. Such an example is offered by
the distinction of the sister and of the youngest-born chikL
Both of these usages belong to the maternal principle, dis-
playing its fundamental law in a new guise. The signifi-
cance of the sister relationship is hinted at by a remark
which Tacitus makes concerning the corresponding Ger,
man practice. A similar report of Plutarch's concerning
Roman usages reveals the fact that here, too, we are not
confronted by an accidental, localized custom, but by the
effects of a universal principle. The preference for the
youngest child is fully recognized by Philostrates in his
Heroic Tales. And even though this work falls into a some-
what later period, it is nonetheless of the greatest signifi-
cance in the interpretation of the oldest ideas. A great
number of disconnected examples, gleaned in part from
mythical traditions and in part from historical reports, soon
l62 THE MAKING OF MAN
gather about these two practices, proving their universal ap-
plication as well as their originality. It is not difficult to see
with which phase of the gynaecocratic idea each of these phe-
nomena is associated. The preference of the sister over the
brother merely lends a new expression to that of the daugh-
ter over the son. The preference of the youngest-born child
attaches the prolongation of life to that offspring of the
maternal stem, which, because it was the last to spring into
being, will also be the last to be reached by death.
The family that is based upon patriarchic law soon solidi-
fies into one individual organism, while the matriarchic
family bears that typically collective character which stands
at the commencement of all civilization. It is this collective
character which distinguishes the material aspects of life from
the higher, spiritual ones. Herself the mortal image of the
Mother of Earth, Demeter, every woman gives birth to chil-
dren who are the brothers and sisters of every other woman's
child. The native country under matriarchy will know only
brothers and sisters, and this will last until an exclusively
patriarchal era will have superseded it, dissolving the unity
of the mass and supplanting all with the smaller units of the
family. In matriarchic communities this phase of the ma-
ternal principle frequently finds legal expression; indeed it
is often affirmed by law. Upon it rests that principle of
liberty and equality which we shall often meet as a funda-
mental trait in the life of gynoecocracics. It is also the source
of opposition to limiting barriers of any kind. It is the cause
of the far-reaching significance of certain concepts, which,
not unlike the Roman paricidium, were slow to exchange
their natural and general meaning with their individual, i.e.,
limited application. Finally it is the source of the special
praise bestowed upon a sense of closeness and ovpnd6sia9
which knows no bounds and includes all members of the
race without distinction. The absence of strife and aversion
to warfare are characteristics that are repeatedly lauded in
accounts of matriarchic states.
SOCIAL ORGANIZATION I&3
The elevation of the human race and the progress of
ethics are closely linked up with the rule of woman. In like
manner the introduction of regularity and the cultivation
of the religious sense. The enjoyment of every higher
pleasure must be closely associated with the matriarchy. The
longing for a purification of life arises earlier in woman than
in man, and she also possesses to a higher degree the natural
faculty of effecting it. The entire ethic code that follows
upon barbarism is the work of woman. Her contribution to
society is not only the power to give life, but also the ability
to bestow all that which makes life beautiful. Hers is the
earliest knowledge of the forces of nature, hers is also the
presentiment and the hope that conquers the pain of death.
Viewed from this angle, the gynarcocracy appears as a testi-
mony to the progress of civilization. It is the source and
guarantee of its benefits, as well as a necessary educational
period in the history of man. It is therefore in itself the
realization of natural law whose patterns must be observed
by entire races as well as by individual beings.
The circle in which my ideas have developed has now
been completed. I began by stressing the independence of
matriarchy from all written laws and deduced from this its
universal nature. I am now able to affirm its genuine posi-
tion among family ethics and to complete its description.
Originating with the life-giving power of maternity,
whose physical image it reflects, the gynaccocracy is com-
pletely under the influence of matter and of the natural
phenomena from which it has derived its laws. Woman is
more keenly aware of the unity pervading all life. She is
more closely linked to the harmony of the universe, of which
she still is a part. She is more sensitive to the pain of man's
mortal fate and to that frailty of the earthly existence to
which woman, and especially the mother, devotes her sor-
row. She seeks with greater longing a higher consolation
and finds it in the phenomena of nature. But these, too, she
links up closely with the life-giving womb, the receptive,
protecting, and nourishing mother's love. Obedient in every
164 THE MAKING OF MAN
respect to the laws of material existence, she prefers to
direct her glances down to the ground, placing the #Toric
powers above those of the Uranic light. She identifies male
potency preferably with inland water, subordinating the
procreative fluidum to the grcmium matris, the dnedvoe
to the earth. Her own existence being grounded in the soil,
she bestows all her care and labor upon the beautification
of the material life, the npaxTlX*1 «PfiT*/. In agriculture,
which woman was the first to develop, and in the construc-
tion of walls, which the Ancients very closely associated
with the cult of the chthonic, she achieves a perfection that
has often been admired by later generations. In no other
period than during the matriarchy has there been such an
emphatic stress placed upon the external appearance and
the protection of the body, while spiritual beauty was
scarcely emphasized. Nor has there ever been another era
that carried out so consistently the maternal dualism and a
de facto realistic spirit. No other period has been equally
concerned to further lyric enthusiasm, that primarily femi-
nine mood, rooted in the love of nature. In other words,
the gynaecocratic form of life is a well-ordered naturalism,
its laws of thought are materialistic, its development is
chiefly physical. It is a stage of culture that is just as neces-
sary in matriarchy as it is strange and incomprehensible in
a patriarchic age.
Those who believe in the necessary primacy of permanent
sexual unions cannot be spared a humiliating surprise. The
ruling thought of antiquity is not only different from theirs;
it is its perfect antithesis. The Demetrian principle [of mar-
riage] appears at first as the limitation of a more original
principle that was directly opposed to it. Marriage itself
seems as the violation of a religious commandment. This
condition, incomprehensible as it may appear to our
ideology, is nevertheless supported by historical testimony.
It alone is able to explain to our satisfaction a series of
SOCIAL ORGANIZATION 165
most peculiar phenomena that have never been appreciated
in their true light. It alone can account for the belief that
marriage requires the propitiation of the godhead whose
law it violates by its exclusive character. Nature has not
endowed woman with all her charms merely to let her fade
in the arms of one man. The law of materialism abhors all
limitations; it hates all bonds, and considers exclusiveness
of any kind as a sin against its divine power. This fact, then,
explains all usages that cause marriage itself to appear in
association with rites of religious prostitution. Though
varied in form, they are nevertheless similar in their
fundamental idea. The deviation from natural law which is
implied in marriage must be expiated by temporary prostitu-
tion, thus winning anew the favor of the god. The two
institutions that appear to be mutually exclusive, prostitu-
tion and rigid marriage laws, now appear to be linked by
the closest bonds: prostitution itself becomes a security for
marital chastity, and the worship of this chastity becomes
a condition to which woman's calling as wife is bound.
It is obvious that the progress toward a higher morality
could at best be very slow during the struggle against this
attitude which, moreover, was shielded by religious sanction.
The variety of intermediate stages which we discover prove,
indeed, how fluctuating were the fortunes of the struggle
that was waged on this behalf for thousands of years. The
Demetrian principle advances but slowly toward victory.
In the course of the ages the expiation which the married
woman must pay was reduced to a smaller amount and to
an easier service. The gradual emergence of these individual
stages deserves our most careful understanding. At first the
annual payment gives place to one single tribute. Instead
of the matron it is the unmarried girl who serves as hetaera;
prostitution, instead of being practiced after marriage, is
now practiced before. Instead of unquestioning surrender
to any male, only a certain few men are now selected. In
connection with these limitations there appears the conse-
cration of hierordulas. This step has become of special
|66 THE MAKING OF MAN
significance, since it places the payment of the expiation
upon the shoulders of one particular class, thereby freeing
the matron entirely from her duty and contributing toward
the elevation of society. The lightest form of individual
expiation is found in the sacrifice of the woman's hair at
marriage. Hair has in many instances been named as the
equivalent of the body in the prime of life. The Ancients,
especially, have associated it closely with the irregularity
of hetaeric procreation, particularly with the vegetation of
the morast, its prototype in nature. All of these phases have
left numerous traces in their wake, not only in mythology,
but also in the history of different peoples; they have found
verbal expression even in the names of places, gods, and
tribes.
It seems strange to us, who are accustomed to different
modes of thought, to see conditions and events which we
are wont to relegate to the intimacy of the family circle
exerting such a far-reaching influence upon the entire state,
its rise and its decline. That aspect of the internal develop-
ment of Ancient man with which we are now concerned has
not been given the slightest attention by past investigators.
Still, it is precisely this connection which exists between
the attitude toward the relationship of the sexes and the
entire lives and destinies of nations that brings the following
study into immediate contact with the primary questions
of history. The encounter of the Asiatic world with that o£
the Greek is represented as a struggle between the Aphro-
ditic-Hetaeric and the Hereic-monogamous principles. Like-
wise, the cause of the Trojan War is led back to the viola-
tion of the marital couch. In continuation of the same idea,
the finally complete conquest of Aphrodite, the mother of
the ^Eneads, by the matronal Juno, is placed in the era
of the second Punic War, that is, that period in which the
inner strength of the Roman people had attained its apex.
The connection that exists between all these phenomena
cannot be overlooked. History has imposed the task upon
the Occident to lead the higher, Demetrian principle to vie
SOCIAL ORGANIZATION 167
tory because of the purer and chaster nature of its peoples,
thus freeing mankind from the bondage of the lowest
telluricism in which the magic power of the Oriental culture
has held it captive. It is to the political idea of the imperium
with which it entered into the arena of world history that
Rome owes the power which enabled it to end forever A
complete culture that had once been prevalent in antiquity
ORGANIZATION OF SOCIETY UPON THE BASIS
OF SEX *
By LEWIS H. MORGAN
IN treating the subject of the growth of the idea of govern-
ment, the organization into gentes on the basis of kin nat-
urally suggests itself as the archaic framework of ancient
society; but there is a still older and more archaic organiza-
tion, that into classes on the basis of sex, which first de-
mands attention. It will not be taken up because of its
novelty in human experience, but for the higher reason that
it seems to contain the germinal principle of the gens. If
this inference is warranted by the facts it will give to this
organization into male and female classes, now found in
full vitality among the Australian aborigines, an ancient
prevalence as widespread in the tribes of mankind as the
original organization into gentes.
It will soon be perceived that low down in savagery com-
munity of husbands and wives, within prescribed limits, was
the central principle of the social system. The marital rights
and privileges (jura conjugalia),1 established in the group,
grew into a stupendous scheme, which became the organic
principle on which society was constituted. From the nature
of the case these rights and privileges rooted themselves so
firmly that emancipation from them was slowly accom-
plished through movements which resulted in unconscious
reformations. Accordingly it will be found that the family
has advanced from a lower to a higher form as the range of
this conjugal system was gradually reduced. The family,
commencing in the consanguine, founded upon the inter-
marriage of brothers and sisters in a group, passed into the
* Ancient Society. New York: Henry Holt & Co.
1 68
SOCIAL ORGANIZATION 169
second form, the punaluan, under a social system akin to
the Australian classes, which broke up the first species of
marriage by substituting groups of brothers who shared
their wives in common, and groups of sisters who shared
their husbands in common, — marriage in both cases being
in the group. The organization into classes upon sex, and
the subsequent higher organization into gentes upon kinr
must be regarded as the results of great social movement?
worked out unconsciously through natural selection. Fof
these reasons the Australian system, about to be presented,
deserves attentive consideration, although it carries us into
a low grade of human life. It represents a striking phase
of the ancient social history of our race.
The organization into classes on the basis of kin now pre-
vails among that portion of the Australian aborigines who
speak the Kamilaroi language. They inhabit the Darling
River district north of Sydney. Both organizations are alsc
found in other Australian tribes, and so widespread as to
render probable their ancient universal prevalence among
them. It is evident from internal considerations that the
male and female classes are older than the gentes: firstly,
because the gentile organization is higher than that into
classes; and secondly, because the former, among the
Kamilaroi, are in process of overthrowing the latter. The
class in its male and female branches is the unit of their
social system, which place rightfully belongs to the gens
when in full development. A remarkable combination of
facts is thus presented; namely, a sexual and a gentile or-
ganization, both in existence at the same time, the former
holding the central position, and the latter inchoate but
advancing to completeness through encroachments upon
the former.
This organization upon sex has not been found, as yet, in
any tribes of savages out of Australia, but the slow de-
velopment of these islanders in their secluded habitat, and
the more archaic character of the organization upon sex
than that into gentes, suggests the conjecture, that the former
*70 THE MAKING OF MAN
may have been universal in such branches of the human
family as afterwards possessed the gentile organization. Al-
though the class system, when traced out fully, involves
some bewildering complications, it will reward the attention
necessary for its mastery. As a curious social organization
among savages it possesses but little interest; but as the
most primitive form of society hitherto discovered, and more
especially with the contingent probability that the remote
progenitors of our own Aryan family were once similarly
organized, it becomes important, and may prove instructive.
The Australians rank below the Polynesians, and far below
the American aborigines. They stand below the African
Negro and near the bottom of the scale. Their social in-
stitutions, therefore, must approach the primitive type as
nearly as those of any existing people.2
The Kamilaroi are divided into six gentes, standing with
reference to the right of marriage, in two divisions, as
follows:
I. i. Iguana, (Duli). 2. Kangaroo, (Murriira).3 3. Opos-
sum, (Mute).
II. 4. Emu, (Dinoun). 5. Bandicoot, (Bilba). 6. Black-
snake, (Nurai).
Originally the first three gentes were not allowed to in-
termarry with each other, because they were subdivisions of
an original gens; but they were permitted to marry into
either of the other gentes, and vice versa. This ancient rule
is now modified, among the Kamilaroi, in certain definite
particulars, but not carried to the full extent of permitting
marriage into any gens but that of the individual. Neither
males nor females can marry into their own gens, the pro-
hibition being absolute. Descent is in the female line, which
assigns the children to the gens of their mother. These are
among the essential characteristics of the gens, wherever this
institution is found in its archaic form. In its external
features, therefore, it is perfect and complete among the
Kamilaroi.
But there is a further and older division of the people
SOCIAL ORGANIZATION iy\
into eight classes, four of which are composed exclusively
of males, and four exclusively of females. It is accompanied
with a regulation in respect to marriage and descent which
obstructs the gens, and demonstrates that the latter organiza-
tion is in process of development into its true logical form.
One only of the four classes of males can marry into one only
of the four classes of females. In the sequel it will be found
that all the males of one class are, theoretically, the hus-
bands of all the females of the class into which they are al-
lowed to marry. Moreover, if the male belongs to one of
the first three gentes the female must belong to one of
the opposite three. Marriage is thus restricted to a portion
of the males of one gens, with a portion of the females of
another gens, which is opposed to the true theory of the
gentile institution, for all the members of each gens should
be allowed to marry persons of the opposite sex in all the
gentes except their own,
The classes are the following:
Male Female
1. Tppai. i. Ippata.
2. Kumbo. 2. Buta.
3. Mi.rri. 3. Mata.
4. Kubbi. 4. Kapota.
All the Ippais, of whatever gens, are brothers to each
other. Theoretically, they are descended from a supposed
common female ancestor. All the Kumbos are the same; and
so are all the Murris and Kubbis, respectively, and for the
same reason. In like manner, all the Ippatas, of whatever
gens, are sisters to each other, and for the same reason; all
the Butas are the same, and so are all the Matas and Kapotas,
respectively. In the next place, all the Ippais and Ippatas are
brothers and sisters to each other, whether children of the
same mother or collateral consanguinei, and in whatever
gens they are found. The Kumbos and Butas are brothers
and sisters; and so are the Murris and Matas, and. the
Kubbis and Kapotas respectively. If an Ippai and Ippata
meet, who have never seen each other before, they address
172 THE MAKING OF MAN
each other as brother and sister. The Kamilaroi, therefore,
are organized into four great primary groups of brothers
and sisters, each group being composed of a male and a
female branch; but intermingled over the areas of their
occupation. Founded upon sex, instead of kin, it is older
than the gentes, and more archaic, it may be repeated, than
any form of society hitherto known.
The classes embody the germ of the gens, but fall short
of its realization. In reality the Ippais and Ippatas form a
single class in two branches, and since they cannot inter-
marry they would form the basis of a gens but for the reason
that they fall under two names, each of which is integral
for certain purposes, and for the further reason that their
children take different names from their own. The division
into classes is upon sex instead of kin, and has its primary
relation to a rule of marriage as remarkable as it is original.
Since brothers and sisters are not allowed to intermarry,
the classes stand to each other in a different order with
respect to the right of marriage, or rather, of cohabitation,
which better expresses the relation. Such was the original
law, thus:
Ippai can marry Kapota, and no other.
Kumbo can marry Mata, and no other.
Murri can marry Buta, and no other.
Kubbi can marry Ippata, and no other.
This exclusive scheme has been modified in one particular,
as will hereafter be shown: namely, in giving to each class
of males the right of intermarriage with one additional class
of females. In this fact, evidence of the encroachment of the
gens upon the class is furnished, tending to the overthrow
of the latter.
It is thus seen that each male in the selection of a wife is
limited to one-fourth part of all the Kamilaroi females.
This, however, is not the remarkable part of the system.
Theoretically every Kapota is the wife of every Ippai; every
Mata is the wife of every Kumbo; every Buta is the wife of
every Murri; and every Ippata of every Kubbi. Upon this
SOCIAL ORGANIZATION 173
material point the information is specific. Mr. Fison, before
mentioned, after observing that Mr. Lance had "had much
intercourse with the natives, having lived among them many
years on frontier cattle-stations on the Darling River, and
in the trans-Darling country," quotes from his letter as fol-
lows: "If a Kubbi meets a stranger Ippata, they address
each other as Goleer — Spouse. ... A Kubbi thus meeting
an Ippata, even though she were of another tribe, would
treat her as his wife, and his right to do so would be recog-
nized by her tribe." Every Ippata within the immediate
circle of his acquaintance would consequently be his wife
as well.
Here we find, in a direct and definite form, punaluan
marriage in a group of unusual extent; but broken up into
lesser groups, each a miniature representation of the whole,
united for habitation and subsistence. Under the conjugal
system thus brought to light, one-quarter of all the males
are united in marriage with one-quarter of all the fe-
males of the Kamilaroi tribes. This picture of savage life
need not revolt the mind because to them it was a form
of the marriage relation, and therefore devoid of im-
propriety. It is but an extended form of polygyny and
polyandry, which, within narrower limits, have prevailed
universally among savage tribes. The evidence of the fact still
exists, in unmistakable form, in their systems of con-
sanguinity and affinity, which have outlived the customs
and usages in which they originated. It will be noticed that
this scheme of intermarriage is but a step from promiscuity,
because it is tantamount to that with the addition of a
method. Still, as it is made a subject of organic regulation,
it is far removed from general promiscuity. Moreover, it
reveals an existing state of marriage and of the family of
which no adequate conception could have been formed apart
from the facts. It affords the first direct evidence of a state
of society which had previously been deduced, as extremely
probable, from systems of consanguinity and affinity.4
Whilst the children remained in the gens of their mother,
174 THE MAKING OF MAN
they passed into another class, in the same gens, different
from that of either parent. This will be made apparent by
the following table:
Male Female Male Female
Ippai marries Kapota. Their children are Murri and Mata.
Kumbo marries Mata. Their children are Kubbi and Kapota.
Murri marries Buta. Their children are Ippai and Ippata.
Kubbi marries Ippata. Their children are Kumbo and Buta.
If these descents are followed out it will be found that, in
the female line, Kapota is the mother of Mata, and Mata in
turn is the mother of Kapota; so Ippata is the mother of
Buta, and the latter in turn is the mother of Ippata. It is
the same with the male classes; but since descent is in the
female line, the Kamilaroi tribes derive themselves from two
supposed female ancestors, which laid the foundation for two
original gentes. By tracing these descents still further it will
be found that the blood of each class passes through all the
classes.
Although each individual bears one of the class names
above given, it will be understood that each has in addition
the single personal name, which is common among savage
as well as barbarous tribes. The more closely this organiza-
tion upon sex is scrutinized, the more remarkable it seems
as the work of savages. When once established, and after
that transmitted through a few generations, it would hold
society with such power as to become difficult of displace,
/nent. It would require a similar and higher system, and
centuries of time, to accomplish this result; particularly if
the range of the conjugal system would thereby be abridged.
The gentile organization supervened naturally upon the
classes as a higher organization, by simply enfolding them
unchanged. That it was subsequent in point of time, is
shown by the relations of the two systems, by the inchoate
condition of the gentes, by the impaired condition of the
classes through encroachments by the gens, and by the fact
that the class is still the unit of organization. These conclu-
sions will be made apparent in the sequel.
From the preceding statements the composition of the
SOCIAL ORGANIZATION 175
gentes will be understood when placed in their relations to
the classes. The latter are in pairs of brothers and sisters
derived from each other; and the gentes themselves, through
the classes, are in pairs, as follows:
Gentes Male Female Male Female
1. Iguana. All are Murri and Mata, or Kubbi and Kapota.
2. Emu. All arc Kumbo and Buta, or Ippai and Ippata.
3. Kangaroo. All arc Murri and Mata, or Kubbi and Kapota.
4. Bandicoot. All arc Kumbo and Buta, or Ippai and Ippata.
5. Opossum. All arc Murri and Mata, or Kubbi and Kapota.
6. Blacksnakc. All arc Kumbj and Buta, or Ippai and Ippata.
The connection of children with a particular gens is
proven by the law of marriage. Thus, Iguana-Mata must
marry Kumbo; her children are Kubbi and Kapota, and
necessarily Iguana in gens, because descent is in the female
line. Iguana-Kapota must marry Ippai; her children are
Murri and Mata, and also Iguana in gens, for the same
reason. In like manner Emu-Buta must marry Murri; her
children are Ippai and Ippata, and of the Emu gens. So
Emu-Ippata must marry Kubbi; her children are Kumbo
and Buta, and also of the Emu gens. In this manner the
gens is maintained by keeping in its membership the chil-
dren of all ;ts female members. The same is true in aH
respects of each of the remaining gentes. It will be noticed
that each gens is made up, theoretically, of the descendants
of two supposed female ancestors, and contains four of the
eight classes. It seems probable that originally there were
but two male, and two female, classes, which were .set
opposite to each other in respect to the right of marriage;
and that the foui afterward subdivided into eight. The
classes as an anterior organization were evidently arranged
within the gentes, and not formed by the subdivision of the
latter.
Moreover, since the Iguana, Kangaroo and Opossum
gentes are found to be counterparts of each other, in the
classes they contain, it follows that they are subdivisions of
an original gens. Precisely the same is true of Emu, Bancli-
coot and Blacksnake, in both particulars; thus reducing tin
176 THE MAKING OF MAN
six to two original gentes, with the right in each to marry
into the other, but not into itself. It is confirmed by the fact
that the members of the first three gentes could not originally
intermarry; neither could the members of the last three.
The reason which prevented intermarriage in the gens,
when the three were one, would follow the subdivisions'
because they were of the same descent although under dif-
ferent gentile names. Exactly the same thing is found among
the Seneca-Iroquois.
Since marriage is restricted to particular classes, when there
were but two gentes, one-half of all the females of one were,
theoretically, the wives of one-half of all the males of the
other. After their subdivision into six the benefit of marry-
ing out of the gens, which was the chief advantage of the
institution, was arrested, if not neutralized, by the presence
of the classes together with the restrictions mentioned. It
resulted in continuous in-and-in marriages beyond the im-
mediate degree of brother and sister. If the gens could have
eradicated the classes this evil would, in a great measure,
have been removed.5 The organization into classes seems
to have been directed to the single object of breaking up
the intermarriage of brothers and sisters, which affords a
probable explanation of the origin of the system. But since
it did not look beyond this special abomination it retained
a conjugal system nearly as objectionable, as well as cast
it in a permanent form.
It remains to notice an innovation upon the original con-
stitution of the classes, and in favor of the gens, which re-
veals a movement, still pending, in the direction of the true
ideal of the gens. It is shown in two particulars: firstly,
in allowing each triad of gentes to intermarry with each
other, to a limited extent; and secondly, to marry into classes
not before permitted. Thus, Iguana-Murri can now marry
Mata in the Kangaroo gens, his collateral sister, whereas
originally he was restricted to Buta in the opposite three.
So Iguana-Kubbi can now marry Kapota, his collateral
sister. Emu-Kumbo can now marry Buta, and Emu-Ippai
SOCIAL ORGANIZATION 177
can marry Ippata in the Blacksnakc gens, contrary to original
limitations. Each class of males in each triad of gentes
<?eems now to be allowed one additional class of females
in the two remaining gentes of the same triad, from which
they were before excluded. The memoranda sent by Mr.
Fison, however, do not show a change to the full extent
here indicated.6
This innovation would plainly have been a retrograde
movement but that it tended to break down the classes. The
line of progress among the Kamilaroi, so far as any is ob-
servable, was from classes into gentes, followed by a
tendency to make the gens instead of the class the unit of
the social organism. In this movement the overshadowing
system of cohabitation was the resisting element. Social ad-
vancement was impossible without diminishing its extent,
which was equally impossible so long as the classes with the
privileges they conferred remained in full vitality. The jura
conjugalia, which appertained to these classes, were the dead
weight upon the Kamilaroi, without emancipation from
which they would have remained for additional thousands
of years in the same condition, substantially, in which they
were found.
An organization somewhat similar is indicated by the
punalua of the Hawaiians. Wherever the middle or lower
stratum of savagery is uncovered, marriages of entire groups
under usages defining the groups have been discovered
either in absolute form or such traces as to leave little doubt
that such marriages were normal throughout this period of
man's history. It is immaterial whether the group, theoreti-
cally, was large or small, the necessities of their condition
would set a practical limit to the size of the group living
together under this custom. If then community of husbands
and wives is found to have been a law of the savage state,
and, therefore, the essential condition of society in savagery,
the inference would be conclusive that our own savage
ancestors shared in this common experience of the hurtian
nee.
178 THEMAKINGOFMAN
In such usages and customs an explanation of the low
condition oi' savages is found. If men in savagery had not
been left behind, in isolated portions of the earth, to testify
concerning the early condition of mankind in general, it
would have been impossible to form any definite concep-
tion of what it must have been. An important inference at
once arises, namely, that the institutions of mankind have
sprung up in a progressive connected series^ each of which
represents the result of unconscious reformatory movements
to extricate society from existing evils. The wear of ages is
upon these institutions for the proper understanding of
which they must be studied hi this light. It cannot be as-
sumed that the Australian savages are now at the bottom
of the scale, for their arts and institutions, humble as they
are, show the contrary; neither is there any ground for
assuming their degradation from a higher condition, because
the facts of human experience afford no sound basis for
such an hypothesis. Cases of physical and mental deteriora-
tion in tribes and nations may be admitted, for reasons which
are known, but they never interrupted the general progress
of mankind. All the facts of human knowledge and ex-
perience tend to show that the human race, as a whole, have
steadily progressed from a lower to a higher condition.
The arts by which savages maintain their lives are remark-
ably persistent. They are never lost until superseded by
others higher in degree. By the practice of these arts, and
by the experience gained through social organizations,
mankind have advanced under a necessary law of develop-
ment, although their progress may have been substantially
imperceptible for centuries.
The Australian classes afford the first, and, so far as the
writer is aware, the only case in which we are able to look
down into the incipient stages of the organization into gentes,
and even through it upon an anterior organization so archaic
as that upon sex. It seems to afford a glimpse at society
when it verged upon the primitive. Among other tribes
the gens seems to have advanced in proportion to the curtail-
SOCIAL ORGANIZATION 179
merit of the conjugal system. Mankind rise in the scale and
the family advances through its successive forms, as these
rights sink down before the efforts of society to improve its
internal organization.
The Australians might npt have effected the overthrow
of the classes in thousands of years if they had remained un-
discovered; while more favored continental tribes had long
before perfected the gens, then advanced it through its suc-
cessive phases, and at last laid it aside after entering upon
civilization. Facts illustrating the rise of successive social
organizations, such as that upon sex, and that upon kin, are
of the highest ethnological value. A knowledge of what
they indicate is eminently desirable, if the early history of
mankind is to be measurably recovered.
Among the Polynesian tribes the gens was unknown; but
traces of a system analogous to the Australian classes appeal
in the Hawaiian custom of punalua. Original ideas, abso
lutely independent of previous knowledge and experience
are necessarily few in number. Were it possible to reduce
the sum of human ideas to under ived originals, the small
numerical result would be startling. Development is the
method of human progress.
In the light of these facts some of the excrescences of
modern civilization, such as Mormonism, are seen to be
relics of the old savagism not yet eradicated from the human
brain. We have the same brain, perpetuated by reproduction,
which worked in the skulls of barbarians and savages in by-
gone ages; and it has come down to us laden and sat-
urated with the thoughts, aspirations and passions, with
which it was busied through the intermediate periods. It is
the same brain grown older and larger with the experience
of the ages. These outcrops of barbarism are so many revela-
tions of its ancient proclivities. They are explainable as a
species of mental atavism.
Out of a few germs of thought, conceived in the early
ages, have been evolved all the principal institutions of man-
kind. Beginning their growth in the period of savagery.
l8<) THE MAKING OF MAN
fermenting through the period of barbarism, they have con*
tinued their advancement through the period of civiliza-
tion. The evolution of these germs of thought has been
guided by a natural logic which formed an essential at-
tribute of the brain itself. So unerringly has this principle
performed its functions in all conditions of experience, and
in all periods of time, that its results are uniform, coherent
and traceable in their courses. These results alone will in
time yield convincing proofs of the unity of origin of
mankind. The mental history of the human race, which is
revealed in institutions, inventions and discoveries, is pre-
sumptively the history of a single species, perpetuated
through individuals, and developed through experience.
Among the original germs of thought, which have exer-
cised the most powerful influence upon the human mind,
and upon human destiny, are these which relate to govern-
ment, to the family, to language, to religion, and to property.
They had a definite beginning far back in savagery, and a
logical progress, but can have no final consummation, be-
cause they are still progressing, and must ever continue
to progress.
NOTES
1 The Romans made a distinction between connubium which related
10 marriage considered as a civil institution, and conjugmm, which was
a mere physical union.
2 For the detailed facts of the Australian system I am indebted to the
Rev. Lorimer Fison, an English missionary in Australia, who received 2
portion of them from the Rev. W. Ridley, and another portion from T. E.
Lance, Esq., both of whom had spent many years among the Australian
aborigines, and enjoyed excellent opportunities for observation. Tlie facts
were sent by Mr. Fison with a critical analysis and discussion of the system,
which, with observations of the writer, were published in the Proceedings
of the Am. Ac ad. of Arts and Sciences for 1872. See vol. viii, p. 412. A
brief notice of the Kamilaroi classes is given in McLennan's Primitive
Marriage, p. 118; and in Tylor's Early History of Mankind, p. 288.
•Padymelon: a species of kangaroo.
4 "Systems of Consanguinity and Affinity of the Human Family," Smith-
sonian Contributions to Knowledge, vol. xvii, pp. 420, et seq.
6 If a diagram of descents is made, for example, of Ippai and Kapota,
*nd carried to the fourth generation, giving to each intermediate pair
two children, a male and a female, the following results will appear. The
rhildrcn of Ippai and Kapota are Murri and Mata. As brothers and sis-
SOCIAL ORGANIZATION l8l
ters the latter cannot marry. As the second degree, the children of Murri,
married to Buta, are Ippai and Ippata, and of Mata married to Kumbo,
are Kubbi and Kapota. Of these, Ippai marries his cousin Kapota, and Kubbi
marries his cousin Ippata. It will be noticed that the eight classes arc
reproduced from two in the second and third generations, with the
exception of Kumbo and Buta. At the next or third degree, there are two
Murris, two Kumbos, and two Butas; of whom the Murris marry the
Butas, their second cousins, and the Kubbis the Matas, their second cousins.
At the fourth generation there are four each of Ippais, Kapotas, Kubbis,
and Ippatas, who arc third cousins. Of these, the Ippais marry the Kapotas,
and the Kubbis the Ippatas; and thus it runs from generation to generation.
A similar chart of the remaining marriageable classes will produce like
results. These details are tedious, but they make the fact apparent that in
this condition of ancient society they not only intermarry constantly, but
are compelled to do so through this organization upon sex. Cohabitation
would not follow this invariable course because an entire male and female
class were married in a group; but its occurrence must have been constant
under the system. One of the primary objects secured by the gens, when
fully matured, was thus defeated: namely, the segregation of a moiety of
the descendants of a supposed common ancestor under a prohibition of
intermarriage, followed by a right of marrying into any other gens.
6 Proc. Am. Acad. Arts and Scicncts, viii, 436.
MOTHERRIGHT*
By E. S. HARTLAND
IN the contemplation of peoples in the lower culture birth
is a phenomenon independent of the union of the sexes.
By this it is not meant that at the present time everywhere
among such peoples physiological knowledge is still in so
backward a condition that the cooperation of the sexes is
regarded as a matter of indifference in the production of
children. That would be to contradict the facts. To-day the
vast majority of savage and barbarous nations are aware that
sexual union is ordinarily a condition precedent to birth.
Even among such peoples, however, exceptions are admitted
without difficulty; and there are peoples like certain Aus-
tralian tribes who do not yet understand it. Their stage of
ignorance was probably once the state of other races and
indeed of all humanity. The history of mankind so far as
we can trace it, whether in written records or by the less
direct but not less certain methods of scientific investiga-
tion, exhibits the slow and gradual encroachments of knowl-
edge on the confines of almost boundless ignorance. That
such ignorance should once have touched the hidden springs
of life itself is no more incredible than that it should have
extended to the cause of death. There are plenty of races who
even yet attribute a death by anything else than violence to
the machinations of an evil-disposed person or spirit, no
matter how old or enfeebled by privation or hardship the
deceased may have been. Nor do they omit anything which
may render their ignorance on this point unambiguous; they
proceed to discover and punish the sorcerer; they expel the
malicious spirit; they appease the enraged or arbitrary di-
vinity.
* Primitive Paternity. London: David Nutt.
182
SOCIAL ORGANIZATION 183
Death has a character mysterious and awful, of which
no familiarity has been able to divest it, and which not
even the latest researches of physiologists have been able
to dispel. Ignorance of the real cause of birth, it might be
thought, on the other hand would not long survive the
habitual commerce of men and women and the continual
reproduction of the species. It would not, in our stage of
civilization and with our social regulations. But the theory
of the evolution of civilization postulates the evolution of
man, mentally and morally as well as physically. At the
moment when the anthropoid became entitled to be prop-
erly denominated man his intellectual capacity was not that
of a Shakespeare, a Newton, a Darwin, or even of an av-
erage Englishman of the twentieth century. He was only
endowed with potentialities which, after an unknown series
of generations and thanks to what we in our nescience
variously dub a fortunate combination of circumstances or
an overruling Providence, issued in that supreme result.
The savage who has not been thus favored is still by com-
parison undeveloped. His intellectual faculties are chiefly
employed in winning material subsistence, in gratifying his
passions, in fighting with his fellow-man and with the wild
beasts, often in maintaining a doubtful conflict against in-
clement skies, unfruitful earth or tempestuous seas. Many of
them, therefore, are dormant, like a bud before it has un-
folded. His attention, not habitually directed to the prob-
lems of the universe, is easily tired. His knowledge is severely
limited; his range of ideas is small. Credulous as a child,
he is put off from the solution of a merely speculative
question by a tale that chimes with his previous ideas,
though it may transcend his actual experience. Hence many
a deduction, many an induction, to us plain and obvious,
has been retarded, or never reached at all: he is still a
savage.
During many ages the social organization of mankind
would not have necessitated the concentration of thought
on the problem of paternity. Descent is still reckoned ex-
184 THE MAKING O* MAN
clusivcly through the mother by a number of savage and
barbarous peoples. This mode of reckoning descent is called
by a useful term of German origin — Motherright. It would
be impossible to undertake an exhaustive enumeration of
the peoples among which motherright prevails. The civilized
nations of Europe and European origin reckon descent and
consequently kinship through both parents. A few others,
chiefly more civilized nations like the Chinese and the
Arabs,, agree with them. Apart from these it may be
roughly said that motherright is found in every quarter of
the globe. Not that every people is in the stage of mother-
right: on the contrary, many reckon through the father.
But even where the latter is the case vestiges of the former
are commonly to be traced. And the result of anthropological
investigations during the past half-century has been to show
that motherright everywhere preceded fatherright and the
reckoning of descent in the modern civilized fashion through
both parents.
This past universality of motherright points to a very
early origin. It must have taken its rise in a condition of
society ruder than any of which we have cognizance. Let
us consider what social organization it implies. Kinship is
a sociological term. It is not synonymous with blood-rela-
tionship: it does not express a physiological fact. Many
savage peoples are organized in totemic clans, each clan
bearing usually the name of an animal or plant often sup-
posed to be akin to the human members of the clan. Every
member of the clan recognizes every other member as of
the kin. Inasmuch as these clans extend frequently through
whole tribes and even to distant parts of a vast continent
like North America or Australia, it is practically impossible
that the members can be in a physiological sense blood-rela-
tions. Notwithstanding this, every member of the totem-
clan, wherever he may be found, is entitled to all the
privileges and subject to all the disabilities incident to his
status. He is entitled to protection at the hands of his fellow-
clansmen. He is liable to be called on to take part in the
SOCIAL ORGANIZATION l8$
blood-feud of the clan, and to suffer by an act of vengeance
for a wrong committed by some other member of the clan.
Foremost among his disabilities is the prohibition to marry
or have sexual relations with any woman within the kin*
Consequently his children must all be children of women
belonging to a different kin from his own.
Though kinship, however, is not equivalent to blood-
relationship in our sense of the term, it is founded on the
idea of common blood which all within the kin possess and
to which all outside the kin are strangers. A feeling of
solidarity runs through the entire kin, so that it may be
said without hyperbole that the kin is regarded as one entire
life, one body, whereof each unit is more than metaphori-
cally a member, a limb. The same blood runs through them
all, and "the blood is the life." Literally they may not all
be descended from a common ancestry. Descent is the nor-
mal, the typical, cause of kinship and a common blood. It
is the legal presupposition: by birth a child enters a kin
for good and ill. But kinship may also be acquired; and
when once it is acquired by a stranger he ranks thenceforth
for all purposes as one descended from the common an-
cestor. To acquire kinship a ceremony must be undergone:
the blood of the candidate for admission into the kin must
be mingled with that of the kin. This ceremony, no less
than the words made use of in various languages to de-
scribe the members of the kin and their common bond,
renders it clear that the bond is the bond of blood.
The mingling of blood — the Blood-covenant as it is called
— is a simple though repulsive rite. It is sufficient that an
incision be made in the neophyte's arm and the flowing
blood sucked from it by one of the clansmen, upon whom
the operation is repeated in turn by the neophyte. Origi-
nally, perhaps, all the clansmen, assembled as witnesses if
not as actual participants of the rite; and even yet partici-
pation by more than one representative is frequently re-
quired. The exact form is not always the same. Sometimes
the blood is dropped into a cup and diluted with some
l86 THE MAKING OF MAN
other drink. Sometimes food eaten together is impregnated
with the blood. Sometimes a species of inoculation is prac-
ticed or it is enough to rub the bleeding wounds together,
so that the blood of both parties is mixed and smeared upon
them both. Among certain tribes of Borneo the drops are
allowed to fall upon a leaf, which is then made up into a
cigar with tobacco and lighted and smoked alternately by
both parties.1 But whatever may be the exact form adopted
the essence of the rite is the same, and its range is extraordi-
narily wide. It is mentioned by classical writers as practiced
by the Arabs, the Scythians, the Lydians and Iberians of Asia
Minor and apparently the Medes. Many passages of the
Bible, many of the Egyptian Boof^ of the Dead, are inex-
plicable apart from it. Odin and Loki entered into the bond,
which means that it was customary among the Norsemen —
as we know in fact from other sources. It is recorded by
Giraldus of the Irish of his day; and it still lingered as lately
as two hundred years ago among the western islanders of
Scotland. It is related of the Huns or Magyars and of the
mediaeval Roumanians. Joinville ascribes it to one of the
tribes of the Caucasus; and the Rabbi Petachia of Ratisbon,
who traveled in Ukrainia in the twelfth century, found it
there. In modern times every African traveler mentions it;
many of them have had to undergo the ceremony. In the
neighboring island of Madagascar it is well known. All over
the eastern Archipelago, in the Malay peninsula, among the
Karens, the Siamese, the Dards on the northern border of
our Indian empire and many of the aboriginal tribes of
Bengal and Central India, the wild tribes of China, the
Syrians of Lebanon and the Bedouins, and among various
autochthonous peoples of North and South America, the
rite is or has been within recent times in use.2 Nor has it
ceased to be practiced in Europe by the Gypsies and the
Southern Slavs. In the French department of Aube, when a
child bleeds he puts a little of his blood on the face or
hands of one of his playfellows and says to him: "Thou
shah be my cousin." In like manner in New England, when
SOCIAL ORGANIZATION 187
a school-girl not many years since pricked her finger so
that the blood came, one of her companions would say:
"Oh! let me suck the blood; then we shall be friends/1
Something more than vestiges of the rite remains among
the Italians of the Abruzzi. And the band of the Mala Vita,
a society for criminal purposes in Southern Italy only
broken up a few years ago, was a brotherhood formed by
the blood-covenant. Indeed many secret societies both civi-
lized and uncivilized have adopted an initiation-rite of
which the blood-covenant forms part, either actually or by
symbol representing an act once literally performed.
That the blood-covenant, whereby blood-brotherhood is
assumed, is not a primeval rite is obvious from its artificial
character. At the same time its barbarism and the wide area
over which it is spread point with certainty to its early
evolution, and the fact that it is in union with conceptions
essentially and universally human. It has its basis in ideas
which must have been pre-existent. Even among races like
the Polynesians, and the Turanian inhabitants of Northern
Europe and Asia, where the rite itself may not be recorded,
there are unmistakable traces of the influence of those ideas.
On the other hand where, as among some of the peoples
included above, it has ceased to be used for the purpose of
admission to a clan, the rite or some transparent modifica-
tion of it, has continued in use for the reconciliation of an-
cient foes or the solemnization of a specially binding
league.3
In a society organized by the bond of blood, and where
descent is reckoned through females only, the father is not
recognized as belonging to the kin of the children. Among
matrilineal peoples exogamy, or marriage outside the kin,
is usually if not always compulsory. So far is this carried
that the artificial tie of the blood-covenant is a barrier to
marriage. When Cuchulainn in the Irish saga of The
Wooing of Emer wounded his love, Dervorgil, in the form
of a sea-bird with a stone from his sling, he became her
blood-brother by sucking from the wound the stone with
l88 THE MAKING OF MAN
a clot of blood round it. "I cannot wed thcc now," he said,
"for I have drunk thy blood. But I will give thee to my
companion here, Lugaid of the Red Stripes." And so it was
done.4 This tale beyond doubt reflects the custom among
the ancient Irish. The islanders of Webar in the East Indies,
to select only one other example, represent even an earlier
stage in the development of the custom. They live in ham-
lets the inhabitants of which are usually related to one an-
other, and often at odds with the inhabitants of adjacent
hamlets. But sometimes these quarrels are made up and a
blood-covenant is entered into, after which no intermarriage
can take place.5
The alien position of the father with regard to his chil-
dren, and consequently the small account taken of him, has
never been more vividly illustrated than by Miss Kingsley.
She relates that on landing in French Congo she went to
comply with the tiresome administrative regulations by
reporting herself and obtaining a permit to reside in the
colony. While she was waiting in the office of the Directeur
del Administration a black man was shown in. "He is clad
in a blue serge coat, from underneath which float over a
pair of blue canvas trousers the tails of a flannel shirt, and
on his feet are a pair of ammunition boots that fairly hobble
him. His name, the interpreter says, is Joseph. 'Who is your
father?' says the official. Clerk interprets into trade English.
'Fader?' says Joseph. 'Yes, fader,' says the interpreter. 'My
fader/ says Joseph. 'Yes,' says the interpreter, 'who's your
fader?' 'Who my fader?' says Joseph. 'Take him away and
let him think about it,' says the officer with a sad sardonic
smile. Joseph is alarmed and volunteers name of mother;
this is no good; this sort of information any fool can give;
Government is collecting information of a more recondite
and interesting character. Joseph is removed by Senegal
soldiers, boots and all."6 Nobo'dy on the west coast of
Africa reckons descent through his father. Whether he
knows who is his father or not is very often of no conse-
quence to his social or legal position. The native law of the
SOCIAL ORGANIZATION 189
Bavili (and the same is true of other tribes) draws no dis-
tinction between legitimate and illegitimate children.
"Birth," we are told by a keen observer who has lived for
many years in intimate converse with the natives, "sancti-
fies the child"; 7 birth alone gives him status as a member
of his mother's family. The French cast-iron regulations,
made for a different race and a different latitude, puzzled
and confounded poor Joseph by the unexpected and absurd
questions they required to be put to him. Miss Kingsley
sarcastically observes : "As he's going to Boma, in the Congo
Free State, it can only be for ethnological purposes that the
French government are taking this trouble to get up his
genealogy." Joseph does not understand the French govern-
ment any more than the French government understands
him; and he has never traced his genealogy along those
lines before.
Joseph was a member of a Bantu tribe; but the case i<
the same among the Negroes. The Fanti of the Gold Coast
may be taken as typical. Among them, while an intensity of
affection, accounted for partly by the fact that the mothers
have the exclusive care of the children, is felt for the
mother, "the father is hardly known or fisj disregarded,"
notwithstanding he may be a wealthy and powerful man
and the legal husband of the mother.8 In North America
Charlevoix says that among the Algonkin nations the
children belonged to and only recognized their mother.
The father was always a stranger, "so nevertheless that if
he is not regarded as father he is always respected as the
master of the cabin." 9 In Europe among the Transylvanian
Gypsies "a man enters the clan of his wife, but does not
really belong to it until she has borne a child. He never
during his life shows the slightest concern for the welfare
of his children, and the mother has to bear the whole bur-
den of their maintenance. Even if the father is living, the
son often never knows him, nor even has seen him."13
Among the Orang Mamaq of Sumatra the members of a
s:tkj4, or clan, live together, and the feeling of kinship is
190 THEMAKINGOFMAN
very strong. As marriage within the clan is forbidden, hus-
band and wife rarely dwell under one roof; when they do,
it is because the husband goes to the wife's home. But he
does not become a member of the family, which consists
merely of the mother and her children. The latter belong
solely to their mother's clan; the father has no rights over
them; and there is no kinship between him and them. In
consequence of the spread of foreign influences the true
family has begun to develop in a section of these people
inhabiting the district of Tiga Loeroeng. The husband and
wife usually live together, but the home is with the wife's
clan. Though the husband is considered a member of the
family he exercises little power over the children. They
belong to their mother's su\u, and the potestas, as usual
in such cases, is in the hands of her eldest brother.11
A corollary of the principle that the father is not akin to
his children is that children of the same father by different
mothers are not reckoned as brothers and sisters. This is
the rule of the Papuan tribe settled about Mowat on the
Daudai coast of British New Guinea,12 and indeed wher-
ever motherright is pure and uncomplicated by rules which
prescribe or presume the marriage of two or more sisters
respectively to two or more brothers. Such children may
accordingly intermarry. This permission however some-
times tends to be restricted, as among the Bayaka, of whom
we are told that "marriage between children of the same
mother is prohibited; between children of the same father
it occurs, but is considered unseemly." 13 On the other hand
it sometimes persists for a time, even a considerable time,
among patrilineal peoples. By the laws of Athens children of
the same father, but apparently not of the same mother,
were allowed to intermarry. The same rule prevailed in
Japan.14 According to Hebrew legend Sarah was the daugh-
ter of Abraham's father, but not of his mother. And when
Amnon, King David's son, sought to ravish his half-sister
Tamar, in the course of her protest and struggles she said:
"Now therefore I pray thee, speak unto the king; for he
SOCIAL ORGANIZATION I$I
will not withhold me from thee." 16 That is: while she re-
sented the indignity offered by her brother out of mere pass-
ing lust, marriage with him would have been legitimate and
honorable. It is not necessary to contend that these stories
are narratives of literal fact. There is no trustworthy evidence
that they are. At the same time they are of high antiquity,
and must have originated in a social condition where the
incidents were not so far removed from daily life as to be
incredible or even surprising. In that social condition kin-
ship must have been counted only through the mother, or
matrilineal having passed into patrilineal descent certain
vestigial customs must have remained over from the prior
stage. The incidents cited are therefore justly regarded as
among the witnesses preserved to us that before the dawn of
history the ancient Hebrews had traversed the stage of
motherright.
Enough has now been said to exhibit the alien position oc-
cupied among matrilineal peoples by the father in regard to
his children. It remains to complete the picture by showing
how the duties of head of the family are fulfilled, and in
whom the authority — or, according to the technical term,
the potestas — is vested. Among many of the African peo-
.pies the mother's brother has greater rights over a child
than the father, and the duty of blood-revenge falls to him,
even against the father. Wherever progress has been made
in the organization of the family, and motherright is still
the basis of organization, as over perhaps the greater part
of the African continent, the supreme power is vested in
the mother's brother or maternal uncle. In Loango the
uncle is addressed as Tate (father). He exercises paternal
authority over his nephew, whom he can even sell. The
father has no power; and if the husband and wife separate
the children follow the mother as belonging to her brother.
They inherit from their mother; the father's property on the
other hand goes at his death to his brother (by the same
mother) or to his sister's sons.16
The customs of the peoples of the Lower Congo are
192 THE MAKING OF MAN
the same. Around the missionary settlement of Wathen
a woman is married by means of a bride-price, the bulk
of which is paid to her mother's family, though the father
receives a portion. But the wife is not bought as a slave
is bought. The husband acquires merely the right to her
companionship, and in case of her death to another wife
in her place. He has no control over his children by her.
They belong to their mother's family; and as they grow
up they go to' live with their uncles.17 Among the Igalwas
the father's authority over his children is very slight.
"The really responsible male relative," says Miss Kings-
ley, "is the mother's eldest brother. From him must leave
to marry be obtained for either girl or boy; to him and
the mother must the present be taken which is exacted
on the marriage of a girl; and should the mother die, on
him and not on the father, lies the responsibility of rear-
ing the children; they go to his house, and he treats them
as nearer and dearer to himself than his own children,
and at his death after his own brothers by the same
mother, they become his heirs."18 Two kinds of mar-
riage are known among the Bambala. The first is child-
marriage. "A little boy of his own free will may declare
that a certain little girl is his wife; by this simple act he
acquires a prescriptive right to her. He visits his future
parents-in-law and takes them insignificant presents.
When he is of mature age he gives a larger present, of
the value of about 2000 djimbu (a small shell of the
species Olivella Nana), and then he is allowed to cohabit
with her. Their children belong to the eldest maternal
uncle. This form of marriage is attended by no special
ceremony. If the girl, when of age, is unwilling, he cannot
coerce her; but if she marries another man, the latter
must make him a present of several thousand djimbu!9
The other form of marriage is contracted between adults.
The man pays a bride-price from 10,000 to 15,000 djimbu
to the father or maternal uncle of the bride. In this case
the children belong to the father; but "parents have little
SOCIAL ORGANIZATION 193
authority over their children, who leave them at a very
early age." "A man's property is inherited by the ddest
son of his eldest sister, or in default by his eldest brother."
The mother's brother is the guardian of his sister's chil-
dren. Here, as we have already seen reason to think,
fatherright is beginning to make inroads on the original
organization. This is confirmed by the further statement
that "kinship is reckoned very far on the female side,"
but "in the male line not beyond the uncle and grand-
father,"19 indicating that some kinship is now reckoned
on the paternal side. The Bayaka, neighbors of the
Bambala, and like them a Bantu people, dwell in small
villages, often consisting of not more than two or three
huts, presided over by a chief. "Each married woman
has a separate hut where she lives with her children, and
the husband moves from one to the other; unmarried
men live together, several in a hut." "A child belongs to
the village of his maternal uncle." The inhabitants of a
village regard themselves as akin. It is added that "re-
lationship on the female side is considered closer than
that on the male side." 20 Among the Bangala of the
Cassange Valley the chieftainship is elective. This is not
unusual where female kinship prevails, for primogeniture
has not yet developed, and among a band of equal
brothers he who has proved himself the most capable is
often preferred. Our information as to the Bangala is
very defective. We are told: "The chief is chosen from
three families in rotation. A chief's brother inherits in
preference to his son. The sons of a sister belong to her
brother; and he often sells his nephews to pay his debts." 21
It may be said generally that motherright prevails
throughout Angola. "The closest relation is that of
mother and child, the next that of nephew or niece and
uncle or aunt. The uncle owns his nephews and nieces;
he can sell them, and they are his heirs, not only in
private property, but also in the chief ship, if he be" a
chief." 22 The father has, among the Kimbunda, no power
194 THE MAKING OF MAN
over his children, even when they are young. Only his
children by slaves are considered his property and can
inherit from him.23
To avoid further repetition we may leave the foregoing
to stand as examples of the organization of the western
Bantu. They exhibit the mother's brother or maternal
uncle as the head of the family with almost absolute
power over his sister's children, in which authority of the
father is however beginning to make breaches. Among
the Negroes I have already referred to the Alladians. It
may be added that the eldest of the etiocos, whether man
or woman, is the head of the family. Although during
the father's lifetime the children reside with their mother
in his house, on his death the sons go to live with their
mother's brother, unless he consent to her retaining them
while very young; the daughters remain with her, but
under their uncle's tutelage. Polygamy prevails, but the
children of the same father by different mothers scarcely
consider that there is any tie between them. Marriages
are arranged by the etiocos in council; and apparently un-
less the bride be a mere child the bride-price is paid to
them.24 The Ewhe-speaking peoples also trace kinship
through females, except the upper classes of Dahomey,
among which male kinship is the rule. "The eldest brother
is the head of the family, and his heir the brother next in
age to himself; if he has no brother his heir is the eldest
son of his eldest sister. . . . Members of a family have a right
to be fed and clothed by the family head; and the latter
has in his turn a right to pawn and in some cases to sell
them. The family collectively is responsible for all crimes
and injuries to person or property committed by any one
of its members, and each member is assessable for a share
of the compensation to be paid. On the other hand, each
member of the family receives a share of the compensation
paid to it for any crime or injury committed against the
person or property of any of its members. Compensation is
always demanded from the family instead of from the in*
SOCIAL ORGANIZATION 195
dividual wrong-doer, and is paid to the family instead of
to the individual wronged." 26
Among the Ewhe of Anglo in Upper Guinea the maternal
uncle has more authority over his sister's sons than their
father. Since they succeed to him at his death he requires
from them labor and support in his lifetime. The nephew
accompanies his uncle on trading journeys, carrying pro-
visions, cowries, and merchandise. Under his uncle's tuition
he thus gradually learns to trade, besides other useful work
such as weaving and so forth. By-and-by he begins to trade
on behalf of his father or uncle, accounts to him for the
proceeds and receives a share of the profit. And at length
his father and uncle together negotiate a bride for him.
The mother has naturally the charge and teaching of her
daughter; but the father is consulted as to her marriage and
cheerfully takes his share of the brandy and other gifts
furnished by the bridegroom.26 The Fanti Customary Laws
have been expounded by Mr. Sarbab, a native barrister, in
an elaborate treatise which throws much light on the pres
ent condition of the Fanti family. Without discussing de-
tails, many of which are foreign to our present purpose,
it may be stated generally that the Fanti are matrilineaL
The head of the family is usually (but not always) the eldest
male member in the line of descent. He has control over all
the members; he is their natural guardian; he alone can
sue or be sued, as the representative of the family, respect-
ing claims on the family possessions. Within his compound
the head of a family reigns supreme not only over his
younger brothers and sisters and the children of the latter
but also over his own wives and children. But he cannot
pawn his child without the concurrence of the mother's
relations; and children who have left his compound to
reside with their maternal uncle are no longer under his
power: they are wholly subject to their uncle.27 The Negro
has carried these customs in even a more archaic form to
South America. The Bush Negro husband in Surinam
does not live with his wife and often has wives in several
196 THE MAKING OF MAN
different places. The maternal uncle supplies his place in
the family.28
Turning now to the true Negroes we find in Buna on
the Ivory Coast a social condition in which fatherright is
predominant, but has not yet succeeded in stamping out all
vestiges of the more archaic stage. The family is strongly
organized, its head being the eldest male, who is absolute
master. All the children born during a marriage are the
husband's property, even those who are the fruit of adultery.
In case of divorce where the wife is known to be pregnant
the child subsequently born belongs to the husband; if,
however, her pregnancy be not then known she retains the
child.29 In Seguela parentage runs in the paternal line by
preference, and the family is similarly organized. Every
child born during the marriage belongs to the husband.
In case of lengthened absence of the husband the wife is
authorized to live in concubinage with another man, pref-
erably a member of the family. At his return the husband
takes her back, together with any children born during his
absence.30 The Krumen of Sassandra reckon descent on both
sides, but we are told that the female side is of little im-
portance. The descendants of a common ancestor in the male
line dwell together in the same village and form a clan. Since
polygamy is here as elsewhere among the Negroes prac-
tically unlimited, infidelity to one wife leads to no more
serious consequence than little tiffs. Adultery by the wife
herself is hardly graver, the French official report tells us;
and everything is comfortably arranged, if she only share
with her husband the presents she has received from her
lover. Some husbands, indeed, especially old chiefs who are
inclined to violence, revenge themselves; but it is rare to
find a really jealous husband. Sometimes, but very seldom,
the husband demands a divorce when the wife is thoroughly
abandoned. Conformably with these easy-going morals the
law declares no distinction between legitimate, illegitimate,
and adulterine children. Is pater quern nuptiee demonstrate
admits of no exception. The husband is considered the
SOCIAL ORGANIZATION 197
father, even though he has been absent for ten years, of any
children his wife may have borne in the meantime.81 The
Krumen of Cavally reckon descent only on the male side.
There is no distinction between legitimate and illegitimate
children. The children are the wealth of the family and
they are always welcome, even when the husband knows
he is not the real father. They belong to him in all cases.
He may however inflict corporal punishment on his adulter-
ous wife, or even send her back to her family and obtain
repayment of the bride-price. He may also institute a palaver
against the adulterer for damages, which may be settled if
he so please by an exchange of wives. The patria potestas
vests in the eldest male of the highest generation living, and
devolves with the property on his next brother at his death.
When there are no brothers the eldest son inherits.82 In
the foregoing cases the marriage rites are of the most re-
stricted character. On the other hand, among the Andoiv
of Southern Nigeria (if I am right in thinking them
patrilineal) an elaborate ceremony is performed. Two stout
sticks of a certain wood called odiri, about four feet long,
are supplied by the Juju priests from the sacred grove. They
are sharpened at the end and first laid on the ground in a
corner of the bridegroom's house by the priests. The bride
and bridegroom are then made to place their feet on them.
The priest kills a goat and sprinkles its blood on their feet
and on the sticks. The stakes are then driven by their
sharpened ends into the ground in the corner of the house,
and there they remain until they fall to pieces. From that
moment the wife and all the children she may bear, by
whomsoever begotten, are the husband's property. The mar-
riage is indissoluble. Even if she leave her husband and
have children by chiefs or kings they must be delivered up
to him on his demand. When she dies she cannot be buried
save by him; any other person undertaking this important
function would incur heavy punishment; before the days
of British rule it was death.88
Islam is not necessarily a religion of high civilization. It
198 THE MAKING OF MAN
has made extensive conquests in Africa by reason of its
power of adaptation to lower stages of culture. By Moham-
medan law kinship is reckoned through both lines; but
such preponderant importance is attached to the paternal
side that semicivilized African populations professing Islam
may for our purpose be regarded as patrilineal. Just as
among patrilineal peoples where fatherright is carried out
to its logical term, great importance is attributed to the
purity of Mohammedan women. On the other hand the
law, by the aid of the physiological ignorance of the early
doctors who framed it, stretches beyond all probability the
presumption of legitimacy in its doctrine of the possibility
of very lengthened gestations. A famous Maghribin saint
named Sidi Nail left, his home and went on pilgrimage to
Mecca where he abode for two years and a half. At length
he returned to find that his wife Cheliha had only a short
time before given birth to a son. Even the credulity of the
faithful, supported by the law, has had the greatest difficulty
in digesting the legitimacy of this child. Yet the saint him-
self seems to have accepted him, and his sonship has been
duly attested by heaven; for it is especially among his de-
scendants that the gift of miracles possessed by Sidi Nail
has been perpetuated.34 In the same way the Bayazi, an
heretical sect of which the bulk of the Arab population of
Zanzibar consists, allow legitimacy to children born within
(wo years after the husband's death. The Shafei, another sect,
extend the period to four years.35 Mohammedan law, ex-
aggerated by these heretical sects, seems indeed a device for
gathering into the husband's kin all the children of his wives
to whom any semblance of a claim can be made. Among
the Galla of northeastern Africa, who are Moslem, the
illegitimate children of a woman married by the solemn rite
of the ralfa are legally descendants of the husband.30
Customs similar to those prescribed in the ancient Indian
law-books have even been in use in Europe. A Spartan law
attributed to Lycurgus required an old man who had a
young wife to introduce to her a young man whose bodily
SOCIAL ORGANIZATION 199
and mental qualities he approved, that he might beget chil-
dren on her.37 The primary object indeed of this law of
others fathered on the same law-giver was said to be what
is called in modern scientific jargon Eugenics. However
that may have been as regards the form in which they are
reported to us, there can be little doubt that they are formu-
lations of preexisting custom which enabled the continuance
of the husband's family by another man. At all events at
Athens a law ascribed to Solon was in force which provided
that if the next-of-kin who had in accordance with law suc-
cessfully claimed an heiress for himself were impotent, his
place should be supplied by some of his ••elatives (cum
mariti adgnatis concubito). This as McLennan points out
is identical with the law of Manu cited above. In both cases
the object was to provide heirs; and the children took the
estate as soon as they were able to perform the duties to
their legal ancestors.38 The old peasant custumals of Ger-
many, especially of Westphalia, lay it down that an impotent
husband shall perform the ceremony of taking his wife
on his back over nine fences and then calling a neighbor
to act as his substitute. If he cannot find one who is able
and willing, he is to adorn her with new clothes, hang n
purse at her side with money to spend and send her to a
fertness, in the hope of finding some one there to help
her.39 Grimm, commenting on these curious prescriptions,
admits that there is no historical record of any such actual
transaction, but observes that they are plainly and seriously
prescribed and that their memory lingers in tradition, in-
stancing an old poem of Saint Elizabeth. He suggests that
in the custumals all the details are not mentioned, that
probably the rite was only performed where serious detri-
ment would result from the want of an heir, and that the
husband's choice of a substitute was not unlimited. In any
case he holds the custom to be very archaic, though in the
records it appears adapted to the circumstances of mediaeval
peasant-proprietors.
The foregoing examples are all chosen from peoples
200 THE MAKING OF MAN
among whom fatherright is the rule, or who deduce kinship
through both parents with preference for the father, as in
the highest civilization. Where these customs are in vogue
the husband cannot be sure of the paternity of the children
born of his wife. On the contrary he is often sure that the
children belonging to him, reckoned of his kin and inherit-
ing his property, are not in fact heirs of his body. They may
even be born long after his death as the result of intercourse
between his wives and other men. The list might be in-
definitely lengthened if the customs of peoples among whom
fatherright though predominant is imperfectly developed
were considered. Thus in Madagascar motherright has left
much more than traces. The hindrances on marriage of
relatives are greater on the mother's side than on the father's.
Children of two sisters by the same mother cannot inter-
marry, nor can their descendants. On the other hand chil-
dren and grandchildren of a brother and sister by the same
mother may intermarry on the performance of a slight cere-
mony prescribed to remove the disqualification of con-
sanguinity. The royal family and nobles trace their lineage,
contrary to the general practice, through the mother and
not through the father. Yet so great a calamity is it counted
that a man should die without posterity that if an elder
brother die childless his next brother must take the widow
and raise up seed to the deceased.40 This involves sexual
relations only after the husband's death between the widow
and his brother. But the Malagasy customs are further-
reaching still; for all the children of a married woman be-
long to her husband, whoever may beget them. Divorce is
a frequent occurrence and for trivial causes. When it takes
place, not only are the children previously born retained
by the husband, but any whom the wife may afterwards
bear to another man belong to the husband who has divorced
her. And he hastens to secure them by taking a present to
each one as it is born; a ceremony which appears to con-
stitute a formal claim to them. In the ceremony of divorce
.the husband's final word to his wife is an injunction to
SOCIAL ORGANIZATION 201
remember that though she is now at liberty to marry any
one else, all her future children will belong to him, the
husband divorcing her.41
Motherright then is found not merely where paternity is
uncertain, but also where it is practically certain. Father*
right on the other hand is found not merely where paternity
is certain, but also where it is uncertain and even where the
legal father is known not to have begotten the children.
Nay, the institutions of fatherright often require provision
for, and very generally permit, the procreation by other men
of children for the nominal father. It follows therefore thaf
the uncertainty of paternity cannot be historically the reason
for the reckoning of descent exclusively through the mother.
Some other reason must be discovered.
NOTES
1 Rotji, Sarawak, ii, 206.
2 So far as I am aware it is expressly recorded only of the Seminoles
in North America (Feathcrman, Aoneo-Mar., 172), a tribe in Yucatan and
a tribe in Brazil (Frumbull, 54, 55, citing authorities); but practices in
other tribes point to the underlying idea.
8 There is one doubtful account of its use among the descendants of
Genghis Khan for this purpose (sec the passage quoted and commented
on by M. Rene Basset, Rev. Trad. Prop., x, 176). As to the subject gen-
erally, sec Robertson Smith (Kinship; and Rel. Sent.); Trumbull, The
Blood Covenant (London, 1887); Strack, Das Blut (Munchcn, 1900).
4 Eleanor Hull, The Cuchullin Saga, 82.
8 Riedel, 446.
6 Kingsley, Trav., 109.
7 Dennett, Journ. Afr. Soc., i, 265.
8 J. A. I., xxvi, 145.
9 Charlevoix, Histoire de la Nouvclle France, v, 424.
10 Potter, 1 1 6, citing von Wlislocki, Vom wandernde Zigeunervolfa.
11 Bijdragen, xxxix, 43, 44.
12 Haddon, /. A. L, xix, 467. The Yorubas of the Slave Coast of West
Africa now reckon descent through the father. They perhaps owe the
change to intercourse with the Mohammedan tribes of the interior. Be this
as it may, so strong even yet is the influence of uterine kinship that
children of the same father by different mothers are by many natives hardly
considered true blood -relations (Ellis, Yoruba, 176).
18 /. A. L, xxxvi, 45; 14. McLennan, Studies, i, 223, quoting the Leges
Attica.
14 Rev. Hist. Rel, i, 328, note; Aston, Shinto, 249. Traces arc also
found among the Slavs (Kovalevsky, 13).
10 Gen. xx, 12; 2 Sam., xiii, 13.
202 THE MAKING OF MAN
16Bastian, Loango-Kuste, i, 166.
17 Bentley, li, 333.
18 Kingslcy, Trav., 224.
19 /. A. /., xxxv, 410, 411.
20 Ibid., xxxvi, 43, 45.
21 Livingstone, Miss. Trav., 434.
22Chatelain, 8.
23 Post, Ajr. Jur., i, 23, citing Magyar.
24 Clozcl, 391, 392, 393, 394, 397. As to the Yoruba and the Egbas see
Allis, Yornha, 176; Journ. A/r. Soc., i, 88.
28 Ellis, Ewhc, 207, 208, 209.
™Zeits. f. EthnoL, xxxviii, 43.
27 Sarbab, 5, 9, 31, 39, 50, 86.
28 Potter, 115, citing Zeits. vergl. Rechtsw., xi, 420.
29Clo7cl, 308-312.
30M/V/., 330, 331. Women may inherit in certain cases (Id., 335).
31 Ibid., 495, 497, 498.
82 Ibid., 507, 511, 512, 515.
33 Jotirn. A/r. Soc., iv, 414; Leonard, 414.
**Rev. Hist. Pel., xh, 315.
35 Burton, Zanzibar, i, 403.
36 Paulitschke, ii, 142. As to the ra^k° see Ibid., 47. . am not aware
< vhether the Boni, a subject people among the Galla and Somali, are
Mohammedans, or whether they arc, as has been suggested, of Galla origin.
1 'There is no divorce among these people, all the children of one woman,
l»y whatever father, are the property of the woman's original husband, if
Jive; if dead, of her brother" (Capt. Salkeld, Man, 1905, 169, par. 94).
37Xcnophon, Rep. Laced., i, 9; Plutarch, Lycttrgus.
38 Plutarch, Solon; McLennan, Studies, i, 223; Seebohm, Gree\ Tribal
"Soc., 23.
39 Grimm, Rechtsall, 443. The details of the ceremony vary in different
places.
40 Ellis, i, 164; Sibree, 246.
41 Verbal information to me by Rev. T. Rowlands, L.M.S., Missionary
|o the Betsileo. The information does not agree with that in Ellis, Hist.
\Aad.t i, 173. Possibly the latter refers to (or includes) children of tender
•» ge who are necessarily left with their mother for the time.
GROUP-MARRIAGE
AND SEXUAL COMMUNISM*
By ROBERT BRIFFAULT
IT is a widespread principle in uncultured societies thai
when a man marries a woman he thereby acquires marital
rights over all her sisters. Thus in Australia, on the Penne-
feather and Tully Rivers in Queensland, a man is under
stood to have the same sexual rights over all his wife's
sisters as over his wife, whether they happen to be married
to other men or not. Among the Kurnai of South-East
Australia, when a man obtains a wife from another tribe
by eloping with her, her parents, after their anger has
blown over and the matter has been amicably settled, hand
over her sister also to their son-in-law. Among the tribes
of Gippsland, the men cannot be made to understand the
distinction between a wife and a sister-in-law — the latter,
they insist, are just as much their wives as the former. In
Western Australia, "where there are several sisters of a
family, they are all regarded as the wives of the man who
marries the eldest of them." In Melanesia, it is likewise a
general usage that when a man takes one woman as his
individual partner, he thereby becomes the husband of all
her actual sisters. So also in the western islands of Torres
Straits, before the conversion of the natives to Christianity,
a man's wives were all sisters or cousins, and even at the
present day a man, there is little doubt, normally has marital
relations with all his wife's sisters. The traditional tales ol'
the natives of northern New Guinea represent a man as
* The Mothers. New York: Tlie Macmillan Co. Because of pressu'r*
for space, it was necessary to omit the voluminous references with which
Briffault documents his work. The references can all be secured in thi|
chapter in BrifTault's three- volume study. [Editor.]
203
204 THEMAKINGOFMAN
being married as a matter of course to all the sisters of his
wife. Like the rule of cross-cousin marriage, the principle
is a translation in terms of family-relationship of the sexual
claim of a man to all the women of the group with which
his own group has entered into a marriage agreement.
Among the North American tribes it was an almost uni-
versal rule that when a man married a woman he thereby
acquired marital rights over her sisters. For example, among
the Ojibwa "it was usual for them, when an Indian married
one of several sisters, to consider himself as wedded to all;
and it became incumbent upon him to take them all as
wives." Among the Pawnees "a man," says Murray, "having
married the elder sister has a right to marry all the younger
ones as they successively attain puberty. Nor is this at all
unusual; on the contrary it is a common practice." "It is
a custom," says a missionary, "that when a savage asks ,1
girl in marriage and gets her to wife, not only she, but all
her sisters belong to him and are regarded as his wives."
Among the Natchez, when a man marries a woman, "if
she has many sisters he marries them all, so that nothing
is more common than to see four or five sisters, the wives
of a single husband." Similarly, among the tribes of Cali-
fornia "the common custom is when a man marries that
he takes the whole of the sisters for wives." The custom
"prevailed from the earliest ages among all the Dacota
family as well as among the Algonkin and other tribes of
the Great Lakes." Morgan found it in operation in forty
different tribes, and it has been reported of practically every
tribe of the North American continent.
The usage appears to have been equally general in Central
and South America. Thus among the natives of New
Granada it was customary for a man to marry all his wife's
sisters. Among the Caribs, "very often the same man will
take to wife three or four sisters, who will be his cousins-
german or his nieces." In British Guiana and among the
tribes of the Orinoco a man commonly had three sisters
living with him as his wives. Among the Araucanians,
SOCIAL ORGANIZATION 205
"when an -ndian is able to obtain several sisters together
as wives, they prefer it to marrying women who are not
related to one another, because this accords with their
laws." Among the tribes of the Amazon and Rio Negro a
man commonly married all the sisters of a family. Among
the Canebo of the Upper Amazon "a man must marry all
the sisters of the family as soon as they are old enough";
and the same obligation is imposed upon the Jivaros. Among
the Guaranis, the men "often marry several sisters." So
also among all the tribes of the Gran Chaco "a man has
frequently two or more sisters as wives at the same time."
The Chriguanos commonly marry two sisters. Among the
Fuegians it was customary for a man to marry several
sisters.
Among the Guanches of the Canary Islands it was cus-
tomary for a man to marry several sisters. The practice is
very common in Africa, more especially among the more
primitive races and in those whose social organization has
undergone least modification. Among the Bushmen of the
Kalahari a man usually marries several sisters or female
cousins, that is, tribal sisters. The custom is an old established
principle among all the Kaffirs of South Africa and is very
regularly observed by the Zulus. Among the eastern South
African tribes of Mozambique a man has a claim to his
wife's sisters as they reach maturity; and among the natives
of Portuguese East Africa a man has a recognized right
over all his wife's sisters, though the practice is said to be
falling into disuse at the present day. Similarly, among the
Herero of western South' Africa a man cannot marry a
younger sister without marrying her elder sister also. Sororal
polygyny is observed as a matter of course by the tribes of
the Upper Congo. Among the Ba-Congo "a man who has
bought a woman has thereby a right to all her marriageable
sisters in turn. To what extent a man would exercise the
right it is difficult to say, but in theory he could go on "as
long as there remained an eligible girl in the family." Sororal
polygyny has been reported among the Bangala, and the
'^0 J THE MAKING OF MAN
Wabemba. In East Africa, among the Basoga, the bride
is accompanied to .her husband's home by a sister, who
joins the household as a secondary wife. Among the Bagesu
of Uganda it is usual for a man to marry all his wife's
sisters, and the same is the practice of the Banyoro. Among
the tribes of Kavirondo the younger sisters of a man's wife
join her as they become of age. The same usages are ob-
served by the tribes df northern Nigeria, and of the French
Sudan.
The practice of sororal polygyny is usual among the more
primitive races of Siberia, such as the Chukchi, the Kam-
chadals, the Ostyak. It is an old-fashioned custom among
both the eastern Mongols and the western Mongols, or Kal-
muks. Jinghis Khan married two sisters, and the practice was
taken for granted among his warriors and khans. The same
usage was observed in ancient times by the Chinese. We read
of the famous emperor Yao bestowing both his daughters on
the Chinese prince Shuenn, and accompanying them him-
self with great formality on their journey to their appointed
bridegroom, bidding them to "fulfill all their duties with
respect and diligence in the home of their husband." In
a Chinese novel the hero is rewarded for his exemplary
virtue by his protector bestowing upon him the hands of
both his daughters. The same usage obtained among the
ancient Japanese: "to wed two or more sisters at the same
time was a recognized practice." We find the same practice
in Tibet. Among the primitive Moi of Indo-China it is
usual to take the first wife's sisters as co-wives; and the
same usage is observed in Cambodia. It is likewise the
custom in Siam. Among the Malays of the Patani States the
most common form of polygny is the simultaneous marriage
of several sisters. The custom prevails among the tribes of
Upper Burma and of Manipur. It is observed by the Garos
of Assam. Sororal polygyny was in vogue among the an-
cient Indo-Aryans; one of the most illustrious of the Rishis
is reported to have married no less than ten sisters at the
«ame time. The practice is common in the Panjab. We find
SOCIAL ORGANIZATION 20J
it among the tribes of the Rajmahal Hills, and among the
Gonds, and it prevails among several other native tribes of
Central India. It is likewise prevalent in Mysore and South-
ern India. We know from the account of the marriage of
Jacob that it was a recognized usage among the ancient
Jews.
In Ceram in a polygynous family the wives are almost
invariably sisters; and in Central Celebes a man cannot
marry a younger sister unless he first marries the elder.
In the Philippine Islands a man usually took as wives all
the sisters of a family. The same practice is common among
the Negritos of Zambales. In the Marshall Islands "when
a man marries a woman he is regarded as married to all
her sisters." The same view obtains in the Gilbert Islands,
and among the Mortlock Islanders. In the Kingsmill or
Line Islands, "if a woman has sisters, then the sisters become
the wives of her husband on her own marriage, and no
other man can ever take them as wives." According to the
same authority, if the husband does not find it convenient
to take charge of all the sisters, there is no alternative for
the latter than to contract casual alliances; they become,
in fact, what we should call prostitutes.
In New Zealand it was common for a man when he
married a woman to take her sisters also. When the sailor
Rutherford, who was adopted into a Maori tribe, was re-
quested to select a wife, the father of the young woman
called her sister, and he "advised me," says Rutherford,
"to take them both." In Samoa "it was a common practice
in the old days for a woman to take her sister or sisters with
her, and these became practically the concubines of her hus-
band." It does not appear, however, to be quite correct to
call them "concubines" for each younger sister brought her
dowry with her in the same manner as her elder sister.
If a sister was not available, the wife brought with her a
cousin or some other near relative. Even long after the
conversion of the natives to Christianity it was considered
that the husband of the elder sister had the (disposal of the
208 THE MAKING OF MAN
younger sisters, and intending suitors applied to him and
not to her parents. Similarly, in the Hervey Islands a bride
was followed to her husband's home by all her sisters, who
became his co-wives. In the Marquesas a man had marital
rights over all his wife's sisters, whether these married other
men or not.
The same causes which tend to limit every kind of
polygamy restrict sororal polygyny in practice; it is some-
times a severe strain on a man's resources to marry a whole
family. That difficulty is, however, often relieved by the
fact that, since in primitive society girls usually marry at
puberty, the younger sisters are not marriageable at the time
of their elder sisters' marriage; and by that time the man's
circumstances may have improved so as to enable him to
maintain a larger family. From those usages follows the
rule which is observed in most parts of the world, that it
is unlawful for a younger sister to be married before her
elder sister. That rule, on which Laban insisted when he
gave his daughters to Jacob, namely that "it must not be
done so in our country to give the younger sister before the
first-born," is a matter of fundamental morality, not only in
most of the lower phases of culture, but in societies so
highly civilized as that of China, and it has left traces at the
present day even in England and in Scotland.
If the husband does not wish, or cannot afford, to exercise
his claim on his wife's sisters, he allows them to marry other
men, but in order to do so his consent is necessary; when a
bride-price is due it is sometimes to him and, not to the
girl's relatives that it is paid. An additional sister is given as
a matter of course if the first sister proves barren; the
younger sister either replacing her, or joining her in her
husband's household. The woman whom a man has mar-
ried may be exchanged for another sister for no other reason
than incompatibility of temper, or simply because the man
wishes it. Of the Indians of the Oregon, for example, it is
remarked that "the parents do not seem to object to a
man's turning off one sister and taking a younger one/'
SOCIAL ORGANIZATION 20g
that prerogative being "a custom handed down from time
immemorial." In Australia, however, among the Gourn-
ditch-mara, if a man has repudiated his wife he loses his
claim to her sisters, being regarded as having divorced the
whole family. Among the Tartars, if the wife dies before
the payment of the bride-price is completed, the sum already
paid goes toward the acquisition of her sister; but if there
is no sister to take the wife's place the whole of the deposit
is lost. In other instances the husband or bridegroom may
demand a refund of the bride-price, should the family refuse
to supply the widower with another wife. A deceased wife's
sister is supplied to the widower without extra payment, or
at a reduced rate. Among the Kalmuks the right to marry
a deceased wife's sister is regarded as a claim which a man
is entitlecLto enforce. Should the father be unwilling to
yield the younger sister to the widower, the latter calls on.
him, places bread and salt on the table, whereupon the
father is held bound to give up the younger sister. Among
the Kirghis failure to hand over the deceased wife's si.stei
is an offense punishable by law. So strong is the claim that
among the Flat-heads and other Oregon tribes, if the de-
ceased wife's sister is already married to another man, she.
is obliged to leave him and marry the widower. Among the
Wabemba of the Congo, if a man's wife dies, and all her
sisters are married, the husband of one of them must allow
his wife to cohabit for one or two nights with the widower,
Unless this is done the latter cannot marry another woman,
The same rule is observed by the Baholoholo; so essential
is the observance accounted that if the surviving sister be a
mere infant, the widower goes through the form of imitat-
ing the sexual act and pretending to have connection with
the infant, although he does not marry her. In the last in-
stances the usage of sororal succession has become a mere
ritual. We shall see that similar ritual survivals abound in
relation to the corresponding custom of fraternal succession,,
or the levirate. The observance of the ritual derives its obliga«
tory or beneficial character from its formal conformity with
1 . ) T H E M A K I N G O F M A X
established custom; for to comply with an established cus-
tom is always lucky, and to omit its observance unlucky.
With the Wabemba, when the sister happens to be an in-
fant she is nevertheless handed over to the widower, but
a slave-girl is sent with her to act as a substitute until the
girl grows to nubile age. Similarly among the Assiniboins
if, when a man's wife dies, her sister is still immature, she
is kept for him until she attains puberty. The same rule
as to age must, however, be observed in marrying a de-
ceased wife's sister as when marrying her during the wife's
lifetime. Thus among the Kaikari of central India, a man
may marry his deceased wife's younger sister, but may not
njarry her elder sister.
Marriage with a deceased wife's sister is sometimes re-
garded in the light of a moral obligation rather than as a
claim or privilege. Thus the Iroquois widower who failed
to do so was subjected to such abuse on the part of the
insulted lady that he seldom failed to comply. Among the
Shuswap of British Columbia the widower was actually
kept a prisoner by the deceased wife's family until the period
of mourning was over, and was released from his imprison-
ment on condition only that he married the deceased lady's
sister. On the island of Engano the widower who failed to
marry his deceased wife's sister was punished with a heavy
fine. The abnormal notion that it is reprehensible to marry
one's deceased wife's sister is a rare anthropological curiosity
which appears to be found only among the natives of New
Britain, some Chinese tribes, and some natives of Ashanti.
The rule that when a man's wife dies he marries her sister,
which is often the only survival of sororal polygyny, is thus
clearly an attenuated relic of the widespread claim of a
man to all the sisters of a family when he marries one of
them, and it would be difficult to find any two social facts
the connection between which is so manifest and so fully
exhibited by every possible transition and similarity in the
mode of their observance. Nevertheless, in accordance with
an even more general rule, those people who observe the
SOCIAL ORGANi::,.'* ')?. 21\
rule of marrying their deceased wife's sisK-r, but who have
given up simultaneous sororal polygyny, do not admit that
they at present practice the former custom because they
once practiced the latter, and that their present usage is
derived from one which they now condemn, but justify
their practice by independent considerations of sentiment or
expediency. Thus the natives of the Hervey Islands, who
until quite lately practiced as a matter of course sororal
polygyny, are all at the present day good Christians and
their heathen customs have entirely ceased; but "a woman
feels herself to be deeply injured if her brother-in-law does
not, on the death of his wife, ask her to become a mother
to his children." Similarly, some Omaha Indians, among
whom sororal polygyny was a time-honored practice, but
who now conform to Christian usages, are reported to sub-
mit that marriage of a deceased wife's sister is expedient
because "the children bereft of their own mother . . .would
come under the care of her close kindred, ?nd not (all into
the hands of a stranger," or that the usage "shows a respect
for the dead." In like manner writers on anthropological
subjects to whom the application of the theory of evolution
to the human race is repugnant, have no hesitation in de-
claring that they cannot "find any reason for the assumption
that the custom of marrying a deceased wife's sister is de-
rived from the custom of marrying her other sister in her
lifetime."
The peoples who practice sororal polygyny and the mis-
sionaries and other writers who interpret their customs have
likewise good reasons to offer for the origin and observance
of the usage. The favorite explanation given by travelers
and missionaries who report the custom as a peculiarity of
the peoples they are describing is that it is desirable in a
polygynous family that the wives should be sisters, because
sisters are more likely to live together in harmony. The
wives of an American Indian are said to live together "in
the greatest harmony." If, however, a man marries into
two different families, "the wives," it is alleged, "do not
212 THE MAKING OF MAN
harmonize well together, and give the husband much in-
quietude." But there is an overwhelming mass of testimony
to the perfect harmony obtaining between wives in polyg-
ynous families, whether the wives be sisters or not. Where
polygyny obtains, the women are the most persistent ad-
vocates of the practice, and additional wives are in most
instances acquired at the 'desire of a man's wife or wives,
and are very commonly selected by them. There is nothing
to indicate that the wives in a polygynous family arc more
prone to quarrel among themselves than other persons who
live together, or that wives who arc sisters are less liable
to disagree than those who are not. In contradiction to the
assumption of several writers, La Potherie asserts that sisters
among the North American Indians arc often particularly
quarrelsome, and that their disputes are sometimes so lively
that they attack one another with knives. The value of the
psychological suppositions as to the greater harmony be-
tween wives who are sisters offered by uncultured peoples
when pressed to account for their customs, is pointedly
illustrated by the opinion of the Ostyak on the subject. Al-
though it is their immemorial custom to marry several sis-
ters, and they say that the observance of the usage brings
luck, they nevertheless state that the arrangement is un-
satisfactory and that they would prefer to marry women
who are unrelated, "because experience shows that sisters
are particularly liable to disagree in such marriage."
The practice of sororal polygyny, like every other ti'^Ji-
tional custom, presents, there can be no doubt, many ad-
vantages that could be adduced in its defense or serve as an
inducement for its observance; but usages and customs do
not generally owe their origin to the careful a priori weigh-
ing of fine points of psychology. It may be doubted whether
Melanesian savages are much concerned about the amicable
nature of the relation between their wives, about respect
for their deceased wives, or proper qualifications in the
nurses of their children. None of those alleged beneficial
effects of the practice is applicable to ethnological facts as
SOCIAL ORGANIZATION 21 J
we find them; they do not account for a man naving to
marry his wife's sisters against his will or for his collecting
the bride-price when they marry other men, or for his
having to wait, with a slave-girl as a substitute, when thosr
sisters are still infants in arms, or for his having a recog.
nized right of access to them whether he marries them o*
not. With peoples in the lowest stage of social organization
the practice of sororal polygyny and of sororal succession
is, like that of cross-cousin marriage, the automatic effect
of the principles which constitute the foundation of their
social organization, namely, the rule of marriagex between
intermarrying groups. Like the principle of cross-cousin
marriage, that of sororal polygyny in its narrower sense is a
translation in terms of family relationship of the wider
conceptions of clan relationship. In the one case the cross-
cousins and the sisters are what we, in accordance with the
family system, call "actual," or "own" cousins, and "own"
sisters; in the other they are cousins and sisters in the tribal
sense, and according to the system of relationship obtaining
in more primitive societies. If relationship be reckoned from
the point of view of the clan-group, the term "wife" includes
all the women of the corresponding marriage-group, and
all those women are "sisters"; that a man's wives should
be sisters is not a right or claim, or a matter of policy, but
a consequence of primitive organization to which there
otOT
exists no alternative. According to the clear and
description of Dr. Codrington, "speaking generally, it may
be said that to a Melanesia!! man all women, of his own
generation at least, are either sisters or wives; to the Melane-
sian woman all men are either brothers or husbands. ... It
must not be understood that a Melanesian regards all women
who are not of his own division as in fact his wives, or
conceives himself to have rights which he may exercise in
regard to those women of them who are unmarried; but
the women may be his wives by marriage, and those who
cannot be so stand in a widely different relation to him;
and it may be added that all women who may become wives
214 THE MAKING OF MAN
by marriage and are not yet appropriated, are to a certain
extent looked upon by those who may be their husbands
as open to more or less legitimate intercourse. In fact, ap-
propriation of particular women to their husbands, though
established by every sanction of native custom, has by no
means so strong a hold in native society, nor in all probabil-
ity so deep a foundation in the history of the people, as
the severance of either sex by divisions which most strictly
limit the intercourse of men and women to those of the
section or sections to which they do not themselves belong.'"
Translated into terms of the relationship set up by the
smaller family-group, those principles imply that a man has
a right to all the women of the group into which he marries.
The true reason for the principle of sororal polygyny in its
various forms is very clearly stated by the Omaha woman
who, according to the Rev. }. Owen Dorsey, says to her
husband: "I wish you to marry my brother's daughter, as
she and I are one flesh." Instead of "brother's daughter,"
she may say her sister or her aunt.
The converse or complementary aspect of the rule that
when a man contracts a marriage with a family he marries
all the marriageable females of that family is the principle
that when a woman contracts a marriage with another
family she marries all the marriageable males of that family.
The simultaneous observance of the two rules constitutes a
marriage between the several individuals composing them.
The one-sided observance of sororal polygyny and perhaps
also of fraternal polyandry are, however, at the present day
much more common than the combination of the two prac-
liced as complete group-marriage. The reason of this is, on
consideration, plain. The combination of the two practices is,
as we have already noted, an unstable arrangement; tor
unless the groups to which the men and the women re-
spectively belong be supposed to be broken up and a new
grouping of men and women substituted for the original
groups, the arrangement can only operate in an unmodified
form where sexual relations do not entail permanent cohabi-
SOCIAL ORGANIZATION 2If
tation. As soon as marriage involves not only sexual rela-
tions, but also economic interdependence and association,
such an arrangement becomes almost impracticable in an
unmodified form; for no economic association can take
place between a man and a woman or group of women
unless the labor of those women is in some degree specially
allotted to the man, unless, therefore, he has an individual
right to their labor. Unmodified group-marriage is, thus, a
practicable arrangement so long only as sexual relations
remain completely independent of economic relations be-
tween the associates; and directly such economic factors
enter into that relation the organization must of necessity
break up into one or the other of its constituent aspects,
into sororal polygyny or fraternal polyandry. But the whole
development of individualism, of individual property, and
of personal economic interests has taken place mainly in
the hands of the men and not of the women, and in human
societies as they exist at the present day the economic ad-
vantages are generally in favor of the men. Since it is those
very factors which constitute the chief difficulty in the
practical operation of unmodified group-marriage, it is
naturally to be expected that when that organization breaks
up, it will do so in the form of sororal polygyny rather than
in that of fraternal polyandry. And in fact fraternal poly-
andry, although scarcely less widespread in its distribution
than sororal polygyny, is found to be considerably less
common.
Not only is it less common, but pure fraternal polyandry
is, in point of fact, even more rare than it is generally sup-
posed and currently stated to be. For if those customs which
are usually described as fraternal polyandry be more closely
inquired into, it will be found in a large proportion of in-
stances that, in addition to the rule of fraternal polyandry,
that of sororal polygyny is either actually observed also or
that there are strong indications that it was until lately
observed. In other words, although primitive group-marriage
customs frequently assume the modified form of sororal
2l6 THE MAKING OF MAN
polygny without polyandry,* when fraternal polyandry sur-
vives, the converse aspect of the collective relation survives
also; and most instances of fraternal polygamous marriage
are in reality examples of complete group-marriage and
not of its decay in the form of fraternal polyandry. Accord-
ingly, instead of reviewing separately reported instances of
fraternal polyandry and of group-marriage, we shall consider
together those survivals of primitive marriage institutions.
Collective Marriage Among the Peoples of Northern Asia
We will begin our survey in that region which includes
the northeastern portion of Asia and the adjoining northern
portion of the American continent, and which constitutes
a cultural and ethnical link between the old world and its
civilizations and the new world of America which has
remained comparatively isolated in its development.
The Gilyak are a pakeo-Asiatic race inhabiting the region
of the lower Amur River, immediately north of Manchuria,
•and the northern parts of the adjacent island of Sakhalin.
Our information concerning their customs illustrates the
confusion to which I have just referred. An old Japanese
traveler mentions incidentally that Gilyak women have sev-
eral husbands. The more recent account of an able French
traveler gives us more specific details. Brothers have their
wives to some extent in common; when an elder brother is
absent on a journey his younger brother enjoys marital
rights over his wife, although the converse does not hold.
"Villages are inhabited as a rule by members of the same
family; every Gilyak comes into the world with so many
fathers and so many mothers that it is somewhat difficult
to understand their system of relationship." Another traveler
reports that their sexual relations are indiscriminate, and
that the circumstance is accounted for by the tradition that
"in earlier times cousins ('rus-er') had the juridic right
of collective use of cousins and even of the sisters of cousins."
Such information has, however, been greatly amplified by
the extensive investigations, including a census, conducted
SOCIAL ORGANIZATION 21^-
among the Gilyak by Dr. Leo Y. Sternberg, the distinguished
director of the Peter the Great Museum of Anthropology
of the former Imperial Russian Academy of Science. The
Gilyak are strictly organized into exogamic intermarrying
classes, and every member, male and female, of one class
marries into the corresponding marriage class to which he
or she is allotted from birth. Those classes correspond exactly
to the degree of relationship, and the terms used to denote
these indicate at the same time the norms of their marriage
regulations. Thus the woman whom a man is bound to
marry is his cross-cousin; on the other hand all other cousins,
the daughters of a father's brother or a mother's sister, are
strictly barred even in the remotest degree, and are called
"yoch," which implies that they are absolutely tabu and
inviolable. The name given by a man to the women whom
he may marry is "angej," and the name given by a woman
to the men whom she may marry is "pu." Individual mar-
riage takes place, that is, a woman becomes the particulai
economic associate of a man. But the economic husband pos*
sesses no exclusive sexual rights over the woman: "all peo-
ple who are in the relation of 'angej' and 'pu' have really
the right of sexual intercourse, not only before, but also
after, individual marriage." When her husband is absent
a wife is free to receive any man who is "pu" to her; his
brothers (actual and tribal) living in the same village or
neighborhood do customarily use that right, and every man
who is "pu" to a woman has the right to claim his privilege.
Sometimes a man from a distant part, hearing that an
"angej" of his is living in a certain village will come to
claim the right. In one respect the rules of group-marriage
are different in the two principal divisions of the Gilyak
nation; for among the western Gilyak of the interior all
tribal brothers have marital rights over the wives of each
other indifferently. Among the eastern Gilyak, on the other
hand, the younger brothers have a claim to the wives of
all their elder brothers, but the elder brothers have no right
to the wives of the younger brothers. The terms of relation-
2l3 THE MAKING OF MAN
ship arc modified in accordance with those distinctions in
the two divisions, the wives of younger brothers being
"yoch," that is, forbidden, to the elder brothers. Dr. Stern-
berg sees in that rule of the eastern Gilyak, the significance
of which will be perceived later on, a step from unmodified
group-marriage towards the establishment of patriarchal
rights.
The Yakut, the great Turki nation of which the Manchus
are a branch, are divided into totemic clans. When the
Russians first came upon them polygyny was general; the
nature of that polygyny is clearly indicated by the fact that
at the pTseit day the sisters of the bride, as well as the
bride herself, must carefully abstain from ever showing their
faces, or even their hair to the bridegroom or any of his
brothers or cousins. They have been for the last hundred
years members of the Orthodox Russian Church, but their
former organization still survives in a curiously modified
form, for it is the established custom "that two brothers of
one side marry two sisters of another." The same terms
are employed to denote a man's own children or his
brother's. Betrothals take place in infancy.
Among the Kamchadals it appears that the favorite mar-
-iage is between cousins, that is, presumably cross-cousins.
Sororal polygyny was the recognized usage; when a man
took a second wife she was his first wife's sister, or failing
a sister her first-cousin, or tribal sister. A man frequently
had two or three wives, either living in the same household
t>r in separate dwellings. We are further told that it was
customary between "friends," which expression usually
means tribal brothers, to exchange wives, and the levirate
rule was observed. In spite, therefore, of the imperfect and
fragmentary character of our information, it seems fairly
clear that their marital relations conformed to the principles
of sororal and fraternal group-marriage.
The Tungus are, numerically, by far the most important
race in northern Asia, extending from the borders of China
in the east over the whole northern portion of the continent
SOCIAL ORGAN 1Z AT I ON £19
to the Ob River in the northwest. The organization of the
Ochi tribe has been carefully investigated by Dr. Sternberg.
Among them marriage is regulated by a classificatory sys-
tem of relationship with wide age-grades, so that not only
do those who stand in the relation of cross-cousins belong
to reciprocal marrying classes, but also those who stand in
the relation of uncle and niece, the daughter of a man's
sister belonging to the class into which he b by birth mar-
ried. Among the Tungus complete group-rnarriage rela-
tions obtain, for not only is sororal polygyny observed, but
every man has marital rights over the wives of his elder
brothers. Further, owing to the inclusiveness of their classi-
ficatory system, he has also marital rights over the wives
of the younger brothers of his father.
A Russian traveler among the natives of the extreme
northeast of the Asiatic continent, the Chukchi, mentions
that, "among other customs, they have the usage of con-
tracting so-called 'exchange-marriages.' Two or more men
enter into an agreement whereby they have mutual rights
to each other's wives. The right is exercised whenever the
contracting parties come together, as for instance on the
occasion of a visit. Even unmarried men or widowers can
enter into an 'exchange-marriage,' which thus assumes the
form of a veritable polyandry." We have, concerning the
Chukchi, the elaborate monograph of Mr. Wlademar
Bogoras, sumptuously published in the series of publication*
of the "Jesup North Pacific Expedition." The Chukchi arc
commonly betrothed in infancy to their first-cousins, that
being the prescriptive marriage alliance. They moreover
observe sororal polygyny; if a man desires or can afford
to maintain several wives he has a right during her life-time
as well as after her death to the sisters of his first wife.
Further, not only have the Chukchi the common custom
of exchanging wives, but Mr. Bogoras describes a regular
system by which a number of men will solemnly bind
themselves to mutual rights over their respective wives.
Practically every Chukcha, we are told, belongs to sucn
220 THE MAKING OF MAN
a marrying group. At first sight it would appear as if this
group-marriage organization were an artificial one, that is
to say, one formed by a pact into which the members de-
liberately enter by an individual contract, and not group-
marriage in what we are led to regard as its typical and
original form as a mutual relation arising from an estab-
lished collective contract between the two groups. But
the matter wears a different complexion when we are in-
formed that "second and third cousins are almost invariably
united by ties of group-marriage," and that it is indeed ex-
ceptional for any but cousins to belong to a group exercis-
ing those reciprocal marital rights. It is well to note, as a
corrective to the ideas by which it is customary to judge
those marriage organizations, that in this instance we have
clear testimony that licentiousness has nothing to do with
the institution. The Chukchi arc indeed described as a
sensual race, but their group-marriage organization is not
taken advantage of for licentious purposes. In fact, they
are careful not to form such an alliance if possible with
dwellers in the same village, and they in general avoid
exercising the rights conferred on them by the compact.
It is, as in all instances where deliberate exchange of wives
takes place with a friend or a guest, as a bond of brother-
hood that the relation is regarded. A man will thus seek to
bind himself to those of his relatives who dwell in other
villages, and when he visits those villages his tribal cousin
will yield to him his bed, presently returning the visit in
order to make the obligation mutual; sometimes cousins will
exchange wives for several months, for years, or perma-
nently. So seriously is the arrangement regarded that chil-
dren of the same marriage group are regarded as brothers
and sisters: they are not allowed to marry among themselves,
such a union being looked upon as incestuous. It appears,
then, that although the group-marriage of the Chukchi is
to a certain extent artificial and depends upon an individual
compact, it nevertheless corresponds to, and is a direct
derivative of, established marriage rights between two
SOCIAL ORGANIZATION 221
marrying classes or groups, modified by the necessities im-
posed by the isolated and scattered condition of those groups,
who live in small communities ranging over wide areas.
That conclusion is confirmed the more we inquire into
such reported instances of polyandrous arrangements. Pass-
ing to the bridge of islands which connects the Asiatic with
the American continent across the Bering Sea, the majority
of the reports which we have concerning the Aleuts are
of the same character as those which are current concerning
the Chukchi or the Gilyak, and represent them as given
to loose polyandrous unions by "agreement" or from ex-
pediency. Thus Count Langsdorf says that a woman
sometimes "lives with two husbands, who agree among
themselves upon the conditions on which they are to share
her." Father VeniaminofT, after stating that polygyny was
usual among the Aleuts, adds that "in addition the custom
of polyandry is practiced, a woman having the right to take,
besides her principal husband, one who has the title of
'helper,' or 'partner' (in Russian, 'polovinschtchik'). Those
supplementary husbands enjoyed all marital rights, and
were under obligation of contributing towards the upkeep
of the household. The women living in such double mar-
riages were in no wise regarded as immoral, but on the
contrary were rather honored for their industry in caring
for two men besides their children." Three men sometimes
lived together in one household with one woman "without
suspicion of jealousy." Those multiple marriage arrange*
ments were sometimes extended so as to include Russian
settlers as accepted members in the partnership. All this
might easily appear mere licentious depravity and laxity
on the part of those savages, who were in the Stone Age
when first visited by Europeans. Admiral Wrangell remarks
that only a few years after the arrival of the Russians they
had become Russianized, and had so entirely lost their
native traditional customs, that it was quite useless to in*
quire what they really were. At the present day they have
become as completely Americanized, and the appearance
222 THE MAKING OF MAN
of many Aleutian villages and of their inhabitants differs
little from that of a western township in the United States.
To see the natives sitting on the verandas of their wooden
cottages, the mother, maybe with her blouse-sleeves tucked
up doing the week's washing, or putting the finishing
touches to their children's toilet before they go to Sunday-
school, one would consider those people to be no nearer to
a primitive social state than the European immigrants in
the little colonies. In those circumstances we should scarcely
be entitled to hope that any investigation could bring to
light more definite particulars concerning their social organ-
ization. Yet such an investigation has been successfully
carried out under the auspices of the Russian Geographical
Society by the well-known ethnologist, Mr. Wladcmar
Jochelson. To his intense surprise he found not only that
in former times it was an established rule for younger
brothers to have access to the wives of their elder brothers,
but that even at the present day among these Europeanized
natives "the institution is preserved among cousins, and —
what is most remarkable — not as a facultative institution,
but as an obligatory one. To participate in group marriage
is the duty of cousins."
Sexual Hospitality
It will be well to pause here for a moment and consider
how it is that participation in group-marriage, which we
are in the habit of regarding as a form of licentious disorder,
should be regarded not only in the light of a right and a
privilege, but actually as a moral obligation. The reason is
in reality quite clear and simple. Community of wives being
originally part of the relation of tribal brotherhood, it was
naturally regarded as an essential token of that relation —
that is, a man could not be truly a tribal brother unless that
reciprocal access to wives existed. To primitive man all men
are either tribal brothers or strangers, and the latter term
is equivalent in primitive society to "enemy"; there is no
middle status between those two opposite relations. If a
SOCIAL ORGANIZATION 22J
man, not being by birth a tribal brother, is admitted into
the community, if he is found to be well-disposed, if he is
regarded with good will or affection or admiration — if,
in short, he is not an enemy — he must needs be a tribal
brother. Hence the sacredness of hospitality in all primitive
sentiment; a man who has been admitted to the relation of
guest is necessarily to be regarded and treated as a tribal
brother. If a man has touched the tent-rope of an Arab's
tent his life must be defended against all enemies, and to
tell an Arab that he has neglected his guest is the greatest
of insults. The hospitality of savages knows no bounds; if
they are on the verge of starvation they will give the little
that they have to the stranger who has been admitted to
their midst. The guest who is not by birth a tribal brother
must be made one, since he is not an enemy. The first
thought of the savage when a stranger to whom he feels
himself attracted is in his company, is to take the necessary
steps to make him a tribal brother. When a young American
naval officer won the good graces of Seri women, their first
anxiety was to paint on his face the tribal marks. The blood-
bond is insisted on whenever a traveler makes a stay in an
African, American or Polynesian tribe; an exchange o{
blood must be cfTcctctl so as to make the man who is not
treated as a stranger or enemy a tribal brother. In Australia,
if a member of a strange tribe refuses to drink the blood
of his hosts, it is forcibly poured down his throat. Among
the Koryak the guest is obliged to undergo a somewhat
strange rite of brotherhood with his host's wife before he
can avail himself of her hospitality. It follows that the
participation of the guest in his host's wife is a necessary
token of his friendship, a "friend" being necessarily a tribal
brother. The practice, very inaptly called "hospitality prosti-
tution," is not a matter of misguided benevolence, but a
necessary pledge that the guest is a friend and not an enemy.
For the guest to refuse is equivalent to repudiating the
assumed brotherhood, and is thus tantamount to a declara-
tion of war. The sedentary Koryak, for example, "look upon
224 THE MAKING OF MAN
it as the truest mark of friendship, when they entertain a
friend, to put him to bed with their wife or daughter; and
a refusal of this civility they consider as the greatest affront,
and are capable of even murdering a man for such con-
tempt. That happened to several Cossacks, before they were
acquainted with the customs of the people/* The same thing
is reported of the Chukchi. In Madagascar a missionary
closely escaped being murdered because he refused the
proffered hospitality. I have heard of similar perils incurred
by missionaries in New Zealand, in the early days, from
the same cause. Even the very free sexual hospitality of the
natives of Tahiti was, M. Lesson remarks, regarded in the
light of a ceremony partaking of a religious character. The
custom is very general in all primitive societies. From the
manner in which it is regarded we may be as certain as
we can be of any inference in social anthropology that
wherever it is observed clan-brotherhood is, or was formerly,
considered to imply sexual communism, for it is by assimila-
tion to a clan-brother that the guest is treated as he is. All
hospitality, which among primitive peoples organized in
clans is so liberal and ungrudging as to excite the admira-
tion of Europeans, has its foundation in the assimilation of
the guest to a clan-brother. The practice of sexual hospitality
has naturally tended to become modified and limited, in
the same way as sexual communism has become modified
and limited, with the development of individual marriage
and its growing claims. All manner of transitional and at-
tenuated modifications of the custom are accordingly found.
Thus, the Missouri Indians were, like many North Ameri-
can tribes, so averse to any intercourse with members of
another tribe, that they never offered their wives or daugh-
ters to strangers, not even to their close neighbors, the
Mandans. Nevertheless, they regarded themselves as being
under the obligation of offering sexual hospitality to a guest,
and accordingly provided him with a captive from some
other tribe. It may safely be concluded that this practice was
a compromise between their strongly endogamic tribal prin-
SOCIAL ORGANIZATION 225
ciples and their equally strong conviction that a clan-brother
was entitled to access to his fellow-clansman's or host's
women. Among the Krumir Berbers a stranger visiting the
tribe is received and lodged by one of the tribesmen, and
is invited to spend th<* night in his tent in the company
of his host's wife. The host leaves the tent, but he mounts
guard outside it, armed with his gun, and should he hear
the slightest suspicious movement on the part of his guest,
he would have no hesitation in instantly shooting him. So-
called "hospitality prostitution" has here dwindled down
to an empty ceremonial which preserves the form of the so-
cial tradition, while safeguarding more advanced sentiment?
by abolishing the reality of the usage. Among the Arabs the
cult of hospitality amounts to an article of religious faith,
and, as is usually the case, is associated with an equally
fervent devotion to the sentiment of clan-brotherhood and
solidarity, which may be said to be the dominating passion
of the Arab. At the same time the Arabs are at the present
day, and have long been, intensely patriarchal in their
conceptions, while passionately devoted to their women,
and in the fullest sense of the term jealous of them and ot
their honor. From the importance of the conceptions of
hospitality and clan-brotherhood among them we should,
however, be disposed to infer, on comparative grounds, that
at some former time hospitality amongst them included
sexual hospitality, and that therefore sexual communism
among clan-brothers was also at some former period a
custom of their forefathers. In this instance we are able to
check the inference, and we have evidence that it is, in
fact, entirely justified. The learned Arab jurist, 'Ata ibn-
Abi Rabah, states that the custom of offering one's wife
to a guest was of old a universally sanctioned and recog-
nized custom survived in historical times, and indeed, ha*
survived amongst some down to the present, or quite recent,
times. The Asir tribe, up to the time of the Wahhabites,
lent their wives to their guest/ and so also did the Dhahaban
Amon<j the Merekedes, a tribe of the Yemen, "custom rf •
226 THEMAKINGOFMAN
quires that the stranger should pass the night with his
host's wife, whatever may be her a^e or condition. Should
he render himself agreeable to tlu lady, he is honorably
and hospitably treated; if not, the lower part of his 'abba/
or cloak is cut off and he is driven away in disgrace." Thus
among a people whose notions of the exclusive nature of
individual marriage are in general at the present day even
more severe and more strict than our own, whose more
civilized representatives veil their women and confine them
to the sacred privacy of the harem, clan-organization en-
tailed the same conceptions and usages as among the primi-
tive savages of North America or of Australia.
It will, I think, be apparent from the above facts why i:
is that the Aleuts regard the ancient observance of com-
munity of wives between cousins as a moral duty and
obligation. Neglect of it would be a dissolution and repudia-
tion of the sacred bonds of clan-kinship. When a Chukcha
claims his privilege from a tribal cousin, the latter makes
a point of ceremoniously returning the visit, not on the
principle that he is entitled to reciprocity, but because it
would be as offensive not to return the token of brother-
hood as to withhold his hand when another proffered his in
friendship. When a Nayar of Travancorc became converted
to Christianity he refused to cohabit any longer with his
brother's wife; the brother was mortally offended, and ex-
pressed his indignation at the unbrotherly conduct of the
convert. Among the Eskimo of Davis Strait and Cumber-
land Sound the rite of reciprocal exchange of wives between
tribal brothers is, as with the Aleuts, "commanded by re-
ligious law."
Collective Sexual Relations in America
There can be little doubt that the practice of exchanging
wives temporarily, which is universal with all sections of
the Eskimo race, is the survival of an organization of tribal
sexual communism which, together with all clan and tribal
organization, has become disintegrated through the dis-
SOCIAL ORGANIZATION
persion of small communities in the icy habitat to which
the race has been driven. Among the Eskimo o[ the Kacliak
tribe the rules which were found by Mr. JochcLscm among
the Aleuts have been observed by M. Dawydoff. Among the
Eskimo of Bering Straits "it is a custom," says Mr. E. W.
Nelson, "for two men living in different villages to agree
to become bond-fellows, or brothers by adoption. Having
made the arrangement, when one of them goes to the other's
village he is received as the bond-brother's guest, and is
given the use of his host's bed with his wife during his
stay. When the visit is returned the same favor is extencle 1
to the other, consequently neither family knows who is ttr
father of the children." The children of each family cail
one another brother. Among the Eskimo of Baffin Lair1
and Hudson Bay polygyny is combined with polyandry. In
Repulse Bay "it is a usual thing among friends to exchang
wives for a week or two about every two months," am!
Dr. Murdoch was informed that "at certain times there i'
a general exchange of wives throughout the village, each
woman passing from man to man till she has been through
the hands of all." In northern Greenland, as Dr. Bessels
delicately puts it, "somewhat communistic tendencies seri-
ously interfere with the sanctity of marriage."
The most important race of the extreme northwestern
region of the American continent is the nation of the
Tlinkit, or as the Russians called them, the Kolosh. They
are divided into a number of totemic clans, which are
grouped into two large divisions or exogamic marriage
classes, and a man is strictly forbidden to marry in his own
division, and must take his wives from the- opposite mar-
riage class. It would appear further that it is most usual for
members of one clan to draw their wives from one particu-
lar clan only, for we are told that as a rule the wives arc
cousins of their husbands, which means that a man marriej
into the same clan or family from which his father, hi*
grandfather, and all his forebears have been in the habit
of taking their wives. Polygamy is very general and exten-
228 THE MAKING OF MAN
sive, and a man of distinction may have as many as forty
wives. In addition the Tlinkit are polyandrous. Their
usages in this respect are interesting as illustrating once
more the deceptive manner in which such an organization
is apt to be reported. Some writers state that their customs
allow "great looseness in sexual relations." Count Langs-
dorf, on the contrary, says that their decent and orderly be-
havior in this respect and the modesty of their women
stand in striking contrast with the manners of neighboring
races. The reason of this is, as usual, that the men are "very
jealous" — that is to say, they are not disposed to allow the
women any liberties. Girls are given in marriage as soon
as they attain puberty. Adultery is very severely punished,
the guilty parties, if discovered, being, we are told, usually
killed on the spot, unless, indeed, the man is able to soothe
the husband's feelings by the offer of an adequate monetary
compensation. But the notable feature in the organization
of the Tlinkit lies in what constitutes "adultery." It is a
serious offense only if the seducer belongs to a clan other
than the husband's; if he be a "relative" (by which term we
are presumably to understand a "clan-brother") there is no
offense and no punishment. The lover is, on the contrary,
invited to continue his relations with the woman quite
freely, subject to the reasonable proviso that he shall con-
tribute his share towards the maintenance of the household.
It is, in fact, customary for a woman to have several co-
husbands, who exercise their rights during one another's
frequent absences, and cooperate in the upkeep of the com-
mon home. The "secondary husbands," as they have been
called, "are invariably either brothers or cousins of the prin-
cipal husband." The rules governing the sexual organiza-
tions of the Tlinkit would seem, from those facts, to be
fairly clear. The Russian bishop, Father Veniaminoff, to
whom we owe our most valuable information concerning
the populations of that region in their original state, thinks
it, however, necessary to go to Sicily for a parallel to the
customs of the natives, and many ethnological writers havs
SOCIAL ORGANIZATION 22p
used the hint, and affect to term these arrangements
"cicisbeism." It does not appear that the customs of the
Tlinkit bear any resemblance to the practices of the
eighteenth-century Italian society, of which the relations
between Nelson and Sir William and Lady Hamilton are
a famous instance. Putting our information together it
would seem that among the Tlinkit sexual relations with
the wife of a clan-brother, or, what is the same thing, with
a woman of the clan with which his was intermarried, did
not constitute adultery, but that a man might always share
such a woman with her individual husband; in other words,
a man had the right of access to any woman of the corre-
sponding marriage class, independently of any individual
economic tics which she might have contracted, and could,
in fact, become a co-partner in that economic marriage. Such
rules resemble far more closely the scheme of what Mr,
Fison described as group-marriage than any dissolute habits
of eighteenth-century society in Sicily or elsewhere. It is
to be noted that the marriages of the Tlinkit were com-
monly matrilocal; the households to which the various hus
bands contributed were therefore those of the women.
Still farther south, among the Salish Indians of British
Columbia, "it was customary for a man to marry all his
wife's sisters." As among most other American tribes, "the
levirate prevailed among them, a man's widow or widow?
going to his surviving brother." Further, we are told that
during the lifetime of the older brother his wives and his
younger brothers "stood in the relation of 'skalpa' and
'kalapa' to one another. There is no equivalent in English for
these terms." From what we have already seen of the rela-
tions between a man's wives and his brothers among kindred
tribes, we rnay, I think, form a fairly accurate idea of the
meaning of those special terms applied to that relationship.
Making due allowance for variations of statement and the
great difficulty attending such observations, it would appear
that from Manchuria on the Asiatic side to British Columbia
on the American side the principles which govern collective
l'50 THE MAKING OF MAN
sexual relations are substantially identical among all tribes,
and that with the large majority reciprocal sexual rights
between all the males and all the females of two intermarry-
ing groups are recognized and used at the present day, or
Were so until quite recent times.
The general prevalence of those customs among the peo-
ples of the ruder northern regions of eastern Asia and
Western America suggests that they may also have obtained
among the American tribes, who, there is every reason to
believe, originally passed over from Asia and southward
from those northern regionc. That presumption is strongly
confirmed by several social characteristics common to all
North American peoples. In the first place, the nomenclature
of clan-relationship amongst them is that which is called
"classificatory," and which corresponds to the relations es-
tablished by such a sexual organization. The principles and
practice of sororal polygyny is, as we have seen, universally
observed among North American Indians. In conjunction
with it levirate marriage is, as with the Alaskan and other
tribes, a right and an obligation. Taken together, those facts
are, to any one who admits the principle of evolution in
social phenomena, in themselves conclusive evidence of a
former sexual organization in groups. Not only did the
wives pass, after the death of their economic associate, to
his brother, but the practice of exchange of wives between
clan-brothers was so general that sexual communism may be
said to have, in fact, existed between the brothers of one
group and the sisters of another. Among the Menomini
Indians, between sisters-in-law and brothers-in-law on both
sides sexual relations were permissible and lawful. Indeed,
in many tribes even at the present day, according to a
medical man thoroughly familiar with their conduct, "com-
munism as to sexual relations seems to prevail." Among the
Natchez, when a man married a woman, "if she has many
sisters he marries them all, so that nothing is more common
than to see four or five sisters the wives of a single husband."
It appears, on the other hand, that they were not, after all,
S O C I A L O R G A N I X A T I O N 23!
:onfined in their sexual relations to a single husband, foi
we are further informed that "jealousy has so little place in
their hearts that many find no difficulty in lending their
wives to their friends." As "their friends" obviously includes
their brothers, the marriage arrangements of the Natchez
must have been scarcely distinguishable from fraternal-
sororal group-marriages. Among the more secluded tribes
of the Dene, the northern branch of the great Athapascan
group, which includes the Navahos and the Apaches, those
collective relations were even more definite. As of other
American tribes, we are told that sororal polygyny, the
levirate, and the exchange of wives were usual; but among
the Sekanais "polyandry was in honor conjointly with
polygyny." "Brothers," in fact, "cohabit with one another's
women openly." Among the Beaver Indians, "one woman
is common to two brothers, and often to three." Among the
most primitive representatives of the American race, the
Seri Indians, it is practically certain that both sororal
polygyny and fraternal polyandry are, or were till recent
times, in force. Marriage with a woman gives a husband
marital rights over all her sisters. At the present time the
number of the women greatly exceeds that of the men,
owing to the constant losses from warfare; but Dr. McGee
is of opinion that when the tribe was more flourishing the
right of blood-relatives to one another's sexual mates was
mutual, if, indeed, it is not FO at the present day. At any
rate, "among other privileges bestowed on the bride during
the probationary period are those of receiving the most inti*
mate attentions from the clan-fellows of the bridegroom."
Zuiii traditions make distinct reference to fraternal polyandry
as an accepted custom; and from the traditional tales of
the Fox Indians we learn that among them also it was cus-
tomary for brothers to share their elder brother's wives.
Those customs obtained among the Iroquois themselves.
After referring to the practice of sororal polygyny amongst
them, Father Charlevoix adds that among the Tsonnon-
touan — that is to say, the Senecas, the most important and
232 THE MAKING OF MAN
by far the most numerous of the confederated Iroquois na-
tions— "there was a far greater disorder, namely, plurality
of husbands." The information is confirmed by Father
Lafitau, who adds that this "disorder" was regarded as a
perfectly regular form of marriage, and was, in fact, quite
"in order." There is thus ample evidence to confirm the
presumption that the marriage customs of the North Ameri-
can Indians at the time when they first became known to us,
were, like the breaking down of their clan exogamy, the
result of the decay of clan organization under the influence
of individual economic marriage; and that the rules of
sororal polygyny and of the levirate were, like the terms of
kinship nomenclature, survivals of a collective sexual or-
ganization.
Similar principles would appear to have been widely cur-
rent in South America. Thus of the natives of New Granada
or Colombia we are told that "brothers-in-law may marry
sisters-in-law, and two or three, brothers will marry two or
three sisters jointly, and they regard this manner of con-
tracting marriages as lawful." Of the tribes of Brazil with
which the Spaniards first came in contact, Herrera gives
the following account: "They observed no law or rule in
matrimony, but took as many wives as they would and
they as many husbands, quitting one another at pleasure
without reckoning any wrong done to either part. There was
no such thing as jealousy among them, all living as best
pleased them without taking offense at one another." Con-
trary to generally accepted notions of the evils inseparable
from a departure from European standards of morality, those
Indians, he says, "multiplied very much," and Herrera adds
the even more remarkable information that the men "were
very modest in conversing with the women." Of the Moxos
Indians it is reported that, "according to the ancient custom
of their nation, the women belong without distinction to all
their relatives." Among their neighbors, the Itonamas, the
men willingly lend their wives to one another, and the
women abandon themselves to all their relatives. The parents
SOCIAL ORGANIZATION 233
designate at birth the children who shall intermarry. Poly-
androus marriages are reported from the Paraguayan Chaco;
and among the Zaparos of Ecuador polyandry is usual, and
two men may have five wives between them. Baron von
Humboldt found that among the Avanos and among the
Maypures of the Orinoco brothers had often but one wife
between them. In Guiana at the present day polyandry is
common, and is practiced openly. A missionary endeavoring
to persuade a Guiana Indian to give up polygny, tried to
convince him of the wickedness of the practice by asking
him what he would think of a woman having several hus-
bands. But the force of the argument was entirely lost upon
the Indian, who replied that both customs were equally hon-
ored in his tribe, and that both were practiced. Among the
western Fuegians, according to the testimony of the mis-
sionaries who are settled amongst them, polyandry is very
prevalent; it is quite common for several husbands to share
the same wife.
PROPERTY*
By W. H. R. RIVERS
THE main problem with which I shall deal is how far in
different human societies property is held by social groups,
and how far it belongs to the individual. I shall also inquire
into the nature of the group in which common ownership
is vested when it is present.
We shall find that the matter is far from simple, and that
in many societies where the institution of individual prop-
erty is definite, there are, nevertheless, customs which show
the existence of a group-interest in property at variance with
individual rights. I may begin by going briefly through the
different kinds of social groups that have been considered,
and state briefly how they stand in relation to individualism
and communism in respect of property.
We may lay it down as a definite proposition, that
wherever we find the family (in the narrow sense) as the
dominant feature of the social organization it is combined
with the institution of individual property. The exact nature
of ownership may differ, and variations such as those char-
acterizing Primogeniture, Junior Right, or Borough English,
and other forms of inheritance may be found, but in all
cases in which society is founded mainly or altogether on
the family, property is owned by individuals. The com-
munity has certain claims on these individual rights in the
form of taxation, etc., but the prominent feature from the
broad comparative point of view is the individual character
of ownership.
Taking the various Indian forms of the joint family as
instances of this form of social grouping, we find in most
cases common ownership is a prominent feature. Thus, in
* Social Organization. New York: Alfred A. Knopf, Inc.
234
SOCIAL ORGANIZATION ?.^
the joint family of Bengal, property is altogether in com-
mon, while in the mital^shara system of other parts of India
only ancestral property is thus held in common, every mem-
ber of the group having full rights over property acquired
by his own exertions. Property is regarded as ancestral when
it has been transmitted for two generations, and it is then
regarded as inalienable. In the matrilineal joint family of
Malabar property is held in common, being controlled by
the senior male member of the group. In all these forms
of the joint family we have a definite departure from in-
dividual ownership in the direction of communal owner-
ship, the special feature of the communism being that
common ownership is limited to a relatively small group
bound together by close ties of genealogical relationship or
kinship.
If now we pass to the bilateral group of the kindred, we
find again this feature of communal ownership. There is
evidence that in the kindreds of Northern Europe property
was to a large extent in common,1 and this is certainly the
case in the modern example I have already cited more
than once, the tavhi of Eddystone bland in the Solomons.
In this mode of social grouping land and other forms of
property are held in common by the taviti, and where a
person has individual rights in his land or other property
these are subject to many claims on the part of other mem-
bers of this taviti. I will not describe the nature of these
claims here, because they are essentially of the same kind
as those found in association with the clan-organization,
and can best be exemplified in connection with that form
of social organization, to which I can now pass.
The study of the relation of the clan to property is com-
plicated by the feature, which we have seen to produce
complications of the other kinds, that the clan-grouping is
always, so far as we know, complicated by the co-existence
of a family grouping of some kind. Thus, in Melanesia where
our information is more exact than in other parts of the
world, not only is the family in the limited sense recognized,
236 THE MAKING OF MAN
but there are still more definitely present examples, in one
form or another, of the joint-family. Thus, in the island of
Ambrim, where I was able to obtain a detailed account of the
regulations concerning ownership, it was clear that the most
important social group in relation to property was one called
vantinbiil. There was some doubt about the exact limits
of this group, but it was certainly a kinship group consisting
in the main of persons genealogically related in the male
line, though it also included the daughters of members and
their children, membership of the vantinbiil in the female
line then lapsing. In other parts of Melanesia the groups in
which ownership is vested are kinship groups of this kind
rather than moieties or clans. Thus, in Pentecost Island>
which is the seat of the dual organization, the group which
held property in common was the one called verana, which,
so far as I could discover in a far too brief investigation, was
a kinship group similar to the vantinbiil of Ambrim.
I have given an account of the Ambrim mode of grouping
because I do not think I can better illustrate the nature of
the subject than by taking this island as an example of the
ownership of a simple society. I will begin with the owner-
ship of land. Here land was in one sense held to be
the property of the clan. People of any vantinbiil might
clear patches in the uncultivated land, which would in time
become the property of the vantinbiil of the clearer. If a
vantinbiil died out, its land became the property of the vil-
lage as a whole; it went out of cultivation and then shared
the complete indifference of the people to the ownership of
uncultivated land.
It was evident that in Ambrim there was no appearance
even of the individual ownership of land. It was the custom
in this island to indicate the nature of the ownership of an
object by means of the possessive pronoun. Where there was
individual ownership a man would indicate the fact by
the use of the personal pronoun, and would speak of "my
bow and arrow" or "my armlet," but, with one unimportant
exception, he would never speak of "my land," and would
SOCIAL ORGANIZATION 237
always say "our land." Moreover, this mode of speech was
no empty form. A man might clear a piece of ground en-
tirely by his own labor, and might plant and tend it without
help from any one, but any member of his vantinbul could
nevertheless help himself to any of its produce without ask-
ing leave or informing the cultivator. Inhabitants of the
village belonging to a vantinbul other than that of the culti-
vator might also take produce, but had to ask leave. Since
such permission, however, was never refused, the com-
munism extended in practice to the whole clan. For prop-
erty of other kinds the case differed with the kind of object.
The most frequent and important fact determining the
nature of ownership in Ambrim is whether the object is
indigenous or introduced, indigenous objects being owned
by the vantinbul or other larger group, while introduced
objects may be owned by individuals. A good example ol
the chiTcrcnce is presented by the weapons of Ambrim. of
which there arc four: the spear, club, bow and arrow, and
sling. The first two are common property, and a man will
always say "our spear" and "our club," but on the other
hand, the bow and arrow and sling are individually-owned
objects and people said "my bow and arrow" and "my
sling." Associated with this usage was a definite tiadition
that the people had always had the spear and club, while
the sling and bow and arrow had been introduced from a
neighboring island.
There was some reason to suppose that another factor
which had influenced ownership was whether an object had
been made by individual or common labor. Thus, one of
the objects of Melanesian culture which is usually, if not
always, the subject of common ownership is the canoe, and
at one time I had the impression that this was because it
was made by common labor of the community. It is highly
doubtful whether this is the real explanation, whether it is
not rather the result of rationalization of tradition, which
must always be borne in mind as a possibility in the case of
rude, or indeed of any explanation of social customs or in*
238 THE MAKING OF MAN
stitutions. For one of the objects most constantly made by
communal effort in Melanesia is the house, and yet this is
usually certainly in Ambrim an individual possession,, or
at least the possession of the family in the limited sense.
Such facts as those, however, fail to reveal the great extent
to which communistic sentiments concerning property
dominate the people of Melanesia. One who lives among
Melanesians is continually impressed by little occurrences
which indicate the strength and pervasiveness of these senti-
ments. I must be content with one example. When in the
Banks Islands, a small group north of the New Hebrides,
I worked out the history of a plot of land which was cleared
about four generations ago. The greater part of the plot
had been divided up between the children of the clearer,
and had since been regarded as the individual property of
their descendants, but part of the original plot hjd been left
for the common use of all the descendants of the original
clearers. I was told that disputes were frequent concerning
the portions of the land which were owned individually,
while there were never any quarrels concerning the part
which had been left for the common use of all.
In one part of Melanesia, in Fiji, which differs from the
rest in the greater defmiteness of its chieftainship, and in
several other respects, probably as the result of Polynesian
influence, the communism is still more definite. Thus, there
is a custom called kcret{ere, whereby persons may take the
property of others, to such an extent that it has served as an
effectual bar to the adoption of European methods of trad-
ing. A Fijian who sets up as a trader is liable to have his
goods appropriated by any one who comes into his store,
to such an extent as to make his success impossible.
About the Polynesian Islands of the Pacific our informa-
tion is less definite, but here again it would seem that com-
munism exists in a pronounced form. I must be content to
give you an example from my own experience. I was travel-
ing on a boat with four inhabitants of Niue or Savage
Island, and took the opportunity of inquiring into their
SOCIAL ORGANIZATION 239
social organization. At the end of the sitting they said they
would like now to examine me about my customs, and, using
my own concrete methods, one of the first questions was
directed to discover what I should do with a sovereign if
I earned one. In response to my somewhat lame answers,
they asked me point-blank whether I should share it with
my parents and brothers and sisters. When I replied that
I would not usually, and certainly not necessarily do so, and
that it was not our general custom, they found my reply so
amusing that it was long before they left off laughing. Theii
attitude towards my individualism was o( exactly the same
order as that which we adopt towards such a custom as the
couvade, in which the man goes to beJ when his wife ha>
a child, and revealed the presence of a communistic senti-
ment of a deeply seated kind.
The ownership of property in Oceania has other points of
interest, to which I shall return after sketching very briefly
the state of affairs in other parts of the world.
The land-tenure of Africa differs from that of Melanesia
in a very striking respect. In Melanesia chiefs have no func-
tions in relation to land. If they possess land they own it
in the same way, and subject to the same communal usages
as other persons, and, in one case at least, they are not even
landowners, and only obtain land tor their gardens by the
grace of their subjects. Among the Bantu of Africa, on the
other hand, the position of chiefs in this respect is very dif-
ferent. They hold the land and distribute it among their
subjects, but they probably only act in this respect as the
representatives of the people as a whole; for the Ba-Ila have
a rule that the chief may only sell land after obtaining the
permission of his people. In this case, and probably else-
where among the Bantu, the chief seems to be the distributor
of individual rights to the use of land rather than its owner.
According to the available accounts, land assigned by a
Ba-Ila chief to one of his subjects i , regarded as the as-
signee's individual property, but this individual ownership
is subject to the restriction that any of his elder relatives on
240 THE MAKING OF MAN
both sides have the right to take what they want. We have
thus a form of common ownership, or rather common
usufruct, which is similar to that of Melanesia in that the
group concerned is a kinship-group, but there is the im-
portant difference that the right is limited to the members
of the group senior to the owner. This rule also applies to
other kinds of property, and Smith and Dale record how a
Ba-Ila who has gained large sums by his industry in working
for European settlers may be deprived of them all by his
elder relatives.
As in Melanesia it would seem that the right of the elders,
which is perhaps derived from a more extensive communism,
is a privilege belonging to a kinship-group rather than to
the clan.
In a recent paper Dundas gives an instructive case of pure
individual ownership among a Bantu people. This occurs
among the Wakarra, a tribe living on an island every acre
of which is cultivated. Every piece of land is privately
,>wned, and Dundas supposes that individual tenure has
evolved owing to the high value which land possesses. This
'.ribe is also exceptional in Africa, in that an owner may
sell his land, but only after consulting his kinsmen in order
to give them the first option. This right of the kin is of
interest in relation to the common rights of kinship-groups
elsewhere among the Bantu.
Dundas also records an interesting case among the Aki-
kuyu. They have acquired their land from the earlier in-
habitants. All the land thus bought by a man is held as the
common property of his descendants. The senior member of
the existing group of descendants is regarded as the owner,
but only as representative of the group. Land is never sold,
and Dundas says that the Akikuyu cannot comprehend the
sale of land, by which I suppose he means that the sale of
land is so foreign to their sentiments that they can hardly
ronceive what is meant when the idea of a sale is broached.
In West Africa there appear to be variations in different
regions, the difference probably depending on the degree
SOCIAL ORGANISATION 24!
of influence of the peoples of higher culture who have for
a long time been passing into the country from the north,
Thus, in the northern parts of the region of the Gold Coast,
individual property is, according to Cardinall, as definite
an institution as among ourselves. On the coast itself, on
the other hand, the land is regarded as the property of the
tribe, but any member of the community is at liberty to
clear and farm any portion of the untilled bush. The cleared
part is regarded as his property so long as he cultivates it,
and his right to it is still recognized if he should leave it
untilled for a time in order that it may recover its fertility.
In the intermediate region, farther inland, the individual
retains rights in the trees growing on land which he has
cleared but has then again allowed to fall into disuse, thus
presenting a further step towards individual ownership.
Here, as in Melanesia, the chief has no special powers in
connection with the land. As he has command over a larger
number of laborers, he is able to cultivate more land than
the rest, but otherwise he is no better off than any of his
subjects. There is a native saying, "Chiefs command people,
not the land." While the chiefs are thus devoid of special
privileges in relation to the land, there is an official called the
tindana, who has powers resting upon the tradition that he
is the representative of the original owners of the soil, whose
powers have persisted when people from elsewhere became
the chiefs. The tindana assigns land to new settlers, and he
is called upon to intercede with the local deity if, for any
reason, such as the spilling of blood or other crime, the land
has been polluted and there is the danger of its ceasing to
yield its fruits. The tindana is, in fact, a priest, and receives
for his services a basket of corn or other payment, which
seems to correspond closely with the tithe of our own culture.
In North America there are many intermediate states be-
tween individual and communal ownership, but, as in
Melanesia, where there is common ownership this seems to
be vested in some form of the joint family, i.e., in a kinship-
group rather than in the clan.
242 THE MAKING OF MAN
The case which has been supposed to point most definitely
to ownership by the clan is that of the Aztecs of Mexico,
where, according tcr some authorities, the group called cat-
pulli, which is usually supposed to have been a clan, though
its exact nature is doubtful, seems to have held land in
common. But the constitution of the calpulli is doubtful,
and there is reason to believe that it was a kinship-group
of some kind rather than a clan. Whatever the exact nature
of the tenure may have been, however, it seems certain that
it had one feature which distinguished it markedly from
the land-tenure of Melanesia and, at the same time, caused
it to resemble the early tenures of Europe. The land of the
calpulli was parceled out among the male members of the
group, each of whom had to cultivate his allotment, and
if any one failed in this duty the land was reallotted at the
end of two years and assigned to other members of the
calpulli. We have here a state intermediate between com-
munal property and individual possession closely comparable
with that of our own history.
The ownership of other kinds of property in North Amer-
ica seems to have been individual rather than communal,
although we have singularly little information on the point.
Superficially there is little question that individual owner-
ship is definite, but it is a question whether here, as in
other parts of the world, more detailed investigation would
not show the existence of rights of other members of the
group to objects which are said to be the individual property
of some members of the group. Dr. Paul Radin has given
me an interesting example pointing in this direction. When
buying an ancient pipe from a member of the Winnebago
tribe he found that a reluctance to sell was due to the senti-
ment of the rest of the group, in this case the joint-family.
It was acknowledged by all that the pipe was the property
of the vendor, and that he had a complete right to sell it,
but the whole group was animated by a sentiment towards
the object which, was acting as a definite bar to alienation. It
is possible that in this case the sentiment was no more than
SOCIAL ORGANIZATION 243
would exist in such a case among ourselves. Thus, to take
a recent instance, the intention of the Duke of Westminster
to sell Gainsborough's "Blue Boy" might be hindered by
the existence among the Grosvenor family of a sentiment
against the sale, and in some cases the sentiment might prove
an effectual bar to alienation. In the case of our own society
such rights have become the subject of definite social regula-
tions, which make up what we call law. Where law is only
customary, and has not been fixed in definite form by means
of writing, there must always be an element of doubt as to
whether a given act is definitely illegal or only an offense
against a sentiment of the society, and Dr. Radin's case
seems to be open to doubt of this kind.
I should like here to consider briefly a widespread case
of ownership which has aroused much interest. I refer to
the custom by which a person may own trees growing on
land which belongs to another. This custom is frequent, for
instance, in Melanesia. Thus, in Ecldystone Island a person
is allowed to plant a tree on the land of another, and this is
regarded as the property of himself and his descendants. In
other cases the separate ownership depends upon different
laws of inheritance: while land on which trees are planted
passes, according to ancient custom, to the children of the
sister, the trees which a man has planted on this land may be
inherited by his own children; and it seems clear that this
forms a social mechanism by which the separate ownership
of trees and land has come about. I believe that these customs
in general are the result of the blending of peoples, patri-
lineal immigrants having succeeded in transmitting their
trees to their children, while the land itself has to follow the
laws of matrilineal inheritance of the indigenous in-
habitants.
According to another Melanesian custom, an individual
may obtain the sole right to use the fruit of certain trees by
means of religious ceremonial. Thus, in the island of
Ambrim in the New Hebrides, certain trees are assigned
to individuals as part of the rites by which men rise from
244 THE MAKING OF MAN
rank to rank of a graded organization called the Mangge,
which plays a great part in the social organization of the
people, and trees may also be appropriated to individual use
by means of taboo marks, theft of the protected fruit being
believed to bring sickness on the offender through the
action of ancestral ghosts. Similarly, in Eddystone Island
in the Solomons, the fruit of certain trees may only be used
by an individual who pays one with the necessary powers
to impose a taboo, infringement of the taboo being believed,
as in Ambrim, to bring disease upon the thief. The nature
•of the trees thus protected suggests that they may have been
introduced by immigrants who utilized religious beliefs, also
introduced by them, to confine usufruct and ownership to
themselves and their descendants. When I suggested this
mode of origin of the practice at a meeting at which several
African ethnographers were present, it was objected that
such a mechanism could not apply to the separate owner-
ship of trees in Africa, but I note a significant passage in
Cardinall's account of the Gold Coast, which suggests that
my explanation may also hold good there, at any rate
in some cases. Cardinall notes that in one district certain
trees, including the locust-bean, are owned by the chiefs.
There is clear evidence that the chiefs are descendants of
immigrants, and Cardinall expressly notes that the locust-
bean is not indigenous to the country. He believes that the
right of the chiefs was obtained from the tindana, but the
foreign origin of the locust-bean suggests that its ownership
by the chiefs may have had an origin similar to that to which
I have referred the similar custom of Melanesia.
The general conclusion which can be drawn from the
foregoing account is that both in Melanesia and Africa there
is much evidence for an early state of communal ownership
of land and of certain kinds of property, while in Melanesia
there is reason to believe that individual ownership has come
about as the result of influence from without. On the other
hand, in those cases in which we have the most definite
evidence of communal ownership, the group concerned is
SOCIAL ORGANIZATION 245
not the clan but a group within the clan or moiety, which
consists of kin, o£ persons related to one another by kinship
and not by sibship. Behind the definite regulations concern-
ing ownership by these smaller groups there is often the
tradition of ownership by the clan, and it seems probable
that there was at one time common ownership by the clan
or moiety which has been replaced, at any rate in practice,
by ownership in which the common rights rest on kinship.
I have dealt in this chapter especially with the topics of
communal and individual ownership, and I may now con-
sider briefly whether the distinction between the two kinds
of ownership can be correlated with different modes of in-
heritance. The problem is important, because if communal
ownership was associated with the clan-organization, and if,
as we have reason to believe, there is an association between
this form of organization and motherright, we should ex-
pect to find a correlation between communal ownership and
inheritance by the sister's children, rather than by the own
children. Here, as in general, we are hampered by the
paucity of evidence. In Melanesia the information given by
Codrington would lead us definitely to the view that com-
munal ownership and inheritance by the sister's children run
together. On the other hand, Codrington's work was almost
entirely confined to the matrilineal regions of Melanesia,
and my own work has shown the existence of communal
ownership of the most definite kind in two purely patrilineal
societies. Nevertheless, there are facts pointing definitely to
the close connection between communal ownership and
fatherright on the other hand. Thus, it is significant that
trees which, a«s we have seen, are owned individually, are
in general inherited by the children, while the land on which
they grow passes to the sister's children. Again, such organi-
zations as the Mangge of Ambrim, through the agency of
which men attain the individual ownership of trees, are
certainly due to a patrilineal society which has been imposed*
upon an older matrilineaJ basis, While the evidence cannot
246 THE MAKING OF MAN
be regarded as conclusive, there is much evidence from
Melanesia of the association of communal ownership with
motherright.
When we turn to Africa, on the other hand, evidence bear-
ing on this problem is almost wholly lacking. Thus, Car-
dinall, who has given us the most explicit and complete
account of land-tenure which we possess from any African
Society, gives us no information whatever of the nature
of descent, and none of those details of inheritance and
ownership which so often enable us to infer the nature of
earlier forms of social organization. His evidence makes it
clear that communal ownership goes back to an early state
of society of which the tindana is a survival, but we have
no evidence by which we can infer of what kind this early
society was.
I cannot leave the subject of communal ownership with-
out a brief reference to its association with sexual com-
munism. Here again our most satisfactory evidence comes
from Melanesia, where there is a fairly definite association
of the two kinds of communism. In several parts of
Melanesia there is definite evidence for the association of
communal ownership with customs which point to the
existence in the past of organized sexual communism, whicu
is still present here and there in Melanesia. The association
is not, however, invariable. In Eddystone Island, which
presents one of the most definite examples of communal
ownership, the practice of monogamy exists in a degree
which puts it far above that of our own society, but it may
be noted that the very strict limitation of sexual relations only
occurs after marriage, and that before marriage there is a
state of organized communism which may be the survival
of an earlier state in which this communism also existed
after marriage.
, I have confined my attention here almost exclusively to
the topics of individual and communal ownership and the
influence upon inheritance of the states of father- and
SOCIAL ORGANIZATION 247
motherright. I may conclude by giving a few examples from
rude peoples of customs which exist or have existed among
ourselves. Thus, in Melanesia there are customs which re-
semble that known among ourselves as heriot. When, in
some parts of Melanesia, the owner of a tree growing upon
the land of another dies, the heir has to make a payment
to the owner of the land, or, when property passes to the
son of an owner, a similar payment is made by the heir to
the sister's children of the deceased.
Again, the custom of junior right, in which the youngest
son is the chiefs heir, of which our own custom of Borough
English is an example, exists in many rude societies. In
some cases it has a feature which suggests the origin of
the practice. It is sometimes the rule that the youngest son
inherits the house, while the oiher kinds of property pass
to his eldest brothers, or are shared by all. This practice
seems to be the result of the custom by which the sons,
as they marry, set up establishments of their own, so that,
when the father dies, only the youngest son is still living at
home.
Problems of especial interest arise again in connection
with primogeniture. In Melanesia certainly, and probably
in other parts of the world, while the eldest son has no
special rights in relation to inheritance, he is the subject
of special ceremonial which does not take place in the case
of later children. There is reason to believe that in some
parts of the world these customs may be connected with the
belief in reincarnation — the belief that the ghost of the
father, or more frequently of the father's father, is rein-
carnated in the eldest child — and that this belief accounts
for the special treatment. The belief in such reincarnation
has a wide distribution and it therefore becomes possible
that the privileged position of the eldest child in other
societies, possibly even in our own, in relation to property
may be connected with a similar belief. In India, however
the evidence is against any connection between primogeni
248 THE MAKING OF MAN
ture and reincarnation; it is not necessarily the eldest son
whom the ghost of the grandfather inhabits, but any son
who is born soon after the death of the grandfather.
NOTE
1 Philpotts, Kindred and Clan.
THE SOLIDARITY OF THE INDIVIDUAL WITH
HIS GROUP *
By LUCIEN LEVY-BRUHL
AFTER having studied the instances given in the Introduc-
tion we are, I consider, authorized in presuming that the
primitive does not conceive the connection between a living
being and its species quite as we do. When a leopard, or a
mouse, for instance, is actually present to his sight or is
imagined by him, the representation of it is not differentiated
in his mind from another, a more general image which,
though not a concept, comprises all similar beings. This
grasps them in their ensemble, dominates them and fre-
quently, if his mind dwells upon them, seems to engender
them. The representation of it is characterized both by the
objective qualities which the primitive perceives in beings
of this kind, and by the emotions they arouse in him. It
is somewhat analogous to the way in which, during the
Great War, many people would talk of "the Boche," and as
many colonists in Algeria talk of "the Arab," or many
Americans of "the black man." It denotes a kind of essence
or type, too general to be an image, and too emotional to be
a concept. Nevertheless it seems to be clearly defined, above
all by the sentiments which the sight of an individual of
the species evokes, and the reactions it sets up.
Similarly, the idea which primitives have of plants and
animals is both positive and also mystic. They are able to
select the edible fruits and nearly always, when their condi-
tion is a sufficiently settled one, they know how to cultivate
certain plants and how to treat those which, like the manioc,
are originally noxious; they can hunt or lay traps for the
* The Soul of the Primitive. New York: The Macmillan Co.
249
r;0 . THEMAKINGOFMAN
hrger animals, birds, fishes, etc. But on the other hand, *as
Gutmann has clearly shown, they have a great respect for
the outstanding faculties of plants and animals, which so
marvelously suffice unto themselves, and which therefore
possess an ability, or rather, a power that man would gladly
share with them. Hence their attitude with regard to them,
not in any way like ours, that of a superior being, an ir-
responsible master. Hence, too, the complex sentiments of
astonishment and admiration and sometimes even of ven-
eration, and the need, as it were, of assimilating themselves
to them, which lend the primitives' images of these beings
a semi-religious character.
Such an aspect of them necessarily escapes our conscious-
ness. It contains affective elements which we do not ex-
perience, and, on the other hand, we are not able to think
unless definite concepts of plants and animals occupy our
thoughts. As a matter of fact, the primitive's mind does
not picture either the individual or the species exactly, but
both at the same time, one within the other. As I have
already recalled above, and as many observers have noted—
A. R. Brown in the Andaman Islands, Junod and others
among the Bantus — we can get some idea of what is in their
minds through the personages of our old fairy stories of
childhood. The bear, the hare, the fox, tortoise, and so on
— and the personification of their species. Thus, whatever
may happen to an animal in the story, if he is killed, for
instance, it does not prevent him from reappearing alive,
often in the same story. As far as the individual is con-
cerned, he undergoes all possible catastrophes, and even
death, but in so far as he is a type, he is imperishable, in-
destructible, comprising in himself the infinite multiplicity
of the individuals of his species. Smith and Dale have noted
this trait in the folk-lore of the Ba-ila. "To us there is a
lack of coherence in many of the details, and explicit con-
tadictions pull us up and spoil our pleasure; as when
Fulwe, after being cooked and eaten, gives Sulwe his doom.
But such things do not worry the Ba-ila or detract from their
SOCIAL ORGANIZATION1 251
enjoyment. For one thing, Fulwe, though dead, lives in his
face; it is a mere accident that one individual dies; it is the
ideal Fulwe, not the Fulwe who merely breathes, but the
Fulwe in the narrator's mind, and he is immortal."1 Tc
use the terms of Plato, the Ba-ila represent to themselves the
"idea" of him.
It is not in stories alone, but also in everyday life that the
primitive mind tends to confuse the individual and the
species. As Miss Benedict remarks of the Bagobo: "The
killing of a snake, though perhaps not carrying a direct
prohibition, is regarded as unwise, in view of the atti-
tude which the snake community might assume toward the
offender. . . . They told me that if the snake had been put
to death all its relatives and friends might have come to
bite us." 2 (In this case a snake, encountered upon the road,
had been carefully removed but not killed.) This solidarity
among snakes implies that they are imagined, or rather,
\clt, to be all participating in the same essence.
Instead of snakes, it may be animals, of such a kind
that man can hardly choose whether he is to spare or to
kill them; he may be obliged to pursue them and take their
lives that he may feed upon them. He will then take
the greatest precautions not to offend his game, and, so that
he may be forgiven the necessary slaughter, he will re-
pudiate it. The invocations and charms before the departure
and during the expedition (hunting or fishing), the excuses
and supplications after the death of the animal, are not
addressed solely to the one about to be pursued, or the
one killed, but, through it, to all its species, and the species
in its very essence or, as Smith and Dale express it, in the
"idea" of it. The real individual is not such and such a
stag or such and such a whale, but the Stag, the Whale.
This leads at once to two results. In the first place, a very
close connectioA unites animals of the same species. Their
individuality is but relative, and they are actually only
multiple and transient expressions of a single and imper-
ishable homogeneous essence. Offend one, and you incense
252 THE MAKING OF MAN
them all. Should you be so unwise as to speak ill of one
of them and irritate it, it is not that one alone of which
you must beware, for all will avenge the insult. Or again,
all will escape you. It is not one certain stag which will not
let you perceive or approach him; the unlucky hunter will
see none of them. So, too, if a forbidden word has been
uttered, all the trees of a certain species become invisible
to the eye. When at last the game has been captured he is
entreated thus: "Do not tell your companions or your
fellow-creatures that we have injured you, for it is not we
who have taken your life. On the contrary, we are offering
you food, fresh water, weapons, everything that can please
you. Tell the rest how well we have treated you," etc.
The hunter's concern in this particular is particularly
well-depicted in the Relations de la Nouv die-France. "The
savages," says the missionary Le Jeune, "do not throw to the
dogs the bones of beavers or female porcupines — at any
rate, only certain specified bones; in short, they take very
good care that the dogs do not eat the bones of the birds or
any animals caught in the nets, for otherwise they would
have immense difficulty in catching others of the species.
Again, there are countless regulations to be observed in this
respect, for it does not matter if the vertebrae and the rump
are given to the dogs, but the rest must be thrown into the
fire. In any case, for the beaver which is ensnared it is best
to throw its bones into a river. It is remarkable that they
collect these bones and preserve them so carefully, that you
would think their hunt would be useless if they had con-
travened their superstitions.
"Whenever I laughed at them and told them that the
beavers did not know what happened to their bones, they
used to say: 'You don't know how to trap beavers, and yet
you want to tell us about them.' Before the beaver is actually
dead, they told me, his spirit would come and look round the
hut of the man who had taken him and he would notice
very carefully what had been done with his bones. If they
had been given to thr dogs, the other beavers would have
SOCIAL ORGANIZATION 253
been warned, and that would make it very difficult to snar<
them, but they are quite content to have their bones thrown
into the fire or into the river, and the net which has ensnared
them is especially pleased about it. I told them that the
Iroquois, according to the report given by the one who was
with us, threw the bones of the beavers to the dogs, and yet
they caught a good many, and that our French hunters took
incomparably more than they did, nevertheless our dogj
ate the bones. 'There is no sense in what you say/ was their
reply; 'don't you see that both you and the Iroquois cultivate
the soil and reap the harvest, and we do not; therefore it is
not the same thing at all.' When I heard this irrelevant reply,
I began to laugh." 3
No doubt the Indians wished the missionary to under-
stand that the Iroquois and the French alike did not depend,
as they did, on living by the good will of the animals they
were hunting, and thus had not the same urgent need to
conciliate the species to which their victims belonged. In the
lines which follow the passage just quoted, Father Le Jeune
is deploring the fact that he knows so little of the Indians'
language. We may well ask ourselves, therefore, if the ex-
pression he uses really renders their thought when he is
speaking of the "spirit" of the beaver coming into the hut
to see what has become of its bones. What is certain is that
the other beavers, according to the Indians, have been told
about it. The treatment meted out to one animal is im-
mediately known and resented by its companions. The
Indian is fully persuaded of this, and his actions bear it out.
As to the sum-total of plants or animals of a certain
species living at present, the primitive does not even attempt
to imagine it. To him it represents an indefinite multiplicity,
which he regards collectively as he would his own hair, or
the stars in the sky. He does not think of this as an abstract
idea, yet he needs to represent it in some form or other
to himself, since he feels it to be more real than the indi-
viduals composing it. His representation is reported to'us
in varied forms, although these are all somewhat related to
254 fHE MAKING OF MAN
each other. It is probable that their diversity depends, at
any rate partially, on the greater or lesser degree of exact-
ness in the observations made, according to whether the
observers understand much or little of the language and
the mentality of the natives studied, and whether these are
more or less disposed to reveal what they really think, as
•well as the degree of capability they possess in doing so when
their consent is obtained. For it often happens that the
white man is asking them to define for him something that
they have never yet formulated to themselves. We can there-
fore guess at the value of the reply he is likely to get.
It is once again Father Le Jeune, one of the best of the
Jesuit observers of New France, from whom we borrow a
fairly precise description of the idea we are now following
up. "They say that all animals of every kind have an elder
brother who is as it were the source and origin of all in-
dividuals, and that this elder brother is wondrously great
and powerful. The beavers' elder brother, one of them told
me, is about as big as our hut, whilst the young ones (by
which I understand the ordinary beavers) are not quite as
big as our sheep. It appears that the elders of all animals
are the juniors of the Messou (the Manitou?). He is, there-
fore, well-connected, the worthy restorer of the universe is
the elder brother of all the animals. If during sleep this eldest
animal or principle of animal life is seen, the hunting will
be successful; if the dreamer sees the senior of the beavers,
he will trap beavers; if it be the senior moose-deer, he will
catch them, and revel in the possession of the juniors by
favor of the senior he has seen in his dreams. I asked them
where these elder brothers were. 'We are not quite certain,'
they said, 'but we believe that the senior birds are in the
sky and the other seniors in the seal!' "
This principle, this "elder brother," then, is a kind of per-
sonified genius of the species, in whom individuals of the
species, the younger brothers, participate, and which makes
them what they are. Here it seems as if we can understand
the primitive's thought without difficulty. The idea of genius
SOCIAL ORGANIZATION 2^
of a species is familiar to us, and even natural. It has some
affinity with the "archetypes" of the philosophers. Let ur
be cautious, however, lest we be deceived by words. When
we speak of the genius of a species we have first represented
to ourselves collectively the animals or plants which compose
it, we have framed a general abstract idea of it. Later we
interpret this concept of ours by a concrete, perceptible form,
and thus the genius of the species is a more or less expres-
sive and living symbol, according to the imaginations en-
gaged upon it. In all cases, however, for us this personifica-
tion of the species comes after the concept and presupposes
it. The very language we speak would itself be enough to
impose this order on us.
The process through which the primitive mind works
is quite different, however. To it the genius of a species is
not a more or less concrete symbol which follows after the
concept, for primitive mentality has no abstract general
ideas, or at any rate, if it possesses any, they are vague and
indefinite. The representation of the genius takes their
place. Since it is veritably the source, as Father Le Jeune
puts it, and the substance of the individuals which par-
ticipate in it, it is this which constitutes the element of gen-
erality, and this which is at the very center of the particular
representation of each individual of the species.
It now becomes very difficult to locate ourselves at the
point of view of primitive mentality. To tell the truth, we
can hardly flatter ourselves that we ever really arrive there.
We cannot expunge from our minds concepts which they
have possessed from infancy, or suddenly do away with
the use and the memory of words that we have always
employed. How can we feel, as primitives do, that when
an animal has been wounded or killed, not only are all the
others of his species immediately warned, but that in reality
it is not a particular individual but the very species per-
sonified in its essence and in its genius that has been struck
down? If it were merely the case of a certain lion or a
certain stag the hunter would not trouble any more about
256 THEMAKINGOFMAN
it. He would leave the wild beast there, he would eat the
game, and there would be an end of the matter. But it is
not solely a certain particular animal that he has killed;
he has attacked the mystic essence of all lions or all stags,
and this, as Father Le Jeune says, is "wondrously great and
powerful," and hence indestructible. A mortal man's blows
cannot endanger it. The Eskimo who slays an immense
number of caribou does not imagine that these animals will
ever disappear. If they become scarce and he finally sees
none at all, he will account for the fact by some mystic
reason. The caribou continue to exist and are no less nu-
merous, even if they have been slain in thousands, but now
they are refusing themselves, that is to say, the genius of
their species has withdrawn his favor from the men whom
he formerly permitted to track and slay them.
It is thus essential to retain his good graces at any price.
If through some fault, such as the violation of a taboo,
neglect of a rite or ceremony or incantation, a man has been
unfortunate enough to lose them, it is absolutely necessary
to regain them. The safety and well-being of the group
depend upon its relations with these "genii," with the
mystic principles of certain vegetable or animal species.
If these relations are strained, he is in danger, and if they
break, life is no longer possible for him. The hunter may
then spend days and nights in the forest and the fisherman
in his canoe; neither will catch anything. His wives, chil-
dren, and he himself will die — unless the tribe is no longer
nomadic, at any rate at certain seasons, or unless his wives
know how to cultivate plantations and fields. It is thus easy
to account for the unusual honors rendered by the hunter
and his family to the animal slain — that is, in reality to the
genius of its species. Since the rites have both a persuasive
and a constraining influence, the primitive is sure that, if
everything has been carried out as it should be, the relations
between himself and this genius will remain satisfactory.
Future hunting and fishing expeditions will once more
turn out well.
SOCIAL ORGANIZATION 257
In other regions, it is not of the genius of a species of
plants or animals that a man talks, but of its ancestor, its
chief, master, or king. He personifies the "mother of the
rice" which bears it and makes it grow, and allows it to be
gathered. Upon the subject of the "paddy spirit" Leslie Milne
says: "His home is wherever the paddy is growing. He
travels with the paddy as its bodyguard, and he is able to
be in more than one place at the same time/* 4 Kruijt relates
that he was shown a "king of trees." On the east coast of
Sumatra, the Bataks have planted large india-rubber trees.
"At a place called Pematang Bandur, I found an enormous
specimen of this kind of tree. They told me that this was
the king of the heveas, and that it was forbidden to tap
it except in times of the greatest need, for if this giant were
ill-treated, the other trees would yield less latex." 5 This
tree is to its congeners what the "mother of rice" is to the
paddy.
Representations of the same kind are frequently en-
countered in the case of animal species. "Among the Atjeh
natives, and in Macassar, Boegin, and with the Dayaks,"
says Kruijt too, "there is in each herd of buffaloes or cows
one called 'the captain.' Most frequently it is an animal of
a special form or color. It keeps the troop together, that is,
it holds fast the principle (zielstof) of the others, so thai
they remain with one another and keep healthy. If this
captain buffalo were to be slain, the others would certainly
die or run away, and in any case the herd would be broken
up."
It is the same with wild animals. In Southern Nigeria,
for instance, "among every thousand or so of bush-pig, one
is to be found, of great size and very splendid, with a skin
marked like that of a leopard. ... Such animals are the
kings of the bush-pig. They are never allowed to walk
at all, but are carried everywhere by those of the common
sort. ... Never do they seek for their own chop. This is
brought by the lesser pigs, at dawn and evening time...".
Each year the King Boar is carried away to a new place
258 THE MAKING OF MAN
amid very thick bush, so that the hunters should never find
him." 7 This king-boar, like the buffalo-captain, the giant
hevea-tree, the "mother of the rice," the elder brother of
the beavers, like all the "genii" of this kind, is a personifica-
tion, if we may put it thus, of the mystic essence of which
all the individuals of the species partake. He is the true
"unit" of them all.
With the Dschagga the word used to designate the bees
of a hive is the singular, and perhaps we have here a
linguistic trace of an idea akin to the foregouig. What in-
terests the Dschagga especially is not any particular speci-
men of these insects, or their number: it is the Bee, the
wonderful race that can produce wax and honey. It is
certainly seen in a mass, but it is essentially a principle, genius
mystic power of which it is natural to speak in the singular.
II
Does a man's representation of himself in his relations
with his group differ considerably from that he pictures of
the plant or animal with respect to its species? It is hardly
possible that such should be the case if it be true that the
difference between men, animals, plants, and even inani-
mate objects, is not one of nature but merely of degree, and
that the faculties possessed by animals are in no whit in'
ferior to those of men. Moreover, as we have already seen,*
the idea that an individual has of himself, in primitive
communities as in our own, must be differentiated from
the subjective feeling he possesses of his states of conscious-
ness, emotions, thoughts, actions and reactions, etc., in so
far as he refers them to himself. From this latter point of
view his personality is for him an individual clearly distinct
from all the rest, opposed to them, and apprehended by
him in a way that is unique and very different from that in
which he perceives individuals and objects around him.
But this direct apprehension, vivid and constant as it may
be, forms only a small part of the idea he has of his own
personality. The predominating elements of it are collective
SOCIAL ORGANIZATION 259
in origin, and the individual hardly grasps himself save as
a member of his social group. There are very many facts
which prove this, and I shall cite but a small number only,
choosing those which most clearly demonstrate it.
"A man," says Elsdon Best, "thought and acted in terms
of family group, clan or tribe, according to the nature or
gravity of the subject, and not of the individual himself.
The welfare of the tribe was ever uppermost in his mind;
he might quarrel with a clansman, but let that clansman
be assailed in any way by an extra-tribal individual, or
combination of such, and he at once put aside animosity
and took his stand by his side." 9 Again: "A native so thor-
oughly identifies himself with his tribe that he is ever em-
ploying the first personal pronoun. In mentioning a fight
that occurred possibly ten generations ago he will say: *I
defeated the enemy there/ mentioning the name of the
tribe. In like manner he will carelessly indicate 10,000 acres
of land with a wave of his hand, and remark: 'This is my
land.' He would never suspect that any person would take
it that he was the sole owner of such land, nor would any
one but a European make such an error. When Europeans
arrived on these shores many troubles arose owing to the
inability of the Maori to understand individual possession
of land, and land selling." 10
It is the same in French West Africa. "The individual,"
says Monteil, "whatever he or his position may be, is of no
importance save as a member of the community; the com
munity exists and progresses, he only exists and progresses
by it and, to a great extent, for it." ll In the Belgian Congo,
"at the same age, every free Azanda seems to know just as
much as his fellows; they give the same replies and manifest
the same psychology. Thus it is an excessively stable and
conservative psychology. The value of the social group seems
to them to be inviolably fixed Therefore any revolution-
ary, any man who on account of personal experiences, wa?
differentiated from the collective thought, was at once piti-
lessly destroyed. Sasa had one of his own sons execute*!
260 THE MAKING OF MAN
for having changed a legal decision which was the cus-
tomary one. The Azanda who has been in contact with
us, or who has acquired a different mental outlook, no
longer has a place in the social group. ... As a rule, what
strikes one most in the answers given by the semicivilized
with regard to their customs is the very slight importance
attaching to individual opinion compared with the col-
lective thought of the group. They do this or that, not be-
cause T want it, but because 'we' desire it. Here, more
than among Western peoples, whose individualization often
masks a profound participation in the life of the community,
we realize how intensely social the life of the Azanda is.
All its rites, all its education tends to make the individual
one with the community, to develop in him qualities ex-
actly like those of the other individuals of his group." 12
De Calonne-Beaufaict lays special stress upon the obliga-
tory conformity which tends to make all the individuals
of the same group alike. His testimony is supported by
other witnesses, who show the subordination of the in-
dividual to his group, among the Bantus. For instance, a
missionary tells us: "In studying Bantu institutions, it is
necessary at the outset to eliminate our idea of the individ-
ual. ... A man's rights and duties are born with him, being
conditioned by his precedence in the family and the pre-
cedence of the family in the tribe. Nothing is further from
Bantu thought than the doctrine that all men are endowed
by nature with fundamental equality and an inalienable
right to liberty (whatever the definition of the term)
They cannot admit for a moment that any man but a chief
is born free, and they cannot conceive how any two men
can be born equal. Everything in their political system is
built on status, and status is a matter of birth. Well, all this
means that the individual does not exist in Bantu society.
The unit is the family." 13
Smith and Dale say the same thing: "The clan is a natural
mutual aid society, the members being bound to render their
fellows all the help they can in life. Members of one clan
SOCIAL ORGANIZATION 26l
are, if we may use the Biblical language, members also one
of another. A member belongs to the clan; he is not his
own; if he is wronged they will right him; if he does wrong
the responsibility is shared by them. If he is killed the clan
takes up the feud, for he belongs to them. If a daughter
of the clan is to be married they have to give their consent
first, Ba-ila who have ever met before will at once be friends
if it turns out that they are of the same mii\oa. If one has
the misfortune to become a slave, his clansmen will con-
tribute his redemption price," etc,14
Such a social organization at once involves a great dif-
ference between the idea of the individual animal and the
human individual. Each animal is directly and immediately
a participant in the mystic principle which is the essence of
its species, and all have the same claim to it. Save for those
which have something unusual about them, in which the
primitive's mind suspects witchcraft, they all are, so to speak,
similar and equivalent expressions of this "principle" 01
"genius." The human individual himself also exists by virtue
of his participation in the essential principle of his group,
but a community of human beings does not correspond at
all points with an animal or vegetable species. First of all,
it is not of an indefinite number in the same way as they
are. Above all, it is articulated into sections and subsections.
The individual occupies in turn several positions in his
group. He attains them more or less quickly according to
his birth and to his social importance during the course of
his life. In short, in every human society there are ranks
and a hierarchy, even if one of seniority only. The individ-
ual, whoever he may be, is dependent upon the group (ex-
cept in the case of a chief where his absolute power has been
accepted), but not in a way that is uniform.
The more deeply observers penetrate the minds of "primi-
tive" or semicivilized peoples, the more important does the
role of this hierarchy appear to be. Spencer and Gilleo have
demonstrated it in the Central Australian tribes, Dr. Thurn-
wald in the Banaro of New Guinea, and Holmes in other
262 THE MAKING OF MAN
Papuans of British New Guinea. The last-named relates the
story of a man who kills his younger brother for having
taken a place which belonged to the elder without asking
permission. — Among the Bantus, the individual is both
strictly subordinated to the social group and rigidly estab-
lished in his own rank. The group, as we know, is com-
posed of the living and of their dead, and the first place
belongs to the latter. These must therefore be served first.
It is to them that the first-fruits are offered, and none would
fail in this obligation. "Bantus," as Junod observes, "do
not think they dare enjoy the products of the soil if they
have not first given a portion of them to their gods. Are
these gods not those who make cereals grow? Have they
not the power even of controlling the wizards who bewitch
the fields? These rites arc also evidently dictated by the
sense of hierarchy." 1C — Among the Hereros, no one dare
drink of the morning's milk just drawn from the cows
until the ritual libations have been performed. The an-
cestors must drink first.
The "village," that is, the familial group, among the
Thonga people studied by Junod, "is a little organized com-
munity having its own laws, amongst which the most im-
portant seems the law of hierarchy. The elder brother is
the uncontested master, and no one can supersede him. He
is the owner of the village. . . . No one must 'steal it' from
him. Should any one do so, the whole community would
suffer and no children would be born; the life of the organ-
ism would be deeply affected; this is the reason why the
headman must go first with his principal wife to have re-
lations with her in the new village, and thus to ta\e pos-
session of it or tie it. For this same reason, when the head-
man dies, the village must move. As long as the inheritance
has not yet been distributed, it is still his home; but as soon
as the ceremony has taken place, the villagers must go away,
and close the door with a thorny branch." 1G As Junod says
elsewhere: "There is a mystic tie between this man and the
social organism which is under him."17 Should he die,
SOCIAL ORGANIZATION 263
the village dies also. This intimate dependence on him is
expressed by the Thonga, not in abstract terms, but in strik-
ing images. "The chief is the Earth. He is the cock ... he is
the bull; without him the cows cannot bring forth. He is
the husband; the country without him is like a woman
without husband. He is the man of the village. ... A clan
without chief has lost its reason. It is dead... The chief
is our great warrior; he is our forest where we hide our-
selves, and from whom we ask for laws. . . . The chief is a
magical being. He possesses special medicines with which
he rubs himself or which he swallows, so that his body
is taboo," etc.18 Does not such a social organism recall—
mutatis mutandis — a hive of bees? Is not the chief in certain
respects to be compared with the captain buffalo that "keeps
the herd together," and by its own power so assures its
well-being and cohesion, that when it is slain the herd
perishes or is broken up?
Moreover, and here again is another aspect of the inti-
mate and almost organic solidarity uniting members of the
same social group, the individual which does not belong
to it counts for nothing. We know how much attention the
group shows to its dead, and how it hastens to render them
all the honors that arc their due. But "when a stranger dies
in a Thonga village, when no one knows him, 'he does not
matter' " (says Junod's informant). "The grown-up men will
bury him. They dig a hole and drag the corpse into it with
a rope. They do not touch it. There is no contagion, there-
fore no ceremony of purification. Among the Malukele and
the Hlengwe such a corpse is burnt." 19
III
Melanesian and Micronesian languages nearly all present
a icmarkable peculiarity, which Codrington sums up as
follows: "It 4s most important to understand that all nouns
in Melanesian languages are divided in native use- into
two classes; those that take the personal pronoun suffixed,
and those that do not. ... In Melanesian languages, except-
£64 THE MAKING OF MAN
ing Savo, the distinction is based upon the notion of
closeness or remoteness of connection between the object pos-
sessed and the possessor, but the carrying out of this prin-
ciple in detail is by no means easy to follow. ... In some
cases no doubt the same word may be used with or without
the suffix; but never when the word is used in precisely the
same meaning." 20
The nouns which take this suffix, "according to a strict
native use," are "nouns which generally signify members
of the body, parts of a thing, equipments of a man, or family
relationship." 21 In the Tami language of German New
Guinea, for instance, "an important class of nouns is com-
posed of those which take a possessive suffix; they are nouns
denoting degrees of relationship and parts of the body." 22
In Neu Pommern, on the north coast of the Gazelle Penin-
sula, Father Bley remarks: "The possessive pronouns are also
used to denote relationship, the connection (Zugehdrigbeit)
of the parts of the body itself, and they are placed after
the noun, partly as suffixes." 23 At the same time, Father
Bley points out some exceptions to this rule. — In the Roro,
a Melanesian language or British New Guinea, "the pos-
sessive suffixes may be used with or without the personal
pronoun preceding the thing possessed. The suffixes are
used only with special nouns such as parts of the body and
relations." — In the Mekeo language of a neighboring tribe
"the possessive suffix is used in the case of parts of the body,
relations, and a few other words." 24 We might cite other
examples, but these will doubtless suffice to decide, as Cod-
rington does, that this is an invariable rule in Melanesian
languages.
Very often what seems to be an irregularity or an excep-
tion proceeds on the contrary from a very strict and precise
application of the rule. This is so with the following irregu-
larities, noted by Peekel:25
anugu tunan, my man (husband), instead of tananagu;
anugu hahin, my wife, instead of hahinagu;
a manuagu, my wouncj, instead of anagu manua;
SOCIAL ORGANIZATION 265
a subanagu, the remains of my meal, instead ot anagu
subana (gu being the personal pronoun suffix of the first
person).
From the natives' point of view, these are perfectly regular
forms, and indeed the only correct ones. In fact, since
exogamy is strictly observed in these tribes, husband and
wife belong to different clans. Accordingly the husband is
not and cannot be related to his wife, nor she to him, and
it is quite natural that the possessive pronoun should not
be suffixed after the nouns "husband" and "wife." These
nouns are not among the class of substantives taking the
pronominal suffix. Conversely the wound which involve!
a part of my body, and the skin of the banana that I have
eaten are, to the primitive's way of thinking, things which
"belong" to me in the strictest sense of the word. They are
literally parts of myself; therefore the nouns "wound" arid
"remains of the meal" must be followed by the suffix.-—
By virtue of the same principle we can understand why the
native says anugu hahin (my wife) without the suffix, when
speaking of the woman he has married, for she is not of his
family. But he will say: hahin i gu (my sister) with the
suffix, for his sister is of the same clan as himself; she
"belongs" to him, in the sense that she makes, with him,
part of the same whole, like two limbs belonging to the same
body.
In Micronesian languages we find, too, a class of nouns
taking the personal pronoun as a suffix. According to Thal-
heimer, who has made a special study of the subject, these
are nouns denoting: (i) the parts of the body and the
divers functions of man's mental activity; (2) relationship;
(3) relation of a position in space and time; (4) the de-
pendent parts of an independent whole; (5) personal adorn-
ments, weapons and instruments, the house, the garden;
(6) possessive nouns, i.e., nouns provided with possessive
suffixes, which serve in certain cases as possessive pronoun*
in a special sense (Pronomina ediva et potativd).™
?66 THE MAKING OF MAN
This instructive list helps us to comprehend how the
Melanesians picture the relations of kinship to themselves.
Thalheimer himself remarks on this: "The solidarity of
relatives among themselves is denoted in the same way as
that of the various parts of an individual," and he accounts
for this fact by the construction of the Melanesian gens,
saying: "The individual is to the family what the limb —
head, arm, leg — is to the living body."
Thus the fact to be found in their languages throws light
upon ideas of which we can hardly suppose that Melanesians
have a clear consciousness. They do not think in abstract
terms, nor reflect upon concepts. They have never fiad any
notion of the organic finality manifested by the structure
and functions of a living body, nor of the special way in
which the parts are subordinated to the whole, and the
whole in its turp depends upon its parts. Neither have thev
e^er analyzed the solidarity uniting the individuals of the
same family with one another. Nevertheless their languages
testify that they do compare these. To them the familial
group is a being which, by its unity, is like a living body.
We too say: the "members" of a family, but to us it is a
mere metaphor, though not an inapt one. To them, al-
though they do not think about it, it is the literal expression
of a fact. In their imaginings the individual does not depend
less closely upon his familial group than the hand or foot
depends upon the body of which it is part.
As Codrington has noted, the division of substantives into
two classes one of which takes the possessive pronominal
suffix, and the other not, is a feature peculiar to the languages
of Melanesia and Micronesia. But in this very district, by
way of exception, and in a good many others all over the
world, one unvarying fact has been remarked. Certain sub-
stantives— usually the names of the parts of the body and
the different relationships — are never used without a per-
sonal pronoun, whether it be prefixed or affixed or sepa-
rated from the noun. Thus, in the Baining language, "there
are words which are never used except conjoined with a
SOCIAL ORGANIZATION 267
personal pronoun. They are those which denote the parts
of the body or the degrees of relationship. They are never
10 be met with standing alone . . . the possessive pronoun
is placed before the noun. . . ." 27 In the other Melanesian
and Polynesian languages known up to the present, he says,
one is struck by finding a special possessive pronoun for a
certain group of words denoting parts of the body and
relationships. This kind of pronoun is used as a suffix for
the nouns to which it refers. There is nothing like this in
the Baining tongue. It knows no distinction between the
possessive pronouns. It does not append a personal pronoun
to any kind of substantive; the possessive pronoun is al-
ways placed before the substantive. Moreover, the Baining
recognizes also certain substantives (precisely those denot-
ing parts of the body and relationships), which he never
uses without a possessive pronoun. Thus we see that Bai-
ning thought coincides on this point with that of the sur
rounding peoples, but the way in which it is expressed is
different.28
This remark holds good for hundreds, perhaps thousands,
of languages: Oceanic, American, African, Asiatic, Euro-
pean, in which one cannot, according to Powell's way of
putting it, say simply "hand" or "head," but must always
indicate at the same time whose hand or head it is; lan-
guages in which one cannot say "father," "mother," "son,"
"brother," etc. without mentioning whose father, mother,
son, or brother is in question. The fact is universal, as it
were, and it has been noted scores of times. Everywhere
the rule applies equally to the nouns denoting degrees of
relationship and parts of the body, and usually to these two
categories only. This, it appears, allows us to conclude,
especially after analyzing the more peculiar facts ascertained
in Melanesian and Micronesian languages, and without
being too bold in concluding, that in all parts of the world
these two categories of nouns — names of relationships and
names of parts of the body — make but one in reality. All
proceeds as if, to those who speak these languages, the two
268 THE MAKING OF MAN
relations are exactly alike. Not that they have ever taken this
into account themselves. They apply this grammatical rule
of theirs, of a grammar which is frequently so complex and
so meticulous, with the same unreflecting rigidity and the
same spontaneity as others. Yet the fact that the rule exists
is only the more significant.
IV
How are we to understand the term "family relationship"
in societies either "primitive" or "semicivilized" ? It is not
very long since ethnologists first thought of putting this
question to themselves, yet as long as it had not been con-
sidered, dire confusion was inevitable in the matter. Up to
a fairly recent period it has been accepted, as if it were
a self-evident fact, that all existing human families were
of essentially the same type as our own. Both history and
observation seemed to agree with this instinctive conviction.
What we knew of the Roman, Greek, Slav, Semitic, Chinese
and other families seemed to confirm the idea that the
fundamental structure of the family is everywhere the same.
Now to-day we know that in a great many of the social
communities which are more or less "primitive," what we
call the family, in the traditional and current sense of the
word, does not exist. In its place ethnologists have found
an institution that we can designate by the same name, but
only on condition that we remember that it is radically dif-
ferent. A careful study of the vocabularies of these societies
will suffice to establish this fact. Among the Banaro, as Dr.
Thurnwald rightly remarks, "the absence of the family
(in our sense of the word) is accompanied by the absence
of the expressions which correspond with this idea." 29
The family which is noted in these societies is of the
type called "classificatory." We fincj it of the same kind in
all its essential features in all latitudes, and in districts most
remote from each other. It has been described in North
America, where Morgan discovered it; in South America
(among the Araucans, for instance) ; in Australia, Melanesia,
SOCIAL ORGANIZATION 271
affection that children nearly always feel permanently for
their real mother, and frequently, too, for their father, it
remains a fact that it is by no means from mere politeness,
or in a purely conventional manner, that the primitive calls
the brothers of his father "fathers," the sisters of his mother
"mothers," and the children of his father's brothers and
of his mother's sisters "brothers and sisters," and "wives"
(at any rate potential ones), the women that he can lawfully
marry, and so on. It is in this manner that family relations
impose themselves on him, and his language testifies to the
fact. In all the tribes of Queensland studied by Dr. Roth,
for instance, "son, daughter, brother's son, brother's daugh-
ter, have no distinctive terms: every language has but one
word to denote them all. Similarly, the sister's son and the
sister's daughter are described by the same word." In these
tribes, too, Roth shows that the father's father is denoted
by the same word as the son's son, the mother's mother by
the same word as the son's daughter. These extraordinary
circumstances are explained when we study the classes and
subclasses between which alone marriage is permitted. We
cannot enter into details about these classes, but the nomen-
clature set forth by Roth suffices to show how greatly the
group-relationship of the Australian aborigines differs from
our own ideas of kindred.
Codrington lays considerable stress upon this difference.
In a passage where it is so marked as to be difficult to fol-
low, he notes that in certain Melanesian languages the
words "mother," "husband," "wife" are plural in form. "In
the Mota language the form is very clear; ra is the plural
prefix; the division, side, or kin, is the vcve; and mother
is ra veve i soai is a member, as of a body, or a component
part of a house or of a tree, and ra soai is either husband or
wife. To interpret ra as a prefix of dignity is forbidden bv
the full consciousness of the natives themselves that it
expresses plurality.- The kin is the veve, a child's mother
is 'they of the kin/ his kindred. A man's kindred are not
called his veve because they are his mother's people; she
270 THE MAKING OF MAN
at least, are either sisters or wives — to the Melanesian
women, that all men are brothers or husbands." 32 In other
words, all with whom marriage is forbidden her are
her brothers; all the rest are her potential husbands.
Elsewhere Codrington has given a detailed description
of this family constitution. Its fundamental feature is the
following: "All of one generation, within the family con-
nection, are called fathers and mothers of all who form
the generation below them; a man's brothers are called
fathers of his children, a woman's sisters are called mothers
of her children. . . . This wide use of the terms father and
mother does not at all signify any looseness in the actual
view of proper paternity and maternity ... the one who
speaks has no confusion in his mind, and will correct a
misconception with the explanation: 'my own child* tnr
natul{; tur iasina, his brother, not his cousin." 33 — A. R.
Brown notes the same thing. "Although a given person
applies the name mama (father) to a large number of in-
dividuals, if he is asked 'Who is your mama?' he imme-
diately replies by giving the name of his actual father,
unless his father died during his infancy, in which case he
gives the name of his foster-father. . . . Each term, therefore,
has what we may call a primary or specific meaning. The
primary meaning of mama is father and that of maeli is
father's father Just as we use the word 'cousin,' so the
Kariera native uses his word mama, speaking of a large
number of different related persons by the one name, but
distinguishing in thought, though not in words, those of
his 'fathers,' who are more nearly related to him from
those who are more distantly related. ... This distinction
between nearer and more distant relatives of the same kind
(that is, denoted by the same term) is of the greatest im-
portance in the social life of the Kariera tribe. It seems
probable that it is equally important in other tribes of Aus-
tralia, though I do not know that it has been specifically
pointed out by previous writers." 84
With this reservation, and taking into account the special
SOCIAL ORGANIZATION 271
affection that children nearly always feel permanently for
their real mother, and frequently, too, for their father, it
remains a fact that it is by no means from mere politeness,
or in a purely conventional manner, that the primitive calls
the brothers of his father "fathers," the sisters of his mother
"mothers," and the children of his father's brothers and
of his mother's sisters "brothers and sisters," and "wives"
(at any rate potential ones), the women that he can lawfully
marry, and so on. It is in this manner that family relations
impose themselves on him, and his language testifies to the
fact. In all the tribes of Queensland studied by Dr. Roth,
for instance, "son, daughter, brother's son, brother's daugh-
ter, have no distinctive terms: every language has but one
word to denote them all. Similarly, the sister's son and the
sister's daughter are described by the same word." In these
tribes, too, Roth shows that the father's father is denoted
by the same word as the son's son, the mother's mother by
the same word as the son's daughter. These extraordinary
circumstances are explained when we study the classes and
subclasses between which alone marriage is permitted. We
cannot enter into details about these classes, but the nomen-
clature set forth by Roth suffices to show how greatly the
group-relationship of the Australian aborigines differs from
our own ideas of kindred.
Codrington lays considerable stress upon this difference.
In a passage where it is so marked as to be difficult to fol-
low, he notes that in certain Melanesian languages the
words "mother," "husband," "wife" are plural in form. "In
the Mota language the form is very clear; ra is the plural
prefix; the division, side, or kin, is the vcve; and mother
is ra veve i soai is a member, as of a body, or a component
part of a house or of a tree, and ra soai is either husband or
wife. To interpret ra as a prefix of dignity is forbidden bv
the full consciousness of the natives themselves that it
expresses plurality.- The kin is the veve, a child's mother
is 'they of the kin/ his kindred. A man's kindred are not
called his veve because they are his mother's people; she
272 THE MAKING OF MAN
is called his vcvc, in the plural, his kindred, as if she were
the representative of the kin; as if he were not the child
of the particular woman who bore him, but of the whole
kindred for whom she brought him into the world. By a
parallel use to this a plural form is given to the Mota word
for child, reremera, with a doubled plural sign; a.single boy
is called not child, but children, as if his individuality were
not distinguished from the common offspring of his veve.
The same plural prefix is found in other Banks' Island words
meaning mother : rave in Santa Maria, retve in Vanua Lava,
reme in Torres Islands. The mother is called ratahi in
Whitsuntide, and ratahigi in Lepers' Island, i.e., the sisters,
the sisterhood, because she represents the sister members of
the social group who are the mothers generally of the chil-
dren. Similarly the one word used for husband or wife has
the plural form. In Mota a man does not call his wife a
member of him, a component part of him, but his members,
his component parts; and so a wife speaks of her husband.
It is not that the man and his wife make up a composite
body between them, but that the men on the one side and
the women on the other make up a composite married
body. The Mota people know that the word they use means
this; it was owned to myself with a blush that it was so,
with a Melanesian blush! and a protestation that the word
did not represent a fact." 85 This is quite true. But it is not
less so that it was the missionary who had taught them to
blush about it. The existence of plural words to express
"husband," "wife," etc., would not be accounted for if they
had never corresponded with a reality to which we have
other testimony moreover. That there should be no word
of singular form in these languages to express mother, child,
husband, or wife, etc., is a feature (quite compatible, as we
have seen, with the natural feelings of maternal or filial
love) that of itself throws strong light upon the constitution
of the Melanesian family.
After this the facts related by Thurnwald in his study of
the Banaro of New Guinea will seem less singular. "Chil-
SOCIAL ORGANIZATION 273
dren," says he, "except the one who is called the child o£
the 'spirit* (Geistkind) give each other names according to
their respective ages, and their sex, and the sex of the
speaker is also taken into account. ... As aia and ncin mean
merely 'older* and 'younger,' special expressions to express
fraternal relationship properly so called are altogether lack-
ing. The entire generation of children regards itself as a unit
for the two halves of the clan, and the only distinction be
tween them is their relative age. The feeling of belonging
to some kind of paternal or maternal family is not contained
in it."30 As a matter of fact, among the Banaro, lineage
does not call for the conception of the fixed relation which
two complementary terms, like father and son, would arouse
in us. The charge of caring for the generation which is grow-
ing up is the concern of the familial group (Sippe) and of
the clan. The absence of a family in our sense of the word
is on all fours with the absence of the words corresponding
with these ideas (of father and son).87
A study of the words denoting family relationships would
lead to similar results.38 Paternity is conceived in a very
different fashion from ours, and one which, in certain cases,
has nothing to do with the act of procreation. Just as in the
Australian and Melanesian tribes of which we have already
spoken, among the Banaro there are no clearly definite
words to denote married pairs, that is, words which do not
at the same time serve to denote other persons. The word
for woman (wife) properly signifies "mother." The word
tnu-mona (husband) is also used for oilier quasi-marital
relations. In all that relates to the etymology of this word,
we should hardly be in error in assimilating it to nram or
nam: the other, the stranger, i.e., the man who comes from
the other clan. (The Banaro practice exogamy.)
Among them, as in all regions where the classificatory
system is in existence, "we do not find any sharp boundary
between relatives in the direct line and the collateral
branches. No doubt this confusion of the two lines arises
out of the circumstance that all social ties are conceived,
274 THE MAKING OF MAN
not according to the relation of one individual to another,
but according to totals, relations of groups and subgroups
of individuals. Thus it is not a consequence of the principle
of exogamy in itself, but indeed of the idea they hold of
society. Yet this must not be interpreted to mean that the
individual is wholly left out of account. Closely connected
individuals who stand in a definite relation to one another
are comprised in the same term" 39 — "The principle accord-
ing to which these groups and subgroups are formed is
moreover not unique. There is no characteristic which of
itself determines it in a definite way. The predominating
factor is the social relations between one person and an-
other, for in the construction of the Banaro system these
have had preponderating influence. Persons are afterwards
grouped according to consanguinity and to age." 40 The
young people who are growing up are ranked primarily
and principally according to their age, and only afterwards
according to their sex. "For adults, it is the sexual relations
which are of the most importance. It is their position from
the sexual point of view that determines the relation be-
tween two persons; it is decided according to whether
sexual relations are allowed or prohibited between them,
or with a certain third person. It is on these grounds that
each individual is classed in a group relationship bearing
a certain name." 41
Before we leave the study of the Banaro I shall quote one
more reflection of Dr. Thurnwald's which strikingly bears
out what I have been trying to show here: "This method
of grouping is closely bound up with the whole way of
thinking of primitive peoples, and the latter is manifested
in their general method of reckoning. In forming their
groups the Banaro do not make use of general number-
concepts as we do when we wish to distinguish the mem-
bers of a family according to the universally applicable
scheme of finding the distance between the degrees of re-
lationship calculated from the precise number of births sepa-
rating one person from another of the same blood. The
SOCIAL ORGANIZATION 275
number-concepts of the primitive are mere aids to memory^
or else they are the image of a mass, as for instance a basket
full of things, a bearer's load, a pack of wolves, a band of
men, and these images arc formed according to the impres-
sion made upon the imagination by external objects. ... In
their method of classing and grouping, the classificatory
systems of relationship reflect the characteristic of primitive
mentality, which at once seizes upon the concrete and is
quite aloof from any theoretical abstraction." And finally,
this concise summing-up: "Relationship is not a matter of
calculation, but of grouping." 42
Thurnwald knows and discusses the works of Codrington,
of Rivers and others who have recently studied the classi-
ficatory system. It may perhaps be interesting to recall, after
this description of his, one which was given more than
twenty-five years ago by a Russian savant, Sieroshevski.43
It shows that the earlier Yakuts possessed a familial con-
stitution strikingly similar to that just related, without the
author's having had, apparently, the slightest suspicion of
the resemblance, or even of the existence of the classificatory
system in general. "The ancient words for family relation-
ships had different senses from what the same words have
now. For instance, the Yakuts have no word for the general
sense of brother or sister. . . . They have special names for
older brothers, younger brothers, older sisters. These wordst
with some attributives which are generally omitted in
vituperative speech, are used to address uncles, nephews,
aunts, grandchildren of different grades, and even step-
fathers and stepmothers, although the two latter are com-
monly called father and mother. It follows from this that the
family falls into two groups — those who were born earlier
and those who were born later. These groups form the back-
ground of the terminology for family relationship. . . . The
author thinks that in the beginning the Yakuts had no'words
at all for brother or sister, and that the words used now for
younger brother, younger sister, etc., were terms, not so
276 THE MAKING OF MAN
much for family relationships, as for sib relationships, and
meant simply older or younger sib comrades." Here we
recognize the "group relationship" characteristic of the clas-
sificatory system.
"The Yakuts employ the term child or my child"
(probably "child" is always accompanied by a possessive
pronoun) "not only to their own proper children, but also
to the children of brothers or of sisters, or even to brothers
and sisters themselves, if they are very much younger. They
have not, therefore, in their genealogical terminology, any
words for son and daughter which testify directly to a blood
relationship between specific persons. The word which we
translate 'son* strictly means boy, youth, young person. It
was formerly used as a collective for the body of warriors,
or the young men of the tribe or sib. . . .
"This lack of words to distinguish between son and boy,
daughter and girl, is not due to the poverty of the language;
on the contrary, their genealogical terms astonish us by
their abundance and variety." The same remark has often
been made about Melanesia, Australia, and it applies almost
everywhere where the existence of the classificatory system
has been ascertained.44 Not only do they distinguish those
of earlier and later birth, but they have a special denomina-
tion for younger brothers which is only used by women.
They have a special name for the wife of a husband's older
brother, and other similar peculiarities, which seem incom-
prehensible not only to us, but also to the Yakuts of to-day.
"Accordingly ... we infer beyond a doubt that, at the
rime when the present system of genealogical relationships
took its origin amongst the Yakuts, the precise genetic con-
nection of any given boy with his parents had no especial
denomination. All the old people in the sib called all the
young people in the sib, up to a certain point of growth, by
the same denominatives."
So, too: "There is no word for father which admits of a
natural and simple explanation, like the word for mother
SOCIAL ORGANIZATION 277
(procreatress) — the word for father should be translated
'old man.1 This vagueness in regard to the male blood tie,
side by side with the defmiteness of the female connection
with the offspring, is very significant.
"Unions between them, inside of the sib, were exceedingly
free and non-permanent. The children could know only
their mothers, and they could know them only up to a
certain point of their age; after that they forgot this rela-
tionship. It was supplanted by a feeling of belonging to a
certain group. Within that group there were only 'men' and
'women,' older or younger than the person in question. There
are out-of-the-way places amongst them now where the
current word of the language for 'wife' is unknown; they
meet it with laughter. A word for 'husband' exists nowhere
amongst the Yakuts. The current word means properly
'man.' "
To sum up on this point, in places where the classificatory
system exists, relationship is "of the group" only. It is not
individuals, but groups that are interrelated; individuals
are related only because they belong to related groups. Thus
the relationship is social rather than familial, in our sense
of the word. In Western Australia, "When a stranger comes
to a camp that he has never visited before, he does not enter
the camp, but remains at some distance. A few of the older
men, after a while, approach him, and the first thing they
proceed to do is to find out who the stranger is. The com-
monest question that is put to him is: 'Who is your maeli?'
(father's father). The discussion proceeds on genealogical
lines until all parties are satisfied of the exact relation of
the stranger to each of the natives present in the camp.
When this point is reached, the stranger can be admitted to
the camp, and the different men and women are pointed out
to him, and their relation to him defined: ... I took with
me on my journey a native of the Talainji tribe, and at each
native camp we came to the same process had to be gone
through. In one case, after a long discussion, they were still
Vfi THE MAKING OF MAN
unable to discover any traceable relationship between m^
servant and the men of the camp. That night my 'boy' re-
fused to sleep in the native camp, as was his usual custom,
and on talking to him I found that he was frightened. These
men were not his relatives, and they were therefore his
enemies." 45 The relationship in question here is evidently
a social relationship and not, like our own, based mainly
upon ties of blood.
The classificatory system also constitutes indeed, as Junod
has pointed out, a hierarchy. No doubt natural sentiments
are not stifled beneath this social structure, for all observers
agree in telling us that "primitives" adore their children,
":hat they indulge them and love to play with them. Filial,
fraternal and conjugal affection exists among them as with
us, though pqrhaps somewhat differently and with fine
distinctions that it is often difficult to define precisely. But
it is above all the implicit "idea" of the individual in his
relations with his social group that differs from ours. To
convince ourselves of this, we have only to remember the
difficulty we experience in entering into the sentiments and
ideas Codrington described for us, which appear so natural
to the Melanesians.
NOTES
1 Smith and Dale, The lla-Spcal(ing Peoples of Northern Rhodesia, ii,
P- 344-
2 L. W. Benedict, Bagobo Ceremonial, Magic and Myth, pp. 238-9.
3 Relations de la Nouvelle-Prance (1634), pp. 87-9.
4 Leslie Milne, The Home of an Eastern Clan, p. 2.
5 A. C. Kruijt, Het Ammisme in den Indischen Archipel, p. 155.
*lbid., p. 133.
* P. A. Talbot, Life in Southern Nigeria, pp. 92-3.
8 F. A. Talbot, Life in Southern Nigeria, Introduction, pp. 1-2.
9 Elsdon Best, The Maori, i, p. 342.
10 Ibid., pp. 397-8.
11 Ch. Montcil, Les Eambara du Segott et du Kaarta, p. 220.
12 A. de Calonne-Brfiufaict, Azande, pp. 20-4.
13 Rev. W. C. Willoughby, Race Problems in the New Africa, pp. 82-3.
14 Smith and Dale, The Ila~Speat(ing Peoples of Northern Rhodesia, i,
>\ 296.
15 H. A. Junod, The Life of a South African Tribe, i, p. 376.
SOCIAL ORGANIZATION 279
pp. 296-7.
" Ibid., p. 289.
18 Ibid., i, pp. 356-7.
^Ibid.. i, p. 1 66.
20 R. H. Coclrington, Melanesian Languages, pp. 142-3.
21 Ibid., p. 128.
22 Bamlcr, "Bemerkungen zur Grammatik dcr Tamisprache," Zeitschrijt
fur ajnkamsche tmd ozeanische Sprachen (1900), v, p. 198.
23 B. Blcy, "Grund/uge der Gramnwtik dcr Ncu-Pommcrschcn Sprache
an dcr Nord-Kuste dcr Gazelle Halbinsel," Zeitschrijt fur afn^amschc und
ozeanische Spiachen (1897), 111, pp. 101-2.
24 Strong, "The Roro and Mckco Languages of British New Guinea,"
Zeitschrift jur Kolomalsprachen, iv, 4, p. 304.
25 Peekel, Vet such einer Grammati^ der Neu-Mecf(femburgischen
Sprache, pp. 68-9.
26 A. Thalhcimcr, Beittag stir Kenntniss der Pronomina personalia und
posse ssiva dcr Sprue hen Mchincsiens, pp. 52-7.
~7 Roschcr, "Grundrcgcln dcr Baining Sprache," Mitteilttngen des Semi-
nars jnr onentahsche Sprachen, vii, p. 38.
28 Ibid., p. 33.
29 Dr. R. Thurnwald, Die Gemeinde der Eanaro, pp. 133-4.
30 A. W. Howitt, The Native Tribes of South-East Australia, p. 157.
31 Spencer and Gillcn, The Northern Tribes of Central Australia, p. 95.
32 R. H. Codnngton, "On Social Regulations in Melanesia," /. A. 1.,
xvni, 4, pp. 306-7.
33 Ibid., The Melanesians, pp. 36-7.
34 A. R. Brown, "Three Tribes of Western Australia," /. A. I., xliii
(1913), p. 150.
35 R. H. Codrington, op. cit., pp. 28-9.
30 R. Thurnwald, Die Gemeinde der Eanaro, pp. iii, 115.
37 Ibid., p. 133.
88/foV/., pp. 136, 145, 148.
**lbid., p. 149.
*Qlbid., p. 154.
41//W., p. 158.
42 Ibid., pp. 123-4.
43 W. G. Sumncr, The Yakuts. Abridged from the Russian of Sieroshevski.
/. A. I. (1901), p. 89.
44 With the Ba-Ila, for instance. "The secret of understanding the
system is first of all to rid one's mind of the terms one is used to, and to
grasp firmly the principle that the words fata and bama do not mean what
father and mother mean to us, but rather indicate certain positions in a
table of genealogy; and the same with regard to mwanangu, mufaesu,
etc.
"The terms applied vary as —
"(i) whether I am the person speaking, or spoken to, or spoken of;
"(2) whether I am directly addressing my relation, or referring to him
or her:
"(3) whether I am speaking of myself as one person or including others
with me;
280 THEMAKINGOFMAN
"(4) whether the speaker is older or younger than the person spoken to;
or of
"(5) whether the person speaking, or the person spoken to, is male
or female.
"The vocabulary is equally extensive on the other points." Smith and
Dale, The lla-Spcaking Peoples of Northern Rhodesia, i, pp. 316-7.
45 A. R. Brown, "Three Tribes of Western Australia," /. A. L, xliii
(1913), p. 151.
INITIATION CEREMONIES*
By BALDWIN SPENCER and F. J. GILLEN
IN every tribe there are certain ceremonies through which
all of the youths must pass before they arc admitted to the
ranks of the men and allowed to see or take part in any of the
performances which are regarded as sacred. The more im-
portant of these ceremonies are two in number, and are
fundamentally similar in all of the tribes. They are those of
circumcision and subincision. In this respect the central
tribes differ markedly from those of the eastern and south-
eastern coastal districts, amongst whom the initiation cere
monies are, or rather were, of a very different nature.
Amongst these coastal tribes a very characteristic ceremony
consisted in the knocking out of one or more of the upper
incisor teeth. It is a curious fact that the central tribes very
often performed this ceremony, but in this instance it has
nothing whatever to do with initiation, and is not restricted
to the men as of course it is amongst the tribes in which it
is associated with initiation. It appears to be very probable
that this was the older form of initiation common to the
ancestors of the central, eastern, and southeastern tribes,
and that in course of time it was, for some reason or another,
superseded in the case of the central tribes by the ceremonies
now in vogue. When once the latter became established,
then the older ceremony lost all sacred significance, and
came to be practiced indiscriminately by men and women
alike. It is at all events a very suggestive fact that whilst
amongst the central tribes we find traces of the customs as-
sociated with initiation in the eastern and southeastern
coastal tribes, we do not, on the other hand, find amongst the
latter even the slightest trace of the characteristic and im-
• Northern Tribes of Central Australia. London: Macmillan & Co.
281
282 THE MAKING OF MAN
portant ceremonies o£ the central and western natives.
In addition to the rites of circumcision and subincision,
there are other ceremonies associated with initiation through
tvhich in some cases the youths and in others the adult men
must pass. These are, however, really of secondary im-
portance. One of them is associated with boys at an early
age and the other with men of mature age, while the two
impprttnt ones are always performed when the youth ar-
rives at puberty. We tried in vain to find any satisfactory
explanation of the ceremonies of circumcision and subin-
cision, but so far as we could discover the native has no idea
whatever of what these ceremonies mean. One thing is quite
clear, and that is, they have not the slightest reference to
keeping down the numbers of the tribe.1 It must always,
in regard to this matter, be borne in mind that in all of these
tribes no one is allowed to have a wife until he has passed
through the rites of subincision and circumcision, and that
indeed the women look with contempt upon those who have
not done so. Further still, if the natives do not wish a child
to live, they adopt the very simple expedient of killing it as
soon as ever if is born. This plan is by no means seldom
adopted, and with this easy and well-recognized means of
keeping down the population always to hand, it is scarcely
likely that the men will submit to what is, after all, a very
painful operation, for the purpose of achieving a result which
Hot only can be, but normally is gained by that of infanti-
cide. These initiations are of very ancient date, and their
true meaning remains yet to be discovered. We tried hard
to find among the traditions of the various tribes anything
which might afford a clue to their meaning, but without
success, and we know as little now as we did at the begin-
ning of our work. The natives themselves have no idea in
regard to their significance, and it is a rather curious fact
that they have not invented some tradition to explain their
meaning. All that they can tell you is that, in the Alcheringa,
or the equivalent of the same in the different tribes, there was
some ancestor or other who first of all performed one or
SOCIAL ORGANIZATION 283
both of the operations, usually upon himself first and later
upon other individuals. Since that time the natives have con-
tinued to follow his example, but why their ancestor first of
all performed the ceremony they have not the vaguest idea.
The ceremonies can never have had any reference directly
to procreation, for the simple reason that the natives, one and
all in these tribes, believe that the child is the direct result
of the entrance into the mother of an ancestral spirit in-
dividual. They have no idea of procreation as being directly
associated with sexual intercourse, and firmly believe that
children can be born without this taking place. There are,
for example, in the Arunta country certain stones which are
supposed to be charged with spirit children who can, by
magic, be made to enter the bodies of women, or will do so
of their own accord. Again, in the Warramunga tribe, the
women are very careful not to strike the trunks of certain
trees with an ax, because the blow might cause spirit chil-
dren to emanate from them and enter their bodies. They
imagine that the spirit is very minute, — about the size of
a small grain of sand, — and it enters the woman through
the naveb and grows within her into the child. It will thus
be seen that, unless the natives have once possessed, but have
since lost, all idea of the association between procreation
and the intercourse of the sexes, which is extremely im-
probable, the elaborate and painful ceremonies of initia-
tion cannot in their origin have had any direct relation to
procreation.
There is one curious fact in regard to the distribution ot
the initiation ceremonies amongst the tribes in the northern
part of the continent. Occupying the country in the Port
Darwin district is a tribe called the Larakia, which ap«
parently differs from all others in this part of the continent
in regard to initiation. In connection with the latter this
tribe practices neither the rite of knocking out of teeth nor
that of circumcision and subincision. Unfortunately we
could not work amongst them, and were only able to gather
a little information from a member of the tribe — an elderly
284 THE MAKING OF MAN
man — who happened to come down to the Macarthur River
when we were there. The tribe has for long been under the
influence of the white man, but the absence of ceremonies,
so characteristic of the surrounding tribes, has nothing to
do with this fact. The initiation of the Larakia youths takes
*he form of a series of more or less disagreeable tests, which
are evidently designed to try the strength and endurance of
those passing through them. A number of youths who have
arrived at the age of puberty are taken to a retired spot
under charge of certain old men, whose orders they have to
obey implicitly. Here, as our informant told us, the old men
do not give them too much to eat. A younger brother is pro-
vided by an elder brother with such food as he is allowed
to have. Every now and again an old man, without any
warning or reason, will bestow a hard blow or a kick upon
one of the youths. The latter must neither resent nor show
any sign of being hurt, which would only result in his re-
ceiving worse treatment. The old men also make the youths
undergo severe manual labor, such as that of cutting down
and rolling over heavy logs, and a favorite test is to order a
tew of them to go into the water and bring a crocodile to
land. Finally, when the old men are satisfied with the con-
duct of the youths, they show them the sacred bull-roarer,
which is called Biddi-biduba, telling them on no account
to allow their younger brothers or any women to see it. The
youths are each provided with one of these, which they take
out into the bush and secrete in a safe place. Unlike what
happens in most of the other tribes, the sacred stick is not
kept, but at the end of two or three weeks it is broken and
buried in the ground. The women call the stick, or rather
the noise associated with it, Eruba, and believe that this
is the voice of a spirit who has come down from the sky and
is carrying the youths away into the bush from which they
will return initiated men. With the exception of this tribe all
of those occupying the central and northern central area of
the continent practice the two important rites of circum-
cision and subincision.2
SOCIAL ORGANIZATION 285
In the Urabunna tribes a man who stands in the relation-
ship of kadnini (paternal grandfather) to the boy seizes
hold of him and puts his hand over the boy's mouth telling
him to remain silent. Placing string round the boy's neck,
the old man takes him away to the camp. Here he is made
to lie down, and is covered up while the lubras dance in
front of the men. All night long the old man keeps watch
over the boy, and at daylight, after the women have once
more danced, he ties the boy's hair up with string which
has been provided for the purpose by the fatherl Then the
boy is formally shown to the lubras, the old man with the
boy running round and round them shouting, "Wol Wo!"
Suddenly they dart off into the scrub. That day the two
start away to visit distant groups and invite them to come in
to the ceremony. Each time they approach a camp3 the
old man takes the boy by the arm and leads him up, while
the strangers, understanding exactly what is taking place,
shout out, "Paul Pan!" On the way back they gather to-
gether the various groups, and for a time the lubras accom-
pany them, but are left behind at a place some distance from
the main camp. On the way back the men, after the women
have been left behind, perform a few sacred ceremonies in
the camp at night-time. For the first time the boy sees one of
these and learns anything about the secret matters of the
tribe concerned with the totemic ancestors. Some miles away
from the home camp the old man tells the boy to make a
big smoke so as to let his father and the other men know
that he is returning. At the camp the women sit a little
distance behind the men, and the boy, approaching, walks
past the men and sits down close to the women. Then two
old men who are \adnini (grandfather) to the boy come up,
take the string from his head, and lead him off by a round-
about way to the men's camp. That night and the suc-
ceeding one singing goes on without ceasing, and totemic
ceremonies are performed, some associated with local groups
and others with those to which some of the strangers belong.
Then the boy is taken a little distance away while the stone
286 THE MAKING OF MAN
knife4 is made ready by the J(awl(ii1(a (mother's brother)
and nuthi (elder brother). After this the boy is brought
back, the singing is continued, and he is given a little food
to eat.
After sunset three men, who stand in the relationship of
otyiia (father) to the boy, crouch down so as to form a kind
of table on to which the boy is lifted by his \aw\u\a
(mother's brother) and \adnini (grandfather). Fur-string is
put into his mouth, and a witiwa (wife's brother) sits astride
of his stor&ach. The foreskin is pulled up, the l^adnini man
makes the first cut, and this is rapidly completed by the
\aw\u\a. Both the foreskin and the stone knife are handed
over to the elder brother, who provided the knife, and he
goes round and touches the stomach of every nuthi with
the foreskin. The latter is then placed on a fire-stick and
buried in the ground without any special ceremony, no
further notice being taken of it.
An elder brother now takes the initiated youth away into
the bush and makes a small plain wooden Churinga, which
he gives the boy to carry about, telling him that it belonged
co the Umbumbuninia (the equivalent of Alcheringa), and
that he must keep swinging it. On no account is he to allow
any lubra or child to see it. At times the elder brother
watches over him and at others the witiwa (wife's brother).
He is not allowed to eat \adni, the jew lizard (a favorite
and fairly abundant food of the natives), or else it would
make him sore and prevent his wound from healing. On
the other hand he is supposed to make presents of it to the
old men.
When he has recovered from the operation of circum-
cision he is brought into the men's camp, no women being
allowed to see him. Early in the morning he is painted with
red ochre, and later on a \aw\u\a (mother's brother) takes
the string off his head. Then three men who stand to him
in the relationship of o\nia (father) crouch down so as to
form a kind of table on which he is at once placed, another
vfaia performing the operation of subincision. A small piece
SOCIAL ORGANIZATION 287
of bark is inserted so as to keep the wound open, but is
removed after a few hours, the blood being allowed to
trickle down into a hole in the ground which is afterwards
filled in with earth. That night he is shown more sacred
totemic ceremonies, and men who are witiwa (wife's
brother) and kadnini (grandfather) to him come up and
tell him that he is now a man and not a boy. He must not
attempt to have intercourse with lubras other than his nupa
and piraungaru (lawful wives). If he does so then he will
fall down dead like the stones. He is not on any account to
interfere with other men's lubras.
In the morning the lubras light a fire and place green
boughs upon it so as to make a smoke, in the midst of
which the youth kneels down while his J(tipu\a and %a](ua
(younger and elder sisters) hit him on the back, the women
who stand to him in the relationship of mother being close
at hand to prevent, so they say, the sisters from hitting him
too hard. After this he may have a wife and takes his place
among the initiated men at the urathilpi or men's camp
After a short time he must give a present of food, which
is called by the special name of \atu, to the men who as-
sisted in the operation. These men put a little bit of meat
up to his mouth, and in that way release him from the ban
of silence.
The final ceremony of initiation in the Urabunna tribe
is called Wilyaru, and is common to this, the WonkgongarUj
Dieri, and probably several other closely allied tribes. It does
not occupy a great length of time, not being, in this respect,
at all comparable to the Engwura or final initiation ceremony
of the Arunta, but in both we meet with the placing of the
men on the fire. In the Wilyaru an important part — in fact,
the important part — consists in laying the man down on the
ground with his back uppermost. All of the men present
strike him hard (they must, of course, themselves be
Wilyaru). Finally two men, one a }^aw\u\a (rriother's
brother) and the other a witiwa (wife's brother), make a
series of cuts, from four to eight in number, down each side
288 THE MAKING OF MAN
of the spine and one median one in the nape of the neck.
The scars left behind when the wounds heal up enable a
man who has passed through the ceremony to be dis-
tinguished at a glance. No Wilyaru 5 man will, if he can
avoid it, stand or sit with his back turned towards women
and children. The cuts, according to tradition, are supposed
to represent marks on the bell bird, and are made in com-
memoration of the time when, in the Alcheringa, the bell
bird was instrumental in causing the death of a great hawk
ancestor who used to kill and eat the natives. At the present
day the natives will not eat that hawk in consequence of his
cannibalistic habits in the Alcheringa. In connection with
this it is not without interest to notice that in the Arunta
the wild cat (achilpa) is not eaten, and that in the Alcheringa
it also was especially associated with cannibalism. One
ceremony jn connection with the Engwura represented an
attack by wild-cat ancestors on a native camp with the idea
of getting human bodies to eat. Following closely on this
was another ceremony representing the taming of the wild-
cat men. In the one tribe the cannibal eagle-hawk is rep-
resented as being killed, and in the other the cannibal wild
cats as being tamed. Neither animal is eaten by any one.
The Arunta nowadays do not know why, though we may
conjecture that originally the reason given was the same as
that now given by the Urabunna people in regard to the
hawk. Ceremonies associated with the cessation of canni-
balism are represented during the final initiation ceremonies
of both tribes, though in most other respects they are very
different from one another. In the case of one of these cere-
monies, they may perhaps be explained as commemorative
of a reformatory movement which probably took place at
some early time in regard to cannibalism.
In the Unmatjera tribe, as amongst the Arunta, the first
ceremony, known as alfyra-tyuma, consists in throwing a
boy up in the air. When about twelve years of age, he is
simply taken out into the bush by men of various relation-
ships, and, without being painted or decorated in any way,
SOCIAL ORGANIZATION
is thrown up into the air and caught in the arms of the men*
The ifantera, his future wife's father, carries with him a
stick, and if the boy has not been in the habit of presenting
him with what he pleases to think a sufficient amount of
food, in the form of small wallabies, etc., when he catches
any, then it is so much the worse for the boy. As he rises
and falls in the air the ifantera strikes him repeatedly,
emphasizing each stroke with the remark, "I will teach you
to give me some meat." The warning is not lost upon the
boy, and the unpleasant experience serves forcibly to remind
him that he must very carefully regulate his conduct in
respect to his ifymtera, for the latter, if dissatisfied with his
behavior, has the power of taking away his wife and of
bestowing her upon some other man. After having been
thrown up, the boy is told that he must no longer go to the
lubras' camp, but must stay with the men at the ungunja or
men's camp, and during the day go out with them hunting,
and not play about with the boys and girls.
The ceremony of circumcision, here spoken of as pulla,
is very closely similar to that amongst the Arunta, so that we
will only "describe it very briefly. The boy who, after having
been thrown up in the air, spends his time with the men at
their camp and hunting with them out in the bush, is
seized one night by men who stand in the relationship to him
of elder brother, wife's brother, father's sister's son, and
taken to the ceremonial ground, where all of the men and
women are assembled. The women perform a dance, after
which the boy's hair is tied up and a human hair-girdle
wound round his waist. He is told that during the cere-
monies about to be performed he must stay where he is
placed, and remain covered up, so as not to see anything
unless he is told to watch. Should he ever reveal any of the
secrets which will soon be told to him, then the spirit
Twanyirika will carry him away. His mother then presents
him with a fire-stick, which he is told he must on no account
lose, nor must he allow it to go out, or else he and his mother
will be killed. After this is over he goes out into the bush
2QO THE MAKING OF MAN
for some days, accompanied by an elder brother, and on re-
turning is brought on to the ceremonial ground, where
meanwhile the men have been performing sacred cere-
monies. Exactly as in the Arunta tribe, some of these are
shown to him, and for the first time he learns the secrets of
the totems and the history of his totemic ancestors. The
exact nature of these ceremonies varies according to the men
who are taking part in the performance. Each of the elder
men has the right to perform certain of them which belong
to his own totem, or to those of his father or elder brother,,
which he has inherited from them. In the Arunta tribe it
is customary to perform one or more in which a sacred
pole, called a nitrttinja or a waninga, is used, but amongst
the Unmatjera and Kaitish tribes the waninga is never and
the nurtunja but seldom used. It is only very rarely that the
tatter is met with north of the Macdonnell Ranges, and
its use appears to die out completely a little to the north of
Barrow Creek. Amongst the Kaitish tribe we have only seen
it used once, and that in the case of a ceremony of the
water totem.
The actual operation of circumcision is conducted by the
boy's father-in-law (i\unterd)^ and as soon as it is over he
is presented by his elder brother with a Churinga belonging
to his father. He is told that it is good, and will assist him
to recover, and that on no account must he lose sight of it
or leave it anywhere about in the bush, because if by any
chance he should lose it then some one would kill both him
and his mother. It must also on no account be shown to boys,
or else they will have their eyes put out. He must hide him-
self away in the bush, and if by any chance he should see a
lubra's track, he must be very careful to jump over it. If
his foot should touch it, then the spirit of the louse which
lives in the lubra's hair would go on to him, and his head
would get full of lice. Not only this; but if he were to touch
the track he would be sure sooner or later to follow up the
lubra, who would ask him, "Why do you come and try to
SOCIAL ORGANIZATION 2Q1
catch me?" and she would go back to the camp and telj
her brother, who would come and kill him.
The foreskin is preserved for some time after the opera-
tion by the ifymtera, who, when it begins to smell offen-
sively, gives it to the boy, along with some hair-string, saying,
"This is your foreskin." Then the ifantera goes back to his
own camp, and a man who is gammona (mother's brother)
to the boy comes up and ties the string round the latter's
waist. The boy puts the foreskin on a shield, covers it up
with a broad spear-thrower, and then, under cover of dark-
ness, so that the lubras cannot by any chance see what he is
doing, takes it away and puts it in a hollow tree, telling no
one except an unl{idla (father's sister's son) man where he
has hidden it. There is no special relationship between the
boy and the tree, though in times past there possibly may
have been, for according to tradition the early Alcheringa
ancestors always placed theirs in their nanja trees — that is,
the trees specially associated with their spirits.
At an earlier stage than this, while the boy is out in the
bush, he is visited by the men, and on one or more occasions
he has to undergo the painful operation of \oferta falfywi,
which consists in the biting of his scalp by a man who K his
gammona. Though a comparatively unimportant ceremony,
yet it is a very painful one, as the biter, urged to do his best
by the men who are sitting around watching him, does not
spare the boy, who often howls aloud with pain. . . .
Amongst these tribes it is only men who themselves have
very good heads of hair who are allowed to bite the boys,
their bite being supposed to be of especial efficacy in making
the hair grow. '
When the boy has recovered from the operation of pulla,
the o\ilia (elder brother) tells the other men that it is now
time to perform the operation of ariltha — that is, subincision,
or otherwise he will grow too big and it will be too hard to
cut him. He is brought up by the ofylia and ttmbirna, the
latter being the brother of his future wife. These men have
had charge of him out in the bush. The men are all gathered
2$l THE MAKING OF MAN
together & a spot some distance from the main camp, so
as to be out of the way of the women. Here all night long
they sit around small fires, while the father's elder brother
and the boy's own elder brothers prepare and perform sacred
ceremonies associated with their own totems, showing and
explaining them to the boy. The latter sleeps with the men
who are in charge of him a little way off from the rest, so
that he does not see the preparations for the ceremonies, but
when all is ready and the performers in position he is
brought up to watch. Then, just before dawn — a very fa-
vorite time for the performance of many of their rites — the
father himself prepares a ceremony — always, if possible,
using a sacred pole or nurtunja. When it is over the elder
brother leads the boy by the arm up to the pole, telling him
that it is his own father's mtrtunja, that it has made many
young men, and that he must catch plenty of kangaroo and
wallaby for his father. He is then told to embrace the
nurtunja. Green boughs are now strewn upon the ground,
»\ shield is placed on them, and the nurtunja on the top again
of this; finally the boy's umbirna man lies down on the
nurtunja. The boy himself is now seized and placed upon his
back above the umbirna; fur-string is thrust into his mouth,
one man sits astride his body while others hold his legs in
case he should struggle. The man sitting upon him lifts up
/md stretches the penis, which is at once slit along its length
with a stone-knife. In the Unmatjera tribe the actual opera-
tion is performed by an ifyuntera of the boy, and in the
Kaitish by an otylia. When all is over — and the operation
Seldom occupies more than a few seconds, though it must
»t>e an extremely painful one — the boy, who is usually more
or less dazed, partly with pain and partly with fear and ex-
citement, is raised to his feet, and his father gives him a
Churinga, saying, "This is your churinga alcheri which had
Vour fytrnah in the Alcheringa," — that is, it is the sacred
stick with which his spirit was associated. "You must not
jjo about the lubras* camp when you carry it; if you do, then
will lose your Churinga and your brother will kill
SOCIAL ORGANIZATION 293
you." His i\untera and o\ilia then come up and repeat the
same thing, telling him also that he must keep to the lubra
whom his ifanlera gives him, and must not interfere with
other men's lubras or go to another camp and steal one.
If he were to do the latter, then sooner or later other black-
fellows would come up from that camp and kill both him
and his friends. He must be very careful always to pay at-
tention to his ifytntcra, and provide him with plenty of
food. While out in the bush he must be sure to make the
bull-roarer swing, or else another arafytrta? who lives up
in the sky, will come down and carry him away. If this ara-
f(urfa hears the luringa — that is, the noise of the bull-roarer
— he says, "That is all right," and will not harm him.
The lubras and boys are taught to believe that the luringa
is the voice of Twanyirika, who is supposed by the Kaitisb
to live in a particular rock, and that when a youth is initiated
he comes forth in the form of a spirit and takes the boy
away into the bush. He is further supposed to hobble along
carrying one leg over his shoulder. Both women and children
believe that in some way Twanyirika kills the youth and
later on brings him to life again during the period of
initiation.
The novice meanwhile gathers together a large amount of
a grass seed called idnimita, and gives it to one of the men ii
charge of him, who takes it into the men's camp. It if,
finally handed over to the boy's mother, and at the same
time the lubras are told that Twanyirika has been giving
the boy alpha?
When the wound is healed the fact is notified to the
women, who make a fire close to their own camp. Then the
youth is brought up by his umbirna itnjipinna — that is, the ac-
tual man to whom his sister is either betrothed or mar-
ried. He brings with him a supply of kangaroo flesh which
he has himself secured. At the same time the mothers and
elder sisters bring with them yams, which they place beside
the fire on which green bushes are piled so as to give out
great volumes of smoke. The youth kneels down on the.
294 THE MAKING OF MAN
bushes in the midst of the smoke. One or more of his mias
(mothers) holds his arms while his sisters rub him all over
and then touch his mouth with a yam, thereby releasing
him from the ban of silence. At the same time the mother
takes the forehead-band from his head and keeps it. Then
the women return to their camp with the offering of meat
which the boy has made to them, and he, together with his
umbirna, goes to the ungunja, carrying the yams which are
efeferinja (tabooed) to him and must be handed over to
the old men.
While the boy is out in the bush the mother wears alpha
in her hair on the back of her head, and is careful also never
to let her fire go out. The object of the former is to assist
the boy to be watchful at night-time, so that no harm, such
as damage from snake bite, shall come near to him. The
ilplta is the tail-tip of the rabbit-bandicoot, a small animal
which is very lively during the night, so that, of course,
according to native logic, the wearing of the alpita is a sure
stimulus to wakefulness. Not only is it efficacious in the case
of the actual wearer, but it is effectual when worn by some
one closely related to the individual whom it is desired to
influence in this particular way.
The actual operation of circumcision is performed by one
or other of those men who stand to the boy in the relation-
ship respectively of auiniari (wife's father), turtitndi (wife's
mother's father), or tjurtalia (wife's mother's brother). The
foreskin, called gnuru, wrapped up in string, together with
the stone knife by means of which the operation was per-
formed, is taken by a tjurtalia man to the naminni (mother's
brother) of the boy, who in return presents the tjurtalia
with food. The foreskin is then placed in the hole by a
witchetty grub in a tree, and served the purpose of causing
a plentiful supply of the grub; or it may be put in the burrow
of a ground spider, in which case it is supposed in some
way to cause the penis to grow. The boy himself never sees
the gnuru and is not aware of where it is placed.
When he has recovered from the operation it is customary
SOCIAL ORGANIZATION 295
to perform that of subincision or parra within the course of
the next month or two. Amongst the Warramunga this
second operation is always carried out at a time when a
large number of men are gathered together in camp per-
forming a series of cacred ceremonies. Unlike what obtains
in the Arunta tribe, it is the custom amongst the Warra-
munga not to perform odd ceremonies at different times,
but to perform a long series, passing in review, as it were,
the whole Alcheringa history of one totemic ancestor. At
this particular time, for example, the men were gathered
together, and more than a month had been spent in per-
forming ceremonies relating to the Wollunqua, an im-
portant snake totem. It was decided by the old men that,
towards the close of these, three young men should be sub-
incised. Nothing, of course, was said to them, but one day,
when a special and very elaborately decorated mound had
been built representing the old Wollunqua, the three youths
were suddenly seized and told that the time had come when
they must be finally admitted to the ranks of the men. One
of them was a Thakomara and the other two were Thungal-
las. The former was under the charge of a Thapungarti
man who was his naminni — that is, his mother's brother—
and the two latter under that of Thapanunga men who stood
in the same relationship to them. Late at night, when all of
the men in camp were gathered together singing and danc-
ing round the mound, the three youths were brought up
with their heads covered and told to sit down quietly and
watch the proceedings. Their guardians explained to them
what the mound meant; they were told that they must not
quarrel with the men to whom it belonged, and especially
must not throw boomerangs at them.
After the whole night, during the course of which the
mound was destroyed, had been spent in singing and dano
ing, so that every one was more or less tired out, the
guardians of the boys told them to get up, and they were
taken to a spot right in the middle of the main camp. Here,
just at sunrise, the older men sat down quietly in a group
2p6 THE MAKING OF MAN
close to some bushes, behind which the three boys were
crouching. Their guardians still kept careful watch over
them to prevent any attempt to escape from the painful
ordeal which they now knew that they had to pass through
in a short time. The women had meanwhile been informed
of what was about to take place, and ranged themselves
in two groups about thirty or forty yards in front of the
seated men, one to the right and the other to the left side.
The Uluuru women were in one group and the Kingilli
in another, and in turn each of them danced, jumping
towards the men as if their ankles were tied together. At
the same time they extended their arms and flexed their
hands, with palms uppermost, up and down on their wrists.
This curious hand movement is very characteristic of the
women when they are taking part in ceremonies. Then,
with the women standing only a short distance away, three
Tjapeltjeri men, brothers of the future wife of one of the
novices, came forward and extended themselves at full
length on the ground immediately in front of the seated
men. Two Thapungarti men led the Thakomara youth out
from behind the bushes and placed him on the top of the
Tjapeltjeri men. One Thapungarti man sat on his stomach,
a pubic tassel belonging to his father was pressed down into
his mouth, and while other men held his legs and arms
the operation of subincision was performed by a Thapun-
garti man. As soon as it was over he was lifted up and,
supported in the arms of the Thapungarti men, was placed
between the knees of the old Tjupila man, his father, who
tied a hair girdle round his waist. Then in turn he stroked
the heads of Tjupila and Thapanunga men, his tribal
fathers' and mothers' brothers, with the tassel used during
the ceremony, and was led to one side, where he sat down on
a pitchi into which the blood from the wound was allowed
to flow. This blood was afterwards taken by a Thapungarti
man to the camp of the youth's father and mother, and was
drunk by them.
During the next few weeks sacred totemic ceremonies were
SOCIAL ORGANIZATION 297
enacted daily, and the youths were always called up from
their camp to watch them, each of them under the charge
of a guardian, who stood with his arm round the boy,
carefully telling him what everything meant. At the close
of a special series of ceremonies connected with the Tha-
laualla (black-snake) totem, the two Thungall boys were
brought up and placed in the midst of the group of decorated
men, who were seated on the top of a drawing made on the
ground, representing the snake; the headdresses of the per-
formers were taken off, and the stomachs of the boys re-
peatedly struck hard with them.
Ten days after the operation the Thakomara youth was
presented with a boomerang, armlets, and forehead-band by
a Tjunguri man, who was his tribal sister's son. He came
onto the corrobboree ground wearing the armlets and fore-
head-band, and carrying the boomerang in his hand. Four
men, who were respectively Tjapeltjeri, Thapanunga, Tha-
pungarti, and Tjunguri, — that is, representative of all the
groups in the moiety of the tribe to which he did not belong,
— came up to him, and, in turn, he passed the boomerang
through their waist-girdles. Each man then passed it in the
same way through the novice's, the last man allowing \t to
remain in the position in which it is normally carried. This
is emblematic of the fact that he has now entered the ranks
of the men, and can take part in their occupations of hunt-
ing and fighting.
Towards the close of the series of ceremonies, some weeks
after the operation of parra, a further little ceremony was
enacted, the object of which was evidently to show that the
boys had passed completely out of the hands of the lubras.
At the same time it was possibly meant as a warning to the
boys of what would happen if they disregarded the in-
structions which had been given to them and went near
to the lubras' camp.
The natives had been busy all of the preceding day in
getting ready for a special ceremony, the preparations for
which were made by the men of one-half of the tribe, while
298 THEMAKINGOFMAN
the other men carefully kept away from the corrobboree
ground until all was ready. The whole night long the former
were singing and dancing on the ground, while the men of
the other moiety came trom their camps and slept, not far
away, in the bed of the creek, from which they were sum-
moned just at daylight. Meanwhile, acting under the in-
structions of the men in charge of them, the newly initiated
youths had spent the night close by the lubras' camp, and
as soon as ever the ceremony was over, which was just at
sunrise, the guardians of the boys left the other men on
the corrobboree grc'/nd and made a wide circuit so as to
pass round behind the women's camp. The women mean-
while had deserted the latter, and had taken refuge on the
far side of the creek. The guardians of the boys, who were
lying concealed on the ground, came along rushing and
yelling, in the direction of the lubras' camp. When they were
about a hundred yards off, the boys sprang to their feet
and raced along, as hard as ever their legs could carry them,
towards the corrobboree ground. They were evidently
anxious to lose no time, and were urged to do their best by
the yells of the men, and still more by the boomerangs,
which, thrown by the pursuers with all their might, came
bounding after them. Once on the corrobboree ground they
were safe, and here they joined the group of men who had
been watching their headlong flight with amusement.
The only thing now remaining to be done was to release
the boys from the ban of silence. This, of course, meant
presents of food. In the first place the boys were decorated —
the Thakomara by a Tjunguri man, and the Thungallas by
Thapungarti men. Each of them was elaborately painted
both back and front with designs in charcoal and red ochre.
Bringing up the food in a pitchi, they knelt down on a few
boughs which had been spread out for the purpose not far
from the main camp. The Thakomara was in one place, and
the two Thungallas side by side not far away from him.
The women, decorated with red ochre and lines of yellow,
approached them from behind, so as not to see their faces.
SOCIAL ORGANIZATION 299
Those amongst them who were tribal mothers and sisters
stroked and patted them with their hands, and then, still
keeping their backs turned towards the lubras, the youths
got up and walked away to join the men, who were seated
some little distance off watching the ceremony. To this
little ceremony, the performance of which enables the boys
to speak once more to the women, the name of barl^amunda
is given. Later on still an offering of food must be made
to the men. The Thakomara has to present this to Thapun-
garti and Tjapeltjeri, and the Thungallas to Thapanunga
and Tjunguri men. Each of the men who receives food holds
up his finger for the initiate to bite, and the ban of silence
is thereby broken. This ceremony is called thallateilbunthan.
In the Mara tribe the operation of circumcision is called
gniarti, that of subincision martinet; in the Anula tribe
the equivalent terms are iaru and tal\ui. The actual cere-
monies are very closely similar in both tribes, and the fol
lowing is an account of what took place in connection with
the initiation of a Roumburia boy in the Anula tribe, the
equivalent of a Tjulantjuka in the Binbinga.
The boy was caught by a Tjurulum man who stood to
him in the relationship of meimi or mother's brother's son.
He was told not to cry out or make any noise, for the time
had come when he must no longer walk about a mere boy
but become a young man. The father brought up a hair
girdle (wuthari), tied it around his waist, and sent him
to his mother, who tolci him not to cry out or run away,
but go and bring in a big number of black-fellows, because
they wanted to make him into a young man. Then, under
the charge of the Tjurulum, he went out and visited dis-
tant camps in turn, the men being asked to come up and
take part in the ceremonies. They said, "All right, we will
come." From the different camps other men went on with
them, but the boy was allowed to speak only to his guardian.
For two moons they wandered about, the Tjurulum, Pun-
garinji and Yakomari men carrying him on their shoulders
when he got tired. Meanwhile his father and mother, the
300 THEMAKINGOFMAN
latter assisted by other women, had been busy out in the
bush collecting food supplies. The Tjuruluni man and the
boy traveled as far inland as a place now called Anthony's
Lagoon, more than 200 miles away on the tableland country*
On the return journey they lighted big fires as soon as they
came within a day or two's march of the home camp, so
as to let the father know that they were close at hand.
These fires were made as usual by the boy himself, and the
Tjurulum man left the others behind and went on ahead
alone and said to the father, "I have left your son at my
camp; to-morrow I will bring him in; are all of the men
here?" The father told him that all was ready and he re-
turned to his camp, carrying with him food sent to the boy
by the father. That night the lubras danced in the male
camp, in front of the men, who sang, and in the morning
the boy, accompanied by the strangers, started for the home
camp, the Tjurulum man again coming on by himself. All
of the men and women had painted their bodies with red,
white, and black, and were assembled on the ceremonial
ground called thamunty. Seeing that all was ready, the
Tjurulum man went back to bring the boy in. The father
sat in the middle of the front row of men, and the women
stood in a group behind. Then the strangers approached,
shouting "Ka! fo! ya-a!" those from the hill country far
away inland singing out also "srrl srr!" At first they held
the boy by the hand, but on approaching close he was
hoisted onto the shoulders of a Pungarinji man, who ran
with him round and round the local mob, so that his father
and mother could see him clearly. After this the Pungarinji,
Tjuanaku, and Tjurulum men amongst the visitors came
and placed spears, hair girdles, and other articles on a paper-
J>ark dish at the feet of the father as a gift to him. The boy,
who had been decorated with fur-string by his meimi, was
brought up to his father, and the strangers leaving him there
retired. After sitting for a short time by his father, he was
sent to his mother, who embraced him and wept over him.
The mother had brought up a supply of food which she had
SOCIAL ORGANIZATION 301
placed on the ground at the father's feet, and after a time
this was handed over to the meimi man, who took it, ac-
companied by the boy, to the strangers. The meimi then
painted a straight line across the backs of the Pungarinji,
Tjuanaku, Tjurulum, Thungallum, and Yakomari men,
and acting under his instructions the boy added three
vertical lines below. The food was placed by the boy op-
posite to the Thungallum men, who were his future wife's
brother, and when he had given it to them he went back
to his father's camp. After the women had left the ground
the men performed a sacred ceremony, and early the fol-
lowing morning the strangers returned and remained on
the ground all day, a number of ceremonies being per-
formed one after the other. The boy meanwhile had been
sent to the meimi woman's camp, and told that he must not
walk about, but lie down quietly and go to sleep. Later on
in the afternoon the strangers painted themselves and at
sundown came on to the ceremonial ground, where the
local men stood in a single line with the women behind
them. The meimi woman brought up the boy covered in
paper bark, telling him not to look about but to keep his
eyes fixed on the ground. He was handed over to the meimi
man, who made two small fires, between which the boy had
to lie down, covered over completely with sheets of paper
bark. Then, standing on one side, the meimi struck his two
nulla nullas (clubs) together, shouting out as he did so the
names of the different countries from which the various
parties had come. This over, he led up the painted men,
who marched round and round, each of them waving a
burning torch of paper bark, after which they returned to
their camps and the lubras went away. Late at night the
men were all recalled by whistling, and came onto the
ground, each man having his legs decorated with bunches
of twigs. Clanging boomerangs and waving paper-bark
torches, the men marched round and round the boy, who
was still hidden from view. Time after time they advanced
and retired, singing loudly, until at length they all stood to
302 THE MAKING OF MAN
one side. After a pause the meimi man, covering his eyes
with his hands, brought up the Pungarinji man who had
first of all carried the boy into camp on his shoulders, and
at the same time the painted men came and placed them-
selves in front of the boy. The Pungarinji man stood behind
the latter so that his face could not be seen, and then the
boy, instructed as to what to do by the meimi, lifted up
the bark under which he had lain concealed and gazed at
the men. After a few minutes they ran away and the boy
was told that what he had seen, and was about to see, was
tyirta-kurta (tabooed), and must on no account be spoken
of to women or children. Sacred totcmic ceremonies were
then performed by Pungarinji, Tjuanaku, Thungallum,
Tjurulum, and Yakomari men in turn, each of them being
explained to the boy. At the same time songs referring to
his own totem were sung. Just before dawn all of the men
took their boomerangs and clashed them together; the
meimi handed a knife to a Pungarinji man, asking him at
the same time to perform the ceremony, and then, warming
his hands at a fire, placed them on the thigh, leg, private
parts, and head of the boy. Two Thungallum men who
were napi-napi — that is, wife's brother to the boy — lay down
full length on the ground. The meimi placed the boy on
top of them, putting fur-string in his mouth, and telling him
not to cry out or else the strangers would think that he
was a coward. Then he seated himself astride the boy,
pulled up the foreskin, and the Pungarinji man at once cut
it off, laid the knife down on the ground, and retired to
one side. The boy was lifted up, and standing above the
two Thungallum men, allowed some of the blood to drip
down on to their backs, thus establishing a special friendly
relationship between himself and them. After this they
brought up spears and boomerangs and presented them to
the boy. Some of the blood was, as usual, placed in a paper-
bark dish and, together with the spears and boomerangs,
handed over by the father to one of the boys tja\a\a
(mother's eldest brother), whom he told to go and bury
SOCIAL ORGANIZATION 303
the blood in the bank of a water-hole where lilies grew.
The foreskin, tied up in bark, was at first taken possession
of by the tja\a^a man, who subsequently handed it over
to the meimi, his son, telling him to send it on to a tribal
father of the boy living in a distant group. This man
finally brought it back to the boy's father with a present
of spears, and it was then handed once more to the tja^a^a
man, who, after cutting it in pieces, buried the remains in
the ground by the side of a water-hole.
As amongst the Binbinga the ceremony of subincision
was performed some time afterwards, when the final burial
rites in connection with the bones of a dead man were
carried out. After being shown the ceremonies connected
with the totem of the dead man, the Tjulantjuka boy was
subincised by a Yakomari man, the details of the ceremony
being closely similar to those of the Binbinga tribe. When
all was over the boy was presented with a sacred stick (bull-
roarer) called miira-mura and told that it was made, in the
first instance, by the whirlwind; that it was \nrta\urta
(tabooed), and must on no account be shown to women or
children, who think that its roaring is the voice of a great
spirit called Gnabaia, who has come to swallow up the boy.
He was then taken away into the bush by an elder brother,
and kept there until the rain had fallen and the cool
weather came, when he was brought back again to the
camp, accompanied by men from other localities. Meanwhile
the elder men in camp had been making preparations for
the performance of certain special ceremonies concerned
with the whirlwind totem. A hole had been dug in the
ground large enough to hold two men easily, and into this
a Paliarinji and a Tjulantjuka man went. Food was placed
by the side of it, and then the older Tjurulum, Tjamerum,
Yakomari, and Thungallum men came up and sang around
it, after which they retired, taking the food with them.
Later on the younger men were brought up and shown the
hole, which they were told represented one of the mungal
spots of the whirlwind when first he came out of the earth
304 THE MAKING OF MAN
and wandered about over the country. Another and still
larger pit was then dug some distance away, and in this
whirlwind ceremonies were enacted. On a cleared space
by its side a pole about fifteen feet high, made by lashing
two long sticks together, was fixed upright in the ground.
The whole pole was tied round and round with string, a
bunch of white feathers ornamented the top, and beneath
this a nose-bone was inserted. On the ground at its base
whirlwind ceremonies were performed at night-time, and
the young men were told that it represented the totem.
Finally the recently initiated boy was hit on the back with
the sacred mura-mura which he had carried about with him
in the bush; the stick was then placed in the hole, the soil
heaped over it, and there it was left. After having witnessed
this ceremony the young men receive the special name of
wanjilliri, and it may be noted that there is a curious re-
semblance in certain points between this final ceremony
and that of the Engwura in the Arunta tribe. In each in-
stance the ceremony includes the erection of a pole the
decorations of which seem to indicate that it has some
relation to a human being.8 It is placed on a special cere-
monial ground, and around it ceremonies connected with
totems are performed in the presence of men, all of whom
are already fully initiated, so far as the ordinary rites are
concerned. Further still, in both cases the men, after having
passed through the ceremony, receive a special designation,
ulittra in the Arunta tribe and wanjilliri in the Anula tribe.
NOTES
1 This has been pointed out previously by Roth, Ethnological Studies
Among the Northwest-Central Queensland Aborigines, p. 179, and also by
ourselves, N. T., p. 264.
2 Curiously the Arunta tribe has a tradition relating to a number of
individuals who were taken away to the north under the leadership of an
Alcheringa ancestor named Kukaitcha. They traveled on until they came
into the country of the salt water, and there they stayed and remained
always u^circumciscd.
* Traveling on an errand such as this the man and boy are perfectly
safe. In regard to this immunity from attack, even in a strange country,
there are certain fixed rules amongst the natives. Any one carrying a sacred
SOCIAL ORCA.NlZATl^.. 305
stick or Churinga is for the time being sacred and must on no pretense
be injured. When an old man is seen with a youth traveling from place
to place, the natives at once understand what is happening, and would not
:hmk of molesting them. Since the advent of the white man a letter, or,
as the natives call it, a "paper yabber," carried in a forked stick is as safe
a passport as a Churinga.
4 This is often only a sharp chip of quartzite, or, when procurable, the
natives prefer a splinter of glass.
5 The term is applied both to the ceremony and to the men who have
passed through it.
6 Arakiwta is the status term applied to a youth who has passed through
the ceremony of circumcision, but not through that of submcision.
7 Tail-tips of the rabbit-kangaroo, Perameles lagotis, used as an orna-
ment by the natives.
8 For a full description of the sacred pole called Kauatia, used by tU
Arunta, see N. T., p. 370.
THE COMING OF THE WARRIORS*
By W. ]. PERRY
THE Children of the Sun were closely connected with the
archaic civilization. Their disappearance from the scene,
which has so often happened, was accompanied by certain
cultural transformations which will have to be discussed.
In this chapter it will be shown that the sun-cult was a
constant feature of the archaic civilization, and that it dis-
appeared, the sun-god being replaced usually by a war-god.
It will also be shown that this change in deities was accom-
panied by a change in the habits of such communities, by the
adoption of a more warlike behavior.
Once established the sun-cult was always prominent in
Egyptian religion. But later on, under the rule of Thebes,
the sun-god became more definitely warlike than in the
earlier stage.
In Babylonia and Assyria a definite transition to a war-
god can be observed. Tammuz, the god of the Sumerians,
was first connected with vegetation and fertility, and kings
were identified with him. Very soon, however, in Sumerian
history, he is associated with the sun-god Shamash, who is
an important Babylonian god.1 Although the religion of the
Babylonians shows many signs of continuity with that of
Sumeria, the religion of Assyria, a Babylonian colony, re-
veals traces of profound political changes. Ashur, the great
god of the Assyrians, was a war-god.2 He evidently was the
product of a process of development such as produced Ram-
man or Rimmon, the Assyrian god of thunder, lightning,
wind and storm, who was originally identified with
Shamash, the Babylonian sun-god. The culture-sequences
in the case of the Sumerians, Babylonians and Assyrians
• The Children of the Sun. London: Methuen & Co., Ltd.
306
SOCIAL ORGANIZATION 307
show that the chief gods are first vegetation and fertility
deities, then sun-gods, and then war-gods.
In India the transformation is from sun-god to war-god,8
for there are no signs of the Tammuz-Osiris stage. The
culture-sequences that can be observed are those between
the Aryans and Asuras, and between the early and late stages
of the Aryans themselves.4 The sun was a great god of
the Asuras, and has continued so in those parts of India
under Dravidian influence. Peoples such as the Mundas of
Chota Nagpur, who speak an Austronesian language, the
Gonds, Khonds and other Dravidian tribes, have the sun-god
as their chief deity. The sun is an important god among
many of the Hindu sects of Southern India, the region
where Dravidian influence is so powerful. The Aryan-
speaking peoples, on the other hand, had Indra, a war-god,
as their chief deity.5 So, in the culture-sequence between
Aryans and Dravidians, the sun-god is followed by a war-
god. But it is possible to go farther, and to establish a
culture-sequence among the Aryans themselves. It is known
that Indra had, some time before the compilation of the Rig
Veda, supplanted a group of sun-gods, headed by Varuna,
who were the children of Aditi, the great mother of god*
and men.fl These sun-gods are common to the Aryans of
India and those of Persia before the Zoroastrian reform, and
among them is Mithra. So, among the Aryans themselves,
a war-god had come to the front. Varuna himself lost his
solar character, and became a creator god and god of waters.
In Vedic India, as in Assyria, the sun-gods are transforming
themselves, and also being supplanted by war-gods.
A culture-sequence can be established in Indonesia. For
in Borneo, the Kayan, who have immigrated later than the
Hindus, have no sun-god, and no ruling class of Children
of the Sun. Their supreme god is Laki Tenganan, who is not
endowed with special functions,7 but is looked upon as a
fatherly being who watches over their interests. He is
identical with the supreme being of the Kenyan ancl
Klemantan, tribes whom the Kayan have civilized. He ii
308 THEMAKINGOFMAN
apparently not the creator, but the Kayan are not clear on
tnis point; at any rate he does not figure in the creation
myth.8 The most important of their ordinary gods is Toh
Bulu, the war-god.9 The Kayan — this obviously means the
chiefs — claim descent from gods, especially Oding Lahang,
who acts as intermediary between men and Laki Ten-
ganan.10 Oding Lahang, they say, was a chief who lived
long ago. It is interesting to note his ancestry. "In the be-
ginning there was a barren rock. On this the rains fell and
gave rise to moss, and the worms, aided by the dung-beetles,
made soil by their castings. Then a sword handle (haup
malat) came down from the sun and became a large tree.11
From the moon came down a creeper, which, hanging from
the tree, became mated with it through the action of the
wind. From this union were born Kaluban Gai and Kalubi
Angai, lacking the legs and lower half of their trunks, so
that their entrails hung loose and exposed. Leaves falling
from the tree became the various species of birds and winged
insects, and from the fallen fruits sprang the four-footed
beasts. Resin, oozing from the trunk of the tree, gave rise
to the domestic pig and fowl, two species which are dis-
tinguished by their understanding of matters that remain
hidden from all others, even from human beings. The first
incomplete human beings produced Pengok Ngai and Katira
Murei; the latter bore a son, Batang Uta Tatai, who married
Ajai Avai and begot Sijau Laho, Oding Lahang, Pabalan,
Pliban, and Tokong, who became the progenitors of the
various existing peoples. Oding Lahang is claimed by the
Kayans as their ancestor, and also by some of the Klemantan
tribes."12
This story raises an important point in mythology. The
history of the Kayan tends to connect them with the Hindus
of Java.13 Their chiefs claim descent from the sky, and in-
directly, from the sun. Their most prominent deity is a war-
god. But what is the function of Laki Tenganan, their
supreme being? What does he mean in their history? He is
identical with the supreme being of the Kenyah and Kleman-
SOCIAL ORGANIZATION 309
tan tribes, whom the Kayan probably have civilized. This
god means something in the past history of the Kayan, and
possibly he was connected originally with the sun, from
which the ancestors of Kayan chiefs seem originally to claim
descent. If Oding Lahang, their great ancestor, were one
of the Children of the Sun — he certainly is in the line o£
descent — and if he usurped the place of Laki Tenganan,
then it is possible that the creation story presents history
through a refracting medium that has distorted the original
nature of Laki Tenganan.
The process may have been similar to that of India, where
Varuna, originally a sun-god, has been pushed into the
background by a war-god, and has lost his solar character.
Were it not that other information exists about Varuna, it
would not be possible to know that he was originally a sun-
god. The case may be the same with Laki Tenganan. An-
other important tribe of Borneo, the Iban or Sea Dyak.
have war-gods as their chief deities.14 Borneo tribes thus
show signs of contact, in the past, with the Hindu caste
of the Children of the Sun; their chiefs seem originally to
have claimed descent from the sun; their chief deity possibly
changed from a sun-god into a vague supreme being with
no cult; and war-gods have come into prominence. x
The culture-sequence of sun-god and war-god can be
established in the Pacific. The Carolines, or at least Ponape,
formerly had the Children of the Sun as rulers. Then came
invasions, and in Ponape the chief god is Tokata or Tau-
katau, which name is that of the king of Kusaie-Tokasa —
whence came invaders who broke up the former civiliza-
tion.15 Another account, that of Christian, says that the
Children of the Sun were wiped out by warlike peoples from
the south, led by Icho-Kalakai, who became their war-god.16
With the exception of San Cristoval, New Britain, New
Ireland, the Bismarck Archipelago and New Caledonia, the
sun-cult is a thing of the past in Melanesia. It is said for-
merly to have existed in the southern part of the New
Hebrides, representations of the sun having been found on
310 THE MAKING OF MAN
rocks in Anaitcum.17 In New Zealand, along with traces of
the Children of the Sun, go certain indications of the former
existence of a sun-cult among the ancestors of the Maori,
who mention a sacred mountain in their homeland, which
is the abode of the Bird of the Sun, so well-known in con-
nection with the sun-cult from Egypt to America.18
Although Melanesia and Polynesia possess traces of a
former sun-cult, yet most of the important Polynesian gods
are war-gods, who often have demonstrably displaced solar
gods.19 The original rulers of Tau, that part of Manu'a
Vvhere originated the first ruling families of Samoa, were
Children of the Sun. Tagaloa Ui, the son of the Sun and
af Ui, a woman who came from a country that possessed
4 sun-cult, had a son Taeotagaloa, whose sister was the wife
of the Tuafiti, that is, the ruler of Fiji.20 Taeotagaloa mar-
ried two girls. Each bore a son on the same day, and the
ruling power of the two parts of the island was divided
between them. When the sons had been instituted by Tae-
otagaloa in their offices, he said to his brother Le Fanonga,
"You stop here in the east and be the war-god of Fitiuta, but
I will go and be the war-god of Le-fale-tolu/' 21 Taeotagaloa
was a son of the Sun : he changed himself deliberately into
a war-god. Henceforth the sun-god disappeared from the
active cult, and persists only in tradition and myth. Tae-
otagaloa was the last god of the sky-world who had inter-
course with the Samoans: one authority claims that he was
the first man, and his son the first human king. It is sig-
nificant that, at the moment when human dynasties are
inaugurated, the beings who previously had been Children
of the Sun became war-gods. It would be worth much to
know exactly what happened at this moment; some im-
portant historical event must have occurred to cause this
profound change. For Taeotagaloa evidently was a real
being, in that he is the traditional representative of the
Children of the Sun, who came to Tau of Manu'a in
Samoa to live. These Children of the Sun went back to
the sky, that is, back home, and left the ruling power in
SOCIAL ORGANIZATION 3!!
the hands of the Ali'a family, members of which spread to
Tahiti, Rarotonga and elsewhere.22
Oro, the god of the marae of Opoa in Raiatea, was the
chief god of Tahiti and the Leeward Islands, and the kings
of Tahiti in their coronation ceremony became his sons.
The Tahitians claimed that Oro originated at Opoa, whence
his worship spread to the neighboring islands, and through-
out the Paumotu group. He was the great god of war in
Eastern Polynesia,23 and is equated to Rongo, the great god
of Mangaia in the Hervey Group.24 Rongo was the twin
brother of Tangaroa in Mangaia.25 Tangaroa was the elder
and was connected with the sky. He is identical with Tan-
galoa of Samoa, and thus is really a sun-god. Rongo, on the
other hand, is connected with the underworld, where lives
the great mother of gods and men. On account of the
favoritism shown for Rongo by his mother, Tangaroa went
to Rarotonga and settled there, leaving Rongo in possession
in Mangaia. So the sky-god has retired, leaving the war-god
in possession.
The first king of Mangaia, where Rongo dispossessed
Tangaroa, was Rangi, who is said to have come from
Savai'i, a name of one of the islands of the Samoan group.
Since Savai'i occurs so often in Polynesian tradition, and in
connection with widely separated places, it is well not to
rely on this. But Savai'i in Samoa is so closely connected
with the underworld that Rongo, the god of war, whose son
Rangi was the first king of Mangaia, might well, together
with his son Rangi, be connected with it. The picture is
completed by finding that, in Rarotonga, the island to which
went Tangaroa, when disgusted with the favoritism shown
to Rongo, the ruling family was founded by Kariki from
Manu'a in Samoa, who was descended from the sky-gods.
Thus the place with sky-gods is ruled over by people claim-
ing descent from a sky-god, in fact, from the sun; while a
place with a war-god, who rules in the underworld, has a
king who comes from a place closely connected with the
underworld, which in the case of the Samoan Savai'i, was
312 THE MAKING OF MAN
ruled by families claiming descent from Manu'a, where the
sun-god had changed into a war-god.
Behind all this mythology, therefore, a political revolu-
tion is being accomplished. The Children of the Sun have
vanished, and their place is taken by other rulers; and the
sun-gods give way to war-gods.28 Thus it is natural to find
that, as in New Zealand, all male children are dedicated to
the war-god.27
The earliest great god of North America was the sun-god,
who, in certain parts, reigned supreme to the end. But in
Mexico he became partly superseded, but not so much as in
Polynesia. Just before the arrival of Europeans, the Aztecs
came from the north and seized power in Mexico. They
differed in culture from the sedentary agriculturists whom
they conquered, and this difference is shown in their
pantheon. They had a war-god, the protector and leader of
the tribe, who had come with them on their wanderings,
named Huitzilopochtli. According to one account Huitzi-
lopochtli was a deified man. It is said that when pushing
their way to Mexico, the Aztecs had a leader named Huit-
ziton, who, one night, was translated to the sky and presented
to the god Tezauhteotl, the frightful god, who had the
form of a horrible dragon. The god welcomed him, and
thanked him for governing his people; and, saying that it
was high time he was deified, told him to go to earth and
tell the people of his impending departure, and to say that
his skull and bones would be left with them for protection
and consultation. This new deity was called Huitzilopochtli,
for the Aztec thought that he was seated on the left hand
of Tezcatlipoca. They took his relics with them to Mexico,
whither he is said to have guided them. He directed the
manner of sacrifice that he wished; for, some priests who
had offended him having been found one morning with
their breasts cut open and their hearts pulled out, this was
idopted as the common mode of sacrifice. Thus in yet
mother culture-sequence does a war-god supersede a sun-
god.
SOCIAL ORGANIZATION 313
The Zuni Indians of the Pueblo region afford a remark-
able instance of the transition from a sun-god to a war-god.
They are formed of the amalgamation of two peoples: a
branch that probably descended from the old cliff dwellers,
the people of the archaic civilization; and a branch from
the west or southwest, less advanced in culture, who did
not cultivate the soil to any extent before their arrival in
Zuni-land, who became the dominant branch of the tribe.28
The Zuni have a long creation myth, which, according
to Gushing, is that of the later and less civilized part of the
nation. It is to the effect *hat the All-Father Father created
himself as the Sun, "whom we hold to be our father." With
his appearance came the water and the sea. With his sub-
stance of flesh outdrawn from the surface of his person,
the sun-father formed the seed-stuff of twain worlds, im-
pregnating therewith the great waters, and lo! in the heat of
his light those waters of the sea grew green and scums rose
upon them, waxing wide and weighty until, behold, they
became Awitelin Teita, the "Four-fold containing Mother
Earth," and Apoyan Tachu, the "All-covering Father Sky.v
These produced all life in the four-fold womb of the Earth
The earth-mother pushed apart from the sun-father, and
man took form in the lowest cave-womb. Then a being called
"the all-sacred master" appeared in the waters and arose
to ask the All-Father for deliverance. The sun-father im-
pregnated a foam-cap with his rays and incubated it, so
that it finally gave birth to twins, the Beloved Preceder and
the Beloved Follower, to whom the sun-father gave knowl-
edge and leadership over men.29
With their magic knives the twins cleft asunder the Moun-
tain of Generation, and went beneath into the underworld,
to their subjects.30 When they got on the earth they at
once set out to find the "middle," the navel of the earth,
where they should make their permanent settlement. It was
in those days that war began. "At times they met people
who had gone before, thus learning much of ways of war,
for in the fierceness that had entered their hearts with fear.
314 THE MAKING OF MAN
they deemed it not well, neither liked they to look upon
strangers peacefully."31 Finally, they met the dew-people,
who claimed to be their elder brothers, and the two groups
joined company.82 After several stays in different places,
"they sought more often than ever to war with all strangers
(whereby they became still more changed in spirit)."
The twin Children of the Sun, well aware of the temper
of the people, changed also in spirit. They founded the
Society of the Knife, "the stout warriors of the Twain."
"Of blood we have tasted the hunger,
Henceforth by the power of war,
And the hazard of omens and dance,
Shall we open the ways for our people
And guide them in search of the middle.
And our names shall be known is the Twain
Who hold the high places of Earth.
• •••••
Come forth, ye war-men of the knife,
• •••••
Our chosen, the priests of the bow.
• . • . • •
Ye shall changed be forever,
The foot-rests of eagles
And signs of our order." 33
The twins were "strong now with the full strength of
evil. . . . Twain children of terror and magic were they." 34
Finally, their wanderings ended, and they met the black
people of the high buildings, their elder brethren, and
amalgamated with them.35
This story, to my mind, is one of the most remarkable
ever recorded. It is a piece of social psychology beyond price,
showing, as it does, the change of behavior in a people as
the result of warfare, and the consequent change in their
gods. It is remarkable that the Zuni priests should so ac-
curately have analyzed the causes of this change of temper,
and have recorded them so faithfully. It has already been
claimed that a continuity exists between the archaic civiliza-
SOCIAL ORGANIZATION 3I»j
tion and those that followed. In this case the signs of such
a continuity are clear. A people begins with the Children
of the Sun as their culture-heroes, the twain beloved, and
ends with them in the guise of war-gods.
In the Mound area the sun-cult existed universally, and,
as has been seen, the Children of the Sun were ruling over
some tribes in post-Columbian times. But those tribes who
gqf horses from the Spaniards, and went across the Mis-
sissippi after the buffalo, suffered many transformations in
their material culture. Their religious and social organiza-
tion also was much altered. The process varied with the
tribes, so, in comparing the Plains Indians with those of
the Mound area, it will be well to begin with the most
extreme example. The great Siouan family of the Plains was
split into several divisions. One of them, the Omaha, which
possesses traditions of movement across the Mississippi from
the eastern States, has lost much of its old culture. The tribe
has two divisions, each of which plays an important part
in the communal life. One half possesses the rites that ap-
pertain to the relationship between the individual and the
cosmic powers, while the other has those that are more utili-
tarian, and those that pertain to war. In the course of the
wanderings of the tribe, most of the first set of rites have
disappeared, while the practical ones are retained. They
now have no sacred chiefs, and the only approach to a god
is the thunder being, so closely connected with war, who is
in the sky, and is sometimes addressed as Grandfather.
Certain ceremonies are performed for each individual, such
as the Introduction of the Child to the Cosmos; Turning
the Child; and the Consecration of the Boy to the Thunder,
that is, to the war-god, who was invoked by the warriors.30
No trace exists of the sun-cult among the Omaha, and no
Children of the Sun rule over them.37
Evidence that the Siouan family once had the sun-cult is
afforded by the fact that the chief deity of the Mandan, "The
Lord of Life," is said to live in the sun.38 It is important to
note that the Mandan approximate closest in culture to the
316 THE MAKING OF MAN
people of the eastern States, for they have retained maize
cultivation to a considerable degree, and have not neglected
it like the Omaha and others. Certain other cultural features
also show them to be nearer to the archaic civilization than
the Omaha, who have lost so much while wandering across
the Mississippi. The old sun-cult has also not entirely died
out among the Hidatsa, Tciwere, Winnebago and other
Siouan tribes. ,
In North America, therefore, historical events have caused
certain tribes to lose the sun-cult that their ancestors pos-
sessed. Thus the culture-sequence of the Indian tribes is
similar to that of the rest of the region, namely, from sun-
god to war-god.
This survey shows that the peoples who followed the
archaic civilization, or were derived from it, in any spot,
•differ considerably from those of the archaic civilization,
not only in material culture, in the absence of stone- working,
irrigation and so forth, but in other ways; for they have often
-•eplaced sun-gods by war-gods; and also lack a ruling class
of Children of the Sun.
The widespread existence of remains of the archaic civ-
ilization in places occupied by communities not capable of
their construction shows that there must be a profound dif-
ference between the two cultural phases. There is every
reason to believe that the later comers were intellectually
equal to the peoples of the archaic civilization : they simply
lacked the necessary organization. Why was that?
The answer to this question apparently lies partly in the
fact that the later comers were more warlike than the peo-
ples of the archaic civilization. In the days of the archaic
civilization wars were not frequent, and time and energy
were available for great works. But the later communities
became educated in war, and gave up constructive work in
favor of domination.
It is an error, as profound as it is universal, to think that
men in the food-gathering stage were given to fighting. All
the available facts go to show that the food-gathering stage
SOCIAL ORGANIZATION 317
of history must have been one of perfect peace. The study
of the artifacts of the Palaeolithic age fails to reveal any
definite signs of human warfare. A critical analysis of the
industry of this age in its various phases shows that the
minds of the people were intent on their food supply and
on art, which, itself, was probably connected with the food
supply; and that the various inventions made in their flint
industry were improvements in implements for preparing
food, and in modeling tools and other means of exercising
their artistic capacities, which were considerable. Such mat-
ters are, however, outside the scope of this book, for the
great bulk of these remains are in Europe. Some are in
India and Tasmania, and none of them indicate warlike
activities.
The best evidence of the peaceful tendencies of early man
is provided by existing food gathering communities in
various parts of the region. In another place I have col-
lected the descriptions of the early food-gathering communi-
ties in all parts of the world, and the unanimous testimony
of the authorities leaves no room to doubt that these peo-
ples are peaceful, and entirely lacking in any cruel mode of
behavior.39
The coming of the archaic civilization into the outlying
regions of the earth therefore meant the beginning of war.
But only in the later phases did war become serious. The
people of the archaic civilization were comparatively peace-
ful, as the following accounts show.
Professor Breasted describes the Egyptians as "usually un-
warlike , . . naturally peaceful." 40 They became warlike
as a consequence of the invasion, about 1688 B.C., of the
Hyksos, who dominated the country for some time, but were
ultimately driven out. "It was under the Hyksos that the
conservatism of millennia was broken up in the Nile Valley.
The Egyptians learned aggressive war for the first time, and
introduced a well-organized military system, including the
chariotry, which the importation of the horse by the Hyksos
now enabled them to do. Egypt was transformed into a
318 THE MAKING OF MAN
military empire. In the struggle with the Hyksos and with
each other, the old feudal families perished, or were absorbed
among the partisans of the dominant Theban family, from
which the imperial line sprang. The great Pharaohs of the
Eighteenth Dynasty thus became Emperors, conquering
and ruling from Northern Syria and the upper Euphrates,
to the fourth cataract of the Nile on the south." In the earliest
phases of Egyptian history, the king had no regular army:
each nome had its militia, commanded by civilians. There
was no caste of officers. In case of serious war the militias
were grouped together as well as possible and put under
a leader chosen from the officials. "As the local governors
commanded the militia of the nomes, they held the sources
of the Pharaohs' dubious military strength in their own
hands."41
In Babylonia the sequence in deities is that of Tammuz-
Shamash-Ashur. No signs exist of warfare in connection
with Tammuz; his attributes are the reverse of pugnacious
or cruel. In connection with the sky-gods signs exist of war.
But the Assyrians were extremely warlike, as is shown by
the following statement : "The Assyrian was even more than
most of the empires of antiquity a well-organized fighting
machine, and, as all the statements about Ashur occur in in-
scriptions written after the era of conquest began, they
necessarily represent Ashur as a god of war." 42 They thus
differed entirely from the Sumerians and Egyptians. The
story of Egypt, Babylonia and Assyria is thus one of educa-
tion in warfare, and in Mesopotamia, along with this change
in behavior, went a change in the ruling families, and in the
gods connected with those families.
In India, as elsewhere, the old civilization succumbed to
the onslaughts of conquerors who added but little to the
cultural heritage of the country. India owes most of its
civilization to people who were more peaceful than their
conquerors. The Dravidian peoples were not warlike in the
same way as the Aryans: they were agricultural, and lacked
that element of mobility so characteristic of the great war
SOCIAL ORGANIZATION 319
rior peoples of history. Beyond doubt the break-up of civili-
zation in India was due to the incursions of warlike peoples.
Otherwise there appears to be no reason why this civiliza-
tion should not have persisted indefinitely.
In Cambodia the downfall of the great Khmer civilization,
of Dravidian origin, was due to the irruption of the Tai-
Shan peoples from Yunnan, with a much inferior civiliza-
tion but a more warlike behavior.43
Although the States of Southern Celebes have always pos-
sessed a military organization, the heads of which were
princes of the royal blood, yet the warfare seems to have
been of a half-hearted sort. These States had no real armies,
which seems to suggest that only officers existed. "It is evi-
dent from this that the warfare must have been of a very
different type from that of Europe."44 The military or-
ganization is thus directly similar to that of ancient Egypt,
being of the nature of a militia, and not a professional army,
such as exist in later civilizations in Indonesia and elsewhere.
The great civilization in the Carolines owes its downfall
to warlike invasions. It is said, in one set of traditions, that
Yap was invaded by warriors, so that the people fled to
Ponape. Then came a great fleet from Koto (PKusaie)
under a certain Ijokalakal, which captured Ponape; after
this the old customs began to die out. Another tradition
shows how the break-up of a community can be due to in-
ternal causes. Formerly, it is said, a single king ruled over
Ponape. He lived at Metalanim at a place called Pankatara.
This king sent his nobles to rule the provinces, and in time
they became independent, his power was undermined, and
probably wars between the different governors became
frequent.45
If culture-heroes, who visit food-gatherers and civilize
them, are representatives of the archaic civilization, and if
the food-gatherers were peaceful before their arrival, it fol-
lows that peoples with culture-hero traditions Would
probably state that they got their warlike habits from these
strangers. This is expressly so claimed in British New
320 THE MAKING OF MAN
Guinea. Oa Rove Marai, the culture-hero of the Mekeo
people, having quarreled with the people of some other
village, sent for the Mekeo people, gave them spears and
black palmwood clubs, and sent battle, theft arid adultery
among them, and sorcerers to kill people. Thus death came
among them.46
Similar traditions exist in Australia. For example, the
great being of the Kurnai, Mungan-ngaua, is said to have
given the people their weapons: "They are told that long
ago he lived on the earth, and taught the Kurnai of that time
to make implements, nets, canoes, weapons — in fact, every-
thing that they know." 47
Evidence exists with regard to the former peaceful nature
of Oceania. With regard to the general question, I venture
to quote the words of Mr. A. N. Hocart. He says: "My
belief is that a highly civilized people with a theory of king-
ship akin to the Egyptians and of a peaceable nature occu-
pied the South Sea Islands (with the possible exception of
peaceful aborigines in the interior of the larger islands).48
They were gradually pushed back towards the East by va-
rious peoples with whom warfare was a religious function;
and who consequently were constantly fighting and killing.
I should not like to say that the original civilized inhabitants
never did fight, but they certainly did not make fighting a
regular practice." He refers to the fact that the Tongans have
traditions of the time when wars were not, and goes on to say,
"Wars, or at least frequent wars, were certainly imported
into Tonga from Fiji. In Fiji one can almost see the war-
gods moving East."
The Tongan tradition is recorded by Mariner. "At the
time when Captain Cook was at these islands the habits
of war were little known to the natives; the only quarrels in
which they had at that time been engaged were among the
inhabitants of the Fiji Islands. . . . The bows and arrows
which before that period had been in use among the people
of Tonga were of a weaker kind, and fitted rather for
sport than war— -for the pffrpose of shooting rats, birds,
SOCIAL ORGANIZATION p\
etc. From the fierce and warlike people of (Fiji) . . . how
ever, they speedily learned to construct bows and arrows of
a much more martial and formidable nature; and soon be-
came acquainted with a better form of the spear, and a
superior method of holding and throwing that weapon. They
also initiated them by degrees in the practice of painting theii
faces, and the use of a peculiar head-dress in time of war,
giving them a fierce appearance, calculated to strike terror
into the minds of their enemies. These martial improvements
were in their progress at the time of Captain Cook's arrival,
but not in general practice, for having few or no civil dis-
sensions among themselves, the knowledge of these things
was confined principally to certain young chiefs and their
adherents, who had been to the Fiji Islands." 49
The Fijians themselves seem originally to have been peace-
ful. "The ancient legends describe a peaceful immigration
of a few half-shipwrecked and forlorn people. . . . And so
far from being an entrance at that early period of a vic-
torious host, it is not till long after that any serious war is
even hinted at; not, indeed, till several tribes had broken
away from the original stock and become independent."
The author quoted is confident that war on a considerable
scale is comparatively recent in Fiji, and that the -introduc-
tion of firearms has had much to do with it.60
Manu'a, the earliest settlement of Samoa, was a land of
peace, and was neutral in intertribal wars.51
In Eastern Polynesia former times seem to have been
peaceful, and chiefs and their followers from all directions
assembled at Raiatea in Tahiti for certain ceremonies. This
delightful condition of affairs broke up because of quarrels
among the priests in charge of the ceremonies, and wars,
murders and strife ensued.62 This is substantiated by th?
traditions of the people of Hawaii, which state that the
Children of the Sun formerly lived in Tahiti and Hawaii,
In those days life was more peaceful, and a race of heroes,
probably such as the Eyeball of the Sun, the children of the
£ods, ruled by subtlety and skill, and went to other islands
322 THE MAKING OF MAN
for courtship and barter. Then came a time when these
chiefs, having to protect their property against their fellow-
chiefs, gave up these long voyages: "Thus constantly in
jeopardy from each other, sharpening, too, their observation
of what lay directly about them and of the rational way
to get on in life, they accepted the limits of a man's power
and prayed to the gods, who were their great ancestors,
for gifts beyond their reach." 63
In later times warfare was not universal in Polynesia. For
example, the people of Bowditch Island, who seem to have
preserved much of the archaic civilization, were quiet and
rarely fought.54 Similarly the people of Funafiti in the Gil-
berts and those of Tikopia are described as peaceful. On the
other hand, in Penrhyn Island, where are ruins of the archaic
civilization far beyond the capacity of the present popula-
tion, fighting is incessant. The ancestors of the people came
from Rarotonga, like those of the Maori.55
Peace reigned in Mangaia in the days of Rangi, the son
of Rongo, the war-god. The art of war is said to have been
taught the people by denizens of the underworld,50 that
is, by followers of Rongo. It is also said that the Mangaians
owe the development of their warfare to Tongans, who
brought ironwood with them — so useful for weapons.57 So
the Tongans handed on what they had learned from Fiji.
The Maori found, in New Zealand, peoples with a civiliza-
tion that seems to have been, in some respects, superior to
theirs in material culture. These people were peaceful.68 The
cultural decadence of the Maori themselves is ascribed to
their fighting habits. "In the centuries immediately after
the first immigration all evidence points to the existence of
large States, which occasionally were subject to one common
head. There seems also to have been a religious center. This
was the period of the national prosperity of the Maoris, when
their workmanship also attained its highest perfection. Tas-
man alone saw in 1642 large and splendid double canoes in
use among them; such canoes the Maori of the eighteenth
century were no longer able to build. The decadence was
SOCIAL ORGANIZATION 323
universal. The ancient kingdoms broke up into small com-
munities of bold incendiaries and robbers, who recognized
no political center, but were engaged in fierce feud, one
against another. . . . The national character, always in-
clined to pride and tyranny, ended by becoming more and
more bloodthirsty, revengeful and cruel." G9 The Moriori
of the Chatham Islands, the descendants of those driven out
of New Zealand by the Maori, were peaceful. Their laws
forbade killing, and they said that all fighting had been pro-
hibited in the days of their ancestor Nunuku. They formerly
used stone axes as weapons, but latterly had only a pole,
8 to 10 ft. long, fo/ fighting.60
The evidence from the Pacific thus entirely bears out the
contention of Mr. Hocart. Where culture-sequences can be
established, it is found that the earlier phase was the more
peaceful. The break-up of Polynesian society can now readily
be understood. When communities give up their peaceful
habits and take to fighting on a large scale, attention is
diverted from one occupation to another. In the Pacific, the
rise of warfare coincides with the degeneration of culture in
the arts and crafts. It is thus legitimate to look upon warfare
not, as many do, as a sign of strength, but of decay, from
the standpoint of material culture.
The same story is told in America. The earliest known
civilization, that of the Maya, shows signs of being compara-
tively peaceful.01 The early beliefs of the Maya depict as
the principal subject, a human figure, the divine ruler or
priest, splendidly clad with the emblems of civil and re-
ligious authority. At Palenque, and elsewhere, religious
ceremonies, sacrifices, self-torture, are depicted. Curiously
enough, the more northerly Maya cities, which arc of later
date, contain traces of war. "At some of the northern cities
the principal figures stand on the backs of crouched human
beings who have been identified as captives, and at Piedras
Negras captives, bound with ropes and stripped of all cloth-
ing and ornaments, appear huddled together before a ruler
seated upon a throne, with attendants standing on either
324 THE MAKING OF MAN
side; or, again, an elaborately dressed ruler with spear in
hand and an attendant standing behind him faces kneel-
ing captives or warriors, also armed with spears. These two
monuments . . . have been interpreted, and probably cor-
rectly, as records of specific conquests, the captives represent-
ing the alien rulers, cities or tribes with their corresponding
nemaglyphs on their shoulders or thighs. But at best these
are only sporadic cases, and an overwhelming majority of
the Old Empire sculptures portray religious ceremonies,
deities, rulers and priests." 62 While the Maya in the center
were living in a profound peace, those on the outskirts evi-
dently fought with the surrounding tribes, which, on the
hypothesis based on the study of the distribution of civiliza-
tion of various stages, have been derived from them. That
is to say, if it be granted that the Maya first settled peace-
fully among unwarlike food-gatherers, they brought with
them something in their social and political organization that
proved their ruin; that is to say, they ultimately produced
warfare. This hardening process is at work in the later
Maya settlements of Yucatan, where a certain ruling family,
descended from the sacred priest-king of the early period,
the Cocomes, evidently went the way of other ruling
families. They ruled at Mayapan in Yucatan; and at the
time when certain convulsions were taking place, "it would
appear that they had begun to exercise a closer control over
their vassals. To support the harsher methods which they
introduced they commenced to employ the services of mer-
cenaries, 'Mexicans,' recruited in Tabasco and Xilxicalance,
and by their aid levied tribute upon the other members of
the league to an extent which the latter were not prepared
to suffer." °3 Thus a family, claiming descent from Kukul-
can, a Son of the Sun, began to take on the aspect of a
typical warrior aristocracy. The ruling class of Chichen-Itza,
another Maya settlement in Yucatan, also constituted a
warrior caste.64
So, in the case of the Maya, the story is one of education
in warfare. The earliest cities show no trace of fighting;
SOCIAL ORGANIZATION 325
then, on the outskirts, the later cities were engaged in war.
The ruling class of the later cities probably were Children
of the Sun. When the Maya left Guatemala and went to
Yucatan, their rulers tended to become' definitely warlike
and to behave cruelly. Presumably, like the ancient Egyp-
tians, they were educated in war. The growing aggression
of the rulers of Mayapan seems itself to have caused much
turmoil in Yucatan. Thus the phenomenon of the increasing
warfare will probably find its explanation in that of the
change of behavior of the ruling classes.
The warlike activities of Mexico in the time of the Aztecs
are well known. According to Bandelier, speaking of the
Aztecs: "War, at first defensive, afterwards offensive, be-
came the life of the tribe." 63 The later civilizations certainly
far surpassed, in this respect, the early civilization of the
Maya. So, not only did the Maya become more warlike, but
their successors, who surpassed them, went through the same
process of education.
The hypothesis adopted with regard to North America
was that the civilization of that region can be regarded as a
unity, derived ultimately from Mexico and the south. The
cultivation of maize, pottery making, the working of metals,
the use of pearls and manufacture of polished stone imple-
ments, and the tales of culture-heroes, have been adduced
as evidence of this unity. If it be true that the practice of
warfare has been derived from the archaic civilization, that
the people who brought in maize-cultivation to the food-
gatherers also turned them into fighters, it will not be sur-
prising to find further evidence of unity of culture. This
evidence is forthcoming.
In North America in post-Columbian times the military
organizations of the various tribes were similar. According
to the Huguenot narratives, the tribes of North Florida and
the adjacent region had a military system and marching order
almost as exact as that of a modern civilized nation-, the
various grades of rank being distinguished by specific titles
The Indians who went into the Plains after the buffalo had
326 THE MAKING OF MAN
military organizations so similar as to suggest a common
origin.60 Thus once again signs of unity run through the
civilization of North America.
The post-Columbian Indians seem to have been more war-
like than their predecessors for: "From what we know of
the Indian character, there is every reason to believe that
the non-sanguinary sun-worshiping tribes were conquered
and rudely driven off" 6T by the ancestors of the post-
Columbian Indians. In their place are warlike tribes such
as the Iroquois, with war-gods as their chief deities.08 This
agrees with the Huron and Wyandot tradition that the sky-
world, the place associated with the people of the archaic
civilization, was peaceful.09 Several of the Plains tribes were
very warlike, especially the Pawnee, for whom war was
business and pleasure. By it they amassed wealth, and gained
credit and renown. They captured all the surrounding tribes,
and claimed to hold the country from the Missouri to the
Rockies, and from the Nebraska southwards to the Arkansas
or the Canadian River.70 They had given up the sun-god,
which is shown by the fact that they came out of the south-
west, where the sun-cult was universal; and also by the fact
that the Skidi, a branch of the tribe, still retain some sort
of sun-cult, although, even in this case, the sun is unim-
portant.71
The study of culture-sequences has led to the generaliza-
tion that, in all parts of the region, the earlier civilization
seems to be the more peaceful. The archaic civilization has
spread out into countries inhabited by peaceful food-
gatherers, and the earliest settlements were probably also
peaceful, which accords with their apparent industrial na-
ture. Men engaged in mining for gold would be more in-
terested in that than in fighting. Moreover, such settlements
would be sparse; India, for example, with the exception of
Bellary, and one or two other places, does not seem to have
possessed any great concentration of population in those
early days, so that a pretext for warfare would hardly exist.
One fact points to warfare in this period — the building of
SOCIAL ORGANIZATION 327
fortifications. What, it may be asked, would be the aim of
such fortifications if no warlike peoples were feared? This
difficulty tends to ignore the probable nature of these settle-
ments. They were, according to the hypothesis, those of
peoples with a fairly high degree of civilization, of whose
provenance it will be necessary later to inquire. If it be
assumed that they came from some country where war had
already begun, where the building of fortresses was a habit,
then, to account for the fortifications, it is only necessary to
invoke the innate tendency for settlers to reproduce the
culture of their homeland. Perhaps an instance from outside
the region will help. The great ruins of Zimbabwe, south
of the Zambesi, built by men working the goldfields, are
fortresses. Yet, beyond doubt, they were built without reason.
The warlike Bantu had not yet swarmed down from the
north: the only possible inhabitants of the country were the
peaceful Bushmen and Hottentots. This makes these great
fortresses simply ridiculous. So, in places such as India, the
habit of living on hilltops may have been brought by the
people of the archaic civilization from their homes, and thus
would have no reference to the conditions of the countries
where they lived. It is further necessary to add that the
more warlike peoples of the earth have not usually been
given to the making of fortifications, and this makes the
peaceful nature of the people of the archaic civilization more
probable. At the same time these people must have had some
warfare, and the habit of fighting must have developed. It
must be remembered that the archaic civilization was based
on agriculture, which implies a steady increase of popula-
tion. A new world was created wherever these people set-
tled; food-gathering gave place to food-producing, and new
peoples came into being. In this way the chances of wair
must have increased in several ways.
The surveys of this chapter have shown that the loss
of the sun-cult and of the Children of the Sun and the ap-
pearance in their place of warrior chiefs and war-gods, has
been accompanied by an actual change in the behavior of
^28 THE MAKING OF MAN
peoples. This is the first example yet adduced of the rela-
tionship between various elements of civilization: a change
in the ruling class is accompanied by a change in the deities
of the community, and also by a change in the behavior ot
the community. Evidently one change caused the others.
This raises one of the ultimate problems of social psychology,
that of the interrelationship of institution and behavior in
society. As the general argument proceeds, it will repeatedly
be seen how close is this interrelationship. Once it is realized,
it is obvious that the ultimate problem of all is that of ex-
plaining, in psychological terms, the process of all that is
now being described in historical terms. Such a problem
must be left on one side until the historical process is itself
clear enough to make it possible to attempt its solution.
The aboriginal inhabitants of the region were peaceful
food-gatherers with no social organization, wandering about
in family groups. Then there came into existence at various
points, India, Cambodia, Indonesia, the Carolines, Poly-
nesia, Mexico and elsewhere, an advanced civilization based
on irrigation, located near sources of wealth of various sorts,
and characterized by stone-working and other arts and
crafts. Some of these early settlements were obviously only
there for the purpose of mining, and no attempt was made
to colonize the country. But, in others, great cities sprang
up, that must have numbered their populations by tens of
thousands. These early civilizations were ruled over by
divine kings, usually claiming descent from the sun. This
archaic civilization gave rise to others, less advanced in the
arts and crafts, but more warlike, with war-gods, which ulti-
mately destroyed it. The rulers of these later communities
were not divine beings.
The next task is that of determining what other circum-
stances attended this remarkable transformation. The
archaic civilization contained some element destined to
destroy it, in spite of its achievements in all parts of the
world; it was rotten somewhere. This archaic civilization
has exercised a tremendous influence upon all that followed;
SOCIAL ORGANIZATION 329
even that of Western Europe is deeply rooted in it. Maybe
that some of the problems that face us at the present day
will find their solution in the determination of the reasons
that brought to ruins this civilization that was so rich in
material culture.
NOTES
1 Langdon, i, p. 31.
2 Barton, p. 221; Jastrow.
3 Ibid., p. 224 e.s.
4 By "Aryans" is meant "peoples speaking Aryan languages." Similarly
»vith "Dravidians" and "Austronesians."
5 Barnett, p. 22.
*lbid., p. 1 8; Barth, p. 18.
7 Hose and MiDougall, ii, p. 5.
8 Ibid., ii, pp. 6-7.
9 Ibid., ii, p. 5. Toh Bulu means "feather-spirit" or "spirit of feathers1*
(»i, p. 18).
10 Ibid., ii, p. 10.
11 Ibid., ii, p. 137.
12 /&</., ii, p. 138.
19 IM.. h, p. 85.
1 1 Ibid., ii, p. 85.
ir'Hahl, i.
|(t Christian, iv, p. 84.
1 r Rivers, x, xn.
lsBcst, x.
1 n Formandcr mentions a former sun-cult in Tupai of the Society Group
(44. n. 2).
->0 Pratt, ii, p. 25.
21 Ibid., ii, pp. 294-5. Lc Fanonga and his brothers went to Upolu and
became presiding deities (Stair, n, p. 49).
22 From the time of disappearance of the Tagaloa family, Samoan chiefs
are called Tui, a title similar to that found in Fiji and Tonga. These Tui
chiefs are really war chiefs, for they take no part in the administration of
the state.
28 Gill, i, p. 14.
24 Ibid., ii, p. 635.
28 Ibid., iv, pp. xo-n.
26 In Mangaia a king, Tiaio, became a war-god. The Mautara, a priestly
tribe, gave up their ancient divinity, Tane, in favor of this new god. The
greatness of Tiaio marks the political supremacy of that warlike clan,
which is of recent origin (Gill, i, p. 30).
27 Btst, vi, p. 456; xi, p. 128.
28 Gushing, ii, pp. 342-3*
29 /&//., pp. 379, 381-2.
80 lbid.t pp. 382-3.
81 lbid.t ii, p. 390,
THE MAKING OF MAN
bid., pp. 397-8.
bid., pp. 4I7'9-
**lbid., ii, pp. 422-3.
"/#</., p. 426.
w Fletcher and La Flesche, pp. I95» *99» 200, 382.
87 J. O. Dorsey, ii, p. 43<> *•*•
**lbid.t pp. 506, 507.
89 Perry, vi.
40 Breasted, iii, pp. i93» 3J9-
^Ibid., iii, pp. 19. 82.
42 Barton, p. 221.
48 Haddon, ii, pp. 3°-2.
44 Bakkcrs, iv, p. 80.
48 Hahl, i.
46 Sehgman, i, p. 308.
47 Howitt, p. 493. . t.
48 Cf. F. Kramer, i, p. 394, who says that doubtless in the earliest tima
peace reigned over Fiji, Samoa and Tonga and Western Polynesia in gen-
rral. The quotation from Mr. Hocart is from a letter.
49 Mariner, p. 67.
50 Deane, p. 229.
51 Ella, iii, p. 155.
82 P. Smith, v.
53 Beckwith, p. 303.
54 Turner, p. 268.
85 P. Smith, i, p. 96.
86 Gill, i, p. 130.
wibtd., p. 288.
58 Gudgeon, p. 209.
8» Weule. p. 333-
60 Shand, p. 76 e.s.
81 Joyce, ii, pp. 364-5.
62 Morley, ii, pp. 443'4«
63 Joyce, ii, p. 205.
64Spence, p. 155.
65 Bandelier, p. 98.
88 Hand-Book: Art, Military Organization.
67 Schoolcraft, v, p. 203.
88 Tylor, ii, p. 308.
«»Barbeau, i, p. 289; see Chapter 13 for sky-world.
^o Grinnell, pp. 3°3» 3<>6.
d., p. 224; Wisslcr, iii, pp. 335» 337«
LAW AND ANTHROPOLOGY *
By HUNT1NGTON CAIRNS
IT is the object of this essay to examine the relationship
between anthropology and law and to show the importance
of this relationship. Within the past few years there has
been in the social sciences a marked trend towards synthesis,
and the idea of the social philosophers of the latter part
of the nineteenth century that the social studies were divided
by firm boundaries is regarded now as untrue. Formerly, and
to a considerable extent to-day, the efforts of social scientists
have been directed towards the discovery of a method of
investigation whose employment in the field of the social
sciences would lead to advances, such as have followed the
use of the inductive method in the field of the natural
sciences. Attempts so far to apply the inductive method to
research in the social sciences have not been marked by suc-
cess; in addition, the question of the employment of the
inductive method has been complicated by the fact that in-
vestigators working in the field of the natural sciences havf
awakened to the validity of Hume's criticism of this method
of research.1 Thus, Mr. Bertrand Russell has recently
declared that the inductive method "is as indefensible in-
tellectually as the purely deductive method of the Middle
Ages." 2 This raises the problem, the solution of which is
far from settled, of whether the inductive method should
continue to be employed even in the natural sciences. Thus
the social scientists in facing the problem of method have
been confronted with a task of the greatest complexity; no
Bacon, nor even an Aristotle, has yet appeared to contribute
* This article was first published with some minor changes in the
Columbia Law Review, January, 1931. Thanks are due to the Board of
Editors of thie journal for their courteous permission to reprint.
32 THE MAKING OF MAN
his energy and vision to the solution of this problem. No
method comparable to either the deductive or the inductive
method has been developed for research in this field. A
resulting stagnation of the social sciences has been averted
by the realization at this stage of the need for coordination
and synthesis of the data they have to offer; for not only
have the natural sciences, as they have extended their fron-
tiers, been found to overlap one another's territory, but the
social sciences also have been found to be closely related
and interdependent.
Attempts at synthesis in the past have revealed that it is
an approach which must be handled with the utmost cau-
tion. Too often it leads to facile generalizations which have
no scientific validity and to analogies which retard rather
than advance the development of thought. Biology, for
example, has been levied upon by political scientists for nu-
merous analogies and concepts, and the foremost generaliza-
tion born of the synthesis of these departments was the idea
that the state was an organism. In the hands of Spencer this
metaphor received its most complete expression and the
analogies he drew, such as that of nerves paralleling arteries
as telegraph wires parallel railroad tracks, were numerous
and bizarre.3 Nevertheless, for all the thought which has been
lavished upon it, the metaphor has contributed nothing to
our knowledge of the nature of the state but has instead led
thinkers to false conceptions which have vitiated large por-
tions of their work. Social scientists are apt to find in related
fields resemblances which interpret without clarifying, and
methods which work swiftly but only as a substitute for
thought. Thus psychoanalysis, the most valuable instrument
of psychological research yet devised, in the hands of skillful
biographers and historians has revealed new depths of per-
sonality in such difficult figures, for instance, as Luther and
Leonardo da Vinci,4 but its uncritical use by psychologists
and sociologists has produced sonorous and flexible explana-
tions of social phenomena which, if examined, are meaning-
Jess- When there are discoveries in one field of science an
SOCIAL ORGANIZATION 333
effort is at once made to apply these discoveries to other
fields without inquiring in what manner the application
will lead to fruitful ends or wherein lies their real ap-
plicability. Evolution after 1859 became the shibboleth by
which practically all problems were resolved; to-day it is
the concepts of the new physics which, although of the
greatest importance to scientists in every field, are likewise
the subject, of much unsound thinking. Subjects, however,
such as sociology and history, anthropology and religion,
political science and law so often meet on common ground
that their synthesis along certain lines is natural and
valuable.
Cultural anthropology was born in the latter half of the
nineteenth century and to a few jurists of that time it was
at once clear that a profitable field of research for the law
had been opened. Sir Henry Maine in England,5 and A. H.
Post0 and Josef Kohler7 in Germany were the leaders in
explorations into this new territory. Post and Kohler in par-
ticular were indefatigable workers in the field of anthro-
pology and even to-day such essays as Kohler's Zur
Urgeschichte dcr E/ie 8 possess considerable anthropological
importance. Maine, it must be remembered, published his
Ancient Law in 1861 when there were only a few anthropo-
logical works in print which could be of assistance to him,
and he seems at that time to have been unaware even of
such works as Morgan's League of the Ho-de-no-san-nee?
It is thus greatly to his credit that he should have turned for
light upon juridical problems to early systems of law before
the fever for anthropological research had really set in. But
after the movement was under way he did not keep pace
with it; the torch passed into the hands of Post and Kohler
and the other writers whose chief medium of expression was
the Zeitschrift fur vergkkhende Rcchtswisscnschajt. More-
over, J. F. McLennan,10 a Scottish lawyer and a keen student
of anthropology, soon placed his finger on Maine's weakest
poirit — ia view of our present knowledge — his patriarchal
theory. Nor were Post and Kohler exempt from mistake^
334 THE MAKING OF MAN
which arose chiefly from the dearth of anthropological
knowledge at that time. But what is more important than
the errors of these early workers is the fact that the field
of inquiry which they uncovered soon ceased to attract the
attention of either jurists or anthropologists.11
For more than a quarter of a century research in anthropo-
logical jurisprudence, save for a few scattered and unrelated
inquiries, has been at a standstill. To-day a recrudescence of
interest in this field for the sociologist and the anthropologist
— if not for the lawyer — appears to be taking place.12 In a
slim but admirable volume, Malinowski 13 has indicated
the importance of primitive law for the anthropologist, and
Lowie has similarly attempted in two brilliant papers 14 to
attract the attention of the lawyer. Primitive law ceased to
interest anthropologists, Malinowski has pointed out, because
they had an exaggerated idea of its perfection; it also ceased
to attract attention because — and mistakenly, as Malinowski
has likewise shown — it was apparently easily explained.15
Recent legal thinkers have neglected the study of the rela-
tionship of law and anthropology because in the hands of
their nineteenth century predecessors it led to sterile con-
ceptions and a false philosophy of law; the study has also
been neglected because of the constant disinclination of
jurists to seek help in adjoining fields. Law has been re-
garded as a subject which contains within itself the seeds
of its own growth; but with the movement towards syn-
thesis and the development of a functional attitude in juris-
prudence and in anthropology it may well be that these
departments by again combining will contribute to each
other's advancement.
To-day in both jurisprudence and anthropology there has
developed what is termed the functional attitude. This atti-
tude, for jurisprudence at any rate, is closely related in con-
temporary thought to the instrumentalist or pragmatist
movement. In jurisprudence it means simply that the jurist
takes account, in Pound's phrase, of law in action as well as
of law in books. No longer does the jurist regard law solely
SOCIAL ORGANIZATION 333
as a self-contained system of thought, comparable to mathe*
matics or logic, which can be developed on paper from a
few premises to meet all exigencies, as Whitehead and Rus-
sell in Principia Mathematica1* developed symbolic logic.
In the past the jurist has been content to frame his rules and
test them by abstract principles of justice without concerning
himself with the test of their applicability. Frequently the
rules were unenforceable, absurd, and in practice unjust.
From the functional point of view the attempt to frame legal
precepts with respect to social interests and needs is more
important than their logical or historical coherence on paper.
The functional movement has given great vitality to legal
thinking and has raised law to the status of social science.17
In anthropology, Malinowski, who is responsible for the
label "functional" in this field, has best stated the aims and
principles of the functional method: "This type of theory,"
he writes, "aims at the explanation of anthropological facts
at all levels of development by their function, by the part
which they play within the integral part of culture, by the
manner in which they are related to each other within the
system, and by the way in which this system is related to
the physical surroundings. It aims at the understanding of
the nature of culture, rather than at conjectural reconstruc-
tions of its evolution or of past historical events." 18 Culture
from the functional standpoint is regarded not only as
dynamic but as an organic whole. Modern anthropology en-
deavors to study exogamy, totemism and other manifestations
of primitive culture not solely with regard to the narrow
field which these phases occupy but also to study them in
relation to the entire field of social organization. Primitive
culture is studied in action, and preconceived assumptions
and paper schemes are banished. To-day law and anthro-
pology are in their program one.
In marking out the boundaries of a new subject we arc
at once perplexed by the multitude of problems which im-
mediately arise. So many questions press for an answer, so
many lines of inquiry appear fruitful, that the risk of wan-
33^ THE MAKING OF MAN
dering is great. This risk is no less real even when we are
dealing with a subject, such as the relationship of law and
anthropology, whose development must proceed along re-
stricted lines. Anthropology, for all the achievements to its
credit, has in the hierarchy of thought only recently cast aside
its swaddling clothes and at present it is impossible to dis-
cern its ultimate contribution. The simplest criterion by
which to mark the present limits of the subject appears to be:
What discoveries and conclusions of the anthropologist are
of value to the jurist? With the assistance of this criterion
three lines of contact suggest themselves:
(a) The nature of law;
(b) Legal history and anthropology;
(c) Law and anthropology in action.
In attempting to arrive at an understanding of the nature
of law we may first consider what is meant by the term
"law" and whether "law" exists in primitive cultures in the
-sense that it is supposed to exist in advanced cultures. Jurists
from the Ancient Greeks to the present day have found it
a notoriously difficult task to define the term "law" and there
exists no definition which is satisfactory to all inquirers. Con-
ceptions of the nature of the state have determined the view
jurists have taken of law and as these conceptions have
changed from time to time the definitions have been modi-
fied to meet current theories. It is the sociological theory
of the nature of the state, advanced by Small,10 Maclver,20
Oppenheimer 21 and others, which is to-day one of the cor-
ner stones of modern political theory. No longer is political
science under bondage to the lawyers, as Beard 22 once com-
plained, and definitions of law in terms of supreme authority
have been abandoned. The state, from the sociological stand-
point, is viewed as a specific association, a product of social
growth and "perhaps the most important of several funda-
mental types of organs or agencies utilized by society to
insure that collective life shall be more safe, efficient and
progressive." 28 Judge Cardozo, in accord with general so-
SOCIAL ORGANIZATION 337*
ciological thought, has advanced what may be termed a
sociological, or functional, definition of law. "A principle
or rule of conduct so established as to justify a prediction
with reasonable certainty that it will be enforced by the
courts if its authority is challenged, is," he holds, "a principle
or rule of law." 24 This statement is, of course, not strictly
a definition of law. But it suggests a real criterion, as will
presently be seen, by which to recognize law in advanced
cultures.
It can be laid down, as a beginning, that principles or rules
of conduct obtain in both primitive and advanced cultures.
In all cultures we are confronted with the task of dis-
tinguishing rules of law from other rules of conduct, such
as, for example, the rules of conduct regulating the behavior
of communicants of the Roman Catholic Church or the
rule that a man shall pay a debt incurred at cards. By Car-
dozo's criterion we are able to distinguish rules of law from
other rules of conduct: rules of law are those rules of conduct
which we are able to predict will be enforced by the courts.
All other rules of conduct in legal theory are simply rules
of conduct and nothing more. It is thus apparent that the
essential element of the criterion is the element represented
by the idea of "a court." Without this element Cardozo's
criterion would be of no value, as it would not enable us to
distinguish law from other rules of conduct. There is im-
plied in this definition, it is necessary to add, the concept of
the state, or, by its criterion, the decrees of the Rota would
be law. Within the closed system of the Catholic hierarchy
the decrees of the Rota may well be law; but they are not law
in the sense we are considering it and it is the addition of
the element of the state as the authority creating courts which
excludes them. For advanced cultures Cardozo's definition
is sufficient: we are able, by the criterion it postulates, to dis-
tinguish law from other rules of conduct.
When we attempt to apply this definition in certain primi*
tive communities we discover that it will not work. In many
primitive communities throughout the world we find no
338 THE MAKING OF MAN
courts and no agencies for the administration of justice in
any way comparable to courts. Justice in a case of violation of
criminal rules of conduct is a private matter; redress is
obtained by the individual affected, either unaided or with
the assistance of his friends or kinsmen. Punishment may
take form similar to the injury, or the offender may be killed
or beaten, or the crime may be absolved by the payment of
a fine.25 This form of administration of justice is so wide-
spread that two examples will suffice. Among the natives of
Eddystone Island strict monogamy prevails and lapses on
the part of the man, contrary to the custom in more civilized
parts of the world, are regarded with an opprobrium equal
to that with which lapses on the part of the woman are re-
garded. During a visit of Rivers to the Island, a wife dis-
covered that her husband had been guilty of adultery. At
once she put a knife into him, inflicting a severe but not a
fatal wound. This procedure was regarded as orthodox and
natural.26 Again, the penalty for incest among these natives
is death and, the event occurring, any machinery for the
determination of guilt or punishment is held to be unneces-
sary. As soon as the crime is discovered the punishment fol-
lows automatically and the kinsmen of the offender take the
leading part in its infliction.27 In the field of primitive civil
law, which Malinowski has been the first to discuss ade-
quately, we also find Cardozo's definition to be of little
assistance.28 There exists in the Melanesian community in-
habiting the Trobriand Archipelago a system of exchange
whereby the villagers on the edge of the lagoon barter their
catches of fish for vegetables from inland communities. This
system, primarily economic, is conducted with great cere-
mony. In addition, as Malinowski has been able to show, a
definite legal element enters into the arrangement. Fisher-
men must promptly and in full repay inland traders for the
vegetables they receive, and so must the traders pay the
fishermen. The dependence of the two communities upon
each other for the exchange of food gives to each the weapon
£or the enforcement of the contract— reciprocity; although,
SOCIAL ORGANIZATION 339
as in civilized communities, the natives attempt, when there
is no danger of loss of prestige, to evade their obligations.
This system of mutualities, illustrated by the exchange of
fish for vegetables, is an integral part of the Melanesian social
organization. But it is the ceremonial manner in which cer-
tain of these transactions are carried out, and the feeling
that the rules of conduct regulating the transactions arc.
binding, that differentiate law in Melanesia from the re-
maining body of custom. Malinowski, upon these facts, has
framed an anthropological definition of law: "Civil law, the
positive law governing all the phases of tribal life, consists
... of a body of binding obligations, regarded as a right
by one party and acknowledged as a duty by the other, kept
in force by a specific mechanism of a reciprocity and pub-
licity inherent in the structure of their society." 29
Dr. Malinowski's definition, if applied to Melanesian rules
of conduct, distinguishes "legal" rules of conduct from
"non-legal" rules of conduct. But it is at once apparent that
if the definition is applied in advanced cultures it fails to
accomplish this purpose. Are we then to conclude that
"law" in advanced cultures is something different from
"law" in primitive cultures, since neither Cardozo's nor
Malinowski's definition, both admirably satisfactory from
the point of view of the cultures for which they were framed,
is applicable to other and opposed civilizations? Assuming
that Melanesian rules of conduct may be divided into two
classes, and that Dr. Malinowski is justified from the
Melanesian point of view (and it appears that he is) in
terming one of those classes "law," then common sense sug-
gests that as "law" in primitive communities apparently ful-
fills the same social needs that "law" fulfills in advanced
cultures, the "law" of both cultures, from a societal stand-
point, is functionally identical. But from the point of view
of definition this conclusion does not follow. Logically, the
element of "the courts" in Cardozo's definition indicates a
real and not a verbal distinction; he has, to employ OgHen
and Richards' conception, indicated a distinguishing attri-
340 THE MAKING OF MAN
bute and has not proposed a symbol substitution.30 If we
substitute the "state" for the criterion the "court" our diffi-
culty is not overcome although the definition is broadened
without any corresponding loss of definiteness. For anthro-
pologists and political scientists are by no means agreed as
to the omnipresence of the state in society. Maclver, who as
a political scientist is far removed from the strictly legal
approach characteristic of the work of, say, W. W. Wil-
loughby,31 denies emphatically and with great cogency that
the state exists in very rude cultures.32 Lowie, with equal
perspicacity, maintains a contrary position.33 Unfortunately
Lowie nowhere in his study defines exactly what he means
by the state; but by implication it is apparent that he has
in mind in discussing the state in advanced cultures a
conception which would be correctly stated in the follow-
ing definition of Maclver's: "The state is an association
which, acting through law as promulgated by a govern-
ment endowed to this end with coercive power, maintains
within a community territorially demarcated the universal
external conditions of social order." 34 This state, Lowie
is quite prepared to demonstrate, has no existence in many
primitive communities. What he does seek to prove is "that
the germs of all possible political development are latent but
demonstrable in the ruder cultures" and that a state of some
type is everywhere a feature of human society.
The temptation to solve this perplexing problem upon
the basis of some alluring hypothesis is almost irresistible.
But the history of social theory is too largely a record of
generalizations wrung from insufficient facts for us to-day
to make similar errors. Anthropology has warned the jurist
that his conception of law is perhaps egocentric but it has
shown him that with its aid he may be able to work out
a conception of law that will be adequate for all social
requirements. Two obstacles stand at present in the way of
the realization of this task : there is, first, a paucity of known
facts concerning the simpler Cultures and a lack of agree-
ment among anthropologists with respect to the interpreta^
SOCIAL ORGANIZATION 34)
tion of such material as does exist; this is an obstacle which,
as anthropological methods are refined, will disappear.
There prevails, secondly, confusion with respect to the in-
strument— linguistics —with which the anthropologist, the
jurist or the social scientist must pursue his investigations
and through whose medium he must state his conclusions.
Superficially, linguistics presents no difficulties; the anthro-
pologist is able to describe what he sees in a primitive com-
munity in words that convey meaning, and the judge on the
bench is able to sentence a housebreaker to jail without in-
quiring in any ultimate sense, except from the house-
breaker's standpoint, whether he is following a rule of law.
But once the social scientist passes from these simple aspects
to the realm of theory, linguistics becomes a problem and
it is in his struggle with this problem that he is most envious
of the symbolism of the mathematician. Euclid may assume
that through a point in a plane it is always possible to trace
one and only one straight line parallel to a given straight
line lying in the plane. Lobatchewski may deny this and
assume that an indefinite number of non-intersecting straight
lines can be drawn; and Riemann may deny both assump-
tions and assume that none can be drawn.35 From these
assumptions three geometries can be developed and the
conclusions of all three are true within themselves although
in conflict with one another. It is not possible to deny, for
example, admitting the primary postulates, that; in Euclid's
geometry the sum of angles of any triangle is always equal
to two right angles and that in Lobatchewski's and Rie-
mann's geometries the value of this sum varies with the
size of the triangles. Linguistics, which occupies in the social
sciences a position analogous to mathematical symbolization
in mathematics, is not remotely comparable in definiteness
and utility to mathematical symbolization. Aristotle's postu-
late that man is a social animal is the oldest postulate known
to the social sciences, but there is not one word in it upon
the meaning of which social scientists can universally agree.
It is this basic difficulty and nothing else which led F. H,
34^ THE MAKING OF MAN
Bradley, perhaps the greatest of English philosophers, to
remark, "on all questions, if you push me far enough, at
present I end in doubts and perplexities." 86 Anthropology
as k advances may throw light upon certain basic jural
concepts, such as the nature of law, and by enlarging these
concepts ana giving to them a universal social significance it
may also clarify the nature of some of the linguistic diffi-
culties which at present are a barrier to any real advance-
ment in the realm of theory.
When we pass to the question of the bearing of anthropo-
logical investigations upon certain aspects of legal history
we see at once that in this field a connection between law
and anthropology exists. Maitland long ago in a penetrating
essay pointed out "that by and by anthropology will have
the choice between being history and being nothing.""
Prehistory, in its investigation of many manifestations of
human culture, has accomplished much toward bridging the
chasm between anthropology and history but in the field of
social organization this chasm still exists. The origins of
customs and institutions are irretrievably lost, even beyond
the possibility of discovery by the prehistorian. We may
know that Neolithic man domesticated sheep, cultivated
various farinaceous crops and wore clothing made from the
skin of animals, but it is extremely unlikely that we will
ever be able to ascertain, except in the most fragmentary
fashion — and from the standpoint of theory, valueless — the
nature of Neolithic social organization. But anthropology
can exhibit to us, in studies of ruder cultures, other forms
of the customs and institutions which constitute the social
organization of our particular civilization. When the facts
of primitive social organization have been collected and
compared on a more extensive scale than that with which
the anthropologist at present works it may be possible to
construct a scheme of social evolution which will be, if not
history, at least the best available substitute for history. If
to-day we are not warranted even in saying that the primi-
tive customs and institutions which research discloses may
SOCIAL ORGANIZATION 343
be the early forms of Western customs and institutions we
can at least recognize the value of the study of social mani-
festations in early societies similar to those which exist in
advanced cultures. Upon at least two of the main problems
of legal history— property and the family— research in primi-
tive societies may ultimately shed considerable light. It will
be unnecessary here to indicate in detail the findings of
anthropologists with respect to these two phases of social
life. Lowie,88 Goldenweiser,39 Rivers,40 Malinowski,41 Brif-
fault42 and others have summarized all that is at present
known about these particular manifestations of culture. It
will be sufficient for the purposes of this essay to point out
the bearing upon law and legal history of the result of some
investigations into the primitive nature of property and the
family.
When we try to understand the basic ideas underlying
property and the family we find that no other subject can
compete with anthropology as an aid to their clarification.
The wealth and variety of forms anthropology exhibits com-
pel us to define our concepts, if they are to possess validity,
from the standpoint of all cultures. Either the definition must
work in every community or it is insufficient. To base the
definition of a concept upon the necessities and peculiarities
of each community, and thus to have many definitions of
the same concept, is, in effect, to deny the existence of the
concept. Furthermore, if concepts are defined from the
standpoint of all cultures social inquiry will be greatly as-
sisted in its efforts towards the realization of an adequate
social theory. Holdsworth, for example, states that, "Early
law does not trouble itself with complicated theories as to
the nature and meaning of ownership and possession. . . .
In fact, the earliest known use of the word 'owner' comes
from the year 1340; the earliest known use of the word
'ownership* from the year 1583." 4S But he then shows that
"the smallest degree of civilization will produce the phenom-
ena of ownership divorced from possession. Owners will
lend or deposit or lose their property. The law must lay
344 THE MAKING OF MAN
down some rules as to the rights of owners on the one side,
and as to the rights of the bailee or the finder on the
other." 44 Anthropologists have shown that some notion of
property — whether certain forms are privately or com-
munally owned is a moot question — is everywhere a feature
of human culture. The question at once arises how the
word "ownership" shall be defined. Malinowski insists that
it is "a grave error to use the word ownership with the very
definite connotation given to it in our society . . . the term
own as we use it is meaningless, when applied to a native
society." 45 Lowie rightfully points out, however, that if we
are to determine at what level of social development law
distinguishes ownership and possession, "we cannot coin a
special word for every shade of possessory right as locally
defined in the far quarters of the globe. It is far more im-
portant to define all such rights conceptually than to devise
an infinite series of labels for them."40 In addition, new
meaning will be added to many legal concepts if they are
compared with the similar concepts held by the simpler
peoples. Seisin, for example, in law means possession. The
transference of a freehold interest in land was accompanied
by livery of seisin, that is, the donee was put "into possession
of the land, but the fact that it had thus been given was
evidenced by handing over a stick, a hasp, a ring, a cross,
or a knife."47 This symbolic delivery of the land, known
as livery of seisin, was an essential part of the conveyance.
Livery of seisin is accounted for by the publicity attendant
upon the act which prevented the perpetration of frauds by
secret conveyances.48 Etymologically "being seized" is con-
nected with "seizing," that is, to grasp at, or to take; 4*
but Pollock and Maitland are inclined also to connect it
\vith "to sit" and "to set" and thus it would seem to have the
uame root as the German Besitz and the Latin possession
"The man who is seized is the man who is sitting on the
land; when he was put in seisin he was set there and made
to sit there." 51 Anthropology tends to support the view of
Pollock and Maitland that the idea of seisin has more con-
SOCIAL ORGANIZATION 345
nection with the idea of "set" or "sit" than with the ety-
mological idea of taking by violence. Basically property
is conceived of as a part of the personality or self; it is a
relation between the person and the thing. Something that
the individual has touched or handled becomes imbued with
a portion of his personality. "That which I have touched
belongs to me; I put hand to it; it is mine. The property
I hold is the expansion of my own person." 52 In early Ger-
man law it was necessary, in order to reclaim cattle found
in the possession of another, to place the right hand above
a relic, a fetish, and the left hand on the left ear of the
animal. The South African who touched a drinking cup
thereafter regarded it as his. The native of Baffin Bay and
the Eastern Eskimo pass the tongue over objects as they
are acquired.63 It is an easy step from the idea that the thing
possessed is connected with the body to the idea that it is
necessary that there should be a physical contact of the
donee with the thing transferred before the transfer is ac-
tually complete. Sociologically, this concept seems to be
related to the idea of seisin, to the setting of the donee upon
the land. A justification of the practice is found in the pub-
licity which accompanies it, but at bottom it appears to be
a development of the animistic conception of the relation
between the personality and the thing.
Long before Spencer had made fashionable the idea that
social development proceeded from "an indefinite, incoher-
ent homogeneity to a definite, coherent heterogeneity,"54
or, in other words, from simplicity to complexity, Blackstonc
had attempted, by relying upon anthropological evidence, to
account for the rise of the idea of private property upon
the same principle. Originally mankind derived authority
over the things of the earth from the Creator.55 "This,"
Blackstone held, "is the only true and solid foundation of
man's dominion over external things, whatever airy meta-
physical notions may have been stated by fanciful writers
upon this subject." 50 In the early stages of society, accord-
ing to Blackstone, property was held in common:
346 THE MAKING OF MAN
"And, while the earth continued bare of inhabitants, it is
reasonable to suppose that all was in common among them, and
that every one took from the public stock to his own use such
things as his immediate necessities required.
"These general notions of property were then sufficient to
answer all the purposes of human life; and might perhaps
still have answered them had it been possible for mankind to
have remained in a state of primeval simplicity: as may be
collected from the manners of many American nations when
first discovered by the Europeans; and from the ancient method
of living among the first Europeans themselves, if we may credit
either the memorials of them preserved in the golden age of
the poets, or the uniform accounts given by historians of those
times." °7
But the notion that people of ruder cultures had unde-
veloped ideas of property was not confined to legal theory;
it was a hypothesis that was also advanced by the earlier
anthropologists. Morgan, for example, in his Ancient Society,
distinguished three levels of social development: savagery,
barbarism and civilization. Savages, he believed, had feeble
ideas of property. "The property of savages ^was incon-
siderable. Their ideas concerning its value, its desirability
and its inheritance were feeble. Rude weapons, fabrics,
utensils, apparel, implements of flint, stone and bone, and
personal ornaments represent the chief items of property in
savage life. A passion for its possession had scarcely been
formed in their minds, because the thing itself scarcely ex-
isted."58 But as Lowie has shown, even among the most
"savage" societies in Morgan's sense — the Yamana, the most
southerly of South American tribes, and the Seman, a
negrito people of the Malay Peninsula— personal property is
extensively held.59 Though ownership of a particular piece
of property does not in all cases vest the exclusive use in the
owner, the line is, as Lowie shows, clearly drawn between
what is one's actual due, and what is merely an ethical
claim.
To-day the conception of primitive communism has been
abandoned by legal historians and it has been found that
SOCIAL ORGANIZATION 347
real progress in the law lies in patiently working backward
towards the source of legal rules instead of beginning with
a hypothesis and working forward, attempting at the same
time to make each apparent advance conform with the
hypothesis. Here, again, anthropological evidence aids in
the undertaking, not only by assisting in the clarification of
the legal rules but by serving as a check on such generaliza-
tions as may be advanced as historical work progresses.
Thus, Holdsworth regards the distinction between corporeal
and incorporeal property as a characteristic of an advanced
system of law: "The seignory of the feudal lord, rents, an-
nuities, corodies, franchises, offices, advowsons, rights of
common and other profits a prendre, easements, all are in-
corporeal things. What we must chiefly note is that all are
treated (in medieval law) in many ways like corporeal
things. The law can understand a corporeal tangible thing:
it has hardly as yet arrived at a clear conception of an in-
tangible right. The distinction between corporeal and in-
corporeal is not ready made. It is the mark of a mature
system of law."80 Maitland is even more positive in hi?
opinion that the distinction between corporeal and incor-
poreal property is due to the genius of the law.
"The realm of medieval law is rich with incorporeal things.
Any permanent right which is of a transferable nature, at all
events if it has what we may call a territorial ambit, is thought
of as a thing that is very like a piece of land. Just because it is
a thing, it is transferable. This is no fiction invented by specula-
tive jurists. For the popular mind these things are things. The
lawyer's business is not to make them things but to point out
that they are incorporeal. The layman who wishes to convej
the advowson of a church will say that he conveys the church;
it is for Bracton to explain to him that what he means to transfei
is not that structure of wood and stone which belongs to God
and the saints, but a thing incorporeal, as incorporeal as his own
soul or the anima mundi . . . but we cannot leave behind us the
law of incorporeal things, the most medieval pan of medieval
348 THEMAKINGOFMAN
law, without a word of admiration for the daring fancy that
created it, a fancy that was not afraid of the grotesque." C1
But both the idea that the popular mind regards rights as
things and the idea that the distinction between them is the
mark of a mature system of law are open to doubt. The first
belief was due probably to the once widespread notion that
there is a strong tendency on the part of individuals to
personify all objects and phenomena and that this tendency
was particularly strong among primitive people. The child
who turns and strikes the chair against which he has stum-
bled has been an often cited example. This hypothesis we
know to-day is no longer tenable. Even Levy-Bruhl, who
has argued brilliantly, if unpersuasively, for the theory that
primitive man possesses a type of mind different from that
of the mind of civilized man, admits that primitive man
employs concepts.62 Primitive man does not always give con-
crete form to qualities or actions, or endow them with an-
thropomorphic characters; he conceives and recognizes the
intangible as well as the tangible, though whether his con-
ception of the distinction is as sharply verbalized as that of
civilized man is, of course, another question. It is therefore
of the highest interest to us when we learn that individuals
in primitive communities own, sell and devise incorporeal
property.03 Examples of this form of ownership are nu-
merous and are not confined to a particular geographical
area but are well-developed among many primitive com-
munities. A few instances of this form of ownership in the
primitive social organization will illustrate its nature. Among
the Central Eskimo the magical formulae which the hunter
sings to secure success in the chase are not communally
owned but are the private property of the particular hunts-
man. Among the Greenland Eskimo the right to use spells
is emphatically private property. There is, however, a limita-
tion on the degree of ownership of this right. The owner
D£ the right is not the absolute owner in the sense that the
light is at his complete disposition: he cannot give it away.
Only if the right is transferred for a consideration will it
SOCIAL ORGANIZATION 349
retain its effectiveness — a rationalization which Lowie be-
lieves is transparent. The sale involves a rough equivalent
of the modern purchase of "good- will." "When a woman
sells an incantation, she must promise that she gives it up
entirely, and that the buyer will become the only possessor-
of its mysterious power." G4 Among the Andaman Islanders
the right to sing certain songs, among the North American
Indians and the natives of the Eastern Torres Straits Islands
the right to recount legends, and among the natives o£
British Columbia the right to use certain names and magical
formulae are all regarded as private property which cannot
be appropriated or used by others. It thus appears that the
existence of incorporeal property is a widespread feature
of human culture. The recognition of the distinction between
corporeal and incorporeal property by systems of law ap-
pears ultimately to be no more than a matter of form, though
it is important to recognize that for a particular system
of law the recognition may for certain periods of time have
a profound effect upon its administration. In addition there
is no reason, so far as is disclosed by present studies of
primitive mentality, why primitive peoples should not
recognize the distinction, though the present evidence is not
clear on the point whether or not in fact they do so. Even
if we should learn that the distinction between corporeal
and incorporeal property is not recognized by primitive
peoples, anthropology at least warns the legal historian that
incorporeal property is not a development of advanced
cultures but is a characteristic of all cultures.
When we consider another aspect of the problem of prop-
erty— that of inheritance — we find that here also anthro-
pology can be of material assistance. Maitland clearly
recognized the importance of an adequate understanding
of the rudiments of family law in connection with the un-
raveling of the mystery of the rules governing inheritance.
"So long as it is doubtful whether the prehistoric time should
be filled, for example, with agnatic gcntcs or with hordes
which reckon by 'motherright,' the interpretation of many
350 THE MAKING OF MAN
a historic text must be uncertain." 65 At the time he wrote,
the concept of "motherright," particularly in Germany from
whose scholars he derived much of his inspiration, exercised
a powerful influence, and though he did not accept the con-
cept, it had an appreciable influence on his thought. His
consideration of this concept led him to the penetrating con-
clusion that "family-ownership" was really not the origin
but the outcome of intestate succession.66 This conclusion,
with the modification that intestate succession is but one of
the contributing factors, is accepted by anthropologists to-
day. From this point Maitland, however, proceeded further
and evolved a theory to account for the origin of the testa-
ment. He began by imagining "a time when testamentary
dispositions are unknown and land is rarely given away." 6T
A law of intestate succession becomes fixed and immutable.
Each heir knows exactly what share of his ancestor's estate
he will receive; the ancestor knows to whom the proper
share of his possessions will pass. "What else should happen
to it? He does not want to sell it, for there is no one to
buy it; and whither could he go and what could he do if
he sold his land? Perhaps the very idea of a sale of land
has not yet been conceived." 68 But in course of time wealth
is amassed, purchasers are desirous of acquiring the land,
bishops will confer spiritual benefits for a gift, there is a
struggle and law must decide whether or not the claims of
expectant heirs can be defeated. There will be a compromise,
a series of compromises, and then there will be a recognition
of testamentary dispositions. This, in brief, is Maitland's
theory which has also been adopted by Holdsworth who
states it perhaps more explicitly.69 Both Holdsworth and
Maitland recognize the theory as a product of "bookland"
and not of "folkland." What went on beneath the surface
of the books in the world of actuality is hazy but the written
records, in part at least, support the hypothesis. When we
turn to anthropological evidence we find that the forms of
inheritance are protean. First of all the practice of testation
is not infrequent, though, as in modern times, there may be
SOCIAL ORGANIZATION 35!
limitations upon it. Among the Fantis of West Africa the
customary law does not permit any person to bequeath to
an outsider a greater portion of his property than is left for
his family. Among the Maoris land obtained by purchase or
conquest may be given away or willed by the owner to any-
body he thinks fit, but the case is different with patrimony.70
A Plains Indian cannot transmit the rights acquired through
fasting for a vision because of the principle that such rights
can only be acquired by like visions or by purchase.71 Among
some tribes, such as the Maidu, the Assiniboin and the Pima,
all of the decedent's effects are destroyed, thus greatly sim-
plifying the rules of inheritance. Again, there is a principle
that articles peculiarly applicable to a particular sex shall
pass to that sex. Women's clothing, for example, passes to
the female kin and a man's weapons pass to the male kin.
Primogeniture, though rare, also occurs as does "borough-
english" or "junior-right" as it is known ethnologically.72
In short, the forms of inheritance are multitudinous and do
not appear to follow a particular law of development. Many
factors — religious, psychological, economic, historical, — all,
briefly, but that of logic — contribute to the establishment of
the particular form which obtains. It certainly does not seem
to be satisfactory to account for the origin of inheritance and
testamentary disposition by imagining "a time when testa-
mentary dispositions are unknown and land is rarely sold
or given away." From the anthropological facts now avail-
able it does not appear possible to account for either the
various forms of inheritance or for the fact of inheritance
itself. Westermarck has suggested that inheritance may have
a psychological origin, and, though the theory he has de-
veloped to support the idea is not satisfactory, it is possible
that we may ultimately recognize this as the true basis of
the practice.78
In turning to the problems of family law we pass to a
consideration of the most fundamental and universal of all
societal institutions and one which occupies a central position
in all legal systems. What form the earliest human groups
352 THEMAKINGOFMAN
assumed is one of the most difficult of anthropological prob-
lems. Briffault, who in recent times has most thoroughly
investigated the problem, believes that the human group
did not develop out of the animal herd and did not consist,
in the first stages of its development, of small isolated groups
corresponding to what we understand by families. His
opinion is that the earliest human societies developed out of
some form of animal assemblage and that they were, like
all animal groups, primarily reproductive in function, and
not, like existing human groups, cooperative organizations.74
The most primitive form of marriage he believes to be group
marriage which is exclusively sexual in its object.76 Indi-
vidual marriage, on the other hand, had its foundation in
economic needs.
"What, in uncultured societies we call marriage, far from
being a means of satisfying the sexual instincts, is one of the
chief restrictions which have become imposed upon their op-
eration. Those restrictions, being the effect of marriage, are
necessarily non-existent before it; unmarried females, outside
the prohibited classes or degrees, are accessible to all males. In
all uncultured societies, where advanced retrospective claims
have not become developed, and the females are not regularly
betrothed or actually married before they have reached the age
of puberty, girls and women who are not married are under
no restrictions as to their sexual relations, and are held to be
entirely free to dispose of themselves as they please in that
respect. To that rule there does not exist any known excep-
tion." 76
Primitive man's motive in entering into individual mar-
riage is to obtain the economic advantage of personal service
which a wife bestows upon him; the marriage is not entered
into with a sexual object in view. With the development of
agriculture in its higher forms, the accumulation of wealth
became possible-, women accordingly lost their economic
value as workers and the economic need out of which in-
dividual marriage had grown ceased to exist.77 Woman lost
her status as chief producer, and became economically un-
SOCIAL ORGANIZATION 353
productive, destitute and dependent. Thus she turned to
the cultivation of charm, and in the course of time, the
sexual element again became the chief factor of marriage.78
This, in brief, is Briffault's statement of social development.
It is opposed in many vital points to the theory first ad-
vanced almost forty years ago by Westermarck, whose
History of Human Marriage has ever since been generally
accepted as the authoritative statement of the subject.
Westermarck maintained that marriage had a biological,
origin, i.e., that it was an outgrowth of marriage habit?
which prevailed among animals.79 Westermarck is an an-
thropologist of immense learning and the material which
he collected to support his theory was overwhelming. His
influence in the field of family research has been extensive
and certain hypotheses which he endeavored to establish
have been generally regarded as irrefutable. So great an
authority as Havelock Ellis has stated that "a completely
adequate history of marriage we can hardly expect to see.
No one person could master all the disciplines of study that
must go to the making of it, and the separate work of a
group of experts, each in his own field competent, could
not be fused into any living and harmonious whole," 80 and
he believes that to-day the nearest approximation to such a
completely adequate history is the work of Professor
Westermarck. The fact that the field is too vast for any one
single-handed to master accounts in large measure for the
circumstance that Westermarck's supremacy has for so long
remained unchallenged. A reexamination of his material
has appeared to be an undertaking which not only would
occupy the major portion of a lifetime but would, in view
•of the great authority accorded his conclusions, perhaps lead
to no advance. It is to the great credit of Briflault that he
undertook such a reexamination and brought it to a sue
cessful conclusion, with the result that the general concep
tion of the development of the family and marriage ha?
•been modified in many important respects. In the works of
BriflEault and Westermarck we have the most complete and
354 THE MAKING OF MAN
scientific studies, from the societal standpoint, of a subject
which is of the most universal and fundamental importance.
It is important first to recognize that, historically, mar-
riage is primarily a social or juridic institution.81 Various
definitions of marriage have been offered from time to time,
but no definition yet proposed has been at the same time so
flexible and yet so definite that it covers all forms. The task
confronting the anthropologist is to understand what is
meant by marriage, as distinguished from other sex relations,
by the people who draw such a distinction.82 In primitive
communities the distinction appears to rest mainly upon
the fact, whether or not children are born of the union.83
The question of the degree of permanency of the union does
not enter into the matter. With the passage of time other
conditions were imposed until we reach the stage where it is
held that a ceremony is necessary to establish the relationship.
At first the relationships which are not juridic are not re-
garded as irregular nor subject to censure; but there is an
inevitable tendency, as Briffault points out, apart from all
other factors and considerations, "in a juridically established
relation to cause a depreciation in the esteem in which
relations not so established are held."84 But the point of
paramount importance which we must recognize is that
there is in most communities a form of sexual relationship as
distinguished from other forms which is invested with
juridic attributes.
It is this form of sexual relationship which lies near the
core of all legal systems. An adequate history of law and a
sound philosophy of law cannot be written without an un-
derstanding of the social history of the institution and it is
almost entirely upon anthropology that we must depend for
this understanding. No one was more keenly aware than
Maitland of the desperate need for sound anthropological
evidence to complete the gaps in legal history which ordinary
methods of research could not fill.85 Marriage among the
Anglo-Saxons appeared to consist of a sale of "mund" by
the parents or guardians of a woman to the husband.84
SOCIAL ORGANIZATION 35>
Maitland's opinion was that the sale of the "mund" was
not the sale of the woman as a chattel, but it was the sale
of the protectorship over the woman. She assumed an hon-
orable position as her husband's consort.87 It is highly im-
portant historically to know whether a legal distinction
existed between the purchase of property in the wife and the
acquirement of authority over her. For many years it was
disputed among anthropologists whether or not the sale
of the "mund" was really "wife-purchase" or a sale of a
protectorship. To-day the general view is that it was the
sale of a protectorship.88 But wife-purchase was not a prac-
tice peculiar to the Anglo-Saxons or the Teutons but was
widespread among primitive tribes and even among peoples
who have reached a high degree of culture such as the
Chinese, the Semites, the ancient Arabs and Greeks, and
the Hindus. Out of the practice of wife-purchase arose, by
gradual steps, the practice which obtained in many com-
munities of providing the wife with a dowry. It is of great
value to us to understand a peculiar marriage practice in
one legal system in relation to similar practices in other
legal systems. And it is only by attaining universal perspec-
tive that we shall be able to understand the phenomena of
social development in any adequate sense.
It is important to note that while anthropology may be of
great assistance in expanding and clarifying legal concepts
and practices it may also show that these concepts and prac-
tices have their origin in superstition, fear, vanity or some
other ignoble source. This, however, as Sumner and Keller
point out,89 is no sufficient reason for condemning a concept
or a practice. Astronomy grew out of astrology and medicine
began with the exorcising of evil spirits. The test to apply
is whether the concept or practice in its historical setting
possesses social worth. And anthropology can aid not only
in the enlargement of our comprehension of the legal con-
cepts associated with property and the family, but it can
also assist materially in determining the present value of
those concepts.
556 THEMAKINGOFMAN
When we turn from the historical and conceptual relation
•of law and anthropology to the problem of law and anthro-
pology in action we pass to a question which may seem
remote from problems of jurisprudence. Nevertheless, it
is one of the gravest problems of world politics. It is the
problem of the system of justice to be adopted by the
dominating power in colonies populated by people of sim-
pler culture. Lord Lugard's admirable volume, The Dual
Mandate in British Tropical Africa™ well illustrates the
difficulties accompanying this task and is the best text for
this discussion. In the British African Tropical Dependencies
the fundamental law, applicable alike to Europeans and
natives, is the English common law and principles of
equity, administered concurrently, and the statutes of gen-
eral application which were in force in England at the time
the administration was created. This body of law may be
modified by Acts of the Imperial Parliament, by orders of
His Majesty in Council, and by local ordinances. To apply
this law to the exclusion of all other law would, it was
found, result in inequities and hardships, and accordingly
it was provided that the British Courts in civil cases affect-
ing natives (and non-natives in their contractual relations
with natives) should be guided by native law, religion and
custom. This is contrary to the system prevailing in French
Tropical Africa where if either party is a European French
law is always applied to the exclusion of native law. It was
found in practice that many native rules of law or custom
were repugnant to European ideas of propriety and the
further proviso was made that the rules would not be en-
forced if they were contrary to "natural justice and hu-
manity." Thus a native law which compelled the destruction
of twins would not be enforceable; indeed, if it were en-
forced the act of destruction would be regarded as an of-
fense. In addition it was found necessary to change many
procedural rules. Thus a Chief Justice, lately arrived from
England to assume his duties, was greatly surprised when an
accused man pleaded guilty of having turned himself into-
SOCIAL ORGANIZATION 357
a hyena at night and devoured children, because there was a
consensus of village opinion that he had done so. At present
a plea of not guilty is entered on behalf of an illiterate ac-
cused, and in capital cases the evidence must, generally
speaking, be sufficient for conviction irrespective of the as-
sertions of the accused. Equally difficult of solution is the
problem of punishment. The Koran prescribes death by ston-
ing for the oflfense of adultery. This manifestly could not be
enforced by a British court and as the Moslem judges in-
sisted that, at least for the moral effect, there should be
administered a light birching on the shoulders, a com-
promise was reached by which the person who inflicted the
chastisement kept some cowrie shells under his armpit so
as to prevent the raising of the arm to strike with force.
If the cowries dropped the culprit was reprieved. This brief
summary indicates the nature and extent of the problems
confronting a nation assuming control of a native de-
pendency.
But to leave the reconciliation of native and foreign law
to the standard of "natural justice and humanity" is plainly
inadequate for the simple reason that "natural justice and
humanity" is a concept totally devoid of definite meaning.
Even Lord Lugard admits, in connection with the question
of infliction of corporal punishment upon a woman, that "it
is questionable whether in the circumstances it could be
said to be 'repugnant to natural justice and humanity.'"
And when we approach the delicate problem of slavery we
find, particularly in other parts of Africa, that as a criterion
it is of no value at all. It is here that anthropology can
render assistance of immediate and practical benefit. For
administrators to enter territories with whose custom and
law they are totally unfamiliar and to set up systems of
justice which are expected to function equitably is absurd.
It is to the anthropologist who is intimately acquainted not
only with the peculiarities of the particular territory but
with the principles of social organization which obtain in
other primitive communities as well that the administrator
35** THE MAKING OF MAN
must turn for help. With such assistance a system of justice
adapted to the specific territory can be erected which will
function with a minimum of friction.
We thus see, to return to our original problem, that al-
though specialized, there is, along certain lines, a real rela-
tionship between law and anthropology and that anthro-
pology can be of assistance in the solution of many legal
problems. There is, though, one final warning which must
be heeded if there is to be a genuine advance in the apprecia-
tion of the relationship of these two subjects. Anthropology
has always been a fascinating subject from which to draw
for many social theories. Hobbes' 91 idea of a state of nature
was influenced by the contemporary knowledge of primitive
life; Locke's 92 principal example in support of his conten-
tions was the "Indian"; and Rousseau's93 "Noble Savage"
has become legendary. But as Professor Myers pointed out
more than twenty years ago, "the very questions which
philosophers have asked, the very questions which perplexed
them, no less than the solutions which they proposed, melt
away and vanish, as problems, when the perspective of
anthropology shifted and the standpoint of observation ad-
vanced." ** Not only is it important to ask the right question,
as Bacon showed, but it is equally important to test conclu-
sions based upon anthropological observation with all the
available evidence and not merely to support them by facts
selected to fit the problem.
NOTES
1 Treatise of Human Nature (1817), pt. iii; An Enquiry Concerning
Human Understanding (1750), sec. vi.
2 Art. Science in Whither Mankind (1928), p. 65. The present posi-
tion of induction is set forth, in addition to the above reference, in the
following books and articles: Keynes, A Treatise on Probability (1921);
Nicod, Foundations of Geometry and Induction (1930); Book Review
(1925), 34 Mind 483; Nisbet, The Foundations of Probability (1926), 35
Mind i; Russell, The Analysis of Matter (1927), PP- 167, I94J Philosophy
(1927), chap. xxv.
8 Principles of Sociology (1879), i. pt. ii; Principles of Ethics (1879),
pt. iv.
* Preserved Smith, "Luther's Early Development in the Light of Psycho-
SOCIAL ORGANIZATION 359
analysis" (1913), Am. Jr. Psych., xxiv, p. 360; Freud, Leonardo da Vinci
(1916).
5 Ancient Law (1861); Lectures on the Early History of Institution*
0875); Village Communities in the East and West (1871); Dissertations
on Early Law and Custom (1883).
6 Die GeschlechtSKenossen der Urzect und die Entstehung der Eke (1875);
Der Ur 'sprung des Rechts (1876); Die Anfange des Staats- und Rechtslebens
(1878); Bausteine jur eine allegmeine Rechtswissenschajt auf vergleichend-
fthnologischer Basis (1880-81); Die Grundlagen des Rechts (1884); Afri-
kanisch Jurisprudenz (1887); Studien zur Entwickfungsgeschichte det
Familiensrecht (1890).
7 Zeitschrift fur vergleichende Rcchtswisscnschajt, passim.
*lbid. (1897), xii, pp. 187-353.
9 (1851).
™The Patriarchal Theory (1885), passim; cf. Spencer, Principles oj
Sociology, i, pt. iii, chap. ix.
11 Pound thus well summarizes the achievements in this field: "Theses
interpretations have done something for the science of law as it is to-day,
They have led us to a wider basis for philosophy of law. They have in*
troduced thorough study of primitive social and legal institutions and thus
have exploded many traditional false ideas that had come down from the
days of the statc-of-nature theory. They have given added impetus to the
movement for unification of the social sciences by establishing connections
with ethnology and anthropology and social psychology. Most of all they
have suggested lines of preparatory work that must be carried on before
we may achieve an adequate social theory and hence an adequate theory
of law as a social phenomenon" (Interpretations of Legal History (1923).
p. 91).
12 Cf. Frank, "An Institutional Analysis of the Law" (1924), Col. L.
Rev., xxiv, p. 480; Cantor, "Law and the Social Sciences" (1930), A. B.
A. ]., xvi, p. 385.
13 Crime and Custom in Savage Society (1926).
14 "Anthropology and Law," in The Social Sciences (1927), p. 50; "In-
corporeal Property in Primitive Society" (1928), Yale L. ]., xxxvii, p. 551,
15 Malinowski, op. cit., supra, note 13, at 5.
10(1912-13).
17Cf. Pound, art. "Jurisprudence," in The History and Prospects of th*
Social Sciences (1925), pp. 463-4, and the same author's "Law in Books
and Law in Action" (1910), Am. L. Rev., xl, p. 12.
18 Art. "Social Anthropology," in Encyclopedia Britannica (i4th ed.,
1929); cf. his article, Parenthood — The Basis of Social Structure in the New
Generation (1930).
19 General Sociology (1905).
20 Community (a sociological study, 1924); The Modern State (1926).
^The State (1914).
22 New Republic, xiii, Nov. 17, 1917, supp. 3.
28 Barnes, Sociology and Political Theory (1924), p. 43.
24 The Growth of the Law (1924), p. 52. Cf. p. 44. For a similar defini-
tion cf. John C. H. Wu, Juridical Essays and Studies (1928), p. 108. Dr.
Wu adds, "Psychologically, law is a science of prediction par excellence."
360 THE MAKING OF MAN
Cf. Mcyerson, Identity and Reality (1930), p. 25. "Science, we have just
seen, has an end, prevision. Its domain will thus include all that is capable
of being foreseen, all of the facts subject to rules. Where there is no law,
there is no science."
23 Hobhouse, Wheeler, and Ginsberg, The Material Culture and Social
Institutions of the Simpler Peoples (1915), p. 50 et seq.; Rivers, Social
Organization (1924), p. 159 et seq.; Malmowski, op. cit., supra, note 13,
passim.
26 Rivers, ibid., pp. 168-9.
27 Ibid.
28 Although published as late as 1924 E. Sidney Hartland's Primitive
Law, while in many respects a valuable work, is based to a considerable
degree upon older anthropological concepts.
29 Malmowski, op. cit., supra, note 13, at 58. There is an ellipsis in this
definition though the meaning is clear. A body of binding obligations cannot
be regarded as a right or acknowledged as a duty. Perhaps the definition
should be worded: "Civil law . . . consists ... of a body of binding obliga-
tions which is recognized as specifying rights of one party and duties of the
other "
*°The Meaning of Meaning (1923), chap. vi.
31 An Examination of the Nature of the State (1896); The Fundamental
Concepts of Public Law (1924).
32 Maclver, The Modern State, pp. 40-42.
88 The Origin of the State (1927), chap. vi.
34 Maclver, The Modern State, p. 22.
85 A. d'Abro, The Evolution of Scientific Thought (1927), p. 35. Cf.
Edwin W. Patterson, "Can Law 15c Scientific?" (1930), ///. L. Rev., xxv,
p. 121.
36 Principles of Logic (1920), p. vii.
37 Three Collected Papers (1911), p. 295.
88 Culture and Ethnology (1917); Primitive Society (1920); Primitive
Religion (1924).
89 Early Civilization (1922).
40 The Todas (1906); History of Melancsian Society (1914); Kinship
and Social Organization (1914); Social Organization (1924).
41 The Family Among the Australian Aborigines (1913); Argonauts of
the Western Pacific (1922); "The Natives of Mailu" (Trans, of the R. Soc.
of S. Australia, Adc'aide, 1915); Myth in Primitive Psychology (1926);
Crime and Ctis'vm in Savage Society, supra, note 13; The Father in
Primitive Psychology (1927); Sex and Repression in Savage Society (1927);
The Sexual Life of Savages (1929).
**The Mothers (1927).
48 Hist. E. L. (3rd ed., 1923), ii, p. 78.
44 Ibid.
45 Argonauts of the Western Pacific, p. 117.
46 Y-'/r L. ]., xxxvii, p. 55, supra, note 14.
47 Holdsworth, Hist. E. L., iii, p. 222.
48 Ibid., p. 224.
4*Skcat, Concise Etymological Dictionary (1911), word "seize."
10 Pollock and Mai tl and, Hist. E. L. (1895), ii, pp. 29-30. Skeat it also
: authority for this view.
SOCIAL ORGANIZATION 361
61 Ibid. Cf. Joiin des Longrais, La conception anglaise de la saisine du
Xll* au X/V« siecle (1925), pp. 166-7.
52Sumner and Keller, Science of Society (1927), i, § 108.
ca ibid.
64 First Principles (1862), chap. xvii. Cf. Principles of Sociology, ii. p. 229.
55 "And God blessed them, and God said unto them . . . have dominion
over the fish of the sea, and over the fowl of the air, and over every living
thing that moveth upon the earth" (Gen. 1:28).
50 Bl. Comm., n, * 3. "The airy metaphysical notions of fanciful writers'*
is perhaps a shatt aimed at Locke's theory of property. Cf. Treatises of
Government (1690), n, chap. v. Previously Blackstone had pointed out
(though without naming him) that Locke's theory of the origin of political
societies through a social contract was "too wild to be seriously admitted."
Bl. Comm., i, * 47.
57 Bl. Comm., n, * 3. Even at this stage Blackstone was careful to point
out that community of ownership applied only to the substance and not
to the "use." A man who lay in the shade of a tree could not be forcibly
ejected, but having once abandoned the spot, another could occupy it
unmolested by the oiigmai occupier or any one else. Ibid.
68 Op. cit. (1877), p. 527.
™ Incorporeal Property in Pnmitive Society, supra, note 14.
60 Holdsworth, Hist. E. L., ii, p. 355.
61 Pollock and Maitland, Hist. E. L., n, pp. 123, 147-8.
62 How Natives Thinly (1926), p. 116.
63 Lowic, who has been especially interested in this point, has collected
many examples. Incorporeal Property in Primitive Society, supra, note 14,
and Primitive Society, pp. 235-43; cf- Wisslcr, The American Indian (1917),
pp. 174-5; Introduction to Social Anthropology (1929), p. 77.
04 Jodiclson, "Material Culture and Social Organisation of the Koryak'"
(Mem. Amer. Mus. Nat. Hist., 1908, x, p. 59). Quoted, Lowic, art., supra.
note 14, at 555.
05 Pollock and Maitland, Hist. E. L., ii, p. 237.
00 Ibid., ii, p. 247.
67 Ibid.
«s Ibid.
09 Holdsworth, Hist. E. L., ii, p. 92 et seq.
7r Wcstermarck, Origin and Development of the Moral Ideas (1917)1
ii, p. 43.
71 Lowie, Primitive Society, pp. 243-4.
72 Ibid., pp. 24 5-55.
73 Wcstcrmarck, op. cit., ii, supra, note 70, at 53.
74 The Mothers, i, p. 194 et seq.
75 Ibid., chaps, xi-xii.
78 BrifTault, The Mothers, ii, p. 2 et seq.
77 Ibid., p. 251.
78 Ibid., p. 254.
79 History of Human Marriage (5th ed. 1922), Ii, chap. i.
80 Studies in the Psychology of Sex (1928), vii, p. 492.
81 Maclvcr has been one of the few sociologists to inquire the meaning
of "institution." He defines it as "a form of order established withta
social life by some common will." Community, bk. ii, ch. iv.
362 THE MAKING OF MAN
82 Briffault, The Mothers, ii, p. 93.
88 Ibid., pp. 69-88.
84 Ibid., p. 96.
85 Cf. Pollock and Maitland, Hist. E. L., ii, p. 237.
**lbid.t pp. 362-3; Holdsworth, Hist. E. L., ii, p. 87.
87 Ibid.
88 Wcstermarck, History of Human Marriage, ii, p. 412; Howard, His*
iory of Matrimonial Institutions (1904), i, p. 260.
89 Science of Society, § 113.
90 (1922), chaps, xxvii-xxviii; cf. Maine, Village Communities in the
East and West, chap. "The Theory of Evidence."
81 Leviathan (1651), chaps, xiii and xx.
98 Essay Concerning Human Understanding (1690), bk. i, chaps, iii-iv;
Two Treatises of Civil Government (1690), passim.
98 Discours sur I'lnegalite (1754), pt. i.
94 "The Influence of Anthropology on the Course of Political Science'*
(Univ. Col. Pub. Hist.f 1916, iv, p. 75).
TOTEMISM
AN ESSAY ON RELIGION AND SOCIETY
By ALEXANDER GOLDENWEISER
I. DEFINITION AND GEOGRAPHICAL DISTRIBUTION OF TOTEMISM
IN the cultures of many primitive tribes, features of religion
and social organization are combined in a peculiar way
Anthropologists call such tribes totemic, while designating as
a totemic complex the sum-total of features, whether re
ligious, ritualistic, social or artistic, which make up totcmism.
Totemism is one of the most widespread institutions of
primitive society. It is found in North America in several
wide-flung areas; as our knowledge of South America in-
creases, totemism there seems to be almost equally common;
it is encountered in Africa throughout the enormous area
south of the Sahara and north of the desert of Kalahari; in
India we again discover it in numerous tribes, here in a
crude, or perhaps, moribund form; in Australia totemism is
practically universal, and it is found, in function or at least
in traces, in several of the island clusters of Melanesia.
An institution so general in primitive society, and in it
alone, is evidently tied to it by bonds far from casual. An
understanding of totemism seems imperative if primitive life
and thought are to be understood.
In his presidential address before Section H, Anthro-
pology, of the British Association for the Advancement of
Science, A. C. Haddon referred to totemism in the following
terms: "Totemism, as Dr. Frazer and I understand it in its
fully developed condition, implies the division of a people
into several totem kins (or, as they are usually termed, totem
clans), *ach of which has one or sometimes more than one
3*3
364 THEMAKINGOFMAN
totem. The totem is usually a species of animal, sometimes
a species of plant, occasionally a natural object or phe-
nomenon, very rarely a manufactured object. Totemism also
involves the rules of exogamy, forbidding marriage between
the kins. It is essentially connected with the matriarchal
stage of culture (mother-right), though it passes over into
the patriarchal stage (father-right) . The totems are regarded
as kinsfolk and protectors of the kinsmen, who respect them
and abstain from killing and eating them. There is thus a
recognition of mutual rights and obligations between the
members of the kin and their totem. The totem is the crest
or symbol of the kin."
Without endorsing this now somewhat antiquated state-
ment, we may let it stand as a fairly accurate description of
a common enough content of a totemic complex.
II. THEORIES OF TOTEMISM
In the Fortnightly Review for 1869-70, John Ferguson Mc-
Lennan published two articles on "The Worship of Animals
and Plants"; the first he called "Totems and Totemism," the
second, "Totem-Gods Among the Ancients." Ever since, and
especially after the appearance of J. G. (now Sir John)
Frazer's initial study, Totemism (1887), this subject has per-
sistently evoked theories not from anthropologists alone but
from sociologists, psychologists, psychoanalysts and others.
Some of these may now be passed in brief review.
In speculating about totemism some authors were pri-
marily concerned with its origin while others attempted to
place totemism against the background of primitive men-
tality or to indicate its place in the evolution of religion.
Totemism was conceived as a "system of naming" by Major
Powell,1 a theory partially maintained also by Pikler and
Somlo 2 and by Herbert Spencer. In the form given to it by
die latter author the theory became known as the "misrepre-
sentation of nicknames" theory. Spencer assumed that ani-
tnal names were once given to individuals, that these names
were subsequently confused with the animals themselves,
SOCIAL ORGANIZATION 365
owing to the vagueness of primitive languages, and that
ultimately such animals came to be worshiped as ancestors.
Andrew Lang in his Secret of the Totem (1905), prrtially
subscribed to the naming theory with two important modi-
fications. He held that, for one reason or another, the animal
names were first applied to social groups, not to individuals,
that later the origin of these names was forgotten, and specu-
lative guesses were made by the primitives as to the pro-
venience of the names. Thus the stage was set for a totemic
origin. "No more than these three things — argued Lang —
a group animal name of unknown origin; belief in a trans-
cendental connection between all bearers, human and bestial,
of the same name; and belief in the blood superstitions —
were needed to give rise to all the totemic creeds or practices,
including exogamy."
Frazer, who launched totemism upon its busy career and
years later contributed to the subject his massive four-
volume work, Totemism and Exogamy (1910), entertained
at different times three different theories of totemic origin.
The first became known as the "outward soul" or "bush
soul" theory, the second as the "cooperative magic" theory,
and the third as the "conceptional" theory. Initially, Frazer
held that totemism developed out of the practice of tucking
away human souls in animals, for preservation or safety.8
This enhanced the religious status of the animals. As it was
not known, moreover, in which particular animal of a
species the "bush soul" had its abode, the custom in time
led to the veneration of the entire species. Frazer's second
hypothesis was suggeted by the intichiuma ceremonies de-
scribed by Spencer and Gillen (1899) in their work on the
Central Australians. These ceremonies, which have since
been described and discussed so much, consist in somewhat
dramatic rituals in which the natives dance and sing their
magical rites for the multiplication of the totem animals.
Each gens has the exclusive right to perform the intichiuma
for its own totem animal. From the resulting enhancement
of the species the gens itself does not, to be sure, derive any
366 THE MAKING OF MAN
benefit, for the totem is taboo to its members, but the other
gentes do benefit. "In short," writes Frazer,4 "totemism
among the Central Australian tribes appears, if we may
judge from the intichiuma ceremonies, to be an organized
system of magic intended to procure for savage man a
plentiful supply of all the natural objects whereof he stands
in need." Then, waxing enthusiastic, the author adds: "The
thought naturally presents itself to us: 'Have we not in these
ceremonies the key to the original meaning and purpose of
totemism among the Central Australian tribes, perhaps even
of totemism in general?'" Further pondering of the Aus-
tralian material, meanwhile amplified by Spencer and Gil-
len's second study (1904), then led to the formulation of the
third and final theory, the "conceptional" one (1905). It
appeared that these natives ascribed conception, the physi-
blogy of which was obscure to them, to the impregnation of
Ivomen by spirits or spirit carriers which they encountered,
or thought they did, at the sacred totem spots (o^nani-
tylla) haunted by the spirits. "If we use what in particular
may have suggested the theory of conception which appears
to be the tap-root of totemism," says Frazer, "it seems
probable that, as I have already indicated, a preponderant
influence is to be ascribed to the sick fancies of pregnant
women, and that so far, totemism may be described as a
creadon of the feminine rather than of the masculine mind.'*
With this contribution to the psychology of the sexes,
Frazer's speculations about totemism come to an end.
Pater Schmidt, the then editor of the Anthropos, saw the
origin of totemism, at least in Australia and certain parts
of the South Seas region, in primitive trade. He observed
first that in Mabuiag the two totems used in the magical
fertilization ceremonies are also the principal, or perhaps
only, articles employed in inter-tribal trade. Reflection over
this fact led to a theory which deduced totemism "seem-
ingly so mysterious" from a "relatively prosaic and simple
source." 5 Here it is! Who does not know the familiar fact,
writes the author in substance, that our peasants often
SOCIAL ORGANIZATION 36,*
abstain from using in their own households the food prod-
ucts they cultivate, but export them mostly to the neighbor-
ing town? What we find here in rudimentary form may
develop everywhere under analogous conditions. Such con-
ditions we find wherever the production and consumption
of food-articles are locally distinct, calling for supplementary
inter-tribal exchange of food-products. Local products in-
tended for trade, are tabooed to the inhabitants of the dis-
trict. The food interdict, an economic custom in origin,
becomes in time a moral law, and after a while the original
motive of the interdict is forgotten (it is to be noted how
Schmidt, and before him Lang, exploits the speculative pos-
sibilities of such an hypothesized amnesia) . "There followed
a time of doubt and uncertainty," quoth the author, "condi-
tions pregnant with metaphysical associations." In recogni'
tion of its importance in the life of the tribe, the animal of
plant becomes the mythical source of the life of the tribe,
its ancestor. And what could be more natural than that the
group should assume or be called by the name of the animal
or plant so plentiful in its district!
After advancing a further argument in favor of the pri-
ority of plant-magic over animal-magic, Schmidt concludes
that garden-culture was the cradle of the magical multi-
plication rites: "I believe that these things develop quite
naturally out of plant-cultivation followed by trade; starting
from this base, the subsequent developments in the sphere
of mythology explain equally naturally all the details of
the fertilization rites and of the peculiar totemism of the
Northern Australians," This theory, extravagant though it
might seem, does not stand alone, for it was anticipated by
A. C. Haddon, who in 1902 advanced a very similar theory,
even though less elaborately argued.6
There were other theories. Hill-Tout, basing his conclu-
sions mainly on data from the Salish tribes of British Co-
lumbia, held that totemism grew out of the worship of
individual guardian spirits.7 Ankermann, who worked
largely with African material, saw the basis of totemism iu
368 THEMAKINGOFMAN
a sort of compensation for the drabness o£ primitive life,
accompanied by an urge to play with the man-animal rela-
tionship, to dramatize it.8 Graebner, faithful to his diffu-
sionistic principles, identified totemism with localization and
paternal descent, forming a culture area; 9 and so on and on.
For the sake of brevity I shall not consider these theories,
turning instead to the more ambitious contributions of
Emile Durkheim, Wilhelm Wundt and Sigmund Freud.
No adequate analysis of Durkheim's theory contained in
his Elementary Forms of the Religious Life, The Totemic
System in Australia, 1915 (French original, 1912), can be
given here; a brief summary attempted elsewhere will have
to suffice.10 Religion is a complex of beliefs and activities
referring to sacred things, and the characteristic fact in all
religions is the division of beings, things and activities into
sacred and profane. If Australian totemism is a genuine
religion, it must be the most primitive type of religion, for
the social organization of the Australians is the most primi-
tive known to us, being based on the clan.
The totcmic symbol or emblem is the expression of the
social solidarity of the clanmates. The symbol as well as the
name of the clan are derived from the animal or plant which
happens to be most common in the locality where the clan
congregates. Totemic rituals arise spontaneously, as a direct
expression of certain wishes regarding the food supply, and,
whether imitative or representative, these rituals arouse
pleasurable sensations in the participants by raising their
social consciousness. These feelings r r satisfaction are pro-
jected into the realm of physical nature, giving rise to the
belief in the efficacy of the ritual.
The unusual experiences accompanying the periodic cere-
monial gatherings, when contrasted with the routine hap-
penings of daily life, awaken in the mind of the totemite
a sense of the sacred. Not being aware of the source of their
exaltation, the individuals of the clan -identify the sacred
with the totemic symbols by which they find themselves
surrounded on these ritualistic occasions. The true content
SOCIAL ORGANIZATION 369
of their beliefs, however, consists of a vague undifferentiated
sense of an impersonal totemic principle, prototype of mana;
but, unlike mana, the totemic principle, instead of becoming
generalized, remains associated with the specific characteris'
tics of the clans.
The totem represented in the symbol partakes of its
nature and sacred character. The totemites having become
identified with the totem the name of which they bear, are,
as such, also sacred. The entire physical universe is classi-
fied in accordance with the phratries and clans, and the
beings and objects thus classified with a certain totem share
its sacred character.
Thus totemism must be regarded as a religion not of the
clan but of the tribe, each clan being sympathetically aware
of the beliefs and practices of the other clans which, more-
over, strictly correspond to its own.
Individual totemism is a derivative of clan totemism, and
sex totemism partakes of the nature of both.
The individual soul is an incarnation of the spiritual
essence of a totemic ancestor. The souls of these mythical
totemic personages live on as spirits, the more prominent
among them developing into tribal gods.
Thus totemism is revealed as a genuine religion. It com-
prises a division of beings, things and activities into sacred
and profane; it engenders the belief in souls, spirits and gods;
it has its cosmology ; and its elaborate rituals embrace a form
of sacrifice and ascetic practices. At the root of this religion
lies the belief in a totemic principle, a belief which expresses
the reaction of an individual psyche to its experience of the
social control exercised by the clan. Indeed, the totemic prin-
ciple is the clan. Society is God.11
To Wundt totemism appears of interest from two angles.
He places the origin of the institution in the period when
the belief in a breath or shadow soul became differentiated
from the earlier belief in a body soul. The first totem ani-
mals, therefore, were the soul-animals, — hawk, crow and
lizard in Australia; «agle, falcon and snake in America— in
370 THE MAKING OF MAN
which human souls were deposited.12 As a culture historian,
on the other hand, Wundt conceives of totemism as provid-
ing the sociopsychological and ideological background of
nothing less than a "totemic era," one of the four or five
great culture eras into which the history of mankind can
be divided.18 With the totemic era Wundt identifies clan
organization, exogamy, chieftainship, animal and plant cul-
ture, nature myths, zoomorphic and phytomorphic cults and
a number of other cultural features.14
And, finally, Freud's theory expounded in his book,
Totem and Taboo. The theory runs, in brief, as follows:
In very early times, before there was any definite social
organization or religion, man 1 ved in so-called Cyclopean
families in which all the sex rights were monopolized by
the dominant old man, while the younger men, his sons, had
to submit to the restrictions imposed by him or be killed
or expelled from the group. The great dominant male, the
father, was revered by the others for his power and wisdom,
but he was also hated on account of his monopolistic pre-
rogatives. One day a great tragedy was enacted in such a
primitive community. The brothers banded together —
encouraged perhaps, adds Freud, by the invention of a
new weapon — and dared to do openly together what each
one had long secretly desired. They murdered the father.
Then they consumed his body in the assurance of thus
acquiring his prowess.
The patricidal act having been committed, the sons, tor-
tured by remorse, reverted to a positive attitude toward the
father. Obsessed by a belated desire to be obedient to him —
"nachtraglicher Gehorsam"— they decided to continue the
taboo the oppressive character of which had led to the mur-
der, arid to abstain from sex contact with the women of the
group. The consciousness of common guilt became the root
of the new social bond. Thus arose the clan, protected and re-
inforced by the taboo on killing a clanmate, in order that
the fate of the father might not befall any of the brothers.
The totem of the clan is therefore but a transfigured image
SOCIAL ORGANIZATION 371
of the father, and the totemic sacrifice, an occasion for both
joy and sorrow, but a dramatization of the remote tragedy in
which the jubiliant brothers murdered their despot father,
then, conscience-stricken, reimposed upon themselves the
oppressive taboo in the name of which the murder had
been committed.
Freud goes still further. In the central setting of Greek
tragedies he discovers another cultural symbolization of the
gruesome event of earliest antiquity. The hero's part is to
suffer, for he is but the dramatized memory of the murdered
father, whereas the responsive chorus stands for the patri-
cidal brothers. In this new setting, however, their part in
the original tragedy is disguised under the cloak of a positive-
attitude toward the hero, a psychological subterfuge with
which, in the domain of the individual psyche, psychoanaL
ysis has made us familiar.
Thus, four great institutions of mankind are ultimate!)
reducible to one basic and pregnant event, a common
psycho-sociological source. Common guilt lay at the root of
the new social system, the clan, primitive Society. The con-
sciousness of guilt expressed itself in a regard for the totem-
father, the earliest Religion. In expiation of the crime came
the self-imposed rule of exogamy, primal sex taboo and the
earliest embodiment of Morality. In the domain of Art,
finally, Greek tragedy reenacted the ancient deed in an
expiatory disguise.
Details apart, a review of these theories leaves one with
the impression that when we say "totemism" we have said
all there is to be said about the history of human civilization.
Give the speculator a thread and he will enmesh the world!
No systematic analysis of totemic theories can be under-
taken here.18 But a few remarks will be in order for the
sake of orientation.
The totemic origin theories which seek the first origin
of totemism in some one of its features — name, descent,
zoolatry, trade, taboo, magic cooperation, ideas of conception
—all suffer from dogmatic one-sidedness. With reference tt>
THE MAKING OF MAN
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374 THE MAKING OF MAN
a particular place one or another of these theories may prove
correct, but no ground is forthcoming why almost any of
the others might not apply at sbme other place. It must be
granted, however, that the theories stressing the totemic
clan name come nearer to the essence of the problem than
do the others. Even though this feature is not universal
in totemic complexes, it is exceedingly common and must
have provided in many, if not most, instances the link be-
tween the mystical and the social elements in totemism.
Through the name, the locus and limits of each particular
totemic connection— a particular clan with a particular
totem — must have been established, in numerous cases.
The theories stressing the role of totemism in religious
evolution are in the wrong in so far as they overemphasize
the religious aspect of totemism and assume its universality.
This stricture applies particularly to F. B. Jevons' Introduc-
tion to the History of Religion, as has been pointed out by
L. Marillier in his brilliant essay, "La place du totemisme
dans revolution religieuse." 16 In Durkheim's sense, totem-
ism certainly qualifies as a religion, a tribal not a clan
religion, for it belongs to the domain of the sacred, not the
profane, in primitive life. But it must never be forgotten that
the intensity of the religious attitude toward the totem is
scarcely ever pronounced; also, that totemism, in no instance,
constitutes the whole or even the center of the religious
aspect of a tribal culture. Animism, ancestor or nature wor-
ship, fetichism, idolatry, or even animal or plant worship,
may each and all be present in a totemic tribe, side by side
with totemism. Again, any of these features may become
assimilated with a totemic complex in a particular place,
so as to form an integral part of it, or they may not.
There is even something contradictory in the notion of
a true religious regard and worship in connection with
totemism. Primitives, it is true, have not as yet developed
those extreme forms of religious partisanship and pugnacity
so characteristic of later historic periods, but it may well be
doubted whether totemic complexes could have sailed along
SOCIAL ORGANIZATION 375'
as smoothly as they have if each family were divided against
itself in point of its deepest religious attitudes. Equivalence
of faith and practice in totemic clans and relative mildness
?f the specifically religious attitude seem equally important
here.
Writers like Wundt, finally, and Lawrence Gomme in
his Folklore as a Historical Science, who speak of a "totemic
era" and the like, err in two important respects. On the one
hand, they once more assume the universality of totemism
of which, to say the least, there is no evidence. On the
other, they identify with totemism, genetically or as historic
coexistences, a variety of cultural features and tendencies 1T
which have nothing whatsoever to do with totemism,
either psychologically or culturally or historically, even
though they will occur in totemic tribes and cultures.
III. TOTEMISM AS A CONVERGENT HISTORIC-PSYCHOLOGICAL
COMPLEX
By contrast with the older theorists of totemism who
were, as a rule, concerned with the similarity and unity of
totemic phenomena, my own preoccupation in Totemism,
An Analytical Study (1910) was with the diversity of
totemic complexes and the psychological and historical
heterogeneity of the features entering into these complexes.
The classified features of four totemic complexes (see
Table, pp. 372-3) may serve as an example.
Exogamy among the Tlingit and Haida is a phratry af-
fair: one may not marry in one's own phratry but must
marry into the opposite phratry. The clans here are also
exogamous but only in so far as, being subdivisions of a
phratry, they partake of its exogamic nature. In Central
Australia the exogamous situation is much more complex.
The two phratries are here also exogamous, but so are their
subdivisions, the classes (or, in the more northern tribes,
sub-classes and classes), where the rule is that a class (or sub-
class) of one phratry must intermarry with another specific
class (or sub-class) of the other phratry. The gentes are,
376 THE MAKING OF MAN
in a derivative way, also exogamous, although exceptions
occur on account of the havoc wrought with gentile descent
by the peculiar local theory of conception. Over and above
all this, certain groupt of blood relatives are taboo to each
other matrimonially and certain others must intermarry.
Such, at least, is the orthodox way. Among the Baganda the
gentes are exogamous, and so are the clans at Mabuiag,
where the phratries seem to have been exogamous in the
past.
In re group names the phratries of the Tlingit and Haida
have eponymous crests, not so the component clans which
are known by local names. In Central Australia where
the meaning of the phratry and class names is unknown —
although some of these names seem to have been those
of animals or birds — the gentes invariably bear the name of
their totem. This is not the case among the Baganda, whereas
at Mabuiag the phratry names refer in one or another way
to the totem, whereas the clans bear district names.
As to totemic taboos, these are absent in the Indian tribes
— no eating or killing prohibitions prevail — but present in
the three other groups. Among the Baganda, in fact, the
totemic taboo is preeminent in the totemic complex, as
among many other Bantu speaking Negro tribes where
the native term for "totem" often means "that which is
forbidden."
The idea of totemic descent prevails in Central Australia,
but does not occur either in the Indian tribes or in Mabuiag.
The Baganda gentes trace their descent from a common
human ancestor.
The Central Australians perform magical totemic fer-
tilization or multiplication rites and so do the natives of
Mabuiag, both groups falling within a larger area where
this practice is common. On the other hand, such rites
(with reference to the totems) are unknown among the
Baganda or the Tlingit and Haida.
The Central Australians regard themselves as reincar-
nations, after a fashion, of their semi-human, semi-animal
SOCIAL ORGANIZATION 377
totemic ancestors. In ancient alcheringa times, so the myths
tell, these entered the ground leaving behind their spiritual
descendants, the ratapa, which ever since hover about the
sacred spots. It is the ratapa which enter the bodies of
women to be reborn as human totemites. In the other three
groups no such totemic beliefs are known to occur.
Totemic art in Mabuiag takes the form of small orna-
ments or scarifications on the body; the Baganda seems
to have none ; whereas among the Indians, on the one hand,
and the Central Australians, on the other, totemic art
appears in two strikingly diverse forms. The Tlingit and
Haida paint and carve their totem animals and birds pretty
much all over the landscape. These paintings and carv-
ings, moreover, are so specific for each animal or bird
that no doubt can be entertained as to the identity of the
representation. In Central Australia, on the contrary, the
totemic designs — whether on the churinga or on the ground
— are identical for all gentes (with a few exceptions), the
specific totemic reference of the designs being read into
them by the gentile mates whenever they make use of
them.
In Mabuiag the totemite and his totem are of a kind:
a "mystic affinity" obtains between them, which expresses
itself in physical and psychic resemblance. Thus the men
of the Kassowary, Crocodile, Snake and Shark clans — pug-
nacious animals all — are known as fighters, whereas the
Skate, Ray and Sucker — fish people, are peaceable; and so
on with the rest. In the other three groups the totem and
totemite are not thus attuned to each other.
The rank grading of totem crests and, with them, of the
clans that own them, occurs only among the Tlingit and
Haida and the royal gentes of the Baganda, not in the
other groups. The number of crests or totems allowed each
clan or gens, as will be seen from the Table, also varies
in the four groups.
There is thus considerable variability in content in
totemic complexes. And if instead of taking four groups,
378 THEMAKINGOFMAN
we examined forty or four hundred, the range of variability
would increase. The particular features entering a totemic
complex are not always the same, nor is the part they play
in the ideology or practice of the totemites.
It is equally apparent that the individual features figur-
ing in totemic complexes are not inherently and necessarily
totemic. This applies to all the features. We know of
totemic exogamy, but it also occurs in clans, gentes or
phratries that are not totemic, as well as in families, local
groups and elsewhere. Similarly with taboos. Killing and
eating taboos may or may not refer to totemic animals, in
one or another group, but they also occur with reference
to creatures other than totems. Killing and eating taboos,
moreover, constitute only one aspect of the phenomenon
of taboo which is world-wide. As cultural traits, taboo and
totemism merely overlap. The same applies to the other
features.
What we mean, therefore, when we say that totemism
is historically and psychologically complex is this. The
features entering a totemic complex are not inherently
totemic but become such in the particular context. As be-
tween complex and complex, the particular features com-
posing one, vary. Also, the emphasis, the cultural or totemic
status of a feature, varies as one passes from complex to
complex.
This does not mean that all totemic features are equally
rare, or common, in their occurrence. Far from it. An ex-
amination of a sufficient number of totemic complexes
will show that exogamy, in one form or another, is almost
always present. Also, that a relation between humans and
the rest of nature, especially animals and plants, is involved
here. It may take the form of a "mystic affinity," or a belief
in descent, or a taboo on the totem, or a mere eponymous
function of the latter without any associated beliefs or
practices with reference to it. It must be remembered,
however, that the very assumption of an animal or other
such name by a group or its acceptance of one given it by
SOCIAL ORGANIZATION 379
others, implies a certain ideological, if not emotional, rela-
tionship between humans and the rest of nature. This is a
phenomenon not unknown in modern days but incom-
parably more common, and therefore, more characteristic,
in primitive society. As a background we discover a Denl^
art,™ a certain way of looking at things which makes such
developments as totemism possible.
In addition to exogamy and a certain relationship be-
tween man and nature, the latter usually taking a mystical
form, there is still another aspect of totemic complexes
which, in this case, is universal. In every totemic com-
munity the tribal group is divided into a set of social units
which are equivalent. The totemic functions of these social
units, while different specifically, are also equivalent or
homologous, as between upit and unit. It seems obvious that
any attempt to find a general formula for totemism must
rest on these three features.
Before we venture on such a final formulation, a word
must be said about totemism as a convergent phenomenon.
The "origins" of historical facts of totemic complexes, as
must have appeared from the preceding, must be assumed
to have been varied. Nevertheless, totemic complexes reveal
sufficient similarities in their structure, contents, and what
might be called their psycho-sociological flavor, to justify
the designation of such complexes by one descriptive term.
The hypothesis of convergence reconciles this present sim-
ilarity with genetic divinity. The theory of convergence
may, in fact, be utilized to account for the distinct aspects
of totemic complexes; the separate features in two or more
complexes, in so far as they are comparable, must have often
been due to convergence, for the objective and psychological
history of such features must, in many instances, have been
quite different. Again the totemic social structures with
their features, which as a rule are strictly comparable, must
be ascribed to convergence, for the order and specific mode
of absorption of the features by the system, or their origin
within the system, must also have been vastly different in
380 THfc MAKING OF MAN
the several instances; the totemic association in a con-
vergent process. And, finally, the totemization of the com-
plexes, the translation of the features of whatever derivation
into totemic terms, must be regarded as a convergent
process, which operates in the core of each complex with
a psychologically lactogeneous aggregate of cultural fea-
tures, and through a process of assimilation mold them
into a totemic atmosphere providing all totemic complexes
and constituting, perhaps, the prime basis of their com-
parability: the totemic assimilation is a convergent process.
IV. FINAL SYNTHESIS
Exogamy, a mystical man-nature relationship, and the
splitting up of a tribe into a set of equivalent and func-
tionally homologous social unit* are, one and all, traits
appearing in totemism but also outside of it: they are not
inherently totemic features. Also, these features cannot be
brought into genetic relationship to each other, nor are
they in any other way akin, socio-psychologically or other-
wise. But these are the features which we find associated
in totemism and about them grow up the other varying
features.
How can this be accounted for?
The solution of the problem apparently lies in the fact
that the three features become connected with the social
structures underlying totemic complexes: with sib systems.
For, once and for all, it must bj understood that totemism
or likenesses of it are so rare outside sib systems and that
sib systems are so frequently totemic that the two institu-
tions, sib system on totemism, must be regarded as ad-
hesive phenomena, in Tylor's sense.
Is there then anything about a sib system that would
attend exogamy, a mystical man-nature relationship and
an emphatic functional homology of equivalent social units?
I think there is.
That exogamy and functional homology of social units
are prone to prosper in a sib system of hereditary unilateral
SOCIAL ORGANIZATION 381
social units seems fairly clear. If exogamous tendencies are
taken for granted — as this anthropological experience jus-
tifies us in doing — clans or gentes appear as its ideal
carriers. Once on the go, it persists and crystallizes auto-
matically. As to homologous functions these always tend
to develop in equivalent social units, and when these social
units are as clean cut and stable as they are in hereditary
unilateral sibs, the homologous functions are invited and
spurred to multiply.
The problem is more complex in the case of the mystical
man-nature relationship. Why should this be attracted to
sib systems? The reason, I believe, can be discovered.
In a community subdivided into social units, such as
clans, the first demand is for some kind of classifiers, pref-
erably names, which would identify the separate units and
yet signify their equivalence by belonging to one category.
Again, hereditary kinship groups, such as clans, with a
strong feeling of common interest and solidarity tend, so
socio-psychological experience shows, to project their com-
munity spirit into some concrete thing which henceforth
stands for the unity of the group and readily acquires a cer-
tain halo of sanctity. It often happens with such objects
that certain rules of behavior develop with reference to
them, both positive and negative rules, prescriptions and
restrictions. Such objects thus become symbols of the social
values of the groups. Their very objectivity as well as emo-
tional significance lend themselves readily to artistic elab-
oration. All along the classificatory aspects remains a fixed
requirement, so that whatever traits may develop in the
social crucible appear as homologous traits. Then again,
the sense of kinship between members of the individual
clans, especially in view of the absence of precise degrees
of relationship and sometimes supported by the genealogi-
cal tendency, will often express itself in hypothetical descent
from a common ancestor. Also, it would obviously fit "the
needs of the situation if the above objectivations of the
social values consisted of things congenial to man, the
382 THEMAKINGOFMAN
properties of which were near and dear to him, of things^
however, that would not lie too closely within the realm
of specifically human activities, as, in such a case, con-
fusion might result, the sense of property might interfere
with the smooth running of the system. Again, it would
seem eminently desirable that the things should belong to
classes, each one representing a homogeneous group, as
:his condition would ideally satisfy the requirement that
they figure as symbols and objectivations of groups of
individuals who, within each group, profess intense feelings
of solidarity and homogeneity.
Such, in rough outline, would be the tendencies of a
community subdivided into clans.
Now, if the individuals who are the psychic foci of
these tendencies had nothing in their experience or psychic
content to draw upon to satisfy the demands of the situ-
ation, some new creations might be expected to appear
which would to some extent satisfy the demands of these
social tendencies. But our hypothesis is contrary to fact.
For there exists in all primitive communities a complex
of experiences and attitudes which has produced values nf
just the sort needed in the above social situation, has pro-
duced them long before any totemic complex or any clan
system has made its appearance among men. That com-
plex comprises the experiences resulting from man's con-
tact with nature and the attitudes flowing therefrom.
Among these the experiences with and the attitudes toward
.animals occupy the foremost place, although those referring
to plants and inanimate objects are of almost equal signifi-
cance. Things in nature have at all times exercised multi-
tudinous functions in human society, and the attitudes
they have aroused, matter-of-fact as well as supernatural
attitudes, range as far as does man himself. These things,
animals in particular, are constantly used for naming pur-
poses, for naming individuals; groups of all varieties, such
as families, societies, clubs, game teams, political parties,
houses, constellations. They are beautifully adjusted to the
SOCIAL ORGANIZATION 383
function of classifiers, as names or otherwise, for they con-
tain many individuals belonging to the same or to several
wide categories, they are familiar and congenial to man,
yet lie outside the circle of specifically human things and
activities, thus not being subject to the action of those
disturbing agencies which abound within that realm. Again,
animals, as well as other things in nature, are early drawn
into the domain of art, they are painted, tattooed, carved,
woven, embroidered, dramatized in dances; they figure in
realistic as well as geometric representations, thus also ris-
ing into prominence as badges, signs and symbols. Primitive
man almost everywhere regards himself as somewhat akin
to the animal, and many mythologies abound in animals
that were men and in men who are metamorphosed ani-
mals. Often descent is traced from animals. Again, it is
hard to find a tribe where some sort of prescriptive or
prescriptive rules do not exist referring to animals, or also
plants or other things. Religious attitudes toward things in
nature are as universal as religion itself. Moreover, to the
eyes of men organized into mutually disparate and in-
ternally homogeneous units, the kingdom of animals and
only to a less degree that of plants present a spectacle oi
strange congeniality: for just as in their own social system,
these kingdoms embrace beings or things that belong to
the same general kind, but are subdivided into categories
that are disparate while internally homogeneous.
Now, it must be remembered that all of these experi-
ences, relations and attitudes belong to the range of the
common human: they are found in most primitive com-
munities and many of them reach far into the historic
period including modern life itself. Hence a community
organized into definite hereditary social units, say, clans,
finds itself already in possession of most or all of these
experiences and attitudes. But we have seen how in such
a community, on account of its sociological make-up, cer-
tain tendencies must and, as experience shows, almost in-
variably do arise. These tendencies point toward just such
THE MAKING OF MAN
relations, attitudes, functions, as we have seen have every-
where arisen out of man's experience with nature, par-
ticularly with animals and only to a less degree with plants.
If these cultural features — for such they are — were not
there, the social situation might have created them, or
something like them. But they are there. Hence, the de-
mands of the social situation are readily satisfied out of
this rich store of preexisting psychological material. The
precise how and when of the process is another story, nor
does it particularly matter. The crucial and significant point
is this: a group divided into hereditary clans spontaneously
develops tendencies the limiting value of which is a totemic
complex. For the realization of these tendencies certain
psychological or cultural data are required. These are found
available. In a situation which, were they absent, might
have itself created them, they are utilized promptly and
effectively. Thus a totemic complex arises.
It will thus be seen that there exists an inherent and
most deep-rooted fitness between the supernaturalism re-
ferred to before, the mystical man-nature relationship, and
the social system which absorbs it. It is, then, to be expected
that the vast majority of groups divided into hereditary
social units will develop some sort of totemic complexes.
And such is found to be the case.19
To summarize: Exogamy, a mystical man-nature rela-
tionship and functional homology of equivalent social units
become associated in totemism by adopting a sib system as
their carrier. And they adopt a sib system as their carrier
because such a system is admirably fitted to become a
vehicle for the crystallization and enhancement of these
Jeatures.
V. TOTEMIC COMPLEXES AND RELIGIOUS SOCIETIES
Totemic communities, as complexes of historically and
psychologically heterogeneous features, display certain strik-
ing similarities to another form of socio-religious associa-
tion fairly common in primitive groups, namely, religious
SOCIAL ORGANIZATION 385
societies. A religious society is a group of individuals who
have a common name (often derived from an animal, bird,
or thing), share a set of religious and mythological beliefs,
and perform together certain ceremonies. Where the socie-
ties occur, there are always more than one society in the
tribe, while often a large part of the tribesmen may be
grouped in societies either permanently or, as among the
Kwakiutl, periodically. While male societies are more com-
mon, female societies also occur, but the membership of a
society is almost invariably restricted to either one or the
other sex. The geographical distribution of religious so-
cieties suggests some relation to totemism. In a large number
of totemic areas religious societies also occur; for example,
in several large areas in North America, in at least one
area in South America, in West Africa and Northern
Melanesia.
On the basis of his Melanesian studies W. H. R. Rivers
came to the conclusion that in Mota (one of the Banks
Islands), the religious societies developed out of a pre-
existing totemism which was, as it were, sucked up into
these societies.20 Hutton Webster 21 went further, repre-
senting secret societies, in all areas, as totemism in decay. In
this version the societies appear as a normal stage of evolu-
tion from totemism to other forms of socio-religious or-
ganization.
In this sweeping form the theory must certainly be re-
jected but it may nevertheless contain a germ of truth.
In individual instances — in Mota, for example, or, perhaps,
in the American Southwest — religious societies may actu-
ally have developed in this way. Also, the two institutions,
resting against a similar socio-psychological and ideological
background, must certainly be regarded as compatible, even
though not genetically linked, except incidentally. The case
of the Southern Kwakiutl is instructive here, among whom
societies or totemic clans alternate: in the summer (the
profane season) the clans constitute the social organization;
whereas in the winter (the season of the secrets) these are
;8o THE MAKING OF MAN
replaced or, more accurately, overshadowed by a system ot
religious societies. One would not expect such periodic
fluctuation between a system of clans, and, say, one of
castes.
Of even greater interest than the geographical and the
possible genetic relations of totemism and societies, are
the similarities and contrasts between the two institutions
from a theoretical standpoint. In both cases the tribe com-
prises a set of homologous social units; these unit^ exer-
cise functions — ceremonial, religious, artistic — similar in
kind but differing specifically in each clan or society. These
functions, finally, cluster about or grow out of certain
mystical attitudes towards creatures or objects in nature,
the latter feature, however, being more nearly characteristic
of totemism than it is of societies. In both cases, moreover,
the institution — a totemic complex or a cluster of societies
—must be regarded as an alloy of historically and psycho-
logically disparate traits.
The similarity, from a theoretical angle, thus seems to
be so close as almost to approach identity. But the con-
trasts are equally significant. While a society, like a clan,
is a social unit, it is one solely by dint of the common
functions of its members. Take away the functions and
nothing remains but an aggregate of wholly disparate
individuals. Not so in the clan. Here also the functions
give the true cultural orientation of the social unit, but
should the functions lapse, the unit remains; for a clan
consists of related individuals (de facto or de jure) — it
is a group of status, whereas a society is a purely functional
group. While this contrast is, perhaps, most important,
other differences are not lacking. The religious aspect is
almost invariably more pronounced in a society than in a
totemic clan. Societies, as we saw, are largely unisexual, but
not clans: a totemic complex with its supporting skeleton
of clans necessarily comprises all the individuals of the
tribe, whereas a tribal cluster of societies at best includes
some of the women and never more than a majority of
SOCIAL ORGANIZATION 387
the men. This, of course, flows from the fact that a clan ij
a hereditary unit, part of the tribal social system, whereas
a society is merely a part of a social system within the
tribe, even though some societies may tend to become
hereditary or comprise hereditary officials.
While the two institutions — totemism and religious so-
cieties— present, from a theoretical standpoint, a set ot
similar problems, it seems imperative to keep them apart
conceptually as well as for purposes of investigation.22
VI. THE PATTERN THEORY OF TOTEMIC ORIGIN
It will be seen that any attempt to derive totemism from
any one of its features is doomed to failure. If the his-
toric facts were known in a particular instance, one of the
theories might prove to be correct. But so might any of
several others, in other particular instances. Generalization
here would be vain and futile. It may, on the other hand,
be of interest to inquire whether we could not go a step
further in attempting to visualize the process through which
any totemic complex might have come into being.
Let us remember, then, that in all totemic communities
we find a group differentiated into clans which display
sets of totemic features different in specific content but
homologous in form and function. Can it be conceived
that these features developed in the different clans inde-
pendently? When one considers that the clans of a totemic
organization are so interwoven as to constitute, to all ap-
pearance, an integral system; and that the homology of
the clans is objectively, for the observer, as well as sub-
jectively, for the totemite, the most patent fact about a
totemic organization, one cannot but realize that any such
series of independent developments lies entirely beyond
the range of probability. But if the assumption of the in-
dependent development of totemic clan features is rejected,
we must accept the only alternative assumption of a process
of diffusion. On the other hand, the totemic features can-
not be regarded as a contemporaneous growth; as regards
388 THEMAKINGOFMAN
the order of their appearance in a totemic complex, the
features must be conceived of as a temporal series. Guided
by these two assumptions, we may now visualize the totemic
process at an extremely early stage of its growth. The
tribe is differentiated into a number of social units or
clans. The psychic atmosphere (Thurnwald's Denfari) is
saturated with totemic possibilities. The stage is set for a
first origin of totemism. Most totemic origin theories may
claim the right of supplying one, but it is not with them
we are here concerned. The first origin — animal name,
taboo, sacred animal, myth of descent — is assumed to have
occurred in one, or in a few, of the clans. Still there is no
totemism. But presently, with the psychological conditions
remaining favorable, another clan adopts the feature. Then
another, and another. Finally, all the clans have it. The
features in the various clans are not identical but they
are equivalent, and they become specific clan character-
istics— become socialized. The totemic process has begun.28
In the same way other features begin to develop. They
may arise in one or another clan through "inner" growth,
or they may come from the outside, through contact with
other tribes. No sooner is a new feature evolved or adopted
by a clan than it starts on its round of diffusion until all
the clans have incorporated it. Thus the totemic organi-
zation grows and increases in complexity. Meanwhile, each
feature in a clan stands for functional solidarity, and as
the number of features multiplies, the solidarity increases.
On the other hand, the homology of the clans also gains
in complexity and completeness, and the realization of such
homology," at first no doubt unconscious, may tend to rise
into the consciousness of the totemites. It need not be
assumed that a new feature always appears in the same
clan, but it does not seem improbable that such a tendency
should develop. One or a few clans may thus assume the
function of setting totemic fashion.
In the early days of a totemic complex the diffusion
of a new feature throughout the clan system must be a
SOCIAL ORGANIZATION 389
slow process. Biu as each clan consolidates tnrough the
continuous superposition of common functions, and as the
equivalence of the clans progresses with the addition of
every new feature with reference to which the clans become
homologous, this process of diffusion must become in-
creasingly rapid and smooth. As feature upon feature
spring up in one or another clan, their spread to other
clans becomes a traditionally approved procedure, and the
course and direction of the diffusion may also become fixed
and stereotyped.
The central point of the above theory of the origin of
totemism lies in the conception that the building up of a
totemic complex consists of a series of totemic features
which appear one by one (or possibly in small groups),
spread from clan to clan, become socialized in the clans
and absorbed in the complex. Each new feature, on its ap-
pearance in a clan, becomes a pattern presently followed
by other clans until the wave of diffusion has swept over
them all. The theory may thus be fitly called the pattern
theory of the origin of totemism. It may be regarded as a
compromise between the views of those whose thirst for
interpretations cannot be quenched by anything save a
first origin, and the views of those who do not believe in
any hypothetical reconstructions. Attempts at reconciliation
by compromise are seldom successful in science, and the
theory seems to be doomed to rejection by both camps.
I may therefore be permitted to emphasize the two aspects
of the theory which, to my mind, should commend it to
the attention of totemizing ethnologists. Being convinced
that the search for first origins is a vain pursuit, I eliminate
from my theory all assumption as to the specific character
of the first origin of a totemic complex. I simplv assume
one. The second important aspect of the theory is the con-
ception of the waves of diffusion through which each new
feature is assimilated by the complex. This conception is
purely hypothetical, that is, it cannot be substantiated by
anything we know as actually occurring in totemic corn
390 THE MAKING OF MAN
plexes, but it is supported by what we know of the psy-
chology of social processes. It seems, in fact, to formulate
the only way in which a totemic complex can come into
being.
The theory offers a ready explanation of various totemic
'''anomalies." When one finds thak one totemic community
has only animal totems and another only bird totems, the
tendency is to look for deep-rooted causes. It cannot, of
course, be denied that some peculiarity in the environment
or beliefs of the group may lead to such special develop-
ments. The explanation, however, may also lie in the fact
that in one community a few animal names, adopted by
several clans, fixed the pattern, which was followed by the
other clans; while in another instance, the same occurred
with bird names. In still other numerous instances the
character of the names did not become stereotyped until
some animal, bird, and plant names were taken, resulting
in the distribution of names most frequently found in
:otemic communities. Double totems, as among the Baganda,
or linked quadruple totems, as among the Massim of New
Guinea, can be accounted for along the same lines. Not
that the double or quadruple totems need be assumed to
have constituted the primary conditions in these commu-
nities. In the early stages of their development these totemic
complexes may have had the normal one-clan one-totem
aspect. But presently some unconventional "cause" doubled
the totems in one or a few clans; other clans followed
suit; and so on.24
VII. TOTEMIC ANALOGUES IN MODERN SOCIETY
Evidence is not lacking that mystical and social features,
once components of totemism, persist in modern society,
if in less integrated form.
Of all things in nature, animals, both wild and tame,
stand closest to us, and we find it difficult not to think of
them in anthropomorphic terms. Similarities of physical
and psychic traits in man and animal are stressed in verbal
SOCIAL ORGANIZATION 3QI
usage. We speak of the eagle eye, the leonine heart, the
bull's neck, dogged perseverance. The fox and beaver, bear
and rabbit, cat and cow, hog and ass, ape and shark, all
figure in our scene in human disguise. The layman and the
amateur naturalist as well find it difficult not to ascribe
to animals qualities of intellect, affection, understanding,
sensitiveness, vastly in excess of what sober judgment would
allow.
While our attitude here is not strictly mystical, it leans
dangerously in that direction.
Similarly with social tendencies. In modern as in primi-
tive, society, equivalent social units are known to adopt
as classifiers names, badges, pins, flags, tattoo marks, colors.
One thinks of high-school and college classes, baseball and
football teams, political parties, the degrees of Elks and
Masons, and the regiments of our armies.
The names and things thus used as classifiers rest against
a background charged with potential emotion. In the case
of regimental banners the emotional heat can, on occasion
become intense. Even the animal or bird mascots cultivated
by military units become, under appropriate conditions,
such as war, immersed in a complex of attitudes and
rites so exotic as to suggest an exaggerated analogy with
totemism.
In one form or another the mystic and social tendencies
of totemic days linger on in modern society. But we miss
them on its highways. Here and there, under specially
favorable conditions, these tendencies may flare up in a sort
of totemic glow, presently to go out again, for lack of fuel.
In primitive society the same tendencies, quickened and
integrated by their association with sib systems, reach great
heights of complexity and elaboration.
NOTES
1 Man, 1902.
2 The Origin of Totemism, 1901.
8 Golden Bough, vol. ii.
* Totemism and Exogamy, vol. L
392 THE MAKING OF MAN
*Zeitschrift fiir Ethnologic, vol. xli, 1909.
6 Presidential Address to the Anthropological Section, British Association
lor 'he Advancement of Science.
7 "The Origin of the Totemism Among the Aborigines of British
Columbia," Transactions of the Royal Society of Canada, Second Series,
Vol. vn, 1901-2.
8"Ausdrucks- und Spiel tatigkeit als Grundlagc des Totemismus,"
Anthropos, vols. x-xi, 1915-16.
0 In the sense of the "Culture Historical School"; cf. his "Totemismus
als Kulturgeschichtliches Problem," ibid.
10 Sec Anthropos, vols. x-xi, pp. 9669-70.
11 For a more extended exposition and criticism of Durkheim's extraordi-
nary book, see my "Religion and Society: A Critique of Ennle Durkheim's
Theory of the Origin and Nature of Religion," Journal of Philosophy, Psy-
chology and Scientific Methods, vol. xiv, 1917.
12 Cf. Frazer's "bush-soul" theory.
13 Elements of Folk-Psychology, and Voider psychologic, vol. ii.
14 Cf. the somewhat similar approach of Lawrence Gomme in his Folf^-
lore as a Historical Science.
15 Cf., in this connection, my "Totemism, an Analytical Study," Journal
jf American Folklore, 1910; also the section "Early Life and Thought" in
my Early Civilization, 1922; and "The Views of Andrew Lang and J. G.
Frazer and E. Durkhcim on Totemism," Anthropos, vols. x and xi, 1915-16.
16 Revue de I'Histoire des Religions, vols. xxxvi and xxxvii, 1897-98.
17 Vide Wundt.
18 Thurnwald.
10 This section is reproduced from my article, "Form and Content in
Totemism," American Anthropologist, N.S., vol. xx, 1918.
20 History of Melanesian Society, vol. ii, and "Totemism in Polynesia
ind Melanesia," Journal of the Royal Anthropological Institute, vol. xxxix,
1909.
21 In his Primitive Secret Societies, 1908, and "Totem Clans and Secret
Associations in Australia and Melanesia," Journal of the Anthropological
Institute, vol. xli, 1911.
22 This section is reproduced, with some omissions and additions, from
my article, Totemism, in the New International Encyclopaedia, Second
Edition, vol. xxii.
23 It must further be noted that 'the diffusion of the feature does not
here proceed from individual to individual merely, which is, indeed, the
way in which any custom spreads through a community. The indi-
viduals, to be sure, are the ultimate units to whom refer the functions
for which the totemic features stand. But the diffusion of totcmic features
proceeds trom clan to clan; and the individuals of each clan, when their
turn arrives, do not adopt the feature itself but its homologue.
24 The section on "The Pattern Theory" is reproduced in somewhat
abbreviated form, from my "Tlie Origin of Totemism1' (American Anthro-
polo gist, N.S., vol. xiv, 1912, pp. 603-607).
THE INFLUENCE OF ANCIENT EGYPTIAN
CIVILIZATION IN THE EAST AND IN
AMERICA
By G. ELLIOT SMITH
IN the lectures which in former years I have delivered at
the John Rylands Library I discussed the problems of the
gradual diffusion of Egypt's influence to the neighboring
parts of Africa, Asia, and the Eastern Mediterranean Islands
and Coasts, which began at a very early historical period,
On the present occasion I am calling attention to a mass
of evidence which seems to prove that, towards the close
of the period of the New Empire, or perhaps even a little
later, a great many of the most distinctive practices of
Egyptian civilization suddenly appeared in more distant
parts of the coastlines of Africa, Europe, and Asia, and
also in course of time in Oceania and America; and to sug-
gest that the Phoenicians must have been the chief agents
in initiating the wholesale distribution of this culture abroad.
The Mediterranean has been the scene of so many con*
flicts between rival cultures that it is a problem of enormous
complexity and difficulty to decipher the story of Egyptian
influence in its much-scored palimpsest. For the purposes of
my exposition it is easier to study its easterly spread, where
among less cultured peoples it blazed its track and left a
record less disturbed by subsequent developments than in
the West. Mr. W. J. Perry has shown that once the easterly
cultural migration has been studied the more complicated
events in the West can be deciphered also.
The thesis I propose to submit for consideration, then, is
(a) that the essential elements of the ancient civilizations
393
394 TIIE MAKING OF MAN
of India, Further Asia, the Malay Archipelago, Oceania, and
America were brought in succession to each of these places
by mariners, whose oriental migrations (on an extensive
scale) began as trading intercourse between the Eastern
Mediterranean and India some time after 800 B.C. (and con-
linued for many centuries); (b) that the highly complex
and artificial culture which they spread abroad was derived
largely from Egypt (not earlier than the xxi Dynasty), but
also included many important accretions and modifications
from the Phoenician world around the Eastern Mediter-
ranean, from East Africa (and the Soudan), Arabia, and
Babylonia; (c) that, in addition to providing the leaven
which stimulated the development of the pre-Aryan civ-
ilization of India, the cultural stream to Burma, Indonesia,
the eastern littoral of Asia and Oceania was in turn modified
by Indian influences; and (d) that finally the stream, with
many additions from Indonesia, Melanesia, and Polynesia,
as well as from China and Japan, continued for many cen-
turies to play upon the Pacific littoral of America, where
it was responsible for planting the germs of the remarkable
Pre-Columbian civilization. The reality of these migrations
and this spread of culture is substantiated (and dated) by the
remarkable collection of extraordinary practices and fantastic
beliefs which these ancient mariners distributed along a well-
defined route from the Eastern Mediterranean to America.
They were responsible for stimulating the inhabitants of the
coasts along a great part of their extensive itinerary (a)
to adopt the practice of mummification, characterized by a
variety of methods, but in every place with remarkable
identities of technique and associated ritual, including the
use of incense and libations, a funerary bier and boat, and
certain peculiar views regarding the treatment of the head,
the practice of remodeling the features and the use of
statues, the possibility of bringing the dead to life, and the
wanderings of the dead and its adventures in the under-
world; (b) to build a great variety of megalithic monu-
ments, conforming to certain well-defined types which
SOCIAL ORGANIZATION 39^
present essentially identical features throughout a consider
able extent, or even the whole, of the long itinerary, and in
association with these monuments identical traditions, be-
liefs, and customs; (c) to make idols in connection with
which were associated ideas concerning the possibility of
human beings or animals living in stones, and of the petri-
faction of men and women, the story of the deluge, of the
divine origin of kings, who are generally the children of
the sun or of the sky, and of the origin of the chosen people
from incestuous unions; (d) to worship the sun and adopt
in reference to this deity a complex and arbitrary symbolism
representing an incongruous grouping of a serpent in con-
junction with the sun's disc equipped with a hawk's wings,
often associated also with serpent-worship or in other case?
the belief in a relationship with or descent from serpents;
(e) to adopt the practices of circumcision, tattooing, mas-
sage, piercing and distending the ear-lobules, artificial
deformation of the skull, and perhaps trephining, dental
mutilations, and perforating the lips and nose; (/) to practice
weaving linen, and in some cases to make use of Tyrian
purple, pearls, precious stones, and metals, and conch-shell
trumpets, as well as the curious beliefs and superstitions at-
tached to the latter; (g) to adopt certain definite metal-
lurgical methods, as well as mining; (h) to use methods
of intensive agriculture, associated with the use of terraced
irrigation, the artificial terraces being retained with stone
walls; (/) to adopt certain phallic ideas and practices; (/)
to make use of the swastika symbol, and to adopt the idea
that stone implements are thunder-teeth or thunderbolts and
the beliefs associated with this conception; (^) to use the
boomerang; (/) to hold certain beliefs regarding "the
heavenly twins"; (m) to practice couvade; (n) to adopt the
same games; and (o) to display a special aptitude for, and
skill and daring in, maritime adventures, as well as tc
adopt a number of curiously arbitrary features of boat-
building.
Many of the items in this list I owe to Mr. W. J. Perry,
396 THE MAKING OF MAN
to whose cooperation and independent researches the con-
clusiveness of the case I am putting before you is due. But
above all the credit is due to him of having so clearly eluci-
dated the motives for the migrations and explained why the
new learning took root in some places and not in others.
That this remarkable cargo of fantastic customs and beliefs
was really spread abroad, and most of them at one and the
same time, is shown by the fact that in places as far apart
as the Mediterranean and Peru, as well as in many inter-
mediate localities, these cultural ingredients were linked
together in an arbitrary and highly artificial manner, to
form a structure which it is utterly impossible to conceive
as having been built up independently in different places.
The fact that some of the practices which were thus spread
abroad were not invented in Egypt and Phoenicia until the
eighth century B.C. makes this the earliest possible date for
the commencement of the great wandering.
In some of the earliest Egyptian graves, which cannot be
much less than sixty centuries old, pottery has been found
decorated with paintings representing boats of considerable
size and pretensions. The making of crude types of boats
was perhaps one of the first, if not actually the earliest, mani-
festations of human inventiveness: for primitive men in the
very childhood of the species were able to use rough craft
made of logs, reeds, or inflated skins, to ferry themselves
across sheets of water which otherwise would have proved
insuperable hindrances to their wanderings. But the Egyp-
tian boats of 4000 B.C. probably represented a considerable
advance in the art of naval construction; and before the
Predynastic period had come to a close the invention of
metal tools gave a great impetus to the carpenter's craft,
and thus opened the way for the construction of more am-
bitious ships.
Whether or not the Predynastic boatmen ventured beyond
the Nile into the open sea is not known for certain, although
the balance of probability inclines strongly to the conclusion
that they did so.
SOCIAL ORGANIZATION 397
But there is positive evidence to prove that as early as
2800 B.C. maritime intercourse was definitely established
along the coasts of the Eastern Mediterranean, bringing into
contact the various peoples, at any rate those of Egypt and
Syria, scattered along the littoral. Egyptian seamen were
also trafficking along the shores of the Red Sea; and there
are reasons for believing that in Protodynastic times such
intercourse may have extended around the coast of Arabia,
as far as the Sumerian settlement at the head of the Persian
Gulf, thus bringing into contact the homes of the world's
most ancient civilizations.
More daring seamen were venturing out into the open
sea, and extending their voyages at least as far as Crete:
for the geographical circumstances at the time in question
make it certain that Neolithic culture could not have reached
that island in any other way than by maritime intercourse.
The Early Minoan Civilization, as well as the later modi-
fications of Cretan burial customs, such as the making of
rock-cut tombs and the use of stone for building, were
certainly inspired in large measure by ideas brought from
Egypt.
Long before the beginning of the second millennium B.C.
the germs of the Egyptian megalithic culture had taken deep
root, not only in Crete itself, but also throughout the ^Egean
and the coasts of Asia Minor and Palestine.
In course of time, as the art of ship-building advanced and
the mariners' skill and experience increased, no doubt more
extensive and better-equipped enterprises were undertaken.1
Instances of this are provided by the famous expedition to
the land of Punt in Queen Hatshepsut's reign and the ex-
ploits of the Minoan seamen of Crete.
Such commercial intercourse cannot fail to have produced
a slow diffusion of culture from one people to another,
even if it was primarily of the nature of a mere exchange
of commodities. But as the various civilizations gradually
assumed their characteristic forms a certain conventionalism
and a national pride grew up, which protected each of these
THE MAKING OF MAN
more cultured communities from being so readily influenced
by contact with aliens as it was in the days of its uncultured
simplicity. Each tended to become more and more conscious
of its national peculiarities, and immune against alien in-
fluences that threatened to break down the rigid walls of
its proud conservatism.
It was not until the Minoan state had fallen and Egypt's
dominion had begun to crumble that a people free from such
prejudices began to adopt all that it wanted from these hide-
bound civilizations. To its own exceptional aptitude for
and experience in maritime exploits it added all the knowl-
edge acquired by the Egyptians, Minoans, and the peoples
of Levant. It thus took upon itself to become the great in-
termediary between the nations of antiquity; and in the
course of its trafficking with them, it did not scruple to adopt
their arts and crafts, their burial customs, and even their
gods. In this way was inaugurated the first era of really great
sea-voyages in the world's history. For the trafficking with
these great proud empires proved so profitable that the
enterprising intermediaries who assumed the control of it,
not only of bartering their merchandise one with the other,
but also of supplying their wants from elsewhere, soon
began to exploit the whole world for the things which the
wealthy citizens of the imperial states desired.
There can be no doubt that it was the Phoenicians, lured
forth into the unknown oceans in search of gold, who first
broke through the bounds of the Ancient East and whose
ships embarked upon these earliest maritime adventures on
the grand scale. Their achievements and their motives
present some analogies to those of the great European sea-
men of the fifteenth and sixteenth centuries who raided the
East Indies and the Spanish Main for loot. But the exploits
of the Phoenicians must be regarded as even greater events,
not only by reason of the earlier period in which they were
accomplished, but also from their vast influence upon the
history of civilization in outlying parts of the world, as
well as for inaugurating new methods of commerce and ex-
SOCIAL ORGANIZATION 399
tending the use of its indispensable instrument, gold cur-
rency.
Their doings are concisely set forth in the twenty-seventh
chapter of the Book of Ezekiel, where Tyre is addressed in
these words: "Who is there like Tyre, like her that is brought
to silence in the midst of the sea? When thy wares went
forth out of the seas, thou filledst many peoples: thou
didst enrich the kings of the earth with the multitude of
thy riches, and of thy merchandise."
Many circumstances were responsible for extending these
wider ramifications of maritime trade, so graphically de-
scribed in the rest of the same chapter of Ezekiel. As I have
already explained, it was not merely the desire to acquire
wealth, but also the appreciation of the possibilities of doing
so that prompted the Phoenicians' exploits. Not being ham-
pered by any undue respect for customs and conventions,
they readily acquired and assimilated to themselves all the
practical knowledge of the civilized world, whether it came
from Egypt, Mesopotamia, Asia Minor, or the ^Egean. They
were sprung from a preeminently maritime stock and
probably had gained experience in seamanship in the Persian
Gulf: and when they settled on the Syrian Coast they were
also able to add to their knowledge of such things all that
the Egyptians and the population of the Levant and ^Egean
had acquired for themselves after centuries of maritime ad-
venture. But one of the great factors in explanation of the
naval supremacy of the Phoenicians was their acquaintance
with the facts of astronomy. The other peoples of the Ancient
East had acquired a considerable knowledge of the stars, the
usefulness of which, however, was probably restricted by
religious considerations. Whether this be so or not, there
can be no doubt that the Phoenicians were not restrained
by any such ideas from putting to its utmost practical ap-
plication the valuable guide to navigation in the open sea
which this astronomical learning supplied.
They were only able to embark upon their great mari-
time enterprises in virtue of the use they made of the pole<
<fOO THE MAKING OF MAN
star for steering. This theme has been discussed in great
detail by Mrs. Zelia Nuttall; and although I am unable
to accept a great part of her argument from astronomy, the
evidence in substantiation of the use made of the pole-star
for navigation, not only in the Mediterranean, but also by
seamen navigating along the coasts of Asia and America,
cannot be questioned.
Within recent years there has been a remarkable reaction
against the attitude of a former generation, which perhaps
unduly exaggerated certain phases of the achievements of
the Phoenicians.
But the modern pose of minimizing their influence surely
errs too much in the other direction, and is in more flagrant
conflict with the facts of history and archaeology than the
former doctrine, which its sponsors criticize so emphatically.
Due credit can be accorded to the Egyptians, Minoans, and
other ancient mariners, without in any way detracting from
the record of the Phoenicians, whose exploits could hardly
have attained such great and widespread notoriety among
the ancients without very real and substantial grounds for
their reputation. The recent memoirs of Siret, Dahse, Nut-
tall, and the writer have adduced abundant evidence in
justification of the greatness of their exploits. Professor
Sayce says: "They were the intermediaries of the ancient
civilizations"; and that by 600 B.C. they had "penetrated to
the northwest coast of India and probably to the island of
Britain." "Phoenician art was essentially catholic ... it as-
similated the art of Babylonia, Egypt, and Assyria, super-
adding something of its own. . . . The cities of the Phoeni-
cians were the first trading communities the world has seen.
Their colonies were originally mere marts and their voyages
of discovery were taken in the interests of trade. The tin of
Britain, the silver of Spain, the birds of the Canaries, the
frankincense of Arabia, the pearls and ivory of India all
flowed into their harbors."
These were the distinctive features of the Phoenicians' ac-
tivities, of which Mr. Hogarth 2 gives a concise and graphic
SOCIAL ORGANIZATION 401
summary. But, as Mr. Perry has pointed out, they were led
forth above all in search for gold. As he suggests, the
Phoenicians seem to have been one of the first peoples to
have assigned to gold the kind of importance and value that
civilized people have ever since attached to it. It was no
longer merely material for making jewelry: "it became a
currency, which made the foundation of civilization not only
possible but inevitable, once such a currency came into
being."
The remarks addressed to Tyre in the Book of Ezekiel 3
give expression to these ideas: "All the ships of the sea with
their mariners were in thee to occupy thy merchandise. . . .
Tarshish was thy merchant by reason of the multitude of
all kinds of riches; with silver, iron, tin, and lead, they
traded for thy wares. . . . Syria was thy merchant by reason
of the multitude of thy handy-works: they traded for thy
wares with emeralds, purple, and broidered work, and fine
linen, and coral [probably pearls], and rubies; they traded
for thy merchandise wheat of Minnith, and Pannag, ani
honey, and oil, and balm. . , . The traffickers of Sheba and
Raamah, they were thy traffickers: they traded for thy wares
with chief of all spices, and with all precious stones, and gold,
. . . The ships of Tarshish were thy caravans for thy mer
chandise; and thou wast replenished, and made very glorious
in the heart of the seas. Thy rowers have brought thee into
great waters: the east wind has broken thee in the heart of
the seas."
The Phoenicians in fact controlled the commerce of most
of the civilized world of that time; and they did so mainly
because of their superior skill and daring in seamanship,
their newly realized appreciation of the value of gold, and
their desire for precious stones and pearls, for which they
began to ransack every country near and far. So thoroughly
did they, and their pupils and imitators, accomplish their
mission that only one pearl-field in the whole world (the
West Australian site at Broome) escaped their exploitation.
Many of their great maritime adventures have been re-
402 THE MAKING OF MAN
corded by the ancient classical writers. The reality or others,
for example, to India, which have not been specifically
described, are none the less certain : not only was there most
intimate intercourse between the Red Sea and India at the
very time when the Phoenicians were displaying great ac-
tivity in the Indian Ocean, but the methods and the motives,
no less than the cargoes, of these energetic and skillful
mariners, whose exploits are celebrated in the Mahdbhdrata,
and whose achievements are indelibly impressed upon Indian
culture, proclaim them unmistakably to be Phoenicians.
In the course of this trading there was not only an in-
terchange of the articles of commerce provided by the
Mediterranean countries and India, as well as by all the inter-
mediate ports of call, but also there is the most positive
evidence, in the multiude of western practices which sud-
denly made their appearance in India, at the very time when
this free trafficking became definitely established, in demon-
stration of the fact that the civilizations of the West were
exerting a very potent cultural influence upon the Dravidian
population of India. Many of the customs which made their
first appearance in India at that epoch, such as mummifica-
tion, the making of rock-cut temples, and stone tombs (and
many others of the long list of practices enumerated earlier
in the present discourse) were definitely Egyptian in origin.
One of the most significant and striking of the effects of
this maritime intercourse with Egypt was the influence ex-
erted by the latter in the matter of ship-building.
The fact that such distinctively Egyptian practices were
spread abroad at the same time as, and in close association
with, many others equally definitely Mediterranean in origin
(such as the use of Tyrian purple and of the conch-shell
trumpet in temple services) is further corroboration of the
fact that the Phoenicians, who are known to have adopted
the same mixture of customs, were the distributors of so
remarkable a cultural cargo.
This identification is further confirmed by the fact that
Additions were made to this curious repertoire from precisely
SOCIAL ORGANIZATION 403
those regions where the Phoenicians are known vigorously to
have carried on their trafficking, such as many places in the
Mediterranean, on the Red Sea littoral, Ethiopia, and
Southern Arabia.
In this way alone can be explained how there came to be
associated with the mcgalithic culture such practices as the
Sudanese Negro custom of piercing and distending the ear-
lobules, the Armenian (or Central Asiatic) procedure for
artificial deformation of the head, the method of terraced
cultivation, which was probably a Southern Arabian modifi-
cation of Egyptian cultivation and irrigation on a level
surface; certain beliefs regarding the "heavenly twins"; and
perhaps such institutions as "men's houses" and secret so-
cieties, and the building of pile-dwellings, and customs such
as trephining, dental mutilations, and perforating the lips
and nose, which were collected by the wanderers from a
variety of scattered peoples in the Ancient East.
Mrs. Nuttall has made a vast collection of other evidence
relating mainly to astronomy, calendars, the methods of sub-
dividing time, and questions of political and social organiza-
tion, upon the basis of which she independently arrived at
essentially the same conclusions as I have formulated, not
only as regards the reality and the time of the great migra-
tion of culture, but also as to the identification of the
Phoenicians as the people mainly responsible for its dif-
fusion abroad. She failed to realize, however, that this
easterly diffusion of knowledge and customs was merely
incidental to commercial intercourse and a result of the
trafficking.
In addition to all these considerations I should like once
more to emphasize the fact that it was the study of the
physical characteristics of the people scattered along the
great megalithic track — and more especially those of Poly-
nesia and the Eastern Mediterranean— that first led me to
investigate these problems of the migrations of culture and
its bearers to the Far East. For one cannot fail to be struck
with the many features of resemblance between the ancient
404 THE MAKING OF MAN
seamen who were mainly responsible for the earliest great
maritime exploits in the Mediterranean and Erythrean seas
and the Pacific Ocean respectively.
The remarkable evidence brought forward at the recent
meeting of the British Association by Mr. W. J. Perry seems
to me finally to decide the question of the identity of the
wanderers who distributed early Mediterranean culture in
the East.
His investigations also explain the motives for the journey-
ings and the reasons why the western culture took root in
some places and not in others.
Throughout the world the localized areas where the dis-
tinctive features of this characteristic civilization occur —
and especially such elements as megalithic structures, ter-
raced irrigation, sun-worship, and practices of mummifica-
tion— are precisely those places where ancient mine-
workings, and especially gold-mines, or pearl-fisheries, are
also found, and where presumably Phoenician settlements
were established to exploit these sources of wealth. "But
not only is a general agreement found between the distribu-
tions of megalithic influence and ancient mine-workings,
but the technique of mining, smelting, and refining opera-
tions is identical in all places where the earliest remains
have been found. . . . The form of the furnaces used; the
introduction of the blast over the mouth of the furnace;
the process of refining whereby the metal is first roughly
smelted in an open furnace and afterwards* refined in cruci-
bles; as well as the forms of the crucibles and the substances
of which they were made, are the same in all places where
traces of ancient smelting operations have been discovered.
. . . The conclusion to which all these facts point is that the
search for certain forms of material wealth led the carriers
of the megalithic culture to those places where the things
they desired were to be found."
The distribution of pearl-shell explains how their course
was directed along certain routes: the situations of ancient
mines provide the reason for the settlement of the wanderers
SOCIAL ORGANIZATION 405
and the adoption of the whole of the megalithic culture-
complex in definite localities.
From the consideration of all of these factors it is clear
that the great easterly migration of megalithic culture was
the outcome of the traffic carried on between the Eastern
Mediterranean and India during the three or four centuries
from about 800 B.C. onward, and that the Phoenicians were
mainly responsible for these enterprises. The littoral popu-
lations of Egypt, Ethiopia, Arabia, the Persian Gulf, and
India itself no doubt took a considerable part in this inter-
course, for they all provided hardy mariners inured by
long experience to such pursuits; but for the reasons already
suggested (their wider knowledge of the science and practice
of seamanship) the Phoenicians seem to have directed and
controlled these expeditions, even if they exploited the shore?
of the Mediterranean, Red Sea, Arabia, and farther East
for skilled sailors to man their ships. That such recruits
played a definite part in the Phoenician expeditions is shown
by the transmission to the East of customs and practices
found in localized areas of the coasts of the Mediterranean
and Black Seas, and especially of Ethiopia, Arabia, and the
Persian Gulf. It is probable that expert pearl-fishers were
recruited on the shores of the Red Sea and gold-miners in
Nubia and the Black Sea littoral.
The easterly migration of culture rolled like a great flood
along the Asiatic littoral between the end of the eighth and
the beginning of the fifth century B.C.; and there can be no
doubt that the leaven of western culture was distributed to
India, China, Japan, Indonesia, and possibly even further,
mainly by that great wave. But for long ages before that
time, no doubt a slow diffusion of culture had been taking-
place along the same coastlines; and ever since the first
great stream brought the flood of western learning to the
East a similar influence has been working along the same
route, carrying to and fro new elements of cultural ex-
change between the East and West.
The "Periplus of the Erythrean Sea" reveals to us how
406 THE MAKING OF MAN
closely the old routes were being followed and the same kino
of traffic was going on in the first century of the Christian
era; the exploits of other mariners, Egyptian, Greek, Arabic,
Indian, and Chinese, show how continuously such inter-
course was maintained right up to the time when Western
European adventurers first intruded into the Indian Ocean.
The spread of Brahmanism, Buddhism, and Islam are fur-
ther illustrations of the way in which such migrations of new
cults followed the old routes.
In the light of such knowledge it would be altogether un-
justifiable to assume that the geographical distribution of
similar customs and beliefs along this great highway of an •
cient commerce was due exclusively to the great wave of
megalithic culture before the sixth century B.C. There is
evidence of the most definite kind that many of the elements
of western culture — such, for example, as Ptolemaic and
Christian methods of embalming — were spread abroad at
later times.
Nevertheless there is amply sufficient information to justify
the conclusion that many of the fundamental conceptions
of Indian, Chinese, Japanese, and American civilization were
planted in their respective countries by the great cultural
wave which set out from the African coast not long before
the sixth century B.C.
One of the objections raised even by the most competent
ethnologists against the adoption of this view is the assump-
tion involved in such a hypothesis that one and the same
wave carried to the East a jumble of practices ranging in
dates from that of Predynastic Egypt to the seventh century
B.C. — that at, or about, the same time the inspiration to build
megalithic monuments fashioned on the models of the
Pyramid Age and others imitating New Empire temples
reached India.
But the difficulties created by this line of argument are
largely illusory, especially when it is recalled that the sailors
manning the Phoenician ships were recruited from so many
localities. It is known that even within a few miles of the
SOCIAL ORGANIZATION 407
Egyptian frontiers — Nubia, for instance — many customs and
practices which disappeared in Egypt itself in the times of
the New, Middle, or Old Empires, or even in Predynastic
times, persist until the present day. The earliest Egyptian
method of circumcision (which Dr. Rivers calls "incision")
disappeared in Egypt probably in the Pyramid Age, but it
is still practiced in East Africa; and no doubt it was the
sailors recruited from that coast who were responsible for
transmitting this practice to the East. When the first British
settlement was made in America it introduced not only the
civilization of the Elizabethan era, but also practices and
customs that had been in vogue in England for many cen-
turies; and no doubt every emigrant carried with him the
traditions and beliefs that may have survived from very
remote times in his own village. So the Phoenician expedi-
tions spread abroad not only the Egyptian civilization of the
seventh cenutry B.C., but also the customs, beliefs, and prac-
tices of every sailor and passenger who traveled in their
ships, whether he came from Syria, or the ^Egean, from
Egypt or Ethiopia, Arabia or the Persian Gulf. The fact that
many extremely old Egyptian practices, which had been
given up for centuries in Egypt itself, had survived else-
where in the Mediterranean area and in Ethiopia explains
how a mixture of Egyptian customs, distinctive of a great
variety of different ages in Egypt itself, may have been dis-
tributed abroad at one and the same time by such mixed
crews.
In her great monograph Mrs. Nuttall refers to "the great
intellectual movement that swept at one time, like a wave,
over the ancient centers of civilization"; anc] she quotes
Huxley's essay on "Evolution and Ethics1* with reference
to the growth of Ionian philosophy during "the eighth,
seventh, and sixth centuries before our era" as "one of the
many results of the stirring of the moral and intellectual
life of the Aryan-Semitic population of Western Asia",- but
Huxley was careful to add that "the Ionian intellectual
movement is only one of the several sporadic indications of
4<>8 THE MAKING OF MAN
some powerful mental ferment over the whole of the area
comprised between the ^Egean and Northern Hindustan."
She cites other evidence that points to the seventh century
B.C. as about the time of the extension of Mediterranean in-
fluence to India [and Indian influence to the west] through
the intermediation of the Phoenicians.
It was not, however, merely to India that this diffusion ex-
tended, but also to China and Mexico. In the light of my own
investigations I am inclined to reecho the words of Mrs.
Nuttall: "As far as I can judge, the great antiquity at-
tributed, by Chinese historians, to the establishment of the
governmental and cyclical schemes, still in use, appears
extremely doubtful. Referring the question to Sinologists, I
venture to ask whether it does not seem probable that the
present Chinese scheme dates from the lifetime of Lao-tze,
in the sixth century B.C., a period marked by the growth of
Ionian philosophy, one feature of which was the invention of
numerical schemes applied to 'divine polities' and ideal forms
of government."
To this I should like to add the query, whether there is any
real evidence that the art of writing was known in China
before that time? The researches of Dr. Alan Gardiner
make it abundantly clear that the art of writing was in-
vented in Egypt; and further suggest that the idea must have
spread from Egypt at an early date to Western Asia and the
Mediterranean, where many diversely specialized kinds of
script developed. Discussing the cultural connection between
India and the Persian Gulf "at the beginning of the seventh
(and perhaps at the end of the eighth) century B.C.," my
colleague Professor Rhys Davids adduces evidence in demon-
stration of the fact that the written scripts of India, Ceylon,
and Burma were derived from that of "the pre-Semitic race
now called Akkadians." *
Dr. Schoff, however, in his remarkable commentary on
the "Periplus of the Erythrean Sea," claims a Phoenician
origin for the Dravidian alphabet.
If then the knowledge of the art of writing reached India
SOCIAL ORGANIZATION 409
with the great wave of megalithic culture, it might be
profitable to inquire whether the development of Chinese
writing was really as ancient as most Sinologists assume it
to be, or, on the other hand, may not its growth also have
been stimulated by the same "great intellectual ferment"
which is recognized as having brought about the new de-
velopment in India ? There is, of course, the possibility that
the knowledge of writing may have reached China over-
land even before it is known to have reached India.
Professor Rhys Davids also calls attention to "the great
and essential similarity" between the "details of the lower
phases of religion in India in the sixth century B.C., with
the beliefs held, not only at the same time in the other cen-
ters of civilization — in China, Persia, and Egypt, in Italy
and Greece — but also among the savages of then and now";
with reference to "a further and more striking resemblance,"
he quotes Sir Henry Maine's observation that "Nothing is
more remarkable than the extreme fewness of progressive
societies — the difference between them and the stationary
races is one of the greatest secrets inquiry has yet to pene-
trate." 5
But is it not patent that what we who have been brought
up in the atmosphere of modern civilization call "progress,"
is the striving after an artificial state of affairs, like all the
arts and crafts of civilization itself, created by a special set
of circumstances in one spot, the Ancient East? There is no
inborn impulse to impel other people to become "progres-
sive societies" in our acceptation of that term: in the past
history of the world these other communities only began to
"progress" when they had been inoculated with the germs
of this artificial civilization by contact with the peoples o£
the Eastern Mediterranean area.
My colleague does not view the problem in this light.
For him it is the most "stupendous marvel in the whole
history of mankind" that the four great civilizations which
grew up in the river basins of the Nile and the Euphrates,
the Ganges and the Yellow River — through real and pro-
410 THEMAKINGOFMAN
gressive civilizations, whose ideas and customs were no
doubt constantly changing and growing — maintained merely
"a certain dead level, if not a complete absence of what we
should call philosophic thought," and "did not build up
any large and general views, either of ethics, or of philosophy,
or of religion"; but then "suddenly, and almost simul-
taneously, and almost certainly independently, there is evi-
dence, about the sixth century B.C., in each of these widely
separated centers of civilization, of a leap forward in specula-
tive thought, of a new birth in ethics, of a religion of con-
science threatening to take the place of the old religion of
custom and magic."
But Professor Rhys Davids' opinion that this profound
transformation occurred "almost certainly independently"
is hard to reconcile with the fact, which he clearly explained
earlier in the same book, that for more than a century before
the time of this "stupendous marvel" India had been in
touch with the older civilizations of the West.8 All of the
difficulties of this, the most "suggestive problem awaiting
the solution of the historian of human thought," 7 disappear
once the extent of this cultural contact with the West is
fully realized.
The evidence to which I have called attention here, and
elsewhere, makes it appear unlikely that these momentous
events in the history of civilization were independent one of
the other; to me it seems to prove definitely and most con-
clusively that they were parts of one connected movement.
The "powerful ferment" of which Huxley speaks was due
to the action upon the uncultured population of India (and
in turn also those of China, Japan, and America) of the
new knowledge brought from the Eastern Mediterranean
by the Phoenician mariners, or the passengers who traveled
with them in their trading expeditions.
To quote Mrs. Nuttall again: "Just as the older Andean art
closely resembles that of the early Mediterranean, an ob-
servation made by Professor F. W. Putnam (1899), so the
fundamental principles, numerical scheme, and plan of the
SOCIAL ORGANIZATION 41!
state founded by the foreign Incas in Peru, resembled those
formulated by Plato in his description of an ideal state." 8
As one of the results of their intimate intercourse with Egypt
the Phoenicians had adopted many of the Egyptian customs
and beliefs, as well as becoming proficient in its arts and
crafts. Perhaps also they recruited some of their seamen
from the Egyptians who had been accustomed for long ages
to maritime pursuits. In this way it may have come to pass
that, when the Phoenicians embarked on their great over-
sea expeditions, they became the distributors of Egyptian
practices. They did not, of course, spread abroad Egyptian
culture in its purest form: for as middlemen they selected
for adoption, consciously as well as unconsciously, certain
of its constituent elements and left others. Moreover, they
had customs of their own and practices which they had
borrowed from the whole Eastern Mediterranean world as
well as from Mesopotamia.
The first stage of the oriental extension of their trafficking
was concerned with the Red Sea and immediately beyond the
Straits of the Bab-el-Mandeb.9 In the course of their trading
in these regions the travelers freely adopted the practices
of the inhabitants of the Ethiopian coast and southern Arabia
— customs which in many cases had been derived originally
from Egypt and had slowly percolated up the Nile, and
eventually, with many modifications and additions, reached
the region of the Somali coast. Whether this adoption oi
Ethiopian customs was the result merely of intercourse with
the natives in the Sabacan and East African ports, or was
to be attributed to the actual recruiting of seamen for the
oriental expeditions from those regions, there is no evidence
to permit us to say: but judging from the analogies of
what is known to have happened elsewhere, it is practically
certain that the latter suggestion alone affords an adequate
explanation of the potent influence exerted by these
Ethiopian practices in the Far East. For such a complete
transference of customs and beliefs from one country to
another can occur only when the people who practice them
412 THE MAKING OF MAN
migrate from their homeland and settle in the new country.
It is, of course, well recognized that from the eighth century
onward, if not before then, there has been some intercourse
between East Africa and India, and the whole of the inter-
vening littoral of Southern Asia.10
For reasons that I have explained elsewhere it is probable
that, even as early as the time of the First Egyptian Dynasty,
maritime intercourse was already taking place along the
whole Arabian coast, and even linking up in cultural contact
the nascent civilizations developing in the Nile Valley and
near the head of the Persian Gulf. No doubt the following
twenty-five centuries witnessed a gradual development and
oriental extension of this littoral intercommunication: but
from the eighth century onward the current flowed more
strongly and in immeasurably greater volume. The western
coast of India was subjected to the full force of a cultural
stream in which the influences of Egypt and the Eastern
Mediterranean world, Ethiopia, Arabia, and Babylonia were
blended by the Phoenicians, who no doubt were mainly re-
sponsible for controlling and directing the current for their
own pecuniary benefit.
This easterly stream, as I have already explained above,
was responsible for originating in India and Ceylon, at about
the same time, temples of New Empire Egyptian type,
dolmens which represent the Old Empire type, rounded
tumuli which might be regarded as Mycenean, and seven-
stepped stone Pyramids as Chaldean, modifications of
Egyptian Pyramids; and if the monuments farther east
are taken into consideration, the blended influences of Egypt,
Babylonia, and India become even more definitely mani-
fested. In studying the oriental spread of Egyptian ideas and
practices it must constantly be borne in mind that it was
the rare exception rather than the rule for the influence of
such things to be exerted directly, as for example when
Cyrus definitely adopted Egyptian funerary customs and
methods of tomb-construction. His successors even em-
ployed Egyptian craftsmen to carry out the work. In most
SOCIAL ORGANIZATION 413*
cases an alien people, the Phoenicians, were responsible for
transmitting these customs to India and the Further East,
and not only did they modify them themselves, but in addi-
tion they, or the crews of their ships, carried to the East the
influence of Egyptian practices which had been adopted by
various other alien peoples and had suffered more or less
transformation. In this way alone is it possible to explain
how large a part was played in this easterly migration of
culture by the customs of Ethiopia. For many centuries the
effects of Egyptian civilization had been slowly percolating
up the Nile amongst a variety of people, and ultimately,
with many additions and modifications, made themselves ap-
parent among the littoral population of East Africa. Such
Ethiopian transformations of Egyptian ideas and customs
form a very obtrusive element in the cultural wave which
flowed to India, Indonesia, and Oceania.
It is instructive to compare the outstanding features of
tomb and temple-construction in Egypt with those of the
Asiatic and American civilization. In Egypt it is possible
to study the gradual evolution of the temple and to realize
in some measure the circumstances and ideas which
prompted the development and the accentuation of certain
features at the expense of others.
For example, the conception of the door of a tomb or
temple as symbolizing the means of communication be-
tween the living and the dead was apparent even in Proto-
dynastic times, and gradually became so insistent that by
the time of the New Empire the Egyptian temple has been
converted into a series of monstrously overgrown gateways
or pylons, which dwarfed all the other features into in-
significance. The same feature revealed itself in the Dravidian
temples of Southern India; and the obtrusive gateways of
Further Asiatic temples, no less than the symbolic wooden
structures found in China and Japan (Torii), are certainly
manifestations of the same conception.
Among less cultured people, such as the Fijians, who were
unable to reproduce this feature of the Egyptian and Indian
414 THE MAKING OF MAN
temples, the general plan, without the great pylons or
gopurams, was imitated. The Fijians have a tradition that
the people who built these great stone enclosures came across
the sea from the West.
Other features of the Egyptian temples of the New Empire
period, which were widely adopted in other lands, were the
placing of colossal statues alongside the doorway, as in the
Ramesseum at Thebes, the construction of a causeway lead-
ing up to the temple, flanked with stones, carved or un-
carved, such as the avenue of sphinxes at Karnak, and the
excavation of elaborate rock-cut temples such as that at Abu-
Simbel. In the temples of India, Cambodia, China, and
America such features repeatedly occur.
A whole volume might be written on the evidence sup-
plied by Oriental and American Pyramids of the precise way
in which the influences of Egypt, Babylonia, and the ^Egean
were blended in these monuments.
In the Far East and America the Chaldean custom
obtained of erecting the temple upon the summit of a trun-
cated Pyramid. In Palenque and Chiapas, as well as else-
where in the Isthmus region of America, many temples are
found thus perched upon the tops of Pyramids. In design
they are essentially Egyptian, not only as regards their plan,
but also in the details of their decoration, from the winged
disc upon the lintel, to the reliefs within the sanctuary. For
in the Palenque temples are depicted scenes strictly com-
parable to those found in the New Empire Thcban temples.
I need not enter into the discussion of mummification and
the very precise evidence it affords of the easterly spread of
Egyptian influence, for I have devoted a special memoir to
the consideration of its significance. I should like to make
it plain, however, that it was the data afforded by the
technique of the earliest method of embalming that is known
to have been adopted in the Far East which led me to assign
the age of the commencement of its migration to a time
probably not earlier than the eighth century B.C.; and that
this conclusion was reached long before I was aware of all
SOCIA^ ORGANIZATION f^
the other evidence of most varied nature J1 which points
to the same general conclusion. As several different methods
of embalming, Late New Empire, Graeco-Roman, and
Coptic, are known to have reached India it is quite clear
that at least three distinct cultural waves proceeded to the
East: but the first, which planted the germs of the new
culture on the practically virgin soil of the untutored East,
exerted an infinitely profounder influence than all that came
after.
In fact most of the obtrusive elements of the megalithic
culture, with its strange jumble of associated practices, beliefs,
and traditions, certainly traveled in the first great wavey
somewhere about the time of, perhaps a little earlier or
later than, the seventh century B.C.
Although in this lecture I am primarily concerned with the
demonstration of the influence exerted, directly or indirectly,
by Egyptian culture in the East, it is important to obtain con-
firmation from other evidence of the date which the former
led me to assign to the great migration. I have already re-
ferred to the facts cited by Mrs. Nuttall in proof of her
contention that Ionian ideas spread East and ultimately
reached America. Since her great monograph was written she
has given an even more precise and convincing proof of the
influence of the Phoenician world on America by describing
how the use of Tyrian purple extended as far as Mexico in
Pre-Columbian times. The associated use of conch-shell
trumpets and pearls is peculiarly instructive: the geo-
graphical distribution of the former enables one to chart
the route taken by this spread of culture, while the latter
(the pearl-fisheries) supply one of the motives which at-
tracted the wanderers and led them on until eventually
they reached the New World.
Professor Bosanquet has adduced evidence suggesting that
Purpura was first used by the Minoans: in Crete also the
conch-shell trumpet was employed in the temple services.
No doubt the Phoenicians acquired these customs from the
Mycenean peoples.
416 THE MAKING OF MAN
In his monograph on "The Sacred Chank o£ India*'
(1914) Mr. James Hornell has filled in an important gap
in the chain of distribution given by Mrs. Nuttall. He has
not only confirmed her opinion as to the close association of
the conch-shell trumpet and pearls, but also has shown what
an important role these shells have played in India from
Dravidian times onward. His evidence is doubly welcome,
not only because it links up the use of the Chank with so
many elements of the megalithic culture and of the temple
ritual in India, but also because it affords additional con-
firmation of the date which I have assigned for the intro-
duction of the former into India.
In India these new elements of culture took deep root and
developed into the luxurious growth of so-called Dravidian
civilization, which played a great part in shaping the cus-
toms and practices of the later Brahmanical and Buddhist
cults. From India a series of migrations carried the mega-
lithic customs and beliefs, and their distinctively Indian de-
velopments, farther east to Burma, Indonesia, China, and
Japan; and, with many additions from these countries,
streams of wanderers for many centuries carried them out
into the islands of the Pacific and eventually to the shores
of America, where there grew up a highly organized but
exotic civilization compounded of the elements of the Old
World's ancient culture, the most outstanding and dis-
tinctive ingredients of which came originally from Ancient
Egypt.
I do not possess the special knowledge to estimate the
reliability of M. Terrien de Lacouperie's remarkable views
on the origin of Chinese civilization, some of which seem
to be highly speculative. But there is a sufficient mass of
precise information, based upon the writings of creditable
authorities, to discount in large measure the wholesale
condemnation of his opinions in recent years. Whatever
justification, or lack of it, there may be for his statements
as to the early overland connection between Mesopotamia
and China, his views concerning the later maritime inter-
SOCIAL ORGANIZATION 417
course between the Red Sea, Persian Gulf, India and Indo-
China, and China are in remarkable accordance with the
opinions which, in the absence of any previous acquaintance
with his writings, I have set forth here, not only as regards
the nature of the migration and the sources of the elements
of culture, but also the date of its arrival in the far east
and the motives which induced traders to go there.
There can be no reasonable doubt that Asiatic civiliza-
tion reached America partly by way of Polynesia, as well
as directly from Japan, and also by the Aleutian route.
The immensely formidable task of spanning the broac!
Pacific to reach the coasts of America presents no difficulty
to the student of early migrations. "The islands of the
Pacific were practically all inhabited long before Tasman
and Cook made their appearance in Pacific waters. Intrepid
navigators had sailed their canoes north and south, east
and west, until their language and their customs had been
carried into every corner of the ocean. These Polynesian
sailors had extended their voyages from Hawaii in the
North to the fringe of the ice-fields in the Far South, and
from the coast of South America on the East to the Philip-
pine Islands on the West. No voyage seems to have been too
extended for them, no peril too great for them to brave."
Mr. Elsdon Best, from whose writings I have taken the
above quotation, answers the common objection that the
frailness of the early canoes was incompatible with such
journeys. "As a matter of fact the sea-going canoe of the
ancient Maori was by no means frail : it was a much stronger
vessel than the eighteen-foot boat in which Bligh and his
companions navigated 3,600 miles of the Pacific after the
mutiny of the 'Bounty.' "
Thirty generations ago Toi, when leaving Raratonga to
seek the islands of New Zealand, said, "I will range the wide
seas until I reach the land-head at Aotearoa, the moisture-
laden land discovered by Kupe, or be engulfed forever in
the depths of Hine-moana."
<fl8 THE MAKING OF MAN
It was in this spirit that the broad Pacific was bridged and
the civilization of the Old World carried to America.
When one considers the enormous extent of the journey,
and the multitude and variety of the vicissitudes encountered
upon the way, it is a most remarkable circumstance that
practically the whole of the complex structure of the
megalithic culture should have reached the shores of Amer-
ica. Hardly any of the items in the large series of customs and
beliefs enumerated at the commencement of this lecture
failed to get to America in pre-Columbian times. The practice
of mummification, with modifications due to Polynesian
and other oriental influences; the characteristically Egyptian
elements of its associated ritual, such as the use of incense
and libations; and beliefs concerning the soul's wanderings
in the underworld, where it undergoes the same vicissitudes
as it was supposed to encounter in Pharaonic times [New
Empire] — all were found in Mexico and elsewhere in Amer-
ica, with a multitude of corroborative detail to indicate the
influence exerted by Ethiopia, Babylonia, India, Indonesia,
China, Japan, and Oceania, during the progress of their
oriental migration. The general conception, no less than
the details of their construction and the associated beliefs,
make it equally certain that the megalithic monuments of
America were inspired by those of the ancient East; and
while the influences which are most obtrusively displayed in
them are clearly Egyptian and Babylonian, the effects of the
accretions from the ^Egean, India, Cambodia, and Eastern
Asia are equally unmistakable. The use of idols and stone
seats, beliefs in the possibility of men or animals dwelling
in stones, and the complementary supposition that men and
animals may become petrified, the story of the deluge, of
the divine origin of kings, who are regarded as the children
of the sun or the sky, and the incestuous origin of 'the
chosen people — the whole of this complexly interwoven series
of characteristically Egypto-Babylonian practices and beliefs
reappeared in America in pre-Columbian times, as also did
the worship of the sun and the beliefs regarding serpents,
SOCIAL ORGANIZATION 41$
including a great part of the remarkably complex and wholl)
artificial symbolism associated with this sun and serpent-
worship. Circumcision, tattooing, piercing and distending the
ear-lobules, artificial deformation of the head, trephining,
weaving linen, the use of Tyrian purple, conch-shell trum-
pets, a special appreciation of pearls, precious stones, and
metals, certain definite methods of mining and extraction
of metals, terraced irrigation, the use of the swastika-symbol,
beliefs regarding thunder-bolts and thunder-teeth, certain
phallic practices, the boomerang, the beliefs regarding the
"heavenly twins," the practice of couvade, the custom of
building special "men's houses" and the institution of secret
societies, the art of writing, certain astronomical ideas, and
entirely arbitrary notions concerning a calendrical system,
the subdivisions of time, and the constitution of the state-
all of these and many other features of pre-Columbian civ-
ilization are each and all distinctive tokens of influence of
the culture of the Old World upon that of the New. Not
the least striking demonstration of this borrowing from
the old world is afforded by games.
When in addition it is considered that most, if not all, of
this variegated assortment of customs and beliefs are linked
one to the other in a definite and artificial system, which
agrees with that which is known to have grown up some-
where in the neighborhood of the Eastern Mediterranean,
there can no longer be any reasonable doubt as to the deriva-
tion of the early American civilization from the latter source.
All the stories of culture-heroes which the natives tell
corroborate the inferences which I have drawn from ethno-
logical data.
When to this positive demonstration is added the evidence
of the exact relationship of the localities where this exotic
Old World culture took root in America to the occurrence
of pearl-shell and precious metals, the proof is clinched by
these unmistakable tokens that the same Phoenician methods
which led to the diffusion of this culture-complex in the
Old World also were responsible for planting it in the
42C.) THE MAKING OF MAN
New some centuries after the Phoenicians themselves had
zeased to be.
In these remarks I have been dealing primarily with the
influence of Ancient Egyptian civilization; but in concen-
trating attention upon this one source of American culture
it must not be supposed that I am attempting to minimize
the extent of the contributions from Asia. From India Amer-
ica took over the major part of her remarkable pantheon,
including practically the whole of the beliefs associated with
the worship of Indra.
NOTES
1 For a concise summary of the evidence see pp. 120, et seq.
* Ancient East, pp. 154-159.
8 Xxvii: 9 et seq.
4 "Buddhist India, p. 116.
6 Ancient Law, p. 22.
0 Buddhist India, pp. 70 and 113 et seq.
1 Ibid., p. 239.
s Pp. 545-6.
9 In his scholarly commentary on The Periplus of the Erythrean Sea,
Dr. SchofT gives, in a series of explanatory notes, a most illuminating sum-
mary of the literature 'relating to all these early trading expeditions. The
reader who questions my remarks on these matters should consult his lucid
digest of an immense mass of historical documents.
10 See Schorl's commentaries on the Periplus.
11 Mentioned in the writings of Vincent Smith, Rhys-Davids, Crooke,
Nuttall, Oldham, and many others.
CAUSALITY AND CULTURE*
By F. GRAEBNER
§ i. IN his Volkerkunde l Ratzel demands of the ethnolo-
gist that he observe various cultures not merely as local
phenomena, but that 'he go beyond that and establish the
temporal and causal relationships existing between them. In
application of this principle I have shown that the origin of
numerous cultural forms is conditioned by the meeting and
interaction of various cultural phenomena. I demonstrated
furthermore that this meeting of cultures, as well as the
emergence of the individual elements of culture and entire
cultural complexes is the result of migration, and that the
course pursued by such migrations can be clearly traced.
We meet with difficulty, however, when we attempt to
establish the nature of these migratory movements. Were
they large-scale migrations or merely the result of inter-
course between tribes, accompanied by gradual intermar-
riage? Unfortunately the existing elements within a given
culture fail to provide us with irrefutable criteria toward the
solution of this question. It is only in the case of the feeble
contemporary offshoots of these movements that we can
observe the process at work. In problems such as this,
anthropology can be of great aid to the ethnologist. Ob-
viously enough, the reverse does not follow, since, aside from
the possibility of a secondary absorption of the original
traits, a strong indication of migratory movements is a
definite linguistic relationship. Indeed, we know of not one
instance in which a language has been transmitted over lonj
distances without live personal contact between the people
who spoke it.
*Mcthode der Ethnologic, appearing in Kulturgeschichthche Bibtiothek
edited by W. Foy. First scries, fyhnologische Bibliothck* published by Carl
Winter's Universitatsbuchhandlung, Heidelberg.
421
422 THE MAKING OF MAN
An attempt has been made to distinguish between cul-
tural elements that are easily transferable and those that are
not. However, the supposition that mental culture is less
freely transferable than material culture,2 because the latter
may be spread through commerce, is decidedly fallacious.
To mention but one contradictory evidence, I need only cite
the well-known spread of legends and adoption of foreign
religious ceremonies, which has been proved to exist in
Australia. A more appropriate method of establishing the
transferability of a given cultural trait is Vierkandt's classi-
fication of cultural elements according to the amount of
training required for their reception and to the degree of
their attractiveness.3 But, above all, let us beware of a priori
judgments when we decide which cultural phenomena fall
into any given category. We must draw individual infer-
ences from the conditions surrounding each single case. The
importance to us of this consideration lies therein that the
lower the receptivity of a given cultural element the less
probable — though not impossible — is its external dissemina-
tion without the aid of migration. As a final criterion we
must bear in mind that the complete or nearly complete
appearance of identical cultures in widely separated localities
is hardly thinkable without the aid of migrations, for an
external dissemination from tribe to tribe over long dis-
tances must result in the diversification and weakening of
the complex, so that, near the outskirts of the movement,
we may perhaps discern a few disconnected elements or
weakened forms of the whole complex, but never the com-
plex itself as a complete unit. The shorter the distance sepa-
rating the two cultures in question, the less weight does this
argument naturally carry. Nevertheless, we may safely as-
sume that the more complete the reappearance of a cultural
complex in another locality, the less credible appears its
transfer without migration.
§ 2. It would be folly to deny the relative meagerness of
information concerning external causality in ethnology, as
SOCIAL ORGANIZATION 423
compared with the varied sources open to the student of the
strictly historical periods of mankind. Indeed, we lack bare
records of the events themselves, not to mention a political
history of the period into which they fall. Consequently, we
can never expect to advance beyond a rough outline of such
movements. Their individual traits must, perhaps, be for-
ever lost to us. Their causes — overpopulation, the pressure
of other races, and, in the case of the earliest history, per-
haps the coming and disappearing of the diluvial ice age- -
we can only divine, but never prove. Nevertheless, so long
as we are only concerned with external causation, we may
quite objectively derive certain important causal relation-
ships from the given facts.
The danger of fanciful interpretation is far greater in the
problem of internal causation, that is, the question of
what causes any cultural phenomenon to arise or undergo
changes. In no historical criticism is a real understanding
of causation and origins thinkable, without psychologic re'
experience of the events depicted. There is a vast difference,
however, between the position of the historian and ours. In
the description of historic events in Europe we can not only
see the events and their effects directly before us at the mo-
ment of occurrence, that is, in their immediate psychic
reality, but, in addition, we can also meet the people who
are their objects and subjects. In the observation of pre-
historic migratory movements, on the other hand, we can
perceive their effects alone. And the causes of these effects,
moreover, date back to the remotest ages, while the people
subjected to them can be nothing more to us than mere ab-
stractions of man, conceived after the image of living races,
and, at best, perhaps slightly modified by our vague concept
of what constitutes primitive life. The only modification
permissible, however, in view of the evidence at hand,
would be an explanation growing directly out of the land
and people who are the setting of these events. Such an
explanation, the very supposition, if not actual proof, of
widespread migrations of culture, renders impossible. This
*P4 THE MAKING OF MAN
difficulty is yet complicated by our habit of viewing all cul-
tural phenomena in the light of their present-day setting.
But such an interpretation is permissible only in the case of
those traits which can, according to culture-historical stand-
ards, be viewed as local phenomena. Thus, for instance, it
is not improbable that the pronounced Central Australian
form of magic totemism is conditioned in part at least by
the climatic peculiarities of its place of occurrence.4 It must
be noted, however, that this limitation applies only to the
origin of these phenomena and subphenomena. And even in
the case of those elements which are local, we cannot al-
ways treat the natural environment as causal. For, in the
first place, a phenomenon of culture — and this is particularly
true of economic factors — can persist unaltered only under
unaltered geographic conditions.6 Furthermore, it can be
safely assumed that a spreading culture will invade at first
and most intensely those regions whose geographic condi-
tions are most favorable to it. In both of these instances the
geographic environment is but a factor and not a cause.
Wherever it is not — or at least only partially — feasible to ex-
plain a cultural phenomenon from the geographic setting
of its present place of occurrence, the paths of distribution of
the individual complexes at least permit of fairly safe con-
clusions concerning the approximate place of origin of the
entire complex-group. Sometimes one group, taken as a
whole, may even point definitely to one land of origin.
This, at least, was Frobenius' contention about the Malayo-
Negritic culture.6 I feel, however, that he was only partially
justified. With conclusions of this nature, extreme caution
is always in place. Indeed it is highly probable that we may
never advance beyond the hypothesis stage in this subject,
a circumstance which students of ethnology should never
lose sight of.
• •••••
§ 4. The question of cultural determinants fortunately per-
mits more substantial conclusions that the above. To be
sure, in this case, too, the knowledge of historic relationships
SOCIAL ORGANIZATION 425
derived by our method is not able to give us a vivid picture
of the entire culture at the time when a new complex was
created or an old one changed, not to mention the individual
processes that led up to it. Thanks to our method, however,
we can at least determine the complex or group of which
the element in question is a part. This factor is capable of
so far narrowing down the number of possible explana-
tions that it will in many instances actually permit of only
one interpretation. As an illustration of this we might con-
sider the origin of burial in squatting position. It has fre-
quently been asked whether this form of burial is supposed
to be an imitation of the foetus stage or whether it was em-
ployed to shackle the dead.7 The only acceptable reply in
this case is governed by the simple fact that the cultural
group in which this form of burial has been proved to have
appeared at first is not afraid of its dead. Similarly Pater W.
Schmidt contends that the chief gods of South-East Aus-
tralia owe their origin neither to mythologic concepts, nor
to magic or animism.8 He would no doubt be justified in
this contention, if he could prove the absence— or at least
very feeble development — of these three elements in the
cultural group in question. His proof fails, because these
suppositions are most likely unfounded. The principle in
question, briefly stated, is: A cultural phenomenon can be
interpreted only through the ideologies of those cultural
groups of which they are part. This principle will allow
a certain flexibility, to be sure, but this flexibility can at best
be only very slight; namely, the elements in question may
have been derived from an older culture. To be precise, the
origin of a phenomenon or form of culture can always be
assumed to fall into a period that is ended when the new
phenomenon or form is complete, but which begins when
the mother complex undergoes its first modification. The
roots, therefore, of the earliest manifestations of the daughter
complex must be sought in the conditions surrounding the
mother complex. Thus it appears that even seemingly new
phenomena do not spring full-clad from the head of a
426 THE MAKING OF MAN
Jupiter in imitation of Pallas Athena. They evolve gradually
from earlier phenomena and ideas and must be viewed in
the widest sense as nothing more than mutations and con-
tinuations of the older cultures.9 It was in application of
this point of view that M. Schmidt sought to interpret the
highly developed forms of meander and spiral ornaments
as results of the weaving technic practiced in a certain cul-
tural region of America.10 There no doubt exists the rela-
tionship between these forms which he mentions. Indeed
the spiral ornaments actually belong to the same group in
which the particular type of weaving technic is employed.11
In so far his proof would appear to be incontestable. It falls
down, nevertheless, because the more developed types of
weaving, from which alone the later ornaments could have
been derived, are younger than the spiral ornaments, not to
mention the meander. On the other hand, we can conclude
with certainty that the institution of head hunting is de-
rived from s^ull-worship. Both practices belong to the same
cultural group. Skull-worship, moreover, is also represented
in an older sister group, thus also being chronologically the
older of the two elements.
These last few cases ofTer a significant illustration of the
general rule that no phenomenon of culture can be derived
from a group or complex which is culture-historically
younger than it. In particular, an explanation based upon
local cultural conditions is admissible only in the case of
those elements and forms which, from the culture-historical
point of view, may be characterized as local peculiarities.
It must be borne in mind, however, that their local character
must be established beyond doubt. Thus, for instance, it had
until recently seemed justified to look for the strange motif
of subincisio in the sexual attitudes of those Australian
tribes who alone were known to practice it.12 This explana-
tion was completely overthown by the discovery that the
same operation is practiced by the Fiji Islanders, who moti-
vate it quite differently.18
When we are dealing with the products of mixed culture^
SOCIAL ORGANIZATION 427
this general principle, naturally applies likewise, with the
only distinction that, instead of one single complex, the
several composing elements of the mixture must be taken
into account.
§ 5. Since the far greater number of historic causalities
are of a psychic nature, a thorough knowledge of humair
psychology is essential to the ethnologist. Psychology, indi-
vidual as well as racial, must be one of the most prominent
aids to ethnology. Obviously, the psychic determinants of a
cultural phenomenon or culture-historical process can never
fall outside general psychologic possibility. On the other
hand, it is not necessary for the historian to wait until a
certain problem has been solved by the psychologists before
he can study it in the light of his own field. Nor is it im-
probable that the results of psychologic investigation, with
its main emphasis upon the average, the typical, may in
certain instances be inapplicable to the individual histori'-.il
processes. What the ethnologist needs most of all, in view
of these circumstances, is a thorough practical acquaintance
with tl.c human soul, an understanding of human nature in
all of its most subtle ramifications. This ability cannot be
acquired as can the knowledge of scientific data. It is a
native gift, developed through careful cultivation. Those
who possess it, however, will be capable of a highly versatile
understanding. They will not be the slaves of their own in-
tellectual environment. Able to grasp the great number of
possibilities, they will not be very likely to draw one-sided
conclusions.1 *
Such a versatility has, in addition, the power to make us
feel and think as though we were part of the culture we are
studying, no matter how foreign its terms may be to our
own environment.
This gift is an indispensable prerequisite of all those who
attempt to solve the problem of causality and to understand
a phenomenon as part of its cultural background. It is most
important, however, in all those cases in which the evidence
4^8 THEMAKINGOFMAN
at hand fails to point to unquestionable conclusions, that
is, wherever we must resort to hypothesis in the absence of
proof. Wherever the order of development of several forms
or the cultural group to which a given phenomenon belongs
cannot be objectively established, our problem becomes one
of psychic causality. Our main task is to avoid one-sidedness.
Wherever none of the given possibilities of solution is ob-
viously dominant, we must apply the ceterum censeo of all
unprejudiced science; we must by no means "force" a solu-
tion, but — while not relinquishing our personal opinion —
we must dispassionately weigh all possibilities, and admit it
honestly, if the present state of the science precludes a posi-
tive answer to our question.
NOTES
1 Ratzel, Gcschichte, Vol^er^unde tind historische Perspective, 1904, pp.
jff-
2 This attitude has been particularly stressed by Pater W. Schmidt in
Globns, xcvii, pp. 174, 176, 189.
8 Vierkandt, Die Stetig^eit im Kultttrwandcl, pp. Ii8#.
4 Cf. Spencer and Gillen, The Northern Tribes of Central Australia, pp.
283 ff.
6 Leo Frobenius, Naturwissenschajthchc Kulturlehre, pp. 15/7.
tf Leo Frobenius, Der Ursprung der Ajnkjnnischcn Kulturen, pp. 245 ff.;
Das Zeitalter des Sonnengotts, pp. 37 ff.
7 Cf. Andree, Ethnographische Betrachtungen uber Hockerbestattung, Z.
fur Anthropologiet Neue Folge, vi, pp. 262 ff.
8 Pater W. Schmidt, L'Origine de I'idee de Dieu, in Anthropos, iii, pp.
125 ff>, 336 ff., 559 ff-> 801 ff., 1081 ff.; iv, pp. 207 ff., 505 ff., 1075 ff.; v,
pp. 231 ff.
9 Cf. Vierkandt, Die Stetigkcit im Kulturwandel, pp. 5 ff.
10 M. Schmidt, Indianersiudien in Zentralbrasilien, pp. 330^.; Peruan-
'•schc Ornamenttk, Z. fur Anthropologie, Neue Folge, vii, pp. 22 ff.
13 Graebner, Anthropos, iv, pp. 769$., 1004, 1017, io2o/., 1024, I027/.
12 Cf. Klaatsch, referred to by Pater W. Schmidt in Z. fiir Ethnologic,
di, p. 373. Incidentally, the attitude found there is not a sufficient motiva-
tion for this operation, because, as is well known, the subincisio is not in-
dispensable in the carrying out of homosexual acts.
18 Marzan, Anthropos, v, pp. 808 /.
14 A good illustration of such a versatile treatment of a subject, a sys-
lem?tic sensing and analysis of all possibilities, can be found in Ehrenreich's
Tcc.it work, Allgftneine Mythohgie.
BANARO SOCIETY *
SOCIAL ORGANIZATION AND KINSHIP SYSTEM OF A TRIBE
IN THE INTERIOR OF NEW GUINEA
By RICHARD THURNWALD
LOCATION
IN the following pages I shall endeavor to give an accourtf
of the social institutions of the Banaro tribe in New Guinea
which seems to provide the clue to several problems con-
nected with primitive social organization.
The tribe concerned lives along the middle course af the
Keram, the lowest tributary of the Sepik or Kaiserin Au-
gusta river in the northern part of New Guinea. During the
dry season, when the current is not too strong, the trip up the
Keram, with its endless meanderings, to the region of the
native settlements can be made by a good motor launch in
three days, provided that no stops are made on the way. As
the crow flies, the distance from the junction of the Keram
and the Sepik to the native settlements is certainly not less
than fifty kilometers.
The first village encountered as one goes up the Keram
still belongs to the linguistic and cultural area of the lower
Sepik tribes. The second village, Kambot, a rather large
one, belongs to a different culture area. This area is sub-
divided into two districts; the one includes Tjambio (Kam-
bot) (Kamboa),Engaleb (lerambo) (Gorogopa), and Ka-
* The present paper is based on material obtained in 1912-15 in New
Guinea, as part of the work of an expedition to the region of the Kaiscrin
Augusta river, otherwise called the Sepik. The expedition was sustained
jointly by the German Colonial Office and the Berlin Ethnographical Mu-
seum. The outbreak of the war brought the work to a sudden close*, and
forced me to leave New Guinea. Memoirs of the American Anthropok gicaf-
Association.
429
43° THE MAKING OF MAN
men (Kumbragumbra) ; the other, the following tribes met
with in traveling up the Keram: Buegendum (Kauguia-
aum), Ramunga and Bunaram, and finally Banaro. The
culture of this area is distinguished by the possession of bow
and arrow, whereas the adjoining tribes of the lower Sepik
use the dart, Wurfpjeil. The people of this region also prac-
tice the art of pottery, unknown on the lower Sepik. As the
pottery of the lower Sepik is imported from the Keram, this
river is commonly known in New Guinea as "Potters'
river," or Toepferfluss. Feuds are constantly in progress
among the different tribes, including, of course, the Banaro.
TRIBE-NAME, VILLAGE-NAME AND SOCIAL CROUPS
Each of the villages has a name of its town. Different
localities such as parts of the forest, of the grassland, big
trees, creeks, hunting grounds, fishing pools, sago swamps,
etc., are provided with special designations or proper names.
These appellations are used as village-names. However, the
name of the "settlement must be carefully distinguished from
that of the tribe. The tribe-name is the designation given to a
tribe by its neighbors.
The difference between village-name and tribe-name is
especially marked in cases where we can observe the migra-
tion of a tribe that occupies but a single village. This may
perhaps be made more clear by the example of the Tjimundo-
tribe, inhabiting the first settlement met with on the Keram,
which has changed its dwelling place several times in the
last twenty years. This tribe, consisting of one village, is
called Tjimundo by the surrounding tribes, but the village
the tribe inhabits at present is called, from its location, Bo-
bonarum. It removed to this place about four years ago from
Oromanum, where many deaths occurred, resulting prob'
ably from unhealthy conditions. The stay of these people at
Oromanum was very short, lasting only for two or three
years. They had there built up a new village on coming from
Maienum, a place that they left because of attacks by their
old enemies, the Moagem people. On account of these at-
SOCIAL ORGANIZATION 43!
tacks they had already changed their former dwelling place
on the mouth of the Keram, called Yanumbui. Prior to that
they had inhabited Amebonum (Param, to-day the Mission
station Marienberg) on the left bank of the Sepik river. They
quit this location on account of hostilities with their neigh-
bors in the hinterland. The tribe-name, however, remained
Tjimundo. ,
EXCHANGE SYSTEM
In the South Seas in general, two forms of arranging mar-
riage prevail: (i) the exchange of woman for woman;
(2) tht buying of women, with objects of value.
Mutual exchange of women probably originated as a
pledge of good will in the establishment of friendly relations
between two communities. This form seems to me the origi-
nal one from which the second form has been derived. In
cases where mutual exchange became impossible, return was
made by objects of value.
Among the Banaro we find the exchange system in full
operation, elaborately worked out in every detail. When a
girl has reached the age of puberty and gone through the
initiation ceremonies, she consults with her mother as to
which of the marriageable youths suits her best. Of course,
she often has an understanding with the boy beforehand.
She may choose from among the boys of the several genter,
of which her tribe is composed. Marriage within the gens is
not permitted. It is only in exceptional cases that marriage
into another tribe takes place, as an examination of native
pedigree proves. For this reason we may call the gens ex-
ogamic, the tribe endogamic.
The girl's mother discusses the matter with her husband
and if they agree, she prepares a pot of boiled sago, which
they then carry in a basket to the parents of the chosen
bridegroom. The families concerned confer with each other
and come to a formal agreement. As compensation for- the
girl the sister of the bridegroom must be married to ths
bride's brother. But the sago is offered under the pretexi
432 THEMAKINGOFMAN
of asking the bridegroom's sister in marriage for the bride's
brother. If the other parents accept the sago, the case is
settled, as far as the two sets of parents are concerned.
But the situation is now complicated further. Each gens
is divided into two sibs. These two sibs are united by a bond
of friendship for mutual protection and pleasure, as well
as for purposes of revenge against outsiders. The two sibs
are considered to be the best of friends. They "can never
fight" against each other. It seems required, therefore, by a
kind of active sympathy, that if one sib is going to celebrate
a marriage, the other sib shall also have an opportunity for
a feast. Moreover, the principle of requital implies tkat the
other sib shall participate. Accordingly a bridegroom of
the right side (tan) of the sib must take his bride from the
same side of the other gens; a bridegroom of the left side
(bon) takes his bride from a left sib.
After the parties have mutually agreed, each pair of
parents confers with the paternal grandfather of each bride-
groom. Each grandfather consults with his mundu, his
special friend in the corresponding sib. If the grandfather
is dead, his brother takes his place.
The tnundus of the grandfathers now confer with their
sons, and the sons with their children, in order to arrange
for two corresponding marriages further in the parallel sib.
Thus we may count four pairs to be united by marriage.
Two gentes each exchange one girl for a girl of the other
gens, and this pair of girls is doubled by the parallel ex-
change in the corresponding sib of each gens.
This is the ideal system, but in reality it cannot always
be carried out to its fullest extent. Defective cases will be
dealt with later.
GIRLS' INITIATION
The marriage ceremony is connected with the initiation
certmony of the girls. Girls are provided with husbands on
reaching the age of puberty. It would lead us too far to give
a detailed account of the rather complicated festivities here.
SOCIAL ORGANIZATION 433
The following, however, are some of their principal features,
Wild pigs are hunted, and domestic pigs slaughtered on
different occasions, once by the fathers of the girls, once
by their mothers' brothers. During a lapse of altogether
nine months, the girls are confined to a cell in the family
house, getting sago soup instead of water throughout that
time. For the whole period their fathers are obliged to sleep
in the goblin-house. At last their cell is broken up by the
women, the girls released and allowed to leave the house.
The women get cocoanuts laid ready beforehand, and
throw them at the girls, whom they finally push into the
water, again pelting them with cocoanuts. The girls crawl
out of the water on to the bank, receive portions of sago
and pork, and are now dressed, and adorned with earringsl
nose-sticks, necklaces, bracelets, and aromatic herbs. After
this a dance of the women takes place.
That same evening the orgies begin. When dusk breaks
in, the men assemble on the streets of the village. The old
men consult with each other, agreeing to distribute the girls
according to their custom. This custom was explained to me
in the following way : The father of the chosen bridegroom
really ought to take possession of the girl, but he is
"ashamed'* and asks his sib friend, his mundii, to initiate
her into the mysteries of married life in his place. This man
agrees to do so. The mother of the girl hands her over to
the bridegroom's father, telling her that he will lead her
to meet the goblin.
The bridegroom's father takes her to the goblin-hall and
bids her enter. His mundii has already gone into the goblin-
hall, and awaits her within. When she comes in, he, in the
role of the goblin, takes her by the hand and leads her to
the place where the big bamboo pipes (three to six meters
long) are hidden.
These musical pipes, by the way, play a most important
part in many ceremonies, and their voice is supposed to be
that of the goblin himself. Sight of them is forbidden to
women, on pain of death.
434 THE MAKING OF MAN
Before these hidden gods the couple unite. Afterwards the
girl is led out of the goblin-hall, where her bridegroom's
father awaits her and brings her back to her mother. The
mundii returns home in a roundabout way, for he is
"ashamed" to meet anybody on his way back.
The bridegroom's father goes back to the goblin-hall, and
it is now his turn to perform the role of goblin, his mundu
bringing him his son's bride.
After that, the same rite is performed with the other
two girls.
The bridegrooms and the other two boys, in the mean-
time, are confined in a house, set apart for this purpose,
and watched by their mothers' brothers.
The fathers in their capacity of goblins are allowed to
have intercourse with the brides on several subsequent occa-
sions, but only in the goblin-hall.
The bridegroom is not allowed to touch her until she
gives birth to a child. This child is called the goblin's child.
When the goblin-child is born, the mother says, "Where is
thy father? Who had to do with me?" The bridegroom re-
sponds, "I am not his father: he is a goblin-child"; and she
replies, "I did not see that I had intercourse with a goblin."
After the birth of the child, the bridegroom is expected to
have finished building a new house, and the bride, the plait-
ing of the big sleeping bag, used on the banks of the Keram
river, as well as on the Sepik river, as a shelter from mos-
quitoes. Then the couple are finally permitted to begin mar-
ried life, without any further ceremonies, in the new house.
On solemn occasions the goblin-father continues to exer-
cise his "spiritual" function in the goblin-hall.
The avoidance between bride and bridegroom must be
classed with a widely-spread custom appearing in the dif-
ferent forms of so-called "Tobias nights," and not unknown
elsewhere in New Guineas, as, for instance, among the
Vfassim people, and the Mekeo tribe.
When the first child, say a boy, comes to the age of
puberty, and becomes a guli, as a child of about twelve
SOCIAL ORGANIZATION 435
years is called, he goes through initiation ceremonies which
are somewhat similar to those of the girls described above,
BOYS' INITIATION
These ceremonies are also connected with the mundu in-
stitution. Boys of the two sibs are initiated together. First,
their fathers consult with each other. The grandfathers, who
acted reciprocally as goblin-fathers of the firstborn, confer
with the brothers of the respective mothers, in order to
plan for a hunt of wild pigs in the forest. The two goblin-
fathers go in one party, the two mothers' brothers in another.
After the hunt, the two parties meet outside the village, and
now the respective fathers and uncles of the boys return
home together with the pigs. The goblin-father cuts the pig
into two halves, giving one side to the adopted father of
the goblin-child, and retaining the other for himself. The
mothers boil the pork and prepare sago. The next morning
the men bring the head of the pig to the goblin-hall, and
deposit it before the bamboo pipes. Later on, the two
mothers' brothers and the two legal fathers eat the head
of the pig. The other women of the village bring baked sago
to the goblin-hall, where the men are assembled. After sunset
a mundu festival takes place.
At this time the goblin-father ceases to exercise his right
as representative of the goblin, ceding his power to his son,,
a man of the same age as the initiated woman's husband.
The goblin-father, however, is formally invited, but he
scratches his head and refuses. He might, for example, say>
"No, I am too old now; my son had better take over the
mundu rights." These rights are, as a matter of fact, usually
inherited.
From this time forth the husband's sib-friend, his mundu,.
acts as goblin on festive occasions.
The initiation ceremony coincides in time with the refusal
of the goblin-father to continue in his goblin rights toward
his sib-friend's daughter-in-law. This indicates that the
goblin-father is entering into another age-class, paralleled by
436 THE MAKING OF MAN
the permission of his son to enter into the full privileges of
sex life, and by the arrival of his own goblin-child at the
age of puberty. The latter stage is used as a means of grading
the age-class.
During these ceremonies in the goblin-hall, the boys are
brought to another house, and there watched over by their
mothers' brothers. When the father returns, he brings a
burning brand from the goblin-hall with him, goes to his
son and describes a circle of fire around the head of the boy.
The fathers' and mothers' brothers now pick up the boys
and carry them on their shoulders to the goblin-hall. Here
they wait outside on the veranda until all the men have
entered. The men form a line across the hall and begin to
dance. The other men blow the pipes from behind the row
of dancers. The boys are now brought inside the hall. At
this, the pipers break through the line of rhythmically danc-
ing men, and press the pipes upon the navels of the boys.
After further ceremonies, the boys are placed upon a piece
of sago bark, and the fathers and mothers' brothers now
take the bamboo pipes and blow upon them. Then they
hand over the instruments to the boys and show them how
to play them. After this, the boys continually practice
playing the pipes.
Thereupon the boys are confined in cage-like cells (mo-
munevem), built for that purpose in the goblin-hall. The
goblin-hall itself is surrounded during that time with a fence
of sago leaves.
A good many other ceremonies are performed during the
period the boys are interned, for instance, a ceremony con-
nected with the bull-roarer. They also insert in the urinary
passage two or three stems of Coix lacrima, a barbed grass.
These stems they pull out suddenly, so that the walls of
the passage are cut. After three months of confinement the
initiates are "shown" the phenomena of the world that
surrounds them, — animals, plants, high water, thunder and
lightning,— which are presented as spirits in the shape of
SOCIAL ORGANIZATION 437
wooden idols. They are also introduced to the goblins of
this world and the spirits of their ancestors.
Five months later, during new moon, the father and the
mothers' brothers slaughter domestic pigs, as is usual at the
conclusion of ceremonies. The mother now roasts the pork
and cooks sago. The other women of the gens also prepare
sago. The men of the related gentes bring taro, yams,
bananas, sugar cane, tobacco, betel nut, and betel pepper.
Then they sing and dance, day and night.
Finally the boys are girded, clothed in a kind of fringed
sago leaf skirt, belted with hoops of rattan, and adorned with
plaited bracelets, nose sticks, and ear ropes. Their waists
are tightly bound with a wide band of rattan wickerwork,
drawn so firmly together that they can hardly eat. It is the
pride of the boys to have a slender waist.
Their father then offers them betel nut and betel pepper,
and washes them in the water left from the filtration of
the sago. The mothers' brothers shave their temples and the
back of their heads, leaving a kind of crest.
The fathers in the meantime have carved small human
figures (butyimorom, on the lower Sepik called lyindim-
boan) as a gift of mutual friendship between the inter-
marrying gentes. With these figures a particular charm is
performed. The father goes with the boy into the forest to
search for a water liana, a particular species containing
water in its stem. This liana is cut and the water allowed to
flow over the figure, betel nut and betel pepper are laid upon
it, and it is then wrapped up in bark. The figure is used
as a love charm. If the boy should go into the bush with this,
he would expect to meet a woman. When the women hear
that such a charm has been executed, one of them, ordi-
narily the wife of the mother's goblin-initiator, i.e.f the wife
of his grandfather's sib friend, complies with the v/ish ex-
pressed in the charm. This is the boy's initiation into sex-
ual life.
At sunset the fathers' and mothers' brothers carry the boys
with the pipes to the banks of the river, where they line up
438 THE MAKING OF MAN
along the shore, the boys still on their shoulders. The other
men stand in a line behind them, dancing and singing. The
goblin-fathers, stationed at the two ends of the line, hold a
rattan rope in their hands, with which they finally force
the boys into the water, so that they may have a bath with
the pipes. Afterwards the boys return to the goblin-hall.
Meanwhile the women are sent to the forest, lest they should
get a glimpse of the pipes.
The next morning another bathing ceremony takes place
among the adults of the community. First the men, singing
and dancing, form a line along the bank of the river; the
women line up behind them. The mothers of the boys who
are being initiated make a fire by rubbing a cord of rattan
on firewood. The women begin to dance, the mothers draw-
ing taut a long rope of rattan behind the men, by means of
which they finally push them into the water. After this the
women throw at the men cocoanuts previously laid ready.
The men, in return, shoot back with bow and arrow, each
man trying to hit his mundus wife. The men now climb out
of the water, and the reverse of the above ceremony takes
place, the men pushing the women into the water with the
rattan rope. This time the women shoot back from the water
with arrows, aiming at their goblins.
While the bathing ceremony is going on, the boys are
kept apart and watched over by their mothers' brothers.
On the same evening the festival in the goblin-hall is re-
peated, but this time is extended to the mothers' brothers
and their mundus. The latter also meet in the goblin-hall
of the initiated boys.
After this the boys are brought home to their mothers.
Here their hands are extended over a fire, and the joints
of their fingers cracked over the flames.
These ceremonies conclude the festivities, and the boy
is finally allowed to associate with women.
The initiation ceremonies, as we have seen, introduce the
marriage rites and are intimately connected with them.
I should like to call attention to the fact that marriage
SOCIAL ORGANIZATION 439
ceremonies are not differentiated from the ceremonies asso-
ciated with puberty. The maturing of sex is ritually identi-
fied with the functioning of sex, and the possibility of the
function with its practical employment. This employment,
however, is restricted to a definite group of persons and to
certain fixed occasions, in the manner shown above.
THE SYSTEM AT WORK
If we try to sum up the system that results from these
various customs, we come to the following conclusions:
Each woman, as time goes on, has" regular intercourse with
three men: (i) With the sib-friend of her bridegroom's
father, (2) with her husband; (3) with her husband's sib-
friend. And each man also has legal intercourse with three
women: (i) With his wife; (2) with his sib-friend's wife;
(3) with the bride of his sib-friend's son. This holds true if
we leave out of consideration the old woman who initiates
the boy.
There is no doubt that this results in greater probability
of conception, and that sterile marriages are prevented in a
higher degree. But I doubt whether this eugenic reason had
any influence in establishing these customs. However, in
case a marriage should prove to be sterile, the man is allowed
to take another wife; but then there are no ceremonies.
It must be borne in mind that if a child's extramarital
father is its mother's sib-friend, this man is the son of its
mother's goblin initiator. Thus the three men of the other
sib with whom the woman has to deal, besides her husband,
are a father and his son, and eventually this latter person's
grandson. A man, however, has to do first with a woman of
his grandmother's generation, hereafter with his female sib-
friend of his wife's age-class, later with this woman's son's
wife. A woman has intercourse with males who are lineal
descendants, a man with females who are not direct off-
springs in successive generations. A male will have union —
besides his initiation — with two persons of his age-class and
one of the following one, a female with one of the pre-
440 THEMAKINGOFMAN
ceding age-class and two of her own, and eventually with
her grandchildren's generation. It will be noticed that inter-
course is avoided on the female side with the son's generation
and correspondingly on the male side with the mother's
age-class.
The offspring of the union with the goblin is called the
goblin's child, moro-me-m' 'an. Although the child remains
with the mother, we cannot speak of a female line of de-
scent, for the child is adopted by his mother's husband, who
cares for his further education, and practically acts as his
foster father.
That the first child is known as the "goblin's child," might
be associated with a religious usage which we find widely
spread in some form or other in the custom of offering
the first-born, the firstling, or first fruits, to the gods.
The psychological association of the "first" with the
first cause and whatever is felt superior to man, is, of course,
striking and suggestive, and explains the wide distribution
of this custom.
Whether the husband happens to be the children's father
or not, is of no importance in this scheme; he is the foster
father of his wife's goblin-child, and of any children his
wife might have with his own mundu, as well. These chil-
dren of his wife may, perhaps, originate entirely from fathers
of the other sib of the gens. But the man is the head of his
wife's family. The family relation and the sexual relation
rest each upon a different basis, as has been shown above.
SOCIALIZING INFLUENCE OF THE SYSTEM
The exchange system maintains a great socializing influ-
ence, for by its means all members of the tribe are connected
with, and dependent on, each other. This appears in the
different ceremonials where persons are assigned special
functions, as well as in the marriage system, which has
spread a network of all kinds of relationships, not only over
the gens, but over the tribe itself.
The working of this system of ties could well be felt when
SOCIAL ORGANIZATION 44!
I tried to recruit a boy from the Banaro tribe for service with
the expedition. Of the boys who served me as informants,
one (Yomba) was a single man from a gens of the Banaro
tribe, the other (Manape) from the Ramunga tribe. It was
impossible, however, to get another boy, in spite of friendly
relations, for there was no one to spare, each man having his
special part to play in the social system.
PSYCHOLOGICAL BASIS
The marriage regulations exist as a means of insurance
against the disturbing influence of the emotions upon social
life; for social life depends upon a certain established har
mony between emotion and intellect. If the intellect en-
counters emotions with which it cannot successfully cope,
social life is disturbed by internal friction, because of
blunders committed by members of the social group. Now,
whether this is because, in a particular case, the emotions
are relatively too strong, or the intellect too weak, and there-
fore the presence of mind needed in adapting itself to un-
expected situations is insufficient, the establishment of
regulating forms, laws, and ceremonies is required. The
more formulae of the kind pervade life, the more we may
expect to find a relative insufficiency of intellect in dealing
with the emotions. The social group erects rigid barriers
in order to lead emotional life into well-defined channels.
This applies especially to all phenomena connected with
sexual life, and with the reproduction of the race.
For this reason no external pressure is needed to enforce
such customs; they are considered quite a matter of course,
and not to be criticized.
COUNTING OF DESCENT AND THE ORIGIN OF EXOGAMY
Now, if we inquire how descent is counted, we notice
a queer combination of both female and male influence.
Practically the children are their mother's, and her husband
seems to be selected only in order to protect her and her
children. He is merely the protector of his wife's family.
44^ THE MAKING OF MAN
Thus, the sibs and the gentes are organized upon the men,
and it is through them that exogamic marriages are reckoned.
This leads us to the theory already mentioned, that the ex-
ogamic regulations may have originated from an under-
standing between gentes, formerly hostile, but afterwards
agreeing to peaceful relations. These were sealed by the
exchange of women, and might thus be said to have had a
political origin.
It seems to me, however, as if the much-discussed ques-
tion regarding the origin of exogamy should be stated some-
what differently.
It has often been emphasized, and seems to be proved by
psychological research, that a certain strangeness works as a
sexual stimulus. The contempt visited upon incestuous
unions is mostly based upon this fact. On the other hand,
an exogamy in the form of an unlimited liberty of choosing
the mate is never really found. What is particularly striking
to us is the sharply restricted limitation in the number of
groups united by a connubium.
As we have certain limitations to deal with here, it would
seem preferable to speak of a "marriage regulation," rather
than of an "exogamy." This "exogamy," regarded from the
point of view of such limitations, would often be better
classified as an "endogamy." We ought, therefore, to con-
sider rather the origin of the marriage regulations. My solu-
tion of the problem has been suggested above.
There is no doubt that the regulation of marriage in the
form of the so-called "exogamy" has important biological
consequences. It gives us a hint as to how we may account
for the many distinct types of man we encounter in rela-
tively small areas. Whereas the physical types are condi-
tioned by the intermarrying of a very limited number of
small exogamic units, the various linguistic and cultured
types find their explanation in the isolation of the groups
practicing the exogamy. This "exogamy," within a very
restricted number of small groups, is practically an "en-
dogamy," resulting in inbreeding on account of an inter-
SOCIAL ORGANIZATION 443
mingling of a restricted set of persons throughout many
generations.
ECONOMIC INFLUENCES
The grouping of kinship depends upon the complex living
conditions of the tribe. These conditions are again depend-
ent upon the method of getting the food supply, and the
perfection of the particular tools, i.e., the economic status.
In this way the whole system of relationship comes to be
influenced by economic principles, based upon the posses-
sion of property.
Among the Banaro the economic unit is the sib. It is the
sib that has definite claims to the sago places, hunting dis-
tricts and plantation grounds. These localities are identified
by certain names and the boundaries marked by creeks,
swamps, big trees, grass limits, ravines, bends of the river,
etc. The owners as well as the other members of the tribe
know these localities and are aware of the traditional rights
to them.
The ties of kinship are associated with the common hold-
ing of the land. The connubium tends to preserve the claims
on a certain territory within a restricted number of people.
In consequence of the marriage prescriptions the origin of
the persons entitled to exploit the land is limited, so that the
offspring derives its rights through kinship to members of
the community. Individuals have no claim of ownership
or rights of disposal over the ground. Therefore we cannot
speak of a transmission by inheritance, as the sib is not, like
a person, capable of death. The right of a person depends
on his situation in the social complex. Hence the importance
of stating the relationship.
Even the earnings of a boy recruited for service with the
white man fall to his sib as a requital for the absence of his
working power claimed by his sib. Whatever he brings home
is distributed among his kinsfolk.
Individual property is confined to the products of the
labor of the individual. The tree, for instance, that a man
444 THE MAKING OF MAN
plants, or the fish that a man catches, or the weir that a man
weaves, or the stone ax he puts together, belong to him
as the fruit of his labor. This individual property is of
a very temporary character, for the crops of the plantation
are consumed when they are ripe, and the few tools are used
up after a relatively short time. If a man should die, they are
burned, and buried with him, for they are considered as
a sort of personal appurtenance.
Under primitive conditions as dealt with here individual
property is generally too transient to be transmitted. It is
only on higher stages when the accumulation of property
becomes important, that conditions change.
Especially if the population becomes dense in compari-
son with the area providing food, and a more intense ex-
ploitation of the soil becomes necessary, does the value of
the land rise. Its possession then becomes an important
factor, so that the transmission of inheritance rights is
carefully watched and calculated.
If it is a question of valuables to be inherited, an exact
.reckoning, in either the male or the female line, must be
considered, and one or the other system adopted.
If a mundu system were confronted with a development
in the suggested direction, it is just as probable to suppose
that the result would turn out patriarchy as mother-right,
for the husband in the Banaro organization is, as we have
seen, "the head of his wife's family." Certain modifying
ideas or other influences might then tip the balance towards
the establishment of the one or the other institution.
Real and efficient economic exploitation of resources can-
not of course be carried through with primitive or even
refined tools by any people. For civilized man, as well as
the savage, is never an economic being alone, but in his
desires and aims is "disturbed" by a great many other
factors that have nothing to do with economics proper.
Among these disturbing factors are many which we are
inclined to call prejudices if we find them among other
peoples, but which are generally clad in high-sounding
SOCIAL ORGANIZATION 445
names if we ourselves are concerned. However it may be
that these spiritual motives, magic, ceremonies, customs
(e.g., exogamy), laws and so on, these systems growing out
of simplifications, abstractions, and associations of phe-
nomena nevertheless exercise their influence upon an effi-
cient economic exploitation through the technical means
of a given people.
I think, however, we ought not to forget the importance
of the economic factor in considering primitive social sys-
tems. The individualization of an originally supposed
group marriage has possibly been brought about by the
importance of the labor of the women claimed by certain
men, though, of course, I should not reject the influence
of ideas, as introduced by migrating people. But I hold that
such ideas, even if they do survive to some extent, may in
the lapse of time be absorbed because of the necessity im-
posed by the conditions of life.
TECHNOLOGY*
By CLARK WISSLER
IF the reader visits a museum dealing with a living race, he
finds exhibits of clothing, baskets, weapons, tools, foods,
charms, etc., usually grouped according to the tribe from
which they were obtained and intended to show its material
culture. By comparing the exhibit for one tribe with that
of another, individualities may be observed and regional
similarities discovered. One advantage in having a museum
collection is that the objects speak for themselves; all we
need is accurate information ?s to the tribe producing them
and a minimum of knowledge as to how they were used.
Even the last can be dispensed with, for important con-
clusions can be drawn by comparing the objects as they
stand. The archaeologist, for example, cannot be sure of the
uses of stone artifacts, but nevertheless, he determines their
types and distributions. However, in securing collections
from living peoples, the collector seeks the important data
concerning the manufacture and use of the objects, or, to
put the matter fairly, his purpose is to learn all he can about
each phase of material culture, choosing such objects as will
illustrate, or demonstrate, the subject. Thus, if he finds the
women making baskets, he learns all he can about this: the
types of baskets made and their uses; how the materials are
gathered and prepared; the different weaves employed; and
the decorations. To illustrate these points, a type series of
baskets, materials, unfinished baskets to show the techniques
of weaving, and a series of decorated baskets are collected.
The museum ideal is to exhibit this material with explana-
tory labels and the whole is regarded as data on the basketry
of tribe concerned.1 In a similar manner, the field collector
• An Introduction to Social Anthropology. New York: Henry Holt & Co.
446
SOCIAL ORGANIZATION 447
may undertake the study of hunting, fishing, agriculture,
cooking, house building, etc., eventually covering all the
tribal activities. The basic feature that makes such a study
feasible is that in all such matters the tribe has a prevailing
style for each type of object and process, and when once
these styles have been determined for a large number of
tribes, they can be classified, compared, and utilized like
other scientific data. Such subjects as social organization,
totemism, and animism are not easily represented in a mu-
seum collection, but the presentation of data on magic may
be advantageously supplemented by an exhibit of charms
and other accessories to magical procedures. But aside from
the advantage of having before one authenticated objects
for study, museum collections when well made serve as a
partial substitute for a visit to the living tribes. If, for ex-
ample, one walked through a large museum hall for the
tribes of Africa, he might in this way realize something of
what would appear if the villages of the tribes themselves
were passed in review. Automatically, also the collections
fall into certain classes, as those showing agriculture by
the presence of hoes and other implements, those showing
milking stools and pails in areas where cattle were raised,
etc. All this could be quickly observed as one passed through
the exhibit and would serve as a perspective outline to be
carried in the mind and into which additional information
can be incorporated.
HISTORY OF MUSEUMS
The collecting of curious objects from strange lands is an
old, old weakness of mankind, which was greatly stimulated
by the discovery of the New World, and so objects made
by Indians, Eskimo, Polynesians, etc., found their way into
collector's cabinets, and it is in these cabinets that the
modern museum had its beginning. We cannot go into the
history of the development of museums in general, for we
are concerned chiefly with the part museum collections
have played in the development of anthropology. For a long
448 THE MAKING OF MAN
time, as we have said, the objects made by living primitive
men were regarded as curios embodying no important
problem. Eventually, it was shown that they could lend
themselves to scientific treatment. This elevation of curios
to the research level and the dignification of technology as
a branch of anthropology should be credited to A. H. Pitt-
Rivers (1827-1900). He entered upon the collection and the
study of the objects made by living man on the theory that
their genesis, or development, would be revealed in the
objects themselves, just as structure in the bodies of animals
and plants is taken as the evidence for their evolution.
Before the time of Pitt-Rivers, as we have said, the objects
made by savages and other peoples were collected as curios,
but no one conceived that in them was to be found an
empirical lead to a problem. If, as Pitt-Rivers assumed, the
story can be read in the objects themselves, then a new
world of inquiry is opened up to us. First, however, the col-
lecting must be accurate as to the location and character
of the tribe, and the use to which the objects were put.
This done, it was conceived that then one might soon dis-
cover how each object came to have its present form.
In his History of Mankind, Tylor used the available ma-
terial in the collections of Pitt-Rivers and others; one of
his classical studies was that of fire-making, in which he
defended the thesis that man first kindled fire by simple
wood friction, passed through several successive steps in
elaborating the fire drill, later discovered the use of flint
and iron pyrites, and finally ending with the friction match.
A contemporary of Pitt-Rivers was the distinguished
American anthropologist, O. T. Mason (1838-1908), who,
though influenced by Tylor more than by Pitt-Rivers,
showed great originality in the study of technology, placing
greater stress upon geographical distribution than did either
Tylor or Pitt-Rivers. His methods were of the laboratory
tyf>e and, in large measure, laid the foundation for the
study of material culture, a subject now occupying an im-
portant place in anthropology. Mason is best known for his
SOCIAL ORGANIZATION
studies of the American Indian collections in the United
States National Museum at Washington, especially for his
exhaustive work on basketry. He also gave attention to
museum methods, using a tribal and geographical arrange-
ment for his museum collections, but in addition sought to
discover in these collections the origins of technological
process.
At this point we may note an important matter. Pitt-
Rivers, while the leader in this significant development,
did not treat his museum collections tribally and geograph-
ically but arranged the objects in assumed chronological
sequences. This is quite opposed to the usual point of view,
We have gone to some length to emphasize that the com-
munity or the tribe is the recognized unit in anthropology,
and consequently, when one visits a museum presenting
collections from living peoples, he finds them arranged by
tribes and not according to the form and structure of the
objects themselves. Classification by tribes is considered
scientific, because one can ordinarily be sure that the objects
listed did come from the tribe to which they are attributed;
at least such information is usually verifiable. On the other
hand, when one arranges the fire-making appliances of the
world in a series such as we have noted above, he is resorting
to interpretation and drawing a conclusion, which, in the
nature of the case, cannot be objectively verified. The tribal
arrangement is now regarded as the proper one in a museum,
since it records the association of the objects, as observed and
observable; the student can then compare them at will, and
draw his conclusions accordingly.
For the sake of completeness we should not close this his-
torical sketch without noting the work of the great builder
of anthropological museums, F. W. Putnam (1839-1915)4
He seems to have been a many-sided man, with a genius for
leadership and a belief in the study of objects rather than
books; he stood for true field work in anthropology" as
opposed to mere collecting, insisting that museums should
become research institutions and not purchasers of the curios
450 THE MAKING OF MAN
offered them by unscientific collectors. It was under his
leadership that the Peabody Museum at Harvard University,
the anthropological section of the American Museum of
Natural History in New York, the Field Museum of Natu-
ral History in Chicago, and the anthropological section of
the University of California, were established. In general,
the rise of anthropological museums as research institutions,
in Europe as well as in America, may be said to have come
strongly to the fore by 1870 and these institutions continue
to be productive of research.
TECHNOLOGICAL PROGRESS
A number of technological processes have wide distribu-
tions and have persisted over great periods of time. Flaking,
or chipping stone is one of these; it is the oldest technique of
which we have archaeological record. Naturally, this does not
mean that it is the first technological process devised by man,
but merely that it is the first handicraft using materials suffi-
ciently resistant to have survived. Whether work in wood or
something equally perishable preceded work in stone, we
may never know, but it can be demonstrated that, in so far
as Palaeolithic Europe is concerned, the working of bone
came in long after work in stone. Wood is, therefore, about
ihe only known material that might have preceded stone.
Further, we find in the stone work of Palaeolithic Europe,
first, crude, simple forms, and later, much more elaborate
implements. In fact, the early forms are so simple that the
experts are not agreed as to where the line may be safely
drawn between fractures of stone due to natural phenomena
and those purposefully executed by man. However, as soon
as the working of stone reaches a stage where the primitive
technician has in mind a definite form of implement and
a fixed procedure in striking off chips, then the close simi-
larity of the artifacts found in a campsite and the wide dis-
tribution of the same form will reveal the character of the
technique employed by the makers.
Thus, the distinction between true eoliths and accidental
SOCIAL ORGANIZATION 453
fractures hinges upon the minimum human design, or pat
tern. Fractured flint, or similar stone, is not proof of human
agency, because flints may be broken from pressure in the
original bed. On the other hand, if broken by design to serve
some purpose, the flints should closely follow a pattern, or
type. The earliest forms of flints certainly the work of man
are all made after one basic pattern : a pebble is selected and
shaped by striking off flakes. The following is a rough out-
line of the development of their technique:
1. Eoliths — doubtful forms because not distinguished from
pebbles fractured by other than human agencies, miocene,
and pliocene finds.
2. Rostro-cari nates — a series of large flints from pliocene
beds in England. These are regarded as presenting the mini-
mum of pattern and as an advance over eoliths. These rostro-
carinates have a ridge extending their entire length and end
in a kind of beak.
3. Coup-de-poing — large pebbles shaped by striking oil
large flakes from one end; age, pre-Chellean, of the pleisto-
cene. In later divisions of the Chellean the butt of the origi-
nal surface disappears.
4. Acheulcan — the simplest forms follow the above lines
but become thinner and the flakes smaller.
The preceding are made by trimming down a pebble, or
by shaping what is technically known as the core. Yet, the
occasional use of flakes begins to make its appearance in
Chellean times and increases gradually to the end of the
Acheulean period. The Mousterian horizon, however, comes
in with a dominance of the use of flakes, the cores being dis-
carded. The Aurignacian period shows flakes of greater
length and delicacy and then comes the Solutrean with its
fine "laurel-leaf" blades with surface chipping.
We note that these slow, simple developments extend oyer
two geological periods variously estimated as many thou-
sand years. We cannot help being impressed by the impor-
tance of the least possible technological step, and how great
452 THE MAKING OF MAN
an achievement even the absolute minimum in pattern may
represent.
It is easy for us to sense how a precise way of making a
basket may be spread from tribe to tribe, but when we are
confronted with a museum collection of artifacts from Chel-
lean stone age horizons, in which occur such simple forms as
the grattoir, or planing tool, it is difficult to see that here also
the worker had a pattern in mind and attained it by a fixed
chipping technique; yet, this will be clearly realized after
careful study of many such specimens. Further, when we
consider the long periods of time in Palaeolithic Europe be-
fore anything more elaborate appears and begin to realize
that these simple, and, to us, crude forms, represented the
maximum achievements in stone, we see the problem of
technology in a new light.
We sometimes hear that the art of working stone began to
decline in the Bronze Age and disappeared altogether in the
Iron Age, but primitive peoples were making stone points
and knives when discovered in the fifteenth and sixteenth
centuries and some of them are still doing it. And, of course,
broadly viewed, the use of stone in some form, with many
special techniques, survives in the most civilized countries.
It is true, however, that the introduction of metal soon causes
stone tools to disappear.
Students of stone tools have pointed out that they fall into
a few classes, according to use, as striking, rubbing, scraping,
cutting, sawing, piercing, and boring, and that these func-
tions may be served, as in early Palaeolithic times, by two or
three simple forms, and that the development of stone tool
technique has been in the direction of specialized forms. If,
however, we turn to the processes used in making these
tools, these are, in the main, flaking, pecking and grinding,
and all the many special techniques used by living and ex-
tinct races fall, for the most part, under these heads. To come
to a better understanding of what is meant, the reader
should examine a well-ordered exhibit in a museum, but.
SOCIAL ORGANIZATION 453 <
if this is not feasible, read some of the special treatises on
the subject.2
Ceramics, or pottery, is another important subject. Pottery
does not appear in Europe until the Neolithic period and is
not found among many primitive peoples. To the archaeolo-
gist, however, as we have stated, it is as useful in establishing
chronological and regional differences as are fossils in the
work of the geologist, but the distinctions upon which the
archaeologist bases his chronology are the secondary details
of surface finish and design, rather than gross structure.
In outline, the making of pottery includes the follow*
ing steps:
1. The mixing of the clays and the introduction of granu-
lar tempering material, sand, crushed rock, etc.
2. Shaping the vessel. This may be done by squeezing
masses of clay into the required shape; by coiling rolls of
clay spirally; or by shaping on a wheel, and by molding.
3. Smoothing off the surface.
4. Drying.
5. If an ornamental surface is desired, an earthen slip i?
prepared and spread thinly over the surface; when glaze is
desired, the necessary slip is added.
6. If designs are to be in color, these are painted on the
surface; if they are incised or stamped into the surface, they
are executed after the pot is shaped, but before it dries.
7. Firing.8
Shaping and decorating pottery being a plastic art, it has
offered an easy road to expression and to tribal individuality,
and so the study of tribal styles and regional patterns in the
ceramic art has been carried to great detail.
Another technological process, as old or older than pottery,
is weaving. The basic processes are found in such crude, bur
useful, forms as wattling, but are more clearly seen in bas»
ketry. Reference to any treatise on basketry will give illus-
trations of the important weaves as, plain, checker, twilled,
twined, and coiled. Matting tends to follow the methods of
basketry. Cloth is usually either plain or twill, differing from
454 THE MAKING OF MAN
basketry only in that the materials are of cord, the production
of which calls for a spinning technique.4
Another important aspect of technological research is that
through it stand revealed the basic factors in industrial proc-
esses. The weaving of a carpet on a modern loom impresses
one as an intricate procedure and it takes the uninitiated per-
son a long time to comprehend it all, but a study of textile
processes as a whole, primitive and civilized, makes it plain
that the weaving of such a fabric is resolvable into a few
simple processes known to primitive peoples. For example, in
the matter of materials, the textile industry makes use of four
types of fiber: wool, bast, cotton, and silk. Hair was used by
the primitive Australians for twisting into string; many
other peoples used the bark of plants for the same purpose.
Cotton appears in aboriginal America at an early date. Silk,
on the other hand, seems to possess a reasonable antiquity in
the old civilization of eastern Asia. Naturally, the making of
string is the foundation of cloth and, for materials, man has
been limited to the animal and vegetable fibers that pos-
sessed the clinging properties necessary for spinning. Now, so
far as the data in anthropology go, every people, however
simple their culture, understand the principle of twisting
string from animal or vegetable fiber; spinning may be
accomplished with the fingers and thumb, unaided, by
rolling the fiber on the skin of the leg under the palm of the
hand, by twisting with a spindle whorl, by a spring wheel,
etc. The more complicated appliances may increase the
output, but really do nothing that cannot be turned out
by the hands alone. The basic process thus underlies the
production of cord from the beginning to the present and
the mechanization of the process is seen to have begun in
very early times.
When weaving is analyzed it is found to consist of little
more than one concept, the most natural form being that
of interlacing rods or cords at right angles to each other.
This process is also known to most every people, though
«ome may never use it except in interlacing a few sticks;
SOCIAL ORGANISATION 455
yet, again the process is always the same, the crossing rod
or cord alternately passing over and under. Also, so far as»
the data go, matting and basketry tend to appear before
cloth, using these terms in the modern sense; but the dis-
tinction here is chiefly in the materials used for weaving:
coarse materials resulting in mats and baskets, fine materials
in bags and cloth. Like the spinning process, weaving pre-
sents several types of mechanization, a simple frame, the
addition of a beater to force the weft down on the woof,
the heddle to give the pattern, the development of the
shuttle, and finally, the use of foot and then of machine
power to operate the loom.
In this same way we might analyze pottery, agriculture,
stonework, metal work, woodwork, fire-making, etc., find-
ing one or more simple fundamental process used throughout
each cycle, some, which seem to have begun with man and
to have been in continuous use to the present; others appear
at various periods in human history. It was the discovery of
this characteristic of civilized industry that inspired the
leaders of research in technology and which, in large
measure, led to the establishing of anthropological museums.
THE EVOLUTION OF TECHNOLOGICAL PROCESSES
Even brief sketches of a few widely distributed industrial
processes, such as have been cited, and a cursor/ glance at
a museum collection, suggest that there has been a more
or less gradual evolution of these processes. Our experience
in life and our traditions commit us to the belief that all
our productive techniques have developed by accretions from
very simple beginnings. This was fully recognized in the
time of Tylor and Pitt-Rivers, but when collections of
handwork from primitive peoples became available, thi?
sequence at once assumed a worldwide and all-embracing
character. Stone was not only worked by primitive peoples,,
but archaeological researches in Europe made it clear that
the earliest steps in the development of this art wete simple
and crude. As this idea seemed to be in agreement' with
456 THE MAKING OF MAN
the experience of civilized man, it was natural to assume
that by arranging objects made by primitive and civilized
men, according to their apparent logical sequences, the steps
in the evolution of these processes would be revealed. In
discussing the history of technology, we noted the formula-
tion ot this method of interpretation by which it was
proposed to recover the whole story of man's culture achieve-
ments. Recalling our studies of animism and of social
organization, we see that the development of these insights
is parallel to that for technology. Further, as the study of
technological collections continued, difficulties were en-
countered, similar to those noted for animism and social
organization. It is often possible to arrange the objects in
a collection in a sequence, or in steps, presenting what
seems to be a plausible order of evolution, but, for one thing,
one cannot be sure that he has a complete series of objects;
in any case, a check is needed in the form of historical,
geographical, or chronological data. Thus, the reason we
can speak definitely of successive steps in chipping stone in
early Europe is that by the method of stratification we can
give the time order in which the various forms of chipping
appear. Nevertheless, the pioneer studies of Pitt-Rivers and
Mason led the way to the development of museum collec-
tions and the study of material culture, now an important
line of anthropological research.
As the matter stands, then, the general problem as to the
chronological steps in the history of weaving, pottery, etc.,
is still an objective and in the minds of many investigators
the primary objective. The immediate problems are to an-
alyze the regional data for these technologies, tribe by tribe.
A good example of such studies is seen in the researches
among the Indians of California conducted by the Uni-
versity of California.5
THE PROBLEM OF INVENTION
One of the important questions arising out of technologi-
cal studies is whether the improvements in technological
SOCIAL ORGANIZATION 457
processes originate after the manner of modern inventions,
or whether they are arrived at in a different way. In
archaeology this question can only be approached by a study
of the specimens themselves; among living peoples, it is theo*
retically possible that the histories of changes in technique
can be recovered, but in practice this is rarely attained. So,
for the most part, this history must be read, if read at all,
in the specimens themselves. Invention, as we generally con-
ceive it, is a cumulative process, one step succeeding another.
For example, we know how the steam engine was developed
by many successive improvements and is still being changed.
Watt, after all, did little more than start on the right track.
So, seeing a series of stone tools from Palaeolithic Europe,
and noting that the early forms are nothing more than
stones of convenient size, the ends of which have been
rudely pointed by knocking off chips, and later examples in
which slender long chips are struck off and these worked
down to symmetrical forms by skillful, detailed chipping,
we find little difficulty in seeing parallelism. Cave man after
cave man, we think, improved the method and discovered
better stone; finally, some one proved it better to use the
chip than the original core and so on. This seems, on the face
of it, the expected human way in which all that we see cam?
about, and, if we stop there, it may appear that all men, sav*
age or civilized, progress by invention, just as they all
breathe, sleep, and eat.
And this is so matter of course that there would be no
reason for questioning it were it not for the time element.
A change of the simplest kind, extending over a period of
seemingly thousands of years, is quite a different matter
from the story of the steam engine. When an object like an
arrow point reaches a high state of perfection, then one can
understand its stability, but why, if invention is the order
of the day, should stone technique have lagged so long in
the beginning?
Our conception of invention assumes some previous
knowledge of techniques and materials and the recognition
45^ THE MAKING OF MAN
of a desired objective. We are told that the whole matter
may be accidental and unconscious, but it is difficult to
account for the survival of a trick, unless the observer had
a much-desired objective in mind and saw in the new
method a suggestion of accelerating its attainment. We are
also forced to concede that if invention among cave men
proceeded as it does among ourselves, then a great deal
of thought must have been given at one time and another
to the nature of stone materials, the specific objectives, etc.;
otherwise we could not account for what occurred; but we
are told that we are assuming too much on the part of primi'
tive man, or becoming too rationalistic. At the same time,
it is claimed that the mind of primitive man works just
like that of a Darwin or a Newton. What these confusing
statements imply is that the last word has not been said re-
specting the primitive mind; those who insist that in the
earliest stone age man had a mind capable of anything man
does to-day, are asking us to believe that he not only came
on the scene with an equipment equal to something a mil-
lion years off, but that this equipment lay relatively idle
for a long time. Yet, we are told that even if our Chellean
predecessors possessed the minds of Edison and the like,
there was no chance for them to function, and so nothing
happened. While there is some sense to this argument, it
does not satisfy, and so it seems wiser to leave the question
open. But* to return to the nature of the process itself; we
might agree to the probability that stone tools began with
taking a stone in the hand for pounding, scraping, etc. Then
may have come the idea of selecting a stone of better shape,
the idea of re-shaping, etc.; but we are merely reading our
own experience and belief into the phenomena, just as is
frequently done in explaining the acts of animals. How-
ever, to explain a technique or an invention we must assume
existing experience and knowledge as the starting point.
The problem then resolves itself into an objective exami-
nation of stone-working technique and a comparison of the
established sequences with those in the technological proc-
SOCIAL ORGANIZATION 459
esses of modern times, which we know can be safely inter-
preted in the light of our experience. If the parallel seems
close, then we have a strong case. The doubtful point is, as
we have stated, that the time element in the cave period
seems extraordinarily long, raising the question as to
whether the changes in early stone technique came about as
mere drifts, or by sudden insights after the mode of the
present. No satisfactory answer to these questions can be
given now. Penetrating research is necessary along this line,
POTTERY AND AGRICULTURE
We turn now to some of the problems that have arisen
in the study of museum collections and technological data.
In the New World it was observed that the geographical
distributions of agriculture and pottery were fairly coinci-
dent; in the Old World, also, the two arts seem to coincide.
This raises the question asvto the nature of this linkage.
First, let us appraise the data. In America we do find some
small exceptions, for pottery seems to have been known to
a few tribes just beyond the margin of the agricultural
area. These exceptions, however, do not negate the over-
lapping of agriculture and pottery in the great central area
of the New World. However, we have an important ex-
ception, since the Eskimo west of Hudson Bay, and some
of the non-agricultural Siberians, make a little pottery.
Turning to archa:ology, we find the time of appearance for
pottery tending to follow closely the appearance of agricul"
ture; yet, there are but three areas in the world for which
we have good working chronological outlines: south
western United States, western Europe, Egypt and Mesopo-
tamia.
In southwestern United States the earliest well-known
culture is that of the Basket Makers who, as the term im-
plies, made baskets, but no pots; yet, they possessed a simple
form of agriculture. Following the Basket Makers, how<
ever, or in their later career, pottery appears, and from
that time on, develops hand in hand with agriculture.8 The
.\6o THE MAKING OF MAN
minute chronologies for other areas in North and South
America have not been worked out in sufficient detail to
say more than that agriculture and pottery seem to appear
synchronously.
Turning to the Old World, we find in Egypt and Mesopo-
tamia again a close association between the two arts.
The problem here is similar to that raised by Hobhouse T
and earlier by Tylor. Simply stated, it is whether certain arts
and customs occur together more often than separately. So
stated, the preliminary inquiry becomes statistical, or a
matter of listing tribe after tribe until all the available data
have been used. This was the method employed by Hob-
house, but he confined his inquiry to social and economic
traits of culture, rather than to technology. Thus, he observed
that polygamous marriages were far less frequent among
hunters than among pastoral and agricultural tribes; also,
that the frequency of wife purchase increased greatly as one
passed from hunters to the more intense pastoral and agri-
cultural cultures. These findings tend to support the state-
ment frequently made that the more advanced cultures are
responsible for the larger polygamous families and for the
extreme commercialism of marriage. Or, to put the matter
in another way, the organization and increased efficiency
of agriculture went hand in hand with the development of
marriage systems. This result does not throw light upon
which appeared first, agriculture or polygamy, it merely
links them or reveals a tendency to associate. In the case of
pottery and agriculture we can approach the question of
origin by direct archaeological methods and speak definitely
of the relative sequence in which agriculture and pottery
appear; the only difficulty lies in the incompleteness of
data, a defect which future archaeological research may be
expected to remedy.
However, the fundamental question involved here is
whether culture traits are associated in this way because
they are related or dependent in function,^ or whether they
"just happen to occur together. This is a problem we can
SOCIAL ORGANIZATION 4l
best discuss when we come to a consideration of the dis-
tribution of cultures and their relations to each other.
INFLUENCE OF MATERIALS UPON FORM
While it is true that the first great impetus to the study
of technology came in the attempt to solve one all-
embracing problem, or to discuss the principle according to
which technology as a whole evolved, there have arisen from
time to time a number of special problems. One of these is
the influence of the original form of the materials used in
determining shape and design. For example, in weaving
with coarse materials, as in matting and basketry, the sur-
face takes on a checker appearance due to the crossing of the
weaving elements. A splint basket will show this clearly
and it is likely that when weaving is regular, all peoples,
primitive or otherwise, find the symmetry pleasing. But color
may be used to complicate the surface pattern, by using
splints of cwo colors, and in the more complicated schemes,
several colors. Yet, the result is a series of angular geometric
figures and not curved and realistic designs. In short, the
weaving process tends to commit one to geometric design
and this is why it is frequently assumed that the one is an
outgrowth of the other and that whenever we meet with
geometric designs upon pottery it is because basketry pre-
ceded pottery. There is some truth in this, but that geometric
art never arose in any other way is, in the present state of
our knowledge, an unjustifiable assumption.
On the other hand, a good case can be made for con-
vergence in development, since in different parts of the
world similar basketry materials, worked by similar weaves,
do result in similar decorative patterns. In this case, it is
safe to say that the materials and the processes determined
the decorative forms evolved.
Pottery is often considered free from such determining
factors because of the plasticity of its materials, ,and it is
difficult to think of anything much more plastic than soft
wet clay; yet time and again, attention has been called to
462 THE MAKING OF MAN
the similarity in form between certain pottery vessels and
gourds, shells, and baskets. If, as appears to be the usual
sequence, basketry and the use of gourds, etc., precede pot-
tery, then we can safely say that the pottery shapes observed
were influenced by the forms of the containers displaced by
pots. Further, as intimated above, we do often find painted
designs upon pots, closely resembling those upon baskets and
other textiles; this, however, might occur at any time, inde-
pendent of sequence or use of the objects to be decorated, and
so is not clearly an evidence of the direct influence of textile
art upon that of pottery.8
The detailed study of moccasins is another interesting
chapter in technology.9 The simplest and probably the oldest
form is that in which a single piece of skin is shaped over
the foot, like a stocking. It is true this piece of skin is first
cut according to a pattern, so that when the edges of the
piece are sewed up, the resulting moccasin fits the foot.
Certain moccasins from the peat bogs of Europe have come
to light, dating back to the Bronze Age and beyond; some
of these seem to have been formed from pieces of skin from
the head of a deer, the shape of which was such as to require
little trimming, offering the tantalizing suggestion that the
peculiar pattern for the North American soft-soled moccasin
was also derived from the natural shape of a head skin. This,
however, cannot be proved; but when we turn to the decora-
tions upon Indian moccasins we see every indication that the
moccasin pattern employed by the tribe set the styles of
decoration. For example, one pattern for a soft-soled mocca-
sin requires a U-shaped insert over the instep and it is the
practice of the tribes using this pattern to decorate this insert.
Yet, a number of tribes use this same U-shaped decoration
upon moccasins of a different pattern requiring no insert;
in other words, to keep the same appearance of the mocca-
sin as comes naturally in the old pattern, a fake insert is
laid over the surface. If this were the only instance of such
Similarity it could be treated lightly, but parallel occurrences
in other parts of moccasin patterns and decorative fields
SOCIAL ORGANIZATION 463
have been noted; also, we find similar correspondence in
decoration and pattern in certain types of skin clothing.
We may safely generalize, then, with the statement that the
pattern, or the shape, of the material in shoe and garment,
often exerts a determining influence upon the decoration,
occasionally originating specified designs.
To show how the natural shape of skins may determine
the style of a garment, one needs but study men's and
women's shirts in a museum collection from the Indians
of the Plains.10 The older shirts for men in such collections
are made of two mountain sheepskins, or from the skins of
a small deer. These are placed back to back, with scarcely
any trimming or cutting, thus making a shirt of peculiar
pattern. The later shirts are made of large skins, and some-
times from cloth, but the material is now cut to simulate
the original pattern. Thus, the peculiar sleeves and side
pendants to the garment did not originate in the imagination
of the designer, but were determined by the original mate-
rials. In these same collections the garments for women are
of a different pattern, but were originally fashioned of two
complete skins and so their peculiar pattern was also deter-
mined by the material itself.
Turning to woven garments we often find the same prin-
ciple in operation. Ordinary hand-loom weaving gives a
fabric that cannot be cut but must be used in "the square,"
as it were; so if a shirt is made, its body must be plainly
rectangular, and if sleeves are added they must be uniformly
rectangular; hence, the simple rigid lines of woven garments
among the more primitive tribes are also largely determined
by the material itself. Naturally, these limitations can be
overcome, but such studies should warn us not to assume that
styles and designs are pure fictions of the imagination, until
there is good evidence upon which to base a judgment.
SUMMARY
Technology is a general term covering all mechanical
processes involving the use of tools and the shaping of
464 THE MAKING OF MAN
materials. Objects illustrating technology make up the col-
lections in an anthropological museum. Material culture is
the term frequently used to cover technology and economics
among primitive tribes. Many studies are based exclusively
upon museum collections. Also the history of museums is in
part the history of anthropology. The evolution of techno-
logical processes and forms is one of the most interesting
human problems in social science, involving the whole proc-
tss of invention. One of the great leads in anthropological
research was the idea that by the objective comparative study
of museum collections, an objective procedure, one could
arrive at conclusions as to how technological processes and
objects evolved. This is a genetic point of view, though the
order of progression is quite different from that in biological
evolution.
NOTES
1 Otis T. Mason, Aboriginal American Baskjctry: Studies in a Textile
Art Without Machinery (United States National Museum Report for 1902,
Washington, 1904).
2 Otis T. Mason, The Origins of Invention (London, 1895); George
Grant MacCurdy, Human Origins: A Manual of Prehistory, 2 vols. (New
Vork and London, 1924); Henry Fairfield Osborn, Men of the Old Stone
Age, Their Environment, Life and Art (New York, 1915).
3 Otis 1*. Mason, The Origins of Invention (London, 1895); A. C. Parker,
The Indian How Book. (New York, 1927); C. E. Guthe, Pueblo Pottery
Making: A Study of the Village of San lldefonso (New Haven, 1925).
4 Mary Lois Kisscll, Yarn and Cloth Making: An Economic Study (New
York, 1918).
5 A. L. Kroeber, Handbook of the Indians of California (Bulletin 78,
Bureau of American Ethnology, Washington, 1925).
a A. V. Kidder, An Introduction to the Study of Southwestern Archccology,
with a Preliminary Account of the Excavations at Pecos (New Haven, 1924).
7 L. T. Hobhouse, G. C. Wheeler, and M. Ginsberg, The Material Cul-
ture and Social Institutions of the Simpler Peoples, an Essay in Correlation
(London, 1915).
8 William H. Holmes, Origin and Development of Form and Orna*
ment in Ceramic Art (Fourth Annual Report, Bureau of American Eth-
nology, Washington, 1886). Max Schmidt, The Primitive Races of Man*
kind. A Study in Ethnology (Boston, 1926).
9O. T. Mason, Primitive Travel and Transportation (Report, United
States National Museum for 1894, Washington, 1896); Gudmund Hatt,
Moccasins and Their Relation to Arctic Footwear (Memoirs, American
Anthropological Association, vol. iii, pp. 251-250, 1916); Clark Wisslci/
SOCIAL ORGANIZATION 465
Structural Basis to the Decoration of Costumes Among the Plains Indians.
(Anthropological Papers, American Museum of Natural History, vol. xvii.
part iii, 1917).
10 Clark Wissler, Costumes of the Plains Indians (Anthropological Papeis
American Museum of Natural History, vol. xvii, part ii, 1915).
CANNIBALISM*
By WILLIAM GRAHAM SUMNER
Cannibalism. Cannibalism is one o£ the primordial mores.
It dates from the earliest known existence of man on
earth. It may reasonably be believed to be a custom which
all peoples have practiced.1 Only on the pastoral stage has
it ceased, where the flesh of beasts was common and
abundant.2 It is indeed noticeable that the pygmies of
Africa and the Kubus of Sumatra, two of the lowest out-
cast races, do not practice cannibalism,8 although their
superior neighbors do. Our intense abomination for can-
nibalism is a food taboo, and is perhaps the strongest taboo
which we have inherited.
Origin in food supply. It is the best opinion that can-
nibalism originated in the defects of the food supply, more
specifically in the lack of meat food. The often repeated
objection that New Zealanders and others have practiced
cannibalism when they had an abundant supply of meat
food is not to the point. The passion for meat food, espe-
cially among people who have to live on heavy starch food,
is very strong. Hence, they eat worms, insects, and offal.
It is also asserted that the appetite for human flesh, when
eating it has become habitual, becomes a passion. When
salt is not to be had the passion for meat reaches its highest
intensity. "When tribes [of Australians] assembled to eat
the fruit of the bunya-bunya they were not permitted to
kill any game [in the district where the trees grow], and
at length the craving for flesh was so intense that they
were impelled to kill one of their number, in order that
their appetites might be satisfied."4 It follows that when
this custom has become traditional the present food supply
* Folkways, New York: Ginn & Company.
466
SOCIAL ORGANIZATION 467
may have little effect on it. There are cases at the present
time in which the practice of using human flesh for food
is customary on a large and systematic scale. On the island
of New Britain human flesh is sold in shops as butcher's
meat is sold amongst us.5 In at least some of the Solomon
Islands human victims (preferably women) are fattened
for a feast, like pigs.0 Lloyd 7 describes the cannibalism of
the Bangwa as an everyday affair although they eat chiefly
enemies, and rarely a woman. The women share the feast,
sitting by themselves. He says that it is, no doubt, "a
depraved appetite." They are not at all ashamed of it.
Physically the men are very fine. "The cannibalism of the
Monbutto is unsurpassed by any nation in the world."8
Amongst them human flesh is sold as if it were a staple
article of food. They are "a noble race." They have national
pride, intellectual power, and good judgment. They are
orderly, friendly, and have a stable national life.0 Ward10
describes the cannibalism on the great bend of the Congo
as due to a relish for the kind of food. "Originating, ap-
parently, from stress of adverse circumstances, it has be-
come an acquired taste, the indulgence of which has created
a peculiar form of mental disorder, with lack of feeling,
love of fighting, cruelty, and general human degeneracy,
as prominent attributes." An organized traffic in human
beings for food exists on the upper waters of the Congo.
It is thought that the pygmy tribe of the Wambutti are
not cannibals because they are too "low," and because they
do not file the lower incisors. The latter custom goes with
cannibalism in the Congo region, and is also character-
istic of the more gifted, beautiful, and alert tribes.11 None
of the coast tribes of West Africa ea4- human flesh, but
the interior tribes eat any corpse regardless of the cause
of death. Families hesitate to eat their own dead, but they
sell or exchange them for the dead of other families,12 In
the whole Congo region the custom exists, especially
amongst the warlike tribes, who eat not only war captives
but slaves.1*
468 THEMAKINGOFMAN
It is noteworthy that a fork 14 was invented in Polynesia
for this kind of food, long before the fork was used for any
other.
Cannibalism not abominable. Spix and Martius asked a
chief of the Miranhas why his people practiced cannibalism.
The chief showed that it was entirely a new fact to him
that some people thought it an abominable custom. "You
whites," said he, "will not eat crocodiles or apes, although
they taste well. If you did not have so many pigs and crabs
you would cat crocodiles and apes, for hunger hurts. It is
all a matter of habit. When I have killed an enemy it is
better to eat him than to let him go to waste. Big game is
rare because it does not lay eggs like turtles. The bad thing
is not being eaten, but death, if I am slain, whether our tribal
enemy eats me or not. I know of no game which tastes
better than men. You whites are really too dainty." ir>
In-grotip cannibalism. Cannibalism was so primordial in
the mores that it has two forms, one for the in-group, the
other for tUc out-group. It had a theory of affection in
the former case and of enmity in the latter. In the in-
group it was so far from being an act of hostility, or
veiled impiopriety, that it was applied to the closest kin.
Mothers ale their babies, if the latter died, in order to
get back the strength which they had lost in bearing them.
Herodotus says that the Massagetse sacrificed the old of
their tribe, boiling the flesh of the men with that of cattle
and eating the whole. Those who died of disease before
attaining old age were buried, but that they thought a
less happy fate. He says that the Padeans, men in the
far east of India, put a sick man of their tribe to death
and ate him, lest his flesh should be wasted by disease.
The women did the same by a sick woman. If any reach
old age without falling victims to this custom, they too
are then killed and eaten. He mentions also the Issidones,
in southeastern Russia, who cut up their dead fathers,
mingle the flesh with that of sacrificed animals, and make
a feast of the whole. The skull is cleaned, gilded, and
SOCIAL ORGANIZATION 469
kept as an emblem, to which they make annual sacrifices.
They are accounted a righteous people. Amongst them
women are esteemed equal with men.16 Strabo17 says that
the Irish thought it praiseworthy to eat their deceased
parents. The Birhors of Hazaribag, Hind us. .ai, formerly
ate their parents, but "they repudiate the suggestion that
they ate any but their own relations" [i.e., each one ate
his own relatives and no others?].18 Reclus19 says that in
that tribe "the parents beg that their corpses may find a
refuge in the stomachs of their children rather than be left
on the road or in the forest. The Tibetans, in ancient times,
ate their parents," out of piety, in order to give them
no other sepulcher than their own bowels. This custom
ceased before 1250 A.D., but the cups made of the skulls
of relatives were used as memorials. Tartars and some
"bad Christians" killed their fathers when old, burned
the corpses, and mingled the ashes with their daily food.20
In the gulf country of Australia only near relatives par-
take of the dead, unless the corpse is that of an enemy.
A very small bit only is eaten by each. In the case of an
enemy the purpose is to win his strength. In the case of a
relative the motive is that the survivors may not, by lam-
entations, become a nuisance in the camp.21 The Dieyerie
have the father family. The father may not eat his own
child, but the mother and female relatives must do so,
in order to have the dead in their liver, the seat of feeling.22
The Tuare of Brazil (2 S. 67 W.) burn their dead. They
preserve the ashes in reeds and mix them with their daily
meals.23 The Jumanas, on the head waters of the Amazon,
regard the bones as the seat of the soul. They burn the
bones of their dead, grind them to powder, mix the powder
with intoxicating liquor, and drink it, uthat the dead may
live again in them." 24 All branches of the Tupis are can-
nibals. They brought the custom from the interior.25 The
Kobena drink in their cachiri the powdered bones of their
dead relatives.23 The Chavantes, on the Uruguay, eat their
dead children to get back the souls. Especially young
47° THE MAKING OF MAN
mothers do this, as they are thought to have given a part
of their own souls to their children too soon.27 In West
Victoria "the bodies of relatives who have lost their lives
by violence are alone partaken of." Each eats only a bit,
and it is eaten "with no desire to gratify or appease the
appetite, but only as a symbol of respect and regret for
the dead." 28 In Australian cannibalism the eating of rela-
tives has behind it the idea of saving the strength which
would be lost, or of acquiring the dexterity or wisdom,
etc., of the dead. Enemies are eaten to win their strength,
dexterity, etc. Only a bit is eaten. There are no great feasts.
The fat and soft parts are eaten because they are the resi-
dence of th^ soul. In eating enemies there appears to be
ritual significance.29 It may be the ritual purpose to get
rid of the soul of the slain man for fear that it might seek
revenge for his death.
Some inhabitants of West Australia explained cannibal-
ism (they ate every tenth child born) as "necessary to keep
the tribe from increasing beyond the carrying capacity of
the territory."80 Infanticide is a part of population policy.
Cannibalism may be added to it either for food supply or
goblinism. When children were sacrificed in Mexico their
hearts were cooked and eaten, for sorcery.81
Judicial cannibalism. Another use of cannibalism in the
in-group is to annihilate one who has broken an important
taboo. The notion is frequently met with, amongst nature
peoples, that a ghost can be got rid of by utterly anni-
hilating the corpse, e.g., by fire. Judicial cannibalism de-
stroys it, and the members of the group by this act partici-
pate in a ritual, or sacramental ceremony, by which a
criminal is completely annihilated. Perhaps there may also
be the idea of collective responsibility for his annihilation.
To take the life of a tribe comrade was for a long time an
act which needed high motive and authority and required
expiation. The ritual of execution was like the ritual of
sacrifice. In the Hebrew law some culprits were to be
stoned by the whole congregation. Every one must take
SOCIAL ORGANIZATION 47!
a share in the great act. The blood guilt, if there was any,
must be incurred by all.32 Primitive taboos are put on acts
which offend the ghosts and many, therefore, bring woe on
the whole group. Any one who breaks a taboo comrr.its
a sin and a crime, and excites the wrath of the superior
powers. Therefore he draws on himself the fear and horror
of his comrades. They must extrude him by banishment
or death. They want to dissociate themselves from him.
They sacrifice him to the powers which he has offeaded.
When his comrades eat his corpse they perform a duty.
They annihilate him and his soul completely.
Judicial cannibalism in ethnography. "A man found in
the harem of Muatojamvos was cut in pieces and given,
raw and warm, to the people to be eaten." 83 The Bataks
employ judicial cannibalism as a regulated system. They
have no other cannibalism. Adulterers, persons guilty of
incest, men who have had sex intercourse wiih the widow
of a younger brother, traitors, spies, and war captives taken
with arms in their hands, are killed and eaten. The last-
mentioned are cut in pieces alive and eaten bit by bit in
order to annihilate them in the most shameful manner.84
The Tibetans and Chinese formerly ate a1! who were
executed by civil authority. An Arab traveler of the ninth
century mentions a Chinese governor who rebelled, and who
was killed and eaten. Modern cases of cannibalism are
reported from China. Pith balls stained with the blood of
decapitated criminals are used as medicine for consumption.
Cases are also mentioned of Tartar rulers who ordered the
flesh of traitors to be mixed with the ruler's own food and
that of their barons. Tartar women begged for the pos-
session of a culprit, boiled him alive, cut the corpse into
mince-meat, and distributed it to the whole army to be
eaten.35
Out-group cannibalism. Against members of an out-
group, e.g., amongst the Maori, cannibalism "was due to a
desire for revenge; cooking and eating being the greatest
of insults." 8e On Tanna (New Hebrides) to eat an enemy
THE MAKING OF MAN
was the greatest indignity to him, worse than giving up
his corpse to dogs or swine, or mutilating it. It was believed
that strength was obtained by eating a corpse.37 A negro
chief in Yabunda, French Congo, told Brunache 38 that "it
was a very fine thing to enjoy the flesh of a man whom
one has killed in a battle or a duel." Martius attributes the
cannibalism of the Miranhas to the enjoyment of a "rare,
dainty meal, which will satisfy their rude vanity, in some
cases, also, blood revenge and superstition." 3y Cannibalism
is one in the chain of causes which keeps this people more
savage than their neighbors, most of whom have now
abandoned it. "It is one of the most beastly of all the beast-
like traits in the moral physiognomy of man." It is asserted
that cannibalism has been recently introduced in some
places, e.g., Florida (Solomon Islands). It is also said that
on those islands the coast people give it up [they have fish],
but those inland retain it. The notion probably prevails
amongst all that population that, by this kind of food, mana
is obtained, mana being the name for all power, talent, and
capacity by which success is won.40 The Melanesians took
advantage of a crime, or alleged crime, to offer the culprit
to a spirit, and so get fighting mana for the warriors.41 The
Chames of Cochin China think that the gall of slain ene-
mies, mixed with brandy, is an excellent means to produce
war courage and skill.42 The Chinese believe that the liver
is the seat of life and courage. The gall is the manifestation
of the soul. Soldiers drink the gall of slain enemies to in-
crease their own vigor and courage.43 The mountain tribes
of Natal make a paste from powder formed from parts of
ihe body, which the priests administer to the youth.41 Some
South African tribes make a broth of the same kind of
powder, which must be swallowed only in the prescribed
manner. It "must be lapped up with the hand and thrown
into the mouth . . . to give the soldiers courage, persever-
ance, fortitude, strategy, patience, and wisdom." 45
Cannibalism to cure disease. Notions that the parts of the
human body will cure different diseases are only variants of
SOCIAL ORGANIZATION 473
the notion of getting courage and skill by eating the same.
Cases are recorded in which a man gave parts of his body
to be eaten by the sick out of love and devotion.43
Reversions to cannibalism. When savage and brutal emo-
tions are stirred, in higher civilization, by war and quarrels^
the cannibalistic disposition is developed again. Achilles told
Hector that he wished he could eat him. Hekuba expressed
a wish that she could devour the liver of Achilles.47 In
1564 the Turks executed Vishnevitzky, a brave Polish soldier
who had made them much trouble. They ate his heart.48
Dozy 49 mentions a case at Elvira, in 890, in which women
cast themselves on the corpse of a chief who had caused the
death of their relatives, cut it in pieces, and ate it. The same
author relates80 that Hind, the mother of Moavia, made
for herself a necklace and bracelets of the noses and ears
of Moslems killed at Ohod, and also that she cut open
the corpse of an uncle of Mohammed, tore out the liver, and
ate a piece of it. It is related of an Irish chief, of the twelfth
century, that when his soldiers brought to him the head
of a man he hated "he tore the nostrils and lips with his
teeth, in a most savage and inhuman manner." 51
In famine. Reversion to cannibalism under a total lack of
other food ought not to be noted. We have some historical
cases, however, in which during famine people became so
familiarized with cannibalism that their horror of it was
overcome. Abdallatif 52 mentions a great famine in Egypt in
the year 1200, due to a failure of the inundation of the Nile.
Resort was had to cannibalism to escape death. At first the
civil authorities burned alive those who were detected, being
moved by astonishment and horror. Later those sentiments
were not aroused. "Men were seen to make ordinary meals
of human flesh, to use it as a dainty, and to lay up provision
of it. ... The usage, having been introduced, spread to all
the provinces. Then it ceased to cause surprise. . . . People
talked of it as an ordinary and indifferent thing. This in-
difference was due to habit and familiarity." This case
shows that the horror of cannibalism is due to tradition ir
474 TH2 MAKING OF MAN
the mores. Diodorus says that the ancient Egyptians, during
a famine, ate each other rather than any animals which they
considered sacred.63
Cannibalism and ghost fear. Human sacrifice and canni-
balism are not necessarily conjoined. Often it seems as if
they once were so, but have been separated.64 Whatever men
want ghosts want. If the former are cannibals, the latter
will be the same. Often the notion is that the gods eat the
souls. In this view, the men eat the flesh of sacrificed beasts
and sacrifice the blood, in which is the life or soul, to the
gods. This the Jews did. They also burned the kidneys, the
fat of the kidneys, and the liver, which they thought to be
the seat of life. These they might not eat.56 When men
change, the gods do not. Hence the rites of human sacrifice
and cannibalism continue in religion long after they dis-
appear from the mores, in spite of loathing. Loathing is a
part of the sacrifice.63 The self-control and self-subjugation
enter into the sacrament. All who participate, in religion, in
an act which gravely affects the imagination as horrible and
revolting enter into a communion with each other. Every
one who desires to participate in the good to be obtained
must share in the act. As we have seen above, all must par-
ticipate that none may be in a position to reproach the rest.
Under this view, the cannibal food is reduced to a crumb,
or to a drop of blood, which may be mixed with other food.
Still later, the cannibal food is only represented, e.g., by
cakes in the human form, etc. In the Middle Ages the
popular imagination saw a human body in the host, and
conjured up operations on the host which were attributed
to sorcerers and Jews, which would only be applicable to a
human body. Then the New Testament language about
the body and blood of Christ took on a realistic sense which
was cannibalistic.
Cannibalism, sorcery, and human sacrifice. Among the
West African tribes sacrificial and ceremonial cannibalism
in fetich affairs is almost universal.57 Serpa Pinto68 men-
tions a frequent feast of the chiefs of the Bihe, for which
SOCIAL ORGANIZATION 475
a man and four women of specified occupations are re-
quired. The corpses are both washed and boiled with the
flesh of an ox. Everything at the feast must be marked
with human blood. Cannibalism, in connection with re-
ligious festivals and human sacrifice, was extravagantly
developed in Mexico, Central America, and British Colum-
bia. The rites show that the human sacrifice was sacra-
mental and vicarious. In one case the prayer of the person
who owned the sacrifice is given. It is a prayer for success
and prosperity. Flesh was also bitten from the arm of a
living person and eaten. A religious idea was cultivated
into a mania and the taste for human flesh was developed.59
Here also we find the usage that shamans ate the flesh of
corpses, in connection with fasting and solitude, as means
of professional stimulation.60 Preuss emphasizes the large
element of sorcery in the eating of parts of a human sac-
rifice, as practiced in Mexico.61 The combination of sorcery,
religious ritual, and cannibalism deserves very careful atten-
tion. The rites of the festival were cases of dramatic sorcery.
At the annual festival of the god of war an image of the
god was made of grain, seeds, and vegetables, kneaded with
the blood of boys sacrificed for the purpose. This image
was broken into crumbs and eaten by males only, "after
the manner of our communion." 62 The Peruvians ate sac-
rificial cakes kneaded with the blood of human victims, "as
a mark of alliance with the Inca." C3 In Guatemala organs
of a slain war captive were given to an old prophetess to
be eaten. She was then asked to pray to the idol which she
served to give them many captives.*4 Human sacrifices and
sacramental cannibalism exist amongst the Bella-coola In-
dians in northwestern British America. Children of the poor
are bought from their parents to be made sacrifices. The
blood is drunk and the flesh is eaten raw. The souls of the
sacrificed go to live in the sun and become birds. When the
English government tried to stop these sacrifices the priests
dug up corpses and ate them. Several were thus poisoned.35
Cult and cannibalism. The cases which have been cited
476 THE MAKING OF MAN
show how cult kept up cannibalism, if no beast was sub-
stituted. Also, a great number of uses of blood and super-
stitions about blood appear to be survivals of cannibalism
or deductions from it. The same may be said of holiday
cakes of special shapes, made by peasants, which have long
lost all known sense. In one part of France the last of the
harvest which is brought in is made into a loaf in human
shape, supposed to represent the spirit of corn or of fertility.
It is broken up and distributed amongst all the villagers,
who eat it.30
A Mongolian lama reported of a tribe, the Lhopa of
Sikkim or Bhutan, that they kill and eat the bride's mother
at a wedding, if they can catch no wild man.57
A burglar in West Prussia, in 1865, killed a maid-servant
and cut flesh from her body out of which to make a candle
for use in later acts of theft. He was caught while commit-
ting another burglary. He confessed that he ate a part of the
corpse of his first-mentioned victim "in order to appease
his conscience." °'8
Food taboos. It is most probable that dislike to eat the
human body was a product of custom, and grew in the
mores after other foods became available in abundance. Un-
usual foods now cost us an effort. Frogs' legs, for instance,
repel most people at first. We eat what we learned from
our parents to eat, and other foods are adopted by "acquired
taste." Light is thrown on the degree to which all food
preferences and taboos are a part of the mores by a com-
parison of some cases of food taboos. Porphyrius, a Christian
of Tyre, who lived in the second half of the second century
of the Christian era, says that a Phoenician or an Egyptian
would sooner eat man's flesh than cow's flesh.™ A Jew
would not eat swine's flesh. A Zoroastrian could not con-
ceive it possible that any one could eat dog's flesh. We do
not cat dog's flesh, probably for the same reason that we
do not eat cat's or horse's, because the flesh is tough or
insipid and we can get better, but some North American
Indians thought dog's flesh the very best food. The Ban-
SOCIAL ORGANIZATION 477
ziris, in the French Congo, reserved dog's flesh for men,
and they surround meals of it with a solemn ritual. A man
must not touch his wife with his finger for a day after
such a feast.70 The inhabitants of Ponape will eat no eels,
which "they hold in the greatest horror." The word used
by them for eel means "the dreadful one." 71 Dyaks eat
snakes, but reject eels.72 Some Melanesians will not eat eels
because they think that there are ghosts in them.73 South
African Bantus abominate fish.74 Some Canary Islanders
eat no fish.70 Tasmanians would rather starve than eat
fish.70 The Somali will eat no fish, considering it disgraceful
to do so.77 They also reject game and birds.78 These people
who reject eels and fish renounce a food supply which ia
abundant in their habitat.
Food taboos in ethnography. Some Micronesians eat no
fowl.79 Wild Veddahs reject fowl.80 Tuaregs eat no fish,
birds, or eggs.81 In eastern Africa many tribes loathe eggs
and fowl as food. They are as much disgusted to see a white
man eat eggs as a white man is to see savages eat offal82
Some Australians will not eat pork.83 Nagas and their neigh-
bors think roast dog a great delicacy. They will eat anything,
even an elephant which has been three days buried, but
they abominate milk, and find the smell of tinned lobster
too strong.84 Negroes in the French Congo have a "per-
fect horror of the idea of drinking milk." 85
Expiation for taking life. The most primitive notion we
can find as to taking life is that it is wrong to kill any
living thing except as a sacrifice to some superior power.
This dread of destroying life, as if it was the assumption
of a divine prerogative to do so, gives a background for all
the usages with regard to sacrifice and food. "In old Israel
all slaughter was sacrifice, and a man could never eat beef
or mutton except as a religious act." Amongst the Arabs,
"even in modern times, when a sheep or camel is slain in
honor of a guest, the good old custom is that the host keeps
open house for all his neighbors." 80 In modern Hindustan
food which is ordinarily tabooed may be eaten if it has been
47^ THE MAKING OF MAN
killed in offering to a god. Therefore an image of the god
is set up in the butcher's shop. All the animals are slaugh-
tered nominally as an offering to it. This raises the taboo,
and the meat is bought and eaten without scruple.87 Thus
it is that the taboo on cannibalism may be raised by religion
or that cannibalism may be made a duty by religion.
Amongst the ancient Semites some animals were under a
food taboo for a reason which has two aspects at the same
time: they were both offensive (ritually unclean) and sacred.
What is holy and what is loathsome are in like manner
set aside. The Jews said that the Holy Scriptures rendered
him who handled them unclean. Holy and unclean have a
common element opposed to profane. In the case of both
there is devotion or consecration to a higher power. If it
is a good power, the thing is holy; if a bad power, it is un-
clean. He who touches either falls under a taboo, and needs
purification.88 The tabooed things could only be eaten sac-
rificially and sacramentally, i.e., as disgusting and unusual
they had greater sacrificial force.89 This idea is to be traced
in all ascetic usages, and in many medieval developments
of religious usages which introduced repulsive elements, to
heighten the self-discipline of conformity. In the Caroline
Islands turtles are sacred to the gods and are eaten only
in illness or as sacrifices.90
Philosophy of cannibalism. If cannibalism began in the
interest of the food supply, especially of meat, the wide rami-
fications of its relations are easily understood. While men
were unable to cope with the great beasts cannibalism was
a leading feature of social life, around which a great cluster
of interests centered. Ideas were cultivated by it, and it
became regulative and directive as to what ought to be
done. The sentiments of kinship made it seem right and
true that the nearest relatives should be eaten. Further de-
ductions followed, of which the cases given are illustrations.
As to enemies, the contrary sentiments found place in con-
nection with it. It combined directly with ghost fear. The
sacramental notion seems born of it. When the chase was
SOCIAL ORGANIZATION 479
sufficiently developed to give better food the taboo on
human flesh seemed no more irrational than the other food
taboos above mentioned. Swans and peacocks were regarded
as great dainties in the Middle Ages. We no longer eat
them. Snakes are said to be good eating, but most of us
would find it hard to eat them. Yet why should they be
more loathsome than frogs or eels? Shipwrecked people,
or besieged and famine-stricken people, have overcome the
loathing for human flesh rather than die. Others have
died because they could not overcome it and have thus ren*
dered the strongest testimony to the power of the mores.
In general, the cases show that if men are hungry enough,
or angry enough, they may return to cannibalism now. Our
horror of cannibalism is due to a long and broad tradition,
broken only by hearsay of some far-distant and extremely
savage people who now practice it. Probably the popular
opinion about it is that it is wicked. It is not forbidden by
the rules of any religion, because it had been thrown out
of the mores before any "religion" was founded.
NOTES
1 See Andrce, Anthropophagie; Steinmctz, Endo^annibalism, Mitt. An*
throp. Ges. in Wien, xxvi; Schatfhausen in Archw fur Anthrop., iv, p. 245.
Steinmctz gives in tabular form known cases of cannibalism with the mo-
tives for it, p. 25.
2 Lippcrt, Kulturgesch., ii. p. 275.
8 Globus, xxvi, p. 45; Stuhlmann, Mit Emin Pascha, p. 457; /. A. /., xxviii
P. 39-
4 Smyth, Victoria, i, p. xxxviii.
5 Anst. Ass. Adv. Sci., 1892, p. 618.
8 /. A. /., xvii, p. 99.
7 D war j -land, p. 345.
8 Schwcinfurth, Heart of Africa, ii, p. 94.
9 Kcanc, Ethnology, p. 265.
1° /. A. 1., xxiv, p. 298.
11 Globus, Ixxxv, p. 229.
12 Nassau, Fetishism in West Africa.
18 Globus, Ixxii, p. 120; Ixxxvii, p. 237.
14 Specimen in the Dresden Museum.
15 Brasilien, p. 1249.
18 Herod., i, p. 216; iii, p. 99; iv, p. 2*
17 Ibid., iv, pp. 5, 298.
18 /. A. S. B., ii, p. 571
430 THEMAKINGOFMAN
*9 Prim. Folk, P- 249-
20Rubruck, Eastern Parts, pp. 81, 151.
21 /. A. L, xxw, p. 171.
22 Ibid., xvii, p. 1 86.
28 Globus, Ixxxiii, p. 137.
24 Martius, Ethnog. Bras., p. 485.
25 Southey, Brazil, i, p. 233.
26 Z////. /«r EthnoL, xxxvi, p. 293.
27 Andrcc, Anthropophagie, p. 50.
28 Dawson, West Victoria, p. 67.
29 Smyth, Victoria, i, p. 245.
80 Whitmarsh, The World's Rough Hand, p. 178.
81 Globus, Ixxxvi, p. 112.
82 W. R. Smith, Religion of the Semites, p. 284.
33 Oliveira Martins, Racas Humanas, ii, p. 67.
84 Wilkcn, V olkjenktmde , pp. 23, 27.
35 Marco Polo, i, p. 266, and Yule's note, p. 275.
86 /. A. L, xix, p. 1 08.
37 Austral. Ass. Adv. Set., 1892, pp. 649-663.
38 Cent. Afr.,p. 108.
89 Ethnog. Bras., p. 538.
4% A. 1.,*, p. 305.
41 Codrington, Melanesians, p. 134.
42 Bijdragen tot. T. L. en Velyinde, 1895, p. 342.
43 Globus, Ixxxi, p. 96.
44 /. A. 1., XX, p. 1 1 6.
45 Ibid., xxii, p. in: cf. Isaiah Ixv. 4.
46 Intern. Arch. f. EthnoL, ix, supp. 37.
47 Iliad, xxii, p. 346; xxiv, p. 212.
48 Evarmtzky, Zaporoge Kossac^s (russ.)> i» p. 269.
49 Mussulm. d'Espagne, ii, p. 226.
80 Ibid., i, p. 47.
81 Gomme, Ethnol. in Folklore, p. 149.
*2 Relation de I'Egyptc, p. 360.
83 Diodorus, i, p. 84.
54 Ratzel, V o\ker\(tinde , ii, p. 124. Martius, Ethnog. Bras., p. 129; Globus,
Jxxv, p. 260.
88 W. R. Smith, Religion of the Semites, p. 379.
86 Lippert, Kulturgesch., ii, p. 292.
57 Kingsley, Travels in W. Ajr., p. 287.
88 Como Eu Atravassei Ajr., i, p. 148.
89 Bancroft, Native Races of the Pacific Coast, i, p. 170 (iii, p. 150); ii,
pp. 176, 395, 689, 708; iii, p. 413.
60 Ibid., iii, p. 152.
61 Globus, Ixxxvi, pp. 109, 112.
62 Bur. Ethnol., ix, p. 523.
fl3 Ibid., p. 527.
64 Brinton, Nagualism, p. 34.
66 Mitt. Berl. Mus., 1885, p. 184,
•6P. S. U., xlviii, p. 411.
17 Rockhill, Mongolia and Thibet* p. 144.
SOCIAL ORGANIZATION 4&
«»P. 5. M., liv, p. 217.
59D^ Abstinentia, ii, p. n.
TO Brunache, Cent. Afr., p. 69.
71 Christian, Caroline hi., p. 73-
72 Perelacr, Dyak, p. 27.
73 Codrington, Uelanesians, p. 177.
7*Fntsch, Etngeb. Sudafr., p. 107.
75 N. S. Amer. Anthrop., ii, p. 454-
70 Ling Roth, Tasmantans, p. 101.
77 Paulitschke, Ethnog. N. O. Afr., i, p. 155.
78 Hid., ii, p. 27.
70 Finsch, Ethnol. Erjahr., iii, p. 53-
80 N. S. Ethnol. Soc., ii, p. 3°4-
81 Duvcyricr, Totiaregs de Nord, p. 401.
82 Volkcns, Ktlunandscharo, p. 244.
83 Smyth, Victoria, i, p. 237.
8* /. A. /., xi, p. 63; xxii, p. 245.
85 Kingslcy, West. Afr. Studies, p. 451.
86 W. R. Smith, Religion of the Semites, pp. 1421 283.
87 Wilkins, Mod. Hinduism, p. 168.
88Boussct, Rchg. des Judenthttms, p. 124. .
so W. R. Smith, Religion of the Semites, p. 290. Isaiah Ixv. 4; Ixvi. 3,
swine, dog, and mouse.
90 Kubary, Karolinen ArchifeL. n. /68,
IV
SEXUAL CUSTOMS AND SOCIAL PRACTICE
THE ORIGIN OF LOVE*
By ROBERT BRIFFAULT
SEXUAL HUNGER AND CRUELTY
IT has been almost universally assumed that feelings of
tenderness and affection are part and parcel of the attraction
between the sexes. That attraction is commonly spoken of
as "love," and the "sentiment is^Jdentitied with the sexual
impulse. Sexual attraction , throughout jhe animal kingdom,
and even in the vegetable kij^dom^isjopsely. sp_okcrLJ>f
a"s a maliiTestaiio'n of__lo.YCj and love comes hence to be
regarded asTalmost a "primordial quality of protoplasm."
We say, quoting Schiller, that life is ruled Jjy.Jiungcr and
Love. Scientific writers vie with the poets in describing
Nature as pervaded with a hymn of love. The term is even
extended to include molecular attractions. The apostle of
materialism, Biichner, adopts the language of Empedocles,
who described atoms as actuated in their attractions and
repulsions by love and hate. "Just as man and^vvoman attract
one another," says the German philosophical writer, so
uxygca alUacTr"hy'Jfogien, anJ iri loving" ^unioli^'witK' jt
forms jsvater. Potassium and phosphorus entertain such a
vioIentj>Bl si _o >njfo r^xy gerf tha tfe : veh under water they burn,
tHaTTspunite themselves with the belovedobject.^ ^It^Js
love," he says agam, "in theform^orattractjon wEIch chajns
stone to stone, ear A to eartETstartostar, and jvhich hoMs.
togcttier the rpi^hty edifice on__which we^^tand." Robert^
jBurton, insginng himscH-froni Leo the Jew, jisccj similaT
language. *^How comes^ j_Jodestone^"_ he says, "to draw
iron.^ the ^nounTto covet showers, but for love? No~stqckj
*The Mothers. New York: The Macmillan Co. Because of pressure for
space, it was necessary to omit the voluminous references* with which
Briffault documents his work. [Editor.]
485
486 THE MAKING OF MAN
no stone that has not some feeling of love." The "primordial
quality ofprotoplalrn^ is thus extended tojhe entire_lli£
verse, and weTpeak : of it as moved by Jove, "the most_ancient
of the j^ds*— T,*amor chemuove il sole eTaltre stelle."
Those widely current modes of speech and of thought are
founded on a profound misconception of biological facts.
The attraction between the sexes is not primarily or gen-
crally a^oatc3jwi3rtKc order of feelings which we^ denote
as "tender teeling," affection, love. These hayejdeveloped
comparatively "late in the course oForganic evolution, and
have ariscn'in relation to entirely different functions. The
primitive, ancTEy Tar the most prevalent, association of the
sexual impulse is not with love, but with _the opposite feel-
mgiTof callous cruelty and delight m the infliction ancLthe
spectacle~of pain.
Neither love nor hatred, kindness nor cruelty is connected
with the fundamental impulses that move living things any
more than with chemical reactions. The pain and suffering
of another individual is primordially neither pleasant nor
unpleasant but indifferent. The trend of animal evolution
has, however, been to make the spectacle of suffering an
object of pleasant and gratifying feeling. Animals are prey-
ing beings; the perception of a mangled, bleeding, or of a
suffering, weak, and helpless creature means to the universal
disposition of animal life a prey, food. That the suffering
animal belongs to the same species, or is a close associate,
makes no difference. All carnivorous animals and rodents
arc cannibalistic^ Lionsjmdjiigers, wtiTch furnisR favorite
example^ of mating among carnivora, commonlykjll an<J
jcvour their mates^Andcrsson^rcscfibcs how a lion, having
quarrcIcd^wjtH a lioness over the "carcass ]pF"a springbok,
"after killing his wife, had coolly eatenTieT also," and the
same thing has been reported by other observers. A female
leopard which had been wounded, but had got away, was
found a few days later with her hind-quarters half eaten by
her mate. Half -grown tiger cubst orphaned bytheir mother
being killed, arc jtt^cdjndjgatgn^
SEXUAL CUSTOMS AND SOCIAL PRACTICE 48?
in the Zoological Gardens at New York, to whom it was
desired to give a temalg^companion, showed every sign of
delight anSextreme fondness for her while she was safely
kept in an adjacent cage in order to habituate the animals
to one another's company; the male jaguar purred, licked
the female's paws, and behaved like the most love-sick ad
mirer. When at last the partition between the cages was
removed and the male was united with the object of his
affection, his first act was to seize her by the throat and
kill her. The same thing happened when a female was
introduced to a grizzly bear. The danger of allowing the
sexes to associate is a commonplace in menageries. Wolves
commonly kill and eat their mates. Male mice have been
observed to kill their females and eat them for no apparent
reason. It is a rule with herding animals that any sick or
wounded individual is driven from the herd, or gored and
worried to death.
Sexual attraction, sexual "hunger," as it has been aptly
called, is a form of voracity. The object of the male cell in
seeking conjunction with the female cell is primarily to
improve its nutrition, in the same manner, and by virtue
of the same fundamental impulse, as it seeks food. The
female does not in the primitive forms of life seek or desire
the male; but with the establishment of sexual reproduction
she also required the male as a substance necessary to her
reproductive growth and nutrition, as an object of assimi
lation. And in the same manner as the ovum cell assimilates
the sperm-cell, so in some forms of life, such as the rotifer*
and spiders, the female devours and assimilates the male.
With both the male and the female, "love," or sexual
attraction, is originally and preeminently "sadic"; it is
positively gratified by the infliction of pain; it is as cruel as
hunger. That is the direct, fundamental, and longest estab-
lished sentiment connected with the sexual impulse. The
male animal captures, mauls and bites the female, who in
turn uses her teeth and claws freely, and the "levers" issue
from the sexual combat bleeding and mangled. Crustaceans
488 THE MAKING OF MAN
usually lose a limb or two in the encounter. All mammals
without exception use their teeth on these occasions. Pallas
describes the mating of camels: as soon as impregnation has
taken place, the female, with a vicious snarl, turns round
and attacks the male with her teeth, and the latter is driven
away in terror. Renegger remarks that the sexual union of
a pair of jaguars must be a formidable conflict, for he
Eound the forest devastated and strewn with broken branches
over an area of a hundred feet where the fierce "love-
making" had taken place. The congress of the sexes is
assimilated by the impulse to hurt, to shed blood, to kill,
to the encounter between a beast of prey and its victim,
and all distinction between the two is not infrequently lost.
It would be more accurate to speak of the sexual impulse
as pervading nature with a yell of cruelty than with a hymn
of love. The circumspection which is exhibited by many
animal females in yielding to the male, the haste which is
shown by most to separate as soon as impregnation has
taken place, would appear to be due in a large measure
to the danger attending such relations rather than to
"coyness."
So fundamental and firmly established is the association
between the sexual impulse and cruelty that, as is well
known, manifestations of it frequently break out, and are
perhaps never wholly absent, in humanity itself. According
to M. d'Enjoy, the kiss has developed out of the love-bite.
In many parts of Europe women are not convinced of their
lover's or husband's affection unless their own bodies bear
the visible marks of it in the form of impressions from
their teeth. Mr. Savage Landor relates a little love-affair
he had with a young Ainu woman. As is the custom with
those primitive peoples xhe young lady did most of the
wooing. "I would not have mentioned the small episode,"
says Mr. Landor, "if her ways of flirting had not been so
extraordinary and funny. Loving and biting went together
with her. She could not do the one without doing the other.
As we sat on a stone in the semi-darkness she began by
SEXUAL CUSTOMS AND SOCIAL PRACTICE 489
gently biting my fingers, without hurting me, as affectionate
dogs often do to their masters; she then bit my arm, then
my shoulder, and when she had worked herself up into a
passion she put her arms round my neck and bit my cheek.'"
The young traveler had to cut the affair short; he war.
bitten all over. Among the Migrelians of Transcaucasia tha
betrothal of a girl is sealed by her lover firmly biting her
breast. Among the ancient Egyptians the word which is
translated by Egyptologists as "to kill" meant "to eat." The
desire expressed by lovers to "eat" the object of their affec-
tion probably contains more sinister biological reminiscences
than they are aware.
THE MATING INSTINCT
Sentiments of tenderness and affection between the sexes
are not originally connected with the sexual impulse, but
with an entirely different instinct, the mating instinct. The
utmost confusion has resulted from failing to draw any
distinction between the two. They have different origins
and fulfill different functions. The operation of the sexual
impulse does not demand anything beyond the performance
of the sexual act; mating, or association between the sexes,
is a special adaptation to the reproductive functions of the
female. With the extension of maternal care the female is
placed in a position of disadvantage as regards self-protec-
tion, and the procuring of food. When thus handicapped it
becomes desirable, and even necessary, that she should ob-
tain the cooperation and assistance of the male. The mating
instinct, where the female is thus handicapped, comes into
operation in both sexes during the period that maternal
care is beneficial. The merely physical, and even cruel, im-
pulse leading to impregnation has received, in exact correla-
tion to the prolongation of care for the eggs and offspring,
the superadded element of a transferred maternal tenderness
leading to the association of the sexes during 3. longer or
shorter period, to mating, instead of momentary congress
ending in impregnation. That is more particularly the case
490 THE MAKING OF MAN
where the eggs are hatched by brooding. The cooperation
of the male while the female is sitting on the eggs is almost
a necessity to provide for her sustenance and protection.
Among the majority of nidicolous birds the mating instinct
has accordingly attained to a degree of development un-
paralleled in any other class of the animal kingdom. The
mating instinct of birds is strictly confined to those species
which hatch their eggs by prolonged brooding; where no
brooding takes place there is no mating. "There is no
necessity for birds to pair, in the usual sense of the word,
when they do not tend their young."
Among mammals the conditions are different. Although
the pregnant and suckling female is at a certain disadvan-
tage in the material struggle, she is able to fulfill her func-
tions unaided. That cooperation which has led to the marked
development of the mating instinct among nidicolous birds
is accordingly not conspicuous among mammals.
With a large proportion of mammalian species the asso-
ciation between the male and the female does not extend
beyond the primary purpose for which the sexes come
together — the fecundation of the female. After that func-
tion is fulfilled there appears to be, as a general rule, an
actual repulsion between the sexes. "As soon as pairing is
over," says Brehm, speaking of mammals generally, "great
indifference is shown towards one another by the sexes."
Of antelopes Mr. Seton says: "The separation of the sexes
seems to be due to an instinctive dislike of each other as the
time approaches for the young to be born. It becomes yet
stronger as the hour draws near. At that time each female
strives to be utterly alone." This applies almost universally
to herbivora. Among reindeer "the prospective mother goes
entirely alone, avoiding her own kind even as she avoids
man." During their migration the cows and the bulls of
the American reindeer keep in separate herds. With the
elk, and in fact all the deer and antelope tribe, the same
rule obtains. Among buffaloes as September wanes the
males lose interest in their partners, the clan becomes divided.
SEXUAL CUSTOMS AND SOCIAL PRACTICE 49!
the males in one herd and the females in another. Their
lives go on as before, but they meet and pass without mix-
ing. Among bats the sexes live entirely separate; the males
are driven off after sexual congress, and no male is ever
found in a band of females. Elephant cows, after they have
been impregnated, likewise form bands from which males
are driven off; the cow, which carries for nearly two years,
does not receive the male until eight or twelve months
after calving. "The male and female elephants," observes
Livingstone, "are never seen in one herd. The young males
remain with their dams only until they are full-grown, and
so constantly is the separation maintained that any one
familiar with them, on seeing a picture with the sexes mixed,
would immediately conclude that the artist had made it
from his imagination and not from sight." Seals and wal-
ruses separate into male and female herds after the breeding
season. The moose bull associates with cows during two
months of the year. The wild boar consorts with the female
at the breeding season only. Among squirrels the sexes
often live separate. The same thing has been reported of
the monkey, Prcsbytis cntellus, "the males live apart from
the females." Blyth noticed that in one locality males only
were to be found, in another chiefly females. With the
orang-utan the sexes never live together. In bands of gorillas
the sexes keep separate, the females and young forming one
group, the males keeping to themselves.
Among most carnivora cohabitation of the male with the
female takes place for a short time only during the rutting
season, and in many species there is no cohabitation at all.
Weasels "continue together during the mating season for a
week or more, then separate completely." Bears do not co-
habit after sexual congress; "no one yet has found two
adult black bears in one den; mother and half-grown cubs
have been taken together in the same winter-quarters, but
never two old ones." "I have never seen the two. (male and
female) together at any time of the year," says an experi-
enced observer of the species; "they meet by chance and
492 THE MAKING OF MAN
again separate." The same is reported of the Indian, and of
the polar bear. The jaguar cohabits with the female during
one month of the year only; and the cougar during a few
weeks. The leopard male and female live entirely separate.
The male takes no share in rearing the young. The pa-
rental relation is, amongst mammals, confined to that be-
tween the mother and her offspring; fatherhood does not
exist, and no mammalian young looks to a male for protec-
tion or assistance. Among herbivorous animals the male sees
the young for the first time when they have reached a state of
independence. Among carnivora the female generally takes
great pains to conceal herself and her brood from the male,
and drives him off lest he should eat the cubs. "Some fathers
are considered models when they refrain from doing bodily
harm to their offspring, and are especially admired if they
keep away altogether while the young are helpless." The
lioness, like all other mammals, withdraws from the male
when she is about to give birth. The beaver also is said
to "drive away the male from the 'lodge/ who would other-
wise destroy the young." Even where a fairly close associa-
tion exists between the parents, the feeding of the young
after they are weaned is attended to entirely by the female.
The male lion is not infrequently represented as bringing
bis "kill" to the female while she remains with her cubs.
But the lion drags his kill, often for long distances, to his
lair, whether there are cubs or not. The leopard, which
does not cohabit with the female, invariably does the same.
The lioness forages for herself and for her young. The male
does not exercise any protective function either towards the
female or towards the young. Some members of the ox tribe
are said to take an interest in the young and have been
known to defend them; but this, if correct, is a collective,
not an individual act. The almost universal rule among
animals, birds and mammals, is that the female alone pro-
tects her offspring. In a number of instances she is the pro-
tector not only of her offspring, but also of the male. Among
deer and antelopes the does watch over the safety of the
SEXUAL CUSTOMS AND SOCIAL PRACTICE 493
bucks and interpose themselves between them and any
source of danger. This has also been observed of elephants.
"Many hunters, when they come across a lion and a lioness
together, shoot the lioness first, on the assumption that if
you kill the lion the lioness will charge at once, whereas
if you shoot the lioness the lion will probably stand by, and,
before making off, stop to smell the lioness, and, when he
has satisfied himself that there is not much use in staying
any longer, he may clear."
SEXUAL AND MATERNAL LOVE IN PRIMITIVE HUMANITY
The mating instinct appears to play in primitive humanity
a scarcely more important part than among mammals gen-
erally. Cohabitation is, as will later be shown, very transient
in the lower phases of human culture, and the sexes, as a
rule, associate little with one another. The bulk of testimony
concerning the sentiments which obtain in those relation;,
among uncultured peoples is decidedly unfavorable. For
example, it is said of the Eskim >, that, "like all other men in
the savage state, they treat theii wives with great coolness
and nccYxi."1 Love, in our sense of the word, is said to be
"•inknown to the North American Indians." "If you wish
to excite laughter," says Father Petitot, "speak to the Dene
of conjugal affection. We have been obliged to create the
sentiment, and we are now beginning to see it appear little
by little." South American Indians are said to have no love
for their wives. The Papuans are said to be entirely in-
different to their women's charms. In West Africa, it is
reported, "love, as understood by the people of Europe, has
no existence." "Not even the appearance of affection exists
between husband and wife." "I have never witnessed any
display of tenderness betwixt man and wife," says Mr. Ward
of the Congo tribes. In East Africa the natives show "scant
appearance of affection." "In all the long years I have been
in Africa," says Monteiro, "I have never seen a negro mani-
fest tenderness to a negress. I have never seen a* negro put
his arm round a woman's waist, or give or receive any
494 THE MAKING OF MAN
caress whatever that could indicate the slightest loving
regard or affection on either side." In New Zealand the
Maori "in general appear to care little for their wives. In
my own experience," says Mr. Brown, "I have only seen
one instance where there was any perceptible attachment
between husband and wife. To all appearance they behave
as if they were not at all related, and it not infrequently
happens they sleep in different places before the termination
of the first week of marriage."
Statements like the above have been the subject of a good
deal of somewhat futile controversy, and there are more
favorable reports of affection between married people, par-
ticularly in reference to societies where the conditions of life
are easy a.nd culture somewhat advanced. But the real
evidence, which we shall have an opportunity of viewing,
that, namely, which is afforded by the whole sexual life of
uncultured peoples and the principles which govern their
sexual associations, makes it clear that sexual love as we
conceive it is at best rudimentary in primitive humanity.
While there may be room for ambiguity or misunder-
standing in regard to affection between the sexes among
savages, there is none in respect of the love of primitive
mothers for their offspring. With exceedingly few excep-
tions the testimonies on the point are uniform and emphatic.
In reference to the same peoples who are described as being
devoid of love between man and woman, the liveliness of
maternal affection is constantly noted. Thus among the
Eskimo, the coldness of whose sex relations is conspicuous,
maternal love is said to be "lively and tender." "We are in-
ferior to the savages," remarks Father Petitot in speaking
of them, "as regards the sentiment of maternity." Reports
are very unfavorable as regards affection between the sexes
amongst the Dene; but "maternal love is developed among
these peoples to the point of obliterating every suggestion
of prudence and even every reasoned act of intelligence."
Among the Ojibwa, says the Ojibwa Peter Jones, "I have
scarcely ever seen anything like social intercourse between
SEXUAL CUSTOMS AND SOCIAL PRACTICE 495
husband and wife"; but the same witness bears testimony
to the fact that "no mother can be fonder of her children."
"They love their children," says Father Theodat, speaking
of the North American Indians generally, "more than we
do ours." Among the Indians of Guiana the extreme love
of the mothers for their children has been noted, while the
father is said to take little notice of them. Similar mani-
festations of maternal tenderness are reported of the wild
tribes of Brazil, among whom conjugal affection is not
apparent. Among the Patagonians a child "is the object of
the whole love of its parents, who, if necessary, will submit
themselves to the greatest privations to satisfy its least
wants or exactions." Their love for their children "is quite
extravagant; they show such extreme compliance with re-
gard to them that whole tribes have been known to leave a
district or to remain there longer than was advisable simply
to gratify the whim of a child." Among the Fuegians "con
jugal affection," we are told, "does not exist"; but maternal
love is conspicuously tender and lively.
The women of the Orinoco, when their children are ail-
ing, perforate their own tongue with a skewer and cover
the child's body with their blood, believing that this will
promote its recovery. They repeat the process daily until
the child has recovered or is dead. Similarly among the
aborigines of New South Wales the mothers give their
blood to bring about the recovery of t':cir children when
they are sick. Among the Omahas it was the practice in war-
time, when they were overtaken by foes, for the women to
dig a hole in the ground, and to conceal themselves there
with their children, covering up the opening. It is related
that a mother was overtaken by the enemy after she had
placed her children in the "cache," but before she had had
time to cover the opening; this she did with her body, pre-
tending to be dead, and allowed herself to be scalped with-
out stirring. During a tribal war in Samoa "a woman
allowed herself to be hacked from head to foot bending over
her son to save his life. It is considered cowardly to kill
49^ THE MAKING OF MA.N
a woman, or they would have despatched her at once. It
was the head of her little boy they wanted, but they did
not get it." Among the Wagogo of East Africa, mothers
besought the slave raiders to allow them to take the place
of their sons. Bushmen women gave themselves up in like
manner to redeem their children. The lack of affection
between men and women among the Hottentots has fre-
quently been referred to; but it is related that during a
famine, when food was brought to them, the women would
not touch it until their children had been fed. The same
thing has been reported of the Aleuts, of the Indians of the
Red River Colony, of the Tasmanians. With the natives of
Madagascar "the idea of love between husband and wife
is hardly thought of"; accounts agree in representing the
relations between men and women as utterly destitute of
sentiment or affection. But we are told at the same time
that "the love of the parents for their children is intense";
that "nothing can exceed the affection with which the infant
is treated; the indulgence is more frequently carried to
excess than otherwise." So again among the Dayaks of
Borneo the children are spoilt; their slightest whim is in-
dulged in. The intensity of maternal affection in the savage
is noted of the lowest races which we know, such as the
Bushmen, Fuegians, the Seri Indians, the Andaman negri-
tos, the Veddahs of Ceylon, the Sakai of the Malaccan
forests, the Ainu, the New Hebrides Islanders. To an Aus-
tralian woman her child is the object of the most devoted
affection; "There is no bounds to the fondness and in-
dulgence with which it is treated."
The practice of infanticide, which is very widespread
among uncultured races, appears to us irreconcilable with
the manifestations of maternal instincts in primitive women.
The apparent inconsistency applies equally to the maternal
instincts of most animals; and from what has been already
noted it has little, if any, significance as an index of the
power and reality of maternal affection. Infanticide takes
place, as a rule, with the human as with the animal motha,
SEXUAL CUSTOMS AND SOCIAL PRACTICE 497
directly after the birth of the child. Thus in the Society
Islands infanticide, "if not committed at the time the in-
fant enters the world, was not perpetrated at any subsequent
period. If the little stranger was, from irresolution, the
mingled emotions that struggled for mastery in the mother's
bosom, or any other cause, suffered to live ten minutes or
half an hour, it was safe; instead of a monster's grasp it
received a mother's caress and a mother's smile, and was
nursed with solicitude and tenderness." The missionary's
language imports, as usual, the notions and sentiments of
European tradition into primitive psychology. Infanticide
is committed by primitive women without any compunc-
tion or "struggle" or feelings; but with them, as with animal
mothers, it is the adoption of the offspring and not the re-
lationship, intellectually viewed, which constitutes mater-
nity. Death and the sacredness of life are not conceived in
the same manner in primitive as in civilized societies. The
killing of children, like the killing of aged people, may
often be done with the most tender feelings and sentiments
towards them. It is certain, in any case, that the practice
of infanticide is no indication of deficient maternal tender-
ness. Among the Patagonians, whose extravagant affection
for their ^children has attracted the attention of every trav-
eler, infanticide is habitual. Directly after its birth, the fate
of each child is considered and decided; if allowed to live,
it becomes at once the object of its parents' unbounded
solicitude. American squaws are said to destroy their female
children in order to spare them the arduous life which their
mothers have to lead. The Arabs represent the extensive
practice of female infanticide which obtained amongst them
as arising from their love for their daughters, "the flesh
of their flesh and blood of their blood," in order to shield
them from poverty or dishonor. In the Cameroons, during
the German invasion, the natives, who are noted as devoted
parents, killed most of the new-born, "in pity for their suffer-
ings and in the firm belief that their spirits would return
tn »ortV\ oc csvtn oe all woe ni*o refill r>nr<* mnr<* " Australian
498 THE MAKING OF MAN
mothers, if one of their children is weak and sickly, some-
times kill its infant brother or sister and feed the survivor
with its flesh in order to make it strong.
The maternal love of primitive women is much fiercer
and more unreasoning than that of civilized mothers. "Their
affection is not rational," observes Dr. Todd. Corporal pun-
ishment of children is unthought of in primitive society.
"All the savage tribes of these parts, and those of Brazil,
as we are assured," remarks Father La Jeune, "cannot chas-
tise a child or bear to see one chastised. What trouble this
will cause us in carrying out our intention of instructing
their young!" The Eskimo do not consider that white
people deserve to have children, since they are so heartless
as to strike them. Missionaries are constantly in trouble on
that score. "It would be well," says one of them, "if the
parents did not grow so angry when their children are now
and then slightly chastised for gross misdemeanor by order
of the missionary; but instead of bearing with patience such
wholesome correction of their sons and daughters, they take
great offense and become enraged, especially the mothers,
who will scream like furies; tear out their hair, beat their
naked breasts with a stone, and lacerate their heads with
a piece of wood or bone till the blood flows, as I have fre-
quently witnessed on such occasions."
The maternal sentiment is, then, very much more primi-
tive, fundamental and stronger than the mating instinct,
the love, as we term it, in the relations between the sexes.
The latter is primarily an extension of the maternal instinct.
The feelings of tenderness and affection of which the off-
spring is the direct object have become extended to the male
associate for the biological utilitarian purpose of enlisting
his cooperation in the discharge of maternal functions. Ma-
ternal affection and not sexual attraction is the original
source of love.
In mammals that extension of the maternal sentiment
generally consists rather in a tolerance which overcomes the
primary self-protective distrust and hostility of the female
SEXUAL CUSTOMS AND SOCIAL PRACTICE 499
towards the male than in active affection. After the birth
of the offspring that solicitude for a vicarious object reverts
to its natural channel, and the male tends to become an
object of repulsion. In primitive woman the mating instinct
does not differ greatly from that observed in mammals.
The primitive mother is, apart from her fierce maternal
tenderness, a wild enough creature with little about her
of what we reckon as feminine gentleness. Primitive women
commonly exceed the men in cruelty. Their attitude towards
their mate, which at its worst is what we should term cynical,
is at 'its best a loyalty such as binds the members of all
primitive groups. It is invariably utilitarian, and has in
view those functions of assistance, protection, economic
cooperation which are expected of him in regard to her-
self and her offspring. The qualities which she looks for
are those which will render him efficient in the discharge
of those functions: strength, courage, endurance, ability, in
short, the qualities that command success. A contemporary
authoress, in emphasizing that character of the mating in-
stinct in modern woman, goes so far as to defend the primi-
tive practice of leaving the choice of a husband entirely to
parents, on the ground that their experience and judgment
will enable them to leave the choice of their mate to rela-
tives. These, brothers, uncles, fathers, and mothers, apply
the severest tests to prove the qualities of the aspirants; the
woman sets the highest store on those tests of the intended
mate's economic value. That mercenary attitude is not, as
is commonly supposed, a corruption of civilization, a prof-
anation of love; it is, on the contrary, the primal form, the
source of the mating instinct in the female. The loyalty and
devotion of primitive woman is no less real because her
choice has been determined by deliberate utilitarian motives.
It is subservient to the maternal instinct, and eventually
uses in its interest the most powerful attraction, by trans-
ferring to the male associate some of the mothering tender-
ness which becomes the tender constituent of her relation
to him. In certain conditions where the pressure of life's
50C THEMAKINGOFMAN
necessities is less acute, and the female's need for pro-
tection less pressing, that mothering character of femi-
nine tenderness may go so far as to respond to the appeal of
the weak, the suffering, the vanquished, of the gentle and
effeminate. But the male's appeal to the female lies normally
and overwhelmingly in his utilitarian worth, a value which
has reference not to the sexual relation, but to economic
cooperation, and grows therefore with the closeness and
stability of that relation.
The gradual admixture of tenderness with the mating
instinct, its transformation into love, is a process which has
taken place in the psychological evolution of the female, and
it appears probable that in the human species love was at
first confined to woman. What sexual selection exists among
the lower races is predominantly exercised by the women.
In those races where the attitude of the men towards the
women is one of indifference and even brutality, manifesta-
tions of strong and genuine attachment are shown by the
women towards their tyrannous mates. North American
squaws, notwithstanding the coldness with which they are
treated, "are remarkable for their care and attachment to
the men, continually watching over them with utmost so-
licitude and anxiety." Chippeway widows are truly incon-
solable and pine with grief over the loss of their husbands.
Aleut women often commit suicide on that account. Fijian
women, who are among the most brutally treated, insist
upon being killed on the graves of their husbands. It is
highly probable that the widespread custom of "suttee" was
originally voluntary. The numerous wives of an African
chief, whom he uses as pillows and footstools, vie for the
honor of being so employed, and genuinely worship their
lord. The unmistakable gleam of devotion is seen in their
eyes as they watch their master and seek to forestall his
wishes.
SEXUAL CUSTOMS AND SOCIAL PRACTICE 501
TRANSFERENCE OF CHARACTERS FROM ONE SEX TO THE OTHER
Tender feelings are one and all derivatives of the mater-
nal instincts and products of feminine evolution; they have
developed, that is, in relation to the reactions of the female
organism, and are feminine secondary characters. But char-
acters developed in relation to the functions of one sex are,
nevertheless, transmitted in some form to both. The cell
produced by the fusion of a male and of a female cell in-
herits the characters and dispositions of both parents. This
does not necessarily mean that those characters are blended
in the corresponding character of the offspring, or even that
they are reproduced at all; for a given hereditary disposi-
tion may result in a variety of structural reactions, any one
of which may be incompatible with others. Where charac-
ters are mutually incompatible, or the disposition towards
the one is more firmly fixed in heredity than the disposi-
tion towards the other, either the character of the male
parent or that of the female parent will result, the one being
prepotent over the other; thus will be produced the appear-
ance of "unit characters" which has been interpreted in
terms of the speculations of Weissmann on the basis of the
conception of a complex structure of "determinants.'* Simi-
larly one character may manifest itself at one period of life,
and another, derived from the other parent, at another
period. But the organism, whether male or female, inherits
equally dispositions corresponding to all the characters,
physical and psychical, of both parents and of their an-
cestry. Every disposition developed in the race by the males
is thus transmitted to the females, and every disposition de-
veloped by the females is transmitted to the males. Even the
primary reproductive organs of each sex are in all their
parts represented in the opposite sex; a rudimentary uterus
and vagina in the male, a rudimentary penis in the female.
The males of mammalian species possess mammary glands,
which* may even be functional; the pouches in which mar-
supial females carry their young after birth are found, in a
502 THE MAKING OF MAN
rudimentary condition, in the males also. By merely trans-
planting some ovarian tissue into young castrated rats
Steinach caused them to develop all the characters, psy-
chical as well as physical, of the females. They developed
mammae and nipples, their bones assumed the lighter struc-
ture characteristic of the females, and their hair the finer
and softer quality of the opposite sex. They developed "the
tail up reflex" peculiar to the females, and warded off the
males by kicking. "These feminized rats were followed by
males as if they were females."
Thus it is that in every race, although the two sexes may
lead different lives and both their environments and their
reactions to those environments may differ widely, different
structures and reactions resulting in each sex, yet the race
will combine the results of evolutions which have taken
place in the males and in the females. "In vast numbers of
species the individuals of opposite sex are so much alike
that it is difficult to distinguish them without examination
of their genital organs." The two sexes differ in so far only
as the common racial characters are held in abeyance or
modified by the functional characters of each sex. "The
secondary characters of each sex," as Darwin says, "lie
dormant or latent in the opposite sex, ready to be evolved
under peculiar circumstances." When females cease to be
reproductive male characters usually make their appearance.
Thus hens that have ceased laying crow like a cock, develop
a comb, hackles, spurs, and tail-feathers; pheasants, par-
tridges, pea-hens, and many other female birds assume the
secondary male plumage of the species, and a duck ten
years old has been known to put on the perfect winter and
summer plumage of the drake. Old ewes and does grow
horns and antlers, old lionesses manes. Mares that are old
or sterile frequently develop canine teeth, which normally
are rudimentary in the female. Cow giraffes, when old,
assume the darker coat which is characteristic of the bulls.
Female salmon develop the peculiar hook or knob on the
lower jaw which is distinctive of males at the breeding
SEXUAL CUSTOMS AND SOCIAL PRACTICE 503
season. Women who have passed the climacteric, or suffer
from ovarian atrophies, assume male characters, such as
changes in the larynx giving rise to a deeper voice, hair on
the upper lip and chin. Similar symptoms and often the
growth of a dense beard, are produced by disease of the
adrenal glands in women, and the development of male
characters is arrested by administration of the glandular
substance.
Many characters which in some species are sexual sec-
ondary characters are in other species normal specific char-
acters common to both sexes. Thus many of the markings
and bright colors distinctive of male birds appear in the
female, usually in a somewhat duller form, but sometimes>
as in the guinea-fowl, in identical form. The larynx has
probably developed as a male sexual character, but it is
common to both sexes, and has become used by the female
for the purpose of calling the young. Horns are grown by
the females of goats, some breeds of sheep, and cattle, and
by the female of the reindeer, though not usually by deer
and antelopes.
So likewise many purely female characters manifest them-
selves in the males of animals. Darwin states that "with
the bees, the pollen-collecting apparatus is used by the female
for gathering pollen for the larvae, yet in most species it is
partially developed in the males to whom it is quite useless,
and it is perfectly developed in the male of Bombus, the
humble-bee." The most conspicuous example is the appear-
ance of mammary glands and nipples in the male, which
in early mammalia are thought to have been functional,
and which are functional at birth even in the human infant,
and are sometimes developed in the adult to the extent of
being used for suckling. Steers, and even bulls, sometimes
secrete milk. In pigeons a peculiar secretion developed from
fatty degeneration of the lining of the crop a few weeks
after the hatching of the young is used by both sexes to
feed them.
The like holds true of psychical characters, the distinction
904 THE MAKING OF MAN
between the two being but a concession to our forms of
thought. Psychical reactions necessarily differ in the two
sexes. The relations of life present themselves in the form
of entirely different values, and their effect upon the com-
plex of existing impulses and instincts varies according as
they act upon the dispositions of the male or upon those of
the female. The former is primarily concerned with activi-
ties directed to obtaining for the individual greater control
over the conditions of active life and with securing the best
advantages in the competition for food and favorable con-
ditions. The female's organism is specialized for the pro-
duction of offspring, and the impulses which are related to
those racial interests predominate in her over those which
have regard to the securing of the most advantageous present
conditions. The forms which the reproductive impulse itself
takes in the two sexes are dissimilar, and reactions and
feelings are differentiated according to the divergent func-
tions and dispositions of the two sexes.
The psychical development of the race thus takes place
along two separate lines. Two psychical evolutions proceed
side by side, a masculine and feminine evolution, each giving
rise to different products, modifications of impulses, general
and specialized instincts, affective values, and powers of
cognition, control, and action. Some of those psychical
products have come into existence as a result of the reactions
of masculine impulses and instincts, others as a result of
the reactions of the instincts and impulses of the female.
But here also, as in the development and transmission of
visible organic characters, the results of evolution in the
one sex are transmitted to the other.
Darwin mentions the instance of a hen which had ceased
laying and had assumed the plumage, voice, and warlike
disposition of the cock. When opposed to an enemy she
would erect her hackles and show fight. "Thus every char-
acter, even to the instinct and manner of fighting, must
have lain dormant in the hen as long as her ovaria continued
to act." Capons take up the brooding and nursing functions
bEXUAL CUSTOMS AND SOCIAL PRACTICE 505
of the female. A cock by being kept for a time in enforced
solitude and darkness could be taught to take charge of
chickens. He uttered the peculiar cry and retained during
his whole life the newly acquired (or rather, elicited)
maternal instinct. The sterile male hybrids from pheasants
and fowl take delight in sitting on ejgs, and watch for the
hens to leave their nests that they may have an opportunity
of taking their place.
The development in the male of instincts and psychical
modifications of female origin is widespread in the animal
kingdom. Examples of maternal instincts in the male are
found among reptiles and fishes whose parental instincts
are not in general highly developed. It is, indeed, a some-
what startling fact that the earliest manifestations of parental
instincts and care, as distinguished from purely physio-
logical provisions, appear in the lowest vertebrates, the fishes,
not in the female but in the male. "As a rule it is the
male who acts as guardian nurse, the female troubling her-
self but little about the fate of her eggs or her offspring."
Several male fishes carry the eggs in their mouth or pharynx
until they hatch. In a species of sea-horse, Hippocampus
guttulatus, the male develops a regular marsupial pouch in
which it carries the eggs. In a number of species the male
fish builds a more or less elaborate nest in which the
female deposits her ova. The male stickleback uses for the
purpose a mucous secretion which is specially produced by
the kidneys at the rutting season. The Butter-fish, or
Gunnel, rolls the mass of eggs into a ball and coils himself
round them, the female in this instance also taking a share
in the process of brooding. The male Lump-sucker (Cyclop-
terus lumpus) sedulously guards the eggs, which are affixed
to rocks or piles, and the young fry, when hatched, attach
themselves by their suckers to the body of their paternal
nurse. The North American Catfish (Amciurus nebulosus)
also mounts guard with great solicitude over the eggs, and
when they are hatched "leads the young in great schools
near the shore, seemingly caring for them as the hen for
506 THE MAKING OF MAN
her chicks." It might thus be said that maternal instincts
have, in the first instance, originated in the male! The para-
dox is readily intelligible when it is borne in mind that with
fishes, except the elasmo-branchs and teleosteans, there
is no copulation, spawn and milt being shed in the water
without sexual congress. The sexual instincts of the male
are accordingly directed not so much towards the female
as towards the eggs; these, and not the female, are the
excitant to their operation. It follows that the male is even
more disposed than the female to take an interest in the
eggs, to segregate them in his own person, parental care
being here indistinguishable from the sexual impulse.
It appears not improbable that those dispositions in primi-
tive vertebrate males have largely contributed to the de-
velopment of parental instinct-interest in the care of eggs,
and consequently in the development of the mating instinct
in the immediate successors of the fishes in the vertebrate
scale. And, in fact, the males of some reptiles and batra-
chians show the same solicitude directed towards the eggs
rather than towards the females. Thus the male obstetric
frog (Alytes obstetricans) helps the female to discharge
her eggs, pushes its hind-limbs in the convoluted mass, thus
winding it round its legs, and, after tending them carefully
for three weeks, betakes itself to the water to hatch the
eggs. In Rhinoderma Darwinii, a small Chilian frog, a
purely male organ, the croaking-ratchet, is temporarily con-
verted into a brood-pouch in which the eggs are carried
till hatched.
In the class of birds which presents the most conspicuous
development of the mating instinct in the male, those
instincts are connected with the eggs almost as much as with
the female. The male, as with fishes, is interested in the
protection of the eggs and in their hatching, and the repro-
ductive impulse continues to operate in relation to that func-
tion, apart from the purely sexual impulse that leads to con-
gress; while on the other hand, that mating instinct ceases,
SEXUAL CUSTOMS AND SOCIAL PRACTICE gojl
in general, to operate as soon as the brood has left the nest.
The male bird often relieves the female in brooding. This
is the rule among all Rasores, in several other birds, such
as godwits, the dotterel, and phalaropes. The psychology
of mating birds has in all probability been entirely mis-
conceived by interpreting it in terms of our own sentiments;
it is not so much the female which is the object of interest
to the male as the eggs. It is noteworthy that in those
species in which the male assumes female functions, the
female is considerably larger than the male and has a
brighter and handsomer plumage. The most curious instance
is presented by an Indian gallinaceous species, Turnix tai-
goor. In this bird the usual respective characters of male and
female are almost completely reversed; "the males only
sit on eggs, the females meanwhile calling and fighting,
without any care for their obedient mates. The males and
the males only tend their brood." While the males are of
a tame and mild disposition, the females are most pugna-
cious, and it is indeed those females and not the males which
are kept by the natives as "fighting cocks." The famous
habit of the cuckoo which, as Gilbert White remarked, "is
such a monstrous outrage on maternal affection, one of the
first dictates of nature, and such violence on instinct that,
had it only been related of a bird in the Brazils, or Peru, it
would never have merited belief," illustrates the manner in
which the correlated instincts of each sex are dependent
upon combined inheritance from both sexes. For "the species
consists predominantly of males. The preponderance is
probably as five to one, though one observer makes it five
times greater." So entirely identical are the males and the
females that they are not to be distinguished by external
appearance. With such a preponderatingly male heredity
it is not surprising to find the maternal instincts atrophied in
the female. There is no mating; sexual relations are
"promiscuous, that is, both polyandrous and polygynous."
As with physical characters, the dispositions inherited by
one sex from the other can become manifested and active
508 THE MAKING OF MAN
only when not conflicting with the functional characteristics
of the sex which inherits them, and when they perform a
useful function in regard to the reproductive interests of
the race.
Not only does each sex benefit by the products of the
evolution which has taken place in the opposite sex — a uni-
form level of development being maintained in the race —
but a further important consequence follows. Since in each
sex the characters of the opposite sex are only held in
abeyance by the functions peculiar to the sex of the indi-
vidual, a mutual adjustment takes place between the sexual
characters of the two sexes. These characters, both physical
and psychological, are balanced within every organism of
cither sex — organization, functions, and instincts being ad-
justed and adapted in each to the corresponding characters
of the other sex. The development of special impulses and
instincts in the one sex, being transmitted by heredity to
the other, calls forth a corresponding and complementary
adaptation, in the same manner as correlation of physio-
logical functions takes place in the individual. Mutual ad-
justment between the sexes in respect of the common racial
interests is thus automatically established.
ANTAGONISM BETWEEN THE MATING AND THE SEXUAL INSTINCT
No greater inducement could be offered to the male to
modify his sexual instincts in adaption to the mating instinct
of the female than the latter's transferred affection, for it is
the equivalent of the maternal tenderness and devotion
under the aegis of which his development has taken place.
The mating instinct leading to prolonged association is
nevertheless entirely foreign to his sexual instincts. The sole
function of the male in regard to reproduction is primarily
the impregnation of the ova, and the instincts are limited
to fulfilling that function. In most teleostean fishes, im-
pregnation does not even necessitate the coming together of
the sexes. In the majority of animals the contribution of the
male to the reproductive process does not extend beyond
SEXUAL CUSTOMS AND SOCIAL PRACTICE 50$
the sexual act. The further functions of providing physio-
logically and psychologically for the development of the
offspring devolve upon the female alone. Not only is the
mating instinct, leading to prolonged association with the
female and manifesting itself in tender sentiments and
affection, unrelated to any function and instinct of the
male, but that sentiment is in direct contrast and antagonism
to the character of his sexual impulse. So much so that the
two orders of impulses remain even in the higher forms
of their development essentially distinct. The sadic hunger
of the masculine impulse can never become entirely blended
with the mating affection. Love and lust must remain
antagonistic. "II n'y a rien de si loin de la volupte que
rattendrissement," observes Lamartine. Although they may
be directed towards the same object, the two forms of
sexual attraction in the male, distinct as they are in function
and origin, are not only opposed, but essentially incom-
patible; they may alternate, but can never completely blend.
Love, tender feeling, is a common cause of "psychical"
impotence. The high developments of the transferred ma-
ternal instinct in the male, the "sublimations" of the sexual
impulse, tend to obliterate the impulse itself. It has been
suggested that such transformations of the male instincts
are in reality a manifestation, or an index, of diminished
reproductive power, and that the high development of
romantic love would tend ultimately towards the extinction
of the race. The two instincts, the sexual and the mating .
instinct, may exist in the male quite independently of one
another; and this, as we shall have occasion to note, is
commonly the case in primitive humanity. The sexual im-
pulse may have no trace of affection, while on the other
hand, genuine and strong attachment, which quite com-
monly results from prolonged association, may be un-
attended with any manifestation of sexual instincts, such,
for instance, as jealousy. It is not uncommon among savages
for an old and decrepit wife to be tenderly loved and
treated with gentle affection, whilst her place ij taken,
510 THEMAKINGOFMAN
sexually, by younger wives. Throughout primitive societies
the distinction between the two functions and instincts is,
indeed, much more definitely and consciously recognized
than in our own, where sentiments and institutions have
deliberately tended to obliterate and ignore the distinction.
Sexual relations do not, in primitive society, imply sexual
association, and sexual association is not primarily regarded
as a sexual relation.
Those utilitarian considerations which are paramount
with the female have no place in the functional purpose of
the male's sexual instincts. It is, of course, the interest of
the male to obtain a capable mate; and in primitive mar-
riage, as we shall see, the capacity and ability of the
woman as a worker even is the chief, and often the sole,
consideration in determining the economic association. But
that order of considerations is, with the male, distinct from
the sexual instinct, and not, as with the female, an intrinsic
part of it. The economic motives of the male have regard to
his individual interests, not to those of the offspring; they
are conscious, not instinctive and subconscious; they are
unconnected with the sexual impulse, and they do not imply,
or even lead up to, tenderness and affection towards the
woman. In the latter those economic values are the cause
and standard of attraction; in man they are even antago-
nistic to that sexual attraction. In the sexual relations of
man the sexual instinct itself is supreme; and when that
instinct becomes discriminating, the discrimination has
reference chiefly or solely to sexual values. These are physi-
cal qualities of youth and beauty, which are, ultimately,
expressions of the suitability of the female for rearing off-
spring of the best type. Those moral qualities, such as
courage, ability, character, which are supreme in the
woman's sexual choice, have no place in the man's in so far
as that choice is purely sexual. Hence the feminine taunt
that a man may be attracted by a woman whom he neither
esteems nor respects.
Since the mating instinct, or love, is in the female
SEXUAL CUSTOMS AND SOCIAL PRACTICE 5!!
founded on much more direct biological needs, and is
much older in the order of development than with the
male, it tends to retain even in advanced stages of culture
its primitive character. That primitive character completely
fulfills the purpose and function of the instinct, and does
not require to be reinforced and sustained by adventitious
motives. In the male, on the contrary, that transferred
feminine instinct, destitute of my relation to purely mascu-
line instincts, is to a very much greater extent apt to
become an artificial product of cultural and social devel-
opment. Hence, one of the most important grounds for
the differences in the sentiment in man and in woman; it
is deeper in the latter, without being so exalted and subject
to cultural transfigurations as in man.
That cultural and social evolution is the all-important
factor in the development of the sentiment in the male.
So little does the emotional complex which we speak of
as love bear any resemblance to a primary and universal
impulse of life that even a cursory consideration suffices
to show the greatest diversities in the forms of those
sentiments within the range of familiar historical experi-
ence. It has frequently been remarked that "romantic love"
is profoundly influenced by literature and tradition, an(
that no one would be subject to it in the same form had
he never read a novel or seen a play. That social and
cultural tradition varies so much that the contrast between
its forms among the Greeks, the Romans, or the Arabs,
the Hindus, and the modern European has thrust itself
upon the notice of the least analytical psychology. Romantic
love is by many regarded as a product of the Middle Ages
and Renaissance, and as having been previously unknown.
Early Victorian love is noticed to be not the same thing
as twentieth-century love. The Italian's or the Spaniard's
notions and sentiments of sexual love differ considerably
from those of the Russian, the Norwegian, or the English-
man. If, then, the sentiment can assume so many different
forms and variations within that narrow range of human
512 THE MAKING OF MAN
observation, and if so many of its features are manifestly
social products of different types of culture, it may be
gauged how uncritical is the proceeding which treats all
sexual impulses and sentiments, in primitive man, in ani-
mals, as though they were even roughly and substantially
identical with those of cultured humanity.
Yet that is what is constantly and gravely done. Sexual
love is spoken of as if it were a simple and irreducible
emotion or impulse, whereas it is in reality the most
composite and complex of sentiments. As Herbert Spencer
pointed out, in addition to the sexual impulse and mating
affection, which are quite distinct, it is made up of an
almost boundless aggregate of feelings and sentiments.
Love of approbation and self-esteem receive their most
vivid gratification in the exclusive choice, the "blind" ad-
miration and idealization of the male by the female, and
her devotion to his chosen person; hence love is irresistibly
bred by love — "amor a nullo amato amar perdona." To
those sentiments are added the aesthetic feelings which
are themselves highly complex products of culture, and
which not only imply an "ideal of feminine beauty," but
also of charm, of character, of elegance and taste. Few
men, for instance, would have enough discrimination to
detect, and be attracted by, physical beauty in a woman
who was an habitual frump, or grotesque, sluttish, and
disgusting or ridiculous in her attire. Admiration for the
imaginative objectivation of all ideals of what is deemed
desirable is incorporated, no less than aesthetic ideals, in
romantic affection, the cultural results of mental and moral
development thus forming part of the sentiment. Sym-
pathetic participation, mostly imaginary, in common tastes;
the release of conventions in the freedom of intimacy, the
gratifications of proprietary feelings and of vanity must be
added. The conception of some ideal of future happiness
thought of, perhaps, as shaping the whole of life is blended
with the sentiments that are regarded as holding out the
promise of its realization. These all enter into the compo-
SEXUAL CUSTOMS AND SOCIAL PRACTICE 513
fition of what we speak of as "love," which, as Spencer
says, "fuses into one immense aggregate most of the ele-
mentary excitations of which we are capable." So complex
and comprehensive a sentiment may well become a dominant
inspiration of emotional life and of art. The exaltation
and intensity which are imparted to its varied com-
ponents are derived from the strongest impulse of living
organization. But such a complexity is not a biological char-
acter of the sexual impulse in the male. Nothing could
be simpler than its simplicity. Complexity results from
the permeation of all other activities by that impulse. Every
aspect and product of human cultural and mental evolu-
tion can be directly or indirectly brought into relation with
the reproductive impulse when its operation is diverted.
Social restrictions and cultural associations have diverted
the operation and diffused the energy of the sexual impulse,
thus giving rise to highly complex emotional states; these
are, in that form, the culmination of the long evolution
which has brought about those associations.
While the sentiments which, deriving originally from
the maternal instinct, have become associated with the
sexual impulse owe much to cultural and social develop-
ment, modifying influences even more important have
taken place in the opposite direction. Just as the trans-
ferred affection of the female for the male is a direct
derivative of maternal love, so likewise all feelings of a
tender, compassionate, altruistic character, which are in
direct contrast to primitive biological impulses, and while
almost entirely absent in animals, have become distinctive
of human psychology, are extensions and transformations
of the maternal instinct and are directly derived from it.
Apart from the relation between mother and offspring
there is in competitive animality no germ of that order
of feelings, and every form which they have assumed is
a derivative product of maternal love. Sympathy for suf-
fering, compassion, the placating of anger and hostility,
benevolence, generosity, all those sentiments which are
514 THE MAKING J> F MAN
termed "altruistic," up to their most abstract and generalized
developments, owe the mere possibility of their existence
to the growth of mother-love, and have arisen through the
transference of those maternal instincts to the male. That
order of sentiments, being of female origin, is developed
more spontaneously and more strongly in the female. The
sympathetic, protective, compassionate, affectionate atti-
tude, transferred by the female from the offspring to its
father, tends to become still further extended. Woman
becomes in general tender-hearted, merciful, compassionate
towards all males, towards females also provided they are
not possible rivals, towards animals and all living things,
and even towards plants, flowers, inanimate things, pos-
sessions, which are handled gently, tenderly; whereas the
male is disposed to be rough, to destroy and break. The
development and extension of sentiments of that order
are much more difficult, more unnatural in the male. They
are too radically opposed to the character of his instincts
and impulses. In spite of the accumulated force of heredity
the male child is born cruel; to inflict suffering on other
children, on his brothers and sisters, on animals, and to
elicit the signs of pain, is his natural propensity. He is
destructive, and to destroy even his own most valued pos-
sessions affords him pleasure. The operation of social and
traditional education is required to enable the dispositions
to tenderness inherited through the female line of evolu-
tion to attain a high degree of development in the male.
THE FILIAL INSTINCT
Those higher developments of maternal tenderness are
for the most part phenomena of advanced culture, and
have been comparatively late in making their appearance.
But the maternal instincts have from the outset given rise
to even more momentous derivative products. The sexual
associate is not the first in whom the sentiment of affection
is reflected. Long before the sexual impulse of the male
becomes transformed by such a sentiment, maternal in-
SEXUAL CUSTOMS AND SOCIAL PRACTICE 515
stincts produce an even stronger bond of attachment in
their direct object, the offspring itself. The strong feeling
of the child for the mother, his dependence and reliance
on her affection, her help, her protection, founded upon
fundamental experience during the first years of life, is in
highly developed societies weakened by a number of causes
which do not operate so strongly in the primitive grades
of society. The primitive natural sentiment remains much
stronger than the counteracting traditional sentiments of
"manliness" and independence, and the "mauvaise honte" at-
taching to the notion of being tied to a woman's apron
strings. Savages remain children. In this they closely re-
semble animals. "Among human beings," remarks Mr.
Seton, "the maternal feeling continues longer than the filial;
but in most (possibly all) of the lower animals it is the other
way. The young could keep on indefinitely deriving sus-
tenance and comfort from the mother, if allowed." That
continued dependence upon the mother's affection is a fea-
ture of primitive psychology.
"In the very lowest human society," remarks Schwein-
furth, "there is a bond which lasts for life between mother
and child, although the father may be a stranger to it."
The Indians of California "scarcely acknowledge their
father, but they preserve a longer attachment for their
mother, who has brought them up with extreme tender-
ness." Filial and parental love is "the strongest affection
that an Indian can experience." Among the Iroquois, "the
crime which is regarded as most horrible and which is
without example is that a son should be rebellious towards
his mother. When she becomes old he provides for her."
When the Russians first settled in the Aleutian Islands,
two of the most intelligent natives were sent to St. Peters*
burg and earned a good deal of money by exhibiting on
the Neva their skill in plying their canoes. They made
many friends and were pressed to remain; but they an-
swered that they could not think of staying longer away
from tMr old and decrepit mother, and must return to
516 THE MAKING OF MAN
look after her in her old age. In Melanesia, when engaging
a boat's crew for a week or two, one comes upon grown
men of forty who say that they are willing to join, but
must first obtain the consent of their mother. One of the
most conspicuous traits of the Dayaks of northern Borneo
is said to be "their devotion to their mothers and the
honor they pay them all their lives from the first moment
they can understand. Their father they may like, or they
may not; they recognize no duty towards him; but their
mother is something holy to them, whatever she is like,
and no one is ever allowed to breathe a word against her."
The Japanese believe that the spirits of mothers look, from
the other world, after the welfare of their children. "I
have noticed," says M. Giraud in speaking of the natives
of the Ivory Coast, "that children, even when grown
up to manhood, retain their affection for their mothers.
Their filial sentiments towards her are very much more
developed than towards their father." The same thing is
reported of the Ewe of Togoland and of the Bangala.
Among the Mandingo, says Mungo Park, "the maternal
affection, neither suppressed nor diverted by the solicitude
of civilized life, is everywhere conspicuous, and creates a
corresponding return of tenderness. The same sentiment
I found universally to prevail, and observed in all parts
of Africa that the greatest affront which could be offered
to a negro was to reflect on her who gave him birth."
"Strike me> but do not curse my mother," is a common
saying among the Mandingo, and also among the Fanti
and in the Congo. Lieut. Costermanns is doubtless right
in remarking that with the Congo native's respect for
his mother is mixed up- a superstitious sentiment. In most
countries the imprecations intended to be most offensive are
directed against a man's mother. Quarrels between children
among the Kru and among the Kaffirs are said to arise
mostly from some child having insulted another's mother.
The most solemn oath among the Damaras and among
the Herero is "by the tears of their mother." In Loango
SEXUAL CUSTOMS AND SOCIAL PRACTICE 517
grown-up persons invariably call, when in pain or in diffi-
culty, upon the name of their mother, and the mother
always addresses her offspring, no matter how old, as
"my children." They believe that even- after death the
mother watches over her children and protects them not
only from evil men, but also against the influences of
spirits and natural forces. "The strongest of all natural
ties," says Wilson of the West African negroes, "are those
between the mother and her children. Whatever other
estimate we may form of the African, we may not doubt
his love for his mother. Her name, whether dead or alive,
is always on his lips and in his heart. To her he confides
secrets which he would reveal to no other being on the
face of the earth. He cares for no one else in time of
sickness. She alone must prepare his food, administer his
medicine, prepare his ablutions, and spread his mat for
him. He flies to her in the hour of distress, for he well
knows, if all the rest of the world turn against him, she
will be steadfast in her love, whether he is right or wrong."
Among the Ibo of Nigeria, "the mother's love for the child,
and vice versa, are perhaps the most remarkable elements
in the family relationships. The son may not always treat his
mother kindly — although not to do so is abhorrent to the
Ibo mind, and very seldom indeed is a mother neglected
or treated disrespectfully — but the son never forgets his
mother. Invariably she is the first in his affections, and
she is his confidante in all serious affairs of life. In times
of danger his mother is thought of before even wife and
children. Wives are always to be had; he cannot get a
second mother." "Throughout all the bush-tribes in West
Africa," says Miss Kingsley, "this deep affection is the
same; next to the mother comes the sister." The same deep
affection of children for their mother is noted in Central
Africa. Cameron in his travels across Africa was once led
a very considerable distance out of his way by one of
his guides; it turned out that he had led the expedition
astray for hundreds of miles in order to meet his mother
J>'l8 THE MAKING OF MAN
A negro guide of Mr. Felkin resisted the temptation to do
the same; "I feared if I saw my mother," he said, "I should
want to stay with her, and I must not leave you." In the
polygamous African home the husband's mother is gen-
erally the first person whom the traveler meets; she is the
real head of the female part of the household, and the
"family," so far as regards the bonds of affection, con-
sists rather of mother and son than of husband and wives.
The women, on the other hand, are more closely bound
to their mother than to their husband; in Togoland "the
bond between mother and daughter is so strong that both
remain bound to one another until one dies. Never can
love towards the husband displace in the heart of a daugh-
ter the love towards her mother. In Oriental as in
African harems the mother, and not the chief wife, is
usually the head of the household. Lord Cromer, who
speaks rather severely of the Egyptians, remarks upon
their affection towards their jnothers; they often repeat
the saying of the Kuran; "Paradise lies at the feet of the
mother."
THE SOCIAL INSTINCTS
The attachment of the young to the mother differs con-
siderably in its character from maternal love; it consists
not so much in a sentiment of tenderness as in a sense
•nf dependence which gives rise to panic fear when that
protection is withdrawn and to a dread of solitude. The
young of carnivorous animals, even when not hungry,
invariably shriek and howl when left alone. Since it thus
consists primarily of a sense of dependence the filial senti-
ment is particularly ready to accept a substitute. It is not
primarily the mother as such that it requires—it is a pro-
tector, a guide, an individual upon whom it can lean. All
young animals will attach themselves to the first creature,
animal or human, that will look after them. New-born
chickens will follow any moving object. When guided by
the sense of sight alone "they seem to have no more dis-
SEXUAL CUSTOMS AND SOCIAL PRACTICE 519
position to follow a hen than to follow a duck or a humar,
being." By attending to his chickens from birth, Mr,
Spalding completely ousted their mother, and the chickens
would, without any encouragement, follow him everywhere
without taking the slightest notice of their own bereaved
parent. "When Indians have killed a cow buffalo," says
Hennepin, "the calf follows them and licks their hands."
Mr. Selous mentions that having shot a female rhinoceros
which had just dropped a calf, the latter at once trotted
behind its mother's slayer and quietly followed him to his
camp. The manner in which the domestication of animals
first took place will be apparent from such instances. The
reliance upon the mother extends to all companions, to
all individuals who are recognized as not being hostile or
dangerous, and results in a general disposition to friendli-
ness and affection. "When wild animals become tame,"
says Dr. Chalmers Mitchell, "they are really extending or
transferring to human beings the confidence and affection
they naturally give to their mothers, and this view will
be found to explain more facts about tameness than any
other. Every creature that would naturally enjoy maternal
care is ready to transfer its devotion to other animals or to
human beings. The capacity to be tamed is greatest in
those animals that remain longest with their parents and
that are most intimately associated with them."
Herbivorous animals show scarcely any attachment or
affection towards human beings. The carnivores become
extremely attached to their keepers; lions and tigers brought
up by Herr Hagenbcck showed excitement and joy when
seeing him again after an interval of two or three years.
Monkeys are the most affectionate of the lower animals
towards those who have brought them up, and the anthro-
poids most of all. Mr. R. B. Walker, who had a large experi-
ence in bringing up young gorillas, states that they "become
so much attached to their keeper or attendant that a sepa-
ration from him almost invariably causes these affectionate
apes to pine away and die."
J20 THE MAKING OF MAN
Members of the same group, brothers and sisters, are natu-
rally the first substitutes adopted in satisfying the sentiment
of dependence, and in appeasing the fear of solitude
created by maternal care. Those feelings are even more
prone to assume the character of sympathy and tender af-
fection when directed towards companions of the same age
than in relation to the mother. An instinct of clannishness
which draws a sharp distinction between members of the
group, known and familiar individuals, and strangers, be-
comes a marked feature of such a group. Thus among
American bison "each small group is of the same strain
of blood. There is no animal more 'clannish* than the bison.
The male calf follows the mother until two years old,
when he is driven out of the herd, and the parental tie is
entirely broken. The female calf fares better, as she is per-
mitted to stay with her mother's family for life. In a broad
sense it will be seen that the small local herd is a family, or
rather a clan. Their leader is always an old cow, doubtless
she is the grandmother of many of them. A pathetic sight
was sometimes witnessed when the mother of one of these
families was killed at the first shot. They were so devoted
to her they would linger and wait until the last one could
be easily slain." The same group sentiment has been ob-
served by many as being very marked in the elephant. "If by
any accident," says Sir E. Tennant, "an elephant becomes
hopelessly separated from his herd, he is not permitted to
attach himself to any other. No familiarity or intimate asso-
ciation is under any circumstances permitted. To such height
is this exclusiveness carried that even amidst the terror of
an elephant corral, when an individual, detached from his
own party in the melee and confusion, has been driven
into the enclosure with an unbroken herd, I have seen him
repulsed in every attempt to take refuge among them." In
those animals which have in numbers been together under
the influence of prolonged maternal care, a tendency is ob-
servable among the young to continue together after they
have left, or been expelled from, the maternal group. This
SEXUAL CUSTOMS AND SOCIAL PRACTICE 521,
is observed among crows, jackdaws, starlings, and other
birds, and in some members of the deer tribe. Among pri*
mates the tendency is conspicuous. Monkeys are the only
mammals in which a true social instinct may be said to
be developed. Until sexual causes come into operation all
young monkeys tend to remain associated in troops with the
members of the same brood, and in that association arc
developed for the first time in the animal kingdom senti-
ments of sympathy. Sympathy is, as Romanes remarked,
"more strongly marked in monkeys than in any other ani-
mal, not even excepting the dog." He mentions striking
instances of that mutual interest which is a conspicuous
feature of all associations of monkeys. A sick monkey is
waited on with the utmost solicitude and anxiety by his
companions, who even forgo dainties in order to offer them
to him. A monkey on board a ship is said to have extended
a rope overboard in order to save a drowning companion.
Those social impulses are correlated with the prolonged
association of infancy under maternal care.
The so-called instinct of sociability or of gregariousness
is in reality the effect of the offspring's dependence upon
maternal protection, and consequent dread or dislike of
solitude on the part of the dependent young. It has been
repeated since the time of Aristotle that "man is a social
animal," and the origin of human society has been set
down to the operation of such a supposed innate disposi-
tion to association. Modern psychologists have continued
to refer to such a supposed primary Instinct, and to regard
it as an ultimate fact of paramount importance in deter-
mining human social organization. But in doing so they
appear to have merely taken for granted a time-honored as-
sumption. When any attempt is made to justify such an
estimate, and to describe the manifestations of the supposed
instinct, it is invariably found that other powerful motives
are at work. Mr. Marshall is almost singular in judiciously
maintaining that all social instincts appertain to a much
more recent stratum than other mental tendencies. Dr.
^22 THE MAKING OF MAN
Drever cautiously observes that "it is perhaps a matter for
the biologist rather than for the psychologist to decide."
Biological facts give no support to the conception. The
supposed "gregarious instinct" has, indeed, commonly been
referred to as the cause of the associations or congregations
of animals in much the same manner as the properties of
opium are explained by Moliere's physician by a reference
to its "dormitive virtue." It has been supposed that such an
instinct is one of the primary and fundamental impulses of
life, and the theory formulated by Buff on in the eighteenth
century, that the "forms of the social instinct" are the chief
determining factor of the habits and groupings of animals,
persists in ir»any later biological writings. It is constantly
suggested or assumed that an instinct of sociability is an
innate impulse of all living protoplasm, and that living
organisms are naturally attracted towards other living
organisms. But those prevalent assumptions will not stand
the test of critical examination. Primitive plasmophagous
organisms are attracted towards others by hunger, or by
the need for conjugation, which is a form of the same im-
pulse. The congregation of microorganisms is determined,
as is easily demonstrated by experiment, not by the presence
or absence of other organisms, but by the most favorable
conditions of nutrition and temperature. The broods of all
organisms naturally accumulate in one spot and are there-
fore commonly found in groups. But far from there being
any indication of a natural tendency to congregate together,
the impulses of living organisms show, on the contrary, the
opposite tendency. The broods which are accumulated by
the reproductive process in the neighborhood of one spot
tend invariably to scatter and spread abroad. The uniquity
of life is the result of that tendency to dispersion. It is the
natural consequence of the need for food which is liable
to become exhausted where many claimants to it congregate,
and must be sought farther afield. It is an advantage to
organisms to wander away from the pressure of competition
to fresh fields and pastures new.
SEXUAL CUSTOMS AND SOCIAL PRACTICE 523
That impulse of the individual to wander is far more
conspicuously manifested among animals, from the lowest to
the highest, than any "gregarious instinct." In the lower
animals the tendency is almost invariably to wander as
far afield as possible. Insects, among which the most perfect
examples, outside humanity, of social communities are
found, are nevertheless eminently solitary. "The majority
of insects," says Mr. C. A. Ealand, "are solitary in their
habits; each individual, or at most a pair of individuals, lives
its life irrespectively of the activities of others of its kind."
If a "socal instinct" were an original, or even a common
and deep-seated, impulse of life, we should expect to find
the majority of animals, especially the higher and more
intelligent, aggregated in communities. But that is very far
from being the case. On the contrary, the lower and least
intelligent birds and the ruminants are found herding in
large numbers, while the more highly developed nesting-
birds, the birds of prey, and the carnivores are eminently
solitary. Even the most typically herding animals have a
tendency to segregate thenuelves and to disperse. Large
herds are in reality subdivided into smaller groups of closely
related animals, and it is the familial instinct, and not an
undifferentiated gregarious instinct, which causes GaltonV
Damaraox to feel uneasy when separated from his group.
Cattle, sheep, horses, when promiscuously herded together,
sort themselves out into separate groups according to color
and varieties, and such groups will hold no communication
with one another, and will often segregate themselves in
different territories. All animal groups, in the natural state,
break up through the operation of the reproductive in-
stincts. The females of nearly all animals seek solitude after
impregnation, and in every species, even the most gregarious,
the males have a tendency to wander in solitude. Of ele-
phants, Mr. Sanderson remarks: "Much misconception exists
on the subject of 'rogues' or solitary elephants. The usually
accepted belief is that these elephants are turned out of the
herds by their companions at times to roam by themselves
524 THEMAKINGOFMAN
Sometimes they make those expeditions merely for the sake
of solitude." The same remark doubtless applies to many
of the males, which in all species are seen roaming by them-
selves, or in small groups of two or three. In old males,
when both the infantile and the sexual instincts have ceased
to operate, instinctive tendencies revert to the more primi-
tive impulse towards dispersal and independence. Of bats it
is noted that, "though most bats are gregarious in the sum-
mer, in the winter they prefer solitude and quiet. They go
off singly, or at most in twos or threes." Those animals which
mate in pairs separate after the functions of reproduction
are discharged as commonly as do herding animals; and of
the animals nearest to man the gorilla has been found alone
most as frequently as in herds, and the orang-utan has
scarcely ever been seen except alone or with young. All mon-
keys strongly resent the intrusion of a stranger in their
troops, which are close corporations. Their gregarious in-
itincts are towards the groups, not towards the species.
The truth is that there is neither an intrinsic social
instinct nor any instinct of solitude; animal life does not,
as an inherent impulse, love either society or solitude for its
own sake. Such abstract predilections may operate in the
realms of culture and conceptual thought, but they have no
bearing on the behavior of unsophisticated life. Other im-
pulses, such as the sexual impulse, or the infantile depend-
ence of offspring, may keep or bring animals together; or
they may, as does the competition for food, drive them
apart; but whether they come together or seek segregation
their behavior is not the effect of any "gregarious" or "anti-
gregarious" disposition, but of a need for the satisfaction
of which either aggregation or solitude is favorable.
The social instinct, the love of company which has de-
veloped in the very highest forms of life, is a special and
specifically developed instinct. All familial feeling, all
group-sympathy, the essential foundation, therefore, of a
social organization, is the direct product of prolonged ma-
ternal care, and does not exist apart from it. The deep, self-
SEXUAL CUSTOMS AND SOCIAL PRACTICE 525
protective instincts of timidity and distrust forbid, especially
in the male, the extension of those sentiments beyond the
group of companions. In regard to individuals that are not
members of the family group, the original instincts of
the cautious, competitive animal retain their full force; the
stranger is regarded with spontaneous hostility and hatred.
To man absolute solitude is abhorrent; it is not good for
man to be alone. But that is a very different matter from
a "social instinct." The distress caused by solitude can usually
be remedied by the company of an individual of the opposite
sex. The "social instinct" is here no other than the sexual
instinct. As in animals that need may, and commonly does,
admit of all sorts of substitutes and extensions. In the ab-
sence of a congenial companion of the opposite sex, man,
rather than suffer absolute isolation, will draw up even to
uncongenial companions, or he will value the companion*
ship of an animal, of a dog, of a horse, or even, as in the
legend of Bruce, of a spider. A stranger in an unknown
land will find comfort in the silent companionship of
other human beings, though they may take no notice of him.
In all circumstances he will desire, above all, the compan-
ionship, not only of a mate, but of his family, his children
friends, of all who are dear to him.
Those feelings are the expression of the familial sentiment
arising out of the operation of the maternal instincts, no(:
of a generalized, indiscriminate "social instinct." Far from
there existing any indication of such a general social in-
stinct in primitive humanity, the attitude of an uncultured
human being towards any individual who is not a member
of their own restricted social group is one of profound dis-
trust and generally of active hostility. "In primitive culture,"
observes Dr. Brinton, "there is a dual system of morals:
the one of kindness, love, help, and peace, applicable to the
members of our own clan, tribe, or community; the other
of robbery, hatred, enmity, and murder, to be practiced
against all the rest of the world; and the latter is regarded
as quite as much a sacred duty as the former." Among all
526 THE MAKING OF MAN
primitive peoples small groups show the strongest indis-
position to fuse into larger ones, and the intrusion of
strangers is resented. In the Andaman Islands, before the
arrival of Europeans, the inhabitants of the small area of
those islands were divided into a number of tribelets which
had never held any intercourse with one another. When first
brought together they were unable to converse, their lan-
guages having during centuries of segregation diverged
completely, although they were members of the same race.
The island of Raratonga was in like manner inhabited, be-
fore the advent of Europeans, by tribes which had no knowl-
edge of one another. When the Veddahs of Ceylon are
brought into contact with individuals belonging to another
tribelet, which, maybe, dwells only a few miles away, they
stand in silent embarrassment, refuse to speak, and scowl
at the strangers with a manifest disinclination to associate
with them. The attitude of the Fuegians, who live in small,
scattered communities, towards members of all other groups
is said to be one of strong hostility. Between the North
American tribes "there was no intermarriage, no social
intercourse, no intermingling of any kind, except that of
mortal strife." The most salient trait of the Seri Indians is
their implacable hostility towards every human being,
Indian or white, who is not a member of their tribe, and
even each clan views all others with suspicion. South Ameri-
can natives are divided into innumerable small groups and
tribelets who hate one another mortally. "The savages de-
test all who are not of their tribe, and hunt the Indians of
a neighboring tribe who are at war with their own, as we
hunt game." The rough huts of the wild Cashibo of southern
Peru are surrounded with pitfalls and concealed spikes. In
Australia it is a rule that no black fellow from one camp
may visit another camp without being invited; a messenger
or visitor from one clan to another must sit down at some
distance from the strange camp and wait until he has been
examined by some of the elders before he is asked to ap-
SEXUAL CUSTOMS AND SOCIAL PRACTICE 527
preach. "Every stranger who presents himself uninvited
amongst them incurs the penalty of death." Among the
ancient Britons no man could approach or pass a village
without giving warning of his presence by blowing a horn,
The same precaution was observed by the Guatos of South
America, and by the Maori of New Zealand.
It is not in obedience to any generalized mutual attraction,,
to any "gregarious" or "social instinct, that groups, whethei
of human beings or of animals, are formed or maintained.
Wherever such a group exists it is the result of specific needs
and instincts, and not of any attraction that impels indi-
viduals to association for its own sake. In the higher forms
of animal life, what has commonly been called the "social
instinct" is the direct outcome of the relation between
mother and offspring, and of the reflection of the maternal
instincts in the relations of mutual dependence and sym-
pathy, between members of the same brood or brotherhood,
Darwin, although he appeared to share some of the current
misconceptions concerning so-called social instincts, per
ceived that "the feeling of pleasure from society is probably
an extension of the parental or filial affection," and that
those latter feelings and instincts "lie at the basis of social
affections." The material out of which all human society
had been constructed is the bond of those sentiments. These
have undergone many extensions and transformations, sen
timents of brotherhood towards all members of the same
clan, and, in higher forms of culture, ideal loyalties, patriotic
devotion, and religious altruisms. Those sentiments and
social virtues which are necessary to the existence of any
form of human society have their original root in the feeling
which characterizes the relation betweeen mother and off-
spring. Dr. Ferriani, in discussing the education and
reformation of youthful delinquents, that is, of youths who
are deficient in social sentiment and virtues, remarks that
the most numerous and most hopeless cases are those .where
no opportunity has been afforded for the development o'
528 THE MAKING OF MAN
filial sentiments. On the other hand, "I never despair," he
says, "of youths who honor their mother." The original of
all social bonds, the only one which exists among the higher
animals and in the most primitive human groups, is that
created by mother Jove.
HOMOSEXUAL LOVE*
By EDWARD WESTERMARCK
OUR review of the moral ideas concerning sexual relations
has not yet come to an end. The gratification of the sexual
instinct assumes forms which fall outside the ordinary pale
of nature. Of these there is one which, on account of the
r6le which it has played in the moral history of mankind,
cannot be passed over in silence, namely, intercourse between
individuals of the same sex, what is nowadays commonly
called homosexual love.
It is frequently met with among the lower animals.1 It
probably occurs, at least sporadically, among every race of
mankind.2 And among some peoples it has assumed such
proportions as to form a true national habit.
In America homosexual customs have been observed
among a great number of native tribes. In nearly every part
of the continent there seem to have been, since ancient times,
men dressing themselves in the clothes and performing the
functions of women, and living with other men as their
concubines or wives.3 Moreover, between young men who
are comrades in arms there are liaisons d'amitie, which, ac-
cording to Lafitau, "ne lassent aucun soup^on de vice appa-
rent, quoiqu'il y ait, ou qu'il puisse y avoir, beaucoup de
vice reel." 4
Homosexual practices are, or have been, very prominent
among the peoples in the neighborhood of Behring Sea.6
In Kadiak it was the custom of the parent who had a girl-
like son to try to dress and rear him as a girl, teaching him
only domestic duties, keeping 'him at woman's work, and
letting him associate only with women and girls. Arriving at
the age of ten or fifteen years, he was married to some
* The Origin and Development of the Moral Ideas. London: Macmilltn
and Co.
53° THE MAKING OF MAN
wealthy man and was then called an achnuchi^ or shoopan*
Dr. Bogoras gives the following account of a similar prac-
tice prevalent among the Chukchi: "It happens frequently
that, under the supernatural influence of one of their sha-
mans, or priests, a Chukchi lad at sixteen years of age wil!
suddenly relinquish his sex and imagine himself to be a
woman. He adopts a woman's attire, lets his hair grow, and
devotes himself altogether to female occupation. Further-
more, this disowner of his sex takes a husband into the Yurt
and does all the work which is usually incumbent on the
wife in most unnatural and voluntary subjection. Thus it
frequently happens in a Yurt that the husband is a woman,
while the wife is a man! These abnormal changes of sex
imply the most abject immorality in the community, and
appear to be strongly encouraged by the shamans who
interpret such cases as an injunction of their individual
deity."
The change of sex was usually accompanied by future
uhamanship; indeed, nearly all the shamans were former
delinquents of their sex.7 Among the Chukchi male sha-
mans who are clothed in woman's attire and are believed
to be transformed physically into women are still quite
common; and traces of the change of a shaman's sex into
that of a woman may be found among many other Siberian
tribes.8 In some cases at least there can be no doubt that
these transformations were connected with homosexual
practices. In his description of the Koriaks, Krasheninnikoff
makes mention of the fe'yev, that is, men occupying the po-
sition of concubines; and he compares them with the Kam-
chadale fye^cuc, as he calls them, that is, men transformed
into women. Every foe'l^cuc, he says, is regarded as a
magician and interpreter of dreams; but from his con-
fused description Mr. Jochelson thinks it may be inferred
that the most important feature of the institution of the
tye'Itfuc lay, not in their shamanistic power, but in their
position with regard to the satisfaction of the unnatural
inclinations of the Kamchadales. The Itpc'kfuc wore
SEXUAL CUSTOMS AND SOCIAL PRACTICE 531
women's clothes, did women's work, and were in the posi-
tion of wives or concubine:,.9
In the Malay Archipelago homosexual love is common,10
though not in all of the islands.11 It is widely spread among
the Bataks of Sumatra.12 In Bali it is practiced openly, and
there are persons who make it a profession. The basir of
the Dyaks are men who make their living by witchcraft and
debauchery. They "are dressed as women, they are made
use of at idolatrous feasts and for sodomitic abominations,
and many of them are formally married to other men." 13
Dr. Haddon says that he never heard of any unnatural
offenses in Torres Straits; 14 but in the Rigo district of
British New Guinea several instances of pederasty have
been met with,15 and at Mowat in Daudai it is regularly
indulged in.10 Homosexual love is reported as common
among the Marshall Islanders 1T and in Hawaii.18 From
Tahiti we hear of a set of men called by the natives mahoos,
who "assume the dress, attitude, and manners, of women,
and affect all the fantastic oddities and coquetries of the
vainest of females. They mostly associate with the women,
who court their acquaintance. With the manners of the
women, they adopt their peculiar employments. . . . The
encouragement of this abomination is almost solely con-
fined to the chiefs." 19 Of the New Caledonians, M. Foley
writes: "La plus grande fraternite n'est pas chez eux la
fraternite uterine, mais la fraternite des armes. II en est ainsi
surtout au village de poepo. II est vrai que cette fraternite des
armes est compliquee de pcdcrastie." 20
Among the natives of the Kimberley District in West
Australia, if a young man on reaching a marriageable age
can find no wife, he is presented with a boy-wife, known
as choofodoo. In this case, also, the ordinary exogamic rules
are observed, and the "husband" has to avoid his "mother-
in-law" just as if he were married to a woman. The choofo-
doo is a boy of five years to about ten, when he is initiated.
"The relations which exist between him and his protecting
billalu" says Mr. Hardman, "are somewhat doubtful. There
532 THE MAKING OF MAN
is no doubt they have connection, but the natives repudiate
with horror and disgust the idea of sodomy." 21 Such mar-
riages are evidently exceedingly common. As the women are
generally monopolized by the older and more influential
men of the tribe, it is rare to find a man under thirty or forty
who has a wife: hence it is the rule that, when a boy
becomes five years old, he is given as a boy-wife to one of
the young men.22 According to Mr. PurcelPs description
of the natives of the same district, "every useless member of
the tribe" gets a boy, about five or seven years old; and
these boys, who are called mullawongahs ', are used for sexual
purposes.23 Among the Chingalee of South Australia, North-
ern Territory, old men are often noticed with no wives but
accompanied by one or two boys, whom they jealously
guard and with whom they have sodomitic intercourse.24
That homosexual practices are not unknown among other
Australian tribes may be inferred from Mr. Howitt's state-
ment relating to South-Eastern natives, that unnatural of-
fenses are forbidden to the novices by the old men and
guardians after leaving the initiation camp.25
In Madagascar there are certain boys who live like women
and have intercourse with men, paying those men who
please them.20 In an old account of that island, dating from
the seventeenth century, it is said: "II y a quelques
hommes qu'ils appellent Tsecats, qui sont hommes efltemi-
nez et impuissans, qui recherchent les gardens, et font mine
d'en estre amoureux, en contrefaisons les filles et se vestans
ainsi qu'elles leurs font des presents pour dormir avec eux,
et mesmes se donnent des noms de filles, en faisant les hon-
teuses et les modestes. ... Us Ha'issent les femmes et ne les
veulent point hanter."27 Men behaving like women have
also been observed among the Ondonga in German South-
west Africa28 and the Diakite-Sarracolese in the French
Soudan,29 but as regards their sexual habits details are
wanting. Homosexual practices are common among the
Banaka and Bapuku in the Cameroons.80 But among the
natives of Africa generally such practices seem to be com*
SEXUAL CUSTOMS AND SOCIAL PRACTICE 533
paratively rare,81 except among Arabic-speaking peoples and
in countries like Zanzibar,82 where there has been a strong
Arab influence.
In North Africa they are not restricted to the inhabitants
of towns; they are frequently among the peasants of Egypt 33
and universal among the Jbala inhabiting the Northern
mountains of Morocco. On the other hand, they are much
less common or even rare among the Berbers and the
nomadic Bedouins,84 and it is reported that the Bedouins
of Arabia are quite exempt from them.35
Homosexual love is spread over Asia Minor and Mesopo-
tamia.30 It is very prevalent among the Tartars and Ka-
ratchai of the Caucasus,37 the Persians,88 Sikhs,89 and
Afghans; in Kaubul a bazaar or street is set apart for it.40
Old travelers make reference to its enormous frequency
among the Muhammedans of India,41 and in this respect
time seems to have produced no change.42 In China, where
it is also extremely common, there are special houses devoted
to male prostitution, and boys are sold by their parents
about the age of four, to be trained for this occupation.48
In Japan pederasty is said by some to have prevailed from
the most ancient times, whereas others are of opinion that
it was introduced by Buddhism about the sixth century of
our era. The monks used to live with handsome youths, to
whom they were often passionately devoted; and in feudal
times nearly every knight had as his favorite a young man
with whom he entertained relations of the most intimate
kind, and on behalf of whom he was always ready to fight a
duel when occasion occurred. Tea-houses with male ghcishas
were found in Japan till the middle of the nineteenth cen-
tury. Nowadays pederasty seems to be more prevalent in the
Southern than in the Northern provinces of the country, but
there are also districts where it is hardly known.44
No reference is made to pederasty either in the Homeric
poems or by Hesiod, but later on we meet with it almost
as a national institution in Greece. It was known in Rome
and other parts of Italy at an early period; i5 but here also
534 THE MAKING OF MAN
it became much more frequent in the course of time. At the
close of the sixth century, Polybius tells us, many Romans
paid a talent for the possession of a beautiful youth.40 During
the Empire "il etait d'usage, dans les families patriciennes,
de donner au jeune homme pubere un esclave du meme
age comme compagnon de lit, afin qu'il put satisfaire . . .
'ses premiers elans' genesiques"; 4T and formal marriages
between men were introduced with all the solemnities of
ordinary nuptials.48 Homosexual practices occurred among
the Celts,49 and were by no means unknown to the ancient
Scandinavians, who had a whole nomenclature on the
subject.50
Of late years a voluminous and constantly increasing
literature on homosexuality has revealed its frequency in
modern Europe. No country and no class of society is free
from it. In certain parts of Albania it even exists as a popular
custom, the young men from the age of sixteen upwards
regularly having boy favorites of between twelve and
.seventeen.51
The above statements chiefly refer to homosexual prac-
tices between men, but similar practices also occur between
women.52 Among the American aborigines there are not
only men who behave like women, but women who behave
like men. Thus in certain Brazilian tribes women are found
who abstain from every womanly occupation and imitate
the men in everything, who wear their hair in masculine
fashion, who go to war with a bow and arrows, who hunt
together with the men, and who would rather allow them-
selves to be killed than have sexual intercourse with a man.
"Each of these women has a woman who serves her and
with whom she says she is married; they live together as
husband and wife." 53 So also there are among the Eastern
Eskimo some women who refuse to accept husbands, pre-
ferring to adopt masculine manners, following the deer
on the mountains, trapping and fishing for themselves.54
Homosexual practices are said to be common among Hot-
tentot 55 and Herero 56 women. In Zanzibar there are women
SEXUAL CUSTOMS AND SOCIAL PRACTICE 535
who wear men's clothes in private, show a preference for
masculine occupations, and seek sexual satisfaction among
women who have the same inclination, or else among nor-
mal women who are won over by presents or other means.51
In Egyptian harems every woman is said to have a
"friend." 58 In Bali homosexuality is almost as common
among women as among men, though it is exercised more
secretly;89 and the same seems to be the case in India.80
From Greek antiquity we hear of "Lesbian" love. The fact
that homosexuality has been much more frequently noticed
in men than in women does not imply that the latter are
less addicted to it. For various reasons the sexual abnormali-
ties of women have attracted much less attention,61 and
moral opinion has generally taken little notice of them.
Homosexual practices are due sometimes to instinctive
preference, sometimes to external conditions unfavorable to
normal intercourse.62 A frequent cause is congenital sexual
inversion, that is, "sexual instinct turned by inborn consti'
tutional abnormality toward persons of the same sex." 6S L
seems likely that the feminine men and the masculine
women referred to above are, at least in many instances,
sexual inverts; though, in the case of shamans, the change
of sex may also result from the belief that such trans-
formed shamans, like their female colleagues, are par-
ticularly powerful.64 Dr. Holder affirms the existence of
congenital inversion among the Northwestern tribes of the
United States,05 Dr. Baumann among the people of Zan-
zibar; °° and in Morocco, also, I believe it is common enough.
But as regards its prevalence among non-European peoples
we have mostly to resort to mere conjectures; our real
knowledge of congenital inversion is derived from the vol-
untary confessions of inverts. The large majority of traveler*
are totally ignorant of the psychological side of the subject,
and even to an expert it must very often be impossible to
decide whether a certain case of inversion is congenital or
acquired. Indeed, acquired inversion itself presupposes ait
innate disposition which under certain circumstances de-
530 THE MAKING OF MAN
vclops into actual inversion.07 Even between inversion and
normal sexuality there seems to be all shades of variation.
Professor James thinks that inversion is "a kind of sexual
appetite, of which very likely most men possess the germinal
possibility." °8 This is certainly the case in early puberty.69
A very important cause of homosexual practices is absence
of the other sex. There are many instances of this among
the lower animals.70 Buffon long ago observed that, if male
or female birds of various species were shut up together,
they would soon begin to have sexual relations among them-
selves, the males sooner than the females.71 The West
Australian boy-marriage is a substitute for ordinary marriage
in cases when women are not obtainable. Among the Bororo
of Brazil homosexual intercourse is said to occur in their
men-houses only when the scarcity of accessible girls is
unusually great.72 Its prevalence in Tahiti may perhaps
be connected with the fact that there was only one woman to
four or five men, owing to the habit of female infanticide.79
Among the Chinese in certain regions, for instance Java,
the lack of accessible women is the principal cause of homo-
sexual practices.74 According to some writers such practices
are the results of polygamy.75 In Muhammedan countries
they are no doubt largely due to the seclusion of women,
preventing free intercourse between the sexes and com-
pelling the unmarried people to associate almost exclusively
with members of their own sex. Among the mountaineers
of northern Morocco the excessive indulgence in pederasty
thus goes hand in hand with great isolation of the women
and a very high standard of female chastity, whereas
among the Arabs of the plains, who are little addicted to
boy-love, the unmarried girls enjoy considerable freedom.
Both in Asia 7fl and Europe 77 the obligatory celibacy of the
monks and priests has been a cause of homosexual practices,
though it must not be forgotten that a profession which
imposes abstinence from marriage is likely to attract a
comparatively large number of congenital inverts. The tem-
porary separation of the sexes involved in a military mode
SEXUAL CUSTOMS AND SOCIAL PRACTICE 537
of life no doubt accounts for the extreme prevalence of
homosexual love among warlike races,78 like the Sikhs,
Afghans, Dorians, and Normans.70 In Persia 80 and Morocco
it is particularly common among soldiers. In Japan it was
an incident of knighthood, in New Caledonia and North
America of brotherhood* in arms. At least in some of the
North American tribes men who were dressed as women
accompanied the other men as servants in war and the
chase.81 Among the Banaka and Bapuku in the Cameroons
pederasty is practiced especially by men who are long ab-
sent from their wives.82 In Morocco I have heard it advocated
on account of the convenience it affords to persons who are
traveling.
Dr. Havelock Ellis justly observes that when homosexual
attraction is due simply to the absence of the other sex we
are not concerned with sexual inversion, but merely with
the accidental turning of the sexual instinct into an abnormal
channel, the instinct being called out by an approximate sub-
stitute, or even by diffused emotional excitement, in the
absence of the normal object.83 But it seems to me probable
that in such cases the homosexual attraction in the course
of time quite easily develops into genuine inversion. I
cannot but think that our chief authorities on homosexuality
have underestimated the modifying influence which habit
may exercise on the sexual instinct. Professor Krafft-
Ebing84 and Dr. Moll85 deny the existence of acquired
inversion except in occasional instances; and Dr. Havelock
Ellis takes a similar view, if putting aside those cases of
a more or less morbid character in which old men with
failing sexual powers, or younger men exhausted by hetero-
sexual debauchery, are attracted to members of-their own
sex.86 But how is it that in some parts of Morocco such a
very large proportion of the men are distinctly sexual
inverts, in the sense in which this word is used by Dr.
Havelock Ellis,87 that is, persons who for the gratification
of their sexual desire prefer their own sex to the opposite
one? It may be that in Morocco and in Oriental countries
538 THE MAKING OF MAN
generally, where almost every individual marries, congenital
inversion, through the influence of heredity, is more frequent
than in Europe, where inverts so commonly abstain from
marrying. But that this could not be an adequate explana-
tion of the fact in question becomes at once apparent when
we consider the extremely unequal distribution of in-
verts among different neighboring tribes of the same stock,
some of which are very little or hardly at all addicted to
pederasty. I take the case to be, that homosexual practices
in early youth have had a lasting effect on the sexual instinct,
which at its first appearance, being somewhat indefinite,
is easily turned into a homosexual direction.88 In Morocco
inversion is most prevalent among the scribes, who from
childhood have lived in very close association with their
fellow-students. Of course, influences of this kind "require
a favorable organic predisposition to act on"; 80 but this
predisposition is probably no abnormality at all, only a
feature in the ordinary sexual constitution of man.00 It
should be noticed that the most common form of inversion,
at least in Muhammedan countries, is love of boys or youths
not yet in the age of puberty, that is, of male individuals
who are physically very like girls. Voltaire observes: "Sou-
vent un jeune gar$on, par la fraicheur de son teint, par
1'eclat de ses couleurs, et par la douceur de ses yeux, res-
semble pendant deux ou trois ans a une belle fille; si on
Paime c'est parce que la nature se meprend."01 Moreover,
in normal cases sexual attraction depends not only on sex,
but on a youthful appearance as well; and there are persons
so constituted that to them the latter factor is of chief
importance, whilst the question of sex is almost a matter of
indifference.
In ancient Greece, also, not only homosexual intercourse,
but actual inversion, seems to have been very common; and
although this, like every form of love, must have contained
a congenital element, there can be little doubt, I think, that
it was largely due to external circumstances of a social char-
acter. It may, in the first place, be traced to the methods
SEXUAL CUSTOMS AND SOCIAL PRACTICE 539^
of training the youth. In Sparta it seems to have been the
practice for every youth of good character to have his lover$
or "inspirator," °2 and for every well-educated man to be the
lover of some youth.93 The relations between the "inspirator"
and the "listener" were extremely intimate: at home the
youth was constantly under the eyes of his lover, who was
supposed to be to him a model and pattern of life;94 in
battle they stood near one another and their fidelity and
affection were often shown till death; 95 if his relatives were
absent, the youth might be represented in the public as-
sembly by his lover; °° and for many faults, particularly want
of ambition, the lover could be punished instead of the
"listener." °7 This ancient custom prevailed with still greater
force in Crete, which island was hence by many persons
considered to be the place of its birth.98 Whatever may
have been the case originally, there can be no doubt that in
later times the relations between the youth and his lover
implied unchaste intercourse.90 And in other Greek states
the education of the youth was accompanied by similar
consequences. At an early age the boy was taken away from
his mother, and spent thenceforth all his time in the com-
pany of men, until he reached the age when marriage be-
came for him a civic duty.100 According to Plato, the gym-
nasia and common meals among the youth "seem always
to have had a tendency to degrade the ancient and natural
custom of love below the level, not only of man, but of
the beasts."101 Plato also mentions the effect which these
habits had on the sexual instincts of the men: "When they
reached manhood they were lovers of youths and not natu-
rally inclined to marry or beget children, but, if at all, they
did so only in obedience to the law." 102 Is not this, in all
probability, an instance of acquired inversion? But besides
the influence of education there was another factor which,
cooperating with it, favored the development of homo-
sexual tendencies, namely, the great gulf which mentally
separated the sexes. Nowhere else has the difference in
culture between men and women been «?o immense as in the
THE MAKING OF MAN
fully developed Greek civilization. The lot of a wife in
Greece was retirement and ignorance. She lived in almost
absolute seclusion, in a separate part of the house, together
with her female slaves, deprived of all the educating influ-
ence of male society, and having no place at those public
spectacles which were the chief means of culture.103 In such
circumstances it is not difficult to understand that men so
highly intellectual as those of Athens regarded the love of
women as the offspring of the common Aphrodite, who "is
c f the body rather than of the soul." 104 They had reached a
stage of mental culture at which the sexual instinct normally
has a craving for refinement, at which the gratification of
mere physical lust appears brutal. In the eyes of the most
refined among them those who were inspired by the
heavenly Aphrodite loved neither women nor boys, but
intelligent beings whose reason was beginning to be de-
veloped, much about the time at which the beards began to
grow.106 In present China we meet with a parallel case. Dr.
Matignon observes: "II y a tout lieu de supposer que ce tains
Chinois, raffines au point de vue intellectuel, recherchent
dans le pederastie la satisfaction des sens et de 1'esprit. La
femme chinoise est peu cultivee, ignorante mcme, quelle soit
sa condition, honnete femme ou prostituee. Or le Chinois a
souvent Tame poetique: il aime les vers, la musique, les belles
sentences des philosophes, autant de choses qu'il ne peut
trouver chez le beau sexe de 1'Empire du Milieu." 106 So also
it seems that the ignorance and dullness of Muhammedan
women, which is a result of their total lack of education and
their secluded life, is a cause of homosexual practices; Moors
are sometimes heard to defend pederasty on the plea that the
company of boys, who have always nev/s to tell, is so much
ncore entertaining than the company of women.
We have hitherto dealt with homosexual love as a fact;
we shall now pass to the moral valuation to which it is
subject. Where it occurs as a national habit we may assume
that no censure, or no severe censure, is passed on it. Among
the Bataks of Sumatra there is no punishment for it.107 Of
SEXUAL CUSTOMS AND SOCIAL PRACTICE 54!
the bazirs among the Ngajus of Pula Patak, in Borneo, Dr.
Schwaner says that "in spite of their loathsome calling they
escape well-merited contempt." 108 The Society Islanders had
for their homosexual practices "not only the sanction of their
priests, but direct example of their respective deities."109
The tsefyts of Madagascar maintained that they were serv-
ing the deity by leading a feminine life; 110 but we are told
that at Ankisimane and in Nossi-Be, opposite to it, pederasts
are objects of public contempt.111 Father Veniaminof says
of the Atkha Aleuts that "sodomy and too early cohabitation
with a betrothed or intended wife are called among them
grave sins"; 112 but apart from the fact that his account of
these natives in general gives the impression of being
somewhat eulogistic, the details stated by him only show
that the acts in question were considered to require a simple
ceremony of purification.113 There is no indication that the
North American aborigines attached any opprobrium to
men who had intercourse with those members of their own
sex who had assumed the dress and habits of women. In
Kadiak such a companion was on the contrary regarded as
a great acquisition; and the effeminate men themselves, far
from being despised, were held in repute by the people, most
of them being wizards.114 We have previously noticed the
connection between homosexual practices and shamanism
among the various Siberian peoples; and it is said that
such shamans as had changed their sex were greatly feared
by the people, being regarded as very powerful.115 Among
the Illinois and Naudowessies the effeminate men assist in
all the Juggleries and the solemn dance in honor of the calu-
met, or sacred tobacco pipe, for which the Indians have
such a deference that one may call it "the god of peace and
war, and the arbiter of life and death"; but they are not
permitted either to dance or sing. They are called into the
councils of the Indians, and nothing can be decided upon
without their advice; for because of their extraordinary man-
ner of living they are looked upon as manitous, or super-
natural beings, and persons of consequence.116 The Sioux,
542 THE MAKING OF MAN
Sacs, and Fox Indians give once a year, or oftener if they
choose, a feast to the Berdashe, or l-coo-coo-a, who is a man
dressed in woman's clothes, as he has been all his life. "For
extraordinary privileges which he is known to possess, he is
driven to the most servile and degrading duties, which he is
not allowed to escape; and he being the only one of the tribe
submitting to this disgraceful degradation, is looked upon as
'medicine' and sacred, and a feast is given to him annually;
and initiatory to it, a dance by those few young men of the
tribe who can . . . dance forward and publicly make their
boast (without the denial of the Berdashe).... Such, and
such only, are allowed to enter the dance and partake of the
feast."117 Among some American tribes, however, these
effeminate men are said to be despised, especially by the
women.118 In ancient Peru, also, homosexual practices seem
to have entered in the religious cult. In some particular
places, says Cieza de Leon, boys were kept as priests in the
temples, with whom it was rumored that the lords joined
in company on days of festivity. They did not meditate, he
adds, the committing of such sin, but only the offering of
sacrifice to the demon. If the Incas by chance had some
knowledge of such proceedings in the temple, they might
have ignored them out of religious tolerance.119 But the
Incas themselves were not only free from such practices
in their own persons, they would not even permit any one
who was guilty of them to remain in the royal houses or
palaces. And Cieza heard it related that, if it came to their
knowledge that somebody had committed an offense of that
kind, they punished it with such a severity that it was known
to all.120 Las Casas tells us that in several of the more re-
mote provinces of Mexico sodomy was tolerated, if not
actually permitted, because the people believed that their
gods were addicted to it; and it is not improbable that in
earlier times the same was the case in the entire empire.121
But in a later age severe measures were adopted by legisla-
lators in order to suppress the practice. In Mexico people
/found guilty of it were killed.122 In Nicaragua it was pun-
SEXUAL CUSTOMS AND SOCIAL PRACTICE 543
ished capitally by stoning/23 and none of the Maya nations
was without strict laws against it.124 Among the Chibchas
of Bogota the punishment for it was the infliction of a pain-
ful death.125 However, it should be remembered that the
ancient culture nations of America were generally extrava-
gant in their punishments, and that their penal codes in the
first place expressed rather the will of their rulers than the
feelings of the people at large.128
Homosexual practices are said to be taken little notice of
even by some uncivilized peoples who are not addicted to
them. In the Pelew Islands, where such practices occur only
sporadically, they are not punished, although, if I understand
Herr Kubary rightly, the persons committing them may be
put to shame.127 The Ossetes of the Caucasus, among whom
pederasty is very rare, do not generally prosecute persons
for committing it, but ignore the act.128 The East African
Masai do not punish sodomy.129 But we also meet with
statements of a contrary nature. In a Kafir tribe Mr. Warner
heard of a case of it — the only one during a residence of
twenty-five years — which was punished with a fine of some
cattle claimed by the chief.130 Among the Ondonga pederasts
are hated, and the men who behave like women are detested,
most of them being wizards.131 The Washambala consider
pederasty a grave moral aberration and subject it to severe
punishment.132 Among the Waganda homosexual practices,
which have been introduced by the Arabs and are of rare
occurrence, "are intensely abhorred," the stake being the pun-
ishment.133 The Negroes of Accra, who are not addicted to
such practices, are said to detest them.134 In Nubia pederasty
is held in abhorrence, except by the Kashefs and their rela-
tions, who endeavor to imitate the Mamelukes in every-
thing.135
Muhammed forbade sodomy,130 and the general opinion
of his followers is that it should be punished like fornica-
tion— for which the punishment is, theoretically, severe
enough187 — unless the offenders make a public act -of peni-
tence. In order to convict, however, the law requires than
544 THE MAKING OF MAN
four reliable persons shall swear to have been eye-wit-
nesses,188 and this alone would make the law a dead letter,
even if it had the support of popular feelings; but such sup-
port is certainly wanting. In Morocco active pederasty is
regarded with almost complete indifference, whilst the
passive sodomite, if a grown-up individual, is spoken of
with scorn. Dr. Polak says the same of the Persians.139 In
Zanzibar a clear distinction is made between male congenital
inverts and male prostitutes; the latter are looked upon with
contempt, whereas the former, as being what they are "by
the will of God," are tolerated.140 The Muhammedans of
India and other Asiatic countries regard pederasty, at most,
as a mere peccadillo.141 Among the Hindus it is said to be
held in abhorrence,142 but their sacred books deal with it
leniently. According to the "Laws of Manu," "a twice-born
man who commits an unnatural offense with a male, or has
intercourse with a female in a cart drawn by oxen, in water,
or in the day-time shall bathe, dressed in his clothes"; and
all these are reckbned as minor offenses.143
Chinese law makes little distinction between unnatural
and other sexual offenses. An unnatural offense is variously
considered according to the age of the patient, and whether
or not consent was given. If the patient be an adult, or a boy
over the age of twelve, and consent, the case is treated as
a slightly aggravated form of fornication, both parties being
punished with a hundred blows and one month's cangue,
whilst ordinary fornication is punished with eighty blows. If
the adult or boy over twelve resist, the offense is considered
as rape; and if the boy be under twelve, the offense is rape
irrespective of consent or resistance, unless the boy has pre-
viously gone astray.144 But, as a matter of fact, unnatural
offenses are regarded as less hurtful to the community than
ordinary immorality,145 and pederasty is not looked down4
upon. "L'opinion publique reste tout a fait indifferente & cc
genre de distraction et la morale ne s'en emeut en rien:
puisque cela plait & Toperateur et que Popere est consentant,
tout est pour le mieux; la loi chinoise n'aime gu&re & s'occu-
SEXUAL CUSTOMS AND SOCIAL PRACTICE 54$
per des affaires trop intimes. La pederastie est meme
considered comme une chose de bon ton, une fantaisie dis-
pendieuse et partout un plaisir elegant. ... La pederastie a
une consecration officielle en Chine. II existe, en effet, des
pederes pour 1'Empereur." 146 Indeed, the only objection
which Dr. Matignon has heard to be raised to pederasty by
public opinion in China is that it has a bad influence on
the eyesight.147 In Japan there was no law against homo-
sexual intercourse till the revolution of i868.148 In the
period of Japanese chivalry it was considered more heroic
if a man loved a person of his own sex than if he loved a
woman ; and nowadays people are heard to say that in those
provinces of the country where pederasty is widely spread
the men are more manly and robust than in those where it
does not prevail.149
The laws of the ancient Scandinavians ignore homosexual
practices; but passive pederasts were much despised by them.
They were identified with cowards and regarded as sor-
cerers. The epithets applied to them — argr, ragr, blandr,
and others — assumed the meaning of "poltroon" in general,
and there are instances of the word arg being used in the
sense of "practicing withcraft." This connection between
pederasty and sorcery, as a Norwegian scholar justly points
out, helps us to understand Tacitus' statement that among
the ancient Teutons individuals whom he describes as cor~
pore infames were buried alive in a morass.180 Considering
that drowning was a common penalty for sorcery, it seems
probable that this punishment 'was inflicted upon them not,
in the first place, on account of their sexual practices, but in
their capacity of wizards. It is certain that the opprobrium
which the pagan Scandinavians attached to homosexual love
was chiefly restricted to him who played the woman's part.
In one of the poems the hero even boasts of being the
father of offspring borne by another man.151
In Greece pederasty in its baser forms was censured,
though generally, it seems, with not any great severity, and
in some states it was legally prohibited.162 According to an
546 THE MAKING OF MAN
Athenian law, a youth who prostituted himself for money
tost his rights as a free citizen and was liable to the punish*
ment of death if he took part in a public feast or entered the
agora.163 In Sparta it was necessary that the "listener"
should accept the "inspirator" from real affection; he who
d'.d so out of pecuniary consideration was punished by the
ephors.154 We are even told that among the Spartans the
relations between the lover and his friend were truly inno-
cent, and that if anything unlawful happened both must
forsake either their country or their lives.165 But the uni-
versal rule in Greece seems to have been that when decorum
was observed in the friendship between a man and a youth,
no inquiries were made into the details of the relation-
ship.166 And this attachment was not only regarded as per-
missible, but was praised as the highest and purest form of
love, as the offspring of the heavenly Aphrodite, as a path
leading to virtue, as a weapon against tyranny, as a safe-
guard of civic liberty, as a source of national greatness and
glory. Phaedrus said that he knew no greater blessing to a
young man who is beginning life than a virtuous lover,
or to the lover than a beloved youth; for the principle which
ought to be the guide of men who would lead a noble life
cannot be implanted by any other motive so well as by
love.167 The Platonic Pausanias argued that if love of youths
is held in ill repute it is so only because it is inimical to
lyranny; "the interests of rulers require that their subjects
should be poor in spirit, and that there should be no strong
bond of friendship or society among them, which love,
above all other motives, is likely to inspire." 158 The power
of the Athenian tyrants was broken by the love of Aristogei-
ton and the constancy of Harmodius; at Agrigentum in
Sicily the mutual love of Chariton and Melanippus pro-
duced a similar result; and the greatness of Thebes was due
to the Sacred Band established by Epaminondas. For "in
ihe presence of his favorite, a man would choose to do any-
thing rather than to get the character of a coward.'* l59 It
Yras pointed out that the greatest heroes and the most war
SEXUAL CUSTOMS AND SOCIAL PRACTICE 547
]ike nations were those who were most addicted to the
love of youths; 16° and it was said that an army consisting
of lovers and their beloved ones, fighting at each other's
side, although a mere handful, would overcome the whole
world.161
Herodotus asserts that the love of boys was introduced
from Greece into Persia.182 Whether his statement be cor-
rect or not, such love could certainly not have been a habit
of the Mazda worshipers.163 In the Zoroastrian books "un-
natural sin" is treated with a severity to which there is a
parallel only in Hebrewism and Christianity. According to
the Vendidad, there is no atonement for it.164 It is punished
with torments in the other world, and is capital here
below.160 Even he who committed it involuntarily, by force,
is subject to corporal punishment.106 Indeed, it is a more
heinous sin than the slaying of a righteous man.167 "There
is no worse sin than this in the good religion, and it k
proper to call those who commit it worthy of death in
reality. If any one comes forth to them, and shall see them
in the act, and is working with an ax, it is requisite for
him to cut off the heads or to rip up the bellies of both,
and it is no sin for him. But it is not proper to kill any
person without the authority of high-priests and kings,
except on account of committing or permitting unnatural
intercourse."108
Nor are unnatural sins allowed to defile the land of the
Lord. Whosoever shall commit such abominations, be he
Israelite or stranger dwelling among the Israelites, shall be
put to death, the souls that do them shall be cut off from
their people. By unnatural sins of lust the Canaanites pol-
luted their land, so that God visited their guilt, and the land
spued out its inhabitants.169
This horror of homosexual practices was shared by Chris-
tianity. According to St. Paul, they form the climax of th«
moral corruption to which God gave over the heathen be
cause of their apostasy from him.170 Tertullian says that they
are banished "not only from the threshold, but from aQ
548 THE MAKING OF MAN
shelter of the church, because they are not sins, but mon-
strosities." in St. Basil maintains that they deserve the same
punishment as murder, idolatry, and witchcraft.172 Accord-
ing to a decree of the Council of Elvira, those who abuse
boys to satisfy their lusts are denied communion even at
their last hour.173 In no other point of morals was the
contrast between the teachings of Christianity and the habits
and opinions of the world over which it spread more radical
than in this. In Rome there was an old law of unknown
date, called Lex Scantinia (or Scatinia), which imposed
a mulct on him who committed pederasty with a free per-
ron;174 but this law, of which very little is known, had
lain dormant for ages, and the subject of ordinary homo-
sexual intercourse had never afterwards attracted the
attention of the pagan legislators.175 But when Christianity
became the religion of the Roman Empire, a veritable cru-
sade was opened against it. Constantius and Constans made
it a capital crime, punishable with the sword.176 Valentinian
went further still and ordered that those who were found
guilty of it should be burned alive in the presence of all the
people.177 Justinian, terrified by certain famines, earth-
quakes, and pestilences, issued an edict which again con-
demned persons guilty of unnatural offenses to the sword,
"lest, as the result of these impious acts, whole cities should
perish together with their inhabitants," as we are taught
by Holy Scripture that through such acts cities have per-
ished with the men in them.178 "A sentence of death and
infamy ," says Gibbon, "was often founded on the slight and
suspicious evidence of a child or a servant, . . . and pederasty
became the crime of those to whom no crime could be
imputed."179
This attitude towards homosexual practices had a pro-
found and lasting influence on European legislation.
Throughout the Middle Ages and later, Christian law-
givers thought that nothing but a painful death in the
flames could atone for the sinful act.180 In England Fleta
speaks of the offender being buried alive;181 but we are
SEXUAL CUSTOMS AND SOCIAL PRACTICE 540
elsewhere told that burning was the due punishment.182
As unnatural intercourse, however, was a subject for eccle-
siastical cognizance, capital punishment could not be in-
flicted on the criminal unless the Church relinquished him
to the secular arm; and it seems very doubtful whether sh<:
did relinquish him. Sir Frederick Pollack and Professoi
Maitland consider that the statute of 1533, which makes sod-
omy a felony, affords an almost sufficient proof that the
temporal courts had not punished it, and that no one had
been put to death for it for a very long time past.183 It was
said that the punishment for this crime — which the English
law, in its very indictments, treats as a crime not fit to br
named 184 — was determined to be capital by "the voice ol
nature and of reason, and the express law of God"; 185 and
it remained so till i86i,18G although in practice the extreme
punishment was not inflicted.187 In France persons were
actually burned for this crime in the middle and latter part
of the eighteenth century.188 But in this, as in so many other
respects, the rationalistic movement of that age brought
about a change.189 To punish sodomy with death, it was
said, is atrocious; when unconnected with violence, the law
ought to take no notice of it at all. It does not violate an)
other person's right, its influence on society is merely in
direct, like that of drunkenness and free love; it is a dis
gusting vice, but its only proper punishment is contempt.19*
This view was adopted by the French "Code penal," ac>
cording to which homosexual practices in private, between
two consenting adult parties, whether men or women, arc
absolutely unpunished. The homosexual act is treated as a
crime only when it implies an outrage on public decency, or
when there is violence or absence of consent, or when one
of the parties is under age or unable to give valid consent.191
This method of dealing with homosexuality has been fol-
lowed by the legislators of various European countries,1*2
and in those where the law still treats the act in question
per se as a penal offense, notably in Germany, a propaganda
in favor of its alteration is carried on with the support of
550 THE MAKING OF MAN
many men of scientific eminence. This changed attitude of
the law towards homosexual intercourse undoubtedly in-
dicates a change of moral opinions. Though it is impossible
to measure exactly the degree of moral condemnation, I
suppose that few persons nowadays attach to it the same
enormity of guilt as did our forefathers. And the question
has even been put whether morality has anything at all to
do with a sexual act, committed by the mutual consent of
two adult individuals, which is productive of no offspring,
and which on the whole concerns the welfare of nobody but
the parties themselves.193
From this review of the moral ideas on the subject, in-
complete though it be, it appears that homosexual practices
are very frequently subject to some degree of censure, though
the degree varies extremely. This censure is no doubt, in
the first place, due to that feeling of aversion or disgust
which the idea of homosexual intercourse tends to call forth
ui normally constituted adult individuals whose sexual in-
stincts have developed under normal conditions. I presume
that nobody will deny the general prevalence of such a
tendency. It corresponds to that instinctive repugnance to
sexual connections with women which is so frequently
found in congenital inverts; whilst that particular form of
it with which legislators have chiefly busied themselves
evokes, in addition, a physical disgust of its own. And in a
society where the large majority of people are endowed with
normal sexual desires their aversion to homosexuality easily
develops into moral censure and finds a lasting expression
in custom, law, or religious tenets. On the other hand,
where special circumstances have given rise to widely spread
homosexual practices, there will be no general feeling of
disgust even in the adults, and the moral opinion of the
society will be modified accordingly. The act may still be
condemned, in consequence of a moral doctrine formed
under different conditions, or of the vain attempts of legis-
lators to check sexual irregularities, or out of utilitarian
considerations; but such a condemnation would in most
SEXUAL CUSTOMS AND SOCIAL PRACTICE 551
people be rather theoretical than genuine. At the same time
the baser forms of homosexual love may be strongly disap-
proved of for the same reasons as the baser forms of inter-
course between men and women; and the passive pederast
may be an object of contempt on account of the feminine
practices to which he lends himself, as also an object of
hatred on account of his reputation for sorcery. We have
seen that the effeminate men are frequently believed to br
versed in magic; 194 their abnormalities readily suggest tha*
they are endowed with supernatural power, and they may
resort to witchcraft as a substitute for their lack of manliness
and physical strength. But the supernatural qualities or skill
in magic ascribed to men who behave like women may also,
instead of causing hatred, make them honored or reverenced.
It has been suggested that the popular attitude towards
homosexuality was originally an aspect of economics, a ques-
tion of under- or over-population, and that it was forbidden
or allowed accordingly. Dr. Havelock Ellis thinks it probable
that there is a certain relationship between the social reac-
tion against homosexuality and against infanticide: "Where
the one is regarded leniently and favorably, there generally
the other is also; where the one is stamped out, the other is
usually stamped out." li)0 But our defective knowledge of the
opinions of the various savage races concerning homo-
sexuality hardly warrants such a conclusion; and if a con-
nection really does exist between homosexual practices and
infanticide it may be simply due to the numerical dispro-
portion between the sexes resulting from the destruction of
a multitude of female infants.100 On the other hand, we are
acquainted with several facts which are quite at variance
with Dr. Ellis's suggestion. Among many Hindu castes
female infanticide has for ages been a genuine custom,197
and yet pederasty is remarkably rare among the Hindus
The ancient Arabs were addicted to infanticide,108 but not
to homosexual love,190 whereas among modern Arabs the
case is exactly the reverse. And if the early Christians
deemed infanticide and pederasty equally heinous sifts, they
55* THE MAKING OF MAN
did so certainly not because they were anxious that the popu-
lation should increase; if this had been their motive they
would hardly have glorified celibacy. It is true that in a few
£ases the unproductiveness of homosexual love has been
given by indigenous writers as a reason for its encourage-
ment or condemnation. It was said that the Cretan law on
the subject had in view to check the growth of population;
but, like Dollinger,200 I do not believe that this assertion
touches the real root of the matter. More importance may
be attached to the following passage in Pahlavi texts: "He
'.vho is wasting seed makes a practice of causing the death
of progeny; when the custom is completely continuous,
which produces an evil stoppage of the progress of the race,
the creatures have become annihilated; and certainly, that
action, from which, when it is universally proceeding, the
depopulation of the world must arise, has become and fur-
thered the greatest wish of Aharman." 20i I am, however, of
opinion that considerations of this kind have generally
played only a subordinate, if any, part in the formation of
che moral opinions concerning homosexual practices. And
it can certainly not be admitted that the severe Jewish law
against sodomy was simply due to the fact that the en-
largement of the population was a strongly felt social need
among the Jews.202 However much they condemned celi-
bacy, they did not put it on a par with the abominations of
Sodom. The excessive sinfulness which was attached to
homosexual love by Zoroastrianism, Hebrewism, and Chris-
tianity, had quite a special foundation. It cannot be suffi-
ciently accounted for either by utilitarian considerations or
instinctive disgust. The abhorrence of incest is generally a
much stronger feeling than the aversion to homosexuality.
Yet in the very same chapter of Genesis which describes
the destruction of Sodom and Gomorrah we read of the
incest committed by the daughters of Lot with their
father; 208 and according to the Roman Catholic doctrine,
unnatural intercourse is an even more heinous sin than
incest and adultery.20* The fact is that homosexual prac-
SEXUAL CUSTOMS AND SOCIAL PRACTICE 55J
ticcs were intimately associated with the gravest of all sins:
unbelief, idolatry, or heresy.
According to Zoroastrianism, unnatural sin had been
created by Angra Mainyu.205 "Aharman, the wicked, mis-
created the demons and fiends, and also the remaining cor.
rupted ones, by his own unnatural intercourse." 20° Such
intercourse is on a par with Afrasiyab, a Turanian king who
conquered the Iranians for twelve years; 207 with Dahak, a
king or dynasty who is said to have conquered Yim and
reigned for a thousand years; 208 with Tur-i Bradar-vakhsh,
a heterodox v/izard by whom the best men were put to
death.209 He who commits unnatural sin is "in his whole
being a Daeva"; 21° and a Daeva-worshiper is not a bad
Zoroastrian, but a man who does not belong to the Zoroas-
trian system, a foreigner, a non-Aryan.211 In the Vendidad,
after the statement that the voluntary commission of un-
natural sin is a trespass for which there is no atonement
for ever and ever, the question is put, When is it so? And
the answer given is: If the sinner be a professor of the re-
ligion of Mazda, or one who has been taught in it. If not, hw
sin is taken from him, in case he makes confession of the
religion of Mazda and resolves never to commit again such
forbidden deeds.212 This is to say, the sin is inexpiable if it
involves a downright defiance of the true religion, it is for
given if it is committed in ignorance of it and is followed
by submission. From all this it appears that Zoroastrianism
stigmatized unnatural intercourse as a practice of infidels,
as a sign of unbelief. And I think that certain facts referred
to above help us to understand why it did so. Not only have
homosexual practices been commonly associated with sor-
cery, but such an association has formed, and partly still
forms, an incident of the shamanistic system prevalent
among the Asiatic peoples of Turanian stock, and that it did
so already in remote antiquity is made extremely probable
by statements which I have just quoted from Iforoastrian
texts. To this system Zoroastrianism was naturally furiously
554 THE MAKING OF MAN
opposed, and the "change of sex" therefore appeared to the
Mazda worshiper as a devilish abomination.
So also the Hebrews' abhorrence of sodomy was largely
due to their hatred of a foreign cult. According to Genesis,
unnatural vice was the sin of a people who were not the
Lord's people, and the Levitical legislation represents Ca-
naanitish abominations as the chief reason v.hy the Canaan-
ites were exterminated.213 Now we know that sodomy
entered as an clement in their religion. Besides fydeshoth,
or female prostitutes, there were l^edeshim, or male prosti-
tutes, attached to their temples.214 The word tydesh, trans-
lated "sodomite," properly denotes a man dedicated to a
deity; 2l5 and it appears that such men were consecrated to
the mother of the gods, the famous Dea Syria, whose priests
or devotees they were considered to be.210 The male dev-
otees of this and other goddesses were probably in a posi-
tion analogous to that occupied by the female devotees of
certain gods, who also, as we have seen, have developed into
libertines; 21T and the sodomitic acts committed with these
temple prostitutes may, like the connections with priestesses,
have had in view to transfer blessings to the worshipers.218
{n Morocco supernatural benefits are expected not only from
heterosexual, but also from homosexual intercourse with a
holy person. The \edeshim arc frequently alluded to in the
Old Testament, especially in the period of the monarchy,
when rites of foreign origin made their way into both
Israel and Judah.219 And it is natural that the Yahveh wor-
shiper should regard their practices with the utmost horror
as forming part of an idolatrous cult.
The Hebrew conception of homosexual love to some ex-
tent affected Muhammedanism, and passed into Chris-
tianity. The notion that it is a form of sacrilege was here
strengthened by the habits of the gentiles. St. Paul found
the abominations of Sodom prevalent among nations who
had "changed the truth of God into a lie, and worshiped
and served the creature more than the Creator." 22° During
die Middle Ages heretics were accused of unnatural vice as
SEXUAL CUSTOMS AND SOCIAL PRACTICE 555
a matter of course.221 Indeed, so closely was sodomy asso-
ciated with heresy that the same name was applied to both.
In "La Coutume de Touraine-Anjou" the word hente,
which is the ancient form of heretiquc,222 seems to be used
in the sense of "sodomite"; 228 and the French bougrc (from
the Latin Bulgams, Bulgarian), as also its English synonym,
was originally a name given to a sect of heretics who came
from Bulgaria in the eleventh century and was afterwards
applied to other heretics, but at the same time it became the
regular expression for a person guilty of unnatural inter-
course.224 In mediaeval laws sodomy was also repeatedly
mentioned together with heresy, and the punishment was
the same for both.225 It thus remained a religious offense
of the first order. It was not only a "victim ncfandum et
super omnia detestandum," 22G but it was one of the four
"clamantia peccata," or "crying sins," 227 a "crime dc Majes-
tic, vers le Roy celestre." 228 Very naturally, therefore, it has
come to be regarded with somewhat greater leniency by law
and public opinion in proportion as they have emancipated
themselves from theological doctrines. And the fresh light
which the scientific study of the sexual impulse has lately
thrown upon the subject of homosexuality must also neces-
sarily influence the moral ideas relating to it, in so far as no
scrutinizing judge can fail to take into account the pressure
which a power ful non- volitional desire exercises upon an.
agent's will.
NOTES
1 Karsch, "Padcrastie und Tribadic bci den Ticren," in Jahrbut h jut
sexuellc Zwischensttifcn, ii, p. 126 sq. Havclock Ellis, Studies in the
Psychology of Sex, "Sexual Inversion," p. 2 sqq.
2Cf. Ives, Classification of Climes, p. 49. The statement that it is un*
known among a certain people cannot reasonably mean that it may not
be practiced in scciet.
8 Von Spix and von Martius, Travels in Brazil, ii, p. 246; von Martius,
Von drm Rechtszustande unter den Uremwohnern Brasihcns, p. 27 sq.;
Lomohaco, "Suite razze indigene del Brasilc," in Archivio per I'antropologU
€ la etnologia, xix, p. 46; Burton, Arabian Nights, x, p. 246 (Brazilian In-
dians); Garcilasso de la Vega, First Part of the Royal Commentaries o*
the Yncas, ii, p. 441 sqq.; Cicza de Leon, "La cronica del Peru (primer*
parte)," cb. 49, in Bibliotcca de autores espanoles, xxvi, p. 403 (Peruvian
356 THE MAKING OF MAN
Indians at the time of the Spanish conquest). Ovicdo y Valdes, "Sumario dc
la natural historia de las Indias," ch. 81, in Biblioteca de autores cspaiioles*
xxii, p. 508 (Isthmians). Bancroft, Native Races of the Pacific States, i, p.
585 (Indians of New Mexico); 11, p. 467 sq. (Ancient Mexicans). Diaz del
Castillo, "Conquista de Nueva-Espana," ch. 208, in Biblwteca de autores
espanoles, xxvi, p. 309 (Ancient Mexicans). Landa, Relacion de las cosat
de Yucatan, p. 178 (Ancient Yucatans). Nunez Cabcza dc Vaca, "Nau-
fragios y relacion de la jornada que hizo a la Florida," ch. 26, in Biblwteca
de autores espanoles, xxn, p. 538; Coreal, Voyages aux 1 tides Occidentals,
'i P- 33 scl- (Indians of Florida). Pcrrm du Lac, Voyage dans les deux
Louisianes et chez les nations sauvages du Missouri, p. 352; Bossu, Travels
Through Louisiana, i, p. 303. Hennepin, Nouvelle Decouvcrte d'un trcf
Grand Pays Situe dans L'Amerique, p. 219 sq.; "La Salle's Last Expedition
and Discoveries in North America," in Collections of the New York His-
torical Society, ii, p. 237 sq.; dc Lahontan, Memoires de I'Amerique septen-
trionale, p. 142 (Illinois). Marquctte, Recit des Voyages, p. 52 sq. (Illinois
and Naudowessics). Wied-Neuwied, Travels in the Intenor of North Amer-
ica, p. 351 (Manitanes, Mandans, etc.). McCoy, History of Baptist Indian
Missions, p. 360 sq. (Osages). Heriot, Travels Through the Canadas, p.
278; Catlin, North American Indians, ii, p. 214 sq. (Sioux). Dorsey, "Omaha
Sociology," in Ann. Rep. Bur. Ethn., iii, p. 365; James, Expedition from
Pittsburgh to the Roc^y Mountains, i. p. 267 (Omahas). Loskiel, History
of the Mission of the United Brethren Among the Indians, i. p. 14 (Iroquois).
Richardson, Arctic Searching Expedition, ii, p. 42 (Cretcs). Oswald, quoted
by Bastian, Der Mensch in der Geschichte, iii, p. 314 (Indians of Califor-
nia). Holder, in New Yor% Medical Journal, December 7, 1889, quoted by
Havelock Ellis, op. tit., p. 9 sq. (Indians of Washington and other tribes
in the Northwestern United States). See also Karsch, "Uranismus oder
Paderastie und Tnbadic bei den Naturvolkcrn," in Jahrbuch jiir sexuelle
Iwischenstujen, iii, p. 122 sqq.
4 Lafiiau, Mcers des sauvages amenquams , i, pp. 603, 697, sqq.
5 Dall, Alaska, p. 402; Bancroft, op. cit., i, p. 92; Waltz, Anthropologie
der NaturvoU{er, iii, p. 314 (Aleuts); von Langsdorf, Voyages and Travels,
ri, p. 48 (Natives of Oonalaska); Stcllcr, Kamtschatl^a, p. 289, n.a.; Gcorgi,
Russia, hi, p. 132 sq. (Kamchadalcs).
6Davydow, quoted by Ilolmberg, "Ethnographische Skizzen iibcr die
volker des russischen Amerika," in Acta Soc. Scientiarttm Fennicee, iv, p.
400 sq. Lisiansky, Voyage Round the World, p. 109. Von Langsdorf, op.
cit., ii. p. 64. Sauer, Billing's Expedition to the Northern Parts of Russia,
p. 176. Sarytschcw, "Voyage of Discovery to the North-East of Siberia," in
Collection of Modern and Contemporary Voyages, vi, p. 16.
7 Bogoras, quoted by DemidofT, Shooting Trip to Kamchatka, p. 74 sq.
8 Jochelson, Koryak Religion and Myth, pp. 52, 53, n. 3.
9 Ibid., op. cit., p. 52 sq.
10 Wilken, "Plechtigheden en gcbruiken bij vcrlovingen en hawclijkea
bij de volken van den Indischen Archipel," in Bijdragen tot de taalland- en
volfantynde van Ncderlandsch-lndie, xxxiii (ser. v, vol. iv), p. 457 tq*
11 Crawford, History of the Indian Archipelago, iii, p. 139. Marsdcn,.
History of Sumatra, p. 261.
12 Junghuhn, Die Battalander auf Sumatra, ii, p. 157, n.
SEXUAL CUSTOMS AND SOCIAL PRACTICE 557
13 Hardeland, Dajackjsch-deutschcs Wortcrbuch, p. 53 sq. Schwancr,
"Borneo, i, p. 186. Pcrclaer, Ethnographischc beschnjving dcr Dajat^s, p.
32.
14Haddon, "Ethnography of the Western Tribe of Torres Straits," in
Jour. Anthr. Inst., xix, p. 315.
15 Seligmann, "Sexual Inversion Among Primitive Races," in The Alien"
tst and Neurologist, xxni, p. 3 sqq.
10 Bcardmorc, "Natives of Mowat, Daudai, New Guinea," in Jour. Anthr.
Inst., MX, p. 464. Iladdon, ibid., xix, p. 315.
17 Hcrnsheim, Bcttrag zur Sprache der Mar shall -Inseln, p. 40. A different
opinion is expressed by Senft, in Stcmmetz, Rechtsverhaltmsse von ftnge-
botenen V oilman in Africa und Ozeamen, p. 437.
18Rcmy, Ka Moolch Hawaii, p. xlni.
10Turnbull, Vcvagc Round the WoilJ, p. 382. Sec: Wilson, Misvonar)
Voyage to the S. Pacific, pp. 333, 361; Ellis, Polynesian Researches, i, pp.
246, 258.
20Folcy, "Sur Ics habitations et Ics mocurs des Nco-Cnlcdonicns," in
Bull. Soc. d' An/hi op. Pans, scr. iii, vol. ii, p. 606. See: de Rochas, Nouvcllf
Calcdvnie, p. .235.
21 Hardman, "Notes on Some Habits and Customs of the Natives of
the Kimbcrley District," in Proceed. Roy. Irish Academy, ser. iii, vol. L
p. 74.
22 /£/</., pp. 7i»73.
23 Purccll, "Rues and Customs of Australian Aborigines," in Verhandl.
Berliner Gcsclhth. Anthrop., 1893, p. 287.
24 Ravcnscroft, "Some Habits and Customs of the Chingalce Tribe," in
Ttans. Roy. Soc. South Aushalia, xv, p. 122. I am indebted to Mr. N. W.
Thomas for drawing my attention to these statements.
25 Howitt, "Some Australian Ceremonies of Initiation," in Jour. Anthr.
Inst., xm, p. 450.
-° Lasnct, in Annales d' hygiene et de medicine coloniales, 1899, p. 494,
quoted by Havclock Ellis, op. cit., p. 10. Cf. Rencurcl, in Annales d'hygienc,
1900, p. 562, quoted ibid., p. u sq. See: Leguevcl dc Lacombe, Voyage
& Madagascar, i, p. 97 sq. Pederasty prevails to some extent in the island
of Nossi-Be, close to Madagascar, and is very common at Ankisimane, op-
posite to it, on Jassandava Bay (Walter, in Stcmmetz, Rechtsvcthdltnisse,
P- 376).
27 De Flacourt, Histoire de la grande isle Madagascar, p. 86.
28 Rautancn, in Sicmmctz, Rechtsverhaltmsse, p. 333.
20 Nicole, ibid., p. in.
™lbid., p. 38.
81Munzmger, Ostafnlytnische Studicn, p. 525 (Barea and Kunima).
Baumann, "Contrarc Sexual -Erschemungen bei der Negcr-Bcvolkerung
Zanzibars," in Vcrhandl. der Berliner Gesellsch. fur Ant hro polo gie, 1899,
p. 668. Felkm, "Notes on the Waganda Tribe of Central Atrica," in
Proceed. Roy. Soc. Edinburgh, xiii, p. 723. Johnston, British Central Africa,
p. 404 (Bakongo). Monrad, Skildring of Guinea-Kystcn, p. 57 (Negroes
of Accra). Torday and Joyce, "Ethnography of the Ba-Mbala," in lour
Anthr. lnst.f xxxv, p. 410. Nicole, in Stcinmctz, Rechtsvcrhaltnisx, p. in
(Muhammcdan Negroes). Tcllicr, ibid., p. 159 (Kreis Kita in the French
558 THE MAKING OF MAN
Soudan). Bcverlcy, ibid., p. 210 (Wagogo). Kraft, ibid., p. 288 (Wapo-'
komo).
82 Baumann, in Verhandl. Berliner Gesellsch. Anthrop., 1899, P- 668, sq.
83 Burckhardt, Travels in Nubia, p. 135.
34D'Escayrac de Lautre, Afrif^amsche Witste, p. 93.
86 Burckhardt, Travels in Arabia, i, p. 364. Sec also Von Krcmcr, Cul*
ttirgeschichte des Orients, ii, p. 269.
36 Burton, Arabian Nights, x, p. 232.
87 Kovalcwsky, Coutume contcmporaine, p. 340.
38 Polak, "Die Prostitution in Persien," in Wiener Medizinische Wochcn-
schnft, xi, p. 627 sqq. Idem, Persien, i, p. 237. Burton, Arabian Nights,
x, p. 233 sq. Wilson, Persian Life and Customs, p. 229.
89 Malcolm, Sketch of the Si^hs, p. 140. Havelock Ellis, op. cit., p. 5,
n. 2. Burton, Arabian Nights, x, p. 236.
40 Wilson, Abode of Snow, p. 420. Burton, Arabian Nights, x, p. 236.
41 Stavonnus, Voyages to the East-Indies, i, p. 456. Fryer, New Account
of East-India, p. 97. Chevers, Manual of Medical Jurisprudence for India,
p. 705.
42 Chevers, op. cit., p. 708.
43 Indo-Chinese Gleaner, hi, p. 193. Wells Williams, The Middle King-
Horn, i, p. 836. Matignon, "Deux mots sur la pederastie en Chine," in
Archives d'anthropologie cnminelle, xiv, p. 38 sqq. Karsch, Das gleich-
qeschlechtliche Lcben der Ostasiaten, p. 6 sqq.
44 Jways, "Nan sho k," in Jahrbiich fur sexuelle Zwischenstufen, iv, pp..
266, 268, 270. Karsch, op. cit., p. 71 sqq.
45 Dionysius of Hahcarnassus, Antiquitates Romane, vii., p. 2. Atheneeus,
Deipnosophistce, xii, p. 518 (Etruscans). Rein, Criminalrccht der Romer,
0. 863.
46 Polybius, Histories, xxxii, n, p. 5.
47 Buret, La syphilis aujoitrd'hui et chez les anciens, p. 1 97 sqq. Catullus,.
Carmina, Ixi ("In Nuptias Julia? et Mania"), p. 128 sqq. Cf. Martial, Epi-
grammata, viii, 44, p. 16 sq.
48 Juvenal, Satiret, h, p. 117 sqq. Martial, op. cit., xii, p. 42.
49 Oiodorus Siculus, Bibliotheca histonca, vol. xxxn, p. 7. Aristotle*
folifca, ii, 9, p. 1269 b.
00 "Spuren von Kontrarsexualitat bei den alien Skandinaviern," in ]ahr-
ou<h fur sexuelle Zwischenstufen, iv, p. 244 sqq.
*x Hahn, Albanesische, Studien, i, p. 168.
152 Karsch, in Jahrbuch fur sexuelle Zwtschenstufen, in, p. 85 sqq. Ploss-
Uirtels, Das Weib, i, p. 517 sqq. Von KrafTt-Ebing, Psychopathia scxualis*
T. 278 sqq. Moll, Die Contrdre Sexualempfindung, p. 247 sqq. Havelock
"His, op. cit., p. 118 sqq.
53 Magalhanes de Gandavo, Hisfoire de la Province de Sancta-Cruz, p.
,u6 sq.
54Dall, op. cit., p. 139.
B5Fritsch, quoted by Karsch, m Jahrbuch fur sexuelle Zwischenstufcn,
iii, p. 87 sq.
58 Fritsch, Die Eingeborenen Siid- Africa's, p. 227. Cf. Schinz, Deutsch*
Sudwest- Africa, pp. 173, 177.
87 Baumann, in Verhandl. Berliner Gesellsch. Anthrop., 1889, p. 66S
SEXUAL CUSTOMS AND SOCIAL PRACTICE ^5$
B8Havelock Ellis, op. ctt., p. 123.
69 Jacobs, Ecnigen ttjd onder de Baliers, p. 134 sq.
60Havelock Ellis, op. tit., p. 124 sq.
61 Sec ibid., p. 121 sq.
62 Another icason for such practices is given by Mr. Beardmore (in Jour.
Anthrop. ln*t., xix, p. 464), with reference to the Papuans of Mowat. He
says that they indulge in sodomy because too great increase of population
is undesircd amongst the younger portion of the married people. Cf. infra.
p. 484 sqq.
03 Havclock Ellis, op. at., p. I.
04 Jochclson, op. cit., p. 52 sq.
65 Holder, quoted by Havclock Ellis, op. cit., p. 9 sq.
66 Baumann, in Vcrhandl. Bet liner Gesellsch. Anthrop., 1899, P- 668 sq.
07 Cf. Fere, L'tnstinct scxucl, quoted by Havclock Ellis, op. cit., p. 41.
08 James, V) maples of Psychology, 11, p. 439. See also Ivcs, op. cit., p.
56 sqq.
00 Dr Dcssoir ("Zur Psychologic der Vita sexualis," in Allgemeine Zcit-
schnft fur Psychuttne, i, p. 942) even goes so far as to conclude that "an
undilTciciiliaiul M \iul icehng is normal, on the average, during the first
years of puberty." But this is certainly an exaggeration (cf. Havclock Ellis.
op. cit., p. 47 sq.}.
70 Karsch, in /<//;; bitch ftir scxuelle Zwischenstufen, li, p. 126 sqq. Have-
lock Ellis, op. cit., p 2 sq.
71 Ha\ clock Ellis, op. cit., p. 2.
72 Von den Stcinen, Unter den NaturvolJ^etn Zential-Biasilicns, p. 502
78 Ellis, Polynesian Reseat ches, i, p. 257 sq.
74 Matignon, in Archives d'anthropologie cnminelle, xiv, p. 42. Karsch,
op.^ut., p. 32 sqq.
75 Waitz, Anthiopologie der N at ui voider, ni, p. 113. Bastian, Der
Mensch in der Gcschichte, iii, p. 305 (Dohomans).
70 Supra, n, p. 462. Karsch, op. cit., pp. 6 (China), 76 sqq. (Japan), 132
(Corca).
77 Sec Voltaire, Dictionnairc philosophique, "Amour Socratique"
(CEuvrcs, vn, p. 82); Burct, Syphilis in the Middle Ages and in Modern
Times, p. 88 sq.
78 Cf. Havclock Ellis, op. cit., p. 5.
70 Freeman, Reign of William Rufits, i, p. 1 59.
80Polak, in Wiener Mcdizinische Wochenschnft, xi, p. 628.
81 Marquctte, op. cit., p. 53 (Illinois). Pcrnn du Lac, Voyage dans lef
deux Louisianes et chez les nations sauvages du Missouri, p. 352. Cf. Nunc/
Cabeza dc Vaca, /or. cit., p. 538 (concerning the Indians of Florida):—
", . . tiran arco y llcvan muv gran carga."
82 Stein mctz, Rcchtsverhdltnissc, p. 38.
83 Havclock Ellis, op. cit., p. 3.
84 KrafTt-Ebing, op. cit., p. 211 sq.
85 Moll, op. tit., p. 157 sqq.
80 Havclock Ellis, op. cit., p. 50 sq. Cf. ibid., p. 181 sqq.
87 Ibid., p. 3.
88 Cf. Norman, "Sexual Perversion," in Tuke'< Dictionary of Psychohgi.
cal Medicine, ii, p. 1156.
89Havelock Ellis, op. tit., p. 191.
560 THE MAKING OF MAN
90 Dr. Havelock Ellis also admits (op. cit., p. 190) that if in ea*ly life
the sexual instincts are less definitely determined than when adolescence
is complete) "it is conceivable, though unproved, that a very strong im-
pression, acting even on a normal organism, may cause arrest of sexual
development on the psychic side. It is a question," he adds, "I am not in
a position to settle."
91 Voltaire, Dictionnairc Philosophique, art. "Amour Socratique,"
(CEuvres, vii, p. 81). Cf. Ovid, Metamorphoses, x, p. 84 seq.
92 Scrvius, In Vergilti SEneidos, x, p. 325. For the whole subject of
pederasty among the Dorians see Mueller, History and Antiquities of the
Doric Race, ii, p. 307 sq.
08 &lian, Vana historia, iii, p. 10.
94 Mueller, op. cit., ii, p. 308.
95 Xenophon, Historia Graca, iv, p. 8.
96 Plutarch, Lycurgus, xxv, p. i.
97 Ibid., xviii, p. 8. /Elian, op. cit., iii, p. 10.
08 -Lilian, op. cit.t iii, p. 9. Athenzus, Dcipnosophistx, xiii, 77, p. 60 1.
99 Cf. Symonds, "Die Homosexualitat in Griechenland," in Havelock
Ellis and Symonds, Das Kontrare Geschlechtsgejuhl, p. 55.
100 /£«</., p. 1 1 6. Dollmger, The Gentile and the ]ew, ii, p. 244.
101 Plato, Leges, i, p. 636. Cf. Plutarch, Atnatonus, v, p. 9.
102 Plato, Symposium, p. 192.
103 "State of Female Society in Greece," in Quarterly Review, xxii, p.
172 sqq. Lecky, History of European Morals, ii, p. 287. Dolhnger, op. cit.,
ii, p. 234.
104 Plato, Symposium, p. 181. That the low state of the Greek women
was instrumental to pederasty has been pointed out by Dollmger (op. cit.,
j, p. 244) and Symonds (he. cit., pp. 77, 100, 101, 116 sqq.).
105 Plato, Symposium, p. 181.
106 Matignon, in Archives d'anthropologie criminelle, xiv, p. 41.
107 Junghuhn, op. cit., ii, p. 157, n.
108Schwaner, op. cit., i, p. 186.
109 Ellis, Polynesian Researches, i, p. 258. Cf. Moerenhout, Voyages aux
?tt du Grand Ocean, ii, p. 167 sq.
110 De Flacourt, op. cit., p. 86.
111 Walter, in Steinmetz, Rechtsverhaltnisse, p. 376.
112 Veniaminof, quoted by Petroff, Report on Alaska, p. 158.
118 Ibid., p. 158: — "The offender desirous of unburdening himself selected
a time when the sun was clear and unobscured; he picked up certain weeds
and carried them about his person; then deposited them and threw his sin
upon them, calling the sun as a witness, and, when he had eased his heart
of all that had weighed upon it, he threw the grass or weeds into the fire,
And after that considered himself cleansed of his sin.*'
114Davydow, quoted by Holmbcrg, loc. cit., p. 400 sq. Lisianski, op.
cit., p. 199.
115 Bogoras, quoted by Demidoff, op. cit., p. 75. Jochclson, op. cit., p.
52 sq.
"*ie Marquette, op. cit., p. 53 sq.
117 Catlin, North American Indians, ii, p. 214 sq.
118 "La Salle's Last Expedition in North America," in Collections of the
YorJ( Historical Society, ii, p. 238 (Illinois). Porrin du Lac, Voytge
SEXUAL CUSTOMS AND SOCIAL PRACTICE jfal
dans les devx Louisiana ct chez les nations sauvages du Missouri, p. 352.
Bossu, op. cit., i, p. 303 (Choctaws). Ovicdo y Valdes, he. ctt., p. 508 (Isth-
mians/. Von Martius, Von dem Rechtszustande unter d. Urein-wohnern
Brasiliens, p. 28 (Guaycurius).
110Cieza de Leon, Scgunda pane de la Cronica del Peru, ch. 25, p. 99.
See also idem, Cronica del Peru (primera partc), ch. 64. Biblioteca de
ait feres espanoles, xxvi, p. 416 sq.).
120 Idem, Segnnda pane de la Cronica del Peni, ch. 25, p. 98. See also
Garcilasso dc la Vega, op. cit., ii, p. 132.
1 21 Las Casas, quoted by Bancroft, op. ctt., ii, p. 467 sq. Cf. ibid., ii, p.
677-
122Clavigero, History of Mexico, i, p. 3*57.
123 Squicr, "Archaeology and Ethnology of Nicaragua," in Trans. Ameri-
can Ethn. Soc., in, pt. i, p. 128.
124 Bancroft, op. ctt., ii, p. 677.
120 Piedrahita, Histona general de las conquistas del nuevo reyno dt
Granada, p. 46.
120 See supra, i, pp. 186, 195.
127Kubary, "Die Vcrbrcchcn und das Strafverfahren auf den Pelau-
Jnseln," in Origtnal-Mitthctlttngen aus der ethnologischen Abthetlung dtr
l(pnighchen Museen zu Berlin, i, p. 84.
128 Kovalewsky, Coutume contemporaine, p. 340.
129Merker, Die Masai, p. 208. The Masai, however, slaughter at oner
any bullock or he-goat which is noticed to practice unnatural intercourse
for fear lest otherwise their herds should be visited by a plague as a divine
punishment (ibid., p. 159).
iso Warner, in Maclean, Compendium of Kafir Laws, p. 62.
181 Rautancn, in Stcmmetz, Rechsverhdltnisse ; p. 333 sq.
132 Lang, ibid., p. 232.
IBS Felkin, in Proceed. Roy. Soc. Edinburgh, xiii, p. 723.
134 Monrad, op. cit., p. 57.
188 Burckhardt, Travels in Nubia, p. 135.
t36 Koran, iv, p. 20.
187 Sachau, Muhammedanisches Recht nach Schafitischer Lehrc, pp. 809,
818: — "Sodomita si rnuhsan (that is, a married person in possession of full
civic rights) est punitur lapidatione, si non est muhsan punitur et flagel-
latione ct cxsilio."
138 Burton, Arabian Nights, x, p. 224.
189 Polak, in Wiener Medizinische Wochenschrift, xi, p. 628 sq.
140 Baumann, in Verhandl. Berliner Gesellsch. Anthrop., 1899, p. 669.
141 Chevers, op. cit., p. 708. Burton, Arabian Nights, x, p. 237.
142 Burton, Arabian Nights, x, p. 222 sq.
143 Laws of Manu, xi, p. 175. Cf. Institutes of Vishnu, liii, p. 4; Apas-
tamba, i, 9, 26, p. 7; Gautama, xxv, p. 7.
144 Alabaster, Notes and Commentaries on Chinese Criminal Lawt p. 367
$qq. Ta Tsmg Leu Lee, Appendix, no. xxxii, p. 570.
145 Alabaster, op. cit., p. 369.
148 Matignon, in Archives d'anthropologie criminelle, xiv, pp. 42, 43, 52.
147 Ibid., p. 44.
148 Karsch, op. cit., p. 99.
148 Jwaya, in Jahrbuch fur sexueUe Zwischenstujen, iv, pp. 266, 279 if
562 THE MAKING OF MAN
150 Tacitus, Germania, p. 12.
i3i "Spuren von Kontrarscxualitat, bci den alten Skandinavicrn — Mitteil*
ungen cincs norwcgischcn Gclchrtcn," in Jahrbuch fur sexuelle Zwischen-
stufcn, iv, pp. 245, 256 sqq.
152 Xenophon, Laced eemoniorum respublica, ii, p. 13. Maximus Tyrius,
Dissertationes, xxv, p. 4; xxvi, p. 9.
158 yEschines, Contra Timarchum, p. 21.
15*>Elian, Vana histona, lii, p. 10. Cf. Plato, Leges, viii, p. 910.
155 ./Elian, op. cit., hi, p. 12. Cf. Maximus Tyrius, op. cit., xxvi, p. 8.
15dCf. Symonds, loc. cit., p. 92 sqq.
167 Plato, Symposium, p. 178.
™*lbid., p. 182.
158 Hicronymus, the Peripatetic, referred to by Athenzus, op. cit., xiii*
78, p. 602. See also Maximus Tyrius, op. cit., xxiv, p. 2.
160 Plutarch, Amatoritts, xvii, p. 14.
161 Plato, Symposium, p. 178.
162 Herodotus, i, p. 135.
103 Ammamanus Marccllinus says (xxiii, p. 76) that the inhabitants of
Persia were free from pederasty. But see also Scxtus Empincus, Pyrrhoniee
hypotyposes, i, p. 152.
164 Vendiddd, i, p. 12; vii, p. 27.
165 Darmesteter, in Sacred Bool(S of the East, Iv, p. Ixxxvi.
166 Vendiddd, viii, p. 26.
167 Dind-i Mainog-i Khirad, xxxvi, p. i sqq.
168 Sad Dar, ix, p. 2 sqq.
109 Leviticus, xvm: 22, 24 sqq.; xx: 13.
170 Romans, i: 26 sq.
171 Tertulhan, DC pudicitia, p. 4 (Migne, Patrologiee cursus, ii, p. 987).
172 St. Basil, quoted by Bingham, Worlds, vi, p. 432 sq.
173 Concilium Elibettianutn, ch. 71 (Labbe-Mansi, Sacrorum Conciliotum
collcctio, ii, p. 17).
174 Juvenal, Satirte, ii, p. 43 sq. Valerius Maximus, Facta dictaque me-
morabilia, vi, i, p. 7. Qumtilian, Instiiutio oratoria, iv, 2, p. 69: — "Dcccm
milia, quae poena stupratori constituta est, dabit." Christ, Hist. Legis Sea-
finite, quoted by Dollingcr, op. cit., ii, p. 274. Rein, Criminalrecht der
Romer, p. 865 sq. Bingham, op. cit., vi, p. 433 sqq. Mommscn, Romisches
Strafrccht, p. 703 sq.
175Mommsen, op. cit., p. 704. Rein, op. cit., p. 866. The passage in
Digesta, xlvni, 5, 35, p. r, refers to stuprum independently of the sex of
the victim.
176 Codex Theodosiantis, ix, pp. 7, 3. Codex Justinianus, ix, pp. 9, 30.
3 7" Codex Theodosianus, ix, pp. 7, 6.
178 Novellee, p. TJ. Sec also //>///., p. 141, and Institutiones, iv, pp. 18, 4.
170 Gibbon, History of the Decline and Fall of the Roman Empire,
v, p. 3^3-
180 Du Boys, Histoire du droit criminel de I'Espagne, pp. 93, 403.
Let Estabhssements de Saint Louis, i, p. 90; ii, p. 147. Bcaumanoir, Cou-
tumes du beauvoisis, xxx, II; vol. i, p. 413. Montesquieu, De I' esprit des
foif, xii, p. 6 ((Euvrcs, p. 283). Hume, Commentaries on the Law of
Scotland, ii, p. 335; Pitcairn, Criminal Trials in Scotland, ii, p. 491, n. 2.
Clarus, Practica criminalis, book v. ... In the beginning of the nineteenth
SEXUAL CUSTOMS AND SOCIAL PRACTICE 563
century sodomy was still nominally subject to capital punishment by
burning in Bavaria (von Feuerbach, Kritik dcs Kleinschrodischen £»/-
wurj's zn cinem peinlichen Gcsctzbuchc fur die Chur-Pfalz-Baynschen
Staaten, ii, p. 13), and in Spain as late as 1843 (Du Boys, op. cit., p. 721).
181 Fleta, i, 37* 3, P- 84-
182 Britton, i, p. 10; vol. i, p. 42.
183 Pollock and Maitland, History of English Law Before the Time of
Edward 1, ii, p. 556 sq.
184 Coke, T hit el Pan of the Institutes of the Laws of England, p. 58
et seq. Blackstone, Commentaries on the Laws of England, iv, p. 218.
185 Blackstone, op. at., iv, p. 218.
186 Stephen, History of the Criminal Law of England, i, p. 475.
187 Blackstone, op. at., iv, p. 218.
188 Dcsmazc, Penalties anciennes, p. 211. Havclock Ellis, op, cit., p. 207.
189 Numd Prartonus, he. cit., p. 121 sqq.
190 Note of the editors of Kehl's edition of Voltaire's Pnx de la justice
et de I'humanitc, in (Euvrcs completes, v. 437, n. 2.
101 Code Penal, 330 sqq. Cf. Chevalier, L 'inversion sexuelle, p. 431 sqq*
Havelock Lllis, op. cit., p. 207 sq.
19- Numa Prxtonus, he. cit., pp. 131-133, 143 sqq.
103 See, e.g. Bax, Ethics of Socialism, p. 126.
1 °4 Sec also Bastian, in Zeitschr. f. Ethnol. i, 88 sq. Speaking o£ the
witches of Fez, Leo Afncanus says (History and Description of Ajricat
ii, p. 458) that "they haue a damnable custome to commit vulawfui*
Vencrie among themselves." Among the Patagonians, according to Falk-
ner (Description of Patagonia, p. 117), the male wizards arc chosen for
their office when they arc children, and "a preference is always shown to
those who at that early time of life discover an effeminate disposition."
They are obliged, as it were, to leave their sex, and to dress themselves
in female apparel.
IDS Havclock Ellis, op. cit.t p. 206.
100 Cf. supra, ii, p. 466 (Society Islanders).
107 Supra, i, p. 407.
198 Supra, i, p. 406 sq.
ieo Von Kremcr, Culturgeschichte des Orients, ii, p. 129.
200 D61 linger, op. cit., ii, p. 239.
201 Dadistan-i Dinil{, Ixxvii, II.
202 Havelock Ellis, op. cit., p. 206.
203 Genesis, xix, p. 31 sqq.
204 Thomas Aquinas, Summa theologica, ii, iii. 154, 12. Katz, Grundri**
des kanonischcn Strafrechts, pp. 104, 118, 120. Clarus, Practica criminalis.
book v. #Sodomia, Additioncs, i (Opera omnia, ii, p. 152): "Hoc vitium
cst majus, quam si quis propriam matrem cognosceret."
205 Vendidad, i, p. 12.
206 DfaeM Mainog-i Khirad, viii, p. 10.
207 Sad Dar, ix, p. «>. West's note to Dind-i Mainog-i Khirad ', viii, p.
29 (Sacred Books of the East, xxiv, p. 35, n. 4).
208 Sad Dar, ix, p. 5. West's note to Dind-i Mainog-i Khirad, viii, p. 29
(Sacred Books of the East, xxiv, p. 35, n. 3).
™*Sad Dar, ix, p. 5. West's note to Dadistan-i Dinik,. Ixxii, p. 8
(Sacred Books of the East, xviii, p. 218).
564 THE MAKING OF MAN
210 Vendidad, viii, p. 32.
211 Darmcstetcr, in Sacred Boof(S of the East, iv, p. ii.
212 Vendidad, viii, p. 27 sq.
218 Leviticus, xx, 23.
214 Deuteronomy, xxiii, 17. Driver, Commentary on Deuteronomy,
K 264.
215 Driver, op. «'/., p. 264 sq. Selbie, "Sodomite," in Hastings, Dic-
tionary of the Bible, iv, p. 559.
216 St. Jerome, In Osee, i, pp. 4, 14 (Migne, op. cit., xxv, 851). Cook'*
note to I Kings, xiv, 24, in his edition of The Holy Bible, ii, p. 571.
217 Supra, ii, p. 444.
218 Rosenbaum suggests (Geschichte der Lnstseuchc im Alterthume, p.
120) that the eunuch priests connected with the cult of the Ephesian
Artemis and the Phrygian worship of Cybele likewise were sodomites.
219 I Kings, xiv, 24; xv, 12; xxn, 46. II Kings, xxiii, 7. Job, xxxvi, 14.
Driver, op. cit., p. 265.
220 Romans, i, 25 sqq.
221 Littre, Dictionnaire de la langue franfaise, i, p. 386. "Bougre."
Hayncs, Religious Persecution, p. 54.
222 Littre, op. cit., i, p. 2010, "Hcretique."
223 Les Estabhssements de Saint Louts, i, p. 90; ii, p. 147. Viollet, in
his Introduction to the same work, i, p. 254.
224 Littre, op. cit., i, p. 386, "Bougre." Murray, New English Dic-
tionary, i, p. 1 1 60, "Bugger." Lea, History of the Inquisition of the
Middle Ages, i, p. 115, note.
225 Beaumanoir, Coutumes du Beauvoisis, xxx, II, vol. i, p. 413: "Qui
crre contre le foi, comme en mescreancc, de le qucle il ne veut venir a
voie de verite, ou qui fet sodomirerie, il droit estre ars, et forfet tout le
sien en le manierc dessus." Britton, i, p. 10, vol. i, p. 42. Montesquieu,
De I 'esprit des lot's, xii, 6 (CEuvres, p. 283). Du Boys, Histoire du droit
criminel de I'Espagne, pp. 486, 721.
226Clarus, Practica criminalis, book v. #Sodomia, I (Opera omnia, ii.
p. I5O.
227 Coke, Thirl Part of the Institutes of the Laws of England, p. 59.
228 Mirror, quoted ibid., p. 58.
THE RELATIONS BETWEEN THE SEXES IN
TRIBAL LIFE*
By BRON1SLAW MALINOWSKI
MAN and woman in the Trobriand Islands — their relations
in love, in marriage, and in tribal life — this will be the
subject of the present study.
The most dramatic and intense stage in the intercourse
between man and woman, that in which they love, mate, and
produce children, must occupy the dominant place in any
consideration of the sexual problem. To the average normal
person, in whatever type of society we find him, attraction
by the other sex and the passionate and sentimental episodes
which follow are the most significant events in his existence,
those most deeply associated with his intimate happiness and
with the zest and meaning of life. To the sociologist, there-
fore, who studies a particular type of society, those of its
customs, ideas, and institutions which center round the
erotic life of the individual should be of primary impor-
tance. For if he wants to be in tune with his subject and
to place it in a natural, correct perspective, the sociologist
must, in his research, follow the trend of personal values
and interests. That which means supreme happiness to the
individual must be made a fundamental factor in the scien-
tific treatment of human society.
But the erotic phase, although the most important, is
only one among many in which the sexes meet and enter
into relations with each other. It cannot be studied outside
its proper context, without, that is, being linked up with
the legal status of man and woman; with their domestic
relations; and with the distribution of their economic
functions. Courtship, love, and mating in a given society
*The Sexual Life of Savages. New York: Horace Liveright.
565
566 THE MAKING OF MAN
are influenced in every detail by the way in which the
sexes face one another in public and in private, by their
position in tribal law and custom, by the manner in which
they participate in games and amusements, by the share each
takes in ordinary daily toil.
The story of a people's love-making necessarily has to
begin with an account of youthful and infantile associa-
tions, and it leads inevitably forward to the later stage of
permanent union and marriage. Nor can the narrative break
off at this point, since science cannot claim the privilege of
fiction. The way in which men and women arrange their
common life and that of their children reacts upon their
love-making, and the one stage cannot be properly under-
stood without a knowledge of the other.
This book deals with sexual relations among the natives
of the Trobriand Islands, a coral archipelago lying to the
northeast of New Guinea. These natives belong to the
Papuo-Melanesian race, and in their physical appearance,
mental equipment, and social organization combine a ma-
jority of Oceanic characteristics with certain features of
the more backward Papuan population from the mainland
of New Guinea.1
THE PRINCIPLES OF MOTHER-RIGHT
We find in the Trobriands a matrilineal society, in which
descent, kinship, and every social relationship are legally
reckoned through the mother only, and in which women
have a considerable share in tribal life, even to the taking
of a leading part in economic, ceremonial, and magical
activities— a fact which very deeply influences all the cus-
toms of erotic life as well as the institution of marriage.
It will be well, therefore, first to consider the sexual rela-
tion in its widest aspect, beginning with some account of
those features of custom and tribal law which underlie the
institution of mother-right, and the various views an:l con-
SEXUAL CUSTOMS AND SOCIAL PRACTICE 567
ceptions, which throw light upon it; after this, a short
sketch of each of the chief domains of tribal life— domestic,
economic, legal, ceremonial, and magical — will combine
to show the respective spheres of male and female activity
among these natives.
The idea that it is solely and exclusively the mother who
builds up the child's body, the man in no way contributing
to its formation, is the most important factor in the legal
system of the Trobrianders. Their views on the process of
procreation, coupled with certain mythological and animistic
beliefs, affirm, without doubt or reserve, that the child is
of the same substance as its mother, and that between the
father and the child there is no bond of physical union
whatsoever.
That the mother contributes everything to the new being
to be born of her is taken for granted by the natives, and
forcibly expressed by them. "The mother feeds the infant
in her body. Then, when it comes out, she feeds it with hei
milk." "The mother makes the child out of her blood.H
"Brothers and sisters are of the same flesh, because they
come of the same mother." These and similar expressions
describe their attitude towards this, their fundamental prin-
ciple of kinship.
This attitude is also to be found embodied, in an even
more telling manner, in the rules governing descent, inherit-
ance, succession in rank, chieftainship, hereditary offices, and
magic — in every regulation, in fact, concerning transmission
by kinship. Social position is handed on in the mother-line
from a man to his sister's children, and this exclusively matr.-
lineal conception of kinship is of paramount importance in
the restrictions and regulations of marriage, and in the taboos
on sexual intercourse. The working of these ideas of kinship
can be observed, breaking out with a dramatic intensity,
at death. For the social rules underlying burial, lamentation,
and mourning, together with certain very elaborate cere-
monies of food distribution, are based on the principle that
people joined by the tie of maternal kinship form a closely
568 THE MAKING O I- MAN
knit group, bound by an identity of feelings, of interests,
and of flesh. And from this group even those united to it by
marriage and by the father-to-child relation are sharply
excluded, as having no natural share in the bereavement.
These natives have a well-established institution of mar-
riage, and yet are quite ignorant of the man's share in the
begetting of children. At the same time, the term "father"
has, for the Trobriander, a clear, though exclusively social,
definition: it signifies the man married to the mother, who
lives in the same house with her, and forms part of the
household. The father, in all discussions about relationship,
was pointedly described to me as tomafyva, a "stranger," or,
even more correctly, an "outsider." This expression would
also frequently be used by natives in conversation, when they
were arguing some point of inheritance or trying to justify
some line of behavior, or again when the position of the
father was to be belittled in some quarrel.
It will be clear to the reader, therefore, that the term
"father," as I use it here, must be taken, not as having
the various legal, moral, and biological implications that
it holds for us, but in a sense entirely specific to the society
with which we are dealing. It might seem better, in order
to avoid any chance of such misconception, not to have
used our word "father" at all, but rather the native one
tama, and to have spoken of the "tama relationship" instead
of "fatherhood"; but, in practice, this would have proved
too unwieldy. The reader, therefore, when he meets the
word "father" in these pages, should never forget that it
must be defined, not as in the English dictionary, but in
accordance with the facts of native life. I may add that this
rule applies to all terms which carry special sociological
implication, that is to all terms of relationship, and such
words as "marriage," "divorce," "betrothal," "love," "court-
ship," and the like.
What does the word tama (father) express to the native?
"Husband of my mother" would be the answer first given
by an intelligent informant. He would go on to say that his
SEXUAL CUSTOMS AND SOCIAL PRACTICE 569
tama is the man in whose loving and protecting company
he has grown up. For, since marriage is patrilocal in the
Trobriands, since the woman, that is to say, moves to her
husband's village community and lives in his house, the
father is a close companion to his children; he takes an
active part in the cares which are lavished upon them, in*
variably feels and shows a deep affection for them, and
later has a share in their education. The word tama (father)
condenses, therefore, in its emotional meaning, a host of
experiences by early childhood, and expresses the typical
sentiment existing between a boy or girl and a mature
affectionate man of the same household; while socially it
denotes the male person who stands in an intimate relation
to the mother, and who is master of the household.
So far tama does not differ essentially from "father" in
our sense. But as soon as the child begins to grow up and
take an interest in things outside the affairs of the house-
hold and its own immediate needs, certain complications
arise, and change the meaning of tama for him. He learns
that he is not of the same clan as his tama, that his totemic
appellation is different, and that it is identical with that
of his mother. At the same time he learns that all sorts
of duties, restrictions, and concerns for personal pride unite
him to his mother and separate him from his father. An-
other man appears on the horizon, and is called by the child
^adagu ("my mother's brother"). This man lives in the same
locality, but he is just as likely to reside in another village.
The child also learns that the place where his l(ada (mother's
brother) resides is also his, the child's, "own village"; that
there he has property and his other rights of citizenship;
that there his future career awaits him; that there his natural
allies and associates are to be found. He may even be taunted
in the village of his birth with being an "outsider" (toma*
tyva), while in the village he has to call "his own," in
which his mother's brother lives, his father is a .stranger
and he a natural citizen. He also sees, as he grows up, that
the mother's brother assumes a gradually increasing au-
570 THE MAKING OF MAN
thority over him, requiring his services, helping him in some
things, granting or withholding his permission to carry out
certain actions; while the father's authority and counsel
become less and less important.
Thus the life of a Trobriander runs under a two-fold
influence — a duality which must not be imagined as a mere
surface play of custom. It enters deeply into the existence of
every individual, it produces strange complications of usage,
it creates frequent tensions and difficulties, and not seldom
gives rise to violent breaks in the continuity of tribal life.
For this dual influence of paternal love and the matrilineal
principle which penetrates so far into the framework of in-
stitutions and into the social ideas and sentiments of the
native, is not, as a matter of fact, quite well adjusted in its
working.2
It has been necessary to emphasize the relationship be-
tween a Trobriander and his father, his mother, and his
mother's brother, for this is the nucleus of the complex
system of mother-right or matriliny, and this system governs
the whole social life of these natives. The question is, more-
over, especially related to the main theme of this book:
love-making, marriage, and kinship are three aspects of the
same subject; they are the three facets which it presents in
turn to sociological analysis.
n
A TROBRIAND VILLAGE
We have so far given the sociological definition of father-
hood, of the mother's brother's relation, and of the nature
of the bond between mother and child; a bond founded on
the biological facts of gestation and the extreme close psy-
chological attachment which results from these. The best
way to make this abstract statement clear will be to display
the inter-working of the three relationships in an actual
community in the Trobriands. Thus we can make our ex-
planations concrete and get into touch with actual life
SEXUAL CUSTOMS AND SOCIAL PRACTICE 57!
instead of moving among abstractions; and, incidentally,
too, we can introduce some personalities who will appear
in the later parts of our narrative.
The village of Omarakana is, in a sense, the capital of
Kiriwina, the main district of these islands. It is the residence
of the principal chief, whose name, prestige, and renown
are carried far and wide over the Archipelagoes, though
his power does not reach beyond the province of Kiriwina.3
The village lies on a fertile, level plain in the northern part
of the large, flat coral island of Boyowa. As we walk to-
wards it, from the lagoon anchorages on the western shore,
xhe level road leads across monotonous stretches covered
with low scrub, here and there broken by a tabooed grove,
or by a large garden, holding vines trained on long poles
and looking, in its developed form, like an exuberant hop-
yard. We pass several villages on our way; the soil becomes
more fertile and the settlement denser as we approach the
long ridge of raised coral outcrop which runs along the
eastern shore and shuts off the open sea from the inland
plains of the island.
A large clump of trees appears at a distance — these are the
fruit trees, the palms and the piece of uncut virgin jungle
which together surround the village of Omarakana. We
pass the grove and find ourselves between two rows of
houses, built in concentric rings round a large open space.
Between the outer ring and the inner one a circular street
runs round the whole of the village, and in it, as we pass,
we see groups of people sitting in front of their huts. The
outer ring consists of dwelling-houses, the inner of store-
huts in which the taytu, a variety of yam, which forms the
staple food of the natives, is kept from one harvest to the
next. We are struck at once by the better finish, the greater
constructive elaboration, and the superior embelKshment and
decoration which distinguish the yam-houses from the
dwellings. As we stand on the wide central space we can
admire the circular row of storehouses in front of us, for
both these and the dwellings always face the center. In
572 THE MAKING OF MAN
Omarakana a big yam-house belonging to the chief stands
in the middle of this space. Somewhat nearer the ring, but
still well in the center stands another large building, the
chief's living hut.
This singularly symmetrical arrangement of the village
is of importance, for it represents a definite sociological
scheme. The inner place is the scene of the public and festive
life. A part of it is the old-time burial ground of the vil-
lagers, and at one end is the dancing ground, the scene of
all ceremonial and festive celebrations. The houses which
surround it, the inner ring of store-huts that is, share its
quasi-sacred character, a number of taboos being placed upon
them. The street between the two rows is the theater of
domestic life and everyday occurrence. Without overlabor-
ing the point, the central place might be called the male
portion of the village and the street that of the women.
Let us now make preliminary acquaintance with some of
the more important inhabitants of Omarakana, beginning
With the present chief, To'uluwa. Not only arc he and his
family the most prominent members of the community,
but they occupy more than half of the village. As we shall
see, the chiefs in the Trobriands have the privilege of
polygamy. To'uluwa, who lives in the large house in the
middle of the village, has a number of wives who occupy
a whole row of huts. Also his maternal kinsmen, who be-
long to his family and sub-clan called Tabalu, have a sepa-
rate space in the village for themselves. The third section is
inhabited by commoners who are not related to the chief
either as kinsmen or as children.
The community is thus divided into three parts. The first
consists of the chief and his maternal kinsmen, the Tabalu,
all of whom claim the village as their own, and consider
themselves masters of >its soil with all attendant privileges.
The second consists of the commoners, who are themselves
divided into two groups: those claiming the rights of citizen-
ship on mythological grounds (these rights are distinctly
inferior to those of the chiefs sub-clan, and the claimants
SEXUAL CUSTOMS AND SOCIAL PRACTICE 573
remain in the village only as the chiefs vassals or servants) ;
and strangers in the hereditary service of the chief, who
live in the village by that right and title. The third part
consists of the chiefs wives and their offspring.
These wives, by reason of patrilocal marriage, have to
settle in their husband's village, and with them, of course,
remain their younger children. But the grown-up sons are
allowed to stay in the village only through the personal in-
fluence of their father. This influence overrules the tribal
law that every man ought to live in his own — that is hi?
mother's — village. The chief is always much more attached
to his children than to his maternal kinsmen. He prefers
their company; like every typical Trobriand father, he takes,
sentimentally at least, their side in any dispute; and he in-
variably tries to grant them as many privileges and benefits
as possible. This state of affairs is naturally not altogether
appreciated by the chiefs legal successors, his maternal kins-
men, the children of his sister; and frequently considerable
tension and sharp friction arise between the two section"?
in consequence.
Such a state of tension revealed itself recently in an acute
upheaval which shook the quiet tribal life of Omarakana
and for years undermined its internal harmony.4 There
was a feud of long standing between Namwana Guya'u,
the chiefs favorite son, and Mitakata, his nephew and third
in succession to the rule. Namwana Guya'u was the most
influential man in the village, after the chief, his father:
To'uluwa allowed him to wield a great deal of power, and
gave him more than his share of wealth and privilege.
One day, about six months after my arrival in Omarakana,
the quarrel came acutely to a head. Namwana Guya'u, the
chiefs son, accused his enemy, Mitakata, the nephew and
one of the heirs, of committing adultery with his wife,
brought him before the White Resident Magistrate, and
thereby caused him to be imprisoned for a month or so.
The news of this imprisonment reached the village from
the Government compound, a few miles distant, at sunset,
574 THE MAKING OF MAN
and created a panic. The chief shut himself up in his personal
hut, full of evil forebodings for his favorite, who had thus
rashly outraged tribal law and feeling. The kinsmen of the
imprisoned heir to chieftainship were boiling with sup-
pressed anger and indignation. As night fell, the subdued
villagers settled down to a silent supper, each family over
its solitary meal. There was nobody on the central place.
Namwana Guya'u was not to be seen, the chief To'uluwa
remained secluded in his hut, most of his wives and their
children staying indoors also. Suddenly a loud voice rang
out across the village. Bagido'u, the heir apparent and eldest
brother of the imprisoned man, standing before his hut,
cried out, addressing the offender of his family:
"Namwana Guya'u, you are a cause of trouble. We, the
Tabalu of Omarakana, allowed you to stay here, to live
among us. You had plenty of food in Omarakana. You ate
of our food. You partook of the pigs brought to us as a
tribute, and of the flesh. You sailed in our carioe. You built
a hut on our soil. Now you have done us harm. You have
told lies. Mitakata is in prison. We do not want you to stay
here. This is our village! You are a stranger here. Go away!
We drive you away! We drive you out of Omarakana."
These words were uttered in a loud, piercing voice, which
trembled with stronge emotion: each short sentence was
spoken after a pause; each, like an individual missile, was
hurled across the empty space to the hut where Namwana
Guya'u sat brooding. Next, the younger sister of Mitakata
rose and spoke, and then a young man, one of their ma-
ternal nephews. Their words were in each case almost the
same as Bagido'u's, the burden being the formula of dis-
missal or driving away, the yoba. These speeches were re-
ceived in deep silence. Nothing stirred in the village. But,
before the night was over, Namwana Guya'u had left
Omarakana for ever. He had gone over and settled a few
miles away, in Osapola, his "own" village, whence his
mother came. For weeks she and his sister wailed for him
with loud lamentations as for the dead. The chief remained
SEXUAL CUSTOMS AND SOCIAL PRACTICE 575
for three days in his hut, and when he came out he looked
aged and broken by grief. All his personal interest and af-
fection were on the side of his favorite son, yet he could
do nothing to help him. His kinsmen had acted strictly
within their rights, and, according to tribal law, he could
not possibly dissociate himself from them. No power could
change the decree of exile. Once the words "Go away" —
butyla, "we drive thee away" — \ayabaim, had been pro-
nounced, the man had to go. These words, very rarely
uttered in earnest, have a binding force and an almost ritual
power when pronounced by citizens against a resident out-
sider. A man who would try to brave the dreadful insult
involved in them and remain in spite of them, would be
dishonored forever. In fact, anything but immediate com-
pliance with a ritual request is unthinkable for a Trobriand
Islander.
The chiefs resentment against his kinsmen was deep and
lasting. At first he would not even speak to them. For a year
or so, not one of them dared to ask to be taken on overseas
expeditions by him, although they were fully entitled to
this privilege. Two years later, in 1917, when I returned
to the Trobriancls, Namwana Guya'u was still resident in the
other village and keeping aloof from his father's kinsmen,
though he frequently visited Omaraknna in order to be in
attendance on his father, especially when To'uluwa went
abroad. His mother had died within a year after his ex-
pulsion. As the natives described it: "She wailed and wailed,
refused to cat, and died." The relations between the two
main enemies were completely broken, and Mitakata, the
young chieftain who had been imprisoned, had repudiated
his wife, who belonged to the same sub-clan as Namwana
Guya'u. There was a deep rift in the whole social life at
Kiriwina.
This incident was one of the most dramatic which I have
ever witnessed in the Trobriands. I have described it at
length, as it contains a striking illustration of the nature of
mother-right, of the power of tribal law, and of the passions
57^ THE MAKING OF MAN
which work against and in spite of these. It shows also the
deep, personal attachment which a father feels for his chil-
dren, the tendency which he has to use all his personal
influence to give them a strong position in the village, the
.opposition which this always evokes among his maternal
kinsmen, and the tension and rifts thus brought about.
Under normal conditions, in a smaller community where the
contending powers are humbler and less important, such
tension would merely mean that, after the father's death, the
children would have to return to his maternal kinsmen
practically all the material benefits they had received from
him during his lifetime. In any case a good deal of dis-
content and friction and many roundabout methods of
settlement are involved in this dual play of paternal affec-
tion and matrilineal authority: the chiefs son and his
maternal nephew can be described as predestined enemies.
This theme will recur in the progress of the following
'narrative. In discussing consent to marriage, we shall see
rhe importance of paternal authority and the functions of
the matrilineal kinsmen. The custom of cross-cousin mar-
riage is a traditional reconciliation of the two opposing
principles. The sexual taboos and prohibitions of incest also
cannot be understood without a clear grasp of the principles
discussed in this section.
So far we have met To'uluwa, his favorite wife Kadam-
wasila, whose death followed on the village tragedy, their
son Namwana Guya'u, and his enemy Mitakata, son of the
chiefs sister, and these we shall meet again, for they were
among my best informants. We shall also become acquainted
with the other sons of the chief, and of his favorite wife, and
with some of his maternal kinsmen and kinswontien. We
shall follow several of them in their love affairs, and in their
marriage arrangements; we shall have to pry into their do-
mestic scandals, and to take an indiscreet interest in their
intimate life. For all of them were, during a long period,
under ethnographic observation, and I obtained much of
SEXUAL CUSTOMS AND SOCIAL PRACTICE 577
my material through their confidences, and especially from
their mutual scandal-mongering.
Many examples will also be given from other communi-
ties, and we shall make frequent visits to the lagoon villages
of the western shore, to places on the south of the island,
and to some of the neighboring smaller islands of the Archi-
pelago. In all these other communities more uniform and
democratic conditions prevail, and this makes some differ-
ence in the character of their sexual life.
in
FAMILY LIFE
In entering the village we had to pass across the street
between the two concentric rows of houses. This is the nor-
mal setting of the everyday life of the community, and
thither we must return in order to make a closer survey
of the groups of people sitting in front of their dwellings.
As a rule we find that each group consists of one family
only — man, wife, and children — taking their leisure, or en-
gaged in some domestic activity which varies with the time
of day. On a fine morning we would see them hastily eating
a scanty breakfast, and then the man and woman preparing
the implements for the day's work, with the help of the
bigger children, while the baby is laid out of the way on a
mat. Afterwards, during the cool hours of the forenoon,
each family would probably set off to their work, leaving
the village almost deserted. The man, in company with
others, may be fishing or hunting or building a canoe or
looking for timber. The woman may have gone collecting
shell-fish or wild fruits. Or else both may be working in
the gardens or paying a visit. The man often does harder
work than the woman, but when they return in the hot
hours of the afternoon he will rest, while the woman busies
herself with household affairs. Towards evening, when the
descending sun casts longer, cooler shadows, the social life
of the village begins. At this time we would see our family
578 THEMAKINGOFMAN
group in front of their hut, the wife preparing food, the chil-
dren playing, the husband, perhaps, seated amusing the
smallest baby. This is the time when neighbors call on
one another, and conversation may be exchanged from
group to group.
The frank and friendly tone of intercourse, the obvious
feeling of equality, the father's domestic helpfulness, espe-
cially with the children, would at once strike any observant
visitor. The wife joins freely in the jokes and conversation;
she does her work independently, not with the air of a slave
or a servant, but as one who manages her own department.
She will order the husband about if she needs his help.
Close observation, day after day, confirms this first im-
pression. The typical Trobriand household is founded on
the principles of equality and independence of function: the
man is considered to be the master, for he is in his own
village and the house belongs to him, but the woman has,
in other respects, a considerable influence; she and her
family have a great deal to do with the food supply of the
household; she is the owner of separate possessions in the
house; and she is — next to her brother — the legal head of
her family.
The division of functions within the household is, in cer-
tain matters, quite definite. The woman has to cook the food,
which is simple, and does not require much preparation.
The main meal is taken at sunset, and consists of yams, taro,
or other tubers, roasted in the open fire — or, less frequently,
boiled in a small pot, or baked in the ground — with the
occasional addition of fish or meat. Next morning the re-
mains are eaten cold, and sometimes, though not regularly,
fruit, shell-fish, or some other light snack may be taken
at mid-day.
In some circumstances, men can and do prepare and cook
the food: on journeys, oversea voyages; fishing or hunting
expeditions, when they are without their women folk. Also,
on certain occasions, when taro or sago dumplings are
cooked in the large clay pots, men are required by tradi-
SEXUAL CUSTOMS AND SOCIAL PRACTICE 579
tion to assist their wives. But within the village and in
normal daily life the man never cooks. It would be con-
sidered shameful for him to do so. "You are a he-cook" (to*
tyfybwasi yol(u) would be said tauntingly. The fear of de-
serving such an epithet, of being laughed at or shamed
0(a\ayuwa)) is extreme. It arises from the characteristic
dread and shame, found among savages, of not doing the
proper thing, or, worse still, of doing something which is
intrinsically the attribute of another sex or social class.
There are a number of occupations strictly assigned by
tribal custom to one sex only. The manner of carrying loads
is a very noteworthy example. Women have to carry the
special feminine receptacle, the bell-shaped basket, or any
other kind of load upon their heads; men must carry only
on the shoulder. It would be with a real shudder, and a pro-
found feeling of shame, that an individual would regard
carrying anything in the manner proper to the opposite
sex and nothing would induce a man to put any load on his
head, even in fun.
An exclusive feminine department is the water supply.
The woman has the water bottles of the household in her
charge. These arc made out of the woody shell of a mature
cocoanut, with a stopper of twisted palm leaf. In the morn-
ing or near sunset she goes, sometimes a full half-mile, to
fill them at the water-hole: here the women forgather, rest-
ing and chatting, while one after another fills her water-
vessels, cleans them, arranges them in baskets or on large
wooden platters and just before leaving, gives the clustet
a final sprinkling of water to cover it with a suggestive
gloss of freshness. The water-hole is the woman's club and
center of gossip, and as such is important, for there is a
distinct woman's public opinion and point of view in a
Trobriand village, and they have their secrets from the
male, just as the male has from the female.
We have already seen that the husband fully shares, in the
care of the children. He will fondle and carry a baby, clean
and wash it, and give it the ma*hed vegetable food which
580 THE MAKING OF MAN
it receives in addition to the mother's milk almost from
birth. In fact, nursing the baby in the arms or holding it on
the knees, which is described by the native word tytpo'i,
is the special role and duty of the father (tamo) . It is said
of the children of unmarried women who, according to the
native expression, are "without a tama" (that is, it must be
remembered, without a husband to their mother), that they
are "unfortunate" or "bad" because "there is no one to nurse
and hug them (gala taytala bi%ppo'i)." Again, if any one
inquires why children should have duties towards their
father, who is a "stranger" to them, the answer is invariably:
"because of the nursing (pela fopo'i)? "because his hands
have been soiled with the child's excrement and urine."
The father performs his duties with genuine natural
fondness: he will carry an infant about for hours, looking
at it with eyes full of such love and pride as are seldom seen
in those of a European father. Any praise of the baby goes
directly to his heart, and he will never tire of talking about
and exhibiting the virtues and achievements of his wife's
offspring. Indeed, watching a native family at home or
meeting them on the road, one receives a strong impression
of close union and intimacy between its members. Nor,
•AS we have seen, does this mutual affection abate in later
years. Thus, in the intimacy of domestic life, we discover
another aspect of the interesting and complicated struggle
between social and emotional paternity, on the one hand,
and the explicitly acknowledged legal mother-right on the
other.
It will be noticed that we have not yet penetrated into
the interior of a house, for in fine weather the scene of
family life is always laid in front of the dwelling. Only when
it is cold and raining, at night, or for intimate uses, do the
natives retire into the interior. On a wet or windy evening
in the cooler season we should find the village streets de-
serted, dim lights flickering through small interstices in the
hut walls, and voices sounding from within in animated
conversation. Inside in a small space heavy with dense
SEXUAL CUSTOMS AND SOCIAL PRACTICE 581
smoke and human exhalation, the people sit on the floor
round the fire or recline on bedsteads covered with mats.
The houses are built directly on the ground and their
floors are o£ beaten earth. The main items of their very sim-
ple furniture are: the fireplace, which is simply a ring of
small stones with three large ones to support a pot; wooden
sleeping bunks, placed one over another against the back and
side walls opposite the fireplace and one or two shelves for
nets, cooking pots, women's grass petticoats, and other house-
hold objects. The chief's personal dwelling is built like an
ordinary house, but is larger. The yam houses are of some-
what different and more complicated construction, and are
slightly raised above the ground.
A normal day in a typical household forces the family
to live in close intimacy — they sleep in the same hut, they
eat in common and spend the best part both of their working
and leisure hours together.
IV
THE DIVISION OF PROPERTY AND DUTIES ACCORDING TO SEX
Members of the household are also bound together by
community of economic interest. On this point, howevert
a more detailed statement is necessary, as the subject is im-
portant and complicated. To begin with the right of owner
ship, it must be realized that personal possession is a mattel
of great importance to the native. The title toll ("owner" 01
"master," used as a prefix to the object possessed) has a con-
siderable value in itself as conferring a sort of distinction,
even when it does not give a claim to rights of exclusive use.
This term and the conception of ownership are, in every
particular case, very well defined, but the relationship varies
with different objects, and it is impossible to summarize it
in one formula covering all cases.5
It is remarkable that in spite of the close union within the
household, domestic utensils and the many objects littering
the hut are not owned in common. Husband and wife ha\£
382 THE MAKING OF MAN
each his or her own possessions. The wife owns her grass
petticoats, of which there are usually some twelve or twenty
in her wardrobe, for use on various occasions. Also she relies
on her own skill and industry to procure them. So that in the
question of toilet, a Kirwinian lady depends solely upon her-
self. The water vessels, the implements for dressmaking, a
number of articles of personal adornment, are also her own
property. The man owns his tools, ax and adze, the nets,
the spears, the dancing ornaments, and the drum, and also
those objects of high value, called by the natives vaygu'a,
vsrhich consist of necklaces, belts, armshells, and large pol-
ished ax-blades.
Nor is private ownership in this case a mere word without
practical significance. The husband and the wife can and
do dispose of any article of their own property, and after
the death of one of them the objects are not inherited by the
partner, but distributed among a special class of heirs. When
there is a domestic quarrel a man may destroy some of his
wife's property — he may wreak his vengeance on the water
bottles or on the grass petticoats— and she may smash his
drum or break his dancing shield. A man also has to repair
and keep his own things in order, so that the woman is
not the housekeeper in the general European sense.
Immovable goods, such as garden-land, crecs, houses, as
well as sailing-vessels, are owned almost exclusively by men,
as is also the live stock, which consists mainly of pigs. We
shall have to touch on this subject again, when we speak of
the social position of women, for ownership of such things
goes with power.
Passing now from economic rights to duties, let us con-
sider the partition of work according to sex. In the heavier
type of labor, such as gardening, fishing, and carrying of
considerable loads, there is a definite division between man
and woman. Fishing and hunting, the latter of very slight
importance in the Trobriands, are done by men, while only
women engage in the search for marine shell-fish. In
gardening, the heaviest work, such as cutting the scrub,
SEXUAL CUSTOMS AND SOCIAL PRACTICE 583
making fences, fetching the heavy yam supports, and plant-
ing the tuber, is done exclusively by men. Weeding is the
women's special duty, while some of the intermediate stages,
in which the plants have to be looked after, are performed
by mixed male and female labor. Men do such tending as
there is to be done of the coco- and areca-nut palms and of
the fruit trees, while it is chiefly the women who look after
the pigs.
All overseas expeditions are made by men, and the builo«
ing of canoes is entirely their business. Men have to do mosn
of the trading, especially the important exchange of vege-
table food for fish which takes place between the inland and
coastal villagers. In the building of houses, the framework
is made by men, and the women help with the thatching.
Both sexes share in the carrying of burdens; the men
shoulder the heavier ones, while the women make up by
carrying more frequently. And, as we have seen, there is
a characteristic sexual distinction in the mode of placing
the burden.
As regards the minor work of manufacturing small
objects, the women have to make the mats and plait the
armlets and belts. Of course, they alone fashion their per-
sonal dress, just as men have to tailor their own not very
extensive but very carefully finished garment, the pubic leaf.
Men do the wood carving, even in the case of objects used
exclusively by women; they manufacture lime gourds for
betel chewing and, in the old days, they used to polish and
sharpen all stone implements.
This specialization of work according to sex gives, at cer-
tain seasons, a characteristic and picturesque touch to village
life. When harvest approaches new skirts of the colored
variety have to be made, ready to wear when the crops are
brought in and at the subsequent festivities. Quantities of
banana and pandanus leaf are brought to the villages, and
are there bleached and toughened at the fire. At night the
whole village is bright with shining of these fires, at each
of which a couple of women sit opposite each other and
584 THE MAKING OF MAN
pass the leaf to and fro in front of the flame. Loud chatter
and song enlivens the work, gay with anticipation of the
coming entertainments. When the material is ready, it has
still to be cut, trimmed, and dyed. Two kinds of roots are
brought from the bush for the dyeing, one giving a deep
purple, and the other a bright crimson. The dye is mixed in
large bowls made of giant clam shells; in these the leaf strips
are steeped, and then they are hung up in thick bunches
to dry in the central place, enlivening the whole village
with their gay color. After a very complex process of piecing
together, a resplendent "creation" results; the golden yel-
low of the pandanus, the soft hay-green or dun of the banana
leaf, the crimson and purple of the dyed layers form a really
beautiful harmony of color against the smooth, brown skin
of the woman.
Some manufactures are carried out by men and women
together. Both sexes, for example, take part in the elaborate
process which is necessary in preparing certain shell orna-
ments,6 while nets and water-vessels may be made by
either sex.
It will have been seen, then, that women do not bear the
brunt of all the drudgery and hard work. Indeed, the
heaviest tasks in the gardens and the most monotonous ones
are performed by men. On the other hand, women have their
own province in economic activity; it is a conspicuous one,
and through it they assert their status and importance.
NOTES
1 For a full general recount of the Northern Massim, of whom the
Trobriandcrs form a section, cf. the classical treatise of Professor C. G.
Seligman, Melanesians of British New Guinea, Cambridge, 1910, which
also shows the relation of the Trobrianders to the other races and cultures
on and around New Guinea. A short account of Trobriand culture will also
be found in my Argonauts of the Western Pacific (E. P. Dutton and Co.,
1922).
2Cf. my Crime and Custom in Savage Society (Harcourt, Brace, 1926).
8 For further references to this eminent personage and for an account
of chieftainship, see C. G. Seligman, op. tit., chapters xlix and )i; also
my Argonauts of the Western Pacific, passim, and "Baloma, Spirits of thd
Dead," Journ. R. Anthrop. lust.. 1916.
SEXUAL CUSTOMS AND SOCIAL PRACTICE 585
4 The following account has been already published (in Crime ai.d Cus-
tom, pp. i or sq.). Since it is an almost exact reproduction of the original
entry in my field-notes, I prefer to give it here once more in the same
form, with a few verbal alterations only.
5 Cf. Argonauts of the Western Pacific, ch. vi, and passim.
6 Cf. ch. xv «f Argonauts of the Western Pacific.
FORMAL SEX RELATIONS IN SAMOA*
By MARGARET MEAD
THE first attitude which a little girl learns towards boys
is one of avoidance and antagonism. She learns to observe
the brother and sister taboo towards the boys of her relation-
ship group and household, and together with the other small
girls of her age group she treats all other small boys as
enemies elect. After a little girl is eight or nine years of age
she has learned never to approach a group of older boys.
This feeling of antagonism towards younger boys and
shamed avoidance of older ones continues up to the age of
thirteen or fourteen, to the group of girls who are just reach-
ing puberty and the group of boys who have just been
circumcised. These children are growing away from the age-
group life and the age-group antagonisms. They are not yet
actively sex-conscious. And it is at this time that relationships
between the sexes are least emotionally charged. Not until
she is an old married woman with several children will the
Samoan girl again regard the opposite sex so quietly.
When these adolescent children gather together there is
a good-natured banter, a minimum of embarrassment, a
great deal of random teasing which usually takes the form
of accusing some little girl of a consuming passion for a
decrepit old man of eighty, or some small boy of being the
father of a buxom matron's eighth child. Occasionally the
banter takes the form of attributing affection between two
age-mates and is gayly and indignantly repudiated by
both. Children at this age meet at informal siva parties, on
the outskirts of more formal occasions, at community reef
fishings (when many yards of reef have been enclosed to
make a great fish trap) and on torch-fishing excursions.
* Coming of Age in Samoa. New York: William Morrow & Co.
SEXUAL CUSTOMS AND SOCIAL PRACTICE 58^
Good-natured tussling and banter and cooperation in com-
mon activities are the keynotes of these occasions. But un-
fortunately these contacts are neither frequent nor sufficiently
prolonged to teach the girls cooperation or to give either
boys or girls any real appreciation of personality in members
of the opposite sex.
Two or three years later this will all be changed. The fact
that little girls no longer belong to age groups makes the
individual's affection less noticeable. The boy who begins
to take an active interest in girls is also seen less in a gang
and spends more time with one close companion. Girls have
lost all of their nonchalance. They giggle, blush, bridle, run
away. Boys become shy, embarrassed, taciturn, and avoid
the society of girls in the daytime and on the brilliant moon-
lit nights for which they accuse the girls of having an
exhibitionistic preference. Friendships fall more strictly
within the relationship group. The boy's need for a trusted
confidant is stronger than that of the girl, for only the
most adroit and hardened Don Juans do their own courting.
7'here are occasions, of course, when two youngsters just
past adolescence, fearful of ridicule, even from their nearest
friends and relatives, will slip away alone into the bush.
More frequently still an older man, a widower or a divorced
man will be a girl's first lover. And here there is no need
for an ambassador. The older man is neither shy nor
frightened, and futhcrmore there is no one whom he can
trust as an intermediary; a younger man would betray him,
an older man would not take his amours seriously. But
the first spontaneous experiment of adolescent children and
the amorous excursions of the older men among the young
girls of the village are variants on the edge of the recognized
types of relationships; so also is the first experience of a
young boy with an older woman. But both of these are
exceedingly frequent occurrences, so that the success of
an amatory experience is seldom jeopardized by double
ignorance. Nevertheless, all of these occasions are outside
the recognized forms into which sex relations fall. The little
'So THE MAKING OF MAN
)oy arid girl are branded by their companions as guilty of
\autala lai titi (presuming above their ages) as is the boy
who loves or aspires to love an older woman, while the
idea of an older man pursuing a young girl appeals strongly
lo their sense ^o£ humor; or if the girl is very young and
naiVe, to their sense of unfitness. "She is too young, too
j oung yet. He is too old," they will say, and the whole weight
tff vigorous disapproval fell upon a matai who was known
to be the father of the child of Lotu, the sixteen-year-old
feeble-minded girl on Olesega. Discrepancy in age or experi-
ence always strikes .them as comic or pathetic according to
the degree. The theoretical punishment which is meted out
to a disobedient and runaway daughter is to marry her to
U) very old man, and I have heard a nine-year-old giggle
contemptuously over her mother's preference for a seven-
veen-year-old boy. Worst among these unpatterned devia-
uons is that of the man who makes love to some young
und dependent woman of his household, his adopted child
or his wife's younger sister. The cry of incest is raised against
him and sometimes feeling runs so high that he has to
leave the group.
Besides formal marriage there are only two types of sex
relations which receive any formal recognition from the
community — love affairs between unmarried young people
{this includes the widowed) who are very nearly of the same
age, whether leading to marriage or merely a passing di-
version; and adultery.
Between the unmarried there are three forms of relation-
ship: the clandestine encounter, "under the palm trees," the
published elopement, Avaga, and the ceremonious courtship
in which the boy "sits before the girl"; and on the edge
of these, the curious form of surreptitious rape, called moe-
totolo, crawling, resorted to by youths who find favor in no
maiden's eyes.
In these three relationships, the boy requires a confidant
and ambassador whom he calls a soa. Where boys are close
Companions, this relationship may extend over many love
SEXUAL CUSTOMS AND SOCIAL PRACTICE 58)
affairs, or it may be a temporary one, terminating with th°.
particular love affair. The soa follows the pattern of th^
talking chief who makes material demands upon his chief
in return for the immaterial services which he renders hirv
If marriage results from his ambassadorship, he receive -\
specially fine present from the bridegroom. The choir/; of
a soa presents many difficulties. If the lover chooses a y/^adj ,
reliable boy, some slightly younger relative devoted to his
interests, a boy unambitious in affairs of the hrurt, ven
likely the ambassador will bungle the whole affair through
inexperience and lack of tact. But if he chooses a hand-
some and expert wooer who knows just how "to speah
softly and walk gently," then as likely as not the girl will
prefer the second to the principal. This difficulty is occa-
sionally anticipated by employing two or three soas antl
setting them to spy on each other. But such a lack of trust
is likely to inspire a similar attitude in the agents, and as
one overcautious and disappointed lover told me ruefully, " I
had five soas, one was true and four were false."
Among possible soas there are two preferences, a brothe*
or a girl. A brother is by definition loyal, while a girl is
far more skillful for "a boy can only approach a girl in tho
evening, or when no one is by, but a girl can go with her
all day long, walk with her and lie on the mat by her, eat oft
the same platter, and whisper between mouthfuls the name
of the boy, speaking ever of him, how good he is, how gentle
and how true, how worthy of love. Yes, best of all is the
soafafine, the woman ambassador." But the difficulties of
obtaining a soafafine are great. A boy may not choose from
his own female relatives. The taboo forbids him ever to
mention such matters in their presence. It is only by good
chance that his brother's sweetheart may be a relative of the
girl upon whom he has set his heart; or some other piece
of good fortune may throw him into contact with a girl
or woman who will act in his interests. The most violent
antagonisms in the young people's groups are not between
ex-lovers, arise not from the venom of the deserted nor the
590 THE MAKING OF MAN
smarting pride of the jilted, but occur between the boy and
the soa who has betrayed him, or a lover and the friend of
his beloved who has in ar/ way blocked his suit.
In the strictly clandestine love affair the lover never pre-
sents himself at the house of his beloved. His soa may go
there in a group or upon some trumped-up errand, or he
also may avoid the house and find opportunities to speak
to the girl while she is fishing or going to and from the
plantation. It is his task to sing his friend's praise, counter-
act the girl's fears and objections, and finally appoint a ren-
dezvous. These affairs are usually of short duration and both
boy *nd girl may be carrying on several at once. One of the
recognized causes of a quarrel is the resentment of the first
lover against his successor of the same night, "for the boy
who came later will mock him." These clandestine lovers
make their rendezvous on the outskirts of the village.
"Under the palm trees" is the conventionalized designation
of this type of intrigue. Very often three or four couples will
have a common rendezvous, when either the boys or the
girls are relatives who are friends. Should the girl ever
grow faint or dizzy, it is the boy's part to climb the nearest
palm and fetch down a fresh cocoanut to pour on her face
in lieu of can de cologne. In native theory, barrenness is the
punishment of promiscuity; and, vice versa, only persistent
monogamy is rewarded by conception. When a pair of clan-
destine experimenters, whose rank is so low that their
marriages are not of any great economic importance, become
genuinely attached to each other and maintain the relation-
ship over several months, marriage often follows. And native
sophistication distinguishes between the adept lover whose
adventures are many and of short duration and the less-
skilled man who can find no better proof of his virility than
a long affair ending in conception.
Often the girl is afraid to venture out into the night,
infested with ghosts and devils, ghosts that strangle one,
ghosts from far-away villages who come in canoes to kidnap
the girls of the village, ghosts who leap upon the back and
SEXUAL CUSTOMS AND SOCIAL PRACTICE 59!
may not be shaken off. Or she may feel that it is wiser to
remain at home, and if necessary, attest her presence vocally.
In this case the lover braves the house; taking off his lava-
lava, he greases his body thoroughly with cocoanut oil so
that he can slip through the fingers of pursuers and leave
no trace, and stealthily raises the blinds and slips into the
house. The prevalence of this practice gives point to the
familiar incident in Polynesian folk tales of the ill fortune
that falls the luckless hero who "sleeps until morning, until
the rising sun reveals his presence to the other inmates of
the house." As perhaps a dozen or more people and several
dogs are sleeping in the house, a due regard for silence is
sufficient precaution. But it is this habit of domestic ren-
dezvous which lends itself to the peculiar abuse of the
moetotolo t or sleep crawler.
The moetotolo is the only sex activity which presents a
definitely abnormal picture. Ever since the first contact with
white civilization, rape, in the form of violent assault, has
occurred occasionally in Samoa. It is far less congenial, how-
ever, to the Samoan attitude than moetotolo, in which a man
stealthily appropriates the favors which are meant for an-
other. The need for guarding against 'discovery makes con-
versation impossible, and the sleep crawler relies upon the
girl's expecting a lover or the chance that she will indis-
criminately accept any comer. If the girl suspects and re-
sents him, she raises a great outcry and the whole household
gives chase. Catching a moetotolo is counted great sport, and
the women, who feel their safety endangered, are even more
active in pursuit than the men. One luckless youth in Luma
neglected to remove his lavalava. The girl discovered him
and her sister succeeded in biting a piece out of his lavalava
before he escaped. This she proudly exhibited the next day.
As the boy had been too dull to destroy his lavalava, the evi-
dence against him was circumstantial and he was the laugh-
ing stock of the village; the children wrote a dance song
about it and sang it after him wherever he went. The moe-
totolo problem is complicated by the possibility that a boy
592 THE MAKING OF MAN
of the household may be the offender and may take refuge
in the hue and cry following the discovery. It also provides
the girl with an excellent alibi, since she has only to call
out "moetotolo" in case her lover is discovered. "To the fam-
ily and the village that may be a moetotolo, but it is not so in
the hearts of the girl and the boy."
Two motives are given for this unsavory activity, anger
and failure in love. The Samoan girl who plays the coquette
does so at her peril. "She will say, 'Yes, I will meet you to-
night by that old cocoanut tree just beside the devilfish stone
when the moon goes down.' And the boy will wait and wait
and wait all night long. It will grow very dark; lizards will
drop on his head; the ghost boats will come into the channel.
He will be very much afraid. But he will wait there until
dawn, until his hair is wet with dew and his heart is very
angry and still she does not come. Then in revenge he will
attempt a moetotolo. Especially will he do so if he hears
that she has met another that night." The other set explana-
tion is that a particular boy cannot win a sweetheart by any
legitimate means, and there is no form of prostitution, ex-
cept guest prostitution, in Samoa. As some of the boys who
were notorious moetotolos were among the most charming
and good-looking youths of the village, this is a little hard
to understand. Apparently, these youths, frowned upon in
one or two tentative courtships, inflamed by the loudly
proclaimed success of their fellows and the taunts against
their own inexperience, cast established wooing procedure
to the winds and attempt a moetotolo. And once caught,
once branded, no girl will ever pay any attention to them
again. They must wait until as older men, with position and
title to offer, they can choose between some weary and
bedraggled wanton or the unwilling young daughter of
ambitious and selfish parents. But years will intervene be-
fore this is possible, and shut out from the amours in which
his companions are engaging, a boy makes one attempt after
another, sometimes successfully, sometimes only to be
taught and beaten and mocked by the village, and always
SEXUAL CUSTOMS AND SOCIAL PRACTICE 59 •*
digging the pit deeper under his feet. Often partially satis-
factory solutions are relationships with men. There was one
such pair in the village, a notorious moetotolo, and a serious-
minded youth who wished to keep his heart free for political
intrigue. The moetotolo, therefore, complicates and adds zest
to the surreptitious love-making which is conducted at home,
while the danger of being missed, the undesirability of
chance encounters abroad, rain and the fear of ghosts, com-
plicate "love under the palm trees."
Between these strictly sub-rosa affairs and a final offer
of marriage there is an intermediate form of courtship in
which the girl is called upon by the boy. As this is regarded
as a tentative move towards matrimony, both relationship
groups must be more or less favorably inclined towards the
union. With his sou at his side and provided with a basket
of fish, an octopus ;ir so, or a chicken, the suitor presents
himself at the girl's home before the late evening meal. If
his girt is accepted, it is a sign that the family of the girl are
willing for him to pay his addresses to her. He is formally
welcomed by the matai, sits with reverently bowed head
throughout the evening prayer, and then he and his soa
stay for supper. But the suitor does not approach his
beloved. They say: "If you wish to know who is really the
lo\er, look then not at the boy who sits by her side, looks
boldly into her eyes and twists the flowers in her necklace
around his fingers or steals the hibiscus flower from her
hair that he may wear it behind his ear. Do not think it is
he who whispers softly in her ear, or says to her, 'Sweet*
heart, wait for me to-night. After the moon has set, I will
come to you/ or who teases her by saying she has many
lovers. Look instead at the boy who sits afar off, who sits
with bent head and takes no part in the joking. And you
will see that his eyes are always turned softly on the girl.
Always he watches her and never does he miss a movement
of her lips. Perhaps she will wink at him, perhaps she will
raise her eyebrows, perhaps she will make a sign with her
band. He must always be wakeful and watching or he will
594 TKE MAKING OF MAN
miss it." The soa meanwhile pays the girl elaborate and osten-
tatious court and in undertones pleads the cause of his
friend. After dinner, the center of the house is accorded the
young people to play cards, sing or merely sit about, exchang-
ing a series of broad pleasantries. This type of courtship
varies from occasional calls to daily attendance. The food
gift need not accompany each visit, but is as essential at the
initial call as is an introduction in the West. The way of
such declared lovers is hard. The girl does not wish to marry,
nor to curtail her amours in deference to a definite betrothal.
Possibly she may also dislike her suitor, while he in turn
may be the victim of family ambition. Now that the whole
village knows him for her suitor, the girl gratifies her vanity
by avoidance, by perverseness. He comes in the evening, she
has gone to another house; he follows her there, she im-
mediately returns home. When such courtship ripens into an
Accepted proposal of marriage, the boy often goes to sleep
in the house of his intended bride and often the union is
surreptitiously consummated. Ceremonial marriage is de-
ferred until such time as the boy's family have planted or
collected enough food and other property and the girl's
family have gotten together a suitable dowry of tapa
md mats.
In such manner are conducted the love affairs of the
average young people of the same village, and of the plebeian
young people of neighboring villages. From this free and
easy experimentation, the taupo is excepted. Virginity is a
legal requirement for her. At her marriage, in front of
all the people, in a house brilliantly lit, the talking chief
of the bridegroom will take the tokens of her virginity.1 In
former days should she prove not to be a virgin, her female
relatives fell upon and beat her with stones, disfiguring and
sometimes fatally injuring the girl who had shamed their
house. The public ordeal sometimes prostrated the girl as
much as a week, although ordinarily a girl recovers from
first intercourse in two or three hours, and women seldom
lie abed more than a few hours after childbirth. Although
SEXUAL CUSTOMS AND SOCIAL PRACTICE 593
this virginity-testing ceremony was theoretically observed at
wedding of people of all ranks, it was simply ignored it
the boy knew that it was an idle form, and "a wise girl who
is not a virgin will tell all to the talking chiefs of her hus-
band, so that she be not ashamed before all the people."
The attitude towards virginity is a curious one. Chris-
tianity has, of course, introduced a moral premium on
chastity. The Samoans regard this attitude with reverent but
complete skepticism and the concept of celibacy is absolutely
meaningless to them. But virginity definitely adds to a girl's
attractiveness, the wooing of a virgin is considered far more
of a feat than the conquest of a more experienced heart, and
a really successful Don Juan turns most of his attention to
their seduction. One youth who at twenty-four married
a girl who was still a virgin was the laughing stock of the
village over his freely related trepidation which revealed the
fact that at twenty-four, although he had had many love
affairs, he had never before won the favors of a virgin.
The bridegroom, his relatives and the bride and her
relatives all receive prestige, if she proves to be a virgin, so
that the girl of rank who might wish to forestall this pain-
ful public ceremony is thwarted not only by the anxious
chaperonage of the relatives but by the boy's eagerness for
prestige. One young Lothario eloped to his father's house
with a girl of high rank from another village and refused tq
live with her because, said he, "I thought maybe I woulcj
marry that girl and there would be a big malaga and a big
ceremony and I would wait and get the credit for marrying
a virgin. But the next day her father came and said that she
could not marry me, and she cried very much. So I said te
her, 'Well, there is no use now to wait any longer. Now we.
will run away into the bush.' " It is conceivable that the girl
would often trade the temporary prestige for an escape from
the public ordeal, but in proportion as his ambitions were
honorable, the boy would frustrate her efforts.
Just as the clandestine and casual "love under the palm
trees" is the pattern irregularity for those of humble birth,
5^6 THE MAKING OF MAN
so the elopement has its archetype in the love affairs of the
tnupo, and the other chiefs' daughters. These girls of noble
birth are carefully guarded; not for them are secret trysts
at night or stolen meetings in the daytime. Where parents
of lower rank complacently ignore their daughters' experi-
ments, the high chief guards his daughters' virginity as he
guards the honor of his name, his precedence in the kava
ceremony or any other prerogative of his high degree. Some
old woman of the household is told off to be the girl's con-
stant companion and duenna. The taupo may not visit in
other houses in the village, or leave the house alone at night.
When she sleeps, an older woman sleeps by her side. Never
may she go to another village unchaperoned. In her own
village she goes soberly about her tasks, bathing in the sea,
working in the plantation, safe under the jealous guardian-
ship of the women of her own village. She runs little risk
from the moetotolo, for one who outraged the taupo of his
tillage would formerly have been beaten to death, and
now would have to flee from the village. The prestige of the
village is inextricably bound up with the high repute of the
taupo and few young men in the village would dare to be
her lovers. Marriage to them is out of the question, and
iheir companions would revile them as traitors rather than
envy them such doubtful distinction. Occasionally a youth
of very high rank in the same village will risk an elopement,
but even this is a rare occurrence. For tradition says that
the taupo must marry outside her village, marry a high chief
or a manaia of another village. Such a marriage is an occa-
sion for great festivities and solemn ceremony. The chief
and all of his talking chiefs must come to propose for her
hand, come in person bringing gifts for her talking chiefs.
If the talking chiefs of the girl are satisfied that this is a
lucrative and desirable match, and the family are satisfied
with the rank and appearance of the suitor, the marriage
is agreed upon. Little attention is paid to the opinion of
the girl. So fixed is the idea that the marriage of the taupo
is the affair of the talking chiefs that Europeanized natives
SEXUAL CUSTOMS AND SOCIAL PRACTICE 59?
on the main island refuse to make their daughters taufos
because the missionaries say a girl should make her own
choice, and once she is a tatipo, they regard the matter as
inevitably taken out of their hands. After the betrothal is
agreed upon the bridegroom returns to his village to collect
food and property for the wedding. His village sets aside
a piece of land which is called the "Place of the Lady" and
is her property and the property of her children forever, and
on this land they build a house for the bride. Meanwhile,
the bridegroom has left behind him in the house of the bride,
a talking chief, the counterpart of the humbler soa. This is
one of the talking chiefs best opportunities to acquire
wealth. He stays as the emissary of his chief, to watch over
his future bride. He works for the bride's family and each
week the matai of the bride must reward him with a hand-
some present. As an affianced wife of a chief, more and more
circumspect conduct is enjoined upon the girl. Did she
formerly joke with the boys of the village, she must joke no
longer, or the talking chief, on the watch for any lapse from
high decorum, will go home to his chief and report that his
bride is unworthy of such honor. This custom is particularly
susceptible to second thought on the part of either side. Does
the bridegroom repent of the bargain, he bribes his talking
chief (who is usually a young man, not one of the important
talking chiefs who will benefit greatly by the marriage it*
self) to be oversensitive to the behavior of the bride or the
treatment he receives in the bride's family. And this is the
time in which the bride will elope, if her affianced husband
is too unacceptable. For while no boy of her own village will
risk her dangerous favors, a boy from another village will
enormously enhance his prestige if he elopes with the tatipo
of a rival community. Once she has eloped, the projected
alliance is, of course, broken off, although her angry parents
may refuse to sanction her marriage with her lover and
marry her for punishment to some old man.
So great is the prestige won by the village, one of whose
young men succeeds in eloping with a taupo, that often the
598 THE MAKING OF MAN
whole effort of a malaga is concentrated upon abducting the
taupo, whose virginity will be respected in direct relation
to the chances of her family and village consenting to
ratify the marriage. As the abductor is often of high rank,
the village often ruefully accepts the compromise.
This elopement pattern, given meaning by the restrictions
under which the taupo lives and this intervillage rivalry,
is carried down to the lower ranks where indeed it is prac-
tically meaningless. Seldom is the chaperonage exercised
over the girl of average family severe enough to make elope-
ment the only way of consummating a love affair. But the
elopement is spectacular; the boy wishes to increase his
reputation as a successful Don Juan, and the girl wishes
to proclaim her conquest and also often hopes that the elope-
ment will end in marriage. The eloping pair run away to the
parents of the boy or to some of his relatives and wait for
the girl's relatives to pursue her. As one boy related the tale
of such an adventure: "We ran away in the rain, nine miles
to Leone, in the pouring rain, to my father's house. The next
day her family came to get her, and my father said to me,
'How is it, do you wish to marry this girl, shall I ask her
father to leave her here?' And I said, 'Oh, no. I just eloped
with her for public information.'" Elopements are much
less frequent than the clandestine love affairs because the
girl takes far more risk. She publicly renounces her often
nominal claims to virginity; she embroils herself with her
family, who in former times, and occasionally even to-day,
would beat her soundly and shave off her hair. Nine times
out of ten, her lover's only motive is vanity and display, for
the boys say, "The girls hate a moetotolo, but they all love
an avaga (eloping) man."
The elopement also occurs as a practical measure when
one family is opposed to a marriage upon which a pair of
young people have determined. The young people take
refuge with the friendly side of the family. But unless the
recalcitrant family softens and consents to legalize the
marriage by a formal exchange of property, the principals
SEXUAL CUSTOMS AND SOCIAL PRACTICE 599
can do nothing to establish their status. A young couple may
have had several children and still be classed as "elopers,"
and if the marriage is finally legalized after long delay,
this stigma will always cling to them. It is far more serious
a one than a mere accusation of sexual irregularity, for there
is a definite feeling that the whole community procedure has
been outraged by a pair of young upstarts.
Reciprocal gift-giving relations are maintained between
the two families as long as the marriage lasts, and even after-
wards if there are children. The birth of each child, the
death of a member of either household, a visit of the wife
to her family, or if he lives with her people, of the husband
to his, is marked by the presentation of gifts.
In premarital relationships, a convention of love-making
is strictly adhered to. True, this is a convention of speech,
rather than of action. A boy declares that he will die if a girl
refuses him her favors but Samoans laugh at stories of
romantic love, scoff at fidelity to a long-absent wife or mis-
tress, believe explicitly that one love will quickly cure an-
other. The fidelity which is followed by pregnancy is taken
as proof positive of a real attachment, although having many
mistresses is never out of harmony with a declaration of
affection of each. The composition of ardent love songs, the
fashioning of long and flowery love letters, the invocation
of the moon, the stars and the sea in verbal courtship, all
serve to give Samoan love-making a close superficial re-
semblance to our own, yet the attitude is far closer to that
of Schnitzler's hero in The Affairs of AnatoL Romantic love
as it occurs in our civilization, inextricably bound up with
ideas of monogamy, exclusiveness, jealousy and undeviating
fidelity does not occur in Samoa. Our attitude is a compound,
the final result of many converging lines of development in
Western civilization, of the institution of monogamy, of the
ideas of the age of chivalry, of the ethics of Christianity.
Even a passionate attachment to one person which lasts for
a long period and persists in the face of discouragement but
does not bar out other relationships, is rare among the
fX)0 THE MAKING OF MAN
Samoans. Marriage, on the other hand, is regarded as a
social and economic arrangement, in which relative wealth,
rank, and skill of husband and wife, all must be taken into
consideration. There are many marriages in which both indi-
viduals, especially if they are over thirty, are completely
faithful. But this must be attributed to the ease of sexual
adjustment on the one hand, and to the ascendancy of other
interests, social organization for the men, children for the
women, over sex interests, rather than to a passionate fixation
upon the partner in the marriage. As the Samoans lack the
inhibitions and the intricate specialization of sex feeling
which makes marriages of convenience unsatisfactory, it is
possible to bulwark marital happiness with other props than
temporary passionate devotion. Suitability and expediency
become the deciding factors.
Adultery does not necessarily mean a broken marriage.
A chiefs wife who commits adultery is deemed to have
dishonored her high position, and is usually discarded, al-
though the chief will openly resent her remarriage to any
one of lower rank. If the lover is considered the more
culpable, the village will take public vengeance upon him.
In less conspicuous cases the amount of fuss which is made
over adultery is dependent upon the relative rank of the
offender and offended, or the personal jealousy which is
only occasionally aroused. If either the injured husband or
the injured wife is sufficiently incensed to threaten physical
violence, the trespasser may have to resort to a public ifoga%
the ceremonial humiliation before some one whose pardon
is asked. He goes to the house of the man he has injured,
accorrpanied by all the men of his household, each one
wrapped in a fine mat, the currency of the country; the
suppliants seat themselves outside the house, fine mats spread
over their heads, hands folded on their breasts, heads bent in
Httitude of the deepest dejection and humiliation. "And if
the man is very angry he will say no word. All day he will
go about his business; he will braid cinet with a quick hand,
he will talk loudly to his wife, and call out greetings to
SEXUAL CUSTOMS AND SOCIAL PRACTICE Coi
those who pass in the roadway, but he will take no notice
of those who sit on his own terrace, who dare not raise
their eyes or make any movement to go away. In olden days,
if his heart was not softened, he might take a club and
together with his relatives go out and kill those who sit
without. But now he only keeps them waiting, waiting all
day long. The sun will beat down upon them, the rain will
come and beat on their heads and still he will say no word.
Then towards evening he will say at last: 'Come, it is
enough. Enter the house and drink the kava. Eat the food
which I will set before you and we will cast our trouble into
the sea.' " Then the fine mats are accepted as payment for
the injury, the ifvga becomes a matter of village history
and old gossips will say, "Oh, yes, Lua! no, she's not lona's
child. Her father is that chief over in the next village. He
ifod to lona before she was born." If the offender is of
much lower rank than the injured husband, his chief, or
his father (if he is only a young boy) will have to humiliate
himself in his place. Where the offender is a woman, she
and her female relatives will make similar amends. But
they will run far greater danger of being roundly beaten
and berated; the peaceful teachings of Christianity — perhaps
because they were directed against actual killing, rather thati
the slightly less fatal encounters of women — have made fai
less change in the belligerent activities of the women than
in those of the men.
If, on the other hand, a wife really tires of her husband,
or a husband of his wife, divorce is a simple and informal
matter, the non-resident simply going home to his or her
family, and the relationship is said to have "passed away/*
It is a very brittle monogamy, often trespassed and more
often broken entirely. But many adulteries occur — between,
a young, shy bachelor and a married woman, or a temporary
widower and some young girl — which hardly threaten th«
continuity of established relationships. The claim that a
woman has on her family's land renders her as independent
as her husband, and so there are no marriages of any dura-
602 THE MAKING OF MAN
tion in which either person is actively unhappy. A tiny
flare-up and a woman goes home to her own people; if her
husband does not care to conciliate her, each seeks an-
other mate.
Within the family, the wife obeys and serves her husband,
in theory, though, of course, the hen-pecked husband is a
frequent phenomenon. In families of high rank, her personal
service to her husband is taken over by the taupo and the
talking chief but the wife always retains the right to render
a high chief sacred personal services, such as cutting his
hair. A wife's rank can never exceed her husband's because
it is always directly dependent upon it. Her family may be
richer and more illustrious than his, and she may actually
exercise more influence over the village affairs through her
blood relatives than he, but within the life of the household
and the village, she is a tausi, wife of a talking chief, or a
falettta, wife of a chief. This sometimes results in conflict,
as in the case of Pusa who was the sister of the last holder of
the highest title on the island. This title was temporarily
extinct. She was also the wife of the highest chief in the
village. Should her brother, the heir, resume the higher title,
her husband's rank and her rank as his wife would suffer.
Helping her brother meant lowering the prestige of her hus-
band. As she was the type of woman who cared a great deal
more for wire pulling than for public recognition, she threw
her influence in for her brother. Such conflicts are not un-
common, but they present a clear-cut choice, usually re-
inforced by considerations of residence. If a woman lives in
her husband's household, and if, furthermore, that house-
hold is in another village, her interest is mainly enlisted in
her husband's cause; but if she lives with her own family, in
her own village, her allegiance is likely to cling to the blood
relatives from whom she receives reflected glory and in-
formal privilege, although no status.
NOTE
1 This custom is now forbidden by law, but is only gradually dying out
THE SAVAGE'S DREAD OF INCEST*
By S1GMUND FREUD
PRIMITIVE man is known to us by the stages of devel-
opment through which he has passed: that is, through the
inanimate monuments and implements which he has left
behind for us, through our knowledge of his art, his re-
ligion and his attitude towards life, which we have re-
ceived either directly or through the medium of legends,
myths and fairy tales; and through the remnants of his
ways of thinking that survive in our own manners and
customs. Moreover, in a certain sense he is still our con-
temporary: there are people whom we still consider more
closely related to primitive man than to ourselves, in whom
we therefore recognize the direct descendants and repre-
sentatives of earlier man. We can thus judge the so-called
savage and semisavage races; their psychic life assumes
a peculiar interest for us, for we can recognize in their
psychic life a well-preserved, early stage of our own deveL
opment.
If this assumption is correct, a comparison of the "Psy-
chology of Primitive Races" as taught by folklore, with
the psychology of the neurotic as it has become known
through psychoanalysis, will reveal numerous points of
correspondence and throw new light on subjects that are
more or less familiar to us.
For outer as well as for inner reasons, I am choosing for
this comparison those tribes which have been described
by ethnographists as being most backward and wretched:
the aborigines of the youngest continent, namely, Aus-
tralia, whose fauna has also preserved for us so much that
is archaic and no longer to be found elsewhere.
* Totem and Taboo. New York: Dodd, Mead & Co.
603
604 THE MAKING OF MAN
The aborigines of Australia are looked upon as a peculiai
race which shows neither physical nor linguistic relation-
ship with its nearest neighbors, the Melanesian, Polynesian
and Malayan races. They do not build houses or permanent
huts; they do not cultivate the soil or keep any domestic
animals except dogs; and they do not even know the art
of pottery. They live exclusively on the flesh of all sorts
of animals which they kill in the chase, and on the roots
which they dig. Kings or chieftains are unknown among
;hem, and all communal affairs are decided by the elders
in assembly. It is quite doubtful whether they evince any
:races of religion in the form of worship of higher beings.
The tribes living in the interior who have to contend with
the greatest vicissitudes of life owing to a scarcity of water,
seem in every way mere primitive than those who live
near the coast.
We surely would not expect that these poor naked can-
nibals should be moral in their sex life according to our
ideas, or that they should have imposed a high degree of
restriction upon their sexual impulses. And yet we learn
that they have considered it their duty to exercise the
most searching care and the most painful rigor in guard-
ing against incestuous sexual relations. In fact, their whole
social organization seems to serve this object or to have
been brought into relation with its attainment.
Among the Australians the system of Totemism takes
the place of all religious and social institutions. Australian
tribes are divided into smaller septs or clans each taking
rhe name of its totem. Now what is a totem? As a rule it
is an animal, either edible and harmless, or dangerous and
feared; more rarely the totem is a plant or a force of
nature (rain, water), which stands in a peculiar relation
to the whole clan. The totem is first of all the tribal an-
cestor of the clan, as well as its tutelary spirit and pro-
tector; it sends oracles and, though otherwise dangerous,
the totem knows and spares its children. The members
of a totem are therefore under a sacred obligation- not to
SEXUAL CUSTOMS AND SOCIAL PRACTICE 605
kill (destroy) their totem, to abstain from eating its meat
or from any other enjoyment of it. Any violation of these
prohibitions is automatically punished. The character of a
totem is inherent not only in a single animal or a single
being but in all the members of the species. From time
to time festivals are held at which the members of a totem
represent or imitate, in ceremonial dances, the movements
and characteristics of their totems.
The totem is hereditary either through the maternal or
the paternal line (maternal transmission probably always
preceded and was only later supplanted by the paternal).
The attachment to a totem is the foundation of all the
social obligations of an Australian: it extends on the one
hand beyond the tribal relationship, and on the other hand
it supersedes consanguineous relationship.1
The totem is not limited to district or to locality; the
members of a totem may live separated from one another
and on friendly terms with idherents of other totems.
And now, finally, we must consider that peculiarity of
the totemic system which attracts the interest of the psy-
choanalyst. Almost everywhere the totem prevails there
also exists the law that the members of the same totem
are not allowed to enter into sexual relations with each
other; that is, that they cannot marry each other. This rep
resents the exogamy which is associated with the totem.
This sternly maintained prohibiton is very remarkable.
There is nothing to account for it in anything that we
have hitherto learned from the conception of the totem
or from any of its attributes; that is, we do not under-
stand how it happened to enter the system of totemism.
We are therefore not astonished if some investigators sim-
ply assume that at first exogamy — both as to its origin
and to its meaning — had nothing to do with totemism,
but that it was added to it at some time without any deeper
association, when marriage restrictions proved necessary.
However that may be, the association of totemism and
exogamy exists, and proves to be very strong.
606 THEMAKINGOFMAN
Let us elucidate the meaning of this prohibition through
further discussion.
(a) The violation of the prohibition is not left to what
is, so to speak, an automatic punishment, as is the case
with other violations of the prohibitions of the totem (e.g.,
not to kill the totem animal), but is most energetically
avenged by the whole tribe as if it were a question of
warding off a danger that threatens the community as a
whole or a guilt that weighs upon all. A few sentences
from Frazer's book 2 will show how seriously such trespasses
are treated by these savages who, according to our stand-
ard, are otherwise very immoral.
"In Australia the regular penalty for sexual intercourse
with a person of a forbidden clan is death. It matters not
whether the woman is of the same local group or has
been captured in war from another tribe; a man of the
wrong clan who uses her as his wife is hunted down and
killed by his clansmen, and so is the woman; though in
some cases, if they succeed in eluding capture for a cer-
tain time, the offense may be condoned. In the Ta-Ta-thi
tribe, New South Wales, in the rare cases which occur,
the man is killed, but the woman is only beaten or speared,
or both, till she is nearly dead; the reason given for not
actually killing her being that she was probably coerced.
Even in casual amours the clan prohibitions are strictly
observed; any violations of these prohibitions 'are regarded
with the utmost abhorrence and are punished by death ' "
(Howitt).
(b) As the same severe punishment is also meted out for
temporary love affairs which have not resulted in child-
birth, the assumption of other motives, perhaps of a prac-
tical nature, becomes improbable.
(c) As the totem is hereditary and is not changed by
marriage, the results of the prohibition, for instance in the
case of maternal heredity, are easily perceived. If, for ex-
ample, the man belongs to a clan with the totem of the
.Kangaroo and marries a woman of the Emu totem, the
SEXUAL CUSTOMS AND SOCIAL PRACTICE 607
children, both boys and girls, are all Emu. According to
the totem law incestuous relations with his mother and
his sister, who are Emu like himself, are therefore made
impossible for a son of this marriage.8
(d) But we need only a reminder to realize that the
exogamy connected with the totem accomplishes more;
that is, aims at more than the prevention of incest with
the mother or the sisters. It also makes it impossible for
the man to have sexual union with all the women of his
own group, with a number of females, therefore, who are
not consanguineously related to him, by treating all these
women like blood relations. The psychological justification
for this extraordinary restriction, which far exceeds any-
thing comparable to it among civilized races, is not, at
first, evident. All we seem to understand is that the role
of the totem (the animal) as ancestor is taken very seri-
ously. Everybody descended from the same totem is con-
sanguineous; that is, of one family; and in this family
the most distant grades of relationship are recognized as
an absolute obstacle to sexual union.
Thus these savages reveal to us an unusually high grade
of incest dread or incest sensitiveness, combined with the
peculiarity, which we do not very well understand, of
substituting the totem relationship for the real blood re-
lationship. But we must not exaggerate this contradiction
too much, and let us bear in mind that the totem prohi-
bitions include real incest as a special case.
In what manner the substitution of the totem group
for the actual family has come about remains a riddle,
the solution of which is perhaps bound up with the ex-
planation of the totem itself. Of course it must be remem-
bered that with a certain freedom of sexual intercourse,
extending beyond the limitations of matrimony, the blood
relationship, and with it also the prevention of incest,
becomes so uncertain that we cannot dispense with some
other basis for the prohibition. It is therefore not superflu-
ous to note that the customs of Australians recognize social
608 THE MAKING OF MAN
conditions and festive occasions at which the exclusive
conjugal right of a man to a woman is violated.
The linguistic customs of these tribes, as well as of most
totem races, reveals a peculiarity which undoubtedly is
pertinent in this connection. For the designations of re-
lationship of which they make use do not take into con-
sideration the relationship between two individuals, but
between an individual and his group; they belong, accord-
ing to the expression of L. H. Morgan, to the "classifying*
system. That means that a man calls not only his begetter
"father" but also every other man who, according to the
tribal regulations, might have married his mother and
thus become his father; he calls "mother" not only the
woman who bore him but also every other woman who
might have become his mother without violation of the
tribal laws; he calls "brothers" and "sisters" not only the
children of his real parents, but also the children of all
the persons named who stand in the parental group rela-
tion with him, and so on. The kinship names which two
Australians give each other do not, therefore, necessarily
point to a blood relationship between them, as they would
have to according to the custom of our language; they
signify much more the social than the physical relations.
An approach to this classifying system is perhaps to be
found in our nursery, when the child is induced to greet
every male and female friend of the parents as "uncle"
and "aunt," or it may be found in a transferred sense when
we speak of "Brothers in Apollo," or "Sisters in Christ."
The explanation of this linguistic custom, which seems
so strange to us, is simple if looked upon as a remnant
and indication of those marriage institutions which the
Rev. L. Fison has called "group marriage," characterized
by a number of men exercising conjugal rights over a
number of women. The children of this group marriage
would then rightly look upon each other as brothers and
sisters although not born of the same mother, and would
take all the men of the group for their fathers.
SEXUAL CUSTOMS AND SOCIAL PRACTICE 6()£
Although a number of authors, as, for instance, E. Wester
marck in his History of Human Marriage,4 oppose the con-
clusions which others have drawn from the existence of
group-relationship names, the best authorities on the Aus-
tralian savages are agreed that the classificatory relation-
ship names must be considered as survivals from the period
of group marriages. And, according to Spencer and Gillen,0
a certain form of group marriage can be established as still
existing to-day among the tribes of the Urabunna and the
Dieri. Group marriage therefore preceded individual mar-
riage among these races, and did not disappear without
leaving distinct traces in language and custom.
But if we replace individual marriage, we can then grasp
the apparent excess of cases of incest-shunning which we
have met among these same races. The totem exogamy,
or prohibition of sexual intercourse between members of
the same clan, seemed the most appropriate means for the
prevention of group incest; and this totem exogamy then
became fixed and long survived its original motivation.
Although we believe we understand the motives of the
marriage restrictions among the Australian savages, we
have still to learn that the actual conditions reveal a still
more bewildering complication. For there are only a few
tribes in Australia which show no other prohibition be-
sides the totem barrier. Most of them are so organized
that they fall into two divisions which have been called
marriage classes, or phratries. Each of these marriage groups
is exogamous and includes a majority of totem groups
Usually each marriage group is again divided into twc
subclasses (subphratries), and the whole tribe is therefore
divided into four classes; the subclasses thus standing be-
tween the phratries and the totem groups.
It would hardly serve our purpose to go into the ex
traordinarily intricate and unsettled discussion concerning
the origin and significance of the marriage classes, or tc
go more deeply into their relation to totemism. It is suf
ficient for our purposes to point out the great care ci
6IO THE MAKING OF MAN
pended by the Australians as well as by other savage people
to prevent incest.6 We must say that these savages are
even more sensitive to incest than we, perhaps because they
are more subject to temptations than we are, and hence
-require more extensive protection against it.
But the incest dread of these races does not content
itself with the creation of the institutions described, which,
in the main, seem to be directed against group incest. We
must add a series of "customs" which watch over the in-
dividual behavior to near relatives in our sense, which are
maintained with almost religious severity and of whose
object there can hardly be any doubt. These customs or
custom prohibitions may be called "avoidances." They
spread far beyond the Australian totem races. But here
again I must ask the reader to be content with a frag-
mentary excerpt from the abundant material.
Such restrictive prohibitions are directed in Melanesia
against the relations of boys with their mothers and sisters.
Thus, for instance, on Lepers Island, one of the New
Hebrides, the boy leaves his maternal home at a fixed age
and moves to the "clubhouse," where he there regularly
sleeps and takes his meals. He may still visit his home to
ask for food, but if his sister is at home he must go away
before he has eaten; if no sister is about he may sit down
to eat near the door. If brother and sister meet by chance
in the open, she must run away or turn aside and conceal
herself. If the boy recognizes certain footprints in the sand
as his sister's he is not to follow them, nor is she to
follow his. He will not even mention her name and will
guard against using any current word if it forms part of
her name. This avoidance, which begins with the cere-
mony of puberty, is strictly observed for life. The reserve
between mother and son increases with age and generally
is more obligatory on the mother's side. If she brings him
something to eat she does not give it to him herself but
puts it down before him, nor does she address him in the
familiar manner of mother and son, but uses the formal
SEXUAL CUSTOMS AND SOCIAL PRACTICE 6l*
address. Similar customs obtain in New Caledonia. If
brother and sister meet, she flees into the bush and he
passes by without turning his head toward her.7
On the Gazelle Peninsula in New Britain a sister, begin-
ning with her marriage, may no longer speak with he*
brother, nor does she utter his name but designates him
by means of a circumlocution.8
In New Mecklenburg some cousins are subject to such
restrictions, which also apply to brothers and sisters. They
may neither approach each other, shake hands, nor give
each other presents, though they may talk to each other
at a distance of several paces. The penalty for incest with
a sister is death through hanging.9
These rules of avoidance are especially servere in the Fiji
Islands where they concern not only consanguineous sister?
but group sisters as well.
To hear that these savages hold sacred orgies in which
persons of just these forbidden degrees of kinship seek
sexual union would seem still more peculiar to us, if we
did not prefer to make use of this contradiction to explain
the prohibition instead of being astonished at it.10
Among the Battas of Sumatra these laws of avoidance
affect all near relationships. For instance, it would be most
offensive for a Battam to accompany his own sister to
an evening party. A brother will feel most uncomfortable
in the company of his sister even when other persons are
also present. If either comes into the house, the other pre-
fers to leave. Nor will a father remain alone in the house
with his daughter any more than the mother with her
son. The Dutch missionary who reported these customs
added that unfortunately he had to consider them well
founded. It is assumed without question by these races
that a man and a woman left alone together will indulge
in the most extreme intimacy, and as they expect all kinds
of punishments and evil consequences from consanguine-
ous intercourse they do quite right to avoid all temptations
by means of such prohibitions.11
SlJ THE MAKING OF MAN
Among the Barongos in Delagoa Bay, in Africa, the
most rigorous precautions are directed, curiously enough,
against the sister-in-law, the wife of the brother of one's
DWII wife. If a man meets this person who is so dangerous
to him, he carefully avoids her. He does not dare to eat
out of the same dish with her; he speaks only timidly to
her. does not dare to enter her hut, and greets her only
with a trembling voice.12
Among the Akamba (or Wakamba) in British East
Africa, a law of avoidance is in force which one would
have expected to encounter more frequently. A girl must
carefully avoid her own father between the time of her
puberty and her marriage. She hides herself if she meets
him on the street and never attempts to sit down next to
him, behaving in this way right up to her agreement. But
after her marriage no further obstacle is put in the way
of her social intercourse with her father.13
The most widespread and strictest avoidance, which is
perhaps the most interesting one for civilized races, is that
which restricts the social relations between a man and his
oiother-in-law. It is quite general in Australia, but it is also
in force among the Melanesian, Polynesian and Negro races
of Africa as far as the traces of totemism and group rela-
tionship reach, and probably further still. Among some of
these races similar prohibitions exist against the harmless
social intercourse of a wife with her father-in-law, but these
are by far not so constant or so serious. In a few cases
both parents-in-law become objects of avoidance.
As we are less interested in the ethnographic dissemina-
aon than in the substance and the purpose of the mother-
in-law avoidance, I will here also limit myself to a few
examples.
On the Banks Island these prohibitions are very severe
and painfully exact. A man will avoid the proximity of his
mother-in-law as she avoids his. If they meet by chance
on a path, the woman steps aside and turns her back until
Jie has passed, or he does the same.
SEXUAL CUSTOMS AND SOCIAL PRACTICE 613
In Vanna Lava (Port Patterson), a man will not even
walk behind his mother-in-law along the beach until the
rising tide has washed away the trace of her footsteps. But
they may talk to each other at a certain distance. It is quite
out of the question that he should ever pronounce the name
of his mother-in-law, or she his.14
On the Solomon Islands, beginning with his marriaget
a man must neither see nor speak with his mother-in-law.
If he meets her he acts as if he did not know her and runs
away as fast as he can in order to hide himself.16
Among the Zulu Kaffirs custom demands that a man
should be ashamed of his mother-in-law and that he should
do everything to avoid her company. He docs not enrer a
hut in which she is, and when they meet he or she goes
aside, she perhaps hiding behind a bush while he hold*
his shield before his face. If they cannot avoid each othei
and the woman has nothing with which to cover herself
she at least binds a bunch of grass around her head in order
to satisfy the ceremonial requirements. Communication
between them must cither be made through a third person
or else they may shout at each other a considerable distance
if they have some barrier between them as, for instance,
the enclosure of a kraal. Neither may utter the other's
name.10
Among the Basogas, a Negro tribe living in the region
of the Nile sources, a man may talk to his mother-in-law
only if she is in another room of the house and is not
visible to him. Moreover, this race abominates incest to
such an extent as not to let it go unpunished even among
domestic animals.17
Whereas all observers have interpreted the purpose and
meaning of the avoidances between near relatives as pro-
tective measures against incest, different interpretations have
been given for those prohibitions which concern the rela-
tionship with the mother-in-law. It was quite incompre-
hensible why all these races should manifest such great fear
614 THE MAKING OF MAN
of temptation on the part of the man for an elderly woman,
old enough to be his mother.18
The same objection was also raised against the concep-
tion of Fison who called attention to the fact that certain
marriage class systems show a gap in that they make
marriage between a man and his mother-in-law theoretically
not impossible and that a special guarantee was therefore
necessary to guard against this possibility.
Sir J. Lubbock, in his book The Origin of Civilization,
traces back the behavior of the mother-in-law toward the
son-in-law to the former "marriage by capture." "As long
as the capture of women actually took place, the indig-
nation of the parents was probably serious enough. When
nothing but symbols of this form of marriage survived,
the indignation of the parents was also symbolized and
this custom continued after its origin had been forgotten."
Crawley has found it easy to show how little this tentative
explanation agrees with the details of actual observation.
E. B. Tylor thinks that the treatment of the son-in-law
on the part of the mother-in-law is nothing more than a
form of "cutting" or^ the part of the woman's family. The
man counts as a stranger, and this continues until the first
child is born. But even if no account is taken of cases
in which this last condition does not remove the prohibition,
this explanation is subject to the objection that it does not
throw any light on the custom dealing with the relation
between mother-in-law and son-in-law, thus overlooking
the sexual factor, and that it does not take into account the
almost sacred loathing which finds expression in the laws
of avoidance.19
A Zulu woman who was asked about the basis for this
prohibition showed great delicacy of feeling in her answer:
*It is not right that he should see the breasts which nursed
his wife."20
The knowledge of hidden psychic feelings which psycho-
analytic investigation of individuals has given us, makes it
possible to add other motives to the above. Where the psycho-
SEXUAL CUSTOMS AND SOCIAL PRACTICE 615
sexual needs of the woman are to be satisfied in marriage
and family life, there is always the danger of dissatisfaction
through the premature termination of the conjugal relation,
and the monotony in the wife's emotional life. The ageing
mother protects herself against this by living through the
lives of her children, by identifying herself with them and
making their emotional experiences her own. Parents are
said to remain young with their children, and this is, in fact
one of the most valuable psychic benefits which parents
derive from their children. Childlessness thus eliminates one
of the best means to endure the necessary resignation im-
posed upon the individual through marriage. This emotional
identification with the daughter may easily go so far with
the mother that she also falls in love with the man her daugh-
ter loves, which leads, in extreme cases, to severe forms of
neurotic ailments on account of the violent psychic resistance
against this emotional predisposition. At all events the tend
ency to such infatuation »s very frequent with the mother-in-
law, and either this infatuation itself or the tendency opposed
to it joins the conflict of contending forces in the psyche of
the mother-in-law. Very often it is just this harsh and sadistic
component of the love emotion which is turned against the
son-in-law in order better to suppress the forbidden tender
feelings.
The relation of the husband to his mother-in-law is
complicated through similar feelings which, however, spring
from other sources. The path of object selection has normally
led him to his love object through the image of his mothef
and perhaps of his sister; in consequence of the incest bar
riers his preference for these two beloved persons of his
childhood has been deflected and he is then able to find their
image in strange objects. He now sees the mother-in-law
taking the place of his own mother and of his sister's mother,
and there develops a tendency to return to the primitive
selection, against which everything in him resists. His incest
dread demands that he should not be reminded of the
genealogy of his love selection; the actuality of his mother
6l6 THE MAKING OF MAN
in-law, whom he had not known all his life like his mother
so that her picture can be preserved unchanged in his un-
conscious, facilitates this rejection. An added mixture of
irritability and animosity in his feelings leads us to suspect
chat the mother-in-law actually represents an incest temp-
tation for the son-in-law, just as it not infrequently happens
that a man falls in love with his subsequent mother-in-law
before his inclination is transferred to her daughter.
I see no objection to the assumption that it is just this
incestuous factor of the relationship which motivates the
avoidance between son and mother-in-law among savages.
Among the explanations for the "avoidances" which these
primitive races observe so strictly, we would therefore give
preference to the opinion originally expressed by Fison, who
sees nothing in these regulations but a protection against
possible incest. This would also hold good for all the other
avoidances between those related by blood or by marriage.
There is only one difference, namely, in the first case the
incest is direct, so that the purpose of the prevention might
be conscious; in the other case, which includes the mother-
in-law relation, the incest would be a phantasy temptation
brought about by unconscious intermediary links.
We have had little opportunity in this exposition to show
that the facts of folk-psychology can be seen in a new light
through the application of the psychoanalytic point of view,
for rhe incest dread of savages has long been known as such,
anc*. is in need of no further 'interpretation. What we can
ndJ to the further appreciation of incest dread is the state-
tnf/tt that it is a subtle infantile trait and is in striking
Agreement with the psychic life of the neurotic. Psycho-
analysis has taught us that the first object selection of the
boy is of an incestuous nature and that it is directed to the
forbidden objects, the mother and sister; psychoanalysis has
taught us also the methods through which the maturing
individual frees himself from these incestuous attractions.
The neurotic, however, regularly presents to us a piece of
psychic infantilism; he has either not been able to free him-
SEXUAL CUSTOMS AND SOCIAL PRACTICE bl\
self from the childlike conditions of psychosexuality, or
else he has returned to them (inhibited development and
regression) . Hence the incestuous fixations of the libido still
play or again are playing the main role in his unconscious
psychic life. We have gone so far as to declare that the rela-
tion of the parents instigated by incestuous longings is the
central complex of the neurosis. This discovery of the sig-
nificance of incest for the neurosis naturally meets with the
most general incredulity on the part of the grown-up, nor-
mal man; a similar rejection will also meet the researches
of Otto Rank, which show in even larger scope to what
extent the incest theme stands in the center of poetical
interest and how it forms the material of poetry in count-
less variations and distortions. We are forced to believe that
such a rejection is above all the product of man's deep aver-
sion to his former incest wishes which have since succumbed
to repression. It is, therefore, of importance to us to be able
to show that man's incest wishes, which later are destined to
become unconscious, are still felt to be dangerous by savage
races who consider them worthy of the most severe defensive
measures.
NOTES
1 Frazer, Totemism and Exogamy, vol. i, p. 53. "The totem bond is
stronger fhan the bond of blood or family in the modern sense-"
2 Frazer, he. at., p. 54,
3 But the fathu, \vho is a Kangaroo, is free — at least under this prohibi-
tion— to commit incest with his daughters, who arc Emu. In the case of
paternal inheritance of the totem the father would be Kangaroo as well
as the children; then incest with the daughters would be forbidden to the
father and incest with the mother would be left open to the son. These
consequences of the totem prohibition seem to indicate that the maternal
inheritance is older than the paternal one, for there arc grounds for assum-
ing that the totem prohibitions are directed first of all against the incestuous
desires of the son.
4 Second edition, 1902.
5 The Native Tribes of Central Australia (London, 1899).
6 Storfcr has recently drawn special attention to this point in his mono-
graph: Parricide as a Special Case. Papers on Applied Psychic Investiga-
tion, No. 12 (Vienna, 1911).
7 R. H. Codrington, The Melanesianf also Frazer, Totemism and
*my, vol. i, p. 77.
6l8 THE MAKING OF MAN
8Frazer, he. cit., h, p. 124, according to Klcintischen: The Inhabitant*
of the Coast of the Gazelle Peninsula.
9Frazcr, loc. cit., ii, p. 131, according to P. G. Pcckel in Anthropos,
1908.
10 Frazer, loc. cit., ii, p. 147, according to the Rev. L. Fison.
11 Frazcr, loc. cit., ii, p. 189.
12 Frazcr, he. cit., ii, p. 388, according to Junod.
18 Frazer, loc. cit., ii, p. 424.
14 Frazer, he. cit., ii, p. 76.
16 Frazcr, he. cit., ii, p. 113, according to C. Ribbe: Two Years Among
\he Cannibals of the Solomon Islands, 1905.
16 Frazcr, he. cit., ii, p. 385.
17 Frazer, he. cit., ii, p. 461.
18 Cf. Crawley: The Mystic Rose (London, 1902), p. 405.
19 Crawley, he. cit., p. 407.
20 Crawley, he. cit., p. 401, according to Leslie: Among the Zulus and
fimatongas, 1875.
THE INTERMEDIATE TYPE AS PROPHET
OR PRIEST*
By EDWARD CARPENTER
A CURIOUS and interesting subject is the connection of the
Uranian temperament with prophetic gifts and divination,
It is a subject which, as far as I know, has not been very
seriously considered — though it has been touched upon by
Elie Reclus, Westermarck, Bastian, Iwan Bloch, and
others. The fact is well known, of course, that in the temples
and cults of antiquity and of primitive races it has been
a widespread practice to educate and cultivate certain
youths in an effeminate manner, and that these youths in
general become the priests or medicine-men of the tribe; but
this fact has hardly been taken seriously, as indicating an}
necessary connection between the two functions, or any rela«
tion in general between homosexuality and psychic powers
Some such relation or connection, however, I think we
must admit as being obviously indicated by the following
facts; and the admission leads us on to the further inquiry
of what the relation may exactly be, and what its rationale
and explanation.
Among the tribes, for instance, in the neighborhood o\
Behring's Straits — the Kamchadales, the Chukchi, the Al-
euts, Inoits, Kadiak Islanders, and so forth — homosexuality
is common, and its relation to shamanship or priesthood
most marked and curious. Westermarck, in his well-known
book, The Origin and Development of the Moral Ideas,1
quoting from Dr. Bogoraz, says: "It frequently happens
that, under the supernatural influence of one of their sha-
mans, or priests, a Chukchi lad at sixteen years of age will
•Intermediate Types Among Primitive Fo/$. London: George Allen
& Unwin.
620 THE MAKING OF MAN
suddenly relinquish his sex and imagine himself to be a
woman. He adopts a woman's attire, lets his hair grow, and
devotes himself altogether to female occupations. Further-
more, this disclaimer of his sex takes a husband into the yurt
(hut) and does all the work which is usually incumbent on
the wife, in most unnatural and voluntary subjection
These abnormal changes of sex imply the most abject immo-
rality in the community, and appear to be strongly encour-
aged by the shamans, who interpret such cases as an
injunction of their individual deity." Further, Westermarck
says, "the change of sex was usually accompanied by future
shamanship; indeed nearly all the shamans were former de-
linquents of their sex." Again he says, "In describing the Ko-
riaks, Krasheninnikoff makes mention of the Kcycv, that is,,
men occupying the position of concubines, and he compares
them with the Kamchadale Koe'fcuc, as he calls them, that
is, men transformed into women. Every Koe'l^cuc, he says, 'is
regarded as a magician and interpreter of dreams The
Koe'fcuc wore women's clothes, did women's work, and
were in the position of wives or concubines.' " And (on p.
472) : "There is no indication that the North American abo-
rigines attached any opprobrium to men who had intercourse
with those members of their own sex who had assumed the
dress and habits of women. In Kadiak such a companion
was, on the contrary, regarded as a great acquisition; and
the effeminate men, far from being despised, were held in
repute by the people, most of them being wizards."
The connection with wizardry and religious divination
is particularly insisted upon by Elie Reclus, in his Primitive
FolJ{ (Contemporary Science Series). Speaking of the Inoits
(p. 68), he says: — "has a boy with a pretty face also a grace-
ful demeanor? The mother no longer permits him to asso-
ciate with companions of his own age, but clothes him and
brings him up as a girl. Any stranger would be deceived
as to his sex, and when he is about fifteen he is sold for
a good round sum to a wealthy personage.2 'Choupans,' or
youths of this kind are highly prized by the Konyagas. On
SEXUAL CUSTOMS AND SOCIAL PRACTICE 621
the othei hand, there are to be met with here and there
among the Esquimaux, or kindred populations, especially
in Youkon, girls who decline marriage and maternity
Changing their sex, so to speak, they live as boys, adopting
masculine manners and customs, they hunt the stag, and
in the chase they shrink from no danger; in fishing, from no
fatigue."
Reclus then says that the Choupans commonly dedicate
themselves to the priesthood; but all are not qualified for
this. "To become an angaJ<o1{ it is needful to have a very
marked vocation, and furthermore a character and tempera-
ment which every one has not. The priests in office do not
leave the recruiting of their pupils to chance; they make
choice at an early age of boys or girls, not limiting them-
selves to one sex — a mark of greater intelligence than is
exhibited by most other priesthoods" (p. 71). The pupil has
to go through considerable ordeals: — "Discipline by absti-
nence and prolonged vigils, by hardship and constraint, he
must learn to endure pain stoically and to subdue his bodily
desires, to make the body obey unmurmuringly the com-
mands of the spirit. Others may be chatterers; he will be
silent, as becomes the prophet and soothsayer. At an early
age the novice courts solitude. He wanders throughout the
long nights across silent plains filled with the chilly white-
ness of the moon; he listens to the wind moaning over the
desolate floes; — and then the aurora borealis, that ardently
sought occasion for 'drinking in the light,' the angaf(ol( must
absorb all its brilliancies and splendors. . . . And now the
future sorcerer is no longer a child. Many a time he has
felt himself in the presence of Sidne, the Esquimaux Deme-
ter, he has divined it by the shiver which ran through his
veins, by the tingling of his flesh and the bristling of his
hair. . . . He sees stars unknown to the profane; he asks the
secrets of destiny from Sirius, Algol, and Altair; he passes
through a series of initiations, knowing well that his spirit
will not be loosed from the burden of dense matter and crass
ignorance, until the moon has looked him in the face5
622 THE MAKING OF MAN
darted a certain ray into his eyes. At last his own Genius,
evoked from the bottomless depths of existence, appears to
him, having scaled the immensity of the heavens, and
climbed across the abysses of the ocean. White, wan, and
solemn, the phantom will say to him: 'Behold me, what
dost thou desire?' Uniting himself with the Double from
beyond the grave, the soul of the anga\o\ flies upon the
wings of the wind, and quitting the body at will, sails swift
and light through the universe. It is permitted to probe all
hidden things, to seek the knowledge of all mysteries, in
order that they may be revealed to those who have remained
mortal with spirit unrefined" (p. 73) .
Allowing something for poetic and imaginative expres-
sion, the above statement of the ordeals and initiations of
the angakol^, and their connection with the previous career
of the Choupan are well based on the observations of many
authorities, as well as on their general agreement with
similar facts all over the world. There is also another pas-
sage of Reclus (p. 70) on the duties of the angal(pf^t which
seems to throw considerable light on certain passages in
the Bible referring to the kedeshim and l^edcshoth of the
Syrian cults, also on the fosto of the Slave Coast and the
early functions of the priesthood in general: — "As soon as
the Choupan has moulted into the angaJ^o^ the tribe con-
fides to him girls most suitable in bodily grace and dis-
position; he has to complete their education — he will perfect
them in dancing and other accomplishments, and finally will
initiate them into the pleasures of love. If they display intel-
ligence, they will become seers and medicine-women, priest-
esses and prophetesses. The summer tychims (assemblies)
which are closed to the women of the community, will open
wide before these. It is believed that these girls would be
unwholesome company if they had not been purified by com-
merce with a man of God."
Catlin, in his North American Indians (vol. i, pp. 112-
114), describes how on one occasion he was in a large
tent occupied in painting portraits of some of the chiefs
SEXUAL CUSTOMS AND SOCIAL PRACTICE 623
of the tribe (the Mandans), among whom he was staying,
when he noticed at the door of the tent, but not venturing
to come, in, three or four young men of handsome presence
and rather elegantly dressed, but not wearing the eagle's
feathers of warriors. He mentally decided to paint the por-
trait of one of these also; and on a later day when he had
nearly done with the chiefs, he invited one of these othen
to come in and stand for him. The youth was overjoyed at
the compliment, and smiled all over his face. He was clad
from head to foot in the skin of the mountain goat, which
for softness and whiteness is almost like Chinese crepe,
embroidered with ermine and porcupine quills; and with his
pipe and his whip in his hand, made a striking and hand-
some figure, which showed, too, a certain grace and gentle-
ness as of good breeding. "There was nought about him
of the terrible," says Catlin, "and nought to shock the finest^
chastest intellect." But to Catlin's surprise, no sooner had he
begun to sketch his new subject, than the chiefs rose up,
flung their buffalo robes around them, and stalked out of
the tent.
Catlin's interpreter afterwards explained to him the posi-
tion of these men and the part they played in the tribal
life; and how the chiefs were offended at the idea of their
being placed on an equality with themselves. But the of-
fense, it seemed, was not on any ground of immorality; but
— and this is corroborated by the customs of scores of other
tribes — arose simply from the fact that the young men
were associated with the women, and shared their modes of
life, and were not worthy therefore to rank among the
warriors. In their own special way they held a position of
some honor.
"Among the Illinois Indians," says Westermarck (vol.
ii, p. 473), "the effeminate men assist in (i.e., are present
at) all the juggleries and the solemn dance in honor of the
calumet, or sacred tobacco-pipe, for which the Indians have
such a deference ... but they are not permitted either to
dance or to sing. They are called into the councils of the
624 THE MAKING OF MAN
Indians, and nothing can be decided without their advice;
for because of their extraordinary manner of living they
ire looked upon as manitous, or supernatural beings, and
persons of consequence." "The Sioux, Sacs, and Fox Indians,"
he continues, "give once a year, or oftener, a feast to the
Berdashe, or I-coo-coo-a, who is a man dressed in women's
clothes as he has been all his life." And Catlin (North Ameri-
can Indians, vol. ii, p. 214) says of this Berdashe: "For ex-
traordinary privileges which he is known to possess, he is
driven to the most servile and degrading duties, which he
is not allowed to escape; and he being the only one of the
tribe submitting to this disgraceful degradation is looked
upon as medicine and sacred, and a feast is given to him
annually; and initiatory to it a dance by those few young
men of the tribe who can dance forward and publicly make
heir boast (without the denial of the Berdashe) that" (then
follow three or four unintelligible lines of some native
dialect; and then) "such and such only are allowed to enter
the dance and partake of the feast."
In this connection it may not be out of place to quote
Joaquin Miller (who spent his early life as a member of
an Indian tribe) on the prophetic powers of these people.
He says (Life Among the Modocs, p. 360), "If there is a
race of men that has the gift of prophecy or prescience I
think it is the Indian. It may be a keen instinct sharpened
by meditation that makes them foretell many things with
such precision, but I have seen some things that looked much
like the fulfillment of prophecies. They believe in the gift of
prophecy thoroughly, and are never without their seers."
In this connection we may quote the curious remark of
Herodotus, who after mentioning (i, 105) that some of the
Scythians suffered from a disease of effeminacy (Oyieia
v66oq), and were called Enarees, says (iv, 67) that "these
Enarees, or Androgyni, were endowed by Venus with the
power of divination" and were consulted by the King of
the Scythians when the latter was ill.
The Jesuit father Lafitau, who published in 1724, at Paris,
SEXUAL CUSTOMS AND SOCIAL PRACVlCE 625
an extremely interesting book on the manners and customs
of the North American tribes among whom he had been
a missionary,3 after speaking of warlike women and Ama-
zons, says (vol. i, p. 53) : "If some women are found pos-
sessing virile courage, and glorying in the profession of war,
which seems only suitable to men; there exist also men so
cowardly as to live like women. Among the Illinois, among
the Sioux, in Louisiana, in Florida, and in Yucatan, there
are found youths who adopt the garb of women and preserve
it all their lives, and who think themselves honored in
stooping to all their occupations; they never marry; they take
part in all ceremonies in which religion seems to be con-
cerned; and this profession of an extraordinary life causes
them to pass for beings of a superior order, and above the
common run of mankind. Would not these be the same
kind of folk as the Asiatic worshipers of Cybele, or those
Easterns of whom Julius Firmicus speaks (Lib. de Errore
prof. Relig.), who consecrated to the Goddess of Phrygia,
or to Venus Urania, certain priests, who dressed as women,
who affected an effeminate countenance, who painted their
faces and disguised their true sex under garments borrowed
from the sex which they wished to counterfeit."
The instance, just quoted, of the Enarees among the
Scythians, who by excessive riding were often rendered
impotent and effeminate, is very curiously paralleled in
quite another part of the world by the so-called mujerados
(or feminized men) among the Pueblo Indians of Mexico
Dr. W. A. Hammond, who was stationed, in 1850, as mili
tary doctor, in New Mexico, reported 4 that in each village
one of the strongest men, being chosen, was compelled by
unintermitted riding to pass through this kind of meta
morphosis. "He then became indispensable for the religious
orgies which were celebrated among the Pueblo Indians in
the same way as they once were among the old Greeks,
Egyptians, and other people. . . . These Saturnalia take
place among the Pueblos in the Spring of every year, and
are kept with the greatest secrecy from the observation of
626 THE MAKING OF MAN "
non-Indians."5 And again "To be a rnujcrado is no dis-
grace to a Pueblo Indian. On the contrary, he enjoys the
protection of his tribespeople, and is accorded a certain
amount of honor."
Similar customs to those of the American Indians were
found among the Pacific Islanders. Captain James Wilson,*
in visiting the South Sea Islands in 1796-8, found there
men who were dressed like women and enjoyed a certain
honor; and expresses his surprise at finding that "even their
women do not despise these fellows, but form friend-
ships with them." While William Ellis, also a missionary,
in his Polynesian Researches 7 (vol. i, p. 340), says that they
not only enjoy the sanction of the priests, but even the direct
example of one of their divinities. He goes on to say that
when he asked the natives why they made away with so
many more female than male children, "they generally an-
swered that the fisheries, the service of the temple and
especially war were the only purposes for which they thought
it desirable to rear children!"
But one of the most interesting examples of the connection
we are studying is that of Apollo with the temple at Delphi.
Delphi, of course, was one of the chief seats of prophecy
and divination in the old world, and Apollo, who presided
at this shrine, was a strange blend of masculine and feminine
attributes. It will be remembered that he was frequently
represented as being very feminine in form — especially in the
more archaic statues. He was the patron of song and music.
He was also, in some ways, the representative divinity of the
Uranian love, for he was the special god of the Dorian
Greeks, among whom comradeship became an institution.8
It was said of him that to expiate his pollution by the blood
of the Python (whom he slew), he became the slave and
devoted favorite of Admetus; and Muller9 describes a
Dorian religious festival, in which a boy, taking the part
\>f Apollo, "probably imitated the manner in which the god,
is herdsman and slave of Alcestis, submitted to the most
degrading service/' Alcestis, in fact, the wife of Admetu%
SEXUAL CUSTOMS AND SOCIAL PRACTICE 627
said of Apollo (in a verse of Sophocles cited by Plutarch) :
ovjiids $dA&cia>£ aviov ijye TIQ&S "fjtittrjv" When we consider
that Apollo, as Sun god, corresponds in some points to the
Syrian Baal (masculine), and that in this epithet Karneios,
used among the Dorians,10 he corresponds to the Syrian
Ashtaroth Karnaim (feminine), we seem to see a possible
clue connecting certain passages in the Bible — which refer
to the rites of the Syrian tribes and their occasional adoption
in the Jewish Temple — with some phases of the Dorian re-
ligious ritual.
"The Hebrews entering Syria," says Richard Burton,11
"found it religionized by Assyria and Babylonia, when the
Accadian Ishtar had passed West, and had become Ashto.
reth, Ashtaroth, or Ashirah, the Anaitis of Armenia, the
Phoenician Astarte, and the Greek Aphrodite, the great
Moon-goddess who is queen of Heaven and Love She
was worshiped by men habited as women, and vice versa;
for which reason, in the Torah (Deut. xxii, 5), the sexes
are forbidden to change dress."
In the account of the reforming zeal of King Josiah
(2 Kings xxiii) we are told (v. 4) that "the King commanded
Hilkiah, the high priest, and the priests of the second order,
and the keepers of the door, to bring forth out of the temple
of the Lord all the vessels that were made for Baal, and for
the grove, and for all the host of heaven; and he burned
them without Jerusalem in the fields of Kidron. . . . And
he brake down the houses of the sodomites, that were by
the house of the Lord, where the women wove hangings
for the grove."
The word here translated "sodomites" is the Hebrew
word Kedeshim, meaning the "consecrated ones" (males),
and it occurs again in i Kings xiv, 24; xv, 12; and xxii, 46.
And the word translated "grove" is Asherah. There is some
doubt, I believe, as to the exact function of these Kedeshim
in the temple ritual, and some doubt as to whether the
translation of the word given in our Authorized Version is
justified.12 It is clear, however, that these men corresponded
628 THE MAKING OF MAN
in some way to the Kedeshoth or sacred women, who were
— like the Dsvadasis of the Hindu temples — a kind of courte-
san or prostitute dedicated to the god, and strange as it may
seem to the modern mind, it is probable that they united
some kind of sexual service with prophetic functions. Dr.
Frazer, speaking 13 of the sacred slaves or Kedeshim in
various parts of Syria, concludes that "originally no sharp
line of distinction existed between the prophets and the
Kedeshim; both were 'men of God/ as the prophets were
constantly called; in other words they were inspired me-
diums, men in whom the god manifested himself from time
to time by word and deed, in short temporary incarnations
of the deity. But while the prophets roved freely about
the country, the Kedeshim appear to have been regularly
attached to a sanctuary, and among the duties which they
performed at the shrines there were clearly some which
revolted the conscience of men imbued with a purer
morality."
As to the Asherah, or sometimes plural Asherim, trans-
lated "grove" — for which the women wove hangings — the
most generally accepted opinion is that it was a wooden
post or tree stripped of its branches and planted in the
ground beside an altar, whether of Jehovah or other gods.14
Several biblical passages, like Jeremiah ii, 27, suggest that
it was an emblem of Baal or of the male organ, and others
(e.g., Judges ii, 13, and iii, 7) connect it with Ashtoreth, the
female partner of Baal; while the weaving of hangings or
garments for the "grove" suggests the combination of female
with male in one effigy.15 At any rate we may conclude
pretty safely that the thing or things had a strongly sexual
signification.
Thus it would seem that in the religious worship of the
Canaanites there were male courtesans attached to the
temples and inhabiting their precincts, as well as consecrated
females, and that the ceremonies connected with these
cults were of a markedly sexual character. These ceremonies
had probably originated in an ancient worship of sexual
SEXUAL CUSTOMS AND SOCIAL PRACTICE 629
acts as being symbolical of, and therefore favorable to, the
fertility of Nature and the crops. But though they had pene-
trated into the Jewish temple they were detested by the more
zealous adherents of Jehovah, because — for one reason at
any rate — they belonged to the rival cult of the Syrian Baal
and Ashtoreth, the Kedes/nm in fact being "consecrated to
the Mother of the Gods, the famous Dea Syria." 10 And they
were detestable, too, because they went hand in hand with
the cultivation of "familiar spirits" and "wizards" — who of
course knew nothing of Jehovah! Thus we see (2 Kings xxi)
that Manassch followed the abominations of the heathen,
building up the high places and the "groves" and the altars
for Baal. "And he made his son pass through the fire, and
observed times, and used enchantments,17 and dealt with
familiar spirits and wizards, and wrought much wickedness
...and he set a graven image of the 'grove' in the house
of the Lord." But Josiah, his grandson, reversed all this,
and drove the familiar spirits and the wizards out of the
land, together with the Kedeshim.
So far with regard to Syria and the Bible. But Dr,
Frazer points out the curious likeness here to customs exist-
ing to-day among the Negroes of the Slave Coast of West
Africa. In that region, women, called Kosio, are attached to
the temples as wives, priestesses and temple prostitutes of the
python-god. But besides these "there are male Kosio as well
as female Kosio, that is there are dedicated men as well as
dedicated women, priests as well as priestesses, and the ideas
and customs in regard to them seem to be similar." 18 <kln-
deed," he says, "the points of resemblance between the
prophets of Israel and of West Africa are close and curi-
ous." 10 It must be said, however, that Dr. Frazer does not in
either case insist on the inference of homosexuality. On the
contrary, he rather endeavors to avoid it, and of course it
would be unreasonable to suppose any invariable connection
of these "sacred men" with this peculiarity. At the same time
the general inference in that direction is strong and difficult
to evade.
630 THE MAKING OF MAN
Throughout China and Japan and much of Malaysia, the
so-called Bonzes, or Buddhist priests, have youths or boys
attached to the service of the temples. Each priest educates
a novice to follow him in the ritual, and it is said that the
relations between the two are often physically intimate.
Francis Xavier, in his letters from Japan (in 1549), mentions
this. He says that the Bonzes themselves allowed that this
was so, but maintained that it was no sin. They said that
intercourse with woman was for them a deadly sin, or even
punishable with death; but that the other relation was,
in their eyes, by no means execrable, but harmless and even
commendable.20 And, as it was then, so on the whole it
appears to be now, or to have been till very lately. In all
the Buddhist sects in Japan (except Shinto) celibacy is im-
posed on the priests, but homosexual relations are not
forbidden.
And to return to the New World, we find Cieza de Leon
—who is generally considered a trustworthy authority — de-
scribing practices and ceremonials in the temples of New
Granada in his time (1550) strangely similar to those re-
ferred to in the Hebrew Bible: "Every temple or chief
house of worship keeps one or two men, or more, according
to the idol — who go about attired like women, even from
their childhood, and talk like women, and imitate them in
their manner, carriage, and all else." 2l These served in the
temples, and were made use of "almost as if by way of
sanctity and religion" (cast come for via de santidad y
religion)} and he concludes that "the Devil had gained
such mastery in that land that, not content with causing
the people to fall into mortal sin, he had actually persuaded
them that the same was a species of holiness and religion,
in order that by so doing he might render them all the more
subject to him. And this (he says) Fray Domingo told
me in his own writing— a man of whom every one knows
what a lover of truth he is."
Thus, as Richard Burton remarks,22 these same usages in
connection with religion have spread nearly all over the
SEXUAL CUSTOMS AND SOCIAL PRACTICE 6jl
world and "been adopted by the priestly castes from Mesopo-
tamia to Peru."
It is all very strange and difficult to understand. Indeed, if
the facts were not so well-established and so overwhelmingly
numerous, it would appear incredible to most of us nowa-
days that the conception of "sacredness" or "consecration"
could be honestly connected, in the mind of any people, with
the above things and persons. And yet it is obvious, when
one sums up the whole matter, that though in cases Cieza
de Leon may have been right in suggesting that religion was
only brought in as a cloak and excuse for licentiousness, yet
in the main this explanation does not suffice. There must
have been considerably more at the back of it all than that:
a strange conviction apparently, or superstition, if one likes
to call it so, that unusual powers of divination and prophecy
were to be found in homosexual folk, and those who adopted
the said hybrid kind of life — a conviction, moreover (or
superstition), so rooted and persistent that it spread over the
greater part of the world.
NOTES
1 2 vols. (Macmillan, 1908), vol. ii, p. 458.
2 Sec also Bancroft's Native Racts of the Pacific States, vol. i, p. 82.
8 Mccttrs des Sauvages Amcnquains, comparees aux marurf des pre-
miers temps, par le P. Lafitau.
4 Wm. A. Hammond in American Journal of Neurology and Psychiatry,
August, 1882, p. 339.
5 Sec Dr. Karsch, \ahrbuch der Sex. Zwisch., vol. lii, p. 142.
6 First Missionary Voyage to the South Sea Islands (London, 1799)'
p. 200.
7 2 vols. (London, 1829).
8 Sec chapters v, vi, and vii in Intermediate Types Among Primitive
Foli( by author.
9 History and Antiquities of the Doric Race, vol. i, p. 338.
10 Sec infra, ch. viii, p. 12.
11 The Thousand Nights and a Night (1886), vol. x, p. 229.
12 Sec Frazer's Adonis, Attis and Osiris (2nd edition, 1907), pp. 14, 64
note, etc.
«/*«/., p. 67.
14 Sec Frazcr's Adonis, p. 14, note. etc.
10 See a full consideration of this subject in Ancient Pagan and Modern
Christian Symbolism, by Thomas Inman (2nd edition, 1874), p. 120 et seq.
Also a long article by A. £. Whatham in The American Journal of Religious
632 THE MAKING OF MAN
Psychology and Education, for July, 1911, on "The Sign of the Mother-
goddess."
16 See Westcrmarck's Origin and Development of the Moral Ideas, vol.
ii, p. 488.
17 All this suggests the practice of some early and primitive science, and
much resembles the accusations made in the thirteenth century against our
Roger Bacon, pioneer of modern science.
18 Adonis, etc., p. 60.
19 Ibid., p. 66.
20 See T. Karsch-Haack, Forschungcn iiber gleichgeschlechtliche ticbc
(Munich), Die Japaner, p. 77. Also The Letters of Fr. Xavier, translated
into German by Joseph Burg (3 vols., 1836-40).
21 See La Cronica del Peru, by Cieza de Leon (Antwerp, 1554)1 ch. 64.
22 Op. cit.t p. 243.
V
RELIGION
ANIMISM*
By SIR EDWARD B. TYLOR
I PROPOSE here, under the name of Animism, to investi*
gate the deep-lying doctrine of Spiritual Beings, which
embodies the very essence of Spiritualistic as opposed to
Materialistic philosophy. Animism is not a new technical
term, though now seldom used. From its special relation
to the doctrine of the soul, it will be seen to have a peculiar
appropriateness to the view here taken of the mode in which
theological ideas have been developed among mankind.
The word Spiritualism, though it may be, and sometimes
is, used in a general sense, has this obvious defect to us,
that it has become the designation of a particular modern
sect, who indeed hold extreme spiritualistic views, but
cannot be taken as typical representatives of these views in
the world at large. The sense of Spiritualism in its wider
acceptation, the general belief in spiritual beings, is her*
given to Animism.
Animism characterizes tribes very low in the scale oi
humanity, and thence ascends, deeply modified in its trans-
mission, but from first to last preserving an unbroken con-
tinuity, into the midst of high modern culture. Doctrines
adverse to it, so largely held by individuals or schools
are usually due not to early lowness of civilization, but tc
later changes in the intellectual course, to divergence from,
or rejection of, ancestral faiths; and such newer develop-
ments do not affect the present enquiry as to the funda-
mental religious condition of mankind. Animism is, in
fact, the groundwork of the Philosophy of Religion, from
* Primitive Culture. London: Murray, 1873.
635
636 iHE MAKING OF MAN
that of savages up to that of civilized men. And although
it may at first sight seem to afford but a bare and meager
definition of a minimum of religion, it will be found practi-
cally sufficient; for where the root is, the branches will gener-
ally be produced. It is habitually found that the theory oi
Animism divides into two great dogmas, forming parts
of one consistent doctrine; first concerning souls of indi-
vidual creatures, capable of continued existence after the
death or destruction of the body; second, concerning other
spirits, upward to the rank of powerful deities. Spiritual
beings are held to affect or control the events of the mate-
rial world, and man's life here and hereafter; and it being
considered that they hold intercourse with men, and re-
ceive pleasure or displeasure from human actions, the
belief in their existence leads naturally, and it might al-
most be said inevitably, sooner or later to active reverence
and propitiation. Thus Animism, in its full development,
includes the belief in souls and in a future state, in con-
trolling deities and subordinate spirits, these doctrines prac-
tically resulting in some kind of active worship. One great
element of religion, that moral element which among the
higher nations forms its most vital part, is indeed little
represented in the religion of the lower races. It is not that
these races have no moral sense or no moral standard, for
both are strongly marked among them, if not in formal
precept, at least in that traditional consensus of society
which we call public opinion, according to which certain
actions are held to be good or bad, right or wrong. It is
that the conjunction of ethics and Animistic philosophy,
so intimate and powerful in the higher culture, seems
scarcely yet to have begun in the lower. I propose here
hardly to touch upon the purely moral aspects of religion,
but rather to study "he animism of the world so far as
it constitutes, as unquestionably it does constitute, an an-
cient and world-wide philosophy, of which belief is the
theory and worship is the practice. Endeavoring to shape
\he materials for an enquiry hitherto strangely under-
RELIGION 637
valued and neglected it will now be my task to bring as
clearly as may be into view the fundamental animism of
the lower races, and in some slight and broken outline
to trace its course intd higher regions of civilization. Here
let me state once for all two principal conditions under
which the present research is carried on. First, as to the
religious doctrines and practices examined, these are treated
as belonging to theological systems devised by human
reason, without supernatural aid or revelation; in other
words, as being developments of Natural Religion. Second,
as to the connection between similar ideas and rites in
the religions of the savage and the civilized world. While
dwelling at some length on doctrines and ceremonies of
the lower races, and sometimes particularizing for special
reasons the related doctrines and ceremonies of the higher
nations, it has not seemed my proper task to work out
in detail the problems thus suggested among the philoso-
phies and creeds of Christendom. Such applications, ex-
tending farthest from the direct scope of a work on primi-
tive culture, are briefly stated in general terms, or touched
in slight allusion, or taken for granted without remark.
Educated readers possess the information required to work
out their general bearing on theology, while more technical
discussion is left to philosophers and theologians specially
occupied with such arguments.
The first branch of the subject to be considered is the
doctrine of human and other souls, an examination of
which will occupy the rest of the present theory of its
development. It seems as though thinking men, as yet at
a low level of culture, were deeply impressed by two groups
of biological problems. In the first place, what is it that
makes the difference between a living body and a dead
one; what causes waking, sleep, trance, disease, death? In
the second place, what are those human shapes which ap-
pear in dreams and visions? Looking at these two groups
of phenomena, the ancient savage philosophers probably
made their first step by the obvious inference that every
538 THE MAKING OF MAN
man has two things belonging to him, namely, a life and
a phantom. These two are evidently in close connection with
the body, the life as enabling it to feel and think and act,
the phantom as being its image or second self; both, also,
are perceived to be things separable from the body, the life
as able to go away and leave it insensible or dead, the
phantom as appearing to people at a distance from it. The
second step would seem also easy for savages to make,
seeing how extremely difficult civilized men have found it
to unmake. It is merely to combine the life and the phan-
tom. As both belong to the body, why should they not
also belong to one another, and be manifestations of one
and the same soul ? Let them then be considered as united,
and the result is that well-known conception which may
be described as an apparitional-soul, a ghost-soul. This, at
any rate, corresponds with the actual conception of the
personal soul or spirit among the lower races, which may
be defined as follows: It is a thin unsubstantial human
image, in its nature a sort of vapor, film, or shadow; the
cause of life and thought in the individual it animates;
independently possessing the personal consciousness and
volition of its corporeal owner, past or present; capable
of leaving the body far behind, to flash swiftly from place
to place; mostly impalpable and invisible, yet also mani-
festing physical power, and especially appearing to men
waking or asleep as a phantasm separate from the body
of which it bears the likeness; continuing to exist and
appear to men after the death of that body; able to enter
into, possess, and act in the bodies of other men, of ani-
mals, and even of things. Though this definition is by no
means of universal application, it has sufficient generality
to be taken as a standard, modified by more or less di-
vergence among any particular people. Far from these
world-wide opinions being arbitrary or conventional prod-
ucts, it is seldom even justifiable to consider their uniformity
among distant races as proving communication of any
sort. They are doctrines answering in the most forcible
RELIGION 639'
way to the plain evidence of men's senses, as interpreted
by a fairly consistent and rational primitive philosophy.
So well, indeed, does primitive animism account for the
facts of nature, that it has held its place into the higher
levels of education. Though classic and mediaeval philoso-
phy modified it much, and modern philosophy has handled
it yet more unsparingly, it has so far retained the traces
of its original character, that heirlooms of primitive ages
may be claimed in the existing psychology of the civilized
world. Out of the vast mass of evidence, collected among
the most various and distant races of mankind, typical
details may now be selected to display the earlier theory
of the soul, the relation of the parts of this theory, and
the manner in which these parts have been abandoned, mod-
ified, or kept up, along the course of culture.
To understand the popular conceptions of the human
soul or spirit, it is instructive to notice the words which
have been found suitable to express it. The ghost or phan-
tasm seen by the dreamer or the visionary is an unsub-
stantial form, like a shadow, and thus the familiar term
of the shade comes in to express the soul. Thus the Tas-
manian word for the shadow is also that for the spirit;
the Algonquin Indians describe a man's soul as otahchu^
"his shadow," the Quiche language uses natub for "shadow,
soul"; the Arawac ueja means "shadow, soul, image"; the
Abipones made the one word loakal serve for "shadow,
soul, echo, image." The Zulus not only use the word tunzi
for "shadow, spirit, ghost," but they consider that at death
the shadow of a man will in some way depart from the
corpse, to become an ancestral spirit. The Basutos not only
call the spirit remaining after death the seriti or "shadow,"
but they think that if a man walks on the river bank, a
crocodile may seize his shadow in the water and draw
him in; while in Old Calabar there is found the same
identification of the spirit with the ukjpon or "shadow,"
for a man to lose which is fatal. There are thus found
among the lower races not only the types of those familiar
640 THE MAKING OF MAN
classic terms, the stya and umbra, but also what seems the
fundamental thought of the stories of shadowless men
still current in the folklore of Europe, and familiar to
modern readers in. Chamisso's tale of Peter Schlemihl.
Thus the dead in Purgatory knew that Dante was alive
when they saw that, unlike theirs, his fingers cast a shadow
on the ground. Other tributes are taken into the notion
of soul or spirit, with especial regard to its being the cause
of life. Thus the Caribs, connecting the pulses with spiritual
beings, and especially considering that in the heart dwells
man's chief soul, destined to a future heavenly life, could
reasonably use the one word iottanni for "soul, life, heart."
The Tongans supposed the soul to exist throughout the
whole extension of the body, but particularly in the heart.
On one occasion, the natives were declaring to a European
that a man buried months ago was nevertheless still alive.
"And one, endeavoring to make me understand what he
meant, took hold of my hand, and squeezing it, said, 'This
will die, but the life that is within you will never die';
with his other hand pointing to my heart." So the Basutos
say of a dead man that his heart is gone, and of one re-
covering from sickness that his heart is coming back. This
corresponds to the familiar Old World view of the heart
as the prime mover in life, thought, and passion. The con-
nection of soul and blood, familiar to the Karens and
Papuas, appears prominently in Jewish and Arabic philoso-
phy. To educated moderns the idea of the Macusi Indians
of Guiana may seem quaint, that although the body will
decay, "the man in our eyes" will not die, but wander
about. Yet the association of personal animation with the
pupil of the eye is familiar to European folklore, which
not unreasonably discerned a sign of bewitchment or ap-
proaching death in the disappearance of the image, pupil,
or baby, from the dim eyeballs of the sick man.
The act of breathing, so characteristic of the higher ani-
mals during life, and coinciding so closely with life in its
departure, has been repeatedly and naturally identified
RELIGION 641
with the life or soul itself. Laura Bridgman showed in
her instructive way the analogy between the effects of
restricted sense and restricted civilization when one day
she made the gesture of taking something away from her
mouth: "I dreamed," she explained in words, "that God
took away my breath to heaven." It is thus that West
Australians used one word waug for "breath, spirit, soul";
that in the Netela language of California, pints means
"life, breath, soul"; that certain Greenlanders reckoned two
souls to man, namely, his shadow and his breath; that the
Malays say the soul of the dying man escapes through
his nostrils, and in Java use the same word nawa for
"breath, life, soul." How the notions of life, heart, breath,
and phantom unite in the one conception of a soul or
spirit, and at the same time how loose and vague such
ideas are among barbaric races, is well brought into view
in the answers to a religious inquest held in 1528 among
the natives of Nicaragua. "When they die, there comes
out of their mouth something that resembles a person,
and is called jttlio (Aztec yuli, i.e.t to live). This being
goes to the place where the man and woman arc. It is
like a person, but does not die, and the body remains
here." Question. "Do those who go up on high keep the
same body, the same face, and the same limbs, as here
below?" Answer. "No; there is only the heart." Question.
"But since they tear out their hearts (i.e:, when a captive
was sacrificed), what happens then?" Answer. "It is not
precisely the heart, but that in them which makes them
live, and that quits the body when they die." Or, as stated
in another interrogatory, "It is not their heart that goes
up above, but what makes them live, that is to say, the
breath that issues from their mouth and is called julio"
The conception of the soul as breath may be followed
up through Semitic and Aryan etymology, and thus into
the main streams of the philosophy of the world. Hebrew
shows nephesh, "breath," passing into all the meanings of
"life, soul, mind, animal," while ruach and neshamah make
642 THE MAKING OF MAN
the like transition from "breath" to "spirit"; and to these
the Arabic nefs and ruh correspond. The same is the his-
tory of Sanskrit atman and prana, of Greek psyche and
pneuma, of Latin animus, anima, spiritus. So Slavonic duch
has developed the meaning of "breath" into that of soul
or spirit; and the dialects of the Gypsies have this word
du\ with the meanings of "breath, spirit, ghost," whether
these pariahs brought the word from India as part of
their inheritance of Aryan speech, or whether they adopted
it in their migration across Slavonic lands. German geist
and English ghost, too, may possibly have the same original
sense of breath. And if any should think such expressions
due to mere metaphor, they may judge the strength of
the implied connection between breath and spirit by cases
of most unequivocal significance. Among the Seminoles of
Florida, when a woman died in childbirth, the infant was
-held over her face to receive her parting spirit, and thus
acquire strength and knowledge for its future use. These
Indians could have well understood why at the death-
bed of an ancient Roman, the nearest kinsman leant over
jo inhale the last breath of the departing (ct excipies hanc
animam ore pio). Their state of mind is kept up to this
day among Tyrolese peasants, who can still fancy a good
man's soul to issue from his mouth at death like a little
white cloud.
Among rude races, the original conception of the human
soul seems to have been that of ethereality, or vaporous ma-
teriality, which has held so large a place in human thought
ever since. In fact, the later metaphysical notion of imma-
teriality could scarcely have conveyed any meaning to a
savage. It is moreover to be noticed that, as to the whole
nature and action of apparitional souls, the lower philosophy
escapes various difficulties which down to modern times
have perplexed metaphysicians and theologians of the civ-
ilized world. Considering the thin ethereal body of the
soul to be itself sufficient and suitable for visibility, move-
ment, and speech, the primitive animists had no need of
RELIGION 643
additional hypotheses to account for these manifestations,
theological theories such as we may find detailed by Calmet,
as that immaterial souls have their own vaporous bodies,
or occasionally have such vaporous bodies provided for
them by supernatural means to enable them to appear as
specters, or that they possess the power of condensing the
circumambient air into phantom-like bodies to invest them-
selves in, or of forming from it vocal instruments. It
appears to have been within systematic schools of civilized
philosophy that the transcendental definitions of the im-
material soul were obtained, by abstraction from the primi-
tive conception of the ethereal-material soul, so as to reduce
it from a physical to a metaphysical entity.
Departing from the body at the time of death, the soul
or spirit is considered set free to linger near the tomb,
to wander on earth or flit in the air, or to travel to the
proper region of spirits — the world beyond the grave. The
principal conceptions of the lower psychology as to a
Future Life will be considered in the following chapters,
but for the present purpose of investigating the theory of
souls in general, it will be well to enter here upon one
department of the subject. Men do not stop short at the
persuasion that death releases the soul to a free and active
existence, but they quite logically proceed to assist naturep
by slaying men in order to liberate their souls for ghostly
uses. Thus there arises one of the most widespread, dis-
tinct, and intelligible rites of animistic religion — that of
funeral human sacrifice for the service of the dead. When
a man of rank dies and his soul departs to its own place,
wherever and whatever that place may be, it is a rational
inference of early philosophy that the souls of attendants,
slaves, and wives, put to death at his funeral, will make
the same journey and continue their service in the next
life, and the argument is frequently stretched further, to
include the souls of new victims sacrificed in order^that
they may enter upon the same ghostly servitude. It will
appear from the ethnography of this rite that it is not
644 THE MAKING OF MAN
strongly marked in the very lowest levels of culture, but
that, arising in the higher savagery, it develops itself in
the barbaric stage, and thenceforth continues or dwindles
in survival.
Of the murderous practices to which this opinion leads,
remarkably distinct accounts may be cited from among
tribes of the Indian Archipelago. The following account
is given of the funerals of great men among the savage
Kayans of Borneo: "Slaves are killed in order that they
'may follow the deceased and attend upon him. Before
they are killed the relations who surround them enjoin
them to take great care of their master when they join
him, to watch and shampoo him when he is indisposed,
to be always near him, and to obey all his behests. The
female relatives of the deceased then take a spear and
slightly wound the victims, after which the males spear
them to death." Again, the opinion of the Idaan is "that
all whom they kill in this world shall attend them as
slaves after death. This notion of future interest in the
destruction of the human species is a great impediment
t<r an intercourse with them, as murder goes further than
present advantage or resentment. From the same principle
they will purchase a slave, guilty of any capital crime, at
fourfold his value, that they may be his executioners."
With the same idea is connected the ferocious custom
of "head-hunting," so prevalent among the Dayaks before
Rajah Brooke's time. They considered that the owner of
i/very human head they could procure would serve them
n the next world, where, indeed, a man's rank would be
according to his number of heads in this. They would
continue the mourning for a dead man till a head was
brought in, to provide him with a slave to accompany him
to the "habitation of souls"; a father whc lost his child
would go out and kill the first man he met, as a funeral
ceremony; a young man might not marry till he had
procured a head, and some tribes would bury with a
dead man the first head he had taken, together with
RELIGION 645
spears, cloth, rice, and betel. Waylaying and murdering
men for their heads became, in fact, the Dayaks' national
sport, and they remarked "the white men read books, we
hunt heads instead." Of such rites in the Pacific islands,
the most hideously purposeful accounts reach us from the
Fiji group. Till lately, a main part of the ceremony of a
great man's funeral was the strangling of wives, friends,
and slaves, for the distinct purpose of attending him into
the world of spirits. Ordinarily the first victim was th<:
wife of the deceased, and more than one if he had sev
cral, and their corpses, oiled as for a feast, clothed with
new fringed girdle, with heads dressed and ornamented,
and vermilion and turmeric powder spread on their faces
and bosoms, were laid by the side oC the dead warrior.
Associates and inferior attendants were likewise slain, and
these bodies were spoken of as "grass for bedding the
grave." When Ra Mbithi, the pride of Somosomo, was
lost at sea, seventeen of his wives were killed; and after
the news of the massacre of the Namcna people, in 1839,
eighty women were strangled to accompany the spirits of
their murdered husbands. Such sacrifices took place under
the same pressure of public opinion which kept up the
widow-burning in modern India. The Fijian widow was
worked upon by her relatives with all the pressure of per-
suasion and of menace; she understood well that life to
her henceforth would mean a wretched existence of neglect,
disgrace, and destitution; and tyrannous custom, as hard
to struggle against in the savage as in the civilized world,
drove her to the grave. Thus, far from resisting, she be-
came importunate for death and the new life to come,
and till public opinion reached a more enlightened state,
the missionaries often used their influence in vain to save
from the strangling cord some wife whom they could
have rescued, but who herself refused to live. So repug-
nant to the native mind was the idea of a chieftain goi%
unattended into the other world, that the missionaries' pro-
hibition of the cherished custom was one reason of theif
fy6 THE MAKING OF MAN
dislike to Christianity. Many of the nominal Christians,
when once a chief of theirs was shot from an ambush,
esteemed it most fortunate that a stray shot at the same
time killed a young man at a distance from him, and thus
provided a companion for the spirit of the slain chief.
In now passing from the consideration of the souls of
men to that of the souls of the lower animals, we have
first to inform ourselves as to the savage man's idea,
which is very different from the civilized man's, of the
nature of these lower animals. A remarkable group of
observances customary among rude tribes will bring this
distinction sharply into view. Savages talk quite seriously
to beasts alive or dead as they would to men alive or dead,
offer them homage, ask pardon when it is their painful
duty to hunt and kill them. A North American Indian
Will reason with a horse as if rational. Some will spare
the rattlesnake, fearing the vengeance of its spirit if slain;
others will salute the creature reverently, bid it welcome
as a friend from the land of spirits, sprinkle a pinch of
tobacco on its head for an offering, catch it by the tail and
dispatch it with extreme dexterity, and carry off its skin
as a trophy. If an Indian is attacked and torn by a bear,
it is that the beast fell upon him intentionally in anger,
perhaps to revenge the hurt done to another bear. When
a bear is killed, they will beg pardon of him, or even make
him condone the offense by smoking the peace-pipe with
his murderers, who put the pipe in his mouth and blow
down it, begging his spirit not to take revenge. So in
Africa, the Kafirs will hunt the elephant, begging him
not to tread on them and kill them, and when he is dead
they will assure him that they did not kill him on pur-
pose, and they will bury his trunk, for the elephant is
a mighty chief, and his trunk is his hand that he may
hurt withal. The Congo people will even avenge such a
murder by a pretended attack on the hunters who did the
deed. Such customs are common among the lower Asiatic
tribes. The Stiens of Kambodia ask pardon of the beast
RELIGION 647
they have killed; the Ainos of Yesso kill the bear, offer
obeisance and salutation to him, and cut up his carcase.
The Koriaks, if they have slain a bear or wolf, will flay
him, dress one of their people in the skin, and dance round
him, chanting excuses that they did not do it, and espe-
cially laying the blame on a Russian. But if it is a fox^
they take his skin, wrap his dead body in hay, and sneer-
ing tell him to go to his own people and say what famous
hospitality he has had, and how they gave him a new
coat instead of his old one. The Samoyeds excuse them-
selves to the slain bear, telling him it was the Russians
who did it, and that a Russian knife will cut him up.
The Goldi will set up the slain bear, call him "my lord"
and do ironical homage to him, or taking him alive will
fatten him in a cage, call him "son" and "brother," and
kill and eat him as a sacrifice at a solemn festival. In
Borneo, the Dayaks, when they have caught an alligator
with a baited hook and rope, address him with respect
and soothing till they have his legs fast, and then mocking
call him "rajah" and "grandfather." Thus when the savage
gets over his fears, he still keeps up in ironical merriment
the reverence which had its origin in trembling sincerity.
Even now the Norse hunter will say with horror of a
bear that will attack man, that he can be "no Christian
bear."
The sense of an absolute psychical distinction between
man and beast, so prevalent in the civilized world, is
hardly to be found among the lower races. Men to whom
the cries of beasts and birds seem like human language,
and their actions guided as it were by human thought,
logically rnough allow the existence of souls to beasts,
birds, and reptiles, as to men. The lower psychology cannot
but recognize in beasts the very characteristic which it
attributes to the human soul, namely, the phenomena of
life and death, will and judgment, and the phantom seer
in vision or in.dream. As for believers, savage or civilized,
in the great doctrine of metempsychosis, these not only
648 THE MAKING OF MAN
consider that an animal may have a soul, but that this
soul may have inhabited a human being, and thus the
creature may be in fact their own ancestor or once familiar
friend. A line of facts, arranged as waymarks along the
course of civilization, will serve to indicate the history
of opinion from savagery onward, as to the souls of animals
during life and after death. North American Indians held
every animal to have its spirit, and these spirits their future
life; the soul of the Canadian dog went to serve his
master in the other world; among the Sioux, the preroga-
tive of having four souls was not confined to man, but
belonged also to the bear, the most human of animals.
The Greenlandcrs considered that a sick human soul might
be replaced by the sorcerer with a fresh healthy soul of
a hare, reindeer, or a young child. Maori tale-tellers have
heard of the road by which the spirits of dogs descend
to Reinga, the Hades of the departed; the Hovas of Mada-
gascar know that the ghosts of beasts and men. dwelling in
a great mountain in the south called Ambondromble,
come out occasionally to walk among the tombs or execu-
tion-places of criminals. The Kamchadals held that every
creature, even the smallest fry, would live again in the
under world. The Kukis of Assam think that the ghost
of every animal a kuki kills in the chase or for the feast
will belong to him in the next life, even as the enemy
he slays in the field will then become his slave. The
Karens apply the doctrine of the spirit or personal life-
phantom, which is apt to wander from the body and thus
suffer injury, equally to men and to animals. The Zulus
say the cattle they kill come to life again, and become the
property of the dwellers in the world beneath. The Siamese
butcher, when in defiance of the very principles of hisf
Buddhism he slaughters an ox, before he kills the creature
has at least the grace to beseech its spirit to seek a happier
abode. In connection with such transmigration, Pythagorean
and Platonic philosophy gives to the lower animals undy-
ing souls, while other classic opinion may recognize in
RELIGION 649
beasts only an inferior order of soul, only the "anima"
but not the human "animus" besides. Thus Juvenal:
"Principio indulsit communis conditor illis
Tantum animas; nobis animum quoque . . ."
Through the middle ages, controversy as to the psychology
of brutes has lasted on into our own times, ranging be-
tween two extremes; on the one the theory of Descartes
which reduced animals to mere machines, on the other
what Mr. Alger defines as "the faith that animals have
immaterial and deathless souls." Among modern specu-
lations may be instanced that of Wesley, who thought
that in the next life animals will be raised even above
their bodily and mental state at the creation, "the horrid-
ness of their appearance will be exchanged for their
primeval beauty," and it even may be that they will be
made what men are now, creatures capable of religion.
Adam Clarke's argument for the future life of animals
rests on abstract justice: whereas they did not sin, but
yet are involved in the sufferings of sinful man, and cannot
have in the present state the happiness designed for them,
it is reasonable that they must have it in another. Although,
however, the primitive belief in the souls of animals still
survives to some extent in serious philosophy, it is obvious
that the tendency of educated opinion on the question
whether brutes have soul, as distinguished from life and
mind, has for ages been in a negative and skeptical direc-
tion. The doctrine has fallen from its once high estate.
It belonged originally to real, though rude science. It has
now sunk to become a favorite topic in the mild specu-
lative talk which still does duty so largely as intellectual
conversation, and even then its propounders defend it with
a lurking consciousness of its being after all a piece oi
sentimental nonsense.
Animals being thus considered in the primitive psy-
chology to have souls like human beings, it follows as the
simplest matter of course that tribes who kill wives anc>
650 THE MAKING OF MAN
slaves, to dispatch their souls on errands of duty with
their departed lords, may also kill animals in order that
their spirits may do such service as is proper to them. The
Pawnee warrior's horse is slain on his grave to be ready
for him to mount again, and the Comanche's best horses
are buried with his favorite weapons and his pipe, all alike
to be used in the distant happy hunting-grounds. In South
America not only do such rites occur, but they reach a prac*
tically disastrous extreme. Patagonian tribes, says D'Orbigny,
believe in another life, where they are to enjoy perfect
happiness, therefore they bury with the deceased his arms
and ornaments, and even kill on his tomb all the animals
which belonged to him, that he may find them in the
abode of bliss; and this opposes an insurmountable bar-
rier to all civilization, by preventing them from accumu-
lating property and fixing their habitations. Not only do
Pope's now hackneyed lines express a real motive with
which the Indian's dog is buried with him, but in the
North American continent the spirit of the dog has an-
other remarkable office to perform. Certain Esquimaux,
as Cranz relates, would lay a dog's head in a child's grave,
that the soul of the dog, who ever finds his home, may
guide the helpless infant to the land of souls. In accordance
with this, Captain Scoresby in Jameson's Land found a
dog's skull in a small grave, probably a child's. Again,
in the distant region of the Aztecs, one of the principal
ceremonies was to slaughter a techichi, or native dog; it
was burnt or buried with the corpse, with a cotton thread
fastened to its neck, and its office was to convey the de-
ceased across the deep waters of Chiuhnahuapan, on the
way to the Land of the Dead. The dead Buraet's favorite
horse, led saddled to the grave, killed, and flung in, may
serve for a Tartar example. In Tonquin, even wild animals
have been customarily drowned at funeral ceremonies of
princes, to be at the service of the departed in the next world.
Among Semitic tribes, an instance of the custom may be
found in the Arab sacrifice of a camel on the grave, for
RELIGION 65}
the dead man's spirit to ride upon. Among the nations
of the Aryan race in Europe, the prevalence of such rites
is deep, wide, and full of purpose. Thus, warriors were
provided in death with horses and housings, with hounds
and falcons. Customs thus described in chronicle and legend,
are vouched for in our own time by the opening of old
barbaric burial-places. How clear a relic of savage mean-
ing lies here may be judged from a Livonian account
as late as the fourteenth century, which relates how men
and women, slaves, sheep, and oxen, with other things,
were burnt with the dead, who, it was believed, would
reach some region of the living, and find there, with the
multitude of cattle and slaves, a country of life and happi-
ness. As usual, these rites may be traced onward in sur-
vival. The Mongols, who formerly slaughtered camels and
horses at their owner's burial, have been induced to re-
place the actual sacrifice by a gift of the cattle to the
Lamas. The Hindus offer a black cow to the Brahmans,
in order to secure their passage across the Vaitarani, the
river of death, and will often die grasping the cow's tail
as if to swim across in herdsman's fashion, holding on to
the cow. It is mentioned as a belief in Northern Europe
that he who has given a cow to the poor will find a cow
to take him over the bridge of the dead, and a custom
of leading a cow in the funeral procession is said to have
been kept up to modern times. All these rites probably
belong together as connected with ancient funeral sacri-
fice, and the survival of the custom of sacrificing the war-
rior's horse at his tomb is yet more striking. Saint-Foix
long ago put the French evidence very forcibly. Mention-
ing the horse led at the funeral of Charles VI, with the four
valets-de-pied in black, and bareheaded, holding the corners
of its caparison, he recalls the horses and servants killed
and buried with pre-Christian kings. And that his readers
may not think this an extraordinary idea, he brings for-
ward the records of property and horses being presented
at the offertory in Paris, 1329, of Edward III, presenting
652 THE MAKING OF MAN
horses at King John's funeral in London, and of the funeral
service for Bertrand Duguesclin, at St. Denis, in 1389,
when horses were offered, the Bishop of Auxerre laid
his hand on their heads, and they were afterwards com-
pounded for. Germany retained the actual sacrifice within
the memory of living men. A cavalry general named Fred-
erick Kasimir was buried at Treves in 1781 according to
the forms of the Teutonic Order; his horse was led in
the procession, and the coffin having been lowered into
the grave, the horse was killed and thrown in upon it.
This was, perhaps, the last occasion when such a sacrifice
was consummated in solemn form in Europe. But that
pathetic incident of a soldier's funeral, the leading of the
saddled and bridled charger in the mournful procession,
keeps up to this day a lingering reminiscence of the grim
religious rite now passed away.
Plants, partaking with animals the phenomena of life
and death, health and sickness, not unnaturally have some
kind of soul ascribed to them. In fact, the notion of a
vegetable soul, common to plants and to the higher or-
ganisms possessing an animal soul in addition, was familiar
to mediaeval philosophy, and is not yet forgotten by nat-
uralists. But in the lower ranges of culture, at least within
one wide district of the world, the souls of plants are
much more fully identified with the souls of animals. The
Society Islanders seem to have attributed "varua," i.e., sur-
viving soul or spirit, not to men only but to animals and
plants. The Dayaks of Borneo not only consider men and
animals to have a spirit or living principle, whose departure
from the body causes sickness and eventually death, but
they also give to the rice its "samangat padi," or "spirit
of the paddy," and they hold feasts to retain this soul
securely, lest the crop should decay. The Karens say that
plants as well as men and animals have their "la" ("kelah"),
and the spirit of sickly rice is here also called back like
a human spirit considered to have left the body. Their
formulas for the purpose have even been written down,
RELIGION 653
and this is part of one: UO come, rice kelah, come. Come
to the field. Come to the rice. ...Come from the West
Come from the East. From the throat of the bird, from
the maw of the ape, from the throat of the elephant....
From all granaries, come. O rice kelah, come to the rice."
There is reason to think that the doctrine, of the spirits
of plants lay deep in the intellectual history of South-East
Asia, but was in great measure superseded under Buddhist
influence. The Buddhist books show that in the early days
of their religion it was matter of controversy whether trees
had souls, and therefore whether they might lawfully be
injured. Orthodox Buddhism decided against the tree-
souls, and consequently against the scruple to harm them,
declaring trees to have no mind nor sentient principle,
though admitting that certain dewas or spirits do reside
in the body of trees, and speak from within them. Buddhists
also relate that a heterodox sect kept up the early doctrine
of the actual animate life of trees, in connection with which
may be remembered Marco Polo's somewhat doubtful state-
ment as to certain austere Indians objecting to green herbs
for such a reason, and some other passages from later
writers. Generally speaking, the subject of the spirits of
plants is an obscure one, whether from the lower races
not having definite opinions, or from our not finding it
easy to trace them. The evidence from funeral sacrifices,
so valuable as to most departments of early psychology,
fails us here, from plants not being thought suitable to
send for the service of the dead. Yet, as we shall see more
(ully elsewhere, there are two topics which bear closely
on the matter. On the one hand, the doctrine of trans-
migration widely and clearly recognizes the idea of trees
or smaller plants being animated by human souls; on the
other the belief in tree-spirits and the practice of tree-worship
involve notions more or less closely coinciding with that
of tree-souls, as when the classic hamadryad dies with her
tree, or when the Talein of South-East Asia, considering
654 THE MAKING OF MAN
every tree to have a demon or spirit, offers prayers before
he cuts one down.
Thus far the details of the lower animistic philosophy
are not very unfamiliar to modern students. The primitive
view of the souls of men and beasts as asserted or acted
on in the lowej: and middle levels of culture, so far belongs
to current civilized thought, that those who hold the doc-
trine to be false, and the practices based upon it futile,
can nevertheless understand and sympathize with the lower
nations to whom they are matters of the most sober and
serious conviction. Nor is even the notion of a separable
spirit or soul as the cause of life in plants too incongruous
with ordinary ideas to be readily appreciable. But the
theory of souls in the lower culture stretches beyond this
limit, to take in a conception much stranger to modern
thought. Certain high savage races distinctly hold, and a
large proportion of other savage and barbarian races make
a more or less close approach to, a theory of separable and
surviving souls or spirits belonging to stocks and stones,
weapons, boats, food, clothes, ornaments, and other objects
which to us are not merely soulless but lifeless.
Yet, strange as such a notion may seem to us at first
if we place ourselves by an effort in the intellectual posi-
tion of an uncultured tribe, and examine the theory of
object souls, from their point of view, we shall hardly
pronounce it irrational. In discussing the origin of myth,
some account has been already given of the primitive stage
of thought in which personality and life are ascribed not
to men and beasts only, but to things. It has been shown
how what we call inanimate objects — rivers, stones, trees,
weapons, and so forth— are treated as living intelligent
beings, talked to, propitiated, punished for the harm they
do. Hume, whose "Natural History of Religion" is per-
haps more than any other work the source of modern
opinions as to the development of religion, comments on
the influence of this personifying stage of thought. "There
U an universal tendency among mankind to conceive all
RELIGION 655
beings like themselves, and to transfer to every object those
qualities with which they are familiarly acquainted, and
of which they are intimately conscious. ... The unknown
causes, which continually employ their thought, appearing
always in the same aspect, are all apprehended to be of
the same kind or species. Nor is it long before we ascribe
to them thought and reason, and passion, and sometimes
even the limbs and figures of men, in order to bring them
nearer to a resemblance with ourselves." August Comte
has ventured to bring such a state of thought under terms
of strict definition in his conception of the primary mental
condition of mankind — a state of "pure fetishism, constantly
characterized by the free and direct exercise of our primi-
tive tendency to conceive all external bodies soever, natural
or artificial, as animated by a life essentially analogous
to our own, with mere differences of intensity." Our com-
prehension of the lower stages of mental culture depends
much on the thoroughness with which we can appreciate
this primitive, childlike conception, and in this our best
guide may be the memory of our own childish days. He
who recollects when there was still personality to him in
posts and sticks, chairs and toys, may well understand
how the infant philosophy of mankind could extend the
notion of vitality to what modern science only recognizes
as .lifeless things; thus one main part of the lower animistic
doctrine as to souls of objects is accounted for. The doctrine
requires for its full conception of a soul not only life, but
also a phantom or apparitional spirit; this development,
however, follows without difficulty, for the evidence of
dreams and visions applies to the spirits of objects in much
the same manner as to human ghosts. Everyone who has
seen visions while light-headed in fever, everyone who
has ever dreamt a dream, has seen the phantoms of objects
as well as of persons. How then can we charge the savage
with far-fetched absurdity for taking into his philosophy
and religion an opinion which rests on the very evidence
of his senses? The notion is implicitly recognized in his
656 THE MAKING OF MAN
accounts of ghosts, which do not come naked, but clothed,
and even armed; of course there must be spirits of garments
and weapons, seeing *that the spirits of men come bearing
them. It will indeed place savage philosophy in no un-
favorable light, if we compare this extreme animistic de-
velopment of it with the popular opinion still surviving
in civilized countries, as to ghosts and the nature of the
human soul as connected with them. When the ghost of
Hamlet's father appeared armed cap-a-pie,
"Such was the very armour he had on,
When he the ambitious Norway combated."
And thus it is a habitual feature of the ghost-stories of
the civilized, as of the savage world, that the ghost comes
dressed, and even dressed in well-known clothing worn
in life. Hearing as well as sight testifies to the phantoms
of objects: the clanking of ghostly chains and the rustling
of ghostly dresses are described in the literature of appari-
tions. Now by the savage theory, according to which the
ghost and his clothes arc alike imaginary and subjective,
the facts of apparitions are rationally met. But the modern
vulgar who ignore or repudiate the notion of ghosts of
things, while retaining the notion of ghosts of persons, have
fallen into a hybrid state of opinion which has neither the
logic of the savage nor of the civilized philosopher. .
It remains to sum up in a few words the doctrine of
souls, in the various phases it has assumed from first to
last among mankind. In the attempt to trace its main course
through the successive grades of man's intellectual history,
the evidence seems to accord best with a theory of its de-
velopment, somewhat to the following effect. At the lowest
levels of culture of which we have clear knowledge, the
notion of a ghost-soul animating man while in the body,
is found deeply ingrained. There is no reason to think
that this belief was learnt by savage tribes from contact
with higher races, nor that it is a relic of higher culture
from which the savage tribes have degenerated; for what
RELIGION 057
is here treated as the primitive animistic doctrine is thor-
oughly at home among savages, who appear to hold if
on the very evidence of their senses, interpreted on the
biological principle which seems to them most reasonable*
We may now and then hear the savage doctrines and
practices concerning souls chimed as relics of a high re-
ligious culture pervading the primeval race of man. They
are said to be traces of remote ancestral religion, kept up
in scanty and perverted memory by tribes degraded from
a nobler state. It is easy to see that such an explanation
of some few facts, sundered from their connection with
the general array, may seem plausible to certain minds
But a large view of the subject can hardly leave such
argument in possession. The animism of savages stands for
and by itself; it explains its own origin. The animism of
civilized men, while more appropriate to advanced knowl-
edge, is in great measure only explicable as a developed
product of the older and ruder system. It is the doctrines
and rites of the lower races which are, according to their
philosophy, results of point-blank natural evidence and
acts of straightforward practical purpose. It is the doctrine?
and rites of the higher races which show survival of tht
old in the midst of the new, modification of the old to
bring it into conformity with the new, abandonment of
the old because it is no longer compatible with the new.
Let us see at a glance in what general relation the doctrine
of souls among savage tribes stands to the doctrine of souls
among barbaric and cultured nations. Among races within
the limits of savagery, the general doctrine of souls is found
worked out with remarkable breadth and consistency. The
souls of animals are recognized by a natural extension from
the theory of human souls; the souls of trees and plants
fellow in some vague partial way; and the souls of inani-
mate objects expand the general category to its extremest
boundary. Thenceforth, as we explore human thought on«
ward from savage into barbarian and civilized life, w<
find a state of theory more conformed to positive science;
658 THE MAKING OF MAN
but in itself less complete and consistent. Far on into civili-
zation, men still act as though in some half-meant way
they believed in souls or ghosts of objects, while never-
theless their knowledge of physical science is beyond so
crude a philosophy. As to the doctrine of souls of plants,
fragmentary evidence of the history of its breaking down
in Asia has reached us. In our own day and country, the
notion of souls of beasts is to be seen dying out. Animism,
indeed, seems to be drawing in its outposts, and concen-
trating itself on its first and main position, the doctrine
of the human soul. This doctrine has undergone extreme
modification in the course of culture. It has outlived the
almost total loss of one great argument attached to it—
the objective reality of apparitional souls or ghosts seen in
dreams and visions. The soul has given up its ethereal
substance, and become an immaterial entity, "the shadow
of a shade." Its theory is becoming separated from the in-
vestigations of biology and mental science, which now
discuss the phenomena of life and thought, the sense and
the intellect, the emotions and the will, on a groundwork
of pure experience. There has arisen an intellectual product
whose very existence is of the deepest significance, a "psy-
chology" which has no longer anything to do with "soul."
The soul's place in modern thought is in the metaphysics
of religion, and its especial office there is that of furnishing
an intellectual side to the religious doctrine of the future
life. Such are the alterations which have differenced the
fundamental animistic belief in its course through suc-
cessive periods of the world's culture. Yet it is evidence
that, notwithstanding all this profound change, the con-
ception of the human soul is, as to its most essential nature,
continuous from the philosophy of the savage thinker to
that of the modern professor of theology. Its definition has
remained from the first that of an animating, separable,
surviving entity, the vehicle of individual personal existence.
The theory of the soul is one principal part of a system
of religious philosophy, which unites, in an unbroken line
RELIGION 659
of mental connection, the savage fetish-worshiper and
the civilized Christian. The divisions which have separated
the great religions of the world into intolerant and hostile
sects are for the most part superficial in comparison with
the deepest of all religious schisms, that which divides
Animism from Materialism,
THE CONCEPTION OF MANA *
By R. R. MARETT
IT is no part of my present design to determine by an
exhaustive analysis of the existing evidence, how the con-
ception of tnana is understood and applied within its special
area of distribution, namely, the Pacific region. Such a task
pertains to Descriptive Ethnology; and it is rather a problem
of Comparative Ethnology that I would venture to call at-
tention to. I propose to discuss the value, that is to say, the
appropriateness and the fruitfulness — of either this con-
ception of mana or some nearly equivalent notion, such
as the Huron orenda, when selected by the science of
Comparative Religion to serve as one of its categories, or
classificatory terms of the widest extension.
Now any historical science that adopts the comparative
methods stands committed to the postulate that human
nature is sufficiently homogeneous and uniform to war-
rant us in classifying its tendencies under formulae co-
extensive with the whole broad field of anthropological
research. Though the conditions of their occurrence cause
our data to appear highly disconnected, we claim, even if
we cannot yet wholly make good, the right to bind them
together into a single system of reference by means of cer-
tain general principles. By duly constructing such theoret-
ical bridges, as Dr. Frazer is fond of calling them, we
hope eventually to transform, as it were, a medley of inse-
cure, insignificant sandbanks into one stable and glorious
Venice.
So much, then, for our scientific idea. But some skeptical
champion of the actual may be inclined to ask: "Are ex-
amples as a matter of fact forthcoming, at any rate from
» The Threshold of Religion. New York: The Macmillaa Co.
660
RELIGION 66l
within the particular department of Comparative Religion,
of categories or general principles that, when tested by
use, prove reasonably steadfast?" To this challenge it may
be replied that, even when we limit ourselves to the cause
of what may be described as "rudimentary" religion — in
regard to which our terminology finds itself in the para-
doxical position of having to grapple with states of mind
themselves hardly subject to fixed terms at all — there are
at all events distinguishable degrees of value to be rec-
ognized amongst the categories in current employment,
Thus most of us will be agreed that, considered as a head
of general classification, "tabu" works well enough, -but
"totem" scarcely so well, whilst "fetish" is perhaps alto-
gether unsatisfactory. Besides, there is at least one supreme
principle that has for many years stood firm in the midst
of these psychological quicksands. Dr. Tylor's conception
of "animism" is the crucial instance of a category that
successfully applies to rudimentary religion taken at its
widest. If our science is to be compared to a Venice held
together by bridges, then "animism" must be likened to its
Rialto.
At the same time, "lest one good custom should corrupt
the world," we need plenty of customs; and the like holds
true of categories. In what follows I may seem to be at-
tacking "animism," in so far as I shall attempt to endow
"mana" with classificatory authority to some extent at the
expense of the older notion. Let me, therefore, declare at
the outset that I should be the last to wish our time-
honored Rialto to be treated as an obsolete or obsolescent
structure. If I seek to divert from it some of the traffic it
is not naturally suited to bear, I am surely offering it no
injury, but a service.
One word more by way of preface. There are those whc
dislike the introduction of native terms into our scientific
nomenclature. The local and general usages, they .object,
tend to become confused. This may, indeed, be a real
danger. On the other hand, are we not more likely to keep
662 THE MAKING OF MAN
in touch with the obscure forces at work in rudimentary
religion if we make what use we can of the clues lying
ready to hand in the recorded efforts of rudimentary re-
flection upon religion? The mana of the Pacific may be
said, I think, without exaggeration to embody rudimentary
reflection — to form a piece of subsconscious philosophy.
To begin with, the religious eye perceives the presence of
mana here, there, and everywhere. In the next place, mana
has worked its way into the very heart of the native lan-
guages, where it figures as more than one part of speech,
and abounds in secondary meanings of all kinds. Lastly,
whatever the word may originally have signified (as far
as I know, an unsettled question), it stands in its actual
use for something lying more or less beyond the reach
of the senses — something verging on what we are wont
to describe as the immaterial or unseen. All this, however,
hardly amounts to proof that mana has acquired in the
aboriginal mind the full status of an abstract idea. For
instance, whereas a Codrington might decide in compre-
hensive fashion that all Melanesian religion consists in get-
ting mana for oneself,1 it is at least open to doubt whether
a Melanesian sage could have arrived, unassisted, at a
generalization so abstract — a "bird's-eye view" so detached
from confusing detail. Nevertheless, we may well suspect
some such truth as this to have long been more or less
inarticulately felt by the Melanesian mind. In fact, I take
it, there would have been small difficulty on Bishop Cod-
rington's part in making an intelligent native realize the
force of his universal proposition. What is the moral of
this? Surely, that the science of Comparative Religion
should strive to explicate the meaning inherent in any
given phase of the world's religious experience in just
those terms that would naturally suggest themselves, sup-
pose the phase in question to be somehow quickened into
self-consciousness and self-expression. Such terms I would
denominate "sympathetic"; and would, further, hazard the
judgment that, m the case of all science of the kind, its
RELIGION 663
use of sympathetic terms is the measure of its sympathetic
insight. Mana, then, I contend, has, despite its exotic ap>
pearance, a perfect right to figure as a scientific category
by the side of tabu — a term hailing from the same geo-
graphical area — so long as a classificatory function of like
importance can he found for it. That function let us now
proceed, if so may be, to discover.
Codrington defines mana, in its Melanesian use, as fol-
lows: "a force altogether distinct from physical power,
which acts in all kinds of ways for good and evil, and which
it is of the greatest advantage to possess or control"; or again
he says: "It is a power or influence, not physical, and in a
way supernatural; but it shows itself in physical force, or in
any kind of power or excellence which a man possesses."
It is supernatural just in this way, namely, that it is "what
works to effect everything which is beyond the ordinary
power of men, outside the common processes of nature."
He illustrates his point by examples: "If a man has been
successful in fighting, it has not been his natural strength
of arm, quickness of eye, or readiness of resource that has
won success; he has certainly got the mana of a spirit or of
some deceased warrior to empower him, conveyed in an
amulet of a stone round his neck or a tuft of leaves in his
belt, in a tooth hung upon a finger of his bow hand, or in
the form of words with which he brings supernatural assist-
ance to his side. If a man's pigs multiply, and his gardens are
productive, it is not because he is industrious and looks after
his property, but because of the stones full of mana for pigs
and yams that he possesses. Of course a yam naturally grows
when planted, that is well known, but it will not be very
large unless mana comes into play; a canoe will not be swiff,
unless mana be brought to bear upon it, a net will not catch
many fish, nor an arrow inflict a mortal wound." 2
From Polynesia comes much the same story. Tregear in his
admirable comparative dictionary of the Polynesian dialects
renders the word which may be either noun or adjective,
thus: "supernatural power; divine authority; having quali-
664 THE MAKIN , OF MAN
tics which ordinary persons or things do not possess." He
seems to distinguish, however, what might be called a
'"secular" sense, in which the term stands generally for
"authority," or as an adjective, for "effectual, effective." He
cites copious instances from the various dialects to exemplify
'he supernatural mode of mana. Thus the word is applied, in
Maori, to a wooden sword that has done deeds so wonderful
as to possess a sanctity and power of its own; in Samoan, to
a parent who brings a curse on a disobedient child; in
Hawaiian, to the gods, or to a man who by his death gives
efficacy to an idol; in Tongan, to whoever performs miracles,
or bewitches; in Mangarevan, to a magic stuff given to a
man by his grandfather, or, again, to divination in general;
and so forth. In short, its range is as wide as those of divinity
and witchcraft taken together. If, on the other hand, we
turn to what I have called the secular sense attributed to
mana, as, for example, when it is used of a chief, a healer
of maladies, a successful pleader, or the winner of a race, we
perceive at once that the distinction of meaning holds good
for the civilized lexicographer rather than for the unsophisti-
cated native. The chief who can impose tabu, the caster-out
of disease-devils, and, in hardly less a degree, the man who
can exercise the magic of persuasion, or who can command
the luck which the most skilled athlete does not despise, is
for the Polynesian mind not metaphorically "gifted" or
"inspired," but literally. Of course, as in Europe, so in Poly-
nesia, the coin of current usage may have become clipped
with lapse of time. Thus Plato tells us that both the Spartans
and the Athenian ladies of his day used to exclaim of any
male person they happened to admire, "what a divine man!"
It need not surprise us, therefore, that in Mangarevan you
may say of any number over forty manamanana — an "awful"
lot, in fact. Such an exception, however, can scarcely be
allowed to count against the generalization that, throughout
the Pacific region, mana in its essential meaning connotes
what both Codrington and Tregear describe as the super-
natural.
RELIGION 665
Now mark the importance of this in view of the possible
use of mana as a category of Comparative Religion. Com-
parative Religion, I would maintain, at all events so long as
it is seeking to grapple with rudimentary or protoplasmic
types of religious experience, must cast its net somewhat
widely. Its interest trust embrace the whole of one, and,
perhaps, for savagery the more considerable, of the two
fundamental aspects under which his experience or his
universe (we may express it either way) reveals itself to
the rudimentary intelligence of man. What to call this as-
pect, so as to preserve the flavor of the aboriginal notion, is
a difficulty, but a difficulty of detail. The all-important mat-
ter is to establish by induction that such an aspect is actually
perceived at the level of experience I have called "rudimen-
tary." This, I believe, can be done. I have, for instance, shown
elsewhere that even the Pygmy, a person perhaps not over-
burdened with ideas, possesses in his notion of ottdah an
inkling of the difference that marks off the one province
of experience from the other. Of course he cannot deal with
oudah abstractly; provinces of experience and the like are
not for him. But I found that, when confronted with par-
ticular cases, or rather types of case, my Pygmy friend could
determine with great precision whether oudah was there
or not. What practical results, if any, would be likely to
flow from this effort of discernment my knowledge of
Pygmy customs, unfortunately, does not enable me to say;
but I take it that the conception is not there for nothing.
I shall assume, then, that an inductive study of the ideas
and customs of savagery will show, firstly, that an aware-
ness of a fundamental aspect of life and of the world,
which aspect I shall provisionally term "supernatural," is
so general as to be typical, and, secondly, that such an aware-
ness is no less generally bound up with a specific group of
vital reactions.
As to the question of a name for this aspect different views
may be held. The term our science needs ought to express
the bare minimum of generic being required to constitute
666 THE MAKING OF MAN
matter for the experience which, taken at its highest, though
by no means at its widest, we call "religious." "Raw material
for good religion and bad religion, as well as for magic
white or black" — how are we going to designate that in
a phrase? It will not help us here, I am afraid, to cast
about amongst native words. Putting aside oudah as too in-
significant and too little understood to be pressed into this
high service, I can find nothing more nearly adapted to the
purpose than the Siouan wal^an or wa^anda; of which
M'Gee writes: "the term may be translated into 'mystery'
perhaps more satisfactory than in (sic) any other single Eng-
lish word, yet this rendering is at the same time too limited,
as wa^anda vaguely denotes also power, sacred, ancient,
grandeur, animate, immortal." But when vagueness reaches
this pitch, it is time, I think, to resort to one of our own
more clear-cut notions. Amongst such notions that of "the
supernatural" stands out, in my opinion, as the least ob-
jectionable. Of course it is our term; that must be clearly
understood. The savage has no word for "nature." He does
not abstractly distinguish between an order of uniform hap-
penings and a higher order of miraculous happenings. He is
merely concerned to mark and exploit the di (Terence when
presented in the concrete. As Codrington says: "A man
comes by chance upon a stone which takes his fancy; its
shape is singular, it is like something, it is certainly not a
common stone, there must be mana in it. So he argues
with himself, and he puts it to the proof; he lays it at the
root of a tree to the fruit of which it has a certain resem-
blance, or he buries it in the ground when he plants his
garden; an abundant crop on the tree or in the garden
shows that he is right, the stone is mana, has that power
in it." Here, however, we have at all events the germs of
our formal antithesis between the natural and the super-
natural; which, by the way, is perhaps not so nicely suited
to the taste of the advanced theology of our day that it
would have much scruple about dedicating the expression
to the service of rudimentary religion. I should like to add
RELIGION 667
that in any case the English word "supernatural" seems to
suit this context better than the word "sacred." Uidee du
sacre may be apposite enough in French, since sacre can
stand either for "holy" or for "damned"; but it is an abuse
of the English language to speak of the "sacredness" of
some acdursed wizard. Hence, if our science were to take
over the phrase, it must turn its back on usage in favor of
etymology; and then, I think, it would be found that the
Latin sacer merely amounts to tabu, the negative mode of
the supernatural — a point to which I now proceed.
Tabu, as I have tried to prove elsewhere, is the negative
mode of the supernatural, to which mana corresponds as
the positive mode. I am not confining my attention to the use
of these terms in the Pacific region, but am considering them
as transformed, on the strength of their local use, into cate-
gories, of worldwide application. Given the supernatural in
any form there are always two things to note about it:
firstly, that you are to be heedful in regard to it; secondly,
that it has power. The first may be called its negative char-
acter, the second its positive. Perhaps stronger expressions
might seem to be required. Tabu, it might be argued, is not
so much negative as prohibitive, or even minatory; whilst
mana is not merely positive but operative and thaumaturgic.
The more colorless terms, however, are safer when it is a
question of characterizing universal modes of the super-
natural. Given this wide sense tabu simply implies that you
must be heedful in regard to the supernatural, not that you
must be on your guard against it. The prohibition to have
dealings with it is not absolute; otherwise practical religion
would be impossible. The warning is against casual, incau-
tious, profane dealings. "Not to be lightly approached" is
Codrington's translation for the corresponding term used
in the New Hebrides. Under certain conditions man may
draw nigh, but it is well for him to respect those conditions,
Thus "prohibitive" and "minatory" are too strong. Tabut
as popularly used, may in a given context connote some-
thing like absolute prohibition, but in the universal appli-
668 THE MAKING OF MAN
cation I have given to it can only represent the supernaturai
in its negative character — the supernatural, so to speak, on
the defensive.
We come now to mana. Here, again, we must shun de-
scriptions that are too specific. Mana is often operative and
thaumaturgic, but not always. Like energy, mand may be
dormant or potential. Mana, let us remember, is an adjec-
tive as well as a noun, expressing a possession which is like-
wise a permanent quality. The stone that looks like a banana
is and has mana, whether you set it working by planting it
at the foot of your tree or not. Hence it seems enough to say
that mana exhibits the supernatural in its positive capacity
— ready, but not necessarily in act, to strike.
At this point an important consideration calls for notice.
Tabu and mana apply to the supernatural solely as viewed
in what I should like to call its first, or existential, dimen-
sion. With its second, or moral, dimension they have nothing
to do whatever. They register judgments of fact, as philoso-
phers would say, not judgments of value; they are constitu-
tive categories, not normative. Thus, whatever is supernatural
is indifferently tabu — perilous to the unwary; but as such it
may equally well be holy or unclean, set apart for God or
abandoned to devil, sainted or sinful, cloistered or quaran-
tined. There is plenty of linguistic evidence to show that
such distinctions of value are familiar to the savage mind.
Nor is it hard to see how they arise naturally out of the
tabu idea. Thus in Melanesia everything supernatural is at
once tambu and rongo, words implying that it is fenced
round by sanctions human and divine; but there is a
stronger term buto, meaning that the sanctions are specially
dreadful and thereupon becoming equivalent to "abomi-
n? ble," where we seem to pass without a break from degree
oi intensity to degree of worth. Passing on to manat we find
exactly the same absence of moral significance. The mystic
potentiality is alike for good and evil. Take, for example,
two Samoan phrases found side by side in Tregear's diction-
ary: fa'a-mana, to show extraordinary power or energy, as
RELIGION 665
in healing; Jar a-mana-mana to attribute an accident or mis-
fortune to supernatural powers. Or again, in Melanesia Euro-
pean medicine is called pel mana, but, on the other hand,
there is likewise mana in the poisoned arrow. Similarly,
orenda is power to bless or to curse; and the same holds
good of a host of similar native expressions, for instance,
tva\an, qube, manitu, ofy, not to go outside North America.
Meanwhile, in this direction also moral valuations soon make
themselves felt. Thus in the Pacific region we have plenty
of special words for witchcraft; and in Maori mythology we
even hear of a personified witchcraft Malyitu dwelling with
the wicked goddess Mini, of whom Tregear writes: "the
unclean tapu was her power (mana)." Or again, in Huron,
there is a word otgon, denoting specifically the malign and
destructive exercise of orenda; and Hewitt notes the curious
fact that the former term is gradually displacing the latter —
as if, he observes, the bad rather than the good manifestations
of supernatural power produced a lasting impression on the
native mind. Elsewhere I have given Australian examples
of a similar distinction drawn between wonder-working
power in general, and a specifically noxious 'variety of the
same, such as, for instance, the well-known arungquiltha of
the Arunta.
I have said enough, I trust, to show that there exists, deep
ingrained in the rudimentary thought of the world, a con-
ception of a specific aspect common to all sorts of things and
living beings, under which they appear at once as needing
insulation and as endowed with an energy of high, since
extraordinary, potential — all this without any reference to
the bearing of these facts on human welfare. In this con-
nection I would merely add that our stock antithesis be-
tween magic and religion becomes applicable only when
we pass from this to the second or moral dimension of the
supernatural. Presented in its double character of tabu and
mana the supernatural is not moral or immoral, but simply
unmoral. It is convenient to describe its sphere as that of the
magico-religious; but strictly speaking it is that which is
670 THE MAKING QF MAN
neither magical nor religious, since these terms of valuation
have yet to be superinduced. I am aware that the normative
function of these expressions is not always manifest, that it
is permissible to speak of false religion, white magic, and
so on. But, for scientific purposes, at any rate, an evaluatory
use ought, I think, to be assigned to this historic disjunction,
not merely in view of the usage of civilized society, but as
a consequence of that tendency to mark off by discriminative
epithets the good and the bad supernaturalisms, the king-
doms of God and of the Devil, which runs right through the
hierological language of the world.
The rest of this paper will be concerned with a more
perplexing and hence, probably, more controversial, side
of the subject. Put in a nutshell the problem is the following:
How does "animism" fit into the scheme? Is the super-
natural identical with the spiritual, and is mana nothing
more or less than spiritual power? Or, on the contrary, are
mana and "soul" or "spirit" categories that belong to rela-
tively distinct systems of ideas — do the two refuse to
combine?
As regards t'his latter question, our minds may quickly be
set at rest. Somehow these categories do manage to combine
freely, and notably in that very Pacific region where mana is
at home. The Melanesia!! evidence collected by Codrington
is decisive. Wherever mana is found — and that is to say
wherever the supernatural reveals itself — this mana is re-
ferred to one of three originating sources, namely, a living
man, a dead man's ghost, or a "spirit"; spirits displaying
one of two forms, that of a ghostlike appearance — as a native
put it, "something indistinct, with no definite outline, gray
like dust, vanishing as soon as looked at" — or that of the
ordinary corporeal figure of a man. Other manifestations of
the supernatural are explained in terms of these three, or
rather the last two, agencies. A sacred animal, or again,
a sacred stone, is one which belongs to a ghost or spirit,
or in which a ghost or spirit resides. Can we say, then, that
"animism" is in complete possession of the field? With a
RELIGION 671
little stretching of the term, I think, we can. Ghosts and
spirits of ghostlike form are obviously animistic to the core.
Supernatural beings of human and corporeal form may per-
haps be reckoned by courtesy as spirits; though really we have
here the rudiments of a distinct and alternative develop-
ment, namely, anthropomorphic theism, a mode of con-
ception that especially appeals to the mythological fancy.
Finally, animism can be made without much trouble to cover
the case of the living man with mana. If a man has mana,
it resides in his "spiritual part" or "soul," which after his
death becomes a ghost. Besides, it appears, no man has this:
power of himself; you can say that he has mana with the use
of the substantive, not that he is mana, as you can say of
a ghost or spirit. This latter "puts the mana into the man"
(mana — a causative verb) or "inspires" him; and an in-
spired man will even, in speaking of himself, say not "I""
but "we two." There seems, however, to be a certain flaw-
in the native logic, involving what comes perilously near
to argument in a circle. Not every man has mana, not every
ghost; but the soul of man of power becomes as such a
ghost of power, though in his capacity of ghost he has it in
greater force than when alive. On the ground of this ca-
pacity for earning, if not enjoying, during life the right to be
manar I have ventured provisionally to class the living man
with the ghost and with the spirit as an independent owner
of mana; but it is clear that, in defiance of logic, animism
has contrived to "jump the claim."
Having thus shown in the briefest way that mana and
"animism" can occur in combination, I proceed to the awk-
ward task of determining how, if treated as categories appli-
cable to rudimentary religion in general, they are to be
provided each with a classificatory function ot its own. Per-
haps ihe simplest way ot meeting, or rather avoiding, the
difficulty is to deny that "animism" is a category that be-
longs intrinsically 10 our science at all Certainly it might
be said to pertain more properly to some interest wider than
the magico-religious, call it rudimentary philosophy or what
672 THE MAKING OF MAN
we will. It makes no difference whether we take animism in
the vaguer Spencerian sense of the attribution of life and
animation — an attitude of mind to which I prefer to give the
distinguishing name of "animatism"— or in the more exact
Tylorian sense of the attribution of soul, ghost, or ghost-like
spirit. In either case we are carried far beyond the bounds
of rudimentary religion, even when magic is made co-
partner in the system. There is obviously nothing in the
least supernatural in being merely alive. On the other hand,
to have soul is, as we have seen, not necessarily to have mana
here or hereafter. The rudimentary philosophy of Melanesia
bounds in nice distinctions of an animistic kind as follows:
A yam lives without intelligence, and therefore has no
tarunga or "soul." A pig has a tarunga and so likewise has
a man, but with this difference that when a pig dies he has
no tindalo or "ghost," but a man's tarunga at his death be-
comes a tindalo. Even so, however, only a great man's ta-
runga becomes a tindalo with mana, a "ghost of worship,"
as Codrington renders it. Meanwhile, as regards a vui or
"spirit," its nature is apparently the same as that ot a soul,
or at any rate a human soul, but it is never without mana.
Thus only the higher grades ot this animistic hierarchy rank
as supernatural beings; and you know them for what they
are not by their soul-like nature, but by the mana that is in
them.
It remains to add that mana can come very near to mean-
ing "soul" or "spirit," though without the connotation of
wraith-like appearance. Tregear supplies abundant evi-
dence from Polynesia. Mana from meaning indwelling
power naturally passes into the sense of "intelligence,"
energy of character," "spirit"; and the kindred term man-
awa (manava) expresses "heart." "the interior man" "con-
science," "soul"; whilst various other compounds of mana
between them yield a most complete psychological vocabu-
lary—words for thought, memory, belief, approval, affection,
desire «md so forth. Meanwhile, mana always, I think, falls
short of expressing "individuality." Though immaterial it is
RELIGION 673
perfectly transmissible. Thus only last week a correspondent
wrote to me from Simbo in the Solomon Islands to say
that a native has no objection to imparting to you the words
of a mana song. The mere knowledge will not enable you
to perform miracles. You must pay him money, and then
ipso facto he will transmit the mana to you — as we should
say, the "good-will" of the concern. On the other hand, anim-
ism lends itself naturally to this purpose. It is true that there
is often very little individuality attaching to the nameless
spirit (vui) that may enter into a man. But the ghost (tin-
dale) that inspires you is apt to retain its full selfhood, so
that the possessed one speaks of "we two — So-and-so and I."
I conclude, then, that mana, or rather the tabu-mana
formula, has solid advantages over animism, when the
avowed object is to find what Dr. Tylor calls "a mini-
mum definition of religion." Mana is coextensive with the
supernatural; animism is far too wide. Mana is always mana,
supernatural power, differing in intensity — in voltage, so to
speak — but never in essence; animism splits up into more or
less irreducible kinds, notably "soul," "spirit," and "ghost."
Finally, mana, whilst fully adapted to express the immaterial
— the unseen force at work behind the seen — yet, conform-
ably with the incoherent state of rudimentary reflection,
leaves in solution the distinction between personal and im-
personal, and in particular does not allow any notion of
a high individuality to be precipitated. Animism, on the
other hand, tends to lose touch with the supernatural in
its more impersonal forms, and is not well suited to express
its transmissibility nor indeed its immateriality; but, by way
of compensation, it can, in a specialized form, become a
means of representing supernatural agents of high indi-
viduality, whenever the social condition of mankind is ad-
vanced enough to foster such a conception.
The last consideration paves the way for a concluding
observation. Throughout I have been in search of classifi-
catory categories applicable to rudimentary religion as a
whole. In other words, I have assumed that the subject is to
674 THE MAKING OF MAN
be treated as if it represented a single level of experience, and,
moreover, that the treatment is to limit itself to the work of
classifying — that is, arranging the facts under synoptic head-
lines. Now such, I think, must be the prime object of our
science at its present stage of development. We must not
try to move too fast. Some day, however, when our knowl-
edge is fuller and better organized, we may hope to be able
to deal with the history of religion genetically — to exhibit
the successive stages of a continuous process of orthogenic
or central evolution, whilst making, at the same time, full
allowance for the thousand and one sideshoots of the wide-
spreading family tree of human culture. Now when it comes
to exhibiting genesis, it may well be, I think, that, along
certain lines of growth, and perhaps along the central line
itself, mana will at a certain point have to give way to one
or another type of animistic conception. Where marked in-
dividualities tend to be lacking in society, as in Australia,
there it will be found that the supernatural tends normally
to be apprehended under more or less impersonal forms.
This holds true even within the strict habitat of the mana
doctrine. Thus in the New Hebrides, where the culture is
relatively backward, the prevailing animistic conception is
that of the vui, or "spirit," a being often nameless, and, at
the best, of vague personality. On the other hand, in the
Solomon Islands, where the culture is more advanced, the
religious interest centers in the tindalo mana or ghost of
power — the departed soul of some well-known individual.
In effect, hero-worship has, with the evolution of the hero,
superinduced itself upon some sort of polydarmonism redo-
lent of democracy. But I refrain from further speculation ,
about religious evolution. They are tempting, but, in the
present state of our knowledge, hardly edifying. I wouLl
merely add, glancing forwards for a moment from rudimen
tary religion to what we call "advanced," that to the end
animism never manages to drive the more impersonal con-
ceptions of the supernatural clean out of the field. The
"ghost," clearly, does not hold its own for long. Anthropo-
RELIGION 675
morphic theism, on the other hand, a view that is bred
from animatism rather than from animism proper, domi-
nates many of the higher creeds, but not all. Buddhism is
.1 standing example of an advanced type of religion that
exalts the impersonal aspect of the divine. It is, again, espe-
cially noticeable how a thinker, such as Plato, with all hi?
interest in soul, human personality, and the subjective in
general, hesitates between a personal and an impersonal
rendering of the idea of God. Thus the ambiguity that lies
sleeping in mana would seem to persist to some extent even
when religious experience is at its most self-conscious. In
the meantime all religions, low and high, rudimentary ancf
advanced, can join in saying with the psalmist that "powei
belongeth unto God."
NOTES
1 R. II. Codrington, Thr Melancstans (Oxford, 1891), p. 119 ».
2 Codnngton, op. cit., pp. 118-120.
ANIMISM AND THE OTHER WORLD*
By GEZA ROHEIM
SYMPATHETIC MAGIC
AMONG the Tharumba and neighboring tribes, if a sorcerer
obtains some of the excreta, hair, nails, or other parts of
the enemy's body, 'he takes it to a "squeaking tree" and
places it between the touching surfaces of the two branches
causing the "squeak." When the wind blows, this fragment
is squeezed and ground to atoms, and the owner is believed
to suffer in the same way.1 The Koko-minni blacks of the
Palmer River employ an instrument known as Ti or Eti
for injuring one another at a distance. It is formed of a piece
of human shinbone or a slip of bamboo, the free end being
covered with cement, and the whole is enclosed in a bark
covering. When the magician has put some of the intended
victim's hair, urine, or excrement into the bone or bamboo,
he burns it and so makes his victim sick. A cure can be
effected by taking the patient's spear and dilly-bag to the
waterside. A supernatural serpent, visible only to the medi-
cine man, devours these objects, and the patient is saved.
The Proserpine River black makes an enemy sick by sticking
a bone pin into the place where he has been defecating 01
micturating.2 Among the Kabi and Wakka, to obtain pos*
session of a man's hair or ordure was to ensure his death.
He declined as these decayed. It was dangerous to pass
under a leaning tree or fence. The reason alleged for caution
in this respect was that a woman might have been under the
tree or fence and that blood from her might have fallen
upon it.
Akin to this dread of passing under an elevated object,
* Animism, Magic and the Divine King. New York: Alfred A,
Knopf, Inc.
676
RELIGION 677
and due no doubt to the same cause, is that fear of another
person's stepping over one's body.8
This kind of sorcery is called ngadhungi by the NarrinyerL
It is practiced in the following manner: every adult black-
fellow is constantly on the lookout for bones of ducks,
swans, or other birds, or of the fish called ponde, the flesh
of which has been eaten by a human being. Of these he
constructs his charms. All the natives, therefore, are careful
to burn the bones of the animals which they eat, so as to
prevent their enemies from getting hold of them; but in
spite of this precaution, such bones are commonly obtained
by disease-makers who want them. When a man has ob-
tained a bone — for instance, the leg bone of a duck — he
imagines that he possesses the power of life and death over
the man, woman, or child who ate its flesh. The bone is
prepared by being scraped into something like a skewer;
a small round lump is then made by mixing a little fish
oil and red ochre into a paste, and enclosing in it the eye of
a Murray cod and a small piece of the flesh of a dead human
body. This lump is stuck on the top of the bone and a
covering tied over it, and it is put in the bosom of a corpse
in order that it may derive deadly potency by contact with
corruption. After it has remained there for some time it is
considered fit for use, and is put away until its assistance is
required. Should circumstances arise calculated to excite the
resentment of the disease-maker towards the person who
ate the flesh of the animal from which the bone was taken,
he immediately sticks the bone in the ground near the fire so
that the lump aforesaid may melt away gradually, firmly
believing that as it dissolves it will produce disease in the
person for whom it was designed, however distant he may
be. The entire melting and dropping off of the lump is sup-
posed to cause death.4
This form of magic is well known to anthropologists,
and is usually, but loosely, called sympathetic magic, on ac-
count of the sympathy which is still supposed to connect the
original owner with the severec part of his body. Sir James
678 THE MAKING OF MAN
Frazer mys stress on the former connection of the severed
part with the whole and speaks therefore of contagious
magic.5 It is remarkable that this well-nigh universal form
of magic is conspicuous by its absence in Central Australia.
We quote Spencer and Gillen:
"In connection with the question of magic, it may be noticed,
in conclusion, that a special form which is widely met with in
other Australian tribes is not practiced amongst these. We refer
to the attempt to injure an enemy by means of securing and
then practicing some form of charm upon some part of his
person such as hair or nail clippings." 6
We can guess the reason of this difference. The Central
Australian native dreads something else; the loss of his
churinga. If this is the real reason, we should say that the
displacement of a phobia has taken place and then there must
be an identical meaning underlying these two losses. Be
that as it may, at any rate, we find sympathetic magic again
among the Kakadu who have only the rudiments of the
churinga concept.7 On account of this magic, called I(prno
(excrement), they are very careful to hide from view all
excremental matter, so that their camps are more cleanly
than those of other tribes. But a medicine man, of course,
can find the desired \orno. They put it in little wax spheres,
dig a pit, and when the fire is hot enough the real perform-
ance begins. The men bend forward each of them with
his hand between his legs,' and the women do the same,
because the spirit must not, on any account, see their
private parts. If it were to do so they would swell enormously.
Now some feathers that have been prepared are knocked
into the sphere, one by one, the natives saying: "Keep quiet,
keep quiet," the idea being that the birds they represent will
thereby be persuaded not to give notice to the victim that
any danger such as a snake or crocodile threatens him.
Then the men sway about, looking as fierce as they possibly
can, while they place the wax spheres in the peindi. Away
in the distance they can hear the spirit cursing and swearing,
RELIGION 679
saying: "Mulyarinyu foiyu"8 and using other opprobrious
expressions. The men say: "Nert(, ner\, ner{," and beckon
it onwards. It is under a spell and comes on cursing more
and more loudly. When it is near, the natives crouch down
silently, the front man ready for action. On it comes like
a whirlwind, rushes along the trench, scraping against the
sharp Pandanus leaves. Suddenly, when it reaches the
brink of the peindi, the front man knocks the stick repre'
senting it into the fire on the top of the \orno. All of them
shout: "Ah, Ah, Ah, Ach, Ach, Brng, Brng!" at the top of
their voices. Without a moment's pause, stones and earth
are piled on the Yalmum (soul), one specially large stone
being placed on top, the men pressing down hard with all
their might to keep it in. The spirit underneath can be
heard sizzling and swearing. It tries to lift the stone, but
cannot. At length it is heard to say: "Grr, Grr, u-u." Then
it is quiet and all is over. The Pandanus leaves are rubbed
on the top stone, while the names of different snakes, Ngaba-
daua, Yidaburabara, and Numberanerji, are hissed out. One
or other of them is supposed to be sure to bite the victim
before long. Finally a log of wood that is supposed to repre- 1
sent a crocodile, which it is hoped will seize him some day
when he is bathing, is placed on top, and then, when the
performers have smeared their bodies over with burnt cork-
wood and grass, the ceremony is at an end, and they go back
to camp. Any one coming across the remains of the trench,
and seeing the stones and log piled up above the small
mound, knows that evil magic has been performed. It is
supposed that, by the capture of the Yalmuru, the man is left
without his protector. If, for example, he be out in the bush,
there will be no spirit to warn him of approaching danger,
or guide him to where he can secure his food.9
After having thus given a few facts from the Australian
continent, we must call the reader's attention to some promi-
nent features of this form of magic. It seems that the funda-
mental feafr of savages is connected with the idea of a part
being separated from the whole. This part is inserted be
680 THE MAKING OF MAN
twcen two branches, put into a bamboo, or burnt. From the
case of the Kakadu we gather the idea that the whole cere-
mony must have something to do with the genital act;
otherwise why do they cover the private parts and why
does the bad language used by the spirit refer to the
mother ?
If we make use of explanations arrived at elsewhere our
work will be made easy indeed. We have shown frequent
use of the tree as a mother-symbol in Australia; between the
two branches would therefore mean between the two legs,
in the vagina. Thexhuringa is a penis-symbol, and therefore
the loss of the churinga would be castration. This is curi-
ously confirmed by the fact that Mathew, after describing
sympathetic magic, passes on to the phobia of the aboriginals
with regard to women's blood, a phobia that develops into
& dread of passing under a tree, thus confirming our
view of the symbolic equation woman (mother)= tree, and
at the same time revealing the real dread as that of passing
under a woman, /.£., into her vagina. The next analogy again
confirms this; they are afraid of somebody stepping over
them. We have already found sufficient reason for explain-
ing "stepping over" as a symbol of coitus™ and in point of
fact, it is in coitus that a fart is separated from the whole*
This is what the whole body feels in a hallucinatory fashion,
the penis itself gets nearer to this danger and finally the
seminal fluid really suffers this separation.11 From the wish-
fulfillment point of view, all this refers to uterine regression,
and it is also from this point of view that we may, following
Ferenczi, call the penis the wish-object or ego-ideal of the
body and the seminal fluid a still more "ideal" representative
of the same tendency. The fundamental dread of primitive
man, therefore, seems to be the dread of castration, or, what
amounts to the same thing from the unconscious point of
view, the dreaded expenditure of the semen.
It is very probable that the peculiar Australian punish-
ment for breaking certain taboos, the abnormal swelling
of the genitalia, is only a cover for the opposite dread
RELIGION 68l
(castration) and that those who are castrating their enemy
in the Kakadu ceremony dread the talion punishment of
their nefarious wishes.
The Kai, in New Guinea, have this phobia in a very
prominent degree. They believe that anything done to their
"soul-substance" is done to their whole person. As the
"soul-substance" is believed to be present in every particle
of his body, and in anything that may come into contact
with his body, a member of these tribes is in perpetual
danger of being killed by means of any careless deed of
his own. Hence the great anxiety in the behavior of these
tribes. If a thread of his girdle or a lock of his hair gets
entangled in the bush and torn off, he does not pass on
before having annihilated every trace of its presence. He
does not throw anything away, and the leavings of his
meals he carefully hides or throws into the fire. Soul-sub*
stance also remains where he sat; therefore, when he rises
he makes it disappear by stamping with his leg or poking
the place with a stick. Or he may sprinkle water on the
place, or use "cool" leaves to cool it down, i.e.t to drive the
soul-substance away.12 The black art itself is called hajc^
/>., to bind. The first thing is to procure a gat a medium
containing the soul-substance of the victim. As the soul-
substance is contained in the smallest particle of the body,
and in anything that comes into contact with a person,
some hair, a drop of perspiration, the excrements, or any-
thing else can be used. But it must be quite fresh, other-
wise it is possible that the soul-substance has already
evaporated. As the chief thing seems to be not to let it cool
down, it is therefore quickly put into a little tube of
bamboo and this is hidden under the arm-pit. The object
must not come into contact with water or fire. Sharp or
pointed objects are also prohibited as they might frighten
the soul out of the parcel. Trees from a "ghost-place" must
be used for making the parcel. The first bamboo tube is
put into a second, and this again into a third of "corre-
spondingly larger size. During the preparation they sing:
1)82 THE MAKING OF MAN
"Cockatoo, cockatoo, come and tear his body open, and
hack his bowels into pieces till he dies." The spirits are
expected to come from a mythical cave and take the victim's
soul with them into the other world. After various other
incantations the magician finishes with the following spell:
"Fall off and rot like cucumbers.
X. wind himself in pain.
His arms and legs shall wind themselves in pain.
His whole body shall wind itself in pain.
His head shall wind itself in pain.
His bowels shall wind themselves in pain.
His genital organ shall wind itself in pain."
Now comes the application of fire to the parcel. The
medicine-man is identified with the man whose soul is in
the parcel and he strictly avoids water or anything that
has come into contact with water. Water would cool him,
and hence cool the soul he has caught. By cooling it, it
would stop the "roasting," and hence the burning pain
the patient suffers from the fire would be alleviated. The
other great taboo of our practitioner in the black arts is
woman, presumably for the same reason. Intercourse would
rertainly cool him, by relieving him of sexual tension, and
it seems that his tension is somehow identical with the
feverish state of disease. The whole thing comes to an end
at a village festival where all the parcels are finally burnt.
At the moment when the bark envelope is cut through
the little tubes fall to the ground, and the magicians "act"
the agony of their victims.18 At the King William Cape they
call this "binding the soul." The chief thing is that the
parcel containing the hair or nail-parings should not come
into contact with water.14
A Bukaua lives in perpetual fear of these devices, and
it is therefore very difficult to get the substance needed.
But they have their cunning methods. The magician offers
some betel-fruit to the intended victim in a friendly man-
ner. Before doing so, however, he pinches a small piece
RELIGION 683
off the fruit and this is sufficient for magic to work on.
When they have made the victim ill there are two possi-
bilities. Either "he comes back to himself" (eng fyng tan),
that is, gets better, or the reverse takes place. What is meant
by coming back to himself? The Bukaua tell us that a
slimy excretion proceeds from people who are dangerously
ill. This slime is a continuous sticky sort of jelly: it hangs
down through the clefts of the floor and sparkles at night,
If the victim gets better the slimy mass returns into his
body, that is, "he comes to himself." But if the "unde-
finable mass" is torn off, loses connection with the body,
then "eng fyng tan torn" ("he does not come to himself1),
and the victim dies.15
Among the Mafulu the use of the inedible remnants
of recently consumed vegetable food as a medium for caus-
ing illness and death is confined to the case of a victim
who has passed the stage of very young childhood. A man
or woman never carelessly throws aside his own food rem-
nants of this character; and his reason for this is fear of
sorcery. He carefully keeps them under his control until
he can take them to a river, into which he throws them,
after which they are harmless as a medium against him.
The fear concerning these remains is that a sorcerer will
use them for a ceremony somewhat similar to that de-
scribed in connection with the death of a chief, but in a
hostile way. No such precautions are taken with reference
to similar food eaten by very young children.
Secondly, there are the discharged excrements and urine.
This, for some reason, only applies to the case of an infant
or quite young child. Here again it is not possible to learn
the reason for the limitation; but it is confirmed by the
fact that grown-up persons take no pains whatever to pre-
vent the passing of these things into the possession of
other people, whereas, as regards little children, the mothers
or other persons having charge of them always take careful
precautions. The mother picks up her little child's ex-
crement and wraps it in a leaf, and then either carefully
THE MAKING OF MAN
hides it in a hole in the ground, or throws it into the
river, or places it in a little raised-up, nest-like receptacle,
which is sometimes erected near the house for this pur-
pose, and where also it is regarded as being safe. As regards
the urine, she pours upon it, as it lies on the ground or
on the house floor or platform, a little clean water, which
she obtains from any handy source, or sometimes from a
little store which, when away from other water supply,
she often carries about with her for the purpose.16
According to Romilly the hair-cutting and the refuse of
a man's meals are the chief objects for a sorcerer to work
on.17 The Marindanim call the particle of the body they
obtain for a sorcery a papahi. Hair, excrement, the remains
of food, may all serve as a papahi, as they all contain the
soul-substance of their owner. If they put this papahi into
a bamboo and then, throw the bamboo into a swamp the
person concerned will become ill, and if the papahi is burnt
the victim will die. The idea is that while the patient is
f;>eing tortured by the disease, it is really the papahi-nakari
who are playing with the papahi and throwing it about.
By nal(ari the Marind mean certain mythical girls who>
according to their ideas, are connected with nearly every-
thing in nature.18
In reconsidering this small collection of facts from New
Guinea, the point we must lay stress on seems first to be
that the body particle operated on seems to be identified
with the soul. True, this was the case among the mos:
northern of the Australian tribes we took into consideration,
the Kakadu, but it was certainly not so prominent in Aus-
tralia as in New Guinea. What the soul really is seem^
evident enough if we consider the belief of the Bukaua
that a slimy jelly proceeds from the patient and when it
falls off, he dies. The jelly is, the seminal fluid and its loss
in the act of cohabitation seems to be an experience fraught
with such anxiety that the idea of death is modeled on it.
If this explanation is valid, we can also understand why
the spell of the Kai lead up to the pains in the genitalia
RELIGION 685
*!., lo a sort of climax, the other pains serving merely as
an introduction to this one. Water being a very frequent
symbol of woman, the two taboos of our sorcerer seem
to mean the same thing; and as he identifies himself with
his victim who is to be castrated, it is both easy to see why
woman should be taboo to him and why with the Marind
the disease arises from the circumstance that mythical
females are trifling with the tiny part that has been segre-
gated from the whole.
In Melanesia the wizards who cure the diseases are very
often the same men who cause them, the mana derived
from spirits and ghosts being in both cases the agent em-
ployed; but it often happens that the darker secrets of
the magic art are possessed and practiced only by those
whose power lies in doing harm, and who are resorted
to when it is desired to bring evil upon an enemy. Their
secrets, like others connected with mana, are passed down
from one generation to another, and may be bought. The.
most common working of this malignant witchcraft is
that, so common among savages, in which a fragment
of food, bit of hair or nail, or anything closely connected
with the person to be injured, is the medium through
which the power of the ghost or spirit is brought to bear.
Some relic such as a bone of the dead person whose ghost
is set to work is, if not necessary, very desirable for bring-
ing his power into the charm; and a stone may have its
mana for doing mischief. What is needed is the bringing
together of the man who is to be injured and the spirit of
the ghost that is to injure him; this can be done when
something which pertains to the man's person can b<
used, such as a hair, a nail,, a leaf with which he has wiped
the perspiration from his face, and with equal effect when
a fragment of the food which has passed into the maf;
forms the link of union. Hence in Florida when a scrap
from a man's meal could be secreted and thrown into
the vunuha haunted by the tindalo ghost, the man would
certainly be ill; and in the New Hebrides, when the male
686 THE MAKING OF MAN
snake carried away a fragment of food into the place sacred
to spirits, the man who had eaten of the food would sicken
as the fragment decayed. It was for this reason that a
constant care was exercised to prevent anything that might
be used in witchcraft from falling into the hands of ill-
wishers; it was the regular practice to hide hair and nail-
parings and to give the remains of food most carefully
to the pigs. There is little doubt that the common practice
of retiring into the sea or a river has its origin in the belief
that water is a bar to the use of excrement in charms. It
is remarkable that at Mota where clefts in rocks are used
(no doubt also for security) the word used is tas, which
means sea. In the Banks* Islands the fragment of food, or
whatever it may be, by which a man is charmed is called
garata; this is made up by the wizard with a bit of human
bone, and smeared with a magic decoction in which it
would rot away. Or the garata would be burnt, and while
it was burning the wizard sang his charm; as the garata
was consumed, the wizard burning it by degrees day after
day, the man from whom it came sickened, and would
die, and the ghost of the man whose bone was burning
would take away his life. In Aurora the fragment of food
is made up with certain leaves; as these rot and stink
the man dies. In Lepers' Island the garata is boiled to-
gether with certain magical substances in a clam shell with
charms which call on Tagaro. It is evident that no one
who intends to bring mischief to a man by means of a
fragment of his food will partake of that food himself,
because by doing so he would bring the mischief on him-
self also. Hence a native offering even a single banana to
a visitor will bite the end of it before he gives it, and a
European giving medicine to a sick native gives confidence
by himself taking a little first.10
It is interesting to note the ambivalency underlying
these customs, for, whereas in New Guinea this pinching
off is a dark practice of the magician, in fact, castration
itself, here it occurs as the indication of a sort of covenant
RELIGION 687
between the two parties. On the Gazelle Peninsula black
magic will only take effect if the medium contains a particle
of the intended victim; for instance, his hair, a shred of
his clothes, his saliva or footprints.20 The central tribe of
New Ireland call this method mumiit. Here the magician
makes two little parcels; one of them he puts near the fire
and the other he dangles over a swamp by means of a rod
and a string. Now he goes to the swamp, and lo there the
poor soul is sitting staring into the water; now to the fire,
there again he sees the soul warming itself.21
At Limbo, Vellalavella, and Rubiana all personal refuse
is usually burnt from fear of wizards. Their method here
is to make a parcel of leaves and dig the object into the
earth. Then they tread on it and put three hot stones above
— this kills the victim.22
In Fiji if a man desired the death of a rival he procured
something that had belonged to this person — a lock of
hair, the parings of his nails, a scrap of food, or, best of
all, his excreta, for witchcraft produced incurable dysentery
through these. The wizard then prepared the charm by
wrapping the object in certain leaves of magical properties
and burying the parcel in a bamboo case either in the
victim's plantation or in the thatch of his house.23 A man
will take the remains of the food, clothing or tobacco
left by his enemy. With these he mixes certain leaves and
slugs from the sea. He carries the mixture into the woods,
puts it in empty coconuts, pieces of bamboo, or native
jars. Then he buries the vessel and believes that his enemy
sickens as the mixture ferments.24
One mode of operating is to bury a coconut, with the eye
upward, beneath the temple-hearth, on which a fire is kep'.'
constantly burning; and as the life of the nut is destroyed
so the health of the person it represents will fail, till death
ensues. At Matuku there is a grove sacred to the god
Tokalau — the wind. The priest promises the destruction
of any hated person in four days if those who wish his
death bring a portion of his hair, dress, or food which be
688 THE MAKING OF MAN
has left. This priest keeps a fire burning, and approaches
the place on his hands and knees. If the victim bathe before
the fourth day, the spell is broken. The most common
method, however, is the Vaf^adrani^au, or compounding
of certain leaves supposed to possess a magical power, and
which are wrapped in other leaves, or put into a small
bamboo case, and buried in the garden of the person to
be bewitched, or hidden in the thatch of his house. Proc-
esses of this kind are the most dreaded, and the people
about Mbua are reputed to prepare the most potent com-
pounds. The native imagination is so absolutely under the
control of fear of these charms that persons, hearing that
they were the objects of such spells, have lain down on
their mats and died through fear.
Those who have reason to suspect others of plotting
against them avoid eating in their presence, or are careful
to leave no fragment of food behind; they also dispose
their garment so that no part can be removed. Most natives,
on cutting their hair, hide what is cut off in the thatch of
their homes. Some build themselves a small house and
surround it with a moat, believing that a little water will
neutralize the charms which are directed against them.25
We have hitherto found reason to assume that the one
great terror in the life of primitive mankind is the same
that plays such a fundamental part in individual neurosis:
the dread of castration. This complex rooted in the re-
sistance offered by the narcissistic libido of the cell to
fission as the fundamental feature of archaic life is never
absent in coitus where there is always a reluctance of the
male towards the expenditure of semen. The ideas of primi-
tive man on death are modeled by the pleasure principle,
being based on the unconscious view of coitus. The soul
separated from the body is either the seminal fluid ejacu-
lated in the act, or what amounts to the same thing, the
phallus cut off. This interpretation of the soul is fully
borne out by experience derived from the study of psychotic
and neurotic patients. Dr. Almasy tells me of a case of shell-
RELIGION 689
shock treated by him in a lunatic asylum. The soldier was
a Hungarian lad from Transylvania. He declared in the
asylum that the shell in question had robbed him of his
"double," and added that the "double" was the Szekely2'
word for the penis. A patient of mine (character analysis,
ejaculatio prcecox in a moderate degree) has the phantasy
that the analyst's easy chairs are transformed at night-fall
into stallions and on these stallions the analysts fly through
the air and appear as nightmares in the patients' dreams.
The couch on which he lies is not a stallion but a hippo-
potamus (called water-horse in Hungarian), and it goes
and wallows in the mud at night. What a fine thing it
would be to have a penis as big as a hippopotamus; he
could go and knock the policeman down with such a club.
At night his penis would leave his body, assume the shape
of a hippopotamus and roam about. It is hardly necessary
to tell the anthropologist that we here have the explana-
tion of the savage dream-soul leaving the body at night
and roaming in search of desirable things. "King Gunthram
lay in the wood asleep with his head in his faithful hench-
man's lap; the servant saw as it were a snake issue from
his lord's mouth and run to the brook, but it could not
pass, so the servant laid his sword across the water and
the creature ran along it and up into a mountain, after a
while came back and returned into the mouth of the sleep-
ing king, who waking told him how he went over an
iron bridge into a mountain full of gold."27 King Gun-
thram's serpent and the penis-hippopotamus of my patient
mean one and the same thing.
From the 'starting-point the work of repression sets in.
The first consolation offered to mortal man is the same
as the temptation of coitus; the valuable part of his per-
sonality is not lost but given into the custody of a being
with whom he has successfully identified himself in the
sexual act. There is another world for the soul after this
one and this other world is simply a posthumous projeo
tion of the womb. The passage itself is the passage of the
690 THE MAKING OF MAN
penis or the sperm into the vagina. While at a lower level
the castration aspect of this passage is emphasized, the grim
features of this last journey gradually become obscured by
the brilliant vision of everlasting love-fire. But just as we
know full well that the gods, the "Living Ones" of Irish
and other mythologies, are really the dead, we can have
no doubt of the nature of the wound that lies behind the
phantasy of an Isle of Women.
As, moreover, the sexual act is the portal of life, and
as the act of giving birth is the female equivalent of the
fission that takes place in the male in the act of coitus,
death becomes obscured under the guise of birth and ap-
pears as the first step into a new life. In this concept, which
it is so easy to find in the phantasies and dreams of indi-
vidual neurotics, the secondary elaboration due to the tend-
ency to obscure the impending danger probably reached
its highest pilch. If we return for a moment to the story
of Little Dog our attention is attracted by the series formed
of three episodes; first Little Dog's whole body in the
giant moose and his exit from that animal, then his being
in a house inhabited by a woman (magic staff holds the
•door ajar — finger chopped off) and at last his overcom-
ing the danger of castration by the magic staff in actual
coitus. The scries represents a gradual retransformation of
the myth towards the true situation. In the first episode
the danger of fission (castration) is completely overlaid
by the aid of another phantasy, this time formed on the
basis of the pre-natal situation and of birth itself, by means
of the idea of evading coitus by returning not with a part
but with the whole body into the maternal womb. There-
fore, if the recent experiences of Dr. Ferenczi and other
analysts show that the ideas of birth and uterine regression
appear in analysis as a consolation to overlay the dread
of castration, we can say that in the history of mankind
the function of animism offers a distinct parallel to these
tendencies. The solace found by the pious in the visions
of a happy heaven is of the same type as that sought by
RELIGION 691
the neurotic in the various symptoms that correspond to
uterine regression.
King Arthur feels his end drawing near. He first com-
mands his sword Excalibur to be cast back into the lake
whence it came. We believe that this sword is fundamentally
identical with the sword of the Grail romances, the mean-
ing of which has been described in the language of "Life-
Symbolism" by Miss Jessie Weston.28
Like the supernatural branch, the silver bough, it belongs
to the king as long as he lives and returns to its origin at
his death/29 First this phallic symbol disappears into the
lake, then Queen Morgan le Fay appears on the scene with
her fairies in a barge to take her beloved hero and brother
to her realm. And thus spake Sir Arthur:
"I am going a long way. . . .
To the island-valley of Avilion
Where falls not hail, or rain, or any snow,
Nor ever wind blows loudly; but it lies
Deep-meadowed, happy, fair with orchard lawns
And bowery hollows crown'd with summer sea,
Where I will heal me of my grievous wound." 30
However fair the fairy queen may be, mortal man car,
scarce forget the wound.
NOTES
1 R. H. Mathcws, Ethnological Notes on the Aboriginal Tubes of New
South Wales and Victoria, 1905.
2 W. E. Roth, "Superstition, Magic, and Medicine," North Queensland
Ethnogtaphy, Bull. 5, 1920, pp. 31, 32.
8 J. Mathcws, Eaglchawl^ and Crow, 1899, p. 144. Idem., Two Repre-
sentative Tiibcs of Queensland, 1910, p. 177.
* Taplin, The Nantnyeri Tribe, 1879, p. 24.
8 Frazer, The Mugic Ait, 1911, i, § 3.
* Spencer and Gillcn, Native Ttibes, p. 553.
7 Cf. Rohcim, Australian Totemism, 1925, pp. 313, 184.
8 Curse directed against the mother.
9 B. Spencer, Native Tribes of the Northern Territory of Australia, 1914.
pp. 259, 260.
10 Cf. Rohcim, "The Significance of Stepping Over," International Jour-
692 THE MAKING OF MAN
nal of Psychoanalysis, iii, p. 370. See also on the churinga, Australian
Totemism, 1925, p. 183.
11 Ferenczi, Gemtalthcorie , 1923.
12Ch. Keysser, Aus dcm Leben der Kaileute, Neuhauss, Deutsch Nfu
Guinea, iii, p. 117.
13 Keysser, he. tit., pp. 135-138.
14 Stolz, Die Umgebung von Kap Konig Wilhclm, p. 248.
15 St. Lehner, Bul^aua. Neuhauss, loc. at., hi, p. 464.
10 Williamson, The Mafulu, Mountain People of British New Guinea,
1912, pp. 280-281.
17 H. H. Romilly, Ftom My Verandah in New Guinea, 1889, p. 83.
18 P. Wirz, Die Mannd-anim von Hollandtsch-Sud-Neu-Guinca (Ham-
Wrgische Universitat, 1925, pp. 72-73.
19 R. H. Codrington, The Melanesians, 1891, pp. 202-204.
20 Parkinson, Dretssig Jahre in der Sttdsee, 1907, p. 118.
21 Parkinson, loc. cit., p. 192.
22 R. Thurnwald, Forschungen auf den Salomo Inseln und dem Bis-
marck Archipel, i, pp. 443-444.
23 B. Thomson, The Fijians, 1908, p. 164.
24 W. Deane, Ft/tan Society, 1921, p. 162.
25 B. C. A. I. van Dinter, "Eemge geographischc en ethnographische
aantee keningen betreffende het eiland Siaoc," Tijdschrift voor Indische
Taal, Land- en Vol^enf(unde, xli, 1899, p. 381. Frazer, Totem and Taboo,
p. 228.
26 Hungarian dialect in Transylvania.
27 E. B. Tylor, Primitive Culture, i, p. 442, quoting Grimm, DM. 1036.
28 J. L. Weston, The Quest of the Holy Grail, 1913. Idem., From Ritual
TO Romance, 1920.
29 A B. Cook, "The European Sky God," Folk-Lore, xvii, 1906, p. 152.
80 Tennyson, Morte d' Arthur. Malory, I*e Morte d* Arthur, bk. xxi, ch. v
MAGIC AND RELIGION*
By SIR JAMES FRAZER
WHEREVER sympathetic magic occurs in its pure unadul-
terated form, it assumes that in nature one ever follows
another necessarily and invariably without the interven-
tion of any spiritual or personal agency. Thus its funda-
mental conception is identical with that of modern sci-
ence; underlying the whole system is a faith, implicit but
real and firm, in the order and uniformity of nature. The
magician does not doubt that the same causes will always
produce the same effects, that the performance of the proper
ceremony, accompanied by the appropriate spell, will in-
evitably be attended by the desired results, unless indeed,
his incantations should chance to be thwarted and foiled
by the more potent charms of another sorcerer. He suppli-
cates no higher power; he sues the favor of no fickle and
wayward being; he abases himself before no lawful deity.
Yet his power, great as he believes it to be, is by no means
arbitrary and unlimited. He can wield it only so long as
he strictly conforms to the rules of his art, or to what may
be called the laws of nature as conceived by him. To neglect
these rules, to break these laws in the smallest particular
is to incur failure, and may even expose the unskillful
practitioner himself to the utmost peril. If he claims a
sovereignty over nature, it is a constitutional sovereignty
rigorously limited in its scope and exercised in exact con-
formity with ancient usage. Thus the analogy between the
magical and the scientific conceptions of the world is close.
In both of them the succession of events is perfectly regular
and certain, being determined by immutable laws, the op-
eration of which can be foreseen and calculated precisely;
*Tfa Golden Bough. New York: The Macmillan Co.
693
694 THE MAKING OF MAN
the elements of caprice, of chance, and of accident are ban-
ished from the course of nature. Both of them open up
a seemingly boundless vista of possibilities to him who
knows the causes of things and can touch the secret springs
that set in motion the vast and intricate mechanism of
the world. Hence the strong attraction which magic and
science alike have exercised on the human mind; hence
the powerful stimulus that both have given to the pursuit
of knowledge. They lure the weary inquirer, the footsore
seeker, on through the wilderness of disappointment in the
present by their endless promises of the future; they take
him up to the top of an exceeding high mountain and
show him, beyond (he dark clouds and rolling mists at
his feet, a vision of the celestial city, far off, it may be, but
radiant with unearthly splendor, bathed in the light of
dreams.
The fatal flaw of magic lies not in its general assumption
of a succession of events determined by law, but in its total
misconception of the nature of the particular laws which
govern that succession. If we analyze the various cases of
sympathetic magic which have been passed in review in the
preceding pages, and which may be taken as fair samples
of the bulk, we shall find them to be all mistaken appli-
cations of one or other of two great fundamental laws of
thought, namely, the association of ideas by similarity and
the association of ideas by contiguity in space or time. A
mistaken association of similar ideas produces imitative
or mimetic magic; a mistaken association of contiguous
ideas produces sympathetic magic in the narrower sense
of the word. The principles of association are excellent
in themselves, and indeed absolutely essential to the work-
ing of the human mind. Legitimately applied they yield
science; illegitimately applied they yield magic, the bastard
sister of science. It is therefore a truism, almost a tautology,
to say that all magic is necessarily false and barren; for
were it ever to become true and fruitful, it would no
longer be magic but science. From the earliest times man
RELIGION 695
has been engaged in a search for general rules whereby
to turn the order of natural phenomena to his own advan-
tage, and in the long search he has scraped together a great
hoard of such maxims, some of them golden and some of
them mere dross. The true or golden rules constitute the,
body of applied science which we call the arts; the false,
are magic.
If magic is thus next of kin to science, we have still to
inquire how it stands related to religion. But the view
we take of that relation will necessarily be colored by the
idea which we have formed of the nature of religion itself;
hence a writer may reasonably be expected to define his
conception of religion before he proceeds to investigate
its relation to magic. There is probably no subject in the
world about which opinions differ so much as the nature
of religion, and to frame a definition of it which would
satisfy every one must obviously be impossible. All that a
writer can do is, first, to say clearly what he means by
religion, and afterwards to employ the word consistently
in that sense throughout his work. By religion, then, I under-
stand a propitiation or conciliation of powers superior to
man which are believed to direct and control the course of
nature and of human life. In this sense it will readily be
perceived that religion is opposed in principle both to magic
and to science. For all conciliation implies that the being
conciliated is a conscious or personal agent, that his con-
duct is in some measure uncertain, and that he can be
prevailed upon to vary it in the desired direction by a
judicious appeal to his interests, his appetites, or his emo-
tions. Conciliation is never employed towards things which
are regarded as inanimate, nor towards persons whose
behavior in the particular circumstances is known to be
determined with absolute certainty. Thus in so far as
religion assumes the world to be directed by conscious
agents who may be turned from their purpose by .persua-
sion, it stands in fundamental antagonism to magic as
well as to science, both of which take for granted that
696 THE MAKING OF MAN
the course of nature is determined, not by the passions or
caprice of personal beings, but by the operation of im-
mutable laws acting mechanically. In magic, indeed, the
assumption is only implicit, but in science it is explicit,
It is true that magic often deals with spirits, which are
personal agents of the kind assumed by religion; but
whenever it does so in its proper form, it treats them
exactly in the same fashion as it treats inanimate agents —
that is, it constrains or coerces instead of conciliating or
propitiating them as religion would do. In ancient Egypt,
for example, the magicians claimed the power of com-
pelling even the highest gods to do their bidding, and
actually threatened them with destruction in case of dis-
obedience. Similarly in India at the present day the great
Hindoo trinity itself of Brahma, Vishnu, and Siva is
subject to the sorcerers, who, by means of their spells,
exercise such an ascendency over the mightiest deities, that
these are bound submissively to execute on earth below,
or in heaven above, whatever commands their masters the
magicians may please to issue. This radical conflict of
principle between magic and religion sufficiently explains
the relentless hostility with which in history the priest has
often pursued the magician. The haughty self-sufficiency
of the magician, his arrogant demeanor towards the higher
powers, and his unabashed claim to exercise a sway like
theirs could not but revolt the priest, to whom, with his
awful sense of the divine majesty, and his humble prostra-
tion in presence of it, such claims and such a demeanor must
have appeared an impious and blasphemous usurpation of
prerogatives that belong to God alone. And sometimes, we
may suspect, lower motives concurred to whet the edge
of the priest's hostility. He professed to be the proper
medium, the true intercessor between God and man, and
no doubt his interests as well as his feelings were often
injured by a rival practitioner, who preached a surer and
smoother road to fortune than the rugged and slippery path
of divine favor.
RELIGION 697"
Yet this antagonism, familiar as it is to us, seems to
have made its appearance comparatively late in the history
of religion. At an earlier stage the functions of priest and
sorcerer were often combined or, to speak perhaps more
correctly, were not yet differentiated from each other. To
serve his purpose man wooed the good-will of gods or
spirits by prayer and sacrifice, while at the same time he
had recourse to ceremonies and forms of words which he
hoped would of themselves bring about the desired result
without the help of god or devil. In short, he performed
religious and magical rites simultaneously; he uttered
prayers and incantations almost in the same breath, know-
ing or reckoning little of the theoretical inconsistency of
his behavior, so long as by hook or crook he contrived
to get what he wanted. Instances of this fusion or con*
fusion of magic with religion have already met us in the
practices of Melanesians and of some East Indian islanders.
So far as the Melanesians are concerned, the general con-
fusion cannot be better described than in the words of
Dr. R. H. Codrington: "That invisible power which is
believed by the natives to cause all such effects as transcend
their conception of the regular course of nature, and to
reside in spiritual beings, whether in the spiritual part
of living men or in the ghosts of the dead, being imparted
by them to their names and to. various things that belong
to them, such as stones, snakes, and indeed objects of all
sorts, is that generally known as mana. Without some un-
derstanding of this it is impossible to understand the re-
ligious beliefs and practices of the Melanesians; and this
again is the active force in all they do and believe to be
done in magic, white or black. By means of this men are
able to control or direct the forces of nature, to make rain
or sunshine, wind or calm, to cause sickness or remove it,
to know what is far off in time and space, to bring good
luck and prosperity, or to blast and curse." "By whatever
name it is called, it is the belief in this supernatural power,
and in the efficacy jof the various means by which spiriti
698 THE MAKING OF MAN
and ghosts can be induced to exercise it for the benefit of
men, that is the foundation of the rites and practices which
can be called religious; and it is from the same belief
that everything which may be called Magic and Witch-
craft draws its origin. Wizards, doctors, weather-mongers,
prophets, diviners, dreamers, all alike, everywhere in the
islands, work by this power. There are many of these who
may be said to exercise their art as a profession; they
get their property and influence in this way. Every con-
siderable village or settlement is sure to have some one
who can control the weather and the waves, some one
who knows how to treat sickness, some one who can work
mischief with various charms. There may be one whose
skill extends to all these branches; but generally one man
knows how to do one thing, and one another. This various
knowledge is handed down from father to son, from
uncle to sister's son, in the same way as is the knowledge
of the rites and methods of sacrifice and prayer; and very
often the same man who knows the sacrifice knows also
the making of the weather, and of charms for many pur-
poses besides. But as there is no order of priests, there
is also no order of magicians or medicine-men. Almost
every man of consideration knows how to approach some
ghost or spirit, and has some secret of occult practices."
The same confusion of ipagic and religion has survived
among peoples that have risen to higher levels of culture. It
was rife in ancient India and ancient Egypt; it is by no
means extinct among European peasantry at the present
day. With regard to ancient India we are told by an eminent
Sanscrit scholar that "the sacrificial ritual at the earliest
period of which we have detailed information is pervaded
with practices that breathe the spirit of the most primitive
magic." Again, the same writer observes that "the ritual of
the very sacrifice for which the metrical prayers were com-
posed is described in the other Vedic texts as saturated from
beginning to end with magical practices which were to be
carried out by the sacrificial priests." In particular he tells
RELIGION 699
us that the rites celebrated on special occasions, such as
marriage, initiation, and the anointment of a king, "are
complete models of magic of every kind, and in every case
the forms of magic employed bear the stamp of the highest
antiquity." Speaking pf the importance of magic in the
East, and especially in Egypt, Professor Maspero remarks
that "we ought not to attach to the word magic the degrad-
ing idea which it almost inevitably calls up in the mind
of a modern. Ancient magic was the very foundation of
religion. The faithful who desired to obtain some favor
from a god had no chance of succeeding except by laying
hands on the deity, and this arrest could only be effected by
means of a certain number of rites, sacrifices, prayers, and
chants, which the god himself had revealed, and which
obliged him to do what was demanded of him." According
to another distinguished Egyptologist "the belief that there
are words and actions by which man can influence all the
powers of nature and .all living things, from animals up
to gods, was inextricably interwoven with everything the
Egyptians did and everything they left undone. Above all,
the whole system of burial and of the worship of the dead is
completely dominated by it. The wooden puppets which
relieved the dead man from toil, the figures of the maid-
servants who baked bread for him, the sacrificial formulas
by the recitation of which food was procured for him,
what are these and all the similar practices but magic? And
as men cannot help themselves without magic, so neither
can the gods; the gods also wear amulets to protect them-
selves, and use magic spells to constrain each other." But
though we can perceive the union of discrepant elements in
the faith and practice of the ancient Egyptians, it would be
rash to assume that the people themselves did so. "Egyptian
religion," says Professor Widemann, "was not one and
homogeneous; it was compounded of the most hetero-
geneous elements, which seemed to the Egyptian to be all
equally justified. He did not care whether a doctrine 01
a myth belonged to what, in modern scholastic phraseology,
700 THE MAKING OF MAN
we should call faith or superstition; it was indifferent to him
whether we should rank it as religion or magic, as worship
or sorcery. All such classifications were foreign to the
Egyptian. To him no one doctrine seemed more or less justi-
<ied than another. Nay, he went so far as to allow the most
flagrant contradictions to stand peace'ably side by side."
Among the ignorant classes of modern Europe the same
confusion of ideas, the same mixture of religion and magic,
crops up in various forms. Thus we are told that in France
"the majority of the peasants still believe that the priest pos-
sesses a secret and irresistible power over the elements. By
reciting certain prayers which he alone knows and has the
right to utter, yet for the utterance of which he must after-
wards demand absolution, he can, on an occasion of pressing
danger, arrest or reverse for a moment the action of the
eternal laws of the- physical world. The winds, the storrm,
the hail, and the rain are at his command and obey his will.
The fire also is subject to him, and the flames of a conflagra^
tion are extinguished at his word.** For example, French
peasants used to be, perhaps are still, persuaded that the
priests could celebrate, with certain special rites, a "Mass
of the Holy Spirit," of which the efficacy was so miraculous
that it never met with any opposition from the divine will;
God was forced to grant whatever was asked of Him in this
form, however rash and importunate might be the petition.
No idea of impiety or irreverence attached to the rite in
the minds of those who, in some of the great extremities
of life, sought by this singular means to take the kingdom
of heaven by storm. The secular priests generally refused to
say the "Mass of the Holy Spirit"; but the monks, especially
rhc Capuchin friars, had the reputation of yielding with less
scruple to the entreaties of the anxious and distressed. In the
constraint thus supposed by Catholic peasantry to be laid
by the priest upon the deity we seem to have an exact
counterpart of the power which, as we saw, the ancient
Egyptians ascribed to their magicians. Again, to take an-
other example, in many villages of Provence the priest is
RELIGION 701
still reputed to possess the faculty of averting storms. It is
not every priest who enjoys this reputation; and in some
villages when a change of pastors takes place, the parish-
ioners are eager to learn whether the new incumbent has
the power (pouder), as they call it. At the first sign of a
heavy storm they put him to the proof by inviting him to
exorcise the threatening clouds; and if the result answers to
their hopes, the new shepherd is assured of the sympathy
and respect of his flock. In some parishes, where the reputa-
tion of the curate in this respect stood higher than that of
his rector, the relations between the two have been so
strained in consequence, that the bishop has had to trans-
late the rector to another benefice. Again, Gascon peasants
believe that to revenge themselves on their enemies bad
men will sometimes induce a priest to say a mass called the
Mass of Saint Secaire. Very few priests know this mass, and
three-fourths of those who do know it would not say it for
love or money. None but wicked priests dare to perform the
gruesome ceremony, and you may be quite sure that they
will have a very heavy account to render for it at the last
day. No curate or bishop, not even the archbishop of Auch,
can pardon them; that right belongs to the pope of Rome
alone. The Mass of Saint Secaire may be said only in a
ruined or deserted church, where owls mope and hoot,
where bats flit in the gloaming, where gypsies lodge of
nights, and where toads squat under the desecrated altar.
Thither the bad priest comes by night with his light o'
love, and at the first stroke of eleven he begins to mumble
the mass backwards, and ends just as the clocks are knelling
the midnight hour. His leman acts as clerk. The host he
blesses is black and has three points; he consecrates no wine,
but instead he drinks the water of a well into which the
body of an unbaptized infant has been flung. He makes the
sign of the cross, but it is on the ground and with his left
foot. And many other things he does which no good Chris-
tian could look upon without being struck blind and deaf
and dumb for the rest of his life. But the man for whom
JO2 THE MAKING OF MAN
the mass is said withers away little by little, and nobody
can say \\hat is the irane- with him; even the doctors
can make nothing of it. They do not know that he is slowly
dying of the Mass of Saint Secaire.
Yet though magic is thus found to fuse and amalgamate
with religion in many ages and in many lands, there are
some grounds for thinking that this fusion is not primitive,
and that there was a time when man trusted to magic alone
for the satisfaction of such wants as transcended his im-
mediate animal cravings. In the first place a consideration
of the fundamental notions of magic and religion may in-
cline us to surmise that magic is older than religion in the
history of humanity. We have seen that on the one hand
magic is nothing but a mistaken application of the very
simplest and most elementary processes of the mind, namely,
the association of ideas by virtue of resemblance or con-
tiguity; and on the other hand that religion assumes the
operation of conscious or personal agents, superior to man,
behind the visible screen of nature. Obviously the con-
ception of personal agents is more complex than a simple
recognition of the similarity or contiguity of ideas; and a
theory which assumes that the course of nature is deter-
mined by conscious agents is more abstruse and recondite,
and requires for its apprehension a far higher degree of
intelligence and reflection than the view that things succeed
each other simply by reason of their contiguity or resem-
blance. The very beasts associate the ideas of things that are
like each other or that have been found together in theii
experience; and they could hardly survive for a day if they
ceased to do so. But who attributes to the animals a belief
that the phenomena of nature are worked by a multitude
of invisible animals or by one enormous and prodigiously
strong animal behind the scenes? It is probably no injustice
to the brutes to assume that the honor of devising a theory
of this latter sort must be reserved for human reason. Thus,
if magic be deduced immediately from elementary processes
of reasoning, and be, in fact, an error into which the mind
RELIGION 703
falls almost spontaneously, while religion rests on concep-
tions which the merely animal intelligence can hardly be
supposed to have yet attained to, it becomes probable that
magic arose before religion in the evolution of our race,
and that man essayed to bend nature to his wishes by the
sheer force of spells and enchantments before he strove to
coax and mollify a coy, capricious, or irascible deity by the
soft insinuation of prayer and sacrifice.
The conclusion which we have thus reached deductively
from a consideration of the fundamental ideas of religion
and magic is confirmed inductively by what we know of
the lowest existing race of mankind. To the student who in •
vestigates the development of vegetable and animal life on
our globe, Australia serves as a sort of museum of the past,
a region in which strange species of plants and animals,
represent ing types that have long been extinct elsewhere,
may still be seen living and thriving, as if on purpose to
satisfy the curiosity of these later ages as to the fauna and
flora of the antique world. This singularity Australia owes
to the comparative smallncss of its area, the waterless an6
desert character of a large part of its surface, and its remote
situation, severed by wide oceans from the other and greater
continents. For these causes, by concurring to restrict the
number of competitors in the struggle itself; and thus many
a quaint old-fashioned creature, many an antediluvian
oddity, which would long ago have been rudely elbowed
and hustled out of existence in more progressive countries,
has been suffered to jog quietly along in this preserve of
Nature's own, this peaceful garden, where the hand on the
dial of time seems to move more slowly than in the noisy
bustling world outside. And the same causes which have
favored the survival of antiquated types of plants and ani-
mals in Australia, have conserved the aboriginal race at a
lower level of mental and social develonment than is now
occupied by any other ret of human beings spread over an
equal area elsewhere. Without metals, without houses, with-
out agriculture, the Australian savages represent the stage
704 THE MAKING OF MAN
of material culture which was reached by our remote an-
cestors in the Stone Age; and the rudimentary state of the
arts of life among them reflects faithfully the stunted condi-
tion of their minds. Now in regard to the question of the
respective priority of magic or religion in the evolution of
thought, it is very important to observe that among these
rude savages, while magic is universally practiced, religion
in the sense of a propitiation or conciliation of the higher
powers seems to be nearly unknown. Roughly speaking, all
men in Australia are magicians, but not one is a priest;
everybody fancies he can influence his fellows or the course
of nature by sympathetic magic, but nobody dreams of pro-
pitiating gods or spirits by prayer and sacrifice. "It may be
truly affirmed," says a recent writer on the Australians,
1 'that there was not a solitary native who did not believe as
firmly in the power of sorcery as in his own existence; and
while anybody could practice it to a limited extent, there
were in every community a few men who excelled in pre-
tension to skill in the community; by unanimous consent
the whites have called them 'doctors,' and they correspond
to the medicine men and rain-makers of other barbarous
nations. The power of the doctor is only circumscribed by
the range of his fancy. He communes with spirits, takes
aerial flights at pleasure, kills or cures, is invulnerable and
invisible at will, and controls the elements."
But if in the most primitive state of human society now
open to observation on the globe we find magic thus con-
spicuously present and religion conspicuously absent, may
we not reasonably conjecture that the civilized races of
the world have also at some period of their history passed
through a similar intellectual phase, that they attempted
to force the great powers of nature to do their pleasure before
they thought of courting their favor by offering and prayer
—in short that, just as on the material side of human culture
there has everywhere been an Age of Stone, so on the intel-
lectual side there has everywhere been an Age of Magic?
There are reasons for answering this question in the affirma-
RELIGION 705
tive. When we survey the existing races of mankind from
Greenland to Tierra del Fuego, or from Scotland to Singa-
pore, we observe that they are distinguished one from the
other by a great variety of religions, and that these distinc-
tions are not, so to speak, merely coterminous with the broad
distinctions of race, but descend into the minuter subdivision*
of states and commonwealth, nay, that they honeycomb the
town, the village, and even the family, so that the surface of
society all over the world is cracked and seamed, wormed
and sapped with rents and fissures and yawning crevasses
opened up by the disintegrating influence of religious dis-
sension. Yet when we have penetrated through these differ-
ences, which affect mainly the intelligent and thoughtful
part of the community, we shall find underlying them all
a solid stratum of intellectual agreement among the dull,
the weak, the ignorant, and the superstitious, who constitute,
unfortunately, the vast majority of mankind. One of the
great achievements of the century which is now nearing its
end is to have run shafts down into this low mental stratum
in many parts of the world, and thus to have discovered
its substantial identity everywhere. It is beneath our feet —
and not very far beneath them — here in Europe at the
present day, and it crops up on the surface in the heart of
the Australian wilderness and wherever the advent of a
higher civilization has not crushed it underground. This
universal faith, this truly Catholic creed, is a belief in the
efficacy of magic. While religious systems differ not only in
different countries, but in the same country in different ages,
the system of sympathetic magic remains everywhere and
at all times substantially alike in its principles and practice.
Among the ignorant and superstitious classes of modern
Europe it is very much what it was thousands of years ago
in Egypt and India, and what it now is among the lowest,
savages surviving in the remotest corners of the world. If
the test of truth lay in a show of hands or a counting of
heads, the system of magic might appeal, with far more
reason than the Catholic Church, to the proud motto,
/06 THEMAKINGOFMAN
*Quod semper, quod ubique, quod ab omnibus," as the
sure and certain credential of its own infallibility.
It is not our business here to consider what bearing the
permanent existence of such a solid layer of savagery be-
neath the surface of society, and unaffected by the superficial
changes of religion and culture, has upon the future of
humanity. The dispassionate observer, whose studies have
led him to plumb its depths, can hardly regard it otherwise
than as a standing menace to civilization. We seem to move
on a thin crust which may at any moment be rent by the
subterranean forces slumbering below. From time to time
a hollow murmur underground or a sudden spit of flame
into the air tells of what is going on beneath our feet. Now
and then the polite world is startled by a paragraph in a
newspaper which tells how in Scotland an image has been
found stuck full of pins for the purpose of killing an obnox-
ious laird or minister, how a woman has been slowly roasted
to death as a witch in Ireland, or how a girl has been mur-
dered and chopped up in Russia to make those candles of
human tallow by whose light thieves hope to pursue
their midnight trade unseen. But whether the influences that
make for further progress, or those that threaten to undo
what has already been accomplished, will ultimately pre-
vail; whether the kinetic energy of the minority or the dead
weight of the majority of mankind will prove the stronger
force to carry us up to higher heights or to sink us into lower
depths, are questions rather for the sage, the moralist, and
the statesman, whose eagle vision scans the future, than for
the humble student of the present and the past. Here we are
only concerned to ask how far the uniformity, the univer-
sality, and the permanence of a belief in magic, compared
with the endless variety and the shifting character of re-
ligious creeds, raises a presumption that the former repre-
sents a ruder and earlier phase of the human mind, through
which all the races of mankind have passed or are passing on
their way to religion and science.
If an Age of Religion has thus everywhere, as I venture
RELIGION 707
to surmise, been preceded by an Age of Magic, it is natural
that we should inquire what causes have led mankind, or
rather a portion of them, to abandon magic as a principle
of faith and practice and to betake themselves to religion
instead. When we reflect upon the multitude, the variety, and
the complexity of the facts to be explained, and the scantiness
of our information regarding them, we shall be ready to
acknowledge that a full and satisfactory solution of so
profound a problem is hardly to be hoped for, and that the
most we can do in the present state of our knowledge is to
hazard a more or less plausible conjecture. With all due
diffidence, then, I would suggest that a tardy recognition of
the inherent falsehood and barrenness of magic set the more
thoughtful part of mankind to cast about for a truer theory
of nature and a more fruitful method of turning her re-
sources to account. The shrewder intelligences must in time
have come to perceive that magical ceremonies and incan-
tations did not really effect the results which they were
designed to produce, and which the majority of their simpler
fellows still believed that they did actually produce. This
great discovery of the incfficacy of magic must have wrought
a radical though probably slow revolution in the minds ol
those who had the sagacity to make it. The discovery
amounted to this, that men for the first time recognized their
inability to manipulate at pleasure certain natural forces
which hitherto they had believed to be completely within
their control. It was a confession of human ignorance and
weakness. Man saw that he had taken for causes what were
no causes, and that all his efforts to work by means of these
imaginary causes had been vain. His painful toil had been
wasted, his curious ingenuity had been squandered to no
purpose. He had been pulling at strings to which nothing
was attached; he had been marching, as he thought, straight
to his goal, while in reality he had only been treading in a
narrow circle. Not that the effects which he had striven so
hard to produce did not continue to manifest themselves.
They were still produced, but not by him. The rain still fell
708 THEMAKINGOFMAN
an the thirsty ground; the sun still pursued his daily, and
the moon her nightly journey across the sky; the silent pro-
cession of the seasons still moved in light and shadow, in
cloud and sunshine across the earth; men were still born
to labor and sorrow, and still after a brief sojourn here, were
gathered to their fathers in the long home hereafter. All
things indeed went on as before, yet all seemed different to
him from whose eyes the old scales had fallen. For he could
no longer cherish the pleasing illusion that it was he who
guided the earth and the heaven in their courses, and that
they would cease to perform their great revolutions were he
to take his feeble hand from the wheel. In the death of his
enemies and his friends he no longer saw a proof of the
resistless potency of his own or of hostile enchantments; he
now knew that friends and foes alike had succumbed to a
force stronger than any that he could wield, and in obedi-
ence to a destiny which he was powerless to control.
Thus cut adrift from his ancient moorings and left to toss
on a troubled sea of doubt and uncertainty, his old happy
confidence in himself and his powers rudely shaken, our
primitive philosopher must have been sadly perplexed and
agitated till he came to rest, as in a quiet haven after a
tempestuous voyage, in a new system of faith and practice,
which seemed to offer a solution of his harassing doubts and
a substitute, however precarious, for that sovereignty over
nature which he had reluctantly abdicated. If the great world
went on its way without the help of him or his fellows, it
must surely be because there were other beings, like himself
but far stronger, who, unseen themselves, directed its course
and brought about all the varied series of events which
he had hitherto believed to be dependent on his own magic.
It was they, as he now believed, and not he himself, who
made the stormy wind to blow, the lightning to flash, and
the thunder to roll; who had laid the foundations of the solid
earth and set bounds to the restless sea that it might not
pass; who caused all the glorious lights of heaven to shine;
who gave the fowls of the air their meat and the wild beasts
RELIGION 709
of the desert their prey; who bade the fruitful land to bring
forth in abundance, the high hills to be clothed with forests,
the bubbling springs to rise under the rocks in the valleys,
and the green pastures to grow by still waters; who breathed
into man's nostrils and made him live, or turned him to
destruction by famine and pestilence and war. To these
mighty beings, whose handiwork he traced in all the gor-
geous and varied pageantry of nature, man now addressed
himself, humbly confessing his dependence on their in-
visible power, and beseeching them of their mercy to fur-
nish him with all good things, to defend him from the perils
and dangers by which our mortal life is compassed about on
every hand, and finally to bring his immortal spirit, freed
from the burden of the body, to some happier world beyond
the reach of pain and sorrow, where he might rest with them
and with the spirits of good men in joy and felicity forever,
In this, or some such way as this, the deeper minds may
be conceived to have made the great transition from magic
to religion. But even in them the change can hardly eve*
have been sudden; probably it proceeded very slowly, and
required long ages for its more or less perfect accomplish-
ment. For the recognition of man's powerlessness to influ
ence the course of nature on a grand scale must have been
gradual; he cannot have been shorn of the whole of his
fancied dominion at a blow. Step by step he must have
been driven back from his proud position; foot by foot he
must have yielded, with a sigh, the ground which he had
once viewed as his own. Now it would be the wind, now
the rain, now the sunshine, now the thunder, that he con-
fessed himself unable to wield at will; and as province
after province of nature thus fell from his grasp, till what
had once seemed a kingdom threatened to shrink into a
prison, man must have been more and more profoundly
impressed with a sense of his own helplessness and the
might of the invisfble beings by whom he believed himself
to be surrounded. Thus religion, beginning as a slight and
partial acknowledgment of powers superior to man, tend*
/iO THEMAKINGOFMAN
with the growth of knowledge to deepen into a confession
of man's entire and absolute dependence on the divine; his
old free bearing is exchanged for an attitude of lowliest
prostration before the mysterious powers of the unseen.
But this deepening sense of religion, this more perfect
submission to the divine will in all things, affects only those
higher intelligences who have breadth of view enough to
comprehend the vastness of the universe and the littleness of
men. Small minds cannot grasp great ideas; to their narrow
comprehension, their purblind vision, nothing seems really
great and important but themselves. Such minds hardly rise
into religion at all. They are, indeed, drilled by their betters
into an outward conformity with its precepts and a verbal
profession of its tenets; but at heart they cling to their old
magical superstitions, which may be discountenanced and
forbidden, but cannot be eradicated by religion, so long as
they have their roots deep down in the mental framework
and constitution of the great majority of mankind.
The reader may well be tempted to ask, How was it that
''ntelligent men did not sooner detect the fallacy of magic?
How could they continue to cherish expectations that were
invariably doomed to disappointment? With what heart
persist in playing venerable antics that led to nothing, and
mumbling solemn balderdash that remained without effect?
Why cling to beliefs which were so flatly contradicted by
experience? How dare to repeat experiments that had
failed so often ? The answer seems to be that the fallacy was
far from easy to detect, the failure by no means obvious,
since in many, perhaps in most cases, the desired event did
actually follow, at a longer or shorter interval, the perform-
ance of the rite which was designed to bring it about; and
a mind of more than common acuteness was needed to
perceive that, even in these cases, the rite was not neces-
sarily the cause of the event. A ceremony intended to make
the wind blow or the rain fall, or to work the death of an
enemy, will always be followed, sooner or later, by the occur-
rence it is meant to bring to pass; and primitive man may
RELIGION 711
be excused for regarding the occurrence as a direct result
of the ceremony and the best possible proof of its efficacy.
Similarly, rites observed in the morning to help the sun to
rise, and in spring to wake the dreaming earth from her
winter sleep, will invariably appear to be crowned with
success, at least within the temperate zones; for in these
regions the sun lights his golden fire in the east every
morning, and year by year the vernal earth decks herself
afresh with a rich mantle of green. Hence the practical
savage, with his conservative instincts, might well turn a
deaf ear to the subtleties of the theoretical doubter, the philo-
sophic radical, who presumed to hint that sunrise and spring
might not, after all, be direct consequences of the punctual
performance of certain daily or yearly devotions, and that
the sun might perhaps continue to rise and trees to blossom
though the devotions were occasionally intermitted, or even
discontinued altogether. These skeptical doubts would natu-
rally be repelled by the other with scorn and indignation
as airy reveries subversive of the faith, and manifestly con-
tradicted by experience. "Can anything be plainer," he might
say, "than that I light my two-penny candle on earth and
that the sun then kindles his great fire in heaven? I should
be glad to know whether, when I have put on my green robe
in spring, the trees do not afterwards do the same ? These
are facts patent to everybody, and on them I take my stand.
I am a plain practical man, not one of your theorists and
splitters of hairs and choppers of logic. Theories and specula-
tion and all that may be very well in their way, and I have
not the least objection to your indulging in them, provided, of
course, you do not put them in practice. But give me leave
to stick to facts; then I know where I am." The fallacy of
this reasoning is obvious to us, because it happens to deal
with facts about which we have long made up our minds.
But let an argument of precisely the same caliber be ap-
plied to matters which are still under debate, and it may
be questioned whether a British audience would not applaud
it as sound, and esteem the speaker who used it a safe
712 THE MAKING OF MAN
man — not brilliant or showy, perhaps, but thoroughly sensi-
ble and hard-headed. If such reasonings could pass muster
among ourselves, need we wonder that they long escaped
detection by the savage?
The patient reader may remember — and the impatient
reader who has quite forgotten is respectfully reminded—
that we were led to plunge into the labyrinth of magic, in
which we have wandered for so many pages, by a con-
sideration of two different types of man-god. This is the
clue which has guided our devious steps through the maze,
and brought us out at last on higher ground, whence, rest-
ing a little by the way, we can look back over the path we
have already traversed and forward to the longer and
steeper road we have still to climb.
As a result of the foregoing discussion, the two type-,
of human gods may conveniently be distinguished as the
religious and the magical man-god respectively. In the
former, a being of an order different from and superior
to man is supposed to become incarnate, for a longer or a
shorter time, in a human body, manifesting his super-
human power and knowledge by miracles wrought and
prophecies uttered through the medium of the fleshly taber-
nacle in which he has deigned to take up his abode.
This may also appropriately be called the inspired or in-
carnate type of man-god. In it the human body is merely
a frail earthly vessel filled with a divine and immortal
spirit. On the other hand, a man-god of the magical sort
is nothing but a man who possesses in an unusually high
degree powers which most of his fellows arrogate to them-
selves on a smaller scale; for in rude society there is hardly
a person who does not dabble in magic. Thus, whereas a
man-god of the former or insipid type derives his divinity
from a deity who has stooped to hide his heavenly radiance
behind a dull mask of earthly mold, a man-god of the
latter type draws his extraordinary power from a certain
physical sympathy with nature. He is not merely the re-
reptaclc of a divine spirit. His whole being, body and
RELIGION 713
soul, is so delicately attuned to the harmony of the world
that a touch of his hand or a turn of his head may send
a thrill vibrating through the universal framework of
things; and conversely his divine organism is acutely sensi-
tive to such slight changes of environment as would leave
ordinary mortals wholly unaffected. But the line between
these two types of man-god, however sharply we may
draw it in theory, is seldom to be traced with precision
in practice, and in what follows I shall not insist on it.
To readers long familiarized with the conception of
natural law, the belief of primitive man that he can rule
the elements must be so foreign that it may be well to
illustrate it by examples. When we have seen that in early
society men who make no pretense at all of being gods,
do nevertheless commonly believe themselves to be invested
with powers which to us would seem supernatural, we shall
have the less difficulty in comprehending the extraordinary
range of powers ascribed to persons who are actually re-
garded as divine.
Of all natural phenomena there are, perhaps, none which
civilized man feels himself more powerless to influence than
the rain, the sun, and the wind; yet all these are commonly
supposed by savages to be in some degree under their
control.
THE GROWTH OF A PRIMITIVE
RELIGION *
By A. L. KROEBER
REGIONAL VARIATION OF CULTURE
As one first becomes acquainted with a totally strange
people spread over a large area, such as the Indians of
North America, they are likely to seem rather uniforrr
The distinctions between individual and individual, aiu!
even the greater distinctions between one group and an
other, become buried under the overwhelming mass-effect
of their difference from ourselves. Growing familiarity,
however, renders individual, local, and tribal peculiarities
plainer. The specialist, finally, comes to concern himself
with particular traits until the peculiarities occupy more
of his attention than the uniformities. His danger always
is to let himself get into the habit of taking sweeping simi-
larities so much for granted that he ends by underempha-
sizing or forgetting them. At the same time his business
is to add something new to human understanding — facts
at any rate, interpretation if possible. Generalities are likely
to be pretty widely known, and progress, new formulations,
therefore depend ultimately on mastery of detail. This
means that if a scientist is to contribute anything to the
world's comprehension, is to add a new mental tool to its
chest, he must devote himself to specific traits, to discrimina-
tions of fine detail. It is only by finding new trees that he
helps to make the woods larger.
If then we approach a race like the American Indians
with the scientist's or student's purpose of discovering
something more than we already know, we quickly find
that institutions, customs, and utensils, in other words, the
* Anthropology. New York: Harcourt, Brace & Co.
714
RELIGION 715
cultures, vary from tribe to tribe. When one compares
tribes living so far apart as to be no longer united in
intercourse, nor even by communication with common
intermediaries, there is scarcely a trait in which their cul-
tures are wholly identical. Within a limited district a fair
degree of uniformity is found to prevail. Yet when the
boundaries of such an area are crossed, a new type of
culture begins to be encountered, which again holds with
local variations until a third district is entered.
PLAINS, SOUTHWEST, NORTHWEST AREAS
For instance, the Indians of the Plains between the
Rocky mountains and the Mississippi river form a com-
parative unit. They are all warlike, the great aim in life
of every man in these tribes being attainment of military
glory. All the Plains tribes subsisted to a large extent on
buffalo, lived in tipis — tents made of buffalo skins — and
boiled their food with hot stones in buffalo rawhide. Nearly
all of them performed a four days' religious ceremony
known as the Sun Dance, of which one of the outstanding
acts was fasting and sometimes self-torture inflicted with
skewers drawn through the skin and torn out. These cus-
toms were common to the Sioux, Cheyenne, Arapaho, Crow,
Blackfeet, Assiniboine, Omaha, Kiowa, Comanche, and
other tribes.
As one passes from this region to the mountainous
plateau which constitutes the present New Mexico and
Arizona — the Southwest of the United States — one en-
counters a series of tribes often inhabiting stone houses,
subsisting by agriculture, cooking in earthenware pots,
little given to fighting, according authority to priests rather
than warriors, erecting altars, and performing masked
dances representing divinities. This Southwestern culture,
its internal relations, and the tribes participating in it, have
already been discussed in another connection.
If, however, on leaving the Plains one turns northwest
to the shores of British Columbia and southern Alaska,
7l6 THE MAKING OF MAN
a third distinctive type of native civilization appears. Among
these Northwestern or North Pacific Coast tribes, such
as the Tlingit, Haida, Tsimshian, Kwakiutl, Nutka, and
Salish, the priest as well as the warrior bowed before the
rich man, an elaborate set of rules and honors separating
the wealthy high-born from the poor and lowly. Aristoc-
racy, commoners, and slaves made up distinct strata of
society in this region. Public rituals were occasions for
the ostentation of wealth. Houses were carpentered of
wood. Cooking was done in boxes. The prevalent food was
fish.
The significant thing is that these are not three tribes,
but three groups each consisting of a number of politically
independent tribes spread over a considerable territory
and evincing a fairly fundamental similarity of customs
and institutions. We are confronting three kinds of culture,
each supertribal in range and attached to a certain area.
These areas have sometimes been called "ethnographic
provinces"; they are generally known as "culture-areas."
Of such areas ten are generally recognized on the North
American continent. These are the Plains, Southwest,
North Pacific Coast, Mackenzie-Yukon, Arctic, Plateau,
California, Northeast, Southeast, and Mexico.
Obviously we have here a classification comparable to
that which the naturalist makes of animals. As the zool-
ogist divides the vertebrate animals into mammals, birds,
reptiles, amphibians, and fishes, so the anthropologist di-
vides the generic North American Indian culture into the
cultures of these ten areas. The naturalist however cannot
stop with a group as inclusive as the mammals, and goes
on to subdivide them into orders, such as the rodents,
carnivores, ungulates, and the like. Each of these again
he goes on splitting into families, genera, and finally species.
The species correspond to the smallest groups in human
society, namely, the tribes or nations. Parallel to the family
or order which the naturalist finds between a particular
species and the great class of mammals, one may therefore
RELIGION 717
expect to discover groups intermediate between particular
tribes and the large culture-areas. Such intermediate groups
would consist of clusters of tribes constituting fractions
of a culture-area: clearly pertaining to this area, but yet
somewhat set ofl from other clusters within the same
area — like the Pueblos and Navaho within the Southwest,
as already described. We may call such clusters or fractions
sub-culture-areas, and must concern ourselves with them if
we desire to deepen our understanding of aboriginal Ameri-
can civilization.
For the sake of simplicity, it will be well to select a
limited portion of North America, instead of wrestling
with the intricacies of the continent as a whole, in an
endeavor to see how its culture-areas and sub-culture-areas
reveal themselves in detail and help to throw a light on
native history. California will serve as a type example.
CALIFORNIA AND ITS SUB-AREAS
Modern state boundaries frequently do not coincide with
either ethnic lines of division or with natural physiographic
areas, especially when political units are created by legisla-
tive enactment, as has been the case with most of the
United States. This partial discrepancy holds for California.
The native culture most distinctive of California covered
only the middle two-thirds of the present state, but took
in Nevada and much of the Great Basin.
Northernmost California, especially along the ocean, was
inhabited by Indians that affiliated with the tribes of the
North Pacific coast. One after another their customs and
arts prove on examination to be related to the customs
and arts of the coast of British Columbia, and to differ
more or less from the corresponding practices of the Cen-
tral California Indians. Here then we have a second cul-
tural type, that of northwestern California, which con-
stitutes a subdivision of the North Pacific Coast cultnre-area.
The southern California Indians link with the Indian*
of the adjoining* states of Arizona and New Mexico. In
^l8 THE MAKING OF MAN
short, this part of California forms part of the Southwest
culture-area. The southern California tribes are however
not wholly uniform among themselves, but constitute two
groups: those of the islands, coast, and mountains, and
those of the Colorado River. These are distinguished pri-
marily by the fact that only the river tribes practiced agri-
culture. We may designate these two divisions as "South-
ern California" proper and "Lower Colorado River."
THE SHAPING OF A PROBLEM
So far we have been discriminating, that is, looking for
characteristic differences. On the other hand, there has
always existed a consensus of impression, among experienced
as well as hasty observers, that a certain likeness runs
through the culture of most of the tribes of California,
northern, central, and southern. With scarcely an excep-
tion they were un warlike; nearly all of them made ex-
cellent baskets, but were deficient in wood-working. Ob-
viously it is necessary to reconcile these uniformities with
the peculiarities that distinguish the four regional types
or sub-culture-areas, as well as to account for the peculiari-
ties.
Let us simplify the problem by considering only one
aspect of the four native cultures instead of the whole
cultures. In this way there will be more likelihood of making
a substantial beginning; any results obtained from the ex-
ample can be subsequently checked from other aspects
of the cultures to see if the findings are broadly representa-
tive. Further, let us arrange the items of information that
are available on this one aspect of culture, not haphazardly,
nor mechanically as under an alphabetic classification, nor
in the sequence in which authors have published their
observations, but naturally, or according to some principle
that is likely to work out into an interpretation. Since part
of the problem is the relation of the uniform features to
<he peculiar ones, a promising order will be to put at one
RELIGION 7lf)
end of the line or series of data the most universal features,
and at the other the most particular or localized ones.
Let us select religion as that part of native culture to be
examined, and limit this still farther by eliminating from
consideration, for the time being, all forms of religion ex-
cept public rituals, which among Indians are frequently
accompanied or signalized by sacred dances. We may for-
get, for the moment, private rites, individual sacrifices, super-
stitions and taboos, medicine men, myths, and the like, and
direct attention to dances made by groups of people, or the
obvious equivalents of such dances, and ritual acts definitely
associated with the dances or the common weal.
Choice of this phase of native culture is not quite ran*
dom; ritual ordinarily is rather freer from the complication?
caused by natural environment than most other institu-
tions and customs. Had industrial arts, for instance, been
selected as the point of attack, it might be imagined that
certain tribes made pottery, and others did not, because
of the presence or absence of suitable clay in their re-
spective habitats; or perhaps that a particular weave of
basketry occurred universally because this weave followed
more or less directly from the physical properties of some
plant material that abounded everywhere in the state. On
the other hand, when tribes do or do not make dances in
honor of their divinities, or when they do or do not prac-
tice an elaborate mourning for their dead, these are cus-
toms into which the influence of natural environment can
scarcely enter, since all peoples believe in spirits and suffer
the loss of relatives.
GIRLS* ADOLESCENCE RITE
When, then, we review the religious dances of the Cali-
fornia tribes en masse, we find that there are only two
which come near to being universal. One of these is the
Victory Dance held over the head or scalp of a slain enemy;
the other is an Adolescence Rite performed for girls at
puberty. The latter is the more profitable to consider. It is
720 THE MAKING OF MAN
the mere widely spread, having been performed in every
district of California, and by almost every tribe. The Vic-
tory Dance was not made by the Indians of northern
California, who substituted for it a war incitement dance
of different character. Further, a tribe having the tradition
of the Victory Dance might often be at peace and go for
a genen^ion or two without the celebration. But a ceremony
which i. was thought necessary to make for each girl at
puberty was obviously due to be performed every few
years e/in among a small group.
Thex* are many local variations in the Calif ornian Ado-
lescent Rite, but certain of its features emerge with con-
stancy. These traits are based on the belief that the girl
who is at this moment passing from childhood to maturity
must be undergoing a critical transition. The occasion was
considered critical not only for her but for the community,
and, since the Indians' outlook was limited, for the whole
of their little world. A girl who at this period did not
show fortitude to hardship would be forever weak and
complaining: therefore she fasted. If she carried wood and
water industriously, she would remain a good worker all
her life, whereas if she defaulted, she would grow up a
lazy woman. So crucial, in fact, was this moment, that she
was thought extremely potent upon her surroundings, as
constituting a latent danger. If she looked abroad upon the
world, oak trees might become barren and next year's crop
of acorns fail, or the salmon refuse to ascend the river.
Among many tribes, therefore, the maturing girl was
covered with a blanket, set under a large basket, or made
to wear a visor of feathers over her eyes. Others had her
throw her hair forward and keep her head bowed. She was
given the benefit of having ancient religious songs sung
over her, and dances revolved around her. night after
night. Certain additional developments of the ceremony
were locally restricted. Thus it was only in the south that
the girl was put into a pit and baked in hot sand. But a
aumber of specific features occur from the north to the
RELIGION 721
south end of the state. Among these are the following rules.
The girl must not eat meal, fat, or salt. She must not
scratch her head with her fingers, but use a stick or bone
implement made for the purpose. She must not look at
people; and she should be sung over.
It should be added that most of these traits of the Girls'
Rite recur among the tribes of a much larger area than
California, including those of Nevada and the Great Basin
and Pacific coast for a long distance north. This institution,
then, is remarkably widespread and has preserved nearly
the same fundamental features wherever it is found.
THE FIRST PERIOD
What can be inferred from this uniformity and broad
diffusion? It seems fair to try the presumptive conclusion of
antiquity. A continent is likely to be older than an island.
A family of animals has probably existed longer than a
single species. A world-wide custom normally is more an-
cient than one that is confined to a narrow locality. If it
spread from one people to another, this diffusion over the
whole earth would usually require a long time. If on the
other hand such a custom had originated separately among
each people, its very universality would indicate it as the
response to a deep and primary need, and such a need
would presumably manifest itself early in the history of the
race.
It is true that one may not place too positive a reliance
on evidence of this sort. The history of civilization furnishes
some contrary examples. Thus the Persian fire-worshiping
religion is older than Christianity, yet is now confined to the
Parsees of Bombay and to one or two small groups in
Persia. The use of tobacco has spread over the eastern
hemisphere in four centuries. Still, such cases are excep-
tional; and in the absence of specific contrary considera-
tions, heavy weight must be given to wideness of occurrence
in rating antiquity.
\lt the Girls' Rite were identical among all the tribes that
722 THE MAKING OF MAN
practice it, there might be warrant for the conclusion that
it had originated only a few centuries ago but had for
some reason been carried from one tribe to another with
such unusual rapidity as not to have been subjected to the
alterations of time. Yet the fact that the essential uni-
formity of the rite is overlaid by so much local diversity —
as for instance the baking custom restricted to southern
California — indicated the unlikelihood of such a rapid and
late diffusion. The ceremony is much in the status of Chris-
tianity, which, in the course of its long history, has also
become broken into national varieties or sects, all of which
however remain Christian.
The facts then warrant this tentative conclusion: that
the Girls' Rite is representative of the oldest stratum of
religion that can be traced among the Indians of California
—their "First Period." The Victory Dance would presum-
ably be of nearly but not quite the same antiquity.
THE SECOND PERIOD: MOURNING ANNIVERSARY AND FIRST-
SALMON RITE
Pursuing the same method farther, let us look for rituals
that are less widely spread than these but yet not confined
to small districts. The outstanding one in this class is the
Mourning Anniversary. This is a custom of bewailing each
year, or at intervals of a few years, those members of the
tribe who have died since the last performance, and the
burning of large quantities of wealth — shell money, baskets,
and the like— in their memory. Each family offers for its
own dead, but people of special consideration are honored
by having images made of them and consumed with
property. Until the anniversary has been performed, the
relatives of the dead remain mourners. After it, they are
free to resume normal enjoyment of life; and the name of
the deceased, which until then has been strictly taboo, may
now be bestowed on a baby in the family.
The Mourning Anniversary as here outlined is practiced
with little variation, less than the Girls' Rite shows, through'
RELIGION 723
out southern California and a great part of central Cali'
fornia, especially the Sierra Nevada district. Its distribution
thus covers more than half of the state. But it has not
spread elsewhere except to a small area in southern Nevada
and western Arizona.
In northern California the Mourning Anniversary is lack-
ing. It is not that the Indians here fail to mourn their dead.
In fact, they frequently bewail them for a longer time than
most civilized peoples think necessary. They may bury or
burn some property with the corpse. But they do not prac-
tice the regular public commemoration of the southerly
tribes. They do not assiduously accumulate wealth for
months or years in order to throw it into a communal fire
at the end. And they do not make images of their dead
In fact, they would be shocked at the idea as indelicate, il
not impious. Is there anything in this northern part ol
California that takes the place of the anniversary ?
Not as a psychological equivalent; but as regards dis-
tribution, there is. This is the custom, established in northern
California and parts of Oregon, for a leading shaman or
medicine-man to conduct a ceremony at the beginning of
each year's salmon run. Until he had done this, no one
fished (or salmon or ate them. If any got caught, they were
carefully returned to the river. When the medicine-man
had gone through his secret rites, he caught and ate the
first fish of the year. After this, the season was open. To
eat salmon no longer brought illness and disaster as it was
thought that it would a few days earlier. Moreover, the
prayers or formulas recited by the shaman propitiated the
salmon and caused them to run abundantly, so that every
one had plenty. There is clearly a communal motive in the
rite, even though its performance was entrusted to an in-
dividual.
The one specific element common to the Mourning An-
niversary and this First-salmon Rite is their connection with
the natural year, tne cycle of the seasons, a trait necessarily
lacking in the Girls' Rite with its intimately personal char-
724 THE MAKING OF MAN
acter. Because of this common feature; because, also, neither
of these two rituals is as widespread as the Girls' Rite and
yet between them they cover the whole of California with
substantially mutual exclusiveness, it seems fair to assume
that they both originated at a later time than the Girls'
Rite, but still in fairly remote antiquity. They may there-
fore be provisionally assigned to a Second Period of the
prehistory of California.
ERA OF REGIONAL DIFFERENTIATION
It is now necessary to return to the four regional divisions
»r sub-culture-areas of the modern tribes of California. Since
the Northwestern one affiliated with extensive North Pacific
culture, and those of Southern California and the Colo-
rado River with the great culture of the Southwest, many
of their customs must have originated in those parts of
these two culture-areas which lie outside of California. Even
if the northern and southern Californians "lent" as well
as "borrowed" inventions and institutions, they must on the
whole have received or learned or imitated more in the
interchange than they imparted. This is clear from the fact
that the Indians of British Columbia are more advanced
in their manufacturing ability, richer in variety of tools and
utensils, and more elaborate in their organization of society,
than those of Northwestern California; and a similar rela-
tion of superiority and priority exists between the Pueblos
T)f New Mexico and Arizona and the Southern California
tribes. In other words, a s.ream of civilizational influences
has evidently run from southern Alaska and British Colum-
bia southward along the coast as far as Northwestern
California, and another from the town-dwelling Pueblos
to the village-inhabiting tribes of Southern California, in
much the same way that civilization flowed from ancient
Babylonia into Palestine, from Egypt into Crete, from
Greece to Rome, from Rome to Gaul and Britain, from
western Europe to the Americas after their discovery, and
from the Christian to the non-Christian nations of to-day.
RELIGION 725
Somewhere in the unraveling o£ the prehistory of Cali-
fornia the first indications of these streams from the outside
should be encountered.
They are not manifest in the two periods which have so
far been established. The distribution of the Girls' Rite
of the First Period and of the Mourning Anniversary and
First-salmon Rite of the Second, does not coincide with the
major culture-areas of the continent. The Southwest, for
instance, from which the modern southern Californians
have received so much, does not possess any of these cere-
monies. The Southwest culture therefore evidently origi-
nated, or began to take on its recent aspect, or at least
to influence Southern California, chiefly after the two periods
had passed by in which these ceremonies became estab-
lished in California. The Girls' Rite, to be sure, extends
up the Pacific coast into Alaska. Yet this is more widespread
than the North Pacific Coast culture, since this has its
southerly limit in Northwestern California, whereas the
ceremony is universal as far as to the southern end of the
state, besides occurring inland throughout the Great Basin
and Plateau regions. Being more widely spread than the
Coast culture, the Girls' Rite is presumptively more ancient.
The beginnings of the four modern types of California
native culture must thus evidently be looked for at about
the point now reached in our reconstruction. At first there
was a single very widespread ceremony; then two less
widely diffused ones; the next logical step in development
would have been the growth of a still larger number of
ceremonies or ritual systems. These, on account of their
greater recency, and perhaps on account of conflicting with
one another, would have spread only over comparatively
small areas. Let us therefore assume that to this Third
Period belonged the beginnings of the Wealth-display dances
of the Northwestern Indians which are coupled with
the idea of world renovation; the so-called Kuksu dances
made among the Central Californians *by members of a
secret society; and the series of long singings that the Colo-
726 THE MAKING OF MAN
rado River tribes are addicted to and believe they have
miraculously dreamed.
Of course, the idea could scarcely be entertained that
these four local systems sprang into existence full-fledged.
They are complicated sets of rituals, quite different from
the simple Girls' Rite and Mourning Anniversary. They
must have grown up gradually from more meager begin-
nings and have been a considerable time reaching their
present elaboration. It would thus seem justifiable to add
not only one but two further periods of religious growth,
in the earlier of which — the Third — these ceremonial sys-
tems of the historic Indians began their development,
whereas in the later or Fourth they achieved it.
THIRD AND FOURTH PERIODS IN CENTRAL CALIFORNIA
KUKSU AND HESI
For instance, in the Central California sub-culture-area a
series of tribes possess a society to which young men are
admitted only after a double initiation with formal teaching
by their elders, the first initiation coming in boyhood, the
second soon after puberty. The society holds great four-day
dances in large earth-covered houses. Time is beaten to the
dance and song with rattles of split sticks, and stamped with
the feet on a great log drum. The dancers wear showy
feather costumes which disguise them to the uninitiated
women, children, and strangers, who take them to be spirits
of old who have come to exhibit themselves for, the good
of the people. There may be as many as twelve divinities
represented in this way, each with his distinctive name
and dress. One of the most prominent of these is the god
or "first-man" Kuksu, the founder of the sacred rites, after
whom the entire system has been named the "Kuksu Cult."
The tribes participating in the Kuksu Cult are the Patwin,
nearer Maidu, Porno, Yuki, Miwok, and several others.
They occupy an are? which may be described as the heart
of California; namely, the districts adjoining the lower Sac-
ramento and San Joaquin rivers and the Bay of San Fran*
RELIGION 727
Cisco into which the two streams pour the drainage ol
the great interior valley.
Beyond the Kuksu-dancing tribes there are others, like
the farther Maidu, the Wailaki, and some of the Yokuts,
among whom the medicine-men are wont to gather for
public demonstration of their magical prowess. Thus, they
assemble for a competition of "throwing" sickness into one
another, or to charm the rattlesnakes so that they can be
handled and that no one in the tribe may be bitten during
the ensuing year. In these gatherings there is the idea of
an association of people endowed with particular powers
and operating more or less jointly for the benefit of the
community. In short, this fringe of Central tribes beyond
the border of the Kuksu Cult evince some of the psy-
chology and motives of the Cult, but without the definite
organization of the latter, and also without some of its
specific practices, such as god-impersonation. These gather-
ings of the medicine men thus look as if they might have
been the simple and generalized substratum out of which
the -Kuksu Cult grew by a process of gradual formaliza-
tion and ritualistic elaboration. This conclusion is corrobo-
rated by the distribution. It is the tribes at the ends of the
great interior valley, or in the hills above it, whose rites
are of this loose type, while in the center are the true Kuksu-
dancing groups. There is a periphery of low organization
and a core of high organization. According to our previous
rule, recency in acquisition but antiquity of stage pertain
to the marginal as the more widely distributed; the geo-
graphically more compact nucleus representing an earlier be-
ginning but a later stage of present development. That is, it is
reasonable to believe that the Kuksu Cult grew out of semi-
formal gatherings of medicine-men such as still survive in
the outlying districts—the "backwoods" of the Central area.
Evidently if a still later religious movement developed
as an elaboration or addition of the Kuksu Cult, it should
be less widely diffused than this system, forming a sort of
nucleus within the core. Actually there is such a later
728 THE MAKING OF MAN
growth. This is the Hesi Dance, confined to the Patwin
and Maidu of the lower Sacramento Valley, and regarded
by them as the most sacred portion of the Kuksu system.
It is the one of all their rituals into which the largest number
of differently garbed performers enter, and is made twice
a year as the spectacular beginning and finale of the series
of lesser Kuksu dances.
The history of native ritual in Central California thus is
fairly plain. Early in the Third Period, perhaps already dur-
ing the Second, the specialists in religion, the medicine-men,
had acquired the habit of giving public demonstrations.
This resulted in a bond of fellowship among them-
selves and a sense of exclusiveness toward the community
as a whole. Out of this sense there was elaborated during
the Third Period, somewhere about the lower Sacramento
Valley, the idea of an organized secret society with initiated
members. The performances became more and more elabo-
rate, and the production of proof of supernatural power
gradually crystallized into impersonations of deities. By the
beginning of the Fourth Period, the Kuksu Cult had been
established. During this period, it was carried from the
center of origin to its farthest limits, whereas at the center
the Hesi Dance was evolved as a characteristic addition.
If native development had been able to proceed undis-
turbed, if, for instance, the coming of the white race had
been deferred a few centuries longer, the Hesi might have
followed the diffusion of the earlier Kuksu Cult; and while
this new spread was in progress, the Patwin who form
the central nucleus of the whole Kuksu-Hesi movement
might have been devising a still newer increment to the
system.
THIRD AND FOURTH PERIODS IN SOUTHERN CALIFORNIA
JIMSONWEED AND CHUNGICHNISH
The Southern California Jimsonweed Rites are quite dis-
tinct from the Kuksu Cult in their regalia, dances, and
teachings, but are also based on initiation. It may there-
RELIGION 729
fore be concluded, first, that they grew up contemporane-
ously in the Third Period; and next, that they sprang out
of the same soil, a growing tendency of the medicine-men
toward professional association. The selection of the jim-
sonweed as the distinctive element in the South seems to
have been due to influences from Mexico and the South-
west. The tribes of Arizona and New Mexico use the
plant in religion, the Aztecs ascribed supernatural powers
to it, and the modern Tepecano of Mexico pray to it like
a god. The Spanish-American name for the plant, toloache,
is an Aztec word. Because Mexican civilization was so
much the more advanced, it seems likely that the use of
jimsonweed originated in Mexico, was carried into the
Southwest, and from there spread into Southern California
—perhaps at the receptive moment when the medicine-
men's associations were drawing more closely together and
feeling the need of some powerful emotional element to
lend an impetus to their cults.
While the Jimsonweed religion was followed by Cali«
fornian tribes from the Yokuts on the north to the Diegueno
on the south, its most elaborate forms occur among groups
near the center of Southern California, especially the Gabri-
elino of Los Angeles and Catalina Island. This group asso-
ciates the greatest number of rituals and dances with the
Jimsonweed Society, and is therefore likely to have had
the leading share in the working out of the religion.
By the opening of the Fourth Period the Gabrielino must
have had the Jimsonweed Rites pretty fully developed, while
the peripheral tribes like the Yokuts and Diegueno were
perhaps only learning the religious use of the drug. The
Gabrielino however did not stand still during this Fourth
Period, and while the original rather simple Jimsonweed
Rites spread north and south, they were adding a new
element. This is the Chungichnish Cult, based on belief
in a great, wise, powerful god of this name, to whom are
due the final ordaining of the world and the institution of
the Jimsonweed Rites and their correct performance. Asso-
73° THE MAKING OF MAN
elated with this belief is the use of the "ground painting."
This is a large picture, usually of the world, drawn in
colored earths, sands, seeds, or paints, on the floor of the
sacred enclosure in which the Jimsonweed rituals were
practiced. This ground painting served both as an altar
for the rites and as a means of instructing the initiates.
The custom of this sacred painting became firmly estab-
lished among the Gabrielino, and is known to have spread
from them to other tribes, such as the Luiseno. From these
it has been carried, in part during the last century, after
the white man was in the land, to still more remote tribes
like the Diegueno, who recognize the Gabrielino island of
Catalina as the source of the Chungichnish Cult and sing
its songs to Gabrielino words.
THIRD AND FOURTH PERIODS ON THE LOWER COLORADO
DREAM SINGING
In Southeastern California, among the tribes of the Lower
Colorado River, the Third and Fourth Periods are less
easily distinguished. The reason for this seems to be the
fact that religion developed among these tribes less through
the invention or establishment of new elements, than by
the lopping away of older ones, with the result of a rather
narrow specialization on the few elements that were re-
tained. Tribes like the Yuma and Mohave scarcely danced
for religious purposes. The special costumes, showy feather
headdresses, disguises, musical instruments, sand-paintings,
altars, and ritualistic processions that mark the Kuksu and
Jimsonweed cults, were lacking among them. They did ad-
here to the widespread and ancient idea that dreams are
a source of evidence of supernatural power. In short, their
religion turned inward, not outward. Instead of their
medicine-men forming a society based on initiation, the
Colorado River tribes came to feel that every one might be
a medicine-man according to his dreams. They put em-
phasis on these internal experiences. The result has been
that they believe that a legend can be true and sacred only
RELIGION 73*
if it has been dreamed, and that a man's songs should be
acquired in the same way. Religion, therefore, is an intensely
individualistic affair among them. Since no two men can
dream quite alike, no two Yumas or Mohaves tell their
myths or sing their song cycles identically. This cast to
their religion is so strong that it looks to be fairly ancient.
The beginnings of this local type of religion may therefore
be set in the Third Period. As for the Fourth Period, it may
be inferred that this chiefly accentuated the tendencies de-
veloped in the Third, the dream basis augmenting as cere-
monialism dropped away.
NORTHWESTERN CALIFORNIA! WORLD-RENEWAL AND WEALTH-
DISPLAY
The Third and Fourth Periods are also not readily dis-
tinguishable in Northwestern California. Yet here the root*
ing of these two eras in the Second is clearer. We have seen
that all through northern California there exists the First-
salmon Rite conducted by a prominent medicine-man of
each locality; and we have referred the probable origin of
this rite to the Second Period. The modern Indians of
Northwestern California consider their great dances of ten
or twelve days' duration as being essentially the showy
public accompaniment of an extremely sacred and secret
act performed by a single priest who recites a magical
formula. His purpose in some instances is to open the
salmon season, in others to inaugurate the corn crop, in
still others to make new fire for the community. But what-
ever the particular object, it is always believed that he re-
news something important to the world. He "makes the
world," as the Indians call it, for another year. These New-
year or World-renewing functions of the rites of the modern
Indians of Northwestern California thus appear to lead
back by a natural transition to the First-salmon Rite which
is so widely spread in Northern California. Evidently this
specific rite that originated in the Second Period was de-
veloped in the Northwest during the Third and Fourth
732 THE MAKING OF MAN
eras by being broadened in its objective and having attached
to it certain characteristic dances.
These dances are the Deerskin and Jumping Dances.
They differ from those of the Central and Southern tribes
in that every one may participate in them. There is no
idea of a society with membership, and hence no exclusion
of the uninitiated. In fact, the dances are primarily occa-
sions for displays of wealth, which are regarded as successful
in proportion to the size of the audience. The albino deer-
skins, ornaments of woodpecker scalps, furs, and great
blades of flint and obsidian which are carried in these
dances, constitute the treasures of these tribes. The dances
are the best opportunity of the rich men to produce their
heirlooms before the public and in that way signalize the
honor of ownership — which is one of the things dearest in
life to the Northwest California!!.
Another feature of these Northwestern dances which
marks them off from the Central and Southern ones is the
fact that they can only be held in certain spots. A Kuksu
dance is rightly made indoors, but any properly built dance
house will answer for its performance. \ Yurok or Hupa
however would consider it fundamentally wrong to make
a Deerskin Dance other than on the accepted spot where
his great-grandfafher had always seen it. The reason for
chis attachment to the spot seems to be his conviction that
the most essential part of the dance is a secret, magical rite
enacted only in the specified place because the formula re-
cited as its nucleus mentions that spot.
In the Northwest we again seem to be able to recognize,
as in the Central and Southern regions, an increasing
contraction of area for each successively developed ritual.
Whereas the First-salmon Rite of the Second Period covers
the whole northern third of California and parts of Oregon,
the Wealth-display dances and World-renewing rites of
the Third and Fourth Periods occur only in Northwestern
California. The Jumping Dance was performed at a dozen
or more villages, the slightly more splendid Deerskin Dance
RELIGION 733
only in eight. This suggests that the Jumping Dance is the
earlier, possibly going back to the Third Period, whereas
the Deerskin Dance more probably originated during the
Fourth.
SUMMARY OF RELIGIOUS DEVELOPMENT
The history of religious cults among the Indians of Cali*
fornia seems thus to be reconstructible, with some prob'
ability of correctness in its essential outlines, as a progressive
differentiation during four fairly distinct periods. During
these four eras, the most typical cults gradually changed
from a personal to a communal aim, ceremonies grew more
numerous as well as more elaborate, influences from the
outside affected the tribes within California, and local dif-
ferences increased until the original rather close uniformity
had been replaced by four quite distinct systems of cults,
separated in most cases by transitional areas in which the
less specialized developments of the earlier stages have been
preserved.
OTHER PHASES OF CULTURE
A natural question arises here. Does this reconstructed
history apply only to ritual cults, or can a parallel develop-
ment be traced for other elements of religion, for industries,
inventions, and economic relations, for social institutions,
for knowledge and art? The findings arc that this history
holds for all phases of native culture. Material and social
development progressed much as did religion. Each suc-
ceeding stage brought in new implements and customs,
these became on the whole more specialized as well as
more numerous, and differed more and more locally in the
four sub-culture-areas. Thus the plain or self bow belongs
demonstrably to an earlier stratum than the sinew-backed
one, basketry precedes pottery, twined basketry is earlier
than coiled, the stone mortar antedates -the slab with bas-
ketry mortar as the oval metate does the squared one, earth-
covered sweat houses are older than plank roofed ones,
734 THE MAKING OF MAN
and totemism may have become established before the divi-
sion of society into exogamic moieties. It would be a long
story to adduce the evidence for each of these determinations
and all others that could be made. It will perhaps suffice
to say that the principles by which they are arrived at are the
same as those which have guided us in the inquiry into
religion.
OUTLINE OF THE CULTURE HISTORY OF CALIFORNIA
In general terms, the net results of our inquiry can be
stated thus.
First Period: a simple, meager culture, nearly uniform
throughout California, similar to the cultures of adjacent
regions, and only slightly influenced by these.
Second Period: definite influences from the North Pacific
Coast and the Southwest, affecting respectively the north-
ern third and southern two-thirds of California, and thus
jeading to a first differentiation of consequence.
Third Period: more specific influences from outside, re-
sulting in the formation of four local types: the North-
western, under North Pacific influences; the Southern and
Lower Colorado under stimulus of the Southwest; and
the Central, farthest remote from both &ad thus developing
most slowly but also most independently.
Fourth Period: consummation of the four local types.
Influences from outside continue operative, but in the main
the lines of local development entered upon in the previous
era are followed out, reaching their highest specialization
in limited tracts central to each area.
This summary not only outlines the course of culture
history in native California: it also explains why there are
both widely uniform and narrowly localized culture ele-
ments in the region. It thus answers the question why
from one aspect the tribes of the state seem so much alike
and from another angle they appear endlessly different.
They are alike largely in so far as they have retained certain
old common traits. They are different to the degree that
RELIGION 735
they have severally added traits of later and localized de-
velopment.
THE QUESTION OF DATING
A natural question is how long these periods lasted. As
regards accurate dating, there is only one possible answer:
we do not know nearly enough. Moreover modern his-
torians, who possess infinitely fuller records on chronology
than anthropologists can ever hope to have on primitive
peoples, tend more and more to lay little weight on specific
dates. They may set 476 A.D., the so-called fall of Rome,
as the point of demarcation between ancient and medieval
history because it is sometimes useful, especially in ele-
mentary presentation, to speak definitely. But no historian
believes that any profound change took place between 475
and 477 A.D. That is an impression beginners may get from
the way history is sometimes taught. Yet it is well recog-
nized that certain slow, progressive changes were going
on uninterruptedly for centuries before and after; and
that if the date 476 A.D. is arbitrarily inserted into the middle
of this development, it is because to do so is conventionally
convenient and with full understanding that the event
marked was dramatic or symbolic rather than intrinsically
significant. In fact, the value of a historian's work lies pre-
cisely in his ability to show that the forces which shaped
medieval history were already at work during the period
of ancient times and that the causes which had molded
the Roman empire continued to operate in some degree for
many centuries after the fall of Rome.
Nevertheless, there is no doubt that occasional dates have
the virtue of impressing the mind with the vividness which
specific statements alone possess. Also, if the results of
anthropological studies are to be connected with the written
records of history proper, at least tentative dates must be
formulated, though of course in a case like this of the
periods of native culture in California it is understood that
all chronology is subject to a wide margin of error.
736 THEMAKINGOFMAN
History provides a start toward a computation, although
its aid is a short one. California began to be settled about
1770. The last tribes were not brought into contact with
the white man until 1850. As early, however, as 1540
Alarcon rowed and towed up the lower Colorado and wrote
an account of the tribes he encountered there. Two years
later, Cabrillo visited the coast and island tribes of south-
ern California, and wintered among them. In 1579 Drake
spent some weeks on shore among the central Californians
and a, member of his crew has left a brief but spirited
description of them. In all three instances these old accounts
of native customs tally with remarkable fidelity with all that
has been ascertained in regard to the recent tribes of the
same regions. That is, native culture has evidently changed
very little since the sixteenth century. The local sub-cultures
already showed substantially their present form; which
means that the Fourth Period must have been well estab-
lished three to four centuries ago. We might then assign
to this period about double the time which has elapsed since
the explorers visited California; say, seven hundred years.
This seems a conservative figure, which would put the
commencement of the Fourth Period somewhere about
1200 A.D.
All the remainder must be reconstructed by projection.
In most parts of the world for which there are continuous
records, it is found that civilization usually changes more
rapidly as time goes on. While this is not a rigorous law, it
is a prevailing tendency. However, let us apply this prin-
ciple with reserve, and assume that the Third ^eriod was
no longer than the Fourth. Another seven hundred years
would carry back to 500 A.D.
Now, however, it seems reasonable to begin to lengthen
our periods somewhat. For the Second, a thousand years
does not appear excessive; approximately from 500 B.C. to
500 A.D. By the same logic the First Period should be allowed
from a thousand to fifteen hundred years. It might be wisest
to set no beginning, at all, since our "First" period is only
RELIGION 73^
the first of those which are determinable with present
knowledge. Actually, it may have been preceded by a still
more primitive era on which as yet no specific evidence
is available. It can however be suggested that by 2000 or
1500 B.C. the beginnings of native Californian culture as we
know it had already been made.
THE EVIDENCE OF ARCHEOLOGY
There is left as a final check on the problem of age a
means of attack which under favorable circumstances is
sometimes the most fruitful: archa:ological excavation, espe-
cially when it leads to stratigraphic determination, that is,
the finding of different but superimposed layers. Unfor-
tunately archeology affords only limited aid in California-
much less, for instance, than in the Southwest. Nothing
markedly stratigraphical has been discovered. Pottery, which
has usually proved the most serviceable of all classes of
prehistoric remains for working out sequences of culture
and chronologies, is unrepresented in the greater part of
California, and is sparse and rather recent in those southern
parts in which it docs occur.
Still, archxological excavation has brought to light some
thing. It has shown that the ancient implements found in
shellmounds and village sites in Southern California, those
from the shores of San Francisco Bay in Central California,
and those along the coast of Northwestern California, are
distinct. Certain peculiar types of artifacts are found in
each of these regions, are found only there, and agree closely
with objects used by the modern tribes of the same districts,
For instance, prehistoric village and burial sites in North-
western California contain long blades of flaked obsidian
like those used until a few years ago by the Yurok and
Hupa. Sites in Southern California have brought to light
soapstone bowls or "ollas" such as the Spaniards a century
ago found the Gabrielino and Luiseno Employing in cook*
ing and in Jimsonweed administration. Both these classei
of objects arc wanting from the San Francisco Bay shell
738 THE MAKING OF MAN
mounds and among the recent Central Californian tribes.
It may thus be inferred (i) that none of the four local
cultures was ever spread much more widely than at present;
(2) that each of them originated mainly on the spot; and
(3) that because many of the prehistoric finds lie at some
depth, the local cultures are of respectable antiquity — evi-
dently at least a thousand years old, probably more. This
fairly confirms the estimate that the differentiation of the
local cultures of the Third Period commenced not later
than about 500 A.D.
AGE OF THE SHELLMOUNDS
Archaeology also yields certain indications as to the total
lapse of time during the four periods. The deposits them-
selves contribute the evidence. Some of the shellmounds that
line the ramifying shores of San Francisco Bay to the num-
ber of over four hundred have been carefully examined.
These mounds are refuse accumulations. They were not
built up with design, but grew gradually as people lived
on them year after year, because much of the food of their
inhabitants was molluscs — chiefly clams, oysters, and mus-
sels— whose shells were thrown outdoors or trodden under
foot. Some of the sites were camped on only transiently,
and the layers of refuse never grew more than a few inches
in thickness. Other spots were evidently inhabited for many
centuries, since the masses of shell now run more than
thirty feet deep and hundreds of feet long. The higher such
a mound grew, the better it drained off. One side of it
would afford shelter from the prevailing winds. The more
regularly it came to be lived on, the more often would the
inhabitants bring their daily catch home, and, without
knowing it, thus help to raise and improve the site still
further.
Some of these shellmounds are now situated high and
dry, at some distance above tide water. Others lie on the
very edge of the bay, and several of these, when shafts
were sunk into them, proved to extend some distance below
RELIGION 73^
mean sea level. The base of a large deposit known as the
Ellis Landing mound, near Richmond, is eighteen feet
below high tide level; of one on Brooks Island near by,
seventeen feet. The conclusion is that the sites have sunk
at least seventeen or eighteen feet since they began to be
inhabited. The only alternative explanation, that the first
settlers put their houses on piles over the water, is opposed
by several facts. The shells and ashes and soil of the Ellis
Landing mound are stratified as they would be deposited
on land, not as they would arrange in water. There are
no layers of mud, remains of inedible marine animals, or
ripple marks. There is no record of any recent Californian
tribe living in pile dwellings; the shore from which the
mound rises is unfavorably situated for such structures,
being open and exposed to storms. Suitable timber for piles
grows only at some distance. One is therefore perforce
driven to the conclusion that this mound accumulated on
a sinking shore, but that the growth of the deposit was
more rapid than 'the rise of the sea, so that the site always
remained habitable.
How long a time would be required for a coast to sub-
side eighteen feet is a question for geologists, but their
reply remains indefinite. A single earthquake might cause
a sudden subsidence of several feet, or again the change
might progress at the rate of a foot or only an inch a
century. All that geologists are willing to state is that the
probability is high of the subsidence having been a rather
long time taking place.
The archaeologists have tried to compute the age of Ellis
Landing mound in another way. When it was first ex-
amined there were near its top about fifteen shallow de*
pressions. These appear to be the remains of the pits over
which the Indians were wont to build their dwellings. A
native household averages about 7 inmates. One may thus
estimate a population of about 100 souls* Numerous quad-
ruped bones in the mound prove that these people hunted:
net sinkers, that they fished; mortars and pestles, that they
740 THE MAKING OF MAN
consumed acorns and other seeds. Accordingly, only part
of their subsistence, and probably the minor part, was de-
rived from mollyscs. Fifty mussels a day for man, woman,
and child seem a fair estimate of what their shellfish food
is likely to have aggregated. This would mean that the
shells of 5,000 mussels would accumulate on the site daily.
Laboratory experiments prove that 5,000 such shells, with
the addition of the same percentage of ash and soil as occurs
in the mound, all crushed down to the same consistency
of compactness as the body of the mound exhibits, occupy
a volume of a cubic foot. This being the daily increment, die
growth of the mound would be in the neighborhood of
365 feet per year. Now the deposit contains roughly a mil-
lion and a quarter cubic feet. Dividing this figure by 365,
one obtains about 3,500 as the presumable number of years
required to accumulate the mound.
This result may not be accepted too literally. It is the
result of a calculation with several factors, each of which is
only tentative. Had the population been 260 instead of 100,
the deposit would, with the other terms of the computation
remaining the same, have built up twice as fast, and the
3,500 years would have to be cut in half. On the other hand,
it has been assumed that occupation of the site was con-
tinuous through the year. Yet all that is known of the habits
of the Indians makes it probable that the mound inhabitants
were accustomed to go up into the hills and camp about
half the time. Allowance for this factor would double the
3,500 years. All that is maintained for the computed age is
that it represents a conscientious and conservative endeavor
to draw a conclusion from all available sources of knowl-
edge, and that it seems to hit as near the truth as a calcula-
tion of this sort can.
One verification has been attempted. Samples of mound
material, taken randomly from different parts, indicate that
14 per cent of its weight, or about 7,000 tons, are ashes.
If the mound is 3,500 years old, the ashes were deposited
at the rate of two tons a year, or about eleven pounds daily,
RELIGION 74*
Experiments with the woods growing in the neighborhood
have shown that they yield less than one per cent of ash.
The eleven daily pounds must therefore have come from
1,200 pounds of wood. On the assumption, as before, that
the population averaged fifteen families, the one-fifteenth
share of each household would be eighty pounds daily. This
is a pretty good load of firewood tor a woman to carry on
her back, and with the Indians* habit of nursing their fires
economically, especially along a timbcrless shore, eighty
pounds seems a liberal allowance to satisfy all their require-
ments for heating and cooking. If they managed to get along
on less than eighty pounds per hut, the mound age wouk!
be correspondingly greater.
This check calculation thus verifies the former estimate
rather reasonably. It does not seem rash to set down three
to four thousand years as the indicated age of the mound.
This double archaeological conclusion tallies as closely a*
one could wish with the results derived from the ethnologi-
cal method of estimating antiquity from the degree and
putative rapidity of cultural change. Both methods carry the
First traceable period back to about 1500 or 2000 B.C. After
all, exactness is of little importance in matters such as these,
except as an indication of certitude. If it could be proved that
the first mussel was eaten by a human being on the site of
Ellis Landing in 1724 B.C., this piece of knowledge would
carry interest chiefly in proving that an exact method of
chronology had been developed, and would possess value
mainly in that the date found might ultimately be con-
nectible with the dates of other events in history and so
lead to broader formulations.
GENERAL SERVICEABILITY OF THE METHOD
The anthropological facts which have been analyzed and
then recombined in the foregoing pages are not presented
with the idea that the history of the m lowly and fading
Californians is of particular intrinsic moment. They have
been discussed chiefly as an illustration of method, as one
J42 THE MAKING OF MAN
example out of many that might have been chosen. That
it was the California Indians who were selected, is partly
an accident of the writer's familiarity with them. The choice
seems fair because the problem here undertaken is rather
more difficult than many. The Californian cultures were
simple. They decayed quickly on contact with civilization.
The bulk of historical records go back barely a century and
a half. Archaeological exploration has been imperfect and
yields comparatively meager results. Then, too, the whole
Californian culture is only a fragment of American Indian
culture, so that the essentially local Californian problems
would have been further illuminated by being brought into
relation with the facts available from North America as a
whole — an aid which has been foregone in favor of compact
presentation. In short, the problem was made difficult by its
limitations, and yet results have been obtained. Obviously,
the same method applied under more favorable circum-
stances to regions whose culture is richer and more diversi-
fied, where documented history projects farther back into
.the past, where excavation yields nobler monuments and
provides them in stratigraphic arrangement, and especially
when wider areas are brought into comparison, can result
in determinations that are correspondingly more exact, full,
and positive.
It is thus clear that cultural anthropology possesses a tech-
nique of operation which needs only vigorous, sane, and
patient application to be successful. This technique is newer
and as yet less refined than those of the mechanical sciences.
It is also under the disadvantage of having to accept its
materials as they are given in nature; it is impossible to carry
cultural facts into the laboratory and conduct experiments
on them. Still, it is a method; and its results differ from
those of the so-called exact sciences in degree of sharpness
rather than in other quality.
It will be noted that throughout this analysis there has
been no mention of laws; that, at most, principles of method
have been recognized— such as the assumption that widely
RELIGION 743
spread culture elements are normally more ancient than
locally distributed ones. In this respect cultural anthropology
is in a class with political and economic history, and with
all the essentially historical sciences such as natural history
and geology. The historian rarely enunciates laws, or if
he does, he usually means only tendencies. The "laws" oi
historical zoology are essentially laws of physiology; those
of geology, laws of physics and chemistry. Even the "laws"
of astronomy, when they are not mere formulations of
particular occurrences which our narrow outlook on time
causes to seem universal, are not really astronomical lawi
but mechanical and mathematical ones. In other words, an-
thropology belongs in the group of the historical sciences;
those branches of knowledge concerned with things as and
how and when they happen, with events as they appear in
experience; whereas the group of sciences that formulates
laws devotes itself to the inherent and immutable properties
of things, irrespective of their place or sequence or occur
rence in nature.
Of course, there must be laws underlying culture phe
nomena. There is no possibility of denying them unless
one is ready to remove culture out of the realm of science
and set it into the domain of the supernatural. Where can
one seek these laws that inhere in culture? Obviously i»
that which underlies culture itself, namely, the human
mind. The laws of anthropological data, like those of history,
are then laws of psychology. As regards ultimate explana-
tions for the facts which it discovers, classifies, analyzes,
and recombines into orderly reconstructions and significant
syntheses, cultural anthropology must look to psychology.
The one is concerned with "what" and "how"; the other
with "why"; each depends on the other and supplements it.
WOMAN AND RELIGION*
By ROBERT H. LOWIE
IF we were asked whether women or men are the more
religious, most of us should unhesitatingly answer in favor
of women and should presumably cite their proverbially
greater1 emotionalism as an explanation. On the Continent —
say, in Spain — it is a familiar enough thing to have women
go to mass while their free-thinking brothers and husbands
never enter a church, and in Anglo-Saxon countries pietism
or any obtrusively religious or ethical reform movement is
more definitely associated with the feminine psyche, — and
this irrespective of the fact that in most denominations
women are barred from the positions of priest or minister.
But when we survey the corresponding phenomena of ruder
cultures, the significant fact appears that in various regions
women are not only ineligible for office but seem to be
shut out from all religious activity. In most Australian
tribes it would be death for a woman to witness the initia-
tion procedures; corresponding conditions have been de-
scribed for New Guinea and Melanesia and have a sporadic
distribution elsewhere. Does this mean that women in such
areas are really debarred from religious manifestations ? And
if not, how do they display the relevant sentiments? To
what extent are their disabilities founded in some innate
peculiarity, how far are they due to a specific cultural
environment? And how do woman's subjective reactions
differ from man's?
At the present stage of our knowledge some of these
questions are more easily asked than answered. If in spite
of our ignorance a special chapter is devoted to the topic,
it is in order to direct attention to an interesting but neg-
* Primitive Religion. New York : Horace Liveright, Inc.
744
RELIGION 74C
lectecl field of inquiry. On the last-mentioned problem in
particular I have ransacked the literature in vain for even
a shred of enlightening material. One turns naturally to
those regions in which women are least hampered by social
conventions. Thus, among the Northwestern Californians
the part of shaman is most commonly played by the female
sex, and Professor Kroeber has secured the confessions of
one of these medicine-women. Yet when one analyzes her
statements, the personal factor seems wholly submerged in
the characteristic tribal (Yurok) trait of greed for money:
she is obsessed with the desire of acquiring wealth through
her practice, precisely as her fellows, male or female, are
in the ordinary business of life: "So whatever I did I spoke
of money constantly. ... I said to myself: 'When people
are sick, I shall cure them if they pay me enough/ " From
such stereotyped longings of avarice it is impossible to distill
the faintest flavor of distinctively feminine character.
Among the Crow there are relatively few restrictions
because of sex. Women, as well as men, have the right to
seek visions and if they avail themselves more rarely of
the privilege it is because in so intensely martial a culture
the craving for success in war is the most usual impetus
to a vision-quest. In the important ceremonial society con-
cerned with the sacred Tobacco there are no offices for which
members are ineligible because of sex, and the part played
by women in the dances is a conspicuous one. Of the women
I knew, Muskrat was probably the most positive personality
that figured in religious activities. She was very well in^
formed and intelligent, but inordinately vain, and hef
attempts at self-aggrandizernent were sometimes ridiculed
by her fellow-tribesmen — in her absence. She had been Mixer
in the Weasel chapter of the Tobacco society, and to the
resentment of some old people she continued to exercise
the duties of the office after having sold the prerogative
She herself explained that she had enly sold part of it
and at all events remained a dominant figure in the or-
ganization. I repeatedly interviewed her and obtained much
746 THE MAKING OF MAM
interesting information but nothing that would suggest a
positive sex difference. Thus, she had a revelation of a
particular tobacco-mixing recipe such as any man might have
secured; on another occasion a weasel entered her body,
a not uncommon experience of either sex; precisely like
any other member of the Tobacco organization she adopted
new members; and again like other Crow Indians with
corresponding revelations she exercised specific functions,
such as charming an unfaithful husband or doctoring
broken bones. Her taboos also wholly resemble those of
other visionaries in principle.1
It is of course conceivable — though hardly a priori prob-
able— that no sex differences exist. On the other hand, it
is possible that our field methods have hitherto been too
gross to sense such elusive differences as may occur; and
at all events a resolute attempt in that direction — if possible,
by a woman anthropologist — would be eminently worth
while.
If very little can be said on the subjective side, I think
We can definitely dispose of a plausible misconception based
on objective observations. It does not follow that women
are excluded from the religious life of the community
because their social status is inferior or because certain spec-
tacular features are tabooed to them. In the striking Ekoi
case we found that women were indeed prohibited from
touching a strong njomm or seeing a bull-roarer or a stilt-
walking exhibition and from ever intruding into an Egbo
meeting; but by way of compensation they exclude men
from the Nimm sorority and through that cult play no
mean part in tribal ritual. Elsewhere in Africa the legal
subordination of women in no wise interferes with very
important religious offices. Among the Zulu, women no less
than men detect sorcerers, and the same is reported for th*.
Thonga, where Mholombo, whom M. Junod not unnatu-
rally describes as "an extraordinarily acute woman," would
confound evil magicians, work such miracles as walking
on the water, and interpret the divining-bones through the
RELIGION 747
agency of a spirit possessing her. Other women have been
known to become diviners, though not so often as men,
and to be possessed by ancestral ghosts; and though nor-
mally the eldest brother acts as priest in ancestral worship the
duty may also devolve on the eldest sister.2
The condition characteristic of these African tribes is of
very wide distribution: that is to say, women may not par-
ticipate so frequently or so fully as men, yet their role ii
far from negligible in the religious life. For instance, the
highest reaches of Chukchi shamanism — those connected
with the practice of ventriloquism — are inaccessible to the
female sex, yet lesser forms of inspiration are more com-
monly bestowed on women than otherwise. In the Anda-
man Islands women do not join in ordinary dances, though
they attend to form the chorus; but they have a mourning
dance of their own and act as shamans, though less fre-
quently than men. In Polynesia, again, all kinds of taboos
hedged in the life of the women: in Hawaii they were
obliged to eat food apart from the men and were not even
allowed to enter a man's eating-house prior to the abolition
of the old rule by a decree of Kamehameha II in 1819;
they were not admitted to the sacred college of the Maori of
New Zealand and might not travel by boat in the Marquesas.
But in spite of Malo's statement that in Hawaii the majority
of them "had no deity and just worshiped nothing," his
own description tells of their worship of female deities;
and in Tonga inspirational dreams of consequence were
not denied to women.8
It is, however, particularly noteworthy that even in regions
where some rigid penalty seems wholly to eliminate women
from ceremonial participation closer scrutiny reveals a very
different state of affairs. Oceania and Australia furnish stock
examples of the former, but the less obtrusive assertion of
women in religious life has not been adequately recognized.
Thus, among the Tami of New Guinea we have seen that
while the female sex was excluded from the initiation cere-
mony and terrorized by its performers, women normally call
748 THE MAKING OF MAN
the spirits of recently deceased tribesmen. An equally strik-
ing illustration is provided by Australia. Among the Euah*
layi of New South Wales the inner mysteries of the
initiation ritual also remain a sealed book to women, nay,
even the usual name, Byamee, of its divine inaugurator is
concealed from them. But this does not prevent them from
praying to him under another designation, as did that re-
markable old shaman, Bootha, whose portrait has been so
vividly painted by Mrs. Parker. When probably well over
sixty, she absented herself from camp in order to grieve
over the loss of a favorite granddaughter. After a long
seclusion in more or less demented condition she returned
a full-fledged medicine-woman. Henceforth she was able
to summon and interrogate the guardian spirits acquired;
with their aid she performed miraculous cures and pro-
duced rain at will, evidently exerting a considerable influ-
ence on the aborigines in the vicinity and apparently in no
way inferior to her male colleagues.4
An American instance may be added for good measure.
The Northern Athabaskans generally are hardly conspicu-
ous for their chivalrous attitude toward women, and the
Anvik, who inhabit an Alaskan village some hundred and
twenty-five miles inland, form no exception. Even from
infancy a girl is carefully watched lest she step on any-
thing lying on the floor that might affect the welfare of
her family. "The spirit of the boy is stronger than the
spirit of the girl, so b boy may step where he pleases." As
the child grows older, restrictions multiply, especially from
puberty on, nor has the girl a will of her own in the
choice of a mate. Again, there is discrimination in the
ceremonial use of masks: men may wear female masks, but
no woman is allowed to put on a man's mask. Yet, all these
taboos to the contrary notwithstanding, the weaker sex is
by no means wholly debarred from participation in the
religious activities of the community. Some women own
sacred songs and chant them at the tribal festivals. There
are female shamans who treat sick members of their sex.
Rr,i. ICMOX 749
and the wives of shamans arc favored to the extent of
being allowed to sing at the more important dances and to
inherit something of their deceased husbands' supernatural
gifts. Individual cases are known of women who gained
great influence.
Cries-for-salmon's mother is a woman with power. She has
many strong songs. Her father had been a great hunter, with
wolverene and bear songs. She is always consulted in the vil-
lage, she knows her power, and there is no one to check her
or to talk about her.5
This notable trio of instances establishes a sort of a fortiori
conclusion. Evidently even marked sexual disabilities do
not exclude women from exercising religious functions of
social significance, and there is not the slightest indication
that their limitations are the consequence of innate in-
capacity or that a lack of emotional interest in religion has
been engendered by compulsory disuse. As a matter of fact,
as soon as outward pressure is somewhat relaxed the sexes
share quite equitably in ceremonial duties. This is clear
even from the African cases cited above, and the case for
North America could be easily strengthened by additional
instances. Among the Plains Indians the custody of sacred
objects, such as shields, was regularly entrusted to a favorite
wife; membership in secret organizations was often open
to women on equal terms with men; nay, they were even
at times eligible to the highest ceremonial offices. To turn
to another area, nothing could be fairer than the allotment
of ritualistic privileges among the Bagobo of Mindanao,
and indeed other natives of the Philippines. Old men offer
sacred food, recount their exploits while holding the cere*
monial bamboo poles they have cut, prepare for human
sacrifices, perform magical rites, while old women conduct
altar rites at the harvest, make offerings at shrines, and
recite the accompanying prayers. If the- men direct the cere-
monial as a whole, it is virtually a feminine prerogative
(as in New Guinea) to summon the spirits at a seance.
750 THE MAKING OF MAN
Indeed, the women "direct many ceremonial details and
are often called into consultation with the old men; they
exercise a general supervision over the religious behavior
of the young people." 8
Where pronounced religious disabilities occur, I am in-
clined to impute them predominantly to the savage man's
horror of menstruation. Lest this seem a fanciful suggestion,
I offer by way of substantiation a part of the abundant
evidence.
Among the Ila, a Bantu tribe of Rhodesia, a woman
during her periodic illness is dangerous "and must be
separated as far as possible from contact with her fellows."
A man eating with her would lose his virility, and sick
people would be most injuriously affected by her. She may
not use the common fire or handle other people's pots or drink
from their cups or cook or draw water for others. In Central
Australia a menstruating woman is carefully avoided, while
in Queensland she is secluded and must not even walk in
a man's tracks. In the Torres Straits Islands investigators
have found an "intense fear of the deleterious and infective
powers of the menstrual fluid," and various taboos are
imposed on the menstruant, who must live in seclusion, shun
the daylight, and abstain from sea-food. Her Marshall Island
sister dwells in a special menstrual hut, is limited to a
prescribed diet, and is believed to exert an inauspicious
influence.7
However, for no other region is the evidence so convincing
as £or America. One of the most illuminating reports is
tb/,t of an eighteenth century observer among the Choctaw
of Louisiana. Here the women at once left the house, hid
faom the sight of men, were not permitted to use the
family fire lest the household be polluted, and under no
condition were supposed to cook for other people. The
French narrator, having once stumbled upon a menstruant,
prevailed upon her to make him "some porridge of little
grain," and after the arrival of the husband invited him
to partake of the meal. At first the Choctaw unwittingly
RELIGION 751
fell to eating, but suddenly grew suspicious and inquired
for the cook.
. . . When I replied that it was his wife who had been my
cook, he was at once seized with sickness and went to the door
to vomit. Then, reentering and looking into the dish, he noticed
some red things in the porridge, which were nothing else than
the skin of the corn, some grains of which are red. He said to
me: "How have you the courage to eat of this stew? Do you
not see the blood in it?" Then he began vomiting again and
continued until he had vomited up all that he had eaten; and
his imagination was so strongly affected that he was sick on
account of it for some days afterward.
In intensity of reaction the Menomini of Wisconsin rival
the Choctaw. A woman must use her own culinary utensils
during her illness, and she must not touch a tree, a dog,
or a child lest it die. She is not supposed to scratch her
self with her fingers but with a special stick. As Mr
Skinner reports:
To this day many pagan Menomini positively refuse to eat
in Christian houses for fear of losing their powers through par-
taking of food prepared by a woman undergoing her monthly
terms.
The Winnebago go so far as to assert that sacred objects
lose their power through contact with a menstruating
woman.
If the Winnebago can te said to be afraid of any one thing
it may be said it is this — the menstrual flow of women — for even
the spirits die of its effects.8
In the Far West the same psychological attitude appears
practically unchanged. A Blackfoot menstruant must keep
away from sacred articles and from sick people: something
would strike the patient "like a bullet and make him worse."
What is particularly noteworthy is the diffusion of cor-
responding beliefs throughout the area of rudest culture
/52 THEMAKINGOFMAN
As late as 1906 I myself was able to observe the seclusion
of Shoshoni women in Idaho, where abstention from meat
Was likewise imperative during the period. The same food
taboo was observed by their kinsmen, the Paviotso of
Nevada, who gave as a justification that if the women ate
antelope flesh the game impounded in a drive would break
through the enclosure. In north-central California the
Shasta impose a special hut, the scratching-stick, strict food
taboos, and the rule that the woman must not look at
people pr the sun or the moon. Should a woman be taken
unexpectedly ill while at home,
all men leave at once, taking with them their bows, spears and
nets, lest they become contaminated and thus all luck desert
them.
Among the Chinook of the lower Columbia the adolescent
girl is under rigorous restrictions.
She must not warm herself. She must never look at the people.
She must not look at the sky, she must not pick berries. It is
forbidden. When she looks at the sky it becomes bad weather.
When she picks berries it will rain. She hangs up her towel of
cedar bark on a certain spruce tree. The tree dries up at once.
After one hundred days she may eat fresh food, she may pick
berries and warm herself.
In subsequent catamenial periods she must not be seen by
a sick person, nor must berries picked by her be eaten by
the sick. Finally (though the list could be greatly enlarged),
there are the Northern Athabaskans. According to Father
Morice, "hardly any other being was the object of so much
dread as a menstruating woman,'* who ate only dried fish,
drank water through a tube, and was not allowed to live
with her male kin nor to touch anything belonging to men
or related to the chase "lest she would thereby pollute the
same, and condemn the hunters to failure, owing to the
anger of the game thus slighted." More than a century
ago Samuel Hearne made corresponding observations among
the related Chipewyan: women in question lived apart
REL:OION 753
in a hovel and were not permitted to walk near a net or
to eat the head of an animal or cross the track where a deer
head had lately been carried, — and all this to ward off bad
hunting luck. Quite similar notions prevail among their
fellow-Athabaskans, the Anvik, of Alaska.0
It is not so easy to trace the distribution of such a trait
in the southern half of the New World, yet, thanks mainly
to Father Schmidt's indefatigable industry, we are in a
position to state positively that in one form or another the
usage extends all the way to Tierra del Fuego, being found
in southern Central America, Colombia, Guiana, Peru,
Brazil, Patagonia, and around Cape Horn. The descrip-
tions are not always so circumstantial as for North America.
Thus, from z Fuegian report I glean merely the imposition
of a puberty fast on girls. The Mundrucu added exposure
to smoke, the Paravilhana corporal punishment. Among
the Siusi the girl was under dietary restrictions, her hair
was cut, and her back was daubed with paint. The Arawak
of Guiana present the typical complex of seclusion, fire and
food taboos.10 To what extent fuller knowledge of all these
tribes would bring ampler accounts, remains obscure. We
should like to know especially whether later menstruation
is likewise linked with definite regulations. But even in
our present state of ignorance it is proper to advance the
hypothesis that some sort of menstrual taboo is a deep-
rooted, an archaic element of American culture.
Let us now survey the remainder of the world. I have
already pointed out that the sentiment underlying menstrual
prohibitions exists in Oceania, Australia, and Africa. In
the rudest tribes for which I can get evidence it likewise
occurs, but not in the extreme form typical of, say, the
Choctaw. The Andamanese do not insist on departure
from the camp, but proscribe certain kinds of food for their
alleged evil effects on the woman. Bushman practice, at
least at the time of adolescence, conforms more closely to
type: the adolescent is segregated in a tiny hut with a door
closed upon her by her mother; she must not walk about
754 THE MAKING OF MAN
freely nor look at the springbok lest they become wild;
and when going out she must look down at the ground.
On rules of subsequent periods I cannot find any data. Of
the Paleo-Siberians, the Maritime Chukchi do not allow
a menstruating woman to approach her husband; even her
breath is impure and might contaminate him, destroying
his luck as sea-hunter, nay, causing him to be drowned.
Under similar circumstances, her Koryak sister must not
tamper with her husband's hunting and fishing apparatus
or sit on his sledge, while among the Yukaghir she is
forbidden to touch the sacred drum.11
From the occurrence of the custom among the rudest
peoples of the Old World — the Paleo-Siberians, Andaman-
ese, Bushmen — and the rudest peoples of America, and
its wide distribution on somewhat higher levels, we can
draw the conclusion that menstrual restrictions are of great
antiquity in the history of human culture, though prob-
ably not in the extreme form distinctive of many Indian
tribes of Canada and the United States. Reverting now to
my hypothesis that disabilities are correlated with the awe
inspired by menstruation, I should like to cite several facts
by way of corroboration. Where the relevant taboos exist
in mild form or are lacking, sex discrimination seems to be
likewise moderate. The Bagobo let women share in cere-
monial life on a footing of virtual equality and I cannot
find evidence of menstrual restrictions. In the Andamans
women do not ordinarily join in the dancing but attend,
forming the chorus; and quite similarly the Bushman
women beat the (Urum and clap their hands for the male
dancers.12 Still more interesting, where the discrimination
is intense, it is relaxed in old age; old women enjoy privi-
leges in Australia and New Guinea that are denied to their
younger sisters. The reason is not difficult to divine and is
explicitly stated by a Winnebago informant:
At a feast ... the old women, who have passed their cli-
macteric, sit right next to the men, because they are considered
the same as men as they have no menstrual flow any more.
RELIGION 755
That is to say, before the menopause women are weird
creatures, after the menopause they become ordinary human
beings, though in many cases, no doubt, their former un-
canniness still in some measure clings to them. A fact
otherwise obscure can be explained from this angle. Why
do the Chukchi, who close the highest grade of shamanism ta
women, fail to bar male inverts who in every way dress and
act as women ? Obviously because in their case the sentiments
produced by the thought of menstruation are eliminated.
In closing the discussion of this topic I am painfully con-
scious of having contributed very little to a highly im-
portant subject. But I hope the attempt to treat it as a distinct
set of problems will lead to more systematic research, —
especially in the field.
This is perhaps as good a place as any to express what
little I have to say about a theory broached rather vocifer-
ously in some quarters, to wit, the view that religion is
at bottom nothing but misunderstood erotic emotion. It
must be obvious that two phenomena that exert so pro-
found an influence on so many phases of human conduct
must have certain points of contact. The simplest kind
of interrelationship occurs where the gratification of erotic
desire is merely one of the life-values, which accordingly
like other life-values can be secured by an appropriate in-
tercourse with the extraordinary. Following the traditional
technique of his tribe, a Crow will seek a vision, where
a Bukaua mutters a 'spell and uses some magical charm.
But these procedures, employed for a hundred other pur-
poses, can obviously not be derived from a single, arbitrarily
selected motive for their application.
There are, however, a group of other facts adduced by the
adherents of the theory to prove the dependence of re-
ligious feeling on the sex instinct. I will follow the con-
venient summary provided by Mr. Thouless. It is asserted
that adolescence is preeminently the period of religious
conversion, hence religious experience is functionally re*
756 THE MAKING OF MAN
lated with the instinct that comes to maturity at this
period. Secondly, religion employs the language charac-
teristic of the expression of erotic passion. Finally, the
theory assumes a special concern of religion with the
suppression of normal sexual activity, and a compensatory
reaction against such asceticism.
Viewing the question primarily from the ethnological
angle, I find myself in substantial agreement with James
and Thouless in rejecting the evidence as ludicrously incc. in-
clusive for the attempted demonstration.13 Mystic experi-
ences are indeed commonly sought and secured at the :ige
of puberty but by no means exclusively so. Indeed, as
Dr. R. F. Benedict has proved, several of the Plains Indian
tribes regularly permitted the obtaining of a revelation in
mature middle age, sometimes to the exclusion of the
puberty fast.14 On the other hand, among the tribes of the
Great Lakes the experience considerably antedated what
could by the wildest stretch of the imagination be called
adolescence. Here, as everywhere, the psychological prob-
lem is complicated by the influence of cultural environment.
It is evidently a matter of social tradition whether the
religious thrill is looked for and obtained at seven, at
fifteen, or at forty. Hence, it might be argued that these
conventions artificially defer or accelerate the advent of
religious emotion that "naturally" comes with the ap-
proach of adolescence. But this would be an arbitrary asser-
tion pending empirical confirmation.
The argument from religious phraVeology seems weaker
still. It is true that a Crow visionary is greeted by his
patron with the words "I adopt you as my son," and the
associated ideas are undoubtedly those of the aid and pro-
tection the "son" is henceforth to receive from his "father."
But I am quite unable to see in this any adumbration
of an occult "father-complex." As James wisely remarks,
religious sentiment simply utilizes "such poor symbols
as our life affords," and he amply proves that digestive
and respiratory concepts serve the same purpose of
RELIGION 757
vivid representation as directly or indirectly amatory
ones. If we attach undue importance to the words used
by man in his groping for an adequate expression of his
thoughts and feelings, we may be driven to reduce the sex
instinct to that of nutrition when a lover "hungers" for the
sight of his sweetheart and charge him with a latent can-
nibalistic inclination which is at least improbable.
As for the repression and compensatory overindulgence
of the sex appetite, neither can be said to be characteristic
of primitive religion. Special phenomena, appearing in
restricted points of space and time, are here confounded
with the universal essence of religion. The same applies to
the orgies that are sometimes spectacular accompaniments
of ceremonialism; interesting specimens of the ideas that
may become associated with religious phenomena, they do
not as a rule touch the core of religion. That must be sought
where James looked for it, in "the immediate content of
the religious consciousness," and I quite agree that "few
conceptions are less instructive than this reinterpretation
of religion as perverted sexuality."
NOTES
1Lowic, 1919; p. 119 sq.; ibid., 1922, p. 339 sq.
2Talbot, pp. 21, 23, 25, 95, 225, 284. Shooter, pp. 174-183. Junod, ii,
PP- 377. 438, 444. 45<>, 466.
3 Bogoras, p. 415. Brown, pp. 129, 131, 176. Malo, pp. 50-53, 112.
Mariner, p. 262.
4 Parker, pp. 6, 8, 42-49. 59-
6 Parsons, 1922, p. 337 sq.
0 L. W. Benedict, pp. 10, 76 sq., 193 sq.
7 Smith and Dale, ii, p. 26 /. Spencer and Gillen, 1904, p. 601. Roth,
1897, p. 184. Reports of the Cambridge Expedition, v, pp. 196, 201 sq.
Erdland, p. i 55.
8Swanton, 1918, p. 59. Skinner, 1913, p. 52. Radin, 1923, p. 136 /.
9 Wisslcr, 1911, p. 29. Dixon, 1907, p. 457 sq. Boas, 1894, p. 246. Morice.
p. 218. Hearne, p. 313 sq. Parsons, 1922, p. 344.
10 Schmidt, 1913. Martius, i. pp. 390, 631. Koch-Griinberg, p. 181. Roth
I9I5> P- 312 /• Buschan, pp. 217, 360.
11 Brown, p. 94. Bleck and Lloyd, p. 76 /. Bogoras, p. 492. Jochelsof
1905-1908, p. 54; idem., 1910, p. 104.
12 Brown, p. 131. Bleek and Lloyd, p. 355.
13 James, p. n. Thouless, p. 130 sq.
14 R. F. Benedict, p. 49 sq.
VI
EVOLUTION OF ATTITUDES
EVOLUTION OF HUMAN SPECIES *
By ROBERT BR1FFAULT
IN the days when the theory of organic evolution was
a struggling heresy, the chief weight of prejudice against
which it had to contend had reference to the origin of the
human species. Darwin, in his first great exposition of the
theory, cautiously abstained from discussing its manifest
corollary. The co-discoverer of the principle of natural selec-
tion, Wallace, refused to apply it to the origin of the human
mind. Many who, in those days, yielded to the weight of
evidence as regards the continuity of living organization and
the gradual modification of structure, and were even ready
to admit its bearing on the origin of man's bodily structure*
thought they saw an unsurmountable obstacle in accounting
by the same process for the development of the mind of
man. Those doubts are now no longer a subject of dispute
among those whose judgment in the matter is of account.
Many psychologists would, at the present day, claim that
the principle of evolution has shed no less light over the
field of psychology than over that of biology, and that a
scientific psychology has, in truth, only become possible
since the fact has been apprehended that the human mind
is built upon a foundation of primal impulses common to
all forms of life, of instincts similar to those which shape
animal behavior.
In the complete and comparatively rapid triumph of
evolutionary science, the fact of the origin of the human
from the animal mind has, indeed, tended in general to be
taken somewhat too much for granted, and the manner in
which that momentous development has taken place has not
perhaps been the object of as much consideration and dis-
* Scicntia, June, 1927.
762 THE MAKING OF MAN
cussion as it deserves. Darwin's later work, in which he
showed that there are in the mental constitution of man
scarcely any aspects which have not their germ or analogues
in animal mentality, is still perhaps the most exhaustive
discussion of the subject. Beyond various suggestions as to
what may have been the most important factors in bring-
ing about the development of the human brain, such as
the adoption of the erect attitude, the adaptation of the
hand, the change from a frugivorous to a flesh diet, with
the consequent growth of ingenuity in the devising of
weapons and in social coordination, little has been added
by way of elucidating the most remarkable step in organic
evolution.
Without in any way suggesting a doubt as to its reality,
it must be admitted to a greater extent than is generally
done, that there is considerable weight in the objections
which were at one time urged against it. Between the mental
constitution of the rudest savages and that of any animal,
including the anthropoids, there is a wide gap, and that gap
consists of more than a difference in degree; it amounts to
a difference in kind. Primarily that difference depends upon
the conceptual character of human mentality. Of conceptual
thought and all that it implies, there is, in spite of the collec-
tions of anecdotes of "animal intelligence," no scrap of
evidence among animals. So competent and sympathetic an
authority as Professor Lloyd Morgan concluded that animals
are without any perception of relations, that their memory
is entirely of the desultory type, and that "the evidence now
before us is not sufficient to justify the hypothesis that any
animals have reached that stage of mental evolution at which
they are even incipiently rational." Quite recently Dr.
Kohler, working with chimpanzees in a semi wild condition
at Tenerife, has made what is probably the most exhaustive
and scientific study of the behavior and mentality of anthro-
poids. His results give a high idea of the intelligence of
the chimpanzee, but they, at the same time, bring out the
entire absence of any indication of conceptual mentality.
EVOLUTION OF ATTITUDES 763
The apes show ingenuity in solving practical problems, but
they "must have the factors for the solution of the problem
within visual range, for they seem to have a very limited
capacity of working with mental images." Upon that ca-
pacity of working by means of mental images, that is, upon
conceptual thought, depends human mentality and the
difference between it and the psychism of animals. Once
acquired it has rendered the difference an abysmal one. It
has not merely furnished more efficient means of solving
practical problems; it has transplanted mental life from
the sensory, and subconscious psychism of animals to a
medium of symbols, ideas, values, to a world which is not.
the creation of the individual, or inherited by him through
physiological processes, but is the transmitted legacy of a
social tradition. That mentality is dependent upon the per-
manent and undying social group, not upon the transitory
individual. Let the means of its transmission be abolished,
as in the uneducated deaf-mute, and the human individual
is not mentally distinguished from the animal; not only
does he lack the human instrument of intellect, but human
emotions, social sentiments and affections also. Evolutionary
development has, in the human species, been transferred
from organic elements physiologically inherited to social
tradition. It may be doubted whether the modern civilized
individual differs greatly as regards inherited capacities from
his ancestors of the Stone Age; the difference between sav-
agedom and civilization is not organic, but cultural. The
increase in our knowledge of ancient types of man has, in
some respects, accentuated rather than attenuated the abrupt-
ness of the transition from animality to humanity; the old-
est human remains and the tools associated with them
indicate a brain-capacity which is not markedly, if at all, in-
ferior to that of existing races.
The problem has, for the most part, been considered in
a false light; it has been regarded from the point of view
of the individual organism, whereas the human mind is
from the first essentially a social product. It is not so much
764 THE MAKING OF MAN
the result of structural and physiological characters, as of
the characters of social groups, of their constitution, of the
relations between their component individuals.
Conceptual thought, the feature of human mentality
towards which the bridge from animal psychism must of
necessity lead, depends in turn upon language; it is the
creation of the word. And language cannot, even in fully
evolved humanity, develop in the isolated individual; it is
the product of social relations, of particularly close and
extensive social relations. As Professor Carveth Read re-
marks, the development of language would not be possible
in a group consisting of a few individuals only, such as the
primordial "family" has been conceived.
The association of individuals is not a common feature
in the animal world. As in all else, the human interpreter
reads in his observations of animal life the condition of his
own. A great deal has been said concerning animal socie-
ties, animal families, "gregariousness." But apart from the
communities of insects, which are elaborately differentiated
reproductive groups and lie quite outside the line of evolu-
tion of the higher vertebrates, there is in the animal world
very little that is even analogous to social relations. Gregari-
ousness, the local aggregation of life, is not necessarily
association. Herding animals are of all the higher animals
the most devoid of social instincts; maternal care is with
them poorly developed, they are lacking in affection and
sympathy, they are the most stupid of quadrupeds, and are
in every respect greatly inferior to the solitary carnivores.
There is nowhere any evidence of concerted action and
social coordination. The romantic stories which were once
current concerning the constitution of communities of
beavers, of prairie-dogs, are known to be fables devoid of
all foundation. The nearest apparent approach to concerted
action is to be found in some packs of the dog-tribe. But it
is apparent only; there is no subordination of individual
to social aims. The animals are essentially solitary, pack-
formation being much more rare and temporary than is
EVOLUTION OF ATTITUDES 765
commonly supposed; and, as Dr. W. T. Hornaday remarks,
"they are the meanest brutes on earth." The only rudi-
ments of social groups in the animal kingdom are, with-
out exception, sexual and reproductive groups. Among all
mammals sexual association is, notwithstanding much sen-
timental inaccuracy to the contrary, for the most part very
slight and transient, and commonly altogether absent. Sepa-
ration and avoidance between the sexes, except during brief
pairing seasons, is much more conspicuous than associa-
tion. Among the apes social relations differ profoundly
from the anthropomorphic conceptions of them that have
been current. The orang-utan have no sexual association
at all; males and females do not cohabit. The only asso-
ciation is that of mother and offspring during the period
of the latter's immaturity. The gorilla lives in bands, often
of considerable size, in which, according to the latest and
most detailed observations, those of Prince William of
Sweden, sexucl segregation seems to obtain, females and
young forming one group, the males keeping apart. The
abundance of solitary males would seem to indicate that
the male population is a shifting one, and its aggregation
with the females, as with the orang, transient and variable.
There is no more cooperation among the primates than
there is among herding animals or rodents. Each indi-
vidual fends for himself. With one exception: the young
are dependent upon their mother, who devotes herself to
providing for them and defending them with an instinct
into which the reckless passion of the reproductive instinct
is transfused.
There is one known factor which establishes a profound
distinction between the constitution of the most rudimen-
tary human group and all other animal groups; and it has
reference precisely to that association of mother and off-
spring which is the sole form of true social solidarity
among animals. Throughout the class of mammals there
is a continuous increase in the duration *of that association,
which is the consequence of the prolongation of the period
766 THE MAKING OF MAN
of infantile dependence, and is correlated with a con-
comitant protraction of gestation and the advance in in-
telligence and social instincts. Among the unintelligent
herbivora the duration of gestation, which is always pro-
portional to the average weight of the animal, and must
for purposes of comparison be reduced to a common de-
nominator in this respect, is relatively brief. Infancy is
equally curtailed; the young can follow their mother a
few hours after birth, and are independent in a few weeks.
Among carnivora the duration of both gestation and de-
pendent infancy is greatly prolonged. That prolongation is
greater still in the anthropoids, and reaches its maximum in
the human species. A young orang-utan goes through the
same process of development, in a month, which a lion cub
accomplishes in a week, and which takes the human infant
a year. The lion cub is potentially independent when eight-
een months old, the anthropoid at about five years. At that
age many savage babies are still being suckled by their
mother, and puberty ceremonies generally take place
towards the age of twelve or thirteen. The association of
mother and offspring is among all animals, including the
apes, a temporary one, coming to an end when the young
reach sexual maturity. In the human group by the time
that one generation has become sexually mature, new gen-
erations have been added to the group. The association
between the younger generations, pronounced in all
primates, is greatly increased as regards solidarity in the
human group. From being a transitory association, it tends
to become a permanent one. The only analogue in the
animal world of the social relation, the association of
mother and offspring during the latter's infancy, becomes,
owing to the great prolongation of that infancy in the
human group, a lasting feature. The human individual
is permanently a member of a solitary social group.
Correlated with that circumstance is another equally
momentous, and deriving from the same cause. Retarded
development, prolonged immaturity imply the completion
EVOLUTION OF ATTITUDES 767'
of growth under the influence not of physiological heredity
alone, but of experience derived from the environment,
natural and social. Hence the superior intelligence, the "edu-
cability" of infantile carnivora as compared with precocious
herbivora, of the yet more infantile apes as compared with
other mammals. Infantile immaturity is not manifested
in the higher animals by any gross deficiency in organic
structure. The new-born carnivore, ape, human infant are
not, like the young of some lower vertebrates, larval forms;
they are anatomically and functionally, except in a few
minor details, perfect according to the pattern of their
parents. Their various systems of organs are complete as
in the adult, with only two exceptions: the reproductive
and the central nervous system. Reproductive development
is deferred till puberty. The structural development which
takes place during the period of infancy has, in a pre-
ponderant degree, reference to one organ only, the brain.
The precocity of the young of herbivores is the result of
the complete development of their central nervous system;
the infantility of carnivores, of apes, of the human infant
is proportionately correlated with the gradual development
of the elements of that system. "I have found," observes
Dr. Below, "that among animals that bring forth their
young in a condition of helplessness, such as man, the
dog, the cat, rat, mouse, rabbit, the development of ganglion-
cells is incomplete at the time of birth and even soon
after; whereas the horse, calf, sheep, guinea-pig show com-
pletely developed ganglion-cells in every part of the brain
almost always in the earlier periods of foetal life, invariably
before birth." That incompleteness of development is much
more pronounced in the human infant than in any other
mammalian young. The processes of the pyramidal cells in
the frontal cerebral Cortex have, in the sixth month of
intrauterine life, only one-fourth of their full development;
at birth only one-half. The growth of .the brain does not
consist, as does that of other tissues and organs, in the mul-
tiplication of its cells; these cease to multiply before any
768 THE MAKING OF MAN
other in the body, and their number is never added to.
The increase in the brain is exclusively the result of the
growth of processes and arborizations which are thrown out
by its developing cells, establishing various connections.
Although the brain is, relatively to the rest of the body,
larger and heavier at birth than in the adult, it grows after
birth more rapidly than any other organ. In the first three
months the body as a whole adds 20 per cent to its weight;
the brain adds nearly 90 per cent. In less than nine months
the weight of the brain is doubled, in three years it is trebled.
That growth is not, as in other tissues, nutritional and due
to cell-reproduction; it is entirely functional. It takes place
under the direct influence of experience, of education; if the
sense-organs, eyes, ears, be destroyed or functionless, the
corresponding brain-development does not take place. If
an infant be born prematurely the growth is accelerated.
Brain-development and intelligence are, then, dependent
upon retarded growth, the protraction of infantile imma-
turity. These, far more than the erect attitude or any other
specialized organic function, are the fundamental conditions
and determining factors of the development of human brain-
power. The question is sometimes mooted whether young
gorillas or chiiruanzees might not, by careful training,
be taught to speak. The difficulty in the way of such an
educational feat is that there is not sufficient time; the
brain of the young anthropoid grows too fast; it is formed,
it has lost its malleability before the time required for
such an education even in the human infant. In the human
species itself, the lower races are precocious as compared
with the higher, their development is completed and ar-
.tested earlier. The superiority of the white races is asso-
ciated with their slow individual development, their pro-
longed infantilism.
Those conditions of the functional development of the
brain are in turn correlated with, and inseparable from, the
increased permanency of the maternal group. With this
goes an increased strength of the ties o£ instinct that bind
EVOLUTION OF ATTITUDES 769
it, the maternal instinct, the filial instincts of dependence,
the social instincts which unite the members of the group.
It is under the influence of those instincts that the human
brain has developed. It is highly improbable that lan-
guage, upon which conceptual intelligence depends, has
developed in the first instance to express concepts, as a
device for the purpose of communicating ideas, of naming
objects. There can be little doubt that long before it was
put to such uses, language had already arisen as an ex-
pression of emotions and sentiments. Its germ lies not in
concepts, which are impossible without it, and are its
products, not its cause, but in emotional sounds. The pre-
cocious herbivores are mute even under the influence of
pain; carnivorous cubs yell, even when their belly is full,
if left alone; the anthropoid apes have a varied range of
emotional sounds. Language has its root in social senti-
ments; the favoring conditions for its development are the
same as those which confirm those sentiments and the soli-
darity of the group, and depend upon the educational pro-
traction of human development.
The transition from animality to humanity has, thus,
not solely consisted in structural changes, in the evolution
of an animal with a large brain. A merely large brain is not
necessarily a human brain. The differentiation of the human
species has been the evolution of a social group rendered
permanent by the prolonged infantile development of its
members under the protection of the maternal and social
instincts. It has from the first been a social rather than a
biological process. It has been rendered possible by the
gradual accentuation of given characters, by the slow ac-
cumulation of favoring predispositions; it has been, in short,
an evolution. But, like many steps in organic evolution, it
has been the crossing of a definite boundary-line. Once
beyond it, the course of the evolutionary process was turned
into a new channel; the very method of its operation was
changed. Its products became the products of a new entity,
the social c^oup; and a new heredity, the heredity of trans-
J7<> THE MAKING OF MAN
mittcd tradition, came to overshadow organic heredity. The
gulf between humanity and animality was established as
soon as the boundary-line was crossed. It is not established
by culture, but by the conditions of culture, by the per-
manency of the social group and its tradition. In many
parts of Europe evidence is found of primitive populations
as low in culture as any known race, or lower. With scarcely
any fashioned tools, they lived, as do animals, by gathering
available food, roots, shell-fish. The Romans knew of such
populations of naked European savages. Some of these,
coming into contact with Syrian travelers, with Roman
empire-builders, acquired in a generation or two a higher
culture, which became merged in that of barbaric Europe;
they are the not very remote ancestors of civilized Euro-
peans of the present day. Given the nexus of the permanent
social group, whose members feel themselves bound to-
gether by unseverable ties, intercommunicate by vocal signs,
inherit a group-tradition, it matters not that they are naked,
toolless, deviceless, brutal. They are essentially capable of
inheriting the elements of any human tradition, and stand
in that respect separated by an abysmal gulf from the
anthropoid, who is, maybe, only just on the other side of
the boundary-line. The conceptual tradition which every
individual acquires and which makes him human is a social
product; the essential conditions of the emergence of the
human species from animality have likewsie been, not
purely organic, but social.
COLLECTIVE REPRESENTATION IN PRIMI-
TIVES1 PERCEPTIONS AND THE MYSTICAL
CHARACTER OF SUCH*
By LUCIEN LEVY-BRUHL
BEFORE undertaking an investigation of the most general
laws governing collective representations among unde-
veloped peoples, it may be as well to determine what the
essential characteristics of these representations are, and
thus avoid an ambiguity which is otherwise almost inevitable.
The terminology used in the analysis of mental functions is
suited to functions, such as the philosophers, psychologists,
and logicians of our civilization have formulated and
defined. If we admit these functions to be identical in all
human aggregates, there is no difficulty in the matter; the
same terminology can be employed throughout, with the
mental reservation that "savages" have minds more like
those of children than of adults. But if we abandon this
position — and we have the strongest reasons for considering
it untenable — then the terms, divisions, classifications we
make use of in analyzing our own mental functions are
not suitable for those which differ from them; on the con-
trary, they prove a source of confusion and error. In study-
ing primitive mentality, which is a new subject, we shall
probably require a fresh terminology. At any rate it will be
necessary to specify the new meaning which some expres-
sions already in use should assume when applied to an
object differing from that they have hitherto betokened.
This is the case, for instance, with the term "collective
representations."
In the current parlance of psychology which classifies
* How Natives Thin\. London: George Allen & Unwin.
771
772 THE MAKING OF MAN
phenomena as emotional, motor, or intellectual, "represen-
tation" is placed in the last category. We understand by it
a matter of cognizance, inasmuch as the mind simply has
the image or idea of an object. We do not deny that in the
actual mental life every representation affects the inclinations
tnore or less, and tends to produce or inhibit some move-
ment. But, by an abstraction which in a great many cases
is nothing out of the ordinary, we disregard these elements
of the representation, retaining only its essential relation to
the object which it makes known to us. The representation is,
par excellence, an intellectual or cognitive phenomenon.
Tt is not in this way, however, that we must understand
the collective representations of primitives. Their mental
activity is too little differentiated for it to be possible to
consider ideas or images of objects by themselves apart from
the emotions and passions which evoke these ideas or are
evoked by them. Just because our mental activity is more
differentiated, and we are more accustomed to analyzing
its functions, it is difficult for us to realize by any effort of
imagination, more complex states in which emotional or
motor elements are integral parts of the representation. It
seems to us that these aie not really representations, and in
fact if we are to retain the term we must modify its meaning
in some way. By this state of mental activity in primitives
we must understand something which is not a purely or
almost purely intellectual or cognitive phenomenon, but a
more complex one, in which what is really "representation '
to us is found blended with other elements of an emotional
or motor character, colored and imbued by them, and there-
fore implying a different attitude with regard to the objects
represented.
Moreover, these collective representations are very often
acquired by the individual in circumstances likely to make
the most profound impression upon his sensibility. This is
particularly true of those transmitted at the moment when
he becomes a man, a conscious member of the social group,
the moment when the initiation ceremonies cause him to
EVOLUTION OF ATTITUDES 773
undergo new birth,1 when the secrets upon which the very
life of the group depends are revealed to him, sometimes
amid tortures which subject his nerves to the most severe
tests. It would be difficult to exaggerate the intense emotional
force of such representations. The object is not merely dis-
cerned by the mind in the form of an idea or image; accord-
ing to the circumstances of the case, fear, hope, religious awe,
the need and the ardent desire to be merged in one common
essence, the passionate appeal to a protecting power — these
are the soul of these representations, and make them at once
cherished, formidable, and really sacred to the initiated. We
must add, too, that the ceremonies in which these represen-
tations are translated into action, so to speak, take place
periodically; consider the conscious effect of the emotional
excitement of witnessing the movements which express
them, the nervous exaltation engendered by excessive fa
tiguc, the dances, the phenomena of ecstasy and of possession
— in fact everything which tends to revive and enhance the
emotional nature of these collective representations. At an\
time during the intervals between the occurrences of these
ceremonies, whenever the object of one of these representa-
tions once more arises in the consciousness of the "primi-
tive," even should he be alone and in a calm frame of mind
at the moment, it can never appear to him as a colorless and
indifferent image. A wave of emotion will immediately
surge over him, undoubtedly less intense than it was during
the ceremonies, but yet strong enough for its cognitive aspect
to be almost lost sight of in the emotions which surrouad it.
Though in a lesser degree, the same character pertains to
other collective representations — such, for instance, as those
transmitted from generation to generation by means of
myths and legends, and those which govern manners and
customs which apparently are quite unimportant; for if
these customs are respected and enforced, it is because the
collective representations relating to them are imperative and
something quite different from purely* intellectual phe-
nomena.
774 THE MAKING OF MAN
The collective representations of primitives, therefore,
differ very profoundly f~om our ideas or concepts, nor are
they their equivalent either. On the one hand, as we shall
presently discover, they have not their logical character. On
the other hand, not being genuine representations, in the
strict sense of the term, they express, or rather imply, not
only that the primitive actually has an image of the object
in his mind, and thinks it real, but also that he has some
hope or fear connected with it, that some definite influence
emanates from it, or is exercised upon it. This influence is
a virtue, an occult power which varies with objects and
circumstances, but is always real to the primitive and forms
an integral part of his representation. If I were to express
in one word the general peculiarity of the collective repre-
sentations which play so important £ part in the mental
activity of undeveloped peoples, I should say that this mental
activity was a mystic one. In default of a better, I shall make
use of this term — not referring thereby to the religious mys-
ticism of our communities, which is something entirely dif-
ferent, but employing the word in the strictly defined sense
in which "mystic" implies belief in forces and influences and
actions which, though imperceptible to sense, are never-
theless real.
In other words, the reality surrounding the primitives is
itself mystical. Not a single being or object or natural phe-
nomenon in their collective representations is what it ap-
pears to be to our minds. Almost everything that we perceive
therein either escapes their attention or is a matter of indif-
ference to them. On the other hand, they see many things
there of which we are unconscious. For instance, to the
primitive who belongs to a totemic community, every animal,
every plant, indeed every object, such as the sun, moon, and
stars, forms part of a totem, and has its own class and sub-
class. Consequently, each individual has his special affinities,
and possesses powers over the members of his totem, class
and sub-class; he has obligations towards them, mystic rela-
tions with other totems, and so forth. Even in communities
EVOLUTION OF ATTITUDES ?]$
where this form does not exist, the group idea of certain
animals (possibly of all, if our records were complete) ia
mystic in character. Thus, among the Huichols, "the birds
that soar highest ... are thought to see and hear everything,
and to possess mystic powers, which are inherent in their
wing and tail feathers." These feathers, carried by the sha*
man, "enable him to see and hear everything both above
and below the earth ... to cure the sick, transform the dead,
call down the sun, etc." 2 The Cherokees believe that fishes
live in companies like human beings, that they have their
villages, their regular paths through the waters, and that
they conduct themselves like beings endowed with reason.8
They think, too, that illness — rheumatic affections in particu-
lar— proceed from a mystic influence exercised by animals
which are angry with the hunters, and their medical practices
testify to this belief.
In Malaya and in South Africa the crocodile, and in other
places the tiger, leopard, elephant, snake, are the object of
similar beliefs and practices, and if we recall the myths ot
which animals are the heroes, in both hemispheres, there is
no mammal or bird or fish or even insect to which the most
extraordinary mystic properties have not been attributed
Moreover, the magic practices and ceremonies which,
among nearly all primitive peoples, are the necessary accomi
paniment of hunting and fishing, and the sacrificial rites
to be observed when the quarry has been killed, are suffi-
ciently clear testimony to the mystic properties and powers
which enter into the collective representation relating to
the animal world.
It is the same with plant life. It will doubtless suffice to
mention the intichiuma ceremonies described by Spencer
and Gillen, designed to secure, in mystic fashion, the normal
reproduction of plants — the development of agrarian rites,
corresponding with the hunting and fishing ceremonial, in
all places where primitive peoples depend wholly or partly
on the cultivation of the soil for their subsistence — and
lastly, the highly unusual mystic properties ascribed to
77^ THE MAKING OF MAN
sacred plants, as, for instance, the soma in Vedic India, and
the hiJ(uli among the Huichols.
Again, if we consider the human body, we shall find that
each organ of it has its own mystic significance, as the wide-
spread practice of cannibalism and the rites connected with
human sacrifices (in Mexico, for instance) prove. The heart,
liver, kidney, the eyes, the fat, marrow and so on, are
reputed to procure such and such an attribute for those who
feed on them. The orifices of the body, the excreta of all
kinds, the hair and nail-parings, the placenta and umbilical
cord, the blood, and the various fluids of the body, can all
exercise magic influences.4 Collective representations at-
tribute mystic power to all these things, and many wide-
spread beliefs and practices relate to this power. So, too, cer-
tain parts of plants and animals possess peculiar virtues.
"Badi is the name given to the evil principle which . . .
attends (like an evil angel) everything in his life. . . . Von de
Wall describes it as the 'enchanting or destroying influence
Nvhich issues from anything; for example, from a tiger which
one sees, from a poisonous tree which one passes under,
from the saliva of a mid dog, from an action which one has
performed/"5
Since everything that exists possesses mystic properties,
and these properties, from their very nature, are much more
important than the attributes of which our senses inform us,
the difference between animate and inanimate things is not
of the same interest to primitive mentality as it is to our own.
As a matter of fact, the primitive's mind frequently dis-
regards it altogether. Thus rocks, the form or position of
which strike the primitive's imagination, readily assume
a sacred character in virtue of their supposed mystic power.
Similar power is ascribed to the rivers, clouds, winds.
Districts in space, direction (the points of the compass), have
mystic significance. When the Australian aborigines as-
semble in large numbers, each tribe, and each totem of a
tribe, has its own place, a place assigned to it by virtue of
its mystic affinity with a particular spatial region. Facts of
EVOLUTION OF ATTITUDES 777
a similar nature have been noted in North America. I shall
not lay any stress on the rain, lightning, or thunder, the
symbols of which play so important a part in the religious
ceremonies of the Zuiii, the Australian aborigines, and all
aggregates where a prolonged drought is a serious menace
to the very existence of the group. Finally, in Loango, the
soil "is something more to the Bafioti than the scene upon
which their lives are played out. There is in the ground, and
there issues from it, a vital influence which permeates
everything, which unites the present and the past. . . . All
things that live owe their powers to the soil. . . . The people
regard their land as a fief from their god ... the ground i«
sacred." ° The same belief obtains among the North Ameri-
can Indians, who consider it sacrilege to till the ground, for
by so doing they would run a risk of offending the mystic
power and drawing down dire calamities upon themselves.
Even things made, and constantly used, by man have
their mystic properties and can become beneficent: or terrify-
ing according to circumstances. Gushing, who had lived
among the Zunis, had made them adopt him, and whose un-
usual versatility of mind led him finally to think like them,
says that they, "no less than primitive peoples generally,
conceive of everything made . . . whether structure or uten-
sil or weapon, ... as living ... a still sort of life, but as potent
and aware nevertheless and as capable as functioning not
only obdurately and resistingly, but also actively and power-
fully in occult ways, either for good or for evil. As for living
things, they observe, every animal is formed, and acts or
functions according to its form — the feathered and winged
bird flying, because of its feathered form, the furry four-
footed animal running and leaping, and the scaly and finny
fish swimming. ... So the things made or born in their spe-
cial forms by the hands of man also have life and functions
variously according to their various forms." Even the differ-
ences in the claws of beasts, for example, are supposed to
make the difference between the hugging of the bear and the
clutching of the panther. "The forms of these things not only
J7^ THE MAKING OF MAN
give their power, but also restrict their power, so that if
properly made, that is made and shaped strictly as other
things of their kind have been made and shaped, the) will
perform only such safe uses as their prototypes have been
found to serve." It is therefore of the utmost importance
that they shall be faithfully reproduced, so that one may
not have to fear the unknown "powers" which a fresh form
might possess.7
In this way, according to Gushing, we can account for
the extraordinary persistence of the same forms among
primitive peoples, including even the most minute details
of the ornamentation with which they decorate the prod-
ucts of their industries and arts. The Indians of British
Guiana, for instance, "show extraordinary skill in many
of the things they manufacture but they never improve
upon them. They make them exactly as their fathers did
before them."8 This is not, as we have been told, merely
the result flf habit, and of a spirit of conservatism peculiar
to these peoples. It is the direct result of active belief in the
mystic properties of the things, properties connected with
their shape, and which can be controlled through this, but
which would be beyond the power of man to regulate, if
there were the slightest change of form. The most apparently
trifling innovation may lead to danger, liberate hostile
forces, and finally bring about the ruin of its instigator and
*ll dependent upon him.
In the same way, any change effected by manual labor
in the state of the soil, building, digging, mining, the mak-
ing of a pavement or the demolition of a building, or even
a slight modification in its shape by the addition of a wing,
may be the cause of the greatest misfortunes.
"Should any one fall suddenly ill and die," says De Groot,
"his kindred arc immediately ready to impute the cause
to somebody who has ventured to make a change in the
established order of things, or who has made an improve-
ment in his own property. . . . Instances are by no means rare
of their having stormed his house, demolished his furniture,
t EVOLUTION OF ATTITUDES fi§
assailed his person. . . . No wonder Chinamen do not repair
their houses until they are ready to fall and become un-
inhabitable." 9 The steeple to be placed on the Catholic
church in Pekin raised such a storm of protestation that the
erection of it had to be abandoned. This mystic belief is
ultimately associated with that which the Chinese call the
jungshui. But we find similar instances in other places.
Thus, in the Nicobar Isles, "some of the chief men of Mus,
Lapati, and Kenmai came and requested me to postpone
fixing the beacon until the arrival of their people from
Chowra, for they said that in consequence of this new
work, and of a tree that had been felled down by Mr.
Dobie in their graveyard, near the object, the sea was an-
noyed and had caused high wind and big surf, until they
supposed that their friends would be drowned at sea." 10
In Loango, "the stranger who goes away must not de-
molish his buildings or lay waste his plantations, but leave
them just as they are. That is the reason why the natives
protest when Europeans take down whole houses which
they had built, to transport them elsewhere. The corner-
stones and pillars at least should not be taken out of the
ground — It is even forbidden to carry away the trunks
of trees, 10 make excavations for mines, and so forth. A
contractor exposes himself to serious trouble if, consulting
his own wishes, he is so presuming as to make a new path,
even if much shorter and more convenient than the one in
use," xl This i& not mere misoneism, the dislike of any change
which breaks established custom. With the old road, they
know how matters stand, but they are ignorant of the un-
foreseen consequences, possibly calamitous, which might
ensue upon the abandonment of it and the opening up of
a fresh one. A road, like everything else, has its own peculiar
mystic properties. The natives of Loango say of an aban-
doned path that it is "dead." To them, as to us, such an
expression is metaphorical, but in their case it is fraught
with meaning. For the path, "in active existence," has its
secret powers, like houses, weapons, stones, clouds, plants,
780 THE MAKING OF MAN
animals, and men — in short, like everything of which the
primitive has a group idea. "All things have an invisible ex-
istence as well as a visible one," say the Igorots of the
Philippine Islands.12
From these facts and many similar ones which we might
quote, we can draw one conclusion: primitives perceive
nothing in the same way as we do. The social milieu, which
surrounds them, differs from ours, and precisely because
it is different, the external world they perceive differs from
that which we apprehend. Undoubtedly they have the same
senses as ours — rather more acute than ours in a general
way, in spite of our persuasion to the contrary — and their
cerebral structure is like our own. But we have to bear in
mind that which their collective representations instill into
all their perceptions. Whatever the object presented to their
minds, it implies mystic properties which are inextricably
bound up with it, and the primitive, in perceiving it, never
separates these from it.
To him there is no phenomenon which is, strictly speak-
ing, a physical one, in the sense in which we use the term.
The rippling water, the whistling wind, the falling rain,
any natural phenomenon whatever, a sound, a color — these
things are never perceived by him as they are by us, that is,
as more or less compound movements bearing a definite
relation to preceding and to subsequent movements. His per-
ceptive organs have indeed grasped the displacement of a
mass of material as ours do; familiar objects are readily
recognized according to previous experience; in short, all
the physiological and psychological processes of perception
have actually taken place in him as in ourselves. Its result,
however, is immediately enveloped in a state of complex
consciousness, dominated by collective representations.
Primitives see with eyes like ours, but they do not perceive
with the same minds. We might almost say that their per-
ceptions are made up of a nucleus surrounded by a layer
of varying density of representations which are social in
their origin. And yet such a simile seems somewat clumsy
EVOLUTION OF ATTITUDES 78*
and inexact, for the primitive has not the least feeling o{
such a nucleus and surrounding layer; it is we who sepa^
rate them; we, who by virtue of our mental habits cannot
help distinguishing them. To the primitive the complex
representation is still undifferentiatcd.
The profound difference which exists between primitive
mentality and our own is shown even in the ordinary per-
ception or mere apprehension of the very simplest things.
Primitive perception is fundamentally mystic on account
of the mystic nature of the collective representations which
form an integral part of every perception. Ours has ceased to
be so, at any rate with regard to most of the objects which
surround us. Nothing appears alike to them and to us. For
people like ourselves., speaking the language familiar to us,
there is insurmountable difficulty in entering into their
way of thinking. The longer we live among them, the more
we approximate to their mental attitude, the more do we
realize how impossible it is to yield to it entirely.
It is not correct to maintain, as is frequently done, that
primitives associate occult powers, magic properties, a kind
of soul or vital principle with all the objects which affect
their senses or strike their imagination, and that their per-
ceptions arc surcharged with animistic beliefs. It is not a
question of association. The mystic properties with which
things and beings are imbued form an integral part of the
idea to the primitive, who views it as a synthetic whole.
It is at a later stage of social evolution that what we call
a natural phenomenon tends to become the sole content of
perception to the exclusion of the other elements, which thei*
assume the aspect of beliefs, and finally appear superstitions.
But as long as this "dissociation" does not take place, per-
ception remains an undifferentiated whole. We might call
it "polysynthetic," like words in the languages spoken by
certain primitive peoples.
In the same way, we shall find ourselves in a blind
alley, whenever we propound a question in such terms as:
How would the primitive's mind explain this or that natural
/82 THEMAKINGOFMAN
phenomenon? The very enunciation of the problem implies
a false hypothesis. We are supposing that his niind appre-
hends these phenomena like our own. We imagine that he
simply perceives such facts as sleep, dreaming, illness, death,
the rise and decline of the heavenly bodies, rain, thunder,
etc., and then, stimulated by the principle of causality, tries
to account for them. But to the mentality of undeveloped
peoples, there are no natural phenomena such as we under-
stand by the term. Their mentality has no need to seek an
explanation of them; for the Explanation is implied in the
mystic elements of the collective representations of them.
Therefore problems of this nature must be inverted. What
we must seek is not the logical process which might have
resulted in the interpretation of phenomena, for this men-
tality never perceives the phenomenon as distinct from the
interpretation; we must find out how the phenomenon be-
came by degrees detached from the complex in which it first
found itself enveloped, so that it might be apprehended
separately, and how what originally was an integral part
of it should later on have become an "explanation."
ii
The very considerable part played by collective represen-
tations in the primitive's perceptions does not result alone
in impressing a mystic character upon them. The same cause
leads to another consequence, and these perceptions are
accordingly oriented differently from our own. In that which
our perceptions retain, as well as in that which is disregarded,
the chief determining factor is .the amount of reliance that
we can place upon the unvarying reappearance of phe-
nomena in the same given conditions. They conduce to
effect the maximum "objective" validity, and, as a result, to
eliminate everything prejudicial or merely unnecessary to
this objectivity. From this standpoint, too, primitives do not
perceive as we do. In certain cases where direct practical
interests are at stake, we undoubtedly find that they pay
great attention to, and arejpften very skillful in detecting
EVOLUTION OF ATTITUDES 783
differences in, impressions which are very similar, and in
recognizing external signs of objects or phenomena, upon
which their subsistence, and possibly even their lives, depend.
(The shrewdness of the Australian aborigines in finding
and profiting by the dew which has fallen during the
night,13 and other similar facts, are an example of this.)
But, even setting aside that which these fine perceptions owe
to training and memory, we still find that in most cases
primitives' perceptive powers, instead of tending to reject
whatever would lessen objectivity, lay special stress upon
the mystic properties, the occult forces of beings and phe-
nomena, and are thus oriented upon factors which, to us,
appear subjective, although to primitives they are at least
as real as the others. This characteristic of their perceptions
enables them to account for certain phenomena, the "ex-
planation" of which, when based solely upon mental or
logical processes in the individual, does not appear adequate,
It is a well-known fact that primitives, even members of
communities which are already somewhat advanced, regard
artificial likenesses, whether painted, carved, or sculptured,
as real, as well as the individual they depict. "To the Chi-
nese," says De Groot, "associations of images with beings
actually becomes identification, both materially and psy-
chically. An image, especially if pictorial or sculptured, and
thus approaching close to the reality, is an alter ego of the
living reality, an abode of the soul, nay it is that reality itself.
. . . Such intense association is, in fact, the very backbone of
China's inveterate idolatry and fetish-worship." 14 In support
of this statement, De Groot gives a long series of tales
which seem wholly incredible, but which Chinese authors
find perfectly natural. A young widow has a child by a
clay statue of her husband; portraits are endued with life;
a wooden dog starts running; paper animals, horses, for
instance, act exactly like living animals; an artist, meeting
a horse of a certain color in the street, recognizes it as n
work of his. . . . From these the transition to customs which
are very general in China is an easy one. . . . Such customs aj
784 THEMAKINGOFMAN
placing upon the tombs of the dead miniature figures of
animals, burning paper money there, for instance.
In North America, the Mandans believe that the portraits
taken by Catlin are alive like their subjects, and that they
rob these oi part of their vitality. It is true that Catlin is
inclined to draw a long bow, and his stories must be taken
with a grain of salt. In this respect, however, the beliefs
and sentiments he attributes to the Mandans are exactly what
we find noted elsewhere in similar circumstances. "I know,"
says one man, "that this man put many of our buffaloes in
his booJ^, for I was with him, and we have had no buffaloes
since to eat, it is true." ls
"They pronounced me the greatest medicine-man in the
world," writes Catlin, "for they said I had made living beings
— they said they could see their chiefs alive in two places —
those that I had made were a little alive — they could see their
eyes move — could see them smile and laugh, and that if they
could laugh, they could certainly speak, if they should try,
and they must therefore have some life in them." 16 There-
fore, most Indians refused him permission to take their
likenesses. It would be parting with a portion of their own
substance, and placing them at the mercy of any one who
might wish to possess the picture. They are afraid, too,
of finding themselves faced by a portrait which, as a living
thing, may exercise a harmful influence.
"We had placed," say the Jesuit missionaries, "images
of St. Ignatius and St. Xavier upon our altar. They regarded
them with amazement; they believed them to be living
persons, and asked whether they were ondaqui (plural form
of wa\an, supernatural beings), in short, that which they
recognize as superior to humanity. They inquired whether
the tabernacle were their dwelling, and whether these on-
daqui used the adornments which they saw around the
altar."17
In Central Africa, too, "I have known natives refuse to
enter a room where portraits were hanging on the walls,
because of the masol(a souls which were in them." 18 The
EVOLUTION OF ATTITUDES 785
<ame author tells the story of a chief who allowed himself
to be photographed, and who, several months later, fell ill.
In accordance with his request, the negative had been sent
to England, and "his illness was attributed to some accident
having befallen the photographic plate."
Thus the similitude can take the place of the model, and
possess the same properties. In Loango, the followers of a
certain eminent wonder-worker used to make a wooden
image of their master, imbued it with "powers," and gave
it the name of the original. Possibly even they would ask
their master to make his own substitute, so that after his
death, as well as during his life, they could use it in perform-
ing their miracles.19 On the Slave Coast, if one of twins hap-
pens to die, the mother ". . . to give the spirit of the deceased
child something to enter without disturbing the survivor, car-
ries about, with the latter, a little wooden figure, about seven
or eight inches long, roughly fashioned in human shape, and
of the sex of the dead child. Such figures are nude, as an
infant would be, with beads around the waist." 20 With
reference to the Bororo of Brazil we read "they begged
Wilhelm most earnestly not to let the women see the
drawings he had made of the bull-roarers; for the sight of
the drawings would kill them as the real things would." 21
Many similar instances had already been collected b/
Tylor.22
Are these to be explained from a purely psychological
point of view, as is so frequently the case, by the associa-
tion of ideas? Must we say, with De Groot, that it is im-
possible for them to distinguish a mere resemblance from
identity, and admit that primitives suffer from the same illu-
sions as the child who believes her doll to be alive? First
of all, however, it is difficult to decide whether the child
herself is quite sure of it. Perhaps her belief is part of the
game and at the same time sincere, like the emotions of
grown-up people at the theater, shedding real tears about
misfortunes which they nevertheless kno^V to be but feigned,
On the contrary, it is impossible to doubt that the primi-
786 THE MAKING OF MAN
fives' beliefs which I have just mentioned are serious; their
actions prove it. How then can a portrait be "materially
and psychically" identified with its original? To my mind,
it is not on account of a childish trust in analogy, nor from
mental weakness and confusion; it is not due to a nai've
generalization of the animist theory, either. It is because, in
perceiving the similitude, as in looking at the original, tradi-
tional collective representations imbue it with the same
mystic elements.
If primitives view the pictured resemblance differently
Irom ourselves, it is because they view the original other-
Wise also. In the latter we note its objective and actual
characteristics, and those only: the shape, size, and propor-
tions'of the body; the color of the eyes; the facial expression,
and so forth; we find these reproduced in the picture, and
there too, we find these alone. But to the primitive, with
his perceptions differently oriented, these objective features,
if he apprehends them as we do, are neither the only ones
nor the most important; most frequently, they are but the
symbols or instruments of occult forces and mystic
powers such as every being, especially a living being, can
display. As a natural consequence, therefore, the image of
such a being would also present the mingling of character-
istics which we term objective and of mystic powers. It will
live and prove beneficial or malevolent like the being it re-
produces; it will be its surrogate. Accordingly we find that
the image of an unknown — and consequently dreaded —
object often inspires extraordinary dread. "I had," says
Father Hennepin, "a pot about three feet high shaped like
a lion, which we used for cooking our food in during the
voyage. . . . The savages never ventured to touch it with their
hands unless they had previously covered them with
beaver skins. They imparted such terror of it to their wives
that the latter had it fastened to the branches of a tree, for
otherwise they would not have dared to sleep or even enter
the hut if it were inside. We wished to make a present of it
to some of the chiefs, but they would neither accept it nor
EVOLUTION OF ATTITUDES 787
make use of it, because they feared that it concealed some evil
spirit which mignt have killed them." 23 We know that
these Indians in the valley of the Mississippi had never be-
fore seen a white man, or a lion, or a cooking utensil. The
likeness of an animal they did not know awakened in
them the same mystic fears that its appearance among
them would have done.
This identification which appears so strange to us must,
therefore occur naturally. It does not arise out of gross,
mental hallucination or childish confusion of ideas. As soon
as we realize how primitives view entities, we see that they
view reproductions of them in exactly the same way. If their
perceptions of the originals cearcd to be mystic, their
images would also lose their mystic properties. They would
no longer appear to be alive, but would be what they are to
our minds — merely material reproductions.
In the second place, primitives regard their names as
something concrete and real, and frequently sacred. Here
are a few of the many proofs of it.
"The Indian regards his name, not as a mere label, but
as a distinct part of his personality, just as much as are
his eyes or his teeth, and believes that injury will result as
surely from the malicious handling of his name as from a
wound inflicted on any part of his physical organism. This
belief was found among the various tribes from the Atlantic
to the Pacific." 24 On the East African coast, "there is a
real and material connection between a man an^ his name,
and,.. by means of the name injury may be done to the
man. ... In consequence of this belief the name of the king
... is always kept secret. ... It appears strange that the birth-
name only, and not alias, should be believed capable ol
carrying some of the personality of the bearer elsewhere . . ,
but the native view seems to be that the alias does not reall)
belong to the man." 25
Accordingly all kinds of precaution^ become necessary.
A man will avoid uttering his own name 26 and the names
of others, while the names of the dead, above all, will never
788 THE MAKING OF MAN
be pronounced; very frequently, too, even ordinary words
in which the name of a dead person is implied will fall
into desuetude. Alluding to a name is the same thing a?
laying hands on the very person or being that bears the
name. It is making an attack upon him, outraging his in-
dividuality, or again, it is invoking his presence and fon>
ing him to appear, a proceeding which may be fraught
with very great danger. There are excellent reasons, there-
fore, for avoiding such a practice. "When they (the
Santals) are hunting and see a leopard or a tiger they will
always call the attention of their companions to the fact
by calling out *a cat,' or some similar name." 27 With the
Cherokees, too, "it is never said that a person has been
bitten by a snake, but that he has been 'scratched by a
brier.' In the same way, when an eagle has been shot for
a ceremonial dance, it is announced that ca snow-bird has
been killed,' the purpose being to deceive the rattlesnake
or eagle spirits which might be listening."28 The War-
ramunga, instead of mentioning the snake Wollunqua by
its name when speaking of it, call it Urfyilu nappaurima,
"because," say they, "if they were to call it too often by
its right name, they would lose their control over it, and
it would come out and eat them all up." 20
At the beginning of a fresh epoch in his life — at his initi-
ation, for instance — an individual receives a new name, and
it is the same when he is admitted to a secret society. A
town changes its name to indicate that it is commencing
a new era; Yedo becomes Tokyo.80 A name is never a
matter of indifference; it implies a whole series of relation-
ships between the man who bears it and the source whence
it is derived. "A name implies relationship, and conse-
quently protection; favor and influence are claimed from
the source of the name, whether this be the gens or the
vision. A name, therefore, shows the affiliation of the indi-
vidual; it grades him, so to speak."81 In British Columbia,
"names, apart from the staz or nickname, are never used
as mere appellations to distinguish one person from an-
EVOLUTION OF ATTITUDES 789
other, as among ourselves, nor do they seem to have been,
used ordinarily as terms of address. They are primarily
terms of relation or affiliation, with historic and mystic
reference. They were reserved for special and ceremonial
occasions. The ordinary terms of address among the Salish
tribes, as among other primitive peoples, were those ex-
pressive of age."32 With the Kwakiutl, "each clan has 4
certain limited number of names. Each individual has
only one name at a time. The bearers of these names form
the nobility of the tribe. When a man receives the totem
of his father-in-law, he at the same time receives his name,
while the father-in-law gives up the name, and takes what
is called 'an old man's name/ which does not belong to the
names constituting the nobility of the tribe." 33 Finally De
Groot notes that "the Chinese have a tendency to identify
names with the persons who bear them, a tendency which
may be classed on a level with their inability, already illus-
trated by numerous instances, of clearly discriminating be-
tween semblances or symbols and the realities which these
tall to mind." 34
This last comparison seems perfectly correct, to my mind,
and I think, as De Groot does, that the same cause may
account for both tendencies. This cause is not to be found
in a childish association of ideas, however. It is in the col-
lective representations which form an integral part of
their perception of the likeness and the name which be-
tokens them. The reality of the similitude is of the same
kind as that of the original — that is, essentially mystic, and
it is the same with the reality of the name. The two cases
are alike except in one point — that which appeals to the
sight in the first case, appeals to the hearing in the second,
but otherwise the process is identical. The mystic prop-
erties in the name are not separated from those in the
being they connote. To us the name of a person, an animal,
a family, a town, has the purely external significance of a
label which allows us to discern without any possibility
of confusion who the person is, to what species the animal
790 THE MAKING OF MAN
belongs, which family and which town it is. To the primi-
tive, however, the designation of the being or object, which
seems to us the sole function of the name, appears a mere
accessory and of secondary importance; many observers
expressly state that that is not the real function of the
name. To make up for this, there are very important
functions of which our names are deprived. The name ex-
presses and makes real the relationship of the individual
with his totemic group; with the ancestor of whom he is
frequently a reincarnation; with the particular totem or
guardian angel who has been revealed to him in a dream;
with the invisible powers who protect the secret societies
'o which he belongs, etc. How does this arise? Evidently
because beings and objects do not present themselves to the
primitive's mind apart from the mystic properties which
these relations involve. As a natural consequence, names
derive their characteristic from the characteristics of these
same beings and objects. The name is mystic, as the repro-
duction is mystic, because the perception of things, oriented
differently from our own, through the collective represen-
tations, is mystic.
We can therefore extend also to names Cushing's acute
reflections, already quoted, with regard to the forms of ob-
jects. Names condition and define the occult powers of the
beings who participate in them. Hence are derived the
feelings and fears they awaken, and the precautions to which
these fears lead. The problem is not to discover how the
simple term "is associated" with mystic elements which are
never separable from it in the minds of primitives. What
is given is the ensemble of collective representations of a
mystic nature expressed by the name. The actual problem is
lo ascertain how these collective representations become
gradually impaired and dissociated, how they have assumed
the form of "beliefs" less and less closely "attached" to
the name, until the moment arrives when, as with us, it
serves but as a distinctive designation.
The primitive is, as we know, no less careful about his
EVOLUTION OF ATTITUDES 7<J/
shadow than he is about his name or his counterfeit present*
ment. If he were to lose it he would consider himself
hopelessly endangered. Should it come into the power of
another, he has everything to dread. Folklore of all coun*
tries has made us familiar with facts of this kind; we
shall cite but a few of them only. In the Fiji Islands, as in
many places inhabited by people of a similar stage of
development, it is a mortal insult to walk upon anybody
else's shadow. In East Africa, murders are sometimes com-
mitted by means of a knife or nail thrust through the
shadow of a man; if the guilty person is caught in the act
he is executed forthwith. Miss Kingsley, in reporting this
fact, shows clearly to what extent the West African negroes
dread the loss of their shadow. "It strikes one as strange,"
she writes, "to see men who have been walking, say,
through forest or grass land, on a blazing hot morning
quite happily, on arrival at a piece of clear ground of a
village square, most carefully go round it, not across, and
you will soon notice that they only do this at noon-
time, and learn that they fear losing their shadow. I asked
some Bakwiri 1 once came across who were particularly
careful in this matter, why they were not anxious about
losing their shadows when night came down and they
disappeared in the surrounding darkness, and was told
that was all right, because at night all shadows lay down
in the shadow of the Great God, and so got stronger.
Had I not seen how strong and how long a shadow, be it
of man or tree or of the great mountain itself, was in the
early morning time?"85
De Groot notes similar precautions in China. "When
the lid is about to be placed on the coffin, most of the
bystanders, not belonging to the nearest kindred, retire
a few steps, or even make off for the side apartments, as it
is dangerous to health and detrimental to good luck to
have one's shadow enclosed in a coffin." 86 What then is
the shadow? It is not the exact equivalent of what we
call the soul; but it is of the nature of the soul, and where
792 THE MAKING OF MAN
the soul is represented as multiple, the shadow (according
to Miss Kingsley) is sometimes one of the souls. On his
side, De Groot says: "We find nothing in the books of
China which points positively to identification of shadows
and souls." 37 But, on the other hand, ghosts have no shad-
ows. And De Groot concludes by saying that "the shadow
is a part of the personality which has an immense influence
on his destiny," a characteristic which applies equally, as
we have seen, to a person's picture or his name.
I shall therefore refer it to the same theory. If we ask
ourselves: how has the primitive come to associate with
the idea of his shadow beliefs which we find to be almost
universal? we might reply by an ingenious explanation,
and one which would be psychologically probable, but it
would be unsound, because the problem cannot be pro-
pounded in such terms as these. To enunciate it thus would
be to imply that the idea of his shadow to the primitive
is the same as to us, and the rest is superimposed. Now it
really is nothing like that. The perception of the shadow,
is of the body itself, like that of the image or the name,
is a mystic perception, in which that which we properly
call the shadow — the design upon the ground of a figure
which recalls the form of a being or object lighted from
the opposite side — is only one element among many. We
have not to discover how the perception of the shadow has
been placed in juxtaposition or united with such and such
a representation: these indeed form an integral part of the
perception, so far as we can trace it in past observations.
For this reason I should be prepared to take up a counter-
position to that of De Groot. "The Chinese," he says, "are
even to these days without ideas of the physical causation
of shadows. . . . They must needs see in a shadow something
more than a negation of light." 88 1, on the contrary, should
say: the Chinese, having a mystic perception of the shadow,
as participating in the life and all the properties of the
tangible body, cannot represent it as a mere "negation of
light." To be able to see a purely physical phenomenon
EVOLUTION OF ATTITUDES 793
in the production of the shadow, it would be necessary to
have an idea of such a phenomenon, and we know that
such an idea is lacking to the primitive. In undeveloped
communities, there is no perception unaccompanied by
mystic qualities and occult properties, and why should the
shadow be any exception?
Finally, the same considerations apply equally to an-
other class of phenomena — dreams — which occupy an im-
portant place in the primitive mind. To primitives the
dream is not, as it is to us, simply a manifestation of mental
activity which occurs during sleep, a more or less orderly
series of representations to which, when awake, the dreamer
would give no credence, because they lack the conditions
essential to objective validity. This last characteristic,
though it does not escape the primitives, seems to interest
them but slightly. On the other hand, the dream, to them,
is of far greater significance than to us. It is first a percept
as real as those of the waking state, but above all, it is a
prevision of the future, a communication and intercourse
with spirits, souls, divinities, a means of establishing a
relation with their own special guardian angel, and even
of discovering who this may be. Their confidence in the
reality of that which the dream makes known to them
is very profound. Tylor, Frazer, and the representatives
of the English school of anthropology have brought to-
gether a vast number of facts which bear witness to this,
collected by investigators of primitive peoples of the most
diverse types. Shall I, too, quote some? In Australia "some-
times a man dreams that some one has got some of his
hair or a piece of his food, or of his possum rug, or indeed
anything almost that he has used. If he dreams this several
times he feels sure of it and calls his friends together, and
tells them of his dreaming too much about 'that man,' who
must have something belonging to him. . . . Sometimes na-
tives only know about having their fat taken out by remem-
bering something of it as in a drearn."89
That which to us is perception is to him mainly the
794 THE MAKING OF MAN
communication with spirits, souls, invisible and intangible
mysterious powers encompassing him on all sides, upon
which his fate depends, and which loom larger in his
consciousness than the fixed and tangible and visible ele-
ments of his representations. He has therefore no reason
to depreciate the dream, and consider it as a subjective
and dubious representation, in which he must place no
trust. The dream is not a form of inferior and illusory
perception. On the contrary, it is a highly favored form,
one in which, since its material and tangible elements are
at a minimum, the communication with invisible spirits
and forces is most direct and most complete.
This accounts for the confidence which the primitive has
in his dreams, a confidence which is at least as great as
that he accords his ordinary perceptions. It accounts also
for his seeking after means of procuring dreams which shall
be revelatory and, among the North American Indians,
for instance, for the whole technique of securing the sin-
cerity and validity of dreams. Thus the young man, ar-
rived at the age of initiation, who is going to try and see
in a dream the animal which will be his guardian angel,
his personal totem, has to prepare himself for this purpose
by carrying out a series of observances. "He first purifies
himself by the impi or steam bath, and by fasting for a
term of three days. During the whole of this time, he
avoids women and society, is secluded in his habits and
endeavors in every way to be pure enough to receive a
revelation from the deity whom he invokes" . . . then he
subjects himself to various tortures "until the deities have
vouchsafed him a vision or revelation."40
This, too, accounts for the deference and respect shown
to dreamers, seers, prophets, sometimes even to lunatics.
A special power of communicating with invisible reality,
that is, a peculiarly privileged perception, is attributed to
them. All these well-known facts naturally result from the
orientation of the collective representations which obtains
in primitive peoples, and which endows with mysticism
EVOLUTION OF ATTITUDES 795
both the real world in which the "savage" dwells, and his
perception of it.
in
Further differences between the primitives' perception
and our own arise out of this mystic character. To us one
of the essential signs by which we recognize the objective
validity of a perception is that the being or phenomenon
perceived appears to all alike under the same conditions.
If, for instance, one person alone among a number present
hears a certain sound repeatedly, or sees an object close
by, we say that he or she is subject to delusions, or has a
hallucination. Leibniz, Taine, and many others have insisted
upon the agreement between the subjects who are perceiv-
ing as a means of distinguishing between real "and imag-
inary phenomena." Current opinion on this point, too,
is wholly on the side of the philosophers. With the primi-
tives, on the contrary, it constantly happens that beings
or things manifest themselves to certain persons to the ex-
clusion of others who may be present. No one is aston-
ished at this, for all regard it as perfectly natural. Howitt
writes, for instance: "Of course, the Ngarang was invisible
to all but the wirarap (medicine-man)."41 A young medi-
cine-man in training, who is telling of his initiation, re-
marks: "After that I used to see things that my mother
could not see. When out with her I would say, 'Mother,
what is that out there yonder?' She used to say, 'Child,
there is nothing.' These were the jir (or ghosts) which I
began to see."4" The aborigines observed by Spencer and
Gillen think that during the night the sun visits the place
where it arises in the morning, "and that it might actually
be seen at night times by ... clever medicine-men, and
the fact that it cannot be seen by ordinary persons only
means that they are not gifted with sufficient power, and
not that it is not; there." 43 In their case, qs with many other
aggregates of the same stage of development, the medicine-
man extracts from the body of the sufferer a small object
796 THE MAKING OF MAN
only visible to the operator. "After much mysterious search-
ing he finds and cuts the string which is invisible to every
one except himself. There is not a doubt amongst the
onlookers as to its having been there."44 In the form of
witchcraft which the Australian aborigines called "point-
ing the death bone," a complicated series of operations
Would be carried on without any one's perceiving them.
"The blood of the victim, in some fashion which is unper-
ceived, flows from him to the medicine-man, and thence
to the receptacle where it is collected; at the same time, by
a corresponding movement a bone, a magic stone proceeds
from the body of the sorcerer to the body of his victim —
still invisibly — and, entering there, induces a fatal malady." 45
We find the same beliefs in Eastern Siberia. "In the
Alarsk department of the Government of Irkutsk ... if any
one's child becomes dangerously ill, the Buryats . . . believe
that the crown of his head is being sucked by Onokhoi, a
small beast in the form of a mole or cat. . . . No one except
the shaman can see this beast." 4G
In North America, among the Klamaths of Oregon, the
J(iuJ(s (medicine-man) who is called to treat a case of dis-
ease must consult the spirits of certain animals. "Such
persons only as have been trained during five years for
the profession of conjurers can see these spirits, but by them
they are seen as clearly as we see the objects around us." 4T
"Dwarfs can be seen only by those initiated into the mys-
teries of witchcraft."48 Among the Tarahumares "large
serpents, which only the shaman can see, are thought to
live in the rivers. They have horns and very big eyes."49
"The great Hikuli" (a sacred plant personified) "eats with
the shaman, who alone is able to see him and his com-
panions."50 In one of the Huichol ceremonies, the heads
of the does are placed with the heads of the bucks, because
they, too, have horns, "though only the shaman sees
them."51
All such phenomena are to be expected if it be true that
the perception of_ primitives is oriented differently from
EVOLUTION OF ATTITUDES 797
our own, and not preeminently concerned, as ours is, with
the characteristics of the beings and manifestations which
we call objective. To them the most important properties
of the beings and objects they perceive, are their occult
powers, their mystic qualities. Now one of these powers
is that of appearing or not appearing in given circum-
stances. Either the power is inherent in the subject who
perceives, who has been prepared for it by initiation, or
else holds it by virtue of his participation in some superior
being, and so on. In short, mystic relations may be estab-
lished between certain persons and certain beings, on ac-
count of which these persons are exclusively privileged
to perceive these beings. Such cases are analogous to the
dream. The primitive, far from regarding the mystic per-
ception in which he has no part, as suspect, sees in it, as
in the dream, a more precious, and consequently more
significant communication with invisible spirits and forces,
IV
Conversely, when collective representations imply the
presence of certain qualities in objects, nothing will per-
suade the primitives that they do not exist. To us, the
fact that we do not perceive them there is decisive. It
does not prove to them that they are not there, for possibly
it is their nature not to reveal themselves to perception, or
to manifest themselves in certain conditions only. Conse-
quently, that which we call experience, and which decides,
as far as we are concerned, what may be admitted or not
admitted as real, has no effect upon collective representa-
tions. Primitives have no need of this experience to vouch
for the mystic properties of beings and objects: and for
the same reason they are quite indifferent to the disappoint-
ments it may afford. Since experience is limited to what is
stable, tangible, visible, and approachable, in physical reality,
it allows the most important of all, the occult powers, to
escape. Hence we can find no example of the non-success
of a magic practice discouraging those who believe in it*
798 THE MAKING OF MAN
Livingstone gives an account of a prolonged discussion
which he had with the rain-makers, and ends by saying:
"I have never been able to convince a single one of them
that their arguments are unsound. Their belief in these
'charms' of their« is unbounded." 62 In the Nicobar Islands,
"the people in all the villages have now performed the
ceremony called tanangla, signifying either 'support' or 'pre-
vention.' Its object is to prevent illness caused by the north
cast monsoon. Poor Nicobarese! They do the same thing
year after year, but to no effect." °3
Experience is peculiarly unavailing against the belief in
the virtues of "fetishes" which secure invulnerability: a
Tnethod of interpreting what happens in a sense which
favors the belief is never lacking. In one case an Ashanti,
having procured a fetish of this kind, hastened to put it
to the proof, and received a gunshot wound which broke
his arm. The "fetish man" explained the matter to the
satisfaction of all, saying that the incensed fetish had that
moment revealed the reason to him. It was because the
young man had had sexual relations with his wife on a
forbidden day. The wounded man confessed that this was
true, and the Ashantis retained their convictions.64 Du
Chaillu tells us that when a native wears an iron chain
round his neck he is proof against bullets. If the charm
is not effectual, his faith in its remains unshaken, for then
he believes that some maleficent wonder-worker has pro-
duced a powerful "counter-spell," to which he falls a vie
tim.55 Elsewhere he says: "As I came from seeing the
king, I shot at a bird sitting upon a tree, and missed it. I
had been taking quinine, and was nervous. But the negroes
standing around at once proclaimed that this was a fetish-
bird, and therefore I could not shoot it. I fired again, and
missed again. Hereupon they grew triumphant in their
declarations, while I ... loaded again, took careful aim, and
to my own satisfaction and their dismay, brought my bird
down. Immediately they explained that I was a white man,
EVOLUTION OF ATTITUDES 799
and not entirely amenable to fetish laws; so that I do not
suppose my shot proved anything to them after all." 6C
It is the same in Loango. "I had been presented," writes
Pechuel-Loeschc, "with a very fine collar, made of hair
from the tail of an elephant . . . and adorned with teeth
from a sea-fish and a crocodile. These teeth were to pre-
serve me from any danger connected with water. ... It fre-
quently happened that my boat was upset when I was
crossing the bar, and one day I had great difficulty in
reaching the shore. I was told quite seriously that it was the
teeth alone that had saved me, for without them my swim-
ming powers would not have sufficed to help me clear the
heavy breakers. / was not wearing the collar, but its efficacy
was in no manner of doubt from that fact." 67 The fetish
and the medicine-man always have the last word.
Primitive man, therefore, lives and acts in an environ-
ment of beings and objects, all of which, in addition to
the properties that we recognize them to possess, are en«
dued with mystic attributes. He perceives their objective
reality mingled with another reality. He feels himself sur-
rounded by an infinity of imperceptible entities, nearly
always invisible to sight, and always redoubtable: ofttimes
the souls of the dead are about him and always he is en-
compassed by myriads of spirits of more or less defined
personality. It is thus at least that the matter is explained
by a large number of observers and anthropologists, and
they make use of animistic terms to express this. Frazer
has collected many instances which tend to show that this
phenomenon obtains everywhere among undeveloped peo-
ples.88 Is it necessary to quote some of them ? "The Oraon's
imagination tremblingly wanders in a world of ghosts.
Every rock, road, river, and grove is haunted." ... Some-
times, too, there are "malignant spirits." C9 Like the Santals,
Mundas, and the Oraons of the Chota-Nagpur, "the Kadars
believe themselves to be compassed about by a host of
invisible powers, some of whom are thought to be the spirits
of departed ancestors, while others seem to embody nothing
80O THE MAKING OF MAN
more definite than the vague sense of the mysterious and
uncanny with which hills, streams, and lonely forests in-
spire the savage imagination. ... Their names are legion,
and their attributes barely known."80 In Korea, "spirits
occupy every quarter of heaven and every foot of earth.
They lie in wait for a man along the wayside, in the trees,
on the rocks, in the mountains, valleys, and streams. They
keep him under a constant espionage day and night....
They are all about him, they dance in front of him, follow
him, fly over his head and cry out against him from the
earth. He has no refuge from them even in his own
house, for there they are plastered into or pinned on the
walls or tied to the beams Their ubiquity is an ugly
travesty of the omnipresence of God." C1 In China, accord-
ing to the ancient doctrine, "the universe is filled up in all
its parts with legions of shen and \ivei. . . . Every being and
every thing that exists is animated either by a shen, or by
a J(wcit or by a shen and a \wei together."02 With the
Fang of East Africa "spirits are everywhere; in rocks, trees,
forests, and streams; in fact, for the Fang, this life is one
continual fight against spirits corporal and spiritual."63
"In every action of his daily life," writes Miss Kingsley,
"the African negro shows you how he lives with a great,
powerful spirit world around him. You will see him before
starting out to hunt or fight rubbing medicine into his
weapons to strengthen the spirits within them, talking
to them the while; telling them what care he has taken of
them, reminding them of the gifts he has given them,
though these gifts were hard for him to give, and begging
them in the hour of his dire necessity not to fail him.
.You will see him bending over the face of a river talking
to its spirit with proper incantations, asking it when it
meets a man who is an enemy of his to upset his canoe,
or drown him, or asking it to carry down with it some
turse to the village below which has angered him." 64
Miss Kingsley lays great stress upon the homogeneity
of the African native's representations of everything. "The
EVOLUTION OF ATTITUDES 8oi
African mind naturally approaches all things from a spiritual
point of view ... things happen because of the action of
spirits upon spirit."65 When the doctor applies a remedy
"the spirit of the medicine works upon the spirit of the
disease." The purely physical effect is beyond the power
of conception unless it be allied with the mystic influence.
Or rather, we may say that there is no really physical
influence, there are only mystic ones. Accordingly it h
almost impossible to get these primitives to differentiate,
especially when it is a case of an accusation of murder
through the practice of witchcraft, for instance. Here is a
typical case. "I explain to my native questioner," says
Nassau, "that if what the accused has done in fetish rite
with intent to kill, had any efficiency in taking away life,
I allow that he shall be put to death; if he made only
fetishes, even if they were intended to kill, he is not guilty
of this death, for a mere fetish cannot kill. But if he used
poison, with or without fetish, he is guilty.
"But even so," adds Nassau, "the distinction between
a fetish and a poison is vague in the thought of many
natives. What I call a 'poison' is to them only another
material form of a fetish power, both poison and fetish
being supposed to be made efficient by the presence of
an adjuvant spirit."00 This means that to their minds the
mere fetish kills as certainly as the poison does. More
certainly even; for the poison kills only by virtue of a
mystic power of which, in certain circumstances, it may be
deprived. The idea of its physical properties, which is so
clear to the European mind, does not exist for the African.
We thus have good authority for saying that this men-
tality differs from our own to a far greater extent than the
language used by those who are partisans of animism
would lead us to think. When they are describing to us
a world peopled by ghosts and spirits and phantoms fot
primitives, we at once realize that beliefs of this kind have
not wholly disappeared even in civilized countries. With-
out referring to spiritualism, we recall the ghost stories
802 THE MAKING OF MAN
ivhich are so numerous in our folklore, and we are tempted
to think that the difference is one of degree only. Doubtless
such beliefs may be regarded in our communities as a sur-
vival which testifies to an older mental condition, formerly
much more general. But we must be careful not to see in
them a faithful, though faintly outlined, reflection of the
mentality of primitives. Even the most uneducated mem-
bers of our societies regard stories of ghosts and spirits
as belonging to the realm of the supernatural: between
such apparitions and magical influences and the data fur-
nished by ordinary perception and the experience of the
broad light of day, the line of demarcation is clearly
defined. Such a line, however, does not exist for the primi-
tive. The one kind of perception and influence is quite
as natural as the other, or rather, we may say that to him
there are not two kinds. The superstitious man, and fre-
quently also the religious man, among us, believes in a
twofold order of reality, the one visible, palpable, and sub-
ordinate to the essential laws of motion; the other invisible,
intangible, "spiritual," forming a mystic sphere which en-
compasses the first. But the primitive's mentality does not
recognize two distinct worlds in contact with each other,
and more or less interpenetrating. To him there is but
one. Every reality, like every influence, is mystic, and con-
sequently every perception is also mystic.
NOTES
1 Vide ch. viii, pp. 352-353, How Natives Thinly, by author.
2 C. Lumholtz, Unknown Mexico, ii, pp. 7-8.
8 J. Mooncy, "The Sacred Formulas of the Cherokee,*' E. B. Rept., vii,
P- 375-
4 K. Th. Preuss, "Der Ursprung der Religion und Kunst," Globus, Ixxxvi,
p, 20; Ixxxvii, p. 19.
5 W. W. Skcat, Malay Magic, p. 427.
6 Dr. Pechuel-Loeschc, Die Loango-Expedition, iii, 2, pp. 194 et seq.
'P. H. Gushing, "Zum Creation Myths," E. B. Rept., xiii, pp. 361-363.
8Bernau, Missionary Labours in British Guiana, p. 46 (1847).
9 The Religious System of China, i, p. 1041.
*° Solomon, "Diaries Kept in Cap Nicobar," /. A. /., xxxii, p. 230.
11 Dr. Pechuel-Loesche, Die Loango-Expeditton, iii, 2, pp. 209-212.
12 Jenks, The Bontoc leorot, p. 196 (Manila, 1905).
EVOLUTION OF ATTITUDES So;,
18 Eyre, Journals of Expeditions of Discovery into Central Australia, ii,
p. 247.
14 ]. ]. M. de Groot, The Religious System of China, ii, pp. 340-355.
15Catlin, The North American Indians, i, pp. 122-123 (Edinburgh,
1903).
i« Ibid.
17 Ed. Thwaites, Relations des Jesuits, v, p. 256 (1633).
18 Hethcrwick, "Some Animistic Beliefs of the Yaos," /. A. /., xxxii, pp.
89-90.
19 Dr. Pechuel-Loesche, Die Loango-Expedition, iii, 2, pp. 378-379
(1907).
20 A. B. Ellis, The Yornba-Spcaking Peoples, p. 80.
21 K. von den Stcinen, Unter den Naturvdlkjern Zentral-Brasilicns, p.
386.
22 Ptimttit'f Culture, ii, pp. 169 et seq.
23 L. Hennepm, Nouveau Voyage de I'Amerique Septentrional e, pp. 366'
367-
24 ]. Mooney, "The Sacred Formulas of the Cherokees," E. B. Rept., vii,
P. 343-
25 A. B. Ellis, The Ewe-Speaking Peoples, pp. 98-99.
26 Rivers, The Todas, p. 627.
27 Bodding, "On Taboo Customs Amongst the Santals," Journal of th\
Asiatic Society of Bengal, iii, p. 20 (1898).
28 ]. Mooney, The Sacred Formulas of the Cherokees, p. 352.
29 Spencer and Gillcn, The Northern Tribes of Central Australia, p. 227.
30 Chamberlain, Things Japanese, p. 344 (1902).
31 Dorscy, "Siouan Cults," E. B. Rept., xi, p. 368.
32 Hill Tout, "Ethnology of the Statlum H of British Columbia," /. A. /.,
xxxv, p. 152.
33 F. Boas, "The Northwestern Tribes of Canada," Reports of the Brit-
ish Association, p. 675 (1898).
34 The Religious System of China, i, p. 212.
35 Mary Kingsley, West African Studies, p. 176.
36 ]. ]. M. de Groot, The Religious System of China, i, pp. 94, 210.
37 /£/</., ii, p. 83.
38 Ibid., ii, p. 83.
39 Howitt, "On Australian Medicine-Men," /. A. I., xvi, i, pp. 29-30.
40 Dorsey, "Siouan Cults," E. B. Rept., xi, pp. 436-437.
41 Howitt, "On Some Australian Medicine-Men," /. A. I., xvi. i, p. 42,
42 Ibid., p. 50.
43 The Native Tribes of Central Australia, pp. 561-562.
44 Ibid., p. 532.
45 W. E. Roth, Ethnological Studies Among the N. W. Central Queens >
land Aborigines, No. 264.
46 V. Mikhailovski, Shamanism in Siberia and European Russia, analyzed
in /. A. /., xxiv, p. 99; cf. p. 133.
47 A. Gatschct, The Klamath Language, p. xcviii.
48 Ibid., p. xcix.
49 C. Lumholtz, Unknown Mexico, i, p. 340.
™lbid., p. 372.
61 Idem., Symbolism of the Huichol Indians, p. 68.
804 THE MAKING OF MAN
02 Missionary Travels, pp. 24-25 (1857).
58 Solomon, "Diaries Kept in Cap Nicobar," /. A. /., xxxii, p. 213.
54 Bowditch, Mission to Ashanti, p. 439.
55 Explorations and Adventures in Equatorial Africa, p. 338.
**IMd., p. 179.
57 Die Loan go-Expedition, iii, 2, p. 352.
08 The Golden Bough (2nd edit.), iii, pp. 41 ct seq.
59Riiley, Tribes and Castes of Bengal, ii, pp. 143-145.
60 Ibid., i, p. 369.
61 G. H. Jones, "The Spirit Worship in Korea," Transactions of the Korea
Branch of the Royal Asiatic Society, ii, i, p. 58.
*2 J. J. M. De Groot, The Religious System of China, iv, p. 51.
/l3 Bennett, "Ethnographical Notes on the Fang," /. A. /., xxix, p. 87.
84 West African Studies, p. no.
**lbid., p. 330.
•6 Fetichism in West Africa, p. 263.
THE SCIENCE OF CUSTOM*
THE BEARING OF ANTHROPOLOGY ON CONTEMPORARY THOUGHT
By RUTH BENEDICT
ANTHROPOLOGY is the study of primitive peoples — a state-
ment which helps us to understand its bearing on contem-
porary thought as Uttle as if, in the time of Copernicus, we
had defined astronomy as the study of the stars, or biology,
in the time of Darwin, as the science of bugs. It was not
facts about stars that made astronomy suddenly of first-
class importance, but that — quite casually, as it were — the
Copernican scheme placed the earth, this planetary scene
of human life, in a perspective of such infinitesimal insig-
nificance. In much the same way the significance of amhro-
pology to modern thought does not lie in any secrets that
the primitive has saved for us from a simpler world, with
which to solve the perplexities of this existence. Anthro-
pology is not a search for the philosopher's stone in 3
vanished and golden age. What anthropologists find in the
study of primitive people is a natural and well-nigh inex-
haustible laboratory of custom, a great workshop in which
to explore the major role it has played in the life-history of
the world.
Now custom has not been commonly regarded as a sub-
ject of any great moment. It is not like the inner workings
of our own brains, which we feel to be uniquely worthy
of investigation. Custom, we have a way of thinking, is
behavior at its most commonplace. As a matter of fact, it
is the other way around. Traditional custom, taken the
world over, is a mass of detailed behavior more astonishing
than any one person can ever evolve fn personal acts no
* This article was published in The Century Magazine, April, 1929.
So6 THE MAKING OF MAN
matter how aberrant. Yet that is a rather trivial aspect of
die matter. The fact of first-rate importance is the predomi-
nant role that custom plays in experience and in belief. No
man ever looks at the world with pristine eyes. He sees it
edited by a definite set of customs and institutions and ways
of thinking. Even in his philosophical probings he cannot
go behind these stereotypes; his very concepts of the true
and the false will still have reference to the structure of his
particular traditional customs. John Dewey has said in all
seriousness that the part played by custom in shaping the
behavior of the individual as over against any way in which
he can affect traditional custom, is as the proportion of the
total vocabulary of his mother tongue over against those
words of his own baby talk that are taken up into the
vernacular of his family. There is no social problem it is
more incumbent upon us to understand than that of the
rdle of custom in our total life. Until we arc intelligent as
to the laws and the varieties of customs, the main complicat-
ing facts of human life will remain to us an unintelligible
book.
The first concern of the anthropologist is always for an
understanding of this affair of custom: how each society
comes to be possessed of whole systems of it, how it is stabi-
lized, cross-fertilized, how it is inculcated into all the mem-
bers of the group among whom it flourishes. In other words,
the business of the anthropologist is with the great idea-
tional systems of language, social organization and religion
of which every people on earth finds itself possessed, and
which are passed on to every child as it is born into the
group, but of which no child born in any other territory
could ever achieve the thousandth part.
This matter of culture, to give it its anthropological term
— that complex whole which includes all the habits acquired
by man as a member of society — has been late in claiming
scientific attention. There are excellent reasons for this.
Any scientific study requires first of all that there be no
preferential weighting of one or another of the items in
EVOLUTION OF ATTITUDES 807
the series it selects for its consideration. Anthropology was
therefore by definition impossible as long as those old distinc-
tions between ourselves and the barbarian, ourselves and
the pagan, held sway over people's minds. It was necessary
first to arrive at that degree of sophistication where one no
longer set his belief over against his neighbor's superstition,
and it is worth considering that it is barely one hundred
years ago that any one took his superstitious neighbors
seriously enough to include them in any general purview
of serious belief.
In the second place, custom did not challenge the attention
of social theorists, because it was the very stuff of their own
thinking. We do not see the lens through which we look,
Precisely in proportion as it was fundamental, it was auto-
matic, and had its existence outside the field of conscious
attention. The custom of greeting a guest by an array of
weeping women who sit in his lap and embrace him, may
not need more or less psychological elucidation than the
handshake, but it communicates the necessary shock, and
the subject of the handshake will remain unexplored long-
after we have mustered our efforts toward the understand-
ing of the tears-greeting. We have only to admit alien cus-
toms to the same rank in regulating human nature that
ours have for us, and we are perpetually galvanized into
attention.
It is not fair to lay our blindness to custom wholly to the
fact that it is closer to us than breathing. Primitive people
are sometimes far more conscious of the role of cultural
traits than we are, and for good reason. They have had
intimate experience of different cultures, and we have not.
White civilization has standardized itself over most of the
globe. We have never seen an outsider unless he is already
Europeanized. The uniformity of custom, of outlook, seems
convincing enough, and conceals from us the fact that it
is after all an historical accident. All our observation rein-
forces the testimony of our easy assent to the familiar, and
we accept without any ado the equivalence of human.
to8 THEMAKINGOFMAN
nature and of our own cultural standards. But many primi-
tives have a different experience. They have seen their
religion go down before the white man's, their economic
system, their marriage prohibitions. They have laid down
the one and taken up the other, and are quite clear and
sophisticated about variant arrangements of human life.
If they talk about human nature, they do it in plurals, not
in the absolute singular, and they will derive dominant
characteristics of the white man from his commercial in-
stitutions, or from his conventions of warfare, very much
after the fashion of the anthropologist. If civilized Euro-
peans have been especially dense to the scientific implica-
tions of custom, it has been not only because their own
customs were too familiar to be discernible, and because
they resisted the implication that their culture belonged
to a series that included the customs of lesser people, but
also because the standardization of their own culture over
the globe has given an illusion of a world-wide uniform
human behavior.
What is it that anthropologists have to say about this
matter of custom ? In the first place, it is man's distinguish-
ing mark in the animal kingdom. Man is the culture-mak-
ing animal. It is not that insects, for instance, do not have
complex cultural traits like the domestication of plants and
animals, political organization, division of labor. But the
mechanism of transmission makes them contrast sharply
with man's particular contribution of traditionally learned
behavior. Insect society takes no chances; the pattern of
the entire social structure is carried in the cell structure of
each individual ant, so that one isolated individual can
automatically reproduce the entire social order of its own
colony just as it reproduces the shape of antennae or of
abdomen. For better or worse, man's solution has been at
the opposite pole. Not one item of his tribal social organiza-
tion, of language, of his local religion, is carried in his geri|i-
cell. His whole centuries-evolved civilization is at the mercy
of any accident of time and space. If he is taken at birth to
EVOLUTION OF ATTITUDES 809
anoiher continent, it will be the entire set of cultural traits
of the adoptive society that he will learn, and the set that
was his by heredity will play no part. More than this, whole
peoples in one generation have shaken off their patterns,
retaining hardly a residual vestige, and have put on the
customs of an alien group.
What is lost in nature's guarantee of safety, is made up
in the advantage of greater plasticity. The human animal
does not, like the bear, have to wait to grow himself a
polar coat before he can adapt himself to the arctic; he
learns to sew himself a coat and put up a snow house. It
is a direct corollary of this difference in the mechanism of
human culture that, as Professor W. M. Wheeler tells us,
ant societies have been stable for sixty-five million years,
and human societies are never to-morrow what they are
to-day.
Anthropology has no encouragement to offer to those who
would trust our spiritual achievements to the automatic
perpetuation of any selected hereditary germ-plasms. Cul-
ture, it insists, is not carried in that fashion for the human
race. We cannot trust any program of racial purity. It is a
significant fact that no anthropologist has ever taught, along
with so many popular theorists, that high civilization is
bound up with the biological homogeneity of its carriers.
Race is a classification based on bodily form, and the par-
ticular cultural behavior of any group is strikingly inde-
pendent of its racial affiliations. We must accept all the
implications of our human inheritance, one of the most
important of which is the small scope of biologically trans-
mitted behavior, and the enormous role of the cultural
process of the transmission of tradition.
There is another analogy with the animal world which
has to be laid aside in the study of culture: no less than the
idea of evolution. The modern anthropologist at this point
is only throwing in his lot with the psychologist and the
historian, emphasizing the fact that the order of events in
which they all deal in common is best studied without the
8lO THE MAKING OF MAN
complications of any attempted evolutionary arrangement.
The psychologist is not able to demonstrate any evolutionary
series in the sensory or emotional reactions of the individuals
he studies, and the historian is not helped in the reconstruc-
tion of Plantagenet England by any concept of the evolution
of government; just as superfluous for him also, the an-
thropologist insists, is any scheme of cultures arranged
according to an ascending scale of evolution.
Since the science of anthropology took shape in the years
when the "Origin of Species" was still new, it was inevitable
that there should have been this attempt to arrange human
societies from this point of view. It was simplicity itself.
At the summit of the ascent was placed our own culture,
to give meaning and plan to all that had preceded; to the
lowest rungs was relegated by hypothesis all that was most
different from this consummation; and the intermediate
steps were arranged as these two fixed points suggested. It
is important to insist that there was never any argument
from actual chronology; even in cases where it could have
been ascertained, it was not considered of such importance
that it could compete with the a priori hypothesis. In this
way the development of art, religion and marriage institu-
tions was classically charted. It is a monument to the force
of a theory that asked no proof other than its own con-
viction.
Now if there is no positive correlation between culture
and an evolutionary scheme, is there any order and arrange-
ment of any kind in the diversity of human customs? To
answer this question it is necessary to go back to funda-
mentals, to man's equipment of basic responses to environ-
ment. These responses, as anthropologists see them, are
mere rough sketches, a list of bare facts; but they are hints
that may be illimitably fertile. They are focal centers which
any peoples may ignore, or which they may make the
starting point of their most elaborated concepts. Let us
take, for instance, the example of adolescence. Adolescence
is a necessary biological fact for man and for his animal
EVOLUTION OF ATTITUDES 8ll
forebears, but man has used it as a spring-board. It may
be made the occasion for the major part of the ritual the
group practices; it may be ignored as completely as Mar-
garet Mead has recently shown that it is in Samoa. It may
be seen, as among the African Masai, as one item of an
elaborate crisis ceremonialism that institutionalizes not only
adolescence but provides, for instance, a ceremony for put-
ting the father on the shelf after his son has attained young
manhood. It may be, on the other hand, a magic occasion
that will, in after life, give back as from a mirror every
technique that is practiced at this time. So a girl will pick
each needle carefully from a pine-tree that she may be
industrious, or a boy will race a stone down the mountain
that he may be swift of foot. The rites may be limited to
the young girls, or, it may be, to the boys; the period may
be marked with horror and with torture, it may be a
consecration to the gods. It is obvious that the physical fact
of adolescence is only the touch to the ball of custom, which
then follows grooves of thought not implied in the original
impetus.
What these grooves are we can sometimes account for
out of the cultural history of a people; more often we can
only record the facts. We know that traits that have once
found themselves in company are likely to maintain that
association quite apart from any intrinsic fitness in their
nature. So bone head-scratchers and the pursuit of a super-
natural vision may go hand in hand over a continent, and
the absence of foot-gear may coincide with carved door-
posts.
What we do know is that there is no one of the bare
reactions of the human animal that may not be selected
by some people for a position in the very forefront of its
attention and be elaborated past belief. It may be that the
economic facts of life, as for instance the buffalo herds o'
the Todas of India, may be singled out; and the whole life
of the people may turn on the ritual, of perpetuating and
renewing the sacred pep, the soured milk saved by the
8t2 THEMAKINGOFMAN
Todas from day to day as the continuum of their culture,
and used to hasten the next day's souring. The dairymen are
the priests, anointed and sacrosanct, the holy of holies is
the sacred cow bell. Most of the taboos of the people have
to do with the infinite sacredness of the milk.
Or a culture may, instead, elaborate an item of the social
organization. All people over the earth recognize some for-
bidden degrees within which marriage may not take place.
These are alike only in the common idea of incest; the
degrees themselves differ entirely. In a large part of tfre
world you may marry only one variety of own cousin, say
your mother's brother's daughter, and it is incest to marry
the other variety, say your father's sister's daughter. But
however unreasonable the distinctions may seem from our
point of view, some concept of forbidden degrees all men
have, and animals, it seems, have not. Now this idea has
been taken up by the aborigines of Australia and made the
basis of a social system that knows no restraint in the
elaboration of its favorite pattern. Not satisfied with stipulat-
ing one cousin group within which, and no other, one must
find a mate, certain of these tribes have heaped the incest
taboos on lineages, on local groups, on all who participate
with them in certain ceremonies, until even in the specified
cousin group there is no one who is not touched by some
one of the taboos. Quite in keeping with the violence of
their obsession with this detail of social organization, they
are accustomed to visit death upon any one who transgresses
the fantastic rules. Do they pull themselves together before
they have reached the point of tribal suicide and reject their
overgrown anti-social rulings? No, they get by with a
subterfuge. Young men and women may escape together
to an island which is regarded as asylum. If they succeed
in remaining in seclusion until the birth of a child, they
may return with no more than a formalized drubbing.
So the tribe is enabled to maintain its ethics without
acknowledged revision, and still avoid extinction.
But it need not be incest that has run away with itself
EVOLUTION OF ATTITUDES 813
in the culture of a group; it may be some trick of ritualism,
or love of display, or passion of acquisitiveness. It may be
fish-hooks. In a certain island of Oceania fish-hooks are
currency, and to have large fish-hooks came gradually to
be the outward sign of the possession of great wealth. Fish-
hooks therefore are made very nearly as large as a man.
They will no longer catch fish, of course. In proportion as
they have lost their usefulness they are supremely coveted.
After a long experience of such cultural facts anthropolo-
gists have made up their minds on two points. In the first
place, it is usually beside the point to argue, from its im-
portant place in behavior, the social usefulness of a custom,
Man can get by with a mammoth load of useless lumber,
and he has a passion for extremes. Once his attention is
engaged upon one trait of behavior, he will juggle his cus<
toms till they perforce accommodate themselves to the out-
ward manifestations of his obsession. After all, man has a
fairly wide margin of safety, and he will not be forced tr»
the wall even with a pitiful handicap. Our own civilization
carries its burden of warfare, of the dissatisfaction and
frustration of wage-earners, of the overdevelopment of
acquisitiveness. It will continue to bear them. The point is
that it is more in line with the evidence to regard them
as our equivalents of the fish-hooks or of the Australian mar-
riage rules, and to give over the effort to prove their natural
social utility.
For every people will always justify their own folkways.
Warfare, as long as we have it, will be for our moralists the
essential school in which justice and valor are to be learned:
the desire for possession similarly will be the one motive
power to which it is safe to trust the progress of the world.
In the same way, China relied upon reverence for one's
ancestors. There are too many of these folkways. They can-
not all be the sine qua non of existence, and we shall dc
better to concentrate our attention upon an objective ap-
preciation of different schemes, and to give our enthusiasm!
814 THE MAKING OF MAN
to those special values we can always discern in the most
diverse civilizations.
The second point on which anthropologists have made up
their minds in this connection — and this holds true for all
customs whether or not they have been carried to extremes-
is that in any study of behavior it is these cultural pattern-
ings that turn out to be compulsive, not any original in-
stincts with which we are born equipped. Even the basic
emotions of fear and love and rage by the time they have
been shaped over the different cultural lasts are well-nigh
unrecognizable. Is there a jealousy of the mate innate in
our sexual organization? Perhaps, but it will not dictate
behavior except according to a cultural permit. Over a large
part of the world, the woman is aggrieved if her husband
does not take other wives — it may be to aid her in the duties
of the household, or to relieve her of child-bearing, or to
make plain her husband's social importance. And in other
parts of the world, the male's virtues of generosity and of
dignity are chiefly summed up in his practice of sharing his
wife, and his calm acceptance of her desertion. Is there a
maternal instinct ? It will always be operative according to
ihe conventions of the group. If there is great emphasis upon
rank, women may voluntarily kill their children to raise
their own status, as among the Natchez, or the Polynesian
Tonga. If there is a pattern of seemingly meaningless adop-
rion, most families will place their infants in other house-
holds, sometimes assigning them before birth. And how
often have different apologists tried to give reasons for
infanticide, when all the reasons they list are just as opera-
tive outside as within the region where this cultural com-
pulsion rests upon the women.
Man evolves always elaborate traditional ways of doing
things, great superstructures of the most varying design,
and without very striking correlations with the underpin-
nings on which they must each and aH eventually rest. It
is only in a fundamental and non-spectacular sense that
these superstructures are conditioned by their foundation
EVOLUTION OF ATTITUDES 815
in man's original endowment. And it is the superstructure
in which man lives, not the foundation. The compulsion of
folkways in a well-knit culture is just as strong as the
compulsion of a style in architecture, Gothic, or Renaissance,
or Egyptian. It fashions as it will the instincts of the people
who live within it, remaking them in conformity with its
own requirements. So it is that the cultural patterns are
themselves creative; they take the raw material of experience
and mold it into fifty different shapes among fifty different
peoples. The traditional patterns of behavior set the mold
and human nature flows into it.
It follows that man's established folkways are also hi*
morals. Judgments of right and wrong and of the glory
of God grow up within the field of group behavior and
attach themselves to those traits that have become automatic
in the group. Interference with automatic behavior is always
unpleasant, and it is rationalized as evil. No people have
any truly empirical ethics; they uphold what they find them-
selves practicing. Even our own literature of ethics is fai
from being a detached survey of different possible solutions;
it is a system of apologetics for the well-known scheme of
our own culture. It is not that the anthropologist would
subtract a jot or tittle from this preference for one's own
customs; there are values in any way of living that can be
plumbed only by those who have been born and bred in
them, and in an ideal world every man would love best his
own culture. What the anthropologist would have us add
to our understanding is that all cultures have alike grown
up blindly, the useful and cumbersome together, and not
one of them is so good that it needs no revision, and not
one is so bad that it cannot serve, just as ours can, the ideal
ends of society and of the individual.
And how is it with regard to religion? All peoples have
been religious; it is only what constituted religion that has
varied. There is no item of experience, from the orientation
of a house, to sleight of hand or foretelling the future, that
has not been somewhere, it seems, the distinguishing matter
8l6 THEMAKINGOFMAN
of religion. Surely it is not this heterogeneous content of
religion that is its essence. The role of religion is its slow and
halting exploration of the spiritual life. Often it has wedged
itself into blind alleys and wasted generations of experi-
ment. It made a mistake and included within its scope not
only its proper field, but also all that area of existence that is
better handled in secular fashion. Its special field of the
spiritual life is still in the process of delimitation. In that
field it shares with art and with abstract thought and with
all enthusiastic dedications of the self, the spiritual rewards
of life. What the future holds we do not know, but it is
not too much to hope that it will include a reinstating and
reshaping of the spiritual values of existence that will balance
the present immense unfolding of the material values.
What is the upshot of this analysis of custom for our
contemporary thinking? Is it subversive? Certainly not,
except in the sense in which Copernicus's demonstration of
the stellar series to which this earth belonged, was subversive.
The culture we are born into, according to anthropology,
is also — as the earth is in the solar scheme — one of a series
of similar phenomena all driven by the same compulsions.
What we give up, in accepting this view, is a dogged at-
tachment to absolutes; what we gain is a sense of the
intriguing variety of possible forms of behavior, and of the
social function that is served by these communal patternings.
We become culture-conscious.
We perceive with new force the ties that bind us to those
who share our culture. Ways of thinking, ways of acting,
goals of effort, that we tend so easily to accept as the order
of the universe, become rather the precious and special
symbols we share together. Institutions that were massive
Juggernauts demanding their toll become instead a world
of the imagination to which all those of common culture have
common access. For the social function of custom is that it
makes our acts intelligible to our neighbors. It binds us
together with a common symbolism, a common religion, a
common set of values to pursue. In the past these groups
EVOLUTION OF ATTITUDES 817
have been geographical, and there has been little individual
difference of choice among the members of a group. In
the future there will be less geographical differentiation,
more differentiation perhaps of voluntary groups. But
though it will change the picture of civilization, it will not
change the necessity in every sort of complicated human
behavior of the cultural symbol, the framework within
which alone our acts have meaning. The most individualistic
rebel of us all would play a foolish role stripped of the
conventions of his culture. Why should he make wholesale
attack upon its institutions? They are the epic of his own
people, written not in rime but in stone and currency and
merchant marines and city colleges. They are the massive
creation of the imaginations of generations, given a local
habitation and a name.
We do not stand to lose by this tolerant and objective
view of man's institutions and morals and ways of thought.
On the one hand, we shall value the bold imagination
that is written in all great systems of behavior; on the
other, we shall not fear for the future of the world because
some item in that system is undergoing contemporary
change. We know all culture changes. It is one of its claims
upon our interest. We hope, a little, that whereas change
has hitherto been blind, at the mercy of unconscious pattern-
ings, it will be possible gradually, in so far as we become
genuinely culture-conscious, that it shall be guided by in-
telligence.
For what is the meaning of life except that by the dis-
cipline of thought and emotion, by living life to its fullest,
we shall make of it always a more flexible instrument, ac-
cepting new relativities, divesting ourselves of traditional
absolutes? To this end we need for our scientific equipment
something of the anthropologist's way of looking at human
behavior, something of respect for the epic of our own
culture, something of fine tolerance for the values thai
have been elaborated in other cultures than our own.
CONCEPT OF RIGHT AND WRONG*
By PAUL RADIN
ON no subject connected with primitive people does so
much confusion exist in the mind of the general public
and have so many ill-considered statements been made as on
the nature of their behavior to one another. The prevalent
view to-day among laymen is that they are at all times the
plaything of their passions, and that self-control and poise
are utterly alien to their character, if not, indeed, quite
heyond their reach. Quite apart from the manifest absurdity
involved in the belief that any parent in a primitive group
would wreak his rage at his lack of success in hunting, in
this murderous fashion upon the first object that came
within his reach, even if it be his innocent and beloved
child, there are a hundred and one reasons that would
have deterred him, even had he been the uncontrolled
animal the illustration assumes him to have been. However,
let that pass. The illustration has its uses, for it permits the
contrast between the generally accepted belief and the true
nature of the facts to emerge all the more definitely. Actual!/
the situation is quite different.
Briefly stated, the underlying idea of conduct among mo.'t
primitive tribes is self-discipline, self-control and a resolute
endeavor to observe a proper measure of proportion in dl
things. I am well aware that in some tribes this is more
definitely expressed than in others and that not infrequently
certain excrescences in their ceremonial life seem to con-
tradict this assertion. Yet I think most field ethnologists
would agree with me. Since in the face of so formidable
a body of opinion apparently to the contrary, incontrovertible
svidences will be demanded of me to substantiate so broad
Man as Philosopher. New York: D. Applcton & Co.
Si8
EVOLUTION OF ATTITUDES 819
and explicit a statement, I shall confine myself in my pres-
entation of the facts to a tribe which I know personally
and where the material which I use can be definitely con-
trolled. The data upon which I rely come from the Winne-
bago Indians of Wisconsin and Nebraska and are to be
found in two monographs published by me. Only state-
ments made by the Winnebago themselves in accounts either
actually written by themselves or contained in verbatim
descriptions of the rituals obtained in the original Winne-
bago are used in order to obviate all inaccuracy.
I can think of no better method of introducing the sub-
ject than by quoting appropriate passages from the Winne-
bago texts secured and then discussing them in the light
of the knowledge they throw upon the system of ethics
enunciated and, more specifically, upon the type of self-
control implied. For facility of reference I shall numbei
these passages:
1. It is always good to be good.
2. What does life consist of but love?
3. Of what value is it to kill?
4. You ought to be of some help to your fellow men.
5. Do not abuse your wife; women are sacred.
6. If you cast ofl your dress for many people, they will
be benefited by your deed.
7. For the good you do every one will love you.
8. Never do any wrong to children.
9. It is not good to gamble.
10. If you see a helpless old man, help him if you have
anything at all.
11. If you have a home of your own, see to it that who-
ever enters it obtains something to eat. Such food will be
a source of death to you if withheld.
12. When you are recounting your war deeds on behalf
of the departed soul, do not try to add to your honor by
claiming more for yourself than you have actually accom-
plished. If you tell a falsehood then and exaggerate your
achievements you will die beforehand. The telling of truth
820 THE MAKING OF MAN
is sacred. Tell less than you did. The old men say it is wiser.
13. Be on friendly terms with every one and then every
one will love you.
14. Marry only one person at a time.
15. Do not be haughty with your husband. Kindness will
be returned to you and he will treat you in the same way
in which you treat him.
16. Do not imagine that you are taking your children's
part if you just speak about loving them. Let them see it
for themselves.
17. Do not show your love for other people so that people
notice it. Love them but let your love be different from that
for your own.
1 8. As you travel along life's road, never harm any one
or cause any one to feel sad. On the contrary, if at any
time you can make a person feel happy, do so. If at any time
you meet a woman away from your village and you are
both alone and no one can see you, do not frighten her or
harm her.
19. If you meet any one on the road, even if it is only
a child, speak a cheering word before you pass on.
20. If your husband's people ever ask their own children
for something when you are present, assume that they had
asked it of you. If there is anything to be done, do not wait
till you are asked to do it but do it immediately.
21. Never think a home is yours until you have made
one for yourself.
22. If you have put people in charge of your household,
do not nevertheless act as though the home were still yours.
23. When visiting your husband's people, do not act as
if you were far above them.1
Obviously we are here in the presence of a fairly well
elaborated system of conduct. To those who consistently
deny to primitive man any true capacity for abstract think-
ing or objective formulation of an ethical code — and their
number is very large both among scholars and laymen—
^hc injunctions given above would probably be interpreted
EVOLUTION OF ATTITUDES 821
as having a definitely concrete significance. That is, they
are not to be regarded as attempts at generalization in any
true sense of the word but merely as inherently wise saws
and precepts of a practical and personal application. Now
there is sufficient justification for such a view to warrant
our discussing it before we proceed any further.
A number of the precepts given avowedly allow a con-
crete practical and personal application. In 5, for example,
we are told, "If you abuse your wife you will die in a short
time. Our grandmother Earth is a woman and in abusing
*vpur wife you will be abusing her. Since it is she who takes
Are of us, by your actions you will be practically killing
ourself." To precept 10 is added the following: "If you
^appen to possess a home, take him (the old man) there
And feed him for he may suddenly make uncomplimentary
remarks about you. You will be strengthened thereby."
We thus do indeed seem to obtain the impression that a
Winnebago in being good to a helpless old man is guided
by motives secondary to those implied in the precept as
quoted. And what follows would seem to strip our ap-
parently generous precept of whatever further altruistic
value still attaches to it, for there it is stated that perhaps
the old man is carrying under his arm a box of medicines
that he cherishes very much and which he will offer to
you. Similarly in precept n we find, "If you are stingy
about giving food some one may kill you." Indeed, I think
we shall have to admit that in the majority of cases none
of the Winnebago virtues or actions are extolled for their
own sake, and that in every instance they have reference to
and derive their validity from whatever relation they pos-
sess to the preponderatingly practical needs of human inter-
course. "Don't be a fool," precept 5 seems to imply, "and
don't treat your wife badly, because if you do, you'll run
the risk of having the woman's protecting deity, the Earth,
punish you." I should not even be surprised if, in con-
crete instances, the moral was further emphasized by giving
examples of how men were punished who had abused
822 THE MAKING OF MAN
their wives. We are fairly obviously told to be guided by
the practical side of the question, i.e., take no risks and get
the most out of every good action you perform.
Now all this sounds extremely cynical and practical. But
we must be fair and not too hasty in drawing our inferences.
First of all it should be asked if the Winnebago in actual
practice give the impression of always being guided by ego-
tistical and ulterior motives, and second it should be borne
in mind that if we can really prove that the ideal of human
conduct is on a high plane, we need not concern ourselves
needlessly with the apparent nature of the motives prom> ^
ing individual acts. As a matter of fact primitive •** c^
are much less guided by consciously selfish and ul y
motives than we are, not because of any innate superiv \±
over ourselves in this regard but because of the conditio ^
under which they live. But, quite apart from this considera-
tion, ought we in fact to lay undue stress on illustrations
following what is clearly a general principle? Are we not
after all, in our illustrations, merely dealing with a state-
ment of what happens when some general principle of the
ethical code is transgressed, and not primarily with an ex-
planation of the principle ? I do not feel, therefore, that even
those instances which seem superficially to corroborate the
prevalent assumption of primitive man's inability to formu-
late an abstract ethical creed, actually bear out, when more
carefully examined, the contention of its advocates.
Now the question of the capacity of the Winnebago to
formulate an ethical code in a fairly abstract fashion is of
fundamental importance for the thesis of this chapter and
that is why I am laying so much stress on it; for if it were
not true our precepts would have to be regarded in the
nature of mere proverbs and practical folk wisdom, as
nothing higher indeed than crystallized maxims of conduct.
There are, however, in our list certain precepts where the
abstract formulation is undeniable, where, in fact, reference
to the particular context in which the precepts occur not
only shows no secondary concrete significance, but, on the
EVOLUTION OF ATTITUDES 823
contrary, a reinforcement of their abstract and general con-
notation. In precept i the full statement is this: "If you
hear of a person traveling through your country and you
want to see him, prepare your table and send for him. In
this manner you will do good and it is always good to do
good, it is said." Similarly in precept 2. Here it is in the
course of a speech delivered at a ceremony that the phrase
occurs: "what does life consist of but love?" "All the
members of the clan have given me counsel," the speaker
says, "and all the women and children have pleaded in my
behalf with the spirits. What love that wasl And of what
does life consist but of love?"
Here we have no concrete practical implications. The
statements are meant to be taken as general propositions.
They are very remarkable enunciations and we may legiti-
mately draw from their existence the inference that even in
so-called "primitive" tribes, certain individuals have ap-
parently felt within themselves the same moral truths that
are regarded as the glory of our great moralists, and that
they have formulated these truths in general terms.
So much for the actual formulation. What, however, does
this Winnebago creed tell us about the idea of conduct
itself? Does it teach us that love and forbearance are to
be practiced for their own sake and is the love of which
they speak identical with or even comparable to our idea
of love?
When a Western European speaks of love, forbearance,
remorse, sorrow, etc., he generally understands by these
terms some quality belonging to an individual and for the
possession of which he is to be honored and praised. We do
not ask whether the love or the virtue in question is of an
intelligent nature, whether it does harm or good, or whether
we have any right to it. Who among us would speak of
an individual not being entitled to his remorse or sorrow?
We assume that the mere expression of -remorse and sorrow
is somehow ethically praiseworthy. If we see a man of
manifestly weak character but of a loving disposition, even
824 THE MAKING OF MAN
if his actions are inconsistent with a true love for his fellow
men, insist that he loves them, while we may condemn him,
we are inclined to overlook much in recognition of his enun-
ciation of the principle that love of mankind is the highest
ideal of life. In much the same way do we look upon
any manifestation of sincere remorse or sorrow. We simply
regard love, remorse, sorrow, etc., as inalienable rights of
man, quite independent of any right, as it were, he may
possess to express them. In other words, the Western Euro-
pean ethics is frankly egocentric and concerned primarily
with self-expression. The object toward which love, remorse,
repentance, sorrow, is directed is secondary. Christian the-
ology has elevated them all to the rank of virtues as such,
and enjoins their observance upon us because they are
manifestations of God's if not of man's way.
Among primitive people this is emphatically not true.
Ethics there is based upon behavior. No mere enunciation
of an ideal of love, no matter how often and sincerely re-
peated, would gain an individual either admiration, sym-
pathy, or respect. Every ethical precept must be submitted
to the touchstone of conduct. The Winnebago moralist
would insist that we have no right to preach an ideal of
love or to claim that we love, unless we have lived up to
its practical implications. That is the fundamental basis of
all primitive education and is unusually well expressed
among the Winnebago. "When you are bringing up chil-
dren," runs the injunction to a young mother, "do not
imagine that you are taking their part if you merely speak
of loving them. Let them see it for themselves; let them
know what love is by seeing you give away things to the
poor. Then they will see your good deeds and then they
will know whether you have been telling the truth or
not." An exactly similar attitude is taken toward remorse.
"If you have always loved a person, then when he dies you
will have the right to feel sorrow." No amount of money
spent upon the funeral of a person with whom you had
been quarreling will make amends.
EVOLUTION OF ATTITUDES 825
But it is not merely love, remorse, etc., to which you have
no right as such. You have equally no right to the glory
attendant upon joining a war party unless it is done in
the right spirit. In the document from which most of our
statements have been taken — the autobiography of a Winne-
bago Indian — a man is represented as being about to embark
on a war party because his wife has run away from him.
"Such a man," the author insists, "is simply throwing away
his life. If you want to go on the warpath, do not go
because your wife has been taken away from you but
because you feel courageous enough to go."
In consonance with such an attitude is the differentia-
tion in the degree of love insisted upon. Love everybody,
it is demanded, but do not love them all equally. Above
all do not love your neighbor as you love those of your
own blood. "Only if you are wicked," the injunction says,
"will you love other people's children more than your own."
The injunction certainly says that we must love everybody,
but this must be humanly understood, and humanly under-
stood you cannot, of course, love every one alike. The
Winnebago would contend that such a statement would be
untrue and that any attempt to put it into practice must
manifestly lead to insincerity. It would, moreover, be defi-
nitely unjust in that it might make for the neglect of those
whom primarily you ought to love most. Here the difference
between the attitude of primitive man and that of Western
Europe is most clearly brought out. According to primitive
standards you deserve neither credit nor discredit, neither
praise nor condemnation, for giving expression to a normal
human emotion. It is the manner in which, in your rela-
tions to the other members of the tribe, you distribute this
emotion and the degree to which it is felt by others to be
sincere, that calls forth respect and admiration. It is wicked
to love other people's children as much as your own; it is
wicked to love your wife to the detriment of your family
and yourself; it is wicked to love your enemy while he is
your enemv, An excellent illustration of this conviction—
826 THE MAKING OF MAN
that it is fundamentally wicked and unintelligent to make
the expression of even a socially commendable emotion
like love an end in itself — is contained in the following
passage taken from the autobiography quoted above:
When you get married do not make an idol of the woman
you marry; do not worship her. If you worship a woman she
will insist upon greater and greater worship as time goes on. It
may be that when you get married you will listen to the voice of
your wife and you will refuse to go on the warpath. Why should
you thus run the risk of being ridiculed? After a while you will
not be allowed to go to a feast. In time even your sisters will not
think anything of you. (You will become jealous) and after
your jealousy has developed to its highest pitch your wife will
run away. You have let her know by your actions that you
worship a woman and one alone. As a result she will run away
from you. If you think that a woman (your wife) is the only
person you ought to love, you have humbled yourself. You have
made the woman suffer and have made her feel unhappy. You
will be known as a bad man and no one will want to marry
you again. (Perhaps afterwards) when people go on the war-
path you will join them because you feel unhappy at your wife's
desertion. You will then, however, simply be throwing away
your life.
A complete insight is afforded by this example into every
phase of Winnebago ethics. You are to love your wife, for
instance, but it is to be kept within personally and socially
justifiable limits. If not, the whole adjustment of an in-
dividual to his environment is disturbed and injustice is
eventually done to every one concerned — to his family, to
his wife, and to himself. Marked exaggeration and dispro-
portion would, from a practical point of view, be unthink-
able in a primitive community. The result, in the hypo-
thetical case we discussed above, is clear; loss of life and
suicide, and possibly even the dragging of innocent people
into your calamity — those, for instance, who are going on
a warpath properly prepared spiritually.
The psychology expressed here is unimpeachable, To have
EVOLUTION OF ATTITUDES 827
analyzed the situation so completely and so profoundly and
to have made this analysis the basis of social behavior is
not a slight achievement, and this achievement is to be
evaluated all the more highly because the Winnebago \va\
predominantly a warrior culture. The objectivity displayed
is altogether unusual, the husband's, the wife's, the tribal
viewpoints, all are presented fairly and clearly.
NOTE
1 All these passages, with the exception of 3, 18, 19, and 20, come from
Crashing Thunder: The Autobiography of an American Indian, edited by
Paul Ratlin; 3 comes from the myth given on page 79 of Primitive Man fl*
Philosopher, and the others from the 37th Report of the Bureau of Am&v*
can Ethnology.
CLASS RELATIONS*
By L. T. HOBHOUSE
MORALITY at its outset is bound up with the structure of
the social group. Between members of any one community
the obligations recognized may be many and stringent, while
in relation to outsiders no obligations are recognized at all.
The typical primitive community is, as it were, a little island
of friends amid a sea of strangers and enemies. The con-
sequences of the group principle we have traced in the his-
tory of warfare. We have seen it applied in its extreme
form in the treatment of conquered enemies as men desti-
tute of any title to consideration; we have seen that as moral
development proceeds, it is moderated and softened, but
that, except in the highest ethical thought, it does not wholly
disappear. Throughout history we have the standing con-
trast of the comparative peace, order and cooperation within
each organized society, and the disunion constantly tending
to hostility found in the relations of different societies to
one another. We have now to trace the operation of the
same principle upon the structure of society itself.
The primitive community is, as a rule, small, but com-
pact and homogeneous. There is always the distinction
between its own members and outsiders; there is also a
greater or less distinction in the rights enjoyed by the two
sexes. In other respects the obligations constituting its ethical
life are fairly uniform. But as society grows and its indus-
trial life develops, as primitive barbarism gives way to some
degree of culture, this simplicity of the early social organi-
zations breaks up, and now the group principle obtains a
fresh development. Distinct groups arise within each society,
within the limits of a simple community, under one king
* Morals in Evolution. London: Chapman and Hall.
828
EVOLUTION OF ATTITUDES 829
or one governing body. Besides the group of free men — to
use that term provisionally — who constitute the members of
the community in the fullest sense of the word, there arise
inferior classes, slaves or serfs or low-caste men who are in
the community and yet not of it, who are subject to its
laws and customs, but not possessed of all the civil rights
which membership confers. These inferior groups within
the community occupy a position which is morally and
legally analogous to that of strangers and enemies. In ex-
treme cases they are wholly devoid of rights, in other cases
their inferiority is marked by a more or less serious lack
of the civil rights enjoyed by their superiors. Historically,
in the case of slaves, their position is, in point of fact, very
largely that of incorporated enemies, and whether this
corresponds to the historical fact or not, ethically speaking,
the denial of personal rights from which they suffer is a
consequence of that same group-morality which from the
first contrasts friend and neighbor with stranger and enemy,
and denies to the one the elementary rights of a human
being, which are readily accorded to the other.
Not merely political privileges, but civil rights, the right
of holding property, the right of personal freedom, the right
of marriage, even the right of protection of life or limb, are
wholly or in part denied to classes excluded from full mem-
bership of the community. Such distinctions of personal
status are found in one form or another in the great mass
of societies, civilized or uncivilized, which stand above the
lowest stages of culture. They persist well into the modern
period, and are but slowly modified, and partially abro-
gated in proportion as the whole principle of group-morality
yields to ethical criticism. Of these distinctions the com-
monest is, of course, the distinction between slave and free,
but slavery is in many cases replaced by serfdom and in
others by caste. What is common to all three institutions is
the derogation from full rights which they imply. In detail,
they are distinct, though the line of demarcation is not
always easy to draw. We may say that the slave, properly
830 THE MAKING OF MAN
regarded, is a man whom law and custom regard as the
property of another. In extreme cases he is wholly without
rights, a pure chattel; in other cases he may be protected
in certain respects, but so may an ox or an ass. As long as
he is for all ordinary purposes completely at his master's
disposal, rendering to his master the fruits of his work,
performing his work under orders, rewarded at his master's
discretion, and liable to punishment on his master's judg-
ment, he may, though protected in other relations, fairly
be called a slave. If, on the other hand, he acquires a certain
position of his own, obtains property from which he cannot
be dislodged except for some default, enjoys the right of
marriage and protection for life and limb, he becomes,
though still liable to labor under his master's direction, still
subject, perhaps, to punishment and still in an inferior legal
position, no longer a slave, strictly so called, but a serf.
Serf and slave alike belong as a rule to private masters. A
servile caste, on the other hand, is not necessarily in the
ownership of any man or body of men. It is distinguished
by a greater or less lack of personal rights, by social in-
feriority, and probably by a taboo cutting it off from inter-
course with others. And as there may be servile castes falling
below the normal level of free men, so there may be privi-
leged castes of nobles possessing, as it were, an excess ot
rights, and these privileges may indirectly depress the
position of the ordinary member of society and impair his
freedom by withholding protection from him in relation
to one of the nobility. Finally, the whole community may
suffer a similar depression in relation to the king, who, in
the extreme development of the despotic principle, becomes,
as we have seen, eminent owner of all property and lord
of the persons of his subjects. In such cases, though there
may still be distinct grades in society, yet all subjects alike
are in principle destitute of rights.
Now all these methods of the gradation of rights, if the
phrase be allowed, rest ultimately on the principle of group-
morality — the principle that rights and duties do not attach
EVOLUTION OF ATTITUDES 83!
to the human being as such, but are determined by ex-
traneous considerations, social, political, or religious. The
development which this principle attains varies very greatly
in different societies, and depends upon economic and social,
as well as on ethical and religious conditions; but its opera-
tion in one form or another persists throughout history,
and is one of the dominant facts, if not the dominant fact,
ethically considered, in the evolution of human society. In
tracing its varied development, we shall for the most part
follow the history of slavery and serfdom as the main line
along which it runs. We shall, however, deal with other
forms which the principle assumes, as occasion requires.
2. In the primitive group, as has been said, we find, as a
rule, no distinction of slave and free, no serfdom, no caste,
and little, if any, distinction between chief and follower. Tak-
ing this statement alone, one might infer that the primitive
savage realizes the ideal of the philosopher of a com-
munity of free men and equals; but the savage enjoys free-
dom and equality, not because he has realized the value of
those conceptions, but because neither he nor his fellow
is strong enough to put himself above his neighbor. Two
conditions suffice to ensure the growth of slavery or of a
servile caste in the savage world. The first condition is a
certain development of industrialism. In a hunter tribe,
which lives from hand to mouth, there is little occasion for
the services of a slave. The harder and less interesting work
can be put upon the women, and the chief occupation ef
the men is to fight. This brings us at once to the second
condition, which is a measure of warlike prowess, giving
to a tribe the means of supplying slaves from its captives.
But not only must a tribe that is to obtain captive slave?,
conquer; it must also refrain from putting its captives to
death. The difficulty of exercising such restraint militates
against the rise of slavery in savage society, and in con-
sequence, though the idea of slavery is* widely diffused in
the uncivilized world, the institution grows more important
step by step with the development of civilization. We find
832 XL. E MAKING OF MAN
many civilized people, where slavery has attained a luxuriant
growth, retaining a tradition of a time at which there were
no slaves, and these traditions may well preserve an his-
torical truth. But the enslavement of the vanquished is not
the only alternative open to a conquering people. Instead
of apportioning the captives to individuals as their booty,
they may reduce the conquered tribe collectively to a servile
position. In that case we get from the first a system of
public serfdom. In other cases, again, possibly as a develop-
ment pf this practice, the distinction of conqueror and con-
quered hardens into a distinction of caste sanctioned by
religion. Finally, the development of military organization,
and the consequent rise of the power of the chief, are
responsible for that form of "rightlessness" in which all
members of the tribe become slaves of the king.1
In one or other of these different forms we find the
conception of a class of men, wholly or partly destitute of
rights, widely diffused throughout the uncivilized world.
The special home of slavery is, of course, Negro Africa,
where the exceptions in which the institution is not found
are quite inconsiderable.2 In Oceania there is more variety.
In some of the islands, as has been seen, war is but little
known, and in these cases slavery is also absent; 3 but there
are other causes militating against its development. In
Melanesia cannibalism is frequent, and, in some cases, for
example, in Fiji, slaves are kept for cannibal purposes.4 In
Micronesia, again, a strongly marked caste division par-
tially replaces slavery, though there may be slaves in the
proper sense in addition to the servile caste. Throughout
Polynesia caste is more prominent than slavery.5 It is a
Polynesian saying, that "a chief cannot steal," and in Tahiti,
if a chief asks, "Whose is that tree, etc.," the owner answers,
"Yours and mine." The killing of one of the lower by a
member of the higher class is regarded as merely a pec-
cadillo.6 In Micronesia the original principle of the constitu-
tion seems to have been a division into two castes, the one
god-like, immortal, and possessing all the power; the other
EVOLUTION OF ATTITUDES 833
having no souls, no property, no wives, and doing all the
hard labor; but below these again were the enslaved pris-
oners.7 In the Malay region slavery is widely diffused, espe-
cially in the towns,8 though, as we shall see later, its forms
differ, and in some cases, particularly under Mohammedan
influence, the slave is by no means rightless. Among the rude
Indian hill tribes the institution is naturally less developed.
In some cases, as among the Bodos and Dhimals, there are
apparently no slaves, and the same is said to be true of
some of the Naga tribes. Other Nagas, however, make
slaves of captives ° and among many other hill tribes slaves
are held.10 The nomad tribes of Central Asia do not gen-
erally spare their captives, and still practice human sacrifice,
but the richer tribes are slave-holders.11 Among the North
American Indians slavery is but little developed east of the
Rockies, though there were a few tribes which occasionally
practiced12 it as an alternative to the torture or adoption
of prisoners. In the west and north, however, it was widely
diffused 3 8 though here also, in some cases, the indiscrimi«
nate massacre of prisoners was the common alternative. Iiv
the tribes of tropical South America slavery appears to be
confined to war captives, but prisoners may also be put to
death or adopted as members of the tribe.14
Thus while avoiding undue generalization we may fairly
say (i) that in the rudest tribes there are no class distinc-
tions, the harder and more menial work falling often
(though not always) upon the women; (2) as a tribe grows
in culture, and especially in military strength, the first
result is, as a rule, that the conquered enemies are sacrificed,
eaten, tortured, or in any case put to death. But (3) with a
certain softening of manners, or at any rate with a cooler
perception of permanent advantage, prisoners are spared and
enslaved. This grace is first reserved for women and chil-
dren, but is afterwards extended to male captives. A class is
thus formed who are within the jurisdiction of the con-
quering tribe, but from the point of view of law and morals
remain outside it. Either in the form of a class of slave*
834 THE MAKING OF MAN
Or of a degraded quasi-servile lower caste, the presence of
Such an element in the population is a general feature in
societies which have emerged from the lower savagery and
the rawest militarism. On the strict principle of group-
morality this class is destitute of rights, and only too often
the principle is consistently carried out. The typical slave
can neither marry nor hold property except on sufferance.
His very life is in his master's hands. He may be flogged,
maimed, sold, pawned, given away, exchanged, or put to
death,
3. In many slave systems, however, this "rightlessness"
is qualified in various ways. How this qualification arises
we shall best understand if we take a more complete view
of the actual sources from which slaves arc recruited.
Hitherto we have spoken only of captives in war. But this,
though probably the original method by which a servile
class is formed, is not the only method by which it is re-
cruited. Of other methods the first and greatest is inheritance
—for normally a slave's child is also a slave. Secondly, in
most barbaric and semi-civilized societies the numbers of
the slave class are swollen by other causes, principally by
debt, crime, and the slave trade. In some cases slavery is the
prescribed penalty for crime. More often the man who
cannot pay the prescribed composition either falls into
slavery himself as a debt-slave in order, as it were, to work
out his debt, or sells, particularly under the sway of the
fully developed patria potestas, his wife or child for that
purpose. "What! shall I starve as long as my sister has
children whom she can sell?" was the remark of an African
negro to Burton — a remark which comprises a whole chapter
upon primitive ethics in a few words.
The formation of debtor-slaves, and even the increase of
hereditary slaves, has, however, a certain softening influ-
ence upon the institution of slavery itself, for while the
captive slave remains as enemy in the sight of law and morals
and is therefore rightless, the debtor or the criminal was
priginally a member of the community, and in relation to
EVOLUTION OF ATTITUDES 835
him there is apt to arise some limitation of the power of
the master. The family of the debtor-slave will not see him
treated with unlimited cruelty; they retain some right of pro-
tection over the purchased wife, however illogically. In fact,
the slave is no longer a mere stranger or enemy. He is par-
tially incorporated in the community and has some recog-
nized rights, though by no means those of a free man.
The improvement tends to extend itself to the hereditary
slave who also was born in the community, though within
the slave class. Thus there comes to be a distinction between
the domestic slave and the slave who is captured or bought
from abroad. The one remains a chattel-slave, the other is
becoming a serf. There are thus many gradations of "right
Icssness" in the servile status, and these must very briefly be
passed in review.
Customs protecting the slave from undue tyranny are
found in the barbaric and semi-civilized world, though in
many cases they are not derived from barbaric ideas, but
are traceable to the influence of Mohammedanism. In these
customs the distinction between the domestic and the for-
eign slave is generally well marked. Illustrations of almost
every degree in "rightlessness" may be drawn from African
slavery. Thus, among the Foulah, house slaves are treated
as members of the family, and are sold only in necessity or
for a punishment, while war captives and purchased foreign
slaves are wholly without rights. In Bambara captives are
pure chattels, but house slaves have a good position and in
some cases are treated as members of the family. Among the
Timmanees, the Bulloms, and the Beni-amer, no one is
sold as a slave who was not bought as such. Among the
Mandingoes native slaves are protected, while others are
at the mercy of the master to sell or kill. On the Congo the
captive slave may be sold, but house slaves only after a
palaver, that is, with the consent of the community. Among
the Barea and Kunama the master has no right of life and
death over native slaves. At Timbuctoo ho native can be
enslaved at all. Among the West Equatorial tribes the slave
836 THE MAKING OF MAN
may be killed by his master, but not sold abroad except for
some transgression. At Nuffi a master may strike, but not
mutilate or kill his slave. In Sokoto and among the Yolofs
the captive slave may be sold at will, the born slave only
after repeated chastisement. In Bihe pawn-slaves are pro-
tected, while bought ones can be arbitrarily punished, and
only in the case of their death is a small fine due from the
owner to the king. Among the Mpongwe the house slave
can only be sold for some offense, and here slaves call their
master "father" and are well treated. The Fantis recognize
the distinction between the slaves of their own tribe and
those of other tribes, and among the Ibu, on the Niger, slaves
can hold property, build houses and marry.15 They then
rank as free, owing only a yearly tax, and the relation, in
fact, passes into a kind of light serfdom. Similarly at Sokoto
the slave is at about the age of twenty given a wife and set
up in a hut in the country. At Boussa they farm the land on
the matayer principle, and though in* law the masters could
sell them and take their wives, children and goods, in prac-
tice they enjoy much liberty and property.16 Various forms
of serfdom, existing often side by side with slavery, are
common in Africa, the serf cultivating the land and owing
labor service or payment in kind, and sometimes holding
property of his own.ir
A right frequent in Mohammedan countries, found also
in one or two instances of non-Mohammedan tribes, is that
of changing the master. This a slave can effect by the legal
process of noxa datio, by which, on inflicting some in-
jury on some man other than his own master, he, if so facto,
becomes that man's slave. Among the Barea and Kunama
a native slave can simply leave for another village and so
become free. In Zanzibar slaves obtain this right as the result
of deliberate ill-treatment, and the same custom is found
on the Congo, among the Apingi, and other West Equa-
torial tribes. In Ashanti slaves can commend themselves to
a new master by giving him the right of life and death over
them, and in Timbuctoo, if ill-treated, a slave may appeal
EVOLUTION OF ATTITUDES 837
to the court in order to be sold. Among the Beni-amer the
distinction between the born slave and the foreign slave is
well marked in the case of homicide. For the bought slave
only the "wer" can be demanded, but the born slave can
be avenged by blood. The marriage of slaves depends gen-
erally upon the will of the master. In relation to property
their rights vary greatly and here again the distinction of
origin of slaves makes itself felt, e.g., among the Bogos and
Marea a slave who is the son of a free-born man has the
right to buy his freedom, a right which is denied to the
slave by birth.18
Of the various tribes mentioned, those in which protec-
tion is carried furthest are for the most part either par-
tially Mohammedanized or partially Christianized,19 and
while some distinction between domestic and foreign slaves
may be attributed to Negroland generally, such further
amelioration of the slave's position as is to be found in
barbarous or semi-civilized Africa is probably to be attributed
to the higher ethics of a civilized religion.20 The same in-
fluence is found at work among the Malays, where the
distinction of native and foreign slaves also reappears. Speak-
ing generally, the captive slaves are destitute of rights, and
the capture and sale of slaves is a chief line of business
among all Malays who trade in ships of their own. But
crime and debt are also rich sources of slavery,21 and in
some parts at least the slave has a measure of protection. In
the Malacca Peninsula, where the influence of Islam is
strong, the slave if struck may bring his master into court,
and the slave woman who bears a child to her master goes
free.22 The Battaks also, head-hunters though they are, pift
a limit on the master's right of punishment.23
Thus in the barbaric world we already find degrees of
rightlessness, and a measure of legal or customary proteo
tion, at least for certain classes of slaves. This alleviation
is often but not always 24 traceable to the influence of one:
of the higher religions. The fret man who has become a
slave is not wholly cut off from membership of the com*
838 THE MAKING OF MAN
tnunity, but retains certain recognized rights, though by no
means those which full membership confers. We have now
to see how the idea of slavery, and of rightlessness gen-
erally, fare in the main forms of civilization.
4. Slavery, like polygamy and divorce, was an institu-
tion which Mohammed found fully established among his
fellow-countrymen, which he disliked and set himself to
mitigate, but could not attempt to abolish. A difference,
however, is made between Moslem and non-Moslem cap-
tives. In a war with Moslems prisoners were not enslaved.
If the prisoner on the battlefield became a Moslem he might
not be killed, but according to the traditions he ought even
to be set free, though if he became a Moslem subsequently
he remained a slave.25 The holding of Moslem .slaves was
not, as such, prohibited, but their emancipation was re-
garded as an act of special merit. According to the tradition:
Whosoever frees a slave who is a Moslem, God will redeem
every member of his body limb for limb from hell fire." 26
Mohammed sought mitigation of the slave's lot by ethical
rather than legal means. The slave has no civil liberty, and
can only possess property by the owner's permission. The
master's power is unlimited, and he is not slain for the
murder of his slave. He has unlimited power over his
female slaves; as a matter of law he may prostitute them;
he may give a slave in marriage to whom he will, though
he may not annul the marriage when once completed.1'7
On the other hand, the Prophet enjoins upon Moslems to
exercise kindness to slaves, forbids the prostitution of slave-
girls as a religious offense, and enjoins emancipation when-
ever a slave is able to redeem himself. "When a slave of
yours has money to redeem his bond, then you must not
allow him to come into your presence afterwards." "Be-
having well to slaves is a means of prosperity, and behaving
ill to them is a cause of loss." "Whenever any one of you
is about to beat a slave and the slave asks pardon in the
name of God, then withhold yourself from beating him.
Feed your slaves with food of that which you eat and
EVOLUTION OF ATTITUDES 839
clothe them with such clothing as you wear, and command
them not to do that which they are unable/' Wrongful
punishment, which, in some institutions, as we have seen,
is a legal ground of manumission, was held by Mohammed
to be a moral ground. "He who beats his slave without
fault or slaps him on the face, his atonement for this is-
freeing him." As an illustration of the spirit in which thi*
behest was conceived, we may quote the story of the Caliph
Othman, who, having twisted his memlook's ear, bade the
slave twist his own.28 A further humane provision forbade
the separation of mother and child: "Whoever is the cause
of separation between mother and child by selling and
giving, God will separate him from his friends on the day
of resurrection."29
Conversely, the Prophet had certain promises for the duti-
ful slave: "It is well for a slave who regularly worships
God and discharges his master's work properly"; and again:
"When a slave wishes well to his master and worships God
well, for him are double rewards." On the whole, the
authorities tell us that the Prophet's rules of good treat-
ment are observed. Masters are bound to maintain their
slaves or emancipate them. To sell a slave of long standing
is considered disgraceful, and female slaves are seldom
emancipated without being provided for. The Egyptian
slaves in Lane's time were numerous but well cared for,
and ranked socially above free servants. With all these
mitigations it must be admitted that the recognition of the
slave traffic by Mohammedanism has been, and is to this
day, a curse to Africa and a source of disturbance to the
world's politics.
5. Greece. — Like the Chinese, the Greeks had a tradition
of a prehistoric epoch in which there were no slaves.80 But
in the Homeric epoch we find slavery in full swing, and
the regular issue of the capture of a town is that the men
should be slain and the women enslaved. .Hector knows —
and no thought is so bitter to him — that when Troy is taken
and he himself is slain, it will be Andromache's fate to be
640 THEMAKINGOFMAN
£ bondwoman to one of her conquerors. Her family had
already suffered the same fate. The swift-footed, godlike
Achilles had destroyed her father and her seven brothers,
and had carried off her mother "with the rest of the spoil,"
though he afterwards set her free for an immense ransom.
Now, Hector was all these to her, but the day would come
when the Argives would sack the sacred town of Ilium
and Hector in his turn be taken from her, and it would
be her lot to fall into slavery.81 Apart from legitimate war-
fare, piracy — which for that matter was in the Homeric
view hardly less legitimate — was a frequent source of slavery.
Many children suffered the fate of Eumaeus the swineherd,
and were carried off by the pirate and sold across the wine-
dark sea. Slavery was hereditary, and the slave might be
sold or put to death, as the faithless female slaves were
hanged by Telemachus.32 On the other hand, slaves might
own houses and property of their own and live in the prac-
tical freedom in which we find the goodly Eumaeus. Lastly,
it should be noted that the slaves were not the only right-
less class, for the stranger is also outside the protection of
the law, though, even if a beggar and a fugitive, he is under
the shelter of Zeus so long as he is a guest and claims the
right of hospitality.
In the rural districts of Greece slavery remained rare.
Pericles lays stress on the fact that the Peloponnesians are
autourgoi — cultivators of their own lands.33 It is even said
that slave-holding was forbidden in Phocis and Lokris down
to the fourth century.34 But in the more developed states
the growth of wealth meant, as always in the ancient world,
increase in the number of slaves and— what was most fatal—
the belief that work was not compatible with the dignity
of a free man. Slavery remained a recognized fate for
prisoners of war as an alternative to massacre, and even
Plato could only hope that Greeks would abandon the prac-
tice of enslaving fellow-Greeks, restricting themselves to the
barbarian, who, as Aristotle held, was the only natural
slave. But through the institution of debt slavery the poorer
EVOLUTION OF ATTITUDES 84!
classes in each state were frequently menaced with falling
into enslavement. Before Solon's time the land was tilled
by poor cultivators for the rich, and on their failure to pay
five-sixths of their produce to the landlord, they fell into
the position of serfs along with their wives and children.
The prohibition of debt slavery and the pledging of the
person by Solon was thus the salvation of civil freedom
for Athens; and with the progress of Athenian democracy,
although it was a democracy of free men only, the position
of the slaves was indirectly improved. The master had the
right of corporal punishment and of branding, but could
not put a slave to death without a judicial decision.35 A
right of action for v/3oi$ protected the slave from ill-treat-
ment by strangers, and if maltreated by his master he could
take refuge in the Theseum or some other asylum and
demand to be sold — a demand which was investigated either
by the priests or by a judicial process. On the other hand,
the slave was not directly recognized as a personality by
the law; he could only be represented by his master, who
could sue for damages on his account. Except in murder
cases he could only give evidence under torture, to which
he might be given up at the will of his master, the belief being
that this was the only way to get truth from him. He could
only give evidence against his master upon a charge of
treason. At the same time he was often allowed to Jhold
property and found a family, while he might buy his free-
dom by entrusting his earnings to a priest.
The development in the Dorian states was somewhat dif-
ferent. Here serfdom was more prominent than slavery,
though the two institutions existed sometimes side by side.
The Dorian conquerors divided part of the land among
themselves, leaving it to be tilled by the conquered people
as public serfs, while part was left to its original possessors,
who were personally free but had no political rights. Hence
the two classes of Helots and Periocci. The conquered popu-
lation were bound to the soil, but could not be sold or
set free except by the State, though the landlord, for whooi
842 THE MAKING OF MAN
I hey cultivated the land at a fixed rate, was their immediate
•master. The Helots of Sparta, as is well known, were sedi-
tious, and were ill-treated and frequently put to death in
fear, or at least in anticipation, of some rising. The Penestae
of Thessaly, who were otherwise in a closely analogous
position to the Helots, were better off in this respect, as
they could only be put to death by judicial process. In Crete
there were two classes of serfs, those on the public land and
those belonging to private owners, who might contract a
legal marriage and hold and inherit property, and, according
to Aristotle, were treated by masters on terms of social
equality. Besides these two classes of serfs there were slaves
who might be bought and sold.
It should be added that the distinction between the citizen
and the non-citizen is strongly marked throughout Greek
history. Aliens were forbidden at Sparta altogether, and at
Athens, where their numbers became great, they were as
such destitute of rights, but in practice they were required
to inscribe themselves on the list of resident aliens. They
then came under special State protection, for which, and
for the right to exercise a trade, they paid a certain tribute.
They still required a representative in a law court, and had
neither the right of marriage with citizens unless by treaty
with their own State, nor the right of holding land.30
The organization of the City State, in fact, led naturally
to a deeply-marked distinction between the full citizen and
all others, whether Greek or Barbarian, whether free or
unfree. And we may take it as a mark of the ethical su-
periority of the Greeks that the logical consequences were
so far mitigated, as we have seen them to have been in the
legislation for the protection of slaves.
6. Rome. — At Rome the strict limitation of civil rights to
full citizens, combined with the peculiar development of
the powers of the paterfamilias, had a depressing effect upon
the position of slaves. Not only captured enemies, but, even
down to the time of Justinian, any unprotected foreigner
was liable to enslavement. A free Roman could not become
EVOLUTION OF ATTITUDES 843
a slave within Rome itself, but deserters, and all those who
were omitted from the census, could be sold abroad by the
magistrate, children by their parents, debtors by their credi-
tors, the thief by the injured party.
In practice the slave of the earlier period was, as a rule,
fairly well treated, and there was probably no great social
distinction between him and his master; but he was in law a
chattel. He had no family of his own; his union (con-
tubcrnium) was no legal marriage. He had no status in a
court of justice, but if he wished to sue for an injury, could
only do so through his master. Even if abandoned by hi&
master he did not become free, but was the lawful property
of the first comer. Not that cruel treatment passed without
condemnation. Cruelty, even to animals, was subject to
religious and even legal penalties.37 Gross cases might in-
volve the intervention of the censor. Though the slave
could legally hold no property, custom secured him his own
peculium, and he might even come to purchase his freedom.
Such was the position of the slave in early Rome. The
growth of the Roman dominion, the rise of the great estates,,
submerging the old freeholder with his small plot of ground,
and the facility of obtaining slaves from the numbers thrown
into the market by capture in war and by traffic with pirates,
combined to give Roman slavery towards the close of the
Republic a new and dark character. The land was cultivated
in many districts by slave-gangs, working in chains and
confined by night in prison workhouses under conditions
described by Mommsen as such that by comparison with their
sufferings it is probable that all that was endured by negro
slaves was but a drop. But some relief came from the hu-
maner ideas of advancing civilization, fostered by contact
with Greek culture. In particular, the Stoic philosophy was
the champion of the slaves. Seneca vigorously pleads their
cause, and in particular reprobates the cruelty of the gladia-
torial games. The jurists of the next century went further,
and distinctly laid down that by natural law all men -re
equal and that slavery is a human institution contrary to
844 THEMAKINGOFMAN
nature. "Quod ad jus naturale attinet, omnes homines
jequales sunt," writes Ulpian; 88 and more distinctly Floren-
tinus: "Servitus est constitutio juris gentium, qua quis
dominio alieno contra naturam subjicitur." 30 The Stoical
teaching had its effect on legislation. The practice of the
exposure and sale of children and of pledging them for debt
was forbidden, while an edict of Diocletian forbade a free
man to sell himself. Man-stealers were punished with death.
The insolvent debtor was no longer made a slave. The right
of bequest was granted to slaves. Some approach was made
to a recognition of their marriage, not only after emancipa-
tion, but even 40 while in slavery, with a view to hindering
the separation of families. Some legal security had already
been given to their personal property, the peculium, by the
praetorian edicts. The Lex Petronia (perhaps of A.D. 19) for-
bade throwing a slave to the wild beasts without a judicial
decision.41 Under Hadrian the power of life and death was
taken from the master, and under Antoninus Pius the mas-
ter who killed his own slave sine causa was punished as a
homicide. An edict of Claudius had meanwhile enfranchised
the old or sick slave who was abandoned by his master.42
Under Nero the slave had been given the right to complain
of ill-treatment to the magistrate. Under Pius the slave who
was cruelly treated could claim to be sold, and by a special
refinement it was held cruelty to employ an educated slave
on degrading or manual work. Constantine deprived mas-
ters who abandoned new-born slaves, of their rights over
them.43 Emancipation, though restricted by Augustus, was
again made easier, and though the use of torture at judicial
investigation remained, it was in some respects limited.44
While the legal position of the slave was being thus im-
proved by the imperial legislation, a new form of serfdom
was growing up under the name of the Colonate. Some of
the Coloni were probably foreign captives and immigrants
xttled upon the soil, while others were originally free
tenants, who lapsed into a semi-servile condition through
the insecurity of the times and largely through self-commen-
EVOLUTION OF ATTITUDES 845
dation. The status of the Coloni was regulated in the fourth
century for fiscal purposes. Under Constantine, in 332, the
Colonus could not quit his holding nor could he marry off
the property of his lord. On the other hand, he could not
be disturbed or be subjected arbitrarily to increased charges,
and as the status was hereditary, we have here a fully-
developed predial serfdom with fixed but limited rights for
the serf.45 The master might inflict moderate chastisement,
but the Colonus had a legal remedy for injury or excessive
demands.46 While the Colonate was partly recruited from
the previously free peasantry, a compensating process was
going on whereby rural slaves obtained a settlement upon
the land as quasi-Coloni or Casati. They were assimilated
to the Coloni by the law of Valentinian I in 377, could not
be sold apart from the land, and by the end of the seventh
century were merged in the Colonate.47
We have now reached a point in the history of slavery
at which two fresh influences have to be considered. The
first of these is the barbarian conquests; the second that of
the mediaeval Church. The German tribes, generally speak-
ing, recognized chattel slavery, and slaves were recruited
from the sources ordinarily recognized among barbarisms —
war, unprotected strangers, voluntary commendation, and
in certain cases debt (i.e. in cases of incapacity to pay the
wergild. This was the only form of debt slavery known).48
Even in Merovingian times the slave was a true chattel,
whose life had indeed a price, but a price payable, like that
of the Babylonian slave, to his lord, and not a fixed wer like
a free man, but a sum proportionate to his value.40 But be-
sides the slaves, who were not numerous, the Germans
recognized a class of imperfectly free men, the Liti, who
had land of their own, without which a German could not
be a citizen, but were in a dependent position. Their status
varied very much from tribe to tribe, and from one period
to another. At first tributary to the people, we find them at
a later stage in subjection to an individual master. They
took no part in the meetings of the people, and while
846 THE MAKING OF MAN
originally they could plead before a court, their wergild
was ordinarily half that of a free man. Their marriage with
free people was a mesalliance, wherein the children followed
the rank of the mother. As we approach the "Prankish"
period we find their position more distinctly assimilated
to that of serfs.80
7. Thus the Middle Ages begin with two fairly distinct
classes of the unfree; on the one hand, the slaves proper,
whose position has been ameliorated in Roman law, but
remains that of pure chattels by the law of the conquerors;
on the other hand, a class of serfs in various degrees of
freedom, which had already grown up in the later ages of
the Empire and was reinforced by the corresponding class
of Liti among the conquerors.
The history of the decline of serfdom in the later Middle
Ages, both in France and England, is not very clear. The
lawyers who had been unfavorable to freedom down to the
thirteenth century changed their attitude during that period
under the influence of the new ideas of the State as a whole,
no longer broken up into half-independent feudal territories,
but, as a single authority, having equal claim upon all its
subjects alike.51 That these more enlightened ideas accom-
panied the improvement of social organization was an ex-
tremely fortunate circumstance for the English serf. In
England, as on the Continent, freedom might be acquired
by escaping from the lord's jurisdiction, and the courts now
favored liberty. Feudal barbarism admitted this rough and
ready method of emancipation largely because it lacked the
means of securing the person of the runaway. With the
growth of the kingly power and the better settlement of
society, this primitive check upon oppression would naturally
disappear, and thus where the ethical conception of freedom
was wanting, the growth of civilization meant the prolonga-
tion of the bondage and even, as in Russia and Germany,
deterioration in its character. In England and France, upon
the other hand, there was something of the nature of an
ethical resistance to any tightening of the bonds, and thus
EVOLUTION OF ATTITUDES 847
the development of order had a beneficial effect on the
slave rather than the reverse, for it tended to encourage the
system of money payments as a substitute for labor service,
and though in theory the serf remained the lord's man, yet
in practice, in proportion as labor services were commuted
for a money rent his position became scarcely distinguishable
from that of a tenant farmer. From whatever causes, servile
tenure was in fact rapidly becoming obsolete during the
fourteenth century. One of the latest records we have of the
existence of bondmen in England is in a document in which
Elizabeth enfranchises some remaining serfs of the Crown
in I574,52 but there were Scottish miners who remained
serfs down to 1799 and were not particularly desirous of
having their condition changed.
Yet elements of servility remain in the position of the
laborer. The Statute of Laborers in 1348 was passed in the
intention of preventing workmen from taking advantage
of the rise in wages due to the depopulation of the country
by the Black Death, and was the beginning of a series of
labor laws which brought the laborer into a position which
as described in Blackstone stood as follows: (i) The law
first of all compels all persons with no visible effects to
work; (2) defines their hours in summer and winter;
(3) punishes those who desert their work; (4) empowers
justices to fix the rate of wage for agricultural labor and
punishes those who give or exact more than the wages so
settled.03 We know that these laws were largely a dead
letter. Nevertheless they illustrate the attitude of the govern-
ing classes. What was in practice more important was the
Statute of Apprentices (Fifth of Elizabeth), which restricted
the right to carry on a trade to those who had served an
apprenticeship, while the operation of the Poor Law, espe-
cially of the Act of Settlement, tended in practice to restrict
the motions of the English laborer almost as much as regular
serfdom would do.04 Indeed had this statute been rigidly
and universally carried out, it would have had the effea
of fixing the laborer in his parish like a predial serf with*
£48 THE MAKING OF MAN
out the right upon the land which redeems the serf's position.
To describe its practical operation in these terms might
savor of exaggeration, yet the historian of the Poor Law
declares that with this Act the "iron of slavery entered into
the soul of the English laborer," and those who know the
midland or south country laborer of the present day can see
the scar still there. Again, Black June writes:
A master may by law correct his apprentice or servant for
negligence or other misbehavior, so it be done with modera-
tion; though if the master's wife beats him, it is good cause
of departure. But if any servant, workman or laborer assaults
his master or dame he shall suffer one year's imprisonment and
other open corporal punishment not extending to life or limb.
Further, in Blackstone's time a servant through whose
negligence a fire happens forfeits >£ioo, and in default of
payment might be committed to a workhouse with hard
labor for eighteen months. It is not difficult to recognize
in these distinctions between the rights of master and servant
an echo of the law as to lord and serf.
Nor was the English law altogether free from caste dis-
tinctions in the earlier part of the modern period. The bene-
fit of clergy, which had originally been an immunity claimed
by ecclesiastics from the secular courts, had been gradually
transformed into a mere class privilege, whereby educated
persons could escape punishment for secondary offenses.
Thus in the eighteenth century the question whether a man
would be hanged for larceny or not depended on whether
he could read, unless indeed he had forfeited the benefit of
clergy by contracting a second marriage or by marrying
a widow. In 1705 the necessity for reading was abolished^
and benefit of clergy could thereafter be claimed by all per*
sons alike for a first offense in the case of secondary crimes
But important distinctions were still made. The offender,
unless he was a peer or a clerk in orders, was, until 1779,
branded in the hand and liable to seven years' transportation.
.Clerks in orders, on the other hand, might plead their clergy
EVOLUTION OF ATTITUDES 849
for any number of offenses, and peers had received the same
privileges as clerks by the statute of 1547. On the other hand,
during the eighteenth century benefit of clergy was grad-
ually withdrawn from an increasing number of offenses,
but it was not until 1827 that it was finally abolished, and
even then it was doubtful whether the privilege of peers fell
with it. This question was not settled until 1841, when the
statute of Edward VI was repealed, and peers accused of
felony became liable to the same punishments as other
persons.
When it is remembered, further, that the whole adminis-
tration of petty justice and of the preliminary process in
graver crimes was in the hands of the landed gentry, upon
whose estates the laboring classes, rendered landless by eco-
nomic changes, were fixed, as has been shown, by the Act of
Settlement, when it is further borne in mind that the same
justices had the power of fixing wages, and that the whole
of the working classes in the country were always upon or
over the verge of pauperism and dependent upon the sup-
port of the poor law, the control of which was substantially
in the same hands, it will be recognized that the nominal
freedom of the English laborer down to the beginning of the
reform period was a blessing very much disguised, and that
the reality compared unfavorably with the lighter forms of
serfdom. The first stages in the progress of the factory system
made matters even worse. The new demand for child labor
introduced for a period what was in essence if not in name
a form of child slavery, pauper children being regularly
imported in the manufacturing districts as apprentices and
set to work under conditions as to hours and also as to
housing which would have been onerous even at less ten*
der years. But these abuses, when fully realized by the public,
were met within a period of time which, in comparison with
the normal slowness of reform, may almost be called brief,
by a series of legislative measures, overriding the so-called
freedom of contracts, and protecting the children from their
legal guardians. The factory system, in short, reproduced
850 THE MAKING OF MAN
the economic conditions under which, in other circum-
stances, a form of slavery would have arisen. And from this
result England and the other industrial nations with it have
been saved by a distinctively ethical movement.
Upon the Continent the direct manumission of serfs was
perhaps more frequent than in England. Enfranchisements
en bloc were common. We even hear of such things being
done by abbeys. St. Benedict of Aniane in the ninth century
emancipates serfs on the land which he receives.55 Charters
were spmetimes given upon payment to whole villages and
by kings to whole counties. In 1315 Louis X invited all the
serfs on the Crown lands to purchase their liberty, but the
price asked was too high. A general abolition of personal
serfdom was demanded by the Third Estate at Blois in 1576,
and again in Paris in 1614. This was not granted, but the
institution was quite unknown in many provinces in the
seventeenth century. It remained in Franche-Comte, Bour-
goyne, Alsace-Lorraine, Trois Evcches, Champagne, Bour-
bonnais, La Marche, Nivernois, Berry: but the burden was
relatively light, and when the Duke of Lorraine proposed
a money commutation for their services in 1711, the serfs
who were to benefit by it themselves raised objections. The
question was raised by Voltaire, and by an edict of 1779
Louis XVI enfranchised the serfs of the royal domain and
encouraged general abolition. Serfdom was finally abolished
in France without compensation on the night of August 4,
1789, along with the other incidents of feudal tenure. At the
same time fell the whole system of privileges which had
made the nobles and the clergy castes set apart from the
mass of the people.
In the German Empire the progress, which we have seen
going forward until the thirteenth century, was arrested in
the fifteenth, and a reaction took place, leading to the peas-
ant war at the time ot the Reformation. Serfdom lingered
on, but in 1719-20 it was abolished on the Crown lands of
East Prussia by Frederick William I. Frederick the Great
attempted to forbid corporal punishment and aimed at a
EVOLUTION OF ATTITUDES 851
general emancipation, but achieved little except in Prus-
sian Poland. The liberation of the German serf was to come
indirectly from the French Revolution. Napoleon carried
out emancipation in the conquered territory, and as part of
the general preparation for resistance to France, the Prussian
statesmen issued an edict in 1807 by which the whole
population of Prussia was made free by a stroke of the pen.59
Serfdom admitting arbitrary exactions and corporal pun-
ishment remained, notwithstanding the efforts of Maria
Theresa and her successors, in a great part of the Austrian
Empire down to 1848. It was abolished in Russia in 1861. The
emancipation of the Russian serf may be taken as the final
termination of the enslavement by law, whether complete
or partial, of white men. The later stages of the process in
the more backward countries were thus clearly deliberate
acts of government, based upon general conceptions either
of human rights or of the conditions of social well-being.
And on the whole the continental serf gained something
through the delay. Emancipated in England more by eco-
nomic causes than on ethical principles, he tended to become
a landless laborer, more abject in some relations than a serf
with defined rights. On the Continent in most countries
he retained his land, subject to servile restrictions, and when
the ethical movement struck off his chains, it left him a free
peasant cultivator. In England his practical freedom was to
be won at a later date and at the cost of a depletion of the
rural districts, which is raising the agrarian problem in
a form elsewhere unknown. So much depends on the nature
of the causes determining a change like that from servitude
to freedom, however great the inherent importance of the
change itself.
8. The abolition of slavery and serfdom in the modern
world may, from one point of view, be described as a process
whereby the obligations of group-morality were extended so
as to cover all Christians, or at any rate all white Chris-
tians. Unfortunately, this result is not the same thing as a
strictly universalistic morality. As long as the Christian
852 THE MAKING OF MAN
communities lived in isolation, and did not come into touch
with weaker races as their conquerors, the matter was not
one of any very practical moment, but when, with the dis-
covery of a new world and the circumnavigation of Africa,
a fresh economic position arose, making slave labor indus-
trially advantageous, while at the same time a vast black
population was put at the disposal of the far stronger white
man, slavery grew up again in a new and, in some respects,
a more debased form. It is worth noting, as illustrating the
ethical principle involved, that the old Roman slavery
had never entirely disappeared. In the eleventh century we
find Gregory VII exacting from Demetrius of Dalmatia
a promise not to s.cll men. There was a slave trade with
Mussulmans in Venice and in Sicily right through the me-
dieval period. In the twelfth century slaves were sold at
fairs in Champagne, and Saracen slaves were found in the
south of France in possession of a bishop at that period.67
Though the French law in the sixteenth century recognized
that no slave could exist on French soil, the maxim, as formu-
lated by Loisel, is applied to those who enter France only
upon their being baptized. But these smoldering embers of
slavery were now destined to burst out into flame. The Portu-
guese began importing negro slaves in 1442, and obtained
a bull sanctioning the practice from Pope Nicholas V in 1454.
The reason was characteristic. A great number of the cap-
tives had been converted to the Catholic faith, "and it is
hoped that by the favor of the divine clemency, if this process
is continued, the nations themselves may be converted to the
faith, or at any rate the souls of many from among them
may be made of profit to Christ."58 In fact, the hope —
probably the quite sincere hope — of saving souls, paralyzed,
to say the least, the protest which would otherwise have been
made against what was in essence a revival of one of the
worst features of barbarism. It was quite a logical exception
made by Pope Calixtus III in 1456, when he prohibited the
enslavement of Christians in the East, and by Pius II in
^1462, when he severely blamed Christians who enslaved
EVOLUTION OF ATTITUDES 853
negro neophytes. When Columbus shipped 500 enslaved
Indian prisoners to Spain to sell as slaves, the law of the case
was investigated by Isabella, and, theologians differing in
their view, she finally ordered the Indians to be sent back
to their homes.59 Meanwhile, in the New World the Span-
iards were making slaves freely of Indians and treating them
with great cruelty. Las Casas, impressed with the horrors
which he saw, was struck with the idea that negroes would
endure that bondage without sinking under it, and with the
most benevolent intentions gave the most unfortunate ad-
vice that residents in Hispaniola should be allowed to
import negro slaves.60 Regular black traffic accordingly
began, notwithstanding successive efforts made by the
Popes, when they grasped the situation, to suppress it.61 All
the great trade nations of Western Europe joined in the traf-
fic, and must share the blame alike. Europe itself was not pre-
served whole from this scourge. In England, indeed, it was
held in the case of the negro Somerset (1772) that English
soil emancipated, but this doctrine, which had been good
law in France in 1571, was suspended in 1716 and again in
1738. Slaves became common, and were even sold at Paris
down to 1762. From the sixteenth to the eighteenth century
the Popes themselves had Turkish galley-slaves, and Louis
XIV, besides these, had Jewish slaves and Russian captives.02
This second slavery was put down by a distinctly ethical
movement. It began with the Quakers in the seventeenth
century. George Fox had already desired the Friends in
America to treat their negroes well, and "that after certain
years of servitude they should set them free." In 1727 the So-
ciety declared that slavery was not an allowed practice. In
1761 they excluded from membership all concerned in it,
and in 1783 formed an association for liberating negroes and
discouraging the traffic. The Pennsylvanian Quakers had
condemned it from 1696 onwards. Many leading names in
English thought are quoted in Dr. Ingram's History as
opponents of the slave trade from the end of the seventeenth
century to that of the eighteenth. Among them are Baxter,
854 THEMAKINGOFMAN
Stccle, Pope, Cowper, Day, Hutcheson, Wesley, Whitefield,
Adam Smith, Johnson and Paley. An English Committee
for the abolition of the slave trade was formed in 1787, and
the motion for the abolition, which was defeated in the
House of Lords in 1794, was carried under Fox's premier-
ship in i8o7.03 The French Revolution had gone further.
In 1791 the old principle that the French soil emancipates
was reasserted by the Convention, and in 1794 slavery in
the French colonies was abolished by decree. But the mo'
ment was ill-chosen, as Hayti was in revolt, and Napoleon
restored slavery in 1802. At the Congress of Vienna, British
influence was active in obtaining the consent of other nations
for the suppression of the slave trade, and France acquiesced,
in the treaties of 1814 and 1815. The British and Foreign
Anti-Slavery Society was founded in 1823, and secured Abo-
lition ten years later. Slavery was abolished by France in 1848,
by Portugal in 1858, by the Dutch in 1863, and by Brazil in
1888. The founders of the United States had been opposed
to slavery and attempted to exclude it by the Constitution,
but were defeated by the opposition of South Carolina and
Georgia. An Abolition Society was formed in 1774 and re-
constructed by Franklin in 1787. The Northern States
adopted measures for abolition between 1777 and 1804, and
importation was prohibited by the United States in 1807.
An Anti-Slavery Society was founded in 1833, and at the
cost of civil war emancipation was proclaimed in i863.64
Unfortunately, the legacy of slavery remains in the Southern
States, taking, on the one hand, the form of the most hor-
rible personal cruelties which disgrace any nation claiming
to be civilized, and on the other hand, the efforts to re-
introduce slavery by a side wind through the corrupt use of
the criminal law.
9. Slavery is no longer admittedly65 practiced by any
white nation. On the other hand, the problem of dealing
with colored labor has not been yet satisfactorily solved.
Here and there "forced labor" has been allowed, and forms
of contract labor are common, which, to say the least, are
EVOLUTION OF ATTITUDES 855
difficult -to keep free from every servile taint. The questions
raised by the various forms of contract allowed by the
British and other civilized governments since the abolition
of slavery belong, however, rather to the controversies of
the moment than to the historical study which is the object
of the present work, and I do not propose to discuss them
here. It may, however, be allowable to say that the modern
tendency to the concentration of wealth, or at least of
the forces directing labor in a few hands, taken in con-
junction with the vast reserves of cheap labor to which
access has been given by the opening up of China and the
African continent reproduce in very essential features the
conditions out of which great slave systems have arisen
in the past, and the temptation to utilize the cheap and
relatively docile labor of a weaker and perhaps a subjugated
race against the well-organized battalions of the white
artisans, is one by which leaders of industry, being human,
cannot fail to be attracted, and therefore raises possibilities
which no statesman can ignore.
The result of this brief review is to show that the prin-
ciple of the equality of all classes before the law can hardly
be said to have been accepted by the Western world as a
whole before the revolutionary period. The whole structure
of medieval society has been based upon the principle of
subordination and was molded in the spirit of caste. Con*
fronted at all times with the doctrine of Christian Brother-
hood, and, later on, with the principle of natural equality,
this structure was also undermined by the growth of in-
dustry and the complex forces, ethical, political, and eco-
nomic, which transformed the feudal kingdom into the
organized state. Under these influences slavery proper dis-
appeared as we have seen in the course of the twelfth cen-
tury; and in the most advanced nations serfdom followed
it in the period between the thirteenth century and the
sixteenth. But for the completion of the work fully two
more centuries were required. In the less advanced coun-
tries serfdom itself lingered on into the nineteenth cen-
856 THE MAKING OF MAN
tury. In France, though caste privileges grew more and
more out of harmony with the spirit of the time, they
could only be destroyed by a revolution. In England, where
they were rather a practical consequence of political su*
periority than the express subject of legal enactment, they
yielded later but more peacefully to the influences of the
Reform period. So modern is the change whereby law and
public institutions have turned towards equality rather
than subordination as their ideal. An ideal such equality
must perhaps always be. Wealth and influence will always
have their weight, not only in social life, but in the business
of government and even in the administration of justice.
Yet the true spirit of caste is gradually being reduced to
a shadow of its former self. Expelled by slow degrees from
the sphere of law and government, it has been left to
amuse itself with a mock kingdom in the region of cere-
monial and social intercourse, in which the ghosts of by-
gone realities keep up a mock state for the amusement of
the philosopher.
As long as class, racial, and national antagonism play a
part in life we cannot say that group-morality has been
altogether overcome. Nevertheless, the evolution sketched
in the present and preceding chapter is of no small signifi-
cance for ethics. At the outset men are organized in small
groups bound to mutual aid and forbearance, while they
are indifferent or hostile to outsiders. There is no organic
bond uniting humanity as a whole. Hence the captive enemy
and, in principle, unless there are special reasons to the
contrary, the peaceful stranger are "rightless." But by de-
grees a wider conception of obligation arises. Fellow-Greeks,
co-religionists, fellow-white men, ultimately fellow-men,
enter the circle to which obligations apply, and even the
violence of conquest is limited by the rights attaching to
the conquered as human beings. The "group" is thus
widened till it includes all humanity, at which point group-
morality disappears, merged in universalism. But the rights
first recognized are those of the person. To take into ac-
EVOLUTION OF ATTITUDES 857
count the rights of the organized community is a further
step, following logically from the first, no doubt, but fol-
lowing slowly. Here too we recognize a slow advance in
the civilized world, an advance which, if unimpeded, would
finally overcome the "group-morality" of nations in favor
of a true internationalism of morals and law.
Turning next to the internal composition of the com-
munity, we saw that the primitive group was relatively
small and homogeneous. But as society grows divisions
come, and a new form of group-morality arises — distinc-
tions, of high caste and low caste, bond and free, and the
like. In engendering, accentuating and maintaining these
distinctions, military conquest, economic inequalities, re-
ligious differences, race and color antipathies, have all played
their part, and up to the middle civilization social divisions
probably tend to increase rather than diminish. Combated
by the teaching of the higher ethical and religious systems,
they have been mitigated and in large measure overcome
in the modern world. Most tenaciously maintained where
the "color line" is the outward and too visible symbol of
deep-seated differences of race, culture, character, and tradi-
tions, they are countered even here by the fundamental
doctrine of the modern state that equal protection and
equal opportunity are the birthright of its subjects. Thus
though the color line is the last ditch of group-morality,
here too in the modern period, taken as a whole, Universal-
ism has made great inroads. With the improvement of
communication and the growth of commerce, Humanity
is rapidly becoming, physically speaking, a single society —
single in the sense that what affects one part tends to affect
the whole. This unification intensifies the difficulties ol
ethics because it brings into closer juxtaposition races and
classes who are not prepared by their previous history to
live harmoniously together. Hence it is not surprising that
law and morals do not show a regular, parallel advance.
Nevertheless the upshot of the evidence here reviewed is
that, ethically as well as physically, humanity is becoming
858 THE MAKING OF MAN
one — one, not by the suppression of differences of the
mechanical arrangement of lifeless parts, but by a widened
consciousness of obligation, a more sensitive response to
the claims of justice, a greater forbearance towards differ-
ences of type, a more enlightened conception of human
purposes.
NOTES
1 Post, Afti^ Jttrisp., vol. i, p. 115, seq., gives a number of African peo-
ples in .which the king has absolute powers of life and death over his
people, and a number in which all subjects are regarded as his slaves.
Among the Kaffirs the king could take any man's cattle to replace his own.
2 According to Waitz, vol. 11, p. 398, slavery was for the most part un-
known among Kaffirs, and the case ot a sale of children recorded by MofTat
is regarded as exceptional. A less favorable view of Kaffir warfare is taken
by Letourneau (Esdavage, p. 53), who says that they took girl prisoners
as concubines and youths as slaves, though their manners were too savage
for regular slavery. Letourneau also draws attention (pp. 54, 55) to a
servile class, called balala, among the Bcchuanas, who had no possessions,
had to perform manual labor in return for food, might be slam for dis-
obedience, and supplied victims for human sacrifice upon occasion. We have
here something more nearly approaching a caste distinction than ordinary
slavery.
The Hottentots, according to Letourneau (ibid., pp. 49-51), gave no
quarter and held no slaves, but, according to authorities cited by Kohlcr
(Z. /. V. R., 1902, p. 340), slavery, though it has now disappeared, existed
lormerly, and the slaves were at the masters' mercy and often ill-treated.
3 For example, in the little island of Rotuma slavery proper did not
exist and casual strangers were usually married and adopted into a clan.
Some Fijians and Mclanesians, however, have been treated as inferiors, not
being adopted (J. S. Gardiner in /. A. L, xxvii, p. 486). In parts of New
Guinea there is no slavery (Letourneau, p. 39): it is the exception among
the Papuas (ibid., p. 35, and Kohler, Z. /. V. R., 1900, p. 364).
4 Letourneau, op. cit., p. 41. Broadly, Letourneau concludes Melancsian
slavery originated for the sake of cannibalism.
6 Thus in the Marquesas Islands there were no slaves, but a despised
lower class who furnished victims for human sacrifice (Letourncau, p. 183).
*lbid., p. 1 88.
7 Waitz, vol. ii, p. 125. In the Carolinas not only was intermarriage for-
bidden, but the lower caste had to avoid contact with the higher on pain
of death. Fishery and seafaring were forbidden occupations to the lower
caste.
8 Sec Waitz, Anthropologie, vol. i, p. 154, seq.; Ratzel, History of Man-
kind, i, p. 446.
9 Slavery is said to be universal among the Aos (Goddcn, /. A. I., xxvi,
p. 184), but the Luhupas and one or two other tribes are said to have
no slaves and to be opposed to the institution. All the Nagas are head,
mnters (Goddeit, /. A. L, xxvii, p. 12).
EVOLUTION OF ATTITUDES 859
10 E. Q. Jukis, Garos, Gonds, and Khonds, who use slaves for sacrifices.
The Lakka Kols have serfs instead of slaves (Lctourneau, pp. 305-306).
11 Ratzel, vol. iii, p. 346. According to Letourncau (p. 223), a form ot
serf cultivation is more strongly developed than personal slavery.
12 E.g., according to Waitz, vol. iii, p. 158, the tribes of North Carolina,
the Navajos, Iroquois and Hurons.
13 Thus among the Oregons prisoners were enslaved "from time immemor
rial" and sometimes sacrificed at the death of a master (Alvord, in School*
crajt, v, p. 654). Slavery is said to have extended over the whole northwest
coast (Waitz, hi, p. 329). At Nootka Sound prisoners when spared were
enslaved. The Chinooks mado slave razzias and held the slave as a chattel
and object of trade (ibid., pp. 334, 338). The Apaches killed the male
captives, but sometimes held the women as slaves (Reclus, p. 128).
14 Schmidt, Z. f. V. R., 1898, p. 294. According to Lctourneau (p. 1^3)
the Nomads of the Pampas rarely give quarter to males, but sometimes takr
women as slave concubines and bring up children to be adopted into the
conquering tribe.
15 See Post, Afril(. ]nri$pmdcnz, i, pp. 88, 92, 96; Waitz, ii, 213-214.
16 Letourncau, p. 103. Yet at Sokoto captive sjaves, besides being fre-
quently sold, are treated as beasts of burden and chained for trivial
offenses (Post, A. ]., i, p. 96; Letourncau, L'Esclavage, p. 102).
17 For instance see Post, Afrtk* Ittrisp., pp. 98, 101, 106. In case of failure
to make due payments the serf is often reduced to the position of a slave,
e.g. among the Takue, Marea, and Bogos. Among the Beni-amer the
penalty of failure is death (Post, A. /., i, p. 101).
18 Instances are found at Khartoum, among the Usagara, the Futatoro,
and among the Kimbunda' (Post, A. /., pp. 103, 105, 112).
10 Letourneau, p. 88.
20 Ibid., p. 72, seq.
21 Waitz, vol. i, pp. 143, 153.
22//,iW., pp. 153-155.
28 According to Letourneau (p. 200), the master may punish, but no*
put the slaves to death. According to Waitz, op. tit., p. 188, punishment
must be inflicted by a magistrate. The slave becomes a concubine by
prolonged cohabitation, and sometimes a legitimate wife (Letourneau, loc^
cit.). Among the more savage Battaks slaves are used for human sacrifice*
(Letourneau, p. 203).
24 Apart from some of the instances already given, in ancient Mexico*
where captive slaves were taken principally for food, domestic slaves were,
protected. They might not be sold without their consent, nor chastised with-
out previous warning. If ill-treated they might take refuge with the king,
and to kill them was a capital offense. They could hold property and marry,
and their children were free (Letourncau, pp. 157, 158; cf. also Payne,
vol. ii, p. 485, note 3).
26 But according to Hidayah, the conversion to Islam on the battlefield
did not necessarily save a man from slavery (Hughes, Dictionary of lslamr
P- 597).
2« Ibid., p. 597.
27 If a slave-girl has a child by her master she becomes free at his death,
while if the child be acknowledged by the master, she becomes free there-
upon (ibid., pp. 597, 598).
860 THE MAKING OF MAN
2i Hughes, Dictionary of Islam, p. 599.
29 Though this saying is attributed to Mohammed, it is said by Tabir
that "we used to sell the mothers of children in the time of the Prophets and
of Abu Bekr, but Umar forbade it in 'his time" (Hughes, p. 599).
30 Herod., vi, p. 137; Busolt, Handbuch, p. n.
31 Iliad, vi, pp. 414-495.
32 Odyssey, xxii., trsl. Butcher and Lang, p. 374.
33 Thucyd., i, p. 141.
34 Busolt, p. 12.
35 This held in other states as well. See Isocrates, Panath., 181, in Busolt,
p. 12. In the Laws, ix, p. 865, the slayer of his own slave is to undergo a
(egal purification corresponding to that imposed on the unintentional homi-
cide of a free man, and incur no further penalty. For a case in which the
killing of a slave might be treated as murder, cf. ibid., p. 872.
36 Busolt, pp. 12-14, 15, 68, 119.
37 Girard, Manuel, pp. 89, 91.
38 See Girard, p. 92.
39 /&</., p. 88, Note i.
40 Assez timidemcnt, Qirard, p. 94.
41 Girard, p. 94. •
**lbid., p. 94-
43 /&</., p. 95.
44 Ingram, History of Slavery, pp. 60-64, etc«
45 Ibid., pp. 78, 79, etc.
46 The Colonus could also contract a valid marriage, but he had to
marry within the domain unless he purchased a dispensation. The right of
punishment was conceded to the master for certain specified faults (Le-
Vourncau, L'Esclavagc, pp. 422, 423).
47 Ingram, History of Slavery, p. 80; cf. Viollet, Histoire du Detroit
Civil Fran fats, p. 312. Valentinian prohibited their sale apart from the
land.
48 Schroder, Lchrbuch, p. 46.
49 Ibid., p. 346. The price was, however, becoming a fixed tariff, and so
gradually approximating to a true wergild (ibid., p. 218).
50 Ibid., pp. 50, 51, 221-223. In the latter period their position still varied
very greatly as between different peoples.
51 Vinogradoff, Villeinage in England, p. 131.
52 This is sometimes spoken of as the latest record, but Prof. Vinogradoff
informs me that this is not absolutely correct.
68 1., P. 4M.
54 In the effort to deal with vagabondage the law has at different times
fome perilously near to rcintroducing slavery. A statute of Edward VI or-
dained that all idle vagabonds should be made slaves, fed on bread and
water and refuse meat, wear iron rings, and be compelled by beating,
chains, etc., to do the work assigned to them. This was repealed in two
years. It is now laid down that slaves acquire freedom by landing in Eng-
land, but this does not affect the right a master may have acquired to a
man's perpetual service, and "the infamous and unchristian practice of
withholding baptism from negro servants, lest they should thereby gain their
liberty, was totally without foundation." The Law of England will not
dissolve a civil obligation between master and servant on account of the
EVOLUTION OF ATTITUDES 86l
alteration of faith in either of the parties, "but the slave is entitled to the
same liberty in England before as after baptism; and, whatever service the
heathen negro owed to his English master, the same is bound to render
when a Christian" (Blackstonc, i, pp. 412, 413).
55 Ingram, op. cit., p. 93.
**lbid., pp. 119-129.
5T So at Narbonne and in Provence in the thirteenth century, and in
Roussillon down to its annexation by France. A Saracen was publicly sold
in 1296 (Viollet, pp. 329, 330).
58Viollct, p. 330.
89 Ingram, pp. 142, 143.
60 "Which advice," says Las Casas himself, "after he had apprehended
the nature of the thing, he would not have given for all he had in the
world" (Ingram, p. 144).
01 E.g. The Bull of Urban VIII, 1537, and of Benedict XIV, 1741 (Viollet,
t>- 330-
62 Viollet, p. 332. The position- of slaves in France and her colonies WAS
minutely regulated by the Code Noir of Louis XIV, 1685.
68 The trade had been abolished by Denmark in 1792.
64 Ingram, pp. 154-182.
65 Not even by the Congo State.
BIOGRAPHIES
BIOGRAPHIES
Johann ]a\ob Bachofen, 1815-1887, was professor of Roman
Law at Basel. He was one of the earliest European writers
on anthropological subjects. Das Mutterrecht, 1861, is his
best work, and it is to be regretted that there exists no
English translation. Other publications, also untranslated,
are Versuch uber die Grdbersymbolil^ der Alten, 1859, and
Antiquarische Brief e, 1881-1886.
Ruth Benedict was born in 1887. She is the author of many
monographs on Folklore and has done field work among
several Indian tribes, in particular the Pueblos and the
Pimas. She has been the editor of the Journal of American
Folklore and at the present time is associated with the
Anthropology Department of Columbia University.
Franz Boas, founder of the American school of anthropology,
was born in Westphalia, 1858. He studied at Heidelberg,
Bonn, and Kiel. He was one of the first anthropologists
to realize the necessity for direct study of primitive people.
His investigations have carried him into all parts of North
America and Mexico and his monographs on phases of
Indian life are of inestimable value. Besides these, and
contributions to various scientific journals, his published
works are, The Growth of Children, Changes in Form
of Body of Descendants of Immigrants, The Mind of
Primitive Man, Primitive Art, and Anthropology and Mod-
ern Life.
Pierre Marcelin Boule, French scientist, was born in 1861 and
was educated at Toulouse. His interests are geology and
palaeontology. He has been president of the French Gea
logical Society and of the French Archaeological Institute,
and director of the Institute of Human Palaeontology. His
best known works are Les grottes de Grimaldi and Let
homines fossiles.
Robert Briffault, philosopher and scientist, was born in London
in 1876 and graduated in medicine from the University of
London. He has studied in New Zealand and at uni*
865
£66 THE MAKING OF MAN
vcrsitics in Italy and Germany, and has done field work in
Melanesia. He is the author of The Making of Humanity,
Psyche's Lamp, and his remarkable contribution to an-
thropology, The Mothers. His most recent book deals with
modern morality, and will appear in the spring of 1931.
Huntingdon Cairns was born in Baltimore in 1904. He is a
member of the Baltimore bar and practices law, in addition
to contributing articles on jurisprudence to various jour-
nals. He is at work at present on a life of Henry Adams.
Edward Carpenter, poet and socialist, was born in Brighton,
1844. After relinquishing orders and fellowship at Cam-
bridge he lectured on science and music until in 1883 he
settled on a small farm where he engaged in literary work
and gardening. In 1884 he came to the United States to
meet Walt Whitman, later recording his experiences in
Days with Walt Whitman. His most popular books are:
Towards Democracy, Civilisation, Its Cause and Cure,
Lome's Coming of Age, The Intermediate Sex, and Pagan
and Christian Creeds. He died June 28, 1929.
\oscph Dtchelette, born in Roanne, France, 1862, was by pro-
fession a capitalist. His interest in archaeology gradually
absorbed him, and from an amateur, he became the leading
authority in his field. His Manuel d'archtologie, prehis-
torique, celtique et gallo-romaine , 1908-1914, is the standard
work of French archaeology. He was killed in the early
days of the war, October 4, 1914.
Sir James G. Frazer was born in Glasgow, 1854. His education
was received at Cambridge. He is the recipient of hon-
orary degrees from the Universities of Cambridge, Dur-
ham, Manchester, Paris, and Strasbourg. His literary and
anthropological works are numerous and well-known. Most
significant perhaps are The Golden Bough, Totemism and
Exogamy, Foll^Lore in the Old Testament, and The Wor-
ship of Nature.
Sigmund Freud was born in Moravia, 1856. He was educated
in Vienna and Paris. Since 1902 he has been professor of
neurology at Vienna University. As founder of the school
of psycho-analysis, he is universally known. He is director
of the International Journal of Psycho-Analysis. His most
widely-read works are The History of Psycho- Analysis,
BIOGRAPHIES 867
1910; Totem and Taboo, 1903; General Introduction to
Psycho- Analysis, 1920; The Problem of Lay- Analyses, 1927;
Psychopathology of Everyday Life, 1914; The Interpretation
of Dreams. His latest book is Civilization and its Discon
tents, 1930.
Alexander Goldenweiser is a native of Russia, where he wai
born in 1880. His education was received at the Kiev
Gymnasium, Harvard University, and at Columbia Uni-
versity. From 1910 to 1919 he lectured at Columbia; from
1919 to 1926 he was associated with the New School for
Social Research, and is now Professor of Thought and
Culture at the University of Oregon. He is the author of
Totemism, an Analytical Study, Early Civilization, and has
contributed widely to scientific and popular journals on
social theory, psycho-analysis, education and modern social
problems.
Robert Fritz Graebner, Ph.D., was born in 1877 *n Berlin. He
is Director of the Rautenstrauch-Joest Museum at Cologne,
and Privat-Dozent in Ethnology at the University of Bonn.
He is the author of Neu-Mectycnburg; Die Kuste von
Urnudda bis Kap St. Georg, 1907; and has been a con-
tributor to Globus; Zeitschrift fur Ethnologic; Anthropos;
Petermanns Mittheilungen.
Edwin Sidney Hartland was born in England in 1848. He wa$
editor of Folfyoi e and author of several books on folk tales,
He is best known for the following: The Science of Fait)
Tales, 1890; English Fairy and Other Fol^-Tales, 1890;
The Legend of Perseus, 1894-1896; and Primitive Paternity.
Leonard Trelawney Hobhouse, professor of sociology at Uni-
versity of London since 1907, was born in 1864. He was
on the editorial staff of the Manchester Guardian, 1897-
1902 and of the Tribune, 1906-1907. His published works
are: The Labour Movement, 1893; The Theory of Knowl-
edge, 1896; Mind in Evolution, 1901; Democracy and
Reaction, 1904; Morals in Evolution, 1906; Development
and Purpose, 1913.
Alfred L. Kroeber was born in Hoboken, N. J., 1876. His edu-
cation was received at Columbia University. Since 1900 he
has engaged in frequent anthropological expeditions to
South America, Mexico, and California, the results of which
B68 THE MAKING OF MAN
arc recorded in his studies: The Youths Language, Zuni
Kin and Clan, The Arapaho, and Handbook of the Indians
of California. His Anthropology is one of the finest ex-
positions of this comparatively recent science. At present,
he is Professor of Anthropology at the University of Cali-
fornia.
Lucien Uvy-Bruhl, philosopher and ethnologist, was born in
Paris in 1857. Since 1899 he has been professor of philoso-
phy at the Sorbonne. He is best known to American
audiences for his work on primitive mentality. His chief
works are Les Fonctions mentales dans les socittts in*
ferieures, 1910; La mentalite primitive, 1922; and L'Ame
primitive, 1927.
Robert Heinrich Lowie was born in Vienna, 1883. At the age
of eight, he was brought to America, where he studied later
at the College of the City of New York and at Columbia
University. He was Associate Curator of Anthropology at
the American Museum of Natural History, but since 1921
has been associated with the University of California. He
has done extensive field work among the American Indians.
His most important publications are: Culture and Ethnol-
ogy, 1917; Myths and Traditions of the Crow Indians,
1918; Primitive Society, 1920; Primitive Religion, 1924;
The Origin of the State, and Are We Civilized?
$ronislaw MalinowsJ(i, professor of anthropology in the Uni-
versity of London, is the son of Polish parents. He was
educated at the Polish University of Cracow. The results
of his field work in New Guinea and Melanesia are re-
corded in his contributions to numerous scientific publica-
tions and notably in his works: The Family Among the
Australian Aborigines, 1913; Argonauts of the Western
Pacific, 1922; Crime and Custom in Savage Society, 1926;
The Father in Primitive Psychology, 1927; Sex and Rf-
pression in Savage Society, 1927, and The Sexual Life of
Savages, 1929.
Itobert Ranulph Marett was born in the island of Jersey in
1866. Since 1891 he has been lecturer in philosophy at Ox-
ford. Besides various papers in philosophic and scientific
periodicals, he is the author of several books. His best
BIOGRAPHIES 869
known works are: The Threshold of Religion, 1909;
Anthropology, 1912; and Psychology and Folklore, 1930.
James Howard McGregor was born in Bellairc, Ohio, in 1872.
A graduate of Columbia, he has been connected with the
zoological staff at Columbia since 1897. He has contributed
numerous papers on zoological topics to the scientific maga-
zines. Reptilian and primate paleontology have been his
specialties. He has also done a great deal of study on the
fossil races of man. -
Margaret Mead was born in Philadelphia in 1901. She studied
anthropology at Columbia University and has done field
work in Samoa and in the Admiralty Islands. Her Com-
ing of Age in Samoa is a study of the adolescent girl in
the primitive community. Miss Mead is at present on the
staff of the American Museum of Natural History. Her
latest book is Growing Up in New Guinea.
Lewis Henry Morgan, "father of American anthropology," was
born in Aurora, New York, 1818. He was a lawyer by
profession and his interest in anthropology was at first
only a hobby. Later, in order to further his researches
among American Indians, he lived among them, recording
his discoveries in pamphlets issued by the Smithsonian
Institution. His books, Systems of Consanguinity and Af-
finity of the Human Family, 1869, and Ancient Society >
1877, were of revolutionary importance to nineteenth cen-
tury thought. Morgan died in 1881.
William James Perry has been reader in Cultural Anthropology
at the University of London, and lecturer in the History of
Religions at Oxford and at the University of Manchester.
His chief works are: The Children of the Sun, 1923;
Megalithic Culture of Indonesia, 1918; The Origin of
Magic and Religion, 1923; and The Growth of Civiliza-
tion, 1924.
Paul Radin, born in Poland in 1883, was brought to America
in infancy. He was educated at the College of the City of
New York, at Columbia University and at the universities
of Berlin and Munich. His interest is absorbed by the
American Indian. Besides various articles: in scientific maga*
zincs, he is the author of numerous studies of the American
Indian. Chief among these are: Literary Aspects of North
870 THE MAKING OF
American Mythology, 1915; Primitive Man as Philosopher,
1921; and The Story of the American Indian, 1927.
William Halse Rivers, one of England's most distinguished an-
thropologists, was born in 1864. He was educated at Ton-
bridge and at St. Bartholomew's Hospital. At one time he
was lecturer at the Royal College of Physicians. His best
known work is his History of Melanesian Society. His other
publications are: Kinship and Social Organization, The
Todas, Influence of Alcohol and other Drugs on Fatigue,
and Instinct and the Unconscious. During his later years
he Was strongly influenced by the theories of Freud. He
died in 1922.
Geza R6heim is the author of a number of books and papers on
anthropology, ethnology, and psycho-analysis — some of
these have originally appeared in Hungarian, although
most of them originally appeared in German. He is the
first psycho-analyst to do field work in anthropology. He is
the author of Social Anthropology, 1926; and Animism,
Magic, and the Divine King, 1930. His papers have ap-
peared in numerous psycho-analytical and anthropological
journals.
Edward Sapir was born in Pomerania, 1884, but was brought
to America when five years old. His education was re-
ceived at Columbia University. He has taught at the Uni-
versity of California, the University of Pennsylvania, and
is now professor of anthropology and general linguistics
at the University of Chicago. Besides his studies of Ameri-
can Indians, and his remarkable monographic studies in
linguistics, American and comparative, he is the author of
Language, an Introduction to the Study of Speech, 1921.
(r. Elliot Smith is a native of New South Wales, where he was
born in 1871. He was educated at the University of Sydney
and at Cambridge. For several years he was professor of
anatomy at the University of Manchester. He was the
President of the Anatomical Society of Great Britain and
Ireland, and in 1912 was elected President of the Anthro-
pological Section of the British Association. He has lectured
on scientific subjects in the universities of England and
Scotland, and was one time Herter Lecturer at New York
University. In 1924 he published the Evolution of Man.
BIOGRAPHIES 87!
His chief contribution to the study of anthropology is con-
cerned with the history of Egypt and early history of
civilization. He is the chief exponent of modern "dif-
fusionism."
William Johnson Sollas was born in Birmingham, England, in
1849. His education was acquired at the Royal School of
Mines, London, and at St. John's College, Cambridge. He
has written extensively on geological subjects. His besf
known works are: The Age of the Earth, 1905, and An*
dent Hunters, 1911. He is at present associated with Ox*
ford University.
Sir Walter Baldwin Spencer was born in Lancashire in 1860,
After finishing his education at Oxford, he went to Aus-
tralia where he became professor of biology at the Uni-
versity of Melbourne. He is now Emeritus Professor. His
greatest contributions to knowledge are his scientific studies
of primitive people, notably The Native Tribes of Central
Australia and the Northern Tribes of Central Australia,
Both these works were written in collaboration with F. },
Gillen.
William Graham Sumner was born in Paterson, New Jersey,
1840. After graduation from Yale, he studied in Geneva
and at the University at Gottingen. From 1872 to 1909 htf
was professor of political and social science at Yale. His
well-known Folkways is a classic. His death occurred in
1910.
Richard Thurnwald was born in Vienna in 1869. He was
professor of ethnology and sociology at the University of
Berlin. He traveled in the South Seas and New Guinea.
During the war he was in Berkeley, California. From 1919
to 1923 he was instructor in ethnology and psychology of
races at Halle. He has written extensively about the peo-
ples of the South Seas, and is also the author of Psychol-
ogy of Primitive Peoples and Psychology of Totemism,
in addition to many ethnological monographs.
Sir Edward Burnett Tylor was born in London, 1832. He trav*
eled in the United States and Mexico, and wrote about
Mexico in his first work, Anahuac; or Mexico and the
Mexicans, Ancient and Modern. In 1865 his reputation
as a scientist was made on the publication of Researches
872 THE MAKING OF MAN
into the Early History of Mankind. A few years later his
Primitive Culture appeared. It was for years the standard
treatise on anthropology. Tylor was lecturer in anthropol-
ogy at Oxford and at Aberdeen University. In 1896, he
became the first professor of anthropology at Oxford. He
died in 1917.
Wilson Dallam Wallis was born in Maryland in 1886. After
graduation from Dickinson College, he studied as a Rhodes
Scholar at Oxford. He has been instructor in anthropology
at the University of Pennsylvania and at the University of
California, and is now Professor of Anthropology at the
University of Minnesota. He is author of An Introduction
to Anthropology.
Edward Alexander Westermarc\ was born in Helsingfors,
1862. He was graduated from the University of Helsing-
fors, where his dissertation was his well-known Origin of
Human Marriage, 1889. The History of Human Marriage
appeared in 1891, and the Origin and Development of
the Moral Ideas in 1906. He is the author of numerous an-
thropological studies, dealing particularly with Morocco,
where he has engaged in field work. Since 1907 he has
been professor of sociology at the University of London.
Clar\ Wisder was born in Indiana, 1870. He studied at the
University of Indiana and at Columbia University. He is
Curator of Anthropology in the American Museum of
Natural History and consulting anthropologist of the
Bishop Museum in Honolulu. Since 1924, he has been pro-
fessor of anthropology at Yale. His published works are:
North American Indians of the Plains, 1912; The American
Indian, 1917; Man and Culture, 1922, and other anthropo-
logical monographs.
BIBLIOGRAPHY
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876 THE MAKING OF MAN
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878 THE MAKING OF MAN
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\
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